2 Legality, Vagueness and Interpretation 2 Legality, Vagueness and Interpretation

One of the most fundamental defenses to a criminal prosecution is that of nullum crimen sine lege, nulla poena sine lege (“no crime without law, no punishment without law”). In its simplest translation, this Latin maxim asserts the ex post facto prohibition: that conduct must be criminalized and penalties fixed in advance of any criminal prosecution. More broadly, the maxim is also invoked in connection with corollary legislative and interpretive principles compelling criminal statutes to be drafted with precision (the principle of specificity), to be strictly construed without extension by analogy, and to have ambiguities resolved in favor of the accused (the principle of lenity or in dubio pro reo). Together, these precepts undergird the principle of legality and serve several purposes: ensuring that individuals are capable of obtaining notice of prescribed conduct so they can rationally adjust their behavior to avoid sanction; protecting the citizenry from arbitrary or oppressive state action in the face of ambiguities or gaps in the law; and effectuating the expressive purposes of the law by clearly articulating conduct that is collectively condemned. The principle of nullum crimen sine lege writ large thus embodies “an essential element of the rule of law” by speaking to the very legitimacy of a legal rule, providing a check on the power of all branches of government over individuals, and policing the separation of powers by ensuring legislative primacy in substantive rulemaking. Indeed, Alexander Hamilton recognized violations of the principle as “the favorite and most formidable instruments of tyranny.”


Beth van Schaack, Crimen Sine Lege: Judicial Lawmaking at the Intersection of Law and Morals, 97 Geo. L.J. 119, 119-120 (2008).

Today, most crimes are defined by statutes, which in theory ensures adherence to the legality principle by giving people advance notice of what conduct the law prohibits. Yet some statutes are broadly, ambiguously, or vaguely worded; many statutes require interpretation to understand their meaning in particular contexts and applications. Ordinary people may need to interpret statutes in order to figure out whether their conduct is legal; police and prosecutors must interpret statutes in order to conclude whether they can arrest or charge a person for conduct that they believe violated a statute. Ultimately, courts' interpretation of criminal statutes are definitive, and for this reason case law--in addition to a statute's text--continues to be an important source the understanding the precise meaning of criminal law. As cases in this chapter illustrate, the Constitution is understood to prohibit excessively "vague" statutes, so courts occasionally hold that statutes are "void for vagueness." But more often, courts use a variety of tools--sometimes called 'canons' of interpretation or construction--to interpret statutes whose meanings are in some respect unclear or uncertain, without invalidating them as excessively vague. As the case, Nash, illustrates, statutes can be quite vague by any ordinary standard and yet not deemed to be unconstitutionally vague.

Nash v. United States Nash v. United States

NASH v. UNITED STATES.

CERTIORARI TO THE CIRCUIT COURT OP APPEALS FOR THE - FIFTH CIRCUIT. '

No. 197.

Argued March 18, 19, 1913.

Decided June 9, 1913.

In ihany instances a'man’s fate depends upon his rightly estimating, that is as the jury subsequently estimates it, some matter of degreej and there is no constitutional difficulty in the way of enforcing the criminal provisions of the Sherman Anti Trust Act on the ground of uncertainty as to the prohibitions.

The Sherman Act punishes the conspiracies at which it is aimed on the common law footing and does not make the doing of any act other than the act of conspiring a' condition of liability. In this respect it differs from § 5440 and the indictment need, not-aver overt acts in furtherance of the conspiracy. Brown v. Elliott, 225 U.- S. 392, distinguished. .■•■■■

This court can see no reason for reading into the Sherman Act more' than it finds there.

It is not necessary for an indictment under the Sherman Ant to allege *374p.r prove that all the conspirators proceeded against are traders. Loewe v. Lawlor, 208 U. S. 274.

Where the indictment under the Sherman Act alleges numerous methods employed by the defendants to accomplish the purpose to restrain trade, it is not necessary, in order to convict, to prove every means alleged but it is error to charge that a verdict may be permitted on any one of them when some of them would not warrant a finding of conspiracy.

186 Fed. Rep. 489, reversed.

The facts, which involve the validity of a verdict and sentence for alleged • violations of the Sherman AntiTrust Act, are stated in the opinion.

Mr. Samuel B. Adams and Mr. John C. Spooner, with whom Mr. George Rublee Was on the brief, for petitioners.

Mr. Assistant to The Attorney General Fowler, with whom Mr. Alexander Akerman, United States Attorney, was on the brief, for the United States.

Mr. Justice Holmes

delivered the opinion of the court.

This is ah indictment in two counts — the first for a conspiracy in restraint of trade, the second for a conspiracy to monopolize trade, contrary to the act of. July 2, 1890, c. 647, 26 Stat. 209, commonly known as the Sherman Act. Originally there was a third count for monopolizing, but it was held bad on demurrer and was struck out.'

The allegations of fact in the two counts are alike. Summed up in narrative form they are as follows: The American Naval Stores Company, a West Virginia corporation having its principal office in Savannah and branch offices in New York, Philadelphia, Chicago, etc., was, engaged in buying, selling, shipping and exporting spirits of turpentine in and from Southern States, to other States and abroad. Nash was the president; Shotter, chairman *375of the board-of directors; Myers, vice-president; Boardr man, treasurer; DeLoach, secretary, and Moller, manager of the Jacksonville, Florida, branch. The National Transportation and Terminal Company, a New Jersey corporation, had warehouses and terminals for handling spirits of turpentine and naval stores at Fernandina, and other places named, in Florida, Alabama, Mississippi, etc., and was engaged in storing such turpentine and rosin and issuing warehouse receipts for the same. Myers was the president; DeLoach the.secretary and Moller manager of the Jacksonville branch. On May 1, 1907, it is alleged, these corporations and individuals conspired to restrain commerce in the articles named, among the States and with foreign nations — the restraint to be effected in the following ways among others: (1) by bidding down turpentine and rosin so that competitors could sell them only at ruinous prices;.(2) by causing naval stores receipts that naturally would go to one port to go to another; (3) by purchasing thereafter a' large part of 'its’ supplies at ports known as closed ports and, with intent to -depress the market, refraining from purchasing any'appreciable part at Savannah, the primary market in the United States for naval stores, where purchases would tend to strengthen prices, the defendants taking the receipts at the closed ports named on a basis of the market at Savannah; (4) by coercing factors and brokers into contracts with the defendants for the storage and purchase of their receipts and refusing to purchase from such factors and brokers unless such contracts were entered into.; (5) by circulating false statements as to naval stores production and stocks on hand; (6) by issuing fraudulent warehouse receipts; (7) by fraudulently grading, regrading and raising grades of rosins and falsely gauging spirits of turpentine; (8) by attempting to bribe employés of competitors so as to obtain information concerning their business and stocks; (9) by inducing consumers, by payments and *376threats of boycotts, to postpone dates of delivery of contract supplies and thus enabling defendants to postpone purchasing when to purchase would tend to strengthen the market; (10) by making tentative offers of large amounts of naval stores to depress the market, accepting contractonly for small amounts and purchasing when the market had been depressed by the offers; (11) by selling far below cost in order to compel competitors to meet' prices ruinous to everybody; (12) by fixing the price of turpentine below the cost of production — all the foregoing being for the purpose of driving competitors out of business and restraining foreign trade or, in the second count, of doing the same'and monopolizing the trade.

The two- counts before us were demurred to on the grounds that the statute was so' vagtie as to be inoperative on its criminal 'side; that neither of the counts alleged any overt act; that the contemplated acts .and things would not have constituted an offence if they had been done, and that the same acts, etc., were too vaguely- charged. The demurrer was overruled and this action of the court raises the important questions of the case. We will deal with them before passing to matters of detail.

The objection to the criminal operation of the statute is' thought to be warranted by The Standard Oil Co. v. United States, 221 U. S. 1, and United States v. American Tobacco Co., 221 U. S. 106. Those cases may be taken to have established that only such contracts an4 combinations are within the act as, by reason of intent or the inherent nature o'£ .the contemplated acts,’ prejudice the public interests by unduly restricting competition or unduly obstructing, the course of trade. 221 U. S. 179. And thereupon it is said that the crime thus defined by the statute contains in its definition an element of degree as to which estimates may differ, with the; result that a man might find himself in. prison because his" honest judgment did not anticipate that of a jury of less competent men. *377The kindred proposition that 'the criminality of an act cannot depend upon whether a jury may think it reasonable or unreasonable. There must be some definiteness and certainty/ is cited from the late Mr. Justice Brewer sitting in the Circuit Court. Tozer v. United States, 52 Fed. Rep. 917, 919.

But apart from the common law as to restraint of trade thus taken up by the statute the law is full of instances where a man’s fate depends on his estimating rightly, that is, as the jury subsequently estimates it, some matter of-degree. If his judgment is wrong, not only may ,.he incur a fine or a short imprisonment, as here; he may incur the penalty of death. “An act causing death may be murder, manslaughter, or misadvénture according to the degree of danger attending it” by common experience in the circumstances known to the actor. “The very meaning of the fiction of implied malice in such cases at common law was, that a man might have to answer with his life for consequences which'he neither intended nor foresaw.” Commonwealth v. Pierce, 138 Massachusetts, 165, 178. Commonwealth v. Chance, 174 Massachusetts, 245, 252. “The criterion'in such cases is to examine whether common social duty .would/under the circumstances, have suggested a more circumspect conduct.” 1 East P. C. 262. If a man should kill another by driving an automobile furiously into a crowd, he might be convicted of murder however little he expected the result.' See Reg. v. Desmond, and other illustrations in Stephen, Dig. Crim. Law, art 223, 1st ed., p. 146. If he did no more than drive negligently through a street he might get off,with manslaughter or less. Reg. v. Swindall, 2 C. & K. 230; Rex v. Burton, 1 Strange, 481. And in the last case he might be held although he himself thought that he was acting as a prudent man should. See The Germanic, 196 U. S. 589, 596. But without further argument, .the case is very nearly disposed of by Waters-Pierce Oil Co. v. *378 Texas (No. 1), 212 U. S. 86, 109, where Mr. Justice Brewer’s decision and other similar ones were cited in vain. We are of opinion that there is no constitutional difficulty in the way of enforcing the criminal part of the act,

Coming next to the objection that no overt act is laid, the answer is that the Sherman Act punishes the' conspiracies at which it is aimed on the common law footing— that is to say, it does not make the doing of any act other than the act of conspiring a condition of liability. The decisions as to the relations of a subsequent overt act to crimes under Rev. Stat., § 5440, in Hyde v. United States, 225 U. S. 347, and Brown v. Elliott, 225 U. S. 392, have no bearing upon a statute that does not contain the requirement found in that section. As we can see no reason for reading into the Sherman Act more than we find there, we think it unnecessary to offer arguments against doing so.

As to the suggestion that the matters alleged to have been contemplated would not have constituted an offence if they had been done, it is enough to say that some of them conceivably might have been adequate to accomplish the result, and that the intent alleged would convert what on their face might be no more than ordinary acts of competition or the small dishonesties of trade into a conspiracy of wider scope, as has been explained more than once. Swift & Co. v. United States, 196 U. S. 375, 396; Loewe v. Lawlor, 208 U. S. 274,-299. Of course this fact calls for conscience and circumspection in prosecuting officers, lest by the unfounded charge of1 a wider purpose than the acts necessarily import they convert what at most would be small local offences into crimes under the statutes of the United States. But we cannot say, as was the case in United States v. Winslow, 227 U. S. 202, 218, that no intent could convert the proposed conduct into such a crime.

Finally, we cannot pronounce the counts before us bad for uncertainty. On demand of the defendants a bill of *379particulars- was furnished, and there is no reason to fear that injustice was done in that respect. — -There was no need to allege or prove that the conspirators themselves were all traders. Loewe v. Lawlor, 208 U. S. 274, 301.— The first count, at least, was well enough.

After the demurrer was overruled the defendants pleaded not guilty and there was,a trial and a verdict finding that Nash, Shotter, Myers, Moller and Boardman were guilty and DeLoach not guilty, but saying nothing as to the corporations. Numerous exceptions were taken, but as writs of certiorari are not' granted to bring up the ordinary incidents of a criminal trial we shall say little more than is necessary to dispose of the case. It was argued with a good deal of force that the only evidence of the alleged conspiracy was certain1 acts done on .behalf of the corporations; that the only ground for charging the defendants who were found guilty was their relation to the companies and their being presumably cognizant of 'and more or less responsible for the corporate acts; that if those acts tended to prove a conspiracy they proved that thé corporations more clearly than any one else were parties to it, and therefore that a verdict that was silent as to them ought to be set aside. We need not consider the effect of Rev. Stat., § 1036, or whether on the evidence it was possible to. find the defendants guilty by reason of an intent not shown to be shared by the corporations, as the judgment must be reversed for another reason.

The reason is this. The court in its instructions told the jury to “consider the evidence of the means which it is insisted by the prosecution tends to show a conspiracy” and said: “You will consider carefully all the means which the indictment charges ” and “ It is sufficient if it be shown beyond a reasonable doubt that some of these means charged were a part of the common scheme, design or understanding or conspiracy by two or more of the defendants, and that these same means were of themselves *380sufficient to cause an essential obstruction and restraint of the free and untrammelled flow of trade and commerce between the States and foreign nations.” Thus while it may be admitted that not, all the means alleged need be proved, the charge invited the jury to consider all and permitted a verdict upon any one of them. The fifth, sixth and eighth statements of means to.be employed were withdrawn from the jury, but the jury’s attention seems not to have been called to the fact, that some of the charges were abandoned, in the connection in which it was important. Furthermore one of the means alleged was the false raising of grades and false gauging.. Taken with other evidence, if it was shown to be systematic it would have- had a tendency to show the scheme alleged. But taken by itself, as the jury might have taken it under the instructions, it showed only cheating and could not warrant a finding of the conspiracy 'with which the defendants were charged. It is unnecessary to.consider, whether there was any evidence sufficient to warrant a conviction upon some of- the other means alleged, for instance the-first, as the absence of such evidence only would add another reason for holding the instructions wrong upon a, vital point.

Judgment reversed.

Mr. Justice Pitney dissents.

Gray v. Kohl Gray v. Kohl

Thomas GRAY, Plaintiff v. Mark E. KOHL, in his official capacity as State Attorney for the Sixteenth Judicial Circuit of Florida; Richard D. Roth, in his official capacity as Monroe County Sheriff, Defendants.

No. 07-10024-CIV.

United States District Court, S.D. Florida.

June 18, 2008.

*1382Arthur Spiegel, Esq., Miami, FL, Benjamin W. Bull, Esq., Jeremy D. Tedesco, Esq. Joshua B. Bolinger, Esq. Scottsdale, AZ, Dvid Andrew Cortman, Esq., Law-reneeville, GA, for Plaintiff.

Richard A. Giuffreda, Esq., Jason Lee Scarberry, Esq., Purdy Jolly Giuffreda & Barranco, P.A., Ft. Lauderdale, FL, for Defendants.

ORDER GRANTING IN PART PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT: GRANTING DEFENDANT RICHARD D. ROTH’S MOTION FOR SUMMARY JUDGMENT

K. MICHAEL MOORE, District Judge.

THIS CAUSE came before the Court upon Defendant Richard D. Roth’s Motion *1383for Summary Judgment (dkt. #84) and Plaintiffs Motion for Summary Judgment (dkt. # 85).

UPON CONSIDERATION of the Motion, the Responses, the pertinent portions of the record, and being otherwise fully advised in the premises, the Court enters the following Order.

I. BACKGROUND

This action arises from Defendants’ prohibition of Plaintiff Thomas Gray’s (“Gray”) distribution of Bibles on a public sidewalk within 500 feet of Key Largo School, a school safety zone pursuant to the Florida School Safety Zone Statute. § 810.0975, Fla. Stat. Gray claims the statute is unconstitutional for vagueness and overbreadth. The School Safety Zone Statute states, in relevant part:

(2)(a) Each principal or designee of each public or private school in this state shall notify the appropriate law enforcement agency to prohibit any person from loitering in the school safety zone who does not have legitimate business in the school safety zone or any other authorization, or license to enter or remain in the school safety zone or does not otherwise have invitee status in the designated safety zone.
(b) During the period from 1 hour prior to the start of a school session until 1 hour after the conclusion of a school session, it is unlawful for any person to enter the premises or trespass within a school safety zone or to remain on such premises or within such school safety zone when that person does not have legitimate business in the school safety zone or any other authorization, license, or invitation to enter or remain in the school safety zone. Any person who violates this subsection commits a misdemeanor of the second degree....
(c) Any person who does not have legitimate business in the school safety zone or any other authorization, license, or invitation to enter or remain in the school safety zone who shall willfully fail to remove himself or herself from the school safety zone after the principal or designee, having a reasonable belief that he or she will commit a crime or is engaged in harassment or intimidation of students entering or leaving school property, requests him or her to leave the school safety zone commits a misdemeanor of the second degree Nothing in this section shall be construed to abridge or infringe upon the right of any person to peaceably assemble and protest.
(d)This section does not apply to residents or persons engaged in the operation of a licensed commercial business within the school safety zone.

§ 810.0975(2), Fla. Stat. Section 810.0975(1) defines a “school safety zone” as being “within 500 feet of any real property owned by or leased to any public or private elementary, middle, or high school or school board and used' for elementary, middle, or high school education.”

The following facts are set forth in the Complaint. Gray, a resident of Key Largo, Florida, and member of Gideons International (“Gideons”), feels a religious desire and obligation to share his religion with others. Compl, ¶¶ 25-26. One way Plaintiff shares his religion is by distributing Bibles in public. Id. at ¶ 27.

Key Largo has one road, U.S. 1, that spans its entire length. Id. at 137. Monroe County built and maintains a public bike path/sidewalk that abuts the east side of U.S. 1 for approximately twenty miles in Key Largo. Id. at ¶ 38. This public bike path/sidewalk is open and accessible to the public and is regularly used by community members for walking, running, biking, and other activities. Id. at 139. The public bike path/sidewalk runs in front of com*1384mercial businesses, government buildings, personal residences, and public and private schools. Id. at 140.

Many activities occur within 500 feet of Key Largo School between one hour prior to school beginning and one hour after school ends. Id. at ¶ 41. The public bike path/sidewalk abutting U.S. 1 and Key Largo School is located within 500 feet of the school to both the north and south and is routinely used by community members as they talk, walk, bike, and jog. Id. at ¶¶ 42-43. Many businesses are located within 500 feet of Key Largo School, including a pet motel, a gas station, “The Cracked Conch” restaurant, and a plumbing business. Id. at ¶¶ 45-46. Also within 500 feet of the school is a church, as well as a building where trucks are housed. Id. at ¶¶ 5854. Numerous residences are also located within 500 feet of the school. Id. at ¶ 47.

The Gideons’ procedure for handing out Bibles from the public bike path/sidewalk abutting school grounds is as follows: (1) approximately two weeks prior to the distribution, a member calls the appropriate police department to notify them of distribution; (2) ten to fifteen minutes prior to distribution, a few Gideon members give school administrators notice that they will be handing out Bibles after classes are dismissed; (3) Gideon members are instructed that they must stand on the public bike path/sidewalk during distribution and are not permitted on school grounds; and (4) Gideon members are instructed not to force Bibles on anyone. Id. at 158.

In December of 2006, several Gideons, including Gray, distributed Bibles at Coral Shores High School. Id. at 159. Coral Shores High School is located approximately five miles from Key Largo School and is adjacent to the same public bike path/sidewalk that abuts Key Largo School. Id. at ¶¶ 60-61. Approximately two weeks before the planned distribution at Coral Shores, Gray called Deputy Ralph Williams at the Monroe County Sheriffs Office and informed him of the plans to distribute Bibles. Id. at 162. Deputy Williams stated that the distribution was permissible and that he would be at the school on the day of distribution. Id. at 163. On the day of distribution, Deputy Williams, his Sergeant, and several other officers showed the Gideons where to stand on the public bike path/sidewalk. Id. at 165. The Gideons stood on the public bike path/sidewalk next to the entrances and exits to Coral Shores and distributed Bibles from these positions. Id. at ¶ 66. There were no problems during the Coral Shores distribution. Id. at ¶ 67.

The following month, on January 19, 2007, Gray and other Gideons distributed Bibles at Key Largo School. Id. at 169. Approximately two weeks prior to the distribution at Key Largo School, Gray contacted Deputy Williams to inform him of the planned distribution at Key Largo School. Id. at 170. Gray contacted Deputy Williams three times to give him notice. Id. at 1170-71. Deputy Williams told Gray that the planned distribution from the public bike path/sidewalk at Key Largo School was permissible. Id. at H70-71. Deputy Williams also informed Gray that the school resource officer at Key Largo School would be out of town during the distribution, but that the school would have no problem with the distribution. Id. at 172.

Gray arrived at Key Largo School at approximately 2:00 p.m. on January 19, 2007. Id. at 173. Gray and another Gideon member then went to the school administration building to inform the Principal of the planned Bible distribution, but the Principal was not available. Id. at 176-78. Gray also spoke with Florida State Patrol Officer, Gretchen Glenn, who was in the school office at this time, and Officer Glenn *1385gave no indication that the Bible distribution was problematic. Id. at ¶¶ 81-82.

Gray then returned to the other Gideons on the public bike path/sidewalk and positioned himself on the public bike path/sidewalk by the school crosswalk. Id. at H83-85. Shortly after Gray took his position by the crosswalk, the Principal came out of the school and stared at Gray for a few minutes. Id. at ¶ 89. She did not approach or speak to Gray and she did not witness Plaintiff handing out any Bibles. Id. At about 3:20 p.m., Deputy Williams stopped at Gray’s position to see how distribution was going. Id. at 188. For the duration of the time he distributed Bibles at the school, Gray stood on the public bike path/sidewalk and did not cross onto school grounds. Id. at 190.

At approximately 3:30 p.m., Gray received a call on his cell phone from a fellow Gideon member who was distributing Bibles at the school that day. Id. at ¶ 91. The caller informed Gray that he and another Gideon member were being arrested. Id. at 192. Gray stopped distributing Bibles, put them back in his truck, and walked up to the school’s north exit. Id. at 194. There were approximately five to six Sheriffs Officers present. Id. at 195. Gray identified himself as the Gideon member in charge and asked the officers who was in charge. They all indicated that Officer John Perez was the arresting Officer. Id. at 196. Gray approached Officer Perez and asked what the charges were. Officer Perez was highly agitated and said that Gray would know in forty-eight hours when he received the report. Id. at 198.

Gray then called Deputy Williams and asked for his assistance. Id. at ¶ 101. Deputy Williams indicated that he would email Officer Perez. Id. at ¶ 102. Gray told Officer Perez that he had an email in his car from another officer stating that the Gideons have a right to distribute Bibles from the public bike path/sidewalk, but Officer Perez indicated that he did not care. Id. at ¶¶ 103-106. Gray immediately ceased his Bible distribution. Id. at ¶ 123. Gray has not returned to distribute Bibles on public sidewalks within 500 feet of school property due to his fear of arrest and prosecution. Id. at 1124. The Gideons who Officer Perez arrested were charged with violating the School Safety Zone Statute but were never convicted. Amended Information, Case No.’s 2007-MM149-A-P and 2007-MM0149-B-P, (Sixteenth Judicial Circuit for Monroe County, Fla., Upper Keys Div. March 13, 2007).

On April 20, 2007, Gray filed the Verified Complaint in this case, stating five (5) causes of action: (1) violation of the right to freedom of speech under the First Amendment; (2) violation of the Due Process Clause of the Fourteenth Amendment; (3) violation of the Equal Protection Clause of the Fourteenth Amendment; (4) violation of the right to free exercise of religion under the First Amendment as incorporated and applied through the Fourteenth Amendment; and (5) violation of Florida’s Religious Freedom Restoration Act (“FRFRA”).1

II. STANDARD OF REVIEW

The applicable standard for reviewing a summary judgment motion is unambigu*1386ously stated in Rule 56(e) of the Federal Rules of Civil Procedure:

The judgment sought should be rendered if the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law.

Summary judgment may be entered only where there is no genuine issue of material fact. Twiss v. Kury, 25 F.3d 1551, 1554 (11th Cir.1994). The moving party has the burden of meeting this exacting standard. Adickes v. S.H. Kress & Co., 398 U.S. 144, 157, 90 S.Ct. 1598, 26 L.Ed.2d 142(1970). An issue of fact is “material” if it is a legal element of the claim under the applicable substantive law which might affect the outcome of the case. Allen v. Tyson Foods, Inc., 121 F.3d 642, 646 (11th Cir.1997). An issue is “genuine” if the record, taken as a whole, could lead a rational trier of fact to find for the nonmoving party. Id.

In applying this standard, the district court must view the evidence and all factual inferences therefrom in the light most favorable to the party opposing the motion. Id. However, the nonmoving party “may not rest upon the mere allegations or denials of the adverse party’s pleading, but the adverse party’s response, by affidavits or as otherwise provided in this rule, must set forth specific facts showing that there is a genuine issue for trial.” Fed.R.Civ.P. 56(e). “The mere existence of a scintilla of evidence in support of the [nonmovant’s] position will be insufficient; there must be evidence on which the jury could reasonably find for the [nonmovant].” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986).

III. ANALYSIS

A. Vagueness

Gray facially challenges § 810.0975 (the “School Safety Zone Statute”) on grounds that it is unconstitutionally vague, in violation of the Due Process Clause of the Fourteenth Amendment. “Vagueness may invalidate a criminal law for either of two independent reasons. First, it may fail to provide the kind of notice that will enable ordinary people to understand what conduct it prohibits; second, it may authorize and even encourage arbitrary and discriminatory enforcement.” City of Chicago v. Morales, 527 U.S. 41, 56, 119 S.Ct. 1849, 144 L.Ed.2d 67 (1999); see Kolender v. Lawson, 461 U.S. 352, 357, 103 S.Ct. 1855, 75 L.Ed.2d 903 (1983); Village of Hoffman Estates v. Flipside, 455 U.S. 489, 498, 102 S.Ct. 1186, 71 L.Ed.2d 362 (1982); Smith v. Goguen, 415 U.S. 566, 573-74, 94 S.Ct. 1242, 39 L.Ed.2d 605 (1974); Grayned v. City of Rockford, 408 U.S. 104, 108-09, 92 S.Ct. 2294, 33 L.Ed.2d 222 (1972); Papachristou v. City of Jacksonville, 405 U.S. 156, 162, 92 S.Ct. 839, 31 L.Ed.2d 110 (1972). “ ‘In evaluating a facial challenge to a state law, a federal court must ... consider any limiting construction that a state court or enforcement agency has proffered.’ ” Kolender, 461 U.S. at 355, 103 S.Ct. 1855 (quoting Village of Hoffman Estates, 455 U.S. at 494 n. 5, 102 S.Ct. 1186). Criminal penalties are scrutinized more closely for vagueness than civil penalties because the consequences of imprecise criminal statutes are more severe. Village of Hoffman Estates, 455 U.S. at 499-500, 102 S.Ct. 1186. “[A] scienter requirement may mitigate a law’s vagueness, especially with respect to the adequacy of notice to the complainant that his conduct is proscribed.” Id.

1. Notice

“It is established that a law fails to meet the requirements of the Due Process Clause if it is so vague and standard-less that it leaves the public uncertain as to the conduct it prohibits.” Morales, 527 *1387U.S. at 56, 119 S.Ct. 1849 (citing Giaccio v. Pennsylvania, 882 U.S. 399, 402-03, 86 S.Ct. 518, 15 L.Ed.2d 447 (1966)). “[Because we‘assume that man is free to steer between lawful and unlawful conduct, we insist that laws give the person of ordinary intelligence a reasonable opportunity to know what is prohibited, so that he may act accordingly.” Village of Hoffman Estates, 455 U.S. at 498, 102 S.Ct. 1186. “[A] statute which either forbids or requires the doing of an act in terms so vague that men of common intelligence must necessarily guess at its meaning and differ in its application violates the first essential of due process of law.” Connally v. General Construction Co., 269 U.S. 385, 391, 46 S.Ct. 126, 70 L.Ed. 322 (1926). “No one may be required at peril of life, liberty or property to speculate as to the meaning of penal statutes.” Lanzetta v. New Jersey, 306 U.S. 451, 453, 59 S.Ct. 618, 83 L.Ed. 888 (1939).

a. Subsection (2)(b)

Subsection (2)(b) of the School Safety Zone Statute prohibits any person from entering the school safety zone during certain hours of the day unless they have “legitimate business” within the school safety zone. “Legitimate business” is not defined in the statute and there is no scienter requirement. The statute exempts residents, persons engaged in the operation of a licensed commercial business, or persons having another authorization, license or invitation to enter or remain in the school safety zone. § 810.0975(2)(b), (3), Fla. Stat. Violation of this portion of the statute contains no prerequisite that a person refuse to leave the area once notified that they have no “legitimate business” in the school safety zone. An individual is in violation of subsection (2)(b) as soon as they enter the school safety zone during an applicable time of day without “legitimate business” to justify their presence. Because the school safety zone extends 500 feet outward from the perimeter of school property, the school safety zone around Key Largo School encompasses residential neighborhoods, businesses and sidewalks on both sides of U.S. 1. Therefore, people in any of these areas who are not exempt may be convicted of a second degree misdemeanor unless they are in the school safety zone on “legitimate business.”

By its terms, the School Safety Zone Statute passes constitutional muster only if “legitimate business” reasonably informs individuals of ordinary intelligence of the acts that will render them in violation of the statute. Florida’s appellate courts have never had occasion to define, clarify or narrow the meaning of “legitimate business” within the context of § 810.0975. However, other Florida statutes and municipal ordinances have used the term “legitimate business” to define permissible conduct. Former Jacksonville municipal curfew ordinance § 614.104 prohibited minors under 16 from loitering or wandering on public streets between the hours of 12:00 a.m. and sunrise unless accompanied by a parent or on “legitimate business.” The First District Court of Appeal of Florida found the ordinance unconstitutionally vague because the term “legitimate business” “did not provide sufficient guidance to parties as to what conduct was prohibited.” K.L.J. v. State of Florida, 581 So.2d 920, 922 (Fla. 1st DCA 1991). Additionally, Florida’s statute prohibiting trespass upon school grounds prohibits any person not having “legitimate business on the campus” from entering or remaining on the campus. § 810.097(1), Fla. Stat. The Third District Court of Appeal of Florida has held that the term “legitimate business on the campus” means “any purpose for being [on campus] which is connected with the operation of the school.” A.C. v. The State of Florida, 538 So.2d 136, 137 (Fla. *13883rd DCA 1989).2 Accordingly, the court found that the statute was not unconstitutionally vague because it sufficiently described the type of activity that would expose a person to criminal liability. Id.; see also J.H. v. State of Florida, 625 So.2d 883 (Fla. 1st DCA 1993).

Here, § 810.0975(2)(b) has no language, such as “on campus,” that limits the scope of “legitimate business.” Therefore, no inference limiting the scope of “legitimate business” to any purpose connected to the purpose of the school is warranted. Even if such an inference could be extrapolated from the text of the statute, to do so would increase the sweep of the statute by criminalizing the presence of any nonexempt person within 500 feet of school property who enters or remains in the area with no reason connected to the purpose of the school. Given the wide range of non-exempt persons and the various types of areas within the school safety zone, such as sidewalks, residential houses and streets, businesses, parking lots, etc., construing “legitimate purpose” to mean any purpose which is connected with the operation of the school would result in an application so broad that it would likely infringe on First and Fourteenth Amendment rights. Moreover, “[t]he Constitution does not permit a legislature to ‘set a net large enough to catch all possible offenders, and leave it to the courts to step inside and say who could be rightfully detained, and who should be set at large.’ ” Morales, 527 U.S. at 60, 119 S.Ct. 1849 (quoting United States v. Reese, 92 U.S. 214, 221, 23 L.Ed. 563 (1875)). Therefore, given that Florida’s appellate courts have not limited the scope of “legitimate business” for purposes of the School Safety Zone Statute, this Court must rely solely on the text of the statute to determine if it is unconstitutionally vague. See Kolender, 461 U.S. at 355,103 S.Ct. 1855.

This Court finds that subsection (2)(b) of the School Safety Zone Statute is unconstitutionally vague because it does not provide citizens of ordinary intelligence with reasonable notice of the types of acts that the statute criminalizes. The term “legitimate business” requires citizens to guess at the conduct that falls within the statute’s ambit and to speculate concerning whether their reason for being in the school safety zone is legitimate enough. The vagueness that dooms this statute is not the product of uncertainty about the normal meaning of “legitimate business,” but rather about what “legitimate business” is covered by the statute and what is not. Morales, 521 U.S. at 60, 119 S.Ct. 1849; see Allen v. City of Bordentown, 216 N.J.Super. 557, 565, 524 A.2d 478 (1987) (finding curfew statute unconstitutionally vague because the words “legitimate business” are unduly subjective and fail to provide fair notice of proscribed conduct). “Thus, the [statute] is vague, not in the sense that it requires a person to conform his conduct to an imprecise but comprehensible normative standard, but rather in the sense that no standard of conduct is specified at all. As a result, ‘men of ordinary intelligence must necessarily guess at its meaning.’ ” Coates, 402 U.S. at 614, 91 S.Ct. 1686 (quoting Connolly, 269 U.S. at 391, 46 S.Ct. 126). Such “[u]ncertain meanings inevitably lead citizens to ‘steer far wider of the unlawful zone’ ... than if the boundaries of the forbidden areas were clearly marked.” Grayned, 408 U.S. at 109, 92 S.Ct. 2294. (quoting Baggett v. Bullitt, 377 U.S. 360, 372, 84 S.Ct. 1316, 12 L.Ed.2d 377 (1964)).

With respect to the imprecise scope of conduct proscribed by the School Safety *1389Zone Statute, the statute is similar to the ordinance held unconstitutionally vague in Coates v. City of Cincinnati, 402 U.S. 611, 91 S.Ct. 1686, 29 L.Ed.2d 214 (1971). In Coates, the Court assessed the constitutionality of a Cincinnati ordinance making it a criminal offense for “three or more persons to assemble ... on any of the sidewalks ... and there conduct themselves in a manner annoying to persons passing by.” Id. The Court held that the ordinance’s prohibition against annoying behavior was unconstitutionally vague because it provided an unascertainable standard that failed to describe the proscribed conduct with reasonable specificity, especially since “conduct that annoys some people does not annoy others.” Id. at 614, 91 S.Ct. 1686. As a result, enforcement of the statute would necessarily depend on whether or not a policeman was annoyed. Id.

Here, citizens are no more likely to successfully ascertain what constitutes “legitimate business” because the term is purely subjective. The term “legitimate business” describes conduct at least as imprecisely as does the word “annoying,” because what constitutes an emergency to one person, and thus “legitimate business,” may be a mere trifle to another. Similarly, what constitutes a moral imperative to one person, and thus “legitimate business,” may be an inconvenience or annoyance to another. Although “legitimate business” is not an intrinsically indiscernible term, and indeed may even have a generally accepted usage, it does not describe a range of conduct with the specificity required of a penal statute to enable a person of ordinary intelligence to avoid having to speculate at its meaning. Therefore, the School Zone Safety Statute is unconstitutionally vague because it fails “to provide the kind of notice that will enable ordinary people to understand what conduct it prohibits.” Morales, 527 U.S. at 56, 119 S.Ct. 1849.

b. Subsection (2)(e)

Subsection (2)(c) gives rise to a criminal penalty if a person fails to vacate the school safety zone after being instructed to do so by a principal or designee who reasonably believes a crime is about to be committed or that the person is engaged in harassment or intimidation of students. An argument could therefore be made that subsection (2)(c) provides sufficient notice of proscribed conduct because a person will always be adverted to the prohibited conduct by the principal or designee and •will also have an opportunity to leave the school safety zone before the conduct becomes a crime.

However, the vagueness of a statute that lacks clarity and precision sufficient to provide a citizen of ordinary intelligence with notice of the conduct it prohibits cannot be remedied by a provision that permits a potential offender to cease the activity once they are advised that their conduct is proscribed by the statute. See Morales, 527 U.S. at 58, 119 S.Ct. 1849 (rejecting city’s assertion that gang congregation ordinance provided fair notice of proscribed conduct where no violation of the ordinance occurred until a person failed to respond to an order of dispersal). This is so for two reasons. First, because an order to leave the school safety zone can only be given once the prohibited conduct has already occurred, the statute fails to provide the advance notice that will protect a citizen from being ordered to leave the school safety zone in the first instance. Id. at 59, 119 S.Ct. 1849. “Such an order cannot retroactively give adequate warning of the boundary between the permissible and the impermissible applications of the law.” Id.; see Wright v. Georgia, 373 U.S. 284, 292, 83 S.Ct. 1240, 10 L.Ed.2d 349 (1963) (stating that “a generally worded statute that is construed to pun*1390ish conduct that cannot be constitutionally punished is unconstitutionally vague to the extent that it fails to give adequate warning of the boundary between the constitutionally permissible and constitutionally impermissible applications of the statute”). Second, the School Safety Zone Statute fails to define how long a person must leave the covered area or whether they can return by simply subjectively deciding that they have a reason that better approximates “legitimate business.” Although this lack of clarity alone is not fatal, it further demonstrates the arbitrary and inscrutable nature of a statute that relies on “legitimate business” as a measuring rod for defining prohibited conduct. See Morales, 527 U.S. at 59-60, 119 S.Ct. 1849.

Unlike subsection (2)(b), however, in addition to being present within a school safety zone without “legitimate business,” no offense results under subsection (2)(c) unless a person refuses an order by a principal or designee to leave the school safety zone. No order to vacate may issue unless the principal or designee has “a reasonable belief that [the person] will commit a crime or is engaged in harassment or intimidation.” § 810.0975(2)(e), Fla. Stat. The effect of this additional limitation is that a person is proscribed from being in a school safety zone without “legitimate business,” but may not be asked to leave, and therefore runs no risk of violating subsection (2)(c), unless the principal or designee reasonably believes the person will commit a crime or is engaged in harassment or intimidation. In other words, although the statute proscribes entry into a school safety zone without “legitimate business,” the mere act of doing so does not constitute criminal conduct unless accompanied by other evidence giving rise to a reasonable belief that a person will commit a crime or is engaged in harassment or intimidation.

Plaintiff has not argued that this additional limitation is also unconstitutionally vague, but has instead focused primarily on the vagueness created by the statute’s dependence on the term “legitimate business.” This Court finds that subsection (2)(c)’s requirement that a principal or des-ignee have “a reasonable belief that [the person] will commit a crime or is engaged in harassment or intimidation” prior to issuing an order to leave the school safety zone resolves the unconstitutional vagueness fatal to subsection (2)(b). Despite the statute’s reliance on “legitimate business,” the additional limitations are not unconstitutionally vague because the terms “reasonable belief,” “harassment” and “intimidation” provide sufficient notice to enable ordinary people to understand what kind of conduct subsection 2(e) prohibits.

Of these terms, “harassment” is perhaps the least specific and most subjective. However, unlike the terms “legitimate business” and “annoy,” which are not defined in any of Florida’s penal statutes, the term “harassment” is defined as “engaging] in a course of conduct directed at a specific person that causes substantial emotional distress in such person and serves no legitimate purpose.” § 784.048(Z )(a), Fla. Stat. Although this statutory definition of harassment makes use of the term “legitimate purpose,” its reliance on acts directed towards a specific person resulting in substantial emotional distress is sufficiently specific to put an ordinary person on notice of proscribed conduct. See U.S v. Eckhardt, 466 F.3d 938, 943-44 (11th Cir.2006) (finding that federal statute criminalizing harassing phone calls was not unconstitutionally vague); U.S. v. Bowker, 372 F.3d 365, 381 (6th Cir.2004), vacated on other grounds 543 U.S. 1182, 125 S.Ct. 1420, 161 L.Ed.2d 181 (2005) (same).

*1391This Court is cognizant that subsection (2)(c)’s applicability may be unclear in some situations. However, the test for unconstitutional vagueness is not whether the statute is unclear in some of its applications. A statute is only unconstitutional if it is “impermissibly vague in all of its applications.” Village of Hoffman Estates, 455 U.S. at 497, 102 S.Ct. 1186. Furthermore, any questionable application of the statute is always subject to an as-applied challenge. Therefore, subsection (2)(c) is not unconstitutionally vague.

c. Subsection (2)(a)

Subsection (2)(a) does not create any criminal penalty. Instead, it works in conjunction with subsections (b) and (c) by requiring a principal or designee to notify law enforcement to prohibit a non-exempt person from loitering in a school safety zone without “legitimate business.” As such, subsection 2(a) sets the stage for enforcement of subsections (b) and (c). As merely a mandate to principals or their designee, it has little relevance without the means of enforcement provided in subsection (2)(b) or in conjunction with the additional limiting factors in subsection (2)(c). Nevertheless, because the mandate depends upon a determination of what conduct constitutes “legitimate business,” this Court also finds the provision unconstitutionally vague for the reasons stated with respect to subsection (2)(b).

2. Arbitrary and Discriminatory Enforcement

A statute is unconstitutionally vague if it authorizes or encourages arbitrary and discriminatory enforcement. Morales, 527 U.S. at 56, 119 S.Ct. 1849; Kolender, 461 U.S. at 357, 103 S.Ct. 1855. A legislature enacting a penal statute must “establish minimal guidelines to govern law enforcement.” Kolender, 461 U.S. at 358, 103 S.Ct. 1855 (quoting Smith v. Goguen, 415 U.S. 566, 574, 94 S.Ct. 1242, 39 L.Ed.2d 605 (1974)). “Where the legislature fails to provide such minimal guidelines, a criminal statute may permit ‘a standardless sweep [that] allows policemen, prosecutors, and juries to pursue their personal predilections.’ ” Id. (quoting Goguen, 415 U.S. at 575, 94 S.Ct. 1242).

Subsection (2)(b) of the School Safety Zone Statute contains no standard for law enforcement to ascertain when a person within a school safety zone is there on “legitimate business.” See Id. “As such, the statute vests virtually complete discretion in the hands of the police to determine whether the suspect has satisfied the statute and must be permitted to go on his way in the absence of probable cause to arrest.” Id. Subsection (2)(b) therefore grants law enforcement with unbridled discretion and “entrusts lawmaking ‘to moment-to-moment judgment of the policeman on his beat.’ ” Goguen, 415 U.S. at 575, 94 S.Ct. 1242 (quoting Gregory v. City of Chicago, 394 U.S. 111, 120, 89 S.Ct. 946, 22 L.Ed.2d 134 (1969)). As a result, subsection (2)(b) of the School Safety Zone Statute “furnishes a convenient tool for ‘harsh and discriminatory enforcement by local prosecuting officials, against particular groups deemed to merit their displeasure.’ ” Papachristou, 405 U.S. at 170, 92 S.Ct. 839 (quoting Thornhill v. Alabama, 310 U.S. 88, 97-98, 60 S.Ct. 736, 84 L.Ed. 1093 (1940)). Although the necessity of providing children with safe and secure environs within and around educational areas is an interest of great importance, “it cannot justify legislation that would otherwise fail to meet constitutional standards for definiteness and clarity.” Kolender, 461 U.S. at 357,103 S.Ct. 1855. “Although due process does not require impossible standards of clarity, this is not a case where further precision in the statutory language is either impossible or impractical.” Id. Therefore, subsection (2)(b) of *1392the School Safety Zone Statute is unconstitutionally vague because it authorizes and encourages arbitrary enforcement. For the reasons stated above in Section 111(A)(1)(b) of this Order, subsection (2)(c) does not create the same potential for arbitrary enforcement. Subsection (2)(a) also lacks the potential for arbitrary enforcement because it contains no enforcement mechanism independent of subsections (2)(b) and (c).

B. Overbreadth

“[T]he overbreadth doctrine permits the facial invalidation of laws that inhibit the exercise of First Amendment rights if the impermissible applications of the law are substantial when ‘judged in relation to the statute’s plainly legitimate sweep.’ ” Morales, 527 U.S. at 52, 119 S.Ct. 1849 (quoting Broadrick v. Oklahoma, 413 U.S. 601, 615, 93 S.Ct. 2908, 37 L.Ed.2d 830 (1973)). “Equally important, over-breadth claims, if entertained at all, have been curtailed when invoked against ordinary criminal laws that are sought to be applied to protected conduct.” Id. at 613, 93 S.Ct. 2908. Instead, the preferred course of action is to reverse a conviction based on an unconstitutional application of a statute. Id. at 613-14, 93 S.Ct. 2908. “Additionally, overbreadth scrutiny has generally been somewhat less rigid in the context of statutes regulating conduct in the shadow of the First Amendment, but doing so in a neutral, noncensorial manner.” Id. at 614, 93 S.Ct. 2908. “Application of the overbreadth doctrine in this manner is, manifestly, strong medicine. It has been employed ... sparingly and only as a last resort.” Broadrick v. Oklahoma, 413 U.S. 601, 613, 93 S.Ct. 2908, 37 L.Ed.2d 830 (1973).

Subsections (2)(a) and (b) have already been held unconstitutionally vague. Therefore, this Court need make no findings with respect to the potential overbreadth of these subsections. Here, subsection (2)(c) the School Safety Zone Statute prohibits a person from entering or remaining in a school safety zone without “legitimate business” where a principal or designee has reason to believe that a person will commit a crime or is engaged in harassment or intimidation of students. As such, the statute regulates conduct, not speech. Moreover, the statute does not proscribe conduct intended to convey a message. Subsection (2)(e) targets conduct evincing an intent to commit a crime or constituting harassment or intimidation of students. While there may be some plausible ways in which the statute may be applied unconstitutionally, those situations are not significant in comparison to the scope of the statute’s permissible application. This Court finds that subsection (2)(c) is not overbroad because its impermissible applications are not substantial in relation to its plainly legitimate scope. See Morales, 527 U.S. at 52, 119 S.Ct. 1849; Broadrick, 413 U.S. at 615, 93 S.Ct. 2908.

C. Municipal Liability

1. Arrests by Officer Perez

Defendant Roth asserts that Plaintiffs claims against him in his official capacity should be dismissed because he cannot be held liable in his official capacity for the acts of Officer Perez. “A local government is hable under § 1983 for its policies that cause constitutional torts.” McMillian v. Monroe County, Alabama, 520 U.S. 781, 785, 117 S.Ct. 1734, 138 L.Ed.2d 1 (1997) (citing Monell v. New York City Dept. of Socal Servs., 436 U.S. 658, 694, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978)). “Respondeat superior or vicarious liability will not attach under § 1983.” City of Canton, v. Harris, 489 U.S. 378, 385, 109 S.Ct. 1197, 103 L.Ed.2d 412 (1989). “These policies may be set by the *1393government’s lawmakers, ‘or by those whose edicts or acts may fairly be said to represent official policy.’ ” McMillian, 520 U.S. at 784, 117 S.Ct. 1734 (quoting Monell, 436 U.S. at 694, 98 S.Ct. 2018). “A court’s task is to ‘identify those officials or governmental bodies who speak with final policymaking authority for the local governmental actor concerning the action alleged to have caused the particular constitutional or statutory violation at issue.’ ” Id. (quoting Jett v. Dallas Indep. Sch. Dist., 491 U.S. 701, 737, 109 S.Ct. 2702,105 L.Ed.2d 598 (1989)).[M]unicipal liability “may be imposed for a single decision by municipal policy makers under appropriate circumstances.” Pembaur v. City of Cincinnati, 475 U.S. 469, 106 S.Ct. 1292, 89 L.Ed.2d 452 (1986).

Based on the foregoing, the relevant questions are whether a Deputy or Officer of the Monroe County Sheriff is a final policymaking authority in matters of law enforcement in Monroe County or if there was a policy of unconstitutional enforcement of the School Safety Zone Statute in Monroe County. As an initial matter, in the absence of an applicable'city or county ordinance to the contrary, a Florida county Sheriff acts as an arm of the county and is not entitled to Eleventh Amendment immunity. See Abusaid v. Hillsborough County Comm’rs, 405 F.3d 1298, 1313-14 (11th Cir.2005) (applying Huf-ford’s four-factor test to determine that a County Sheriff enforcing a county statute acts as an arm of the county and is not entitled to Eleventh Amendment immunity) 3; Cooper v. Dillon, 403 F.3d 1208, 1223 (11th Cir.2005); Hufford v. Rodgers, 912 F.2d 1338 (11th Cir.1990); see generally McMillian, 520 U.S. at 784-97, 117 S.Ct. 1734. A Deputy or Officer in one of Florida’s county Sheriff departments does not constitute a final policymaking authority for the county because he does not stand in the shoes of the Sheriff and is under the chain of command of the Sheriff. Brown v. Neumann, 188 F.3d 1289, 1291 (11th Cir.1999) (stating that even in light of § 30.07, Florida Statutes, a Deputy Sheriff is not a final policymaker of a Florida county); see Adcock v. Baca, 157 Fed.Appx. 118, 120 (11th Cir.2005); Wright v. Sheppard, 919 F.2d 665, 674 (11th Cir.1990). Therefore, a discretionary act by a Deputy or Officer, of which the County Sheriff does not know about, ratify or consent to, cannot constitute a final policy of the county. Id. Here, there is no evidence that Sheriff Roth directed Officer Perez to arrest the individuals handing out Bibles, or that Sheriff Roth knew about or consented to the arrests beforehand. In the absence of any such knowledge by Sheriff Roth, the arrests were a purely discretionary act of Officer Perez, and any chilling of Plaintiffs First Amendment rights must also be attributed to Officer Perez. As such, Officer Perez’s decision to enforce the School Safety Zone Statute against the individuals handing out .tables does not constitute a policy of Monroe County.

However, Officer Perez’s arrest of the Gideons could become an act attributable to the County if the arrests were ratified by Sheriff Roth after the fact. If an authorized policymaker ratifies a subordinate’s decision and the reasons for making the decision, the decision is chargeable to the municipality. City of St. Louis v. Praprotnik, 485 U.S. 112, 127, 108 S.Ct. 915, 99 L.Ed.2d 107 (1988); Garvie v. City of Fort Walton Beach, Fla., 366 F.3d 1186, 1189 (11th Cir.2004) (stating that a *1394municipality may become responsible for the conduct of a subordinate that a final policymaker ratifies by reviewing and manifesting approval). Here, there is no evidence that Sheriff Roth, the final policy-making authority in matters of law enforcement for Monroe County, ratified Officer Perez’s arrests of the Gideons based on the fact that they were distributing Bibles within the school safety zone. When Sheriff Roth was asked if he thought that handing out Bibles in the school safety zone constitutes “legitimate business,” he responded that as long as traffic was not disrupted and there were no other safety issues, handing out Bibles would be “legitimate business.” Sheriff Roth Dep., at 27-28 (April 1, 2008). Hence, Monroe County cannot be said to have a policy of arresting citizens handing out Bibles within a school safety zone.

This Court notes that Sheriff Roth’s Opposition to Plaintiffs Motion for a Preliminary Injunction (dkt. # 24) states that “[a] person such as Plaintiff is free to distribute bibles from a position that is 501 feet away from the school.” Sheriff Roth’s Opp. To Pl.’s Mot. for Prelim. Inj., at 6. However, weighing this statement contained in a legal argument made at an early stage in the proceedings against Sheriff Roth’s personal response to a direct question concerning his interpretation of the applicability of the School Safety Zone Statute, this Court finds the latter statement most accurately reflects Sheriff Roth’s view of the County’s policy concerning enforcement of the statute in the circumstances at issue and that neither statement constitutes ratification of Officer Perez’s actions. Therefore, Monroe County is not liable for the arrests conducted by Officer Perez.

2. Failure to Train

Plaintiff also asserts that Sheriff Roth’s failure to conduct adequate training concerning enforcement of the School Safety Zone Statute resulted in unconstitutional conduct attributable to Sheriff Roth. “[T]he inadequacy of police training may serve as the basis for § 1988 liability only where the failure to train amounts to deliberate indifference to the rights of persons with whom the police come in contact.” City of Canton, 489 U.S. at 387, 109 S.Ct. 1197. “[I]n light of the duties assigned to specific officers or employees the need for more or different training [may be] so obvious, and the inadequacy so likely to result in the violation of constitutional rights, that the policymakers of the city can reasonably be said to have been deliberately indifferent.” Id. at 390, 109 S.Ct. 1197. “For liability to attach ... the identified deficiency in a city’s training program must be closely related to the ultimate injury.” Id. at 391, 109 S.Ct. 1197; see Bd. of the County Commrs. of Bryan County v. Brown, 520 U.S. 397, 410, 117 S.Ct. 1382, 137 L.Ed.2d 626 (1997) (stating that “[t]o prevent municipal liability from collapsing into respondeat superi- or, a court must carefully test the link between the policymaker’s inadequate decision and the particular injury alleged”).

Here, Plaintiff asserts that the absence of training with respect to enforcement of the School Safety Zone Statute constitutes deliberate indifference. This is true only if the need for training concerning enforcement of the School Safety Zone Statute was so obvious, and its absence so likely to result in a constitutional violation, that Sheriff Roth was deliberately indifferent to the rights of the citizens of Monroe County by failing to provide such training. However, there is no evidence suggesting that Sheriff Roth was on notice of prior instances of unconstitutional enforcement of the School Safety Zone Statute or that he had reason to believe that it would be enforced unconstitutionally. The statute is but one of a host of penal statutes that the Monroe County Sheriff is charged with *1395enforcing, and Sheriff Roth is not responsible for having divined in advance the potential unconstitutional applications of each. To find otherwise would give rise to a blanket imposition of liability for a Sheriffs failure to train his or her Deputies and Officers concerning every potential unconstitutional application of each of Florida’s many penal statutes. Such a finding would also require a Sheriff to discern in advance which of the penal statutes might be subject to a facial challenge on constitutional grounds. Sheriffs are not lawyers and even if they were, they ought not be charged with ascertaining constitutional defects in penal statutes that escaped the legislators who enacted them.

While it is true that notice of prior unconstitutional enforcement is not necessarily required, this is not a case where the likelihood of unconstitutional enforcement was so obvious that Sheriff Roth was deliberately indifferent for failing to take action. In City of Canton, the Court stated that city policymakers “know to a moral certainty that their police officers will be required to arrest fleeing felons,” giving rise to “the need to train officers in the constitutional use of deadly force.” 109 S.Ct. at 1205 n. 10. However, this Court does not find that Sheriff Roth knew or should have known that his Deputies or Officers would be required to determine whether handing out bibles within a school safety zone would constitute “legitimate business” within the meaning of the School Safety Zone Statute.

Enforcement of the School Safety Zone Statute with respect to bible distribution, or even with respect to activities that may enjoy some measure of constitutional protection, is not such a core activity of police officers that a Sheriff can be said to know to a moral certainty of the constitutional problems that may precipitate from the School Safety Zone Statute’s enforcement. Unlike giving chase to fleeing felons, which is an event that may flow from the breach of virtually any penal statute and is a constantly recurring event in law enforcement, the constitutional dimension of enforcing the School Safety Zone statute, which was enacted in 2002 and has scarcely been addressed by Florida’s appellate courts, is not a matter of such magnitude that Sheriff Roth’s failure to provide enforcement training was deliberately indifferent to the constitutional rights of Monroe County’s citizens. Therefore, Sheriff Roth is not liable for failure to provide training concerning enforcement of the School Safety Zone Statute. Accordingly, the damages claim against Sheriff Roth in his official capacity must be dismissed.

The findings above dispose of all disposi-tive substantive issues. Therefore, this Court need make no additional findings.

IV. CONCLUSION

For the foregoing reasons, it is

ORDERED AND ADJUDGED that Plaintiffs Motion for Summary Judgment (dkt. # 85) is GRANTED IN PART. Subsections 2(a) and 2(b) of § 810.0975, Florida Statutes, are declared unconstitutionally vague. The State of Florida and its officers are hereby permanently enjoined from enforcing these subsections. It is further,

ORDERED AND ADJUDGED that Defendant Richard D. Roth’s Motion for Summary Judgment (dkt. # 84) is GRANTED.

The Clerk of the Court is ordered to CLOSE this case. All pending motions are DENIED AS MOOT.

City of Chicago v. Morales City of Chicago v. Morales

527 U.S. 41 (1999)

JUSTICE STEVENS announced the judgment of the Court and delivered the opinion of the Court with respect to Parts I, II, and V, and an opinion with respect to Parts III, IV, and VI, in which JUSTICE SOUTER and JUSTICE GINSBURG join.

In 1992, the Chicago City Council enacted the Gang Congregation Ordinance, which prohibits "criminal street gang  [*46]  members" from "loitering" with one another or with other persons in any public place. The question presented is whether the Supreme Court of Illinois correctly held that the ordinance violates the Due Process Clause of the Fourteenth Amendment to the Federal Constitution.

I

Before the ordinance was adopted, the city council's Committee on Police and Fire conducted hearings to explore the problems created by the city's street gangs, and more particularly, the consequences of public loitering by gang members. Witnesses included residents of the neighborhoods where gang members are most active, as well as some of the aldermen who represent those areas. Based on that evidence, the council made a series of findings that are included in the text of the ordinance and explain the reasons for its enactment.

The council found that a continuing increase in criminal street gang activity was largely responsible for the city's rising murder rate, as well as an escalation of violent and drug related crimes. It noted that in many neighborhoods throughout the city, "the burgeoning presence of street gang members in public places has intimidated many law abiding citizens." 177 Ill. 2d 440, 445, 687 N.E.2d 53, 58, 227 Ill. Dec. 130 (1997). Furthermore, the council stated that gang members "establish control over identifiable areas . . . by loitering in those areas and intimidating others from entering those areas; and . . . members of criminal street gangs avoid arrest by committing no offense punishable under existing laws when they know the police are present . . . ." Ibid. It further found that "loitering in public places by  [*47]  criminal street gang members creates a justifiable fear for the safety of persons and property in the area" and that "aggressive action is necessary to preserve the city's streets and other public places so that the public may use such places without fear." Moreover, the council concluded that the city "has an interest in discouraging all persons from loitering in public places [****12]  with criminal gang members." Ibid.

The ordinance creates a criminal offense punishable by a fine of up to $ 500, imprisonment for not more than six months, and a requirement to perform up to 120 hours of community service. Commission of the offense involves four predicates. First, the police officer must reasonably believe that at least one of the two or more persons present in a "public place" is a "criminal street gang member." Second, the persons must be "loitering," which the ordinance defines as "remaining in any one place with no apparent purpose." Third, the officer must then order "all" of the persons to disperse and remove themselves "from the area." Fourth, a person must disobey the officer's order. If any person, whether a gang member or not, disobeys the officer's order, that person is guilty of violating the ordinance. Ibid. [FN2]

Two months after the ordinance  [***75]  was adopted, the Chicago Police Department promulgated General Order 92-4 to provide guidelines to govern its enforcement. That order purported to establish limitations on the enforcement discretion of police officers "to ensure that the anti-gang loitering ordinance is not enforced in an arbitrary or discriminatory way." Chicago Police Department, General Order 92-4, reprinted in App. to Pet. for Cert. 65a. The limitations confine the authority to arrest gang members who violate the ordinance to sworn "members of the Gang Crime Section" and certain other designated officers, and establish detailed criteria for defining street gangs and membership in such gangs. Id. at 66a-67a. In addition, the order directs district commanders to "designate areas in which the presence of gang members has a demonstrable effect on the activities of law abiding persons in the surrounding community," and provides that the ordinance "will be enforced only within the designated areas." Id. at 68a-69a. The city, however, does not release the locations of these "designated areas" to the public.

II

During the three years of its enforcement, the police issued over 89,000 dispersal orders and arrested over 42,000 people for violating the ordinance. In the ensuing enforcement proceedings, two trial judges upheld the constitutionality of the ordinance, but eleven others ruled that it was invalid. In respondent Youkhana's case, the trial judge held that the "ordinance fails to notify individuals what conduct is prohibited, and it encourages arbitrary and capricious enforcement by police."

Illinois Appellate Court affirmed the trial court's ruling in the Youkhanacase, consolidated and affirmed other pending appeals in accordance with Youkhana, and reversed the convictions of respondents Gutierrez, Morales, and others. The Appellate Court was persuaded that the ordinance impaired the freedom of assembly of non-gang members in violation of the First Amendment to the Federal Constitution and Article I of the Illinois Consti- tution, that it was unconstitutionally vague, that it improperly criminalized status rather than conduct, and that it jeopardized rights guaranteed under the Fourth Amendment.

The Illinois Supreme Court affirmed. It held "that the gang loitering ordinance violates due process of law in that it is impermissibly vague on its face and an arbitrary restriction on personal liberties." 177 Ill. 2d at 447, 687 N.E.2d at 59. The court did not reach the contentions that the ordinance "creates a status offense, permits arrests without probable cause or is overbroad." Ibid.

In support of its vagueness holding,  [****17]  the court pointed out that the definition of "loitering" in the ordinance drew no distinction between innocent conduct and conduct calculated  [*51]   [***77]  to cause harm. "Moreover, the definition of 'loiter' provided by the ordinance does not assist in clearly articulating the proscriptions of the ordinance." 177 Ill. 2d at 451-452, 687 N.E.2d at 60-61. Furthermore, it concluded that the ordinance was "not reasonably susceptible to a limiting construction which would affirm its validity."

We granted certiorari, 523 U.S. (1998), and now affirm. Like the Illinois Supreme Court, we conclude that the ordinance enacted by the city of Chicago is unconstitutionally vague.

III

The factual predicate for the city's ordinance is not in dispute. As the city argues in its brief, "the very presence of a large collection of obviously brazen, insistent, and lawless gang members and hangers-on on the public ways intimidates residents, who become afraid even to leave their homes and go about their business. That, in turn, imperils community residents' sense of safety and security, detracts from property values, and can ultimately destabilize entire neighborhoods." The findings in the ordinance explain that it was motivated by these concerns. We have no doubt that a law that directly prohibited such intimidating conduct would be constitutional, but this ordinance broadly covers a significant amount of additional activity. Uncertainty about the scope of that additional coverage provides the basis for respondents' claim that the ordinance is too vague.

We are confronted at the outset with the city's claim that it was improper for the state courts to conclude that the ordinance is invalid on its face. The city correctly points out that imprecise laws can be attacked on their face under two different doctrines. 18Link to the text of the note First, the overbreadth doctrine permits the facial invalidation [****20]  of laws that inhibit the exercise  [***78]  of First Amendment rights if the impermissible applications of the law are substantial when "judged in relation to the statute's plainly legitimate sweep." Broadrick v. Oklahoma, 413 U.S. 601, 612-615, 37 L. Ed. 2d 830, 93 S. Ct. 2908 (1973). Second, even if an enactment does not reach a substantial amount of constitutionally protected conduct, it may be impermissibly vague because it fails to establish standards for the police and public that are sufficient to guard against the arbitrary deprivation of liberty interests. Kolender v. Lawson, 461 U.S. 352, 358, 75 L. Ed. 2d 903, 103 S. Ct. 1855 (1983).

While we, like the Illinois courts, conclude that the ordinance is invalid on its face, we do not rely on the overbreadth doctrine. We agree with the city's submission that the law does not have a sufficiently substantial impact on conduct  [*53]  protected by the First Amendment to render it unconstitutional. The ordinance does not prohibit speech. Because the term "loiter" is defined as remaining in one place [****21]  "with no apparent purpose," it is also clear that it does not prohibit any form of conduct that is apparently intended to convey a message. By its terms, the ordinance is inapplicable to assemblies that are designed to demonstrate a group's support of, or opposition to, a particular point of view. Cf. Clark v. Community for Creative Non-Violence, 468 U.S. 288, 82 L. Ed. 2d 221, 104 S. Ct. 3065 (1984); Gregory v. Chicago, 394 U.S. 111, 22 L. Ed. 2d 134, 89 S. Ct. 946 (1969). Its impact on the social contact between gang members and others does not impair the First Amendment "right of association" that our cases have recognized. See Dallas v. Stanglin, 490 U.S. 19, 23-25, 104 L. Ed. 2d 18, 109 S. Ct. 1591 (1989).

On the other hand, as the United States recognizes, freedom to loiter for innocent purposes is part of the "liberty" protected by the Due Process Clause of the Fourteenth Amendment. We have expressly identified this "right to remove from one place to another according to inclination" as "an attribute of personal liberty" protected by the Constitution. Williams v. Fears, 179 U.S. 270, 274, 45 L. Ed. 186, 21 S. Ct. 128 (1900); see also Papachristou v. Jacksonville, 405 U.S. 156, 164, 31 L. Ed. 2d 110, 92 S. Ct. 839 (1972). 20Link to the text of the note  [*54]  Indeed, it is apparent  [**1858]  that an individual's [***79]  decision to remain in [****22]  a public place of his choice is as much a part of his liberty as the freedom of movement inside frontiers that is "a part of our heritage" Kent v. Dulles, 357 U.S. 116, 126, 2 L. Ed. 2d 1204, 78 S. Ct. 1113 (1958), or the right to move "to whatsoever place one's own inclination may direct" identified in Blackstone's Commentaries. 1 W. Blackstone, Commentaries on the Laws of England 130 (1765). 21Link to the text of the note  [****23]   [****24] 

 [*55]  [****25]  There is no need, however, to decide whether the impact of the Chicago ordinance on constitutionally protected liberty alone would suffice to support a facial challenge under the overbreadth doctrine. Cf. Aptheker v. Secretary of State, 378 U.S. 500, 515-517, 12 L. Ed. 2d 992, 84 S. Ct. 1659 (1964) (right to travel); Planned Parenthood of Central Mo. v. Danforth, 428 U.S. 52, 82-83, 49 L. Ed. 2d 788, 96 S. Ct. 2831 (1976) (abortion); Kolender v. Lawson, 461 U.S. at 358-360, nn. 3, 9. For it is clear that the vagueness of this enactment makes a facial challenge appropriate. This is not an ordinance that "simply regulates business behavior and contains a scienter requirement." See Hoffman Estates v. Flipside, Hoffman Estates, Inc., 455 U.S. 489, 499, 71 L. Ed. 2d 362, 102 S. Ct. 1186 (1982). It is a criminal law that contains no mens rearequirement, see Colautti v. Franklin, 439 U.S. 379, 395, 58 L. Ed. 2d 596, 99 S. Ct. 675 (1979), and infringes on constitutionally protected rights, see id. at 391. When vagueness permeates the text of such a law, it is subject to facial attack.

Vagueness may invalidate a criminal law for either of two independent  [***80] reasons. First, it may fail to provide the kind of notice that will enable ordinary people to understand what conduct it prohibits; second, it may authorize and even encourage arbitrary and discriminatory enforcement. See Kolender v. Lawson, 461 U.S. at 357. Accordingly, we first consider whether the ordinance provides fair notice to the citizen and then discuss its potential for arbitrary enforcement.

IV

It is established that a law fails to meet the requirements of the Due Process Clause if it is so vague and standardless that it leaves the public uncertain as to the conduct it prohibits . . . ." Giaccio v. Pennsylvania, 382 U.S. 399, 402-403, 15 L. Ed. 2d 447, 86 S. Ct. 518 (1966). The Illinois Supreme Court recognized that the term "loiter" may have a common and accepted meaning, 177 Ill. 2d at 451, 687 N.E.2d at 61, but the definition of that term in this ordinance -- "to remain in any one place with no apparent purpose" -- does not. It is difficult to imagine how  [*57]  any citizen of the city of Chicago standing in a public place with a group of people would know if he or she had an "apparent purpose." If she were talking [****27]  to another person, would she have an apparent purpose? If she were frequently checking her watch and looking expectantly down the street, would she have an apparent purpose? 23Link to the text of the note

Since the city cannot conceivably have meant to criminalize each instance a citizen stands in public with a gang member, the vagueness that dooms this ordinance is not the product of uncertainty about the normal meaning of "loitering," but rather  [***81] about what loitering is covered by the ordinance and what is not. The Illinois Supreme Court emphasized the law's failure to distinguish between innocent conduct and conduct threatening [****28]  harm. 24Link to the text of the note Its decision followed the precedent set by a number of state courts that have upheld ordinances that criminalize loitering combined with some other overt act or evidence of criminal intent. 25Link to the text of the note  [**1860] However, state  [*58]  courts have uniformly invalidated laws that do not join the term "loitering" with a second specific element of the crime. 26Link to the text of the note  [****29] 

The city's principal response to this concern about adequate notice is that loiterers are not subject to sanction until after they have failed to comply with an officer's order to disperse. "Whatever problem is created by a law that criminalizes conduct people normally believe to be innocent is solved when persons receive actual notice from a police order of what they are expected to do." 27Link to the text of the note We find this response unpersuasive for at least two reasons.

First, the purpose of the fair notice requirement is to enable the ordinary citizen to conform his or her conduct to the law. "No one may be required at peril of life, liberty or property [****30]  to speculate as to the meaning of penal statutes." Lanzetta v. New Jersey, 306 U.S. 451, 453, 83 L. Ed. 888, 59 S. Ct. 618 (1939). Although it is true that a loiterer is not subject to criminal sanctions unless he or she disobeys a dispersal order, the loitering is the conduct that the ordinance is designed to prohibit. 28Link to the text of the note If the loitering is in fact harmless and innocent, the dispersal order itself is an unjustified impairment of liberty. If the police are able to decide arbitrarily which members of the public they will order to disperse, then the Chicago ordinance becomes indistinguishable from the law we held invalid in Shuttlesworth v. Birmingham,382 U.S. 87, 90, 15 L. Ed. 2d 176, 86 S. Ct.  [***82]  211  [*59]  (1965). 29Link to the text of the note Because an officer may issue an order only after prohibited conduct has already occurred, it cannot provide the kind of advance notice that will protect the putative loiterer from being ordered to disperse. Such an order cannot retroactively give adequate warning of the boundary between the permissible and the impermissible applications of the law.

 [****31]  Second, the terms of the dispersal order compound the inadequacy of the notice afforded by the ordinance. It provides that the officer "shall order all such persons to disperse and remove themselves from the area." App. to Pet. for Cert. 61a. This vague phrasing raises a host of questions. After such an order [****32]  issues, how long must the loiterers remain apart? How far must they move? If each loiterer walks around the block and they meet again at the same location, are they subject to arrest or merely to being ordered to disperse again? As we do here, we have found vagueness in a criminal statute exacerbated by the use of the standards of "neighborhood" and "locality." Connally v. General Constr. Co., 269 U.S. 385, 70 L. Ed. 322, 46 S. Ct. 126 (1926). We remarked in Connally that "both terms are elastic and, dependent upon circumstances, may be equally satisfied by areas measured by rods or by miles." Id. at 395.

Lack of clarity in the description of the loiterer's duty to obey a dispersal order might not render the ordinance  [**1861]  unconstitutionally  [*60]  vague if the definition of the forbidden conduct were clear, but it does buttress our conclusion that the entire ordinance fails to give the ordinary citizen adequate notice of what is forbidden and what is permitted. The Constitution does not permit a legislature to "set a net large enough to catch all possible offenders, and leave it to the courts to step inside and say who could be rightfully detained, and who should be set at large." United Statesv.  [****33]  Reese, 92 U.S. 214, 221, 23 L. Ed. 563 (1876). This ordinance is therefore vague "not in the sense that it requires a person to conform his conduct to an imprecise but comprehensible normative standard, but rather in the sense that no standard of conduct is specified at all." Coates v. Cincinnati, 402 U.S. 611, 614, 29 L. Ed. 2d 214, 91 S. Ct. 1686 (1971).

V

The broad sweep of the ordinance also violates "'the requirement that a legislature establish minimal guidelines to govern law enforcement.'" Kolender v. Lawson, 461 U.S. at 358. There are no such guidelines in the ordinance. In any public place in the city of Chicago, persons who stand or sit in the company of a gang member may be ordered to disperse unless their purpose is apparent. The mandatory language in the enactment directs the police to issue an order without first making any inquiry about their possible purposes. It matters not whether the reason that a gang member and his father, for example, might loiter near Wrigley Field is to rob an unsuspecting fan or just to get a glimpse of Sammy Sosa leaving the ballpark; in either event, if their purpose is not apparent to a nearby police officer, she may -- indeed, she "shall" -- order them to disperse.

Recognizing that the ordinance does reach a substantial amount of innocent conduct, we turn, then, to its language to determine if it "necessarily entrusts lawmaking to the moment-to-moment judgment of the policeman on his beat." Kolender v. Lawson, 461 U.S. at 359 (internal quotation marks omitted). As we discussed in the context of fair notice,  [*61]  see supra, at 12, the principal source of the vast discretion conferred on the police in this case is the definition of loitering as "to remain in any one place with no apparent purpose."

As the Illinois Supreme Court interprets that definition, it "provides absolute discretion to police officers to determine what activities constitute loitering." We have no authority to construe the language of a state statute more narrowly than the construction given by that State's highest court. 31Link to the text of the note "The power to determine the meaning of a statute carries with it the power to prescribe its extent and limitations as well as the method by which they shall be determined." Smiley v. Kansas, 196 U.S. 447, 455, 49 L. Ed. 546, 25 S. Ct. 289 (1905).

Nevertheless, the city disputes the Illinois Supreme Court's interpretation, arguing that the text of the ordinance limits the officer's discretion in three ways. First, it does not permit the officer to issue a dispersal order to anyone who is moving along or who has an apparent purpose. Second, it does not permit an arrest if individuals obey a dispersal order. Third, no order can issue unless the officer reasonably believes that one of the loiterers is a member of a criminal street gang.

Even putting to one side our duty to defer to a state court's construction of the scope of a local enactment, we find each of these limitations insufficient. That the ordinance does not apply to people who are moving -- that is, to activity that would not constitute loitering under any possible definition of the term -- does not even address the question of how much discretion the police enjoy in deciding which stationary persons  [*62]  to disperse under the ordinance. 32Link to the text of the noteSimilarly, that the  [**1862]  ordinance does not permit an arrest until after a dispersal order has been disobeyed does not provide any guidance to the officer deciding whether such an order should issue. The "no apparent purpose" standard for [****36] making that decision is inherently subjective because  [***84]  its application depends on whether some purpose is "apparent" to the officer on the scene.

Presumably, an officer would have discretion to treat some purposes -- perhaps a purpose to engage in idle conversation or simply to enjoy a cool breeze on a warm evening -- as too frivolous to be apparent if he suspected a different ulterior motive. Moreover, an officer conscious of the city council's reasons for enacting the ordinance might well ignore its text and issue a dispersal order, even though an illicit purpose is actually apparent.

It is true, as the city argues, that the requirement that the officer [****37]  reasonably believe that a group of loiterers contains a gang member does place a limit on the authority to order dispersal. That limitation would no doubt be sufficient if the ordinance only applied to loitering that had an apparently harmful purpose or effect, 33Link to the text of the note or possibly if it only applied to loitering by persons reasonably believed to be criminal gang members. But this ordinance, for reasons that are not explained in the findings of the city council, requires no harmful purpose and applies to non-gang members as well as suspected gang members. 34Link to the text of the note It applies to everyone in the city  [*63]  who may remain in one place with one suspected gang member as long as their purpose is not apparent to an officer observing them. Friends, relatives, teachers, counselors, or even total strangers might unwittingly engage in forbidden loitering if they happen to engage in idle conversation with a gang member.

Ironically, the definition of loitering in the Chicago ordinance not only extends its scope to encompass harmless conduct, but also has the perverse consequence of excluding from its coverage much of the intimidating conduct that motivated its enactment. As the city council's findings demonstrate, the most harmful gang loitering is motivated either by an apparent purpose to publicize the gang's dominance of certain territory, thereby intimidating nonmembers, or by an equally apparent purpose to conceal ongoing commerce in illegal drugs. As the Illinois Supreme Court has not placed any limiting construction on the language [****39]  in the ordinance, we must assume that the ordinance means what it says and that it has no application to loiterers whose purpose is apparent. The relative importance of its application to harmless loitering is magnified by its inapplicability to loitering that has an obviously threatening or illicit purpose.

Finally, in its opinion striking down the ordinance, the Illinois Supreme Court refused to accept the general order issued by the police department as a sufficient limitation on the "vast amount of discretion" granted to the police in its enforcement. We agree. See Smith v. Goguen, 415 U.S. 566, 575, 39 L. Ed. 2d 605, 94 S. Ct. 1242 (1974). That the police  [***85]  have adopted internal rules limiting their enforcement to certain designated areas in the city would not provide a defense to a loiterer who might be arrested elsewhere. Nor could a person who knowingly loitered with a well-known gang member anywhere in the city  [*64]  safely assume that they would not be ordered to disperse no matter how innocent and harmless their loitering might be.

VI

In our judgment, the Illinois Supreme Court correctly concluded that the ordinance does not provide sufficiently specific limits on the enforcement discretion of the police [****40]  "to meet constitutional standards for definiteness and clarity." 35Link to the text of the note 177 Ill. 2d at 459, 687 N.E.2d at 64. We recognize the serious and difficult problems testified to by the citizens of Chicago that led to the enactment of this ordinance. "We are mindful that the preservation of liberty depends in part on the maintenance of social order." Houston v. Hill, 482 U.S. 451, 471-472, 96 L. Ed. 2d 398, 107 S. Ct. 2502 (1987). However, in this instance the city has enacted an ordinance that affords too much discretion to the police and too little notice to citizens who wish to use the public streets.

Accordingly, the judgment of the Supreme Court of Illinois is affirmed.

FN2: The ordinance states in pertinent part: “(a) Whenever a police officer observes a person whom he reasonably believes to be a criminal street gang member loitering in any public place with one or more other persons, he shall order all such persons to disperse and remove themselves from the area. Any person who does not promptly obey such an order is in violation of this section. “ (b) It shall be an affirmative defense to an alleged violation of this section that no person who was observed loitering was in fact a member of a criminal street gang. “(c) As used in this section: “(1) ‘Loiter’ means to remain in any one place with no apparent purpose. “(2) ‘Criminal street gang’ means any ongoing organization, association in fact or group of three or more persons, whether formal or informal, having as one of its substantial activities the commission of one or more of the criminal acts enumerated in paragraph (3), and whose members individually or collectively engage in or have engaged in a pattern of criminal gang activity. . . . . . “(5) ‘Public place’ means the public way and any other location open to the public, whether publicly or privately owned. “(e) Any person who violates this Section is subject to a fine of not less than $100 and not more than $500 for each offense, or imprisonment for not more than six months, or both. “In addition to or instead of the above penalties, any person who violates this section may be required to perform up to 120 hours of community service pursuant to section 1—4—120 of this Code.” Chicago Municipal Code §8—4—015 (added June 17, 1992), reprinted in App. to Pet. for Cert. 61a—63a. 

Note on Vagueness (Papachristou) Note on Vagueness (Papachristou)

Papachristou v. Jacksonville, 405 U.S. 156 (1972), invalidated as unconstitutionally vague the following Jacksonville, Florida, city ordinance, which now seems comically vague, although similar laws were once common in US jurisdictions:

“Rogues and vagabonds, or dissolute persons who go about begging, common gamblers, persons who use juggling or unlawful games or plays, common drunkards, common night walkers, thieves, pilferers or pickpockets, traders in stolen property, lewd, wanton and lascivious persons, keepers of gambling places, common railers and brawlers, persons wandering or strolling around from place to place without any lawful purpose or object, habitual loafers, disorderly persons, persons neglecting all lawful business and habitually spending their time by frequenting houses of ill fame, gaming houses, or places where alcoholic beverages are sold or served, persons able to work but habitually living upon the earnings of their wives or minor children shall be deemed vagrants and, upon conviction in the Municipal Court shall be punished as provided for Class D offenses.”

Id. at 156-57 n.1. Among the problems with the statute, the Court noted, are that "[t]he qualification 'without any lawful purpose or object' may be a trap for innocent acts. Persons 'neglecting all lawful business and habitually spending their time by frequenting  . . .  places where alcoholic beverages are sold or served' would literally embrace many members of golf clubs . . . . Letting one’s wife support him is an intra-family matter, and normally of no concern to the police." Id. at 164. Laws that sweep so broadly, the Court suggested, infringe on innocent, harmless conduct; leave people to guess whether their conduct is permissible; and require police and prosecutors both to determine which instances are conduct are prohibited by the statute and to pick and choose whom they will arrest and charge under the law from among innumerable people who are arguably violating it. That discretion may be exercised on discrimnatory grounds, as the facts of Papachristou seemed to suggest. The defendants were two black men and two white women who were spotted by police driving together in a car on a public street.

Johnson v. State Johnson v. State

Jennifer Clarice JOHNSON, Petitioner, v. STATE of Florida, Respondent.

No. 77831.

Supreme Court of Florida.

July 23, 1992.

*1289Louise F. Melling and Eric Lieberman of Rabinowitz, Boudin, Standard, Krinsky & Lieberman, for The Nat. Emergency Civ. Liberties Committee, Lynn M. Paltrow, for American Civ. Liberties Union Foundation, New York City, James Sweeting, III, Orlando, and James K. Green for American Civ. Liberties Union Foundation of Florida, Inc., West Palm Beach, for petitioner.

Robert A. Butterworth, Atty. Gen. and Belle B. Turner, Asst. Atty. Gen., Daytona Beach, for respondent.

Stephan E. Lawton and Thomas N. Bul-leit, Jr. of Hogan & Hartson, Washington, D.C., David Orentlicher, for American Medical Ass’n, Chicago, Ill., and John E. Thrasher for Florida Medical Ass’n, Inc., Jacksonville, amicus curiae for The American Medical Ass’n, The American Academy of Pediatrics, The American College of Obstetricians and Gynecologists, and The Florida Medical Ass’n.

Nadine Taub, Rutgers University, School of Law, Newark, N.J., and Jerri Blair of Lockett & Blair, P.A., Tavares, amici curiae for The American Public Health Ass’n, The American Medical Women’s Ass’n, Inc., The American Nurses Ass’n, The American Society of Addiction Medicine, The American Society of Law & Medicine, The Ass’n of Maternal and Child Health Programs, The Bucks County Council on Alcoholism and Drug Dependence, The Center for Law and Social Policy, The Center for Science in the Public Interest, The Coalition on Alcohol and Drug Dependent Women, The Drug Policy Foundation, The Florida Chapter of the Nat. Organization for Women, The Florida Feminist Task Force, The Florida Nursing Students’ Ass’n, The Illinois Alcoholism and Drug Dependence Ass’n, The Legal Action Center, The Louisiana Coalition for Maternal and Infant Health, The Mariposa Women’s Center, The Monroe County Coalition for Choice, The Nat. Abortion Rights Action League, The Nat. Ass’n of Alcoholism and Drug Abuse Counselors, The Nat. Ass’n of Social Workers, The Nat. Black Women’s Health Project, The Nat. Council on Alcoholism and Drug Dependence, The Nat. Council of Negro Women, Inc., The Nat. Latina Health Project, The Nat. Lawyers Guild, Southern Region, The Nat. Perinatal Ass’n, The Nat. Women’s Health Network, Project Healthy Choices, The Winter Park Area Chapter of The Nat. Organization for Women (Winter Park Area NOW), and The Women’s Legal Defense Fund.

Wendy K. Mariner, Boston, Mass., and Jary C. Nixon, Tampa, amicus curiae for The American Soc. of Law and Medicine.

Charlene Miller Carres, Tallahassee, ami-cus curiae for A Group of Florida legislators.

Dawn Euringer of Hayden & Milliken, P.A., Peggy Fisher, Barbara Greenof Freidin, Hirsh, Green & Gerrard, P.A., Marisa Tinkler Mendez of Black & Furci, P.A., Sally Richardson of Shutts & Bowen, Miami, and Jill Traina, Coral Gables, ami-cus curiae for Florida Ass’n for Women Lawyers, Dade County Chapter, Inc.

Alison B. Marshall of Miller, Canfield, Paddock and Stone, Washington, D.C., ami-cus curiae for Nat. Ass’n for Perinatal Addiction Research and Educ. (ÑAPARE).

*1290HARDING, Justice.

We have for review Johnson v. State, 578 So.2d 419, 420 (Fla. 5th DCA 1991), in which the Fifth District Court of Appeal certified the following question as one of great public importance:

WHETHER THE INGESTION OF A CONTROLLED SUBSTANCE BY A MOTHER WHO KNOWS THE SUBSTANCE WILL PASS TO HER CHILD AFTER BIRTH IS A VIOLATION OF FLORIDA LAW?

Our jurisdiction is based on article V, section 3(b)(4) of the Florida Constitution, and we answer the certified question in the negative.

The issue before the court is whether section 893.13(l)(c)(l), Florida Statutes (1989), permits the criminal prosecution of a mother, who ingested a controlled substance prior to giving birth, for delivery of a controlled substance to the infant during the thirty to ninety seconds following the infant’s birth, but before the umbilical cord is severed.

Johnson presents four arguments attacking the applicability of section 893.-13(l)(c)(l) to her conviction: 1) the district court’s interpretation of the statute violates the legislature’s intent; 2) the plain language of the statute prevents her conviction; 3) the conviction violates her constitutional rights of due process and privacy; and 4) the State presented insufficient evidence to show that she intentionally delivered cocaine to a minor. The Court received amicus briefs on Johnson’s behalf from the American Medical Association, the American Public Health Association, the American Society of Law and Medicine, a group of Florida legislators, the Florida Association of Women Lawyers, and the National Association for Perinatal Addiction Resources and Education. The State contends that the district court correctly found that the statute’s plain language prohibits the delivery of the controlled substance to a minor, and that the conviction does not violate Johnson’s constitutional rights.

We adopt Judge Sharp’s analysis concerning the insufficiency of the evidence to support Johnson’s conviction and her analysis concerning the legislature's intent in section 893.13(l)(c)(l). However, we note that Judge Sharp’s analysis did not clearly state the rules of statutory construction in the criminal context. Although Judge Sharp correctly applied the rule of strict construction, she failed to apply the other paramount rule of criminal statutory construction, the rule of lenity. § 775.021(1), Fla. Stat. (1989).

The rules of statutory construction require courts to strictly construe criminal statutes, and that “when the language is susceptible to differing constructions, [the statute] shall be construed most favorably to the accused.” § 775.021(1). In strictly construing criminal statutes, we have held that only those terms which are “ ‘clearly and intelligently described in [a penal statute’s] very words, as well as manifestly intended by the Legislature’ ” are to be considered as included in the statute. State v. Wershow, 343 So.2d 605, 608 (Fla.1977), quoting Ex parte Amos, 93 Fla. 5, 112 So. 289 (1927). We find that the legislative history does not show a manifest intent to use the word “delivery” in the context of criminally prosecuting mothers for delivery of a controlled substance to a minor by way of the umbilical cord. This lack of legislative intent coupled with uncertainty that the term “delivery” applies to the facts of the instant case, compels this Court to construe the statute in favor of Johnson. The text of Judge Sharp’s dissent is as follows:

Johnson appeals from two convictions for delivering a controlled substance to her two minor children in violation of section 893.13(l)(c)l., Florida Statutes (1989).1 The *1291state’s theory of the case was that Johnson “delivered” cocaine or a derivative of the drug to her two children via blood flowing through the children’s umbilical cords in the sixty-to-ninety second period after they were expelled from her birth canal but before their cords were severed. The application of this statute to this concept of “delivery” presents a case of first impression in this state. Because I conclude that section 893.13(l)(c)l. was not intended to apply to these facts, I would vacate the convictions and remand for the entry of a judgment of acquittal.

The record in this case establishes the following facts. On October 3, 1987, Johnson delivered a son. The birth was normal with no complications. There was no evidence of fetal distress either within the womb or during the delivery. About one and one-half minutes elapsed from the time the son’s head emerged from his mother’s birth canal to the time he was placed on her stomach and the cord was clamped.

The obstetrician who delivered Johnson’s son testified he presumed that the umbilical cord was functioning normally and that it was delivering blood to the baby after he emerged from the birth canal and before the cord was clamped. Johnson admitted to the baby’s pediatrician that she used cocaine the night before she delivered. A basic toxicology test performed on Johnson and her son was positive for benzoylecgo-nine, a metabolite or “breakdown” product of cocaine.

In December 1988, Johnson, while pregnant with a daughter, suffered a crack overdose. Johnson told paramedics that she had taken $200 of crack cocaine earlier that evening and that she was concerned about the effects of the drug on her unborn child. Johnson was then taken to the hospital for observation.

Johnson was hospitalized again on January 23, 1989, when she was in labor. Johnson told Dr. Tompkins, an obstetrician, that she had used rock cocaine that morning while she was in labor. With the exception of finding meconium stain fluid in the amniotic sack,2 there were no other complications with the birth of Johnson’s baby daughter. Approximately sixty-to-ninety seconds elapsed from the time the child’s head emerged from her mother’s birth canal until her umbilical cord was clamped.

The following day, the Department of Health and Rehabilitative Services investigated an abuse report of a cocaine baby concerning Johnson’s daughter. Johnson told the investigator that she had smoked pot and crack cocaine three to four times every-other-day throughout the duration of her pregnancy with her daughter. Johnson’s mother acknowledged that Johnson had been using cocaine for at least three years during the time her daughter and son were born.

At Johnson’s trial, Dr. Tompkins testified that a mother’s blood passes nutrients, oxygen and chemicals to an unborn child by a diffusion exchange at the capillary level from the womb to the placenta. The umbilical cord then circulates the baby’s blood (including the exchange from its mother) between the placenta and the child. Metabolized cocaine derivatives in the mother’s blood thus diffuse from the womb to the placenta, and then reach the baby through its umbilical cord. Although the blood flow is somewhat restricted during the birthing process, a measurable amount of blood is transferred from the placenta to the baby through the umbilical cord during delivery and after birth.

Dr. Shashi Gore, a pathologist and toxicologist, testified that cocaine has a half life of about one hour. This means that half of the amount of the drug remains in a person’s blood stream for about one hour. The remainder gradually decreases over a period of forty-eight to seventy-two hours. The liver metabolizes the cocaine into ben-zoylecgonine which travels through the kidneys and into the urine until it is voided.

*1292When Dr. Gore was asked whether a woman who had smoked cocaine at 10:00 p.m. and again between 6:00 and 7:00 a.m. the following morning and delivered a child at 1:00 p.m. that afternoon would still have cocaine or benzoylecgonine present in her blood stream at the time of delivery, the response was yes. When asked whether a woman who had smoked cocaine sometime the night before delivering a child at 8:00 in the morning would still have cocaine or benzoylecgonine in her system at the time of the child’s birth, the response again was yes.

Dr. Stephen Kandall, a neonatologist, testified for the defense that it was impossible to tell whether the cocaine derivatives which appeared in these children’s urine shortly after birth were the result of the exchange from the mother to her children before or after they were born because most of it took place from womb to the placenta before the birth process was complete.

He also testified that blood flow to the infant from the placenta through the umbilical cord to the child is restricted during contractions. Cocaine also constricts the passage of blood dramatically but benzoy-lecgonine does not. Dr. Kandall admitted that it is theoretically possible that cocaine or other substances can pass between a mother and her baby during the thirty-to-sixty-second period after the child is born and before the umbilical cord is cut, but that the amount would be tiny.

I submit there was no medical testimony adequate to support the trial court’s finding that a “delivery” occurred here during the birthing process, even if the criminal statute is applicable. The expert witnesses all testified about blood flow from the umbilical cord to child. But that blood flow is the child’s and the placenta through which it flows, is not part of the mother’s body. No witness testified in this case that any cocaine derivatives passed from the mother’s womb to the placenta during the sixty-to-ninety seconds after the child was expelled from the birth canal. That is when any “delivery” would have to have taken place under this statute, from one “person” to another “person.”

Further, there was no evidence that Johnson timed her dosage of cocaine so as to be able to transmit some small amount after her child’s birth. Predicting the day or hour of a child’s birth is difficult to impossible even for experts. Had Johnson given birth one or two days later, the cocaine would have been completely eliminated, and no “crime” would have occurred. But since she went into labor which progressed to birth after taking cocaine when she did, the only way Johnson could have prevented the “delivery” would have been to have severed the cord before the child was born which, of course, would probably have killed both herself and her child. This illustrates the absurdity of applying the delivery-of-a-drug statute to this scenario.

However, in my view, the primary question in this case is whether section 893.-13(l)(c)l. was intended by the Legislature to apply to the birthing process. Before Johnson can be prosecuted under this statute, it must be clear that the Legislature intended for it to apply to the delivery of cocaine derivatives to a newborn during a sixty-to-ninety second interval, before severance of the umbilical cord. I can find no case where “delivery” of a drug was based on an involuntary act such as diffusion and blood flow.3 Criminal statutes must be *1293 strictly — not loosely — construed. § 775.-021(1), Fla.Stat. (1989); Perkins v. State, 576 So.2d 1310 (Fla.1991); State v. Jackson, 526 So.2d 58 (Fla.1988); Ferguson v. State, 377 So.2d 709 (Fla.1979).

Further, in construing a statute, we must consider its history, the evil to be corrected, the intention of the Legislature, the subject to be regulated and the objects to be attained. Singleton v. Larson, 46 So.2d 186 (Fla.1950). Legislative intent is the polestar by which the courts must be guided. State v. Webb, 398 So.2d 820 (Fla.1981); Singleton 46 So.2d at 189; Philip Crosby Associates, Inc. v. State Board of Independent Colleges, 506 So.2d 490 (Fla. 5th DCA 1987); Osteen v. Morris, 481 So.2d 1287 (Fla. 5th DCA 1986). Legislative intent may be express or it may be gathered from the purpose of the act, the administrative construction of it, other legislative acts bearing upon the subject, and all the circumstances surrounding and attendant upon it. City of St. Petersburg v. Carter, 39 So.2d 804 (Fla.1949). My review of other pertinent legislative enactments, specifically chapter 415, leads me to conclude in this case that the Legislature expressly chose to treat the problem of drug dependent mothers and newborns as a public health problem and that it considered but rejected imposing criminal sanctions, via section 893.13(l)(c)l.

In 1982, sections 415.501-514 were enacted to deal with the problem of child abuse and neglect. The Legislature determined that because of the impact that abuse or neglect has on a victimized child, siblings, family structure, and inevitably on all citizens of the state, the prevention of child abuse and neglect is a priority of this state. § 415.501, Fla. Stat. (1989). To further this end, the Legislature required that a comprehensive approach for the prevention of abuse and neglect of children be developed for the state. Id. The statute defined an “abused or neglected child” as a child whose physical or mental health or welfare was harmed, or threatened with harm, by the acts of omissions of the parent or other person responsible for the child’s welfare. As originally defined, “harm” included physical or mental injury, sexual abuse, exploitation, abandonment, and neglect. § 415.503(7), Fla. Stat. (1983)

In 1987, a bill was proposed to broaden the definition of “harm” to include physical dependency of a newborn infant upon certain controlled drugs. However, there was a concern among legislators that this language might authorize criminal prosecutions of mothers who give birth to drug-dependent children. Comment, A Response to “Cocaine Babies” — Amendment of Florida’s Child Abuse and Neglect Laws to Encompass Infants Born Drug Dependent, 15 Fla.S.U.L.Rev. 865, 877 (1987).4 The bill was then amended to provide that no parent of a drug-dependent newborn shall be subject to criminal investigation solely on the basis of the infant’s drug dependency. In the words of the sponsor of the House bill:

This clearly states that the individual would not be subject to any investigation solely upon the basis of the infant’s drug dependency.
The prime purpose of this bill is to keep the families intact. It’s not for the purpose of investigation.
* * * * sfc *
Again, there is a well-founded anxiety that we are looking to arrest Moms. We’re not looking to do that. What we are looking to do is we’re looking to intervene on behalf of many different state policies....

*1294The bill was passed by the Legislature and the changes were codified in section 415.-503(9)(a)2. Ch. 87-90 § 1, Laws of Fla.

From this legislative history, it is clear that the Legislature considered and rejected a specific statutory provision authorizing criminal penalties against mothers for delivering drug-affected children who received transfer of an illegal drug derivative metabolized by the mother’s body, in úte-ro. In light of this express legislative statement, I conclude that the Legislature never intended for the general drug delivery statute to authorize prosecutions of those mothers who take illegal drugs close enough in time to childbirth that a doctor could testify that a tiny amount passed from mother to child in the few seconds before the umbilical cord was cut. Criminal prosecution of mothers like Johnson will undermine Florida’s express policy of “keeping families intact” and could destroy the family by incarcerating the child’s mother when alternative measures could protect the child and stabilize the family. Comment, A Response to “Cocaine Babies”, 15 Fla.S.U.L.Rev. at 881.

In similar cases in which charges have been brought against mothers after delivery of drug-affected newborns, those charges have been dismissed. See People v. Hardy, 188 Mich.App. 305, 469 N.W.2d 50 (1991); People v. Bremer, No. 90-32227-FH (Mich.Cir.Ct. January 31, 1991); State v. Gray, 1990 WL 125695, No. L-89-239 (Ohio Ct.App. August 31, 1990), jurisdictional motion allowed, 57 Ohio St.3d 711, 568 N.E.2d 695 (1991). In People v. Bremer, the defendant was charged with delivery of cocaine to her newborn daughter after urine samples from the defendant and child following birth tested positive for benzoylecgonine. The circuit court concluded that the Michigan Legislature never intended to include the action of the defendant under the delivery statute:

To interpret this section to cover ingestion of cocaine by a pregnant woman would be a radical incursion upon existing law. A person may not be punished for a crime unless her acts fall clearly within the language of the statute. The specific language of this act does not allow the strained construction advanced by the prosecution.
Neither judges nor prosecutors can make criminal laws. This is the purview of the Legislature. If the Legislature wanted to punish the uterine transfer of cocaine from a mother to her fetus, it would be up to the Legislature to consider the attending public policy and constitutional arguments and then pass its legislation. The Legislature has not done so and the court has no power to make such a law.

The Michigan court also rejected the prosecutor’s argument that charging women with delivery of controlled substances to their newborns provides a strong deterrent against unlawful use of drugs by pregnant women and prompts them to drug treatment. The court noted that prosecution of these women would likely have the opposite effect. A woman may abort her child or avoid prenatal care or treatment out of fear of prosecution. Thus the court concluded that the state’s interest was better served by making treatment programs available to pregnant addicts rather than driving them away from treatment by criminal sanctions.

In State v. Gray, the defendant was indicted for child endangering based on her use of cocaine during the last trimester of pregnancy. The trial court concluded that the child endangering statute did not apply to this situation and dismissed the charge against her. On appeal, the state of Ohio argued that the trial court had failed to consider the time the fetus is a child and still attached to the mother and the duty of care created at that point. The appellate court concluded that the Ohio General Assembly did not intend to criminalize the passage of harmful substances from a mother to a child in the brief moments from birth to the severance of the umbilical cord. “To construe the statute in this manner would mean that every expectant woman who ingested a substance with the potential of harm to her child, e.g., alcohol or nicotine, would be criminally liable under [the child endangering statute]. We do not *1295believe such result was intended by the General Assembly.”

There can be no doubt that drug abuse is one of the most serious problems confronting our society today. National Treasury Employees Union v. Von Raab, 489 U.S. 656, 109 S.Ct. 1384, 1395, 103 L.Ed.2d 685 (1989). Of particular concern is the alarming rise in the number of babies born with cocaine in their systems as a result of cocaine use by pregnant women. Some experts estimate that as many as eleven percent of pregnant women have used an illegal drug during pregnancy, and of those women, seventy-five percent have used cocaine. Report of the American Medical Association Board of Trustees, Legal Interventions During Pregnancy, 264 JAMA 2663 (Nov. 28, 1990). Others estimate that 375,000 newborns per year are born to women who are users of illicit drugs. American Public Health Association 1990 Policy Statement.

It is well-established that the effects of cocaine use by a pregnant woman on her fetus and later on her newborn can be severe. On average, cocaine-exposed babies have lower birth weights, shorter body lengths at birth, and smaller head circumferences than normal infants. 264 JAMA at 2666. Cocaine use may also result in sudden infant death syndrome, neural-behavioral deficiencies as well as other medical problems and long-term developmental abnormalities. American Public Health Association 1990 Policy Statement. The basic problem of damaging the fetus by drug use during pregnancy should not be addressed piecemeal, however, by prosecuting users who deliver their babies close in time to use of drugs and ignoring those who simply use drugs during their pregnancy.

Florida could possibly have elected to make in útero transfers criminal. But it chose to deal with this problem in other ways. One way is to allow evidence of drug use by women as a ground for removal of the child to the custody of protective services, as was done in this case. Some states have responded to this crisis by charging women with child abuse and neglect. See In re Baby X, 97 Mich.App. 111, 293 N.W.2d 736 (1980) (newborn suffering from narcotics withdrawal symptoms due to prenatal maternal drug addiction is neglected and within jurisdiction of the probate court); In re Smith, 128 Misc.2d 976, 492 N.Y.S.2d 331 (N.Y.Fam.Ct.1985) (person under Family Court Act includes unborn child who is neglected as the result of mother’s conduct); In re Ruiz, 27 Ohio Misc.2d 31, 27 O.B.R. 350, 500 N.E.2d 935 (Com.Pl.1986) (mother’s use of heroin close to baby’s birth created substantial risk to the health of the child and constituted child abuse).

However, prosecuting women for using drugs and “delivering” them to their newborns appears to be the least effective response to this crisis.5 Rather than face the *1296possibility of prosecution, pregnant women who are substance abusers may simply avoid prenatal or medical cafe for fear of being detected. Yet the newborns of these women are, as a group, the most fragile and sick, and most in need of hospital neonatal care. A decision to deliver these babies “at home” will have tragic and serious consequences. As the Board of Trustees Reports notes:

[CJriminal penalties may exacerbate the harm done to fetal health by deterring pregnant substance abusers from obtaining help or care from either the health or public welfare professions, the very people who are best able to prevent future abuse. The California Medical Association has noted:
While unhealthy behavior cannot be condoned, to bring criminal charges against a pregnant woman for activities which may be harmful to her fetus is inappropriate. Such prosecution is counterproductive to the public interest as it may discourage a woman from seeking prenatal care or dissuade her from providing accurate information to health care providers out of fear of self-incrimination. This failure to seek proper care or to withhold vital information concerning her health could increase the risks to herself and her baby.
Florida’s Secretary of Health and Rehabilitative Services has also observed that potential prosecution under existing child abuse or drug use statutes already ‘makes many potential reporters reluctant to identify women as substance abusers.’ (footnotes omitted)

264 JAMA at 2669. See also Commonwealth v. Pellegrini, No. 87970 (Mass. Superior Court Oct. 15, 1990) (by imposing criminal sanctions, women may turn away from seeking prenatal care for fear of being discovered, undermining the interests of the state in protecting potential human life). Prosecution of pregnant women for engaging in activities harmful to their fetuses or newborns may also unwittingly increase the incidence of abortion.6

Such considerations have led the American Medical Association Board of Trustees to oppose criminal sanctions for harmful behavior by a pregnant woman toward her fetus and to advocate that pregnant substance abusers be provided with rehabilitative treatment appropriate to their specific psychological and physiological needs. 264 JAMA at 2670. Likewise, the American Public Health Association has adopted the view that the use of illegal drugs by pregnant women is a public health problem. It also recommends that no punitive measures be taken against pregnant women who are users of illicit drugs when no other illegal acts, including drug-related offenses, have been committed. See 1990 Policy Statement.

In summary, I would hold that section 893.13(l)(c)l. does not encompass “delivery” of an illegal drug derivative from womb to placenta to umbilical cord to newborn after a child’s birth. If that is the intent of the Legislature, then this statute should be redrafted to clearly address the basic problem of passing illegal substances from mother to child in útero, not just in the birthing process.

Johnson, 578 So.2d at 421-427 (Sharp, J., dissenting) (alteration in original).

Since the Fifth District Court of Appeal’s decision, several other courts have ruled on issues similar to ones presented in this case. See State v. Gethers, 585 So.2d 1140 (Fla. 4th DCA 1991) (child abuse statute did not reach unborn fetus and therefore defendant could not be prosecuted for child abuse based on introduction of cocaine into her own body during the gestation period of her unborn child); see also State v. Gray, 62 Ohio St. 3d 514, 584 N.E.2d 710 (1992) (parent may not be prosecuted for child endangerment for substance abuse occurring before birth of the child); People v. Morabito, 151 Misc.2d 259, 580 N.Y.S.2d 843 (N.Y. City Ct.1992) (mother could not be charged with endangering welfare of child based upon acts endangering unborn child); and Welch v. Commonwealth, No. 90-CA-1189-MR, (Ky.Ct.App. Feb. 7, 1992) (mother could not be charged with criminal abuse of an unborn child for her drug use *1297during pregnancy). At oral argument the State acknowledged that no other jurisdiction has upheld a conviction of a mother for delivery of a controlled substance to an infant through either the umbilical cord or an in útero transmission; nor has the State submitted any subsequent authority to reflect that this fact has changed. The Court declines the State’s invitation to walk down a path that the law, public policy, reason and common sense forbid it to tread. Therefore, we quash the decision below, answer the certified question in the negative, and remand with directions that Johnson’s two convictions be reversed.

It is so ordered.

BARKETT, C.J., and OVERTON, MCDONALD, SHAW, GRIMES and KOGAN, JJ., concur.

Muscarello v. United States Muscarello v. United States

524 U.S. 125 (1998)

MUSCARELLO
v.
UNITED STATES

No. 96-1654.

United States Supreme Court.

Argued March 23, 1998.
Decided June 8, 1998.[1]

CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT

[126] Breyer, J., delivered the opinion of the Court, in which Stevens, O'Connor, Kennedy, and Thomas, JJ., joined. Ginsburg, J., filed a dissenting opinion, in which Rehnquist, C. J., and Scalia and Souter, JJ., joined, post, p. 139.

Robert H. Klonoff argued the cause for petitioner in No. 96-1654. With him on the briefs were Gregory A. Castanias, Paul R. Reichert, and Ron S. Macaluso. Norman S. Zalkind, by appointment of the Court, 522 U. S. 1074, argued the cause for petitioners in No. 96-8837. With him on the briefs were Elizabeth A. Lunt, David Duncan, and John H. Cunha, Jr., by appointment of the Court, 522 U. S. 1074.

James A. Feldman argued the cause for the United States in both cases. With him on the brief were Solicitor General Waxman, Acting Assistant Attorney General Keeney, and Deputy Solicitor General Dreeben.[2]

Justice Breyer, delivered the opinion of the Court.

A provision in the firearms chapter of the federal criminal code imposes a 5-year mandatory prison term upon a person who "uses or carries a firearm" "during and in relation to" a "drug trafficking crime." 18 U. S. C. § 924(c)(1). The question before us is whether the phrase "carries a firearm" is limited to the carrying of firearms on the person. We hold that it is not so limited. Rather, it also applies to a person [127] who knowingly possesses and conveys firearms in a vehicle, including in the locked glove compartment or trunk of a car, which the person accompanies.

I

The question arises in two cases, which we have consolidated for argument. Petitioner in the first case, Frank J. Muscarello, unlawfully sold marijuana, which he carried in his truck to the place of sale. Police officers found a handgun locked in the truck's glove compartment. During plea proceedings, Muscarello admitted that he had "carried" the gun "for protection in relation" to the drug offense, App. in No. 96-1654, p. 12, though he later claimed to the contrary, and added that, in any event, his "carr[ying]" of the gun in the glove compartment did not fall within the scope of the statutory word "carries." App. to Pet. for Cert. in No. 96-1654, p. 10a.

Petitioners in the second case, Donald Cleveland and Enrique Gray-Santana, placed several guns in a bag, put the bag in the trunk of a car, and then traveled by car to a proposed drug-sale point, where they intended to steal drugs from the sellers. Federal agents at the scene stopped them, searched the cars, found the guns and drugs, and arrested them.

In both cases the Courts of Appeals found that petitioners had "carrie[d]" the guns during and in relation to a drug trafficking offense. 106 F. 3d 636, 639 (CA5 1997); 106 F. 3d 1056, 1068 (CA1 1997). We granted certiorari to determine whether the fact that the guns were found in the locked glove compartment, or the trunk, of a car precludes application of § 924(c)(1). We conclude that it does not.

II

A

We begin with the statute's language. The parties vigorously contest the ordinary English meaning of the phrase [128] "carries a firearm." Because they essentially agree that Congress intended the phrase to convey its ordinary, and not some special legal, meaning, and because they argue the linguistic point at length, we too have looked into the matter in more than usual depth. Although the word "carry" has many different meanings, only two are relevant here. When one uses the word in the first, or primary, meaning, one can, as a matter of ordinary English, "carry firearms" in a wagon, car, truck, or other vehicle that one accompanies. When one uses the word in a different, rather special, way, to mean, for example, "bearing" or (in slang) "packing" (as in "packing a gun"), the matter is less clear. But, for reasons we shall set out below, we believe Congress intended to use the word in its primary sense and not in this latter, special way.

Consider first the word's primary meaning. The Oxford English Dictionary gives as its first definition "convey, originally by cart or wagon, hence in any vehicle, by ship, on horseback, etc." 2 Oxford English Dictionary 919 (2d ed. 1989); see also Webster's Third New International Dictionary 343 (1986) (first definition: "move while supporting (as in a vehicle or in one's hands or arms)"); Random House Dictionary of the English Language Unabridged 319 (2d ed. 1987) (first definition: "to take or support from one place to another; convey; transport").

The origin of the word "carries" explains why the first, or basic, meaning of the word "carry" includes conveyance in a vehicle. See Barnhart Dictionary of Etymology 146 (1988) (tracing the word from Latin "carum," which means "car" or "cart"); 2 Oxford English Dictionary, supra, at 919 (tracing the word from Old French "carier" and the late Latin "carricare," which meant to "convey in a car"); Oxford Dictionary of English Etymology 148 (C. Onions ed. 1966) (same); Barnhart Dictionary of Etymology, supra, at 143 (explaining that the term "car" has been used to refer to the automobile since 1896).

[129] The greatest of writers have used the word with this meaning. See, e. g., The King James Bible, 2 Kings 9:28 ("[H]is servants carried him in a chariot to Jerusalem"); id., Isaiah 30:6 ("[T]hey will carry their riches upon the shoulders of young asses"). Robinson Crusoe says, "[w]ith my boat, I carry'd away every Thing." D. Defoe, Robinson Crusoe 174 (J. Crowley ed. 1972). And the owners of Queequeg's ship, Melville writes, "had lent him a [wheelbarrow], in which to carry his heavy chest to his boarding-house." H. Melville, Moby Dick 43 (U. Chicago 1952). This Court, too, has spoken of the "carrying" of drugs in a car or in its "trunk." California v. Acevedo, 500 U. S. 565, 572-573 (1991); Florida v. Jimeno, 500 U. S. 248, 249 (1991).

These examples do not speak directly about carrying guns. But there is nothing linguistically special about the fact that weapons, rather than drugs, are being carried. Robinson Crusoe might have carried a gun in his boat; Queequeg might have borrowed a wheelbarrow in which to carry not a chest but a harpoon. And, to make certain that there is no special ordinary English restriction (unmentioned in dictionaries) upon the use of "carry" in respect to guns, we have surveyed modern press usage, albeit crudely, by searching computerized newspaper data bases—both the New York Times data base in Lexis/Nexis, and the "US News" data base in Westlaw. We looked for sentences in which the words "carry," "vehicle," and "weapon" (or variations thereof) all appear. We found thousands of such sentences, and random sampling suggests that many, perhaps more than one-third, are sentences used to convey the meaning at issue here, i. e., the carrying of guns in a car.

The New York Times, for example, writes about "an ex-con" who "arrives home driving a stolen car and carrying a load of handguns," Mar. 21, 1992, section 1, p. 18, col. 1, and an "official peace officer who carries a shotgun in his boat," June 19, 1988, section 12WC, p. 2, col. 1; cf. The New York [130] Times Manual of Style and Usage, a Desk Book of Guidelines for Writers and Editors, foreword (L. Jordan rev. ed. 1976) (restricting Times journalists and editors to the use of proper English). The Boston Globe refers to the arrest of a professional baseball player "for carrying a semiloaded automatic weapon in his car." Dec. 10, 1994, p. 75, col. 5. The Colorado Springs Gazette Telegraph speaks of one "Russell" who "carries a gun hidden in his car." May 2,1993, p. B1, col. 2. The Arkansas Gazette refers to a "house" that was "searched" in an effort to find "items that could be carried in a car, such as . . . guns."Mar. 10, 1991, p. A1, col. 2. The San Diego Union-Tribune asks, "What, do they carry guns aboard these boats now?" Feb. 18, 1992, p.D2, col. 5.

Now consider a different, somewhat special meaning of the word "carry"—a meaning upon which the linguistic arguments of petitioners and the dissent must rest. The Oxford English Dictionary's twenty-sixth definition of "carry" is "bear, wear, hold up, or sustain, as one moves about; habitually to bear about with one." 2 Oxford English Dictionary, at 921. Webster's defines "carry" as "to move while supporting," not just in a vehicle, but also "in one's hands or arms." Webster's Third New International Dictionary, supra, at 343. And Black's Law Dictionary defines the entire phrase "carry arms or weapons" as

"To wear, bear or carry them upon the person or in the clothing or in a pocket, for the purpose of use, or for the purpose of being armed and ready for offensive or defensive action in case of a conflict with another person." Black's Law Dictionary 214 (6th ed. 1990).

These special definitions, however, do not purport to limit the "carrying of arms" to the circumstances they describe. No one doubts that one who bears arms on his person "carries a weapon." But to say that is not to deny that one may also "carry a weapon" tied to the saddle of a horse or placed in a bag in a car.

[131] Nor is there any linguistic reason to think that Congress intended to limit the word "carries" in the statute to any of these special definitions. To the contrary, all these special definitions embody a form of an important, but secondary, meaning of "carry," a meaning that suggests support rather than movement or transportation, as when, for example, a column "carries" the weight of an arch. 2 Oxford English Dictionary, at 919, 921. In this sense a gangster might "carry" a gun (in colloquial language, he might "pack a gun") even though he does not move from his chair. It is difficult to believe, however, that Congress intended to limit the statutory word to this definition—imposing special punishment upon the comatose gangster while ignoring drug lords who drive to a sale carrying an arsenal of weapons in their van.

We recognize, as the dissent emphasizes, that the word "carry" has other meanings as well. But those other meanings (e. g., "carry all he knew," "carries no colours"), see post, at 143-144, are not relevant here. And the fact that speakers often do not add to the phrase "carry a gun" the words "in a car" is of no greater relevance here than the fact that millions of Americans did not see Muscarello carry a gun in his truck. The relevant linguistic facts are that the word "carry" in its ordinary sense includes carrying in a car and that the word, used in its ordinary sense, keeps the same meaning whether one carries a gun, a suitcase, or a banana.

Given the ordinary meaning of the word "carry," it is not surprising to find that the Federal Courts of Appeals have unanimously concluded that "carry" is not limited to the carrying of weapons directly on the person but can include their carriage in a car. United States v. Toms, 136 F. 3d 176, 181 (CADC 1998); United States v. Foster, 133 F. 3d 704, 708 (CA9 1998); United States v. Eyer, 113 F. 3d 470, 476 (CA3 1997); 106 F. 3d, at 1066 (case below); 106 F. 3d, at 639 (case below); United States v. Malcuit, 104 F. 3d 880, 885, rehearing en banc granted, 116 F. 3d 163 (CA6 1997); United States v. Mitchell, 104 F. 3d 649, 653-654 (CA4 1997); United [132] States v. Molina, 102 F. 3d 928, 932 (CA7 1996); United States v. Willis, 89 F. 3d 1371, 1379 (CA8 1996); United States v. Miller, 84 F. 3d 1244, 1259-1260 (1996), overruled on other grounds, United States v. Holland, 116 F. 3d 1353 (CA10 1997); United States v. Giraldo, 80 F. 3d 667, 676-677 (CA2 1996); United States v. Farris, 77 F. 3d 391, 395-396 (CA11 1996).

B

We now explore more deeply the purely legal question of whether Congress intended to use the word "carry" in its ordinary sense, or whether it intended to limit the scope of the phrase to instances in which a gun is carried "on the person." We conclude that neither the statute's basic purpose nor its legislative history support circumscribing the scope of the word "carry" by applying an "on the person" limitation.

This Court has described the statute's basic purpose broadly, as an effort to combat the "dangerous combination" of "drugs and guns." Smith v. United States, 508 U. S. 223, 240 (1993). And the provision's chief legislative sponsor has said that the provision seeks "to persuade the man who is tempted to commit a Federal felony to leave his gun at home." 114 Cong. Rec. 22231 (1968) (Rep. Poff); see Busic v. United States, 446 U. S. 398, 405 (1980) (describing Poff's comments as "crucial material" in interpreting the purpose of § 924(c)); Simpson v. United States, 435 U. S. 6, 13-14 (1978) (concluding that Poff's comments are "clearly probative" and "certainly entitled to weight"); see also 114 Cong. Rec. 22243-22244 (statutes would apply to "the man who goes out taking a gun to commit a crime") (Rep. Hunt); id., at 22244 ("Of course, what we are trying to do by these penalties is to persuade the criminal to leave his gun at home") (Rep. Randall); id. , at 22236 ("We are concerned . . . with having the criminal leave his gun at home") (Rep. Meskill).

From the perspective of any such purpose (persuading a criminal "to leave his gun at home"), what sense would it [133] make for this statute to penalize one who walks with a gun in a bag to the site of a drug sale, but to ignore a similar individual who, like defendant Gray-Santana, travels to a similar site with a similar gun in a similar bag, but instead of walking, drives there with the gun in his car? How persuasive is a punishment that is without effect until a drug dealer who has brought his gun to a sale (indeed has it available for use) actually takes it from the trunk (or unlocks the glove compartment) of his car? It is difficult to say that, considered as a class, those who prepare, say, to sell drugs by placing guns in their cars are less dangerous, or less deserving of punishment, than those who carry handguns on their person.

We have found no significant indication elsewhere in the legislative history of any more narrowly focused relevant purpose. We have found an instance in which a legislator referred to the statute as applicable when an individual "has a firearm on his person," ibid. (Rep. Meskill); an instance in which a legislator speaks of "a criminal who takes a gun in his hand," id. , at 22239 (Rep. Pucinski); and a reference in the Senate Report to a "gun carried in a pocket," S. Rep. No. 98-225, p. 314, n. 10 (1983); see also 114 Cong. Rec. 21788, 21789 (1968) (references to gun "carrying" without more). But in these instances no one purports to define the scope of the term "carries"; and the examples of guns carried on the person are not used to illustrate the reach of the term "carries" but to illustrate, or to criticize, a different aspect of the statute.

Regardless, in other instances, legislators suggest that the word "carries" has a broader scope. One legislator indicates that the statute responds in part to the concerns of law enforcement personnel, who had urged that "carrying short firearms in motor vehicles be classified as carrying such weapons concealed." Id., at 22242 (Rep. May). Another criticizes a version of the proposed statute by suggesting it might apply to drunken driving, and gives as an example a [134] drunken driver who has a "gun in his car." Id., at 21792 (Rep. Yates). Others describe the statute as criminalizing gun "possession"—a term that could stretch beyond both the "use" of a gun and the carrying of a gun on the person. See id., at 21793 (Rep. Casey); id., at 22236 (Rep. Meskill); id., at 30584 (Rep. Collier); id., at 30585 (Rep. Skubitz).

C

We are not convinced by petitioners' remaining arguments to the contrary. First, they say that our definition of "carry" makes it the equivalent of "transport." Yet, Congress elsewhere in related statutes used the word "transport" deliberately to signify a different, and broader, statutory coverage. The immediately preceding statutory subsection, for example, imposes a different set of penalties on one who, with an intent to commit a crime, "ships, transports, or receives a firearm" in interstate commerce. 18 U. S. C. § 924(b). Moreover, § 926A specifically "entitle[s]" a person "not otherwise prohibited . . . from transporting, shipping, or receiving a firearm" to "transport a firearm . . . from any place where he may lawfully possess and carry" it to "any other place" where he may do so. Why, petitioners ask, would Congress have used the word "transport," or used both "carry" and "transport" in the same provision, if it had intended to obliterate the distinction between the two?

The short answer is that our definition does not equate "carry" and "transport." "Carry" implies personal agency and some degree of possession, whereas "transport" does not have such a limited connotation and, in addition, implies the movement of goods in bulk over great distances. See Webster's Third New International Dictionary, at 343 (noting that "carry" means "moving to a location some distance away while supporting or maintaining off the ground" and "is a natural word to use in ref. to cargoes and loads on trucks, wagons, planes, ships, or even beasts of burden," while "transport refers to carriage in bulk or number over an appreciable [135] distance and, typically, by a customary or usual carrier agency"); see also Webster's Dictionary of Synonyms 141 (1942). If Smith, for example, calls a parcel delivery service, which sends a truck to Smith's house to pick up Smith's package and take it to Los Angeles, one might say that Smith has shipped the package and the parcel delivery service has transported the package. But only the truck driver has "carried" the package in the sense of "carry" that we believe Congress intended. Therefore, "transport" is a broader category that includes "carry" but also encompasses other activity.

The dissent refers to § 926A and to another statute where Congress used the word "transport" rather than "carry" to describe the movement of firearms. 18 U. S. C. § 925(a) (2)(B); post, at 146-147. According to the dissent, had Congress intended "carry" to have the meaning we give it, Congress would not have needed to use a different word in these provisions. But as we have discussed above, we believe the word "transport" is broader than the word "carry."

And, if Congress intended "carry" to have the limited definition the dissent contends, it would have been quite unnecessary to add the proviso in § 926A requiring a person, to be exempt from penalties, to store her firearm in a locked container not immediately accessible. See § 926A (quoted in full, post, at 146) (exempting from criminal penalties one who transports a firearm from a place where "he may lawfully possess and carry such firearm" but not exempting the "transportation" of a firearm if it is "readily accessible or is directly accessible from the passenger compartment of such transporting vehicle"). The statute simply could have said that such a person may not "carry" a firearm. But, of course, Congress did not say this because that is not what "carry" means.

As we interpret the statutory scheme, it makes sense. Congress has imposed a variable penalty with no mandatory minimum sentence upon a person who "transports" (or [136] "ships" or "receives") a firearm knowing it will be used to commit any "offense punishable by imprisonment for [more than] one year," § 924(b), and it has imposed a 5-year mandatory minimum sentence upon one who "carries" a firearm "during and in relation to" a "drug trafficking crime," § 924(c). The first subsection imposes a less strict sentencing regime upon one who, say, ships firearms by mail for use in a crime elsewhere; the latter subsection imposes a mandatory sentence upon one who, say, brings a weapon with him (on his person or in his car) to the site of a drug sale.

Second, petitioners point out that, in Bailey v. United States, 516 U. S. 137 (1995), we considered the related phrase "uses . . . a firearm" found in the same statutory provision now before us. See 18 U. S. C. § 924(c)(1) ("uses or carries a firearm"). We construed the term "use" narrowly, limiting its application to the "active employment" of a firearm. Bailey, 516 U. S., at 144. Petitioners argue that it would be anomalous to construe broadly the word "carries," its statutory next-door neighbor.

In Bailey, however, we limited "use" of a firearm to "active employment" in part because we assumed "that Congress. . . intended each term to have a particular, nonsuperfluous meaning." Id. , at 146. A broader interpretation of "use," we said, would have swallowed up the term "carry." Ibid. But "carry" as we interpret that word does not swallow up the term "use." "Use" retains the same independent meaning we found for it in Bailey, where we provided examples involving the displaying or the bartering of a gun. Ibid. "Carry" also retains an independent meaning, for, under Bailey, carrying a gun in a car does not necessarily involve the gun's "active employment." More importantly, having construed "use" narrowly in Bailey, we cannot also construe "carry" narrowly without undercutting the statute's basic objective. For the narrow interpretation would remove the act of carrying a gun in a car entirely from the statute's [137] reach, leaving a gap in coverage that we do not believe Congress intended.

Third, petitioners say that our reading of the statute would extend its coverage to passengers on buses, trains, or ships, who have placed a firearm, say, in checked luggage. To extend this statute so far, they argue, is unfair, going well beyond what Congress likely would have thought possible. They add that some lower courts, thinking approximately the same, have limited the scope of "carries" to instances where a gun in a car is immediately accessible, thereby most likely excluding from coverage a gun carried in a car's trunk or locked glove compartment. See, e. g. , Foster, 133 F. 3d, at 708 (concluding that person "carries" a firearm in a car only if the firearm is immediately accessible); Giraldo, 80 F. 3d, at 676 (same).

In our view, this argument does not take adequate account of other limiting words in the statute—words that make the statute applicable only where a defendant "carries" a gun both "during and in relation to" a drug crime. § 924(c)(1) (emphasis added). Congress added these words in part to prevent prosecution where guns "played" no part in the crime. See S. Rep. No. 98-225, at 314, n. 10; cf. United States v. Stewart, 779 F. 2d 538, 539 (CA9 1985) (Kennedy, J.) (observing that "`in relation to' " was "added to allay explicitly the concern that a person could be prosecuted . . . for committing an entirely unrelated crime while in possession of a firearm"), overruled in part on other grounds, United States v. Hernandez, 80 F. 3d 1253, 1257 (CA9 1996).

Once one takes account of the words "during" and "in relation to," it no longer seems beyond Congress' likely intent, or otherwise unfair, to interpret the statute as we have done. If one carries a gun in a car "during" and "in relation to" a drug sale, for example, the fact that the gun is carried in the car's trunk or locked glove compartment seems not only logically difficult to distinguish from the immediately accessible gun, but also beside the point.

[138] At the same time, the narrow interpretation creates its own anomalies. The statute, for example, defines "firearm" to include a "bomb," "grenade," "rocket having a propellant charge of more than four ounces," or "missile having an explosive or incendiary charge of more than one-quarter ounce," where such device is "explosive," "incendiary," or delivers "poison gas." 18 U. S. C. § 921(a)(4)(A). On petitioners' reading, the "carry" provision would not apply to instances where drug lords, engaged in a major transaction, took with them "firearms" such as these, which most likely could not be carried on the person.

Fourth, petitioners argue that we should construe the word "carry" to mean "immediately accessible." And, as we have said, they point out that several Courts of Appeals have limited the statute's scope in this way. See, e. g. , Foster, supra, at 708; Giraldo, supra, at 676. That interpretation, however, is difficult to square with the statute's language, for one "carries" a gun in the glove compartment whether or not that glove compartment is locked. Nothing in the statute's history suggests that Congress intended that limitation. And, for reasons pointed out above, see supra, at 137, we believe that the words "during" and "in relation to" will limit the statute's application to the harms that Congress foresaw.

Finally, petitioners and the dissent invoke the "rule of lenity." The simple existence of some statutory ambiguity, however, is not sufficient to warrant application of that rule, for most statutes are ambiguous to some degree. Cf. Smith, 508 U. S., at 239 ("The mere possibility of articulating a narrower construction . . . does not by itself make the rule of lenity applicable"). "`The rule of lenity applies only if, "after seizing everything from which aid can be derived," . . . we can make "no more than a guess as to what Congress intended."` " United States v. Wells, 519 U. S. 482, 499 (1997) (quoting Reno v. Koray, 515 U. S. 50, 65 (1995), in turn quoting Smith, supra, at 239, and Ladner v. United States, 358 U. S. 169, 178 (1958)). To invoke the rule, we must conclude [139] that there is a "` "grievous ambiguity or uncertainty"` in the statute." Staples v. United States, 511 U. S. 600, 619, n. 17 (1994) (quoting Chapman v. United States, 500 U. S. 453, 463 (1991)). Certainly, our decision today is based on much more than a "guess as to what Congress intended," and there is no "grievous ambiguity" here. The problem of statutory interpretation in these cases is indeed no different from that in many of the criminal cases that confront us. Yet, this Court has never held that the rule of lenity automatically permits a defendant to win.

In sum, the "generally accepted contemporary meaning" of the word "carry" includes the carrying of a firearm in a vehicle. The purpose of this statute warrants its application in such circumstances. The limiting phrase "during and in relation to" should prevent misuse of the statute to penalize those whose conduct does not create the risks of harm at which the statute aims.

For these reasons, we conclude that petitioners' conduct falls within the scope of the phrase "carries a firearm." The judgments of the Courts of Appeals are affirmed.

It is so ordered.

Justice Ginsburg, with whom The Chief Justice, Justice Scalia, and Justice Souter join, dissenting.

Section 924(c)(1) of Title 18, United States Code, is a punishment-enhancing provision; it imposes a mandatory five-year prison term when the defendant "during and in relation to any crime of violence or drug trafficking .. . uses or carries a firearm." In Bailey v. United States, 516 U. S. 137 (1995), this Court held that the term "uses," in the context of § 924(c)(1), means "active employment" of the firearm. In today's cases we confront a related question: What does the term "carries" mean in the context of § 924(c)(1), the enhanced punishment prescription again at issue.

It is uncontested that § 924(c)(1) applies when the defendant bears a firearm, i. e., carries the weapon on or about his [140] person "for the purpose of being armed and ready for offensive or defensive action in case of a conflict." Black's Law Dictionary 214 (6th ed. 1990) (defining the phrase "carry arms or weapons"); see ante, at 130. The Court holds that, in addition, "carries a firearm," in the context of § 924(c)(1), means personally transporting, possessing, or keeping a firearm in a vehicle, anyplace in a vehicle.

Without doubt, "carries" is a word of many meanings, definable to mean or include carting about in a vehicle. But that encompassing definition is not a ubiquitously necessary one. Nor, in my judgment, is it a proper construction of "carries" as the term appears in § 924(c)(1). In line with Bailey and the principle of lenity the Court has long followed, I would confine "carries a firearm," for § 924(c)(1) purposes, to the undoubted meaning of that expression in the relevant context. I would read the words to indicate not merely keeping arms on one's premises or in one's vehicle, but bearing them in such manner as to be ready for use as a weapon.

I

A

I note first what is at stake for petitioners. The question before the Court "is not whether possession of a gun [on the drug offender's premises or in his car, during and in relation to commission of the offense,] means a longer sentence for a convicted drug dealer. It most certainly does. . . . Rather, the question concerns which sentencing statute governs the precise length of the extra term of punishment," § 924(c)(1)'s "blunt `mandatory minimum' " five-year sentence, or the more finely tuned "sentencing guideline statutes, under which extra punishment for drug-related gun possession varies with the seriousness of the drug crime." United States v. McFadden, 13 F. 3d 463, 466 (CA1 1994) (Breyer, C. J., dissenting).

Accordingly, there would be no "gap," see ante, at 137, no relevant conduct "ignore[d]," see ante, at 133, were the Court to reject the Government's broad reading of § 924(c)(1). To [141] be more specific, as cogently explained on another day by today's opinion writer:

"The special `mandatory minimum' sentencing statute says that anyone who `uses or carries' a gun `during and in relation to any . . . drug trafficking crime' must receive a mandatory five-year prison term added on to his drug crime sentence. 18 U. S. C. § 924(c). At the same time, the Sentencing Guidelines, promulgated under the authority of a different statute, 28 U. S. C. § 994, provide for a two-level (i. e., a 30% to 40%) sentence enhancement where a `firearm . . . was possessed' by a drug offender, U. S. S. G. § 2D1.1(b)(1), unless the possession clearly was not `connected with the [drug] offense.' " McFadden, 13 F. 3d, at 467 (Breyer, C. J., dissenting).

In Muscarello's case, for example, the underlying drug crimes involved the distribution of 3.6 kilograms of marijuana, and therefore carried a base offense level of 12. See United States Sentencing Commission, Guidelines Manual § 2D1.1(a)(3) (Nov. 1995). After adjusting for Muscarello's acceptance of responsibility, see id., § 3E1.1(a), his final offense level was 10, placing him in the 6-to-12 month sentencing range. See id., ch. 5, pt. A. The two-level enhancement for possessing a firearm, id., § 2D1.1(b)(1), would have increased his final offense level to 12 (a sentencing range of 10 to 16 months). In other words, the less rigid (tailored to "the seriousness of the drug crime," McFadden, 13 F. 3d, at 466) Guidelines regime would have added four months to Muscarello's prison time, in contrast to the five-year minimum addition the Court's reading of § 924(c)(1) mandates.[3]

[142] In sum, drug traffickers will receive significantly longer sentences if they are caught traveling in vehicles in which they have placed firearms. The question that divides the Court concerns the proper reference for enhancement in the cases at hand, the Guidelines or § 924(c)(1).

B

Unlike the Court, I do not think dictionaries,[4] surveys of press reports,[5] or the Bible[6] tell us, dispositively, what "carries" [143] means embedded in § 924(c)(1). On definitions, "carry" in legal formulations could mean, inter alia, transport, possess, have in stock, prolong (carry over), be infectious, or wear or bear on one's person.[7] At issue here is not "carries" at large but "carries a firearm." The Court's computer search of newspapers is revealing in this light. Carrying guns in a car showed up as the meaning "perhaps more than one-third" of the time. Ante, at 129. One is left to wonder what meaning showed up some two-thirds of the time. Surely a most familiar meaning is, as the Constitution's Second Amendment ("keep and bear Arms") (emphasis added) and Black's Law Dictionary, at 214, indicate: "wear, bear, or carry . . .upon the person or in the clothing or in a pocket, for the purpose .. . of being armed and ready for offensive or defensive action in a case of conflict with another person."

On lessons from literature, a scan of Bartlett's and other quotation collections shows how highly selective the Court's choices are. See ante, at 129. If "[t]he greatest of writers" have used "carry" to mean convey or transport in a vehicle, so have they used the hydra-headed word to mean, inter alia, carry in one's hand, arms, head, heart, or soul, sans vehicle. Consider, among countless examples:

"[H]e shall gather the lambs with his arm, and carry them in his bosom." The King James Bible, Isaiah 40:11.

"And still they gaz'd, and still the wonder grew,

[144] That one small head could carry all he knew." O. Goldsmith, The Deserted Village, ll. 215-216, in The Poetical Works of Oliver Goldsmith 30 (A. Dobson ed. 1949).

"There's a Legion that never was `listed, That carries no colours or crest." R. Kipling, The Lost Legion, st. 1, in Rudyard Kipling's Verse, 1885-1918, p. 222 (1920).

"There is a homely adage which runs, `Speak softly and carry a big stick; you will go far.' " T. Roosevelt, Speech at Minnesota State Fair, Sept. 2, 1901, in J. Bartlett, Familiar Quotations 575:16 (J. Kaplan ed. 1992).[8]

These and the Court's lexicological sources demonstrate vividly that "carry" is a word commonly used to convey various messages. Such references, given their variety, are not reliable indicators of what Congress meant, in § 924(c)(1), by "carries a firearm."

C

Noting the paradoxical statement, "`I use a gun to protect my house, but I've never had to use it,' " the Court in Bailey, 516 U. S., at 143, emphasized the importance of context— the statutory context. Just as "uses" was read to mean not simply "possession," but "active employment," so "carries," correspondingly, is properly read to signal the most dangerous [145] cases—the gun at hand, ready for use as a weapon.[9] It is reasonable to comprehend Congress as having provided mandatory minimums for the most life-jeopardizing gunconnection cases (guns in or at the defendant's hand when committing an offense), leaving other, less imminently threatening, situations for the more flexible Guidelines regime.[10] As the Ninth Circuit suggested, it is not apparent why possession of a gun in a drug dealer's moving vehicle would be thought more dangerous than gun possession on premises where drugs are sold: "A drug dealer who packs heat is more likely to hurt someone or provoke someone else to violence. A gun in a bag under a tarp in a truck bed [or in a bedroom closet] poses substantially less risk." United States v. Foster, 133 F. 3d 704, 707 (1998) (en banc).[11]

For indicators from Congress itself, it is appropriate to consider word usage in other provisions of Title 18's chapter on "Firearms." See Bailey, 516 U. S., at 143, 146 (interpreting § 924(c)(1) in light of 18 U. S. C. §§ 922(g), 922(j), 922(k), 922(o )(1), 924(d)(1), 930(a), 930(b)). The Court, however, [146] does not derive from the statutory complex at issue its thesis that "`[c]arry' implies personal agency and some degree of possession, whereas `transport' does not have such a limited connotation and, in addition, implies the movement of goods in bulk over great distances." Ante, at 134. Looking to provisions Congress enacted, one finds that the Legislature did not acknowledge or routinely adhere to the distinction the Court advances today; instead, Congress sometimes employed "transports" when, according to the Court, "carries" was the right word to use.

Section 925(a)(2)(B), for example, provides that no criminal sanction shall attend "the transportation of [a] firearm or ammunition carried out to enable a person, who lawfully received such firearm or ammunition from the Secretary of the Army, to engage in military training or in competitions." The full text of § 926A, rather than the truncated version the Court presents, see ibid., is also telling:

"Notwithstanding any other provision of any law or any rule or regulation of a State or any political subdivision thereof, any person who is not otherwise prohibited by this chapter from transporting, shipping, or receiving a firearm shall be entitled to transport a firearm for any lawful purpose from any place where he may lawfully possess and carry such firearm to any other place where he may lawfully possess and carry such firearm if, during such transportation the firearm is unloaded, and neither the firearm nor any ammunition being transported is readily accessible or is directly accessible from the passenger compartment of such transporting vehicle: Provided, That in the case of a vehicle without a compartment separate from the driver's compartment the firearm or ammunition shall be contained in a locked container other than the glove compartment or console."

In describing when and how a person may travel in a vehicle that contains his firearm without violating the law, [147] §§ 925(a)(2)(B) and 926A use "transport," not "carry," to "impl[y] personal agency and some degree of possession." Ibid.[12]

Reading "carries" in § 924(c)(1) to mean "on or about [one's] person" is fully compatible with these and other "Firearms" statutes.[13] For example, under § 925(a)(2)(B), one could carry his gun to a car, transport it to the shooting competition, and use it to shoot targets. Under the conditions of § 926A, one could transport her gun in a car, but under no circumstances could the gun be readily accessible while she travels in the car. "[C]ourts normally try to read language in different, but related, statutes, so as best to reconcile [148] those statutes, in light of their purposes and of common sense." McFadden, 13 F. 3d, at 467 (Breyer, C. J., dissenting). So reading the "Firearms" statutes, I would not extend the word "carries" in § 924(c)(1) to mean transports out of hand's reach in a vehicle.[14]

II

Section 924(c)(1), as the foregoing discussion details, is not decisively clear one way or another. The sharp division in the Court on the proper reading of the measure confirms, "[a]t the very least, . . . that the issue is subject to some doubt. Under these circumstances, we adhere to the familiar rule that, `where there is ambiguity in a criminal statute, doubts are resolved in favor of the defendant.' " Adamo Wrecking Co. v. United States, 434 U. S. 275, 284-285 (1978) (citation omitted); see United States v. Granderson, 511 U. S. 39, 54 (1994) ("[W]here text, structure, and history fail to establish that the Government's position is unambiguously correct—we apply the rule of lenity and resolve the ambiguity in [the defendant's] favor."). "Carry" bears many meanings, [149] as the Court and the "Firearms" statutes demonstrate.[15] The narrower "on or about [one's] person" interpretation is hardly implausible nor at odds with an accepted meaning of "carries a firearm."

Overlooking that there will be an enhanced sentence for the gun-possessing drug dealer in any event, see supra, at 140-142, the Court asks rhetorically: "How persuasive is a punishment that is without effect until a drug dealer who has brought his gun to a sale (indeed has it available for use) actually takes it from the trunk (or unlocks the glove compartment) of his car?" Ante, at 133. Correspondingly, the Court defines "carries a firearm" to cover "a person who knowingly possesses and conveys firearms [anyplace] in a vehicle . . . which the person accompanies." Ante, at 126-127. Congress, however, hardly lacks competence to select the words "possesses" or "conveys" when that is what the Legislature means.[16] Notably in view of the Legislature's capacity to speak plainly, and of overriding concern, the Court's inquiry [150] pays scant attention to a core reason for the rule of lenity: "[B]ecause of the seriousness of criminal penalties, and because criminal punishment usually represents the moral condemnation of the community, legislatures and not courts should define criminal activity. This policy embodies `the instinctive distaste against men languishing in prison unless the lawmaker has clearly said they should.' " United States v. Bass, 404 U. S. 336, 348 (1971) (quoting H. Friendly, Mr. Justice Frankfurter and the Reading of Statutes, in Benchmarks 196, 209 (1967)).

* * *

The narrower "on or about [one's] person" construction of "carries a firearm" is consistent with the Court's construction of "uses" in Bailey to entail an immediacy element. It respects the Guidelines system by resisting overbroad readings of statutes that deviate from that system. See McFadden, 13 F. 3d, at 468 (Breyer, C. J., dissenting). It fits plausibly with other provisions of the "Firearms" chapter, and it adheres to the principle that, given two readings of a penal provision, both consistent with the statutory text, we do not choose the harsher construction. The Court, in my view, should leave it to Congress to speak "`in language that is clear and definite' " if the Legislature wishes to impose the sterner penalty. Bass, 404 U. S., at 347 (quoting United States v. Universal C. I. T. Credit Corp., 344 U. S. 218, 222 (1952)). Accordingly, I would reverse the judgments of the First and Fifth Circuits.

[1] Together with No. 96-8837, Cleveland et al. v. United States, on certiorari to the United States Court of Appeals for the First Circuit.

[2] Daniel Kanstroom, David Porter, and Kyle O'Dowd filed a brief for the National Association of Criminal Defense Lawyers et al. as amici curiae urging reversal.

[3] The Sentencing Guidelines carry out "a major congressional effort to create a fairly sophisticated . . . system that distinguishes among different kinds of criminal behavior and punishes accordingly." United States v. McFadden, 13 F. 3d, at 467-468 (Breyer, C. J., dissenting). A "mandatory minimum" statute deviates from the general regime Congress installed. "Given the importance (to Congress) of the Guidelines system, . . . courts should take care not to interpret [with unnecessary breadth] . . . deviations from the basic congressionally-directed effort to rationalize sentencing." Id., at 468.

[4] I note, however, that the only legal dictionary the Court cites, Black's Law Dictionary, defines "carry arms or weapons" restrictively. See ante, at 130; supra, at 139-140.

[5] Many newspapers, the New York Times among them, have published stories using "transport," rather than "carry," to describe gun placements resembling petitioners'. See, e. g., Atlanta Constitution, Feb. 27, 1998, p. 9D, col. 2 ("House members last week expanded gun laws by allowing weapons to be carried into restaurants or transported anywhere in cars. "); Chicago Tribune, June 12, 1997, sports section, p. 13 ("Disabled hunters with permission to hunt from a standing vehicle would be able to transport a shotgun in an all-terrain vehicle as long as the gun is unloaded and the breech is open."); Colorado Springs Gazette Telegraph, Aug. 4, 1996, p. C10 (British gun laws require "locked steel cases bolted onto a car for transporting guns from home to shooting range. "); Detroit News, Oct. 26, 1997, p. D14 ("It is unlawful to carry afield or transport a rifle . . . or shotgun if you have buckshot, slug, ball loads, or cut shells in possession except while traveling directly to deer camp or target range with firearm not readily available to vehicle occupants."); N. Y. Times, July 4, 1993, p. A21, col. 2 ("[T]he gun is supposed to be transported unloaded, in a locked box in the trunk."); Santa Rosa Press Democrat, Sept. 28, 1996, p. B1 ("Police and volunteers ask that participants . . . transport [their guns] to the fairgrounds in the trunks of their cars."); Worcester Telegram & Gazette, July 16, 1996, p. B3 ("Only one gun can be turned in per person. Guns transported in a vehicle should be locked in the trunk.") (emphasis added in all quotations).

[6] The translator of the Good Book, it appears, bore responsibility for determining whether the servants of Ahaziah "carried" his corpse to Jerusalem. Compare ante, at 129, with, e. g., The New English Bible, 2 Kings 9:28 ("His servants conveyed his body to Jerusalem."); Saint Joseph Edition of the New American Bible ("His servants brought him in a chariot to Jerusalem."); Tanakh: The Holy Scriptures ("His servants conveyed him in a chariot to Jerusalem."); see also id., Isaiah 30:6 ("They convey their wealth on the backs of asses."); The New Jerusalem Bible ("[T]hey bear their riches on donkeys' backs.") (emphasis added in all quotations).

[7] The dictionary to which this Court referred in Bailey v. United States, 516 U. S. 137, 145 (1995), contains 32 discrete definitions of "carry," including "[t]o make good or valid," "to bear the aspect of," and even "[t]o bear (a hawk) on the fist." See Webster's New International Dictionary 412 (2d ed. 1949).

[8] Popular films and television productions provide corroborative illustrations. In "The Magnificent Seven," for example, O'Reilly (played by Charles Bronson) says: "You think I am brave because I carry a gun; well, your fathers are much braver because they carry responsibility, for you, your brothers, your sisters, and your mothers." See http://us.imdb.com/ M/search_quotes?for=carry. And in the television series "M*A*S*H," Hawkeye Pierce (played by Alan Alda) presciently proclaims: "I will not carry a gun. .. .I'llcarry your books, I'llcarry a torch, I'llcarry a tune, I'll carry on, carry over, carry forward, Cary Grant, cash and carry, carry me back to Old Virginia, I'lleven `hari-kari' if you show me how, but I will not carry a gun!" See http://www.geocities.com/Hollywood/8915/ mashquotes.html.

[9] In my view, the Government would carry its burden by proving a firearm was kept so close to the person as to approximate placement in a pocket or holster, e. g., guns carried at one's side in a briefcase or handbag, or strapped to the saddle of a horse. See ante, at 130.

[10] The Court reports that the Courts of Appeals "have unanimously concluded that `carry' is not limited to the carrying of weapons directly on the person." Ante, at 131. In Bailey, however, the Government's argument based on a similar observation did not carry the day. See Brief for United States in Bailey v. United States, O. T. 1995, Nos. 94-7448 and 94-7492, p. 16, n. 4. No Court of Appeals had previously adopted an "active employment" construction of "uses . . . a firearm" in § 924(c)(1), yet this Court did exactly that. See 516 U. S., at 144.

[11] The "Firearms" statutes indicate that Congress, unlike the Court, ante, at 132-133, recognizes that a gun in the hand is indeed more dangerous than a gun in the trunk. See, e. g., 18 U. S. C. § 926A (permitting the transportation of firearms in a vehicle, but only if "neither the firearm nor any ammunition being transported is readily accessible or is directly accessible from the passenger compartment of such transporting vehicle"); see infra, at 146-147.

[12] The Court asserts that "`transport' is a broader category that includes `carry' but also encompasses other activity." Ante, at 135. "Carry," however, is not merely a subset of "transport." A person seated at a desk with a gun in hand or pocket is carrying the gun, but is not transporting it. Yes, the words "carry" and "transport" often can be employed interchangeably, as can the words "carry" and "use." But in Bailey, this Court settled on constructions that gave "carry" and "use" independent meanings. See 516 U. S., at 145-146. Without doubt, Congress is alert to the discrete meanings of "transport" and "carry" in the context of vehicles, as the Legislature's placement of each word in § 926A illustrates. The narrower reading of "carry" preserves discrete meanings for the two words, while in the context of vehicles the Court's interpretation of "carry" is altogether synonymous with "transport." Tellingly, when referring to firearms traveling in vehicles, the "Firearms" statutes routinely use a form of "transport"; they never use a form of "carry."

[13] See infra, at 149, nn. 13, 14. The Government points to numerous federal statutes that authorize law enforcement officers to "carry firearms" and notes that, in those authorizing provisions, "carry" of course means "both on the person and in a vehicle." Brief for United States 31-32, and n. 18. Quite right. But as viewers of "Sesame Street" will quickly recognize, "one of these things [a statute authorizing conduct] is not like the other [a statute criminalizing conduct]." The authorizing statutes in question are properly accorded a construction compatible with the clear purpose of the legislation to aid federal law enforcers in the performance of their official duties. It is fundamental, however, that a penal statute is not to be construed generously in the Government's favor. See, e. g., United States v. Bass, 404 U. S. 336, 348 (1971).

[14] The Court places undue reliance on Representative Poff's statement that § 924(c)(1) seeks "`to persuade the man who is tempted to commit a Federal felony to leave his gun at home.' " Ante, at 132 (quoting 114 Cong. Rec. 22231 (1968)). As the Government argued in its brief to this Court in Bailey: "In making that statement, Representative Poff was not referring to the `carries' prong of the original Section 924(c). As originally enacted, the `carries' prong of the statute prohibited only the `unlawful' carrying of a firearm while committing an offense. The statute would thus not have applied to an individual who, for instance, had a permit for carrying a gun and carried it with him when committing an offense, and it would have had no force in `persuading' such an individual `to leave his gun at home.' Instead, Representative Poff was referring to the `uses' prong of the original Section 924(c)." Brief for United States in Bailey v. United States, O. T. 1995, Nos. 94-7448 and 94-7492, p. 28. Representative Poff's next sentence confirms that he was speaking of "uses," not "carries": "Any person should understand that if he uses his gun and is caught and convicted, he is going to jail." 114 Cong. Rec., at 22231 (emphasis added).

[15] Any doubt on that score is dispelled by examining the provisions in the "Firearms" chapter, in addition to § 924(c)(1), that include a form of the word "carry": 18 U. S. C. § 922(a)(5) ("carry out a bequest"); §§ 922(s)(6)(B)(ii), (iii) ("carry out this subsection"); § 922(u) ("carry away [a firearm]"); 18 U. S. C. § 924(a)(6)(B)(ii) (1994 ed., Supp. II) ("carry or otherwise possess or discharge or otherwise use [a] handgun"); 18 U. S. C. § 924(e)(2)(B) ("carrying of a firearm"); § 925(a)(2) ("carried out to enable a person"); § 926(a) ("carry out the provisions of this chapter"); § 926A ("lawfully possess and carry such firearm to any other place where he may lawfully possess and carry such firearm"); § 929(a)(1) ("uses or carries a firearm and is in possession of armor piercing ammunition"); § 930(d)(3) ("lawful carrying of firearms . . . in a Federal facility incident to hunting or other lawful purposes") (emphasis added in all quotations).

[16] See, e. g., 18 U. S. C. § 924(a)(6)(B)(ii) (1994 ed., Supp. II) ("if the person sold . . . a handgun . . . to a juvenile knowing . . . that the juvenile intended to carry or otherwise possess . . . the handgun . . . in the commission of a crime of violence"); 18 U. S. C. § 926A ("may lawfully possess and carry such firearm to any other place where he may lawfully possess and carry such firearm"); § 929(a)(1) ("uses or carries a firearm and is in possession of armor piercing ammunition"); § 2277 ("brings, carries, or possesses any dangerous weapon") (emphasis added in all quotations).

Notes and Questions for Muscarello v. United States Notes and Questions for Muscarello v. United States

  1. What are the methods courts used to determine the meaning of statutory language in the preceding cases? Are they consistent? 
  2. If it is true that we not only argue about the meaning of statutory language, but about the methods by which we can determine the meaning of statutory language, then what does that do to our ideas about deterrence and notice? About the idea of statutory language serving as a limitation on governmental power?
  3. Which of the methods used in these cases do you find most persuasive—or does it depend on the case? On the facts?
  4. How do the methods used for statutory interpretation relate to the purposes of punishment? If our goal were to promote deterrence, would a dictionary definition be preferable to a definition from caselaw? Would your answer be the same if you wanted to promote the purpose of incapacitation? Of the condemnation by the community of certain actions?
  5. What is the proper unit of analysis for statutory interpretation, according to the majority in Muscarello? What about according to the dissent? Which do you find more persuasive—individual words or phrases?
  6. Should legislative intent govern our interpretation of statutes? Should it simply play a role? Do we adopt the intent of legislators when they pass statutory language? What if some legislators who vote in favor of a statute have a different interpretation than other supporters?
  7. Assume that there is a statute that criminalizes "any act which directly injures or tends to injure the public to such an extent as to require the state to interfere and punish the wrongdoer, as in the case of acts which injuriously affect public morality, or obstruct, or pervert public justice, or the administration of government." D is accused of making phone calls to V where D, using language that would be beeped on television, expresses interest in having sex with V. D and V do not know each other, and D's comments leave V flustered and disturbed. What arguments could D's attorney make about vagueness, and on what grounds? Would your analysis change if the above rule were derived from caselaw and not a statute? See Commonwealth v. Mochan, 177 Pa. Superior Ct. 454 (1955).
  8. Is public morality a clear concept? On what basis might it be unclear? Is it possible for us to agree what the words mean but not to agree on which actions might "injuriously affect" them? 
  9. Is there a difference between a statute that is vague on its face and one which is vague in application? Which kind of vagueness is exhibited in Morales? In Desertrain? Is there vagueness in Muscarello?
  10. What is the relationship between morality and criminality? Does everything wrong need to be criminalized? Is everything that is criminalized necessarily wrong?
  11. What do you make of the power of the principle of lenity? Based on these cases, is it likely to be dispositive in any individual case?
  12. Is the problem with “vague” statutes the fact that people can’t understand what is criminal, or that police have too much leeway in deciding which provisions of a statute to enforce and against whom?