9 Supplemental Readings for Part IV: The Regulation of Securities Firms and Markets
9
Supplemental Readings for Part IV: The Regulation of Securities Firms and Markets
9.1.
Chapter 4-1 Introduction to Securities Firms from Barr, Jackson & Tahyar, Financial Regulation (forthcoming 2016)
9.2.
Chapter 4-2 Securities Firms and Retail Investors from Barr, Jackson & Tahyar, Financial Regulation (forthcoming 2016)
9.3.
Chapter 4-3 The Regulation of Exchanges and Trading Markets from Barr, Jackson & Tahyar, Financial Regulation (forthcoming 2016)