8 Accomplice Liability 8 Accomplice Liability

Most of the cases we have studied thus far have involved only one defendant. In reality, however, most criminal activity involves more than one actor, working together toward a criminal end. The law of accomplice liability governs the wide range of cases in which a person can be criminally liable for assisting another, even though they themselves do not commit the target crime. Accomplice liability is not a crime, but rather, is an alternative path to conviction--one that stands alongside direct liability and can be used to secure a conviction against a defendant who aided another in committing their crime. 

The challenge of accomplice liability lies in defining the scope and the extent of liability for one who did not, themselves, commit the relevant crime. In the cases below, you’ll see that the law places a heavy emphasis on mens rea, relying on evidence of intent to justify punishing the accomplice for a target offense committed by another. In addition, these cases surface the issue of blameworthiness, and should prompt you to consider not only when accomplice liability might attach, but also how far that liability might extend.

8.1 Model Penal Code section 2.06 8.1 Model Penal Code section 2.06

LIABILITY FOR CONDUCT OF ANOTHER; COMPLICITY

(1)    A person is guilty of an offense if it is committed by his own conduct or by the conduct of another person for which he is legally accountable, or both.

(2)    A person is legally accountable for the conduct of another person when:

(a)    acting with the kind of culpability that is sufficient for the commission of the offense, he causes an innocent or irresponsible person to engage in such conduct; or

(b)    he is made accountable for the conduct of such other person by the Code or by the law defining the offense; or

(c)    he is an accomplice of such other person in the commission of the offense.

(3)    A person is an accomplice of another person in the commission of an offense if:

(a)    with the purpose of promoting or facilitating the commission of the offense, he

(i)     solicits such other person to commit it; or

(ii)    aids or agrees or attempts to aid such other person in planning or committing it; or having a legal duty to prevent the commission of the offense, fails to make proper effort so to do; or

(b)    his conduct is expressly declared by law to establish his complicity.

(4)    When causing a particular result is an element of an offense, an accomplice in the conduct causing such result is an accomplice in the commission of that offense, if he acts with the kind of culpability, if any, with respect to that result that is sufficient for the commission of the offense.

(5)    A person who is legally incapable of committing a particular offense himself may be guilty thereof if it is committed by the conduct of another person for which he is legally accountable, unless such liability is inconsistent with the purpose of the provision establishing his incapacity.

(6)    Unless otherwise provided by the Code or by the law defining the offense, a person is not an accomplice in an offense committed by another person if:

(a)    he is a victim of that offense; or

(b)    the offense is so defined that his conduct is inevitably incident to its commission; or

(c)    he terminates his complicity prior to the commission of the offense and

(i)     wholly deprives it of effectiveness in the commission of the offense; or

(ii)    gives timely warning to the law enforcement authorities or otherwise makes proper effort to prevent the commission of the offense.

(7)    An accomplice may be convicted on proof of the commission of the offense and of his complicity therein, though the person claimed to have committed the offense has not been prosecuted or convicted or has been convicted of a different offense or degree of offense or has an immunity to prosecution or conviction or has been acquitted. 

8.2 State v. Ward 8.2 State v. Ward

STATE OF MARYLAND v. JAMES EDWARD WARD

[No. 66,

September Term, 1978.]

Decided December 21, 1978.

*191Kathleen M. Sweeney, Assistant Attorney General, with whom were Francis B. Burch, Attorney General, Clarence W. Sharp, Assistant Attorney General, Arthur A. Marshall, Jr., State’s Attorney for Prince George’s County, and Richard P. Arnold, Assistant State’s Attorney for Prince George’s County, on the brief, for appellant.

James P. Salmon, with whom was Hal C. B. Clagett, III on the brief, for appellee.

Orth, J.,

delivered the opinion of the Court.

With the common law of England, to which the inhabitants of Maryland are constitutionally entitled, Md. Const., Dec. of Rights, Art. 5, came the doctrine of accessoryship applicable to felonies. Although the common law may be changed by legislative act1 or judicial decision,2 the doctrine has not been altered in this jurisdiction. Maryland is one of the few, if not the only state, which has retained this doctrine in virtually the same form as it existed at the time of William Blackstone in the 18th century, and it represents the law of Maryland at the present time.3 State v. Williamson, 282 Md. 100, 111, 382 A. 2d 588 (1978) (concurring opinion by Levine, J.).

*192Accompanying the common law doctrine across the Atlantic were certain highly technical procedural rules, not altogether logical, which had developed from the distinction between principals and accessories before the fact. These rules operate to the advantage of the accused and the detriment of the prosecution, for they “tended to shield accessories from punishment notwithstanding overwhelming evidence of their criminal assistance.” W. La Fave & A. Scott, Handbook on Criminal Law § 63, pp. 498-499 (hereinafter referred to as La Fave & Scott). The rules are frequently procedural embarrassments to the State, see State v. Magliano, 7 Md. App. 286, 255 A. 2d 470 (1969), and the case at hand furnishes yet another example. It concerns the application of the common law doctrine of accessoryship to the crime of murder, and the procedural embarrassments to. the State are compounded by the statutory classification in Maryland of murder into degrees, which was unknown at the English common law.

I

The ultimate question on this appeal is whether the Circuit Court for Prince George’s County erred in dismissing an indictment returned against James Edward Ward,4 Harry Edward Brockman and David Victor Maness were charged with the premeditated murder of Gerald Joseph Godbout, Jr. on 28 April 1972, and were tried in the Circuit Court for Prince George’s County. Each pleaded guilty to and was convicted of the murder in the second degree under a plea bargain arrangement.5 Maryland Rule 731 e, formerly Rule 724. On *19317 July 1974 Ward was indicted for various offenses relating to the murder. At the time of the dismissal of the indictment on 11 April 1978, only the third count remained.6 It charged Ward as an accessory before the fact of the murder of Godbout, alleged to have been committed by Brockman and Maness “feloniously, wilfully and of their deliberately premeditated malice aforethought.” It presented that Ward “did unlawfully aid, counsel and procure the said ... Brockman and ... Maness to do and commit the said murder----”

The indictment was dismissed upon the grant of a motion filed by Ward claiming that the third count was defective. In light of the allegations in the motion, the arguments made regarding them, and the comments of the court, these questions are presented which go to the determination of *194whether the court erred in dismissing the indictment as defective:

1) May there be an accessory before the fact of murder in the second degree?
2) If so, did the form of the third count permit Ward to be tried as an accessory before the fact of murder in the second degree?
3) In any event, may Ward be guilty of murder in the first degree as accessory before the fact when his principals stand convicted of murder in the second degree?

II

We lay a foundation for our determination of whether the court erred in dismissing the indictment by examining the relevant terms involved.

Murder

Homicide is the killing of a human being by a human being. It is culpable when it is felonious, and it is felonious when it is not justifiable or excusable. See Clark & Marshall, A Treatise on the Law of Crimes §§ 10.00-10.14 (7th ed. 1967) (hereinafter referred to as Clark & Marshall); L. Hochheimer, Crimes and Criminal Procedure §§ 656-678 (1st ed. 1897) (hereinafter referred to as Hochheimer); R. Perkins, Criminal Law 28-96 (2d ed. 1969) (hereinafter referred to as Perkins).

“In the English common law there was but one crime of felonious homicide (if petit treason is ignored). [7] The division of this into murder and manslaughter resulted from early statutes intended to exclude the *195more heinous types of homicide from benefit of clergy. In its origin this was merely a difference in penalty dependent upon the presence or absence of aggravating circumstances, and no doubt it would have been worded in terms of ‘degrees’ of the crime if that concept had been in use at the time. For most purposes murder and manslaughter have come to be regarded as distinct offenses....” Perkins, Parties to Crime, 89 U. Pa. L. Rev. 581, 587 (1941).

In Maryland, murder and manslaughter are not considered as degrees of felonious homicide, but are regarded as distinct offenses, distinguished by the presence of malice aforethought in murder and the absence of malice in manslaughter. Davis v. State, 39 Md. 355 (1874); Weighorst v. State, 7 Md. 442 (1855).8

At the common law there were no degrees of murder. A conviction of felonious homicide with malice aforethought, that is, murder, called for the sentence of death and was excluded from the benefit of clergy.9 The penalty of death for all acts of murder long ago came to be thought too severe because of the widely different circumstances and varying atrociousness under which one person may feloniously kill another. Ameliorative measures were taken in many states through legislative enactments, generally by dividing murder *196into degrees and relating the punishment to the degree.10 Maryland followed this pattern. Acts 1809, ch. 138, § 3. The preamble to § 3 expressed its object:

“And whereas the several offences which are included under the general denomination of murder, differ so greatly from each other in the degree of their atrociousness, that it is unjust to involve them in the same punishment____” 11

As presently codified, the statute declares that “[a]ll murder which shall be perpetrated by means of poison, or lying in wait, or by any kind of wilful, deliberate and premeditated killing shall be murder in the first degree,” Maryland Code (1957, 1976 Repl. Vol.) art. 27, § 407,12 and “[a]ll other kinds of murder shall be deemed murder in the second degree,” id. § 411.

Principals and Accessories

“In the field of felony the common law divided guilty parties into principals and accessories.” Perkins at 643. Principals came to be classified as in the first degree (perpetrators) or in the second degree (abettors) and accessories as before the fact (inciters) or after the fact (criminal protectors).13

*197A principal in the first degree is one who actually commits a crime, either by his own hand, or by an inanimate agency, or by an innocent human agent. A principal in the second degree is one who is guilty of felony by reason of having aided, counseled, commanded or encouraged the commission thereof in his presence, either actual or constructive. An accessory before the fact is one who is guilty of felony by reason of having aided, counseled, commanded or encouraged the commission thereof, without having been present either actually or constructively at the moment of perpetration. An accessory after the fact is one who, with knowledge of the other’s guilt, renders assistance to a felon in the effort to hinder his detection, arrest, trial or punishment. See State v. Williamson, 282 Md. 103-105; Camphor v. State, 233 Md. 203, 205, 196 A. 2d 75 (1963); Thornton v. State, 232 Md. 542, 544, 194 A. 2d 617 (1963); Veney v. State, 225 Md. 237, 238, 170 A. 2d 171 (1961); Davis v. State, 38 Md. 15, 45 (1873); Agresti v. State, 2 Md. App. 278, 280, 234 A. 2d 284 (1967); 4 W. Blackstone, Commentaries *34-38 (hereinafter referred to as Blackstone); Clark & Marshall §§ 8.01-8.03,8.06; Hochheimer §§ 31-36; Perkins at 643-669. For a neat summary of the common law of parties as applied to felonious homicide, see State v. Powell, 168 N. C. 134, 138, 83 S. E. 310 (1914).

Ill

(1)

We receive little assistance from the common law in considering whether there may be an accessory before the *198fact of second degree murder because, as we have indicated, murder was not divided into degrees at the common law. Blackstone asserts in his discussion of what offenses admit of accessories: “In murder and other felonies, there may be accessories: except only in those offences, which by judgment of the law are sudden and unpremeditated, as manslaughter and the like; which therefore cannot have any accessories before the fact.” Blackstone *36. Commentators reject this exception. Perkins characterizes it as “a far-fetched corollary” to the rule that an accessory cannot be tried before his principal. Perkins at 673. 1 P. Wharton, Criminal Law § 680, p. 908 (12th ed. 1932) (hereinafter referred to as Wharton) states flatly: “A person may be legally convicted as accessory before the fact of murder in the second degree.” 1R. Anderson, Wharton’s Criminal Law and Procedure § 111, p. 241 (1957) (hereinafter referred to as Anderson) asserts: “There may be accessories before the fact to the crime of murder in different degrees.” This view is thus explained in Wharton:

“It has been doubted whether there can be an accessory before the fact to manslaughter, since accessoryship presupposes premeditation, and premeditation is incompatible with manslaughter. But... an instigator may, in hot blood, stimulate a person incensed with another to execute a deed of vengeance on such other, when the offense of the perpetrator would be only manslaughter; and we may also hold that an instigator may be guilty of murder in instigating another to commit manslaughter by the rash use of dangerous instrumentalities. A fortiori there may be an accessory before the fact to murder in the second degree.” Id. § 272, pp. 361-362 (footnotes omitted).

See G. Williams, Criminal Law § 130 (2nd ed. 1961) (hereinafter referred to as Williams).

The General Assembly has recognized accessoryship of murder in the second degree at least to the extent of providing for punishment upon conviction thereof, but *199without distinction between accessories before and after the fact:

“Every person convicted of the crime of murder in the second degree, or as accessory thereto, shall be sentenced to the penitentiary for not more than thirty years.” Code (1957, 1976 Repl. Yol.) art. 27, § 414 (emphasis added).14

The view that there may be an accessory before the fact of murder in the second degree has a rational basis. A person may be guilty of “[c]onduct... accompanied by an intent to do serious bodily injury but without an intent to kill, which legally causes another’s death.” La Fave and Scott, 540. We recognized that such conduct constitutes murder in Davis v. State, 237 Md. 97, 104, 205 A. 2d 254 (1964), cert. denied, 382 U. S. 945 (1965): “An actual intent to take life is not necessary for a conviction of murder if the intent is to commit grievous bodily harm and death occurred in consequence of the attack.” This “intent-to-do-serious-bodily-injury murder” has been traced back to Holloway’s Case, 79 Eng. Rep. 715 (K.B. 1628). The murder in such circumstances is in the second degree. “If the intent were to commit grievous bodily harm, and death occurred in consequence of the attack, then the case would have been murder in the second degree____” Wharton § 841, pp. 1131-1132. The felonious homicide would be with malice aforethought but not wilful, deliberate and premeditated. See Gladden v. State, 273 Md. 383, 387, 330 A. 2d 176 (1974). So, if A shoots B in the leg with the intention of doing him serious bodily harm short of death but the injury thereby done to B results in the death of B, however contrary this may be to A’s intention, A is guilty of murder in the second degree. If C, sharing A’s intention that B be seriously injured but not killed, aided, counseled, commanded or encouraged the shooting, without having been present either *200actually or constructively at the moment of perpetration, he would be guilty as an accessory before the fact to murder in the second degree.

We conclude that there may be an accessory before the fact of murder in the second degree.

(2)

Having concluded that there may be an accessory before the fact of murder in the second degree, we find that Ward could be tried therefor under the third count of the indictment.

The statute classifying murder into degrees did not require a change in the common law forms of charging the offense. Wood v. State, 191 Md. 658, 667, 62 A. 2d 576 (1948). However, the General Assembly of Maryland relaxed the formal common law requirements of indictment in homicide cases when it enacted Chapter 248 of the Acts of 1906. It authorized the use of a shortened statutory form which may, but need not, be used in lieu of the common law forms. Although there were subsequent amendments to the form because of controversies relative to the death penalty, the only actual change in the formula authorized to be used in an indictment was the requirement added by § 7 of Acts 1963, ch. 558 that an indictment conclude with the words “against the peace, government and dignity of the State.” State v. Williamson, 282 Md. at 109. The validity of the 1906 formula has been upheld by this Court. Kelley v. State, 181 Md. 642, 647, 31 A. 2d 614 (1943); Neusbaum v. State, 156 Md. 149, 161-162, 143 A. 872 (1928).

The murder of which Ward was alleged to have been an accessory before the fact was charged in the third count of the indictment pursuant to the statutory formula, which, we observe, is expressly applicable, not only to murder and manslaughter, but “for being accessory thereto.” It is well settled that under an indictment pursuant to the statutory formula, even though it spells out murder in the first degree, the accused may be convicted of murder in the first degree, of murder in the second degree, or of manslaughter. *201Blackwell v. State, 278 Md. 466, 476, 365 A. 2d 545 (1976), cert. denied, 431 U. S. 918 (1977); State v. Evans, 278 Md. 197, 199, n. 1, 362 A. 2d 629 (1976); Carroll v. Warden, 205 Md. 631, 632-633, 106 A. 2d 71 (1954). This is not out of line with the common law, which never entirely lost sight of the notion that the crime is felonious homicide, of which murder and manslaughter are but different grades. Perkins at 649. Thus, it was said in 1 Hale P. C. *348:

“Upon an indictment of murder, tho the party upon his trial be acquit of the murder, and convict of manslaughter, he shall receive judgment, as if the indictment had been manslaughter, for the offense in substance is the same.”

We find that, under the third count of the indictment, Ward could be tried as an accessory before the fact of murder in the second degree.

(3)

We consider now whether a person may be convicted of murder in the first degree as accessory when his principal has been convicted of the murder in the second degree.

At the common law the principal in the second degree may be tried and convicted prior to the trial of the principal in the first degree, or even after the latter has been tried and acquitted. 1 Hale P. C. *437. Furthermore, a principal in the second degree may be convicted of a higher crime or a lower crime than the principal in the first degree. Clark & Marshall § 8.05, p. 521; Perkins at 670-671.15 With respect to accessories, however, the common law took a different path. An accessory cannot be tried, without his consent, before the *202principal.16 State v. Williamson, 282 Md. at 112 (concurring opinion by Levine, J.); Clark & Marshall § 8.05, p. 523; Perkins at 672-673. And an accessory could not be convicted of a higher crime than his principal. Blackstone declares flatly:

“It is a maxim, that accessorius sequitur naturam suiprincipalis: and therefore an accessory cannot be guilty of a higher crime than his principal; being only punished as a partaker of his guilt.” Blackstone at *36.

See Clark & Marshall § 8.03, p. 514; Hochheimer § 38; Perkins at 675; Wharton § 276. The rule that an accessory before the fact may not be convicted of a higher crime than the principal has not been altered by statute or judicial decision in Maryland and is the law of this State at the present time.

In arguing to the trial court that a person could be convicted of murder in the first degree as an accessory, although the principal has been convicted of that murder in the second degree, the State declared that “Wharton says we can do it.” 17 We think that the State misinterpreted Wharton. It is correct that Wharton says:

“The instigator may act in hot blood, in which case he will be guilty only of manslaughter, while the *203perpetrator may act coolly, and thus be guilty of murder. The converse, also, may be true: the instigation may be cool and deliberate, the execution in hot blood by a person whom the instigator finds in a condition of unreasoning frenzy. A person desiring coolly to get rid of an enemy, for instance, may employ as a tool someone whom that enemy has aggrieved, and who is infuriated by his grievance. Hence an accessory before the fact (or, to adopt the terms of recent codes, an instigator) may be guilty of murder, while the principal (or perpetrator) may be guilty of manslaughter; or the accessory before the fact (instigator), acting in hot blood, may be guilty of manslaughter, while the perpetrator (principal), acting with deliberate malice, may be guilty of murder.” Wharton § 276, pp. 363-364.

Immediately preceding this statement, however, is a recognition of the common law rule and a qualification regarding the view expressed:

“Under the old law, the defendant was first convicted, and then the accessory was charged with being accessory to the offense which the conviction covered. But now that instigation is a substantive offense, it must be remembered that the offense of the instigator is not necessarily of the same grade as that of the perpetrator.” Id. § 276, p. 363 (emphasis added).

Before us the State also quotes Williams § 130, pp. 390-391. Professor Williams refers to the rule that a principal in the first degree may be convicted of murder and a principal in the second degree of manslaughter, and asserts: “There is no reason why a similar result should not be reached for accessories before.” Id. § 130, p. 390 (§ 62, p. 210 (1st ed. 1953)). He gives examples whereby an accessory before the fact could be guilty of manslaughter and the principal of murder, and the converse where the guilt of the secondary party is the greater. He concludes: “To put the matter generally, a secondary party can be convicted of a crime of *204a higher degree than the principal.” Id. § 130, p. 391 (§ 62, p. 211 (1st ed. 1953)). But he relies heavily on Wharton, and we are constrained to conclude that his view, like that of Wharton, depends upon the status of the law whereby accessoryship before the fact has been made a substantive offense by statute.

Accessoryship before the fact was not a substantive offense under common law, and there being neither statute nor judicial decision in this jurisdiction making it so, it is not a substantive offense in Maryland. The common law theory of parties was based upon the concept of one crime with guilt attaching to several persons. The application of this theory to murder was well expressed in State v. Ayers, 67 Tenn. 96 (1874):

“The offense is compounded of the connivance of the accessory and the actual killing by the principal felon, and the crime of the accessory, thought inchoate in the act of counseling, hiring or .commanding, is not consummate until the deed is actually done. The law in such case, holds the accessory before the fact to be guilty of the murder itself, not as principal, it is true, but as accessory before the fact, for it is the doing of the deed, and not the counseling, hiring, or commanding that makes his crime complete; and it is for the murder that he is indicted, and not for the counseling and procuring.” Id. at 100.

Thus it is that Hale spoke of “an accessory to murder before the fact,” 1 Hale P.C. *435, rather than “an accessory before the fact to the crime of murder,” or some similar form, as is used under modern statutes which make accessoryship before the fact a separate substantive offense. Perkins at 649. What we perceive to be the basis of the view of Wharton and Williams that an accessory before the fact may be convicted of a higher crime than that of which the principal was convicted simply does not exist in Maryland. There may be no reason why the rule with respect to principals in the first degree and principals in the second degree should not be *205extended to accessories before, as Williams stated, but the plain fact is that Maryland has not yet done so.

The classification of murder into degrees left intact the common law concept of murder as one crime:

“ ‘Murder’ is here recognized as a general denomination, including offenses differing from each other in their degrees of atrocity, but not in their nature or kind; no attempt is made to explain or modify its meaning or abridge its range. Its common law sense is left unimpaired; the measure of punishment only is sought to be graduated according to the circumstances under which it was committed.” Davis v. State, 39 Md. at 374.18

See Gladden v. State, 273 Md. at 389-390; Stansbury v. State, 218 Md. 255, 260, 146 A. 2d 17 (1958); Wood v. State, 191 Md. at 666; Abbott v. State, 188 Md. 310, 312, 52 A. 2d 489 (1947); Hanon v. State, 63 Md. 123, 126 (1885). At first blush, it would seem that since murder is one crime, the rule that an accessory before the fact may not be convicted of a higher crime than his principal would be satisfied when both were convicted of murder, regardless of the degree. But the rule was based on the notion that an accessory should never suffer more punishment than the principal. Perkins at 675. And at the common law, principals and accessories were equally culpable and subject to the same punishment. State v. Williamson, 282 Md. at 106; Agresti v. State, 2 Md. App. at 281; 1 J. Chitty, A Practical Treatise on the Criminal Law *267 (1819). Clark & Marshall states: “At common law an accessory before the fact is liable to the same punishment as the principal.” Id. § 8.05, p. 522. In Maryland, at the time Ward was alleged to have committed the murder as an *206accessory before the fact, the punishment prescribed by statute for “[e]very person convicted of murder in the first degree, his or her aiders, abettors and counsellers,” was death or life imprisonment, in the discretion of the court, except that when a jury in rendering a verdict of murder in the first degree added the words “without capital punishment,” the sentence was to be life imprisonment. Code (1957,1971 Repl. Vol.) art. 27, § 413.19 As we have seen, the punishment upon conviction of murder in the second degree and of being an accessory thereto, was not more than thirty years. Therefore, to be faithful to the rationale of the rule at common law, it must be construed in light of present day circumstances to apply to degrees of murder, so that an accessory before the fact may not be convicted of a higher degree of murder than the principal committing that murder. In the case sub judice, the principals stood validly convicted of murder in the second degree, and Ward may not be convicted of murder in the first degree as an accessory.20 *207Otherwise he would not be equally culpable with the principals and would be liable to greater punishment than that to which they were subjected.

IV

We have found that there may be an accessory before the fact of murder in the second degree, that the third count of the indictment permitted Ward to be convicted of murder in the second degree as an accessory before the fact, but that, as a matter of law, Ward may not be convicted of murder in the first degree as an accessory before the fact. It follows from these findings that the indictment before the court was not defective. Ordinarily, Ward could be properly tried under it, and the court would err in dismissing it. Upon trial under the count, however, Ward would be entitled as a matter of law to a judgment of acquittal of murder in the first degree as accessory.

This case takes still another turn, however, because the procedural questions arising from the common law doctrine of accessoryship were compounded by comments made by the prosecutor at trial. During the argument before the trial court on the motion to dismiss the indictment as defective, the court took the position that the indictment charged Ward only with being an accessory before the fact to murder in the first degree. It said:

“My point is you have charged him with a specific crime of accessory before the fact of premeditated murder and you don’t have principals to premeditated murder so you can’t convict him of accessory before the fact of premeditated murder.”

The State countered by claiming that it was not necessary to have principals convicted of murder in the first degree to try a person as an accessory before the fact to murder in the first degree. The State apparently agreed with the contention of *208the defense that there could not be accessoryship before the fact to murder in the second degree — “it doesn’t make sense.” Whereupon the court asked: “Then how can you try somebody on the indictment... for accessory before the fact of a seeond degree murder, which is what you want to do?” The transcript of the proceedings reads:

“MR. ARNOLD [Assistant State’s Attorney]: No, it isn’t. We are trying him for accessory before the fact of first degree murder, and Wharton says we can do it.
“THE COURT: Even though there is no conviction of first degree murder?
“MR. ARNOLD: That’s correct. That answers it specifically.”

As we have indicated, the State misinterpreted Wharton, and we have concluded that as a matter of law, he could not be tried for murder in the first degree as an accessory. The question is, however, whether, by reason of this expression of how it planned to proceed, the State is also precluded from trying Ward for murder in the second degree as an accessory. We do not think that it is. It is clear that in ruling on the motion the court did not subscribe to the State’s view and did not rely on the State’s statement of what it intended to prove in reaching its decision. Ward was in no way misled. We now have established precise procedures for the entry of a nolle prosequi by our Rules of Procedure. Rule 782, formerly Rule 711. “A defendant may enter a plea of not guilty to one degree and a plea of guilty to another degree of an offense which, by law, may be divided into degrees of guilt.” Rule 731 e, formerly Rule 724, and, likewise, a nolle prosequi may be entered to a degree of an offense. See Hochheimer .§ 209. In the circumstances, we do not deem the State’s statement made during argument to amount to the entering of a nolle prosequi to murder in the second degree as an accessory. Compare Knotts v. State, 237 Md. 417, 207 A. 2d 100 (1965); Williams v. State, 7 Md. App. 241, 254 A. 2d 376 (1969), cert. denied, 256 Md. 749 (1970); Stocker v. State, 4 Md. App. 275, *209242 A. 2d 588 (1968), cert. denied, 251 Md. 752, cert. denied 395 U. S. 982 (1969).

In short, we believe that, in the unique situation in which the State was placed by the procedural embarrassments emanating from the common law doctrine of accessoryship, the position it indicated in arguing the motion to dismiss the indictment should be treated as no more than a statement of how it thought it would proceed at trial if it prevailed in its argument that the motion to dismiss the indictment be denied, rather than an absolute “abandonment” of attempting to prove under the indictment that Ward was guilty of murder in the second degree as an accessory before the fact. In the interests of justice, the State should not be precluded at a trial of Ward under the third count of the indictment from attempting to establish that he was guilty of the murder of Godbout in the second degree as an accessory before the fact.

We reverse the judgment of the trial court and remand the case for trial under the third count of the indictment. At the trial, Ward shall be entitled, as a matter of law, to a judgment of acquittal as to murder in the first degree as accessory before the fact.

Y

The remand of the case for trial of Ward under the third count of the indictment for murder in the second degree as accessory before the fact requires further comment. Acts 1978, ch. 3, §§ 1, 2 repealed former §§ 412, 413 and 414 of art. 27 and enacted new sections in lieu thereof. See footnote 19, supra. Former § 414, as we have indicated, provided that “[e]very person convicted of the crime of murder in the second degree, or as accessory thereto, shall be sentenced to [imprisonment] for not more than thirty years.” The new § 412 (c) provides: “A person found guilty of murder in the second degree shall be sentenced to imprisonment for not more than 30 years.” Unlike the former statute, nothing is said about accessoryship to murder in the second degree. We have seen, however, that in Maryland accessoryship before the fact is not a substantive offense. A person need not be *210specifically charged as an accessory before the fact; he may be charged pursuant to the statutory formula with the 'murder and be convicted thereunder as accessory thereto upon evidence so showing. State v. Williamson, 282 Md. at 110.21 As an accessory before the fact he is punished as a partaker of the guilt of the principal and is liable to the same punishment as the principal. Therefore, the absence of the phrase “or as accessory thereto” in the statute prescribing the punishment for second degree murder is of no moment; it does not result in a crime without-a penalty. See Perkins at p. 7. The phrase was mere surplusage in the former law, and under the new statute, as under the old, a person convicted of murder in the second degree as an accessory before the fact may be punished by imprisonment for not more than 30 years.

In any event, the 1978 Act is not applicable with respect to the offense for which Ward may be tried, namely, the murder in the second degree of Godbout as accessory before the fact. Acts 1978, ch. 3, § 3, provides: “That this Act shall take effect July 1, 1978, and shall apply only to offenses committed on or after that date, for which the defendant is sentenced pursuant to this Act.” Since the offense charged to Ward occurred prior to 1 July 1978, the Act does not apply to repeal the former § 414 prescribing the punishment for murder in the second degree. Former § 414 remains in full force and effect with respect to the punishment to which Ward is subject if he is convicted of the murder in the second degree of Godbout as an accessory before the fact.

VI

Ward filed below a separate motion to dimiss the indictment on the ground that a trial would violate the double jeopardy clause of the fifth amendment to the Constitution of the United States. Ward filed a cross-appeal presenting the question whether retrial was barred by the double jeopardy provision. The State moved to dismiss the cross-appeal *211alleging that there had been no final judgment on that motion to dismiss. Code (1974) §§ 12-101 and 12-301 of the Courts and Judicial Proceedings Article. The motion was expressly not ruled upon by the judge below. The judgment of the trial judge in dismissing the indictment was explicitly not predicated upon a violation of the constitutional guarantee against being placed twice in jeopardy. We have said that a denial of a motion to dismiss an indictment on the ground of double jeopardy is appealable immediately, Stewart v. State, 282 Md. 557, 570, 386 A. 2d 1206 (1978), but here there was no such denial. Moreover, we are not persuaded in the circumstances to exercise our discretion under Rule 885 to decide the point even though not decided by the trial court. The motion to dismiss the cross-appeal is granted.

Judgment reversed; case remanded for trial in accordance with this opinion; motion to dismiss cross-appeal granted; costs to be paid by appellee.

8.3 State v. Hoselton 8.3 State v. Hoselton

371 S.E.2d 366

Supreme Court of Appeals of West Virginia

State v. Hoselton

371 S.E.2d 366

STATE of West Virginia v. Kevin Dwayne HOSELTON.

No. 17925.

Supreme Court of Appeals of West Virginia.

July 22, 1988.

William E. Kiger, Darla A. Greathouse, Parkersburg, for Kevin Dwayne Hoselton.

Richard M. Richmond, Asst. Pros. Atty., Wood County, Parkersburg, for the State.

PER CURIAM:

This case is before the Court upon the appeal of Kevin Wayne Hoselton from his conviction of entering without breaking a vessel, with intent to commit larceny, pursuant to W.Va.Code, 61-3-12 [1923].[1]

The accused was charged in a two-count indictment as a principal in the first degree for either breaking and entering or entering without breaking a storage unit on a docked barge with intent to commit larceny. He was eighteen years old at the time, and was with several friends, each of whom was separately indicted as a principal in the first degree. The accused was convicted of entering without breaking, as charged in the indictment.[2]

The only evidence used to link the accused to the crime was his voluntary statement.[ … ] The pertinent answers given by the accused in his voluntary statement were, as follows:

  1. Were you with some individuals that broke into the barge?
  2. Yes, sir.
  3. Once you got to the barges, what happened?
  4. We all walked up on that, and I was standing outside there. Mike, he tried to get the big door open, and he couldn’t do it.
  5. M[ ... ] A[ ... ]?
  6. Yes, sir. And I heard a couple of other people back there — I don’t know who it was — trying to get in.
  7. Why couldn’t you see them?
  8. Because I was standing at the end of the barge there.
  9. Were you keeping a look-out?
  10. You could say that. I just didn’t want to go down in there.
  11. Do you know who actually gained entry to the barge.
  12. No, sir, I’m not sure.
  13. Kevin, did you know at the time that you were down there that you all were committing a crime?
  14. Yes, I did know that, but...

The items stolen from the storage unit were tools, grease guns, grease and a battery charger. None of these items, or profits on their resale, were given to the accused. In both his statement and his trial testimony, the accused stated that he, standing at one end of the barge, with an obstructed view of the storage unit, was unaware of his friends’ intent to steal the items until he heard the opening of the storage unit door. He then walked to the unit and saw his friends handling the goods. He then returned to the other end of the barge and went to an automobile, owned and operated by one of his friends, who remained in the storage facility. His friends returned to the automobile with the goods. The accused did not assist the others in placing the goods in the automobile. He was then immediately driven home.

The accused testified that he and his friends frequently trespassed upon the barge for fishing.

On appeal, the accused contends that the evidence is insufficient to support a conviction for entering with intent to commit larceny. Therefore, the trial judge erred when he denied the accused’s motions for acquittal and new trial.

The State contends there was sufficient evidence to establish that the accused was a lookout, therefore, the conviction for breaking and entering as a principal in the first degree should stand.

A lookout is one who is “by prearrangement, keeping watch to avoid interception or detection or to provide warning during the perpetration of the crimes and thereby participating in the offenses charged ...”

This Court has consistently held that lookouts are aiders and abettors, principals in the second degree. [ … ]

Principals in the second degree are punishable as principals in the first degree. W.Va.Code, 61-11-6 [1923],

An aider and abettor, or principal in the second degree must “in some sort associate himself with the venture, that he participate in it as something that he wishes to bring about, that he seek[s] by his action to make it succeed.” State v. Harper, 179 W.Va. 24, 28, 365 S.E.2d 69, 73 (1987), quoting Learned Hand in U.S. v. Peoni, 100 F.2d 401, 402 (2nd Cir.1938).

It is well established that in order for a defendant to be convicted as an aider and abettor, and thus a principal in the second degree, the prosecution must demonstrate that he or she shared the criminal intent of the principal in the first degree, [citations omitted] Of course we also recognize that the defendant is not required to possess the identical intent as the principal in the first degree.

State v. Harper, 179 W.Va. 24, 29, 365 S.E.2d 69, 74 (1987).[3]

Therefore, if the State establishes evidence that an accused acted as a lookout, it has necessarily established the requisite act and mental state to support a conviction of aiding and abetting. [ … ]

In this case, the only evidence that suggested the accused was a lookout was his response to the investigating officer’s questioning: “Q. Were you a lookout? A. You could say that. I just didn’t want to go down there.”

In both his voluntary statement and during his testimony at trial, the accused stated that he had no prior knowledge of his friends’ intentions to steal anything from the barge. When he heard the door open to the storage unit and saw his friends removing the goods, the accused left the barge and returned to the car. The accused never received any of the stolen property, which was later retrieved by the police from the other defendants.

[T]he accused’s response that “[y]ou could say” he was a lookout, standing completely alone, does not establish that the accused was an aider and abettor by participating in, and wishing to bring about the entering with intent to commit larceny.

Viewed in the light most favorable to the prosecution, the State did not prove that the accused was a lookout. Therefore, his conviction as a principal in the first degree is reversed as it failed to prove that the accused entered the vessel with shared intent to commit larceny.

We therefore reverse and set aside the accused’s conviction for entering without breaking.[ … ]

Reversed.

 

[1] W. Va.Code, 61-3-12 [1923] reads, in pertinent part:

If any person shall, at any time, break and enter, or shall enter without breaking, any ... steamboat or other boat or vessel, within the jurisdiction of any county in this State, with intent to commit a felony or any larceny, he shall be deemed guilty of a felony, and, upon conviction, shall be confined in the penitentiary not less than one nor more than ten years....

[2] The indictment reads:

That on or about the day of April, 1985, in Wood County, West Virginia, KEVIN DWAYNE HOSELTON, committed the offense of ‘entering without breaking' by unlawfully and feloniously entering without breaking a vessel owned by Dravo Corporation, more particularly described as a crane barge located in Wood County on the Little Kanawha River at a place commonly known as Merrill Landing, with intent to commit larceny therein, against the peace and dignity of the State.

[3] See LaFave & Scott, Substantive Criminal Law, § 6 (1986), using the Model Penal Code definition of accomplices (principals in the second degree and accessories before the fact), Professor Scott writes:

[i]t is useful to give separate consideration to whether a person has engaged in the requisite acts (or omissions) and to whether he had the requisite mental state.... It may generally be said that one is liable as an accomplice to the crime of another if he (a) gave assistance or encouragement or failed to perform a legal duty to prevent it (b) with the intent thereby to promote or facilitate commission of the crime. There is a split of authority as to whether some lesser mental state will suffice for accomplice liability, such as mere knowledge that one is aiding a crime or knowledge that one is aiding reckless or negligent conduct which may produce a criminal result.

... [Acts or omissions which establish accomplice liability must exhibit] sufficient encouragement that the accomplice is standing by at the scene of the crime ready to give some aid if needed, although in such a case it is necessary that the principal actually be aware of the accomplice’s intentions. An undisclosed intention to render aid if needed will not suffice, for it cannot encourage the principal in his commission of the crime. Quite clearly, mere presence at the scene of the crime is not enough, nor is mental approval of the actor's conduct. Also, in the absence of unique circumstances giving rise to a duty to do so, one does not become an accomplice by refusing to intervene in the commission of a crime. [§ 6.7(a) ]

... [A mental state must be evinced which establishes that] the accomplice intentionally encourages or assists, in the sense that his purpose is to encourage or assist another in the commission of a crime as to which the accomplice has the requisite mental state.... liability without fault does not obtain in this area. [§ 6.7(b)]

8.4 State v. McVay 8.4 State v. McVay

47 R.I. 292

STATE vs. GEORGE W. MCVAY, JOHN A. GRANT, GEORGE J.

KELLEY.

STATE vs. SAME.

STATE vs. SAME.

The Supreme Court of Rhode Island

MARCH 3, 1926.

 

(1) Criminal Law. Accessory Before Fact. Involuntary Manslaughter.

Indictment charged captain and engineer of vessel with manslaughter, as a result of criminal negligence connected with the operation of the ship's boiler, with the result that an explosion occurred killing a passenger, and charged defendant as an accessory before the fact:

Held, that premeditation is not inconsistent with every charge of manslaughter, and a defendant may be indicted and convicted of being an accessory before the fact to the crime of manslaughter arising through criminal negligence.

(2) Indictments. Malice.

Malice in its legal sense, which is the state of mind manifested by intent to commit an unlawful act against another, may exist without actual intention of any mischief if the killing is the actual consequence of careless action.

(3) Criminal Law. Manslaughter. Malice.

Malice in the sense of general criminal intent exists in manslaughter, and the term “maliciously” used in an indictment charging defendant as an accessory before the fact to crime of manslaughter, in having with knowledge of danger procured captain and engineer of vessel to develop steam in a boiler known to be unsafe with the result that it exploded, killing a passenger means that he is charged with acting with an unlawful intent by reason of directing the principals to act with utter disregard of consequences to human life.

(4) Involuntary Manslaughter.

“Involuntary" as applied to manslaughter, characterizes the result of the act, not the doing of the act, and may cover cases of volitionally doing a lawful act wantonly or in a grossly careless manner. Hence an indictment for involuntary manslaughter may properly charge certain defendants, while exercising no conscious volition to take life, with negligence of such a character that criminal intention can be presumed and it may also charge a defendant as an accessory before the fact in intentionally directing and counseling the grossly negligent act.

INDICTMENTS charging manslaughter. Certified on question of doubt under Gen. Laws, 1923, cap. 348, sec. 5.

BARROWS, J.

Heard on a certification of a question of law before trial. Three indictments for manslaughter, each containing four counts, were brought against the captain and engineer of the Steamer Mackinac as principals and against Kelley as accessory before the fact. The steamer carried several hundred passengers from Pawtucket to Newport via Narragansett Bay. The boiler producing the steam by which the vessel was propelled, burst near Newport and many lives were lost. The present indictments are for causing the deaths of three persons killed by escaping steam after the explosion of the boiler.

Demurrers, on grounds that the indictments improperly combined a charge of assault and negligence and that there was an improper joining of principal and accessory before the fact, were overruled. Two additional grounds of demurrer set up by defendant Kelley were not decided but were deemed of such doubt and importance that the question raised by them was certified to this court for determination, under General Laws, 1923, Chapter 348, Section 5.

We are not now concerned with the correctness of the lower court’s rulings on the demurrers. Exceptions to those rulings have been taken and the defendants’ rights reserved. Our present question relates solely to Kelley’s grounds of demurrer which were not acted upon.  The same question is raised upon each indictment. That question is:

“May a defendant be indicted and convicted of being an accessory before the fact to the crime of manslaughter arising through criminal negligence as set forth in the indictment?”

 

That the indictment charges manslaughter against the captain and engineer as a. result of criminal negligence connected with the operation of the ship’s boiler for present purposes is not disputed. Neither is there dispute as to the meaning of accessory before the fact. He is “one who, being absent at the time the crime is committed, yet procures, counsels or commands another to commit it”. 1 Proc. p. 65. In the first count the negligence charged is the “wanton and willful” creation of any steam in 3, boiler known to be worn, corroded, defective and `unsafe, as a result whereof an explosion occurred killing a passenger; the charge against Kelley as accessory is that “before said felony and manslaughter was committed,” . . . he did at Pawtucket “feloniously and maliciously aid, assist, abet, counsel, hire, command and procure the said George W. McVay and John A. Grant, the said felony and manslaughter in manner and form aforesaid to do and commit”. The latter is substantially the language applied to Kelley as accessory in the other three counts. The second count of the indictment charges knowledge of the strength and capacity of the boiler on the part of the principals and negligence in developing more steam than the boiler could safely hold. The third count charges a lack of reasonable care in generating steam in a boiler known to be so worn, etc., as to be unsafe and the fourth count charges that defendants having control of generating steam and knowing the boiler to be defective so disregarded their duty that the explosion followed.

The State, substantially adopting the definition of manslaughter as given in Wharton on Homicide, 3rd ed. p. 5, defines it as “The unlawful killing of another without malice either express or implied”. The State further refers to the charge in the indictment as “involuntary manslaughter, that is, the killing of another without malice and unintentionally in negligently doing an act lawful in itself and in the negligent omission to perform a legal duty”. Because the manslaughter charge is “Without malice and “involuntary” Kelley contends that he can not be indicted legally as an accessory before the fact. The argument is that manslaughter being a Sudden and unpremeditated crime inadvertent and unintentional by its very nature can not be “maliciously” incited before the crime is committed. Such is the view expressed by text-writers, decision or dicta, in 1 Hale, P. C. 437, 615, 616; Hawkins, P. C. Chap. 30, 2, manslaughter; Goff v. Byby, 2 Cro. Eliz. 540 ; Bibith’s Case, 4 Coke Rep. 43 b; Archbold, Crim. Prac. & Proc. 8th ed. Vol. 1, pp. 65, 66; 4 Blackstone commentaries, 36 and 191; State v, Kinchen, 126 La. p. 39 (1910); Adams v. State, 65 Ind. 565; Wharton on Homicide, 59, pp. 75, 76; 13 R. C. L., § 25, p. 726; State V. Kennedy, 95 S. E. (S. C.) 350 (1918); State v. Robinson, 12 Wash. 349 (1895); Bowman v. State, 20 S. W. 558, (Tex.) (1892). In most of these citations a charge of murder was under consideration and the theory was that, after a conviction for manslaughter was had, there could be no accessory before the fact. Some of these authorities state broadly that there can be no accessory before the fact in manslaughter giving the reasons now urged by Kelley.

While everyone must agree that there can be no accessory before the fact when a killing results from a sudden and unpremeditated blow, we do not think it can be broadly stated that premeditation is inconsistent with every charge of manslaughter. Manslaughter may consist, among other things, of doing an unlawful act resulting in unintentional killing, such as violation of motor Vehicle laws or administration of drugs to procure an abortion. 29 C.J. § 136, p. 1149. Manslaughter is likewise committed if an unintentional killing is occasioned by gross negligence in the doing of an act lawful in itself. 29 C.J. § 141, p. 1154. There is no inherent reason Why, prior to the commission of such a crime, one may not aid, abet, counsel, command or procure the doing of the unlawful act or of the lawful act in a negligent manner. A premeditated act may be involved in such unlawful homicides. 1 R.C.L. 24, p. 146. 29 Corpus Juris, 38, p. 1067, says: “At common law there may be accessories before the fact to involuntary manslaughter.” Cases considering the question before us are Queen V. Smith & Taylor, 2 Cox. Cr. Cas. 233 (1847) quaere; Reg. V. Gaylor, 7 Cox Cr. Cas. 253 (1857); Russell on Crimes, 7th Eng. lst Canadian ed. 119, 779, 780; Rex V. Russell, 1 Moody Cr. Cas. 356 ; Mathis V. Slate, 45 Fla. 46, at 69; Commonwealth V. Adams, 127 Mass. 15 (1879); State V. Coleman, 5 Porter, 32 (Ala.) (1837); State V. Hermann, 117 Mo. 629; V. State, 11»Ind. 62 (1858) quaere; Rex V. Brooks, 9 Br. Col. 13; 1 Bishop on Cr. L. 8th ed. Vol. 1, § 678, pp. 412, 413. The latter states:

“Manslaughter does not commonly admit of an accessory before the fact, because when the killing is of previous malice, it is murder. This is the ordinary doctrine yet probably there may be a manslaughter wherein this is not so, as, if one should order a servant to do a thing endangering life yet not so directly as to make a death from the doing murder, it might be manslaughter then, why should not the master be an accessory before the fact in the homicide?”

 

Decisions in the above cases pro and con are sometimes confusing because of failure to keep clear the difference in popular and legal meaning of the words “malice” and “involuntary”. In a popular sense “malice” means hatred, ill will or hostility to another; in law it means “the state of mind manifested by an intent to commit an unlawful act against another”. Webster’s New Int. Diet. In Commonwealth 9 Met. 93, at 104, SHAW, C. J., defines “malice” as “the willful doing of an injurious act without lawful excuse”. See also Words & Phrases. It may be found in an act shown by the circumstances to wickedly or willfully disregard the rights or safety of others. Commonwealth v. Webster, 5 Cush. 295; People V. Davis, 8 Utah, 412. Malice in its legal sense may exist without actual intention of any mischief if the killing is the actual consequence of careless action. Penn. v. Bell, Pa., Addison 156, s. c.1 Am. Dec. 298 at 301. Hence, reference to manslaughter as being “without malice" needs close scrutiny. The use of the term “without malice” in the State’s definition of manslaughter, supra, is, as often in the text-writer’s, for the purpose of distinguishing manslaughter from murder, State V. Fenik, 45 R. I. 309, at 314, rather than to give an all inclusive definition of manslaughter. Malice in the sense of general criminal intent exists in manslaughter, and Wharton Says the distinction between express and implied malice is unsound. “ There is no case of homicide in which the malice is not implied; none in which it is from the circumstances of the case.” Wharton on Homicide, 84, p. 104; United States v. King, 34 Fed. 302. When, therefore, “maliciously” is used in this indictment as against Kelley, it means that he is charged with acting with an unlawful intent by reason of directing the principals to act with utter disregard of consequences to human life. Commonwealth v. Adams, 127 Mass. 15; Commonwealth V. Webster, 5 Cush. 295.

“Invo1untary,” in common parlance means not in accordance with the actor’s will or choice. Webster’s New Int. Dict. As applied to charges of manslaughter it may cover cases of volitionally doing a lawful act wantonly or in a grossly careless manner. “Involuntary” used in connection with manslaughter, characterizes the result of the act, not the doing of the act. It does not mean that volition was not present in the negligent act from which the death resulted. Voluntary manslaughter is often described as per unlawful taking of human life under circumstances falling short of willful or deliberate intent to kill and yet approaching too near thereto to be justifiable homicide. The law does not permit defendant in such a case to say that he did not intend the consequences of his act. See classification of voluntary and involuntary slaughter in 29 C. J. 1047.

By keeping these distinctions in mind, the present indictment for involuntary manslaughter is not self-contradictory when it charges Kelley to be an accessory before the fact. It was possible for him at Pawtucket to intentionally direct and counsel the grossly negligent act which the indictment charges resulted in the crime. Involuntary manslaughter, as set forth in this indictment means that defendants exercised no conscious volition to take life but their negligence was of such a character that criminal intention can be presumed. 29 C. J. 1154. The crime was consummated when the explosion occurred. The volition of the principals was exercised when they chose negligently to create steam which the boiler could not carry. The doing of the act charged or failure t6 perform the duty charged was Voluntary and intentional in the sense that defendants exercised a choice among courses of conduct. It is obvious that Kelley could participate and is charged with participating in procuring defendants to act in a grossly negligent manner prior to the explosion. Legal precedents based upon facts unlike the present ones do not convince us that he could not have been an accessory before the fact.

We have been referred to no case of an accessory before the fact on an indictment charging negligent manslaughter. The absence of such eases may be due to the fact that, by statute, in many jurisdictions accessories before the fact are treated as principals. Our statute relates only to their punishment and not to the nature of the offence. Gen. Laws 1923, Chap. 402, Sec. 2 (6251). The case of United States v. Van Schaick, 134 Fed. 592, treated all defendants as principals, holding the directors of a steamboat company negligent in failing to provide life preservers as a result of which many passengers were drowned. The negligence was held to be a continuing cause actually operating to produce the deaths though the directors personally were not present at the moment of death. The negligence charged against Kelley is not of this type.

We are convinced that in some types of manslaughter there may be an accessory before the fact and from our study of the present indictments we believe they aver such cases. Specific duties are stated to have been laid upon the captain and engineer. Defendant is charged with full knowledge of those duties and of the fact that the boiler was unsafe. He is charged with counseling and procuring the principals at Pawtucket to disregard their duties and negligently create steam. Until the explosion no crime was committed. Defendant was not present when the negligence resulted in a criminal act. The advice at Pawtucket was not continuing negligence on Kelley’s part. The facts set forth in these indictments, if existent, are such that a jury might find that defendant Kelley, with full knowledge of the possible danger to human life, recklessly and willfully advised, counseled and commanded the captain and engineer to take a chance by negligent action or failure to act.

We therefore answer the question certified on each indictment in the affirmative. The papers in each case, with this decision certified thereon, are sent back to the Superior Court for further proceedings.

Charles P. Sisson, Attorney General, Oscar L. Heltzen, Asst. Attorney General, for State.

8.5 Notes on Accomplice Liability and Mens Rea 8.5 Notes on Accomplice Liability and Mens Rea

Aiding and abetting is best thought of as a separate route to liability for a crime, given that the defendant did not commit the crime themselves. At the same time, statutes governing accomplice liability feature the classic components of all crimes: an actus reus and a mens rea. In order  to convict, the state must prove beyond a reasonable doubt that:

  1. The accused aided the principal actor, and
  2. The accused did so with the requisite mens rea. 

This can result in surprising outcomes, even if consistent with blackletter law. For example, an accomplice can be convicted even if the principal is found not guilty of the target offense. 

Consider the following hypothetical:

Two men engage in a drive-by shooting. The driver and principal perpetrator starts a confrontation with a group of men standing on the side of the road at an intersection, fires multiple rounds at them, killing one and wounding two others. The principal’s passenger also pulls out a firearm and discharges multiple rounds, but does not hit any of the intended targets. The two men are arrested and tried together as co-defendants.

The principal perpetrator is charged with murder and two counts of attempted murder. The passenger is charged with aiding and abetting murder along with two counts of aiding and abetting attempted murder. At trial, the principal perpetrator testifies his vehicle had been shot at in the same intersection earlier that day, and he believed if he didn’t fire his weapon, the men on the street corner were going to shoot and kill him. The trial court refused to add a jury instruction for “unreasonable self-defense,” which would have allowed the jury to find him guilty of the lesser offense of voluntary manslaughter. The two men are convicted on all counts.

On appeal, now with separate lawyers, the principal perpetrator has his conviction overturned and is granted a new trial where he is entitled to assert the partial defense of “unreasonable self-defense.” Assume the new jury trial results in him being convicted of the lesser offenses voluntary manslaughter and two counts of attempted voluntary manslaughter.

What should happen with his former co-defendant - the passenger who was convicted of aiding and abetting of one count of murder, and two counts of aiding and abetting attempted murder? Should he likewise have his conviction overturned, given that the perpetrator is guilty only of a lesser offense? Or should his original conviction be upheld? See People v. McCoy, 25 Cal. 4th 1111, 24 P.3d 1210 (2001).

How might the following statement of the law of aiding and abetting inform your response:

“First, an aider and abettor with the necessary mental state is guilty of the intended crime. Second, under the natural and probable consequences doctrine, an aider and abettor is guilty not only of the intended crime but also for any other offense that was a "natural and probable consequence" of the crime aided and abetted.” Id. at 1117, 24 P.3d at 1213.

8.6 Accomplice Liability Hypotheticals 8.6 Accomplice Liability Hypotheticals

1. Three additional officers charged in George Floyd's death

Minnesota has charged three officers for their roles in George Floyd's death. On April 20, 2021, Minnesota police officer Derek Chauvin was convicted of second-degree unintentional murder, third-degree murder and second-degree manslaughter, after being caught on film pressing his knee against the victim’s throat for 9 minutes and 29 seconds.

Evidence shows that fellow police officers J. Alexander Keung and Thomas Lane initially helped detain Floyd, holding him down. Officer Tou Thao stood by with his hands in his pockets throughout the arrest and ensuing death by suffocation. Their trial is set for March 2022.

Applying the statutes below: make the state's case for finding the three officers guilty of second degree murder, under Minnesota’s Aiding and Abetting statute. Then identify the best arguments for the defense.

Will the fact that Thao did not hold Floyd down exculpate him? 

(Note: the three officers were found guilty of depriving Floyd of his constitutional rights via the federal statute 18 U.S.C. (s) 242; Lane pleaded guilty to the state charges; Keung and Thao’s trial is ongoing.)

 

Minnesota Aiding and Abetting Statute:

609.05 LIABILITY FOR CRIMES OF ANOTHER.

Subdivision 1 Aiding, abetting; liability.

A person is criminally liable for a crime committed by another if the person intentionally aids, advises, hires, counsels, or conspires with or otherwise procures the other to commit the crime.

Subdivision 2 Expansive liability.

A person liable under subdivision 1 is also liable for any other crime committed in pursuance of the intended crime if reasonably foreseeable by the person as a probable consequence of committing or attempting to commit the crime intended.

Minnesota Homicide Statutes:

609.19 MURDER IN THE SECOND DEGREE.

Subdivision 1. Intentional murder.... Whoever does ... the following is guilty of murder in the second degree and may be sentenced to imprisonment for not more than 40 years:

(1) causes the death of a human being with intent to effect the death of that person or another, but without premeditation....

609.205 MANSLAUGHTER IN THE SECOND DEGREE.

A person who causes the death of another by any of the following means is guilty of manslaughter in the second degree and may be sentenced to imprisonment for not more than ten years ....

(1) by the person's culpable negligence whereby the person creates an unreasonable risk, and consciously takes chances of causing death or great bodily harm to another....

2. Men and Abortion liability

Professors Ball and Oberman argued that laws criminalizing abortion could apply to men via accomplice liability, via a thought experiment involving an unwanted pregnancy in a relationship between John and Jane.

"If John buys abortion drugs online, or even encourages Jane to, then he could serve from 10 to 99 years in prison for aiding her. This happened in 2014 to a Pennsylvania mother, imprisoned for buying her teenage daughter abortion drugs.

Things get worse for John when you consider that Alabama, along with other states that have passed embryonic heartbeat laws, grants personhood to fetuses as early as two weeks after a missed period.

If a fetus is a child, then John is a parent.

John can’t abandon his child and is legally obligated to protect it. Current law gives Jane the exclusive right to decide whether to end her pregnancy. But if abortion is a crime, John’s obligations to the fetus may shift. If John walks away, knowing he got her pregnant and suspecting she will have an abortion, he may be committing child neglect. Or worse — mothers have been found guilty of murder for having failed to prevent their partners from fatally abusing their children. It’s not clear what John is supposed to do. Nor is it clear whether John can avoid liability.

John may even have broken Alabama law before Jane got pregnant, by failing to take precautions to avoid unwanted pregnancy. Like most states, Alabama law criminalizes recklessly engaging in “conduct which creates a substantial risk of serious physical injury to another person.” When John ejaculated inside Jane without knowing whether she wanted a baby, he arguably showed a conscious disregard for the risks caused by pregnancy, whether from childbearing or abortion."

How would you describe John's mens rea in the above hypotheticals? Would John be guilty of abortion as an accomplice under Hoselton? Under McVay?

 

 

8.7 Wilcox v. Jeffery 8.7 Wilcox v. Jeffery

WILCOX v. JEFFERY.


[King's Bench Division (Lord Goddard, C.J., Humphreys and Devlin, JJ.), January 26, 1951.]

Alien­ - Breach of condition of leave to land - Aiding and abetting- Presence of music critic at concert - Leave to musician subject to condition not to take employment - Performance at concert - Aliens Order, 1920 (S.R. & O., 1920, No. 448), art. 18 (2).

On Dec. 11, 1949, one H., a musician and a citizen of the United States, was granted permission to land in the United Kingdom under art. 1 (4) of the Aliens Order, 1920, on condition that during his stay he would not take any employment, paid or unpaid. The appellant was present at the airport when H. landed and knew what condition had been imposed. That night H. attended a concert in a London theatre, and, on the invitation of the organisers of the concert, he gave a performance on the saxophone with other musicians. The appellant was present in the theatre throughout the concert, having paid for admission thereto, and later he wrote a laudatory commentary on H.’s performance in a magazine of which he was owner and managing editor and also published in the magazine a number of photographs.

HELD: the appellant’s presence at the concert was not accidental, and in the circumstances it was open to the magistrate to that his presence was an encouragement to H. to commit an offence against art. 1 (4) of the Order, and, therefore, under art. 18 (2), to convict him of aiding and abetting.

R. v. Coney (1882) (8 Q.B.D. 534), applied. [As to CRIMINAL RESPONSIBILITY FOR AIDING AND ABETIING OFFENCES, see HALSBURY, Hailsham Edn., Vol. 9, pp. 30-32, paras. 30, 31; and FOR CASES, see DIGEST, Vol. 14, pp. 91-94, Nos. 605-638, and Digest Supp., and 2nd Digest Supp.

AS TO THE CONDITIONAL LANDING OF ALIENS, see HALSBURY, Hailsham Edn., Vol. 1, p. 476, para. 805.]

Case referred to:

(1) R. v. Coney, (1882), 8 Q.B.D. 534; 51 L.J.M.C. 66; 46 L.T. 307; 46 J.P. 404; 15 Digest 645, 6870.

 

CASE STATED by a metropolitan magistrate. 

At a court of summary jurisdiction sitting at Bow Street Magistrate’s Court the appellant, Herbert William Wilcox, owner and managing editor of a monthly magazine entitled "Jazz Illustrated,” was charged with aiding and abetting one Coleman Hawkins, a citizen of the United States, in contravening art. 1 (4) of the Aliens Order, 1920, by failing to comply with a condition attached to a grant of leave to land in the United Kingdom, namely, that Hawkins should take no employment paid or unpaid during his stay, contrary to art. 18 (4) of the Order. It was proved or admitted that on Dec. 11, 1949, Hawkins arrived at a London airport and was met by, among others, the appellant. The appellant was present when an immigration officer interviewed two other persons who had previously applied for permission for Hawkins to perform at a concert in London, but had been told by the Ministry of Labor that their application had been refused. At that interview it was stated that Hawkins would attend the concert and would be spotlighted and introduced to the audience, but would not perform. The appellant said he was not connected with the persons responsible for organising the concert and that he had only gone to the airport to report Hawkins’ arrival for his magazine. The immigration gave permission to Hawkins to remain for three days in this country, making it a condition that he should not take any paid or unpaid employment. The appellant was aware that such a condition had been imposed. Later the same day the appellant attended the concert, paying for admission. Hawkins was seated in a box, but after being "spotlighted" he went on the stage and played the saxophone. A description of the performance by Hawkins with several pages of photographs was later published in the appellant’s magazine. The magistrate was of the opinion that the appellant aided and abetted the contravention of the Order by Hawkins and imposed a fine of £25 and £21 costs.

Rountree for the appelant. 

J.M.G. Griffith-Jones for the respondent.

LORD GODDARD, C.J.: This is a case stated by the metropolitan magistrate at Bow Street Magistrate’s Court before whom the appellant, Herbert William Wilcox, the proprietor of a periodical called "Jazz Illustrated,” was charged on an information that “on Dec. 11, 1949, he did unlawfully aid and abet one Coleman Hawkins in contravening art. 1 (4) of the Aliens Order, 1920, by failing to comply with a condition attached to a grant of leave to land, to wit, that the said Coleman Hawkins should take no employment paid or unpaid while in the United Kingdom, contrary to art. 18 (2) of the Aliens Order, 1920.” Under the Aliens Order, art. 1 (1), it is provided that

". . . an alien coming . . . by sea to a place in the United Kingdom -- a) shall not land in the United Kingdom without the leave of an Immigration officer. . .”

It is provided by art 1 (4) that:

“An immigration officer, in accordance with general or special directions of the Secretary of State, may, by general order or notice or otherwise, attach such conditions as he may think fit to the grant of leave to land, and the Secretary of State may at any time vary such conditions in such manner as he thinks fit, and the alien shall comply with the conditions so attached or varied . . .”

If the alien fails to comply, he is to be in the same position as if he has landed without permission, i.e.,he commits an offence.

The case is concerned with the visit of a celebrated professor of the saxophone, a gentleman by the name of Hawkins who was a citizen of the United States. He came here at the invitation of two gentlemen of the name of Curtis and Hughes, connected with a jazz club which enlivens the neighbourhood of Willesden. They, apparently, had applied for permission for Mr. Hawkins land and it was refused, but, nevertheless, this professor of the saxophone arrived with four French musicians. When they came to the airport, among the people who were there to greet them was the appellant. He had not arranged their visit, but he knew they were coming and he was there to report the arrival of these important musicians for his magazine. So, evidently, he was regarding the visit of Mr. Hawkins as a matter which would be of interest to himself and the magazine which he was editing and selling for profit. Messrs. Curtis and Hughes arranged a concert at the Princes Theatre, London. The appellant attended that concert as a spectator. He paid for his ticket. Mr. Hawkins went on the stage and delighted the audience by playing the saxophone. The appellant did not get up and protest in the name of the musicians of England that Mr. Hawkins ought not to be here competing with them and taking the bread out of their mouths or the wind out of their instruments. It is not found that he actually applauded, but he was there having paid to go in, and, no doubt, enjoying the performance, and then, lo and behold, out comes his magazine with a most, laudatory description, fully illustrated, of this concert. On those facts the magistrate has found that he aided and abetted.

Reliance is placed by the prosecution on R. v. Coney (1) which dealt with a prize fight. This case relates to a jazz band concert, but the particular nature of the entertainment provided, whether by fighting with bare fists or playing on saxophones, does not seem to me to make any difference to the question which we have to decide. The fact is that a man is charged with aiding and abetting an illegal act, and I can find no authority for saying that it matters what that illegal act is, provided that the aider and abettor knows the facts sufficiently well to know that they would constitute an offence in the principal. In R. v. Coney (1) the prize fight took place in the neighbourhood of Ascot, and four or five men were convicted of aiding and abetting the fight. The conviction was quashed on the ground that the chairman had not given a correct direction to the jury when he told them that, as the prisoners were physically present at the fight, they must be held to have aided and abetted. That direction, the court held, was wrong, it being too wide. The matter was very concisely put by CAVE, J., whose judgment was fully concurred in by that great master of the criminal law, STEPHEN, J. CAVE, J., said (8 Q.B.D. 540):

"Where presence may be entirely accidental, it is not even evidence of aiding and abetting. Where presence is prima facie not accidental it is evidence, but no more than evidence, for the jury.”

There was not accidental presence in this case. The appellant paid to go to the concert and he went there because he wanted to report it. He must, therefore, be held to have been present, taking part, concurring, or encouraging, whichever word you like to use for expressing this conception. It was an illegal act on the part of Hawkins to play the saxophone or any other instrument at this concert. The appellant clearly knew that it was an unlawful act for him to play. He had gone there to hear him, and his presence and his payment to go there was an encouragement. He went there to make use of the performance, because he went there, as the magistrate finds and was justified in finding, to get "copy" for his newspaper. It might have been entirely different, as I say, if he had gone there and protested, saying: “The musicians’ union do not like you foreigners coming here and playing and you ought to get off the stage." If he had booed, it might have been some evidence that he was not aiding and abetting. If he had gone as a member of a claque to try to drown the noise of the saxophone, he might very likely be found not guilty of aiding and abetting. In this case it seems clear that he was there, not only to approve and encourage what was done, but to take advantage of it by getting "copy" for his paper. In those circumstances there was evidence on which the trate could that the appellant aided and abetted, and for these  reasons I am of opinion that the appeal fails.

HUMPHREYS, J.: I agree that there was evidence sufficient to justify the finding of the magistrate.

DEVLIN, J.: I agree, and I wish to add only a word on the application of R. v. Coney (1). Counsel for the appellant sought to distinguish that case on the facts inasmuch as in R. v. Coney (1) the performance, which was a prize fight, was illegal from beginning to end, whereas in the case we are considering the bulk of the concert was quite legal, the only part of the performance which was illegal being that which involved Mr. Hawkins. That, however, is not, in my judgment, a distinction which affects the application to this case of the principle in R. v. Coney (1). It may well be that if a spectator goes to a concert he may explain his presence during an illegal item by saying that he hardly felt it necessary to get up and go out and then return when the performance resumed its legality, if I may so call it. It is conceivable that in such circumstances (and I should wish to consider it further if it ever arose) the presence of a person during one item might fall within the accidental or casual class which was envisaged by CAVE, J. Here there was abundant evidence, apart from the mere fact of the appellant's presence, that he was making use of this item in the performance and that his attendance at that item was, therefore, deliberate. In those circumstances I think the principle in R. v. Coney (1) applies, and that the magistrate was justified in drawing the inference which he did draw.

Appeal dismissed with costs.

Solicitors: Elliot & Macvie, (for the appellant); Treasury Solicitor (for the respondent). 

 

8.8 State v. Linscott 8.8 State v. Linscott

STATE of Maine v. William LINSCOTT.

Supreme Judicial Court of Maine.

Argued Nov. 14, 1986.

Decided Jan. 28, 1987.

James E. Tierney, Atty. Gen., Wayne S. Moss (orally), Asst. Atty. Gen., Augusta, for plaintiff.

Newcomb & Pyne, Frederick M. New-comb, III (orally), Rockland, for defendant.

Before NICHOLS, ROBERTS, WATHEN, GLASSMAN, SCOLNIK and CLIFFORD, JJ.

SCOLNIK, Justice.

William Linscott appeals from a judgment following a jury-waived trial in the Superior Court, Waldo County, convicting him of one count of murder, 17-A M.R.S.A. § 201(1)(A) (1983), and one count of robbery, 17-A M.R.S.A. § 651(1)(D) (1983). He contends that his conviction of intentional or knowing murder as an accomplice under the accomplice liability statute, 17-A M.R.S.A. § 57(3)(A) (1983), violated his constitutional right to due process of law in that he lacked the requisite intent to commit murder. We find no merit in the defendant’s argument and affirm the judgment.

The facts are not in dispute. On December 12, 1984, the defendant, then unemployed, and two other men — the defend*1068ant’s step-brother, Phillip Willey, and Jeffrey Colby — drove from his trailer in Belmont, Maine to the house of a friend, Joel Fuller. Fuller, with a sawed-off shotgun in his possession, joined the others. The defendant drove to the residence of Larry Ackley, where Fuller obtained 12-gauge shotgun shells.

Later that evening, Fuller suggested that the four men drive to the house of a reputed cocaine dealer, Norman Grenier of Swanville, take Grenier by surprise, and rob him. The defendant agreed to the plan, reasoning that Grenier, being a reputed drug dealer, would be extremely reluctant to call the police and request they conduct a robbery investigation that might result in the discovery of narcotics in his possession. Fuller stated that Grenier had purchased two kilograms of cocaine that day, and that Grenier had been seen with $50,000 in cash. Fuller guaranteed the defendant $10,000 as his share of the proceeds of the robbery.

The four drove up to Grenier’s house, which was situated in a heavily wooded rural area on a dead-end road in Swanville. The defendant and Fuller left the car and approached the house. The defendant carried a hunting knife and switchblade, and Fuller was armed with the shotgun. Wil-ley and Colby drove off in the defendant’s car and returned later for the defendant and Fuller.

The defendant and Fuller walked around to the back of Grenier’s house. At that time, Grenier and his girlfriend were watching television in their living room. The defendant and Fuller intended to break in the back door in order to place themselves between Grenier and the bedroom, where they believed Grenier kept a loaded shotgun. Because the back door was blocked by snow, the two men walked around to the front of the house. Under their revised plan the defendant was to break the living room picture window whereupon Fuller would show his shotgun to Grenier, who presumably would be dissuaded from offering any resistance.

The defendant subsequently broke the living room window with his body without otherwise physically entering the house. Fuller immediately fired a shot through the broken window, hitting Grenier in the chest. Fuller left through the broken window after having removed about $1,300 from Grenier’s pants pocket, later returning to the house to retrieve an empty shotgun casing. The two men returned to the road and waited behind a bush for the return of the defendant’s car. The defendant and Fuller were later dropped off at Fuller’s house, where both men burned several articles of their clothing. Fuller gave the defendant $500, presumably from the money stolen from Grenier.

On March 27, 1985, the defendant was indicted on one count of murder, 17-A M.R. S.A. § 201(1)(A) (1983), and one count of robbery, 17-A M.R.S.A. § 651(1)(D) (1983). At a jury-waived trial, which commenced on January 6, 1986, the defendant testified that he knew Fuller to be a hunter and that it was not unusual for Fuller to carry a firearm with him, even at night. He nevertheless stated that he had no knowledge of any reputation for violence that Fuller may have had. The defendant further testified that he had no intention of causing anyone’s death in the course of the robbery.

At the completion of the trial on January 8, 1986, the trial justice found the defendant guilty of robbery and, on a theory of accomplice liability, found him guilty of murder. The court specifically found that the defendant possessed the intent to commit the crime of robbery, that Fuller intentionally or at least knowingly caused the death of Grenier, and that this murder was a reasonably foreseeable consequence of the defendant’s participation in the robbery. However, the court also found that the defendant did not intend to kill Grenier, and that the defendant probably would not have participated in the robbery had he believed that Grenier would be killed in the course of the enterprise.

The sole issue raised on appeal is whether the defendant’s conviction pursuant to *1069the second sentence of subsection 3-A of the accomplice liability statute, 17-A M.R. S.A. § 57 (1983),1 unconstitutionally violates his right to due process under Article I, section 6-A of the Maine Constitution and the Fourteenth Amendment of the United States Constitution. “[T]he Due Process Clause protects the accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged.” In re Winship, 397 U.S. 358, 364, 90 S.Ct. 1068, 1072, 25 L.Ed.2d 368 (1970). The defendant contends that the accomplice liability statute impermissi-bly allows the State to find him guilty of murder, which requires proof beyond a reasonable doubt that the murder was committed either intentionally or knowingly, without having to prove either of these two culpable mental states. Instead, the defendant argues, the accomplice liability statute permits the State to employ only a mere negligence standard in convicting him of murder in violation of his right to due process. We find the defendant’s argument to be without merit.

The second sentence of section 57(3)(A) endorses the “foreseeable consequence” rule of accomplice liability. See State v. Goodall, 407 A.2d 268, 278 (Me.1979).2 In that case we stated that

[t]he history of the statute demonstrates that the legislature indeed intended to impose liability upon accomplices for those crimes that were the reasonably foreseeable consequence of their criminal enterprise, notwithstanding an absence on their part of the same culpability required for conviction as a principal to the crime.

Id. (emphasis added). Accordingly, we have stated that section 57(3)(A) is to be interpreted as follows: Under the first sentence of that section, which is to be read independently of the second sentence,

liability for a “primary crime” ... [here, robbery] is established by proof that the actor intended to promote or facilitate that crime. Under the second sentence, liability for any “secondary crime” ... [here, murder] that may have been committed by the principal is established upon a two-fold showing: (a) that the actor intended to promote the primary crime, and (b) that the commission of the secondary crime was a “foreseeable consequence” of the actor’s participation in the primary crime.

Id. at 277-278 (footnote omitted; emphasis in original). We have consistently upheld *1070this interpretation of section 57(3)(A). See State v. Armstrong, 503 A.2d 701, 703 (Me.1986); State v. Johnson, 434 A.2d 532, 538 (Me.1981); State v. Kimball, 424 A.2d 684, 693 (Me.1981); State v. Anderson, 409 A.2d 1290, 1303 (Me.1979). We discern no compelling reason to depart from this construction of the statute.

Furthermore, the foreseeable consequence rule as stated in Section 57(3)(A) merely carries over the objective standards of accomplice liability as used in the common law. See State v. Goodall, 407 A.2d at 278, citing State v. Simpson, 276 A.2d 292, 295 & n. 2 (Me.1971).3 Thus, a rule allowing for a murder conviction under a theory of accomplice liability based upon an objective standard, despite the absence of evidence that the defendant possessed the culpable subjective mental state that constitutes an element of the crime of murder, does not represent a departure from prior Maine law.

Moreover, we have upheld the constitutionality of two related statutes, the felony murder statute, 17-A M.R.S.A. § 202 (1983), and the depraved indifference murder statute, 17-A M.R.S.A. § 201(a)(B), (1-A) (1983 & Supp.1986). See State v. Reardon, 486 A.2d 112 (Me.1984); State v. Michaud, 513 A.2d 842 (Me.1986). As in the felony murder and depraved indifference statutes, the Legislature in enacting the accomplice liability statute similarly intended that a subjective culpable mental state on the part of the accomplice is not required. So long as the accomplice intended to promote the primary crime, and the commission of the secondary crime was a foreseeable consequence of the accomplice’s participation in the primary crime, no further evidence of the accomplice’s subjective state of mind as to the secondary crime is required. We find no fundamental unfairness in this statutory scheme.

We also do not find fundamentally unfair or disproportionate the grading scheme for sentencing purposes between felony murder and murder premised on a theory of accomplice liability,4 because, as we stated in State v. Kimball, there is a “critical difference between ‘accomplice’ guilt of the crime of ‘Murder’ in violation of Section 201 and guilt of the separate and distinct offense of ‘Felony murder’ in violation of Section 202 ... ”:

This critical difference relates to the nature of the homicide required to be “a reasonably foreseeable consequence.” The guilt of defendant A of Section 202 “Felony murder” can arise because a person’s death is caused by the actions of defendant B alone, even though the circumstances are not such that defendant B’s conduct in causing the death becomes “Murder”, in violation of Section 201. In contrast, defendant A’s guilt of Section 201 “Murder,” by reason of “accomplice” accountability under Section 57(1) in combination with the second sentence of Section 57(3)(A), can arise only if, as an indispensible element, the commission by defendant B of the crime of Section 201 “Murder” was “a reasonably foreseeable consequence of ... [the] *1071conduct” of defendant A described in the first sentence of Section 57(3)(A).

Id., 424 A.2d at 692 (emphasis in original). The potential penalty of life imprisonment for murder under a theory of accomplice liability based on an objective standard “does not denote such punitive severity as to shock the conscience of the public, nor our own respective or collective sense of fairness.” State v. Reardon, 486 A.2d at 121. “In the criminal homicide field the jurisprudence of this State has been constant in maintaining that the subjective mental, emotional or other behavioral state or condition of the defendant not be an indispensably controlling factor in evaluation of the punitive seriousness of the crime.” Id. (emphasis in original).

For the foregoing reasons, we find no constitutional defect in this statutory provision, nor any fundamental unfairness in its operation.

The entry is:

Judgment affirmed.

All concurring.

8.9 State v. V.T. 8.9 State v. V.T.

Utah Court of Appeals

State v. V.T.

5 P.3d 1234, 2000 UT App 189 

No. 990380-CA

2000-06-22

2000 Utah Ct. App. 189

ORME, Judge:

On June 12, 1998, V.T. and two friends, "Moose" and Joey, went to a relative's apartment to avoid being picked up by police for curfew violations. The boys ended up spending the entire night at the apartment.

The next morning, the relative briefly left to run an errand, while the boys remained in her apartment. She returned about fifteen minutes later to find the boys gone, the door to her apartment wide open, and two of her guns missing. She immediately went in search of the group and found them hanging out together near her apartment complex. She confronted the boys about the theft of her guns and demanded that they return them to her. When they failed to do so, she reported the theft to the police.

Two days after the theft of her guns, she discovered that her camcorder, which had been in the apartment when the boys visited, was also missing, and she immediately reported its theft to the police. The police found the camcorder at a local pawn shop, where it had been pawned on the same day the guns were stolen.

Still inside the camcorder was a videotape featuring footage of V.T., Moose, and Joey. The tape included a segment where Moose telephoned a friend, in V.T.'s presence, and discussed pawning the stolen camcorder. V.T. never spoke or gestured during any of this footage.

V.T. was charged with two counts of theft of a firearm; one count of theft, relating to the camcorder.

V.T. was tried under an accomplice theory on the three theft charges. The court found that V.T. had committed class A misdemean- or theft of the camcorder. The juvenile court summarized the basis for its adjudication concerning the camcorder theft as follows:

I am going to find him guilty and I think the additional information that I have here that brings me peace of mind is that he was present a second time, he was shown on the camcorder when the camcorder was being handled at a time when he could've distanced himself from the activity. Not only do I have him there once with the group ... on the second incident ... there is no gap on him being there when [the camcorder] is being handled and talked about and used in the confines of a room with a group of friends and those who were involved in this illegal activity.

The sole issue presented by V.T. is whether there was sufficient evidence to support the adjudication that he was an accomplice in the theft of the camcorder. Utah's accomplice liability statute, Utah Code Ann. § 76-2-202 (1999), provides:

Every person, acting with the mental state required for the commission of an offense who directly commits the offense, who solicits, requests, commands, encourages, or intentionally aids another person to engage in conduct which constitutes an offense shall be criminally liable as a party for such conduct.

As with any other crime, the State must prove the elements of accomplice liability beyond a reasonable doubt. 

The State argues that V.T.'s continued presence during the theft and subsequent phone conversation about selling the camcorder, coupled with his friendship with the other two boys, is enough evidence to support the inference that he had "encouraged" the other two in committing the theft and that he is therefore an accomplice to the crime. Black's Law Dictionary defines encourage as: "[tlo instigate; to incite to action; to embolden; to help." Black's Law Dictionary 547 (ith ed.1999). The plain meaning of the word confirms that to encourage others to take criminal action requires some form of active behavior, or at least verbalization, by a defendant. Passive behavior, such as mere presence-even continuous presence-absent evidence that the defendant affirmatively did something to instigate, incite, embolden, or help others in committing a crime is not enough to qualify as "encouragement" as that term is commonly used.

The case law in Utah is consistent with this definition:

" 'Mere presence, or even prior knowledge, does not make one an accomplice'" to a crime absent evidence showing-beyond a reasonable doubt-that defendant "advise[d], instigate[d], encourage[d], or assist[ed] in perpetuation of the crime." 

The juvenile court's conclusion that V.T. was an accomplice to the camcorder theft was not supported by the evidence in this case. No evidence whatsoever was produced indicating V.T. had encouraged-much less that he solicited, requested, commanded or intentionally aided-the other two boys in the theft of the camcorder.

8.10 Bailey v. Commonwealth 8.10 Bailey v. Commonwealth

Joseph A. Bailey v. Commonwealth of Virginia

Record No. 840357

Decided April 26, 1985, at Richmond

Present: All the Justices

*259David J. Damico; Martin R. Willis (Willis, Damico & Apgar, on briefs), for appellant.

Margaret Poles Spencer, Assistant Attorney General (Gerald L. Baliles, Attorney General; Russell C. Williams, Assistant Attorney General, on brief), for appellee.

CARRICO, C.J.,

delivered the opinion of the Court.

Indicted for involuntary manslaughter, Joseph A. Bailey was convicted in a jury trial and sentenced in accordance with the jury’s verdict to serve six months in jail and to pay a fine of $1,000. The question on appeal is whether it was proper to convict Bailey of involuntary manslaughter when, in his absence, the victim was killed by police officers responding to reports from Bailey concerning the victim’s conduct.

*260The death of the victim, Gordon E. Murdock, occurred during the late evening of May 21, 1983, in the aftermath of an extended and vituperative conversation between Bailey and Murdock over their citizens’ band radios. During the conversation, which was to be the last in a series of such violent incidents, Bailey and Murdock cursed and threatened each other repeatedly.

Bailey and Murdock lived about two miles apart in the Roanoke area. On the evening in question, each was intoxicated. Bailey had consumed a “twelve-pack” of beer and a “fifth of liquor” since mid-afternoon; a test of Murdock’s blood made during an autopsy showed alcoholic content of “.271% ... by weight.” Murdock was also “legally blind,” with vision of only 3/200 in the right eye and 2/200 in the left. Bailey knew that Murdock had “a problem with vision” and that he was intoxicated on the night in question.

Bailey also knew that Murdock owned a handgun and had boasted “about how he would use it and shoot it and scare people off with it.” Bailey knew further that Murdock was easily agitated and that he became especially angry if anyone disparaged his war hero, General George S. Patton. During the conversation in question, Bailey implied that General Patton and Murdock himself were homosexuals.

Also during the conversation, Bailey persistently demanded that Murdock arm himself with his handgun and wait on his front porch for Bailey to come and injure or kill him. Murdock responded by saying he would be waiting on his front porch, and he told Bailey to “kiss [his] mother or [his] wife and children goodbye because [he would] never go back home.”

Bailey then made two anonymous telephone calls to the Roanoke City Police Department. In the first, Bailey reported “a man . . . out on the porch [at Murdock’s address] waving a gun around.” A police car was dispatched to the address, but the officers reported they did not “see anything.”

Bailey called Murdock back on the radio and chided him for not “going out on the porch.” More epithets and threats were exchanged. Bailey told Murdock he was “going to come up there in a blue and white car”1 and demanded that Murdock “step out there on the . . . porch” with his gun “in [his] hands” because he, Bailey, would “be there in just a minute.”

*261Bailey telephoned the police again. This time, Bailey identified Murdock by name and told the dispatcher that Murdock had “a gun on the porch,” had “threatened to shoot up the neighborhood,” and was “talking about shooting anything that moves.” Bailey insisted that the police “come out here and straighten this man out.” Bailey refused to identify himself, explaining that he was “right next to [Murdock] out here” and feared revealing his identity.

Three uniformed police officers, Chambers, Beavers, and Turner, were dispatched to Murdock’s home. None of the officers knew that Murdock was intoxicated or that he was in an agitated state of mind. Only Officer Beavers knew that Murdock’s eyesight was bad, and he did not know “exactly how bad it was.” Beavers also knew that Murdock would get “a little 10-96 (mental subject) occasionally” and would “curse and carry on” when he was drinking.

When the officers arrived on the scene, they found that Murdock’s “porch light was on” but observed no one on the porch. After several minutes had elapsed, the officers observed Murdock come out of his house with “something shiny in his hand.” Murdock sat down on the top step of the porch and placed the shiny object beside him.

Officer Chambers approached Murdock from the side of the porch and told him to “[l]eave the gun alone and walk down the stairs away from it.” Murdock “just sat there.” When Chambers repeated his command, Murdock cursed him. Murdock then reached for the gun, stood up, advanced in Chambers’ direction, and opened fire. Chambers retreated and was not struck.

All three officers returned fire, and Murdock was struck. Lying wounded on the porch, he said several times, “I didn’t know you was the police.” He died from “a gunshot wound of the left side of the chest.” In the investigation which followed, Bailey stated that he was “the hoss that caused the loss.”

In an instruction granted below and not questioned on appeal, the trial court told the jury it should convict Bailey if it found that his negligence or reckless conduct was so gross and culpable as to indicate a callous disregard for human life and that his actions were the proximate cause or a concurring cause of Murdock’s death. Bailey concedes that the evidence at trial, viewed in the light most favorable to the Commonwealth, would support a finding that his actions constituted negligence so gross and culpable as *262to indicate a callous disregard for human life. He contends, however, that he “did not kill Murdock.”

Bailey argues that his conviction can be sustained only if he was a principal in the first degree, a principal in the second degree, or an accessory before the fact to the killing of Murdock. The Attorney General concedes that Bailey was not a principal in the second degree or an accessory before the fact, but maintains that he was a principal in the first degree.

Countering, Bailey argues he was not a principal in the first degree because only the immediate perpetrators of crime occupy that status. Here, Bailey says, the immediate perpetrators of Murdock’s killing were the police officers who returned Murdock’s fire.2 He was in his own home two miles away, Bailey asserts, and did not control the actors in the confrontation at Murdock’s home or otherwise participate in the events that occurred there. Hence, Bailey concludes, he could not have been a principal in the first degree.

We have adopted the rule in this Commonwealth, however, that one who effects a criminal act through an innocent or unwitting agent is a principal in the first degree. Collins v. Commonwealth, 226 Va. 223, 233, 307 S.E.2d 884, 890 (1983) (undercover policewoman ruled innocent agent to collect fees for defendant charged with pandering); Dusenbery v. Commonwealth, 220 Va. 770, 772, 263 S.E.2d 392, 393 (1980) (person who acts through an innocent or unwitting agent is a principal in first degree, but not in rape cases). And, in State v. Benton, 276 N.C. 641, 653, 174 S.E.2d 793, 801 (1970), cited with approval in Collins, the court stated that the innocent-agent rule applies even though the person accused was not present at the time and place of the offense.

Bailey argues that the present case is distinguishable from Collins. There, Bailey says, the accused and the undercover policewoman were working in concert, pursuing a common goal of soliciting and collecting fees for sexual favors; although the policewoman was innocent of the crime of pandering because she had no intent to perform sexual acts, the accused was guilty nevertheless because the fees were collected on his behalf. Here, Bailey asserts, he and the police shared no common scheme or goal. *263Neither, Bailey says, did he share a common goal with Murdock; indeed, “Murdock’s intent was to kill Bailey.”

The question is not, however, whether Murdock was Bailey’s innocent or unwitting agent but whether the police officers who responded to Bailey’s calls occupied that status. And, in resolving this question, we believe it is irrelevant whether Bailey and the police shared a common scheme or goal. What is relevant is whether Bailey undertook to cause Murdock harm and used the police to accomplish that purpose, a question which we believe must be answered affirmatively.

Knowing that Murdock was intoxicated, nearly blind, and in an agitated state of mind, Bailey orchestrated a scenario on the evening of May 21, 1983, whose finale was bound to include harmful consequences to Murdock, either in the form of his arrest or his injury or death. Bailey angered Murdock with accusations of homosexuality concerning Murdock himself as well as his war hero. Bailey then demanded repeatedly that Murdock arm himself with his handgun and wait on his front porch for Bailey to arrive. Bailey also threatened repeatedly that when he arrived at Murdock’s home he would inflict serious injury upon Murdock and even kill him.

Having aroused Murdock’s wrath and having led him to expect a violent confrontation, Bailey made two anonymous telephone calls to the police. In those calls, he falsely reported Murdock’s conduct by saying the latter had threatened to “shoot up” the neighborhood and to shoot anything that moved, when Murdock had not made such threats. Bailey falsified his own ability to observe Murdock’s conduct by telling the police that he, Bailey, was “right next to [Murdock] out here,” when he was actually two miles away. And Bailey neglected to tell the police that Murdock was intoxicated and blind and in an agitated state of mind.

From a factual standpoint, it is clear from the sum total of Bailey’s actions that his purpose in calling the police was to induce them to go to Murdock’s home and unwittingly create the appearance that Bailey himself had arrived to carry out the threats he had made over the radio. And, from a legal standpoint, it is clear that, for Bailey’s mischievous purpose, the police officers who went to Murdock’s home and confronted him were acting as Bailey’s innocent or unwitting agents.

But, Bailey argues, he cannot be held criminally liable in this case unless Murdock’s death was the natural and probable result *264of Bailey’s conduct. Bailey maintains that either Murdock’s own reckless and criminal conduct in opening fire upon the police or the officers’ return fire constituted an independent, intervening cause absolving Bailey of guilt.

We have held, however, that “[a]n intervening act which is reasonably foreseeable cannot be relied upon as breaking the chain of causal connection between an original act of negligence and subsequent injury.” Delawder v. Commonwealth, 214 Va. 55, 58, 196 S.E.2d 913, 915 (1973) (defendant lost control of vehicle while racing and struck pedestrian; striking of defendant’s vehicle by other car not intervening cause). Here, under instructions not questioned on appeal, the jury determined that the fatal consequences of Bailey’s reckless conduct could reasonably have been foreseen and, accordingly, that Murdock’s death was not the result of an independent, intervening cause but of Bailey’s misconduct. At the least, the evidence presented a jury question on these issues. See id.

Finally, Bailey maintains that his conviction is improper in light of our decision in Wooden v. Commonwealth, 222 Va. 758, 284 S.E.2d 811 (1981). There, the accused participated in a robbery with accomplices Anthony and Frye. The victim shot and killed Anthony, and Frye then shot and killed the victim. The accused was convicted of felony-murder for both killings. We reversed the conviction for the killing of the co-felon. We said that because malice is an essential element of felony-murder and because there was no evidence that the victim killed the co-felon with malice, there was no malice in the death of the co-felon that could be imputed to the accused under the felony-murder rule. Accordingly, we held that “a criminal participant in a felony may not be convicted of the felony-murder of a co-felon killed by the victim of the initial felony.” Id. at 765, 284 S.E.2d at 816.

Reading our opinion to say that we reversed in Wooden because the killing of the co-felon was a justifiable homicide, Bailey argues that we should take the same action here because “Murdock’s death was [also] a justifiable homicide.” As the Attorney General points out, however, we did not reverse in Wooden because the victim’s killing of the co-felon constituted a justifiable homicide but because malice, an essential element of a murder prosecution, was lacking. In this case, a manslaughter prosecution, proof of malice is not required, and, moreover, there is no lack of *265proof of any of the elements essential to Bailey’s conviction. Accordingly, we will affirm the conviction.

Affirmed.