15 Trial, The Right to a Jury Trial, and Posttrial Motions 15 Trial, The Right to a Jury Trial, and Posttrial Motions

15.1 Trial Wordcloud 15.1 Trial Wordcloud

15.2 The American Trial in Context 15.2 The American Trial in Context

     Civil procedure is often taught as if a trial, coming after the other phases in the trial court, is the normal culmination of the litigation process. In the US, this turns out not be true. In recent years fewer than five percent of cases filed in federal court are resolved by a trial. 

     That few cases go to trial today does not mean that trials are irrelevant to US procedure. While most cases do not go to trial, those that are not dismissed might go to trial, and that helps set the terms of settlement. Trial often is the BATNA (Best Alternative to a Negotiated Agreement) for the litigating parties, and how a trial might turn out directly impacts what settlement deals get reached. The parties are said to be negotiating in the shadow of the law.

     Beyond valuation, the form and structure of the trial in US procedure has profound effects on US procedure even if cases are not largely resolved in other ways. Several aspects of US trials are particularly noteworthy from a comparative perspective. First, almost uniquely, ordinary, untrained people may play an important role in deciding the case through the vehicle of the civil jury trial. That such a group gathered together from the general populace might decide the case has important effects on how the lawyers and judges think about the case but also about how the process of evidence presentation proceeds. Second, the empaneling of a jury means that a trial must be a discrete event rather than something that happens in bits and pieces over a long period of time. In many civil law systems, judges collect evidence in hearings over the full course of the case. That tends not to happen in the US, even in those cases tried before a judge alone.

     One outcome of this is that trials in the US tend to become somewhat like dramatic presentations. The facts (while never free from the potential for some surprises when live witnesses are testifying) are substantially known before the trial ever starts. As one guide to trial practice observers, "Trial lawyers have always agreed that the only way to succeed with a jury is to tell a story."  Stephanie Kane, Narrative, The Essential Trial Strategy, 34 No. 4 Litigation 52, 52 (2008)

     Another expert expounds on this in one of the leading guides to trying cases effectively:

Each party to a trial has the opportunity to tell a story, albeit through the fairly stilted devices of jury address, direct and cross-examination, and introduction of evidence. The framework for the stories—or their grammar—is set by the rules of procedure and evidence. The conclusion of the stories—the end to which they are directed—is controlled by the elements of the applicable substantive law. The content of the stories—their plot and mise-en-scène—is governed, of course, by the truth, or at least by so much of the truth as is available to the advocate. Thereafter, the party who succeeds in telling the most persuasive story should win.

Lubet, Steve; Lore, J.C.. Modern Trial Advocacy: Analysis and Practice, Law School Edition (NITA) (p. 13). 

Even for those cases that settle or are resolved by motion, this mindset of viewing a dispute as a story to be told can be important to US lawyers. As you go through the materials on trials and post trial motions, keep in mind how the very possibility of a trial affects the way the case is valued, how it is developed, and how it is resolved even outside of trial.

15.3 Right to a Jury Trial 15.3 Right to a Jury Trial

15.3.1 Seventh Amendment to the Constitution 15.3.1 Seventh Amendment to the Constitution

In suits at common law, where the value in controversy shall exceed twenty dollars, the right of trial by jury shall be preserved, and no fact tried by a jury, shall be otherwise reexamined in any court of the United States, than according to the rules of the common law.

15.3.2 Rule 38. Right to a Jury Trial; Demand 15.3.2 Rule 38. Right to a Jury Trial; Demand

(a) Right Preserved. The right of trial by jury as declared by the Seventh Amendment to the Constitution—or as provided by a federal statute—is preserved to the parties inviolate.

(b) Demand. On any issue triable of right by a jury, a party may demand a jury trial by:

(1) serving the other parties with a written demand—which may be included in a pleading—no later than 14 days after the last pleading directed to the issue is served; and

(2) filing the demand in accordance with Rule 5(d).

(c) Specifying Issues. In its demand, a party may specify the issues that it wishes to have tried by a jury; otherwise, it is considered to have demanded a jury trial on all the issues so triable. If the party has demanded a jury trial on only some issues, any other party may—within 14 days after being served with the demand or within a shorter time ordered by the court—serve a demand for a jury trial on any other or all factual issues triable by jury.

(d) Waiver; Withdrawal. A party waives a jury trial unless its demand is properly served and filed. A proper demand may be withdrawn only if the parties consent.

(e) Admiralty and Maritime Claims. These rules do not create a right to a jury trial on issues in a claim that is an admiralty or maritime claim under Rule 9(h).

15.3.3 Rule 39. Trial by Jury or by the Court 15.3.3 Rule 39. Trial by Jury or by the Court

(a) When a Demand Is Made. When a jury trial has been demanded under Rule 38, the action must be designated on the docket as a jury action. The trial on all issues so demanded must be by jury unless:

(1) the parties or their attorneys file a stipulation to a nonjury trial or so stipulate on the record; or

(2) the court, on motion or on its own, finds that on some or all of those issues there is no federal right to a jury trial.

(b) When No Demand Is Made. Issues on which a jury trial is not properly demanded are to be tried by the court. But the court may, on motion, order a jury trial on any issue for which a jury might have been demanded.

(c) Advisory Jury; Jury Trial by Consent. In an action not triable of right by a jury, the court, on motion or on its own:

(1) may try any issue with an advisory jury; or

(2) may, with the parties’ consent, try any issue by a jury whose verdict has the same effect as if a jury trial had been a matter of right, unless the action is against the United States and a federal statute provides for a nonjury trial.

 

15.3.4 Introduction to Trials 15.3.4 Introduction to Trials

     Jury Trials and Bench Trials. All trials in the United States, of course, require the presence of a judge. The judge will be charged with determining the law to be applied and with controlling the proceeding. In some cases, the facts (and the ultimate) verdict are determined by juries; in other cases the facts and the ultimate verdict is determined by the judge acting alone. Trials with only a judge and no jury are often called bench trials.

     As you recall, there was no right to a jury in traditional equity practice. Juries were an element of the common law system. The legacy of this, as we shall see, remains powerful. The Constitutional right to a civil jury trial in federal court only applies to matters where a jury would have been available under the common law. If a claim is viewed as arising in equity, then there will be no jury for that claim.

     There can also be bench trials on common law claims if no one demands a jury. Put differently, juries are not automatically assigned; someone needs to make the demand. For a variety of reasons, ranging from getting an earlier trial date to preference for a judge, both parties to a case might prefer to put the case only into the hands of a judge.

     Jury Trials in the US System.  In a comparative sense, the US system of using jurors to decide issues of fact in major civil cases, as well as criminal cases, is exceptional. Even in the common law world, other major jurisdictions rarely provide juries in civil (rather than criminal) cases. Using jurors has thoroughly ordinary people with no special skills or training resolving important issues in important matters. Some celebrate this as a way to impose a check on the elites who otherwise create and apply the laws, bringing the perspective of ordinary folks to bear. In the traditional common law trial under the writ system, the range of fact issues to be decided was fairly narrow. Today, in complex litigation with many counts and esoteric expert testimony, the question sometimes arises as to whether the jury is up to the tasks assigned to it. Techniques such as bifurcated trials (which might split, for example, issues of liability into a separate proceeding from issues of damages) and special verdicts (see more below) are efforts to deal with that. 

      Aside from bringing ordinary people into important decisions, there are less obvious ways that jury trials have affected US practice. One important one has to do with the presentation of evidence. Because jurors are called for limited periods, trials have to be presented as discrete events. The gradual accumulation of evidence that might take place a day or two at a time in a civil law system cannot work with a jury. While some trials, civil and criminal, can go on for a long time, it still is true that there must be a beginning and an end. Trials as a separate event tend to become presentations not unlike scripted dramatic events, with each witness and piece of evidence weighed in part for meeting burden of proof issues but also for making a dramatic impact on the jury. 

     Sixth Amendment and Seventh Amendment. There are two Constitutional amendments that deal with the right to a jury trial. The Sixth Amendment addresses the right to a jury in criminal cases. The Supreme Court has held that the Sixth Amendment has been incorporated against the states via the Fourteenth Amendment, meaning that the Constitutional right to a jury trial applies to criminal trials in state court. By contrast, the Seventh Amendment applies only to trials in federal court. US states commonly grant the same right through their state constitutions, but they are free to adopt different systems by state. Some do, allowing smaller juries (six instead of the traditional twelve) or non-unanimous verdicts. The scope of the right can also vary by state. We will not be concerned in this course either with the Sixth Amendment right or with state practice as to jury trials.

     Pretrial Conference. Prior to trial, the parties normally will meet with the judge in a pretrial conference under rule 16. Because the pleading rules are liberal and relaxed, allowing amendments up to trial, this conference is important for determining what issues actually will be contested at trial. At such a conference, lists of witnesses and exhibits may be exchanged. Parties might drop marginal claims or defenses in order to focus better on their stronger claims or defenses. The parties might agree on undisputed facts or on the applicable rule of law. Parties might also submit motions in limine, asking for a ruling on whether evidence will be admitted at trial. Ruling on such motions can clarify the likely outcome in a way that helps lead to settlement.

     The pretrial conference also presents an opportunity for the judge to send signals about his or her evaluation of the case, which can lead to settlement. It is not unusual in these proceedings for judges actively to encourage settlement, nor is it unusual for judges actively to encourage the parties to stipulate to issues so that testimony is not necessary and trial faster and more efficient. That said, while the power of the judge to encourage is substantial, the judge cannot require the parties to settle the case, nor can the judge require the parties to stipulate to issues which are reasonably contestable.

     Jury Selection. Selecting the jury is an important part of the jury trial process.  A list of potential jurors is maintained for a given venue, usually drawn from voter registrations or driver’s license registrations. The larger panel must be representative and random – for example, excluding those who get paid by the day was held to skew the jury pool impermissibly. When a trial is scheduled, from this pool a panel is summoned to the courthouse to undergo jury selection.

     Once a jury panel is assembled, from that larger panel the actual jurors sitting on the case will be selected. The normal jury panel is 12 jurors, but in most cases alternate jurors will also be seated, who will hear the case and take a voting place on the jury if any other juror is unable to continue. In cases expected to go for a long time, there can be half a dozen alternates or more.

     The jurors will be called before the judge and undergo what is called a voir dire, which is old French for “to speak the truth.”  The purpose of the voir dire is to determine whether the jurors have any conflicts or biases that make them unsuitable for jury service, as well as to draw out characteristics that might bear on the exercise of peremptory juror challenges (see below). In some cases, skilled trial lawyers use the voir dire as an opportunity to frame the case their way, by subtly portraying the sides with positive or negative associations in questions, or by desensitizing the jurors to large numbers that might be sought in damages. In part to control this, in some courtrooms the judge will conduct voir dire herself, but with input from the lawyers on questions to be asked.

     As the jurors are examined, they can be accepted for service or challenged. There are two kinds of challenges – for cause or peremptory. For cause challenges are exactly what they sound like. For some reason, the juror cannot be expected to be fair or impartial. Reasons might include an expressed conclusion on how the case should turn out that the juror says he or she cannot set aside, or some kind of relationship with a party or an attorney that might cloud judgment (for example, the lead counsel’s husband would normally be excused for cause).

     Peremptory challenges can be exercised without need to explain why they are being used. A trial lawyer may simply have a bad feeling about a juror, or may have decided that residents of certain neighborhoods or consumers of certain products are less likely to favor his client.

     There are some limits on peremptory challenges. While they can be used for no reason, they cannot be used for improper reasons.  Peremptory challenges cannot be used to exclude jurors on the basis of race, Edmonson v. Leesville Concrete Company, 500 U.S. 614 (1991), or on the basis of gender, J. E. B. v. Alabama ex rel. T. B., 511 U.S. 127 (1994).

     Some experienced trial lawyers claim that once a jury is empaneled they can predict who will win the jury trial, because the make up of the jury and its mix of backgrounds and biases can affect how the decision makers will see the evidence. To make the most strategic use of challenges, trial lawyers will spend much time analyzing what kinds of jurors are most likely to be favorable to their case. In recent decades, jury consultants have arisen that draw on segmentation techniques used in advertising to analyze potential jury pools. Mock jury panels that are expected to be similar to the actual jury pool (but not actually overlapping as that would constitute impermissible interference) are sometimes exposed to a summary version of the trial. Both the outcome of various ways to present the case and the characteristics of favorable jurors are then statistically analyzed. Based on this analysis, which often is combined with advertising demographic research, trial lawyers may be advised on the characteristics of desirable jurors. They may be advised, for example, to select or avoid jurors who drive certain brands of cars.   Note that such techniques are limited to parties with sufficient resources to afford them.

     Scope and Order of Trial. Once a jury has been selected, the trial may begin. The judge typically wlll explain the trial process and the jury’s role before the trial begins. They also will receive warnings about discussing the case with outsiders and even with each other before formal deliberations begin.

     Keep in mind that skilled trial lawyers, as we have noted before, will stay focused on the story they are trying to tell to the jury (or, sometimes for defense counsel, on poking holes in the story being presented by the plaintiff). The opening statements will tell that story, and as witnesses come into the trial skilled advocates will try to make it apparent how the testimony fits into the overall narrative. 

     The order can vary by jurisdiction, by the preference of the judge, or by request of counsel. For example, not often but on occasion a defense counsel may choose to defer its opening statement until the start of the defense case. A party may also forego cross examination at the time a witness is called, reserving the right to call them in the defense case or the rebuttal phase.

     Typically, a case will proceed along the lines that follow:

     ·       Plaintiff’s opening statement

     ·       Defendant’s opening statement

     ·       Plaintiff’s presentation of direct evidence

     o   With cross examination

     ·       Defendant’s presentation of direct evidence

     o   With cross examination

     ·       Plaintiff’s presentation of rebuttal evidence (not new areas but limited in scope to rebuttal)

     o   With cross examination

     ·       Defendant’s presentation of rebuttal evidence (not new areas but limited in scope to rebuttal)

     o   With cross examination

     ·       Opening final argument by plaintiff

     ·       Defendant’s final argument

     ·       Closing final argument by plaintiff

     ·       Instructions to the jury by the judge

     Note that this tends to happen in one proceeding, or at most in a small group of connected segments of one proceeding. (Trials can be bifurcated, for example - with the liability phase separated from the damage phase. This is most likely to happen in highly complex cases. When this happens, however, the phases have to be somewhat close in time.) As opposed to practice in civil law jurisdictions, evidence comes into the trial record as part of this distinct event, rather than being collected bit by bit as the case proceeds.

     Keep in mind also that skilled trial lawyers will use each element of this process not just to reinforce the narrative or story they are trying to tell. The outline of the narrative may begin to be revealed during voir dire, presented more directly in opening statements, and then tied to the evidence presented in closing arguments. When in the hands of capable trial lawyers, the jurors are not left to wonder how important bits of evidence fit together.

      For example, a pretty typical personal injury narrative from the plaintiff's side might involve a loving stay-at-home mother taken from her family by the callous negligence of the greedy defendant. If allowed, the plaintiff's attorney might ask at voir dire if the jurors would have difficulty awarding damages even though the victim was not earning an income outside the home, and if they would be willing to take into account how much her family loved and depended on her. The opening statement would humanize the victim and then proceed to tell stories of how the defendant put out a defective product, possibly motivated by greed. The first witness might be a grieving family member rather than an event witness, with the goal being establishing the scope of the loss. And so on. The defense might have a counternarrative or might limit itself to undercutting key elements of the plaintiff's story (while it was surely tragic that the victim was killed, the cause was something other than the fault of the defendant). What skilled trial lawyers will not do is drop unconnected facts on a jury and expect them to assemble them into a coherent whole.

     At the close of trial, the judge will give the jury instructions on the law to be applied to the various claims and defenses. Those of you who have struggled to gasp the law as it has been presented to you in law school might wonder how reliably ordinary jurors grasp the fine points of the legal doctrine they are expected to apply. Samples of judicial legal instructions follow and more extensive selections can be found on TWEN to give you an idea how this is handled.

     One thing the judicial instructions will cover will be which party bears the burden of production and the burden of persuasion on each claim, defense, and response to a defense.

     Questions of Fact and Questions of Law.  It is boilerplate familiar to any US attorney that declaring what the law is the function of the judge but that determining which facts have or have not been proved is the province of the jury. Questions of law are for the judge; questions of fact are for the jury, and supposedly never the two shall meet. Jurors are free to decide which evidence to believe and how much weight to give to different witnesses and different bits of evidence.

     As we've already seen in the content of summary judgment, however, judges may address the sufficiency of the evidence - that is, is there evidence in the record that if believed would allow the parties to make out a claim or a defense? While seemingly clear analytically, cases such as Scott v. Harris suggest the line sometimes can be less than clearcut.

     Also fuzzy at time is the distinction between what matters are factual for the jury and what matters are legal for the judge. In the case of Markman v. Westview Instruments, Inc., 517 U.S. 370 (1996), for example, the defining issue in the case was the meaning of the term "inventory" as used in the patent. The patent holder claimed that the jury should determine that as a matter of fact. The Supreme Court disagreed. In the absence of historical practice at the time the Seventh Amendment was adopted, the court found that judges, being trained in legal interpretation, were more likely to get right the problem of determining the meaning of words in a text, and that moreover making the issue one of law allowed for consistency in the determination that might not flow from jury determinations.

     Special Verdict / General Verdict. When sent to the jury room to deliberate the jury may be told to render what is called a ‘general verdict’ or a ‘special verdict.’ A general verdict simply asks the jury who prevails on each claim and for the amount of damages, if any. A special verdict breaks out specific questions for the jury to answer, Special verdicts can be used when the legal standards are elusive but the facts bearing on that standard determinative. Examples of a general verdict form where there is both a claim and a counterclaim and a special verdict form used in the courts of Colorado follow.

GENERAL VERDICT

IN THE _______ COURT IN AND FOR THE COUNTY OF _______, STATE OF COLORADO Civil Action No. _______ ___________________________________ ) Plaintiff, ) v. ) VERDICT ___________________________________ ) Defendant. )

YOU ARE TO SIGN EITHER PART A. OR PART B. BELOW OF THIS VERDICT, BUT NOT BOTH.

Part A. We, the jury, find for the plaintiff, (name), and award damages of $______ against the defendant, (name). ______________________________ ______________________________ Foreperson ______________________________ ______________________________ ______________________________ ______________________________

Part B. We, the jury, find for the defendant, (name), and against the plaintiff, (name). ______________________________ ______________________________ Foreperson ______________________________ ______________________________ ______________________________ ______________________________

 

SPECIAL VERDICT (OR SPECIAL INTERROGATORIES)

You are instructed to answer the following questions which will be on a form for Special Verdict:

1. Did the plaintiff, (name), own a white horse?

2. Did the defendant, (name), ride the white horse without the plaintiff’s permission?

3. Was the plaintiff damaged as a result of the defendant’s riding of the white horse?

4. State the amount of damages, if any, that the plaintiff had that were caused by the conduct of the defendant. Before you return the Special Verdict answering these questions, you must all agree on the answers to each of the questions. Upon arriving at such agreement, your foreperson will insert each answer in the verdict and then he or she and all other jurors will sign it upon completion of all answers.

 

15.3.5 Excerpt from Michigan Model Civil Jury Instructions 15.3.5 Excerpt from Michigan Model Civil Jury Instructions

To give you a sense of what jury instructions look like, here are some short excerpts from the Michigan Model Civil Jury Instructions. The full model instructions can be found at: https://courts.michigan.gov/Courts/MichiganSupremeCourt/mcji/Documents/HTML/Model%20Civil%20Jury%20Instructions-Responsive%20HTML5/index.html

M Civ JI 10.01 Definitions Introduced   

I shall now give you the definitions of some important legal terms. Please listen carefully to these definitions so that you will understand the terms when they are used later.

M Civ JI 10.02 Negligence of Adult—Definition   

Negligence is the failure to use ordinary care. Ordinary care means the care a reasonably careful *person would use. Therefore, by “negligence,” I mean the failure to do something that a reasonably careful *person would do, or the doing of something that a reasonably careful *person would not do, under the circumstances that you find existed in this case.

The law does not say what a reasonably careful *person using ordinary care would or would not do under such circumstances. That is for you to decide.

M Civ JI 10.05 Duty to Use Ordinary Care—Adult—Defendant   

It was the duty of the defendant, in connection with this occurrence, to use ordinary care for the safety of [ the plaintiff / and / plaintiff’s property ].

15.3.6 Constitutional Right to a Jury 15.3.6 Constitutional Right to a Jury

   Right to a Jury. United States is somewhat exceptional in allowing juries in civil trials. Even the UK, where the right to a jury trial originated, juries in civil cases have all but disappeared.

     Either party may demand a jury trial. Rule 38 of the federal rules sets out the process. A party may demand jury trial for all claims for which a jury is proper, or only for certain claims. If neither party demands a jury trial, the judge will try the case without a jury.

     The right to a jury in federal court arises from the Seventh Amendment, which in civil cases preserves the right to a jury in those situations where a jury was allowed in common law at the time the Seventh Amendment was adopted in 1791. The Seventh Amendment does not apply to trials conducted in state court, with states able to make their own decisions about whether and when jury should apply in a civil case. The Seventh Amendment also by its terms does not extend the right of a jury to all civil cases, but only preserves the right in those cases where jury could be had in common law. As you will recall, in the equity courts no jury was available. The Seventh Amendment does not preserve any right to a jury trial in equitable actions where no such right ever existed. Because so much has changed since 1791 with regard to both substantive rights of action and procedural devices, the historical test of whether a jury was available in 1791 often provides little guidance.

     What happens when a case involves both equitable relief and damages? The Supreme Court faced this issues in Beacon Theatres v. Westover, 359 U.S. 500 (1959). In Beacon Theatres, the plaintiff had filed for declaratory relief, seeking a declaration that it had not violated the antitrust laws and for an injunction preventing the defendant from instituting any antitrust actions elsewhere. The defendant counterclaimed, seeking damages for an antitrust violation, and demanded a jury trial. The trial court ruled that it would resolve all equitable issues first, and then consider a jury trial. As a practical matter, the court’s determination would control the outcome. The Supreme Court reversed, holding that the defendant was entitled to a jury trial on its damages claim before any permanent injunctive relief was entered. The Court was similarly expansive in Dairy Queen, Inc. v. Wood, 369 U.S. 469 (1962). In that case, the plaintiff sought injunctions and an ‘accounting’ for money owed. Even though the term ‘damages’ was not used, the Court held that the claim was essentially one for damages and a jury was required. Similarly, in Ross v. Bernhard, 396 U.S. 531 (1970), the court held that a jury was required in a derivative suit – traditionally an equitable device – when the underlying claim on behalf of the corporation was one for damages.

     Footnote ten in Ross v. Bernhard summarized the Court’s approach: “As our cases indicate, the "legal" nature of an issue is determined by considering, first, the pre-merger custom with reference to such questions; second, the remedy sought; and, third, the practical abilities and limitations of juries. Of these factors, the first, requiring extensive and possibly abstruse historical inquiry, is obviously the most difficult to apply.”

     What happens when the cause of action did not exist at the time the Seventh Amendment was adopted, and it does not fit clearly into either law or equity? The following case illustrates how that is analyzed.

15.3.7 Chauffeurs, Teamsters & Helpers Local No. 391 v. Terry 15.3.7 Chauffeurs, Teamsters & Helpers Local No. 391 v. Terry

CHAUFFEURS, TEAMSTERS AND HELPERS LOCAL NO. 391 v. TERRY et al.

No. 88-1719.

Argued December 6, 1989

Decided March 20, 1990

*560Marshall, J., announced the judgment of the Court and delivered the opinion of the Court with respect to Parts I, II, III — B, and IV, in which Rehnquist, C. J., and Brennan, White, Blackmun, and Stevens, JJ., joined, and an opinion with respect to Part III-A, in which Rehnquist, C. J., and White and Blackmun, JJ., joined. Brennan, J., post, p. 574, and Stevens, J., post, p. 581, filed opinions concurring in part and concurring in the judgment. Kennedy, J., filed a dissenting opinion, in which O’Connor and Scalia, JJ., joined, post, p. 584.

J. David, James argued the cause for petitioner. With him on the briefs were Walter Kamiat and Laurence Gold.

Robert M. Elliot argued the cause for respondents. With him on the brief was David C. Pishko.*

*561Justice Marshall

delivered the opinion of the Court, except as to Part III-A.

This case presents the question whether an employee who seeks relief in the form of backpay for a union’s alleged breach of its duty of fair representation has a right to trial by jury. We hold that the Seventh Amendment entitles such a plaintiff to a jury trial.

I

McLean Trucking Company and the Chauffeurs, Teamsters and Helpers Local No. 391 (Union) were parties to a collective-bargaining agreement that governed the terms and conditions of employment at McLean’s terminals. The 27 respondents were employed by McLean as truckdrivers in bargaining units covered by the agreement, and all were members of the Union. In 1982 McLean implemented a change in operations that resulted in the elimination of some of its terminals and the reorganization of others. As part of that change, McLean transferred respondents to the terminal located in Winston-Salem and agreed to give them special seniority rights in relation to “inactive” employees in Winston-Salem who had been laid off temporarily.

After working in Winston-Salem for approximately six weeks, respondents were alternately laid off and recalled several times. Respondents filed a grievance with the Union, contesting the order of the layoffs and recalls. Respondents also challenged McLean’s policy of stripping any driver who was laid off of his special seniority rights. Respondents claimed that McLean breached the collective-bargaining agreement by giving inactive drivers preference over respondents. After these proceedings, the grievance committee ordered McLean to recall any respondent who was then laid off and to lay off any inactive driver who had been recalled; in addition, the committee ordered McLean to recognize respondents’ special seniority rights until the inactive employees were properly recalled.

*562On the basis of this decision, McLean recalled respondents and laid off the drivers who had been on the inactive list when respondents transferred to Winston-Salem. Soon after this, though, McLean recalled the inactive employees, thereby allowing them to regain seniority rights over respondents. In the next round of layoffs, then, respondents had lower priority than inactive drivers and were laid off first. Accordingly, respondents filed another grievance, alleging that McLean’s actions were designed to circumvent the initial decision of the grievance committee.' The Union representative appeared before the grievance committee and presented the contentions of respondents and those of the inactive truckdrivers. At the conclusion of the hearing, the committee held that McLean had not violated the committee’s first decision.

McLean continued to engage in periodic layoffs and recalls of the workers at the Winston-Salem terminal. Respondents filed a third grievance with the Union, but the Union declined to refer the charges to a grievance committee on the ground that the relevant issues had been determined in the prior proceedings.

In July 1983, respondents filed an action in District Court, alleging that McLean had breached the collective-bargaining agreement in violation of § 301 of the Labor Management Relations Act, 1947, 61 Stat. 156, 29 U. S. C. §185 (1982 ed.),1 and that the Union had violated its duty of fair representation. Respondents requested a permanent injunction requiring the defendants to cease their illegal acts and to rein*563state them to their proper seniority status; in addition, they sought, inter alia, compensatory damages for lost wages and health benefits. In 1986 McLean filed for bankruptcy; subsequently, the action against it was voluntarily dismissed, along with all claims for injunctive relief.

Respondents had requested a jury trial in their pleadings. The Union moved to strike the jury demand on the ground that no right to a jury trial exists in a duty of fair representation suit. The District Court denied the motion to strike. After an interlocutory appeal, the Fourth Circuit affirmed the trial court, holding that the Seventh Amendment entitled respondents to a jury trial of their claim for monetary relief. 863 F. 2d 334 (1988). We granted the petition for certiorari to resolve a Circuit conflict on this issue,2 491 U. S. 903 (1989), and now affirm the judgment of the Fourth Circuit.

II

The duty of fair representation is inferred from unions’ exclusive authority under the National Labor Relations Act (NLRA), 49 Stat. 449, 29 U. S. C. § 159(a) (1982 ed.), to represent all employees in a bargaining unit. Vaca v. Sipes, 386 U. S. 171, 177 (1967). The duty requires a union “to serve the interests of all members without hostility or discrimination toward any, to exercise its discretion with complete good faith and honesty, and to avoid arbitrary conduct.” Ibid. A union must discharge its duty both in bargaining with the employer and in its enforcement of the resulting collective-bargaining agreement. Ibid. Thus, the Union here was required to pursue respondents’ grievances in a manner consistent with the principles of fair representation.

*564Because most collective-bargaining agreements accord finality to grievance or arbitration procedures established by the collective-bargaining agreement, an employee normally cannot bring a § 301 action against an employer unless he can show that the union breached its duty of fair representation in its handling of his grievance. DelCostello v. Teamsters, 462 U. S. 151, 163-164 (1983). Whether the employee sues both the labor union and the employer or only one of those entities, he must prove the same two facts to recover money damages: that the employer’s action violated the terms of the collective-bargaining agreement and that the union breached its duty of fair representation. Id., at 164-165.

Ill

We turn now to the constitutional issue presented in this case — whether respondents are entitled to a jury trial.3 The Seventh Amendment provides that “[i]n Suits at common law, where the value in controversy shall exceed twenty dollars, the right of trial by jury shall be preserved.” The right to a jury trial includes more than the common-law forms of action recognized in 1791; the phrase “Suits at common law” refers to “suits in which legal rights [are] to be ascertained and determined, in contradistinction to those where equitable rights alone [are] recognized, and equitable remedies [are] administered.” Parsons v. Bedford, 3 Pet. 433, 447 (1830); see also ibid. (“[T]he amendment then may well be construed to embrace all suits which are not of equity and admiralty jurisdiction, whatever may be the peculiar form which they may assume to settle legal rights”). The right extends to *565causes of action created by Congress. Tull v. United States, 481 U. S. 412, 417 (1987). Since the merger of the systems of law and equity, see Fed. Rule Civ. Proc. 2, this Court has carefully preserved the right to trial by jury where legal rights are at stake. As the Court noted in Beacon Theatres, Inc. v. Westover, 359 U. S. 500, 501 (1959), ‘“Maintenance of the jury as a fact-finding body is of such importance and occupies so firm a place in our history and jurisprudence that any seeming curtailment of the right to a jury trial should be scrutinized with the utmost care’” (quoting Dimick v. Schiedt, 293 U. S. 474, 486 (1935)).

To determine whether a particular action will resolve legal rights, we examine both the nature of the issues involved and the remedy sought. “First, we compare the statutory action to 18th-century actions brought in the courts of England prior to the merger of the courts of law and equity. Second, we examine the remedy sought and determine whether it is legal or equitable in nature.” Tull, supra, at 417-418 (citations omitted). The second inquiry is the more important in our analysis. Granfinanciera, S. A. v. Nordberg, 492 U. S. 33, 42 (1989).4

A

An action for breach of a union’s duty of fair representation was unknown in 18th-century England; in fact, collective bar*566gaining was unlawful. See N. Citrine, Trade Union Law 4-7 (2d ed. 1960). We must therefore look for an analogous cause of action that existed in the 18th century to determine whether the nature of this duty of fair representation suit is legal or equitable.

The Union contends that this duty of fair representation action resembles a suit brought to vacate an arbitration award because respondents seek to set aside the result of the grievance process. In the 18th century, an action to set aside an arbitration award was considered equitable. 2 J. Story, Commentaries on Equity Jurisprudence § 1452, pp. 789-790 (13th ed. 1886) (equity courts had jurisdiction over claims that an award should be set aside on the ground of “mistake of the arbitrators”); see, e. g., Burchell v. Marsh, 17 How. 344 (1855) (reviewing bill in equity to vacate an arbitration award). In support of its characterization of the duty of fair representation claim, the Union cites United Parcel Service, Inc. v. Mitchell, 451 U. S. 56 (1981), in which we held that, for purposes of selecting from various state statutes an appropriate limitations period for a §301 suit against an employer, such a suit was more analogous to a suit to vacate an arbitration award than to a breach of contract action. Id., at 62.5

The arbitration analogy is inapposite, however, to the Seventh Amendment question posed in this case. No grievance committee has considered respondents’ claim that the Union violated its duty of fair representation; the grievance process was concerned only with the employer’s alleged breach of the collective-bargaining agreement. Thus, respondents’ claim against the Union cannot be characterized as an action to va*567cate an arbitration award because “‘[t]he arbitration proceeding did not, and indeed, could not, resolve the employee’s claim against the union. . . . Because no arbitrator has decided the primary issue presented by this claim, no arbitration award need be undone, even if the employee ultimately prevails.’” DelCostello, 462 U. S., at 167 (quoting Mitchell, supra, at 73 (Stevens, J., concurring in part and dissenting in part) (footnotes omitted)).

The Union next argues that respondents’ duty of fair representation action is comparable to an action by a trust beneficiary against a trustee for breach of fiduciary duty. Such actions were within the exclusive jurisdiction of courts of equity. 2 Story, supra, § 960, p. 266; Restatement (Second) of Trusts § 199(c) (1959). This analogy is far more persuasive than the arbitration analogy. Just as a trustee must act in the best interests of the beneficiaries, 2A W. Fratcher, Scott on Trusts § 170 (4th ed. 1987), a union, as the exclusive representative of the workers, must exercise its power to act on behalf of the employees in good faith, Vaca v. Sipes, 386 U. S., at 177. Moreover, just as a beneficiary does not directly control the actions of a trustee, 3 Fratcher, supra, § 187, an individual employee lacks direct control over a union’s actions taken on his behalf, see Cox, The Legal Nature of Collective Bargaining Agreements, 57 Mich. L. Rev. 1, 21 (1958).

The trust analogy extends to a union’s handling of grievances. In most cases, a trustee has the exclusive authority to sue third parties who injure the beneficiaries’ interest in the trust, 4 Fratcher, supra, § 282, pp. 25-29, including any legal claim the trustee holds in trust for the beneficiaries, Restatement (Second) of Trusts, supra, § 82, comment a. The trustee then has the sole responsibility for determining whether to settle, arbitrate, or otherwise dispose of the claim. Restatement (Second) of Trusts, supra, § 192. Similarly, the union typically has broad discretion in its decision whether and how to pursue an employee’s grievance against *568an employer. See, e. g., Vaca v. Sipes, supra, at 185. Just as a trust beneficiary can sue to enforce a contract entered into on his behalf by the trustee only if the trustee “improperly refuses or neglects to bring an action against the third person,” Restatement (Second) of Trusts, supra, §282(2), so an employee can sue his employer for a breach of the collective-bargaining agreement only if he shows that the union breached its duty of fair representation in its handling of the grievance, DelCostello, supra, at 163-164. See Bowen v. United States Postal Service, 459 U. S. 212, 243 (1983) (White, J., concurring in judgment in part and dissenting in part).

Respondents contend that their duty of fair representation suit is less like a trust action than an attorney malpractice action, which was historically an action at law, see, e. g., Russell v. Palmer, 2 Wils. K. B. 325, 95 Eng. Rep. 837 (1767). In determining the appropriate statute of limitations for a hybrid § 301/duty of fair representation action, this Court in DelCostello noted in dictum that an attorney malpractice action is “the closest state-law analogy for the claim against the union.” 462 U. S., at 167. The Court in DelCostello did not consider the trust analogy, however. Presented with a more complete range of alternatives, we find that, in the context of the Seventh Amendment inquiry, the attorney malpractice analogy does not capture the relationship between the union and the represented employees as fully as the trust analogy does.

The attorney malpractice analogy is inadequate in several respects. Although an attorney malpractice suit is in some ways similar to a suit alleging a union’s breach of its fiduciary duty, the two actions are fundamentally different. The natute of an action is in large part controlled by the nature of the underlying relationship between the parties. Unlike employees represented by a union, a client controls the significant decisions concerning his representation. Moreover, a client can fire his attorney if he is dissatisfied with his attor*569ney’s performance. This option is not available to an individual employee who is unhappy with a union’s representation, unless a majority of the members of the bargaining unit share his dissatisfaction. See J. I. Case Co. v. NLRB, 321 U. S. 332, 338-339 (1944). Thus, we find the malpractice analogy less convincing than the trust analogy.

Nevertheless, the trust analogy does not persuade us to characterize respondents’ claim as wholly equitable. The Union’s argument mischaracterizes the nature of our comparison of the action before us to 18th-century forms of action. As we observed in Ross v. Bernhard, 396 U. S. 531 (1970), “The Seventh Amendment question depends on the nature of the issue to be tried rather than the character of the overall action.” Id., at 538 (emphasis added) (finding a right to jury trial in a shareholder’s derivative suit, a type of suit traditionally brought in courts of equity, because plaintiffs’ case presented legal issues of breach of contract and negligence). As discussed above, see supra, at 564, to recover from the Union here, respondents must prove both that McLean violated §301 by breaching the collective-bargaining agreement and that the Union breached its duty of fair representation.6 When viewed in isolation, the duty of fair representation issue is analogous to a claim against a trustee for breach of fiduciary duty. The § 301 issue, how*570ever, is comparable to a breach of contract claim — a legal issue.7

Respondents’ action against the Union thus encompasses both equitable and legal issues. The first part of our Seventh Amendment inquiry, then, leaves us in equipoise as to whether respondents are entitled to a jury trial.

B

Our determination under the first part of the Seventh Amendment analysis is only preliminary. Granfinanciera, S. A. v. Nordberg, 492 U. S., at 47. In this case, the only remedy sought is a request for compensatory damages representing backpay and benefits. Generally, an action for money damages was “the traditional form of relief offered in the courts of law.” Curtis v. Loether, 415 U. S. 189, 196 (1974). This Court has not, however, held that “any award of monetary relief must necessarily be ‘legal’ relief.” Ibid. (emphasis added). See also Granfinanciera, supra, at 86, n. 9 (White, J., dissenting). Nonetheless, because we conclude that the remedy respondents seek has none of the attributes that must be present before we will find an exception to the general rule and characterize damages as equitable, we find that the remedy sought by respondents is legal.

First, we have characterized damages as equitable where they are restitutionary, such as in “action[s] for disgorgement of improper profits,” Tull, 481 U. S., at 424. See also Curtis v. Loether, supra, at 197; Porter v. Warner Holding Co., 328 U. S. 395, 402 (1946). The backpay sought by re*571spondents is not money wrongfully held by the Union, but wages and benefits they would have received from McLean had the Union processed the employees’ grievances properly. Such relief is not restitutionary.

Second, a monetary award “incidental to or intertwined with injunctive relief” may be equitable. Tull, supra, at 424. See, e. g., Mitchell v. Robert DeMario Jewelry, Inc., 361 U. S. 288, 291-292 (1960) (District Court had power, incident to its injunctive powers, to award backpay under the Fair Labor Standards Act; also backpay in that case was restitutionary). Because respondents seek only money damages, this characteristic is clearly absent from the case.8

The Union argues that the backpay relief sought here must nonetheless be considered equitable because this Court has labeled backpay awarded under Title VII of the Civil Rights Act of 1964, 42 U. S. C. §2000e et seq. (1982 ed.), as equitable. See Albemarle Paper Co. v. Moody, 422 U. S. 405, 415-418 (1975) (characterizing backpay awarded against em*572ployer under Title VII as equitable in context of assessing whether judge erred in refusing to award such relief). It contends that the Title VII analogy is compelling in the context of the duty of fair representation because the Title VII backpay provision was based on the NLRA provision governing backpay awards for unfair labor practices, 29 U. S. C. § 160(c) (1982 ed.) (“[W]here an order directs reinstatement of an employee, back pay may be required of the employer or labor organization”). See Albemarle Paper Co. v. Moody, supra, at 419. We are not convinced.

The Court has never held that a plaintiff seeking backpay under Title VII has a right to a jury trial. See Lorillard v. Pons, 434 U. S. 575, 581-582 (1978). Assuming, without deciding, that such a Title VII plaintiff has no right to a jury trial, the Union’s argument does not persuade us that respondents are not entitled to a jury trial here. Congress specifically characterized backpay under Title VII as a form of “equitable relief.” 42 U. S. C. §2000e-5(g) (1982 ed.) (“[T]he court may . . . order such affirmative action as may be appropriate, which may include, but is not limited to, reinstatement or hiring of employees, with or without back pay ... , or any other equitable relief as the court deems appropriate”). See also Curtis v. Loether, supra, at 196-197 (distinguishing backpay under Title VII from damages under Title VIII, the fair housing provision of the Civil Right Act, 42 U. S. C. §§3601-3619 (1982 ed.), which the Court characterized as “legal” for Seventh Amendment purposes). Congress made no similar pronouncement regarding the duty of fair representation. Furthermore, the Court has noted that backpay sought from an employer under Title VII would generally be restitutionary in nature, see Curtis v. Loether, supra, at 197, in contrast to the damages sought here from the Union. Thus, the remedy sought in this duty of fair representation case is clearly different from backpay sought for violations of Title VII.

*573Moreover, the fact that Title VII’s backpay provision may have been modeled on a provision in the NLRA concerning remedies for unfair labor practices does not require that the backpay remedy available here be considered equitable. The Union apparently reasons that if Title VII is comparable to one labor law remedy it is comparable to all remedies available in the NLRA context. Although both the duty of fair representation and the unfair labor practice provisions of the NLRA are components of national labor policy, their purposes are not identical. Unlike the unfair labor practice provisions of the NLRA, which are concerned primarily with the public interest in effecting federal labor policy, the duty of fair representation targets “‘the wrong done the individual employee.’” Electrical Workers v. Foust, 442 U. S. 42, 49, n. 12 (1979) (quoting Vaca v. Sipes, 386 U. S., at 182, n. 8) (emphasis deleted). Thus, the remedies appropriate for unfair labor practices may differ from the remedies for a breach of the duty of fair representation, given the need to vindicate different goals. Certainly, the connection between backpay under Title VII and damages under the unfair labor practice provision of the NLRA does not require us to find a parallel connection between Title VII backpay and money damages for breach of the duty of fair representation.

We hold, then, that the remedy of backpay sought in this duty of fair representation action is legal in nature. Considering both parts of the Seventh Amendment inquiry, we find that respondents are entitled to a jury trial on all issues presented in their suit.

IV

On balance, our analysis of the nature of respondents’ duty of fair representation action and the remedy they seek convinces us that this action is a legal one. Although the search for an adequate 18th-century analog revealed that the claim includes both legal and equitable issues, the money damages respondents seek are the type of relief traditionally awarded by courts of law. Thus, the Seventh Amendment entitles re*574spondents to a jury trial, and we therefore affirm the judgment of the Court of Appeals.

It is so ordered.

Justice Brennan,

concurring in part and concurring in the judgment.

I agree with the Court that respondents seek a remedy that is legal in nature and that the Seventh Amendment entitles respondents to a jury trial on their duty of fair representation claims. I therefore join Parts I, II, III — B, and IV of the Court’s opinion. I do not join that part of the opinion which reprises the particular historical analysis this Court has employed to determine whether a claim is a “Sui[t] at common law” under the Seventh Amendment, ante, at 564, because I believe the historical test can and should be simplified.

The current test, first expounded in Curtis v. Loether, 415 U. S. 189, 194 (1974), requires a court to compare the right at issue to 18th-century English forms of action to determine whether the historically analogous right was vindicated in an action at law or in equity, and to examine whether the remedy sought is legal or equitable in nature. However, this Court, in expounding the test, has repeatedly discounted the significance of the analogous form of action for deciding where the Seventh Amendment applies. I think it is time we dispense with it altogether.1 I would decide Seventh Amendment questions on the basis of the relief sought. If the relief is legal in nature, i. e., if it is the kind of relief that historically was available from courts of law, I would hold that the parties have a constitutional right to a trial by jury— unless Congress has permissibly delegated the particular dispute to a non-Article III decisionmaker and jury trials would *575frustrate Congress’ purposes in enacting a particular statutory scheme.2

1 believe that our insistence that the jury trial right hinges in part on a comparison of the substantive right at issue to forms of action used in English courts 200 years ago needlessly convolutes our Seventh Amendment jurisprudence. For the past decade and a half, this Court has explained that the two parts of the historical test are not equal in weight, that the nature of the remedy is more important than the nature of the right. See ante, at 565; Granfinanciera, S. A. v. Nordberg, 492 U. S. 33, 42 (1989); Tull v. United States, 481 U. S. 412, 421 (1987); Curtis v. Loether, supra, at 196. Since the existence of a right to jury trial therefore turns on the nature of the remedy, absent congressional delegation to a specialized decisionmaker,3 there remains little purpose to our rattling through dusty attics of ancient writs. The time has come to borrow William of Occam’s razor and sever this portion of our analysis.

*576We have long acknowledged that, of the factors relevant to the jury trial right, comparison of the claim to ancient forms of action, “requiring extensive and possibly abstruse historical inquiry, is obviously the most difficult to apply.” Ross v. Bernhard, 396 U. S. 531, 538, n. 10 (1970). Requiring judges, with neither the training nor time necessary for reputable historical scholarship, to root through the tangle of primary and secondary sources to determine which of a hundred or so writs is analogous to the right at issue has embroiled courts in recondite controversies better left to legal historians. For example, in Granfinanciera, S. A., supra, decided last Term, both Justice White, in dissent, and I, writing for the Court, struggled with the question whether an equity court would have heard the suit that was comparable to the modern statutory action at issue. I quoted Professor Garrard Glenn. Id., at 44. Justice White countered that “[o]ther scholars have , looked at the same history and come to a different conclusion. Still others have questioned the soundness of the distinction that Professor Glenn drew .... Trying to read the ambiguous history concerning fraudulent conveyance actions in equity . . . has perplexed jurists in each era, who have come to conflicting decisions each time that the question has found relevance.” Id., at 85 (footnote omitted). I countered with an item-by-item evaluation of Justice White’s sources. See id., at 47, n. 6.4

*577To be sure, it is neither unusual nor embarrassing for members of a court to disagree and disagree vehemently. But it better behooves judges to disagree within the province of judicial expertise. Furthermore, inquiries into the appropriate historical analogs for the rights at issue are not necessarily susceptible of sound resolution under the best of circumstances. As one scholar observes: “[T]he line between law and equity (and therefore between jury and non-jury trial) was not a fixed and static one. There was a continual process of borrowing by one jurisdiction from the other; there were less frequent instances of a sloughing off of older functions. . . . The borrowing by each jurisdiction from the other was not accompanied by an equivalent sloughing off of functions. This led to a very large overlap between law and equity.” James, Right to a Jury Trial in Civil Actions, 72 Yale L. J. 655, 658-659 (1963).

In addition, modern statutory rights did not exist in the 18th century, and even the most exacting historical research may not elicit a clear historical analog.5 The right at issue here, for example, is a creature of modern labor law quite foreign to Georgian England. See ante, at 565-566. Justice Stewart recognized the perplexities involved in this task in his dissent in Ross v. Bernhard, supra, at 550, albeit drawing a different conclusion. “The fact is,” he said, “that there are, for the most part, no such things as inherently ‘legal issues’ or inherently ‘equitable issues.’ There are only factual issues, and, ‘like chameleons [they] take their color from surrounding circumstances.’ Thus, the Court’s ‘nature of the *578issue’ approach is hardly meaningful.”6 I have grappled with this kind of inquiry for three decades on this Court and have come to the realization that engaging in such inquiries is impracticable and unilluminating.

To rest the historical test required by the Seventh Amendment solely on the nature of the relief sought would not, of course, offer the federal courts a rule that is in all cases self-executing. Courts will still be required to ask which remedies were traditionally available at law and which only in equity. But this inquiry involves fewer variables and simpler choices, on the whole, and is far more manageable than the scholasticist debates in which we have been engaged. Moreover, the rule I propose would remain true to the Seventh Amendment, as it is undisputed that, historically, “[j]urisdictional lines [between law and equity] were primarily a matter of remedy.” McCoid, Procedural Reform and the Right to Jury Trial: A Study of Beacon Theatres, Inc. v. Westover, 116 U. Pa. L. Rev. 1 (1967). See also Redish, Seventh Amendment Right to Jury Trial: A Study in the Irrationality of Rational Decision Making, 70 Nw. U. L. Rev. 486, 490 (1975) (“In the majority of cases at common law, the equitable or legal nature of a suit was determined not by the substantive nature of the cause of action but by the remedy sought”).7

*579This is not to say that the resulting division between claims entitled to jury trials and claims not so entitled would exactly mirror the division between law and equity in England in 1791. But it is toa late in the day for this Court to profess that the Seventh Amendment preserves the right to jury trial only in cases that would have been heard in the British law courts of the 18th century. See, e. g., Curtis v. Loether, 415 U. S., at 193 (“Although the thrust of the Amendment was to preserve the right to jury trial as it existed in 1791, it has long been settled that the right extends beyond the common-law forms of action recognized at that time”); Beacon Theatres, Inc. v. Westover, 359 U. S. 500 (1959) (rejecting the relevance of the chancellor’s historic ability to decide legal claims incidental to a case brought in equity and holding that, in mixed cases, the parties are not only entitled to a jury trial on the legal claims but that this jury trial must precede a decision on the equitable claims — with the attendant collateral-estoppel effects); Ross v. Bernhard, 396 U. S. 531 (1970) (requiring a jury trial on the legal issues in a share*580holders’ derivative suit even though the proeedurally equivalent suit in the 18th century would have been heard only in equity).

Indeed, given this Court’s repeated insistence that the nature of the remedy is always to be given more weight than the nature of the historically analogous right, it is unlikely that the simplified Seventh Amendment analysis I propose will result in different decisions than the analysis in current use. In the unusual circumstance that the nature of the remedy could be characterized equally as legal or equitable, I submit that the comparison of a contemporary statutory action unheard of in the 18th century to some ill-fitting ancient writ is too shaky a basis for the resolution of an issue as significant as the availability of a trial by jury. If, in the rare case, a tie breaker is needed, let us break the tie in favor of jury trial.8

What Blackstone described as “the glory of the English law” and “the most transcendent privilege which any subject can enjoy,” 3 W. Blackstone, Commentaries *379, was crucial in the eyes of those who founded this country. The encroachment on civil jury trial by colonial administrators was a “deeply divisive issue in the years just preceding the outbreak of hostilities between the colonies and England,” and all 13 States reinstituted the right after hostilities ensued. Wolfram, The Constitutional History of the Seventh Amendment, 57 Minn. L. Rev. 639, 654-655 (1973). “In fact, ‘[t]he right to trial by jury was probably the only one universally secured by the first American constitutions.’” Id., at 655 (quoting L. Levy, Freedom of Speech and Press in Early American History — Legacy of Suppression 281 (1963 reprint)). Fear of a Federal Government that had not guaran*581teed jury trial in civil cases, voiced first at the Philadelphia Convention in 1787 and regularly during the ratification debates, was the concern that precipitated the maelstrom over the need for a bill of rights in the United States Constitution. Wolfram, supra, at 657-660.

This Court has long recognized the caliber of this right. In Parsons v. Bedford, 3 Pet. 433, 446 (1830), Justice Story stressed: “The trial by jury is justly dear to the American people. It has always been an object of deep interest and solicitude, and every encroachment upon it has been watched with great jealousy.” Similarly, in Jacob v. New York City, 315 U. S. 752, 752-753 (1942), we said that “[t]he right of jury trial in civil cases at common law is a basic and fundamental feature of our system of federal jurisprudence ... [a] right so fundamental and sacred to the citizen [that it] should be jealously guarded by the courts.”

We can guard this right and save our courts from needless and intractable excursions into increasingly unfamiliar territory simply by retiring that prong of our Seventh Amendment test which we have already cast into a certain doubt. If we are not prepared to accord the nature of the historical analog sufficient weight for this factor to affect the outcome of our inquiry, except in the rarest of hypothetical cases, what reason do we have for insisting that federal judges proceed with this arduous inquiry? It is time we read the writing on the wall, especially as we ourselves put it there.

Justice Stevens,

concurring in part and concurring in the judgment.

Because I believe the Court has made this case unnecessarily difficult by exaggerating the importance of finding a precise common-law analogue to the duty of fair representation, I do not join Part III-A of its opinion. Ironically, by stressing the importance of identifying an exact analogue, the Court has diminished the utility of looking for any analogue.

*582As I have suggested in the past, I believe the duty of fair representation action resembles a common-law action against an attorney for malpractice more closely than it does any other form of action. See United Parcel Service, Inc. v. Mitchell, 451 U. S. 56, 74 (1981) (opinion concurring in part and dissenting in part). Of course, this action is not an exact counterpart to a malpractice suit. Indeed, by definition, no recently recognized form of action — whether the product of express congressional enactment or of judicial interpretation — can have a precise analog in 17th- or 18th-century English law. Were it otherwise the form of action would not in fact be “recently recognized.”

But the Court surely overstates this action’s similarity to an action against a trustee. Collective bargaining involves no settlor, no trust corpus, and no trust instrument executed to convey property to beneficiaries chosen at the settlor’s pleasure. Nor are these distinctions reified matters of pure form. The law of trusts originated to expand the varieties of land ownership in feudal England, and evolved to protect the paternalistic beneficence of the wealthy, often between generations and always over time. See 1 W. Fratcher, Scott on Trusts § 1 (4th ed. 1987); L. Friedman, A History of American Law 212, 222-223 (1973). Beneficiaries are protected from their own judgment.1 The attorney-client relationship, by contrast, advances the client’s interests in dealings with adverse parties. Clients are saved from their lack of skill, but their judgment is honored. Union members, as a group, accordingly have the power to hire, fire, and direct the actions of their representatives — prerogatives anathema to the paternalistic forms of the equitable trust.2

*583Equitable reasoning calibrated by the sophisticated judgment of the jurist, the accountant, and the chancellor is thus appropriately invoked when the impact of a trustee’s conduct on the future interests of contingent remaindermen must be reviewed. Howevér, the commonsense understanding of the jury, selected to represent the community, is appropriately invoked when disputes in the factory, the warehouse, and the garage must be resolved. In most duty of fair representation cases, the issues, which require an understanding of the realities of employment relationships, are typical grist for the jury’s judgment. Indeed, the law defining the union’s duty of fair representation has developed in cases tried to juries. Thus, Vaca v. Sipes, 386 U. S. 171 (1967), was itself a jury trial as were, for example, Electrical Workers v. Foust, 442 U. S. 42 (1979), and Bowen v. United States Postal Service, 459 U. S. 212 (1983).

As the Court correctly observed in Curtis v. Loether, 415 U. S. 189, 195 (1974), “in an ordinary civil action in the district courts, where there is obviously no functional justification for denying the jury trial right, a jury trial must be available if the action involves rights and remedies of the sort typically enforced in an action at law.” As I had occasion to remark at an earlier proceeding in the same case, the relevant historical question is not whether a suit was “specifically recognized at common law,” but whether “the nature of the substantive right asserted ... is analogous to common law rights” and whether the relief sought is “typical of an action at law.” Rogers v. Loether, 467 F. 2d 1110, 1116-1117 (CA7 1972). Duty of fair representation suits are for the most part ordinary civil actions involving the stuff of contract and malpractice disputes. There is accordingly no ground for excluding these actions from the jury right.

In my view, the evolution of this doctrine through suits tried to juries, the useful analogy to common-law malpractice *584cases, and the well-recognized duty to scrutinize any proposed curtailment of the right to a jury trial “with the utmost care,” ante, at 565, provide a plainly sufficient basis for the Court’s holding today. I therefore join its judgment and all of its opinion except for Part III-A.

Justice Kennedy,

with whom Justice O’Connor and Justice Scalia join, dissenting.

This case asks whether the Seventh Amendment guarantees the respondent union members a jury trial in a duty of fair representation action against their labor union. The Court is quite correct, in my view, in its formulation of the initial premises that must govern the case. Under Curtis v. Loether, 415 U. S. 189, 194 (1974), the right to a jury trial in a statutory action depends on the presence of “legal rights and remedies.” To determine whether rights and remedies in a duty of fair representation action are legal in character, we must compare the action to the 18th-century cases permitted in the law courts of England, and we must examine the nature of the relief sought. See Granfinanciera, S. A. v. Nordberg, 492 U. S. 33, 42 (1989). I agree also with those Members of the Court who find that the duty of fair representation action resembles an equitable trust action more than a suit for malpractice. See ante, at 568-569.

I disagree with the analytic innovation of the Court that identification of the trust action as a model for modern duty of fair representation actions is insufficient to decide the case. The Seventh Amendment requires us to determine whether the duty of fair representation action “is more similar to cases that were tried in courts of law than to suits tried in courts of equity.” Tull v. United States, 481 U. S. 412, 417 (1987). Having inade this decision in favor of an equitable action, our inquiry should end. Because the Court disagrees with this proposition, I dissent.

*585I

Both the Union and the respondents identify historical actions to which they find the duty of fair representation action most analogous. The Union contends that the action resembles a traditional equitable suit by a beneficiary against a trustee for failing to pursue a claim that he holds in trust. See, e. g., Caffrey v. Darby, 6 Ves. Jun. 489, 495-496, 31 Eng. Rep. 1159, 1162 (Ch. 1801); Restatement (Second) of Trusts § 205(a), and Illustration 2, pp. 458, 459 (1957) (Restatement). In other words, the Union compares itself to a trustee that, in its discretion,, has decided not to press certain claims. The respondents argue that the duty of fair representation action resembles a traditional legal malpractice suit by a client against his lawyer for mishandling a claim. See, e. g., Pitt v. Yalden, 4 Burr. 2060, 98 Eng. Rep. 74 (K. B. 1767); Russell v. Palmer, 2 Wils. K. B. 325, 95 Eng. Rep. 837 (1767). They contend that the Union, when acting as their legal representative, had a duty to press their grievances.

Justice Marshall, speaking for four Members of the Court, states an important and correct reason for finding the trust model better than the malpractice analogy. He observes that the client of an attorney, unlike a union member or beneficiary, controls the significant decisions concerning his litigation and can fire the attorney if not satisfied. See ante, at 568-569. Put another way, although a lawyer acts as an agent of his client, unions and trustees do not serve as agents of their members and beneficiaries in the conventional sense of being subject to their direction and control in pursuing claims. An individual union member cannot require his union to pursue a claim and cannot choose a different representative. See 29 U. S. C. § 159(a) (1982 ed.) (making the union elected by the employees in a bargaining unit the exclusive representative); Vaca v. Sipes, 386 U. S. 171, 177 (1967) (allowing a union to exercise discretion in fulfilling its duty of fair representation). A trustee, likewise, may exercise *586proper discretion in deciding whether to press claims held in trust, see Blue v. Marshall, 3 P. Wms. 381, 383-384, 24 Eng. Rep. 1110, 1111 (Ch. 1735); Restatement, supra, §192, and in general does not act as an agent of his beneficiaries, see Taylor v. Davis, 110 U. S. 330, 334-335 (1884) (“A trustee is not an agent. An agent represents and acts for his principal .... [A trustee] has no principal”); 1 A. Scott, Law of Trusts §8, pp. 74-79 (3d ed. 1967) (distinguishing trustees from agents).

Further considerations fortify the conclusion that the trust analogy is the controlling one here. A union’s duty of fair representation accords with a trustee’s duty of impartiality. The duty of fair representation requires a union “to make an honest effort to serve the interests of all of [its] members, without hostility to any.” Ford Motor Co. v. Huffman, 345 U. S. 330, 337 (1953). This standard may require a union to act for the benefit of employees who, as in this case, have antithetical interests. See Cox, The Legal Nature of Collective Bargaining Agreements, 57 Mich. L. Rev. 1, 21 (1958). Trust law, in a similar manner, long has required trustees to serve the interests of all beneficiaries with impartiality. See Stuart v. Stuart, 3 Beav. 430, 431, 49 Eng. Rep. 169, 169-170 (1841); Restatement, supra, § 183 (“When there are two or more beneficiaries of a trust, the trustee is under a duty to deal impartially with them”); 2 Scott, supra, § 183, pp. 1471-1472, and n. 2.

A lawyer’s duty of loyalty is cast in different terms. Although the union is charged with the responsibility of reconciling the positions of its members, the lawyer’s duty of loyalty long has precluded the representation of conflicting interests. See Williams v. Reed, 29 F. Cas. 1386, 1390 (No. 17,733) (CC Me. 1824) (Story, J.); H. Drinker, Legal Ethics 103 (1953) (describing the ancient history of the prohibition on simultaneous representation). A lawyer, at least absent knowing waiver by the parties, could not represent both the respondents and the senior laidoff workers as the *587Union has done in this case. Cf. ABA Model Rules of Professional Conduct 1.7(b) (1984); ABA Model Code of Professional Responsibility DR 5-105(C) (1980).

The relief available in a duty of fair representation action also makes the trust action the better model. To remedy a breach of the duty of fair representation, a court must issue an award “fashioned to make the injured employee whole.” Electrical Workers v. Foust, 442 U. S. 42, 49 (1979); see Steele v. Louisville & Nashville R. Co., 323 U. S. 192, 206-207 (1944); Vaca v. Sipes, supra, at 187. The court may order an injunction compelling the union, if it is still able, to pursue the employee’s claim, and may require monetary compensation, but it cannot award exemplary or punitive damages. See Foust, supra, at 52. This relief parallels the remedies prevailing in the courts of equity in actions against trustees for failing to pursue claims. See, e. g., Caffrey v. Darby, supra, at 497, 31 Eng. Rep., at 1163 (ordering the trustee to make a beneficiary whole for failing to make a timely claims); see also Restatement, supra, § 205, and Comment a; G. Bogert & G. Bogert, Law of Trusts and Trustees § 862, p. 40, n. 10 (rev. 2d ed. 1982).

These remedies differ somewhat from those available in attorney malpractice actions. Because legal malpractice was a common-law claim, clients sued their attorneys for breach of professional obligations in the law courts. See R. Mallen & V. Levit, Legal Malpractice §§4 and 5, pp. 14-18 (2d ed. 1981). No one maintains that clients could obtain from these courts the injunctive relief offered in duty of fair representation actions. The evidence suggests that compensatory damages in malpractice cases resembled the monetary relief now awarded in duty of fair representation actions. See, e. g., Pitt v. Yalden, supra, at 2062, 98 Eng. Rep., at 75-76 (opinion of Yates, J.) (discussing the measure of damages). Yet, as a historical matter, juries did have the authority to award exemplary damages in at least some tort actions. See Browning-Ferris Industries v. Kelco Disposal, Inc., 492 *588U. S. 257, 274, and n. 20 (1989); Curtis v. Loether, 415 U. S., at 196. Although the parties have not cited any punitive damages award in an attorney malpractice action prior to 1791, courts have awarded such damages since the 19th century. See Mallen & Levit, supra, § 315, pp. 365-367; Wade, The Attorney’s Liability for Negligence, 12 Vand. L. Rev. 755, 772 (1959).

For all these reasons, the suit here resembles a trust action, not a legal malpractice action. By this I do not imply that a union acts as a trustee in all instances or that trust law, as a general matter, should inform any particular aspects of federal labor law. Obvious differences between a union and a trustee will exist in other contexts. I would conclude only that, under the analysis directed by our precedents, the respondents may not insist on a jury trial. When all rights and remedies are considered, their action resembles a suit heard by the courts of equity more than a case heard by the courts of law. See Tull, 481 U. S., at 417. From this alone it follows that the respondents have no jury trial right on their duty of fair representation claims against the Union.

II

The Court relies on two lines of precedents to overcome the conclusion that the trust action should serve as the controlling model. The first consists of cases in which the Court has considered simplifications in litigation resulting from modern procedural reforms in the federal courts. Justice Marshall asserts that these cases show that the Court must look at the character of individual issues rather than claims as a whole. See ante, at 569. The second line addresses the significance of the remedy in determining the equitable or legal nature of an action for the purpose of choosing the most appropriate analogy. Under these cases, the Court decides that the respondents have a right to a jury because they seek money damages. See ante, at 570-573. These authorities do not support the Court’s holding.

*589A

In three cases we have found a right to trial by jury where there are legal claims that, for procedural reasons, a plaintiff could have or must have raised in the courts of equity before the systems merged. In Beacon Theatres, Inc. v. Westover, 359 U. S. 500 (1959), Fox, a potential defendant threatened with legal antitrust claims, brought an action for declaratory and injunctive relief against Beacon, the likely plaintiff. Because only the courts of equity had offered such relief prior to the merger of the two court systems, Fox had thought that it could deprive Beacon of a jury trial. Beacon, however, raised the antitrust issues as counterclaims and sought a jury. We ruled that, because Beacon would have had a right to a jury trial on its antitrust claims, Fox could not deprive it of a jury merely by taking advantage of modern declaratory procedures to sue first. The result was consistent with the spirit of the Federal Rules of Civil Procedure, which allow liberal joinder of legal and equitable actions, and the Declaratory Judgment Act, 28 U. S. C. §§2201, 2202 (1982 ed.), which preserves the right to jury trial to both parties. See 359 U. S., at 509-510.

In Dairy Queen, Inc. v. Wood, 369 U. S. 469 (1962), we held, in a similar manner, that a plaintiff, by asking in his complaint for an equitable accounting for trademark infringement, could not deprive the defendant of a jury trial on contract claims subsumed within the accounting. Although a court of equity would have heard the contract claims as part of the accounting suit, we found them severable under modern procedure. See id., at 477-479.

In Ross v. Bernhard, 396 U. S. 531 (1970), a shareholder-plaintiff demanded a jury trial in a derivative action asserting a legal claim on behalf of his corporation. The defendant opposed a jury trial. In deciding the case, we recognized that only the courts of equity had procedural devices allowing shareholders to raise a corporation’s claims. We nonetheless *590again ruled that modern procedure allowed trial of the legal claim to a jury. See id., at 542.

These three cases responded to the difficulties created by a merged court system. See McCoid, Procedural Reform and the Right to Jury Trial: A Study of Beacon Theatres, Inc. v. Westover, 116 U. Pa. L. Rev. 1 (1967). They stand for the proposition that, because distinct courts of equity no longer exist, the possibility or necessity of using former equitable procedures to press a legal claim no longer will determine the right to a jury. Justice Marshall reads these cases to require a jury trial whenever a cause of action contains legal issues and would require a jury trial in this case because the respondents must prove a breach of the collective-bargaining agreement as one element of their claim. See ante, at 569-570.

I disagree. The respondents, as shown above, are asserting an equitable claim. Having reached this conclusion, the Beacon, Dairy Queen, and Ross cases are inapplicable. Although we have divided self-standing legal claims from equitable declaratory, accounting, and derivative procedures, we have never parsed legal elements out of equitable claims absent specific procedural justifications. Actions which, beyond all question, are equitable in nature may involve some predicate inquiry that would be submitted to a jury in other contexts. For example, just as the plaintiff in a duty of fair representation action against his union must show breach of the collective-bargaining agreement as an initial matter, in an action against a trustee for failing to pursue a claim the beneficiary must show that the claim had some merit. See 3 A. Scott, Law of Trusts § 192, pp. 1589-1590, and n. 6 (3d ed. 1967). But the question of the claim’s validity, even if the claim raises contract issues, would not bring the jury right into play in a suit against a trustee.

Our own writing confirms the consistency of this view with respect to the action before us. We have not deemed the elements of a duty of fair representation action to be independent of each other. Proving breach of the collective-*591bargaining agreement is but a preliminary and indispensable step to obtaining relief in a duty of fair representation action. We have characterized the breach-of-contract and duty issues as “inextricably interdependent” and have said that “[t]o prevail against either the company or the Union, . . . [employee-plaintiffs] must not only show that their discharge was contrary to the contract but must also carry the burden of demonstrating breach of duty by the Union.” DelCostello v. Teamsters, 462 U. S. 151, 164-165 (1983) (internal quotation marks omitted). The absence of distinct equitable courts provides no procedural reason for wresting one of these elements from the other.

B

The Court also rules that, despite the appropriateness of the trust analogy as a whole, the respondents have a right to a jury trial because they seek money damages. See ante, at 570-573. The nature of the remedy remains a factor of considerable importance in determining whether a statutory action had a legal or equitable analog in 1791, but we have not adopted a rule that a statutory action permitting damages is by definition more analogous to a legal action than to any equitable suit. In each case, we look to the remedy to determine whether, taken with other factors, it places an action within the definition of “Suits at common law.”

In Curtis, 415 U. S., at 195-196, for example, we ruled that the availability of actual and punitive damages made a statutory antidiscrimination action resemble a legal tort action more than any equitable action. We made explicit that we did not “go so far as to say that any award of monetary relief must necessarily be ‘legal’ relief.” Id., at 196. Although monetary damages might cause some statutory actions to resemble tort suits, the presence of monetary damages in this duty of fair representation action does not make it more analogous to a legal action than to an equitable action. Indeed, as shown above, the injunctive and monetary reme*592dies available make the duty of fair representation suit less analogous to a malpractice action than to a suit against a trustee.

In Tull, 481 U. S., at 422, the availability of damages again played a critical role in determining the right to a jury trial. In an environmental suit by the Government for injunctive relief and a civil penalty, both an equitable public nuisance action and a legal action in debt seemed appropriate historical models. We decided between them by noting that only the courts of law could award civil penalties. See id., at 422-425. In the present case, however, one cannot characterize both the trust analogy and the legal malpractice comparisons as appropriate; the considerations discussed above, including the remedy available, all make the trust model superior. As we stated in Tull, “[o]ur search is for a single historical analog, taking into consideration the nature of the cause of action and the remedy as two important factors.” Id., at 422, n. 6. The trust action alone satisfies this standard.

In Granfinanciera, S. A. v. Nordberg, 492 U. S. 33 (1989), we again found the presence of monetary relief critical in determining the nature of a statutory action as a whole. We held that, despite some evidence that both the courts of law and equity had jurisdiction over fraudulent conveyances, only a court of law could entertain an action to recover an alleged fraudulent transfer of a determinate sum of money. See id., at 43-47. As in Curtis and Tull, however, the particular importance of monetary damages in Granfinanciera does not carry forward into this case. The courts of equity could and did award the kind of damages sought by the respondents here. The respondents’ mere request for backpay in no way entitles them to a jury under the Seventh Amendment.

Ill

The Court must adhere to the historical test in determining the right to a jury because the language of the Constitution *593requires it. The Seventh Amendment “preserves” the right to jury trial in civil cases. We cannot preserve a right existing in 1791 unless we look to history to identify it. Our precedents are in full agreement with this reasoning and insist on adherence to the historical test. No alternatives short of rewriting the Constitution exist. See F. James, Civil Procedure § 8.5, p. 352 (1965) (“For good or evil, both the constitutio[n] and the charters of the merged procedure embody the policy judgment, quite deliberately made, to leave the extent of jury trial about where history had come to place it”); Shapiro & Coquillette, The Fetish of Jury Trial in Civil Cases: A Comment on Rachal v. Hill, 85 Harv. L. Rev. 442, 449 (1971) (“Even the most ardent critic of any historical test would concede that matters that would have fallen entirely within the jurisdiction of a court of equity or admiralty in 1791 do not come within the definition of a suit at ‘common law’ under the seventh amendment”). If we abandon the plain language of the Constitution to expand the jury right, we may expect Courts with opposing views to curtail it in the future.

It is true that a historical inquiry into the distinction between law and equity may require us to enter into a domain becoming less familiar with time. Two centuries have passed since the Seventh Amendment’s ratification, and the incompleteness of our historical records makes it difficult to know the nature of certain actions in 1791. The historical test, nonetheless, has received more criticism than it deserves. Although our application of the analysis in some cases may seem biased in favor of jury trials, the test has not become a nullity. We do not require juries in all statutory actions. See, e. g., Lehman v. Nakshian, 453 U. S. 156, 162, n. 9 (1981) (no jury trial right in suits against the United States); Katchen v. Landy, 382 U. S. 323, 337-340 (1966) (no jury trial right on certain bankruptcy claims); Luria v. United States, 231 U. S. 9, 27-28 (1913) (no jury trial right in action to cancel naturalization). The historical test, in fact, resolves most cases without difficulty. See C. Wright, Law *594of Federal Courts § 92, p. 609 (4th ed. 1983) (“[T]he vast and controversial literature that has developed as to the scope of the jury right is, fortunately, not in proportion to the practical importance of the problem in the actual working of the courts”).

I would hesitate to abandon or curtail the historical test out of concern for the competence of the Court to understand legal history. We do look to history for the answers to constitutional questions. See, e. g., Fay v. Noia, 372 U. S. 391, 399-415 (1963) (opinion of Brennan, J.); Atascadero State Hospital v. Scanlon, 473 U. S. 234, 260-302 (1985) (Brennan, J., dissenting). Although opinions will differ on what this history shows, the approach has no less validity in the Seventh Amendment context than elsewhere.

If Congress has not provided for a jury trial, we are confined to the Seventh Amendment to determine whether one is required. Our own views respecting the wisdom of using a jury should be put aside. Like Justice Brennan, I admire the jury process. Other judges have taken the opposite view. See, e. g., J. Frank, Law and the Modern Mind 170-185 (1931). But the judgment of our own times is not always preferable to the lessons of history. Our whole constitutional experience teaches that history must inform the judicial inquiry. Our obligation to the Constitution and its Bill of Rights, no less than the compact we have with the generation that wrote them for us, do not permit us to disregard provisions that some may think to be mere matters of historical form.

IV

Because of the employer’s bankruptcy, the respondents are proceeding only against the Union in the suit before us. In a typical duty of fair Tepresentation action, however, union members may sue both their union and their employer. See Vaca v. Sipes, 386 U. S., at 186. The Union argues that a duty of fair representation action against an employer also would have an equitable character because it resembles an*595other trust action entertained in the courts of equity. It contends that, if a trustee fails to pursue a claim according to his duty, the beneficiary may join the trustee and the third party in one action and assert in his own name both the claim of breach of fiduciary duty and the claim against the third party. See Restatement §282(1), p. 44 (1957); 4 A. Scott, Law of Trusts §282.1, pp. 2338-2340 (3d ed. 1967); Bowen v. United States Postal Service, 459 U. S. 212, 243 (1983) (White, J., concurring in judgment in part and dissenting in part). In this case, we do not have to determine the correctness of this analogy, nor must we decide whether Beacon, Dairy Queen, or Ross would require a jury trial in a suit against an employer. I would deny a jury trial to the respondents here, but would leave these other questions for a later time. Because the Court has reached a different result, I dissent.

15.4 Challenges to a Jury Verdict 15.4 Challenges to a Jury Verdict

What happens after a jury verdict is entered? Can the losing party do anything other than appeal? The answer is provided in Rule 50 and Rule 59.. There are two options available to the losing party, seeking Judgment as a Matter of Law (JMOL) or seeking a new trial.

15.4.1 Rule 50. Judgment as a Matter of Law in a Jury Trial; Related Motion for a New Trial; Conditional Ruling 15.4.1 Rule 50. Judgment as a Matter of Law in a Jury Trial; Related Motion for a New Trial; Conditional Ruling

(a) Judgment as a Matter of Law.

(1) In General. If a party has been fully heard on an issue during a jury trial and the court finds that a reasonable jury would not have a legally sufficient evidentiary basis to find for the party on that issue, the court may:

(A) resolve the issue against the party; and

(B) grant a motion for judgment as a matter of law against the party on a claim or defense that, under the controlling law, can be maintained or defeated only with a favorable finding on that issue.

(2) Motion. A motion for judgment as a matter of law may be made at any time before the case is submitted to the jury. The motion must specify the judgment sought and the law and facts that entitle the movant to the judgment.

(b) Renewing the Motion After Trial; Alternative Motion for a New Trial. If the court does not grant a motion for judgment as a matter of law made under Rule 50(a), the court is considered to have submitted the action to the jury subject to the court's later deciding the legal questions raised by the motion. No later than 28 days after the entry of judgment—or if the motion addresses a jury issue not decided by a verdict, no later than 28 days after the jury was discharged—the movant may file a renewed motion for judgment as a matter of law and may include an alternative or joint request for a new trial under Rule 59. In ruling on the renewed motion, the court may:

(1) allow judgment on the verdict, if the jury returned a verdict;

(2) order a new trial; or

(3) direct the entry of judgment as a matter of law.

(c) Granting the Renewed Motion; Conditional Ruling on a Motion for a New Trial.

(1) In General. If the court grants a renewed motion for judgment as a matter of law, it must also conditionally rule on any motion for a new trial by determining whether a new trial should be granted if the judgment is later vacated or reversed. The court must state the grounds for conditionally granting or denying the motion for a new trial.

(2) Effect of a Conditional Ruling. Conditionally granting the motion for a new trial does not affect the judgment's finality; if the judgment is reversed, the new trial must proceed unless the appellate court orders otherwise. If the motion for a new trial is conditionally denied, the appellee may assert error in that denial; if the judgment is reversed, the case must proceed as the appellate court orders.

(d) Time for a Losing Party's New-Trial Motion. Any motion for a new trial under Rule 59 by a party against whom judgment as a matter of law is rendered must be filed no later than 28 days after the entry of the judgment.

(e) Denying the Motion for Judgment as a Matter of Law; Reversal on Appeal. If the court denies the motion for judgment as a matter of law, the prevailing party may, as appellee, assert grounds entitling it to a new trial should the appellate court conclude that the trial court erred in denying the motion. If the appellate court reverses the judgment, it may order a new trial, direct the trial court to determine whether a new trial should be granted, or direct the entry of judgment.

15.4.2 Rule 59. New Trial; Altering or Amending a Judgment 15.4.2 Rule 59. New Trial; Altering or Amending a Judgment

(a) In General.

(1) Grounds for New Trial. The court may, on motion, grant a new trial on all or some of the issues—and to any party—as follows:

(A) after a jury trial, for any reason for which a new trial has heretofore been granted in an action at law in federal court; or

(B) after a nonjury trial, for any reason for which a rehearing has heretofore been granted in a suit in equity in federal court.

(2) Further Action After a Nonjury Trial. After a nonjury trial, the court may, on motion for a new trial, open the judgment if one has been entered, take additional testimony, amend findings of fact and conclusions of law or make new ones, and direct the entry of a new judgment.

(b) Time to File a Motion for a New Trial. A motion for a new trial must be filed no later than 28 days after the entry of judgment.

(c) Time to Serve Affidavits. When a motion for a new trial is based on affidavits, they must be filed with the motion. The opposing party has 14 days after being served to file opposing affidavits. The court may permit reply affidavits.

(d) New Trial on the Court's Initiative or for Reasons Not in the Motion. No later than 28 days after the entry of judgment, the court, on its own, may order a new trial for any reason that would justify granting one on a party's motion. After giving the parties notice and an opportunity to be heard, the court may grant a timely motion for a new trial for a reason not stated in the motion. In either event, the court must specify the reasons in its order.

(e) Motion to Alter or Amend a Judgment. A motion to alter or amend a judgment must be filed no later than 28 days after the entry of the judgment.

15.4.3 Post Trial Motions 15.4.3 Post Trial Motions

     JMOL. Is there any way to challenge the outcome of a jury trial? Read Rule 50 carefully. Judgment as a Matter of Law involves the same question as summary judgment - has the burden of production been met - but in the context of the evidence actually produced at trial. Evidence that was expected at the time of summary judgment does not always get entered into the record at trial, and if no evidence supports the verdict a judge-directed dismissal is in order.

     Note the timing of Rule 50. The motion must be made in the first instance before the case is submitted to the jury. Failure to make a motion at this time means it will be impossible to renew the motion later. What's more, the arguments made in the first motion control what arguments can be made in the renewed motion; the movant cannot advance different arguments in the renewed motion.

     As a general rule - and as always, there are exceptions - judges are reluctant to grant the first motion for judgment as a matter of law that is made before the case goes to the jury. (Note that this first motion in some state systems is called a motion for a directed verdict). First, the jury has sat through the trial and generally wants to make a decision. Second, if the evidence is weak enough for a JMOL motion to be a winner, one would hope that the jury would reach the same result as the judge. This would make action by the judge unnecessary and would remove the granting of a JMOL motion as a grounds for appeal. As a general rule, JMOL motions are made routinely in any case where there is any possible justification and as a general rule they are denied.

     What if the jury comes to the wrong result, and makes an award that is challengable because the winning party did not meet its burden of production? At this point, the Rule 50 JMOL motion is renewed. At this time, it is incumbent upon the judge to decide if the evidence supports the verdict.

     The case following arises from a state court, and uses somewhat different language (JNOV for judgment non obstante veredicto in Latin, or judgment notwithstanding the verdict in English), but the standard of sufficiency of the evidence that is applied is the same as would be applied under Rule 50.

     New Trial, Remittitur, and Additur. Another option for those unhappy with the result of a jury trial is to file a motion for a new trial. In this case, the judge does not enter a verdict, but simply sets aside the jury verdict and schedules a new trial. This might happen for a variety of reasons, even if the judge feels that the JMOL standard has not been met - there might have been misconduct that the judge feels might have tainted the verdict, or the verdict might be so against the weight of the evidence (while still short of a JMOL) that the judge feels a new trial is warranted.

     The new trial can be granted conditionally. At the common law, and therefore in federal court, the new trial can be conditioned on a remittitur, which is the reduction of the damages to a lower level than granted by the jury. The jury might have awarded more than could be awarded under any proper calculation, or might simply have given more than the judge feels the evidence warranted. The party that prevailed at trial has an option. They can either accept the remittitur or they can opt for a new trial. In some state systems there is a parallel option called additur, where instead of reduced damages the new trial is conditioned on the acceptance of increased damages. This was not a feature in the common law and hence is not a feature in federal court.

     Note that, in terms of an appeal, a grant of a new trial does not satisfy the rule of finality for an appeal as the case is ongoing. Unless there is some way around the rule of finality for the claim involved, before the grant of a new trial gets to the appellate court, there will have been a second trial. In addition, trial courts are given great discretion in determining whether a new trial is called for.  As a consequence, appeals of new trial orders are difficult. Contrast that to an entry of judgment on a JMOL motion, which leads directly to an entry of judgment and an issue of law suitable for appellate review.

     Burden of Pleading, Burden of Production, and Burden of Persuasion. We have previously discussed the burden of pleading and the burden of production. At trial, we reach a new burden - the burden of persuasion. The burden of persuasion addresses whether the finder of fact finds the evidence admitted persuasive to the required level (usually a preponderance of the evidence, but as we've seen sometimes a higher standard such as clear and convincing.) For example, if Farmer Green pleads that he saw Farmer Verde removing his prized pig from his pigpen late at night, that would meet the burden of pleading for a theft claim, and if he gives deposition testimony consistent with that it should meet the burden of production because there is evidence a jury could rely upon. It might not meet the burden of persuasion. On cross examination, for example, an attorney might establish that the night was dark, that Farmer Green was tired or perhaps even intoxicated, that his vision was not good, and so on, a jury might conclude that Farmer Green did not actually see what he thought he saw, and might disregard the testimony. That would go to the burden of persuasion. The burden of persuasion is for the factfinder so long as the burden of production has been met.

15.4.4 Denman v. Spain 15.4.4 Denman v. Spain

Denman, a Minor., Etc. v. Spain, Executrix

No. 42070

December 4, 1961

135 So. 2d 195

*432Breland & Whitten, Sumner; Ross & Ross, Clarksdale, for appellant.

*433Vincent J. Brocato, Brewer, Brewer & Luclcett, Clarksdale, for appellee.

*434APPELLANT IN REPLY.

Lee, P. J.

Betty Denman, a minor, by her mother and next friend, Joyce H. Denman, sued Mrs. Phina Ross Spain, executrix of the estate of Joseph A. Ross, deceased, to recover damages for personal injuries sustained by her, allegedly resulting from the negligence of the decedent in the operation of an automobile. The issue was submitted to a jury on the evidence of the plaintiff — no evidence being- offered for the defendant — and there was a verdict and judgment for the plaintiff in the sum of $5,000. However, on motion of the defendant, a judgment non obstante veredicto, that is, notwithstanding the verdict, was sustained and entered. From that action, the plaintiff has appealed.

*435A like suit had been filed by the same plaintiff in the Circuit Court of the Second Judicial District of Tallahatchie County against Mack L. Denman, administrator of the estate of Mrs. Eva B. Denman, deceased; but, at the close of her evidence, the court sustained a directed verdict for the defendant. On appeal the judgment in that case, being No. 42,003, was affirmed by this Court on November 6, 1961, not yet officially reported.

The appellant contends that the evidence offered by her, together with the reasonable inferences therefrom, was sufficient to make an issue for the jury as to whether the alleged negligence of the deceased driver, Ross, proximately caused or contributed to the collision and the consequent damage; and that it was error to set aside the verdict of the jury and enter the judgment for the defendant, notwithstanding that verdict. Hence, she says that such judgment should be reversed, and that the verdict and judgment of the jury should be reinstated.

A careful scrutiny and analysis of the evidence is therefore necessary:

Sunday, March 23, 1958, was a rainy, foggy day. About six o’clock that afternoon, at dusk, Mrs. Eva B. Denman, accompanied by her granddaughter, Betty, the plaintiff, was driving her Ford car southward on U. S. Highway 49E. At that time, Joseph A. Ross, accompanied by Miss Euna Tanner and Mrs. J. L. Haining, was driving his Plymouth car northward on said highway. Just south of the Town of Sumner, the cars collided. Mrs. Denman, Miss Tanner and Ross were killed. Betty, nearly seven years of age at the time, and Mrs. Haining were injured. Neither had any recollection of what had happened at the time of the collision. Betty, lying in water on her back in a ditch on the east side of the road, cried out and was rescued by some unknown person.

Plaintiff’s father, Stuart Denman, who went to the scene shortly after the collision, described the situation *436substantially as follows: Tbe Ford car was about seven yards off the paved surface on the east side in a bar pit .“heading back towards the railroad track, which is in an easterly direction.” The engine and transmission were on the opposite side of the road, out of the car and about fifty yards apart. The plymouth was also on the east side, facing west, about fifteen yards north of the Ford.

No proof was offered as to skid marks, or other evidence to show the point of contact between these two vehicles. Eleven photographs of the damaged Plymouth, taken from various positions, and thirteen pictures of the damaged Ford, also taken from various positions, other than being* mute evidence of a terrible tragedy, depict no reasonable or plausible explanation as to why this collision occurred, or who was responsible for it. three other photographs, portraying the topography of this immediate area, afford no excuse whatever for such grievous human error.

Over objection by the defendant, John Barnett testified that he was driving a Dodge pickup north of highway 49E on his way to Tutwiler; that he was traveling at a speed of fifty or fifty-five miles per hour; that the Plymouth, which was in the wreck, passed him about three-fourths of a mile south of where the collision occurred, going at a speed of about seventy miles per hour; that when it passed, it got back in its lane, and neither wavered nor wobbled thereafter; that he followed and observed it for a distance of forty or fifty yards, and that it stayed in its proper lane as long as he saw it. Although another car was on the road ahead of him, he could have seen as far as the place of the accident except for the rain and fog*.

Over objection by the defendant, Hal Buckley, a Negro man, testified that he was also traveling north on 49E on his way to Tutwiler at a speed of forty to fifty miles per hour. About two hundred yards south of the *437place where the collision occurred, a light green Plymouth, which he later saw at the scene of the accident, passed him at a speed of seventy-five or eighty miles an hour. He could see its tail lights after it passed, and “he was just steady going; he wasn’t doing no slowing up.” He saw it until it ran into the other car. On cross-examination, he said that, after this car passed him, it got hack on its side of the road, drove straight, and he did not notice that it ever went hack over the center. Also on cross-examination, in an effort at impeachment, a part of the transcript in the other trial, containing this question and answer, was read to him as follows: “What do you estimate the speed of that car was when it passed you — the one that was going the same• direction that you were?”, and the answer was: “Well, I don’t have no idea.” When he was asked why he made this difference in his testimony, he hesitated and replied, “I didn’t give no sorta idea how fast he was going?” He then admitted that, when the car passed him, it got hack on its side and drove straight ahead, and that he could see the accident, but he could not tell anything about it or on which side of the road it happened. He also did not notice the other car, which came from the other direction.

Since Barnett did not see the car any more after it had gone forty or fifty yards beyond him, and his knowledge of speed was based on what he saw about three-fourths of a mile south of the place where the collision occurred, this evidence was inadmissible under the cases of Bennett v. Hardwell, 214 Miss. 390, 59 So. 2d 82 and Barrett v. Shirley, 231 Miss. 364, 95 So. 2d 471. On the contrary, since Buckley testified the speed of this car, when it passed him, was seventy-five to eighty miles an hour and that it did not slow down in the remaining distance of two hundred yards before the collision, such evidence was competent and admissible under the Bennett and Barrett cases, supra. The at*438tempted impeachment went to its credibility and not its admissibility.

From this evidence, the plaintiff reasons that the jury could, and did, find that the Ross car was being* operated, under inclement weather conditions, at an unlawful and negligent rate of speed, and that, if Ross had had his car under adequate and proper control, in all probability the collision could have been avoided. She voices the opinion that the physical facts, including the pictures of the wrecked vehicles, indicated that the Ford car was probably across the highway at an angle of perhaps forty-five degrees at the time of the collision.

But the testimony of Buckley showed only that the Plymouth was being operated at an excessive and negligent rate of speed. It otherwise showed that the car was in its proper lane. He did not notice it go over the center at any time, but it was driven straight down the road. No eye-witness claimed to have seen what happened. There was no evidence to indicate the place in the road where the vehicles came in contact with each other. There was no showing as to the speed of the Ford, whether fast or slow; or as to whether it was traveling on the right or wrong side of the road; or as to whether it slid or was suddenly driven to the wrong side of the road into the path of the Plymouth. The cars were so badly damaged that the pictures afford no reasonable explanation as to what person or persons were legally responsible for their condition. In other words, just how and why this grievous tragedy occurred is completely shrouded in mystery.

The burden was on the plaintiff to prove, by preponderance of the evidence, not only that the operator of the Plymouth was guilty of negligence but also that such negligence proximately caused or contributed to the collision and consequent damage. By the use of metaphysical learning, speculation and conjecture, one may reach several possible conclusions as to how *439the accident occurred. However such conclusions could only he classed as possibilities; and this Court has many times held that verdicts cannot be based on possibilities. At all events, there is no sound or reasonable basis upon which a jury or this Court can say that the plaintiff met that burden.

The judgment must be affirmed.

Affirmed.

Kyle, Arrington, Ethridge and Gillespie, JJ., concur.

15.5 Trial Summary 15.5 Trial Summary

  •      Although trial nominally is the destination and conclusion of the litigation process, in reality very few cases filed in federal court are resolved at trial - currently fewer than one percent. 
  •      Even though few cases are resolved by trial, the persistence of trial as the paradigm for dispute resolution has many consequences for US litigation. For one, the idea that a case will be resolved by a jury empaneled for short time means that US trials are treated as discrete events. Unlike in civil trial systems, evidence normally is not added to a trial record on an ongoing basis throughout the litigation process. Another consequence is that US litigators are trained to present a case as a story easily grasped by ordinary people.
  •      Not all trials in the US are or can be jury trials. First, the right to a jury trial only extends to situations where a trial was allowed at common law, which excludes equitable proceedings. Second, a jury trial has to be demanded, and if the parties fail to demand or choose not to demand a jury trial, the case will be resolved by the judge as factfinder.
  •      The law has moved on since the right to a civil jury trial was added to the Constitution by the Seventh Amendment, and if a statute does not explicitly grant a right to a jury trial the court will have to determine whether the right created by that statute leads to a jury trial. As we saw in the case we read, this can be a complex process, with the court looking at the remedy sought but also to see if there are sufficiently on point historical parallels.
  •      The standard statement is that questions of fact are for the jury and questions of law for the judge when there is a jury trial. While the distinction is often simple enough, there are settings where the line between fact and law is not self-evident. In a case involving interpreting a patent, the Supreme Court held that interpretation of the language in a patent was an issue for the judge, not the jury.
  •      Jury selection involves a process called voir dire, where jurors can be questioned. Parties can either file peremptory challenges (for no explained reason) or for cause challenges (as it sounds, a reason has to exist to exclude the juror, such as an inflexible opinion on the case or conflicts). While peremptory challenges can be exercised for no reason, they cannot be exercised for impermissible reasons, such as race or gender discrimination. Because jury selection is important to the outcome, well-funded parties might employ consultants who use social science and marketing expertise to help determine what kinds of jurors are most likely to be favorable to their side.
  •      Before trial there will be a pretrial conference in which the issues for trial will be discussed and narrowed, and the list of witnesses established. The judge may 'encourage' the parties to settle, but cannot absolutely require them to. The parties might file motions in limine to decide whether evidence should be included or excluded. 
  •       After evidence has closed, parties might files motions for Judgment as a Matter of Law (JMOL). This motion can be renewed after the jury's verdict, but only if it was filed after the close of evidence and before the case goes to the jury. In deciding the motion, the court will look to whether the prevailing party met their burden of production on the essential elements of their claim. A losing party can also file a motion for a new trial, which leads not to a verdict but, as you would guess, to a new trial. The standard is somewhat more lenient than for a JMOL but the court will still need to identify substantial errors such as evidence wrongly admitted or excluded, prejudicial behavior which could not be cured, damages outside the correct boundaries, or a judgment strongly against the weight of the evidence. A judge can use a device called remittitur, which gives a new trial only if the winning party refuses to agree to reduce damages to the level considered proper by the judge.
  •      If the burdens of pleading and production have been met, at trial the factfinder must determine if the burden of persuasion has been met. This includes deciding whether to believe offered evidence as well as weighing conflicting testimony against each other.  

15.6 Questions Related to Trial 15.6 Questions Related to Trial

      A magnificent pig that is Farmer Green's pride and joy is located in his pig pen near the state border between Tennessee and Virginia. One day Farmer Green comes out and the pig is missing. A few days later he notices his pig in the pigpen of Farmer Verde, across the state line in Virginia, but only 50 meters away.

     Farmer Green files suit to retrieve the pig and survives motions to dismiss at the pleading and summary judgment phase. After a pretrial conference that narrows issues, the case goes to trial on two claims: 1) the recently enacted federal Wrongful Possession of a Pig Act, which allows only for injunctive relief if a pig owned by one part is held by another party, and allows that injunction upon only proof of ownership, and 2) a common law action for theft of a pig, which requires proof of wrongful taking and keeping of a pig.

      Farmer Green has asked for a jury trial on both counts. Please analyze.

      At trial, Farmer Green presents evidence that the pig in issue belongs to him. He presents no evidence as to how the pig came to be in Farmer Verde's pigpen. Farmer Verde files no motions at the close of evidence. A jury finds for Green and awards $10,000,000 in damages on the state law claim, with the damages being many times the market value of the pig. Please analyze what options Farmer Verde has after the verdict is announced.

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      One dark and stormy night, Pamela Plaintiff dies in an automobile accident. On a desolate highway, her car has collided with a car driven by Drunk Don, who also dies in the accident. There are no eyewitnesses, and it is impossible to tell from the accident scene who was in which lane. However, two eyewitnesses tell Plaintiff's attorney that fifteen minutes before the accident, Drunk Don had left a bar very drunk after drinking 15 shots of Maitai. Another eyewitness tells the attorney that he saw Don thirty seconds before the accident going over the crest of a hill at 98 miles an hour in the wrong lane. The accident happened just on the other side of the hill, just out of sight of the witness.

     Plaintiff’s estate files a tort suit against the estate of Don, alleging negligence and citing the facts above, and seeking $1,000,000 in damages. Don’s estate moves to dismiss, citing Twombly and Iqbal, and moving for sanctions under Rule 11.     

     You are the law clerk on the case. Please advise the judge.

      Assume the motion is denied. Don’s attorney answers, filing denials to everything, including uncontrovertible allegations such as Don’s address, and files a counterclaim for $50,000, alleging negligence on the part of Plaintiff. Don’s estate also files a counterclaim alleging that Plaintiff owed Don $25,000 on a debt. (Both Don and Plaintiff are residents of different states). Don’s estate also moves to implead his insurance company, headquartered in Plaintiff’s state, claiming that if he is liable they are required to pay the judgment. Again, the judge asks for your advice. What do you tell her?

     The case proceeds to the end of discovery. The two witnesses to the Don's drunkenness give testimony consistent with what they told Plaintiff's attorney. However, the eyewitness who claimed to have seen the car crossing into another lane has moved to a remote village in China to teach English, and a deposition cannot be scheduled. However, she gives an affidavit, and says she will be able to come back for trial. Don's estate moves to dismiss the claim against Don on summary judgment. What advice do you give the judge?

     Trial has now happened. The eyewitnesses to Don's drunkenness appear at trial. One testifies consistent with the deposition testimony but on cross admits to having drunk heavily herself such that her memory might not be totally reliable. She does testify, however, that Don was despondent, and said he was thinking about driving his car into another car in order to end it all. The other witness claims to now be unable to remember the events of that night clearly. The witness who saw the car going over the hill does come to testify, but now remembers hearing a crash about 90 seconds, not thirty, after the car went over the hill. A jury brings back a $100,000,000 verdict against Don's estate (which had filed a JMOL motion after the close of discovery). Don's estate now brings a renewed JMOL motion and in the alternative a motion for a new trial. Please advise.