29 Zoning 29 Zoning

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Zoning is a perennial issue for local governments. For most homeowners, their home is their largest asset, and they are exquisitely sensitive to any threats to its value – but threats can mean either the behavior of their neighbors, or constraints on their own behavior, setting up a seemingly irresolveable tension. (Economist William Fischel calls them “homevoters” in recognition of the way that their property interests shape their political choices.) In addition, local governments and would-be developers of new properties have interests of their own. Developers too seek to maximize their own property values, including their ability to develop future projects, which may lead them to sacrifice the theoretical maximum value of any given parcel. Governments want to protect their authority and their revenues, goals which they try to accomplish in a variety of ways. 

Zoning is a way of answering the question: What – and where – do we want the places where we live to be? Our goals in this chapter are to understand the justifications for and modern varieties of zoning. As you read and review, consider how zoning compares to other types of land use controls, including nuisance, private covenants, and the implied warranty of habitability. 

Many of our examples in this chapter will come from St. Louis, Missouri, and its surrounding suburbs. We focus on St. Louis not because it is unique, but because property law developments in and around St. Louis are broadly representative of the evolution of metropolitan areas around the country over the past century. Missouri allows particularly easy formation of new cities from unincorporated land, and that has contributed to the proliferation of local governments, so some of the issues are presented particularly starkly in Missouri. Nonetheless, you should expect similar dynamics to operate throughout the United States. 

OpenStreetMap map of St. Louis, BY-SA (https://commons.wikimedia.org/wiki/File:Location_map_USA_St._Louis.png)

29.1 A. Euclidean Zoning 29.1 A. Euclidean Zoning

29.1.1 1. Euclid decision and history 29.1.1 1. Euclid decision and history

29.1.1.1 Village of Euclid v. Ambler Realty Co. 29.1.1.1 Village of Euclid v. Ambler Realty Co.

No. 31.

VILLAGE OF EUCLID et al. v. AMBLER REALTY COMPANY.

Decided November 22, 1926.

Argued January 27, 1926;

reargued October 12, 1926.

Mr. Justice Van Devanter, Mr. Justice McReyn­olds and Mr. Justice Butler, dissent.

Mr. James Metzenbaum for the appellants.

Mr. Newton D. Baker, with whom Mr. Robert M. Morgan was on the brief, for the appellee.

Mr. Justice Sutherland

delivered the opinion of the Court.

The Village of Euclid is an Ohio municipal corporation. It adjoins and practically is a suburb of the City of Cleve­land. Its estimated population is between 5,000 and 10,000, and its area from twelve to fourteen square miles, the greater part of which is farm lands or unimproved acreage. It lies, roughly, in the form of a parallelogram measuring approximately three and one-half miles each way. East and west it is traversed by three principal highways: Euclid Avenue, through the southerly border, St. Clair Avenue, through the central portion, and Lake Shore Boulevard, through the northerly border in close proximity to the shore of Lake Erie. The Nickel Plate railroad lies from 1,500 to 1,800 feet north of Euclid Ave­nue, and the Lake Shore railroad 1,600 feet farther to the north. The three highways and the two railroads are substantially parallel.

Appellee is the owner of a tract of land containing 68 acres, situated in the westerly end of the village, abutting on Euclid Avenue to the south and the Nickel Plate rail­road to the north. Adjoining this tract, both on the east and on the west, there have been laid out restricted resi­dential plats upon which residences have been erected.

On November 13, 1922, an ordinance was adopted by the Village Council, establishing a comprehensive zoning plan for regulating and restricting the location of trades, industries, apartment houses, two-family houses, single family houses, etc., the lot area to be built upon, the size and height of buildings, etc.

The entire area of the village is divided by the ordi­nance into six classes of use districts, denominated U-l to U-6, inclusive; three classes of height districts, denomi­nated H-l to H-3, inclusive; and four classes of area districts, denominated A-l to A-4, inclusive. The use districts are classified in respect of the buildings which may be erected within their respective limits, as follows: U-l is restricted to single family dwellings, public parks, water towers and reservoirs, suburban and interurban electric railway passenger stations and rights of way, and farming, non-commercial greenhouse nurseries and truck gardening; U-2 is extended to include two-family dwellings; U-3 is further extended to include apart­ment houses, hotels, churches, schools, public libraries, museums, private clubs, community center buildings, hospitals, sanitariums, public playgrounds and recrea­tion buildings, and a city hall and courthouse; U-4 is further extended to include banks, offices, studios, tele­phone exchanges, fire and police stations, restaurants, theatres and moving picture shows, retail stores and shops, sales offices, sample rooms, wholesale stores for hardware, drugs and groceries, stations for gasoline and oil (not exceeding 1,000 gallons storage) and for ice delivery, skating rinks and dance halls, electric substa­tions, job and newspaper printing, public garages for motor vehicles, stables and wagon sheds (not exceeding five horses, wagons or motor trucks) and distributing sta­tions for central store and commercial enterprises; U-5 is further extended to include billboards and advertising signs (if permitted), warehouses, ice and ice cream manu­facturing and cold storage plants, bottling works, milk bottling and central distribution stations, laundries, carpet cleaning, dry cleaning and dyeing establishments, blacksmith, horseshoeing, wagon and motor vehicle repair shops, freight stations, street car barns, stables and wagon sheds (for more than five horses, wagons or motor trucks), and wholesale produce markets and salesrooms; U-6 is further extended to include plants for sewage disposal and for producing gas, garbage and refuse incineration, scrap iron, junk, scrap paper and rag storage, aviation fields, cemeteries, crematories, penal and correctional in­stitutions, insane and feeble minded institutions, storage of oil and gasoline (not to exceed 25,000 gallons), and manufacturing and industrial operations of any kind other than, and any public utility not included in, a class U-l, U-2, U-3, U-4 or U-5 use. There is a seventh class of uses which is prohibited altogether.

Class U-l is the only district in which buildings are restricted to those enumerated. In the other classes the uses are cumulative; that is to say, uses in class U-2 include those enumerated in the preceding class, U-l; class U-3 includes uses enumerated in the preceding classes, U-2 and U-l; and so on. In addition to the enumerated uses, the ordinance provides for accessory uses, that is, for uses customarily incident to the principal use, such as private garages. Many regulations are pro­vided in respect of such accessory uses.

The height districts are classified as follows: In class H-l, buildings are limited to a height of two and one-­half stories or thirty-five feet; in class H-2, to four stories or fifty feet; in class H-3, to eighty feet. To all of these, certain exceptions are made, as in the case of church spires, water tanks, etc.

The classification of area districts is: In A-l districts, dwellings or apartment houses to accommodate more than one family must have at least 5,000 square feet for interior lots and at least 4,000 square feet for corner lots; in A-2 districts, the area must be at least 2,500 square feet for interior lots, and 2,000 square feet for corner lots; in A-3 districts, the limits are 1,250 and 1,000 square feet, respec­tively; in A-4 districts, the limits are 900 and 700 square feet, respectively. The ordinance contains, in great vari­ety and detail, provisions in respect of width of lots, front, side and rear yards, and other, matters, including restric­tions and regulations as to the use of bill boards, sign boards and advertising signs.

A single family dwelling consists of a basement and not less than three rooms and a bathroom. A two-family dwelling consists of a basement and not less than four living rooms and a bathroom for each family; and is further described as a detached dwelling for the occupa­tion of two families, one having its principal living rooms on the first floor and the other on the second floor.

Appellee’s tract of land comes under U-2, U-3 and U-6. The first strip of 620 feet immediately north of Euclid Avenue falls in class U-2, the next 130 feet to the north, in U-3, and the remainder in U-6. The uses of the first 620 feet, therefore, do not include apartment houses, hotels, churches, schools, or other public and semi-public buildings, or other uses enumerated in respect of U-3 to U-6, inclusive. The uses of the next 130 feet include all of these, but exclude industries, theatres, banks, shops, and the various other uses set forth in respect of U-4 to U-6, inclusive.*

Annexed to the ordinance, and made a part of it, is a zone map, showing the location and limits of the various use, height and area districts, from which it appears that the three classes overlap one another; that is to say, for example, both U-5 and U-6 use districts are in A-4 area districts, but the former is in H-2 and the latter in H-3 height districts. The plan is a complicated one and can be better understood by an inspection of the map, though it does not seem necessary to reproduce it for present purposes.

The lands lying between the two railroads for the entire length of the village area and extending some distance on either side to the north and south, having an average width of about 1,600 feet, are left open, with slight excep­tions, for industrial and all other uses. This includes the larger part of appellee’s tract. Approximately one-sixth of the area of the entire village is included in U-5 and U-6 use districts. That part of the village lying south of Euclid Avenue is principally in U-l districts. The lands lying north of Euclid Avenue and bordering on the long strip just described are included in U-l, U-2, U-3 and U-4 districts, principally in U-2.

The enforcement of the ordinance is entrusted to the inspector of buildings, under rules and regulations of the board of zoning appeals. Meetings of the board are pub­lic, and minutes of its proceedings are kept. It is author­ized to adopt rules and regulations to carry into effect provisions of the ordinance. Decisions of the inspector of buildings may be appealed to the board by any person claiming to be adversely affected by any such decision. The board is given power in specific cases of practical difficulty or unnecessary hardship to interpret the ordi­nance in harmony with its general purpose and intent, so that the public health, safety and general welfare may be secure and substantial justice done. Penalties are pre­scribed for violations, and it is provided that the various provisions are to be regarded as independent and the holding of any provision to be unconstitutional, void or ineffective shall not affect any of the others.

The ordinance is assailed on the grounds that it is in derogation of § 1 of the Fourteenth Amendment to the Federal Constitution in that it deprives appellee of lib­erty and property without due process of law and denies it the equal protection of the law, and that it offends against certain provisions of the Constitution of the State of Ohio. The prayer of the bill is for an injunction re­straining the enforcement of the ordinance and all at­tempts to impose or maintain as to appellee’s property any of the restrictions, limitations or conditions. The court below held the ordinance to be unconstitutional and void, and enjoined its enforcement. 297 Fed. 307.

Before proceeding to a consideration of the case, it is necessary to determine the scope of the inquiry. The bill alleges that the tract of land in question is vacant and has been held for years for the purpose of selling and developing it for industrial uses, for which it is especially adapted, being immediately in the path of progressive industrial development; that for such uses it has a market value of about $10,000 per acre, but if the use be limited to residential purposes the market value is not in excess of $2,500 per acre; that the first 200 feet of the parcel back from Euclid Avenue, if unrestricted in respect of use, has a value of $150 per front foot, but if limited to residential uses, and ordinary mercantile business be excluded therefrom, its value is not in excess of $50 per front foot.

It is specifically averred that the ordinance attempts to restrict and control the lawful uses of appellee’s land so as to confiscate and destroy a great part of its value; that is being enforced in accordance with its terms; that prospective buyers of land for industrial, commercial and residential uses in the metropolitan district of Cleveland are deterred from buying any part of this land because of the existence of the ordinance and the necessity thereby entailed of conducting burdensome and expensive litiga­tion in order to vindicate the right to use the land for lawful and legitimate purposes; that the ordinance con­stitutes a cloud upon the land, reduces and destroys its value, and has the effect of diverting the normal indus­trial, commercial and residential development thereof to other and less favorable locations.

The record goes no farther than to show, as the lower court found, that the normal, and reasonably to be ex­pected, use and development of that part of appellee’s land adjoining Euclid Avenue is for general trade and commercial purposes, particularly retail stores and like establishments, and that the normal, and reasonably to be expected, use and development of the residue of the land is for industrial and trade purposes. Whatever injury is inflicted by the mere existence and threatened enforce­ment of the ordinance is due to restrictions in respect of these and similar uses; to which perhaps should be added—if not included in the foregoing—restrictions in respect of apartment houses. Specifically, there is noth­ing in the record to suggest that any damage results from the presence in the ordinance of those restrictions relating to churches, schools, libraries and other public and semi­public buildings. It is neither alleged nor proved that there is, or may be, a demand for any part of appellee’s land for any of the last named uses; and we cannot assume the existence of facts which would justify an in­junction upon this record in respect of this class of restric­tions. For present purposes the provisions of the ordi­nance in respect of these uses may, therefore, be put aside as unnecessary to be considered. It is also unnecessary to consider the effect of the restrictions in respect of U-I districts, since none of appellee’s land falls within that class.

We proceed, then, to a consideration of those provisions of the ordinance to which the case as it is made relates, first disposing of a preliminary matter.

A motion was made in the court below to dismiss the bill on the ground that, because complainant [appellee] had made no effort to obtain a building permit or apply to the zoning board of appeals for relief as it might have done under the terms of the ordinance, the suit was pre­mature. The motion was properly overruled. The effect of the allegations of the bill is that the ordinance of its own force operates greatly to reduce the value of appel­lee’s lands and destroy their marketability for industrial, commercial and residential uses; and the attack is di­rected, not against any specific provision or provisions, but against the ordinance as an entirety. Assuming the premises, the existence and maintenance of the ordinance, in effect, constitutes a present invasion of appellee’s property rights and a threat to continue it. Under these circumstances, the equitable jurisdiction is clear. See Ter­race v. Thompson, 263 U. S. 197, 215; Pierce v. Society of Sisters, 268 U. S. 510, 535.

It is not necessary to set forth the provisions of the Ohio Constitution which are thought to be infringed. The question is the same under both Constitutions, namely, as stated by appellee: Is the ordinance invalid in that it violates the constitutional protection “to the right of property in the appellee by attempted regulations under the guise of the police power, which are unreason­able and confiscatory?”

Building zone laws are of modern origin. They began in this country about twenty-five years ago. Until recent years, urban life was comparatively simple; but with the great increase and concentration of population, problems have developed, and constantly are developing, which re­quire, and will continue to require, additional restrictions in respect of the use and occupation of private lands in urban communities. Regulations, the wisdom, necessity and validity of which, as applied to existing conditions, are so apparent that they are now uniformly sustained, a century ago, or even half a century ago, probably would have been rejected as arbitrary and oppressive. Such regulations are sustained, under the complex conditions of our day, for reasons analogous to those which justify traffic regulations, which, before the advent of automo­biles and rapid transit street railways, would have been condemned as fatally arbitrary and unreasonable. And in this there is no inconsistency, for while the meaning of constitutional guaranties never varies, the scope of their application must expand or contract to meet the new and different conditions which are constantly coming within the field of their operation. In a changing world, it is impossible that it should be otherwise. But although a degree of elasticity is thus imparted, not to the meaning, but to the application of constitutional principles, statutes and ordinances, which, after giving due weight to the new conditions, are found clearly not to conform to the Con­stitution, of course, must fall.

The ordinance now under review, and all similar laws and regulations, must find their justification in some aspect of the police power, asserted for the public welfare. The line which in this field separates the legitimate from the illegitimate assumption of power is not capable of precise delimitation. It varies with circumstances and conditions. A regulatory zoning ordinance, which would be clearly valid as applied to the great cities, might be clearly invalid as applied to rural communities. In solv­ing doubts, the maxim sic utere tuo ut alienum non laedas, which lies at the foundation of so much of the common law of nuisances, ordinarily will furnish a fairly helpful clew. And the law of nuisances, likewise, may be consulted, not for the purpose of controlling, but for the helpful aid of its analogies in the process of ascertaining the scope of, the power. Thus the question whether the power exists to forbid the erection of a building of a partic­ular kind or for a particular use, like the question whether a particular thing is a nuisance, is to be determined, not by an abstract consideration of the building or of the thing considered apart, but by considering it in connection with the circumstances and the locality. Sturgis v. Bridge­man, L. R. 11 Ch. 852, 865. A nuisance may be merely a right thing in the wrong place,—like a pig in the parlor instead of the barnyard. If the validity of the legislative classification for zoning purposes be fairly debatable, the legislative judgment must be allowed to control. Radice v. New York, 264 U. S. 292, 294.

There is no serious difference of opinion in respect of the validity of laws and regulations fixing the height of buildings within reasonable limits, the character of mate­rials and methods of construction, and the adjoining area which must be left open, in order to minimize the danger of fire or collapse, the evils of over-crowding, and the like, and excluding from residential sections offensive trades, industries and structures likely to create nuisances. See Welch v. Swasey, 214 U. S. 91; Hadacheck v. Los Angeles, 239 U. S. 394; Reinman v. Little Rock, 237 U. S. 171; Cu­sack Co. v. City of Chicago, 242 U. S. 526, 529-530.

Here, however, the exclusion is in general terms of all industrial establishments, and it may thereby happen that not only offensive or dangerous industries will be ex­cluded, but those which are neither offensive nor dan­gerous will share the same fate. But this is no more than happens in respect of many practice-forbidding laws which this Court has upheld although drawn in general terms so as to include individual cases that may turn out to be innocuous in themselves. Hebe Co. v. Shaw, 248 U. S. 297, 303; Pierce Oil Corp. v. City of Hope, 248 U. S. 498, 500. The inclusion of a reasonable margin to insure effective enforcement, will not put upon a law, otherwise valid, the stamp of invalidity. Such laws may also find their justification in the fact that, in some fields, the bad fades into the good by such insensible degrees that the two are not capable of being readily distinguished and separated in terms of legislation. In the light of these considerations, we are not prepared to say that the end in view was not sufficient to justify the general rule of the ordinance, although some industries of an innocent character might fall within the proscribed class. It can not be said that the ordinance in this respect “passes the bounds of reason and assumes the character of a merely arbitrary fiat.” Purity Extract Co. v. Lynch, 226 U. S. 192, 204. Moreover, the restrictive provisions of the ordinance in this particular may be sustained upon the principles applicable to the broader exclusion from resi­dential districts of all business and trade structures, presently to be discussed.

It is said that the Village of Euclid is a mere suburb of the City of Cleveland; that the industrial development of that city has now reached and in some degree extended into the village and, in the obvious course of things, will soon absorb the entire area for industrial enterprises; that the effect of the ordinance is to divert this natural devel­opment elsewhere with the consequent loss of increased values to the owners of the lands within the village bor­ders. But the village, though physically a suburb of Cleveland, is politically a separate municipality, with powers of its own and authority to govern itself as it sees fit within the limits of the organic law of its creation and the State and Federal Constitutions. Its governing au­thorities, presumably representing a majority of its inhab­itants and voicing their will, have determined, not that industrial development shall cease at its boundaries, but that the course of such development shall proceed within definitely fixed lines. If it be a proper exercise of the police power to relegate industrial establishments to local­ities separated from residential sections, it is not easy to find a sufficient reason for denying the power because the effect of its exercise is to divert an industrial flow from the course which it would follow, to the injury of the residential public if left alone, to another course where such injury will be obviated. It is not meant by this, however, to exclude the possibility of cases where the general public interest would so far outweigh the interest of the municipality that the municipality would not be allowed to stand in the way.

We find no difficulty in sustaining restrictions of the kind thus far reviewed. The serious question in the case arises over the provisions of the ordinance excluding from residential districts, apartment houses, business houses, retail stores and shops, and other like establish­ments. This question involves the validity of what is really the crux of the more recent zoning legislation, namely, the creation and maintenance of residential dis­tricts, from which business and trade of every sort, includ­ing hotels and apartment houses, are excluded. Upon that question, this Court has not thus far spoken. The decisions of the state courts are numerous and conflicting; but those which broadly sustain the power greatly out­number those which deny altogether or narrowly limit it; and it is very apparent that there is a constantly increas­ing tendency in the direction of the broader view. We shall not attempt to review these decisions at length, but content ourselves with citing a few as illustrative of all.

As sustaining the broader view, see Opinion of the Jus­tices, 234 Mass. 597, 607; Inspector of Buildings of Low­ell v. Stoklosa, 250 Mass. 52; Spector v. Building Inspec­tor of Milton, 250 Mass. 63; Brett v. Building Commis­sioner of Brookline, 250 Mass. 73; State v. City of New Orleans, 154 La. 271, 282; Lincoln Trust Co. v. Williams Bldg. Corp., 229 N. Y. 313; City of Aurora v. Burns, 319 Ill. 84, 93; Deynzer v. City of Evanston, 319 Ill. 226; State ex rel. Beery v. Houghton, 164 Minn. 146; State ex rel. Carter v. Harper, 182 Wis. 148, 157-161; Ware v. City of Wichita, 113 Kan. 153; Miller v. Board of Public Works, 195 Cal. 477, 486-495; City of Providence v. Stephens, 133 Atl. 614.

For the contrary view, see Goldman v. Crowther, 147 Md. 282; Ignaciunas v. Risley, 98 N. J. L. 712; Spann v. City of Dallas, 111 Tex. 350.

As evidence of the decided trend toward the broader view, it is significant that in some instances the state courts in later decisions have reversed their former deci­sions holding the other way. For example, compare State ex rel. Beery v. Houghton, supra, sustaining the power, with State ex rel. Lachtman v. Houghton, 134 Minn. 226; State ex rel. Roerig v. City of Minneapolis, 136 Minn. 479; and Vorlander v. Hokenson, 145 Minn. 484, denying it, all of which are disapproved in the Houghton case (p. 151) last decided.

The decisions enumerated in the first group cited above agree that the exclusion of buildings devoted to business, trade, etc., from residential districts, bears a rational rela­tion to the health and safety of the community. Some of the grounds for this conclusion are—promotion of the health and security from injury of children and others by separating dwelling houses from territory devoted to trade and industry; suppression and prevention of disorder; fa­cilitating the extinguishment of fires, and the enforcement of street traffic regulations and other general welfare or­dinances; aiding the health and safety of the community by excluding from residential areas the confusion and danger of fire, contagion and disorder which in greater or less degree attach to the location of stores, shops and fac­tories. Another ground is that the construction and re­pair of streets may be rendered easier and less expensive by confining the greater part of the heavy traffic to the streets where business is carried on.

The Supreme Court of Illinois, in City of Aurora v. Burns, supra, pp. 93-95, in sustaining a comprehensive building zone ordinance dividing the city into eight dis­tricts, including exclusive residential districts for one and two-family dwellings, churches, educational institutions and schools, said:

“The constantly increasing density of our urban pop­ulations, the multiplying forms of industry and the grow­ing complexity of our civilization make it necessary for the State, either directly or through some public agency by its sanction, to limit individual activities to a greater extent than formerly. With the growth and development of the State the police power necessarily develops, within reasonable bounds, to meet the changing conditions. . . .

“. . . The harmless may sometimes be brought with­in the regulation or prohibition in order to abate or destroy the harmful. The segregation of industries com­mercial pursuits and dwellings to particular districts in a city, when exercised reasonably, may bear a rational relation to the health, morals, safety and general welfare of the community. The establishment of such districts or zones may, among other things, prevent congestion of population, secure quiet residence districts, expedite local transportation, and facilitate the suppression of disorder, the extinguishment of fires and the enforcement of traffic and sanitary regulations. The danger of fire and the risk of contagion are often lessened by the exclusion of stores and factories from areas devoted to residences, and, in consequence, the safety and health of the community may be promoted.....

“. . . The exclusion of places of business from resi­dential districts is not a declaration that such places are nuisances or that they are to be suppressed as such, but it is a part of the general plan by which the city’s ter­ritory is allotted to different uses in order to prevent, or at least to reduce, the congestion, disorder and dangers which often inhere in unregulated municipal develop­ment.”

The Supreme Court of Louisiana, in State v. City of New Orleans, supra, pp. 282-283, said:

“In the first place, the exclusion of business establish­ments from residence districts might enable the munic­ipal government to give better police protection. Patrol­men’s beats are larger, and therefore fewer, in residence neighborhoods than in business neighborhoods. A place of business in a residence neighborhood furnishes an ex­cuse for any criminal to go into the neighborhood, where, otherwise, a stranger would be under the ban of suspicion. Besides, open shops invite loiterers and idlers to congre­gate; and the places of such congregations need police pro­tection. In the second place, the zoning of a city into residence districts and commercial districts is a matter of economy in street paving. Heavy trucks, hauling freight to and from places of business in residence districts, re­quire the city to maintain the same costly pavement in such districts that is required for business districts; where­as, in the residence districts, where business establishments are excluded, a cheaper pavement serves the purpose. . . .

“Aside from considerations of economic administration, in the matter of police and fire protection, street paving, etc., any business establishment is likely to be a genuine nuisance in a neighborhood of residences. Places of busi­ness are noisy; they are apt to be disturbing at night; some of them are malodorous; some are unsightly; some are apt to breed rats, mice, roaches, flies, ants, etc. . . .

“If the municipal council deemed any of the reasons which have been suggested, or any other substantial reason, a sufficient reason for adopting the ordinance in question, it is not the province of the courts to take issue with the council. We have nothing to do with the ques­tion of the wisdom or good policy of municipal ordinances. If they are not satisfying to a majority of the citizens, their recourse is to the ballot—not the courts.”

The matter of zoning has received much attention at the hands of commissions and experts, and the results of their investigations have been set forth in comprehen­sive reports. These reports, which bear every evidence of painstaking consideration, concur in the view that the segregation of residential, business, and industrial build­ings will make it easier to provide fire apparatus suitable for the character and intensity of the development in each section; that it will increase the safety and security of home life; greatly tend to prevent street accidents, es­pecially to children, by reducing the traffic and resulting confusion in residential sections; decrease noise and other conditions which produce or intensify nervous disorders; preserve a more favorable environment in which to rear children, etc. With particular reference to apartment houses, it is pointed out that the development of de­tached house sections is greatly retarded by the coming of apartment houses, which has sometimes resulted in destroying the entire section for private house purposes; that in such sections very often the apartment house is a mere parasite, constructed in order to take advantage of the open spaces and attractive surroundings created by the residential character of the district. Moreover, the coming of one apartment house is followed by others, interfering by their height and bulk with the free circu­lation of air and monopolizing the rays of the sun which otherwise would fall upon the smaller homes, and bring­ing, as their necessary accompaniments, the disturbing noises incident to increased traffic and business, and the occupation, by means of moving and parked automobiles, of larger portions of the streets, thus detracting from their safety and depriving children of the privilege of quiet and open spaces for play, enjoyed by those in more favored localities,—until, finally, the residential character of the neighborhood and its desirability as a place of detached residences are utterly destroyed. Under these circum­stances, apartment houses, which in a different environ­ment would be not only entirely unobjectionable but highly desirable, come very near to being nuisances.

If these reasons, thus summarized, do not demonstrate the wisdom or sound policy in all respects of those restric­tions which we have indicated as pertinent to the inquiry, at least, the reasons are sufficiently cogent to preclude us from saying, as it must be said before the ordinance can be declared unconstitutional, that such provisions are clearly arbitrary and unreasonable, having no sub­stantial relation to the public health, safety, morals, or general welfare. Cusack Co., v. City of Chicago, supra, pp. 530-531; Jacobson v. Massachusetts, 197 U. S. 11, 30-31.

It is true that when, if ever, the provisions set forth in the ordinance in tedious and minute detail, come to be concretely applied to particular premises, including those of the appellee, or to particular conditions, or to be considered in connection with specific complaints, some of them, or even many of them, may be found to be clearly arbitrary and unreasonable. But where the equitable remedy of injunction is sought, as it is here, not upon the ground of a present infringement or denial of a specific right, or of a particular injury in process of actual execu­tion, but upon the broad ground that the mere existence and threatened enforcement of the ordinance, by mate­rially and adversely affecting values and curtailing the opportunities of the market, constitute a present and irreparable injury, the court will not scrutinize its provi­sions, sentence by sentence, to ascertain by a process of piecemeal dissection whether there may be, here and there, provisions of a minor character, or relating to mat­ters of administration, or not shown to contribute to the injury complained of, which, if attacked separately, might not withstand the test of constitutionality. In respect of such provisions, of which specific complaint is not made, it cannot be said that the land owner has suffered or is threatened with an injury which entitles him to challenge their constitutionality. Turpin v. Lemon, 187 U. S. 51, 60. In Railroad Commission Cases, 116 U. S. 307, 335-337, this Court dealt with an analogous situa­tion. There an act of the Mississippi legislature, regu­lating freight and passenger rates on intrastate railroads and creating a supervisory commission, was attacked as unconstitutional. The suit was brought to enjoin the commission from enforcing against the plaintiff railroad company any of its provisions. In an opinion delivered by Chief Justice Waite, this Court held that the chief purpose of the statute was to fix a maximum of charges and to regulate in some matters of a police nature the use of railroads in the state. After sustaining the con­stitutionality of the statute “in its general scope” this Court said: “Whether in some of its details the statute may be defective or invalid we do not deem it necessary to inquire, for this suit is brought to prevent the com­missioners from giving it any effect whatever as against this company.” Quoting with approval from the opin­ion of the Supreme Court of Mississippi it was further said: “Many questions may arise under it not necessary to be disposed of now, and we leave them for considera­tion when presented.” And finally: “When the com­mission has acted and proceedings are had to enforce what it has done, questions may arise as to the validity of some of the various provisions which will be worthy of consideration, but we are unable to say that, as a whole, the statute is invalid.”

The relief sought here is of the same character, namely, an injunction against the enforcement of any of the re­strictions, limitations or conditions of the ordinance. And the gravamen of the complaint is that a portion of the land of the appellee cannot be sold for certain enumer­ated uses because of the general and broad restrain of the ordinance. What would be the effect of a restraint imposed by one or more of the innumerable provisions of the ordinance, considered apart, upon the value or marketability of the lands is neither disclosed by the bill nor by the evidence, and we are afforded no basis, apart from mere speculation, upon which to rest a conclusion that it or they would have any appreciable effect upon those matters. Under these circumstances, therefore, it is enough for us to determine, as we do, that the ordi­nance in its general scope and dominant features, so far as its provisions are here involved, is a valid exercise of authority, leaving other provisions to be dealt with as cases arise directly involving them.

And this is in accordance with the traditional policy of this Court. In the realm of constitutional law, espe­cially, this Court has perceived the embarrassment which is likely to result from an attempt to formulate rules or decide questions beyond the necessities of the immediate issue. It has preferred to follow the method of a gradual approach to the general by a systematically guarded ap­plication and extension of constitutional principles to par­ticular cases as they arise, rather than by out of hand attempts to establish general rules to which future cases must be fitted. This process applies with peculiar force to the solution of questions arising under the due process clause of the Constitution as applied to the exercise of the flexible powers of police, with which we are here concerned.

Decree reversed.

*

The court below seemed to think that the frontage of this prop­erty on Euclid Avenue to a depth of 150 feet came under U-l district and was available only for single family dwellings. An examination of the ordinance and subsequent amendments, and a comparison of their terms with the maps, shows very clearly, however, that this view was incorrect. Appellee’s brief correctly interpreted the ordi­nance: “The northerly 500 feet thereof immediately adjacent to the right of way of the New York, Chicago & St. Louis Railroad Com­pany under the original ordinance was classed as U-6 territory and the rest thereof as U-2 territory. By amendments to the ordinance, a strip 630 [620] feet wide north of Euclid Avenue is classed as U-2 territory, a strip 130 feet wide next north as U-3 territory and the rest of the parcel to the Nickel Plate right of way as U-6 territory.”

29.1.1.2 Note: Facial v. As-Applied Challenges  29.1.1.2 Note: Facial v. As-Applied Challenges 

Note: Facial v. As-Applied Challenges 

Euclid held that a zoning ordinance would not be struck down as an unwarranted interference with property rights on its face, but left open the possibility of as-applied challenges to applications of zoning to prohibit particular developments. The Court then made clear that as-applied challenges would almost always fail as well, unless the harm to the property owner rose to the level of a taking requiring compensation under the Fifth and Fourteenth amendments. See Takings, infra. In the absence of a taking, courts were not to interfere with zoning authorities’ determinations unless they were arbitrary and irrational, even if they were wrong. Nectow v. City of Cambridge, 277 U.S. 183 (1928). Lower courts received the Court’s message clearly and left zoning authorities almost entirely free to zone as they wished. 

29.1.1.3 Richard H. Chused, Euclid’s Historical Imagery 29.1.1.3 Richard H. Chused, Euclid’s Historical Imagery

Richard H. Chused, Euclid’s Historical Imagery 

51 Case W. Res. L. Rev. 599 (2001) 

… No one should be surprised that land use and urban planning emerged and flowered in the 1920s. Chaos in America’s developing urban centers, unprecedented levels of immigration from Europe and migration from the southern United States, burgeoning sales of automobiles, and development of new building construction techniques generated enormous controversy during the end of the nineteenth and beginning of the twentieth centuries. As American cities grew like wildfire, cries of distress became common. Muckraking authors produced “hit” books reflecting upon widespread concern about the state of urban America. From holding only about twenty-five percent of the nation’s population in 1870, urban areas held just over half only fifty years later. Between just 1905 and 1915, immigration increased the nation’s population by more than ten percent. With most of those arrivals settling in highly populated areas along the coasts and industrial cities in the heartland, responding to immigration was a major concern in urban America. The blare of urban life became a cacophony as the number of registered automobiles passed the ten million mark in 1921. 

… The largely undeveloped Village of Euclid, just east of Cleveland, was caught up in this wave of planning reforms. The Village of Euclid actually adopted its first zoning ordinance in 1922, two years before the Commerce Department published its final draft of the Standard Zoning Enabling Act. Euclid followed in the footsteps of New York City, which adopted its first zoning ordinance in 1916, two years after the New York state legislature adopted the nation’s first zoning enabling statute.… 

It should surprise no one that race, ethnicity, and poverty were on the minds of those handling the dispute over Euclid’s zoning scheme. The solidification of the Jim Crow system from the end of Reconstruction through the 1920s is a well-known story. Other startling events also brought racial and ethnic issues to public attention on a regular basis. Race riots occurred in numerous cities in the late nineteenth and early twentieth centuries. These were not like the urban disturbances that began in Watts in 1965 and appeared repeatedly until after the assassination of Reverend Martin Luther King, Jr. in 1968. In 1919 alone, for example, over twenty-five cities were faced with mobs of white people destroying African-American neighborhoods and killing residents.… Though lynching of individuals or small groups of people peaked near the end of the nineteenth century, urban mob killings more than made up for the decline in the numbers of people strung up on trees individually or in small groups. The Ku Klux Klan was a major political force at the time. Its members held elected offices in a number of states during the first few decades of the twentieth century. … 

In addition, opposition to immigration was fierce by the time Judge Westenhaver decided Euclid. Acts restricting immigration were enacted in 1885, 1891, 1903, 1907, and 1917. The quota sys- tem, favoring those seeking admission from northern Europe and severely limiting entry from other parts of Europe and the rest of the world, was imposed by legislation passed in 1921 and 1924. Immigration dropped dramatically after the last of these enactments was signed into law. Fueled by racism and anti-semitism, and given intellectual cover by Social Darwinism, many native-born whites saw themselves as the saviors of culture and civilization…. 

When viewed in light of such a setting, the debate in Euclid takes on new meanings. It was not just a case about the ability of legislative bodies to regulate property and contracts, but a debate about the sorts of social forces – good, bad, and indifferent – that could legitimately be taken into account by those elected to state legislatures…. 

By using a “nuisance analogy” – the idea that single use zones were likely to prevent land use conflicts – as the central feature of his argument, [Alfred Bettman, leader of the National Conference on City Planning,] sidestepped the intractable and circular debates … about the dichotomy between the police power, on the one hand, and takings or freedom of contract, on the other. … 

As Bettman himself noted in a paper he wrote while Euclid was pending, barring apartment buildings from residential zones was thought by many to be the most troublesome feature of the typical planning ordinances. Responding to claims that such zoning tactics were merely aesthetic controls and therefore outside the police power, Bettman called upon telling imagery of middle and upper class men protecting their children from moral risk to justify single family residential zones: 

[T]he man who seeks to place the home for his children in an orderly neighborhood, with some open space and light and fresh air and quiet, is not motivated so much by considerations of taste or beauty as by the assumption that his children are likely to grow mentally, physically and morally more healthful in such a neighborhood than in a disorderly, noisy, slovenly, blighted and slum-like district. … Disorderliness in the environment has as detrimental an effect upon health and character as disorderliness within the house itself. 

In this passage, it becomes clear that use of the nuisance analogy also permitted one other crucial step – the introduction of “politely” ugly discourse. By putting the home/apartment dichotomy into the nuisance analogy, Bettman could call forth a host of phrases well suited to convince the conservative instincts of Supreme Court Justices that zoning was a positive good. The moral strength of upper-class children was at risk, Bettman warned. Keeping the kids away from a “disorderly, noisy, slovenly, blighted and slum-like district” was the only protection. 

… Zoning rules, like many of the other moral reforms of the late nineteenth and early twentieth centuries, were designed to significantly reduce the likelihood that middle- and upper-class children would come into contact with poor, immigrant, or black culture…. 

It was therefore possible, without ever mentioning race, immigration, or tenement houses, to call upon other code words that had the same impact. … 

29.1.1.4 Euclid decision and history: Notes + Questions 29.1.1.4 Euclid decision and history: Notes + Questions

Notes and Questions 

Does Chused’s account make you think differently about Euclid? Suppose the Court had ruled the other way, that zoning was an unwarranted interference with property rights. How would our cities and suburbs look now? (Consider this question again when you study restrictive covenants.) 

William A. Fischel, An Economic History of Zoning and a Cure for Its Exclusionary Effects (draft of December 18, 2001), puts a different emphasis on historical causes, and asks why zoning became so much more restrictive over time. Fischel argues that zoning developed, and then tightened its grip, because of homeowners’ fears that the value of their single largest asset was threatened by new transportation technologies. The bus and truck came first, in the 1910s, corresponding with the initial adoption of zoning. The development of the interstate highway system in the 1960s then “put suburban homeowners at risk from value-reducing development in their neighborhoods and communities,” causing them to support increasingly restrictive zoning. Zoning spread quickly to suburbs and small towns (like Euclid itself), rather than being driven by the well-known planners of the big cities. 

Before 1880, most people walked to work in American cities, and rich men tended to live close to their jobs to avoid frustrating and time-consuming commutes. Electric-powered streetcars then made it possible for urban workers to live in residential areas, commuting to city jobs. As he notes, streetcar routes exploded from 3,000 miles of horse-drawn routes in 1882 to 22,500 mostly electrified miles in 1902. Developers built houses for the well-off workers who could afford streetcar fares, and the rich began moving to the suburbs, but not with zoning. Zoning wasn’t yet needed: apartments and stores were located near streetcar lines, but it was simple for homebuilders to avoid those areas by building only a few blocks away from the tracks. Homebuilders and homeowners also used political clout to keep streetcar lines from going through exclusively residential areas. 

But then, Fischel argues, trucks and buses became common, and the constraints imposed on poorer people by streetcars diminished. It became profitable to sell a vacant lot in a residential neighborhood to an industrial user or apartment builder, who could expect easy access to all the resources of the city through the new means of transportation. Restrictive covenants weren’t enough to stem the flow of intensive uses, because they usually covered only relatively small areas of land, and restricted communities were vulnerable to development just on the border. Instead of trying to buy up even bigger tracts of land, developers began to support zoning, not because they trusted planners, but because they wanted to “induce homeowners to invest their savings in a large, undiversified asset…. As planning-historian Christine Boyer points out, zoning was seen as a way to provide ‘an insurance policy that the single-family home owner’s investment would be protected in stable neighborhood communities….’” 

The next development was political. Up to the first decade of the twentieth century, suburban governments were routinely formed and then absorbed into the expanding city. By the 1920s, however, suburbs became unwilling to give up their independence, and unincorporated parts of surrounding counties became more difficult for core cities to annex. Before zoning, Fischel contends, suburbs regarded merger with the city, and the intrusion of city problems and costs, as inevitable. As they grew, they needed more services, making the better-organized city police, firefighting companies, and utilities seem more attractive. But with zoning, suburbs determined that they could control their own growth and fiscal destiny. Instead of merging with the city, suburbs began cooperating with each other to provide water and other services that had previously only been available from the central city – a pattern seen today in many St. Louis suburbs. 

People who live near where they work, Fischel posits, have to balance their interests as homeowners with their interests as businesspeople, employers, or employees – they are more likely to support growth than people who fear only disruption of their living conditions from growth. Commuters, by contrast, didn’t vote where they worked, so they only voted based on the value of their homes. Homeowners can’t buy insurance against the risk that their homes will become less valuable, and most homeowners can’t diversify their assets because they don’t have much in the way of assets other than a home. This makes them anxious and politically active: “They know that if things go bad in their neighborhood, they will be stuck having paid a lot for an asset that they could sell only at a loss. They can avoid the personal consequences of a school system that has unexpectedly gone bad by moving, but they cannot avoid the financial consequences. Potential buyers can see the declining test scores as well as seller.” As author Reihan Salan puts it, “Renters might react to demographic change with relative equanimity, knowing that even if it had negative consequences, it wouldn’t endanger their biggest investment. Homeowners felt they couldn’t afford not to panic.” When demographic change nonetheless arrived, the result, in the St. Louis suburbs and elsewhere, was “round after round of white flight, each one of which leaves a suburban ghetto in its wake.” Reihan Salam, How the Suburbs Got Poor, Slate, Sept. 4, 2014. 

For the first fifty years of zoning, pro-development forces could win victories in the suburbs – if one suburb resisted, another nearby might well be more accommodating. However, Fischel argues, this changed in the 1970s, when the suburbanization of employment and the gains of the civil rights movement changed the political behavior of suburbs. The interstate highways of the 1960s enabled jobs to move out to the suburbs, in “industrial parks.” Low-income workers whose jobs had previously been in city centers now found that they needed to go out to the suburbs to find work. More people, including poorer people, got cars – up to 82% of all households in 1970. With the ability to get to a job in the city center less of a constraint, residential amenities such as schools became far more important to homeowners, who became even more anxious and insistent on keeping development away. (Footnote 1) 

Meanwhile, civil rights laws barred overt discrimination, including informal discrimination such as steering different races to different areas. While courts were hostile to racial zoning, they accepted facially neutral economic discrimination, which just happened to preserve racial lines. (Fischel points out that nearly all-white states like Vermont and New Hampshire underwent the same evolution towards increasingly restrictive zoning, suggesting that class was independently sufficient to drive this change.) Suburban homeowners adopted the rhetoric of environmentalism and demanded limits on growth and density, restricting development for everyone, not just for low-income people. Forced to choose between letting everyone in and letting no one in, they opted for no one. Fischel concludes: “The mottoes of no-growth, slow growth, managed growth, and (currently) ‘smart growth’ are all facially neutral watchwords which nonetheless are effective substitutes for more selective means of keeping the poor out of the suburbs.” Changes in local government structure, such as environmental impact statement requirements and the “double veto” structure in which larger regional governments can block development but not force it, strengthened the anti-growth forces’ hand. 

 

Footnote 1: Although much of the discourse surrounding home values has to do with schools, there is no evidence that state-level equalization of school funding, which makes property taxes less important, has reduced exclusionary zoning. California equalized school finance and imposed a limit on property taxes that meant that homeowners didn’t need to worry that low-income housing would increase their taxes, but exclusionary zoning didn’t diminish and even intensified. 

29.1.2 2. Euclidian zoning theory 29.1.2 2. Euclidian zoning theory

2. Euclidean zoning theory 

The dominance of the single-family home. Americans love their homes, and homeownership remains a cornerstone of the “American dream.” Alexis de Tocqueville noted this several hundred years ago, and also commented that Americans would build homes and sell them as soon as the roof was complete. A particular ideal of the home developed in the twentieth century: “A separate house surrounded by a yard is the ideal kind of home.” MARY LOCKWOOD MATTHEWS, ELEMENTARY HOME ECONOMICS (1931). As a Wilmington, Delaware real estate ad from 1905 instructed, “Get your children into the country. The cities murder children. The hot pavements, the dust, the noise are fatal in many cases, and harmful always. The history of successful men is nearly always the history of country boys.” 

Results from the 2013 American Household Survey (AHS) show that 64% of all occupied housing, and 62% of recently built units, are detached single-family homes. Even in central cities, 79% of owner-occupied units are detached single-family houses. The average owner-occupied dwelling takes up nearly a third of an acre, as does the average recently built dwelling; bus service usually requires at least seven dwellings per acre to be viable. (Footnote 2 : only 55% of housing units have sidewalks, and the percentage is lower for over-65 homeowners.) 

Homeownership has definite benefits. Homeowners are more likely to support school funding; even childless homeowners want their chief asset to be valuable because of its proximity to good schools. Homeowners participate more in local politics and community life than renters do, and their children seem to benefit as well. On the other hand, homeownership can be an anchor – when the structure of employment changes radically, and the best jobs are available in other regions, homeownership, and the resulting loss on a major asset, can deter people from moving, depressing economic growth and individual income. 

Segregation of uses. The key principle behind Euclidean zoning is segregation of uses, in order to protect the single-family home. One clear cost is sprawl. Living away from density has other consequences: Wages are about thirty-five percent higher in cities, and research shows that this is because urban residents tend to have greater wage growth than residents in rural areas, suggesting that growth in human capacity is enhanced by density and interacting with closely situated others. Density allows for greater specialization and more productive interactions with a greater variety of people. Another consequence of use segregation is that undesirable uses tend to get concentrated in ghettoes or red-light districts, or left to inner cities. 

However, even opponents of Euclidean zoning might consider some segregation of uses desirable. In 2013, a Texas fertilizer plant explosion leveled houses and destroyed the middle school across the street. A former city council member said that he couldn’t recall the town discussing whether it was a good idea to build houses and the school so close to the plant, which has been there since 1962. “The land was available out there that way … There never was any thought about it. Maybe that was wrong.” Theodoric Meyer, Could regulators have prevented the Texas fertilizer plant explosion?, Salon, Apr. 28, 2013. 

Churches. It might fairly be said that many homevoters’ concern for their property values amounts to religious fervor. Numerous zoning disputes have involved the location of churches, to which neighbors often object on grounds of weekend congestion – or, in the case of minority religions, for other reasons. Congregation Temple Israel v. City of Creve Coeur, 320 S.W.2d 451 (Mo. 1959), involved a religious organization (a Jewish synagogue) that wished to construct a new building for religious purposes, including services and religious education. Two weeks after Temple Israel bought the land, residents petitioned to change the zoning. Before Temple Israel began construction, the City changed the zoning to exclude churches and schools. It also established a complex and burdensome procedure to seek an exception allowing church or school use, and made the exception discretionary rather than mandatory. The Missouri Supreme Court ruled that municipalities had no authority to regulate the placement of churches or schools. Under the state’s Zoning Enabling Act, Section 89.020 allowed them to regulate “the location and use of buildings, structures and land for trade, industry, residence and other purposes.” Given the constitutional interest in freedom of religion, and the history of locating churches in residential areas, the court interpreted “other purposes” to exclude control over the location and use of buildings for churches and schools, though municipalities could regulate the buildings for health and safety purposes. 

The land use provisions of the Religious Land Use and Institutionalized Persons Act of 2000 (RLUIPA), 42 U.S.C. §§ 2000cc, et seq., now protect individuals, houses of worship, and other religious institutions from discrimination in zoning and landmarking laws. The Department of Justice has explained: 

Religious assemblies, especially, new, small, or unfamiliar ones, may be illegally discriminated against on the face of zoning codes and also in the highly individualized and discretionary processes of land use regulation. Zoning codes and landmarking laws may illegally exclude religious assemblies in places where they permit theaters, meeting halls, and other places where large groups of people assemble for secular purposes. Or the zoning codes or landmarking laws may permit religious assemblies only with individualized permission from the zoning board or landmarking commission, and zoning boards or landmarking commission may use that authority in illegally discriminatory ways. 

To address these concerns, RLUIPA prohibits zoning and landmarking laws that substantially burden the religious exercise of churches or other religious assemblies or institutions absent the least restrictive means of furthering a compelling governmental interest. This prohibition applies in any situation where: (i) the state or local government entity imposing the substantial burden receives federal funding; (ii) the substantial burden affects, or removal of the substantial burden would affect, interstate commerce; or (iii) the substantial burden arises from the state or local government’s formal or informal procedures for making individualized assessments of a property’s uses. 

U.S. Dep’t of Justice, Religious Land Use and Institutionalized Persons Act, Aug. 6, 2015. 

Longstanding critiques of suburbia. Since their inception, suburbs have been criticized for isolating and insulating the families who lived there. Social critic Louis Mumford wrote: “[T]he suburb served as an asylum for the preservation of illusion. Here domesticity could flourish, forgetful of the exploitation on which so much of it was based. Here individuality could prosper, oblivious of the pervasive regimentation beyond. This was not merely a child-centered environment, it was based on a childish view of the world, in which reality was sacrificed to the pleasure principle.” THE CITY IN HISTORY: ITS ORIGINS, ITS TRANSFORMATIONS, AND ITS PROSPECTS 464 (1961). 

Zoning raises distributional as well as efficiency concerns. Proponents of use zoning defend its contribution to “home values,” while critics of growth restrictions talk about “housing prices”; the former takes the perspective of existing owners while the latter suggests more concern for people who are priced out of ownership. Indeed, use zoning does seem to raise the price of single-family homes, though it’s less clear that it raises overall property values. Studies find that, in most parts of the country, home prices are roughly at or near the costs of construction. But, where zoning limits construction, prices can increase substantially. Thus, in heavily regulated urban areas like New York City and many parts of California, home prices shot up in the past few decades. 

A recent study found that land use restrictions added $200,000 to the price of houses in Seattle, Washington; Seattle was in the top 3%, nationally, in approval delays for new projects. The executive officer of the Master Builders Association of King & Snohomish Counties estimated that regulatory costs comprised up to 30 percent of the total cost of building a new house (land costs included), including transportation, school and park impact fees, stormwater management fees, critical-areas mitigation and monitoring, pavement requirements and rockery permits. Neighborhood-based design review committees, which use citizen volunteers, delay the process further, sometimes requiring three or four rounds of review. Elizabeth Rhodes, UW study: Rules add $200,000 to Seattle house price, Seattle Times, Feb. 14, 2008. 

29.1.3 3. How it Works (and Doesn't) 29.1.3 3. How it Works (and Doesn't)

Zoning’s proponents hoped that comprehensive planning would result in a zoning plan that would last into the indefinite future. Reality quickly set in, and municipalities realized that they would need ongoing modification of their zoning codes. New uses had to be included and excluded; plans had to be revised to account for changes in population; and so on. 

29.1.3.1 Missouri Municipal League, Planning and Zoning Procedures for Missouri Municipalities (Sept. 2004)  29.1.3.1 Missouri Municipal League, Planning and Zoning Procedures for Missouri Municipalities (Sept. 2004) 

Missouri Municipal League, Planning and Zoning Procedures for Missouri Municipalities (Sept. 2004) 

All cities, towns and villages in Missouri may adopt planning and zoning. Statutory authority to enact planning and zoning is found in Chapter 89 of the Revised Statutes of Missouri (RSMo). Chapter 89 establishes the procedural framework in which planning and zoning is enacted and administered. … Left uncoordinated, land use patterns are unpredictable and public services are provided in a haphazard manner, often adversely affecting the quality of life within the community. Zoning is the set of regulations that prescribe how land within a municipality is used…. 

The Missouri Revised Statutes makes provisions for a zoning commission (Section 89.070 RSMo) and a planning commission (Section 89.320 RSMo). The purpose of the zoning commission is to write the original zoning ordinance. The planning commission’s function is to plan for the development of the municipality. … 

Planning Staff 

Many large and moderate sized cities hire a professional planning staff to assist the planning and zoning commission in the preparation and administration of the comprehensive development plan, zoning ordinance and subdivision regulations. However, in most smaller cities the planning commission functions without a professional staff. In this situation the planning commission mainly will be concerned with the administration of the zoning ordinance and subdivision regulations…. 

Zoning and the Comprehensive Plan 

The distinction between the zoning ordinance and the comprehensive plan is sometimes a confusing subject for those outside the planning profession. This confusion arises out of the fact that many cities adopt zoning ordinances before a comprehensive plan is prepared. Therefore, it sometimes is difficult to understand the logical connection between the two documents. 

According to state law (Section 89.040 RSMo), a zoning ordinance must be based on a comprehensive plan. A zoning ordinance that is not based on a comprehensive plan is not legally sound. …When a zoning ordinance is not based on a comprehensive plan, there is a tendency for development to become frozen in existing patterns or for an undesirable development pattern to occur. An ordinance that is not developed in accordance with a plan generally requires many amendments, which makes the ordinance very difficult to interpret and administer. 

What A Zoning Ordinance Does Not Do 

The zoning ordinance is not designed to regulate the types of materials used for the construction of buildings or the manner in which buildings are constructed. This is the function of building codes. Also, the zoning ordinance does not establish the minimum cost of permitted structures nor control their appearance. These matters are generally controlled by protective covenants contained in the deed to property. 

The zoning ordinance does not regulate the design of streets, the installation of utilities or the dedication of parks, street rights-of-way and school sites and related matters. These are controlled by the subdivision regulations and by an official map preserving beds of proposed streets against encroachment. 

Zoning ordinances deal primarily with future development and cannot be used to correct existing conditions. These generally are addressed by the housing code, which establishes minimum housing standards and requires the rehabilitation or demolition of existing substandard structures…. 

Necessary Information 

Most of the information needed to develop the zoning ordinance already should have been assembled and included in the city’s comprehensive plan. Following is the type of information that will be useful in preparing the zoning ordinance. 

1) The existing use of every piece of property within the city; 
2) The terms of restrictive covenants applying to large sections of the city; 
3) The location and capacities of all utility lines and major streets; 
4) The assessed valuation of properties in different sections of the city; 
5) The location and characteristics of all vacant land in the city; 
6) The location of all new buildings erected during the past five years; 
7) The width of streets; 
8) The size of front, side and rear yards;
9) The heights of buildings; 
10) The dimensions of lots; and 
11) The number of families in each dwelling. 

Once this information has been gathered and mapped, it should be analyzed. Analysis of the information should focus on the amount of land used for dwellings, businesses and industries; the predominant yard size; building heights; population densities; availability of utilities and street types. These studies along with the economic studies and population studies in the comprehensive plan can aid the city in forecasting future land requirements for each land use. 

Elements Of A Zoning Ordinance 

Most zoning ordinances consist of two parts: a zoning map indicating the boundaries of the various zoning districts and written regulations defining the manner in which property may be used in each district. 

The Zoning Map 

… [I]t generally is the case, when attempting to formulate a zoning district map, that existing land use patterns conflict with the land use plan to some degree. When this occurs, a compromise must be made between existing land use patterns and the city’s desired land use pattern as developed in the land use plan. The land use plan then becomes a guide for this decision process, as well as a guide to be followed in making later amendments to the zoning ordinance.One of the most difficult aspects of developing a zoning district map is the drawing of exact boundary lines between districts, since all boundary lines are somewhat arbitrary, and individual property owners are likely to raise protests that are hard to resolve…. 

Zoning Regulations 

… Each type of district will have regulations that control the height of buildings, bulk of buildings, lot coverage, yard requirements and a special provision dealing with off-street parking and loading…. 

29.1.3.2 How it Works: Notes + Questions 1 29.1.3.2 How it Works: Notes + Questions 1

Notes and Questions 

Despite the formal insistence on a division between the plan and the implementation of the plan through zoning, many states allow a zoning ordinance to be treated as the plan itself. This collapse between planning and zoning was almost coextensive with the implementation of zoning. The New York City zoning ordinance imitated by other American cities was, according to Mel Scott, “a setback to the city planning movement because it contributed to the widespread practice of zoning before planning and, in many cities, to the acceptance of zoning as a substitute for planning.” MEL SCOTT, AMERICAN CITY PLANNING SINCE 1890: A HISTORY COMMEMORATING THE FIFTIETH ANNIVERSARY OF THE AMERICAN INSTITUTE OF PLANNERS (1971). In the 1920s, three times as many cities adopted zoning as adopted master plans. 

Why is zoning acceptable without a separate master plan? How is a court to judge its rationality or reasonability without a master plan? 

Over time, the tendency in zoning was towards complexity. The city of Euclid had six use zoning districts in 1926, but now has almost twenty. It wasn’t alone: 70% of municipalities made their zoning rules more restrictive between 1997 and 2002, while only 16% made them less restrictive. Between 1976 and 2002, the percentage of zoning decisions that took over two years doubled. 

For further background on zoning concepts, New York City’s Zoning Handbook is a helpful guide. 

Two examples. The pages that follow offer descriptions of and portions from two cities’ planning documents and zoning ordinances. Consider the similarities and differences between Ladue and Ferguson – rather than reading every word of the ordinances, you should skim them to get a sense of the behaviors and uses these cities believe they need to regulate. What would each city do if a new business, say an e-cigarette store (to take a category of business that did not exist a decade ago) wanted to open? 

29.1.3.3 a. Ladue, Missouri 29.1.3.3 a. Ladue, Missouri

Ladue is the wealthiest suburb of Missouri. Ladue’s African-American population is 1.0%, compared to nearby Ferguson’s 2/3rds. Per capita income in Ladue is $88,000, compared to Ferguson’s under $21,000.* **

Footnote *: A few years ago, Ladue’s police chief was fired, allegedly for refusing to target black drivers who passed through the city limits. Former Ladue Police Chief alleges he was ordered to profile black motorists (https://perma.cc/S5ER-ZXMD ), KMOV.com, May 4, 2014. Ladue sought to cover a $300,000 city budget shortfall through traffic tickets rather than by raising taxes on its millionaire homeowners. In 2006, African-Americans made up 22.5% of traffic stops by Ladue police. In 2014, though the percentage had decreased somewhat, African-Americans were still 16 times as likely to be stopped as their percentage of the population would predict. Walter Moskop, Traffic enforcement report: Black drivers in Missouri still stopped at higher rate (https://perma.cc/P666-NZ6X ), St. Louis Post-Dispatch, June 2, 2015.   

**Seventy percent of Ladue’s acreage is comprised of open space.  

29.1.3.3.1 ​​​​​​​City of Ladue, Missouri, Comprehensive Plan Update (September 27, 2006)  29.1.3.3.1 ​​​​​​​City of Ladue, Missouri, Comprehensive Plan Update (September 27, 2006) 

City of Ladue, Missouri, Comprehensive Plan Update (September 27, 2006) 

In 1936, several villages officially consolidated as the City of Ladue. At the time it was the largest municipality in St. Louis County, with 4,553 acres of land. Its first comprehensive plan, the Preliminary Report Upon a City Plan, was completed in 1939. … The plan articulated the following imperative which is equally applicable today: 

“It should be recognized that cities now are judged more by the character or quality than they are by their size. This factor will be increasingly important in the future with the entire country approaching a stabilized population. The areas that will grow are those that provide desirable living conditions and reasonable tax rates, and such areas will probably grow at the expense of some other area having less favorable conditions. Thus the protection and perpetuation of the present advantages are not only essential for the welfare of the citizens, but are important measures of insuring continued healthy growth.” 

…. Large residential lots predominated, with 13% of all residences situated on lots of at least five acres. The plan noted “no other large suburban town in the St. Louis region contains such a low population density or such a spacious character of development.”… 

In accordance with the residential character objective, the 1939 plan proposed five residential districts with largely overlapping uses, but with differences in lot area and yard regulations. Permitted minimum lot sizes ranged from 10,000 square feet to three acres. Industry was confined to grandfathered areas. The commercial district was expanded to only 15.2 acres with a neighborhood focus, and this was deemed adequate for the target population of 10,000, given the fact that commercial areas were available in adjoining communities. 

Significantly, the ordinance did not make provision for apartments. The plan was clear and consistent regarding the Commission’s residential character objective. 

[From the 1939 report: “The opening of any section of the city for this use would invite speculation, result in undue concentration of population, and make it extremely difficult to prevent the spreading of this use throughout the entire city. Apartment development would especially overburden the school facilities, which are now adequate and have been planned for a continuation of the present type of development. If apartment construction would be permitted in the City of Ladue, it would enhance the value of the property of a few individual owners, but, on the other hand, it would seriously depreciate surrounding property, overtax school and sewer systems, and necessitate many additional governmental services, all of which would unduly increase taxes….”]

…. Ladue’s character can be described as follows: 

-“Spacious” (an attribute that was already defined in the City’s 1939 plan) 

-“Spacious residential character” (as stated by the City’s first Zoning Commission) 

-A substantial legacy of fine estates, large homes, and elegant cottages 

-Predominant single family residential land use 

-Rolling hills 

-Countryside setting overlain with an extensive blanket of mature vegetation 

-Architectural quality and diversity 

-Contained commercial areas 

-A network of old country-type roads that frame and help to define the city’s historic roots 

-A demographically concentrated community of civically prominent and active residents 

-A multigenerational family heritage 

-Premium land values 

[The report notes that Ladue, like most inner ring communities in the St. Louis region, is shrinking, but not by very much.] Even with substantial demographic shifts in St. Louis County that result in slow growth, the County is expected to retain its central position of economic power both within the region as well as in the State of Missouri. Approximately half of the jobs in the entire St. Louis region are located in St. Louis County. Moreover, considerable wealth is concentrated here, where one-fourth of all state sales tax revenue and over one-third of all income tax revenue are generated. This is despite the fact that the county represents only 19% of the state’s population. Its disproportionate role in the state’s income tax base results directly from a high concentration of affluent households. Given the county’s continued economic prominence in the region as well as the sustained affluence of county residents in general, Ladue seems to be particularly well positioned to retain its role as one of the leading affluent cities not only within the county but also in the region and the entire state…. 

1. Issues 

1. * The need to retain Ladue’s existing housing character and general densities as infill occurs. 

* The challenge of infills built to the maximum allowable footprint - “McMansions” - which are frequently out of scale to surrounding structures, negatively affect the visual quality of the blockface, and reduce the open space and landscapes that are such an important part of Ladue’s character. 

* The desire of older residents to have downsized high-end housing options available in Ladue, and the nature of such housing…. 

* The need to maintain existing retail areas at present levels of development. 

* The corresponding need for commercial development within existing commercial districts as a tax-generating entity to meet rising municipal costs…. 


A. Goals and Objectives 
… 
1. Maintain, Preserve and Improve the City’s Present Residential Character Within Already-Developed Areas. 

a. Maintain present low densities within already-developed areas to preserve the characteristic of spaciousness. 

b. Guide and direct land use activity within the estate residential districts to retain their position of visual prominence in the City’s housing stock.

c. Preserve Ladue’s predominantly single-family characteristics in existing neighborhoods and developments. 

d. Promote architectural quality and diversity. 

e Preserve and foster the City’s countryside setting of rolling hills, mature trees and extensive vegetation.… 

Downsized Luxury Housing Opportunities. The demand for downsized luxury housing in Ladue appears to be increasing, based on comments heard from Ladue residents as well as by general market trends and regional development activity. The City recognizes the need to consider this type of housing for residents who seek it and who prefer to continue residing in the City rather than move to another community. However, the City also recognizes the need to maintain its present low-density estate and high-end residential character. Accordingly, Ladue may encourage development of such housing within the following parameters: 

  • It should not result in a net increase in unit density from the site’s present zoning…. 
  • The City has had a carefully developed and strictly enforced zoning ordinance since 1938 with a major emphasis on estate and high-end residential patterns that reinforce, sustain, and further its unique residential character. To that end, all other zoning categories are intended to complement and support rather than compete with quality residential development, which comprises approximately 97% of the City’s total land area. 

    1. “A” Residential District. The “A” residential district is a visually prominent land use form in Ladue. It is the framework for the extensive development of estates that over the years have come to form the backbone of the City’s residential makeup. … This district contains a 3-acre minimum lot area (130,680 s.f.) with front, side and rear yard distances of 75 feet, 50 feet, and 50 feet respectively. Minimum required frontage is 150 feet. Required minimum lot width is 200 feet. Maximum building area is 15,000 square feet, absent a special use permit. 

    2. “B” Residential District. This district requires a 1.8-acre (78,408 s.f.) minimum lot area with front, side, and rear yard distances of 50 feet each. Frontage minimum is 135 feet, and minimum lot width is 180 feet. Maximum building area is 15,000 square feet. The “B” District, coupled with the “A” District, together comprise the most prominent land use forms in the city. 

    3. “C” Residential District. The “C” residential district requires a lot area minimum of 30,000 square feet. Front, side and rear yard distances are 50 feet, 10 feet/10% of lot width up to 20 feet and 30 feet respectively. Minimum lot frontage is 90 feet, with minimum required lot width of 120 feet. Building area maximum is 15,000 square feet. 

    4. “D” Residential District. This district requires lots of no less than 15,000 square feet with front, side and rear yard distances of 40 feet, 10 feet/10% of lot width up to 15 feet and 30 feet respectively. Minimum required frontage is 55 feet, with minimum required lot width of 75 feet. 

    5. “E” Residential District. “E” residential is the smallest residential district in Ladue. It requires lots of no less than 10,000 square feet. Required front, side and rear yard distances are 40 feet, 10 feet and 30 feet respectively. Minimum required lot frontage is 50 feet, with a required minimum lot width of 75 feet. 

    6. “E-1” Residential District. This district requires lots of not less than 10,000 square feet, with required front, side and rear yards of 25, 10, and 30 respectively. Minimum required frontage is 50 feet with a minimum lot width of 70 feet…. 

    7. “F” Floodplain District. Ladue’s regulations for the Flood Plain district prohibit construction, reconstruction or alterations to buildings within its boundaries, except in conformity with the City’s Flood Plain Ordinance. … 

    8. “G” Commercial District. … Ladue’s commercial district regulations permit the following uses: Banks (drive-in facilities are not allowed except as a Special Use), barbershops, beauty parlors, offices including medical/dental, parks, restaurants (no drive-in facilities or outside seating except by Special Use), and retail businesses (except automotive sales)…. 

    9. “H” Industrial District. Ladue’s single remaining industrial district is located at the old Rock Hill Quarry site, which has been operating as a landfill…. 

    Permitted uses in the Industrial district include: Any commercial use (per above); light manufacturing not considered a nuisance because of noise, odors, dust, gases, smoke, vibration or other factors; and enclosed storage. 

    Ladue Zoning map (Kuhlmann Design Group): 

    … Future Land Use Plan… 

    The city is already completely developed, with only one large additional underdeveloped site available (the Landfill), totaling approximately 64 acres. Although this site is not recommended for residential development, a small portion of land to its immediate north is already so designated and might be appropriately considered for creative residential uses. … 

    [T]here is a growing market for the replacement of existing homes with new structures, driven by buyers who prefer larger rooms and additional storage space that new homes can provide. The elevations and footprints of these infills often dwarf not only their own lots but adjoining property as well. They can also negatively affect a larger area when their mass is sufficient to loom over the entire block face. In no residential area is this more potentially harmful than in the very small-lot district (“E”) with its 10,000 square-foot minimum. Here, the City should discourage the use of variances from historic front, side and rear yard requirements, as well as elevations that are out-of-scale to surrounding buildings. 

    [Because Ladue is presently successful, the Plan recommends only minor changes, including tightening the standards for new construction to make sure it’s attractive and limiting the grant of variances, discussed further in the next Part of the materials. To deal with the McMansions problem, the proposal would focus on the size and height of a building when viewed from the curb, “emphasizing narrower and deeper designs rather than taller and wider configurations.” The plan would also “[p]romote the limited development of downsized luxury housing with no net increase in existing densities. Downsized Luxury Housing is defined as a single-family owner- occupied unit either with or without common walls, 1-3 person occupancy within a reduced living area, and with sufficient elements of architectural detail, craftsmanship, and character to make it both elegant and uniquely personal.”] 

    29.1.3.3.2 Ladue, Missouri Zoning Ordinance, Ordinance 1175, as amended through Jan. 2015  29.1.3.3.2 Ladue, Missouri Zoning Ordinance, Ordinance 1175, as amended through Jan. 2015 

    Ladue, Missouri Zoning Ordinance, Ordinance 1175, as amended through Jan. 2015 

    … II. A. (10) The only uses permitted within the City of Ladue are those specifically listed in this Zoning Ordinance. Notwithstanding, the following uses are expressly prohibited within any Zoning district: 

    (a) Multiple-family dwellings and condominiums 
    (b) Multi-level parking structures 
    (c) Automotive sales 
    (d) Drive-through auto washing facilities 
    (e) Funeral homes 
    (f) Massage parlors 
    (g) Commercial pool parlors and game rooms 
    (h) Nursing homes 
    (i) Hospitals 
    (j) Motels 

    … IV.A.(4)(d) An accessory building or structure may not be used for dwelling purposes except as living accommodations for persons employed for domestic or related services to a resident of the main building. 

    (e) No vehicle whether automotive or a trailer, mobile home or similar item, whether supported by wheels or with wheels removed, shall be kept or used in this city for temporary or permanent living purposes …. 

    [The ordinance goes on to impose substantial off-street parking requirements for all homes and businesses and to regulate, among other things, the appearance of driveway monuments, the height of driveway gates, and the amount of space that must be visible between the bars of such gates.] 

    … No commercial vehicles used for hire for transporting people can be parked on a regular/permanent basis in residential areas. 

    [Oversized houses may be allowed by special permit. For all oversized houses, there must be at least 10 square feet of lot for every square foot of house, and the footprint of the house can’t cover more than 10% of the lot.] 

    29.1.3.3.3 Ladue: Notes + Questions 29.1.3.3.3 Ladue: Notes + Questions

    Notes and Questions 

    Did planning succeed in its objectives in Ladue? 

     

    What is a “McMansion,” and why do the residents of Ladue dislike them? Why might neighbors think that McMansions decrease property values or otherwise harm them? They are far from alone. One letter writer lamented, “All over Staten Island, we have seen what happens when the wrong people buy the right homes.” Jim Ferreri, Great good news in Westerleigh, but …, Staten Island Live, Nov. 5, 2007. The author wanted to expand minimum lot sizes and ban two-family homes on Staten Island, even though he acknowledged that those changes wouldn’t prevent McMansions, which were the subject of his complaint. Perhaps more effectively, he also suggested that all the homes in his area be designated historic to prevent teardowns. 

    29.1.3.4 b. Ferguson, Missouri 29.1.3.4 b. Ferguson, Missouri

    29.1.3.4.1 Ferguson, Missouri 29.1.3.4.1 Ferguson, Missouri

    b. Ferguson, Missouri 

    A review of Ferguson’s 1998 planning document, the most recent available, shows the same embrace of Euclidean zoning as Ladue, but with a different economic context. City of Ferguson Vision 2015 Plan Update (Aug. 1998). As the document explains, Ferguson is approximately 13 miles northwest of downtown St. Louis, near the interstate highway system. Ferguson was incorporated in 1894, and a streetcar line to St. Louis was completed in 1900. The city grew rapidly after World War II, aided by the rise of cars. The population peaked in the 1970s, then declined 22.5% between 1970 and 1990, in line with the experience of many other St. Louis suburbs. From the document’s introductory materials: 

    Ferguson is one of 92 municipalities in St. Louis County. The County’s local government structure is a confusing mass of small municipalities, school districts, fire protection districts, isolated pockets of unincorporated lands and special districts. Many cities are in more than one school district and some cities are protected by more than one fire protection district. For many years, there have been discussions about consolidating the City of St. Louis and St. Louis County and all of its municipalities into a single government entity. Such a government would serve a population of more than 1.3 million people. While this might seem desirable in that it would cut down on duplication of services, the likelihood of this occurring in the near future seems remote. 

    Ferguson embraces separation of uses as a goal, along with maintaining or reducing residential density. In the downtown area, Ferguson would like to encourage mixed-use development, but not to the extent of disrupting existing residential neighborhoods. The plan considers suburban residential development at four single-family houses per acre desirable. 

    The planning document noted, however, that residential land use generates little in the way of taxes, either property taxes or sales taxes. Moreover, Ferguson considered that rental properties were a problem, because “some owners of rental property (particularly absentee owners who do not live in the community) do not maintain the property as well as many owner-occupied dwellings are maintained,” causing health and safety problems. The recommended solution was to require inspections of rental property for any change in occupancy; the result contributed to the fine-based scheme of city financing, discussed above. The plan also recommended taking measures to decrease the number of units that were rented, but that didn’t work. 

    In addition, because of the general downward economic drift of the area, Ferguson was confronted with new businesses, which were in need of regulation: “commercial uses such as pawn shops, check cashing agencies and other establishments which are associated with communities in decline, should be closely regulated by the city to prohibit the concentration of such uses in any one area and … such uses should be prohibited near churches, schools and residences.” The current code extensively regulates both the location and the physical configuration of these businesses. 

    Ferguson Master Zoning Map

     

    Ferguson has 14 zoning districts, four for single-family houses, one for one- or two-family houses, one for multiple-family residences, a “planned residence” district, a planned “mixed use” district, a general commercial district, a planned commercial district, a downtown core business district, a downtown area business district, an industrial district, and an airport district. Required minimum lot sizes vary in the single-family districts from a minimum of 20,000 square feet per family to a minimum of 7,500 square feet. The residential districts also allow public facilities such as parks and museums, community gardens, communication towers, group homes, foster care homes, churches, and family day care homes, as well as other assorted uses (stables in one; bed and breakfast inns in all but the single-family residential district with the largest minimum lot size; “urban agriculture” on 2 acres or more in the single-family residential district with the smallest minimum lot size). The two-family residence district is like the 7,500 square feet-minimum residential district, but also allows two-family homes on lots of at least 5,000 square feet. The multiple-family residence district also allows multiple-family homes on lots of at least 5,000 square feet, as well as state licensed nursing facilities and residential treatment facilities. 

    The planned residence district is supposed to mix types of housing, and also allows adult day care. The planned mixed-use district is similar, with the addition of “commercial, cultural, and institutional uses” and the goals of minimizing car travel and putting employment and retail closer to higher-density housing. The allowed commercial activities are limited. (*Private clubs or lodges; retail sales including appliance, bakery, book store, card and gift shop, carpeting, clothing, department store, drug store, electronics, fabrics, food store, furniture store, furrier, garden shop, hardware store, health foods, hobby shop, ice cream parlor, jewelry store, liquor store, newsstand, pet shop, radio and T.V. stores and sporting goods; financial institutions without drive-up facilities, and offices including business, dental, laboratory testing, medical, research and veterinarian. Special permits are available for residential treatment facilities; group quarters; billiard parlors, bowling alleys, racquetball courts, tennis facilities, theaters, restaurants and bars; drive-through facilities for financial institutions; and Automated Teller Machines (ATMs). ) The general commercial district “is designed to allow considerable latitude in the range of retail uses allowed, provided that the uses are legal and no outdoor storage is conducted” except as specifically allowed by the code. What that “considerable latitude” looks like can be seen by skimming (please do not try to grasp every detail) the following list of allowed uses: 

    Agricultural Services 
    Veterinary Services 
    Transportation and Communication Uses. 
    Local and Suburban Transit and Interurban Highway Passenger Transportation 
    U.S. Postal Service 
    Communication 
        Building Materials, Hardware, and Garden Supply, including only the following: 
        Lumber and Other Building Materials Dealers including only: 
            Doors – retail. 
            Fencing dealers – retail. 
            Flooring, wood – retail. 
            Garage doors – retail. 
            Lumber and building material dealers – retail. 
            Lumber and planing mill product dealers – retail. 
            Millwork and lumber dealers – retail. 
            Paneling – retail. 
            Storm windows and sash, wood or metal – retail. 
            Paint, Glass, and Wallpaper Stores 
            Hardware Stores 
    Retail Nurseries, Lawn and Garden Supply Stores 
    General Merchandise Stores 
    Food Stores 
    Automotive Dealers and Gasoline, Service Stations, including only the following: 
        Motor Vehicle Dealers-New or New and Used. 
        Auto and Home Supply Stores. 
        Gasoline Service Stations. 
        Boat Dealers. 
        Recreational and Utility Trailer Dealers. 
        Motorcycle Dealers. 
        Other New Automotive Dealers. 
    Apparel and Accessory Stores. 
    Furniture, Home Furnishings and Equipment Stores. 
        Eating Places (provided that such does not have a drive-through window and is not a drive-in business). 
    Miscellaneous Retail, including only the following: 
        Drug Stores and Proprietary Stores. 
        Liquor Stores. 
        Miscellaneous Shopping Goods Stores. 
            Retail Stores, Not Elsewhere Classified (except auction rooms); the term “Retail Stores, Not Elsewhere Classified” shall not include adult-related businesses, including adult bookstores, adult novelty shops, and adult retail stores…. 
    Depository Institutions, including only the following: 
        Central Reserve Depository Institutions. 
        Commercial Banks. 
        Savings Institutions. 
        Credit Unions. 
        Foreign Banking. 
        Functions Related to Depository Banking, including: 
        Non-deposit Trust Facilities. 
        Functions Related to Depository Banking, Not Elsewhere Classified (except Check Cashing agencies). 
    Non-depository Credit Institutions, including only the following: 
        Federal and Federally-Sponsored Credit Agencies. 
        Business Credit Institutions. 
        Mortgage Bankers and Brokers. 
        Security and Commodity Brokers, Dealers, Exchanges, and Services 
    Insurance 
    Insurance Agents, Brokers, and Service 
    Real Estate, including only the following: 
        Real Estate Operators (except Developers) and Lessors, including only the following: 
        Operators of Nonresidential Buildings 
        Operators of Apartments. 
        Operators of Dwellings Other Than Apartment Buildings. 
        Real Estate Agents and Managers 
    Title Abstract Offices 
    Sub-dividers and Developers, Except Cemeteries 
    Holding and Other Investment Offices 
    Hotels, Motels, and Tourist Courts 
    Personal Services, including only the following: 
        Laundry, Cleaning, and Garment Services, including only the following: 
            Garment Pressing and Agents for Laundries and Dry Cleaners 
            Coin-Operated Laundries and Dry Cleaning. 
            Laundry and Garment Services, not elsewhere classified. 
        Photographic Studios, Portrait 
        Beauty Shops 
        Barber Shops 
        Shoe Repair Shops and Shoeshine Parlors Funeral Service and Crematories 
        Miscellaneous Personal Services. 
        Tax Return Preparation Services. 
            Miscellaneous Personal Services, Not Elsewhere Classified (except escort services, massage parlors, steam baths, tattoo parlors, and Turkish baths). 
    Business Services, including only the following: 
        Advertising 
        Consumer Credit Reporting Agencies, Mercantile Reporting Agencies, and Adjustment and Collection Agencies 
            Mailing, Reproduction, Commercial Art and Photography, and Stenographic Services 
            Miscellaneous Equipment Rental and Leasing, including only the following: 
            Medical Equipment Rental and Leasing 
                Equipment Rental and Leasing, Not Elsewhere Classified (except airplane rental and leasing, industrial truck rental and leasing, oil field equipment rental and leasing, and oil well drilling equipment rental and leasing) 
        Personnel Supply Services 
            Computer Programming, Data Processing, and Other Computer Related Services 
        Miscellaneous Business Services, including only the following: 
            Detective, Guard, and Armored Car Services 
            Security Systems Services 
    News Syndicates 
    Photo finishing Laboratories 
        Business Services, Not Elsewhere Classified (except Gas systems, contract conversion from manufactured to natural gas, and Scrap steel cuffing on a contract or fee basis). 
    Automotive Repair, Services, and Garages, including only the following: 
    Automotive Rental and Leasing, Without Drivers. 
    Automobile Parking. 
    Car Washes (except bus washing and truck washing). 
    Miscellaneous Repair Services, including only the following: 
        Electrical Repair Shops. 
        Watch, Clock, and Jewelry Repair. 
        Re-upholstery and Furniture Repair. 
    Motion Pictures. 
    Amusement and Recreation Services. 
    Health Services. 
    Legal Services. 
    Educational Services. 
    Social Services, including only the following: 
            Individual and Family Social Services including Adult Day Care Centers. 
        Job Training and Vocational Rehabilitation Services. 
    Museums, Art Galleries, Botanical and Zoological Gardens 
    Membership Organizations, including only the following: 
    Business Associations. 
    Professional Membership Organizations. 
    Labor Unions and Similar Labor Organizations. 
    Civic, Social, and Fraternal Associations. 
    Political Organizations. 
    Other Membership Organizations. 
        Engineering, Accounting, Research, Management, and Related Services, including only the following: 
        Engineering, Architectural, and Surveying Services. 
        Accounting, Auditing, and Bookkeeping Services. 
        Research, Development, and Testing Services, including only the following: 
        Commercial Economic, Sociological, and Educational Research. 
        Management and Public Relations Services, including only the following: 
        Management Services. 
        Management Consulting Services. 
        Public Relations Services. 
    Business Consulting Services, Not Elsewhere Classified. 
    Services Not Elsewhere Classified. 
    Public Administration, including only the following: 
        Executive, Legislative, and General Government, except Finance. 
        Justice, Public Order, and Safety, including only the following: 
            Courts. 
            Police Protection. 
            Legal Counsel and Prosecution. 
            Fire Protection. 
            Other Public Order and Safety. 
        Public Finance, Taxation, and Monetary Policy. 
        Administration of Human Resources Programs. 
            Administration of Environmental Quality and Housing Programs. 
        Administration of Economic Programs. 
        National Security and International Affairs. 

    Allowed with a permit: 

        Used Vehicle Sales 
        Used Merchandise Sales and Auction Rooms. 
        Antique stores. 
        Book stores, secondhand. 
        Clothing stores, secondhand. 
        Furniture stores. 
        Furniture, antique. 
        Glassware, antique. 
        Home furnishings, secondhand. 
        Home furnishings, antique. 
        Musical instrument stores, secondhand. 
        Objects of art, antique. 
        Pawnshops 
        Phonograph and phonograph records stores, secondhand. 
        Shoe stores, secondhand. 
        Auction rooms. 
        Check Cashing Agencies and Personal Credit Institutions (except Short-term Loan Establishments) (*With limits on how close they can be to places of worship, schools, and residential zones; requirements that each store be at least 1,000 feet from similar stores including pawnshops; limits on hours of operations; bans on walk-up or drive-up windows; bans on having bars, heavy mesh screens or similar material visible from outside; and other restrictions.  ) 
    Miscellaneous Personal Services. (* Escort services, massage parlors, steam baths, tattoo parlors, and Turkish baths may be allowed, subject to similar restrictions on locations near places of worship, schools, residentially zoned property, pawn shops, check cashing establishments, and any other miscellaneous personal service establishment.  ) 
    Automotive Repair Shops and Automotive Services, Except Repair 
    Religious Organizations 
        General Warehousing and Storage including only Mini-warehouses and Self-Service Storage Facilities 
    Child Day Care Services 
    Automated Teller Machines (ATMs). 
    Eating Places (all uses which have drive-through windows or is a drive-in business) and Drinking Places (Alcoholic Beverages). 

    The planned commercial district is supposed to be planned as a unit, with a narrower range of allowable commercial uses. The industrial district allows light manufacturing and wholesale uses: 

        Construction Uses including only the following: 
            Building Construction – General Contractors and Operative Builders. 
            Heavy Construction other than Building Construction – Contractors. 
            Construction – Special Trade Contractors. 
        Manufacturing Uses including only the following: 
            Bakery Products. 
            Bottled and Canned Soft Drinks and Carbonated Waters. 
            Manufactured Ice. 
            Textile Mill Products. 
            Apparel and other Finished Products made from Fabrics and Similar Materials. 
            Millwork, Veneer, Plywood, and Structural Wood Members. 
            Wood Containers. 
            Wood Buildings and Mobile Homes. 
            Miscellaneous Wood Products. 
            Furniture and Fixtures. 
            Paperboard Containers and Boxes. 
                Converted Paper and Paperboard Products, Except Containers and Boxes. 
        Printing, Publishing, and Allied Industries. 
        Rubber and Miscellaneous Plastics Products. 
        Leather and Leather Products. 
        Flat Glass. 
        Glass and Glassware, Pressed or Blown. 
        Glass Products, Made of Purchased Glass. 
        Pottery and Related Products. 
        Metal Cans and Shipping Containers. 
        Cutlery, Hand Tools and General Hardware. 
        Heating Equipment and Plumbing Fixtures. 
        Fabricated Structural Metal Products. 
            Screw Machine Products, and Bolts, Nuts, Screws, Rivets, and Washers. 
        Metal Forgings and Stampings. 
        Coating, Engraving, and Allied Services. 
        Miscellaneous Fabricated Metal Products. 
        Machinery. 
        Electronic and other Electrical Equipment and Components. 
        Measuring, Analyzing, and Controlling Instruments, Photographic, Medical, and Optical Goods; Watches and Clocks. 
        Miscellaneous Manufacturing Industries. 
    Transportation and Communication Uses Including only the following: 
        Local and Suburban Transit and Interurban Highway Passenger Transportation. 
        Motor Freight Transportation and Warehousing. 
        U.S. Postal Service. 
    Pipe Lines, Except Natural Gas. 
    Transportation Services. 
    Communication. 
    Communication antennae. 
    Communication towers. 
    Electric, Gas, and Sanitary Services including only the following: 
            Electric Services, including facilities which are engaged in the transmission and/or distribution of electric energy for sale. 
        Natural Gas Distribution. 
        Sanitary Services, Not Elsewhere Classified. 
        Steam and Air-Conditioning Supply. 
        Irrigation Systems. 
    Wholesale Trade – Durable Goods including only the following: 
        Motor Vehicles and Automotive Parts and Supplies. 
        Furniture and Home Furnishings. 
        Lumber and other Construction Materials. 
        Professional and Commercial Equipment and Supplies. 
        Electrical Goods. 
        Hardware, Plumbing and Heating Equipment and Supplies. 
        Machinery, Equipment, and Supplies. 
        Miscellaneous Durable Goods. 
    Wholesale Trade – Nondurable Goods including only the following: 
        Paper and Paper Products. 
        Drugs, Drug Proprietaries and Druggists’ Sundries. 
        Apparel, Piece Goods, and Notions. 
        Groceries and Related Products. 
        Beer, Wine, and Distilled Alcoholic Beverages. 
        Books, Periodicals, and Newspapers. 
        Flowers, Nursery Stock, and Florists’ Supplies. 
        Tobacco and Tobacco Products. 
        Miscellaneous Nondurable Goods, Not Elsewhere Classified. 
    Retail Trade including only the following: 
        Lumber and other Building Materials Dealers. 
        Paint, Glass and Wallpaper Stores. 
        Hardware Stores. 
        Retail Nurseries, Lawn and Garden Supply Stores. 
        Gasoline Service Stations.
        Furniture, Home Furnishings, and Equipment Stores. 
    Services including only the following: 
        Laundry, Cleaning, and Garment Services. 
        Business Services. 
        Automotive Repair, Services and Garages. 
        Miscellaneous Repair Services. 
    Amusement and Recreation Services including only the following: 
        Commercial Sports. 
        Miscellaneous Amusement and Recreation Services. 
    Health Services including only the following: 
        Medical and Dental Laboratories. 
        Health and Allied Services. 
    Educational Services including only the following: 
        Correspondence Schools and Vocational Schools. 
    Research/Development and Testing Services. 
    Miscellaneous Services. 
    Public Administration including only the following: 
        Executive, Legislative, and General Government. 
        Police Protection. 
        Fire Protection. 
    Adult-Related Business. 

    By permit: 

        Eating Establishments: (all uses, excluding outdoor seating). 
        Utilities: 
            Water Supply storage. 
            Sewage Treatment Plants. 

    Adult Entertainment Establishments 
    Parking facilities for Tractor Trailers 
    Short-Term Loan Establishments * (8 Subject to further regulation, including to avoid “over-concentration,” meaning “a similar use within two miles of the proposed establishment or more than one such establishment per 10,000 population.” Where an over-concentration of such uses is found, permit shall be granted. Distance, hours, and other restrictions apply, )
     
    The other districts add little to this list, other than an airport. 

    29.1.3.4.2 Ferguson: Notes + Questions 29.1.3.4.2 Ferguson: Notes + Questions

    Notes and Questions 

    Do you have a good idea of how big a 3-acre lot is? A 5,000-square foot house? By way of comparison, the average McDonald’s restaurant is about 4,000 square feet, not including the parking lot. For a video depicting an acre of land with an American football field on it, see smallpicture, How Big Is an Acre of Land?, (https://www.youtube.com/watch?v=9J-JdnfcQao) Oct. 23, 2010. 

    29.2 B. Nonconforming Uses, Variances and Exceptions 29.2 B. Nonconforming Uses, Variances and Exceptions

    At times, new zoning precludes uses that were previously allowed. The remaining allowed uses may be inappropriate for a particular parcel of land within a zone. Conditions may have changed, making previous zoning inappropriate, or developers may wish to build more than current zoning allows. Zoning authorities may have determined that particular uses are acceptable, but only under specified conditions requiring a more detailed permit process. All these possibilities require some way of addressing unusual conditions and ongoing change. This section reviews various techniques zoning authorities use in such circumstances. 

    29.2.1 1. Nonconforming uses 29.2.1 1. Nonconforming uses

    When zoning first began, there were a number of existing uses that would be prohibited by the new regimes. Zoning authorities expected these to die out naturally, but in fact, they often persisted for decades, in part because they often had local monopolies – a nonconforming use might be the only gas station in a residential neighborhood, for example. Many supporters of zoning wanted to do more to get rid of such uses. 

    Moreover, because zoning often changes – usually in the direction of becoming more restrictive – existing uses that were fine under the previous zoning regime can become newly unlawful. This is especially true when an unanticipated use begins and the rest of the neighbors want to change the zoning in response. But what about the interests of the property owner with the disfavored use, now known as a nonconforming use? 

    29.2.1.1 Hoffmann v. Kinealy 29.2.1.1 Hoffmann v. Kinealy

    Supreme Court of Missouri. En Banc.

    No. 50381.

    Carl O. HOFFMANN, Jr., and Mrs. Geraldine St. Denis, Appellants, v. Robert KINEALY, Martin Beffa, Clarence Ax, Rudolph Beuc and Leo Maginn, con­stituting the Board of Adjustment of the City of St. Louis, Missouri, Respondents.

    May 10, 1965.

    All concur, except HYDE, J., who dis­sents in separate dissenting opinion filed.

    Claude W. McElwee, St. Louis, for ap­pellants.

    Thos. J. Neenan, City Counselor, John J. Fitzgibbon, Thomas F. McGuire, Assoc. City Counselors, St. Louis, for respondents.

    A. P. STONE, Jr., Special Judge.

    This is an appeal by Carl O. Hoffmann, Jr., and Mrs. Geraldine St. Denis (herein called relators), the owners of two adjoin­ing lots (frequently referred to as the lots) In the 3100 block of Pennsylvania in the City of St. Louis, from the judgment of the Circuit Court of the City of St. Louis af­firming, upon review by certiorari [V.A. M.S. § 89.110], a decision of the board of adjustment sustaining a decision of the building commissioner which denied relators’ application for a certificate of occu­pancy of the lots for a pre-existing lawful nonconforming use, to wit, for the open storage of lumber, building materials and construction equipment.

    The lots have an aggregate width of 52 1/2 feet, north and south, are 125 feet deep, east and west, and front on the west side of Pennsylvania, a north-south street, in a block bounded on the east by Pennsyl­vania, on the north by Juniata, on the west by Minnesota, and on the south by Wyo­ming. An east-west alley runs along the south side of the lots, and a north-south alley runs along their rear. Portions of the block, i.e., (1) that portion in which the lots are located, which is east of the north-south alley and fronts on Pennsyl­vania, and (2) that portion south of the east-west alley and fronting on Wyoming, are in a “B” two-family dwelling district, while the remainder of the block, i.e., that portion which is west of the north-south alley (and thus on the opposite side of the alley behind the lots) and fronts on Min­nesota is in a “J” industrial district and is used for the operation of a planing mill and for open storage of lumber. A small build­ing housing the general offices of Hoffmann Construction Company, relators’ business in connection with which the lots have been used, is located in the “B” two-family dwelling district on the south side of the east-west alley and just across the alley from the lots.

    The exhibits presented at the hearing be­fore the board of adjustment, and brought to us with the transcript on appeal, indi­cate that there are fourteen buildings in the same portion of the block in which the lots are situate, including a tavern on the southwest corner of Pennsylvania and Juniata, one three-family residence, eleven other residences, and at the rear of one residence a building identified on a plat as used for “tractor parts”; ten buildings in that portion of the block south of the east-­west alley, including a grocery store on the northwest corner of Pennsylvania and Wyoming, eight residences (all owned by relators), and at the rear of one residence the above-mentioned office building of Hoffmann Construction Company; and that, on the other three corners of the in­tersection of Pennsylvania and Wyoming, there are two taverns and a cleaning and pressing shop.

    Counsel for the city conceded at the hear­ing before the board of adjustment, and the subsequent finding of the board (not here disputed) was, that the lots were be­ing used at the time of hearing for the open storage of lumber, building materials and construction equipment and that (in the language of the board’s finding) “these premises have been used for this same pur­pose continuously since the year 1910.” The front end of the lots is “landscaped” with a hedge and shrubbery, and the area used for open storage is enclosed with a high fence.

    The first comprehensive zoning ordi­nance of the City of St. Louis became ef­fective in 1926. On April 25, 1950, nu­merous sections of the zoning code were amended by Ordinance 45309. Section 5 A 1 of that ordinance provided that “No building or land shall be used for a use other than those permitted in the district in which such premises are located unless . . . such use existed prior to the ef­fective date of this ordinance.” Section 5 B of the same ordinance, insofar as here material, provided that “The use of land within any dwelling district . . . for purposes of open storage . . . which do not conform to the provisions of this ordinance shall be discontinued within six (6) years from the effective date of this ordinance.”

    About six years and three months later, to wit, on July 24, 1956, Ordinance 48007 was enacted, amending that portion of Sec­tion 5 B of Ordinance 45309, with which we are here concerned, to read as follows: “The use of land within any dwelling dis­trict for the purpose of open storage is hereby prohibited.”

    On April 12, 1961, Ordinance 50547 was approved amending Ordinance 45309, as amended, by repealing several sections, in­cluding Section 5 thereof, and enacting in lieu thereof several new sections. How­ever, Section 5 A 1 as it appeared in Ordi­nance 45309 and Section 5 B as it appeared in Ordinance 48007 were carried forward verbatim in Ordinance 50547.

    In May 1961 the provisions of Sections 5 A 1 and 5 B were codified in Sections 903.010 and 903.030 of “The Zoning Code” as a part of “The Revised Code of the City of St. Louis, 1960,” in the following language:

    Section 903.010. “No building or land shall be used for a use other than those permitted in the district in which such premises are located unless (a) such use is permitted by other provisions of this Chap­ter or by Chapter 915 (Use, Height, and Area Exceptions) or Chapter 916 (Board of Adjustment); or (b) such use existed prior to April 25, 1950.”

    Section 903.030. “The use of land with­in any dwelling district for the purpose of open storage is prohibited.”

    After relators had been notified on De­cember 7, 1962, to cease the use of the lots for open storage, they filed with the building commissioner on December 21, 1962, an application for a certificate of oc­cupancy of the lots for a pre-existing lawful nonconforming use, to wit, for the open storage of lumber, building materials and construction equipment. From the decision of the building commissioner denying that application, relators appealed to the board of adjustment which, after a public hear­ing and the taking of evidence, sustained the decision of the building commissioner. Upon review by certiorari, the circuit court accorded the parties a trial on the merits, considered the full record of prior proceed­ings including exhibits, and affirmed the findings and decision of the board of adjust­ment.

    Relators’ petition in the circuit court, upon which the writ of certiorari was issued, charged that Section 903.030 of the zoning code was unconstitutional, null and void and was of no effect as to relators’ lots because, by prohibiting continuance of the pre-existing lawful nonconforming use of the lots, said section would impair, restrict and deprive relators of vested property fights and thereby would take and damage relators’ private property for public use without just compensation in violation of Article 1, Section 26, Missouri Constitution of 1945, V.A.M.S. Likewise, that is the es­sence of relators’ complaint upon this ap­peal.

    Respondents’ position is that, under the statutory grant of police power in municipal zoning and planning [V.A.M.S. §§ 89.020 and 89.040], the city was empowered to en­act on April 25, 1950, Section 5 B of Ordi­nance 45309, a so-called “amortization” or “toleration” provision which required dis­continuance within six years thereafter of the nonconforming use of land within any dwelling district for purposes of open stor­age, and that, such six-year “amortization” or “toleration” period having run in April 1956, the subsequent absolute prohibition of said nonconforming use of land by Ordi­nance 48007 enacted on July 24, 1956, there­after reenacted by Ordinance 50547 on April 12, 1961, and codified in Section 903.030, was valid.

    Relators reply that their right to continue their pre-existing lawful nonconforming use actually was taken, notwithstanding the fact that such taking was delayed, and that the constitutional interdiction against the taking of private property for public use without just compensation [Art. 1, Sec. 26, Mo. Const. of 1945] is absolute and subject to no exception as to a delayed or postponed tak­ing. There has been and is no suggestion that relators’ use of their lots constituted a nuisance.

    The parties thus present, as a matter of first impression in the appellate courts of this state, the constitutionality of the “amor­tization” or “toleration” technique of elimi­nating pre-existing lawful nonconforming uses. It may be observed preliminarily that, although the six-year amortization provision in Section 5 B of Ordinance 45309 enacted in 1950 was not carried forward in Ordi­nance 48007 enacted in 1956 after the six-­year term had run or in the 1960 codifica­tion in effect when this proceeding was in­stituted, we are of the opinion that the va­lidity of Section 903.030 of the 1960 codifi­cation should be determined in the light of the 1950 ordinance. 82 C.J.S. Statutes § 386, p. 914; Powell v. Utz, D.C.Wash., 87 F.Supp. 811, 815(6). See State v. Ward, 328 Mo. 658, 668-669, 40 S.W.2d 1074, 1078 (10, 11); Bear Lake & River Waterworks & Irrigation Co. v. Garland, 164 U.S. 1, 4, 11-13, 17 S.Ct. 7, 8, 9, 41 L.Ed. 327, 328, 332. So holding, we proceed to the basic question of constitutionality.

    Of course, it has long been settled that a comprehensive zoning ordinance op­erating prospectively, which has a sub­stantial relationship to the public health, safety, morals or general welfare and is not unreasonable or discriminatory, is valid as a proper exercise of the police power. State ex rel. Oliver Cadillac Co. v. Christo­pher, 317 Mo. 1179, 298 S.W. 720, error dis­missed 278 U.S. 662, 49 S.Ct. 17, 73 L.Ed. 569; Village of Euclid v. Ambler Realty Co., 272 U.S. 365, 47 S.Ct. 114, 71 L.Ed. 303, 54 A.L.R. 1016. This is so even though, in restricting future uses, any such ordinance may impose hardship and inflict economic loss upon some property owners, for it is recognized that “[e]very valid exer­cise of the police power is apt to affect the property of some one adversely.” Flora Realty & Inv. Co. v. City of Ladue, 362 Mo. 1025, 1040, 246 S.W.2d 771, 779, appeal dis­missed 344 U.S. 802, 73 S.Ct. 41, 97 L.Ed. 626; Downing v. City of Joplin, Mo., 312 S.W.2d 81, 85.

    In earlier days of zoning legislation, it generally was recognized and conceded that termination of pre-existing lawful noncon­forming uses would be unconstitutional.1 The expressions by way of dicta in our cases suggest that this has been taken for granted in Missouri. In Women’s Christian Ass’n. of Kansas City v. Brown, 354 Mo. 700, 709­710, 190 S.W.2d 900, 906, involving an at­tempted change of nonconforming use from a riding academy to a dance hall, this court said that: “Nonconforming uses, existing at the commencement of zoning, are of course permitted to continue as vested rights. Zoning Law and Practice, Smith, § 85.” (All emphasis herein is ours.) The Enabling Act, under which the applicable Zoning Order of Jackson County had been enacted, specifically provided that “[t]he powers by this act given shall not be exer­cised so as to deprive the owner, lessee or tenant, of any existing property of its use or maintenance for the purpose to which it is then lawfully devoted . . . ” [Laws of 1941, p. 485], but that statute was not cit­ed in connection with the quoted statement, which was immediately followed by this il­luminating commentary upon the theory of zoning: “‘Within a period of another twenty years, a large number of such “non­conforming” uses will have disappeared, either through the necessity of enlargement and expansion which invariably is forbidden or limited by ordinance, or by the owners realizing that it is unwise and uneconomic to be located in a district which probably is not suitable for the nonconforming pur­pose, or by obsolescence, destruction by fire or by the elements or similar inability to be used; so that many of these nonconform­ing uses will “fade out,” with a resulting substantial and definite benefit to all com­munities.’ The Law of Zoning, Metzenbaum, p. 288.”

    When the same factual situation was pre­sented a second time in Brown v. Gambrel, 358 Mo. 192, 198, 213 S.W.2d 931, 935(1), this court said, with respect to the prior lawful use of the building as a public stable or riding academy, that “[s]uch use of such building was a priorly vested right of which the county by the institution (April 26, 1943) of its zoning plan could not deprive appellants. Zoning Law and Practice, Smith, Sec. 85, p. 108; Women’s Christian Ass’n. of Kansas City v. Brown, supra; In re Botz, 236 Mo.App. 566, 159 S.W.2d 367­; Laws of Missouri, 1941, page 485

    In State ex rel. Capps v. Bruns, Mo.App., 353 S.W.2d 829, relator sought a writ of mandamus directing issuance to him of a license to operate a junk yard, a pre-existing nonconforming use of his land. The Kan­sas City Court of Appeals wrote: “‘The general rule is that nonconforming struc­tures and uses existing at the time of the effective date of a zoning ordinance or re­striction may be continued’. [8] McQuillin, Municipal Corporations, 3d Ed., page 464. Such use and the operation of such a busi­ness was continuance of a vested right of which the city could not deprive plaintiff. See Brown et al v. Gambrel et al, 358 Mo. 192, 213 S.W.2d 931, 935. In addition, Gen­eral Ordinance 3162, Sec. 11-21, City of St. Joseph, squarely authorizes such continuing nonconforming use.” 353 S.W.2d at 830. Again, the court pointed out: “In our case we have an applicant who for twenty years has conducted a junk yard at this particular location. He has a vested right which zon­ing ordinances could not abrogate.” 353 S.W.2d at 831. Later in the opinion, we find this gratuitous observation, without dis­cussion or citation of authority: “Many [?] ordinances limit the life of nonconforming uses to a period of years and such ordi­nances have been approved. There are apparently no such ‘tolerance period’ ordi­nances involved in our case.” 353 S.W.2d at 832.

    In considering their appellate jurisdiction in Bartholomew v. Board of Zoning Adjust­ment, Mo.App., 307 S.W.2d 730, 732, the Kansas City Court of Appeals stated: “Plaintiffs do not question the general con­stitutionality of the zoning law. It is rath­er their position that under the facts here, they proved a lawful nonconforming use amounting to a vested right, which both constitutions will preserve. If the evidence discloses such proof this court will protect such right and defendants do not contend otherwise.” These statements from Bar­tholomew, supra, were quoted with approval by this court in a discussion of appellate jurisdiction in Dunbar v. Board of Zoning Adjustment, Mo., 380 S.W.2d 442, 444, where property owners were complaining of deprivation of “prior vested property rights.”

    So much for the dicta in this state. Ob­viously, none of the cited Missouri cases reached or ruled the basic question before us here, but they indicate, so we think, that heretofore the validity of pre-existing law­ful nonconforming uses has been recognized in this jurisdiction, as elsewhere.

    Certainly, the spirit of zoning ordi­nances always has been and still is to di­minish and decrease nonconforming uses [Brown v. Gambrel, supra, 358 Mo. at 199, 213 S.W.2d at 935-936; 8 McQuillin, Mu­nicipal Corporations (3d Ed.), § 25.183, p. 473], and to that end municipalities have employed various approved regulatory methods such as prohibiting the resumption of a nonconforming use after its abandon­ment or discontinuance, prohibiting the re­building or alteration of nonconforming structures or structures occupied for non­conforming uses, and prohibiting or rigidly restricting a change from one nonconform­ing use to another. 2 Rathkopf, The Law of Zoning and Planning, Ch. 62, pp. 62-2 to 62-4 (1960). Even so, pre-existing lawful nonconforming uses have not faded out or eliminated themselves as quickly as had been anticipated, so zoning zealots have been casting about for other methods or techniques to hasten the elimination of noncon­forming uses. In so doing, only infrequent use has been made of the power of eminent domain, primarily because of the expense of compensating damaged property owners,2 but increasing emphasis has been placed upon the “amortization” or “tolerance” technique which conveniently bypasses the troublesome element of compensation.

    “Stated in its simplest terms, amortiza­tion contemplates the compulsory termina­tion of a non-conformity at the expiration of a specified period of time, which period is equaled (sic) to the useful economic life of the non-conformity.” Katarincic, Elimi­nation of Non-Conforming Uses, Buildings, and Structures by Amortization—Concept v. Law, 2 Duquesne Univ.L.Rev. 1. “The basic idea is to determine the remaining normal useful life of a pre-existing noncon­forming use. The owner is then allowed to continue his use for this period and at the end must either conform or eliminate it.” Note, 44 Cornell L.Q. 450, 453 (1959). Courts approving the amortization tech­nique as a valid exercise of the police power rationalize their holdings in this fashion: “The distinction between an ordinance re­stricting future uses and one requiring the termination of present uses within a reason­able period of time is merely one of degree, and constitutionality depends on the relative importance to be given to the public gain and to the private loss. Zoning as it affects every piece of property is to some extent retroactive in that it applies to property al­ready owned at the time of the effective date of the ordinance. The elimination of exist­ing uses within a reasonable time does not amount to a taking of property nor does it necessarily restrict the use of property so that it cannot be used for any reasonable purpose. Use of a reasonable amortization scheme provides an equitable means of rec­onciliation of the conflicting interests in satisfaction of due process requirements. As a method of eliminating existing non­conforming uses it allows the owner of the nonconforming use, by affording an oppor­tunity to make new plans, at least partially to offset any loss he might suffer. If the amortization period is reasonable the loss to the owner may be small when com­pared with the benefit to the public.” City of Los Angeles v. Gage, 127 Cal.App.2d 442, 274 P.2d 34, 44; Grant v. Mayor and City Council of Baltimore, 212 Md. 301, 129 A.2d 363, 368.

    Several cases 3 in other jurisdictions have approved the termination of pre-existing nonconforming uses by the amortization technique. However, there are a number of decisions 4 to the opposite effect, and it may be fairly said that there is “a decided lack of accord” in this area. 58 Am.Jur., Zoning, § 148 (1964-65 Supp., p. 146); annotation 42 A.L.R.2d 1146.

    With respect to some of the cases (listed in footnote 3) in which the amortization technique has been employed, brief com­ments may not be inappropriate. As other courts have observed, the opinions in State ex rel. Dema Realty Co. v. McDonald, 168 La. 172, 121 So. 613, and State ex rel. Dema Realty Co. v. Jacoby, 168 La. 752, 123 So. 314, exhibit “a confusion between the ob­jects of zoning and nuisance regulation” [Jones v. City of Los Angeles, 211 Cal. 304, 295 P. 14, 21; James v. City of Greenville, 227 S.C. 565, 88 S.E.2d 661, 671], and cer­tainly the same properly may be said with respect to Livingston Rock & Gravel Co. v. County of Los Angeles, 43 Cal.2d 121, 272 P.2d 4, where, under a rezoning ordinance providing an “automatic exception” to per­mit continuance of certain nonconforming uses but authorizing the revocation of any such exception where that could be done without impairment of “constitutional rights,” it was found by the planning com­mission that “‘use of the property with a cement batching plant thereon’ was ‘being exercised in such a manner as to be detri­mental to public health, and so as to be a nuisance.’” 272 P.2d at 7. Referring to the Dema Realty Company cases, supra, one writer has offered this caustic criticism: “The Louisiana decisions in this field . . . sound more like Cossack interpretations of Muscovite ukases than utterances of a court operating under the benign provisions of the Magna Carta.” Fratcher, Constitutional Law—Zoning Ordinances Prohibiting Re­pair of Existing Structures, 35 Mich.L.Rev. 642, 644 (1937). And in Grant v. Mayor and City Council of Baltimore, supra, 129 A.2d at 367, it was frankly conceded that the opinions in the Dema Realty Company cases, supra, and in Standard Oil Co. v. City of Tallahassee, 5 Cir., 183 F.2d 410, were “not particularly persuasive in their reasoning,” although the court was “im­pressed” with the decisions in Livingston Rock & Gravel Co. v. County of Los An­geles, supra, and City of Los Angeles v. Gage, supra. With respect to Standard Oil Co. v. City of Tallahassee, supra, a perspica­cious student has pointed out that: “Dis­continuance was required in spite of the fact that many ‘of the residences [in the area] are far below standard and many of them shacks. . . .’ [87 F.Supp. 145, 149 (D.C.Fla.1949)] Thus, it would seem, the court was sanctioning the use of ‘amorti­zation’ provisions to redevelop an unsightly area.” Note, 44 Cornell L.Q. 450, 455 (1959).

    In Harbison v. City of Buffalo, 4 N.Y.2d 553, 176 N.Y.S.2d 598, 152 N.E.2d 42, fre­quently cited by advocates of the amortiza­tion technique, only two judges concurred in the principal opinion while the additional two included in the bare majority of four concurred in result “upon the principles stat­ed in People v. Miller, 304 N.Y. 105, 108, 109, 106 N.E.2d 34, 35, 36.” 176 N.Y.S.2d at 616, 152 N.E.2d at 54. The “principles stated” in People v. Miller, supra, were that “nonconforming uses or structures, in exist­ence when a zoning ordinance is enacted, are, as a general rule, constitutionally pro­tected and will be permitted to continue, notwithstanding the contrary provisions of the ordinance” [106 N.E.2d at 35(1)]; that, however, “the enforcement of a zoning reg­ulation against a prior nonconforming use will be sustained where the resulting loss to the owner is relatively slight and insubstan­tial” [106 N.E.2d at 35(3)]; that the princi­ple permitting continuance of pre-existing nonconforming uses was “clearly inapplica­ble to a purely incidental use of property for recreational or amusement purposes only”; and that “an inconsequential use as that here involved—the harboring of pigeons as a hobby—[did] not amount to a ‘vested right’” protected against termination by an amended zoning ordinance. 106 N.E.2d at 36. The author of a comprehensive note on Harbison v. City of Buffalo, supra, ap­propriately suggests that, since two of the four judges constituting the majority in that case concurred only in result on the basis of People v. Miller, supra, “it is doubtful if the Court of Appeals as a whole intended to move too far away from that decision and its fundamental principle that a prior non­conforming use can be terminated only where it is insubstantial.” Note, 44 Cornell L.Q. 450, 457.

    But, although the holdings in other jurisdictions may, in some instances, be en­lightening and persuasive, it is neither our duty nor our inclination to rule a question of first impression in this state simply by counting foreign cases and then falling off the judicial fence on the side on which more cases can be found. Rather, our concern should be and is to determine the basic con­stitutional right of the matter, as we see it. Property is defined as including not only ownership and possession but also the right of use and enjoyment for lawful purposes.5 In fact, “[t]he substantial value of property lies in its use.”6 It follows that: “'[t]he constitutional guaranty of protection for all private property extends equally to the en­joyment and the possession of lands. An arbitrary interference by the government, or by its authority, with the reasonable enjoyment of private lands is a taking of private property without due process of law, which is inhibited by the Constitution.’ Tiedeman’s Limitation of Police Powers, § 122.” Ex parte Davis, 321 Mo. 370, 375, 13 S.W.2d 40, 41. See 1 Lewis, Eminent Domain (3d Ed.), § 65, p. 56.

    Counsel for instant respondents would support and justify the amortization provision under consideration as constitut­ing reasonable and permissible regulation of the use of property. Of course, every com­prehensive zoning ordinance limits and thereby regulates the use of property pro­spectively. But we cannot embrace the doctrine espoused by advocates of the amortization technique that there is no material distinction between regulating the future use of property and terminating pre­existing lawful nonconforming uses.

    The amortization provision under review would terminate and take from in­stant relators the right to continue a law­ful nonconforming use of their lots which has been exercised and enjoyed since 1910—­a right of the character to which the courts traditionally have referred as a “vested right.”7 To our knowledge, no one has, as yet, been so brash as to contend that such a pre-existing lawful nonconforming use properly might be terminated immediately. In fact, the contrary is implicit in the amor­tization technique itself which would vali­date a taking presently unconstitutional by the simple expedient of postponing such taking for a “reasonable” time. All of this leads us to suggest, as did the three dissent­ing justices in Harbison v. City of Buffalo, supra, 152 N.E.2d at 49, that it would be a strange and novel doctrine indeed which would approve a municipality taking pri­vate property for public use without com­pensation if the property was not too valu­able and the taking was not too soon, and prompts us to repeat the caveat of Mr. Jus­tice Holmes in Pennsylvania Coal Co. v. Mahon, 260 U.S. 393, 416, 43 S.Ct. 158, 160, 67 L.Ed. 322, 326, 28 A.L.R. 1321, that “[w]e are in danger of forgetting that a strong public desire to improve the public condi­tion is not enough to warrant achieving the desire by a shorter cut than the constitution­al way of paying for the change.” In this connection, we note also the terse comment of Chief Judge Hutcheson dissenting in Standard Oil Co. v. City of Tallahassee, supra, 183 F.2d at 414, “that even in this age of enlightenment the Constitution still protects the citizen against arbitrary and unreasonable action” and that the majority opinion in that case left him “in no doubt” but that “a good general principle, the pub­lic interest in zoning, [had] been run into the ground, the tail of legislative confisca­tion by caprice [had] been permitted to wag the dog of judicial constitutional protec­tion.”

    It has been suggested that perhaps some distinction should be made between the termination of pre-existing nonconform­ing uses of land and the termination of such uses of buildings, and that it might be con­stitutionally permissible to terminate uses in the first category but not in the second. However, such distinction would be not only illogical but also in utter disregard of the economic realities of modern urban life, for the use of vacant land often is more valu­able than the use of buildings. E.g., older buildings frequently are torn down to make the underlying land available for more profitable uses such as used car lots or park­ing lots. In City of Seattle v. Martin, 54 Wash.2d 541, 342 P.2d 602 (1959), involving an ordinance which limited application of the amortization technique to nonconform­ing uses of vacant land, defendant’s counsel, in his unavailing plea of unconstitutionality, with understandable cynicism pointed out that: “A watchmaker in a $400.00 building could continue [a pre-existing nonconform­ing use]. A used car lot or a parking lot with no office would have to stop. If [de­fendant] had a $100.00 office building per­haps [he] could continue. Such distinctions are not reasonable.” Katarincic, op. cit. supra, at p. 34. And the commentator, al­though of the amortization school, observes in the same vein as defendant’s counsel that limitation of the ordinance to nonconform­ing uses of vacant land “suggests that the ordinance was motivated by aesthetic con­siderations” and that “[i]t would be difficult to imagine that a use would become any less or more compatible if it takes place in or outside a building.” Katarincic, op. cit. supra, at p. 34.

    In a bold, critical student note inspired by City of Seattle v. Martin, supra, the author thought that the decision in that case might “seem mild in view of the facts of the case” and the attitude of some courts as exempli­fied by the comment of the Supreme Court of Louisiana in State ex rel. Dema Realty Co. v. Jacoby, supra, 123 So. at 317, that “[d]efendant's drug store is a small one, and it is obvious that one year affords ample time within which to liquidate the business and close it.” Note, 35 Wash.L.Rev. 213, 218 (1960). But, as the author continued, it is important that the courts be aware of the direction in which the amortization tech­nique takes them. “There are small drug stores, small junk yards, and small depart­ment stores. ‘Small’ is a relative term, and the generally proposed test of balancing the hardship on the individual with the benefit to the public is capable of extension to big­ger businesses and property investments. . . . Might not the test of the Martin case disclose that the public benefit in at­tracting industry and locating it in a well planned and desirable section of the city outweigh the hardship on the farmer who has to leave — especially if it is only a ‘small’ farm? . . . Whatever the policy result desired, would it not be better that our court clearly articulate its policy reasoning and at least compensate a property owner for a taking of his rights?” Note, 35 Wash.L. Rev. at 218-219.

    In declining to adopt the suggestion that there may be some valid distinction between the termination of pre-existing lawful non­conforming uses of land and the termina­tion of such uses of buildings, we have not overlooked the discussion in the case of In re Botz, 236 Mo.App. 566, 159 S.W.2d 367, which did not concern the termination of pre-existing lawful nonconforming uses by the amortization technique but which per­tained only to a provision of the then effec­tive St. Louis zoning ordinance permitting the owner of a building to change from one pre-existing lawful nonconforming use “to another nonconforming use of the same or a more restricted classification,” if no struc­tural alterations were made. 236 Mo.App. at 574, 159 S.W.2d at 371. That the court, by way of dicta, thought it reasonable that the Board of Aldermen had not seen fit to extend to owners of land the same right to change from one nonconforming use to another is not, to us, persuasive here.

    Although the record before us leaves much to be desired by way of detail, it is sufficient for the purposes of this opinion to say that the record adequately shows that instant relators’ use of their lots may not be brushed aside and disregarded as “rela­tively slight and insubstantial.” Contrast People v. Miller, supra, 106 N.E.2d at 35, 36, involving the harboring of pigeons as a hobby. In our view of the matter, termina­tion of relators’ pre-existing lawful non­conforming use of their lots for the open storage of lumber, building materials and construction equipment would constitute the taking of private property for public use without just compensation in violation of Article 1, Section 26, Missouri Constitution of 1945—a taking not to be justified as an exercise of the police power which is always subject to, and may never transcend, con­stitutional rights and limitations. Pan­handle Eastern Pipe Line Co. v. State High­way Com’n. of Kansas, 294 U.S. 613, 622, 55 S.Ct. 563, 567, 79 L.Ed. 1090, 1097, rehear­ing denied 295 U.S. 768, 55 S.Ct. 652, 79 L.­Ed. 1709; Women’s Kansas City St. An­drew Soc. v. Kansas City, Mo., 8 Cir., 58 F.2d 593, 598(3); James v. City of Green­ville, 227 S.C. 565, 88 S.E.2d 661, 668; Con­nor v. Township of Chanhassen, 249 Minn. 205, 81 N.W.2d 789, 797(19); 16 C.J.S. Constitutional Law § 196, pp. 946-951.

    Accordingly, the judgment of the circuit court is set aside and the cause is remanded with directions to enter judgment ordering respondents, constituting the board of ad­justment of the City of St. Louis, to issue, or cause to be issued, to relators a certificate of occupancy for continuance of the pre­existing lawful nonconforming use of rela­tors’ lots for the open storage of lumber, building materials and construction equip­ment.

    1

    Jones v. City of Los Angeles, 211 Cal. 304, 295 P. 14, 17-18; People v. Miller, 304 N.Y. 105, 106 N.E.2d 34, 35(1); City of Aurora v. Burns, 319 Ill. 84, 149 N.E. 784, 788-789; Katarincic, Elim­ination of Non-Conforming Uses, Build­ings, and Structures by Amortization—­Concept v. Law, 2 Duquesne Univ.L.Rev. 1, 2-3 (1963); note, 8 Okla.L.Rev. 239 (1955); note, 9 U.Chi.L.Rev. 477, 483-­484 (1942); 2 Rathkopf, The Law of Zoning and Planning, Oh. 62, p. 62-1 (1960).

    2

    Katarincic, op. cit. supra note 1, at 4-5; note, 44 Cornell L.Q. 450, 453 (1959); comment, 1951 Wis.L.Rev. 685, 696; note, 102 U.Pa.L.Rtev. 91, 93 (1953). See Grant v. Mayor and City Council of Baltimore, 212 Md. 301, 129 A.2d 363, 365-366.

    3

    State ex rel. Dema Realty Co. v. Mc­Donald, 168 La. 172, 121 So. 613, certio­rari denied 280 U.S. 556, 50 S.Ct. 16, 74 L.Ed. 612 (termination of a retail grocery store within one year approved in four to three decision); State ex rel. Dema Realty Co. v. Jacoby, 168 La. 752, 123 So. 314 (termination of “a small retail drug store” within one year approved in six to one decision); Standard Oil Co. v. City of Tallahassee, 5 Cir., 183 F.2d 410, certiorari denied 340 U.S. 892, 71 S.Ct. 208, 95 L.Ed. 647 (discontinuance within ten years of filling station constructed during year prior to enactment of “amortization” ordinance approved in two to one decision); Livingston Rock & Gravel Co. v. County of Los Angeles, 43 Cal.2d 121, 272 P.2d 4 (termination of right to operate cement batching plant within thirteen months approved in four to three decision); City of Los Angeles v. Gage, 127 Cal.App.2d 442, 274 P.2d 34 (termination of wholesale and retail plumbing supply business within five years approved); Harbison v. City of Buffalo, 4 N.Y.2d 553, 176 N.Y.S.2d 598, 152 N.E.2d 42 (discontinuance of junk yard within three years approved in four to three decision); Spurgeon v. Board of Com’rs. of Shawnee County, 181 Kan. 1008, 317 P.2d 798 (discon­tinuance of automobile wrecking business within two years approved); City of Seattle v. Martin, 54 Wash.2d 541, 342 P.2d 602 (termination within one year of use of vacant lot for repairing con­struction equipment approved); Grant v. Mayor and City Council of Baltimore, supra, 129 A.2d 363 (removal of bill­boards, which may be in a somewhat dif­ferent category, within five years ap­proved).

    4

    City of Akron v. Chapman, 160 Ohio St. 382, 116 N.E.2d 697, 42 A.L.R.2d 1140 (discontinuance of junk yard with­in one year disapproved); James v. City of Greenville, 227 S.C. 565, 88 S.E.2d 661 (discontinuance of trailer court with­in one year disapproved); City of Corpus Christi v. Allen, 152 Tex. 137, 254 S.W.­2d 759 (discontinuance of automobile wrecking yard within one year disap­proved); Concord Township v. Cornog, 9 Pa.Dist.Co.R.2d 79, 48 Mun.L.Rev. 202 (Pa.1954) (removal of free-standing ad­vertising signs within six months dis­approved). See Jones v. City of Los An­geles, 211 Cal. 304, 295 P. 14; O’Connor v. City of Moscow, 69 Idaho 37, 202 P.­2d 401, 9 A.L.R.2d 1031; Stoner McCray System v. City of Des Moines, 247 Iowa 1313, 78 N.W.2d 843, 58 A.L.R.2d 1304; Town of Somers v. Camarco, 308 N.Y. 537, 127 N.E.2d 327.

    5

    Terrace v. Thompson, 263 U.S. 197, 215, 44 S.Ct. 15, 17-18, 68 L.Ed. 255, 274; City of Akron v. Chapman, supra note 4, 116 N.E.2d at 700; O’Connor v. City of Moscow, supra note 4, 202 P.2d at 404(3); Spann v. City of Dallas, 111 Tex. 350, 235 S.W. 513, 514(1), 19 A.L.R. 1387.

    6

    City of Akron v. Chapman, supra note 4, 116 N.E.2d at 700; Spann v. City of Dal­las, supra note 5, 235 S.W. at 514-515; O’Connor v. City of Moscow, supra note 4, 202 P.2d at 404.

    7

    Women’s Christian Ass’n. of Kansas City v. Brown, 354 Mo. 700, 709, 190 S.W.2d 900, 906; Brown v. Gambrel, 358 Mo. 192, 213 S.W.2d 931, 935; State ex rel. Capps v. Bruns, Mo.App., 353 S.W.­2d 829, 830, 831; Bartholomew v. Board of Zoning Adjustment, Mo.App., 307 S.W.­2d 730, 732; Des Jardin v. Town of Greenfield, 262 Wis. 43, 53 N.W.2d 784, 787 (1); Richards v. City of Pontiac, 305 Mich. 666, 9 N.W.2d 885, 888(7).

    HYDE, Judge

    (dissenting).

    I respectfully dissent from the opinion of Stone, Special Judge, herein and state the following views as to the situation in­volved. All that is involved in this case is whether the City may prohibit open storage on vacant land in residence dis­tricts after allowing a six-year period for discontinuance. My view is that this is a reasonable exercise of the police power. It is well established that the test of valid­ity of the exercise of the police power is reasonableness, 11 Am.Jur. 1073 et seq., Constitutional Law, Secs. 302-307; 16 C.J.S. Constitutional Law, § 198, p. 951. All zoning is based on reasonable exercise of the police power; that is, it must have a reasonable relation to public health, safety or welfare.

    In the leading case of Village of Euclid, Ohio v. Ambler Realty Co., 272 U.S. 365, 47 S.Ct. 114, 115, 71 L.Ed. 303, the Court said that zoning and “all similar laws and regulations, must find their justification in some aspect of the police power, asserted for the public welfare.” The court point­ed out the following reasons for this use of the police power: “[T]he segregation of residential, business and industrial build­ings will make it easier to provide fire ap­paratus suitable for the character and in­tensity of the development in each section; that it will increase the safety and secur­ity of home life, greatly tend to prevent street accidents, especially to children, by reducing the traffic and resulting confusion in residential sections, decrease noise and other conditions which produce or intensify nervous disorders, preserve a more favor­able environment in which to rear chil­dren.”

    The court also stated: “Until recent years, urban life was comparatively sim­ple; but, with the great increase and con­centration of population, problems have de­veloped, and constantly are developing, which require, and will continue to re­quire, additional restrictions in respect of the use and occupation of private lands in urban communities. Regulations, the wis­dom, necessity, and validity of which, as applied to existing conditions, are so ap­parent that they are now uniformly sus­tained, a century ago, or even half a cen­tury ago, probably would have been reject­ed as arbitrary and oppressive. Such regu­lations are sustained, under the complex conditions of our day, for reasons anal­ogous to those which justify traffic regu­lations, which, before the advent of auto­mobiles and rapid transit street railways, would have been condemned as fatally ar­bitrary and unreasonable. And in this there is no inconsistency, for, while the meaning of constitutional guaranties never varies, the scope of their application must expand or contract to meet the new and different conditions which are constantly coming within the field of their operation. In a changing world it is impossible that it should be otherwise.”

    In view of these applicable principles, it does not seem reasonable to say that the existence of a particular use of vacant land when a zoning ordinance is adopted gives the owner a vested right to continue it in perpetuity, especially the right to pile material on vacant ground. The St. Louis Court of Appeals In re Botz, 236 Mo.App. 566, 159 S.W.2d 367, 372, points out sound reasons for making a distinction between land and buildings in permitting a non­conforming use, saying: “A building rep­resents an investment in the improvement of the land upon which it is erected; and if regard were not had for the reasonable protection of such investment, then the or­dinance would frequently be confiscatory with respect to its application to particular structures. Not only is a building erected with a view to its adaptation to a specific form of use which is to be made of it, but it is often difficult, if not impossible, to convert it to an entirely different form of use. Consequently, where the building is only adaptable to nonconforming uses, the ordinance grants the special privilege, where no structural alterations are in­volved, of changing from one nonconform­ing use to another of the same or a more restricted classification, and also allows the recommencement of a definite nonconform­ing use which has been previously discon­tinued. Not so, however, in the case of land, where the owner has made no in­vestment in its improvement, and where, in most instances, he would be expected to suffer no hardship if compelled to con­form to the strict letter of the zoning plan with respect to the use to which his land might be subjected.”

    The landmark opinion of this Court, State ex rel. Oliver Cadillac Co. v. Chris­topher, 317 Mo. 1179, 298 S.W. 720, up­held zoning in this state for the first time as a valid exercise of the police power and held the zoning regulations established for the City of St. Louis were not arbitrary and unreasonable. The dissenting opinion therein made the following argument: “The present opinion extends the police power to the destruction of private prop­erty and private rights. Under its defini­tion of police power, there is no limit to the taking of property. Under its broad doctrine of police power, the city author­ities could take the whole of a person’s property, if it so desired, and that too without a cent of compensation. If the police power authorizes the taking of a part of the property for public use, by the same token, title as well as use of the prop­erty could be taken.” This is essentially the same argument made by appellants in this case.

    As pointed out in City of Los Angeles v. Gage, 127 Cal.App.2d 442, 274 P.2d 34, 44, as follows: “The distinction between an ordinance restricting future uses and one requiring the termination of present uses within a reasonable period of time is mere­ly one of degree, and constitutionality de­pends on the relative importance to be given to the public gain and to the private loss. Zoning as it affects every piece of property is to some extent retroactive in that it ap­plies to property already owned at the time of the effective date of the ordinance.”

    It is not necessary in this case to consider any amortization principal as to buildings or even land without buildings which has been improved for a particular use such as a paved parking lot. Prohibiting use of va­cant unimproved land in residential districts for open storage seems to me to be a very different situation from removal or aban­donment of use of buildings or other im­provements on land. It requires no destruc­tion or costly conversion of buildings but only finding another location for the stored material and hauling it away. This may be a matter of degree but degree is a ma­terial consideration in determining reason­ableness of the exercise of police power. High piles of stored material are not con­ducive to the maintenance or development of a good residential environment not only because they are unsightly but also because they could provide a lurking place for thieves and other criminals and also could attract children who might be injured play­ing there. See Hull v. Gillioz, 344 Mo. 1227, 130 S.W.2d 623, 627, and cases cited. While such open storage has not been classified as a nuisance, it thus has some of the un­desirable characteristics of nuisance in a residential district. See 84 A.L.R.2d 654 and cases cited which have applied nuisance principles to a lawful business not a nui­sance per se because of location in a resi­dential district. Therefore, I would hold the ordinance in this case, for termination of open storage in residential districts after six years, a reasonable exercise of the police power and valid.

    29.2.1.2 Hoffman v. Kinealy: Notes + Questions 29.2.1.2 Hoffman v. Kinealy: Notes + Questions

    Notes and Questions 

    As the opinion notes, states are divided on whether amortization is an acceptable technique to deal with nonconforming uses. See cases collected at Annotation, Validity of Provisions for Amortization of Nonconforming Uses, 22 A.L.R. 3d (1968 & Supp. 1990). 

    Why not allow amortization? Consider the following hypothetical: Troy Barnes and Abed Nadir each buy a parcel of unzoned land for $100,000, each expecting to use the land for a business. Barnes constructs a building for $50,000, while Nadir holds off while he develops his filmmaking career. Barnes’ business opens, making $20,000 net each year. Five years after Barnes’ business opens, the jurisdiction converts the zoning to residential only. Each parcel, used for residences, is worth only $15,000. If Barnes is given an amortization period of five more years, what is the result for Barnes, assuming the building can’t be converted to a residence? How much has Nadir lost? What justifies treating their situations differently? 

    Jurisdictions that reject amortization may face some pressure to limit what counts as a nonconforming use. See, e.g., University City v. Diveley Auto Body Co., Inc., 417 S.W.2d 107 (Mo. 1967) (holding that a zoning ordinance requiring the owner of a signboard to comply with its provisions within three years was a regulation of existing property and not a taking); St. Charles County v. St. Charles Sign & Elec., Inc., 237 S.W.3d 272 (Mo. Ct. App. 2007) (finding that an ordinance mandating that businesses storing inventory outdoors consisting of “reclaimed, junked, salvaged, scrapped or otherwise previously used inventory” must enclose such storage with fencing was a reasonable exercise of the police power but not a zoning ordinance, and therefore no prior nonconforming use exception was required). 

    Terminating a nonconforming use. Many situations can justify the end of a nonconforming use exception for a particular parcel. City of Sugar Creek v. Reese, 969 S.W.2d 888 (Mo. Ct. App. 1998): 

    In determining the legislative intent, courts consider that “the spirit of zoning ordinances always has been and still is to diminish and decrease nonconforming uses.” Thus, courts have allowed municipalities to regulate and limit nonconforming uses by various means such as prohibiting the resumption of a nonconforming use after its abandonment or discontinuance, prohibiting the rebuilding or alteration of nonconforming structures or structures occupied for nonconforming uses and prohibiting or rigidly restricting a change from one nonconforming use to another. 

    The Missouri Municipal League, Planning and Zoning Procedures for Missouri Municipalities (Sept. 2004), adds that prohibiting enlargement or extension of a nonconforming use is also common. Some zoning ordinances also requires owners of nonconforming uses to receive permits within a certain period after the adoption of the change that makes the use nonconforming, on pain of losing the right to the nonconforming use if they don’t get the permit. City of Sugar Creek held that such rules aren’t prohibited amortization: the existing property right that is protected by the no-amortization rule is the right to the specific existing use, rather than the right to change uses at will. See also City of Belton v. Smoky Hill Railway & Historical Society, Inc., 170 S.W.3d 429 (Mo. Ct. App. 2005) (discontinuance of use for several years meant that prohibition on resuming nonconforming use was not an unconstitutional taking). 

    What about a change of ownership? Missouri holds that a transfer or change of ownership is not an abandonment of the right to a non-conforming use, because the use follows the land and not the person. Walker v. City of Kansas City, Missouri, 697 F.Supp. 1088 (W.D. Mo. 1988). Could you plausibly argue otherwise? 

    Uses and rezoning close in time. The not uncommon situation in which a zoning change is motivated by the appearance of a new, unpopular use is illustrated by People Tags, Inc. v. Jackson County Legislature, 636 F.Supp. 1345 (W.D. Mo. 1986), in which People Tags opened an adult bookstore, adult motion picture theater and adult mini motion picture theater within 1,500 feet of a church. Thereafter, the Jackson County legislature passed an ordinance precluding adult bookstore, adult motion picture theater, or adult mini motion picture theaters from being located within 1,500 feet of any church or school, with 120 days allowed for noncompliant businesses to come into compliance. (Footnote 9) Even in a jurisdiction allowing amortization, would 120 days be sufficient? 

    In People Tags, the court rejected the legislature’s argument that the business was not open long enough to constitute a legitimate nonconforming use. The legislature cited Pearce v. Lorson, 393 S.W.2d 851 (Mo. Ct. App. 1965), in which a chiropodist bought a single family home in a residential area and placed a sign in the window which read “Dr. R.C. Pearce, Chiropodist, Foot Specialist.” He had his office at another location and continued his practice at that location throughout the time at issue, but he moved a chair and some supplies into the new building. He also treated one patient in the new office one hour before a new zoning ordinance banned medical offices in the area. The Pearce court held that Dr. Pearce hadn’t established a nonconforming use before the ordinance passed and that his efforts to do so were a sham. The People Tags court distinguished Pearce: the adult bookstore opened on September 5, 1984, and the legislature passed the first ordinance requiring it to shut down on September 10, 1984. There was no evidence that the bookstore wasn’t open during regular business hours or didn’t have a reasonable inventory in that time. Nor did the bookstore open in response to the anticipated passage of a new zoning ordinance. Thus, the bookstore was a protected nonconforming use. 

    By contrast, Acton v. Jackson County, 854 S.W.2d 447 (Mo. Ct. App. 1993), involved a massage parlor that was a nonconforming use. When the county determined that the proprietor had expanded the massage parlor’s activities to the illegal activity of prostitution, that expansion “changed the character of the nonconforming use and, hence, discontinued it.” Why not just require the operator to resume non-illegal operations? Would it matter if there were evidence that the massage parlor was also being used for prostitution since its inception, before it became a nonconforming use? The court commented that nonconforming uses “are not favored in law because of their interference with zoning plans. Policy dictates that they should not endure any longer than necessary and should be eliminated as quickly as justice will permit.” Thus, zoning ordinances should be strictly construed against them, including “rigidly restricting a change from one nonconforming use to another.” See also Huff v. Board of Adjustment of City of Independence, 695 S.W.2d 166 (Mo. Ct. App.1985). Relatedly, the burden of proving a nonconforming use is on the party asserting the right. In re Coleman Highlands, 777 S.W.2d 621 (Mo. Ct. App.1989). Are these rules consistent with the heavily pro-property rights rhetoric in the principal case? 

    Despite this general distrust of nonconforming uses, not all changes or suspension of operations will deprive the owner of the right to continue the use. See State ex rel. Keeven v. City of Hazelwood, 585 S.W.2d 557 (Mo. Ct. App. 1979) (city that refused to renew liquor permit or act on liquor store owner’s application for special use permit could not claim that nonconforming use as liquor store ended while owner was trying to comply with licensing law). But see Matthews v. Pernell, 582 N.E.2d 1075 (Ohio Ct. App. 1990) (where nonconforming massage parlor was shut down for a year because of prostitution on the premises, illegality prevented resumption of nonconforming use). 

    Vested rights. As People Tags indicates, it can be vitally important to determine which came first, the use or the zoning that makes it a nonconforming use. Must the use be in full swing to trigger a property owner’s right to continue the use? Even a state that allows amortization will confront this question, because it will determine whether an amortization period must be allowed. 

    In general, a use that is in progress may be a prior nonconforming use if sufficient commitments have been made, such as the construction of a building (with the then-proper permits). In Missouri, as in most states, filing a permit application under a prior zoning regime is insufficient, even if the owner bought the land in anticipation of the use and preparing the application required the investment of resources. See State ex rel. Lee v. City of Grain Valley, 293 S.W.3d 104 (Mo. Ct. App. 2009) (“To establish a nonconforming use, one must have at least made a substantial step, and a ‘mere preliminary work which is not of a substantial nature does not constitute a nonconforming use.’”). Even receiving a permit is insufficient, if the work completed towards converting the land to the particular use isn’t substantial. See Outcom, Inc. v. City of Lake St. Louis, 996 S.W.2d 571 (Mo. Ct. App. 1999); see also Storage Masters-Chesterfield, L.L.C. v. City of Chesterfield, 27 S.W.3d 862 (Mo. Ct. App. 2000) (construction of sign that was intended to be illuminated, but was not illuminated, before rezoning did not establish prior nonconforming use; “mere intention does not give rise to a vested property right”). But see WASH. REV. CODE § 58.17.033 (rights under zoning ordinance vest as of the filing of a “valid and fully complete building permit application”). 

    What should be the result when a city issues a permit in error, and the developer relies on the permit to start building? In Parkview Associates v. City of New York, 519 N.E.2d 1372 (N.Y. 1988), the city and the developer both misinterpreted a zoning map – they looked at an unlabeled version of a map instead of the written description of the same area in the zoning regulation – and the city gave Parkview a permit for a 31-story apartment building where it was only zoned for 19 stories. Parkview began construction. After “substantial” construction, the city discovered the error and issued a stop work order for the top 12 stories, but Parkview kept building. New York’s highest court ruled that “reasonable diligence by a good-faith inquirer would have disclosed the true facts and the bureaucratic error,” and held that estoppel was not available against the government. The extra stories had to be torn down at a cost of roughly $14 million. Should estoppel be available against the government? Cf. State ex rel. Casey’s General Stores, Inc. v. City of Louisiana, 734 S.W.2d 890 (Mo. Ct. App.1987) (applying equitable estoppel where city was consulted and gave assurances as to a building permit). But see Long v. Bd. of Adjustment of City of Columbia, 856 S.W.2d 390 (Mo. App. 1993) (estoppel does not apply to acts of government, including acts relating to zoning); Lichte v. Heidlage, 536 S.W.2d 898 (Mo. App. 1976). Who suffers if the government’s error can’t be fixed? 

    The government’s error, however, may justify the grant of a variance allowing the continued use in appropriate circumstances, where that error creates sufficient individualized hardship. See Section B, infra; Taylor v. Board of Zoning Adjustment of the City of Blue Springs, 738 S.W.2d 141 (Mo. Ct. App. 1987) (grant of variance held appropriate due to zoning board’s prior erroneous grant of permit resulting in $7,000 expenditure for oversized sign later subject to permit revocation for zoning violation). 

    Vested rights in easy-to-change uses? In Missouri, the nonconforming use itself need not be one that requires substantial investment, if there is no doubt it precedes the enactment of the relevant regulation. In Rose v. Board of Zoning Adjustment Platte County, 68 S.W.3d 507 (Mo. Ct. App. 2001), Platte County found David Rose in violation of the county’s Weed Ordinance for allowing uncultivated weeds to grow more than twelve inches high on his residential property. Rose bought his property in 1976, before the Weed Ordinance was enacted; he had a degree in wildlife management and ten years of work experience as a wetlands manager with the United States Fish and Wildlife Service. He decided to transform the cut-grass yard surrounding his home into a natural woodlands area: He planted additional trees, shrubs and flowering plants and allowed the natural vegetation in the yard to grow. He did not trim or mow the yard. Over the years, the vegetation “matured into a wooded state.” 

    Eventually, “the uncultivated condition of Rose’s yard led to an investigation and complaints by the Platte County codes enforcement officer.” In 1991, Rose was criminally charged with violating the county’s nuisance ordinance for allowing noxious weeds (such as poison ivy and oak) to grow on his property, maintaining other weeds and wooden boards conducive to breeding insects and rodents, and having a decaying wooden deck in a dangerous condition. A jury acquitted Rose on all charges. The codes enforcement officer complained three more times, but the county prosecutor declined to pursue further criminal charges, and in 1999 the county replaced the nuisance ordinance with its new Weed Ordinance, requiring the removal of “weeds” from any parcel of land not zoned for agricultural use. The county found Rose to be in violation of the new ordinance; Rose argued that his prior nonconforming use was protected against suppression. The court of appeals found that there was a dispute over whether Rose had expanded his nonconforming use by allowing the vegetation to “become more dense and overgrown subsequent to the passage of the Weed Ordinance,” and held that he was entitled to a hearing on the matter. 

    Should the court have even allowed Rose to claim a prior nonconforming use? In a state that allowed amortization, what sort of amortization period should Rose have been allowed? 

     

    Footnote: 9 Ed. note: the law relating to First Amendment limits on state regulation of sexually-oriented businesses is extensive. When regulations are framed as zoning laws limiting the location of such businesses, they are often but not always upheld as reasonable time, place, and manner restrictions. See, e.g., City of Erie v. Pap’s A.M., 529 U.S. 277 (2000); City of Renton v. Playtime Theatres, Inc., 475 U.S. 41 (1986); Young v. American Mini Theatres, Inc., 427 U.S. 50. In the People Tags case, the court found this particular regulation unconstitutional because it operated to suppress an existing business, not just determine the location of future businesses. See also Larkin v. Grendel’s Den, 459 U.S. 116 (1982) (Massachusetts statute prohibiting sale of alcohol within 500 feet of a church “if the governing body of such church or school files written objection thereto” was an unconstitutional establishment of religion under the First Amendment). 

    29.2.2 2. Variances 29.2.2 2. Variances

    29.2.2.1 a. Generally 29.2.2.1 a. Generally

    Euclid treated zoning as a legislative judgment deserving substantial deference. Variances are more individualized decisions about specific parcels, and they raise key structural issues: How can an individualized determination avoid arbitrariness? How should courts review these individualized determinations – should they defer to zoning boards as much as they do with overall zoning schemes? 

    Missouri law empowers city boards of adjustment, “where there are practical difficulties or unnecessary hardship in the way of carrying out the strict letter of [a zoning ordinance], to vary or modify the application of ... such ordinance... so that the spirit of the ordinance shall be observed, public safety and welfare secured and substantial justice done.” Mo.Rev.Stat. § 89.090(3) (1998). This type of provision is common across the nation, though there is some state-to-state variation. The basic requirements for a variance in any state are (1) a showing of individualized hardship and (2) a lack of interference with the basic goals of the zoning scheme. Both must be shown; even Zoning 61 

     

    substantial hardship is insufficient if granting a variance would do significant harm to the purposes of the zoning. In such a case, only a constitutional challenge or a federal law overriding local zoning could potentially allow the proposed use. 

    Zoning authorities’ basic hostility to variances is well expressed by the Missouri Municipal League, Planning and Zoning Procedures for Missouri Municipalities (Sept. 2004): 

    The most common situation in which variances are sought is where a developer divides his land into the greatest possible number of lots, barely meeting minimum standards, and then seeks permission to create substandard lots out of the remaining land. The subdivision regulations are intended to set forth minimum standards for development, not maximums, and the intent of the regulation is to use the remnants of land to increase lot sizes rather than create substandard lots. When variances are granted allowing substandard lots, it weakens the legal position of the city and its regulations and makes it difficult to defend its subdivision standards. 

    (While there is little systematic empirical evidence about actual board practice, the litigated variance cases tend not to have this “most common” fact pattern.) 

    Procedure. Most jurisdictions have a formal process setting out the deadlines and providing guidance to applicants on what they need to show to get a variance. See, e.g., St. Louis Board of Zoning Adjustment, Citizen’s Guide to the Board of Zoning Adjustment Variance Process (n.d.). By contrast, the city of Ladue has no formal variance procedure at all. Instead, an applicant must seek a permit, and after the permit is denied, the City of Ladue Building Department sends the applicant a formal denial letter with Zoning Board of Adjustment instructions for an appeal. 

    See http://www.l-a-k-e.org/blog/2013/09/dollar-general-teramore-development-glpc-2013-08-26.html / https://perma.cc/Q9B5-HWGP  for a detailed recap of a zoning hearing and many more pictures

    29.2.2.1.1 Matthew v. Smith 29.2.2.1.1 Matthew v. Smith

    Supreme Court of Missouri, En Banc.

    No. 67396.

    Jon MATTHEW, Appellant, v. Elton SMITH, et al., Members of the Board of Zoning Adjustment, etc., James Brandt and Susan Brandt, Re­spondents.

    March 25, 1986.

    HIGGINS, C.J., and BILLINGS and DONNELLY, JJ., concur.

    ROBERTSON, J., concurs in result in separate opinion filed.

    RENDLEN, J., concurs in result and con­curs in separate concurring in result opin­ion of ROBERTSON, J.

    BLACKMAR, J., concurs in separate opinion filed and concurs in separate con­curring in result opinion of ROBERTSON, J.

    Jon A. Matthew, North Kansas City, for appellant.

    Thomas E. Barzee, Jr., S. Preston Wil­liams, North Kansas City, for respondents.

    WELLIVER, Judge.

    This is an appeal from a circuit court judgment affirming the Board of Zoning Adjustment’s decision to grant Jim and Su­san Brandt a variance. The Brandts pur­chased a residential lot containing two sep­arate houses upon a tract of land zoned for a single-family use. The court of appeals reversed the circuit court judgment, and the case was then certified to this Court by a dissenting judge. We reverse and re­mand.

    The Brandts own a tract of land compris­ing one and one-half plotted lots. When they purchased the property in March of 1980, there already were two houses on the land, one toward the front of Erie Street and one in the rear. Each of the buildings is occupied by one residential family as tenants of the Brandts. The two houses apparently have been used as separate resi­dences for the past thirty years, with only intermittent vacancies. The property is zoned for Single Family Residences. At the suggestion of a city official, the Brandts applied for a variance which would allow them to rent both houses with a single family in each house. After some delay, including two hearings by the Board of Zoning Adjustment of Kansas City, the Board granted the application. Appellant, Jon Matthew, a neighboring landowner challenged the grant of the variance and sought a petition for certiorari from the Board’s action. § 89.110, RSMo 1978. The circuit court affirmed the Board’s order; on appeal, the court of appeals held that the Board was without authority to grant the requested variance. A dissenting judge certified the case to this Court.

    Prompted by the persuasive opinions of both the majority of the Western District and the dissenting judge who certified the case to this Court, we believe that a review of the applicable law is warranted.

    Zoning law developed during the early part of this century as a mechanism for channeling growth.1 Zoning acts authorize municipalities to pass ordinances, which designate the boundaries for districts and which define the allowable land uses in such districts. Board of Zoning Adjust­ments (Appeals) were created to review specific applications of the zoning ordi­nances.

    Under most zoning acts, these boards have the authority to grant variances from the strict letter of the zoning ordinance. The variance procedure “fulfil[s] a sort of ‘escape hatch’ or ‘safety valve’ function for individual landowners who would suffer special hardship from the literal application of the ... zoning ordinance.” City & Bor­ough of Juneau v. Thibodeau, 595 P.2d 626, 633 (Alaska 1979). See also A. Rath­kopf, 3 The Law of Zoning and Planning § 38 (1979); N. Williams, 5 American Plan­ning Law § 129.05 (1985); Greenawalt v. Zoning Board of Adj. of Davenport, 345 N.W.2d 537, 541 (Iowa 1984); Ouimette v. City of Somersworth, 119 N.H. 292, 402 A.2d 159, 161 (1979); Otto v. Steinhilber, 282 N.Y. 71, 24 N.E.2d 851, 852 (1939); Packer v. Hornsby, 221 Va. 117, 267 S.E.2d 140, 142 (1980). It is often said that “[t]he variance provides an administrative alter­native for individual relief that can avoid the damage that can occur to a zoning ordinance as a result of as applied taking litigation.” D. Mandelker, Land Use Law, at 169 (1982). The general rule is that the authority to grant a variance should be exercised sparingly and only under excep­tional circumstances. See e.g., A. Rath­kopf, supra, § 37.06, at 69; Ivancovich v. City of Tucson Bd. of Zoning Adj., 22 Ariz.App. 530, 529 P.2d 242, 247 (1974); Lovely v. Zoning Bd. of Appeals of City of Presque Isle, 259 A.2d 666 (Me.1969); Brown v. Beuc, 384 S.W.2d 845, 851 (Mo.­App.1964); Kensington South v. Zoning Bd. of Adj., 80 Pa.Cmwlth. 546, 471 A.2d 1317, 1319 (1984).

    Both the majority of courts and the com­mentators recognize two types of varianc­es: an area (nonuse) variance and a use variance.

    The two types of variances with which cases are customarily concerned are “use” variances and “nonuse variances.” The latter consist mostly of variances of bulk restrictions, of area, height, density, setback, side line restrictions, and restric­tions coverning miscellaneous subjects, including the right to enlarge noncon­forming uses or to alter nonconforming structures.
    As the name indicates, a use variance is one which permits a use other than one of those prescribed by the zoning ordi­nance in the particular district; it per­mits a use which the ordinance prohibits. A nonuse variance authorizes deviations from restrictions which relate to a per­mitted use, rather than limitations on the use itself, that is, restrictions on the bulk of buildings, or relating to their height, size, and extent of lot coverage, or mini­mum habitable area therein, or on the placement of buildings and structures on the lot with respect to required yards. Variances made necessary by the physi­cal characteristics of the lot itself are nonuse variances of a kind commonly termed “area variances.”

    A. Rathkopf, supra, § 38.01. Many zoning acts or ordinances expressly distinguish be­tween the two types of variances. N. Wil­liams, supra, § 129.07, at 17. When the distinction is not statutory, “the courts have always distinguished use from area variances.” D. Mandelker, Land Use Law, at 167. (1982). Some jurisdictions, wheth­er by express statutory directive or by court interpretation, do not permit the grant of a use variance. D. Mandelker, Land Use Law, at 168; N. Williams, supra, § 132, at 31. E.G., Wells v. Zoning Bd. of Appeals, 180 Conn. 193, 429 A.2d 467, 469-­70 (1980).

    Past decisions in this State have placed Missouri within those jurisdictions not per­mitting a use variance.2 This line of cases would suggest that the Brandts are not entitled to the variance. They seek a vari­ance to use the property in a manner not permitted under the permissible uses estab­lished by the ordinance. The ordinance clearly permits only the use of the property for a single family residence. § 8.A(1) North Kansas City Zoning Ordinance. The applicant is not seeking a variance from the area and yard restrictions which are no doubt violated because of the existence of the second residence. § 8.B-G North Kan­sas City Zoning Ordinance. Such an area variance is not necessary because the appli­cant has a permissible nonconforming structure under the ordinance. § 5.B North Kansas City Zoning Ordinance.

    Commentators, however, have ques­tioned the rationale underlying the Missou­ri cases. See e.g., A. Rathkopf, supra, § 37.02, at 25 n. 4; N. Williams, supra § 132.02, at 33-4. These past cases, begin­ning with State ex rel. Nigro v. Kansas City, 325 Mo. 95, 27 S.W.2d 1030 (Mo. banc 1930), are based upon the premise that the granting of a use variance would be an unconstitutional delegation of power to the Board to amend the ordinance. See gener­ally Mandelker, “Delegation of Power and Function In Zoning Administration,” 1963 Wash. U.L.Q. 60, 68-71. This view has long since been repudiated by most juris­dictions, and it is contrary to the express language of § 89.090, RSMo 1978, which grants the Board the “power to vary or modify the application of any of the regula­tions or provisions of such ordinance relat­ing to the use, construction or alteration of buildings or structures, or the use of land” (emphasis added). We, therefore, hold that under the proper circumstances an appli­cant may obtain a use variance.

    Section 89.090, RSMo 1978 delegates to the Board of Adjustment the power to grant a variance when the applicant estab­lishes “practical difficulties or unnecessary hardship in the way of carrying out the strict letter of such ordinance ... so that the spirit of the ordinance shall be ob­served, public safety and welfare secured and substantial justice done.” Missouri lifted this language out of the 1920 amend­ment to the General City Law of New York, which provided:

    Where there are practical difficulties in the way of carrying out the strict letter of such ordinance, the board of zoning appeals shall have the power to vary or modify the application of any of the reg­ulations or provisions of such ordinance relating to the use, construction or alter­ation of buildings or structures, or the use of land, so that the spirit of the ordinance shall be observed, public safe­ty and welfare secured and substantial justice done.

    The New York statute served as the first general model for other jurisdictions; soon thereafter, however, many states adopted the Standard Zoning Act that had been prepared in the early 1920’s under the ae­gis of the United States Department of Commerce. Section 7 of the Act provides:

    To authorize upon appeal in specific cases such variance from the terms of the ordinance as will not be contrary to the public interest, where, owing to spe­cial conditions, a literal enforcement of the provisions of the ordinance will result in unnecessary hardship, and so that the spirit of the ordinance shall be observed and substantial justice done.

    See N. Williams, supra, § 130.01, at 21. The standards set forth in these two mod­els, however, only became meaningful after being interpreted by the courts.3 See N. Williams, supra, § 181.02, at 28.

    Almost all jurisdictions embellished the general concepts of “unnecessary hard­ship” or “practical difficulties” by further defining the conditions an applicant must satisfy before obtaining a variance. Quite often, local zoning ordinances “summarize that case law by spelling out the same more specific standards in the ordinance, for the convenience of everybody.” N. Wil­liams, supra, § 131.02, at 28. The North Kansas City Ordinance, for example, pro­vides in part:

    Section 27. Board of Adjustment.
    A. Purpose. The board of adjustment may grant variances from the provisions of this ordinance in harmony with its general purpose and intent and may vary them only in specific instances herein­after set forth. The board of adjust­ment, based on standards hereafter pre­scribed and after hearing, may decide that there are practical difficulties or particular hardship in the way of carry­ing out the strict letter of these regula­tions. The concurring vote of four mem­bers of the board shall be necessary to reverse any order, requirement or deci­sion of the party appealed from or to issue an order or variance or to decide in favor of an appellant.
    B. Standards.
    1. The board of adjustment may vary the provisions of this ordinance as autho­rized in this section, but only when it shall have made findings based upon evi­dence presented to it in the following specific cases:
    (a) That the property in question can­not yield a reasonable return if permitted to be used only under the conditions al­lowed by the regulations governing the district in which it is located;
    (b) That the plight of the owner is due to unique circumstances; and
    (c) That the variance, if granted, will not alter the essential character of the locality.

    Local ordinances may further define the power of the Board of Adjustment to grant a variance,4 but they may not conflict with the statutory criteria and how courts have interpreted those criteria. This explains why courts examine a Board’s decision un­der the standard expressed in the statute and established through case law. See generally N. Williams, supra, §§ 131.-­01, .02.

    Unfortunately, any attempt to set forth a unified structure illustrating how all the courts have treated these conditions would, according to Professor Williams, prove un­successful. Williams observes that the law of variances is in “great confusion” and that aside from general themes any further attempt at unifying the law indicates “ei­ther (a) [one] has not read the case law, or (b) [one] has simply not understood it. Here far more than elsewhere in American planning law, muddle reigns supreme.” N. Williams, supra, § 129.01, at 12. Yet, four general themes can be distilled from vari­ance law and indicate what an applicant for a variance must prove:

    (1) relief is necessary because of the unique character of the property rather than for personal considerations; and
    (2) applying the strict letter of the ordi­nance would result in unnecessary hard­ship; and the
    (3) imposition of such a hardship is not necessary for the preservation of the plan; and
    (4) granting the variance will result in substantial justice to all.

    See A. Rathkopf, supra, § 37.06; N. Wil­liams, supra, § 129.06. Although all the requirements must be satisfied, it is gener­ally held that “‘[u]nnecessary hardship’ is the principal basis on which a variance is granted.” D. Mandelker, Land Use Law, at 167. See also A. Rathkopf, supra, § 38.02, at 17; N. Williams, supra, § 129.-­06, at 15.

    Before further examining the contours of unnecessary hardship, jurisdictions such as Missouri that follow the New York mod­el rather than the Standard Act need to address the significance of the statutory dual standard of “unnecessary hardship” or “practical difficulties.” Generally, this dual standard has been treated in one of two ways. On the one hand, many courts view the two terms as interchangeable. D. Hagman, Urban Planning & Land Develop­ment Control Law § 111, at 205 (1975). See also A. Rathkopf, supra, § 37.02, at 24. E.g., McClurkan v. Bd. of Zoning Appeals, 565 S.W.2d 495, 497 (Tenn.App.­1977); Currey v. Kimple, 577 S.W.2d 508 (Tex.Ct.Civ.App.1978). On the other hand, a number of jurisdictions follow the ap­proach of New York, the jurisdiction where the language originated, and hold that “practical difficulties” is a slightly lesser standard than “unnecessary hardship” and only applies to the granting of an area variance and not a use variance.5 D. Man­delker, Land Use Law, at 167; A. Rath­kopf, supra, § 38.01, at § 38.05. E.G., Pu­ritan-Greenfield Improvement Associa­tion v. Leo, 7 Mich.App. 659, 153 N.W.2d 162, 166 (1967); Village Bd. of Fayetteville v. Jarrold, 53 N.Y.2d 254, 440 N.Y.S.2d 908, 423 N.E.2d 385 (1981); Kisil v. City of Sandusky, 12 Ohio St.3d 30, 465 N.E.2d 848, 851 (1984). See also Ivancovich v. City of Tucson Bd. of Adj., 22 Ariz.App. 530, 529 P.2d 242, 250 (1974); Monaco v. District of Columbia, Etc., 409 A.2d 1067, 1072 (C.D.App.1979); Metropolitan Bd. of Zoning v. McDonald’s Corp. 481 N.E.2d 141, 146 (Ind.App.1985) (statutorily re­quired). The rationale for this approach is that an area variance is a relaxation of one or more incidental limitations to a permit­ted use and does not alter the character of the district as much as a use not permitted by the ordinance.

    In light of our decision to permit the granting of a use variance, we are per­suaded that the New York rule reflects the sound approach for treating the distinction between area and use variances. To obtain a use variance, an applicant must demon­strate, inter alia, unnecessary hardship; and, to obtain an area variance, an appli­cant must establish, inter alia, the exist­ence of conditions slightly less rigorous than unnecessary hardship.6

    While today we enter a field not yet developed by case law in our own jurisdic­tion, other jurisdictions provide some guidence for determining what is required to establish unnecessary hardship when granting a use variance. It is generally said that Otto v. Steinhilber, 282 N.Y. 71, 24 N.E.2d 851, 853 (1939) contains the clas­sic definition of unnecessary hardship:

    Before the Board may exercise its discre­tion and grant a variance upon the ground of unnecessary hardship, the record must show that (1) the land in question cannot yield a reasonable return if used only for a purpose allowed in that zone; (2) that the plight of the owner is due to unique circumstances and not to the general conditions in the neighbor­hood which may reflect the unreason­ableness of the zoning ordinance itself; and (3) that the use to be authorized by the variance will not alter the essential character of the locality.

    Quite often the existence of unnecessary hardship depends upon whether the land­owner can establish that without the vari­ance the property cannot yield a reasonable return. “Reasonable return is not maxi­mum return.” Curtis v. Main, 482 A.2d 1253, 1257 (Me.1984). Rather, the land­owner must demonstrate that he or she will be deprived of all beneficial use of the property under any of the permitted uses:

    A zoning regulation imposes unnecessary hardship if property to which it applies cannot yield a reasonable return from any permitted use. Lack of a reasonable return may be shown by proof that the owner has been deprived of all beneficial use of his land. All beneficial use is said to have been lost where the land is not suitable for any use permitted by the zoning ordinance.

    Greenawalt v. Zoning Bd. of Adj., of Dav­enport, 345 N.W.2d 537 (Iowa 1984) at 542-43 (quoting 3 Anderson, American Law of Zoning, § 18.17 (1968)). See also A. Rathkopf, supra, § 38.02, at 38-18; Ivan­covich v. City of Tucson Bd. of Adj., 22 Ariz.App. 530, 529 P.2d 242, 250 (1974); Grillo v. Zoning Bd. of Appeals of West Haven, 4 Conn.App. 205, 493 A.2d 275 (1985) (same standard, but for area vari­ance); Van Landschoot v. City of Mendota Heights, 336 N.W.2d 503, 509 (Minn.­1983); Williams v. Town of Oyster Bay, 32 N.Y.2d 78, 295 N.E.2d 788, 790-91 (1973); Valley View Civic Ass’n v. Zoning Bd. of Adj., 501 Pa. 550, 462 A.2d 637, 640 (1983); Kensington South v. Zoning Bd. of Adj., 80 Pa.Cmwlth. 546, 471 A.2d 1317, 1319 (1984); Xanthos v. Bd. of Adj. of Salt Lake City, 685 P.2d 1032 (Utah 1984). Most courts agree that mere conclusory and lay opinion concerning the lack of any reasonable return is not sufficient; there must be actual proof, often in the form of dollars and cents evidence. See generally A. Rathkopf, supra, § 37.06, § 38.03; Si­mone v. Bd. of Appeal of Haverhill, 6 Mass.App. 601, 380 N.E.2d 718 (1978); Pu­ritan-Greenfield Imp. Ass’n v. Leo, 7 Mich.App. 659, 153 N.W.2d 162 (1967); Ga­glione v. DiMuro, 478 A.2d 573, 578 (R.I.­1984). In a well-reasoned opinion, Judge Meyer of the New York Court of Appeals stated:

    Whether the existing zoning permits of a reasonable return requires proof from which can be determined the rate of re­turn earned by like property in the com­munity and proof in dollars and cents form of the owner’s investment in the property as well as the return that the property will produce from the various uses permissible under the existing clas­sification.

    N. Westchester Prof. Park v. Town of Bed­ford, 60 N.Y.2d 492, 470 N.Y.S.2d 492, 458 N.E.2d 809, 814 (1983). Such pronounce­ments and requirements of the vast majori­ty of jurisdictions illustrate that, if the law of variances is to have any viability, only in the exceptional case will a use variance be justified.

    The record before this Court is fraught with personality conflicts and charges of bias on the part of one of the Board members.7 Also, the record is with­out sufficient evidence to establish unnec­essary hardship.8 The only evidence in the record is the conclusory opinion of Brandt that they would be deprived of a reason­able return if not allowed to rent both houses. No evidence of land values was offered; and, no dollars and cents proof was presented to demonstrate that they would be deprived of all beneficial use of their property. Appellant, in fact, was not permitted to introduce such evidence. The Board, therefore, was without authority to grant a use variance upon this record.

    The record, however, indicates that the Brandts may be entitled to a nonconform­ing use under the ordinance. A noncon­forming use differs from a variance. Non­conforming uses are those that are in exist­ence prior to and at the time of adoption of the zoning ordinance and which have been maintained from that time to the present. See Missouri Rock, Inc. v. Winholtz, 614 S.W.2d 734, 739 (Mo.App.1981). See gener­ally D. Mandelker, Land Use Law, at 130-­135. The North Kansas City Zoning Ordi­nance provides:

    Any nonconforming building, structure or use which existed lawfully at the time of the adoption of this ordinance and which remains nonconforming, and only such building, structure or use which shall become nonconforming upon the adoption of this ordinance or any subse­quent amendment thereto, may be con­tinued in accordance with the regulations which follow.

    § 5.B North Kansas City Zoning Ordi­nance. The ordinance further provides that one loses the right to a nonconforming use if the property is abandoned as a non­conforming use for a period of more than six months. § 5.C(4). The record indicates that a city official, based upon what was apparently scant evidence, suggested to the Brandts that they may have lost their right to a nonconforming use. There is no sub­stantial evidence in this record indicating the length of time the property may have been unoccupied. Nothing in the record indicates whether the Brandts may have been refurbishing the property or looking for tenants during any such time. Nothing suggests that the Brandts intended to abandon their nonconforming use during the period of time the property may have been unoccupied. See generally D. Man­delker, Land Use Law, at 134; N. Williams, supra, at § 115.03 (1965). Both the trial court and counsel for the Board suggest that the Brandts “may very well have a valid nonconforming use of the premises in question.” We do not believe that any­thing in the record indicates that the Brandts have waived their right to or aban­doned their claim of a nonconforming use.

    The judgment of the circuit court is re­versed 9 and the cause is remanded back to the circuit court with directions that the cause be remanded back to the Board of Adjustment with directions that the appli­cants be permitted to present evidence war­ranting the grant of a variance and to amend their application to claim a noncon­forming use of the premises and for such hearing and decision as may be required consistent with this opinion.

    1

    Los Angeles and Boston are formative exam­ples of zoning, but, as Professors Mandelker and Cunningham observe, "New York City was the first American municipality to adopt a compre­hensive ‘zoning’ ordinance of the modern type.” D. Mandelker & R. Cunningham, Planning and Control of Land Development. 199 (1979). See e.g., Welch v. Swasey, 214 U.S. 91, 29 S.Ct. 567, 53 L.Ed. 923 (1909); Ex parte Quong Wo, 161 Cal. 220, 118 P. 714 (1911). The New York Resolution of 1916, and the Enabling Act of 1917, was upheld in Lincoln Trust Co. v. Wil­liams Bldg. Corp., 229 N.Y. 313, 128 N.E. 209 (1920). By the mid 1920s, zoning became more widely adopted, but the constitutionality of zon­ing laws remained unclear until Village of Eu­clid v. Ambler Realty Co. 272 U.S. 365, 47 S.Ct. 114, 71 L.Ed. 303 (1926). Cf. Washington ex rel. Seattle Trust Co. v. Roberge, 278 U.S. 116, 49 S.Ct. 50, 73 L.Ed. 210 (1928); Nectow v. City of Cambridge, 277 U.S. 183, 48 S.Ct. 447, 72 L.Ed. 842 (1928).

    2

    Treatise writers observe that Missouri cases establish that a use variance is not authorized. A. Rathkopf, supra, § 37.02 at 25; N. Williams, supra, § 132.02, at 33. See e.g., State ex rel. Nigro v. Kansas City, 325 Mo. 95, 27 S.W.2d 1030, (1930); Rosedale-Skinker Imp. Ass’n v. Bd. of Adj. of St. Louis, 425 S.W.2d 929 (Mo.1968); State v. Kinealy, 402 S.W.2d 1, 5 (Mo.App.1966); State ex rel. Sheridan v. Hudson, 400 S.W.2d 425 (Mo.App.1966); Brown v. Beuc, 384 S.W.2d 845, 851 (Mo.App.1964); Bartholomew v. Bd. of Zon­ing Adj., 307 S.W.2d 730 (Mo.App.1958).

    3

    Initially, these statutes were challenged as constituting an overly vague delegation of legis­lative power. The majority of jurisdictions re­jected such challenges, noting that courts would add further substance to the general language. See generally N. Williams, supra, § 132.02,. at 29. See also Puritan-Greenfield Imp. Ass'n v. Leo, 7 Mich.App. 659, 153 N.W.2d 162, 167 n. 16 (1967).

    4

    Some courts, however, have held that such ordinances may not vary from the statutory language. See N. Williams, supra, § 131.02. Our statute requires that the ordinance be in harmony with the "general purpose and intent of the statute and be "in accordance with [the] general or specific rules of the statute." § 89.-­080, RSMo 1978.

    5

    In City of Bor. of Juneau v. Thibodeau, 595 P.2d 626 (Alaska (1979), the court observed that in those cases adopting the "practical difficul­ties” test for area variances the standards (prac­tical difficulties or unnecessary hardship) were phrased in the disjunctive, but when phrased in the conjunctive both standards must be satis­fied.

    6

    Because the case law in this state focuses on the granting of area variances and does not reflect the widely held approach for defining unnecessary hardship, these cases still establish the guidelines for when an area variance may be granted due to “practical difficulties,” regard­less of the language used therein. E.g., Brown v. Beuc, 384 S.W.2d 845 (Mo.App.1964).

    7

    We need not reach appellant’s charge of bias. Suffice it to say, that the Board acts as a quasi-­judicial body and must assure a fair and impar­tial hearing. See generally D. Mandelker, Land Use Law, at 184-85; A. Rathkopf, supra, § 37.-­02, at 35; § 37.07, at 90.

    8

    The Constitution requires that the decision of the Board be reviewed to determine if it is authorized by law and supported by competent and substantial evidence. Mo. Const, art. V, § 18. When the Brandts initially applied for a variance and a hearing was held, there were no minutes of the proceeding and the circuit court had to send the case back to the Board before it could review the Board's order. Nothing in the record indicates why this occurred, but the stat­ute expressly requires that such minutes be tran­scribed:

    * * * All meetings of the board shall be open to the public. The board shall keep minutes of its proceedings, ... All testimony, objec­tions thereto and rulings thereon, shall be taken down by a reporter employed by the board for that purpose.

    § 89.080, RSMo 1978. Compliance with this requirement is necessary if there is to be any meaningful review exercised by the circuit court upon the issuance of a writ of certiorari, which may:

    If, upon the hearing, it shall appear to the court that testimony is necessary for the prop­er disposition of the matter, it may take addi­tional evidence or appoint a referee to take such evidence as it may direct and report the same to the court with his findings of fact and conclusions of law, which shall constitute a part of the proceeding upon which a determi­nation of the court shall be made. The court may reverse or affirm, wholly or partly, or may modify the decision brought up for re­view.

    § 89.110, RSMo 1978. Cf. Board of Zoning Ad­justment v. Mayfair Homes 634 S.W.2d 246, 248-­49 (Mo.App.1982); Volkman v. City of Kirk­wood, 624 S.W.2d 58, 59 n. 1 (Mo.App.1981). Although the circuit court does not exercise de novo review, the statute nonetheless contem­plates a meaningful review that may extend beyond the record before the Board. While not deciding the point, it might be noted that both the ordinance and a growing number of juris­dictions suggest that the Board should issue findings of fact. See generally D. Mandelker, Land Use Law, at 172; H. Nichols, Powers & Duties of the Zoning Bd. of Adj., printed in 1975 Institute on Planning, Zoning & Eminent Do­main 121; N. Williams, supra, § 129.06, at 16; Fields v. Kodiak City Council, 628 P.2d 927, 932-34 (Alaska 1981); Topanga Ass’n. Scenic Com. v. County of Los Angeles, 11 Cal.3d 506, 113 Cal.Rptr. 836, 522 P.2d 13 (1974); Packer v. Hornsby, 221 Va. 117, 267 S.E.2d 140, 142 (1980). But cf. Mullen v. City of Kansas City, 557 S.W.2d 652, 654 (Mo.App.1974).

    9

    That part of the judgment denying appellant costs and damages is affirmed.

    ROBERTSON, Judge,

    concurring in re­sult.

    I concur in the result reached by the principal opinion; however, I disagree with the reasoning by which the opinion reaches that result.

    The property for which the variance is sought in the present case is improved with two single-family dwellings. The house nearest the street is the original dwelling on the parcel. The other house is a renova­tion of, and addition to, the former garage, located on the back of the parcel. The zoning ordinance in question defines “lot” as follows:

    A parcel of land occupied by, or intended for occupancy by, one principal building, unified groups [sic] of buildings for prin­cipal use, and having access to a public street. A lot may be one or more platted lots, or tracts as conveyed, or parts thereof.

    North Kansas City Code, Appendix A § 3(7), p. 477.

    In the applicable zone, the “permitted uses” are defined to include “dwellings, one-family.” Id. §§ 7, 8, pp. 489-91. The zoning ordinance defines the pertinent “[l]ot area per family” as follows:

    Every dwelling hereafter constructed, re­constructed, moved or altered shall pro­vide a lot area of not less than three thousand eight hundred fifty square feet per family.

    Id. § 8, pp. 491-92. The property on which the two houses are situated apparently con­tains approximately one and one-half times the number of square feet required for a single one-family residence.1

    The back house was built several decades prior to the enactment of the zoning ordi­nance. However, there is some question whether occupancy of both houses as sin­gle-family dwellings would be acceptable under the ordinance as a pre-existing non­conforming use, since there may have been a lapse in occupancy terminating that sta­tus. The property owner therefore re­quested and obtained a variance to excuse strict compliance with the requirements of the zoning ordinance.

    In its analysis prefatory to concluding that the judgment must be reversed, the principal opinion proceeds on the assump­tion that the variance requested here would be characterized under the “New York model” as a “use” variance, rather than a “non-use” or “area” variance. In distin­guishing between the two, the discussion quoted by the principal opinion from Rathkopf's Law of Zoning and Planning is ap­ropos, with the addition of the sentence which follows the quoted language.

    The two types of variances with which cases are customarily concerned are “use” variances and “nonuse variances.” The latter consist mostly of variances of bulk restrictions, of area, height, density, setback, side line restrictions, and restric­tions covering miscellaneous subjects, in­cluding the right to enlarge nonconform­ing uses or to alter nonconforming struc­tures.
    As the name indicates, a use variance is one which permits a use other than the one of those prescribed by the zoning ordinance in the particular district; it permits a use which the ordinance pro­hibits. A nonuse variance authorizes de­viations from restrictions which relate to a permitted use, rather than limitations on the use itself, that is, restrictions on the bulk of buildings, or relating to their height, size, and extent of lot coverage, or minimum habitable area therein, or on the placement of buildings and struc­tures on the lot with respect to required yards. Variance made necessary by the physical characteristics of the lot itself are nonuse variances of a kind commonly termed “area variances.” These may consist of a variance of the minimum required area of lot for a permitted use, (the most common “area” vari­ance) or a variance of the required width of the lot or its frontage on a street.

    Rathkopf, 3, The Law of Zoning and Plan­ning, § 38.01, pp. 38-1, -2 (1979) [emphasis added].

    That part of the variance which alters the requirement imposed by § 3 that each lot on which principal residences are locat­ed have “access to a public street” is equiv­alent to a requirement that a lot have “frontage on a street.” Such a variance is therefore an “area” variance. Id. That part of the variance which alters the re­quirement that principal residences in the zone occupy a minimum of 3,850 square feet is also clearly an area variance. Hoff­man v. Harris, 17 N.Y.2d 138, 216 N.E.2d 326, 269 N.Y.S.2d 119 (1966).

    The North Kansas City Zoning Ordinance defines “use” as

    The purpose or activity for which the land or building thereon is designed, ar­ranged or intended, or for which it is occupied or maintained.

    North Kansas City Code, Appendix A § 3(7), p. 481. In the context of multiple-­family dwellings, the New York Court of Appeals stated that

    ... in an area zoned for apartment hous­es, to seek a variance of height, floor area, and density is to seek an area vari­ance because the essential use of a land is not being changed. In such a situa­tion, the essential use remains the same (apartments), although the particulars (height, lot area, floor area ratio) of said use may be different.

    Wilcox v. Zoning Board of Appeals, 17 N.Y.2d 249, 217 N.E.2d 633, 270 N.Y.S.2d 569, 572 (1966).

    In Hoffman, two residences were situ­ated on one parcel of land comprising just over two acres. The land was zoned for single-family residences, with a lot area requirement of two acres per residence. One of the residences had been the main house of a larger estate, and the other had been the “gatehouse.” At the time the zoning ordinance came into effect, the gate­house had been occupied by the gardener for the main house, a permitted “accesso­ry” use in the zoning district. Subsequent­ly, however, the gatehouse was rented to a family who were not employed in the main house. Such a use was not a pre-existing nonconforming use, and a variance was therefore requested to excuse compliance with the zoning ordinance. The Board of Zoning Appeals granted the variance and the Court of Appeals affirmed, holding that the variance sought was an “area” vari­ance rather than a “use” variance, and that proof of “practical difficulties” alone was therefore sufficient. Id., 216 N.E.2d at 330, 269 N.Y.S.2d at 124; see also Rath­kopf, supra at p. 38-47 (citing Hoffman as a case to be “looked to for guidance” on the question of establishing “practical diffi­culties”). Hoffman is indistinguishable from the present case, and clearly estab­lishes that the variance involved here is an “area” variance under the New York mod­el.2

    Because the present case does not in­volve a “use” variance, it is not necessary to address, as the principal opinion does, whether Missouri has historically rejected variances of that type. This Court has never held that “use” variances are prohib­ited, notwithstanding proof of “unneces­sary hardship,” although two Court of Ap­peals cases have arguably so held. State ex rel. Meyer v. Kinealy, 402 S.W.2d 1 (Mo.App.1966); State ex rel. Sheridan v. Hudson, 400 S.W.2d 425 (Mo.App.1966); contra, Beckmeyer v. Beuc, 367 S.W.2d 9 (Mo.App.1963).

    Both the Meyer and Sheridan cases at­tribute their holdings to this Court’s opin­ion in State ex rel. Nigro v. Kansas City, 325 Mo. 95, 27 S.W.2d 1030 (Mo. banc 1930). In that case, a variance was sought to construct and use for retail business purposes a new building, to be situated on one corner of an intersection, on property zoned for residential purposes. The basis for the owner’s request was that the other three corners of the intersection were zoned for businesses, that new residential development in the area would create more need for retail businesses, and that denial of the variance would deprive him of poten­tial profits. The circuit court reversed the zoning board’s denial of the variance, and this Court reversed the circuit court’s judg­ment, holding that the evidence did not demonstrate “practical difficulties” or “un­necessary hardship” within the meaning of both the zoning ordinance and the relevant statute, so as to authorize a variance. This Court also commented that

    if in a specific case the enforcement of a regulation according to its strict letter would cause unnecessary hardship and the board can by varying or modifying the application of the regulation obviate the hardship and at the same time fully effectuate the spirit and purpose of the ordinance, they are authorized to so vary or modify the application. But the board can in no case relieve from a substantial compliance with the ordinance; their ad­ministrative discretion is limited to the narrow compass of the statute; they can­not merely pick and choose as the individ­uals of whom they will or will not require a strict compliance with the ordinance.

    Id. 27 S.W.2d at 1032. This Court also stated that, rather than seeking to estab­lish the statutory standards for a variance, the landowner was in fact asking the board of zoning appeals to “rezone” property, which the board was not empowered to do. Id. Nothing in the Nigro opinion requires the conclusion that “use” variances are cat­egorically prohibited under the statutory standard.3

    Notwithstanding that the variance in­volved here is an “area” variance rather than a “use” variance, the ordinance itself requires proof which is similar to the “un­necessary hardship” standard as it is de­scribed by the principal opinion. Under the ordinance, the board is authorized to grant a variance only if it is demonstrated “[t]hat the property in question cannot yield a reasonable return if permitted to be used only under the conditions allowed by the regulations governing the district in which it is located....” North Kansas City Ordi­nance, Appendix A, § 27(B)(1)(a). It is the application of this standard that requires that the judgment in the present case be reversed and remanded.

    As the principal opinion notes, proof un­der the “reasonable return” standard can­not be made by mere lay opinion, without a showing of the facts upon which such an opinion could be based. Such evidence was not before the board in the present case, and was in fact rejected when offered. In light of this deficiency, the board’s decision was unlawful, and the judgment affirming that decision must be reversed. Remand is advisable, however, to permit the land­owners to submit proof under this standard if available.

    I therefore concur in the principal opin­ion only to the extent of the result reached.

    1

    The testimony and the parties refer to the property as constituting one and one-half "lots.” The ordinance contains a provision that, in sin­gle-family zoning districts, dwellings are to be "located on a lot,” and that "there shall be no more than one principal building on one lot except as may be approved in the planned zon­ing process." Id. § 4(C), p. 483. Since the definition of “lot” applicable under the zoning ordinance has no relation to platted lots, and pertains only to parcels occupied by "one princi­pal building,” this provision is superfluous and adds nothing to the pertinent zoning restric­tions. Furthermore, since the term “lot" refers to no other particular standard, it may be pre­sumed that the "lot" referred to is the "lot area” required for a single-family dwelling.

    2

    Were the variance involved here actually a "use" variance, the ordinance would appear to prohibit it under any circumstance. The ordi­nance conditions the authority of the board to grant a variance on proof “[t]hat the variance, if granted, will not alter the essential character of the locality.” North Kansas City Code, Appen­dix A § 27(B)(1)(c). This language is presum­ably derived from Wilcox, supra, which de­scribed an “area” variance as one involving "no change in the essential character of the zoned district." Id. 217 N.E.2d at 634, 270 N.Y.S.2d at 571. However, since the variance here is not a "use” variance, this problem is not before us.

    3

    The remaining cases cited by the principal opinion in footnote 2 do not address the prohi­bition of "use” variances. Two of them concern “area” variances. Rosedale-Skinker Improve­ment Assn., Inc. v. Bd. of Adj. of St. Louis, 425 S.W.2d 929 (Mo. banc 1968); Brown v. Beuc, 384 S.W.2d 845 (Mo.App.1964). The third held that a board of zoning adjustment was not au­thorized to grant a "use" variance on the ground of financial hardship. Bartholomew v. Bd. of Adj. of Kansas City, 307 S.W.2d 730, 733 (Mo.­App.1957).

    BLACKMAR, Judge,

    concurring.

    The property owner has laid the founda­tion for the grant of a variance by showing that two separate houses were located on a single lot at the time the zoning ordinance was adopted. There would be a substantial waste if habitable structures were required to be torn down. This showing should permit the Board to find, in its discretion, after hearing all evidence, that the tests of “unnecessary hardship” and “practical dif­ficulties” are met.

    Rate of return is an important considera­tion. Although initial cost may not be a controlling circumstance in determining the base from which reasonable return is to be calculated, it is a starting point. The Board was plainly wrong in denying the plaintiff the right to inquire about the ini­tial cost. This error taints the hearing, and the order based on it cannot stand.

    I concur, therefore, in the judgment of reversal and remand to the Board.

    29.2.2.1.2 Variances, Generally: Notes + Questions 29.2.2.1.2 Variances, Generally: Notes + Questions

    Notes and Questions 

    Was this a use variance or an area variance? 

    Note that the prior nonconforming use alternative is both more stringent and more relaxed: it requires the use to predate the zoning, but it also requires no showing of hardship once that priority is established. 

    Although the standard of review is supposed to be deferential, reversals of zoning board decisions are not uncommon. See, e.g., Housing Authority of the City of St. Charles, Mo. v. Board of Adjustment of the City of St. Charles, 941 S.W.2d 725 (Mo. Ct. App. 1997) (board abused discretion in denying variances for lot size and setbacks where unusual size of parcel, which was laid out before zoning was enacted, meant that no conforming building could be erected, and where numerous other nearby properties had similar lot sizes and setbacks); State ex rel. Klawuhn v. Board of Zoning Adjustment of the City of St. Joseph, 952 S.W.2d 725 (Mo. Ct. App. 1997) (board wrongly granted three variances to allow owners to build a storage building on a vacant lot and store various vehicles and equipment in it; asserted hardship was personal to owners, “namely the large quantity of vehicles and equipment they wished to store inside the proposed storage building,” even though housing the vehicles inside a structure might be more aesthetically appealing to neighbors than keeping them in open view; when asked whether he could get by with a smaller storage shed, owner responded, “Not and put what ... I have to put in it”). 

    Mistakes. Is a good-faith mistake a self-inflicted hardship? The answer is usually yes. See, e.g., Wehrle v. Cassor, 708 SW 2d 788 (Mo. Ct. App. 1986) (board erred in granting variance where violation, and hardship involved in curing violation, resulted from builders’ measurement errors). 

    Purchase with knowledge of the problem. Suppose undeveloped land is purchased by someone who knows or should know that the land can’t be developed in accordance with current restrictions without a variance. Does purchase with knowledge of a hardship count as a self-inflicted harm, disentitling the owner to a variance? See, e.g., Conley v. Town of Brookhaven Zoning Bd. of Appeals, 40 N.Y.2d 309 (N.Y. 1976) (self-imposed hardship through purchase with notice of restrictions didn’t preclude the zoning board from granting an area variance); Somol v. Board of Adjustment of the Borough of Morris Plains, 649 A.2d 422 (N.J. Super. Ct. Law Div. 1994) (as long as a prior owner didn’t create the hardship, purchase with knowledge of the restrictions is no barrier to a variance); In re Gregor, 627 A.2d 308 (Pa. Commw. Ct. 1993) (“The right to develop a nonconforming lot is not personal to the owner of property at the time of enactment of the zoning ordinance but runs with the land, and a purchaser’s knowledge of zoning restrictions alone is insufficient to preclude the grant of a variance unless the purchase itself gives rise to the hardship.”). In what way could a prior owner or a purchase create the hardship? 

    For use variances, by contrast to area variances, purchase with knowledge precludes a claim for a variance. Why distinguish area variances from use variances in this context? 

    Can refusal to sell be a self-inflicted hardship? In Wolfner v. Board of Adjustment of City of Warson Woods, 114 S.W.3d 298 (Mo. Ct. App. 2003), the owners bought one lot in 1939 and built a house on it, before zoning began in 1941, thus creating a prior nonconforming use. After 1941, they acquired an adjacent lot that was too small to be built on under the 1941 zoning. Until 1995, the owners used the adjacent lot as a sideyard. The surviving owner then sold the main lot, but not the adjacent lot. The buyer of the main lot tried to buy the adjacent lot, but the owner rejected the offer, along with other offers from surrounding property owners. She requested a variance allowing a home to be built on the adjacent lot – it was only 7,500 square feet and 60 feet wide, less than the required 8,750 square feet and 70-foot width. The Board denied her request, and that of subsequent purchasers, the Wolfners, whose purchase was conditional on getting the variance. The Wolfners agreed to pay $80,000 for the lot on the hope they could build on it; the Board found that this was not the kind of harm that merited a variance. 

    The court upheld the denial, noting that it was still possible that neighboring owners would be interested in buying the lot at its fair market value as a side yard. Is this fair? Note that if the original owners had not owned an adjacent lot, they would almost certainly have been entitled to the variance because their property was otherwise unbuildable. Compare, e.g., Detwiler v. Zoning Hearing Board, 596 A.2d 1156 (Pa. Comm. Ct. 1991) (holding owners of oddly shaped parcel entitled to variance even though they bought after the zoning began); Commons v. Westwood Zoning Board of Adjustment., 410 A.2d 1138 (N.J. 1980) (similar result; although neighbors might be entitled to denial of variance if they were willing to buy the undersized parcel at fair market value, fair market value was to be calculated according to the value of the parcel with the variance, not the much lower value of the parcel without it). 

    The law in action. The legal standards governing variances are fairly easy to state, but doctrine doesn’t necessarily control outcomes; facts on the ground are much more important. See Kathryn Moore, The Lexington-Fayette Urban County Board of Adjustment: Fifty Years Later, 100 KY. L.J. 435 (2011-2012) (law professor who served on zoning board commented on “the Board’s tendency to make decisions that seem fair and practical rather than technically legally correct. Indeed, I am not sure that it is possible or even reasonable to expect a lay body to prefer technically legally correct decisions to practical and fair decisions, especially when the staff recommends the practical decision over the legally correct decision.”). The conventional wisdom is that courts reverse the grant of variances more often than their denial. Do you share the judicial intuition that an issued variance is more likely to be problematic than a denied one? The individual entity seeking a variance usually has a more focused interest in getting it than the rest of the neighbors have in blocking it. Some people who seek variances have even bribed zoning authorities. 

    29.2.2.1.3 William A. Fischel, The Evolution of Zoning since the 1980s: The Persistence of Localism 29.2.2.1.3 William A. Fischel, The Evolution of Zoning since the 1980s: The Persistence of Localism

    William A. Fischel, The Evolution of Zoning since the 1980s: The Persistence of Localism (Sept. 2010) (excerpts reprinted with permission)

    Ed. note: Prof. Fischel, an economist, studies zoning; he also sat on a zoning board for several years in order to better understand its workings. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=1686009

    … Two reflections about zoning boards might be useful to scholars. The first is that all board members are put on edge by lawyers. This includes the several lawyers who served on the board during my tenure. Having an attorney make the presentation while the applicant sits in the back of the room (or worse, fails to attend at all) makes board members assume that something is fishy about the proposal. Less articulate but sincere presentation by principals (or, for elaborate projects, their engineers and architects) are cut more slack than their polished and practiced legal agents. 

    The other reflection is how much actually visiting the site in question matters. Our board would hear applicants and then, in the week between the hearing and the deliberation session, travel individually to the location of the proposed project and tramp around the lot and the neighborhood. (Though its resident population is only 10,000, Hanover is a busy employment center, and its land area is the size of Boston, so locations were often unfamiliar.) Site visits could change our views of the case enormously. An applicant showed charming pictures of his antique-car hobby and sought a variance only to park some storage trailers. A visit revealed that he actually harbored a private junkyard. (Neighbors had not previously complained because the junkyard had been there before their homes were built, and the owner was a nice guy.) A barn that was proposed within a wetland setback turned out to be as high and dry as any location in Hanover. (Wetland definitions do not actually require water to be evident.) 

    I mention the importance of local knowledge because there is a literature on zoning boards, most often by attorneys, that finds fault with their decisions. Among the earlier and better known critiques was titled, “The Zoning Board of Adjustment: A Case Study in Misrule” (Dukeminier and Stapleton 1962). A more recent study was by an attorney who statistically examined variance decisions in five New Hampshire towns, one of which was Hanover, during the years 1987-1992, when I was on the zoning board. His chief finding, reported in high dudgeon, was that variances are disproportionately granted if abutters do not object (Kent 1993, cited with similar studies in Ellickson and Been 2000, pp. 330-31). To which most board members would say, privately and with palms up, “Nu? Who knows better whether the variance will have an adverse effect?” The practice illustrates the recurrence of an early, grass-roots approach to land use regulation, which required nonconforming uses to obtain permission of local property owners. The practice was struck down as unlawful delegation of the police power in several early cases such as Eubank v. City of Richmond, 226 U.S. 137 (1912), but most local zoning boards informally operate as if it were still in effect. 

    Mr. Kent, the New Hampshire critic of zoning boards (and himself a New Hampshire lawyer), neglected to point out that four of the five towns in his sample have administrative officers who could discourage applicants with weak cases (Hanover’s certainly did), but none of the other “misrule-by-variance” studies worries much about selection bias, either. Kent also reported (accurately) that during the period he examined, the New Hampshire Supreme Court overturned all of the ten towns whose opponents appealed their granting of variances. This seems to support his conclusion that local boards were prodigal in this regard. However, a 2001 decision, Simplex v. Newington, 145 N.H. 727, changed the court’s previous zoning variance criteria, on which Kent had relied as the source of proper variances, to a less exacting standard that more closely reflected actual practice. 

    Legal error is not practical error, much less economic harm. While the articles critical of boards mention the possibility of variances degrading the neighborhood, even anecdotal evidence in support of that contention is scarce. Without visiting the site in question, it is often extremely difficult to tell whether the variance was warranted by legal, practical, or economic criteria. An underappreciated study by David Bryden (1977) established this more systematically. Bryden examined scores of Minnesota lakeshore building and septic variances (of which he had no part in granting) and concluded that what looked like a travesty from the legal record in almost all cases made perfectly good sense to local board members who were acquainted with the details of the sites in question. For example, building setback variances, which by themselves seemed to have been issued with little regard to the state’s standard criteria, were granted most often to allow septic systems to be even farther from the lake than the state required. The local officials knew the sites and made what Bryden inferred were appropriate tradeoffs between the serious risk of septic-tank pollution of water bodies and the less-consequential aesthetic concerns of building set-backs. 

    This is not to say that zoning boards are faultless. Some members can be, in my experience, petty busybodies or inclined to promote a political agenda. (My guess is that the selectboard originally suspected me of being in the latter category.) Though I never had reason to suspect corruption, I sometimes thought that favoritism and score-settling flavored some members’ votes. But even the least sophisticated zoning boards have an asset that is almost never available to appellate judges or to statistical analysts: They know at least the neighborhood and usually the specific site from personal experience. Critics need to take that into account. 

    29.2.2.2 b. The Americans with Disabilityies Act/Fair Housing Act 29.2.2.2 b. The Americans with Disabilityies Act/Fair Housing Act

    Both the Americans with Disabilities Act (ADA) and the Fair Housing Act (FHA) have provisions that can affect local zoning and variance procedures.** People with disabilities, defined as a substantial impairment to a major life activity such as walking or seeing, as well as people who are perceived as having disabilities, are entitled to reasonable accommodations for their disabilities, which means that otherwise applicable laws and regulations may have to be waived. 

    **The ADA had even more profound effects on local building codes, which mandate particular building features. Along with fire and electrical codes, building codes—which specify matters such as the minimum width of doors and the maximum pitch of stairs—also profoundly shape the built environment, though we will not separately consider them here. Under the ADA, new construction of places of public accommodation must be accessible, which includes considerations such as entrance ramps and Braille labeling. See U.S. Architectural and Transportation Barriers Compliance Board (Access Board), Americans with Disabilities Act (ADA) Accessibility Guidelines for Buildings and Facilities (2002) : https://perma.cc/4EZU-84VC

    29.2.2.2.1 U.S. DoJ, Civil Rights Division, Disability Rights Section, The ADA and City Governments: Common Problems 29.2.2.2.1 U.S. DoJ, Civil Rights Division, Disability Rights Section, The ADA and City Governments: Common Problems

    U.S. Department of Justice, Civil Rights Division, Disability Rights Section, The ADA and City Governments: Common Problems (n.d.) 

    https://perma.cc/T7Q9-K92L

    Common Problem: 

    City governments may fail to consider reasonable modifications in local laws, ordinances, and regulations that would avoid discrimination against individuals with disabilities. 

    Result: 

    Laws, ordinances, and regulations that appear to be neutral often adversely impact individuals with disabilities. For example, where a municipal zoning ordinance requires a set-back of 12 feet from the curb in the central business district, installing a ramp to ensure access for people who use wheelchairs may be impermissible without a variance from the city. People with disabilities are therefore unable to gain access to businesses in the city. 

    City zoning policies were changed to permit this business to install a ramp at its entrance. 

    Requirement: 

    City governments are required to make reasonable modifications to policies, practices, or procedures to prevent discrimination on the basis of disability. Reasonable modifications can include modifications to local laws, ordinances, and regulations that adversely impact people with disabilities. For example, it may be a reasonable modification to grant a variance for zoning requirements and setbacks. 

    29.2.2.2.2 The ADA - Notes + Questions 29.2.2.2.2 The ADA - Notes + Questions

    Notes and Questions 

    Suppose a business will be in violation of the ADA if it doesn’t install a ramp, in violation of a setback requirement. Is it entitled to a variance under this guidance? What if the business should have known about the problem before constructing its building? (In that case, the zoning authority is also implicated – it shouldn’t have approved any buildings that would violate the ADA. See United States Dep’t of Justice, Civil Rts. Div., ADA Standards for Accessible Design (2010).) What considerations might nonetheless justify denying the variance? What if the board argues that ramps are ugly and will decrease the value of the area? What if the board has safety concerns because the ramp will extend far enough to interfere with bicyclists? The rule that ADA requires reasonable modifications to zoning laws may mean that the standard requirement of exceptional and undue hardship to the property owner isn’t applicable. But another element of the test, detriment to the overall value of the area, is relevant in determining whether a modification is reasonable. 

    Variances usually preclude consideration of personal characteristics that aren’t inherent in the land. Where the entity seeking a variance is a business, that question isn’t particularly important – even if the business changes hands, the next owner will need a ramp to make the store accessible. But suppose zoning regulations require a particular elevation for residential beachfront property, in order to address concerns about danger from flooding. A property owner uses a wheelchair and wants a variance from the elevation requirement because otherwise he won’t be able to get into his house. Does the ADA require the variance? 

    29.2.3 3. Special exceptions and zoning amendments 29.2.3 3. Special exceptions and zoning amendments

    There are a variety of other refinements or complications in the zoning process that provide flexibility. In theory, they should all have to conform to the general development plan or the plan itself should have to be changed; practice is somewhat more messy. This section provides only a brief introduction to the relevant concepts. A class in land use law or local government will provide substantially more detail. 

    29.2.3.1 Special exceptions and zoning amendments: overview 29.2.3.1 Special exceptions and zoning amendments: overview

    Special exceptions/special uses/conditional uses. 

    A special exception (varyingly known as a special use or conditional use in different states) is a ban on particular types of uses, such as apartment buildings, unless certain criteria are met. One might wonder how they differ from variances. The basic idea is that variances are necessary though not desirable, designed to deal with unexpected situations in which land uses that are otherwise banned should be allowed, usually for parcel-specific and therefore unpredictable reasons. We know that there is, in general, a need for the ability to grant variances, but we don’t know which variances we will need. So the standards for variances are worded generally. 

    By contrast, special exceptions are authorized when the zoning body anticipates that particular uses will be appropriate, but should be carefully scrutinized. When a special exception is authorized by the zoning code, that reflects a determination that the use is generally appropriate for the zone. As a result, the zoning board must not be left with only vague criteria that do not constrain its discretion when assessing whether a particular application should be granted. With variances, the risk of arbitrary decisions has to be borne to provide the necessary flexibility. But when the zoning authority can anticipate the issues that will predictably arise with a particular use – apartments, for example, are likely to raise questions about how many parking spaces are needed – then there is no need to take the risk of arbitrary or biased enforcement. “The issuing of a permit is a ministerial act, not a discretionary act, which may not be refused if the requirements of the applicable ordinance have been met.” State ex rel. Kugler v. City of Maryland Heights, 817 S.W.2d 931 (Mo. Ct. App. 1991); see also Curry Inv. Co. v. Board of Zoning Adjustment of Kansas City, 399 S.W.3d 106 (Mo. Ct. App. 2013) (finding that the zoning board unlawfully made approval of a special use permit conditional on the removal of two nonconforming signs; signs were lawful as prior nonconforming uses, and the board’s staff concluded that all the criteria for a special use permit were met); Waeckerle v. Board of Zoning Adjustment, 525 S.W.2d 351 (Mo. Ct. App. 1975) (allowing the zoning board to treat a conditional use application as requiring a variance “would amount to permitting the Board to exercise legislative power,” conflicting with its administrative role; zoning board cannot repeal authorization for uses given by legislature). Relatedly, no special showing of hardship is required to grant a special use permit, unlike a variance. The inevitable legal debate over when rules are preferable to standards, or vice versa, is actualized in zoning by using both. 

    When a state is concerned about equalizing the burden of particular uses, it may mandate that a sub-state jurisdiction provide for them through special exceptions. Missouri law, for example, requires municipalities with more than 500 persons to allow substance abuse treatment facilities as a permitted, conditional special use. Municipalities may establish density standards and require that exterior appearance conform to area standards. Section 89.143 RSMo. 

    Floating zones. Floating zones are something like special exceptions, in that they contemplate that a particular use or combination of uses will be appropriate for an area under certain circumstances, but it’s not yet clear exactly where that use should be. Once a development plan is proposed by a developer and accepted by the zoning authority, the floating zone “lands.” See Treme v. St. Louis County, 609 S.W.2d 706 (Mo. Ct. App. 1980) (accepting floating zones so long as the determination to rezone a particular piece of property in a floating zone is not arbitrary, capricious or unreasonable). Floating zones are useful for extensively planned developments that may need more flexibility in use than the current zoning allows. The plan can also be overlaid onto an existing zoning district if there’s a proposal with no need to “float”; either way, the rezoning usually only takes place once a plan is approved. See, e.g., Heidrich v. City of Lee’s Summit, 916 S.W.2d 242 (Mo. Ct. App. 1995) (dealing with a planned district); McCarty v. City of Kansas City, 671 S.W.2d 790 (Mo. Ct. App. 1984) (approval of plan is a legislative act). 

    Planned Unit Development (PUD). A PUD is a self-contained development, often with a mixture of housing types and densities, in which the subdivision and zoning controls are applied to the project as a whole rather than to individual lots. Densities are thus calculated for the entire development, which allows clustering of houses and common open spaces. See Turner v. City of Independence, 186 S.W.3d 786 (Mo. Ct. App. W.D. 2006) (upholding high density residential mixed use planned unit development rezoning ordinance enacted by City as lawful and reasonable). Within a PUD, the number of uses expressly permitted is limited and the number of conditional uses is expanded, allowing the zoning authority more control over the development of the land. Developers may use a PUD to get more flexibility in terms of open space, parking, and setback requirements, in return for giving zoning authorities more control than they would normally have in matters of building appearance and landscaping. See, e.g., State ex rel. Helujon, Ltd. v. Jefferson County, 964 S.W.2d 531 (Mo. Ct. App. 1998) (accepting PUD as legitimate legislative rezoning technique); State ex rel. Helujon, Ltd. v. Jefferson County, 964 S.W.2d 531 (Mo. Ct. App. 1998). Ladue has now provided for a PUD in its zoning ordinance: 

    This section is intended to enable the creation of a Planned Unit Development (P.U.D.) District on properties with a minimum size of twelve (12) acres that abut a City border. 

    The purpose of the Planned Unit Development District overlay is to provide a means of achieving greater flexibility in development of land in a manner not possible in the underlying zoning district; to encourage development of downsized luxury housing; to encourage a more environmentally sustainable development; to promote a more desirable community environment; and to maintain maximum control over both the structure and future operation of the development. 

    A Planned Unit Development District overlay is not a rezoning of the property; only those uses permitted in the underlying zoning classification shall be allowed …. Lot area, yard setbacks, lot frontage, lot width, and other requirements and regulations contained in the underlying zoning districts may be altered or amended as set forth in the authorized Planned Unit Development District. There shall be no increase in unit density in residentially zoned districts…. 

    Ladue, Missouri’s Zoning Ordinance, Ordinance 1175, as amended through Jan. 2015. 

    Rezoning. Rezoning more generally is exactly what it sounds like. As long as it is part of a comprehensive plan, it is usually acceptable, even if it changes the rules substantially (and doesn’t just exclude specific businesses, the way the rezoning in prior nonconforming use cases often does). 

    29.2.3.2 Planning and Zoning Procedures for Missouri Municipalities (Sept. 2004) 29.2.3.2 Planning and Zoning Procedures for Missouri Municipalities (Sept. 2004)

    Missouri Municipal League 

    Planning and Zoning Procedures for Missouri Municipalities (Sept. 2004): 

    [Under Missouri law, t]he requirement for passage of the rezoning ordinance is a simple majority. It takes a two-thirds vote, however, if the owners of thirty percent or more of the land within 185 feet of the boundaries of the area of land (exclusive of streets and alleys) that is being rezoned sign and acknowledge (before a notary public) a written protest against the rezoning. 

    In some cities there are additional self-imposed limitations on rezoning amendments. These limitations state that, if the planning commission recommends against the proposed amendment, then it will take a three-fourths vote of the council to overturn that action. 

    Should we treat rezoning as legislative in nature, and thus entitled to very deferential judicial review the way the initial adoption of a zoning plan is treated under Euclid, or rather as quasi-judicial like a variance and subject to less deference? The courts are divided on this question. 

    Contract zoning. This is an often derogatory term for a rezoning in which a developer promises to provide certain benefits to the zoning jurisdiction in return for zoning that allows the developer to accomplish its goals. In theory, it should not be allowed, because it makes the idea of general planning seem like a sick joke. In practice, it is hard to distinguish from acceptable rezoning, and courts have increasingly tolerated it, perhaps reflecting the commodification of all other values. Christopher Serkin, Local Property Law: Adjusting the Scale of Property Protection, 107 Colum. L. Rev. 883 (2007). Nonetheless, most suburban communities have not accepted contract zoning, as a political matter. 

    Spot zoning. This is another kind of rezoning, in which a particular parcel is rezoned (rather than being given a variance, for which the standard would be much higher). Because it can be used as a variance workaround when the zoning board is on the owner’s side, some courts are skeptical of spot zoning. The classic scenario involves a parcel that is zoned to “higher” use, often single-family residential, but abuts a less restrictive zone. The developer wishes to use the parcel for apartments, and argues that the neighborhood is already transitional in character and that another apartment building will be consistent with the overall area. What responses can you imagine the residential neighbors making? 

    Because of the potential for collusion between a zoning board and the owner of a benefitted parcel, spot zoning is more often the legal conclusion of a court striking down a zoning change than a characterization adopted by a zoning board to describe what it is doing. Courts tend to be particularly suspicious when a change confers unique benefits on a specific parcel, making it distinctly more valuable than its neighbors. It is not necessary that the new use cause hardships to the neighbors; the problem is one of unjustified favoritism. 

    Upzoning and downzoning. You may expect that rezoning often favors developers trying to take advantage of desirable locations. In fact, “downzoning”—making it harder to build at higher densities, which are the most profitable for developers—may often be more successful than upzoning. Homevoters, it seems, are likely to have the political power to protect new housing from coming in and diluting the value of prized locations, or attracting the “wrong” sorts of residents. See Vicki Been, Josiah Madar & Simon McDonnell, Urban Land-Use Regulation: Are Homevoters Overtaking the Growth Machine?, 11 J. Empir. Leg. Stud. 227 (2014) (finding, in study of New York City, that areas in proximity to high-quality infrastructure and services were more likely to have zoning changes than other areas, but almost always in the direction of downzoning, so that parcels in high-performing school districts were 43% more likely than the typical parcel to be upzoned but 392% more likely to be downzoned; downzoning was also highly correlated with race, with parcels in areas that were 80% white more than seven times more likely to be downzoned than parcels in areas that were under 20% white.). 

    29.3 C. Aesthetic Zoning 29.3 C. Aesthetic Zoning

    There are many ways to attempt to control residents’ ways of life. Recall that single-family homes were promoted as ways to shape personhood and citizenship as compared to apartments; the general idea of shaping our character by controlling our buildings is the same even if the mechanisms change. Many traditionally zoned areas have adopted aesthetic regulations. Typically, a city will pass an ordinance setting up an Architectural Board to approve plans for buildings. This was the case in Ladue, Missouri. It is perhaps notable that, despite the demographic uniformity of Ladue’s residents, they are still very interested in controlling each other’s property-related behavior through law rather than merely through social norms.

    29.3.1 State ex rel. Stoyanoff v. Berkeley 29.3.1 State ex rel. Stoyanoff v. Berkeley

    Supreme Court of Missouri, Division No. 2.

    No. 54911.

    STATE of Missouri ex rel. Dimiter STOY­ANOFF and Joan T. Stoyanoff, his wife, Respondents, v. Robert BERKELEY, Building Commissioner, City of Ladue, Missouri, Appellant.

    Sept. 14, 1970.

    Motion for Rehearing or to Transfer to Court En Banc Denied Oct. 12, 1970.

    BARRETT and STOCKARD, CC, con­cur.

    DONNELLY, P. J., MORGAN and FINCH, JJ., and JENSEN, Special Judge, concur.

    Cupples, Cooper & Haller, Ronald L. Cupples, Gary H. Sokolik, Clayton, for (relators) respondents.

    Willson, Cunningham & McClellan, J. H. Cunningham, Jr., St. Louis, for appellant.

    PRITCHARD, Commissioner.

    Upon summary judgment the trial court issued a peremptory writ of mandamus to compel appellant to issue a residential building permit to respondents. The trial court’s judgment is that the below-men­tioned ordinances are violative of Section 10, Article I of the Constitution of Mis­souri, 1945, V.A.M.S., in that restrictions placed by the ordinances on the use of prop­erty deprive the owners of their property without due process of law. Relators’ pe­tition pleads that they applied to appellant Building Commissioner for a building per­mit to allow them to construct a single family residence in the City of Ladue, and that plans and specifications were sub­mitted for the proposed residence, which was unusual in design, “but complied with all existing building and zoning regula­tions and ordinances of the City of Ladue, Missouri.” 

    It is further pleaded that relators were refused a building permit for the construc­tion of their proposed residence upon the ground that the permit was not approved by the Architectural Board of the City of Ladue. Ordinance 131, as amended by Ordinance 281 of that city, purports to set up an Architectural Board to approve plans and specifications for buildings and struc­tures erected within the city and in a pre­amble to “conform to certain minimum architectural standards of appearance and conformity with surrounding structures, and that unsightly, grotesque and unsuitable structures, detrimental to the stability of value and the welfare of surrounding property, structures and residents, and to the general welfare and happiness of the community, be avoided, and that appropri­ate standards of beauty and conformity be fostered and encouraged.” It is asserted in the petition that the ordinances are in­valid, illegal and void, “are unconstitu­tional in that they are vague and provide no standard nor uniform rule by which to guide the architectural board,” that the city acted in excess of statutory powers (§ 89.020, RSMo 1959, V.A.M.S.) in en­acting the ordinances, which “attempt to allow respondent to impose aesthetic stand­ards for buildings in the City of Ladue, and are in excess of the powers granted the City of Ladue by said statute.”

    Relators filed a motion for summary judgment and affidavits were filed in op­position thereto. Richard D. Shelton, Mayor of the City of Ladue, deponed that the facts in appellant’s answer were true and correct, as here pertinent: that the City of Ladue constitutes one of the finer sub­urban residential areas of Metropolitan St. Louis, the homes therein are consider­ably more expensive than in cities of com­parable size, being homes on lots from three fourths of an acre to three or more acres each; that a zoning ordinance was enacted by the city regulating the height, number of stories, size of buildings, per­centage of lot occupancy, yard sizes, and the location and use of buildings and land for trade, industry, residence and other pur­poses; that the zoning regulations were made in accordance with a comprehensive plan “designed to promote the health and general welfare of the residents of the City of Ladue,” which in furtherance of said objectives duly enacted said Ordinances numbered 131 and 281. Appellant also asserted in his answer that these ordi­nances were a reasonable exercise of the city’s governmental, legislative and police powers, as determined by its legislative body, and as stated in the above-quoted preamble to the ordinances. It is then pleaded that relators’ description of their proposed residence as “‘unusual in design’ is the understatement of the year. It is in fact a monstrosity of grotesque design, which would seriously impair the value of property in the neighborhood.”

    The affidavit of Harold C. Simon, a de­veloper of residential subdivisions in St. Louis County, is that he is familiar with relators’ lot upon which they seek to build a house, and with the surrounding houses in the neighborhood; that the houses therein existent are virtually all two-story houses of conventional architectural de­sign, such as Colonial, French Provincial or English; and that the house which relators propose to construct is of ultra­modern design which would clash with and not be in conformity with any other house in the entire neighborhood. It is Mr. Simon’s opinion that the design and appearance of relators’ proposed residence would have a substantial adverse effect upon the market values of other residen­tial property in the neighborhood, such average market value ranging from $60,000 to $85,000 each.

    As a part of the affidavit of Russell H. Riley, consultant for the city planning and engineering firm of Harland Bartholomew & Associates, photographic exhibits of homes surrounding relators’ lot were at­tached. To the south is the conventional frame residence of Mrs. T. R. Collins. To the west is the Colonial two-story frame house of the Lewis family. To the north­east is the large brick English Tudor home of Mrs. Elmer Hubbs. Immediately to the north are the large Colonial homes of Mr. Alex Cornwall and Mr. L. Peter Wetzel. In substance Mr. Riley went on to say that the City of Ladue is one of the finer residential suburbs in the St. Louis area with a minimum of commercial or industrial usage. The development of res­idences in the city has been primarily by private subdivisions, usually with one main lane or drive leading therein (such as Lorenzo Road Subdivision which runs north off of Ladue Road in which relators’ lot is located). The homes are considerably more expensive than average homes found in a city of comparable size. The ordi­nance which has been adopted by the City of Ladue is typical of those which have been adopted by a number of suburban cities in St. Louis County and in similar cities throughout the United States, the need therefor being based upon the pro­tection of existing property values by pre­venting the construction of houses that are in complete conflict with the general type of houses in a given area. The in­trusion into this neighborhood of relators’ unusual, grotesque and nonconforming structure would have a substantial adverse effect on market values of other homes in the immediate area. According to Mr. Riley the standards of Ordinance 131, as amended by Ordinance 281, are usually and customarily applied in city planning work and are: “(1) whether the proposed house meets the customary architectural requirements in appearance and design for a house of the particular type which is proposed (whether it be Colonial, Tudor English, French Provincial, or Modern), (2) whether the proposed house is in gen­eral conformity with the style and design of surrounding structures, and (3) wheth­er the proposed house lends itself to the proper architectural development of the City; and that in applying said standards the Architectural Board and its Chair­man are to determine whether the proposed house will have an adverse affect on the stability of values in the surrounding area.”

    Photographic exhibits of relators’ pro­posed residence were also attached to Mr. Riley’s affidavit. They show the residence to be of a pyramid shape, with a flat top, and with triangular shaped windows or doors at one or more corners.

    Although appellant has briefed the point that it is a constitutional exercise of the police power for the Legislature to au­thorize cities to enact zoning ordinances, it is apparent that relators do not contest that issue. Rather, relators’ position is that “the creation by the City of Ladue of an architectural board for the purpose of pro­moting and maintaining ‘general conformi­ty with the style and design of surround­ing structures’ is totally unauthorized by our Enabling Statute.” (§§ 89.020, 89.040, RSMo 1959, V.A.M.S.) It is further con­tended by relators that Ordinances 131 and 281 are invalid and unconstitutional as be­ing an unreasonable and arbitrary exer­cise of the police power (as based entirely on aesthetic values); and that the same are invalid as an unlawful delegation of legislative powers (to the Architectural Board).

    Section 89.020 provides: “For the pur­pose of promoting health, safety, morals or the general welfare of the community, the legislative body of all cities, towns, and vil­lages is hereby empowered to regulate and restrict the height, number of stories, and size of buildings and other structures, the percentage of lot that may be occupied, the size of yards, courts, and other open spac­es, the density of population, the preserva­tion of features of historical significance, and the location and use of buildings, structures and land for trade, industry, residence or other purposes.” Section 89.040 provides: “Such regulations shall be made in accordance with a comprehen­sive plan and designed to lessen congestion in the streets; to secure safety from fire, panic and other dangers; to promote health and the general welfare; to provide ade­quate light and air; to prevent the over­crowding of land; to avoid undue concen­tration of population; to preserve features of historical significance; to facilitate the adequate provision of transportation, water, sewerage, schools, parks, and other public requirements. Such regulations shall be made with reasonable considera­tion, among other things, to the character of the district and its peculiar suitability for particular uses, and with a view to conserving the values of buildings and en­couraging the most appropriate use of land throughout such municipality.” (Italics added.)

    Relators say that “Neither Sections 89.­020 or 89.040 nor any other provision of Chapter 89 mentions or gives a city the au­thority to regulate architectural design and appearance. There exists no provision pro­viding for an architectural board and no entity even remotely resembling such a board is mentioned under the enabling leg­islation.” Relators conclude that the City of Ladue lacked any power to adopt Ordi­nance 131 as amended by Ordinance 281 “and its intrusion into this area is wholly unwarranted and without sanction in the law.” As to this aspect of the appeal rela­tors rely upon the 1961 decision of State ex rel. Magidson v. Henze, Mo.App., 342 S.W.2d 261. That case had the identical question presented. An Architectural Con­trol Commission was set up by an ordinance of the City of University City. In its re­port to the Building Commissioner, the Architectural Control Commission disap­proved the Magidson application for per­mits to build four houses. It was comment­ed that the proposed houses did not provide for the minimum number of square feet, and “In considering the existing character of this neighborhood, the Commission is of the opinion that houses of the character proposed in these plans are not in harmony with and will not contribute to nor protect the general welfare of this neighborhood” (loc. cit. 264) i The court held that § 89.­020, RSMo 1949, V.A.M.S., does not grant to the city the right to impose upon the landowner aesthetic standards for the buildings he chooses to erect.

    As is clear from the affidavits and at­tached exhibits, the City of Ladue is an area composed principally of residences of the general types of Colonial, French Pro­vincial and English Tudor. The city has a comprehensive plan of zoning to maintain the general character of buildings therein. The Magidson case, supra, did not con­sider the effect of § 89.040, supra, and the italicized portion relating to the character of the district, its suitability for particular uses, and the conservation of the values of buildings therein. These considerations, sanctioned by statute, are directly related to the general welfare of the community. That proposition has support in a number of cases cited by appellant. State ex rel. Carter v. Harper, Building Commissioner, 182 Wis. 148, 196 N.W. 451, 454, quotes Chicago B. & Q. Ry. Co. v. People of State of Illinois ex rel. Drainage Commissioners, 200 U.S. 561, 26 S.Ct. 341, 50 L.Ed. 596, 609, “‘We hold that the police power of a state embraces regulations designed to pro­mote the public convenience or the general prosperity, as well as regulations designed to promote the public health, the public morals or the public safety.’” In Marrs v. City of Oxford (D.C.D.Kan.) 24 F.2d 541, 548, it was said, “The stabilizing of prop­erty values, and giving some assurance to the public that, if property is purchased in a residential district, its value as such will be preserved, is probably the most cogent reason back of zoning ordinances.” See also People v. Calvar Corporation et al., Sup., 69 N.Y.S.2d 272, 279 (aff’d 286 N.­Y. 419, 36 N.E.2d 644); Kovacs v. Cooper, Judge, 336 U.S. 77, 69 S.Ct. 448, 93 L.Ed. 513, 526; Wulfsohn v. Burden, 241 N.Y. 288, 150 N.E. 120, 122 [3], 43 A.L.R. 651; and Price et al. v. Schwafel (Cal.), 92 Cal.­App.2d 77, 206 P.2d 683, 685. The preamble to Ordinance 131, quoted above in part, demonstrates that its purpose is to conform to the dictates of § 89.040, with reference to preserving values of property by zoning procedure and restrictions on the use of property. This is an illustration of what was referred to in Deimeke v. State High­way Commission, Mo., 444 S.W.2d 480, 484, as a growing number of cases recognizing a change in the scope of the term “general welfare.” In the Deimeke case on the same page it is said, “Property use which offends sensibilities and debases property values affects not only the adjoining property owners in that vicinity but the general pub­lic as well because when such property values are destroyed or seriously impaired, the tax base of the community is affected and the public suffers economically as a result.”

    Relators say further that Ordi­nances 131 and 281 are invalid and uncon­stitutional as being an unreasonable and ar­bitrary exercise of the police power. It is argued that a mere reading of these ordi­nances shows that they are based entirely on aesthetic factors in that the stated pur­pose of the Architectural Board is to main­tain “conformity with surrounding struc­tures” and to assure that structures “con­form to certain minimum architectural standards of appearance.” The argument ignores the further provisos in the ordi­nance : “ * * * and that unsightly, gro­tesque and unsuitable structures, detrimen­tal to the stability of value and the welfare of surrounding property, structures, and residents, and to the general welfare and happiness of the community, be avoided, and that appropriate standards of beauty and conformity be fostered and encourag­ed.” (Italics added.) Relators’ proposed residence does not descend to the “‘patent­ly offensive character of vehicle grave­yards in close proximity to such high­ways’” referred to in the Deimeke case, supra (444 S.W.2d 484). Nevertheless, the aesthetic factor to be taken into account by the Architectural Board is not to be con­sidered alone. Along with that inherent factor is the effect that the proposed resi­dence would have upon the property values in the area. In this time of burgeoning urban areas, congested with people and structures, it is certainly in keeping with the ultimate ideal of general welfare that the Architectural Board, in its function, preserve and protect existing areas in which structures of a general conformity of architecture have been erected. The area under consideration is clearly, from the record, a fashionable one. In State ex rel. Civello v. City of New Orleans, 154 La. 271, 97 So. 440, 444, the court said, “If by the term ‘aesthetic considerations’ is meant a regard merely for outward appearances, for good taste in the matter of the beauty of the neighborhood itself, we do not ob­serve any substantial reason for saying that such a consideration is not a matter of gen­eral welfare. The beauty of a fashionable residence neighborhood in a city is for the comfort and happiness of the residents, and it sustains in a general way the value of property in the neighborhood.” See also People v. Stover, 12 N.Y.2d 462, 240 N.Y.S.­2d 734, 191 N.E.2d 272, 274 [3]; State ex rel. Saveland Park Holding Corp. v. Wie­land, 269 Wis. 262, 69 N.W.2d 217, 222; Reid v. Architectural Board of Review of the City of Cleveland Heights, 119 Ohio App. 67, 192 N.E.2d 74, 77; and Oregon City v. Hartke, 240 Or. 35, 400 P.2d 255, 261, for pronouncements of the principle that aesthetics is a factor to be considered in zoning matters.

    In the matter of enacting zoning ordinances and the procedures for deter­mining whether any certain proposed struc­ture or use is in compliance with or offends the basic ordinance, it is well settled that courts will not substitute their judgments for the city’s legislative body, if the result is not oppressive, arbitrary or unreasonable and does not infringe upon a valid pre­existing nonconforming use. Landau et al. v. Levin, 358 Mo. 77, 213 S.W.2d 483, 485 [2-4]; Flora Realty & Investment Co. v. City of Ladue, 362 Mo. 1025, 246 S.W.2d 771, 777 [1]; Wrigley Properties, Inc. et al. v. City of Ladue, Mo., 369 S.W.2d 397, 400 [2-4], The denial by appellant of a building permit for relators’ highly modern­istic residence in this area where tradition­al Colonial, French Provincial and English Tudor styles of architecture are erected does not appear to be arbitrary and unrea­sonable when the basic purpose to be served is that of the general welfare of persons in the entire community.

    In addition to the above-stated purpose in the preamble to Ordinance 131, it estab­lishes an Architectural Board of three members, all of whom must be architects. Meetings of the Board are to be open to the public, and every application for a building permit, except those not affecting the out­ward appearance of a building, shall be sub­mitted to the Board along with plans, ele­vations, detail drawings and specifications, before being approved by the Building Com­missioner. The Chairman of the Board shall examine the application to determine if it conforms to proper architectural stand­ards in appearance and design and will be in general conformity with the style and design of surrounding structures and con­ducive to the proper architectural develop­ment of the city. If he so finds, he ap­proves and returns the application to the Building Commissioner. If he does not find conformity, or has doubt, a full meet­ing of the Board is called, with notice of the time and place thereof given to the ap­plicant. The Board shall disapprove the application if it determines the proposed structure will constitute an unsightly, grotesque or unsuitable structure in appear­ance, detrimental to the welfare of sur­rounding property or residents. If it can­not make that decision, the application shall be returned to the Building Commissioner either with or without suggestions or rec­ommendations, and if that is done without disapproval, the Building Commissioner may issue the permit. If the Board’s dis­approval is given and the applicant refuses to comply with recommendations, the Building Commissioner shall refuse the per­mit. Thereafter provisions are made for an appeal to the Council of the city for re­view of the decision of the Architectural Board. Ordinance 281 amends Ordinance 131 only with respect to the application ini­tially being submitted to and considered by all members of the Architectural Board.

    Relators claim that the above pro­visions of the ordinance amount to an un­constitutional delegation of power by the city to the Architectural Board. It is ar­gued that the Board cannot be given the power to determine what is unsightly and grotesque and that the standards, “whether the proposed structure will conform to proper architectural standards in appear­ance and design, and will be in general con­formity with the style and design of sur­rounding structures and conducive to the proper architectural development of the City * * * ” and “the Board shall disap­prove the application if it determines that the proposed structure will constitute an un­sightly, grotesque or unsuitable structure in appearance, detrimental to the welfare of surrounding property or residents * *," are inadequate. First cited is State ex rel. Continental Oil Company v. Waddill, Mo., 318 S.W.2d 281, which held an ordinance provision unconstitutional which clothed the City Planning Committee with arbi­trary discretion without a definite standard or rule for its guidance, following the gen­eral rule in Lux v. Milwaukee Mechanics’ Ins. Co., 322 Mo. 342, 15 S.W.2d 343, 345. In the Lux case, as well as in State ex rel. Ludlow v. Guffey, Mo., 306 S.W.2d 552, exceptions to the general rule were stated to be “in situations and circumstances where necessity would require the vesting of discretion in the officer charged with the enforcement of an ordinance, as where it would be either impracticable or impos­sible to fix a definite rule or standard, or where the discretion vested in the officer relates to the enforcement of a police regu­lation requiring prompt exercise of judg­ment” (306 S.W.2d 557). The ordinance here is similar to the ordinance in the Guffey case wherein it was held that general standards of the ordinance were sufficient. Although it was said that neither of the above-stated exceptions applied in the Guf­fey case, the impracticality of setting forth a completely comprehensive standard in­suring uniform discretionary action by the city council was discussed. It was held that the general standards were sufficient and that the procedure for determining whether the proposed filling station would or would not promote the “health, safety, morals or general welfare of the communi­ty” or would or would not adversely affect “the character of the neighborhood, traffic conditions, public utility facilities and other matters pertaining to the general welfare” (306 S.W.2d 558) was sufficient to provide against the exercise of arbitrary and uncon­trolled discretion by the city council. Here, as in the Guffey case, the procedures are for public hearings with notice to the appli­cant, not only by the Architectural Board but also by the City Council on appeal on the factual issues to be determined under the ordinance. An applicant’s rights are safeguarded in this respect, and thus dis­tinguished is the ordinance which was con­demned in State ex rel. Magidson v. Henze, supra. Otherwise, in the respect that the Magidson case did not consider the purpose of § 89.040, supra, it should no longer be followed. Ordinances 131 and 281 are suf­ficient in their general standards calling for a factual determination of the suitabili­ty of any proposed structure with refer­ence to the character of the surrounding neighborhood and to the determination of any adverse effect on the general welfare and preservation of property values of the community. Like holdings were made in­volving Architectural Board ordinances in State ex rel. Saveland Park Holding Corp. v. Wieland, 269 Wis. 262, 69 N.W.2d 217, and Reid v. Architectural Board of Review of the City of Cleveland Heights, 119 Ohio App. 67, 192 N.E.2d 74, supra.

    The judgment is reversed.

    PER CURIAM.

    The foregoing opinion by PRITCHARD, C., is adopted as the opinion of the Court.

    29.3.2 Aesthetic Zoning: Notes + Questions 29.3.2 Aesthetic Zoning: Notes + Questions

    Notes and Questions 

    Are these two cases compatible? Does one represent a better approach than the other? 

    Mrs. Joan Stoyanoff believed that the opposition to the proposed Stoyanoff house was due to the fact that the Stoyanoffs were perceived to be Jewish (though they were not). The Stoyanoffs ultimately moved to Florida, where Mr. Stoyanoff worked as an architect and Mrs. Stoyanoff managed property. 

    Consider the opinion of James Howard Kuntsler: 

    The public consensus about how to build a human settlement…has collapsed. Standards of excellence in architecture and town planning have collapsed…. These codes will invoke in words and graphic images standards of excellence that previously existed in the minds of ordinary citizens but which have been forsaken and forgotten. The codes, therefore, aim to restore the collective cultural consciousness. 

    HOME FROM NOWHERE: REMAKING OUR EVERYDAY WORLD FOR THE 21ST CENTURY (1988). Is this a sufficient justification for aesthetic zoning? Does it raise First Amendment issues? 

    29.3.3 Anderson v. City of Issaquah 29.3.3 Anderson v. City of Issaquah

    Division One.

    [No. 29148-3-I.

    M. Bruce Anderson, et al, Appellants, v. The City of Issaquah, Respondent.

    May 24, 1993.]

    Rebekah R. Ross, Dennis D. Reynolds, and Williams, Kast­ner & Gibbs, for appellants.

    Wayne D. Tanaka and Ogden Murphy Wallace, for respon­dent.

    Linda M. Youngs on behalf of American Institute of Archi­tects, amicus curiae.

    Kennedy, J.

    Appellants M. Bruce Anderson, Gary D. LaChance, and M. Bruce Anderson, Inc. (hereinafter referred to as Anderson), challenge the denial of their application for a land use certification, arguing, inter alia, that the building design requirements contained in Issaquah Municipal Code (IMC) 16.16.060 are unconstitutionally vague. The Superior Court rejected this constitutional challenge. We reverse and direct that Anderson's land use certification be issued.1

    The City of Issaquah cross-appeals, contending the trial court erroneously granted summary dismissal of its affirma­tive defenses. Anderson contends the cross appeal is wholly frivolous and seeks an award of reasonable attorney fees incurred in responding thereto. We affirm the trial court's summary dismissal of the affirmative defenses. We resolve our considerable doubts with respect to sanctions in favor of the City of Issaquah and deny Anderson's request for attor­ney fees.

    Facts

    Anderson owns property located at 145 N.W. Gilman Boule­vard in the city of Issaquah (City). In 1988, Anderson applied to the City for a land use certification to develop the property. The property is zoned for general commercial use. Anderson desired to build a 6,800-square-foot commercial building for several retail tenants.

    After obtaining architectural plans, Anderson submitted the project to various City departments for the necessary approvals. The process went smoothly until the approval of the Issaquah Development Commission (Development Com­mission) was sought. This commission was created to admin­ister and enforce the City's land use regulations. It has the authority to approve or deny applications for land use certifi­cation.

    Section 16.16.060 of the IMC enumerates various building design objectives which the Development Commission is required to administer and enforce. Insofar as is relevant to this appeal, the Development Commission is to be guided by the following criteria:

    IMC 16.16.060(B). Relationship of Building and Site to Adjoining Area.
    1. Buildings and structures shall be made compatible with adjacent buildings of conflicting architectural styles by such means as screens and site breaks, or other suitable methods and materials.
    2. Harmony in texture, lines, and masses shall be encour­aged.
    IMC 16.16.060(D). Building Design.
    1. Evaluation of a project shall be based on quality of its design and relationship to the natural setting of the valley and surrounding mountains.
    2. Building components, such as windows, doors, eaves and parapets, shall have appropriate proportions and relationship to each other, expressing themselves as a part of the overall design.
    3. Colors shall be harmonious, with bright or brilliant colors used only for minimal accent.
    4. Design attention shall be given to screening from public view all mechanical equipment, including refuse enclosures, electrical transformer pads and vaults, communication equip­ment, and other utility hardware on roofs, grounds or buildings.
    5. Exterior lighting shall be part of the architectural concept. Fixtures, standards and all exposed accessories shall be har­monious with the building design.
    6. Monotony of design in single or multiple building projects shall be avoided. Efforts should be made to create an interesting project by use of complimentary details, functional orientation of buildings, parking and access provisions and relating the devel­opment to the site. In multiple building projects, variable siting of individual buildings, heights of buildings, or other methods shall be used to prevent a monotonous design.

    As initially designed, Anderson's proposed structure was to be faced with off-white stucco and was to have a blue metal roof. It was designed in a "modern" style with an unbroken "warehouse" appearance in the rear, and large retail-style windows in the front. The City moved a Victorian era resi­dence, the "Alexander House", onto the neighboring property to serve as a visitors' center. Across the street from the Anderson site is a gasoline station that looks like a gasoline station. Located nearby and within view from the proposed building site are two more gasoline stations, the First Mutual Bank Building built in the "Issaquah territorial style", an Elks hall which is described in the record by the Mayor of Issaquah as a "box building", an auto repair shop, and a veterinary clinic with a cyclone-fenced dog run. The area is described in the record as "a natural transition area between old downtown Issaquah and the new village style construc­tion of Gilman [Boulevard]."

    The Development Commission reviewed Anderson's appli­cation for the first time at a public hearing on December 21, 1988. Commissioner Nash commented that "the facade did not fit with the concept of the surrounding area." Commis­sioner McGinnis agreed. Commissioner Nash expressed con­cern about the building color and stated that he did not think the building was compatible with the image of Issa­quah. Commissioner Larson said that he would like to see more depth to the building facade. Commissioner Nash said there should be some interest created along the blank back wall. Commissioner Garrison suggested that the rear facade needed to be redesigned.2

    At the conclusion of the meeting, the Development Com­mission voted to continue the hearing to give Anderson an opportunity to modify the building design.

    On January 18, 1989, Anderson came back before the Devel­opment Commission with modified plans which included changing the roofing from metal to tile, changing the color of the structure from off-white to "Cape Cod" gray with "Tahoe" blue trim, and adding brick to the front facade. During the ensuing discussion among the commissioners, Commissioner Larson stated that the revisions to the front facade had not satisfied his concerns from the last meeting. In response to Anderson's request for more specific design guidelines, Commissioner McGinnis stated that the Development Commission had "been giving direction; it is the applicant's responsibility to take the direction/suggestions and incorporate them into a revised plan that reflects the changes." Commissioner Larson then sug­gested that "[t]he facade can be broken up with sculptures, benches, fountains, etc." Commissioner Nash suggested that Anderson "drive up and down Gilman and look at both good and bad examples of what has been done with flat facades."

    As the discussion continued, Commissioner Larson stated that Anderson "should present a [plan] that achieves what the Commission is trying to achieve through its comments/suggestions at these meetings" and stated that "architectural screens, fountains, paving of brick, wood or other similar method[s] of screening in lieu of vegetative landscaping are examples of design suggestions that can be used to break up the front facade." Commissioner Davis objected to the front facade, stating that he could not see putting an expanse of glass facing Gilman Boulevard. "The building is not compat­ible with Gilman." Commissioner O'Shea agreed. Commis­sioner Nash stated that "the application needs major changes to be acceptable." Commissioner O'Shea agreed. Commis­sioner Nash stated that "this facade does not create the same feeling as the building/environment around this site."

    Commissioner Nash continued, stating that he "person­ally like[d] the introduction of brick and the use of tiles rather than metal on the roof." Commissioner Larson stated that he would like to see a review of the blue to be used: "Tahoe blue may be too dark." Commissioner Steinwachs agreed. Commissioner Larson noted that "the front of the building could be modulated [to] have other design tech­niques employed to make the front facade more interesting."

    With this, the Development Commission voted to continue the discussion to a future hearing.

    On February 15, 1989, Anderson came back before the Development Commission. In the meantime, Anderson's architects had added a 5-foot overhang and a 7-foot accent overhang to the plans for the front of the building. More brick had been added to the front of the building. Wood trim and accent colors had been added to the back of the building and trees were added to the landscaping to further break up the rear facade.

    Anderson explained the plans still called for large, floor to ceiling windows as this was to be a retail premises: "[A] glass front is necessary to rent the space ...". Commissioner Steinwachs stated that he had driven Gilman Boulevard and taken notes. The following verbatim statement by Stein­wachs was placed into the minutes:

    "My General Observation From Driving Up and Down Gilman Boulevard".
    I see certain design elements and techniques used in various combinations in various locations to achieve a visual effect that is sensitive to the unique character of our Signature Street. I see heavy use of brick, wood, and tile. I see minimal use of stucco. I see colors that are mostly earthtones, avoiding extreme contrasts. I see various methods used to provide mod­ulation in both horizontal and vertical lines, such as gables, bay windows, recesses in front faces, porches, rails, many ver­tical columns, and breaks in roof lines. I see long, sloping, conspicuous roofs with large overhangs. I see windows with panels above and below windows. I see no windows that extend down to floor level. This is the impression I have of Gilman Boulevard as it relates to building design.

    Commissioner Nash agreed stating, "[T]here is a certain feeling you get when you drive along Gilman Boulevard, and this building does not give this same feeling." Commissioner Steinwachs wondered if the applicant had any option but to start "from scratch". Anderson responded that he would be willing to change from stucco to wood facing but that, after working on the project for 9 months and experiencing total frustration, he was not willing to make additional design changes.

    At that point, the Development Commission denied Ander­son's application, giving four reasons:

    1. After four [sic] lengthy review meetings of the Development Commission, the applicant has not been sufficiently respon­sive to concerns expressed by the Commission to warrant approval or an additional continuance of the review.
    2. The primary concerns expressed relate to the building archi­tecture as it relates to Gilman Boulevard in general, and the immediate neighborhood in particular.
    3. The Development Commission is charged with protecting, preserving and enhancing the aesthetic values that have established the desirable quality and unique character of Issaquah, reference IMC 16.16.010C.[3]
    4. We see certain design elements and techniques used in vari­ous combinations in various locations to achieve a visual effect that is sensitive to the unique character of our Signa­ture Street. On Gilman Boulevard we see heavy use of brick, wood and tile. We see minimal use of stucco. We see various methods used to provide both horizontal and verti­cal modulation, including gables, breaks in rooflines, bay windows, recesses and protrusions in front face. We see long, sloping, conspicuous roofs with large overhangs. We see no windows that extend to ground level. We see brick and wood panels at intervals between windows. We see earthtone colors avoiding extreme contrast.

    Anderson, who by this time had an estimated $250,000 into the project, timely appealed the adverse ruling to the Issaquah City Council (City Council). After a lengthy hear­ing and much debate, the City Council decided to affirm the Development Commission's decision by a vote of 4 to 3.

    The City Council considered formal written findings and conclusions on April 3, 1989. The City Council verbally adopted its action on that date but required that certain changes be made to the proposed findings and conclusions. Those changes were made and the final findings and conclu­sions were signed on April 5, 1989 (backdated to April 3). On April 5, a notice of action was issued to Anderson, stat­ing that he had 14 days from the date of that notice in which to file any appeal.

    Thirteen days later, on April 18, 1989, Anderson filed a complaint in King County Superior Court. The lawsuit was initially brought in the names of M. Bruce Anderson and Gary D. LaChance. At this time, LaChance still owned the property. On June 19, 1989, LaChance sold the property to M. Bruce Anderson, Inc. The complaint was amended by stipulation to add the corporation as a party plaintiff, with­out prejudice to the City's right to argue that the corporation had been an indispensable party before the sale closed. The Washington State Attorney General was not named as a defendant. On August 28, 1990, prior to trial, the Attorney General was served.4 The Attorney General declined the opportunity to participate in the action and waived notice of any further proceedings.

    In responding to the action, the City interposed affirma­tive defenses, alleging that the complaint had been filed 1 day past the 14-day deadline established by IMC 1.32.040; and that Anderson had failed to name an indispensable party, the Attorney General. Later, the City argued that M. Bruce Anderson, Inc., should have been joined initially. Prior to trial, these affirmative defenses were stricken, fol­lowing the grant of Anderson's request for summary judg­ment thereon.

    Following trial, the court dismissed Anderson's complaint, rejecting the same claims now raised in this appeal.

    Discussion

    1. Cross Appeal.

    We first address the issues raised in the cross appeal, as a ruling in favor of the City on those issues would obviate Anderson's appeal.

    By bringing the cross appeal the City has come within a hair's breadth of incurring sanctions under RAP 18.9 (frivo­lous appeal). We exercise our discretion and deny Anderson's request for sanctions primarily because the City is techni­cally correct that, under Birch Bay Trailer Sales, Inc. v. Whatcom Cy., 65 Wn. App. 739, 829 P.2d 1109, review denied, 119 Wn.2d 1023 (1992) and DiGiovanni v. Tukwila, 54 Wn. App. 627, 774 P.2d 1244 (1989), review denied, 114 Wn.2d 1001 (1990), the date of the City's "decision" was April 3, 1989, rather than April 5, 1989, when the formal written findings and conclusions were actually signed.5 But see North St. Ass'n v. Olympia, 96 Wn.2d 359, 361, 369-70, 635 P.2d 721 (1981) (30-day period in which to file a petition for writ of review did not commence to run from date of oral decision but rather from date of official notice of decision), disapproved on other grounds in Sidis v. Brodie/Dohrmann, Inc., 117 Wn.2d 325, 815 P.2d 781 (1991).

    Although the issue here raised is not in and of itself frivolous, we hold that the City waived the right to argue this issue when, on April 5, 1989, it sent Anderson a notice stating that Anderson had 14 days from the date of that notice to file an appeal.6 Therefore, we need not decide the issue and decline to do so.

    The City's claim that M. Bruce Anderson, Inc., should have been named as a party plaintiff at a time before the corporation purchased the property here in issue is wholly frivolous. A property owner in an action such as this is a necessary and indispensable party, Veradale Vly. Citizens’ Planning Comm. v. Board of Cy. Comm'rs, 22 Wn. App. 229, 232-33, 588 P.2d 750 (1978), but the Anderson corporation did not become the owner of this property until June 1989.7 We hold that the corporation did not become an indispens­able party until it purchased the property, by which time M. Bruce Anderson, Inc., had been joined as a party. See CR 15(c).

    Finally, the City argues that Anderson's failure to promptly serve the Attorney General is fatal to the claim. RCW 7.24.110 does require that the Attorney General be served, although no time limit is stated. In Kendall v. Doug­las, Grant, Lincoln & Okanogan Cys. Pub. Hosp. Dist. 6, 118 Wn.2d 1, 11-12, 820 P.2d 497 (1991), our Supreme Court affirmed the dismissal of a claim which challenged the facial constitutionality of a state statute because the Attorney General had never been served. In Leonard v. Seattle, 81 Wn.2d 479, 503 P.2d 741 (1972), an assistant attorney gen­eral, although that office had never been served, appeared specially at trial and testified that the Attorney General's office was (at that time) being served with more than 250 such cases a year and that, had the Attorney General's office been served in that case, it would have waived any right to participate in the litigation. Leonard, 81 Wn.2d at 482-83. The Leonard court held that, although service upon the Attorney General is jurisdictional in a general sense, such service is subject to waiver by the Attorney General and had been waived in that case. Leonard, 81 Wn.2d at 482.

    In Zimmer v. Seattle, 19 Wn. App. 864, 869-70, 578 P.2d 548 (1978), the Attorney General was served, although it is not clear from the decision just when this was done. The Attorney General's office waived the opportunity to participate. This court noted that "the attorney general is not obliged to appear" and he or she may waive the requirement of service. Zimmer, 19 Wn. App. at 869-70 (citing Leonard, 81 Wn.2d at 482).

    We hold that the Attorney General's pretrial waiver of the statutory opportunity to intervene is dispositive of this issue. Leonard clearly controls. If the Attorney General may waive the total failure to serve, he or she most certainly can waive "late" service.8

    Because "all doubts as to whether [an] appeal is frivo­lous should be resolved in favor of the appellant", Millers Cas. Ins. Co. v. Briggs, 100 Wn.2d 9, 15, 665 P.2d 887 (1983) (quoting Streater v. White, 26 Wn. App. 430, 435, 613 P.2d 187, review denied, 94 Wn.2d 1014 (1980)), we resolve the close issue of whether the cross appeal is wholly frivolous in favor of the City. Accordingly, we deny Anderson's request for sanctions for a frivolous cross appeal.

    2. Constitutionality of IMC 16.16.060 (Building Design Provisions).

    [A] statute which either forbids or requires the doing of an act in terms so vague that men [and women] of common intelli­gence must necessarily guess at its meaning and differ as to its application, violates the first essential of due process of law.

    Connally v. General Constr. Co., 269 U.S. 385, 391, 70 L. Ed. 322, 46 S. Ct. 126 (1926). See also State v. Reader's Digest Ass'n, Inc., 81 Wn.2d 259, 273, 501 P.2d 290 (1972), appeal dismissed, 411 U.S. 945 (1973); Burien Bark Supply v. King Cy., 106 Wn.2d 868, 871, 725 P.2d 994 (1986). In the field of regulatory statutes governing business activities, statutes which employ technical words which are commonly under­stood within an industry, or which employ words with a well-settled common law meaning, generally will be sus­tained against a charge of vagueness. Reader's Digest Ass’n, 81 Wn.2d at 273-74. The vagueness test does not require a statute to meet impossible standards of specificity. Chicago, M., St. P. & P.R.R. v. State Human Rights Comm'n, 87 Wn.2d 802, 805, 557 P.2d 307 (1976).

    In the area of land use, a court looks not only at the face of the ordinance but also at its application to the person who has sought to comply with the ordinance and/or who is alleged to have failed to comply. Burien Bark Supply, 106 Wn.2d at 871; Grant Cy. v. Bohne, 89 Wn.2d 953, 955, 577 P.2d 138 (1978). The purpose of the void for vagueness doc­trine is to limit arbitrary and discretionary enforcements of the law. Burien Bark Supply, 106 Wn.2d at 871.

    Looking first at the face of the building design sections of IMC 16.16.060, we note that an ordinary citizen reading these sections would learn only that a given building project should bear a good relationship with the Issaquah Valley and surrounding mountains; its windows, doors, eaves and parapets should be of "appropriate proportions", its colors should be "harmonious" and seldom "bright" or "brilliant"; its mechanical equipment should be screened from public view; its exterior lighting should be "harmonious" with the building design and "monotony should be avoided." The proj­ect should also be "interesting". IMC 16.16.060(D)(l)-(6). If the building is not "compatible" with adjacent buildings, it should be "made compatible" by the use of screens and site breaks "or other suitable methods and materials." "Harmony in texture, lines, and masses [is] encouraged." The landscap­ing should provide an "attractive . . . transition" to adjoining properties. IMC 16.16.060(B)(l)-(3).

    As is stated in the brief of amicus curiae,9 we conclude that these code sections "do not give effective or meaningful guidance" to applicants, to design professionals, or to the public officials of Issaquah who are responsible for enforcing the code. Brief of Amicus Curiae, at 1. Although it is clear from the code sections here at issue that mechanical equip­ment must be screened from public view and that, probably, earthtones or pastels located within the cool and muted ranges of the color wheel are going to be preferred, there is nothing in the code from which an applicant can determine whether his or her project is going to be seen by the Devel­opment Commission as "interesting" versus "monotonous" and as "harmonious" with the valley and the mountains. Neither is it clear from the code just what else, besides the valley and the mountains, a particular project is supposed to be harmonious with, although "[h]armony in texture, lines, and masses" is certainly encouraged. IMC 16.16.060(B)(2).10

    In attempting to interpret and apply this code, the com­missioners charged with that task were left with only their own individual, subjective "feelings" about the "image of Issaquah" and as to whether this project was "compatible" or "interesting". The commissioners stated that the City was "making a statement" on its "signature street"11 and invited Anderson to take a drive up and down Gilman Boulevard and "look at good and bad examples of what has been done with flat facades." One commissioner drove up and down Gilman, taking notes, in a no doubt sincere effort to define that which is left undefined in the code.12

    The point we make here is that neither Anderson nor the commissioners may constitutionally be required or allowed to guess at the meaning of the code's building design require­ments by driving up and down Gilman Boulevard looking at "good and bad" examples of what has been done with other buildings, recently or in the past. We hold that the code sections here at issue are unconstitutionally vague on their face. The words employed are not technical words which are commonly understood within the professional building design industry. Neither do these words have a settled com­mon law meaning.

    As they were applied to Anderson, it is also clear the code sections at issue fail to pass constitutional muster. Be­cause the commissioners themselves had no objective guide­lines to follow, they necessarily had to resort to their own subjective "feelings". The "statement" Issaquah is apparently trying to make on its "signature street" is not written in the code. In order to be enforceable, that "statement" must be written down in the code, in understandable terms.13 See, e.g., Morristown Road Assocs. v. Mayor & Common Coun. & Planning Bd., 163 N.J. Super. 58, 394 A.2d 157 (1978). The unacceptable alternative is what happened here. The com­missioners enforced not a building design code but their own arbitrary concept of the provisions of an unwritten "state­ment" to be made on Gilman Boulevard. The commissioners' individual concepts were as vague and undefined as those written in the code. This is the very epitome of discretionary, arbitrary enforcement of the law.

    Councilwoman McHenry said it very well during the appeal to the City Council:

    [M]aybe we haven't done a good job in . . . communicating what kind of image we want. We all want an image. I bet you if I stated my image it would be certainly different from every­one of you here and everyone in the audience. . . . [I]f we want a specific design, I agree with proponent's counsel, and that is that we come up with a specific district design . . . We don't have such a design requirement. So we all have to rely on some gut feel. And often times this gut feel gets us into trouble because it could be misinterpreted or misconstrued . . .[.]

    Although the City argues that its code is not unconstitu­tionally vague, it primarily relies upon the procedural safe­guards contained in the code. Because aesthetic considera­tions are subjective in concept, the City argues that they cannot be reduced to a formula or a number. The vagueness test does not require a statute to meet impossible standards of specificity. Chicago, M., St. P. & P.R.R. v. State Human Rights Comm'n, 87 Wn.2d at 805.

    As well illustrated by the appendices to the brief of amicus curiae, aesthetic considerations are not impossible to define in a code or ordinance.14 Moreover, the procedural safeguards contained in the Issaquah Municipal Code (pro­viding for appeal to the City Council and to the courts) do not cure the constitutional defects here apparent. The City relies heavily upon Barry & Barry, Inc. v. Department of Motor Vehicles, 81 Wn.2d 155, 500 P.2d 540 (1972), appeal dismissed, 410 U.S. 977 (1973) and argues that, under that case, a city need only provide standards and guidelines that define in very general terms what is to be done, and by whom, together with sufficient procedural safeguards to con­trol arbitrary administration. See also State ex rel. Standard Mining & Dev. Corp. v. Auburn, 82 Wn.2d 321, 510 P.2d 647 (1973) (applying Barry to an Auburn zoning ordinance).

    In Barry, the Washington Supreme Court decided first that the Washington Legislature had indeed delegated to the Director of the Department of Motor Vehicles the authority to promulgate a schedule of maximum fees which could be charged by employment agencies. The second question before the court was whether this was an unconstitutional delega­tion of legislative authority because of the absence of ade­quate legislative standards. The court held that it was not. "[T]he best way to work out policy is often for the legislative body to avoid generalization and to assign to an administra­tive agency the task of working out such policy on a case-by-­case basis." Barry, 81 Wn.2d at 160 (citing 1 K. Davis, Ad­ministrative Law Treatise § 2.08 (1958)).

    It is clear, however, that the Barry court did not have in mind judicial approval of the kind of ad hoc case-by-case policymaking which Anderson experienced before the Issa­quah Development Commission:

    The non-delegation doctrine can and should be altered to turn it into an effective and useful judicial tool. Its purpose should no longer be either to prevent delegation of legislative power or to require meaningful statutory standards; its pur­pose should be the much deeper one of protecting against unnecessary and uncontrolled discretionary power. . . . The focus of judicial inquiries thus should shift from statutory standards to administrative safeguards and administrative standards. As soon as that shift is accomplished, the protec­tions should grow beyond the non-delegation doctrine to a much broader requirement, judicially enforced, that as far as is practicable administrators must structure their discretion­ary power through appropriate safeguards and must confine and guide their discretionary power through standards, prin­ciples, and rules.

    Barry, 81 Wn.2d at 161 (quoting 1 K. Davis, Administrative Law Treatise § 2.00 (Supp. 1970)). In Barry, the Legislature authorized the Director of the Department of Motor Vehicles to adopt a uniform fee schedule, not to decide fee issues arbitrarily on a case-by-case basis. The Director was required to establish and publish the uniform standards, principles, and rules by which all employment agencies would be gov­erned. Barry does not suggest that an administrative agency acting in the absence of clear legislative guidelines may arbi­trarily impose vague, unarticulated and unpublished stan­dards upon the public.

    In Standard Mining & Dev. Corp., the Supreme Court dealt with the comprehensive plan and certain zoning regu­lations adopted by the City of Auburn to govern special use permits for gravel pit operations. The appellant mining com­pany argued that the zoning regulation governing special use permits was invalid in that it contained no standards to guide the city council in formulating the conditions which shall attach to such permits. The Supreme Court responded to this argument as follows:

    As we recently indicated in Barry & Barry, Inc. v. Depart­ment of Motor Vehicles, 81 Wn.2d 155, 500 P.2d 540 (1972), the specification of standards is not always appropriate in admin­istrative actions. The function of prescribing the conditions under which a special use permit may be enjoyed is one to which this principle is applicable. Only rarely will the environ­mental factors affecting different special use applications be the same. Generally speaking, the conditions imposed must necessarily differ from case to case. This does not mean that the applicant is denied due process of law or the equal protec­tion of the laws—so long as he is granted a hearing, a right of appeal, and a chance to show that the conditions are unrea­sonable, that is, unnecessarily burdensome or unrelated to the purpose which they are legitimately designed to serve.

    Standard Mining & Dev. Corp., 82 Wn.2d at 330-31.

    The Standard Mining court pointed out that Auburn's comprehensive plan dealt extensively with the numerous deposits of sand and gravel located within the Auburn city limits and that an applicant may appeal the imposition of conditions placed on a special use permit on the basis that the conditions are unduly burdensome or not reasonably cal­culated to achieve the purposes set forth in the comprehen­sive plan. Standard Mining & Dev. Corp., 82 Wn.2d at 331-­32. Issaquah argues that Anderson is in the same position and, accordingly, that Standard Mining dictates that we must affirm. We disagree and hold that the principles of Barry as applied in Standard Mining do not apply to the code sections here at issue. Instead, we adopt the approach of the New Jersey court in Morristown Road Assocs., 163 N.J. Super, at 67-68. A design review ordinance must con­tain workable guidelines. Too broad a discretion permits determinations based upon whim, caprice, or subjective con­siderations.

    Certainly, the IMC grants Anderson the right to appeal the adverse decision of the Development Commission. But just as IMC 16.16.060 provides no standards by which an applicant or the Development Commission or the City Council can determine whether a given building design passes muster under the code, it provides no ascertainable criteria by which a court can review a decision at issue, regardless of whether the court applies the arbitrary and capricious standard as the City argues is appropriate or the clearly erroneous standard as Anderson argues is appropriate. Under either standard of review, the appellate process is to no avail where the statute at issue contains no ascertainable standards and where, as here, the Development Commission was not empowered to adopt clearly ascertainable standards of its own.15 The proce­dural safeguards provided here do not save the ordinance.

    Anderson has argued strenuously in this appeal that a municipality has no power to deny a proposed development for aesthetic reasons alone. Anderson argues this issue is "settled" by Washington case law. See Polygon Corp. v. Seat­tle, 90 Wn.2d 59, 70, 578 P.2d 1309 (1978); Duckworth v. Bonney Lk., 91 Wn.2d 19, 30, 586 P.2d 860 (1978); Victoria Tower Partnership v. Seattle, 59 Wn. App. 592, 603, 800 P.2d 380 (1990) (holding a city can consider aesthetic impacts only "along with other adverse impacts"), review denied, 116 Wn.2d 1012 (1991). Relying on these same cases, the City argues that, although Anderson's land use certification admittedly was denied solely on the basis of aesthetics, IMC 16.16 is valid because aesthetic concerns are only one of the bases contained in the code for the exercise of police power relating to land use. The amicus points out that the modern view is that aesthetics alone will justify a regulation, pro­vided that there are adequate standards and they are appro­priately applied. See 1 A. & D. Rathkopf, Zoning and Plan­ning § 14.02[4] (1986).

    We believe the issue of whether a community can exert control over design issues based solely on accepted commu­nity aesthetic values is far from "settled" in Washington case law. The possibility certainly has not been foreclosed by our Supreme Court. See Polygon, 90 Wn.2d at 70 ("While this court has not held that aesthetic factors alone will support an exercise of the police power, such considerations taken together with other factors can support such action."). See also Duckworth, 91 Wn.2d at 30 ("While we have indicated that aesthetic considerations alone may not support invoca­tion of the police powers . . .". (Italics ours.))

    Clearly, however, aesthetic standards are an appro­priate component of land use governance. Whenever a com­munity adopts such standards they can and must be drafted to give clear guidance to all parties concerned. Applicants must have an understandable statement of what is expected from new construction. Design professionals need to know in advance what standards will be acceptable in a given com­munity. It is unreasonable to expect applicants to pay for repetitive revisions of plans in an effort to comply with the unarticulated, unpublished "statements" a given community may wish to make on or off its "signature street". It is equally unreasonable, and a deprivation of due process, to expect or allow a design review board such as the Issaquah Development Commission to create standards on an ad hoc basis, during the design review process.

    Conclusion

    It is not disputed that Anderson's project meets all of the City's land use requirements except for those unwritten and therefore unenforceable requirements relating to building design which the Development Commission unsuccessfully tried to articulate during the course of several hearings. We order that Anderson's land use certification be issued, pro­vided however, that those changes which Anderson agreed to through the hearing before the City Council may validly be imposed.

    Scholfield and Grosse, JJ., concur.

    1

    Anderson raises additional issues which we need not address in view of our determination that the land use certification was denied based on an unconstitu­tionally vague ordinance which was applied in an ad hoc manner.

    2

    The minutes of this and the other commission hearings for this project reflect that parking, signs, building security, and landscaping were also dis­cussed. We include here only those comments contained in the various minutes which relate to building design.

    3

    IMC 16.16.010(C) provides that one of the purposes of the code is "[t]o pro­tect, preserve and enhance the social, cultural, economic, environmental and aesthetic values that have established the desirable quality and unique charac­ter of Issaquah[.]"

    4

    Anderson was/is challenging the constitutionality of an Issaquah city ordinance. RCW 7.24.110 provides that when declaratory relief is sought that a municipal ordinance is unconstitutional, the Attorney General shall be served and shall be entitled to be heard. The statute does not require that the Attorney General be named as a party.

    5

    IMC 1.32.040 requires that any appeal to the superior court be filed within 14 days of the City Council's "decision".

    6

    The existence of this notice was not revealed to this court by the City. Ander­son pointed it out in the reply brief responding to the cross appeal.

    7

    The City also failed to point out this relevant fact to this court. Anderson pointed it out in the reply brief. This court is not favorably impressed by the City's lack of candor.

    8

    We do not hold that the service here was "late". The statute does not require that the Attorney General be named as a party and no deadline for service is contained in ROW 7.24.110.

    9

    The amicus curiae is the Seattle Chapter of the American Institute of Archi­tects, the Washington Council of the American Institute of Architects, and the Washington Chapter of the American Society of Landscape Architects.

    10

    Apparently a particular building need not be particularly compatible with the design of an adjacent building in that it can be "made compatible" by the use of "screens and site breaks". IMC 16.16.060(B)(1).

    11

    The term "signature street" is not defined in the ordinance here at issue.

    12

    Although Commissioner Steinwachs stated that he saw heavy use of brick, wood and tile, minimal use of stucco, many gables, bay windows, and long, sloping vertical roofs, it is clear from the record that also to be seen on Gilman Boulevard are a number of approved and completed projects that do not bear these characteristics. Examples include a Schuck's Auto Supply store at 607 N.W. Gilman Boulevard; a strip mall known as Town and Country Square at 1135 Gilman Boulevard; a Mobil gasoline station located at 55 N.W. Gilman Boulevard and a Skipper's restaurant located at the southeast corner of Front Street and Gilman Boulevard.

    13

    We reject the City's argument that Issaquah's comprehensive plan and its 1-90 subarea amendment when read in conjunction with IMC 16.16.060 fills in the constitutional gap. The comprehensive plan contains only very general statements of policy, criteria, and goals. By the terms of the plan, the City stated its intention to enact and enforce specific regulations in order to carry out the comprehensive plan. It is one of these regulations that is at issue here.

    14

    Appendix A to the brief of amicus curiae is a portion of the design objectives plan for entryway corridors for Bozeman, Montana. Appendix B is a portion of the development code for San Bernardino, California. Both codes contain exten­sive written criteria illustrated by schematic drawings and photographs. The illustrations clarify a number of concepts which otherwise might be difficult to describe with the requisite degree of clarity.

    15

    We do not decide whether such authority could have been delegated to this commission. Such authority was not delegated here.

    29.4 D. Exclusionary Zoning: FAMILY STATUS ZONING 29.4 D. Exclusionary Zoning: FAMILY STATUS ZONING

    Any zoning scheme which creates a single-family zoning district, or even a standard for what single-family homes must look like, must contain a definition of family. 

    29.4.1 City of Ladue v. Horn 29.4.1 City of Ladue v. Horn

    Missouri Court of Appeals, Eastern District, Division Three.

    No. 51415.

    CITY OF LADUE, Plaintiff-Respondent, v. Joan K. HORN and E. Terrence Jones, Defendants-Appellants.

    Nov. 4, 1986.

    Motion for Transfer to Supreme Court Denied Dec. 10, 1986.

    Motion for Transfer to Supreme Court Overruled Feb. 17, 1987.

    PUDLOWSKI, P.J., and KAROHL, J., concur.

    Frank Susman, Clayton, for defendants-­appellants.

    F. Douglas O’Leary, St. Louis, for plain­tiff-respondent.

    CRANDALL, Judge.

    Defendants, Joan Horn and E. Terrence Jones, appeal from the judgment of the trial court in favor of plaintiff, City of Ladue (Ladue), which enjoined defendants from occupying their home in violation of Ladue’s zoning ordinance and which dis­missed defendants’ counterclaim. We af­firm.

    The case was submitted to the trial court on stipulated facts. Ladue’s Zoning Ordi­nance No. 1175 was in effect at all times pertinent to the present action. Certain zones were designated as one-family resi­dential. The zoning ordinance defined fam­ily as: “One or more persons related by blood, marriage or adoption, occupying a dwelling unit as an individual housekeeping organization.” The only authorized acces­sory use in residential districts was for “[a]ccommodations for domestic persons employed and living on the premises and home occupations.” The purpose of Ladue’s zoning ordinance was broadly stated as to promote “the health, safety, morals and general welfare” of Ladue.

    In July, 1981, defendants purchased a seven-bedroom, four-bathroom house which was located in a single-family resi­dential zone in Ladue. Residing in defend­ants’ home were Horn’s two children (aged 16 and 19) and Jones’s one child (age 18). The two older children attended out-of-­state universities and lived in the house only on a part-time basis. Although de­fendants were not married, they shared a common bedroom, maintained a joint check­ing account for the household expenses, ate their meals together, entertained together, and disciplined each other’s children.1 Ladue made demands upon defendants to va­cate their home because their household did not comprise a family, as defined by Ladue’s zoning ordinance, and therefore they could not live in an area zoned for single-­family dwellings. When defendants re­fused to vacate, Ladue sought to enjoin defendants’ continued violation of the zon­ing ordinance.2 Defendants counter­claimed, seeking a declaration that the zon­ing ordinance was constitutionally void. They also sought attorneys’ fees and costs. The trial court entered a permanent injunc­tion in favor of Ladue and dismissed de­fendants’ counterclaim. Enforcement of the injunction was stayed pending this ap­peal.

    Preliminarily, we note that the ordi­nance in question clearly restricts the use of the property rather than the character of the structure. Compare Blevins v. Barry-Lawrence County Ass’n. for Re­tarded Citizens, 707 S.W.2d 407 (Mo. banc 1986). It is therefore a legal impossibility to uphold the validity of the ordinance and, at the same time, permit defendants to occupy their residence.

    In Missouri, the scope of appel­late review in zoning matters is limited; and the reviewing court may not substitute its judgment for that of the zoning authori­ty. Plaas v. Lehr, 538 S.W.2d 919, 921 (Mo.App.1976). A zoning ordinance is pre­sumed valid. Deacon v. City of Ladue, 294 S.W.2d 616, 624 (Mo.App.1956). The legislative body is vested with broad discre­tion and the appellate court cannot inter­fere unless it is shown that the legislative body has acted arbitrarily. Id. “If the council’s action is fairly debatable, the court cannot substitute its opinion.” Vat­terott v. City of Florissant, 462 S.W.2d 711, 713 (Mo.App.1971).

    In addition to our scope of review in zoning matters, we are guided by our scope of review in a court-tried case. Murphy v. Carron, 536 S.W.2d 30 (Mo. banc 1976). Here, the parties did not request, nor did the trial court make, findings on any con­troverted fact issues. See Rule 73.01(a)(2). We therefore assume that all factual deter­minations were made consistent with the trial court’s judgment. Weiss v. Fayant, 606 S.W.2d 440, 443 (Mo.App.1980).

    Capsulated, defendants’ attack on La­due’s ordinance is three-pronged. First, the zoning limitations foreclose them from exercising their right to associate freely with whomever they wish. Roberts v. United States Jaycees, 468 U.S. 609, 104 S.Ct. 3244, 82 L.Ed.2d 462 (1984). Second, their right to privacy is violated by the zoning restrictions. Stanley v. Georgia, 394 U.S. 557, 89 S.Ct. 1243, 22 L.Ed.2d 542 (1969). Third, the zoning classification dis­tinguishes between related persons and un­related persons. United States Dept. of Agriculture v. Moreno, 413 U.S. 528, 93 S.Ct. 2821, 37 L.Ed.2d 782 (1973). Defend­ants allege that the United States and Mis­souri Constitutions grant each of them the right to share his or her residence with whomever he or she chooses. They assert that Ladue has not demonstrated a compel­ling, much less rational, justification for the overly proscriptive blood or legal rela­tionship requirement in its zoning ordi­nance.

    Defendants posit that the term “family” is susceptible to several meanings. They contend that, since their household is the “functional and factual equivalent of a nat­ural family,” the ordinance may not pre­clude them from living in a single-family residential Ladue neighborhood. See, e.g., McMinn v. Town of Oyster Bay, 66 N.Y.2d 544, 498 N.Y.S.2d 128, 488 N.E.2d 1240 (Ct.App.1985). Defendants argue in their brief as follows:

    The record amply demonstrates that the private, intimate interests of Horn and Jones are substantial. Horn, Jones, and their respective children have historically lived together as a single family unit. They use and occupy their home for the identical purposes and in the identical manners as families which are biological­ly or maritally related.

    To bolster this contention, defendants elab­orate on their shared duties, as set forth earlier in this opinion. Defendants ac­knowledge the importance of viewing them­selves as a family unit, albeit a “conceptual family” as opposed to a “true non-family,” in order to prevent the application of the ordinance.3

    The fallacy in defendants’ syllogism is that the stipulated facts do not compel the conclusion that defendants are living as a family. A man and woman living togeth­er, sharing pleasures and certain responsi­bilities, does not per se constitute a family in even the conceptual sense. To approxi­mate a family relationship, there must exist a commitment to a permanent relationship and a perceived reciprocal obligation to support and to care for each other. See, e.g., State ex rel. Ellis v. Liddle, 520 S.W.2d 644, 650 (Mo.App.1975). Only when these characteristics are present can the conceptual family, perhaps, equate with the traditional-family. In a traditional family, certain of its inherent attributes arise from the legal relationship of the family mem­bers. In a non-traditional family, those same qualities arise in fact, either by ex­plicit agreement or by tacit understanding among the parties.

    While the stipulated facts could arguably support an inference by the trial court that defendants and their children comprised a non-traditional family, they do not compel that inference. Absent findings of fact and conclusions of law, we cannot assume that the trial court’s perception of defend­ants’ familial status comported with de­fendants’ characterization of themselves as a conceptual family. In fact, if a finding by the trial court that defendants’ living arrangement constituted a conceptual fami­ly is critical to a determination in defend­ants’ favor, we can assume that the court’s finding was adverse to defendants’ posi­tion. Ordinarily, given our deference to the decision of the trial court, that would dispose of this appeal. We decline, how­ever, to restrict our ruling to such a nar­row basis. We therefore consider the broader issues presented by the parties. We assume, arguendo, that the sole basis for the judgment entered by the trial court was that defendants were not related by blood, marriage or adoption, as required by Ladue’s ordinance.

    We first consider whether the ordinance violates any federally protected rights of the defendants. Generally, federal court decisions hold that a zoning classification based upon a biological or a legal relation­ship among household members is justifi­able under constitutional police powers to protect the public health, safety, morals or welfare of the community. See P. Rohan, Zoning and Land Use Controls, § 3.04[2][a] (1986).

    More specifically, the United States Supreme Court has developed a two-tiered approach by which to examine legislation challenged as violative of the equal protec­tion clause. If the personal interest affect­ed by the ordinance is fundamental, “strict scrutiny” is applied and the ordinance is sustained only upon a showing that the burden imposed is necessary to protect a compelling governmental interest. If the ordinance does not contain a suspect class or impinge upon a fundamental interest, the more relaxed “rational basis” test is applied and the classification imposed by the ordinance is upheld if any facts can reasonably justify it. McGowan v. Mary­land, 366 U.S. 420, 426, 81 S.Ct. 1101,1105, 6 L.Ed.2d 393 (1961). Defendants urge this court to recognize that their interest in choosing their own living arrangement in­exorably involves their fundamental rights of freedom of association and of privacy.

    In Village of Euclid v. Ambler Realty Co., 272 U.S. 365, 47 S.Ct. 114, 71 L.Ed. 303 (1926) and in Nectow v. City of Cambridge, 277 U.S. 183, 48 S.Ct. 447, 72 L.Ed. 842 (1928), the United States Supreme Court also established the due process parame­ters of permissible legislation. The ordi­nance in question must have a “foundation in reason” and bear a “substantial relation to the public health, the public morals, the public safety or the public welfare in its proper sense.” Nectow, 277 U.S. at 187-­88, 48 S.Ct. at 448 (quoting Euclid, 272 U.S. at 395, 47 S.Ct. at 121).

    In the Village of Belle Terre v. Boraas, 416 U.S. 1, 94 S.Ct. 1536, 39 L.Ed.2d 797 (1974), the court addressed a zoning regula­tion of the type at issue in this case. The court held that the Village of Belle Terre ordinance involved no fundamental right, but was typical of economic and social leg­islation which is upheld if it is reasonably related to a permissible governmental ob­jective. Id. at 7-8, 94 S.Ct. at 1540. The challenged zoning ordinance of the Village of Belle Terre defined family as:

    One or more persons related by blood, adoption or marriage, living and cooking together as a single housekeeping unit [or] a number of persons but not exceed­ing two (2) living and cooking together as a single housekeeping unit though not related by blood, adoption, or mar­riage ....

    The court upheld the ordinance, reasoning that the ordinance constituted valid land use legislation reasonably designed to maintain traditional family values and pat­terns.

    The importance of the family was re­affirmed in Moore v. City of East Cleve­land, 431 U.S. 494, 97 S.Ct. 1932, 52 L.Ed.2d 531 (1977), wherein the United States Supreme Court was confronted with a housing ordinance which defined a “fami­ly” as only certain closely related individu­als. Consequently, a grandmother who lived with her son and two grandsons was convicted of violating the ordinance be­cause her two grandsons were first cousins rather than brothers. The United States Supreme Court struck down the East Cleveland ordinance for violating the free­dom of personal choice in matters of mar­riage and family life. The court distin­guished Belle Terre by stating that the ordinance in that case allowed all individu­als related by blood, marriage or adoption to live together; whereas East Cleveland, by restricting the number of related per­sons who could live together, sought “to regulate the occupancy of its housing by slicing deeply into the family itself.” Id. at 498, 97 S.Ct. at 1935. The court pointed out that the institution of the family is protected by the Constitution precisely be­cause it is so deeply rooted in the American tradition and that “[o]urs is by no means a tradition limited to respect for the bonds uniting the members of the nuclear fami­ly.” Id. at 504, 97 S.Ct. at 1938.

    Here, because we are dealing with economic and social legislation and not with a fundamental interest or a suspect classifi­cation, the test of constitutionality is whether the ordinance is reasonable and not arbitrary and bears a rational relation­ship to a permissible state objective. Belle Terre, 416 U.S. at 7-8, 94 S.Ct. at 1540. “[E]very line drawn by a legislature leaves some out that might well have been includ­ed. That exercise of discretion, however, is a legislative, not a judicial, function.” Id. at 8, 94 S.Ct. at 1540. (footnote omitted).

    Ladue has a legitimate concern with laying out guidelines for land use addressed to family needs. “It is ample to lay out zones where family values, youth values, and the blessings of quiet seclusion and clean air make the area a sanctuary for people.” Id. at 9, 94 S.Ct. at 1541. The question of whether Ladue could have cho­sen more precise means to effectuate its legislative goals is immaterial. Ladue’s zoning ordinance is rationally related to its expressed purposes and violates no provi­sions of the Constitution of the United States. Further, defendants’ assertion that they have a constitutional right to share their residence with whomever they please amounts to the same argument that was made and found unpersuasive by the court in Belle Terre.

    We next consider whether the Ladue or­dinance violates any rights of defendants protected by the Missouri Constitution. Defendants rely on several Missouri cases which they allege have “expanded the defi­nition of ‘family.’” We disagree with de­fendants’ conclusion.

    In State ex rel. Ellis v. Liddle, 520 S.W.2d 644 (Mo.App.1975), the zoning ordi­nance divided the term “family” into two distinct categories, as follows:

    First, “one or more persons related by blood, marriage, or adoption living to­gether in one dwelling unit” in a “com­mon household” including servants, guests, boarders, roomers or lodgers. The ordinance places no limitation on the number of such persons occupying the dwelling unit. Second, persons “not re­lated by blood, marriage, or adoption”. Such occupancy may not exceed 10 per­sons in any one dwelling unit.

    Id. at 650. Given this definition, the court permitted the operation of a group home for six to eight juvenile boys and two “teaching parents” in a single-family resi­dential neighborhood in Maryville, Missou­ri. The court stated that it was clear that, “both under the specific terms of the ordi­nance and under common law” (emphasis added), the operation of the group home did no violence to the single-family residence requirement.

    In City of Vinita Park v. Girls Shelter-­care, Inc., 664 S.W.2d 256 (Mo.App.1984), this court allowed the use of a single-fami­ly residence as a girls’ group home operat­ed by the Juvenile Court of St. Louis Coun­ty in the City of Vinita Park. The Vinita Park Zoning Ordinance defined family as “[o]ne or more persons related by blood or marriage occupying a premises and living as a single housekeeping unit.” Id. at 258. The housing ordinance contained a more expansive definition of family:

    [A]n individual or married couple and the children thereof and no more than two other persons related directly to the indi­vidual or married couple by blood or mar­riage and not more than three persons not related by blood or marriage living together as a single housekeeping unit in a dwelling unit.

    Id. at 259 n. 1.

    The court stated that, although the group did not “conform to the letter of either of the ordinances which defines family,” it did conform to “the spirit of the ordinances.” Id. at 259. (emphasis add­ed). After addressing the “family” issue, the court addressed what it referred to as the “pivotal issue” of the case concerning what limitations there are on the power of a municipality to zone public uses. The court held that “the leasing of the premises pursuant to the statutory authority for the county and juvenile court to establish a group home is a governmental function (use) and thereby immune from the City of Vinita Park’s zoning ordinance.” Id. at 262.

    In both of these cases, the reviewing court looked to the definition of family as set forth in the ordinance. Defendants’ argument that these cases “expand” the definition of family is unpersuasive. The clear implication of these cases is that the appellate court will give deference to a zoning ordinance, particularly when there is no overriding governmental interest or statutory authority to negate the legisla­tive prerogative to define family based upon biological or legal relationships.

    For purposes of its zoning code, Ladue has in precise language defined the term family. It chose the definition which com­ports with the historical and traditional no­tions of family; namely, those people relat­ed by blood, marriage or adoption. That definition of family has been upheld in nu­merous Missouri decisions. See, e.g., Lon­don v. Handicapped Facilities Board of St. Charles County, 637 S.W.2d 212 (Mo.­App.1982) (group home not a “family” as used in restrictive covenant); Feely v. Birenbaum, 554 S.W.2d 432 (Mo.App.1977) (two unrelated males not a “family” as used in restrictive covenant); Cash v. Catholic Diocese, 414 S.W.2d 346 (Mo.App.­1967) (nuns not a “family” as used in a restrictive covenant).

    Decisions from other state jurisdictions have addressed identical constitutional challenges to zoning ordinances similar to the ordinance in the instant case. The re­viewing courts have upheld their respective ordinances on the ground that maintenance of a traditional family environment consti­tutes a reasonable basis for excluding uses that may impair the stability of that envi­ronment and erode the values associated with traditional family life.4

    The essence of zoning is selec­tion; and, if it is not invidious or discrimi­natory against those not selected, it is proper. Town of Durham v. White Enter­prises, Inc., 115 N.H. 645, 348 A.2d 706 (1975). There is no doubt that there is a governmental interest in marriage and in preserving the integrity of the biological or legal family. There is no concomitant gov­ernmental interest in keeping together a group of unrelated persons, no matter how closely they simulate a family. Further, there is no state policy which commands that groups of people may live under the same roof in any section of a municipality they choose.

    The stated purpose of Ladue’s zoning ordinance is the promotion of the health, safety, morals and general welfare in the city. Whether Ladue could have adopted less restrictive means to achieve these same goals is not a controlling factor in considering the constitutionality of the zoning ordinance. Rather, our focus is on whether there exists some reasonable basis for the means actually employed. In mak­ing such a determination, if any state of facts either known or which could reason­ably be assumed is presented in support of the ordinance, we must defer to the legisla­tive judgment. We find that Ladue has not acted arbitrarily in enacting its zoning ordi­nance which defines family as those related by blood, marriage or adoption. Given the fact that Ladue has so defined family, we defer to its legislative judgment.

    The judgment of the trial court is af­firmed.

    1

    Most of these facts are derived from the depo­sition of Joan K. Horn. The stipulation of facts submitted to the trial court provided, inter alia, “That the deposition of Joan K. Horn on file with the court is submitted and maybe [sic] considered by the court along with the facts herein." For the purpose of this opinion we will assume that the facts were not only “con­sidered,” but believed to be true by the trial court.

    2

    Although Ladue’s Zoning Ordinance provides for enforcement by fine, courts of equity have jurisdiction to enjoin any use of property which is in violation of a city’s zoning ordinance. See, e.g., City of Kansas City v. Mary Don Co., 606 S.W.2d 411, 415 (Mo.App.1980); City of St. Louis v. Friedman, 216 S.W.2d 475, 479 (Mo.1948).

    3

    The distinction between “conceptual” or "non­traditional” families and true non-families may well be a distinction without a difference, the distinction resting in speculation and stereotypi­cal presumptions. Further, recognition of the conceptual family suffers from the defect of commanding inquiry into who are the users rather than focusing on the use itself. See gen­erally Note, City of Santa Barbara v. Adamson: An Associational Right of Privacy and the End of Family Zones, 69 Calif.L.Rev. 1052, 1068-70 (1981).

    4

    See, e.g., City of White Plains v. Ferraioli, 34 N.Y.2d 300, 357 N.Y.S.2d 449, 313 N.E.2d 756 (1974) (married couple, their two children and 10 foster children not a family under city’s ordinance); Rademan v. City and County of Denver, 186 Colo. 250, 526 P.2d 1325 (1974) (two married couples living as a "communal family” not a family); Town of Durham v. White Enter­prises, Inc., 115 N.H. 645, 348 A.2d 706 (1975) (student renters not a family); Prospect Gardens Convalescent Home, Inc. v. City of Norwalk, 32 Conn.Sup. 214, 347 A.2d 637 (1975) (nursing home employees living together not a family). See generally Annot., 12 A.L.R. 4th 238 (1985). A number of jurisdictions have found restrictive zoning ordinances invalid. See, e.g., City of Des Plaines v. Trottner, 34 Ill.2d 432, 216 N.E.2d 116 (1970) (ordinance with restrictive definition of family violates authority delegated by state leg­islature in the enabling statute); City of Santa Barbara v. Adamson, 27 Cal.3d 123, 164 Cal. Rptr. 539, 610 P.2d 436 (1982) (zoning ordi­nance limiting the number of unrelated persons who could live together, but not related persons, did not further legislative goals); Charter Town­ship of Delta v. Dinolfo, 419 Mich. 253, 351 N.W.2d 831 (1984) (restrictive definition of fam­ily not rationally related to achieving township’s goals).

    29.4.2 Exclusionary Zoning: Notes + Questions 29.4.2 Exclusionary Zoning: Notes + Questions

    Notes and Questions 

    Further background on the Supreme Court cases. Village of Belle Terre v. Boraas, 416 U.S. 1 (1974), was primarily concerned with the Village’s attempts to exclude groups of unrelated college students from living together. The Supreme Court cited Euclid and similar cases in support of its holding that the legislature can decide what kinds of uses are detrimental to the peaceful and attractive character of the area: 

    The regimes of boarding houses, fraternity houses, and the like present urban problems. More people occupy a given space; more cars rather continuously pass by; more cars are parked; noise travels with crowds…. The police power is not confined to elimination of filth, stench, and unhealthy places. It is ample to lay out zones where family values, youth values, and the blessings of quiet seclusion and clean air make the area a sanctuary for people. 


    Juan Monroy, Belle Terre, Sept. 7, 2014, CC-BY (despite the gates at the entrance to the town, this is not a private gated community, at least not in formal legal terms) 

    Are college students nuisance-like? The Belle Terre Court said the ordinance in that case showed no animosity towards unmarried couples, as proven by its inclusion of two unmarried people in its definition of “family.” But what about an unmarried couple with children, as in Ladue

    Justice Marshall’s vigorous dissent in Belle Terre would have distinguished between “uses of land … , for example, the number and kind of dwellings to be constructed in a certain neighborhood or the number of persons who can reside in those dwellings,” which zoning authorities could validly regulate, and “who those persons are, what they believe, or how they choose to live, whether they are Negro or white, Catholic or Jew, Republican or Democrat, married or unmarried,” which he would have found they could not. Justice Marshall invoked both the First Amendment freedom of association and the constitutional right to privacy: 

    The choice of household companions -- of whether a person’s “intellectual and emotional needs” are best met by living with family, friends, professional associates, or others -- involves deeply personal considerations as to the kind and quality of intimate relationships within the home. That decision surely falls within the ambit of the right to privacy protected by the Constitution. 

    The family ordinance only limited the density of homes occupied by unrelated people – thus, the crowding, noise, and other justifications offered were both overinclusive and underinclusive, in Justice Marshall’s view. “While an extended family of a dozen or more might live in a small bungalow, three elderly and retired persons could not occupy the large manor house next door.” A neutral ordinance regulating density, noise, etc. could accomplish all the town’s goals. “The burden of such an ordinance would fall equally upon all segments of the community. It would surely be better tailored to the goals asserted by the village than the ordinance before us today, for it would more realistically restrict population density and growth and their attendant environmental costs.” 

    In Moore v. City of East Cleveland, 431 U.S. 494 (1977), Justice Marshall joined the plurality opinion of the Court striking down East Cleveland’s more limited definition of “family,” over several dissents. (Footnote 13) Moore involved an extended dispute among the Justices about the nature and limits of “substantive due process,” which had also been used to protect the rights to contraception, abortion, home schooling of children, and other private choices. The question was whether the ordinary rational basis scrutiny of zoning would apply, or a higher standard reflecting the extent of the ordinance’s intrusion into family life. (Footnote 14)

    In that case, Inez Moore lived with her son, Dale Moore, Sr., and her two grandsons, Dale, Jr., and John Moore, Jr. The two boys were first cousins, rather than brothers; John came to live with his grandmother and the elder and younger Dale Moores after his mother’s death. This caused the household to violate East Cleveland’s family ordinance, resulting in criminal charges against Mrs. Moore. The Court distinguished Belle Terre by reasoning that East Cleveland “has chosen to regulate the occupancy of its housing by slicing deeply into the family itself.” Such “intrusive regulation of the family” was invalid. The City defended its goals with the same crowding and traffic justifications as Belle Terre, and additionally argued that the ordinance limited the burden on East Cleveland’s schools. The Court found that these legitimate goals were served “marginally, at best,” reiterating Justice Marshall’s points about overinclusiveness and underinclusiveness. 

    The doctrine of substantive due process, which protects fundamental rights against government intrusion, could not stop at the “first convenient, if arbitrary boundary -- the boundary of the nuclear family.” There was a long tradition of “uncles, aunts, cousins, and especially grandparents sharing a household along with parents and children…. Especially in times of adversity, such as the death of a spouse or economic need, the broader family has tended to come together for mutual sustenance and to maintain or rebuild a secure home life. This is apparently what happened here.” Justices Brennan and Marshall, in concurrence, specifically pointed out that the “nuclear family” was really the pattern of “white suburbia,” which could not impose its preference on others, and noted traditions among immigrants and African-Americans of living together in multigenerational arrangements as a matter of survival.

    The concurrence touted multigenerational families as stronger and more beneficial for children than isolated nuclear families. Ultimately, the plurality wrote, “the Constitution prevents East Cleveland from standardizing its children -- and its adults -- by forcing all to live in certain narrowly defined family patterns.” 

    Justice Brennan’s concurrence also discussed the possibility of seeking a variance, and stated that “the very existence of the ‘escape hatch’ of the variance procedure only heightens the irrationality of the restrictive definition, since application of the ordinance then depends upon which family units the zoning authorities permit to reside together and whom the prosecuting authorities choose to prosecute.” 

    Justice Stewart, joined by then-Justice Rehnquist, would have upheld the ordinance, rejecting the theory that “that the biological fact of common ancestry necessarily gives related persons constitutional rights of association superior to those of unrelated person.” The interests of a grandmother in living with her grandchildren were simply not sufficient, in the dissenters’ view, to justify invalidating a zoning ordinance. It was acceptable for a city to choose “the pattern of ‘white suburbia,’ even though that choice may reflect ‘cultural myopia’” – Justice Stewart pointed out that East Cleveland was at that time predominantly African-American, and that its city manager and city commission were African-American. If the city was required to include grandchildren, why not longtime friends? A line had to be drawn somewhere, and this one was rational, especially since the grandmother could seek a variance if the application of the ordinance to her wouldn’t further its goals. 

    Given this further detail about Belle Terre and Moore, do you think Ladue v. Horn reached the right conclusion? Consider Paul Boudreaux, The Housing Bias: Rethinking Land Use Laws for a Diverse New America (2011): 

    [Restrictive single family] regulations provide a fascinating perspective into the unique powers that America gives to laws governing ‘land use.’ Government cannot, of course, tell you what kind of car to drive, what to cook for dinner, whether to watch reality TV, whether to fill the living room with ceramic gnomes or tchotchkes, or whether to pay for your kid’s college education. All these things are considered, and rightly so, within the realm of human privacy and basic human freedom. But under the label of land use law, governments are able to tell you who to consider your family and who can live in your house. . . .

    Why can government be so intrusive? Because the neighbors might not like how you live and because they have pushed the local government, through civic local democracy, into passing a law regulating your household. It’s an accepted exercise of the police power. 

    More recent events. Ladue’s current ordinance allows “[o]ne or more persons related by blood, marriage or legal adoption, or any number of persons so related plus one unrelated person, or two unrelated persons, occupying a dwelling united as an individual housekeeping organization.” Is it constitutional to force an unmarried couple to leave if they each have a child from a prior relationship, or a married couple after they take foster children into their home? In 2006, a lesbian couple with a child was excluded from Ladue because of its family composition ordinance, and the same year an unmarried couple with two children was told they had to leave the home they’d bought in Black Jack, Missouri, another St. Louis suburb. (Footnote 15)

    The American Civil Liberties Union sued Black Jack. Discovery revealed that at least four other couples had been denied occupancy permits to live in Back Jack because they were unmarried and living with children, including a couple who were the parents of triplets. Dispatch From Black Jack, MO, L.A. Times A12 (May 21, 2006). Black Jack agreed to change its ordinance to settle the litigation. Its ordinance now defines family as: 

    1. An individual living as a single nonprofit housekeeping unit in a dwelling unit; 

    2. Two (2) or more persons related by blood, marriage, adoption or foster care relationship living together as a single nonprofit housekeeping unit in a dwelling unit;

    3. A group of not more than three (3) persons who need not be related by blood, marriage, adoption or foster care relationship, living together as a single nonprofit housekeeping unit in a dwelling unit; or 

    4. Two (2) unrelated individuals having a child or children related by blood, adoption or foster care relationship to both such individuals, plus the biological, adopted or foster children of either such individual, living together as a single nonprofit housekeeping unit in a dwelling unit. 

    Now that the lesbian couple in Black Jack can legally marry, can Black Jack go back to requiring couples to be married if they want to live in Black Jack with their children? 

    Compare Ferguson’s definition of family: 

    One or two adults and the children and/or grandchildren of such adults and not more than two (2) other adults who are both related to either of the other two, living together as a single housekeeping unit in a dwelling with single kitchen facilities provided that such occupancy does not exceed the maximum occupancy limits for such dwelling; 

    or a group of not more than three (3) unrelated persons living together by joint agreement occupying a single housekeeping unit with single kitchen facilities provided that such occupancy does not exceed the maximum occupancy limits for such dwelling. 

    For purposes of this definition, a related person shall include any relative within the fourth degree by consanguinity or affinity. 

    Under this definition, can two married couples live together with their children if one person in the first couple is a first cousin of one person in the second couple? 

    Finally, consider this handy guide put out by Columbia, Missouri, What is a Family? (n.d.): 

    What the code says: According to Chapter 29 – Zoning of City Ordinance, the definition of Family is: 

    (1) An individual or married couple and the children thereof and no more than two (2) other persons related directly to the individual or married couple by blood or marriage, occupying a single housekeeping unit on a nonprofit basis. A family may include not more than one additional person, not related to the family by blood or marriage; or 

    (2) a. … In zoning districts R-1 … a group of not more than three (3) persons not related by blood or marriage, living together by joint agreement and occupying a single housekeeping unit on a nonprofit cost-sharing basis…. 

    b. In all other applicable zoning districts, a group of not more than four (4) persons not related by blood or marriage, living together by joint agreement and occupying a single housekeeping unit on a nonprofit cost-sharing basis. 

    Why it matters: When properties in the City of Columbia exceed our occupancy limits, it creates additional traffic, trash and noise and can harm quality of life for neighbors. This especially an issue when occupancy limits are exceeded in R-1 zoning districts. The City of Columbia will investigate properties suspected of over occupancy and may prosecute property owners and tenants in violation. 

    Breaking it down – some hypothetical examples: 

    An individual or married couple and their children + No more than two people related to the individual or married couple by blood or marriage + Not more than one additional unrelated person 

    Acceptable examples: 

    Mr. & Mrs. Jones and their children Bobby and Katie + Mrs. Jones’ parents + Jennifer Doe, a friend 

    Mrs. Thomas and her three children + Her aunt and uncle + Her cousin (although related, could be counted as one other unrelated person) 

    Mr. and Mrs. Rogers and their son + Mr. Rogers’ brother and his son 

    Examples in violation of this code: 

    Mr. & Mrs. Jones and their children Bobby and Katie + Mrs. Jones’ sister and brother-in-law and their three children 

    Why is this a violation? The addition of Mrs. Jones sister and her family exceeds the two related people and one additional unrelated person. 

    Bob Campbell + Bob’s two brothers + Two unrelated roommates 

    Why is this a violation? The total number of occupants in this example is five. One unrelated roommate would need to move out to be in compliance in any zoning district. 

    John Doe + Three unrelated roommates 

    Why is this a violation? It exceeds the three unrelated people allowed in R-1 zoning; it would be allowable in all other zoning districts. 

    Jane Roberts + Four unrelated roommates 

    Why is this a violation? Four or more unrelated people are not allowed in any zoning district. If one roommate left it would be acceptable in all zoning districts except R-1; Jane and two roommates are acceptable in R-1. 

    Suppose you were asked to write a family composition ordinance. How would you frame it? 

    States’ varying treatment of family composition rules. A number of other states, either on federal or state constitutional grounds, have instead drawn the line at “single housekeeping units” or “functional families.” See, e.g., Delta Charter T’ship v. Dinolfo, 351 N.W.2d 831 (Mich. 1984) (no rational basis to preclude four childhood friends from living together); DiStefano v. Haxton, 1994 WL 931006 (R.I. Super. 1994) (plaintiffs had a liberty interest in choosing their own living companions, and city provided no evidence that unrelated groups were more likely to be disruptive than those in related households: “It is a strange - and unconstitutional – ordinance indeed that would permit the Hatfields and the McCoys to live in a residential zone while barring four scholars from the University of Rhode Island from sharing an apartment on the same street.”); Borough of Glassboro v. Vallorosi, 535 A.2d 544 (N.J. Superior Ct. 1987) (overturning ordinance aimed at keeping college students from living together; mayor compared student residency to “toxic waste”). 

    Numerous municipalities have relaxed their family definitions even without a constitutional mandate, reflecting demographic facts. Ordinances that embrace all functional families often survive constitutional scrutiny. See, e.g., Stegman v. City of Ann Arbor, 540 N.W.2d 724 (Mich. Ct. App. 1995) (upholding a functional family ordinance against “a ragtag collection of college roommates” who wanted to live together); Dinan v. Board of Zoning Appeals of the Town of Stratford, 595 A.2d 864 (Conn. S.Ct. 1991) (upholding single housekeeping unit ordinance because households with unrelated people “are less likely to develop the kind of friendly relationships with neighbors that abound in residential districts occupied by traditional families. . .they are not likely to have children who would become playmates of other children living in the area. Neighbors are not so likely to call upon them to borrow a cup of sugar, provide a ride to the store, mind the family pets, water the plants or perform any of the countless services that families, both traditional and nontraditional, provide to each other as a result of longtime acquaintance and mutual self interest.”). 

    The Court of Appeals of New York has been particularly protective of individual choice of living arrangements. See, e.g., Group House of Port Washington v. Board of Zoning and Appeals of the Town of North Hempstead, 380 N.E.2d 207 (N.Y. 1978) (a house consisting of two surrogate parents and seven emotionally disturbed children was “... the functional and factual equivalent of a natural family, and to exclude it from a residential area would be to serve no valid purpose”); McMinn v. Town of Oyster Bay, 488 N.E.2d 1240 (N.Y. 1985) (town could not exclude from its definition of family two unrelated people under 62, while allowing two related people 62 or over); Baer v. Town of Brookhaven, 537 N.E.2d 619 (N.Y. 1989) (town could not exclude five unrelated elderly women residing together under a definition of family providing that not more than 4 unrelated persons living and cooking together as a single housekeeping unit could constitute a family; state constitution precluded the town from limiting the size of a functionally equivalent family of unrelated persons but not the size of a traditional family); cf. Braschi v Stahl Associates, 543 N.E.2d 49 (N.Y. 1989) (two gay men living together in a spousal-like arrangement could constitute a “family” within the context of the non-eviction provisions of the New York City Rent and Eviction regulations). 

    Many New York municipalities now presume that a group of individuals smaller than four is a functional family, and presume that a larger group is not but allow it to rebut that presumption. See, e.g., Unification Theological Seminary v. City of Poughkeepsie, 607 N.Y.S.2d 383 (N.Y. App. Div. 1994) (upholding this practice, where the ordinance provided that the zoning administrator should consider whether the group shares the entire house; lives and cooks together as a single housekeeping unit; shares expenses for food, rent, utilities or other household expenses; and is permanent and stable). 

    However, a number of states still follow Belle Terre when a jurisdiction’s family composition ordinance is challenged. The litigated cases tend to be older, and even in the 1990s enforcement often drew incredulous media coverage, but there are a few recent cases upholding restrictive definitions of family. See, e.g., City of Baton Rouge/Parish of East Baton Rouge v. Myers, 145 So. 3d 320 (La. 2014) (upholding single-family ordinance that allowed (1) an unlimited number of related people or (2) no more than four unrelated people in a single housekeeping unit, if the owner occupied the premises); State v. Champoux, 566 N.W.2d 763 (Neb. 1997) (upholding family composition ordinance); City of Brookings v. Winker, 554 N.W.2d 827 (S.D. 1996) (same); Doe v. City of Butler, Pennsylvania, 892 F.2d 315 (3d Cir. 1989) (single family zoning ordinance that prevented six victims of domestic violence from living together in a shelter did not interfere with their right to associate with one another because associational rights do not extend to living with nonrelatives); Carroll v. Washington Township Zoning Commission, 408 N.E.2d 191 (Ohio 1980) (couple could not act as foster parents given single family zoning); State v. Baker, 405 A.2d 368 (N.J. 1979) (enforcing single family ordinance against couple, their three children, adult woman, and her three children even though they considered themselves an “extended family”); Town of Durham v. White Enterprises, Inc., 348 A.2d 706 (N.H. 1975) (“The State has no particular interest in keeping together a group of unrelated persons. The State has a clear interest, however, in preserving the integrity of the biological or legal family.”). 

    Some jurisdictions have even tightened their definitions. See, e.g., Stephanie McCrummen, Manassas Changes Definition of Family, Wash. Post A1 (Dec. 28, 2005) (newly enacted Manassas, VA zoning law prevented couple from living with woman’s nephew; opponents attributed enactment to discrimination against immigrants); see generally Rigel C. Oliveri, Single Family Zoning, Intimate Association, and the Right To Choose Household Companions, Florida Law Review (2015); Adam Lubow, “… Not Related by Blood, Marriage, or Adoption”: A History of the Definition of “Family” in Zoning Law, 16 J. Afford. Hous. & Comm. Dev. Law 144 (2007). In other instances, zoning authorities have focused on excluding groups of college students, not others. See, e.g., Rosenberg v. City of Boston, 2010 WL 2090956 (Mass. Land. Ct. 2010) (upholding the constitutionality of excluding only “five or more persons who are enrolled as full-time undergraduate students at a post-secondary educational institution” from living together in a dwelling unit). 

    The Supreme Court, in Obergefell v. Hodges, rejected arguments that bans on same-sex marriage protected children, because of the numerous children living with same-sex couples whose interests were harmed by discrimination against their parents. Does the same rationale apply here to invalidate family composition ordinances, at least as applied to households with children? 

    As for college students, can measures to protect against the damage they do be achieved through other, less stereotypical means? Oliveri, supra, suggests that a jurisdiction’s legitimate interests can be protected through density regulations, reasonable limits on the number of cars per location, criminal code enforcement against noise, and other code enforcement. She concludes: “Often, the real problem is absentee landlords, who fail to maintain their property because they know students are unlikely to complain. In that case, property maintenance codes should be rigorously enforced. If an over-abundance of rentals is the problem, then owner-occupancy requirements might be put in place that limit the percentage of houses in a particular neighborhoods that can be rented.” Should a jurisdiction be forced to give up prophylactic measures in favor of case-by-case enforcement of this type? 

    Occupancy permits. Have you ever had to obtain an occupancy permit? Many Missouri cities and towns use occupancy permits to help enforce their family composition rules. In Ferguson, for example, an occupancy permit must be obtained, and a fee paid, every time the composition of a dwelling unit changes. Birth certificates for children, photo IDs for adults, and an inspection – with a separate $40 fee – are also required with each change. The Department of Justice reported that this rule became a part of unfair treatment of poor African-Americans. For example, one woman who called the police for help with domestic violence was arrested for violating her occupancy permit because the call revealed the presence of a boyfriend on the premises; another was given a summons for the same reason. U.S. Dep’t of Justice, Civ. Rts. Div., Investigation of the Ferguson Police Department 81 (Mar. 2015). Footnote 16 

    The Fair Housing Act and the Americans with Disabilities Act. The FHA and the ADA may also limit family composition rules, as applied to group homes for people with disabilities. Disability-related zoning litigation often involves residents of group homes, who routinely experience discrimination, either overt or simply through indifference, usually in the form of bans on group living arrangements. See, e.g., Oxford House v. Town of Babylon, 819 F. Supp. 1179 (E.D.N.Y. 1993) (finding that town’s family composition ordinance discriminated against individuals recovering from drug or alcohol addition because of their handicap). While pure density regulations capping the number of occupants per dwelling are exempt from the FHA, family definitions are not pure density regulations and thus reasonable accommodations to them may be required. City of Edmonds v. Oxford House, 514 U.S. 725 (1995). 

    In order to deal with repeated FHA litigation around group homes, Missouri amended its zoning authorization statute, providing comprehensive definitions and limiting localities’ power to exclude group homes: 

    For the purpose of any zoning law, ordinance or code, the classification single family dwelling or single family residence shall include any home in which eight or fewer unrelated mentally or physically handicapped persons reside, and may include two additional persons acting as house parents or guardians who need not be related to each other or to any of the mentally or physically handicapped persons residing in the home. In the case of any such residential home for mentally or physically handicapped persons, the local zoning authority may require that the exterior appearance of the home and property be in reasonable conformance with the general neighborhood standards. Further, the local zoning authority may establish reasonable standards regarding the density of such individual homes in an specific single family dwelling neighborhood. 

    Section 89.020.2. Does this adequately address problems of potential discrimination, including the obligation to provide reasonable accommodation?

     

    Footnotes

    13 The East Cleveland ordinance stated: 

    ‘Family’ means a number of individuals related to the nominal head of the household or to the spouse of the nominal head of the household living as a single housekeeping unit in a single dwelling unit, but limited to the following: 

    (a) Husband or wife of the nominal head of the household. 
    (b) Unmarried children of the nominal head of the household or of the spouse of the nominal head of the household, provided, however, that such unmarried children have no children residing with them. 
    (c) Father or mother of the nominal head of the household or of the spouse of the nominal head of the household.
    (d) Notwithstanding the provisions of subsection (b) hereof, a family may include not more than one dependent married or unmarried child of the nominal head of the household or of the spouse of the nominal head of the household and the spouse and dependent children of such dependent child…. 
    (e) A family may consist of one individual. 

     

    14 This debate between Justices continues to the present day, notably in disputes over abortion and the rights of same-sex couples to be free from criminal prosecution and, more recently, to marry. 

     

    15 See, e.g., Nancy Larson, Gay Couples Keep Out!, Advocate 34 (Jul. 18, 2006) (discussing lesbian couple and daughter who were warned by real estate agents that Ladue would prevent them from living together); Eun Kyung Kim, Law Means Unwed Couple, 3 Kids May Be …Booted From Black Jack, St. Louis Post-Dispatch A1 (Feb. 22, 2006); Jack W. Greer, ‘Family’ Crackdown Planned, Unmarried Couples Face Citation From Attorney, St. Louis Post-Dispatch A1 (July 21, 1994) (village attorney charged several unmarried couples with violating Wilbur Park family composition ordinance); Ann Scales Cobbs, Couple Rebuffed by Jennings, Ferguson on Occupancy Permits, St. Louis Post-Dispatch 8D (May 26, 1991) (Ferguson zoning law prevented unmarried couple from living with two of woman’s relatives); Michael Tackett, An Imperfect Family Circle Squares Off With Zoning Law, Chicago Trib. A1 (Nov. 9, 1986) (Ladue ordinance prevented unmarried couple from living together). 

     

    16 The report also noted that “In 2013 alone, the court issued over 9,000 warrants on cases stemming in large part from minor violations such as parking infractions, traffic tickets, or housing code violations. Jail time would be considered far too harsh a penalty for the great majority of these code violations, yet Ferguson’s municipal court routinely issues warrants for people to be arrested and incarcerated for failing to timely pay related fines and fees.” In 2011, the Municipal Judge in Ferguson, responding to the City’s instructions to increase revenue from the court, touted his treatment of fines for repeat offenders, “especially in regard to housing violations, [which] have increased substantially and will continue to be increased upon subsequent violations.” Ferguson requires anyone cited for a housing violation to appear in court, whether or not they are contesting the charges; failure to appear risks additional fines and arrest warrants.