20 Class 20 20 Class 20

Proximate Cause

               To recover damages in a negligence suit, the plaintiff must show not only factual causation, but also something more: what lawyers call “proximate cause” or “legal cause.”  Some injuries, courts say, are too unpredictable for defendants to be held responsible for them.  Generally, courts ask whether an injury is foreseeable. But why do we have proximate cause as a requirement? Should we? And what does it mean for an injury to be foreseeable? How generally or abstractly should the question be framed? What needs to be foreseeable—the specific plaintiff or type of injury, or is any type of harm adequate?  

               Some courts make a special exception for proximate cause when the plaintiff’s case involves not only the defendant but also third-party actors. The Second Restatement uses the language of “superseding causes” that cut off liability, but specifically excludes criminal or negligent acts from being a superseding cause if those acts were a foreseeable consequence of the defendant’s negligence or if the likelihood of those acts was the reason why the defendant’s conduct was negligent. Restatement (Second) of Torts, §§ 448, 449. The Third Restatement abandons the “superseding” language from the Second Restatement, but it arrives at much the same conclusions.  The Third Restatement holds that defendants will be liable, despite intervening actors, for all damages that “result from the risks that made the [defendant’s] conduct tortious.” Restatement (Third) of Torts: Liab. for Phys. and Emot. Harm, § 34 (2010). Does it make sense to treat these cases differently?

As you read the following cases, think through the normative judgments inherent in the law of proximate cause and judge for yourself whether the balance struck by current law is the right one.

20.1 Proximate Cause: Foreseeability Norms 20.1 Proximate Cause: Foreseeability Norms

               In the context of proximate cause, cases often turn on whether the harm to the plaintiff was foreseeable. In this section, we will consider the rise of and justification for this definition as well as its application.

20.1.1 In re Polemis 20.1.1 In re Polemis

In re an Arbitration Between Polemis and Another and Furness, Withy & Co., Ltd.

Court of Appeal, 1921. [1921]. 3 K.B. 560, [1921] All E.R. 40.

[The owners of the ship Thrasyvoulos sought to recover damages from the defendants who chartered the ship. The contract of charter was read to hold the defendant charterers responsible for damage caused by fire due to their negligence. Stevedores, for whose conduct the defendants were responsible, were moving benzine from one hold to another by means of a sling. The stevedores had placed wooden boards across an opening above one hold to make a temporary platform to facilitate the transfer. "When the sling containing the cases of benzine was being hoisted up, owing to the negligence of the stevedores the rope by which the sling was hoisted or the sling itself came in contact with the boards, causing one of the boards to fall into the hold, and the fall was immediately followed by a rush of flames, the result being the total destruction of the ship."

The case was heard by arbitrators who found "that the fire arose from a spark igniting petrol vapour in the hold; that the spark was caused by the falling board coming into contact with some substance in the hold; . . . [and] that the causing of the spark could not reasonably have been anticipated from the falling of the board though some damage to the ship might reasonably have been anticipated." Damages were set at almost £200,000.

Subject to the court's opinion on the law, the arbitrators decided that the owners were entitled to recover the full loss from the charterers. The court was required to accept the arbitrator's findings. Although the case arose in the contract context, none of the three opinions mentions this point, and all rely on tort cases in their analyses.]

BANKES, L.J.

. . . According to the one view, the consequences which may reasonably be expected to result from a particular act are material only in reference to the question whether the act is or is not a negligent act; according to the other view, those consequences are the test whether the damages resulting from the act, assuming it to be negligent, are or are not too remote to be recoverable. Sir F. Pollock in his Law of Torts, 11th ed., pp. 39, 40, refers to this difference of view, and calls attention to the fact that the late Mr. Beven, in his book on Negligence, supports the view founded on Smith v. London and South Western Ry. Co. . .

In the present case the arbitrators have found as a fact that the falling of the plank was due to the negligence of the defendant's servants. The fire appears to me to have been directly caused by the falling of the plank. Under these circumstances I consider that it is immaterial that the causing of the spark by the falling of the plank could not have been reasonably anticipated. The appellant's junior counsel sought to draw a distinction between the anticipation of the extent of damage resulting from a negligent act, and the anticipation of the type of damage resulting from such an act. He admitted that it could not lie in the mouth of a person whose negligent act had caused damage to say that he could not reasonably have foreseen the extent of the damage but he contended that the negligent person was entitled to rely upon the fact that he could not reasonably have anticipated the type of damage which resulted from his negligent act. I do not think that the distinction can be admitted. Given the breach of duty which constitutes the negligence, and given the damage as a direct result of that negligence, the anticipations of the person whose negligent act has produced the damage appear to me to be irrelevant. I consider that the damages claimed are not too remote.

. . .

For these reasons I think that the appeal fails, and must be dismissed with costs.

SCRUTTON, L.J.

. . .

The second defense is that the damage is too remote from the negligence, as it could not be reasonably foreseen as a consequence. . . To determine whether an act is negligent, it is relevant to determine whether any reasonable person would foresee that the act would cause damage; if he would not, the act is not negligent. But if the act would or might probably cause damage, the fact that the damage it in fact causes is not the exact kind of damage one would expect is immaterial, so long as the damage is in fact directly traceable to the negligent act, and not due to the operation of independent causes having no connection with the negligent act, except that they could not avoid its results. once the act is negligent, the fact that its exact operation was not foreseen is immaterial. . . In the present case it was negligent in discharging cargo to knock down the planks of the temporary staging, for they might easily cause some damage either to workmen, or cargo, or the ship. The fact that they did directly produce an unexpected result, a spark in an atmosphere of petrol vapour which caused a fire, does not relieve the person who was negligent from the damage which his negligent act directly caused.

Appeal dismissed.

[The concurring opinion of WARRINGTON, L.J. is omitted.]

20.1.2 Wagon Mound (No. 1) 20.1.2 Wagon Mound (No. 1)

Overseas Tankship (U.K.) Ltd v Morts Dock & Engineering Company Ltd [1961] UKPC 1 (18 January 1961)

Privy Council Appeal No. 23 of 1960

Overseas Tankship (U.K.) Limited
- Appellants
v.
Morts Dock & Engineering Company Limited
- Respondents

FROM THE SUPREME COURT OF NEW SOUTH WALES JUDGMENT OF THE LORDS OF THE JUDICIAL COMMITTEE OF THE PRIVY COUNCIL, DELIVERED THE 18TH JANUARY 1961.

Present at the Hearing:

VISCOUNT SIMONDS
LORD REID
LORD RADCLIFFE
LORD TUCKER
LORD MORRIS OF BORTH-Y-GEST
[Delivered by VISCOUNT SIMONDS]

This appeal is brought from an order of the Full Court of the Supreme Court of New South Wales dismissing an appeal by the appellants, Overseas Tankship (U.K.) Ltd" from a judgment of Mr. Justice Kinsella exercising the Admiralty Jurisdiction of that Court in an action in which the appellants were defendants and the respondents Morts Dock & Engineering Co, Ltd. were plaintiffs,

In the action the respondents sought to recover from the appellants compensation fm ,the damage which its property known as the Sheerlegs Wharf in Sydney Harbour and ,the equipment ,thereon had suffered by reason of fire which broke out on the 1st November, 1951. For this damage they claimed that the appellants were in law responsible,

The relevant facts can be, comparatively shortly slated inasmuch as not one of the findings of fact in the exhaustive judgment of the learned trial Judge has been challenged,

The respondents at the relevant time carried on the business of ship-building, ship-repairing and general engineering at Morts Hay, Balmain, in the Port of Sydney, They owned and used for their business the Sheerlegs Wharf, a timber wharf about 400 feet in length and 40 feet wide, where there was a quantity of tools and equipment. In October and November, 1951, a vessel known as the "Corrimal" was moored alongside the wharf and was being refitted by the respondents. Her mast was lying on the wharf and a number of the respondents' employees were working both upon it and upon the vessel itself, using for this purpose electric and oxy-acetylene welding equipment.

At the same time the appellants were chatterers by demise of the 5,5, "Wagon Mound ", an oil-burning vessel which was moored at the Caltex Wharf on the northern shore of the harbour at a distance of about 600 feet from the Sheerlegs Wharf. She was there from about 9 am on the 29th October until 11 am on the 30th October, 1951, for the purpose or discharging gasoline products and taking in bunkering oil.

During the early hours of the 30th October, 1951, a large quantity of bunkering oil was through the carelessness of the appellants' servants allowed to spill into the bay and by 10:30 on the morning of that day it had spread over a considerable part of the bay, being thickly concentrated in some places and particularly along the foreshore near the respondents' property. The appellants made no attempt to disperse the oil. The" Wagon Mound" unberthed and set sail very shortly after.

When the respondents' works manager became aware of the condition of things on the vicinity of the wharf he instructed their workmen that no welding or burning was to be carried on until further orders. He enquired of the manager of the Caltex Oil Company, at whose wharf the "Wagon Mound" was then still berthed, whether they could safely continue their operations on ,the wharf or upon the "Corrimal". The results of this enquiry coupled with his own belief as to the inflammability of furnace oil in the open led him to think that the respondents could safely carry on their operations. He gave instructions accordingly but directed that all safety precautions should be taken to prevent inflammable material falling off the wharf into the oil.

For the remainder of the 30th October and until about 2 p.m. on 1st November work was carried on as usual, the condition and congestion of the oil remaining substantially unaltered. But at about that time the oil under or near the wharf was ignited and a fire, fed initially by the oil, spread rapidly and burned with great intensity. The wharf and the "Corrimal" caught fire and considerable damage was done to the wharf and the equipment upon it.

The outbreak of fire was due, as the learned Judge found, to the fact that there was floating in the oil underneath the wharf a piece of debris on which lay some smouldering cotton waste or rag; which had been set on fire by molten metal falling from the wharf that the cotton waste or rag burst into flames; that the flames from the cotton waste set the floating oil afire either directly or by first setting fire to a wooden pile coated with oil; and that after the floating oil became ignited the flames spread rapidly over the surface of the oil and quickly developed into a conflagration which severely damaged the wharf.

He also made the all important finding, which must be set out in his own words. "The raison d'etre of furnace oil is, of course, that it shall burn, but I find the defendant did not know and could not reasonably be expected to have known that it was capable of being set afire when spread on water. This finding was reached after a wealth of evidence which included that of a distinguished scientist Professor Hunter. It receives strong confirmation from the fact that at the trial the respondents strenuously maintained that the appellants had discharged petrol into the bay on no other ground than that, as the spillage was set alight, it could not be furnace oil. An attempt was made before their Lordships' Board to limit in some way the finding of fact but it is clear that it was intended to cover precisely the event that happened.

One other finding must be mentioned. The learned Judge held that apart ,from damage by fire the respondents had suffered some damage from the spillage of oil in that it had got upon their slipways and congealed upon them and interfered - with their use of the slips. He said "The evidence of this damage is slight and no claim for compensation is made in respect of it. Nevertheless it does establish some damage which maybe insignificant in comparison with the magnitude of the damage by fire, but which nevertheless is damage which beyond question was a direct result of the escape of the oil" This upon this footing that their Lordships will consider the question whether the appellants are liable for the fire damage. That consideration must begin with an expression of indebtedness to Mr. Justice Manning for his penetrating analysis of the problems that today beset the question of liability for negligence. In the year 1913 in the case of H.M.S. London (reported in [1914] Prob. 72 at p. 76), a case to which further reference will be made. Sir Samuel Evans, P., said "The doctrine of legal causation, in reference both to the creation of liability and to the measurement of damages, has been much discussed by judges and commentators in this country and in America. Vast numbers of learned and acute judgments and dis¬quisitions have been delivered and written upon the subject. It is difficult to reconcile the decisions and the views of prominent com¬mentators and jurists differ in important respects. It would not be possible or feasible in this judgment to examine them in anything approaching detail." In the near 'hall-century that has passed since the learned President spoke those words the task has not become easier, but it is possible to point to certain landmarks and to indicate certain tendencies which, as their Lordships hope, may serve in some measure to simplify the law.

It is inevitable that first consideration should be given to the case of In re Polemis & Furness Withy & Company Ltd. [1921] 3 K.B. 560 which will henceforward be referred to as "Polemis ". For it was avowedly in deference to that decision and to decisions of the Court of Appeal that followed it that the Full Court was constrained to decide the present case in favour of the respondents. In doing so Mr. Justice Manning after a full examination of that case said "To say that the problems, doubts and difficulties which I have expressed above render it difficult for me to apply the decision in In re Polemis with any degree of confidence to a particular set of facts would be a grave understatement. I can only express the hope that, if not in this case, then in some other case in the near future the subject will be pronounced upon by the House of Lords or the Privy Council in terms which, even if beyond my capacity fully to understand, will facilitate for those placed as I am, its everyday application to current problems." This cri de coeur would in any case he irresistible but in the years that have passed since its decision Polemis has been so much discussed and qualified that it cannot claim, as counsel for the respondents urged fur it, the status of a decision of such long standing that it should not be reviewed.

What then did Polemis decide? Their Lordships do not propose to spend time in examining whether the issue there lay in breach of contract or in tort. That might be relevant for a tribunal for which the decision was a binding authority: for their Lordships it is not. It may however be observed that in the proceedings there was some confusion. The case arose out of a charter partly and went to arbitration under a term of it and the first contention of the charterers was that they were protected from liability by the exception of fire in the charter party. But it is clear from the pleadings and other documents, copies of which were supplied from the Record Office, that alternative claims for breach of contract and negligence were advanced and it is clear too that before Mr. Justice Sankey and the Court of Appeal the case proceeded as one in which, independently of contractual obligations, the claim was for damages for negligence. It was upon this footing that the Court of Appeal held that the charterers were responsible for all the consequences of their negligent act even though those consequences could not reasonably have been anticipated. The negligent act was nothing more than the carelessness of stevedores (for whom the charterers were assumed to be responsible) in allowing a sling or rope by which it was hoisted to come into contact with certain boards, causing one of them to fall into the hold. The falling board hit some substances in the hold and caused a spark; the spark ignited petrol vapour in the hold; there was a rush of flames and the ship was destroyed. The special case submitted by the arbitrators found that the causing of the spark could not reasonably have been anticipated from the falling of the board, though some damage to the ship might reasonably have been anticipated. They did not indicate what damage might have been so anticipated.

There can be no doubt that the decision of the Court of Appeal in Polemis plainly asserts that, if the defendant is guilty of negligence, he is responsible for all the consequences whether reasonably foreseeable or not. The generality of the proposition is perhaps qualified by the fact that each of the Lords Justices refers to the outbreak of fire as the direct result of the negligent act. There is thus introduced the conception that the negligent actor is not responsible for consequences which are not "direct," whatever that may mean. It has to be asked, then, why this conclusion should have been reached. The answer appears to be that it was reached upon a consideration of certain authorities, comparatively few in number, that were cited to the court. Of these, three are generally regarded as having influenced the decision. The earliest in point of date was Smith v. London & South Western Railway Co. Law Rep. 6 C.P. 14. In that case it was said that "when it has been once determined that there is evidence of negligence, the person guilty of it is equally liable for its consequences, whether he could have foreseen them or not"; see per Baron Channell at page 21. Similar observations were made by other members of the court. Three things may be noted about this case: the first, that for the sweeping proposition laid down no authority was cited; the second, that the point to which the court directed its mind was not unforeseeable damage of a different kind from that which was foreseen, but more extensive damage of the same kind; and the third, that so little was the mind of the court directed to the problem which has now to be solved that no one of the seven judges who took part in the decision thought it necessary to qualify in any way the consequences for which the defendant was to be held responsible. It would perhaps not be improper to say that the law of negligence as an independent tort was then of recent growth and that its implications had not been fully examined. The second case was "H.M.S. London", which has already been referred to. There the statement in Smith's case was followed, Sir Samuel Evans citing Blackburn J.: "What the defendants might reasonably anticipate is only material with reference to the question whether the defendants were negligent or not, and cannot alter their liability if they were guilty of negligence." This proposition, which provides a different criterion for determining liability and compensation, goes to the root of the matter and will be discussed later. It was repeated by Lord Sumner in the third case which was relied on in Polemis, namely, Weld-Blundell v. Stephens [1920] A.C. 956 at p. 983. In that case the majority of their Lordships, of whom Lord Sumner was one, held, affirming a decision of the Court of Appeal, that the plaintiff's liability for damages in certain libel actions did not result from an admitted breach by the defendant of the duty that he admittedly owed to him. Lord Dunedin (another of the majority) decided the case on the ground that there was there no evidence which entitled the jury to give the affirmative answer that they did to the question as put to them that the actions of libel and damages recovered were the "natural and probable consequences" of the proved negligence of the defendant. Lord Wrenbury (the third of the majority) summed up his view of the case by saying : "I am quite unable to follow the proposition that the damages given in the libel actions are in any way damages resulting from anything which Stephens did in breach of duty." Lord Sumner, whose speech their Lordships, like others before them, have not found all respects easy to follow, said : "What a defendant ought to have anticipated as a reasonable man is material when the question is whether or not he was guilty of negligence, that is. of want of due care according to the circumstances. This. however, goes to culpability, not to compensation." But this observation followed a passage in which His Lordship, directing his mind to the problem of causation, had asked what were "natural, probable and necessary consequences," and had expressed the view that "direct cause" was the best expression. Adopting that test he rejected the plaintiff's claim as too remote. The question of foreseeability became irrelevant and the passage cited from his speech was unnecessary to his decision. Their Lordships are constrained to say that this dictum (for such it was) perpetuated an error which has introduced much confusion into the law.

Before going forward to the cases which followed Polemis,their Lordships think it desirable to look back to older authorities which appear to them to deserve consideration. In two cases in 5 Exchequer Reports Rigby v. Hewitt at p. 240 and Greenland v. Chaplin at p. 243, Pollock C.B. affirmed (stating it to be his own view only and not that of the court) that he entertained "considerable doubt whether a person who is guilty of negligence is responsible for all the consequences which may under any circumstances arise and in respect of mischief which could by no possibility have been foreseen and which no reasonable person would have anticipated." It was not necessary to argue this question and it was not argued.

Next, one of many cases may be cited which show how shadowy is the line between so-called culpability and compensation. In Sharp v. Powell Law Rep. 7 C.P. 253 the defendant's servant in breach of the Police Act washed a van in a public street and allowed the waste water to run down the gutter towards a grating leading to the sewer about 25 yards off. In consequence of the extreme severity of the weather the grating was obstructed by ice and the water flowed over a portion of the causeway and froze. There was no evidence that the defendant knew of the grating being obstructed. The plaintiff's horse, while being led past the spot, slipped upon the ice and broke its leg. The defendant was held not to be liable. The judgment of Bovill C.J. at p. 258 is particularly valuable and interesting. "No doubt," he said, "one who commits a wrongful act is responsible for the ordinary consequences which are likely to result therefrom; but, generally speaking, he is not liable for damage which is not the natural or ordinary consequence of such an act unless it be shown that he knows or has reasonable means of knowing that consequences not usually resulting from the act are by reason of some existing cause likely to intervene so as to occasion damage to a third person. Where there is no reason to expect it, and no knowledge in the person doing the wrongful act that such a state of things exists as to render the damage probable, if injury does result to a third person it is generally considered that the wrongful act is not the proximate cause of the injury so as to render the wrongdoer liable to an action." Here all the elements are blended, "natural" or "ordinary consequences," "foreseeability," "proximate cause." What is not suggested is that the wrongdoer is liable for the consequences of his wrongdoing whether reasonably foreseeable or not, or that there is one criterion for culpability, another for compensation. It would, indeed, appear to their Lordships that, unless the learned Chief Justice was making a distinction between "one who commits a wrongful act" and one who commits an act of negligence, the case is not reconcilable with Polemis. In that case it was not dealt with except in a citation from Weld-Blundell v. Stephens.

Mention should also be made of Cory & Son Ltd. v. France Fenwick & Co. Ltd. (1911) 1 K.B. 114. In that case Lord Justice Vaughan Williams citing the passage from the judgment of Pollock C.B. in Greenland v. Chaplin which has already been read, said at p. 122 "I do not myself suppose that although, when these propositions were originally laid down, they were not intended as positive judgments but as opinions of the learned judge, there would be any doubt nowadays as to their accuracy." And Kennedy L.J. said of the same passage," with that view of the law no one would venture to quarrel". Some doubt was expressed in Polemis as to whether the citation of which these learned judges so emphatically approved was correct. That is irrelevant. They approved that which they cited and their approval has high authority. It is probable in any case that it had not occurred to them that there was any such dichotomy as was suggested in Polemis. Nor, clearly, had it at an earlier date occurred to Lord Wensleydale in Lynch v. Knight 9 H.L.C. 577, nor to Cockburn C.J. in Clark v. Chambers 3 Q.B.D.327. The impression that may well be left on the reader of the scores of cases in which liability for negligence has been discussed is that the courts were feeling their way to a coherent body of doctrine and were at times in grave danger of being led astray by scholastic theories of causation and their ugly and barely intelligible jargon.

Before turning to the cases that succeeded it, it is right to glance at yet another aspect of the decision in Polemis. Their Lordships, as they have said, assume that the court purported to propound the law in regard to tort. But up to that date it had been universally accepted that the law in regard to damages for breach of contract and for tort was, generally speaking, and particularly in regard to the tort of negligence, the same. Yet Hadley v. Baxendale was not cited in argument nor referred to in the judgments in Polemis. This is the more surprising when it is remembered that in that case, as in many another case, the claim was laid alternatively in breach of contract and in negligence. If the claim for breach of contract had been pursued, the charterers could not have been held liable for consequences not reasonably foreseeable. It is not strange that Sir Frederick Pollock said that Blackburn and Willes J.J. would have been shocked beyond measure by the decision that the charterers were liable in tort: see Pollock on Torts, 15th edn., p. 29. Their Lordships refer to this aspect of the matter not because they wish to assert that in all respects to-day the measure of damages is in all cases the same in tort and in breach of contract, but because it emphasises how far Polemis was out of the current of contemporary thought. The acceptance of the rule in Polemis as applicable to all cases of tort directly would conflict with the view theretofore generally held.

If the line of relevant authority had stopped with Polemis, their Lordships might, whatever their own views as to its unreason, have felt some hesitation about overruling it. But it is far otherwise. It is true that both in England and in many parts of the Commonwealth that decision has from time to time been followed: but in Scotland it has been rejected with determination. It has never been subject to the express scrutiny of either the House of Lords or the Privy Council, though there have been comments upon it in those Supreme Tribunals. Even in the inferior courts judges have, sometimes perhaps unwittingly, declared themselves in a sense adverse to its principle. Thus Lord Justice Asquith himself, who in Thurogood v. Van den Berghs & Jurgens [1951] 2 K.B. 537 had loyally followed Polemis, in Victoria Laundry (Windsor) Ltd. v. Newman Industries Ltd. [1949] 2 Q.B. 528, holding that a complete indemnity for breach of contract was too harsh a rule, decided that "the aggrieved party is only entitled to recover such part of the loss actually resulting as was at the time of the contract reasonably foreseeable as liable to result from the breach." It is true that in that case the Lord Justice was dealing with damages for breach of contract. But there is nothing in the case to suggest, nor any reason to suppose, that he regarded the measure of damage as different in tort and breach of contract. The words "tort" and "tortious" have perhaps a somewhat sinister sound but, particularly where the tort is not deliberate but is an act of negligence, it does not seem that there is any more moral obliquity in it than in a perhaps deliberate breach of contract, or that the negligent actor should suffer a severer penalty. In Minister of Pensions v. Chennell [1947] 1 K.B. 253 Denning J. (as he then was) said: "Foreseeability is as a rule vital in cases of contract; and also in cases of negligence, whether it be foreseeability in respect of the person injured as in Palsgref v. Long Island Rly. (discussed by Professor Goodhart in his Essays, p. 129), Donoghue v. Stevenson and Bourhill v. Young, or in respect of intervening causes as in Aldham v. United Dairies (London) Ltd. and Woods v. Duncan. It is doubtful whether In re Polemis and Furness Withy & Co. can survive these decisions. If it does, it is only in respect of neglect of duty to the plaintiff which is the immediate or precipitating cause of damage of an unforeseeable kind." Their Lordships would with respect observe that such a survival rests upon an obscure and precarious condition.

Instances might be multiplied of deviation from the rule in Polemis, but their Lordships think it sufficient to refer to certain later cases in the House of Lords and then to attempt to state what they conceive to be the true principle. In Glasgow Corporation v. Muir [1943] A.C. 448 at p. 454 Lord Thankerton said that it had long been held in Scotland that all that a person can be bound to foresee are the reasonable and probable consequences of the failure to take care judged by the standard of the ordinary reasonable man, while Lord Macmillan said that "it is still left to the judge to decide what in the circumstances of the particular case, the reasonable man would have had in contemplation, and what, accordingly, the party sought to be made liable ought to have foreseen." Here there is no suggestion of one criterion for determining culpability (or liability) and another for determining compensation. In Bourhill v. Young [1943] A.C. 91 at p. 101 the double criterion is more directly denied. There Lord Russell of Killowen said : "In considering whether a person owes to another a duty a breach of which will render him liable to that other in damages for negligence, it is material to consider what the defendant ought to have contemplated as a reasonable man. This consideration may play a double role. It is relevant in cases of admitted negligence (where the duty and breach are admitted) to the question of remoteness of damage, i.e., to the question of compensation not to culpability, but it is also relevant in testing the existence of a duty as the foundation of the alleged negligence, i.e., to the question of culpability not to compensation." This appears to be in flat contradiction to the rule in Polemis and to the dictum of Lord Sumner in Weld-Blundell v. Stephens.

From the tragic case of Woods v. Duncan [11946] A.C. 401, the facts of which are too complicated to be stated at length, some help may be obtained. There Viscount Simon analysed the conditions of establishing liability for negligence and stated them to be (1) that the defendant failed to exercise due care (2) that he owed the injured man the duty to exercise due care, and (3) that his failure to do so was the cause of the injury in the proper sense of the term. He held that the first and third conditions were satisfied, but inasmuch as the damage was due to an extraordinary and unforeseeable combination of circumstances the second condition was not satisfied. Be it observed that to him it was one and the same thing whether the unforeseeability of damage was relevant to liability or compensation. To Lord Russell of Killowen in the same case the test of liability was whether the defendants (Cammell Laird & Co. Ltd.) could reasonably be expected to foresee that the choking of a test cock (itself undoubtedly a careless act) might endanger the lives of those on board; Lord Macmillan asked whether it could be said that they, the defendants, ought to have foreseen as reasonable people that if they failed to detect and rectify the clogging of the hole in the door the result might be that which followed, and later, identifying, as it were, reasonable foreseeability with causation, he said : "the chain of causation, to borrow an apposite phrase, would appear to be composed of missing links."

Enough has been said to show that the authority of Polemis has been severely shaken though lip-service has from time to time been paid to it. In their Lordships' opinion it should no longer be regarded as good law. It is not probable that many cases will for that reason have a different result, though it is hoped that the law will be thereby simplified, and that in some cases, at least, palpable injustice will be avoided. For it does not seem consonant with current ideas of justice or morality that for an act of negligence, however slight or venial, which results in some trivial foreseeable damage the actor should be liable for all consequences however unforeseeable and however grave, so long as they can be said to be "direct." It is a principle of civil liability, subject only to qualifications which have no present relevance, that a man must be considered to be responsible for the probable consequences of his act. To demand more of him is too harsh a rule, to demand less is to ignore that civilised order requires the observance of a minimum standard of behaviour.

This concept applied to the slowly developing law of negligence has led to a great variety of expressions which can, as it appears to their Lordships, be harmonised with little difficulty with the single exception of the so-called rule in Polemis. For, if it is asked why a man should be responsible for the natural or necessary or probable consequences of his act (or any other similar description of them) the answer is that it is not because they are natural or necessary or probable, but because, since they have this quality, it is judged by the standard of the reasonable man that he ought to have foreseen them. Thus it is that over and over again it has happened that in different judgments in the same case, and sometimes in a single judgment, liability for a consequence has been imposed on the ground that it was reasonably foreseeable or, alternatively, on the ground that it was natural or necessary or probable. The two grounds have been treated as coterminous, and so they largely are. But, where they are not, the question arises to which the wrong answer was given in Polemis. For, if some limitation must be imposed upon the consequences for which the negligent actor is to be held responsible - and all are agreed that some limitation there must be - why should that test (reasonable foreseeability) be rejected which, since he is judged by what the reasonable man ought to foresee, corresponds with the common conscience of mankind, and a test (the "direct" consequence) be substituted which leads to no-where but the never-ending and insoluble problems of causation. "The lawyer," said Sir Frederick Pollock, "cannot afford to adventure himself with philosophers in the logical and metaphysical controversies that beset the idea of cause." Yet this is just what he has most unfortunately done and must continue to do if the rule in Polemis is to prevail A conspicuous example occurs when the actor seeks to escape liability on the ground that the "chain of causation" is broken by a "nova causa" or "novus actus interveniens."

The validity of a rule or principle can sometimes be tested by observing it in operation. Let the rule in Polemis be tested in this way. In the case of the "Liesbosch" [1933] A.C. 448 the appellants whose vessel had been fouled by the respondents, claimed damages under various heads. The respondents were admittedly at fault; therefore, said the appellants, invoking the rule in Polemis, they were responsible for all damage whether reasonably foreseeable or not. Here was the opportunity to deny the rule or to place it secure upon its pedestal. But the House of Lords took neither course: on the contrary it distinguished Polemis on the ground that in that case the injuries suffered were the "immediate physical consequences" of the negligent act. It is not easy to understand why a distinction should be drawn between "immediate physical" and other consequences, nor where the line is to be drawn. It was perhaps this difficulty which led Lord Denning in Roe v. Minister of Health [1954] 2Q.B. 66 at p. 85) to say that foreseeability is only disregarded when the negligence is the immediate or precipitating cause of the damage. This new word may well have been thought as good a word as another for revealing or disguising the fact that he sought loyally to enforce an unworkable rule.

In the same connection may be mentioned the conclusion to which the Full Court finally came in the present case. Applying the rule in Polemis and holding therefore that the unforeseeability of the damage by fire afforded no defence, they went on to consider the remaining question. Was it a "direct" consequence? Upon this Mr. Justice Manning said: "Notwithstanding that, if regard is had separately to each individual occurrence in the chain of events that led to this fire, each occurrence was improbable and, in one sense, improbability was heaped upon improbability, I cannot escape from the conclusion that if the ordinary man in the street had been asked, as a matter of common sense, without any detailed analysis of the circumstances, to state the cause of the fire at Mort's Dock, he would unhesitatingly have assigned such cause to spillage of oil by the appellant's employees." Perhaps he would, and probably he would have added: "I never should have thought it possible." But with great respect to the Full Court this is surely irrelevant, or, if it is relevant, only serves to show that the Polemis rule works in a very strange way. After the event even a fool is wise. But it is not the hindsight of a fool; it is the foresight of the reasonable man which alone can determine responsibility. The Polemis rule by substituting "direct" for "reasonably foreseeable" consequence leads to a conclusion equally illogical and unjust.

At an early stage in this judgment their Lordships intimated that they would deal with the proposition which can best be stated by reference to the well-known dictum of Lord Sumner: This however goes to culpability not to compensation." It is with the greatest respect to that very learned judge and to those who have echoed his words, that their Lordships find themselves bound to state their view that this proposition is fundamentally false.

It is, no doubt, proper when considering tortious liability for negligence to analyse its elements and to say that the plaintiff must prove a duty owed to him by the defendant, a breach of that duty by the defendant, and consequent damage. But there can be no liability until the damage has been done. It is not the act but the consequences on which tortious liability is founded. Just as (as it has been said) there is no such thing as negligence in the air, so there is no such thing as liability in the air. Suppose an action brought by A for damage caused by the carelessness (a neutral word) of B, for example, a fire caused by the careless spillage of oil. It may, of course, become relevant to know what duty B owed to A, but the only liability that is in question is the liability for damage by fire. It is vain to isolate the liability from its context and to say that B is or is not liable, and then to ask for what damage he is liable. For his liability is in respect of that damage and no other. If, as admittedly it is, B's liability (culpability) depends on the reasonable foreseeability of the consequent damage, how is that to be determined except by the foreseeability of the damage which in fact happened - the damage in suit? And, if that damage is unforeseeable so as to displace liability at large, how can the liability be restored so as to make compensation payable?

But, it is said, a different position arises if B's careless act has been shown to be negligent and has caused some foreseeable damage to A. Their Lordships have already observed that to hold B liable for consequences however unforeseeable of a careless act, if, but only if, he is at the same time liable for some other damage however trivial, appears to be neither logical nor just. This becomes more clear if it is supposed that similar unforeseeable damage is suffered by A and C but other foreseeable damage, for which B is liable, by A only. A system of law which would hold B liable to A but not to C for the similar damage suffered by each of them could not easily be defended. Fortunately, the attempt is not necessary. For the same fallacy is at the root of the proposition. It is irrelevant to the question whether B is liable for unforeseeable damage that he is liable for foreseeable damage, as irrelevant as would the fact that he had trespassed on Whiteacre be to the question whether he has trespassed on Blackacre. Again, suppose a claim by A for damage by fire by the careless act of B. Of what relevance is it to that claim that he has another claim arising out of the same careless act? It would surely not prejudice his claim if that other claim failed: it cannot assist it if it succeeds. Each of them rests on its own bottom, and will fail if it can be established that the damage could not reasonably be foreseen. We have come back to the plain common sense stated by Lord Russell of Killowen in Bourhill v. Young. As Lord Denning said in King v. Phillips [1953] 1 Q.B. 429 at p. 441 "There can be no doubt since Bourhill v. Young that the test of liability for shock is foreseeability of injury by shock." Their Lordships substitute the word "fire" for "shock" and endorse this statement of the law.

Their Lordships conclude this part of the case with some general observations. They have been concerned primarily to displace the proposition that unforeseeability is irrelevant if damage is "direct." In doing so they have inevitably insisted that the essential factor in determining liability is whether the damage is of such a kind as the reasonable man should have foreseen. This accords with the general view thus stated by Lord Atkin in Donoghue v. Stevenson [1932] A.C. 562 at p. 580 "The liability for negligence, whether you style it such or treat it as in other systems as a species of 'culpa,' is no doubt based upon a general public sentiment of moral wrongdoing for which the offender must pay." It is a departure from this sovereign principle if liability is made to depend solely on the damage being the "direct" or "natural" consequence of the precedent act. Who knows or can be assumed to know all the processes of nature? But if it would be wrong that a man should be held liable for damage unpredictable by a reasonable man because it was "direct" or "natural," equally it would be wrong that he should escape liability, however "indirect" the damage, if he foresaw or could reasonably foresee the intervening events which led to its being done; cf. Woods v. Duncan.[1946] A.C. at p 442. Thus foreseeability becomes the effective test. In reasserting this principle their Lordships conceive that they do not depart from, but follow and develop, the law of negligence as laid down by Baron Alderson in Blyth v. Birmingham Waterworks Coy (1856) 11 Ex. 784.

It is proper to add that their Lordships have not found it necessary to consider the so-called rule of "strict liability" exemplified in Rylands v. Fletcher and the cases that have followed or distinguished it. Nothing that they have said is intended to reflect on that rule.

One aspect of this case remains to be dealt with. The respondents claim, in the alternative, that the appellants are liable in nuisance if not in negligence. Upon this issue their Lordships are of opinion that it would not be proper for them to come to any conclusion upon the material before them and without the benefit of the considered view of the Supreme Court. On the other hand, having regard to the course which the case has taken, they do not think that the respondents should be finally shut out from the opportunity of advancing this plea, if they think fit. They therefore propose that on the issue of nuisance alone the case should be remitted to the Full Court to be dealt with as may be thought proper.

Their Lordships will humbly advise Her Majesty that this appeal should be allowed and the respondents' action so far as it related to damage caused by the negligence of the appellants be dismissed with costs but that the action so far as it related to damage caused by nuisance should be remitted to the Full Court to be dealt with as that court may think fit. The respondents must pay the costs of the appellants of this appeal and in the Courts below.

(39371) WI. 8109-.53 150 2/61 D.L.

20.1.3 Darby v. The National Trust 20.1.3 Darby v. The National Trust

DIANE DARBY

(Widow and Administratrix of the Estate of Kevin Alan Darby, deceased) Claimant

v. 

THE NATIONAL TRUST, Respondent

MR I MCLAREN QC (instructed by Messrs Banner Jones Middleton Solicitors, Chesterfield S40 1JY) appeared on behalf of the Claimant

MR R WALKER QC (instructed by Messrs Hextall Erskine, London E1 8ER) appeared on behalf of the Respondent

J U D G M E N T

Monday, 29th January 2001

LORD JUSTICE SCHIEMANN: May LJ will give the first judgment.

LORD JUSTICE MAY: Hardwick Hall, near Chesterfield in Darbyshire, is one of the National Trust's finest properties. It has many visitors both to the hall itself and to its extensive grounds. In the grounds there are, I think, five ponds. Three of these are reasonably close to each other. Two of them are used for fishing, and the National Trust has taken steps to prevent their use for other purposes, including swimming. These steps have been largely successful.

The third pond is called Row Pond 5. It is not used for fishing. It is oval in shape and approximately 60 to 70 feet across. The water is shallow at the edges but towards the centre its depth is at least such that an average swimmer could not stand on the bottom. It may in places be as deep as 10 feet. In the summer when it is warm visitors have used the fond for paddling and swimming.

On 23rd August 1997 Kevin Dodd tragically drowned in this pond. It had been an extremely hot day and at about 7.00 in the evening he went with his wife, the claimant, and the four youngest of their five children to Hardwick Park. Their eldest son, Ryan, was not with them but he had been swimming in the pond earlier that day. The younger children went paddling. After parking their car Kevin also went in the water. The water was murky, but Mrs Darby considered it to be safe because she had seen others swimming and paddling in it before. Her husband was a competent swimmer and she had no reason to believe that there would be any difficulty. Kevin, her husband, swam towards the centre of the pond. The children were still paddling near its edge. He began to play a game which it seems they had played before and which they called “hide a boo”. Kevin would dip beneath the water for a second or two and then pop up again in the same place, smiling. He did this for about five minutes. His wife was watching. She then saw him go underwater, reappear, and put his arms straight in the air, calling her name. She knew that he was in trouble. He sank beneath the water again and effectively was drowned. Mrs Darby called for help. Mr Kevin Morris, who was walking beside one of the other lakes, came to help, and he bravely searched for Mr Darby in the pond and eventually came across him and managed to drag him out. He had been under water for many minutes and it is surprising that he was not at that stage dead. He never, I think, regained consciousness, and he died in hospital on 9th September 1997.

It is evident that visitors quite frequently swam or paddled in this pond. The defendants must be taken to have known this. They did in fact little to discourage or prevent it. There were no warning notices around or in the vicinity of the pond. There were no life‑saving equipment. There was a notice somewhere near an entrance to a car park which stated, among other information about opening hours, charging, fishing tickets, the words “Bathing and boating not allowed.” This was legible but not conspicuous and it was part of other information.

The pond was not systematically patrolled. Wardens who had other duties including, for instance, collecting money from fishermen, would check the ponds from time to time and discourage people from swimming in them, telling them of the danger of Weils disease. But there was, so it appears, no set system.

These proceedings were brought by Mrs Darby on her own behalf and on behalf of her husband's estate against the National Trust. She says that they were in breach of the common duty of care under section 2 of the Occupiers' Liability Act 1957 and were as such liable for her husband's death.

On 3rd March 2000 Mrs Assistant Recorder Wilson heard the action and gave judgment for the claimant in the sum of £114,194. This is the defendant's appeal brought by leave of Swinton Thomas LJ against the finding against them on liability. There are also, contingent on the outcome of that appeal, appeals by both the claimant and the defendants against the assistant recorder's quantification of damages.

The claimant relied on an expert report of Rebecca Kirkwood, who is a Water and Leisure Safety Consultant to the Royal Society for the Prevention of Accidents. Evidence on behalf of the defendants was limited to those witnesses whose statements had been disclosed in accordance with a directions order in September 1999. Their only witness was Brian Ellis, who was employed by the National Trust as a part‑time warden at Hardwick Hall. They had no expert evidence to match that of Rebecca Kirkwood, apparently having failed to disclose any in accordance with the directions order.

The assistant recorder accepted Rebecca Kirkwood's evidence in full. Her evidence included that, on average, approximately 450 people a year drown in the United Kingdom, the preponderance of these being young men swimming in open water. Good swimmers by indoor standards may find emersion into cold water dramatically reduces their swimming ability. The Royal Society for the Prevention of Accidents does not advocate automatic fencing of all deep water. This would be impracticable, aesthetically damaging and ineffective in terms of denying access to determined swimmers. But as a minimum “No Swimming” notices should be installed. Particular attention should be given to places where open water swimming is known to happen. Rescue arrangements are important and lifebuoys and rescue devices are frequently to be found around open water. But a person in difficulties in water will be fortunate if there are people available to help in time. Rescue arrangements should never be relied upon in isolation to prevent drowning.

Miss Kirkwood's opinion was that the Row Ponds were particularly unsuitable for swimming. The water was deep in the middle and generally murky, and the ground at the edges was uneven. There were no clear warning notices. In her opinion, the National Trust should have assessed the risks to their visitors and taken steps which they did not take. The sign near the car park was inadequately placed and inadequately clear for this purpose. There should have been appropriate signs at the bottom and top approaches to the ponds beside the main part and there should have been “No Swimming” signs immediately beside the water itself. There should have been greater staff presence to enforce a “No Swimming” rule. In short, there were inadequate warnings and inadequate steps to prevent people swimming in the pond.

The claimant's case on liability in the first instance is very simple. Mrs Darby and her husband had often seen people swimming in the pond and thought it was safe. Her unchallenged evidence was that if there had been “No Swimming” notices around the pond saying that it was dangerous her husband would not have gone swimming. The National Trust did not take such care as in all the circumstances of the case was reasonable to see that her husband would be reasonably safe in using the premises. This want of care caused her husband's death. She relies on Miss Kirkwood's evidence.

The assistant recorder found that the National Trust failed to install or erect adequate warning notices; that they failed to secure that park wardens acted so as to prevent persons bathing or swimming; and that they failed to have lifebouys and other rescue devices. In essence, her finding was to accept, as she explicitly did, the opinion of Miss Kirkwood.

Mr Walker QC, on behalf the National Trust, submits that the assistant recorder's findings of negligence were all variants of the finding that the defendant ought not to have permitted Mr Darby to swim in the pond at all, as opposed to a failure to provide adequate rescue facilities. This in my view is correct, although, as submissions developed it became clear that the claimant's case rested mainly on the proposition that the National Trust should have had “No Swimming” notices around the pond itself.

Mr Walker submits that Mrs Kirkwood's relevant evidence was only an expression of her own opinion and that the question whether the National Trust were in breach of a relevant duty was a matter for the court. I think that this is correct. The crux of Mr Walker's submission is that the pond had no relevant characteristics making it more dangerous than any other pond, nor did it have any relevant hazards which were not readily apparent. The fact that the water was murky and that it was cold (if it was, which was not established other than by incidental evidence from Mr Morris who retrieved Mr Darby from it) and that its depth in the centre may have been such that bathers would be out of their depth, is entirely typical of such ponds and is obvious. Further, all these matters were known to Mr Darby who had swum in the pond before and who had spent five minutes ducking in and out of the water in the middle of the pond.

Mr Walker relies on Staples v West Dorset District Council [1995] PIQR 439 where the plaintiff fell on an obviously slippery surface on the Cobb at Lyme Regis and the Court of Appeal held that there was no duty on an occupier in the circumstances of that case to warn against a danger which was obvious. Kennedy LJ said at page 442 of that case:

“It is, in my judgment, of significance that the duty is a duty owed by the occupier to the individual visitor, so that it can only be said that there was a duty to warn if without a warning the visitor in question would have been unaware of the nature and extent of the risk. As the statute makes clear, there may be circumstances in which even an explicit warning will not absolve the occupier from liability (see s.4(a) above); but if the danger is obvious, the visitor is able to appreciate it, he is not under any kind of pressure and he is free to do what is necessary for his own safety, then no warning is required. So, for example, it is unnecessary to warn an adult of sound mind that it is dangerous to go near the edge of an obvious cliff (see Cotton v Derbyshire Dales District Council (June 10, 1994, CA, unreported)). In the present case, as Mr Tyson for the respondent acknowledges, he must succeed under the Occupiers' Liability Act or fail, because, although the judge also referred to negligence at common law, there was no other relationship between these parties that could give rise to liability.”

Evans LJ agreeing with the judgment of Kennedy LJ said this:

“I share his reluctance, for the reasons he has given, but I find myself driven to the conclusion that the respondent cannot attribute negligence to the appellants in circumstances where nothing was known to them, or would have been known to them if previous inspections had been made, which he did not know and appreciate for himself. If the cause of his accident was the general state of the algae‑covered strip at the seaward edge of the Cobb, combined with the pronounced 1:5 slope at the top, then the danger posed was obvious and in fact was appreciated by him. If the cause was an isolated slippery patch, which had not manifested itself as a source of potential danger during the 165‑year history of the Cobb, then that was not something which the appellants should have foreseen, nor is it clear what the terms of a specific warning would have been. Whichever it was, the appellants cannot be held liable in negligence by reason of their failure to erect warning notices before this accident occurred.”

For the respondent, Mrs Darby, there was some difference of emphasis in the submissions made on her behalf by leading and junior counsel. Mr Herbert submitted that swimming in this pond had been condoned for years. The pond was unsafe. It was deep, murky and cold. It was always foreseeable that a swimmer might get into difficulties. If the National Trust had made a risk assessment, they would have gone to an organisation such as the Royal Society for the Prevention of Accidents to whom they had been for advice on at least one other site. The Royal Society would have advised them that this pond was unsafe. This was a pond where people were known to swim and that is what distinguished it from other areas of water around the country and the coast. The National Trust, as an occupier under section 2(2) of the Occupiers' Liability Act 1957, owed a duty to take such care, as in all the circumstances of the case is reasonable, to see that the visitor will be reasonably safe in using the premises for the purposes for which he is invited or permitted by the occupier to be there.

Mr Herbert submits that on the evidence of Miss Kirkwood the pond was not reasonably safe as a place in which to conduct unsupervised swimming, yet the defendant permitted persons on the premises so to use it. Although the occupier might seek to discharge the duty by a warning (see section 2(4) of the 1957 Act) there was no such effective warning. In deciding whether a measure is reasonable, the court should have regard to the reasonably foreseeable risk, the nature of the injury of the risk which materialises and the measures needed to combat the risk. On the evidence of Miss Kirkwood, the risk of drowning was plainly foreseeable since several hundred people drown in circumstances similar to those of Mr Darby each year and in many cases the cause of the drowning is not easy to explain in detail.

Mr McLaren QC, when pressed, was inclined, I think, to accept, that the case which depended alone on the risk of drowning was not strong, although he vigorously supported the assistant recorder's conclusion. He submitted that it drew strength from the admitted risk of a swimmer contracting Weils disease. There was no systematic evidence as to the nature of Weils disease, although I understand it to be an unpleasant and occasionally fatal condition transmitted from rats' urine. Mr McLaren submitted that there was a risk which people might not appreciate, the risk of cold water leading to those who are good swimmers in warm swimming pools getting into difficulties in open water and drowning. Putting up a warning notice was a small thing to do and in the circumstances which included the risk of Weils disease entitled the assistant recorder to reach the conclusion as to duty that she did. Absent the evidence about Weils disease, Mr McLaren accepted that the finding would have been less compelling. The risk of death by drowning is foreseeable although Mr McLaren accepted that it was very unlikely and might not by itself be sufficient to sustain the claim. Mr Herbert did not agree with that concession.

The risk of Weils disease required a notice. It is permissible, submitted Mr McLaren, for the court to conclude that there was a duty to take a step for the purpose of guarding against Weils disease which would in fact have prevented death by drowning. The cost and expense of the sign would not have been great, and the sign, whose main purpose may have been to prevent the effects of Weils disease, would also have given effective warning against the danger of drowning.

Unpleasant though Weils disease, I have no doubt, is, it was not the kind of risk or damage which Mr Darby suffered, and any duty to warn against Weils disease cannot, in my judgment, support a claim for damages resulting from a quite different cause. I refer to the opinion of Lord Hoffmann in South Australia Asset Management Corporation v York Montague Ltd [1997] AC 191 at 212. He there cites from the speech of Lord Bridge of Harwich in Caparo at 627 in these terms:

“It is never sufficient to ask simply whether A owes B a duty of care. It is always necessary to determine the scope of the duty by reference to the kind of damage from which A must take care to save B harmless.”

Lord Hoffmann then went on:

“In the present case, there is no dispute that the duty was owed to the lenders. The real question in this case is the kind of loss in respect in which the duty was owed.”

And on the same page, Lord Hoffmann continues as follows:

“There is no reason in principle why the law should not penalise wrongful conduct by shifting on to the wrongdoer the whole risk of consequences which would not have happened but for the wrongful act. Hart and Honore on Causation in the Law 2nd ed. (1985), p 120, say that it would, for example, be perfectly intelligible to have a rule by which an unlicenced driver was responsible for all the consequences of his having driven, even if they were unconnected with his not having a licence. One might adopt such a rule in the interests of deterring unlicensed driving. But that is not the normal rule. One may compare, for example, The Empire Jamaica [1995] P 259, in which a collision was caused by a 'blunder in seamanship of... a somewhat serious and startling character' (Sir Raymond Evershed MR at p 264) by an uncertified second mate. Although the owners knew that the mate was not certificated and it was certainly the case that the collision would not have happened if he had not been employed, it was held in limitation proceedings that the damage took place without the employers' 'actual fault or privity' (section 503 of the Merchant Shipping Act 1894) because the mate was in fact experienced and (subject to this one aberration) competent. The collision was not therefore attributable to his not having a certificate. The owners were not treated as responsible for all the consequences of having employed an uncertificated mate but only for the consequences of his having been uncertificated.

Rules which make the wrongdoer liable for all the consequences of his wrongful conduct are exceptional and need to be justified by some special policy. Normally the law limits liability to those consequences which are attributable to that which made the act wrongful. In the case of liability in negligence for providing inaccurate information, this would mean liability for the consequences of the information being inaccurate.”

Lord Hoffmann then proceeded to give the example of the mountaineer with which practitioners are very familiar. Thus, a case which promotes a duty based on the risk of a swimmer catching Weils disease will not, in my opinion, support a breach of duty founded upon a risk of drowning. The risks are of an intrinsically different kind and so are any dependent duties. I do not think that this principle is negated by Mr McLaren's reference to Jolley v Sutton LBC [2000] 1WLR 1082 at 193, since Lord Hoffmann himself emphasised at page 192 that liability cannot depend on a failure to guard against a risk of a different kind from that which should have been foreseen. Failures which are not causative do not give rise to a liability in negligence (see Wood v Benthal Cimpex [1992] 1 PIQR 332).

In my judgement the risks to competent swimmers of swimming in this pond from which Mr Darby so unfortunately succumbed were perfectly obvious. There was no relevantly causative special risk of which the National Trust would or should have been aware which was not obvious. One or more notices saying “Danger No Swimming” would have told Mr Darby no more than he already knew. In my judgment it was for the court, not Miss Kirkwood, to determine whether there was a breach of the Occupiers' Liability Act duty in this case.

Mr Herbert submitted that there was no proper correlation between the risk of swimming in this pond and the risk of swimming in the sea or any other open water. I do not agree. It cannot be the duty of the owner of every stretch of coastline to have notices warning of the dangers of swimming in the sea. If it were so, the coast would have to be littered with notices in places other than those where there are known to be special dangers which are not obvious. The same would apply to all inland lakes and reservoirs. In my judgement there was no duty on the National Trust on the facts of this case to warn against swimming in this pond where the dangers of drowning were no other or greater than those which were quite obvious to any adult such as the unfortunate deceased. That, in my view, applies as much to the risk that a swimmer might get into difficulties from the temperature of the water as to the risk that he might get into difficulties from mud or sludge on the bottom of the pond.

For these reasons I would allow the appeal and enter judgment for the defendants. If that is the view of my Lords the appeals on quantum do not arise for decision.

LORD JUSTICE LATHAM: I agree.

LORD JUSTICE SCHIEMANN: I also agree.

(Appeal allowed with costs not to be enforced without further order; claimant's costs assessed at nil; defendants costs to be paid by the Legal Services Commission; application to appeal to the House of Lords refused).

20.2 Intervening Actors 20.2 Intervening Actors

               Courts sometimes single out cases in which a third party actor injures the plaintiff. Why might this be? Is it justified? Consider these questions as you read the next three cases.

20.2.1 Doe v. Manheimer, 563 A.2d 699 (Conn. 1989) 20.2.1 Doe v. Manheimer, 563 A.2d 699 (Conn. 1989)

GLASS, J.

          The difficult issue in this case is whether a landowner may be liable in tort for damages arising from the rape of a pedestrian committed on the landowner's property behind brush and trees that shielded the area from view from the nearby public sidewalk and street.

I

          The plaintiff, Jane Doe, worked as a meter reader for the Connecticut Light and Power Company in New London. On July 30, 1984, her employers assigned her to work in the Green Street area. At approximately 8 a.m., as she walked along Green Street, she observed a man on the opposite sidewalk who appeared to be looking for directions. She crossed the street to offer assistance. As she came near, the man, a stranger, reached into a satchel, removed a gun, and held it against her. He forced her from the sidewalk through a paved vacant lot that abutted the street. The man then forced her onto adjacent property owned by the named defendant (hereinafter defendant) some fifty to seventy feet from the sidewalk. The defendant's property extended approximately six and three-quarter feet from the side of his building to the lot boundary parallel to the building. The area into which the plaintiff was forced was bounded by the defendant's building on one side and a retaining wall in the rear. On the other side, overgrown sumac bushes and tall grass shielded the area from view from the sidewalk and street.

          750*750 Behind the sumac bushes, the abductor viciously assaulted and raped the plaintiff for thirty minutes. In the commission of the assault, the abductor used various items, including a rope and rubber gloves, which he had carried with him in his satchel. His possession of these items suggested that the sexual assault had been planned. The assailant fled after committing the crime and has never been identified or caught. The effect of the sexual assault upon the plaintiff has been severe. She has attempted suicide on several occasions. Her emotional and psychiatric problems have required and continue to require hospital confinement.

          The plaintiff brought an action against the defendant for personal injuries sustained in the assault. The complaint alleged causes of action based on common law negligence, statutory negligence and public nuisance. In essence, she claimed that the defendant had failed to remove the overgrown vegetation although he knew or should have known that, because the neighborhood was a high crime area, third persons might use the overgrowth to conceal the perpetration of crimes against pedestrians. She asserted that, had the overgrowth not been present, the area in which the assault occurred would have been visible to passing motorists and pedestrians. Consequently, she alleged, the overgrowth caused and contributed to the assault and the duration of the assault.

          The action was tried to a jury before the court, Walsh, J. Several witnesses described the neighborhood where the sexual assault had been committed as a high crime area. Another rape had occurred in a neighborhood building about three months prior to the sexual assault against the plaintiff. Approximately fourteen months prior to the assault, Clara Manheimer, the defendant's ninety year old mother, had been bound, gagged and robbed in the package store at the front 751*751 of the building on the defendant's property. Prostitution and drug dealing were more prevalent in that section of New London than in other sections. Further, derelicts and homeless people frequented the site where the assault occurred and the adjacent vacant lot through which the plaintiff had been forced from the sidewalk. Various debris littered the area, including liquor and wine bottles and cans. Street people had scattered cardboard boxes, mattresses and blankets that they used when they slept there at night. There was also evidence that on occasion, some of those people had been compensated with free liquor for cleaning the vacant lot. The police frequently had removed from the area people too drunk to care for themselves.

          In addition to testimony concerning the assault and the condition of the site, the plaintiff presented George Rand, an environmental psychologist. Rand testified that he personally examined the location of the assault, the surrounding neighborhood, and, for lack of a better term, the cultural activities and history of the area. He testified that, in his opinion, the physical configuration of the specific site increased the risk of violent crimes between strangers by creating a "protective" zone that reduced or eliminated visibility and, hence, served as an inducement for crime. He summarized the results of his study by testifying that "I've analyzed the local site, the sub area, the presence of adult entertainment, activities, sexually oriented businesses. I've looked at prior crimes.... The fact that it is an area of the city with a relatively high incidence of crime. And I ... assumed as a result of those observations that there was a persistent and inappropriate use of that site based on the evidence that it was periodically and frequently used by drunks .... There was fighting. Police came. A history of complaints. All those things 752*752 indicate a condition of environmental disorder that I would contend is potentially related to increasing the risk of crime."

          Melvin Jetmore, a building official for the city of New London and one of the authors of the housing code, testified for the plaintiff that the site of the defendant's property where the rape had occurred violated the housing code due to the presence of an "obnoxious" overgrowth of sumac trees and brush, and various debris including papers, shingles and broken glass. Jetmore testified that prior to the assault, New London had notified the defendant in March, 1983, and again in February, 1984, of the housing code violations, and that Jetmore had specifically told the defendant to remove all the debris and broken glass and "cut all the bushes and trees down." The defendant, however, did not correct the violations.

          The plaintiff also presented conflicting testimony concerning the "purpose" of the pertinent housing code provisions.[1] Jetmore testified that the relevant provisions 753*753 of the city housing code were designed to prevent deterioration and "blight" and to keep property clear of "nuisances and hazards to the safety of occupants, pedestrians and so forth." Further, Robert Finn, a housing code officer for the town of Plainville, testified initially that in his opinion, it was a function of the housing code to eliminate such hazards as "possible places for concealment of criminal activity." On recross-examination, however, Finn contradicted himself, and testified that it was not a purpose of the housing code to prevent the concealment of persons who intend to commit criminal activity. He concluded, "I can't say that those trees should be removed because of an anticipated crime. But, they should be removed because they violate the code."

          At the close of the plaintiff's case, the defendant rested without presenting evidence and moved for a directed verdict. The trial court reserved a decision on the defendant's motion. Thereafter, the jury returned a general verdict in favor of the plaintiff, and awarded her $540,000 in damages. The parties did not seek separate verdicts on either count, or request the submission of interrogatories to the jury. Subsequently, however, the trial court set aside the verdict on the defendant's motion. In setting aside the verdict, the trial court first observed that "[w]ithout the shielding [of the overgrowth], the rape most probably would not have occurred [on the defendant's property]." The court implicitly found that the defendant owed the plaintiff a duty of reasonable care, stating that, "[i]n the neighborhood described in the present case, a trier of fact may ... find the occurrence of violence reasonably foreseeable in such a sheltered location to be perpetrated by someone lying in ambush or by someone also using the public right of way who harbors an intent to drag into concealment and out of public view some other party also using the public right of way to inflict 754*754 harm." It also found that the "breach of duty whether common law or statutory or the creating or permitting of a public nuisance was the position of the sumac bush."

          Despite finding a legally cognizable duty and a breach of that duty, the trial court nevertheless ruled that "the shielded bushing did not cause the injury. The rape and assault caused the injury and damages." "That shielding [which was described as the building, a retaining wall and sumac trees and/or bushes] could have been provided in that same place and time by some other validly positioned or placed apurtenance." The court concluded, therefore, that as a matter of law, the jury could not find that the defendant's maintenance of overgrowth on his property was a "substantial factor" in producing the plaintiff's injuries and, hence, the plaintiff had failed to establish proximate cause.

II

          The plaintiff appealed to the Appellate Court from the judgment of the trial court granting the defendant's motion to set aside the verdict. We transferred the case to ourselves pursuant to Practice Book § 4023. On appeal, the plaintiff claims that the trial court erred in setting aside the verdict on the ground that the plaintiff had not established proximate cause as a matter of law.[2] She asserts that evidence pertaining to the condition of the defendant's property, in connection with evidence that the neighborhood was a high crime area and that the specific site was frequented by trespassing street people and derelicts, created a question of fact for the jury whether the harm the plaintiff had 755*755 suffered was reasonably foreseeable to the defendant. She avers, therefore, that the trial court erred in concluding that the criminal act of the unknown assailant was the supervening cause of the plaintiff's injuries as a matter of law. Further, she argues that the trial court's conclusion that the condition of the defendant's property was not a "substantial factor" in causing the plaintiff's injuries was inconsistent with its prior finding that "the occurrence of violence [was] reasonably foreseeable in such a sheltered location" and that "[w]ithout the shielding, the rape most probably would not have occurred there." Consequently, she claims, the court erred in setting aside the jury's verdict in her favor on the ground that she had failed to prove proximate cause. We are not persuaded.

A

          "Proximate cause" is an element of proof of all three causes of action asserted by the plaintiff. See, e.g., Catz v. Rubenstein, 201 Conn. 39, 44, 513 A.2d 98 (1986) (elements of negligence are duty, breach, causation and damages); Madenford v. Interstate Lumber & Mill Corporation, 153 Conn. 62, 64, 212 A.2d 588 (1965) (to be actionable, violation of statute must proximately cause injury);[3] State v. Tippetts-Abbett-McCarthy-Stratton, 204 Conn. 177, 183, 527 A.2d 688 (1987) (actionable nuisance must proximately cause injuries).[4] The plaintiff 756*756 has not argued that a different proximate cause analysis may or should apply to the different causes of action alleged. Therefore, although the jury's general verdict requires us to "presume that the jury found every issue in favor of the prevailing party"; Finley v. Aetna Life & Casualty Co., 202 Conn. 190, 202, 520 A.2d 208 (1987)Stone v. Bastarache, 188 Conn. 201, 204, 449 A.2d 142 (1982)Collucci v. Pinette, 185 Conn. 483, 489, 441 A.2d 574 (1981); our analysis of the proximate cause issue embraces the plaintiff's separate claims of common law negligence, statutory negligence and public nuisance.

          Ordinarily, "the decision to set aside a verdict involves the exercise of a broad legal discretion by the trial court which, in the absence of a clear abuse, will not be disturbed; Lee v. Lee, [171 Conn. 1, 3, 368 A.2d 11 (1976)]; and further, that in reviewing the exercise of that discretion every reasonable presumption should be indulged in favor of its correctness. Angelica v. Fernandes, 174 Conn. 534, 535, 391 A.2d 167 (1978)Ardoline v. Keegan, 140 Conn. 552, 555, 102 A.2d 352 (1954)." Jacobs v. Goodspeed, 180 Conn. 415, 416, 429 A.2d 915 (1980). The trial court's discretion, however, is circumscribed by our recognition that the "issue of proximate cause is ordinarily a question of fact for the trier. Tetro v. Stratford, 189 Conn. 601, 605, 485 A.2d 757*757 5 (1983). `Conclusions of proximate cause are to be drawn by the jury and not by the court.' Fox v. Mason, 189 Conn. 484, 489, 546 A.2d 1196 (1983). `"It becomes a conclusion of law only when the mind of a fair and reasonable man could reach only one conclusion; if there is room for a reasonable disagreement the question is one to be determined by the trier of fact." ... '" Trzcinski v. Richey, 190 Conn. 285, 295, 460 A.2d 1269 (1983). Thus, the trial court's judgment setting aside the jury's verdict may stand only if there was no "room for a reasonable disagreement" on the question of proximate cause.

B

          To prevail on a negligence claim, a plaintiff must establish that the defendant's conduct "legally caused" the injuries. Wu v. Fairfield, 204 Conn. 435, 438, 528 A.2d 364 (1987)Hearl v. Waterbury YMCA, 187 Conn. 1, 4, 444 A.2d 211 (1982); W. Prosser & W. Keeton, Torts (5th Ed.) § 41, p. 263. As we observed in Kowal v. Hofher, 181 Conn. 355, 359, 436 A.2d 1 (1980), "[l]egal cause is a hybrid construct, the result of balancing philosophic, pragmatic and moral approaches to causation." The first component of "legal cause" is "causation in fact." "`Causation in fact' is the purest legal application of ... legal cause. The test for cause in fact is, simply, would the injury have occurred were it not for the actor's conduct." Id.

          The second component of "legal cause" is proximate cause, which we have defined as "`[a]n actual cause that is a substantial factor in the resulting harm ....' Coburn v. Lenox Homes, Inc., 186 Conn. 370, 383, 441 A.2d 620 (1982)." Boehm v. Kish, 201 Conn. 385, 391, 517 A.2d 624 (1986). The "proximate cause" requirement tempers the "expansive view of causation [in fact]... by the pragmatic ... shaping [of] rules which are feasible to administer, and yield a workable degree 758*758 of certainty. 2 Harper & James, Torts § 20.4, p. 1133. Remote or trivial [actual] causes are generally rejected because the determination of the responsibility for another's injury is much too important to be distracted by explorations for obscure consequences or inconsequential causes." Kowal v. Hofher, supra, 359-60. "In determining proximate cause, the point beyond which the law declines to trace a series of events that exist along a chain signifying actual causation is a matter of fair judgment and a rough sense of justice. See generally Palsgraf v. Long Island R.R. Co., 248 N.Y. 339, 352, 354-56, 162 N.E. 99 (1928) (Andrews, J., dissenting)." Boehm v. Kish, supra, 391-92.

          This court has often stated that the "test" of proximate cause is whether the defendant's conduct is a "substantial factor" in producing the plaintiff's injury. Wu v. Fairfield, supra, 438Boehm v. Kish, supraTetro v. Stratford, supra; see also Ferndale Dairy, Inc. v. Geiger, 167 Conn. 533, 538, 356 A.2d 91 (1975) (defining "substantial factor" as one which "must have continued down to the moment of the damage or, at least, down to the setting in motion of the final active injurious force which immediately produced or preceded the damage"); but see W. Prosser & W. Keeton, supra, p. 278. That negligent conduct is a "cause in fact," however, obviously does not mean that it is also a "substantial factor" for the purposes of a proximate cause inquiry. The "substantial factor" test, in truth, reflects the inquiry fundamental to all proximate cause questions; that is, "`whether the harm which occurred was of the same general nature as the foreseeable risk created by the defendant's negligence.' Merhi v. Becker, [164 Conn. 516, 521, 325 A.2d 270 (1973)]; see Palsgraf v. Long Island R.[R.] Co., [supra, 354]." Coburn v. Lenox Homes Inc., supra, 384. In applying this test, we look "`from the injury to the negligent act complained of for the necessary causal connection. Collins v. City 759*759 National Bank & Trust Co., 131 Conn. 167, 171, 38 A.2d 582 [1944].'" Peterson v. Oxford, 189 Conn. 740, 749, 459 A.2d 100 (1983).

          The "scope of the risk" analysis of "proximate cause" similarly applies where, as here, the risk of harm created by the defendant's negligence allegedly extends to an intervening criminal act by a third party. See Tetro v. Stratford, supra, 605Coburn v. Lenox Homes, Inc., supra. "We have consistently adhered to the standard of 2 Restatement (Second), Torts § 442B (1965) that a negligent defendant, whose conduct creates or increases the risk of a particular harm and is a substantial factor in causing that harm, is not relieved from liability by the intervention of another person, except where the harm is intentionally caused by the third person and is not within the scope of the risk created by the defendant's conduct. Kiniry v. Danbury Hospital, 183 Conn. 448, 455, 439 A.2d 408 (1981)Merhi v. Becker, [supra, 522]; Miranti v. Brookside Shopping Center, Inc., 159 Conn. 24, 28, 266 A.2d 370 (1969)." (Emphasis added.) Tetro v. Stratford, supra. "The reason [for the general rule precluding liability where the intervening act is intentional or criminal] is that in such a case the third person has deliberately assumed control of the situation, and all responsibility for the consequences of his act is shifted to him." 2 Restatement (Second), Torts § 442B, comment c. "Such tortious or criminal acts may in themselves be foreseeable, [however,] and so within the scope of the created risk...." Id.; see also 2 Restatement (Second), Torts §§ 448 and 449.[5]

760*760 C

          Applying these principles, we first note that the defendant has not argued that his conduct was not a "cause in fact" of the plaintiff's injuries. The trial court found that the sexual assault most probably would not have occurred where it actually occurred had the overgrown vegetation not been present. The court also found that the jury could have found from the evidence that the rapist "by design and plan premeditated that the sexual assault would occur in that exact location." Further, there was evidence from which the jury could reasonably have found that the assault would not have lasted thirty minutes absent the shielding provided by the overgrowth. "The conception of causation in fact extends not only to positive acts and active physical forces, but also to pre-existing passive conditions which have played a ... part in bringing about the event." W. Prosser & W. Keeton, supra, p. 265. Under the circumstances, we have no reason to question the trial court's finding that the injury would not have occurred, where it actually occurred, were it not for the shielding created by the overgrowth. Boehm v. Kish, supraKowal v. Hofher, supra.

          We disagree with the plaintiff, however, that there was room for reasonable disagreement over the question whether the condition on the defendant's property proximately caused her injuries. Trzcinski v. Richey, supra. The plaintiff argues that there was sufficient evidence for the jury to find that the impaired visibility created by the overgrowth, in conjunction with the manner in which the defendant's property was used 761*761 and the unseemly character of the neighborhood, increased the risk of violent crime between strangers. She claims, therefore, that under § 442B of the Restatement, the assailant's act was within the "scope of the risk" created by the condition of the defendant's property. We are persuaded, however, that the plaintiff's application of § 442B of the Restatement is unduly broad. Contrary to her assertion, the harm she suffered cannot reasonably be understood as within the scope of the risk created by the defendant's conduct. We reach this conclusion on the basis of the applicable standards established in our cases as well as by reference to factually analogous precedents.

          First, we decline to accept the plaintiff's argument suggesting that it was within the "scope of the risk" that the condition of the defendant's land might catalyze a criminal assault. The plaintiff presented expert testimony that conditions of "environmental disorder," such as those present on the defendant's property and within the surrounding neighborhood, stood in a direct and positive relationship with an increased risk of violent crimes between strangers. She also presented evidence tending to indicate that the assailant had planned the crime around the site. Thus, the plaintiff's theory of liability turns in part on the argument that because the overgrowth was instrumental, in a psychological and sociological sense, in fostering the criminal act, the defendant should be held liable.

          This argument envisages the rapist's conduct as a "dependent intervening force"; that is, a predictable response or "reaction to the stimulus of a situation for which the actor has made himself responsible by his negligent conduct." 2 Restatement (Second), Torts § 441, comment c. This position is untenable. First, it is clear that § 442B contemplates reasonably foreseeable intervening misconduct, rather than all conduct that actually proceeds from a situation created by the 762*762 defendant. Coburn v. Lenox Homes, Inc., supra, 375, 384. We are not persuaded that a landowner should reasonably foresee that a condition on his property such as overgrown vegetation might provide a substantial incentive or inducement for the commission of a violent criminal assault between strangers. This is true although once such an incident does occur, it necessarily "could" have occurred. Violent crimes are actuated by a host of social and psychological factors. Although, as a matter of fact, it may be true that one of those actuating factors is mere opportunity for concealment, common experience informs us that such a factor is at most incidental. A prudent person who owns land abutting a public way would not, in our opinion, infer from his ordinary experience the possibility that overgrown vegetation will prompt or catalyze a violent criminal act. This theory ascribes far too much speculative imagination to a "reasonable" or "prudent" person. A person of ordinary caution is not required to be accomplished at making such recondite associations.

          Moreover, in the present case, there was no evidence tending to demonstrate that the defendant had had any past experience that might reasonably have led him to perceive and act on the atypical association between "natural shields" such as overgrown vegetation and violent criminal activity. Indeed, the evidence showed that the prior "criminal activity" occurring in the vacant lot abutting his property and the scene of the crime generally was nonviolent, involving vagrancy and the public consumption of alcohol. The plaintiff has not directed our attention to evidence that any of the individuals who frequented the vacant lot threatened or assaulted any passersby or local residents, except to the extent that their mere presence and appearance was "threatening." Moreover, evidence that the defendant's mother had been robbed in the liquor store on the defendant's premises, and that a rape had 763*763 occurred in a nearby building more than two months prior to the assault on the plaintiff, does not require a different conclusion. Both incidents occurred indoors. The fact that criminals will rob liquor stores is an unfortunate, but not extraordinary, fact of contemporary life, and cannot reasonably be seen as exciting the imagination of a prudent person to suppose that a violent sexual crime will occur behind nearby overgrown vegetation in the area of a vacant lot. Further, even if it is assumed that the defendant knew or should have known of the rape in the nearby building, the plaintiff has not presented evidence demonstrating anything distinctive about that inherently atrocious incident that might be reasonably understood as eliciting the type of sensitivity for which she would now hold the defendant accountable. In addition, that experts in environmental psychology such as George Rand are attuned to the association between conditions of "environmental disorder," such as overgrown vegetation in a poor neighborhood, and crime is surely a product of special training, knowledge, interest and, especially, perspective.

          Further, the theory of "catalyst" liability suggested by the plaintiff is far too ambitious. We are persuaded that such a principle would eliminate the role of "proximate cause" in "shaping rules which are feasible to administer, and yield a workable degree of certainty." Kowal v. Hofher, supra, 359-60. Indeed, under this principle, for example, parents of a violent adult child might well be held liable to third persons injured by that child's crime if the victim only establishes a positive relationship between the parents' poor parenting skills and the child's violence. We have little doubt that, in any particular case, such a victim could establish a "cause in fact" in such a case. This hypothetical illustrates the fundamental weakness of the plaintiff's position: it renders "proximate cause" coextensive with 764*764 "cause in fact." "Proximate cause," however, deals with liability, not physics. W. Prosser & W. Keeton, supra, p. 302.

          No different result ensues from the plaintiff's less dramatic argument that the condition on the defendant's property, in connection with the "socio-chemistry" of the area, created a foreseeable "opportunity" for the commission of a violent crime and, hence, the harm inflicted on the plaintiff was within the "scope of the risk." Our cases make it clear that, to be within the "scope of the risk," the harm actually suffered must be of the same "general type" as that which makes the defendant's conduct negligent in the first instance. Coburn v. Lenox Homes, Inc., supra. It is unexceptional to impose upon a landowner liability resulting from injuries caused directly and without intervening criminal conduct by "dangerous conditions" on the land. Thus, where the plaintiff stumbles on accumulated debris on the defendant's land, and injures himself, the defendant may be liable. Miranti v. Brookside Shopping Center, Inc., supra. We are not prepared, however, to extend the scope of the foreseeable risk presented by "obnoxious overgrowth" or accumulated debris beyond injury produced by physical contact with such conditions. Thus, the harm suffered by the plaintiff in this case was not of the same general type that allegedly made the defendant negligent.

          Even if liability could extend beyond injury caused by physical contact with "dangerous conditions" on a defendant's property, the relationship between the "opportunity" of shielding and the plaintiff's harm in this case was accidental. As the trial court found, there could have been any number of natural or nonnatural conditions on the defendant's property that would have shielded the assault. We do not understand the plaintiff to contend that every conceivable item that could have shielded the occurrence of a violent crime should 765*765 be deemed a basis for negligence because of the potential for crime endemic in an urban neighborhood. Indeed, although there was evidence that the "overgrowth" violated the New London housing code because it created the appearance of "blight," the plaintiff does not bring to our attention any testimony, or any provision of the housing code, that demonstrates that the code would prohibit the maintenance of neatly trimmed vegetation, such as a hedge, that also could serve to screen the commission of a violent crime. Further, we would be offending common sense if we failed to recognize that the objects in the world behind which a criminal act may be concealed are manifold. The plaintiff, therefore, has not established a necessary relationship between the defendant's negligence—that is, the maintenance of overgrown vegetation—and the "causative force" or shielding. Thus, she has failed to remove the issue of causation from the realm of speculation and conjecture. Cf. Pisel v. Stamford Hospital, 180 Conn. 314, 341-42, 430 A.2d 1 (1980).

          Our conclusion is supported by many cases in which we have declined to hold that the defendant's conduct in contributing to the harm, principally caused "in fact" by another person or force, was a "proximate cause" of the harm. In Nolan v. Morelli, 154 Conn. 432, 436, 226 A.2d 383 (1967), we recognized the common law rule that "no tort cause of action lay against one who furnished, whether by sale or gift, intoxicating liquor to a person who thereby voluntarily became intoxicated and in consequence of his intoxication injured the person or property either of himself or of another." We held that "[t]he reason generally given for the rule was that the proximate cause of the intoxication was not the furnishing of the liquor, but the consumption of it by the purchaser or the donee. The rule was based on the obvious fact that one could not become intoxicated by reason of liquor furnished him if he did not drink 766*766 it." Id., 436-37; see also Boehm v. Kish, supra, 389Kowal v. Hofher, supra, 357-58Slicer v. Quigley, 180 Conn. 252, 255, 429 A.2d 855 (1980) (all reaffirming Nolan). Similarly, in Vastola v. Connecticut Protective System, Inc., 133 Conn. 18, 21, 47 A.2d 844 (1946), we reversed the trial court's judgment for the plaintiff on the ground that the plaintiff did not prove that the nonactivation of a burglar alarm installed in the plaintiff's premises was a proximate cause of a burglary. In reasoning directly applicable to the present case, we observed that whether the ringing of the alarm would have prevented the loss was "pure speculation." "`Whether that would have been the result had the apparatus been in working order can never be known. It would depend upon contingencies without number, any one of which would have been sufficient to disappoint it.'" Id., 22; see also Robinson v. Southern New England Telephone Co., 140 Conn. 414, 418, 420, 101 A.2d 491 (1953) (under common law principles, a telephone company operator's negligence in placing emergency fire call to remote rather than nearby fire department not proximate cause of extent of fire damage).

          Our subsequent adoption of § 442B of the Restatement in Miranti v. Brookside Shopping Center, Inc., supra, does not undermine the value of these prior precedents. In Cardona v. Valentin, 160 Conn. 18, 20-21, 273 A.2d 697 (1970), decided after Miranti, the defendant was the owner of a pool hall. The pool hall manager, Morales, got into a fist fight with the plaintiff's decedent, Cardona, a customer who refused to pay. The owner interceded and broke up the fight. As the owner escorted Cardona out of the pool hall, however, Cardona's brother Angel and his friends entered the pool room and began to throw various objects. In the ensuing fight, Morales stabbed and killed Cardona. The decedent's father brought an action against the 767*767 pool hall owner, alleging, inter alia, negligence in his failure to hire adequate security. Id., 23. The trial court found, however, that even if the defendant had been negligent, his negligence was not the proximate cause of Cardona's death. On appeal, we applied § 442B of the Restatement, and held that "the court could reasonably conclude that the actions of Angel Cardona and his friends were the proximate cause of the death rather than any alleged negligence on the part of the defendant...." Id., 25. Thus, in Cardona, we assumed that the defendant had been negligent in creating a condition that constituted a "cause in fact" of Cardona's death, and yet we nevertheless upheld the trial court's determination that the intervening intentional misconduct of Angel Cardona, who instigated the second brawl, superseded the defendant's negligence. Cardona reflects, therefore, that our "fair judgment and ... sense of justice"; Boehm v. Kish, supra; in applying § 442B requires a fairly strong degree of certainty that a criminal or intentional intervening act is within the "scope of the risk" of a negligent actor's conduct. See also 2 Restatement (Second), Torts § 442B, comment c, illus. 7.

          Miranti v. Brookside Shopping Center, Inc., supra, on which the plaintiff places much reliance, is factually dissimilar to the present case. In Miranti, the plaintiff, a fifteen year old boy, was chased and knocked down by a dog, and fell over an accumulation of trash and debris on property alleged to be under the control of the defendants. The trial court, concluding that the proximate cause of the fall and resulting injury was solely the action of the dog in knocking the plaintiff down rather than the accumulation of trash and debris, rendered judgment for the defendants on their motion for summary judgment. We reversed, holding that the pleadings raised contested issues as to whether an accumulation of trash and debris did, in fact, exist, and, 768*768 if it did, as to whether it created a condition productive of a foreseeable harm of the general nature of that suffered by the plaintiff, and as to which the defendants could be held legally responsible for the condition in any one or more of the ways claimed by the plaintiff. Unlike Miranti, where the plaintiff was injured when he fell over the trash and debris on the defendants' property, in this case the plaintiff was injured by the criminal act of her abductor. The sumac trees, the bushes, debris or litter on the defendant's property did not injure the plaintiff. Nor, unlike Miranti, does the "scope of the risk" presented by the "dangerous" condition on the defendant's property extend to the harm of the general nature suffered by the plaintiff.

          We note here that the courts of other jurisdictions have not exhibited any unanimity in dealing with the question of liability under these circumstances. Compare Parker v. DIU Realty Co., 141 App. Div. 2d 301, 530 N.Y.S.2d 137 (1988) (where decedent taken from street to defendant's parking lot and murdered, no liability where no connection between decedent and premises independent of crime itself), Waters v. New York City Housing Authority, 116 App. Div. 2d 384, 501 N.Y.S.2d 385 (1986), aff'd, 69 N.Y.2d 225, 505 N.E.2d 922, 513 N.Y.S.2d 356 (1987) (no liability where passerby forced from street to nearby building of defendant), and Goldberg v. Housing Authority, 38 N.J. 578, 186 A.2d 291 (1962) (holding no duty of housing authority to police housing project and, therefore, no liability for plaintiff's injuries sustained in robbery), with Copithorne v. Framingham Union Hospital, 401 Mass. 860, 520 N.E.2d 139 (1988) (whether hospital's negligence proximate cause question of fact where it had actual notice of visiting staff physician's past sexual misconduct and physician drugged and raped employee in employee's apartment), and Daniel v. Days Inn of America, Inc., 292 S.C. App. 291, 356 S.E.2d 129 (1987) 769*769 (holding that hotel's failure to provide security was proximate cause of rape of invitee of hotel guests). We have examined the cases from other jurisdictions upon which the plaintiff relies, however, and find them to be factually distinguishable. See, e.g., Phillips v. Chicago Housing Authority, 91 Ill. App. 3d 544, 414 N.E.2d 1133 (1980), aff'd, 89 Ill. 2d 122, 431 N.E.2d 1038 (1982) (question of fact whether defendant liable where it negligently sealed vacant floor in area in which rapes were frequent, and tenant subsequently raped and murdered); Loeser v. Nathan Hale Gardens, Inc., 73 App. Div. 2d 187, 425 N.Y.S.2d 104 (1980) (where tenant was raped in landlord's unlighted parking lot, proximate cause established since evidence documenting relationship between crime and absence of light "emphatically confirmed by common experience"); Nixon v. Mr. Property Management Co., 690 S.W.2d 546 (Tex. 1985) (rape of plaintiff in defendant's vacant apartment building). Thus, this is not a case in which it is apparent that a significant number of other jurisdictions would support the plaintiff's arguments. Cf. Tetro v. Stratford, supra, 606-607 (where vehicle pursued by police collides with plaintiff, court follows "emergent majority view" of other jurisdictions that intervening negligent or reckless driving of automobile pursued by police will not relieve town of liability as a matter of law).

          Finally, we disagree with the plaintiff's assertion that the trial court's conclusion that the occurrence of violence in such a sheltered location was reasonably foreseeable, and that the rape would not have occurred where it did absent the overgrowth, undermined its conclusion that the condition of the defendant's property was not a "substantial factor" of the plaintiff's harm. A review of the trial court's memorandum indicates that the court's prior remarks addressed the issues of duty and factual cause rather than proximate 770*770 cause. We conclude, therefore, that there was no "room for a reasonable disagreement" that the plaintiff did not establish that the condition on the defendant's land was a proximate cause of the sexual assault. Trzcinski v. Richey, supra. Accordingly, the trial court did not err in setting aside the jury's verdict in favor of the plaintiff. See Magarian v. Bessoni, 160 Conn. 442, 280 A.2d 357 (1971)Robinson v. Southern New England Telephone Co., supra.

There is no error.

In this opinion the other justices concurred.

          [1] Section 411 of the New London housing code in effect at the time of the incident provided in pertinent part: "All exterior property areas shall be maintained in a clean and sanitary condition free from any accumulation of rubbish or garbage. The exterior property areas ... shall be kept free of all nuisances, and any hazards to the safety of occupants, pedestrians and other persons ... and any of the foregoing shall be promptly removed and abated by the owner or operator. It shall be the duty of the owner ... to keep the premises free of hazards which include but are not limited to the following:

          "411.1 REFUSE Brush, weeds, broken glass, stumps, roots, obnoxious growth, filth, garbage, trash, refuse, debris, and junk motor vehicles.

          "411.2 NATURAL GROWTH Dead and dying trees and limbs or other natural growth which by reason of rotting or deteriorating condition or storm damage, constitute a hazard to persons in the vicinity thereof. Trees shall be kept pruned and trimmed to prevent such condition.

          "411.3 LANDSCAPING Premises shall be kept landscaped and lawns, hedges and bushes shall be kept trimmed and from becoming overgrown and unsightly where exposed to public view and where the same constitutes a blighting factor depreciating adjoining property and impairing the good residential character of the neighborhood."

          [2] The defendant in the alternative argues that the trial court's decision to set aside the verdict can be supported on the ground that the defendant owed the plaintiff no "duty" to exercise reasonable care. Because we dispose of this case in the defendant's favor on the issue presented by the plaintiff, we do not address the issue of "duty."

          [3] "In order to establish liability as a result of a statutory violation, a plaintiff must satisfy two conditions. `First, the plaintiff must be within the class of persons protected by statute. [Coughlin v. Peters, 153 Conn. 99, 101, 214 A.2d 127 (1965)]; Hassett v. Palmer, 126 Conn. 468, 473, 12 A.2d 646 [1940]Monroe v. Hartford Street Ry. Co., 76 Conn. 201, 207, 56 A. 498 [1903]. Second, the injury must be of the type which the statute was intended to prevent. Toomey v. Danaher, 161 Conn. 204, 212, 286 A.2d 293 [1971]Longstean v. McCaffrey's Sons, 95 Conn. 486, 493, 111 A. 788 [1920]. See Prosser, Torts (4th Ed.) § 36; Restatement (Second), 2 Torts §§ 286, 288.' Wright v. Brown, 167 Conn. 464, 468-69, 356 A.2d 176 (1975)." Berchtold v. Maggi, 191 Conn. 266, 274-75, 464 A.2d 1 (1983).

          [4] "Our prior decisions have established that in order to prevail on a claim of nuisance, a plaintiff must prove that: `(1) the condition complained of had a natural tendency to create danger and inflict injury upon person or property; (2) the danger created was a continuing one; (3) the use of the land was unreasonable or unlawful; [and] (4) the existence of the nuisance was a proximate cause of the plaintiffs' injuries and damages.' Filisko v. Bridgeport Hydraulic Co., 176 Conn. 33, 35-36, 404 A.2d 889 (1978)Kostyal v. Cass, 163 Conn. 92, 99-100, 302 A.2d 121 (1972)Heilig v. LeQuire, 4 Conn. App. 125, 127, 492 A.2d 542 (1985).... [W]here ... public nuisance is alleged, the plaintiffs burden [also] includes ... (1) that the condition or conduct complained of interfered with a right common to the general public; Higgins v. Connecticut Light & Power Co., 129 Conn. 606, 611, 30 A.2d 388 (1943)Nolan v. New Britain, 69 Conn. 668, 678, 38 A. 703 (1897); 4 Restatement (Second), Torts § 821B ...." State v. Tippetts-Abbett-McCarthy-Stratton, 204 Conn. 177, 183, 527 A.2d 688 (1987).

          [5] The Restatement (Second) of Torts, § 448 provides: "The act of a third person in committing an intentional tort or crime is a superseding cause of harm to another resulting therefrom, although the actor's negligent conduct created a situation which afforded an opportunity to the third person to commit such a tort or crime, unless the actor at the time of his negligent conduct realized or should have realized the likelihood that such a situation might be created, and that a third person might avail himself of the opportunity to commit such a tort or crime." Section 449 provides: "If the likelihood that a third person may act in a particular manner is the hazard or one of the hazards which makes the actor negligent, such an act whether innocent, negligent, intentionally tortious, or criminal does not prevent the actor from being liable for harm caused thereby."

20.2.2 Yun v. Ford Motor Co., 674 A.2d 841 (N.J. App. 1994) 20.2.2 Yun v. Ford Motor Co., 674 A.2d 841 (N.J. App. 1994)

The opinion of the court was delivered by VILLANUEVA, J.A.D.

          Plaintiffs Gloria Yun (as administrator ad prosequendum of the estate of Chang Hak Yun)[2] and Nam Yi Yun, the decedent's widow,[3] appeal from a summary judgment dismissing their claims against defendants Ford Motor Company (Ford), Castle Ford (Castle), Universal Motor Coach (Universal), Kim's Mobile Service Center, Inc. (Kim) and Miller Manufacturing Corporation (Miller).

          Chang Hak Yun (Chang) was struck by an automobile on the Garden State Parkway while retrieving a spare tire that had fallen off of a Ford van in which he was a passenger. Approximately seven months later, he died of the injuries sustained. Plaintiffs brought suit against the defendants, claiming that the apparatus connecting the spare tire to the rear of the van was defective. Also named as defendants were Precious and Charles Linderman, the driver and owner, respectively, of the other automobile, who are not parties to this appeal. On June 9, 1992, a voluntary dismissal was filed as to Gloria Yun, individually, Pyong Ok Hwang and Yun Cho Shim, Chang's children.

          147*147 Plaintiffs claimed that the accident was a result of the "negligent manufacture, distribution, service and/or warranty" of the van and its parts by Ford, the manufacturer, and Castle, the dealership. Plaintiffs amended their complaint to add defendants Universal and Kim. Plaintiffs alleged that Universal was "responsible for the [negligent] installation, assembly, manufacture and/or distribution of a conversion kit to the defectively manufactured 1987 Ford [v]an." Plaintiffs contended that Kim had "improperly serviced the 1987 van and caused a hazardous condition to occur." In their third amended complaint plaintiffs alleged that Miller was "responsible for the [defective] manufacture of the spare tire carrier."

          Ford, Castle, Universal, Kim and Miller moved for summary judgment to dismiss the complaint. In granting the defendants' motions by order dated September 30, 1992, the Law Division found as a matter of law that there was no proof of proximate cause and that the actions of Chang in seeking to retrieve the spare tire and assembly and that of the driver of the automobile that struck him broke the causal chain. The plaintiffs' complaint against defendants Precious and Charles Linderman was not dismissed because these defendants did not move for summary judgment.

          On February 17, 1993, the assignment judge entered an order of dismissal with prejudice. The order notes that counsel represented to the court that the "within cause has been settled." Plaintiffs' action against the Lindermans was settled in March 1993.

I.

          On November 27, 1988, between 11:10 p.m. and 11:40 p.m., Chang was a passenger in a 1987 Ford van owned and driven by his daughter, Yun Cho Shim (Yun), northbound in the local lanes of the Garden State Parkway (Parkway). While driving on the Parkway returning from Atlantic City, Yun heard a "rattling type" noise coming from the rear of the van. According to the plaintiffs, at approximately mile post 50.8 the plastic cover and spare tire 148*148 and part of the support bracket which was screwed to the rear of the van, landed directly behind Yun's van and then rolled across both lanes of traffic or were pushed there by another vehicle, ultimately coming to a rest against the wooden guard rail separating the Parkway lanes.

          Yun safely drove the van onto the right berm of the highway and stopped. Chang, a rear seat passenger who was sixty-five years old at the time, exited the vehicle, then ran across two lanes of the dark, rain-slicked Parkway and retrieved the spare tire and some of the other parts. During the course of returning back to the Ford van across the Parkway, Chang was struck by the vehicle operated by defendant Precious Linderman. Precious Linderman had been driving northbound in the right lane when she saw and struck Chang as he was crossing the Parkway. After the initial impact, Linderman's vehicle slid on the wet road and struck Chang a second time. Chang died seven months later following a period in which he remained comatose.

          After Ford manufactured the van, it was sent to Universal where its chassis was converted and the spare tire assembly installed before it was shipped to Castle. Yun purchased the van from Castle in its completed state. Although the record is not clear, it appears that Miller manufactured the spare tire assembly alleged to have been defective.

          On October 27, 1988, approximately one month prior to the subject accident, defendant Kim had serviced the Ford van. According to Kim, Yun and Chang had brought the van to Kim for an oil change and a tune up. Kim changed the oil but advised Chang and his daughter that a tune-up was not necessary. However, Kim also advised them that the front driver's side tire was extremely bald and should not be driven in that condition. Consequently, Chang and his daughter requested Kim to change the tire with the spare located in the bracket on the outside rear of the van. Kim removed the spare tire from the bracket and used it to replace the worn left front tire. Kim thereafter placed the worn tire in the bracket and secured it.

          149*149 Additionally, Chang and Yun advised Kim that the bracket holding the spare tire was damaged, "bent down," apparently as a result of a motor vehicle accident that occurred several months earlier. Chang and Yun told Kim not to repair same, because they knew where to get the parts and that it was going to be repaired by the dealer and handled through the insurance company of the other driver who was involved in that motor vehicle accident. Kim's work order receipt notes "Bra[c]ket Bent down."

          Shortly after the accident, on behalf of plaintiffs, Seymour S. Bodner, a consulting engineer, examined the van and the remains of the spare tire assembly. He opined that the bracket frame remained secured to the van's left rear door at its three attachment areas but a portion of the mounting bracket had sheared off from the assembly. Bodner concluded that an aluminum strap, which secured the attached spare tire, was defectively welded to the bracket frame. Consequently, the lower portion of the strap separated from its attachment to the bracket. The resulting "fatigue failure" of the strap then caused it to fracture with only a small portion remaining attached to the bracket.

II.

          With a broad brush, plaintiffs seek to reverse the summary judgment granted to all defendants except Lindermans. Plaintiffs in their appellate argument do not even mention any of the defendants by name or capacity, rather they assert that the issue of proximate cause is a question for the jury.

          Plaintiffs abandoned their claim against Ford apparently because the evidence showed that the spare tire assembly was not part of the vehicle when it left Ford's factory. At the motion for summary judgment the plaintiffs' attorney specifically told the court that he did "not oppose the motion made by Ford Motor Company." Having so stated, plaintiffs have no standing to appeal against Ford. See Judson v. Peoples Bank and Trust Co., 17 N.J. 67, 75, 110 A.2d 24 (1954)Infante v. Gottesman, 233 N.J. Super. 310, 318-19, 558 A.2d 1338 (App.Div. 1989)Baran v. 150*150 Clouse Trucking, Inc., 225 N.J. Super. 230, 234, 542 A.2d 34 (App.Div.), certif. denied, 113 N.J. 353, 550 A.2d 463 (1988); Burlington County Welfare Bd. v. Stanley, 214 N.J. Super. 615, 622, 520 A.2d 813 (App.Div. 1987).

III.

          Kim, in its motion for summary judgment, relied upon the lack of proximate cause argument made by the other defendants but also asserted that there was no legal basis for plaintiffs' claim against Kim. Furthermore, plaintiffs' expert did not impute any negligence against Kim. Rather, he opined that the defect was weld failure with which Kim had nothing to do.

          Kim alerted Chang and Yun to the problem but Chang and Yun told Kim that they did not want Kim to repair it. Kim had no duty to repair and therefore did not breach any duty. Weinberg v. Dinger, 106 N.J. 469, 484, 524 A.2d 366 (1987). An order or judgment will be affirmed on appeal if it is correct, even though the judge gave the wrong reasons for it. Isko v. Planning Board of Tp. of Livingston, 51 N.J. 162, 175, 238 A.2d 457 (1968)Ellison v. Evergreen Cemetery, 266 N.J. Super. 74, 78, 628 A.2d 793 (App.Div. 1993). This is true even if the judge erroneously declined to reach the merits of the issue. Liebeskind v. Mayor and Mun. Council, 265 N.J. Super. 389, 400, 627 A.2d 677 (App. Div. 1993).

IV.

          Because the initial complaint was filed on May 17, 1990, it falls within the scope of the Products Liability Act, N.J.S.A. 2A:58C-1 to -7 (hereinafter the "Act"). The Act defines a "product liability action" as:

a claim or action brought by a claimant for harm caused by a product, irrespective of the theory underlying the claim, except actions for harm caused by breach of an express warranty.

N.J.S.A. 2A:58C-1(b)(3).

          An action under the Act parallels that of a claim under common law strict liability. Specifically, the Act requires a claimant 151*151 to prove by a preponderance of the evidence that "the product causing the harm was not reasonably fit, suitable or safe for its intended purpose...." N.J.S.A. 2A:58C-2. The Act does not affect the requirement of causation, which is an essential element of an action based in either strict liability or negligence. See Coffman v. Keene Corp. 133 N.J. 581, 594, 628 A.2d 710 (1993)O'Brien v. Muskin Corp., 94 N.J. 169, 179, 463 A.2d 298 (1983)Weinberg v. Dinger, supra, 106 N.J. at 484, 524 A.2d 366 (a cause of action for negligence requires proof of proximate cause).

          Accordingly, plaintiffs must prove that the alleged defect in the spare tire bracket assembly proximately caused the injuries sustained by Chang. Taylor by Wurgaft v. General Elec. Co., 208 N.J. Super. 207, 212, 505 A.2d 190 (App.Div.), certif. denied, 104 N.J. 379, 517 A.2d 388 (1986). Proximate cause is "`any cause which in the natural and continuous sequence, unbroken by an efficient intervening cause, produces the result complained of and without which the result would not have occurred.'" Daniel v. State, Dep't of Transp., 239 N.J. Super. 563, 595, 571 A.2d 1329 (App.Div.) (quoting Polyard v. Terry, 160 N.J. Super. 497, 511, 390 A.2d 653 (App.Div. 1978), aff'd o.b., 79 N.J. 547, 401 A.2d 532 (1979)).

          Proximate cause has been described as a standard for limiting liability for the consequences of an act based "`upon mixed considerations of logic, common sense, justice, policy and precedent.'" Scafidi v. Seiler, 119 N.J. 93, 101, 574 A.2d 398 (1990) (quoting Caputzal v. The Lindsay Co., 48 N.J. 69, 77-78, 222 A.2d 513 (1966)). Proximate cause "`must be limited to those causes which are so closely connected with the result and of such significance that the law is justified in imposing liability.'" Caputzal, supra, 48 N.J. at 78, 222 A.2d 513. (quotations omitted). Under the most liberal interpretation, conduct constituting proximate cause "need only be a cause which sets off a foreseeable sequence of consequences, unbroken by any superseding cause, and which is a substantial factor in producing the particular injury." Bendar v. Rosen, 247 N.J. Super. 219, 229, 588 A.2d 1264 152*152 (App.Div. 1991). Thus, our focus must be on whether Chang's conduct was reasonably foreseeable versus "highly extraordinary," thereby breaking the chain of causation. See e.g. Morril v. Morril, 104 N.J.L. 557, 558-63, 142 A. 337 (E. & A. 1928) (a landowner did not correct a known defective latch on her garage and her nephew was subsequently injured when the garage door blew open and struck him in the face, resulting in the loss of an eye; in analyzing the proximate cause, the Court found that only "the most vivid imagination" would have comprehended the danger which eventually occurred). Id. at 563, 142 A. 337.

          The present case presents extraordinary circumstances. After Ford manufactured a van, spare tire assembly was attached to the van by Universal. Assuming plaintiffs' allegations are true, an alleged defect in the spare tire assembly caused the spare tire and other parts to fall off the van and roll across the Parkway. Because the van in which Chang was travelling came safely to rest at the side of the Parkway, his actions were "highly extraordinary." Chang's attempt to retrieve the parts involved crossing the Parkway in both directions — an activity which cannot be described as anything short of extraordinarily dangerous, if not suicidal, as the action proved. In the process of returning from the middle of the Parkway, Chang was struck by Mrs. Linderman and fatally injured. Although cited in the context of the foreseeability of a person's emotional reaction to a given event, the New Jersey Supreme Court aptly noted in Caputzal, supra:

"Generally a defendant's standard of conduct is measured by the reaction to be expected of normal persons...."
[Caputzal, supra, 48 N.J. at 76, 222 A.2d 513 (quoting 2 Harper and James, The Law of Torts, § 18.4 at 1035 (1956)).]

          Logic and fairness dictate that liability should not extend to injuries received as a result of Chang's senseless decision to cross the Parkway under such dangerous conditions. Common sense should have persuaded Chang, who was only a passenger, to wait for assistance or abandon the bald tire and damaged assembly. The van could have been driven safely home.

          153*153 A similar case involving an allegedly defective truck is Peck v. Ford Motor Company, 603 F.2d 1240 (7th Cir.1979). In Peck, the plaintiff brought suit against Ford, the manufacturer of a truck that broke down and was abandoned by its driver in the right lane of traffic on a major highway. Id. at 1241-42. The plaintiff, driving in another truck, collided with the disabled vehicle resulting in serious injuries. Id. at 1242. Ford appealed the jury verdict in favor of the plaintiff against Ford for $500,000.

          The Seventh Circuit assumed for the purpose of its analysis that the truck was defective and that the defect caused the truck to stop on the highway. The court then considered whether the plaintiff's collision and resulting injuries were foreseeable consequences of the alleged defect. Plaintiff argued that it was foreseeable to the manufacturer that drivers of its trucks "may not do those things which would prevent [the defendant's] wrong from afflicting injuries." Id. at 1243. The plaintiff further argued that it was foreseeable that a tow truck would not be immediately available to remove a disabled vehicle.

          The Seventh Circuit rejected the plaintiff's arguments and held as a matter of law that there was no proximate cause between the plaintiff's injuries and the alleged defect. Id. at 1245-47. In so doing, the Court drew a distinction between a defect which causes immediate harm and one in which a sufficient amount of time has passed to shift the duty to prevent further harm to other actors:

[T]he defect here did not cause any damage at [the time of failure]. The truck rolled to a stop without incident ... it would appear shortly after the truck came to a stop on the highway and other vehicles in the area had safely cleared the stopped truck, [defendant] had no further duty on the facts of this case to prevent harm. Its tort had "spent its force." That duty had passed to the driver who was clearly in the best position to prevent further harm.

Id. at 1244-45 (footnote omitted).

          Likewise herein, the alleged defect in the spare tire assembly did not injure Chang. The driver of the van was able to pull the vehicle to the side of the road safely and without incident. In the words of the Seventh Circuit, the tort with regard to the allegedly defective spare tire bracket had "spent its force." Ibid. Chang's 154*154 injury occurred after he decided to leave the vehicle and cross the Parkway and return where he was struck. At most, the presence of the spare tire created a "condition upon which the subsequent intervening force acted" and in such case there is no proximate cause relationship between the defective product and the injury. Id. at 1245. See Brown v. United States Stove Co., 98 N.J. 155, 172, 484 A.2d 1234 (1984) (finding that remote cause was not a proximate cause, but instead was a condition under which the injury was received).

          A tortfeasor will be held responsible for his negligent conduct if it is a "substantial factor" in bringing about plaintiff's injuries. Id. at 171, 484 A.2d 1234. Where, however, concurrent forces are involved, the manufacturer of a defective product may negate strict liability upon a showing of an intervening, superseding cause or the existence of another "sole proximate cause" of the resulting injury. Ibid. (citing Southwire Co. v. Beloit Eastern Corp., 370 F. Supp. 842, 857 n. 21 (E.D.Pa. 1974)). Assuming, arguendo, that the spare tire assembly was a substantial factor in causing Chang's injuries, Chang's highly extraordinary and dangerous actions in crossing the Parkway twice with complete disregard for his own personal safety clearly constitute a superseding and intervening cause of his own injuries.

          Thus, "[t]he actor's conduct may be held not to be a legal cause of harm to another where after the event and looking back from the harm to the actor's negligent conduct, it appears to the court highly extraordinary that it should have brought about the harm." Caputzal v. Lindsay Co., 48 N.J. at 78, 222 A.2d 513 (quoting Restatement (Second) of Torts § 435(2) (1965)).

          The Supreme Court faced a similar question in Brown. In that case, plaintiff was injured in his employer's garage after a space heater, which had been altered several years earlier, flared up. Id. at 162, 484 A.2d 1234. In Brown, as in the present case, the subsequent negligent acts of other parties independently caused Chang's injuries. Even assuming arguendo that the remaining defendants somehow bear responsibility for the allegedly defective 155*155 spare tire bracket assembly, that responsibility is only remotely connected with the injuries caused to Chang by Mrs. Linderman's vehicle. Moreover, in deciding to cross the Parkway at night, Chang assumed a substantial risk in attempting to retrieve the spare wheel.[4]

          A person, such as Chang, "who has indicated by his actions that he has recognized that his conduct runs the risk of a particular danger, will not be permitted to absolve himself from responsibility for an objectively anticipatable injury resulting therefrom." Vallillo v. Muskin, 212 N.J. Super. 155, 162, 514 A.2d 528 (App.Div. 1986). In Vallillo, the plaintiff, an experienced swimmer, brought an action against pool manufacturers for injuries caused when he struck his head on the bottom of a pool. Id. at 157, 514 A.2d 528. Although the case involved a failure to warn claim, we noted plaintiff's decision to assume the risks involved when he dove into the pool:

Striking one's head on the pool bottom is an obvious result of diving into a shallow pool. Defendants' failure to warn that spinal injuries could result from such a head injury cannot be said to be a proximate cause of plaintiff's diving in conscious disregard of his own safety.
[Id. at 162-63, 514 A.2d 528.]

          This reasoning is equally compelling herein. The danger involved in crossing a busy highway at night should be apparent to an adolescent, let alone an adult sixty-five years of age.

          The allegedly defective product (the spare tire carrier) did not cause Chang's injuries. Chang's and Yun's joint decision, thirty days before this accident, not to repair the allegedly defective assembly and Chang's flagrant disregard for his personal safety by crossing the Parkway late at night and the injuries he 156*156 received when struck by Linderman's vehicle constitute intervening superseding causes. Logic, common sense, justice and fairness dictate that the alleged product defect was not a proximate cause of Chang's injury.

          Usually, the issue of proximate cause is reserved for the jury's determination. Geherty v. Moore, 238 N.J. Super. 463, 478-79, 570 A.2d 29 (App.Div. 1990), appeal dismissed, 127 N.J. 287, 604 A.2d 110 (1991); see also Glaser v. Hackensack Water Co., 49 N.J. Super. 591, 598, 141 A.2d 117 (App.Div. 1958) (stating that a question of proximate cause is usually for the jury "unless the consequences are so highly extraordinary that as a matter of law they cannot be considered natural"). In certain cases, however, the issue of proximate cause has been held so intertwined with issues of policy as to be treated as a matter of law for the court to determine. Caputzal, supra, 48 N.J. at 78-79, 222 A.2d 513. This is especially true where the manner or type of harm caused to the plaintiff is unexpected. As the Supreme Court stated in Caputzal: "[t]he idea of nonliability for the highly extraordinary consequence as a question of law for the court has already been recognized in this state." Id. at 78, 222 A.2d 513; accord Lutz v. Westwood Transportation Co., 31 N.J. Super. 285, 290, 106 A.2d 329 (App. Div.), certif. denied, 16 N.J. 205, 108 A.2d 120 (1954). This position is consistent with that of the Restatement (Second) Torts § 435(2) (1965):

The actor's conduct may be held not to be a legal cause of harm to another where after the event and looking back from the harm to the actor's negligent conduct, it appears to the court highly extraordinary that it should have brought about the harm.

          For cases citing the Restatement (Second) Torts § 435(2) see Caputzal, supra, 48 N.J. at 78, 222 A.2d 513Dwyer v. Erie Investment Co., 138 N.J. Super. 93, 101, 350 A.2d 268 (App.Div. 1975) certif. denied, 70 N.J. 142, 358 A.2d 189 (1976).

          In Caputzal, plaintiff purchased a water softener for his home which was manufactured, sold and installed by the defendants. Caputzal, supra, 48 N.J. at 71, 222 A.2d 513. Approximately two weeks later, the plaintiff made coffee using the "softened water" 157*157 without any ill effect. Id. at 71-72, 222 A.2d 513. Plaintiff subsequently discovered that the water coming out of the water tap was a brownish, rusty color, became distraught at the thought of having consumed the brackish water and suffered a heart attack. Id. at 72, 222 A.2d 513.

          The trial court granted summary judgment in favor of the manufacturer which was subsequently affirmed by the Supreme Court. Id. at 77, 222 A.2d 513. Noting that the concept of proximate cause is an instrument of fairness and policy, the Supreme Court concluded that the plaintiff's heart attack was too unusual and extraordinary a result of defendants' acts or omissions to constitute legal cause. Id. at 79, 222 A.2d 513. The Court noted that:

"[A]s a practical matter, legal responsibility must be limited to those causes which are so closely connected with the result and of such significance that the law is justified in imposing liability."
[Id. at 78, 222 A.2d 513 (quoting Prosser, Torts, § 30, at 146 (3rd ed. 1964))].

          In Jensen v. Schooley's Mountain Inn, 216 N.J. Super. 79, 522 A.2d 1043 (App.Div.), certif. denied, 108 N.J. 181, 528 A.2d 11 (1987), the defendant bar served alcoholic beverages to Jensen while he allegedly was visibly intoxicated. After leaving the bar, Jensen drove eight miles, where he "parked his car and, for some unknown reason, began climbing a tree." Id. 216 N.J. Super. at 80, 522 A.2d 1043. The branches of the tree apparently could not support Jensen's weight and one broke, causing Jensen to fall twenty feet to the river bank. Jensen either fell or rolled into the river and drowned. Accepting as true plaintiffs' allegations that the defendant negligently and wrongfully served Jensen, we nonetheless affirmed the trial court's granting of summary judgment in favor of the defendant. We stressed:

[L]egal responsibility for the consequences of an act cannot be imposed without limit. The events here transgress the judicial line beyond which liability should not be extended as a matter of fairness or policy.
[Id. at 82, 522 A.2d 1043 (citations omitted).]

          That principle is equally applicable herein. It was not reasonably foreseeable to defendants that if the spare wheel assembly 158*158 was defective, and the driver-owner of the car and Chang refused to have it repaired and later while they were driving on the Parkway at night, it fell off but they safely brought the car to a stop on a berm, that Chang would then violate the law by twice crossing the Parkway to go to the median to retrieve the parts and be killed by a passing car. Furthermore, reasonable people could not differ that the continued driving for thirty days with knowledge of the defect and the senseless, and illegal crossing of the Parkway were intervening superseding causes of the accident which broke the chain of causation.

Affirmed.

BAIME, J.A.D., concurring and dissenting.

          I agree that the judgment in favor of Ford Motor Company should be affirmed because plaintiffs offered no opposition to that defendant's motion for a dismissal of the complaint. See Judson v. Peoples Bank and Trust Co., 17 N.J. 67, 75, 110 A.2d 24 (1954)Infante v. Gottesman, 233 N.J. Super. 310, 318-19, 558 A.2d 1338 (App.Div. 1989)Baran v. Clouse Trucking, Inc., 225 N.J. Super. 230, 234, 542 A.2d 34 (App.Div.), certif. denied, 113 N.J. 353, 550 A.2d 463 (1988); Burlington County Welfare Bd. v. Stanley, 214 N.J. Super. 615, 622, 520 A.2d 813 (App.Div. 1987). So too, my careful review of the record fails to disclose facts sufficient to support a negligence claim against Kim's Mobile Service Center. Consequently, the judgment in favor of that defendant should also be affirmed. See Judson v. Peoples Bank and Trust Co., 17 N.J. at 75, 110 A.2d 24. However, I part company with my colleagues in their affirmance of the Law Division's judgment as to the remaining defendants. I believe that plaintiff's submissions relating to proximate cause were sufficient to defeat the defendants' motion for summary judgment.

          To recover damages for negligence or on a strict liability theory, plaintiff must prove that the defendant's fault was a proximate cause of the injury sustained. See Realmuto v. Straub Motors, Inc., 65 N.J. 336, 343, 322 A.2d 440 (1974). The term "proximate 159*159 cause" has been variously defined. We have said that proximate cause is "`any cause which in the natural and continuous sequence, unbroken by an efficient intervening cause, produces the result complained of and without which the result would not have occurred.'" Daniel v. State, Dep't of Transp., 239 N.J. Super. 563, 595, 571 A.2d 1329 (App.Div.) (quoting Polyard v. Terry, 160 N.J. Super. 497, 511, 390 A.2d 653 (App.Div. 1978), aff'd o.b., 79 N.J. 547, 401 A.2d 532 (1979)), certif. denied, 122 N.J. 325, 585 A.2d 343 (1990). It has otherwise been defined as "`a cause which necessarily set the other causes in motion and was a substantial factor in bringing the accident about,'" or as a "`cause which naturally and probably led to and might have been expected to produce the accident'" which is the subject of the claim. Scafidi v. Seiler, 119 N.J. 93, 101, 574 A.2d 398 (1990) (quoting Model Jury Charges (Civil) § 7.11). Our Supreme Court has emphasized that "a tortfeasor is generally held answerable for the injuries which result in the ordinary course of events from his negligence and it is generally sufficient if his negligent conduct was a substantial factor in bringing about the injuries." Rappaport v. Nichols, 31 N.J. 188, 203, 156 A.2d 1 (1959). "The fact that there were intervening causes which were foreseeable or were normal incidents of the risk created [does] not relieve the tortfeasor of liability." Ibid. (citing Prosser, Torts § 49 (2d ed. 1955); Menth v. Breeze Corp., 4 N.J. 428, 442, 73 A.2d 183 (1950)Andreoli v. Natural Gas Co., 57 N.J. Super. 356, 366, 154 A.2d 726 (App.Div. 1959)). Stated somewhat differently, "[t]o be a proximate cause ... conduct need only be a cause which sets off a foreseeable sequence of consequences, unbroken by any superseding cause, and which is a substantial factor in producing the particular injury." Bendar v. Rosen, 247 N.J. Super. 219, 229, 588 A.2d 1264 (App.Div. 1991). The tortfeasor need not foresee the precise injury; it is enough that the type of injury be within an objective "`realm of foreseeability.'" Id. at 229-30, 588 A.2d 1264 (quoting Koenig v. General Foods Corp., 168 N.J. Super. 368, 373, 403 A.2d 36 (App.Div.), certif. denied, 81 N.J. 329, 407 A.2d 1203 (1979)); see also Kelly v. Gwinnell, 96 N.J. 538, 543, 476 A.2d 1219 (1984)160*160 Restatement (Second) of Torts § 442 (1965). The point that our cases have stressed is that a tortfeasor should not be permitted "to absolve himself from responsibility for an objectively anticipatable injury" resulting from his conduct. Vallillo v. Muskin Corp., 212 N.J. Super. 155, 162, 514 A.2d 528 (App.Div. 1986).

          Our Supreme Court has said that "[a]lthough the concept resists definition," proximate cause is "a standard for limiting liability for the consequences of an act based `upon mixed considerations of logic, common sense, justice, policy and precedent.'" Scafidi v. Seiler, 119 N.J. at 101, 574 A.2d 398 (quoting Caputzal v. Lindsay Co., 48 N.J. 69, 77-78, 222 A.2d 513 (1966)). Fairness and policy "enter into [the] assessment of the causal relationship between the conduct and the accidental harm." Griesenbeck by Kuttner v. Walker, 199 N.J. Super. 132, 139, 488 A.2d 1038 (App.Div.), certif. denied, 101 N.J. 264, 501 A.2d 932 (1985); see also Brown v. United States Stove Co., 98 N.J. 155, 173, 484 A.2d 1234 (1984). Thus, "[t]he actor's conduct may be held not to be a legal cause of harm to another where after the event and looking back from the harm to the actor's negligent conduct, it appears to the court highly extraordinary that it should have brought about the harm." Caputzal v. Lindsay Co., 48 N.J. at 78, 222 A.2d 513 (quoting Restatement (Second) of Torts § 435(2) (1965)).

          Ordinarily, questions of proximate cause are left to the jury for its factual determination. Scafidi v. Seiler, 119 N.J. at 101, 574 A.2d 398Campos v. Firestone Tire & Rubber Co., 98 N.J. 198, 209-10, 485 A.2d 305 (1984)Rappaport v. Nichols, 31 N.J. at 203, 156 A.2d 1Martin v. Benque, Inc., 25 N.J. 359, 374, 136 A.2d 626 (1957)Vadurro v. Yellow Cab Co., 6 N.J. 102, 108, 77 A.2d 459 (1950)Geherty v. Moore, 238 N.J. Super. 463, 478-79, 570 A.2d 29 (App.Div. 1990), appeal dismissed, 127 N.J. 287, 604 A.2d 110 (1991)Butler v. Acme Markets, Inc., 177 N.J. Super. 279, 289, 426 A.2d 521 (App.Div. 1981), aff'd, 89 N.J. 270, 445 A.2d 1141 (1982)Palmisano v. Ehrig, 171 N.J. Super. 310, 313, 408 A.2d 1083 (App.Div. 1979), certif. denied, 82 N.J. 287, 412 A.2d 793 (1980)Torsiello v. Whitehall Labs., 165 N.J. Super. 311, 327-28, 398 A.2d 161*161 132 (App.Div.), certif. denied, 81 N.J. 50, 404 A.2d 1150 (1979). Likewise, questions of intervening cause are generally within the jury's domain. See Rappaport v. Nichols, 31 N.J. at 203, 156 A.2d 1 (citing Martin v. Bengue, Inc., 25 N.J. at 374, 136 A.2d 626Brower v. New York Cent. & H.R.R. Co., 91 N.J.L. 190, 191, 103 A. 166 (E. & A. 1918)); Vadurro v. Yellow Cab Co., 6 N.J. at 106-08, 77 A.2d 459Geherty v. Moore, 238 N.J. Super. at 478-79, 570 A.2d 29Palmisano v. Ehrig, 171 N.J. Super. at 313, 408 A.2d 1083Torsiello v. Whitehall Labs., 165 N.J. Super. at 327-28, 398 A.2d 132. Prosser and Keeton have instructed that:

if reasonable persons could differ, either because relevant facts are in dispute or because application of the legal concept of "proximate cause" to the case at hand is an evaluative determination as to which reasonable persons might differ, the issue of "proximate cause" is submitted to the jury with appropriate instructions on the law.
Thus, in any case where there might be reasonable difference of opinion as to the foreseeability of a particular risk, the reasonableness of the defendant's conduct with respect to it, or the normal character of an intervening cause, the question is for the jury, subject of course to suitable instructions from the court as to the legal conclusion to be drawn as the issue is determined either way. By far the greater number of the cases which have arisen have been of this description; and to this extent it may properly be said that "proximate cause is ordinarily a question of fact for the jury, to be solved by the exercise of good common sense in the consideration of the evidence of each particular case."
[Prosser and Keeton on Torts § 45 at 321 (5th ed. 1984).]

          Applying these principles, I am convinced that reasonable persons might differ regarding whether the plaintiff's death was proximately caused by the defective spare tire assembly. A jury could find that it was reasonably foreseeable the tire would dislodge and fall onto the roadway while the van was in operation and that the operator or passenger might sustain injuries in his or her attempt to retrieve it. Indeed, some might think it odd if the operator or passenger were to abandon the tire and drive off, especially where, as shown by the record here, traffic is "very light," and "visibility [is] good." And if the operator or passenger were negligent in his or her attempt to retrieve the tire, this would be reflected within the calculus of comparative fault. In other words, the entire incident could reasonably be viewed within an "objective `realm of foreseeability.'" Bendar v. Rosen, 247 162*162 N.J. Super. at 229-30, 588 A.2d 1264 (quoting Koenig v. General Foods Corp., 168 N.J. Super. at 373, 403 A.2d 36). A jury could also reasonably find that the harm that resulted was not proximately caused by the defective assembly and that fairness and logic demand that defendants be absolved from responsibility. I am of the view that the issue is reasonably debatable and one that should be submitted to the jury for its determination.

          I note one final point before leaving the subject. While I recognize the power and duty of a trial judge to bar the jury from considering the question of proximate cause where the consequences of a negligent act are so extraordinary that as a matter of law they cannot be considered "natural," that authority should be exercised sparingly. We judges are strange creatures. It is not that we are less brave than others, but rather by reason of our training, if not our nature, we tend to the conservative. For most of us, prudence and caution are the watchwords. We are rarely rewarded for taking risks. But the rest of the population does not always act the way we do. What may appear strange to judges might seem rather ordinary to others. It thus generally makes sense to have lay people, not judges, make decisions on the question of proximate cause, grounded as that concept is in considerations of foreseeability and fairness. And in that context, a jury might well find it rather ordinary for a person to venture on to the highway on a clear night when there is little traffic in order to retrieve a spare tire that has become dislodged from his vehicle. I would thus reverse as to all defendants except Ford Motor Company and Kim's Mobile Service Center.

          [1] Yun Cho Shim is incorrectly identified as Yo Cho Shim.

          [2] The complaint and amended complaints refer to Gloria Yun as the administrator ad prosequendum and make no reference to an administrator or executor, who would be the proper party to bring the survivorship action asserted because these are damages to which the deceased would have been entitled had he lived. N.J.S.A. 3B:1-3.

          [3] Nam asserted a per quod claim.

          [4] Not only was Chang's decision to cross the Parkway risky, but it was also in violation of N.J.A.C. 19:8-1.9(b) which prohibits on the Parkway "[p]edestrians except on sidewalks, footpaths and other areas specifically designated by the Authority for that purpose." Chang's action in crossing the Parkway where he did was also a violation of N.J.S.A. 39:4-34 which provides in part: "It shall be unlawful for a pedestrian to cross any highway having roadways separated by a medial barrier, except where provision is made for pedestrian crossing."

20.2.3 Hall v. Millersville University, 400 F.Supp.3d 252 (2019) 20.2.3 Hall v. Millersville University, 400 F.Supp.3d 252 (2019)

400 F.Supp.3d 252 (2019)

John J. HALL and Jeanette A. Hall, as Administrators and Personal Representatives of the Estate of Karlie A. Hall, and in their own right as Decedent's heirs-at-law, Plaintiffs,
v.
MILLERSVILLE UNIVERSITY, Sara Wiberg, Individually and as an Employee of Millersville University, Acacia National Fraternity, Acacia Fraternity Chapter Number 84, Colin Herbine, Individually and as an Agent of Acacia National Fraternity and Acacia Fraternity Chapter No. 84, Jack Milito, Individually and as an Agent of Acacia National Fraternity and Acacia Fraternity Chapter No. 84, Nicholas Hench, Individually and as an Agent of Acacia National Fraternity and Acacia Fraternity Chapter No. 84, Sean Ebert, Individually and as an Agent of Acacia National Fraternity and Acacia Fraternity Chapter No. 84, Nigale Quiles, Individually and as an Agent of Acacia National Fraternity and Acacia Fraternity Chapter No. 84; and John Does #1-5, Individually and as Agents of Acacia National Fraternity and Acacia Fraternity Chapter No. 84, Defendants.

CIVIL ACTION No. 17-220.

United States District Court, E.D. Pennsylvania.

Filed September 5, 2019.

257*257 Brian D. Kent, Michael Stewart Ryan, Laffey, Bucci & Kent, LLP, Philadelphia, PA, for Plaintiffs.

Kevin R. Bradford, Stephen R. Kovatis, Office of Attorney General, Gregory M. Mallon, Jr., Theodore M. Schaer, Zarwin Baum Devito Kaplan Schaer & Toddy, P.C., Philadelphia, PA, Ian Thomas Baxter, Robert John Balch, Post & Schell, P.C., Allentown, PA, Jaskiran K. Samra, Jennifer A. Riso, Julia Levitskaia, Michael Osborne, Patrick R. Ball, Stevie B. Newton, Archer Norris PLC, San Francisco, CA, for Defendants.

 

MEMORANDUM OPINION

 

SMITH, District Judge.

This tragic case arises from a man's brutal murder of his 18-year-old girlfriend in her university dorm room after they attended a fraternity party together. The victim's parents attribute some responsibility for the murder to the university, the local fraternity chapter and certain of its members who hosted the party their daughter and her boyfriend attended, and that chapter's national fraternal organization. Specifically, they assert negligence claims against each of the fraternity defendants and a Title IX claim against the university. At bottom, the plaintiffs believe that each of the defendants, through their own actions, contributed to the chain of events that allowed their daughter's boyfriend to strangle her to death in the early morning hours of February 8, 2015. The defendants respond that these events, while undoubtedly heart-rending, can only legally be attributed to the boyfriend and his unforeseeable, extraordinary act of murder. Thus, they have moved for summary judgment in their favor.

While undoubtedly sympathetic to the plaintiffs' loss, the court is constrained to agree with the defendants. As to the national fraternity, the Pennsylvania Supreme Court has unequivocally held that a 258*258 national fraternity is not liable under the social host doctrine for the acts of its chapters. That jurisprudence does not provide any exception for a national fraternity, like the defendant here, that took on some role in assisting the chapter return to campus after the university deactivated it, where there is no evidence that the national fraternity had the power or resources to control the chapter's day-to-day activities, including the party at issue. In contrast, the social host doctrine undoubtedly applies to the local chapter defendants who served alcohol to minors, but no proximate cause exists over such an unforeseeable, extraordinary act of violence that occurred only after the victim and her boyfriend had already left the party. Lastly, although the court would find the evidence of the university's indifference to the boyfriend's abuse sufficient to defeat summary judgment if he were a student at the defendant university, no caselaw supports extending Title IX liability to cover harassment at the hands of a student's own guest.

The court emphasizes the limited nature of its role in assessing the events at issue. The question for the court to answer is not whether everyone who played any role in the events acted ethically but only whether the facts here can establish civil liability. Ultimately, the answer to that limited question is no. Therefore, the court will grant the defendants' motions for summary judgment.

 

I. PROCEDURAL HISTORY

 

The plaintiffs, Jeannette A. Hall and John J. Hall, as administrators and personal representatives of the Estate of Karlie A. Hall, and in their own right as the decedent's heirs-at-law, commenced this action by filing a complaint on January 17, 2017. Compl., Doc. No. 1. The complaint asserted claims for deliberate indifference under Title IX, substantive due process violations and state-created danger under 42 U.S.C. § 1983, and a survival action against Millersville University ("Millersville" or the "University") and Sara Wiberg ("Wiberg")—the resident assistant for the dormitory where the decedent, Karlie A. Hall ("Karlie"), lived; as well as a survival action under negligence and negligence per se theories against Acacia National Fraternity ("Acacia"); Acacia Fraternity, Millersville Chapter ("Chapter 84" or the "Chapter"); and Chapter 84 individual members Colin Herbine ("Herbine"), Jack Milito ("Milito"), Nicholas Hench ("Hench"), Sean Ebert ("Ebert"), Nigale Quiles ("Quiles"), and John Does 1-5. Id. at ¶¶ 8-19, 88-154. The plaintiffs also asserted wrongful death claims against all defendants. Id. at ¶¶ 145-54.

Ebert, Millersville and Wiberg, and Hench filed separate motions to dismiss the complaint for failure to state a claim on February 27, 2017, March 7, 2017, and March 13, 2017, respectively. Doc. Nos. 23, 44, 45. On March 13, 2017, the plaintiffs filed a response in opposition to Ebert's motion to dismiss. Doc. No. 46. Chapter 84 and the individual member defendants filed a joint motion to dismiss on March 20, 2017.[1] Doc. No. 55. The plaintiffs filed a response in opposition to Hench's individual motion to dismiss on March 24, 2017. Doc. No. 58. Ebert filed a reply in further support of his individual motion to dismiss on March 27, 2017. Doc. No. 59. Acacia moved to dismiss on March 28, 2017. Doc. No. 60. The plaintiffs filed separate responses in opposition to Chapter 84's (with the individual defendants) and Millersville and Wiberg's motions to dismiss on April 3 259*259 and 4, 2017, respectively. Doc. Nos. 61, 62. On April 10, 2017, Milito filed a reply to the plaintiffs' response in opposition to his motion.[2] Doc. No. 65. Millersville and Wiberg filed their reply to the plaintiffs' opposition on April 11, 2017. Doc. No. 68.

On April 21, 2017, the court granted the plaintiffs' motions for leave to file sur-replies to Milito's and Millersville and Wiberg's replies to their opposition briefs, which they filed on May 1, 2017. Doc. Nos. 69-72, 75. Chapter 84 (with the individual members) and Hench filed their separate replies to the plaintiffs' oppositions on April 24, 2017. Doc. Nos. 73-74. The court granted the plaintiffs' motion for leave to file a sur-reply to Chapter 84 and the individual members' reply on May 2, 2017, which the plaintiffs filed on May 12, 2017. Doc. Nos. 78, 80. The plaintiffs filed their response in opposition to Acacia's motion to dismiss on May 10, 2017. Doc. No. 79. Chapter 84 (with the individual members) and Acacia filed their responses in further support of their motions to dismiss on May 12, 2017, and June 16, 2017, respectively. Doc. Nos. 80, 83.

After oral argument on July 27, 2017, the court denied the motions to dismiss separately filed by Ebert, Hench, Chapter 84 (with its individual members), and Acacia, without prejudice to these defendants re-raising their arguments in motions for summary judgment. Sept. 29, 2017 Order at 2, 4, Doc. No. 87. The court also denied in part and granted in part Millersville and Wiberg's motion, dismissing with prejudice the Title IX claims against Wiberg (to which the plaintiffs did not object), the section 1983 individual liability claims against Wiberg based on qualified immunity, and the section 1983 official capacity claims against Wiberg. Id. at 2-3 and n.1, 2. The court further dismissed without prejudice the section 1983 claim against Millersville based on Eleventh Amendment immunity. Id. at 3 and n.3.

The defendants then filed separate answers to the complaint between October 11 and 13, 2017. Doc. Nos. 88-95. On October 31, 2017, the court entered a scheduling order allowing the plaintiffs to file an amended complaint to identify the fictitious defendants by March 2, 2018, Scheduling Order at 2, Doc. No. 98, but the plaintiffs declined to do so. By stipulation of the parties, the court dismissed Milito from the action on February 15, 2018, and Ebert from the action on September 4, 2018. Doc. Nos. 108, 137.

Millersville filed a motion for summary judgment on September 17, 2018. Doc. No. 147. The plaintiffs filed a response in opposition on October 17, 2018. Doc. No. 148. Acacia filed its motion for summary judgment on October 19, 2018. Millersville filed a reply in response to the plaintiffs' opposition brief on November 9, 2018. Doc. No. 151. The plaintiffs filed a response in opposition to Acacia's summary judgment motion on November 9, 2018. Doc. No. 152. The plaintiffs filed a response in opposition to Chapter 84 and the remaining individual members' (Herbine and Quiles) motion for summary judgment on November 9, 2018. Doc. No. 153. Acacia and Chapter 84 filed separate replies in further support of their summary judgment motion on November 16, 2018. Doc. Nos. 157, 158. The court heard oral argument on the parties' briefing on November 29, 2018. The summary 260*260 judgment motions are now ripe for review.[3]

 

II. FACTUAL BACKGROUND[4]

 

 

A. Karlie Begins a Relationship with Gregorio Orrostieta, whom She Continues Dating at Millersville

 

Karlie met and began dating Gregorio Orrostieta ("Orrostieta") in March 2014, towards the end of her senior year of high school. Millersville University's Statement of Material Facts in Supp. of its Mot. for Summ. J. ("Millersville SOF") at ¶ 1, Doc. No. 147-2; Pls.' Response to Def. Millersville University's Statement of Material Facts in Supp. of its Mot. for Summ. J. ("Pls.' Resp. to Millersville SOF") at ¶ 1, Doc. No. 148-3. Over that summer, Orrostieta regularly stayed at the Hall home. Millersville SOF at ¶ 3; Pls.' Resp. to Millersville SOF at ¶ 3. On one occasion, Karlie was in the shower when her twin sister, Kristen Hall ("Kristen"), heard Orrostieta screaming at her about text messages she had sent. Millersville SOF at ¶ 4; Pls.' Resp. to Millersville SOF at ¶ 4. At one point during the fight, Kristen heard Karlie yell, "you hit me." Millersville SOF at ¶ 5; Pls.' Resp. to Millersville SOF at ¶ 5. Kristen does not recall whether she ever discussed the fight with Karlie. Millersville SOF at ¶ 6; Pls.' Resp. to Millersville SOF at ¶ 6.

At another point that summer, Orrostieta and Karlie were locked in a room during a party at the Hall home, when Kristen heard "a lot of banging," which worried her. Millersville SOF at ¶ 8 (quoting Kristen's deposition testimony); Pls.' Resp. to Millersville SOF at ¶ 8. Kristen did not discuss the incident with Karlie or their mother. Millersville SOF at ¶ 9; Pls.' Resp. to Millersville SOF at ¶ 9. After Karlie's death, her mother learned from reviewing Karlie's Facebook messages with Orrostieta that he had physically abused her on multiple occasions. Millersville SOF at ¶ 12; Pls.' Resp. to Millersville SOF at ¶ 12.

That fall, Karlie and Kirsten started as freshmen at Millersville, with Karlie living in a dorm room in Bard Hall. Millersville SOF at ¶ 13; Pls.' Resp. to Millersville SOF at ¶ 13. She and Orrostieta continued their relationship, and he frequently visited her and stayed as her guest in her dorm room. Millersville SOF at ¶ 15; Pls.' Resp. to Millersville SOF at ¶ 15.

 

B. The October 4-5, 2014 Incident[5]

 

On October 4, 2014, Karlie and Orrostieta returned to her room from a party, at which time Karlie's roommate, Tina Flexer ("Tina"), noticed Karlie was crying. Millersville SOF at ¶ 18; Pls.' Resp. to Millersville SOF at ¶ 18. Karlie then left the room and went to the bathroom. Dep. of Tina Flexer ("Tina Dep.") at 46:14-23, Doc. No. 147-8. Tina left the room and ran into Karlie in the hallway, at which point she told Tina that she had had a verbal fight with Orrostieta. Id. at 47:5-18. Wiberg had also seen Karlie crying in the hallway, and she asked to speak to Tina in 261*261 the hallway to see if she knew what was wrong. Id. at 49:18-21, 50:4-7; Dep. of Sara Wiberg ("Wiberg Dep.") at 60:20-61:3, Doc. No. 147-7. Tina and Wiberg were talking in the hallway when they heard Karlie and Orrostieta yelling, "rustling around [of items or furniture]," and Karlie scream "ow" from inside the room. Tina Dep. at 56:6-58:6; Sara Wiberg Oct. 5, 2014 Incident Reporting Form, Doc. No. 148-6; Wiberg Dep. at 66:6-67:13, 67:24-69:20; Millersville SOF at ¶ 19; Pls.' Resp. to Millersville SOF at ¶ 19.

Wiberg then knocked on the door. Millersville SOF at ¶ 20; Pls.' Resp. to Millersville SOF at ¶ 20. When Orrostieta answered, Karlie was in bed with her back to them. Millersville SOF at ¶ 20; Pls.' Resp. to Millersville SOF at ¶ 20. Orrostieta explained that the noises were from him trying to "force himself into bed" with Karlie, and that "things got a little physical" when Karlie "pushed him away." Millersville SOF at ¶¶ 20-21; Pls.' Resp. to Millersville SOF at ¶¶ 20-21. Wiberg testified that at one point, Orrostieta "put his hand on [Wiberg's] shoulders," and that she perceived him as trying to "shift[ ] the focus" when she asked why Karlie had yelled "ow." Pls.' Resp. to Millersville SOF at ¶¶ 20-21; Wiberg Dep. at 56:14-15, 79:14-21.

Wiberg testified that when she approached Karlie, she saw her face was "red and puffy" as if she had been crying, but she did not see any physical injuries. Millersville SOF at ¶ 22; Pls.' Resp. to Millersville SOF at ¶ 22. Tina testified she and Wiberg both observed an injury to Karlie's eye and that they got an ice pack to put on Karlie's face. Pls.' Resp. to Millersville SOF at ¶ 22; Tina Dep. at 124:5-20. Karlie then told Wiberg that she wanted Orrostieta to leave but would not say anything else. Millersville SOF at ¶ 23; Pls.' Resp. to Millersville SOF at ¶ 23. In the hallway, Orrostieta begged Wiberg to allow him to stay, but as Karlie had said she wanted him to leave, he could no longer be her guest, so Wiberg called the police. Millersville SOF at ¶ 24; Pls.' Resp. to Millersville SOF at ¶ 24.

Officer Brian Liddick of the Millersville University Police responded to a call for "subject refusing to leave campus." Millersville SOF at ¶¶ 25, 26; Pls.' Resp. to Millersville SOF at ¶¶ 25, 26. Officer Liddick drove Orrostieta to a nearby gas station, where a friend had agreed to pick him up. Millersville SOF at ¶ 27; Pls.' Resp. to Millersville SOF at ¶ 27. Wiberg created an Incident Report, which she submitted to Assistant Director of Judicial Affairs Ron Wiafe. Millersville SOF at ¶ 29; Pls.' Resp. to Millersville SOF at ¶ 29. Officer Liddick did not create an incident report until after the murder. Millersville SOF at ¶ 28; Pls.' Resp. to Millersville SOF at ¶ 28.

Tina returned to the dorm room later and spoke to Karlie about the incident. Millersville SOF at ¶ 30; Pls.' Resp. to Millersville SOF at ¶ 30. Karlie kept her back to Tina, but Tina eventually saw that "there was something weird with her eye" and it "was really red." Millersville SOF at ¶ 30 (quoting Tina Dep. 61:1-19); Pls.' Resp. to Millersville SOF at ¶ 30. Karlie told Tina that Orrostieta had "pushed with the heel of [his] hand on her eye" and "push[ed] her down into the pillow." Millersville SOF at ¶ 31; Pls.' Resp. to Millersville SOF at ¶ 31.

 

C. Tina's Description of the Incident to Her Mother and Her Mother's Subsequent Calls to Millersville

 

Tina called her mother, Renea Flexer ("Renea"), to describe the incident the next day, because she was concerned about Karlie and believed that Orrostieta may have hit her. Millersville SOF at ¶ 36; Pls.' Resp. to Millersville SOF at ¶ 36. Renea 262*262 called the Millersville University Police, the Millersville Counseling Department, and Area Coordinator Allie Sehl to report that her daughter told her that her roommate's boyfriend had given her a black eye, but they all said there was nothing they could do without a complaining witness. Millersville SOF at ¶ 37; Pls.' Resp. to Millersville SOF at ¶ 37. Tina testified that Karlie rarely left her room during the week following the incident and skipped class on the Monday. Pls.' Resp. to Millersville SOF at ¶ 39 (citing, inter alia, Tina Dep. 146:22-147:9; Crim. Trial Testimony of Tina Flexer, Apr. 26, 2016, at 1312:6-12).[6]

 

D. Karlie and Orrostieta Attend a Fraternity Party at Acacia Chapter 28 on February 7-8, 2015

 

From the night of February 7, 2015, to the early morning hours of February 8, 2015, Karlie and Orrostieta attended a party with a group of friends, including Karlie's sister, Kristen. Millersville SOF at ¶ 51; Pls.' Resp. to Millersville SOF at ¶ 51. Members of one of Millersville's fraternities, Acacia Chapter 84, hosted the party at their house, which was decorated with Acacia paraphernalia and symbols and known locally as the "Acacia House." Acacia Fraternity Chapter Number 84, Colin Herbine and Nigale Quiles' Statement of Material Facts in Supp. of Their Mot. for Summ. J. ("Chapter 84 SOF") at ¶ 8, Doc. No. 149-2; Pls.' Resp. to Acacia Frat[ern]ity Chapter Number 84, Colin Herbine and Nigale Quiles' Statement of Material Facts in Supp. of Their Mot. for Summ. J. ("Pls.' Resp. to Chapter 84 SOF") at ¶ 8, Doc. No. 153-2. Witnesses testified that Karlie and Orrostieta purchased cups at the party for $5, which would allow them to consume alcohol while there. Pls.' Resp. to Chapter 84 SOF at ¶ 10.

After arriving at the party, one member of Karlie's friend group, Kyle Smith ("Smith"), witnessed Orrostieta "viciously" yell at Karlie, point his finger in front of her face, and then "push her into the wall pretty hard" before walking away. Chapter 84 SOF at ¶ 11; Pls.' Resp. to Chapter 84 SOF at ¶ 11. Smith testified that he was between five and ten feet away from Karlie and Orrostieta at the time, and he could not hear what Orrostieta was saying to Karlie but could tell from his demeanor that he was yelling. Pls.' Resp. to Chapter 84 SOF at ¶ 11; Dep. of Kyle Smith ("Smith Dep.") at 52:15-53:14, 88:15-23, Doc. No. 152-8. He did not know whether anyone else witnessed the altercation and did not tell any members of Chapter 84 what he had seen, including any of the "sober brothers" who were tasked with monitoring the party. Chapter 84 SOF at ¶ 11; Pls.' Resp. to Chapter 84 SOF at ¶ 11. A Chapter 84 member, Adam Krull ("Krull"), testified that, if an "assault"[7] were to occur in the basement, "more than likely somebody would have s[een] it."[8] Dep. of Adam Krull ("Krull Dep.") at 147:17-18, Doc. No. 153-13. Smith further testified that he made sure to check on Karlie before he left the party, and after he saw her and Orrostieta dancing together 263*263 he assumed "everything's good." Chapter 84 SOF at ¶ 12; Pls.' Resp. to Chapter 84 SOF at ¶ 12.

 

E. Orrostieta Murders Karlie in Her Dorm Room

 

After Karlie and Orrostieta returned to Karlie's dorm room, Karlie's neighbors reported to Wiberg that they heard furniture being moved in Karlie's room. Millersville SOF at ¶ 52; Pls.' Resp. to Millersville SOF at ¶ 52. Another student in a room next door reported to the police after the murder that he and a friend heard a "loud bump" that shook the wall, which was loud enough that another neighbor knocked on his friend's door to ask whether they had heard the noise as well. Voluntary Statement of Gerald Sanders, Doc. No. 148-17. They all then "heard the girl screaming for help." Id. Wiberg knocked on the door but heard nothing and did not pursue the matter further. Millersville SOF at ¶ 53; Pls.' Resp. to Millersville SOF at ¶ 53. Orrostieta had killed Karlie through "strangulation and multiple traumatic injuries," and he potentially sexually assaulted her. Millersville SOF at ¶ 54; Pls.' Resp. to Millersville SOF at ¶ 54 (quoting Postmortem Report, Doc. No. 148-18). He was later convicted of third-degree murder. Millersville SOF at ¶ 56; Pls.' Resp. to Millersville SOF at ¶ 56.

 

F. Chapter 84's Relationship with its National Fraternal Organization

 

Acacia is an Illinois non-profit corporation headquartered in Indianapolis, Indiana, which operates as a men's collegiate fraternity. Acacia Fraternity, Inc.'s Statement of Undisputed Facts in Supp. of its Mot. for Summ. J. or, Alternatively, for Partial Summ. J. ("Acacia SOF") at ¶ 22, Doc. No. 150-2; Pls.' Resp. to Acacia Inc.'s Statement of Undisputed Material Facts in Supp. of its Mot. for Summ. J. or, Alternatively, for Partial Summ. J. ("Pls.' Resp. to Acacia SOF") at ¶ 22, Doc. No. 152-2. Acacia currently has approximately 30 local undergraduate chapters at various colleges and universities across the United States and Canada, with 1100 active undergraduate members and seven full-time paid staff. Acacia SOF at ¶ 22; Pls.' Resp. to Acacia SOF at ¶ 22. Acacia issues charters to local chapters, and these charters allow the local chapters to use its name, traditions, rituals, and insignia. Acacia SOF at ¶ 23; Pls.' Resp. to Acacia SOF at ¶ 23. Like most national fraternities, Acacia has a Risk Management Policy, which states that it "shall apply to all fraternity entities and all levels of fraternity membership." Acacia SOF at ¶ 23 (citing Decl. of Patrick McGovern at ¶ 4, Doc. No. 150-3); Pls.' Resp. to Acacia SOF at ¶ 23 (quoting Dep. of Patrick McGovern ("McGovern Dep.") at 95:15-96:1, Doc. No. 152-10, and citing McGovern Dep. at 88:15-90:10, 123:21-124:14). Acacia is an educational self-governance organization, and each chapter "ha[s] exclusive jurisdiction over local affairs, except as provided for by the Laws of Acacia." Acacia SOF at ¶ 24 (citation and internal quotation marks omitted); Pls.' Resp. to Acacia SOF at ¶ 24. Acacia's International President—the chief executive officer of the fraternity responsible for chapter inspections and matters pertaining to chapter members—oversees the International Council, which, in turn, oversees the Executive Director—who manages the daily operations of the international headquarters, chapter operations and expansions, membership records, leadership consultants, and office staff. Pls.' Resp. to Acacia SOF at ¶ 24.

Acacia does not have any staff on location at any of the local chapters to monitor daily activities and cannot influence the individual chapters other than by imposing discipline after a violation. Acacia SOF at ¶ 26; Pls.' Resp. to Acacia SOF at ¶ 26. Regarding Chapter 84, Acacia assisted the 264*264 chapter in getting back on campus after it was deactivated in 2011 for, among other infractions, hosting a party where attendees, some of whom were underage, paid $5 for a cup to consume alcohol. Pls.' Resp. to Acacia SOF at ¶ 26. Chapter 84 was also on a debt repayment plan with Acacia, which required it to provide Acacia with monthly written updates regarding its overall operations. Id. Chapter 84 was back in good standing at the time of Karlie's death. Acacia SOF at ¶ 27; Pls.' Resp. to Acacia SOF at ¶ 27.

 

III. DISCUSSION

 

 

A. Standard of Review — Motions for Summary Judgment

 

A district court "shall grant summary judgment if the movant shows that there is no genuine issue as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). Additionally, "[s]ummary judgment is appropriate when `the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.'" Wright v. Corning, 679 F.3d 101, 103 (3d Cir. 2012) (quoting Orsatti v. N.J. State Police, 71 F.3d 480, 482 (3d Cir. 1995)). An issue of fact is "genuine" if "the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson v. Liberty Lobby, Inc. 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). A fact is "material" if it "might affect the outcome of the suit under the governing law." Id.

The party moving for summary judgment has the initial burden "of informing the district court of the basis for its motion, and identifying those portions of the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, which it believes demonstrate the absence of a genuine issue of material fact." Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986) (internal quotation marks omitted). Once the moving party has met this burden, the non-moving party must counter with "specific facts showing that there is a genuine issue for trial." Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986) (internal quotation marks and citation omitted); see Fed. R. Civ. P. 56(c) (stating that "[a] party asserting that a fact . . . is genuinely disputed must support the assertion by . . . citing to particular parts of materials in the record . . .; or . . . [by] showing that the materials cited do not establish the absence . . . of a genuine dispute"). The non-movant must show more than the "mere existence of a scintilla of evidence" for elements on which the non-movant bears the burden of production. Anderson, 477 U.S. at 252, 106 S.Ct. 2505. Bare assertions, conclusory allegations, or suspicions are insufficient to defeat summary judgment. See Fireman's Ins. Co. v. DuFresne, 676 F.2d 965, 969 (3d Cir. 1982) (indicating that party opposing a motion for summary judgment may not "rely merely upon bare assertions, conclusory allegations or suspicions"); Ridgewood Bd. of Educ. v. N.E. for M.E., 172 F.3d 238, 252 (3d Cir. 1999) (explaining that "speculation and conclusory allegations" do not satisfy non-moving party's duty to "set forth specific facts showing that a genuine issue of material fact exists and that a reasonable factfinder could rule in its favor"). Additionally, the non-moving party "cannot rely on unsupported allegations, but must go beyond pleadings and provide some evidence that would show that there exists a genuine issue for trial." Jones v. United Parcel Serv., 214 F.3d 402, 407 (3d 265*265 Cir. 2000). Thus, it is not enough to "merely [] restat[e] the allegations" in the complaint; instead, the non-moving party must "point to concrete evidence in the record that supports each and every essential element of his case." Jones v. Beard, 145 F. App'x 743, 745-46 (3d Cir. 2005) (citing Celotex, 477 U.S. at 322, 106 S.Ct. 2548). Moreover, arguments in briefs "are not evidence and cannot by themselves create a factual dispute sufficient to defeat a summary judgment motion." Jersey Cent. Power & Light Co. v. Twp. of Lacey, 772 F.2d 1103, 1109-10 (3d Cir. 1985).

"When considering whether there exist genuine issues of material fact, the court is required to examine the evidence of record in the light most favorable to the party opposing summary judgment, and resolve all reasonable inferences in that party's favor." Wishkin v. Potter, 476 F.3d 180, 184 (3d Cir. 2007). The court must decide "not whether . . . the evidence unmistakably favors one side or the other but whether a fair-minded jury could return a verdict for the plaintiff on the evidence presented." Anderson, 477 U.S. at 252, 106 S.Ct. 2505. "Where the record taken as a whole could not lead a rational trier of fact to find for the non-moving party, there is no `genuine issue for trial'" and the court should grant summary judgment in favor of the moving party. Matsushita Elec. Indus. Co., 475 U.S. at 587, 106 S.Ct. 1348 (citation omitted). Further, when one party's claims are "blatantly contradicted by the record, so that no reasonable jury could believe it," the court should not take those claims as true for the "purposes of ruling on a Motion for Summary Judgment." Scott v. Harris, 550 U.S. 372, 380, 127 S.Ct. 1769, 167 L.Ed.2d 686 (2007).

 

B. Acacia

 

 

1. Existence of a Duty

 

Generally, a social host in Pennsylvania who serves alcohol to an intoxicated person is not liable for any damages that intoxication causes, whether to the intoxicated person herself or to a third-party. See Klein v. Raysinger, 504 Pa. 141,470 A.2d 507, 510-11 (1983) ("We agree with this common law view, and consequently hold that there can be no liability on the part of a social host who serves alcoholic beverages to his or her adult guests."). Under this social host doctrine,[9] however, an exception applies where the intoxicated person is a minor. See Congini by Congini v. Portersville Valve Co., 504 Pa. 157, 470 A.2d 515, 518 (1983) ("Thus, we find that defendants were negligent per se in serving alcohol to a person less than twenty-one years of age, and that they can be held liable for injuries proximately resulting from the minor's intoxication." (footnotes omitted)). The duty not to serve alcohol to minors extends both to the minors themselves and to third parties whom the intoxicated minors may harm. See Orner v. Mallick, 515 Pa. 132, 527 A.2d 521, 523-24 (1987) (reversing lower court dismissal of minor's personal injury claims against social host who served him alcohol); Douglas v. Schwenk, 330 Pa.Super. 392, 479 A.2d 608, 610-12 (1984) (holding estate of passenger killed in accident with intoxicated minor driver could sue party who served minor alcohol).

In Alumni Association v. Sullivan ("Sullivan"), the plaintiff sought to extend the Social Host Doctrine established in Congini to hold that a national fraternity 266*266 had a duty to "monitor the activities of its Chapters," and was therefore responsible for damage an intoxicated minor caused after being served alcohol at a chapter house. 524 Pa. 356, 572 A.2d 1209, 1211 (1990). In that case, a minor who set fire to a neighboring house sought to file a joinder complaint against the university, as well as the national fraternity and fraternity chapter where he had consumed alcohol earlier in the night. Id. at 1209-10. The Court held that the national fraternity had no duty to the party guest, even though it purportedly owned the property where the party occurred, because there were "no allegations the fraternity had actual knowledge of the activities allegedly occurring at the local chapter or of the ability of the national body to control said activities." Id. at 1211. The Sullivan Court based its decision not to extend liability to the national organization on two different factors: first, the fraternal nature of the relationship between individual chapters and the national organization and second, the national chapter's inability to contemporaneously monitor and control its chapters' activities. The court reasoned,

By definition such organizations are based upon fraternal, not paternal relationships. National organizations do not have the ability to monitor the activities of their respective chapters which would justify imposing the duty appellant seeks. The national organization in fraternal groups has only the power to discipline an errant chapter after the fact. It does not possess the resources to monitor the activities of its chapters contemporaneously with the event. Fraternal organizations are premised upon a fellowship of equals; it is not a relationship where one group is superior to the other and may be held responsible for the conduct of the other. From this factual matrix, there is no basis in the relationship to expand the liability of the national body to include responsibility for the conduct of one of its chapters.

Id. at 1213.

The Sullivan Court agreed with the Third Circuit's logic in Fassett v. Delta Kappa Epsilon (New York), 807 F.2d 1150 (1986), and Macleary v. Hines, 817 F.2d 1081 (1987), that to qualify as a social host, the defendant must have "intentionally and substantially aided and encouraged the consumption of alcohol by a minor guest. . . ." Id. at 1212 (quoting Macleary, 817 F.2d at 1084). Social hosts are those who "participated in the planning and the funding of social events where alcohol was consumed by minors [and were] . . . aware of the degree of consumption by the minors." Id. (citing Macleary, 817 F.2d at 1084; Fassett, 807 F.2d at 1162-63). Applying this standard, the Sullivan Court held that neither the university nor the national fraternity were social hosts, because "there [we]re no allegations that either the fraternity or the University was involved in the planning of these events or the serving, supplying, or purchasing of liquor." Id. at 1213.

The Superior Court of Pennsylvania applied Sullivan to reach a similar conclusion in Millard v. Osborne, 416 Pa.Super. 475, 611 A.2d 715 (1992). In that case, the estate of a minor who was killed in a motorcycle accident after consuming alcohol at a fraternity house sued the college, which then joined the national fraternity. 611 A.2d at 715-16. The plaintiff argued that "the national fraternity rendered substantial assistance in consumption of alcohol by a minor in that it counseled the chapter how to conduct parties and avoid civil liability," id. at 719, but the court rejected this argument, in part because "the national fraternity counsel[ed] against the use of alcohol." Id. (citing national fraternity resolution requiring consumption and distribution of alcohol to be consistent 267*267 with all applicable regulations, policies, and law). The plaintiff pointed to the fact that "the national fraternity counseled the chapter to avoid potential liability by not having `open' parties, [but e]ven this statement indicate[d] that the national fraternity counseled away from access to alcohol by suggesting that the chapter never have any open parties, where alcohol access was unrestricted." Id. The fact that the chapter ultimately allowed underage drinking on its property was not the point; it was that the national fraternity had not encouraged—and, indeed, affirmatively discouraged—them from doing so. Likewise, the court recognized that "the national fraternity [wa]s not in a position to control the actions of its chapters. . . . In addition to the lack of geographic proximity which would defeat any attempt at day-to-day control, we note our supreme court [in Sullivan] has unequivocally stated that a National Fraternal Organization is not under a duty to control the activities of its members." Id. at 719-20.

The plaintiffs do not dispute that Sullivan held that national fraternities are not liable under the Social Host Doctrine but argue that this case is distinguishable because, here, Acacia chose to engage with Chapter 84 more closely than in a typical national fraternity-local chapter relationship. See Pls.' Mem. of Law in Support of its Mot. Opposing Acacia Fraternity Inc.'s Mot. for Summ. J. or, Alternatively, for Partial Summ. J., ("Acacia Opp.") at 9, Doc. No. 152-1 ("What should be taken from this statement by the Pennsylvania Supreme Court [in Sullivan] is that [ ] typically a national entity does not have the ability to monitor the activities of their chapters[.]"). Specifically, the plaintiffs assert that Acacia's decision to work with Chapter 84 after its 2011 deactivation meant that it "assumed a duty to ensure no harm came from Chapter 84's conduct and concurrently assumed the role of principal in an agency relationship that will see them vicariously liable for Chapter 84's misconduct." Id. at 4.[10]

But nothing in either Sullivan or Millard invites the case-by-case inquiry into the relationship between each individual chapter and its national entity that the plaintiffs seek.[11] In Sullivan, the Court held that "[t]he national organization in fraternal groups has only the power to discipline an errant chapter after the fact," not merely that the particular defendant had no such power. 572 A.2d at 1213. And even if the Sullivan Court had permitted a more focused inquiry, there is no evidence here that Acacia had the sort of power over or knowledge of Chapter 84's day-to-day activities that would have allowed it to prevent or otherwise control the party on February 7-8, 2015. To illustrate the point further, the national fraternity in Millard 268*268 likewise "counseled" its chapters to avoid open parties with open-source alcohol and service to minors, including through a policy in relevant part identical to the Risk Management Policy here. 611 A.2d at 719 n.4. But the fact that the national entity implemented such a policy that the individual chapter disregarded, in violation of the national entity's rules, did not warrant a different result.

The plaintiffs here seem to argue that unlike in Millard, Acacia had reason to know that Chapter 84 was not complying with the Risk Management Policy because of the 2011 party that led to its deactivation and updates it received from Chapter 84 in the months before Karlie's death. Specifically, they point to Chapter 84 member Kevin Mynaugh's ("Mynaugh") statement in a monthly report to Acacia for August/September 2014 that the Chapter "fe[lt] as a Fraternity that the way we had been running things w[as] not safe for us as a Fraternity and the people who were involved outside of the Fraternity." Acacia Opp. at 14 (quoting Acacia Fraternity Millersville Chapter; Monthly Report ("Chapter 84 Monthly Report"), Doc. No. 152-26). But the Sullivan Court explicitly rejected the plaintiff's argument that a social host may be held liable if it "knew or should have known" minors were being served alcohol, holding instead that "[t]he `knowingly furnished' standard requires actual knowledge on the part of the social host as opposed to imputed knowledge imposed as a result of the relationship." 572 A.2d at 1212. It is not enough to suspect that minors are being served alcohol; rather, the defendant "must have `intentionally and substantially aided and encouraged the consumption of alcohol by a minor guest. . . .'" Id. (quoting Macleary, 817 F.2d at 1084)). Like the defendants found not to be social hosts in Sullivan, Fassett, and Maclearly, Acacia played no role "in the planning of [the party] or the serving, supplying, or purchasing of liquor." Id. at 1213. Nor did Acacia "substantially aid[ or] encourage" Karlie's, Orrostieta's, or any other party guest's liquor consumption; to the contrary, like the national fraternity in Millard, it specifically counseled and instituted a policy against such activities. Thus, the plaintiffs' attempt to distinguish the facts here from those in Sullivan and the related precedent are unavailing.[12]

269*269 Perhaps recognizing this flaw in their argument, the plaintiffs also argue that "whether Acacia in fact knew of the risk management policy violations is of no moment because of the degree of control they were exerting over Chapter 84." Acacia Opp. at 17. But no evidence supports that statement. The plaintiffs point to no deposition testimony or documentary evidence showing that Acacia had the power to monitor Chapter 84 contemporaneously (as opposed to the monthly reports received after the fact) or to dictate how the Chapter conducted itself day-to-day. To the contrary, Acacia's representative's deposition testimony demonstrates that Acacia would provide feedback, advice, and reminders to help Chapter 84 "hold themselves accountable" for their actions. See McGovern Dep. at 115:25-116:2 ("We don't — Acacia Fraternity, Incorporated doesn't work to ensure that [parties are] invite-only. That would be something, you know, that the Chapter is doing."); see also id. at 116:12-21 ("We don't have oversight and control to that extent, and also — I mean, in general, when Chapters are coming to us and saying, `We want to — we recognize maybe we could be doing some things differently here,' we tend to want to work with them, encourage them, and work along that way, instead of going back and . . . punishing or something like that for things they did in the past that they realized should have been done differently."). Equally problematic, the plaintiffs do not cite any caselaw holding that a national fraternity becomes liable for all harms stemming from chapter misconduct if it exercises some level of control over the respective chapter, and the court has not found any such precedent in its own research. Certainly, the Pennsylvania Supreme Court dictated no such result, in Sullivan.

In the alternative, the plaintiffs argue that Acacia assumed a duty pursuant to Section 877 of the Restatement (Second) of Torts. Acacia Opp. at 9. That section states,

For harm resulting to a third person from the tortious conduct of another, one is subject to liability if he: . . .
(d) controls, or has a duty to use care to control, the conduct of the other, who is likely to do harm if not controlled, and fails to exercise care in the control, or
(e) has a duty to provide protection for, or to have care used for the protection of, third persons or their property and confides the performance of the duty to the other, who causes or fails to overt harm by failing to perform the duty.

Restatement (Second) of Torts § 877. Assuming here that Chapter 84's conduct towards Karlie was tortious, as to subsection (d), again, the evidence does not show that Acacia controlled Chapter 84. The plaintiffs point to evidence that Chapter 84 provided monthly reports to Acacia, in connection with a debt repayment plan, and that Chapter 84 would include information about its risk management practices in those reports. Acacia Opp. at 2-3 (quoting McGovern Dep.). But that evidence demonstrates that, if anything, Acacia worked with Chapter 84 to provide regular checkins, advice, and feedback, not that Acacia controlled the Chapter's day-to-day activities. Id. Nor does the evidence suggest that Acacia had the power to contemporaneously discipline Chapter 84 for any failure to comply with its Risk Management 270*270 Policy. As the plaintiffs acknowledge in their brief, McGovern explicitly testified, "we can't ensure or control the things that these guys [in Chapter 84] are doing on a daily basis. . . . We do the best we can. We try to educate on why not and this is the reason why, and then we have to [respond] when violations happen." Id. at 2-3 (quoting McGovern Dep. at 119:19-25); see also id. at 13 ("I would say encouraging and helping to hold accountable. You know, `Hey, this is coming up. Have you done this thing that we talked about last week when we talked?' Just keeping things that they need to take care of top of mind." (quoting McGovern Dep. at 143:23-144:2)). No part of this testimony suggests that these monthly reports bestowed upon Acacia "the resources to monitor the activities of its chapters contemporaneously with the event," Sullivan, 572 A.2d at 1213, and there is certainly no evidence that Acacia had contemporaneous knowledge of the party on February 7-8, 2015. Likewise, as to subsection (e), there is no evidence—or caselaw—that suggests in offering advice and assistance to Chapter 84, Acacia somehow took on a duty to protect third party guests at Chapter 84's parties. Restatement (Second) of Torts § 877(e).

The plaintiffs suggest that the Allegheny County Court of Common Pleas' holding that section 877 applied in M.L. v. University of Pittsburgh, 26 Pa. D. & C.4th 106 (1995), abrogated on other grounds by Elias v. Lancaster General Hospital, 710 A.2d 65 (Pa. Super. 1998), supports such a holding here, but that case involved a wholly different set of facts and theory of liability. M.L. held the chapter of the fraternity, "whose premises were used for the [party and was thus] a `possessor of land' within the meaning of section 314A(3)," was potentially liable for its members' and their guests' sexual assault of the plaintiff on fraternity property. 26 Pa. D. & C. 4th at 111. The court explicitly distinguished Sullivan on the grounds that the national fraternity was not a defendant: "The Supreme Court balanced the cost to universities and the national fraternal organizations (who are not defendants herein) with what it perceived were `relatively rare, regrettable incidents' and concluded that `the increased cost which would enure to such bodies could seriously impede the mission of these institutions. . . ." Id. at 113 (quoting Sullivan, 572 A.2d at 1213). Thus, M.L. is inapplicable to the plaintiffs' claim against Acacia.

The plaintiffs also argue that Section 323 of the Restatement (Second) of Torts applies here. Acacia Opp. at 10-11. Section 323 provides as follows:

One who undertakes, gratuitously or for consideration, to render services to another which he should recognize as necessary for the protection of the other's person or things, is subject to liability to the other for physical harm resulting from his failure to exercise reasonable care to performing his undertaking, if
(a) his failure to exercise such care increases the risk of harm, or
(b) the harm is suffered because of the other's reliance upon the undertaking.

Restatement (Second) of Torts § 323. The plaintiffs do not provide any analysis about how section 323, which is generally considered part of the Good Samaritan Rule, see Patentas v. United States, 687 F.2d 707, 710 (3d Cir. 1982) (describing appellants' second argument, under section 323, as being "based on the familiar tort doctrine of good samaritan liability"), is at all applicable here. More importantly, section 323 cannot "be invoked to create a duty where one does not exist." Morena v. South Hills Health Sys., 501 Pa. 634, 462 A.2d 680, 684 (1983) (citations omitted). Moreover, the plaintiffs' argument is that Acacia undertook to provide services to Chapter 84, and 271*271 thus any duty arising from section 323 would run to Chapter 84 or its members, not to unidentified third parties like Karlie.[13]

Lastly, the plaintiffs argue that the court must conduct the balancing test established in Althaus ex rel. Althaus v. Cohen, 562 Pa. 547, 756 A.2d 1166 (2000) to determine whether a duty exists, as the Superior Court of Pennsylvania did in Kenner, 808 A.2d at 182. Acacia Opp. at 18-23. In Kenner, the plaintiff sued multiple defendants, including a national fraternity, for serious injuries he suffered during a hazing ritual. 808 A.2d at 180. The Court of Common Pleas dismissed the national fraternity from the action under Sullivan, but the Superior Court reversed, holding the case was distinguishable because it did not involve the Social Host Doctrine. See id. at 182 ("As this case does not involve the Social Host Doctrine, Sullivan does not bind us in the present matter."). The court then applied the Althaus test, under which the court balances, "`(1) the relationship between the parties; (2) the social utility of the actor's conduct; (3) the nature of the risk imposed and foreseeability of the harm incurred; (4) the consequences of imposing a duty upon the actor; and (5) the overall public interest in the proposed solution.'" Id. (quoting Althaus, 756 A.2d at 1169). The Kenner court concluded that the Althaus factors supported imposing a duty in that case, because (1) the plaintiff paid the national entity an application fee and signed a membership agreement, creating a contractual relationship between the parties; (2) it was undisputed that a national fraternity should seek to prevent hazing; (3) the plaintiff's injuries were foreseeable to the national fraternity, because pledges at other chapters had previously suffered similar injuries or even died from hazing;[14] (4) the consequences of imposing a duty would be minor, because the national fraternity had already taken steps to protect pledges by banning hazing; and (5) there was a substantial public interest in preventing individuals from dying or suffering serious injury to become a member of a fraternity. Id. at 182-83. But this case, unlike Kenner, undoubtedly involves the Social Host Doctrine, and so Sullivan, not Althaus, controls.

Even if Sullivan did not control, this court disagrees with the plaintiffs' assessment that the Althaus factors warrant a holding that a national fraternity owes third parties a duty to protect them from another third party's intentional bad acts off fraternity property. First, unlike in Kenner, neither Karlie nor the bad actor 272*272 (in Kenner, the fraternity members who hazed the plaintiff; here, Orrostieta) had any relationship, contractual or otherwise, with Acacia. Karlie and Orrostieta attended a party where members of Chapter 84 lived, which they had decorated with Acacia paraphernalia and symbols. There is no evidence, or even an allegation, that any employee of the national organization attended (or even knew of) the party, nor is there any allegation that the $5 entrance fee Karlie paid was then distributed to the national organization. Second, there is social utility to a national organization providing guidance to its members on how best to avoid underage and/or binge drinking, which would be undermined if providing such guidance would render the national entity a social host liable for all the chapter's misconduct.[15] Third, recognizing the inherent risks of underage and binge drinking, as discussed further below, it was not at all foreseeable that a minor would murder another minor with whom he was in a romantic relationship after drinking at a fraternity party. Fourth, holding Acacia liable here could have serious consequences, as it would mean that national organizations could face potentially limitless liability for harms suffered off campus exclusively between non-fraternity members where the local chapter violated the national fraternity's rules, even if the national entity had no contemporaneous knowledge of the fact. Fifth, the public interest in preventing underage and binge drinking—and the potential harms that could result—is in conflict with the public interest in not imposing excessive costs on institutions, like fraternities, that the Pennsylvania Supreme Court recognized "serve a vital role in the development of our youth." Sullivan, 572 A.2d at 1213. Thus, upon balancing all the factors, this court concludes that, even if applicable, Althaus would not support imposing a duty here.

The plaintiffs propose this court adopt a standard—unrecognized by any Pennsylvania court—that a national fraternal organization may be liable for harms a third-party guest suffers at the hands of another third-party off fraternity property, merely because the national organization engaged in regular communications with the local chapter about its risk management practices on some general level.[16] The court cannot do so without some guidance from a Pennsylvania court supporting such an extension of the current law.

 

2. Proximate Cause

 

Even if Acacia had a duty to Chapter 84's party guests, the facts here 273*273 would not support a finding of proximate cause. If no reasonable jury could find that proximate cause existed, taking all facts in the best possible light to the plaintiff, the court must decide the issue itself. See Heeter v. Honeywell Int'l, Inc., 706 F. App'x 63, 66 (3d Cir. 2017) ("Because we hold that a jury could not reasonably differ as to whether [the defendant]'s conduct proximately caused [the plaintiff's] harm in this case, the District Court did not err in deciding the issue itself.").

In Pennsylvania, courts use the Restatement (Second) of Torts' "substantial factor" test to determine whether proximate cause exists. Ford v. Jeffries, 474 Pa. 588, 379 A.2d 111, 114 (1977) (citing to Restatement (Second) of Torts § 431). When determining whether negligent conduct is a substantial factor in producing the injury,

[t]he following considerations are in themselves or in combination with one another important in determining whether the actor's conduct is a substantial factor in bringing about harm to another:
(a) the number of other factors which contribute in producing the harm and the extent of the effect which they have in producing it;
(b) whether the actor's conduct has created a force or series of forces which are in continuous and active operation up to the time of the harm, or has created a situation harmless unless acted upon by other forces for which the actor is not responsible; [and]
(c) lapse of time.

Restatement (Second) of Torts § 433 ("section 433"). Whether a third party's conduct breaks the chain of causation depends on whether the conduct amounted to a superseding cause, or a mere intervening force. "A superseding cause is an act of a third person or other force which, by its intervention, prevents the actor from being liable for harm to another which his antecedent negligence is a substantial factor in bringing about." Von der Heide v. Com., Dep't of Transp., 553 Pa. 120, 718 A.2d 286, 288 (1998) (quoting Restatement (Second) of Torts § 440 and citing Trude v. Martin, 442 Pa.Super. 614, 660 A.2d 626, 632 (1995)). To determine whether a subsequent occurrence is an intervening or superseding cause, courts consider "whether the force is operating independently of any situation created by the first actor's negligence and whether it is a normal result of that situation." Trude, 660 A.2d at 632 (citations omitted). Not every third-party criminal act is a superseding cause. "[T]he proper focus is not on the criminal nature of the negligent act, but instead on whether the act was so extraordinary as not to be reasonably foreseeable." Powell v. Drumheller, 539 Pa. 484, 653 A.2d 619, 624 (1995).

In Heeter, the Third Circuit applied section 433 to affirm the district court's holding that there was no proximate cause where the plaintiff alleged that the failure of the alarm system she purchased from the defendants allowed an intruder to steal firearms from her home, which he then used to murder her son in a different location. 706 F. App'x at 65. The plaintiff told the defendants when discussing potentially purchasing an alarm system that she was concerned about a neighbor, the eventual intruder and murderer, who had a "tortured past" and a "conscious disregard for the well-being of others and in particular, her son, Bryan Harris." Id. (quoting case record). In response, the defendants confirmed that the alarm system would alert her immediately if there was a break-in, and the plaintiff agreed to purchase the system. Id. Despite those assurances, the neighbor was able to break into the home, disable the alarm, and steal the plaintiffs' 274*274 firearms, without the plaintiff receiving any notification. Id.

The Third Circuit agreed that all three section 433 factors weighed against the existence of proximate cause. First, "myriad other matters[—all relating to the decisions the murderer had made—]had a far greater effect on the murder of Harris than the conduct of the [defendants]." Id. at 67; see also Van Mastrigt, 393 Pa. Super. at 151, 573 A.2d 1128 (1990) ("None of the defendants put a knife in [the murderer's] hand. None of the defendants were responsible for the act of killing [the victim]. A court determined that [the murderer] alone was responsible for the actual murder of [the victim]."). Second, "[t]he chain of events on the day of Harris's murder did not begin with the faulty alarm system." 706 F. App'x at 67. Finally, the passage of time between the failure of the alarm system and the murder although "not dispositive on its own, . . . work[ed] in concert with the other two considerations to negate proximate cause in this case." Id. (citing Am. Truck Leasing, Inc. v. Thorne Equip. Co., 400 Pa.Super. 530, 583 A.2d 1242, 1243-44 (1991)). In addition to these factors, the court noted that the neighbor's conduct "was not foreseeable and constitute[d] a superseding cause. Intervening criminal action is not per se superseding, but becomes so when, `looking retrospectively from the harm through the sequence of events by which it was produced, it is so extraordinary as not to have been reasonably foreseeable.'" Id. (quoting Vattimo v. Lower Bucks Hosp., Inc., 502 Pa. 241, 465 A.2d 1231, 1237 (1983) and citing Powell, 653 A.2d at 624).

In holding proximate cause did not exist over the plaintiff's claims in Heeter, the district court relied on the Superior Court's holding in Brown v. Philadelphia College of Osteopathic Medicine, 760 A.2d 863 (2000), which this court likewise finds applicable here. In that case, the defendant hospital misdiagnosed the plaintiffs' baby with syphilis, which led to the wife discovering her husband's infidelity, the couple frequently fighting, the husband physically abusing the wife, and the wife losing her job as a police officer after firing a gun at the husband. 760 A.2d at 865-67. The court held that it was "abundantly clear" that preexisting problems in the plaintiffs' relationship "had a far greater effect in producing the harm" than the erroneous test result. Id. at 869. The fact that the hospital's incorrect test results exacerbated those relationship problems did not change that result.

The plaintiffs cite to cases which they assert demonstrate that "Pennsylvania courts have long held that violence and injury, and even criminal misconduct, are foreseeable consequences stemming from the service of alcohol." Acacia Opp. at 24 (citing Corcoran v. McNeal, 400 Pa. 14, 161 A.2d 367 (1960) (imposing liability on bar owner for injuries suffered during attack on bar premises during which bar staff repeatedly ignored requests for help); Schelin v. Goldberg, 188 Pa.Super. 341, 146 A.2d 648 (1958) (holding bar was subject to Dram Shop liability for overserving patron who caused plaintiff injuries in bar fight); Rommel v. Schambacher, 120 Pa. 579,11 A. 779 (1887) (imposing liability on bar owner who saw patron light other patron on fire and "did not interfere to protect his guest from so flagrant an outrage");[17] Cassaro v. 275*275 Zodiac Tour and Travel Inc., 4 Pa. D. & C.4th 132, 138-39 (Lackawanna Ct. Com. Pl. Oct. 10, 1989) (holding proximate cause existed for claims relating to fatal car accident intoxicated minor driver caused); Walsh v. Murphy, 40 Pa. D. & C. 3d 98, 102 (Bucks Ct. Com. Pl. 1982) (imposing liability on tavern for stabbing injuries sustained in bar fight, based on duty as landowner, knowledge of bad actor's prior threats with knife, and Dram Shop liability); Arnold v. Lemon, 20 Pa. D. & C.3d 751 (Columbia Ct. Com. Pl. 1981) (allowing tavern patron to seek damages from tavern for injuries sustained in bar fight because fight was not "highly extraordinary"). But the matter at hand does not ask whether the defendants should be held liable for a drunken bar fight on their own property or for a drunk driving accident. To the contrary, the plaintiffs seek to hold the defendants liable for Orrostieta's brutal murder of their daughter away from the party a significant period of time after they left. None of the cited cases support such a holding.

Nor does the plaintiffs' argument that "all parties seemingly agree that drinking, and underage drinking in particular, is risky behavior and/or can lead to violence, injury or death," Acacia Opp. at 26-27, change the analysis.[18] Certainly, individuals, and especially minors, who drink to excess suffer an increased risk of harm. But this is not a case about a drunk driving accident, or a bar fight, or even a sexual assault at a fraternity house. This is a case about an abusive boyfriend who, after months of physical and psychological abuse, cruelly, brutally, and senselessly murdered his girlfriend, who had seemingly been a victim of his violent temper throughout their relationship.

Applying the factors the court described in Trude, first, Orrostieta's abuse "operat[ed] independently" from Acacia's and Chapter 84's purported conduct, because his abusive behavior began months before 276*276 the party. The plaintiffs argue (albeit in their response to Chapter 84's motion for summary judgment) that even though Orrostieta had been violent toward Karlie, that violence did not reach the level of murder until after the February 7-8 party. See Pls. Mem. of Law in Support of its Mot. Opposing Acacia Frat[ern]ity Chapter Number 84, Colin Herbine and Nigale Quiles' Mot. for Summ. J. ("Chapter 84 Opp.") at 1-2, Doc. No. 153-1 ("Evidence has been developed through this litigation that Orrostieta physically abused Karlie while he was intoxicated and that this physical abuse steadily escalated. Orrostieta, however, had never raped and murdered Karlie until the flagrant and egregious violations of the law and mandatory risk management policies by [Chapter 84] provided the spark for him to explode."). But as the plaintiffs acknowledge, Orrostieta's abuse was steadily increasing in its severity, and there is nothing, other than their conclusory allegation, to suggest that it was something about the alcohol at the Chapter 84 party which caused Orrostieta to "explode" in a way he had not done before. Of course, there has also been no evidence introduced that any member of Chapter 84 knew Orrostieta, let alone knew of his violent tendencies, which would have arguably made it foreseeable to them that he could become abusive if intoxicated.

Second, murder is not the "normal result" of underage drinking. Every weekend on college campuses across America, countless students face the risks of underage binge drinking, which includes the "normal," if often tragic, risks of alcohol poisoning, car accidents, slip and falls, and even sexual assault. But no reasonable finder of fact could include murder on that list. Indeed, as with the murderer in Heeter, Orrostieta's own decision to beat and strangle Karlie on February 8, 2015 was so extraordinary and so beyond the realm of any consequence a reasonable person would anticipate from underage drinking, that no reasonable factfinder could disagree that it was a superseding cause that breaks the chain of causation.

Of course, the plaintiffs here do not seek damages for harms that a party guest suffered on fraternity property or at the hands of fraternity members. Such distinct facts may very well call for a different result. See Heeter, 706 F. App'x at 67 ("Had the harm to Harris occurred near the Heeters' residence, which ADT was contracted to protect, the question of proximate cause might well have been one for a jury to decide. Harm inflicted this far from the residence is another matter."). But isolated to these particular facts—where the crime took place off fraternity property, entirely between non-fraternity members, after a party of which the national fraternity had no knowledge—the court cannot conclude that the law supports imposing liability here despite the tragic events which occurred.[19]

 

3. Vicarious Liability

 

The plaintiffs acknowledge that "Pennsylvania courts have not determined whether a national fraternity may be held liable on the basis of an agency relationship," and invite this court to allow such a theory of liability to move forward here. Acacia Opp. at 30-36. As a federal court sitting in diversity over causes of action that are the within the fundamental provenance of the state, this court declines to do so. If anything, Sullivan and Millard suggest 277*277 that the Pennsylvania Supreme Court would not agree that a fraternity chapter acts as the agent of the national entity. As the Sullivan court recognized, fraternities are "[b]y definition . . . organizations [that] are based upon fraternal, not paternal relationships." 572 A.2d at 1213. Although the plaintiffs allege that Acacia, unlike the national fraternity in Sullivan, exercised control over Chapter 84, as discussed above, no reasonable finder of fact could agree that the evidence supports such a conclusion.

In support of their argument, the plaintiffs point to the facts that a chapter member is considered to be a member of Acacia, students and fraternity members referred to the house where the party was held as the "Acacia house," Chapter 84 decorated the house with Acacia paraphernalia, chapters paid Acacia dues, Acacia had a general oversight body, and Acacia had a Risk Management Policy that applied to its chapters. Acacia Opp. at 31-32. But the plaintiffs make no effort to show that any of these features are unique to Acacia and Chapter 84, as opposed to any fraternity and its local chapters. See, e.g., Abraham v. Alpha Chi Omega, 781 F. Supp. 2d 396, 401 (N.D. Tex. 2011) (discussing general practice of fraternity and sorority members displaying Greek letters of their organizations); Fiacco v. Sigma Alpha Epsilon Fraternity, No. Civ. 1:05-145-GZS, 2006 WL 890686, at *2 (D. Me. Mar. 31, 2006) ("The national fraternity establishes the dues, fines and fees structure for its local chapters."); Smith v. Delta Tau Delta, Inc., 9 N.E.3d 154, 163 (Ind. 2014) ("There is no designated evidentiary material that shows that the national fraternity had a right to exercise direct day-to-day oversight and control of the behavior and activities of the local fraternity and its members. Like Yost [v. Wabash College, 3 N.E.3d 509 (Ind. 2014)], the specific duty undertaken in regards to the policies on hazing and underage and irresponsible drinking was an educational one without any power of preventative control."); Rogers v. Sigma Chi Int'l Fraternity, 9 N.E.3d 755, 765 (Ind. Ct. App. 2014) ("Rogers correctly notes there were fraternity `letters and memorabilia' inside the house, as was the fraternity checkbook, but he offers no argument or explanation why these amounted to manifestations `from the agent's principal', that could give rise to apparent agency." (internal citations omitted)); Stein v. Beta Rho Alumni Ass'n, Inc., 49 Or.App. 965, 621 P.2d 632 (1980) (declining to impose vicarious liability even though "dues of the local fraternity were paid to the national fraternity in Oxford, Ohio [and t]he national fraternity set the rules and regulations for the local fraternity."). Indeed, the national fraternity defendant in Millard counseled against the use of alcohol and had a policy that forbid illegal alcohol consumption, but the court did not even discuss whether such considerations were relevant to an agency analysis. 611 A.2d at 719 & n.4.[20] The plaintiffs point to the specifics of chapter funding and national leadership to warrant a different result, but they point to no caselaw in the Greek life context that suggests those considerations are at all relevant. Acacia Opp. at 33. This is especially true as to their apparent agency theory, as they do not purport to have any evidence to suggest that Acacia took any action as to Karlie to lead her to believe that Chapter 84 was its agent. See Turner Hydraulics, Inc. v. 278*278 Susquehanna Constr. Corp., 414 Pa.Super. 130, 606 A.2d 532, 534 (1992) ("Apparent authority exists where a principal, by words or conduct, leads people with whom the alleged agent deals to believe that the principal has granted the agent authority he or she purports to exercise." (citation omitted)).[21]

 

C. Chapter 84

 

 

1. Proximate Cause

 

Like Acacia, Chapter 84 contends that, as a matter of law, their purported conduct could not be the proximate cause of Orrostieta murdering Karlie. Mem. of Law in Supp. of Acacia Fraternity Chapter Number 84, Colin Herbine and Nigale Quiles' Mot. for Summ. J. ("Chapter 84 Br.") at 8, Doc. No. 149-1 ("[T]he Restatement (Second) states specifically that in that specific situation, if the harm is intentionally caused (such as third degree murder) and is not within the scope of risk created by the negligent conduct then the defendant is relieved of liability." (citing Restatement (Second) of Torts § 422B; Ford, 379 A.2d at 115)).[22] The plaintiffs assert in response that "[t]he question here is not the foreseeability of murder but rather the foreseeability of harm." Chapter 84 Opp. at 10. In support of that argument, they cite to Trude, in which the Superior Court held, "the peculiar way in which an injury may result is not material so long as there was a foreseeable probability of injury to one within the ambit of danger." 660 A.2d at 632-33 (citation omitted); see also Ford, 379 A.2d at 114 ("`If the actor's conduct is a substantial factor in bringing about harm to another, the fact that the actor neither foresaw nor should have foreseen the extent of the harm or the manner in which it occurred does not prevent him from being liable.'" (quoting Churbuck v. Union R.R. Co., 380 Pa. 181, 110 A.2d 210 (1955) (quoting Restatement of Torts § 435(1))).

In Trude, the plaintiff sought damages from the owner of a restaurant after he fell from a brick wall with a loose capstone. 660 A.2d at 628. The restaurant owner argued that another man's illegal act of pushing the plaintiff from the wall broke the chain of causation, but the court rejected that argument, reasoning that although the man's push was an intervening force, "the consequences of this act were not so extraordinary or unforeseeable as to render it a superseding cause." Id. at 632 (citation omitted). Likewise, in Ford, the Pennsylvania Supreme Court rejected the defendant's argument that his negligent failure to maintain his property, ultimately leading to a fire that spread to the plaintiff's property, was not proximately related to the plaintiff's harm "simply because the actual physical force that started the fire [wa]s unknown. . .." 379 A.2d at 114. The 279*279 Court quoted the Comment to the Restatement (Second) of Torts Section 442B,

any harm which is in itself foreseeable, as to which the actor has created or increased the recognizable risk, is always `proximate,' no matter how it is brought about, except where there is such intentionally tortious or criminal intervention, and it is not within the scope of the risk created by the original negligent conduct.

Id. at 115 (quoting Restatement (Second) of Torts § 422B cmt. B). The plaintiffs interpret this caselaw as holding that because violence, injury, and death generally are foreseeable consequences of consuming alcohol, proximate cause exists over Orrostieta's conduct and Karlie's corresponding death, even if Chapter 84 could not have predicted the precise nature of that violence or death.

But precedent does not support such a seemingly limitless interpretation. In Reilly v. Tiergarten Inc., 430 Pa.Super. 10,633 A.2d 208 (1993), the Superior Court of Pennsylvania held that the defendants' negligent provision of alcohol to the minor plaintiff under the Dram Shop Act was not the proximate cause of injuries the minor suffered after being shot by police. After consuming alcohol that all three defendants provided, the plaintiff walked home, where he got in an argument with his father, which culminated in him pulling a knife, cutting himself, and shoving his father into a fireplace. Id. at 209. When the police arrived, the plaintiff refused to surrender the knife, and they were forced to shoot him, causing severe and permanent injuries. Id. The court agreed with the defendants that the plaintiff's own intentional, violent actions were so remote from the service of alcohol that proximate cause did not extend to his injuries. Id. at 210.

The plaintiffs acknowledge that Reilly "involve[d] an injury that [wa]s far removed from the service of alcohol both temporally and geographically," but then offer only a conclusory statement that "[w]hile the criminal act [here] occurred in a geographically different place it was hardly remote and the chain of events is clearly more direct when compared to Reilly." Chapter 84 Opp. at 14. The court cannot agree with the plaintiffs' distinction. First, like in Reilly (and unlike in all the cases the plaintiffs cite), the confrontation that caused the underlying harm did not occur at the location where Karlie and Orrostieta consumed alcohol, but only after they returned home to Karlie's dormitory. Also like in Reilly, the plaintiffs do not suggest that any defendant had any additional involvement with Karlie or Orrostieta after they left the party. Millersville SOF at ¶¶ 51-54; Pls. Resp. to Millersville SOF at ¶¶ 51-54. Second, regardless of any factual distinctions, Reilly disproves the plaintiffs' argument that proximate cause always exists over cases involving violence, injury, or death, simply because individuals (like the deposed Chapter 84 members) recognize that alcohol consumption poses a general risk of their occurrence. Certainly, there are situations in which serving alcohol, especially to minors, exposes the consumer to risks for which the provider must be held responsible. Car accidents and bar fights undoubtedly fit within that framework. Likewise, this court agrees with the Court of Common Pleas' analysis in M.L. that a rape at a fraternity party perpetuated by fraternity members is a foreseeable result of underage binge drinking. 26 Pa. D. & C.4th at 112.

But, as prior courts have recognized, the law draws the line at a third party's extraordinary criminal behavior. Powell, 653 A.2d at 624 ("Instead, the proper focus is not on the criminal nature of the negligent act, but instead on whether the act was so 280*280 extraordinary as not to be reasonably foreseeable."); Trude, 660 A.2d at 632 ("[T]he consequences of this act were not so extraordinary or unforeseeable as to render it a superseding cause."). The plaintiffs argue that the Reilly decision "want[s] of any substantive analysis." Chapter 84 Opp. at 13. But the court agrees with the Superior Court and with the Acacia and Chapter 84 defendants—and, indeed, even the plaintiffs, see Acacia Opp. at 24 (stating wrongful intervening act "does not become a superseding cause unless, looking retrospectively from the harm through the sequence of events by which it was produced, it is so extraordinary as not to have been reasonably foreseeable." (quoting Trude, 660 A.2d at 632; Rabutino v. Freedom State Realty Co., Inc., 809 A.2d 933, 942 (Pa. Super. 2002)))—that there must be a line at which point a third-party's intentional, extraordinary misconduct cuts off the chain of causation.[23] Otherwise, a social host could face seemingly limitless liability for a guest's action, no matter how horrendous or unforeseeable, even after that guest leaves the party. The court agrees with the defendants that the law cannot possibly call for such a result. Ultimately, the court need not decide precisely where that line falls, because no caselaw suggests that causation exists over a third-party's murder at an entirely new location.[24] As the plaintiffs' themselves state, "the viciousness and depravity of [Orrostieta's] conduct here was extraordinary." Chapter 84 Opp. at 18 (citation omitted). Certainly, this court agrees. And it is the extraordinary nature of that conduct that breaks the chain of causation.

The plaintiffs suggest that Chapter 84 "created an atmosphere where injury was an inevitability," Chapter 84 Opp. at 18, but they point to no caselaw that suggests that either a business or a social host are responsible for intentional crimes an intoxicated minor or adult commits at an entirely different location, and no reasonable jury could conclude that murder was an inevitable result of a fraternity party. Certainly, individuals—especially minors—expose themselves to risk when consuming alcohol, and we, as a society, are generally aware of the nature of those risks. A drunk driving accident? Certainly. A drunken fight at the party? Absolutely. A rape on fraternity property? Sadly, yes. 281*281 But an intentional killing hours later in an entirely separate location? Neither case law nor our collective experience as a society supports such a conclusion. The plaintiffs would make social hosts liable for any injury suffered after serving a minor or an intoxicated person, no matter how remote, unpredictable, or conscious-shocking. The law dictates no such result.

 

2. Whether a Genuine Dispute of Material Fact Exists Over Whether any Chapter 84 Member Knew Orrostieta Shoved Karlie and Whether that Changes the Foreseeability Analysis

 

In addition to their argument about the well-recognized dangers of alcohol, the plaintiffs argue that the murder was particularly foreseeable here because a reasonable factfinder could conclude that a Chapter 84 member witnessed Orrostieta shove Karlie. First, the court considers whether plaintiffs have produced evidence sufficient to challenge the credibility of the Chapter 84 member's testimony that they did not witness any altercation at the party. Second, the court considers whether that fact makes any difference to the legal analysis.

At the summary judgment stage, "[w]hen a witness's credibility is critical to supporting the necessary findings of fact, the District Court must consider whether there are sufficient grounds for impeachment that would place the facts to which he testifies in legitimate dispute." El v. SEPTA, 479 F.3d 232, 237 (3d Cir. 2007) (citation omitted); see also NTP Marble, 2012 WL 607975, at *4 ("[T]here must be more than mere allegations in a memorandum of law to place credibility in issue and preclude summary judgment." (citation omitted)). Here, no Chapter 84 member—or indeed, any individual other than Smith—testified that he witnessed any altercation between Karlie and Orrostieta. Krull testified, "[w]e didn't notice any issues at the party on February 7th to the 8th," Krull Dep. at 53:16-20, and that Chapter 84 "didn't even know [Karlie] was there until the media broke." Id. at 59:2-4.[25] Ward likewise testified that he remembered people showing him pictures of Karlie and Orrostieta shortly after the murder and "th[ought] to [him]self that [he] hadn't seen them before ever." Ward Dep. at 91:21-24. The plaintiffs suggest, given the circumstances of the party and the shove, that a reasonable trier of fact could disbelieve the Chapter 84 members' testimony that they did not observe any altercation between Karlie and Orrostieta:

[Smith] described how Orrostieta "viciously" berated [Karlie] in a basement filled with college students drinking. He described having a clear line of sight while he stood by the keg and DJ. This area of the basement, according to Krull, would have been adjacent to the staircase where party[ ]goers and Chapter 84 members entered the basement or left to go upstairs. The basement was "well-lit" according to another member of Chapter 84.

Chapter 84 Opp. at 21-22 (citing responsive statement of facts and deposition testimony). And yet, despite the purported obviousness of Orrostieta's assault on Karlie, they did not identify any other witness who claimed to have seen the incident. Counsel asked Smith specifically during his deposition whether he knew if anyone else saw the altercation. Rather than testify that one of the several other people in the basement must also have seen it, given the conditions of the party, he testified 282*282 that, to his knowledge, he was the only one. Smith Dep. at 70:14-17. Smith further testified that it was a single shove, "just, like, one quick whatever." Id. at 70:18-71:5.[26] Smith did not tell any Chapter 84 members what he had seen, id. at 56:23-57:2, nor has anyone ever told him that they also observed the altercation. Id. at 63:16-19.[27]

The one other piece of evidence the plaintiffs rely on for their assertion that a Chapter 84 member must have seen the altercation is Krull's deposition testimony, which they cite for the proposition that "[w]hen th[e] assault occurred, it would have been observed by those sober brothers assigned to patrol the party." Pls.' Resp. to Chapter 84 SOF at ¶ 11 (citing Krull Dep. at 143:3-147:18). But Krull's testimony established no such fact. First, counsel asked Krull whether it would be "fair to say that if [an assault] did happen, that it most likely would have been witnessed by one of the brothers, either a sober brother who was monitoring the floor, or a brother who was just participating at the party?" Krull Dep. at 143:3-9 (emphasis added). Krull answered, "[i]f there wasn't a clear sight line to them, there's probably a space where it could have happened." Id. at 143:15-17. He then described a corner of the basement that was blocked by either a gas heater or an air cooler. Id. at 143:19-144:4. Counsel then asked, "[i]f it was in any other section of the basement, you would typically be able to see it?" to which Kull answered "[i]t would have been flagged, yeah, if we saw it." Id. at 144:8-12 (emphasis added). After describing the layout of the basement further, Krull testified, "[b]ut there's plenty of people there. If it happened — if something happened, somebody would have, you know, more than likely somebody would have saw [sic] it." Id. at 147:14-18 (emphasis added).

Krull never testified that a sober brother necessarily would have witnessed the altercation between Karlie and Orrostieta. Rather, he testified that if an assault occurred, "more than likely somebody would have saw [sic] it." Id. In asking these questions, counsel did not describe the duration, severity, or nature of the altercation that actually occurred (and Krull himself recognized that "assault's a very broad term," that covers a wide range of conduct, Krull Dep. at 43:22-44:5, so there is no way to know whether Smith's "quick whatever" description would have changed Krull's answer. Regardless, he only testified that someone (whether a partygoer or a member) likely would have witnessed it, and Chapter 84 would have done something if they did. The plaintiffs have not identified the time when the altercation occurred, which Chapter 84 members would have been in the basement at that time, where the members would have been in relation to Orrostieta and Karlie and which direction they would have been facing, or whether any members in the area 283*283 could have been distracted by one of the other dozens of people in the basement at the time.[28] Their argument is that a jury should be permitted to speculate that one of the Chapter 84 members lied under oath during his deposition solely because Krull testified that "somebody" likely would have seen an "assault" of unspecified severity and duration. The law does not allow such a result. Thus, this evidence in no way discredits the testimony of the Chapter 84 members that none of them witnessed or otherwise knew about the altercation (testimony that is consistent with Smith's testimony that he did not know of anyone else who witnessed the altercation and did not tell any Chapter 84 member about it), and no reasonable trier of fact could reach a different conclusion.

Moreover, even if the Chapter 84 members had witnessed the shove, that would not have made Karlie's later murder in a different location foreseeable. The plaintiffs argue that Rabutino v. Freedom State Realty Co., Inc., 809 A.2d 933 (Pa. Super. 2002), "is no different [from this case] when it comes to the dangerous atmosphere that existed and the violent act preceded by a confrontation that would have been seen by many." Chapter 84 Opp. at 20. To the contrary, Rabutino could not be more different than the facts here. In that case, a minor partygoer shot and killed the plaintiff's son in a race-based fight at a hotel. 809 A.2d at 935-36. The plaintiff attributed her son's death, in part, to the defendants', the hotel management and security companies, failure to intervene in the party. Id. at 936. The Superior Court held that the shooting death was foreseeable to the defendants, where employees of the hotel "heard gunshots audible throughout the hotel being fired out of hotel windows prior the incident in question and . . . retrieved several of the bullet casings outside of the hotel." 809 A.2d at 940 n.5 (citing deposition testimony). Indeed, a deponent "described the fearful state of mind of fellow [hotel] employees and another lodger who refused to go on the fifth floor." Id. (citation omitted). Thus, the plaintiff's shooting death was undeniably foreseeable to the defendants, as they knew intoxicated minors not only were carrying, but actively shooting, guns.[29] And again, the intentional bad act in Rabutino, unlike here and in Reilly, occurred while the plaintiff was still on the defendant's property.

Here, in contrast, Smith testified that he sought to assist Karlie immediately after the altercation. He stated that he asked her whether she was alright and what was happening, and she confirmed that she was fine. Id. at 53:23-54:5. He estimated that he was at the party for a total of approximately two hours, and the shove occurred perhaps 30 to 60 minutes after they arrived. Id. at 92:2-17. Smith then tried to "keep tabs on" Karlie and Orrostieta for the remainder of the party to confirm there were no additional altercations. Id. at 54:14-18. As he was leaving, he sought to confirm that Karlie was alright one last time, and he saw she was dancing with Orrostieta and he "guess[ed] everything [was] good." Id. at 58:7-13. He explained, 284*284 "if they were still arguing, it would have been an issue. But they were dancing and everything seemed all right at that point." Id. at 58:17-20.

After the party, Smith met with a friend of Kristen's and told him what he had witnessed, and they decided to go to Kristen's room to tell her what had happened. Id. at 61:2-9. Smith testified that Kristen told him, "we thought something was going on between [Orrostieta and Karlie] for awhile," and the group agreed that the next morning, Smith and the friend would confront Orrostieta about his behavior. Id. at 61:13-22. Smith testified that Kristen had not told him that she believed Orrostieta had been "abus[ing]" Karlie, and if she had they would have done something "immediately." Id. at 62:5-12. Thus, none of these individuals—including the one who saw the altercation—believed that what happened at the party suggested that Karlie was in imminent danger. If the murder was not foreseeable to Smith, who witnessed the entire event and spoke to Karlie about it, or to Kristen, who had at least heard previous incidents between Orrostieta and her sister, it could not possibly have been foreseeable to a Chapter 84 member who would have had, at best, a small fraction of the information known to those two individuals. Certainly, a different set of facts where a Chapter 84 member had witnessed Orrostieta attack Karlie and then immediately try to leave with her, or a situation where Karlie asked for help (or was so incapacitated that she could not ask for help) could warrant a different result. But given the facts here, even if a Chapter 84 member knew Orrostieta shoved Karlie, Orrostieta's later behavior in beating and strangling her to death was such an extraordinary departure that no one—not Smith, Kristen, or any member of Chapter 84—could have predicted it.

 

3. Existence of a Special Relationship

 

Alternatively, the plaintiffs argue that Chapter 84 had a duty to intervene because a special relationship existed between it and Karlie. Chapter 84 Opp. at 25-31 "Generally, absent a pre-existing duty, a party cannot be held liable for the criminal actions of a third party. However, in certain situations, a special duty may arise." McCann v. Miller, Civ. A. No. 08-561, 2009 WL 4641713, at *2 (E.D. Pa. Dec. 7, 2009) (internal citation omitted). Section 314A of the Restatement (Second) of Torts recognizes four types of relationships that create these special duties: (1) a common carrier's duty to its passengers; (2) an innkeeper's duty to its guests; (3) a possessor of land's duty to members of the public it invites onto that land; and (4) "[o]ne who is required by law to take or who voluntarily takes the custody of another under circumstances such as to deprive the other of his normal opportunities for protection" to "the other." Restatement (Second) of Torts § 314A ("section 314A").

On the one hand, the plaintiffs assert that Chapter 84 was a possessor of land under section 314A(3). Although such a theory of liability could potentially succeed for injuries stemming from the shove at the party (assuming the plaintiffs could show Chapter 84 could have reasonably prevented it, see Section 314A cmt. e ("The duty in each case is only one to exercise reasonable care under the circumstances."), the plaintiffs are seeking to impose liability on Chapter 84 for harms that occurred after Karlie left the party. Section 314A does not allow such a result. See Section 314A cmt. c ("Nor is a possessor of land under any such duty to one who has ceased to be an invitee."). That is why the plaintiffs' reliance on M.L. is misplaced: in that case, the plaintiff was gang raped on fraternity property by assailants "including members or guests of defendant fraternities." 285*285 26 Pa. D. & C.4th at 111. The equivalent here would be if Chapter 84 members participated in her murder at the fraternity party.

On the other hand, the plaintiffs seem to recognize that none of the section 314A categories apply to the harms asserted here, and suggest that "although there are four enumerated special relationships giving rise to a duty of care, the list is not exhaustive and `there may be other such relations[hips] . . . where the duty is recognized . . .[.]" Chapter 84 Opp. at 28 (quoting Section 314A cmt. b). Unfortunately for the plaintiffs, the one case they cite for this point (Coath v. Jones, 277 Pa.Super. 479, 419 A.2d 1249 (1980)) is in no way analogous to the facts here. In Coath, the Superior Court reversed the trial court and held that the defendant employer could be liable for its former employee's sexual assault of its customer, where the plaintiff let the employee into her home because he represented he was there at the defendant's direction. 419 A.2d at 1250-52. The court held that a special relationship exists where the defendant's business requires its customers to admit its employees into their homes. Id. at 1251-52. Obviously, Chapter 84 played no role in Orrostieta gaining access to Karlie's dorm room.

 

4. Duty to Rescue

 

The plaintiffs also argue that Chapter 84 had a duty to rescue Karlie under Restatement (Second) of Torts Section 322 ("section 322"). Section 322 states,

[i]f the actor knows or has reason to know that by his conduct, whether tortious or innocent, he has caused such bodily harm to another as to make him helpless and in danger of further harm, the actor is under a duty to exercise reasonable care to prevent such further harm.

Rest (Second) of Torts § 322. Obviously, it was Orrostieta, not Chapter 84, who subjected Karlie to the bodily harm for which the plaintiffs seek damages, namely her brutal strangling death. To the extent the plaintiffs are suggesting that Chapter 84 somehow indirectly caused Karlie bodily harm by providing Orrostieta alcohol, the court has already rejected that argument, and neither of the cases the plaintiffs cite suggest an "indirect bodily harm" theory is somehow viable under section 322 in any event. See DiTullio v. Pizzo, Civ. A. No. 89-5673, 1991 WL 129860, *4 (E.D. Pa. July 11, 1991) (holding defendant potentially liable under section 322 for coercing plaintiff into car at gunpoint, engaging in highspeed chase which led to plaintiff being shot, and then delaying taking to her to hospital for desperately needed medical treatment); Herr v. Booten, 398 Pa.Super. 166, 580 A.2d 1115, 1121 (1990) (holding section 322 potentially applies to party who directly caused bodily harm to minor by providing alcohol that caused alcohol poisoning).

 

5. Restatement (Second) of Torts Section 344

 

Finally, the plaintiffs mention in passing that "the Restatement (Second) of Torts § 344 [("section 344")] imposes a duty upon a possessor of land to exercise reasonable care to warn against the `accidental, negligent, or intentionally harmful acts of third persons.'" Chapter 84 Opp. at 30 (quoting T.A. v. Allen, 447 Pa.Super. 302, 669 A.2d 360, 364 (1995)). Section 344 only applies to a possessor of land who holds open his property to the public "for his business purposes. . . ." Rest. (Second) of Torts § 344. The plaintiffs provide no analysis of whether Chapter 84 charging $5 a cup (presumably to cover the cost of alcohol) constitutes a "business purpose," and, in any event, section 344 clearly states that the duty applies "while they are upon 286*286 the land. . . ." Id. There is no dispute that the plaintiffs seek damages for Karlie's death, which did not occur on Chapter 84 property. Moreover, the plaintiffs' argument that Chapter 84 had a duty to warn Karlie about Orrostieta is perplexing, as no one knew more about Orrostieta's violent tendencies than Karlie. Indeed, the plaintiffs' argument seems to stem from his purported assault on Karlie at the party, but, obviously, Karlie was already aware that that occurred.

 

C. Individual Defendant Nigale Quiles[30]

 

The plaintiffs do not point to any specific facts that render Quiles uniquely liable for Karlie's death (or even any evidence that he attended the party), but instead state that "a jury could find that [his] [unspecified] conduct, as with all individual members of Chapter 84, substantially aided Orrostieta's consumption of alcohol in this case." Chapter 84 Opp. at 32. Regardless of Chapter 84's overall liability, the court would therefore conclude that these generalized, unsupported claims are insufficient to keep Quiles in the case. Accordingly, Quiles is entitled to summary judgment in his favor on the plaintiffs' claims.

 

D. Millersville

 

 

1. Whether Millersville was on Notice that it could Face Title IX Liability for its Response to Harassment by a Student's Guest

 

The plaintiffs' final cause of action is a Title IX claim against Millersville. Title IX establishes that "[n]o person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance[.]" 20 U.S.C. § 1681(a). Title IX includes an implied private right of action against educational institutions for money damages, Cannon v. University of Chicago, 441 U.S. 677, 688-89, 99 S.Ct. 1946, 60 L.Ed.2d 560 (1979), where the institution "had adequate notice that [it] could be liable for the conduct at issue." Davis Next Friend LaShonda D. v. Monroe Cty. Bd. of Educ., 526 U.S. 629, 640, 119 S.Ct. 1661, 143 L.Ed.2d 839 (1999) ("Davis"). Whether the institution will be liable depends on whether an institution official "who at a minimum has authority to institute corrective measures on the [institution's] behalf ha[d] actual notice of, and [wa]s deliberately indifferent to, the [harasser's] misconduct." Gebser v. Lago Vista Indep. Sch. Dist., 524 U.S. 274, 277, 118 S.Ct. 1989, 141 L.Ed.2d 277 (1998). For sexual harassment to amount to a Title IX violation, it must be "so severe, pervasive, and objectively offensive that it can be said to deprive the victims of access to the educational opportunities or benefits provided by the school." Davis, 526 U.S. at 650, 119 S.Ct. 1661.

The question here is whether Title IX liability applies where the harasser was the student's own guest. The plaintiffs suggest that imposing liability here would not extend Title IX liability but merely "apply the law to a specific set of facts not addressed by [the Davis or the Gebser] Court[s]." Pls.' Mem. of Law in Supp. of its Mot. Opposing Millersville University's Mot. for Summ. J. ("Millersville Opp.") at 6, Doc. No. 148-1. Millersville, in contrast, argues that the plaintiffs' "claim requires this [c]ourt to establish an entirely new 287*287 category of Title IX claims." Mem. of Law in Supp. of Millersville University's Mot. for Summ. J. ("Millersville Br.") at 2, Doc. No. 147-1. After a thorough review of the caselaw and regulatory guidance, the court agrees with Millersville that denying summary judgment would require a departure from the established Title IX framework, a departure this court is unwilling to make without guidance suggesting it would be appropriate to do so from the Third Circuit or the Supreme Court.

Under certain circumstances, Title IX liability extends to harassment at the hands of both teachers or other students, but

[t]his is not to say that the identity of the harasser is irrelevant. On the contrary, both the "deliberate indifference" standard and the language of Title IX narrowly circumscribe the set of parties whose known acts of sexual harassment can trigger some duty to respond on the part of funding recipients. Deliberate indifference makes sense as a theory of direct liability under Title IX only where the funding recipient has some control over the alleged harassment. A recipient cannot be directly liable for its indifference where it lacks the authority to take remedial action.

Davis, 526 U.S. at 630, 119 S.Ct. 1661. The defendant's "substantial" control must extend both to "the harasser and the context in which the known harassment occurs." Id.

In extending Title IX liability to include certain student-on-student harassment, the Davis Court considered that "the regulatory scheme surrounding Title IX has long provided funding recipients with notice that they may be liable for their failure to respond to the discriminatory acts of certain nonagents." Id. at 643, 119 S.Ct. 1661. Specifically, the Court identified Department of Education regulations that reference "any agency, organization, or person which discriminates on the basis of sex in providing any aid, benefit or service to students or employees (34 C.F.R. § 106.31(b)(6)); "education program[s] or activit[ies] not operated wholly by [the] recipient," such as an educational consortia, cooperative employment, or student-teaching assignments (34 C.F.R. § 106.31(d)); a "foundation, trust, agency, organization, or person which provides [financial] assistance to any of [the] recipient's students" (34 C.F.R. § 106.37(a)(2)); "any agency, organization or person [that] mak[es] employment available to any of its students" (34 C.F.R. § 106.38(a)); or contractual relationships the institution enters, such as "employment and referral agencies, . . . labor unions, and . . . organizations providing or administering fringe benefits to employees of the recipient" (34 C.F.R. § 106.51(a)(3)). Id. at 664, 119 S.Ct. 1661.

The Court also cited to common law, namely Comment a to Section 320 of the Restatement (Second) of Torts, which references "teachers or other persons in charge of a public school." Id. at 644, 119 S.Ct. 1661; Rest. (Second) of Torts 320 cmt. a. Along those same lines, the Court pointed to "state courts routinely uphold[ing] claims alleging that schools have been negligent in failing to protect their students from the torts of their peers." 526 U.S. at 644, 119 S.Ct. 1661 (citing Rupp v. Bryant, 417 So. 2d 658, 666-67 (Fla. 1982) (failure to supervise extracurricular activity where fellow students hazed plaintiff); Brahatcek v. Millard Sch. Dist., 202 Neb. 86, 273 N.W.2d 680, 688 (1979) (failure to supervise physical education class where fellow student fatally struck plaintiff's decedent with golf club); McLeod v. Grant Cty. Sch. Dist. No. 128, 42 Wash.2d 316, 255 P.2d 360, 362-63 (1953) (en banc) (failure to supervise recess where fellow students 288*288 raped 12-year-old plaintiff). Lastly, the Davis Court noted that Office for Civil Rights materials included "policy guidelines providing that student-on-student sexual harassment falls within the scope of Title IX's proscriptions" (even though the guidelines were published too late to have put the defendant institution on notice of potential liability for a fellow student's misconduct in that case). Id. at 647-48, 119 S.Ct. 1661.

These guidelines also reference third parties, but in a similarly limited context:

Sexually harassing conduct of third parties, who are not themselves employees or students at the school (e.g., a visiting speaker or members of a vising athletic club) can also create a sexually hostile environment in school programs or activities. For the same reason that a school will be liable under Title IX for a hostile environment caused by its students, a school will be liable if third parties sexually harass its students if (i) a hostile environment exists in the school's programs or activities, (ii) the school knows or should have known of the harassment, and (iii) the school fails to take immediate and appropriate corrective action.

Office for Civil Rights; Sexual Harassment Guidance: Harassment of Students by School Employees, Other Students, or Third Parties, 62 Fed. Reg. 12034-01 at 12040 (Mar. 13, 1997) (footnotes omitted).[31]

Contrary to the plaintiffs' argument, it is not just that "this guidance does not specifically speak to liability for a `student's guest,'" Millersville Opp. at 7; it is that neither of the examples are at all analogous to a student's own guest and are inconsistent with the guidelines' reference to "school programs and activities," as opposed to the school environment more generally. The plaintiffs then cite to Millersville's own Title IX Policy, which they assert, together with Millersville's Corporate Designee, Elizabeth Swantek's, testimony, establishes that "Millersville was undoubtedly on notice that their failure to respond to known acts of harassment could create liability under Title IX." Id. at 9. But Millersville does not dispute that point. Instead, Millersville argues that although it had notice that it could be held liable for failing to adequately respond to harassment from teachers, fellow students, or third parties whom the University brought to campus (like a visiting speaker or athlete), it did not have notice of liability for this category of harasser, i.e., a student's own guest.[32] The plaintiffs point to no caselaw that disputes this point.

289*289 The plaintiffs emphasize that Davis, along with the common law and regulatory guidance Davis relied upon, puts educational institutions on notice that they may be liable for their response to a third party's harassment. But Davis does not suggest that institutions may be liable for the misconduct of any third party. To the contrary, the Court held that even in cases involving a fellow student, liability would only attach "in certain limited circumstances." Id. at 643, 119 S.Ct. 1661. Likewise, the Court referred to liability for "the discriminatory acts of certain nonagents," id. (emphasis added), not for acts of any agent. Thus, the cases and regulatory guidance the Court cited put educational institutions on notice that they face potential liability for the misconduct of their students or other parties whom they play a critical role in connecting with the student, e.g., a work-study program, a student loan agency, or a school-invited athlete or speaker. Neither the regulations nor the caselaw suggest that institutions are responsible for the conduct of a third-party whose relationship with the injured student predates or is otherwise unconnected to the school. Indeed, neither the parties nor the court has identified any case from any jurisdiction in which a court held that Title IX applied to a guest whom the university had no role in bringing to campus. Considering that factual background, the court cannot conclude that Millersville was on notice of potential liability for the harassment at issue here.

 

2. Millersville's Actual Notice of Orrostieta's Harassment

 

That said, if the Third Circuit or the Supreme Court were to extend Title IX liability to cover harassment by a student's own guest, this court would conclude that the plaintiffs here satisfied the other elements necessary to defeat summary judgment. The University argues that no "appropriate person at Millersville had actual knowledge" of the harassment, Millersville Br. at 12, but the evidence creates, at the very least, a disputed issue of material fact about that conclusion.

An appropriate person at the education institution must have "actual notice" of the harassment for liability to attach. Gebser, 524 U.S. at 285, 118 S.Ct. 1989. That appropriate person is "at a minimum, an official of the recipient entity with authority to take corrective action to end the discrimination." Id. at 290, 118 S.Ct. 1989.[33] He or she "has `actual knowledge' if [he or she] knows the underlying facts, indicating sufficiently substantial danger to students, and was therefore aware of the danger." Bostic v. Smyrna Sch. Dist., 418 F.3d 355, 361 (3d Cir. 2005) (quoting 3C Fed. Jury Prac. & Instr. § 177.36 (5th ed. 2001)). "Actual notice necessitates more than a simple report of inappropriate conduct, however, the standard `does not set the bar so high that a school district is not put on notice until it receives a clearly credible report of sexual abuse from the plaintiff-student.'" Swanger v. Warrior Run Sch. Dist., 346 F. Supp. 3d 689, 705 (M.D. Pa. 2018) (quoting Escue v. N. OK Coll., 450 F.3d 1146, 1154 (10th Cir. 2006). To put it differently, "while actual knowledge does not require absolute certainty that harassment has occurred, there must be more than an awareness of a mere possibility of the harassment." Id. (citing Bostic, 418 F.3d at 360).

There are two potential ways that a jury could reasonably find that the University knew "underlying facts indicating" that 290*290 Karlie faced a "sufficiently substantial danger" from Orrostieta: (1) the altercation in Karlie's dorm room on October 4-5, 2014 and (2) Renea's calls to the University concerning that event. As to the October 4-5 incident, Millersville cites to Wiberg's deposition testimony for the proposition that "Wiberg never saw Karlie with any physical injury indicating that she was hit." Millersville Br. at 11. But Tina testified that she knew that Wiberg saw an injury to Karlie's eye that night because "[Tina] was there." Tina Dep. at 124:5-10. Tina explained that Karlie had tried to hide the injury from Wiberg, "but there is no hiding it when everybody knows. And Karlie, like, rolled over and showed [Wiberg]. I feel like we had an ice pack or something that [Wiberg] got out of our fridge. There was definitely ice that we somehow got for her face." Id. at 124:11-20; see also id. at 124:5-8 ("[Wiberg] saw Karlie's face the night of the injury."). A reasonable jury could deem Tina's testimony credible and find that Wiberg would not have gotten Karlie ice for her face if she did not realize she was injured. The fact that this injury seemingly appeared while Karlie and Orrostieta were in the room "yelling at each other," id. at 56:14-15, during which Tina and Wiberg heard Karlie "scream, `ow,'" id. at 57:2-6; Sara Wiberg Oct. 5, 2014 Incident Reporting Form, would lead any reasonable person to conclude that Orrostieta caused the injury. Thus, the caselaw Millersville cites to suggest Wiberg did not have actual notice here is easily distinguishable. See Millersville Br. at 11 (citing Rost ex rel. K.C. v. Steamboat Springs RE-2 Sch. Dist., 511 F.3d 1114, 1119 (10th Cir. 2008) (holding student's complaints that boys were "bothering her" was insufficient to establish actual notice of sexual harassment); Reese v. Jefferson Sch. Dist. No. 14J, 208 F.3d 736, 740 (9th Cir. 2000) (holding school district did not have actual notice where students did not report harassment until after school year ended, and so school could not "be deemed to have `subjected'" students to harassment); see also Gebser, 524 U.S. at 291, 118 S.Ct. 1989 (holding complaints about teacher's inappropriate comments in class did not create actual notice of teacher's sexual relationship with student). Accepting Tina's testimony as true, Wiberg knew that Karlie and Orrostieta were fighting, and during that fight Karlie suffered an injury sufficiently serious to require an ice pack. To hold such facts insufficient to create actual notice of domestic abuse would run afoul of common sense.

Next, a jury could find that Millersville had actual notice of the abuse through Renea's reports. Millersville Opp. at 19. Shortly after the October 4-5 incident, Tina called Renea and told her about the fight and that "[Orrostieta] must have struck [Karlie] because she had a black eye." Deposition of Renea Flexer ("Renea Dep.") at 12:19-24, Doc. No. 147-6. Renea then contacted the University Police to ask, "how can we get Karlie help, that she needs to know that she shouldn't be treated like this, and that [Renea] wanted somebody to reach out to her." Id. at 18:19-22. Renea testified that she told the police, "you had an incident there . . . and you needed — for a domestic problem and you've removed [Orrostieta] from the campus. And it ends up that, you know, he did physically abuse her, and she has a black and blue eye — visible black and blue eye. . . ." Id. at 20:10-16. The police told Renea there was nothing they could do unless Karlie contacted them herself but recommended that Renea contact the counseling department at Millersville. Id. at 21:8-16. Renea then called the counseling department and described the incident—including that the police needed to remove Orrostieta—but the counseling department also told her that Karlie would 291*291 have to come to them herself. Id. at 24:17-25:7. They also provided Renea with the number for who they said was the head resident assistant. Id. at 27:2-4. Renea contacted that individual, whom she identified as "Allie," and again described the incident, including that Karlie was left with a black eye. Id. at 29:22-30:13. Again, "Allie" told her that there was nothing to be done unless Karlie reached out herself. Id. at 31:8-11.[34]

Renea's testimony reveals a concerned parent (of another student) going out of her way to assist a young woman in need, and encountering resistance from Millersville, until she concluded that her only possible avenue of helping Karlie was advising her daughter to encourage Karlie to seek help. Renea, who certainly owed no legal obligation to Karlie, acted with diligence and compassion to try to help this vulnerable young woman, but Millersville's indifference ensured her efforts were to no avail. Millersville characterizes Renea's repeated attempts to get Karlie help as "speculation—she had heard from her daughter that [Karlie] had suffered injuries from abuse, although [Karlie] had denied any abuse." Millersville Br. at 12. To claim that Karlie denied to Tina that she suffered any abuse—or that Renea reported to University officials mere "speculation" —is a gross mischaracterization of the record.

Tina testified that Karlie told her that Orrostieta "just pushed with the heel of h[is] hand on her eye" and "push[ed] her down into the pillow." Tina Dep. at 61:21-25, 62:8. Millersville seems to suggest that the fact that Orrostieta "just" did these things, as opposed to punching Karlie, means his conduct did not amount to abuse. Millersville SOF at ¶¶ 31, 33, 36. To be clear, a grown man shoving the heel of his hand into a woman's eye socket—hard enough to cause a black eye—is, beyond any shadow of a doubt, just as abusive and horrifying as if he had struck her.[35] Thus, the fact that Karlie may have denied that Orrostieta hit her, Millersville SOF at ¶ 66, is irrelevant and Millersville's assertion that Karlie "never reported to anyone—even her twin sister—that there had been an incident of abuse" that day is patently false. Id. at ¶ 32. Tina's undisputed testimony establishes that Karlie reported the abuse to her, which she then shared her with her mother, who shared it with multiple University employees.

Likewise, Tina's and Renea's testimony clearly contradicts Millersville's assertion that "no one saw physical injuries indicative of assault on Karlie in the days after October 5." Millersville SOF at ¶ 34. Tina testified that the injury, which eventually developed into a black eye, lasted "about a week." Tina Dep. at 123:16-18. Karlie tried to hide that black eye, especially from her sister, but Tina clearly saw it, which she reported to her mother who, in turn, reported it to the University. The University is not a court of law, free to disregard hearsay testimony unless it fits within an applicable exception. Renea, through her daughter, presented to multiple University channels credible, specific facts about an incident of domestic abuse on Millersville's campus that was serious enough to give Karlie a black eye. The University already knew, through its own police department 292*292 and through Wiberg, that the incident on October 4-5 was serious enough that they had to dispatch an officer to remove Orrostieta from campus. Accepting Tina's testimony as true, Wiberg also saw the injury to Karlie's eye, and deemed it serious enough to get her an ice pack. Taking those circumstances together, anyone with this knowledge—including Wiberg, the University police, the University's counseling department, and the head resident advisor —knew underlying facts indicating that Karlie was in sufficiently substantial danger of future harassment from her physically abusive boyfriend. Bostic, 418 F.3d at 361.

 

3. Millersville's Control Over Orrostieta and the Dorm Room

 

Title IX "confines the scope of prohibited conduct based on the recipient's degree of control over the harasser and the environment in which the harassment occurs." Davis, 526 U.S. at 644, 119 S.Ct. 1661. Absent that control, the educational institution would not have "`expose[d]' its students to harassment or `cause[d]' them to undergo it `under' the recipient's programs." Id. at 645, 119 S.Ct. 1661. Millersville cites to cases concerning students' privacy rights in their dorm rooms generally to suggest that it had no control over what occurred in Karlie's dorm room. Millersville Br. at 8-9 (citing Bradshaw v. Rawlings, 612 F.2d 135, 139-40 (3d Cir. 1979), cert. denied, 446 U.S. 909, 100 S.Ct. 1836, 64 L.Ed.2d 261 (1980); Wagner v. Holtzapple, 101 F. Supp. 3d 462, 473 (M.D. Pa. 2015); Am. Future Sys., Inc. v. Pa. State Univ., 688 F.2d 907, 915 (3d Cir. 1982)). But this case does not ask whether Millersville responding to the abuse would have violated Karlie's privacy rights; it asks whether under the context in which the abuse occurred, the University could have exercised some control to try to prevent its recurrence.

Millersville's argument that "all the harassment and abuse alleged here occurred in the most private circumstances possible—in Karlie's dorm room, late at night, behind a closed door," Millersville Br. at 9, ignores the fact that knowledge of that abuse did, in fact, spread outside the boundaries of that dorm room, through Wiberg's and Officer Liddick's observations and through Renea's call to three separate University channels. Millersville seems to assume that the plaintiffs would need to show that the University had contemporaneous control over the dorm room to prevent Karlie's murder, but the plaintiffs' argument is that Orrostieta never should have been in the dorm room in the first place—either because the University reached out to Karlie or her mother about his domestic abuse earlier or because the University should not have allowed him to bypass the guest check-in process and stay in Karlie's room after the October 2014 incident. Millersville Opp. at 14-15. Indeed, Millersville's Title IX coordinator testified that someone from the University should have contacted both Karlie and Orrostieta in light of Wiberg's incident report. Dep. of Elizabeth Swantek at 130:20-24; 151:2-21, Doc. No. 148-20.

In Swanger v. Warrior Run School District, the United States District Court for the Middle District of Pennsylvania described the "control" necessary in a Title IX case to be a "causation element [which] results in a requirement that harassment, or the likelihood or vulnerability of a student to be subjected to it, must occur subsequent to an official's decision not to remedy a known violation." 346 F. Supp. 3d at 705.[36] Cases outside the Third Circuit 293*293 lend further support to the idea that what Title IX is ultimately meant to capture is the institution's response—or lack thereof —to a party over which the institution had the power to take some subsequent action. For example, in Farmer v. Kansas State University, the district court held that the plaintiff had alleged facts reflecting substantial control over her rapist and the fraternity that hosted the party where she was raped, because the university devoted resources to promoting and overseeing the fraternity, the fraternity was considered a university organization only open to university students, and a university instructor directed the fraternity. Case No. 16-CV-2256-JAR-GEB, 2017 WL 980460, at *8 (D. Kan. Mar. 14, 2017). Whether the university could have entered the fraternity house to prevent the rape while it was occurring was not the issue. See id. at *10 ("KSU's next argument— that because it did not have `contemporaneous control' over the alleged assailant and the fraternity house, it lacked substantial control over the alleged assailant and the context of the sexual assault—is similarly unavailing." (footnote omitted)).

Applying that logic here, it would not be the fact that Orrostieta murdered Karlie on school property that subjected Millersville to Title IX liability. Rather, it would be the fact that the University already knew that Karlie was suffering harassment from the October incident, and—because it did nothing in response— Karlie was subjected to further harassment and, ultimately, her murder. In seeking to limit the question to whether it had the power to contemporaneously know of and stop the murder, Millersville, like the defendant in Farmer, considers the issue of "control" too narrowly. The plaintiffs have presented evidence that Millersville exercised control over who entered and stayed in its dormitories, including requirements that guests sign in and policies prohibiting a guest from staying in a dorm room for too long or at certain points in the year. The October 2014 incident itself establishes that Millersville's agents, including Wiberg and the Millersville police, had some supervisory authority over what occurred in the dorms. As she did during the October altercation, Wiberg at least seems to have attempted to control the incident by knocking on the door in response to Karlie's neighbors' reports that they had heard banging and furniture being moved. Wiberg Dep. at 129:6-130:2. Wiberg could have continued to knock on the door and, if she still received no response, announce to any occupants that she would call the police (again, as she did in October) if no one opened the door.[37] It 294*294 would have been more than reasonable to do so considering all the prior events. At the very least, there is a genuine dispute of fact over whether it was within Millersville's or its agents' control to change what happened that night, either by preventing Orrostieta from being in the dorm in the first place or by interrupting the fight that led to Karlie's death.[38]

 

4. Whether Millersville was Deliberately Indifferent to Orrostieta's Abuse

 

The burden that the Davis court placed upon educational institutions to address peer sexual harassment was not high: the institution "must merely respond to known peer harassment in a manner that is not clearly unreasonable." 526 U.S. at 649, 119 S.Ct. 1661. A genuine issue of material fact certainly would exist as to whether doing nothing in response to evidence that a student is being abused, on campus property, within earshot of her resident advisor, as confirmed by her roommate's mother after the fact, was clearly unreasonable. Millersville's argument that "there were no eyewitness reports of any abuse, and [Karlie] refused to confirm to anyone that abuse had occurred" contradicts Tina's testimony that she and Wiberg both saw the injury to Karlie's eye (which Tina witnessed develop into a black eye the next day) and that Karlie told her that Orrostieta had pushed the heel of his hand into her eye socket until she had been forced down onto the pillow—an undoubtedly abusive act—all of which the University learned from Tina's mother. Karlie's description of the altercation cannot be reasonably characterized as anything other than a confirmation of abuse. To suggest otherwise would be to minimize the suffering that this young woman endured at her boyfriend's hands, suffering which Renea told multiple University officials about. As Millersville cannot point to anything it did in response to the abuse, there would certainly be, at a minimum, an issue of fact for a jury to decide.

 

5. Whether the Harassment was Sufficiently Severe and Pervasive to Deprive Karlie of her Education

 

The fact that a reasonable trier of fact could conclude that Millersville's indifference in the wake of the October 2014 incident subjected Karlie to further abuse—ultimately culminating in her murder —means that, contrary to Millersville's argument, the jury would not be limited to consideration of classes Karlie missed specifically because of the October injury. As the jury could also consider her death, there would no question that they could reasonably conclude that the harassment was adequately severe. See Doe v. Pennridge Sch. Dist., Civ. A. No. 17-3570, 2019 WL 2011069, at *7 (E.D. Pa. May 7, 2019) (holding reasonable jury could find harassment was sufficiently "severe or pervasive" where plaintiff alleged abusive former boyfriend 295*295 sent social media threats, stalked, taunted, and physically threated her at school). Therefore, if Orrostieta had been a fellow student, a visiting athlete or speaker, or a third party somehow analogous to those groups, the court would not hesitate to put this case before a jury.[39]

 

IV. CONCLUSION

 

In the wake of tragedy, it is natural to ask whether someone could or should have done something differently. But it is not for the court to determine whether someone should have taken some action. The court's analysis is limited to whether someone was obligated to do something as a matter of law and whether these particular plaintiffs can obtain relief from these particular defendants for the particular acts at issue here. In this case, there is no evidence that Acacia played any meaningful role in the events that led to Karlie's death. No one at the organization had any way to know about or control the party on February 7-8, 2015, and certainly no one knew that among the partygoers would be an individual capable of murdering his girlfriend. Likewise, the members of Chapter 84—who, indisputably, should not have served alcohol to minors and, in fact, violated the law in doing so—nonetheless could not possibly have foreseen that Orrostieta would leave the party and perform such a heinous, unspeakable act.

In contrast, the Flexers were on notice of the abuse, and they did everything in their power to try to help Karlie. Undoubtedly, they were under no legal obligation whatsoever to do so, but they nonetheless acted with sympathy and compassion in trying to get her help. It is impossible to say what would have happened had Millersville been at all receptive to their attempts. For of all the defendants here, only Millersville knew facts indicating Karlie was in substantial danger and had the power to offer any not clearly unreasonable response. However, considering the relevant judicial precedent and regulatory guidance, the court cannot conclude that the University was on notice of potential liability stemming from this particular category of harasser, namely a student's guest. Certainly, this case could have had an entirely different result if Orrostieta fell into a category of third party whose acts may create Title IX liability. But those are not the facts here, and so the court must also grant Millersville's motion for summary judgment.

The court will enter a separate order.

[1] The moving defendants filed this motion on behalf of Hench and Ebert despite these individuals having already filed motions to dismiss the complaint.

[2] Prior to this reply, Milito did not file a motion to dismiss on his own behalf. The only motion to dismiss on his behalf was the motion filed on behalf of Chapter 84 and its individual member defendants. It is unique to have only one defendant (who appears to also have his own private counsel) out of a group of defendants who have moved to dismiss a complaint, file a reply brief to the plaintiffs' opposition to the motion to dismiss.

[3] The parties stipulated to dismissal of any claims against Herbine and Hench on December 7, 2018. Doc. Nos. 160, 161. Thus, the only remaining individual Chapter 84 defendant (other than the local chapter) is Quiles.

[4] Where the parties disagree about the relevant facts, the court has recited the facts in the best possible light for the plaintiffs. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 261 n.2, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986) ("[A]ll evidence must be construed in the light most favorable to the party opposing summary judgment.").

[5] The parties seem to agree that the party began the night of October 4, 2014, and the relevant events continued into the early morning of October 5, 2014. See Millersville SOF at Heading between ¶¶ 16 and 17.

[6] Karlie suffered another unexplained eye injury in late-January, 2015, Millersville SOF at ¶¶ 43-50; Pls. Millersville SOF at ¶¶ 43-50, but that injury could not be tied to Orrostieta and is irrelevant to the court's analysis.

[7] The attorney who deposed Krull did not explain the term "assault" to Krull.

[8] The plaintiffs assert in their statement of facts, "[w]hen this assault occurred, it would have been observed by those sober brothers assigned to patrol the party." Pls.' Resp. to Chapter 84 SOF at ¶ 11 (citing Krull Dep.). For the reasons discussed in detail in the Chapter 84 liability section, that is an inaccurate representation of Krull's testimony.

[9] "The social host doctrine is a general phrase used to designate a claim in negligence against a person (the host) who provides alcoholic beverages to another (the guest), without remuneration, where the guest then sustains injuries, or causes injury to a third person as a result of his intoxicated condition." Kapres v. Heller, 536 Pa. 551, 640 A.2d 888, 889 n.1 (1994).

[10] The plaintiffs further argue that a genuine issue of material fact exists for the jury to decide as to whether Acacia assumed a duty to Karlie, Acacia Opp. at 18, but "[t]he existence of a duty is a question of law for the court to decide." R.W. v. Manzek, 585 Pa. 335, 888 A.2d 740, 746 (2005) (citations omitted); see also Port Auth. of N.Y. and N.J. v. Arcadian Corp., 189 F.3d 305, 320 (3d Cir. 1999) ("As we have seen, the existence of a duty is properly a question for the court.").

[11] The plaintiffs cite to Kenner v. Kappa Alpha Psi Fraternity, Inc.'s holding, repeating the language of Sullivan, that "[i]t is clear that the Court [in Sullivan] limited its holding to the factual matrix of the case. . .." Acacia Opp. at 9 (quoting 808 A.2d 178, 182 (Pa. Super. 2002)). But the Kenner court described the relevant factual matrix as an "invitation to expand social host liability to fraternal organizations" and decided that analysis was inapplicable in a case not addressing the Social Host Doctrine. 808 A.2d at 182. This case, in contrast, involves the same "factual matrix" because the plaintiffs also seek to impose liability under the Social Host Doctrine.

[12] The court notes that, contrary to the plaintiffs' assertions, the evidence does not actually demonstrate that Acacia knew or had reason to know about the party at issue or that liquor would be served to minors there. Immediately after the excerpt of the report that the plaintiffs cite, Mynaugh stated, "[t]o combat this we have organized a list for social gatherings to insure that these gather[ing]s are invite-only and we have done away with Kegs which go against our insurance plan." Chapter 84 Monthly Report. The plaintiffs claim that

[a]nyone reading these reports would of course understand that Chapter 84 was admitting to not checking identifications for social events (and by implication furnishing alcohol to minors), hosting open parties without specific invitations, and throwing parties with kegs [which] . . . would be in violation of [Acacia's] mandatory Risk Management Policy[.]

Acacia Opp. at 14-15 (citations omitted). But even assuming that was true, the report demonstrates that in the fall of 2014, several months before Karlie's murder, Chapter 84 was representing to Acacia that it would no longer have open parties with open-source alcohol. The plaintiffs assert, "it strains credulity to suggest that Acacia, having assumed the obligation of repeated contacts to hold Chapter 84 accountable, was not aware of the risk management policies being broken." Acacia Opp. at 17. But they cite to no evidence to support that assertion beyond the party that led to Chapter 84's deactivation three years before and the monthly report, which again, represents that Chapter 84 would cease participating in such activities months before Karlie's murder. See NTP Marble, Inc. v. AAA Hellenic Marble, Inc., Civ. A. No. 09-5783, 2012 WL 607975, at *4 (E.D. Pa. Feb. 27, 2012) ("[T]here must be more than mere allegations in a memorandum of law to place credibility in issue and preclude summary judgment. Specific facts must be produced." (citation omitted)). Regardless, an argument that Acacia "should have known" that Chapter 84 was serving alcohol to minors is insufficient under Sullivan.

 

[13] Not surprisingly, the plaintiffs do not cite to any cases in which a court held that section 323 applied to a fraternity. Another court in this district rejected a plaintiff's argument that the defendant university was liable under section 323 for injuries she suffered after drinking at a fraternity party in Booker v. Lehigh University, 800 F. Supp. 234, 237 (E.D. Pa. 1992).

[14] As to the foreseeability point, the plaintiffs represent that "[t]he facts underling the 2011 incident [that led to Chapter 84's deactivation] are strikingly similar to the case at bar: members of Chapter 84 hosted an `Acacia party' at a house decorated with `Acacia fraternity paraphernalia,' where individuals were charged $5 for a cup that granted them unfettered access to three kegs of beer. Not surprisingly, individuals under the legal drinking age were permitted entry and furnished alcohol. Apparently, the only difference between this 2011 party and the February 2015 party preceding Karlie's death was that the police responded and interrupted the party." Acacia Opp. at 11-12 (internal citations omitted). Of course, there is no reason to believe that if police had not interrupted the party, it would have ended with one party guest murdering another. Thus, the facts here are critically different than those in Kenner, in which the national fraternity knew that hazing at other chapters had led to pledges' serious injuries and even deaths. 808 A.2d at 179.

[15] Of course, even the plaintiffs do not contest that, under Sullivan, a national entity that provided no such guidance would be immune from suit.

[16] Although the bulk of the plaintiffs' argument is focused on Acacia's role in assisting Chapter 84 to get back on campus after its 2011 deactivation, they also suggest that the holdings in Sullivan and Millard potentially should not apply to small fraternities at all. See Acacia Opp. at 16 ("Beyond that, Acacia is not by any means a massive national fraternal organization. There are a mere twenty-nine chapters and three leadership consultants employed to service those chapters. Each consultant is responsible for [fewer] than ten chapters. Based on what is outlined above, this case simply cannot be lumped in with the facts of Sullivan or Millard."). Nothing in either of those decisions suggests that courts should evaluate the size of or resources available to the national fraternity in deciding whether to impute liability. Instead, the Pennsylvania Supreme Court held that the relationship between national fraternities and their "respective units" is "totally antithetical to the heightened duty [the plaintiffs] importuned [the Court] to accept." Sullivan, 572 A.2d at 1213; see also Millard, 611 A.2d at 720 ("[W]e note our supreme court has unequivocally stated that a National Fraternal Organization is not under a duty to control the activities of its members.").

[17] The plaintiffs also cite to New Jersey caselaw. See Steele v. Kerrigan, 148 N.J. 1, 14-15, 689 A.2d 685 (1997) (assessing how to apportion fault between minor tortfeasor and tavern under New Jersey Licensed Alcoholic Beverage Liability Act); State v. Kelly, 97 N.J. 178, 194 n.5, 478 A.2d 364 (1984) (discussing connection between alcohol and family violence in criminal case about whether expert testimony on battered-woman's syndrome was admissible in murder trial, with no discussion of civil liability for serving alcohol); State v. Stasio, 78 N.J. 467, 476-77, 396 A.2d 1129 (1979) (assessing effects of alcohol on criminal intent with no discussion of civil liability causation).

[18] The plaintiffs assert that "McGovern and all members of Chapter 84 deposed in this case agree that the service of alcohol can be risky and/or lead to violence, injury, or death." Acacia Opp. at 28. McGovern denied during his deposition that drinking alcohol would increase the risk of violence, stating instead that "[w]hat [he] would say is that a person who is, you know, abusive is maybe likely to be abusive again." McGovern Dep. at 184:24-185:4. He further testified, in reference specifically to Karlie's decision to drink, that drinking alcohol can be "risky behavior." Id. at 182:1-4. Chapter 84 member Jesse DiVento agreed during his deposition that "violence and fights and things like that," in addition to unspecified "death and injury [and] countless things," could result from alcohol consumption. Dep. of Jesse DiVento at 45:21-46:2, Doc. No. 152-19. Member Adam Krull likewise agreed during his deposition that alcohol could make someone "rowdy and [ ] violent." Krull Dep. at 46:23-47:3. Member Tyler Ward testified that alcohol could cause someone "to get into a car accident and injure somebody that way. Or somebody could, like, fall into somebody, that way." Dep. of Tyler Ward at 75:18-22, Doc. No. 153-9. He further testified that "[s]omeone could get into a fight, but [he] d[id]n't know if that specifically is — if you could say that's specifically from the alcohol." Id. at 76:12-15. Lastly, Mynaugh denied that he learned at a university event that "serving alcohol to minors could lead to violence." Dep. of Kevin Mynaugh at 34:7-11, Doc. No. 153-21. He then agreed that "service of alcohol to [a] minor can lead to violence just as much as it can also lead to violence if it's somebody above the age of 21." Id. at 35:22-36:6. Thus, these witnesses testified to the general dangers of consuming alcohol, such as car accidents or fights, but none of them testified that they would have expected the sort of crime that occurred here to result from drinking.

[19] The plaintiffs devote part of their briefing in response to Acacia's motion for summary judgment to describing Orrostieta's purported conduct towards Karlie at the party. Acacia Opp. at 21-22. Of course, Acacia—which did not know about the party—would have no way to know about any of this activity.

[20] In the Court of Common Pleas, the national fraternity sought dismissal from the case, in part, based on the fact "[t]hat the members of the local fraternity [we]re not agents of the national fraternity, nor d[id] they have authority to act on behalf of the national fraternity." Millard v. Osborne, 12 Pa. D. & C. 4th 637, 641 (Crawford Ct. Com. Pl. 1991).

[21] Having held that Acacia cannot be vicariously liable for Chapter 84's conduct, the court need not assess Acacia's argument that, if the court found a principal-agent relationship, any illegal conduct (like serving alcohol to minors) would fall outside the scope of the agency relationship.

[22] The plaintiffs also respond to Chapter 84's argument that proximate cause does not exist over harms by a third-party's intentional misconduct by suggesting that the murder was unintentional. See Chapter 84 Opp. at 24 ("Third degree murder is not an intentional killing but one committed with malice. First degree murder, on the other hand, is an intentional killing." (internal citation omitted)). To clarify, "the absence of specific intent to kill is not an element of third degree murder; rather, such crime is an intentional act, characterized by malice, that results in death, intended or not." Commonwealth v. Fisher, 622 Pa. 366, 80 A.3d 1186, 1191 (2013). Applied here, Orrostieta may not have specifically intended that his attack on Karlie would result in her death, but he did certainly intend to beat and strangle her, ultimately resulting in her death.

[23] The plaintiffs rely on the same cases involving the foreseeability of bar fights as in their Acacia brief. Those cases are all distinguishable for the reasons discussed above. They likewise reference Chapter 84 members' testimony about the relationship between alcohol and violence, which the court also discusses above.

[24] Courts have found proximate cause over harms a plaintiff suffers from a car accident involving an intoxicated minor driver. See Cassaro, 4 Pa. D. & C.4th at 138 ("[I]ntoxicated minors are likely to operate motor vehicles while under the influence, creating a foreseeable risk of harm to life and property." (citing Alumni Ass'n v. Sullivan, 369 Pa.Super. 596, 535 A.2d 1095 (1987)). To put it another way, drunkenly operating a motor vehicle does not act "independently" of being served alcohol and could be considered a "normal result" of that service. Trude, 660 A.2d at 632. As discussed above, the same is not true for an intoxicated minor murdering his girlfriend.

Similarly, the plaintiffs point to the Superior Court's decision that the minor's setting fire to a neighboring property was reasonably foreseeable in Sullivan, 535 A.2d at 1100. The court noted "[t]he propensities of alcohol consumption to create aggressive, combative, and often reckless behavior," and saw "no meaningful distinction between the conclusion reached by the Congini Court, i.e., that intoxicated minors are likely to operate motor vehicles under the influence, creating a foreseeable risk of harm to life and property, and the likelihood that intoxicated minors will damage property through other means." Id. Here, Orrostieta's actions were not merely aggressive, combative, or reckless, as in a bar fight; they were willfully vicious, cruel, and shocking in a way no one could have predicted.

 

[25] DiVento testified that he was not at the party that night. DiVento Dep. at 24:4-5. Mynaugh likewise testified that he "wasn't there" and was "not really aware of the facts of the party." Mynaugh Dep. at 15:8-10.

[26] The court intends in no way to minimize the gravity of Orrostieta's conduct. A man shoving his girlfriend, or any woman for that matter, is, beyond any dispute, abusive and unjustifiable. The sole reason the court raises this point is to show that Smith's testimony, far from undermining the credibility of the Chapter 84 members' testimony that they did not witness the altercation, further supports that he was the only one (other than Karlie) who noticed Orrostieta's inappropriate behavior.

[27] Tina testified that earlier in the year at a different party, Orrostieta had behaved unusually in searching for Karlie. Tina Dep. at 42:19-43:14. In contrast to the altercation at the February 7-8, 2015 party, multiple people noticed and began "mocking" him. Id. The fact that no one, other than Smith, responded in any way to the shove lends further credence to the Chapter 84 members' testimony that no one else witnessed the altercation.

[28] Krull testified that during a typical Chapter 84 party, there would be between 25 and 30 people in the basement. Krull Dep. at 30:9-13.

[29] In contrast, the Appellate Division of the Superior Court of New Jersey dismissed negligence claims against a fraternity for injuries the plaintiff suffered when he was shot at a fraternity party, reasoning that "there was no evidence showing that it was reasonably foreseeable that plaintiff would have been shot by a third party while attending the fraternity event." Peguero v. Tau Kappa Epsilon Local Chapter, 439 N.J.Super. 77, 106 A.3d 565, (N.J. Super. App. Div. 2015).

[30] Although the Chapter 84 defendants moved for summary judgment on behalf of Herbine as well, as previously indicated, the parties stipulated to his dismissal on December 7, 2018. Doc. No. 160. As such, the court only discusses the claims against Quiles here.

[31] The revised guidance, which post-dates Davis, likewise provides "a visiting speaker or visiting athletes" as examples of non-employee third parties to whose harassment the institution may have a legal obligation to respond. Revised Sexual Harassment Guidance: Harassment of Students by School Employees, Other Students, or Third Parties, 65 Fed. Reg. 66092-01 at 66099 (Nov. 2, 2000). The plaintiffs assert, "[i]t is of course clear that, inter alia, [the Office for Civil Rights] determined in the wake of Davis that schools needed revised advice with regard to their potential liability for failing to remedy third party harassment." Millersville Opp. at 8. That position is inconsistent with the fact that that the revised guidance does not extend the examples of the sort of third parties over whose harassment the institution may be deemed liable beyond the original examples of a visiting speaker or athlete.

[32] Like with the general references to "third parties," in the regulatory guidance, the plaintiffs seek to extend Millersville's Title IX policy's general reference to "visitors/third parties" to include a student's guest. Millersville Opp. at 9. But they provide no precedent that suggests a university's own Title IX policy should be read so much more broadly than caselaw or regulatory guidance when the policy itself includes no such indication.

[33] Although Millersville denies that any University personnel had actual knowledge, it makes no argument that the individuals the plaintiffs claimed to have had knowledge for Title IX purposes would not be qualifying officials under Title IX.

[34] "Allie" likely was Alison Sehl, an area coordinator at Millersville. Pls.' Statement of Add'l Material Facts in Supp. of its Mot. Opposing Millersville University's Mot. for Summ. J. at ¶ 23, Doc. No. 148-2; Renea Dep. at 45:7-24.

[35] Tina and Renea may have speculated that Orrostieta hit Karlie, as opposed to shoving the heel of his hand into her eye, but even if that speculation was incorrect, how Karlie herself described the incident amounted to abuse.

[36] Under Swanger, Millersville arguably could not have been liable for Karlie's death if it took some steps to respond to the abuse (assuming those steps were not clearly unreasonable), but ultimately failed to prevent the murder. See 346 F. Supp. 3d at 705 ("The fact that the appropriate person's initial response does not remedy or prevent the harassment, or that the school does not use a particular method to remedy or prevent the harassment, does not provide sufficient grounds for liability." (citation omitted)). But that defense is premised on the assumption that the institution make some "initial response," which Millersville did not do here.

[37] Millersville argues that the October 5 incident "actually demonstrates the limit of [Wiberg's] control" because "Orrostieta had to leave because [Karlie] revoked his permission to be there . . . [and t]here is no indication in the record that she ever did that again." Reply Mem. of Law in Further Supp. of Millersville University's Mot. for Summ. J. at 6 n.7, Doc. No. 151 (citations omitted). The idea that Wiberg could not tell Orrostieta to leave, or at least call the police, when he was strangling Karlie to death because she had not formally "revoked his permission to be there" is patently absurd. It is also directly contracted by the University's own policy, which establishes the procedures by which guests may enter the dorms and limits the number of times they may stay there, regardless of whether the student wishes for them to stay. Dep. of Brian Hazlett at 126:6-17 (discussing Millersville's guest policy), Doc. No. 148-16; id. at 148:8-149:18 (same). Certainly, if Millersville could prohibit Orrostieta from staying in Karlie's dorm room more than three days in a row (or from being there over Christmas break, Wiberg Dep. at 136:9-21), it could remove him from being there for actively trying to murder her (or for assaulting her).

[38] Millersville may suggest that it did not, in fact, have control over whether Orrostieta entered the dorm because Karlie would occasionally sneak him in through a back door. Millersville SOF at ¶ 16. They do not claim that is what happened on February 8, 2015, and even if they did, that would go more towards a jury's consideration of whether their response in not trying to ban him from the dormitory was clearly unreasonable, rather than whether they lacked control over him.

[39] Millersville also argues that sovereign immunity bars any Wrongful Death Act or Survival Act action. As the plaintiffs acknowledge that wrongful death and survival "are nothing more than a vehicle to recover damages" under Title IX, the court's holding that a Title IX cause of action does not lie resolves this dispute. Millersville Opp. at 26-27.