17 Class 17 17 Class 17

Government Duty

          Suing the government is not easy to do. In common law, courts may find that the government had no duty to act or that a failure to resolve a problem was not negligent. And in a variety of settings, the government enjoys sovereign immunity—freedom from suit without consent.

          In this Section, we will first focus on suits brought under the Federal Tort Claims Act. The Federal Tort Claims Act (FTCA) is a limited waiver of the sovereign immunity of the U.S. government. But the FTCA retained several broad and controversial exemptions from liability. We will study those that apply to intentional torts and so-called discretionary functions. The FTCA defines a discretionary function as a claim “based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty.” But what kinds of policy judgment should be immune from suit?

          Next, we will consider cases that arise when the government fails to act. How should these cases be resolved from the standpoint of duty? Of breach? Should government actors be held to a higher or lower standard than others?

17.1 The Federal Tort Claims Act 17.1 The Federal Tort Claims Act

          Tort suits against the federal government often fall under the FTCA, which we will study in this Section. We will focus on the most litigated aspects of the FTCA. The first is the discretionary function exemption, which safeguards policymakers' ability to make judgment calls without fear of lawsuit. But what kind of policy-making discretion should we protect, and how can courts consistently or fairly identify it? 

          The discretionary function exemption, like the others we will study, reflects a judgment about the costs and benefits of federal government accountability through tort. We might see tort remedies as unnecessarily risky, likely to introduce extraneous considerations into government decision-making or to hold the government responsible for things beyond its control (including wayward employees). Or we might see tort liability as a necessary check on certain forms of government misconduct, one made necessary by a lack of other safeguards. Which of these analyses makes the most sense to you? As you read the next three cases, think about the limits and application of the FTCA. Does it strike the right balance?

17.1.1 Cope v. Scott, 45 F.3d 445 (D.C. Cir. 1995) 17.1.1 Cope v. Scott, 45 F.3d 445 (D.C. Cir. 1995)

Tatel, Circuit Judge

          In this negligence case, John R. Cope appeals a grant of summary judgment against him in favor of the government. The District Court concluded that the government's allegedly negligent actions were "discretionary functions" immune from suit under the Federal Tort Claims Act ("FTCA"). 28 U.S.C. §§ 1346(b), 2671-2680 (1988 & Supp. V 1993). With respect to Cope's allegations of negligent road maintenance, we affirm the District Court's decision. We find, however, that any discretion exercised by the government with respect to where and how to post signs warning of dangerous road conditions did not implicate "political, social, or economic" policy choices of the sort that Congress intended to protect from suits under the FTCA. We therefore affirm in part, reverse in part, and remand so that the case may proceed to trial on the allegations of improper warnings.

I.

          Beach Drive, a two-way, two-lane road, is the main north-south route through Rock Creek Park, an urban park in Washington, D.C. that is maintained by the National Park Service. The road was "originally designed for pleasure driving," Joint Appendix ("J.A.") 35, as seems evident given what an engineering study described as its "poor alignment" — which we understand to refer to its many sharp curves. The Park Service alleges that the road is not "intended to provide fast and convenient transportation," but to "enhance visitor experience" in the park. Declaration of E. Macdougall Palmer, Assistant Chief of Maintenance, Rock Creek Park, J.A. 37. Commuters in Washington appear to believe otherwise, however, and the Park Service has allowed Beach Drive to become an important commuter route connecting downtown Washington with its northern suburbs. As a result, the road carries heavy traffic throughout the day. National Park Service road standards recommend that a road like Beach Drive carry a maximum of 8,000 vehicles daily, but recent estimates indicate that the average daily traffic on the stretch of road involved in this case was between two and three times that load.

          On a rainy spring evening in 1987, Cope was driving north along Beach Drive. As a southbound vehicle driven by Roland Scott rounded a curve, it slid into the northbound lane and hit Cope's car. Cope alleges he suffered neck and back injuries. The Park Service officer who responded to the scene classified the pavement in his accident report as a "worn polished surface" that was "slick when wet." J.A. 89. Cope sued Scott and 447*447 the Park Service, alleging that the latter was negligent "in failing to appropriately and adequately maintain the roadway of Beach Drive ... and failing to place and maintain appropriate and adequate warning signs along the roadway." J.A. 10.

          While preparing for trial, Cope discovered an engineering study of roads in Rock Creek Park that was conducted between 1986 and 1988. The study identified this stretch of Beach Drive as one of nine "high accident areas" in the park, and noted that sections of Beach Drive, including, apparently, the location of the accident, fell below "acceptable skid-resistance levels" in a test conducted five months after the accident. J.A. 164-65. The study recommended that future repaving use "polish-resistant coarse aggregate" as an overlay in the most dangerous curves. J.A. 166. As for the stretch of road in question here, the study noted that "[t]he curves should be adequately signed and the skid resistance maintained with an opened graded friction course." J.A. 246. Cope also offers an affidavit from a traffic engineer to the effect that over 50% of the accidents that occurred on that stretch of road over the last five years occurred during wet weather, while only 18% of accidents nationwide occur in wet conditions.

          Despite the less-than-perfect road surface, the 1988 study listed this stretch of Beach Drive as 33rd on a maintenance priority list of 80 sections of park road. J.A. 168. Maintenance work on this section of road was preceded on the list by at least 15 other projects estimated to be of equal or less cost.

          As for the presence of relevant warning signs, the record does not reflect precisely where such signs were located as of the date of the accident. A 1981 road sign inventory indicated that "slippery when wet" signs were located in two places on the half-mile stretch of road bracketing the curve where the accident occurred, and the Assistant Chief of Maintenance of the park stated that in 1990, a slippery road sign was posted in each direction on the same stretch of road, although there is no indication of how close such signs were to the curve where the accident occurred.

          In the District Court, the government moved for summary judgment, arguing that its action (or inaction) with respect to the road was discretionary and therefore exempt from suit under the FTCA. J.A. 15. The District Court agreed, ruling that it had no jurisdiction to hear the case. Cope v. Scott, No. 90cv1111, mem. op. at 3-6 (D.D.C. June 26, 1992), reprinted in J.A. 535-38. Cope settled with Scott and now appeals the District Court's immunity ruling.

II.

          The FTCA authorizes district courts to hear suits against the United States

for money damages ... for injury or loss of property, or personal injury or death caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment, under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred.

          28 U.S.C. § 1346(b). This broad waiver of sovereign immunity is limited, however, by the exceptions in 28 U.S.C. § 2680(a):

The provisions of this chapter and section 1346(b) of this title shall not apply to —
(a) Any claim based upon an act or omission of an employee of the Government, exercising due care, in the execution of a statute or regulation, whether or not such statute or regulation be valid, or based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a federal agency or an employee of the Government, whether or not the discretion be abused.

          28 U.S.C. § 2680(a) (emphasis added).

          The second clause of this exception, emphasized above, is known as the "discretionary function" exception, and lies at the heart of the dispute in this case. When an individual is injured by an act of the government or a government employee, section 1346(b) allows him or her to bring suit unless the action that allegedly caused the injuries is a discretionary function as defined under 448*448 the FTCA. This exception was designed to prevent the courts from "second guessing," through decisions in tort actions, the way that government officials choose to balance economic, social, and political factors as they carry out their official duties. See United States v. Varig Airlines, 467 U.S. 797, 814, 820, 104 S.Ct. 2755, 2464-65, 2767-68, 81 L.Ed.2d 660 (1984).

          Discretionary function determinations are jurisdictional in nature. While we must review the complaint to determine what actions allegedly caused the injuries, we do so only to determine whether the district court has jurisdiction over those actions, not to prejudge the merits of the case. If the district court has jurisdiction over the suit, the plaintiff must still prove that the government's actions were negligent in order for him to prevail.

          The Supreme Court has established a two-step test that we use to determine whether an action is exempt from suit under the discretionary function exemption. See United States v. Gaubert, 499 U.S. 315, 111 S.Ct. 1267, 113 L.Ed.2d 335 (1991)Berkovitz v. United States, 486 U.S. 531, 108 S.Ct. 1954, 100 L.Ed.2d 531 (1988). The two steps of the test largely track the two clauses of section 2680(a). In the first step, we determine whether it is appropriate to analyze the action under the first or the second clause of the exception. In other words, we ask whether any "federal statute, regulation, or policy specifically prescribes a course of action for an employee to follow." Gaubert, 499 U.S. at 322, 111 S.Ct. at 1273 (citing Berkovitz, 486 U.S. at 536, 108 S.Ct. at 1958). If a specific directive exists, then the employee had no "choice." The only issue is whether the employee followed the directive, and is thus exempt under the first clause, or whether the employee did not follow the directive, thus opening the government to suit. See 28 U.S.C. § 2680(a). Because no choice is involved where a "specific prescription" exists, the discretionary function exception contained in the second clause is not applicable.

          The discretionary function exception may be applicable where there is no specific prescription and the government employee has a "choice" regarding how to act in a particular circumstance. This is true more often than one might expect. Despite the pervasiveness of regulation, government policies will almost always leave some room for individual choice. If the choice led to the events being litigated, the exception may apply. But not all actions that require choice — actions that are, in one sense, "discretionary" — are protected as "discretionary functions" under the FTCA.

          This brings us to the second step of the test, where the "basic inquiry" is whether the challenged discretionary acts of a government employee "are of the nature and quality that Congress intended to shield from tort liability." Varig, 467 U.S. at 813, 104 S.Ct. at 2764. Decisions that require choice are exempt from suit under the FTCA only if they are "susceptible to policy judgment" and involve an exercise of "political, social, [or] economic judgment." Gaubert, 499 U.S. at 325, 111 S.Ct. at 1275Varig, 467 U.S. at 820, 104 S.Ct. at 2768; see Berkovitz, 486 U.S. at 537, 108 S.Ct. at 1959 (focusing the analysis on whether a decision is "based on considerations of public policy"). The Court recognized in Gaubert, for example, that daily decisions regarding the management of a troubled savings and loan "implicate[d] social, economic, or political policies," and were therefore exempt. Gaubert, 499 U.S. at 332, 111 S.Ct. at 1278. In contrast, the Court noted that a government employee may cause an automobile accident through the exercise of poor discretion, but that this type of "garden-variety" discretion is not protected. See id., 499 U.S. at 325 n. 7, 111 S.Ct. at 1275 n. 7. Only discretionary actions of greater significance — those grounded in "social, economic, or political goals" — fall within the protection of the statute. See Gaubert, 499 U.S. at 323, 111 S.Ct. at 1273.

          Determining whether a decision is "essentially political, social, or economic," Red Lake Band of Chippewa Indians v. United States, 800 F.2d 1187, 1195 (D.C.Cir.1986) (internal citations and punctuation omitted), is admittedly difficult, since nearly every government action is, at least to some extent, subject to "policy analysis." See, e.g., Gaubert, 499 U.S. at 336, 111 S.Ct. at 1280-81 (Scalia, J., concurring) (noting that even the decisions of a government driver may implicate policy 449*449 choices). "Budgetary constraints," for example, "underlie virtually all government activity." ARA Leisure Services v. United States, 831 F.2d 193, 196 (9th Cir.1987). At oral argument, counsel for the government asserted that these underlying fiscal constraints should therefore exempt "virtually all government activity." With the exception of discretion exercised by bad drivers, the government appears to argue that decisions that involve choice and the faintest hint of policy concerns are discretionary and subject to the exception. This approach, however, would not only eviscerate the second step of the analysis set out in Berkovitz and Gaubert, but it would allow the exception to swallow the FTCA's sweeping waiver of sovereign immunity. See id. It was thus not surprising that, when pressed at oral argument, government counsel was unable to provide, under its theory, even one example of a discretionary decision that would not be exempt for failure to implicate policy concerns.

          The government reads the exception far too broadly. The question is not whether there is any discretion at all, but whether the discretion is "grounded in the policy of the regulatory regime." Gaubert, 499 U.S. at 325, 111 S.Ct. at 1275 (emphasis added). The mere association of a decision with regulatory concerns is not enough; exempt decisions are those "fraught with ... public policy considerations." Sami v. United States, 617 F.2d 755, 767 (D.C.Cir.1979) (Wald, J.). The mere presence of choice — even if that choice involves whether money should be spent — does not trigger the exception.

          Just as we reject the government's effort to expand the exception too far, we also reject Cope's efforts to restrict its application. Cope argues, first, that the government cannot claim the exemption unless it is able to demonstrate that there was an "actual, specific decision involving the balancing of competing policy considerations." Cope Br. at 27-28, 31. The Supreme Court has emphasized, however, that the issue is not the decision as such, but whether the "nature" of the decision implicates policy analysis. See Gaubert, 499 U.S. at 325, 111 S.Ct. at 1275Varig, 467 U.S. at 813, 104 S.Ct. at 2764Baum v. United States, 986 F.2d 716, 721 (4th Cir.1993). What matters is not what the decisionmaker was thinking, but whether the type of decision being challenged is grounded in social, economic, or political policy. See Gaubert, 499 U.S. at 325, 111 S.Ct. at 1275. Evidence of the actual decision may be helpful in understanding whether the "nature" of the decision implicated policy judgments, but the applicability of the exemption does not turn on whether the challenged decision involved such judgments.

          For the same reasons, we reject Cope's argument that the government's acts are not discretionary since they involve the "implementation" of government policy. See Cope Br. at 27, 30. Cope draws this argument from Indian Towing v. United States, 350 U.S. 61, 76 S.Ct. 122, 100 L.Ed. 48 (1955), in which the Supreme Court allowed the plaintiffs to sue the government for negligent failure to maintain a lighthouse. Cope argues that Indian Towing means that the "implementation" or "execution" of policy decisions — particularly with respect to warning the public about hazards resulting from negligence — is never protected under the exception. Cope's argument, however, is merely an effort to establish yet another in a long series of "analytical frameworks" that the Supreme Court has rejected as an inappropriate means of addressing the discretionary function exemption. See Red Lake Band, 800 F.2d at 1195 (noting the tendency of courts to create "conclusory and not particularly useful" "analytical frameworks"); Gaubert, 499 U.S. at 325-26, 111 S.Ct. at 1275-76Indian Towing, 350 U.S. at 65, 76 S.Ct. at 124-25. The mechanistic application of these frameworks encourages courts to avoid the proper analysis: Whether the nature of the decision involved the exercise of policy judgment. Gaubert cautioned against this sort of shortcut when it rejected a lower court decision that relied upon a distinction between exempt "planning" decisions and non-exempt "operational" decisions. See 499 U.S. at 325-26, 111 S.Ct. at 1275-76; see also Indian Towing, 350 U.S. at 65, 76 S.Ct. at 124 (rejecting, in a similar context, a "governmental"/"nongovernmental" distinction). Recognizing that the focus is on the nature of the decision, not on the semantic pigeonhole into which the action can be put, we decline 450*450 to follow Cope's reading of the case law, focusing instead, as we are required, on whether the decision is "fraught with" economic, political, or social judgments. No matter the level at which the decision was made, the nature of the decision, or the impact it had on others, we have consistently held that the discretionary function exception applies "only where `the question is not negligence but social wisdom, not due care but political practicability, not reasonableness but economic expediency.'" Sami, 617 F.2d at 766 (citing Blessing v. United States, 447 F.Supp. 1160, 1170 (E.D.Pa.1978)). Using this approach as our touchstone, we proceed to an analysis of this case.

III.

          Both because the District Court granted a motion for summary judgment, and because the question before us relates to a purely legal issue — the jurisdiction of the District Court — we review the decision below de novo. See Tao v. Freeh, 27 F.3d 635, 638 (D.C.Cir.1994) (summary judgment reviewed de novo); Weissich v. United States, 4 F.3d 810, 812 (9th Cir.1993) (rulings on application of discretionary function exemption are reviewed de novo), cert. denied, ___ U.S. ___, 114 S.Ct. 2705, 129 L.Ed.2d 833 (1994). As long as the District Court's legal conclusion was correct, its grant of summary judgment was appropriate, for we perceive in the record no genuine issues of fact material to the jurisdictional issue.

          In his complaint, Cope makes two allegations regarding the conduct of the United States. He argues, first, that the government failed "to appropriately and adequately maintain the roadway of Beach Drive," and second, that the government failed "to place and maintain appropriate and adequate warning signs along the roadway." J.A. 10. We address each of his points in turn, again emphasizing that we do not decide the merits of the case, but only whether Cope is entitled to an opportunity to prove his case at trial.

          With respect to his allegation regarding the state of the road surface, Cope points to a manual entitled "Park Road Standards," and, applying step one of the analysis, argues that it sets forth "specific prescriptions" regarding skid resistance and surface type. We do not read the manual to set forth such requirements. The standards, which were adopted in 1984, apply only to "new construction and reconstruction" of park roads. J.A. 140. But Beach Drive was neither constructed nor reconstructed after 1984. Even if the standards were relevant to the condition of Beach Drive, the manual notes that they are applicable only "to the extent practicable." Id. To us, this caveat means that the standards are applicable only when no competing priorities exist. Such flexibility is the essence of discretion.

          Nor are we persuaded by Cope's argument that statutes requiring the Park Service to work with other agencies to establish and implement highway safety programs create non-discretionary prescriptions. See, e.g., 23 U.S.C. § 402 (1988 & Supp. V. 1993); 23 C.F.R. §§ 1230.1-4 (1994). These statutes do not contain directives so precise that they constrain the Park Service's control over the surface of Beach Drive. Absent such directives, any action taken (or not taken) regarding the matter is an exercise of discretion.

          We turn, then, to the second step of the analysis, in which we ask whether the discretion exercised over the maintenance and reconstruction of Beach Drive is "subject to policy analysis" and thus discretionary in the sense of the FTCA. The District Court ruled that Cope's complaint raised a "matter of roadway design and construction," see mem. op. at 3, reprinted in J.A. 535, concluding that "design" implicates policy judgments. As a result, the court held that the exception applied and that the government was immune from suit. The parties follow the lead of the District Court in their briefs before this court, and debate over whether the "failure to maintain adequate skid resistance" is a question of "design" or "maintenance." We decline to be drawn into this debate because it would divert us from the proper analysis — whether the "failure to maintain adequate skid resistance" is the kind of discretion that implicates "social, economic, or political" judgment.

          451*451 As we understand the record and the facts as presented by the parties, no regular maintenance would have prevented the road from deteriorating in the way Cope alleges. This case is therefore different from a case involving mundane decisions to fill or not fill potholes, or even the cumulative effect of such decisions. In ARA Leisure Services, for example, the Ninth Circuit allowed plaintiffs to sue the government for the negligent maintenance of a "badly eroded stretch" of road in Denali National Park. 831 F.2d at 194-95. As we read the case, the Ninth Circuit appears to have believed that all the "decisions" that caused the road to deteriorate involved routine questions of maintenance not "grounded in social, economic, or political policies." Id. at 195. In this case, however, such decisions would not have prevented the alleged "inadequate skid resistance." The state of Beach Drive alleged by Cope could have been prevented only by reducing the traffic load, initially paving it with a different surface, resurfacing the curve entirely, or at least milling the curve to create grooves in the surface. See J.A. 147N, 164-66, 183-92, 246, 517-18, 526-27 (alluding to or directly recommending such actions). Determining the appropriate course of action would require balancing factors such as Beach Drive's overall purpose, the allocation of funds among significant project demands, the safety of drivers and other park visitors, and the inconvenience of repairs as compared to the risk of safety hazards. These balances are apparent throughout the 1988 study that placed maintenance on this section of Beach Drive in the middle of a priority list of work that needed to be done on eighty different sections of park roads. Park Service decisions regarding the management of Beach Drive are therefore much like the decisions exempted by the Supreme Court in Varig: "[S]uch decisions require the agency to establish priorities for the accomplishment of its policy objectives by balancing the objectives sought to be obtained against such practical considerations as staffing and funding." 467 U.S. at 820, 104 S.Ct. at 2767. And, as in Varig, we decline to "second guess" those judgments here. Id.

IV.

          We reach a different conclusion with respect to Cope's allegation that the government failed to post adequate warning signs about the nature of the road surface. His case rests on the argument that given the "very specific slippery road problem" on Beach Drive, a "permanently displayed static `slippery when wet' road sign is inadequate to warn" of the hazard. Affidavit of engineer Roy W. Anderson, J.A. 448-49. Cope hints that the failure to post an adequate sign is nondiscretionary, but relies mostly on the second step argument that any discretion does not implicate policy concerns. The government argues that no specific prescriptions regarding the posting of signs exist, that the resulting discretion involves the exercise of "engineering and aesthetic factors" as well as economic considerations, and that the presence of those concerns in the decision making means that the decisions are exempt from suit under the FTCA.

          The government admits that it "is the policy of the National Park Service to follow" the Manual on Uniform Traffic Control Devices when posting signs, but argues that the final decision depends on a variety of engineering and aesthetic considerations. J.A. 38. Our own review of this manual reveals that it is more of a guidebook for the installation of signs than a "specific prescription" relied on by the Park Service. As the manual points out, it is "not a substitute for engineering judgment," J.A. 453, and warning signs should be posted only "when it is deemed necessary." J.A. 455. We conclude, then, that the posting of signs in Rock Creek Park involves the exercise of discretion.

          In contrast to our decision regarding the road surface, however, we find that the discretion regarding where and what type of signs to post is not the kind of discretion protected by the discretionary function exception. While it may be true, as the government claims, that the placement of signs involves judgments because engineering and aesthetic concerns determine where they are placed, such judgments are not necessarily protected from suit; only if they are "fraught with public policy considerations" do they fall within the exception, and we do not think 452*452 that is the case here. The "engineering judgment" the government relies on is no more a matter of policy than were the "objective scientific principles" that the Berkovitz court distinguished from exempt exercises of policy judgment. See 486 U.S. at 545, 108 S.Ct. at 1963.

          With respect to the aesthetic considerations, while we acknowledge the Park Service's desire to maintain the park in as pristine a state as possible, the government has failed to demonstrate how such a desire affects the placement of traffic signs on Beach Drive. Indeed, the government's argument is difficult for us to accept in view of the fact that, including the "slippery when wet" signs, no less than "twenty-three traffic control, warning, and informational signs" already exist on the half-mile stretch of road bracketing the curve on which the accident occurred — a stretch of road that carries 20,000 vehicles daily. J.A. 39. We agree that in certain circumstances, decisions will be exempt under the FTCA because they involve difficult policy judgments balancing the preservation of the environment against the blight of excess signs. But this is not one of those circumstances. Beach Drive is not the Grand Canyon's Rim Drive, nor Shenandoah's Skyline Drive. Here, the Park Service has chosen to manage the road in a manner more amenable to commuting through nature than communing with it. Having done so, and having taken steps to warn users of dangers inherent in that use, the Park Service cannot argue that its failure to ensure that those steps are effective involves protected "discretionary" decisions.

          Other cases exempting the failure to post warning signs are thus easily distinguishable. In those cases, the decisions were based on a reasonable desire to protect the experience of the park visitor. In Bowman v. United States, 820 F.2d 1393, 1395 (4th Cir.1987), for example, the Fourth Circuit concluded that the failure to place a guardrail along the Blue Ridge Parkway was a decision that may have implicated policy considerations such as protecting the scenic vista. And in a case involving a fall at Pinnacles National Monument, the government was able to demonstrate that the decision not to post warning signs in the park, which was a wilderness area, was part of a policy decision to protect the wilderness experience in the park. See Zumwalt v. United States, 928 F.2d 951, 955 (10th Cir.1991).

          The failure to warn in this case is much more like Boyd v. United States, where the Corps of Engineers created a reservoir, but failed to warn swimmers who regularly used a section of the lake that motorboats also used the area. 881 F.2d 895, 896 (10th Cir. 1989). The Tenth Circuit concluded that while the failure to designate the area as a "swimming only" zone was discretionary, not warning swimmers about the presence of boats "simply [did] not involve the exercise" of social, economic, or political policy. Id. at 897-98. Like the Tenth Circuit in Boyd, we conclude that the failure to post adequate warning of dangers on the road does not implicate political, social, or economic decisions of the sort that the exception was designed to protect. Beach Drive is a commuter route through an urban park. The Park Service has already posted signs in an effort to alert drivers to safety hazards on the road. In light of these factors, the Park Service has understandably been unable to articulate how the placement of additional or different signs on Beach Drive implicates the type of economic, social, or political concerns that the discretionary function exception protects from suit under the FTCA.

          We affirm the District Court's dismissal of Cope's claim regarding negligent maintenance of the road surface. We conclude, however, that the District Court had jurisdiction over the allegations that the Park Service failed adequately to warn of dangers on Beach Drive. To the extent the Court ruled to the contrary, we vacate its order and remand for further proceedings. Cope is entitled to try to persuade a factfinder that the government acted negligently by failing adequately to sign the curve on Beach Drive.

So ordered.

17.1.2 Wood v. United States, 845 F.3d 123 (4th Cir. 2017) 17.1.2 Wood v. United States, 845 F.3d 123 (4th Cir. 2017)

NIEMEYER, Circuit Judge:

          Laurie Wood, a City of Norfolk (Virginia) Sheriff's Deputy, was seriously injured during a training session on a Navy base 125*125 when she jumped from a training structure onto a set of mats, landing in a gap between them. She commenced this action against the United States under the Federal Tort Claims Act ("FTCA"), alleging that Navy officers negligently allowed the structure, particularly the mats placed adjacent to it, to remain in a dangerous condition and failed to warn her of the dangerous gap between the mats. The district court granted the government's motion to dismiss, concluding that the challenged Navy conduct fell within the FTCA's "discretionary function exception" and therefore that Congress had not waived sovereign immunity for Wood's claim.

          On appeal, Wood contends that her complaint alleged a straightforward negligence claim under Virginia law, for which the United States waived sovereign immunity in the FTCA. Specifically, she argues that the Navy's conduct was "not discretionary in nature" so as to be excluded from the waiver of sovereign immunity because it was not the sort of conduct that the discretionary function exception was intended to protect.

          Because we conclude that the Navy's decisions regarding the maintenance of its military bases for use by civilian law enforcement involved policy judgments that Congress sought to shield from tort liability under the FTCA, we affirm.

I

          Wood was injured while using a piece of training equipment located within the Naval Support Activity Hampton Roads, Northwest Annex ("Northwest Annex"), a restricted access military base of some 3,600 acres in Chesapeake, Virginia. The Northwest Annex, which was owned and operated by the Navy, was managed by two Navy instrumentalities — the Marine Corps Security Force Training Company and the Navy's Center for Security Forces.

          By statute, the Department of Defense is authorized to make military facilities such as the Northwest Annex available to state and local civilian law enforcement officers for training purposes, 10 U.S.C. § 372, and to train civilian officers to use those facilities, id. § 373, so long as the civilian training does not "adversely affect the military preparedness of the United States," id. § 376. A Department of Defense directive and several military orders set forth policies regarding the use of military facilities by civilian law enforcement generally, and Standard Operating Procedures set forth procedures governing law enforcement's use of the Northwest Annex specifically.

          Before any civilian law enforcement agency may use Northwest Annex facilities for training, one of its officers must qualify under a Marine Corps training program as a Range Safety Officer. During that training, the civilian officer is provided with excerpts of the Standard Operating Procedures, which outline the officer's duties as a Range Safety Officer. The officer is instructed on how to schedule the facilities, coach his fellow officers on the range, respond to accidents, and perform other "basic duties." The officer is also shown a slideshow that admonishes all Range Safety Officers to "REMEMBER! The [Range Safety Officer] is solely responsible for the safety and the proper conduct of the training" at the Navy facility. Once a civilian officer qualifies as a Range Safety Officer, he may schedule use of the Northwest Annex for his law enforcement agency by submitting a request form that specifies the facilities and equipment being requested. This form must then be approved by a Navy or Marine Corps official, depending on which branch is responsible for the requested facility.

          126*126 Sergeant Brad Ward of the City of Norfolk Sheriff's Office qualified as a Range Safety Officer in 2011, and in February 2012, he requested use of two facilities at the Northwest Annex — "Munro Village," an outdoor tactical training facility designed to resemble a city block, and the "Simunition House." Sergeant Ward's request form did not include a request for use of the "Ship Mockup," although the form also listed that facility as available. His request was approved by an officer of the Marine Corps, which managed Munro Village.

          The "Ship Mockup," which is managed by the Navy and on which Wood was injured, is located near Munro Village and is within the same general area. That equipment, which the Navy referred to as the "Ship in a Box" or the "mock-ship," was a prismatic, three-story structure designed to resemble a foreign merchant ship. The Navy used the equipment to simulate ship-boarding by having soldiers — clad in armor and strapped into safety harnesses — climb a ladder onto the mock-ship's third deck. Several mats were placed beneath the ladder both to recreate the difficulty of beginning a climb from an inflatable boat and to provide additional fall protection if a soldier's harness were to fail.

          On April 20, 2012, Wood and other officers, who shared responsibility for training the Sheriff's Office's deputies, arrived at the Northwest Annex in preparation for the training exercises. As Wood and the other Sheriff's Office instructors walked through the Munro Village training facility, they discussed using the mock-ship to create a "bail-out" scenario for trainees to practice exiting a building at an elevated height. They contemplated that the trainees would jump from the mock-ship onto the mats below from the second story, a height of some 20 feet. One instructor, seeking to demonstrate the exercise, climbed up onto the mock-ship's first story and jumped out onto the mats without incident. Wood then climbed onto the second story and jumped off. When she landed, however, two of the mats separated, and she fell through the gap onto the ground. The fall caused a burst fracture of her twelfth thoratic vertebra, rendering her a paraplegic.

          After Wood's administrative claim for damages was denied by the Navy, she commenced this action under the FTCA against the United States. She alleged that the United States negligently maintained the mock-ship in a dangerous condition by (1) failing to secure a "top pad" to the mock-ship's mats to prevent them from separating; (2) failing adequately to inspect the condition of the mock-ship and its mats; and (3) failing to warn her, as a lawful invitee, of the dangerous condition created by the possibility of mat separation. The government filed a motion to dismiss Wood's complaint, contending that the Navy's challenged conduct — consisting of safety-related decisions regarding its training facilities when used by civilian law enforcement agencies — fell within the FTCA's discretionary function exception and that therefore the United States could not be sued. The district court agreed and entered an order dismissing Wood's complaint for a lack of subject matter jurisdiction.

          After the court entered its order of dismissal, Wood filed a motion to alter or amend the judgment under Federal Rule of Civil Procedure 59(e), claiming that the district court's dismissal of her complaint without allowing for discovery contravened our decision in Kerns v. United States, 585 F.3d 187 (4th Cir. 2009). The district court, however, found that Kerns was inapplicable because "jurisdictional facts" regarding the applicability of the discretionary function 127*127 exception were not "`inextricably intertwined' with the merits of Plaintiff's claim." Accordingly, it denied Wood's motion.

          From the district court's May 14, 2015 order dismissing her complaint and its August 31, 2015 order denying her motion to alter or amend the judgment, Wood filed this appeal.

II

          "[N]o action lies against the United States unless the legislature has authorized it." Dalehite v. United States, 346 U.S. 15, 30, 73 S.Ct. 956, 97 L.Ed. 1427 (1953).

          In the FTCA, Congress waived sovereign immunity for claims brought against the United States based on the negligence or wrongful acts or omissions of its employees committed within the scope of employment, accepting liability in the same manner and to the same extent as a private individual would have under like circumstances. 28 U.S.C. §§ 1346(b)(1), 2671-2680. This waiver, however, is circumscribed by numerous exceptions, including an exception for claims "based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a federal agency or an employee of the Government, whether or not the discretion involved be abused." Id. § 2680(a) (emphasis added). Because waivers of sovereign immunity must be strictly construed, the plaintiff bears the burden of demonstrating jurisdiction and showing that none of the FTCA's exceptions apply. See Welch v. United States, 409 F.3d 646, 651 (4th Cir. 2005).

          In this case, the government challenged the district court's jurisdiction based on the discretionary function exception set forth in § 2680(a), and therefore Wood had the burden of demonstrating that that exception did not apply. To carry her burden, she alleged that the United States' creation and maintenance of an unsafe condition at the mock-ship and its failure to warn her of the condition were "not discretionary in nature and therefore [were] not excepted as discretionary acts from the government's waiver of sovereign immunity."

          Acting on the government's motion, the district court dismissed Wood's complaint, concluding that Wood did not carry her burden. In reaching its conclusion, the district court read Wood's complaint to challenge the government's conduct in "the military's maintenance decisions regarding the [mock-ship] as an unauthorized military facility, as opposed to a military facility that has been approved for civilian use." It concluded that

the government's maintenance of the [mock-ship] when it has not been approved for civilian use falls under the [discretionary function exception] because it implicates financial and staffing considerations. Equipment and facility maintenance considerations, as well as calculations balancing the benefit of increased safety measures and increased costs, objectively fall into the category of decisions that are susceptible to policy analysis.

          On appeal, Wood contends that her claim for premises liability is a "garden variety" negligence claim that involves the failure to make premises safe for invitees or to give them warning of a known danger. She asserts that Congress did not intend for these "run of the mill" acts to be shielded by the discretionary function exception. She adds that the government's focus on the training facility's purposes and the Navy's mission in maintaining the premises is "merely a distraction." She also argues that its focus is too broad and general and, moreover, that the district 128*128 court's description of her use of the mockship as "unauthorized" is not supported by her allegations, which must be accepted at this stage in the proceedings.

          The government contends, on the other hand, that Wood's characterization of the conduct at issue is too narrow, collapsing the discretionary function inquiry into the question of negligence on the merits. The government asserts that Wood's complaint actually challenges government decisions regarding the maintenance and inspection of, or the issuance of warnings relating to, military training facilities used by civilian law enforcement. Such decisions, it argues, are within the discretionary function exception for which the government has not waived immunity in the FTCA.

          The determination of whether the discretionary function exception applies requires application of a two-step analysis. First, a court must determine whether the conduct in question "involves an element of judgment or choice." Berkovitz ex rel. Berkovitz v. United States, 486 U.S. 531, 536, 108 S.Ct. 1954, 100 L.Ed.2d 531 (1988). When a statute, regulation, or policy prescribes the employee's conduct, the conduct cannot be discretionary and thus is unprotected by the discretionary function exception. Id.; see also United States v. Gaubert, 499 U.S. 315, 322, 111 S.Ct. 1267, 113 L.Ed.2d 335 (1991)Seaside Farm, Inc. v. United States, 842 F.3d 853, 858-59 (4th Cir. 2016). Second, when the challenged conduct is the product of judgment or choice, the court must still determine whether the decision made was "based on considerations of public policy." Berkovitz, 486 U.S. at 537, 108 S.Ct. 1954. This second step of the analysis is designed to prohibit courts from "second guessing" decisions "grounded in social, economic, and political policy through the medium of an action in tort." Gaubert, 499 U.S. at 323, 111 S.Ct. 1267 (quoting United States v. S.A. Empresa de Viacao Aerea Rio Grandense (Varig Airlines), 467 U.S. 797, 814, 104 S.Ct. 2755, 81 L.Ed.2d 660 (1984)). And in this same vein, "when established government policy, as expressed or implied by statute, regulation, or agency guidelines, allows a Government agent to exercise discretion, it must be presumed that the agent's acts are grounded in policy when exercising that discretion." Id. at 324, 111 S.Ct. 1267 (emphasis added). In short, the discretionary function exception is driven by separation of powers concerns, shielding decisions of a government entity made within the scope of any regulatory policy expressed in statute, regulation, or policy guidance, even when made negligently.

          The analysis of whether the discretionary function exception applies does not depend on whether the government employee had subjective knowledge of his discretion or subjectively intended to exercise it; the analysis must focus objectively on "the nature of the actions taken and on whether they are susceptible to policy analysis." Gaubert, 499 U.S. at 325, 111 S.Ct. 1267; see also Seaside Farm, 842 F.3d at 858-59Baum v. United States, 986 F.2d 716, 721 (4th Cir. 1993).

          The analysis also does not depend on whether the conduct was that of a high-level agency official making policy or a low-level employee implementing policy. See Dalehite, 346 U.S. at 35-36, 73 S.Ct. 956. Rather, the analysis must focus solely on whether the government conduct involved choice implicating policy. Gaubert, 499 U.S. at 323, 111 S.Ct. 1267. Indeed, relying on a distinction between "day-to-day" actions and "policymaking or planning functions" would be inappropriate in light of the principle that "[d]iscretionary conduct is not confined to policy or planning level. `It is the nature of the conduct, rather than the status of the actor, that 129*129 governs whether the discretionary function exception applies in a given case.'" Id. at 325, 111 S.Ct. 1267 (alteration omitted) (quoting Varig Airlines, 467 U.S. at 813, 104 S.Ct. 2755).

          Thus, in Baum v. United States, 986 F.2d 716 (4th Cir. 1993), we ordered dismissal of a suit alleging, in relevant part, that the National Park Service negligently failed to replace a deteriorating guardrail system that broke when the plaintiffs' car struck it. 986 F.2d at 718. We concluded that, just as a statute gave the Park Service discretion to construct the bridge without fear that courts would second-guess its design choices, the FTCA shielded the agency's "decision of how and when to replace a major element of [that] substantial public facility." Id. at 724; see also Bowman v. United States, 820 F.2d 1393, 1395 (4th Cir. 1987) (holding, on similar facts, that "[w]hether [the] decision grew out of a lack of financial resources, a desire to preserve the natural beauty of the vista, a judgment that the hazard was insufficient to warrant a guardrail, or a combination of all three, ... [it] is obvious that the decision was the result of a policy judgment").

          Therefore, taking the facts alleged by Wood in this case as defining the challenged government actions, see Gaubert, 499 U.S. at 325, 111 S.Ct. 1267, and applying the two-step analysis to them, we must determine, on an objective basis, whether the challenged government conduct involved decisions based on considerations of public policy.

          Wood alleges, in essence, that pursuant to a request made by the Norfolk Sheriff's Office, the Navy authorized that Office to conduct training exercises on the Navy base in April 2012. She alleges that the Navy was negligent in failing to maintain in a safe configuration the mats on which she was injured, by failing to inspect the mats for the dangerous condition, and by failing to warn invitees, such as Wood, about the dangerous condition. In short, she makes a premises liability claim as an invitee to a Navy military base, and we must decide therefore whether these actions that she challenges are protected by the discretionary function exception.

          Applying the two-step analysis to this conduct, we determine first whether the government conduct involved an element of choice, which in turn requires the determination of whether any federal statute, regulation, or policy prescribed the conduct. See Berkovitz, 486 U.S. at 536, 108 S.Ct. 1954. On this aspect of the analysis, the parties apparently agree that there was no mandate contained in any statute, regulation, or policy regarding the maintenance, inspection, and warning with regard to either the mats or the mock-ship. In responding to the government's motion to dismiss, Wood conceded that she was unable to find any such statute, regulation, or military policy, and she does not argue otherwise on appeal. In addition, the government presented affidavits from a Navy captain, a Marine Corps colonel, and the Range Manager at Northwest Annex, stating that there is no policy directly governing such maintenance, inspection, and warning procedures when the facilities are used by a civilian law enforcement agency. Further, the Marine Corps order governing range safety does not require the military to take any specific safety precautions with respect to facilities that are to be used by civilians. Instead, it requires only that civilian agencies, who "may use [military] ranges at the discretion of the installation commander," must "comply with the provisions of this regulation/order." See Range Safety, Army Reg. 385-63, MCO 3570.1C (2012). And the Standard Operating Procedures that apply specifically to the Northwest Annex prescribe no actions 130*130 with respect to base safety. As a consequence, the government conduct involving the safety of the mock-ship and the mats required Navy personnel to make choices or exercise judgment.

          Even so, for the discretionary function exception to apply, those choices or judgments must also have been "based on considerations of public policy" and thus "of the kind that the discretionary function exception was designed to shield." Berkovitz, 486 U.S. at 537, 108 S.Ct. 1954. In addressing this second step of the analysis, we look to the "objective," "general" nature of the challenged actions and decide whether they inherently involved protected policy judgments. Baum, 986 F.2d at 720-21.

          We note first that the statutory scheme governing civilian use of military facilities sets out a basic policy tradeoff between permissive civilian training and constrained military resources. See Gaubert, 499 U.S. at 324, 111 S.Ct. 1267 ("[T]he general aims and policies of the controlling statute will [typically] be evident from its text"). The statutes provide that the Department of Defense may allow civilian law enforcement agencies to use Navy facilities, 10 U.S.C. § 372, and may train civilian officers "in the operation and maintenance of equipment," id. § 373. But they also instruct that civilian use must not interfere with the nation's "military preparedness." Id. § 376. There can be no doubt therefore that the Navy's first-order decision of whether to allow civilian use of its bases at all is shielded by the discretionary function exception.

          In allowing civilian use of the Northwest Annex in the particular circumstances of this case, the Navy also had to make several additional decisions — each under the umbrella of its initial decision to allow civilians to use the base at all — and these decisions were necessarily informed by the same policy considerations expressed in the statutes. This is made evident by the Navy's internal policy documents covering civilian use of the facility. See Gaubert, 499 U.S. at 324, 111 S.Ct. 1267 ("[A]n agency may rely on internal guidelines rather than on published regulations"). For example, in deciding whether to authorize use of its base by civilian officers, the Navy has chosen to require that one of those officers qualify as a Range Safety Officer, who is required to be "solely responsible for the safety" of their civilian agency while training on the base. A Navy policy manual also indicates that its officers should provide assistance to local law enforcement "at the lowest cost practicable." Similar documents more generally set forth risk-management frameworks for all Navy decisionmaking. See Chief of Naval Operations Instruction 3500.39C (July 2, 2010). The common thread running through the relevant statutes and policy documents is a recognition that, whenever the Navy exercises its statutory discretion to allow civilian agencies to use its facilities, it must take into account in exercising its judgment military preparedness, the safety of the civilian agencies, and costs. This complicated balance is well illustrated here. Given the designed purpose of the mockship and the mats, which were intended only as backup protection for armored soldiers climbing the ship in harnesses, it could be unjustifiably costly to protect against and warn civilian trainees of the dangers arising out of uses for which the facility was not designed. See Baum, 986 F.2d at 722-24 (economic policy considerations underlying bridge construction project encompassed subsequent decisions involving bridge maintenance).

          At bottom, the Navy's decision to leave the mats near the mock-ship in a certain condition, its allegedly infrequent inspections of the mock-ship, its decision not to 131*131 warn civilian trainees itself about the condition of the ship, and its decision to qualify the user's agent as a Range Safety Officer responsible for safety each fall comfortably within that overarching policy of balancing open civilian use, civilian safety, military preparedness, and costs. And "[w]hen established governmental policy, as expressed or implied by statute, regulation, or agency guidelines, allows a Government agent to exercise discretion," as here, "it must be presumed that the agent's acts are grounded in policy when exercising that discretion." Gaubert, 499 U.S. at 324, 111 S.Ct. 1267 (emphasis added).

          Wood argues that if the Navy's maintenance decisions are protected here, it is difficult to see how the United States could ever be liable for injuries on government property. She cites cases from courts in other circuits that have expressed similar concerns in declining to extend the discretionary function exception to particular premises-liability claims. In our view, however, the requirement that shielded conduct be taken pursuant to specific policies expressed in federal law explains some of those courts' reluctance to apply the discretionary function exception in the particular circumstances presented. For example, in Gotha v. United States, 115 F.3d 176, 178 (3d Cir. 1997), a Navy contractor's employee slipped and fell on a military base footpath. In the absence of any statutory, regulatory, or internal policy evidence encompassing the Navy's decisions with respect to employee safety, the Gotha court refused to endorse the government's theory that its conduct inherently involved balancing national security and employee safety. Id. at 181-82.

          The reasoning in Gotha, however, has little application here, where the Navy's maintenance decisions with respect to facilities used by civilian law enforcement fall within the overarching policies of a regulatory scheme that gives officers discretion in how to implement that policy. In this case, where Congress by statute and the Navy by internal policy have established a regulatory mission of making military bases available for civilian-law-enforcement training, the Navy's decisions affecting the safety of its bases for civilian trainees should not be subjected to judicial second-guessing. Were we to hold, for example, that Wood could challenge the Navy's decision not to place a warning sign near the mock-ship, it would open the Navy to tort liability for every similar decision made when allowing civilian law enforcement agencies to use its facilities. The threat of tort liability would become a tool to shape Navy policy, which is exactly what the discretionary function exception seeks to avoid.

          Wood also contends that the district court incorrectly defined the government's challenged conduct as "maintenance decisions regarding the [mock-ship] as an unauthorized military facility" — a description that assumed, contrary to her claim, that her use of the mock-ship was not authorized and thereby dictated the court's decision. To be sure, while the district court did repeatedly express its assumption that the mock-ship was unauthorized, its ultimate decision did not necessarily rest on that assumption. The district court observed that "the considerations that apply to this decision are magnified when the issue is the military's maintenance of unauthorized facilities." Moreover, its holding was grounded centrally on the fact that the Navy exercised discretion with respect to public policy. As the court stated:

In this case, the military has declined to adopt any policy to conduct pre-training inspections in order to ensure that requested facilities are safe for civilian use. Instead, the responsibility to conduct 132*132 pre-training inspections is with the [Range Safety Officer].... The Court finds that [these matters are susceptible to policy analysis] because these day-to-day operational maintenance decisions regarding the condition in which military facilities are to be left in when they are not in use, implicate economic policy in that they involve considerations such as allocation of military resources.

          Thus, while the district court ruled with the assumption that the mock-ship's use was unauthorized, its reasoning applied equally to a situation where use of the mock-ship was authorized.

          In any event, whether use of the mockship was authorized or not does not implicate whether the district court had jurisdiction under the FTCA. As we have pointed out, the permissive use of the Navy's training facilities by civilian law enforcement is covered by policies announced in statutes, regulations, and orders, and officers' implementation of these policies through decisions with respect to the mock-ship and the mats is therefore protected by the discretionary function exception.

          At bottom, we conclude that the government's challenged conduct here falls within the FTCA's discretionary function exception and therefore that the district court correctly concluded that Congress did not, in the FTCA, waive the sovereign immunity of the United States for Wood's negligence claim.

III

          Wood also contends that the district court abused its discretion in denying her motion to amend the judgment under Federal Rule of Civil Procedure 59(e) to allow her to engage in jurisdictional discovery, as provided in Kerns, 585 F.3d 187. She argues in particular that the district court should have allowed discovery of whether her use of the mock-ship was unauthorized, which "weighed heavily upon the [District] Court's analysis."

          In Kerns, we reversed an order dismissing a plaintiff's complaint under Rule 12(b)(1) because the facts supporting FTCA jurisdiction — bearing on whether the defendant was driving within the scope of her employment — were "inextricably intertwined" with the merits of the plaintiff's tort claim. 585 F.3d at 195. The Kerns decision sought to ensure that plaintiffs facing a motion to dismiss were not unfairly deprived of the additional "procedural safeguards" in Rule 56 (governing summary judgment) when the merits of their claims are bound up with jurisdictional issues. Id. at 195-96.

          Kerns, however, does not apply here. As explained above, the application of the discretionary function exception does not turn on whether Wood was authorized to use the mock-ship. That fact would indeed be relevant to the merits of Wood's tort claim. But it is irrelevant to subject matter jurisdiction. See Seaside Farm, 842 F.3d at 858-59. Accordingly, we conclude that the district court did not abuse its discretion in refusing to open discovery to the merits issue in this case.

* * *

          For the reasons given, the district court's order dismissing Wood's complaint for lack of subject matter jurisdiction and its order denying her Rule 59(e) motion are

AFFIRMED.

17.1.3 Matsko v. United States, 372 F.3d 556 (3d Cir. 2004) 17.1.3 Matsko v. United States, 372 F.3d 556 (3d Cir. 2004)

NYGAARD, Circuit Judge.

          John J. Matsko III[1] filed a lawsuit sounding in tort for injuries inflicted by Rudy Kotor, a federal employee, during a business visit to the offices of the Mine Safety and Health Administration ("MSHA"). Matsko's amended complaint asserted two theories under which he claimed the United States was liable for his injuries. First, he argued that Kotor's actions can be imputed to the United States, as his employer. Second, Matsko asserted that the United States was liable because, despite a duty owed to him as a business invitee, it failed to protect him from injury by Kotor. The District Court concluded that it lacked subject matter jurisdiction because the United States enjoys sovereign immunity, and that immunity had not been waived as to either of Matsko's claims. The Court thus dismissed the suit in its entirety pursuant to Federal Rule of Civil Procedure 12(b)(1).

          Because we agree with the District Court that the Federal Tort Claims Act ("FTCA") does not waive the United States' immunity for intentional assaults by government workers who are acting outside the scope of their employment, we will affirm the dismissal of Matsko's first claim. We will reverse, however, the dismissal of Matsko's claim that the United States is liable because Kotor's supervisors and coworkers did not act to prevent the assault. If, on remand, Matsko is able to prove that Kotor's supervisors and coworkers were negligent, then his claim would be squarely within the FTCA's waiver of sovereign immunity.

I.

          Matsko, the Director of Safety for PBS Coals, Inc., visited the MSHA offices for a meeting with Earl Miller, a MSHA inspector.[2] The meeting was conducted at Miller's desk, with Miller "pulling up" a chair from fellow inspector Kotor's desk for Matsko to sit in. Once the meeting was underway, Kotor returned to his desk. In a voice characterized by Matsko as "loud and menacing," Kotor told Matsko "You're in my ____ ing chair." Then, before Matsko was able to give the chair back, and without provocation, Kotor slammed Matsko's face into a briefcase that was lying on Miller's desk. Matsko suffered a fractured vertebra and herniated disc in his neck.[3]

          On his way out of the MSHA offices, Kotor's supervisors and coworkers gave Matsko the impression that they were not 558*558 surprised by Kotor's behavior. One of the MSHA inspectors told Matkso "I told you don't piss Rudy [Kotor] off." A supervisor smirked at the comment.

          In accordance with the FTCA, Matsko initially filed an administrative tort claim with the Department of Labor.[4] When that claim was denied, Matsko filed suit in federal court against Kotor and the United States, seeking $5 million in damages. Before answering Matsko's complaint, the government filed a motion under Federal Rule of Civil Procedure 12(b)(1) seeking to dismiss the complaint for lack of subject matter jurisdiction. In response to Matsko's amended complaint, which was filed shortly thereafter, the government filed another 12(b)(1) motion. The District Court granted the motion, and this appeal followed.[5]

II.

          We have jurisdiction pursuant to 28 U.S.C. § 1291 over the District Court's final order dismissing the case, and we exercise plenary review. Gould Elecs., Inc. v. United States, 220 F.3d 169, 176 (3d Cir.2000).

          In general, the United States enjoys sovereign immunity from lawsuits seeking money damages. FDIC v. Meyer, 510 U.S. 471, 475, 114 S.Ct. 996, 127 L.Ed.2d 308 (1994). The United States may waive sovereign immunity, however, and allow itself to be sued, if it does so unequivocally in a statute. See Dep't of the Army v. Blue Fox, Inc., 525 U.S. 255, 261, 119 S.Ct. 687, 142 L.Ed.2d 718 (1999). The FTCA is the statute that waives immunity, in part, for tort claims against the United States. See 28 U.S.C. § 2674 ("[t]he United States shall be liable [with a few exceptions], respecting the provisions of this title relating to tort claims, in the same manner and to the same extent as a private individual under like circumstances").

          On appeal, Matsko attempts to demonstrate that, despite the District Court's decision to the contrary, his claims fall within the FTCA's waiver of sovereign immunity.[6] Only if the FTCA waives sovereign immunity would the District Court have jurisdiction over the claims. See 28 U.S.C. § 1346(b).

A. Liability for Kotor's assault

          Matsko's first argument is that the District Court erred when it held that, because of sovereign immunity, it lacked subject 559*559 matter jurisdiction to hear the claim that the United States is liable for Kotor's assault. Matsko refers to various FTCA sections that he asserts waive the United States' sovereign immunity. Unfortunately for Matsko, none of these provisions encompasses situations like the one presented here. We will affirm, therefore, the District Court's dismissal of Matsko's claim that the United States is liable for Kotor's actions.

          The first question resolved by the District Court was whether Kotor was within his job duties when he assaulted Matsko. The Court concluded he was not. Because the United States is only liable for negligent or wrongful acts of government employees acting within their scope of employment, the conclusion that Kotor was not within his job duties meant that sovereign immunity precluded the suit. See 28 U.S.C. § 2679(b)(1).

          Our task is to decide whether Kotor's outburst was within the scope of his government employment. We assess whether Kotor was acting within the scope of his employment under the law of Pennsylvania, because that is where the incident occurred. See 28 U.S.C. § 1346(b)(1); see also Aliota v. Graham, 984 F.2d 1350, 1358 (3d Cir.1993). In Pennsylvania, courts apply the Restatement (Second) of Agency's § 228 to determine whether conduct is within the scope of employment. Section 228 considers four prongs indicative of conduct within the scope of employment: (1) the conduct is of the kind the employee is employed to perform; (2) the conduct occurs within the time and space of employment; (3) the conduct is actuated at serving the employer; and (4) any force used is foreseeable by the employer. Fitzgerald v. McCutcheon, 270 Pa.Super. 102, 410 A.2d 1270, 1272 (1979) (citing § 228). Unless the litigant satisfies each prong, the court will conclude that the act in question was not within the scope of employment.

          First, we must articulate what "act" we are contemplating. Matsko argues that the District Court erred when it defined Kotor's assault as the "act in question." He asserts that the relevant act was Kotor's retrieval of his chair, the use of which was integral to his job as a MSHA inspector. Simply stated, Matsko characterizes the act incorrectly. We will not focus on the minimally offensive conduct-retrieval of the chair-when it was the aggregate of Kotor's actions that caused Matsko's injury. The retrieval of the chair would have been the act in question only if no assault had occurred. Plainly, an assault happened. Therefore, to determine whether Kotor was acting within the scope of his employment, the relevant "act" began when Kotor approached Matsko and ended when Kotor assaulted him, using excessive force. See Costa v. Roxborough Mem'l Hosp., 708 A.2d 490, 494 (Pa.Super.Ct.1998) (defining the conduct in question to be the intentional assault).

          That the § 228 test is applicable is uncontested, as is the fact that Kotor's conduct occurred within the time and space of his employment. Like the District Court, however, we are not persuaded that Matsko has satisfied, or could satisfy, the other three prongs of § 228. Defying both the first and fourth prongs, Kotor's mine inspector job description does not involve or even contemplate violence.[7] Contrary to the third prong, Kotor's act was motivated 560*560 by personal animus, rather than any intent to serve the United States.[8]

          Even reading the facts in the light most favorable to Matsko, as we are required to do, we cannot conclude that Kotor was acting within the scope of his employment when he assaulted Matsko. Thus, the District Court was correct that § 2679(b)(1) of the FTCA does not provide a waiver of the United States' sovereign immunity to create liability for Kotor's assault.[9]

          Next, Matsko asserts that his claim fits within the FTCA's special treatment of assaults by investigative or law enforcement officers. The United States is not liable for claims involving assault, battery, or other intentional torts by federal employees, unless the government actor was an investigative or law enforcement officer. 28 U.S.C. § 2680(h).

          As we are bound by our earlier precedent, we conclude that Kotor should not be treated as an "investigative or law enforcement officer" for purposes of determining whether sovereign immunity attaches. While Kotor was an inspector for the MSHA, which included authority to inspect mines and investigate possible violations, the FTCA did not intend to bring within its scope actions by "officers" not within the bounds of an investigation. See Pooler v. United States, 787 F.2d 868, 872 (3d Cir.1986) (noting that Congress intended the investigative officer exception to apply only to conduct "in the course of a search, a seizure, or an arrest").

          Matsko suggests that under Carlson v. Green, 446 U.S. 14, 100 S.Ct. 1468, 64 L.Ed.2d 15 (1980), we must read the § 2680(h) exception more broadly than in Pooler to encompass all activities undertaken by investigative officers. See Wright v. United States, 719 F.2d 1032, 1034 (9th Cir.1983) (refusing to limit the exception to the context of a search, seizure, or arrest); Sami v. United States, 617 F.2d 755, 760 (D.C.Cir.1979) (same). We need not determine whether Pooler's narrow reading was mistaken, because employees of administrative agencies, no matter what investigative conduct they are involved in, do not come within the § 2680(h) exception. See, e.g., EEOC v. First Nat'l Bank of Jackson, 614 F.2d 1004, 1007-08 (5th Cir.1980) (refusing to apply the exception to an Equal Employment Opportunity Commission agent). Because Kotor is not covered by the FTCA's investigative or law enforcement officer provision, the District Court was correct that no waiver of sovereign immunity applied to Kotor's intentional tort. 28 U.S.C. § 2680(h).

          In sum, because Kotor was not acting within the scope of his employment during the intentional assault, nor does he qualify as an investigative or law enforcement officer, the District Court was correct that the FTCA does not apply. Thus, we affirm the dismissal for lack of subject matter jurisdiction.

B. Liability for the negligence of Kotor's supervisors and coworkers

          The District Court also dismissed Matsko's claim that the United States was negligent by not preventing his injuries. The Court stated that the FTCA did not waive sovereign immunity for such a claim and "[p]laintiffs ... failed to cite any law or precedent to support their argument that this matter is encompassed in a statutory provision, other than the FTCA." 561*561 App. at R-14. We conclude that the District Court prematurely dismissed this claim, and will reverse.

          The fact that a government employee acting outside the scope of his employment committed an injurious assault or battery will not preclude liability against the government for negligently allowing the assault to occur. Sheridan v. United States, 487 U.S. 392, 401-02, 108 S.Ct. 2449, 101 L.Ed.2d 352 (1988) (considering whether the intentional tort exception to waiver precluded a separate claim for liability based on the government's negligence). "In a case in which the employment status of the assailant has nothing to do with the basis for imposing liability on the Government, it would seem perverse to exonerate the Government because of the happenstance that [the assailant] was on the federal payroll." Id. at 402, 108 S.Ct. 2449.

          The alleged negligence in this claim stems from the United States' undertaking a duty to protect Matsko when it invited him to a meeting at the MSHA offices.[10] As in Sheridan, this duty is entirely separate from any respondeat superior claim for Kotor's actions. Therefore, even if the United States cannot be held liable for Kotor's actions based on its status as his employer, 28 U.S.C. § 2680(h), it may be without sovereign immunity for negligence by other MSHA employees, who were within the scope of their own employment, in not stopping the injurious behavior. Sheridan, 487 U.S. at 402-03, 108 S.Ct. 2449.

          As discussed in the prior section, it is clear that Kotor was acting outside the scope of his employment. Taking Matsko's allegations as true, however, under § 228 the other MSHA employees were within their scope of employment at the time Matsko was attacked. Kotor's supervisors and coworkers were performing their jobs to further the MSHA's mission at the time of the assault, and were mere bystanders by virtue of the fact that the MSHA offices were an open floor plan. Because Matsko has sufficiently alleged that the MSHA employees were acting within the scope of their employment, and it is at least arguable that they were negligent,[11] the District Court erred by holding that the FTCA did not waive sovereign immunity. The question of actual negligence should be resolved on the merits, rather than in a jurisdictional challenge.[12] 562*562 See Mortensen v. First Fed. Sav. & Loan Ass'n, 549 F.2d 884, 892 (3d Cir.1977) ("it is incumbent upon the trial judge to demand less in the way of jurisdictional proof than would be appropriate at a trial stage"). We hold, therefore, that the District Court erred by dismissing the claim as barred by the governmental immunity and, accordingly, will reverse and remand for proceedings consistent with this opinion.

III.

          In sum, we will affirm in part and reverse in part. Insofar as Matsko claims that the United States is liable for the negligence of Kotor's supervisors and coworkers, his lawsuit should not have been dismissed. In all other respects, the District Court's order was proper.

          [1] Matsko's wife Teresa A. Matsko is also a plaintiff-appellant in this case, as she asserts a derivative claim of loss of consortium.

          [2] PBS Coals, Inc. is a company regulated by the MSHA.

          [3] Criminal charges against Kotor resulted in his pleading guilty to recklessly committing simple assault, harassment, and stalking.

          [4] MSHA is a division of the federal Department of Labor.

          [5] Having dismissed the claims against the United States, the District Court refused to exercise supplemental jurisdiction over Matsko's claim against Kotor, suggesting that the claim should properly be made in state court. A tort claim against Kotor is now pending in Pennsylvania state court.

          [6] In addition to the issues addressed in this opinion, Matsko's brief to this court included arguments in the "Issues Presented for Review" section related to whether the United States can be held liable for (1) failure to properly train and supervise or (2) for negligent hiring. As there is no corresponding discussion, Matsko has waived those contentions. See In re Trans World Airlines, Inc., 145 F.3d 124, 132 (3d Cir.1998) (noting that Federal Rule of Appellate Procedure 28 "is not only a technical or aesthetic provision, but also has a substantive function-that of providing the other parties and the court with some indication of which flaws in the appealed order or decision motivate the appeal") (quotation omitted); Reynolds v. Wagner, 128 F.3d 166, 178 (3d Cir.1997)Southwestern Pa. Growth Alliance v. Browner, 121 F.3d 106, 122 (3d Cir.1997) (opining that "appellate courts generally should not address legal issues that the parties have not developed through proper briefing"). Even if the theories were not waived, the claims would not be within the FTCA's coverage. See 28 U.S.C. § 2680(a); see also Tonelli v. United States, 60 F.3d 492, 496 (8th Cir.1995).

          [7] The cases that Matsko cites from Pennsylvania state courts to show that force is sometimes within the scope of employment are distinguishable because each involved a job description in which force was implicit. See Orr v. William J. Burns Int'l Detective Agency, 337 Pa. 587, 12 A.2d 25 (1940) (guard); Pilipovich v. Pittsburgh Coal Co., 314 Pa. 585, 172 A. 136 (1934) (industrial policeman).

          [8] After assaulting Matsko and taking back the chair, Kotor commented: "I remember the last time I talked to you — you hung up on the phone on me." App. at R61.

          [9] Judge Weis would hold that Kotor's conduct was within the scope of his employment. However, recovery would be denied because the exception to the waiver of sovereign immunity for "assault and battery" under 28 U.S.C. § 2680(h) would apply.

          [10] Whether the government owed a duty to Matsko must be resolved under the law of Pennsylvania, because that is where the incident occurred. See 28 U.S.C. § 1346(b)(1). In Pennsylvania, the Restatement (Second) of Torts § 344 makes a possessor of land liable to invitees to his property for "physical harm caused by the accidental, negligent, or intentionally harmful acts of third persons." Moran v. Valley Forge Drive-In Theater, Inc., 431 Pa. 432, 246 A.2d 875, 878 (1968).

          Contrary to the government's argument, Matsko's negligence claim is not a subterfuge to mask an otherwise precluded claim. Matsko's premises liability theory does not stem from negligent hiring, training, or supervision, but arises solely out of the § 344 duty.

          [11] One could question whether the United States, by and through the MSHA officers, knew that Kotor had a propensity for violence or whether the MSHA officials had time to intervene to stop Kotor. Under the uncontested facts, however, Matsko has sufficiently pleaded the existence of the duty, breach, and causation elements of his negligence claim.

          [12] The parties disagree about whether it was appropriate for the District Court to consider factual issues before the government had filed an answer. Compare Mortensen v. First Fed. Sav. & Loan Ass'n, 549 F.2d 884, 891-92 (3d Cir.1977) (noting that a "12(b)(1) factual evaluation may occur at any stage in the proceedings, from the time the answer has been served") (emphasis added) with Berardi v. Swanson Mem'l Lodge No. 48, 920 F.2d 198, 200 (3d Cir.1990). We need not resolve this issue, because on the record before us, we have no indication that facts pertinent to the question of whether the government was negligent were contested.

17.2 Qualified Immunity 17.2 Qualified Immunity

17.2.1 Irvin v. City of Shaker Heights 17.2.1 Irvin v. City of Shaker Heights

Rodney IRVIN, Plaintiff v. CITY OF SHAKER HEIGHTS, et al., Defendants.

Case No. 1:06 CV 1779.

United States District Court, N.D. Ohio, Eastern Division.

Aug. 18, 2011.

*723Jaime P. Serrat, Cleveland, OH, for Plaintiff.

Darlene E. White, Gallagher Sharp, for Plaintiff/Defendants.

D.' John Travis, George H. Carr, Gallagher Sharp, Cleveland, OH, for Defendants.

ORDER

SOLOMON OLIVER, JR., Chief Judge.

The following Motions are currently pending in the above-captioned case between Plaintiff Rodney Irvin (“Plaintiff’ or “Irvin”) and Defendants City of Shaker Heights (“City Defendant”), Mayor of Shaker Heights Rawson, former Chief of Police Ugrinic, Assistant Chief of Police (now Chief) Lee, and police officers Sgt. *724Mastnardo, Det. Carlozzi, Ptl. Emlaw, Cpl. Pizon, Sgt. Allison, Ptl. McCandless, and Cpl. Gozelanczyk: (1) Sgt. Mastnardo’s Motion for Summary Judgment (ECF No. 47); (2) the other above-named officers’ (“Individual Officers”) Motion for Summary Judgment (ECF No. 48); and (3) the City of Shaker Heights, the Mayor, Police Chief, and Assistant Police Chiefs Motion for Summary Judgment (ECF No. 50).

For the following reasons, the court hereby grants in part and denies in part Sgt. Mastnardo’s Motion for Summary Judgment (ECF No. 47); grants in part and denies in part the Individual Officers’ Motion for Summary Judgment (ECF No. 48), and grants in full the City, the Mayor, and the current and former Chiefs of Police’s Motion for Summary Judgment (ECF No. 50).

I. FACTS AND PROCEDURAL HISTORY

On July 27, 2005, at approximately 10:30 p.m., Plaintiff Rodney Irvin was walking home, pushing his two-year-old daughter in a tricycle, near E. 154th Street and Kinsman Avenue in Cleveland, Ohio. (Irvin Dep., ECF No. 99-2 at 70.) Irvin saw his former brother-in law, Bob Nance (“Nance”), in a passing vehicle and began a conversation. (Id. at 71.) Nance handed Irvin his business card. (Id. at 76.) Aware of the police car behind Nance, Irvin suggested that he pull off the main street and onto 154th Street; Nance did so and the two resumed their conversation. (Id. at 76.) Defendant Mastnardo, a corporal at the time, was driving that police car accompanied by his canine partner. (Mastnardo Dep., ECF No. 97-2 at 53.) He turned as well and drove past Irvin and Nance, and then made a U-turn. (Id.) He maintains that as he approached, he saw a hand-to-hand transaction between the two men. (Id. at 57-58.) According to Mastnardo, he believed Nance and Irvin were engaged in a drug transaction. (Id. at 64.) He parked on the other side of 154th, told the dispatcher he was making a traffic stop, and got out of his car. (Id. at 59, 68.)

Accounts differ as to whether Mastnardo took his gun from its holster and released his dog on initially leaving the car. Irvin maintains that Mastnardo approached Nance’s car initially with his gun drawn and that the dog left the police car at the same time. (Irvin Dep., ECF No. 99-2 at 84, 97.) Nance stated right after the incident that the gun was not initially drawn, but at Irvin’s criminal trial he testified that the gun was out as Mastnardo crossed 154th Street from his patrol car. (Nance Statement, ECF No. 97-14 at 5; Nance Testimony, ECF No. 97-6 at 423.) Mastnardo maintains, however, that he did not draw his gun until he reached the front of Nance’s car, just a few feet from Irvin, after he determined that Irvin was not complying with his instructions and might pose a threat. (Mastnardo Dep., ECF No. 97-2 at 70, 72.) He states that he released the dog from his vehicle by remote control later in the interaction. (Id. at 90.) Mastnardo told Nance to place his hands on the steering wheel, and Nance complied. (Id. at 70; Nance Testimony, ECF No. 97-6 at 366.)

The specifics of the interaction between Mastnardo and Irvin are also in dispute. Irvin says he forcefully questioned Cpl. Mastnardo’s actions in pulling his weapon and allowing his police dog twice to approach Irvin’s daughter. (Irvin Dep., ECF No. 99-2 at 86, 92-93, 98.) Irvin alleges, with support from Nance’s testimony, that Mastnardo told him he was under arrest before there was any physical contact. (Id. at 101; Nance Testimony, ECF No. 97-6 at 371.) Mastnardo maintains, with support from Nance’s testimony, that Irvin was uncooperative and argumentative. (Mastnardo Dep., ECF No. *72597-2 at 71-72; Nance Testimony, ECF No. 97-6 at 370.) The parties disagree about whether Irvin’s hand was in his pocket at any point. (Irvin Dep., ECF No. 99-2 at 102; Mastnardo Dep., ECF No. 97-2 at 76.)

A physical altercation ensued. Mastnardo asserts that he sharply pushed Irvin in the chest in order to secure Irvin’s cooperation in removing his hand from his pocket as instructed. (Mastnardo Dep., ECF No. 97-2 at 84.) He says that Irvin then struck him in the shoulder and neck area. (Id. at 86-88.) Mastnardo says he disengaged to call for faster backup, reholstered his weapon, and only then summoned his police dog for assistance. (Id. at 89-90.) According to Mastnardo, Irvin then pushed the tricycle into him, tried to punch him, and the two men grappled as the tricycle, with Irvin’s daughter strapped into it, fell to the side. (Id. at 102-106.) Mastnardo asserts that the dog bit Irvin in accordance with its training, in order to protect the officer, and that Irvin repeatedly beat the dog’s head against the ground, causing a broken tooth and other injury. (Id. at 108, 128; see Aff. of Dr. Richard Thompson, ECF No. 47-5.) Mastnardo asserts that the several efforts to subdue Irvin, using precisely aimed strikes to the body and a sleeper hold, had only marginal success. (Mastnardo Dep., ECF No. 97-2 at 109-120.)

Irvin alleges that Mastnardo hit him in the chest, that the two men never “tussled,” and that he never struck Mastnardo. (Irvin Dep., ECF No. 99-2 at 113.) Irvin states that he was attacked and bitten by the police dog. (Id. at 104-07.) Irvin describes a tug-of-war with the dog as he tried to prevent the dog from biting him, and he maintains that Mastnardo struck him in the head from behind, knocking him on top of the dog. (Id. at 105.) Irvin states that he was never put in a sleeper hold. (Id. at 134.)

Irvin alleges that several other officers, beginning with Defendants Emlaw and Pizon, arrived at the scene and began “hitting, kicking, and stomping him.” (Irvin Dep., ECF No. 99-2 at 121; Compl., ECF No. 1 at ¶ 29.) He remembers being assaulted by Det. Carlozzi, who also allegedly dismissed his expression of concern about his daughter with the words “fuck her.” (Id. at 124.) He remembers Sgt. Allison being at the scene but alleges no specific actions by him. (Id. at 134-35.) He is not certain but believes Ptl. McCandless and Cpl. Gozelanczyk were involved in the alleged beating as well. (Id. at 157.) Irvin acknowledges that he continued to struggle with all the officers while attempting to reach his daughter. (Id. at 124-25,157.)

All the backup officers describe an intense struggle to subdue Irvin. (Ind. Def. Affs., ECF Nos. 48-2 through 48-7.) Cpl. Gozelanczyk says that he was the first one to arrive and that at that point Irvin was still on his feet struggling with Mastnardo. (Gozelanczyk Aff., ECF No. 48-6 at ¶ 8.) Sgt. Allison says he joined Gozelanczyk and Cpl. Pizon in grappling with Irvin. (Allison Aff., ECF No. 48-5 at ¶ 10.) Ptl. McCandless avers that he did not have contact with Plaintiff and instead tended to Irvin’s daughter in the tricycle. (McCandless Aff., ECF No. 48-3 at ¶¶ 11, 13.) Ptl. Emlaw also avers that he had no contact with Plaintiff and was tasked with searching Nance’s vehicle. (Emlaw Aff., ECF No. 48-7 at ¶¶ 11,15.)

Irvin states that after being arrested, he asked for medical help for his bite wounds and bruises on several occasions over the next few days, but received no real attention, except some aspirin, until several days later at the county jail. (Irvin Dep., ECF No. 99-2 at 163.) In contrast, Gozelanczyk avers that he asked Irvin if he needed medical assistance, but Irvin de*726dined. (Gozelanczyk Aff., ECF No. 48-6 at ¶ 13.) The county doctor, a week later, told Irvin that since the wounds were not infected, they would heal without incident. (Irvin Dep., ECF No. 99-2 at 163.) Irvin maintains that the bite wound in his chest became a keloid and still itches on occasion. (Id. at 161-62.) Mastnardo, meanwhile, had injuries after the struggle that led to his not being cleared to return to full duty until early February 2006. (Mastnardo Dep., ECF No. 97-2 at 23.)

Irvin was charged with felonious assault on a police officer, assault on a police dog, and child endangerment. His Indictment was later amended to include two additional felonies. (Compl., ECF No. 1 at ¶ 37.) He was unable to post bond and was imprisoned from July 2005 until February 2006. On February 6, 2006, a jury found Irvin not guilty on all felony charges; after a nolo contendere plea, he was found guilty of a misdemeanor count of child endangerment. (Journal Entry, ECF No. 48-8.)

One piece of evidence available for the criminal trial was a compact disc containing surveillance footage from the front of a public works building in Shaker Heights. (Evidentiary Hearing Trans., ECF No. 97-11 at 44-45.) Officers say it showed Irving, Nance, and Mastnardo approaching the scene of the incident but, because of its orientation, could not have captured any of the actual encounter. (Id. at 10-11, 73). Testimony and physical evidence about the orientation of the camera and the location of the incident corroborate this assertion. (Id. at 17-21.) Sometime between Irvin’s trial and discovery in this action, the CD disappeared from the case file and could not be located. (Id. at 80.) After a hearing on March 16, 2011, the court determined that its disappearance does not harm Plaintiffs case and declined to issue sanctions against Defendants. (Order Denying PI. Mot. for Sanctions, ECF No. 84.)

An anonymous letter making reference to the video footage was received in the Shaker Heights Law Department at some point during the pendency of this case. (Cannon Dep., ECF No. 98-4 at 16; Anonymous Letter, ECF No. 98-6.) Purporting to be from a member of the Police Department, the letter charged that the footage contradicted some of Mastnardo’s testimony and was being covered up. (Id.) The Chief and Assistant Chief met with officers and asked them to review the case and report back any concern, but there was no direct investigation of the letter’s charges. (Lee Dep., ECF No. at 11, 16.) According to one of the officers present, Clpef Ugrinic said in the meeting that he was “not going to get into the habit of investigating rumor and innuendo.” (Marvin Lamielle Dep., ECF No. 98-3 at 47, 52.)

As a result of the events leading up to his arrest and jury trial, Plaintiff filed a Complaint in this court on July 24, 2006. (ECF No. 1.) Irvin claims that Defendants violated his Fourth, Fifth, Eighth, and Fourteenth Amendment rights. He brings his claims pursuant to 42 U.S.C. §§ 1983, 1985, and 1988, and under state law. (Compl., ECF No. 1 at ¶¶2, 44, 65, 83.)

Count I of Plaintiffs Complaint is for “Wrongful Search and Seizure; Excessive Use of Force in violation of rights and privileges secured by 4th and 14th Amendments and 42 USCA Sec. 1983.” (Id. at 9.) Count II is for “8th Amendment Violation: Refusal of Medical Treatment.” (Id. at 10.) Count III is for “Assault and Battery [a]nd Intentional Infliction of Emotional Distress.” (Id. at 11.) Count TV is for “False Arrest.” (Id. at 12.) Count V is entitled, “Probable Cause,” and claims that “Defendants lacked probable cause in which to make an arrest of his person because they had no basis for concluding he had or was committing a crime.” (Id. *727at 13.) Count VI is for “Malicious Criminal Prosecution.” (Id.) Count VII is for “Conspiracy.” (Id. at 14.) Count Eight is for “Negligent Supervision” and claims that the City of Shaker Heights “failed or neglected to supervise, direct or control officers in the commission of the unlawful conduct against the Plaintiff.” (Id.) Count IX is for “Punitive Damages.” (Id. at 15.)

II. LEGAL STANDARD

A. Summary Judgment

Federal Rule of Civil Procedure 56(a) governs summary judgment motions and provides:

A party may move for summary judgment, identifying each claim or defense- or the part of each claim or defense-on which summary judgment is sought. The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law....

A party asserting there is no genuine dispute as to any material fact or that a fact is genuinely disputed must support the assertion by:

(A) citing to particular parts of materials in the record, including depositions, documents, electronically stored information, affidavits or declarations, stipulations (including those made for purposes of the motion only), admissions, interrogatory answers, or other materials; or
(B) showing that the materials cited do not establish the absence or presence of a genuine dispute, or that an adverse party cannot produce admissible evidence to support the fact.

Fed.R.Civ.P. 56(c)(1).

In reviewing summary judgment motions, this court must view the evidence in a light most favorable to the non-moving party to determine whether a genuine issue of material fact exists. Adickes v. S.H. Kress & Co., 398 U.S. 144, 153, 90 S.Ct. 1598, 26 L.Ed.2d 142 (1970); White v. Turfway Park Racing Ass’n, Inc., 909 F.2d 941, 943-44 (6th Cir.1990). A fact is “material” only if its resolution will affect the outcome of the lawsuit. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). Determination of whether a factual issue is “genuine” requires consideration of the applicable evidentiary standards. Thus, in most cases the court must decide “whether reasonable jurors could find by a preponderance of the evidence that the [non-moving party] is entitled to a verdict.” Id. at 252, 106 S.Ct. 2505. However, “[credibility judgments and weighing of the evidence are prohibited during the consideration of a motion for summary judgment.” Ahlers v. Schebil, 188 F.3d 365, 369 (6th Cir.1999). The moving party has the burden of production to make a prima facie showing that it is entitled to summary judgment. Celotex Corp. v. Catrett, 477 U.S. 317, 331, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). If the burden of persuasion at trial would be on the non-moving party, then the moving party can meet its burden of production by either: (1) submitting “affirmative evidence that negates an essential element of the nonmoving party’s claim”; or (2) demonstrating “to the court that the nonmoving party’s evidence is insufficient to establish an essential element of the nonmoving party’s claim.” Id.

If the moving party meets its burden of production, then the non-moving party is under an affirmative duty to point out specific facts in the record which create a genuine issue of material fact. Fulson v. City of Columbus, 801 F.Supp. 1, 4 (S.D.Ohio 1992). The non-movant must show “more than a scintilla of evidence to overcome summary judgment”; it is not enough to show that there is slight doubt as to material facts. Id. Moreover, “the trial court no longer has a duty to search the entire record to establish that it is *728bereft of a genuine issue of material fact.” Street v. J.C. Bradford & Co., 886 F.2d 1472, 1479-80 (6th Cir.1989) (citing Frito-Lay, Inc. v. Willoughby, 863 F.2d 1029, 1034 (D.C.Cir.1988)).

B. Qualified Immunity

Section 1983 permits actions seeking damages for constitutional violations committed by persons acting under color of state law. 42 U.S.C. § 1983. Qualified immunity protects an official from liability if the official’s conduct does not violate “clearly established” statutory or constitutional rights that a reasonable person would have known were in existence. Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982). The Supreme Court has stressed that the “contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right.” Anderson v. Creighton, 483 U.S. 635, 640, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987). This does not mean that “an official action is protected by qualified immunity unless the very action in question has previously been held unlawful.” Id. (citing Mitchell v. Forsyth, 472 U.S. 511, 535, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985)). Rather, it means that, “in light of preexisting law the unlawfulness must be apparent.” Anderson, 483 U.S. at 640, 107 S.Ct. 3034. E.g., Malley v. Briggs, 475 U.S. 335, 344-45, 106 S.Ct. 1092, 89 L.Ed.2d 271 (1986); Mitchell, 472 U.S. at 528, 105 S.Ct. 2806; Davis v. Scherer, 468 U.S. 183, 104 S.Ct. 3012, 82 L.Ed.2d 139 (1984).

A defendant bears the initial burden of putting forth facts that suggest that he was acting within the scope of his discretionary authority. Rich v. City of Mayfield Heights, 955 F.2d 1092, 1095 (6th Cir.1992). However, the plaintiff bears the ultimate burden of proof to show that the defendants are not entitled to qualified immunity. Wegener v. Covington, 933 F.2d 390, 392 (6th Cir.1991). “[T]he burden is on the plaintiff to allege and prove that the defendant violated a clearly established constitutional right.” Spurlock v. Satterfield, 167 F.3d 995, 1005 (6th Cir.1999).

In Saucier v. Katz, 533 U.S. 194, 201, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001), the Supreme Court held that, in addressing the issue of qualified immunity, a court must first determine whether there is a violation of a constitutional right before addressing the issue of whether the right was clearly established. While this approach may be appropriate in many cases, it is no longer mandatory. The Supreme Court modified this approach in Pearson v. Callahan, 555 U.S. 223, 236, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009). District and circuit court judges are allowed the freedom to determine which prong of the immunity analysis to address first. Id. at 821; see also Waters v. City of Morristown, 242 F.3d 353, 360 (6th Cir.2001) (A plaintiff must: (1) identify a violation of a clearly established constitutional right; and (2) show that the officer acted in an objectively unreasonable manner.). It should also be noted that some panels of the Sixth Circuit have applied a third step, involving the sufficiency of the evidence. Grawey v. Drury, 567 F.3d 302, 309 (6th Cir.2009). This step requires “the court to determine whether the plaintiff has offered sufficient evidence to indicate that what the official allegedly did was objectively unreasonable in light of the clearly established right.” Id.

III. LAW AND ANALYSIS

A. Seizure and Excessive Force: Sergeant Mastnardo

1. Terry Stop

a. Constitutional Violation

Defendant Mastnardo argues that his initial seizure of Irvin and Nance for *729questioning was justified pursuant to Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968). (Def. Mastnardo’s Br. in Supp. of Summ. J., ECF No. 47-1, at 9-10; see also Aff. of Trooper Shaun Smart, ECF No. 47-4 at 7.) A stop of a citizen for investigative purposes, based on a reasonable suspicion of criminal activity, may include a search for weapons to help ensure the safety of the investigating officer “regardless of whether he has probable cause to arrest the individual.” Terry, 392 U.S. at 27, 88 S.Ct. 1868. Such a search may, in turn, lead to evidence that gives an officer probable cause to make an arrest. See, e.g., id. at 7.

To evaluate a “Terry stop,” the court considers whether the officer had a reasonable suspicion of criminal activity and whether he or she conducted the seizure with a reasonable degree of intrusion. United States v. Davis, 430 F.3d 345, 354 (6th Cir.2005). The “reasonable suspicion” standard draws on the totality of the circumstances. United States v. Arvizu, 534 U.S. 266, 274, 122 S.Ct. 744, 151 L.Ed.2d 740 (2002). To make the latter judgment, the court evaluates “whether the degree of intrusion into the suspect’s personal security was reasonably related in scope to the situation at hand, which is judged by examining the reasonableness of the officials’ conduct given their suspicions and the surrounding circumstances.” United States v. Hardnett, 804 F.2d 353, 356 (6th Cir.1986) (citing Terry, 392 U.S. at 19-20, 88 S.Ct. 1868).

Mastnardo argues that several factors made him suspect that Plaintiff and Nance were engaging in a drug transaction, including the roadside conversation on a thoroughfare, the high-crime nature of the neighborhood, the fact that Irvin was wearing a jacket on a summer evening, and the lateness of the hour for walking a small child outdoors. (Def. Mastnardo’s Br. in Supp. of Summ. J., ECF No. 47-1 at 10-11; see also Smart Aff., ECF No. 47-4 at 7-8.) Mastnardo’s expert avers that it was reasonable for Mastnardo to take precautions, since drug dealers are often armed. (Smart Aff., ECF No. 47-4 at 4.)

Whether or not the incident occurred in a high-crime area is disputed. Defendant relies on the Director of the Statistical Analysis Center of the Ohio Department of Public Safety, Office of Criminal Justice Services, Lisa Shoaf, produced a report showing incidents that have occurred in zip code 44120 (Aff. of Lisa Shoaf, ECF No. 47-2.). She does not provide analysis of this report. Plaintiff attached an unexecuted affidavit from Lisa Shoaf, to which she included a report of criminal activity in zip code 44122. (unexecuted Aff. of Lisa Shoaf, April 2009, ECF No. 97-13.) As this affidavit is unexecuted, it can not be considered as evidence. Fed.R.Civ.P. 56(c)(4).

Mastnardo averred that where Plaintiff and Nance stopped was “in a known, high drug trafficking area.” (Mastnardo Aff., ECF No. 47-3, ¶ 35(4).) Mastnardo also averred that “[significant drug activity takes place in the area where the hand-to-hand transaction occurred. In fact, it is one of the most notorious drug trafficking areas in the greater Cleveland area.” (Id. at ¶ 14.) Whether an area is considered to be high-crime is “relevant to the reasonable suspicion calculus.” United States v. Caruthers, 458 F.3d 459, 467 (6th Cir.2006); see also United States v. Martin, 289 F.3d 392, 397 (6th Cir.2002) (“The fact that a given locale is well known for criminal activity will not by itself justify a Terry stop; but it is among the various factors that officers may take into account.”); Illinois v. Wardlow, 528 U.S. 119, 123, 120 S.Ct. 673, 145 L.Ed.2d 570 (2000) (“An individual’s presence in a ‘high crime area,’ standing alone, is not enough to support a *730reasonable, particularized suspicion of criminal activity, but a location’s characteristics are relevant in determining whether the circumstances are sufficiently suspicious to warrant further investigation.”). However, the Caruthers Court acknowledged the “dangers of relying too easily or too heavily on these contextual factors” and explained that “ ‘([t]he citing of an area as ‘high-crime’ requires careful examination by the court, because such a description, unless properly limited and factually based, can easily serve as a proxy for race or ethnicity.’ ”) Caruthers, 458 F.3d at 467 (quoting United States v. Montero-Camargo, 208 F.3d 1122, 1138 (9th Cir.2000) (en banc)).

Plaintiff admits that he was pushing his daughter in a tricycle that night. He also admits that he was wearing a jacket. Plaintiff maintains that his only physical contact with Nance was taking his business card from him, when the car was still on Kinsman directly in front of Mastnardo’s police car.1 (Irvin Dep. at 76.) Taking Plaintiffs version of the facts as true, the question is whether the totality of the circumstances gave Mastnardo reasonable suspicion to conduct a Terry stop.

When a police officer witnesses a hand-to-hand exchange in an area known for drug transactions, the officer has reasonable suspicion to believe that criminal activity is afoot. United States v. Sweeney, 402 Fed.Appx. 37 (6th Cir.2007) (The officers observed a group of men, one of whom was holding money and another plastic bags, at an intersection known for drug activity. The Court determined that the officers had reasonable suspicion to stop one of the men driving away from the group in a minivan.); see also United States v. Hood, Nos. 92-5112 & 92-5113, 1992 WL 322373, at *3 (6th Cir. Nov. 5, 1992) (Officers observed an exchange with individuals in an area known for drug trafficking, and the Court determined that this gave them reasonable suspicion to conduct a Terry stop.).

Given that Mastnardo saw Nance hand something to Irvin late at night in an area known for drug transactions, this court finds that Mastnardo had reasonable suspicion to conduct a Terry stop.

b. Clearly Established

As the court has found that no constitutional violation occurred, it need not determine whether Plaintiffs right was clearly established. Mastnardo is entitled to qualified immunity for making the initial Terry stop.

2. Arrest

a. Constitutional Violation

Mastnardo does not argue that he had probable cause to make an arrest and instead pursues the argument that under Terry, he could use force to “dislodge the [Pjlaintiffs concealed hand.” (Def. Mastnardo’s Br. in Supp. of Summ. J., ECF No. 47-1, at 17.) Plaintiff argues, in support of his wrongful seizure claim, that an investigatory stop can ripen into an arrest, at which point an officer needs probable cause to justify the arrest.

The Court in United States v. Obasa, 15 F.3d 603, 607 (6th Cir.1994) (quoting Berkemer v. McCarty, 468 U.S. 420, 439-40, 104 S.Ct. 3138, 82 L.Ed.2d 317 (1984)), explained that during an investigatory stop,

“the officer may ask the detainee a moderate number of questions to determine his identity and to try to obtain information confirming or dispelling the officer’s suspicions. But the detainee is not *731obliged to respond. And, unless the detainee’s answers provide the officer with probable cause to arrest him, he must then be released.”

According to Irvin’s account, what began as a Terry stop ripened into an arrest almost immediately. Irvin has testified that he was told he was under arrest very early in the encounter, while he was arguing with Mastnardo about the officer’s initial menacing conduct. (Irvin Dep. at 101; see also Nance Testimony at 371 (asserting that Irvin was “mouthing off’ and Mastnardo responded by saying, “you’re going to jail”).) As Mastnardo has not presented evidence that he had probable cause to arrest Plaintiff, he is not entitled to qualified immunity for the arrest.2

b. Clearly Established Right

It is clearly-established that an officer cannot arrest a person without probable cause. Dietrich v. Burrows, 167 F.3d 1007, 1012 (6th Cir.1999) (“[A]bsent probable cause to believe that an offense had been committed, was being committed, or was about to be committed, officers may not arrest an individual.”). Therefore, Mastnardo’s Motion for Summary Judgment on Plaintiffs wrongful seizure claim is denied.

3. Excessive Force

a. Constitutional Violation

The Supreme Court has held that force used in making seizures must be “objectively reasonable in light of the facts and circumstances confronting” the officer. Graham v. Connor, 490 U.S. 386, 397, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989). The Court has cautioned that “the ‘reasonableness’ of a particular use of force must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight.” Id. Even when an arrestee is resistant, he has a constitutional right to police conduct that does not “cross the line from subduing an individual to assaulting him.” Lawler v. City of Taylor, 268 Fed.Appx. 384, 387 (6th Cir.2008). Factors to be considered when determining whether use of force was unreasonable include: “(1) the severity of the crime at issue, (2) the immediacy of the threat posed by the suspect to the officers or others, and (3) whether the suspect is actively resisting arrest or attempting to evade arrest by flight.” Williams v. City of Grosse Pointe Park, 496 F.3d 482, 486 (6th Cir.2007) (internal citation omitted).

The physical altercation began when Mastnardo pushed Irvin in the chest. (Irvin Dep. at 103 (“[I]t was like a punch, a punch with a push behind it.”); Mastnardo Dep. at 84 (“I push[ed] him in an attempt to remove his right hand from his pocket.”); see also Nance Testimony at 371 (After telling Irvin he was going to jail, Mastnardo “walked up to him and grabbed him ... toward the chest area.”).) Irvin denies retaliating and says that a moment later, as he was recovering his balance, he was attacked by the police dog and bitten in the chest and thigh. (Irvin Dep., ECF No. 99-2 at 104, 107-110.) He says he fought with the dog to defend himself, and Mastnardo did not call off the dog’s attack until the arrival of the other officers. (Id. at 114.)

According to Plaintiff, the force used included Mastnardo punching and kneeing Plaintiff, Mastnardo’s police dog *732biting Irvin, and Mastnardo hitting Plaintiff in the head with a hard object. The use of police dogs can be excessive force. White v. Harmon, No. 94-1456, 1995 WL 518865, at *3 (6th Cir. Aug. 31, 1995) (A canine handler was not entitled to qualified immunity for bringing a little-trained dog to an arrest scene where the plaintiff had already been handcuffed and for failing to prevent the dog from biting the plaintiff.); see also McGovern v. Vill. of Oak Law, 2003 WL 139506, at *7 (N.D.Ill. Jan. 17, 2003) (denying summary judgment on the plaintiffs excessive force claim where the plaintiff was hiding under a trailer, attempted to surrender, and then was bitten by a police dog); Vathekan v. Prince George’s County, 154 F.3d 173, 178 (4th Cir.1998) (“An attack by an unreasonably deployed police dog in the course of a seizure is a Fourth Amendment excessive force violation.”); cf. Matthews v. Jones, 35 F.3d 1046, 1051-52 (6th Cir.1994) (holding police dog attack not excessive force where plaintiff ignored several warnings and presented a threat). Moreover, Irvin alleges that Mastnardo struck him on the head with a hard object, which in itself can constitute excessive force in the Sixth Circuit. See Davis v. Bergeon, No. 98-3812, 1999 WL 591448, at *4 (6th Cir. July 27, 1999) (reversing grant of summary judgment where the plaintiff ignored police instructions and was struck in the head with an asp baton).

Under Irvin’s account of the facts, therefore, the court finds that the level of force Mastnardo used in securing the arrest amounted to a constitutional violation. The suspected crime of drug activity was not an intrinsically violent one. Irvin was not an immediate threat with his hands visible and his daughter in front of him. Although he was argumentative, he was not actively resisting or evading arrest. Therefore, under Smoak, Mastnardo’s use of force was not justified by the situation.

4. Clearly Established

In cases involving unleashed police dogs, the Sixth Circuit maintains a bright-line rule that an attack by a dog must be preceded by a warning:

It was clearly established [by the spring of 2002] that police officers violate the Fourth Amendment’s protection against excessive force when they dispatch a police dog to find and seize a criminal suspect without first giving a clear warning such force will be used if the suspect does not surrender.

Baker v. Snyder, No. 1:03-CV-89, 2004 WL 3367692, 2004 U.S. Dist. LEXIS 30056, at *27 (E.D.Tenn. May 11, 2004); citing Matthews v. Jones, 35 F.3d 1046, 1050 (6th Cir.1994) and Robinette v. Barnes, 854 F.2d 909, 911 (6th Cir.1988); see also Vathekan, 154 F.3d at 179 (“Fourth Circuit precedent existing in 1995 clearly established that failure to give a warning before releasing a police dog is objectively unreasonable in an excessive force context”) (citing Kopf v. Wing, 942 F.2d 265, 268 (4th Cir.1991)). Here, Irvin avers that he was not refusing to surrender and that he received no warning of the dog’s impending attack. (Irvin Deck, ECF No. 97-1 at ¶ 33.) His right in those circumstances to be free of the alleged level of force was clearly established. Moreover, the proscription against gratuitous blows to the head is well established in the Sixth Circuit. See Dugan v. Brooks, 818 F.2d 513, 517 (6th Cir.1987). Qualified immunity on the claim for excessive force is therefore denied.

In summary, the court holds that Mastnardo is immune from suit on the issue of his initial basis for an investigative stop of Plaintiff. Qualified immunity is denied, however, on Plaintiffs claims that his arrest was illegal and that he was subjected to excessive force.

*733B. Seizure and Excessive Force: Other Officers

1. Basis for Arrest

a. Constitutional Violation

Individual Officers argue that they had “reasonable suspicion-if not outright probable cause-to detain” Plaintiff because “[w]hen they arrived at the scene, the Backup Officers witnessed the plaintiff resisting arrest.” (Individual Officers’ Br. in Supp. of Summ. J., ECF No. 48-1, at p. 11.) Mastnardo radioed for other officers to join him at the scene of Irvin’s arrest. In a subsequent transmission, he radioed for the other officers to “step it up,” indicating a need for emergency assistance. (Mastnardo Dep., ECF No. 97-2 at 114; McCandless Aff., ECF No. 48-3 at ¶ 8.) As a result, certain Defendant Officers arrived on the scene to help defend Mastnardo and saw him struggling with Irvin. (See e.g., Gozelanczyk Aff., ECF No. 48-6 at ¶ 8.)

The backup officers were not required to inquire into the origins of the situation in order to determine whether Irvin was resisting an illegitimate arrest. See United States v. Hensley, 469 U.S. 221, 231, 105 S.Ct. 675, 83 L.Ed.2d 604 (1985) (explaining that “officers, who must often act swiftly, cannot be expected to cross-examine their fellow officers”) (quoting United States v. Robinson, 536 F.2d 1298, 1300 (9th Cir.1976)).

According to Irvin’s version of events, there was no basis for the other officers to know that the arrest was illegitimate or that Irvin had presented no danger to Mastnardo. Therefore, summary judgment is appropriate for the backup officers on this issue, because their choice to arrest Plaintiff was not a violation of his rights,

b. Clearly Established Constitutional Right

Since the court has found that the backup officers had probable cause to arrest Plaintiff, the court need not evaluate whether Plaintiffs right was clearly established.

2. Method of Arrest and Excessive Force

a. Individual Defendants at Issue

Plaintiffs testimony about the alleged beating includes acknowledgments that he may have confused some officers with others. (See Irvin Dep., ECF No. 99-2 at 121, 126, 155 (“When I was on the ground, like I said, I could see various ones, but by me moving my head and really couldn’t tell.”); see also id. at 132-33 (“Some of ’em was whooping me and some of ’em was standing.”); Individual Officers’ Reply, ECF No. 100 at 2.) Sometimes Irvin’s testimony is specific. He maintains that Officer Emlaw physically harmed him during the arrest. (Irvin Depo., ECF No. 99-2 at 115-19, 121-22.) He includes a specific description of the white and orange jersey Carlozzi wore during the incident. (Id. at 123-25.) Irivn also testified that Officer Pizon kicked and kneed him. (Id. at 121-22.) In his Opposition Brief, Irvin does not point to evidence in the record explaining what Officers Allison, Gozelanczyk, and McCandless did. However, Irvin does refer to the officers in general and stated that they beat and kicked him. (Id. at 125-26.) Furthermore, Officers Allison and Gozelanczyk aver that they helped to subdue Irvin. (Gozelanczyk Aff., ECF No. 48-6 at ¶¶ 9-10; Allison Aff., ECF No. 48-5 at IT 10.)

While Irvin’s testimony is tentative and somewhat uncertain as to some of the Individual Officers, nevertheless he testified that all of the Individual Officers were involved with restraining him.

b. Constitutional Violation

Individual Officers argue that they did not use excessive force because it was *734appropriate to subdue Plaintiff when they observed Plaintiff “engaged with Sgt. Mastnardo and/or the police dog.” (Individual Officers’ Br. in Supp. of Summ. J., ECF No. 48-1 at 13.)

Irvin maintains that all his struggles were nonaggressive attempts to resist being handcuffed and to reach his daughter. (Irvin Dep., ECF No. 99-2 at 124-125, 157.) He describes continued stomping and beating by the police even though the “only thing that was waving around was my mouth and my arm.” (Id. at 127.) He states that afterward his head was ringing and he had stiffness in his neck, arm, and rotator cuff. (Id. at 145.) Construing these allegations in the light most favorable to Plaintiff, they suggest that although he was not yet handcuffed, he presented no threat. While some efforts to immobilize him would then be appropriate, beating and kicking would not be. See Baker v. City of Hamilton, 471 F.3d 601, 607 (6th Cir.2006) (When the plaintiff had his hands up in a “surrender” position and an officer struck the plaintiff in the head and the knee, the officer was not entitled to qualified immunity.); see also Tapp v. Banks, 1 Fed.Appx. 344, 350 (6th Cir.2001) (“[I]t is not objectively reasonable for an officer dealing with an essentially compliant person, to strike the person’s legs twelve to fifteen times in the absence of resistance.”); Shreve v. Jessamine County Fiscal Court, 453 F.3d 681, 687-88 (6th Cir.2006) (An officer was not entitled to summary judgment when he struck the plaintiff in the eye with a stick and jumped up and down on the plaintiffs back and struck the plaintiffs neck and shoulders while the plaintiff was laying down and incapacitated from pepper spray.). The court therefore finds that Irvin’s account supports a finding that certain Defendant Officers of the City committed a constitutional violation by using excessive force during the arrest.

c. Clearly Established Right

As discussed above, the principle of force proportionate to necessity is well established in the Sixth Circuit. See Shreve, 453 F.3d at 688 (“Cases in this circuit clearly establish the right of people who pose no safety risk to the police to be free from gratuitous violence during arrest.”). The court therefore finds that qualified immunity is not appropriate because Irvin’s account supports a finding that the backup officers violated a clearly established constitutional right to be free from gratuitous beating when arrested. As a result, Individual Defendants Emlaw, McCandless, Pizon, Allison, Gozelanczyk, and Carlozzi are not entitled to qualified immunity on the issue of excessive force.

C. Refusal to Provide Medical Treatment

1. Constitutional Violation

The Complaint charges that Individual Defendants violated Irvin’s Eighth Amendment rights by withholding needed medical care. (Compl., ECF No. 1 at ¶ 55.) However, it is the Fourteenth Amendment guarantee of the right to due process that requires the state “to provide medical care to persons who have been injured while being apprehended by the police.” City of Revere v. Mass. Gen’l Hosp., 463 U.S. 239, 244, 103 S.Ct. 2979, 77 L.Ed.2d 605 (1983). The Sixth Circuit has held that “[t]o sustain a cause of action under § 1983 for failure to provide medical treatment, [a] plaintiff must establish that the defendants acted with ‘deliberate indifference to serious medical needs.’ ” Watkins v. City of Battle Creek, 273 F.3d 682, 685 (6th Cir.2001) (quoting Estelle v. Gamble, 429 U.S. 97, 104, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976)). This is in part a subjective standard, requiring that a plaintiff show that officers not only had reason to know but actually knew that the plaintiff had serious medical needs. Id. The *735deliberate-indifference test also sets a high objective standard, as the plaintiff must undergo “conditions posing a substantial risk of serious harm.” Farmer v. Brennan, 511 U.S. 825, 834, 114 S.Ct. 1970, 128 L.Ed.2d 811 (1994) (citing Helling v. McKinney, 509 U.S. 25, 33, 113 S.Ct. 2475, 125 L.Ed.2d 22 (1993)). Even a risk of such harm violates the Constitution. The Sixth Circuit has held that “it is sufficient to show that he actually experienced the need for medical treatment, and that the need was not addressed within a reasonable time frame.” Blackmore v. Kalamazoo County, 390 F.3d 890, 900 (6th Cir.2004).

Mastnardo and the Individual Defendants argue that Plaintiff only sustained minor injuries. Irvin and Mastnardo agree that Mastnardo suggested to paramedics on the scene of the arrest that Irvin be examined. (Mastnardo Aff., ECF No. 47-3 at ¶¶29, 39; Irvin Dep., ECF No. 99-2 at 137.) However, Irvin maintains that the paramedics did not attend to him. (Irvin Dep., ECF No. 99-2 at 154.) In contrast, Gozelanezyk avers that Irvin declined an offer of medical attention that night. (Gozelanezyk Aff., ECF No. 48-6 at ¶ 13.) Irvin says his injuries were photographed the night of the arrest and that on several occasions over the following days he asked for medical help because of the dog bites and head pain. (Irvin Dep., ECF No. 99-2 at 159-164.) Nonetheless, he was not seen by a doctor until after arriving at the county jail six days later. (Id.) At that point, the doctor did not think the uninfected wounds were serious, and, on learning they were a week old, laughed at Irvin’s concern. (Id.) This evidence provides only weak support for an objective finding of “substantial risk of serious harm” from the wounds going untreated.

Neither the Complaint nor Plaintiffs Deposition specify which individuals are accused of manifesting deliberate indifference. Mastnardo did not take Irvin into custody, and before leaving the scene he suggested that paramedics examine him. As to the officers in the station, Irvin has not presented evidence that they knew of his bite wounds to the chest and thigh. He names only one officer who knew the extent of Irvin’s wounds at a time when treatment was appropriate, an officer named Westfall, at the Shaker police station. Irvin says that when he asked West-fall “could I see a doctor or a nurse, he stated to me they won’t be nobody here probably until Thursday or Friday.” (Irvin Dep., ECF No. 99-2 at 160.) Irvin has not named Officer Westfall in this action and has presented no evidence in support of the claim that any other individual acted with deliberate indifference. (See id. at 130.) Cpl. Gozelanezyk volunteers that he saw and photographed the wounds and avers that he believed them to be minor. (Gozelanezyk Aff., ECF No. 48-6 at ¶¶ 13, 18.) Irvin does not put forth any evidence that Gozelanezyk did not believe this or that he acted with deliberate indifference. Accordingly, summary judgment is granted to all Individual Defendants on the charge of refusal to provide medical treatment.

2. Clearly Established Constitutional Right

Since the court has found that there was no violation of Plaintiffs constitutional right, no further analysis is necessary.

D. Malicious Prosecution

Plaintiff contends that Individual Defendant police officers violated his constitutional rights by maliciously prosecuting him for felonious assault on a police officer, assault on a police dog, and child endangerment. (Compl., ECF No. 1 at ¶¶ 76-80.) Plaintiff brings the claim of malicious prosecution without specifying whether he is doing so under federal or *736state law. Both federal and Ohio law recognize malicious prosecution as a cognizable tort. Criss v. Springfield Twp., 56 Ohio St.3d 82, 564 N.E.2d 440 (1990); Trussell v. Gen. Motors Corp., 53 Ohio St.3d 142, 559 N.E.2d 732 (1990). The elements of malicious prosecution in Ohio are: “(1) malice in instituting or continuing the prosecution, (2) lack of probable cause, and (3) termination of the prosecution in favor of the accused.” Criss, 564 N.E.2d at 443. Malicious prosecution is also a recognized federal claim. Thacker v. City of Columbus, 328 F.3d 244, 259 (6th Cir.2003). To establish the federal claim, the plaintiff must show that (1) the defendant officer influenced or participated in the decision to prosecute; (2) there was a lack of probable cause for the criminal prosecution; (3) the plaintiff suffered a deprivation of liberty due to the prosecution; and (4) the proceeding was resolved in the plaintiffs favor. Sykes v. Anderson, 625 F.3d 294, 308-09 (6th Cir.2010).

Defendant Mastnardo argues that he “is entitled to summary judgment because the plaintiffs allegations amount to mere speculation and conjecture, unsupported by the factual record. Such allegations are insufficient to defeat a motion for summary judgment.” (Mastnardo’s Br. in Supp. of Summ. J., ECF No. 47-1, at 18-19.) Individual Defendants interpret the malicious prosecution claim to be based in state law and maintain that “the plaintiff in this matter cannot present any evidence that would satisfy the high standard necessary to demonstrate malice, wanton misconduct, or bad faith. That the plaintiff may make bald allegations, unsubstantiated by the factual record, is inconsequential. Mere allegations are insufficient to overcome summary judgment in this instance.” (Individual Officers’ Br. in Supp. of Summ. J., ECF No. 48-1 at 17.)

Plaintiff provides no evidence in support of his malicious prosecution claim in his Briefs in Opposition. As stated above, one way a defendant can succeed on summary judgment is by demonstrating “to the court that the nonmoving party’s evidence is insufficient to establish an essential element of the nonmoving party’s claim.” Celotex, 477 U.S. at 331, 106 S.Ct. 2548. However, even where a summary judgment motion is uncontested, as in this case, a court is not permitted to merely enter judgment in the moving party’s favor. Stough v. Mayville Cmty. Sch., 138 F.3d 612, 614 (6th Cir.1998) (“[A] district court cannot grant summary judgment in favor of a movant simply because the adverse party has not responded.”) Instead, the court may grant summary judgment only if after a close examination of the Motion and the documents in support, the court determines that no genuine issue of material fact remains. Id.; Turner v. CMC, 23 Fed.Appx. 415, 417 (6th Cir.2001).

The law on malicious prosecution is that a grand-jury indictment creates a presumption of probable cause. Harris, 422 F.3d at 327. A plaintiff can overcome this presumption only if he presents evidence that the officer “(1) stated a deliberate falsehood or showed reckless disregard for the truth [at the hearing] and (2) that the allegedly false or omitted information was material to the [court’s] finding of probable cause.” Gregory v. City of Louisville, 444 F.3d 725, 758 (6th Cir.2006). Ohio law is substantially the same: “a grand jury indictment in the criminal prosecution creates a rebuttable presumption that defendants had probable cause to prosecute, unless the plaintiff shows those proceedings received perjured testimony or were otherwise significantly irregular.” Mayes v. City of Columbus, 105 Ohio App.3d 728, 664 N.E.2d 1340, 1346 (Ohio App. 10 Dist.1995) (citation omitted).

*737Therefore, Mastnardo and the Individual Defendants argued that Plaintiff would not be able to put forth evidence of malicious prosecution, and indeed, Plaintiff did not do so in his Opposition Briefs. As a result, summary judgment on the malicious prosecution claim is hereby granted in favor of Mastnardo and the Individual Defendants.

E. Conspiracy

The Complaint alleges that all Individual Defendants participated in a conspiracy to violate his constitutional rights, as prohibited by 42 U.S.C. § 1983 and 42 U.S.C. § 1985(2). (Compl., ECF No. 1 at ¶ 83.)

1. Conspiracy Pursuant to 1983

Defendants argue that Plaintiff cannot put forth any facts that support his contention that Defendants engaged in a conspiracy in violation of § 1983. (Def. Mastnardo’s Br. in Supp. of Summ. J., ECF No. 47-1 at 20 (“To the extent the plaintiff makes allegations of a conspiracy, those allegations are vague and conclusory and utterly without factual support.”)). Mastnardo argues that “[Pjlaintiff simply fails to offer any evidence of a conspiratorial agreement or plan. To the extent the plaintiff makes allegations of a conspiracy, those allegations are vague and conclusory and utterly without factual support.” (Id.) When Irvin was asked why he thinks the police engaged in a conspiracy, he answered: “I don’t know why they lied about the whole thing. You know, I just assume and speculated that they did it because of Mastnardo trying to become sergeant and I, I can only speculate and assume, like they did.” (Irvin Dep., ECF No. 99-2 at 208.) The Individual Defendants incorporate Mastnardo’s arguments as their own.

In response, Plaintiff argues a § 1983 conspiracy occurred when the Defendants unconstitutionally denied him fair access to the courts. He points to the disappearance of the surveillance-camera evidence and the failure to act on, reveal, or preserve the anonymous letter. (Id.) In the Sixth Circuit, this type of claim is limited to actions taken before the case was filed. Swekel v. City of River Rouge, 119 F.3d 1259, 1263 (6th Cir.1997) (“When the abuse transpires post-filing, the aggrieved party is already in court and that court usually can address the abuse.”) (citing Foster v. City of Lake Jackson, 28 F.3d 425, 430 (5th Cir.1994) (holding that the right of access to the courts does not include “the right to proceed free of discovery abuses after filing”)). Here, the anonymous letter was received, and allegedly mishandled, after the present litigation was filed. (Cannon Dep., ECF No. 98-2, at 21 (indicating addressee became aware of letter “sometime after the filing of this litigation”).) Summary judgment is therefore appropriate on the claim that Defendants impaired Plaintiffs access to the courts by responding inappropriately to the letter.

As to the videotape, this court has previously determined that Plaintiffs case was not prejudiced by its disappearance. (Order Denying Pl.’s Mot. for Sanctions, ECF No. 84 at 4.) It follows that Plaintiffs access to the courts was not impaired by the mishandling of the videotape and that summary judgment on this claim in favor of Defendants is appropriate.

2. Conspiracy Pursuant to § 1985

To succeed on a claim under § 1985, Plaintiff must prove that there was “some racial, or perhaps otherwise class-based invidiously discriminatory animus behind the conspirators’ action.” Kush v. Rutledge, 460 U.S. 719, 726, 103 S.Ct. 1483, 75 L.Ed.2d 413 (1983) (quoting Griffin v. Breckenridge, 403 U.S. 88, 102, 91 S.Ct. 1790, 29 L.Ed.2d 338 (1971)).

Mastnardo argues that Plaintiff has not presented any evidence of racial or class-based animus. (Def. Mastnardo’s Br. in Supp. of Summ. J., ECF No. 47-1 at 23.) Again, the Individual Defendants incorporate Mastnardo’s arguments as their own.

*738Plaintiff argues that summary judgment should not be granted in Defendants’ favor on Plaintiffs claim pursuant to § 1985(2) because “Mr. Irvin is an African-[A]merican male that was the victim of a conspiracy perpetrated by all white defendants. The racial discrimination that he has suffered is significant and continuing. This racial discrimination is the animus behind the defendants’ action.” (PL’s Opp. to City’s Mot. for Summ. J., ECF No. 98 at 25.) In support of Plaintiffs conspiracy claim pursuant to § 1985(3), Plaintiff argues that Defendant impaired his access to the courts. Plaintiff admits that he must show that the conspiracy was motivated by racial or class-based animus.

Therefore, other than pointing out that Plaintiff is African-American and the Individual Defendants are white, he provides no evidence in support of his claim. Vague allegations are not enough to state a valid claim for conspiracy to deny civil rights. In the Sixth Circuit, “it is well-settled that conspiracy claims must be pled with some degree of specificity.” Gutierrez v. Lynch, 826 F.2d 1534, 1538 (6th Cir.1987) (citing Jaco v. Bloechle, 739 F.2d 239, 245 (6th Cir.1984)). Thus, summary judgment is granted on the § 1985 conspiracy claim.

F. Assault and Battery

Plaintiff brings state tort actions against Mastnardo and the Individual Defendants for assault and battery and intentional infliction of emotional distress. (Compl., ECF No. 1 at ¶¶ 60-61.) Individual Defendants have moved for summary judgment pursuant to the Ohio Political Subdivision Tort Liability Act, Ohio Rev. Code § 2744.01, et seq. (Individual Officers’ Br. in Supp. of Summ. J., ECF No. 48-1 at 15; Def. Mastnardo’s Br. in Supp. of Summ. J, ECF No. 47-1 at 24.) This statute immunizes municipal employees from damages actions arising from their official duties, unless they acted outside the scope of their official responsibilities; behaved maliciously, in bad faith, wantonly, or recklessly; or are subject to liability by statute. Ohio Rev.Code § 2744.03(A)(6). Plaintiff argues that a reasonable jury could find that they acted recklessly. (PL’s Opp. to Mastnardo Mot., ECF No. 97 at 40-41; PL’s Opp. to Officers’ Motion, ECF No. 99 at 10-11.)

In Ohio, whether an officer’s actions were reckless, wanton, or malicious is usually a question for the finder of fact. See, e.g., Fabrey v. McDonald Village Police Dep’t, 70 Ohio St.3d 351, 639 N.E.2d 31, 35 (1994) (citing Matkovich v. Penn Cent. Transp. Co., 69 Ohio St.2d 210, 431 N.E.2d 652, 655 (1982)). The standard is a high one. Fabrey, 639 N.E.2d at 36 (requiring that “the actor must be conscious that his conduct will in all probability result in injury”); see also Roszman v. Sammett, 26 Ohio St.2d 94, 269 N.E.2d 420, 423 (1971) (requiring that “the evidence establish[] a disposition to perversity on the part of the tortfeasor”).

Viewed in the light most favorable to Plaintiff, the evidence in this case does not rule out possible findings of recklessness. If Mastnardo knew his initial shove to Irvin’s chest was likely to lead to the police dog attacking Irvin, a reasonable jury might find that the contact constituted a battery that was wanton or reckless. And, if Plaintiff was, as he has claimed, mostly passive under unrelenting beating and kicking by the Individual Officers, the jury could find their actions to be reckless assault and battery as well. Summary judgment is therefore denied on the state-law claims of assault and battery against Sgt. Mastnardo and the other Individual Officers.

G. Intentional Infliction of Emotional Distress

In addition to invoking political subdivision immunity on Plaintiffs Claim *739for Intentional Infliction of Emotional Distress, Mastnardo and the other Individual Defendants also argue that Plaintiff has not made out a prima, facie case for intentional infliction of emotional distress. (D. Mastnardo Reply, ECF No. 102 at 12-14.) In Ohio, the tort requires

(1) that the actor either intended to cause emotional distress or knew or should have known that actions taken would result in serious emotional distress to the plaintiff, (2) that the actor’s conduct was so extreme and outrageous as to go “beyond all possible bounds of decency” and was such that it can be considered as “utterly intolerable in a civilized community,” (3) that the actor’s actions were the proximate cause of plaintiffs psychic injury, and (4) that the mental anguish suffered by plaintiff is serious and of a nature that “no reasonable man could be expected to endure it.”

Roelen v. Akron Beacon Journal, 199 F.Supp.2d 685, 696 (N.D.Ohio 2002) (quoting Pyle v. Pyle, 11 Ohio App.3d 31, 463 N.E.2d 98, 103 (1983)). The third element of this tort requires a significant showing with regard to emotional injury:

Ohio Courts often seek some evidence of medical treatment; expert medical testimony, however, is not necessarily indispensable .... In the absence of such expert testimony, however, the Plaintiff must present some evidence in the record beyond mere allegations suggesting a serious and debilitating emotional injury to serve as a guarantee of genuineness in order to survive a motion for summary judgment.

Barnes v. City of Toledo, No. 3:08-CV-02090, 2010 WL 1268044, at *11 (N.D.Ohio Jan. 15, 2010) (citing Burr v. Burns, 439 F.Supp.2d 779, 791 (S.D.Ohio 2006)). Here, Plaintiff has presented no medical evidence and no supporting testimony from other people that he has suffered psychic injury. Consequently, summary judgment is appropriate on this claim.

H. City Defendants

Plaintiff has brought suit against the city of Shaker Heights and against the Mayor, the Chief of Police, and the Assistant Chief. (Compl., ECF No. 1 at ¶¶ 1, 3-4.) Since he is expressly suing the three individuals in their official capacities (Id.), his claims against them are redundant. See Kentucky v. Graham, 473 U.S. 159, 166, 105 S.Ct. 3099, 87 L.Ed.2d 114 (1985) (holding that “an official-capacity suit is, in all respects other than name, to be treated as a suit against the entity”) (citing Brandon v. Holt, 469 U.S. 464, 471-472, 105 S.Ct. 873, 83 L.Ed.2d 878 (1985)). In the interest of efficiency and clarity, therefore, the court dismisses all claims against May- or Judy Rawson, former Chief of Police Walter A. Ugrinic, and Chief (formerly Assistant Chief) of Police Scott Lee, since they are in truth claims against Shaker Heights itself.

I. State-Law Claims

Plaintiff is not clear in his Complaint whether he is bringing the claims of assault, battery, and intentional infliction of emotional distress against the City in this case. Possibly as a result of this, the City does not make an argument in its Motion for Summary Judgment for immunity on state-law claims. Plaintiff argues in his Opposition Brief that the City’s conduct is not immune from liability because its acts or omissions were undertaken “maliciously, in bad bath, or in a wanton or reckless manner.” (Pl.’s Opp. to City’s Mot. for Summ. J., ECF No. 98 at 26.) In the City’s Reply Brief, it argues that it is entitled to immunity pursuant to Ohio Revised Code § 2744. Ohio Revised Code § 2744.02(A)(1) states that, “[a] political subdivision is not liable in damages in a civil action for injury ... allegedly caused *740by any act or omission of the political subdivision or an employee of the political subdivision in connection with a governmental or proprietary function.” Municipalities are also immune from intentional-tort claims, such as assault, battery, and intentional infliction of emotional distress. See Wilson v. Stark Cty. Dept. of Human Servs., 70 Ohio St.3d 450, 639 N.E.2d 105, 107 (1994); see also Walsh v. Vill. of Mayfield, No. 92309, 2009 WL 1423921, at *2 (Ohio Ct.App. May 21, 2009) (holding that a political subdivision is immune from claims of malicious prosecution and intentional infliction of emotional distress because they are intentional torts). Summary judgment is therefore appropriate on all state-law claims.

2. Constitutional Claims

Under § 1983, a municipality cannot be held liable for the actions of its employees under a theory of respondeat superior. Monell v. Dep’t. of Soc. Servs., 436 U.S. 658, 690, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978). Instead, a city could be liable for the action of its employees if they resulted from official city action, such that the injury was inflicted by the execution of the city’s “policy or custom, whether made by its lawmakers or by those whose edicts or acts may fairly be said to represent official policy.” Monell v. Dep’t of Social Servs., 436 U.S. 658, 694, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978). If such a policy or custom was not the “moving force” of Plaintiffs harm, however, the city has no liability. Monell, 436 U.S. at 694, 98 S.Ct. 2018.

The Supreme Court stated that a proper analysis of municipal liability under § 1983 requires the evaluation of two distinct issues: (1) whether a constitutional violation occurred; and (2) if such a violation occurred, whether the municipality was responsible for that violation. Collins v. City of Harker Heights, 503 U.S. 115, 120, 112 S.Ct. 1061, 117 L.Ed.2d 261 (1992). Determining whether the municipality bears responsibility for a constitutional violation requires proof by the injured party of a “direct causal link between municipal policy or custom and the alleged constitutional deprivation.” City of Canton v. Harris, 489 U.S. 378, 385, 109 S.Ct. 1197, 103 L.Ed.2d 412 (1989). To establish such a link plaintiff must “identify the policy, connect the policy to the city itself, and show that the particular injury was incurred because of the execution of that policy.” Coogan v. Wixom, 820 F.2d 170, 176 (6th Cir.1987) (abrogated on other grounds). A municipality may also be held liable under § 1983 if a violation of the plaintiffs constitutional rights was the result of a failure to train officers of the municipality. Canton, 489 U.S. at 388, 109 S.Ct. 1197. Failure to train can be the basis for § 1983 liability only when this failure “amounts to deliberate indifference to the rights of persons with whom police come into contact.” Id.

As the court has already determined that Plaintiff cannot prevail on his claims for denial of medical treatment and conspiracy against any of the Individual Defendants, Plaintiffs claims that the City is responsible for denial of access to medical treatment and conspiracy fail as a matter of law.

a. Alleged Policy on Excessive Force and Canine Officers

Plaintiff alleges that Shaker Heights failed to train its officers adequately in the use of police dogs and the conduct of investigative stops or that the City had a policy in place that permitted misuse of police dogs and the use of excessive force. (Compl., ECF No. 1 at ¶¶ 91-92.)

Further Plaintiff has no claim for failure to investigate because, as Defendants ar*741gue, “[o]ther than the plaintiff himself, there is no evidence of any other persons who may have been the victims of similar constitutional violations pursuant to the policies or customs of Shaker Heights.” (Def. City’s Br. in Supp. of Summ. J., ECF No. 50-1 at 13.) Plaintiff does not provide any evidence in his Opposition Brief of other persons who were arguably harmed by an alleged policy of failure to investigate. Indeed, Irvin did not turn in the form that he was given which may have led to an internal investigation of his complaint because he believed a self-conducted investigation by the police would be a sham. (Irvin Dep., ECF No. 99-2 at 181— 82.) As a result, Plaintiff cannot prevail on his claim.

The Plaintiff also cannot prevail on a failure to train claim. Defendants correctly argue Plaintiff has offered no testimony from an expert or any other probative evidence to support his argument that the City had a policy of failure to train its officers. Further he has pointed to no affirmative policy of the City regulating the use of force or police dogs that violated his constitutional rights.

The Court’s statement in Thomas v. City of Chattanooga, 398 F.3d 426, 432-433 (6th Cir.2005) (citing Monell, 436 U.S. at 694, 98 S.Ct. 2018 and Bd. of County Commis. of Bryan County v. Brown, 520 U.S. 397, 410, 117 S.Ct. 1382, 137 L.Ed.2d 626 (1997)), is applicable here,

[t]he danger in appellants’ argument is that they are attempting to infer a municipalwide policy based solely on one instance of potential misconduct. This argument, taken to its logical end, would result in the collapsing of the municipal liability standard into a simple respondeat superior standard. This path to municipal liability has been forbidden by the Supreme Court.

The court therefore grants summary judgment in favor of the City on this claim.

b. Unconstitutional Policy on Anonymous Complaints against Police

Irvin maintains, without citing case law, that the city has an unconstitutional policy of not investigating anonymous letters of complaint and that this policy played a part in hampering his efforts to obtain redress for his injury through this action. (Pl.’s Opp. to City’s Mot., ECF No. 98 at 12-13.) As the court has found, the anonymous letter, and the videotape to which it referred, were not probative to this action, Plaintiff has not shown he was injured by such an alleged policy. He therefore lacks the standing to raise this question and summary judgment is granted.

I. Punitive Damages

Punitive damages can be awarded in § 1983 cases only “when the defendant’s conduct is shown to be motivated by evil motive or intent, or when it involves reckless or callous indifference to the federally protected rights of others.” Smith v. Wade, 461 U.S. 30, 56, 103 S.Ct. 1625, 75 L.Ed.2d 632 (1983). Defendants have moved for summary judgment on the ground that no such motive or reckless indifference could be found by a reasonable jury. (Def. Mastnardo’s Br. in Supp. of Summ. J., ECF No. 47-1 at 25; Individual Officers’ Br. in Supp. of Summ. J., ECF No. 48 at 19-20; Def. City Mot., ECF No. 50 at 26-27.) As discussed above in Section 111(F), the court cannot rule out such a finding as a matter of law; therefore, the motion for summary judgment is denied.

IV. CONCLUSION

City Defendant’s Motion for Summary Judgment on all counts is well-taken and is granted in full. (ECF No. 50.) Defendant Mastnardo’s Motion for Summary Judgment is granted in part and denied in part. (ECF No. 47.) The claims remaining *742against Mastnardo are: unreasonable seizure, excessive force, and the state-law assault and battery. The Individual Officers’ Motion for Summary Judgment is granted in part and denied in part. (EOF No. 48.) The claims remaining against the Individual Officers are: excessive force and state-law assault and battery.

IT IS SO ORDERED.

17.2.2 Jamison v. McClendon, 476 F.Supp.3d 386 (2020) 17.2.2 Jamison v. McClendon, 476 F.Supp.3d 386 (2020)

476 F.Supp.3d 386 (2020)

Clarence JAMISON, Plaintiff,
v.
Nick MCCLENDON, in his individual capacity, Defendant.

No. 3:16-CV-595-CWR-LRA.

United States District Court, S.D. Mississippi.

Signed August 4, 2020.

390*390 Victor I. Fleitas, Victor I. Fleitas, P.A., Tupelo, MS, for Plaintiff.

Gregory Todd Butler, Phelps Dunbar, LLP, Jackson, MS, for Defendant.

 

ORDER GRANTING QUALIFIED IMMUNITY

 

CARLTON W. REEVES, United States District Judge

Clarence Jamison wasn't jaywalking.[1]

He wasn't outside playing with a toy gun.[2]

He didn't look like a "suspicious person."[3]

He wasn't suspected of "selling loose, untaxed cigarettes."[4]

He wasn't suspected of passing a counterfeit $20 bill.[5]

He didn't look like anyone suspected of a crime.[6]

He wasn't mentally ill and in need of help.[7]

He wasn't assisting an autistic patient who had wandered away from a group home.[8]

He wasn't walking home from an after-school job.[9]

He wasn't walking back from a restaurant.[10]

391*391 He wasn't hanging out on a college campus.[11]

He wasn't standing outside of his apartment.[12]

He wasn't inside his apartment eating ice cream.[13]

He wasn't sleeping in his bed.[14]

He wasn't sleeping in his car.[15]

He didn't make an "improper lane change."[16]

He didn't have a broken tail light.[17]

He wasn't driving over the speed limit.[18]

He wasn't driving under the speed limit.[19]

No, Clarence Jamison was a Black man driving a Mercedes convertible.

As he made his way home to South Carolina from a vacation in Arizona, Jamison was pulled over and subjected to one hundred and ten minutes of an armed police officer badgering him, pressuring him, lying to him, and then searching his car top-to-bottom for drugs.

Nothing was found. Jamison isn't a drug courier. He's a welder.

Unsatisfied, the officer then brought out a canine to sniff the car. The dog found nothing. So nearly two hours after it started, the officer left Jamison by the side of the road to put his car back together.

Thankfully, Jamison left the stop with his life. Too many others have not.[20]

The Constitution says everyone is entitled to equal protection of the law — even at the hands of law enforcement. Over the decades, however, judges have invented a legal doctrine to protect law enforcement officers from having to face any consequences for wrongdoing. The doctrine is called "qualified immunity." In real life it operates like absolute immunity.

In a recent qualified immunity case, the Fourth Circuit wrote:

Although we recognize that our police officers are often asked to make split-second decisions, we expect them to do 392*392 so with respect for the dignity and worth of black lives.[21]

This Court agrees. Tragically, thousands have died at the hands of law enforcement over the years, and the death toll continues to rise.[22] Countless more have suffered from other forms of abuse and misconduct by police.[23] Qualified immunity has served as a shield for these officers, protecting them from accountability.

This Court is required to apply the law as stated by the Supreme Court. Under that law, the officer who transformed a short traffic stop into an almost two-hour, life-altering ordeal is entitled to qualified immunity. The officer's motion seeking as much is therefore granted.

But let us not be fooled by legal jargon. Immunity is not exoneration. And the harm in this case to one man sheds light on the harm done to the nation by this manufactured doctrine.

As the Fourth Circuit concluded, "This has to stop."[24]

 

I. Factual and Procedural Background[25]

 

On July 29, 2013, Clarence Jamison was on his way home to Neeses, South Carolina after vacationing in Phoenix, Arizona. Jamison was driving on Interstate 20 in a 2001 Mercedes-Benz CLK-Class convertible. He had purchased the vehicle 13 days before from a car dealer in Pennsylvania.

As Jamison drove through Pelahatchie, Mississippi, he passed Officer Nick McClendon, a white officer with the Richland Police Department, who was parked in a patrol car on the right shoulder.[26] Officer McClendon says he decided to stop Jamison because the temporary tag on his car was "folded over to where [he] couldn't see it." Officer McClendon pulled behind Jamison and flashed his blue lights. Jamison immediately pulled over to the right shoulder.[27]

As Officer McClendon approached the passenger side of Jamison's car, Jamison rolled down the passenger side window. Officer McClendon began to speak with Jamison when he reached the window. According 393*393 to McClendon, he noticed that Jamison had recently purchased his car in Pennsylvania, and Jamison told him that he was traveling from "Vegas or Arizona."

Officer McClendon asked Jamison for "his license, insurance, [and] the paperwork on the vehicle because it didn't have a tag." Jamison provided his bill of sale, insurance, and South Carolina driver's license. Officer McClendon returned to his car to conduct a background check using the El Paso Intelligence Center ("EPIC"). The EPIC check came back clear immediately. Officer McLendon then contacted the National Criminal Information Center ("NCIC") and asked the dispatcher to run a criminal history on Jamison as well as the VIN on his car.

According to Officer McClendon, he walked back to the passenger side of Jamison's car before hearing from NCIC.[28] He later admitted in his deposition that his goal when he returned to Jamison's car was to obtain consent to search the car. Once he reached the passenger side window, Officer McClendon returned Jamison's documents and struck up a conversation without mentioning that the EPIC background check came back clear. Thinking he was free to go after receiving his documents, Jamison says he prepared to leave.

This is where the two men's recounting of the facts diverges. According to Officer McClendon, he asked Jamison if he could search his car. Jamison asked him, "For what?" Officer McClendon says he responded, "to search for illegal narcotics, weapons, large amounts of money, anything illegal," and that Jamison simply gave his consent for the search.

According to Jamison, however, as he prepared to leave, Officer McClendon put his hand over the passenger door threshold of Jamison's car and told him to, "Hold on a minute." Officer McClendon then asked Jamison — for the first time — if he could search Jamison's car. "For what?" Jamison replied. Officer McClendon changed the conversation, asking him what he did for a living. They discussed Jamison's work as a welder.

Officer McClendon asked Jamison — for the second time — if he could search the car. Jamison again asked, "For what?" Officer McClendon said he had received a phone call reporting that there were 10 kilos of cocaine in Jamison's car.[29] That was a lie. Jamison did not consent to the search.

Officer McClendon then made a third request to search the car. Jamison responded, "there is nothing in my car." They started talking about officers "planting stuff" in people's cars.

At this point, Officer McClendon "scrunched down," placed his hand into the car, and patted the inside of the passenger door. As he did this, Officer McClendon made his fourth request saying, "Come on, man. Let me search your car." Officer McClendon moved his arm further into the car at this point, while patting it with his hand.

As if four asks were not enough, Officer McClendon then made his fifth and final request. He lied again, "I need to search your car ... because I got the phone call [about] 10 kilos of cocaine."

Jamison would later explain that he was "tired of talking to [Officer McClendon]." 394*394 Jamison kept telling the officer that there was nothing in the car, and the officer refused to listen.

Officer McClendon kept at it. He told Jamison that even if he found a "roach,"[30] he would ignore it and let Jamison go. The conversation became "heated." Jamison became frustrated and gave up. He told Officer McClendon, "As long as I can see what you're doing you can search the vehicle."

Officer McClendon remembers patting Jamison down after he exited the car. Both agree that Officer McClendon directed Jamison to stand in front of the patrol car, which allowed Jamison to see the search. As Jamison walked from his vehicle to the patrol car parked behind, he remembers asking Officer McClendon why he was stopped. Officer McClendon said it was because his license plate — a cardboard temporary tag from the car dealership — was "folded up." In his deposition, the Officer would later explain, "When you got these two bolts in and you're driving 65 miles an hour down the highway, it's going to flap up where you can't see it." Jamison testified, however, that it was not curled up and "had four screws in it."[31]

Officer McClendon later testified that he searched Jamison's car "from the engine compartment to the trunk to the undercarriage to underneath the engine to the back seats to anywhere to account for all the voids inside the vehicle."

As he started the search, NCIC dispatch called and flagged a discrepancy about whether Jamison's license was suspended. Officer McClendon told the dispatcher to search Jamison's driving history, which should have told them the status of Jamison's license. NCIC eventually discovered that Jamison's license was clear, although it is not apparent from the record when Officer McClendon heard back from the dispatcher.

According to Jamison, Officer McClendon continued speaking to Jamison during the search. He brought up "the 10 kilos of cocaine," asserted that the car was stolen, asked Jamison how many vehicles he owned, and claimed that Jamison did not have insurance on the car. Jamison kept saying that there was nothing in his car. At one point, Jamison heard a "pow" that "sounded like a rock" coming from inside the car, so he walked up to the car to see what had caused the noise. Officer McClendon told him to "Get back in front of my car." During the search, Jamison also requested to go to the bathroom several times, which Officer McClendon allowed.

Officer McClendon admitted in his deposition that he did not find "anything suspicious whatsoever." However, he asked Jamison if he could "deploy [his] canine." Jamison says he initially refused. Officer McClendon asked again, though, and Jamison relented, saying "Yes, go ahead." Officer McClendon "deployed [his] dog around the vehicle." The dog gave no indication, "so it confirmed that there was nothing inside the vehicle."

Before leaving, Officer McClendon asked Jamison to check his car to see if there was any damage. He gave Jamison a flashlight and told Jamison that he would pay for anything that was damaged. Jamison 395*395 — who says he was tired — looked on the driver's side of the car and on the backseat, told Officer McClendon that he did not see anything, and returned the flashlight within a minute.

In total, the stop lasted one hour and 50 minutes.[32]

Jamison subsequently filed this lawsuit against Officer McClendon and the City of Pelahatchie, Mississippi. He raised three claims.

In "Claim 1," Jamison alleged that the defendants violated his Fourth Amendment rights by "falsely stopping him, searching his car, and detaining him." Jamison's second claim, brought under the Fourteenth Amendment, stated that the defendants should be held liable for using "race [as] a motivating factor in the decision to stop him, search his car, and detain him." Jamison's third claim alleged a violation of the Fourth Amendment by Officer McClendon for "recklessly and deliberately causing significant damage to Mr. Jamison's car by conducting an unlawful search of the car in an objectively unreasonable manner amounting to an unlawful seizure of his property."

Jamison sought actual, compensatory, and punitive damages against Officer McClendon. He testified that he received an estimate for almost $4,000 of physical damage to his car. He described the damage as requiring the replacement of the "whole top" of the car and re-stitching or replacement of his car seats. In his deposition, Jamison said he provided pictures and the estimates to Officer McClendon's counsel.

Jamison also sought damages for the psychological harm he sustained. During his deposition, he described the emotional toll of the traffic stop and search in this way:

When I first got home, I couldn't sleep. So I was up for like — I didn't even sleep when I got home. I think I got some rest the next day because I was still mad just thinking about it and then when all this killing and stuff come on TV, that's like a flashback. I said, man, this could have went this way. It had me thinking all kind of stuff because it was not even called for....
Then I seen a story about the guy in South Carolina, in Charleston, a busted taillight. They stopped him for that and shot him in the back,[33] and all that just went through my mind....
396*396 I don't even watch the news no more. I stopped watching the news because every time you turn it on something's bad.

On December 1, 2017, the defendants filed a motion for summary judgment. The motion said it would explain "why all claims against all defendants should be dismissed as a matter of law." The motion, however, failed to provide an argument as to Jamison's third claim.

Prior to the completion of briefing on the motion, the parties agreed to dismiss the City of Pelahatchie from the case.

On September 26, 2018, the Court entered an order granting in part and deferring in part the motion for summary judgment.[34] The Court found that Officer McClendon had shown he was entitled to summary judgment as to Jamison's Fourteenth Amendment claim for a racially-motivated stop.[35] The Court also found that Officer McClendon was protected by qualified immunity as to Jamison's claims that Officer McClendon did not have reasonable suspicion to stop him. However, after a hearing, the Court requested supplemental briefing to "help ... determine if McLendon is entitled to qualified immunity on Jamison's lack of consent and prolonged stop claims." The present motion followed.

 

II. Legal Standard

 

Summary judgment is appropriate when "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law."[36] A dispute is genuine "if the evidence supporting" the non-movant, "together with any inferences in such party's favor that the evidence allows, would be sufficient to support a verdict in favor of that party."[37] A fact is material if it is one that might affect the outcome of the suit under the governing law.[38]

A party seeking to avoid summary judgment must identify admissible evidence in the record showing a fact dispute.[39] That evidence may include "depositions, ... affidavits or declarations, ... or other materials."[40]

When evaluating a motion for summary judgment, courts are required to view all evidence in the light most favorable to the non-moving party and must refrain from making credibility determinations.[41]

 

III. Historical Context

 

In accordance with Supreme Court precedent, we begin with a look at the "origins" of the relevant law.[42]

 

397*397 A. Section 1983: A New Hope

 

Jamison brings his claims under 42 U.S.C. § 1983, a statute that has its origins in the Civil War and "Reconstruction," the brief era that followed the bloodshed. If the Civil War was the only war in our nation's history dedicated to the proposition that Black lives matter, Reconstruction was dedicated to the proposition that Black futures matter, too. "Reconstruction was the essential sequel to the Civil War, completing its mission."[43] During Reconstruction, the abolitionists and soldiers who fought for emancipation sought no less than "the reinvention of the republic and the liberation of blacks to citizenship and Constitutional equality."[44]

The Reconstruction-era Congress passed "legislation to protect the freedoms granted to those who were recently enslaved."[45] One such piece of legislation created the Freedman's Bureau, a War Department agency that educated the formerly enslaved, provided them with legal protection, and "relocate[ed] them on more than 850,000 acres of land the federal government came to control during the war."[46] Another successful legislative effort was the passage of the Thirteenth, Fourteenth, and Fifteenth Amendments, also known as the "Reconstruction Amendments."[47]

The Thirteenth Amendment "represented the Union's deep seated commitment to end the `badges and incidents of servitude,' [and] was an unadulterated call to abandon injustices that had made blacks outsiders in the country they helped build and whose economy they helped sustain."[48] The Fourteenth Amendment reversed Dred Scott v. Sanford.[49] While the amendment was "unpassable as a specific protection for black rights,"[50] it made all persons born in the United States citizens of this country and guaranteed due process and equal protection of the law. "The main object of the amendment was to enforce absolute equality of the races."[51] President Grant called the Fifteenth Amendment "the most important event that has occurred[] since the nation came into life ... the realization of the Declaration of Independence."[52] "Each Amendment authorized Congress to pass appropriate legislation to enforce it."[53] Taken together, "Reconstruction would 398*398 mark a revolutionary change in the federal system, with the national government passing laws forcing the states to fulfill their constitutional responsibilities."[54]

For the first time in its history, the United States saw a Black man selected to serve in the United States Senate (two from Mississippi, in fact — Hiram Revels and Blanche K. Bruce),[55] the establishment of public school systems across the South,[56] and increased efforts to pass local anti-discrimination laws.[57] It was a glimpse of a different America.

These "emancipationist" efforts existed alongside white supremacist backlash, terror, and violence.[58] "In Mississippi, it became a criminal offense for blacks to hunt or fish,"[59] and a U.S. Army General reported that "white militias, with telltale names such as the Jeff Davis Guards, were springing up across" the state.[60] In Shreveport, Louisiana, more than 2,000 black people were killed in 1865 alone.[61] "In 1866, there were riots in Memphis and New Orleans; more than 30 African-Americans were murdered in each melee."[62]

"The Ku Klux Klan, formed in 1866 by six white men in a Pulaski, Tennessee law office, `engaged in extreme violence against freed slaves and Republicans,' assaulting and murdering its victims and destroying their property."[63] The Klan "spread rapidly across the South" in 1868,[64] orchestrating a "huge wave of murder and arson" to discourage Blacks from voting.[65] "[B]lack schools and churches were burned with impunity in North Carolina, Mississippi, and Alabama."[66]

The terrorism in Mississippi was unparalleled. During the first three months of 1870, 63 Black Mississippians "were murdered... and nobody served a day for these crimes."[67] In 1872, the U.S. Attorney for Mississippi wrote that Klan violence 399*399 was ubiquitous and that "only the presence of the army kept the Klan from overrunning north Mississippi completely."[68]

Many of the perpetrators of racial terror were members of law enforcement.[69] It was a twisted law enforcement, though, as it prevented the laws of the era from being enforced.[70] When the Klan murdered five witnesses in a pending case, one of Mississippi's District Attorneys complained, "I cannot get witnesses as all feel it is sure death to testify."[71] White supremacists and the Klan "threatened to unravel everything... Union soldiers had accomplished at great cost in blood and treasure."[72]

Professor Leon Litwack described the state of affairs in stark words:

How many black men and women were beaten, flogged, mutilated, and murdered in the first years of emancipation will never be known.[73] Nor could any accurate body count or statistical break-down reveal the barbaric savagery and depravity that so frequently characterized the assaults made on freedmen in the name of restraining their savagery and depravity — the severed ears and entrails, the mutilated sex organs, the burnings at the stake, the forced drownings, the open display of skulls and severed limbs as trophies.[74]

"Congress sought to respond to `the reign of terror imposed by the Klan upon black citizens and their white sympathizers in the Southern States.'"[75] It passed The Ku Klux Act of 1871, which "targeted the racial violence in the South undertaken by the Klan, and the failure of the states to cope with that violence."[76]

The Act's mandate was expansive. Section 2 of the Act provided for civil and criminal sanctions against those who conspired to deprive people of the "equal protection 400*400 of the laws."[77] "Sections 3 and 4 authorized the use of federal force to redress a state's inability or unwillingness to deal with Klan or other violence."[78] "The Act was strong medicine."[79]

Section 1 of the Ku Klux Act, now codified as 42 U.S.C. § 1983, uniquely targeted state officials who "deprived persons of their constitutional rights."[80] While the Act as a whole "had the Klan `particularly in mind,'" Section 1 recognized the local officials who created "the lawless conditions" that plagued "the South in 1871."[81] Thus, the doors to the courthouse were opened to "any person who ha[d] been deprived of her federally protected rights by a defendant acting under color of state law."[82] The Act reflected Congress's recognition that — to borrow the words of today's abolitionists — "the whole damn system [was] guilty as hell."[83]

Some parts of the Act were fairly successful. Led by federal prosecutors at the Department of Justice, "federal grand juries, many interracial, brought 3,384 indictments against the KKK, resulting in 1,143 convictions."[84] One of Mississippi's U.S. Senators reported that the Klan largely "suspended their operations" in most of the State.[85] Frederick Douglass proclaimed that "peace has come to many places," and the "slaughter of our people have so far ceased."[86]

Douglass had spoken too soon. "By 1873, many white Southerners were calling for `Redemption' — the return of white supremacy and the removal of rights for blacks — instead of Reconstruction."[87] The federal system largely abandoned the emancipationist efforts of the Reconstruction Era.[88] And the violence returned. "In 1874, 29 African-Americans were massacred in Vicksburg, according to Congressional investigators. The next year, amidst rumors of an African-American plot to storm the town, the Mayor of Clinton, Mississippi gathered a white paramilitary unit which hunted and killed an estimated 30 to 50 African-Americans."[89] And in 1876, U.S. Marshal James Pierce said, "Almost the entire white population of Mississippi is one vast mob."[90]

Federal courts joined the retreat and decided to place their hand on the scale for white supremacy.[91] As Katherine A. Macfarlane writes:

401*401 In several decisions, beginning with 1873's Slaughter-House Cases, the Supreme Court limited the reach of the Fourteenth Amendment and the statutes passed pursuant to the power it granted Congress. By 1882, the Court had voided the Ku Klux Act's criminal conspiracy section, a provision "aimed at lynchings and other mob actions of an individual or private nature."
As a result of the Court's narrowed construction of both the Fourteenth Amendment and the civil rights statutes enacted pursuant to it, the Ku Klux Act's "scope and effectiveness" shrunk. The Court never directly addressed Section 1 of the Act, but those sections of the Act [were] left "largely forgotten."[92]

For almost a century, Redemption prevailed. "Lynchings, race riots and other forms of unequal treatment were permitted to abound in the South and elsewhere without power in the federal government to intercede."[93] Jim Crow ruled, and Jim Crow meant that "[a]ny breach of the system could mean one's life."[94] While Reconstruction "saw the basic rights of blacks to citizenship established in law," our country failed "to ensure their political and economic rights."[95] Our courts' "involvement in that downfall and its consequences could not have been greater."[96]

Though civil rights protection was largely abandoned at the federal level, activists continued to fight to realize the broken promise of Reconstruction. The Afro-American League, the Niagara Movement, the National Negro Conference (later renamed the NAACP) and other civil rights groups formed to challenge lynching and the many oppressive laws and practices of discrimination.[97] One group's efforts — the Citizens' Committee — led to a lawsuit designed to create an Equal Protection Clause challenge to Louisiana's segregationist laws on railroad cars. Unfortunately, the ensuing case, Plessy v. Ferguson, resulted in the Supreme Court's decision to affirm the racist system of "separate but equal" accommodations.[98] Despite this setback, civil rights activism continued, intensifying after the Supreme Court's Brown v. Board decision and resulting in many of the civil rights laws we have today.[99]

It was against this backdrop that the Supreme Court attempted to resuscitate Section 1983.[100] In 1961, the Court decided Monroe v. Pape, a case where "13 Chicago police officers broke into [a Black family's] home in the early morning, routed them 402*402 from bed, made them stand naked in the living room, and ransacked every room, emptying drawers and ripping mattress covers."[101] The Justices held that Section 1983 provides a remedy for people deprived of their constitutional rights by state officials.[102] Accordingly, the Court found that the Monroe family could pursue their lawsuit against the officers.[103]

Section 1983's purpose was finally realized, namely "`to interpose the federal courts between the States and the people, as guardians of the people's federal rights.'"[104] The statute has since become a powerful "vehicle used by private parties to vindicate their constitutional rights against state and local government officials."[105]

Section 1983 provides, in relevant part:

Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress....[106]

Invoking this statute, Jamison contends that Officer McClendon violated his Fourth Amendment right to be free from unreasonable searches and seizures.

 

B. Qualified Immunity: The Empire Strikes Back

 

Just as the 19th century Supreme Court neutered the Reconstruction-era civil rights laws, the 20th century Court limited the scope and effectiveness of Section 1983 after Monroe v. Pape.[107]

The doctrine of qualified immunity is perhaps the most important limitation.

Although Section 1983 made no "mention of defenses or immunities, `[the Supreme Court] read it in harmony with general principles of tort immunities and defenses rather than in derogation of them.'"[108] It reasoned that "[c]ertain immunities were so well established in 1871[109] ... that `we presume that Congress would have specifically so provided had it wished to abolish' them."[110]

On that presumption the doctrine of qualified immunity was born, with roots 403*403 right here in Mississippi. In Pierson v. Ray, "15 white and Negro Episcopal clergymen... attempted to use segregated facilities at an interstate bus terminal in Jackson, Mississippi, in 1961."[111] The clergymen were arrested and charged with violation of a Mississippi statute — later held unconstitutional — that made it a misdemeanor "to congregate[] with others in a public place under circumstances such that a breach of the peace" may occur and to "refuse[] to move on when ordered to do so by a police officer."[112] The clergymen sued under Section 1983. In their defense, the officers argued that "they should not be liable if they acted in good faith and with probable cause in making an arrest under a statute that they believed to be valid."[113]

The Supreme Court agreed. It held that officers should be shielded from liability when acting in good faith — at least in the context of constitutional violations that mirrored the common law tort of false arrest and imprisonment.[114]

Subsequent decisions "expanded the policy goals animating qualified immunity."[115] The Supreme Court eventually characterized the doctrine as an "attempt to balance competing values: not only the importance of a damages remedy to protect the rights of citizens, but also the need to protect officials who are required to exercise discretion and the related public interest in encouraging the vigorous exercise of official authority."[116]

A review of our qualified immunity precedent makes clear that the Court has dispensed with any pretense of balancing competing values. Our courts have shielded a police officer who shot a child while the officer was attempting to shoot the family dog;[117] prison guards who forced a prisoner to sleep in cells "covered in feces" for days;[118] police officers who stole over $225,000 worth of property;[119] a deputy who body-slammed a woman after she simply "ignored [the deputy's] command and walked away";[120] an officer who seriously burned a woman after detonating a "flashbang" device in the bedroom where she was sleeping;[121] an officer who deployed a dog against a suspect who "claim[ed] that he surrendered by raising his hands in the air";[122] and an officer who shot an unarmed 404*404 woman eight times after she threw a knife and glass at a police dog that was attacking her brother.[123]

If Section 1983 was created to make the courts "`guardians of the people's federal rights,'" what kind of guardians have the courts become?[124] One only has to look at the evolution of the doctrine to answer that question.

Once, qualified immunity protected officers who acted in good faith. The doctrine now protects all officers, no matter how egregious their conduct, if the law they broke was not "clearly established."

This "clearly established" requirement is not in the Constitution or a federal statute. The Supreme Court came up with it in 1982.[125] In 1986, the Court then "evolved" the qualified immunity defense to spread its blessings "to all but the plainly incompetent or those who knowingly violate the law."[126] It further ratcheted up the standard in 2011, when it added the words "beyond debate."[127] In other words, "for the law to be clearly established, it must have been `beyond debate' that [the officer] broke the law."[128] An officer cannot be held liable unless every reasonable officer would understand that what he is doing violates the law.[129] It does not matter, as the Fifth Circuit has explained, "that we are morally outraged, or the fact that our collective conscience is shocked by the alleged conduct ... [because it] does not mean necessarily that the officials should have realized that [the conduct] violated a 405*405 constitutional right."[130] Even evidence that the officer acted in bad faith is now considered irrelevant.[131]

The Supreme Court has also given qualified immunity sweeping procedural advantages. "Because the defense of qualified immunity is, in part, a question of law, it naturally creates a `super-summary judgment' right on behalf of government officials. Even when an official is not entitled to summary judgment on the merits — because the plaintiff has stated a proper claim and genuine issues of fact exist — summary judgment can still be granted when the law is not reasonably clear."[132]

And there is more. The Supreme Court says defendants should be dismissed at the "earliest possible stage" in the proceedings to not be burdened with the matter.[133] The earliest possible stage may include a stage in the case before any discovery has been taken and necessarily before a plaintiff has obtained all the relevant facts and all (or any) documents.[134] If a court denies a defendant's motion seeking dismissal or summary judgment based on qualified immunity, that decision is also immediately appealable.[135] Those appeals can lead all the way to the United States Supreme Court even before any trial judge or jury hears the merits of the case. Qualified immunity's premier advantage thus lies in the fact that it affords government officials review by (at least) four federal judges before trial.[136]

Each step the Court has taken toward absolute immunity heralded a retreat from its earlier pronouncements. Although the Court held in 2002 that qualified immunity could be denied "in novel factual circumstances,"[137] the Court's track record in the intervening two decades renders naïve any judges who believe that pronouncement.[138]

Federal judges now spend an inordinate amount of time trying to discern whether the law was clearly established "beyond debate" at the time an officer broke it. But 406*406 it is a fool's errand to ask people who love to debate whether something is debatable.

Consider McCoy v. Alamu, a 2020 case in which a correctional officer violated a prisoner's Constitutional rights when he sprayed a chemical agent in the prisoner's face, without provocation.[139]

The Fifth Circuit then asked if the illegality of the use of force was clearly established beyond debate. The prison didn't think the use of force was debatable: it found the spraying unnecessary and against its rules. It put the officer on three months' probation.[140] Yet the appellate court disregarded the warden's judgment and held for the officer. The case involved only a "single use of pepper spray," after all, and the officer hadn't used "the full can."[141] Based on these factual distinctions, the court concluded that "the spraying crossed that line. But it was not beyond debate that it did, so the law wasn't clearly established."[142]

These kinds of decisions are increasingly common. Consider another Fifth Circuit case, this time from 2019, in which Texas prisoner Trent Taylor claimed that the conditions of his prison cells violated the Constitutional minimum:

Taylor stayed in the first cell starting September 6, 2013. He alleged that almost the entire surface—including the floor, ceiling, window, walls, and water faucet—was covered with "massive amounts" of feces that emitted a "strong fecal odor." Taylor had to stay in the cell naked. He said that he couldn't eat in the cell, because he feared contamination. And he couldn't drink water, because feces were "packed inside the water faucet." Taylor stated that the prison officials were aware that the cell was covered in feces, but instead of cleaning it, [Officers] Cortez, Davison, and Hunter laughed at Taylor and remarked that he was "going to have a long weekend." [Officer] Swaney criticized Taylor for complaining, stating "dude, this is Montford, there is shit in all these cells from years of psych patients." On September 10, Taylor left the cell.
A day later, September 11, Taylor was moved to a "seclusion cell," but its conditions were no better. It didn't have a toilet, water fountain, or bunk. There was a drain in the floor where Taylor was ordered to urinate. The cell was extremely cold because the air conditioning was always on. And the cell was anything but clean.
Taylor alleged that the floor drain was clogged, leaving raw sewage on the floor. The drain smelled strongly of ammonia, which made it hard for Taylor to breathe. Yet, he alleged, the defendants repeatedly told him that if he needed to urinate, he had to do so in the clogged drain instead of being escorted to the restroom. Taylor refused. He worried that, because the drain was clogged, his urine would spill onto the already-soiled floor, where he had to sleep because he lacked a bed. So, he held his urine for twenty-four hours before involuntarily urinating on himself. He stayed in the seclusion cell until September 13. Prison officials then tried to return him to his first, feces-covered cell, but he objected 407*407 and was permitted to stay in a different cell.[143]

Taylor spent a total of six days in feces-covered cells.[144] To make matters worse, the trial court found that Taylor "was not allowed clothing and forced to endure the cold temperatures with nothing but a suicide blanket."[145]

The correctional officers didn't submit much to contradict Taylor's evidence of filth.[146] Yet they were granted qualified immunity because it "wasn't clearly established" that "only six days" of living in a cesspool of human waste was unconstitutional.[147] The Fifth Circuit reasoned, "[t]hough the law was clear that prisoners couldn't be housed in cells teeming with human waste for months on end, we hadn't previously held that a time period so short violated the Constitution.... It was therefore not `beyond debate' that the defendants broke the law."[148]

Never mind the 50 years of caselaw holding that "[c]ausing a man to live, eat and perhaps sleep in close confines with his own human waste is too debasing and degrading to be permitted."[149] Never mind the numerous[150] Fifth[151] Circuit[152] decisions[153] concluding that prisoners who live in "filthy, sometimes feces-smeared, cells" can bring a Constitutional claim.[154] Never mind that in other states, it is clearly established that only three days of living in feces-covered cells is unconstitutional.[155] 408*408 And never mind that the Supreme Court had acknowledged warmth as an "identifiable human need" and that "a low cell temperature at night combined with a failure to issue [a] blanket[]" may deprive an inmate of such.[156] None of that mattered after 2011, the year the Supreme Court ratchetted up the standard to require that the unlawfulness be "beyond debate."[157]

Fifth Circuit Judge Don Willett has succinctly explained the problem with the clearly established analysis:

Section 1983 meets Catch-22. Plaintiffs must produce precedent even as fewer courts are producing precedent. Important constitutional questions go unanswered precisely because no one's answered them before. Courts then rely on that judicial silence to conclude there's no equivalent case on the books. No precedent = no clearly established law = no liability. An Escherian Stairwell. Heads government wins, tails plaintiff loses.[158]

To be clear, it is unnecessary to ascribe malice to the appellate judges deciding these terrible cases. No one wants to be reversed by the Supreme Court, and the Supreme Court's summary reversals of qualified immunity cases are ever-more biting.[159] If you've been a Circuit Judge since 1979—sitting on the bench longer than any current Justice—you might expect a more forgiving reversal.[160] Other appellate judges see these decisions, read the tea leaves, and realize it is safer to find debatable whether it was a clearly established Constitutional violation to force a prisoner to eat, sleep, and live in prison cells swarming in feces for six days.

It is also unnecessary to blame the doctrine of qualified immunity on ideology. "Although the Court is not always unanimous on these issues, it is fair to say that qualified immunity has been as much a liberal as a conservative project on the Supreme Court."[161] Judges disagree in these cases no matter which President appointed them.[162] Qualified immunity is one area proving the truth of Chief Justice Roberts' statement, "We do not have Obama judges or Trump judges, Bush judges or Clinton judges."[163]

There are numerous critiques of qualified immunity by lawyers,[164] judges,[165] and 409*409 academics.[166] Yet qualified immunity is the law of the land and the undersigned is bound to follow its terms absent a change in practice by the Supreme Court.

Here is the exact legal standard applicable in this circuit:

There are generally two steps in a qualified immunity analysis. "First, a court must decide whether the facts that a plaintiff has alleged or shown make out a violation of a constitutional right. Second... the court must decide whether the right at issue was clearly established at time of the defendant's alleged misconduct." However, we are not required to address these steps in sequential order.
In Fourth Amendment cases, determining whether an official violated clearly established law necessarily involves a reasonableness inquiry. In Pearson, the Supreme Court explained that [an] officer is "entitled to qualified immunity where clearly established law does not show that the conduct violated the Fourth Amendment," a determination which "turns on the objective legal reasonableness of the action, assessed in light of the legal rules that were clearly established at the time it was taken." However, "a reasonably competent public official should know the law governing his conduct." In general, "the doctrine of qualified immunity protects government officials from ... liability when they reasonably could have believed that their conduct was not barred by law, and immunity is not denied unless existing precedent places the constitutional question beyond debate."[167]

The Court will now consider Jamison's claims under these two steps.

 

IV. Qualified Immunity Analysis

 

 

A. Violation of a Statutory or Constitutional Right

 

The Court has already determined that Officer McClendon is entitled to qualified immunity for his decision to pull over Jamison.[168] The Court now turns to the stop itself.

 

1. Physical Intrusion

 

"In a valid traffic stop, an officer may request a driver's license and vehicle registration and run a computer check."[169] Officers are also permitted "to require passengers to identify themselves," and "[w]hile waiting for the results of computer checks, the police can question the subjects of a traffic stop even on subjects unrelated to the purpose of the stop."[170]

Officers are not allowed to unreasonably intrude into a person's vehicle. 410*410 "While the interior of an automobile is not subject to the same expectations of privacy that exist with respect to one's home, a car's interior as a whole is nonetheless subject to Fourth Amendment protection from unreasonable intrusions by the police."[171] It follows that an "officer's intrusion into the interior of [a] car constitute[s] a search."[172]

"[T]he intrusiveness of the search is not measured so much by its scope as by whether it invades an expectation of privacy that society is prepared to recognize as `reasonable.'"[173] Accordingly, "the key inquiry" in these cases is whether the officer "acted reasonably" when he intruded.[174] The question is highly dependent on the facts of each case.[175]

Here, Jamison argues that Officer McClendon "physically prevent[ed] Mr. Jamison from resuming his travel by placing his arm inside Mr. Jamison's automobile."[176] Viewing the evidence in the light most favorable to the non-movant, the Court must conclude for present purposes that the stop happened in this way. Officer McClendon's insertion of his arm into Jamison's vehicle is an "intru[sion] inside a space that, under most circumstances, is protected by a legitimate expectation of privacy."[177] The Court must therefore consider whether Officer McClendon acted reasonably when he intruded.

In United States v. Pierre, Border Patrol Agent Lonny Hillin stopped a GMC Jimmy at a fixed checkpoint in Texas.[178] The Jimmy was a "two-door vehicle ... equipped with tinted fixed rear windows."[179] The defendant, Pierre, "was lying down in the back seat."[180] During the stop, Agent Hillin "ducked his head in the window to get a clear view of the back seat and to talk to Pierre about his citizenship."[181] The Fifth Circuit considered the following to determine if the agent's intrusion was reasonable: (1) whether the officer intruded upon an area for which there is a reasonable expectation of privacy; (2) whether the officer's "actions were no more intrusive than necessary to accomplish his objective"; and (3) whether the intrusion was reasonable to ensure the safety of the officer.[182]

As to the first consideration, the Fifth Circuit found that "passengers of vehicles at fixed checkpoints near the border of the United States do not have a reasonable expectation of privacy in not being stopped and questioned about their citizenship."[183] The court reasoned that "occupants of a vehicle stopped at a checkpoint have no expectancy that they will not be required to look an agent in the eye and answer questions about their citizenship."[184] In Pierre, the "physical features of the Jimmy 411*411 made it difficult for Agent Hillin to speak with Pierre and verify his citizenship."[185] These considerations weighed toward finding that the agent's intrusion — in this case, sticking his head into the car — was reasonable.[186]

The Fifth Circuit also found that the sole purpose of Agent Hillin's intrusion was to ask about the passenger's citizenship. Again, the Court noted that vehicle's physical features did not allow Agent Hillin "to see and communicate with Pierre."[187] The court observed that "Agent Hillin's action in sticking his head in the driver's window was certainly less intrusive than requiring Pierre to get out of the vehicle."[188]

Finally, "in evaluating the reasonableness of the search," the Fifth Circuit "considered the safety of the officer."[189] It held that "[a]n agent at a checkpoint, for his own safety, would have good reason to position himself so he could see the person with whom he is speaking."[190]

Here, Jamison had no reasonable expectation of privacy as to being questioned during a lawful stop.[191] However, there is no evidence that the physical features of Jamison's car or any other circumstance made it difficult for Officer McClendon to question Jamison. Accordingly, this first consideration weighs against finding that Officer McClendon acted reasonably when he put his arm into Jamison's car.

Turning to the second consideration, Officer McClendon admitted that his objective was to get Jamison's consent to search the car. He had no reason to physically put his arm into the car to accomplish that objective. This situation is inapposite to Pierre, where the agent had to intrude in to the car to "see and communicate with Pierre."[192]

As to the third consideration, the same principle discussed in Pierre obviously applies here: officers have good reason to see the person they have pulled over. Officer McClendon, however, could already see Jamison. There was no reason to put his arm into Jamison's car to request that he consent to a search, and nothing in this record or the parties' briefs attempts to support that view.

In Pierre, the Fifth Circuit emphasized that officers do not have "carte blanche authority" to intrude into vehicles.[193] All of the considerations discussed in Pierre point toward a finding that Officer McClendon acted unreasonably.

For these reasons, Officer McClendon's physical intrusion into Jamison's car was an unreasonable search in violation of the Fourth Amendment.

 

2. Subsequent Vehicle Search

 

Officer McClendon then argues that Jamison consented to the search of his car. Jamison concedes that he "consented" but argues that his consent was involuntary.

"Consent is valid only if it is voluntary."[194] "Furthermore, if an individual 412*412 gives consent after being subject to an initial unconstitutional search, the consent is valid only if it was an independent act of free will, breaking the causal chain between the consent and the constitutional violation."[195] Factors that inform whether the consent was an independent act of free will include the "temporal proximity of the illegal conduct and the consent," whether there were any intervening circumstances, and "the purpose and flagrancy" of the misconduct.[196]

The Court has found a constitutional violation in Officer McClendon's intrusion into Jamison's vehicle. Jamison's "consent to search ... was contemporaneous with the constitutional violation, and there was no intervening circumstance."[197] Viewing the evidence in the light most favorable to Jamison, as the legal standard requires, he relented and agreed to the search only after Officer McClendon escalated his efforts and placed his arm inside the car. Officer McClendon's intrusion into Jamison's car was a purposeful and unreasonable entry into an area subject to Fourth Amendment protection. "Thus, under the circumstances of this case, the consent to search was not an independent act of free will, but rather a product of" an unconstitutional search.[198]

Even absent the initial constitutional violation, there is a factual dispute as to whether Jamison's consent was voluntary. "The voluntariness of consent is a question of fact to be determined from the totality of all the circumstances."[199] To determine whether a person's consent was voluntary, the Court considers six factors: "(1) the voluntariness of the suspect's custodial status; (2) the presence of coercive police procedures; (3) the nature and extent of the suspect's cooperation; (4) the suspect's awareness of his right to refuse consent; (5) the suspect's education and intelligence; and (6) the suspect's belief that no incriminating evidence will be found."[200] "In this analysis, no single factor is determinative"[201] and courts consider other factors relevant to the inquiry.[202]

Viewing the evidence in the light most favorable to Jamison, three factors weigh toward finding voluntary consent. Jamison was aware of his right to refuse consent; he refused to give consent after being asked four times by Officer McClendon. Jamison graduated from high school and there is nothing in the record showing that he "lack[ed] the requisite education or intelligence to give valid consent to the search."[203] Finally, Jamison believed — rightly so — that no incriminating evidence would be found.

The remaining factors weigh against finding voluntary consent. Jamison's custodial status was not voluntary: he was not free to leave. Jamison was also polite but unwilling to let Officer McClendon search his car the first four times the Officer 413*413 asked. It is difficult to accept that Jamison truly wanted to give consent, since the exchange became "heated." Moreover, when Officer McClendon brought out his canine, Jamison says that he initially refused to consent to the dog sniff.

The parties disagree about whether Officer McClendon's actions were coercive. Jamison mainly points to Officer McClendon's intrusion into the car and repeated requests for consent. Officer McClendon, on the other hand, points to a number of cases where (he claims) other courts cleared officers who used greater restraints on a person's freedom.[204]

Jamison also points to "promises" and other "more subtle forms of coercion" that might have affected his judgment.[205] The existence of a promise indeed constitutes a relevant factor in the Court's determination.[206]

There is a genuine factual dispute about whether Officer McClendon's actions amount to coercive procedures. There is evidence of omissions, outright lies, and promises by the officer: he did not inform Jamison that the EPIC check had come back clear, he lied about a call saying Jamison was transporting drugs, and he promised Jamison that he would allow him to leave if he found a roach in the car. A jury could reasonably conclude that Officer McClendon's lies reasonably caused Jamison to fear that the officer would plant drugs in his car, or worse. McClendon's statement to "Hold on a minute" and his physical intrusion into the interior of Jamison's car, while separately a constitutional violation, had the effect of physically expressing to Jamison that he was not free to leave — even though Jamison reasonably believed he could go after Officer McClendon returned his documents.

For these reasons, the Court finds a genuine factual dispute about whether Jamison voluntarily consented to the search.

A reader would be forgiven for pausing here and wondering whether we forgot to mention something.[207] When in this analysis will the Court look at the elephant in the room—how race may have played a role in whether Officer McClendon's actions were coercive?[208]

Jamison was a Black man driving through Mississippi, a state known for the violent deaths of Black people and others who fought for their freedom. Pelahatchie is an hour south of Philadelphia, a town made infamous after a different kind of traffic stop resulted in the brutal lynching of James Chaney, Michael Schwerner, and Andrew Goodman.[209] Pelahatchie is also less than 30 minutes east of Jackson, where on June 26, 2011, a handful of young 414*414 white men and women engaged in some old-fashioned Redemption and murdered James Craig Anderson, a 47-year old Black, gay man.[210] Pelahatchie is also in Rankin County, the same county the young people called home. Only a few miles separate the two communities.

For Black people, this isn't mere history. It's the present.

By the time Jamison was pulled over, more than 600 people had been killed by police officers in 2013 alone.[211] Jamison was stopped just 16 days after the man who killed Trayvon Martin was acquitted.[212] On that day, Alicia Garza wrote a Facebook post that said, "Black people. I love you. I love us. We matter. Our lives matter, Black lives matter."[213] And that week, "thousands of demonstrators gathered in dozens of cities" to commemorate Martin "and to add their voices to a debate on race that his death ... set off."[214] A movement was in its early stages that would shine a light on killings by police and police brutality writ large — a problem Black people have endured since "states replaced slave patrols with police officers who enforced `Black codes.'"[215]

Jamison's traffic stop cannot be separated from this context. Black people in this country are acutely aware of the danger traffic stops pose to Black lives.[216] Police encounters happen regardless of station in life or standing in the community; to Black doctors, judges, and legislators alike.[217] 415*415 United States Senator. Tim Scott was pulled over seven times in one year—and has even been stopped while a member of what many refer to as "the world's greatest deliberative body."[218] The "vast majority" of the stops were the result of "nothing more than driving a new car in the wrong neighborhood or some other reason just as trivial."[219]

The situation is not getting better. The number of people killed by police each year has stayed relatively constant,[220] and Black people remain at disproportionate risk of dying in an encounter with police.[221] It was all the way back in 1968 when Nina Simone famously said that freedom meant "no fear! I mean really, no fear!"[222] Yet decades later, Black male teens still report a "fear of police and a serious concern for their personal safety and mortality in the presence of police officers."[223]

In an America where Black people "are considered dangerous even when they are in their living rooms eating ice cream, asleep in their beds, playing in the park, standing in the pulpit of their church, birdwatching, exercising in public, or walking home from a trip to the store to purchase a bag of Skittles,"[224] who can say that Jamison felt free that night on the side of Interstate 20? Who can say that he felt free to say no to an armed Officer McClendon?

It was in this context that Officer McClendon repeatedly lied to Jamison. It was in this moment that Officer McClendon intruded into Jamison's car. It was upon this history that Jamison said he was tired. These circumstances point to Jamison's consent being involuntary, a situation where he felt he had "no alternative to 416*416 compliance" and merely mouthed "pro forma words of consent."[225]

Accordingly, Officer McClendon's search of Jamison's vehicle violated the Fourth Amendment.

 

B. Violation of Clearly Established Law

 

The Court must now determine whether Officer McClendon "violated clearly established constitutional rights of which a reasonable person would have known."[226]

"A clearly established right is one that is `sufficiently clear that every reasonable official would have understood that what he is doing violates that right.'"[227] "Clearly established law must be particularized to the facts of a case. Thus, while a case need not be directly on point, precedent must still put the underlying question beyond debate."[228] District courts in this Circuit have been told that "clearly established law comes from holdings, not dicta."[229] We "are to pay close attention to the specific context of the case" and not "define clearly established law at a high level of generality."[230]

"It is the plaintiff's burden to find a case in his favor that does not define the law at a high level of generality."[231] To meet this high burden, the plaintiff must "point to controlling authority—or a robust consensus of persuasive authority—that defines the contours of the right in question with a high degree of particularity."[232]

It is here that the qualified immunity analysis ends in Officer McClendon's favor.

Viewing the facts in the light most favorable to Jamison, the question in this case is whether it was clearly established that an officer who has made five sequential requests for consent to search a car, lied, promised leniency, and placed his arm inside of a person's car during a traffic stop while awaiting background check results has violated the Fourth Amendment. It is not.

Jamison identifies a Tenth Circuit case finding that an officer unlawfully prolonged a detention "after verifying the temporary tag was valid and properly displayed."[233] That court wrote that "[e]very temporary tag is more difficult to read in the dark when a car is traveling 70 mph on the interstate. But that does not make every vehicle displaying such a tag fair game for an extended Fourth Amendment seizure."[234] Aside from the fact that a Tenth Circuit case is not "controlling authority" nor representative of "a robust consensus of persuasive authority,"[235] the 417*417 case is unavailing here since Officer McClendon was awaiting NCIC results when he began to question Jamison. As discussed above, questioning while awaiting results from an NCIC check is "not inappropriate."[236] Officer McClendon's initial questioning was not in and of itself a Fourth Amendment violation.

As to Officer McClendon's "particular conduct" of intruding into Jamison's vehicle, making promises of leniency, and repeatedly questioning him, Jamison primarily argues that "a genuine issue of material fact exists regarding the voluntariness of Mr. Jamison's alleged consent to allow the Defendant McLendon to search his car."[237] He contends that a grant of "qualified immunity [is] inappropriate based on those factual conflicts."[238]

To prevail with this argument, Jamison must show that the factual dispute is such that the Court cannot "settl[e] on a coherent view of what happened in the first place."[239] Further, "[Jamison's] version of the violations [should] implicate clearly established law."[240] That is not the case here.

While Jamison and Officer McClendon's recounting of the facts differs, the Court is able to settle on a coherent view of what occurred based on Jamison's version of the facts.[241] Considering the evidence in a light "most favorable" to Jamison,"[242] Jamison has failed to show that Officer McClendon acted in an objectively unreasonable manner. An officer's "acts are held to be objectively reasonable unless all reasonable officials in the defendant's circumstances would have then known that the defendant's conduct violated the United States Constitution or the federal statute as alleged by the plaintiff."[243]

While Jamison contends that Officer McClendon's intrusion was coercive, Jamison fails to support the claim with relevant precedent. He cites to this Court's opinion in United States v. Alvarado, which found it unreasonable to detain a person on the side of the highway for an hour "for reasons not tied to reasonable suspicion that he had committed a crime or was engaged in the commission of a crime."[244] However, this Court's opinions cannot serve as "clearly established" precedent.[245] Moreover, the facts of that case are distinguishable since the defendant in Alvarado was unlawfully held after background checks came back clear.[246]

The cases the Court cited above regarding physical intrusions — United States v. Pierre and New York v. Class — are also insufficient. While it has been clearly established since at least 1986 that an officer may be held liable for an unreasonable 418*418 "intrusion into the interior of [a] car,"[247] this is merely a "general statement[] of the law."[248] "[C]learly established law must be particularized to the facts of the case."[249]

In Pierre, the officer could not see into the suspect's back seat and had to put his head inside to speak to the suspect. In Class, the suspect had been removed from his car and the officer put his hand inside to move papers so that he could see the car's VIN. Neither case considered a police officer putting his arm inside a car while trying to get the driver to consent to a search. Both cases also found the officer's conduct to be reasonable, thus not providing "fair and clear warning" of what constitutes an unreasonable intrusion into a car.

Given the lack of precedent that places the Constitutional question "beyond debate," Jamison's claim cannot proceed.[250] Officer McClendon is entitled to qualified immunity as to Jamison's prolonged detention and unlawful search claims.

 

V. Jamison's Seizure of Property & Damage Claim

 

Jamison's complaint pleads a separate claim for the "reckless[] and deliberate[]" damage to his car he alleges occurred during Officer McClendon's search. Jamison points out, however, that although Officer McClendon sought summary judgment as to all claims and an entry of final judgment, neither his original nor his renewed motion for summary judgment provided an argument as to this third claim.

Jamison is correct. Officer McClendon's failure to raise the argument in his motions for summary judgment means he has forfeited its resolution at this juncture.[251] And his attempt to shoehorn it into his reply in support of his renewed motion for summary judgment was too late, since "[a]rguments raised for the first time in a reply brief are waived."[252] The question of whether to grant or deny summary judgment as to Jamison's "Seizure of Property & Damage Claim" is simply not before the court. Accordingly, the claim will be set for trial.

 

VI. The Return of Section 1983

 

Our nation has always struggled to realize the Founders' vision of "a more perfect Union."[253] From the beginning, "the Blessings of Liberty" were not equally bestowed 419*419 upon all Americans.[254] Yet, as people marching in the streets remind us today, some have always stood up to face our nation's failings and remind us that "we cannot be patient."[255] Through their efforts we become ever more perfect.

The U.S. Congress of the Reconstruction era stood up to the white supremacists of its time when it passed Section 1983. The late Congressman John Lewis stared down the racists of his era when he marched over the Edmund Pettus Bridge. The Supreme Court has answered the call of history as well, most famously when it issued its unanimous decision in Brown v. Board of Education and resigned the "separate but equal" doctrine to the dustbin of history.

The question of today is whether the Supreme Court will rise to the occasion and do the same with qualified immunity.

 

A. The Supreme Court

 

That the Justices haven't acted so far is perhaps understandable. Not only would they likely prefer that Congress fixes the problem, they also value stare decisis, the legal principle that means "fidelity to precedent."[256]

Stare decisis, however, "isn't supposed to be the art of methodically ignoring what everyone knows to be true."[257] From TikTok[258] to the chambers of the Supreme Court, there is increasing consensus that qualified immunity poses a major problem to our system of justice.

Justice Kennedy "complained"[259] as early as 1992 that in qualified immunity cases, "we have diverged to a substantial degree from the historical standards."[260] Justice Scalia admitted that the Court hasn't even "purported to be faithful to the common-law immunities that existed when § 1983 was enacted."[261] Justice Thomas wrote there is "no basis" for the "clearly established law" analysis[262] and has expressed his "growing concern with our qualified immunity jurisprudence."[263] Justice Sotomayor has noted that her colleagues were making the "clearly established" analysis ever more "onerous."[264] In her view, the Court's doctrine "tells officers that they can shoot first and think later, and it tells the public that palpably unreasonable conduct will go unpunished."[265] It remains to 420*420 be seen how the newer additions to the Court will vote.[266]

Even without a personnel change, recent decisions make it questionable whether qualified immunity can withstand the stare decisis standard.[267] In 2018, Janus v. AFSCME overruled Abood v. Detroit Board of Education, 431 U.S. 209, 97 S.Ct. 1782, 52 L.Ed.2d 261 (1977); in 2019, Knick v. Township of Scott overruled Williamson County v. Hamilton Bank, 473 U.S. 172, 105 S.Ct. 3108, 87 L.Ed.2d 126 (1985); and in 2020, Ramos v. Louisiana overruled Apodaca v. Oregon, 406 U.S. 404, 92 S.Ct. 1628, 32 L.Ed.2d 184 (1972). Perhaps this Court is more open to a course-correction than its predecessors.

So what is there to do?

I do not envy the Supreme Court's duty in these situations. Nor do I have any perfect solutions to offer. But a Fifth Circuit case about another Reconstruction-era statute, 42 U.S.C. § 1981, suggests vectors of change. The case has been lost to the public by a fluke of how it was revised. I share its original version here to give a tangible example of how easily legal doctrine can change.

 

B. Section 1981 and Mr. Dulin

 

Section 1981 "prohibits racial discrimination in making and enforcing contracts."[268] It reads,

All persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contracts, to sue, be parties, give evidence, and to the full and equal benefit of all laws and proceedings for the security of persons and property as is enjoyed by white citizens, and shall be subject to like punishment, pains, penalties, taxes, licenses, and exactions of every kind, and to no other.[269]

You don't need a lawyer to understand this statute. The language is simple and direct. It calls for "full and equal benefit of all laws and proceedings" regardless of race.

421*421 A few years ago, George Dulin invoked this law in a suit he brought against his former employer. Dulin was a white attorney in the Mississippi Delta. He had represented the local hospital board for 24 years. When he was replaced by a Black woman, Dulin claimed that the Board had discriminated against him on the basis of race. He said that no Board member had complained about his job performance, some of the Board members had made racist remarks, and he was better qualified than his replacement.[270]

Despite being simply stated, Section 1981 is not simply enforced. In Section 1981, as with its cousin Section 1983, federal judges have invented extra requirements for plaintiffs to overcome before they may try their case before a jury.

In Dulin's case, the trial judge and two appellate judges thought he couldn't overcome those extra hurdles. Specifically, the Fifth Circuit majority explained that although some evidence showed that no one complained about Dulin's job performance, other evidence revealed that the Board was silently dissatisfied with his work.[271] They held that Dulin's evidence of racist remarks was from too long ago—it failed the "temporal proximity" requirement.[272] Then they found that his evidence of superior qualifications could not overcome a legal standard which says that "differences in qualifications are generally not probative evidence of discrimination unless those disparities are of such weight and significance that no reasonable person, in the exercise of impartial judgment, could have chosen the candidate selected over the plaintiff for the job in question."[273] For the moment, Dulin had lost.

To be clear, these judges in the majority hadn't "gone rogue." They were simply attempting to follow precedent that had long since narrowed the scope of Section 1981.

Judge Rhesa Barksdale filed a 22-page dissent. He argued that the many factual disputes should be resolved by a jury, given the Seventh Amendment right to jury trials.[274] He wrote that the temporal proximity test was too stringent since a savvy Board could have "purposely waited a year to terminate Dulin in order for that decision not to appear to be motivated by race."[275] He noted the evidence suggesting that the Board was lying about its motives, since "the Board never discussed Dulin's claimed poor performance."[276] Judge Barksdale then flatly disagreed that the court "must apply the superior-qualifications test," given evidence that the Board never cared to even discuss the qualifications of Dulin's replacement.[277] He "urged" the full court to rehear the case en banc.[278]

Judges err when we "impermissibly substitute[ ]" a jury determination with our own—the Seventh Amendment tells us so.[279] We err again when we invent 422*422 legal requirements that are untethered to the complexity of the real world.[280] The truth is, Section 1981 doesn't have a "temporal proximity" requirement. It says everyone in this country has "the same right... to the full and equal benefit of all laws and proceedings for the security of persons and property." We should honor it.

Judge Barksdale's powerful defense of the Seventh Amendment eventually persuaded his colleagues. They withdrew their opinion and issued in its place a two-paragraph, per curiam order directing the district court to hold a full trial on Dulin's claims.[281] Dulin subsequently presented his case to a jury of his peers, and the judiciary didn't collapse under a flood of follow on litigation.[282] That he won his trial hardly matters: the case affirmed Judge Browning's point that "jury trials are the most democratic expression" of which official acts are reasonable and which are excessive.[283], [284]

I have told this story today because of its obvious parallels with § 1983. In both situations, judges took a Reconstruction era statute designed to protect people from the government, added in some "legalistic argle-bargle,"[285] and turned the statute on its head to protect the government from the people. We read § 1983 423*423 against a background of robust immunity instead of the background of a robust Seventh Amendment.[286] Then we added one judge-made barrier after another. Every hour we spend in a § 1981 case trying to parse "temporal proximity" is a distraction from the point of the statute: to determine if there was unlawful discrimination. Just as every hour we spend in a § 1983 case asking if the law was "clearly established" or "beyond debate" is one where we lose sight of why Congress enacted this law those many years ago: to hold state actors accountable for violating federally protected rights.

There is another, more difficult reason I have told this story, though. When the Fifth Circuit withdrew its first opinion, Westlaw deleted it and the accompanying dissent. Other attorneys and judges have thus never had the benefit of Judge Barksdale's analysis and defense of the Seventh Amendment—one forceful enough to persuade his colleagues to reverse themselves.[287] That is a loss to us all.

And, although the panel in Dulin ultimately permitted the case to proceed to a jury trial, this fell short of equal justice under the law. Instead of seeking en banc review to eliminate the judge-created rules that prohibited Mr. Dulin's case from moving forward, the panel simply decided his case would be an exception to the rules. They provided no explanation as to why an exception, rather than a complete overhaul, was appropriate. The "temporal proximity" requirement still applies to § 1981 claims in the Fifth Circuit today. Dulin shows us an example of judges recognizing the inconsistencies and impracticalities of an invented doctrine, but not going far enough to correct the wrong.

In Dulin, federal judges decided that a Reconstruction-era law could accommodate the claims of an older, white, male attorney. They had the imagination to see how their constricting view of § 1981 harmed someone who shared the background of most federal judges. That same imagination must be used to resuscitate § 1983 and remove the impenetrable shield of protection handed to wrongdoers.

Instead of slamming shut the courthouse doors, our courts should use their power to ensure Section 1983 serves all of its citizens as the Reconstruction Congress intended. Those who violate the constitutional rights of our citizens must be held accountable. When that day comes we will be one step closer to that more perfect Union.

 

VII. Conclusion

 

Again, I do not envy the task before the Supreme Court. Overturning qualified immunity will undoubtedly impact our society. Yet, the status quo is extraordinary and unsustainable. Just as the Supreme Court swept away the mistaken doctrine of "separate but equal," so too should it eliminate the doctrine of qualified immunity.

Earlier this year, the Court explained something true about wearing the robe:

Every judge must learn to live with the fact he or she will make some mistakes; it comes with the territory. But it is something else entirely to perpetuate something we all know to be wrong only because we fear the consequences of being right.[288]

424*424 Let us waste no time in righting this wrong.

Officer McClendon's motion is GRANTED, and the remaining claim in this matter will be set for trial in due course.

SO ORDERED, this the 4th day of August, 2020.

[1] That was Michael Brown. See Max Ehrenfreund, The risks of walking while black in Ferguson, WASH. POST (Mar. 4, 2015).

[2] That was 12-year-old Tamir Rice. See Zola Ray, This Is The Toy Gun That Got Tamir Rice Killed 3 Years Ago Today, NEWSWEEK (Nov. 22, 2017).

[3] That was Elijah McClain. See Claire Lampen, What We Know About the Killing of Elijah McClain, THE CUT (July 5, 2020).

[4] That was Eric Garner. See Assoc. Press, From Eric Garner's death to firing of NYPD officer: A timeline of key events, USA TODAY (Aug. 20, 2019).

[5] That was George Floyd. See Jemima McEvoy, New Transcripts Reveal How Suspicion Over Counterfeit Money Escalated Into The Death Of George Floyd, FORBES (July 8, 2020).

[6] That was Philando Castile and Tony McDade. See Andy Mannix, Police audio: Officer stopped Philando Castile on robbery suspicion, STAR TRIB. (July 12, 2016); Meredith Deliso, LGBTQ community calls for justice after Tony McDade, a black trans man, shot and killed by police, ABC NEWS (June 2, 2020).

[7] That was Jason Harrison. See Byron Pitts et al., The Deadly Consequences When Police Lack Proper Training to Handle Mental Illness Calls, ABC NEWS (Sept. 30, 2015).

[8] That was Charles Kinsey. See Florida policeman shoots autistic man's unarmed black therapist, BBC (July 21, 2016).

[9] That was 17-year-old James Earl Green. See Robert Luckett, In 50 Years from Gibbs-Green Deaths to Ahmaud Arbery Killing, White Supremacy Still Lives, JACKSON FREE PRESS (May 8, 2020); see also Robert Luckett, 50 Years Ago, Police Fired on Students at a Historically Black College, N.Y. TIMES (May 14, 2020); Rachel James-Terry & L.A. Warren, `All hell broke loose': Memories still vivid of Jackson State shooting 50 years ago, CLARION LEDGER (May 15, 2020).

[10] That was Ben Brown. See Notice to Close File, U.S. DEP'T OF JUSTICE, CIVIL RIGHTS DIV. (Mar. 24, 2017), available at https://www.justice.gov/crt/case-document/benjamin-brown-notice-close-file; see also Jackson State Univ., Center for University-Based Development, The Life of Benjamin Brown, 50 Years Later, W. JACKSON (May 11, 2017).

[11] That was Phillip Gibbs. See James-Terry & Warren, supra.

[12] That was Amadou Diallo. See Police fired 41 shots when they killed Amadou Diallo. His mom hopes today's protests will bring change., CBS NEWS (June 9, 2020).

[13] That was Botham Jean. See Bill Hutchinson, Death of an innocent man: Timeline of wrong-apartment murder trial of Amber Guyger, ABC NEWS (Oct. 2, 2019).

[14] That was Breonna Taylor. See Amina Elahi, `Sleeping While Black': Louisville Police Kill Unarmed Black Woman, NPR (May 13, 2020).

[15] That was Rayshard Brooks. See Jacob Sullum, Was the Shooting of Rayshard Brooks `Lawful but Awful'?, REASON (June 15, 2020).

[16] That was Sandra Bland. See Ben Mathis-Lilley & Elliott Hannon, A Black Woman Named Sandra Bland Got Pulled Over in Texas and Died in Jail Three Days Later. Why?, SLATE (July 16, 2015).

[17] That was Walter Scott. See Michael E. Miller et al., How a cellphone video led to murder charges against a cop in North Charleston, S.C., WASH. POST (Apr. 8, 2015).

[18] That was Hannah Fizer. See Luke Nozicka, `Where's the gun?': Family of Sedalia woman killed by deputy skeptical of narrative, KANSAS CITY STAR (June 15, 2020).

[19] That was Ace Perry. See Jodi Leese Glusco, Run-in with Sampson deputy leaves driver feeling unsafe, WRAL (Feb. 14, 2020).

[20] See, e.g., Mike Baker et al., Three Words. 70 cases. The tragic History of `I Can't Breathe.', N.Y. TIMES (June 29, 2020) (discussing the deaths of Eric Garner, George Floyd, and 68 other people killed while in law enforcement custody whose last words included the statement, "I can't breathe.").

[21] Estate of Jones v. City of Martinsburg, W. Virginia, 961 F.3d 661, 673 (4th Cir. 2020), as amended (June 10, 2020).

[22] Mark Berman et al., Protests spread over police shootings. Police promised reforms. Every year, they still shoot and kill nearly 1,000 people., WASH. POST (June 8, 2020) ("Since 2015, police have shot and killed 5,400 people."); see also Alicia Victoria Lozano, Fatal Encounters: One man is tracking every officer-involved killing in the U.S., NBC NEWS (July 11, 2020), ("As of July 10, Fatal Encounters lists more than 28,400 deaths dating to Jan. 1, 2000. The entries include both headline-making cases and thousands of lesser-known deaths.").

[23] See, e.g., Jamie Kalven, Invisible Institute Relaunches The Citizens Police Data Project, THE INTERCEPT (Aug. 16, 2018) (discussing "a public database containing the disciplinary histories of Chicago police officers.... It includes more than 240,000 allegations of misconduct involving more than 22,000 Chicago police officers over a 50-year period."); Andrea J. Ritchie, How some cops use the badge to commit sex crimes, WASH. POST (Jan. 12., 2018) ("According to a 2010 Cato Institute review, sexual misconduct is the second-most-frequently reported form of police misconduct, after excessive force.").

[24] Estate of Jones, 961 F.3d at 673.

[25] The facts are drawn from the parties' depositions.

[26] That night, Officer McClendon was working in Pelahatchie pursuant to an interlocal agreement between the Richland and Pelahatchie Police Departments.

[27] Jamison testified that there were two other officers on the scene. The record does not contain any evidence from these individuals.

[28] This part of Officer McClendon's testimony is undisputed. Jamison testified that he did not know if Officer McClendon heard back from NCIC prior to returning to Jamison's car.

[29] Officer McClendon denies saying such a thing.

[30] "A `roach' is what remains after a joint, blunt, or marijuana cigarette has been smoked. It is akin to a cigarette butt." United States v. Abernathy, 843 F.3d 243, 247 n.1 (6th Cir. 2016) (citation omitted).

[31] When Officer McClendon was shown the cardboard tag during his deposition, it showed no signs of being creased. The officer claimed that it either could have folded without creasing or that someone had ironed out the crease.

[32] This explains why he was tired. Here he was, standing on the side of a busy interstate at night for almost two hours against his will so Officer McClendon could satisfy his goal of searching Jamison's vehicle. In that amount of time, Dorothy and Toto could have made it up and down the yellow brick road and back to Kansas. See Lee Pfeiffer, The Wizard of Oz, ENCYCLOPEDIA BRITANNICA (Mar. 19, 2010) (noting the 101-minute run time of the 1939 film). If Jamison was driving at 70 MPH before being stopped, in the 110 minutes he was held on the side of the road he would have gotten another 128 miles closer to home, through Rankin, Scott, Newton; and Lauderdale counties and more than 40 miles into Alabama.

[33] Given the timeline — Jamison filed this suit in 2016 — he may be referring to the 2015 killing of Walter Scott by former South Carolina policeman Michael Slager. A bystander captured video of Slager shooting Scott in the back as he ran away, leading to "protests across the U.S. as demonstrators said it was another example of police officers mistreating Blacks." Meg Kinnard, South Carolina officer loses appeal over shooting conviction, ASSOC. PRESS (Jan. 8, 2019). Another news source noted that Scott was shot in the back five times. Meredith Edward & Dakin Andone, Ex-South Carolina Cop Michael Slager gets 20 years for Walter Scott Killing, CNN (Dec. 7, 2017). "At the time of the shooting, Scott was only the latest black man to be killed in a series of controversial officer-involved shootings that prompted `Black Lives Matter' protests and vigils." Id. Slager pleaded guilty to federal criminal charges that he deprived of Scott of his civil rights and was sentenced to serve 20 years in prison. State murder charges were dropped. The fact that Slager was convicted is an anomaly; law enforcement officers are rarely charged for on-duty killings, let alone convicted. See generally Janell Ross, Police officers convicted for fatal shootings are the exception, not the rule, NBC NEWS (Mar. 13, 2019); Jamiles Lartey et al., Former officer Michael Slager sentenced to 20 years for murder of Walter Scott, THE GUARDIAN (Dec. 7, 2017).

[34] Docket No. 62.

[35] Jamison provided no evidence of comparative discriminatory treatment of those among similarly-situated individuals of different classes. See id. at 7-8.

[36] Fed. R. Civ. P. 56(a).

[37] St. Amant v. Benoit, 806 F.2d 1294, 1297 (5th Cir. 1987) (citation omitted).

[38] Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986).

[39] Fed. R. Civ. P. 56(c)(1).

[40] Id. at 56(c)(1)(A).

[41] Strong v. Dep't of Army, 414 F. Supp. 2d 625, 628 (S.D. Miss. 2005).

[42] Ramos v. Louisiana, ___ U.S. ___, 140 S. Ct. 1390, 1394, 206 L.Ed.2d 583 (2020).

[43] RON CHERNOW, GRANT 706 (2017); see also Stephen Cresswell, Enforcing the Enforcement Acts: The Department of Justice in Northern Mississippi 1870-1890, 53 J. S. HIST. 421, 421 (Aug. 1987), http://www.jstor.org/stable/2209362 (describing the era as Mississippi's first civil rights struggle and noting that the federal government sought to "secure black civil and political equality in the years after the Civil War.").

[44] DAVID W. BLIGHT, RACE AND REUNION: THE CIVIL WAR IN AMERICAN MEMORY 2 (2001).

[45] Katherine A. Macfarlane, Accelerated Civil Rights Settlements in the Shadow of Section 1983, 2018 UTAH L. REV. 639, 660 (2018) (citation omitted); see BLIGHT, supra at 47.

[46] CHERNOW, supra at 562.

[47] United States v. Cannon, 750 F.3d 492, 509 (5th Cir. 2014) (Elrod, J., concurring).

[48] Alexander Tsesis, The Problem of Confederate Symbols: A Thirteenth Amendment Approach, 75 TEMP. L. REV. 539, 542 (2002) (quotations and citation omitted).

[49] 60 U.S. 393, 19 How. 393, 15 L.Ed. 691 (1857).

[50] DERRICK A. BELL, JR., RACE, RACISM, AND AMERICAN LAW 47 (6th ed. 2008).

[51] Margaret Bush Wilson and Diane Ridley, The New Birth of Liberty: The Role of Thurgood Marshall's Civil Rights Contribution, 6 NAT'L BLACK L.J. 67, 75 n.26 (1978)

[52] CHERNOW, supra at 685-86.

[53] THE OXFORD GUIDE TO THE SUPREME COURT OF THE UNITED STATES 442 (Kermit L. Hall et al. eds., 2d ed. 2005).

[54] Id.

[55] ERIC FONER, RECONSTRUCTION: AMERICA'S UNFINISHED REVOLUTION 1863-1877 353-57 (1988). Black Mississippians were also elected to local, state, and federal posts. John R. Lynch, a former slave, would serve as Speaker of the House in the Mississippi Legislature and would later represent Mississippi in Congress. See JOHN R. LYNCH, REMINISCENCES OF AN ACTIVE LIFE: THE AUTOBIOGRAPHY OF JOHN ROY LYNCH xii-xv (1970). James Hill, also formerly enslaved, would too serve as Speaker of the House and was later elected as Mississippi's Secretary of State. See GEORGE A. SEWELL & MARGARET L. DWIGHT, MISSISSIPPI BLACK HISTORY MAKERS 48 (2d ed. 1984).

[56] FONER, supra at 365-67. During this period, Mississippi's Superintendent of Education was Thomas Cardozo, a Black man. See History, THOMAS CARDOZO MIDDLE SCHOOL, https://www.jackson.k12.ms.us/domain/616 (last visited July 10, 2020).

[57] FONER, supra at 368-71.

[58] The chasm between these two visions of America was embodied by President Johnson, who in his official capacity led a nation founded in the belief "that all men are created equal," yet in his individual capacity "side[d] with white supremacists," "privately referred to blacks as `niggers,'" and had "a morbid fascination with miscegenation." CHERNOW, supra at 550; see generally FONER, supra at 412-59; NICHOLAS LEMANN, REDEMPTION: THE LAST BATTLE OF THE CIVIL WAR (2006).

[59] CHERNOW, supra at 563.

[60] Id.

[61] Id. at 568.

[62] See, well, Moore v. Bryant, 205 F. Supp. 3d 834, 840 (S.D. Miss. 2016) (citation omitted).

[63] Macfarlane, supra at 660.

[64] CHERNOW, supra at 588.

[65] Id. at 621.

[66] Id. at 571, 703.

[67] Id. at 703.

[68] Cresswell, supra at 426.

[69] See Robin D. Barnes, Blue by Day and White by (k)night: Regulating the Political Affiliations of Law Enforcement and Military Personnel, 81 IOWA L. REV. 1079, 1099 (1996); Randolph M. Scott-McLaughlin, Bray v. Alexandria Women's Health Clinic: The Supreme Court's Next Opportunity to Unsettle Civil Rights Law, 66 TUL. L. REV. 1357, 1371 (1992); Alfred L. Brophy, Norms, Law, and Reparations: The Case of the Ku Klux Klan in 1920s Oklahoma, 20 HARV. BLACKLETTER L.J. 17, 24-25 (2004); see also SHERRILYN A. IFILL, ON THE COURTHOUSE LAWN: CONFRONTING THE LEGACY OF LYNCHING IN THE 21ST CENTURY 77-84 (2007); FONER, supra at 434 ("Much Klan activity took place in those Democratic counties where local officials either belonged to the organization or refused to take action against it.").

[70] See Barnes, supra at 1094.

[71] CHERNOW, supra at 702; see also Cresswell, supra at 432 ("Attorneys, marshals, witnesses and jurors suffered abuse and assault, were ostracized by the white community, and some were even murdered.").

[72] CHERNOW, supra at 707.

[73] At least 2,000 Black women, men, and children were killed by white mobs in racial terror lynchings during Reconstruction. See Reconstruction in America, EQUAL JUST. INITIATIVE, https://eji.org/report/reconstruction-in-america/ (last visited July 16, 2020). "Thousands more were assaulted, raped, or injured in racial terror attacks between 1865 and 1877." Id.

[74] LEON F. LITWACK, BEEN IN THE STORM SO LONG: THE AFTERMATH OF SLAVERY 276-77 (1979).

[75] Baxter v. Bracey, ___ U.S. ___, 140 S. Ct. 1862, 207 L.Ed.2d 1069 (2020) (Thomas, J., dissenting from the denial of certiorari) (quoting Briscoe v. LaHue, 460 U.S. 325, 337, 103 S.Ct. 1108, 75 L.Ed.2d 96 (1983)).

[76] Macfarlane, supra at 661 (quotations and citations omitted); see also Monroe v. Pape, 365 U.S. 167, 172-83, 81 S.Ct. 473, 5 L.Ed.2d 492 (1961), overruled on other grounds by Monell v. Dep't of Soc. Servs. of City of New York, 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978).

[77] Theodore Eisenberg, Section 1983: Doctrinal Foundations and an Empirical Study, 67 CORNELL L. REV. 482, 485 (1982) (citations omitted).

[78] Id.

[79] Id.

[80] Id.

[81] Monroe, 365 U.S. at 174, 81 S.Ct. 473.

[82] Zach Lass, Lowe v. Raemisch: Lowering the Bar of the Qualified Immunity Defense, 96 DENV. L. REV. 177, 180 (2018) (citation omitted).

[83] @ignitekindred, TWITTER (Apr. 25, 2016, 6:39 PM) https://twitter.com/ig-nitekindred/status/XXXXXXXXXXXXXXXXXX.

[84] CHERNOW, supra at 708.

[85] Id. at 710.

[86] Id. at 709.

[87] Reconstruction vs. Redemption, NAT'L ENDOWMENT HUMAN. (Feb. 11, 2014); see also BLIGHT, supra at 101-02.

[88] BLIGHT, supra at 137-39.

[89] Moore, 205 F. Supp. 3d at 840 (quotations, citations, and brackets omitted).

[90] Cresswell, supra at 429.

[91] That is not surprising since many of these judges were members of the Klan, supporters of the Confederacy, or both. See Barnes, supra at 1099 ("judges, politicians, and law enforcement officers were fellow Klansmen"); PETER CHARLES HOFFER ET AL., THE FEDERAL COURTS: AN ESSENTIAL HISTORY 193 (2016) ("a near majority" of Article III judges appointed in the wake of Reconstruction were former Confederates). L.Q.C. Lamar, the only Mississippian to ever serve on the Supreme Court, was on the side of these renegades. See generally DENNIS J. MITCHELL, A NEW HISTORY OF MISSISSIPPI 199-200 (2014). As an attorney, Lamar was noted for "wielding a chair" in open court and attacking a U.S. Marshal, "breaking a small bone at the cap of the [Marshal's] eye." Cresswell, supra at 434.

[92] Macfarlane, supra at 661-62 (citations omitted).

[93] Id. at 662.

[94] Id.

[95] BELL, supra at 48.

[96] Id. at 49.

[97] Macfarlane, supra at 663.

[98] 163 U.S. 537, 552, 16 S.Ct. 1138, 41 L.Ed. 256 (1896) (Harlan, J., dissenting), overruled on other grounds by Brown v. Bd. of Ed. of Topeka, 347 U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873 (1954).

[99] See generally Macfarlane, supra at 665.

[100] Sheldon Nahmod, Section 1983 Discourse: The Move from Constitution to Tort, 77 GEO. L.J. 1719, 1722 (1989).

[101] 365 U.S. at 169, 81 S.Ct. 473.

[102] Id. at 187, 81 S.Ct. 473.

[103] Id.

[104] Haywood v. Drown, 556 U.S. 729, 735, 129 S.Ct. 2108, 173 L.Ed.2d 920 (2009) (quoting Mitchum v. Foster, 407 U.S. 225, 242, 92 S.Ct. 2151, 32 L.Ed.2d 705 (1972)).

[105] Jack M. Beermann, The Unhappy History of Civil Rights Legislation, Fifty Years Later, 34 CONN. L. REV. 981, 1002 (2002).

[106] 42 U.S.C. § 1983.

[107] See John Valery White, The Activist Insecurity and the Demise of Civil Rights Law, 63 LA. L. REV. 785, 803 (2003) (noting that we "have witnessed the restriction of rights developed during" the Civil Rights Movement, including Section 1983).

[108] Ziglar v. Abbasi, ___ U.S. ___, 137 S. Ct. 1843, 1870, 198 L.Ed.2d 290 (2017) (Thomas, J., concurring) (quoting Malley v. Briggs, 475 U.S. 335, 339, 106 S.Ct. 1092, 89 L.Ed.2d 271 (1986)).

[109] Several scholars have shown that history does not support the Court's claims about qualified immunity's common law foundations. See, e.g., Joanna C. Schwartz, The Case Against Qualified Immunity, 93 NOTRE DAME L. REV. 1797, 1801 (2018) [hereinafter The Case Against Qualified Immunity].

[110] Ziglar, 137 S. Ct. at 1870 (citations omitted).

[111] 386 U.S. 547, 549, 87 S.Ct. 1213, 18 L.Ed.2d 288 (1967).

[112] Id.

[113] Id. at 555, 87 S.Ct. 1213.

[114] Id. ("A policeman's lot is not so unhappy that he must choose between being charged with dereliction of duty if he does not arrest when he has probable cause, and being mulcted in damages if he does.").

[115] Joanna C. Schwartz, How Qualified Immunity Fails, 127 YALE L.J. 2, 14 (2017) (citations omitted).

[116] Harlow v. Fitzgerald, 457 U.S. 800, 800, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982).

[117] Corbitt v. Vickers, 929 F.3d 1304, 1323 (11th Cir. 2019), cert. denied, No. 19-679, ___ U.S. ___, 141 S.Ct. 110, 207 L.Ed.2d 1051 (2020).

[118] Taylor v. Stevens, 946 F.3d 211, 220 (5th Cir. 2019).

[119] Jessop v. City of Fresno, 936 F.3d 937, 942 (9th Cir. 2019), cert. denied No. 19-1021, ___ U.S. ___, 140 S.Ct. 2793, 206 L.Ed.2d 956 (2020).

[120] Kelsay v. Ernst, 933 F.3d 975, 980 (8th Cir. 2019), cert. denied, No. 19-682, ___ U.S. ___, 140 S.Ct. 2760, 206 L.Ed.2d 936 (2020).

[121] Dukes v. Deaton, 852 F.3d 1035, 1039 (11th Cir. 2017).

[122] Baxter v. Bracey, 751 F. App'x 869, 872 (6th Cir. 2018), cert. denied, ___ U.S. ___, 140 S. Ct. 1862, 207 L.Ed.2d 1069 (2020).

[123] Willingham v. Loughnan, 261 F.3d 1178, 1181 (11th Cir. 2001), cert. granted, judgment vacated, 537 U.S. 801, 123 S.Ct. 68, 154 L.Ed.2d 2 (2002).

[124] Haywood, 556 U.S. at 735, 129 S.Ct. 2108 (citation omitted).

[125] See Harlow, 457 U.S. at 818, 102 S.Ct. 2727; see also William Baude, Is Qualified Immunity Unlawful?, 106 CAL. L. REV. 45, 81 (2018). Previously, the Court had used "clearly established" as an explanatory phrase to better understand good faith. See, e.g., Wood v. Strickland, 420 U.S. 308, 322, 95 S.Ct. 992, 43 L.Ed.2d 214 (1975) (finding compensatory damages "appropriate only if the school board member has acted with such an impermissible motivation or with such disregard of the student's clearly established constitutional rights that his action cannot reasonably be characterized as being in good faith.").

[126] Malley, 475 U.S. at 341, 106 S.Ct. 1092; see also Pamela S. Karlan, Foreword: Democracy and Disdain, 126 HARV. L. REV. 1, 61 (2012). Malley was also the first time "objectively unreasonable" appeared in a Supreme Court qualified immunity decision.

[127] Ashcroft v. al-Kidd, 563 U.S. 731, 741, 131 S.Ct. 2074, 179 L.Ed.2d 1149 (2011) (citations omitted) (emphasis added).

[128] McCoy v. Alamu, 950 F.3d 226, 233 (5th Cir. 2020) (citation omitted). That leads us to another rabbit hole. A district court opinion doesn't clearly establish the law in a jurisdiction. Id. at 233 n.6 (citation omitted). Nor does a circuit court opinion, if the judges designate it as "unpublished." Id. Only published circuit court decisions count. See id. Even then, the Supreme Court has "expressed uncertainty" about whether courts of appeals may ever deem constitutional law clearly established. Cole v. Carson, 935 F.3d 444, 460 n.4 (5th Cir. 2019) (Jones, J., dissenting) (collecting cases).

[129] al-Kidd, 563 U.S. at 741, 131 S.Ct. 2074. As Professor John Jeffries explains, "[t]he narrower the category of cases that count, the harder it is to find a clearly established right." John C. Jeffries, Jr., What's Wrong with Qualified Immunity?, 62 FLA. L. REV. 851, 859 (2010) [hereinafter What's Wrong with Qualified Immunity?]. This restrictive approach bulks up qualified immunity and makes its protections difficult to penetrate. When combining the narrow view of relevant precedent to the demand for "extreme factual specificity in the guidance those precedents must provide, the search for `clearly established' law becomes increasingly unlikely to succeed, and `qualified' immunity becomes nearly absolute." Id.

[130] Foster v. City of Lake Jackson, 28 F.3d 425, 430 (5th Cir. 1994) (quotations and citation omitted).

[131] See Mullenix v. Luna, 577 U.S. 7, 136 S. Ct. 305, 316, 193 L.Ed.2d 255 (2015) (Sotomayor, J., dissenting) ("an officer's actual intentions are irrelevant to the Fourth Amendment's `objectively reasonable' inquiry") (citing Graham v. Connor, 490 U.S. 386, 397, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989)).

[132] Mark R. Brown, The Fall and Rise of Qualified Immunity: From Hope to Harris, 9 NEV. L.J. 185, 195 (2008).

[133] Saucier v. Katz, 533 U.S. 194, 200-01, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001).

[134] See Bosarge v. Mississippi Bureau of Narcotics, 796 F.3d 435, 443 (5th Cir. 2015) (citation omitted) ("[o]ne of the most salient benefits of qualified immunity is protection from pretrial discovery, which is costly, time-consuming and intrusive."); see also Lass, supra, at 188.

[135] See Elder v. Holloway, 510 U.S. 510, 516, 114 S.Ct. 1019, 127 L.Ed.2d 344 (1994).

[136] Brown, supra at 196.

[137] Hope v. Pelzer, 536 U.S. 730, 741, 122 S.Ct. 2508, 153 L.Ed.2d 666 (2002).

[138] See generally Baude, supra at 83 ("[A]ll but two of the [Supreme] Court's awards of qualified immunity reversed the lower court's denial of immunity below. In other words, lower courts that follow Supreme Court doctrine should get the message: think twice before allowing a government official to be sued for unconstitutional conduct."); see also Mullenix, 136 S. Ct. at 310 (reversing and reminding lower courts that the Supreme Court "has thus never found the use of deadly force in connection with a dangerous car chase to violate the Fourth Amendment, let alone to be a basis for denying qualified immunity"); White v. Pauly, ___ U.S. ___, 137 S. Ct. 548, 552, 196 L.Ed.2d 463 (2017) (per curiam) (reversing and chastising the appellate court for "misunderst[anding] the `clearly established' analysis").

[139] 950 F.3d at 231.

[140] Id.

[141] Id. at 233.

[142] Id. A dissent argued that the majority was stretching qualified immunity to rule for the officer, since it was already clearly established that correctional officers couldn't use their fists, a baton, or a taser to assault an inmate without provocation. Id. at 234-35 (Costa, J., dissenting).

[143] Taylor, 946 F.3d at 218-19 (brackets and footnotes omitted).

[144] Id. at 218 & n.6.

[145] Taylor v. Williams, No. 5:14-CV-149-BG, 2016 WL 8674566, at *3 (N.D. Tex. Jan. 22, 2016), report and recommendation adopted, No. 5:14-CV-149-C, 2016 WL 1271054 (N.D. Tex. Mar. 29, 2016), aff'd in part, vacated in part, remanded, 715 F. App'x 332 (5th Cir. 2017).

[146] Taylor, 946 F.3d at 219.

[147] Id. at 222.

[148] Id. (citations omitted). It would appear that correctional officers in this Circuit can now just put inmates in feces-covered cells for five days or less and escape liability.

[149] LaReau v. MacDougall, 473 F.2d 974, 978 (2d Cir. 1972).

[150] Bienvenu v. Beauregard Par. Police Jury, 705 F.2d 1457, 1460 (5th Cir. 1983) ("Bienvenu's statements that the defendant ... intentionally subjected him to a cold, rainy, roach-infested facility and furnished him with inoperative, scum-encrusted washing and toilet facilities sufficiently alleges a cause of action cognizable under 42 U.S.C. § 1983.")

[151] Palmer v. Johnson, 193 F.3d 346, 352 (5th Cir. 1999) (concluding that plaintiff stated a Constitutional claim when "his only option was to urinate and defecate in the confined area that he shared with forty-eight other inmates").

[152] Gates v. Cook, 376 F.3d 323, 338 (5th Cir. 2004) (affirming injunction where "cells were `extremely filthy' with crusted fecal matter, urine, dried ejaculate, peeling and chipping paint, and old food particles").

[153] Cowan v. Scott, 31 F. App'x 832, at *2 (5th Cir. 2002) (finding that prisoner stated a Constitutional claim when he alleged that "he was forced to lie in feces for days without access to a shower").

[154] Harper v. Showers, 174 F.3d 716, 717 (5th Cir. 1999).

[155] See, e.g., McBride v. Deer, 240 F.3d 1287, 1291 (10th Cir. 2001); Sperow v. Melvin, 182 F.3d 922 (7th Cir. 1999); see also Fruit v. Norris, 905 F.2d 1147, 1151 (8th Cir. 1990) (holding that "forcing inmates to work in a shower of human excrement without protective clothing and equipment" for as little as 10 minutes stated a claim). Judge Wilson of the Eleventh Circuit once wrote that "there is remarkably little consensus among the United States circuit courts concerning how to interpret the term `clearly established.'" Charles R. Wilson, "Location, Location, Location": Recent Developments in the Qualified Immunity Defense, 57 N.Y.U. ANN. SURV. AM. L. 445, 447 (2000). "One has to work hard to find some doctrinal consistency or predictability in the case law and the circuits are hopelessly conflicted both within and among themselves." Karen M. Blum, Section 1983 Litigation: The Maze, the Mud, and the Madness, 23 WM. & MARY BILL RTS. J. 913, 925 (2015) (collecting cases).

[156] Wilson v. Seiter, 501 U.S. 294, 304, 111 S.Ct. 2321, 115 L.Ed.2d 271 (1991).

[157] al-Kidd, 563 U.S. at 741, 131 S.Ct. 2074.

[158] Zadeh v. Robinson, 928 F.3d 457, 479-80 (5th Cir. 2019) (Willett, J., concurring in part and dissenting in part).

[159] See, e.g., White, 137 S. Ct. at 552 (per curiam) (chastising the appellate court for "misunderst[anding] the `clearly established' analysis"). Professor Baude says the Court has been on a "crusade." Baude, supra at 61.

[160] See White, 137 S. Ct. at 552.

[161] Samuel R. Bagenstos, Who Is Responsible for the Stealth Assault on Civil Rights?, 114 MICH. L. REV. 893, 909 (2016).

[162] See, e.g., Pratt v. Harris Cty., Tex., 822 F.3d 174, 186 (5th Cir. 2016).

[163] Adam Liptak, Chief Justice Defends Judicial Independence After Trump Attacks `Obama Judge', N.Y. TIMES (Nov. 21, 2018).

[164] See, e.g., Brief of Cross-Ideological Groups Dedicated to Ensuring Official Accountability, Restoring the Public's Trust in Law Enforcement, and Promoting the Rule of Law as Amici Curiae in Support of Petitioner, Baxter v. Bracey, 140 S. Ct. 1862 (2020) (No. 18-1287) 2019 WL 2370285.

[165] See, e.g., Horvath v. City of Leander, 946 F.3d 787, 795 (5th Cir. 2020) (Ho, J., concurring in part and dissenting in part); Zadeh, 928 F.3d at 474 (Willett, J., concurring in part and dissenting in part); Manzanares v. Roosevelt Cty. Adult Det. Ctr., 331 F. Supp. 3d 1260, 1293 n.10 (D.N.M. 2018); Estate of Smart v. City of Wichita, No. 14-2111-JPO, 2018 WL 3744063, at *18 n.174 (D. Kan. Aug. 7, 2018); Thompson v. Clark, No. 14-CV-7349, 2018 WL 3128975, at *10 (E.D.N.Y. June 26, 2018); Baldwin v. City of Estherville, 915 N.W.2d 259, 283 (Iowa 2018) (Appel, J., dissenting); James A. Wynn, Jr., As a judge, I have to follow the Supreme Court. It should fix this mistake, WASH. POST (June 12, 2020).

[166] See, e.g., The Case Against Qualified Immunity, supra; Baude, supra; Fred O. Smith, Jr., Abstention in the Time of Ferguson, 131 HARV. L. REV. 2283, 2305 (2018); What's Wrong with Qualified Immunity?, supra; Christina Brooks Whitman, Emphasizing the Constitutional in Constitutional Torts, 72 CHI.-KENT L. REV. 661, 678 (1997).

[167] Heaney v. Roberts, 846 F.3d 795, 801 (5th Cir. 2017) (citations and brackets omitted).

[168] See Docket No. 62.

[169] United States v. Estrada, 459 F.3d 627, 631 (5th Cir. 2006) (citation omitted).

[170] United States v. Spence, 667 F. App'x 446, 447 (5th Cir. 2016) (citations omitted).

[171] New York v. Class, 475 U.S. 106, 114-15, 106 S.Ct. 960, 89 L.Ed.2d 81 (1986).

[172] United States v. Pierre, 958 F.2d 1304, 1309 (5th Cir. 1992); see also United States v. Ryles, 988 F.2d 13, 15 (5th Cir. 1993).

[173] Pierre, 958 F.2d at 1309 (citation omitted).

[174] Id.

[175] See id.

[176] Docket No. 68 at 21.

[177] Ryles, 988 F.2d at 15 (citations omitted).

[178] Pierre, 958 F.2d at 1307.

[179] Id.

[180] Id.

[181] Id. (quotations and brackets omitted).

[182] Id. at 1309-10.

[183] Id. at 1309.

[184] Id. at 1310.

[185] Id. at 1309.

[186] Id. at 1310.

[187] Id.

[188] Id.

[189] Id. (citation omitted).

[190] Id.

[191] See Spence, 667 F. App'x at 447.

[192] Pierre, 958 F.2d at 1310.

[193] Id.

[194] United States v. Gomez-Moreno, 479 F.3d 350, 357 (5th Cir. 2007) (citation omitted), overruled on other grounds by Kentucky v. King, 563 U.S. 452, 131 S.Ct. 1849, 179 L.Ed.2d 865 (2011).

[195] Id. (quotations and citation omitted).

[196] United States v. Hernandez, 279 F.3d 302, 307 (5th Cir. 2002) (citation omitted).

[197] United States v. Santiago, 310 F.3d 336, 343 (5th Cir. 2002) (citations omitted).

[198] Id.

[199] United States v. Shabazz, 993 F.2d 431, 438 (5th Cir. 1993) (quotations and citation omitted).

[200] United States v. Escamilla, 852 F.3d 474, 483 (5th Cir. 2017) (citation omitted).

[201] United States v. Macias, 658 F.3d 509, 523 (5th Cir. 2011) (citation omitted).

[202] United States v. Tompkins, 130 F.3d 117, 122 (5th Cir. 1997) (citation omitted).

[203] United States v. Cooper, 43 F.3d 140, 148 (5th Cir. 1995).

[204] See, e.g., Tompkins, 130 F.3d at 122; United States v. Olivarria, 781 F. Supp. 2d 387, 395 (N.D. Miss. 2011).

[205] United States v. Hall, 565 F.2d 917, 921 (5th Cir. 1978).

[206] See United States v. Fernandes, 285 F. App'x 119, 124 (5th Cir. 2008).

[207] Cf. Cynthia Lee, Reasonableness with Teeth: The Future of Fourth Amendment Reasonableness Analysis, 81 MISS. L.J. 1133, 1151 n.81 (2012) (identifying cases in which the Supreme Court failed to recognize the potential impact of race and racism).

[208] Cf. United States v. Mendenhall, 446 U.S. 544, 558, 100 S.Ct. 1870, 64 L.Ed.2d 497 (1980) (noting that the race, gender, age, and education of a young Black woman who "may have felt unusually threatened by the officers, who were white males" were all relevant factors in determining whether the woman voluntarily consented to a seizure).

[209] U.S. DEP'T OF JUSTICE, CIVIL RIGHTS DIV., INVESTIGATION OF THE 1964 MURDERS OF MICHAEL SCHWERNER, JAMES CHANEY, AND ANDREW GOODMAN 7-8 (2018), available at https://www.justice.gov/crt/case-document/file/1041791/download.

[210] Albert Samaha, "This Is What They Did For Fun": The Story Of A Modern-Day Lynching, BUZZFEED NEWS (Nov. 18, 2015); see also Press Release, U.S. Dep't of Justice, Three Brandon, Miss., Men Plead Guilty for Their Roles in the Racially Motivated Assault and Murder of an African-American Man (Mar. 22, 2012) available at https://www.justice.gov/opa/pr/three-brandon-miss-men-plead-guilty-their-roles-racially-motivated-assault-and-murder-african.

[211] See MAPPING POLICE VIOLENCE, https://mappingpoliceviolence.org/ (last accessed June 15, 2020).

[212] Lizette Alvarez & Cara Buckley, Zimmerman Is Acquitted in Trayvon Martin Killing, N.Y. TIMES (July 13, 2013).

[213] Elazar Sontag, To this Black Lives Matter co-founder, activism begins in the kitchen, WASH. POST (Mar. 26, 2018); see also Garrett Chase, The Early History of the Black Lives Matter Movement, and the Implications Thereof, 18 NEV. L.J. 1091, 1095 (2018).

[214] Channing Joseph & Ravi Somaiya, Demonstrations Across the Country Commemorate Trayvon Martin, N.Y. TIMES (July 21, 2013).

[215] Hannah L.F. Cooper, War on Drugs Policing and Police Brutality, 50 SUBSTANCE USE & MISUSE 1188, 1189 (2015); see also Elizabeth Hinton & DeAnza Cook, The Mass Criminalization of Black Americans: A Historical Overview, 1 ANN. REV. CRIMINOLOGY 2.1, 2.3 (forthcoming 2021); Katheryn Russell-Brown, Making Implicit Bias Explicit: Black Men and the Police, in POLICING THE BLACK MAN 139-40 (Angela J. Davis ed., 2018); Brandon Hasbrouck, The 13th Amendment Could End Racist Policing, SLATE (June 5, 2020).

[216] See, e.g., Ron Stodghill, Black Behind the Wheel, N.Y. TIMES (July 14, 2020); Helen Sullivan et al., Thousands continue protesting across US as Minneapolis vows to dismantle police department — as it happened, THE GUARDIAN (June 12, 2020). "There's a long history of black and brown communities feeling unsafe in police presence." United States v. Curry, 965 F.3d 313, 332 (4th Cir. 2020) (Gregory, C.J., concurring).

[217] See Crystal Bonvillian, Video: Black Miami doctor who tests homeless for COVID-19 handcuffed, detained outside own home, KIRO 7 (Apr. 14, 2020); David A. Harris, Racial Profiling: Past, Present, and Future?, ABA CRIM. JUSTICE MAG. (Winter 2020) (recounting the suit and settlement achieved by Robert Wilkins, U.S. Circuit Judge for the D.C. Circuit); Louis Nelson, Sen. Tim Scott reveals incidents of being targeted by Capitol Police, POLITICO (July 13, 2016).

In a moving speech delivered from the Senate floor just last month, Senator Scott said,

As a black guy, I know how it feels to walk into a store and have the little clerk follow me around, even as a United States Senator. I get that. I've experienced that. I understand the traffic stops. I understand that when I'm walking down the street and some young lady clutches on to her purse and my instinct is to get a little further away because I don't want any issues with anybody, I understand that.

See U.S. Senator Tim Scott, Senator Tim Scott Delivers Fiery Speech on Senate Floor After Senate Democrats Stonewall Legislation on Police Reform Across America (June 24, 2020), available at https://www.scott.senate.gov/media-center/press-releases/senator-tim-scott-delivers-fiery-speech-on-senate-floor-after-senate-democrats-stonewall-legislation-on-police-reform-across-america.

 

[218] Tim Scott, GOP Sen. Tim Scott: I've choked on fear when stopped by police. We need the JUSTICE Act., USA TODAY (June 18, 2020).

[219] Nelson, supra ("Scott also shared the story of a former staffer of his who drove a Chrysler 300, `a nice car without any question, but not a Ferrari.' The staffer wound up selling that car out of frustration after being pulled over too often in Washington, D.C., `for absolutely no reason other than for driving a nice car.' He told a similar story of his brother, a command sergeant major in the U.S. Army, who was pulled over by an officer suspicious that the car Scott's brother was driving was stolen because it was a Volvo.... Scott pleaded in his remarks that the issues African-Americans face in dealing with law enforcement not be ignored.").

[220] See, e.g., John Sullivan et al., Four years in a row, police nationwide fatally shoot nearly 1,000 people, WASH. POST (Feb. 12, 2019).

[221] Niall McCarthy, Police Shootings: Black Americans Disproportionately Affected [Infographic], FORBES (May 28, 2020) ("Black Americans ... are shot and killed by police [at] more than twice ... the rate for white Americans.").

[222] Adam Shatz, The Fierce Courage of Nina Simone, N.Y. REV. OF BOOKS (Mar. 10, 2016).

[223] Smith Lee & Robinson, That's My Number One Fear in Life. It's the Police": Examining Young Black Men's Exposures to Trauma and Loss Resulting From Police Violence and Police Killings, 45 J. BLACK PSYCH. 143, 146 (2019) (citation omitted).

[224] Curry, 965 F.3d at 332-33 (Gregory, C.J., concurring).

[225] United States v. Ruigomez, 702 F.2d 61, 65 (5th Cir. 1983).

[226] Samples v. Vadzemnieks, 900 F.3d 655, 662 (5th Cir. 2018) (quotations, citations, and ellipses omitted).

[227] Mullenix, 136 S. Ct. at 308 (citation omitted).

[228] Id. (quotations and citation omitted).

[229] Morrow v. Meachum, 917 F.3d 870, 875 (5th Cir. 2019) (citations omitted).

[230] Anderson v. Valdez, 913 F.3d 472, 476 (5th Cir. 2019) (quotations and citations omitted).

[231] Rich v. Palko, 920 F.3d 288, 294 (5th Cir. 2019) (quotations and citation omitted).

[232] McLin v. Ard, 866 F.3d 682, 696 (5th Cir. 2017) (quotations and citation omitted).

[233] Docket No. 68 at 20 (citing United States v. Edgerton, 438 F.3d 1043, 1051 (10th Cir. 2006)).

[234] Edgerton, 438 F.3d at 1051.

[235] Palko, 920 F.3d at 294.

[236] United States v. Zucco, 71 F.3d 188, 190 (5th Cir. 1995).

[237] Docket No. 68 at 23.

[238] Id. at 24 (citing Jordan v. Wayne Cty., Miss., No. 2:16-CV-70-KS-MTP, 2017 WL 2174963, at *5 (S.D. Miss. May 17, 2017)).

[239] Lampkin v. City of Nacogdoches, 7 F.3d 430, 435 (5th Cir. 1993); see also Mangieri v. Clifton, 29 F.3d 1012, 1016 (5th Cir. 1994).

[240] Johnston v. City of Houston, Tex., 14 F.3d 1056, 1061 (5th Cir. 1994).

[241] Contra Lampkin, 7 F.3d at 435 ("The facts leading up to these mistakes are not consistent among various officers' testimony and affidavits.").

[242] Id.

[243] Thompson v. Upshur Cty., TX, 245 F.3d 447, 457 (5th Cir. 2001).

[244] United States v. Alvarado, 989 F. Supp. 2d 505, 522 n.21 (S.D. Miss. 2013).

[245] See McCoy, 950 F.3d at 233 n.6.

[246] Alvarado, 989 F. Supp. 2d at 522.

[247] Pierre, 958 F.2d at 1309; see also Class, 475 U.S. at 114-15, 106 S.Ct. 960.

[248] White, 137 S. Ct. at 552 (quotations and citation omitted).

[249] Id. (quotations and citation omitted).

[250] Id. at 551 (quotations and citation omitted).

[251] See Bank of Am. Nat'l Ass'n v. Stauffer, 728 F. App'x 412, 413 (5th Cir. 2018). The situation is inapposite to the cases in Officer McClendon's reply brief. Both Vela v. City of Houston, 276 F.3d 659 (5th Cir. 2001), and Hargrave v. Fibreboard Corp., 710 F.2d 1154, 1156 (5th Cir. 1983), concerned cases in which a party argued for summary judgment on claims and the opposing party failed to address at least one of the theories of recovery in its response. In such cases, the Fifth Circuit held that the nonmoving party "abandoned its alternative theories of recovery [or defenses] by failing to present them to the trial court." Vela, 276 F.3d at 678-79. Here, however, Officer McClendon failed to raise an argument in his original brief as to Jamison's third claim.

[252] Dixon v. Toyota Motor Credit Corp., 794 F.3d 507, 508 (5th Cir. 2015); see also Dugger v. Stephen F. Austin State Univ., 232 F. Supp. 3d 938, 957 (E.D. Tex. 2017) (collecting cases demonstrating that "courts disregard new evidence or argument offered for the first time in the reply brief").

[253] U.S. CONST. pmbl.

[254] Id.

[255] John Lewis, Speech at the March on Washington (Aug. 28, 1963), available at https://voicesofdemocracy.umd.edu/lewis-speech-at-the-march-on-washington-speech-text/.

[256] See June Med. Servs. L.L.C. v. Russo, ___ U.S. ___, 140 S.Ct. 2103, 2134, 207 L.Ed.2d 566 (2020) (Roberts, C.J., concurring).

[257] Ramos, 140 S. Ct. at 1405 (citation omitted).

[258] See, e.g., @thekaranmenon, TIKTOK (June 7, 2020), https://vm.tiktok.com/JLVf Bkn/.

[259] That's Professor Baude's word, not mine. Baude, supra at 61.

[260] Wyatt v. Cole, 504 U.S. 158, 170, 112 S.Ct. 1827, 118 L.Ed.2d 504 (1992) (Kennedy, J., concurring).

[261] Crawford-El v. Britton, 523 U.S. 574, 611, 118 S.Ct. 1584, 140 L.Ed.2d 759 (1998) (Scalia, J., joined by Thomas, J., dissenting) (citation omitted).

[262] Baxter, 140 S. Ct. at 1864 (Thomas, J., dissenting from the denial of certiorari).

[263] Ziglar, 137 S. Ct. at 1870 (Thomas, J., concurring in part).

[264] Kisela v. Hughes, ___ U.S. ___, 138 S. Ct. 1148, 1158, 200 L.Ed.2d 449 (2018) (Sotomayor, J., joined by Ginsburg, J., dissenting); see also Mullenix, 136 S. Ct. at 316 (Sotomayor, J., dissenting).

[265] Id. at 1162.

[266] According to one analysis, Justice Gorsuch's record on the Tenth Circuit signaled that he "harbors a robust—though not boundless —vision of qualified immunity" and "is sensitive to the practical concerns qualified immunity is meant to mollify—namely, the realities of law enforcement." Shannon M. Grammel, Judge Gorsuch on Qualified Immunity, 69 STAN. L. REV. ONLINE 163 (2017). On the Court of Appeals, however, those were the concerns then-Judge Gorsuch was supposed to honor. The genius of the law is that, as now-Justice Gorsuch observed in 2019, "[t]he Court bows to the lessons of experience and the force of better reasoning, recognizing that the process of trial and error, so fruitful in the physical sciences, is appropriate also in the judicial function." Gamble v. United States, ___ U.S. ___, 139 S. Ct. 1960, 2006, 204 L.Ed.2d 322 (2019) (Gorsuch, J., dissenting) (quoting Justice Brandeis). Sometimes our understanding of words changes, too, as we glean new insight into the meaning of an authoritative text. See, e.g., Bostock v. Clayton Cty., Georgia, ___ U.S. ___, 140 S. Ct. 1731, 207 L.Ed.2d 218 (2020). Justice Gorsuch's majority opinion in Bostock emphasized that "no court should ever" dispense with a statutory text "to do as we think best," adding, "the same judicial humility that requires us to refrain from adding to statutes requires us to refrain from diminishing them." Id. at 1753. Yet that is exactly what the Court has done with § 1983.

[267] See Janus v. AFSCME, Council 31, ___ U.S. ___, 138 S. Ct. 2448, 2481, 201 L.Ed.2d 924 (2018); June Med. Servs., 140 S.Ct. at 2134-35 (Roberts, C.J., concurring).

[268] White Glove Staffing, Inc. v. Methodist Hosps. of Dallas, 947 F.3d 301, 308 (5th Cir. 2020) (citation omitted).

[269] 42 U.S.C. § 1981(a). "[W]hile the statutory language has been somewhat streamlined in re-enactment and codification, there is no indication that § 1981 is intended to provide any less than the Congress enacted in 1866 regarding racial discrimination against white persons." McDonald v. Santa Fe Trail Transp. Co., 427 U.S. 273, 296, 96 S.Ct. 2574, 49 L.Ed.2d 493 (1976).

[270] Dulin v. Bd. of Comm'rs of Greenwood Leflore Hosp., 586 F. App'x 643, 645-46 (5th Cir. 2014).

[271] See George Dulin v. Bd. of Comm'rs of Greenwood Leflore Hosp., 657 F.3d 251, 252 (5th Cir.2011).

[272] Id. at 255.

[273] Id. at 258 (quotations and citation omitted). This standard is awfully subjective.

[274] Id. at 258-59 (Barksdale, J., dissenting).

[275] Id. at 272.

[276] Id. at 274.

[277] Id. at 281-82.

[278] Id. at 283.

[279] Reeves v. Sanderson Plumbing Prod., Inc., 530 U.S. 133, 153, 120 S.Ct. 2097, 147 L.Ed.2d 105 (2000); see also Vance v. Union Planters Corp., 209 F.3d 438, 442 n.4 (5th Cir. 2000).

[280] The most confounding made-up standard might have been from the Eleventh Circuit. For years, that court held that a plaintiff could prove discrimination based on her superior qualifications "only when the disparity in qualifications is so apparent as virtually to jump off the page and slap you in the face." Ash v. Tyson Foods, Inc., 546 U.S. 454, 456-57, 126 S.Ct. 1195, 163 L.Ed.2d 1053 (2006) (emphasis added) (quotations and citation omitted). The Supreme Court eventually rejected the standard as "unhelpful and imprecise." Id. at 457, 126 S.Ct. 1195.

[281] See Dulin v. Bd. of Comm'rs of Greenwood Leflore Hosp., 657 F.3d 251, 251 (5th Cir. 2011).

[282] We have many tools at our disposal to stop frivolous suits at any stage of litigation. See, e.g., 28 U.S.C. § 1915; Fed. R. Civ. P. 11, 12, 37, and 56; Link v. Wabash R. Co., 370 U.S. 626, 629, 82 S.Ct. 1386, 8 L.Ed.2d 734 (1962). Even after a jury has reached a verdict, a judge may set aside the decision or take other corrective actions if the judge believes a reasonable jury could not have reached the decision. See, e.g., Fed. R. Civ. P. 50, 59 and 60. And where the trial court errs, the appellate court is given the opportunity to correct.

[283] Manzanares, 331 F. Supp. 3d at 1294 n.10.

[284] The Court recognizes that juries have not always done the right thing. As the Supreme Court noted in Ramos, some states created rules regarding jury verdicts that can be "traced to the rise of the Ku Klux Klan and efforts to dilute `the influence of racial, ethnic, and religious minorities'" on their juries. 140 S. Ct. at 1394. As other courts have noted, "racial discrimination remains rampant in jury selection." State v. Saintcalle, 178 Wash. 2d 34, 35, 309 P.3d 326 (2013), abrogated on other grounds by City of Seattle v. Erickson, 188 Wash. 2d 721, 398 P.3d 1124 (2017). Like any actor in our legal system, juries may succumb to "unintentional, institutional, or unconscious" biases. Id. at 36, 309 P.3d 326. However, the federal courts' adoption and expansion of qualified immunity evinces an obvious institutional bias in favor of state actors. With its more diverse makeup relative to those of us who wear the robe, a jury is best positioned to "decide justice." Paul Butler, Racially Based Jury Nullification: Black Power in the Criminal Justice System, 105 YALE L.J. 677, 701-02 (1995) (citation omitted); see also Danielle Root et al., Building a More Inclusive Federal Judiciary, CTR. FOR AM. PROGRESS (Oct. 3, 2019) ("Today, more than 73 percent of sitting federal judges are men and 80 percent are white. Only 27 percent of sitting judges are women .... while Hispanic judges comprise just 6 percent of sitting judges on the courts. Judges who self-identify as LGBTQ make up fewer than 1 percent of sitting judges.") (citations omitted).

[285] United States v. Windsor, 570 U.S. 744, 799, 133 S.Ct. 2675, 186 L.Ed.2d 808 (2013) (Scalia, J., dissenting).

[286] Afterall, "[q]uite simply, jurors are the life's blood of our third branch of government." Marchan v. John Miller Farms, Inc., 352 F. Supp. 3d 938, 947 (D. N.D. 2018) (citation omitted).

[287] Fortunately, the dissent is readily found on Google searches and an official copy was preserved on the District Court's docket.

[288] Ramos, 140 S. Ct. at 1408.