6 Part VI. Financial Conglomerates 6 Part VI. Financial Conglomerates
6.1 Regulation of Holding Companies * 6.1 Regulation of Holding Companies *
This folder contains supplemental information for Chapter 6.1.
6.1.1. Davis Polk Memo – The Federal Banking Agencies' Report on Activities and Investments of Banks and Nonbank Affiliates (Sep. 9, 2016)
6.1.2. Fed, FDIC, and OCC Report on Section 620 of the Dodd-Frank Act (Sep. 2016)
6.1.3. Thomas Hoenig, "A Market-Based Proposal for Regulatory Relief and Accountability" (Mar. 2017)
6.1.4. Steven Mnuchin, Testimony at Senate Banking Committee Hearing on Domestic and International Policy Update (May 18, 2017)
6.1.5. Federal Reserve Proposed Rule, Regulations Q and Y; Risk-Based Capital and Other Regulatory Requirements for Activities of Financial Holding Companies Related to Physical Commodities and Risk-Based Capital Requirements for Merchant Banking Investments (Sep. 30, 2016)
6.2 Systemically Important Financial Institutions * 6.2 Systemically Important Financial Institutions *
This folder contains supplemental information for Chapter 6.2.
6.2.1 MetLife v. FSOC Litigation Material 6.2.1 MetLife v. FSOC Litigation Material
6.2.1.1. MetLife v. FSOC Decision (Mar. 30, 2016)
6.2.1.2. MetLife v. FSOC Plaintiff Appellate Brief 1 (June 2016)
6.2.1.3. MetLife Defendant Opening Brief (May 2015)
6.2.1.4. MetLife v. FSOC Amicus Brief of Current and Former Members of Congress in Support of Defendant (FSOC)
6.2.1.5. MetLife v. FSOC U.S. Chamber Amicus Brief (June 2015)
6.2.1.6. MetLife v. FSOC Notice of Appeal (Apr. 8, 2016)
6.2.1.7. MetLife v. FSOC Jackson Jr., Metzger, Andrias and Barr Amicus Brief (May 2015)
6.2.1.8. MetLife v. FSOC Barr, Metzger and Jackson Jr. Amicus Brief on Appeal (June 2016)
6.2.2. GE De-Designation Decision from the FSOC (June 28, 2016)
6.3 Foreign Banks in the United States and U.S. Banks Abroad * 6.3 Foreign Banks in the United States and U.S. Banks Abroad *
This folder contains supplemental information for Chapter 6.3.
6.3.1. Cleary Gottlieb Memo - EU Proposes Intermediate Holding Company Requirements for Non-EU Banks and Broker-Dealers (November 2016)
6.3.2. Allen & Overy Memo - What Impact Will Brexit Have on Regulated Firms Established in the UK, Europe & Third Country Jurisdictions? (July 2016)
6.3.3. Freshfields Memo - Giving Brexit a Spin (Sep. 2016)
6.4 Experiential Learning Materials for Part VI* 6.4 Experiential Learning Materials for Part VI*
Within this folder are HLS Experiential Learning Case Studies to be used in connection with Part VI