10 Class 10 - Abuse and Neglect - November 11 10 Class 10 - Abuse and Neglect - November 11

§ 1044. Definition of “fact-finding hearing”
When used in this article, “fact-finding hearing” means a hearing to determine whether the child is an abused or neglected child as defined by this article.
 
§ 1045. Definition of “dispositional hearing”
When used in this article, “dispositional hearing” means a hearing to determine what order of disposition should be made.
 
§ 1052. Disposition on adjudication
(a) At the conclusion of a dispositional hearing under this article, the court shall enter an order of disposition directing one or more of the following:
(i) suspending judgment ...; or
(ii) releasing the child to a non-respondent parent or parents or legal custodian or custodians or guardian or guardians, who is not or are not respondents in the proceeding, ... or
(iii) placing the child in accord with section one thousand fifty-five of this part; or
(iv) making an order of protection ...; or
(v) releasing the child to the respondent or respondents or placing the respondent or respondents under supervision, or both, ...; or
(vi) granting custody of the child to a respondent parent or parents, a relative or relatives or a suitable person or persons ...; or
(vii) granting custody of the child to a non-respondent parent or parents pursuant to article six of this act.
...
(b)(i) The order of the court shall state the grounds for any disposition made under this section. If the court places the child in accord with section one thousand fifty-five of this part, the court in its order shall determine:
(A) whether continuation in the child's home would be contrary to the best interests of the child and where appropriate, that reasonable efforts were made prior to the date of the dispositional hearing held pursuant to this article to prevent or eliminate the need for removal of the child from his or her home and if the child was removed from the home prior to the date of such hearing, that such removal was in the child's best interests and, where appropriate, reasonable efforts were made to make it possible for the child to safely return home. 
 
If the court determines that reasonable efforts to prevent or eliminate the need for removal of the child from the home were not made but that the lack of such efforts was appropriate under the circumstances, the court order shall include such a finding, or if the permanency plan for the child is adoption, guardianship or another permanent living arrangement other than reunification with the parent or parents of the child, the court order shall include a finding that reasonable efforts, including consideration of appropriate in-state and out-of-state placements, are being made to make and finalize such alternate permanent placement.

N.Y. Fam. Ct. Act § 1052 (McKinney)

10.1 Selected Article 10 Provisions - Preliminary Procedures 10.1 Selected Article 10 Provisions - Preliminary Procedures

FCA 1011. Purpose
This article is designed to establish procedures to help protect children from injury or mistreatment and to help safeguard their physical, mental, and emotional well-being. It is designed to provide a due process of law for determining when the state, through its family court, may intervene against the wishes of a parent on behalf of a child so that his needs are properly met.
 
 
FCA § 1012. Definitions
When used in this article and unless the specific context indicates otherwise:
(a) “Respondent” includes any parent or other person legally responsible for a child's care who is alleged to have abused or neglected such child;
(b) “Child” means any person or persons alleged to have been abused or neglected, whichever the case may be;
(c) “A case involving abuse” means any proceeding under this article in which there are allegations that one or more of the children of, or the legal responsibility of, the respondent are abused children;
(d) “Drug” means any substance defined as a controlled substance in section thirty-three hundred six of the public health law;
(e) “Abused child” means a child less than eighteen years of age whose parent or other person legally responsible for his care
(i) inflicts or allows to be inflicted upon such child physical injury by other than accidental means which causes or creates a substantial risk of death, or serious or protracted disfigurement, or protracted impairment of physical or emotional health or protracted loss or impairment of the function of any bodily organ, or
(ii) creates or allows to be created a substantial risk of physical injury to such child by other than accidental means which would be likely to cause death or serious or protracted disfigurement, or protracted impairment of physical or emotional health or protracted loss or impairment of the function of any bodily organ, or
(iii) (A) commits, or allows to be committed an offense against such child defined in article one hundred thirty of the penal law; (B) allows, permits or encourages such child to engage in any act described in sections 230.25, 230.30, 230.32 and 230.34-a of the penal law; (C) commits any of the acts described in sections 255.25, 255.26 and 255.27 of the penal law; (D) allows such child to engage in acts or conduct described in article two hundred sixty-three of the penal law; or (E) permits or encourages such child to engage in any act or commits or allows to be committed against such child any offense that would render such child either a victim of sex trafficking or a victim of severe forms of trafficking in persons pursuant to 22 U.S.C. 7102 as enacted by public law 106-386 or any successor federal statute; (F) provided, however, that (1) the corroboration requirements contained in the penal law and (2) the age requirement for the application of article two hundred sixty-three of such law shall not apply to proceedings under this article.
(f) “Neglected child” means a child less than eighteen years of age
(i) whose physical, mental or emotional condition has been impaired or is in imminent danger of becoming impaired as a result of the failure of his parent or other person legally responsible for his care to exercise a minimum degree of care
(A) in supplying the child with adequate food, clothing, shelter or education in accordance with the provisions of part one of article sixty-five of the education law, or medical, dental, optometrical or surgical care, though financially able to do so or offered financial or other reasonable means to do so, or, in the case of an alleged failure of the respondent to provide education to the child, notwithstanding the efforts of the school district or local educational agency and child protective agency to ameliorate such alleged failure prior to the filing of the petition; or
(B) in providing the child with proper supervision or guardianship, by unreasonably inflicting or allowing to be inflicted harm, or a substantial risk thereof, including the infliction of excessive corporal punishment; or by misusing a drug or drugs; or by misusing alcoholic beverages to the extent that he loses self-control of his actions; or by any other acts of a similarly serious nature requiring the aid of the court; provided, however, that where the respondent is voluntarily and regularly participating in a rehabilitative program, evidence that the respondent has repeatedly misused a drug or drugs or alcoholic beverages to the extent that he loses self-control of his actions shall not establish that the child is a neglected child in the absence of evidence establishing that the child's physical, mental or emotional condition has been impaired or is in imminent danger of becoming impaired as set forth in paragraph (i) of this subdivision; or
(ii) who has been abandoned, in accordance with the definition and other criteria set forth in subdivision five of section three hundred eighty-four-b of the social services law, by his parents or other person legally responsible for his care.
(g) “Person legally responsible” includes the child's custodian, guardian,1 any other person responsible for the child's care at the relevant time. Custodian may include any person continually or at regular intervals found in the same household as the child when the conduct of such person causes or contributes to the abuse or neglect of the child.

...

(l) “Parent” means a person who is recognized under the laws of the state of New York to be the child's legal parent.
(m) “Relative” means any person who is related to the child by blood, marriage or adoption and who is not a parent, putative parent or relative of a putative parent of the child.
(n) “Suitable person” means any person who plays or has played a significant positive role in the child's life or in the life of the child's family.
...
 
§ 1024. Emergency removal without court order
 
(a) A peace officer, acting pursuant to his or her special duties, police officer, ... shall take all necessary measures to protect a child's life or health including, when appropriate, taking or keeping a child in protective custody, ...without an order ...and without the consent of the parent or other person legally responsible for the child's care, regardless of whether the parent or other person legally responsible for the child's care is absent, if
 
(i) such person has reasonable cause to believe that the child is in such circumstance or condition that his or her continuing in said place of residence or in the care and custody of the parent or person legally responsible for the child's care presents an imminent danger to the child's life or health; and
(ii) there is not time enough to apply for an order under section one thousand twenty-two of this article.
(b) If a person authorized by this section removes or keeps custody of a child, he shall
 
(i) bring the child immediately to a place approved for such purpose by the local social services department, unless the person is a physician treating the child and the child is or will be presently admitted to a hospital, and
(ii) make every reasonable effort to inform the parent or other person legally responsible for the child's care of the facility to which he has brought the child, and
 
(iii) give, coincident with removal, written notice to the parent or other person legally responsible for the child's care of the right to apply to the family court for the return of the child pursuant to [§ 1028] of this act, and of the right to be represented by counsel in proceedings brought pursuant to this article and procedures for obtaining counsel, if indigent.
 
Such notice shall also include the name, title, organization, address and telephone number of the person removing the child, the name, address, and telephone number of the authorized agency to which the child will be taken, if available, the telephone number of the person to be contacted for visits with the child, and the information required by section one thousand twenty-three of this act. Such notice shall be personally served upon the parent or other person at the residence of the child provided, that if such person is not present at the child's residence at the time of removal, a copy of the notice shall be affixed to the door of such residence and a copy shall be mailed to such person at his or her last known place of residence within twenty-four hours after the removal of the child. If the place of removal is not the child's residence, a copy of the notice shall be personally served upon the parent or person legally responsible for the child's care forthwith, or affixed to the door of the child's residence and mailed to the parent or other person legally responsible for the child's care at his or her last known place of residence within twenty-four hours after the removal.
 
An affidavit of such service shall be filed with the clerk of the court within twenty-four hours of serving such notice exclusive of weekends and holidays pursuant to the provisions of this section. The form of the notice shall be prescribed by the chief administrator of the courts. Failure to file an affidavit of service as required by this subdivision shall not constitute grounds for return of the child...
 
§ 1027. Hearing and preliminary orders after filing of petition
(a) (i) In any case where the child has been removed without court order ... the family court shall hold a hearing. Such hearing shall be held no later than the next court day after the filing of a petition to determine whether the child's interests require protection, including whether the child should be returned to the parent or other person legally responsible, pending a final order of disposition and shall continue on successive court days, if necessary, until a decision is made by the court.
 
Upon such hearing, if the court finds that removal is necessary to avoid imminent risk to the child's life or health, it shall remove or continue the removal of the child. If the court makes such a determination that removal is necessary, the court shall immediately inquire as to ... any efforts made by the local social services district to locate relatives of the child, including any non-respondent parent and all of the child's grandparents, as required .... The court shall also inquire as to whether the child, if over the age of five, has identified any relatives who play or have played a significant positive role in his or her life and whether any respondent parent or any non-respondent parent has identified any suitable relatives. Such inquiry shall include whether any relative who has been located has expressed an interest in becoming a foster parent for the child or in seeking custody or care of the child....
 
§ 1027-a. Placement of siblings; contact with siblings
(a) When a social services official removes a child pursuant to this part, such official shall place such child with his or her minor siblings or half-siblings who have been or are being remanded to or placed in the care and custody of such official unless, in the judgment of such official, such placement is contrary to the best interests of the children.
 

§ 1028. Application to return child temporarily removed

(a) Upon the application of the parent or other person legally responsible for the care of a child temporarily removed under this part or upon the application of the child's attorney for an order returning the child, the court shall hold a hearing to determine whether the child should be returned 
 
(i) unless there has been a hearing pursuant to [§ 1027] of this article on the removal of the child at which the parent or other person legally responsible for the child's care was present and had the opportunity to be represented by counsel, or
 
(ii) upon good cause shown.
 
Except for good cause shown, such hearing shall be held within three court days of the application and shall not be adjourned. Upon such hearing, the court shall grant the application, unless it finds that the return presents an imminent risk to the child's life or health. If a parent or other person legally responsible for the care of a child waives his or her right to a hearing under this section, the court shall advise such person at that time that, notwithstanding such waiver, an application under this section may be made at any time during the pendency of the proceedings.
(b) In determining whether temporary removal of the child is necessary to avoid imminent risk to the child's life or health, the court shall consider and determine in its order whether continuation in the child's home would be contrary to the best interests of the child and where appropriate, whether reasonable efforts were made prior to the date of the hearing to prevent or eliminate the need for removal of the child from the home and where appropriate, whether reasonable efforts were made after removal of the child to make it possible for the child to safely return home.
(c) If the court determines that reasonable efforts to prevent or eliminate the need for removal of the child from the home were not made but that the lack of such efforts was appropriate under the circumstances, the court order shall include such a finding.
(d) If the court determines that reasonable efforts to prevent or eliminate the need for removal of the child from the home were not made but that such efforts were appropriate under the circumstances, the court shall order the child protective agency to provide or arrange for the provision of appropriate services or assistance to the child and the child's family ... notwithstanding the fact that a petition has been filed.
(e) The court may issue a temporary order of protection ... as an alternative to or in conjunction with any other order or disposition authorized under this section.
(f) The court shall also consider and determine whether imminent risk to the child would be eliminated by the issuance of a temporary order of protection, ... directing the removal of a person or persons from the child's residence.
 

§ 1030. Order of visitation by a respondent

 

(a) A respondent shall have the right to reasonable and regularly scheduled visitation with a child in the temporary custody of a social services official … unless limited by an order of the family court.

(b) A respondent who has not been afforded such visitation may apply to the court for an order …

(c) A respondent shall be granted reasonable and regularly scheduled visitation unless the court finds that the child's life or health would be endangered thereby, but the court may order visitation under the supervision of an employee of a local social services department upon a finding that such supervised visitation is in the best interest of the child.

(d) An order made under this section may be modified by the court for good cause shown, upon application by any party or the child's attorney, and upon notice of such application to all other parties and the child's attorney, who shall be afforded an opportunity to be heard thereon.

(e) An order made under this section shall terminate upon the entry of an order of disposition pursuant to part five of this article.

 

10.2 Selected Article 10 Provisions re Findings After Dispositional Hearing 10.2 Selected Article 10 Provisions re Findings After Dispositional Hearing

§ 1044. Definition of “fact-finding hearing”
When used in this article, “fact-finding hearing” means a hearing to determine whether the child is an abused or neglected child as defined by this article.
 
§ 1045. Definition of “dispositional hearing”
When used in this article, “dispositional hearing” means a hearing to determine what order of disposition should be made.
 
§ 1052. Disposition on adjudication
(a) At the conclusion of a dispositional hearing under this article, the court shall enter an order of disposition directing one or more of the following:
(i) suspending judgment ...; or
(ii) releasing the child to a non-respondent parent or parents or legal custodian or custodians or guardian or guardians, who is not or are not respondents in the proceeding, ... or
(iii) placing the child in accord with section one thousand fifty-five of this part; or
(iv) making an order of protection ...; or
(v) releasing the child to the respondent or respondents or placing the respondent or respondents under supervision, or both, ...; or
(vi) granting custody of the child to a respondent parent or parents, a relative or relatives or a suitable person or persons ...; or
(vii) granting custody of the child to a non-respondent parent or parents pursuant to article six of this act.
...
(b)(i) The order of the court shall state the grounds for any disposition made under this section. If the court places the child in accord with section one thousand fifty-five of this part, the court in its order shall determine:
(A) whether continuation in the child's home would be contrary to the best interests of the child and where appropriate, that reasonable efforts were made prior to the date of the dispositional hearing held pursuant to this article to prevent or eliminate the need for removal of the child from his or her home and if the child was removed from the home prior to the date of such hearing, that such removal was in the child's best interests and, where appropriate, reasonable efforts were made to make it possible for the child to safely return home. 
 
If the court determines that reasonable efforts to prevent or eliminate the need for removal of the child from the home were not made but that the lack of such efforts was appropriate under the circumstances, the court order shall include such a finding, or if the permanency plan for the child is adoption, guardianship or another permanent living arrangement other than reunification with the parent or parents of the child, the court order shall include a finding that reasonable efforts, including consideration of appropriate in-state and out-of-state placements, are being made to make and finalize such alternate permanent placement.

§ 1055. Placement

 

(a)

(i) … court may place the child in the custody of a relative or other suitable person pursuant to this article, or of the local commissioner of social services …. 

(ii) An order placing a child directly with a relative or other suitable person pursuant to this part may not be granted unless the relative or other suitable person consents to the jurisdiction of the court. …. The court also may issue an order of protection …An order of supervision  issued pursuant to this subdivision shall set forth the terms and conditions that the relative or suitable person must meet and the actions that the child protective agency, … must take to exercise such supervision.

 

(b)

(i) The court shall state on the record its findings supporting the placement in any order of placement made under this section. The order of placement shall include, but not be limited to:

(A) a description of the visitation plan;

(B) a direction that the respondent or respondents shall be notified of the planning conference or conferences … of their right to attend the conference, and of their right to have counsel or another representative or companion with them;

(C) a date certain for the permanency hearing, … no event more than eight months from the date of removal of the child from his or her home. …;

(D) a notice that if the child remains in foster care for fifteen of the most recent twenty-two months, the agency may be required by law to file a petition to terminate parental rights. A copy of the court's order and the service plan shall be given to the respondent; and

(E) where the permanency goal is return to the parent and it is anticipated that the child may be finally discharged to his or her parent before the next scheduled permanency hearing, the court may provide the local social services district with authority to finally discharge the child to the parent without further court hearing, provided that ten days prior written notice is served upon the court and the attorney for the child. 

 

(iii) Notice as required by paragraph (ii) of this subdivision shall state:

(A) that the local commissioner of social services shall initiate a proceeding to commit the guardianship and custody of the subject child to an authorized agency and that such proceeding shall be commenced six months from the date the child was placed in the care and custody of such commissioner with such date to be specified in the notice;

(B) that there has been no visitation and communication between the parent and the child since the child has been placed with the local commissioner of social services and that if no such visitation and communication with the child occurs within six months of the date the child was placed with such commissioner the child will be deemed an abandoned child as defined in section three hundred eighty-four-b of the social services law and a proceeding will be commenced to commit the guardianship and custody of the subject child to an authorized agency;

(C) that it is the legal responsibility of the local commissioner of social services to reunite and reconcile families whenever possible and to offer services and assistance for that purpose;

(D) the name, address and telephone number of the caseworker assigned to the subject child who can provide information, services and assistance with respect to reuniting the family;

(E) that it is the responsibility of the parent, relative or other person legally responsible for the child to visit and communicate with the child and that such visitation and communication may avoid the necessity of initiating a petition for the transfer of custody and guardianship of the child.

 

Such notice shall be printed in both Spanish and English and contain in conspicuous print and in plain language the information set forth in this paragraph.

 

(c) In addition to or in lieu of an order of placement … the court may make an order directing a child protective agency, … to undertake diligent efforts to encourage and strengthen the parental relationship when it finds such efforts will not be detrimental to the best interests of the child. 

 

Such efforts shall include encouraging and facilitating visitation with the child by the parent or other person legally responsible for the child's care. Such order may include a specific plan of action for such agency … but not limited to, requirements that such agency … assist the parent or other person responsible for the child's care in obtaining adequate housing, employment, counseling, medical care or psychiatric treatment. Such order shall also include encouraging and facilitating visitation with the child by the non-custodial parent and grandparents …, and may include encouraging and facilitating visitation with the child by the child's siblings. 

 

The order may incorporate an order, if any, [regarding visitation or contact between siblings], provided that such visitation or contact is in the best interests of the child and his or her siblings. For purposes of this section, “siblings” shall include half-siblings …. 

 

(d) … the court may make an order directing a social services official or other duly authorized agency to institute a proceeding to legally free the child for adoption, if the court finds reasonable cause to believe that grounds therefor exist. …

 

(e) No placement may be made or continued under this section beyond the child's eighteenth birthday without his or her consent and in no event past his or her twenty-first birthday. …

------

(i) … court may direct a local commissioner of social services to place the subject child together with minor siblings or half-siblings … or to provide or arrange for regular visitation and other forms of communication between such child and siblings where the court finds that such placement or visitation and communication is in the child's best interests. Placement or regular visitation and communication with siblings or half-siblings shall be presumptively in the child's best interests unless such placement or visitation and communication would be contrary to the child's health, safety or welfare, or the lack of geographic proximity precludes or prevents visitation.

 

(j) In any case in which an order has been issued pursuant to this section placing a child in the custody or care of the commissioner of social services, the social services official … shall report any anticipated change in placement to the court and the attorneys for the parties, including the attorney for the child, forthwith, but not later than one business day following either the decision to change the placement or the actual date the placement change occurred, whichever is sooner. Such notice shall indicate the date that the placement change is anticipated to occur or the date the placement change occurred, as applicable. Provided, however, if such notice lists an anticipated date for the placement change, the local social services district or authorized agency shall subsequently notify the court and attorneys for the parties, including the attorney for the child, of the date the placement change occurred; such notice shall occur no later than one business day following the placement change.

 

N.Y. Fam. Ct. Act § 1055 (McKinney)

 

10.3 Nicholson v. Scoppetta 10.3 Nicholson v. Scoppetta

[820 NE2d 840, 787 NYS2d 196]

Sharwline Nicholson, on Behalf of Herself, Her Infant Children, Destinee B. and Another, and All Others Similarly Situated, et al., Respondents, v Nicholas Scoppetta, Individually and as Commissioner of Administration for Children’s Services, et al., Appellants, et al., Defendants.

Argued September 7, 2004;

decided October 26, 2004

*359POINTS OF COUNSEL

Michael A. Cardozo, Corporation Counsel, New York City (Alan G. Krams, Leonard Koerner, Jonathan Pines, Martha A. Calhoun, Carolyn Wolpert and Kristin M. Helmers of counsel), for appellants.

I. A child can be neglected within the meaning of section 1012 (f) (i) (B) of the Family Court Act when a parent who is a victim of domestic violence fails to take appropriate steps to protect her child from actual harm, or the risk thereof, resulting from witnessing the violence. (Matter of Nicole V., 71 NY2d 112; Matter of Tompkins County Support Collection Unit v Chamberlin, 99 NY2d 328; Matter of Jessica YY., 258 AD2d *360743; People v Carroll, 93 NY2d 564; Matter of Peterson Children, 185 Misc 2d 351; Matter of Daphne G., 308 AD2d 132; People v Johnson, 95 NY2d 368; People v Malone, 180 Misc 2d 744; People v Hitchcock, 98 NY2d 586; People v Parr, 155 AD2d 945.) II. In some cases, the risks of emotional injury arising from witnessing domestic violence can constitute imminent danger to life and health warranting removal. (Matter of Commissioner of Social Servs. [R./S. Children], 168 Misc 2d 11; Matter of Robert H., 307 AD2d 293; Tenenbaum v Williams, 193 F3d 581; Matter of Christopher JJ., 281 AD2d 720; Matter of Erika B., 268 AD2d 586; Matter of Maria M., 244 AD2d 255; Matter of Kasheena M., 245 AD2d 231.) III. The decision to remove or place a child because of witnessing domestic violence is based on an assessment of case-specific facts, not on a presumption that removal is necessary. (Friederwitzer v Friederwitzer, 55 NY2d 89; Matter of Philip M., 82 NY2d 238; Matter of Tami G., 209 AD2d 869, 85 NY2d 804; Matter of Athena M., 253 AD2d 669; Matter of Lonell J., 242 AD2d 58; Matter of Deandre T., 253 AD2d 497; Matter of Eric B., 299 AD2d 754; Matter of Carlos M., 293 AD2d 617; Matter of Marino S., 100 NY2d 361; Matter of Marie B., 62 NY2d 352; Matter of Bennett v Jeffreys, 40 NY2d 543.)

Lansner & Kubitschek, New York City (David J. Lansner and Carolyn A. Kubitschek of counsel), and Sanctuary for Families, Center for Battered Women’s Legal Services (Jill M. Zuccardy of counsel), for Subclass A respondents.

I. A battered mother has not neglected her child where the sole allegation is that her child witnessed domestic violence against her. (Matter of Scott M., 284 AD2d 589; Matter of Jessica R., 230 AD2d 108; People v Johnson, 95 NY2d 368; People v Jenkins, 282 AD2d 926; People v Alexander, 97 NY2d 482; Matter of H./R. Children, 302 AD2d 288; Matter of E.R. v G.S.R., 170 Misc 2d 659; Wissink v Wissink, 301 AD2d 36; Samala v Samala, 309 AD2d 798; Matter of Finkbeiner v Finkbeiner, 270 AD2d 417.) II. Possible future emotional harm to a child who has witnessed domestic violence does not justify removal from the victim parent. (Matter of Dominique A., 307 AD2d 888; Moodian v County of Alameda Social Servs. Agency, 206 F Supp 2d 1030; Tenenbaum v Williams, 193 F3d 581, cert denied sub nom. City of New York v Tenenbaum, 529 US 1098; Matter of Marie B., 62 NY2d 352; Matter of Ronald FF. v Cindy GG., 70 NY2d 141; Matter of Spence-Chapin Adoption Serv. v Polk, 29 NY2d 196; Matter of Tammie Z., 66 NY2d 1; Matter of Ella B., 30 NY2d 352; Matter of Karen L., 80 AD2d 681; Matter of Roy Anthony A., 59 AD2d 662.) III. The City of New York must offer particularized evidence to justify *361removal of a child, including proof that the harm of remaining in the home exceeds the harm of removal. (Matter of John B. v Niagara County Dept. of Social Servs., 289 AD2d 1090; Matter of Kimberly H., 242 AD2d 35; Matter of Robert H., 307 AD2d 293; Matter of Tantalyn TT., 115 AD2d 799; Matter of Tammie Z., 66 NY2d 1; Matter of Ella B., 30 NY2d 352; Matter of Hofbauer, 47 NY2d 648; Matter of Ronald FF. v Cindy GG., 70 NY2d 141; Matter of Bennett v Jeffreys, 40 NY2d 543; Matter of Spence-Chapin Adoption Serv. v Polk, 29 NY2d 196.)

Legal Aid Society, Juvenile Rights Division, New York City (Judith Waksberg and Monica Drinane of counsel), and Lawyers For Children, Inc. (Karen Freedman of counsel), for Subclass B respondents.

I. The definition of a “neglected child” under Family Court Act § 1012 (f) and (h) does not include instances in which the sole allegation of neglect is that the parent or other person legally responsible for the child’s care allows the child to witness domestic abuse against the caretaker. (Matter of Jason T., 2 AD3d 738; Matter of Theresa CC., 178 AD2d 687; Matter of Lonell J., 242 AD2d 58; Matter of Nassau County Dept. of Social Servs. [Dante M.] v Denise J., 87 NY2d 73; Matter of Jeremiah M., 290 AD2d 450; Matter of Tami G., 209 AD2d 869; People v Johnson, 95 NY2d 368; Matter of Michael G., 300 AD2d 1144; Matter of Francis S., 296 AD2d 507; Matter of Athena M., 253 AD2d 669.) II. The injury or possible injuiy, if any, that results to a child who has witnessed domestic abuse against a parent or other caretaker cannot constitute “danger” or “risk” to the child’s “life or health,” as those terms are defined in Family Court Act §§ 1022, 1024, 1026 and 1028. (Kia P. v McIntyre, 235 F3d 749; Tenenbaum v Williams, 193 F3d 581; Gottlieb v County of Orange, 84 F3d 511; Hurlman v Rice, 927 F2d 74; Good v Dauphin County Social Servs. for Children & Youth, 891 F2d 1087; Duchesne v Sugarman, 566 F2d 817; Matter of Robert H., 307 AD2d 293; Matter of Maria M., 244 AD2d 255; Franz v Lytle, 997 F2d 784; Matter of Kimberly H., 242 AD2d 35.) III. The fact that the child witnessed such abuse does not suffice to demonstrate that “removal is necessary” under Family Court Act §§ 1022, 1024 and 1027, or that “removal was in the child’s best interests” under Family Court Act §§ 1028 and 1052 (b) (i) (A), without the child protective agency offering additional particularized evidence to justify removal. (Matter of Nicole V., 71 NY2d 112; Matter of Nassau County Dept. of Social Servs. [Dante M.] v Denise J., 87 NY2d 73; Matter of Philip M., 82 NY2d 238; Matter of Marie B., 62 NY2d 352; Matter of Cruz, 121 AD2d 901; Matter of Isaiah Keith B., 306 AD2d 343; Matter *362of Ronald M., 254 AD2d 838; Matter of Daniella HH., 236 AD2d 715; Matter of William T., 185 AD2d 413; Matter of Synovia G., 163 AD2d 257.)

Greenberg Traurig LLP, New York City (Alan Mansfield, Stephen L. Saxl, Hilary Ames and Jae J. Kim of counsel), for National Coalition Against Domestic Violence and others, amici curiae.

I. An interpretation of article 10 of the Family Court Act that would permit removal or neglect proceedings based solely on the fact that the custodial parent has been the victim of domestic violence would violate substantive due process. (Troxel v Granville, 530 US 57; Washington v Glucksberg, 521 US 702; Tenenbaum v Williams, 193 F3d 581; Lehr v Robertson, 463 US 248; Meyer v Nebraska, 262 US 390; Duchesne v Sugarman, 566 F2d 817; Parham v J.R., 442 US 584; Pierce v Society of Sisters of Holy Names of Jesus & Mary, 268 US 510; Matter of Bennett v Jeffreys, 40 NY2d 543; Moore v City of E. Cleveland, Ohio, 431 US 494.) II. An interpretation of article 10 of the Family Court Act that would permit ex parte removal without a hearing or court ordered removal or neglect proceedings based solely on the fact that the custodial parent has been the victim of domestic violence would violate the procedural due process rights of plaintiff classes. (Matter of Deanna E., 150 Misc 2d 1074; Stanley v Illinois, 405 US 645; Wallis v Spencer, 202 F3d 1126; Mathews v Eldridge, 424 US 319; Tenenbaum v Williams, 193 F3d 581; Batten v Gomez, 324 F3d 288; Armstrong v Manzo, 380 US 545; Jordan by Jordan v Jackson, 15 F3d 333; Dykes v Hosemann, 743 F2d 1488; Matter of Adrian J., 119 Misc 2d 900.)

Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, PC., Washington, D.C. (Michael C. Bisignano of counsel), for National Network to End Domestic Violence, Inc., and others, amici curiae.

I. Labeling a child who witnesses abuse “neglected” is wrong as a matter of law and policy. (Planned Parenthood of Southeastern Pa. v Casey, 505 US 833; United States v Morrison, 529 US 598.) II. The dangers and risks attendant to a child witnessing domestic violence must be balanced with dangers and risks of removal. III. New York law should require a particularized showing of harm.

Suzanne E. Tomkins, Buffalo, for New York State Coalition Against Domestic Violence and others, amici curiae.

I. The findings in Nicholson v Williams (203 F Supp 2d 153 [2002]) are consistent with the model policies for child welfare cases involving domestic violence adopted by the State of New York. (Thur*363man v City of Torrington, 595 F Supp 1521; Matter of Lonell J., 242 AD2d 58; Matter of Griselua A., 304 AD2d 659; Matter of Carlos M., 293 AD2d 617; Matter of Francis S., 296 AD2d 507; Matter of James MM. v June OO., 294 AD2d 630; Matter of Michael G., 300 AD2d 1144; Matter of Athena M., 253 AD2d 669.) II. This Court should reject any per se standards in child welfare cases involving domestic violence. (Matter of Billy Jean II., 226 AD2d 767; Matter of Tammie Z., 105 AD2d 463; Matter of Tami G., 209 AD2d 869; Matter of Nichole SS., 296 AD2d 618; Matter of Jasmine R., 258 AD2d 361; Matter of Kenny C., 245 AD2d 32.) III. Abused mothers and their children can remain together safely. IV The most effective way to achieve safety for children is to pursue safety for mothers who are abused and to hold offenders accountable.

Arent Fox PLLC, Washington, D.C. (Evan Stolove, Janine Carian, Jennifer Myron and Marcy L. Karin of counsel), for Pennsylvania Coalition Against Domestic Violence and others, amici curiae.

I. Witnessing domestic violence does not constitute “neglect” by the battered mother. (Matter of Lonell J., 242 AD2d 58; Matter of Barber v Stanley, 260 AD2d 744; Matter of Bryan L., 149 Misc 2d 899; Matter of Megan G., 291 AD2d 636; People v Koertge, 182 Mise 2d 183.) II. Forced separation of children from their nonabusive, protective mothers is not in their best interests. (Matter of Loraida G., 183 Misc 2d 126; Marisol A. by Forbes v Giuliani, 929 F Supp 662.) III. The plain language and the legislative history of the Family Court Act do not permit the State of New York to remove children from their mothers because of witnessing domestic violence. IV It is the system— not mothers—that is failing to protect children.

Deborah A. Widiss, New York City, Christina Brandt-Young and Jennifer K. Brown for Legal Momentum and others, amici curiae.

I. Widespread persistent gender bias compromises government’s response to domestic violence, particularly when children are involved. (Mississippi Univ. for Women v Hogan, 458 US 718; Craig v Boren, 429 US 190; Linda R. v Richard E., 162 AD2d 48; Stanton v Stanton, 421 US 7; United States v Virginia, 518 US 515.) II. This Court should interpret the Family Court Act to require a particularized showing of actions (or inactions) that constitute a failure to exercise a minimum degree of care. (Childs v Childs, 69 AD2d 406.) III. This Court should respond to the certified questions with guidelines that deter reliance on gender-based stereotypes.

Piper Rudnick LLP, Easton, Maryland (Ray L. Earnest of *364counsel), for Appellate Advocacy Network and others, amici curiae.

This Court should construe the Family Court Act as requiring that, in every proceeding to remove a child from his/her home, the court make a thorough inquiry into whether the child protection agency has made reasonable efforts to avoid removal. (Stanley v Illinois, 405 US 645; Griswold v Connecticut, 381 US 479; Prince v Massachusetts, 321 US 158; Meyer v Nebraska, 262 US 390; Duchesne v Sugarman, 566 F2d 817; Covington v Harris, 419 F2d 617; Matter of Jacob, 86 NY2d 651; Kia P. v McIntyre, 235 F3d 749; Mathews v Eldridge, 424 US 319; May v Anderson, 345 US 528.)

Yisroel Schulman, New York City, and Kim Susser for New York Legal Assistance Group and others, amici curiae.

I. Appellant misappropriates the legislative history of Domestic Relations Law § 240 to support charges of neglect against battered mothers for failing to protect their children from exposure to domestic violence. (People v Johnson, 95 NY2d 368; Matter of Bennett v Jeffreys, 40 NY2d 543.) II. Appellant’s policies and practice result in inconsistent and unrealistic demands imposed on battered mothers in custody and visitation proceedings and child protective proceedings. (Matter of Blake v Blake, 106 AD2d 916; Matter of Smith v Purnell, 256 AD2d 619; Furman v Furman, 298 AD2d 627; Lorin B. v Michael S., 254 AD2d 126; Matter of Thompson v Gibeault, 305 AD2d 873; Matter of J.D. v N.D., 170 Misc 2d 877; Matter of E.R. v G.S.R., 170 Misc 2d 659; Matter of Wissink v Wissink, 301 AD2d 36; Finn v Finn, 176 AD2d 1132; Entwistle v Entwistle, 61 AD2d 380.) III. Appellants ignore successful models that exist to protect battered mothers and their children.

Wilbur McReynolds, amicus curiae.

Legal Aid Society, Cleveland, Ohio (Alexandra M. Ruden of counsel), and Michael R. Smalz, Columbus, Ohio, for Ohio Domestic Violence Network and another, amici curiae.

I. An individualized assessment of harm to the child needs to be conducted. II. Removal is not always necessary or in the best interests of the child. (Croft v Westmoreland County Children & Youth Servs., 103 F3d 1123.) III. Children should not be removed from a nonabusive parent because of exposure to parental domestic violence without a showing of harm to that child.

Paul Chill, Hartford, Connecticut, for Joseph L. Woolston and others, amici curiae.

I. Removal from parents causes children *365severe psychological harm, some of which may be mitigated if children are placed with relatives rather than strangers. (Jordan by Jordan v Jackson, 15 F3d 333.) II. No decision to remove a child should be made without considering the likely effects of the removal on the child’s psychological health and without making a specific determination that the likely physical and psychological risk of continued exposure to violence outweighs the developmental risk likely to be caused by removal.

OPINION OF THE COURT

Chief Judge Kaye.

In this federal class action, the United States Court of Appeals for the Second Circuit has certified three questions centered on New York’s statutory scheme for child protective proceedings. The action is brought on behalf of mothers and their children who were separated because the mother had suffered domestic violence, to which the children were exposed, and the children were for that reason deemed neglected by her.

In April 2000, Sharwline Nicholson, on behalf of herself and her two children, brought an action pursuant to 42 USC § 1983 against the New York City Administration for Children’s Services (ACS).1 The action was later consolidated with similar complaints by Sharlene Tillet and Ekaete Udoh—the three named plaintiff mothers. Plaintiffs alleged that ACS, as a matter of policy, removed children from mothers who were victims of domestic violence because, as victims, they “engaged in domestic violence” and that defendants removed and detained children without probable cause and without due process of law. That policy, and its implementation—according to plaintiff mothers—constituted, among other wrongs, an unlawful interference with their liberty interest in the care and custody of their children in violation of the United States Constitution.

In August 2001, the United States District Court for the Eastern District of New York certified two subclasses: battered custodial parents (Subclass A) and their children (Subclass B) (Nicholson v Williams, 205 FRD 92, 95, 100 [ED NY 2001]). For each plaintiff, at least one ground for removal was that the custodial mother had been assaulted by an intimate partner and *366failed to protect the child or children from exposure to that domestic violence.

In January 2002, the District Court granted a preliminary injunction, concluding that the City “may not penalize a mother, not otherwise unfit, who is battered by her partner, by separating her from her children; nor may children be separated from the mother, in effect visiting upon them the sins of their mother’s batterer” (In re Nicholson, 181 F Supp 2d 182, 188 [ED NY 2002]; see also Nicholson v Williams, 203 F Supp 2d 153 [ED NY 2002] [108-page elaboration of grounds for injunction]).

The court found that ACS unnecessarily, routinely charged mothers with neglect and removed their children where the mothers—who had engaged in no violence themselves—had been the victims of domestic violence; that ACS did so without ensuring that the mother had access to the services she needed, without a court order, and without returning these children promptly after being ordered to do so by the court;2 that ACS caseworkers and case managers lacked adequate training about domestic violence, and their practice was to separate mother and child when less harmful alternatives were available; that the agency’s written policies offered contradictory guidance or no guidance at all on these issues; and that none of the reform plans submitted by ACS could reasonably have been expected to resolve the problems within the next year (203 F Supp 2d at 228-229).

The District Court concluded that ACS’s practices and policies violated both the substantive due process rights of mothers and children not to be separated by the government unless the parent is unfit to care for the child, and their procedural due process rights (181 F Supp 2d at 185). The injunction, in relevant part, “prohibited] ACS from carrying out ex parte removals ‘solely because the mother is the victim of domestic violence,’ or from filing an Article Ten petition seeking removal on that *367basis” (Nicholson v Scoppetta, 344 F3d 154, 164 [2d Cir 2003] [internal citations omitted]).3

On appeal, the Second Circuit held that the District Court had not abused its discretion in concluding that ACS’s practice of effecting removals based on a parent’s failure to prevent his or her child from witnessing domestic violence against the parent amounted to a policy or custom of ACS, that in some circumstances the removals may raise serious questions of federal constitutional law, and that the alleged constitutional violations, if any, were at least plausibly attributable to the City (344 F3d at 165-167, 171-176).4 The court hesitated, however, before reaching the constitutional questions, believing that resolution of uncertain issues of New York statutory law would avoid, or significantly modify, the substantial federal constitutional issues presented (id. at 176).

Given the strong preference for avoiding unnecessary constitutional adjudication, the importance of child protection to New York State and the integral part New York courts play in the removal process, the Second Circuit, by three certified questions, chose to put the open state statutory law issues to us for resolution. We accepted certification (1 NY3d 538 [2003]), and now proceed to answer those questions.5

Certified Question No. 1: Neglect

“Does the definition of a ‘neglected child’ under N.Y. Family Ct. Act § 1012(f), (h) include instances in which the sole allegation of neglect is that the parent or other person legally responsible for the child’s care allows the child to witness domestic abuse against the caretaker?” (344 F3d at 176.)

*368We understand this question to ask whether a court reviewing a Family Court Act article 10 petition may find a respondent parent responsible for neglect based on evidence of two facts only: that the parent has been the victim of domestic violence, and that the child has been exposed to that violence. That question must be answered in the negative. Plainly, more is required for a showing of neglect under New York law than the fact that a child was exposed to domestic abuse against the caretaker. Answering the question in the affirmative, moreover, would read an unacceptable presumption into the statute, contrary to its plain language.

Family Court Act § 1012 (f) is explicit in identifying the elements that must be shown to support a finding of neglect. As relevant here, it defines a “neglected child” to mean:

“a child less than eighteen years of age
“(i) whose physical, mental or emotional condition has been impaired or is in imminent danger of becoming impaired as a result of the failure of his parent or other person legally responsible for his care to exercise a minimum degree of care . . .
“(B) in providing the child with proper supervision or guardianship, by unreasonably inflicting or allowing to be inflicted harm, or a substantial risk thereof, including the infliction of excessive corporal punishment; or by misusing a drug or drugs; or by misusing alcoholic beverages to the extent that he loses self-control of his actions; or by any other acts of a similarly serious nature requiring the aid of the court.”

Thus, a party seeking to establish neglect must show, by a preponderance of the evidence (see Family Ct Act § 1046 [b] [i]), first, that a child’s physical, mental or emotional condition has been impaired or is in imminent danger of becoming impaired and second, that the actual or threatened harm to the child is a consequence of the failure of the parent or caretaker to exercise a minimum degree of care in providing the child with proper supervision or guardianship. The drafters of article 10 were “deeply concerned” that an imprecise definition of child neglect might result in “unwarranted state intervention into private family life” (Besharov, Practice Commentaries, McKinney’s Cons Laws of NY, Book 29A, Family Ct Act § 1012, at 320 [1999 ed]).

*369The first statutory element requires proof of actual (or imminent danger of) physical, emotional or mental impairment to the child (see Matter of Nassau County Dept. of Social Servs. [Dante M.J v Denise J., 87 NY2d 73, 78-79 [1995]). This prerequisite to a finding of neglect ensures that the Family Court, in deciding whether to authorize state intervention, will focus on serious harm or potential harm to the child, not just on what might be deemed undesirable parental behavior. “Imminent danger” reflects the Legislature’s judgment that a finding of neglect may be appropriate even when a child has not actually been harmed; “imminent danger of impairment to a child is an independent and separate ground on which a neglect finding may be based” (Dante M., 87 NY2d at 79). Imminent danger, however, must be near or impending, not merely possible.

In each case, additionally, there must be a link or causal connection between the basis for the neglect petition and the circumstances that allegedly produce the child’s impairment or imminent danger of impairment. In Dante M., for example, we held that the Family Court erred in concluding that a newborn’s positive toxicology for a controlled substance alone was sufficient to support a finding of neglect because the report, in and of itself, did not prove that the child was impaired or in imminent danger of becoming impaired (87 NY2d at 79). We reasoned, “[r]elying solely on a positive toxicology result for a neglect determination fails to make the necessary causative connection to all the surrounding circumstances that may or may not produce impairment or imminent risk of impairment in the newborn child” (id.). The positive toxicology report, in conjunction with other evidence—such as the mother’s history of inability to care for her children because of her drug use, testimony of relatives that she was high on cocaine during her pregnancy and the mother’s failure to testify at the neglect hearing—supported a finding of neglect and established a link between the report and physical impairment.

The cases at bar concern, in particular, alleged threats to the child’s emotional, or mental, health. The statute specifically defines “[impairment of emotional health” and “impairment of mental or emotional condition” to include

“a state of substantially diminished psychological or intellectual functioning in relation to, but not limited to, such factors as failure to thrive, control of aggressive or self-destructive impulses, ability to *370think and reason, or acting out or misbehavior, including incorrigibility, ungovernability or habitual truancy” (Family Ct Act § 1012 [h]).

Under New York law, “such impairment must be clearly attributable to the unwillingness or inability of the respondent to exercise a minimum degree of care toward the child” (id.). Here, the Legislature recognized that the source of emotional or mental impairment—unlike physical injury—may be murky, and that it is unjust to fault a parent too readily. The Legislature therefore specified that such impairment be “clearly attributable” to the parent’s failure to exercise the requisite degree of care.

Assuming that actual or imminent danger to the child has been shown, “neglect” also requires proof of the parent’s failure to exercise a minimum degree of care. As the Second Circuit observed, “a fundamental interpretive question is what conduct satisfies the broad, tort-like phrase, ‘a minimum degree of care.’ The Court of Appeals has not yet addressed that question, which would be critical to defining appropriate parental behavior” (344 F3d at 169).

‘‘[M]inimum degree of care” is a “baseline of proper care for children that all parents, regardless of lifestyle or social or economic position, must meet” (Besharov at 326). Notably, the statutory test is “minimum degree of care”—not maximum, not best, not ideal—and the failure must be actual, not threatened (see e.g. Matter of Hofbauer, 47 NY2d 648, 656 [1979] [recognizing, in the context of medical neglect, the court’s role is not as surrogate parent and the inquiry is not posed in absolute terms of whether the parent has made the “right” or “wrong” decision]).

Courts must evaluate parental behavior objectively: would a reasonable and prudent parent have so acted, or failed to act, under the circumstances then and there existing (see Matter of Jessica YY., 258 AD2d 743, 744 [3d Dept 1999]). The standard takes into account the special vulnerabilities of the child, even where general physical health is not implicated (see Matter of Sayeh R., 91 NY2d 306, 315, 317 [1997] [mother’s decision to demand immediate return of her traumatized children without regard to their need for counseling and related services “could well be found to represent precisely the kind of failure ‘to exercise a minimum degree of care’ that our neglect statute contemplates”]). Thus, when the inquiry is whether a mother— and domestic violence victim—failed to exercise a minimum *371degree of care, the focus must be on whether she has met the standard of the reasonable and prudent person in similar circumstances.

As the Subclass A members point out, for a battered mother— and ultimately for a court—what course of action constitutes a parent’s exercise of a “minimum degree of care” may include such considerations as: risks attendant to leaving, if the batterer has threatened to kill her if she does; risks attendant to staying and suffering continued abuse; risks attendant to seeking assistance through government channels, potentially increasing the danger to herself and her children; risks attendant to criminal prosecution against the abuser; and risks attendant to relocation.6 Whether a particular mother in these circumstances has actually failed to exercise a minimum degree of care is necessarily dependent on facts such as the severity and frequency of the violence, and the resources and options available to her (see Matter of Melissa U., 148 AD2d 862 [3d Dept 1989]; Matter of James MM. v June OO., 294 AD2d 630 [3d Dept 2002]).

Only when a petitioner demonstrates, by a preponderance of evidence, that both elements of section 1012 (f) are satisfied may a child be deemed neglected under the statute. When “the sole allegation” is that the mother has been abused and the child has witnessed the abuse, such a showing has not been made. This does not mean, however, that a child can never be “neglected” when living in a household plagued by domestic violence. Conceivably, neglect might be found where a record establishes that, for example, the mother acknowledged that the children knew of repeated domestic violence by her paramour and had reason to be afraid of him, yet nonetheless allowed him several times to return to her home, and lacked awareness of any impact of the violence on the children, as in Matter of James MM. (294 AD2d at 632); or where the children were exposed to regular and continuous extremely violent conduct between their parents, several times requiring official intervention, and where caseworkers testified to the fear and distress the children were *372experiencing as a result of their long exposure to the violence (Matter of Theresa CC., 178 AD2d 687 [3d Dept 1991]).

In such circumstances, the battered mother is charged with neglect not because she is a victim of domestic violence or because her children witnessed the abuse, but rather because a preponderance of the evidence establishes that the children were actually or imminently harmed by reason of her failure to exercise even minimal care in providing them with proper oversight.

Certified Question No. 2: Removals

Next, we are called upon to focus on removals by ACS, in answering the question:

“Can the injury or possible injury, if any, that results to a child who has witnessed domestic abuse against a parent or other caretaker constitute ‘danger’ or ‘risk’ to the child’s ‘life or health,’ as those terms are defined in the N.Y. Family Ct. Act §§ 1022, 1024, 1026-1028?” (344 F3d at 176-177.)

The cited Family Court Act sections relate to the removal of a child from home. Thus, in essence, we are asked to decide whether emotional injury from witnessing domestic violence can rise to a level that establishes an “imminent danger” or “risk” to a child’s life or health, so that removal is appropriate either in an emergency or by court order.

While we do not reach the constitutional questions, it is helpful in framing the statutory issues to note the Second Circuit’s outline of the federal constitutional questions relating to removals. Their questions emerge in large measure from the District Court’s findings of an “agency-wide practice of removing children from their mother without evidence of a mother’s neglect and without seeking prior judicial approval” (203 F Supp 2d at 215), and Family Court review of removals that “often fails to provide mothers and children with an effective avenue for timely relief from ACS mistakes” (id. at 221).

Specifically, as to ex parte removals, the Circuit Court identified procedural due process and Fourth Amendment questions focused on whether danger to a child could encompass emotional trauma from witnessing domestic violence against a parent, warranting emergency removal. Discussing the procedural due process question, the court remarked that:

“there is a strong possibility that if New York law *373does not authorize ex parte removals, our opinion in Tenenbaum at least arguably could weigh in favor of finding a procedural due process violation in certain circumstances. If New York law does authorize such removals, Tenenbaum likely does not prohibit us from deferring to that judgment. In either case, the underlying New York procedural rules will also be an important component of our balancing. Thus, the state-law question of statutory interpretation will either render unnecessary, or at least substantially modify, the federal constitutional question” (344 F3d at 172).7

The court also questioned whether “in the context of the seizure of a child by a state protective agency the Fourth Amendment might impose any additional restrictions above and beyond those that apply to ordinary arrests” (id. at 173).

As to court-ordered removals, the Second Circuit recognized challenges based on substantive due process, procedural due process—the antecedent of Certified Question No. 3—and the Fourth Amendment. The substantive due process question concerned whether the City had offered a reasonable justification for the removals. The Second Circuit observed that “there is a substantial Fourth Amendment question presented if New York law does not authorize removals in the circumstances alleged” (id. at 176).

Finally, in certifying the questions to us, the court explained that:

“[t]here is . . . some ambiguity in the statutory language authorizing removals pending a final determination of status. Following an emergency removal, whether ex parte or by court order, the Family Court must return a removed child to the parent’s custody absent ‘an imminent risk’ or ‘im*374minent danger’ to ‘the child’s life or health.’ At the same time, the Family Court must consider the ‘best interests of the child’ in assessing whether continuing removal is necessary to prevent threats to the child’s life or health. Additionally, in order to support removal, the Family Court must ‘find[ ] that removal is necessary to avoid imminent risk.’ How these provisions should be harmonized seems to us to be the province of the Court of Appeals” (344 F3d at 169 [internal citations omitted]).

The Circuit Court summarized the policy challenged by plaintiffs and found by the District Court as “the alleged practice of removals based on a theory that allowing one’s child to witness ongoing domestic violence is a form of neglect, either simply because such conduct is presumptively neglectful or because in individual circumstances it is shown to threaten the "child’s physical or emotional health” (id. at 166 n 5).

It is this policy, viewed in light of the District Court’s factual findings, that informs our analysis of Certified Question No. 2. In so doing, we acknowledge the Legislature’s expressed goal of “placing increased emphasis on preventive services designed to maintain family relationships rather than responding to children and families in trouble only by removing the child from the family” (see Mark G. v Sabol, 93 NY2d 710, .719 [1999] [emphasis omitted] [construing Child Welfare Reform Act of 1979 (L 1979, chs 610, 611)]). We further acknowledge the legislative findings, made pursuant to the Family Protection and Domestic Violence Intervention Act of 1994, that

“[t]he corrosive effect of domestic violence is far reaching. The batterer’s violence injures children both directly and indirectly. Abuse of a parent is detrimental to children whether or not they are physically abused themselves. Children who witness domestic violence are more likely to experience delayed development, feelings of fear, depression and helplessness and are more likely to become batterers themselves” (L 1994, ch 222, § 1; see also People v Wood, 95 NY2d 509, 512 [2000] [though involving a batterer, not a victim]).

These legislative findings represent two fundamental— sometimes conflicting—principles. New York has long embraced a policy of keeping “biological families together” (Matter of Marino S., 100 NY2d 361, 372 [2003]). Yet “when a child’s best *375interests are endangered, such objectives must yield to the State’s paramount concern for the health and safety of the child” (id.).

As we concluded in response to Certified Question No. 1, exposing a child to domestic violence is not presumptively neglectful. Not every child exposed to domestic violence is at risk of impairment. A fortiori, exposure of a child to violence is not presumptively ground for removal, and in many instances removal may do more harm to the child than good. Part 2 of article 10 of the Family Court Act sets forth four ways in which a child may be removed from the home in response to an allegation of neglect (or abuse) related to domestic violence: (1) temporary removal with consent; (2) prehminary orders after a petition is filed; (3) preliminary orders before a petition is filed; and (4) emergency removal without a court order. The issue before us is whether emotional harm suffered by a child exposed to domestic violence, where shown, can warrant the trauma of removal under any of these provisions.

The Practice Commentaries state, and we agree, that the sections of part 2 of article 10 create a “continuum of consent and urgency and mandate a hierarchy of required review” before a child is removed from home (see Besharov, Practice Commentaries, McKinney’s Cons Laws of NY, Book 29A, Family Ct Act § 1021, at 5 [1999 ed]).

Consent Removal

First, section 1021 provides that a child may be removed “from the place where he is residing with the written consent of his parent or other person legally responsible for his care, if the child is an abused or neglected child under this article” (Family Ct Act § 1021; see Tenenbaum v Williams, 193 F3d 581, 590 n 5 [2d Cir 1999]; Matter of Jonathan P., 283 AD2d 675 [3d Dept 2001]). This section is significant because “many parents are willing and able to understand the need to place the child outside the home and because resort to unnecessary legal coercion can be detrimental to later treatment efforts” (Besharov at 6).

Postpetition Removal

If parental consent cannot be obtained, section 1027, at issue here, provides for preliminary orders after the filing of a neglect (or abuse) petition. Thus, according to the statutory continuum, where the circumstances are not so exigent, the agency should bring a petition and seek a hearing prior to re*376moval of the child. In any case involving abuse—or in any case where the child has already been removed without a court order—the Family Court must hold a hearing as soon as practicable after the filing of a petition, to determine whether the child’s interests require protection pending a final order of disposition (Family Ct Act § 1027 [a]). As is relevant here, the section further provides that in any other circumstance (such as a neglect case), after the petition is filed any person originating the proceeding (or the Law Guardian) may apply for—or the court on its own may order—a hearing to determine whether the child’s interests require protection, pending a final order of disposition (id.).8

For example, in Matter of Adam DD. (112 AD2d 493 [3d Dept 1985]), after filing a child neglect petition, petitioner Washington County Department of Social Services sought an order under section 1027. At a hearing, evidence demonstrated that respondent mother had told her son on several occasions that she intended to kill herself, and Family Court directed that custody be placed with petitioner on a temporary basis for two months. At the subsequent dispositional hearing, a psychiatrist testified that respondent was suffering from a type of paranoid schizophrenia that endangered the well-being of the child, and recommended the continued placement with petitioner. A second psychiatrist concurred. The Appellate Division concluded that the record afforded a basis for Family Court to find neglect because of possible impairment of the child’s emotional health, and continued placement of the child with petitioner.

While not a domestic violence case, Matter of Adam DD. is instructive because it concerns steps taken in the circumstance where a child is emotionally harmed by parental behavior. The parent’s repeated threats of suicide caused emotional harm that could be akin to the experience of a child who witnesses repeated episodes of domestic violence perpetrated against a parent. In this circumstance, the agency did not immediately remove the child, but proceeded with the filing of a petition and a hearing.

Upon such a hearing, if the court finds that removal is necessary to avoid imminent risk to the child’s life or health, it is *377required to remove or continue the removal and remand the child to a place approved by the agency (Family Ct Act § 1027 [b] [i]). In undertaking this inquiry, the statute also requires the court to consider and determine whether continuation in the child’s home would be contrary to the best interests of the child (id.).9

The Circuit Court has asked us to harmonize the “best interests” test with the calculus concerning “imminent risk” and “imminent danger” to “life or health” (344 F3d at 169). In order to justify a finding of imminent risk to life or health, the agency need not prove that the child has suffered actual injury (see Matter of Kimberly H., 242 AD2d 35, 38 [1st Dept 1998]). Rather, the court engages in a fact-intensive inquiry to determine whether the child’s emotional health is at risk. Section 1012 (h), moreover, sets forth specific factors, evidence of which may demonstrate “substantially diminished psychological or intellectual functioning” (see also Matter of Sayeh R., 91 NY2d 306, 314-316 [1997]; Matter of Nassau County Dept. of Social Servs. [Dante M.] v Denise J., 87 NY2d 73, 78-79 [1995]). As noted in our discussion of Certified Question No. 1, section 1012 (h) contains the caveat that impairment of emotional health must be “clearly attributable to the unwillingness or inability of the respondent to exercise a minimum degree of care toward the child” (see Matter of Theresa CC., 178 AD2d 687 [3d Dept 1991]).

Importantly, in 1988, the Legislature added the “best interests” requirement to the statute, as well as the requirement that reasonable efforts be made “to prevent or ehminate the need for removal of the child from the home” (L 1988, ch 478, § 5).10 These changes were apparently necessary to comport with federal requirements under title IV-E of the Social Security Act (42 USC §§ 670-679D, which mandated that federal “foster care maintenance payments may be made on behalf of otherwise eligible children who were removed from the home of a specified relative pursuant to a voluntary placement agreement, or as the result of a ‘judicial determination to the effect that continuation therein would be contrary to the welfare of *378the child and . . . that reasonable efforts [to prevent the need for removal] have been made’ ” (Policy Interpretation Question of US Dept of Health & Human Servs, May 3, 1986, Bill Jacket, L 1988, ch 478, at 32-33). The measures “ensure[d] that children involved in the early stages of child protective proceedings and their families receive appropriate services to prevent the children’s removal from their homes whenever possible” (Mem from Cesar A. Perales to Evan A. Davis, Counsel to Governor, July 27, 1988, Bill Jacket, L 1988, ch 478, at 14).

By contrast, the City at the time took the position that

“[t]he mixing of the standards ‘best interest of the child’ and ‘imminent risk’ is confusing. It makes no sense for a court to determine as part of an ‘imminent risk’ decision, what is in the ‘best interest of the child.’ If the child is in ‘imminent risk’, his/her ‘best interest’ is removal from the home. A ‘best interest’ determination is more appropriately made after an investigation and a report have been completed and all the facts are available” (Letter from Legis Rep James Brennan, City of New York Off of Mayor, to Governor Mario M. Cuomo, July 27, 1988, Bill Jacket, L 1988, ch 478, at 23).

In this litigation, the City posits that the “best interests” determination is part of the Family Court’s conclusion that there is imminent risk warranting removal, and concedes that whether a child will be harmed by the removal is a relevant consideration. The City thus recognizes that the questions facing a Family Court judge in the removal context are extraordinarily complex. As the Circuit Court observed, “it could be argued that the exigencies of the moment that threaten the welfare of a child justify removal. On the other hand, a blanket presumption in favor of removal may not fairly capture the nuances of each family situation” (344 F3d at 174).

The plain language of the section and the legislative history supporting it establish that a blanket presumption favoring removal was never intended. The court must do more than identify the existence of a risk of serious harm. Rather, a court must weigh, in the factual setting before it, whether the imminent risk to the child can be mitigated by reasonable efforts to avoid removal. It must balance that risk against the harm removal might bring, and it must determine factually which course is in the child’s best interests.

*379Additionally, the court must specifically consider whether imminent risk to the child might be eliminated by other means, such as issuing a temporary order of protection or providing services to the victim (Family Ct Act § 1027 [b] [iii], [iv]). The Committee Bill Memorandum supporting this legislation explains the intent that “[w]here one parent is abusive but the child may safely reside at home with the other parent, the abuser should be removed. This will spare children the trauma of removal and placement in foster care” (Mem of Children and Families Standing Comm, Bill Jacket, L 1989, ch 727, at 7).

These legislative concerns were met, for example, in Matter of Naomi R. (296 AD2d 503 [2d Dept 2002]), where, following a hearing pursuant to section 1027, Family Court issued a temporary order of protection against a father, excluding him from the home, on the ground that he allegedly sexually abused one of his four children. Evidence established that the father’s return to the home, even under the mother’s supervision, would present an imminent risk to the health and safety of all of the children. Thus, pending a full fact-finding hearing, Family Court took the step of maintaining the integrity of the family unit and instead removed the abuser.

Ex Parte Removal by Court Order

If the agency believes that there is insufficient time to file a petition, the next step on the continuum should not be emergency removal, but ex parte removal by court order (see e.g. Matter of Nassau County Dept. of Social Servs. [Dante M.] v Denise J., 87 NY2d 73 [1995]). Section 1022 of the Family Court Act provides that the court may enter an order directing the temporary removal of a child from home before the filing of a petition if three factors are met.

First, the parent must be absent or, if present, must have been asked and refused to consent to temporary removal of the child and must have been informed of an intent to apply for an order. Second, the child must appear to suffer from abuse or neglect of a parent or other person legally responsible for the child’s care to the extent that immediate removal is necessary to avoid imminent danger to the child’s life or health. Third, there must be insufficient time to file a petition and hold a preliminary hearing.

Just as in a section 1027 inquiry, the court must consider whether continuation in the child’s home would be contrary to the best interests of the child; whether reasonable efforts were *380made prior to the application to prevent or eliminate the need for removal from the home; and whether imminent risk to the child would be eliminated by the issuance of a temporary order of protection directing the removal of the person from the child’s residence.11 Here, the court must engage in a fact-finding inquiry into whether the child is at risk and appears to suffer from neglect.

The Practice Commentaries suggest that section 1022 may be unfamiliar, or seem unnecessary, to those in practice in New York City, “where it is common to take emergency protective action without prior court review” (Besharov, Practice Commentaries, McKinney’s Cons Laws of NY, Book 29A, Family Ct Act § 1022, at 10 [1999 ed]). If, as the District Court’s findings suggest, this was done in cases where a court order could be obtained, the practice contravenes the statute. Section 1022 ensures that in most urgent situations, there will be judicial oversight in order to prevent well-meaning but misguided removals that may harm the child more than help. As the comment to the predecessor statute stated, “[t]his section . . . [is] designed to avoid a premature removal of a child from his home by establishing a procedure for an early judicial determination of urgent need” (Committee Comments, McKinney’s Cons Laws of NY, Book 29A, Family Ct Act § 322 [1963 ed]).

Whether analyzing a removal application under section 1027 or section 1022, or an application for a child’s return under section 1028, a court must engage in a balancing test of the imminent risk with the best interests of the child and, where appropriate, the reasonable efforts made to avoid removal or continuing removal. The term “safer course” (see e.g. Matter of Kimberly H., 242 AD2d 35 [1st Dept 1998]; Matter of Tantalyn TT., 115 AD2d 799 [3d Dept 1985]) should not be used to mask a dearth of evidence or as a watered-down, impermissible presumption.

Emergency Removal Without Court Order

Finally, section 1024 provides for emergency removals without a court order. The section permits removal without a court order and without consent of the parent if there is reasonable cause to believe that the child is in such urgent circumstance or condition that continuing in the home or care of the *381parent presents an imminent danger to the child’s life or health, and there is not enough time to apply for an order under section 1022 (Family Ct Act § 1024 [a]; see generally Matter of Joseph DD., 300 AD2d 760, 760 n 1 [3d Dept 2002] [noting that removal under such emergency circumstances requires the filing of an article 10 petition “forthwith” and prompt court review of the nonjudicial decision pursuant to Family Ct Act § 1026 (c) and § 1028]; see also Matter of Karla V., 278 AD2d 159 [1st Dept 2000]). Thus, emergency removal is appropriate where the danger is so immediate, so urgent that the child’s life or safety will be at risk before an ex parte order can be obtained. The standard obviously is a stringent one.

Section 1024 establishes an objective test, whether the child is in such circumstance or condition that remaining in the home presents imminent danger to life or health.12 In construing “imminent danger” under section 1024, it has been held that whether a child is in “imminent danger” is necessarily a fact-intensive determination. “It is not required that the child be injured in the presence of a caseworker nor is it necessary for the alleged abuser to be present at the time the child is taken from the home. It is sufficient if the officials have persuasive evidence of serious ongoing abuse and, based upon the best investigation reasonably possible under the circumstances, have reason to fear imminent recurrence” (Gottlieb v County of Orange, 871 F Supp 625, 628-629 [SD NY 1994], citing Robison v Via, 821 F2d 913, 922 [2d Cir 1987]). The Gottlieb court added that, “[s]inee this evidence is the basis for removal of a child, it should be as reliable and thoroughly examined as possible to avoid unnecessary harm to the family unit” (871 F Supp at 629).

Section 1024 concerns, moreover, only the very grave circumstance of danger to life or health. While we cannot say, for all future time, that the possibility can never exist, in the case of emotional injury—or, even more remotely, the risk of emotional injury—caused by witnessing domestic violence, it must be a rare circumstance in which the time would be so fleeting and *382the danger so great that emergency removal would be warranted.13

Certified Question No. 3: Process

Finally, the Second Circuit asks us:

“Does the fact that the child witnessed such abuse suffice to demonstrate that ‘removal is necessary,’ N.Y Family Ct. Act §§ 1022, 1024, 1027, or that ‘removal was in the child’s best interests,’ N.Y. Family Ct. Act §§ 1028, 1052(b)(i)(A), or must the child protective agency offer additional, particularized evidence to justify removal?” (344 F3d at 177.)

The Circuit Court has before it the procedural due process question whether, if New York law permits a presumption that removal is appropriate based on the witnessing of domestic violence, that presumption would comport with Stanley v Illinois (405 US 645 [1972] [recognizing a father’s procedural due process interest in an individualized determination of fitness]). All parties maintain, however, and we concur, that under the Family Court Act, there can be no “blanket presumption” favoring removal when a child witnesses domestic violence, and that each case is fact-specific. As demonstrated in our discussion of Certified Question No. 2, when a court orders removal, particularized evidence must exist to justify that determination, including, where appropriate, evidence of efforts made to prevent or eliminate the need for removal and the impact of removal on the child.

The Circuit Court points to two cases in which removals occurred based on domestic violence without corresponding expert testimony on the appropriateness of removal in the particular circumstance (Matter of Carlos M., 293 AD2d 617 [2d Dept 2002]; Matter of Lonell J., 242 AD2d 58 [1st Dept 1998]). Both cases were reviewed on the issue whether there was sufficient evidence to support a finding of neglect. In Carlos M., the evidence showed a 12-year history of domestic violence between the parents which was not only witnessed by the children but also often actually spurred their intervention. In Lonell J., *383caseworkers testified at a fact-finding hearing about the domestic violence perpetrated by the children’s father against their mother, as well as the unsanitary condition of the home and the children’s poor health.

We do not read Carlos M. or Lonell J. as supportive of a presumption that if a child has witnessed domestic violence, the child has been harmed and removal is appropriate. That presumption would be impermissible. In each case, multiple factors formed the basis for intervention and determinations of neglect. As the First Department concluded in Lonell J., moreover, “nothing in section 1012 itself requires expert testimony, as opposed to other convincing evidence of neglect” (242 AD2d at 61). Indeed, under section 1046 (a) (viii), which sets forth the evidentiary standards for abuse and neglect hearings, competent expert testimony on a child’s emotional condition may be heard. The Lonell J. court expressed concern that while older children can communicate with a psychological expert about the effects of domestic violence on their emotional state, much younger children often cannot (242 AD2d at 62). The court believed that “[t]o require expert testimony of this type in the latter situation would be tantamount to refusing to protect the most vulnerable and impressionable children. While violence between parents adversely affects all children, younger children in particular are most likely to suffer from psychosomatic illnesses and arrested development” (id.).

Granted, in some cases, it may be difficult for an agency to show, absent expert testimony, that there is imminent risk to a child’s emotional state, and that any impairment of emotional health is “clearly attributable to the unwillingness or inability of the respondent to exercise a minimum degree of care toward the child” (Family Ct Act § 1012 [h]). Yet nothing in the plain language of article 10 requires such testimony. The tragic reality is, as the facts of Lonell J. show, that emotional injury may be only one of the harms attributable to the chaos of domestic violence.

Accordingly, the certified questions should be answered in accordance with this opinion.

Judges G.B. Smith, Ciparick, Rosenblatt, Graffeo, Read and R.S. Smith concur.

Following certification of questions by the United States Court of Appeals for the Second Circuit and acceptance of the questions by this Court pursuant to section 500.17 of the Rules of *384Practice of the Court of Appeals (22 NYCRR 500.17), and after hearing argument by counsel for the parties and consideration of the briefs and the record submitted, certified questions answered in accordance with the opinion herein.