Securities Regulation (Spring 2016)

Howell E. Jackson (Harvard University)

None

2 Supplemental Readings for Part II.A.1 2 Supplemental Readings for Part II.A.1

2.1 Square Inc Registration Materials 2.1 Square Inc Registration Materials

This playlist includes a consolidated set of registration materials (including press accounts) from the Square Inc IPO of the Fall of 2015. A full set of Square Inc. filings with the SEC is available via the Edgar system at: https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001512673&owner=exclude&count=40&hidefilings=0

2.1.1. Square Inc.First Amendment to Registration Statement

Square Inc.First Amendment to Registration Statement

2.1.2. Square Inc. Initial Filing with the SEC

Square Inc. Initial Filing with the SEC

2.1.3. Square Inc.Second Amendment to Registration Statement

Square Inc.Second Amendment to Registration Statement

2.1.4. Square Inc.Third Amendment to Registration Statement

Square Inc.Third Amendment to Registration Statement

2.1.5. Underwriting Agreement for Square Inc. IPO

Underwriting Agreement for Square Inc. IPO

2.1.6. Square Inc. Fourth Amendment to Registration Statement

Square Inc. Fourth Amendment to Registration Statement

2.1.7. Square Inc Press Release on Final IPO Terms (Nov. 18, 2015)

Square Inc Press Release on Final IPO Terms (Nov. 18, 2015)

2.1.8. Square Inc Condolidated Press Accounts in October and November 2015

Square Inc Condolidated Press Accounts in October and November 2015

2.2. William O. Douglas & George E. Bates, Some Effects of the Securities Act upon Investment Banking, 1 U.Chi.L.Rev. 283 (1933)

William O. Douglas & George E. Bates, Some Effects of the Securities Act upon Investment Banking, 1 U.Chi.L.Rev. 283 (1933)

2.3. SEC Agency Financial Report: Fiscal Year 2015

SEC Agency Financial Report: Fiscal Year 2015