5 Negligence Extended: Specialized, Limited, and Amplified Liability 5 Negligence Extended: Specialized, Limited, and Amplified Liability

5.1 Negligent Infliction of Emotional Distress 5.1 Negligent Infliction of Emotional Distress

5.1.1 Early Cases 5.1.1 Early Cases

5.1.1.1 Christy Bros. Circus v. Turnage ("The Horse Defecation Case") 5.1.1.1 Christy Bros. Circus v. Turnage ("The Horse Defecation Case")

Why does this opinion have to be written? What is the fact about this case that calls for the comments of this court? (Note: the facts come at the end of this opinion)

18431.

Christy Brothers Circus v. Turnage.

Stephens, J.

1. There may be a recovery of damages for mental suffering, humiliation, or embarrassment resulting from a physical injury of which they are inseparable components. The ease of Chapman v. Western Union Telegraph Co., 88 Ga. 763 (15 S. E. 901, 17 L. R. A. 430, 30 Am. St. R. 183), and eases following it, are distinguishable.

2. Any unlawful touching of a person’s body, although no actual physical hurt may ensue therefrom, yet, since it violates a personal right, constitutes a physical injury to that person. See, in this connection, Civil Code (1910), § 4423; Goodrum v. State, 60 Ga. 509. The unlawful touching need not be direct, but may be indirect, as by the precipitation upon the body of a person of any material substance.

3. Since the right 'to recover for a mental condition induced by the tortious act of another is dependent upon the existence of a physical injury, a person suffering a mental condition dependent upon an injury to the person may, in suing to recover damages for the injury, limit the damages to the mental suffering alone, and it is not essential to his right to the recovery of damages for mental suffering that the physical injury out of which the mental suffering arose was productive of any actual physical hurt or damage, or that he should seek a recovery for such actual physical hurt or damage.

4. Where a petition alleged that the plaintiff was an unmarried while lady, and that while in attendance as a guest of the defendant at a circus performance given by the defendant, and while seated in one of the seats provided by the defendant for the defendant’s guests at the circus, a horse, which was going through a dancing performance immediately in front of where the plaintiff was sitting, was by the defendant’s servant, who was riding upon the horse, caused to back towards the plaintiff, and while in this situation the horse evacuated his-bowels into her lap, that this occurred in full view of many people, some of whom were the defendant’s employees, and all of whom laughed at the occurrence, that as a result thereof the plaintiff was caused much embarrassment, mortification, and mental pain and suf*582fering, to her damage in a certain amount, that the damage alleged was due entirely to the defendant’s negligence and without any fault on the part of the plaintiff, the petition set out a cause of action and was good as against a general demurrer.

Decided September 15, 1928.

G. W. Worrill, A. L. Miller, for plaintiff in error.

P. D. Rich, L. B. West, H. G. Rawls, contra.

5. Whether an amendment to the declaration in attachment, which alleged the plaintiff’s damage in a sum larger than the damage claimed in the affidavit as the basis for the- attachment, was or was not properly allowed, its allowance was harmless to the defendant since the amount recovered by the plaintiff was not greater than the amount claimed in the affidavit for attachment, and the verdict for the plaintiff is allowed to stand.

6. A charge that, under a hypothetical state of facts, an inference of negligence on the part of the defendant is authorized does not exclude the idea that a duty rests upon the plaintiff to exercise ordinary care to avoid the consequences of the defendant’s negligence.

7. Where the court instructed the jury that the duty rested upon the plaintiff to exorcise ordinary care, it was not error, in the absence of a special request and in the absence of a plea setting up the defense, for the court to fail to instruct the jury that the duty rested upon the plaintiff to exercise ordinary care to avoid the consequences of the defendant’s negligence.

8. The court having properly instructed the jury as to the relative rights of the parties under the pleadings and the evidence, it was not error to fail to give in charge the definition of a tort as contained in the Civil Code (1910), § 4423.

9. The court, fairly to the defendant, submitted all the issues presented. The evidence authorized the inference that the plaintiff was damaged, by reason of humiliation and embarrassment, in the sum of $500, and the verdict found for her in that amount was authorized.

10. It does not appear that the case was brought to this court for the purpose of delay only, and therefore the motion of the defendant in error to be allowed damages for delay is denied.

Judgment affirmed.

Jenlwns, P. J., and Bell, J., concur.

5.1.1.2 Lindley v. Knowlton 5.1.1.2 Lindley v. Knowlton

[L. A. No. 4442.

Department Two.

November 19, 1918.]

O. P. LINDLEY et al., Respondents, v. E. W. KNOWLTON, Appellant.

Negligence — Injuries from Attack by Chimpanzee — Damages—Instructions.—In an action for damages by a husband and wife on account of personal injuries alleged to have been sustained by the wife, because of fright occasioned by the appearance in plaintiffs’ home of a chimpanzee owned and negligently allowed to escape by defendant, the animal attacking plaintiffs’ children and being beaten off ¡by the mother with great effort, the court properly instructed the jury that no verdict might be given plaintiffs unless the wife' received injuries which were the natural consequences of_ fright caused as alleged in the complaint, that unless the evidence showed, by a preponderance thereof, that the occurrence had taken place and was “the, efficient, proximate, and producing cause of the injuries complained of or of the conditions of ill health, if any, on the part of the plaintiff (the wife), or some of said conditions or injuries,” their verdict must be for the defendant, and also that they might consider the wife’s -previous physical condition in determining whether the results of which she complained were or were not the consequence of general ill health.

Id—Fright—Bodily Injury—Danger to Third Person,—In such a case the court properly refused to instruct the jury at defendant’s request that no recovery might he had unless the fright occasioned by defendant was accompanied by some personal and bodily injury, that the injury must be a physiological one, and that no recovery might be had on account of fright produced by apprehended danger or peril to a third person.

Id.—¡Results of Fright—¡Right of' Action.—Physical injuries occasioned by fright caused by the negligence of another need not be contemporaneous with the fright to entitle the injured person to recover damages therefor.

Id.—Fear for! Others—Danger to Self.—In such a ease the' court’s refusal to instruct the jury that no recovery might be had on account of fright produced by apprehended danger or peril to a third person was justified where all of the circumstances made it impossible that the mother should have been devoid of fear for her own safety, although she was also in fear for her children.

APPEAL from a judgment of the Superior Court of Los Angeles County. Louis W. Myers, Judge.- Affirmed.

The facts are stated in the opinion of the court.

*299Frank H. Snyder, for Appellant.

Gordon Boller, and Hunsaker & Britt, for Respondents.

MELVIN, J.

O. P. Bindley and his wife, Lillian S. Bindley, sued defendant for damages on account of personal injuries, alleged to have been sustained by Mrs. Bindley because of fright occasioned by the appearance and acts of a chimpanzee owned by Knowlton. The complaint contained allegations that the animal was so negligently kept by defendant that it escaped from restraint and entered the dwelling-house of plaintiffs, where Mrs. Bindley and her two little children were at the time; that it attacked the* two children successively, choking one of them severely; that the mother successfully, though with great effort, contended with the chimpanzee, rescuing her children from it, although the beast weighed about 165 pounds; and that in consequence of the said animal entering the house and seizing the children Mrs. Bindley was greatly frightened, shocked, and made sick in body and mind. It was averred that as a consequence her nervous system was disordered; she was rendered hysterical and caused to suffer pain and mental anguish; and that she was confined to her bed for many months as a result of the permanent injuries to her physical health and mind and nervous system. The proof offered tended to sustain these allegations. A verdict was given in favor of plaintiffs for two thousand dollars; judgment was entered accordingly, and defendant appeals from said judgment.

Appellant contends that the court erred in refusing to give certain instructions involving the following propositions: (1) No recovery may be had unless the fright occasioned by defendant was accompanied by some personal and bodily injury; (2) The injury must be a physiological one; and (3) No recovery may be had on account of fright produced by apprehended danger or peril to a third person.

The court did tell the jurors that no verdict might be given for plaintiffs unless Mrs. Bindley received injuries which were the natural consequences of fright caused as. alleged in the complaint. They were told that unless the evidence showed, by a preponderance thereof, that the occurrence recited in the complaint had taken place and was “the efficient, proximate, and producing cause of the injuries complained *300of or of the conditions of ill health, if any, on the part of the plaintiff, Lillian S. Lindley, or some of said conditions or. injuries,” their verdict, must be for,the defendant. Another instruction was to the effect that they might consider Mrs. Lindley’s previous physical condition in determining whether the results of which she complained were or were not the consequences of general ill health. The instructions were full and fair, and the refusal to give those offered by defendant was not error.

Conceding the full force of appellant’s first contention that no damages may be given for mere fright, we are of the opinion that the court sufficiently covered this matter in the instructions to which we have alluded. The complaint was not drawn upon the theory that the lady had merely suffered the mental discomfort of fear, but was based upon a claim of damages for permanent, physical disorders proximately arising from the occurrences set forth in the pleading; and the court carefully instructed the jury that no verdict for plaintiffs should be returned unless under the issues of the case both the fright and the alleged physical consequences thereof were proven by a preponderance of the evidence. The law upon the subject of fright and its consequences has been long settled in California, and settled in a way which disposes of appellant’s contention that the physical injury for which damages may be given must accompany the fright. In Sloane v. Southern California Ry. Co., 111 Cal. 668, 681, [32 L. R A. 193, 44 Pac. 320], in the opinion prepared by Mr. Justice Harrison, quotation is made from Bell v. Great Northern Ry. Co., L. R 26 Ir. 428, a case in which the contention was made that the jury should be told that unless fright was accompanied by physical injury, even though there might be nervous shock occasioned by the fright, such damages would be too remote. The quotation adopted by this court from the opinion in the Bell case was as follows:

“It is admitted that as the negligence caused fright, if the fright contemporaneously caused physical injury, the damage would not be too remote. The distinction insisted upon is --—***' one of time only. The proposition is that, although if an act of negligence produces such an effect upon particular structures of the body as at the moment to afford palpable evidence of physical injury, the relation of proximate cause and effect exists between such negligence and the injury, yet such *301relation cannot in law exist in the casé of a similar act producing upon the same structures an effect which, at a subsequent time—say a week, a fortnight, or a month—must result without any intervening cause in the same physical injury. As well might it be said, that a death caused by poison is not to be attributed to the person who administered it, because the mortal effect is not produced contemporaneously with its administration. ’ ’

And the whole matter is most admirably epitomized in the language of Mr. Justice Harrison in the Sloane case: “Whatever may be the influence by which the nervous system is affected, its action under that influence is entirely distinct from the mental process which is set in motion by the brain. The nerves and nerve centers of the body are a part of the physical system, and are not only susceptible of lesion from external causes, but are also liable to he weakened and destroyed from causes primarily acting upon the mind. If these nerves or the entire nervous system is thus affected, there is a physical injury thereby produced, and, if the primal cause of this injury is tortious, it is immaterial whether it is direct, as by a blow, or indirect through some action upon the mind.”-

The rule which appellant seeks to invoke is only applicable in cases in which fright alone is made the gravamen of action. (Easton v. United Trade School Contracting Co., 173 Cal. 199, [L. R A. 1917A, 394, 159 Pac. 597].) In the case at bar physical detriment was pleaded and there was evidence tending strongly to sustain the allegations of the complaint.

The above quoted and cited authorities fully uphold the action of the court in refusing to give the proffered instructions in two of the classes indicated by defendant. It remains for us to examine the contention that the court should have informed the jury that no recovery may be had on account of fright produced by apprehended danger or peril to a third person. Appellant insists that the authorities arc uniform in upholding this rule. But there is excellent authority to the contrary. (Hill v. Kimball, 76 Tex. 210, [7 L. R A. 618, 13 S. W. 59]; Wilkinson v. Downton, L. R. [1897], 2 Q. B. 57; Cohn v. Ansonia Realty Co., 162 App. Div. 791, [148 N. Y. Supp. 39].) It is not necessary, however, to discuss any conflict of authority on this subject, because in this calse, as in Easton v. United Trade School Con-tracting *302 Co., supra, fear for another was not the only cause of injury. While, of course, Mrs. Lindley was greatly and perhaps, chiefly concerned for her children, for whom she’ fought so valiantly and successfully, there is nothing in the testimony to indicate that she was not concerned for her own safety. All of the circumstances connected with the unexpected appearance of the animal, its attacks upon her children, and her own conflict with the chimpanzee, make it impossible that she should have been devoid of fear for herself. Therefore, under the authority last cited, the court was fully justified in refusing to give the requested instruction on the subject of fears for another person.

No other questions are discussed in the brief of appellant, and we find no others in the record meriting analysis.

The judgment is affirmed.

Wilbur, J., and Lorigan, J., concurred.

5.1.2 The Demise of the Impact Rule and the Birth of NIED 5.1.2 The Demise of the Impact Rule and the Birth of NIED

5.1.2.1 Robb v. Pennsylvania Railroad ("The Just in the Nick of Time Case") 5.1.2.1 Robb v. Pennsylvania Railroad ("The Just in the Nick of Time Case")

What is the impact rule? Why does the court not support it?

DIXIE B. ROBB, Plaintiff Below, Appellant, v. THE PENNSYLVANIA RAILROAD COMPANY, a corporation of the Commonwealth of Pennsylvania, Defendant Below, Appellee.

*455 (May 28, 1965)

WOLCOTT, C. J., and CAREY and HERRMANN, JJ„ sitting.

William E. Wiggin, of Richards, Layton & Finger, for plaintiff below, appellant.

Thomas G. Hughes, of Berl, Potter & Anderson, for defendant below, appellee.

Supreme Court of the State of Delaware,

No. 97,

1964.

HERRMANN, Justice:

The question before us for decision is this: May the plaintiff recover for the physical consequences of fright caused by the negligence of the defendant, the plaintiff being within the immediate zone of physical danger created by such negligence, although there was no contemporaneous bodily impact?

Considering the record in the light most favorable to the plaintiff, the facts may be thus summarized:

A private lane leading to the home of the plaintiff, Dixie B. Robb, was intersected by a railroad right-of-way leased to the defendant, The Pennsylvania Railroad Company. On March 11, 1961, *456the plaintiff was driving an automobile up the lane toward her home when the vehicle stalled at the railroad grade crossing. A rut about a foot deep had been negligently permitted by the defendant to form at the crossing. The rear wheels of the automobile lodged in the rut and, although the plaintiff tried to move the vehicle for several minutes, she was unable to do so. While thus engaged in attempting to move the vehicle, the plaintiff saw the defendant’s train bearing down upon her. With only seconds to spare, she jumped from the stalled vehicle and fled for her life. Immediately thereafter, the locomotive collided with the vehicle, hurled it into the air and demolished it. The pfaintiff was standing within a few feet of the track when the collision occurred and her face was covered with train soot and dirt. However — and this is the nub of the problem — she was not touched by the train; there was no bodily impact; and she suffered no contemporaneous physical injury. Nevertheless, the plaintiff was greatly frightened and emotionally disturbed by the accident as the result of which she sustained shock to her nervous system. The fright and nervous shock resulted in physical injuries including cessation of lactation which interfered with the plaintiffs ability to nurse and otherwise care for her infant child. Her nervous and general physical condition resulting from the accident also obliged the plaintiff to abandon a horse breeding business and an article which she had been engaged to write for substantial compensation.

The defendant moved for summary judgment taking the position that, assuming the defendant’s negligence and its proximate causation of the plaintiffs fright and nervous shock, she may not recover because there was no “impact” and contemporaneous physical injury. The trial judge agreed and granted summary judgment in the defendant’s favor, stating: “In spite of a modern trend to the contrary in other jurisdictions, I feel compelled to follow the ‘impact theory’ in this matter by reason of well established precedents in this State.” The plaintiff appeals, asserting that there are no such governing precedents in Delaware.

I.

The question is still an open one in this State. Two reported Delaware cases and one unreported case border upon the field of *457inquiry, but none really enter it.

In Boyle v. Chandler, 3 W.W. Harr. 323, 138 A. 273 (1927), the Superior Court ruled that there was no right of recovery for mental anguish of surviving relatives arising from the negligent failure of an undertaker to handle the body of the deceased in accordance with instructions, where no physical consequences of such mental suffering were shown. The case of Larrimore v. Homeopathic Hospital Association of Delaware, Del. 181 A.2d 573 (1962), affirming Del. Super., 176 A.2d 362 (1961), involved an action against a hospital for pain and suffering resulting from the alleged mistake of a nurse in injecting a drug by needle instead of orally as instructed by the attending physician. There, in considering the hospital’s contention that no recovery for pain and suffering may be had because there was no actionable impact causing the pain and suffering, this court concluded that it did not reach, and was not required to pass upon, the question of the applicability of the “impact rule” because the pain and suffering were the direct result of the injection. The unreported Delaware case to which reference has been made is Williamson v. Wilmington Housing Authority (Superior Court of New Castle County, No. 1627 C.A. 1960) in which the Superior Court ruled that a mother may not recover for mental anguish she suffered when she came upon the accident scene and observed her child who had just been injured by a railroad train, the mother herself not having been in the path of danger.

It is obvious that the question here presented remains unresolved in this State. The instant case requires us to determine the matter.

II.

The many decisions on the question are collected in the Annotations at 11 A.L.R. 1119, 40 A.L.R. 983, 76 A.L.R. 681, 98 A.L.R. 402 and 64 A.L.R.2d 100. The cases and their underlying principles have been discussed by distinguished scholars in this field of the law, including Goodrich, “Emotional Disturbance as Legal Damage”, 20 Mich.L.Rev. 497; Smith, “Relation of Emotions to Injury and Disease”, 30 Va.L.Rev. 193; Green, “Fright Cases”, 27 Ill.L.Rev. *458761; Magrader, “Mental and Emotional Disturbance in the Law of Torts”, 49 Harv.L.Rev. 1033; Hallen, “Damages for Physical Injuries Resulting from Fright or Shock”, 19 Va.L.Rev. 253; Bohlen, “Right to Recover for Injury Resulting from Negligence Without Impact”, 41 Am. Law Reg. 141; Throckmorton, “Damages for Fright”, 34 Harv.L.Rev. 260; Pollock on Torts (14th Ed.) 38;Prosser on Torts (3d Ed.) pp. 346, 350-352; and 2 Harper and James, The Law of Torts, Sec. 18.4, p. 1033.

There is sharp diversity of judicial opinion as to the right to recover for the physical consequences of fright in the absence of an impact and contemporaneous physical injury. The disparity is strikingly illustrated by the fact that the courts of our neighboring States of Maryland and Pennsylvania have reached, and continue to adhere to, opposite conclusions on the question. See Bowman v. Williams, 164 Md. 397, 165 A.182(1923); Bosley v. Andrews, 393 Pa. 161, 142 A.2d 263 (1958).

Two facets of the question are herewith eliminated from further consideration: First, it is accepted as settled that there can be no recovery for fright alone, not leading to bodily injury or sickness, arising from the negligence of another. See Boyle v. Chandler, supra; 2 Harper and James, The Law of Torts, p. 1031; 64 A.L.R.2d 100, 115, et seq. The plaintiff here concedes that proposition, stating however that she does not seek to recover for fright alone but for the physical consequences thereof. Secondly, we are not here concerned with the situation, such as existed in the Williamson case, wherein fright arose from the peril of another and the plaintiff was not in the path of the danger created by the negligence asserted. That segment of the problem has likewise given rise to contrariety of opinion. See Bowman v. Williams, supra; Annotations at 18 A.L.R.2d 220 and 64 A.L.R.2d 100, 148. We lay that question aside for another day, interesting as it may be, because the instant case does not require us to decide it.

The two schools of thought in the matter at hand evolved from two lines of cases originating about the turn of the century. The impact rule was established in America by the leading cases of Ewing v. *459 Pittsburgh, etc. R. Co., 147 Pa. 40, 23 A. 340, 14 L.R.A. 666 (1892); Mitchell v. Rochester R. Co., 151 N.Y. 107, 45 N.E. 354, 34 L.R.A. 781 (1896); and Spade v. Lynn & Boston R. Co., 168 Mass. 285, 47 N.E. 88, 38 L.R.A. 512 (1897). These cases reflected the influence of the earlier English case of Victorian Railways Commissioners v. Coultas, 13 App. Cas. 222 (1888), recognized generally as the first notable case to espouse the impact rule. The Coultas case was quickly overruled, however by Dulieu v. White & Sons, 2 K.B. 669 (1901) which settled the law in England from then on in favor of recovery for physical injuries resulting from nervous shock induced by negligence, without actual impact. Nevertheless, the trend favoring the impact rule had attained a head-start .in America by reason of the Ewing, Mitchell and Spade cases and it spread to numerous other jurisdictions under the influence of those cases. The doctrine denying recovery was not accepted universally, however. In Purcell v. St. Paul, etc., Ry. Co., 48 Minn. 134, 50 N.W. 1034, 16 L.R.A. 203 (1892) and Mack v. South Bound R. Co., 52 S.C. 323, 29 S.E. 905, 40 L.R.A. 679 (1897) the contrary rule was adopted; and, following those two leading cases, which represented the minority view for a long time, the courts of an increasing number of jurisdictions have been adopting the rule allowing recovery for injury due to fright induced by negligence without impact; until today the latter is recognized as the majority rule. See 2 Harper and James, The Law of Torts, p. 1034.

The impact rule is based, generally speaking, upon three propositions expounded in the Mitchell and Spade cases:

1) It is stated that since fright alone does not give rise to a cause of action, the consequences of fright will not give rise to a cause of action. This is now generally recognized to be a non-sequitur, want of damage being recognized as the reason that negligence causing mere fright is not actionable. It is now generally agreed, even in jurisdictions which have adopted the impact rule, that the gist of the action is the injury flowing from the negligence, whether operating through the medium of physical impact or nervous shock. See Comstock v. Wilson, 257 N.Y. 231, 177 N.E. 431, 76 A.L.R. 676 (1931); Alabama Fuel & *460 Iron Co. v. Baladoni, 15 Ala.App. 316, 73 So. 205 (1916).

2) It is stated that the physical consequences of fright are too remote and that the requisite causal connection is unprovable. See, e.g., Ward v. West Jersey & S. R. Co., 65 N.J.L. 383, 47 A. 561 (1900). The fallacies of this ground of the impact rule, viewed in the light of growing medical knowledge, were well stated by Chief Justice Maltbie in Orlo v. Connecticut Co., 128 Conn. 231,21 A.2d 402 (1941). It was there pointed out that the early difficulty in tracing a resulting injury back through fright or nervous shock has been minimized by the advance -of medical science; and that the line of cases permitting recovery for serious injuries resulting from fright, where there has been but a trivial impact in itself causing little or no injury, demonstrate that there is no insuperable difficulty in tracing causal connection between the wrongdoing and the injury via the fright. See also Comstock v. Wilson, supra.

3) It is stated that public policy and expediency demand that there be no recovery for the physical consequences of fright in the absence of a contemporaneous physical injury. See, e.g., Mitchell v. Rochester R. Co., supra; Huston v. Freemansburg Borough, 212 Pa. 548, 61 A. 1022, 3 L.R.A., N.S., 49 (1905); Bosley v. Andrews, supra. In recent years, this has become the principal reason for denying recovery on the basis of the impact rule. In support of this argument, it is said that fright is a subjective state of mind, difficult to evaluate, and of such nature that proof by the claimant is too easy and disproof by the party charged too difficult, thus making it unsafe as a practical matter for the law to deal with such claims. This school of thought concludes that to permit recovery in such cases would open a “Pandora’s Box” of fictitious and fraudulent claims involving speculative and conjectural damages with which the law and medical science cannot justly cope. See Bosley v. Andrews, supra. The expediency ground was termed a matter of “administrative policy” for each jurisdiction in the Restatement of the Law of Torts, Sec. 436, Caveat to Subsection (2). It is noteworthy that this Caveat was removed by the 1948 Supplement to the Restatement (p. 740) in recognition of the accelerating trend of the law away from the impact rule and of the *461proven reliability of medical testimony necessary to establish the causal connection between negligence and an ultimate injury.

In considering the expediency ground, the Supreme Court of Connecticut said in the Orlo case, supra:

“* * * There is hardly more risk to the accomplishment of justice because of disparity in possibilities of proof in such situations than in those where mental suffering is allowed as an element of damage following a physical injury or recovery is permitted for the results of nervous shock provided there be some contemporaneous slight battery or physical injury. Certainly it is a very questionable position for a court to take, that because of the possibility of encouraging fictitious claims compensation should be denied those who have actually suffered serious injury through the negligence of another.”

On the same point, the Supreme Court of Maryland had this to say in the Bowman case, supra:

“* * * These considerations undeniably tend to multiply fictitious or speculative claims, and to open to unscrupulous litigants a wide field for exploitation, but these difficulties are common, are surmountable, and so should not prevent the operation of the general and fundamental theory of the common law that there is a remedy for every substantial wrong. * * *”

And in Battalia v. State, 10 N.Y.2d 237 (219 N.Y.S.2d 34, 176 N.E.2d 729 (1961), the Court of Appeals of New York finally completed the repudiation of the Mitchell case, one of the original leading proponents of the impact rule, stating as to the public policy argument:

“* * * Although fraud, extra litigation and a measure of speculation are, of course, possibilities, it is no reason for a court to eschew a measure of its jurisdiction. ‘The argument from mere expediency cannot commend itself to a Court of justice, resulting in the denial of a logical legal right and remedy in all cases because in some a *462fictitious injury may be urged as a real one.’ Green v. T. A. Shoemaker & Co., 111 Md. 69, 81, 73 A. 688, 692, 23 L.R.A., N.S., 667.”

III.

It is our opinion that the reasons for rejecting the impact rule far outweigh the reasons which have been advanced in its support.

The cause of action and proximate cause grounds for the rule have been discredited in the very jurisdictions which first gave them credence. As stated by Holmes, C. J., for the Supreme Judicial Court of Massachusetts, the Spade decision did not result from “a logical deduction from the general principles of liability in tort, but as a limitation of those principles upon purely practical grounds.” Smith v. Postal Telegraph Cable Co., 174 Mass. 576, 55 N.E. 380, 47 L.R.A. 323 (1899). Or, as stated by the same eminent jurist on another occasion, he deemed exemption from such damages to be “an arbitrary exception, based upon a notion of what is practicable.” Homans v. Boston Elevated R. Co., 180 Mass. 456, 62 N.E. 737, 57 L.R.A. 291 (1902). And, referring to the Mitchell case and the grounds here under consideration, Lehman, J., speaking for the New York Court of Appeals, stated: “Its conclusions cannot be tested by pure logic. The court recognized that its views of public policy to some extent dictated its decision,” Comstock v. Wilson, supra. The repudiation by New York appears clearly in Battalia v. State, supra, where it is recorded that “the unanimous court in Comstock rejected all but the public policy arguments of the Mitchell decision.” Similarly, in the third jurisdiction in which the impact rule had its origin, the cause of action and proximate cause grounds are no longer given as justifications for the doctrine. The Supreme Court of Pennsylvania relied wholly upon stare decisis and the public policy argument in its most recent consideration of the problem. See Bosley v. Andrews, supra.

If more were needed to warrant a declination to follow the cause of action and the proximate cause arguments, reference to the fictional and mechanical ends to which the impact rule has been carried would *463suffice for the purpose. The most trivial bodily contact, itself causing little or no injury, has been considered sufficient to take a case out of the rule and permit recovery for serious physical injuries resulting from the accompanying fright. Token impact sufficient to satisfy the rule has been held to be a slight bump against the seat, Homans v. Boston Elevated R. Co., supra; dust in the eyes, Porter v. Del., L. & W. R. Co., 73 N.J.L. 405, 63 A. 860 (1906); inhalation of smoke, Morton v. Stack, 122 Ohio St. 115, 170 N.E. 869 (1930); a trifling bum, Kentucky Traction & Term. Co. v. Roman’s Guardian, 232 Ky. 285, 23 S.W. 2d 272 (1929); Jostling in an automobile, Israel v. Ulrich, 114 Conn. 599, 159 A. 634 (1922); indeed any degree of physical impact, however slight, Zelinsky v. Chimics, 196 Pa. Super. 312, 175 A. 2d 351 (1961). See especially Christy Bros. Circus v. Turnage, 38 Ga. App. 581, 144 S.E. 680 (1928).

This leaves the public policy or expediency ground to support the impact rule. We think that ground untenable.

It is the duty of the courts to afford a remedy and redress for every substantial wrong. Part of our basic law is the mandate that “every man for an injury done him in his * * * person * * * shall have remedy by the due course of law * * *.” Del. Const. Art. 1, Sec. 9, Del. C. Ann. Neither volume of cases, nor danger of fraudulent claims, nor difficulty of proof, will relieve the courts of their obligation in this regard. None of these problems are insuperable. Statistics fail to show that there has been a “flood” of such cases in those jurisdictions in which recovery is allowed;* but if there be increased litigation, the courts must willingly cope with the task. As to the danger of illusory and fictional claims, this is not a new problem; our courts deal constantly with claims for pain and suffering based upon subjective symptoms only; and the courts and the medical profession have been found equal to the danger. Fraudulent claims may be feigned in a slight-impact case as well as in a no-impact case. Likewise, the problems *464of adequacy of proof, for the avoidance of speculative and conjectural damages, are common to personal injury cases generally and are surmountable, being satisfactorily solved by our courts in case after case.

We are unwilling to accept a rule, or an expediency argument in support thereof, which results in the denial of a logical legal right and remedy in all cases because in some a fictitious injury may be urged or a difficult problem of the proof or disproof of speculative damage may be presented. Justice is not best served, we think, when compensation is denied to one who has suffered injury through the negligence of another merely because of the possibility of encouraging fictitious claims or speculative damages in other cases. Public policy requires the courts, with the aid of the legal and medical professions, to find ways and means to solve satisfactorily the problems thus presented — not expedient ways to avoid them. We recognize that “ [e] xpediency may tip the scales when arguments are nicely balanced,” Woolford Realty Co. v. Rose, 286 U.S. 319, 330, 52 S.Ct. 568, 570, 76 L.Ed. 1128; but, in our view, such nice balance no longer exists as to the subject matter.

Accordingly, we decline to adopt the impact rule, as urged by the defendant in this cause. The impact rule “is almost certainly destined for ultimate extinction, although it displays surprising vitality, and the process may not be a rapid one. * * * it seems clear that the courts which deny all remedy in such cases are fighting a rearguard action.” Prosser on Torts (3d Ed.) pp. 351 — 352.

We hold, therefore, that wtiere negligence proximately caused fright, in one within the immediate area of physical danger from that negligence, which in turn produced physical consequences such as would be elements of damage if a bodily injury had been suffered, the injured party is entitled- to recover under an application of the prevailing principles of law as to negligence and proximate causation. Otherwise stated, where results, which are regarded as proper elements of recovery as a consequence of physical injury, are proximately caused by fright due to negligence, recovery by one in the immediate zone of *465physical risk should be permitted. Compare Restatement of the Law of Torts, Sections 313,436.

This view has the general approval of the writers on the subject and is now distinctly the majority rule. We are satisfied that it is the better rule, supported by reason, logic and fairness.

We conclude, therefore, that the Superior Court erred in the instant case in holding that the plaintiffs right to recover is barred by the impact rule. The plaintiff claims physical injuries resulting from fright proximately caused by the negligence of the defendant. She should have the opportunity to prove such injuries and to recover therefor if she succeeds. The summary judgment granted in favor of the defendant must be reversed and the cause remanded for further proceedings.

5.1.2.2 Niederman v. Brodsky ("The Bitterly Contested Zone of Danger Case") 5.1.2.2 Niederman v. Brodsky ("The Bitterly Contested Zone of Danger Case")

Should recovery for negligence require some contact with the plaintiff's body? Or is it enough the defendant created fear through a near miss, or by putting the plaintiff in the "zone of danger?" In this case, notice how divided the justices are about whether to change or retain the common law on this question.

Niederman, Appellant, v. Brodsky.

*402Argued May 2, 1969.

Before Bell, C. J., Jones, Cohen, Eagen, O’Brien, Roberts and Pomeroy, JJ.

Jerrold V. Moss, for appellant.

Harry W. Kurtzman, with him Carl K. Zuclcer, for appellee.

January 9, 1970:

Opinion by

Mr. Justice Roberts,

Appellant, Harry Niederman, alleges that on November 4, 1962 he was walking with his son at the corner of 15th and Market Streets in Philadelphia. At that, time, appellant’s complaint asserts, appellee was driving a motor vehicle in a reckless and negligent manner as a result of which the automobile skidded onto the sidewalk and destroyed or struck down a fire hydrant, a litter pole and basket, a newsstand and appellant’s son, who at that time was standing next to appellant. Almost immediately after this destructive path was cut by appellee’s car, appellant claims that he suffered severe chest pain and that upon examination in the hospital, where he was confined for five *403weeks, appellant was diagnosed to have sustained acute coronary insufficiency, coronary failure, angina pectoris, and possible myocardial infarction. Consequently, appellant sought recovery from appellee for both these severe disabilities and the accompanying shock and mental pain.

Appellant’s complaint was reluctantly dismissed on preliminary objections for failing to state a cause of action under the “impact rule” which provides that there can be no recovery for the consequences of fright and shock negligently inflicted in the absence of contemporaneous impact. Appellant admitted that the careering automobile had never struck his person. The judge noted “The impact rule will, no doubt, eventually be rejected as was the formerly well-entrenched rule of charitable immunities. It is regrettable that Harry Niederman, the plaintiff in this action, may not be afforded the opportunity to prove that his injuries are just as real, just as painful, just as disabling as if he had been struck physically by defendant’s motor vehicle. . . . However, we are bound by the law as set forth by the Supreme Court.”

Today the cows come home.1 We decide that on the record before us, appellant may go to trial and if he proves his allegations, recovery may be had from a negligent defendant, despite the fact that appellant’s injuries arose in the absence of actual impact. “It is fundamental to our common law system that one may seek redress for every substantial wrong. ‘The best statement of the rule is that a wrongdoer is responsible for the natural and proximate consequences of his misconduct ....’” Battalla v. State, 10 N.Y. 2d 237, 240, 219 N.Y.S. 2d 34, 36, 176 N.E. 2d 729, 730 (1961). By our holding today Pennsylvania proceeds along the path recently followed by our neighboring jurisdictions,1 see *404 Falzone v. Busch, 45 N.J. 559, 214 A. 2d 12 (1965); Robb v. Pennsylvania Railroad Company, 210 A. 2d 709 (Del. 1965); Battalla v. State, supra, aud removes this ancient roadblock to appellant’s recovery.

Were we to do otherwise, appellant and those who are severely injured in a like manner would be barred from recovery in our courts. But the gravity of appellant’s injury and the inherent humanitarianism of our judicial process and its responsiveness to the current needs of justice dictate that appellant be afforded a chance to present his case to a jury and perhaps be compensated for the injury he has incurred. The Restatement has adopted a view in harmony with this approach: “§436 ... (2) If the actor’s conduct is negligent as creating an unreasonable risk of causing bodily harm to another otherwise than by subjecting him to fright, shock, or other similar and immediately emotional disturbance, the fact that such harm results solely from the internal operation of fright or other emotional disturbance does not protect the actor from liability.” Restatement (Second), Torts §436(2).

We believe that it is not sufficient to perpetuate the old impact rule simply in the name of precedent. Each and every objection raised in the past which would preclude appellant in this case from going to trial can now be answered effectively and persuasively.

An analysis of the prior case law indicates that there have been three basic arguments which in the past would have defeated appellant. The first deals *405with medical science’s difficulty in proving causation between the claimed damages and the alleged fright. The second involves the fear of fraudulent or exaggerated claims. Finally, there is the concern that such a rule will precipitate a veritable flood of litigation. See, e.g., Knaub v. Gotwalt, 422 Pa. 267, 220 A. 2d 646 (1966) (not the view of a majority of the court); Bosley v. Andrews, 393 Pa. 161, 142 A. 2d 263 (1958); Huston v. Freemansburg Borough, 212 Pa. 548, 61 Atl. 1022 (1905); Ewing v. Pittsburgh Railway Co., 147 Pa. 40, 23 Atl. 340 (1892).

The first objection has been variously stated but the quotation set out below is representative of some earlier judicial sentiments. “In most cases, it would be impossible for medical science to prove that these subjective symptoms could not possibly have resulted from or been aggravated or precipitated by fright or nervous tension or nervous shock or emotional disturbance or distress .... Medical science, we repeat, could not prove that these could not have been caused or precipitated, or aggravated by defendant’s alleged negligent act.” Bosley v. Andrews, 393 Pa. at 168-69, 142 A. 2d at 267. (Emphasis supplied.) While we agree that this might have been an appropriate conclusion because of the lack of sophistication in the medical field when the impact doctrine was first announced in 1888,2 it would presently be inappropriate for us to ignore all of the phenomenal advances medical science has achieved in the last eighty years. Today diseases of *406tbe heart, for example, are comprehended much more fully (to the extent that open heart surgery is almost an everyday occurrence), and the effects of hyperemotional states of the human body no longer are shrouded in mystery or myth.

New equipment and research, improved education and diagnostic techniques, and an increased professional understanding of disease in general require us now to give greater credit to medical evidence. Other jurisdictions have also recognized that this advancement in the medical arts should and could be legitimately reflected in changes in the legal field. See, e.g., Battalla, v. State, 10 N.Y. 2d 237, 219 N.Y.S. 2d 34, 176 N.E. 2d 729 (1961) (“we must... rely to an extent on the contemporary sophistication of the medical profession”); Robb v. Pennsylvania Railroad Company, 210 A. 2d 709, 712 (Del. 1965) (“the early difficulty in tracing a resulting injury back through fright or nervous shock has been minimized by the advance of medical science”). Finally, The American Law Institute through a deletion of a caveat from one of its comments,3 has expressed a similar view.

The logical invalidity of this objection to medical proof can be demonstrated further by noting that the rule has only. been applied where there is absolutely no impact whatsoever. Once there is even the slightest *407impact, it has been held that the plaintiff can recover for any damages which resulted from the accompanying fright, even though the impact had no causal connection with the fright-induced injuries. The rule has been stated: “However, where, as here, a plaintiff sustains bodily injuries, even though trivial or minor in character, which are accompanied by fright or mental suffering directly traceable to the peril in which the defendant’s negligence placed the plaintiff, then mental suffering is a legitimate element of damages.” Potere v. Philadelphia, 380 Pa. 581, 589, 112 A. 2d 100, 104 (1955).

It appears completely inconsistent to argue that the medical profession is absolutely unable to establish a causal connection in the case where there is no impact at all, but that the slightest impact (e.g., a bruised elbow and sprained ankle in Potere)4 suddenly bestows upon our medical colleagues the knowledge and facility to diagnose the causal connection between emotional states and physical injuries. It can easily be urged that recent advances in medical science have bestowed this ability upon physicians; but it is illogical to argue that the presence of some slight injury has accomplished the same effect! As the Supreme Court of our neighboring state of Delaware recently said: “. . . the line of cases permitting recovery for serious injuries resulting from fright, where there has been but a trivial impact in itself causing little or no injury, demonstrates that there is no insuperable difficulty in *408tracing cansal connection between the wrongdoing and the injury via the fright.” Robb v. Pennsylvania Railroad Company, 210 A. 2d at 712.

Finally, even if we assume arguendo that a great deal of difficulty still remains in establishing the causal connection, this still does not represent sufficient reason to deny appellant an opportunity to prove his case to a jury. There is no reason to believe that the causal connection involved here is any more difficult for lawyers to prove or for judges and jurors to comprehend than many others which occur elsewhere in the law. “We realize that there may be difficulties in determining the existence of a causal connection between fright and subsequent physical injury and in measuring the extent of such injury. However, the problem of tracing a causal connection from negligence to injury is not peculiar to cases without impact and occurs in all types of litigation ... in any event, difficulty of proof should not bar the plaintiff from the opportunity of attempting to convince the trier of fact of the truth of her claim.” Falzone v. Busch, 45 N.J. 559, 566, 214 A. 2d 12, 15-16 (1965). We recognize the recent view of the New Jersey Supreme Court as representative of current jurisprudence.

The second major objection includes the fear of fictitious injuries and fraudulent claims. It has been expressed with varying degrees of politeness: first, in Huston v. Freemansburg Borough, 212 Pa. 548, 550-51, 61 Atl. 1022, 1023 (1905), the Court indicated its lack of respect for claims like this by observing: “In the last half century, the ingenuity of counsel, stimulated by the cupidity of clients and encouraged by the prejudices of juries, has expanded the action for negligence.

. . . It requires but a brief judicial experience to be convinced of the large proportion of exaggeration and even of actual fraud in the ordinary action for physical injuries from negligence, and if we opened the door *409to this new invention the result would be great danger, if not disaster to the cause of justice.” In recent cases, that concern has been expressed in a more charitable manner but the same denial of recovery for severe injuries has been the result. “For every wholly genuine and deserving claim, there would likely be a tremendous number of illusory or imaginative or ‘faked’ ones.” Bosley v. Andrews, 393 Pa. at 169, 142 A. 2d at 267.

The charge that fraudulent claims will arise is not unique to this Commonwealth. Every court that has been confronted with a challenge to its impact rule has been threatened with the ominous spectre that an avalanche of unwarranted, trumped-up, false and otherwise unmeritorious claims would suddenly cascade upon the courts of the jurisdiction. The virtually unanimous response has been that (1) the danger of illusory claims in this area is no greater than in cases where impact occurs and that (2) our courts have proven that any protection against such fraudulent claims is contained within the system itself—in the integrity of our judicial process, the knowledge of expert witnesses, the concern of juries and the safeguards of our evidentiary standards.

For the first proposition, the New Hampshire Supreme Court provides us with significant support. “From the viewpoint of analogy, allowance for mental pain, and for injury to mind and nerve as well as body, is given as items of damage in all cases of liability for personal injury where there is impact. It would seem practically as easy to pretend them and as difficult to disprove them in such cases as in cases where there is no impact and fright is the intervening agency of transmittal.” Chiuchiolo v. New England Wholesale Tailors, 150 Atl. 540, 543 (N.H. 1930). See Savard v. Cody Chevrolet, Inc., 234 A. 2d 656, 659 (Vt. 1967) (quoting Ghiuehiolo). In addition, it is abundantly clear that in the Potere case, supra, where the injury was slight *410and unrelated, the opportunity for fraud was just as great; yet in that situation recovery was allowed. See Battalla, v. State, 10 N.Y. 2d 237, 241, 219 N.Y.S. 2d 34, 37, 176 N.E. 2d 729, 731 (1961) (“fraudulent accidents and injuries are just as easily feigned in the slight-impact cases”).

Furthermore, we are unable to accept the proposition that our courts and the judicial system in general cannot deal with fraudulent claims when they arise. Factual, legal, and medical charlatans are unlikely to emerge from a trial unmasked. This same thought has been given compelling exposition in recent opinions by the highest courts of our neighboring states, Delaware,5 New Jersey,6 and New York.7 We, of course, join these and other authorities8 in rejecting as patently falla*411cions the argument that would bar actions such as appellant’s because some other litigants might present false or feigned claims. “Public policy requires the courts, with the aid of the legal and medical professions, to find ways and means to solve satisfactorily the problems thus presented—not expedient ways to avoid them.” Robb v. Pennsylvania, Railroad, Company, 210 A. 2d at 714.

The last argument urged by the proponents of the impact rule is that: “If we permitted recovery in a case such as this, our Courts would be swamped by a virtual avalanche of cases for damages for many situations and cases hitherto unrecoverable in Pennsylvania.” Knaub v. Gotwalt, 422 Pa. at 271, 220 A. 2d at 847. However, it is our view that this argument is currently refuted on two grounds. First, it is not at all clear that the flood of litigation has occurred in states without the impact rule. “The truth of the matter is that the feared flood tide of litigation has simply not appeared in states following the majority rule allowing recovery of psychic injuries without impact. The volume of litigation has been heaviest in states following the Mitchell doctrine and its impact rule. See McNiece, Psychic Injury and Tort Liability in New York, 24 St. John’s L. Rev. 132 (1949) . . . .” Lambert, Tort Liability for Psychic Injuries, 41 Boston U. L. Rev. at 592. Even those who do not believe that the amount of litigation is greater in jurisdictions with the impact rule, maintain that there has been no in *412 crease in those states which have abandoned this doctrine. Okrina v. Midwestern Corp., 165 N.W. 2d 259, 263 (Minn. 1969) (“there is no indication that it [the abandonment of the impact rule] has either spawned a flood of litigation or bred a rash of fraudulent claims since its adoption in 1892”); see Smith, Relation of Emotions to Injury and Disease, 30 Va. L. Rev. 193 (1944); Comment, Injuries From Fright Without Contact, 15 Cleve.-Mar. L. Rev. at 336 (1966).

Secondly, and more compelling than an academic debate over the apparent or real increases in the amount of litigation, is the fundamental concept of our judicial system that any such increase should not be determinative or relevant to the availability of a judicial forum for the adjudication of impartial individual rights. “It is the business of the law to remedy wrongs that deserve it, even at the expense of a ‘flood of litigation’; and it is a pitiful confession of incompetence on the part of any court of justice to deny relief upon the ground that it will give the courts too much work to do.” Prosser, Intentional Infliction of Mental Suffering: A New Tort, 37 Mich. L. Rev. 874 (1939). We obviously do not accept the “too much work to do” rationale. We place the responsibility exactly where it should be: not in denying relief to those who have been injured, but on the judicial machinery of the Commonwealth to fulfill its obligation to make itself available to litigants. Who is to say which class of aggrieved plaintiffs should be denied access to our courts because of speculation that the workload will be a burden? Certainly this Court is unwilling to allow such considerations to influence a determination whether a class of litigants will be denied or permitted to seek adjudication of its claims. See Robb v. Pennsylvania Railroad Company, 210 A. 2d at 714 (Del. 1965) (“if there be increased litigation, the courts must willingly cope with the task”); Falzone v. Busch, 214 A. 2d at 16 (N.J. 1965) (“the proper remedy is an *413expansion of the judicial machinery, not a decrease in the availability of justice”); Battalla v. State, 176 N.E. 2d at 731 (N.Y. 1961) (“it is the duty of the courts to willingly accept the opportunity to settle these disputes”).

We have carefully examined the arguments in support of the old impact rule. It seems clear to us that even if these rationales may have had validity in earlier years, in 1969 continued adherence to the rule makes little sense. We believe that our analysis of the underpinnings of the impact doctrine proves that they are now so weak and that the arguments opposing the doctrine are so strong that an overruling of earlier cases is compelled.

We today choose to abandon the requirement of a physical impact as a precondition to recovery for damages proximately caused by the tort in only those cases like the one before us where the plaintiff was in personal danger of physical impact because of the direction of a negligent force against him and where plaintiff actually did fear the physical impact. Since appellant’s complaint alleges facts which if proven will establish that the negligent force was aimed at him and put him in personal danger of physical impact, and that he actually did fear the force, this case must proceed to trial.

The order of the Court of Common Pleas of Philadelphia County is reversed and appellee’s preliminary objections are dismissed.

Dissenting Opinion by

Mr. Chief Justice Bell:

The Majority too often forget that an emotionally appealing or heart-rending claim often produces bad law* and sets a dangerous precedent.

*414Pandora’s Box

The majority Opinion commits three tremendous and grievous errors in overruling Pennsylvania’s “impact rule.” The first regrettable and disastrous error is that they open Pandora’s famous Box, out of which will flow a multiplicity of trespass suits for personal injuries and/or diseases. These will include the most fictitious or false or exaggerated claims that the imagination can conceive—based upon (as the Majority assert) the direction of a negligent force so near a plaintiff that he feared a dangerous physical impact.

A Guessing Game

The second major error of the Majority is that they not only substitute a “medical guessing game” for Pennsylvania’s clear and definite and well-established “impact rule,” but add a “Judicial guessing game.” Few writers* and few States can agree on a clear and definite formula for recovery, and the Majority itself cannot formulate a clear, specific, definite and boundarized rule or standard for recovery in this so-called “impact” field, which the Majority now abolish. It is difficult to imagine stronger reasons for not abandoning Pennsylvania’s clear and well-established impact rule than the jumble of diverse, indefinite and farfetched views set forth in the majority Opinion.

*415Stare Decisis

The third major error of the Majority is that they deal another fatal or near-fatal blow to stare decisis. Once again a majority of the present Supreme Court has cavalierly buried or ignored the basic principle and the fundamental precept upon which the House of Law was built and maintained. Upon this Rock of Gibraltar, all Judges and all public officials, as well as all the people of Pennsylvania, can see and know and rely on their respective rights, their powers, their duties, their obligations and limitations. It is regrettable to be compelled to say that a decision of the present Court of Pennsylvania is good “for this day and this train only.” What a catastrophe, and what a mockery of Law and of Justice!

What this Court said was well-established and sound law as recently as 1966 has today been rendered by the Majority obsolete and worthless by “all of the phenomenal advances medical science has achieved in the last 80 years.” Can anything be more ridiculous than the argument that because of the phenomenal advances of medical science in the last 80 years something has miraculously come to light in this particular medical field in the last three years?

In Knaub v. Gotwalt, 422 Pa. 267, 220 A. 2d 646 (1966), we said (page 270) : “‘The rule is long and well established in Pennsylvania that there can be no recovery of damages for injuries resulting from fright or nervous shock or mental or emotional disturbances or distress, unless they are accompanied by physical injury or physical impact: Koplin v. Louis K. Liggett Co., 322 Pa. 333, 185 A. 744; Ewing v. Pittsburgh C. & St. L. Ry. Co., 147 Pa. 40, 23 A. 340; Fox v. Borkey, 126 Pa. 164; Huston v. Freemansburg Borough, 212 Pa. 548, 61 A. 1022; Morris v. Lackawanna and Wyoming Valley Railroad Co., 228 Pa. 198, 77 A. 445; *416Howarth v. Adams Express Company, 269 Pa. 280, 112 Atl. 536; Hess v. Philadelphia Transportation Co., 358 Pa. 144, 56 A. 2d 89; Potere v. Philadelphia, 380 Pa. 581, 112 A. 2d 100; Gefter v. Rosenthal, 384 Pa. 123, 119 A. 2d 250.’ Bosley v. Andrews, 393 Pa. 161, 164, 142 A. 2d 263.* This rule was reaffirmed as recently as Cucinotti v. Ortmann, 399 Pa. 26, 159 A. 2d 216 [1960].”

In Cucinotti v. Ortmann, 399 Pa., supra, Justice Cohen, speaking for all the members of this Court except Justice Musmanno, said (page 29) : “It is the well-settled rule in Pennsylvania that there can be no recovery of damages for unintentional injuries resulting from fright or nervous shock or mental or emotional disturbances or distress, unless they are accompanied by physical injury or physical impact: Bosley v. Andrews, 393 Pa. 161, 142 A. 2d 263 (1958); Koplin v. Louis K. Liggett Co., 322 Pa. 333, 185 Atl. 744 (1936); Ewing v. Pittsburgh C. & St. L. Ry. Co., 147 Pa. 40, 23 Atl. 340 (1892).”

Mr. Justice Oliver Wendell Holmes repeatedly and eloquently emphasized that “the life of the law has not been logic; it has been [human] experience.” Holmes, The Common Law. In Homans v. Boston El. Ry. Co., 180 Mass. 456, 62 N.E. 737, that Court, speaking through Justice Holmes, reaffirmed the so-called “impact rule,” and aptly said “that [it] prevents a recovery for visible illness resulting from nervous shock alone.”

In Huston v. Freemansburg Borough, 212 Pa. 548, 61 Atl. 1022, Chief Justice Mitchell, speaking for a unanimous Court, stated there can be no recovery of damages for fright or other mental suffering unconnected with physical injury, and said: “It requires but *417 a brief judicial experience to be convinced of the large proportion of exaggeration and even of actual fraud in the ordinary action for physical injuries from negligence, and if we opened the door to this new invention the result would be great danger, if not disaster to the cause of practical justice:* Spade v. Lynn & Boston R. R. Co., 168 Mass. 285; Mitchell v. Rochester Ry. Co., 151 N.Y. 107. If, therefore, the question were new, we should see no reason to reach a different conclusion. But it is settled for this State, and is no longer open to discussion. . . .”

This Court has iterated and reiterated this well-established rule or principle of Stare Decisis based on Judicial experience numerous times before and since Huston, 212 Pa. (1905),** supra.

In Burtt Will, 353 Pa. 217, 44 A. 2d 670, the Court said (pages 231, 232) : “The doctrine of stare decisis still prevails in Pennsylvania. . . . This Court has always rigidly adhered to the rule of stare decisis. . . . All of the cases reciting our policy to adhere strictly to the rule of stare decisis need not be collected and reviewed. What was said by us in a few of the latest cases will suffice: Mr. Chief Justice Maxey said in Monongahela St. Ry. v. Phila. Co. et al., 350 Pa. 603, 616, 39 A. 2d 909, ‘The doctrine of stare decisis is recognized and applied by the courts of this Commonwealth . . and in Davis v. Pennsylvania Co., etc., 337 Pa. 456, at 464, 12 A. 2d 66: ‘An interpretation of law consistently followed by an appellate court over so long a period that it has become fundamentally imbedded *418in the common law of the Commonwealth should not be changed except through legislative enactment, which is a remedy always available and the proper one under our scheme of government. Otherwise the law would become the mere football of the successively changing personnel of the court, and “the knowne certaintie of the law”, which Lord Coke so wisely said “is the safe-tie of all”, would be utterly destroyed.’ ” (Italics in Burtt Will Opinion.)

In Bosley v. Andrews, 393 Pa. 161, 142 A. 2d 263, this Court (in a decision with only two dissents) said (pages 168-169) : “To allow recovery for fright, fear, nervous shock, humiliation, mental or emotional distress—with all the disturbances and illnesses which accompany or result therefrom—where there has been no physical injury or impact, would open a Pandora’s box. . . . For every wholly genuine and deserving claim, there would likely be a tremendous number of illusory or imaginative or Talced’ ones.”

By permitting recovery in cases such as this—for alleged mental, emotional, psychic or physical injuries, without physical impact, the Majority will, we repeat, open wide the doors to an avalanche of fraudulent or emotional or imaginary illness claims which will unfairly delay thousands of meritorious claims, and will swamp our already tremendously overburdened Courts and make a joke out of Justice.

One enormously important problem which the Majority blithely ignore is that while medical science has made tremendous progress in this century, it has not yet reached a stage of knowledge where it can prove with any certainty—or without a tremendous diversity of sincere opinion which would therefore amount to nothing but a guess—both medical and legal causation, especially in the emotional disturbance and heart disease fields.

I will give a few of the very many examples that will occur to everyone: A plaintiff might be-driving *419her car alertly or with her mind preoccupied, when a sudden or unexpected or exceptionally loud noise of hn automobile horn behind or parallel with her car, or a nearby sudden loud and unexpected fire engine bell or siren, or a nearby sudden unexpected frightening buzz-saw noise, or a nearby unexpected explosion from blasting or dynamiting, or a nearby unexpected nerve-wracking noise produced by riveting on a street, or the shrill and unexpected blast of a train at a spot at a nearby crossing, or the witnessing of a nearby horrifying accident, or the approach of a car near or over the middle line, even though it is driven to its own side in ample time to avoid an accident, or any one of a dozen other everyday nearby events—each of these can cause or aggravate fright or nervous shock or emotional distress or nervous tension or mental disturbance and physical ills. If any one of these and other events are compensable, without physical impact, it may cause normal people, as well as nervous persons and persons who are mentally disturbed or mentally ill, to honestly believe that the sudden and unexpected event nearby and believed by them to be threatening, caused them fright or nervous shock or nervous tension with subsequent emotional distress or suffering or pain or heart attack or miscarriage, or some kind of disease or physical injury. In most cases, it would be impossible for medical science to prove that these subjective symptoms could or could not possibly have resulted from or been aggravated or precipitated by fright or nervous shock or nervous tension or emotional disturbance or distress, each of which can in turn produce an ulcer or headaches or fainting spells or, under some circumstances, a heart attack, or a serious disease or other injurious results. Medical science, I repeat, could not prove but could only guess whether these could or could not have been caused or precipitated or aggravated by defendant’s alleged negligent act.

*420Here the plaintiff alleges that he suffered a variety of heart attacks immediately after defendant’s car skidded onto the sidewalk and struck down a fire hydrant, a litter pole and basket, a newsstand, and injured plaintiff’s son who was standing next to the plaintiff when the accident occurred. While the chain of events may have contributed to or caused Mr. Niederman’s heart attacks, there are innumerable other possible situations which could have contributed to plaintiff’s alleged heart attacks but in which no legal causation could be established.* Equally important, it is a matter of universal medical knowledge that numerous people walk the streets and countrysides engaged in their normal daily pursuits who have had heart disease for months or for several years without its having manifested itself.

Should we say to Stare Decisis, Quo Vadis? Or is Stare Decisis like Antaeus, who was lifted from but returned to the earth, or like Mohammed’s coffin, which is suspended between Heaven and earth, with no one knowing when or which way it will rise or fall? Or is it like Nineveh and Tyre, which were destroyed, but every now and then are restored to temporary glory? *421Today, no one knows from week to week or from Court session to Court session what the law is today or yesterday (retroactive decisions) or what it will be tomorrow. How can anyone know today what the law will be tomorrow, or what anyone’s rights, privileges, powers, duties, responsibilities, limitations and liabilities are, or will be?

The basic principle of Stare Decisis which is the bedrock for all our Law is not as immutable as the law of the Medes and the Persians. It may be changed by the Legislature and, under some circumstances, it may be changed by the Courts. I would hold that the principle of Stare Decisis should always be applied, irrespective of the changing personnel of this (or any Supreme) Court, except (1) where the Supreme Court of Pennsylvania is convinced that prior decisions of the Court are irreconcilable; or (2) the application of a rule or principle has undoubtedly created great confusion; or (3) a rule of law has been only fluctuatingly applied; or (4) to correct a misconception in an occasional decision; or (5) in those rare cases where the Supreme Court is convinced that the reason for the law undoubtedly no longer exists, and modern circumstances and Justice combine to require or justify a change, and no one’s present personal rights or vested property interests will be injured by the change. Change of circumstances or modern circumstances does not mean, nor has it ever heretofore been considered as the equivalent of change of personnel in the Court, or the substitution of the social or political philosophy of a Judge for the language of the Constitution or of a written instrument, or for well-settled principles of law.

Mr. Justice Owen J. Roberts, Pennsylvania’s most illustrious member of the Supreme Court of the United States, in a dissenting Opinion in Smith v. Allwright, 321 U.S. 649, 669, thus aptly and strikingly expressed his views concerning the erosion or abolition of the *422principle of Stare Decisis: “The reason for my concern is that the instant decision, overruling that announced about nine years ago, tends to bring adjudications of this tribunal into the same class as a restricted railroad ticket, good for this day and train only. I have no assurance, in view of current decisions, that the opinion announced today may not shortly be repudiated and overruled by justices who deem they have new light on the subject.”

Mr. Justice Frankfurter, in his concurring Opinion in Green v. United States, 356 U.S. 165, 192, said: “To say that everybody on the Court has been wrong for 150 years and that that which has been deemed part of the bone and sinew of the law should now be extirpated is quite another thing. . . . The admonition of Mr. Justice Brandéis that we are not a third branch of the Legislature should never be disregarded.”

Mr. Justice Douglas, who is generally regarded as the leading opponent of Stare Decisis, in an article written for the Columbia Law Review of June 1949, Yol. 49, p. 735, said: “Uniformity and continuity in law are necessary to many activities. If they are not present, the integrity of contracts, wills, conveyances and securities is impaired. And there will be no equal justice under law if a negligence rule is applied in the morning but not in the afternoon. Stare Decisis provides some moorings so that men may trade and arrange their affairs with confidence. Stare Decisis serves to take the capricious element out of law and to give stability to a society. It is a strong tie which the future has to the past.”

Mr. Justice Eagen well expressed the same concern for Stare Decisis in the recent case of Commonwealth v. Woodhouse, 401 Pa. 242, 253, 164 A. 2d 98 (1960) : “Unquestionably, in a republican form of government as we are privileged to enjoy, order, certainty and stability in the law are essential for the safety and pro*423tection of all. Stare Decisis should not be trifled with. If the law knows no fixed principles, chaos and confusion will certainly follow. ... If it is clear that the reason for a law no longer exists and modern circumstances and justice require a change, and no vested rights will be violated, a change should be made.”

What Chief Justice Black said for this Court in McDowell v. Oyer, 21 Pa. 417, 423 (1853), concerning Stare Decisis, is presently most apposite, viz., “It is sometimes said that this adherence to precedent is slavish; that it fetters the mind of the judge, and compels him to decide without reference to principle. But let it be remembered that stare decisis* is itself a principle of great magnitude and importance. It is absolutely necessary to the formation and permanence of any system of jurisprudence. Without it Ave may fairly be said to have no law; for law is a fixed and established rule, * not depending in the slightest degree on the caprice of those who may happen to administer it.”

Moreover, I may add that which is often forgotten by the Majority—it is one of the most important duties of an appellate Court to erect legal signposts with language inscribed thereon so clearly, definitely, Avisely and well that they who read may easily understand. This the Majority have likewise failed to do, in this case.

For the above reasons, I very strongly dissent.

5.1.2.3 Sinn v. Burd ("The Extension of the Extension Case") 5.1.2.3 Sinn v. Burd ("The Extension of the Extension Case")

404 A.2d 672

Robert G. SINN and JoAnne Marie Sinn, Administrators of the Estate of Lisa Anne Sinn, Deceased, Deborah Frances Sinn, a Minor, by Robert G. Sinn, Her Natural Guardian, and JoAnne Marie Sinn v. Brad Lee BURD. Appeal of JoAnne Marie SINN.

Supreme Court of Pennsylvania.

Argued March 5, 1979.

Decided July 11, 1979.

Reargument Denied Aug. 22, 1979.

*148Jack A. Wintner, Carson & Wintner, McKeesport, for appellant.

Mark K. McNally, Pittsburgh, for appellee.

*149Before EAGEN, C. J., and O’BRIEN, ROBERTS, NIX, MANDERINO and LARSEN, JJ.

OPINION

NIX, Justice.

At issue in this appeal is the vexing and complex question of when a plaintiff should be allowed to recover damages for negligently caused mental trauma.1 The specific question presented for our review is whether the trial court properly sustained appellee’s demurrer to the fourth count of appellant’s complaint in which she sought to recover damages for physical and mental injuries incurred when she saw her minor daughter struck and killed by an automobile, although the plaintiff herself was not within any zone of personal physical danger and had no reason to fear for her own safety. For the reasons set forth below, we believe the demurrer was improperly sustained and therefore reverse the trial court and order the parties to proceed to trial on the fourth count of the complaint.

It is axiomatic in the law of pleading that preliminary objections in the nature of a demurrer admit as true all well and clearly pleaded material, factual averments and all inferences fairly deducible therefrom. Yania v. Bigan, 397 Pa. 316, 155 A.2d 343 (1959); Byers v. Ward, 368 Pa. 416, 84 A.2d 307 (1951). Conclusions of law and unjustified inferences are not admitted by the pleading. Lerman v. Rudolph, 413 Pa. 555, 198 A.2d 532 (1964). Starting from this point of *150reference the complaint must be examined to determine whether it sets forth a cause of action which, if proved, would entitle the party to the relief sought. If such is the case, the demurrer may not be sustained. On the other hand, where the complaint fails to set forth a cause of action, a preliminary objection in the nature of a demurrer is properly sustained. Finally, where the propriety of an order sustaining a demurrer is being reviewed by a court of last resort, the fact that the theory for recovery relied upon has not been previously sanctioned, is not conclusive. It must be remembered that “[ejvery cause of action . . ., however, was once a novel claim, and the absence of Pennsylvania authority for appellant’s proposition is not an end to the issue.” Papieves v. Kelly, 437 Pa. 373, 376-77, 263 A.2d 118, 120 (1970).

The averred facts are as follows. Appellant JoAnne Marie Sinn lived with her husband and two minor children in Elizabeth Township, Allegheny County. On June 12, 1975, at approximately 5:53 p. m., the deceased, Lisa Sinn, and her sister, Deborah, were standing by the Sinn’s mail box located along side the Greenock-Buena Vista Road, approximately 36 feet from the nearest intersection. An automobile operated by the appellee struck Lisa and hurled her through the air, causing injuries which resulted in her death. Deborah was not struck by the vehicle, although it narrowly missed her. Appellant witnessed the accident from a position near the front door of her home. The Sinns filed a four-count trespass complaint against appellee on June 3, 1976. The first and second counts were brought under the Wrongful Death and Survival acts, respectively. The third count was brought for Deborah for psychological damages she sustained as a result of watching her sister die.2 *151The fourth count was brought by appellant for damages she sustained from the emotional stress of witnessing her daughter’s death. It states, inter alia :

22. Plaintiff, JoANNE MARIE SINN, is the mother of LISA ANNE SINN, deceased, and resides in the Township of Elizabeth, County of Allegheny, Pennsylvania.
* * * * * *
24. Defendant’s vehicle did not strike Plaintiff.
25. At the time of the aforesaid accident, the Plaintiff was observing the deceased from a position at or near the front door of her home.
26. The Plaintiff became hysterical, unnerved, and emotionally shattered as she viewed the Defendant’s automobile strike and kill her daughter, LISA ANNE SINN.
27. As a result of watching the aforementioned accident, the Plaintiff suffered a shock to her nerves and nervous system, and sustained grievous mental pain and suffering resulting in severe depression and an acute nervous condition.
28. As a result of the foregoing, Plaintiff was required to expend money for medicines and/or tranquilizers, and may be required to expend considerable sums for the treatment of her resulting injuries and mental suffering in the future.3

*152Appellee filed preliminary objections in the nature of a demurrer to the third and fourth counts claiming that the complaint failed to aver that Deborah and appellant were in personal danger of physical impact, that they feared such physical impact, or that they suffered physical injury as a result of the emotional distress caused by the accident. The Allegheny County Court of Common Pleas Civil Division, sitting en bane, overruled the demurrer as to the third count but sustained it as to the fourth. Based on its reading of Niederman v. Brodsky, 436 Pa. 401, 261 A.2d 84 (1970), and subsequent Superior Court decisions, that court ruled that while Deborah was within the zone of danger and hence could proceed with her action, appellant was not within the zone of danger. Appellant appealed to the Superior Court which affirmed without opinion. Sinn v. Burd, 253 Pa.Super. 627, 384 A.2d 1003 (1978). We granted allocatur.

I.

Prior to the beginning of this decade, this state was a firm adherent to the “impact rule” regulating recovery for dam*153ages in tort. See, e. g., Knaub v. Gotwalt, 422 Pa. 267, 270, 220 A.2d 646, 647 (1966) and cases cited therein.4 This rule prevented the complaining party from recovering damages for injuries resulting from fright, nervous shock, or mental or emotional disturbances, unless this distress was accompanied by physical impact — i. e., physical injury — upon the person of the complaining party. Our cases applied this rule with obstinate rigidity5 in that recovery was denied not only when the complaining party was a nearby witness, but also to the actual victim of the tortfeasor’s negligent or frightening conduct. See, e. g, Bosley v. Andrews, 393 Pa. 161, 142 A.2d 263 (1958).

In the first month of this decade, this Court joined the ranks of forward-looking jurisdictions and abandoned the impact rule in Niederman v. Brodsky, 436 Pa. 392, 261 A.2d 84 (1970) (Niederman ). In Niederman, an automobile skidded onto a sidewalk, narrowly missed the plaintiff, but struck his son who was standing beside him. The plaintiff, although untouched by the automobile, suffered a heart attack which required hospitalization. The trial court dismissed plaintiff’s complaint for its failure to allege any physical impact. In an opinion by Mr. Justice Roberts, this Court reversed the dismissal, abandoned the impact rule, and adopted the zone of danger theory.» That is, “where the plaintiff was in personal danger of physical impact because of the direction of a negligent force against him and where plaintiff actually did fear the physical impact,” Niederman at 413, 261 A.2d at 90, he could recover for the shock, mental pain, and physical injuries attendant to the negligent incident even though he was not struck by the negligent force.

*154In so doing, we recognized that our decision was compelled by the “inherent humanitarianism of our judicial process.” Id., 436 Pa. at 404, 261 A.2d at 85. Furthermore, the three basic arguments supporting the impact rule had been eroded away by societal and technological advancements. We consequently rejected the arguments that medical science would be unable to prove a causal nexus between the claimed damages and the alleged fright or mental distress, id., 436 Pa. at 405-08, 261 A.2d at 86-87; that the possibility of recovery in such cases would encourage fictitious injuries and fraudulent claims, id., 436 Pa. at 408-11, 261 A.2d at 87-89; and that the courts would be swamped by a virtual avalanche of cases, id., 436 Pa. at 411-13, 261 A.2d at 89.

It was not until mid-decade that the appellate courts of this state were presented with the question of whether a bystander outside the zone of physical danger could recover for physical or mental injury caused by viewing the serious injury or death of a loved one. In Scarf v. Koltoff, 242 Pa.Super. 294, 363 A.2d 1276 (1976), a husband, while crossing the street was struck and injured by a vehicle negligently driven by the defendant. The victim’s wife witnessed the accident and as a result of the shock of the experience, she suffered a myocardial infarction or aggravation of a pre-existing cardiac condition, and died two months later. The man survived his injuries and brought survival and wrongful death actions based upon the death of the wife. These actions were dismissed by the trial court and the Superior Court affirmed, citing the failure of the complaint to allege that the wife was herself in danger of physical impact or that she feared such impact. The Superior Court recognized that our Niederman decision required such a possibility of fear of physical impact as a predicate to successful recovery on the part of the wife’s estate. Additionally, that court found two policy reasons against extending coverage to bystanders such as the wife: the problem of unlimited and unduly burdensome liability, and the difficulty of reasonably circumscribing the area of liability. See 242 Pa.Super. at 299, 363 A.2d at 1279. In so ruling, the Superior Court *155relied heavily upon the New York case of Tobin v. Grossman, 24 N.Y.2d 609, 301 N.Y.S.2d 554, 249 N.E.2d 419 (1969).

Building upon the Scarf and Niederman decisions, the Superior Court found that the plaintiff was within the zone of danger in Bowman v. Sears, Roebuck & Co., 245 Pa.Super. 530, 369 A.2d 754 (1976). Ms. Bowman and her two adult daughters were shopping in a Sears store when Ms. Bowman saw five men employed by the store accost and forcibly remove her daughters from the shopping area. The daughters were detained for thirty minutes and upon their return, found their mother in a state of great anxiety which led to her suffering a heart attack. Ms. Bowman’s complaint for damages alleged that her injury resulted not only from the mental anguish and shock of seeing the assault upon her daughters, but also from her own fear of physical attack by the same store employees. The Superior Court found that the mother had pleaded a claim within the zone of danger theory and thus presented a triable question of fact for the jury.

II.

In Niederman we stated that:

[i]t is fundamental to our common law system that one may seek redress for every substantial wrong. The best statement of the rule is that a wrong-doer is responsible for the natural and proximate consequences of his misconduct.

Niederman at 403, 261 A.2d at 85.

The zone of danger concept was our attempt to provide meaningful redress for damages caused by mental distress.

Since the Niederman decision, experience has taught us that the zone of danger requirement can be unnecessarily restrictive and prevent recovery in instances where there is no sound policy basis supporting such a result.6 It has ' unquestionably not been effective in every instance of assur*156ing that one may “seek redress for every substantial wrong.” The restrictiveness of the zone of danger test is glaringly apparent where it is allowed to deny recovery to a parent who has suffered emotional harm from witnessing a tortious assault upon the person of his or her minor child. A majority of the commentators and a growing number of jurisdictions have considered this problem in recent years and have concluded that it is unreasonable for the zone of danger requirement to exclude recovery in such cases.7

This new awareness of the unfairness of the zone of danger requirement in these cases is based upon the implicit *157acceptance that the emotional impact upon a parent witnessing the killing of a minor child is at least as great and as legitimate as the apprehension that is inspired by a plaintiff being personally within the zone of danger. Dissatisfaction with the zone of danger concept was explained in this manner by one commentator:

Insofar as the “field of danger” test in third party cases was designed to serve the general policies of (1) protecting the court system against fraudulent or trivial claims by frustrating suits instituted by uninvolved bystanders who merely happen to witness an accident, and (2) protecting defendants from liability for an injury which results more from the particular emotional makeup of plaintiff than from the nature of defendant’s actions, court reluctance to impose liability for emotional harm to eyewitnesses in general is understandable. In at least one instance, however, the rule fails to serve these policy objectives. A severe emotional injury to a parent who witnesses the negligent killing of his or her child is certainly foreseeable. An emotional injury claim in such an instance would hardly be frivolous or trivial, nor would it be unjust to defendant.
♦ * * * * *
In cases involving peril or harm to another, the “field of danger” test is unnecessary to protect the integrity of the judicial system or to avoid burdening defendant with unforeseeable injuries in cases where plaintiff witnesses harm to an immediate family member.
Comment, 1977 Wisc.L.Rev. 1089, 1096 (1977) (footnotes omitted).

Applications of the zone of danger test to situations where the death or serious injury of a child is witnessed by a parent creates the very evil that the test was designed to eliminate, i. e., arbitrariness. It would bar recovery depending upon the position of the plaintiff at the time of the event, and ignores that the emotional impact was most probably influenced by the event witnessed — serious injury *158to or death of the child — rather than the plaintiff’s awareness of personal exposure to danger.8

Our cases have recognized five policy arguments relevant to bystander recovery. They are medical science’s supposed difficulty in proving causation between the claimed damages and the alleged fright, the fear of fraudulent or exaggerated claims, the concern that to allow such a recovery will precipitate a veritable flood of litigation, the problem of unlimited and unduly burdensome liability, and the difficulty of reasonably circumscribing the area of liability. We will discuss them seriatim.

Medical science is able to supply a causal link between the psychic damage suffered by the bystander and the shock or fright attendant to having witnessed the accident.

It has long been assumed that medical science is unable to establish that the alleged psychic injuries in fact resulted from seeing a gruesome accident. See, e. g., Huston v. Freemansburg Boro., 212 Pa. 548, 550, 61 A. 1022 (1905), describing a cause of action for mental disturbance as being intangible, untrustworthy, illusory, and speculative.9 Ad*159vancements in medical and psychiatric science throughout this century have discredited these hoary beliefs. Niederman, 436 Pa. at 405 — 08, 261 A.2d at 86-87.10 One commentor concisely answered this question in 63 Geo.L.J. 1179, 1184-85 (1975):

The growing competence of medical science in the field of psychic injuries has diminished the problems of proof in mental distress cases. The development of psychiatric tests and the refinement of diagnostic techniques has led some authorities to conclude that science can establish with reasonable medical certainty the existence and severity of psychic harm. In cases involving negligently inflicted mental distress, however, changes in the law have not kept pace with the increased sophistication of psychiatry. Special rules created to deal with problems of proof that were a legitimate concern in mental distress cases 50 years ago have restricted modern courts in their handling of these claims, (footnotes omitted.)

Additionally, as we stated in the Niederman case:

*160Finally, even if we assume arguendo that a great deal of difficulty still remains in establishing the causal connection, this still does not represent sufficient reason to deny appellant an opportunity to prove his case to a jury. There is no reason to believe that the causal connection involved here is any more difficult for lawyers to prove or for judges and jurors to comprehend than many others which occur elsewhere in the law . . . [I]n any event, difficulty of proof should not bar the plaintiff from the opportunity of attempting to convince the trier of fact of the truth of her claim.
Niederman at 408, 261 A.2d at 87 (emphasis in the original).

Advancements in modern science lead us to further conclude that psychic injury is capable of being proven despite the absence of a physical manifestation of such injury. Some courts in abandoning the impact rule permit recovery for emotional distress only where the plaintiff can prove that the psychic injury caused her to suffer physical damage as well. See, e. g., Dziokonski v. Babineau, 380 N.E.2d 1295 (Mass.1978); Hughes v. Moore, 214 Va. 27, 197 S.E.2d 214 (1973) . This requirement of resulting physical injury is another synthetic device to guarantee the genuineness of the claim. Leong v. Takasaki, 55 Haw. 398, 520 P.2d 758, 763 (1974); Bystander’s Recovery for Negligently Inflicted Mental Distress, 29 Ark.L.Rev. 562, 564 (1976). We agree with the Leong court that

[bjecause other standards exist to test the authenticity of plaintiff’s claim for relief, the requirement of resulting physical injury, like the requirement of physical impact, should not stand as another artificial bar to recovery, but merely be admissible as evidence of the degree of mental or emotional distress suffered.

Leong v. Takasaki, 520 P.2d at 762.

Bystander recovery will not open the courthouse door to fictitious injuries and fraudulent claims.

Courts upholding and those courts denying bystander recovery agree that concern over fraud is without justifica*161tion. See, e. g., Tobin v. Grossman, 24 N.Y.2d 609, 615, 249 N.E.2d 419, 422, 301 N.Y.S.2d 554, 558-59 (1969) (denying recovery); Dillon v. Legg, 68 Cal.2d 728, 69 Cal.Rptr. 72, 77, 441 P.2d 912 (1968) (allowing recovery). The commentators are in accord with the judicial rejection of this argument.11 One medicolegal expert takes the view that with the development of medical and psychiatric understanding of methods of ascertaining psychic injury, “[v]ery rarely, today, can a malingerer recover damages.” Cantor, Psychosomatic Injury, Traumatic Psychoneurosis, and Law, 6 Cleve.-Mar.L.Rev. 428, 435 (1957). See also, id., at 435-37.

The reasons that compelled us to reject this argument in Niederman are equally valid today:

[W]e are unable to accept the proposition that our courts and the judicial system in general cannot deal with fraudulent claims when they arise. Factual, legal, and medical charlatans are unlikely to emerge from a trial unmasked. This same thought has been given compelling exposition in recent opinions by the highest courts of our neighboring states, Delaware, New Jersey, and New York. We, of course, join these and other authorities in rejecting as patently fallacious the argument that would bar actions such as appellant’s because some other litigants might present false or feigned claims. “Public policy requires the courts, with the aid of the legal and medical profes*162sions, to find ways and means to solve satisfactorily the problems thus presented — not expedient ways to avoid them.” Robb v. Pennsylvania Railroad Company, 210 A.2d (709) at 714.
Neiderman, 436 Pa. at 410-11, 261 A.2d at 88-89 (footnotes omitted).

The fear of a flood of similar litigation is an insufficient reason to deny bystander recovery.

This consideration focuses upon the belief that to grant recovery in the instant case would cause our courts to “be swamped by a virtual avalanche of cases.” Knaub v. Gotwalt, 422 Pa. at 271, 220 A.2d at 647. Again, commentators and courts on both sides of the recovery issue agree that this fear is specious.12 As we stated in Niederman:

*163[T]he fundamental concept of our judicial system [is] that any [caseload] increase should not be determinative or relevant to the availability of a judicial forum for the adjudication of impartial individual rights. “It is the business of the law to remedy wrongs that deserve it, even at the expense of a ‘flood of litigation’; and it is a pitiful confession of incompetence on the part of any court of justice to deny relief upon the ground that it will give the courts too much work to do.” Prosser, Intentional Infliction of Mental Suffering: A New Tort, 37 Mich.L.Rev. 874 (1939). We obviously do not accept the “too much work to do” rationale. We place the responsibility exactly where it should be: not in denying relief to those who have been injured, but on the judicial machinery of the Commonwealth to fulfill its obligation to make itself available to litigants. Who is to say which class of aggrieved plaintiffs should be denied access to our courts because of speculation that the workload will be a burden? Certainly this Court is unwilling to allow such considerations to influence a determination whether a class of litigants will be denied or permitted to seek adjudication of its claims. See Robb v. Pennsylvania Railroad Company, 210 A.2d at 714 (Del.1965) (“if there be increased litigation, the courts must willingly cope with the task”); .

Niederman, 436 Pa. at 412, 261 A.2d at 89 (footnotes omitted).

Bystander recovery would not present a problem of unlimited or unduly burdensome liability.

This is the heart of the controversy raised by the instant appeal. Under either the impact theory which required a “battery” to the plaintiff, or the later developed zone of danger concept which required an “assault” upon the plaintiff, the courts remained securely ensconced within traditionally recognized areas of tort responsibility. Here the appellant is seeking recovery for injuries sustained as a result of witnessing a “battery” upon another. In consider*164ing the wisdom of extending civil liability for tortious conduct, courts have been inclined to impose a duty where public policy demands that “as between the tortfeasor who started the chain of circumstances resulting in the injury and the entirely innocent plaintiff, the tortfeasor should suffer the consequences.” Bystander Recovery for Mental Distress, 37 Fordham L.Rev. 429, 449 (1969) quoting McNiece, Psychic Injury and Tort Liability, 24 St. John’s L.Rev. 1, 77 (1949).

The more complex and interwoven societal relations become the greater the responsibility one must accept for his or her conduct. In determining the existence of a duty of care, it must be remembered that the concept of duty amounts to no more than “the sum total of those considerations of policy which led the law to say that the particular plaintiff is entitled to protection” from the harm suffered. Leong v. Takasaki, 55 Haw. 398, 520 P.2d 758, 764 (1974). To give it any greater mystique would unduly hamper our system of jurisprudence in adjusting to the changing times. The late Dean Prosser expressed this view as follows:

These are shifting sands, and no fit foundation. There is a duty if the court says there is a duty; the law, like the Constitution, is what we make it. Duty is only a word with which we state our conclusion that there is or is not to be liability; it necessarily begs the essential question. When we find a duty, breach and damage, everything has been said. The word serves a useful purpose in directing attention to the obligation to be imposed upon the defendant, rather than the causal sequence of events; beyond that it serves none. In the decision whether or not there is a duty, many factors interplay: The hand of history, our ideas of morals and justice, the convenience of administration of the rule, and our social ideas as to where the loss should fall. In the end the court will decide whether there is a duty on the basis of the mores of the community, “always keeping in mind the fact that we endeavor to make a rule in each case that will be practical and in keeping with the general understanding of mankind.” *165Prosser, Palsgraf Revisited, 52 Mich.L.Rev. 1, 14-15 (1953).13

The Rhode Island Supreme Court recently examined the questions of duty and the demands of public policy in D’Ambra v. United States, 114 R.I. 643, 338 A.2d 524 (1975), a case factually similar to the one now before us.14 In permitting the bystanding mother to recover, that court found that the defendant did owe a duty of care to the bystander. In analyzing the policies underpinning this duty, the court stated:

The scope of potential liability commonly finds theoretical expression in such concepts as duty and proximate cause. These are, however, exceedingly elastic notions which, instead of dictating an answer to whether the plaintiff has stated a cause of action against the defend*166ant, merely reformulate the question. They are, indeed, merely reductions of the multi-faceted mores of the community, easily expressible formuli for the core problem of whether the law will countenance a shifting of the burden of loss. As Professor Prosser has noted:
“ * * * the problem of duty is as broad as the whole law of negligence, and that no universal test for it ever has been formulated. It is a shorthand statement of a conclusion, rather than an aid to analysis in itself. * * But it should be recognized that ‘duty’ is not sacrosanct in itself, but only an expression of the sum total of those considerations of policy which lead the law to say that the particular plaintiff is entitled to protection”. Prosser, Torts § 53 (4th ed. 1971).
Likewise, Justice Andrews, in his famous dissent in Palsgraf v. Long Island R. R., 248 N.Y. 339, 162 N.E. 99 (1928) wrote:
“What we do mean by the word ‘proximate’ is that, because of convenience, of public policy, of a rough sense of justice, the law arbitrarily declines to trace a series of events beyond a certain point. This is not logic. It is practical politics.”

Id., at 526-27

The leading decision espousing denial of recovery in these instances is that of Tobin v. Grossman, 24 N.Y.2d 609, 301 N.Y.S.2d 554 (1969).15 The New York Court in Tobin argued *167that the extension of liability for damages sustained by third parties beyond the zone of danger would represent the creation of a new duty and that “there are no new technological, economic, or social developments” which would warrant the recognition of a new cause of action. Id. at 615, 301 N.Y.S.2d at 558. First, we suggest that the Tobin court overstates the nature of the request for recovery in these cases. The conduct which is offered as supporting the liability — i. e., in this case the negligent operation of the vehicle — is of the kind which has traditionally been held to have been actionable by plaintiffs who had sustained provable damages. The departure that is being urged is as to the scope of damages that will be recognized as flowing from that conduct. In this context, we are satisfied that the developments in the fields of medical science and psychiatry do provide the impetus for expanding our legal recognition of the consequences of the negligent act. To arbitrarily refuse to recognize a now demonstrable injury flowing from a negligent act would be wholly indefensible.

The Tobin court further attempted to bolster its position by raising the specter of future extensions that may be urged if we depart from the zone of danger theory.16 We find this attempt to resort to the logical “gimmick” of reduetio ad absurdum to be of little value in resolving the legitimate questions presented. Under the facts that we are being called upon to decide, the emotional impact upon a mother witnessing the sudden and violent death of her small child is unquestionably as traumatic as would have been the case if the mother had also been within the zone of danger. Recorded history is replete with instances where a mother would willingly have given her own life for that of her child. Thus to attempt to justify ignoring this legitimate and natural response to tortious conduct by positing situations *168not presented would mock justice and arbitrarily turn a deaf ear upon a compelling claim for relief.

In an attempt to still the concerns of those troubled by “the fear of unlimited liability” the Supreme Court of Hawaii suggested the limiting of recovery “to claims of serious mental distress.” Leong v. Takasaki, 520 P.2d at 764. We believe this is a reasonable response to the concern. We agree that it would be unreasonable to hold the defendant responsible for the mental distress that may be experienced by the most timid or sensitive members of the community:

Certainly the law should not compensate for every minor psychic shock incurred in the course of daily living; it should not reinforce the neurotic patterns of our society. At some point, however, a person threatened by severe mental injury should be able to enforce his claim to reasonable psychological tranquillity.
D'Ambra v. United States, 338 A.2d at 529 (footnote omitted).

The Leong court attempted to achieve an objective standard by defining serious mental distress as being properly found where a reasonable person “normally constituted, would be unable to adequately cope with the mental stress engendered by the circumstances” of the event. Id. Such a test focuses upon the situation producing the emotional stress and requires it to be a nature that would be likely to produce a response in a person of average sensitivities. In this determination factors such as the context in which the trauma occurred, the development of physical ramifications, and the duration and severity of the emotional distress are available to make the judgment an objective — as opposed to a subjective — one.

The second level of the argument posited by the New York court in Tobin concerns the possibility of unduly burdensome liability. That court viewed this possibility as:

. a kind of dollars-and-cents argument. It does not vanish, however, by reference to widespread or compulsory insurance. Constantly advancing insurance costs can become an undue burden as well, and the aggregate *169recoveries in a single accident of this kind are not likely to stay within ordinary, let alone, compulsory insurance liability limits.
Tobin v. Grossman, 24 N.Y.2d at 617, 301 N.Y.S.2d at 559-60, 249 N.E.2d at 423.

This view was forcefully attacked in a dissenting opinion written by the late Judge Kenneth B. Keating. Judge Keating pointed out that “[n]ot one piece of evidence is offered to prove that the ‘dollar-and-cents’ problem will have the dire effects claimed.” Id., at 620, 301 N.Y.S.2d at 562, 249 N.E.2d at 525 (dissenting opinion). He further contended that:

Ever since MacPherson v. Buick Motor Co., 217 N.Y. 382, 111 N.E. 1050, L.R.A.1916F, 696, was decided more than a half century ago, there has been an expanding recognition that the argument concerning unlimited liability is of no merit, yet the aberrations persist. One would imagine that we were here involved with a catastrophic loss. There have already been decisions imposing liability of far greater dimension than can ever arise if we should embark upon a search for “essential justice” in the bystander class of cases.
Id., 301 N.Y.S.2d at 563, 249 N.E.2d at 525.

The Rhode Island Supreme Court also found this “dollars- and-cents” argument unpersuasive. D’Ambra v. United States, 338 A.2d at 530.

It is possible to reasonably circumscribe the area of liabiliÍX*

This issue raises the question of the extent to which bystander recovery will be permitted.17 We are confident *170that the application of the traditional tort concept of foreseeability will reasonably circumscribe the tortfeasor’s liability in such cases. Foreseeability enters into the determination of liability in determining whether the emotional injuries sustained by the plaintiff were reasonably foreseeable to the defendant.18

In the seminal Dillon case, the California Supreme Court identified three factors determinative of whether the injury to the Plaintiff was reasonably foreseeable:

(1) Whether plaintiff was located near the scene of the accident as contrasted with one who was a distance away from it. (2) Whether the shock resulted from a direct *171emotional impact upon plaintiff from the sensory and contemporaneous observance of the accident, as contrasted with learning of the accident from others after its occurrence. (3) Whether plaintiff and the victim were closely related, as contrasted with an absence of any relationship or the presence of only a distant relationship.

Dillon v. Legg, 69 Cal.Rptr. at 80, 441 P.2d at 920 In elaborating upon these factors, the court stated:

The evaluation of these factors will indicate the degree of the defendant’s foreseeability: obviously defendant is more likely to foresee that a mother who observes an accident affecting her child will suffer harm than to foretell that a stranger witness will do so. Similarly, the degree of foreseeability of the third person’s injury is far greater in the case of his contemporaneous observance of the accident than that in which he subsequently learns of it. The defendant is more likely to foresee that shock to the nearby, witnessing mother will cause physical harm than to anticipate that someone distant from the accident will suffer more than a temporary emotional reaction. All these elements, of course, shade into each other; the fixing of obligation, intimately tied into the facts, depends upon each case.
In light of these factors the court will determine whether the accident and harm was reasonably foreseeable. Such reasonable foreseeability does not turn on whether the particular defendant as an individual would have in actuality foreseen the exact accident and loss; it contemplates that courts, on a case-to-case basis, analyzing all the circumstances, will decide what the ordinary man under such circumstances should reasonably have foreseen. The courts thus mark out the areas of liability, excluding the remote and unexpected.

Id., at 80-81, 441 P.2d at 920-21 (emphasis in the original). Applying this standard to the case before it, the California court reversed the summary judgment awarded the defendants on facts almost identical with those now before us. A negligently driven automobile struck and killed Erin Dillon, *172an “infant” as she crossed a road. Her sister Cheryl, also an infant, was standing close to her and witnessed the accident. Their mother, standing a little distance away, witnessed the accident and sustained great emotional disturbance and shock. The trial court ruled that Cheryl was within the zone of danger and that an action for mental distress begun on her behalf could be brought, but ruled that Mrs. Dillon was outside the zone of danger and was not owed a duty of care by the driver of the car. The California Supreme Court reversed, and, applying the factors above, held that Mrs. Dillon was within a zone of emotional harm and could bring her action for psychic distress.

The Dillon factors and large parts of that opinion were adopted verbatim by the court in D’Amicol v. Alvarez Shipping Co., Inc., 31 Conn.Super. 164, 326 A.2d 129 (1973). That court upheld the right of a father and mother to recover damages for the shock and fright they incurred from witnessing the death of their young son in a traffic accident. The parents and the child were riding in the same car at the time of the accident.19

III.

In summary, we conclude that we cannot accept the callous view of the Tobin court that the possibility of a sudden and violent termination of a young life is a risk assumed in child rearing and does not require recovery where mental distress results from the witnessing of such an *173event.20 We are satisfied that public policy demands that we not permit the application of the zone of danger concept to deny recovery merely because of the nature of the damage. We are also satisfied that by the proper application of the tort concept of foreseeability the area of liability may be reasonably circumscribed.

In applying the preceding discussion to the facts presented in the instant appeal, it is apparent that the trial court prematurely sustained preliminary objections to the fourth count of the complaint on the basis that it did not state a cause of action. Since we have determined that a tortfeasor’s liability for mental distress is not to be denied solely because the plaintiff was beyond the zone of physical danger, we must examine whether the injuries sustained by appellant were reasonably foreseeable. It is clear that appellant’s injuries were of a nature reasonably foreseeable under the circumstances alleged. Where the bystander is a mother who witnessed the violent death of her small child and the emotional shock emanated directly from personal observation of the event, we hold as a matter of law that the mental distress and its effects is a foreseeable injury.21

Regardless of whether Mrs. Sinn will be ultimately successful in recovering the damages she sustained, we believe:

*174the gravity of appellant’s injury and the inherent humanitarianism of our judicial process and its responsiveness to the current needs of justice dictate that appellant be afforded a chance to present [her] case to a jury and perhaps be compensated for the injury [she] has incurred Niederman, 436 Pa. at 404, 261 A.2d at 85 (emphasis in the original).

The order of the Court of Common Pleas sustaining the appellee’s demurrer to Count IV of the complaint is hereby reversed. The case is remanded to the Court of Common Pleas for proceedings consistent with this opinion.

EAGEN, C. J., filed a concurring opinion.

LARSEN, J., concurred in the result.

ROBERTS, J., filed a dissenting opinion in which O’BRIEN, J., joined.

EAGEN, Chief Justice,

concurring.

The various positions and views have been extensively discussed in the scholarly opinions of Mr. Justice Roberts and Mr. Justice Nix and need no further explication by me. Needless to say, the problems presented instantly are extremely difficult. In the hope of rendering justice and at the same time not imposing any unreasonable burdens, I have reached the following conclusions. Recovery should be permitted in cases of this nature even where the plaintiff is beyond the scope of danger if (1) the plaintiff is closely related to the injured party, such as a mother, father, husband or wife; (2) the plaintiff is near the scene of and views the accident; (3) the plaintiff suffers serious mental distress as a result of viewing the accident and physical injury or suffers serious mental distress and there is a severe physical manifestation of this mental distress.

Justice mandates that the plaintiff be given the opportunity of proving that she meets the foregoing requirements. Hence, I concur in the order remanding the case for a new trial.

*175ROBERTS, Justice,

dissenting.

“Rachael weeping for her children refused to be comforted: because they were not.” Jeremiah, xxxi, 15.

The depth and inconsolable nature of a parent’s loss at the death of a child is unique in human experience. And where that death is caused by another’s irresponsible act, it is not unexpected that parents turn to the law to seek redress for the harm done to them.

“The law of torts ... is concerned with the allocation of losses arising out of human activities. . ‘The purpose of the law of torts is to adjust these losses, and to afford compensation for injuries sustained by one person as the result of the conduct of another.’ ”

Prosser on Torts, 4th ed. § 1 (1971) quoting Wright, “Introduction to the Law of Torts,” 8 Camb.L.J. 238 (1944).

Yet even the law must recognize that not every human loss arising out of another’s conduct constitutes a legal injury for which compensation shall be available. Prosser, supra, § 1. The ineluctable fact is that among all the jurisdictions which have addressed the question now before us, in only one, Hawaii, is judicial redress provided for appellant’s injury. This is not explained, as Mr. Justice Nix would suggest, by a national judicial indifference to the emotional distress caused either by the death of a loved one or the shock, for anyone, of immediately perceiving a violent death. It is explained, rather, by the foundational jurisprudential wisdom that recovery justified only by arbitrary rules and distinctions must be avoided. This is true not only because arbitrary distinctions are fundamentally unfair, but also because, of course, they defy rational application in future cases, the cornerstone of the law. Because Mr. Justice Nix’s opinion can rest only on arbitrary distinctions, I must dissent.

The crux of appellant’s injuries is described in paragraphs 26, 27 & 28 of the Fourth Count of the Complaint:

“26. The Plaintiff became hysterical, unnerved, and emotionally shattered as she viewed the Defendant’s automobile strike and kill her daughter, Lisa Anne Sinn.
*17627. As a result of watching the aforementioned accident, the Plaintiff suffered a shock to her nerves and nervous system, and sustained grievous mental pain and suffering resulting in severe depression and an acute nervous condition.
28. As a result of the foregoing, Plaintiff was required to expend money for medicines and/or tranquilizers, and may be required to expend considerable sums for the treatment of her resulting injuries and mental suffering in the future.”

While Mr. Justice Nix summarizes appellant’s complaint as seeking damages for physical and mental injuries, the complaint reveals only a claim for emotional injuries. See Restatement (Second) Torts, § 436 A, comment c (1965).1 Further, the complaint seeks, in addition to compensation for emotional injuries, damages for future mental suffering. Thus, the novel issue truly presented by this complaint is whether a plaintiff-parent whose safety is never at risk, who suffers no physical injury, but who witnesses a fatal accident involving her children should be allowed to recover from the tortfeasor for negligent infliction of emotional distress and future mental suffering.

I

Mr. Justice Nix, announcing the judgment of the Court, asserts that there is “no sound policy basis” upon which to distinguish this case from Neiderman v. Brodsky, 436 Pa. 401, 261 A.2d 84 (1970). Reason, as well as the overwhelm*177ing weight of authority, demonstrates that the majority is in error.

In Neiderman, recovery was sought for physical injuries. The issue there was whether those injuries could be proximately traced to the tortfeasor’s negligence when the physical injury followed emotional distress caused by the tortfeasor, rather than a physical impact. We held that physical injuries such as the heart attack suffered by the Neiderman plaintiff clearly could be proximately caused by emotional distress or fear for one’s own safety and that one who puts another in risk of physical safety is liable for the physical injuries caused as a result. Thus, in Neiderman, recovery was permitted for physical injuries suffered as a result of emotional distress brought on by another’s negligent threat to the plaintiff’s physical safety.

Here, there was no threat to plaintiff’s physical safety and plaintiff has suffered no physical injury. Plaintiff seeks recovery only for mental distress caused by the defendant’s negligent interference with another’s safety. Since in Neiderman, the plaintiff sought recovery for his physical injuries and for the pain and suffering which accompanied those injuries, but not for the emotional distress which caused the injury, that case in no way controls today’s decision. Indeed, there is nothing inconsistent in recognizing that physical injuries may be caused by mental distress but not awarding damages for mental distress suffered without physical consequence. Further, there is nothing inconsistent about permitting recovery where the distress for one’s own safety causes physical injury, but denying recovery where one is distressed only for another’s safety.

No one could seriously deprecate the severity of the emotional shock plaintiff here claims to have sustained. But the distinctions between recovery in Neiderman and recovery here cannot be ignored. Here, if there is no reasonable measure of plaintiff’s pain, then any recovery will be essentially speculative. Then, too, the nature of our society requires of each of us a remarkable degree of emotional fortitude. It is not unreasonable to draw the line between *178that degree which is required and that which is not by reference to that emotional distress which causes serious physical injury or harm. And it cannot be denied that if not the genuineness, then at least the intensity and thus the nature of the injury, may be difficult to assess where it causes no physical injury.

Even the Restatement (Second) of Torts, supra, distinguishes between recovery for physical harm caused by mental distress, and recovery for mental distress, permitting recovery only in the first instance.2 Compare §§ 436 & 436 A.

Similarly, the Supreme Court of California has repeatedly reaffirmed that Dillon v. Legg, 68 Cal.2d 728, 69 Cal.Rptr. 72, 440 P.2d 912, 29 A.L.R.3d 1316 (1968) (in bank), upon which Mr. Justice Nix places heavy reliance, permits recovery only where the emotional shock of witnessing an accident causes physical injuries. “[T]he traumatic shock which plaintiff suffers must result in some form of physical injury.” Krouse v. Graham, 19 Cal.3d 59, 137 Cal.Rptr. 863, 871, 562 P.2d 1022, 1030 (1977) (in bank). Accord Hoyem v. Manhattan Beach City School District, 22 Cal.3d 508, 150 Cal.Rptr. 1, 585 P.2d 851 (1978); Justus v. Atchison, 19 Cal.3d 564, 139 Cal.Rptr. 97, 565 P.2d 122 (1977) (in bank). So, too, where emotional distress has not caused physical injury recovery has been denied by the Illinois Supreme Court, Neuberg v. Michael Reese Hospital & Medical Center, 60 Ill.App.3d 679, 18 Ill.Dec. 62, 377 N.E.2d 215 (1978), the Massachusetts Supreme Judicial Court, Dzionkonski v. Babineau, 380 N.E.2d 1295, (1975) the Rhode Island Supreme *179Court, D’Ambra v. United States, 338 A.2d 524 (1975) and the Arizona Supreme Court, Keck v. Jackson, 593 P.2d 668 (1979) (en banc). D'Amicol v. Alvarez Shipping Co., 31 Conn.Super. 164, 326 A.2d 129 (1973), cited by the majority appears to have been reconsidered, McGovern v. Piccolo, 33 Conn.Super. 225, 372 A.2d 989 (1976) (court applies zone of danger rule and questions whether recovery permitted even for emotional distress of mother when caused by witnessing injury to child, and mother within zone of danger). In any event, DAmicol, unlike here, involved a physical injury to the plaintiff caused by emotional distress.

The Tennessee Supreme Court continues to limit recovery to those suffering physical injury as a result of fear for one’sown safety when in zone of danger. Shelton v. Russell Pipe & Foundry Co., 570 S.W.2d 861 (1978). Vermont, too, has adopted this rule. Guilmette v. Alexander, 128 Vt. 116, 259 A.2d 12 (1969). Even Washington, one of the most liberal states in awarding damages for emotional distress requires some physical symptoms of the emotional distress for recovery. Hunsley v. Giard, 87 Wash.2d 424, 553 P.2d 1096 (1976). Hawaii stands completely alone in permitting recovery in the absence of any physical harm. Leong v. Takasaki, 55 Haw. 398, 520 P.2d 758 (1974).

Thus with the overwhelming majority of these courts, I would' reject permitting recovery for one whose safety was never at risk and whose emotional distress caused no physical injury.

II

Mr. Justice Nix erroneously assumes that the only causation problem which could possibly arise here is the same kind as we have already held unproblematic in Neiderman, supra. But here, to permit recovery, we must find not that physical harm can be proximately caused by mental distress but that it is possible to distinguish between that emotional distress caused appellant by witnessing the accident and that caused *180by the natural grief and loss which accompanies the death of a child.

As the Court of Appeals of New York foresaw a decade ago:

“In this very case, as already noted, the eyewitness limitation provides no rational practical boundary for liability. The distance from the scene and time of notice of the accident are quite inconsequential for the shock more likely results from the relationship with the injured party than what is seen of the accident. The age of the child, always assumed to be relevant, is difficult to define or limit. Indeed, it may be callous to assess as lesser the loss or injury of an older child than a younger one. Nor can the father, the grandparents, the siblings and other relatives, or even others in loco parentis, be excluded on any acceptable rational basis, although, to be sure, distinctions can be made and verbalized. It is quite significant, too, that the now discarded caveat in the first Restatement referred to spouses as possibly being entitled to recover for shock and its consequences. Indeed, whichever way one turns in permitting a theory of recovery one is entangled in the inevitable ramifications which will not stay defined or limited. There are too many factors and each too relative to permit creation of only a limited scope of liability or duty.
“Beyond practical difficulties there is a limit to attaining essential justice in this area. While it may seem that there should be a remedy for every wrong, this is an ideal limited perforce by the realities of this world. Every injury has ramifying consequences, like the ripplings of the waters, without end. The problem for the law is to limit the legal consequences of wrongs to a controllable degree. The risks of indirect harm from the loss or injury of loved ones is pervasive and inevitably realized at one time or another. Only a very small part of that risk is brought about by the culpable acts of others. This is the risk of living and bearing children. It is enough that the *181law establishes liability in favor of those directly or intentionally harmed.”

Tobin v. Grossman, 24 N.Y.2d 609, 618-19, 301 N.Y.S.2d 554, 561-62, 249 N.E.2d 419, 424 (1969). See Scarf v. Koltoff, 242 Pa.Super. 294, 363 A.2d 1276 (1976) (Spaeth, J.) (quoting Tobin, supra.) In fact, one may wonder whether it is not less injurious to a parent’s mental state to see the accident which causes the death of his child than never to know exactly its circumstances. Neither the opinion of Mr. Justice Nix nor the parties cite us to any medical or psychological authority on this issue. And a common sense compels the conclusion that no jury could evaluate the difference between the damages due to the emotional distress of actually witnessing the accident from those due to learning of and living with the fact that one’s child suffered an accidental and violent death. This is especially true with respect to “future mental suffering” for which appellant also seeks recovery.

Mr. Justice Nix demonstrates his failure to grasp the special causation problems here present with his assertion that those courts which have limited recovery to cases where emotional distress caused some physical injury have imposed the “device” of physical injury merely to “guarantee the genuineness of the claim.” The problem of isolating the damages caused by the injury complained of here is so great that without physical harm courts would be at a loss to know how to relate damages to injury:

“Despite the admitted artificiality of linking recovery for mental distress to the possibility of physical injury, this limitation does reflect the core notion of some reasonable relation or nexus between the negligent conduct and the injury sued upon.”

D’Ambra, supra, 338 A.2d at 530.

“The problems in finding causation in fact should not be minimized. . . . [Tjhere is no escaping the problem of whether the injuries sued on should be attributed to the *182shock of witnessing the accident or to the fact of the victim’s death.”

Id. 338 A.2d at 529, n. 5.

Ill

The central problem this kind of action brings before the courts is not that of the genuineness of the emotional distress, but that of rationally limiting defendant’s liability. The opinion of Mr. Justice Nix disingenuously would have us believe that today we need not consider whether it is possible to limit recovery solely to plaintiff’s class. If, however, there is no principled means of distinguishing this plaintiff from any other, then to decide her case is to decide the question the majority claims is not before us. One can say that question is not before us only by assuming its answer.

Mr. Justice Nix asserts that he sufficiently limits liability by narrowing recovery to “foreseeable injuries.” But what constitutes a foreseeable injury is the conclusion of legal analysis, not its principal tool. Indeed there is remarkable disagreement about how to distinguish the “foreseeable” from the “unexpected.” In Massachusetts one who does not witness an accident to a third party may still suffer foreseeable emotional distress from learning of the death. Dzionkonski, supra. In Hawaii, such injuries are not foreseeable. Kelly v. Kokua Sales & Supply, 56 Haw. 204, 532 P.2d 675 (1975). In Connecticut, seeing an accident will foreseeably cause emotional distress, while hearing one will not. Compare D’Amicol, supra, and McGovern, supra. In California, witnessing a negligent stillbirth does not create a foreseeable injury, Justus, supra, while coming upon an already injured victim may, Archibald v. Braverman, 275 Cal.App.2d 253, 79 Cal.Rptr. 723 (1969).

In Rhode Island a mother may recover, DAmbra, supra, but not a close personal friend. In Arizona, anyone who was a close friend of the victim may suffer a foreseeable injury. Keck, supra. In Hawaii, not every one who is close will *183suffer a foreseeable injury, but a step-grandson’s emotional distress is foreseeable. This variety of rules “limiting” recovery is eloquent testimony that there is no natural non-arbitrary way to limit liability for this injury.

“A mother who sees her child suffer and die an hour, a day or even a week after an accident is no less traumatized than one who comes upon the scene ‘immediately’ after an accident. And what of the woman who learns of her child’s accidental death at some time and place distant from the scene of the accident or who learns of her cousin’s death under like circumstances?”

McGovern, supra, 372 A.2d at 989.

All the injuries which courts have compensated have been, in Mr. Justice Nix’s terms, “legitimate emotional responses.” Even Prosser, a firm supporter of recovery in these cases, admits that foreseeability does not limit liability. He limits liability to immediate relatives suffering physical harm because he realizes some line must be drawn.

“It would be an entirely unreasonable burden on all human activity if the defendant who has endangered one man were to be compelled to pay for the lacerated feelings of every other person disturbed by reason of it, including every bystander shocked at an accident, and every distant relative or the person injured, as well as his friends.”

Prosser, supra, § 54 at 334. But as Justice Joslin noted in dissent in D’Ambra, supra, limiting a defendant’s liability to members of the injured person’s immediate family who observed the accident is adopting a rule which

“cannot be applied even-handedly and . . . will therefore lead to admittedly arbitrary results . It would . . . frustrate a basic purpose and policy underlying the scope of liability rules, namely, to achieve consistently just results by providing for even and predictable resolutions of private disputes . . . . I fear that arbitrary case-by-case determinations will result in more injustice over time than would the uniform denial of *184recovery to those who do not reasonably fear for their own safety. For these reasons I agree with the great weight of authority1 and answer the certified question in the negative.”

338 A.2d at 536 (Note 1: Most of the cases can be found in Annot. 18 A.L.R.2d 220 et seq. (1951) and Annot. 29 A.L.R.3d 1337 et seq. (1970). The American Law Institute, which in 2 Restatement Torts § 313 (1934) in a caveat refrains from expressing any opinion on the question, in 2 Restatement (Second) Torts § 313 (1965), strikes that caveat and on facts substantially identical to those of the certified question substitutes a rule of nonliability.)

Mr. Justice Nix’s foreseeable injury “test,” adopted from Dillon, predicates recovery upon plaintiff’s (1) witnessing an accident, (2) close-up (3) in which a “close” relative is injured. This test, ostensibly simple, will produce monumental problems both of application and fair limitation. If recovery is extended in the present case, can the law close its eyes to the emotional distress of bystanders who recently witnessed the traumatic amputation of a young woman’s hand by a subway car? Does the majority’s “rule” give us any principle at all in the following situation? Three siblings get off a bus. Two attempt to cross the street. The third begins to walk away from them down the block. A moment later he hears screeching car brakes, screams and one of his siblings yelling, “My God, Jim is dead.” Does the brother have a foreseeable injury? Is there any way to judge whether his emotional distress “resulted from a direct emotional impact upon the plaintiff from the sensory and contemporaneous observance of the accident” or from “learning of the accident from others after its occurrence?” How many steps down the street distinguish immediate observation from indirect learning? As Judge Spaeth has noted, “The criteria suggested by Prosser and adopted in Dillon are not reasoned but arbitrary, for they are unsupported on any policy capable of uniform application.”. Scarf, supra, 242 Pa.Super. at 299-300, 363 A.2d at 1276 (footnotes omitted).

*185IV

Perhaps most telling is the consideration that Mr. Justice Nix’s allowance of a cause of action here, in reality, permits circumvention of the Commonwealth’s wrongful death statute, Act of April 15, 1851, P.L. 669, § 19; Act of April 26, 1855, P.L. 309, § 1, as amended, 12 P.S. §§ 1601 et seq. This legislation specifically provides recovery to a mother injured by the tortfeasor’s negligent killing of her child.

“The law was in 1855 altered, and the right to sue was conferred on parents for the loss of children. . This right was a new and independent right given by positive law — not cast upon them by survivorship as for an injury to the decedent. It is for the wrong done to them.”

The Pennsylvania R.R. Co. v. Zebe, 33 Pa. 318, 329 (1858). Thus, the Act of 1855 already provides a cause of action for a tortfeasor’s direct injury to the plaintiff, for the wrong done to her by his negligence. As the Connecticut court in McGovern noted, to permit additional recovery where the plaintiff is closely related to the victim, “raises serious policy questions. The defendant in such a case is already liable in one tort action for wrongful death.” 372 A.2d at 989.

Damages under wrongful death in Pennsylvania have always been limited to pecuniary damages and nothing is recoverable for “the mental suffering occasioned to the survivors by the death and nothing may be allowed as solatium, that being incapable of pecuniary estimate. . . ” Zebe, supra at 328. Recovery here only undermines over a century’s adherence to the legislative policy that compensation for damages suffered by the class of individuals to which plaintiff belongs is through the wrongful death statute.

I would affirm the order of the Superior Court affirming the order of the court of common pleas sustaining appellee’s preliminary objections in the nature of a demurrer to Count 4 of appellant’s complaint.

O’BRIEN, J., joins in this dissenting opinion.

5.1.2.4 Ver Hagen v. Gibbons ("The Standalone Emotional Distress Case") 5.1.2.4 Ver Hagen v. Gibbons ("The Standalone Emotional Distress Case")

Must a negligent infliction of emotional injury manifest in physical symptoms to be compensable? Recall that Robb v. Pennsylvania RR did not decide that question, but focused on whether emotional distress that manifested in physical symptoms could be the basis of recovery when the plaintiff suffered no physical contact.

Ver Hagen and wife and another, Respondents, v. Gibbons, Appellant.

No. 241.

Argued April 29, 1970.

Decided June 2, 1970.

(Also reported in 177 N. W. 2d 83.)

*221For the appellant there was a brief by Steele, Smyth, Klos & Flynn and Marvin H. Davis, all of La Crosse, and oral argument by Mr. Davis.

For the respondents there was a brief by Johns, Flaherty, Harman & Gillette and Donald J. Harman, all of La Crosse, and oral argument by Donald J. Harman.

Hanley, J.

The sole issue before this court is whether one can recover for mental anguish and emotional distress *222which is the result of another’s negligence and which is not manifested by, or causative of, any physical injury.

One of the earliest cases involving mental distress is Summerfield v. Westen Union Telegraph Co. (1894), 87 Wis. 1, 2, 57 N. W. 973. There this court denied recovery to one who, due to the defendant’s negligence, did not receive word of his mother’s illness until after her death. The plaintiff alleged that as a result he was “. . . ‘mortified, grieved, hurt, and shocked, and suffered intense anguish of body and mind, and was thereby thrown into a state of nervous excitement and tremor, which rendered him sick and impaired his health and strength, and that he still suffers from the effect of the same.’ ”

In denying recovery the court stated that “. . . for mental distress alone . . . damages are not recoverable, ...” 1 but then recognized, at pages 8 and 9, the following situations wherein damages for the infliction of mental suffering would be recoverable:

“. . . ‘(1) Where, by the merely negligent act of the defendant, physical injury has been sustained; and in this class of cases they are compensatory, and the reason given for their allowance is that the one cannot be separated from the other. (2) In actions for breach of the contract of marriage. (3) In cases of wilful wrong, espe*223cially those affecting the liberty, character, reputation, personal security, or domestic relations of the injured party.’ . . .”

Later, in Gatzow v. Buening (1900), 106 Wis. 1, 81 N. W. 1003, recovery was sought for mental suffering and distress caused by a conspiracy to deprive the plaintiff of the hearse in which his deceased child was to be driven to the cemetery. There again the court noted that no physical injury had been inflicted upon the plaintiff and stated, at page 20:

“. . . [This] case does not fall within the few exceptions to the rule, — which prevails in this state and in most jurisdictions, — that mental distress alone is too remote and difficult of measurement to be the subject of an assessment of damages. . . .”

In Ford v. Schliessman (1900), 107 Wis. 479, 83 N. W. 761, it was held that one could recover for mental suffering caused by a direct assault upon her person even though the defendant neither touched her nor caused her physical injury. The court, however, denied recovery because the evidence was insufficient to establish that the defendant had actually assaulted the plaintiff or attempted to have carnal intercourse with her.

Subsequently, in Pankopf v. Hinkley (1909), 141 Wis. 146, 123 N. W. 625, an action to recover for physical injuries resulting from “severe fright and shock” was considered by this court. As a result of the defendant’s negligence, the plaintiff was thrown from her carriage and later suffered physical injuries in the form of a miscarriage due to fright and shock caused by the accident. In allowing recovery this court ruled that:

“The principle here decided is that when physical injury flows directly from extreme fright or shock, caused by the ordinary negligence of one who owes the duty of care to the injured person, such fright or shock is a link *224in the chain of proximate causation as efficient as physical impact from which like results flow.” Pankopf v. Hinkley, supra, at page 149.

This ruling was later affirmed in Sundquist v. Madison Railways Co. (1928), 197 Wis. 83, 221 N. W. 392, wherein the plaintiff, although sustaining no immediate physical injuries following an automobile accident, was allowed to recover for paralysis which later resulted from the fear and shock caused by such accident.

In Waube v. Warrington (1935), 216 Wis. 603, 258 N. W. 497, however, recovery for physical injuries resulting from “. . . fright, shock and excessive sudden emotional disturbances” was denied because the plaintiff’s fear was not for her own safety, but for the safety of her daughter whom she had seen killed through the defendant’s negligent operation of a motor vehicle.2 The requirement that physical injuries resulting from fear be caused by fear for one’s own safety was later affirmed and illuminated in Klassa v. Milwaukee Gas Light Co. (1956), 273 Wis. 176, 77 N. W. 2d 397, and Colla v. Mandella (1957), 1 Wis. 2d 594, 85 N. W. 2d 345.

In Klassa it was held that one must not only be within “ ‘the range of ordinary physical peril’ ” but must actually be in fear for his own safety. In Colla the defendant had parked his truck atop a hill overlooking the house of the plaintiff’s deceased husband. When the truck rolled down the hill striking his house, he became extremely excited and later suffered a fatal heart attack. Although the truck had not actually struck the plaintiff’s deceased husband, recovery was allowed for his death which had been caused by his excitement and fear. In allowing recovery this court removed any doubt of its having *225abandoned the requirement that there be direct physical impact upon the plaintiff before allowing recovery for physical injuries resulting from shock or fear for one’s own safety.

From the foregoing cases, it is clear that, while this jurisdiction has abandoned the requirement of physical impact, doubt remains as to when physical injuries which manifest emotional or mental disturbances are required as a prerequisite to recovery for negligent infliction of such disturbances.

The defendant-appellant takes the position that recovery is not allowed under the circumstances of this case. While he is correct in his contention, his reliance upon Alsteen v. Gehl (1963), 21 Wis. 2d 349, 124 N. W. 2d 312, is for the most part misplaced. Alsteen, unlike the instant case, was an action to recover damages for intentionally inflicted emotional distress. This court, not having previously considered such a case at length,3 there set forth four prerequisites to recovery for the intentional infliction of psychological injury. It did not, however, as urged by the appellant, require intent in all cases and thereby totally eliminate recovery for the negligent infliction of emotional distress. Had such been the court’s intent, it would have expressly overruled earlier case law to the contrary. An examination of such cases, however, indicates that psychological or emotional damage caused by negligence is, in limited circumstances, com-pensable.

In Alsteen, supra, the plaintiff sought recovery from one who had contracted to repair her house. This court there recognized that due to difficulties of proof it had previously been reluctant to allow recovery for emotional distress in the absence of attendant physical injuries which manifest such distress. However, it then noted that the factual basis for denying recovery in such cases *226has changed and announced, at page 359, that . . we now possess the tools whereby we can intelligently evaluate claims of emotional injury. . . .”

The question now is whether such announcement is to be limited to cases involving intentional infliction of injury or also to be applied to negligent infliction of emotional distress.

In answering this question it can be argued with perfect logic that if we possess tools to intelligently evaluate claims which may be spurious, such tools are capable of such evaluation regardless of whether they are caused intentionally or through negligence. However, from the very prerequisites to recover set forth in Alsteen, swpra, it is apparent that such tools are considered adequate only when the prerequisites are in fact present.

In Alsteen, supra, this court stated, at pages 359, 360, and 361:

“. . . Four factors must be established for an injured plaintiff to recover:
“(1) The plaintiff must show that the defendant’s conduct was intentional; that is to say, the defendant behaved as he did for the purpose of causing emotional distress for the plaintiff.
“(2) In addition to being intentional, the defendant’s conduct must be extreme and outrageous. . . .
“ (3) The plaintiff must demonstrate that the defendant’s conduct was a cause-in-fact of his injury. . . .
“ (4) The plaintiff must demonstrate that he suffered an extreme disabling emotional response to the defendant’s conduct. . . .”

In regard to number (2) above, the court stated:

“. . . The requirement that the conduct be extreme and outrageous reflects our concern with the difficulties surrounding proof of the existence of severe emotional harm, and proof of a causal relationship between the injury and the defendant’s conduct. If the conduct is gross and extreme it is more probable that the plaintiff did, in fact, suffer the emotional distress alleged. . . .”

*227In regard to number (4) above, the court stated:

“. . . The severity of the injury is not only relevant to the amount of recovery, but is a necessary element to any recovery. The plaintiff must demonstrate that he was unable to function in his other relationships because of the emotional distress caused by defendant’s conduct. Temporary discomfort cannot be the basis of recovery.”

The above statements indicate that emotional stress must be manifested by physical injuries in actions based on negligence rather than intentional conduct.

The decision in Alsteen, supra, insofar as it eliminates resulting physical injury as a prerequisite to recovery for emotional distress, is limited to cases wherein the above four factors are present.

In Riehl v. De Quaine (1964), 24 Wis. 2d 23, 127 N. W. 2d 788, this court held that damages for traumatic neurosis, when associated with physical injury, are recoverable in personal injury actions in this state. In the instant case no physical injury which manifested the alleged mental anguish was alleged in the complaint.

We conclude the demurrer was improperly overruled and the trial court’s order must be reversed.

Since the case is here on demurrer, there is not an adequate record to establish whether the plaintiffs can allege additional facts sufficient to constitute a cause of action. We think that the plaintiffs should be afforded the right to plead over. Plaintiffs may file an amended complaint within twenty days after the return of the record to the circuit court.

By the Court. — Order reversed.

Wilkie, J.

(dissenting). I respectfully dissent. The majority opinion, as I understand it, would permit the plaintiff to continue his lawsuit if he had only alleged in his complaint that as a result of the emotional distress he suffered due to defendant’s negligence, he became *228physically ill. In other words, the majority give controlling importance to a physical manifestation.

The majority correctly point out that in Alsteen v. Gehl 1 we recognized that in a proper situation, a plaintiff could recover damages for intentionally inflicted emotional distress regardless of whether this emotional distress was subsequently physically manifested. We should now extend this protection to situations involving the negligent infliction of emotional distress regardless of whether a physical manifestation is attendant.

There is no longer any reason in logic or in fact to distinguish between intentional or negligent infliction of emotional distress. Both are equally difficult to prove. Both should compel recovery if injury results, be it purely emotional or partly physical. There is no reason to distinguish the form of the consequences produced by emotional distress. The damage is equally real whatever name is applied.

In recognizing a cause of action of this type there will undoubtedly be questions as to whether the plaintiff did in fact suffer the emotional distress complained of, or whether, if suffered, it was produced by defendant’s acts or some other cause. These are fact questions which can be answered only in the light of the evidence, including medical testimony, of the given case.

For this court to recognize a cause of action for negligent infliction of emotional distress without accompanying physical injury would not be as revolutionary as the majority opinion assumes. There have been some Wisconsin decisions which have paved the way.

For example, in Vinicky v. Midland Mut. Casualty Ins. Co., 2 this court affirmed a jury award of $2,000 for injury to a twelve-year-old boy where:

“. . . The side of his face was swollen and his eye was nearly shut. However, his principal claim for damages is *229based upon emotional injuries and mental distress that he suffered at the time of the accident and subsequent thereto.” 3

Also, in Ritter v. Coca-Cola Co., 4 this court affirmed a jury verdict of $2,500 in favor of a plaintiff who, when drinking from a bottle of coke, saw a partially decomposed mouse in the bottle. As a result she suffered great mental distress but chemical tests indicated that she sustained no toxic or physical injury other than vomiting from drinking the contaminated coke. In that case the issue of her right to recover was not raised and we decided the case on the issue of the admissibility of certain medical testimony.

These two cases implicitly, at least, recognize that a plaintiff who suffers great emotional distress is entitled to recover damages for the negligent infliction of such distress. The absence of a physical manifestation of such distress should not change this result since severe mental disturbances are almost always characterized by some type of physical reaction and frequently it is only an accident of pleading that the adverse consequences complained of are characterized as mental rather than physical.

I would affirm the order of the trial court.5

I am authorized to state that Mr. Chief Justice Hallows and Mr. Justice Heffernan join in this dissent.

5.1.2.5 Eley v. Fedee ("The Traumatized Twins Case") 5.1.2.5 Eley v. Fedee ("The Traumatized Twins Case")

Is the impact rule of this court the same or different than the one in Robb v. Pennsylvania RR (above)?

869 S.E.2d 566 (2022)
362 Ga. App. 618

ELEY et al.
v.
FEDEE.

A21A1513.

Court of Appeals of Georgia.

February 11, 2022.

568*568 Andrew Howard Agatston, Marietta; Williamson & York, John Howell Williamson, for Appellant.

Savell & Williams, Matthew David Schreck; Law Offices of Andrews & Manganiello, Catalina Alvarez, for Appellee.

The Summerville Firm, J. Darren Summerville, Meredith C. Kincaid, amici curiae.

Brown, Judge.

Maretris Eley ("the mother"), in both her individual capacity and as the natural parent and legal guardian of her twin daughters (Nadia and Naomi), filed a negligence action against Felicia Fedee following an automobile collision with Fedee. The mother appeals from the trial court's grant of partial summary judgment to Fedee on her daughters' claims for emotional distress damages. She contends that summary judgment was inappropriate because (1) the impact rule does not apply to the negligence claim asserted for her daughters; (2) material issues of fact exist as to whether her daughters suffered a physical injury in the accident; (3) the pecuniary loss rule should apply to allow a recovery for monetary expenses incurred on her daughters' behalf as a result of the accident; and (4) treating minor and adult plaintiffs differently violates the Equal Protection Clauses of the United States and Georgia Constitutions. For the reasons set forth below, we affirm.[1]

Summary judgment is proper when there is no genuine issue of material fact and the movant is entitled to judgment as a matter of law. OCGA § 9-11-56 (c). We review a grant or denial of summary judgment de novo and construe the evidence in the light most favorable to the nonmovant. See Home Builders Assn. of Savannah v. Chatham County, 276 Ga. 243, 245 (1), 577 S.E.2d 564 (2003). So viewed, the record shows that Fedee admits that she was at fault for an accident in which she pulled her car in front of the car driven by the mother.[2] It is undisputed that the twins were passengers in the vehicle at the time of the October 28, 2017 accident. The "driver's side front" of the mother's car struck the "driver's side rear" of Fedee's car. Fedee testified that the collision felt "hard" to her and felt like a seven on a scale of one ("light tap") to ten ("just demolished"). Fedee's speed was approximately 5-10 mph when she was struck by the mother's car. There is no evidence of the mother's speed before the impact. After the impact, Fedee "blacked out for a little bit." When she awoke, her car was facing oncoming traffic, and she drove across multiple lanes of traffic to a nearby convenience store with bystander assistance. Fedee left the convenience store in an ambulance; her back was injured in the accident in a way that cannot be determined from the record before us. A photograph of Fedee's car after the accident shows the rear bumper hanging off the back; the trunk of the car appears to be otherwise intact. A photograph of the mother's car after the accident shows damage to the front driver's side and the hood is buckled. There does not appear to be any visible fire damage.

569*569 In her deposition, the mother testified unequivocally that neither twin suffered "any physical injury as a result of the accident." She also stated that they did not have "any cuts, scrapes, bruises, [or] anything like that." In her response to an interrogatory asking for a detailed statement of all injuries, the mother wrote that the twins, who were nine years old at the time of the accident,

were traumatized by the collision. They were each diagnosed with Acute Stress Disorder and anxiety, and prescribed anti-anxiety medications. They continue to experience anxiety as passengers, as well as great fear for their mother's safety when she is driving or riding in a car.

The mother described her own injuries as follows:

a burn and bruising to her left arm, dizziness, vertigo and nausea, pain in the right side of her neck, right side of her lower back shooting down into her right leg, sciatica, and ear pain. She experienced anxiousness as a result of the incident. She continues to experience right side, lower lumbar pain.

Over two years after the accident, the mother's medical expenses totaled $2,712 and the twins' therapy expenses totaled $400. The mother made no claim for lost wages as a result of the accident.

In July 2018, approximately nine months after the accident, the twins saw Dr. Hopkins-Naylor, "a doctor of psychology," on two occasions approximately two weeks apart. Her treatment notes contain no indication of any physical manifestation of injury from the accident. There is no indication that the twins suffered from rapid heart rate, chest pain, stomach pain, or headaches. Both girls acknowledged pretending to be physically ill to avoid riding the school bus. The treatment notes also indicate that the mother stated: "car caught on fire"; "girls in back seat"; and "mom went to ER — 3rd days [sic]." Nadia stated that she is "sad" the car was "ruined" and that it "was smoking and the air bag came out" as a result of the accident. Naomi relayed that "smoke was in the car" and she "had to get out."

Fedee filed a motion for partial summary judgment, asserting that the impact rule precluded a negligence claim for the girls because the record contains no evidence that they were physically injured as a result of the impact.[3] In an affidavit submitted in opposition to Fedee's motion for partial summary judgment,[4] Dr. Hopkins-Naylor opined that both girls

presented with observable symptoms that included being on edge, nervousness, and worry. Each of these observable symptoms can create stress and discomfort on the physical condition of a person. For [the twins], that was the case. Both ... described the collision and aftermath of the collision in terms that can be categorized as acute stress disorder.
The DSM 5 sets the diagnostic criteria for acute stress disorder. Symptoms can include intrusive thoughts, negative mood, avoidance, and arousal symptoms. Both children met the arousal symptoms with their hypervigilant behavior, sleep disturbance, and avoidance, such as not going to school and not getting on the bus. Their intrusive thought symptoms comprised of distressing memories and flashbacks, which included thinking about the collision at school and crying about it. These symptoms began immediately after the collision, and they were both still talking about the impact when they presented to me. It created an impairment to their going to school by riding the bus as they had done in the past and their mother had to drive them to school, where before she did not have to.
It is my opinion based upon a reasonable therapeutic probability that both ... suffered physical symptoms of pain and somatic 570*570 pain as a result of the collision, as well as emotional harm.

In addition to providing her specific opinion with regard to the twins, she averred:

When discussing their traumas, children and adults can experience rapid escalation or changes in mood; crying, anger, anxiety, or irritability; fear; hopelessness; and other psychological changes that can directly create a painful response in their bodies physiologically. One often hears of a bereaved person after the death of their loved one state that their chest hurts. Symptoms that indicate such physical-pain-inducing sensations include rapid heart rate; somatic pain such as stomach pain; chest pain, and headaches.

Nowhere in her affidavit does she state the specific physical pain suffered by the twins at any time after the accident.

With regard to her professional background, Dr. Hopkins-Naylor stated that she worked for the Georgia Center for Child Advocacy for five years providing "trauma-informed psychotherapy to child victims of sexual abuse," followed by ten years of "private practice" seeing children and adults "in an individual as well as a family setting." Her affidavit provides no information about her education and training other than asserting that she holds a doctorate in psychology.

The trial court granted the partial summary judgment motion in a detailed five-page order. It did so based upon its conclusion that the impact rule precluded a recovery for the girls, as well as non-binding precedent from this Court refusing to apply the pecuniary loss rule to claims by minors. See Shamblin v. Corp. of the Presiding Bishop of the Church of Jesus Christ of Latter Day Saints, 352 Ga. App. 870, 878-879 (4), 836 S.E.2d 171 (2019) (physical precedent only).

1. The mother contends that the impact rule does not apply in this case because it applies only to "negligent infliction of emotional distress" cases rather than "straightforward claims of negligence." We disagree.

As the Supreme Court of Georgia has explained, the impact rule

has a long history with its origins in Chapman v. Western Union Tel. Co., 88 Ga. 763, 15 S.E. 901 (1892), a case involving a plaintiff's unsuccessful attempt to recover damages from a telegraph company for mental pain and suffering resulting from the company's alleged failure to timely deliver a message to the plaintiff informing him of his brother's desperate illness. The Chapman court observed, [that so] far as mental suffering originating in physical injury is concerned, it is rightly treated as undistinguishable from the physical pain. On ultimate analysis, all consciousness of pain is a mental experience, and it is only by reference back to its source that one kind is distinguished as mental and another as physical. So in cases of physical injury, the mental suffering is taken into view. But according to good authorities, where it is distinct and separate from the physical injury, it cannot be considered.

Lee v. State Farm Mut. Ins. Co., 272 Ga. 583, 584-585 (I), 533 S.E.2d 82 (2000). It has long been established that the impact rule applies to claims "concerning negligent conduct[.]" Id. at 584 (I), 533 S.E.2d 82; Ryckeley v. Callaway, 261 Ga. 828, 412 S.E.2d 826 (1992); Hamilton v. Powell, Goldstein, Frazer and Murphy, 252 Ga. 149, 150, 311 S.E.2d 818 (1984).

There are three policy reasons traditionally given for having the impact rule and denying recovery for emotional distress unrelated to physical injuries. First, there is the fear, that absent impact, there will be a flood of litigation of claims for emotional distress. Second, is the concern for fraudulent claims. Third, there is the perception that, absent impact, there would be difficulty in proving the causal connection between the defendant's negligent conduct and claimed damages of emotional distress.

Lee, 272 Ga. at 587 (II), 533 S.E.2d 82.

In its current form, Georgia's "impact rule has three elements: (1) a physical impact to the plaintiff; (2) the physical impact causes physical injury to the plaintiff; and (3) the physical injury to the plaintiff causes the plaintiff's mental suffering or emotional distress." Lee, 272 Ga. at 586 (I), 533 S.E.2d 82. A failure to meet any one of these requirements is fatal to a recovery. Id. Georgia 571*571 courts previously have applied the impact rule to preclude recovery for emotional distress damages when a woman sought to recover in negligence against a property owner and manager after two men broke into her apartment and held her captive for fifteen minutes,[5] three women asserted general negligence claims against a hospital stemming from a hospital employee's conduct in creating false negative mammogram reports,[6] and a train engineer sought to recover damages for post-traumatic stress disorder arising out of a collision between a truck and the train when the train engineer suffered no physical injury.[7] Compare Grizzle v. Norsworthy, 292 Ga. App. 303, 305(1)(a), 664 S.E.2d 296 (2008) (trial court erred in granting summary judgment based upon impact rule where doctor's affidavit created issue of fact as to whether physical impact of car with train caused physical injury to train conductor).

The impact rule has no application in three circumstances. "In cases where mere negligence is not relied on, but the conduct complained of is malicious, wilful, or wanton, mental pain and suffering may be recovered without" application of the impact rule, Montega Corp. v. Hazelrigs, 229 Ga. 126, 127, 189 S.E.2d 421 (1972) (punctuation omitted), provided that it is directed toward the plaintiff. Lee, 272 Ga. at 584(I), n.2, 533 S.E.2d 82. Another

carefully circumscribed exception to the physical impact rule, authorizing recovery of damages by a parent where the parent and her child both suffered a physical impact that caused them both physical injuries, even if the parent's emotional distress arose not only from her physical injury but also from watching her child suffer and die.

Coon v. The Med. Center, 300 Ga. 722, 734(4), 797 S.E.2d 828 (2017). Finally, the pecuniary loss rule, which will be explained in more detail in Division 3, provides for a third circumstance in which the impact rule does not apply. See Oliver v. McDade, 297 Ga. 66, n.1, 772 S.E.2d 701 (2015).

Relying upon this Court's decision in Warnock v. Sandford, 349 Ga. App. 426, 825 S.E.2d 922 (2019), the mother asserts that the impact rule only applies if a plaintiff pleads a "negligent infliction of emotional distress claim." In Warnock, the defendant in a negligence case arising out of a motor vehicle collision asserted that the trial court erred when it failed to instruct the jury on Georgia's impact rule. Id. In that case, it was undisputed that one of the injured plaintiffs suffered physical injuries in the accident. The defendant asserted that the pattern charge on mental pain and suffering given by the trial court failed to adequately explain the third prong of the impact rule (physical injury to the plaintiff causes the plaintiff's mental suffering or distress). Id. at 428, 825 S.E.2d 922. In the course of concluding that the trial court did not err in its charge, we stated:

This Court has explained that the impact rule does not apply to all claims concerning negligent conduct. To the contrary, the impact rule applies specifically to claims for negligent infliction of emotional distress....
The [plaintiffs'] complaint did not include a claim for negligent infliction of emotional distress. Instead, it asserted straightforward claims of negligence and gross negligence and alleged that the injuries suffered by [the husband] and the other damages he and his wife sustained were "the direct and proximate result of the [defendant's] misconduct." Consequently, the impact rule is not applicable in this case.

(Citation and punctuation omitted.) Id. at 429-430, 825 S.E.2d 922.

Georgia law does not support the conclusion in Warnock that the impact rule applies only to claims of "negligent infliction of emotional distress" rather than "straightforward claims of negligence and gross negligence[.]" 349 Ga. App. at 429-430, 825 S.E.2d 922. In Lee, the Supreme Court of Georgia examined the impact rule and determined 572*572 that its benefits outweighed its shortcomings. 272 Ga. at 588(III), 533 S.E.2d 82. In so holding, it expressly "decline[d] to adopt any rule which might, in effect, create a separate tort allowing recovery of damages for the negligent infliction of emotional distress." Id. See also Holbrook v. Stansell, 254 Ga. App. 553, 554(1), 562 S.E.2d 731 (2002) ("There is no independent tort in Georgia for negligent infliction of emotional distress."). While the parlance "negligent infliction of emotional distress" has crept into our case law since the Supreme Court of Georgia's decision in Lee,[8] and a negligence claim seeking only damages for emotional distress is most assuredly subject to the impact rule, this does not mean that the impact rule does not apply to negligence cases generally. Nor should it mean that it applies only to separately pleaded causes of action for "negligent infliction of emotional distress." To hold otherwise would elevate nomenclature over substance, which is the exact opposite of the construction to be applied to pleadings. Tafel v. Lion Antique Cars & Investments, 297 Ga. 334, 337(2), 773 S.E.2d 743 (2015) ("substance, rather than nomenclature, governs pleadings") (citation and punctuation omitted). Accordingly, we disapprove the holding in Warnock that the impact rule can only be applied to cases in which "negligent infliction of emotional distress" was alleged in the complaint.[9]

2. The mother contends that she has submitted sufficient evidence to satisfy the physical injury prong of the impact rule. First, she asserts that we should infer physical injury because the twins were in a serious car wreck. Second, she relies upon her expert's opinion to show a physical injury. Neither of these arguments persuade us that a genuine issue of material fact exists with regard to physical injury.

(a) The first argument fails in light of the direct evidence from the mother's deposition and interrogatory response that her daughters suffered no physical injury. "[C]ircumstantial evidence can be described as evidence which does not constitute direct proof with regard to the issue of fact or the hypothesis sought to be proven by the evidence; rather, circumstantial evidence constitutes proof of other facts consistent with the hypothesis claimed." (Citation and punctuation omitted.) Callaway v. Quinn, 347 Ga. App. 325, 327(1), 819 S.E.2d 493 (2018).

In ruling on a motion for summary judgment, a finding of fact that may be inferred from, but is not demanded by, circumstantial evidence has no probative value against positive and uncontradicted evidence that no such fact exists, provided that the circumstantial evidence may be construed consistently with the direct evidence.

Brown v. DeKalb County, 333 Ga. App. 441, 444, 777 S.E.2d 23 (2015) (punctuation omitted). In this case, the limited evidence of the circumstances of the accident in the record before us does not demand a finding that the 573*573 twins were physically injured as a result and may be construed consistently with the direct evidence. Accordingly, this evidence fails to create a genuine issue of material fact regarding physical injury of the twins.

(b) With regard to the expert affidavit, the trial court noted that the expert's opinion based "upon a reasonable therapeutic probability" was "vague" and concluded that the affidavit failed to "sufficiently show that they, in fact, suffered a physical injury as a result of the collision, what that injury was, or where it was located." A court is not required to accept automatically assertions in an expert affidavit when considering a motion for summary judgment. For example, in Sugarloaf Café v. Willbanks, 279 Ga. 255, 256, 612 S.E.2d 279 (2005), the Supreme Court of Georgia held that "expert opinion evidence cannot be used to contradict the direct evidence showing that [the bar patron] did not drive to or from [the restaurant] because it is based only on inferences and does not establish the conclusion that [the restaurant] knew [the bar patron] would be driving soon after she left." Additionally,

when the basis of [an expert's] opinion is given and it appears that it is wholly speculative or conjectural, it must follow that [the] opinion is without foundation and has no probative value. Speculation and conjecture by an expert is still speculation and conjecture, and will not support a verdict.

(Citation and punctuation omitted; emphasis in original.) Layfield v. Dept. of Transp., 280 Ga. 848, 850(1), 632 S.E.2d 135 (2006).

In this case, Dr. Hopkins-Naylor does not expressly state the basis for her opinion that the twins suffered physical symptoms of pain as a result of the collision or identify the specific physical symptoms suffered. In the paragraphs of her affidavit preceding her one-sentence conclusion, she stated: her experience in working with trauma patients; that physical-pain-inducing sensations can be experienced by those experiencing trauma; that physical injury typically heals faster than emotional trauma; that nine months after the accident the twins "presented with observable symptoms that included being on edge, nervousness, and worry"; that it "was the case" that these observable symptoms "create[d] stress and discomfort on [their] physical condition"; that the twins "described the collision and aftermath of the collision in terms that can be characterized as acute [stress] disorder"; and their symptoms of acute distress disorder (hypervigilant behavior, sleep disturbance, and avoidance, such as not going to school and not getting on the bus) "began immediately after the collision, and they were both still talking about the impact when they presented to me."

From the above, we observe that the expert stated as a matter of fact that when she saw the girls nine months after the accident, they had observable symptoms ("being on edge, nervousness, and worry") that created unspecified stress and discomfort on their "physical condition." She described different symptoms (hypervigilant behavior, sleep disorder, and avoidance) as beginning immediately after the collision, but did not link any physical injury to these symptoms. Finally, she opined that the twins "suffered physical symptoms of pain and somatic pain as a result of the collision, as well as emotional harm." After carefully considering this opinion, we conclude that the expert's opinion is based on inferences from her observation of the girls nine months after the accident and that it fails to create a genuine issue of material fact on the issue of physical injury in light of the direct evidence to the contrary.

3. The mother contends in the alternative that if the impact rule applies and has not been satisfied in this case, this Court should apply the pecuniary loss rule to allow a recovery for her daughters' emotional distress. We disagree.

In order "[f]or a pecuniary loss to support a claim for damages for emotional distress, the pecuniary loss must occur as a result of a tort involving an injury to the person even though this injury may not be physical." (Citation and punctuation omitted.) Oliver, 297 Ga. at 66, n.1, 772 S.E.2d 701. The primary example of an injury to the person that is not physical has been damage to reputation. See, e.g., OB-GYN Assoc. of Albany v. Littleton, 259 Ga. 663, 666-667(2)(B), 386 S.E.2d 146 (1989).

574*574 The mother points to the $400 charged by Dr. Hopkins-Naylor for her two interactions with the girls as a monetary loss satisfying the pecuniary loss rule. In Owens v. Gateway Mgmt. Co., 227 Ga. App. 815, 490 S.E.2d 501 (1997), we rejected a contention that similar evidence satisfied the pecuniary loss rule. In that case, the plaintiff sought to recover in negligence for emotional injury and asserted that "medical bills and lost time from work" because of her emotional distress qualified as a pecuniary loss. Id. at 816, 490 S.E.2d 501. We rejected this argument because the monetary loss was "itself a form of emotional distress damage as opposed to pecuniary loss occurring as the result of a tort involving an injury to the person even though this injury may not be physical[,] such as an injury to reputation. To hold otherwise would be to allow bootstrapping of an extreme nature." (Citation and punctuation omitted.) Id. As the mother seeks identical "bootstrapping of an extreme nature" in this case, we must follow Owens, and conclude that the pecuniary loss rule does not apply to her daughters' claims.

4. Based upon our holding in Division 3, we need not address the mother's claim that we should overrule Shamblin, 352 Ga. App. at 870, 836 S.E.2d 171. In Shamblin, we held that even if psychological treatment of a minor could satisfy the pecuniary loss rule, the minor "did not suffer a pecuniary loss, because he was not legally responsible for the cost of his treatment." Id. at 879(4), 836 S.E.2d 171. Our conclusion in Division 3 also renders moot the mother's claim that our holding in Shamblin violates the equal protection of the laws found in the Constitutions of the United States and Georgia.

Judgment affirmed.

Reese, J., concurs. Doyle, P. J., concurs fully and specially.

Doyle, Presiding Judge, concurring fully and specially.

In light of the current state of the law and the mother's record testimony[10] that her daughters sustained no physical injuries from the car accident, I concur fully in the majority opinion. Nevertheless, I write separately because I have reservations about the impact rule's application to cases such as this one, in which the injured party is not merely a bystander to negligence affecting someone else and instead is directly affected by the alleged tortious conduct, i.e., the car accident itself.

1. (a) Appropriateness of the impact rule. There is no dispute that the twins were passengers in the car at the time of the wreck. There is also evidence that the wreck was serious and, as described by Fedee — the admittedly at-fault tortfeasor — as "hard," with the front end of the mother's car crushed, the air bags deployed, and smoke filling the passenger cabin. Both Fedee and the mother were injured; Fedee blacked out at the scene, injured her back, and was taken by ambulance to a hospital, while the mother suffered burns, bruises, an injured back, shooting pain in her leg, dizziness, vertigo, and nausea. But the record contains no evidence of a physical injury to either of the twins.[11] Even so, they both suffered mentally, 575*575 and both were diagnosed with acute stress disorder after exhibiting symptoms that lasted for more than nine months following the accident.

So why is it that the law prohibits the twins from seeking to recover for the emotional distress they suffered after having been passengers in a car involved in an accident? It should not. Historically, our courts have identified three policy reasons for applying the impact rule, none of which apply in this case:

First, there is the fear, that absent impact, there will be a flood of litigation of claims for emotional distress. Second, is the concern for fraudulent claims. Third, there is the perception that, absent impact, there would be difficulty in proving the causal connection between the defendant's negligent conduct and claimed damages of emotional distress.[12]

Here, the damages at issue are typical of those sought by plaintiffs involved in car wrecks. There is a "clear relationship between the plaintiff[s] being ... victim[s] of the breach of duty and the compensability to the plaintiff[s]."[13] And this is not a case in which "there is no connection between the nature of the damages and the reason for allowing the additional recovery[,]"[14] nor is it a case of "limitless liability out of all proportion to the degree of a defendant's negligence[.]"[15] The alleged mental injuries directly flow as a natural consequence of the alleged tortious conduct, and they would be legally cognizable — though no different in character — had there been a physical injury to the twins. In sum, nothing in this case suggests an expanded class of victims, a risk of fraud, or causal remoteness.

I further question the over-emphasis of our case law on whether the mental injury stems from the physical injury as opposed to the frightening circumstances of the physical impact itself. The shock of being hit hard by another car is plainly more distressing than receiving a bruise. In the context of this case, requiring a nexus between a possibly minor physical injury and a significant mental injury is disingenuous and ignores the very real mental injuries that could be suffered in similar situations, especially those involving minors.[16]

(b) Disapproval of Warnock. Although I believe that Warnock v. Sanford[17] is distinguishable, I agree that it should be disapproved to the extent that it is relied on for the proposition that the impact rule only applies to claims for "negligent infliction of emotional distress," as opposed to negligence claims seeking only emotional distress damages.[18]

576*576 2. Pecuniary loss rule. Finally, while I agree with the majority opinion's analysis of the pecuniary loss rule in Division 3 and that we need not overrule Shamblin v. Corp. of the Presiding Bishop of the Church of Jesus Christ of Latter Day Saints,[19] in Division 4, I question whether the applicability of the pecuniary loss exception should be dictated by the minor's lack of personal responsibility for paying her medical bills. If the law were to allow for a recovery of damages arising out of an emotional injury, then the fact that a parent, as opposed to a child, pays for treatment has no bearing on the reality that the child received treatment for a mental injury that is confirmed by the existence of the medical professional's bill.[20]

[1] We have circulated this decision among all nondisqualified judges of the Court to consider whether this case should be passed upon by all members of the Court. Fewer than the required number of judges, however, voted in favor of a hearing en banc on the question of disapproving Warnock v. Sandford, 349 Ga. App. 426, 825 S.E.2d 922 (2019).

[2] While the mother's brief asserts numerous other facts surrounding the accident and its after-math, the record cites provided are to her brief below, which in turn cites to various portions of her deposition. The record before us includes only a six-page excerpt from her deposition. Accordingly, we will not consider facts supported from portions of the mother's deposition that are not before us. See Gramiak v. Beasley, 304 Ga. 512, 516 (I) (C), 820 S.E.2d 50 (2018) ("Arguments and representations made in court briefs... do not constitute record evidence to support a finding of fact.").

[3] The motion did not seek summary judgment on the ground that the mother also cannot establish that the girls' emotional distress was caused by a physical injury sustained in the accident (prong three of the impact rule). See Lee v. State Farm Mut. Ins. Co., 272 Ga. 583, 584-586 (I), 533 S.E.2d 82 (2000).

[4] This affidavit was executed over two years after Dr. Hopkins-Naylor saw the twins for what appears to be two visits over a roughly two-week period.

[5] Owens v. Gateway Mgmt. Co., 227 Ga. App. 815, 816, 490 S.E.2d 501 (1997).

[6] Jefferson v. Houston Hosps., 336 Ga. App. 478, 487(3)(c), (e), 784 S.E.2d 837 (2016).

[7] Shores v. Modern Transp. Svcs., 262 Ga. App. 293, 295(1), 585 S.E.2d 664 (2003).

[8] See Coon, 300 Ga. at 734(4), 797 S.E.2d 828 ("Georgia follows the physical impact rule for claims of negligent infliction of emotional distress...."); Wilson v. Allen, 272 Ga. App. 172, 174(1), n.4, 612 S.E.2d 39 (2005) ("We note that the cases cited by [appellee] in support of her argument pre-date our Supreme Court's decision in Lee, which clearly sets forth the elements of a claim for negligent infliction of emotional distress."); Hang v. Wages & Sons Funeral Home, 262 Ga. App. 177, 179, 585 S.E.2d 118 (2003) (properly outlines impact rule and then states without citation of authority: "A party claiming negligent infliction of emotional distress must therefore show a physical impact resulting in physical injury.").

[9] We note that similarly troubling language was used in McConnell v. Dept. of Labor, 345 Ga. App. 669, 814 S.E.2d 790 (2018), in a sovereign immunity analysis. Id. at 674(1)(b), 814 S.E.2d 790 (stating in dicta that "[t]o the extent the Department suggests that the impact rule applies to any claim concerning negligent conduct, this is incorrect. To the contrary, the impact rule applies specifically to claims for negligent infliction of emotional distress.") (emphasis in original). The division in which this dicta appears is physical precedent only, and the Supreme Court of Georgia later pointed out on certiorari that impact rule considerations "are irrelevant to the threshold question of whether the State has waived its sovereign immunity...." Dept. of Labor v. McConnell, 305 Ga. 812, 815(2), 828 S.E.2d 352 (2019). While the language quoted from McConnell is incorrect, we need not expressly disapprove such nonbinding dicta. See Dunagan v. State, 269 Ga. 590, 593(2)(a), n.4, 502 S.E.2d 726 (1998) (it is not necessary to overrule mere dicta). To her credit, the mother did not rely upon McConnell in her briefs and argument before this Court.

[10] As Judge Brown notes, the appellate record contains only six pages of the mother's deposition. It was not included in the "Essential Parts of the Record" listed in the appellants' brief. But their brief refers to additional facts that might have made a difference in this appeal had those facts been supported in the record. Instead, supporting citations were to briefs filed in the trial court, which are not evidence and cannot be considered by this Court. See Court of Appeals Rule 25(a)(1), (c). Further, while the notice of appeal indicated that nothing should be omitted from the appellate record, the parties admitted at oral argument that the mother's complete deposition was not made a part of the record in the trial court.

[11] There is some evidence in the record that the mother's air bag deployed and smoke filled the car in which the twins were passengers, necessitating that they "get out" of the car. This alone, however, is not sufficient to create a question of fact as to a physical injury because there is no evidence that the twins experienced any physical symptoms from the smoke — even if one might reasonably assume that they temporarily suffered from the smoke inhalation in the form of itchy eyes or sore throats. See, e.g., Canberg v. City of Toccoa, 255 Ga. App. 890, 891, 567 S.E.2d 21 (2002) ("Canberg's eyes burned and watered from the smoke and heat of the fire."). I also agree with the majority opinion that the expert affidavit describing the twins' symptoms and diagnoses is speculative, speaks in generalizations, and falls short of establishing a question of fact on the issue of physical injury to the twins.

[12] Lee v. State Farm Mut. Ins. Co., 272 Ga. 583, 587(II), 533 S.E.2d 82 (2000). Notably, the Lee court observed that the impact rule originated from a scenario involving mental anguish over the failure to deliver a telegraph message, which necessarily involves remote distances and remote causality. See id. at 584-585(I), 533 S.E.2d 82, citing Chapman v. Western Union Telegraph Co., 88 Ga. 763, 768, 15 S.E. 901 (1892).

[13] Lee, 272 Ga. at 587(II), 533 S.E.2d 82.

[14] Id. at 588(II), 533 S.E.2d 82.

[15] Id. at 586(II) n.7, 533 S.E.2d 82. See also Coon v. The Med. Center, Inc., 300 Ga. 722, 734(4), 797 S.E.2d 828 (2017).

[16] The record is devoid of any direct testimony from the twins, who may very well have testified to the physical effects of the smoke from the air bag, as well as bumps and bruising felt by them during and immediately after the collision, as compared to their mother's testimony of their physical injuries from the collision, which was given at a deposition years later.

[17] 349 Ga. App. 426, 825 S.E.2d 922 (2019).

[18] The general rule in Georgia is that "[i]n a claim concerning negligent conduct, a recovery for emotional distress is allowed only where there is some impact on the plaintiff, and that impact must be a physical injury." Lee, 272 Ga. at 584(I), 533 S.E.2d 82 (punctuation omitted). Exceptions to this rule exist, but the rule is not limited to claims seeking "negligent infliction of emotional distress," a claim with limited recognition in Georgia. (Emphasis omitted.) S & W Seafoods Co. v. Jacor Broadcasting of Atlanta, 194 Ga. App. 233, 237(3), 390 S.E.2d 228 (1989) ("this state recognizes no cause of action for negligent infliction of emotional distress"). See also Hamilton v. Powell, Goldstein, Frazer, & Murphy, 252 Ga. 149, 150, 311 S.E.2d 818 (1984) (explaining that damages for mental injuries are recoverable for intentional infliction of emotional distress but not for general negligence absent a physical injury). But see Grizzle v. Norsworthy, 292 Ga. App. 303, 303, 305(a)(1), 664 S.E.2d 296 (2008) (stating that "Grizzle appeals the summary judgment against him on his claim of negligent infliction of emotional distress[,]" but holding that there was a question of fact as to whether Grizzle sustained a physical injury).

[19] 352 Ga. App. 870, 836 S.E.2d 171 (2019).

[20] This situation is no different from a plaintiff seeking to recover for the value of medical expenses incurred as a result of an injury caused by another's negligence despite the presence of medical insurance. See generally MCG Health, Inc. v. Kight, 325 Ga. App. 349, 353(1), 750 S.E.2d 813 (2013) ("[U]nder the collateral source rule, [the plaintiff] was entitled to seek full recovery from the tortfeasor of reasonable and necessary hospital charges undiminished by insurance payments or [hospital] `write-offs'[.]....").

5.1.2.6 Clohessy v. Bachelor ("The Bystander Recovery Case") 5.1.2.6 Clohessy v. Bachelor ("The Bystander Recovery Case")

How does this court expand negligence liability? What are the risks of doing that? Does this court show that these risks are worth it?

MARY A. CLOHESSY ET AL. v. KENNETH L. BACHELOR ET AL.

(15188)

Peters, C. J., and Callahan, Borden, Berdon, Norcott, Katz and Palmer, Js.

Argued November 28, 1995

officially released May 21, 1996

*32 Robert I. Reardon, Jr., with whom were Lily Nagardeolekar and, on the brief, Maryann Diaz, for the appellants (plaintiffs).

Francis D. Paola, Jr., with whom, on the brief, was Timothy G. Zych, for the appellees (defendants).

Joram Hirsch and Jeffrey S. Wildstein filed a brief for the Connecticut Trial Lawyers’ Association as amicus curiae.

BERDON, J.

In this appeal we must determine whether a parent and a sibling can recover damages for the emotional anguish they sustained by witnessing the parent’s other young child being fatally injured as a result of an accident caused by the negligence of the defendant. We conclude that, because certain conditions have been satisfied, both the parent and the sibling of the tort victim may recover damages for the negligent infliction of emotional distress.

In the third count of a three count1 complaint, the plaintiffs Mary A. Clohessy (Clohessy) and her son Liam Clohessy (Liam),2 respectively, the mother and brother of the decedent, Brendan P. Clohessy (Brendan), sought damages for the severe emotional distress they allegedly suffered as a result of observing an automobile *33operated by the defendant Kenneth L. Bachelor3 strike Brendan, resulting in Brendan’s death. After the trial court granted the defendant’s motion to strike the third count of the plaintiffs’ complaint on the ground that it failed to state a cause of action,4 judgment was rendered against Clohessy and Liam on that count.5 We reverse the trial court’s judgment and remand the case for further proceedings.

The facts alleged in, and to be inferred reasonably from, the third count of the complaint are as follows. On March 22, 1993, Brendan, a seven year old child, left St. Mary’s Church on Hillhouse Avenue in New Haven with his mother, Clohessy, and his brother, Liam, and attempted to cross Hillhouse Avenue at the intersection of Trumbull Street within a marked crosswalk. Liam was immediately to the right of Clohessy and Brendan was immediately to her left. The defendant was operating an automobile on Trumbull Street at an excessive speed when the exterior side view mirror of his vehicle struck Brendan’s head, hurling Brendan onto the road.6 Both Clohessy and Liam witnessed the impact *34and went to Brendan’s assistance, holding him as he experienced pain and suffering from his fatal head injuries. They suffered serious injuries as a result of the emotional shock and mental anguish of witnessing the accident that eventually led to Brendan’s death.

I

In granting the defendant’s motion to strike the plaintiffs’ third count seeking damages for emotional distress suffered by a bystander, the trial court relied upon our decisions in Strazza v. McKittrick, 146 Conn. 714, 156 A.2d 149 (1959), Amodio v. Cunningham, 182 Conn. 80, 438 A.2d 6 (1980), and Maloney v. Conroy, 208 Conn. 392, 545 A.2d 1059 (1988). We therefore begin our analysis with a review of those cases.

In Strazza, the defendant negligently drove his truck onto the porch of the plaintiffs house. “The impact shook the house, causing the plaintiff to drop the dishes [she was holding], lose her balance, and lean against the sink. . . . The plaintiff screamed with fright and became hysterical, thinking of disaster by earthquake. . . . Sometime after the impact, her husband inquired about [their seven year old child], and the plaintiff, thinking that the boy had been on the porch, became fearful that he had been injured. This fear aroused a new anxiety.” Strazza v. McKittrick, supra, 146 Conn. 716-17. The plaintiffs only medical treatment was for a nervous condition that resulted from the fear of injury to her child. The court concluded that the plaintiff, because she “was within the range of ordinary danger,” could recover damages for the emotional distress she experienced as a result of her being put in fear for her own safety, even though she had sustained no consequential physical injury. Id., 718. In reaching its conclusion, the court relied on Orlo v. Connecticut Co., 128 Conn. 231, 239, 21 A.2d 402 (1941), which held that “where it is proven that negligence proximately caused *35fright or shock [with respect to the person’s own safety] in one who is within the range of ordinary physical danger from that negligence, and this in turn produced injuries such as would be elements of damage had a bodily injury been suffered, the injured party is entitled to recover.”

In Strazza, however, the court did not permit the plaintiff to recover for the fright she had suffered from mistakenly believing that her child had been on the porch and had been injured. Relying upon the decisions of the courts of other states prior to 1959, which universally denied recovery for bystander emotional distress, the court held that the plaintiff “cannot recover for injuries occasioned by fear of threatened harm or injury to the person or property of another. . . . Such injuries are too remote in the chain of causation to permit recovery. . . . Even where a plaintiff has suffered physical injury in the accident, there can be no recovery for nervous shock and mental anguish caused by the sight of injury or threatened harm to another. [Annot.] 18 A.L.R.2d 220, 224, 234; 38 Am. Jur. 660, § 18; 67 C.J.S. 761, § 55.” (Citations omitted.) Strazza v. McKittrick, supra, 146 Conn. 719.

In Amodio, the plaintiff mother sought damages for emotional distress sustained as a result of the defendant physician’s alleged medical malpractice that she claimed caused the death of her daughter. The plaintiff urged this court to recognize a cause of action for bystander emotional distress as set forth in Dillon v. Legg, 68 Cal. 2d 728, 441 P.2d 912, 69 Cal. Rptr. 72 (1968). The California Supreme Court in Dillon, relying on established principles of negligence, focused on foreseeability, and held that “[s]ince the chief element in determining whether [a] defendant owes a duty or an obligation to [a] plaintiff is the foreseeability of the risk, that factor will be of prime concern in every case. Because it is inherently intertwined with foreseeability *36such duty or obligation must necessarily be adjudicated only upon a case-by-case basis.” Id., 740. The Dillon court then set forth three factors to consider in determining whether the emotional injury to the bystander is reasonably foreseeable: “(1) Whether [the] plaintiff was located near the scene of the accident as contrasted with one who was a distance away from it. (2) Whether the shock resulted from a direct emotional impact upon [the] plaintiff from the sensory and contemporaneous observance of the accident, as contrasted with learning of the accident from others after its occurrence. (3) Whether [the] plaintiff and the victim were closely related, as contrasted with an absence of any relationship or the presence of only a distant relationship.” Id., 740-41.

The Dillon court went on to state that “[t]he evaluation of these factors will indicate the degree of the defendant’s foreseeability: obviously [the] defendant is more likely to foresee that a mother who observes an accident affecting her child will suffer harm than to foretell that a stranger witness will do so. Similarly, the degree of foreseeability of the third person’s injury is far greater in the case of his contemporaneous observance of the accident than that in which he subsequently learns of it. The defendant is more likely to foresee that shock to the nearby, witnessing mother will cause physical harm than to anticipate that someone distant from the accident will suffer more than a temporary emotional reaction. All these elements, of course, shade into each other; the fixing of obligation, intimately tied into the facts, depends upon each case.” Id., 741.

The court in Amodio recognized that a “growing number of jurisdictions, beginning in 1968 with the California decision in Dillon . . . have recently recognized a cause of action for emotional distress in favor of a bystander to the negligently caused injury of another party.” Amodio v. Cunningham, supra, 182 Conn. 87. *37The court also observed that under Dillon “the requirement of ‘sensory and contemporaneous observance’ does not require a visual perception of the impact although it does require that the plaintiff bystander otherwise apprehend the event.” Id., 89-90. Without rejecting the foreseeability approach, the Amodio court held that the plaintiff mother could not recover under Dillon because she did not have a contemporaneous sensory perception of the doctor’s acts of negligence. “Merely observing the consequences of the defendant’s negligence towards another person without perceiving the actual negligent behavior, however, is insufficient to maintain a cause of action for emotional distress to a bystander.” Id., 90.

This court again addressed the question of bystander emotional distress based upon medical malpractice in Maloney v. Conroy, supra, 208 Conn. 392, where the tort victim was the plaintiffs mother. After Amodio, but before Maloney was decided, however, California, in Ochoa v. Superior Court, 39 Cal. 3d 159, 703 P.2d 1, 216 Cal. Rptr. 661 (1985), relaxed Dillon's contemporaneous sensory perception requirement in the context of a medical malpractice case. In Ochoa, as in Maloney, the plaintiff observed the effects of the medical malpractice over a period of time. The Supreme Court of California concluded that “the ‘sudden occurrence’ requirement is an unwarranted restriction on the Dillon guidelines”; id., 168; and that the contemporaneous perception of the negligent act requirement for a medical malpractice case was satisfied “when there is observation of the defendant’s conduct and the child’s injury and contemporaneous awareness the defendant’s conduct or lack thereof is causing harm to the child . . . .” Id., 170.

In Maloney, this court, again leaving the door open for the foreseeability rule as set forth in Dillon, rejected the California Supreme Court’s reasoning in Ochoa. *38“Whatever may be the situation in other contexts where bystander emotional disturbance claims arise, we are convinced that, with respect to such claims arising from malpractice on another person, we should return to the position we articulated in Strazza that there can be no recovery for nervous shock and mental anguish caused by the sight of injury or threatened harm to another.” (Internal quotation marks omitted.) Maloney v. Conroy, supra, 208 Conn. 402.

When this court decided Strazza in 1959, the nearly unanimous weight of authority refused, as previously stated, to recognize a cause of action for bystander emotional injuries. Indeed, even with respect to fear of injury to oneself, many courts required that there be actual physical impact with the plaintiffs person in order for there to be recovery for emotional distress. W. Prosser, Torts (4th Ed. 1971) § 54, p. 333; annot., 18 A.L.R.2d 220 (1951). If, however, there was “impact some [courts] have been willing to allow damages due in part to fear for another.” W. Prosser, supra, p. 333. “Until 1968 the only cases allowing recovery for mental disturbance at the peril of another were old ones in intermediate courts, which were ambiguous, and probably to be explained on the basis of threatened physical injury to the plaintiff herself.” Id., p. 334.

Since this court decided Strazza, two principal schools of thought have emerged in support of allowing bystanders a cause of action for emotional distress — “zone of danger” and “reasonable foreseeability.” We now examine the respective merits of each of these schools of thought.

A

In 1965, six years after Strazza and three years before Dillon, the American Law Institute adopted §§313 and *39436 of the Restatement (Second) of Torts (1965),7 which generally allow recovery for emotional distress suffered by a bystander under the zone of danger theory. Simply stated, the zone of danger rule “allows one who is himself or herself threatened with bodily harm in consequence of the defendant’s negligence to recover for emotional distress resulting from viewing the death or serious physical injury of a member of his or her immediate family . . . .” Bovsun v. Sanperi, 61 N.Y.2d 219, *40228, 461 N.E.2d 843, 473 N.Y.S.2d 357 (1984). The rule is premised on the “concept that by unreasonably endangering the plaintiffs physical safety the defendant has breached a duty owed to him or her for which he or she should recover all damages sustained including those occasioned by witnessing the suffering of an immediate family member who is also injured by the defendant’s conduct.” Id., 229; 2 Restatement (Second), supra, § 313.8 Although permitting recovery for damages on a claim of bystander emotional distress, advocates of the zone of danger rule argued that “[u]se of the [rule] . . . mitigates the possibility of unlimited recovery ... by restricting liability in a much narrower fashion than does the Dillon rule.”9 Bovsun v. Sanperi, supra, 229. The New York Court of Appeals has further restricted liability under the zone of danger rule by holding that “[Recovery of damages by bystanders for the negligent infliction of emotional distress should be limited only to the immediate family.” Trombetta v. Conkling, 82 N.Y.2d 549, 551, 626 N.E.2d 653, 605 N.Y.S.2d 678 (1993).

*41Prior to the adoption of § 313 of the second Restatement of Torts, the first Restatement suggested, in its comments, a reasonable foreseeability rule. Indeed, as the Supreme Judicial Court of Massachusetts pointed out, the addition of the zone of danger test in § 313 (2) of the Restatement (Second) of Torts “was recommended with reluctance by the Reporter (Dean Prosser) and the advisers (Restatement [Second] of Torts 9-11 [Tent. Draft No. 5, I960]), but the recommendation was thought to be compelled by the absence of then recent authority in support of a contrary view. . . . As a result of adding § 313 (2), a caveat appearing in the first Restatement of Torts was deleted. That caveat had left open the question whether a person might be liable ‘to the parent or spouse who witnesses the peril or harm of the child or spouse and thereby suffers anxiety or shock’ causing bodily harm to the parent or spouse. Restatement of Torts § 313, at 851 (1934).” (Citation omitted.) Dziokonski v. Babineau, 375 Mass. 555, 563, 380 N.E.2d 1295 (1978).

B

Dillon was decided three years after the American Law Institute had adopted the zone of danger limitation on bystander emotional distress set forth in §§ 313 and 436 of the Restatement (Second), supra. Dillon changed the landscape for claims of bystander emotional distress. As previously noted, the California Supreme Court decided Dillon based upon general principles of foreseeability, with its limitations to be decided on a case-by-case basis. The three factors in Dillon were not conditions or limitations, but, rather, circumstances to consider in determining whether the emotional injury was reasonably foreseeable. In 1989, however, a majority of the California Supreme Court in Thing v. La Chusa, 48 Cal. 3d 644, 771 P.2d 814, 257 Cal. Rptr. 865 (1989), found that reeoveiy of bystander emotional distress based upon “reasonable foreseeability” *42required limitations. The court in Thing was concerned with the broad scope of liability under the foreseeability rule: “[I]t is clear that foreseeability of the injury alone is not a useful ‘guideline’ or a meaningful restriction on the scope of the [bystander emotional distress] action. The Dillon experience confirms, as one commentator observed, that ‘[f]oreseeability proves too much. . . . Although it may set tolerable limits for most types of physical harm, it provides virtually no limit on liability for nonphysical harm.’ Rabin, [‘Tort Recovery for Negligently Inflicted Economic Loss: A Reassessment,’ 37 Stan. L. Rev. 1513, 1526 (1985)]. It is apparent that reliance on foreseeability of injury alone in finding a duly, and thus a right to recover, is not adequate when the damages sought are for an intangible injury. In order to avoid limitless liability out of all proportion to the degree of a defendant’s negligence, and against which it is impossible to insure without imposing unacceptable costs on those among whom the risk is spread, the right to recover for negligently caused emotional distress must be limited.” Thing v. La Chusa, supra, 663-64. The California Supreme Court concluded that “drawing arbitrary lines is unavoidable if we are to limit liability and establish meaningful rules for application by litigants and lower courts.” Id., 666.

Accordingly, in Thing, the court held “that a plaintiff may recover damages for emotional distress caused by observing the negligently inflicted injury of a third person if, but only if, said plaintiff: (1) is closely related to the injury victim; (2) is present at the scene of the injury-producing event at the time it occurs and is then aware that it is causing injury to the victim; and (3) as a result suffers serious emotional distress — a reaction beyond that which would be anticipated in a disinterested witness and which is not an abnormal response to the circumstances.” Id., 667-68.

*43A number of jurisdictions have adopted the Thing guidelines in an effort to limit the scope of the defendant’s duty to third party bystanders. See Cameron v. Pepin, 610 A.2d 279, 284 (Me. 1992) (“defendant’s duty should be limited to the emotional vulnerability that arises in parents upon actually witnessing their child receiving an injury”); Nugent v. Bauermeister, 195 Mich. App. 158, 161, 489 N.W.2d 148 (1992) (limited recovery to immediate family members as opposed to close friends); Marchetti v. Parsons, 638 A.2d 1047, 1052 (R.I. 1994) (“[w]e find the reasoning of the California Supreme Court [in Thing] persuasive and follow its lead in modifying the Dillon standard that we [previously] followed”); Heldreth v. Marrs, 188 W. Va. 481, 488, 425 S.E.2d 157 (1992) (“[hjaving the benefit of the Thing court’s hindsight, we too adopt the requirement that a plaintiff in a negligent infliction of emotional distress action be present at the scene of the injury-producing event at the time it occurs and [be] aware that it is causing injuiy to the victim”).

Nevertheless, a number of jurisdictions continue to apply the foreseeability rule as set forth in Dillon, rejecting completely or in part the limitations subsequently established by the court in Thing. See Beck v. Dept. of Transportation & Public Facilities, 837 P.2d 105, 110 (Alaska 1992) (retained liberal interpretation of Dillon guidelines and rejected restrictive approach taken by court in Thing regarding contemporaneous observation requirement); Dunphy v. Gregor, 136 N.J. 99, 106-108, 642 A.2d 372 (1994) (noting that it previously narrowed Dillon, the court rejected “a departure from our accustomed application of the traditional principles of tort law” or adoption of “hastily-drawn ‘bright line’ distinction[s]”); Gain v. Carroll Mill Co., 114 Wash. 2d 254, 260-61, 787 P.2d 553 (1990) (applied foreseeability analysis similar to that set forth in Dillon, with exception that court requires physical presence at *44scene of accident or arrival shortly thereafter); Contreras v. Carbon County School District 1, 843 P.2d 589, 594 (Wyo. 1992) (rejected Thing in favor of “broader immediacy rule, which allows the plaintiff to recover if she observes the injury shortly after it occurs without material change in the attendant circumstances”).

Although we discussed Dillon at length in both Amodio and Maloney, in neither case did the factual scenario present the court with an opportunity to make a definitive ruling on whether to recognize a cause of action for bystander emotional distress. Central to this court’s concern in Amodio and Maloney was that “the etiology of emotional disturbance is usually not readily apparent as that of a broken bone following an automobile accident . . . .” Maloney v. Conroy, supra, 208 Conn. 397. The problem is compounded when the underlying act of negligence with respect to the victim is medical malpractice because there generally is no significant observable sudden traumatic event by which the effect upon the bystander can be judged. For this precise reason most courts have recognized that a cause of action for bystander emotional distress must be confined in order to avoid limitless liability. “Without such perception, the threat of emotional injury is lessened and the justification for liability is fatally weakened.” Portee v. Jaffee, 84 N.J. 88, 99, 417 A.2d 521 (1980).

C

This case affords us with an opportunity to reexamine this court’s holding in Strazza in light of Amodio and Maloney and the law regarding bystander emotional distress that has developed over the last four decades. Strazza did not provide this court with an analysis for rejecting bystander emotional distress; rather, the court relied on the state of the law in other jurisdictions at that time in arriving at its conclusion.

*45Our first inquiry is to determine whether a tortfeasor may owe a legal duty to a bystander. “Duty is a legal conclusion about relationships between individuals, made after the fact, and imperative to a negligence cause of action. The nature of the duty, and the specific persons to whom it is owed, are determined by the circumstances surrounding the conduct of the individual. . . . Although it has been said that no universal test for [duty] ever has been formulated . . . our threshold inquiry has always been whether the specific harm alleged by the plaintiff was foreseeable to the defendant. The ultimate test of the existence of the duty to use care is found in the foreseeability that harm may result if it is not exercised. ... By that is not meant that one charged with negligence must be found actually to have foreseen the probability of harm or that the particular injury which resulted was foreseeable, but the test is, would the ordinary [person] in the defendant’s position, knowing what he knew or should have known, anticipate that harm of the general nature of that suffered was likely to result? . . . Thus, initially, if it is not foreseeable to a reasonable person in the defendant’s position that harm of the type alleged would result from the defendant’s actions to a particular plaintiff, the question of the existence of a duty to use due care is foreclosed, and no cause of action can be maintained by the plaintiff.

“A simple conclusion that the harm to the plaintiff was foreseeable, however, cannot by itself mandate a determination that a legal duty exists. Many harms are quite literally ‘foreseeable,’ yet for pragmatic reasons, no recovery is allowed. ... A further inquiry must be made, for we recognize that ‘duty’ is not sacrosanct in itself, but is only an expression of the sum total of those considerations of policy which lead the law to say that the plaintiff is entitled to protection. . . . While it may seem that there should be a remedy for every wrong, *46this is an ideal limited perforce by the realities of this world. Every injury has ramifying consequences, like the ripplings of the waters, without end. The problem for the law is to limit the legal consequences of wrongs to a controllable degree. . . . The final step in the duty inquiry, then, is to make a determination of the fundamental policy of the law, as to whether the defendant’s responsibility should extend to such results.” (Citations omitted; internal quotation marks omitted.) RK Constructors, Inc. v. Fusco Corp., 231 Conn. 381, 385-86, 650 A.2d 153 (1994).

We believe the time is ripe to recognize a cause of action for bystander emotional distress. Under certain circumstances, which are hereinafter delineated, we conclude that a tortfeasor may owe a legal duty to a bystander. Consequently, a tortfeasor who breaches that duty through negligent conduct may be liable for a bystander’s emotional distress proximately caused by that conduct. Accordingly, we now overrule Strazza to the extent that it conflicts with our opinion in this case.

We first conclude, as indicated below with respect to our justification for adopting the reasonable foreseeability theory, that bystander emotional distress is reasonably foreseeable. We further conclude that public policy requires that we recognize this duty owed by a tortfeasor to a bystander. See Bohan v. Last, 236 Conn. 670, 678, 236 A.2d 670 (1996) (change in public policy guided this court in recognizing cause of action against purveyors of alcohol to minors at bar who subsequently cause injury to innocent third parties). In drawing this conclusion, we have carefully weighed various public policy factors, including social and financial costs associated with recognizing this cause of action. We concur with the statement of the New Jersey Supreme Court that “the interest in personal emotional stability is worthy of legal protection against unreasonable conduct. The emotional harm following the perception of the *47death or serious injury to a loved one is just as foreseeable as the injury itself, for few persons travel through life alone. Ultimately we must decide whether protecting these emotional interests outweighs an interest against burdening freedom of conduct by imposing a new species of negligence liability. We believe that the interest in emotional stability we have described is sufficiently important to warrant this protection. At the same time we are confident that limiting judicial redress to harm inflicted on intimate emotional bonds by the death or serious injury of a loved one serves to prevent liability from exceeding the culpability of [a] defendant’s conduct.” Portee v. Jaffee, supra, 84 N.J. 101.

In recognizing this cause of action, we adopt the “reasonable foreseeability” rule subject to the conditions set forth in this opinion. We do so for two principal reasons. First, an important consideration in determining whether a duty exists under our law of negligence has been the rule of foreseeability. RK Constructors, Inc. v. Fusco Corp., supra, 231 Conn. 385-86. We have long held that the “ultimate test of the existence of a duty to use care is found in the foreseeability that harm may result if it is not exercised. ... By that is not meant that one charged with negligence must be found actually to have foreseen the probability of harm or that the particular injuiy which resulted was foreseeable, but the test is, would the ordinary man in the defendant’s position, knowing what he knew or should have known, anticipate that harm of the general nature of that suffered was likely to result?” (Citations omitted; internal quotation marks omitted.) Frankovitch v. Burton, 185 Conn. 14, 20-21, 440 A.2d 254 (1981). On the basis of this concept of foreseeability, we concluded more than fifty years ago that it is “well within the logic of the law that where results which are regarded as proper elements of recovery as a consequence of physical injuiy are caused by fright or nervous shock due *48to negligence, recovery should be permitted.” Orlo v. Connecticut Co., supra, 128 Conn. 238. Although in Orlo the plaintiff sought damages as a result of being fearful for his own safety, the sight of a loved one being injured can result in an emotional injury that is no less foreseeable than that experienced as the fear of injury to oneself. “Thus, we see no good reason why the general rules of tort law, including concepts of negligence, proximate cause and foreseeability, long applied to all other types of injury, should not govern . . . .” Dillon v. Legg, supra, 68 Cal. 2d 746.

Second, although the zone of danger test has an inherent limitation on liability that is relatively easy to determine, application of that doctrine could result in anomalous situations. For example, varying the factual allegations of this case slightly, assume that Clohessy stayed behind on the steps of the church watching her children, Brendan and Liam, proceed to cross Hillhouse Avenue, when Brendan was struck by the automobile being driven by the defendant. In that situation, Liam could recover, because he was in the zone of danger with his brother, but Clohessy could not. Her emotional trauma, however, would not be any less. Such was the situation in Dillon, wherein the court responded: “In the first place, we can hardly justify relief to the [sibling] for trauma which she suffered upon apprehension of the child’s death and yet deny it to the mother merely because of a happenstance that the [sibling] was some few yards closer to the accident. The instant case exposes the hopeless artificiality of the zone-of-danger rule.” Id., 733. Recognizing this artificiality, the Supreme Court of Pennsylvania in Sinn v. Burd, 486 Pa. 146, 157, 404 A.2d 642 (1979), concluded that the zone of danger requirement “creates the very evil that the test was designed to eliminate, i.e., arbitrariness,” and therefore abandoned it for the foreseeability rule.10

*49In addition to noting the arbitrariness of the zone of danger rule, the Sinn court found a basic flaw in the rule: “[Ejxperience has taught us that the zone of danger requirement can be unnecessarily restrictive and prevent recovery in instances where there is no sound policy basis supporting such a result. It has unquestionably not been effective in every instance of assuring that one may ‘seek redress for every substantial wrong.’ The restrictiveness of the zone of danger test is glaringly apparent where it is allowed to deny recovery to a parent who has suffered emotional harm from witnessing a tortious assault upon the person of his or her minor child. A majority of the commentators and a growing number of jurisdictions have considered this problem in recent years and have concluded that it is unreasonable for the zone of danger requirement to exclude recovery in such cases. This new awareness of the unfairness of the zone of danger requirement in these cases is based upon the implicit acceptance that the emotional impact upon a parent witnessing the killing of a minor child is at least as great and as legitimate as the apprehension that is inspired by a plaintiff being personally within the zone of danger.” Id., 155-57.

We therefore conclude, on the basis of sound public policy and principles of reasonable foreseeability, that a plaintiff should be allowed to recover, within certain limitations, for emotional distress as a result of harm done to a third party. In doing so, we join the courts of other jurisdictions that have adopted the rule of foreseeability in various forms.11

*50We are aware that the application of pure rules of foreseeability could lead to unlimited liability. “[TJhere are ample policy concerns for setting limits or administrative boundaries establishing the permissible instances of recoveiy. There are fears of flooding the courts with ‘spurious and fraudulent claims’; problems of proof of the damage suffered; exposing the defendant to an endless number of claims; and economic burdens on industry.” Lejeune v. Rayne Branch Hospital, 556 So. 2d 559, 566 (La. 1990). For example, “[i]t would be an entirely unreasonable burden on all human activity if the defendant who has endangered one person were to be compelled to pay for the lacerated feelings of every other person disturbed by reason of it, including every bystander shocked at an accident, and every distant relative of the person injured, as well as all his friends.” W. Prosser & P. Keeton, Torts (5th Ed. 1984) § 54, p. 366; Thing v. La Chusa, supra, 48 Cal. 3d 666-67.12

*51With these considerations in mind, and borrowing from the experience of other jurisdictions, we agree that specific limitations must be imposed upon the reasonable foreseeability rule. We recognize that those limitations, albeit somewhat arbitrary, are “necessary in order not to leave the liability of a negligent defendant open to undue extension by the verdict of sympathetic juries, who under our system must define and apply any general rule to the facts of the case before them. . . . Prosser, Torts (4th Ed.) § 54, p. 335.” (Internal quotation marks omitted.) Amodio v. Cunningham, supra, 182 Conn. 93 n.11; Thing v. La Chusa, supra, 48 Cal. 3d 666. Accordingly, for a cause of action for bystander emotional distress, we adopt the reasonable foreseeability rule subject to the following conditions.13

*52First, we hold that in order to recover for emotional distress, the bystander must be “closely related to the injury victim.” Thing v. La Chusa, supra, 48 Cal. 3d 667. In this case, the relationship of the parent and the sibling to the victim satisfies this condition. “The class of potential plaintiffs should be limited to those who because of their relationship suffer the greatest emotional distress. When the right to recover is limited in this manner, the liability bears a reasonable relationship to the culpability of the negligent defendant.” Id. This court has previously recognized the importance of such relationships within the framework of our tort law. For example, the court recognized in the context of loss of consortium between husband and wife that “the mental and emotional anguish caused by seeing a healthy, loving, companionable mate turn into a shell of a person is undeniably a real injury.” Hopson v. St. Mary’s Hospital, 176 Conn. 485, 493, 408 A.2d 260 (1979). We leave to another day the question of what other relationships may qualify.

Second, the bystander’s emotional injury must be caused by the contemporaneous sensory perception of the event or conduct that causes the injury; Thing v. La Chusa, supra, 48 Cal. 3d 668; Cameron v. Pepin, supra, 610 A.2d 284; Portee v. Jaffee, supra, 84 N.J. 99; Marchetti v. Parsons, supra, 638 A.2d 1052; Kinard v. Augusta Sash & Door Co., 286 S.C. 579, 583, 336 S.E.2d 465 (1985); Heldreth v. Marrs, supra, 188 W. Va. 488; or by viewing the victim immediately after the injury causing event if no material change has occurred with respect to the victim’s location and condition. Gain v. Carroll Mill Co., supra, 114 Wash. 2d 261 (“A defendant has a duty to avoid the negligent infliction of emotional distress. However, this duty does not extend to those plaintiffs who have a claim for mental distress caused by the negligent bodily injury of a family member, unless they are physically present at the scene of the accident *53or arrive shortly thereafter. Mental distress where the plaintiffs are not present at the scene of the accident and/or arrive shortly thereafter is unforeseeable as a matter of law.”); Gates v. Richardson, 719 P.2d 193, 198-99 (Wyo. 1986) (plaintiff who observes infliction of serious bodily harm or death, or observes serious bodily harm or death shortly after its occurrence but without material change in condition or location of victim can recover under tort of negligent infliction of emotional distress); see Tommy’s Elbow Room, Inc. v. Kavorkian, 727 P.2d 1038 (Alaska 1986); Masaki v. General Motors Corp., 71 Haw. 1, 780 P.2d 566 (1989); Lejeune v. Rayne Branch Hospital, supra, 556 So. 2d 559; Dziokonski v. Babineau, supra, 375 Mass. 555;14 James v. Lieb, 221 Neb. 47, 375 N.W.2d 109 (1985); Corso v. Merrill, 119 N.H. 647, 406 A.2d 300 (1979); General Motors Corp. v. Grizzle, 642 S.W.2d 837 (Tex. App. 1982); Bowen v. Lumbermens Mutual Casualty Co., 183 Wis. 2d 627, 517 N.W.2d 432 (1994).

Third, the injury to the victim must be substantial, resulting in either death or serious physical injury. Lejeune v. Rayne Branch Hospital, supra, 556 So. 2d 570 *54(“[t]he direct victim of the traumatic injury must suffer such harm that it can reasonably be expected that one in the plaintiffs position would suffer serious mental anguish from the experience”). Any injury to one who is closely related to the bystander has an emotional impact. To a sensitive parent, witnessing a minor injury to his or her child could produce an emotional response and result in serious injury. Nevertheless, under those circumstances, a cause of action for bystander emotional distress will not he. “While any harm to a spouse or a family member causes sorrow, we are here concerned with a more narrowly confined interest in mental and emotional stability. When confronted with accidental death [or serious injury] the reaction to be expected of normal persons ... is shock and fright.” (Citations omitted; internal quotation marks omitted.) Portee v. Jaffee, supra, 84 N.J. 100. Although the tortfeasor takes his victim as he finds him or her; Hopson v. St. Mary's Hospital, supra, 176 Conn. 493; D. Wright, J. Fitzgerald & W. Ankerman, Connecticut Law of Torts (3d Ed. 1991) § 171, p. 485; it is essential that the liability for bystander emotional distress be circumscribed.

Finally, the plaintiff bystander must have sustained a serious emotional injury — that is, “a reaction beyond that which would be anticipated in a disinterested witness and which is not an abnormal response to the circumstance.” Thing v. La Chusa, supra, 48 Cal. 3d 668; see Ramirez v. Armstrong, 100 N.M. 538, 542, 673 P.2d 822 (1983); Paugh v. Hanks, 6 Ohio St. 3d 72, 78, 451 N.E.2d 759 (1983); Sinn v. Burd, supra, 486 Pa. 168. This injury may be purely emotional and need not manifest itself physically. See Delott v. Roraback, 179 Conn. 406, 409, 426 A.2d 791 (1980) (“[a] plaintiff may recover damages in a personal injury action for pain and suffering even when such pain and suffering is evidenced exclusively by the plaintiffs subjective complaints”); Leong v. Takasaki, 55 Haw. 398, 408, 520 P.2d *55758 (1974) (serious emotional distress may properly be found where reasonable person “ ‘normally constituted, would be unable to adequately cope with the mental stress engendered by the circumstances’ ”); Folz v. State, 110 N.M. 457, 470, 797 P.2d 246 (1990) (illogical to require “as a threshold element the presence of physical injury to manifest the emotional trauma induced by the contemporaneous sensory perception of the death or physical injury of a close loved one”); Sorrells v. M.Y.B. Hospitality Ventures of Asheville, 334 N.C. 669, 672, 435 S.E.2d 320 (1993) (“plaintiff must show an ‘emotional or mental disorder, such as, for example, neurosis, psychosis, chronic depression, phobia, or any other type of severe and disabling emotional or mental condition which may be generally recognized and diagnosed by professionals trained to do so’ ”); Paugh v. Hanks, supra, 78 (“serious emotional distress may be found where a reasonable person, normally constituted, would be unable to cope adequately with the mental distress engendered by the circumstances of the case”); Sinn v. Burd, supra, 168 (in agreement with Leong court); Boyles v. Kerr, 855 S.W.2d 593, 598 (Tex. 1993) (“[w]e also are not imposing a requirement that emotional distress manifest itself physically to be compensable”); Heldreth v. Marrs, supra, 188 W. Va. 490 (“Serious emotional distress which results from witnessing a closely related person critically injured or killed can be, in some cases, as debilitating and as severe as a physical injury. More importantly, serious emotional distress can be diagnosed even in the absence of any physical manifestation, and can be proven with medical and psychiatric evidence.”); Culbert v. Sampson’s Supermarkets, Inc., 444 A.2d 433, 438 (Me. 1982) (“proof of physical manifestations of the mental injury is no longer required”); Bowen v. Lumbermens Mutual Casualty Co., supra, 183 Wis. 2d 653 (plaintiff “need not prove physical manifestation of severe emotional *56distress”). “Serious emotional distress, of course, goes well beyond simple mental pain and anguish. Compensation for mental pain and anguish over injury to a third person should only be allowed where the emotional injury is both severe and debilitating. ... A non-exhaustive list of examples of serious emotional distress includes neuroses, psychoses, chronic depression, phobia and shock.” (Citation omitted; internal quotation marks omitted.) Lejeune v. Rayne Branch Hospital, supra, 556 So. 2d 570.

To summarize, we conclude that a bystander may recover damages for emotional distress under the rule of reasonable foreseeability if the bystander satisfies the following conditions: (1) he or she is closely related to the injury victim, such as the parent or the sibling of the victim; (2) the emotional injury of the bystander is caused by the contemporaneous sensory perception of the event or conduct that causes the injury, or by arriving on the scene soon thereafter and before substantial change has occurred in the victim’s condition or location; (3) the injury of the victim must be substantial, resulting in his or her death or serious physical injury; and (4) the bystander’s emotional injury must be serious, beyond that which would be anticipated in a disinterested witness and which is not the result of an abnormal response.

The allegations of the third count of the complaint seeking damages for bystander emotional distress fall within the reasonable foreseeability rule subject to the limitations we have delineated. From the allegations in the third count, a fact finder reasonably could conclude that Clohessy and Liam were closely related to Brendan, that their emotional injury was caused by the contemporaneous sensory perception of the defendant’s alleged negligence, that Brendan died as a result of the defendant’s alleged negligence, and that the emotional distress of Clohessy and Liam was severe. We conclude that *57the allegations of the third count of the complaint allege a cause of action for bystander emotional distress, a cause of action that we recognize.

II

The defendants argue that if we adopt a cause of action for bystander emotional distress, it should be applied prospectively only because they were not put on notice that we would recognize such a duty. Traditionally, however, in cases of civil tort liability in which new causes of action are recognized, the new theory of liability is applied to the parties in the case.15 See Bohan v. Last, supra, 236 Conn. 670; Hopson v. St. Mary’s Hospital, supra, 176 Conn. 485.

Moreover, this cause of action was clearly foreshadowed. Although in Strazza v. McKittrick, supra, 146 Conn. 714, this court stated that a bystander, under the facts of that case, could not recover, the statement is dictum with respect to this case. The plaintiff in Strazza did not meet all of the conditions that we have concluded are necessary for a defendant to be liable to a bystander. Furthermore, our decision in Amodio v. Cunningham, supra, 182 Conn. 80, decided fourteen years before the events in this case occurred, wherein we discussed Dillon v. Legg, supra, 68 Cal. 2d 728, at length, contained language that was sufficient to put the defendants on notice that bystander emotional distress was not foreclosed in Connecticut. Finally, the trial courts of this state, prior to the events of this case, had recognized an action for bystander emotional distress. See, e.g., Glendening v. Weis, 41 Conn. Sup. 165, 166-68, 560 A.2d 995 (1988); see also Kearney v. Philips Industries, Inc., 708 F. Sup. 479, 483 (D. Conn. 1989) (“Several judges of the Connecticut Superior Court have ruled on bystander emotional distress claims in accident situ*58ations not involving medical malpractice. The majority of these judges have refused to strike such claims from the complaint, applying the three criteria of DiUon . . . .”). Accordingly, we reject the defendants’ claim that the cause of action for bystander emotional distress should be applied prospectively only and conclude that it has full application to this case.

The judgment is reversed and the case is remanded for further proceedings.

In this opinion the other justices concurred.

5.1.2.7 Metro-North Commuter Railroad v. Buckley 5.1.2.7 Metro-North Commuter Railroad v. Buckley

METRO-NORTH COMMUTER RAILROAD CO. v. BUCKLEY

No. 96-320.

Argued February 18, 1997

Decided June 23, 1997

*426Breyer, J., delivered the opinion of the Court, in which Rehnquist, C. J., and O’Connor, Scalia, Kennedy, Souter, and Thomas, JJ., joined. Ginsburg, J., filed an opinion concurring in the judgment in part and dissenting in part, in which Stevens, J., joined, post, p. 444.

Sheila L. Birnbaum argued the cause for petitioner. With her on the briefs were Barbara Wrubel, Douglas W. Dunham, Ellen P. Quackenbos, and Richard K. Bernard.

Charles C. Goetsch argued the cause for respondent. With him on the brief were George J. Cahill, Jr., and John G. DiPersia. *

Justice Breyer

delivered the opinion of the Court.

The basic question in this case is whether a railroad worker negligently exposed to a carcinogen (here, asbestos) but without symptoms of any disease can recover under the *427Federal Employers’ Liability Act (FELA or Act), 35 Stat. 65, as amended, 45 U. S. C. § 51 et seq., for negligently inflicted emotional distress. We conclude that the worker before us here cannot recover unless, and until, he manifests symptoms of a disease. We also consider a related claim for medical monitoring costs, and we hold, for reasons set out below, that the respondent in this case has not shown that he is legally entitled to recover those costs.

Respondent, Michael Buckley, works as a pipefitter for Metro-North, a railroad. For three years (1985-1988) his job exposed him to asbestos for about one hour per working day. During that time Buckley would remove insulation from pipes, often covering himself with insulation dust that contained asbestos. Since 1987, when he attended an “asbestos awareness” class, Buckley has feared that he would develop cancer — and with some cause, for his two expert witnesses testified that, even after taking account of his now-discarded 15-year habit of smoking up to a pack of cigarettes per day, the exposure created an added risk of death due to cancer, or to other asbestos-related diseases, of either 1% to 5% (in the view of one of plaintiff’s experts), or 1% to 3% (in the view of another). Since 1989, Buckley has received periodic medical checkups for cancer and asbestosis. So far, those checkups have not revealed any evidence of cancer or any other asbestos-related disease.

Buckley sued Metro-North under the FELA, a statute that permits a railroad worker to recover for an “injury . . . resulting . .. from” his employer’s “negligence.” 45 U. S. C. § 51. He sought damages for his emotional distress and to cover the cost of future medical checkups. His employer conceded negligence, but it did not concede that Buckley had actually suffered emotional distress, and it argued that the FELA did not permit a worker like Buckley, who had suffered no physical harm, to recover for injuries of either sort. *428After hearing Buckley’s case, the District Court dismissed the action. The court found that Buckley did not “offer sufficient evidence to allow a jury to find that he suffered a real emotional injury.” App. 623. And, in any event, Buckley suffered no “physical impact”; hence any emotional injury fell outside the limited set of circumstances in which, according to this Court, the FELA permits recovery. Id., at 620; see Consolidated Rail Corporation v. Gottshall, 512 U. S. 532 (1994). The District Court did not discuss Buckley’s further claim for the costs of medical monitoring.

Buckley appealed, and the Second Circuit reversed. 79 F. 3d 1337 (1996). Buckley’s evidence, it said, showed that his contact with the insulation dust (containing asbestos) was “massive, lengthy, and tangible,” id., at 1345, and that the contact “would cause fear in a reasonable person,” id., at 1344. Under these circumstances, the court held, the contact was what this Court in Gottshall had called a “physical impact” — a “physical impact” that, when present, permits a FELA plaintiff to recover for accompanying emotional distress. The Second Circuit also found in certain of Buckley’s workplace statements sufficient expression of worry to permit sending his emotional distress claim to a jury. Finally, the court held that Buckley could recover for the costs of medical checkups because the FELA permits recovery of all reasonably incurred extra medical monitoring costs whenever a “reasonable physician would prescribe ... a monitoring regime different than the one that would have been prescribed in the absence of” a particular negligently caused exposure to a toxic substance. 79 F. 3d, at 1347 (internal quotation marks omitted).

We granted certiorari to review the Second Circuit’s holdings in light of Gottshall.

II

The critical question before us in respect to Buckley’s “emotional distress” claim is whether the physical contact with insulation dust that accompanied his emotional distress *429amounts to a “physical impact” as this Court used that term in Gottshall. In Gottshall, an emotional distress case, the Court interpreted the word “injury” in FELA § 1, a provision that makes “[ejvery common carrier by railroad . . . liable in damages to any person suffering injury while . . . employed” by the carrier if the “injury” results from carrier “negligence.” 45 U. S. C. § 51. In doing so, it initially set forth several general legal principles applicable here. Gott-shall described FELA’s purposes as basically “humanitarian.” Gottshall, supra, at 542; see also, e. g., Urie v. Thompson, 337 U. S. 163 (1949). It pointed out that the Act expressly abolishes or modifies a host of common-law doctrines that previously had limited recovery. See, e. g., 45 U. S. C. §§ 51, 53, and 54. It added that this Court has interpreted the Act’s language “liberally” in light of its humanitarian purposes. Gottshall, supra, at 543. But, at the same time, the Court noted that liability under the Act rests upon “negligence” and that the Act does not make the railroad “‘the insurer’” for all employee injuries. 512 U. S., at 543 (quoting Ellis v. Union Pacific R. Co., 329 U. S. 649, 653 (1947)). The Court stated that “common-law principles,” where not rejected in the text of the statute, “are entitled to great weight” in interpreting the Act, and that those principles “play a significant role” in determining whether, or when, an employee can recover damages for “negligent infliction of emotional distress.” 512 U. S., at 544. See also id., at 558 (Souter, J., concurring) (Court’s duty “in interpreting FELA ... is to develop a federal common law of negligence ... informed by reference to the evolving common law”); Atchison, T. & S. F. R. Co. v. Buell, 480 U. S. 557 (1987).

The Court also set forth several more specific legal propositions. It recognized that the common law of torts does not permit recovery for negligently inflicted emotional distress unless the distress falls within certain specific categories that amount to recovery-permitting exceptions. The law, *430for example, does permit recovery for emotional distress where that distress accompanies a physical injury, see, e. g., Simmons v. Pacor, Inc., 543 Pa. 664, 678, 674 A. 2d 232, 239 (1996); Restatement (Second) of Torts § 924(a) (1977), and it often permits recovery for distress suffered by a close relative who witnesses the physical injury of a negligence victim, e. g., Dillon v. Legg, 68 Cal. 2d 728, 441 P. 2d 912 (1968); Gottshall, 512 U. S., at 549, n. 10 (citing cases). The Court then held that FELA § 1, mirroring the law of many States, sometimes permitted recovery “for damages for negligent infliction of emotional distress,” id., at 550, and, in particular, it does so where a plaintiff seeking such damages satisfies the common law’s “zone of danger” test. It defined that test by stating that the law permits “recovery for emotional injury” by

“those plaintiffs who sustain a physical impact as a result of a defendant’s negligent conduct, or who are placed in immediate risk of physical harm by that conduct.” Id., at 547-548 (emphasis added).

The case before us, as we have said, focuses on the italicized words “physical impact.” The Second Circuit interpreted those words as including a simple physical contact with a substance that might cause a disease at a future time, so long as the contact was of a kind that would “cause fear in a reasonable person.” 79 F. 3d, at 1344. In our view, however, the “physical impact” to which Gottskall referred does not include a simple physical contact with a substance that might cause a disease at a substantially later time— where that substance, or related circumstance, threatens no harm other than that disease-related risk.

First, Gottskall cited many state cases in support of its' adoption of the “zone of danger” test quoted above. And in each case where recovery for emotional distress was permitted, the case involved a threatened physical contact that caused, or might have caused, immediate traumatic harm. *431 Keck v. Jackson, 122 Ariz. 114, 593 P. 2d 668 (1979) (car accident); Towns v. Anderson, 195 Colo. 517, 579 P. 2d 1163 (1978) (gas explosion); Robb v. Pennsylvania R. Co., 58 Del. 454, 210 A. 2d 709 (1965) (train struck car); Rickey v. Chicago Transit Authority, 98 Ill. 2d 546, 457 N. E. 2d 1 (1983) (clothing caught in escalator choked victim); Shuamber v. Henderson, 579 N. E. 2d 452 (Ind. 1991) (car accident); Watson v. Dilts, 116 Iowa 249, 89 N. W. 1068 (1902) (intruder assaulted plaintiff’s husband); Stewart v. Arkansas Southern R. Co., 112 La. 764, 36 So. 676 (1904) (train accident); Purcell v. St. Paul City R. Co., 48 Minn. 134, 50 N. W. 1034 (1892) (near streetcar collision); Bovsun v. Sanperi, 61 N. Y. 2d 219, 461 N. E. 2d 843 (1984) (car accident); Kimberly v. Howland, 143 N. C. 398, 55 S. E. 778 (1906) (rock from blasting crashed through plaintiffs’ residence); Simone v. Rhode Island Co., 28 R. I. 186, 66 A. 202 (1907) (streetcar collision); Mack v. South-Bound R. Co., 52 S. C. 323, 29 S. E. 905 (1898) (train narrowly missed plaintiff); Gulf, C. & S. F. R. Co. v. Hayter, 93 Tex. 239, 54 S. W. 944 (1900) (train collision); Pankopf v. Hinkley, 141 Wis. 146, 123 N. W. 625 (1909) (automobile struck carriage); Garrett v. New Berlin, 122 Wis. 2d 223, 362 N. W. 2d 137 (1985) (car accident). Cf. Deutsch v. Shein, 597 S. W. 2d 141 (Ky. 1980) (holding that exposure to X rays was “physical contact” supporting recovery for emotional suffering where immediate physical harm to fetus was suspected).

Second, Gottshall’s language, read in light of this precedent, seems similarly limited. 512 U. S., at 555 (“zone of danger test ... is consistent with FELA’s central focus on physical perils”); id., at 556 (quoting Lancaster v. Norfolk & Western R. Co., 773 F. 2d 807, 813 (CA7 1985)) (FELA seeks to protect workers “ ‘from physical invasions or menaces’ ”), cert. denied, 480 U. S., 945 (1987); 512 U. S., at 556 (employer should be liable for “emotional injury caused by the apprehension of physical impact”); id., at 547-548 (quoting Pearson, Liability to Bystanders for Negligently Inflicted Emotional Harm — A Comment on the Nature of Arbitrary Rules, *43234 U. Fla. L. Rev. 477, 488-489 (1982)) (“ ‘[T]hose within the zone of danger of physical impact’ ” should be able to “ ‘recover for fright’ ” because “ ‘a near miss may be as frightening as a direct hit’ ”).

Taken together, language and cited precedent indicate that the words “physical impact” do not encompass every form of “physical contact.” And, in particular, they do not include a contact that amounts to no more than an exposure — an exposure, such as that before us, to a substance that poses some future risk of disease and which contact causes emotional distress only because the worker learns that he may become ill after a substantial period of time.

Third, common-law precedent does not favor the plaintiff. Common-law courts do permit a plaintiff who suffers from a disease to recover for related negligently caused emotional distress, see supra, at 429, and some courts permit a plaintiff who exhibits a physical symptom of exposure to recover, see, e. g., Herber v. Johns-Manville Corp., 785 F. 2d 79, 85 (CA3 1986); Mauro v. Owens-Corning Fiberglas Corp., 225 N. J. Super. 196, 542 A. 2d 16 (App. Div. 1988). But with only a few exceptions, common-law courts have denied recovery to those who, like Buckley, are disease and symptom free. E. g., Burns v. Jacquays Mining Corp., 156 Ariz. 375, 752 P. 2d 28 (Ct. App. 1987), review dism’d, 162 Ariz. 186, 781 P. 2d 1373 (1989); Mergenthaler v. Asbestos Corp. of Am., 480 A. 2d 647 (Del. 1984); Eagle-Picher Industries, Inc. v. Cox, 481 So. 2d 517 (Fla. App. 1985), review denied, 492 So. 2d 1331 (Fla. 1986); Capital Holding Corp. v. Bailey, 873 S. W. 2d 187 (Ky. 1994); Payton v. Abbott Labs, 386 Mass. 540, 437 N. E. 2d 171 (1982); Simmons v. Pacor, Inc., 543 Pa. 664, 674 A. 2d 232 (1996); Ball v. Joy Technologies, Inc., 958 F. 2d 36 (CA4 1991); Deleski v. Raymark Industries, Inc., 819 F. 2d 377 (CA3 1987) (Pennsylvania and New Jersey law); Adams v. Johns-Manville Sales Corp., 783 F. 2d 589 (CA5 1986) (Louisiana law); Wisniewski v. Johns-Manville Corp., 759 F. 2d 271 (CA3 1985) (Pennsylvania law); In re Hawaii Federal *433 Asbestos Cases, 734 F. Supp. 1563 (Haw. 1990) (Hawaii law); Arriendola v. Kansas City So. R. Co., 699 F. Supp. 1401 (WD Mo. 1988) (FELA); see also Potter v. Firestone Tire & Rubber Co., 6 Cal. 4th 965, 863 P. 2d 795 (1993) (in banc) (no recovery for fear of cancer in a negligence action unless plaintiff is “more likely than not” to develop cancer).

Fourth, the general policy reasons to which Gottskall referred — in its explanation of why common-law courts have restricted recovery for emotional harm to cases falling within rather narrowly defined categories — militate against an expansive definition of “physical impact” here. Those reasons include: (a) special “difficulty] for judges and juries” in separating valid, important claims from those that are invalid or “trivial,” Gottshall, 512 U. S., at 557; (b) a threat of “unlimited and unpredictable liability,” ibid.; and (c) the “potential for a flood” of comparatively unimportant, or “trivial,” claims, ibid.

To separate meritorious and important claims from invalid or trivial claims does not seem easier here than in other cases in which a plaintiff might seek recovery for typical negligently caused emotional distress. The facts before us illustrate the problem. The District Court, when concluding that Buckley had failed to present “sufficient evidence to allow a jury to find ... a real emotional injury,” pointed out that, apart from Buckley’s own testimony, there was virtually no evidence of distress. App. 623-625. Indeed, Buckley continued to work with insulating material “even though ... he could have transferred” elsewhere, he “continued to smoke cigarettes” despite doctors’ warnings, and his doctor did not refer him “either to a psychologist or to a social worker.” Id., at 624. The Court of Appeals reversed because it found certain objective corroborating evidence, namely, “workers’ complaints to supervisors and investigative bodies.” 79 F. 3d, at 1346. Both kinds of “objective” evidence — the confirming and disconfirming evidence — seem only indirectly related to the question at issue, the existence *434and seriousness of Buckley’s claimed emotional distress. Yet, given the difficulty of separating valid from invalid emotional injury claims, the evidence before us may typify the kind of evidence to which parties and the courts would have to look.

The Court in Gottshall made a similar point:

“[Tjesting for the ‘genuineness’ of an injury alone . . . would be bound to lead to haphazard results. Judges would be forced to make highly subjective determinations concerning the authenticity of claims for emotional injury, which are far less susceptible to objective medical proof than are their physical counterparts. To the extent the genuineness test could limit potential liability, it could do so only inconsistently.” 512 U. S., at 552.

And Justice Ginsburg, too, in her opinion concurring in the judgment in part and dissenting in part, seems to recognize this problem, for she would limit recovery in emotional injury cases to those who can show more objective evidence than simply having expressed fear and concern to supervisors. See post, at 445.

More important, the physical contact at issue here — a simple (though extensive) contact with a carcinogenic substance — does not seem to offer much help in separating valid from invalid emotional distress claims. That is because contacts, even extensive contacts, with serious carcinogens are common. See, e. g., Nicholson, Perkel, & Selikoff, Occupational Exposure to Asbestos: Population at Risk and Projected Mortality—1980-2030, 3 Am. J. Indust. Med. 259 (1982) (estimating that 21 million Americans have been exposed to work-related asbestos); U. S. Dept. of Health and Human Services, 1 Seventh Annual Report on Carcinogens 71 (1994) (3 million workers exposed to benzene, a majority of Americans exposed outside the workplace); Pirkle, et al., Exposure of the U S Population to Environmental Tobacco Smoke, 275 JAMA 1233, 1237 (1996) (reporting that 43% of *435American children lived in a home with at least one smoker, and 37% of adult nonsmokers lived in a home with at least one smoker or reported environmental tobacco smoke at work). They may occur without causing serious emotional distress, but sometimes they do cause distress, and reasonably so, for cancer is both an unusually threatening and unusually frightening disease. See Statistical Abstract of United States 94 (1996) (23.5% of Americans who died in 1994 died of cancer); American Cancer Society, Cancer Facts & Figures — 1997, p. 1 (half of all men and one-third of all women will develop cancer). The relevant problem, however, remains one of evaluating a claimed emotional reaction to an increased risk of dying. An external circumstance — exposure — makes some emotional distress more likely. But how can one determine from the external circumstance of exposure whether, or when, a claimed strong emotional reaction to an increased mortality risk (say, from 23% to 28%) is reasonable and genuine, rather than overstated — particularly when the relevant statistics themselves are controversial and uncertain (as is usually the case), and particularly since neither those exposed nor judges or juries are experts in statistics? The evaluation problem seems a serious one.

The large number of those exposed and the uncertainties that may surround recovery also suggest what Gottshall called the problem of “unlimited and unpredictable liability.” Does such liability mean, for example, that the costs associated with a rule of liability would become so great that, given the nature of the harm, it would seem unreasonable to require the public to pay the higher prices that may result? Cf. Priest, The Current Insurance Crisis and Modern Tort Law, 96 Yale L. J. 1521, 1585-1587 (1987). The same characteristics further suggest what Gottshall called the problem of a “flood” of cases that, if not “trivial,” are comparatively less important. In a world of limited resources, would a rule permitting immediate large-scale recoveries for widespread emotional distress caused by fear of future disease *436diminish the likelihood of recovery by those who later suffer from the disease? Cf. J. Weinstein, Individual Justice in Mass Tort Litigation 10-11, 141 (1995); Schuck, The Worst Should Go First: Deferral Registries in Asbestos Litigation, 15 Harv. J. L. & Pub. Pol’y 541 (1992).

We do not raise these questions to answer them (for we do not have the answers), but rather to show that general policy concerns of a kind that have led common-law courts to deny recovery for certain classes of negligently caused harms are present in this case as well. That being so, we cannot find in GottshalVs underlying rationale any basis for departing from Gottshall’s language and precedent or from the current common-law consensus. That is to say, we cannot find in Gottshall’s language, cited precedent, other common-law precedent, or related concerns of policy a legal basis for adopting the emotional distress recovery rule adopted by the Court of Appeals.

Buckley raises several important arguments in reply. He points out, for example, that common-law courts do permit recovery for emotional distress where a plaintiff has physical symptoms; and he argues that his evidence of exposure and enhanced mortality risk is as strong a proof as an accompanying physical symptom that his emotional distress is genuine.

This argument, however, while important, overlooks the fact that the common law in this area does not examine the genuineness of emotional harm case by case. Rather, it has developed recovery-permitting categories the contours of which more distantly reflect this, and other, abstract general policy concerns. The point of such categorization is to deny courts the authority to undertake a case-by-case examination. The common law permits emotional distress recovery for that category of plaintiffs who suffer from a disease (or exhibit a physical symptom), for example, thereby finding a special effort to evaluate emotional symptoms warranted in that category of cases — perhaps from a desire to make a *437physically injured victim whole or because the parties are likely to be in court in any event. In other cases, however, falling outside the special recovery-permitting categories, it has reached a different conclusion. The relevant question here concerns the validity of a rule that seeks to redefine such a category. It would not be easy to redefine “physical impact” in terms of a rule that turned on, say, the “massive, lengthy, [or] tangible” nature of a contact that amounted to an exposure, whether to contaminated water, or to germ-laden air, or to carcinogen-containing substances, such as insulation dust containing asbestos. But, in any event, for the reasons we have stated, supra, at 430-436, we cannot find that the common law has done so.

Buckley also points to a series of common-law cases that he believes offer him support. Many of these cases, however, find that the plaintiff at issue fell within a category where the law already permitted recovery for emotional distress. E. g., Marchica v. Long Island R. Co., 31 F. 3d 1197 (CA2 1994) (traumatic injury); Clark v. Taylor, 710 F. 2d 4 (CA1 1983) (intentional infliction of harm); Laxton v. Orkin Exterminating Co., 639 S. W. 2d 431, 433-434 (Tenn. 1982) (nuisance claim); Lavelle v. Owens-Coming Fiberglas Corp., 30 Ohio Misc. 2d 11, 507 N. E. 2d 476 (Ct. Common Pleas, Cayahoga Cty. 1987) (emotional distress damages sought by ' asbestosis-afflicted plaintiff). We have found only three asbestos-related cases, all involving state law, that support Buckley directly. Watkins v. Fibreboard Corp., 994 F. 2d 253, 259 (CA5 1993) (Texas law) (recognizing cause of action for emotional distress based on exposures to asbestos in the absence of physical symptoms); In re Moorenovich, 634 F. Supp. 634 (Me. 1986) (Maine law) (same); Gerardi v. Nuclear Utility Services, Inc., 149 Misc. 2d 657, 566 N. Y. S. 2d 1002 (Westchester Cty. 1991) (same). None of them was decided by the highest court of the relevant State. And we do not find that minority view a sufficient basis for reaching Buckley’s proposed conclusion.

*438Finally, Buckley argues that the “humanitarian” nature of the FELA warrants a holding in his favor. We do not doubt that the FELA’s purpose militates in favor of recovery for a serious and negligently caused emotional harm. Cf. Gottskall, 512 U. S., at 550. But just as courts must interpret that law to take proper account of the harms suffered by a sympathetic individual plaintiff, so they must consider the general impact, on workers as well as employers, of the general liability rules they would thereby create. Here the relevant question concerns not simply recovery in an individual case, but the consequences and effects of a rule of law that would 'permit that recovery. And if the common law concludes that a legal rule permitting recovery here, from a tort law perspective, and despite benefits in some individual cases, would on balance cause more harm than good, and if we find that judgment reasonable, we cannot find that conclusion inconsistent with the FELA’s humanitarian purpose.

l — l 1 — 1

Buckley also sought recovery for a different kind of injury,” namely, the economic cost of the extra medical checkups that he expects to incur as a result of his exposure to asbestos-laden insulation dust. The District Court, when it dismissed the action, did not discuss this aspect of Buckley’s case. But the Second Circuit, when reversing the District Court, held that “a reasonable jury could award” Buckley the “costs” of “medical monitoring” in this case. 79 F. 3d, at 1347. We agreed to decide whether the court correctly found that the FELA permitted a plaintiff without symptoms or disease to recover this economic loss.

The parties do not dispute — and we assume — that an exposed plaintiff can recover related reasonable medical monitoring costs if and when he develops symptoms. As the Second Circuit pointed out, a plaintiff injured through negligence can recover related reasonable medical expenses as an element of damages. Ibid. (citing C. McCormick, Law of *439Damages § 90 (1935)); see also Restatement (Second) of Torts § 924(c) (1977); J. Stein, Stein on Personal Injury Damages § 5.18 (2d ed. 1991). No one has argued that any different principle would apply in the case of a plaintiff whose “injury” consists of a disease, a symptom, or those sorts of emotional distress that fall within the FELA’s definition of “injury.” See Part II, supra. Much of the Second Circuit’s opinion suggests it intended only to apply this basic principle of the law of damages. See, e.g., 79 F. 3d, at 1342 (“[T]his case turns upon whether . . . emotional harm ... is an injury compensable under FELA”); id., at 1347 (monitoring costs are a “traditional element of tort damages”). Insofar as that is so, Part II of our opinion, holding that the emotional distress at issue here is not a compensable “injury,” requires reversal on this point as well.

Other portions of the Second Circuit’s opinion, however, indicate that it may have rested this portion of its decision upon a broader ground, namely, that medical monitoring costs themselves represent a separate negligently caused economic “injury,” 45 U. S. C. § 51, for which a negligently exposed FELA plaintiff (including a plaintiff without disease or symptoms) may recover to the extent that the medical monitoring costs that a reasonable physician would prescribe for the plaintiff exceed the medical monitoring costs that “would have been prescribed in the absence of [the] exposure.” 79 F. 3d, at 1347 (citation omitted). This portion of the opinion, when viewed in light of Buckley’s straightforward claim for an “amount of money” sufficient to “compensate” him for “future medical monitoring expenses,” Plaintiff’s Proposed Charges to the Jury 25, Record, Doc. 33, suggests the existence of an ordinary, but separate, tort law cause of action permitting (as tort law ordinarily permits) the recovery of medical cost damages in the form of a lump sum, see Stein, supra, at §§ 5.1 and 5.18, and irrespective of insurance, Restatement (Second) of Torts, supra, § 920A(2). As so characterized, the Second Circuit’s holding, in our *440view, went beyond the bounds of currently “evolving common law.” Gottshall, supra, at 558 (Souter, J., concurring).

Guided by the parties’ briefs, we have canvassed the state-law cases that have considered whether the negligent causation of this kind of harm (i. e., causing a plaintiff, through negligent exposure to a toxic substance, to incur medical monitoring costs) by itself constitutes a sufficient basis for a tort recovery. We have found no other FELA decisions. We have put to the side several cases that involve special recovery-permitting circumstances, such as the presence of a traumatic physical impact, or the presence of a physical symptom, which for reasons explained in Part II are important but beside the point here. See, e. g., Friends for All Children, Inc. v. Lockheed Aircraft Corp., 746 F. 2d 816, 824-825 (CADC 1984) (traumatic impact); Hagerty v. L & L Marine Services, Inc., 788 F. 2d 315, modified, 797 F. 2d 256 (CA5 1986) (same); Simmons v. Pacor, Inc., 543 Pa. 664, 674 A. 2d 232 (1996) (physical symptom). We have noted that federal courts, interpreting state law, have come to different conclusions about the matter. Compare, e. g., In re Paoli R. Yard PCB Litigation, 916 F. 2d 829 (CA3 1990) (Pennsylvania law), with Ball v. Joy Technologies, Inc., 958 F. 2d 36 (CA4 1991) (West Virginia and Virginia law). And we have ended up focusing on several important State Supreme Court cases that have permitted recovery. Ayers v. Jackson, 106 N. J. 557, 525 A. 2d 287 (1987); Hansen v. Mountain Fuel Supply Co., 858 P. 2d 970 (Utah 1993); Potter v. Firestone Tire & Rubber Co., 6 Cal. 4th 965, 863 P. 2d 795 (1993); see also Burns v. Jacquays Mining Corp., 156 Ariz. 375, 752 P. 2d 28 (App. 1987).

We find it sufficient to note, for present purposes, that the cases authorizing recovery for medical monitoring in the absence of physical injury do not endorse a full-blown, traditional tort law cause of action for lump-sum damages — of the sort that the Court of Appeals seems to have endorsed here. Rather, those courts, while recognizing that medical monitoring costs can amount to a harm that justifies a tort *441remedy, have suggested, or imposed, special limitations on that remedy. Compare Ayers, supra, at 608, 525 A. 2d, at 314 (recommending in future cases creation of “a court-supervised fund to administer medical-surveillance payments”); Hansen, supra, at 982 (suggesting insurance mechanism or court-supervised fund as proper remedy); Potter, supra, at 1010, n. 28, 863 P. 2d, at 825, n. 28 (suggesting that a lump-sum damages award would be inappropriate); Burns, supra, at 381, 752 P. 2d, at 34 (holding that lump-sum damages are not appropriate), with, e.g., Honeycutt v. Walden, 294 Ark. 440, 743 S. W. 2d 809 (1988) (damages award for future medical expenses made necessary by physical injury are awarded as lump-sum payment); Rice v. Hill, 315 Pa. 166, 172 A. 289 (1934) (same); and Restatement (Second) of Torts § 920A(2) (1977) (ordinarily fact that plaintiff is insured is irrelevant to amount of tort recovery). Cf. Weinstein, Individual Justice in Mass Tort Litigation, at 154. We believe that the note of caution, the limitations, and the expressed uneasiness with a traditional lump-sum damages remedy are important, for they suggest a judicial recognition of some of the policy concerns that have been pointed out to us here— concerns of a sort that Gottshall identified.

Since, for example, the particular cancer-related costs at issue are the extra monitoring costs, over and above those otherwise recommended, their identification will sometimes pose special “difficultfies] for judges and juries.” Gottshall, 512 U. S., at 557. Those difficulties in part can reflect uncertainty among medical professionals about just which tests are most usefully administered and when. Cf. Report of U. S. Preventive Services Task Force, Guide to Clinical Preventive Services xxvii, xxx-xxxi, xlvii-xcii (2d ed. 1996). And in part those difficulties can reflect the fact that scientists will not always see a medical need to provide systematic scientific answers to the relevant legal question, namely, whether an exposure calls for extra monitoring. Cf. App. 182 (testimony by Buckley’s expert conceding that periodic colon cancer screening “is recommended by the Ahiericari *442Cancer Society anyway”); id., at 164 (testimony by Buckley’s expert declining to rule out that periodic chest X rays would likely benefit smokers such as Buckley, even in the absence of asbestos exposure). Buckley’s sole expert, then, was equivocal about the need for extra monitoring, and the defense had not yet put on its case.

Moreover, tens of millions of individuals may have suffered exposure to substances that might justify some form of substance-exposure-related medical monitoring. See supra, at 434-435. (The dissent limits its class of potential plaintiffs to employees suing their employers, see post, at 454, but other exposed individuals who satisfy the Paoli test, see post, at 449-450, could sue — at common law.) And that fact, along with uncertainty as to the amount of liability, could threaten both a “flood” of less important cases (potentially absorbing resources better left available to those more seriously harmed, see supra, at 435-436) and the systemic harms that can accompany “unlimited and unpredictable liability” (for example, vast testing liability adversely affecting the allocation of scarce medical resources). The dissent assumes that medical monitoring is not a “costly” remedy, see post, at 451 (internal quotation marks omitted). But Buckley here sought damages worth $950 annually for 36 years; by comparison, of all claims settled by the Center for Claims Resolution, a group representing asbestos manufacturers, from 1988 until 1993, the average settlement for plaintiffs injured by asbestos was about $12,500, and the settlement for nonmalignant plaintiffs among this group averaged $8,810. See App. in Amchem Products, Inc. v. Windsor, O. T. 1996, No. 96-270, p. 578.

Finally, a traditional, full-blown ordinary tort liability rule would ignore the presence of existing alternative sources of payment, thereby leaving a court uncertain about how much of the potentially large recoveries would pay for otherwise unavailable medical testing and how much would accrue to plaintiffs for whom employers or other sources (say, insurance now or in the future) might provide monitoring in any *443event. Cf. 29 CFR § 1910.1001(1) (1996) (requiring employers to provide medical monitoring for workers exposed to asbestos). The Occupational Safety and Health Administration regulations (which the dissent cites) help to demonstrate why the Second Circuit erred: where state and federal regulations already provide the relief that a plaintiff seeks, creating a full-blown tort remedy could entail systemic costs without corresponding benefits. Nor could an employer necessarily protect itself by offering monitoring, see post, at 453-454, for that is not part of the rule of law that Justice Ginsburg would endorse — a rule that, if traditional, would, as we have noted, allow recovery irrespective of the presence of a “collateral source” of payment. See post, at 449.

We do not deny important competing considerations — of a kind that may have led some courts to provide a form of liability. Buckley argues, for example, that it is inequitable to place the economic burden of such care on the negligently exposed plaintiff rather than on the negligent defendant. See, e. g., Ayers, 106 N. J., at 603-606, 525 A. 2d, at 311-312; Potter, 6 Cal. 4th, at 1007-1009, 863 P. 2d, at 824. He points out that providing preventive care to individuals who would otherwise go without can help to mitigate potentially serious future health effects of diseases by detecting them in early stages; again, whether or not this is such a situation, we may assume that such situations occur. And he adds that, despite scientific uncertainties, the difficulty of separating justified from unjustified claims may be less serious than where emotional distress is the harm at issue. See also Ayers, supra; Potter, supra.

We do not deny that Justice Ginsburg paints a sympathetic picture of Buckley and his co-workers; this picture has force because Buckley is sympathetic and he has suffered wrong at the hands of a negligent employer. But we are more troubled than is Justice Ginsburg by the potential systemic effects of creating a new, full-blown, tort law cause of action — for example, the effects upon interests of other *444potential plaintiffs who are not before the court and who depend on a tort system that can distinguish between reliable and serious claims on the one hand, and unreliable and relatively trivial claims on the other. See supra, at 438. The reality is that competing interests are at stake — and those interests sometimes can be reconciled in ways other than simply through the creation of a full-blown, traditional, tort law cause of action. Cf. post, at 454.

We have not tried to balance these, or other, competing considerations here. We point them out to help explain why we consider the limitations and cautions to be important— and integral — parts of the state-court decisions that permit asymptomatic plaintiffs a separate tort claim for medical monitoring costs. That being so, we do not find sufficient support in the common law for the unqualified rule of lump-sum damages recovery that is, at least arguably, before us here. And given the mix of competing general policy considerations, plaintiff’s policy-based arguments do not convince us that the FELA contains a tort liability rule of that unqualified kind.

This limited conclusion disposes of the matter before us. We need not, and do not, express any view here about the extent to which the FELA might, or might not, accommodate medical cost recovery rules more finely tailored than the rule we have considered.

IV

For the reasons stated, we reverse the determination of the Second Circuit, and we remand the case for further proceedings consistent with this opinion.

It is so ordered.

Justice Ginsburg,

with whom Justice Stevens joins, concurring in the judgment in part and dissenting in part.

The Federal Employers’ Liability Act (FELA) was enacted to facilitate recovery for railworkers who suffer injuries as a result of their employers’ negligence. “Congress intended *445the creation of no static remedy, but one which would be developed and enlarged to meet changing conditions and changing concepts of industry’s duty toward its workers.” Kernan v. American Dredging Co., 355 U. S. 426, 432 (1958). Until recently, this Court accorded the FELA a notably “liberal construction in order to accomplish [Congress’] objects.” Urie v. Thompson, 337 U. S. 163, 180 (1949). Today’s decision, however, continues the step-back approach taken in Consolidated Rail Corporation v. Gottshall, 512 U. S. 532 (1994). Even if the Gottshall decision supported the Court’s rejection of Michael Buckley’s claim for emotional distress, the Court’s disposition of Buckley’s medical monitoring claim marks a new and enigmatic departure from a once “constant and established course.” Urie, 337 U. S., at 181-182.

Buckley’s extensive contact with asbestos particles in Grand Central’s tunnels, as I comprehend his situation, constituted “physical impact” as that term was used in Gott-shall. Nevertheless, I concur in the Court’s judgment with respect to Buckley’s emotional distress claim. In my view, that claim fails because Buckley did not present objective evidence of severe emotional distress. See Atchison, T & S. F. R. Co. v. Buell, 480 U. S. 557, 566-567, n. 13 (1987) (“severe emotional injury ... has generally been required to establish liability for purely emotional injury”); see also id., at 569, n. 18. Buckley testified at trial that he was angry at Metro-North and fearful of developing an asbestos-related disease. However, he sought no professional help to ease his distress, and presented no medical testimony concerning his mental health. See 79 F. 3d 1337, 1341 (CA2 1996). Under these circumstances, Buckley’s emotional distress claim fails as a matter of law. Cf. Gottshall, 512 U. S., at 563-564, 566-567 (Ginsburg, J., dissenting) (describing as “unquestionably genuine and severe” emotional distress suffered by one respondent who had a nervous breakdown, and another who was hospitalized, lost weight, and had, inter alia, suicidal preoccupations, anxiety, insomnia, cold sweats, and nausea).

*446Concerning medical monitoring, the Court of Appeals ruled that Buckley stated a triable claim for monitoring expenses made “necessary because of his exposure to asbestos,” expenses essential “to ensure early detection and cure of any asbestos-related disease he develops." 79 F. 3d, at 1347. I would not disturb that ruling.

I

As a pipefitter for Metro-North, Michael Buckley repaired and maintained the labyrinth of pipes in the steam tunnels of Grand Central Terminal in New York City. The pipes were surrounded by a white insulation material that Buckley and his co-workers had to remove to perform their jobs. Without any protective gear, the pipefitters would hammer, slice, and pull the insulation material, which broke apart as it was removed, scattering dust particles into the air. Fans used to mitigate the intense heat of the steam tunnels spread further dust from insulation pieces that had accumulated on tunnel floors. The dust coated Buckley’s skin and clothing; he testified that he could taste the gritty insulation material as it entered his mouth and nose. The pipefitters would emerge from their work in the tunnels covered from head to toe with white dust; for this appearance, they were dubbed “the snowmen of Grand Central.”

The insulation material covering Grand Central’s pipes was made of asbestos, widely recognized as a carcinogen since the mid-1970’s. Metro-North did not tell the pipefit-ters of, or provide protection against, the danger to which the workers were exposed until 1987, two years after Buckley started working in the steam tunnels. At an asbestos awareness class on August 31, 1987, Buckley and his coworkers learned of the asbestos in the pipe insulation and of the diseases asbestos exposure could cause. Buckley was then given a respirator and some instruction on the “glove bag” method of removing asbestos. He testified that his efforts to use the respirator and glove bag method proved frus*447trating: the respirator fit poorly and slid down his face as he perspired in the intense heat of the steam tunnels; the plastic bags used to isolate the asbestos melted on the hot pipes, spilling out the material instead of containing it.

Buckley and as many as 140 other asbestos-exposed workers sought legal counsel after their complaints to Metro-North management went unresolved. In the FELA action now before us, Buckley is serving as test plaintiff for the claims of all the exposed employees. Metro-North stipulated in the District Court that it had “negligently exposed the plaintiff Michael Buckley to asbestos while he was working in Grand Central Terminal from June 1985 to the beginning of September 1987.” App. 594 (Admitted and Stipulated Facts). “[N]o later than 1986,” Metro-North also conceded, “[it] obtained actual notice of the presence of asbestos. in Grand Central Terminal and notice of the hazard that working with or around asbestos posed to the health and welfare of its employees.” Ibid. Metro-North further acknowledged that “it exposed the plaintiff to asbestos without warning him that he was being exposed to asbestos and without training him how to safely handle and remove asbestos.” Ibid. Prior to Metro-North’s stipulation conceding negligence, the New York Attorney General’s Office and the Office of the Inspector General of the Metropolitan Transportation Authority conducted a joint investigation, leading to these conclusions: Metro-North had “seriously disregarded the health and safety of its workers”; and the railroad’s failings were “particularly egregious” because Metro-North was on notice of the asbestos problem as a result of complaints by its workers, a report by its own consultant, and inspections by the New York State Department of Labor. Id., at 614.

II

Buckley asserted two claims for relief in his FE LA-based complaint: first, he charged Metro-North with negligent infliction of emotional distress; second, he sought compensation *448for the cost of future medical monitoring. The Court definitively rejects Buckley’s first claim by holding that, under the FELA, a railworker may not recover damages for emotional distress unless, and until, he manifests symptoms of a disease. See ante, at 427, 430. As to Buckley’s second claim, however, the Court speaks tentatively. “[T]he respondent in this case,” we are told, “has not shown that he is legally entitled to recover [medical monitoring] costs.” Ante, at 427. “[A]rguably,” the Court explains, Buckley demands an “unqualified rule of lump-sum damages recovery,” ante, at 444, a rule for which the Court finds “[in]sufficient support in the common law,” ibid. The Court pointedly refrains, however, from “expressing] any view . . . about the extent to which the FELA might, or might not, accommodate medical cost recovery rules more finely tailored than” a “rule of [the] unqualified kind.” Ibid. (emphasis in original).

It is not apparent why (or even whether) the Court reverses the Second Circuit’s determination on Buckley’s second claim. The Court of Appeals held that a medical monitoring claim is solidly grounded, and this Court does not hold otherwise. Hypothesizing that Buckley demands lump-sum damages and nothing else, the Court ruminates on the appropriate remedy without answering the anterior question: Does the plaintiff have a claim for relief? Buckley has shown that Metro-North negligently exposed him to “extremely high levels of asbestos,” 79 F. 3d, at 1341, and that this exposure warrants “medical monitoring in order to detect and treat [asbestos-related] diseases as they may arise.” Id., at 1346. Buckley’s expert medical witness estimated the annual costs of proper monitoring at $950. Ibid. 1 We do not know from the Court’s opinion what more a plaintiff must show to qualify for relief.

*449A

In my view, the Second Circuit rightly held that a rail-worker negligently exposed to asbestos states a claim for relief under the FELA; recovery in such cases, again as the Court of Appeals held, should reflect the difference in cost between the medical tests a reasonable physician would prescribe for unexposed persons and the monitoring regime a reasonable physician would advise for persons exposed in the way Michael Buckley and his co-workers were. See id,., at 1347; see infra, at 450-451 (defining an asbestos-exposed worker’s “injury”); see also In re Paoli R. Yard PCB Litigation, 916 F. 2d 829, 849-852 (CA3 1990) (Paoli I), cert. denied sub nom. General Elec. Co. v. Knight, 499 U. S. 961 (1991); In re Paoli R. Yard PCB Litigation, 35 F. 3d 717, 785-788 (CA3 1994) (Paoli II), cert. denied sub nom. General Elec. Co. v. Ingram, 513 U. S. 1190 (1995).

Recognizing such a claim would align the FELA with the “evolving common law.” Gottshall, 512 U. S., at 558 (Sou-ter, J., concurring). “[A medical monitoring] action has been increasingly recognized by state courts as necessary given the latent nature of many diseases caused by exposure to hazardous materials and the traditional common law tort doctrine requirement that an injury be manifest.” Daigle v. Shell Oil Co., 972 F. 2d 1527, 1533 (CA10 1992); see also Schwartz, Recovery of Damages for Expense of Medical Monitoring to Detect or Prevent Future Disease or Condition, 17 A. L. R. 5th 327 (1994). As the Court understates, several state high courts have upheld medical monitoring cost recovery. See ante, at 440. In a pathmarking opinion, the United States Court of Appeals for the Third Circuit, interpreting Pennsylvania law, recognized a right to compensation for monitoring “necessary in order to diagnose properly the warning signs of disease.” See Paoli 1, 916 F. 2d, at 851; see also Paoli II, 35 F. 3d, at 785-788. Similarly, a number of Federal District Courts interpreting state law, and several state courts of first and second instance, have *450sustained medical monitoring claims.2 This Court, responsible for developing FELA law, finds little value in these decisions.

These courts have answered the question this Court passes by: What are the elements of a compensable medical monitoring claim? The Third Circuit, for example, has enumerated: A plaintiff can recover the costs of medical monitoring if (1) he establishes that he was significantly exposed to a proven hazardous substance through the negligent actions of the defendant; (2) as a proximate result of the exposure, the plaintiff suffers a significantly increased risk of contracting a serious latent disease; (3) by reason of the exposure a reasonable physician would prescribe a monitoring regime different from the one that would have been prescribed in the absence of the exposure; and (4) monitoring and testing procedures exist that make the early detection and treatment of the disease possible and beneficial. See Paoli I, 916 F. 2d, at 852; Paoli II, 35 F. 3d, at 788. Each factor must be shown by competent expert testimony. See Paoli 7, 916 F. 2d, at 852.

A claim so defined comports with the terms of the FELA. Under the FELA, a railroad “shall be liable in damages to any person suffering injury while he is employed by such carrier ... for such injury . . . resulting in whole or in part from the negligence of any of the officers, agents, or employees of such carrier.” 45 U. S. C. §51. The “injury” sustained by an asbestos-exposed worker seeking to recover medical monitoring costs is the invasion of that employee’s interest in being free from the economic burden of extraordi*451nary medical surveillance. See Restatement (Second) of Torts § 7 (1964) (defining injury as “the invasion of any legally protected interest of another”); see Friends for All Children, Inc. v. Lockheed Aircraft Corp., 746 F. 2d 816, 826 (CADC 1984) (“It is difficult to dispute that an individual has an interest in avoiding expensive diagnostic examinations just as he or she has an interest in avoiding physical injury.”); Ayers v. Jackson, 106 N. J. 557, 591, 525 A. 2d 287, 304 (1987).

Traditional tort principles upon which the FELA rests warrant recognition of medical monitoring claims of the kind Buckley has asserted. As the Third Circuit explained, “[t]he policy reasons for recognizing this tort are obvious[:]”

“Medical monitoring claims acknowledge that, in a toxic age, significant harm can be done to an individual by a tortfeasor, notwithstanding latent manifestation of that harm. Moreover,. . . recognizing this tort does not ré-quire courts to speculate about the probability of future injury. It merely requires courts to ascertain the probability that the far less costly remedy of medical supervision is appropriate. Allowing plaintiffs to recover the cost of this care deters irresponsible discharge of toxic chemicals by defendants and encourages plaintiffs to detect and treat their injuries as soon as possible. These are conventional goals of the tort system ....” Paoli I, 916 F. 2d, at 852.

See also Potter v. Firestone Tire & Rubber Co., 6 Cal. 4th 965, 1008, 863 p. 2d 795, 824 (1993); Hansen v. Mountain Fuel Supply Co., 858 P. 2d 970, 976-978 (Utah 1993); Ayers, 106 N. J., at 603-605, 525 A. 2d, at 311-312; Burns v. Jaquays Mining Corp., 156 Ariz. 375, 380-381, 752 P. 2d 28, 33-34 (App. 1987).

On all counts — exposure, increased risk of devastating disease, and the necessity of monitoring — Michael Buckley’s complaint presents a textbook case. Through its stipula*452tions, Metro-North has acknowledged that it failed “to use [the] reasonable care [the FELA requires] in furnishing its employees with a safe place to work.” Buell, 480 U. S., at 558. At trial, “[competent expert testimony ... established both that Buckley suffered a substantial impact from asbestos that . , . significantly increased his risk of contracting an asbestos-related disease and that Buckley should receive medical monitoring in order to ensure early detection and cure of any asbestos-related disease he develops.” 79 F. 3d, at 1347. Thus, Metro-North, “through [its] negligence, caused the plaintiff, in the opinion of medical experts, to need specific medical services — a cost that is neither inconsequential nor of a kind the community generally accepts as part of the wear and tear of daily life. Under [the] principles of tort law, the [tortfeasor] should pay.” Friends for All Children. 746 F. 2d, at 825.

B

The Court, as I read its opinion, leaves open the question whether Buckley may state a claim for relief under the FELA. The Court does not question the medical need for monitoring. It recognizes that cancer, one of the diseases Buckley faces an increased risk of suffering, is “unusually threatening and unusually frightening,” ante, at 435, and that detection of disease in early stages “can help to mitigate potentially serious future health effects,” ante, at 443. On the other hand, the Court notes there may be “uncertainty among medical professionals about just which tests are most usefully administered and when.” Ante, at 441.

It is not uncommon, of course, that doctors will agree that medical attention is needed, yet disagree on what monitoring or treatment course is best. But uncertainty as to which tests are best or when they should be administered is not cause to deny a claim for relief. Fact triers in tort cases routinely face questions lacking indubitably clear answers: Did defendant’s product cause plaintiff’s disease? What will plaintiff’s future disability and medical costs be? It bears repetition, moreover, that recovery on a FELA medical mon*453itoring claim would be limited to the incremental cost of tests a reasonable physician would recommend as a result of the plaintiff’s exposure. See 79 F. 3d, at 1347.

Occupational Safety and Health Administration (OSHA) regulations governing permissible levels of asbestos exposure in the workplace make it plain that medical monitoring is no “trivial” matter, see ante, at 444; the regulations are instructive on appropriate standards for necessary monitoring, see 29 CFR § 1910.1001 (1996); see also 29 U. S. C. § 655(b)(7) (authorizing Secretary of Labor to require employers to provide medical monitoring to employees exposed to hazardous substances). OSHA’s regulations direct employers to provide medical monitoring for employees exposed to certain levels of asbestos, and they describe in detail the monitoring employers must make available. See 29 CFR § 1910.1001(1), App. D, App. E (1996). These regulations apply to all industries covered by the Occupational Safety and Health Act of 1970 (Act). Although the Act does not apply to state public employers such as Metro-North, see 29 U. S. C. § 652(5), New York State has adopted OSHA standards for its public employers, see N. Y. Lab. Law §§ 27-a(3)(c), (4)(a) (McKinney 1986 and Supp. 1997). Had Metro-North assiduously attended to those standards, Buckley might have been spared the costs he now seeks to recover.3

Finally, the Court’s anticipation of a “ ‘flood’ of less important cases” and “‘unlimited and unpredictable liability’” is overblown. See ante, at 442. The employee’s “injury” in the claim at stake is the economic burden additional medical *454surveillance entails, see supra, at 450-451; if an employer provides all that a reasonable physician would recommend for the exposed employee, the employee would incur no costs and hence have no claim for compensation. Nor does the FELA claim Buckley states pave the way for “tens of millions of individuals” with similar claims. See ante, at 442. It is doubtful that many legions in the universe of individuals ever exposed to toxic material could demonstrate that their employers negligently exposed them to a known hazardous substance, and thereby substantially increased the risk that they would suffer debilitating or deadly disease.4 Withholding relief, moreover, is dangerous, for lives will be lost when grave disease is diagnosed too late.

C

The Court emphasizes most heavily that several courts, while authorizing recovery for medical monitoring, have imposed or suggested special limitations on the tort remedy. See ante, at 440-441. In lieu of lump-sum damages, the Court indicates, a court-supervised fund might be the better remedy. See ante, at 441; see also Potter, 6 Cal. 4th, at 1006-1010, and n. 28, 863 P. 2d, at 821-825, and n. 28 (recognizing claim and affirming award for medical monitoring; suggesting in footnote creation of court-supervised fund); Hansen, 858 P. 2d, at 979-982 (reversing grant of summary judgment and recognizing claim for medical monitoring; suggesting creation of court-supervised fund); Ayers, 106 N. J., at 607-611, 525 A. 2d, at 313-315 (affirming damages award for medical monitoring; suggesting creation of court-supervised fund in future cases); Burns, 156 Ariz., at 380-381, 752 P. 2d, at 33-34 (recognizing claim for medical monitoring; holding plaintiffs entitled to award from court-supervised fund).

It is scarcely surprising that the Second Circuit did not consider relief through a court-supervised fund. So far as the record before us shows, no party argued in the District *455Court, the Second Circuit, or even this Court, that medical monitoring expenses may be recoverable, but not through a lump sum, only through a court fund. The question aired below was the prime one the Court obscures: Does Buckley’s medical monitoring claim warrant any relief?

Buckley sought “an ‘amount of money’ sufficient to ‘compensate’ him for ‘future medical monitoring expenses.’” See ante, at 439. He was not more precise about the form relief should take. The Court infers from Buckley’s proposed charges to the jury, however, that he wanted what “tort law ordinarily permits” — damages in a lump sum. See ibid. I believe his claim qualifies for that relief. If the Court deems what “tort law ordinarily permits” inappropriate, however, the Court should at least say, for the guidance of lower courts, “Yes, Buckley has a claim for relief.” Federal Rule of Civil Procedure 54(c) directs a court to grant the relief to which a prevailing party is entitled, even if the party did not demand such relief in its pleadings. Rule 54(c) thus instructs district courts to “compensate the parties or remedy the situation without regard to the constraints of the antiquated and rigid forms of action.” 10 C. Wright, A. Miller, & M. Kane, Federal Practice and Procedure §2662, pp. 133-134 (2d ed. 1983). Under the Federal Rules, “a party should experience little difficulty in securing a remedy other than that demanded in his pleadings when he shows he is entitled to it.” Id., at 135; see also id., §2664, at 163 (Rule 54(c) “has been utilized when the court awards a different type of relief from that demanded in the complaint”); cf. Holt Civic Club v. Tuscaloosa, 439 U. S. 60, 65-66 (1978) (“a federal court should not dismiss a meritorious constitutional claim because the complaint seeks one remedy rather than another plainly appropriate one”) (citing Rule 54(c)).

* * *

The Court today reverses the Second Circuit’s determination that Buckley has stated a claim for relief, but remands the case for further proceedings. If I comprehend the Court’s enigmatic decision correctly, Buckley may replead a *456claim for relief and recover for medical monitoring, but he must receive that relief in a form other than a lump sum. Unaccountably, the Court resists the straightforward statement that would enlighten courts in this and similar cases: A claim for medical monitoring is cognizable under the FELA; it .is a claim entirely in step with “‘evolving common law.’ ” See ante, at 440 (citing Gottshall, 512 U. S., at 558 (Souter, J., concurring)). I therefore dissent from the Court’s judgment to the extent it relates to medical monitoring.

5.1.2.8 NIED for being made into the cause of danger? Hypo 5.1.2.8 NIED for being made into the cause of danger? Hypo

Can the plaintiff in this case recover? Identify how the facts of this case do not fit with prevailing doctrine, and then try to creatively reason about whethere there is liability for the defendant, and what the nature of that liablity would be.

Attorneys and Law Firms

*572 Thomas G. Zentner, Jr., Theus, Grisham, Davis & Leigh, Monroe, for Monroe City School Bd. defendant-applicant.
Milton Dale Peacock, Monroe, for Sonya R. Clomon plaintiff-respondent.

Opinion

DENNIS, Justice.
This is a suit by a young woman against a school board for damages because of the severe emotional distress she sustained, without contemporaneous physical injury, when her automobile struck and killed a four year old school boy who darted into her path after the school board's bus driver and bus attendant discharged the boy from the bus, prematurely deactivated the bus warning devices and drove away, leaving the boy alone to cross the street to his home. The trial court held the school board liable for the emotional distress and subsequent physical and mental illnesses its employees negligently inflicted on the young woman but reduced her recovery by 30% because of her negligent failure to see the boy before he ran into the street. The court of appeal affirmed, Clomon v. Monroe City School Board, 557 So.2d 1100 (La.App. 2d Cir.1990), and this court granted certiorari to determine whether the decisions below were consistent with the bystander recovery rule announced in Lejeune v. Rayne Branch Hospital, 556 So.2d 559 (La.1990).
The deceased, Antonio Benjamin, was a four year old handicapped special education student who lived on Powell Avenue in Monroe. During the 1983 fall school term the Monroe City School Board provided him with school transportation in a mini-bus designated for handicapped children. Each school day Antonio was transported to and from his house under the care and supervision of the school bus operator and a special education attendant.
We see no error in the trial court's findings of fact based on conflicting testimony of witnesses to the accident: On the afternoon of the accident, the bus driver halted the bus opposite Antonio's house on Powell Avenue and engaged the bus warning lights and retractable stop signs. Powell Avenue at that point was a three lane thoroughfare, and the bus was stopped partially occupying the two lanes farthest from Antonio's house. The attendant exited the bus with Antonio, escorted him around the front of the bus, left him standing by the driver's side of the bus in the center lane, and reboarded the bus. The bus driver, who assumed that the attendant had seen Antonio safely across the street, disengaged the warning devices and started to drive away. Sonya Clomon, an eighteen year old college student, who was driving her parents' automobile, saw the school bus with its warning lights activated as she approached Powell Avenue on a side street about one quarter mile away. But when Sonya turned onto Powell Avenue and drove toward the bus at a lawful speed of 35 MPH, the bus warning lights and stop signs had been disengaged, and the bus began to pull away from its stop. Sonya did not see Antonio standing in the center lane by the driver's side of the bus. As her vehicle passed the front of the bus, she saw Antonio attempting to cross the street. Sonya braked and veered the car but it struck Antonio just before he reached the other side of the avenue. Antonio died later that day from injuries sustained in the accident.
Nor do we detect any misuse of discretion in the trial judge's assessment of Sonya's damages:
Plaintiff claims that, as a result of the accident, she has suffered severe emotional trauma which aggravated her diabetic condition and caused a post-traumatic stress disorder. Following the accident, she was admitted to the Glenwood Hospital for diabetic reaction triggered by the accident, and in the summer of 1984, she spent about twenty-one (21) days in Woodland Hills, undergoing treatment and therapy by her psychiatrist, Dr. Gene Moore.
The Court believes that the plaintiff's complaints about the emotional trauma *573 she suffered are real and genuine. Only a callous or stoic person would not be affected by this accident. Although time is a great healer of the mind, the trauma suffered by the plaintiff will long remain with her. The Court further believes that a considerable amount of her trauma was eliminated when the negligent homicide charge was reduced to a misdemeanor. [Sonya was charged with negligent homicide, arrested, booked and later released on bail on the night after the accident. Ultimately, she was permitted to plead nolo contendre to a charge of negligent operation and pay a fine of $150 for this offense on January 19, 1987.] For this type of injury, the Court finds $25,000 to be a fair award.
The trial court concluded that the bus driver, the attendant and Sonya were each guilty of negligent acts and omissions contributing to the accident. The court attributed 70% of the negligence to the school board employees, reduced Sonya's recovery by 30% to correspond with her portion of the fault, and entered judgment in her favor against the school board in the amount of $17,500. The Court of Appeal affirmed the judgment, finding no error of fact and concluding that the trial court's decision was consistent with the court of appeal's previous decision holding that Sonya's cause of action was valid. Clomon v. Monroe City School Board, 557 So.2d 1100 (La.App. 2d Cir.1990).
In its previous decision, the court of appeal reversed a trial court ruling by which the lower court had sustained the school board's exception of no cause of action. Clomon v. Monroe City School Board, 490 So.2d 691 (La.App. 2d Cir.1986). The court of appeal held that under the facts alleged in the petition, which were substantially the same as the plaintiff later proved at trial, a cause of action had been stated for negligently inflicted emotional distress damages, because the school board employees had violated a “direct and separate [statutory] duty owed by the board to the motorist to operate the warning signals on the school bus until the child departing the bus reaches a place of safety, which duty is correlative to the duty owed by the motorist to obey these signals.” Id. at 694. See La.R.S. 32:80. Further, the court of appeal held that the school board's policy imposing similar requirements on the bus driver and a separate obligation on the attendant to escort the child to a place of safety created a legal duty that “extends to protect not only the departing handicapped child, but, as well, the motorist who might strike the departing child if a breach of the duty of one or more employees of the board causes wholly or partly an accident between the motorist and the child, even though the motorist herself might be partially at fault in causing the accident.” Id.
Sonya's application for certiorari by this court was denied. Clomon v. Monroe City School Board, 563 So.2d 886 (La.1990). We granted the school board's application, Clomon v. Monroe City School Board, 563 So.2d 869 (La.1990), to decide whether a plaintiff in Sonya's position should be barred from recovering damages for her negligently inflicted emotional distress for any or all of the following reasons: she was not closely related to the deceased victim of the accident; she sustained only emotional distress damage without immediate physical injuries in the collision; and she was contributorily negligent in causing the accident. These are the only issues presented because the school board's application and argument here are restricted to them.
1. Whether the Bystander Recovery Rule Applies
Civil Code Article 2315, in pertinent part, provides: “Every act whatever of man that causes damage to another obliges him by whose fault it happened to repair it. * * * ” The fundamental civil law principle stated by this article has been a basic tenet of our law since 1808. See Art. 2315, La.C.C. Comp.Ed., in 17 West's LSA–C.C. p. 16 (1972). Although it is true that some exceptions have been made to the general principle that a person is liable for all damage caused by his fault, it is clear that in the absence of a statutory provision declaring an exception, or a compelling need for one to preserve the public interest, no such *574 exception should be recognized by the courts.
One exception created by this court to the principle of complete reparation was the rule that a plaintiff may not recover for his emotional distress caused by a defendant's negligent infliction of injury upon a third person—even if the third person was the plaintiff's child or other loved one. Black v. Carrollton R.R. Co., 10 La.Ann. 33 (1855). See, also, Kaufman v. Clark, 141 La. 316, 75 So. 65 (1917); Brinkman v. St. Landry Cotton Oil Co., 118 La. 835, 43 So. 458 (1907); Sperier v. Ott, 116 La. 1087, 41 So. 323 (1906). Although it is debatable whether this court ever advanced any compelling policy for the exception or its broad, amorphous nature, the rule proved quite durable and was not overruled until earlier this year by our decision in Lejeune v. Rayne Branch Hospital, 556 So.2d 559 (La.1990). In the Lejeune case this court held that a wife had a cause of action under Civil Code Article 2315 for her negligently inflicted emotional distress which she sustained upon entering her comatose husband's hospital room and discovering that he had been bitten by rats just prior to her arrival. Acknowledging the formidable problems that judges and juries face in distinguishing fraudulent and idiosyncratic claims from meritorious ones, this court deemed it necessary to impose admittedly “somewhat arbitrary”, Lejeune v. Rayne Branch Hospital, 556 So.2d 559, 569 (La.1990), restrictions on such claims in order to establish a “guaranty of merit against fraud” and other abuses. See 3 Harper, James and Gray, The Law of Torts 685 (2d ed. 1986); H. Smith, Relation of Emotions to Injury and Disease: Legal Liability for Psychic Stimuli, 30 Va.L.Rev. 193, 207 (1944). Thus, within the facts of the Lejeune case, this court concluded that mental pain and anguish claims arising out of injury to third persons are allowable, with these modifications and restrictions:
1. A claimant ... must, however, either view the accident or injury-causing event or come upon the accident scene soon thereafter and before substantial change has occurred in the victim's condition.
2. The direct victim of the traumatic injury must suffer such harm that it can reasonably be expected that one in the plaintiff's position would suffer serious mental anguish from the experience.
3. The emotional distress sustained must be both serious and reasonably foreseeable to allow recovery.
4. A fourth restriction concerns the relationship of the claimant and the direct victim. ... Regarding this fourth requirement, ... we leave for another day a decision whether recovery should be allowed only for close relatives (and, if so which ones), or rather, for those with simply a close relationship to the victim.
These restrictions or indicia of merit were modeled on those developed by courts in California and other states in Dillon v. Legg, 68 Cal.2d 728, 69 Cal.Rptr. 72, 441 P.2d 912 (1968) and its progeny. See, e.g., Thing v. Lachusa, 48 Cal.3d 644, 257 Cal.Rptr. 865, 771 P.2d 814 (1989); Champion v. Gray, 478 So.2d 17 (Fla.1985); Apache Ready Mix Co., Inc. v. Creed, 653 S.W.2d 79 (Tx.App.1983); Versland v. Carson Transport, 206 Mont. 313, 671 P.2d 583 (1983); Cohen v. McDonnel Douglas Corp., 389 Mass. 327, 450 N.E.2d 581 (1983); Sinn v. Burd, 486 Pa. 146, 404 A.2d 672 (1979); Gustafson v. Faris, 67 Mich.App. 363, 241 N.W.2d 208 (1976). Limitations of this type may be referred to very generally as “bystander recovery rules” because they are designed to permit recovery when a plaintiff closely related to the direct victim of an accident actually witnesses the injury as a bystander or comes upon the scene immediately afterward. For critical analyses of the bystander recovery development, see Pearson, Liability to Bystanders for Negligently Inflicted Emotional Harm—A Comment on the Nature of Arbitrary Rules, 34 U.Fla.L.Rev. 477 (1982); Comment, Dillon Revisited: Toward a Better Paradigm for Bystander Cases, 43 Ohio S.L.J. 931, 948 (1982); Note, Limiting Liability for the Negligent Infliction of Emotional Distress: The “Bystander Recovery” Cases, 54 S.Cal.L.Rev. 847 (1981); Dillon v. Legg Revisited: Toward a *575 Unified Theory of Compensating Bystanders and Relatives for Intangible Injuries, 35 Hastings L.J. 477 (1984).
Prior to the advent of the bystander recovery rule the common law courts had resorted to other “somewhat arbitrary” limits to claims for negligently inflicted emotional distress. The two main restrictions were the “impact” and “zone of danger” rules. The latter is still adhered to by many courts which have thus far rejected the bystander recovery rule. Prosser & Keeton, The Law of Torts § 54, p. 366 (5th ed. 1984). See, e.g., Tobin v. Grossman, 24 N.Y.2d 609, 301 N.Y.S.2d 554, 249 N.E.2d 419 (1969); Rickey v. Chicago Transit Authority, 101 Ill.App.3d 439, 57 Ill.Dec. 46, 428 N.E.2d 596 (1981); Shelton v. Russell Pipe & Foundry Co., 570 S.W.2d 861 (Tenn.1978). Under the “impact” rule, the plaintiff in order to recover for negligently inflicted emotional distress without immediate physical injury was required to prove that the tortfeasor's conduct caused some “impact” upon the person of the plaintiff. Prosser & Keeton, The Law of Torts § 54, p. 363 (5th ed. 1984). See, e.g., Cadillac Motor Car Division v. Brown, 428 So.2d 301 (Fla.App.1983); Deutsch v. Shein, 597 S.W.2d 141 (Ky.1980); Howard v. Bloodworth, 137 Ga.App. 478, 224 S.E.2d 122 (1976). The English and many American courts later adopted the “zone of danger” approach under which a plaintiff may recover for her emotional distress at the injury to her child if the plaintiff herself is threatened with physical injury by the defendant's negligence. Prosser & Keeton, The Law of Torts § 54 p. 365 (5th ed. 1984). See, e.g., Hambrook v. Stokes Brothers, 1 K.B. 141 (1925); Stadler v. Cross, 295 N.W.2d 552 (Minn.1980); Keck v. Jackson, 122 Ariz. 114, 593 P.2d 668 (1979); Vaillancourt v. Medical Center Hospital, 139 Vt. 138, 425 A.2d 92 (1980). Apparently, some courts believed, at least for a time, that satisfaction of the impact or zone of danger rule provided some necessary assurance or guaranty that the courts would not become besieged by claims that were feigned or born out of hypersensitivity.
1
In the present case, the defendant school board argues that Sonya's emotional distress does not qualify her for recovery under the Lejeune administrative strictures. The defendant forthrightly concedes that in all likelihood Sonya's proof satisfied three of the four bystander recovery restrictions, viz., that she was a percipient witness to the accident and the direct victim's injury; that the direct victim's injury reasonably could be expected to cause another to suffer serious mental anguish; and that the witness' emotional distress was serious. But the school board contends that Sonya's case fails to satisfy the fourth bystander recovery requisite, i.e., that the claimant had a close relationship with the direct victim.
We agree that Sonya cannot succeed under Lejeune's bystander recovery rule because she did not have a close relationship with the direct victim as required by the rule.. However, Lejeune does not govern every class of claim for emotional damage due to third party injury. Lejeune addressed only the most typical class, a suit by a plaintiff emotionally distressed by his loved one's injury against a tortfeasor based purely on a breach of the latter's general duty of due care. In formulating rules to establish a guaranty of merit for this broad class of claims, the Lejeune court did not intend to modify or interrupt the development of rules or decisions permitting recovery for emotional distress from a tortfeasor who owed the plaintiff a special, direct duty created by law, contract or special relationship. In fact, the court noted with evident approval a number of court of appeal decisions recognizing such an “independent duty owed to an aggrieved non-traumatically injured plaintiff.” Lejeune v. Rayne Branch Hospital, 556 So.2d at 567; citing Bishop v. Callais, 533 So.2d 121 (La.App. 4th Cir.1988), writ denied, 536 So.2d 1214 (La.1989) (Parents stated a cause of action for mental anguish damages because of injuries inflicted upon their minor child while confined in a psychiatric hospital, and that the hospital may owe a duty to the parents.); Skorlich v. East Jefferson Gen. Hosp., 478 So.2d 916 (La.App. 5th Cir.1985) (Physician owed a *576 duty to father and mother not to negligently injure the child during the birth process. Presumably, the court found that the father would suffer mental anguish from any possible injury to the child.); Holland v. St. Paul Mercury Ins. Co., 135 So.2d 145 (La.App. 1st Cir.1961) (Exterminating company owed an independent contractual duty to the parents, separate from the duty owed to their son who allegedly ingested rat poison.); Jordan v. Fidelity & Casualty Co., 90 So.2d 531 (La.App. 2d Cir.1956) (Negligent driver's breach of duty resulted in liability to other driver for mental distress arising out of concern over possible injury to unborn child where that driver's pregnant wife was riding in car at time of collision.); Champagne v. Hearty, 76 So.2d 453 (La.App.Orl.1955) (Landlord's duty to maintain property in a safe condition resulted in liability to pregnant tenant for mental anguish caused by fear that fetus was injured when ceiling plaster fell onto tenant.); Valence v. Louisiana Power & Light Co., 50 So.2d 847 (La.App.Orl.1951) (Bus driver's negligence in running into ditch made carrier liable to pregnant passenger and her husband for the mental anguish they suffered as a result of feared injury to fetus.). Moreover, this court in Lejeune expressly relied on its prior decision in Pitre v. Opelousas Gen. Hosp., 530 So.2d 1151 (La 1988) as presaging the overruling of Black v. Carrollton R.R. Co., 10 La.Ann. 33 (1855), and as “[r]ecognizing the physician's duty to the parents to act reasonably so as to avoid acts or omissions which might foreseeably lead to the birth of a child (in a case where the doctor had undertaken a procedure to sterilize the mother) [and holding that] the parents had stated a cause of action for their emotional and mental distress associated with the birth of their ‘unplanned and unwanted’ child, since these were foreseeable consequences of the alleged negligence.” Lejeune v. Rayne Branch Hospital, 556 So.2d at 568.
Finally, Lejeune clearly recognized in expounding the fundamental principle of Civil Code Article 2315 that this basic precept favors the full reparation of wrongfully injured persons, Lejeune v. Rayne Branch Hospital, 556 So.2d at 568; that in formulating each delictual duty the social, moral and economic factors and other policy considerations pertinent under the particular circumstances must be weighed, Id.; and that “[m]oving from a jurisprudential situation where no claims have been allowed for mental pain and anguish relative to injury to third parties, to one in which some but not all claims will be allowed, of necessity requires some line drawing at the outset.” Id. at 569.
Consequently, we conclude that this court is not precedentially bound to apply mechanistically the damage limitation rules of Lejeune to the present case. Instead, this case calls on us to employ familiar methodology in examining a statutory standard of conduct to decide whether it prescribes a direct, special duty to the plaintiff to compensate her for negligently inflicted emotional distress. Further, the delictual duty here involves a narrower category of potential claims with respect to which we must weigh a different mixture of empirical factors to determine whether the principle of full reparation should be applied without stint or cabined by prophylactic limitations.
2. Whether the Statute Prescribes a Duty to Repair Emotional Distress Damages
2
To determine whether Sonya established that the school board employees owed her a special, direct duty that they breached, entitling her to recover emotional distress damages caused by the violations, we follow a method similar to that of determining whether a defendant may be held liable in a negligence case on the basis of his violation of a statute. The bases for delictual liability relied upon by Sonya are the fault of the defendant's special education attendant in failing to escort or to see Antonio safely across the street and the fault of the defendant's bus driver in failing to comply with the statute governing the receiving and discharging of children from school buses. In this review we focus on the fault of the bus driver because it stems from the breach of a statutory duty which clearly was owed to a motorist *577 in Sonya's position. It is not necessary to analyze the attendant's duty to determine whether it encompassed a special, direct duty owed to the motorist. Under La.R.S. 32:80 the bus driver has a direct, non-delegable duty to protect the child and the motorist in this situation. The bus driver cannot rely on the attendant in the performance of his legal duties to protect children and motorists. The actions and omissions of the bus driver alone justify the assessment of 70% of the negligence in this case to the school board.
The statute governing receiving and discharging children from school buses, La.R.S. 32:80, provides that a school bus driver must activate the bus's alternately flashing signal lights whenever he stops or is about to stop on the highway for the purpose of receiving or discharging children. La.R.S. 32:80(B)(1) and (2). The driver of a vehicle on a highway approaching a school bus that has stopped to receive or discharge school children must stop his vehicle not less than thirty feet from the school bus when its signal lights are flashing and not proceed until its signals are off or the bus resumes its trip. La.R.S. 32:80(A)(1). Any motorist convicted of violating this law shall be subject to a fine or imprisonment, or both. La.R.S. 32:80(A)(4). A school bus driver is authorized to notify law officials of a violation of this law, and a citation may be issued on the basis of such notice to the owner or lessee of a vehicle involved in a violation. La.R.S. 32:80(A)(3).
The process by which a child crosses an open highway to board or disembark from a school bus is charged with danger. Accordingly, the legislature has enacted the most stringent provisions feasible to safeguard the entire operation. The child, the bus driver and the motorist are constituents of this process, bound together legally and practically in a special, exigent relationship, from the moment the bus stops and signals until the child is safely across the roadway. See Westerfield v. LaFleur, 493 So.2d 600, 605 (1986). If the school bus driver and the motorist perform their duties properly, a child who crosses a typical roadway while leaving or entering an immobile signalized school bus is guarded from harm by a legal cordon during the entire time he is traversing the roadway. He and his parents are entitled to rely for his safe passage upon the motorist's observance of the safety zone and the bus driver's performance of his duty to activate highly visible signals, await the child's safe passage and report any motorist's violation of the legally protected passageway. The injury or death of a child during the protected receiving or discharge procedure can result in severe consequences for even an innocent motorist including criminal prosecution, civil damage suits, and moral opprobrium. Id.
3
4
It is clear that the bus driver in the present case violated her duties to await the safe passage of the child and to refrain from prematurely deactivating the signals or resuming her trip. It is equally apparent that the busperson's breach of the statutory duty caused the damage. Sonya is entitled to the presumption that she would have heeded a proper warning, and there is nothing in the record to indicate that she would have failed to do so. Bloxom v. Bloxom, 512 So.2d 839, 850 (La.1987); Vickers v. Chiles Drilling Co., 882 F.2d 158 (5th Cir.1989). In determining whether the bus driver's violation was a breach of a delictual duty owed specially and directly to Sonya it is necessary to examine the purposes of the legislation and decide (1) whether Sonya falls within the class of persons it was intended to protect and (2) whether the harm complained of was of the kind which the statute was intended, in general, to prevent. See Carter v. City Parish Government of East Baton Rouge, 423 So.2d 1080 (La.1982); Boyer v. Johnson, 360 So.2d 1164 (La.1978); Prosser & Keeton, supra § 36 at 225.
Having examined the provisions of the statute, we conclude that by vesting the bus driver with authority similar to that of a policeman to direct the motorist's use of the highway under pain of criminal penalty the legislature has also imposed upon the bus driver the duty to perform his role properly for the benefit of the motorist. *578 Consequently, the motorist is required and entitled to rely for his safety, convenience and peace of mind upon the bus driver's performance of his duty to activate highly visible signals, await the child's safe passage and remain as a stationary sentinel until the child's security is clearly assured. It is obvious that the bus driver's dereliction may result in minimal to extreme consequences for the motorist including his fright at a near miss, his own physical injury or property damage, or his serious emotional and mental illness associated with a child's injury or death, as in the present case. Moreover, it is evident that the bus driver's duty is owed not only to the careful motorist but also to the inattentive driver who may have relied on the busman's signals or lack thereof. Although the bus driver's duty is not imposed to protect the utterly indifferent or foolhardy, its protection is not restricted to those whose senses are precisely attuned to the prospect of the particular danger encountered. The evidence does not indicate that Sonya would have been oblivious to the flashing signals had they been activated or to the motionlessness of the bus had it remained stationary. On the contrary, there is every reason to believe that if such warnings had been given, Antonio's tragic death would have been avoided as well as Sonya's emotional distress and illness. See Levi v. SLEMCO, 542 So.2d 1081, 1089 (La.1989); Malone, Cause In Fact, 9 Stanford L.Rev. (1956).
By the same token, we believe that the harm that befell Sonya was within the class of harms that the statute was intended to guard against. Cf. Carter v. City Parish Government of East Baton Rouge, 423 So.2d 1080 (La.1983). The accident resulted from exactly the kind of risk which the statute was designed to prevent. Cf. Boyer v. Johnson, 360 So.2d 1164 (La.1978); Smolinski v. Taulli, 276 So.2d 286 (La.1973). Sonya's damage was included within the same general risk, or class of risk, at which the statute is directed. In the absence or any other guide in the legislation itself, a statute may well be assumed to include all risks that reasonably may be anticipated as likely to follow from its violation. Prosser & Keeton, supra § 36 at 226–27 n. 65, 66. It is reasonable to expect that a motorist who unexpectedly encounters a small child in the roadway after a school bus has extinguished its warning lights and has departed may become involved in various types of accidents. It is also predictable that some of these mishaps will foreseeably lead to either physical or emotional trauma, or both, for the motorist involved. For all of these reasons, and because the motorist is placed in a position of reliance by the law and the acts or omissions of the school bus driver, it would not be just to deny the motorist recovery for any damage attributable to the bus driver's negligence.
Moreover, in this type of case the plaintiff-motorist usually will be a percipient witness to the injury, and her claim of serious emotional distress can be considered in light of the objective circumstances of the accident and injury absent the complicating factor of any personal relationship with the direct victim. Consequently, we conclude that in the narrow class of cases involving the direct, special statutory duty owed to the motorist, there is no justification for the creation of juristic limitations upon the principle of reparation underlying Civil Code Article 2315. Accordingly, Sonya should be permitted to recover for her severe emotional distress and other consequent injuries that were found to be genuine by each lower court and conceded to be proven by the defendant.
3. Whether Recovery is Barred by Sonya's Contributory Negligence
5
Civil Code Article 2323 (1980) provides: “When contributory negligence is applicable to a claim for damages, its effect shall be as follows: If a person suffers injury, death or loss as the result partly of his own negligence and partly as a result of the fault of another person or persons, the claim for damages shall not thereby be defeated, but the amount of damages recoverable shall be reduced in proportion to the degree or percentage of negligence attributable to the person suffering the injury, death or loss.” In view of the clear *579 mandate of Civil Code Article 2323 (1980), there is no basis in law for barring rather than reducing Sonya's recovery. Under the circumstances of this case, barring Sonya's recovery would be tantamount either to resurrecting the legislatively abrogated doctrine of contributory negligence or to concluding that the bus driver owed Sonya no duty, a proposition which we must reject for the reasons advanced above.
DECREE
The judgments of the trial court and the court of appeal in favor of plaintiff Sonya Clomon and against the defendant the Monroe City School Board are affirmed at relator's cost.
AFFIRMED.
WATSON, J., concurs and assigns reasons.
HALL, J., joins in the opinion and adds concurring reasons.
MARCUS, J., dissents and assigns reasons.
COLE, J., dissents and assigns reasons.

Concurrence

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WATSON, Justice, concurring.
I concur in the result reached by the majority in the extremely well written and well supported opinion.
However, in my view this is not a “bystander recovery” case and I therefore believe that much of the comparison with Lejeune v. Rayne Branch Hospital, 556 So.2d 559 (La.1990), where I dissented, is not necessary. Here the plaintiff was not a bystander; she was physically involved in the accident. For this reason, I would hold that she is entitled to recover for her emotional damages just as she would be if she had suffered physical damages or a combination of the two. Some might regard the distinction I see as a quibble, but awarding damages to a person actually involved in an accident, no matter what the nature of the damages, is a much more precise and concrete application of Civil Code article 2315 than formulating and applying the necessarily arbitrary guidelines necessitated by the allowance of “bystander recovery.”
Therefore, I respectfully concur in the result.

Concurrence

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HALL, Justice (concurring).
I subscribe to the majority opinion and add these concurring reasons.
The majority opinion quite properly distinguishes this case from Lejeune. Lejeune is a bystander case in which the plaintiff sought to recover emotional damages suffered as a result of witnessing injuries to a third person caused by the defendant's breach of duty owed to the third person. Here, plaintiff was not a bystander. As a result of the defendant's breach of duty owed to her, she became a participant in the accident. Plaintiff does not seek to recover as a result of witnessing an injury to another; she seeks to recover because she was involved in a traumatic accident as a result of the defendant's negligence. Her emotional distress suffered during an accident in which she was involved and which was caused by defendant's negligence is compensable. Since she was a participant in the accident she is entitled to recover because of her concern for her own well-being, not merely because of her concern for a third party as a witness to the accident. While she probably suffered no fear for her physical well-being, she likely suffered great fear of the consequences of having hit a child and severe guilt and remorse. This emotional distress, conceded by all to be serious and disabling, was caused by the negligence of the defendant, and therefore plaintiff is entitled to recover for it.

Dissent

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MARCUS, Justice (dissenting).
I dissent from the recognition of a duty owed to a person who has suffered mental anguish but has not sustained physical injury. In any event, I do not believe that the bus driver breached a duty to plaintiff under the circumstances of this case. Accordingly, I respectfully dissent.

Dissent

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*580 COLE, Justice, dissenting.
I respectfully dissent. The issue addressed by this Court in Lejeune v. Rayne Branch Hosp., 556 So.2d 559 (La.1990), was whether a defendant owes a duty to protect a plaintiff from mental anguish occasioned by the negligent infliction of injury to a third person. We there held such a duty exists under limited circumstances and specifically delineated those circumstances. Because plaintiff in this case did not bear a close relationship with the victim of the accident, I would reverse the Court of Appeal and dismiss plaintiff's claim.
The substantive issue presented in this case is whether plaintiff may recover for mental anguish occasioned by the physical injury and subsequent death of Antonio Benjamin, who was in no way related to plaintiff. This issue is much the same as the issue presented in Lejeune and I fail to see why the majority declines to address the issue within the parameters set forth in Lejeune. In declining to apply Lejeune, the majority relies on two premises. First, the majority asserts it is not “precedentially bound to apply mechanistically the damage limitation rules of Lejeune ” because that case dealt only with the breach of a general duty of care, not the breach of a “special, direct duty created by law....” Second, the majority declares that La.R.S. 32:80, a statute which is directed toward the protection of children, contains a “special, direct duty” which is owed to all motorists, and which encompasses the mental anguish suffered by plaintiff. For the following reasons, I believe each premise is erroneous.
I.
First of all, I believe the majority's statement that Lejeune was not meant to govern every class of claim for emotional distress resulting from injury to a third person is dubious. When the Court of Appeal addressed the Lejeune case, it defined the issue as follows: “[d]oes Louisiana now recognize a cause of action for mental distress experienced by a claimant resulting from injury sustained by a third person?” Lejeune v. Rayne Branch Hosp., 539 So.2d 849, 850 (La.App. 3rd Cir.1989). We granted writs in that case, 541 So.2d 861 (La.1990), to review the jurisprudence that had developed since Black v. Carrollton Railroad, 10 La.Ann. 33 (1855), and to determine “just what limits should be established on the availability of a cause of action for mental pain and anguish damages because of physical injury to a third party.” 556 So.2d at 569. Prior to delineating the limits on the cause of action, we specifically recognized that we wanted to avoid having the law in this area developed in an ad hoc manner by the lower courts. We stated:
Just as many other states have done, we find need to move restrictively in this area. It is for this reason that we are not inclined to rely simply on general principles of duty and negligence. Administrative boundaries or guidelines imposed jurisprudentially at the outset will facilitate application by the lower courts, ensure that there is no open-ended exposure of tortfeasors, and ensure as well that a policy of limited exposure to serious mental pain and anguish damages sustained by a limited class of claimants will be permitted.
* * * * * *
Accordingly, we will determine in this case what guidelines should control the allowance of recovery, focusing on whether the plaintiff must observe the injury causing event, the type of injury suffered by the victim, the severity of the plaintiff's mental pain and anguish, and the character of the relationship between the victim and the plaintiff.
556 So.2d at 569. By holding that the carefully drawn guidelines of Lejeune are not applicable in any case in which a court can find a “special, direct” duty owed to the plaintiff, the majority has done precisely what the majority in Lejeune deemed it unwise to do: it has recognized an enormous class of cases1 in which the lower courts may award damages for emotional *581 distress caused by third party injury on an ad hoc basis.
To support its statement that Lejeune was not intended to apply to the facts of this case, the majority cites numerous cases mentioned by the Court in Lejeune with “evident approval.” According to the majority, these cases recognize recovery of emotional distress damages arising from injury to a third party when there is an independent duty owed to an aggrieved, non-traumatically injured plaintiff. However, I believe these cases were cited in Lejeune merely as a review of the development of the “maverick cases” which had refused to apply the rule of Black v. Carrollton Railroad, supra. I do not believe the citation was intended to carve out a subcategory of cases which would not be subject to the rules that were later enunciated in Lejeune. To the contrary, the cases cited fit squarely within the parameters we developed in Lejeune. I think it is quite pertinent to note that every one of these “maverick” cases involves a plaintiff who bore a close relationship with the person who was directly injured by the defendant. Bishop v. Callais, 533 So.2d 121 (La.App. 4th Cir.1988), (parent-child relationship); Skorlich v. East Jefferson Gen. Hosp., 478 So.2d 916 (La.App. 5th Cir.1985), (parent-child relationship); Holland v. St. Paul Mercury Ins. Co., 135 So.2d 145 (La.App. 1st Cir.1961), (parent-child relationship); Jordan v. Fidelity & Casualty Co., 90 So.2d 531 (La.App. 2nd Cir.1956), (parent-unborn child relationship); Champagne v. Hearty, 76 So.2d 453 (La.App.Orl.1955), (mother-unborn child relationship); Valence v. Louisiana Power & Light Co., 50 So.2d 847 (La.App.Orl.1951), (parent-unborn child relationship). It does not seem to me that prior cases which allowed recovery for mental anguish for injury to a closely related person may be cited to justify the non-application of the close relationship requirement of Lejeune.
II.
The second premise used by the majority to support its argument that Lejeune is inapplicable is likewise disturbing. The majority contends La.R.S. 32:80 creates a “special, direct duty” owed to all motorists. However, I believe R.S. 32:80 is plainly directed toward the protection of children who ride school buses, and not toward the protection of motorists.
When a rule of law upon which a plaintiff relies for imposing a duty is based upon a statute, this Court must interpret the legislative intent as to the risk contemplated by the legal duty created in the statute to determine whether the statute actually creates a duty which is owed to the plaintiff. Hill v. Lundin, 260 La. 542, 256 So.2d 620 (1972). Seldom does a statute protect every person against every risk that may befall him merely because it is shown that the violation of the statute played a part in producing the injury. 256 So.2d at 623. Applying this principle to the facts of this case leads me to conclude that R.S. 32:80 does not create a duty which is owed to plaintiff. Rather, R.S. 32:80 is designed to protect children who ride school buses. It sets forth various procedures which a bus driver must follow when he stops to pick up or unload children. Although the statute authorizes (indeed requires) the bus driver to use the electronic stop signs and flashing lights to stop traffic, this authority is given so as to protect the children who must cross a street when entering or exiting the bus. There is absolutely nothing in the language of the statute, its legislative history, or the jurisprudence interpreting it suggesting it creates any duty directly owed to oncoming motorists, much less a “special, direct duty.”
Additionally, R.S. 32:80 is but one of a myriad of traffic regulations contained in the Louisiana Highway Regulatory Act, La.R.S. 32:132:399. Most of the regulations contained in the Act are directed toward the protection of a particular class of persons.2 Despite the fact that the vast *582 majority of the Highway Regulation Act statutes are directed toward narrow classes of persons, each could be interpreted broadly, as the majority has done to R.S. 32:80, to be directed to all motorists. Are we then to conclude each of these statutes creates a “special, direct” duty to motorists such that emotional distress damages caused by third party injury are available? If so, are not our courts now at the mercy of creative attorneys who have at their disposal literally hundreds of regulatory statutes3 through which they may forage to find “special, direct” duties? If not, what guidelines are the lower courts to use to determine when a regulatory statute creates a “special, direct” duty?
A few examples may help illustrate the potential problems created by the majority's ruling. R.S. 32:19332:197 provide various rules by which bicycle riders must abide. Suppose a cyclist, who is under 18 years of age, is killed when an automobile strikes him. Suppose further that the cyclist was riding his bike on the wrong side of the road and did not have proper reflectors on his bike, in violation of the statutes. The automobile driver is found to have been 50% at fault for failing to keep a proper lookout, and the cyclist is found to have been 50% at fault for operating the bicycle in violation of the statutes. May the automobile driver recover from the cyclist's grieving parents for mental anguish caused by the cyclist's negligence? Similarly, in the above example, suppose the cyclist was riding a motorcycle without a helmet, in violation of R.S. 32:190. Suppose further he was killed in an accident with a motorist, who was 95% at fault. If the motorist can prove that the motorcyclist would not have died but for his failure to wear a helmet, and that he suffered grave mental anguish for having killed the motorcyclist, may the motorist recover for his mental anguish? Suppose under the facts of the instant case, plaintiff was found to have been under the influence of alcohol at the time of the accident and was apportioned 80% at fault, may she still recover for her mental anguish? Lastly, if the testimony in today's case had indicated plaintiff suffered mental anguish both because of her having killed the child and because she witnessed his physical injuries at the scene of the accident, would plaintiff be limited to recovering only for that distress associated with the grief caused by having killed the child? If the answer to this last question is no, we have created a situation in which a person who suffers serious mental anguish by witnessing a gruesome and traumatic injury to a stranger may not recover for his mental anguish4 while the person whose fault was a substantial cause of the accident may recover. If the answer is yes, we have placed upon triers of fact a very difficult, perhaps impossible, burden: the burden of distinguishing between, and placing values upon, different types of mental anguish.
I am certain that what has been done by the majority significantly undercuts the primary objective of Lejeune, which was to impose practical guidelines for the lower courts which will “ensure that there is no open-ended exposure of tortfeasors, and ensure as well that a policy of limited exposure to serious mental pain and anguish damages sustained by a limited class of claimants will be permitted.” (emphasis added). I recognize there is a distinction in the way plaintiff characterized her mental anguish in this case and the characterization of the plaintiff's mental anguish in Lejeune. (See, Hall, J., concurring, supra). Nevertheless, I believe the damages claimed in each case are of sufficient similarity to render the prudential considerations involved in Lejeune applicable to this case. The contrary view adopted by the majority in this case is at odds with Lejeune and I sincerely believe opens the floodgates of litigation. While I respect the views of my brethren in the majority, I suggest this Court should stem the tide. I *583 would reverse the Court of Appeal and dismiss plaintiff's claim.

DENNIS, Justice, assigning additional reasons in support of the majority opinion.
Torts scholars should recognize the longer of the two dissenting opinions as an extremely narrow interpretation of prior decisions by this court and the courts of appeal. Other readers, however, may be misled by the dissenting opinion's use of partial quotations and arguments that do not take into account the total environment and historical development of the law of damages. Accordingly, I think a brief reply should be made in order to aid in placing the dissenting opinion's legal analyses in perspective.
In the dissent's view, liability for negligently inflicted emotional distress must be confined exclusively to cases falling within the recently developed bystander recovery rule. But other judges and scholars have recognized that “liability for negligently inflicted psychic harm has typically (but not invariably) arisen in two contexts, which sometimes overlap to form a third.” Harper, James & Gray, The Law of Torts, Vol. 3 § 18.4, p. 688–89 (1986) (Footnotes omitted). First, is the case in which plaintiff narrowly escapes physical injury, the threat of which causes serious alarm and consequent psychic or physical injury or both. Harper, James & Gray, supra at 689; Restatement (Second) of Torts § 436(1) & (2) (1965); Comment, Negligent Infliction of Emotional Distress: Reconciling the Bystander and Direct Victim Causes of Action, 18 U.S.F.L.Rev. 145, 161 (1983); Minzer, Nates, Kimball, Axelrod & Goldstien, Damages in Tort Actions, Vol. 1, §§ 5.10–5.14 (1990). The second typical case has to do with shock to bystanders, e.g., the mother (for instance) who witnesses her child being killed or injured by the negligent defendant. Harper, James, and Gray, supra at p. 689; Restatement (Second) of Torts § 436(3) (1965); Comment, Dillon Revisited: Toward a Better Paradigm for Bystander Cases, 43 Ohio St.L.J. 931 (1982). Comment, Limiting Liability for the Negligent Infliction of Emotional Distress: The “Bystander Recovery” Cases, 54 U.S.C.L.Rev. 847 (1981); Minzer, Nates, Kimball, Axelrod & Goldstien, Damages in Tort Actions, Vol. 1, §§ 5.20–5.25 (1990). These two categories may overlap, where the person who is not hit physically, but is shocked to witness the injury or death of a companion, could have been hit physically. See Harper, James and Gray, supra at p. 690 and authorities cited therein.
Also, a number of smaller special categories have been recognized, as exceptions to the three typical cases, in which recovery for emotional disturbance has been allowed. A number of courts, including this court, have allowed recovery against a telegraph company for the negligent transmission of a message, especially one announcing death, indicating on its face a potential for mental distress. See, e.g., Graham v. Western Union Telegraph Co., 109 La. 1069, 34 So. 91 (1903); Russ v. Western Union Telegraph Co., 222 N.C. 504, 23 S.E.2d 681 (1943); Western Union Telegraph Co. v. Redding, 100 Fla. 495, 129 So. 743 (1930). Courts in this state and others have allowed similar recovery for the mishandling of corpses. See, e.g., Fortuna v. St. Bernard Memorial Gardens, 529 So.2d 883 (La.App. 4th Cir.1988); Shelmire v. Linton, 343 So.2d 301 (La.App. 1st Cir.1977); French v. Ochsner Clinic, 200 So.2d 371 (La.App. 4th Cir.1967); Blanchard v. Brawley, 75 So.2d 891 (La.App. 1st Cir.1954); Clark v. Smith, 494 S.W.2d 192 (Tex.Civ.App.1973); Allen v. Jones, 104 Cal.App.3d 207, 163 Cal.Rptr. 445 (1980); Torres v. State, 34 Misc.2d 488, 228 N.Y.S.2d 1005 (1962). There have been other exceptional cases, but all of them have in common the especial likelihood of genuine and serious mental distress, arising from the special circumstances, which serves as a guarantee that the claim is not spurious. See Prosser & Keeton, The Law of Torts § 54, p. 362 (5th ed. 1984) and authorities cited at n. 32; See, also, Harper, James and Gray, The Law of Torts § 18.4 at n. 19.
Indeed, the evolving view is toward the recognition of a duty imposed on the defendant to refrain from the negligent infliction of serious emotional distress in special circumstances *584 where the mental anguish is the clearly foreseeable result or when a special relationship exists between the defendant and the plaintiff. According to some authorities, some of the best known, but by no means the only, examples involve wrongdoing on the part of common carriers, the tele-communications industry and persons involved in the handling of dead bodies. Minzer, Nates, Kimball, Axelrod and Goldstien, Damages in Tort Actions, Vol. 1 § 5.12 (1990). See, also, Gray v. Superior Court, 181 Cal.App.3d 813, 226 Cal.Rptr. 570 (1986); Molien v. Kaiser Foundations Hospitals, 27 Cal.3d 916, 167 Cal.Rptr. 831, 616 P.2d 813 (1980); Berman v. Allen, 80 N.J. 421, 404 A.2d 8 (1979); Vattimo v. Lower Bucks Hospital, Inc., 59 Pa.Cmwlth. 1, 428 A.2d 765 (1981); Naccash v. Burger, 223 Va. 406, 290 S.E.2d 825 (1982); Johnson v. State, 37 N.Y.2d 378, 372 N.Y.S.2d 638, 334 N.E.2d 590 (1975); Rodrigues v. State, 52 Hawaii 156, 472 P.2d 509 (1970). c.f. Restatement (Second) of Torts § 314(A) (1965).
In Louisiana jurisprudence, the state and federal courts of appeal have developed, as an exception to the “no duty” rule of Black v. Carrollton R.R. Co., 10 La.Ann. 33 (1855), a well established rationale that a plaintiff may recover for his mental anguish resulting from another's injuries when the anguish is in fact caused by the breach of a primary and independent legal or contractual duty which is owed directly to the aggrieved plaintiff. L.P. v. Oubre, 547 So.2d 1320 (La.App. 5th Cir.1989) writ denied, 550 So.2d 634 (La.1989); Bishop v. Callais, 533 So.2d 121 (La.App. 4th Cir.1988) writ denied, 536 So.2d 1214 (La.1989); Mesa v. Burke, 506 So.2d 121 (La.App. 5th Cir.1987) writ denied, 506 So.2d 1226 (La.1987); Skorlich v. East Jefferson Gen. Hosp., 478 So.2d 916 (La.App. 5th Cir.1985); Rodriguez v. Traylor, 461 So.2d 413 (La.App. 4th Cir.1984) rev'd on other grounds, 468 So.2d 1186 (La.1985); Blackwell v. Oser, 436 So.2d 1293 (La.App. 4th Cir.1983) writ denied, 442 So.2d 453 (La.1983); Spencer v. Terebelo, 373 So.2d 200 (La.App. 4th Cir.1979) writ denied, 376 So.2d 960 (La.1979); Holland v. St. Paul Mercury Ins. Co., 135 So.2d 145 (La.App. 1st Cir.1961); Jordan v. Fidelity & Casualty Co., 90 So.2d 531 (La.App. 2d Cir.1956); Champagne v. Hearty, 76 So.2d 453 (La.App.Orl.Cir.1955); Valence v. Louisiana Power & Light Co., 50 So.2d 847 (La.App.Orl.Cir.1951); LeConte v. Pan American World Airways, Inc., 736 F.2d 1019 (5th Cir.1984); Turgeau v. Pan American World Airways, 764 F.2d 1084 (5th Cir.1985). In Lejeune this court recognized and approved this line of cases as being based on a rationale independent of the one under which a plaintiff seeks to recover solely because of his anguish over the injury to a third person, viz., the rationale of the bystander type case. Lejeune v. Rayne Branch Hospital, 556 So.2d 559, 567 (La.1990) (“[I]n a few exceptional Louisiana cases the courts of appeal have been able to ferret out an independent duty owed to an aggrieved non-traumatically injured plaintiff.”). The Lejeune court did not attempt to subsume this line of cases under the bystander recovery rule. Indeed, many of the independent duty cases simply will not fit within the bystander recovery rule. For example, the parents in Bishop v. Callais, supra, and L.P. v. Oubre, supra, were not percipient witnesses to the molestation of their children which caused the mental distress for which they received an award of damages. Likewise, the husband in Valence v. L.P. & L, supra, recieved damages for mental distress caused by fear of injury to his unborn child despite the fact that he was not present when the bus carrying his pregnant wife ran off the road and into a ditch. More important, none of the courts in those cases relied on a bystander rule, but instead found that the defendant breached an independent, direct duty owed to the plaintiff.
Furthermore, the Lejeune court did not indicate any intention to overrule or modify the sizeable body of state and federal court of appeal decisions under which plaintiffs, who suffer no physical harm contemporaneous with the actionable act or omission, may recover for mental anguish resulting from fear or fright over the plaintiff's own well being or from the damage to the plaintiff's property in view. See, e.g., *585 Hymel v. Tom Alexander Brokerage Co., 348 So.2d 104 (La.App. 4th Cir.1977) writ denied sub nom. Jacob v. Tom Alexander Brokerage Co., 350 So.2d 894 (La.1977); Rezza v. Cziffer, 186 So.2d 174 (La.App. 4th Cir.1966); Speight v. Southern Farm Bureau Ins. Co., 254 So.2d 485 (La.App. 3rd Cir.1971); Hoffman v. All Star Ins. Co., 288 So.2d 388 (La.App. 4th Cir.1974) writ denied, 290 So.2d 909 (La.1974); Butler v. Pardue, 415 So.2d 249 (La.App. 2d Cir.1982); Chappetta v. Bowman Transportation, Inc., 415 So.2d 1019 (La.App. 4th Cir.1982); Dawson v. James H. Stuart & Deaton, Inc., 437 So.2d 974 (La.App. 4th Cir.1983); Farr v. Johnson, 308 So.2d 884 (La.App. 2d Cir.1975); Meshell v. Ins. Co. of North America, 416 So.2d 1383 (La.App. 3rd Cir.1982); Carroll v. State Farm Ins. Co., 427 So.2d 24 (La.App. 3rd Cir.1983); Stewart v. Arkansas Southern R. Co., 112 La. 764, 36 So. 676 (1904); Lewis v. Holmes, 109 La. 1030, 34 So. 66 (1903); Laird v. Natchitoches Oil Mill, 10 La.App. 191, 120 So. 692 (La.App. 2d Cir.1929); Klien v. Medical Bldg. Realty Co., 147 So. 122 (La.App.Orl.Cir.1933); Pecoraro v. Kopanica, 173 So. 203 (La.App.Orl.Cir.1937); Clegg v. Hardware Mut. Cas. Co., 264 F.2d 152 (5th Cir.1959); Sahuc v. United States Fidelity & Guaranty Co., 320 F.2d 18 (5th Cir.1963); Bode v. Pan American World Airways, Inc., 786 F.2d 669 (5th Cir.1986); Mayo v. Borden Inc., 784 F.2d 671 (5th Cir.1986).
For all of these reasons, it is evident that the bystander recovery rule was not intended by the Lejeune court, or any other court that has adopted such a rule, to supersede all other categories and situations in which plaintiffs are permitted to recover for negligently inflicted emotional distress.
The dissenting opinion also adopts an extremely narrow approach to determining whether a statute prescribes a standard of conduct required of a reasonable person. In the dissent's view, the statute prescribes no standard for a bus operator's conduct affecting a motorist because the purpose of the statute is to protect children, not motorists. Although this may be the principal object of the statute, the dissenting opinion does not explain why the statute fails to prescribe a standard of conduct for a reasonable bus operator in this situation, even though the law clearly ordains how the operator is required to signal to the motorist whether it is safe or unsafe to pass the school bus. This type of approach, as Prosser & Keeton have observed:
“is an exceedingly narrow and quite unreasonable interpretation, as in the Missouri case where a requirement that emery wheels be hooded was held to be intneded to guard only against the dust hazard, and not to prevent injuries to workmen's eyes. This sort of highly restrictive interpretation has become quite unfashionable in recent years. A much more reasonable attitude is that of the New York court in a decision holding that an act requiring elevator shafts to be guarded covered the risk of objects falling down the shaft, to the effect that the accident need only be included within the same general risk, or class of risks, at which the statute is directed. Thus, in the absence of any other guide, a statute may well be assumed to include all risks that reasonably may be anticipated as likely to follow from its violation.” Prosser and Keeton, The Law of Torts, § 36 at p. 227.
The dissent's exceedingly narrow interpretation is anomalous because it seems clear that safety statutes, such as speed laws and traffic rules, usually are designed for the broad purpose of preventing accidents or dangerous situations, for the benefit of all those who foreseeably may be injured. See Prosser and Keeton, The Law of Torts, § 36 at p. 232. Furthermore, the dissent's highly restrictive view that the statute protects only the child would lead to absurd and unjust results. If the schoolboy had darted from behind the bus and the motorist had been free of fault in veering into a ditch or telephone pole to avoid the child, the motorist could not have recovered from the bus operator or the school board even for her physical injuries under the dissent's reading of the statute. On the other hand, if the motorist had arrived earlier while the bus was immobile and signalized, had failed to heed the signals, and had crashed into *586 the bus in an attempt to avoid the child, the school board could not recover from the motorist under the dissent's view of the statute for the damage to its school bus.
In the daylight of objective analysis, the dissent's parade of hypothetically horrible cases turns out to be just a bogeyman of its writer's imagination. Although it is not proper to predict how this court will interpret other statutes in cases not before it, clearly most other legislative schemes do not include the pertinent elements of the statute at issue here: (a) The bus operator's obligation to communicate a dual warning and command to a distinct, identifiable class of motorists; (b) A criminal penalty to be imposed for a motorist's failure to rely upon and obey the warning-command; (c) The consequent reliance of particular motorists upon the bus driver to properly direct their movements so as to avoid opprobrious accidents involving school children. Most statutes, such as those instanced by the dissent, create only obligations to the public or to motorists in general; they do not create special relationships based on quasi-official warnings and commands which citizens are required to obey, and upon which they are assured that they may rely to protect them from the repercussions of accidentally killing or maiming innocent school children. As for the difficulty the dissent foresees in distinguishing between a statute which prescribes such a direct, special obligation and one that does not, this chore is no more onerous than the challenge which judges face every day in determining whether a standard of conduct required of a reasonable person may be prescribed by legislative enactment. See, e.g., Carter v. City Parish Government of East Baton Rouge, 423 So.2d 1080 (La.1983); Boyer v. Johnson, 360 So.2d 1164 (La.1978); Smolinski v. Taulli, 276 So.2d 286 (La.1973); Prosser and Keeton, The Law of Torts § 36 at p. 225. It is one of the things that judges get paid to do.
Finally, and most basic, the dissent's legal analysis is topsy-turvy in that it totally disregards this court's legally established duty to provide full reparation for wrongful damage while it elevates to first importance this court's ancillary, and purely jurisprudential, function of imposing prophylactic limitations on the measure of damages in some cases. Consequently, the dissent fails to recognize that when such limitations are called for they must be formulated cautiously and commensurately with both the codal principle of full reparation and the magnitude of the abuse sought to protected against. As we indicated in the majority opinion, the underlying delictual principle of full reparation of fault-caused damage justifiably may be limited by the courts only when clearly called for by the public interest. Moreover, it is self evident that in imposing limits on reparation, even where warranted, courts may not act arbitrarily and should employ the means least restrictive to recovery that are necessary to protect the endangered public interest. In the Lejeune case this court concluded that certain prophylactic limitations were necessary to protect the litigants, the courts and the administration of justice from feigned and idiosyncratic claims. But in that case the court dealt with a potentially broad class of claimants including bystanders and accident-aftermath arrivers who had experienced no direct threat of loss or harm in the accident itself and who were owed no special, independent or direct duty by the tortfeasor. It would be arbitrary to assume that the same rules formulated in Lejeune for application to uninvolved spectators should be mechanically stretched to cover all types of emotional distress claims. As I think we have demonstrated in the majority opinion, the fact that the defendant's bus driver violated a direct, special statutory duty to the plaintiff and thereby caused her to become an actual participant in an accident in special circumstances where mental anguish was clearly foreseeable provides adequate assurance against bogus or idiosyncratic claims. To superimpose the bystander recovery rule on this very different type of situation would unnecessarily restrict and undermine the principle of full reparation which this court is required to follow by the legislated law.

Dissent

Hide all concurrence and dissent visual indicators.
*587 COLE, Justice, assigning additional reasons in dissent.
I respectfully supplement the dissent I previously filed in this case to clarify and focus upon what I consider to be the dominant issue. That issue is whether the plaintiff may recover for her emotional distress arising from the death of someone who does not bear a close relationship with her; and, the effect of the plaintiff's own causative fault on the question.
It is my considered judgment and firm belief that recovery for emotional distress arising from the death or injury to a stranger, and brought about partly by the plaintiff's own negligent conduct, should not be allowed. It is one thing to recognize a cause of action for emotional distress when the plaintiff bears a close relationship with the victim and plays no part in bringing about the condition; it is entirely another thing to allow recovery under the facts of this case.
This court overruled one hundred and thirty-five years of jurisprudence when it handed down Lejeune. It was done so with qualifications thoughtfully imposed. One of those qualifications was that the plaintiff must bear a close relationship with the victim of the accident. Here, the victim was a four-year-old child the plaintiff struck and killed. The child was a total stranger to the plaintiff. Admittedly, this case differs from Lejeune in that the plaintiff was physically involved in the accident and was not a mere bystander. However, in my view we should not use a duty intended primarily to protect against a certain risk and convert it into a vehicle for reaching the crucial policy determination which confronts the court in this case. Of course, there is support from some legal theorists for the position taken by the majority. There is also support against that position.
Aside from the legal theorists, a member of this court, other than this writer, dissents from the majority view on the basis there should be no recognition of a duty owed to this plaintiff; and, further, that under the circumstances of this case no duty was breached by the defendant. A member of the appellate panel that decided the case also dissented from the majority result, stating that Lejeune clarifies and explains the jurisprudence relative to damages for mental anguish arising from the death or injury to someone else. In his view, “What was once unclear is now certain: even if she proves causation, duty and breach, a plaintiff may not recover for her mental anguish if it resulted from injury or death of someone who does not have a close relationship with the plaintiff.” I believe these views have merit although they do not comport with the theory of the majority in this case, or with various other commentators and courts.
Finally, I recognize this court's duty to provide full reparation for wrongful damage. First, however, we must determine whether the damage is wrongful. This in many instances, is a matter of policy which entails a concern for the role of the courts in our society and the ability of the courts to maintain the respect of the public. If the courts impose uncommon results, the entire system of justice falls into disrepute and its structure is endangered. The question of how far courts should go in assessing liability, i.e., in what instances should a court and society limit a defendant's liability, is an important one. It is perhaps best answered by the following:
All rules of conduct, irrespective of whether they are the product of a legislature or are part of the fabric of the court-made law of negligence, exist for purposes. They are designed to protect some persons under some circumstances against some risks. Seldom does a rule protect every victim against every risk that may befall him, merely because it is shown that the violation of the rule played a part in producing the injury. The task of defining the proper reach or thrust of a rule in its policy aspects is one that must be undertaken in each case as it arises. (emphasis added.)
Malone, Ruminations on Cause–In–Fact, 9 Stan.L.Rev., 60, 73 (1956).
The liability of the defendant in this case is premised upon the breach of a “special, *588 direct duty created by law....” I have already stated I believe La.R.S. 32:80 is directed toward the protection of children who ride school buses, and not toward the protection of motorists. Assuming, arguendo, the statute does create a “special, direct duty ” to the plaintiff motorist in this case, I quote from our opinion in Pitre v. Opelousas General Hospital, 530 So.2d 1151, 1155 (La.1988): “Terms such as ‘duty’ are merely verbal expressions of policy decisions and do not explain them.” (emphasis added.) The use of the “duty ” analysis in this case is “merely verbal expressions of policy ” and I respectfully submit the majority has established bad judicial policy.

All Citations

572 So.2d 571, 65 Ed. Law Rep. 248

Footnotes

See discussion infra, § II.
A non-exhaustive list of examples will suffice to illustrate the point. R.S. 32:80 is directed toward the protection of children entering or exiting a school bus; R.S. 32:16832:174 are designed to protect motorists at railroad crossings; R.S. 32:190 is designed to protect motorcyclists by requiring them to wear helmets; R.S. 32:21132:219 are designed to protect pedestrians.
The reasoning used by the majority opinion is by no means limited to traffic regulations.
See, Lejeune, supra.

5.1.2.9 Kantrow v. Celebrity Cruises Hypo 5.1.2.9 Kantrow v. Celebrity Cruises Hypo

Can the plaintiffs recover for their fear of contracting Covid?

533 F.Supp.3d 1203
United States District Court, S.D. Florida.
Fred KANTROW and Marlene Kantrow, on their own behalves and on behalf of all other similarly situated passengers who sailed aboard the Celebrity Eclipse between March 1 and March 30, 2020, Plaintiffs,
v.
CELEBRITY CRUISES INC., Defendant.
CASE NO. 20-21997-CIV-LENARD/O'SULLIVAN
Signed 04/01/2021

Synopsis

Background: Cruise passengers brought putative class action against cruise operators, asserting various claims arising from exposure to COVID-19 aboard ship. Operators moved to dismiss.
Holdings: The District Court, Joan A. Lenard, J., held that:
1 passengers' allegation that they were “residents” of New York was insufficient to properly plead their citizenship for purposes of diversity jurisdiction;
2 passengers failed to state claim for negligent infliction of emotional distress;
3 passengers sufficiently alleged causation, as element of negligence claims against operator;
4 COVID-19 symptoms were not de minimus harms; and
5 passengers had standing to sue operator.
Motion granted in part and denied in part.
Procedural Posture(s): Motion to Dismiss for Lack of Subject Matter Jurisdiction; Motion to Dismiss for Failure to State a Claim.

West Headnotes (33)Expand West Headnotes

Attorneys and Law Firms

*1206 Jacqueline Garcell, Jason Robert Margulies, Luis Alexander Perez, Michael A. Winkleman, Lipcon, Margulies, Alsina, Winkleman, P.A., Miami, FL, for Plaintiffs.
Evan S. Gutwein, Hamilton Miller & Birthisel, Alex M. Gonzalez, Sanford Lewis Bohrer, Scott Daniel Ponce, Holland & Knight, Miami, FL, for Defendant.

ORDER GRANTING IN PART AND DENYING IN PART DEFENDANT'S MOTION TO DISMISS THE SECOND AMENDED COMPLAINT (D.E. 33)
JOAN A. LENARD, UNITED STATES DISTRICT JUDGE
THIS CAUSE is before the Court on Defendant Celebrity Cruises Inc.’s Motion to Dismiss the Second Amended Complaint, (“Motion,” D.E. 33), filed February 8, 2021. Plaintiffs Fred Kantrow and Marlene Kantrow, on their own behalves and on behalf of all other similarly situated passengers who sailed aboard the Celebrity Eclipse between March 1 and March 30, 2020, filed a Response on September 15, 2020, (“Response,” D.E. 35), to which Defendant filed a Reply on March 15, 2021, (“Reply,” D.E. 39). Upon review of the *1207 Motion, Response, Reply, and the record, the Court finds as follows.
I. Background1
Since December 2019, there has been a worldwide outbreak of SARS-CoV-2 (hereinafter “COVID-19”), which is now considered a pandemic. (Second Am. Compl. ¶¶ 10, 23.) The virus originated in China and quickly spread throughout Asia, Europe, and North America. (Id. ¶ 23.) The dangerous conditions associated with COVID-19 include its manifestations (e.g., severe pneumonia, acute respiratory distress syndrome, septic shock and/or multi-organ failure) and/or its symptoms (e.g., fever, dry cough, and/or shortness of breath), the high fatality rate associated with contracting the virus, and its extreme contagiousness. (Id. ¶ 14.)
Defendant first recognized the risks of COVID-19 aboard its vessels on February 5, 2020 when it sent an email to all its prospective passengers, including Plaintiffs, for the subject voyage. (Id. ¶ 16.) That email indicated that any guest or crewmember who had traveled to, from, or through China, Hong Kong, or Macau within 15 days of departure would be unable to board Defendant's ships due to the COVID-19 crisis. (See id.) The email also indicated that Defendant increased screening requirements and took proactive measures to maintain high health standards onboard its ships. (See id.)
On February 13, 2020, the Centers for Disease Control (“CDC”) published the Interim Guidance for Ships on Managing Suspected Coronavirus Disease 2019, which provided guidance for ship operators, including cruise ship operators, to help prevent, detect, and medically manage suspected COVID-19 infections aboard ships. (Id. ¶¶ 25, 27.) Also in February 2020, two cruise ships owned by the Carnival Corporation experienced outbreaks of COVID-19. (Id. ¶¶ 28-31.) First, in early February, the Diamond Princess experienced an outbreak in Yokohama Harbor, Japan; the outbreak began with ten confirmed COVID-19 cases which rapidly multiplied to seven hundred confirmed cases and resulted in a two-week quarantine. (Id. ¶ 28.) Second, in late February, the Grand Princess experienced an outbreak off the coast of California; 103 passengers eventually tested positive for COVID-19. (Id. ¶¶ 30-31.) On March 7, 2020, Vice President Mike Pence met with top cruise industry executives to address the impact of COVID-19 on the cruise industry. (Id. ¶ 32.) The next day, March 8, 2020, the U.S. Department of State, in conjunction with the CDC, set forth a recommendation that U.S. citizens not travel by cruise ships. (Id.) On March 14, 2020, the CDC issued its first No Sail Order which was applicable to cruise ship operators. (Id. ¶ 33.)
Meanwhile, on March 1, 2020, Celebrity commenced the at-issue voyage aboard the Eclipse from Argentina for a fourteen-night Argentinian and Chilean cruise with approximately 2,500 passengers and 750 crewmembers onboard. (Id. ¶ 34(p).)
On March 2, 2020, Defendant acquired knowledge that a person aboard the Eclipse displayed flu-like symptoms consistent with a positive COVID-19 diagnosis. (Id. ¶¶ 13, 17, 34(q).) However, Defendant did not thereafter, or at any time during the voyage, enact quarantine and/or physical distancing measures amongst passengers and/or crewmembers aboard the vessel. (Id. ¶ 17.)
On March 9, 2020, numerous passengers aboard the Eclipse began exhibiting respiratory *1208 symptoms and sought medical care. (Id. ¶ 34(t).)
On March 15, 2020, the Eclipse was denied the ability to dock in Chile due to concerns that passengers and crewmembers may have COVID-19. (Id. ¶ 34(w).) Defendant continued to permit passengers to enjoy the voyage as normal without any quarantine or physical distancing measures. (Id.)
On March 17, 2020, the captain of the Eclipse issued a letter to passengers stating that because they were being denied port entry in Chile, they would be sailing to San Diego in order to disembark. (Id. ¶ 34(x).) Defendant would continue to offer a “full schedule of entertainment, activities, and dining options” to passengers. (Id.) Defendant attempted to pacify passengers by offering them complimentary alcoholic beverages and otherwise downplaying the severity of a possible COVID-19 outbreak, such as by misrepresenting to passengers on March 28, 2020 that “[a]ll guests onboard remain healthy and happy.” (Id. ¶¶ 19, 34(x).) Defendant continued to conduct large gatherings onboard the Eclipse without providing passengers and crewmembers with masks or enforcing any physical distancing measures. (See id. ¶¶ 20-21.)
On March 30, 2020, the Eclipse docked in San Diego. (Id. ¶ 34(bb).) At least 45 passengers and crewmembers ultimately tested positive for COVID-19, and at least two people died. (Id. ¶ 22.)
On May 13, 2020, Plaintiffs Fred and Marlene Kantrow filed their initial Complaint. (D.E. 1.) The same day, the Court issued a Paperless Order Directing Plaintiffs to File an Amended Complaint. (D.E. 4.) Therein, the Court found that Plaintiff's Complaint “is a ‘shotgun pleading’ in that it ‘commits the sin of not separating into a different count each cause of action or claim for relief.’ ” (Id. (quoting Weiland v. Palm Beach Cnty. Sheriff's Office, 792 F.3d 1313, 1323 (11th Cir. 2015)).) The Court noted, for example, that Paragraph 46 of the Complaint contained thirty-two sub-paragraphs alleging separate ways in which Defendant breached the duty of care it owed to Plaintiffs, and that Paragraph 55 contained six sub-paragraphs alleging separate ways in which Defendant breached the duty of care it owed to Plaintiffs. (Id.) The Court found that “[e]ach alleged breach of the duty of care is a separate claim which must be pled separately.” (Id. (citations omitted).)
On May 19, 2020, the Kantrows filed an Amended Complaint asserting claims for negligence (Counts I through XIV), negligent infliction of emotional distress (“NIED”) (Counts XV through XVII), and intentional infliction of emotional distress (“IIED”) (Counts XVIII through XXI). (D.E. 5.) On September 1, 2020, Defendant filed a Motion to Dismiss the Amended Complaint. (D.E. 7.) Plaintiffs filed a Response, (D.E. 13), to which Defendant filed a Reply, (D.E. 24). On December 29, 2020, the Court granted Defendant's Motion to Dismiss the Amended Complaint, finding, inter alia, that “the damages allegation contained in each count is an impermissible ‘shotgun’-style allegation requiring dismissal.” (D.E. 29 at 13 (citing Heinen v. Royal Caribbean Cruises LTD, 806 F. App'x 847, 849-50 (11th Cir. 2020)).) The Court further found that the Amended Complaint failed to allege that “Defendant engaged in ‘extreme and outrageous conduct’ sufficient to sustain a claim for intentional infliction of emotional distress under maritime or Florida law.”2 (Id. at 23-24 *1209 (citing Brown v. Royal Caribbean Cruises, Ltd., Civil Action No. 16-24209-Civ-Scola, 2017 WL 3773709, at *2 (S.D. Fla. Mar. 17, 2017)).) Consequently, the Court dismissed the IIED claims (Counts XVIII through XXI) with prejudice, dismissed the remaining claims (Counts I through XVII) without prejudice, (id. at 25), and provided Plaintiffs “leave to make a final amendment to cure all deficiencies, if they are able to do so.” (Id. at 17 (citing Smith v. Psychiatric Sols., Inc., 750 F.3d 1253, 1262 (11th Cir. 2014)).)
On January 11, 2021, Plaintiffs filed the operative Second Amended Complaint as a class action. (D.E. 30.) The Second Amended Complaint invokes the Court's diversity jurisdiction under 28 U.S.C. § 1332(d)(2), which gives federal district courts jurisdiction over class actions “in which the matter in controversy exceeds the sum or value of $5,000,000, exclusive of interest and costs” and in which diversity of citizenship exists between the plaintiffs and defendant. (Id. ¶ 3.) Alternatively, “[i]n the event that class status is not certified, then this matter is brought under 28 U.S.C. § 1332(a) and/or the admiralty and maritime jurisdiction of this Honorable Court.” (Id.)
The Second Amended Complaint alleges that “Plaintiffs, FRED KANTROW and MARLENE KANTROW, are residents of the State of New York[,]” (id. ¶ 1), and that “Defendant, CELEBRITY CRUISES INC., is a foreign entity which conducts its business from its principal place of business in Miami, Florida[,]” (id. ¶ 2). The Second Amended Complaint further alleges that “Plaintiffs, the Class Representatives herein, were lawful passengers aboard Defendant's vessel between March 1 and March 30, 2020, and contracted [COVID-19] as a result of Defendant's careless conduct alleged herein.” (Id. ¶ 10.) It further alleges that the Kantrows represent a “general class of passengers” who “contracted COVID-19 and/or were placed at an increased risk of exposure to contracting it.... (Id. ¶ 39.)
The Second Amended Complaint contains the same twenty-one claims as the Amended Complaint:
 Count I: Negligent Failure to Warn (Failure to Warn of Other Passengers/Crew with Positive COVID-19 Symptoms)
 Count II: Negligent Failure to Warn (Misrepresentation as to all Guests Onboard Remaining Healthy)
 Count III: Negligent Failure to Warn (Failure to Warn of COVID-19 Dangers)
 Count IV: Negligent Failure to Warn (Failure to Warn of COVID-19 Safety Measures)
 Count V: Negligent Management of Infectious Disease Outbreak Aboard Vessel (Failure to Take Remedial Action to Control Spread of COVID-19)
 Count VI: Negligent Management of Infectious Disease Outbreak Aboard Vessel (Failure to Take Precautions as to Passengers/Crew with Positive COVID-19 Symptoms)
 Count VII: Negligent Management of Infectious Disease Outbreak Aboard Vessel (Failure to Perform Available Testing)
 Count VIII: Negligent Management of Infectious Disease Outbreak Aboard Vessel (Failure to Enforce Infectious Disease Policies and Procedures)
 Count IX: Negligent Boarding (Failure to Evaluate Passengers/Crew Before Boarding)
 Count X: Negligent Boarding (Failure to Evaluate Passengers/Crew Before Boarding per CDC Guidelines)
*1210  Count XI: Negligent Boarding (Failure to Restrict Access to Vessel)
 Count XII: General Negligence (Failure to Enforce Physical Distancing Measures)
 Count XIII: General Negligence (Failure to Sanitize the Vessel)
 Count XIV: General Negligence (Failure to Enact Vessel Lockdown)
 Count XV: Negligent Infliction of Emotional Distress (Failure to Enforce Physical Distancing Measures)
 Count XVI: Negligent Infliction of Emotional Distress (Misrepresentation as to All Guests Onboard Remaining Healthy)
 Count XVII: Negligent Infliction of Emotional Distress (Negligent Disembarkation Procedure)
 Count XVIII: Intentional Infliction of Emotional Distress (Failure to Screen Boarding Passengers)
 Count XIX: Intentional Infliction of Emotional Distress (Failure to Enforce Physical Distancing Measures)
 Count XX: Intentional Infliction of Emotional Distress (Misrepresentation as to All Guests Onboard Remaining Healthy)
 Count XXI: Intentional Infliction of Emotional Distress (Careless Provision of Alcohol)
(Id. ¶¶ 46-145.) However, the IIED claims (Counts XIII through XXI) do not contain any allegations and are listed only to preserve the issues for appeal. (Id. at 1 n.1, 55-56.) Each Count (except the IIED claims) contains the following damages allegations:
a. Plaintiff, FRED KANTROW, contracted COVID-19 while aboard the Celebrity Eclipse and, as a result, suffered physical injuries, including, but not limited to: fever, pneumonia, severe cough, respiratory distress, fatigue, reduced lung capacity, body aches, chills, nightmares, rash, and gastrointestinal difficulties. Also, as a result of his fear of contracting the virus aboard the vessel before he actually contracted it and Celebrity's tortious response to the virus outbreak aboard the vessel, Plaintiff, FRED KANTROW, suffered separate and severe emotional injuries, including, but not limited to: anxiety, depression, nightmares, and gastrointestinal difficulties.
b. Plaintiff, MARLENE KANTROW, contracted COVID-19 while aboard the Celebrity Eclipse and, as a result, suffered physical injuries, including, but not limited to: fever, severe cough, respiratory distress, fatigue, reduced lung capacity, body aches, chills, nightmares, loss of taste and smell, and gastrointestinal difficulties. Also, as a result of her fear of contracting the virus aboard the vessel before she actually contracted it and Celebrity's tortious response to the virus outbreak aboard the vessel, Plaintiff, MARLENE KANTROW, suffered separate and severe emotional injuries, including, but not limited to: anxiety, depression, nightmares, and gastrointestinal difficulties.
c. In sum, and as a result of contracting COVID-19 as a result of Defendant's tortious conduct outlined above, Plaintiffs suffered physical pain, mental and emotional anguish, lost enjoyment of life, temporary and/or permanent physical disability, impairment, inconvenience in the normal pursuits and pleasures of life, and incurred medical expenses in the care and treatment of their medical conditions. Additionally, as a result of their lung injuries, the Plaintiffs’ working abilities have become impaired. Because the science pertaining to COVID-19 contraction is still developing, Plaintiffs allege that their injuries and damages are permanent or continuing in nature, *1211 and Plaintiffs will suffer the losses and impairments in the future.
(Id. ¶¶ 51; 57; 63; 69; 75; 81; 87; 94; 101; 108; 115; 120; 125; 130; 135; 140; 145.) The negligent infliction of emotional distress claims contain the following additional damages claim:
Additionally, and in support of this Count in particular, both Plaintiffs were exposed to an actual risk of physical injury in connection with COVID-9 [sic] contraction (and, did ultimately contract COVID-19 while aboard the vessel), which caused both Plaintiffs to suffer mental and emotional anguish with physical manifestations of that mental and emotional anguish including, but not limited to: sickness, nausea, gastrointestinal difficulties, exhaustion, fatigue, headaches, insomnia, lack of sleep, poor sleep, nightmares and respiratory difficulties.
(Id. ¶ 135(c); 140(c); 145(c).)
On February 8, 2021, Defendants filed the instant Motion to Dismiss the Second Amended Complaint. (D.E. 33.) It argues that various parts of the Second Amended Complaint should be dismissed for lack of subject matter jurisdiction, lack of standing, and failure to state a claim. (Id. at 3-16.)
II. Legal Standard
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Under Rule 12(b)(1), a party may move to dismiss a complaint for lack of subject matter jurisdiction. “If the court determines at any time that it lacks subject-matter jurisdiction, the court must dismiss the action.” Fed. R. Civ. P. 12(h)(3).
Attacks on subject matter jurisdiction come in two forms: (1) facial attacks, and (2) factual attacks. Lawrence v. Dunbar, 919 F.2d 1525, 1529 (11th Cir. 1990) (citing Menchaca v. Chrysler Credit Corp., 613 F.2d 507, 511 (5th Cir. 1980)).
Facial attacks on a complaint “require the court merely to look and see if the plaintiff has sufficiently alleged a basis of subject matter jurisdiction, and the allegations in [plaintiff's] complaint are taken as true for the purposes of the motion.” Lawrence v. Dunbar, 919 F.2d 1525, 1529 (11th Cir. 1990). Factual attacks challenge “the existence of subject matter jurisdiction in fact, irrespective of the pleadings, and matters outside the pleadings, such as testimony and affidavits, are considered.” Lawrence, 919 F.2d at 1529. This circuit has explained that in a factual attack, the presumption of truthfulness afforded a plaintiff under Federal Rule of Civil Procedure 12(b)(6) does not attach, and the court is free to weigh the evidence, stating:
[in a factual attack upon subject matter jurisdiction] the trial court may proceed as it never could under 12(b)(6) or Fed. R. Civ. P. 56. Because at issue in a factual 12(b)(1) motion is the trial court's jurisdiction—it's very power to hear the case—there is substantial authority that the trial court is free to weigh the evidence and satisfy itself as to the existence of its power to hear the case. In short, no presumptive truthfulness attaches to plaintiff's allegations, and the existence of disputed material facts will not preclude the trial court from evaluating for itself the merits of jurisdictional claims.
Under Federal Rule of Civil Procedure 12(b)(6), a court may dismiss a claim for “failure to state a claim upon which relief can be granted.” “To survive a motion to *1212 dismiss, a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’ ” Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). Conclusory statements, assertions or labels will not survive a 12(b)(6) motion to dismiss. Id. “A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Id.; see also Edwards v. Prime, Inc., 602 F.3d 1276, 1291 (11th Cir. 2010) (setting forth the plausibility standard). “Factual allegations must be enough to raise a right to relief above the speculative level[.]” Twombly, 550 U.S. at 555, 127 S.Ct. 1955 (citation omitted). Additionally:
Although it must accept well-pled facts as true, the court is not required to accept a plaintiff's legal conclusions. Ashcroft v. Iqbal, 556 U.S. 662, 129 S. Ct. 1937, 1949, 173 L. Ed. 2d 868 (2009) (noting “the tenet that a court must accept as true all of the allegations contained in a complaint is inapplicable to legal conclusions”). In evaluating the sufficiency of a plaintiff's pleadings, we make reasonable inferences in Plaintiff's favor, “but we are not required to draw plaintiff's inference.” Aldana v. Del Monte Fresh Produce, N.A., Inc., 416 F.3d 1242, 1248 (11th Cir. 2005). Similarly, “unwarranted deductions of fact” in a complaint are not admitted as true for the purpose of testing the sufficiency of plaintiff's allegations. Id.; see also Iqbal, 129 S. Ct. at 1951 (stating conclusory allegations are “not entitled to be assumed true”).
Sinaltrainal v. Coca-Cola, 578 F.3d 1252, 1260 (11th Cir. 2009), abrogated on other grounds by Mohamad v. Palestinian Auth., 566 U.S. 449, 132 S. Ct. 1702, 1706 n.2, 182 L.Ed.2d 720 (2012). The Eleventh Circuit has endorsed “a ‘two-pronged approach’ in applying these principles: 1) eliminate any allegations in the complaint that are merely legal conclusions; and 2) where there are well-pleaded factual allegations, ‘assume their veracity and then determine whether they plausibly give rise to an entitlement to relief.’ ” Am. Dental Ass'n v. Cigna Corp., 605 F.3d 1283, 1290 (11th Cir. 2010) (quoting Iqbal, 556 U.S. at 679, 129 S.Ct. 1937).
III. Applicable Law
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“Federal maritime law applies to actions arising from alleged torts ‘committed aboard a ship sailing in navigable waters.’ ” Smolnikar v. Royal Caribbean Cruises Ltd., 787 F. Supp. 2d 1308, 1315 (S.D. Fla. 2011) (citing Keefe v. Bahama Cruise Line, Inc., 867 F.2d 1318, 1321 (11th Cir. 1989)). It also applies to tort actions arising at an offshore location during the course of a cruise. Ceithaml v. Celebrity Cruises, Inc., 739 F. App'x 546, 550 n.4 (11th Cir. 2018) (citing Doe v. Celebrity Cruises, Inc., 394 F.3d 891, 900-02 (11th Cir. 2004)).
General maritime law is “an amalgam of traditional common-law rules, modifications of those rules, and newly created rules.” See East River Steamship Corp. v. Transamerica Delaval, Inc., 476 U.S. 858, 864–65, 106 S. Ct. 2295, 90 L. Ed. 2d 865 (1986). See also Brockington v. Certified Elec., Inc., 903 F.2d 1523, 1530 (11th Cir. 1990). In the absence of well-developed maritime law pertaining to [Plaintiff's] negligence claims, [the Court] will incorporate general common law principles and Florida state law to the extent they do not conflict with federal maritime law. See Just v. Chambers, 312 U.S. 383, 388, 312 U.S. 668, 61 S. Ct. 687, 85 L. Ed. 903 (1941) (“With respect to maritime torts we have held that the State may modify or supplement the maritime law by creating liability *1213 which a court of admiralty will recognize and enforce when the state action is not hostile to the characteristic features of the maritime law or inconsistent with federal legislation.”). See also Becker v. Poling Transp. Corp., 356 F.3d 381, 388 (2nd Cir. 2004) (“federal maritime law incorporates common law negligence principles generally, and [state] law in particular”); Wells v. Liddy, 186 F.3d 505, 525 (4th Cir. 1999) (in the absence of a well-defined body of maritime law relating to a particular claim, the general maritime law may be supplemented by either state law or general common law principles).
IV. Discussion
Defendant argues that the Court lacks subject matter jurisdiction to the extent the Second Amended Complaint is based upon diversity of citizenship, Plaintiffs lack standing to assert certain claims, and certain claims fail to state a claim upon which relief can be granted. (Mot. at 3-16.)
a. Diversity jurisdiction
Defendant argues that the Court should dismiss the Second Amended Complaint to the extent that subject matter jurisdiction is based on diversity of citizenship “because the Kantrows have not pleaded the requisite diversity of citizenship.” (Mot. at 4.) It argues that although the Second Amended Complaint alleges that the Kantrows are “residents” of New York, “ ‘[c]itizenship, not residence, is the key fact that must be alleged in the complaint to establish diversity for a natural person.’ ” (Id. (quoting Taylor v. Appleton, 30 F.3d 1365, 1367 (11th Cir. 1994)).) It argues that “[t]he Kantrows’ failure to allege their citizenship means that the Court cannot exercise diversity jurisdiction over this action.” (Id.) However, Defendant does not challenge Plaintiffs’ alternative invocation of the Court's admiralty jurisdiction. (See id. at 3.)
Plaintiffs argue that this issue is “moot” because “[t]here is record evidence before this Court that both Plaintiffs, Fred Kantrow and Marlene Kantrow, are U.S. citizens who reside in New York.” (Id. (citing Notice of Filing Materials in Support of Diversity Jurisdiction, D.E. 34).) Specifically, after Defendant filed the instant Motion to Dismiss, Plaintiffs filed “Materials in Support of this Court's Diversity Jurisdiction,” and specifically, (1) Affidavits from Fred and Marlene Kantrow which state that they are each “a U.S. Citizen[,]” (id. at 4, 6), and (2) copies of their United States passports, (id. at 5, 8). Plaintiffs argue that the Court may consider this new evidence without converting the Motion to Dismiss into one for summary judgment to determine whether the evidence cures the pleading defect. (Id. at 2 (citing Travaglio v. Am. Express Co., 735 F.3d 1266, 1269 (11th Cir. 2013); Molinos Valle Del Cibao, C. por A. v. Lama, 633 F.3d 1330, 1342 n.12 (11th Cir. 2011)).) Counsel for Plaintiffs “submits to the Court that Plaintiffs properly pleaded factual support as to their New York residency, but the undersigned inadvertently omitted to allege their U.S. citizenship.” (Id. (citing Second Am. Compl. ¶ 1).) Counsel argues that the evidence submitted on February 22, 2021 “cures any perceived jurisdictional defects, and prays that the Court decide this case on its merits as opposed to pleading technicalities which are now cured.” (Id. at 2-3 (citing United States v. Hougham, 364 U.S. 310, 371, 81 S.Ct. 13, 5 L.Ed.2d 8 (1960); Wahl v. McIver, 773 F.2d 1169, 1174 (11th Cir. 1985); State Farm Mut. Auto. Ins. Co. v. Epright, Case No: 2:15-cv-344-SPC-MRM, 2015 WL 7450108, at *2 (M.D. Fla. Nov. 24, 2015)).)
*1214 In its Reply, Defendant argues that the new information “does absolutely nothing. That the Kantrows are U.S. citizens who reside in New York says nothing about their state citizenship, as required by § 1332(a)(1) and (d)(2).” (Reply at 2.) It argues that “the Kantrows’ U.S. citizenship is meaningless for § 1332(a)(2) and (d)(2) because Celebrity is also a U.S. citizen due to its principal place of business being in Florida, which makes those sections inapplicable.” (Id.)
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“Federal courts exercise limited subject matter jurisdiction, empowered to hear only those cases within the judicial power of the United States as defined by Article III of the Constitution or otherwise authorized by Congress.” Taylor, 30 F.3d at 1367 (citing Wright, Miller & Cooper, 13 Federal Practice and Procedure, § 3522 (1984)). In 28 U.S.C. § 1332, Congress granted federal courts jurisdiction over diversity actions. Relevant here, “[t]he district courts shall have original jurisdiction of all civil actions where the matter in controversy exceeds the sum or value of $75,000, exclusive of interest and costs, and is between ... citizens of different States[.]” 28 U.S.C. § 1332(a)(1). District courts also have original jurisdiction of “any civil action in which the matter in controversy exceeds the sum or value of $5,000,000, exclusive of interest and costs, and is a class action in which ... any member of a class of plaintiffs is a citizen of a State different from any defendant[.]” 28 U.S.C. § 1332(d)(2)(A).
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“Citizenship, not residence, is the key fact that must be alleged in the complaint to establish diversity for a natural person.” Taylor, 30 F.3d at 1367; see also Congress of Racial Equality v. Clemmons, 323 F.2d 54, 58 (5th Cir. 1963)3 (“Diversity of citizenship, not of residence, is required under 28 U.S.C.A. § 1332. ‘Wherever jurisdiction is predicated upon the citizenship (or alienage) of the parties, it should be noted that since residence is not the equivalent of citizenship, an allegation that a party is a resident of a certain state or foreign country is not a sufficient allegation of his citizenship.’ ”) (quoting 2 Moore, Federal Practice § 8.10, p. 1636 (2d Ed.)). For a natural person, citizenship is equivalent to “domicile.” Travaglio, 735 F.3d at 1269 (quoting McCormick v. Aderholt, 293 F.3d 1254, 1257 (11th Cir. 2002)). “ ‘A person's domicile is the place of ‘his true, fixed, and permanent home and principal establishment, and to which he has the intention of returning whenever he is absent therefrom ....’ ’ ” McCormick, 293 F.3d at 1257-58 (quoting Mas v. Perry, 489 F.2d 1396, 1399 (5th Cir. 1974) (quoting Stine v. Moore, 213 F.2d 446, 448 (5th Cir. 1954))). Thus, “domicile requires both residence in a state and ‘an intention to remain there indefinitely ....’ ” Travaglio, 735 F.3d at 1269 (quoting McCormick, 293 F.3d at 1257). “Residence alone is not enough.” Id. (citing Denny v. Pironi, 141 U.S. 121, 123, 11 S.Ct. 966, 35 L.Ed. 657 (1891)); see also Smith v. Marcus & Millichap, Inc., 991 F.3d 1145, 1149-1150 (11th Cir. 2021) (“Residency is necessary, but insufficient, to establish citizenship in a state.”).
“[A] corporation shall be deemed to be a citizen of every State and foreign state by which it has been incorporated and of the State or foreign state where it has its principal place of business ....” 28 U.S.C. § 1332(c)(1).
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“[C]itizenship should be ‘distinctly and affirmatively alleged.’ ” Toms v. Country Quality Meats, Inc., 610 F.2d 313, 316 (5th Cir. 1980) (quoting 2A Moore's *1215 Federal Practice s 8.10 at 1662). Where a complaint fails to contain facts regarding the citizenship of each party sufficient to satisfy the court that complete diversity exists, a district court is “constitutionally obligated to dismiss the action altogether if the plaintiff does not cure the deficiency.” Travaglio, 735 F.3d at 1268 (citing Stanley v. C.I.A., 639 F.2d 1146, 1159 (5th Cir. Unit B Mar. 1981)).4
Here, the Second Amended Complaint alleges that Defendant “is a foreign entity which conducts its business from its principal place of business in Miami, Florida.” (D.E. 30 ¶ 2.) Because Defendant's principal place of business is in Florida, it is deemed to be a citizen of Florida for purposes of diversity jurisdiction. 28 U.S.C. § 1332(c)(1). See also Jerguson v. Blue Dot Inv., Inc., 659 F.2d 31, 35 (5th Cir. Unit B 1981) (holding that “a foreign corporation is a citizen for diversity jurisdiction purposes of a state where it has its principal place of business”). Because all named Parties are United States citizens, to establish diversity jurisdiction in this case Plaintiffs must allege that the Parties are citizens of different states. 28 U.S.C. § 1332(a)(1), (d)(2)(A).
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The Second Amended Complaint alleges that “Plaintiffs, FRED KANTROW and MARLENE KANTROW, are residents of the State of New York.” (D.E. 30 ¶ 1 (emphasis added).) This statement is insufficient to allege Plaintiffs’ citizenship for purposes of establishing diversity jurisdiction. Smith, 991 F.3d at 1149-1150 (“Residency is necessary, but insufficient, to establish citizenship in a state.”) Travaglio, 735 F.3d at 1269 (“Residence alone is not enough.”); Clemmons, 323 F.2d at 58 (“Diversity of citizenship, not of residence, is required under 28 U.S.C.A. § 1332. ‘Wherever jurisdiction is predicated upon the citizenship (or alienage) of the parties, it should be noted that since residence is not the equivalent of citizenship, an allegation that a party is a resident of a certain state or foreign country is not a sufficient allegation of his citizenship.’ ”) (quoting 2 Moore, Federal Practice § 8.10, p. 1636 (2d Ed.)); see also Physicians Imaging—Lake City, LLC v. Nationwide Gen. Ins. Co. Case No. 3:20-cv-1197-J-34JRK, 2020 WL 6273743, at *1 (M.D. Fla. Oct. 26, 2020) (“[F]or purposes of determining whether a party has adequately pled a basis for subject matter jurisdiction, the Court cannot simply presume that an allegation regarding a party's residence establishes that party's citizenship.”).
Assuming without deciding that the Court could properly consider Plaintiffs’ Materials in Support of this Court's Diversity Jurisdiction, (D.E. 34), those materials do not establish Plaintiffs’ state citizenship. Specifically, Fred and Marlene Kantrow each filed (1) an Affidavit stating that they are “a U.S. Citizen,” (id. at 4, 6), and (2) a copy of their United States passports, (id. at 5, 7). Nothing in these materials establish the Kantrows’ state citizenship. Accordingly, the Court rejects Plaintiffs’ argument that the pleading deficiency has been cured. It hasn't.
Because Plaintiffs alleged their state of residency and not their state of citizenship, they have failed to properly plead their citizenship for purposes of diversity jurisdiction. Smith, 991 F.3d at 1149-1150 (“Residency is necessary, but insufficient, to establish citizenship in a state.”) Travaglio, 735 F.3d at 1269 (“Residence alone is not enough.”); see also Tucker v. Thomasville Toyota, 623 F. Supp. 2d 1378, 1381 (M.D. Ga. 2008) (“Because Plaintiff alleged the residency of these parties and not their *1216 citizenship, the Plaintiff has failed to properly plead their citizenship for purposes of diversity jurisdiction.”). Accordingly, the Court cannot exercise diversity jurisdiction over this case. See Underwriters at Lloyd's, London v. Osting-Schwinn, 613 F.3d 1079, 1088-93 (11th Cir. 2010) (holding that the district court could not properly exercise diversity jurisdiction over the case until the plaintiff pled the citizenship of every one of its members so that the district court could determine that complete diversity existed).
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Although Plaintiffs “request leave to amend the operative Complaint with respect to any portions the Court may deem deficient” pursuant to Federal Rule of Civil Procedure 15(a)(2), the Court denies the request. On May 13, 2020, the Court struck Plaintiffs’ original Complaint as an improper “shotgun pleading” and instructed them to “replead their claims consistent with federal pleading standards and to the extent that the claims are supported by specific factual allegations.” (D.E. 4.) Plaintiffs subsequently filed an Amended Complaint which the Court dismissed because it contained a “shotgun”-style damages allegation requiring dismissal. (D.E. 29 at 13 (citing Heinen, 806 F. App'x at 849-50).) The Court granted Plaintiffs “leave to make a final amendment to cure all deficiencies, if they are able to do so.” (Id. at 17 (emphasis in original) (citing Smith, 750 F.3d at 1262 (“District courts have unquestionable authority to control their own dockets” and enjoy “broad discretion in deciding how best to manage the cases before them.”)).) Thereafter, they filed the instant Second Amended Complaint which contains deficient allegations regarding diversity jurisdiction. (D.E. 30.) Because the Court has already given Plaintiffs three opportunities to file a complaint that satisfies federal pleading standards and warned them that the Second Amended Complaint would be their final opportunity, and further because the deadline to amend pleadings expired several months ago on November 2, 2020, (see Scheduling Order, D.E. 22 at 2), and further because it is undisputed that the Court has admiralty jurisdiction over this case irrespective of Plaintiffs’ failure to allege diversity jurisdiction, see Caron v. NCL (Bahamas), Ltd., 910 F.3d 1359, 1365 (11th Cir. 2018) (“Personal-injury claims by cruise ship passengers, complaining of injuries suffered at sea, are within the admiralty jurisdiction of the district courts.”), the Court denies Plaintiffs’ request for leave to file a Third Amended Complaint.
b. Mere exposure to COVID-19 (“exposure-only”/“fear of” claims)
Next, Defendant argues that claims by putative class members who were merely exposed to COVID-19 should be dismissed because (1) the Kantrows lack standing to assert “exposure-only” claims, and (2) exposure-only claims for negligent infliction of emotional distress are barred as a matter of law. (Mot. at 4-8.) Because exposure-only claims for negligent infliction of emotional distress are barred as a matter of law, Defendant further argues that the Court should dismiss the Kantrows’ claims for emotional distress they allegedly suffered as a result of their “fear of” contracting COVID-19 before they actually contracted COVID-19. (Id. at 9-10.) For the reasons that follow, the Court finds that even assuming arguendo that the Kantrows have standing to assert “exposure only” claims, the “exposure only” and “fear of” claims fail as a matter of law.
Defendant argues that that the “zone of danger” test governs any attempt to recover damages for negligently inflicted emotional distress under maritime law, (id. (citing Chaparro v. Carnival Corp., 693 F.3d 1333, 1338 (11th Cir. 2012) (citing *1217 Consolidated Rail Corp. v. Gottshall, 512 U.S. 532, 557, 114 S.Ct. 2396, 129 L.Ed.2d 427 (1994)), and “as a categorical rule, the zone-of-danger test is not satisfied where a plaintiff alleges mere exposure—if the plaintiff is disease- and symptom-free, then he or she cannot recover damages for emotional distress[,]” (id. (citing Norfolk & W. Ry. Co. v. Ayers, 538 U.S. 135, 141, 123 S.Ct. 1210, 155 L.Ed.2d 261 (2003); Metro-North Commuter R.R. Co. v. Buckley, 521 U.S. at 427, 430-32, 117 S.Ct. 2113 (1997)).) Defendant cites two recent cases in which the United States District Court for the Central District of California dismissed with prejudice cruise passengers’ COVID-19 exposure-only claims. (Id. at 7-8 (citing Archer v. Carnival Corp. & PLC, Case No. 2:20-cv-04203-RGK-SK, 2020 WL 7314847, at *6-7 (C.D. Cal. Nov. 25, 2020); Weissberger v. Princess Cruise Lines, Ltd., Case Nos. 2:20-cv-02267-RGK-SK, 2020 WL 3977938, at *3-5 (C.D. Cal. July 14, 2020)).) It argues that “the Supreme Court has expressly held that ‘fear-of’ claims can be asserted only where the plaintiff has already been physically injured.” (Id. at 9-10 (citing Ayers, 538 U.S. at 149-50, 123 S.Ct. 1210).)
Plaintiffs argue that the “exposure only” claims are well pleaded and should be cognizable at law. (Resp. at 16.) They argue that the cases from the Central District for California were “wrongly decided.” (Id.) They argue that the exposure-only putative plaintiffs were within the zone of danger of contracting COVID-19 aboard the Eclipse. (Id. at 16-17.) They argue that being within the zone of danger of contracting COVID-19 “caused them emotional distress and accompanying physical manifestations.” (Id. at 17.)
In its Reply, Defendants maintain that as a categorial rule, disease- and symptom-free plaintiffs cannot assert negligence-based claims for emotional distress. (D.E. 39 at 3 (citing Metro-North, 521 U.S. at 427, 430-32, 117 S.Ct. 2113; Ayers, 538 U.S. at 141, 123 S.Ct. 1210).) It argues that “every federal district court to have considered the issue has dismissed cruise passengers’ COVID-19 exposure-only claims[.]” (Id. (citing Lindsay v. Carnival Corp., C20-982 TSZ, 2021 WL 488994, at *2-3 (W.D. Wash. Feb. 10, 2021); Archer, 2020 WL 7314847, at 6-7); Weissberger, 2020 WL 3977938, at *3-5).)
15
Federal maritime law has adopted the “zone of danger” test for claims of negligent infliction of emotional distress. Chaparro, 693 F.3d at 1338 (citations omitted). “The zone of danger test limits recovery for emotional injury to those plaintiffs who sustain a physical impact as a result of a defendant's negligent conduct, or who are placed in immediate risk of physical harm by that conduct.” Gottshall, 512 U.S. at 547-48, 114 S.Ct. 2396 (1994). “That is, ‘those within the zone of danger of physical impact can recover for fright, and those outside of it cannot.’ ” Id. (quoting Pearson, Liability to Bystanders for Negligently Inflicted Emotional Harm—A Comment on the Nature of Arbitrary Rules, 34 U. Fla. L. Rev. 477, 489 (1982)).
16
In Metro-North, the Supreme Court analyzed the first method of recovery—i.e., the “physical impact” method—and held that “physical impact” does not “include a contact that amounts to no more than an exposure—an exposure ... to a substance that poses some future risk of disease and which contact causes emotional distress only because the [plaintiff] learns that he may become ill after a substantial period of time.” 521 U.S. at 432, 117 S.Ct. 2113. Thus, a plaintiff alleging exposure to an illness or an illness-causing substance (like asbestos) cannot recover under the “physical impact” method “unless, and until, he manifests symptoms of a disease.” Id. at 427, 117 S.Ct. 2113. Metro-North did not analyze the second method of recovery under the “zone of danger” *1218 test—i.e., the “immediate risk of physical harm” method. See Metro-North, 521 U.S. at 430, 117 S.Ct. 2113 (“The case before us ... focuses on the ... words ‘physical impact.’ ”).
 
In Weissberger, the plaintiffs were on Princess Cruise Line's Grand Princess cruise ship when a COVID-19 outbreak occurred on the ship. 2020 WL 3977938, at *1. The plaintiffs did not test positive for COVID-19 or experience any of its symptoms, but sued Princess Cruise Lines for “emotional distress damages based on their fear of contracting COVID-19 while quarantined on the ship, as well as punitive damages.” Id. The defendant moved to dismiss, arguing that the plaintiffs were not within the zone of danger. Id. at *2. The plaintiffs argued that they were within the zone of danger under the “immediate risk of physical harm” theory. Id. at *3. The defendant argued that Metro-North “categorically bars Plaintiffs’ claims, regardless of what prong of the zone of danger test they proceed under[,]” and “that Metro-North stands for the broad holding that to recover on a disease-based emotional-distress claim, the plaintiff must allege either that they contracted the disease or that they exhibit symptoms of it.” Id.
The court initially found that the plaintiffs’ negligence claims were properly construed as claims for negligent infliction of emotional distress (whether or not they were labeled as such) because they sought to recover damages only for their “emotional distress” and the “trauma[ ]” they suffered “from the fear of developing COVID-19” while on the ship. Id. at *2. Next, the court agreed with the defendant that “under Metro-North, the Plaintiffs in this case cannot recover for NIED based solely on their proximity to individuals with COVID-19 and resulting fear of contracting the disease.” Id. It reasoned:
For one, Plaintiffs’ proposed reading of Metro-North would lead to bizarre results. 
 
Under Metro-North, a passenger aboard the Grand Princess who was merely exposed to an individual with COVID-19 could only recover under the first prong of the zone of danger test if they either contracted COVID-19 or manifested symptoms of it. Yet under Plaintiffs’ proposed interpretation, that same passenger could recover without manifesting any symptoms whatsoever so long as they cleverly pled their claim under the second prong of the test. This result is nonsensical and “means that it would be possible to sneak in through the back door what the Court [in Metro-North] expressly forb[ade] from coming in through the front.” (Reply at 2-3, ECF No. 33.) In short, the exception would swallow the rule.
The public policy concerns identified in Gottshall (and reiterated in Metro-North) further support the Court's conclusion. In Gottshall, the Supreme Court acknowledged that “the potential for a flood of trivial suits, the possibility of fraudulent claims that are difficult for judges and juries to detect, and the specter of unlimited and unpredictable liability” were “well-founded” concerns that informed the Court's decision to limit liability by NIED plaintiffs. Gottshall, 512 U.S. at 557, 114 S.Ct. 2396. If this Court were to adopt the rule invited by Plaintiffs, this would inevitably lead to the scenario the Court in Gottshall was trying to avoid[.] Indeed, given the prevalence of COVID-19 in today's world, Plaintiffs’ proposed rule would lead to a flood of trivial suits, and open the door to unlimited and unpredictable liability. See also Metro-North, 521 U.S. at 433–34, 117 S.Ct. 2113 (emphasizing the “difficulty of separating valid from invalid emotional injury claims” as a reason *1219 for limiting the recovery of exposure-only plaintiffs.”)
...
Also, carving out an exception to Metro-North would seem at odds with the Court's holding that case-by-case determinations of negligence are not an adequate guard against unlimited and unpredictable liability. See Metro-North, 521 U.S. at 436, 117 S.Ct. 2113. That is why the Supreme Court imposed a categorical, threshold rule on Buckley's ability to recover for his exposure to insulation dust containing asbestos, even though his employer in fact “conceded negligence.” Id. at 427, 117 S.Ct. 2113. As explained by the Court: “just as courts must interpret th[e] law to take proper account of the harms suffered by a sympathetic individual plaintiff, so they must consider the general impact, on workers as well as employers, of the general liability rules they would thereby create. Here the relevant question concerns not simply recovery in an individual case, but the consequences and effects of a rule of law that would permit that recovery.” Id. at 438, 117 S.Ct. 2113 (emphasis in original).
Id. at *3-4 (footnote omitted). Thus, the court found that the plaintiffs failed to state a claim because they failed to allege that they were within the zone of danger, and dismissed the complaint with prejudice, “as leave to amend would be futile.” Id. at *5 (citing Albrecht v. Lund, 845 F.2d 193, 195 (9th Cir. 1988)).
It appears that every subsequent case to address the issue has adopted Weissberger’s analysis and dismissed the “exposure only”/“fear of” claims. See Lindsay, 2021 WL 488994, at *3 Archer, 2020 WL 7314847, at *6; Saltzstine v. Princess Cruise Lines Ltd., Case No. 2:20-cv-04997-RGK-SK, 2020 WL 8475998, at *2 (C.D. Cal. Oct. 23, 2020); Crawford v. Princess Cruise Lines Ltd., Case No. 2:20-cv-05546-RGK-SK, 2020 WL 7382770, at *6 (C.D. Cal. Oct. 8, 2020); Parker v. Princess Cruise Lines Ltd., Case No. 2:20-cv-03788-RGK-SK, 2020 WL 6594994, at *3 (C.D. Cal. Sept. 18, 2020). Crawford is particularly instructive because in that case, as in this one, the plaintiffs actually contracted COVID-19 and sued to recover emotional distress damages based on their pre-COVID-19 fear of contracting COVID-19. 2020 WL 7382770, at *6. The Court found that the plaintiffs “cannot recover based on their mere exposure to individuals with COVID-19 and their attendant fear of contracting the disease”; rather, they “can only recover emotional-distress damages based on their post-diagnosis emotional distress.” Id.
17
The Court agrees with the analysis in Weissberger and adopts it herein. Plaintiffs’ “exposure only” claims are properly construed as claims for negligent infliction of emotional distress because they seek to recover for the “severe emotional injuries” they suffered as a result of being exposed to COVID-19 on the Eclipse, and their “fear of contracting the virus aboard the vessel before [they] actually contracted it....” (Second Am. Compl. ¶¶ 51; 57; 63; 69; 75; 81; 87; 94; 101; 108; 115; 120; 125; 130; 135; 140; 145.) For the reasons explained in Weissberger, the Court finds that “under Metro-North, the Plaintiffs in this case cannot recover for NIED based solely on their proximity to individuals with COVID-19 and resulting fear of contracting the disease.” 2020 WL 3977938, at *2; see also Crawford, 2020 WL 7382770, at *6 (finding that the plaintiffs “cannot recover based on their mere exposure to individuals with COVID-19 and their attendant fear of contracting the disease”; rather, they “can only recover emotional-distress damages based on their post-diagnosis emotional distress”).
*1220 Consequently, Plaintiffs’ “exposure only”/“fear of” claims fail to state a claim upon which relief can be granted. Weissberger, 2020 WL 3977938, at *5; Crawford, 2020 WL 7382770, at *6. Because leave to amend would be futile, Weissberger, 2020 WL 3977938, at *5, and because, in any event, the deadline to amend pleadings expired several months ago on November 2, 2020, (see Scheduling Order, D.E. 22 at 2), the Court dismisses the “exposure only” claims with prejudice. Id. (citing Albrecht, 845 F.2d at 195); see also Hall v. United Ins. Co. of Am., 367 F.3d 1255, 1262-63 (11th Cir. 2004) (observing that “a district court may properly deny leave to amend the complaint under Rule 15(a) when such amendment would be futile”) (citing Foman v. Davis, 371 U.S. 178, 182, 83 S.Ct. 227, 9 L.Ed.2d 222 (1962)).
c. Causation
Next, Defendant argues that each of the negligence-based claims asserted in the Second Amended Complaint should be dismissed because it fails to sufficiently allege causation. (Id. at 11.) It argues that the Kantrows reside in New York and travelled to South America to board the Eclipse for the cruise, but they only make the conclusory allegation that they contracted COVID-19 as a result of exposure aboard the Eclipse. (Id. (citing Second Am. Compl. ¶¶ 11-12).) It argues that the Second Amended Complaint contains no facts supporting this conclusion, such as when they tested positive for COVID-19 or when they began to feel symptoms. (Id.) As such, it argues that Plaintiffs “have done nothing more than raise the possibility that they contracted COVID-19 due to exposure aboard Eclipse” which is insufficient to meet the Twombly/Iqbal plausibility standard. (Id. at 11-12 (citing Crawford, 2020 WL 7382770, at *6; Archer, 2020 WL 7314847, at *7; Parker, 2020 WL 6594994, at *4; Wortman v. Princess Cruise Lines Ltd., CV 20-4169 DSF, (D.E. 30) at 7 (C.D. Cal. Aug. 21, 2020)).)
Plaintiffs argue that they “very clearly allege that they: i) contracted COVID-19; ii) aboard the Celebrity Eclipse; iii) as a result of Celebrity's careless response to the COVID-19 outbreak aboard its vessel.” (Resp. at 3 (citing Second Am. Compl. ¶¶ 10-13).) They argue that Defendant seeks to hold them to a pleading standard that is not required by the federal rules, which requires “notice pleading.” (Id. at 3-4 (citing Hunt v. Aimco Props., L.P., 814 F.3d 1213, 1221 (11th Cir. 2016); Marabella v. NCL (Bahamas), Ltd., 437 F. Supp. 3d 1221, 1228-29 (S.D. Fla. 2020)).) They argue that based on the allegations in the Second Amended Complaint, one can reasonably infer that Defendant proximately caused their injuries. (Id. at 4 (discussing Marabella, 437 F. Supp. 3d at 1228-29).) They argue that the Second Amended Complaint (1) alleges that they contracted COVID-19 while aboard the Eclipse, (id. at 5 (citing D.E. 30 ¶¶ 11-12)); (2) contains twelve claims which each identify a single breach of the duty of care which they allege proximately caused them to contract COVID-19 as a result of Defendant's careless conduct, (id. (citing D.E. 30 Counts I through XII)); and (3) alleges specific facts supporting their contention that Defendant's careless response to the COVID-19 outbreak aboard the Eclipse directly caused Plaintiffs to contract the virus aboard the vessel, (id. at 5-7 (citing D.E. 30 ¶¶ 22, 28, 32, 33, 34)). However, in a footnote, Plaintiffs concede:
Plaintiffs did not allege when they first tested positive for COVID-19 following the cruise (for Plaintiff, Fred Kantrow, on April 3, 2020; for Plaintiff, Marlene Kantrow, on April 20, 2020), or when they began to feel symptoms of the virus (for Plaintiff, Fred Kantrow, on/about April 1, 2020; for Plaintiff, Marlene Kantrow, on/about April 4, 2020). However, *1221 Plaintiffs disclosed this information to Defendant, Celebrity in response to written discovery requests, and provided Plaintiffs’ positive COVID-19 test results for same.
Plaintiffs contend that such information need not be pleaded in order to satisfy the notice pleading standard for causation. However, if the Court disagrees, the Plaintiffs are able to amend, and note that the Court in Crawford granted the plaintiffs there an opportunity to amend on those two points. See Crawford v. Princess Cruise Lines Ltd., 2020 WL 7382770, at *6 (“Plaintiffs may, however, amend their Complaint ...”)
(Id. at 8 n.7.)
In its Reply, Defendant argues that “courts have unanimously identified the basic facts that are necessary to plausibly allege causation for cruise passengers’ COVID-related claims: when the passenger first felt ill, when the passenger tested positive for COVID, and how those dates relate to the passengers’ activities and whereabouts during the cruise, including when the cruise began and ended.” (Reply at 7 (citing Crawford, 2020 WL 7382770, at *6; Archer, 2020 WL 7314847, at *7; Parker, 2020 WL 6594994, at *4; Wortman, CV 20-4169 DSF, (D.E. 30) at 7 (C.D. Cal. Aug. 21, 2020)).) It argues that the allegations Plaintiffs rely upon do not provide this basic information. (Id. at 8.) They observe that “[i]n a footnote, the Kantrows sheepishly admit that they have this information, but chose not to include it in any of their three complaints.” (Id. (citing Resp. at 8 n.7).) They argue that the Court should not grant them leave to file a third amended complaint so that they may add the allegations:
[I]t is too late for that. When the Court dismissed the Kantrows’ amended complaint, it granted them leave to file a second amended complaint with this express warning: “The Court will grant Plaintiffs leave to make a final amendment to cure all deficiencies” (DE 29, p. 17) (emphasis in original). The Kantrows have been given extraordinary opportunities to assert claims against Celebrity. Granting leave to file a fourth complaint is simply too much.
(Id.)
18
19
The Federal Rules of Civil Procedure's notice pleading standards govern maritime negligence actions. Marabella, 437 F Supp. 3d at 1228-29. Rule 8(a) requires a complaint to contain a statement of the Court's jurisdiction, a demand for the relief sought, and, relevant here, “a short and plain statement of the claim showing that the pleader is entitled to relief[.]” Fed. R. Civ. P. 8(a). The Supreme Court has explained that “[t]o survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’ ” Iqbal, 556 U.S. at 678, 129 S.Ct. 1937 (quoting Twombly, 550 U.S. at 570, 127 S.Ct. 1955). Conclusory statements, assertions or labels will not survive a 12(b)(6) motion to dismiss. Id. “A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Id.; see also Edwards, 602 F.3d at 1291. “Factual allegations must be enough to raise a right to relief above the speculative level[.]” Twombly, 550 U.S. at 555, 127 S.Ct. 1955 (citation omitted). As one court in this district has stated in regard to a maritime negligence claim:
While notice pleading does not require the pleader to allege a “specific fact” to cover every element or to plead “with precision” each element of a claim, it is still necessary a complaint “contain either direct or inferential allegations respecting all the material elements necessary *1222 to sustain a recovery under some viable legal theory.”
20
21
“To prove causation, a plaintiff must establish ‘a cause and effect relationship ... between the alleged tortious conduct and the injury’—that is, cause in fact (or ‘actual’ or ‘but-for causation’)—as well as the ‘foreseeab[ility]’ of the ‘conduct in question’ producing the alleged harm—i.e., ‘proximate causation.’  Marabella, 437 F. Supp. 3d at 1229 (quoting Bell v. Beyel Bros., Inc., No. 2:16-CV-14461, 2017 WL 1337267, at *3 (S.D. Fla. Apr. 7, 2017) (quoting Smith v. United States, 497 F.2d 500, 506 (5th Cir. 1974))). “[A]t the motion to dismiss stage, it is enough if one can reasonably infer actual and proximate causation for Plaintiff's injuries from Defendant's alleged negligence.” Id. (citing Bell, 2017 WL 1337267, at *3). “This is satisfied where a sufficiently detailed factual background of the incident is alleged along with allegations of the purported foreseeable causes of a plaintiff's injuries.” Id. (citations omitted).
22
Here, the Second Amended Complaint alleges that Plaintiffs “were lawful passengers aboard Defendant's vessel between March 1 and March 30, 2020, and contracted SARS-CoV-2 (hereinafter ‘COVID-19’) as a result of Defendant's careless conduct alleged herein.” (D.E. 30 ¶ 10.) It alleges that both Fred and Marlene Kantrow “contracted COVID-19 while aboard the Celebrity Eclipse during the subject voyage....” (Id. ¶¶ 11-12.) The Second Amended Complaint further contains a detailed factual background of the incident with allegations regarding the purported foreseeable causes of Plaintiffs’ injuries. (See id. ¶¶ 28, 32, 33, 34.) At the motion to dismiss stage, this is sufficient to plausibly allege causation. See Marabella, 437 F. Supp. 3d at 1229.
d. De minimis damages
Next, Defendant argues that even if the Second Amended Complaint adequately pleads causation, Plaintiffs’ claims for experiencing cold- and flu-like symptoms as a result of COVID-19 should be dismissed with prejudice because such damages are de minimis. (Mot. at 13-15.) It argues that “the Kantrows are seeking to recover for what is quintessentially the ‘sorts of intangible injuries normally small and invariably difficult to measure that must be accepted as the price of living in society rather than made a federal case out of.’ ” (Id. at 13 (citing Swick v. City of Chicago, 11 F.3d 85, 87 (7th Cir. 1993)).) It argues that “[t]he cost of litigating such claims in federal court – including how to assign monetary value to, or quantify monetary compensation for, a cough, fever, chills, aches, etc. – overwhelms any benefit that could be obtained by a claimant.” (Id. (citing Hessel v. O'Hearn, 977 F.2d 299, 303 (7th Cir. 1992)); Von Nessi v. XM Satellite Radio Holdings, Inc., 2008 WL 4447115, at *6 (D.N.J. Sept. 26, 2008) (collecting decisions, including Alan's of Atlanta, Inc. v. Minolta Corp., 903 F.2d 1414, 1421 (11th Cir. 1990)) (“This Court invokes the doctrine of de minimis non curat lex, which translates as the law does not care for, or take notice of trifling matters. The doctrine applies where no damage is implied by law from the wrong, and only trifling or immaterial damage results therefrom.”) (internal quotation marks and citations omitted.”).) Defendant further argues that
allowing the Kantrows to proceed with such claims would open the metaphorical floodgates. If these plaintiffs can sue, then so too can the restaurant patron who catches a cold because diners at a nearby table were sick and sneezing, or *1223 because the patron's table was not cleaned well enough between seatings and one of the table's prior occupants was sick. The same applies to the person who worries that she might become sick – or later actually develops a fever – after sitting next to someone on the Metrorail who had glassy eyes and was coughing into a balled-up tissue during the entire ride to downtown.
(Id. at 14.)
Plaintiffs argue that under Supreme Court and Eleventh Circuit precedent, an injury need not be significant to confer standing. (Resp. at 8-9 (citing United States v. Students Challenging Regulatory Agency Procedures (SCRAP), 412 U.S. 669, 689 n.14, 93 S.Ct. 2405, 37 L.Ed.2d 254 (1973); Common Cause/Georgia v. Billups, 554 F.3d 1340, 1351 (11th Cir. 2009); Tillman v. Ally Fin. Inc., Case No: 2:16–cv–313–FtM–99CM, 2016 WL 6996113, at *4 (M.D. Fla. Nov. 30, 2016).) They argue that the COVID-19-related damages alleged in their complaint—including fever, pneumonia, severe cough, respiratory distress, fatigue, reduced lung capacity, body aches, chills, nightmares, rash, loss of taste and smell, and gastrointestinal difficulties, (id. at 9-10 (citing Second Am. Compl. ¶¶ 11-12)—are not de minimis. (Id. at 10 (citing Crawford, 2020 WL 7382770, at *4).
In its Reply, Defendant notes that whether Plaintiffs’ damages are sufficient to satisfy Article III standing requirements is not the issue. (D.E. 39 at 9.) Rather, “the issue is that claims for cold- and flu-like symptoms are not actionable under the doctrine of de minimis non curat lex.” (Id. (citing Swick, 11 F.3d at 87); Hessel, 977 F.2d at 303).
23
24
Courts have applied the maxim of de minimis non curat lex—which translates to “the law does not concern itself with trifles[,]” Black's Law Dictionary 544 (11th ed. 2019)—to deny relief in certain contexts where the claimed loss or damage is insignificant. See, e.g., United States v. Purcell, 236 F.3d 1274, 1279 (11th Cir. 2001) (concluding that a de minimis delay during a traffic stop did not violate the Fourth Amendment's prohibition against unreasonable seizures). As Judge Posner explained in Hessel, “if a loss is not only small but also indefinite, so that substantial resources would have to be devoted to determining whether there was any loss at all, courts will invoke the de minimis doctrine and dismiss the case, even if it is a constitutional case. The costs of such litigation overwhelm the benefits.” 977 F.2d at 303. However, he also observed that the de minimis doctrine “has little or no proper application to cases in which the monetary cost of the loss is, though tiny, readily determinable.” 977 F.2d at 303. “The law does not excuse crimes or torts merely because the harm inflicted is small.” Id.
In Crawford, the defendant argued that the court should dismiss the plaintiffs’ claims because their COVID-19 symptoms were de minimis. 2020 WL 7382770, at *4. The court rejected the argument, noting that the complaint alleged that the plaintiffs had suffered “physical pain” on account of contracting COVID-19, and stating that “the Court is not prepared to hold that only some COVID-19 symptoms are sufficiently harmful to warrant compensation at the pleading stage.” Id. (internal quotation marks and citation omitted).
25
Here, Plaintiffs have alleged more than “physical pain.” (See Second Am. Compl. ¶¶ 11-12 (alleging that they suffered fever, pneumonia, severe cough, respiratory distress, fatigue, reduced lung capacity, body aches, chills, nightmares, rash, loss of taste and smell, and gastrointestinal difficulties).) As in Crawford, the Court is not prepared to conclude at the motion to dismiss stage that these symptoms are not sufficiently harmful to warrant *1224 compensation. 2020 WL 7382770, at *4.
e. Standing to sue for future injuries
Finally, Defendant argues that Plaintiffs lack standing to maintain claims for future injuries caused by allegedly contracting COVID-19 aboard the Eclipse because “the Kantrows concede that there is no basis for the premise that a case of COVID-19 contracted in 2020 will cause future injuries.” (Mot. at 15.) Specifically, they cite the following statement contained in each of Plaintiffs’ damages clauses: “Because the science pertaining to COVID-19 contraction is still developing, Plaintiffs allege that their injuries and damages are permanent or continuing in nature, and Plaintiffs will suffer the losses and impairments in the future[.]” (Second Am. Compl. ¶¶ 51c, 57c, 63c, 69c, 75c, 81c, 87c, 94c, 101c, 108c, 115c, 120c, 125c, 130c, 135d, 140d, 145d) (emphasis added). Defendants argue that Plaintiffs have failed to establish an injury in fact because they have not pled that it is “substantially likely” that the COVID-19 they allegedly contracted on the Eclipse in March 2020 will cause future injuries. (Id. at 16 (discussing Bowen v. First Family Fin. Servs., Inc., 233 F.3d 1331, 1340 (11th Cir. 2000)).)
Plaintiffs argue that Plaintiffs’ argument is “at best, premature for ultimate resolution here, and, at worst, completely unfounded.” (Resp. at 11.)
They are premature for resolution at this juncture because Plaintiffs alleged sufficient factual support that i) they have already suffered reduced lung capacity, [D.E. 30, ¶¶11-12]; and ii) there is a substantial likelihood that they will suffer lung-related injuries in the future, [D.E. 30, ¶15 (alleging scientific support that COVID-19 contraction can cause “permanently reduced lung capacity”)]. Celebrity's position is unfounded because other Courts considering similar issues have already decided these COVID-related future damages can be established, and that they are factual questions that require expert analysis. Crawford, 2020 WL 7382770, at *5 (“Currently, the long-term effects of COVID-19 on the body are unclear, even in asymptomatic cases ... The Court would benefit from further briefing on this issue, and additional evidence in the form of expert testimony”).5
(Id. (footnote in original, other footnote omitted).)
In its Reply, Defendant argues that Plaintiffs’ “reliance on Crawford is misplaced because that court was not considering the issue of standing. Indeed, delaying consideration of this issue flies in the face of the basic premise that ‘standing is a threshold question that must be explored at the outset of any case.’ ” (D.E. 39 at 10 (quoting Corbett v. Transp. Sec. Admin., 930 F.3d 1225, 1231-33 (11th Cir. 2019)).) It further argues that the Kantrows’ allegedly reduced lung capacity, which could be permanent, “is not an allegation of future injury. That alleges a current injury that might have continuing effect.” (Id.)
26
27
28
The judicial power of federal courts extends only to “cases” and “controversies.” Spokeo, Inc. v. Robins578 U.S. 330, 136 S. Ct. 1540, 1547, 194 L.Ed.2d 635 (2016) (citing U.S. Const. Art. III, § 2). To *1225 maintain a lawsuit in federal court to seek redress for a legal wrong, the plaintiff must have “standing” to sue—that is, he “must have (1) suffered an injury in fact, (2) that is fairly traceable to the challenged conduct of the defendant, and (3) that is likely to be redressed by a favorable judicial decision.” Id. At the pleading stage, “the plaintiff must ‘clearly ... allege facts demonstrating’ each element.” Id. (citing Warth v. Seldin, 422 U.S. 490, 518, 95 S.Ct. 2197, 45 L.Ed.2d 343 (1975)).
29
30
31
32
“To establish injury in fact, a plaintiff must show that he or she suffered ‘an invasion of a legally protected interest’ that is ‘concrete and particularized’ and ‘actual or imminent, not conjectural or hypothetical.’ ” Id. at 1548 (citing Lujan v. Defenders of Wildlife, 504 U.S. 555, 560, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992)). “For an injury to be ‘particularized,’ it ‘must affect the plaintiff in a personal and individual way.’ ” Id. (citations omitted). “A ‘concrete’ injury must be ‘de facto’; that is, it must actually exist.” Id. (citing Black's Law Dictionary 479 (9th ed. 2009)). However, “the law has long permitted recovery by certain tort victims even if their harms may be difficult to prove or measure.” Id. at 1549 (citing Restatement (First) of Torts §§ 569 (libel), 570 (slander per se) (1938)). “ ‘An allegation of future injury may suffice if the threatened injury is ‘certainly impending,’ or there is a “ ‘substantial risk’ that the harm will occur.’ ” Susan B. Anthony List v. Driehaus, 573 U.S. 149, 158, 134 S.Ct. 2334, 189 L.Ed.2d 246 (2014) (quoting Clapper v. Amnesty Int'l USA, 568 U.S. 398, 414 n.5, 133 S.Ct. 1138, 185 L.Ed.2d 264 (2013)).
The Court rejects Defendant's “attempt to parse” Plaintiffs’ claims to dismiss for lack of standing only those for future injuries. Sierra Club v. Young Life Campaign, Inc., 176 F. Supp. 2d 1070, 1084 (D. Colo. 2001). “All that is required to satisfy Article III is that the [Plaintiffs] have standing on some basis to bring [their] claims.” Id. Defendant has cited no prior case finding that a plaintiff who had standing to sue for past and/or present injuries lacked standing to sue for future injuries. The Court's own research has revealed cases that dismiss for lack of standing claims for injunctive relief for failure to allege future injury while permitting other claims to go forward. See, e.g., Fishon v. Mars Petcare US, Inc., 501 F. Supp. 3d 555, 563 (M.D. Tenn. 2020) (finding that “Plaintiffs have plausibly alleged an Article III injury to seek damages, but they have not plausibly alleged a threat of future injury to seek injunctive relief”); Hidalgo v. Johnson & Johnson Consumer Cos., Inc., 148 F. Supp. 3d 285, 291 (S.D.N.Y. 2015) (dismissing claims for injunctive relief for failure to allege future injury because “ ‘[a] plaintiff seeking injunctive ... relief cannot rely on past injury to satisfy the injury requirement but must show a likelihood that he or she will be injured in the future’ ”) (quoting Deshawn E. by Charlotte E. v. Safir, 156 F.3d 340, 344 (2d Cir. 1998)). However, the Court has found no prior case dismissing a claim for lack of standing solely to the extent it seeks monetary damages for future injuries while permitting the same claim to proceed to the extent it seeks monetary damages for past or present injuries.
33
The Court finds that Plaintiffs have standing to sue Defendant because the Second Amended Complaint plausibly alleges that Plaintiffs (1) suffered an injury in fact, (see Second Am. Compl. ¶¶ 11-12, 51, 57, 63, 69, 75, 81, 87, 94, 101, 108, 115, 120, 125, 130, 135, 140, 145); (2) that is fairly traceable to the challenged conduct of the defendant; and (3) that is likely to be redressed by a favorable judicial decision. Whether Plaintiffs can establish future *1226 injuries is an issue not ripe for adjudication at the motion to dismiss stage. Crawford, 2020 WL 7382770, at *5.
V. Conclusion
Accordingly, it is ORDERED AND ADJUDGED that:
1. Defendant's Motion to Dismiss the Second Amended Complaint (D.E. 33) is GRANTED IN PART AND DENIED IN PART consistent with this Order;
2. The Second Amended Complaint is DISMISSED to the extent that it is predicated on the Court's diversity jurisdiction;
3. The claims asserted on behalf of putative class members who were merely exposed to COVID-19 but did not contract COVID-19 are DISMISSED WITH PREJUDICE; and
4. Plaintiffs’ claims for emotional distress allegedly suffered before they contracted COVID-19 based on their fear of contracting COVID-19 are DISMISSED WITH PREJUDICE.
DONE AND ORDERED in Chambers at Miami, Florida this 1st day of April, 2021.

All Citations

533 F.Supp.3d 1203

Footnotes

The following facts are gleaned from Plaintiff's Second Amended Complaint, (D.E. 30), and are deemed to be true for purposes of ruling on the Motion to Dismiss.
The Court further found that Plaintiffs did not have standing to assert claims on behalf of putative class members who suffered injuries that the Kantrows themselves did not suffer. (Id. at 16-17.)
In Bonner v. City of Prichard, 661 F.2d 1206, 1209 (11th Cir. 1981), the Eleventh Circuit adopted as binding precedent all decisions handed down by the former Fifth Circuit before October 1, 1981.
Decisions issued by a Unit B panel of the former Fifth Circuit are binding precedent in the Eleventh Circuit. Travaglio, 735 F.3d at 1268 n.2 (citing Stein v. Reynolds Secs., Inc., 667 F.2d 33, 34 (11th Cir. 1982)).
Contrary to Celebrity's argument, [D.E. 33, pg. 15], just because the science behind COVID-19 future injuries is still developing does not mean that Plaintiffs cannot establish a “substantial likelihood” of future injury. In other words, that science is still developing on this issue merely means that scientific studies are still taking place to understand the full scope and extent of the future (or latent) injuries caused by COVID-19 contraction. In other words, that there is burgeoning scientific support for future COVID-19-related injuries per se establishes there is a “substantial likelihood” for Plaintiffs to develop same.

5.1.2.10 Cameron v. Pepin 5.1.2.10 Cameron v. Pepin

Constance L. CAMERON, et al. v. Eugene R. PEPIN.

Supreme Judicial Court of Maine.

Argued Jan. 24, 1992.

Decided July 17, 1992.

*280Paul F. Macri (orally), Berman & Simmons, Lewiston, for plaintiffs.

Robert B. Hoy (orally), Platz & Thompson, Lewiston, for defendant.

Gerald F. Petrucelli, James B. Haddow, Petrucelli & Martin, and Christopher C. Taintor, Norman, Hanson & Detroy, Portland, for amicus curiae, Maine Medical Center.

Before McKUSICK, C.J.,* and ROBERTS, WATHEN, GLASSMAN, CLIFFORD and COLLINS, JJ.

ROBERTS, Justice.

Defendant Eugene R. Pepin appeals a judgment entered in favor of the plaintiffs in the Superior Court (Androscoggin County, Alexander, J.) after a jury-waived trial. Pepin argues that the court erred in finding him liable for the plaintiffs’ claim of negligent infliction of emotional distress (NIED).1 We agree and vacate the judgment.

In June 1988 Pepin was involved in an automobile accident in Auburn with the plaintiffs’ 26-year-old son, Scott W. Cameron. The plaintiffs were notified of the accident shortly after it occurred and arrived at the Central Maine Medical Center emergency room, to see Scott cut, bloody, and battered. The treating physician told the Camerons that Scott had two broken legs, two broken arms, broken ribs, and a severe brain injury, and that he would probably not survive. After six hours of surgery Scott went to the intensive care unit. From that time on, with only brief breaks, the Camerons stayed with their son until he died, six days later.

The plaintiffs instituted this suit in December 1988, seeking damages for severe emotional distress. At the conclusion of the trial on May 28, 1991, the court ordered judgment in the amount of $125,000 to each of the plaintiffs for the emotional distress they suffered and an additional $5,000 to the plaintiffs for their economic loss. This appeal followed.

The essential issue in this case is whether a person, not at the scene when an accident occurs but who subsequently witnesses the accident victim’s pain and suffering, can recover for severe emotional distress against the defendant who negligently caused the accident. We have previously recognized that the victim of negligent conduct has a legally protected interest in his psychic health, with different rules governing recovery depending on whether the plaintiff is characterized as a *281“direct” victim rather than an “indirect” victim. See, e.g., Gammon v. Osteopathic Hosp. of Maine, Inc., 534 A.2d 1282 (Me.1987); Culbert v. Sampson’s Supermarkets, Inc., 444 A.2d 433 (Me.1982). Resolution of this appeal requires that we analyze, for the first time since Culbert, the distinction between direct and indirect victims and determine the scope of the legal duty a defendant owes to an indirect victim.

In jurisdictions recognizing NIED claims, the courts have limited the scope of liability through the application of three basic themes: the impact rule, the zone-of-danger rule, and the foreseeability test. See id. at 434. We previously have applied the foreseeability test to the situation involving both a direct victim, Gammon, and an indirect victim, Culbert. Although analysis in both cases centered on the analytical concept of foreseeability, each decision rested on a distinct and fundamentally different rationale.

In Culbert we vacated the dismissal of a complaint setting forth an NIED claim arising from a mother’s observation of her baby choking on a foreign object in baby food manufactured by the defendant. Rejecting both the impact rule and the zone-of-danger rule, we adopted the foreseeability test enunciated in Dillon v. Legg, 68 Cal.2d 728, 69 Cal.Rptr. 72, 441 P.2d 912 (1968), and held that a plaintiffs psychic injury would be deemed foreseeable, and thus compensable, when the plaintiff i) was present at the scene of the accident, ii) suffered serious mental distress as a result of observing the accident, and iii) was closely related to the victim. Culbert, 444 A.2d at 438. We recognized at that time the different and problematic issues raised in negligence analysis involving indirect victims, but nonetheless expressed confidence that the traditional foreseeability concept, as expressed in Dillon’s three-factor test, would rationally circumscribe the parameters of liability. Id. at 436-47.

Five years after Culbert, we addressed in Gammon the NIED claim of a direct victim. There, in vacating a directed verdict for the defendant, we rejected as “arbitrary” the requirement that a NIED claim must be based on an independent underlying tort and held that proof of negligently inflicted emotional distress itself was sufficient. Gammon, 534 A.2d at 1285. Rather than precluding such claims through employment of any artificial devices,2 we held that the particular claim could be premised on, and limited by, the “traditional tort principle of foreseeability” as expressed in Culbert. Id.

Although broadly stated, Gammon’s adherence to a foreseeability principle necessarily differed from the principle applied in Culbert, because Gammon involved no examination of the three Dillon factors that Culbert explicitly analyzed. Nonetheless, despite the necessarily distinct analyses in these cases, the Camerons argue that Gammon substantially changed Culbert’s rationale, removing the need to take a plaintiffs status into account when determining the scope of the duty a defendant owes to potential indirect victims. They contend that, under Gammon, whether a defendant owes a duty to a plaintiff is strictly a question of fact, dependent solely on the factfinder’s determination whether the injury was a reasonably foreseeable consequence of the defendant’s negligence. They argue that any court-imposed limitation on the scope of a defendant’s duty would be an arbitrary and artificial device contrary to Gammon’s principle. We disagree.

The designation of harm as “foreseeable” gives rise to some confusion in negligence analyses because the question of foreseeability informs both the issue of duty and the issue of proximate cause. Compare Brewer v. Roosevelt Motor Lodge, 295 A.2d 647, 651 (Me.1972) (foreseeability of injury is the test of duty) with Brewer, 295 A.2d at 652 (foreseeability of injury is the foundational basis of proxi*282mate cause). The California Supreme Court recently noted the ambiguous nature of the term, observing that:

Because a general duty exists to avoid causing foreseeable injury to another, the concept of “foreseeability” enters into both the willingness of the court to recognize the existence of a duty ... and into the determination by a trier of fact whether the specific injury in issue was foreseeable.
[A] court’s task — in determining “duty” — is not to decide whether a particular plaintiffs injury was reasonably foreseeable in light of a particular defendant’s conduct, but rather to evaluate more generally whether the category of negligent conduct at issue is sufficiently likely to result in the kind of harm experienced that liability may appropriately be imposed on the negligent party.
The jury, by contrast, considers “foreseeability” in two more focused, fact-specific settings. First, the jury may consider the likelihood or foreseeability of injury in determining whether, in fact, the particular defendant’s conduct was negligent in the first place. Second, foreseeability may be relevant to the jury’s determination of whether the defendant’s negligence was a proximate or legal cause of the plaintiff’s injury.

Thing v. La Chusa, 771 P.2d 814, 819 n. 3 (1989) (quoting Ballard v. Uribe, 715 P.2d 624, 628 n. 6 (1986)) (emphasis in original). Thus, notwithstanding Gammon’s broad language, whether one party owes a duty of care to another necessarily involves considerations beyond the factual determination that a particular injury was a foreseeable consequence of some particular conduct. See, e.g., Howe v. Stubbs, 570 A.2d 1203 (Me.1990) (prior occurrence of three accidents substantially similar to the instant accident did not give rise to a duty to warn).

We have repeatedly recognized the above proposition when asserting that the scope of a defendant’s duty is, initially, a matter of law. Fish v. Paul, 574 A.2d 1365, 1366 (Me.1990); Howe, 570 A.2d at 1203; Joy v. Eastern Maine Medical Center, 529 A.2d 1364, 1365 (Me.1987). While the scope of duty owed does raise the question “whether the defendant is under any obligation for the benefit of the particular plaintiff,” Prosser, Law of Torts, § 53 (4th ed. 1971), quoted in Joy, 529 A.2d at 1365, it is not entirely a question of the foreseeable risk of harm but is in turn dependent on recognizing and weighing relevant policy implications. Indeed, in Trusiani v. Cumberland & York Distributors, Inc., 538 A.2d 258 (Me.1988), decided less than three months after Gammon, we stated that duty, while premised on foreseeability, rested also on other policy considerations:

In the decision of whether or not there is a duty, many factors interplay: the hand of history, our ideals of morals and justice, the convenience of administration of the rule, and our social ideas as to where the loss should fall. In the end the court will decide whether there is a duty on the basis of the mores of the community “always keeping in mind the fact that we endeavor to make a rule in each case that will be practical and in keeping with the general understanding of mankind.”

Id. at 261 (quoting Prosser, Palsgraf Revisited, 52 Mich.L.Rev. 1, 15 (1953)). Foreseeability, then, is one consideration among many that must be taken into account when courts engage in a duty analysis. Cf. Thing, 771 P.2d at 819 n. 3; Elden v. Sheldon, 758 P.2d 582, 586 (1988) (though foreseeability of risk is chief element in determining whether a duty is owed, “policy considerations may dictate a cause of action should not be sanctioned no matter how foreseeable the risk”).

In Gammon itself we acknowledged that future cases might compel further evaluation of policy considerations other than those we emphasized in that case. Gammon, 534 A.2d at 1286. In general, as was the case in Gammon, policy considerations favoring the imposition of liability for an injury resulting from the creation of an unreasonable risk of harm (i.e., factual foreseeability) dominate the analysis. In these circumstances, the issue of liability is properly characterized as a question of fact *283to be submitted to the factfinder. The Camerons’ argument is troubling, especially in the context of an indirect victim’s claim for emotional distress. Commentators have observed that courts have had difficulty applying Dillon and “delineating the boundaries of foreseeability” in the context of an NIED claim by an indirect victim. See generally Comment, Elden v. Sheldon-Should Policy Outweigh Foreseeability?, 1989 B.Y.U.L.Rev. 977, 979 n. 10; Note, Thing v. La Chusa—Public Policy Demands a Limitation on the Bystander Recovery for Infliction of Emotional Distress, 17 W.State U.L.Rev. 499, 504-506 (1990). As the California Supreme Court itself came to recognize in retreating from any expansive interpretation of Dillon:

it is clear that foreseeability of the injury alone is not a useful “guidelines” or a meaningful restriction on the scope of the NIED action. The Dillon experience confirms ... that “[fjoreseeability proves too much ... [;] although it may set tolerable limits for most types of physical harm, it provides virtually no limit on liability for nonphysical harm.”

Thing, 771 P.2d at 826 (quoting Rabin, Tort Recovery For Negligently Inflicting Economic Loss: A Reassessment, 37 Stan. L.Rev. 1513, 1526 (1985)) (emphasis added).

One policy consideration especially implicated in this case and recognized by the courts in some jurisdictions considering the parameters of an NIED claim is the necessity of avoiding both unlimited liability and liability out of all proportion to culpability. See, e.g., Wilder v. City of Keene, 557 A.2d 636, 639 (N.H.1989) (NIED claim of parent who saw injured child in hospital one hour after the accident denied as contrary to policy objective of preventing unlimited liability); Portee v. Jaffee, 417 A.2d 521, 527 (N.J.1980) (adhering to the contemporaneous observation requirement in Dillon so as to avoid “imposing liability in excess of culpability”). This very concern has resulted in at least one court rejecting altogether the notion of recovery by an indirect victim for an NIED claim. See Tobin v. Grossman, 24 N.Y.2d 609, 301 N.Y.S.2d 554, 249 N.E.2d 419 (1969) (rejecting Dillon because of the problems of foreseeability, the risk of unlimited liability, the factor of an unduly burdensome liability, and the difficulty of obtaining any reasonable circumscription, within tolerable limits required by public policy, of a rule creating liability). We recognize both the serious nature of this concern and the need for some principled limitations on the extent of liability in this area.

Recognition of the competing policy considerations that inform the conclusion whether a duty is owed to a particular plaintiff sufficiently answers the Camer-ons’ contention that Gammon decided that any limitation on the scope of liability in an NIED claim would be artificial or arbitrary. Characterizing a rule limiting liability as “unprincipled” or “arbitrary” is often the result of overemphasizing the policy considerations favoring imposition of liability, while at the same time failing to acknowledge any countervailing policies and the necessary compromise between competing and inconsistent policies informing the rule. See Pearson, Liability to Bystanders for Negligently Inflicting Emotional Harm— A Comment on the Nature of Arbitrary Rules, 34 U.Fla.L.Rev. 477, 481-82 (1982). Although foreseeability is a prerequisite to recovery from a negligent defendant,

it has never been sufficient in and of itself. Other policy considerations often have been important enough to justify non-liability for foreseeable consequences in some circumstances. Therefore, an exception to liability based upon foreseeability should not be characterized as arbitrary solely because it is an exception. Rather, there must be an assessment of the policies underlying the exception and of how closely the exception fits the policy offered to support it.

Id. at 515; see also Elden, 758 P.2d at 586. This reasoning supports the conclusion that a decision where to draw a line circumscribing liability need not necessarily be arbi*284trary. Recognizing real differences between classes of potential plaintiffs does not automatically give rise to the arbitrary distinctions that Culbert and Gammon rejected. See Portee, 417 A.2d at 527 (avoiding arbitrary distinctions does not mean that a cause of action exists for all emotional injuries to all close relatives of the victim). Rather, it is precisely these real differences that prevent legal demarcation from being purely arbitrary.

In balancing the competing policy considerations that inform a duty analysis, the Thing court observed that:

It is apparent that reliance on foreseeability of injury alone in finding a duty, and thus a right to recover, is not adequate when the damages sought are for an intangible injury. In order to avoid limitless liability out of all proportion to the degree of a defendant’s negligence, and against which it is impossible to insure without imposing unacceptable costs on those among whom the risk is spread, the right to recover for negligently caused emotional distress must be limited.

Thing, 771 P.2d at 826-27. Indeed, authorities cited by the Camerons purportedly in support of their “pure foreseeability” argument recognize the mandate of policy considerations requiring some limitation on the scope of liability for psychic injury to indirect victims. In Dziokonski v. Babineau, 375 Mass. 555, 380 N.E.2d 1295, 1302 (1978), the court allowed recovery on facts similar to the instant case, but recognized the need for some mechanism, albeit unidentified, to establish the limits of liability for emotional injury: “In some instances it will be clear that the question is properly one for the trier of fact, while in others the claim will fall outside the range of circumstances within which there may be liability.” Massachusetts courts have come to focus on the time when the plaintiff became aware of the injury as the limiting factor. See Gore v. Daniel O’Connell’s Sons, Inc., 17 Mass.App. 645, 461 N.E.2d 256, 260 (1984) (first learning of injury three years after occurrence precludes recovery). See also Tommy’s Elbow Room, Inc. v. Kavorkian, 727 P.2d 1038 (Alaska 1986) (replacing requirement of contemporaneous observation of the accident with requirement of seeing victim at the scene). Compare Masaki v. General Motors Corp., 71 Haw. 1, 780 P.2d 566 (1989) (recovery allowed to parent on same island as accident victim at time of accident) with Kelley v. Kokua Sales & Supply, Inc., 56 Haw. 204, 532 P.2d 673 (1975) (recovery precluded to parent in California at time of injury); compare also Corso v. Merrill, 119 N.H. 647, 406 A.2d 300 (1979) (recovery allowed to parent who did not see accident but saw victim at accident scene) with Wilder v. Keene, 131 N.H. 599, 557 A.2d 636 (1989) (no recovery allowed to parent who saw victim at hospital one hour after the accident).

The foregoing analysis supports our rejection of the pure foreseeability standard urged by the Camerons and supported by a broad reading of Gammon. Adopting the plaintiffs’ expansive view

would extend judicial redress far beyond the bounds of the emotional interest entitled to protection. To avoid imposing liability in excess of culpability, the scope of recovery must be circumscribed to negligent conduct which strikes at the plaintiff’s basic emotional security.

Portee, 417 A.2d at 527 (emphasis added). That is, the scope of the defendant’s duty should be limited to the emotional vulnerability that arises in parents upon actually witnessing their child receiving an injury. The impact of such an experience is surely qualitatively and quantitatively different from the distress occasioned by a subsequent visit to the hospital. We are persuaded by the reasoning of the Thing court to resist any expansive application of the standard adopted in Culbert and thus reaffirm that a plaintiff must demonstrate that he i) was present at the scene of the accident, ii) suffered serious mental distress as a result of contemporaneously perceiving *285the accident, and iii) was closely related to the victim. See Culbert, 444 A.2d at 438; cf. Purty v. Kennebec Valley Medical Center, 551 A.2d 858, 860 (Me.1988) (contemporaneous involvement in incident sufficient to support NIED complaint).

The entry is:

Judgment vacated.

Remanded to the Superior Court for entry of a judgment in favor of the defendant.

All concurring.

5.1.2.11 Molien v. Kaiser Foundation Hospitals 5.1.2.11 Molien v. Kaiser Foundation Hospitals

[S.F. No. 24084.

Aug. 25, 1980.]

STEPHEN H. MOLIEN, Plaintiff and Appellant, v. KAISER FOUNDATION HOSPITALS et al., Defendants and Respondents.

*918Counsel

Herbert W. Yanowitz for Plaintiff and Appellant.

Wylie Aitken, Robert E. Cartwright, Edward I. Pollock, Glen T. Bashore, Stephen I. Zetterberg, J. Nick DeMeo, Sanford M. Gage, Stephen I. Odgers, Harvey R. Levine, Leonard Sacks, Joseph Posner and Arne Werchick as Amici Curiae on behalf of Plaintiff and Appellant.

McNamara, Lewis, Dodge & Houston, Richard E. Dodge, Robert M. Slattery and Paul M. Hoff for Defendants and Respondents.

Opinion

MOSK, J.

To what extent should the law permit recovery of damages for the negligent infliction of emotional or mental distress unaccompanied by physical injury? We consider this question in two contexts, both presented by an action charging defendants with erroneously diagnosing plaintiff’s wife as suffering from an infectious social disease.

Appealing from a judgment entered after a demurrer was sustained, plaintiff asks us to decide whether he may recover for negligently in*919flicted emotional distress and for loss of consortium, occasioned by emotional injury to his wife. As will appear, in the light of contemporary knowledge we conclude that emotional injury may be fully as severe and debilitating as physical harm, and is no less deserving of redress; the refusal to recognize a cause of action for negligently inflicted injury in the absence of some physical consequence is therefore an anachronism. We further conclude that it is no less regressive to deny recovery for loss of consortium simply because the plaintiffs spouse has suffered a disabling but nonphysical injury. Accordingly, the judgment must be reversed and plaintiff permitted to go to trial.

Plaintiff Stephen H. Molien filed this action against Kaiser Foundation Hospitals (Kaiser) and Thomas Kilbridge, M.D. (Kaiser and Dr. Kilbridge are hereafter sometimes referred to collectively as defendants.) The amended complaint sets forth two causes of action. In determining its sufficiency against a demurrer we are guided by long-settled precepts: “that a general demurrer admits the truth of all material factual allegations in the complaint [citation]; that the question of plaintiffs ability to prove these allegations, or the possible difficulty in making such proof does not concern the reviewing court [citations]; and that plaintiff need only plead facts showing that he may be entitled to some relief [citation].” (Alcorn v. Anbro Engineering, Inc. (1970) 2 Cal.3d 493, 496 [86 Cal.Rptr. 88, 468 P.2d 216].)

The principal allegations of the first cause of action are as follows: Plaintiff and his wife, Valerie G. Molien, are members of the Kaiser Health Plan. Mrs. Molien went to Kaiser for a routine multiphasic physical examination. There, Dr. Kilbridge, a Kaiser staff physician, negligently examined and tested her, and subsequently advised her she had contracted an infectious type of syphilis. The diagnosis was erroneous, as she did not in fact have the disease. Nevertheless she was required to undergo treatment for syphilis, including the administration of massive and unnecessary doses of penicillin. As a result of defendants’ conduct she suffered “injury to her body and shock and injury to her nervous system.”

Defendants knew plaintiff husband would learn of the diagnosis, as they instructed Mrs. Molien to so advise him. Thereafter plaintiff was required to undergo blood tests himself in order to ascertain whether he had contracted syphilis and was the source of his wife’s purported infection. The tests revealed that he did not have the disease.

*920As a result of the negligently erroneous diagnosis, plaintiff’s wife became upset and suspicious that he had engaged in extramarital sexual activities; tension and hostility arose between the two, “causing a break-up of their marriage and the initiation of dissolution proceedings.”

Defendants knew or should have known their diagnosis that plaintiff’s wife had syphilis and that he might also have the disease would cause him emotional distress. He has in fact suffered “extreme emotional distress” as a result of the negligent misdiagnosis. Additionally, he has incurred medical expenses for counseling in an effort to save the marriage.

The second cause of action, after incorporating by reference all the allegations of the first, alleges that as a consequence of defendants’ acts plaintiff has been deprived of the “love, companionship, affection, society, sexual relations, solace, support, and services” of his wife.

The prayer is for damages for mental suffering and loss of consortium, together with medical expenses. The trial court sustained general demurrers to both causes of action, and plaintiff appealed from the ensuing judgment of dismissal.

I

At the outset we consider a procedural issue arising from the fact that on its face the judgment purports to dismiss only the first cause of action, i.e., for mental suffering. In its ruling the court sustained the demurrers to both causes of action, with leave to amend the first cause and without leave to amend the second. When plaintiff failed to amend, the court ordered the first cause of action dismissed; the judgment is silent, however, as to the second.

Defendants contend we are without jurisdiction to review plaintiff’s purported appeal from the order sustaining the demurrer to the second cause of action, i.e., for loss of consortium. They correctly assert that such an order is neither appealable per se nor as a final judgment. (Beazell v. Schrader (1962) 205 Cal.App.2d 673, 674 [23 Cal.Rptr. 189].) Plaintiff responds, however, that “in the interest of justice and to prevent further delay” an appellate court may deem an order sustaining a demurrer to incorporate a judgment of dismissal. (Bellah v. *921 Greenson (1978) 81 Cal.App.3d 614, 618, fn. 1 [146 Cal.Rptr. 535].) He requests that we amend the judgment of dismissal herein to apply to both causes of action, as the trial court intended.

Plaintiffs request is reasonable and finds authority in our recent decision in Tenhet v. Boswell (1976) 18 Cal.3d 150 [133 Cal.Rptr. 10, 554 P.2d 330]. In Tenhet, as here, the trial court failed to dispose of all causes of action set forth in the amended complaint. Ordinarily in that event appeal would be barred by the “one final judgment” rule, i.e., “an appeal may be taken only from the final judgment in an entire action.” (Id. at p. 153.) But we noted with approval the disposition adopted in Gombos v.Ashe (1958) 158 Cal.App.2d 517 [322 P.2d 933]: there the court amended the judgment to include a dismissal of a cause of action as to which a demurrer had been sustained. We found such procedure appropriate when “the trial court’s failure to dispose of all causes of action results from inadvertence or mistake rather than an intention to retain the remaining causes of action for trial.” (18 Cal.3d at p. 154.)

In the present case it is evident that the failure of the court to dismiss the cause of action for loss of consortium was an oversight. We may therefore treat the dismissal as applying to both causes of action, and we amend the judgment accordingly.

II

We turn now to the merits of the appeal and first address plaintiffs contention that he has stated a cause of action for the negligent infliction of emotional distress. Defendants maintain this issue is gov^ erned by Dillon v. Legg (1968) 68 Cal.2d 728 [60 Cal.Rptr. 72, 441 P.2d 912, 29 A.L.R.3d 1316]; they emphasize that plaintiff was not present when the doctor announced the erroneous diagnosis, but learned of it later from his wife. As we shall explain, however, defendants rely too heavily on Dillon: the case is apposite, but not controlling.

A

In Dillon a mother sought damages for emotional trauma and physical injury that resulted when she witnessed the negligently inflicted death of her infant daughter. The defendant contended he owed no duty to the mother because she was outside the zone of physical danger at the time of the accident. But the traditional duty approach, we ex*922plained, begged the question whether the plaintiffs interests were entitled to legal protection; the finding of a duty was simply “‘a shorthand statement of a conclusion, rather than an aid to analysis in itself.’” (68 Cal.2d at p. 734.) We therefore identified forseeability of the risk as the critical inquiry: “In order to limit the otherwise potentially infinite liability which would follow every negligent act, the law of torts holds defendant amenable only for injuries to others which to defendant at the time were reasonably foreseeable.” (Id. at p. 739.) And the fore-? seeable risk may entail not only actual physical impact, but emotional! injury as well. (Id. at pp. 739-740 & fn. 5.)

Confining our analysis to the situation in which a plaintiffs emotional shock caused by harm to a third person ripened into a physical injury, we listed three factors bearing on the determination whether the defendant should reasonably have foreseen injury to the plaintiff: “(1) Whether plaintiff was located near the scene of the accident as contrasted with one who was a distance away from it. (2) Whether the shock resulted from a direct emotional impact upon plaintiff from the sensory and contemporaneous observance of the accident, as contrasted with learning of the accident from others after its occurrence. (3) Whether plaintiff and the victim were closely related, as contrasted with an absence of any relationship or the presence of only a distant relationship.” (Id. at pp. 740-741.)

Consideration of these factors, we said, would enable the court to decide “whether the accident and harm [were] reasonably foreseeable. Such reasonable foreseeability does not turn on whether the particular [defendant] as an individual would have in actuality foreseen the exact accident and loss; it contemplates that courts, on a case-to-case basis, analyzing all the circumstances, will decide what the ordinary man under such circumstances should reasonably have foreseen. The courts thus mark out the areas of liability, excluding the remote and unexpected.” (Id. at p. 741.) Applying these principles and noting the presence of all three of the above factors, we concluded: “Surely the negligent driver who causes the death of a young child may reasonably expect that the mother will not be far distant and will upon witnessing the accident suffer emotional trauma.” (Ibid.)

It must be remembered, however, that in Dillon the plaintiff sought recovery of damages she suffered as a percipient witness to the injury of a third person, and the three guidelines there noted served as a limita*923tion on that particular cause of action. (See^ e.g., Justus v. Atchison (1977) 19 Cal.3d 564, 582-585 [139 Cal.Rptr. 97, 565 P.2d 122].) Here, by contrast, plaintiff was himself a direct victim of the assertedly negligent act. By insisting that the present facts fail to satisfy the first and second of the Dillon criteria, defendants urge a rote application of the guidelines to a case factually dissimilar to the bystander scenario. In so doing, they overlook our explicit statement in Dillon that an obligation hinging on foreseeability “must necessarily be adjudicated only on a case-by-case basis. . . . [N]o immutable rule can establish the extent of that obligation for every circumstance in the future.” (68 Cal.2d at p. 740.)

Hence the significance of Dillon for the present action lies not in its delineation of guidelines fashioned for resolution of the precise issue then before us; rather, we apply its general principle of foreseeability to the facts at hand, much as we have done in other cases presenting complex questions of tort liability. (See, e.g., Tarasoff v. Regents of University of California (1976) 17 Cal.3d 425, 434-435 [131 Cal. Rptr. 14, 551 P.2d 334, 83 A.L.R.3d 1166]; Rodriguez v. Bethlehem Steel Corp. (1974) 12 Cal.3d 382, 399-400 [115 Cal.Rptr. 765, 525 P.2d 669].)

In the case at bar the risk of harm to plaintiff was reasonably foreseeable to defendants. It is easily predictable that an erroneous diagnosis of syphilis and its probable source would produce marital discord and resultant emotional distress to a married patient’s spouse; Dr. Kilbridge’s advice to Mrs. Molien to have her husband examined for the disease confirms that plaintiff was a foreseeable victim of the negligent diagnosis. Because the disease is normally transmitted only by sexual relations, it is rational to anticipate that both husband and wife would experience anxiety, suspicion, and hostility when confronted with what they had every reason to believe was reliable medical evidence of a particularly noxious infidelity.

We thus agree with plaintiff that the alleged tortious conduct of defendant was directed to him as well as to his wife. Because the risk of harm to him was reasonably foreseeable we hold, in negligence parlance, that under these circumstances defendants owed plaintiff a duty to exercise due care in diagnosing the physical condition of his wife. There remains the question whether plaintiff is barred from recovery by the fact that he suffered no physical injury.

*924B

As observed in Jarchow v. Transamerica Title Ins. Co. (1975) 48 Cal.App.3d 917, 935 [122 Cal.Rptr. 470], “California courts have attempted to resolve the public policy problems inherent in mental distress cases in a variety of ways.” Whether legal protection should extend to the interest in emotional tranquility has been a subject of controversy not only in California, but elsewhere: “No general agreement has yet been reached as to the liability for negligence resulting in fright, shock, or other ‘mental suffering,’ or its physical consequences.” (Prosser, Torts (4th ed. 1971) § 54, p. 327.) The issue, not novel, has inspired numerous and substantial scholarly expositions since the turn of the century. (See, e.g., materials collected in Prosser, op. cit. supra, at p. 50, fn. 27 & p. 327, fn. 31; 1 Dooley, Modern Tort Law (1977) § 15.07, p. 323, fn. 36; 2 Harper & James, The Law of Torts (1956) § 18.4, pp. 1031-1032, fn. 1.)

As early as 1896, this court recognized that mental suffering “constitutes an aggravation of damages when it naturally ensues from the act complained of.” (Sloane v. Southern Cal. Ry. Co. (1896) 111 Cal. 668, 680 [44 P. 320].) But such suffering alone, we said, would not afford a right of action. (Ibid.) We pondered the question whether a nervous disorder suffered by the plaintiff after she was wrongfully put off a train was a physical or a mental injury: “The interdependence of the mind and body is in many respects so close that it is impossible to distinguish their respective influence upon each other. It must be conceded that a nervous shock or paroxysm, or a disturbance of the nervous system, is distinct from mental anguish, and falls within the physiological, rather than the psychological, branch of the human organism. It is a matter of general knowledge that an attack of sudden fright or an exposure to imminent peril has produced in individuals a complete change in their nervous system, and rendered one who was physically strong and vigorous weak and timid. Such a result must be regarded as an injury to the body rather than to the mind, even though the mind be at the same time injuriously affected.” (Ibid.)

The foundation was thus laid, nearly a century ago, for two beliefs that have since been frequently reiterated: first, recovery for emotional distress must be relegated to the status of parasitic damages; and second, mental disturbances can be distinctly classified as either psychological or physical injury. That medical science and particularly the field of mental health have made much progress in the 20th century is *925manifest; yet, despite some noteworthy exceptions, the principles underlying the decision in Sloane still pervade the law of negligence.

The present state of the law is articulated in BAJI No. 12.80 (6th ed. 1977): “There can be no recovery of damages for emotional distress unaccompanied by physical injury where such emotional distress arises only from negligent conduct. [¶] However, if a plaintiff has suffered a shock to the nervous system or other physical harm which was proximately caused by negligent conduct of a defendant, then such plaintiff is entitled to recover damages from such a defendant for any resulting physical harm and emotional distress.”

The BAJI language appears to be derived mainly from the opinions in Vanoni v. Western Airlines (1967) 247 Cal.App.2d 793, 795-797 [56 Cal.Rptr. 115], and Espinosa v. Beverly Hospital (1952) 114 Cal.App. 2d 232, 234 [249 P.2d 843], both of which relied on Sloane. The principle has been reiterated elsewhere, but in each instance is traceable either directly or indirectly to Sloane. (See, e.g., Fuentes v. Perez (1977) 66 Cal.App.3d 163, 168 [136 Cal.Rptr. 275]; Leasman v. Beech Aircraft Corp. (1975) 48 Cal.App.3d 376, 381 [121 Cal.Rptr. 768]; Gautier v. General Telephone Co. (1965) 234 Cal.App.2d 302, 307 [44 Cal.Rptr. 404].) It therefore appears the rule has been immutable since its early origin, with virtually no regard for the factual contexts in which claims arose, or the alleged causes of emotional distress, or the prevailing state of medical knowledge.

Plaintiff urges that we recognize the concept of negligent infliction of emotional distress as an independent tort. In this inquiry we first seek to identify the rationale for the Sloane rulé. None appears in the opinion, possibly because the court classified the plaintiffs condition, “nervous paroxysm,” as a physical injury, and hence had no need to justify a denial of recovery for psychological injury alone. Neither did the Espinosa court provide any justification for its rejection of the plaintiff’s attempt to “subvert the ancient rule that mental suffering alone will not support an action for damages based upon negligence.” (114 Cal.App.2d at p. 234.) Therefore, we must look elsewhere.

The primary justification for the requirement of physical injury appears to be that it serves as a screening device to minimize a presumed risk of feigned injuries and false claims. (See, e.g., Prosser, op. cit. supra, at p. 328; 1 Dooley, op. cit. supra, at p. 319; Comment, Negligently Inflicted Mental Distress: The Case for an Independent Tort *926(1971) 59 Geo.L.J. 1237, 1244; Rest.2d Torts, § 436A, com. b.) Such harm is believed to be susceptible of objective ascertainment and hence to corroborate the authenticity of the claim.

Although most courts still adhere to the early view, the scholars assert that such artificial barriers to recovery are unnecessary. Thus Dean Prosser explains that “the difficulty is not insuperable. Not only fright and shock, but other kinds of mental injury are marked by definite physical symptoms, which are capable of clear medical proof. It is entirely possible to allow recovery only upon satisfactory evidence and deny it when there is nothing to corroborate the claim, or to look for some guarantee of genuineness in the circumstances of the case. The problem is one of proof, and it will not be necessary to deny a remedy in all cases because some claims may be false.” (Prosser, op. cit. supra, at p. 328; see also 1 Dooley, op. cit. supra, at p. 319.)

The foregoing analysis was expressly adopted by the New York Court of Appeals when it held that “Freedom from mental disturbance is now a protected interest in this State.” (Ferrara v. Galluchio (1958) 5 N.Y.2d 16 [176 N.Y.S.2d 996, 999, 152 N.E.2d 249, 71 A.L.R.2d 331].) The case involved a medical malpractice action brought by a patient who, after receiving negligently administered X-ray treatments from the defendants, consulted a dermatologist who advised her to exercise certain precautions because the area of the X-ray burn might become cancerous. The plaintiff alleged she developed a severe “cancer-phobia” and sought damages for mental anguish. In affirming a jury verdict for the plaintiff, the New York high court deemed it “entirely plausible, under such circumstances, that plaintiff would undergo exceptional mental suffering over the possibility of developing cancer.” (Id. at p. 1000; see also Johnson v. State (1975) 37 N.Y.2d 378 [372 N.Y.S.2d 638, 643, 334 N.E.2d 590], in which the court held that “recovery for emotional harm to one subjected directly to the tortious act may not be disallowed so long as the evidence is sufficient to show causation and substantiality of the harm suffered, together with a ‘guarantee of genuineness’ to which the court referred in the Ferrara case [citations].”)

Ferrara represents a view not generally followed in California. Our courts have instead devised various means of compensating for the infliction of emotional distress, provided there is some assurance of the validity of the claim. As we have seen, physical injury, whether it occurs contemporaneously with or is a consequence of emotional distress, *927provides one such guarantee. (Capelouto v. Kaiser Foundation Hospital (1972) 7 Cal.3d 889, 892-893 [103 Cal.Rptr. 856, 500 P.2d 880]; Vanoni v. Western Airlines, supra, 247 Cal.App.2d at pp. 795-797.) Another arises when the plaintiff asserts an independent cause of action apart from personal injury. Thus in a suit against an insurer for damages resulting from its wrongful refusal to settle a claim against the insured within the policy limits, the plaintiff was permitted to recover for mental distress as well as for pecuniary loss. We concluded: “Obviously, where, as here, the claim is actionable and has resulted in substantial damages apart from those due to mental distress, the danger of fictitious claims is reduced, and we are not here concerned with mere bad manners or trivialities but tortious conduct resulting in substantial invasions of clearly protected interests.” (Cristi v. Security Ins. Co. (1967) 66 Cal.2d 425, 434 [58 Cal.Rptr. 13, 426 P.2d 173]; accord, Gruenberg v. Aetna Ins. Co. (1973) 9 Cal.3d 566, 579 [108 Cal.Rptr. 480, 510 P.2d 1032]; Jarchow v. Transamerica Title Ins. Co., supra, 48 Cal.App.3d at p. 937; Windeler v. Scheers Jewelers (1970) 8 Cal.App. 3d 844 [88 Cal.Rptr. 39].)

Finally, intentional torts will support an award of damages for emotional distress alone, but only in cases involving “extreme and outrageous intentional invasions of one’s mental and emotional tranquility.” (Alcorn v. Anbro Engineering, Inc., supra, 2 Cal.3d at p. 498.) As we explained in State Rubbish etc. Assn. v. Siliznoff (1952) 38 Cal.2d 330, 338 [240 P.2d 282], it is the outrageous conduct that serves to insure that the plaintiff experienced serious mental suffering and convinces the courts of the validity of the claim.

We thus reach the crucial question whether continued adherence to the venerable rule that would bar recovery in this case is warranted. Although we recognize a need to guard against fraudulent claims, we are not persuaded that the presently existing artificial lines of demarcation are the only appropriate means of attaining this goal. As observed by Presiding Justice Gardner in his concurring opinion in Allen v. Jones (1980) 104 Cal.App.3d 207, 216 [163 Cal.Rptr. 445], “In no other area are the vagaries of our law more apparent than in the distinction between mental and emotional distress accompanied by physical manifestation and such discomfort unaccompanied by physical manifestation.”

The Hawaii Supreme Court confronted the issue forthrightly and discarded the traditional rule that there can be no recovery for the negligent infliction of emotional distress alone. (Rodrigues v. State *928(1970) 52 Hawaii 156, 283 [472 P.2d 509].) It explained that “Courts which have administered claims of mental distress incident to an independent cause of action are just as competent to administer such claims when they are raised as an independent ground for damages.” (Id. at p. 519.) Moreover, defendants will not be exposed to potentially unlimited liability for invasions of emotional tranquility that are trivial and transient if recovery is limited to claims of serious mental distress. The court therefore adopted as its standard: “serious mental distress may be found where a reasonable man, normally constituted, would be unable to adequately cope with the mental stress engendered by the circumstances of the case.” (Id. at p. 520.)

The Rodrigues court further noted the “multiplication of psychic stimuli” that society presently faces, and the “increasing widespread knowledge of the debilitating effect mental distress may have on an individual’s capacity to carry on the functions of life.” {Ibid.) Accordingly, the court recognized that “the interest in freedom from negligent infliction of serious mental distress is entitled to independent legal protection. We hold, therefore, that there is a duty to refrain from the negligent infliction of serious mental distress.” (Ibid.) 1

We agree that the unqualified requirement of physical injury is no longer justifiable. It supposedly serves to satisfy the cynic that the claim of emotional distress is genuine. Yet we perceive two significant difficulties with the scheme. First, the classification is both overinclusive and underinclusive when viewed in the light of its purported purpose of screening false claims. It is overinclusive in permitting recovery for emotional distress when the suffering accompanies or results in any physical injury whatever, no matter how trivial. If physical injury, however slight, provides the ticket for admission to the courthouse, it is difficult for advocates of the “floodgates” premonition to deny that the doors are already wide open: as we observed in Capelouto v. Kaiser Foundation Hospitals, supra, 1 Cal.3d at page 893, “mental suffering frequently constitutes the principal element of tort damages. .. . ” More *929significantly, the classification is underinclusive because it mechanically denies court access to claims that may well be valid and could be proved if the plaintiffs were permitted to go to trial.

The second defect in the requirement of physical injury is that it encourages extravagant pleading and distorted testimony. Thus it has been urged that the law should provide a remedy for serious invasions of emotional tranquility, “otherwise the tendency would be for the victim to exaggerate symptoms of sick headaches, nausea, insomnia, etc., to make out a technical basis of bodily injury, upon which to predicate a parasitic recovery for the more grievous disturbance, the mental and emotional distress she endured.” (Magruder, Mental and Emotional Disturbance in the Law of Torts (1936) 49 Harv.L.Rev. 1033, 1059; see also Annot. (1959) 64 A.L.R.2d 100, 117, fn. 18, 128 & fn. 8 [suggesting that “in most instances of severe mental disturbance some deleterious physical consequence can, with a little ingenuity, be found...,” and that characterization of an injury as physical or mental may depend on the ingenuity of counsel in framing the pleadings].)

Furthermore, as we observed in Sloane v. Southern Cal. Ry. Co., supra, 111 Cal. at page 680, the border between physical and emotional injury is not clearly delineated. In 1896 we deemed a “nervous shock or paroxysm” to be distinguishable from mere mental anguish. Today, the notion that physical harm includes “shock to the nervous system” is an accepted aspect of our law of negligence. (See BAJI No. 12.71 (6th ed. 1977).) The Restatement, too, attempts to draw the distinction: “The rule [precluding recovery for negligently caused emotional distress alone] applies to all forms of emotional disturbance, including temporary fright, nervous shock, nausea, grief, rage, and humiliation. The fact that these are accompanied by transitory, non-recurring physical phenomena, harmless in themselves, such as dizziness, vomiting, and the like, does not make the actor liable where such phenomena are in themselves inconsequential and do not amount to any substantial bodily harm. On the other hand, long continued nausea or headaches may amount to physical illness, which is bodily harm; and even long continued mental disturbance.. . may be classified by the courts as illness, notwithstanding [its] mental character. This becomes a medical or psychiatric problem, rather than one of law.” (Rest.2d Torts, § 436A, com. c.)

In our view the attempted distinction between physical and psychological injury merely clouds the issue. The essential question is one of *930proof; whether the plaintiff has suffered a serious and compensable injury should not turn on this artificial and often arbitrary classification scheme. We thus agree with the view of the Rodrigues court: “In cases other than where proof of mental distress is of a medically significant nature, [citations] the general standard of proof required to support a claim of mental distress is some guarantee of genuineness in the circumstances of the case. [Citation.]” (472 P.2d at p. 520.) This standard is not as difficult to apply as it may seem in the abstract. As Justice Traynor explained in this court’s unanimous opinion in State Rubbish etc. Assn. v. Siliznoff, supra, 38 Cal.2d at page 338, the jurors are best situated to determine whether and to what extent the defendant’s conduct caused emotional distress, by referring to their own experience. In addition, there will doubtless be circumstances in which the alleged emotional injury is susceptible of objective ascertainment by expert medical testimony. (See Comment, Negligently Inflicted Mental Distress: The Case for an Independent Tort (1971) 59 Geo.L.J. 1237, 1248 et seq.) To repeat: this is a matter of proof to be presented to the trier of fact. The screening of claims on this basis at the pleading stage is a usurpation of the jury’s function.

More than half a century ago Roscoe Pound recognized that claims of emotional distress were capable of verification by means more precise than the then-prevailing requirement of physical impact; we think his logic applies equally to the present requirement of physical injury: “In reality [the impact requirement] was a practical rule, growing out of the limitations of trial by jury, the difficulty of proof in cases of injuries manifest subjectively only and the backwardness of our knowledge with respect to the relations of mind and body. In view of the danger of imposition, the courts, on a balance of the interests involved, refused to go beyond cases where there was a voucher for the truth of the plaintiff’s claim.... With the rise of modern psychology the basis of this caution in securing an important element of the interest of personality was removed.” (Pound, Interpretations of Legal History (1923) pp. 120-121.)

For all these reasons we hold that a cause of action may be stated for the negligent infliction of serious emotional distress. Applying these principles to the case before us, we conclude that the complaint states such a cause of action. The negligent examination of Mrs. Molien and the conduct flowing therefrom are objectively verifiable actions by the defendants that foreseeably elicited serious emotional responses in the plaintiff and hence serve as a measure of the validity of plaintiff’s claim *931for emotional distress. As yet another corroborating factor, we note the universally accepted gravity of a false imputation of syphilis: by statute it constitutes slander per se. (Civ. Code, § 46, subd. 2; Schessler v. Keck (1954) 125 Cal.App.2d 827 [271 P.2d 588].)

It follows that the trial court erred in sustaining the demurrer to the cause of action for emotional distress.

Ill

The court also erred in sustaining the demurrer to the cause of action for loss of consortium. Both parties focus, appropriately, on our decision in Rodriguez v. Bethlehem Steel Corp., supra, 12 Cal.3d 382, in which this cause of action had its genesis in California. After rejecting a number of arguments against such recovery, we held that “each spouse has a cause of action for loss of consortium, as defined herein, caused by a negligent or intentional injury to the other spouse by a third party.” (Id. at p. 408.)

The negligently inflicted injury in Rodriguez consisted of an extensive and permanent paralysis of the plaintiffs husband caused when he was struck on the head by a falling pipe weighing over 600 pounds. Defendants now urge that we limit the general principle there announced to the factual context in which it arose, and hold that the cause of action for loss of consortium requires severe physical injury to the nonplaintiff spouse. But nowhere in our opinion did we restrict its rule to the particular facts then before us. Defendants think it significant that we referred to Mr. Rodriguez’s condition as a “severely disabling injury” and understood the personal loss suffered by the spouse of a “severely disabled person.” (Id. at p. 400.) These simple descriptive phrases, however, will not support the inference defendants seek to draw: obviously a person may become “severely disabled” mentally no less than physically, and the resulting detriment to that individual’s spouse is no less serious than if the disability were an impairment of mobility or other bodily function.2

*932The issue in Rodriguez was whether to recognize the cause of action for loss of consortium at all {id. at p. 385), and our holding spoke only of recovery for “a negligent or intentional injury” to the plaintiff’s spouse {id. at p. 408). We had no reason to delimit the kinds of “injury” that would support the cause of action, nor did we endeavor to do so. Certainly the facts presented a compelling justification for permitting Mrs. Rodriguez to recover: her loss was “palpable and extreme.” (Note, Right to Recover for Loss of Consortium (1975) 63 Cal.L.Rev. 323.) But the fact that it was caused by a devastating physical injury to her husband was not vital to our decision. Indeed, we not only defined “consortium” to embrace such intangibles as “conjugal society, comfort, affection, and companionship,” we acknowledged that “An important aspect of consortium is.. .the moral support each spouse gives the other.... ” (12 Cal.3d at p. 405.) Thus the impairment of one spouse’s mental health could well deprive the other of the “companionship and moral support that marriage provides no less than its sexual side.” {Id. at pp. 405-406.)

Two years after Rodriguez the Massachusetts Supreme Court addressed this issue directly and recognized a cause of action for loss of consortium arising out of severe emotional distress intentionally inflicted on the plaintiff’s spouse: “the underlying purpose of such an action is to compensate for the loss of the companionship, affection and sexual enjoyment of one’s spouse, and it is clear that these can be lost as a result of psychological or emotional injury as well as from actual physical harm.” {Agis v. Howard Johnson Company (1976) 371 Mass. 140 [355 N.E.2d 315, 320].) The same reasoning applies when, as here, the alleged injury is negligently inflicted.3

Finally, defendants present no persuasive reasons to justify their proposal to limit recovery for loss of consortium to cases in which the plaintiff’s spouse suffers severe physical injury. Indeed, we perceive compelling grounds for not drawing this line. It is true our opinion in Rodriguez contemplates injury to the nonplaintiff spouse that is suifi*933ciently serious and disabling to raise the inference that the conjugal relationship is more than superficially or temporarily impaired. As we earlier explained, however, it is irrefutable that certain psychological injuries can be no less severe and debilitating than physical injuries. We could accept defendants’ position only by rejecting the manifest truth that a marital relationship can be grievously injured when one spouse suffers a traumatically induced neurosis, psychosis, chronic depression, or phobia.

Whether the degree of harm suffered by the plaintiff’s spouse is sufficiently severe to give rise to a cause of action for loss of consortium is a matter of proof. When the injury is emotional rather than physical, the plaintiff may have a more difficult task in proving negligence, causation, and the requisite degree of harm; but these are questions for the jury, as in all litigation for loss of consortium. In Rodriguez we acknowledged that the loss is “principally a form of mental suffering” (12 Cal. 3d at p. 401), but nevertheless declared our faith in the ability of the jury to exercise sound judgment in fixing compensation. {Ibid.) We reaffirm that faith today.

The judgment is modified to order a dismissal of the second cause of action and, as so modified, the judgment is reversed in its entirety.

Bird, C. J., Tobriner, J., and Newman, J., concurred.

Manuel, J., concurred in the judgment.

CLARK, J.

I dissent.

Our court today allows—for the first time—a money award against one who unintentionally disturbs the mental tranquillity of another.

Because such disturbances are commonplace in our complex society, because they cannot be objectively observed or measured, but mainly because it is for the Legislature to create new causes of action and to fix the limits of recovery, this court has until today refused the invitation to open wide the door to damage claims fraught with potential abuse.

As acknowledged by the majority, this court’s first significant extension of tort liability occurred in Dillon v. Legg (1968) 68 Cal.2d 728 [69 Cal.Rptr. 72, 441 P.2d 912, 29 A.L.R.3d 1316], 12 short years ago. *934In a four-to-three decision Amaya v. Home Ice, Fuel & Supply Co. (1963) 59 Cal.2d 295 [29 Cal.Rptr. 33, 379 P.2d 513] was overruled, to hold that a mother witnessing a negligent act causing the death of her minor child could maintain an action against the tortfeasor for “‘great emotional disturbance and shock and injury to her nervous system’ which caused her great physical and mental pain and suffering.” (Dillon v. Legg, supra, 68 Cal.2d 728, 731.) In Amaya, five years earlier, we held that a mother observing her seventeen-month-old son “‘struck and run over by the defendants’ truck’” is not entitled to recover for her “‘emotional shock and great mental disturbance... sustaining injury to her body and shock and injury to her nervous system and person....’” (Amaya v. Home Ice, Fuel & Supply Co., supra, 59 Cal.2d 295, 298.)

In overruling Amaya, this court created a new cause of action. (See Dillon v. Legg, supra, 68 Cal.2d 728, dis. opn. of Burke, J., at pp. 748-749.) But today’s majority overstretch “the new elasticity proclaimed by the [Dillon\ majority” (id., at p. 749) which purported to limit recovery to damages for “shock which resulted in physical injury.” (Id., at p. 740; italics added.) Now the majority will permit recovery for negligently caused emotional distress unaccompanied by physical injury. The dissenters in Dillon were prescient in their concern our courts were entering a “‘fantastic realm of infinite liability’” (id., at p. 751).1

Good reason exists for denying recovery for plaintiffs’ claim although the majority appear to acknowledge none. (Ante, at pp. 924-925.)2 The requirement of a concurrence of physical injury with claimed emotional distress is a safeguard eliminating spurious claims for negligently inflicted mental distress. That safeguard is now abandoned in favor of newly declared standards designed by the majority opinion to limit recoveries under their new, independent tort. A plaintiff claiming his or *935her mental tranquility has been disturbed can now recover “‘where proof of mental distress is of a medically significant nature,’” or the claim of mental distress is supported by “‘some guarantee of genuineness in the circumstances of the case.’” (Ante, p. 930.) In applying these standards, jurors are said to be “best situated to determine whether and to what extent the defendant’s conduct caused emotional distress, by referring to their own experience.” (Id.) Such standards are nonstandards, opening wide the door to abuse.

The majority incorrectly rely on State Rubbish etc. Assn. v. Siliznoff (1952) 38 Cal.2d 330 [240 P.2d 282] for their contention that jurors are best situated to determine if a defendant’s conduct causes emotional distress warranting recovery of damages pursuant to standards fixed by today’s majority. However, Siliznoff deals with intentional infliction of fright, the court stating that jurors are “ordinarily in a better position .. .to determine whether outrageous conduct results in mental distress than whether that distress in turn results in physical injury.” (Id., at p. 311; italics added.) A different and difficult medical question is presented when the resulting traumatic effect of mental distress must be determined. It is this question which the majority would depend on jurors to answer. Relying on a medical study (Smith, Relations of Emotions to Injury and Disease (1944) 30 Va.L.Rev. 193), this court concluded in Amaya that questions of the effects of emotional distress would not be easy ones for jurors. “Here that ‘difficult medical question’ cannot be so easily avoided. In the cited article... Dr. Smith... concludes (1) that ‘a majority of persons claiming injury from psychic causes possessed sub-normal resistance to psychic stimuli’; (2) that ‘In only 55 of the 301 cases surveyed could we say actual causation was proved by a preponderance of substantial and credible evidence’; and (3) that hence ‘The skeptical courts were...correct in doubting whether adequate criteria of proof existed in this field to make administration of a remedy feasible. Law, in a commendable desire to be forward looking, outran scientific standards. Taking all cases decided between 1850 and 1944.. .the net balance of justice would have been greater had all courts denied damages for injury imputed to psychic stimuli alone.’” (Amaya v. Home Ice, Fuel & Supply Co., supra, 59 Cal.2d 295, 311.) No empirical evidence exists and the record fails to establish that psychiatrists and jurors have since become better equipped to evaluate the traumatic effects of psychic stimuli.

The resolution of conflicts the majority would leave to jurors, “as doctors well know. ..often borders on fancy when the causation of al*936leged psychoneural disorders is at issue.... Much timeliness remains in Dr. Smith’s warning (id., at p. 212 of 30 Va.L.Rev.) that ‘eagerness to be progressive may cause extravagent credulity and injury to scientific standards of proof.’ Extravagant credulity, of course, means ultimate injustice.” (Id., at p. 312.)

The fundamental problem is not foreseeing (by unguided hindsight) the consequences of unintentional conduct, but rather realistically limiting liability for those consequences. “It is unthinkable that any one shall be liable to the end of time for all the results that follow in endless sequence from his single act. Causation cannot be the answer; in a very real sense the consequences of an act go forward to eternity, and back to the beginning of the world.” (Prosser, Palsgraf Revisited (1953) 52 Mich.L.Rev. 1, 24.) In a system compensating injury based on fault, consideration must be given to the “moral blame attached to the defendant’s conduct” (Biakanja v. Irving (1958) 49 Cal.2d 647, 650 [320 P.2d 16, 65 A.L.R.2d 1358]) in fixing liability. When the defendant’s act is merely negligent rather than intentional, lesser moral blame attaches, cautioning against extending liability. (See Bauer, The Degree of Moral Fault as Affecting Defendant’s Liability (1933) 81 U.Pa.L.Rev. 586, 588-592.) Liability should be proportionate to the actor’s culpability, having in mind the utility ánd necessity of the conduct negligently performed. Where, as here, imposition of liability is far disproportionate to the degree of culpability, we do a disservice to the public—who must ultimately bear the cost—by sanctioning claims for hurt feelings.3

The signatories to the majority opinion have—in cases where the balance has weighed more heavily in favor of liability than in the instant case—refused for policy reasons to extend liability. In Borer v. American Airlines, Inc. (1977) 19 Cal.3d 441 [138 Cal.Rptr. 302, 563 P.2d 858], this court noted that “foreseeable injury to a legally recognized relationship” does not necessarily postulate a cause of action, and that “social policy must at some point intervene to delimit liability.... ‘Every injury has ramifying consequences, like the ripplings of the wa*937ters, without end. The problem for the law is to limit the legal consequences of wrongs to a controllable degree.’” (Id., at p. 446.) The author of today’s majority opinion has also properly cautioned against imposition of new burdens on the courts: “As Chief Justice Burger lamented in United States v. Richardson (1974) 418 U.S. 166, 179 [41 L.Ed.2d 678, 689-690, 94 S.Ct. 2940]: ‘As our society has become more complex, our numbers more vast, our lives more varied, and our resources more strained, citizens increasingly request the intervention of the courts on a greater variety of issues than at any period of our national development.’” (Carsten v. Psychology Examining Com. (1980) ante, pp. 793, 801, fn. 2 [166 Cal.Rptr. 844, 614 P.2d 276].)

The majority’s creation of new consequences for old acts is wrong. The judgment should be affirmed.

Richardson, J., concurred.

5.1.3 Fear of Contracting a Health Condition 5.1.3 Fear of Contracting a Health Condition

5.1.3.1 Potter v. Firestone Tire & Rubber Co. 5.1.3.1 Potter v. Firestone Tire & Rubber Co.

[No. S018831.

Dec. 27, 1993.]

FRANK POTTER et al., Plaintiffs and Respondents, v. FIRESTONE TIRE AND RUBBER COMPANY, Defendant and Appellant.

*973Counsel

Kaye, Scholer, Fierman, Hays & Handler, Pierce O’Donnell, Gerard Fox, Jeffrey Miles, McCutchen, Doyle, Brown & Enersen, John W. Fowler, John R. Reese, Patricia L. Walker, Warner & Hogan, Charles G. Warner and Harvey M. Grossman for Defendant and Appellant.

Wiley, Rein & Fielding, Thomas W. Brunner, Laura A. Foggan, Frederick S. Ansell, Stephen D. Goldman, Sullivan, Roche & Johnson, Cameron Kirk, Jr., James L. Kimble, Seyfarth, Shaw, Fairweather & Geraldson, Sue J. Scott, Randal L. Golden, David F. Zoll, Donald D. Evans, Robin S. Conrad, Jan S. Amundson, Sedgwick, Detert, Moran & Arnold, Frederick D. Baker, Pillsbury, Madison & Sutro, Sidney K. Kanazawa, Kevin M. Fong, Latham & Watkins, Ernest J. Getto, Cynthia H. Cwik, Charles F. Weiss, Nielsen, Merksamer, Parrinello, Mueller & Naylor, Steve Merksamer, John E. Mueller, Peter Fullerton, John Montgomery, Daniel J. Popeo, Richard A. Samp, Fred J. Hiestand, Catherine I. Hanson, Alice P. Mead and Christiana Geffen as Amici Curiae on behalf of Defendant and Appellant.

Stemple & Boyajian, Gordon A. Stemple, Richard Amerian, Sharon Munson Swanson and Robert K. Crawford for Plaintiffs and Respondents.

Douglas Devries, Leonard Sachs, Bruce Broillet, Robert Steinberg, Roland Wrinkle, Harvey R. Levine, Ian Herzog, Evan D. Marshall, Rouda, Feder & Tietjen, Ronald H. Rouda, Macon Cowles, Priscilla Budeiri, Arthur Bryant and Anne Bloom as Amici Curiae on behalf of Plaintiffs and Respondents.

Nossaman, Gunther, Knox & Elliott, Kurt W. Melchior, Brobeck, Phleger & Harrison, Tom M. Freeman, Thomas M. Peterson, William R. Irwin, Hill, Wynne, Troop & Meisinger, David W. Steuber, Kirk Pasich, Covington & Burling, Robert N. Sayler and William P. Skinner as Amici Curiae.

Opinion

BAXTER, J.

We granted review in this case to consider:

(1) whether emotional distress engendered by a fear of cancer or other serious physical illness or injury following exposure to a carcinogen or other toxic substance is an injury for which damages may be recovered in a negligence action in the absence of physical injury;
(2) whether Firestone Tire and Rubber Company is liable for intentional infliction of emotional distress under Christensen v. Superior Court (1991) 54 Cal.3d 868 [2 Cal.Rptr.2d 79, 820 P.2d 181];
*974(3) whether the cost of future medical monitoring to detect the onset of cancer is a recoverable item of damage when, as a result of a defendant’s negligence, a plaintiff has an increased risk of future illness but suffers no present physical injury or illness; and
(4) whether any effect should be given to evidence that a plaintiff has negligently ingested other toxic substances or carcinogens.

Our analysis of existing case law and policy considerations relevant to the availability of damages for emotional distress leads us to conclude that, generally, in the absence of a present physical injury or illness, recovery of damages for fear of cancer in a negligence action should be allowed only if the plaintiff pleads and proves that the fear stems from a knowledge, corroborated by reliable medical and scientific opinion, that it is more likely than not that the feared cancer will develop in the future due to the toxic exposure.

We also conclude, however, that an exception to this general rule is warranted if the toxic exposure that has resulted in the fear of cancer is caused by conduct amounting to “oppression, fraud, or malice,” as defined in Civil Code section 3294. In such cases, a plaintiff should be allowed to recover without having to show knowledge that it is more likely than not that the feared cancer will occur, so long as the plaintiff’s fear is otherwise serious, genuine and reasonable.

We find further that Christensen v. Superior Court, supra, 54 Cal.3d 868, precludes any liability for intentional infliction of emotional distress in the absence of a determination that Firestone’s extreme and outrageous conduct was directed at plaintiffs or undertaken with knowledge of their presence and consumption of the groundwater, and with knowledge of a substantial certainty that they would suffer severe emotional injury upon discovery of the facts.

On the issue of medical monitoring costs, we hold that such costs are a compensable item of damages in a negligence action where the proofs demonstrate, through reliable medical expert testimony, that the need for future monitoring is a reasonably certain consequence of the plaintiff’s toxic exposure and that the recommended monitoring is reasonable.

Finally, we conclude that when a defendant in a negligence action demonstrates that a plaintiff’s smoking is negligent and that a portion of the plaintiff’s fear of cancer is attributable to the smoking, comparative fault principles may be applied to reduce the amount of recovery for emotional distress damages based on such fear.

*975I.

Factual and Procedural Background

This is a toxic exposure case brought by four landowners living adjacent to a landfill. As a result of defendant Firestone’s practice of disposing of its toxic wastes at the landfill, the landowners were subjected to prolonged exposure to certain carcinogens. While none of the landowners currently suffers from any cancerous or precancerous condition, each faces an enhanced but unquantified risk of developing cancer in the future due to the exposure.

The following background facts are contained in the trial court’s statement of decision following trial.

From 1963 until 1980, Firestone operated a tire manufacturing plant near Salinas. In 1967, Firestone contracted with Salinas Disposal Service and Rural Disposal (hereafter SDS), two refuse collection companies operating the Crazy Horse landfill (hereafter Crazy Horse), for disposal of its industrial waste. Firestone agreed to deposit its waste in dumpsters provided by SDS located at the plant site. SDS agreed to haul the waste to Crazy Horse and deposit it there.

Crazy Horse, a class II sanitary landfill owned by the City of Salinas, covers approximately 125 acres suitable for the disposal of household and commercial solid waste. Unlike dump sites that are classified class I, class II landfills such as Crazy Horse prohibit toxic substances and liquids because of the danger that they will leach into the groundwater and cause contamination.

At the outset of their contractual relationship, SDS informed Firestone that no solvents, cleaning fluids, oils or liquids were permitted at Crazy Horse. Firestone provided assurances that these types of waste would not be sent to the landfill.

Notwithstanding its assurances, Firestone sent large quantities of liquid waste to Crazy Horse, including banbury drippings (a by-product of the tire manufacturing process) containing a combination of semiliquid toxic chemicals. Firestone also sent liquid waste oils, liquid tread end cements, and solvents to the landfill.

In May 1977, Firestone’s plant engineer, who was in charge of all environmental matters, sent a memorandum to Firestone’s plant managers *976and department heads. The memorandum, reflecting official plant policy, explained liquid waste disposal procedures and described the particular waste materials involved and the proper method of handling them.

In order to comply with this policy, Firestone initially made efforts to take the waste materials to a class I dump site. However, Firestone accumulated more waste than had been anticipated and disposing of the waste proved costly. When noncompliance with the policy became widespread, the plant engineer sent another memorandum to plant management complaining about the lack of compliance and pointing out that the policy was required by California law.

During this time, the Salinas plant operated under a production manager who had been sent from Firestone’s company headquarters in Akron, Ohio, for the purpose of “turning the plant around” and making it more profitable. This manager became angered over the costs of the waste disposal program and decided to discontinue it. As a consequence, Firestone’s hazardous waste materials were once again deposited at Crazy Horse.

Frank and Shirley Potter owned property and lived adjacent to Crazy Horse. Joe and Linda Plescia were their neighbors.

In 1984, the Potters and the Plescias (hereafter plaintiffs) discovered that toxic chemicals had contaminated their domestic water wells. The chemicals included: benzene; toluene; chloroform; 1,1 -dichloroethene; methylene chloride; tetrachloroethene; 1,1,1 -trichloroethane; trichloroethene; and vinyl chloride. Of these, both benzene and vinyl chloride are known to be human carcinogens. Many of the others are strongly suspected to be carcinogens.

In 1985, plaintiffs filed separate suits against Firestone for damages and declaratory relief. Their complaints against Firestone stated causes of action for, inter alia, negligence, negligent and intentional infliction of emotional distress, and strict liability/ultrahazardous activity. The two cases were tried together in a court trial. After considering all the evidence, the court found that Firestone was negligent; that negligent and intentional infliction of emotional distress were established; and that Firestone’s conduct was an ultrahazardous activity that would subject Firestone to strict liability for resulting damages. Judgment was entered in favor of plaintiffs.

In its statement of decision, the trial court concluded that Firestone’s waste disposal practices from 1967 until 1974 constituted actionable negligence. In particular, it determined that Firestone’s dumping of liquid and semiliquid wastes at Crazy Horse, despite having been told that such dumping was prohibited, fell below the appropriate standard of care. In rejecting *977Firestone’s argument that it was not negligent because the dangers posed by toxins were not widely known until the mid-1970’s, the trial court concluded that: (1) Firestone had been informed by SDS that no solvents, cleaning fluids, oils or liquids were permitted at Crazy Horse; (2) it fell below the standard of care for a large, international corporation with scientific and legal experts in its employ, having been alerted to the impropriety of disposing of these wastes at the landfill, to violate these regulations without at least making reasonable inquiry into the reasons for the restrictions; and (3) if Firestone had made a minimal inquiry, it would have discovered, among other things, the dangers to groundwater from landfill leachates and the potential for contaminating domestic wells.

The trial court also concluded that Firestone was liable for intentional infliction of emotional distress. The court found that the 1977 memorandum detailing how liquid wastes should be disposed reflected Firestone’s increased knowledge at that time about the dangers of toxic waste. Given the evidence regarding this memorandum and the fact that the memorandum represented Firestone’s official waste disposal policy, the court concluded that Firestone’s decision to dump its waste at Crazy Horse in violation of that policy in order to reduce costs was extreme and outrageous conduct.

Finally, the trial court determined that the dumping of large amounts of toxic wastes in a class II landfill constituted an ultrahazardous activity.

In finding liability, the trial court determined that the toxic chemicals in plaintiffs’ drinking water were the same chemicals or “daughter” chemicals as those used at the Firestone plant. Firestone was the heaviest single contributor of waste at Crazy Horse, and the only contributor with the identical “suite” of chemicals to those found in the water. The court also noted the expert testimony established that the chemicals that migrated off the Firestone plant site so closely resembled those in the water that the comparison constituted a virtual “fingerprint” identifying Firestone as the source of the contaminants.

The court did not attribute any item of damage to any one specific theory of recovery. After noting that plaintiffs’ likelihood of harm due to their toxic exposure was the subject of conflicting medical opinions at trial, the court concluded there was convincing evidence that the prolonged nature of the exposure had “enhanced” plaintiffs’ risk of developing cancer and other maladies, and that this enhanced susceptibility was a “presently existing physical condition.” The court observed that although there was no way to quantify this risk, the risk was nevertheless very real. In its view, reliable scientific opinion and common sense both supported the conclusion that a *978prolonged period of exposure substantially increased the susceptibility to disease.

The court also stated that although plaintiffs testified to a constellation of physical symptoms which they attributed to the toxic chemicals, it was “not possible to demonstrate with sufficient certainty a causal connection between these symptoms and the well water contamination. Nevertheless, plaintiffs will always fear, and reasonably so, that physical impairments they experience are the result of the well water and are the precursers [sz'c] of life threatening disease. Their fears are not merely subjective but are corroborated by substantial medical and scientific opinion.” Based on these findings, plaintiffs were awarded damages totalling $800,000 for their lifelong fear of cancer and resultant emotional distress.

The court further concluded that since plaintiffs now live with an increased vulnerability to serious disease, it was axiomatic that they should receive periodic medical monitoring to detect the onset of disease at the earliest possible time and that early diagnosis was unquestionably important to increase the chances of effective treatment. Accordingly, the court awarded damages totalling $142,975 as the present value of the costs of such monitoring, based on plaintiffs’ life expectancies.

The court also awarded plaintiffs damages totalling $269,500 for psychiatric illness and the cost of treating such illness,1 as well as damages totalling $108,100 for the general disruption of their lives and the invasion of their privacy.2 Finally, the court awarded punitive damages totalling $2.6 million based on Firestone’s conscious disregard for the rights and safety of others in dumping its toxic wastes at the landfill after 1977.

Firestone appealed, arguing that the damage awards were not supported by any of the legal theories relied on by the trial court and that the evidence was insufficient to support the trial court’s findings. It claimed that the award for “fear of cancer” in the absence of physical injury was an unwarranted extension of liability for negligent infliction of emotional distress, that if such fear is compensable it should not be so where the plaintiff cannot establish that he or she has a “probability” of developing cancer, and that the amount of damages awarded each plaintiff was not based on proof of individualized injury. The award for “psychiatric injury” was challenged on the ground that the injury was indistinguishable from fear of cancer and was not supported by the evidence.

*979Firestone asserted a number of other errors in its appeal. It argued that intentional infliction of emotional distress had not been established because its conduct was not shown to be “extreme and outrageous,” and the evidence did not support the finding that it was undertaken with the intent to cause, or reckless disregard of the probability of causing, such injury. Firestone further contended that the elements of a cause of action for strict liability for ultrahazardous activity had not been established, and that, in any event, if damages for fear of cancer could not be awarded on a negligence theory, it followed that they should not be awarded on a strict liability for ultrahazardous activity theory. Additionally, it challenged the damages awarded for medical monitoring on the ground that the amounts were not supported by the evidence and that the cost of medical examinations was not an item of damage that should be imposed on it.

Finally, Firestone argued that the trial court had erred in admitting and considering irrelevant evidence, that plaintiffs’ comparative negligence had not been considered, that compensation for “disruption” of plaintiffs’ lives was improper in an action in which property damages are not recoverable,3 and that the court erred in assessing punitive damages.

The Court of Appeal reversed the awards for medical monitoring costs, as well as a postjudgment order directing Firestone to pay costs and interest, but otherwise affirmed the judgment. The court held that, given the circumstances in which plaintiffs ingested the carcinogens, it was unnecessary for them to establish a present physical injury in order to recover for their fear of cancer. It further held it was unnecessary for plaintiffs to prove they were likely to develop cancer, noting their fear was certain, definite and real, and not contingent on whether they in fact develop the disease. Plaintiffs had proven the elements of a negligence cause of action and had demonstrated, under an objective standard, that their emotional distress was serious. The court also held Firestone was properly found liable for intentional infliction of emotional distress. However, the court reversed the awards for medical monitoring costs because plaintiffs failed to establish that cancer was reasonably certain to occur, and did not address the challenge to the amount of those awards. The court affirmed the amount of the compensatory damages award and found the punitive damage award proper.

Because that court concluded that the negligence and intentional infliction of emotional distress causes of action supported the damage awards, it did not reach Firestone’s claim that the trial court erred in finding that its conduct constituted an ultrahazardous activity for which it was strictly liable.

*980II.

Discussion

Before addressing the parties’ claims, it would be useful to identify what is not at issue in this case and to reiterate what is. Firestone does not currently challenge, nor do we undertake to address, the correctness of the award for the general disruption to plaintiffs’ lives. We also do not consider Firestone’s perfunctory claim that the psychiatric illness component of the emotional distress award is erroneous.4 (See People v. Ashmus (1991) 54 Cal.3d 932, 985, fn. 15 [2 Cal.Rptr.2d 112, 820 P.2d 214].) Consequently, the only damages at issue here are the fear of cancer component of the emotional distress award, the award for medical monitoring costs and the award for punitive damages. We also consider whether Firestone may be held liable for intentional infliction of emotional distress under Christensen v. Superior Court, supra, 54 Cal.3d 868, and whether comparative fault principles regarding plaintiffs’ smoking are properly invoked in this case.

A. Negligence: Fear of Cancer

“Fear of cancer” is a term generally used to describe a present anxiety over developing cancer in the future.5 Claims for fear of cancer have been increasingly asserted in toxic tort cases as more and more substances have been linked with cancer. Typically, a person’s likelihood of developing cancer as a result of a toxic exposure is difficult to predict because many forms of cancer are characterized by long latency periods (anywhere from 20 to 30 years), and presentation is dependent upon the interrelation of myriad factors.

The availability of damages for fear of cancer as a result of exposure to carcinogens or other toxins in negligence actions is a relatively novel issue *981for California courts. Other jurisdictions, however, have considered such claims and the appropriate limits on recovery. Factors deemed important to the compensability of such fear have included proof of a discernible physical injury (e.g., Wisniewski v. Johns-Manville Corp. (3d Cir. 1985) 759 F.2d 271, 274; Eagle-Picher Industries, Inc. v. Cox (Fla.Dist.Ct.App. 1985) 481 So.2d 517, 528-529; Payton v. Abbott Labs (1982) 386 Mass. 450 [437 N.E.2d 171, 180-181] [hereafter Payton]), proof of a physical impact or physical invasion (e.g., Herber v. Johns-Manville Corp. (3d Cir. 1986) 785 F.2d 79, 85; Wilson v. Key Tronic Corp. (1985) 40 Wn.App. 802 [701 P.2d 518, 524] [hereafter Wilson]; Wetherill v. University of Chicago (N.D.Ill. 1983) 565 F.Supp. 1553, 1560 [hereafter Wetherill]), and objective proof of mental distress (e.g., Stites v. Sundstrand Heat Transfer, Inc. (W.D.Mich 1987) 660 F.Supp. 1516, 1526, 1527; Daley v. LaCroix (1970) 384 Mich. 4 [179 N.W.2d 390, 395]).

We must now consider whether, pursuant to California precedent, emotional distress engendered by the fear of developing cancer in the future as a result of a toxic exposure is a recoverable item of damages in a negligence action.

1. Parasitic Recovery: Immune System Impairment and/or Cellular Damage as Physical Injury

Because it initially appeared plaintiffs might have suffered damage to their immune systems, we solicited the views of the parties on whether such damage constitutes physical injury. We did so because it is settled in California that in ordinary negligence actions for physical injury, recovery for emotional distress caused by that injury is available as an item of parasitic damages. (Crisci v. Security Insurance Co. (1967) 66 Cal.2d 425, 433 [58 Cal.Rptr. 13, 426 P.2d 173]; Merenda v. Superior Court (1992) 3 Cal.App.4th 1, 8-9 [4 Cal.Rptr.2d 87].) Where a plaintiff can demonstrate a physical injury caused by the defendant’s negligence, anxiety specifically due to a reasonable fear of a future harm attributable to the injury may also constitute a proper element of damages. (E.g., Jones v. United Railroads of San Francisco (1921) 54 Cal.App. 744 [202 P. 919] [affirming damages for emotional distress endured up to time of trial where plaintiff reasonably feared permanent disability in the future as direct and proximate result from physical injury received in accident].)

Although the availability of parasitic damages for emotional distress engendered by a fear of developing cancer in the future appears to be an *982issue of first impression in California,6 other jurisdictions have concluded that such damages are recoverable when they are derivative of a claim for serious physical injuries. For example, the court in Ferrara v. Galluchio (1958) 5 N.Y.2d 16, 21-22 [176 N.Y.S.2d 996, 1000, 152 N.E.2d 249, 71 A.L.R.2d 331] upheld an award of emotional distress damages based on the plaintiff’s fear of cancer where she had been negligently burned in X-ray treatments and later advised by a dermatologist to have her tissue examined every six months as cancer might develop. (Accord, Dempsey v. Hartley (E.D.Pa. 1951) 94 F.Supp. 918, 920-921 [fear of breast cancer due to traumatic breast injury]; Alley v. Charlotte Pipe & Foundry Co. (1912) 159 N.C. 327 [74 S.E. 885, 886] [fear stemming from sarcoma liable to ensue from bum wound].) In these cases, the existence of a present physical injury, rather than the degree of probability that the disease may actually develop, is determinative.

No California cases address whether impairment of the immune system response and cellular damage constitute “physical injury” sufficient to allow recovery for parasitic emotional distress damages. Courts in other jurisdictions that have considered this issue recently have come to differing conclusions.

Plaintiffs, citing several such cases, contend that immune system impairment and cellular damage is a physical injury for which parasitic damages for emotional distress are available. (E.g., Werlein v. United States (D.Minn. 1990) 746 F.Supp. 887, 901, 906 [chromosomal breakage and damage to cardiovascular and immunal systems sufficient to satisfy present physical injury requirement for recovery of emotional distress damages where medical experts were prepared to testify as to such injury and authenticity of plaintiffs’ symptoms]; Anderson v. W.R. Grace & Co. (D.Mass. 1986) 628 F.Supp. 1219, 1226-1227 [subcellular harm or harm affecting body’s ability to fight disease and causing harm to body’s organ systems sufficient to support claim for emotional distress]; cf. Barth v. Firestone Tire and Rubber Co. (N.D.Cal. 1987) 661 F.Supp. 193, 196 [hereafter Barth] [determining that, under California law, injury to immune system is form of *983actionable physical injury];7 Brafford v. Susquehanna Corp. (D.Colo. 1984) 586 F.Supp. 14 [although availability of emotional distress damages not specifically discussed, claim for physical injury allowed to proceed where evidence showed that chromosomal damage caused by radiation operated to deprive plaintiffs of a certain degree of immunity].)

Conversely, Firestone contends that mere subcellular changes that are unaccompanied by clinically verifiable symptoms of illness or disease do not constitute a physical injury sufficient to support a claim for parasitic emotional distress damages. To support this contention, Firestone relies on a case in which workers’ claims for fear of cancer from asbestos exposure were denied because they had failed to show that their fear was based on knowledge that their lungs were functionally impaired. (In re Hawaii Federal Asbestos Cases (D.Hawaii 1990) 734 F.Supp. 1563, 1569-1570.) There it was held that a physical injury was not established by the mere presence of asbestos fibers in the lungs or by evidence of physiological changes in the lungs such as pleural thickening and pleural plaques. (Id., at p. 1567.) Firestone also relies on cases holding that in the absence of some verifiable impairment, asbestos-related subcellular changes do not give rise to valid claims for physical injury. (E.g., Schweitzer v. Consolidated Rail Corp. (3d Cir. 1985) 758 F.2d 936, 942 [although availability of emotional distress damages not discussed, subclinical injury resulting from exposure to asbestos held insufficient to constitute requisite actual loss or damage under Federal Employers’ Liability Act]; Owens-Illinois v. Armstrong (1991) 87 Md.App. 699 [591 A.2d 544, 560-561] [pleural plaques and pleural scarring do not cause functional impairment or harm and therefore are not compensable].)

It is not clear from the record in this case, however, that these plaintiffs’ emotional distress is parasitic to this type of supposed injury. The statement of decision by the trial court does not include an express finding that plaintiffs’ exposure to the contaminated well water resulted in physical injury, cellular damage or immune system impairment. The court made no *984mention of plaintiffs’ immune system response, cellular systems or cells, and made no specific determination of damage or impairment thereto. While the trial court concluded that plaintiffs do have an enhanced “susceptibility” or “risk” for developing cancer and other maladies, it characterized this as a “presently existing physical condition,” not as a physical injury. We conclude, therefore, that we lack an appropriate factual record for resolving whether impairment to the immune response system or cellular damage constitutes a physical injury for which parasitic damages for emotional distress ought to be available.8

2. Nonparasitic Fear of Cancer Recovery

We next determine whether the absence of a present physical injury precludes recovery for emotional distress engendered by fear of cancer. Firestone argues that California should not recognize a duty to avoid negligently causing emotional distress to another, but, if such a duty is recognized, recovery should be permitted in the absence of physical injury only on proof that the plaintiff’s emotional distress or fear is caused by knowledge that future physical injury or illness is more likely than not to occur as a direct result of the defendant’s conduct. Amici curiae, many of whom represent organizations of manufacturers and their insurers, would preclude all recovery for emotional distress in the absence of physical injury.

a. Independent Duty

Firestone first asks the court to expressly adopt the rule recently applied by the Supreme Court of Texas in Boyles v. Kerr (Tex. 1993) 855 S.W.2d 593. There the court held that there is no duty to avoid negligently causing emotional distress to another, and that damages for emotional distress are recoverable only if the defendant has breached some other duty to the plaintiff. (Id., at p. 594.)

That is already the law in California. Indeed, the Texas court relied on recent decisions of this court in which we recognized that there is no independent tort of negligent infliction of emotional distress. (Boyles v. Kerr, supra, 855 S.W.2d at p. 599.) The tort is negligence, a cause of action in which a duty to the plaintiff is an essential element. (See Burgess v. Superior Court (1992) 2 Cal.4th 1064, 1073 [9 Cal.Rptr.2d 615, 831 P.2d 1197] [hereafter Burgess]; Christensen v. Superior Court, supra, 54 Cal.3d 868, *985890-891; Marlene F. v. Affiliated Psychiatric Medical Clinic, Inc. (1989) 48 Cal.3d 583, 590 [257 Cal.Rptr. 98, 770 P.2d 278] [hereafter Marlene F.]; see also Anderson v. Northrop Corp. (1988) 203 Cal.App.3d 772, 776 [250 Cal.Rptr. 189].) That duty may be imposed by law, be assumed by the defendant, or exist by virtue of a special relationship. (Marlene F., supra, 48 Cal.3d at p. 590.)

The lesson of these decisions is: unless the defendant has assumed a duty to plaintiff in which the emotional condition of the plaintiff is an object, recovery is available only if the emotional distress arises out of the defendant’s breach of some other legal duty and the emotional distress is proximately caused by that breach of duty. Even then, with rare exceptions, a breach of the duty must threaten physical injury, not simply damage to property or financial interests. (See Cooper v. Superior Court (1984) 153 Cal.App.3d 1008, 1012-1013 [200 Cal.Rptr. 746]; Quezada v. Hart (1977) 67 Cal.App.3d 754, 761-763 [136 Cal.Rptr. 815]; cf. Holliday v. Jones (1989) 215 Cal.App.3d 102, 117, 119 [264 Cal.Rptr. 448].)

Those limits on recovery for emotional distress caused by the negligent conduct of another do not aid Firestone here, however. Firestone did violate a duty imposed on it by law and regulation to dispose of toxic waste only in a class I landfill and to avoid contamination of underground water.9 The violation led directly to plaintiffs’ ingestion of various known and suspected carcinogens, and thus to their fear of suffering the very harm which the Legislature sought by statute to avoid. Their fear of cancer was proximately caused by Firestone’s unlawful conduct which threatened serious physical injury.

This is not a case in which a negligence cause of action is predicated only on a claim that the defendant breached a duty to avoid causing emotional distress.

b. Absence of Physical Injury

Amici curiae argue that no recovery for emotional distress arising from fear of cancer should be allowed in any case unless the plaintiff can establish a present physical injury such as a clinically verifiable cancerous or precancerous condition. Amici curiae advance several legal and policy arguments to support this position. None is persuasive.

*986Amici curiae first assert that, under California case law, the existence of a physical injury is a predicate to recovering damages for emotional distress in a negligence action unless the action involves “bystander” recovery (e.g., Thing v. La Chusa (1989) 48 Cal.3d 644 [257 Cal.Rptr. 865, 771 P.2d 814] [hereafter Thing]), or there is a “preexisting relationship” between the plaintiff and defendant (e.g., Marlene F., supra, 48 Cal.3d 583) which creates a duty to the plaintiff, neither of which is implicated here. This assertion is plainly without merit.

Significantly, we recently reaffirmed the principle that, in California, “damages for negligently inflicted emotional distress may be recovered in the absence of physical injury or impact. . . .” (Burgess, supra, 2 Cal.4th at p. 1074.) We held that “physical injury is not a prerequisite for recovering damages for serious emotional distress,” especially where “there exists a ‘guarantee of genuineness in the circumstances of the case.’ [Citation.]” (Id., at p. 1079.)

Contrary to amici curiae’s assertions, this principle has never been restricted to cases involving bystanders or preexisting relationships. Notably, amici curiae cite no authority even suggesting such a limitation.10 Nor is there any question but that Firestone had a duty to any person who might foreseeably come in contact with its hazardous waste to use care in the disposal of that material, care which includes compliance with all government regulations governing the location and manner of disposal. In this court Firestone has abandoned any claim that it was not negligent or that plaintiffs were not foreseeable victims of its negligence.11

Amici curiae next contend that substantial policy reasons nevertheless support a physical injury requirement for recovery of fear of cancer damages *987where no preexisting relationship exists. They suggest that allowing recovery in the absence of a physical injury would create limitless liability and would result in a flood of litigation which thereby would impose onerous burdens on courts, corporations, insurers and society in general. Allowing such recovery would promote fraud and artful pleading, and would also encourage plaintiffs to seek damages based on a subjective fear of cancer. In amici curiae’s view, a physical injury requirement is thus essential to provide meaningful limits on the class of potential plaintiffs and clear guidelines for resolving disputes over liability without the necessity for trial.

This argument overlooks the reasons for our decision to discard the requirement of physical injury. As we observed more than a decade ago, “[t]he primary justification for the requirement of physical injury appears to be that it serves as a screening device to minimize a presumed risk of feigned injuries and false claims. [Citations.]” (Molien v. Kaiser Foundation Hospitals (1980) 27 Cal.3d 916, 925-926 [167 Cal.Rptr. 831, 616 P.2d 813, 16 A.L.R.4th 518] [hereafter Molien], disapproved on other grounds, Burgess, supra, 2 Cal.4th at p. 1074.) Such harm was “believed to be susceptible of objective ascertainment and hence to corroborate the authenticity of the claim.” (Molien, supra, 27 Cal.3d at p. 926.)

In Molien, supra, 27 Cal.3d 916, we perceived two significant difficulties with the physical injury requirement. First, “the classification is both over-inclusive and underinclusive when viewed in the light of its purported purpose of screening false claims.” (27 Cal.3d at p. 928.) It is overinclusive in that it permits recovery whenever the suffering accompanies or results in physical injury, no matter how trivial (ibid.), yet underinclusive in that it mechanically denies court access to potentially valid claims that could be proved if the plaintiffs were permitted to go to trial (id., at p. 929).

Second, we observed that the physical injury requirement “encourages extravagant pleading and distorted testimony.” (Molien, supra, 27 Cal.3d at p. 929.) We concluded that the retention of the requirement ought to be reconsidered because of the tendency of victims to exaggerate sick headaches, nausea, insomnia and other symptoms in order to make out a technical basis of bodily injury upon which to predicate a parasitic recovery for the more grievous disturbance, consisting of the mental and emotional distress endured. (Ibid.)

Therefore, rather than adhere to what we perceived as an artificial and often arbitrary means of guarding against fraudulent claims, we acknowledged that “[t]he essential question is one of proof[.]” (Molien, supra, 27 Cal.3d at pp. 929-930.) Thus, “ ‘[i]n cases other than where proof of *988mental distress is of a medically significant nature, [citations] the general standard of proof required to support a claim of mental distress is some guarantee of genuineness in the circumstances of the case. [Citation.]’ ” (Id., at p. 930, citing Rodrigues v. State (1970) 52 Hawaii 156, 173 [472 P.2d 509, 520] [hereafter Rodrigues].)

Our reasons for discarding the physical injury requirement in Mo-lien, supra, 27 Cal.3d 916, remain valid today and are equally applicable in a toxic exposure case. That is, the physical injury requirement is a hopelessly imprecise screening device—it would allow recovery for fear of cancer whenever such distress accompanies or results in any physical injury, no matter how trivial, yet would disallow recovery in all cases where the fear is both serious and genuine but no physical injury has yet manifested itself. While we agree with amici curiae that meaningful limits on the class of potential plaintiffs and clear guidelines for resolving disputes in advance of trial are necessary, imposing a physical injury requirement represents an inherently flawed and inferior means of attempting to achieve these goals.

c. Likelihood of Cancer in the Future

We next consider whether recovery of damages for emotional distress caused by fear of cancer should depend upon a showing that the plaintiff’s fears stem from a knowledge that there is a probable likelihood of developing cancer in the future due to the toxic exposure. This is a matter of hot debate among the parties and amici curiae. Firestone and numerous amici curiae argue that because fear of cancer claims are linked to a future harm which may or may not materialize, such claims raise concerns about speculation and uncertainty and therefore warrant a requirement that the plaintiff show the feared cancer is more likely than not to occur. Plaintiffs and other amici curiae respond that such a requirement is inappropriate in the context of a mental distress claim, and that there are viable methods, apart from requiring quantification of the cancer risk, to screen claims and determine the reasonableness and genuineness of a plaintiff’s fears.

Plaintiffs favor the approach adopted by the Court of Appeal, which requires the following showing. The toxic exposure plaintiff must first prove the elements of a negligence cause of action. The plaintiff must then establish that his or her fear of cancer is serious, and that the seriousness meets an objective standard (i.e., the distress must be reasonable under the circumstances). Although a plaintiff is not required to establish that the cancer is likely to occur, the finder of fact should consider evidence regarding the likelihood that cancer will occur (i.e., evidence that the disease is only a remote possibility could lead a trier of fact to conclude that a *989plaintiff’s fears were unreasonable). Finally, the finder of fact should test the genuineness of the plaintiff’s fear under the factors discussed in Molien, supra, 27 Cal.3d 916, including expert testimony, a juror’s own experience, and the particular circumstances of the case.

In affirming the fear of cancer award, the Court of Appeal remarked that “the fact that [plaintiffs’] water supply was contaminated by carcinogens is, by itself, surely a circumstance which is likely to cause emotional distress in most reasonable persons.” (Italics added.) In addition, although the Court of Appeal purported to call for a showing of the actual likelihood that the feared cancer will occur, the court indicated that the absence of such evidence is immaterial where, as here, the trier of fact finds a significantly increased risk of cancer.

We decline to adopt the Court of Appeal’s approach. Although the court properly recognized that a toxic exposure plaintiff is required to establish the reasonableness of his or her fear of cancer,12 it erred in concluding that reasonableness is established by the mere fact of an exposure to, or a significant increase in, the risk of cancer.

A carcinogenic or other toxic ingestion or exposure, without more, does not provide a basis for fearing future physical injury or illness which the law is prepared to recognize as reasonable. The fact that one is aware that he or she has ingested or been otherwise exposed to a carcinogen or other toxin, without any regard to the nature, magnitude and proportion of the exposure or its likely consequences, provides no meaningful basis upon which to evaluate the reasonableness of one’s fear. For example, nearly everybody is exposed to carcinogens which appear naturally in all types of foods. Yet ordinary consumption of such foods is not substantially likely to result in cancer. (See Ames & Gold, Too Many Rodent Carcinogens: Mitogenesis Increases Mutagenesis (1990) 249 Science 970, 971, fn. 10 [observing that apples, celery, coffee, carrots, cauliflower, grapes, honey, orange juice, potatoes and many other common foods naturally produce carcinogenic pesticides that have been found to induce tumors when administered to rodents in large doses].) Nor is the knowledge of such consumption likely to result in a reasonable fear of cancer.

Moreover, permitting recovery for fear of cancer damages based solely upon a plaintiff’s knowledge that his or her risk of cancer has been significantly increased by a toxic exposure, without requiring any further showing *990of the actual likelihood of the feared cancer due to the exposure, provides no protection against unreasonable claims based upon wholly speculative fears. For example, a plaintiff’s risk of contracting cancer might be significantly increased by 100 or more percent due to a particular toxic exposure, yet the actual risk of the feared cancer might itself be insignificant and no more than a mere possibility. As even plaintiffs appear to concede, evidence of knowledge that cancer is only a remote possibility could lead a trier of fact to conclude that a claimed fear is objectively unreasonable. This concession only proves the point—the way to avoid damage awards for unreasonable fear, i.e., in those cases where the feared cancer is at best only remotely possible, is to require a showing of the actual likelihood of the feared cancer to establish its significance.

Accordingly, we reject the Court of Appeal’s approach because it attaches undue significance to the mere ingestion of a carcinogen, and because it focuses on the increased risk of cancer in isolation.

We turn now to Firestone’s argument that fear of cancer should be compensable only where the fear is based upon knowledge that cancer is probable, i.e., that it is more likely than not that cancer will develop. In evaluating this argument, we first consider whether it is reasonable for a person to genuinely and seriously fear a disease that is not probable, and if so, whether the emotional distress engendered by such fear warrants recognition as a compensable harm.

We cannot say that it would never be reasonable for a person who has ingested toxic substances to harbor a genuine and serious fear of cancer where reliable medical or scientific opinion indicates that such ingestion has significantly increased his or her risk of cancer, but not to a probable likelihood. Indeed, we would be very hard pressed to find that, as a matter of law, a plaintiff faced with a 20 percent or 30 percent chance of developing cancer cannot genuinely, seriously and reasonably fear the prospect of cancer. Nonetheless, we conclude, for the public policy reasons identified below, that emotional distress caused by the fear of a cancer that is not probable should generally not be compensable in a negligence action.

As a starting point in our analysis, we recognize the indisputable fact that all of us are exposed to carcinogens every day. As one commentator has observed, “[i]t is difficult to go a week without news of toxic exposure. Virtually everyone in society is conscious of the fact that the air they breathe, water, food and drugs they ingest, land on which they live, or products to which they are exposed are potential health hazards. Although few are exposed to all, few also can escape exposure to any.” (Dworkin, *991 Fear Of Disease And Delayed Manifestation Injuries: A Solution Or A Pandora’s Box? (1984) 53 Fordham L. Rev. 527, 576, fns. omitted.)

Thus, all of us are potential fear of cancer plaintiffs, provided we are sufficiently aware of and worried about the possibility of developing cancer from exposure to or ingestion of a carcinogenic substance. The enormity of the class of potential plaintiffs cannot be overstated; indeed, a single class action may easily involve hundreds, if not thousands, of fear of cancer claims. (See Willmore, In Fear of Cancerphobia (Sept. 28, 1988) 3 Toxics L. Rptr. (Bur.Nat. Affairs) 559, 563 [hereafter Willmore].)

With this consideration in mind, we believe the tremendous societal cost of otherwise allowing emotional distress compensation to a potentially unrestricted plaintiff class demonstrates the necessity of imposing some limit on the class. (See Borer v. American Airlines, Inc. (1977) 19 Cal.3d 441, 447 [138 Cal.Rptr. 302, 563 P.2d 858] [hereafter Borer] [refusing to recognize a child’s right to recover for the loss of a parent’s consortium]; see also Thing, supra, 48 Cal.3d at pp. 664-665 [limiting bystander recovery of damages for negligent infliction of emotional distress].) Proliferation of fear of cancer claims in California in the absence of meaningful restrictions might compromise the availability and affordability of liability insurance for toxic liability risks. (See Willmore, supra, 3 Toxics L. Rptr. at p. 563.) “Should [fear of cancer] liability continue to grow, and thereby lead to a substantial increase in toxic tort litigation, such liability insurance will become even more scarce and prohibitively expensive.” (Ibid.) In the end, the burden of payment of awards for fear of cancer in the absence of a more likely than not restriction will inevitably be borne by the public generally in substantially increased insurance premiums or, alternatively, in the enhanced danger that accrues from the greater number of residents and businesses that may choose to go without any insurance. (See Borer, supra, 19 Cal.3d at p. 447.)

A second policy concern that weighs in favor of a more likely than not threshold is the unduly detrimental impact that unrestricted fear liability would have in the health care field. As amicus curiae California Medical Association points out, access to prescription drugs is likely to be impeded by allowing recovery of fear of cancer damages in negligence cases without the imposition of a heightened threshold. To wit, thousands of drugs having no known harmful effects are currently being prescribed and utilized. New data about potentially harmful effects may not develop for years. If and when negative data are discovered and made public, however, one can expect numerous lawsuits to be filed by patients who currently have no physical injury or illness but who nonetheless fear the risk of adverse effects *992from the drugs they used.13 Unless meaningful restrictions are placed on this potential plaintiff class, the threat of numerous large, adverse monetary awards, coupled with the added cost of insuring against such liability (assuming insurance would be available), could diminish the availability of new, beneficial prescription drugs or increase their price beyond the reach of those who need them most. (Cf. Brown, supra, 44 Cal.3d at p. 1063 [emphasizing public policy favoring development and marketing of beneficial new drugs and relying on the same reasons in sharply limiting strict liability recovery against prescription drug manufacturers].)

Moreover, in Burgess, supra, 2 Cal.4th at pages 1082-1084, we acknowledged the importance of considering the impact of emotional distress liability on the “crisis” in the availability and cost of medical malpractice insurance. Although we were not persuaded in that case that the impact of such liability was sufficient to deny recovery for a mother’s emotional distress arising from the negligent delivery of her baby, we observed, inter alia, that the class of potential plaintiffs in that type of situation was clearly limited. (2 Cal.4th at p. 1084.)

In stark contrast to the limited impact of emotional distress liability in the negligent delivery type of situation, fear of cancer liability in the context of physicians prescribing drugs will surely exacerbate the medical malpractice crisis. Specifically, for every patient who might actually develop cancer because of a particular drug, there could be hundreds or thousands of patients who might allege they were negligently prescribed the drug.14 Not only will the additional expense of insuring against fear lawsuits and fear *993liability under these circumstances add to the cost of physician services, but physicians who would otherwise prescribe and administer new or innovative drugs might be discouraged from doing so for fear of potential liability. This would inhibit physicians in their ability to provide quality care to patients, as well as increase the practice of defensive medicine.

A third policy concern to consider is that allowing recovery to all victims who have a fear of cancer may work to the detriment of those who sustain actual physical injury and those who ultimately develop cancer as a result of toxic exposure. That is, to allow compensation to all plaintiffs with objectively reasonable cancer fears, even where the threatened cancer is not probable, raises the very significant concern that defendants and their insurers will be unable to ensure adequate compensation for those victims who actually develop cancer or other physical injuries. Consider, for instance, that in this case damages totalling $800,000 for fear of cancer were awarded to four plaintiffs. If the same recovery were to be allowed in large class actions, liability for this one type of injury alone would be staggering. As one commentator astutely noted: “It would be a regrettable irony if in the rush to compensate the psychically injured we make it impossible to compensate those suffering of permanent and serious physical injuries.” (Will-more, supra, 3 Toxics L. Rptr. at p. 563.)

A fourth reason supporting the imposition of a more likely than not limitation is to establish a sufficiently definite and predictable threshold for recovery to permit consistent application from case to case. (See Thing, supra, 48 Cal.3d at p. 664; Elden v. Sheldon (1988) 46 Cal.3d 267, 276 [250 Cal.Rptr. 254, 758 P.2d 582].) Indeed, without such a threshold, the likelihood of inconsistent results increases since juries may differ over the point at which a plaintiff’s fear is a genuine and reasonable fear, i.e., one jury might deem knowledge of a 2 or 5 percent likelihood of future illness or injury to be sufficient (cf. Heider v. Employers Mutual Liability Ins. Co. (La.Ct.App. 1970) 231 So.2d 438, 442 [affirming award for plaintiff’s fear of becoming epileptic where experts estimated likelihood at 2 to 5 percent]), while another jury might not. A more definite threshold will avoid inconsistent results and may contribute to early resolution or settlement of claims.

Finally, while a more likely than not limitation may foreclose compensation to many persons with genuine and objectively reasonable fears, it is sometimes necessary to “limit the class of potential plaintiffs if emotional injury absent physical harm is to continue to be a recoverable item of damages in a negligence action.” (Thing, supra, 48 Cal.3d at p. 666.) We *994have recognized, in analogous contexts, that restricting the liability of a negligent tortfeasor for emotional loss may be warranted in consideration of the following factors: the intangible nature of the loss, the inadequacy of monetary damages to make whole the loss, the difficulty of measuring the damage, and the societal cost of attempting to compensate the plaintiff. (Borer, supra, 19 Cal.3d at pp. 447-449; Baxter v. Superior Court (1977) 19 Cal.3d 461, 464 [138 Cal.Rptr. 315, 563 P.2d 871] [refusing to recognize a parent’s cause of action for loss of a child’s consortium].) These considerations are equally relevant to fear of cancer claims in toxic exposure cases.

Plaintiffs and amici curiae advance several reasons why a more likely than not threshold for fear of cancer claims should be rejected. None is convincing.

First, plaintiffs argue that a more likely than not restriction is unworkable because the risk of contracting cancer from any one source is unquantifiable. In their view; adoption of such a rule would effectively preclude any emotional distress recovery.

We are unpersuaded by this argument because its factual premise appears highly suspect. Although the experts in this case asserted it was impossible to quantify the risk of cancer from any particular toxic exposure, experts in other cases do not share that view. For instance, in Clark v. Taylor (1st Cir. 1983) 710 F.2d 4, 14, an expert testified that the plaintiff’s risk of developing bladder cancer had increased from one in ten thousand to one in ten as a result of his exposure to benzidine. In Sterling, supra, 855 F.2d 1188, 1205, the court found an increased risk for susceptibility to cancer of 25-30 percent. In Pollock v. Johns-Manville Sales Corp. (D.N.J. 1988) 686 F.Supp. 489, 490 (hereafter Pollock), an expert was prepared to testify that the plaintiff’s exposure to asbestos resulted in a 43 percent chance of cancer. In Dartez v. Fibreboard Corp. (5th Cir. 1985) 765 F.2d 456, 466. (hereafter Dartez), an expert testified that a person employed as insulator, who smoked moderately and was exposed to asbestos, would have a risk of lung cancer approaching 50 percent. Finally, in both Gideon v. Johns-Manville Sales Corp. (5th Cir. 1985) 761 F.2d 1129, 1138 (hereafter Gideon), and Jackson v. Johns-Manville Sales Corp. (5th Cir.) 781 F.2d 394, 413, certiorari denied (1986) 478 U.S. 1022 [92 L.Ed.2d 743, 106 S.Ct. 3339], there was expert testimony in each case that the plaintiff had a greater than 50 percent risk of contracting cancer as a result of toxic exposure.

Second, plaintiffs and amici curiae point out that while decisions from other jurisdictions have employed a more likely than not limitation for the *995so-called “increased risk” claim,15 they have thus far declined to do so in the context of a fear of cancer claim. (E.g., Sterling, supra, 855 F.2d at pp. 1205-1206; Lavelle v. Owens-Coming Fiberglas Corp. (1987) 30 Ohio Misc.2d 11 [507 N.E.2d 476, 480-481] [hereafter Lavelle]-, In re Moorenovich (D.Me. 1986) 634 F.Supp. 634, 636-637 [hereafter Moorenovich].) Those decisions, it is asserted, allowed recovery for a plaintiff’s fear of cancer in situations similar to those present here without proof that cancer was more likely than not to occur. (Sterling, supra, 855 F.2d at p. 1206; Moorenovich, supra, 634 F.Supp. at p. 637; see also Lavelle, supra, 507 N.E.2d at p. 481; Dartez, supra, 765 F.2d at pp. 467-468.)

We remain unconvinced. Although it is true that the cited cases permitted fear of cancer recovery so long as the plaintiffs’ fears were genuine and reasonable, many of them involved plaintiffs who, in addition to their emotional distress, sustained serious or permanent physical injury as a result of a particular toxic exposure. (Sterling, supra, 855 F.2d 1188 [kidney and liver damage, and numerous central nervous injuries]; Lavelle, supra, 507 N.E.2d 476, 478 [asbestosis]; Dartez, supra, 765 F.2d 456, 468 [plaintiff “injured” by accumulation of asbestos fibers in lungs].)16 It is clear from passages in these cases that the respective courts were acutely aware of the *996plaintiffs’ existing physical injuries and were deciding the appropriate basis for fear of cancer recovery in that context. (Sterling, supra, 855 F.2d at pp. 1205-1206;17 Lavelle, supra, 507 N.E.2d at pp. 480-481 [although court recognized that Ohio law generally allows recovery of emotional distress damages without accompanying physical injury, court repeatedly referred to plaintiff as “asbestosis-afflicted”]; Dartez, supra, 765 F.2d at p. 468 [observing that Texas law recognized the right to compensation for mental distress where such distress is the natural result of a physical injury, and finding that plaintiff had been “injured” by the accumulation of asbestos fibers in his lungs].) Because these cases were decided within the context of a much narrower class of potential plaintiffs, they did not implicate or address the important public policy considerations at issue here.

Moreover, many of plaintiffs’ cases do not warrant much weight because they were rendered by federal courts and have not been cited by the states whose laws they attempted to apply. For instance, in Moorenovich, supra, 634 F.Supp. 634, a federal district court applied a pure reasonableness standard for fear of cancer recovery in attempting to predict how the Maine Supreme Judicial Court would decide the issue. The court, apparently finding no Maine authorities involving fear of cancer claims, simply relied on a case that had allowed bystander recovery for foreseeable emotional distress suffered by a mother who saw her baby choke on a foreign substance in baby food. (634 F.Supp. at p. 637.) The Maine courts have not cited Moorenovich, supra, 634 F.Supp. 634, at all. (See also Dartez, supra, 765 F.2d 456 [fear analysis not discussed or adopted by Texas courts]; Sterling, supra, 855 F.2d 1188 [not cited by Tennessee courts].)

*997Similarly, in Lavelle, supra, 507 N.E.2d 476, a lower court in Ohio simply followed state decisional law that recognized a separate cause of action for serious emotional distress without a contemporaneous physical injury. The lower court relied on state appellate authorities that were not decided in a fear of cancer context, and did not address the policy concerns identified in this case. Lavelle, supra, 507 N.E.2d 476, has not been cited by the Ohio appellate courts.

Accordingly, we decline to follow the rationale of the above cases, for to do so would be to ignore substantial public policy concerns.18 We are satisfied that the more likely than not threshold for fear of cancer claims in negligence actions strikes the appropriate balance between the interests of toxic exposure litigants and the burdens on society and judicial administration.

To summarize, we hold with respect to negligent infliction of emotional distress claims arising out of exposure to carcinogens and/or other toxic substances: Unless an express exception to this general rule is recognized, in the absence of a present physical injury or illness, damages for fear of cancer may be recovered only if the plaintiff pleads and proves that (1) as a result of the defendant’s negligent breach of a duty owed to the plaintiff, the plaintiff is exposed to a toxic substance which threatens cancer; and (2) the plaintiff’s fear stems from a knowledge, corroborated by reliable medical or scientific opinion, that it is more likely than not that the plaintiff will develop the cancer in the future due to the toxic exposure. Under this rule, a plaintiff must do more than simply establish knowledge of a toxic ingestion or exposure and a significant increased risk of cancer. The plaintiff must further show that based upon reliable medical or scientific opinion, the plaintiff harbors a serious fear that the toxic ingestion or exposure was of such magnitude and proportion as to likely result in the feared cancer.

3. Oppressive, Fraudulent or Malicious Conduct

Plaintiffs argue that if damages for fear of cancer in the absence of physical injury are limited to cases in which the cancer will more likely than *998not occur, the court should distinguish intentional conduct. We agree that certain aggravated conduct may warrant different treatment. In this part, we recognize an exception to the general rule set out above.

Plaintiffs suggest that the more likely than not threshold should not be applied where a defendant intentionally violates a statute or regulation prohibiting the disposal of toxins. Plaintiffs are quick to point out that the policy concerns for limiting liability in ordinary negligence cases are not triggered in cases involving such defendants.

Although an exception to the general rule appears appropriate, we do not believe it should focus on intentional violators of the law. For one thing, while a defendant may be aware that its conduct is wrong and potentially dangerous, it may not have knowledge of a particular statute or regulation proscribing it. There may be times where a defendant does not specifically intend to violate the law, yet the defendant proceeds to act egregiously in conscious disregard of others.

With these considerations in mind, we conclude it preferable to recognize an exception that focuses on the totality of circumstances in evaluating a defendant’s conduct. Accordingly, we hold that a toxic exposure plaintiff need not meet the more likely than not threshold for fear of cancer recovery in a negligence action if the plaintiff pleads and proves that the defendant’s conduct in causing the exposure amounts to “oppression, fraud, or malice” as defined in Civil Code section 3294, which authorizes the imposition of punitive damages. Thus, for instance, fear of cancer damages may be recovered without demonstrating that cancer is probable where it is shown that the defendant is guilty of “despicable conduct which is. carried on by the defendant with a willful and conscious disregard of the rights or safety of others.” (Civ. Code, § 3294, subd. (c)(1) [defining one type of malice].) “A person acts with conscious disregard of the rights or safety of others when [he] [she] is aware of the probable dangerous consequences of [his] [her] conduct and willfully and deliberately fails to avoid those consequences.” (BAJI No. 14.71 (1992 rev.) (7th ed. pocket pt.) [defining “malice”].)

When a defendant acts with oppression, fraud or malice, no reason, policy or otherwise, justifies application of the more likely than not threshold. Any burden or consequence to society from imposing liability is offset by the deterrent impact of holding morally blameworthy defendants fully responsible for the damages they cause, including damage in the form of emotional distress suffered by victims of the misconduct who reasonably fear future cancer.

*999Under such circumstances, the potential liability of a defendant is not disproportionate to culpability. While the imposition of liability for emotional distress resulting from negligent handling of toxic substances may result in costs out of proportion to the culpability of the negligent actor, this concern is diminished or nonexistent when the conduct is despicable and undertaken in conscious disregard of the danger to the health or interests of others. The significance of the size of the potential class of plaintiffs is similarly diminished and the moral blame heightened since the defendant is aware of the danger posed by its conduct and acts in conscious disregard of the known risk. (Cf. Amaya v. Home Ice, Fuel & Supply Co. (1963) 59 Cal.2d 295, 315 [29 Cal.Rptr. 33, 379 P.2d 513], overruled on other grounds, Dillon v. Legg (1968) 68 Cal.2d 728, 748 [69 Cal.Rptr. 72, 441 P.2d 912, 29 A.L.RJd 1316] [“[T]he increased liability imposed on an intentional wrongdoer . . . reflects] the psychological fact that solicitude for the interests of the actor weighs less in the balance as his moral guilt increases and the social utility of his conduct diminishes.”].) For these reasons, the more likely than not threshold should not be available as a shield when the defendant acts with a sufficient degree of moral blameworthiness.

Once the plaintiff establishes that the defendant has acted with oppression, fraud or malice, the plaintiff must still demonstrate that his or her fear of cancer is reasonable, genuine and serious in order to recover damages. In determining what constitutes reasonable fear, we refer to our previous discussion at part H.A.2.C., ante, in which we observed that it is not enough for a plaintiff to show simply an ingestion of a carcinogen or a significant increase in the risk of cancer. In addition, the plaintiff must show that his or her actual risk of cancer is significant before recovery will be allowed.19 Under this reasoning, a plaintiff’s fear is not compensable when the risk of cancer is significantly increased, but remains a remote possibility.

To reiterate, in the absence of a physical injury or illness, a plaintiff may recover damages for negligently inflicted emotional distress engendered by a fear of cancer without meeting the more likely than not threshold if the plaintiff pleads and proves that: (1) as a result of the defendant’s negligent breach of a duty owed to the plaintiff, he or she is exposed to a toxic substance which threatens cancer; (2) the defendant, in breaching its duty to the plaintiff, acted with oppression, fraud or malice as defined in Civil Code *1000section 3294;20 and (3) the plaintiff’s fear of cancer stems from a knowledge, corroborated by reliable medical or scientific opinion, that the toxic exposure caused by the defendant’s breach of duty has significantly increased the plaintiff’s risk of cancer and has resulted in an actual risk of cancer that is significant.

In our view, Firestone’s conduct brings this case within the “oppression, fraud or malice” exception for recovery of fear of cancer damages. The trial court determined that in May of 1977, officials in key management positions at Firestone’s Salinas plant had increased knowledge regarding the dangers involved with the careless disposal of hazardous wastes, and had a specific, written policy for hazardous waste disposal. However, these officials, while professing support for the policy in written distributions, in actuality largely ignored the policy. The court found especially reprehensible the fact that Firestone, through its plant production manager, actively discouraged compliance with its internal policies and California law solely for the sake of reducing corporate costs. Under these circumstances, we believe there are sufficient facts supporting the trial court’s conclusion that such conduct displayed a conscious disregard of the rights and safety of others.21

B. Intentional Infliction of Emotional Distress

The trial court ruled that after May 1977, Firestone’s continued dumping of its hazardous wastes at Crazy Horse amounted to outrageous conduct: “The materials were known to be and specifically designated as hazardous. It was clear that there was a great probability of these materials infiltrating and contaminating neighboring wells. Defendant had to realize that the eventual discovery of such a condition by those drinking the contaminated water would almost certainly result in their suffering severe emotional distress. In fact, with the knowledge that the defendant had at this time there also would have come an understanding of the dangerous condition that had been *1001created by the dumping that had taken place over previous years. Nevertheless, defendant went ahead with its illegal dumping. This not only displayed a reckless disregard of the probability of causing emotional distress but also amounted to a ratification of its past acts in this regard.” The court then determined that plaintiffs suffered severe emotional distress as a direct result of Firestone’s intentional acts.

The Court of Appeal, relying on Nally v. Grace Community Church of the Valley (1988) 47 Cal.3d 278, 300 [253 Cal.Rptr. 97, 763 P.2d 948] and Cole v. Fair Oaks Fire Protection Dist. (1987) 43 Cal.3d 148, 155, footnote 7 [233 Cal.Rptr. 308, 729 P.2d 743], agreed that Firestone’s conduct after 1977 was sufficiently extreme and outrageous to support liability for intentional infliction of emotional distress. The court noted in particular Firestone’s knowledge of the health hazards posed by its dumping and its deliberate disregard of these hazards in an effort to cut costs.

We next consider whether Firestone was properly found liable for intentional infliction of emotional distress, and if not, whether the award for punitive damages is otherwise appropriate.

1. The Christensen Requirements for Intentional Infliction of Emotional Distress

After the Court of Appeal rendered its decision, we issued our opinion in Christensen v. Superior Court, supra, 54 Cal.3d 868 (hereafter Christensen), and asked the parties to address the impact of that opinion on the award of compensatory and punitive damages for intentional infliction of emotional distress in this case. As we will explain, it is questionable whether the record here supports a finding of intentional infliction of emotional distress by Firestone.

“The elements of the tort of intentional infliction of emotional distress are: ‘ “(1) extreme and outrageous conduct by the defendant with the intention of causing, or reckless disregard of the probability of causing, emotional distress; (2) the plaintiff’s suffering severe or extreme emotional distress; and (3) actual and proximate causation of the emotional distress by the defendant’s outrageous conduct. . . .” Conduct to be outrageous must be so extreme as to exceed all bounds of that usually tolerated in a civilized community.’ [Citation.] The defendant must have engaged in ‘conduct intended to inflict injury or engaged in with the realization that injury will result.’ [Citation.]” (Christensen, supra, 54 Cal.3d at p. 903.)

In Christensen, supra, we held that “ ‘[t]he law limits claims of intentional infliction of emotional distress to egregious conduct toward plaintiff proximately caused by defendant. ’ [Citation.] The only exception to this rule is *1002that recognized when the defendant is aware, but acts with reckless disregard, of the plaintiff and the probability that his or her conduct will cause severe emotional distress to that plaintiff. [Citations.] Where reckless disregard of the plaintiff’s interests is the theory of recovery, the presence of the plaintiff at the time the outrageous conduct occurs is recognized as the element establishing a higher degree of culpability which, in turn, justifies recovery of greater damages by a broader group of plaintiffs than allowed on a negligent infliction of emotional distress theory. [Citation.]” (Christensen, supra, 54 Cal.3d at pp. 905-906, italics in original, fn. omitted.)

Thus, “[i]t is not enough that the conduct be intentional and outrageous. It must be conduct directed at the plaintiff, or occur in the presence of a plaintiff of whom the defendant is aware.” (Christensen, supra, 54 Cal.3d at p. 903, italics added.) “The requirement that the defendant’s conduct be directed primarily at the plaintiff is a factor which distinguishes intentional infliction of emotional distress from the negligent infliction of such injury.” (Id., at p. 904; see Ochoa v. Superior Court (1985) 39 Cal.3d 159, 165, fn. 5 [216 Cal.Rptr. 661, 703 P.2d 1].)

In this case, it is ambiguous whether the lower courts determined that Firestone’s conduct was directed at these particular plaintiffs in the sense intended by Christensen, supra, 54 Cal.3d at pages 903-906. Although the Court of Appeal correctly rejected Firestone’s contention that Firestone was not liable because it did not know the particular names of any individual whose groundwater was contaminated by the hazardous waste, it is unclear whether it believed that Firestone was actually aware of the presence of these particular plaintiffs and their consumption and use of the water.

Furthermore, it is questionable whether the trial court made a finding that Firestone possessed the requisite knowledge, and if so, whether such a finding would be supported by substantial evidence.22 Although the trial court concluded that Firestone “had to realize” that the eventual discovery of the toxic contamination “by those drinking the contaminated water would almost certainly result in their suffering severe emotional distress,” this may be interpreted in one of two ways. First, this may have been a finding that Firestone actually knew of these particular plaintiffs and their consumption *1003of the water, and nevertheless sent prohibited wastes to Crazy Horse despite a realization that plaintiffs would almost certainly suffer severe emotional distress upon their discovery of the facts. Alternatively, this may have been a finding that Firestone had to have realized that its misconduct was almost certain to cause severe emotional distress to any person who might foresee-ably consume the water and subsequently discover the facts. Although the knowledge requirement is met under the first interpretation of the court’s ruling, it is not satisfied under the second because knowledge of these particular plaintiffs is lacking.

This conclusion is consistent with the result reached in Christensen, supra, 54 Cal.3d 868, itself. There we held that, even though it was alleged that defendants’ conduct in mishandling the remains of deceased persons was intentional and outrageous and was substantially certain to cause extreme emotional distress to relatives and close friends of the deceased, the plaintiffs’ cause of action for intentional infliction of emotional distress was not sufficiently supported where there was no allegation that the defendants’ misconduct was directed primarily at plaintiffs, or that it was calculated to cause them severe emotional distress, or that it was done with knowledge of their presence and with a substantial certainty that they would suffer severe emotional injury. (Christensen, supra, 54 Cal.3d at pp. 903, 906.)

2. Threshold for Recovery

For guidance of the lower courts should the Court of Appeal determine that a retrial on this claim is appropriate, we hold that recovery of fear of cancer damages in actions for intentional infliction of emotional distress should not depend on a showing of a medically corroborated belief that it is more likely than not that the plaintiff will develop the feared cancer as a result of the toxic exposure.

The reasons for not applying the more likely than not threshold are obvious. First, the intentional infliction cause of action requires a showing of “extreme and outrageous conduct” which is directed at the plaintiff. (Christensen, supra, 54 Cal.3d at p. 903.) Thus, a high degree of culpability is required which justifies recovery of greater damages by a broader group of plaintiffs than allowed in an ordinary negligence action. (See id., at p. 906.) Moreover, where a defendant undertakes extreme and outrageous conduct toward the plaintiff, the concern that liability will be imposed out of proportion to fault is not present. Finally, the requirement of extreme and outrageous conduct directed at the plaintiff places adequate limitations on the class of potential plaintiffs who might sue for fear of cancer under this theory. Therefore, the public policy concerns supporting application of the heightened threshold (see pt. II.A.2.C., ante) are not implicated.

*1004Of course, even though the heightened threshold is not applicable in intentional infliction actions, it must nevertheless be established that the plaintiff’s fear of cancer is reasonable, that is, that the fear is based upon medically or scientifically corroborated knowledge that the defendant’s conduct has significantly increased the plaintiff’s risk of cancer and that the plaintiff’s actual risk of the threatened cancer is significant. Reasonableness of the fear is required because in intentional infliction actions, recovery is allowed only for “severe or extreme emotional distress.” (Christensen, supra, 54 Cal.3d at p. 903.) Severe emotional distress means “ ‘emotional distress of such substantial quality or enduring quality that no reasonable [person] in civilized society should be expected to endure it.’ ” (Girard v. Ball (1981) 125 Cal.App.3d 772, 787-788 [178 Cal.Rptr. 406], citing Fletcher v. Western Life Ins. Co. (1970) 10 Cal.App.3d 376, 397 [89 Cal.Rptr. 78, 47 A.L.R.3d 286]; see Rest.2d Torts, § 46, com. j, p. 78 [“distress must be reasonable and justified under the circumstances”].)

3. Punitive Damages

As indicated in part II.A.3., ante, we believe there is sufficient evidence to support the trial court’s conclusion that Firestone acted reprehensibly in conscious disregard of the rights and safety of others. But because the trial court was of the view that Firestone’s conduct constituted intentional infliction of emotional distress when it assessed punitive damages against Firestone, and might not have made the award or might have awarded a lesser sum had it not made that finding, that aspect of the judgment should also be reversed. It is not necessary therefore to consider Firestone’s several challenges to the propriety of awarding punitive damages in this case. For guidance of the court should there be a retrial we note, however, that punitive damages sometimes may be assessed in unintentional tort actions under Civil Code section 3294 (see SKF Farms v. Superior Court (1984) 153 Cal.App.3d 902, 907 [200 Cal.Rptr. 497]; Grimshaw v. Ford Motor Co. (1981) 119 Cal.App.3d 757, 811 [174 Cal.Rptr. 348] [no constitutional infirmity in applying Civ. Code, § 3294 to unintentional tort]), so long as “actual, substantial damages” have been awarded (see Kizer v. County of San Mateo (1991) 53 Cal.3d 139, 147 [279 Cal.Rptr. 318, 806 P.2d 1353] [“actual damages are an absolute predicate for an award of punitive damages”]; Bezaire v. Fidelity & Deposit Co. (1970) 12 Cal.App.3d 888, 892 [91 Cal.Rptr. 142]).

C. Medical Monitoring Costs

In the context of a toxic exposure action, a claim for medical monitoring seeks to recover the cost of future periodic medical examinations intended to *1005facilitate early detection and treatment of disease caused by a plaintiff’s exposure to toxic substances. (Ayers v. Jackson Tp. (1987) 106 NJ. 557 [525 A.2d 287, 308, 76 A.L.R.4th 571] [hereafter Ayers].) We shall now undertake to decide whether and under what circumstances a toxic exposure plaintiff may recover medical monitoring damages in a negligence action.

The trial court awarded medical monitoring damages to plaintiffs, determining that “[s]ince plaintiffs must now live with an increased vulnerability to serious disease it is axiomatic that they should receive periodic medical monitoring in order to determine at the earliest possible time the onset of disease.” The Court of Appeal reversed. Citing Civil Code section 3283,23 the court concluded that such an award must be based upon either a present physical injury or a threat of a future injury that is more likely than not to occur, and that neither had been demonstrated here.

Firestone and amici curiae urge us to affirm the Court of Appeal judgment in this regard. Essentially, Firestone, amici curiae, and the Court of Appeal assume that the reasonableness of medical intervention, and hence compensability, is dependent upon the sufficiency of proof that the occurrence of the disease is reasonably certain. Firestone points to various cases in other jurisdictions that share similar views. (E.g., Ball v. Joy Manufacturing Co. (S.D.W.Va. 1990) 755 F.Supp. 1344, 1372 [denying medical monitoring damages where plaintiff had not suffered present demonstrable injury]; Villari v Terminix International, Inc. (E.D.Pa. 1987) 663 F.Supp. 727, 735 [observing that, under Pennsylvania law, plaintiff seeking costs of medical surveillance as element of damages must demonstrate some physical injury].)

We are not convinced by these decisions and find the Court of Appeal’s analysis in Miranda v. Shell Oil Co. (1993) 17 Cal.App.4th 1651 [15 Cal.Rptr.2d 569] (hereafter Miranda) persuasive. In Miranda, the court observed that “[t]he cost of anticipated medical care reasonably certain to be required in the future has long been held to be a proper item of recoverable damages under [Civil Code section 3333].[24] (Buswell v. City and County of San Francisco (1948) 89 Cal.App.2d 123, 133 [200 P.2d 115].) In our view, expenditures for prospective medical testing and evaluation, which would be unnecessary if the particular plaintiff had not been wrongfully exposed to pollutants, are a correlative detriment within section 3333. (See [In re Paoli *1006 R.R. Yard PCB Litigation (3d Cir. 1990) 916 F.2d 829, 852]; and Coover v. Painless Parker, Dentist (1930) 105 Cal.App. 110, 115 [286 P. 1048].) Thus, such a plaintiff may collect damages from the tortfeasor measured by the ‘reasonable medical and other expenses’ to be incurred for monitoring. (Rest.2d Torts, § 924; see [citations].)

“We have found no authority which limits the applicability of Civil Code section 3333 to those situations where physical injury is evident. Civil Code section 3282 defines ‘detriment’ as ‘a loss or harm suffered in person or property.’ ‘Harm,’ under the Restatement Second of Torts means ‘the existence of loss or detriment in fact of any kind to a person . . . .’ (Rest.2d Torts, § 7, subd. (2), italics added.) The Restatement distinguishes ‘physical harm’ by classifying it as ‘the physical impairment of the human body, or of land or chattels.’ ([Id.,] § 7, subds. (2) and (3).) According to the Restatement’s analysis, a plaintiff is entitled to recover damages from the tortfeasor for all ‘harm’—as opposed to ‘physical harm’—‘past, present and prospective, legally caused by the tort.’ ([Id.,] § 910; see also [id.,] § 7, com. d.; & [id.,] § 917.” (Miranda, supra, 17 Cal.App.4th at pp. 1656-1657.)

In holding that recovery of medical monitoring damages is not contingent upon a showing of a present physical injury or upon proof that injury is reasonably certain to occur in the future, the Miranda court aligned itself with a number of other courts that have considered the issue. (E.g., Ayers, supra, 525 A.2d 287, 312-313; In re Paoli R.R. Yard PCB Litigation (3d Cir. 1990) 916 F.2d 829, 852 [hereafter In re Paoli]; Burns v. Jaquays Mining Corp. (1987) 156 Ariz. 375 [752 P.2d 28, 33].) Consistent with these other decisions, the court determined that such recovery was not available solely upon proof of an exposure to toxic chemicals; rather, there must be a further showing that the need for monitoring is a reasonably certain consequence of the exposure, based upon a consideration of at least the following five factors: (1) the significance and extent of the plaintiff’s exposure to the chemicals; (2) the relative toxicity of the chemicals; (3) the seriousness of the diseases for which plaintiff is at an increased risk; (4) the relative increase in the plaintiff’s chances of developing a disease as a result of the exposure, when compared to (a) plaintiff’s chances of developing the disease had he or she not been exposed, and (b) the chances of members of the public at large of developing the disease; and (5) the clinical value of early detection and diagnosis. (Miranda, supra, 17 Cal.App.4th at pp. 1657-1658, citing Ayers, supra, 525 A.2d at p. 312.)25

Like the court in Miranda, supra, 17 Cal.App.4th 1651, and Ayers, supra, 525 A.2d 287, we conclude that a reasonably certain need for medical *1007monitoring is an item of damage for which compensation should be allowed. Recognition that a defendant’s conduct has created the need for future medical monitoring does not create a new tort. It is simply a compensable item of damage when liability is established under traditional tort theories of recovery.

That medical monitoring may be called for as a result of a defendant’s tortious conduct, even in the absence of actual physical injury, was compellingly demonstrated in the case of Friends For All Children, Inc. v. Lockheed Aircraft Corp. (D.C. Cir. 1984) 746 F.2d 816 [241 App.D.C. 83, 46 A.L.R.4th 1113] [hereafter Friends For All Children]. There, suit was instituted on behalf of 149 Vietnamese orphaned children who survived a plane crash during the evacuation of Vietnam in 1975. The complaint alleged that because of decompression, as well as the impact of the crash, the children suffered from a neurological disorder genetically classified as minimal brain dysfunction. In that case, the Court of Appeals affirmed the imposition of liability on Lockheed for diagnostic examination expenses because the crash proximately caused the need for a comprehensive diagnostic examination. (746 F.2d at pp. 825-826.) In doing so, the court rejected the argument that the need for diagnostic examination was not a compensable injury, and, as did the court in Miranda, supra, 17 Cal.App.4th at page 1657, cited with approval the Restatement’s definition of injury as “ ‘the invasion of any legally protected interest of another.’ ” (746 F.2d at p. 826, citing Rest.2d Torts, § 7.) Consequently, the court in Friends For All Children, supra, 746 F.2d at page 826, held that a reasonable need for medical examinations was itself compensable, without proof of other injury; “It is difficult to dispute that an individual has an interest in avoiding expensive diagnostic examinations just as he or she has an interest in avoiding physical injury. When a defendant negligently invades this interest, the injury to which is neither speculative nor resistant to proof, it is elementary that the defendant should make the plaintiff whole by paying for the examinations.” (Fn. omitted.)26

It bears emphasizing that allowing compensation for medical monitoring costs “does not require courts to speculate about the probability of future *1008injury. It merely requires courts to ascertain the probability that the far less costly remedy of medical supervision is appropriate.” (In re Paoli, supra, 916 F.2d at p. 852.) Indeed, “[s]cience may well counsel medical intervention with respect to a known health risk long before it reaches the point where the law would regard its occurrence as ‘reasonably certain. ’ [Citation.]” (Miranda, supra, 17 Cal.App.4th at p. 1658.) We are therefore persuaded that recovery of medical monitoring damages should not be dependent upon a showing that a particular cancer or disease is reasonably certain to occur in the future.

Finally, as Miranda, supra, 17 Cal.App.4th 1651, and other cases have stressed, recovery of medical monitoring costs is supported by a number of sound public policy considerations. First, there is an important public health interest in fostering access to medical testing for individuals whose exposure to toxic chemicals creates an enhanced risk of disease, particularly in light of the value of early diagnosis and treatment for many cancer patients. (Ayers, supra, 525 A.2d at p. 311; Miranda, supra, 17 Cal.App.4th at p. 1660.) Second, there is a deterrence value in recognizing medical surveillance claims—“[allowing plaintiffs to recover the cost of this care deters irresponsible discharge of toxic chemicals by defendants . . . .” (In re Paoli, supra, 916 F.2d at p. 852; Miranda, supra, 17 Cal.App.4th at p. 1660; Ayers, supra, 525 A.2d at pp. 311-312; cf. Friends For All Children, supra, 746 F.2d at p. 825].) Third, “[t]he availability of a substantial remedy before the consequences of the plaintiffs’ exposure are manifest may also have the beneficial effect of preventing or mitigating serious future illnesses and thus reduce the overall costs to the responsible parties.” (Ayers, supra, 525 A.2d at p. 312; see Miranda, supra, 17 Cal.App.4th at p. 1660.) In this regard, the early detection of cancer may improve the prospects for cure, treatment, prolongation of life and minimization of pain and disability. Finally, societal notions of fairness and elemental justice are better served by allowing recovery of medical monitoring costs. That is, it would be inequitable for an individual wrongfully exposed to dangerous toxins, but unable to prove that cancer or disease is likely, to have to pay the expense of medical monitoring when such intervention is clearly reasonable and necessary. (Ayers, supra, 525 A.2d at p. 312; see Miranda, supra, 17 Cal.App.4th at p. 1660.)

In light of the foregoing, we believe the Miranda court’s analysis appropriately recognizes that medical science may necessarily and properly intervene in the absence of physical injury where there is a significant but not *1009necessarily likely risk of serious disease. Accordingly, consistent with Miranda, supra, 17 Cal.App.4th 1651, and the cases cited above, we hold that the cost of medical monitoring is a compensable item of damages where the proofs demonstrate, through reliable medical expert testimony, that the need for future monitoring is a reasonably certain consequence of a plaintiff’s toxic exposure and that the recommended monitoring is reasonable. In determining the reasonableness and necessity of monitoring, the following factors are relevant: (1) the significance and extent of the plaintiff’s exposure to chemicals; (2) the toxicity of the chemicals; (3) the relative increase in the chance of onset of disease in the exposed plaintiff as a result of the exposure, when compared to (a) the plaintiff’s chances of developing the disease had he or she not been exposed, and (b) the chances of the members of the public at large of developing the disease; (4) the seriousness of the disease for which the plaintiff is at risk; and (5) the clinical value of early detection and diagnosis. Under this holding, it is for the trier of fact to decide, on the basis of competent medical testimony, whether and to what extent the particular plaintiff’s exposure to toxic chemicals in a given situation justifies future periodic medical monitoring.

We are confident that our holding will not, as Firestone and amici curiae warn, open the floodgates of litigation. The five factors provide substantial evidentiary burdens for toxic exposure plaintiffs and do not, as Firestone insists, allow medical monitoring damages to be based “solely upon a showing of an increased but unquantified risk resulting from exposure to toxic chemicals.” Moreover, toxic exposure plaintiffs may recover “only if the evidence establishes the necessity, as a direct consequence of the exposure in issue, for specific monitoring beyond that which an individual should pursue as a matter of general good sense and foresight.” (Miranda, supra, 17 Cal.App.4th at p. 1660.)27 Thus there can be no recovery for preventative medical care and checkups to which members of the public at large should prudently submit. (17 Cal.App.4th at p. 1660.) Finally, contrary to the protestations of Firestone and amici curiae, medical monitoring costs are not speculative because they are based upon the specific dollar costs of *1010reasonable and necessary periodic examinations. (See Ayers, supra, 525 A.2d at p. 313.)28

D. Smoking and Comparative Fault

In this case, all four plaintiffs were long-time cigarette smokers. Cigarette smoke evidently contains 40,000 to 60,000 parts per billion (ppb) of benzene—more than 2,500 times the concentration detected in plaintiffs’ contaminated water.29 We now consider what effect, if any, should be given to the evidence that plaintiffs, on their own, voluntarily ingested this toxic substance.

In its statement of decision, the trial court commented: “Defendant points out that plaintiffs have made themselves more susceptible to illness from smoking cigarettes. Although this is no doubt true, it does not relieve defendant from accountability for burdening plaintiffs with a significantly greater vulnerability to serious disease through the ingestion of defendant’s toxins.”

On appeal, Firestone argued that under comparative fault principles, plaintiffs’ smoking should reduce or entirely preclude their recovery for fear of cancer. The Court of Appeal rejected this argument, reasoning: “Comparative fault is applicable only if the plaintiff’s negligence is a proximate cause of the injury. ‘Negligence unrelated to the cause or causes of the accident is not a bar.’ [Citations.] In this case, the fact that [plaintiffs] smoked cigarettes is wholly unrelated to the circumstances which caused [plaintiffs’] water supply to be contaminated with toxics. For comparative *1011fault principles to apply, [plaintiffs’] conduct would have had to contribute, in some manner, to this contamination.”

We agree with Firestone that the Court of Appeal erred in its reasoning. Under comparative fault principles, damages are apportioned based upon the various causes contributing to a plaintiff’s harm, as opposed to a particular defendant’s negligence. (Li v. Yellow Cab Co. (1975) 13 Cal.3d 804, 813 [119 Cal.Rptr. 858, 532 P.2d 1226, 78 A.L.R.3d 393] [hereafter Li] [“liability for damage will be borne by those whose negligence caused it in direct proportion to their respective fault”]; see Garcia v. Estate of Norton (1986) 183 Cal.App.3d 413, 421 [228 Cal.Rptr. 108] [recognizing that in actions founded on strict products liability, a plaintiff’s recovery must be reduced to the extent that his own lack of reasonable care contributed to his injury].) Therefore, the fact that plaintiffs’ smoking did not contribute to the contamination of their well water is not determinative.

Nonetheless, we agree with the Court of Appeal’s ultimate conclusion that comparative fault principles were not properly invoked in this case. Firestone failed to establish a causal link between plaintiffs’ smoking and the harm they suffered, i.e., their fear of a significantly increased risk of cancer. As plaintiffs point out, Firestone apparently introduced no evidence at trial suggesting that any portion of plaintiffs’ fear was attributable to their own smoking.30

In other cases, however, when a defendant demonstrates that a plaintiff’s smoking is negligent and that a portion of the plaintiff’s fear of developing cancer is attributable to the smoking, comparative fault principles may be applied in determining the extent to which the plaintiff’s emotional distress damages for such fear should be reduced to reflect the proportion of such damages for which the plaintiff should properly bear the responsibility. (See Li, supra, 13 Cal.3d at p. 813.)

Finally, we also observe that evidence of smoking by a plaintiff is relevant to whether the plaintiff’s fear is reasonable and genuine. Thus, if a plaintiff had smoked heavily for 20 years without fearing cancer, the trier of fact may *1012consider that evidence in assessing the legitimacy of the plaintiff’s fear of cancer claim.31

III.

Disposition

The judgment of the Court of Appeal is reversed insofar as it affirms the award of punitive damages and the award of damages for plaintiffs’ fear of cancer, and reverses the award for future medical monitoring. The cause is remanded to the Court of Appeal for further proceedings consistent with this opinion, that may include, if appropriate, a remand to the trial court for a retrial on the above damages, a remand for a retrial on the issue of Firestone’s liability for intentional infliction of emotional distress, and/or consideration of issues that were not heretofore reached by the Court of Appeal.

Lucas, C. J., Panelli, J., and Arabian, J., concurred.

MOSK, J., Concurring and Dissenting.

I concur in the majority opinion to the extent it recognizes a cause of action in negligence for causing fear of cancer in the absence of a claim of physical injury or disease. I also concur in the majority opinion’s treatment of Firestone’s comparative fault claim, and I concur in the opinion to the extent it reverses the judgment of the Court of Appeal on the cause of action for medical monitoring costs.

I disagree with the majority in two respects. First, I agree with Justice George’s contention that when a defendant negligently exposes a plaintiff to carcinogenic toxins, plaintiff’s recovery for resulting fear of cancer should not depend on proof that it is probable the cancer will actually occur. As Justice George demonstrates, under settled tort principles, proof of the emotional damage flowing from defendant’s negligent act should not depend on proof of the probable occurrence of the disease.

*1013I also agree with Justice Kennard that the majority err in creating an anomalous new cause of action in negligence requiring proof of malicious conduct. When it is shown that the defendant has acted with conscious disregard of the plaintiff’s health and safety in exposing the plaintiff to carcinogenic toxins, the plaintiff may state a claim for an intentional tort. I write separately, however, because I am convinced this case readily fits the rubric of intentional infliction of emotional distress. I would affirm the judgment of the Court of Appeal on this cause of action without remand for retrial.

We recently restated the elements of a cause of action for intentional infliction of emotional distress. They are: “(i) outrageous conduct by defendant, (ii) an intention by defendant to cause, or reckless disregard of the probability of causing, emotional distress, (iii) severe emotional distress, and (iv) an actual and proximate causal link between the tortious conduct and the emotional distress.” (Nally v. Grace Community Church (1988) 47 Cal.3d 278, 300 [253 Cal.Rptr. 97, 763 P.2d 948], italics added; see also Christensen v. Superior Court (1991) 54 Cal.3d 868, 903 [2 Cal.Rptr.2d 79, 820 P.2d 181] [Christensen].) Furthermore, the defendant “must have engaged in ‘conduct intended to inflict injury or engaged in with the realization that injury will result.’ ” (Christensen, supra, 54 Cal.3d at p. 903, quoting Davidson v. City of Westminster (1982) 32 Cal.3d 197, 210 [185 Cal.Rptr. 252, 649 P.2d 894].)

This case falls into the category of “reckless disregard of the probability of causing emotional distress.” As the Court of Appeal observed, the defendants knew that the wastes they deposited at the Crazy Horse dump would pose a health hazard to anyone near the dump. The defendants were aware that it was prohibited to dump toxic waste at the Crazy Horse dump because of the danger such waste would leach into and contaminate the groundwater. They agreed not to dump toxic wastes at the dump, but, knowing of the danger to users of the local water supply, they nevertheless intentionally dumped carcinogenic toxic waste there. Thus defendants created a probability that once their illegal and ultrahazardous conduct was discovered, it would cause emotional distress to those who used the local water supply. It seems clear that this conduct meets the definition of reckless conduct in the context of the tort of intentional infliction of emotional distress.

The majority, however, relying on this court’s misguided discussion in Christensen, supra, 54 Cal.3d 868, 903-904, would require plaintiffs in toxic exposure cases to show that the reckless defendant directed his or her conduct at the plaintiffs in particular, knowing of their individual presence in harm’s way. (Maj. opn., ante, at pp. 1001-1003.)

*1014It is inconsistent with the definition of recklessness to require that the defendant direct his or her conduct at, or be aware of, particular plaintiffs. By definition, a reckless person acts in culpable disregard of the results of his or her conduct. In this state, “[a] defendant’s conduct is in reckless disregard of the probability of causing emotional distress if [he] [she] has knowledge of a high degree of probability that emotional distress will result and acts with deliberate disregard of that probability or with a conscious disregard of the probable results.” (BAJI No. 12.77 (1992 re-rev.) (7th ed. pocket pt.) p. 27; see Spackman v. Good (1966) 245 Cal.App.2d 518, 530 [54 Cal.Rptr. 78]; see also Davidson v. City of Westminster, supra, 32 Cal.3d at p. 210; Ledger v. Tippitt (1985) 164 Cal.App.3d 625, 642 [210 Cal.Rptr. 814].)

The Restatement Second of Torts explains that intentional infliction of emotional distress may be actionable when defendant’s conduct is reckless: “One who by extreme and outrageous conduct intentionally or recklessly causes severe emotional distress to another is subject to liability for such emotional distress . . . .” (Rest.2d Torts, § 46.) A comment to this section explains: “The rule stated in this Section applies where the actor desires to inflict severe emotional distress, and also where he knows that such distress is certain, or substantially certain, to result from his conduct. It applies also where he acts recklessly, as that term is defined in § 500, in deliberate disregard of a high degree of probability that the emotional distress will follow.” (Rest.2d Torts, supra, § 46, com. i, p. 77, italics added.)

Section 500 defines reckless disregard of the safety of others as: “The actor’s conduct is in reckless disregard of the safety of another if he does an act or intentionally fails to do an act which it is his duty to the other to do, knowing or having reason to know of facts which would lead a reasonable man to realize, not only that his conduct creates an unreasonable risk of physical harm to another, but also that such risk is substantially greater than that which is necessary to make his conduct negligent.” (Rest.2d Torts, supra, § 500.) Although the culpable act must be intentional, “the actor does not intend to cause the harm which results from it. It is enough that he realizes or from facts which he knows, should realize that there is a strong probability that harm may result. . . .” (Rest.2d Torts, supra, § 500, com. f, p. 590, italics added.)

Most significantly, the Restatement would not require that the actor be aware that any particular person is in the zone of danger caused by the culpable act: “If the actor’s conduct is such as to involve a high degree of risk that serious harm will result from it to anyone who is within range of its effect, the fact that he knows or has reason to know that others are within such range is conclusive of the recklessness of his conduct toward them. It is *1015 not, however, necessary that the actor know that there is anyone within the area made dangerous by his conduct. It is enough that he knows that there is strong probability that others may rightfully come within such zone.” (Rest.2d Torts, supra, § 500, com. d, p. 589, italics added.)

Under these standards, there should be no requirement that plaintiffs show that defendants were aware of their individual existence or that defendants directed their hazardous conduct against identifiable persons in particular. Defendants should have realized the probability that their hazardous conduct would cause emotional distress, and they must be charged with knowledge that there was a strong probability that others would come within the zone of danger of their conduct. They knew the reason that their conduct was prohibited was to protect all persons who lived near the dump.

Accordingly, I would affirm the judgment of the Court of Appeal with respect to the cause of action for intentional infliction of emotional distress.

KENNARD, J., Concurring and Dissenting.

I concur in the judgment and in much of the reasoning of the majority opinion. In particular, I agree with the majority that recovery of fear-of-cancer damages in toxic exposure cases not involving immediate physical injury should be subject to the following conditions: When a defendant has caused the plaintiff to unknowingly ingest toxic chemicals by an act or omission that is merely negligent, the plaintiff may recover damages for emotional distress caused by fear of future cancer only upon proof of a more-than-even chance that cancer will actually develop. But when the defendant has acted with conscious disregard of the plaintiff’s health and safety—and thereby demonstrated a level of moral culpability significantly beyond mere negligence—then the plaintiff may recover fear-of-cancer damages whenever the plaintiff’s resulting emotional distress is genuine, serious, and reasonable.

My disagreement with the majority is only about the legal pigeonhole in which to situate the liability imposed in the latter situation. The majority places this liability within the tort of negligence, even though proof of malice will be indispensable to recovery for emotional distress, which may be the plaintiff’s only compensable injury. This seems to me a poor fit at best, and one that cannot long endure. Surely the law of negligence, and especially its rules for recovery of emotional distress damages, are complicated enough without establishing a subspecies of negligence liability requiring proof of malicious conduct. The goal of simplicity and clarity in the law would be better served, in my view, by placing the liability for maliciously caused fear of cancer somewhere within the family of intentional or quasi-intentional torts.

*1016Among the existing tort categories, liability for maliciously induced fear of cancer fits most comfortably within the tort of willful misconduct.1 This is “a tort separate and distinct from negligence and involves different principles of liability and different defenses.” (Palazzi v. Air Cargo Terminals, Inc. (1966) 244 Cal.App.2d 190, 195 [52 Cal.Rptr. 817]; see Shepardson v. McLellan (1963) 59 Cal.2d 83, 89 [27 Cal.Rptr. 884, 378 P.2d 108]; Savage v. Van Marie (1974) 39 Cal.App.3d 241, 245 [114 Cal.Rptr. 51].) “[W]illful misconduct implies the intentional doing of something either with knowledge, express or implied, that serious injury is a probable, as distinguished from a possible, result, or the intentional doing of an act with a wanton and reckless disregard of its consequences.” (Williams v. Carr (1968) 68 Cal.2d 579, 584 [68 Cal.Rptr. 305, 440 P.2d 505]; see also Goncalves v. Los Banos Mining Co. (1962) 58 Cal.2d 916, 918 [26 Cal.Rptr. 769, 376 P.2d 833]; Bastían v. County of San Luis Obispo (1988) 199 Cal.App.3d 520, 533 [245 Cal.Rptr. 78]; Prosser & Keeton on Torts (5th ed. 1984) § 34, pp. 212-214.) Willful misconduct, like negligence, is subject to the rule of comparative fault. (Southern Pac. Transportation Co. v. State of California (1981) 115 Cal.App.3d 116, 121 [171 Cal.Rptr. 187]; Sorensen v. Allred (1980) 112 Cal.App.3d 717, 725 [169 Cal.Rptr. 441, 10 A.L.RAth 937].)

Justice Traynor, writing for a majority of this court, has explained that “[n]egligence is an unintentional tort, a failure to exercise the degree of care in a given situation that a reasonable [person] under similar circumstances would exercise to protect others from harm.” (Donnelly v. Southern Pacific Co. (1941) 18 Cal.2d 863, 869 [118 P.2d 465].) “A negligent person,” in other words, “has no desire to cause the harm that results from his [or her] carelessness . . . .” (Ibid.) By contrast, an act performed with an intent to cause harm is termed “willful.” “Willfulness and negligence are contradictory terms. ... If conduct is negligent, it is not willful; if it is willful, it is not negligent.” (Ibid., citations omitted; accord, Lambreton v. Industrial Acc. Com. (1956) 46 Cal.2d 498, 503 [297 P.2d 9]; Tognazzini v. Freeman (1912) 18 Cal.App. 468, 473-474 [123 P. 540]; see also Arvin- Kern Co. v. B. J. Service, Inc. (1960) 178 Cal.App.2d 783, 792 [3 Cal.Rptr. 238].)

*1017Between these two clearly distinguishable forms of behavior—negligence and willfulness—we find what is now generally known as willful misconduct. Justice Traynor described the tort this way: “A tort having some of the characteristics of both negligence and willfulness occurs when a person with no intent to cause harm intentionally performs an act so unreasonable and dangerous that he [or she] knows, or should know, it is highly probable that-harm will result. . . . Such a tort has been labeled ‘willful negligence,’ ‘wanton and willful negligence,’ ‘wanton and willful misconduct,’ and even ‘gross negligence.’ It is most accurately designated as wanton and reckless misconduct. It involves no intention ... to do harm, and it differs from negligence in that it does involve an intention to perform an act that the actor knows, or should know, will very probably cause harm.” (Donnelly v. Southern Pacific Co., supra, 18 Cal.2d 863, 869, citations omitted.)2

This description of willful misconduct corresponds closely to the majority’s description of behavior for which fear-of-cancer damages are recoverable absent both physical injury and a probability that cancer will result. The majority explains that “fear of cancer damages may be recovered without demonstrating that cancer is probable where it is shown that the defendant is guilty of ‘despicable conduct which is carried on by the defendant with a willful and conscious disregard of the rights or safety of others.’ (Civ. Code, - § 3294, subd. (c)(1) [defining one type of ‘malice’].) ‘A person acts with conscious disregard of the rights or safety of others when [he] [she] is aware of the probable dangerous consequences of [his] [her] conduct and willfully and deliberately fails to avoid those consequences.’ (BAJI No. 14.71 (1992 rev.) (7th ed. pocket pt.) [defining ‘malice’].)” (Maj. opn., ante, p. 998; see also, Taylor v. Superior Court (1979) 24 Cal.3d 890, 895-896 [157 Cal.Rptr. 693, 598 P.2d 854].)3

Thus, the tort of willful misconduct seems to me an appropriate home for the liability that the court today recognizes for malicious contamination of a substance or substances likely to be consumed by others. Certainly, the tort *1018of willful misconduct would be a more appropriate home than the tort of negligence. But there is another possibility worthy of mention.

The existence of a substantial body of legislation designed to protect the public from exposure to toxic substances could provide a basis for liability. As section 874A of the Restatement Second of Torts explains: “When a legislative provision protects a class of persons by proscribing or requiring certain conduct but does not provide a civil remedy for the violation, the court may, if it determines that the remedy is appropriate in furtherance of the purpose of the legislation and needed to assure the effectiveness of the provision, accord to an injured member of the class a right of action, using a suitable existing tort action or a new cause of action analogous to an existing tort action.” Applying this principle, courts may use a legislative prohibition as the basis for recognizing a new intentional tort, or for expanding the scope of an existing intentional tort to cover the prohibited conduct. (See Smith v. Superior Court (1984) 151 Cal.App.3d 491, 497-500 [262 Cal.Rptr. 754] [intentional spoliation of evidence]; Middlesex Ins. Co. v. Mann (1981) 124 Cal.App.3d 558, 570 [177 Cal.Rptr. 495] [violation of fiduciary duty]; Czap v. Credit Bureau of Santa Clara Valley (1970) 7 Cal.App.3d 1, 6 [86 Cal.Rptr. 417] [unfair collection practice]; Laczko v. Jules Meyers, Inc. (1969) 276 Cal.App.2d 293, 295 [80 Cal.Rptr. 798] [tampering with vehicle odometer].) Here, defendant’s flagrant and willful violation of environmental laws and regulations designed to protect public health could provide the impetus for recognition of a new tort of malicious toxic contamination. The increasing incidence of such behavior, an unfortunate byproduct of our society’s dependence on toxic chemicals, warrants the specific public and legal attention that a new tort category would provide.

Recognition of a new tort would be consistent also with section 870 of the Restatement Second of Torts, which provides: “One who intentionally causes injury to another is subject to liability to the other for that injury, if his [or her] conduct is generally culpable and not justifiable under the circumstances. This liability may be imposed although the actor’s conduct does not come within a traditional category of tort liability.” The liability contemplated by this section is not confined to defendants who have acted for the very purpose of inflicting harm. Rather, a defendant is understood to “intend” a harm if the defendant knows or believes that the harm is certain, or substantially certain, to result from the defendant’s act. (Rest.2d Torts, § 870, com. b, p. 280.) Thus, it would be consistent with this section to recognize a new category of intentional tort liability for cases such as this one in which the defendant must have known that its improper and unlawful handling of toxic wastes would result in contamination of groundwater and eventually pose a significant threat to the health of those who, like plaintiffs, relied upon the groundwater for their domestic water needs.

*1019Either of these alternative approaches would be preferable to creating, as the majority has done, a new subcategory within the tort of negligence for malicious toxic contamination that results in genuine, serious, and reasonable fear of cancer. The majority properly recognizes and applies the principle that greater moral fault justifies increased liability for resulting harm (see generally, Bauer, The Degree of Moral Fault as Affecting Defendant’s Liability (1933) 81 U.Pa.L.Rev. 586), but it unaccountably fails to recognize that liability premised on proof of malice is not liability for negligence.

GEORGE, J., Concurring and Dissenting.

I concur in the majority’s conclusion that plaintiffs may recover from Firestone for the emotional distress they have suffered as a result of their fear of developing cancer because of Firestone’s egregious misconduct in the disposal of its toxic waste. I dissent, however, from the majority opinion insofar as it holds that plaintiffs would not be entitled to recover for their emotional distress had defendant simply been negligent in contaminating plaintiffs’ water supply.

As I shall explain, I believe the majority opinion has departed from well-established tort principles—long recognized in California—in holding that, when a defendant negligently contaminates another person’s water supply, subjecting that person to the risk of personal injury or illness, the victim of this contamination may recover for the emotional distress reasonably suffered by the fear of incurring such injury or illness only if the victim can establish that he or she is "more likely than not” to develop the injury or illness.

As the majority opinion recognizes, a reasonable person who has consumed, cooked with, and bathed in water that has been contaminated by toxic waste is likely to sustain serious emotional distress relating to the fear of developing a serious illness in the future, not only when the person’s chance of developing an illness is more than 50 percent, but also when his or her chance of developing the illness is considerably lower, for example, “only” 25 or 30 percent. In denying recovery to such a victim, despite the circumstance that—because of the risk of personal harm engendered by the defendant’s negligent conduct—a person of ordinary sensibilities in the victim’s position reasonably would suffer serious emotional distress, the majority opinion eliminates an important legal protection to which all persons, including victims of toxic waste exposure, long have been entitled.

In explaining its rationale for establishing a novel, high threshold—“more likely than not”—for recovery for emotional distress in this setting, the majority opinion suggests that, in the case of “toxic torts,” a variety of “public policy” reasons support its departure from generally governing legal *1020principles. Distilled to its essence, however, the majority’s position amounts to a determination that, when a defendant’s wrongful conduct has the potential to cause serious physical and emotional harm to a large number of persons, such conduct should be afforded a greater shield from liability than conduct possessing the potential to harm only a more limited number of persons. In my view, the controlling public policy formulated in this area— for example, the stringent legislative controls governing the discarding of toxic waste—does not support the majority’s approach. Indeed, it appears distressingly ironic and inconsistent with legislatively prescribed public policy to accord the individual victim of a so-called “toxic tort” less protection than would be accorded the victim of a more traditional course of negligent conduct.

In past decisions, this court has taken into account the danger that potentially disproportionate liability might be imposed when the issue presented was whether, and under what circumstances, a defendant who negligently injured one person should be held liable for the emotional distress suffered by other persons by reason of their concern over the condition of the injured person. The majority opinion in the present case, however, is the first to invoke such a rationale to limit recovery by persons who, as result of a defendant’s negligence, have been made to suffer the risk of personal physical injury or illness and who, as a consequence, reasonably have incurred emotional distress arising out of concern for their own health and safety. I believe there is no justification for limiting the recovery to which this class of persons is entitled, simply because the defendant’s wrongful conduct has endangered the personal safety of a large number of invididuals.

Finally, the majority’s determination to embrace this novel, restrictive approach is all the more difficult to understand in that the majority’s formulation is at odds with most of the decisions from other jurisdictions that have addressed this very issue in the arena of toxic torts and fear of cancer. As discussed below, numerous federal and sister-state decisions demonstrate that the policy reasons offered by the majority in support of its “more likely than not” threshold standard appropriately may be invoked when a plaintiff seeks compensation for what, in contrast, are essentially future damages (e.g., future medical expenses, loss of earnings, diminished life expectancy), for an illness or disease that may (or may not) develop in the future. As these out-of-state decisions explain, however, considerations such as those invoked by the majority do not justify the adoption of a stringent standard when a plaintiff simply seeks to recover present damages for the serious emotional distress that he or she already has suffered, reasonably and foreseeably, because of the substantial risk to the plaintiff’s health posed by the defendant’s negligence.

*1021In sum, in my view no sound basis exists for the majority’s adoption of a completely novel approach narrowly limiting the circumstances under which a person—whose water supply has been contaminated as a result of a defendant’s negligent disposal of toxic waste—may recover for the serious emotional distress that he or she reasonably has suffered.

I

Well over half a century ago, this court recognized a plaintiff’s right to recover damages for fright, shock, and nervous distress when the negligent conduct of a defendant places the plaintiff personally at risk, causing the plaintiff reasonably to fear for his or her own safety, even in the absence of any injurious impact. (See, e.g., Webb v. Francis J. Lewald Coal Co. (1931) 214 Cal. 182 [4 P.2d 532, 77 A.L.R. 675]; Lindley v. Knowlton (1918) 179 Cal. 298 [176 P. 440]; Vanoni v. Western Airlines (1967) 247 Cal.App.2d 793 [56 Cal.Rptr. 115]; see also Dillon v. Legg (1968) 68 Cal.2d 728, 738, fn. 4 [69 Cal.Rptr. 72, 441 P.2d 912, 29 A.L.R.3d 1316] [citing “California’s rule that plaintiff’s fear for his own safety is compensable”].)

Thus, for example, if an automobile driver negligently speeds by a pedestrian in a crosswalk, narrowly missing the pedestrian but causing him or her reasonably to suffer serious emotional distress as a result of the encounter, the pedestrian is entitled to recover damages for reasonable emotional distress, even though the driver’s conduct, while posing a risk of personal harm to the pedestrian, did not in fact inflict any direct physical injury. As this example illustrates, under traditional negligence principles a plaintiff’s right to recover damages for emotional distress sustained as a result of fear or concern for his or her own health and safety does not depend upon whether the plaintiff actually incurred a physical injury (or disease) as a result of the defendant’s conduct. Rather, so long as the defendant has breached a duty of care owed to the plaintiff, thereby subjecting the plaintiff to an unreasonable risk of personal injury or illness, and the defendant’s conduct is of such a nature that a reasonable person, in the plaintiff’s position, would sustain serious emotional distress as a result of such conduct, the plaintiff who in fact sustains such emotional distress generally is entitled to recover damages for that distress.1

In the present case, Firestone’s wrongful dumping of toxic substances resulted in the contamination of plaintiffs’ property and well water, and led *1022directly to plaintiffs’ involuntary and unknowing ingestion of carcinogens (including benzene and vinyl chloride, substances known to cause chromosomal damage and to have deleterious effects upon the central nervous amd immune systems) over a prolonged period of time, in amounts greatly exceeding levels deemed acceptable by the federal Environmental Protection Agency. Indisputably, therefore, Firestone’s conduct subjected plaintiffs directly to a foreseeable risk of personal harm—the risk of developing cancer or some other disease as the result of the ingestion of such substances. Because they were subjected by Firestone’s conduct to this risk of personal harm, plaintiffs incurred serious emotional distress arising out of concern for their own health and safety.

Under these circumstances, the general tort principle set forth above— authorizing recovery for emotional distress when a plaintiff is personally endangered by a defendant’s negligent conduct and suffers serious emotional distress out of fear for his or her own safety—directly supports plaintiffs’ right to recover damages for the serious emotional distress they reasonably sustained, emanating from concern for their own health.

Furthermore, past decisions of this court—applying general principles from the law of nuisance and trespass—similarly have held that, when a defendant tortiously interferes with the water supply to another person’s property, the person whose water supply has been impaired is entitled to recover for emotional distress resulting from the tortious conduct, without regard to whether he or she has sustained any actual physical injury. As this court explicitly declared in Acadia, California, Ltd. v. Herbert (1960) 54 Cal.2d 328, 337 [5 Cal.Rptr. 686, 353 P.2d 294], a case involving the wrongful interference with another person’s water supply: “It is settled that, regardless of whether the occupant of land has sustained physical injury, he may recover damages for the discomfort and annoyance of himself and the members of his family and for mental suffering occasioned by fear for the safety of himself and his family when such discomfort or suffering has been proximately caused by a trespass or nuisance.” (Italics added; see Kornoff v. Kingsburg Cotton Oil Co. (1955) 45 Cal.2d 265, 272 [288 P.2d 507] [plaintiffs’ suffering caused by fear for their safety was a natural consequence of defendant’s invasion of their property and therefore was a recoverable item of damages]; Herzog v. Grosso (1953) 41 Cal.2d 219, 225-226 [259 P.2d 429].)

*1023In light of these well-established principles of tort law, I believe the trial court properly concluded that, because a reasonable person in plaintiffs’ position likely would sustain serious emotional distress arising from concern over the risk that defendant’s conduct posed to the person’s own health, plaintiffs were entitled to recover damages for the emotional distress they in fact suffered.

II

The majority acknowledges that Firestone, in negligently disposing of its toxic waste at a facility from which such waste was banned, breached the duty of care it owed to plaintiffs, who resided on property in the vicinity of the site of the waste disposal. And the majority also acknowledges that a reasonable person whose water supply has been contaminated by toxic waste is likely to suffer serious emotional distress arising out of fear for his or her own health, even though there is considerably less than a 50 percent likelihood that the toxic waste to which the victim was exposed will in fact cause him or her to contract cancer or some other serious disease. Nonetheless, the majority deliberately limits the class of persons who can recover for the serious emotional distress they have suffered to the very small class of persons who can prove it is “more likely than not” that they will contract such a disease as a result of the defendant’s conduct, denying recovery to the much greater number of persons who have sustained serious emotional distress but who have “only,” for example, a 25 or 30 percent chance of contracting the disease.

As noted earlier, the majority cites a variety of “public policy” considerations in support of its “more likely than not” standard, arguing that a less stringent standard will result in a potentially unrestricted plaintiff class at a “tremendous societal cost” that, in turn, will (1) limit the availability and affordability of liability insurance for toxic liability risks, and (2) impede access to prescription drugs because of a possible proliferation of “fear of cancer” claims by the users of such medications. But these reasons amount to no more than an asserted need to restrict the potential “unlimited” liability that otherwise might burden a “toxic tort” defendant, because of the number of persons who may be adversely affected by the improper handling of toxic waste. Thus, the essence of the policy reasons invoked by the majority is a fear that, in toxic tort cases, negligent defendants may have endangered so many persons that permitting recovery under ordinary negligence standards may impose an onerous risk of liability upon these defendants. Under well-established negligence principles, however, a defendant’s liability for a particular category of negligent conduct does not contract as the number of persons injured increases. In my view, it is unfair to plaintiffs in the present *1024case to impose upon them a threshold standard for recovery that is much more stringent than would apply had Firestone’s negligent conduct had the potential to contaminate the well water of only a single property owner.

Past decisions limiting the class of persons who may recover damages for emotional distress generally have involved claimants who have suffered by reason of an injury caused to another person. (See, e.g., Thing v. La Chusa (1989) 48 Cal.3d 644, 661-668 [257 Cal.Rptr. 865, 771 P.2d 814]; Elden v. Sheldon (1988) 46 Cal.3d 267, 211 [250 Cal.Rptr. 254, 758 P.2d 582].) In these cases, the courts found it appropriate to establish definite limitations upon the potential class of plaintiffs, recognizing that imposing liability upon a negligent defendant who injures a person, for the emotional distress suffered by other persons as a result of that single injury, frequently will magnify liability well out of proportion to culpability.

These concerns are inapplicable in the present case, however, where the potential class of plaintiffs is limited to those persons who directly and personally were placed at risk by Firestone’s negligent course of conduct. In other situations in which a defendant’s negligence has injured or placed at risk a large number of persons (for example in an airplane crash or in other “mass tort” settings), we have not limited recovery for damages for emotional distress that reasonably has been suffered by those persons.

Indeed, in cases in which a plaintiff seeks to recover for emotional distress relating to fear for his or her own safety, there is no need to create a novel, artificial barrier in order to avoid an unwarranted expansion of emotional distress claims—as the majority opinion does in adopting its “more likely than not” standard—because reasonable restraints upon such claims already are subsumed under negligence principles generally applicable in this area of the law. As previously explained, to be entitled to recover such damages in these circumstances, a plaintiff must demonstrate not merely that he or she suffered some degree of emotional distress, but rather that the distress rose to the level of serious emotional distress. (Molien v. Kaiser Foundation Hospitals, supra, 21 Cal.3d at pp. 928-930; Burgess v. Superior Court (1992) 2 Cal.4th 1064, 1073, fn. 6 [9 Cal.Rptr.2d 615, 831 P.2d 1197].) Additionally, to justify recovery, a plaintiff must establish not only that he or she suffered this high level of emotional distress, but also that the circumstances are such that a reasonable person, in the plaintiff’s position, would be likely to suffer that degree of distress, i.e., that the circumstances are such that “ ‘a reasonable [person], normally constituted, would be unable to adequately cope with the mental stress engendered by the circumstances of the case.’ [Citation.].” (Molien, supra, 21 Cal.3d at p. 928.) Finally, the plaintiff must demonstrate that the circumstances that generated the serious emotional distress were proximately caused by the defendant’s negligent conduct.

*1025In my view, in applying these generally applicable principles in the context of toxic exposure, an appropriate threshold standard would require that, in order to be entitled to recover for emotional distress, a plaintiff establish not only that he or she in fact sustained serious emotional distress, but also that (1) the level of toxic substances to which he or she was exposed posed a significant risk that the plaintiff will develop the feared disease or illness (i.e., a risk that is sufficiently substantial that it would result in serious emotional distress in a reasonable, rather than an unusually sensitive, person), and (2) the defendant’s negligence substantially increased plaintiff’s risk of contracting the disease or illness (so that the plaintiff’s serious emotional distress is a condition for which the defendant appropriately should be held responsible.)

I note that we have affirmed the reliability of the “substantial” factor test as a means of establishing and delimiting liability in other contexts of tort law. For example, in Mitchell v. Gonzales (1991) 54 Cal.3d 1041, 1052 [1 Cal.Rptr.2d 913, 819 P.2d 872], in approving BAJI No. 3.76, employing the “substantial factor” test of causation in fact, we observed: “[T]he ‘substantial factor’ test,” developed by the Restatement Second of Torts, section 431, and incorporated in BAJI No. 3.76, “has been comparatively free of criticism and has even received praise. ‘As an instruction submitting the question of causation in fact to the jury in intelligible form, it appears impossible to improve on the Restatement’s “substantial factor [test.]” ’ [Citation.] It is ‘sufficiently intelligible to any layman to furnish an adequate guide to the jury, and it is neither possible nor desirable to reduce it to lower terms.’ ”

In sum, because the generally applicable tort principles have been fashioned so as to avoid imposition of unlimited or undue liability for emotional distress claims made by persons who physically have been endangered by a defendant’s negligent conduct, there is, in my opinion, no justification for the majority opinion’s holding saddling direct victims of toxic exposure with an additional and onerous “more likely than not” standard, a threshold that, as a practical matter, is likely to constitute a barrier barring recovery for even the most extreme and reasonably sustained emotional distress, in virtually all cases in which a disease possessing a lengthy latency period has not yet manifested itself.

Ill

In adopting a “more likely than not” standard as a severe limitation upon the right of toxic-tort victims to obtain compensation for the emotional distress they reasonably and foreseeably suffer as a result of concern for their health and safety, the majority opinion declines to follow a substantial *1026body of decisions from other jurisdictions that have addressed this very issue.

Numerous federal and out-of-state authorities recognize that the tort of negligent exposure to toxic substances gives rise to two completely distinct types of claims for compensatory damages: (1) one involving the increased risk of developing a disease in the future, and (2) the other, typified in the case before us, involving the present injury of emotional distress, engendered by the claimant’s knowledge that he or she has ingested a harmful substance (referred to as a claim premised upon “fear of cancer”). The United States Sixth Circuit Court of Appeals recently stated: “A real distinction can be drawn between the possibility of recovery for increased risk of cancer and that for increased fear of cancer .... [Fear of cancer] is a claimed present injury consisting of mental anxiety and distress over contracting cancer in the future, as opposed to increased risk of cancer, which is a potential physical predisposition of developing cancer in the future.” (Cantrell v. GAF Corp. (6th Cir. 1993) 999 F.2d. 1007, 1012.)

Almost without exception, courts have required, as a prerequisite to recovery on an “increased risk” claim, that the plaintiff establish “to a reasonable medical certainty”—or that it is “more likely than not”—that the plaintiff actually will develop the disease in the future. (See, e.g., Abuan v. General Electric Co. (9th Cir. 1993) 3 F.3d 329, 334; Sterling v. Velsicol Chemical Corp. (6th Cir. 1988) 855 F.2d 1188, 1204-1206; Dartez v. Fibreboard Corp. (5th Cir. 1985) 765 F.2d 456, 466.)

With respect to a claim for emotional distress involving fear of cancer, however, the majority of jurisdictions and legal commentators recognize that a “more likely than not” threshold standard is not applicable; rather, a plaintiff’s likelihood of actually developing the feared disease simply is one relevant factor in assessing the reasonableness of his or her claim. (See Cantrell v. GAF Corp., supra, 999 F.2d at p. 1012; Sterling v. Velsicol Chemical Corp., supra, 855 F.2d 1188; Dartez v. Fibreboard Corp., supra, 765 F.2d at p. 468; Hagerty v. L & L Marine Services, Inc. (5th Cir. 1986) 788 F.2d 315, 318, mod. on denial of rehg. en banc, (1986) 797 F.2d 256; Merry v. Westinghouse Electric Corp. (M.D. Pa. 1988) 684 F.Supp. 847, 852; Lavelle v. Owens-Coming Fiberglas Corp. (1987) 30 Ohio Misc.2d 11 [507 N.E.2d 476]; see also In re Moorenovich (D.Me. 1986) 634 F.Supp. 634.)

This now well-accepted principle was stated in Sterling v. Velsicol Chemical Corp., supra, 855 F.2d at page 1206, as follows: “While there must be a reasonable connection between the injured plaintiff’s mental anguish and the *1027prediction of a future disease, the central focus of a court’s inquiry in such a case is not on the underlying odds that the future disease will in fact materialize. To this extent, mental anguish resulting from the chance that an existing injury will lead to the materialization of a future disease may be an element of recovery even though the underlying future prospect for susceptibility to a future disease is not, in and of itself, compensable inasmusch as it is not sufficiently likely to occur.” (Italics added.)

Following an extensive review of decisions in other jurisdictions, the authors Schwartzbauer and Shindell, in Cancer and the Adjudicative Process: The Interface of Environmental Protection and Toxic Tort Law (1988) 14 Am.J.L. & Med. 1, conclude at page 43: “If the anxiety is both genuine and non-trivial, a plaintiff ought not be denied a recovery merely because the chance that the future consequence will develop is forty-nine percent rather than fifty-one percent. The ‘more-likely-than not’ test is used to determine whether to compensate for the future consequence itself; not for the present fear of such a future consequence.” (Italics added.)

IV

The majority’s creation of a novel, unrealistically high threshold standard for recovery for serious emotional distress, reasonably and foreseeably suffered by plaintiffs as the result of Firestone’s negligent contamination of their well water, constitutes an unwarranted deviation from tort principles well established under the decisional law of California and other jurisdictions. In my view, this deviation is directly contrary to, rather than in furtherance of, established public policy in the area of toxic exposure.

Accordingly, I would affirm the trial court’s award of emotional distress damages in favor of plaintiffs.

5.1.3.2 Macy's California, Inc. v. Superior Court 5.1.3.2 Macy's California, Inc. v. Superior Court

[No. A071386.

First Dist., Div. Three.

Dec. 26, 1995.]

MACY'S CALIFORNIA, INC., Petitioner, v. THE SUPERIOR COURT OF SOLANO COUNTY, Respondent; CATHERINE JENAE TUSSY-GARBER et al., Real Parties in Interest.

*746Counsel

Colman, Marcus & Meshot, Peter A. Meshot and Paul A. Pereira for Petitioner.

No appearance for Respondent.

Birnberg & Associates, Cory A. Birnberg and Thomas B. Gill for Real Parties in Interest.

Opinion

CHIN, P. J.

Catherine Jenae Tussy-Garber (Tussy-Garber) allegedly pricked her finger on a hypodermic needle in the pocket of a jacket that had been returned to Macy’s California, Inc. (Macy’s), by another customer. Tussy-Garber is now suing Macy’s for negligence, asserting a right to emotional distress damages because she fears contracting acquired immune deficiency syndrome (AIDS)1 or another serious or lethal disease. Macy’s challenges availability of emotional distress damages for fear of disease *747where no physical harm has been shown. We conclude that the superior court erred in concluding that a needle stick, without more, entitled Tussy-Garber to seek emotional distress damages.

Facts and Procedures

According to her declaration, on February 10, 1993, while trying on a “jean jacket” at a Macy’s store in Fairfield, Tussy-Garber placed her hand in one of the pockets and pricked her finger on a hypodermic needle. The pocket contained two hypodermic needles, a knife and a metal pipe possibly used for ingesting cocaine. Tussy-Garber promptly sought hepatitis treatment and testing for the HIV. She admits that she has nevef tested positive for HIV and would stand only a 1 in 200,000 chance of contracting the virus from the needle if it was contaminated. She concedes that she has had no contact with hepatitis A or hepatitis C and, as of May 1995, had no infection related to hepatitis B. According to Tussy-Garber, Macy’s refused to help her find the person who returned the jacket so that she could find out if the person had AIDS and refused to assist her in having the needle tested. She claims also that Macy’s refused to pay for treatment required because of the incident.

In response to interrogatories, Tussy-Garber described her emotional injuries: “I can’t sleep at night. I have panic attacks. I cry all of the time. I am very sharp with my family. I worry constantly about putting my family through a terrible ordeal and what they may experience by being related to a victim of HIV. I experience nightsweats and nightmares concerning my future and the future of my family. If I dwell on the situation, I throw up. I get very angry about being victimized. I focus on this situation so often that I am unable to give adequate attention to my children. I feel helpless. I went through a period of deep mourning.” She also described physical injuries, including aches and pains, diarrhea, uncontrolled weight loss and weight gain, tiredness, rapid aging and tumors on her liver.

On February 8, 1994, Tussy-Garber and her husband filed an action against Macy’s for negligence, negligent infliction of emotional distress and loss of consortium. Macy’s moved for summary adjudication to bar recovery for emotional distress arising out of Tussy-Garber’s fear of contracting AIDS or another infectious disease. For purposes of summary adjudication, *748Macy’s stipulated that Tussy-Garber was actually pricked by a hypodermic syringe as alleged in the complaint. After hearing, the court denied summary adjudication, finding that because Tussy-Garber was “within the area of physical risk and . . . actually sustained a physical impact” she could recover for any proven psychological reactions which “as a matter of reasonable foreseeability, result from the episode as a whole.” This petition followed.

Emotional Distress Damages

Although Tussy-Garber has stated two “causes of action” for negligent infliction of emotional distress, negligently causing emotional distress “ ‘. . . is not an independent tort but the tort of negligence . . . .’ [Citation.] ‘The traditional elements of duty, breach of duty, causation, and damages apply. [H Whether a defendant owes a duty of care is a question of law. Its existence depends upon the foreseeability of the risk and upon a weighing of policy considerations for and against imposition of liability.’ [Citation.]” (Marlene F. v. Affiliated Psychiatric Medical Clinic, Inc. (1989) 48 Cal.3d 583, 588 [257 Cal.Rptr. 98, 770 P.2d 278].)2

“Damages for serious mental suffering may now be recovered in the absence of either physical injury or impact. [Citation.] This was the holding in Molien v. Kaiser Foundation Hospitals (1980) 27 Cal.3d 916 [167 Cal.Rptr. 831, 616 P.2d 813, 16 A.L.R.4th 518], wherein a husband and wife experienced anxiety, suspicion and hostility after the defendant misdiagnosed the wife as having a sexually transmitted disease. The Supreme Court departed from the traditional rule that physical impact or injury is a prerequisite to recovery of emotional distress damages. [Citations.] ... [^Q In addition . . . requiring intentional wrongdoing or bad faith, has not been considered a prerequisite to recovery by the Supreme Court in negligent infliction of emotional distress claims.” (Pleasant v. Celli (1993) 18 Cal.App.4th 841, 851 [22 Cal.Rptr.2d 663], disapproved on other grounds in Adams v. Paul (1995) 11 Cal.4th 583, 591, fn. 4 [46 Cal.Rptr.2d 594, 904 P.2d 1205].)

*749“To determine liability for negligent infliction of emotional distress in any given case . . . several factors should be considered to ascertain whether the defendant has breached a duty of care. Whether a defendant owes a duty of care is a question of law. [Citations.]” (18 Cal.App.4th at p. 852.) The pertinent factors to consider include those articulated in Rowland v. Christian (1968) 69 Cal.2d 108, 113 [70 Cal.Rptr. 97, 443 P.2d 561, 32 A.L.R.3d 496]: “the foreseeability of harm to the plaintiff, the degree of certainty that the plaintiff suffered injury, the closeness of the connection between the defendant’s conduct and the injury suffered, the moral blame attached to the defendant’s conduct, the policy of preventing future harm, the extent of the burden to the defendant and consequences to the community of imposing a duty to exercise care with resulting liability for breach, and the availability, cost, and prevalence of insurance for the risk involved.” (Christensen v. Superior Court (1991) 54 Cal.3d 868, 885-886 [2 Cal.Rptr.2d 79, 820 P.2d 181]; Thompson v. County of Alameda (1980) 27 Cal.3d 741, 750 [167 Cal.Rptr. 70, 614 P.2d 728, 12 A.L.R.4th 701]; Pleasant v. Celli, supra, 18 Cal.App.4th at p. 852.)

The Potter Decision

In Potter v. Firestone Tire & Rubber Co. (1993) 6 Cal.4th 965 [25 Cal.Rptr.2d 550, 863 P.2d 795] (Potter), the California Supreme Court weighed the policy considerations involved in imposing liability for emotional distress damages for fear of cancer and severely restricted the circumstances justifying such damages. Plaintiffs in Potter were landowners living adjacent to a landfill where Firestone disposed of toxic wastes. None of the landowners suffered from cancer or precancerous conditions, but each faced “an enhanced but unquantified risk of developing cancer in the future due to the exposure” because of toxic chemicals in their domestic water wells. (Id., at p. 975.)

Addressing the “negligence: fear of cancer” issue, Potter first considered whether parasitic damages were available for emotional distress. “[I]t is settled in California that in ordinary negligence actions for physical injury, recovery for emotional distress caused by that injury is available as an item of parasitic damages. [Citations.] Where a plaintiff can demonstrate a physical injury caused by the defendant’s negligence, anxiety specifically due to a reasonable fear of a future harm attributable to the injury may also constitute a proper element of damages. [Citation.]” (6 Cal.4th at p. 981.) Potter acknowledged decisions in other jurisdictions allowing parasitic damages for emotional distress engendered by a fear of developing cancer where one plaintiff had been burned by X-ray treatments, another had received a traumatic breast injury and a third was likely to develop sarcoma from a bum *750wound. Potter also noted a split of authority in other jurisdictions over whether parasitic damages were available where plaintiffs could show immune system impairment and cellular damage. (Id., at pp. 981-983.) Based on its record, however, the Potter court could find no physical injury, cellular damage or immune system impairment on which to base parasitic damages. It therefore did not resolve the legal issue of whether such damages would be available. (Id., at pp. 983-984.)

Potter next addressed the question of whether the absence of a present physical injury would preclude recovery for emotional distress engendered by fear of cancer. The court reaffirmed the general principle that there is “no duty to avoid negligently causing emotional distress to another, and that damages for emotional distress are recoverable only if the defendant has breached some other duty to the plaintiff.” (6 Cal.4th at p. 984.) Potter then rejected a request to impose a requirement of present physical injury, a requirement discarded more than a decade earlier. (Id., at pp. 985-988.) Potter did, however, state a requirement that “in the absence of a present physical injury or illness, damages for fear of cancer may be recovered only if the plaintiff pleads and proves that (1) as a result of the defendant’s negligent breach of a duty owed to the plaintiff, the plaintiff is exposed to a toxic substance which threatens cancer; and (2) the plaintiff’s fear stems from a knowledge, corroborated by reliable medical or scientific opinion, that it is more likely than not that the plaintiff will develop the cancer in the future due to the toxic exposure. Under this rule, a plaintiff must do more than simply establish knowledge of a toxic ingestion or exposure and a significant increased risk of cancer. The plaintiff must further show that based upon reliable medical or scientific opinion, the plaintiff harbors a serious fear that the toxic ingestion or exposure was of such magnitude and proportion as to likely result in the feared cancer.” (Id., at p. 997.)

Extension of Potter to AIDS/HIV

Two California Court of Appeal opinions have applied to fear of AIDS/ HIV infection Potter's “more likely than not” requirement, which was developed in the fear of cancer context. In Herbert v. Regents of University of California (1994) 26 Cal.App.4th 782 [31 Cal.Rptr.2d 709] (Herbert), a three-year-old stuck himself with a needle he found on the floor of a medical center room that had been used the previous day for an AIDS clinic. His mother sued as both a direct victim and as a bystander, seeking to recover for her fear that her child would contract AIDS. Herbert rejected the mother’s attempt to bring her case within Potter's “despicable conduct exception” and her attempt to distinguish dumping toxic wastes in the water supply from leaving contaminated needles where a child could get at them. *751 Herbert affirmed summary judgment in favor of the Regents based upon undisputed evidence that the risk the boy would contract HIV was about one-half of 1 percent, assuming the needle was contaminated. (Id., at pp. 784-788.)

The plaintiff in Kerins v. Hartley (1994) 27 Cal.App.4th 1062 [33 Cal.Rptr.2d 172] (Kerins), sued medical partnerships and individual partners when, 17 months after her surgery, she learned that her surgeon had tested positive for HIV at around the time of the surgery. Kerins first concluded the surgeon had not breached a legal duty to plaintiff either by the manner in which he conducted surgery or by failing to advise her of his HIV seropositivity. The court then assumed, for purposes of argument, breach of a duty to disclose, and addressed the Potter more likely than not standard. (Id., at p. 1072.)

Kerins examined the Potter court’s articulated policy concerns: (1) nearly everyone could reasonably fear cancer from exposure to or ingestion of carcinogenic substances. Claims would proliferate absent meaningful restrictions, compromising the availability or insurance for toxic liability risks; (2) unrestricted liability for fear of cancer would diminish availability of new, beneficial prescription drugs or increase their price beyond the reach of those who need them most; (3) recovery by those who fear disease would shift available funds of the defendants and insurers away from those who actually suffer from the diseases; (4) imposing a more likely than not requirement would establish a definite and predictable threshold, leading to more consistent results and early resolution or settlement of claims. Kerins concluded that all these concerns applied with equal force in the fear of AIDS context. Applying the more likely than not standard, Kerins sustained summary judgment for the defendants. (27 Cal.App.4th at pp. 1073-1074.)

Contentions

Macy’s contends that in order to qualify as a “physical injury” and avoid the more likely than not requirement of Potter, the injury must be more than a mere needle stick. In a fear of AIDS/HIV case, plaintiff must either test positive for HIV or exhibit symptoms of the actual onset of the disease. Macy’s contends that Herbert and Kerins recognized this when they applied Potter where a boy was scraped by a hypodermic needle and where surgery was performed on a plaintiff. These two courts impliedly found that neither physical invasion constituted the kind of physical injury necessary to bypass the Potter requirements.

Macy’s also argues that, as a matter of law, Tussy-Garber’s fear of AIDS/HIV was unreasonable.

*752Tussy-Garber insists that neither Potter, Herbert nor Kerins applies because her needle stick was a direct physical injury. She contends that under well-established negligence law she is entitled to recover for the emotional distress and mental suffering accompanying her physical injury. Neither the Potter plaintiffs nor Kerins alleged a physical injury and in Herbert plaintiff was the mother, not the boy stuck by the needle. Tussy-Garber seeks to distinguish AIDS/HIV from cancer by asserting that we are all exposed to carcinogens every day, whereas AIDS can be avoided “without great effort.” She also notes that AIDS is inevitably fatal, while cancer is sometimes curable. She examines the policy considerations noted by the Potter court and reaches the opposite conclusion from Kerins.

Tussy-Garber contends that the jury should decide whether her fears were reasonable.

Parasitic Recovery

The issue left open by Potter and not specifically addressed by Herbert or Kerins is what degree of physical injury is required for parasitic recovery of emotional distress damages for fear of disease without plaintiff meeting the strict requirements of Potter. Is a mere needle stick enough, as claimed by Tussy-Garber? Is some level of bodily harm, such as symptoms of disease or a positive test for HIV required, as Macy’s asserts?

“At the common law the duty to avoid the negligent infliction of mental or emotional distress on others was not generally actionable unless it was accompanied by a physical injury or was parasitic to a recognized cause of action.” (Andalon v. Superior Court (1984) 162 Cal.App.3d 600, 606 [208 Cal.Rptr. 899], citing Dillon v. Legg (1968) 68 Cal.2d 728, 733-739 [69 Cal.Rptr. 72, 441 P.2d 912].) “Initially ... in negligence cases the right to recover for emotional distress had been limited to circumstances in which the victim was himself injured and emotional distress was a ‘parasitic’ item of damages, or if a plaintiff who had been in the ‘zone of danger’ did not suffer injury from impact, but did suffer physical injury as a result of the emotional trauma. [Citations.]” (Thing v. La Chusa, supra, 48 Cal.3d 644, 651.)

Crisci v. Security Ins. Co. (1967) 66 Cal.2d 425 [58 Cal.Rptr. 13, 426 P.2d 173], the first decision cited in Potter's discussion of “parasitic recovery,” carried emotional distress damages a step further. In Crisci, an insurer’s refusal to settle caused the insured to lose money and an interest in property and to suffer mental distress. Crisci held that the insured could recover for mental distress: “No substantial reason exists to distinguish the cases which *753have permitted recovery for mental distress in actions for invasion of property rights. The principal reason for limiting recovery of damages for mental distress is that to permit recovery of such damages would open the door to fictitious claims, to recovery for mere bad manners, and to litigation in the field of trivialities. [Citation.] Obviously, where, as here, the claim is actionable and has resulted in substantial damages apart from those due to mental distress, the danger of fictitious claims is reduced, and we are not concerned with mere bad manners or trivialities but tortious conduct resulting in substantial invasions of clearly protected interests.” (Id., at p. 434, fn. omitted.)

By the time of Merenda, supra, 3 Cal.App.4th 1, Potter's second parasitic recovery citation, the California Supreme Court, in Molien v. Kaiser Foundation Hospitals, supra, 27 Cal.3d 916, had formally “abandoned the rule requiring physical impact or physical injury as a predicate for recovery for emotional distress caused by mere negligence.” (Merenda, supra, at p. 7.) However, in spite of Crisci's broad language, emotional distress damages did not then become recoverable in connection with every established tort. “Where the interest invaded does not naturally entail significant emotional distress, and where precedent has not established the availability of damages for consequential emotional distress, the matter must be resolved as a question of policy.” (Id., at p. 8.)

Merenda involved emotional distress damages for attorney malpractice. The complaint there alleged that attorney malpractice had caused plaintiff’s sexual assault claim to be discharged in bankruptcy. (3 Cal.App.4th at p. 5.) Merenda distinguished legal malpractice, where the plaintiff’s interest typically is economic, from torts traditionally associated with emotional distress. “Pain and suffering is the natural concomitant of a personal injury. [Citation.] ‘[I]n the case of many torts, such as assault, battery, false imprisonment, and defamation, mental suffering will frequently constitute the principal element of damages.’ [Citations.] Molien, supra, 27 Cal.3d 916, found sufficient assurance of the validity of a claim of emotional distress in the nature of the cause of action for negligent misdiagnosis, predicated as it was upon a false imputation of syphilis, which by statute constitutes slander per se, an intentional tort. [Citation.] In torts involving extreme and outrageous intentional invasions of mental and emotional tranquillity, the outrageous conduct affords the necessary assurance of the validity of the claim. [Citation.] Recovery also has been sanctioned for emotional distress which could be said naturally to ensue from an act which invaded an interest protected by an established tort. [Citations.] [<]{] A close adherence to the precedents *754provides the only reliable ground upon which to sanction recovery for emotional distress.” (Merenda, supra, 3 Cal.App.4th at pp. 8-9.)3

Precedent runs against recovery for emotional distress in connection with actions alleging economic damage, such as attorney malpractice actions. Precedent favors recovery, however, in medical malpractice cases and other cases involving personal injuries. (See Bro v. Glaser (1994) 22 Cal.App.4th 1398, 1420-1431 [27 Cal.Rptr.2d 894], analyzing post-Molten decisions.) None of these decisions addressed the issue we face—the threshold for a personal injury which, under Potter, would sustain parasitic damages for emotional distress.

Duarte v. Zachariah (1994) 22 Cal.App.4th 1652, 1661-1663 [28 Cal.Rptr.2d 88], in a different context concluded that personal injury required “harm” in the sense of detrimental physical changes to the body. Evidence in Duarte was sufficient to support an inference that bone marrow damage was caused by a mistaken overdose during chemotherapy. (Id., at p. 1655.) Duarte considered whether bone marrow injury was actionable regardless of whether it could be shown to have caused a recurrence of cancer. The court concluded that such injury could qualify as “injuring the person” within the meaning of Civil Code section 17084 even without an invasion of the legally protected interest in bodily security. “[A] cause of action in negligence requires ‘harm’ in the sense of detrimental physical changes to the body and we read that to be the meaning of ‘injuring the person’ in section 1708. £^D Some causes of action permit recovery of nominal damages, even though no ‘harm’ has been caused by tortious conduct. However, ‘actual damage’ in the sense of ‘harm’ is necessary to a cause of action in negligence; nominal damages are not awarded.” (22 Cal.App.4th at pp. 1661-1662.) Duarte concluded that damage to the immune system could be considered harm. (Id., at p. 1663.) Duarte stated, however, that it meant to imply no view on whether immune system damage would satisfy the Potter court’s requirement of “personal injury to support parasitic damages for fear of the occurrence of a correlated cancer.” (Id., at p. 1663, fn. 6.)

We agree with Duarte’s analysis of the requirements for personal injury as the terminology is used in Civil Code section 1708. Actual damage in the *755sense of harm or detrimental change to the body is required. Unlike Duarte, however, we have occasion also to decide whether this is the meaning Potter intended in its discussion of parasitic recovery.5

Potter’s discussion of parasitic recovery case law conveniently divides into two parts: (1) cases from other jurisdictions involving serious physical injuries, and (2) differing conclusions from other jurisdictions over whether impairment of the immune system response and cellular damage constitute “physical injury.”

(1) Serious Physical Injuries

Potter noted that other jurisdictions have allowed parasitic recovery for fear of cancer in connection with serious physical injuries. Potter cited three examples: (a) a plaintiff who feared cancer after being negligently burned during X-ray treatments (Ferrara v. Galluchio (1958) 5 N.Y.2d 16, 21-22 [176 N.Y.S.2d 996, 1000, 152 N.E.2d 249, 71 A.L.R.2d 331]), (b) a plaintiff who, because of traumatic breast injury, feared breast cancer (Dempsey v. Hartley (E.D.Pa. 1951) 94 F.Supp. 918, 920-921), and (c) a plaintiff who feared sarcoma would ensue from a bum wound (Alley v. Charlotte Pipe & Foundry Co. (1912) 159 N.C. 327 [74 S.E. 885]). (Potter, supra, 6 Cal.4th at p. 982.)

Although Potter did not specifically approve or adopt the reasoning of these cited authorities, its citation to these three cases strongly suggests agreement with the principle that emotional distress damages may be recovered in connection with serious physical injury.

(2) Impairment of the Immune System and Cellular Damage

Potter’s views about less visible injuries are not as clear. Potter concluded that it lacked “an appropriate factual record for resolving whether impairment to the immune response system or cellular damage constitutes a physical injury for which parasitic damages for emotional distress ought to be available.” (Potter, supra, 6 Cal.4th at pp. 984, fn. omitted.) Potter referred, however, to a split of authority from other jurisdictions over whether exposure to substances causing such injuries could support emotional distress damages. (Potter, supra, at pp. 982-983.)

The Potter plaintiffs had cited three toxic chemical decisions permitting proof of emotional distress damages, one involving chromosomal breakage *756and damage to the cardiovascular and immune system (Werlein v. United States (D.Minn. 1990) 746 F.Supp. 887, 901, 906), another showing subcellular damage to the body’s organ systems and ability to fight disease (Anderson v. W.R. Grace & Co. (D.Mass. 1986) 628 F.Supp. 1219, 1226-1227), and a third claiming injury to the immune system (Barth v. Firestone Tire and Rubber Co. (N.D.Cal. 1987) 661 F.Supp. 193, 196). They also had cited a decision characterizing as a present physical injury chromosome damage caused by radioactive residues from a uranium milling facility. (Brafford v. Susquehanna Corp. (D.Colo. 1984) 586 F.Supp. 14,17-18.)

The Potter defendants had cited asbestos exposure decisions, one finding that the pleural thickening and pleural plaques caused by asbestos fibers in the lungs did not constitute physical injury for purposes of parasitic emotional distress damages (In re Hawaii Federal Asbestos Cases (D. Hawaii 1990) 734 F.Supp. 1563, 1569-1570), and two others finding that subclinical injuries such as pleural plaques and pleural scarring which do not cause functional impairment were not compensable (Schweitzer v. Consolidated Rail Corp. (3d Cir. 1985) 758 F.2d 936, 942; Owens-Illinois v. Armstrong (1991) 87 Md.App. 699 [591 A.2d 544, 560-561].)

Although Potter made no attempt to reconcile these two lines of cases, Duarte suggested that the Potter plaintiffs’ cited cases could be distinguished from the asbestos cases on the ground that each of plaintiffs’ cases involved proof or allegations of harm to the immune system or other body system, whereas the experts considered pleural changes caused by asbestos fibers to be harmless. (Duarte v. Zachariah, supra, 22 Cal.App.4th at p. 1662, & fn. 5.)

We need not resolve the issues of whether and when subcellular damage constitutes “harm.” Both the asbestos decisions and the toxic chemical decisions cited by Potter agreed that physical injury for purposes of parasitic emotional distress damages required actual harm. The question before us is whether a routine needle stick constitutes harm for purposes of parasitic damages. We conclude it does not. In a routine needle stick, harm, if it occurs, takes place when a hazardous foreign substance, introduced to the body through the needle, causes detrimental change to the body. Only if the plaintiff proves detrimental change to the body may he or she recover parasitic emotional distress damages. Without such proof, the plaintiff must satisfy Potter's more likely than not test.

Tussy-Garber directs our attention to opinions from other jurisdictions permitting emotional distress damages for fear of AIDS and asks us to distinguish fear of AIDS from fear of cancer, making Potter inapplicable. *757We see no reason to retill the ground plowed by Kerins. In its first incarnation, without benefit of Potter, Kerins rejected the approach of several other jurisdictions and followed Faya v. Almaraz, supra, 329 Md. 435 [620 A.2d 327], which allowed recovery for fear of AIDS during the period after a patient learned of her surgeon’s seropositivity and before she received her own negative HIV test results. After the Supreme Court granted review and retransferred the case for reconsideration, Kerins reversed itself and held that the Potter standards applied to AIDS/HIV and were not met. (Kerins, supra, 27 Cal.App.4th at pp. 1066-1067, 1073-1074.) Although we might quibble with Kerins’s statement that “[a]ll of the policy concerns expressed in Potter apply with equal force in the fear of AIDS context” (id., at p. 1074), we agree that the more likely than not threshold to emotional distress is appropriate for negligent exposure to HIV or AIDS in the absence of physical injury.6

Conclusion

The superior court denied summary adjudication because it found that Tussy-Garber was in the “area of physical risk” and it considered the needle stick a “physical impact” sufficient to allow recovery for foreseeable psychological reactions. As discussed above, the issue is not whether the plaintiff was in the area of physical risk or sustained a physical impact. For parasitic recovery of emotional distress damages, plaintiff must have sustained physical injury, meaning detrimental change to the body.

Macy’s had the burden of proof on its motion, which it satisfied by presenting evidence that Tussy-Garber never tested positive for HIV, had no contact with hepatitis A or C, and was not infected with hepatitis B, and that the chance of contracting HIV from a needle stick, assuming a contaminated needle, was 1 in approximately 200,000. Tussy-Garber disputed none of Macy’s evidence and presented no evidence of other physical harm caused by the needle stick. Based upon the evidence presented, Tussy-Garber could meet neither the Potter “more likely than not” test, nor the requirement of a physical injury for purposes of parasitic recovery of emotional distress damages. Only by applying the wrong legal standard could the court have denied Macy’s motion.

Let a peremptory writ of mandate issue directing the Solano County Superior Court to vacate its order denying summary adjudication and to *758enter a new order granting Macy’s motion to bar recovery for emotional distress.

Corrigan, J., and Parrilli, J., concurred.

The petition of real parties in interest for review by the Supreme Court was denied April 18, 1996. Chin, J., did not participate therein. Mosk, J., was of the opinion that the petition should be granted.

5.2 Defenses to a Prima Facie Case 5.2 Defenses to a Prima Facie Case

5.2.1 Contributory and Comparative Fault 5.2.1 Contributory and Comparative Fault

5.2.1.1 Nga Li v. Yellow Cab Co. ("The Early Comparative Negligence Case") 5.2.1.1 Nga Li v. Yellow Cab Co. ("The Early Comparative Negligence Case")

This case is unlike many other cases in this casebook, because it uses an ordinary fact pattern as a jumping off point to radically revise the law. What is the doctrine of contributory negligence, and how does the court change it? What issues does it foresee arising from that change? 

[L.A. No. 30277.

In Bank.

Mar. 31, 1975.]

NGA LI, Plaintiff and Appellant, v. YELLOW CAB COMPANY OF CALIFORNIA et al., Defendants and Respondents.

*807Counsel

Hall, Moore & Norkin and Joseph E. Hall for Plaintiff and Appellant.

Mestad & Sanborn, John B. Mestad, Robert E. Cartwright, Edward I. Pollock, William H. Lally, Stephen I. Zetterberg, Robert G. Beloud, *808David B. Baum and Leonard Sacks as Amici Curiae on behalf of Plaintiff and Appellant.

Hagenbaugh & Murphy, Herbert. F. Blanck and William D. Stewart for Defendants and Respondents.

Ives, Kirwan & Dibble, Martin J. Kirwan, Robert A. Seligson, Gilbert, Kelly, Crowley & Jennett, Roger E. Kelly, Ellis J. Horvitz and Arthur E. Schwimmer as Amici Curiae on behalf of Defendants and Respondents.

Opinion

SULLIVAN, J.

this case we address the grave and recurrent question whether we should judicially declare no longer applicable in California courts the doctrine of contributory negligence, which bars all recovery when the plaintiff’s negligent conduct has contributed as a legal cause in any degree to the harm suffered by him, and hold that it must give way to a system of comparative negligence, which assesses liability in direct proportion to fault. As we explain in detail infra, we conclude that we should. In the course of reaching our ultimate decision we conclude that: (1) The doctrine of comparative negligence is preferable to the “all-or-nothing” doctrine of contributory negligence from the point of view of logic, practical experience, and fundamental justice; (2) judicial action in this area is not precluded by the presence of section 1714 of the Civil Code, which has been said to “codify” the “all- or-nothing” rule and to render it immune from attack in the courts except on constitutional grounds; (3) given the possibility of judicial action, certain practical difficulties attendant upon the adoption of comparative negligence should not dissuade us from charting a new course—leaving the resolution of some of these problems to future judicial or legislative action; (4) the doctrine of comparative negligence should be applied in this state in its so-called “pure” form under which the assessment of liability in proportion to fault proceeds in spite of the fact that the plaintiff is equally at fault as or more at fault than the defendant; and finally (5) this new rule should be given a limited retrospective application.

The accident here in question occurred near the intersection of Alvarado Street and Third Street in Los Angeles. At this intersection *809Third Street runs in a generally east-west direction along the crest of a hill, and Alvarado Street, running generally north and south, rises gently to the crest from either direction. At approximately 9 p.m. on November 21, 1968, plaintiff Nga Li was proceeding northbound on Alvarado in her 1967 Oldsmobile. She was in the inside lane, and about 70 feet before she reached the Third Street intersection she stopped and then began a left turn across the three southbound lanes of Alvarado, intending to enter the driveway of a service station. At this time defendant Robert Phillips, an employee of defendant Yellow Cab Company, was driving a company-owned taxicab southbound in the middle lane on Alvarado. He came over the crest of the hill, passed through the intersection, and collided with the right rear portion of plaintiff’s automobile, resulting in personal injuries to plaintiff as well as considerable damage to the automobile.

The court, sitting without a jury, found as facts that defendant Phillips was traveling at approximately 30 miles per hour when he entered the intersection, that such speed was unsafe at that time and place, and that the traffic light controlling southbound traffic at the intersection was yellow when defendant Phillips drove into the intersection. It also found, however, that plaintiff’s left turn across the southbound lanes of Alvarado “was made at a time when a vehicle was approaching from the opposite direction so close as to constitute an immediate hazard.” The dispositive conclusion of law was as follows: “That the driving of Nga Li was negligent, that such negligence was a proximate cause of the collision, and that she is barred from recovery by reason of such contributory negligence.” Judgment for defendants was entered accordingly.

I

“Contributory negligence is conduct on the part of the plaintiff which falls below the standard to which he should conform for his own protection, and which is a legally contributing cause cooperating with the negligence of the defendant in bringing about the plaintiff’s harm.” (Rest. 2d Torts, § 463.) Thus the American Law Institute, in its second restatement of the law, describes the kind of conduct on the part of one seeking recovery for damage caused by negligence which renders him subject to the doctrine of contributory negligence. What the effect of such conduct will be is left to a further section, which states the doctrine in its clearest essence: “Except where the defendant has the last clear chance, the plaintiff’s contributory negligence bars recovery against a *810defendant whose negligent conduct would otherwise make him liable to the plaintiff for the harm sustained by him.” (Rest. 2d Torts, § 467.) (Italics added.)

This rule, rooted in the long-standing principle that one should not recover from another for damages brought upon oneself (see Baltimore & P.R. Co. v. Jones (1877) 95 U.S. 439, 442 [24 L.Ed. 506, 507]; Buckley v. Chadwick (1955) 45 Cal.2d 183, 192 [288 P.2d 12, 289 P.2d 242]), has been the law of this state from its beginning. (See Innis v. The Steamer Senator (1851) 1 Cal. 459, 460-461; Griswold v. Sharpe (1852) 2 Cal. 17, 23-24; Richmond v. Sacramento Valley Railroad Company (1861) 18 Cal. 351, 356-358; Gay v. Winter (1867) 34 Cal. 153, 162-163; Needham v. S. F. &S.J. R. Co. (1869) 37 Cal. 409, 417-423.) Although criticized almost from the outset for the harshness of its operation, it has weathered numerous attacks, in both the legislative1 and the judicial2 arenas, seeking its amelioration or repudiation. We have undertaken a thorough reexamination of the matter, giving particular attention to the common law and statutory sources of the subject doctrine in this state. As we have indicated, this reexamination leads us to the conclusion that the “all-or-nothing” rule of contributory negligence can be and ought to be superseded by a rule which assesses liability in proportion to fault.

It is unnecessary for us to catalogue the enormous amount of critical comment that has been directed over the years against the “all- or-nothing” approach of the doctrine of contributory negligence. The essence of that criticism has been constant and clear: the doctrine is inequitable in its operation because it fails to distribute responsibility in proportion to fault.3 Against this have been raised several arguments in *811justification, but none have proved even remotely adequate to the task.4 The basic objection to the doctrine—grounded in the primal concept that in a system in which liability is based on fault, the extent of fault should govern the extent of liability—remains irresistible to reason and all intelligent notions of fairness.

Furthermore, practical experience with the application by juries of the doctrine of contributory negligence has added its weight to analyses of its inherent shortcomings: “Every trial lawyer is well aware that juries often do in fact allow recovery in cases of contributory negligence, and that the compromise in the jury room does result in some diminution of the damages because of the plaintiff’s fault. But the process is at best a haphazard and most unsatisfactory one.” (Prosser, Comparative Negligence, supra, p. 4; fn. omitted.) (See also Prosser, Torts, supra, § 67, pp. 436-437; Comments of Malone and Wade in Comments on Maki v. *812 Frelk—Comparative v. Contributory Negligence: Should the Court or Legislature Decide? (1968) 21 Vand.L.Rev. 889, at pp. 934, 943; Ulman, A Judge Takes the Stand (1933) pp. 30-34; cf. Comment of Kalven, 21 Vand.L.Rev. 889, 901-904.) It is manifest that this state of affairs, viewed from the standpoint of the health and vitality of the legal process, can only detract from public confidence in the ability of law and legal institutions to assign liability on a just and consistent basis. (See Keeton, Creative Continuity in the Lmv of Torts (1962) 75 Harv.L.Rev. 463, 505; Comment of Keeton in Comments on Maki v. Frelk, supra, 21 Vand.L.Rev. 889, at p. 916;5 Note (1974) 21 U.C.L.A. L.Rev. 1566, 1596-1597.)

It is in view of these theoretical and practical considerations that to this date .25 states,6 have abrogated the “all-or-nothing” rule of contributory negligence and have enacted in its place general apportionment statutes calculated in one manner or another to assess liability in proportion to fault. In 1973 these states were joined by Florida, which effected the same result by judicial decision. (Hoffman v. Jones (Fla. 1973) 280 So.2d 431.) We are likewise persuaded that logic, practical experience, and fundamental justice counsel against the retention of the *813doctrine rendering contributory negligence a complete bar to recovery —and that it should be replaced in this state by a system under which liability for damage will be borne by those whose negligence caused it in direct proportion to their respective fault.6a

The foregoing conclusion, however, clearly takes us only part of the way. It is strenuously and ably urged by defendants and two of the amici curiae that whatever our views on the relative merits of contributory and comparative negligence, we are precluded from making those views the law of the state by judicial decision. Moreover, it is contended, even if we are not so precluded, there exist considerations of a practical nature "which should dissuade us from embarking upon the course which we have indicated. We proceed to take up these two objections in order.

II

It is urged that any change in the law of contributory negligence must be made by the Legislature, not by this court. Although the doctrine of contributory negligence is of judicial origin—its genesis being traditionally attributed to the opinion of Lord Ellenborough in Butterfield v. Forrester (K.B. 1809) 103 Eng. Rep. 926—the enactment of section 1714 of the Civil Code7 in 1872 codified the doctrine as it stood at that date and, the argument continues, rendered it invulnerable to attack in the courts except on constitutional grounds. Subsequent cases of this court, it is pointed out, have unanimously affirmed that—barring the appearance of some constitutional infirmity—the “all-or-nothing” rule is the law of this state and shall remain so until the Legislature directs otherwise. The fundamental constitutional doctrine of separation of powers, the argument concludes, requires judicial abstention.

We are further urged to observe that a basic distinction exists between the situation obtaining in Florida prior to the decision of that state’s Supreme Court abrogating the doctrine (Hoffman v. Jones, supra, 280 So.2d 431), and the situation now confronting this court. There, to be sure, the Florida court was also faced with a statute, and the dissenting justice considered that fact sufficient to bar judicial change of the rule. The statute there in question, however, merely declared that the general *814English common and statute law in effect on July 4, 1776, was to be in force in Florida except to the extent it was inconsistent with federal constitutional and statutory law and acts of the state legislature. (Fla. Stat., § 2.01, F.S.A.) The majority simply concluded that there was no clear-cut common law rule of contributory negligence prior to the 1809 Butterfield decision (Butterfield v. Forrester, supra, 103 Eng. Rep. 926), and that therefore that rule was not made a part of Florida law by the statute.8 (280 So.2d at pp. 434-435.) In the instant case, defendants and the amici curiae who support them point out, the situation is quite different: here the Legislature has specifically enacted the rule of contributory negligence as the law of this state. In these circumstances, it is urged, the doctrine of separation of powers requires that any change must come from the Legislature.

We have concluded that the foregoing argument, in spite of its superficial appeal, is fundamentally misguided. As we proceed to point out and elaborate below, it was not the intention of the Legislature in enacting section 1714 of the Civil Code, as well as other sections of that code declarative of the common law, to insulate the matters therein expressed from further judicial development; rather it was the intention of the Legislature to announce and formulate existing common law principles and definitions for purposes of orderly and concise presentation and with a distinct view toward continuing judicial evolution.

Before turning our attention to section 1714 itself we make some observations concerning the 1872 Civil Code as a whole. Professor Arvo Van Alstyne, in an excellent and instructive article entitled The California Civil Code which appears as the introductory commentary to West’s Annotated Civil Code (1954), has carefully and authoritatively traced the history and examined the development of this, the first code of substantive law to be adopted in this state. Based upon the ill-fated draft Civil Code prepared under the direction and through the effort of David Dudley Field for adoption in the state of New York, the California code found acceptance for reasons largely related to the temperament and needs of an emerging frontier society. “In the young and growing commonwealth of California, the basically practical views of Field commanded wider acceptance than the more theoretic and philosophic arguments of the jurists of the historic school. In 1872, the advantages of *815codification of the unwritten law, as well as of a systematic revision of statute law, loomed large, since that law, drawing heavily upon the judicial traditions of the older states of the Union, was still in a formative stage. The possibility of widely dispersed popular knowledge of basic legal concepts comported well with the individualistic attitudes of the early West.” (Van Alstyne, supra, p. 6.)

However, the extreme consciseness and brevity of expression which was characteristic of the 1872 code, although salutary from the point of view of popular access to basic legal concepts, early led to uncertainty and dispute as to whether it should be regarded as the exclusive or primary source of the law of private rights. Due largely to the influence of a series of articles on the subject by Professor John Norton Pomeroy, this problem of interpretation was soon resolved, and by 1920 this court was able to state with confidence: “The Civil Code was not designed to embody the whole law of private and civil relations, rights, and duties; it is incomplete and partial; and except in those instances where its language clearly and unequivocally discloses an intention to depart from, alter, or abrogate the common-law rule concerning a particular subject matter, a section of the code purporting to embody such doctrine or rule will be construed in light of common-law decisions on the same subject.” (Estate of Elizalde (1920) 182 Cal. 427, 433 [188 P. 560]; see also Van Alstyne, supra, pp. 29-35.)

In addition, the code itself provides explicit guidance as to how such construction shall proceed. “The rule of the common law, that statutes in derogation thereof are to be strictly construed, has no application to this Code. The Code establishes the law of this State respecting the subjects to which it relates, and its provisions are to be liberally construed with a view to effect its objects and to promote justice.” (Civ. Code (1872) § 4.) Also, “[t]he provisions of this Code, so far as they are substantially the same as existing statutes or the common law, must be construed as continuations thereof, and not as new enactments.” (Civ. Code 1872) § 5; italics added.) The effect of these sections was early expressed by us in In re Jessup (1889) 81 Cal. 408, 419 [21 P. 976, 22 P. 742, 1028], in the following terms: “[E]ven as to the code, ‘liberal construction’ does not mean enlargement or restriction of a plain provision of a written law. If a provision of the code is plain and unambiguous, it is the duty of the court to enforce it as it is written. If it is ambiguous or doubtful, or susceptible of different constructions or interpretations, then such liberality of construction is to be indulged in as, within the fair interpretation of its language, will effect its apparent object and promote justice.” (See also *816 Baxter v. Shanley-Furness Co. (1924) 193 Cal. 558, 560 [226 P. 391]; see generally 45 Cal.Jur.2d, Statutes, § 162, pp. 663-667.)

The foregoing view of the character, function, and proper mode of interpretation of the Civil Code has imbued it with admirable flexibility from the standpoint of adaptation to changing circumstances and conditions. As Professor Van Alstyne states the matter: “[The code’s] incompleteness, both in scope and in detail[,] have provided ample room for judicial development of important new systems of rules, frequently built upon Code foundations. In the field of torts, in particular, which the Civil Code touches upon only briefly and sporadically, the courts have been free from Code restraint in evolving the details of such currently vital rules as those pertaining to last clear chance; the right of privacy, res ipsa loquitur, unfair competition, and the ‘impact rule’ in personal injury cases .... [H] In short, the Civil Code has not, as its critics had predicted, restricted the orderly development of the law in its most rapidly changing areas along traditional patterns. That this is true is undoubtedly due in large measure to the generality of Code treatment of its subject matter, stress being placed upon basic principles rather than a large array of narrowly drawn rules. In addition, the acceptance of Professor Pomeroy’s concept of the Civil Code as a continuation of the common law created an atmosphere in which Code interpretation could more easily partake of common law elasticity.” (Van Alstyne, supra, pp. 36-37.)

It is with these general precepts in mind that we turn to a specific consideration of section 1714. That section, which we have already quoted in full (fn. 7, ante), provides in relevant part as follows: “Everyone is responsible, not only for the result of his willful acts, but also (or an injury occasioned to another by his want of ordinary care or skill in the management of his property or person, except so far as the latter has, willfully or by want of ordinary care, brought the injury upon himself. ” (Italics added.)

The present-day reader of the foregoing language is immediately struck by the fact that it seems to provide in specific terms for a rule of comparative rather than contributory negligence—i.e., for a rule whereby plaintiff’s recovery is to be diminished to the extent that his own actions have been responsible for his injuries. The use of the compound conjunction “except so far as”—rather than some other conjunction setting up a wholly disqualifying condition—clearly seems to indicate an intention on the part of the Legislature to adopt a system other than one wherein contributory fault on the part of the plaintiff would operate to *817 bar recovery.9 Thus it could be argued—as indeed it has been argued with great vigor by plaintiff and the amici curiae who support her position—that no change in the law is necessary in this case at all. Rather, it is asserted, all that is here required is a recognition by this court that section 1714 announced a rule of comparative negligence in this state in 1872 and a determination to brush aside all of the misguided decisions which have concluded otherwise up to the present day. (See also Bodwell, It’s Been Comparative Negligence For Seventy-Nine Years (1952) 27 L.A. Bar Bull. 247.)

Our consideration of this arresting contention—and indeed of the whole question of the true meaning and intent of section 1714—cannot proceed without reference to the Code Commissioners’ Note which appeared immediately following section 1714 in the 1872 code.10 That note provided in full as follows: “Code La., § 2295; Code Napoleon, § 1383; Austin vs. Hudson River R.R. Co., 25 N.Y., p. 334; Jones vs. Bird, 5 B. & Ald., p. 837; Dodd vs. Holmes, 1 Ad. & El., p. 493. This section modifies the law heretofore existing.—See 20 N.Y., p. 67; 10 M. & W., p. 546; 5 C. B. (N. S.), p. 573. This class of obligations imposed by law seems to be laid down in the case of Baxter vs. Roberts, July Term, 1872, Sup. Ct. Cal. Roberts employed Baxter to perform a service which he (Roberts) knew to be perilous, without giving Baxter any notice of its perilous character; Baxter was injured. Held: that Roberts was responsible in damages for the injury which Baxter sustained. (See facts of case.)” (1 Annot. Civ. Code (Haymond & Burch 1874 ed.) p. 519; italics added.)

Each of the parties and amici in this case has applied himself to the task of legal cryptography which the interpretation of this note involves. The variety of answers which has resulted is not surprising. We first address ourselves to the interpretation advanced by plaintiff and the amici curiae in support of her contention set forth above, that section 1714 in fact announced a rule of comparative rather than contributory negligence.

*818The portion of the note which is relevant to our inquiry extends from its beginning up to the series of three cases cited following the italicized sentence: “This section modifies the law heretofore existing. ” Plaintiff and her allies point out that the first authorities cited are two statutes from civil law jurisdictions, Louisiana and France; then comes the italicized sentence; finally there are cited three cases which state the common law of contributory negligence modified by the doctrine of last clear chance. The proper interpretation, they urge, is this: Civil law jurisdictions, they assert, uniformly apportion damages according to fault. The citation to statutes of such jurisdictions, followed by a sentence indicating that a change is intended, followed in turn by the citation of cases expressing the common law doctrine—these taken together, it is urged, support the clear language of section 1714 by indicating the rejection of the common law “all-or-nothing” rule and the adoption in its place of civil law principles of apportionment.

This argument fails to withstand close scrutiny. The civil law statutes cited in the note, like the common law cases cited immediately following them, deal not with “defenses” to negligence but with the basic concept of negligence itself.11 In fact the Code Commissioners’ Note to the parallel section of the Field draft cites the very same statutes and the very same cases in direct support of its statement of the basic rule.12 Moreover, in 1872, when section 1714 was enacted and the Code Commissioners’ Note, was written, neither France nor Louisiana applied concepts of comparative negligence. The notion of “faute commune” did not become firmly rooted in French law until 1879 and was not codified until 1915. (See Turk, Comparative Negligence on the March (1950) 28 Chi.-Kent L.Rev. 189, 239-240.) Louisiana, in spite of an 1825 statute *819which appeared to establish comparative negligence,13 firmly adhered to the “all-or-nothing” common law rule in 1872 and has done so ever since. (See Schwartz, supra, § 1.3, p. 10, fn. 76; Turk, supra, at pp. 318-326.) In fact, in 1872 there was no American jurisdiction applying concepts of true comparative negligence for general purposes,14 and the only European jurisdictions doing so were Austria and Portugal. (Turk, supra, at p. 241.) Among those jurisdictions applying such concepts in the limited area in which they have traditionally been applied, to wit, admiralty, was California itself: in section 973 of the very Civil Code which we are now considering (now Harb. & Nav. Code, § 292) apportionment was provided for when the negligence of the plaintiff was slight. Yet the Code Commissioners’ Note did not advert to this section.

In view of all of the foregoing we think that it would indeed be surprising if the 1872 Legislature, intending to accomplish the marked departure from common law which the adoption of comparative negligence would represent, should have chosen to do so in language which differed only slightly from that used in the Field draft to describe the common law rule. (See fn. 12, ante; see also Buckley v. Chadwick, supra, 45 Cal.2d 183, 192-193.) It would be even more surprising if the Code Commissioners, in stating the substance of the intended change, should fail to mention the law of any jurisdiction, American or foreign, which then espoused the new doctrine in any form, and should choose to cite in their note the very statutes and decisions which the New York Code Commissioners had cited in support of their statement of the common law rule. (See fn. 12, ante, and accompanying text.) It is in our view manifest that neither the Legislature nor the Code Commissioners harbored any such intention—and that the use of the words “except so far as” in section 1714 manifests an intention other than that of declaring comparative negligence the law of California in 1872.15

*820That intention, we have concluded, was simply to insure that the rule of contributory negligence, as applied in this state, would not be the harsh rule then applied in New York but would be mitigated by the doctrine of last clear chance. The New York rule, which did not incorporate the latter doctrine, had been given judicial expression several years before in the case of Johnson v. The Hudson River Railroad Company (1859) 20 N.Y. 65. It is apparent from the Code Commissioners’ Note that this rule was considered too harsh for adoption in California, and that the Legislature therefore determined to adopt a provision which would not have the effect of barring a negligent plaintiff from recovery without regard to the quantity or quality of his negligence.16

Turning to the text of the note, we observe that, as indicated above (fn. 11, ante, and accompanying text), the first group of citations, both statutory and decisional, deal with defining the basic concept of negligence and announcing a rule of recovery therefor. Then appears the sentence “This section modifies the law heretofore existing,” followed immediately by the citation of three cases. The first of these, as we have indicated, is Johnson v. The Hudson River Railroad Company, supra, 20 N.Y. 65; that case represented the strict New York rule of contributoiy negligence, derived directly from the 1809 Butterfield case, under which any negligence on the part of the plaintiff barred recovery; and it had been specifically cited for that proposition in the Field draft section 853. (See fn. 12, ante.) The second and third cases cited by the California commissioners were Davies v. Mann (1842) 10 M.&W. 546, and Tuff v. Warman (1858) 5 C.B. (N.S.) 573; these cases stated the emerging doctrine of last clear chance, which the English courts had begun to apply in order to ameliorate the harsh Butterfield rule. Interestingly, the last cited of these cases contains language which might well have been the source of the term “except so far as” which the California Legislature used to indicate its parting of the ways with the New York rule: “It appears to us that the proper question for the jury in this case, and indeed in all others of the like kind, is, whether the damage was occasioned entirely by the negligence or improper conduct of the defendant, or whether the plaintiff himself so far contributed to the *821misfortune by his own negligence or want of ordinary and common care and caution, that, but for such negligence or want of ordinary care and caution on his part, the misfortune would not have happened.” (Tuff v. Warman, supra, 5 C.B. (N.S.) 573, 585; italics added.)17

We think that the foregoing establishes conclusively that the intention of the Legislature in enacting section 1714 of the Civil Code was to state the basic rule of negligence together with the defense of contributory negligence modified, by the emerging doctrine of last clear chance. It remains to determine whether by so doing the Legislature intended to restrict the courts from further development of these concepts according to evolving standards of duty, causation, and liability.

This question must be answered in the negative. As we have explained above, the peculiar nature of the 1872 Civil Code as an avowed continuation of the common law has rendered it particularly flexible and adaptable in its response to changing circumstances and conditions. To reiterate the words of Professor Van Alstyne, “[the code’s] incompleteness, both in scope and detail[,] have provided ample room for judicial *822development of important new systems of rules, frequently built upon Code foundations.” (Van Alstyne, supra, at p. 36.) Section 1714 in particular has shown great adaptability in this respect. For example, the statute by its express language speaks of causation only in terms of actual cause or cause in fact (“Everyone is responsible ... for an injury occasioned to another by his want of ordinary care.”), but this has not prevented active judicial development of the twin concepts of proximate causation and duty of care. (See, e.g., Vesely v. Sager (1971) 5 Cal.3d 153, 158-167 [95 Cal.Rptr. 623, 486 P.2d 151]; Connor v. Great Western Sav. & Loan Assn. (1968) 69 Cal.2d 850, 865-868 [73 Cal.Rptr. 369, 447 P.2d 609, 39 A.L.R.3d 224]; Dillon v. Legg (1968) 68 Cal.2d 728, 739-748 [69 Cal.Rptr. 72, 441 P.2d 912, 29 A.L.R.3d 1316]; Stewart v. Cox (1961) 55 Cal.2d 857, 861-863 [13 Cal.Rptr. 521, 362 P.2d 345]; Biakanja v. Irving (1958) 49 Cal.2d 647 [320 P.2d 16, 65 A.L.R.2d 1358]; Richards v. Stanley (1954) 43 Cal.2d 60, 63-66 [271 P.2d 23].) Conversely, the presence of this statutory language has not hindered the development of rules which, in certain limited circumstances, permit a finding of liability in the absence of direct evidence establishing the defendant’s negligence as the actual cause of damage. (See Summers v. Tice (1948) 33 Cal.2d 80 [199 P.2d 1, 5 A.L.R.2d 91]; Ybarra v. Spangard (1944) 25 Cal.2d 486 [154 P.2d 687, 162 A.L.R. 1258].) By the same token we do not believe that the general language of section 1714 dealing with defensive considerations should be construed so as to stifle the orderly evolution of such considerations in light of emerging techniques and concepts. On the contrary we conclude that the rule of liberal construction made applicable to the code by its own terms (Civ. Code, § 4, discussed ante) together with the code’s peculiar character as a continuation of the common law (see Civ. Code, § 5, also discussed ante) permit if not require that section 1714 be interpreted so as to give dynamic expression to the fundamental precepts which it summarizes.

The aforementioned precepts are basically two. The first is that one whose negligence has caused damage to another should be liable therefor. The second is that one whose negligence has contributed to his own injury should not be permitted to cast the burden of liability upon another. The problem facing the Legislature in 1872 was how to accommodate these twin precepts in a manner consonant with the then progress of the common law and yet allow for the incorporation of future developments. The manner chosen sought to insure that the harsh accommodation wrought by the New York rule—i.e., barring recovery to one guilty of any negligence—would not take root in this state. Rather the Legislature wished to encourage a more humane rule—one holding out the hope of recovery to the negligent plaintiff in some circumstances.

*823The resources of the common law at that time (in 1872) did not include techniques for the apportionment of damages strictly according to fault—a fact which this court had lamented three years earlier (see fn. 17, ante). They did, however, include the nascent doctrine of last clear chance which, while it too was burdened by an “all-or-nothing” approach, at least to some extent avoided the often unconscionable results which could and did occur under the old rule precluding recovery when any negligence on the part of the plaintiff contributed in any degree to the harm suffered by him. Accordingly the Legislature sought to include the concept of last clear chance in its formulation of a rule of responsibility. We are convinced, however, as we have indicated, that in so doing the Legislature in no way intended to thwart future judicial progress toward the humane goal which it had embraced. Therefore, and for all of the foregoing reasons, we hold that section 1714 of the Civil Code was not intended to and does not preclude present judicial action in furtherance of the purposes underlying it.

Ill

We are thus brought to the second group of arguments which have been advanced by defendants and the amici curiae supporting their position. Generally speaking, such arguments expose considerations of a practical nature which, it is urged, counsel against the adoption of a rule of comparative negligence in this state even if such adoption is possible by judicial means.

The most serious of these considerations are those attendant upon the administration of a rule of comparative negligence in cases involving multiple parties. One such problem may arise when all responsible parties are not brought before the court: it may be difficult for the jury to evaluate relative negligence in such circumstances, and to compound this difficulty such an evaluation would not be res judicata in a subsequent suit against the absent wrongdoer. Problems of contribution and indemnity among joint tortfeasors lurk in the background. (See generally Prosser, Comparative Negligence, supra, 41 Cal.L.Rev. 1, 33-37; Schwartz, Comparative Negligence, supra, §§ 16.1-16.9, pp. 247-274.)

A second and related major area of concern involves the administration of the actual process of fact-finding in a comparative negligence system. The assigning of a specific percentage factor to the amount of negligence attributable to a particular party, while in theory a matter of little difficulty, can become a matter of perplexity in the face of hard facts.

*824The temptation for the jury to resort to a quotient verdict in such circumstances can be great. (See Schwartz, supra, § 17.1, pp. 275-279.) These inherent difficulties are not, however, insurmountable. Guidelines might be provided the juiy which will assist it in keeping focussed upon the true inquiry (see, e.g., Schwartz, supra, § 17.1, pp. 278-279), and the utilization of special verdicts18 or jury interrogatories can be of invaluable assistance in assuring that the jury has approached its sensitive and often complex task with proper standards and appropriate reverence. (See Schwartz, supra, § 17.4, pp. 282-291; Prosser, Comparative Negligence, supra, 41 Cal.L.Rev., pp. 28-33.)

The third area of concern, the status of the doctrines of last clear chance and assumption of risk, involves less the practical problems of administering a particular form of comparative negligence than it does a definition of the theoretical outline of the specific form to be adopted. Although several states which apply comparative negligence concepts retain the last clear chance doctrine (see Schwartz, supra, § 7.2, p. 134), the better reasoned position seems to be that when true comparative negligence is adopted, the need for last clear chance as a palliative of the hardships of the “all-or-nothing” rule disappears and its retention results only in a windfall to the plaintiff in direct contravention of the principle of liability in proportion to fault. (See Schwartz, supra, § 7.2, pp. 137-139; Prosser, Comparative Negligence, supra, 41 Cal.L.Rev., p. 27.) As for assumption of risk, we have recognized in this state that this defense overlaps that of contributory negligence to some extent and in fact is made up of at least two distinct defenses. “To simplify greatly, it has been observed . . . that in one kind of situation, to wit, where a plaintiff unreasonably undertakes to encounter a specific known risk imposed by a defendant’s negligence, plaintiff’s conduct, although he may encounter that risk in a prudent manner, is in reality a form of contributory negligence .... Other kinds of situations within the doctrine of assumption of risk are those, for example, where plaintiff is held to agree to relieve defendant of an obligation of reasonable conduct toward him. *825Such a situation would not involve contributory negligence, but rather a reduction of defendant’s duty of care.” (Grey v. Fibreboard Paper Products Co. (1966) 65 Cal.2d 240, 245-246 [53 Cal.Rptr. 545, 418 P.2d 153]; see also Fonseca v. County of Orange (1972) 28 Cal.App.3d 361, 368-369 [104 Cal.Rptr. 566]; see generally, 4 Witkin, Summary of Cal. Law, Torts, § 723, pp. 3013-3014; 2 Harper & James, The Law of Torts, supra, § 21.1, pp. 1162-1168; cf. Prosser, Torts, supra, § 68, pp. 439-441.) We think it clear that the adoption of a system of comparative negligence should entail the merger of the defense of assumption of risk into the general scheme of assessment of liability in proportion to fault in those particular cases in which the form of assumption of risk involved is no more than a variant of contributory negligence. (See generally, Schwartz, supra, ch. 9, pp. 153-175.)

Finally there is the problem of the treatment of willful misconduct under a system of comparative negligence. In jurisdictions following the “all-or-nothing” rule, contributory negligence is no defense to an action based upon a claim of willful misconduct (see Rest. 2d Torts, § 503; Prosser, Torts, supra, § 65, p. 426), and this is the present rule in California. (Williams v. Carr (1968) 68 Cal.2d 579, 583 [68 Cal.Rptr. 305, 440 P.2d 505].)19 As Dean Prosser has observed, “[this] is in reality a rule of comparative fault which is being applied, and the court is refusing to set up the lesser fault against the greater.” (Prosser, Torts, supra, § 65, p. 426.) The thought is that the difference between willful and wanton misconduct and ordinary negligence is one of kind rather than degree in that the former involves conduct of an entirely different order,20 and under this conception it might well be urged that comparative negligence concepts should have no application when one of the parties has been guilty of willful and wanton misconduct. It has been persuasively argued, however, that the loss of deterrent effect that would occur upon *826application of comparative fault concepts to willful and wanton misconduct as well as ordinary negligence would be slight, and that a comprehensive system of comparative negligence should allow for the apportionment of damages in all cases involving misconduct which falls short of being intentional. (Schwartz, supra, § 5.3, p. 108.) The law of punitive damages remains a separate consideration. (See Schwartz, supra, § 5.4, pp. 109-111.)

The existence of the foregoing areas of difficulty and uncertainty (as well as others which we have not here mentioned—see generally Schwartz, supra, § 21.1, pp. 335-339) has not diminished our conviction that the time for a revision of the means for dealing with contributory fault in this state is long past due and that it lies within the province of this court to initiate the needed change by our decision in this case. Two of the indicated areas (i.e., multiple parties and willful misconduct) are not involved in the case before us, and we consider it neither necessary nor wise to address ourselves to specific problems of this nature which might be expected to arise. As the Florida court stated with respect to the same subject, “it is not the proper function of this Court to decide unripe issues, without the benefit of adequate briefing, not involving an actual controversy, and unrelated to a specific factual situation.” (Hoffman v. Jones, supra, 280 So.2d 431, 439.)

Our previous comments relating to the remaining two areas of concern (i.e., the status of the doctrines of last clear chance and assumption of risk, and the matter of judicial supervision of the finder of fact) have provided sufficient guidance to enable the trial courts of this state to meet and resolve particular problems in this area as they arise. As we have indicated, last clear chance and assumption of risk (insofar as the latter doctrine is but a variant of contributory negligence) are to be subsumed under the general process of assessing liability in proportion to fault, and the matter of jury supervision we leave for the moment within the broad discretion of the trial courts.

Our decision in this case is to be viewed as a first step in what we deem to be a proper and just direction, not as a compendium containing the answers to all questions that may be expected to arise. Pending future judicial or legislative developments, we are content for the present to assume the position taken by the Florida court in this matter: “We feel the trial judges of this State are capable of applying [a] comparative negligence rule without our setting guidelines in anticipation of expected problems. The problems are more appropriately resolved at the trial *827level in a practical manner instead of a theoretical solution at the appellate level. The trial judges are granted broad discretion in adopting such procedures as may accomplish the objectives and purposes expressed in this opinion.” (280 So.2d at pp. 439-440.)

It remains to identify the precise form of comparative negligence which we now adopt for application in this state. Although there are many variants, only the two basic forms need be considered here. The first of these, the so-called “pure” form of comparative negligence, apportions liability in direct proportion to fault in all cases. This was the form adopted by the Supreme Court of Florida in Hoffman v. Jones, supra, and it applies by statute in Mississippi, Rhode Island, and Washington. Moreover it is the form favored by most scholars and commentators. (See, e.g., Prosser, Comparative Negligence, supra, 41 Cal.L.Rev. 1, 21-25; Prosser, Torts, supra, § 67, pp. 437-438; Schwartz, supra, § 21.3, pp. 341-348; Comments on Maki v. Frelk—Comparative v. Contributory Negligence: Should the Court or legislature Decide?, supra, 21 Vand.L.Rev. 889 (Comment by Keeton at p. 906, Comment by Leflar at p. 918).) The second basic form of comparative negligence, of which there are several variants, applies apportionment based on fault up to the point at which the plaintiffs negligence is equal to or greater than that of the defendant—when that point is reached, plaintiff is barred from recovery. Nineteen states have adopted this form or one of its variants by statute. The principal argument advanced in its favor is moral in nature: that it is not morally right to permit one more at fault in an accident to recover from one less at fault. Other arguments assert the probability of increased insurance, administrative, and judicial costs if a “pure” rather than a “50 percent” system is adopted, but this has been seriously questioned. (See authorities cited in Schwartz, supra, § 21.3, pp. 344-346; see also Vincent v. Pabst Brewing Co. (1970) 47 Wis.2d 120, 138 [177 N.W.2d 513] (dissenting opn.).)

We have concluded that the “pure” form of comparative negligence is that which'should be adopted in this state. In our view the “50 percent” system simply shifts the lottery aspect of the contributory negligence rule21 to a different ground. As Dean Prosser has noted, under such a *828system “[i]t is obvious that a slight difference in the proportionate fault may permit a recovery; and there has been much justified criticism of a rule under which a plaintiff who is charged with 49 percent of the total negligence recovers 51 percent of his damages, while one who is charged with 50 percent recovers nothing at all.”22 (Prosser, Comparative Negligence, supra, 41 Cal.L.Rev. 1, 25; fns. omitted.) In effect “such a rule distorts the very principle it recognizes, i.e., that persons are responsible for their acts to the extent their fault contributes to an injurious result. The partial rule simply lowers, but does not eliminate, the bar df contributory negligence.” (Juenger, Brief for Negligence Law Section of the State Bar of Michigan in Support of Comparative Negligence as Amicus Curiae, Parsonson v. Construction Equipment Company, supra, 18 Wayne L.Rev. 3, 50; see also Schwartz, supra, § 21.3, p. 347.)

We also consider significant the experience of the State of Wisconsin, which until recently was considered the leading exponent of the “50 percent” system. There that system led to numerous appeals on the narrow but crucial issue whether plaintiff’s negligence was equal to defendant’s. (See Prosser, Comparative Negligence, supra, 41 Cal.L.Rev. 1, 23-25.) Numerous reversals have resulted on this point, leading to the development of arcane classifications of negligence according to quality and category. (See cases cited in Vincent v. Pabst Brewing Co., supra, 47 Wis.2d 120, at p. 137 (dissenting opn.).) This finally led to a frontal attack on the system in the Vincent case, cited above, wherein the state supreme court was urged to replace the statutory “50 percent” rule by a judicially declared “pure” comparative negligence rule. The majority of the court rejected this invitation, concluding that the Legislature had occupied the field, but three concurring justices and one dissenter indicated their willingness to accept it if the Legislature failed to act with reasonable dispatch. The dissenting opinion of Chief Justice Hallows, which has been cited above, stands as a persuasive testimonial in favor of the “pure” system. We wholeheartedly embrace its reasoning. (See also, Hoffman v. Jones, supra, 280 So.2d 431, 438-439.)

For all of the foregoing reasons we conclude that the “all- or-nothing” rule of contributory negligence as it presently exists in this *829state should be and is herewith superseded by a system of “pure” comparative negligence, the fundamental purpose of which shall be to assign responsibility and liability for damage in direct proportion to the amount of negligence of each of the parties. Therefore, in all actions for negligence resulting in injury to person or property, the contributory negligence of the person injured in person or property shall not bar recovery, but the damages awarded shall be diminished in proportion to the amount of negligence attributable to the person recovering. The doctrine of last clear chance is abolished, and the defense of assumption of risk is also abolished to the extent that it is merely a variant of the former doctrine of contributory negligence; both of these are to be subsumed under the general process of assessing liability in proportion to negligence. Pending future judicial or legislative developments, the trial courts of this state are to use broad discretion in seeking to assure that the principle stated is applied in the interest of justice and in furtherance of the purposes and objectives set forth in this opinion.

It remains for us to determine the extent to which the rule here announced shall have application to cases other than those which are commenced in the future. It is the rule in this state that determinations of this nature turn upon considerations of fairness and public policy. (Westbrook v. Mihaly (1970) 2 Cal.3d 765, 800 [87 Cal.Rptr. 839, 471 P.2d 487];. Connor v. Great Western Sav. & Loan Assn. (1968) 69 Cal.2d 850, 868 [73 Cal.Rptr. 369, 447 P.2d 609, 39 A.L.R.3d 224]; Forster Shipbldg. Co. v. County of L. A. (1960) 54 Cal.2d 450, 459 [6 Cal.Rptr. 24, 353 P.2d 736]; County of Los Angeles v. Faus (1957) 48 Cal.2d 672, 680-681 [312 P.2d 680].) Upon mature reflection, in view of the very substantial number of cases involving the matter here at issue which are now pending in the trial and appellate courts of this state, and with particular attention to considerations of reliance applicable to individual cases according to the stage of litigation which they have reached, we have concluded that a rule of limited retroactivity should obtain here. Accordingly we hold that the present opinion shall be applicable to all cases in which trial has not begun before the date this decision becomes final in this court, but that it shall not be applicable to any case in which trial began before that date (other than the instant case)—except that if any judgment be reversed on appeal for other reasons, this opinion shall be applicable to any retrial.

As suggested above, we have concluded that this is a case in which the litigant before the court should be given the benefit of the new rule *830announced. Here, unlike in Westbrook v. Mihaly, supra, 2 Cal.3d 765, considerations of fairness and public policy do not dictate that a purely prospective operation be given to our decision.23 To the contrary, sound principles of decision-making compel us to conclude that, in the light of the particular circumstances of the instant case,24 the new rule here announced should be applied additionally to the case at bench so as to provide incentive in future cases for parties who may have occasion to raise “issues involving renovation of unsound or outmoded legal doctrines.” (See Mishkin, Foreword, The Supreme Court 1964 Term (1965) 79 Harv.L.Rev. 56, 60-62.) We fully appreciate that there may be other litigants now in various stages of trial or appellate process who have also raised the issue here before us but who will nevertheless be foreclosed from benefitting from the new standard by the rule of limited retroactivity we have announced in the preceding paragraph. This consideration, however, does not lead us to alter that rule. “Inequity arguably results from according the benefit of a new rule to the parties in the case in which it is announced but not to other litigants similarly situated in the trial or appellate process who have raised the same issue. But we regard the fact that the parties involved are chance beneficiaries as an insignificant cost for adherence to sound principles of decision-making.” (Stovall v. Denno (1967) 388 U.S. 293, 301 [18 L.Ed.2d 1199, 1206, 87 S.Ct. 1967]; fn. omitted.)

In view of the foregoing disposition of this case we have not found it necessary to discuss plaintiff’s additional contention that the rule of contributory negligence is in violation of state and federal constitutional provisions guaranteeing equal protection of the laws.

The judgment is reversed.

Wright, C. J., Tobriner, J., and Burke, J.,* concurred.

MOSK,

I concur in the judgment and agree with the substance of the majority opinion, I dissent from its cavalier treatment of the recurring problem of the manner of applying a new court-made rule.

*831In footnote 24 the opinion denies that the court now “is intending to overrule” the case of Westbrook v. Mihaly (1970) 2 Cal.3d 765 [87 Cal.Rptr. 839, 471 P.2d 487], Whether or not the majority subjectively intend to overrule Westbrook, the result and the text of the opinion indicate beyond any doubt that they have actually done so. Precedent is established not merely by what a court says; it is created primarily by what a court does. (Norris v. Moody (1890) 84 Cal. 143, 149 [24 P. 37]; Childers v. Childers (1946) 74 Cal.App.2d 56, 61 [168 P.2d 218].)

Unfortunately the forthrightness of the majority opinion as a whole is sadly diminished by a curious reluctance to face up to reality by recognizing that this court is finally overruling Westbrook and several other cases on the subject of applying a new court-made rule to the parties at hand.

As recently as People v. Hitch (1974) 12 Cal.3d 641, 654 [117 Cal.Rptr. 9, 527 P.2d 361], the majority of this court, while upholding the appellant’s contentions, denied him relief on a theory that prospectivity should prevail over retroactive application of a new rule; I pointed out in my dissent {id. at p. 655) that “there is a third, and preferable, alternative: applying the new rule to the aggrieved party responsible for bringing the issue to judicial attention, and thereafter prospectively.”

Up to now the majority never deigned to consider the third alternative, but persisted in their erroneous notion that the only choice was between total retroactivity and absolute prospectivity. This occurred in two other cases last year: see my concurring opinion in In re Stewart (1974) 10 Cal.3d 902, 907 [112 Cal.Rptr. 520, 519 P.2d 568], and my dissenting opinion in In re Yurko (1974) 10 Cal.3d 857, 867 [112 Cal.Rptr. 513, 519 P.2d 561],

In retrospect it is clear that Westbrook v. Mihaly, supra, was the point of departure in which the majority first strayed from the accepted doctrine that a prevailing party is to be awarded the fruits of his victory. In my concurring and dissenting opinion in that case (2 Cal.3d at p. 802) and in Hitch (12 Cal.3d at p. 656) I quoted from Stovall v. Denno (1967) 388 U.S. 293 [18 L.Ed.2d 1199, 87 S.Ct. 1967], to the effect that the benefits of a new rule should apply to the parties to the proceeding which results in the new rule. In the instant case, the majority now quote that same portion of Stovall, this time with approval (ante, p. 830).

Also, in Westbrook v. Mihaly (2 Cal.3d at p. 804) I noted that if a new rule is to apply prospectively only, “it will tend to deter counsel from *832presenting ‘issues involving renovation of unsound or outmoded legal doctrines,’ ” citing Mishkin’s foreword to the article on the 1964 term of the Supreme Court in 79 Harvard Law Review 56. The majority now adopt the same point based upon the same quotation (ante, p. 830).

The majority paint their conclusion herein with such broad-brush and standardless terms as “considerations of fairness and public policy” and “sound principles of decision-making,” without giving any clue why application of a new rule is fair to Nga Li, but somehow was unfair as applied over the past several years to Westbrook and to the several other litigants who helped us develop new rules of law only to be deprived of the benefits thereof. The most inexplicable previous result was Larez v. Shannon (1970) 2 Cal.3d 813 [87 Cal.Rptr. 871, 471 P.2d 519], in which, it will be remembered, the plaintiffs prevailed completely on principle, but the majority went so far as to reverse a judgment in their favor.

Nevertheless if is comforting that the majority of the court have finally settled on the third of the three available alternatives in applying a new court-made rule. Despite the majority’s gratuitous disclaimer, the bench and bar will understand that this court is now overruling, insofar as they are inconsistent, the following opinions: Westbrook v. Mihaly, supra, 2 Cal.3d 765; Alhambra City Sch. Dist. v. Mize (1970) 2 Cal.3d 806 [87 Cal.Rptr. 867, 471 P.2d 515]; Larez v. Shannon, supra, 2 Cal.3d 813, Foytik v. Aronson (1970) 2 Cal.3d 818 [87 Cal.Rptr. 873, 471 P.2d 521]; In re Yurko, supra, 10 Cal.3d 857; People v. Hitch, supra, 12 Cal.3d 641.

CLARK, J.

I dissent.

For over á century this court has consistently and unanimously held that Civil Code section 1714 codifies the defense of contributory negligence. Suddenly—after 103 years—the court declares section 1714 shall provide for comparative negligence instead. In my view, this action constitutes a gross departure from established judicial rules and role.

First, the majority’s decision deviates from settled rules of statutory construction. A cardinal rule of construction is to effect the intent of the Legislature.1 The majority concedes “the intention of the Legislature in *833enacting section 1714 of the Civil Code was to state the basic rule of negligence together with the defense of contributory negligence modified by the emerging doctrine of last clear chance.” (Ante, p. 821.) Yet the majority refuses to honor this acknowledged intention—violating established principle.

The majority decision also departs significantly from the recognized limitation upon judicial action—encroaching on the powers constitutionally entrusted to the Legislature. The power to enact and amend our statutes is vested exclusively in the Legislature. (Cal. Const., art. III, § 3; art. IV, § 1.) “This court may not usurp the legislative function to change the statutory law which has been uniformly construed by a long line of judicial decisions.” (Estate of Calhoun (1955) 44 Cal.2d 378, 387 [282 P.2d 880].) The majority’s altering the meaning of section 1714, notwithstanding the original intent of the framers and the century-old judicial interpretation of the statute, represents no less than amendment by judicial fiat. Although the Legislature intended the courts to develop the working details of the defense of contributory negligence enacted in section 1714 (see generally, Commentary, Arvo Van Alstyne, The California Civil Code, 6 West Civ. Code (1954) pp. 1-43), no basis exists—either in history or in logic—to conclude the Legislature intended to authorize judicial repudiation of the basic defense itself at any point we might decide the doctrine no longer serves us.

I dispute the need for judicial—instead of legislative—action in this area. The majority is clearly correct in its observation that our society has changed significantly during the 103-year existence of section 1714. But this social change has been neither recent nor traumatic, and the criticisms leveled by the majority at the present operation of contributory negligence are not new. I cannot conclude our society’s evolution has now rendered the normal legislative process inadequate.

Further, the Legislature is the branch best able to effect transition from contributory to comparative or some other doctrine of negligence. Numerous and differing negligence systems have been urged over the years, yet there remains widespread disagreement among both the commentators and the states as to which one is best. (See Schwartz, Comparative Negligence (1974) Appendix A, pp. 367-369 and § 21.3, fn. 40, pp. 341-342, and authorities cited therein.) This court is not an investigatory body, and we lack the means of fairly appraising the merits of these competing systems. Constrained by settled rules of judicial review, we must consider only matters within the record or susceptible to *834judicial notice. That this court is inadequate to the task of carefully selecting the best replacement system is reflected in the majority’s summary manner of eliminating from consideration all but two of the many competing proposals—including models adopted by some of our sister states.2

Contrary to the majority’s assertions of judicial adequacy, the courts of other states—with near unanimity—have conceded their inability to determine the best system for replacing contributory negligence, concluding instead that the legislative branch is best able to resolve the issue.3

By abolishing this century old doctrine today, the majority seriously erodes our constitutional function. We are again guilty of judicial chauvinism.

McComb, J., concurred.

On April 24, 1975, the opinion was modified to read as printed above.

5.2.1.2 Notes on Li v. Yellow Cab 5.2.1.2 Notes on Li v. Yellow Cab

5.2.1.3 Coleman v. Soccer Ass'n ("The Late Contributory Negligence Case") 5.2.1.3 Coleman v. Soccer Ass'n ("The Late Contributory Negligence Case")

What is the difference between contributory and comparative negligence? What is the trend in U.S. jurisdictions and why does this court decide as it does?

69 A.3d 1149

James K. COLEMAN v. SOCCER ASSOCIATION OF COLUMBIA, et al.

No. 9,

Sept. Term, 2012.

Court of Appeals of Maryland.

July 9, 2013.

*680John Vail (Center for Constitutional Litigation, P.C., Washington, D.C.), on brief, Bruce M. Plaxen (Plaxen & Adler, P.A., Columbia, MD; Lloyd J. Eisenberg of Lloyd J. Eisenberg & Associates P.A., Columbia, MD), on brief for Appellant/CrossAppellee.

*681Wayne M. Willoughby (Gershon, Willoughby, Getz & Smith, LLC, Baltimore, MD), for Amicus Curiae brief of Professor Robert H. Lande in Support of Plaintiff-Petitioner.

Robert J. Zarbin (James K. MacAlister, Upper Marlboro, MD), for Amicus Curiae brief of Maryland Association for Justice in Support of Plaintiff-Petitioner.

Douglas W. Biser (Matthew P. Lalumia of Mudd, Harrison & Burch, L.L.P., Towson, MD), on brief for Appellees/CrossAppellants.

M. Albert Figinski (Peter G. Angelos and Jeffrey J. Utermohle of Law Offices of Peter G. Angelos, P.C., Baltimore, MD — Brief of Amicus Curiae, Law Offices of Peter G. Angelos, P.C.), on brief, for Appellees/Cross-Appellants.

Gardner M. Duvall (Danielle G. Marcus, Peter W. Sheehan, Jr. of Whiteford, Taylor & Preston, L.L.P., Baltimore, MD), for Amicus Curiae brief of Maryland Defense Counsel.

Karen J. Kruger (David M. Funk of Funk & Bolton, P.A., Baltimore, MD), for Amici Curiae brief of Local Government Insurance Trust, Maryland Association of Counties, Maryland Municipal League, Mayor and City Council of Baltimore.

Paul A. Tiburzi (Carville B. Collins of DLA Piper LLP (US), Baltimore, MD), for Amici Curiae brief of the Maryland Chamber of Commerce and the Maryland Tort Reform Coalition in Support of Appellees.

Mark A. Behrens, Esquire, Christopher E. Appel, Esquire, Shook, Hardy & Bacon L.L.P., Washington, D.C., for Amici Curiae brief of the American Tort Reform Association, Chamber of Commerce of the United States of America, Coalition for Litigation Justice, Inc., American Insurance Association, Property Casualty Insurers Association of America, National Association of Mutual Insurance Companies, Physician Insurers Association of America, American Medical Association, and *682NFIB Small Business Legal Center in Support of Respondents.

Argued before BELL, C.J.,* HARRELL, BATTAGLIA, GREENE, MCDONALD, JOHN C. ELDRIDGE (Retired, Specially Assigned) and IRMA S. RAKER (Retired, Specially Assigned) JJ.

ELDRIDGE, J.

Thirty years ago, in Harrison v. Montgomery County Bd. of Educ., 295 Md. 442, 444, 456 A.2d 894 (1983), this Court issued a writ of certiorari to decide “whether the common law doctrine of contributory negligence should be judicially abrogated in Maryland and the doctrine of comparative negligence adopted in its place as the rule governing trial of negligence actions in this State.” In a comprehensive opinion by then Chief Judge Robert C. Murphy, the Court in Harrison, 295 Md. at 463, 456 A.2d at 905, declined to abandon the doctrine of contributory negligence in favor of comparative negligence, pointing out that such change “involves fundamental and basic public policy considerations properly to be addressed by the legislature.”

The petitioner in the case at bar presents the same issue that was presented in Harrison, namely whether this Court should change the common law and abrogate the defense of contributory negligence in certain types of tort actions. After reviewing the issue again, we shall arrive at the same conclusion that the Court reached in Harrison.

I.

The petitioner and plaintiff below, James Kyle Coleman, was an accomplished soccer player who had volunteered to assist in coaching a team of young soccer players in a program of the Soccer Association of Columbia, in Howard County, Maryland. On August 19, 2008, Coleman, at the time 20 years old, was assisting the coach during the practice of a team of young soccer players on the field of the Lime Kiln Middle *683School. While the Soccer Association of Columbia had fields of its own, it did not have enough to accommodate all of the program’s young soccer players; the Association was required to use school fields for practices. At some point during the practice, Coleman kicked a soccer ball into a soccer goal. As he passed under the goal’s metal top rail, or crossbar, to retrieve the ball, he jumped up and grabbed the crossbar. The soccer goal was not anchored to the ground, and, as he held on to the upper crossbar, Coleman fell backwards, drawing the weight of the crossbar onto his face. He suffered multiple severe facial fractures which required surgery and the placing of three titanium plates in his face. Coleman instituted the present action by filing a complaint, in the Circuit Court for Howard County, alleging that he was injured by the defendants’ negligence.1 The defendant and respondent, the Soccer Association of Columbia, asserted the defense of contributory negligence.

At the ensuing jury trial, the soccer coach who had invited Coleman to help coach the soccer players testified that he had not inspected or anchored the goal which fell on Coleman. The coach also testified that the goal was not owned or provided by the Soccer Association, and he did not believe that it was his responsibility to anchor the goal. During the trial, the parties disputed whether the goal was located in an area under the supervision and control of the Soccer Association and whether the Soccer Association was required to inspect and anchor the goal. The Soccer Association presented testimony tending to show that, because the goal was not owned by the Soccer Association, the Soccer Association owed no *684duty to Coleman. The Soccer Association also presented testimony that the condition of the goal was open and obvious to all persons. The Association maintained that the accident was caused solely by Coleman’s negligence.

Testimony was provided by Coleman to the effect that players commonly hang from soccer goals and that his actions should have been anticipated and expected by the Soccer Association. Coleman also provided testimony that anchoring goals is a standard safety practice in youth soccer.

At the close of evidence, Coleman’s attorney proffered a jury instruction on comparative negligence.2 The judge declined to give Coleman’s proffered comparative negligence instruction and, instead, instructed the jury on contributory negligence.

The jury was given a verdict sheet posing several questions. The first question was: “Do you find that the Soccer Association of Columbia was negligent?” The jury answered “yes” to this question. The jury also answered “yes” to the question: “Do you find that the Soccer Association of Columbia’s negligence caused the Plaintiffs injuries?” Finally, the jury answered “yes” to the question: “Do you find that the Plaintiff was negligent and that his negligence contributed to his claimed injuries?”

In short, the jury concluded that the Soccer Association of Columbia was negligent and that the Soccer Association’s negligence caused Coleman’s injuries. The jury also found that Coleman was negligent, and that his negligence contributed to his own injuries. Because of the contributory negligence *685finding, Coleman was barred from any recovery. The trial court denied Coleman’s motion for judgment notwithstanding the verdict and subsequently entered judgment in favor of the Soccer Association of Columbia.

Coleman filed a notice of appeal, and the Soccer Association filed a notice of cross-appeal.3 Before briefing and argument in the Court of Special Appeals, Coleman filed in this Court a petition for a writ of certiorari, which was granted. Coleman v. Soccer Ass’n of Columbia, 425 Md. 396, 41 A.3d 570 (2012). In his petition, Coleman posed only one question: whether this Court should retain the standard of contributory negligence as the common law standard governing negligence cases in the State of Maryland.

We shall hold that, although this Court has the authority to change the common law rule of contributory negligence, we decline to abrogate Maryland’s long-established common law principle of contributory negligence.

II.

This Court last addressed the continuing viability of the contributory negligence doctrine in Harrison v. Montgomery County Bd. of Educ., supra, 295 Md. 442, 456 A.2d 894. In Harrison, the Court held that the contributory negligence principle remained the valid standard in Maryland negligence cases and that “any change in the established doctrine [was for] the Legislature.” 295 Md. at 463, 456 A.2d at 905.

*686Chief Judge Murphy, for the Court in Harrison, began his review of the contributory negligence standard by tracing the standard’s historical origins to Lord Chief Justice Ellenborough’s opinion in Butterfield v. Forrester, 11 East 60, 103 Eng. Rep. 926 (K.B. 1809).4 As Harrison explained the case,

“Butterfield left a public inn at dusk, mounted his horse and rode off ‘violently’ down the street. Forrester, who was effecting some repairs to his house, had placed a pole in the roadway. Although Butterfield could have seen and avoided the obstruction, he did not and was injured. The [English] court there noted:
‘One person being in fault will not dispense with another’s using ordinary care for himself. Two things must concur to support this action, an obstruction in the road by the fault of the defendant, and no want of ordinary care to avoid it on the part of the plaintiff.’ [11 East] at 61, 103 Eng. Rep. at 927.”

The Harrison opinion explained that, when the contributory negligence standard was first judicially adopted in the United States, the courts at the time were concerned that juries would award to plaintiffs sums that had the potential to stifle “newly developing industry.”5 Early American courts were *687also concerned that they should not adopt a policy in which “courts ... assist a wrongdoer who suffered an injury as a result of his own wrongdoing.” Harrison, 295 Md. at 450, 456 A.2d at 898. See also Smith v. Smith, 2 Pick. 621, 19 Mass. 621, 624 (1824) (a leading early American case incorporating the contributory negligence bar as part of common law).

This Court, relying on Butterfield v. Forrester, supra, first adopted the standard of contributory negligence in Irwin v. Sprigg, 6 Gill. 200, 205 (1847), stating:

“The established doctrine now is, that although the defendant’s misconduct may have been the primary cause of the injury complained of, yet the plaintiff cannot recover in an action of this kind, if the proximate and immediate cause of the damage can be traced to a want of ordinary care and caution on his part. Under such circumstances he must bear the consequences of his own recklessness or folly.”

The contributory negligence standard was later modified in part by this Court’s adoption of the last clear chance doctrine, see N. C. R.R. Co. v. State, Use of Price, 29 Md. 420, 436 (1868), which allowed a plaintiff to recover “if the defendant might, by the exercise of care on its part, have avoided the consequences of the neglect or carelessness” of the plaintiff. *688The Court recognized another exception to the contributory negligence standard where the plaintiff is under five years old. See Taylor v. Armiger, 277 Md. 638, 358 A.2d 883 (1975).

The Harrison Court examined the origins and impact of comparative negligence, noting that early in the 20th century, the Maryland General Assembly had adopted a form of comparative negligence for “certain perilous occupations,” but had subsequently repealed the provisions. The Court in Harrison also pointed out that, as of 1983, of the thirty-nine states that had adopted comparative negligence, thirty-one had done so by statute, with the eight remaining states having adopted the principle by judicial action. The Court noted that it was “clear” that legal scholars “favored” the comparative negligence standard, as supported by “[a]n almost boundless array of scholarly writings.” 295 Md. at 453, 456 A.2d at 899.

Nevertheless, the Harrison Court pointed to other considerations involved in changing the standard from contributory negligence to comparative negligence (295 Md. at 454-455, 456 A.2d at 900-901):

“Also to be considered is the effect which a comparative fault system would have on other fundamental areas of negligence law. The last clear chance doctrine, assumption of the risk, joint and several liability, contribution, setoffs and counterclaims, and application of the doctrine to other fault systems, such as strict liability in tort, are several of the more obvious areas affected by the urged shift to comparative negligence. Even that change has its complications; beside the ‘pure’ form of comparative negligence, there are several ‘modified’ forms, so that abrogation of the contributory negligence doctrine will necessitate the substitution of an alternate doctrine. Which form to adopt presents its own questions and the choice is by no means clear____That a change from contributory to comparative negligence involves considerably more than a simple common law adjustment is readily apparent.”

Harrison also examined those states which had abrogated the contributory negligence standard, pointing out that “most *689of the states which have adopted comparative negligence have done so by statute in derogation of the common law.” 295 Md. at 456, 456 A.2d at 901. The Court observed that, in several of these states, the courts had refused to judicially abrogate the contributory negligence standard because they “expressly deferred on policy grounds to their respective legislatures.” 295 Md. at 456, 456 A.2d at 901. Only eight state supreme courts, as of 1983, had adopted a comparative negligence standard by judicial decision.

The Hmrison opinion further held that, when this Court is “called upon, as here, to overrule our own decisions, consideration must be given to the doctrine of stare decisis — -the policy which entails the reaffirmation of a decisional doctrine of an appellate court, even though if considered for the first time, the Court might reach a different conclusion. Deems v. Western Maryland Ry., 247 Md. 95, 231 A.2d 514 (1966).” 295 Md. at 458, 456 A.2d at 902.

Chief Judge Murphy in Harrison continued his assessment by explaining that the principle of stare decisis should not be construed to

“inhibit [this Court] from changing or modifying a common law rule by judicial decision where we find, in light of changed conditions or increased knowledge, that the rule has become unsound in the circumstances of modern life, a vestige of the past, no longer suitable to our people.” (295 Md. at 459, 456 A.2d at 903).

Nevertheless, Harrison concluded (295 Md. at 459, 456 A.2d at 903):

“[I]n considering whether a long-established common law rule — unchanged by the legislature and thus reflective of this State’s public policy- — is unsound in the circumstances of modern life, we have always recognized that declaration of the public policy of Maryland is normally the function of the General Assembly; that body, by Article 5 of the Maryland Declaration of Rights, is expressly empowered to revise the common law of Maryland by legislative enactment. See Felder v. Butler, 292 Md. [174], 183, 438 A.2d *690494 [499]; Adler v. American Standard Corp., 291 Md. [31], 45, 432 A.2d 464 [472], The Court, therefore, has been particularly reluctant to alter a common law rule in the face of indications that to do so would be contrary to the public policy of the State. See, e.g., Condore v. Prince George’s Co., 289 Md. [516] 532, 425 A.2d 1011 [1019].”

In the years immediately prior to Harrison, from 1966 to 1982, the Maryland General Assembly had considered twenty-one bills seeking to change the contributory negligence standard. None of the bills had been enacted. The Harrison Court accorded a great deal of weight to the General Assembly’s failure to enact any of these bills, stating:

“[T]he legislature’s action in rejecting the proposed change is indicative of an intention to retain the contributory negligence doctrine.” 295 Md. at 462, 456 A.2d at 904.

The Court further pointed out that enactment of a comparative negligence standard is not a single issue; instead, such a decision would encompass a variety of choices to be made, beginning with the initial inquiry of what form of comparative negligence to adopt, “pure” or one “of the several types of modified comparative negligence,” 295 Md. at 462-463, 456 A.2d at 904. If Maryland’s common law were to change, the Harrison opinion explained, the decision as to which form of comparative negligence to adopt “plainly involves major policy considerations” of the sort best left to the General Assembly. 295 Md. at 462, 456 A.2d at 904.

III.

Since the time of Harrison, this Court has continued to recognize the standard of contributory negligence as the applicable principle in Maryland negligence actions. See, e.g., Thomas v. Panco Management of Maryland, LLC, 423 Md. 387, 417, 31 A.3d 583, 601 (2011); Erie Insurance Exchange v. Heffernan, 399 Md. 598, 925 A.2d 636 (2007); Dehn v. Edgecombe, 384 Md. 606, 865 A.2d 603 (2005); Franklin v. Morrison, 350 Md. 144, 168, 711 A.2d 177, 189 (1998); County Commissioners v. Bell Atlantic, 346 Md. 160, 695 A.2d 171 (1997); Brady v. Parsons Co., 327 Md. 275, 609 A.2d 297 *691(1992); Wegad v. Howard Street Jewelers, 326 Md. 409, 605 A.2d 123 (1992); Liscombe v. Potomac Edison Co., 303 Md. 619, 495 A.2d 838 (1985).

Although the contributory negligence principle has been part of this State’s common law for over 165 years, petitioners and numerous amici in this case urge this Court to abolish the contributory negligence standard and replace it with a form of comparative negligence. They argue contributory negligence is an antiquated doctrine, that it has been roundly criticized by academic legal scholars, and that it has been rejected in a majority of our sister states. It is also pointed out that contributory negligence works an inherent unfairness by barring plaintiffs from any recovery, even when it is proven, in a particular case, that a defendant’s negligence was primarily responsible for the act or omission which resulted in a plaintiffs injuries. It is said that contributory negligence provides harsh justice to those who may have acted negligently, in minor ways, to contribute to their injuries, and that it absolves those defendants from liability who can find any minor negligence in the plaintiffs’ behavior.

Petitioner correctly contends that, because contributory negligence is a court-created principle, and has not been embodied in Maryland statutes, this Court possesses the authority to change the principle. This Court has recognized that (Ireland v. State, 310 Md. 328, 331-332, 529 A.2d 365, 366 (1987)),

“[bjecause of the inherent dynamism of the common law, we have consistently held that it is subject to judicial modification in light of modern circumstances or increased knowledge. Harris v. State, 306 Md. 344, 357, 509 A.2d 120 (1986); Kelley v. R.G. Industries, Inc., 304 Md. 124, 497 A.2d 1143 (1985). Equally well established is the principle that the common law should not be changed contrary to the public policy of this State set forth by the General Assembly. Kelley, supra, 304 Md. at 141, 497 A.2d [at 1151]; Harrison v. Mont. Co. Bd. of Educ., 295 Md. 442, 460-61, 456 A.2d 894 [903] (1983). In the area of civil common law this Court has not only modified the existing law but also *692added to the body of law by recognizing new causes of action. Kelley, supra, (recognizing cause of action against manufacturers or marketers for damages caused by ‘Saturday Night Special’ handguns); Boblitz v. Boblitz, 296 Md. 242, 462 A.2d 506 (1983) (permitting negligence action by one spouse against another); Moxley v. Acker, 294 Md. 47, 447 A.2d 857 (1982)(deleting force as a required element of the action of forceable detainer); Adler v. American Standard Corp., 291 Md. 31, 432 A.2d 464 (1981) (recognizing tort of abusive or wrongful discharge); Lusby v. Lusby, 283 Md. 334, 390 A.2d 77 (1978) (abolishing the defense of interspousal immunity in the case of outrageous intentional torts); Harris v. Jones, 281 Md. 560, 380 A.2d 611 (1977) (recognizing tort of intentional infliction of emotional distress).”

The Court’s ability to modify the common law was further underscored in Kelley v. R.G. Industries, Inc., 304 Md. 124, 140, 497 A.2d 1143, 1151 (1985):

“This Court has repeatedly said that ‘the common law is not static; its life and heart is its dynamism — its ability to keep pace with the world while constantly searching for just and fair solutions to pressing societal problems.’ Harrison v. Mont. Co. Bd. of Educ., 295 Md. 442, 460, 456 A.2d 894 (1983). See Felder v. Butler, 292 Md. 174, 182, 438 A.2d 494 (1981). The common law is, therefore, subject to judicial modification in light of modern circumstances or increased knowledge. Jones v. State, 302 Md. 153, 161, 486 A.2d 184 (1985); Boblitz v. Boblitz, 296 Md. 242, 462 A.2d 506 (1983); Condore v. Prince George’s Co., 289 Md. 516, 425 A.2d 1011 (1981).”

See also, e.g., Bowden v. Caldor, 350 Md. 4, 710 A.2d 267 (1998)(“as often pointed out, this Court has authority under the Maryland Constitution to change the common law”); Telnikoff v. Matusevitch, 347 Md. 561, 593 n. 29, 702 A.2d 230, 246 n. 29 (1997); Owens-Illinois v. Zenobia, 325 Md. 420, 469-470, 601 A.2d 633, 657 (1992).

*693Since the Harrison case, the General Assembly has continually considered and failed to pass bills that would abolish or modify the contributory negligence standard.6 The failure of so many bills, attempting to change the contributory negligence doctrine, is a clear indication of legislative policy at the present time. This Court in Moore v. State, 388 Md. 623, 641, 882 A.2d 256, 267 (2005), with regard to the failure of legislation, explained:

“Although the failure of a single bill in the General Assembly may be due to many reasons, and thus is not always a good indication of the Legislature’s intent, under some circumstances, the failure to enact legislation is persuasive evidence of legislative intent. See, e.g., Lee v. Cline, 384 Md. 245, 255-256, 863 A.2d 297, 303-304 (2004); Arundel Corp. v. Marie, 383 Md. 489, 504, 860 A.2d 886, 895 (2004) (‘The Legislature [has] declined invitations to modify the rule as [appellant] wishes’); Stearman v. State Farm, 381 Md. 436, 455, 849 A.2d 539, 550-551 (2004) (‘The refusal of the Legislature to act to change a [statute] ... provides ... support for the Court to exercise restraint and refuse to step in and make the change’); In re Anthony R., supra, 362 Md. [51], 65-67, 763 A.2d [136], 144-145 (2000); State v. Sowell, 353 Md. 713, 723-724, 728 A.2d 712, 717-718 (1999) (‘We have recognized that the General Assembly’s failure to amend ... sometimes reflects its desired public policy’); State v. Bell, 351 Md. 709, 723, 720 A.2d 311, 318 (1998) (‘Therefore, by declining to adopt the proposed language of the amending bill, the Legislature clearly did not intend’ to *694adopt the result being urged); State v. Frazier, 298 Md. 422, 459, 470 A.2d 1269, 1288 (1984) (‘All of these proposals [supporting different views of a statute advocated by the parties] were rejected by the General Assembly’).”

The Moore opinion continued (388 Md. at 641-642, 882 A.2d at 267):

“Legislative inaction is very significant where bills have repeatedly been introduced in the General Assembly to accomplish a particular result, and where the General Assembly has persistently refused to enact such bills. See, e.g., Arundel Corp. v. Marie, supra, 383 Md. at 502-504, 860 A.2d at 894-896; Stearman v. State Farm, supra, 381 Md. at 455, 849 A.2d at 551 (‘Every year since 2000, legislators have introduced bills in the General Assembly that would’ accomplish what the appellant urges, but ‘[n]one of these bills were enacted’); Bozman v. Bozman, 376 Md. 461, 492, 830 A.2d 450, 469 (2003), quoting Boblitz v. Boblitz, 296 Md. 242, 274, 462 A.2d 506, 521 (1983) (The Court will decline to adopt a particular position “where the Legislature repeatedly had rejected efforts to achieve legislatively that which we were asked to grant judicially"); Holliday v. Sturm, 368 Md. 186, 209, 792 A.2d 1145, 1159 (2002) (The Court refused to adopt positions ‘that have been presented on several occasions to the General Assembly' and ‘[s]o far, the Legislature has chosen not’ to adopt them)----”

See also Potomac Valley Orth. v. Board of Physicians, 417 Md. 622, 640-641, 12 A.3d 84, 95 (2011).

The General Assembly’s repeated failure to pass legislation abrogating the defense of contributory negligence is very strong evidence that the legislative policy in Maryland is to retain the principle of contributory negligence. Chief Judge Bell emphasized for the Court in Baltimore v. Clark, 404 Md. 13, 36, 944 A.2d 1122, 1135-1136 (2008), the following:

“It is well settled that, where the General Assembly has announced public policy, the Court will decline to enter the public policy debate, even when it is the common law that is at issue and the Court certainly has the authority to change *695the common law. Adler v. American Standard Corp., 291 Md. at 47, 432 A.2d at 473.”

See Ireland v. State, supra, 310 Md. at 331, 529 A.2d at 366 (“[T]he common law should not be changed contrary to the public policy of the State as set forth by the General Assembly”); Kelley v. R.G. Industries, supra, 304 Md. at 141, 497 A.2d at 1151 (“[W]e have consistently recognized that common law principles should not be changed contrary to the public policy of the State set forth by the General Assembly”).

For this Court to change the common law and abrogate the contributory negligence defense in negligence actions, in the face of the General Assembly’s repeated refusal to do so, would be totally inconsistent with the Court’s long-standing jurisprudence.

JUDGMENT OF THE CIRCUIT COURT FOR HOWARD COUNTY AFFIRMED. COSTS TO BE PAID BY THE APPELLANT JAMES COLEMAN.

BELL, C.J. and HARRELL, J., dissent.

BATTAGLIA, GREENE, McDONALD and RAKER, JJ. Concur.

HARRELL, J.,

dissenting, which BELL, C.J., joins.

Paleontologists and geologists inform us that Earth’s Cretaceous period (including in what is present day Maryland) ended approximately 65 million years ago with an asteroid striking Earth (the Cretaceous-Paleogene Extinction Event), wiping-out, in a relatively short period of geologic time, most plant and animal species, including dinosaurs. As to the last premise, they are wrong. A dinosaur roams yet the landscape of Maryland (and Virginia, Alabama, North Carolina and the District of Columbia), feeding on the claims of persons injured by the negligence of another, but who contributed proximately in some way to the occasion of his or her injuries, however slight their culpability. The name of that dinosaur is the doctrine of contributory negligence. With the force of a modern asteroid strike, this Court should render, in the *696present case, this dinosaur extinct. It chooses not to do so. Accordingly, I dissent.

My dissent does not take the form of a tit-for-tat trading of thrusts and parries with the Majority opinion. Rather, I write for a future majority of this Court, which, I have no doubt, will relegate the fossilized doctrine of contributory negligence to a judicial tar pit at some point.

I. The History of Contributory Negligence in Maryland

Under the doctrine of contributory negligence, a plaintiff who fails to exercise ordinary care for his or her own safety, and thus contributes proximately to his or her injury, “is barred from all recovery, regardless of the quantum of a defendant’s primary negligence.” Harrison v. Montgomery Cnty. Bd. of Ed., 295 Md. 442, 451, 456 A.2d 894, 898 (1983). Contributory negligence is the “neglect of duty imposed upon all men to observe ordinary care for their own safety,” Potts v. Armour & Co., 183 Md. 483, 490, 39 A.2d 552, 556 (1944), and refers not to the breach of a duty owed to another, but rather to the failure of an individual to exercise that degree of care necessary to protect him or her self. Baltimore Cnty. v. State, Use of Keenan, 232 Md. 350, 362, 193 A.2d 30, 37 (1963). An “all-or-nothing” doctrine, contributory negligence operates in application as a total bar to recovery by an injured plaintiff.

The doctrine is of judicial “Big Bang” origin, credited generally to the 1809 English case of Butterfield v. Forrester (1809) 103 Eng. Rep. 926 (K.B.). In Butterfield, the court considered whether a plaintiff, injured while “violently” riding his horse on a roadway, by a pole negligently placed in the roadway, could recover damages. Denying recovery, Lord Ellenborough penned the first recognized incantation of contributory negligence, declaring, “One person being in fault will not dispense with another’s using ordinary care for himself. Two things must concur to support this action, an obstruction in the road by the fault of the defendant, and no want of ordinary care to avoid it on the part of the plaintiff.” Id. at 927.

*697Soon after Butterfield, American courts began to recognize the doctrine of contributory negligence. See Smith v. Smith, 19 Mass. (2 Pick.) 621 (1824); William L. Prosser, Comparative Negligence, 51 Mich. L.Rev. 465, 468 (1953). Although early courts explained rarely the reasons for their adoption of the doctrine, scholars set forth later multiple reasons for its widespread acceptance in the U.S. in the nineteenth and early twentieth centuries. For example, its ascendance was considered a means of encouraging potential plaintiffs to comply with the relevant standard of care, 4 Harper, James & Gray on Torts, § 22.2 at 340 (3d ed. 2006) (hereinafter “Harper, James & Gray”); requiring plaintiffs to enter court with clean hands, Prosser & Keeton on the Law of Torts, § 65 at 451 (5th ed. 1984) (hereinafter “Prosser & Keeton”); and, insulating developing industry from liability and fostering economic growth by keeping in check plaintiff-minded juries. Id. at 452; 4 Harper, James & Gray, supra, § 22.1 at 328-30. The doctrine was seen also as consistent with “several unwritten policies of the [nineteenth and early twentieth century] common law” — specifically, the idea that courts should not assist someone who contributes to causing his or her own injuries, and the “passion for a simple issue that could be categorically answered yes or no ...” Harrison, 295 Md. at 450, 456 A.2d at 897-98; see also Edward S. Digges, Jr. & Robert Dale Klein, Comparative Fault in Maryland: The Time Has Come, 41 Md. L.Rev. 276, 278 (1982); Prosser & Keeton, supra, § 65 at 452.

Whatever the initial justifications attributed to its birth, contributory negligence has been a mainstay of Maryland law since its adoption in Irwin v. Sprigg, 6 Gill 200 (1847).1 Since *698that time, Maryland courts applied the doctrine of contributory negligence to bar recovery in negligence actions by at-fault plaintiffs. Exceptions evolved, however, to allow recovery in specific instances. For example, the defense of contributory negligence is not available against claimants under five years of age, Taylor v. Armiger, 277 Md. 638, 649, 358 A.2d 883, 889 (1976), in strict liability actions, Ellsworth v. Sherne Lingerie, Inc., 303 Md. 581, 597, 495 A.2d 348, 356 (1985), and in actions based on intentional conduct, Tucker v. State, Use of Johnson, 89 Md. 471, 486, 43 A. 778, 783 (1899); State Farm Mut. Auto. Ins. Co. v. Hill, 139 Md.App. 308, 316-18, 775 A.2d 476, 481-82 (2001). Additionally, the doctrine of last clear chance developed, Northern Cent. Ry. Co. v. State, Use of Price, 29 Md. 420, 436 (1868), to allow a plaintiff to recover, despite his or her contributory negligence, if he or she establishes “something new or sequential, which affords the defendant a fresh opportunity (of which he fails to avail himself) to avert the consequences of his original negligence.”2 Sanner v. Guard, 236 Md. 271, 276, 203 A.2d 885, 888 (1964).

The all-or-nothing consequences of the application of contributory negligence have long been criticized nationally by scholars and commentators. See, e.g., Hilen v. Hays, 673 S.W.2d 713, 717 (Ky.1984) (“A list of the critics of contributory negligence as a complete bar to a plaintiffs recovery reads like a tort hall of fame. The list includes, among others, Campbell, Fleming, Green, Harper and James, Dreton, Leflar, Malone, Pound and Prosser.”); Prosser, Comparative Negligence, supra, at 469 (“Criticism of the denial of recovery was *699not slow in coming, and it has been with us for more than a century.”); 2 Dan B. Dobbs, Paul T. Hayden & Ellen M. Bublick, The Law of Torts, § 218 at 763 (2d ed. 2011) (hereinafter “Dobbs”) (“The traditional contributory negligence rule was extreme not merely in results but in principle. No satisfactory reasoning has ever explained the rule.”). Many have argued instead for, and most states have adopted,3 a system of comparative negligence which apportions damages between a negligent plaintiff and a negligent defendant according to each party’s relative degree of fault. Thus, under a comparative negligence system, a plaintiffs contributory negligence does not bar recovery, but rather reduces proportionately his or her damages in relation to his or her degree of fault.4 2 Dobbs, supra, § 220 at 771.

This Court considered previously whether to replace the common law doctrine of contributory negligence with a system of comparative fault. See Harrison, 295 Md. 442, 456 A.2d 894; Pittsburg & Connellsville R.R. Co. v. Andrews, 39 Md. 329, 351 (1874) (noting that a doctrine requiring the relative fault of a plaintiff and defendant to be compared “has never been sanctioned in this State, but the exact contrary is the settled rule here”). We confronted this question most recently nearly thirty years ago. In Harrison, we considered *700whether to abrogate judicially contributory negligence in the midst of a nation-wide movement to transition to a system of comparative fault.5 We engaged first in a comparison of the historical and doctrinal principles of both contributory and comparative negligence. Harrison, 295 Md. at 449-53, 456 A.2d at 897-99. Although recognizing the growing trend toward adopting principles of comparative fault, id. at 456-58, 456 A.2d at 901-02, we noted, on the other hand, Maryland’s long history of applying the doctrine of contributory negligence. Id. at 458, 456 A.2d at 902. See Irwin, 6 Gill at 205 (adopting the doctrine of contributory negligence); Pittsburg & Connellsville R.R. Co., 39 Md. at 351 (affirming Maryland’s adherence to contributory, rather than comparative, negligence).

Although acknowledging further that jurisdictions transitioning from contributory negligence to comparative fault regimes experienced little difficulty in doing so, Harrison, 295 Md. at 454, 456 A.2d at 900, we noted that making such a doctrinal change requires consideration of a multitude of options and implications. Id. at 462-63, 456 A.2d at 904-05. For example, this Court would have to choose between a pure or modified fault system, and consider “the effect which a comparative fault system would have on other fundamental areas of negligence law,” such as the “last clear chance doctrine, assumption of the risk, joint and several liability, contribution, setoffs and counterclaims, and application of the doctrine to other fault systems, such as strict liability in tort....” Id. at 455, 456 A.2d at 900. Noting the lack of uniformity among the systems adopted by new comparative fault jurisdictions in their treatment of these areas, we characterized the decision whether to adopt either pure or modified *701comparative fault as one “plainly involving] major policy considerations.” Id. at 462, 456 A.2d at 904.

Perhaps overawed by the difficult choices inherent in adopting comparative negligence, however, the Harrison court declined to ride atop the tsunami of states abandoning contributory negligence. Instead, the Harrison majority observed that “scant attention” had been paid by the Maryland Bench and Bar to the relative merits of contributory and comparative negligence, id. at 458, 456 A.2d at 902, and that, although the Legislature had considered numerous bills proposing to adopt comparative fault, none were enacted ultimately. Id. at 461-62, 456 A.2d at 904. Thus, ignoring the great societal change nationally demonstrating the unsuitability of contributory negligence principles to modern life, but finding no evidence of that groundswell in Maryland, we deferred instead to the Legislature, inferring from its inaction an “intention to retain the contributory negligence doctrine” as the public policy of the State of Maryland. Id. at 462, 456 A.2d at 904. We concluded:

All things considered, we are unable to say that the circumstances of modern life have so changed as to render contributory negligence a vestige of the past, no longer suitable to the needs of the people of Maryland. In the final analysis, whether to abandon the doctrine of contributory negligence in favor of comparative negligence involves fundamental and basic public policy considerations properly to be addressed by the legislature. We therefore conclude ... that while we recognize the force of the plaintiffs argument, in the present state of the law, we leave any change in the established doctrine to the Legislature.

Id. at 463, 456 A.2d at 905 (internal quotation marks and citations omitted). We are given straightforwardly in the present case another opportunity to replace the doctrine of contributory negligence with a system of comparative fault.

II. The Maryland Court of Appeals Has the Power to Abrogate Contributory Negligence

Unquestionably (as the Majority opinion agrees — see Maj. op. at 691-93, 69 A.3d at 1156-57), this Court has the power to *702change the doctrine of contributory negligence. Although the common law may be changed also by legislative act, Md. Const. Deel. of Rts. art. 5, we have stated frequently that it is “our duty to determine the common law as it exists in this State.” Pope v. State, 284 Md. 309, 341-42, 396 A.2d 1054, 1073 (1979) (quoting Ass’n of Taxi Oprs. v. Yellow Cab Co., 198 Md. 181, 204, 82 A.2d 106, 117 (1951)). See also Tracey v. Solesky, 427 Md. 627, 639-40, 50 A.3d 1075, 1081-82 (2012) (quoting Ireland v. State, 310 Md. 328, 331-32, 529 A.2d 365, 366 (1987)); McGarvey v. McGarvey, 286 Md. 19, 27, 405 A.2d 250, 254 (1979). Contributory negligence is, and has always been, a common law doctrine of judicial origin in this State. See Irwin, 6 Gill 200. In the absence of codification by the Legislature, the defense of contributory negligence remains a dependent of the common law, and as such, is within the province of its parent, this Court, to abrogate or modify that to which it gave birth and nurtured. See, e.g., Price v. State, 405 Md. 10, 23, 949 A.2d 619, 627 (2008) (noting that because “the Maryland principles governing inconsistent verdicts are neither reflected in statutes nor in the Rules promulgated by this Court[,] ... those principles ... [are] part of Maryland common law” and subject to judicial modification); Jones v. State, 303 Md. 323, 337 n. 10, 493 A.2d 1062, 1069 n. 10 (1985) (“The common law rule may, within constitutional constraints, be changed or modified by ... judicial decision____”); Ireland, 310 Md. at 331, 529 A.2d at 366 (“[T]he determination of what part of th[e] common law is consistent with the spirit of Maryland’s Constitution and her political institutions[ ] are to be made by this Court.”).

In accordance with our authority to alter the common law, Petitioner James Coleman (“Coleman”) urges this Court to abolish the doctrine of contributory negligence, arguing that it is a vestige of the past. In response, Respondent Soccer Association of Columbia (“SAC”) and its Amici6 claim princi*703pally that this Court is bound by its decision in Harrison to retain the doctrine of contributory negligence; but, assuming that we are not bound by Harrison, Respondent contends that the abrogation of contributory negligence is more appropriate for legislative, rather than judicial, action, due to the complex policy considerations involved in adopting comparative negligence. I disagree. Principles of stare decisis do not require continued adherence to our decision in Harrison, nor does this Court owe continued deference to the General Assembly simply because of the difficult choices inherent in formulating a comparative negligence rule. Thus, I would abolish the doctrine of contributory negligence and replace it with comparative fault — “not because [it is] easy, but because [it is] hard.” President John F. Kennedy, Address at Rice University on the Nation’s Space Effort (12 Sept. 1962).7

A. Stare Decisis Does Not Require Retention of the Doctrine of Contributory Negligence

Under the doctrine of stare decisis, changes in long-standing “decisional doctrine are left to the Legislature” for purposes of “certainty and stability.” Harrison, 295 Md. at 458-59, 456 A.2d at 902 (quoting Deems v. Western Md. Ry. Co., 247 Md. 95, 102, 231 A.2d 514, 518 (1967)). Stare decisis, meaning to stand by the thing decided, “promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and contributes to the actual and perceived integrity of the judicial process.” *704 Livesay v. Baltimore Cnty., 384 Md. 1, 14, 862 A.2d 33, 40-41 (2004) (quoting Payne v. Tennessee, 501 U.S. 808, 827, 111 S.Ct. 2597, 2609, 115 L.Ed.2d 720 (1991)). Notwithstanding the doctrine of stare decisis, the common law remains “subject to judicial modification in the light of modern circumstances or increased knowledge.” Ireland, 310 Md. at 331, 529 A.2d at 366. As we stated in Harrison, we have never construed the doctrine of stare decisis “to inhibit us from changing or modifying a common law rule by judicial decision where we find, in light of changed conditions or increased knowledge, that the rule has become unsound in the circumstances of modern life, a vestige of the past, no longer suitable to our people.” 295 Md. at 459, 456 A.2d at 903.

Although this Court has declined frequently to alter longstanding common law rules, see, e.g., Fennell v. Southern Md. Hosp. Ctr., 320 Md. 776, 786-87, 580 A.2d 206, 211 (1990) (refusing to revise the common law to permit damages for “lost chance of survival” claims in medical malpractice actions); Frye v. Frye, 305 Md. 542, 567, 505 A.2d 826, 839 (1986) (declining to overturn parent-child immunity in motor tort cases); State v. Minster, 302 Md. 240, 245, 486 A.2d 1197, 1199 (1985) (refusing to abrogate the common law “year and a day rule”), we may depart from principles of stare decisis in two circumstances: (1) when a prior decision was “clearly wrong and contrary to established principles,” Tracey, 427 Md. at 659, 50 A.3d at 1093 (quoting State v. Adams, 406 Md. 240, 259, 958 A.2d 295, 307 (2008)), or (2) “when precedent has been superseded by significant changes in the law or facts.” Id. (citing Harrison, 295 Md. at 459, 456 A.2d at 903). For example, in B & K Rentals & Sales Co. v. Universal Leaf Tobacco Co., we abandoned the common law rule of res gestae in favor of the version set forth in the Federal Rules of Evidence, after noting our “[increased knowledge,” “the guidance of a significant majority of other states,” and the near-universal condemnation of the common law rule by both courts and commentators. 324 Md. 147, 158, 596 A.2d 640, 645 (1991). Similarly, in Julian v. Christopher, we departed from our prior interpretation of silent consent clauses allowing *705landlords to refuse unreasonably and arbitrarily a lessee’s request to sublet or assign a lease in favor of a standard of reasonableness, after noting summarily that the common law interpretation is a “vestige of the past” and contrary to established public policy. 320 Md. 1, 8-9, 575 A.2d 735, 738-39 (1990).

This Court has shown a willingness to depart from its stale decisions even where we expressed previously an intention to defer to legislative action on a longstanding, but widely-disfavored, common law rule. For example, we declined for decades to abrogate the common law interspousal immunity doctrine prohibiting married women from maintaining actions in tort against their husbands, in each instance deferring expressly to the Legislature. See Stokes v. Ass’n of Indep. Taxi Operators, Inc., 248 Md. 690, 692, 237 A.2d 762, 763 (1968) (“[I]f the rule is to be changed, the Legislature will have to do it.”); Ennis v. Donovan, 222 Md. 536, 543, 161 A.2d 698, 702 (1960) (“We can only repeat that if it be desirable to permit a married woman, under certain circumstances, to sue her husband in tort, this authorization should emanate from the Legislature, not from the courts.”); Fernandez v. Fernandez, 214 Md. 519, 524, 135 A.2d 886, 889 (1957) (“We think the appellant here must proceed in equity unless the Legislature sees fit to change the law.”); Gregg v. Gregg, 199 Md. 662, 667, 87 A.2d 581, 583 (1952) (“[T]hese ancient theories which form a part of the common law have to be followed by us unless they have been changed by legislative action.... ”).

Shortly after our decision in Harrison, however, we abrogated the common law doctrine of interspousal immunity in negligence actions.8 Boblitz v. Boblitz, 296 Md. 242, 462 A.2d *706506 (1983). In so doing, we distanced ourselves from our prior cases and characterized the decision as one appropriate for judicial action.9 We considered persuasive the evolution of society’s conceptions regarding women and the trend toward abrogation in other states, concluding that the foundation of the doctrine no longer coincided with modern values. Thus, we determined that we could depart fairly from principles of stare decisis and overrule the doctrine’s application in negligence actions as a “vestige of the past.” Id. at 273-75, 462 A.2d at 521-22. We distinguished Harrison, however, as both possessing a history of legislative inaction on proposed bills (lacking in the context of interspousal immunity) and involving necessarily more complex issues, stating that Harrison represented an attempt to grant judicially that which “the Legislature repeatedly had rejected efforts to achieve legislatively.” Id. at 274, 462 A.2d at 521. Yet, we emphasized that, despite our decision in Harrison, it remains well within the authority of this Court to abrogate an outmoded rule of the common law. Id. at 274, 462 A.2d at 522.

We abandoned completely the doctrine of interspousal immunity finally in Bozman v. Bozman, 376 Md. 461, 830 A.2d 450 (2003). We noted that, because forty-six states had done so already, in full or in part, “the trend and, indeed, the great weight of authority” was in favor of abrogating the common law doctrine as “outdated and serving] no useful purpose.” Id. at 487-88, 830 A.2d at 466. Although we acknowledged that certain aspects of the common law concept, upon which the doctrine rested at its conception, would be retained in various provisions of the Maryland Code, we found such remnants insufficient to shield the doctrine from judicial aboli*707tion. Id. at 489, 830 A.2d at 466-67. Considering the decisions of our sister jurisdictions to be persuasive authority in analyzing the arguments “both in support of, and against, retention of the interspousal immunity rule,” id. at 490, 830 A.2d at 467, we determined that the doctrine of stare decisis did not require strict adherence to the doctrine or continued legislative deference. Id. at 494-95, 830 A.2d at 470.

Thus, as our abrogation of the interspousal tort immunity doctrine demonstrates, this Court has not only the power, but also the responsibility (Harrison notwithstanding) to abrogate the doctrine of contributory negligence if it concludes that the state of society and law have changed so that contributory negligence is a vestige of the past, unsuitable to the conditions of modern life. To that end, this Court reviews the foundation of the doctrine to determine its continued relevance in modern society, and considers persuasive, although not binding, the actions of other states on this issue. See id. at 490, 830 A.2d at 467. Additionally, we may analyze, to some degree (limited by the factual record before us), “the public policy concerns raised by the parties and by the other courts which have grappled with this issue.” State v. Wiegmann, 350 Md. 585, 607, 714 A.2d 841, 851 (1998) (quoting Gaver v. Harrant, 316 Md. 17, 30, 557 A.2d 210, 217 (1989)).

As noted above, the widespread acceptance of contributory negligence as a complete defense is attributed principally to (1) the desire to protect the nations’ newly-developing industry from liability and plaintiff-minded juries, E.A. Turk, Comparative Negligence on the March, 28 Chi.-Kent L.Rev. 189, 201 (1950); 4 Harper, James & Gray, supra, § 22.1 at 328-30; and (2) “the concept prevalent at the time that a plaintiffs irresponsibility in failing to use due care for his own safety erased whatever fault could be laid at defendant’s feet for contributing to the injury.” Scott v. Rizzo, 96 N.M. 682, 634 P.2d 1234, 1237 (1981) (citing F. Harper and F. James, Law of Torts, § 22.1 at 1198 (1956)). Neither of these justifications, however, carry weight in present-day Maryland. In today’s soci*708ety,10 there has been no need demonstrated to protect any “newly-developing” industry at the expense of injured litigants. Industry generally in this nation is no longer fledgling or so prone to withering at the prospect of liability. See, e.g., Alvis v. Ribar, 85 Ill.2d 1, 52 Ill.Dec. 23, 421 N.E.2d 886, 893 (1981) (“There is no longer any justification for providing the protective barrier of the contributory negligence rule for industries of the nation at the expense of deserving litigants.”); Frummer v. Hilton Hotels Int'l, Inc., 60 Misc.2d *709840, 304 N.Y.S.2d 335, 341-42 (N.Y.Sup.1969) (“Courts now do not feel any need to act as a protector of our nation’s infant industries, for their infancy has long since passed.... In an age where a defendant may through various means, such as insurance, readily protect himself from a ruinous judgment, the solicitude of nineteenth century courts for defendants is certainly out of place.... ”). Moreover, tilting the scales to favor industry is inconsistent with modern conceptions of justice, which focus instead on proportional responsibility and fundamental fairness. See Hilen v. Hays, 673 S.W.2d 713, 718 (Ky.1984) (“It may well be that the 19th century judicial mind perceived of the need for courts to tilt the scales of justice in favor of defendants to keep the liabilities of growing industry within some bounds. But assuming such a rule was ever viable, certainly it no longer comports to present day morality and concepts of fundamental fairness.” (internal citation and quotation marks omitted)); Robert H. Lande & James MacAlister, Comparative Negligence with Joint & Several Liability: The Best of Both Worlds, U. Balt. L.Rev. Online 1, 2 (2012) (noting that Maryland’s system of contributory negligence “frustrated the interests of justice as to the litigants”). Rather, the array of Amici lined up in support of the continuation of contributory negligence is populated by the entrenched and established business interests who seek to maintain an economic advantage.

The evolution of society’s conceptions of justice is exemplified by the move of tort law away from traditional “all-or-nothing” recovery rules and toward allocation of the burden of liability among at-fault parties. Guido Calabresi & Jeffrey O. Cooper, The Monsanto Lecture: New Directions in Tort Law, 30 Val. U.L. Rev. 859, 868 (1995). Liability, in negligence actions, “follows tortious conduct.” Austin v. Mayor & City Council of Baltimore, 286 Md. 51, 83, 405 A.2d 255, 272 (1979) (Cole, J., dissenting); Scott, 634 P.2d at 1241 (“Liability based on fault is the cornerstone of tort law....”). Contributory negligence is at odds with this fundamental premise. By barring recovery completely to a contributorily negligent plaintiff, the rule “visits the entire loss caused by the fault of *710two parties on one of them alone, and that one the injured plaintiff, least able to bear it, and quite possibly much less at fault than the defendant who goes scot-free.” Prosser, Comparative Negligence, supra, at 469.

Respondent and its Amici count as a strength of the doctrine of contributory negligence its inflexibility in refusing to compensate any, even marginally, at-fault plaintiff. They argue that, in so doing, contributory negligence encourages personal responsibility by foreclosing the possibility of recovery for potential, negligent plaintiffs, and thus cannot possibly be outmoded.11 To the contrary, that the doctrine of contributory negligence grants one party a windfall at the expense of the other is, as courts and commentators alike have noted, unfair manifestly as a matter of policy. See, e.g., Kaatz v. State, 540 P.2d 1037, 1048 (Alaska 1975) (“The central reason for adopting a comparative negligence system lies in the inherent injustice of the contributory negligence rule.”); Hoffman v. Jones, 280 So.2d 431, 436 (Fla.1973) (“Whatever may have been the historical justification for [the rule of contributory negligence], today it is almost universally regarded as unjust and inequitable to vest an entire accidental loss on one of the parties whose negligent conduct combined with the negligence of the other party to produce the loss.”); Lande & MacAlister, supra, at 4 (“The ‘all or nothing’ system [of contributory negligence], disconnected from a party’s degree of fault, is unfair and counterintuitive.”); Prosser, Comparative Negligence, supra, at 469 (characterizing contributory negligence as “outrageous” and an “obvious injustice” that *711“[n]o one has ever succeeded in justifying ..., and no one ever will”). Moreover, if contributory negligence encourages would-be plaintiffs to exercise caution with respect to themselves, then so too does the doctrine of comparative fault by reducing the plaintiffs recoverable damages. Unlike contributory negligence, however, comparative fault deters also negligence on the part of the defendant by holding him or her responsible for the damages that he or she inflicted on the plaintiff. See Lande & MacAlister, supra, at 5-6 (noting that, although contributory negligence systems “burden[ ] only plaintiffs with the obligation to take precautions,” comparative negligence provides a “mixture of responsibility” that is “the best way to prevent most accidents”); Prosser, Comparative Negligence, supra, at 468 (“[T]he assumption that the speeding motorist is, or should be meditating on the possible failure of a lawsuit for his possible injuries lacks all reality, and it is quite as reasonable to say that the rule promotes accidents by encouraging the negligent defendant.”). Thus, Respondent’s contention that contributory negligence encourages personal responsibility, and is therefore preferable to comparative negligence, is unpersuasive.

Respondent contends also that the foundation of contributory negligence remains strong because, as we said in Harrison, “Maryland cases do not reflect any general dissatisfaction with the contributory negligence doctrine.” 295 Md. at 458, 456 A.2d at 898. That the courts of this State have applied uniformly the doctrine, however, does not mean that we did not recognize along the way its flaws.12 See Bozman, 376 Md. at 472, 830 A.2d at 457. For example, as Judge Eldridge *712noted recently, our retention of contributory negligence garnered extensive criticism — “few if any other legal principles have been criticized as much as this Court’s continued adherence in negligence actions to the doctrine of contributory negligence and the Court’s refusal to adopt comparative negligence.” State v. Adams, 406 Md. 240, 332, 958 A.2d 295, 351 (2008) (Eldridge, J., dissenting), overruled by Unger v. State, 427 Md. 383, 48 A.3d 242 (2012). The Court of Special Appeals also noted similar criticism, calling the doctrine “harsh and pitiless,” and noted that we are among the severe minority of states adhering still to it. See Preston Carter v. Senate Masonry, Inc., 156 Md.App. 162, 175, 846 A.2d 50, 58 (2004); see also Stewart v. Hechinger Stores Co., 118 Md.App. 354, 359, 702 A.2d 946, 949 (1997) (“Although we are aware of the often harsh consequences of Maryland’s common law doctrine of contributory negligence, and that it has been abandoned by a vast majority of states in favor of some form of comparative negligence, we are in no position summarily to do so.”).

Moreover, since our decision in Harrison, the doctrine of comparative negligence has continued to be accepted elsewhere as the superior legal principle. At the time Harrison was decided, thirty-nine states had replaced the doctrine of contributory negligence with some form of comparative negligence. See 295 Md. at 453, 456 A.2d at 899. This trend has continued unabated. Today, the number of states applying comparative negligence is forty-six, and not one jurisdiction adopting it has since retreated and re-adopted contributory negligence. Rather, seven additional states have enacted comparative negligence systems since Harrison. What was at the time of Harrison a quickening trend within the United States is today an established principle of law in nearly every right-thinking common law jurisdiction in the world, see Pla *713 cek v. City of Sterling Heights, 405 Mich. 638, 275 N.W.2d 511, 515 (1979) (“[Ajlmost every common-law jurisdiction outside the United States has discarded contributory negligence and has adopted in its place a more equitable system of comparative negligence.”); John W. Wade, A Uniform Comparative Fault Act—What Should it Provide?, 10 U. Mich. J.L. Reform 220, 221 (1977) (noting that after England, Canada, and Australia abrogated contributory negligence, the United States became the “primary location of the contributory negligence rule”), with the exception of Maryland, Alabama, the District of Columbia, North Carolina, and Virginia. See 2 Dobbs, supra, § 220 at 772.

Respondent argues, in effect, that there has not been a significant change in the state of law or society since Harrison, and therefore there is no reason to depart from stare decisis and reconsider whether the doctrine of contributory negligence should be retained in the State of Maryland. I could not disagree more. At the time Harrison was decided, the country was in the midst of a broad reform effort sweeping the nation. The doctrine of comparative fault was of fairly recent vintage at the time Harrison was filed, adopted in most states in the ten years prior to our decision. See Robert D. Cooter & Thomas S. Ulen, An Economic Case for Comparative Negligence, 61 N.Y.U. L.Rev. 1067, 1075 (1986) (noting that most states adopted comparative negligence in the 1970s and early 1980s). Essentially, Respondent contends that, because our decision in Harrison was made when the movement toward reform of negligence principles was well underway, this Court is constrained to retain the doctrine forever, having missed the single opportunity to get on board the train. Respondent’s argument seems to suggest that, so long as there is some delay in abandoning an unjust law, the unjust law remains irretrievably an albatross tied around the neck of our common law, unless and until the Legislature decides to save us.13 As our decision in Bozman demonstrates, however, *714our authority to modify the common law and overrule prior decisions is not so limited.

Although only seven additional states have implemented comparative fault since Harrison, forty-six states now employ comparative fault.14 Comparative fault is no longer a trend or a doctrine of recent vintage, but rather is an established and integral doctrine to the negligence systems of nearly every state in the country. Other jurisdictions, most notably those that abrogated contributory negligence judicially, have decades of experience applying comparative fault — experience that, in large part, was lacking at the time we decided Harrison. The twelve states to abrogate contributory negligence by judicial decision provide examples of how comparative negligence is applied, how it impacts collateral doctrines and fault systems, and how it is applied in reality.15 In essence, this Court may foresee more clearly today potential impacts and complications, as well as the value of a comparative fault system, than was possible in 1983. Maryland is no longer at the crest of a wave of reform — instead, it has been left behind, one of the last bastions of contributory negligence in a world which has discarded it as unjust and outmoded. In my estimation, this qualifies certainly as a significant change warranting reconsideration of Harrison.

Although I recognize certainly the value of the doctrine of stare decisis, see, e.g., Unger v. State, 427 Md. 383, 418, 48 *715A.3d 242, 262 (2012) (Harrell, J., dissenting), I do not believe that in this instance, strict adherence is appropriate or warranted. See, e.g., Alvis, 52 Ill.Dec. 23, 421 N.E.2d at 896 (“Clearly, the need for stability in law must not be allowed to obscure the changing needs of society or to veil the injustice resulting from a doctrine in need of reevaluation.”); McIntyre v. Balentine, 833 S.W.2d 52, 56 (Tenn.l992)(declining to “mindlessfly]” follow stare decisis). I do not believe that because Harrison reaffirmed the vitality of contributory negligence in this State, absent legislative action, this Court is muted forever on the topic. The bounds of stare decisis are not so strict. Continued adherence to the doctrine of contributory negligence as rote obeisance to the principles of stare decisis and legislative deference “represents judicial inertia rather than a reasoned consideration of the intrinsic value of the rule.” Kaatz, 540 P.2d at 1049. Contributory negligence is no longer justified, has been discarded by nearly every other jurisdiction, and is manifestly unjust. Thus, I conclude that contributory negligence is a vestige of the past, and that in considering whether to abrogate the doctrine of contributory negligence, we are not bound by our decision in Harrison.

B. This Court Need Not Defer to Continued Legislative Inaction

Respondent argues that, notwithstanding our decision in Harrison, whether to abrogate contributory negligence in favor of comparative fault is a matter more properly suited to the legislative, rather than judicial, process. In Harrison, we noted that “in considering whether a long-established common law rule — unchanged by the legislature and thus reflective of this State’s public policy — is unsound in the circumstances of modern life, we have always recognized that declaration of the public policy of Maryland is normally the function of the General Assembly.” 295 Md. at 460, 456 A.2d at 903. Because declaration of public policy is generally a matter for the Legislature, we declared our “particular! ] reluctance] to alter a common law rule in the face of indications that to do so would be contrary to the public policy of the State!,]” id., and *716noted that we owe “initial deference to the legislature where change is sought in a long-established and well-settled common law principle.” Id. at 461, 456 A.2d at 904.

In considering whether the doctrine of contributory negligence was declared the public policy of the State of Maryland, we placed particular emphasis on the Legislature’s consideration of numerous bills proposing to adopt the doctrine of comparative negligence. Specifically, we noted that between 1966 and 1982, the General Assembly considered twenty-one bills proposing the adoption of comparative negligence, yet none passed. Id. “Although not conclusive,” we stated, “the legislature’s action in rejecting the proposed change is indicative of an intention [on the part of the Legislature] to retain the contributory negligence doctrine.” Id.

Our statements in Harrison did not circumscribe, however, our authority to alter judicially-created common law rules in the face of repeated legislative inaction on the subject. Although we have declined frequently to effect changes in decisional doctrine upon observing repeated legislative inaction, see, e.g., Potomac Valley Orthopaedic Assocs. v. Md. State Bd. of Physicians, 417 Md. 622, 639-40, 12 A.3d 84, 94 (2011) (“Our conclusion is confirmed by the fact that, in 2007, 2008, 2009, and 2010, the General Assembly ‘rejected efforts to achieve legislatively that which we [are being] asked to grant judicially.’ ” (alterations in original) (citation omitted)); Moore v. State, 388 Md. 623, 641, 882 A.2d 256, 257 (2005) (“Legislative inaction is very significant where bills have repeatedly been introduced in the General Assembly to accomplish a particular result, and where the General Assembly has persistently refused to enact such bills.”), we determined, on multiple occasions, that legislative inaction may not be a sufficient premise from which to draw a positive legislative intent in certain situations. See, e.g., City of Balt. Dev. Corp. v. Carmel Realty Assocs., 395 Md. 299, 329, 910 A.2d 406, 424 (2006) (cautioning against drawing a positive inference from legislative inaction because “the General Assembly may well have ... decided not to enact the amendment for a myriad of other reasons”); Goldstein v. State, 339 Md. 563, 570, 664 A.2d 375, *717378 (1995) (“[T]he mere fact that the General Assembly has declined to adopt a particular proposal does not preclude this Court from incorporating the substance of that proposal into the common law....”); Automobile Trade Assoc. of Md., Inc. v. Ins. Comm’r, 292 Md. 15, 24, 437 A.2d 199, 203 (1981) (“[T]he fact that a bill on a specific subject fails of passage in the General Assembly is a rather weak reed upon which to lean in ascertaining legislative intent.”); Cicoria v. State, 89 Md.App. 403, 428 n. 9, 598 A.2d 771, 775 n. 9 (1991) (noting that “[tjrying to determine what the legislature intended (or did not intend) by rejecting those bills is no easy assignment” and declining to draw either a positive or negative inference from the rejected bills).

Although the Harrison court opted to defer to the Legislature, the opinion in that case gives no indication that such deference was unlimited. No acknowledgment was advanced that we lack the authority to alter a long-standing common law rule where the Legislature declines to enact proposed legislation. Rather, we expressed that we are “particularly reluctant” to do so, and that we give “initial deference” to the Legislature when considering a change to long-standing common law principles. Harrison, 295 Md. at 460-61, 456 A.2d at 903-04 (emphasis added). Further, we did not characterize the inaction of the General Assembly as a conclusive, definitive declaration of public policy — to the contrary, we specifically stated that legislative inaction is “not conclusive” and merely “indicative of an intention to retain the doctrine of contributory negligence.” Id. at 461, 456 A.2d at 904.

I acknowledge, of course, that legislative consideration of comparative negligence did not cease with our decision in Harrison. The General Assembly considered numerous comparative negligence bills since Harrison, but has not to this date reached an agreement that comparative negligence should become the law of this State by legislative act.16 The *718pace of consideration of comparative negligence bills slowed dramatically in recent years, however. Since 2003, the General Assembly considered the adoption of comparative negligence only once, see H.B. 110, 2007 Leg., 423d Sess. (Md. 2007), crossfiled with S.B. 267, 2007 Leg., 423d Sess. (Md. 2007), whereas in the ten years preceding Harrison (1974-83), the Legislature considered ten independent bills. See H.B. 1007, 1982 Leg., 388th Sess. (Md. 1982); H.B. 633, 1981 Leg., 387th Sess. (Md. 1981); H.B. 98, 1980 Leg, 386th Sess. (Md. 1980); H.B. 1484, 1980 Leg., 386th Sess. (Md. 1980); H.B. 1381, 1979 Leg., 385th Sess. (Md. 1979); H.B. 1386, 1979 Leg., 385th Sess. (Md. 1979); H.B. 2004, 1977 Leg., 383d Sess. (Md. 1977); H.B. 377, 1976 Leg., 382d Sess. (Md. 1976); S.B. 106, 1976 Leg, 382d Sess. (Md. 1976); H.B. 405, 1975 Leg, 380th Sess. (Md. 1975). No favorable committee action has been taken on a comparative negligence bill since 1988. See Department of Legislative Services, Negligence Systems: Contributory Negligence, Comparative Fault, and Joint and Several Liability 31 (2004) (hereinafter “Negligence Systems ”).

Declining to perpetuate unmindful deference to the Legislature on such a topic would not be without precedent. For example, as noted above, this Court stated repeatedly its intention to defer to legislative action on the topic of inter-spousal immunity before acting. See Stokes, 248 Md. at 692, 237 A.2d at 763; Ennis, 222 Md. at 543, 161 A.2d at 702; Fernandez, 214 Md. at 524, 135 A.2d at 889. Decades later, after noting the Legislature’s continued stasis on the subject, we rescinded our deference and modernized an outdated common law rule. See Bozman, 376 Md. 461, 830 A.2d 450; Boblitz, 296 Md. 242, 462 A.2d 506.

*719Other states, too, abrogated judicially the doctrine of contributory negligence in spite of legislative inaction on proposed bills of like objective.17 For example, during the approximate*720ly fifteen years prior to the Kentucky Supreme Court’s abrogation of contributory negligence in 1984, the Kentucky Legislature considered a comparative negligence bill “in most, if not all” legislative sessions. Hilen, 673 S.W.2d at 717. Yet, despite legislative consideration of (and inaction on) the issue, the Kentucky Supreme Court abrogated the doctrine, noting its systematic rejection, “first legislatively, and then judicially where the legislature has refused to act.” Id. at 716-17. Similarly, the Missouri Supreme Court deferred repeatedly to legislative consideration and an opportunity to act for over five years, noting that ordinarily the policy considerations implicit in making such a doctrinal change were more appropriate for the legislature, particularly in light of increased legislative interest in the topic. See Steinman v. Strobel, 589 S.W.2d 293, 294 (Mo.1979); Epple v. Western Auto Supply Co., 557 S.W.2d 253, 254 (Mo.1977). Indeed, even after applying a nudge to the legislature by abandoning “active-passive negli*721gence” in favor of comparative fault principles in cases involving multiple defendants, see Missouri Pac. R.R. Co. v. Whitehead & Kales Co., 566 S.W.2d 466 (Mo.1978), the Missouri Supreme Court continued to express its preference for legislative action. Steinman, 589 S.W.2d at 294. By 1983, however, shortly after our decision in Harrison, the Missouri Supreme Court decided it had waited long enough and abrogated contributory negligence generally by judicial decision, stating, “We have remained quiescent more than five years while waiting for the legislature to act.” Gustafson v. Benda, 661 S.W.2d 11, 15 (Mo.1983).

The New Mexico Supreme Court asserted that its legislature’s inaction on proposed bills could be “indicative of its belief that it is more appropriate for the judiciary than the legislature to open the door which the judiciary initially closed.” Scott, 634 P.2d at 1238-39. It characterized further legislative inaction as resulting from “legislative inertia,” rather than from a principled policy decision. Id. The Illinois Supreme Court also noted that a stalemate caused by a “mutual state of inaction in which the court awaits action from the legislature and the legislature awaits guidance from the court” constitutes a “manifest injustice to the public.” Alvis, 421 N.E.2d at 896. In such a situation, the court said, “it is the imperative duty of the court to repair that injustice and reform the law to be responsive to the demands of society.” Id. Consequently, we should put an end to the staring contest in Maryland and act to conclude the Alphonse & Gaston routine that has settled in between our two branches of government.

Respondent also contends that, the abstract principle of deference to legislative inaction notwithstanding, replacing the doctrine of contributory negligence is a task more appropriate for legislative action because that potential deliberative and comprehensive decision-making process is suited better to resolution of the complex policy considerations involved in adopting comparative fault and its collateral impacts. The Harrison court expressed a particular reluctance to abrogate contributory negligence due to the nature of comparative *722negligence as not being “a unitary doctrine[,] but one which has been adopted by other states in either a pure or modified form.” 295 Md. at 462, 456 A.2d at 904. Characterizing the choice between pure and modified comparative fault as “a policy issue of major dimension,” this Court opted in 1988 to leave the choice to the General Assembly. Id. at 463, 456 A.2d at 905. Respondent contends that, because this decision implicates policy considerations and this Court is limited in its consideration of the impact on collateral doctrines and principles by the facts of this case,18 we should continue to refrain from adopting comparative negligence and disrupting long-settled law to avoid confusion and disarray in our courts. Moreover, Respondent and its Amici argue that abolishing the doctrine of contributory negligence is bad public policy. They contend that in so doing, we would inject chaos and uncertainty into an area of settled law, and increase litigation, insurance rates, and taxes.19

Although the transition from contributory to comparative negligence systems is plainly “a policy issue of major dimen*723sion,” I do not think that it is an issue on which awaiting legislative catharsis is appropriate any longer. Contributory negligence is a spawn of the court system — and as such, this Court is eminently able and uniquely situated to stay the course. Moreover, as the South Carolina Court of Appeals noted, the potential for a legislative body to affect comprehensively a doctrinal substitution has not proven out uniformly in execution. Langley v. Boyter, 284 S.C. 162, 325 S.E.2d 550, 560 (App.1984), quashed, 286 S.C. 85, 332 S.E.2d 100 (1984), cited with approval, Nelson v. Concrete Supply Co., 303 S.C. 243, 399 S.E.2d 783, 784 (1991) (“[T]he history of legislative action in the various states which have adopted the doctrine [of comparative negligence] by statute reveals that comprehensive statutes are not usually adopted.”). Rather, most states adopting comparative negligence via legislative act have enacted short-form statutes that leave most doctrinal issues to be shaped and developed by the courts. Id.

Additionally, deferring this issue to a future court or legislative session on grounds that the present case offers insufficient facts to reach binding declarations regarding all collateral doctrines and principles does not weigh so heavily as this Court’s responsibility to administer justice. As this argument goes, “in essence, ... where a court cannot correct all injustice, it should correct none.” Id. I am not persuaded that making the change by judicial decision, necessarily leaving some further development of the doctrine of comparative negligence to another day, will wreak havoc on our system of justice or the State’s economy. To the contrary, the experiences of other states, having made an analogous change, “provide an accurate barometer of what can be expected after abrogation.” Bozman, 376 Md. at 496, 830 A.2d at 471. In the twelve other states to abrogate by judicial decision the doctrine of contributory negligence, there is scant evidence that the judicial system was thrown into unmanageable disarray. In fact, other courts noted that “the fears of administering the doctrine are greater than the reality,” and that the difficulties presumed inherent in the adoption of comparative negligence “are outweighed by the injustices attendant upon *724any delay in adopting the comparative negligence (fault) rule.” Scott, 634 P.2d at 1239, 1241.

I recognize that a shift to comparative fault implicates numerous collateral doctrines. I expect fully that questions will arise about the application of comparative fault in practice in the State of Maryland that cannot be answered conclusively in the present case. This Court would be well-served, however, to place trust in the full array of the Judiciary of this State to administer faithfully the principles of comparative negligence in accordance with this Court’s direction. Thus, I reject Respondent’s contention that this matter is best left to a legislative enactment that might address all potential applications of the doctrine of comparative negligence in a single coup, rather than trusting to the incremental decisions that follow in the common law tradition, beginning with a seminal action by this Court.

III. This Court Should Adopt Pure Comparative Fault

Having concluded, as I have, that the doctrine of contributory negligence must fall, the question becomes: what form of comparative negligence should be adopted? Although the precise formulations of comparative fault systems may vary, there are essentially two basic forms: pure and modified.

Under a system of pure comparative fault, damages are apportioned among the parties according to the fact finder’s determination of the percentage that each party’s negligence contributed to the injury. Cooter & Ulen, supra, at 1076. A plaintiff is permitted to recover from the defendant (or defendants) the portion of his or her damages which the defendant (or defendants) caused — regardless of the quantum of the plaintiffs contributory negligence. 4 Harper, James & Gray, supra, § 22.15 at 458. Thus, even if the plaintiffs degree of fault exceeds that of the defendant (or defendants), the plaintiff may recover damages reduced by the proportion that the plaintiff is at fault. See id.; Digges & Klein, supra, at 280.

Modified comparative fault, by contrast, considers relevant the proportion of the plaintiffs relative fault in varying de*725grees, depending on the standard adopted. Under such systems, a plaintiff “escapes the contributory negligence bar only if his share of the responsibility falls within a specified limitation.” 4 Harper, James & Gray, supra, § 22.15 at 458. States that adopt a modified system generally choose one of two forms, allowing recovery of damages by a plaintiff reduced by the percentage of his or her own fault if either (1) the plaintiff’s relative fault is less than the combined fault of all of the defendants;20 or (2) the plaintiffs relative fault is not greater than the combined fault of all of the defendants.21,22

This Court should adopt for Maryland pure comparative negligence. Pure comparative negligence is favored almost universally by legal scholars and academics. It is “the fairest, most logical and simplest to administer of all available systems.” Goetzman, 327 N.W.2d at 754. Because pure comparative negligence emphasizes the relationship of an individual’s fault to the ultimate damages, “[njeither party is unjustly enriched[, and] [njeither party escapes liability resulting from his negligent acts or omissions.” Alvis, 421 N.E.2d at 897. The shades of gray in jury determinations23 assigning propor*726tions of fault is not, in a pure system, the difference between substantial recovery and no recovery at all. See Prosser, Comparative Negligence, supra, at 493-94 (“It is obvious that a slight difference in the proportionate fault [under a modified system] may permit a recovery; and there has been much quite justified criticism of a rule under which a plaintiff who is charged with 49 per cent of the total negligence recovers 51 percent of his damages, while one who is charged with 50 per cent recovers nothing at all.”). Critics of pure comparative negligence call it a “radical break” from the principles of contributory negligence, and view a modified version instead as a logical evolution away from contributory negligence. See Bradley v. Appalachian Power Co., 163 W.Va. 332, 256 S.E.2d 879, 885 (1979) (noting an unwillingness “to abandon the concept that where a party substantially contributes to his *727own damages, he should not be permitted to recover for any part of them”). Pure comparative negligence, however, more closely hews to the principle on which comparative fault systems are based' — that liability should be commensurate with fault, and that individuals are responsible to the extent that their fault results in injury. See Goetzman, 327 N.W.2d at 753-54; Lande & MacAlister, supra, at 9 (“[Ojnly a ‘pure’ system protects all the deserving injured, is fair to defendants, optimally deters negligent behavior, and fosters the greatest sense of justice, fairness, and respect for the law on the part of juries.”).

Moreover, although pure comparative negligence is the numerically minority choice nationally,24 it is the preferred version among states adopting comparative negligence by judicial decision. Nine of the twelve states adopting comparative negligence judicially have chosen a pure system,25 while three chose a modified version.26 Modified systems “reintroduce in *728large measure the very same all-or-nothing feature of contributory negligence that the remedy of comparative negligence is designed to overcome,” by establishing a new set point at which recovery for a contributorily negligent plaintiff is barred. 4 Harper, James & Gray, supra, § 22.15 at 463; see also Li, 119 Cal.Rptr. 858, 532 P.2d at 1242 (criticizing a modified system as simply shifting the “lottery aspect” of contributory negligence to a different set point); Alvis, 52 Ill.Dec. 23, 421 N.E.2d at 898 (“There is no better justification for allowing a defendant who is 49% at fault to completely escape liability than there is to allow a defendant who is 99% at fault under the old rule to escape liability.”). Maryland courts should apply a system of pure comparative fault in negligence actions.

IV. Some Ruminations on the Possible Effect on Collateral Doctrines of the Adoption of Comparative Fault

Adopting a system of comparative fault will impact undoubtedly numerous collateral doctrines in the law of torts, as we recognized in Harrison. Indeed, as the Florida Supreme Court acknowledged, “the prospect of a general upheaval in pending tort litigation has always been a deterring influence in considering the adoption of a comparative negligence rule.” Hoffman v. Jones, 280 So.2d 431, 439 (Fla.1973). Although the facts of the present case and Petitioner’s questions for which we issued a writ of certiorari do not permit a binding consideration of the possible effects on these collateral doctrines, it is prudent nonetheless to itemize and comment on here a few, but by no means an exhaustive list, of the potential impacts of a decision to adopt comparative negligence.

*729Even after the abrogation of contributory negligence, the spirit of that doctrine will remain in some statutory provisions. For example, as Respondent and its Amici point out, the principles of contributory negligence are codified in various limited contexts in the Maryland Code. That remnants of a discarded common law doctrine may remain after its abolition does not provide, however, a reason to retain it in its entirety for all purposes. Cf. Bozman, 376 Md. at 488, 830 A.2d at 466 (acknowledging that despite the Court’s abolition of the doctrine of interspousal immunity, remnants of the common law concept upon which the doctrine was based remain in Maryland law). We do not have the authority to overrule any principles of contributory negligence embedded currently in the statutory law of this State. See Md. Const. Decl. of Rts. art. 8. Thus, where the Legislature codified these principles as a complete bar to recovery in those limited contexts, it will continue to serve as a defense in those actions governed by the relevant statute, unless and until the General Assembly decides otherwise. See Md. Code (1977, 2009 Repl. Vol.), Transportation Article § 19—101(b) (“This State or a political subdivision of this State may use the defense of contributory negligence and assert the doctrine of last clear chance in an action brought or defense raised under this section.”); Md. Code (1977, 2009 Repl. Vol.), Transportation Article §19-102(c) (“This State or a political subdivision of this State may use the defense of contributory negligence and assert the doctrine of last clear chance in an action brought or defense raised under subsection (b) of this section.”). Where the principles of contributory negligence have not been codified, however, the doctrine of pure comparative negligence, as the common law of this state, should apply henceforth.27

Interestingly, concepts of contributory negligence will continue to be embedded in Maryland common law under a comparative fault system. The adoption of comparative fault abolishes the doctrine of contributory negligence as a complete *730bar to a plaintiffs recovery, but an individual’s “contributory negligence” remains relevant as a consideration in determining his or her degree of fault in contributing to his or her injury. Thus, statutes that disallow presently certain conduct from consideration as evidence of contributory negligence may have continued applicability in a comparative fault system,28 while others may merit consideration for revision by the General Assembly to make their continued applicability in a comparative fault system, if any, more clear. See, e.g., Md. Code (1973, 2006 Repl. Vol.), Courts & Judicial Proceedings Article, § 3-1607 (“A defendant in an action under this subtitle may not raise a defense of assumption of risk or contributory negligence based on the use of a controlled dangerous substance by the deceased individual.”); Md. Code (2007, 2012 Supp.), Human Services Article, § 7-704(b)(2) (“The failure of a blind or visually impaired pedestrian to carry a cane ... does not constitute contributory negligence per se.”).

Respondent and its Amici contend further that the adoption of comparative fault will have serious effects on the fiscal *731health of our State and local government. Because the unavailability of contributory negligence as an absolute bar to recovery will increase the number of “meritless claims presented,” they argue, governments will face increased liability. The possibility that state and local governmental liability may increase following the adoption of comparative fault is by no means certain. There is no evidence, and indeed Amici provide none, that other states have experienced skyrocketing governmental liability and fiscal disaster following the adoption of comparative negligence. Moreover, the adoption of comparative fault by no means limits the reactive power of the General Assembly. To the contrary, the Legislature remains in the position to observe the actual impacts of a comparative fault system in Maryland and adopt or amend statutes accordingly, if it deems change necessary.29 Moreover, if, as Amici contend, the General Assembly intended the defense of contributory negligence to apply to actions brought under the Local Government Tort Claims Act (“LGTCA”), despite failing to codify expressly that defense, see Md. Code (1973, 2006 Repl. Vol.), Courts & Judicial Proceedings Article, § 5-303, the Legislature has the authority to amend explicitly the LGTCA to so provide.

Respondent and its Amici express particular concern over the continued vitality of the principles of joint and several liability, and the attendant issue of contribution among joint tortfeasors, in a comparative fault system. I recognize that, following the adoption of a comparative fault system, the continued vitality and fairness of the doctrine of joint and several liability merits specific attention. Indeed, most states adopting comparative negligence have revisited this issue, see, e.g., McIntyre, 833 S.W.2d at 58 (“Having thus adopted a rule more closely linking liability and fault, it would be inconsistent to simultaneously retain a rule, joint and several liability, which may fortuitously impose a degree of liability that is out *732of all proportion to fault.”), although little consensus among states resulted.30 Because joint and several liability is not implicated by the facts of the present case, however, we reserve the evaluation and determination of whether a departure from common law joint and several liability is warranted, and, if so, in what circumstances.

We also recognize that, regardless of the impact of a reconsideration of the applicability of joint and several liability, there may exist at least a theoretical inconsistency between the Uniform Contribution Among Tortfeasors Act (“UCATA”) as codified at Md. Code (1973, 2012 Supp.), Courts & Judicial *733Proceedings Article, §§ 3-1401-09, and a system of comparative negligence. While the touchstone of a system of comparative negligence is the imposition of liability in direct proportion to one’s fault, the current provisions of the UCATA permit one joint tortfeasor to obtain contribution from another joint tortfeasor if he, she, or it has paid more than his, her, or its “pro rata share.” Id. at § 3-1402. A pro rata share is understood generally, however, as an equal share of the common liability, rather than a share based on an individual’s proportion of fault, and thus may be inconsistent with the foundations of comparative negligence.31 See Hashmi v. Bennett, 416 Md. 707, 719 n. 13, 7 A.3d 1059, 1066 n. 13 (2010) (quoting Lahocki v. Contee Sand & Gravel Co., 41 Md.App. 579, 616, 398 A.2d 490, 511 (1979), rev’d on other grounds sub nom, General Motors Corp. v. Lahocki, 286 Md. 714, 410 A.2d 1039 (1980)). Abiding future legislative action and/or appellate opinions, however, contribution among joint tortfeasors should continue to apply in pro rata shares.

Another potential issue for future resolution is the determination of which parties should be included in the pool of fault — specifically, how uncharged parties and released tortfeasors are treated under a comparative fault scheme in apportioning fault. The UATRA, for example, compares fault only among those individuals or entities that are actual parties to the litigation, but does not preclude any defendant from pursuing a nonparty. It contains an exception, however, for released tortfeasors, requiring that the responsibility of released tortfeasors be considered in apportioning fault among non-released parties. States are split on this approach — some follow the UATRA; others that initially adopted the UATRA approach amended their laws later to require apportionment of fault to nonparties; and, still others permit, but do not require, the consideration of nonparties in apportioning fault. See Rules Committee Report, supra, at 19-20.

*734Although I would decide today to apply a system of pure comparative fault only to negligence actions, other states adopting systems of comparative fault have confronted the breadth with which a system of comparative fault should be applied — in particular, whether to expand the reach of comparative fault to strict liability and intentional torts. The defense of contributory negligence long has been held inapplicable to actions based on strict liability, see Ellsworth v. Sheme Lingerie, Inc., 303 Md. 581, 597, 495 A.2d 348, 356 (1985), and intentional torts. See Tucker v. State, Use of Johnson, 89 Md. 471, 486, 43 A. 778, 783 (1899); State Farm v. Hill, 139 Md.App. 308, 316-18, 775 A.2d 476, 481-82 (2001). Approximately thirty-five states have opted to apply the doctrine of comparative fault to strict liability cases, in additional to negligence actions, although ten do not. See Negligence Systems, supra, at Appendix A, 37-41. Although many states do not endorse the application of comparative fault to intentional torts, see, e.g., Florenzano v. Olson, 387 N.W.2d 168, 176 n. 7 (Minn.1986) (“We ... consider it bad policy to permit an intentional tortfeasor the defense of comparative negligence merely because he or she chooses a gullible or foolish victim.”); Davies v. Butler, 95 Nev. 763, 602 P.2d 605, 611 (1979) (declining to apply comparative fault to intentional acts), some do. See, e.g., Alaska Stat. § 09.17.900 (2012) (including intentional conduct in the definition of fault); Blazovic v. Andrich, 124 N.J. 90, 590 A.2d 222, 231 (1991) (“We are unpersuaded by the decisions of other jurisdictions that reject apportionment of fault in actions involving intentional tortfeasors.”). Consideration of the expansion of comparative fault beyond negligence actions is a bridge too far at this time.

Additionally, this Court should consider eventually (in the proper case) the continued vitality of the ameliorative doctrine of last clear chance. Most states that abrogate contributory negligence by judicial decision abolished contemporaneously the doctrine of last clear chance. See, e.g., Kaatz, 540 P.2d at 1050; Hoffman, 280 So.2d at 438; Alvis, 52 Ill.Dec. 23, 421 N.E.2d at 898. Because the doctrine of last clear chance is designed to mitigate the harsh results of contributory negli*735gence, it seems likely that it may not survive the abrogation of contributory negligence. The facts giving rise to a traditional application of the doctrine may be relevant, however, in apportioning fault.

As we recognized in Harrison, the handling of set-offs and counterclaims are implicated by a decision to adopt comparative fault. Although Maryland has only a permissive, not compulsory, counterclaim rule, see Md. Rule 2-331; Fairfax Savings, F.S.B. v. Kris Jen Ltd. P’ship, 338 Md. 1, 11-12, 655 A.2d 1265, 1270 (1995), defendants in negligence actions will be able increasingly to raise counterclaims for damages arising from the same injury under a comparative fault rule. Thus, in a comparative negligence scheme, it may be the case that the plaintiff or counter-defendant owes the defendant or counter-plaintiff damages, and vice versa, raising the prospect of set-offs. In Hoffman, the Florida Supreme Court stated broadly that, in the case of a counterclaim, courts should “enter one judgment in favor of the party receiving the larger verdict, the amount of which should be the difference between the two verdicts.” 280 So.2d at 439. As the Florida court later recognized (and disavowed) in Stuyvesant Ins. Co. v. Bournazian, 342 So.2d 471 (Fla.1976), however, a technical application of the Hoffman language resulted in a windfall to insurance liability carriers, as they would be responsible only for the set-off amount, and not the full damages incurred by the insured. Id. at 473-74. Thus, Florida applies set-offs in negligence actions only in instances where both parties are uninsured. Id. at 474. By contrast, some comparative negligence states ban set-offs altogether, see, e.g., R.I. Gen. Laws § 9-20-4.1 (2011), which may result in practical difficulties where only one party is uninsured. See John M. Rogers & Randy Donald Shaw, A Comparative Negligence Checklist to Avoid Future Unnecessary Litigation, 72 Kentucky L.J. 25, 73-79 (1983). Although we cannot decide definitively today how set-offs will operate in a comparative fault system, as appropriate cases work their way to us, lower courts should consider the just compensation of the parties in determining whether set-offs should apply.

*736I acknowledge that adopting a system of pure comparative fault implicates numerous related doctrines and principles in the law of torts, and a decision to do so is not taken lightly. That many questions will result from such a shift is not, however, a justification for retaining the status quo of contributory negligence. I have confidence that our judicial system will not be thrown into disarray, as Respondent and its Amici contend, based on the experience of, at a minimum, the twelve states that adopted judicially comparative negligence. The collateral issues will be handled readily by our Legislature and/or State’s judges until this Court is presented the opportunity to resolve each lingering question.

V. Implementation of Pure Comparative Fault Should Apply Prospectively

The final decision to undertake in the present case, as I see it, is whether the decision adopting the doctrine of comparative negligence should be applied prospectively or retrospectively (to some extent). I would apply the doctrine of selective prospectivity, which is the “method by which ‘a court may apply a new rule in the case in which it is pronounced, then return to the old one with respect to all others arising on facts predating the pronouncement.’ ” Polakoff v. Turner, 385 Md. 467, 486, 869 A.2d 837, 849 (2005)(quoting James B. Beam Distilling Co. v. Georgia, 501 U.S. 529, 537, 111 S.Ct. 2439, 115 L.Ed.2d 481 (1991)(plurality opinion)).

Selective prospectivity applies generally in cases where we announce a change in the substantive common law, Polakoff, 385 Md. at 488 n. 14, 869 A.2d at 850 n. 14, rather than in cases changing procedural requirements in the trial courts, Owens-Illinois, Inc. v. Zenobia, 325 Md. 420, 470, 601 A.2d 633, 657-58 (1992), or overruling prior cases based on their erroneous interpretation of the law. See Polakoff, 385 Md. at 488, 869 A.2d at 850 (noting that a new interpretation of a statute will apply to “the case before the court and to all cases pending where the issue has been preserved for appellate review”); Houghton v. Cnty. Comm’rs of Kent Cnty., 307 Md. 216, 220, 513 A.2d 291, 293 (1986) (“[T]he question of whether a particular judicial decision should be applied prospectively or *737retroactively, depends in the first instance on whether or not the decision overrules prior law and declares a new principle of law.”). In adopting comparative fault, this Court would “exercise! ] [its] constitutional authority to change the common law.” See Zenobia, 325 Md. at 469, 601 A.2d at 657. See, e.g., Tracey, 427 Md. at 639-42, 50 A.3d at 1081-83; Julian, 320 Md. at 9-11, 575 A.2d at 739; Kelley v. R.G. Industries, Inc., 304 Md. 124, 140, 497 A.2d 1143, 1150-51 (1985); Boblitz, 296 Md. at 273-75, 462 A.2d at 521-22. Unlike in Zenobia, where we adopted a standard of clear and convincing evidence to justify punitive damages in tort cases, 325 Md. at 469, 601 A.2d at 657, the doctrine of comparative fault is not a procedural rule. See Erie Ins. Exchange v. Heffernan, 399 Md. 598, 635, 925 A.2d 636, 658 (2007) (noting that the doctrine of contributory negligence relates to substantive tort law). Thus, because “[ojrdinarily decisions which change the common law apply prospectively, as well as to the litigants before the court,”32 Julian, 320 Md. at 10, 575 A.2d at 739 (citing Williams v. State, 292 Md. 201, 217, 438 A.2d 1301, 1309 (1981)), I would apply the doctrine of comparative negligence to all causes of action accruing subsequent to the filing of this opinion, and to the parties in the present case on remand. See Boblitz, 296 Md. at 275, 462 A.2d at 522.

*738Finally, I would dismiss the writ of certiorari issued in response to the cross-petition filed by the Soccer Association of Columbia, for the same reasons stated for a similar result in the Majority opinion. See Maj. op. at 685 n. 3, 69 A.3d at 1152 n. 3.

C.J. Bell has authorized me to state he joins in this opinion.

GREENE, J.,

concurring, which BATTAGLIA, McDONALD and RAKER, JJ., join.

I join the majority opinion in rejecting Petitioner’s invitation to change Maryland common law and abrogate the doctrine of contributory negligence. I write separately to explain why I believe, in addition to the reasons advanced in the majority opinion, we should defer to the General Assembly with regard to what would amount to a comprehensive revision of the law in this State. Notably, there is no dispute about whether this Court has the authority to change the common law. Just because we have that power, however, is no good reason to change the law in the face of clear policy reasons, based upon our jurisprudence, directing that we exercise restraint.

We pointed out in Harrison v. Montgomery Cnty. Bd. of Educ., 295 Md. 442, 463, 456 A.2d 894, 905 (1983), that “the contributory negligence principle [is] the valid standard in Maryland negligence cases and that ‘any change in the established doctrine [was for] the Legislature.’.” Majority Opinion, at 685, 69 A.3d at 1152. In support of this conclusion, we acknowledged that the determination of public policy is generally a legislative prerogative. See Harrison, 295 Md. at 460, 456 A.2d at 903 (“[The] declaration of the public policy of Maryland is normally the function of the General Assembly[.]”). This Court has stated that “[we are] reluctant to alter a common law rule in the face of indications that to do so would be contrary to the public policy of this State.” Harrison, 295 Md. at 460, 456 A.2d at 903 (citing Condore v. Prince George’s Cnty., 289 Md. 516, 532, 425 A.2d 1011, 1019 (1981)). In my view, this is sound public policy, especially in light of the long-standing adherence in this State to the rule of contributory negligence. Therefore, we should defer to the *739General Assembly under the circumstances of this case. To do otherwise, we cast ourselves as a Court attempting to impose our will upon the General Assembly.

In Maryland, we operate under a fault-based tort system. Fault also is the test for liability under contributory negligence and comparative negligence. In any given case, the negligence of a plaintiff may play a part in causing his or her injuries and the' damages he or she is allowed to recover should, therefore, be diminished to some extent. Of course, contributory negligence completely bars recovery, while comparative negligence prevents the plaintiff from recovering only that portion of his damages for which he is responsible. I am willing to concede that a system premised on comparative negligence for apportioning fault appears to be “a more equitable system of determining liability and a more socially desirable method of loss distribution.” See Hoffman v. Jones, 280 So.2d 431, 437 (Fla.1973). Thus, under comparative negligence, losses are apportioned among those whose fault contributed to the occurrence. Hence, if we were writing on a clean slate, I might be persuaded to adopt the comparative negligence standard.

Because I would prefer a system of comparative negligence is neither the test nor the justification for abandoning contributory negligence and adopting comparative negligence in its place. In this case our duty is to construe or interpret the law. It is not our task to invade the province of the General Assembly and enact into law a sweeping revision of an established rule of law. Here the dissenting opinion advocates for a system of pure comparative negligence. Some might, however, prefer a system of modified comparative negligence because of a belief that a plaintiff who was more than 50% at fault should not be entitled to any recovery. Whether Maryland becomes a pure comparative negligence state or a modified comparative negligence state should not be decided by this Court on the basis of the record before us. The General Assembly, in my view, is best suited to make that determination given the current status of our laws and its ability to conduct a comprehensive study of how the changes in the law *740will affect tort liability and insurance law in Maryland. In addition, as the dissenting opinion concedes, any change of the common law would not affect those statutes in Maryland that have enacted the concept of contributory negligence as a matter of law in some situations. See Dissenting Opinion, at 729-31, 69 A.3d at 1179-80.

Lastly, the General Assembly seems to be in the better position to study and resolve:

1. How comparative negligence will apply in cases of multitortfeasors?
2. What will be the impact on the doctrine of joint and several liability if comparative negligence becomes the law?
3. How or should the Uniform Contribution Among TortFeasors Act retain any viability?
4. If the last clear chance doctrine is abolished as a result of comparative negligence, should or would the doctrine of assumption of the risk also be abolished?
5. Should Maryland adopt pure comparative negligence or a modified version?

See McIntyre v. Balentine, 833 S.W.2d 52, 57-58 (Tenn.1992). To be certain, the General Assembly is at liberty to consider the opinions of this Court and decide whether to conduct such studies. In my view, the General Assembly may be poised to engage in such a discussion in light of the differing views expressed in this opinion. We would be wise, however, to encourage the General Assembly to do so, rather than to attempt to force it to do so by adopting the doctrine of pure comparative negligence.

I am authorized to state that Judges Battaglia, McDonald and Raker join in the views expressed in this concurring opinion.

5.2.2 Assumption of the Risk 5.2.2 Assumption of the Risk

5.2.2.1 A caution about assumption of the risk. 5.2.2.1 A caution about assumption of the risk.

5.2.2.2 Assumption of the Risk by Participation (Primary Assumption of the Risk) 5.2.2.2 Assumption of the Risk by Participation (Primary Assumption of the Risk)

5.2.2.3 Assumption of the Risk by Contract (Express Assumption of the Risk) 5.2.2.3 Assumption of the Risk by Contract (Express Assumption of the Risk)

5.2.2.3.1 O'Callaghan v. Waller & Beckwith Realty Co. ("The Exculpated Lessor Case") 5.2.2.3.1 O'Callaghan v. Waller & Beckwith Realty Co. ("The Exculpated Lessor Case")

May tort duties be altered by contracts? The following opinion explores some of the difficulties of making decisions about when, if ever, they may be.

(No. 34723.

Virginia O’Callaghan, Admrx., Appellant, vs. Waller & Beckwith Realty Company, Appellee.

Opinion filed November 26, 1958

Rehearing denied Jan. 22, 1959.

Bristow, J., and Daily, C.J., dissenting.

James A. Dooley, of Chicago, for appellant.

*437Peterson, Lowry, Rale, Barber & Ross, of Chicago, (A. R. Peterson, Owen Raee, Haroed W. Hupp, and HERBERT C. Loth, Jr., of counsel,) for appellee.

Mr. Justice Schaeper

delivered the opinion of the court:

This is an action to recover for injuries allegedly caused by the defendant’s negligence in maintaining and operating a large apartment building. Mrs. Ella O’Callaghan, a tenant in the building, was injured when she fell while crossing the paved courtyard on her way from the garage to her apartment. She instituted this action to recover for her injuries, alleging that they were caused by defective pavement in the courtyard^ Before the case was tried, Mrs. O’Callaghan died and her administratrix was substituted as plaintiff. The jury returned a verdict for the plaintiff in the sum of $14,000, and judgment was entered on the verdict. Defendant appealed. The Appellate Court held that the action was barred by an exculpatory clause in the lease that Mrs. O’Callaghan had signed, and that a verdict should have been directed for the defendant. (15 Ill. App. 2d 349.) It therefore reversed the judgment and remanded the cause with directions to enter judgment for the defendant. We granted leave to appeal.

In reaching its conclusion the Appellate Court relied upon our recent decision in Jackson v. First National Bank, 415 Ill. 453. There we considered the validity of such an exculpatory clause in a lease of property for business purposes. We pointed out that contracts by which one seeks to relieve himself from the consequences of his own negligence are generally enforced “unless (1) it would be against the settled public policy of the State to do so, or (2) there is something in the social relationship of the parties militating against upholding the agreement.” (415 Ill. at 460.) And we held that there was nothing in the public policy of *438the State or in the social relationship of the parties to forbid enforcement of the exculpatory clause there involved.

The exculpatory clause in the lease now before us clearly purports to relieve the lessor and its agents from any liability to the lessee for personal injuries or property damage caused by any act or neglect of the lessor or its agents. It does not appear to be amenable to the strict construction to which such clauses are frequently subjected. (See 175 A.L.R. 8, 89.) The plaintiff does not question its applicability, and she concedes that if it is valid it bars her recovery. She argues vigorously, however, that such a clause is contrary to public policy, and so invalid, in a lease of residential property.

Freedom of contract is basic to our law. But when that freedom expresses itself in a provision designed to absolve one of the parties from the consequences of his own negligence, there is danger that the standards of conduct which the law hasjdeveloped for the protection of others may be diluted. , These competing considerations have produced results that are not completely consistent. This court has refused to enforce contracts exculpating or limiting liability for negligence between common carriers and shippers of freight or paying passengers, (Chicago and Northwestern Railway Co. v. Chapman, 133 Ill. 96,) between telegraph companies and those sending messages, (Tyler, Ullman & Co. v. Western Union Telegraph Co. 60 Ill. 421,) and between masters and servants, (Campbell v. Chicago, Rock Island and Pacific Railway Co. 243 Ill. 620.) The obvious public interest in these relationships, coupled with the dominant position of those seeking exculpation, were compelling considerations in these decisions, which are in accord with similar results in other jurisdictions. See 175 A.L.R. 8.

On the other hand, as pointed out in tht'-Ias-kson^^ase, the relation of lessor and lessee has been considered a matter of private concern. Clauses-that exculpate the land-lord-fre-m *439the consequences of his negligence have been sustained in residential as well as commercial leases. (Manaster v. Gopin, 330 Mass. 569 (1953), 116 N.E.2d 134; Mackenzie v. Ryan, 230 Minn. 378 (1950), 41 N.W.2d 878; Kirshenbaum v. General Outdoor Adv. Co. 258 N.Y. 489 (1932), 180 N.E. 245; King v. Smith, 47 Ga. App. 360 (1933), 170 S.E. 546; Wright v. Sterling Land Co. 157 Pa. Super. 625 (1945), 43 A.2d 614; 6 Williston on Contracts, sec. 1715D; 6 Corbin on Contracts, sec. 1472.) There are intimations in other jurisdictions that run counter to the current authority. (See Kuzmiak v. Brookchester, Inc. 33 N.J. Super. 575 (1955), III A.2d 425; Kay v. Cain (App. D.C. 1946), 154 E.2d 305.) The New Hampshire court applies to exculpatory clauses in all leases its uniform rule that any attempt to contract against liability for negligence is contrary to public policy. (Papakalos v. Shaka, 91 N.H. 265 (1941), 18 A.2d 377.) But apart from the Papakalos case we know of no court of last resort that has held such clauses invalid in the absence of a statute so requiring.

A contract shifting the risk of liability for negligence may benefit a tenant as well as a landlord. ( See Cerny-Pickas & Co. v. C. R. Jahn Co. 7 Ill.2d 393.) ! Such an agreement transfers the risk of a possible financial burden and so lessens the impact of the sanctions that induce adherence to the required standard of care. But this consideration is applicable as well to contracts for insurance that indemnify against liability for one’s own negligence. Such contracts are accepted, and even encouraged. ¡ See Ill. Rev. Stat. 1957, chap. 953/2, pars. 7 — 202(1) and 7 — 315.Í

The plaintiff contends that due to a shortage of housing there is a disparity of bargaining power between lessors of residential property and their lessees that gives landlords an unconscionable advantage over tenants. And upon this ground it is said that exculpatory clauses jn residential leases must be held to be contrary to public pol/cy. No attempt was made upon the trial to show that Mrs. O’Callaghan was at *440all concerned about the exculpatory clause, that she tried to negotiate with the defendant about its modification or elimination, or that she made any effort to rent an apartment elsewhere. To establish the existence of a widespread housing shortage the plaintiff points to numerous statutes designed to alleviate the shortage, (see Ill. Rev. Stat. 1957, chap. 6jt/2, passim) and to the existence of rent control during the period of the lease. 65 Stat. 145 (1947), 50 append. U.S.C., sec. 1894.

Unquestionably there has been a housing shortage. That shortage has produced an active and varied legislative response. Since legislative attention has been so sharply focused upon housing problems in recent years, it might be assumed that the legislature has taken all of the remedial action that it thought necessary or desirable. One of the major- legislative responses was the adoption of rent controls which placed ceilings upon the amount of rent that landlords could charge. But the very existence of that control made it impossible for a lessor to negotiate for an increased rental in exchange for the elimination of an exculpatory clause. We are asked to assume, however, that the legislative response to the housing shortage has been inadequate and incomplete, and to augment it judicially.

The relationship of landlord and tenant does not have the monopolistic characteristics that have characterized some other relations with respect to which exculpatory clauses have been held invalid. There are literally thousands of landlords who are in competition with one another. The rental market affords a variety of competing types of housing accommodations, from simple farm house to- luxurious apartment. The use of a form contract does not of itself establish disparity of bargaining power. That there is a shortage of housing at one particular time or place does not indicate that such shortages have always and everywhere existed, or that there will be shortages in the future. Judicial determinations of public policy cannot readily take account *441of sporadic and transitory circumstances. They should rather, we think, rest upon a durable moral basis. Other jurisdictions have dealt with this problem by legislation. (McKinney’s Consol. Laws of N.Y. Ann., Real Property Laws, sec, 234, Vol. 49, Part I; Ann. Laws of Mass., Vol. 6, c. 186, sec. 15.) In our opinion the subject is one that is appropriate for legislative rather than judicial action.

The judgment of the Appellate Court is affirmed.

Judgment affirmed.

Bristow, J., and Dairy, C.J.,

dissenting:

We cannot accept the conclusions and analysis of the majority opinion, which in our judgment not only arbitrarily eliminates the concept of negligence in the landlord and tenant relationship, but creates anomalies in the law, and will produce grievous social consequences for hundreds of thousands of persons in this State.

According to the undisputed facts in the instant case, this form lease with its exculpatory clause, was executed in a metropolitan area in 1947, when housing shortages were so acute that “waiting lists” were the order of the day, and gratuities to landlords to procure shelter were common. (U.S. Sen. Rep. 1780, Committee on Banking & Currency, vol. II, 81st Cong., 2nd Sess. (1950), p. 2565 et seq.; Cremer v. Peoria Housing Authority, 399 Ill. 579, 589.) While plaintiff admittedly did not negotiate about the exculpatory clause, as the majority opinion notes, the' record shows unequivocally that the apartment would not have been rented to her if she had quibbled about any clause in the form lease. According to the uncontroverted testimony, “If a person refused to sign a [form] lease in the form it was in, the apartment would not be rented to him.”

Apparently, the majority opinion has chosen to ignore those facts and prevailing circumstances, and finds instead that there were thousands of landlords competing with each other with a variety of rental units. Not only was the *442element of competition purely theoretical — and judges need not be more naive than other men — but there wasn’t even theoretical competition, as far as the exculpatory clauses were concerned, since these clauses were included in all form leases used by practically all landlords in urban areas. (Simmons v. Columbus Venetian Stevens Building, Inc., 20 Ill. App. 2d 1, 155 N.E.2d 372; 1952 Ill. L. Forum, 321, 328.) This meant that even if a prospective tenant were to “take his business elsewhere,” he would still be confronted by the same exculpatory clause in a form lease offered by another landlord.

Thus, we are not construing merely an isolated provision of a contract specifically bargained for by one landlord and one tenant, “a matter of private concern,” as the majority opinion myoptically views the issue in order to sustain its conclusion. We are construing, instead, a provision affecting thousands of tenants now bound by such provisions, which were foisted upon them at a time when it would be pure fiction to state that they had anything but a Hobson’s choice in the matter. Can landlords, by that technique, immunize themselves from liability for negligence, and have the blessings of this court as they destroy the concept of negligence and standards of law painstakingly evolved in the case law? That is the issue in this case, and the majority opinion at no time realistically faces it.

In resolving this issue, it is evident that despite the assertion in the majority opinion, there is no such thing as absolute “freedom of contract” in the law. (West Coast Hotel Co. v. Parrish, 300 U.S. 379, 392, 81 L. ed. 703.) As Mr. Justice Holmes stated, “pretty much all law consists in forbidding men to do some things that they want to do, and contract is no more exempt from the law than other acts.” (Dissent, Adkins v. Children’s Hospital of the District of Columbia, 261 U.S. 525, 568, 67 L. ed. 785.) Thus, there is no freedom to contract to commit a crime; or to *443contract to give a reward for the commission of a crime; or to contract to violate essential morality; or to contract to accomplish an unlawful purpose, or to contract in violation of public policy. 12 I.L.P., Contracts, secs. 151» 154.

In the instant case we must determine whether the exculpatory clause in the lease offends the public policy of this State. We realize that there is no precise definition of “public policy” or rule to test whether a contract is contrary to public policy, so that each case must be judged according to its own peculiar circumstances. (First Trust & Savings Bank of Kankakee v. Powers, 393 Ill. 97, 102.) None would dispute, however, that there is a recognized policy of discouraging negligence and protecting those in need of goods or services from being overreached by those with power to drive unconscionable bargains.

Even the majority opinion recognizes this policy as a possible limitation on the concept of “freedom-of contract” in its statement, “when that freedom expresses itself in a provision designed to absolve one of the parties from the consequences of his own negligence, there is danger that the standards of conduct which the law has developed for the protection of others may be diluted.” Diluted? As applied in the instant case, the word is “destroyed.” When landlords are no longer liable for failure to observe standards of care, or for conduct amounting to negligence by virtue of an exculpatory clause in a lease, then such standards cease to exist: They are not merely "diluted.” Negligence cannot exist in abstraction. The exculpatory clause destroys the concept of negligence in the landlord-tenant relationship, and the majority opinion, in sustaining the validity of that clause, has given the concept of negligence in this relationship a “judicial burial.”

This court, however, has refused to countenance such a destruction of standards of conduct and of the concept of negligence in other relationships. We have invalidated *444such exculpatory clauses as contrary to our public policy in contracts between common carriers and shippers or paying passengers (Checkley v. Illinois Central Railroad Co. 257 Ill. 491; Chicago and Northwestern Railway Co. v. Chapman, 133 Ill. 96) ; between telegraph companies and those sending messages (Tyler, Uliman & Co. v. Western Union Telegraph Co. 60 Ill. 421) ; and between employers and employees (Campbell v. Chicago, Rock Island and Pacific Railway Co. 243 Ill. 620; Devine v. Delano, 272 Ill. 166; Consolidated Coal Co. v. Lundak, 196 Ill. 594; Himrod Coal Co. v. Clark, 197 Ill. 514.)

By what logic and reasoning can you hold that such clauses are void and contrary to public policy in an employer-employee contract, but valid in contracts between landlords and tenants, as the majority opinion does? If the criterion for invalidating exculpatory clauses is the presence of “monopolistic characteristics” in the relationship, as the majority opinion suggests, then do employers have a greater monopoly on the labor market than landlords have on the tenant market ? Is there less competition among employers for employees than among landlords for tenants? The facts defy any such reasoning. Nor are there any other cogent groúnds for distinguishing between these categories.

The legal anomaly of sustaining such clauses in leases, while voiding them in other types of contracts, when the grounds on which they are held void can be matched by similar grounds in the relationship of landlord and tenant, is pointed out by the court in the aforementioned Simmons case, where the court made a scholarly review of the decisions in Illinois and other jurisdictions respecting exculpatory clauses in leases and other contracts. The court stated : “Is it more important that a man should have a safe place to work than that he should have a safe place to live, and is there any more reason in the employer-employee relationship that the employer should not be allowed to avoid *445liability for his negligence than there is that a landlord should not be able to avoid the liability for negligence in maintaining the common area which must be used by people to attain ingress and egress when they rent a portion of the premises? Is safety while working more important than safety while living?”

This patent inconsistency respecting the validity of an exculpatory clause, created by the majority opinion, is in no way required by Illinois precedents. The only Illinois authority cited — and this is done indirectly by referring to the Appellate Court’s reliance on the case — is Jackson v. First National Bank of Lake Forest, 415 Ill. 453. However, even a cursory reading of that case reveals that the court, in sustaining an exculpatory clause in a business lease, inferred that a different result would have followed if there was anything in the record indicating that the parties were not on an equal footing, or that the lessee had no freedom of choice, or had to accept what was offered. That court stated at page 463: “This is a business lease. There is nothing to suggest that the parties were not dealing at arms’ length and upon equal footing. No facts are brought to our attention from which it might be reasonable to infer that the lessee was forced to take the storeroom upon lessor’s terms.”

Compare that situation with the facts in the instant case, where it is admitted that there were waiting lists for the apartment and that if a person refused to sign the lease with the exculpatory clause in the form it was in, the apartment would not be rented to- him. Only by the blind application of precedent can the Jackson case be deemed determinative herein. Nor is there any established line of authority elsewhere sustaining exculpatory clauses in leases, but only conflicting decisions, and a disposition to emasculate such exculpatory clauses by giving them a strict, if not distorted construction. 175 A.L.R. 8, go; 15 Univ. Pitt. L. Rev. 493, 496.

*446Furthermore, while stare decisis has a strong social justification, it should not be used to stifle the growth of the law. When experience, which Mr. Justice Holmes has stated is the “life of the law,” makes manifest that a rule is without vitality, a court cannot abdicate its responsibility of reappraisal.

The basis of voiding exculpatory clauses is that they are contrary to the public policy of discouraging negligence and protecting those in need of goods or services from being overreached by those with power to drive unconscionable bargains. (Bisso v. Inland Waterways Corp. 349 U.S. 85, 91, 99 L. ed. 911.) In determining whether such clauses should be deemed void, the courts have weighed such factors as the importance which the subject has for the physical and economic well-being of the group agreeing to the release; their bargaining power; the amount of free choice actually exercised in areeing to the exemption; and the existence of competition among the group to be exempted. (Williston, Contracts, vol. 6, p. 4968: “The Significance of Bargaining Power in the Law of Exculpation,” 37 Col. L. Rev. 248; 175 A.L.R. 8, 48; 15 Univ. Pitt. L. Rev. 493.) Adjudged by such criteria, it is evident that the subject matter of the exculpatory clause herein— shelter — is indispensable for the physical well being of tenants; that they have nothing even approaching equality of bargaining power with landlords and no free choice whatever in agreeing to the exemption, since they will be confronted with the same clause in other form leases if they seek shelter elsewhere. Although the majority opinion claims that such clauses may also benefit tenants, it is hard for us to envisage a tenant on a waiting list for an apartment, insisting that the lease include a provision relieving him from liability for his negligence in the maintenance of the premises. Consequently, in our judgment, every material ground for voiding the exculpatory clause exists in the lease involved in the instant case.

*447Similar conclusions have been reached by other courts, after recognizing the change in the status and bargaining power in the landlord-tenant relationship that has taken place. (Kuzniak v. Brookchester, 33 N.J. Super. 575, III A.2d 425; Kay v. Cain (D.C. Cir.) 154 F.2d 305.) Thus, the New Jersey court stated in the Kuzniak case at page 432: “Under present conditions the comparative bargaining position of landlords and tenants in housing accommodations within many areas of the state are so unequal that tenants are in no position to bargain, and an exculpatory clause which purports to immunize the landlord from all liability would be contrary to public policy.” (Italics ours.)

In the same vein, the Federal court in Kay v. Cain, 154 F.2d 305, stated at page 306: “Moreover, it is doubtful whether such a clause which would undertake to exempt a landlord from responsibility for such negligence would now be valid. The acute housing shortage in or near the District of Columbia gives a landlord so great a bargaining advantage over a tenant that such an exemption might well be invalid on the grounds of public policy.” The majority opinion, however, labels such changed conditions as “sporadic” and.chooses to1 ignore them because they may change again at some future time. It holds that judicial determinations of public policy should “rest upon a more durable moral basis.” Our concept of the judicial function is not so circumscribed, nor is it elastic in one case and restrictive in another, depending upon economic predilections. It is hard for us to fathom that this same court which enunciated the liberal and scholarly approach of interpreting common-law concepts in the light of contemporary conditions and social needs in Nudd v. Matsoukas, 7 Ill.2d 608, 619, Amann v. Faidy, 415 Ill. 422, and Brandt v. Keller, 413 Ill. 503, can now hold with academic detachment that landlords, who are in the position to dictate whatever terms they choose to those in need of shelter, have a right to immunize themselves by contract from lia*448bility for failure to make essential repairs of areas which the tenants cannot legally repair, and that such contracts do not offend the public policy of this State. Upon what “durable moral basis” does that public policy determination rest?

We prefer to consistently follow our realistic policy of interpreting common-law concepts created by the courts in the light of contemporary conditions, as pledged in Nudd v. Matsoukas and the other cases, in accordance with the traditions of the creative jurists of our time. Holmes, Southern Pacific Co. v. Jensen, 244 U.S. 205, 221, 61 L. ed. 1086; Cardozo, “Growth of the Law.”

As Mr. Justice Cardozo explained in his treatise, “Growth of the Law,” (Selected Writings of Benjamin Nathan Cardozo, p. 246) : “A rule which in its origin was the creation of the courts themselves and was supposed in the making to express the mores of the day, may be abrogated by the courts when the mores have so changed that perpetuation of the rule would do violence to the social conscience. * * * This is not usurpation. It is not even innovation. It is the reservation for ourselves of the same power of creation that built up the common law through its exercise by the judges of the past.”

In this connection, Mr. Chief Justice Warren more recently observed: “A * * * reason for the success of our legal system is its adaptability to changing circumstances. As Pollack said, all courts have a duty, which ours generally try to perform, ‘to keep the rules of law in harmony with the enlightened common sense of the nation.’ ” “The Law of the Future,” Mr. Chief Justice Warren, Fortune Magazine, Nov. 1955, p. 107.

The majority opinion apparently dismisses whatever misgivings it has for the resulting social consequences of its decision with the observation that the problem is “appropriate for legislative rather than judicial action,” and refers to the New York and Massachusetts statutes. McKinney’s *449Consol. Laws of N.Y. Ann., Real Prop. Laws, sec. 234, vol. 49, part I; Ann. Laws of Mass, vol. 6, chap. 186, sec. 15.

Future legislation on this subject will be of small comfort to the hundreds of persons with cases pending in our courts for injuries sustained through conduct of landlords tantamount to common-law negligence. What help can the legislature give to such persons? Their only protection lies in the inherent power of the courts to adjudicate common-law rights and their duty to strike down contracts in derogation of the public policy of the State. That duty is in no way abridged by the fact that some legislatures have declared such exculpatory clauses contrary to public policy. We cannot perceive how such legislative action elsewhere relieves this court from its duty of also recognizing the public policy in the case law, which is an equally cogent source of a State’s public policy. People ex rel. Nelson v. Wiersema State Bank, 361 Ill. 75, 86.

Moreover, for this court, which has recently and repeatedly expressly refused to relegate to the legislature the task of reinterpreting common-law concepts necessary in the development of the law (People ex rel. Noren v. Dempsey, 10 Ill.2d 288, 293; Nudd v. Matsoukas, 7 Ill.2d 608), to now adbdicate to the legislature, as the majority opinion has done, is not only inconsistent but an admission of failure to resolve the problem. Legislative intrusion into the field of the common law can only be justified when courts have refused to exercise their own function. (Green, “Freedom of Litigation,” 38 Ill. L. Rev. 355, 378, 382.) There should be no such refusal by this court in the instant case.

In our judgment, authorizing landlords to immunize themselves from liability for negligence, as the majority opinion has done, at a time of critical housing shortages, recognized by Congress and the courts, is not only inconsistent with much law and the public policy of this State, but it is in derogation of our duty “to keep the rules of law *450in harmony with the enlightened common sense of the nation.” Therefore, we believe it our obligation to dissent from that opinion, and to protest against the destruction of the common-law rights of a significant proportion of the population of this State.

5.2.2.3.2 Boyce v. West ("The Gonzaga Scuba Diver Case") 5.2.2.3.2 Boyce v. West ("The Gonzaga Scuba Diver Case")

This a more modern case laying out the reasoning a court will use to evaluate a negligence-exculpating clause in a contract. Do you think the clause should have been enforced under these facts?

[No. 12447-9-III.

Division Three.

November 16, 1993.]

Iris L. Boyce, as Personal Representative, Appellant, v. James West, et al, Respondents.

*659 Stanley A. Bastían, James M. Danielson, and Jeffers, Dan-ielson, Sonn & Aylward, P.S., for appellant.

Curtis L. Shoemaker, Michael L. Wolfe, and Paine, Hamb-len, Coffin, Brooke & Miller, for respondents.

Shields, J.*

This is a wrongful death action arising out of a scuba diving accident. The court dismissed the defendants on summary judgment after finding the decedent Peter Boyce had released them from liability and assumed all risks associated with the scuba diving course he was taking. Iris Boyce appeals, contending the liability releases that her son signed did not cover instructor James West and should not be enforced as to Gonzaga University as a matter of public policy. Mrs. Boyce further contends there are genuine issues of material fact as to whether Mr. West was grossly negligent and whether her son assumed the risk of negligent instruction and supervision by Mr. West. We affirm.

Mr. Boyce was a student at Gonzaga University. In the spring of 1988, dining his freshman year, he enrolled in Scuba Diving 1, an introductory scuba diving course offered as a physical education elective. At the beginning of the course he signed documents entitled "PADI[1] Standard Safe Diving Practices Statement of Understanding", "PADI Medical Statement", and "Affirmation and Liability Release". The latter document purported to release Down Under Divers and PADI from all Lability for negligence and to affirm Mr. *660Boyce's full assumption of all risks associated with the program. Mr. Boyce successfully completed the course, taught by Down Under Divers' employee John Miller; he earned an A and received one credit. All dives took place in the school's swimming pool.

During the summer, Mr. Boyce became a certified scuba diver after completing at least four open-water dives with an independent certifying authority. Certification was a prerequisite for taking the advanced scuba diving course (Scuba Diving 2) offered by Gonzaga.

In the fall of 1988, Mr. Boyce enrolled in Scuba Diving 2, which was taught by James West, an adjunct instructor at Gonzaga and owner of Down Under Divers. At the first class on September 5, Mr. Boyce again signed documents entitled "PADI Standard Safe Diving Practices Statement of Understanding", "PADI Medical Statement", and "Affirmation and Liability Release". The forms were not identical to those he had signed for the beginning course, but were substantially similar. This time the release named PADI and Gonzaga University.

By November 27, 1988, Mr. Boyce had successfully completed three of the five specialty dives planned for the course. He died that day during the fourth dive, a deepwater dive in Lake Coeur d'Alene. The diving group consisted of instructor West, Mr. Boyce, and two other students, Steve Kozlowski and John Sterling. The dive required the use of dry suits, so they had spent several hours the day before learning to use them. During the dive the divers descended 80 to 100 feet along an anchor line to the bottom of the lake, then swam 10 to 15 feet to a wreck. There, Mr. West checked his students' air supplies. Concerned that they were running low on air because Mr. Kozlowski and Mr. Boyce both registered only 800 pounds of air, one-half of the amount they started with, he signaled the group to return to the anchor line and ascend to the surface. When they got back to the anchor line, Mr. Kozlowski indicated he was very low on air: he had just 100 *661pounds of air left. As Mr. West turned to check on Mr. Sterling and Mr. Boyce, Mr. Kozlowski tugged at him, panicked over lack of air. Mr. West immediately gave Mr. Kozlowski his alternate regulator and assisted him to the surface, buddy breathing along the way. In the emergency, he lost sight of Mr. Boyce. Mr. West next saw Mr. Boyce floating on the surface. Resuscitation efforts were unsuccessful; Mr. Boyce died of air embolism resulting from too rapid an ascent.

Iris Boyce, as personal representative of her son's estate, sued Mr. West and Gonzaga for wrongful death. The complaint asserts Mr. West negligently caused Mr. Boyce's death and Gonzaga is vicariously liable for the negligence of its agent. The defendants denied negligence and asserted as alternative affirmative defenses the release of liability2 and assumption of risk3 provisions contained in the documents signed by Mr. Boyce.

Mr. West and Gonzaga moved for summary judgment. Mrs. Boyce resisted the motion and submitted parts of a deposition of Charles R. Lewis, a dive master, in which Mr. Lewis expresses his opinion that Mr. West was negligent in his instruction and supervision of the students. Mr. Lewis did acknowledge that with the 50 pounds of air Mr. Boyce still had when he reached the surface, he would have had enough air had he continued to exhale on the way up, and that free *662ascents have been made from greater depths. By memorandum decision entered April 15, 1992, the court granted the motion for summary judgment.

Release of Liability

Mrs. Boyce first contends neither of the releases of liability signed by Mr. Boyce cover Mr. West. We agree the spring release does not apply to Mr. West,4 but conclude the fall release does.

A release is a contract in which one party agrees to abandon or relinquish a claim, obligation or cause of action against another party. 6 M. Minzer, J. Nates, C. Kimball, and D. Axelrod, Damages in Tort Actions § 51.11[3], at 51-9 (1991). As a contract, a release is to be construed according to the legal principles applicable to contracts. Stottlemyre v. Reed, 35 Wn. App. 169, 171, 665 P.2d 1383, review denied, 100 Wn.2d 1015 (1983). Exculpatory clauses are strictly construed and must be clear if the release from liability is to be enforced. Scott v. Pacific West Mt. Resort, 119 Wn.2d 484, 490, 834 P.2d 6 (1992).

The fall release, signed September 5,1988, names only Gonzaga and PADI. Mrs. Boyce concedes it releases Gonzaga from liability unless a public interest is involved. The release does not name Mr. West, but it is undisputed that Mr. West was Gonzaga's employee. The general rule is that a preinjury release of the employer from liability also releases the employee.5 Restatement (Second) of Agency § 347(2) & comment *663 b (1958); see 3 C.J.S. Agency § 379 (1973). Mr. West, in the performance of his job as an instructor for Gonzaga, owed Mr. Boyce no greater duty of care than Gonzaga, which by contract relieved itself from liability for harm caused by ordinary negligence.6 Restatement (Second) of Agency § 347(2), comment 6; § 350, comment d (1958). Put another way,

[when] a valid agreement is entered into between an employer and a third person, exculpating the former from liability to the latter for ordinary negligence, an employee is ordinarily entitled to the same exculpation as his employer, even though he is not expressly named as a beneficiary of such exculpation.

Mayfair Fabrics v. Henley, 101 N.J. Super. 363, 375-76, 244 A.2d 344, 351 (1968). Mr. West, as an employee of Gonzaga, was covered by the agreement releasing Gonzaga from liability for negligent harm to Mr. Boyce.

Mrs. Boyce next contends the release of Gonzaga from liability violates public policy and should not be enforced. In Washington, contracts of release of liability for negligence are valid unless a public interest is involved. Hewitt v. Miller, 11 Wn. App. 72, 521 P.2d 244, review denied, 84 Wn.2d 1007 (1974).

Wagenblast v. Odessa Sch. Dist. 105-157-166J, 110 Wn.2d 845, 758 P.2d 968, 85 A.L.R.4th 331 (1988) sets forth six factors, taken from Tunkl v. Regents of Univ. of Cal., 60 Cal. 2d 92, 383 P.2d 441, 32 Cal. Rptr. 33, 6 A.L.R.3d 693 (1963), which are to be considered in determining whether exculpatory agreements violate public policy. The court considers whether (1) the agreement concerns an endeavor of a type *664generally thought suitable for public regulation; (2) the party seeking exculpation is engaged in performing a service of great importance to the public, which is often a. matter of practical necessity for some members of the public; (3) such party holds itself out as willing to perform this service for any member of the public who seeks it, or at least for any member coming within certain established standards; (4) because of the essential nature of the service, in the economic setting of the transaction, the party invoking exculpation possesses a decisive advantage of bargaining strength against any member of the public who seeks the services; (5) in exercising a superior bargaining power, the party confronts the public with a standardized adhesion contract of exculpation, and makes no provision whereby a purchaser may pay additional reasonable fees and obtain protection against negligence; and (6) the person or property of members of the public seeking such services must be placed under the control of the furnisher of the services, subject to the risk of carelessness on the part of the furnisher, its employees or agents. Wagenblast, at 851-55. Those factors are not present here. As noted in Hewitt, at 74, "[e]xtended discussion is not required to conclude that instruction in scuba diving does not involve a public duty . . .." Accord, Blide v. Rainier Mountaineering, Inc., 30 Wn. App. 571, 574, 636 P.2d 492 (1981), review denied, 96 Wn.2d 1027 (1982), in which the court noted: "Although a popular sport in Washington, mountaineering, like scuba diving, does not involve public interest. . .."

Madison v. Superior Court, 203 Cal. App. 3d 589, 250 Cal. Rptr. 299 (1988) is' a factually similar case arising out of the death of a student enrolled in a scuba diving course offered through the YMCA. The Madison court applied the Turikl factors and concluded a release signed by the scuba student did not involve a public interest. It then observed, in words that apply to this case as well:

Here, [decedent] certainly had the option of not taking the class. There was no practical necessity that he do so. In view of the *665dangerous nature of this particular activity defendants could reasonably require the execution of the release as a condition of enrollment. [Decedent] entered into a private and voluntary transaction in which, in exchange for an enrollment in a class which he desired to take, he freely agreed to waive any claim against the defendants for a negligent act by them. This case involves no more a question of public interest than does motor-cross racing, sky diving, or motorcycle dirtbike riding.

(Citations omitted.) Madison, at 599. We do not find a public interest in a private school7 offering scuba diving instruction to qualified students as an elective course. Upholding the release of Gonzaga does not violate public policy.

Mrs. Boyce further contends there are issues of material fact whether the defendants were grossly negligent. If Mr. West's negligent acts fell greatly below the standard established by law for the protection of others against unreasonable risk of harm, the releases are unenforceable. Blide, at 573.

A defendant who can point out to the trial court that the plaintiff lacks competent evidence to support an essential element of the plaintiff's case is entitled to summary judgment because a complete failure of proof concerning an element necessarily renders all other facts immaterial. Young v. Key Pharmaceuticals, Inc., 112 Wn.2d 216, 225 & n.l, 770 P.2d 182 (1989); Guile v. Ballard Comm'ty Hosp., 70 Wn. App. 18, 23, 851 P.2d 689, review denied, 122 Wn.2d 1010 (1993). Evidence of negligence is not evidence of gross negligence; to raise an issue of gross negligence, there must be substantial evidence of serious negligence. Nist v. Tudor, 67 Wn.2d 322, 332, 407 P.2d 798 (1965). Since a release of liability exculpates ordinary negligence, if it occurs, the plaintiff must establish gross negligence affirmatively to avoid enforcement of the release.

Mrs. Boyce neither alleged gross negligence in her complaint, nor amended it to make that allegation, nor provided *666the court with any evidence supporting an allegation of gross negligence. The only evidence of any degree of negligence presented by Mrs. Boyce consists of excerpts of the deposition testimony of her expert, Mr. Lewis. In those excerpts, Mr. Lewis expresses his opinion that Mr. West was negligent. However, as the trial court found, nothing in Mr. Lewis' testimony supports Mrs. Boyce's assertion that Mr. West was grossly negligent. Mrs. Boyce's allegation, supported by nothing more substantial than argument, is insufficient to defeat a motion for summary judgment. CR 56(e); Guile, at 25. Because there was no material issue of fact as to the existence of gross negligence, an essential element for avoidance of the release of liability, summary judgment was proper.

Assumption of Risk

Mrs. Boyce, in response to respondents' alternative defense, also contends her son did not assume the risk of negligent instruction and supervision. She argues assumption of the risk, whether express or implied primary, bars recovery only for injuries resulting from known risks voluntarily assumed. Kirk v. WSU, 109 Wn.2d 448, 453-54, 746 P.2d 285 (1987) and cases cited therein. Thus, to the extent Mr. Boyce's death resulted from other unknown risks, created by the defendants, Mrs. Boyce argues Mr. West and Gonzaga remain liable. Kirk, at 455. See also Scott v. Pacific West Mt. Resort, 119 Wn.2d 484, 499, 834 P.2d 6 (1992).

In its memorandum decision, the trial court blurs the distinction between express assumption of the risk and implied primary assumption of the risk and refers to "express primary assumption of the risk." The confusion is understandable; the entire doctrine is surrounded by confusion. Scott, at 496. Express primary assumption of risk arises out of a contract concept; implied primary assumption of risk arises out of a tort concept. Scott, at 496-98. Identical in result to a release of liability which exculpates for ordinary negligence if it occurs, express and imphed primary assumption of risk exculpate by shifting the duty of care from the defendant to the plaintiff, thus preventing negligence from *667occurring. Express assumption of risk bars a claim resulting from risks actually assumed by the plaintiff; implied primary assumption of risk bars a claim resulting from specific known and appreciated risks. Scott, at 497. One who participates in sports impliedly assumes the risks which are inherent in the sport. Scott, at 498.

1. Express assumption of risk. Mr. Boyce acknowledged the possibility of death from scuba diving and assumed "all risks in connection with [the scuba diving] course . . . while I am enrolled as a student of the course, including all risks connected therewith, whether foreseen or unforeseen . . .". Negligent instruction and supervision are clearly risks associated with being a student in a scuba diving course and are encompassed by the broad language of the contract. That Mr. Boyce may not have specifically considered the possibility of instructor negligence when he signed the release does not invalidate his express assumption of all risks associated with his participation in the course. Again, the words used by the court in Madison, at 601 (quoting from Coates v. Newhall Land & Farming, Inc., 191 Cal. App. 3d 1, 9, 236 Cal. Rptr. 181 (1987)), apply just as well to this case:

"... knowledge of a particular risk is unnecessary when there is an express agreement to assume all risk; by express agreement a 'plaintiff may undertake to assume all of the risks of a particular. . . situation, whether they are known or unknown to him.' (Rest.2d Torts § 496D, com. a, italics added; Prosser & Keeton, Torts (5th ed. 1984) § 68, p. 482.)" (Fn. Omitted.)

As with the release of liability exculpating ordinary negligence, in the absence of a showing of gross negligence, Mr. Boyce's express assumption of all risks associated with his enrollment in the scuba diving course bars a claim for recovery. W. Keeton, D. Dobbs, R. Keeton & D. Owen, Prosser and Keeton on Torts § 68, at 484 (5th ed. 1984). The summary judgment on this alternative defense was also proper.

2. Implied primary assumption of risk. Although the summary judgment is supported alternatively on the grounds of release of liability and express assumption of risk, the trial court's memorandum decision suggests the court also relied *668on implied primary assumption of risk as a basis for summary judgment. This was unnecessary. In any case, Mr. Boyce's express assumption of all risk provides adequate grounds to support the summary judgment. We need not, and do not, decide whether implied primary assumption of the risk applies to these facts. Summary judgment was properly granted.

We affirm.

Sweeney, A.C.J., and Munson, J., concur.

5.2.2.3.3 Heil Valley Ranch, Inc. v. Simkin ("The Bucking Bill Case") 5.2.2.3.3 Heil Valley Ranch, Inc. v. Simkin ("The Bucking Bill Case")

How specific does an exculpatory agreement have to be in order to be valid?

HEIL VALLEY RANCH, INC., a Colorado corporation, Petitioner, v. Roane SIMKIN, Respondent.

No. 88SC418.

Supreme Court of Colorado, En Banc.

Dec. 18, 1989.

Rehearing Denied Jan. 16, 1990.

Hall & Evans, David R. Brougham and Malcolm S. Mead, Denver, for petitioner.

George T. Ashen and M. Paula Ashen, Denver, for respondent.

Justice ERICKSON

delivered the Opinion of the Court.

We granted certiorari to decide whether a release or exculpatory agreement purporting to waive “any claim [plaintiff] might state against the [defendant] as a result of physical injury incurred” while horseback riding is clear and unambiguous under Jones v. Dressel, 623 P.2d 370, 376-78 (Colo.1981). The court of appeals held that the agreement in this case, which did not use the word “negligence” in its exculpatory provision, was void because it was ambiguous. Simkin v. Heil Valley Ranch, Inc., 765 P.2d 582, 584-85 (Colo.App.1988). We conclude that a valid release or exculpatory agreement need not *782invariably contain the word “negligence,” and that under the facts and circumstances of this case the agreement was sufficiently clear and unambiguous to be given effect. Accordingly, we reverse the court of appeals and remand with directions to reinstate the judgment of the district court in favor of the defendant Heil Valley Ranch, Inc. (Heil Valley).

I.

On the morning of July 17,1983, plaintiff Roane Simkin arrived at the Heil Valley Ranch in Boulder County to go horseback riding with a group of friends.1 Before any of the participants in the ride were allowed to mount their rented horse they were required to come into the ranch’s office and sign the following purported release of liability:

This is a Release of Liability
Please Read Before Signing
UPON MY ACCEPTANCE OF HORSE AND EQUIPMENT, I ACKNOWLEDGE THAT THE USE, HANDLING AND RIDING OF A HORSE INVOLVES A RISK OF PHYSICAL INJURY TO ANY INDIVIDUAL UNDERTAKING SUCH ACTIVITIES; AND THAT A HORSE, IRRESPECTIVE OF ITS TRAINING AND USUAL PAST BEHAVIOR AND CHARACTERISTICS, MAY ACT OR REACT UNPREDICTABLY AT TIMES BASED UPON INSTINCT OR FRIGHT WHICH, LIKEWISE, IS AN INHERENT RISK ASSUMED BY A HORSEBACK RIDER. THE UNDERSIGNED EXPRESSLY ASSUMES SUCH RISK AND WAIVES ANY CLAIM HE SHE MIGHT STATE AGAINST THE STABLES AS A RESULT OF PHYSICAL INJURY INCURRED IN SAID ACTIVITIES.2 EXCEPT TO THE EXTENT SUCH CLAIM MIGHT BE BASED UPON THE SOLE AND EXCLUSIVE NEGLIGENCE OF THE STABLES THE UNDERSIGNED FURTHER AGREES TO HOLD THE STABLES HARMLESS FOR PHYSICAL INJURY TO OTHERS, OR FOR PROPERTY DAMAGE, WHICH RESULTS FROM RIDERS USE OF STABLES HORSE IN VIOLATION OF ANY STABLES’ RULES OR THE TERMS AND CONDITIONS OF THIS AGREEMENT.
THIS AGREEMENT SHALL BE EFFECTIVE AND BINDING UPON THE PARTIES HERETO FOR THE DATE INDICATED. THE PARTIES HERETO ACKNOWLEDGE HAVING READ AND UNDERSTOOD THIS AGREEMENT.

At a hearing, Heil Valley presented evidence that before Simkin mounted her horse, she signed the agreement in the office. In his deposition, John Hillman, a Heil Valley employee, testified that Uncle Bud, another employee, told the first woman who wanted to ride Bill that the horse needed a good rider, and she said she would wait for the next horse. Simkin said “that’s the horse for me.” Uncle Bud asked Simkin if she “knew how to ride *783good because [Bill] is spirited,” and Simkin replied that “she worked on a dude ranch.”

After Simkin mounted Bill, Hillman heard the horse walking backward and he “turned around and saw [Simkin], and saw that she had the reins tight, and I yelled at her to loosen up on the reins, and she didn’t listen to me.” Bill then reared up and fell backwards onto Simkin, injuring her severely.

Simkin sued Heil Valley for negligence3 and breach of warranty.4 Heil Valley pleaded the release as an affirmative defense, and moved for summary judgment. On August 2,1985, the district court issued a partial summary judgment,5 holding that the release was a valid exculpatory agreement under Jones v. Dressel, 623 P.2d 370, 376-78 (Colo.1981). In particular, the court held that the language of the exculpatory portion of the release was clear and unambiguous and thus shielded Heil Valley from claims based on negligence and breach of warranty.6

On appeal, the court of appeals reversed, finding that the release was not clear and unambiguous under Jones v. Dressel. Simkin v. Heil Valley Ranch, Inc., 765 P.2d 582, 584-85 (Colo.App.1988). Judge Babcock dissented, concluding that the language in the agreement adequately reflected Simkin’s intent to release Heil Valley for liability for her injury. Id. at 585.

II.

Agreements attempting to exculpate a party from that party’s own negligence have long been disfavored. See Jones v. Walt Disney World Co., 409 F.Supp. 526, 528 (W.D.N.Y.1976); Harris v. Walker, 119 Ill.2d 542, 547-49, 116 Ill.Dec. 702, 704, 519 N.E.2d 917, 919 (1988); see generally An - *784notation, Validity of contractual provision by one other than carrier or employer for exemption from liability, or indemnification, for consequences of own negligence, 175 A.L.R. 8, 18 (1948). They stand at the crossroads of two competing principles: freedom of contract and responsibility for damages caused by one’s own negligent acts. Harris v. Walker, 119 Ill.2d at 549, 116 Ill.Dec. at 704, 519 N.E.2d at 919.

Exculpatory agreements are not necessarily void, however, as long as one party is not “at such obvious disadvantage in bargaining power that the effect of the contract is to put him at the mercy of the other’s negligence.” W. Keeton, D. Dobbs, R. Keeton, & D. Owen, Prosser and Kee-ton on the Law of Torts § 68, at 482 (5th ed. 1984) [hereinafter Prosser ]. Thus, exculpatory agreements between employer and employee, and between common carriers or public utilities and members of the public are generally held invalid. Id. at 482-83; see also Restatement (Second) of Torts § 496B comments f & g (1965).7 Such a contract is not implicated here.

Jones v. Dressel set forth the test for determining the validity of an exculpatory agreement:

In determining whether an exculpatory agreement is valid, there are four factors which a court must consider: (1) the existence of a duty to the public; (2) the nature of the service performed; (3) whether the contract was fairly entered into; and (4) whether the intention of the parties is expressed in clear and unambiguous language.

623 P.2d at 376. Only the fourth factor is an issue here. “The determination of the sufficiency and validity of an exculpatory agreement is a question of law for the court to determine.” Id. Partial summary judgment on the validity of the instant agreement was therefore appropriate.

In Jones v. Dressel, the agreement that we upheld specifically included the word “negligence.” Id. at 378. We therefore were not required to decide whether an exculpatory agreement, in order to bar an action based on negligence, must always use the term “negligence” or words of similar import. Courts in other jurisdictions, although uniformly agreeing that exculpatory agreements must be strictly construed against the drafter, are split on whether “negligence” must be specifically mentioned,8 or whether more inclusive and general terms may be employed.9 The *785court of appeals majority relied on the first line of cases to find the release invalid, in which the term “negligence” or similar words are always required. In dissent, Judge Babcock believed that “use of the talismanic terms ‘negligence’ and ‘breach of warranty’ was unnecessary to render the release effective.” Simkin, 765 P.2d at 585 (Babcock, J., dissenting).

We agree that use of the specific terms “negligence” and “breach of warranty” are not invariably required for an exculpatory agreement to shield a party from claims based on negligence and breach of warranty. The inquiry should be whether the intent of the parties was to extinguish liability and whether this intent was clearly and unambiguously expressed. Schutkowski v. Carey, 725 P.2d 1057, 1061 (Wyo.1986). In the present case, the agreement was written in simple and clear terms that were free from legal jargon. It was not inordinately long or complicated. When the agreement was read to Simkin at her deposition, she indicated that she understood it.

In addition, the first sentence of the release specifically addressed a risk that adequately described the circumstances of Simkin’s injury. The record also supports the conclusion that Simkin was not a novice rider, but was instead one with some experience.10 The risk that a horse could rear and injure her was reasonably foreseeable to someone with her experience.

In Harris v. Walker, 119 Ill.2d 542, 116 Ill.Dec. 702, 519 N.E.2d 917 (1988), the court held that a rider who fell off his rented horse when it became spooked could not sue the defendant stables for their negligence because of a release plaintiff signed. íhe release did not use the word “negligence,” but said that “your signature shall release [defendant] and employees of any liabilities you may incur while on the premises or for any injury which may result from horseback riding.” Id. at 549, 116 Ill.Dec. at 704, 519 N.E.2d at 919. The Illinois Supreme Court stated that “when the parties adopt broad language in a release, it is reasonable to interpret the intended coverage to be as broad as the risks that are obvious to experienced participants.” Id. at 549, 116 Ill.Dec. at 705, 519 N.E.2d at 920.

Under the circumstances of this case, it is reasonable to interpret the broad language in the release to cover claims based on negligence or breach of warranty. It is difficult to imagine any claim that Simkin could have asserted against Heil Valley that would not have been based, at bottom, on negligence. It is unreasonable to interpret the agreement in a way that provides virtually no protection to Heil Valley, and renders the release essentially meaningless. We therefore hold that the district court properly found that the release was valid and enforceable.11

Accordingly, we reverse the judgment of the court of appeals, and remand the cause with directions to reinstate the judgment of the district court in favor of Heil Valley.

LOHR, J., dissents, and QUINN, C.J., and MULLARKEY, J., join in the dissent.

*786Justice LOHR

dissenting:

This case presents the issue of whether a release of liability signed by the plaintiff, Roane Simkin, was effective to absolve the defendant, Heil Valley Ranch, Incorporated (Heil Valley), from liability for any negligence or breach of warranty in connection with the rental of a horse to the plaintiff for a recreational ride. The majority opinion holds that the release was clear and unambiguous, and that it was effective to release Heil Valley from liability for the injury suffered by Simkin when the horse she had rented reared and fell backward on her. The majority opinion therefore reverses the judgment of the Colorado Court of Appeals, which held that the release of liability was ambiguous, and directs reinstatement of the judgment issued by the district court in favor of Heil Valley. I am persuaded that the release did not clearly absolve Heil Valley from liability for the conduct alleged by Simkin, and therefore respectfully dissent.

I.

Roane Simkin rented a horse from Heil Valley on July 17, 1983, to participate in a breakfast ride at Heil Valley’s ranch in Boulder County. Before entering upon the ride, Simkin signed a “Stable Ride Record” on which the places for signatures were prefaced by a “Reléase of Liability” in the following terms:

This is a Release of Liability
Please Read Before Signing
UPON MY ACCEPTANCE OF HORSE AND EQUIPMENT, I ACKNOWLEDGE THAT THE USE, HANDLING AND RIDING OF A HORSE INVOLVES A RISK OF PHYSICAL INJURY TO ANY INDIVIDUAL UNDERTAKING SUCH ACTIVITIES; AND THAT A HORSE, IRRESPECTIVE OF ITS TRAINING AND USUAL PAST BEHAVIOR AND CHARACTERISTICS, MAY ACT OR REACT UNPREDICTABLY AT TIMES BASED UPON INSTINCT OR FRIGHT WHICH, LIKEWISE, IS AN INHERENT RISK ASSUMED BY A HORSEBACK RIDER. THE UNDERSIGNED EXPRESSLY ASSUMES SUCH RISK AND WAIVES ANY CLAIM HE SHE MIGHT STATE AGAINST THE STABLES AS A RESULT OF PHYSICAL INJURY INCURRED IN SAID ACTIVITIES. EXCEPT TO THE EXTENT SUCH CLAIM MIGHT BE BASED UPON THE SOLE AND EXCLUSIVE NEGLIGENCE OF THE STABLES THE UNDERSIGNED FURTHER AGREES TO HOLD THE STABLES HARMLESS FOR PHYSICAL INJURY TO OTHERS, OR FOR PROPERTY DAMAGE, WHICH RESULTS FROM RIDERS USE OF STABLES HORSE IN VIOLATION OF ANY STABLES’ RULES OR THE TERMS AND CONDITIONS OF THIS AGREEMENT.
THIS AGREEMENT SHALL BE EFFECTIVE AND BINDING UPON THE PARTIES HERETO FOR THE DATE INDICATED. THE PARTIES HERETO ACKNOWLEDGE HAVING READ AND UNDERSTOOD THIS AGREEMENT.

(The “release agreement”). After signing the release agreement, Simkin mounted her horse to commence the ride. At that time, Simkin’s mount reared and fell on her. Simkin was severely injured and brought an action in Boulder County District Court, alleging negligence and breach of warranty by Heil Valley. The gravamen of each of the claims for relief was that the horse assigned to Simkin was unsafe and unreasonably dangerous and that these qualities were known to Heil Valley before the horse was rented to Simkin. See maj. op. at 783 nn. 3-4. In addition, the negligence claim specifically stated that Heil Valley Ranch failed to provide Simkin with a horse matched to her abilities as a rider.

Heil Valley moved for summary judgment, asserting the release agreement as a complete defense to Simkin’s claims. The district court, relying on Jones v. Dressel, 623 P.2d 370 (Colo.1981), granted partial summary judgment for Heil Valley, holding the release agreement valid and enforceable. The court determined, however, that there was a genuine issue of material fact as to whether Simkin had signed the agreement. After a trial to the court on that *787issue, the court found that Simkin had signed the release agreement. The court then entered judgment for Heil Valley. On appeal, a divided panel of the Colorado Court of Appeals concluded that the release agreement was ambiguous and reversed the district court’s judgment. Simkin v. Heil Valley Ranch, Inc., 765 P.2d 582 (Colo.App.1988).

II.

As the majority acknowledges, agreements attempting to absolve a party from liability for that party’s own negligence have long been disfavored. Maj. op. at 783. In Jones v. Dressel, we addressed the validity of exculpatory agreements. We held that the determination of the sufficiency and validity of such an agreement is a question of law for the court and that an exculpatory agreement must be closely scrutinized. Jones, 623 P.2d at 376. An exculpatory agreement must be strictly construed against the party seeking to limit its liability for negligence. E.g., Barker v. Colorado Region—Sports Car Club of America, Inc., 35 Colo.App. 73, 80, 532 P.2d 372, 377 (1974); Falkner v. Hinckley Parachute Center, Inc., 178 Ill.App.3d 597, 127 Ill.Dec. 859, 863, 533 N.E.2d 941, 945 (1989); Nunes Turfgrass, Inc. v. Vaughan-Jacklin Seed Company, Inc., 200 Cal.App.3d 1518, 246 Cal.Rptr. 823, 835 (1988). In Jones, we set forth four factors that must be considered by a court in determining whether an exculpatory agreement is valid:

(1) the existence of a duty to the public; (2) the nature of the service performed; (3) whether the contract was fairly entered into; and (4) whether the intention of the parties is expressed in clear and unambiguous language.

Jones, 623 P.2d at 376. In the present case, we granted certiorari to consider only the fourth factor as it applies to the release agreement at issue.1

The majority holds that the terms “negligence” and “breach of warranty” “are not invariably required for an exculpatory agreement to shield a party from claims based on negligence and breach of warranty. The inquiry should be whether the intent of the parties was to extinguish liability and whether this intent was clearly and unambiguously expressed.” Maj. op. at 785. I agree with this test. I disagree, however, with the result reached by the majority in applying the test to the facts of the present case.

The release agreement begins with an acknowledgment that the “use, handling and riding of a horse” involves a risk of physical injury. It then states that a horse may act or react unpredictably based on instinct or fright notwithstanding its training and usual past behavior and that such “inherent risk” is assumed by the rider. The rider then “expressly assumes” such risk and waives any claim against the stables as a result of physical injury incurred in such activities. The risks described in the release do not extend beyond injuries resulting from the risks inherent in the nature of the activity and the unpre-dictableness of a horse.

Simkin, however, grounds her claims on specific negligent conduct of Heil Valley. She alleges that the defendant knew the particular horse assigned to her was uncontrollable and dangerous and that on the day of the ill-fated ride, the horse had “shown such propensities by milling around, kicking, and acting in a dangerous manner.” Simkin alleged that Heil Valley failed to exercise care in providing her a reasonably safe horse to ride and in failing to furnish a horse matched to her abilities as a rider. The same alleged misconduct supplied the basis for Simkin’s breach of warranty claim.

The misconduct alleged by Simkin is not referred to among the risks that the release agreement describes. That agreement simply acknowledges the existence of inherent risks because of the nature of horseback riding, including the unpredicta*788bility of the behavior of any horse. It does not purport to absolve Heil Valley from using care to provide a horse suited to the abilities of the rider or to assure that a rider is not assigned a horse that has displayed characteristics making it unsuitable for recreational riding. See O’Connell v. Walt Disney World Co., 413 So.2d 444, 448-49 (Fla.App.1982) (agreement to assume risks inherent in horseback riding did not encompass risk created by negligence of persons conducting the ride). Accordingly, the release did not purport to absolve Heil Valley from liability for the types of negligence and breach of warranty alleged by Simkin.2

Heil Valley relies upon the portion of the release stating that the rider waives “any claim” against the stables as a result of physical injury incurred in the use, handling and riding of a horse. This waiver must be read, however, in the context of the preceding language referring to risks inherent in horseback riding but making no mention of risks avoidable by the exercise of due care by the stables. This makes it at least ambiguous whether the release can be read to absolve Heil Valley from its own negligent acts in supplying a horse having characteristics unsuitable for recreational riding in general or by the person signing the release agreement in particular, as alleged by Simkin in this case. Any such ambiguity must be construed against Heil Valley, with the result that the release agreement does not provide a complete defense to Simkin’s claims.

I dissent and would affirm the judgment of the court of appeals.

QUINN, C.J., and MULLARKEY, J., join in this dissent.

5.2.2.3.4 Wolf v. Ford ("The Stockbroker Case") 5.2.2.3.4 Wolf v. Ford ("The Stockbroker Case")

This case discusses an alternate test to the Tunkl, six factor test. 

644 A.2d 522

Elizabeth L. WOLF v. Harry M. FORD, Jr. et al.

No. 104,

Sept. Term, 1993.

Court of Appeals of Maryland.

July 18, 1994.

*527Frank E. Trock (Charles B. Zuravin, Charles B. Zuravin, P.A., all on brief), Columbia, for appellant.

Andrew J. Bowden (Legg Mason Wood Walker, Inc., all on brief), Stuart R. Berger (Weinberg and Green, all on brief), Baltimore, for appellee.

Argued before MURPHY, C.J., and ELDRIDGE, RODOWSKY, CHASANOW, KARWACKI, BELL and RAKER, JJ.

KARWACKI, Judge.

In this case we focus upon the enforceability of an exculpatory clause in an agreement between an investor and a securities investment firm. The clause at issue provides that the investment firm will not be liable for losses to the investor resulting from the firm’s negligence, but only for those losses resulting from its gross negligence or wilful misconduct. Under the circumstances of the instant case, we shall enforce the *528exculpatory clause. Viewing the evidence and all inferences therefrom in a light most favorable to Elizabeth Wolf, the appellant, the following facts were established at trial.

In April, 1986, the eighteen-year-old appellant received $145,700 in settlement of a lawsuit she had filed to recover damages for injuries arising out of a 1983 automobile accident. On April 2, 1986, Wolf and her mother visited the home of the appellee, Harry M. Ford, who at the time was employed as a stockbroker at the investment firm of the appellee, Legg Mason Wood Walker, Inc. (“Legg Mason”). The purpose of the meeting was to discuss Wolfs options for investing the money she had received from the settlement. At the meeting, Wolf told Ford that her goals were to get a college education and to preserve the bulk of her money. She testified that she told Ford, “I don’t want it to flitter away, it was something I wanted to hold on to.”

The following day, Ford sent Wolf a letter stating that he was looking forward to working with Wolf in her investments. The letter contained three enclosures that Wolf was to sign and return to Ford; among the enclosures was a Discretionary Account Agreement.1 The Agreement provided in pertinent part:

“You are hereby authorized to buy, sell and generally trade in securities, on margin, in cash or otherwise in accordance with your terms and conditions for my account and risk.
“... I hereby exonerate you from any and all liability for losses which may occur while you are acting on my behalf except for such as may result from your gross negligence or willful misconduct.”
“I hereby reserve the power to direct and terminate at any and all times the selection of securities for purchase or *529sale, but the exercise of such power shall not be deemed a revocation of this agreement, the same to remain in full force and effect until revoked by me by written notice addressed to you ... but such revocation shall not affect any liability in any way resulting from transactions initiated prior to such revocation.”

Wolf signed this Agreement on April 7,1986 and returned it to Legg Mason. On April 15, 1986, Legg Mason received $135,-000.00 from Wolf.2 Ford used this money to purchase 22 different stocks for Wolfs portfolio.

Later that same year, Wolf began to withdraw large sums of cash from her account with Legg Mason. In August, 1986, Wolf withdrew $8,000.00. In October and November, 1986, she withdrew a total of $4,500.00. In December, 1986, she withdrew $500.00. In January, 1987, she withdrew $6,000.00.

In July, 1987, Wolf received a letter from C.A. Bacigalupo, a senior vice president of Legg Mason, which stated:

“As a service to our clients, we periodically review discretionary authorizations at Legg Mason Wood Walker, Inc. This enables us to verify that the authority is to continue.
“It is requested that you sign and return this letter indicating whether or not you wish to continue the discretionary authority which you conferred upon your investment broker.... If we do you hear from you by August 7, 1987, the discretionary authority will be terminated.”

Wolf signed the letter on September 4, 1987, indicating on the letter that she wished to continue the discretionary authorization. In November and December, 1988, Wolf withdrew $5398.44. In January, 1989, she withdrew over $5,200.00. During the time her account was handled by Ford, she withdrew a total of $64,650.00 from her account. Each withdrawal required the prompt sale of one or more of the stocks from her portfolio.

Apparently upset with the performance of some of the stocks in her portfolio, Wolf called Legg Mason in June, 1990 *530and terminated the discretionary authority she had given Ford. In August, 1990, she instructed Legg Mason to transfer her account from Ford to John Seifert, another stockbroker at Legg Mason. Wolf closed her account with Legg Mason in March, 1991.

Wolf filed suit in the Circuit Court for Baltimore County against Ford, Seifert, and Legg Mason in May, 1992. Seifert was voluntarily dismissed from the case by Wolf prior to trial, and after the close of Wolfs case at a jury trial, the court (Bollinger, J.) granted the defendants’ motion for judgment pursuant to Maryland Rule 2-519.3 The trial judge ruled that the exculpatory clause contained in the Discretionary Account Agreement limited defendants’ potential liability to those losses resulting from gross negligence or intentional misconduct. He further ruled that there was no evidence of either gross negligence or wilful misconduct on the part of Ford or Legg Mason and entered judgment in their favor.

Wolf timely noted an appeal to the Court of Special Appeals. We issued a writ of certiorari on our own motion before consideration of the case by the intermediate appellate court to consider the effect of the exculpatory clause in the Discretionary Account Agreement.

I

Before this Court, Wolf argues that the exculpatory clause contained in the Discretionary Account Agreement is void as *531against public policy and that the case should therefore be remanded for a determination of the existence of simple negligence on the part of Ford or Legg Mason. We disagree.

The late Judge Charles E. Orth, Jr., writing for the Court of Special Appeals, discussed the validity of exculpatory clauses at length in Winterstein v. Wilcom, 16 Md.App. 130, 293 A.2d 821, cert. denied, 266 Md. 744 (1972). In the absence of legislation to the contrary, exculpatory clauses are generally valid, and the public policy of freedom of contract is best served by enforcing the provisions of the clause. Id. at 135, 293 A.2d at 824; 57A Am.Jur.2d, Negligence § 53, at 112 (1989). The rule has also been explained thus:

“It is quite possible for the parties expressly to agree in advance that the defendant is under no obligation of care for the benefit of the plaintiff, and shall not be liable for the consequences of conduct which would otherwise be negligent. There is in the ordinary case no public policy which prevents the parties from contracting as they see fit....”

W. Page Keeton, et al., Prosser and Keeton on the Law of Torts, § 68, at 482 (5th ed. 1984). See also Comment (a), Restatement, Second, Contracts § 195 (1981) (“a party to a contract can ordinarily exempt himself from liability for harm caused by his failure to observe the standard of reasonable care imposed by the law of negligence”).

There are circumstances, however, under which the public interest will not permit an exculpatory clause in a contract; these have often been grouped into three general exceptions to the rule. First, a party will not be permitted to excuse its liability for intentional harms or for the more extreme forms of negligence, i.e., reckless, wanton, or gross. Winterstein, 16 Md.App. at 136, 293 A.2d at 824; Restatement, Second, Contracts § 195(1); Keeton, supra. Second, the contract cannot be the product of grossly unequal bargaining power. “When one party is at such an obvious disadvantage in bargaining power that the effect of the contract is to put him at the mercy of the other’s negligence, the agreement is void as against public policy.” Winterstein, 16 Md.App. at *532135-36, 293 A.2d at 824; Keeton, supra. Third, public policy will not permit exculpatory agreements in transactions affecting the public interest. Winterstein, 16 Md.App. at 136, 293 A.2d at 824. This last category includes the performance of a public service obligation, e.g., public utilities, common carriers, innkeepers, and public warehousemen. It also includes those transactions, not readily susceptible to definition or broad categorization, that are so important to the public good that an exculpatory clause would be “patently offensive,” such that “ ‘the common sense of the entire community would ... pronounce it’ invalid.” Md. Nat'l Cap. P. & P. v. Wash. Nat'l Arena, 282 Md. 588, 606, 386 A.2d 1216, 1228 (1978), quoting Estate of Woods, Weeks & Co., 52 Md. 520, 536 (1879). This standard is a strict one, in keeping with our general reluctance to invoke the nebulous public interest to disturb private contracts. As we stated in Md. Nat'l Cap. P. & P., supra:

“Fearing the disruptive effect that invocation of the highly elusive public' policy principle would likely exert on the stability of commercial and contractual relations, Maryland courts have been hesitant to strike down voluntary bargains on public policy grounds.”

282 Md. at 606, 386 A.2d at 1228. See also Anne Arundel Cty. v. Hartford Accident, 329 Md. 677, 686-88, 621 A.2d 427, 431-32 (1993); Finci v. American Casualty, 323 Md. 358, 376-79, 593 A.2d 1069, 1077-78 (1991).

Because the concept of the “public interest” is amorphous, it is difficult to apply. Courts, therefore, have struggled to refine and narrow the definition in an attempt to make the concept more concrete. Winterstein referred to a six-factor test developed by the Supreme Court of California in Tunkl v. Regents of the Univ. of Calif, 60 Cal.2d 92, 383 P.2d 441, 32 Cal.Rptr. 33 (1963) that was intended to determine which exculpatory agreements affect the “public interest” and which do not. Winterstein quoted the following passage from Tunkl, noting that it is to be used as a rough outline of that type of transaction in which exculpatory provisions will be held invalid:

*533“ ‘Thus the attempted but invalid exemption involves a transaction which exhibits some or all of the following characteristics. It concerns a business of a type generally thought suitable for public regulation. The party seeking exculpation is engaged in performing a service of great importance to the public, which is often a matter of practical necessity for some members of the public. The party holds himself out as willing to perform this service for any member of the public who seeks it, or at least for any member coming within certain established standards. As a result of the essential nature of the service, in the economic setting of the transaction, the party invoking exculpation possesses a decisive advantage of bargaining strength against any member of the public who seeks his services. In exercising a superior bargaining power the party confronts the public with a standardized adhesion contract of exculpation, and makes no provision whereby a purchaser may pay additional reasonable fees and obtain protection against negligence. Finally, as a result of the transaction, the person or property of the purchaser is placed under the control of the seller, subject to the risk of carelessness by the seller or his agents.’ ”

Winterstein, 16 Md.App. at 137, 293 A.2d at 825, quoting Tunkl, 60 Cal.2d at 98-101, 383 P.2d at 445-46, 32 Cal.Rptr. at 37-38 (footnotes omitted).

Ten years before Winterstein was decided, this Court examined an exculpatory clause in a lease and determined that such clauses are generally valid. Eastern Ave. Corp. v. Hughes, 228 Md. 477, 180 A.2d 486 (1962).4 Since Winterstein was *534decided, we have not often had the opportunity to consider exculpatory clauses in the absence of statutory provisions governing the clause.5 The Court of Special Appeals, however, has considered exculpatory clauses in several matters. In Boucher v. Riner, 68 Md.App. 589, 514 A.2d 485 (1986), the court held enforceable an exculpatory clause signed by a parachute student shortly before he jumped and suffered injuries in his descent. The following year, the Court of Special Appeals enforced a limitation of damages clause that limited the monetary damages available for negligence in a contract for a burglar alarm system, notwithstanding the fact that personal injury was involved in that case. Schrier v. Beltway Alarm Co., 73 Md.App. 281, 533 A.2d 1316 (1987). Even more recently, in Baker v. Roy Haas Assoc., 97 Md.App. 371, 629 A.2d 1317 (1993), the intermediate appellate court upheld a clause in a contract for home inspection services that limited the inspection company’s liability for negligence to an amount not to exceed the fee paid for the inspection service. In each of these cases, the court rejected an assertion that the *535challenged clause was void as against public policy. Each opinion refers to Winterstein and its enumeration of the six factors from Tunkl, and each attempts to apply the six-factor test loosely.

Even though these cases have not found an activity that is sufficiently connected to the “public interest” so as to invalidate the exculpatory clause, we are concerned that the six-factor test of Tunkl, originally intended to be a rough outline in guiding a court’s determination as to whether a given transaction affects the public interest, may become too rigid a measuring stick. Because of the fluid nature of the “public interest,” strict reliance on the presence or absence of six fixed factors may be arbitrary. The Tunkl court itself recognized that the public interest does not—and cannot—lend itself easily to definition, because “the social forces that have led to such characterization [of the public interest] are volatile and dynamic. No definition of the concept of public interest can be contained within the four corners of a formula.” Tunkl, 60 Cal.2d at 98, 383 P.2d at 444, 32 Cal.Rptr. at 36.

We expressly decline, therefore, to adopt the six-factor test set forth in Tunkl and relied upon, to varying degrees, by the Court of Special Appeals in the exculpatory clause cases mentioned above. This is not to say that the factors listed cannot be considered by a court in determining whether a given transaction involves the public interest, but the six factors are not conclusive. The ultimate determination of what constitutes the public interest must be made considering the totality of the circumstances of any given case against the backdrop of current societal expectations.

II

Turning to the merits of the case sub judice, we perceive no reason why the exculpatory clause should not be enforced. None of the three exceptions to the general rule permitting exculpatory clauses is applicable here.

*536First, there has been no allegation of fraud or -willful misconduct, and Wolf concedes that there is no evidence of gross negligence. To the contrary, Wolf testified at trial that during the time that Ford handled her account, buying and selling securities for her, Ford never lied to her or made any misrepresentations to her. Second, contrary to Wolfs assertion, we do not believe that there was any disparate bargaining advantage. Wolf claims that the very fact that she was eighteen years old and an unsophisticated investor renders the relationship so lopsided as to impose an extraordinary duty upon Ford. We do not accept that notion. Although young, she had attained her legal majority at the time. She was not solicited by Legg Mason; rather, she initiated contact with Ford. Wolf was under no compulsion, economic or otherwise, to invest her money in the stock market with Legg Mason or any other securities investment firm. She had numerous options available to her, including placing her money in an interest-bearing bank account or long-term certificates of deposit. Moreover, even within Legg Mason, she was under no compulsion to give Ford discretionary authority over her account. Had she wished to retain control over each transaction, she could have received the benefit of Ford’s knowledge, experience, and advice, yet still have made every decision on the sale and purchase of individual’ securities. She, however, signed the Discretionary Account Agreement, including the exculpatory clause, five days after her initial discussion with Ford, and she reiterated her desire to have her account handled on a discretionary basis in September of the following year. Furthermore, even with the Discretionary Account Agreement in place, Wolf did not cede control over her account. According to the terms of the agreement, she retained at all times the right to make investment decisions, to withdraw funds, and to terminate the stockbroker’s discretionary authority. Wolf invoked all of these rights during the course of her relationship with Legg Mason.

Third, a stockbroker-client relationship is not one that so affects the public interest that we should disturb the parties’ ability to contractually exempt a party from liability *537for negligence. Wolf argues that we should adopt the six-factor Tumid test for defining the public interest, and that under that test, a stockbroker-client relationship is affected with public interest. We have stated above, however, that we do not adopt the six-factor test as conclusive, and we will not invalidate a private contract on grounds of public policy unless the clause at issue is patently offensive. This clause does not meet that test. Individuals who choose freely to invest their money in the stock market understand that there is some risk involved; such is the nature of the securities industry. If the parties to a contract determine that one party will bear the burden of the other party’s simple negligence, they are entitled to do just that. This is particularly important where an account is accepted on a discretionary basis, as in the instant case, and the investor asks the broker to purchase stocks using the broker’s best judgment. This is not a case in which an investment is made based upon a broker’s misrepresentation. Cf. Blankenheim v. E.F. Hutton, 217 Cal.App.3d 1463, 1471-72, 266 Cal.Rptr. 593, 599 (1990) (holding exculpatory clause in investment contract invalid insofar as it attempts to disclaim liability for fraud or misrepresentation). Rather, the possibility of poor performance of the securities chosen is precisely the sort of harm that is within the contemplation of the parties at the time they entered the agreement. Because of the volatile nature of financial markets, what may appear to be negligence in the purchase of securities one year may eventually turn out to be a stroke of genius in following years, and vice versa. Thus, the allocation of risk of negligence between parties to a private contract is not patently offensive; rather, it is part and parcel of the freedom to contract in private matters.6

*538We hold, therefore, that the exculpatory clause in the Discretionary Account Agreement between Wolf and Ford is valid and enforceable.

JUDGMENT AFFIRMED, WITH COSTS.

CHASANOW and BELL, JJ., concur in result only.

5.2.2.4 Assumption of the Risk by Conduct (Implied Assumption of the Risk) 5.2.2.4 Assumption of the Risk by Conduct (Implied Assumption of the Risk)

5.2.2.4.1 Wallace v. Rosen ("The Fire Drill Conversation Case") 5.2.2.4.1 Wallace v. Rosen ("The Fire Drill Conversation Case")

What is the difference between contributory negligence and assumption of the risk, what this court calls "incurred risk?"

Mable WALLACE, Appellant-Plaintiff, v. Harriet ROSEN and Indianapolis Public Schools, Appellees-Defendants.

No. 49A02-0106-CV-419.

Court of Appeals of Indiana.

March 22, 2002.

*194Elaine Parran Boyd, Lee, Burns & Cos-sell, LLP, Indianapolis, IN, Attorney for Appellant.

Kevin C. Schiferl, Julia Blackwell Geli-nas, Allison S8. Avery, Locke Reynolds LLP, Indianapolis, IN, Attorneys for Ap-pellees.

OPINION

KIRSCH, Judge.

Mable Wallace appeals the jury verdict in favor of Indianapolis Public Schools (IPS) and Harriet Rosen, a teacher for IPS. On appeal, Wallace raises the following issues:

I. Whether the trial court erred in refusing to give her tendered jury instruction regarding battery.
*195II. Whether the trial court erred in instructing the jury regarding the defense of incurred risk. We affirm.

FACTS AND PROCEDURAL HISTORY

In 1994, Rosen was a teacher at Northwest High School in Indianapolis On April 22, 1994, the high school had a fire drill while classes were in session. The drill was not previously announced to the teachers and occurred just one week after a fire was extinguished in a bathroom near Rosen's classroom.

On the day the alarm sounded, Wallace was at the high school delivering homework to her daughter Lalaya. Because Wallace was recovering from foot surgery and Lalaya's class was on the second floor, Lalaya's boyfriend Eric Fuqua accompanied Wallace up the stairs. Wallace and Fuqua were near the top of the staircase when they saw Lalaya and began to speak with her. Jamie Arnold, a student who knew Lalaya and her mother, joined the conversation. The alarm then sounded and students began filing down the stairs while Wallace took a step or two up the stairs to the second floor landing.

In response to the alarm, Rosen escorted her class to the designated stairway and noticed three or four people talking together at the top of the stairway and blocking the students' exit. Rosen did not recognize any of the individuals but approached "telling everybody to move it." Transcript at 35. Wallace, with her back to Rosen, was unable to hear Rosen over the noise of the alarm and Rosen had to touch her on the back to get her attention. Id. at 259. Rosen then told Wallace, "you've got to get moving because this is a fire drill." Id. 259.

At trial, Wallace testified that Rosen pushed her down the stairs. Id. at 128. Rosen denied pushing Wallace and testified that Wallace had not fallen, but rather had made her way down the stairs unassisted and without losing her balance. Id. at 265-66.

At the elose of the trial, Wallace tendered an instruction concerning civil battery. Over Wallace's objection, the court refused to read the instruction to the jury.1 IPS and Rosen tendered an instruction concerning the defense of incurred risk on the basis that Wallace had continued up the stairs after hearing the alarm, had stopped at the landing to talk, and had blocked the students' exit. Over Wallace's objection, the court gave the incurred risk instruction. The jury found in favor of IPS and Rosen, and Wallace now appeals.

DISCUSSION AND DECISION

Wallace claims that the trial court erred both in refusing to give the tendered jury instruction concerning battery and in giving the instruction concerning incurred risk as a defense to a claim of negligence. Instruction of the jury is left to the sound discretion of the trial court. Control Techniques, Inc. v. Johnson, 737 N.E.2d 393, 400 (Ind.Ct.App.2000). Our review of a trial court's decisions is highly deferential, and we will not disturb the court's judgment absent an abuse of that discretion. Id.

A party is normally entitled to have a tendered instruction read to the jury. Marshall v. Clark Equip. Co., 680 N.E.2d 1102, 1104 (Ind.Ct.App.1997), *196trans. denied (1998); Morris v. K-Mart, Inc., 621 N.E.2d 1147, 1148 (Ind.Ct.App.1993), trans. denied (1994). In determining whether the trial court erroneously refused a tendered instruction, we consider: (1) whether the tendered instruction correctly states the law; (2) whether there is evidence in the record to support giving the instruction; and (8) whether the substance of the instruction is covered by other instructions. Smock Materials Handling Co., Inc. v. Kerr, 719 N.E.2d 396, 402 (Ind.Ct.App.1999); Stamper v. Hyundai Motor Co., 699 N.E.2d 678, 688 (Ind.Ct.App.1998), trans. denied. An instruction is properly rejected if it would tend to mislead or confuse the jury. Barnard v. Himes, 719 N.E.2d 862, 868 (Ind.Ct.App.1999), trans. denied. Further, "'lelven if the instruction is a correct statement of the law, is supported by the evidence, and is not covered by the other instructions, we will not reverse unless the failure to give the instruction substantially and adversely affects the rights of the complaining party so as to quite likely have affected the result'" Id. (quoting Miller v. Ryan, 706 N.E.2d 244, 248 (Ind.Ct.App.1999), trans. denied ).

I. Battery Instruction

Wallace first argues that it was error for the trial court to refuse to give the jury the following tendered instruction pertaining to battery:

_ A battery is the knowing or intentional touching of one person by another in a rude, insolent, or angry manner.
Any touching, however slight, may constitute an assault and battery.
Also, a battery may be recklessly committed where one acts in reckless disregard of the consequences, and the fact the person does not intend that the act shall result in an injury is immaterial.

Appellant's Brief at 7.

Wallace argues that the omission of the instruction was error because the instruction was an accurate statement of the law, was supported by the evidence, and was not covered by any other instruction read to the jury. Id. at 6. Appellees respond that the instruction was properly omitted because there was no evidence presented that supported a battery instruction. Id. at 8.

We agree with Appellees. The Indiana Pattern Jury Instruction for the intentional tort of civil battery is as follows: "A battery is the knowing or intentional touching of a person against [his] [her] will in a rude, insolent, or angry manner." 2 Indiana Pattern Jury Instructions (Civil) 31.08 (2d ed. Revised 2001).2 Battery is an intentional tort. Boruff v. Jesseph, 546 N.E.2d 1297, 1300 (Ind.Ct.App.1991). In discussing intent, Professors Prosser and Keeton made the following comments:

In a loose and general sense, the meaning of 'intent' is easy to grasp. As Holmes observed, even a dog knows the difference between being tripped over and being kicked. This is also the key distinction between two major divisions of legal liability-negligence and intentional torts. ...
[Ilt is correct to tell the jury that, relying on cireumstantial evidence, they may infer that the actor's state of mind was the same as a reasonable person's state of mind would have been. Thus, ... the defendant on a bicycle who rides down a *197person in full view on a sidewalk where there is ample room to pass may learn that the factfinder (judge or jury) is unwilling to credit the statement, "I didn't mean to do it."
On the other hand, the mere knowledge and appreciation of a risk-something short of substantial certainty-is not intent. The defendant who acts in the belief or consciousness that the act is causing an appreciable risk of harm to another may be negligent, and if the risk is great the conduct may be characterized as reckless or wanton, but it is not an intentional wrong. In such cases the distinction between intent and negligence obviously is a matter of degree. The line has to be drawn by the courts at the point where the known danger ceases to be only a foreseeable risk which a reasonable person would avoid, and becomes in the mind of the actor a substantial certainty.
The intent with which tort lability is concerned is not necessarily a hostile intent, or a desire to do any harm. Rather it is an intent to bring about a result which will invade the interests of another in a way that the law forbids. The defendant may be liable although intending nothing more than a good-natured practical joke, or honestly believing that the act would not injure the plaintiff, or even though seeking the plaintiff's own good.

W. Pace et al., Prosser anp KEE ToN on THE Law or Torts, § 8, at 83, 36-37 (5th ed. 1984) (footnotes omitted).

Wallace, Lalaya, and Fuqua testified that Rosen touched Wallace on the back causing her to fall down the stairs and injure herself. For battery to be an appropriate instruction, the evidence had to support an inference not only that Rosen intentionally touched Wallace, but that she did so in a rude, insolent, or angry manner, ie., that she intended to invade Wallace's interests in a way that the law forbids.

Professors Prosser and Keeton also made the following observations about the intentional tort of battery and the character of the defendant's action:

[IIn a crowded world, a certain amount of personal contact is inevitable and must be accepted. Absent expression to the contrary, consent is assumed to all those ordinary contacts which are customary and reasonably necessary to the common imtercourse of life, such as a tap on the shoulder to attract attention, a friendly grasp of the arm, or a casual jostling to make a passage....
The time and place, and the cireum-stances under which the act is done, will necessarily affect its unpermitted character, and so will the relations between the parties. A stranger is not to be expected to tolerate liberties which would be allowed by an intimate friend. But unless the defendant has special reason to believe that more or less will be permitted by the individual plaintiff, the test is what would be offensive to an ordinary person not unduly sensitive as to personal dignity.

KEEton et al., § 9, at 42 (emphasis added).

During the trial, Wallace gave the following testimony concerning the manner in which Rosen touched her:

Q [Rosen] took both hands and placed them on your shoulder blades?
A Not across my shoulder. She had her finger tips [sic] and my shoulder, and turned me around like, and moving it [sie].
Q Which way did she turn you?
A She turned me-I was going up when she turned me. She turned me towards the stairwells.
*198Q So, you're standing here, hands come on, you're turned. Are you turned this way towards the wall? Or this way towards the open stairs?
A Towards the open stairs.
Q And, in fact, your testimony is that she took her hands, both of them, placed them on your shoulders or approximately here.
A Um-hum. (affirmative response).
Q Turned you 180 degrees around?
A She didn't force turn me. But she put her hands there, and turned me and told me to move it.
Q And she did so 180 degrees?
A Not to 180 degrees, no.
Q Half that?
A Yeah, half that.
Q Okay, about 90. So now you're like this. Now where is Ms. Rosen?
A She's still standing up there.
Q What happened next, Ms. Wallace?
A That's when I slipped. I turned around-when she turned me around, that's when I slipped. Because one of my-my left foot that I had the surgical [sic] on, that's when I slipped.

Transcript at 126-28.

Viewed most favorably to the trial court's decision refusing the tendered instruction, the foregoing evidence indicates that Rosen placed her fingertips on Wallace's shoulder and turned her 90° toward the exit in the midst of a fire drill. The conditions on the stairway of Northwest High School during the fire drill were an example of Professors Prosser and Kee-ton's "crowded world." Individuals standing in the middle of a stairway during the fire drill could expect that a certain amount of personal contact would be inevitable. Rosen had a responsibility to her students to keep them moving in an orderly fashion down the stairs and out the door. Under these cireumstances, Rosen's touching of Wallace's shoulder or back with her fingertips to get her attention over the noise of the alarm cannot be said to be a rude, insolent, or angry touching. Wallace has failed to show that the trial court abused its discretion in refusing the battery instruction.

Furthermore, even if an instruction on battery was appropriate, Wallace's inclusion of language that "a battery may be recklessly committed" created an instruction that was likely to mislead or confuse the jury under the facts of this case. In the comment section of the pattern instruction for battery, the Civil Instruction Committee ("Committee"), citing three cases, agrees that "a battery may be recklessly committed where one acts in reckless disregard of the consequences ..." 2 Indiana Pattern Jury Instructions (Civil) 31.03, comments. However, these three cases represent a type of recklessness that reveals the actor's intent to commit the battery. See Kline v. Kline, 158 Ind. 602, 64 N.E. 9 (1902) (the defendant's intent to assault a woman and her children could be found in the defendant's actions of threatening to shoot them and of pouring kerosene and attempting to light a match in furtherance of the defendant's threat to burn down the house); Mercer v. Corbin, 117 Ind. 450, 20 N.E. 132 (1889) (the supreme court, ignoring the defendant's statement that he didn't mean to hit the plaintiff, found that the defendant committed assault and battery when he rode his bicycle over the plaintiff who was standing on one side of a fourteen-foot-wide sidewalk in broad daylight)3; Reynolds v. *199Pierson, 29 Ind.App. 278, 64 N.E. 484 (1902) ("horse play" in which the defendant jerked and pulled with sufficient force to throw the plaintiff off another's arm and injure him revealed a reckless disregard of the consequences and thus supplied grounds for inferring defendant's constructive intent and the willful act of battery).

The facts in this case can be distinguished from those cited by the Committee. Rosen's actions were clearly not intentional like the facts in Kline, nor can it be said that Rosen's touching arose from a recklessness or wanton disregard of human life and safety found in Mercer. Quite the contrary, the actions that Rosen took were intended to keep the student traffic flowing out of the building and away from any potential danger. Rosen's actions are reasonably interpreted as trying to prevent danger to human life and safety that was created by Wallace's presence at the top of the stairs. Furthermore, from the record before us it is clear that Rosen was not engaging in "horse play" like that found in Reynolds Wallace and Rosen did not know each other before the fire drill. Any touching arose only in response to the fire drill and the attempt to facilitate a safe exit for staff and students from the building. The inclusion of the reckless instruction with the intentional tort of battery under the facts of this case would have allowed the jury to use a lesser standard to convict Rosen and IPS of battery. We find that the inclusion of the "reckless" language in the battery instruction would have been misleading and made the instructions as a whole confusing to the jury.4

Finally, it cannot be said that Wallace's rights were substantially and adversely affected by the court's failure to give the battery instruction. There is a well-established "'duty on the part of school personnel to exercise ordinary and reasonable care for the safety of children under their authority'" Mark v. Moser, 746 N.E.2d 410, 414 (Ind.Ct.App.2001) (quoting Beckett v. Clinton Prairie Sch. Corp., 504 N.E.2d 552, 554 (Ind.1987)). As a teacher, this duty of care fell on Rosen. A fire had been actually set in the bathroom on Rosen's floor less than a week before the fire alarm sounded. On April 22, 1994, with no prior knowledge whether the alarm signaled a drill or a fire, Rosen exercised ordinary and reasonable care when she tried to get the students to exit as quickly as possible. Finding Wallace and three others creating a bottleneck at the top of the staircase required Rosen to take quick action. It was necessary for Rosen to both raise her voice and touch Wallace's back to get her attention. When Wallace objected to being touched and did not move, it was also reasonable for Rosen to turn Wallace toward the stairs and tell *200her to get moving. Failing to give the battery instruction was not error because, even if given, the facts of this case would not have supported a claim for intentional battery.5

II. Defense of Incurred Risk Instruction

Wallace next argues that the trial court erred in giving a jury instruction concerning the defense of incurred risk. Indiana's Comparative Fault Act does not apply to governmental entities like IPS and its employees, therefore, tort claims against such defendants are subject to the common law principles of negligence. IC 34-51-2-2; Hopper v. Carey, 716 N.E.2d 566, 570 (Ind.Ct.App.1999), trans. denied (2000); Hapner v. State, 699 N.E.2d 1200, 1205 (Ind.Ct.App.1998). As a general rule under the Tort Claims Act, as at common law, both contributory negligence and incurred risk operate to bar a plaintiff's recovery against government actors. Sauders v. County of Steuben, 693 N.E.2d 16, 18 (Ind.1998); Hopper, 716 N.E.2d at 570; Town of Highland v. Zerkel, 659 N.E.2d 1118, 1120 (Ind.Ct.App.1995).

At the close of the evidence, the trial court instructed the jury on the defenses of contributory negligence and incurred risk.6 The relationship between these two theories has been discussed in our courts for years. Some courts have deemed incurred risk to be merely "a 'spe-cles' of contributory negligence while others have demanded that the defenses be kept separate and distinct." Kroger Co. v. Haun, 177 Ind.App. 408, 418, 879 N.E.2d 1004, 10138 (1978). Contributory negligence contemplates an objective standard for the determination of "whether a reasonable man would have so acted under similar circumstances" and is concerned with whether the acceptance of the risk was reasonable and justified in light of the possible benefit versus the risk. Id. at 409, 379 N.E.2d at 1008. Contributory negligence also involves conduct that is "careless" and presupposes a duty and breach thereof, but serves as an affirmative defense to prevent recovery by the plaintiff. Id.

By contrast, incurred risk demands a subjective analysis with inquiry into the particular actor's knowledge, is concerned with the voluntariness of a risk, and is blind as to reasonableness of risk acceptance. Id. Incurred risk also involves a mental state of "venturousness" and has been described as negating a duty and therefore precluding negligence. Id. Generally, the existence of incurred risk and contributory negligence are questions of fact for the jury. Mauller v. City of Columbus, 552 N.E.2d 500, 502 (Ind.Ct.App.1990); Kroger, 177 Ind.App. at 407, 379 N.E.2d at 1007. The definition of incurred risk includes the proposition that knowledge of a risk may be imputed where such a risk would have been "readily dis-cernable by a reasonable and prudent man under like or similar cireumstances." Kro*201ger, 177 Ind.App. at 410, 879 N.E.2d at 1008.

Our court has discussed the differences between the two theories, but has concluded that the "importance of reconciling the two definitions becomes apparent only in those situations where incurred risk serves as a defense while contributory negligence does not." Id. at 418, 379 N.E.2d at 1013 "In a negligence action, both defenses are available to a defendant, and the failure to distinguish between the two is without substantive significance." Id. Because instructions were given concerning both contributory negligence and incurred risk and Wallace did not object to the giving of the contributory negligence instruction, the inclusion of the incurred risk instruction did not affect Wallace's substantive rights.

As previously noted, "Reversal based upon instructional error is warranted only when the trial court's instructions, taken as a whole, misstate the law or mislead the jury." Michigan Mut. Ins. Co. v. Sports, Inc., 698 N.E.2d 834, 839 (Ind.Ct.App.1998), trans. denied (citing Koziol v. Vojvoda, 662 N.E.2d 985, 991 (Ind.Ct.App.1996)). The defenses of contributory negligence and incurred risk are both findings of fact for the jury. A finding by the jury that Wallace was even the slightest bit negligent would have resulted in a verdict for Rosen and IPS. Here, Wallace had a duty to exit the building as soon as possible upon hearing the fire alarm. The evidence revealed that she did not in fact leave but instead proceeded up the stairs to continue her conversation. We need not determine whether it was error to instruct the jury on incurred risk. The verdict would not have differed had the jury been properly instructed. Error, if any, in giving the incurred risk instruction did not prejudice the substantial rights of Wallace and therefore, reversal is not required. Smock Materials, 719 N.E.2d at 403.

III. Attorneys Fees

Finally, pursuant to Ind. Appellate Rule 66(E), IPS and Rosen seek to recover attorneys fees for this appeal, alleging that Wallace's appeal is frivolous. Our court will only assess appellate damages against an appellant who in bad faith maintains a wholly frivolous appeal. Blue Valley Turf Farms, Inc. v. Realestate Mktg. and Dev., Inc., 424 N.E.2d 1088, 1091 (Ind.Ct.App.1981).

The Appellees correctly state that bad faith on appeal may be classified as "substantive" or "procedural." Substantive bad faith " 'implies the conscious doing of a wrong because of dishonest purpose or moral obliquity." Catellier v. Depco, Inc., 696 N.E.2d 75, 79 (Ind.Ct.App.1998) (quoting Watson v. Thibodeau, 559 N.E.2d 1205, 1211 (Ind.Ct.App.1990)). Procedural bad faith " 'is present when a party flagrantly disregards the form and content requirements of the Rules of Appellate Procedure, omits and misstates relevant facts appearing in the record, and files briefs appearing to have been written in a manner calculated to require the maximum expenditure of time both by the opposing party and the reviewing court.'" Id. Wallace's appeal possesses sufficient merit and is in sufficient compliance with the Appellate Rules to withstand such an award.

Affirmed.

SULLIVAN, J., concurs with separate opinion.

ROBB, J., concurs in part and concurs in result in part with separate opinion.

SULLIVAN, Judge,

concurring.

I concur in the majority's determination that the trial court did not err in refusing *202Wallace's battery instruction. I do so, however, upon different grounds.

Although, as quoted by the majority, Wallace testified that she slipped when touched by Rosen, during the same eross-examination she also testified as follows:

"Q Now were you pushed?
A And at that time ... [sic]
Q Let me ask you. Did you slip, or were you pushed?
A I was pushed. You can't help but slip when somebody pushes you. It's nothing to grab." Transcript at 127-128.

Additionally, the two other eye-witnesses, Wallace's daughter and the daughter's boy-friend, although perhaps not wholly objective, did testify that Rosen "grabbed" Wallace's arm or shoulder and "turned her around" (Tr. at 41-42, 91), and that when Wallace told Rosen she was a parent not a student, Rosen responded, "I don't care who you are," (Tr. at 91), telling Wallace "to move it," (Tr. at 42).

Although the evidence as to an arguable battery may be minimal at best, I am unwilling to state that as a matter of law, Rosen's touching was not rude, insolent, or angry. Given the fact that Rosen's touching was intentional, and despite the circumstances, it would not be wholly unreasonable for a jury to conclude that the scenario did not equate with the personal contact contemplated in Professors Pros-ser and Keeton's "crowded world."

In my view, and as thoroughly discussed by the majority, the trial court properly rejected the proffered instruction because the last portion, which instructed as to a "recklessly committed" battery, would have been misleading to the jury. The alleged battery here was either an intentional touching in a rude, insolent, or angry manner, or it was no battery at all. In this regard, I respectfully disagree that based upon case authority from a century and more ago,7 a reckless act which results in a touching may constitute an intentional touching. A touching which occurs through recklessness on the part of the actor is simply inconsistent with a touching which is intentional on the part of the actor.

Under Part II, the majority holds that the error, if any, in giving Rosen's incurred risk instruction, was harmless. In doing so, the lead opinion states that "[a] finding by the jury that Wallace was even the slightest bit negligent would have resulted in a verdict for Rosen and IPS." Op. at 200 (emphasis supplied). Judge Robb in her separate opinion states that "[blecause Wallace's cause of action was against a school, comparative negligence does not apply...." Op. at 204 (emphasis supplied). Both opinions in this regard are premised upon the conclusion that the suit falls under the Tort Claims Act. To the extent that the suit was brought against the school as a governmental enti*203ty and against Rosen as an employee of that entity, it is clear that the Tort Claims Act was applicable.

Wallace's complaint alleges that Rosen was in her capacity as a teacher at the time in question and was the agent of the school. It does not, however, specifically, assert that Rosen's alleged assault and battery was committed within the scope of Rosen's employment. In separate counts, the complaint also alleged that IPS was negligent in the employment and continued employment of Rosen, and that the continued employment served to ratify the acts of Rosen. Thus viewing the complaint in the context of Ind.Code § 34-18-3-5 (Burns Code Ed. Supp.2001), proceeding both against Rosen individually and against IPS was not precluded. See Bushong v. Williamson, 760 N.E.2d 1090 (Ind.Ct.App.2001).8

Under the facts as they unfolded at trial, it seems that Rosen was clearly acting within the scope of her employment. See Bushong, supra, (acts of the teacher not clearly shown to be authorized or unauthorized and that therefore, the issue of scope of employment was for the trier of fact). Nevertheless, that scenario merely brings I.C. § §4-13-3-5(c)9 into play. This provision of the statute requires the employer to pay a judgment against the employee when the acts of the latter were within the scope of employment. That burden falls upon the governmental entity whether or not the employee can or cannot be held personally Hable.

Be that as it may, there was not a verdict against either or both of the defendants. For this reason, the various permutations of the Tort Claims Act in situations of this nature are not of determinative consequence.

Subject to the above observations, I otherwise concur.

ROBB, Judge,

concurring in result in part with opinion.

I respectfully concur in the result reached by the majority as to the issue of the incurred risk instruction.

Wallace contends on appeal that the trial court erred in giving an instruction to the jury on the defense of incurred risk. I agree.

The trial court gave the following instruction over Wallace's objection:

A person incurs the risk of injury if she knew of a danger, understood the risk involved, and voluntarily exposed herself to such danger.
In deciding whether the plaintiff incurred the risk, you may consider the experience and understanding of the plaintiff; whether the plaintiff had reasonable opportunity to abandon the course of action; and whether a reasonable person would have abandoned the course of action.
If you decide that plaintiff incurred the risk of some or all the injuries claimed, then the plaintiff's conduct is negligent.

Appendix to Appellant's Brief at 39.

The affirmative defense of incurred risk requires evidence of a plaintiffs actual knowledge and appreciation of the specific risk involved and voluntary acceptance of that risk. Kostidis v. General Cinema *204Corp. of Indiana, 754 N.E.2d 568, 571 (Ind.Ct.App.2001). One of the prongs for determining whether an instruction was erroneously given is whether there is evidence in the record to support giving the instruction. See id. at 570. In this case, I do not believe there was evidence to support giving the instruction.

Wallace testified that there was not a rail on the right side of the stairwell as she went up, only a rail in the middle of the stairs to her left. Tr. 108-04. She moved to the rail to ascend the stairs and when she got near the top, she saw her daughter and moved back to the right and the wall to talk with her. Then a bell (presumably the fire alarm) rang and students started coming down the stairs. Wallace said to her daughter, "Let me move out of the way before I get knocked down," and she moved up a couple of steps to the landing, where she stood against the wall. Tr. 104. I believe this evidence demonstrates that Wallace knew and appreciated the danger of falling or being otherwise injured if she stayed on the steps, away from the railing, with an ailing foot, and with students coming down the stairs. I do not believe this demonstrates any actual knowledge or appreciation on Wallace's part that there was a danger of her being injured by moving to a place where she thought she would be on steady ground and out of the way of the students. I also do not believe this demonstrates any knowledge or appreciation that someone would instruct her to move and physically turn her around and move her toward the steps. For this reason, I do not believe that there was any evidence in the record to support giving an instruction on incurred risk.

However, as the majority has noted, errors in instruction are harmless and do not require reversal where the verdict would have been no different had the jury been properly instructed. Smock Materials Handling Co. v. Kerr, 719 N.E.2d 396, 402 (Ind.Ct.App.1999). Because Wallace's cause of action was against a school, comparative negligence does not apply, and any contributory negligence on Wallace's part would bar her recovery. If, in fact, the jury's verdict was based upon its assessment that Wallace had incurred the risk, the jury also would have undoubtedly found that Wallace's conduct constituted contributory negligence and the verdict would have been the same even if the incurred risk instruction had not been given. Under these circumstances, I agree that the result would not have differed if the erroneous instruction had not been given, and therefore, I concur in the result reached by the majority that reversal is not warranted.

In all other respects, I concur with the majority opinion.

5.2.2.4.2 Naomi Mizushima v. Sunset Ranch, Inc. 5.2.2.4.2 Naomi Mizushima v. Sunset Ranch, Inc.

NAOMI MIZUSHIMA, Appellant and Cross-Respondent, v. SUNSET RANCH, INC., a Nevada Corporation, Respondent and Cross-Appellant.

No. 17022

May 29, 1987

737 P.2d 1158

*260 Stokes, Terry, Winter & Wessel, Carson City; Lambrose, Fitz-Simmons & Perkins, Carson City, for Appellant and Cross-Respondent.

Julian C. Smith, Jr. and Pauline M. Simmons, Carson City, for Respondent and Cross-Appellant.

Milos Terzich, Minden, and Peter Chase Neumann, Reno, for Amicus Curiae for Nevada Trial Lawyers Association.

OPINION

By the Court,

Steffen, J.:

The primary issue of this appeal is whether and to what extent the doctrine of assumption of risk remains a viable defense to a tort action for negligence in the State of Nevada. We conclude that the variety of assumption of risk here present is subsumed within Nevada’s law of comparative negligence. Accordingly, the judgment must be reversed and the cause remanded for a new trial.

The factual predicate for the action filed by the injured plaintiff-appellant, Naomi Mizushima, against defendant-respondent Sunset Ranch, Inc. (Sunset) and defendant Travel Systems, Ltd. began when Naomi and a companion were attracted to the Zephyr Cove Riding Stables, owned and operated by Sunset. Before receiving their mounts, Naomi and her friend were asked to enter their names, addresses and riding ability on a “sign-up” sheet. Although Naomi had been “out of the saddle” *261for a number of years, she had ridden before and evaluated herself as a “good rider” on Sunset’s registration form.

Naomi was assigned a horse with the bland-sounding name of “Little Bit.” Naomi testified that she expected her animal to conform to the gentle, slow profile of a typical stable horse. Indeed, Sunset’s witnesses characterized Little Bit as a lazy beginner’s horse, orphaned and bottle-fed, who was safe for grandmothers and babies to ride. In any event, Naomi mounted Little Bit and she and her friend rode off for an allotted hour’s enjoyment on horseback. As the riders were returning to the trailhead, Little Bit apparently sensed the nearness of home and hay, bolted, and left Naomi aground in his wake. Naomi’s witnesses described Little Bit as a three-year-old gelding who was much too young, spirited and unpredictable for casual riders. Unfortunately, Naomi’s incident was not the first time Little Bit decided to take leave of his rider. Trial evidence revealed that a thirteen-year-old child had previously sustained a serious head injury when thrown by the same animal.

Naomi’s experience with Little Bit and the Zephyr Cove Riding Stables was near catastrophic. Her injuries included a fractured lumbar spine that required two surgeries and an extended period of hospitalization and therapy.

Naomi’s theory at trial was that Sunset was negligent in failing to provide safe recreation for its business invitee.1 In particular, the injured plaintiff focused on Little Bit as a horse that was unsuitable for use by occasional riders. Naomi and her riding companion also testified that Sunset extended no offer to provide them a guide during their ride.

Sunset presented evidence tending to support the premise that Naomi’s injuries were proximately caused by her own negligence. In addition, Sunset relied on the sign-up sheet as evidence that Naomi assumed the risk of injury when she rented Little Bit, or that she waived any claim she might have against respondent for her injuries. The following language appeared at the top of the form Sunset referred to as a “sign-up sheet”:

I, the undersigned, assume all responsibility for horse and equipment, and all liability. It is understood that the management is not liable in case of accident. I also agree to pay for damage to horse or equipment and special charge for overridden horse.

Below this language, in larger type, there was a statement which said “all patrons ride at their own risk.”

*262The trial court concluded that the assumption of risk doctrine survived Nevada’s enactment of a system of comparative negligence. Accordingly, the jury was instructed on the law of assumption of risk as a complete defense to Naomi’s entitlement to damages. The jury returned general defense verdicts along with a verdict allocating seventy percent negligence to Naomi and thirty percent negligence to Sunset.

In analyzing the status of the assumption of risk doctrine in Nevada, it is essential to differentiate between the species comprising the doctrinal genus. Express assumption of risk is unaffected by our holding, since its vitality stems from a contractual undertaking that expressly relieves a putative defendant from any duty of care to the injured party; such a party has consented to bear the consequences of a voluntary exposure to a known risk. See O’Ferrell v. Southern Nevada Off-Road Enthusiasts, Ltd., 195 Cal.Rptr. 90 (Ct.App. 1983); Celli v. Sports Car Club of America, Inc., 105 Cal.Rptr. 904 (Ct.App. 1972); O’Connell v. Walt Disney World Co., 413 So.2d 444 (Fla.Dist.Ct.App. 1982); Willard Van Dyke Prod. v. Eastman Kodak Co., 189 N.E.2d 693 (N.Y. 1963). Hereafter we will consider the question of an express assumption of risk as it relates to the language of Sunset’s sign-up sheet.

There are three discrete types of implied assumption of risk. The first, often referred to as primary implied assumption of risk, may be described as resulting from a relationship that a plaintiff voluntarily accepts involving a lack of duty in the defendant and known risks which the plaintiff impliedly assumes. A classic example is the baseball spectator who imputedly understands that the players are under no duty to refrain from hitting the ball into areas hazardous to the spectator’s well-being. The second variety of implied assumption of risk is characterized by the voluntary encountering of a known risk created by a defendant’s negligence. In this instance, plaintiff’s decision to engage the risk may be reasonable, cautious, or both, when assessed objectively against the degree of risk. An example of this aspect of the doctrine may be represented by a plaintiff who continues renting a piece of machinery known to be defective because the lower rental cost is deemed to be of greater weight than the added risk of injury. The third variety of implied assumption of risk involves an unreasonable encountering of a known risk, amounting to contributory negligence on the part of the plaintiff. This type of situation would exist where a plaintiff takes an unnecessary and inexpedient shortcut to his destination, confronting known and hazardous obstacles along the course of the abbreviated route. In each of the species of the doctrine, including an express assumpr tion of risk, the plaintiff would be denied recovery.

The assumption of risk doctrine was given birth by the common law to facilitate the perceived needs of the industrial revolu*263tion.2 Initially designed to operate in the employment arena where employees were encountering hazards in the working place, the doctrine gradually expanded to encompass virtually all actions sounding in negligence.3 It is characteristic of the common law tradition, however, to continue to question, probe and refine legal doctrines. Inexorably, the process of repeated evaluation of the doctrine here questioned has led to mounting criticism and eventual abrogation by common law courts and legislatures.4

The legislative history surrounding the advent of Nevada’s comparative negligence statute, NRS 41.141, supplies no basis for divining legislative intent concerning the impact of the statute on the assumption of risk doctrine. Moreover, the text of the statute contains no hint on the subject.5 We are thus left with the same task undertaken by other courts to decide the issue according to common law principles.

We perceive as clear the purpose of the comparative negligence statute to eradicate the harsh effect of a plaintiff’s contributory negligence whenever such negligence is not greater than that of the source against which recovery is sought. In our view, it is equally clear that any variety of an implied assumption of risk is merely a circumlocution for the preclusive form of contributory negligence the statute sought to eliminate. No matter how the *264assumption of risk scenario is depicted, it is translatable into a degree of negligent conduct by the plaintiff. And yet, such scenarios operate as a complete bar to a plaintiff’s right of recovery. [Headnote 1]

The defense of assumption of risk is not favored.6 It continues to vex and confuse as a masquerade for contributory negligence. Moreover, it focuses on a lack of duty in the defendant rather than the more compelling issue of comparative breach of duty by the parties. In that regard, the doctrine faces backward, emphasizing escape more than accountability and inertia more than progress. In short, we are unable to ascertáin any productive reason why any species of implied assumption of risk should survive the beneficent purposes and effect of Nevada’s comparative negligence statute.7 We therefore hold that, with the single exception of an express assumption of risk, the assumption of risk doctrine has been subsumed by our comparative negligence statute. Hereafter, any reference to an assumption of risk defense in Nevada shall be so limited.

Although Naomi signed Sunset’s registration or sign-up sheet containing assumption of risk language, it is clear, and we so hold, that no express assumption of risk resulted. There was no indication on the form that Sunset’s invitees were consenting to assume the risk of injury caused by Sunset’s own negligence. Further, the record reflects no discussion on the subject of liability at the time Naomi and her friend signed the registration form, or at any time thereafter prior to the accident. It is clear, therefore, that neither the language of the sign-up sheet nor any discussion pertaining thereto created any basis for a defense of express assumption of risk.

Since the exculpatory language of Sunset’s registration form provided no foundation for an assumption of risk instruction to *265the jury, plaintiff’s objection to the admission of the form, or at least that portion of the form, should have been sustained. Whether isolated or in combination with the jury instruction it served to create, the introduction into evidence of the exculpatory language of the sign-up sheet was prejudicial error.

We have previously held, Otterbeck v. Lamb, 85 Nev. 456, 463, 456 P.2d 855, 860 (1969), that an erroneous instruction regarding duty or standard of care is grounds for reversal. The effect of the offending instruction on assumption of risk in the instant case8 was to relieve respondent of any duty of care toward Naomi upon a finding by the jury that she voluntarily and knowingly had exposed herself to a known danger. The instruction was prejudicial and should not have been given, not only because it lacked both a legal and factual predicate, but also because it cast the jury adrift in a sea of speculation concerning the nature, degree and preclusive effect of the injured plaintiff’s knowledge of the dangers she faced in riding a Sunset horse. Was it sufficient to know that accidents occur as an infrequent but inevitable concomitant to riding horses? Or was Naomi’s knowledge that accidents can happen on horseback sufficient under the instruction, when combined with the warning on the sign-up sheet that “all patrons ride at their own risk?” Although Naomi had never ridden Little Bit previously and knew nothing of his background or disposition, did the fact that she evaluated herself as a “good” rider impute to her the knowledge that her horse might misbehave? Any one or more of the foregoing factors, and others not mentioned, may have caused the jury to conclude that Naomi’s knowledge precluded an award of damages for her injuries.

The fact that the jury returned a finding of seventy percent negligence against Naomi and thirty percent against Sunset in addition to a general defense verdict does not save respondents’ judgment. It is simply impossible to determine the extent to which the comparative negligence assignment was affected by concentration on the degree of Naomi’s alleged assumption of risk, rather than Sunset’s duty of care to its business invitees. We are thus unable to accept respondent’s contention that the error was harmless.

Of course, we cannot predict whether a new trial will change the result of this litigation. A jury, properly instructed and free from the influence of the irrelevant, prejudicial language of the sign-up sheet, may still conclude that Naomi’s conduct was more *266culpable than that of respondent in contributing to her injuries. We are not concerned with such considerations. We are persuaded, however, that Naomi is entitled to pursue her cause unencumbered by the prejudicial rulings that infected her first trial.

Our disposition of this appeal makes it unnecessary to consider other issues raised by the parties. Likewise, it renders moot Sunset’s cross-appeal concerning the denial of attorney’s fees by the trial court.

The judgment is reversed and the cause remanded for a new trial in accordance with this opinion.

Gunderson, C. J., and Young, Springer and Mowbray, J J., concur.

5.2.2.4.3 Coomer Hypo 5.2.2.4.3 Coomer Hypo

Coomer is a longtime baseball fan and frequent spectator at Royals games in Kauffman Stadium. On September 8, 2009, he brought his father along to watch the Royals host the Detroit Tigers. Only about 12,000 people were on hand to watch the game because it had rained most of the day. With such a small crowd, Coomer and his father left their assigned seats early in the game and moved to empty seats six rows behind the visitor's dugout.
Shortly after Coomer changed seats, Sluggerrr mounted the visitor's dugout to begin the “Hotdog Launch,” a feature of every Royals home game since 2000. The launch occurs between innings, when Sluggerrr uses an air gun to shoot hotdogs from the roof of the visitor's dugout to fans seated beyond hand-tossing range. When his assistants are reloading the air gun, Sluggerrr tosses hotdogs by hand to the fans seated nearby. Sluggerrr generally tossed the hotdogs underhand while facing the fans but sometimes throws overhand, behind his back, and side-armed.
*189 Coomer estimates that he attended 175 Royals games before this game in September 2009. He admits that he frequently watched Sluggerrr toss hotdogs from the roof of the visitor's dugout and, on September 8, he saw Sluggerrr mount the dugout to begin the Hotdog Launch. Coomer and his father were seated approximately 15 to 20 feet from Sluggerrr, directly in his view. After employing his hotdog-shaped airgun to send hotdogs to distant fans, Sluggerrr began to toss hotdogs by hand to fans seated near Coomer. Coomer testified that he saw Sluggerrr turn away from the crowd as if to prepare for a behind-the-back throw, but, because Coomer chose that moment to turn and look at the scoreboard, he admits he never saw Sluggerrr throw the hotdog that he claims injured him. Coomer testified only that a “split second later ... something hit me in the face,” and he described the blow as “pretty forceful.”
Coomer did not report this incident to the Royals when it happened because he did not realize he had been injured. Instead, he stayed for most of the rest of Tuesday's game (a thrilling 7–5 effort that snapped the first-place Tigers' six-game winning streak) and even returned to Kauffmann Stadium the following night to witness the Royals' further 5–1 drubbing of the Tigers. Thursday morning, however, Coomer felt he was “seeing differently” and something “wasn't right” with his left eye. The problem progressed until, approximately eight days after the incident, Coomer saw a doctor and was diagnosed with a detached retina. Coomer underwent surgeries to repair the retina and to remove a “traumatic cataract” in the same eye.
Coomer reported his injury to the Royals in September 2009, eight days after it occurred. In February 2010, Coomer filed this lawsuit alleging one count of negligence and one count of battery.1 Regarding the negligence count, Coomer asserted that the Royals (through its employee, Sluggerrr) failed to exercise ordinary care in throwing hotdogs into the stands, that the team failed to adequately train Sluggerrr on how to throw hotdogs into the stand safely, and that the team failed to adequately supervise Sluggerrr's hotdog toss. In its answer, the Royals admitted responsibility for Sluggerrr's acts but denied he had been negligent. The Royals also asserted affirmative defenses of assumption of the risk and comparative fault.
The Royals employee who portrays Sluggerrr testified at trial he did not remember the throw that allegedly injured Coomer. He admitted that the Royals had given him no specific training on how to toss hotdogs, but testified that he was aware that fans could be hurt and that he was careful in making his tosses. For example, when a fan is seated nearby, Sluggerrr said he tries to make eye contact before tossing a hotdog so that the fan will know it is coming and—if the fan is seated near enough—tries to throw the hotdog in an arc to make it easier to catch. In addition to hearing Sluggerrr's testimony and Coomer's description of the incident, the jury heard testimony from another fan who claimed to have been injured by a hotdog toss from Sluggerrr under similar circumstances.

5.3 Derivative Liability 5.3 Derivative Liability

5.3.1 Vicarious Liability of the Employer for the Acts of an Employee 5.3.1 Vicarious Liability of the Employer for the Acts of an Employee

5.3.1.1 Halliburton Energy Services, Inc. v. Department of Transportation ("The Scope of Employment Case") 5.3.1.1 Halliburton Energy Services, Inc. v. Department of Transportation ("The Scope of Employment Case")

What is the rule about employees who commit negligent acts?

[No. F064888.

Fifth Dist.

Oct. 1, 2013.]

HALLIBURTON ENERGY SERVICES, INC., Plaintiff and Respondent, v. DEPARTMENT OF TRANSPORTATION, Defendant and Appellant. CARLY BAKER, Plaintiff and Appellant, v. HALLIBURTON ENERGY SERVICES, INC., Defendant and Respondent. MICHAEL BUXBAUM, Plaintiff and Appellant, v. HALLIBURTON ENERGY SERVICES, INC., Defendant and Respondent.

[No. F064935.

Fifth Dist. Oct. 1, 2013.]

[No. F064950.

Fifth Dist. Oct. 1, 2013.]

*91Counsel

Law Offices of Martin N. Buchanan, Martin N. Buchanan; Girardi Keese, Thomas V. Girardi and Shawn J. McCann for Plaintiff and Appellant Carly Baker.

Thorsnes Bartolotta McGuire, Vincent J. Bartolotta, Brett J. Schreiber, Benjamin Siminou; Higgs, Fletcher & Mack, John Morris and Victoria E. Fuller for Plaintiff and Appellant Michael Buxbaum.

Ronald W. Beals, Jeanne Scherer, Douglas L. Johnson, Lauren A. Machado, Bruce D. McGagin and Peter Ackeret for Defendant and Appellant.

Wanger Jones Helsley, Timothy Jones, Michael S. Helsley and Patrick D. Toole for Plaintiff and Respondent and for Defendant and Respondent.

Opinion

HILL, P. J.

Plaintiffs appeal from summary judgments granted in favor of defendant, Halliburton Energy Services, Inc. (Halliburton), in these consolidated actions. We conclude the trial court properly granted summary judgment on the ground the undisputed facts demonstrated Halliburton cannot be held vicariously liable for the tortious conduct of its employee. The employee was not acting within the scope of his employment at the time of the accident; as a result, the requirements for imposing respondeat superior liability cannot be established. Accordingly, we affirm.

FACTUAL AND PROCEDURAL BACKGROUND

Troy Martinez was employed by Halliburton as a directional driller from November 2006 to May 2011. In December 2006, Martinez was assigned a company pickup truck to drive. He had the option of using his personal vehicle or being assigned a company track and chose the latter. At the time the track was assigned, his supervisor, Steve Mulholland, told Martinez he could use the company vehicle to get to work and back and to ran personal errands en route; Martinez stated Mulholland told him he could ran errands and take care of business as long as he was back in time for his next shift. Halliburton had a written policy, which Martinez reviewed prior to June 24, 2009, which stated that company vehicles were not to be used for personal business, but could be used to commute between home and work, “and may make a stop directly en route for personal reasons while traveling to and from work.”

*92In September 2009, Martinez lived in Caliente, about 45 to 50 miles from Bakersfield. He worked about 50 percent of the time in Bakersfield and 50 percent of the time at other locations around California. In early September 2009, Martinez was assigned to work on an oil rig in the ocean near Seal Beach; the job was expected to take two to three weeks. Martinez worked a shift that began at 9:00 p.m. on September 12, 2009, and ended at 9:00 a.m. on September 13, 2009. After his shift on the oil rig ended that morning, he returned to shore, got in the company pickup, and traveled approximately 140 miles to Bakersfield, where he met his wife and daughter at a car dealership to purchase a vehicle for his wife. The deal fell through and Martinez and his family went to a restaurant and had lunch. Martinez then began the return trip to Seal Beach. He intended to drive back to his hotel room in Seal Beach, pick up clean coveralls, stop at Taco Bell and pick up dinner and food for later (because food was not provided on the oil rig), and eat while he waited for the boat back to the oil rig for his 9:00 p.m. shift. Approximately 20 miles south of Bakersfield, as he began his ascent up the Grapevine (Interstate Highway 5 (1-5) southbound), he was involved in an accident. Martinez testified in his deposition that he was traveling in the No. 1 lane in heavy traffic when he saw pebbles or gravel in the road; the truck began to fishtail, then it was in the air. The pickup struck a vehicle in the northbound lanes of 1-5, injuring the six plaintiffs.

The six injured plaintiffs sued Halliburton, Martinez, and the Department of Transportation (Caltrans) in three separate actions.1 They alleged Martinez’s pickup went off the pavement, or lost traction on gravel and went off the pavement, traveled up a mound of dirt in the center divider, and was launched into the air, landing on the northbound lanes of the freeway, where it collided with plaintiffs’ vehicle. Plaintiffs alleged causes of action for negligence against Martinez and against Halliburton as his employer; they alleged Caltrans was responsible for a dangerous condition of public property that contributed to the accident. Halliburton and Martinez filed separate actions against Caltrans for indemnity and contribution. The cases were all consolidated. Halliburton moved for summary judgment on the complaints filed by the six injured plaintiffs, arguing that it was sued on theories of respondeat superior, negligent supervision, and negligent entrustment, but it could not be held liable on those theories because Martinez was not acting within the course and scope of his employment at the time of the accident. The injured plaintiffs and Caltrans opposed the motions. The trial court granted the motions and entered judgment in Halliburton’s favor in the three actions. Plaintiffs, Carly Baker and Michael Buxbaum, and defendant, Caltrans, appeal.

*93 DISCUSSION

I. Standard of Review

A grant of summary judgment is reviewed de novo. Summary judgment is properly granted when no triable issue exists as to any material fact and the moving party is entitled to judgment as a matter of law. (Code Civ. Proc., § 437c, subd. (c).) In moving for summary judgment, a “defendant . . . has met his or her burden of showing that a cause of action has no merit if that party has shown that one or more elements of the cause of action . . . cannot be established, or that there is a complete defense to that cause of action.” (§ 437c, subd. (p)(2).) Once the moving defendant has met its initial burden, “the burden shifts to the plaintiff ... to show that a triable issue of one or more material facts exists as to that cause of action or a defense thereto.” (§ 437c, subd. (p)(2).)

“As a summary judgment motion raises only questions of law regarding the construction and effect of supporting and opposing papers, this court independently applies the same three-step analysis required of the trial court. We identify issues framed by the pleadings; determine whether the moving party’s showing established facts that negate the opponent’s claim and justify a judgment in the moving party’s favor; and if it does, we finally determine whether the opposition demonstrates the existence of a triable, material factual issue. [Citations.]” (Tsemetzin v. Coast Federal Savings & Loan Assn. (1997) 57 Cal.App.4th 1334, 1342 [67 Cal.Rptr.2d 726].) “There is a triable issue of material fact if, and only if, the evidence would allow a reasonable trier of fact to find the underlying fact in favor of the party opposing the motion in accordance with the applicable standard of proof.” (Aguilar v. Atlantic Richfield Co. (2001) 25 Cal.4th 826, 850 [107 Cal.Rptr.2d 841, 24 P.3d 493], fn. omitted (Aguilar).) “The evidence of the party opposing the motion must be liberally construed, and that of the moving party strictly construed.” (Johnson v. Superior Court (2006) 143 Cal.App.4th 297, 308 [49 Cal.Rptr.3d 52].)

EE. Respondeat Superior

A. General rule

Halliburton’s motion for summary judgment was based primarily on its contention that the evidence would not support a finding that Martinez was acting within the scope of his employment with Halliburton at the time of the accident, and therefore Halliburton could not be held liable to plaintiffs on a theory of respondeat superior. “Under the doctrine of respondeat superior, an employer is liable for the torts of his employees committed within the scope *94of their employment [citations]. The burden of proof is on the plaintiff to demonstrate that the negligent act was committed within the scope of employment. . . . [Citations.]” (Ducey v. Argo Sales Co. (1979) 25 Cal.3d 707, 721-722 [159 Cal.Rptr. 835, 602 P.2d 755].) “Where the facts of the case make it arguable whether the employee has acted within the scope of his employment, then the scope of employment issue is one properly decided by the trier of fact. However, where the facts would not support an inference that the employee acted within the scope of his employment and where there is no dispute over the relevant facts, the question becomes one of law.” (Alma W. v. Oakland Unified School Dist. (1981) 123 Cal.App.3d 133, 138 [176 Cal.Rptr. 287] (Alma W.).)

“ ‘[T]he modem justification for vicarious liability is a rale of policy, a deliberate allocation of a risk. The losses caused by the torts of employees, which as a practical matter are sure to occur in the conduct of the employer’s enterprise, are placed upon that enterprise itself, as a required cost of doing business. They are placed upon the employer because, having engaged in an enterprise which will, on the basis of past experience, involve harm to others through the torts of employees, and sought to profit by it, it is just that he, rather than the innocent injured plaintiff, should bear them; and because he is better able to absorb them, and to distribute them, through prices, rates or liability insurance, to the public, and so to shift them to society, to the community at large.’ [Citation.]” (Hinman v. Westinghouse Electric Co. (1970) 2 Cal.3d 956, 959-960 [88 Cal.Rptr. 188, 471 P.2d 988] (Hinman).) “The employer is liable not because the employer has control over the employee or is in some way. at fault, but because the employer’s enterprise creates inevitable risks as a part of doing business. [Citations.]” (Bailey v. Filco, Inc. (1996) 48 Cal.App.4th 1552, 1559 [56 Cal.Rptr.2d 333] (Bailey).) Under respondeat superior, an employer is liable for the “ ‘risks that may fairly be regarded as typical of or broadly incidental to the enterprise [the employer] has undertaken,’ ” that is, “the risks inherent in or created by the enterprise.” (Hinman, supra, at p. 960.)

Some courts employ a two-prong test to determine whether an employee’s conduct was within the scope of his employment for purposes of respondeat superior liability, asking whether “ ‘1) the act performed was either required or “incident to his duties” [citation], or 2) the employee’s misconduct could be reasonably foreseen by the employer in any event [citation].’ [Citation.]” (Alma W., supra, 123 Cal.App.3d at p. 139.) If the employee’s actions fall within either prong, the employer is liable for the injury. (Ibid.) “ ‘ “[F]oreseeability” in this context must be distinguished from “foreseeability” as a test for negligence. In the latter sense “foreseeable” means a level of probability which would lead a prudent person to take *95effective precautions whereas “foreseeability” as a test for respondeat superior merely means that in the context of the particular enterprise an employee’s conduct is not so unusual or startling that it would seem unfair to include the loss resulting from it among the other costs of the employer’s business. [Citations.]’ ” (Bailey, supra, 48 Cal.App.4th at p. 1559.) Thus, for respondeat superior liability to attach there must be “a nexus between the employee’s tort and the employment to ensure that liability is properly placed upon the employer.” (Id. at p. 1560.)

The most common, obvious cases in which respondeat superior liability arisés are those “in which the employee commits a tortious act while performing his or her ordinary duties for the employer at the employer’s place of business. In such circumstances, the employer is ordinarily liable for the employee’s tortious act, even if wholly unauthorized and without benefit to the employer.” (Childers v. Shasta Livestock Auction Yard, Inc. (1987) 190 Cal.App.3d 792, 801-802 [235 Cal.Rptr. 641].) An exception is made when the employee has substantially deviated from his duties for personal purposes at the time of the tortious act. (Perez v. Van Groningen & Sons, Inc. (1986) 41 Cal.3d 962, 968 [227 Cal.Rptr. 106, 719 P.2d 676]; Bailey, supra, 48 Cal.App.4th at p. 1564.) While a minor deviation is foreseeable and will not excuse the employer from liability, a deviation from the employee’s duties that is “ ‘so material or substantial as to amount to an entire departure’ ” from those duties will take the employee’s conduct out of the scope of employment. (Bailey, at p. 1564.) For example, when the employee leaves the employer’s premises on a lunch break, to get lunch or run a personal errand, and the employee is not engaged in any errand or task for the employer, the employee is not acting within the scope of his or her employment. (Id. at p. 1566; Cain v. Marquez (1939) 31 Cal.App.2d 430, 435 [88 p.2d 200] (Cain).)

The undisputed evidence indicated Martinez was not performing his ordinary duties for Halliburton at its place of business or at Us assigned worksite at the time of the accident. The accident occurred when he was between sUfts, approximately 120 miles away from Us assigned worksite. Plaintiffs do not contend the basic rule of respondeat superior—imposing liability on the employer for torts committed by the employee wUle the employee is performing his or her ordinary duties for the employer at the employer’s place of business—applies in tUs case. Rather, they contend respondeat superior liability should be imposed because the facts fall withm an exception to the going and coming rule.

B. “Going and coming” rule and incidental benefit exception

“Under the ‘going and coming’ rule, an employee going to and from work is ordinarily considered outside the scope of employment so that the *96employer is not liable for his torts. [Citation.] The ‘going and coming’ rule is sometimes ascribed to the theory that the employment relationship is ‘suspended’ from the time the employee leaves until he returns [citation], or that in commuting he is not rendering service to his employer [citation]. Nevertheless, there are exceptions to the rule.” (Hinman, supra, 2 Cal.3d at p. 961.) One exception to the going and coming rule has been recognized when the commute involves “ ‘an incidental benefit to the employer, not common to commute trips by ordinary members of the work force.’ [Citation.]” (Jeewarat v. Warner Bros. Entertainment Inc. (2009) 177 Cal.App.4th 427, 435-436 [98 Cal.Rptr.3d 837].) When the employer incidentally benefits from the employee’s commute, that commute may become part of the employee’s workday for the purposes of respondeat superior liability. Plaintiffs contend the incidental benefit exception applies in this case.

The incidental benefit exception has been applied when the employer furnishes, or requires the employee to furnish, a vehicle for transportation on the job, and the negligence occurs while the employee is traveling to or from work in that vehicle. (Henderson v. Adia Services, Inc. (1986) 182 Cal.App.3d 1069, 1073-1074 [227 Cal.Rptr. 745]; Huntsinger v. Glass Containers Corp. (1972) 22 Cal.App.3d 803, 810 [99 Cal.Rptr. 666] (Huntsinger); Lobo v. Tamco (2010) 182 Cal.App.4th 297, 301 [105 Cal.Rptr.3d 718] (Lobo) [referring to this as the “ ‘required-vehicle’ exception”].) The theory is that the employer benefits from the employee driving the vehicle to and from work because the vehicle is then available for use in the employer’s business during the working day. It is also available to the employee during off-duty hours, in case it is needed for emergency business trips or to make business stops on the way to or from the workplace. (Huntsinger, supra, at p. 810; Lobo, supra, at pp. 302-303.) “[W]hen a business enterprise requires an employee to drive to and from its office in order to have his vehicle available for company business during the day, accidents on the way to or from the office are statistically certain to occur eventually, and, the business enterprise having required the driving to and from work, the risk of such accidents are risks incident to the business enterprise.” (Huntsinger, at p. 810.)

In opposing Halliburton’s motion for summary judgment, plaintiffs attempted to show that Halliburton benefited from Martinez’s use of the company truck for his commute to and from work, in order to invoke the incidental benefit exception to the going and coming rule and create a triable issue of fact regarding whether Martinez was acting within the scope of his employment at the time of the accident. We need not decide whether the evidence presented would be sufficient to support a jury finding of an incidental benefit to Halliburton, so that Martinez’s commute in the company truck would be considered to be within the scope of his employment. Even if the incidental benefit exception applied, Halliburton presented undisputed facts establishing that Martinez was engaged in purely personal business at *97the time of the accident, and was not acting within the scope of his employment for purposes of respondeat superior liability. Plaintiffs failed to present evidence raising a triable issue of material fact on that issue.

Where the incidental benefit exception applies, the employee’s commute directly between work and home is considered to be within the scope of employment for respondeat superior purposes. Minor deviations from a direct commute are also included, but there is no respondeat superior liability if the employee substantially departs from the employer’s business or is engaged in a purely personal activity at the time of the tortious injury.

In Hinman, the defendant’s employee was returning home from work at a jobsite when his vehicle struck a police officer standing in the center divider of a freeway. The court concluded the incidental benefit exception to the going and coming rule applied, because the employee was paid for his travel time and travel expenses, which benefited the employer because it could “reach out to a labor market in another area or to enlarge the available labor market by providing travel expenses and payment for travel time.” (Hinman, supra, 2 Cal.3d at pp. 959, 962.) The court stated: “We are satisfied that, where, as here, the employer and employee have made the travel time part of the working day by their contract, the employer should be treated as such during the travel time, and it follows that so long as the employee is using the time for the designated purpose, to return home, the doctrine of respondeat superior is applicable. It is unnecessary to determine the appropriate rule to be applied if the employee had used the time for other purposes.” (Id. at p. 962, first italics added.) The material facts were undisputed and the court held the doctrine of respondeat superior applied as a matter of law. (Id. at p. 963.)

In Huntsinger, the plaintiffs’ decedent was killed when his motorcycle collided with a pickup truck owned and driven by the defendant’s employee, who used it extensively in carrying out the duties of his employment. (Huntsinger, supra, 22 Cal.App.3d at p. 806.) At the time of the accident, the employee was driving directly from the employer’s office to the employee’s home. (Id. at pp. 806-807.) The court concluded the incidental benefit exception to the going and coming rule applied. Consequently, because the employee may have been acting within the scope of his employment when driving home from the office, the trial court should not have granted nonsuit in favor of the employer. (Id. at p. 810.) The court added: “We do not deal, of course, with a case in which the employee was not directly driving home but was engaged on some errand of his own.” (Ibid.)

In Lazar v. Thermal Equipment Corp. (1983) 148 Cal.App.3d 458 [195 Cal.Rptr. 890] (Lazar), the court addressed the issue Hinman and Huntsinger *98expressly did not decide: the effect of a deviation from the direct route home. The employee was furnished with a company truck, which he used in responding to customer calls. On the day of the accident, he finished work and left the employer’s business premises in the company truck. Instead of heading directly home, however, he proceeded in the opposite direction, intending to stop at a store to make a purchase, and then go home. (Lazar, supra, at p. 461.) On the way to the store, he was involved in an accident. The court concluded the incidental benefit exception to the going and coming rule applied. (Id. at p. 463.) The court reiterated the policy reason behind the respondeat superior doctrine: to place liability for losses caused by the torts of employees on the employer whose enterprise generated them and could absorb them and distribute them throughout the community through prices or insurance. (Id. at p. 464.) It added that “[categorization of an employee’s action as within or outside the scope of employment thus begins with a question of foreseeability, i.e., whether the accident is part of the inevitable toll of a lawful enterprise.” (Ibid)

“ ‘One way to determine whether the risk is inherent in, or created by, an enterprise is to ask whether the actual occurrence was a generally foreseeable consequence of the activity. However, “foreseeability” in this context must be distinguished from “foreseeability” as a test for negligence. In the latter sense “foreseeable” means a level of probability which would lead a prudent person to take effective precautions whereas “foreseeability” as a test for respondeat superior merely means that in the context of the particular enterprise an employee’s conduct is not so unusual or startling that it would seem unfair to include the loss resulting from it among other costs of the employer’s business.’ [Citation.]

“One traditional means of defining this foreseeability is seen in the distinction between minor ‘deviations’ and substantial ‘departures’ from the employer’s business. The former are deemed foreseeable and remain within the scope of employment; the latter are unforeseeable and take the employee outside the scope of his employment.” (Lazar, supra, 148 Cal.App.3d at pp. 464-465.)

Generally, “[i]f the main purpose of [the employee’s] activity is still the employer’s business, it does not cease to be within the scope of the employment by reason of incidental personal acts, slight delays, or deflections from the most direct route.” (Lazar, supra, 148 Cal.App.3d at p. 465.) “ ‘[A]cts necessary to the comfort, convenience, health, and welfare of the employee while at work, though strictly personal to himself and not acts of service, do not take him outside the scope of his employment.’ [Citation.]” (Ibid)

*99The undisputed evidence indicated the employee intended to make a brief stop for a minor errand, “broadly speaking, on the way home.” (Lazar, supra, 148 Cal.App.3d at pp. 465-466.) The court concluded this was a minor deviation from the employer’s business that was necessary to the employee’s comfort and convenience. It was also foreseeable. “While a decision to stop at a party, or a bar, or to begin a vacation, might not have been foreseeable, we can think of no conduct more predictable than an employee’s stopping at a store to purchase a few items on the way home.” (Id. at p. 466.) The risk of an accident during such a minor and foreseeable deviation was part of the inevitable toll of a lawful enterprise. (Ibid.) The court concluded, as a matter of law, the doctrine of respondeat superior applied. (Id. at p. 467.)2

When the tortious act occurs while the employee is engaged in purely personal pursuits, the employee is not acting within the scope of his or her employment and the employer does not incur respondeat superior liability. (Sunderland v. Lockheed Martin Aeronautical Systems Support Co. (2005) 130 Cal.App.4th 1, 11 [29 Cal.Rptr.3d 665] (Sunderland).) This rule applies when the employee substantially departs from his or her commute or when the entire trip is a substantial departure from his or her job duties.

In Le Elder v. Rice (1994) 21 Cal.App.4th 1604 [26 Cal.Rptr.2d 749] (Le Elder), the employee was driving his own vehicle when he struck the plaintiff as she crossed the street on her bicycle. The employee used the vehicle in his employment and was reimbursed for maintenance costs and mileage. (Id. at p. 1606.) At the time of the accident the employee had driven his children from home to school, and he was returning home; he intended to make a business call from his home later in the morning. (Ibid.) The court rejected the plaintiff’s argument that the employer was automatically liable on a respondeat superior theory because it required the employee to be on call 24 hours a day, seven days a week. (Id. at p. 1607.) Rather, the court applied the general rule that an employee’s scope of employment is determined by ascertaining whether the risk involved was typical of or broadly incidental to the enterprise undertaken by the employer. (Ibid.)

*100The court concluded the employee’s trip to the children’s school was such a substantial personal deviation from his employment duties that it would be unfair to hold the employer vicariously liable for the accident. (Le Elder, supra, 21 Cal.App.4th at p. 1608.) The plaintiff argued driving the vehicle was a typical part of the employer’s enterprise, essential to the employee’s duties, and it was the employee’s custom to be on the road at that time of the day; the possibility of accidents was therefore foreseeable to the employer. She also argued that the return trip was not part of a personal errand, because the errand had been completed and the employee was on his way home, a location from which a business call was to be made. (Ibid.) The court dismissed these considerations as irrelevant. (Ibid.) It also rejected a proposed totality of the circumstances analysis, which would have based liability on the employee’s on-call status, the use of a pager, the annual mileage requirement, and the reimbursement for travel and maintenance expenses.

At the time of the accident, the employee was engaged in the purely personal activity of driving his children to school. He planned to eat breakfast and read the newspaper when he returned home, then make his business call an hour and 15 minutes later. The court concluded, “[t]he entire trip was a substantial deviation from his employment duties.” (Le Elder, supra, 21 Cal.App.4th at p. 1608.) As a matter of law, the employee was not within the scope of employment at the time of the accident, and the employer was not vicariously hable for the injury. (Id. at p. 1610.)

In Sunderland, the employer, headquartered in Georgia, assigned the employee to work at Edwards Air Force Base in California for several months; the employee drove his vehicle from Georgia to California, moved into an apartment, and worked on the base. (Sunderland, supra, 130 Cal.App.4th at pp. 7-8.) On the employee’s last workday at Edwards, he cleared out his office, packed his belongings at his apartment, visited his father-in-law to say goodbye, and then drove to a fast-food restaurant to buy dinner. In the drive-through lane, his vehicle rear-ended the plaintiff’s. The next day, the employee drove back to Georgia. (Id. at p. 8.)

The court rejected the plaintiff’s argument that the “commercial traveler rule,” applicable in workers’ compensation cases, should apply in determining whether the employee is acting within the scope of employment for respondeat superior purposes. (Sunderland, supra, 130 Cal.App.4th at p. 8.) Under that rule, “ ‘ “a commercial traveler is regarded as acting within the course of his employment during the entire period of his travel upon his employer’s business,” ’ ” including while he is procuring food and shelter. (Id. at p. 10.) The court instead applied the rule that the employer is vicariously liable only if the employee committed the tortious act within the scope of his employment, and the act is within the scope of employment when “ ‘the risk *101of such an act is typical of or broadly incidental to the employer’s enterprise’ ” or “ ‘inherent in, typical of or created by the work so that it is a foreseeable risk of the particular employment.’ ” (Id. at p. 9.) The court explained: “If an employee’s act is purely personal, it is not ‘typical of or broadly incidental to the employer’s enterprise.’ [Citation.] If the main purpose of the injury-producing activity ‘was the pursuit of the employee’s personal ends, the employer is not liable.’ [Citations.]” (Id. at p. 11.) The court concluded the employee’s trip to the fast-food restaurant was personal and not related to his employment or his employer. The plaintiff’s assertion that the employee was paid a per diem for housing and transportation expenses, which covered the cost of transportation to the fast-food restaurant, did not change the outcome; the employee had performed no services for the employer for several hours before the trip to the fast-food restaurant, and that trip was for his own benefit. (Ibid.) The purpose of the employee’s trip to buy fast food “was a purely private and personal activity, ‘a substantial personal deviation from his employment duties’ sufficient to make it unfair to hold [the employer] vicariously liable. [Citation.]” (Id. at p. 12.) This activity did not create a risk typical of or broadly incidental to his employment. Consequently, the employee was not acting within the scope of his employment. The court affirmed summary judgment in favor of the employer. (Ibid.)

Courts have applied the same rule—distinguishing between activities that are typical of or broadly incidental to the employer’s enterprise and activities that are purely personal to the employee—in determining whether activities of the employee during the workday are within the scope of employment. For example, the general rule is that, when an employee is traveling to or from lunch, even in the employer’s vehicle, and performing no services for the employer, he is not acting within the scope of his employment. (Peccolo v. City of Los Angeles (1937) 8 Cal.2d 532, 539 [66 P.2d 651]; Gipson v. Davis Realty Co. (1963) 215 Cal.App.2d 190, 209-210 [30 Cal.Rptr. 253] (Gipson); see Cain, supra, 31 Cal.App.2d at pp. 435, 438.) As the Gipson court stated: “[T]he . . . employer is not liable for the acts of his . . . employee while the latter is pursuing his own ends, even though the injury complained of could not have been committed without the facilities afforded to the . . . employee by his relation to his . . . employer. [Citation.] Therefore, whether or not the . . . employer is responsible for the act of the . . . employee at the time of the injury depends upon whether the . . . employee was engaged at that time in the transaction of the business of his . . . employer, or whether he was engaged in an act which was done for his own personal convenience or accommodation and related to an end or purpose exclusively and individually his own.” (Gipson, supra, 215 Cal.App.2d at p. 209.)

Thus, even if the employee was driving a company vehicle at the time the accident occurred, the employer is not liable if the driving “was done for his *102own personal convenience or accommodation and related to an end or purpose exclusively and individually his own.” (Gipson, supra, 215 Cal.App.2d at p. 209.)

As these cases indicate, the incidental benefit exception to the going and coming rule may bring the employee’s commute to and from work within the scope of the employee’s employment, if the employee .does not deviate substantially from a direct commute in order to carry out his own personal business. The exception does not apply, however, if the employee substantially departs from his or her employment duties during the commute. It also does not apply if the employee’s entire trip serves only his or her own personal purposes.

The undisputed facts presented by Halliburton’s motion for summary judgment demonstrated that Martinez’s purpose in traveling to and from Bakersfield on September 13, 2009, was entirely personal. He finished his shift and drove the company truck 140 miles to Bakersfield; he intended to meet his wife at a car dealership and sign the papers to purchase a vehicle for her. Martinez was not performing any services or running any errands for Halliburton. His supervisor was unaware of the trip until after the accident. The trip was not made in the furtherance of any business activity of the employer. The risk of a traffic accident during this personal trip was not a risk inherent in, or “ ‘ “typical of or broadly incidental” to,’ ” Halliburton’s enterprise. (Bailey, supra, 48 Cal.App.4th at pp. 1558-1559.)

Plaintiffs argue Martinez was returning to work at the time of the accident, so the trip, or at least the return from Bakersfield, was part of Martinez’s commute back to work. We do not believe the purpose or destination of the return leg of the journey can be separated from the purpose of the trip as a whole in this manner. Under plaintiffs’ theory, the return leg of any personal trip in the company vehicle, regardless of the length of time spent, the distance traveled, and the complete lack of connection between the trip and the enterprise of the employer or the work of the employee, would give rise to respondeat superior liability, as long as the employee’s ultimate destination on return was the workplace. We reject such an expansion of the incidental benefit exception to the going and coming rule.

The purpose of Martinez’s trip as a whole was entirely personal. The trip to Bakersfield was such a complete and material departure from his employment duties that it could not reasonably be considered to be an activity in pursuit of the employer’s business or a minor deviation from the strict course of the employee’s duties. It was such a marked turning aside from the employer’s business as to be inconsistent with its pursuit: driving to a location 140 miles from his assigned worksite, a trip that would take more *103than six hours to complete, without asking his employer’s permission or informing his supervisor that he would be gone, when, according to plaintiffs, Martinez was on call 24 hours, seven days a week, and might be called at any time to proceed to a new location. This activity would be entirely inconsistent with serving the employer’s purposes. Consequently, the trip to Bakersfield was, as a matter of law, outside the scope of Martinez’s employment.

Plaintiffs attempt to characterize the trip to Bakersfield as part of Martinez’s commute between the oil rig in Seal Beach and his home in Caliente. But the evidence presented indicated Martinez did not go home, because it was too far out of the way. Martinez met his wife and daughter at a car dealership in Bakersfield, 45 to 50 miles from his home, in order to sign the documents necessary to purchase a vehicle for his wife. The undisputed evidence does not support a contention that Martinez was commuting between his home in Caliente and the oil rig at the time of the accident.

Plaintiffs argue that the central or critical question in this case is foreseeability; they attempt to divorce that question from the question whether Martinez was engaged in a personal errand or a substantial departure from his employment duties at the time of the accident. The two cannot be separated.

In determining whether an employee’s activity was within the scope of employment for respondeat superior purposes, some cases have employed a two-prong test, asking “if the employee’s action is (1) ‘either required or “incident to his duties” ’ or (2) ‘could be reasonably foreseen by the employer in any event. . . .’ [Citations.]” (Bailey, supra, 48 Cal.App.4th at p. 1559.) If the employee’s act satisfies either prong of the test, the employer is liable. (Ibid.) The Bailey court rejected the employee’s argument that the two-prong test differed from a foreseeability-based test, concluding that, under either prong of the two-prong test, or under a general foreseeability test, both foreseeability and a nexus between the tortious act and the employment are required. (Id. at p. 1561.) “Respondeat superior liability demands a nexus between the employee’s tort and the employment to ensure that liability is properly placed upon the employer. ‘The nexus required for respondeat superior liability—that the tort be engendered by or arise from the work—is to be distinguished from “but for” causation. That the employment brought tortfeasor and victim together in time and place is not enough. We have used varied language to describe the nature of the required additional link (which, in theory, is the same for intentional and negligent torts): the incident leading to injury must be an “outgrowth” of the employment. . . ; the risk of tortious injury must be “ ‘inherent in the working environment’ ”... or “ ‘typical of or broadly incidental to the enterprise [the employer] has undertaken.’ ” . . .’ [Citation.] Yet another way to describe the necessary linkage is the employee’s tort must be ‘foreseeable in light of [the employee’s] duties’ [Citation.]” *104 (Id. at p. 1560.) The court continued: “Under the first prong of the two-prong test, respondeat superior liability attaches if the employee’s act is ‘either required or “incident to his duties” . . . .’ [Citation.] Such an act would not be considered—in the words of the foreseeability-based test—‘so unusual or startling that it would seem unfair’ to appropriate the resulting loss to the employer; and any resulting tort could ‘ “ ‘fairly be regarded as typical of or broadly incidental’ to the enterprise undertaken by the employer ....”’ [Citations.] In other words, when the first prong of the two-prong test is satisfied, so are both the nexus and respondeat superior foreseeability requirements. In addition, respondeat superior foreseeability involves a nexus requirement for liability, and not simply a ‘ “but for” causation.’ [Citation.] In short, the foreseeability-based test and the two-prong test are not so much different tests, but different ways of articulating the same test for scope of employment.” (Id. at p. 1561.)

The undisputed facts do not support a nexus between the employee’s activity—driving to Bakersfield and back to buy a vehicle for his wife—and his employment. After his shift was over, Martinez left the Seal Beach area, where his employer had assigned him to work, and traveled 140 miles to a car dealership to purchase a vehicle. His employer did not send him to Bakersfield; Martinez performed no services for Halliburton during the trip. The trip was a purely personal activity, unrelated to his employment duties. The tort was not engendered by, and did not arise from, Martinez’s work. The activity leading to the injury was not an outgrowth of Martinez’s employment; it was the result of Martinez’s pursuit of his personal interests. “Where an employee pursues his own ends, the use of property or facilities entrusted to him by the principal is an inadequate basis for imputing liability to the employer . . . .” (Alma W, supra, 123 Cal.App.3d at p. 140.) Thus, where Martinez was engaged in a personal activity, the fact that he used the company truck to accomplish it was insufficient to establish the required nexus between his activity at the time of the accident and his employment with Halliburton. Martinez’s trip to Bakersfield was not a minor, foreseeable deviation from his work duties, like stopping on the way home to purchase an item at a nearby store. It was a substantial departure from his employment duties, “ ‘so unusual or startling that it would seem unfair to include the loss resulting from it among other costs of the employer’s business.’ ” (Id. at p. 142.) There was no nexus between the trip and Martinez’s employment duties.

Caltrans argues that, if there is proof the vehicle belongs to the employer and it is being operated by the employee at the time of the accident, “an inference arises sufficient to support a finding that the employee was operating the automobile (a) by the authority of his employer, and (b) within the scope of his employment . . . .” (Shields v. Oxnard Harbor Dist. (1941) 46 Cal.App.2d 477, 487 [116 P.2d 121].) It contends this inference is sufficient *105to raise a triable issue of fact regarding scope of employment; because these facts were established, it argues, the inference precluded summary judgment.

In reviewing the grant of summary judgment, “[w]e liberally construe the evidence in support of the party opposing summary judgment [citation] and assess whether the evidence would, if credited, permit the trier of fact to find in favor of the party opposing summary judgment under the applicable legal standards.” (City of San Diego v. Haas (2012) 207 Cal.App.4th 472, 487 [143 Cal.Rptr.3d 438].) The opposing party raises “a triable issue of material fact if, and only if, the evidence would allow a reasonable trier of fact to find the underlying fact in favor of the party opposing the motion in accordance with the applicable standard of proof.” (Aguilar, supra, 25 Cal.4th at p. 850, fn. omitted.) In determining whether the parties have met their respective burdens, “the court must ‘consider all of the evidence’ and ‘all’ of the ‘inferences’ reasonably drawn therefrom.” (Id. at p. 843.) Although ownership of the vehicle and employment of the driver may give rise to an inference that the driver was acting within the scope of employment in driving the vehicle, such an inference would not be reasonable when the driver was pursuing his own activities for his own purposes at the time of the accident. An inference the employee was acting within the scope of employment may be dispelled as a matter, of law by “ ‘clear, positive and uncontradicted evidence which is not open to doubt.’ [Citation.]” (Meyer v. Blackman (1963) 59 Cal.2d 668, 676 [31 Cal.Rptr. 36, 381 P.2d 916].) Considering all of the evidence presented, including the undisputed evidence that Martinez was engaged in a purely personal activity when he traveled to Bakersfield intending to buy a vehicle for his wife, a reasonable trier of fact could not find that Martinez was acting within the scope of his employment on the return trip from Bakersfield.

The incidental benefit exception to the going and coming rule extends the scope of employment only to the employee’s commute to and from work. Even where the exception applies, it brings the commute within the scope of employment only to the extent the employee does not deviate substantially from the commute to pursue his own personal business. The undisputed evidence indicates Martinez was departing substantially from his commute and his job duties at the time of the accident, and there is no necessary nexus between Martinez’s activities at the time of the accident and Halliburton’s business enterprise. Consequently, the trial court correctly determined that Halliburton could not be held liable to plaintiffs on a respondeat superior theory.

III. Negligent Entrustment or Supervision

Baker’s first amended complaint included allegations of negligent hiring and supervision of Martinez and negligent entrustment of the vehicle to him. *106Buxbaum’s complaint contained a cause of action for negligent supervision of Martinez. By granting Halliburton’s motion for summary judgment, the trial court adjudicated those claims in favor of Halliburton. Neither plaintiff has challenged the judgment on those claims in this appeal. Accordingly, we need not address them.

IV. Appeal by Caltrans

In a footnote in its respondent’s brief, Halliburton asks that we dismiss Caltrans’s appeal on the ground Caltrans has no standing to appeal. Halliburton asserts only an aggrieved party may appeal (Code Civ. Proc., § 902), and Caltrans is not a party aggrieved by the judgments against Baker and Buxbaum and in favor of Halliburton. We decline Halliburton’s request for dismissal, because it did not serve and file a separate motion for such relief as required by California Rules of Court, rule 8.54.

DISPOSITION

The judgment is affirmed. Halliburton is entitled to recover its costs on appeal.

Gomes, J., and Detjen, J., concurred.

The petition of plaintiff and appellant for review by the Supreme Court was denied January 15, 2014, S214516.

5.3.1.2 O'Connor v. McDonald's Restaurants ("The Spring Blitz Case") 5.3.1.2 O'Connor v. McDonald's Restaurants ("The Spring Blitz Case")

What does this court rely on to support its scope of employment determination? Does the court hold that there is vicarious or respondeat superior liability for McDonald's?

[No. D008866.

Fourth Dist., Div. One.

Apr. 26, 1990.]

MARTIN K. O’CONNOR, Plaintiff and Appellant, v. MCDONALD’S RESTAURANTS OF CALIFORNIA, INC. et al., Defendants and Respondents.

*27Counsel

Terance J. Kopanski, Dan Zeidman, Lee Ann Smith-Trafzer and Thacher, Hurst, Conaway & Zeidman for Plaintiff and Appellant.

James A. McFall and Neil, Dymott, Perkins, Brown & Frank for Defendants and Respondents.

Opinion

KREMER, P. J.

Plaintiff Martin K. O’Connor appeals summary judgment favoring defendants McDonald’s Restaurants of California, Inc., and McDonald’s Corporation (together McDonald’s) on his complaint for damages for personal injuries on a theory of McDonald’s vicarious liability for the negligence of its employee Evans. O’Connor, injured when his motorcycle collided with an automobile driven by Evans, contends the superior court erred in determining Evans had completely departed from a special errand on behalf of McDonald’s and was not acting within the scope of his employment at the time of the accident. Determination whether Evans merely “diverted” rather than “completely departed” from his special errand when the accident occurred requires resolution of disputed triable factual issues. Therefore, we reverse the summary judgment.

*28I

Facts

In reviewing the propriety of the summary judgment, we state the facts in the light most favorable to O’Connor.

From about 8 p.m. on August 12, 1982, until between 1 and 2 a.m. the next day, Evans and several McDonald’s coworkers scoured the children’s playground area of McDonald’s San Ysidro restaurant. The special cleaning prepared the restaurant for inspection as part of McDonald’s “spring-blitz” competition. Evans—who aspired to a managerial position—worked without pay in the cleanup party at McDonald’s request. Evans’s voluntary contribution of work and time is the type of extra effort leading to advancement in McDonald’s organization.

After completing the cleanup, Evans and four fellow workers went to the house of McDonald’s employee Duffer. Duffer had also participated in the evening’s work. At Duffer’s house, Evans and the others talked shop and socialized into the early hours of the morning. About 6:30 a.m., as Evans drove from Duffer’s house toward his own home, his automobile collided with O’Connor’s motorcycle.

II

Superior Court Proceedings

O’Connor filed a lawsuit for negligence against Evans, McDonald’s and others. O’Connor complained of serious injuries resulting in permanent disability and the loss of his left leg below the knee. The suit claimed McDonald’s was liable for negligence on a theory of respondeat superior.1

Essentially, O’Connor claimed Evans was on a “special errand” for his employer McDonald’s when he worked on the spring-blitz cleanup on his own time. According to O’Connor, if Evans were on a special errand, then his driving would be exempt from the “going and coming” rule by which an employer ordinarily is not liable for an employee’s negligence *29while commuting.2 Under O’Connor’s theory, the special errand began when Evans left his own home and continued until he returned home.

McDonald’s sought summary judgment, contending as a matter of law Evans was acting outside the scope of his employment at the time of the accident.

The superior court found Evans was on a special errand for McDonald’s when he voluntarily reported for cleanup duties at the San Ysidro restaurant.3 However, the superior court further found Evans’s stop at Duffer’s house was a “complete departure” from his special errand.4 Thus, the court concluded any responsibility of McDonald’s for Evans’s driving terminated before the accident. The court granted summary judgment for McDonald’s. O’Connor appeals.

III

Analysis

The central issue before us is of some antiquity. In 1834 Baron Parke addressed the issue: “The master is only liable where the servant is acting in the course of his employment. If he was going out of his way, against his master’s implied commands, when driving on his master’s business, he will make his master liable; but if he was going on a frolic of his own, without being at all on his master’s business, the master will not be liable.” (Joel v. Morison (1834) 6 Car. & P. 501, 503, 172 Eng.Rep. 1338, 1339.)

Unfortunately, as an academic commentator observed in 1923, “It is relatively simple to state that the master is responsible for his servant’s torts *30only when the latter is engaged in the master’s business, or doing the master’s work, or acting within the scope of his employment; but to determine in a particular case whether the servant’s act falls within or without the operation of the rule presents a more difficult task.” (Smith, Frolic and Detour (1923) 23 Colum.L.Rev. 444, 463.)

Here we must determine whether the superior court properly concluded as a matter of law that Evans’s activity in attending the gathering at Duffer’s house constituted a complete departure from a special errand for McDonald’s (a frolic of his own) rather than a mere deviation (a detour).

Whether there has been a deviation so material as to constitute a complete departure by an employee from the course of his employment so as to release employer from liability for employee’s negligence, is usually a question of fact. (Loper v. Morrison (1944) 23 Cal.2d 600, 605 [145 P.2d 1].)

“In determining whether an employee has completely abandoned pursuit of a business errand for pursuit of a personal objective, a variety of relevant circumstances should be considered and weighed. Such factors may include the intent of the employee, the nature, time and place of the employee’s conduct, the work the employee was hired to do, the incidental acts the employer should reasonably have expected the employee to do, the amount of freedom allowed the employee in performing his duties, and the amount of time consumed in the personal activity. [Citations.] While the question of whether an employee has departed from his special errand is normally one of fact for the jury, where the evidence clearly shows a complete abandonment, the court may make the determination that the employee is outside the scope of his employment as a matter of law. [Citations.]” (Felix v. Asai, supra, 192 Cal.App.3d at p. 932-933.)

Here the evidence does not clearly show complete abandonment. Instead, the evidence raises triable issues on the factors bearing on whether Evans completely abandoned the special errand in favor of pursuing a personal objective.

A

Evans’s Intent

In its motion for summary judgment, McDonald’s did not identify any evidence Evans intended to abandon his special errand when he decided to join his coworkers in the gathering at Duffer’s house. However, in opposing *31McDonald’s motion, O’Connor presented evidence bearing on Evans’s intent from which a jury might reasonably infer Evans did not completely abandon his special errand when he went to Duffer’s house.

The record contains evidence McDonald’s encourages its employees and aspiring managers to show greater dedication than simply working a shift and going home. O’Connor presented McDonald’s operations and training manual and employee handbook to demonstrate McDonald’s fosters employee initiative and involvement in problem solving. Such evidence could reasonably support a finding of “a direct and specific connection” between McDonald’s business and the gathering at Duffer’s because the gathering was consistent with the “family” spirit and teamwork emphasized by McDonald’s in its communications with employees. Such evidence could also reasonably support a finding McDonald’s emphasis on teamwork made a group discussion of McDonald’s business at Duffer’s house a foreseeable continuation of Evans’s special errand. The record also contains evidence supporting a reasonable inference Evans went to Duffer’s house intending to continue his work on the spring blitz for McDonald’s. Much of the conversation during the gathering centered on McDonald’s business or concerned employee-manager relations. A “main inspection” was scheduled for the day after the spring blitz cleanup of the playground area. The persons at Duffer’s house continued their mental inventory of last minute things they could do to improve their chances in the spring blitz competition. According to Evans, the group was concerned about whether “we were going to win [the spring blitz], and we did.” The group discussed the cleaning activities of the spring blitz to determine whether they might return to the restaurant to correct any deficiencies. According to Duffer, the activity during the gathering at his house consisted of “sitting around talking about the blitz and relaxing.” The group also “talked about other stores, how they had been doing [and] about passing the quality checks that we had or spot checks that we had.”

Thus, evidence and reasonable inferences bearing on Evans’s intent raise triable factual issues about whether he completely abandoned the special errand.

B

Nature, Time, and Place of Evans’s Conduct

McDonald’s contends the gathering at Duffer’s house after normal business hours was an informal social function unconnected to Evans’s special *32errand for his employer. However, O’Connor submitted evidence suggesting the gathering benefited McDonald’s, occurred at Evans’s fellow employee’s house immediately after McDoriáld’s place of business closed, consisted of continuation of employees’ discussion about the spring blitz, and was inspired by the spirit of competition engendered by McDonald’s. That evidence and reasonable inferences bearing on the nature, time and place of Evans’s conduct raise triable factual issues about whether he completely abandoned the special errand.

C

Work Evans Was Hired to Do

McDonald’s contends the asserted managerial discussions at Duffer’s house went beyond the scope of work Evans was hired to do. However, O’Connor introduced evidence suggesting Evans was in training to become a manager and was expected to show initiative in his work to be worthy of future promotion. Such evidence raises an inference Evans’s participation in discussions at Duffer’s house did not exceed the scope of his assigned work.

D

McDonald’s Reasonable Expectations

In a declaration supporting McDonald’s motion for summary judgment, Evans’s direct supervisor Cardenas asserted Evans “was under no instruction from me, or any other authorized employee of McDonald’s, with respect to his activities after he left the restaurant, [¶] . . .1 had no knowledge that other co-employees would go to Joe Duffer’s house after the final clean-up.” McDonald’s also presented evidence it required official employee conferences be attended by a salaried manager and no such salaried manager attended the Duffer gathering.5 However, these facts do not compel a finding as a matter of law contrary to O’Connor’s claim McDonald’s implicitly encouraged Evans to continue his special errand by conferring with co-employees on what they might do to win the spring blitz competition.

*33E

Evans’s Freedom in Performing Duties

O’Connor presented evidence Evans had considerable latitude in performing his duties. Evans was not paid for his performance of the special errand. His work was voluntary and consistent with other occasions where he and fellow workers were expected to pitch in to help the team effort without punching in on the time clock.

F

Amount of Time Consumed in Personal Activity

McDonald’s contends Evans stopped at Duffer’s home for four hours on his own volition, for his own enjoyment and without McDonald’s explicit direction or suggestion. However, O’Connor presented evidence showing much of the discussion at Duffer’s home was related to Evans’s employment at McDonald’s. Such evidence raises a triable factual issue about the combination of personal entertainment and company business at Duffer’s house. “Where the employee may be deemed to be pursuing a business errand and a personal objective simultaneously, he will still be acting within the scope of his employment.” (Felix v. Asai, supra, 192 Cal.App.3d at p. 932.)

G

Conclusion

The superior court found—and the parties here do not challenge— Evans’s voluntary participation in the spring blitz until after midnight constituted a special errand on McDonald’s behalf. The question here is whether the gathering at Duffer’s to discuss the spring blitz and socialize constituted a complete departure from the special errand.

Because disputed factual questions and reasonable inferences preclude determination as a matter of law of the issue whether Evans completely abandoned his special errand, the court should have denied McDonald’s motion for summary judgment.

*34Disposition

The summary judgment is reversed. O’Connor to have costs on appeal.

Wiener, J., and Froehlich, J., concurred.

Respondents’ petition for review by the Supreme Court was denied July 18, 1990.

5.3.1.3 Wong-Leong v. Hawaiian Independent Refinery, Inc. 5.3.1.3 Wong-Leong v. Hawaiian Independent Refinery, Inc.

879 P.2d 538

Beatrice WONG-LEONG, as Special Administrator of the Estate of Christopher Keith Chong, Deceased; Beatrice Wong-Leong and William Chong, Plaintiffs-Appellees/Appellants, v. HAWAIIAN INDEPENDENT REFINERY, INC.; Pacific Resources, Inc.; Chief Clerk of the First Circuit Court, State of Hawai‘i, as Special Administrator of the Estate of Joshua T.K. Rellamas, Deceased, Defendants-Appellees, and John Does 1-10; Jane Does 1-10; Doe Partnerships 1-10; Doe Corporations 1-10; Roe “Non-Profit” Corporations 1-10; and Roe Governmental Agencies 1-10, Defendants. Brian D. SUGIMOTO, as Special Administrator of the Estate of Elizabeth Edna Kawailani Lacaran, Deceased; Brian D. Sugimoto, as Special Administrator of the Estate of Shasadee Cynthia Hoku Huali Okalani Lacaran-Chong, Deceased; Brian D. Sugimoto, as Prochein Ami of Kristy Allison Pohaikealoha Lacaran-Chong, a minor; and Eleanor Mae Lacaran, Plaintiffs-Appellants/Appellees, v. HAWAIIAN INDEPENDENT REFINERY, INC.; Pacific Resources, Inc.; Chief Clerk of the First Circuit Court, State of Hawai'i, as Special Administrator of the Estate of Joshua T.K. Rellamas, Deceased; Beatrice Wong-Leong, *434as Special Administrator of the Estate of Christopher Keith Chong, Deceased, Defendants-Appellees, and John Does 1-10; Jane Does 1-10; Doe Partnerships 1-10; Doe Corporations 1-10; Roe “Non-Profit” Corporations 1-10; and Roe Governmental Agencies 1-10, Defendants.

No. 16747.

Supreme Court of Hawaii.

Sept. 6, 1994.

*435Bert Sakuda (Keith K.H. Young of Cronin, Fried, Sekiya, Kekina & Fairbanks and Brian D. Sugimoto, with him on the briefs), Honolulu, for plaintiffs-appellants/appellees Brian D. Sugimoto and Eleanor Mae Lacar-an.

George W. Playdon (M. Lorena Uy and Wayne S. Sakamoto of Reinwald, O’Connor, Marrack, Hoskins & Playdon, with him on the brief), Honolulu, for defendants-appellees Hawaiian Independent Refinery, Inc. and Pacific Resources, Inc.

Terence S. Yamamoto (Kenneth T. Okamo-to and Sharon R. Himeno of Price, Okamoto, *436Himeno & Lum, with him on the brief), Honolulu, for plaintiffs-appellants Beatrice Wong-Leong and William Chong.

Before MOON, C.J., and KLEIN, LEVINSON, NAKAYAMA and RAMIL, JJ.

KLEIN, Justice.

Plaintiff-Appellee/Appellant Beatrice Wong-Leong1 and Plaintiff-Appellant/Ap-pellee Brian Sugimoto2 (collectively Appellants) appeal the circuit court’s order granting Defendant-Appellee Hawaiian Independent Refinery, Inc.’s (HIRI) motion to dismiss or in the alternative for summary judgment.3 Wong-Leong and Sugimoto brought separate actions against HIRI alleging that HIRI was liable for the deaths caused by the drunk driving of one of its employees, Joshua Rellamas. HIRI consolidated the actions, and then obtained summary judgment on all claims, asserting that (1) as a matter of law, it cannot be held liable as a social host because Hawai'i does not recognize social host liability, and in any event, it was not a social host, (2) it is not liable for negligent failure to control Rellamas because it could not know of any foreseeable risk, nor did it permit the consumption of alcohol on HIRI premises, and (3) it is not liable under the theory of respondeat superior because Rellamas was not acting within the scope of his employment at the time of the accident.

Appellants opposed HIRI’s motion, arguing that (1) because there is a business purpose and employment relationship, or employer benefit, in the use and consumption of alcohol on refinery premises in general, and specifically as part of refinery tradition in celebrating promotions, HIRI can be held liable under the theory of respondeat superi- or, (2) HIRI can be held liable for negligent failure to control its employee because, unlike the employers in previously decided Ha-wai'i cases, HIRI had the potential to control Rellamas and, in fact, actually exercised control, albeit negligently, in the instant case, and (3) Johnston v. KFC Nat’l Mgmt. Co., 71 Haw. 229, 788 P.2d 159 (1990), does not dispose of their social host claim because that case can be distinguished by virtue of the alleged drug use by Rellamas and the frequency of alcoholic consumption on HIRI’s premises.

After the circuit court ruled in favor of HIRI, Appellants moved for and were granted a Hawai'i Rules of Civil Procedure (HRCP) Rule 54(b) certification of final judgment and subsequently filed a timely notice of appeal. We affirm in part, reverse in part, and remand for further proceedings.

I. BACKGROUND

A. Incidents Leading to the Accident

On June 11, 1989, Rellamas crashed into a vehicle carrying Christopher Chong, Elizabeth Lacaran, and Shasadee Lacaran-Chong. Ml four were killed in the two-ear accident. The medical examiner determined that alcohol and marijuana4 consumed by Rellamas *437were contributing factors to the fatal accident.

Rellamas was employed by HIRI at its Campbell Industrial Park refinery. He was returning home after drinking beer at a party celebrating his recent promotion. The party consisted of about nine co-workers and was held at the picnic area on HIRI’s premises. The record reflects that, in keeping with an apparent tradition of celebrating promotions at HIRI, Rellamas provided money and had a co-worker purchase beer for the party. The party started at about 6:00 p.m. and continued until about 7:30 p.m., when the evening shift supervisor directed the workers to leave the premises. Rellamas was on his way home from the party when the accident occurred at about 8:30 p.m. He did not make any stops between leaving work and the accident.

B. HIRI Parties and Procedures

The affidavits and depositions before the court on HIRI’s motion for summary judgment reveal the following facts: The consumption of beer at HIRI was extensive, taking place nearly every day. Specifically, three main events involving alcoholic consumption regularly occurred at the refinery: 1) pau hana (end-of-work) parties on the last Friday of every month; 2) playing horseshoes almost daily; and 3) “mini” parties for promotions, birthdays, babies, vacations, and other similar events. All of these events took place in the picnic area on HIRI’s property, next to the parking lot but outside the fence enclosing the refinery’s operations. HIRI placed picnic tables and a grill in the area. There was also an eighteen cubic foot “cooler” constructed by HIRI’s maintenance department for the drinks.

The deposition testimony reveals that an apparent tradition of holding pau hana parties began sometime around late 1974. During the initial years, HIRI sponsored these parties, paying for the food and alcohol. The maintenance department coordinated the events and received a company check from HIRI’s downtown office to buy the supplies. An employee would purchase the food, beer, and wine using these funds. Sometime between 1979 and 1981, HIRI stopped supplying the alcohol, but continued to provide money to purchase food. Thereafter, contractors who were not employees of HIRI, but who were working on the premises, would provide the alcohol for the pau hana parties. These parties continued as a regular event until after the Rellamas accident.

Parties were also held regularly for promotions, birthdays, and other events. These parties were not as extensive as the pau hana parties and were not paid for by the company or contractors. At promotion parties, the promoted workers provide the beer, much like Rellamas had done for his promotion party.

The horseshoe club gatherings consisted of various HIRI employees who got together after their shifts to throw horseshoes and drink beer. The club met practically every day. At most, if not all of these gatherings, the drinks were stored in the cooler provided by HIRI.

Deposition testimony revealed that the company and its managers obviously knew about the different parties and drinking get-togethers. In fact, supervisors often attended these parties. Kennard Vandergrift, the Refinery Administrative Manager, testified that around 1985 HIRI instituted a policy prohibiting consumption of alcoholic beverages in the refinery at any time. Vandergrift also noted, however, that this policy only governed the area inside the fenced-in portion of HIRI’s property; consumption of alcohol was not prohibited in HIRI’s picnic and parking lot area. After further questioning, Vandergrift admitted that “[t]he company tolerated [the drinking, but] certainly didn’t encourage it in any way.”

Furthermore, Shift Supervisor Don Dro-gowski testified that a petition was circulated about a year before the accident requesting *438that the “current practice, which allows employees to consume alcohol during lunch or break hours ... be reviewed by the policy task force and discontinued due to its safety sensitive nature.” Approximately eighty-five employees signed this petition. Another company policy provided that no one could remain in the picnic area after 5:30 p.m. This policy was apparently not strictly enforced; on the night of the Rellamas accident, the group was in the picnic area drinking until after 7:30 p.m. In fact, the promotion party did not begin until after 5:30 p.m.

Finally, after the Rellamas accident, management discussed terminating the pau hana parties. Aldrich Kane, HIRI’s Maintenance Manager, testified that alcohol was no longer served at the pau hana parties after the Rellamas accident, and that the parties themselves were discontinued about three to five months after the subject accident.

II. STANDARD OF REVIEW

“On appeal, an order of summary judgment is reviewed under the same standard applied by the trial courts. Summary judgment is appropriate where the moving party demonstrates that there are no genuine issues of material fact and it is entitled to judgment as a matter of law.” Reed v. City & County of Honolulu, 76 Hawai’i 219, 225, 873 P.2d 98, 104 (1994). “Summary judgment is appropriate if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law.” Pacific Int’l Services Corp. v. Hurip, 76 Hawai’i 209, 213, 873 P.2d 88, 92 (1994).

III. DISCUSSION

A. Indirect Liability Under Respondeat Superior

Under the theory of respondeat superior, an employer may be liable for the negligent acts of its employees that occur within the scope of their employment. Henderson v. Professional Coatings Corp., 72 Haw. 387, 391-92, 819 P.2d 84, 88 (1991) (citing Kang v. Charles Pankow Assoc., 5 Haw.App. 1, 675 P.2d 803 (1984), cert. granted, 67 Haw. 685, 744 P.2d 781 (1984), aff’d mem. (April 12, 1984) (No. 8917)). In Henderson, we cited the Restatement (Second) of Agency § 228 (1958) for the definition of “scope of employment”:

(1) Conduct of a servant is within the scope of employment if, but only if:
(a) it is of the kind he is employed to perform;
(b) it occurs substantially within the authorized time and space limits; [and]
(c) it is actuated, at least in part, by a purpose to serve the master[.]
(2) Conduct of a servant is not within the scope of employment if it is different in kind from that authorized, far beyond the authorized time or space limits, or too little actuated by a purpose to serve the master.

Id. at 392, 819 P.2d at 88. Thus, to recover under the respondeat superior theory, a plaintiff must establish: 1) a negligent act of the employee, in other words, breach of a duty that is the legal cause of plaintiffs injury; and 2) that the negligent act was within the employee’s scope of employment. Id. at 391-92, 819 P.2d at 88; Abraham v. Onorato Garages, 50 Haw. 628, 632, 446 P.2d 821, 825 (1968) (citing Matsumura v. County of Hawaii, 19 Haw. 496, 500 (1909)); see also Chastain v. Litton Systems, Inc., 694 F.2d 957 (4th Cir.1982), cert. denied, 462 U.S. 1106, 103 S.Ct. 2454, 77 L.Ed.2d 1334 (1983).

1. The Allegedly Negligent Act

The analysis of negligence under the theory of respondeat superior should focus completely on the actions of the employee, without consideration of the acts of the employer.5 A plaintiff need not show any act or *439fault of the employer when defining the allegedly negligent act in a respondeat superi- or claim.

In Nordmark v. Hagadone, 1 Haw.App. 487, 620 P.2d 763 (1980), the president and , general manager of a radio station (Employee) was involved in an accident. During normal working hours and while driving a company car under the influence of alcohol, Employee rammed into the rear of a car stopped at a red light, injuring that car’s occupants. Employee frequently left the station and drove the company car as part of his employment, but the accident occurred in a neighborhood whose residents were not generally a part of the radio station’s listening audience. Employee asserted as an affirmative defense, under the doctrine of responde-at superior, that at the time of the accident he was acting within the scope of his employment. The radio station argued that both the location of the accident and the fact that Employee was intoxicated indicated that he was not acting within the scope of his employment. Nonetheless, the Intermediate Court of Appeals (ICA) affirmed judgment for the plaintiff.

In Nordmark, the ICA did not consider the question whether an employee’s negligent act of drinking alcohol while aware that he or she must drive home is within the scope of employment. Hawaii courts have addressed this issue, however, in Henderson, supra, Kang, supra, and Costa v. Able Distributors, Inc., 3 Haw.App. 486, 653 P.2d 101 (1982). In all three cases, the court affirmed summary judgment in favor of the employer. The first two decisions involved accidents taking place subsequent to the consumption of alcohol at parties located off the employment site. In Costa, the plaintiff failed to support his allegation that drinking on-site was within the scope of defendant’s employment; meanwhile, the record indicated that the alcoholic consumption took place at a purely social event after work hours, with no evidence of any connection to the employer.

The above cases do not preclude an assertion of negligence prior to the actual accident. For reasons set forth below, we hold that a respondeat superior claim may be predicated upon the actor’s allegedly negligent act of drinking while aware of the need to drive, provided that the act takes place within the scope of employment. Thus, re-spondeat superior liability may be imposed notwithstanding the fact that the foreseeable effects of the actor’s negligent conduct occur outside the scope of employment. In so holding, we adopt the relevant reasoning of the United States Court of Appeals for the Fourth Circuit in Chastain v. Litton Systems, Inc., 694 F.2d 957 (4th Cir.1982), the Oregon Supreme Court in Chesterman v. Barmon, 305 Or. 439, 753 P.2d 404 (1988), and the Washington Supreme Court’s analysis of the issue in Dickinson v. Edwards, 105 Wash.2d 457, 716 P.2d 814 (1986).6

In Chastain, the court discussed the re-spondeat superior analysis in two parts: the negligent act, and whether that act was undertaken within the scope of employment. “[W]e believe [becoming intoxicated] is the critical time for determining whether the doctrine of respondeat superior should be applied.” Chastain, 694 F.2d at 962.7 In Chastain, an employer was sued when one of its employees drove through a red traffic light, struck another car and killed Gail Chastain. Earlier in the day, the employee had attended a Christmas party sponsored by his employer; the party was held on the employer’s premises during working hours. On appeal of the trial court’s grant of summary judgment, the evidence (viewed in the light most favorable to the victim) showed that the employer, through its employees, furnished alcohol to the tortfeasor. The Fourth Circuit noted that applicable state law (North Carolina) and common law did *440not impose social host liability, but nonetheless reversed the trial court, based primarily on the conclusion that the employee’s negligent act was within the scope of his employment. See discussion infra section III.A.2. In reaching its decision, the Fourth Circuit obviously viewed the consumption of alcohol as the relevant act of negligence. Specifically, the court concluded that questions of fact remaining for the jury to decide included “whether [the employee’s] excessive drinking at the party constituted negligence on his part; and, if so, whether his negligent intoxication continued until the time he collided with [victim] and constituted a proximate cause of the collision.” Id.

In Ckesterman, the Oregon Supreme Court acknowledged that for purposes of re-spondeat superior analysis, the important question relates to the act of the tortfeasor and not the consequences of the act. 305 Or. at 444, 753 P.2d at 407. The court explained that

where, as here, there is a “time-lag” between the act allegedly producing the harm and the resulting harm[, t]he focus should he on the act on which vicarious liability is based and not on when the act results in injury.

Id. (citing with approval Dickinson v. Edwards, 105 Wash.2d 457, 716 P.2d 814 (1986)) (emphasis added). In Chesterman, an employee and president of a corporation took a “chocolate mescaline” pill, while still on the property of potential customers, to counter feelings of depression and give him enough energy to drive his boat to work. While driving, he began to hallucinate and stopped near a house where he believed a former friend once lived, entered the house, broke into plaintiffs locked bedroom and sexually assaulted her. The court held that summary judgment in favor of the employer was not appropriate because the jury could find that the employee’s allegedly negligent act of taking drugs 1) was within the scope of his employment, and 2) resulted in the commission of a tort against the plaintiff. Id. at 444, 753 P.2d at 406-07.

In Dickinson, the Washington Supreme Court’s analysis of the respondeat superior issue centered, as in Chastain, on the point in time that the alcoholic drinks were consumed; liability attached to all injuries and damages proximately caused from that moment on.8 The employer in this case hosted a banquet to honor its long-term employees. The employer provided food and alcoholic beverages, paid for use of the banquet facilities and accompanying services, and deducted all expenses as a business expense. After consuming a large amount of alcohol, one of the employees left the banquet and drove to work the night shift at the employer’s plant. The employee struck and severely injured a motorcyclist while driving his car the wrong way up a freeway ramp. One element of the court’s analysis was whether “[t]he employee negligently consumed alcohol to the point of intoxication when he knew or should have known he would need to operate a vehicle on some public highway upon leaving the banquet.” Id. at 468, 716 P.2d at 820. The plaintiff was found to have stated a valid cause of action, for which summary judgment was not appropriate, where he asserted that “the proximate cause of the accident occurred at the banquet, before the employee even attempted to drive away.” Id.

Arguably, Rellamas’ act of drinking while aware of the need to drive home thereafter can be viewed as a negligent act that was a legal cause of the particular accident before us.9 See Ono v. Applegate, 62 Haw. *441131, 612 P.2d 533 (1980) (extending liability where the consumption, resulting inebriation, and subsequent injurious conduct were foreseeable intervening acts not sufficient to relieve the defendant of liability).10 The record reveals that Rellamas was aware he had to drive home and yet, by becoming intoxicated, he impaired his ability to drive. Consequently, Rellamas’ self-intoxication may have breached the general duty of due care he owed innocent members of the public and created a foreseeable risk of harm to them. Whether or not Rellamas breached this duty presents a question of fact for the jury.

There is sufficient evidence in the record to support a jury finding that Rellamas breached his duty of due care owed to the public based on the autopsy report, which indicates that Rellamas’ blood alcohol content was .08 percent. Furthermore, testimony that Rellamas consumed two to three beers at the party, and a reasonable inference that he consumed marijuana at HIRI that day, provide additional support for a finding of negligence.

2. Within the Scope of Employment

The second requirement for recovery under the doctrine of respondeat superior is that the employee’s negligent act must have been “within the scope of the employment.” Henderson, 72 Haw. at 392, 819 P.2d at 88; Onorato Garages, 50 Haw. at 632, 446 P.2d at 825. Whether an employee is acting within the scope of his or her employment is ordinarily a question of fact to be determined in light of the evidence of the particular case. Henderson, 72 Haw. at 393, 819 P.2d at 89; Kang, 5 Haw.App. at 8, 675 P.2d at 808; Nordmark, 1 Haw.App. at 489, 620 P.2d at 765.11

In determining the scope of employment, the applicable test is whether the employee’s conduct was related to the employment enterprise or if the enterprise derived any benefit from the activity. Henderson, 72 Haw. at 394, 819 P.2d at 89; Kang, 5 Haw.App. at 11, 675 P.2d at 809. More specifically, as outlined in both Henderson and Kang, two key factors must be considered: 1) whether “the enterprise of the employer would have benefited by the context of the act of the employee but for the unfortunate injury”; and 2) “whether the employer’s risks are incident to [the] enterprise.” Henderson, 72 Haw. at 395, 819 P.2d at 89. Kang, 5 Haw.App. at 11, 675 P.2d at 809.12 Liability under the respondeat superi- *442or theory, however, does not require fault or knowledge on the part of the employer.13

The three Hawai'i eases that are most closely related to the instant facts are Henderson, Kang, and Costa. As indicated previously, the court in each case affirmed summary judgment in favor of the employer. “[W]here the facts are susceptible of but one reasonable conclusion, the question [whether the employee is acting within the scope of his employment] may become a question of law for the court.” Henderson, 72 Haw. at 393, 819 P.2d at 89 (citations omitted). In the instant case, however, this exception to the general rule regarding summary judgment does not apply. There are genuine issues of material fact relevant to the scope of employment that remain to be determined by a jury. Each of the cases is distinguishable with respect to the issues raised in Wong-Leong and Sugimoto’s respondeat superior claim.

In Henderson, the employer sent several employees, including Hughes and McLean (also a part-owner of the company), to Kaua’i for a painting job expected to last approximately one month. While on Kaua’i, McLean allowed Hughes to use one of the company’s rented cars to attend a party unrelated to the job. Hughes went to the party, became intoxicated, and later collided with (and injured) Henderson. Henderson sued under theories of respondeat superior and negligent entrustment. With respect to the respondeat superior claim, the court held that the enterprise theory did not apply because “the acts involved ... did not occur within authorized work hours and were not actuated, even in part, by a purpose to serve [the] employer.” Id. at 394, 819 P.2d at 89. The only connection to the employer was that the company rented the car and the employer’s part-owner gave Hughes permission to drive it on a personal journey. Consequently, the court observed that “[t]here was no intention to act in the employer’s interest, nor was there any direct benefit to the employer.” Id. (citations omitted).

In Kang, defendant Glen Pluid was sent to Kaua’i by his employer. The employer paid Pluid his wages, a per diem subsistence allowance to cover housing and food expenses, and reimbursed him for travel from his home to the job site on a mileage basis. Pluid shipped his car, at his own expense, to Kaua’i for transportation. One day, Pluid went to a bar after work and consumed a few beers. He then went home and, a couple hours later, left to meet some friends. On the way, Pluid collided with a vehicle driven by Kang. Kang and his passenger were seriously injured. Kang sued Pluid’s employer, claiming respondeat superior liability. Kang argued that it could be inferred that Pluid’s act of driving from home to meet some friends was incidental to, and in furtherance of, the employer’s business. Kang also argued that Pluid’s presence on Kaua’i was incidental to his employment with Pankow. The ICA disagreed, noting that the accident occurred several hours after work, and that Pluid was neither coming from nor going to the work-site. Id. at 5, 675 P.2d at 806. The ICA held that Pluid was not actuated in any way at that time by a purpose to serve his employer. Id. at 9, 675 P.2d at 808. Refusing to extend the theory of respondeat superior to cover such situations, the ICA stated as follows:

We do not believe that the respondeat superior doctrine is so pliant that where an . employee is hired in one locality and relocated to another by his employer for an indefinite period of time, any act of the employee before, during, or after his working hours is one within the scope of his employment as long as he works for the employer in the latter locality.

Id.

Whereas Henderson and Kang involved drinking and driving incidents that clearly were not related to the negligent employee’s *443employment, nor benefitted the employer in any way, the following case provides closer guidance under the instant facts.

In Costa, the ICA considered an accident involving Richard Arata, who was president, manager and one of two employees of Able Distributors, Inc. (Able). Arata’s friends regularly came to Abie’s premises after work to drink beer and socialize. After a few hours of drinking on one such occasion, the group left and Arata subsequently collided with and injured Costa. Costa, 3 Haw.App. at 487-88, 653 P.2d at 103. Costa appealed from a summary judgment in favor of Able, arguing that there was a genuine issue of material fact as to whether Arata was acting within the scope of his employment when he consumed the beer on company premises. Id. at 488, 653 P.2d at 103-04. Costa did not, however, file any counter-affidavits or documents. The record merely indicated that Arata and friends often discussed their common experiences and difficulties regarding Arata’s former employer, and that they never discussed Abie’s business. Id. at 487-88, 653 P.2d at 103. Absent any contrary evidence to support Costa’s claims, the ICA held that “Arata was not acting within the scope of employment. His actions were purely for his own benefit and not the company’s.” Id. at 490, 653 P.2d at 105.

Although the party in the instant case took place after work hours, the record reveals that it was held on HIRI’s premises immediately thereafter. Despite factual similarities with elements in each of the above-cited cases, the instant facts as a whole, see supra section I, differ significantly. Considering the facts in a light most favorable to Appellants, a reasonable trier of fact could infer that the promotion party was a custom incidental to the enterprise rather than a purely social function. Arguably, the party may have been “actuated, in part, by a purpose to serve” HIRI, or at least “was of some direct benefit” to HIRI. Henderson, 72 Haw. at 394, 819 P.2d at 89. See supra note 12 (quoting authority for the proposition that boosting employee morale and furthering employer-employee relations are sufficient benefits to the enterprise for respondeat superior purposes).

HIRI’s Maintenance Manager, Aldrich Kane, testified that the tradition of parties began shortly after his predecessor went “to the company asking for this pau hana thing as a morale builder for the employees.” (Emphasis added.) Shift Supervisor Joseph Drogowski testified that the horseshoe games and pau hana parties were not intended as family gatherings but were “for employees.” He acknowledged further that these parties were “more for company purposes.” (Emphasis added.)

In his deposition, Kane noted that pau hana party attendance decreased significantly in the three-to-five months following Rella-mas’ accident. Alcohol was no longer served at the parties after the accident. Kane’s testimony supports a reasonable inference that the presence of alcohol was a crucial ingredient of these parties, which were designed to boost employee morale and foster good will. According to Kane, during the many years of alcohol consumption at the pau hana parties, the horseshoe club gatherings, and the promotion parties, the HIRI administration discussed the propriety of these activities and possible efforts to control them, but “they never said stop it.”

Drogowski testified that pau hana party attendance had already “died out substantially” (down from sixty or seventy people to just the contractors, who provided the beer, and a few HIRI employees) at least six months before the accident:

People just weren’t showing up because [sic] the attitude in the company. It was more or less a company, more or less a company function gathering. Gathering everybody together at the end of the month.
People’s attitude wasn’t too great about management. So they didn’t want to show up and drink beer with them.

Drogowski also testified, however, that supervisors continued to get together with their crews to celebrate birthdays, promotions, and other events.

Based on this testimony, viewed in a light most favorable to Appellants, a reasonable trier of fact could find that HIRI benefitted *444either directly or indirectly from the promotion party.

HIRI relies heavily upon Bruce v. Chas Roberts Air Conditioning, 166 Ariz. 221, 801 P.2d 456 (1990), but the instant case is clearly distinguishable. The analysis in Bruce focuses on the time of injury, rather than the point in time that alcoholic drinks were consumed. Id. at 227, 801 P.2d at 462 (citing Dickinson, 105 Wash.2d at 491-92, 716 P.2d at 832 (Durham J., dissenting)). We have already rejected this approach. See supra notes 6 and 8 (qualifiedly adopting the majority view espoused in Dickinson).

The court in Bruce also held that the employer was not liable under the responde-at superior theory because

though [it] may have stood to benefit from the presence of Duarte and his fellow employees at the picnic, there is no evidence that Duarte or any other employee’s presence was ‘requested or impliedly or expressly required’ by [the employer]. We find a distinct difference between requiring employees to attend a party where the employer supplies all the alcohol, and observing employees in an impromptu picnic.

Id. at 227, 801 P.2d at 462 (quoting from Dickinson’s test for recovery from a banquet-hosting employer).14 However, we have also declined to apply the “requested or impliedly or expressly required” element of the Dickinson test, see supra note 8, because “actual or possible control” over the employee is not required for a finding of respondeat superior liability. See supra note 10.

A reasonable trier of fact could find a sufficient nexus in the instant circumstances between the employee’s negligent act (drinking while aware of the need to drive) and the employer’s interest (fostering employee good will). The record provides support for a finding that there was a history and tradition of drinking activities in HIRI’s picnic area, and that this practice benefitted the enterprise. The trier of fact could reasonably find that Rellamas was acting within the scope of his employment when he negligently drank alcohol at this party; therefore, HIRI could be held vicariously liable for Rellamas’ negligent act.

B. Direct Liability Claims

1. Negligent Failure to Control

Appellants raise an alternative argument that, even if Rellamas was not acting within the scope of his employment, HIRI may be held directly liable for failing to control Rel-lamas while he was on company premises.

The standards for this theory may be found in the Restatement (Second) of Torts § 317 (1965):

§ 317. Duty of Master to Control Conduct of Servant
A master is under a duty to exercise reasonable care so to control his servant while acting outside the scope of his employment as to prevent him from intentionally harming others or from so conducting himself as to create an unreasonable risk of bodily harm to them, if
(a) the servant
(i) is upon the premises in possession of the master or upon which the servant is privileged to enter only as his servant, or
(ii) is using a chattel of the master, and
(b) the master
(i) knows or has reason to know that he has the ability to control his servant, and
(ii) knows or should know of the necessity and opportunity for exercising such control.

*445 See Onorato Garages, 50 Haw. at 634, 446 P.2d at 826, and Costa, 3 Haw.App. at 490-91, 653 P.2d at 105 (adopting Restatement (Second) of Torts § 317 in this jurisdiction). Restatement § 317(a) applies under the instant facts, see supra section I, because Rel-lamas was drinking on HIRI’s premises. Restatement § 317(b)(i) also applies because HIRI was aware of its ability to control the employees’ conduct in the picnic area. A current HIRI supervisor testified that while the workers were in the picnic area, they were still under the employer’s control. In fact, the record indicates that a plant supervisor ordered Rellamas and the other workers to leave the area. The remaining issue is whether Restatement § 317(b)(ii) has been satisfied.

In Costa the ICA wrote that:

[the employer’s] duty in this case would arise only if [it] knew or should have known that [its employee] had a propensity for causing automobile collisions while driving under the influence of alcohol, and • thus, should have prevented [its employee] from consuming beer on its premises. The record does not indicate any such knowledge or that [the employee] had any previous collision or drunk driving arrests.

Costa, 3 Haw.App. at 491, 653 P.2d at 105 (emphasis added).15 Although demonstrating an employer’s knowledge of its employee’s propensity for causing automobile collisions while DUI is one way to meet the requirements of Restatement § 317(b)(ii), that is not the sole method for establishing an employer’s awareness of the necessity and opportunity for exercising control over its employees. See Onorato Garages, 50 Haw. at 633-35, 446 P.2d at 826.

Onorato Garages involved injuries incurred by the plaintiff as a result of a motor vehicle accident caused by the defendant’s employee, who had prior convictions for the hit and run of a parked vehicle and for driving with a suspended license. Onorato Garages, 50 Haw. at 629-30, 446 P.2d at 823-24. The defendant corporation was, however, unaware of — and had no reason to be aware of — the employee’s driving record. In any event, the issue of alcohol consumption, much less abuse, was in no way involved in the case, and there was no suggestion that the defendant employed any other persons with dangerous driving records. The plaintiff filed a multi-count complaint against the defendant, including a claim of negligent failure to control under Restatement § 317. The circuit court granted summary judgment in defendant’s favor and against the plaintiff on all counts of the complaint. Id at 630, 446 P.2d at 824.

This court affirmed on appeal. Regarding the Restatement § 317 claim, this court noted that “[t]here was no evidence that [the defendant employer] was cognizant of any events which would have put it on notice that its [employee] needed supervising,” id at 634, 446 P.2d at 886 (emphasis added), although the defendant employer could be liable under Restatement § 317 “if it were found that [it] knew or should have known that [the employee] was a negligent driver.” Id

Onorato Garages stands for the proposition that when an employer has no reasonable basis for knowing that its employees are engaging in on-premises conduct or conduct involving the employer’s property, all of which is outside the scope of their employment, in such a way as to necessitate the exercise of control by the employer in order to protect others from an unreasonable risk of bodily harm, the employer can have no liability to an injured plaintiff pursuant to Restatement § 317. Onorato Garages does not insulate employers from potential liability to injured third parties under Restatement § 317 where they are on actual notice that, pursuant to traditions or practices that they themselves have instituted or condoned, their *446employees are systematically and consistently consuming alcohol on company premises after working hours, albeit outside the scope of their employment. Under such circumstances, and given a sufficient record, an employer can or should know of the necessity and opportunity for exercising such reasonable control over its employees as to avoid the foreseeable risk that an inebriated employee will injure a third party in a motor vehicle accident.16 See State v. Nakata, 76 Hawai’i 360, 878 P.2d 699 (1994) (discussing the general relationship between alcohol consumption and psychomotor impairment and automobile operation, and impaired automobile operation and the actuarial probability of a motor vehicle accident).

Based on the evidence in the record in the instant case, see supra at 548-49, a reasonable trier of fact could find that the requirements of Restatement § 317(b)(ii) were met. Consequently, the trial court should not have granted Appellees motion for summary judgment with respect to this claim.

2. Social Host

Finally, HIRI correctly argues that Johnston v. KFC Nat’l Mgmt. Co., 71 Haw. 229, 788 P.2d 159 (1990), precludes “social host” liability as alleged by Appellants.

IV. CONCLUSION

HIRI cannot be held liable for its alleged independent negligence as a social host under our decision in KFC.

Appellants have, however, presented a col-orable claim of liability under the theory of respondeat superior because the pleadings, affidavits, and depositions filed by Appellants raise genuine issues of material fact. On remand, two questions related to Appellants’ respondeat superior claim are presented for the jury’s consideration. The first is whether Rellamas acted negligently by drinking while aware that he had to drive (including whether that act proximately caused the deaths of Christopher, Elizabeth and Shasa-dee). The second is whether the act of drinking at his promotion party was within the scope of Rellamas’ employment — in other words, whether the party furthered a business purpose sufficient to impose respondeat superior liability. Of course, the issue of causation with respect to the accident is also a jury question.

Finally, Appellants have also presented a viable claim for negligent failure to control an employee under Restatement § 317.

We affirm the lower court’s decision in part, reverse in part, and remand for proceedings consistent with this opinion.

5.3.1.4 Ira S. Bushey & Sons, Inc. v. United States 5.3.1.4 Ira S. Bushey & Sons, Inc. v. United States

Page 167

398 F.2d 167
IRA S. BUSHEY & SONS, INC., Plaintiff-Appellee,
v.
UNITED STATES of America, Defendant-Appellant.
No. 463.
Docket 32086.
United States Court of Appeals Second Circuit.
Argued April 30, 1968.
Decided June 19, 1968.

Page 168

        Philip A. Berns, Washington, D. C., (Edwin L. Weisl, Jr., Asst. Atty. Gen., Joseph P. Hoey, U. S. Atty., Louis E. Greco, Atty. in Charge, New York Office, Admiralty and Shipping Section, Peter M. Klein, Atty., Admiralty and Shipping Section, Dept. of Justice), for the United States, appellant.

        Christopher E. Heckman, New York City, Foley & Martin, New York City, for appellee Ira S. Bushey & Sons, Inc.

        Before WATERMAN, FRIENDLY and KAUFMAN, Circuit Judges.

        FRIENDLY, Circuit Judge:

        While the United States Coast Guard vessel Tamaroa was being overhauled in a floating drydock located in Brooklyn's Gowanus Canal, a seaman returning from shore leave late at night, in the condition for which seamen are famed, turned some wheels on the drydock wall. He thus opened valves that controlled the flooding of the tanks on one side of the drydock. Soon the ship listed, slid off the blocks and fell against the wall. Parts of the drydock sank, and the ship partially did — fortunately without loss of life or personal injury. The drydock owner sought and was granted compensation by the District Court for the Eastern District of New York in an amount to be determined, 276 F.Supp. 518; the United States appeals.1

        Before reaching the merits, we must deal with a procedural issue injected by the district judge, since we would have no jurisdiction of the appeal if his decision of the question was correct. Although Bushey, the drydock owner, had brought its libel under the Public Vessels Act, 46 U.S.C. §§ 781-790, and the United States did not dispute the applicability of that statute save for unsuccessfully contending that Bushey must first present its claim to the Coast Guard Board of Contract Appeals,2 the judge ruled that the damage to the drydock was not "caused by a public vessel of the United States" since "the Tamaroa was not, in a practical sense, a ship causing a `collision,' but an inert mass." 276 F.Supp. at 523. He then proceeded to hold (1) that sovereign immunity was nevertheless waived under the Federal Tort Claims Act, 28 U.S.C. §§ 1346(b) and 2674, the exception in § 2680(d) for "any claim for which a remedy is provided by sections 741-752, 781-790 of Title 46, relating to claims or suits in admiralty against the United States" being inapplicable because, as he believed, no such remedy was provided; (2) that Bushey's pleading would be deemed amended to allege a claim under the Tort Claims Act which it had not asserted; (3) that New York law applied, 28 U.S.C. § 1346 (b); (4) that this, however, was the "whole" law of New York; and (5) that New York would, indeed must, determine liability for a tort on navigable waters in accordance with maritime law. Hence, from a substantive standpoint, the chase was thought to have ended where it began, save for a caveat as to the applicability of distinctive admiralty remedies, notably limitation, an issue not practically important here.

Page 169

        What does remain important is that our powers to review a judgment determining liability but not fixing damages are entirely different if the action was in admiralty as the parties thought or at law as the judge held. If it was the former, we have jurisdiction under 28 U.S.C. § 1292(a) (3) relating to "interlocutory decrees * * * determining the rights and liability of the parties to admiralty cases in which appeals from final decrees are allowed," whereas if it were the latter, we would have none. Beebe v. Russell, 60 U.S. (19 How.) 283, 285, 15 L.Ed. 668 (1856); Catlin v. United States, 324 U.S. 229, 233, 65 S.Ct. 631, 89 L.Ed. 911 (1945).

        We perceive no basis for the court's restrictive reading of the Public Vessels Act. It is no strain whatever on the language to say that a public vessel has "caused" any tort damage for which she is legally responsible. Thomason v. United States, 184 F.2d 105 (9 Cir. 1950). The Act speaks of causing "damage"; it says nothing about causing "collision." Such debate as there has been concerning the scope of the Public Vessels Act relates to claims sounding in contract, see Calmar S. S. Corp. v. United States, 345 U.S. 446, 456 n. 8, 73 S.Ct. 733, 738, 97 L.Ed. 1140 (1953), and even as to that "equivocal language should be construed so as to secure the most harmonious results." Id. Furthermore, and decisively, even if the judge's narrow reading of § 1 of the Public Vessels Act had been warranted, the suit could nevertheless be maintained under § 2 of the Suits in Admiralty Act as amended, 46 U.S.C. § 742. This provides, inter alia, that in cases where if any vessel owned by the United States "were privately owned or possessed, * * * a proceeding in admiralty could be maintained, any appropriate nonjury proceeding in personam may be brought against the United States * * *." — the language of the 1920 statute restricting the Suits in Admiralty Act to merchant vessels having been stricken in 1960, 74 Stat. 912, for the very purpose of avoiding fruitless jurisdictional controversies and bringing all maritime claims against United States vessels into the admiralty jurisdiction of the district courts. See S.Rep. 1894, 86th Cong. 2d Sess., 2 U.S. Code Cong. & Adm. News, p. 3583 et seq.3

        With our appellate jurisdiction under 28 U.S.C. § 1292 (a) (3) thus established, we return to the facts. The Tamaroa had gone into drydock on February 28, 1963; her keel rested on blocks permitting her drive shaft to be removed and repairs to be made to her hull. The contract between the Government and Bushey provided in part:

        (o) The work shall, whenever practical, be performed in such manner as not to interfere with the berthing and messing of personnel attached to the vessel undergoing repair, and provision shall be made so that personnel assigned shall have access to the vessel at all times, it being understood that such personnel will not interfere with the work or the contractor's workmen.

        Access from shore to ship was provided by a route past the security guard at the gate, through the yard, up a ladder to the top of one drydock wall and along the wall to a gangway leading to the fantail deck, where men returning from leave reported at a quartermaster's shack.

        Seaman Lane, whose prior record was unblemished, returned from shore leave a little after midnight on March 14. He had been drinking heavily; the quarter-master made mental note that he was "loose." For reasons not apparent to us or very likely to Lane,4 he took it into his head, while progressing along the gangway wall, to turn each of three large

Page 170

wheels some twenty times; unhappily, as previously stated, these wheels controlled the water intake valves. After boarding ship at 12:11 A.M., Lane mumbled to an off-duty seaman that he had "turned some valves" and also muttered something about "valves" to another who was standing the engineering watch. Neither did anything; apparently Lane's condition was not such as to encourage proximity. At 12:20 A.M. a crew member discovered water coming into the drydock. By 12:30 A.M. the ship began to list, the alarm was sounded and the crew were ordered ashore. Ten minutes later the vessel and dock were listing over 20 degrees; in another ten minutes the ship slid off the blocks and fell against the drydock wall.

        The Government attacks imposition of liability on the ground that Lane's acts were not within the scope of his employment. It relies heavily on § 228(1) of the Restatement of Agency 2d which says that "conduct of a servant is within the scope of employment if, but only if: * * * (c) it is actuated, at least in part by a purpose to serve the master." Courts have gone to considerable lengths to find such a purpose, as witness a well-known opinion in which Judge Learned Hand concluded that a drunken boatswain who routed the plaintiff out of his bunk with a blow, saying "Get up, you big son of a bitch, and turn to," and then continued to fight, might have thought he was acting in the interest of the ship. Nelson v. American-West African Line, 86 F.2d 730 (2 Cir. 1936), cert. denied, 300 U.S. 665, 57 S.Ct. 509, 81 L.Ed. 873 (1937). It would be going too far to find such a purpose here; while Lane's return to the Tamaroa was to serve his employer, no one has suggested how he could have thought turning the wheels to be, even if — which is by no means clear — he was unaware of the consequences.

        In light of the highly artificial way in which the motive test has been applied, the district judge believed himself obliged to test the doctrine's continuing vitality by referring to the larger purposes respondeat superior is supposed to serve. He concluded that the old formulation failed this test. We do not find his analysis so compelling, however, as to constitute a sufficient basis in itself for discarding the old doctrine. It is not at all clear, as the court below suggested, that expansion of liability in the manner here suggested will lead to a more efficient allocation of resources. As the most astute exponent of this theory has emphasized, a more efficient allocation can only be expected if there is some reason to believe that imposing a particular cost on the enterprise will lead it to consider whether steps should be taken to prevent a recurrence of the accident. Calabresi, The Decision for Accidents: An Approach to Non-fault Allocation of Costs, 78 Harv.L.Rev. 713, 725-34 (1965). And the suggestion that imposition of liability here will lead to more intensive screening of employees rests on highly questionable premises, see Comment, Assessment of Punitive Damages Against an Entrepreneur for the Malicious Torts of His Employees, 70 Yale L.J. 1296, 1301-04 (1961).5 The unsatisfactory quality of the allocation of resource rationale is especially striking on the facts of this case. It could well be that application of the traditional rule might induce drydock owners, prodded by their insurance companies, to install locks on their valves to avoid similar incidents in the future,6 while placing the burden on shipowners is much less

Page 171

likely to lead to accident prevention.7 It is true, of course, that in many cases the plaintiff will not be in a position to insure, and so expansion of liability will, at the very least, serve respondeat superior's loss spreading function. See Smith, Frolic and Detour, 23 Colum.L.Rev. 444, 456 (1923). But the fact that the defendant is better able to afford damages is not alone sufficient to justify legal responsibility, see Blum & Kalven, Public Law Perspectives on a Private Law Problem (1965), and this overarching principle must be taken into account in deciding whether to expand the reach of respondeat superior.

        A policy analysis thus is not sufficient to justify this proposed expansion of vicarious liability. This is not surprising since respondeat superior, even within its traditional limits, rests not so much on policy grounds consistent with the governing principles of tort law as in a deeply rooted sentiment that a business enterprise cannot justly disclaim responsibility for accidents which may fairly be said to be characteristic of its activities. It is in this light that the inadequacy of the motive test becomes apparent. Whatever may have been the case in the past, a doctrine that would create such drastically different consequences for the actions of the drunken boatswain in Nelson and those of the drunken seaman here reflects a wholly unrealistic attitude toward the risks characteristically attendant upon the operation of a ship. We concur in the statement of Mr. Justice Rutledge in a case involving violence injuring a fellow-worker, in this instance in the context of workmen's compensation:

        "Men do not discard their personal qualities when they go to work. Into the job they carry their intelligence, skill, habits of care and rectitude. Just as inevitably they take along also their tendencies to carelessness and camaraderie, as well as emotional make-up. In bringing men together, work brings these qualities together, causes frictions between them, creates occasions for lapses into carelessness, and for fun-making and emotional flare-up. * * * These expressions of human nature are incidents inseparable from working together. They involve risks of injury and these risks are inherent in the working environment."

        Hartford Accident & Indemnity Co. v. Cardillo, 72 App.D.C. 52, 112 F.2d 11, 15, cert. denied, 310 U.S. 649, 60 S.Ct. 1100, 84 L.Ed. 1415 (1940); cf. Robinson v. Bradshaw, 92 U.S.App.D.C. 216, 206 F.2d 435 (1953). Judge Cardozo reached a similar conclusion in Leonbruno v. Champlain Silk Mills, 229 N.Y. 470, 128 N.E. 711, 13 A.L.R. 522 (1920). Further supporting our decision is the persuasive opinion of Justice Traynor in Carr v. Wm. C. Crowell Co., 28 Cal.2d 652, 171 P.2d 5 (1946) [employer liable for violent acts of servant against employee of a subcontractor working on the same construction job], followed in Fields v. Sanders, 29 Cal.2d 834, 180 P.2d 684, 172 A.L.R. 525 (1947) [employer liable for violent acts of driver against another driver in traffic dispute].

        Put another way, Lane's conduct was not so "unforeseeable" as to make it unfair to charge the Government with responsibility. We agree with a leading treatise that "what is reasonably foreseeable in this context [of respondeat superior] * * * is quite a different thing from the foreseeably unreasonable risk of harm that spells negligence * *. The foresight that should impel the prudent man to take precautions is not the same measure as that by which he should perceive the harm likely to flow from his long-run activity in spite of all reasonable precautions on his own part. The proper test here bears far more resemblance to that which limits liability for workmen's compensation than to the test for negligence. The employer should be held to expect risks, to the public also,

Page 172

which arise `out of and in the course of' his employment of labor." 2 Harper & James, The Law of Torts 1377-78 (1956). See also Calabresi, Some Thoughts on Risk Distribution and the Law of Torts, 70 Yale L.J. 499, 544 (1961). Here it was foreseeable that crew members crossing the drydock might do damage, negligently or even intentionally, such as pushing a Bushey employee or kicking property into the water. Moreover, the proclivity of seamen to find solace for solitude by copious resort to the bottle while ashore has been noted in opinions too numerous to warrant citation. Once all this is granted, it is immaterial that Lane's precise action was not to be foreseen. Compare, for a similar problem in the law of damages, Petition of Kinsman Transit Co., 338 F.2d 708, 721-726 (2 Cir. 1964), cert. denied, Continental Grain Co. v. City of Buffalo, 380 U.S. 944, 85 S.Ct. 1026, 13 L.Ed.2d 963 (1965), but see also 388 F.2d 821 (2 Cir. 1968). Consequently, we can no longer accept our past decisions that have refused to move beyond the Nelson rule, Brailas v. Shepard S.S. Co., 152 F.2d 849 (2d Cir. 1945), cert. denied, 327 U.S. 807, 66 S.Ct. 970, 90 L.Ed. 1032 (1946); Kable v. United States, 169 F.2d 90, 92 (2 Cir. 1948),8 since they do not accord with modern understanding as to when it is fair for an enterprise to disclaim the actions of its employees.

        One can readily think of cases that fall on the other side of the line. If Lane had set fire to the bar where he had been imbibing or had caused an accident on the street while returning to the drydock, the Government would not be liable; the activities of the "enterprise" do not reach into areas where the servant does not create risks different from those attendant on the activities of the community in general. Cf. Gordon v. United States, 180 F.Supp. 591 (Ct.Cl.1960); Trost v. American Hawaiian S.S. Co., 324 F.2d 225 (2 Cir. 1963), cert. denied, 376 U.S. 963, 84 S.Ct. 1125, 11 L.Ed.2d 981 (1964). We agree with the district judge that if the seaman "upon returning to the drydock, recognized the Bushey security guard as his wife's lover and shot him," 276 F.Supp. at 530, vicarious liability would not follow; the incident would have related to the seaman's domestic life, not to his seafaring activity, cf. Hartford Accident & Indemnity Co. v. Cardillo, supra, 112 F.2d at 17, and it would have been the most unlikely happenstance that the confrontation with the paramour occurred on a drydock rather than at the traditional spot. Here Lane had come within the closed-off area where his ship lay, cf. McConville v. United States, 197 F.2d 680 (2 Cir. 1957), to occupy a berth to which the Government insisted he have access, cf. Restatement, Agency 2d, § 267, and while his act is not readily explicable, at least it was not shown to be due entirely to facets of his personal life. The risk that seamen going and coming from the Tamaroa might cause damage to the drydock is enough to make it fair that the enterprise bear the loss. It is not a fatal objection that the rule we lay down lacks sharp contours; in the end, as Judge Andrews said in a related context, "it is all a question [of expediency,] * * * of fair judgment, always keeping in mind the fact that we endeavor to make a rule in each case that will be practical and in keeping with the general understanding of mankind." Palsgraf v. Long Island R.R. Co., 248 N.Y. 339, 354-355, 162 N. E. 99, 104, 59 A.L.R. 1253 (1928) (dissenting opinion).

        Since we hold the Government responsible for the damage resulting from Lane's turning the wheels, we find it

Page 173

unnecessary to consider Bushey's further arguments that liability would attach in any event because of later inaction of Lane and others on the Tamaroa; and that in libels in rem, whose principles are here applicable by virtue of § 3 of the Suits in Admiralty Act, ordinary rules of agency are inapplicable and the ship is liable for anything ship-connected persons cause it to do. Cf. The China, 74 U.S. (7 Wall.) 53, 19 L.Ed. 67 (1868); Burns Bros. v. Central R.R. of N. J., 202 F.2d 910, 914 (2 Cir. 1953).

        Affirmed.

---------------

Notes:

1. The district court also dismissed a libel by the United States against the drydock owner for damage to the vessel; the United States has not appealed from that ruling.

2. This contention has not been pressed on appeal.

3. The discussion in Gilmore & Black, Admiralty, § 11-11 (1957), which the judge cited, 276 F.Supp. at 523, is thus largely obsolete — a good instance of the compelling need for a revised edition of this indispensable work.

4. Lane disappeared after completing the sentence imposed by a courtmartial and being discharged from the Coast Guard.

5. We are not here speaking of cases in which the enterprise has negligently hired an employee whose undesirable propensities are known or should have been. See Koehler v. Presque-Isle Transp. Co., 141 F.2d 490 (2 Cir.), cert. denied, 322 U.S. 764, 64 S.Ct. 1288, 88 L.Ed. 1591 (1943).

6. The record reveals that most modern drydocks have automatic locks to guard against unauthorized use of valves.

7. Although it is theoretically possible that shipowners would demand that drydock owners take appropriate action, see Coase, The Problem of Social Cost, 3 J.L. & Economics 1 (1960), this would seem unlikely to occur in real life.

8. The Brailas decision relied on Davis v. Green, 260 U.S. 349, 43 S.Ct. 123, 67 L.Ed. 299 (1922), which was applied in St. Louis-San Francisco R. Co. v. Mills, 271 U.S. 344, 46 S.Ct. 520, 70 L.Ed. 979 (1926); Atlantic Coast Line R. Co. v. Southwell, 275 U.S. 64, 48 S.Ct. 25, 72 L.Ed. 157 (1927); and Atlanta & Charlotte Air Line R. Co. v. Green, 279 U.S. 821, 49 S.Ct. 350, 73 L.Ed. 976 (1929). However, we agree with Chief Judge Murrah that the Supreme Court would not follow Davis today, despite its author's eminence. Copeland v. St. Louis-San Francisco R. Co., 291 F.2d 119, 121, 123 (10 Cir. 1961) (dissenting opinion).

---------------

5.3.2 Negligent Supervision 5.3.2 Negligent Supervision

5.3.2.1 Finkle v. Regency CSP Ventures Ltd. Partnership ("The Wildlife Tour Case") 5.3.2.1 Finkle v. Regency CSP Ventures Ltd. Partnership ("The Wildlife Tour Case")

What does a plaintiff need to show to succeed on a negligent training or supervision case? Can such a claim be brought in addition to a respondeat superior claim based on the employee's negligent action?

Graci FINKLE and Philip Finkle, Plaintiffs, v. REGENCY CSP VENTURES LIMITED PARTNERSHIP; and U.S. Hotel and Resort Management Inc., Defendants.

No. CIV 13-4019.

United States District Court, D. South Dakota, Southern Division.

Signed June 18, 2014.

*997Michael S. Beardsley, Steven C. Beardsley, Beardsley, Jensen & Von Wald, Prof. L.L.C., Rapid City, SD, for'Plaintiffs.

Melanie L. Carpenter, Woods, Fuller, Shultz & Smith, PC, Sioux Falls, SD, for Defendants.

MEMORANDUM OPINION AND ORDER RE: MOTION FOR PARTIAL SUMMARY JUDGMENT

LAWRENCE L. PIERSOL, District Judge.

Plaintiffs, Graci Finkle and Philip Fin-kle, brought this diversity negligence action based on an August 6, 2012 jeep and motorcycle accident on Wildlife Loop Road in Custer' State Park, Custer County, South Dakota. The Amended Complaint alleges Defendants as employers of the allegedly negligent jeep driver are liable under respondeat superior and for “negligent supervision and training in that Defendants negligently managed, directed, trained or oversaw its employees.” Doc. 20. Defendants have moved for partial summary judgment on Plaintiffs’ claim based on negligent supervision and training. Doc. 38. Plaintiffs are resisting this motion and the matter has been fully briefed.

DISCUSSION

Principles of Summary Judgment

“Summary judgment shall be entered for a claim if there is no genuine issue as to any material fact and the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(a). In ruling on a motion for summary judgment, the Court is required to view the facts in the light most favorable to the non-moving party and must give that party the benefit of all reasonable inferences to be drawn from the underlying facts. AgriStor Leasing v. Farrow, 826 F.2d 732, 734 (8th Cir.1987). The moving party bears the burden of showing both the absence of a genuine dispute as to any material fact and its entitlement to judgment as a matter of law. Fed.R.CivP. 56(a); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986).

Factual Background

Plaintiffs Graci Finkle and Philip Finkle are residents of South Carolina. On August 6, 2012, Plaintiff Philip Finkle was operating and Plaintiff Graci Finkle was *998riding as a passenger on a 1996 Harley-Davidson Motorcycle traveling southbound on Wildlife Loop Road in Custer State Park, Custer County, South Dakota. Plaintiffs allege they sustained injuries when Philip laid down his motorcycle to avoid colliding with a Jeep driven by' Kathleen Funk. Plaintiff Philip Finkle testified at his deposition that at the time of the accident the Jeep was just over the crest of a hill on the downhill slope, and that all four tires of the Jeep were on the pavement in the middle of Phillip Finkle’s lane. Phillip Finkle learned after the accident that there were buffalo around the area where the accident happened.

At the time of the accident Funk, an employee of Defendant Regency CSP Ventures Limited Partnerships, was operating a Jeep tour vehicle on Wildlife Loop Road. Defendants concede that Funk was acting within the course and scope of her employment. Funk is employed by Regency CSP as the manager of the “Buffalo Safari Jeep Rides” in Custer State Park, and has been the manager of the tour since 2003. Funk has been driving Jeeps as a tour guide in Custer State Park since 1992. Funk did not hire drivers but was given a crew of drivers to manage. New drivers were trained by veteran drivers such as Funk. All drivers employed by Regency CSP had valid driver’s licenses and were presumed to know the rules of the road. Regency CSP obtained motor vehicle history reports of each driver, including Funk, prior to employing the driver, and all drivers were required to have a “clean driving record.” Defendants did not provide separate training for their drivers regarding the rules of the road.

I.

WHETHER PLAINTIFFS’ NEGLIGENT SUPERVISION AND TRAINING CLAIM IS REDUNDANT AND UNNECESSARY ENTITLING DEFENDANTS TO SUMMARY JUDGMENT ON THIS CLAIM WHEN DEFENDANTS HAVE CONCEDED THAT FUNK, THEIR EMPLOYEE, WAS ACTING WITHIN THE COURSE AND SCOPE OF HER EMPLOYMENT?

Defendants maintain that a negligent supervision or training claim is typically brought by a plaintiff where the employee’s conduct falls outside the employee’s scope of employment, and that in those cases, a plaintiff has to establish an independent theory of recovery against the employer and not rely on respondeat superior to establish vicarious liability. Defendants further maintain that since they concede Funk, an employee, was acting within the course and scope of her employment on August 6, 2012, Plaintiffs’ negligent supervision and training claim is redundant and unnecessary. Defendants further maintain that there is insufficient evidence to support a negligent training and supervision claim. Defendants also point out that in the three major South Dakota Supreme Court cases addressing whether an employer owes a duty to supervise or train its employee to an injured third person,1 the employee’s conduct was intentional, not merely negligent. Plaintiffs respond that since Defendants allege contributory negligence, Plaintiffs must be allowed to present any and all evidence of Defendants’ negligence so that the jury can properly compare the two. Plaintiffs offer that if Defendants were to abandon their claim of contributory negligence, and drop the third party complaint against Philip *999Finkle, Plaintiffs would agree to dismiss their claim for negligent supervision and negligent training.

In a diversity action, state substantive law applies. See Lamar Advertising of S.D., Inc. v. Kay, 267 F.R.D. 568, 574 (D.S.D.2010) (determining existence and scope of the attorney-client privilege). This case presents the question of whether a plaintiff may proceed on a negligent training and supervision claim when the employer has admitted that the employee was acting within the course and scope of her employment at the time of the accident. In a case such as this where there is neither a controlling state statute nor a decision of the highest court of the state directly on point, this Court may apply any rule it believes the South Dakota Supreme Court would adopt. See American Family Ins. Group v. Howe, 584 F.Supp. 369, 380 (D.S.D.1984). If the precise issue has not been addressed by the state’s highest court, this Court “must determine its probable decision on the issue by reference to its analogous case law, relevant decisions of the state’s lower courts, and other potentially elucidating state law materials.” Eichenwald v. Small, 321 F.3d 733, 736 (8th Cir.2003).

“Generally, the law imposes no duty to prevent the misconduct of a third person.” Walther v. KPKA Meadowlands Ltd. P’ship, 581 N.W.2d 527, 531 (S.D.1998). The South Dakota Supreme Court, however, has “acknowledged that employers can be held responsible for the negligent acts of their employees under a respondeat superior theory, and that negligent hiring and supervision of an employee may also give rise to liability.” See Rehm v. Lenz, 547 N.W.2d 560, 566 (S.D.1996). The South Dakota Supreme Court has also held an employer may be liable for the acts of its employee under a respondeat superior claim and a negligent supervision claim, when the respondeat superior liability was based on Restatement (Second) of Agency § 245, which is a special rule which applies when a servant intentionally uses force against another person. Kirlin v. Halverson, 758 N.W.2d 436, 446 (S.D.2008).

Defendants contend that the majority of states that have addressed the issue have held that a plaintiff cannot pursue a claim against an employer for negligent entrustment, hiring, supervision, or training when the employer admits that its employee was acting within the scope of employment when the accident that is the subject of the lawsuit occurred. See Peterson v. Johnson, No. 11-CV-804, 2013 WL 5408532, at *1 (D.Utah Sept. 25, 2013) (citing Coville v. Ryder Truck Rental, Inc., 30 A.D.3d 744, 817 N.Y.S.2d 179 (N.Y.App.Div.2006)); Brown v. Tethys Bioscience, Inc., 10-CV-1245, 2012 WL 4606386, at *6 (S.D.W.Va. Oct. 1, 2012) (citing Niece v. Elmview Grp. Home, 131 Wash.2d 39, 929 P.2d 420 (1997)); Davis v. Macey, 901 F.Supp.2d 1107, 1111 (N.D.Ind.2012) (citing Tindall v. Enderle, 162 Ind.App. 524, 320 N.E.2d 764, 767 (1974)); Brown v. Larabee, 04-CV-1025, 2005 WL 1719908, at *1 (W.D.Mo. July 25, 2005) (citing McHaffie v. Bunch, 891 S.W.2d 822 (Mo.1995) (en banc)); Gant v. L.U. Transport, Inc., 331 Ill.App.3d 924, 927, 264 Ill.Dec. 459, 770 N.E.2d 1155 (Ill.App.Ct.2002); Wise v. Fiberglass Systems, Inc., 110 Idaho 740, 718 P.2d 1178 (1986); see also Adele v. Dunn, No. 12-CV-597, 2013 WL 1314944, at *1-*2 (D.Nev. Mar. 27, 2013) (predicting Nevada courts would follow majority rule); see generally, Richard Mincer, The Viability of Direct Negligence Claims Against Motor Carriers in the Face of Admission of Respondeat Superior, 10 Wyo. L.Rev. 229 (2010). “The rationale [for these holdings] is that the employer’s liability is a derivative claim fixed by a determination *1000of the employee’s negligence. Therefore, courts following the majority rule have determined that evidence of negligent hiring, training, supervision or retention becomes unnecessary, irrelevant, and prejudicial if the employer has already admitted vicarious liability under respondeat superi- or.” Zibolis-Sekella v. Ruehrwein, No. 12-CV-228, 2013 WL 3208573, at *2 (D.N.H. June 24, 2013) (citations, internal citations, and internal quotations omitted).

Some courts have followed the majority rule prohibiting an action for negligent entrustment, hiring, supervision, or training when the employer admits that its employee was acting within the scope of employment while recognizing an exception to the rule when a plaintiff has a valid claim for punitive damages. See, e.g, Sterner v. Titus Transp., LP, CV-10-2027, 2013 WL 6506591 at *3 (M.D.Pa. Dec. 12, 2013); Perry v. Stevens Transp., Inc., No. ll-CV-0048, 2012 WL 2805026 at *6 (E.D.Ark. July 12, 2012). Other courts have recognized the majority rule unless the evidence establishes that the reasons for the employer’s negligent hiring, training, and supervision were proximate causes of the accident. See Zibolis-Sekella v. Ruehrwein, No. 12-CV-228, 2013 WL 3208573, at *3 (D.N.H. June 24, 2013).

A minority of jurisdictions have held that an admission by an employer that its employee was acting within the scope of her employment does not preclude an action for both respondeat superior and negligent entrustment, training, hiring, retention, or supervision. See Fairshter v. American Nat’l Red Cross, 322 F.Supp.2d 646, 653-654 (E.D.Va.2004); Quinonez on Behalf of Quinonez v. Andersen, 144 Ariz. 193, 696 P.2d 1342 (1984); Lim v. Interstate System Steel Div., Inc., 435 N.W.2d 830 (Minh.App.1989); Clark v. Stewart, 126 Ohio St. 263, 185 N.E. 71 (1933). These jurisdictions view these torts as being distinct from respondeat superior and do not allow claim of agency to preclude a separate tort claim. See Marquis v. State Farm Fire and Casualty Co., 265 Kan. 317, 961 P.2d 1213, 1225 (1998). The minority view “cases rest on the proposition that negligent entrustment and negligent hiring, retention, or supervision are torts distinct from respondeat superior and that liability is not imputed but instead runs directly from the employer to the person injured.” Marquis v. State Farm Fire and Cas. Co., 265 Kan. 317, 334, 961 P.2d 1213, 1225 (1998).

This Court finds the minority rule to be better reasoned. In addition, the South Dakota Supreme Court has previously allowed a case to proceed presenting both respondeat superior and negligent retention and supervision claims. See Kirlin v. Halverson, 758 N.W.2d 436 (S.D.2008). This Court holds that it is probable that the South Dakota Supreme Court would hold that an admission that the employee was acting within the scope of his or her employment does not preclude an action for both respondeat superior and negligent training or supervision.

II.

IS THERE SUFFICIENT EVIDENCE IN SUPPORT OF THE CLAIMS OF NEGLIGENT TRAINING AND SUPERVISION TO WITHSTAND A MOTION FOR SUMMARY JUDGMENT?

“A negligent training claim- sug--gests that the manner or circumstances of the employee’s training by the employer inadequately or defectively coached, educated, or prepared its employees for the performance of their job duties.” Kirlin v. Halverson, 758 N.W.2d at 452. A “negligent supervision claim alleges that the employer inadequately or defectively man*1001aged, directed or oversaw its employees.” Id. To prevail in a suit based on negligence, a plaintiff must prove duty, breach of that duty, proximate and factual causation, and actual injury. Hewitt v. Felderman, 841 N.W.2d 258, 263 (S.D.2013).

Plaintiffs argue that Defendants knew its employees would make frequent stops along the wildlife loop road in order to view wildlife but failed to instructed them to not stop on the roadway, and failed to instruct them to utilize the pullouts, or pull off the road when viewing the wildlife. Plaintiffs argue that based on this failure to instruct, a jury must determine whether Defendants were negligent in failing to train and supervise their employees. Plaintiffs provided deposition testimony from representatives of Defendants conceding that reminders of critical safety procedures, where to park a jeep, and the value of utilizing pull-outs on the road are a good idea, although none of the reminders of these safety procedures had been stated to or handed out to their employees.. Plaintiffs, however, have admitted that Funk, who has been manager of the Buffalo Safari Jeep Rides since 2003, has been driving Jeeps as a tour guide in Custer State Park since 1992. Plaintiffs have also conceded that all the jeep drivers, including Funk, were required to have a valid driver’s license'and a clean driving record.

As one court has observed, if bare allegations of a causal connection between a perceived deficiency in training and an accident were sufficient to support a negligent training claim, “such a claim would exist against an employer every time an employee was driving and a passenger was injured.” Glover v. TransCor America, Inc., 57 F.Supp.2d 1240, 1245 (D.Wyo.1999). This Court does not disagree with that general proposition. However, turning to the facts of the present case, another situation is presented. The wildlife to be viewed on a vehicle ride through the park are often not conveniently at one of the 53 turnouts that are in this large park. As a result, the vehicles taking customers on scenic wildlife tours in the park are going to be stopping and lingering at locations other than the turnouts. That sort of driving is out of the ordinary as compared to ordinary driving from point A to point B without multiple stops for viewing. Considering this evidence in a light most favorable to the non-moving parties, there is a submissible issue to be presented to the jury on whether the failure to train for this type of driving was negligence on the part of the Defendants. The Court had thought at the pretrial and motion hearing that supervision was not at issue, but upon further reflection, the Defendants were surely aware of the practice on wildlife tours of stopping where the wild animals were available for viewing, even if that stopping was not at one of the designated turnouts. Accordingly, the jury will be instructed on the duty to supervise and train.

An issue arose at the hearing of the application of comparative negligence to this situation where there is the claimed negligence of Philip Finkle compared to the negligence of the Defendants. Plaintiffs claim that the negligence of Defendants as to supervision and training should be a part of the evidence that is compared along with Defendants’ driver negligence to Philip Finkle’s negligence. The Court believes that all the negligence of the parties should be compared for comparative negligence purposes. See Wood v. City of Crooks, 559 N.W.2d 558 (S.D.1997). If any party thinks otherwise, please provide the Court with your arguments and authorities within 20 days from the date of this Order. Accordingly,

IT IS ORDERED that Defendants’ Motion for Partial Summary Judgment on *1002Plaintiffs’ claim based on negligent supervision and training (Doc. 38) is denied.

5.3.2.2 James v. Kelly Trucking Co. 5.3.2.2 James v. Kelly Trucking Co.

661 S.E.2d 329

Rose L. JAMES and Leroy T. James, Plaintiffs, v. KELLY TRUCKING COMPANY and Alvino C. Hymes, Defendants.

No. 26447.

Supreme Court of South Carolina.

Heard Sept. 18, 2007.

Decided March 10, 2008.

*629Dwight Christopher Moore, of Moore Law Firm, of Sumter, John S. Nichols, of Bluestein & Nichols, of Columbia, and S. Randall Hood, of McGowan Hood Felder & Johnson, of Rock Hill, for Plaintiffs.

Kirby D. Shealy III, of Baker Ravenel & Bender, of Columbia, for Defendants.

Chief Justice TOAL:

We accepted two certified questions from the United States District Court arising out of the situation in which a plaintiff, as a result of allegedly tortious actions by an employee, asserts causes of action for vicarious liability and negligent hiring, training, supervision, or entrustment against an employer. The first question asks whether a plaintiff in South Carolina is precluded, as a general matter, from maintaining a cause of action for negligent hiring, training, supervision, or entrustment after an employer stipulates that it is vicariously liable for its employee’s negligence. In the event we answer the first question “yes,” the second question asks whether *630there is an exception to this general rule when the negligent hiring, training, supervision, or entrustment claim involves a properly pled and available claim for punitive damages. We answer the first question “no,” and therefore do not reach the second.

Factual/Procedural Background

Rose and Leroy James commenced this action to recover for injuries sustained in an automobile accident caused by defendant Alvino Hymes. Hymes was driving a tractor-trailer truck for his employer, defendant Kelly Trucking Company, when he failed to stop for a red light and struck Mrs. James’ vehicle. The James sued both Hymes and Kelly Trucking, seeking to hold Kelly Trucking liable for Hymes’ negligence through the doctrine of respondeat superior. The James also asserted a separate cause of action against Kelly Trucking for the negligent hiring, training, and supervision of Hymes based on his poor driving record. In their prayer for relief, the James sought both actual and punitive damages.

The James settled with the insurers of both Hymes and Kelly Trucking, and then sought recovery under the underinsured motorists provision (UIM) of their insurance policy. The James’ insurer (“the Insurer”) then assumed the defense of this case as allowed by S.C.Code Ann. § 38-77-160 (Supp. 2006). The Insurer, defending the action from the defendants’ perspective, stipulated that Hymes was negligent in causing the accident and that Hymes was acting in the course and scope of his employment with Kelly Trucking when the accident occurred. The Insurer then moved for partial summary judgment, arguing that the James were precluded from proceeding with their negligent hiring claim because Kelly Trucking had admitted liability for Hymes’ negligence.

It was against this backdrop that the District Court certified two questions to this Court, questions which we accepted pursuant to Rule 228, SCACR. The District Court asked:

I. Does South Carolina law prohibit a plaintiff from pursuing a negligent hiring, training, supervision, or entrustment claim once respondeat superior liability has been admitted?

*631II. If the answer to question 1 is in the affirmative, does South Carolina law recognize an exception to the rule where punitive damages on the negligent hiring, training, supervision, or entrustment claim are pled and available?

Law/Analysis

A plaintiff in a civil case may have a number of causes of action at his disposal through which he may seek to hold a tortfeasor or other responsible party liable for his injury, and this is no less the case when a plaintiff alleges that he has been injured by an employee acting in the course and scope of his employment. The doctrine of respondeat superior provides that the employer, as the employee’s master, is called to answer for the tortious acts of his servant, the employee, when those acts occur in the course and scope of the employee’s employment. Sams v. Arthur, 135 S.C. 123, 128-131, 133 S.E. 205, 207-08 (1926). Such liability is not predicated on the negligence of the employer, but upon the acts of the employee, whether those acts occurred while the employee was going about the employer’s business, and the agency principles that characterize the employer-employee relationship. Id.

Just as an employee can act to cause another’s injury in a tortious manner, so can an employer be independently liable in tort. In circumstances where an employer knew or should have known that its employment of a specific person created an undue risk of harm to the public, a plaintiff may claim that the employer was itself negligent in hiring, supervising, or training the employee, or that the employer acted negligently in entrusting its employee with a tool that created an unreasonable risk of harm to the public. See Restatement (Second) of Torts § 317 (1965) (Cited with approval in Degenhart v. Knights of Columbus, 309 S.C. 114, 116, 420 S.E.2d 495, 496 (1992)). As this recitation suggests, the employer’s liability under such a theory does not rest on the negligence of another, but on the employer’s own negligence. Stated differently, the employer’s liability under this theory is not derivative, it is direct.1

*632The Insurer argues that public policy justifies the preclusion of the pursuit of a negligent hiring, training, supervision, or entrustment claim against an employer when the employer admits vicarious liability. The argument goes that the admission of evidence which must be offered to prove a negligent hiring, training, supervision, or entrustment claim — evidence such as a prior driving record, an arrest record, or other records of past mishaps or misbehavior by the employee — will be highly prejudicial if combined with a stipulation by the employer that it will ultimately be vicariously liable for the employee’s negligent acts. The Insurer argues that allowing a plaintiff to maintain an independent negligence cause of action against the employer will require that evidence of an employee’s past negligence be admitted. This admission, in the Insurer’s view, will result in the jury improperly inferring that because the employee was negligent in the past, he was negligent in causing the plaintiffs injuries. The Insurer argues that this inference will lead to a jury verdict driven more by emotion than by application of the law. Although we do not take these arguments lightly, we believe that they do not accurately characterize the concerns at play.

Primarily, we think the argument that an independent cause of action against an employer must be precluded to protect the jury from considering prejudicial evidence presumes too much. Our court system relies on the trial court to determine when relevant evidence is inadmissible because its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury. Rule 403, SCRE. Similarly, we rely on the trial court to craft instructions describing what a jury may or may not infer from a particular piece of evidence, and we grant the tidal court discretion to give such instructions to the jury at the time such evidence is introduced, when charging the jury at the close of the case, or at any proper time in between. In our view, the argument that the court must entirely preclude a cause of *633action to protect the jury from considering prejudicial evidence gives impermissibly short-shrift to the trial court’s ability to judge the admission of evidence and to protect the integrity of trial, and to the jury’s ability to follow the trial court’s instructions.

If this fact alone did not provide a sufficient basis to reject the proposition at issue, the additional complexities involved with adopting such a rule and the proposed exception would provide the tiebreaker. To its credit, the Insurer stipulates that if a plaintiff should generally be prohibited from pursuing a negligent hiring, training, supervision, or entrustment claim once respondeat superior liability has been admitted, there should be an exception to this rule where an employer’s conduct is so reckless or wanton that punitive damages are available. Although this exception appears fairly benign on the surface, we think it raises procedural problems of its own.2

When judging whether a plaintiff may proceed to trial on a cause of action, the trial court typically concerns itself only -with whether the plaintiffs complaint states a factual basis to support a cause of action and whether, at the close of his presentation of the case, the plaintiff has presented a prima facie case supporting the allegations of his complaint. If the trial court, under the exception proposed, is asked to make any sort of a qualitative judgment regarding the employer’s conduct, the exception would drastically alter our traditional concepts of the court’s proper function. On the other hand, if the trial court is simply required to ask whether the plaintiff has requested an award of punitive damages, we think the adoption of a rule of preclusion might prove of little utility. As requests for punitive damages are commonplace in cases of this type, we think traveling the road the Insurer proposes would create an exception which swallows the rule.

We recognize that other jurisdictions have answered these questions differently, see, e.g., McHaffie v. Bunch, 891 S.W.2d 822, 826 (Mo.1995), but we are not resolved to agree in this instance. In our view, it is a rather strange proposition that a *634stipulation as to one cause of action could somehow “prohibit” completely the pursuit of another. A plaintiff may, in a single lawsuit, assert many causes of action against a defendant. The considerations limiting a plaintiffs available causes of action in the typical case are that the plaintiff must be able to demonstrate a prime facie case for each cause of action and that a plaintiff may ultimately recover only once for an injury. Thus, although the Insurer’s stipulation as to vicarious liability ensures that the Insurer (standing in the shoes of Kelly Trucking) will be liable for the James’ injuries, that is only the practical effect of the stipulation. Such practical considerations, in our opinion, ought not require the preclusion of a claim based upon Kelly Trucking’s alleged negligence in hiring Hymes as a matter of law.

Conclusion

After considering the arguments in favor of answering the first certified question in the affirmative, we are of the opinion that the largely policy-based arguments offered in support of such an answer do not justify a grant of approval to the rule proposed. Accordingly, we conclude that South Carolina law. does not prohibit a plaintiff from pursuing a negligent hiring, training, supervision, or entrustment claim once respondeat superior liability has been admitted, and we therefore answer the first certified question “no.” For this reason, we need not reach the second question certified by the District Court.

PLEICONES and BEATTY, JJ., concur.

MOORE, J. dissenting in a separate opinion in which WALLER, J., concurs.

Justice MOORE

dissenting:

I respectfully dissent. I would hold that a plaintiff may proceed on a negligent hiring claim when the employer admits vicarious liability only if there is evidence of gross negligence in hiring that would support an award of punitive damages.

As a general rule, most jurisdictions do not allow a separate claim against an employer where vicarious liability is admitted for the acts of an employee. See McHaffie v. Bunch, 891 *635S.W.2d 822, 826 (Mo.1995), and cases cited therein; Annot. 30 A.L.R.4th 838 (1984).3 The rationale is that the employer’s liability is a derivative claim fixed by a determination of the employee’s negligence. Some courts following this general rule, however, will allow a negligent hiring claim to proceed when the employer’s liability is alleged to include gross negligence in hiring; in this situation, the employer’s gross negligence supports a claim beyond the employee’s negligent act. See Durben v. American Materials, Inc., 232 Ga.App. 750, 503 S.E.2d 618 (1998); Lockett v. Bi-State Transit Auth., 94 Ill.2d 66, 67 Ill.Dec. 830, 445 N.E.2d 310 (1983); Coville v. Ryder Truck Rental, Inc., 30 A.D.3d 744, 817 N.Y.S.2d 179 (2006); see also Bruck v. Jim Walter Corp., 470 So.2d 1141 (Ala.1985). Finally, a minority of courts will allow a negligent hiring claim to proceed, irrespective of gross negligence on the employer’s part, because they hold that negligent hiring is a separate, and not derivative, claim. See Quinonez v. Andersen, 144 Ariz. 193, 696 P.2d 1342 (1984); Marquis v. State Farm Fire and Cas. Co., 265 Kan. 317, 961 P.2d 1213 (1998); Lim v. Interstate System Steel Div., Inc., 435 N.W.2d 830 (Minn.App.1989). The majority has chosen to follow the minority rule.

Contrary to the minority view, our precedent indicates that generally a claim against an employer under a theory of respondeat superior is treated as a derivative claim dependent upon establishing the negligence of the employee. For instance, in David v. McLeod Reg. Med. Center, 367 S.C. 242, 250, 626 S.E.2d 1, 5 (2006), a plaintiff alleged medical malpractice by the treating physicians and vicarious liability of the hospital. We held summary judgment was properly granted in favor of the hospital because the plaintiff had failed to establish negligence by the physician-employees. Similarly, in McCullem v. Liberty Life Ins. Co., 217 S.C. 565, 571, 61 S.E.2d 181, 184 (1950), we upheld a nonsuit in the plaintiffs action against an employer for injuries allegedly caused by an employee where there was no evidence of the employee’s negligence. Both these cases indicate that generally an em*636ployer’s liability is determined by the negligence of his employee and the suit against the employer is a derivative one.4

In some circumstances, a plaintiff may allege the employer’s negligence rises to such a level that it supports liability in addition to the employer’s vicarious liability for the employee’s negligent acts.5 I would allow a separate cause of action in this circumstance because the cause of action against the employer is no longer simply derivative of, or dependent upon, the negligence of the employee.6 Allowing such an action against an employer would further the deterrent purpose of punitive damages. See Clark v. South Carolina Dep’t of Pub. Safety, 362 S.C. 377, 608 S.E.2d 573 (2005) (upholding verdict on claim of negligent supervision where there was evidence of employer’s gross negligence despite jury’s failure to find employee’s breach of a duty); Clark v. Cantrell, 339 S.C. 369, 378, 529 S.E.2d 528, 533 (2000) (purposes of punitive damages are to punish wrongdoer and deter similar reckless, willful, wanton, or malicious conduct in the future).7 I depart from the majority’s holding because I would not allow a separate cause of action to proceed where there is no evidence of gross negligence on the employer’s part.

WALLER, J., concurs.

5.3.3 Contractors 5.3.3 Contractors

5.3.3.1 Huddleston ex rel. Huddleston v. Union Rural Electric Ass'n 5.3.3.1 Huddleston ex rel. Huddleston v. Union Rural Electric Ass'n

Jami N. HUDDLESTON and Jenifer B. Huddleston, minors, by their parent and next friend, Judith C. HUDDLESTON, Petitioners, v. UNION RURAL ELECTRIC ASSOCIATION, Respondent.

No. 91SC503.

Supreme Court of Colorado, En Banc.

Nov. 23, 1992.

*284Breit, Best, Richman and Bosch, P.C., John L. Breit, Bradley A. Levin, Frank W. Coppola, Denver, Pryor, Carney and Johnson, P.C., Thomas L. Roberts, Elizabeth C. Moran, Englewood, for petitioners.

Hall & Evans, Alan Epstein, Peter F. Jones, Robert J. McCormick, Denver, for respondent.

Justice LOHR

delivered the Opinion of the Court.

This case arises out of an airplane accident and presents issues concerning the scope of the “inherently dangerous activity” exception to the rule that one who employs an independent contractor is not liable for torts committed by the independent contractor or its servants. In an action by the children of a passenger killed in a crash of a single engine plane against Union Rural Electric Association (UREA), which engaged a contract flight service to make the wintertime mountain flight that resulted in the passenger’s death, the district court entered judgment for the plaintiffs based on a jury verdict. The Colorado Court of Appeals reversed and directed that the action be dismissed. Huddleston v. Union Rural Elec. Ass’n, 821 P.2d 862 (Colo.App.1991). The court held that as a matter of law the activity of the contractor was not inherently dangerous and that the district court therefore erred ,in denying the motion of UREA for a directed verdict. Id. We granted certiorari and now reverse and remand for a new trial.

I

Some of the pertinent facts have been stipulated, and others appear in the record without contradiction. UREA is a rural electric cooperative corporation that supplies power to customers in certain Colorado counties along the front range. Early in 1987, legislation proposed by UREA was pending in the Colorado General Assembly, and UREA had hired an organization of *285which James Huddleston was a part to provide lobbying services. In furtherance of the effort to secure passage of the legislation, UREA wished to seek the support of other rural electric cooperatives. One such organization was San Miguel Power Association, which served certain areas on Colorado’s western slope. At least a week before a meeting of the board of directors of San Miguel Power Association scheduled for January 28, 1987, in Nucía, Colorado, UREA’s executive secretary called Charles L. Brooks, who operated a charter airplane service, and arranged for him to transport UREA representatives to the meeting. They agreed on the use of a single engine aircraft. On January 28, Brooks piloted a single engine Cessna aircraft on a trip from the Jefferson County airport, with Nucía as the destination. On board were two directors of UREA and James Huddle-ston. The plane subsequently crashed into a mountain near Nucía killing all occupants of the aircraft.1

Judith Huddleston, the wife of decedent James Huddleston, brought this action in Boulder County District Court as parent and next friend of the couple’s two children, Jami N. Huddleston and Jenifer B. Huddleston. The plaintiffs asserted a claim for negligent hiring of pilot Brooks and also asserted that UREA was accountable for Brooks’ negligence on the basis of respondeat superior because the activity in which Brooks was engaged was “inherently dangerous,” thereby qualifying for an exception to the general rule that an employer of an independent contractor is not liable for injuries resulting from the negligence of the contractor.2

UREA moved to dismiss the claim grounded on respondeat superior on the basis that as a matter of law “aviation is not inherently dangerous and the operation of a charter service does not subject the party who charters the plane to vicarious liability.” As part of the same motion, UREA sought summary judgment on the negligent hiring claim. The district court granted the motion for summary judgment on the negligent hiring claim.3 It concluded, however, that it could not find as a matter of law that the activity in question was not inherently dangerous, and therefore denied the motion to dismiss the re-spondeat superior claim.

The case was tried to a jury. Prior to trial, the parties stipulated that the crash that caused the death of James Huddleston occurred as a direct and proximate result of the negligence of Brooks. They also stipulated that Brooks was an independent contractor and not an employee of UREA.4

After presentation of all the evidence, UREA moved for a directed verdict, again asserting that as a matter of law the activity in which Brooks was engaged was not inherently dangerous. The district court denied the motion, and the jury subse*286quently returned a verdict for the plaintiffs in the amount of $525,000. The court entered judgment against UREA based on the jury verdict.

UREA appealed to the Colorado Court of Appeals. The court held that “the proper test to determine whether an activity is ‘inherently dangerous’ is whether danger ‘inheres’ in performance of the activity no matter how skillfully performed” and that “if there is a way to perform the ... activity without danger, ... then the activity is not ‘inherently dangerous.’ ” Huddleston, 821 P.2d at 864 (citations omitted). Relying on the proposition that construction of a contract is a matter of law for a court to decide, the court then defined the activity for which Brooks was hired according to its interpretation of the agreement between Brooks and UREA. Id. at 865. It found that the parties had agreed that Brooks would safely transport Huddleston to Nuc-ía by a single engine airplane, and that Brooks was not required by contract to proceed with the flight in the event of adverse weather conditions. Id. at 866. Taking notice that air transportation, in general, is far safer than automobile transportation, and applying what it found to be the proper test for determining whether an activity is inherently dangerous, the court held that reasonable minds had to agree that the contracted-for activity was not inherently dangerous. Id. Therefore, according to the court of appeals, “UREA was not vicariously liable under the ‘inherent danger’ exception to the general rule of employer non-liability,” and the district court erred in denying UREA’s motion for a directed verdict. Id.

We granted certiorari to review the court of appeals’ judgment, and now hold that the court of appeals erred both by applying an incorrect test to determine whether an activity is inherently dangerous and by defining that activity only or primarily according to its interpretation of the independent contractor’s contractual obligations. We further hold that the plaintiffs produced sufficient evidence at trial to create an issue of fact for the jury as to whether all the elements of the “inherently dangerous activity” exception to the general rule of nonliability for the negligence of an independent contractor were proven by a preponderance of the evidence. However, because the jury instructions did not adequately apprise the jury of the elements of the inherently dangerous activity exception, we remand to the court of appeals with directions that it order a new trial in this case.

II

In Western Stock Center, Inc. v. Sevit, Inc., 195 Colo. 372, 578 P.2d 1045 (1978), we again recognized the “inherently dangerous activity” exception to the general rule that employers of independent contractors are not liable for the torts of their contractors. Id. at 378, 578 P.2d at 1050. See Garden of the Gods Village v. Hellman, 133 Colo. 286, 295, 294 P.2d 597, 602 (1956). We now reaffirm the inherently dangerous activity exception5 and further *287articulate guidelines for its application. We consider first the policy objectives behind the exception and then the legal bases from which the exception is derived. We conclude that the court of appeals misinterpreted the exception in this case.

A

The inherently dangerous activity exception is based on two primary policy concerns. The first is that employers whose enterprises directly benefit from the performance of activities that create special and uncommon dangers to others should bear some of the responsibility for injuries to others that occur as a result of the performance of such activities. See Fleming James, Jr., Vicarious Liability, 28 Tul.L.Rev. 161, 169-70, 172 (1954) (explaining that a policy behind vicarious liability in general has been that those for whose benefit and at whose direction risks are imposed on others should share the cost of losses incurred as a result of such risks).6 This accords with basic intuitions of fairness, and it is also consistent with what is often efficient economically.7 The second is that it is sound public policy with regard to inherently dangerous activity “to have another layer of concern in order to try to ensure that activity that is inherently dangerous gets enough attention so that we reduce the number of people who are injured.” Tr. at 158-59, Huddleston v. Union Rural Electric Ass’n (Boulder County Dist.Ct. Feb. 6, 1990) (No. 88CV2012) (Bellipanni, J., ruling from the bench on defendant’s motion for a directed verdict). In other words, with regard to inherently dangerous activities, it is desirable that employers have an added incentive to encourage their independent contractors to take all reasonably feasible precautions against injury to others.

B

As a general rule, a person hiring an independent contractor to perform work is not liable for the negligence of the independent contractor. E.g., Thayer v. Kirchhof, 83 Colo. 480, 484, 266 P. 225, 226-27 (1928); see Restatement (Second) of Torts § 409 (1964). In Garden of the Gods, however, this court adopted the widely recognized rule that “[wjhen work to be done is dangerous in itself, or is of a character inherently dangerous unless proper precautions are taken, an employer cannot evade liability by engaging an independent contractor to do such work.” Garden of the Gods, 133 Colo. at 295, 294 P.2d at 602. In Western Stock, we drew upon section 427 of the Restatement (Second) of Torts and *288described an inherently dangerous activity as one “ ‘involving a special danger to others which the employer knows or has reason to know to be inherent in or normal to the work,'” Western Stock, 195 Colo. at 378, 578 P.2d at 1050 (quoting from section 427 of the Second Restatement), but then added, somewhat paradoxically, that the work or activity “must only present a foreseeable and significant risk of harm to others if not carefully carried out.” Id. We now are persuaded that Western Stock does not adequately identify the legal criteria by which to determine whether an activity may properly be characterized as “inherently dangerous” for purposes of the rule of vicarious liability. Instead of relying solely upon Western Stock as the standard for resolving whether an activity is inherently dangerous, we must therefore look to several provisions of the Restatement (Second) of Torts and related case law to supply the appropriate analytical framework for answering that question.

Section 427 of the Restatement (Second) of Torts carves out a limited exception to the general rule of nonliability for the negligence of an independent contractor by providing as follows:

One who employs an independent contractor to do work involving a special danger to others which the employer knows or has reason to know to be inherent in or normal to the work, or which he contemplates or has reason to contemplate when making the contract, is subject to liability for physical harm caused to such others by the contractor’s failure to take reasonable precautions against such danger.

(Emphasis added.) As framed, section 427 creates a rule of vicarious liability making the employer liable for the negligence of the independent contractor in failing to guard against a special danger, irrespective of whether the employer has itself been at fault. See Restatement (Second) of Torts, introductory note at 394. However, this rule of vicarious liability “applies only where the harm results from the negligence of the contractor in failing to take precautions against the danger involved in the work itself, which the employer should contemplate at the time of his contract,” id. § 427 cmt. d, and does not apply “where the negligence of the contractor creates a new risk, not inherent in the work itself or in the ordinary or prescribed way of doing it, and not reasonably to be contemplated by the employer.” Id. Section 427, in other words, does not apply to the “ ‘collateral negligence,' ” id., of the independent contractor, where “collateral negligence”8 means the following: It is negligence of the independent contractor that occurs after the independent contractor has departed from the ordinary or prescribed way of doing the work, when such departure is not reasonably to have been contemplated by the employer, and when such negligence would not have occurred but for such a departure. In the event that such a departure is by itself a negligent act or omission on the part of the independent contractor, that too is “collateral negligence.” What is common in either case is that “collateral negligence” is negligence not reasonably to have been contemplated by the employer, *289in contrast to negligence reasonably to have been contemplated as a recognizable risk associated with the ordinary or prescribed way of doing the work under the circumstances.

Although the comments to section 427 of the Restatement (Second) of Torts do not define “special danger,” id. § 427, helpful insight into the meaning of this term can be gleaned from other sections of the Restatement, such as section 416, which is closely related to section 427 and represents a different form of the same general principle stated in section 427. See id. § 416 cmt. a. Section 416 of the Restatement (Second) of Torts states:

One who employs an independent contractor to do work which the employer should recognize as likely to create during its progress a peculiar risk of physical harm to others unless special precautions are taken, is subject to liability for physical harm caused to them by the failure of the contractor to exercise reasonable care to take such precautions, even though the employer has provided for such precautions in the contract or otherwise.

(Emphasis added.) Comment d to section 416 defines a “peculiar risk” as “a risk differing from the common risks to which persons in general are commonly subjected by the ordinary forms of negligence which are usual in the community.”

Comment b to section 416 incorporates by reference comment b to section 413 with respect to the meaning of both “peculiar risk” and “special precautions.”9 When these comments are read together, it is clear that the independent contractor’s failure to take precautions against an ordinary or customary danger does not create the type of “special or peculiar danger” to which the “inherently dangerous” activity exception applies. Id. § 413 cmt. b. Rather, it is the work itself, or the particular circumstances under which the work is to be performed, that must create the special type of danger that is not ordinarily present in the type of activities to which persons are generally subjected in the community. See, e.g., Wilson v. Good Humor Corp., 757 F.2d 1293, 1304 (D.C.Cir.1985) (inherent danger depends on the nature of the work and the fact-specific circumstances under which the work is to be performed); Stark v. Weeks Real Estate, 94 Cal.App.3d 965, 156 Cal.Rptr. 701, 705 (1979) (peculiar risk is a risk peculiar to the work to be done and arises out of its character and place of performance); Lunde v. Winnebago Indus., Inc., 299 N.W.2d 473, 476 (Iowa 1980) (the peculiar risk must inhere in the work itself as performed in its usual or normal manner); Reilly v. Highman, 185 Kan. 537, 345 P.2d 652, 656 (1959) (contemplated conditions under which the work is to be done and the known circumstances attending it are important considerations in determining whether work constitutes an inherently dangerous activity). For purposes of the “inherently dangerous” activity exception, therefore, the focus is on dangers recognizable in advance or contemplated by the *290employer as being “inherent” in the activity, or the. circumstances of performance, when carried out in its ordinary way, and not on risks created by or following from the contractor’s unforeseeable departure from the ordinary or prescribed way of performing the work under the circumstances.

Against this backdrop of the Restatement (Second) of Torts and related case law, we conclude that an activity will qualify as “inherently dangerous" when it presents a special or peculiar danger to others that is inherent in the nature of the activity or the particular circumstances under which the activity is to be performed, that is different in kind from the ordinary risks that commonly confront persons in the community, and that the employer knows or should know is inherent in the nature of the activity or in the particular circumstances under which the activity is to be performed. In addition, although an activity may be inherently dangerous, an employer will not be liable for injuries caused by the collateral negligence of its independent contractor in performing that activity.

C

The court of appeals held that because the activity for which Brooks was hired could have been performed without danger, such activity could not have been inherently dangerous. Huddleston, 821 P.2d at 866. Accord id. at 864 (“[T]he proper test to determine whether an activity is ‘inherently dangerous’ is whether danger ‘inheres’ in performance of the activity no matter how skillfully performed” and “if there is a way to perform the ... activity without danger, ... then the activity is not ‘inherently dangerous.’ ”) (citations omitted).

This, however, is not the correct test, for an activity may be inherently dangerous even if it can be performed safely by taking proper precautions, Restatement (Second) of Torts § 427 cmt. b (“[i]t is not ... necessary to the employer’s liability that the work be of a kind which cannot be done without a risk of harm to others”). In other words, the court of appeals erred by selecting a test that requires an activity to be more dangerous than it needs to be in order to be classified as inherently dangerous for the purpose of applying the inherently dangerous activity exception to the general rule that employers are not liable for the torts of their independent contractors.10

Ill

Once the correct standard by which to determine whether an activity is inherently dangerous has been identified, it is still necessary to define the activity to which that standard should be applied. The court of appeals took the approach that the activity to which the standard is to be applied should be defined by the independent contractor’s contractual obligations to the em*291ployer, and that, therefore, the definition of the activity in question is a matter of the interpretation of a contract. As we shall explain, this approach is flawed because it fails to recognize that when the inherently dangerous activity exception applies and the negligence of the independent contractor is not collateral to the work, the law invokes the theory of respondeat superior, according to which an employer may be liable for the tort of its agent even if the agent acted in violation of the employer’s express instructions. See infra part III B. But before we do that, the decision of the court of appeals also raises an issue regarding the interpretation of oral contracts which, although we need not resolve it, deserves comment in order to obviate the potential for confusion. See infra part III A.

A

The court of appeals thought that “[t]he issue before [it was] ... whether the specific terms and details of the contracted activity were ... in dispute based on the evidence and, if not, whether reasonable minds could differ on whether ... the contracted activity was ‘inherently dangerous.’ ” Huddleston, 821 P.2d at 865. In taking that approach, the court began with a rule that “inasmuch as contract construction is a matter of law, the appellate court is not bound by the findings and conclusions of the trial court.” Id. (citing Buckley Bros. Motors, Inc. v. Gran Prix Imports, Inc., 633 P.2d 1081 (Colo.1981)). In Gran Prix Imports, however, we were faced with the interpretation of a writing, and our holding was that “the determination of ambiguity in a document is a question of law and ... this court is not bound by the findings of the trier of fact.” Gran Prix Imports, 633 P.2d at 1083 (emphasis added). Accord Fibreglas Fabricators, Inc. v. Kylberg, 799 P.2d 371, 374 (Colo.1990) (“Interpretation of a written contract and the determination of whether a provision in the contract is ambiguous are questions of law, and this court need not defer to the trial court’s interpretation of the contract.”) (emphasis added); Pepcol Mfg. Co. v. Denver Union Corp., 687 P.2d 1310, 1313 (Colo.1984) (“Interpretation of a written contract is generally a question of law for the court.”) (emphasis added).

In contrast with Gran Prix Imports, Pepcol, and Fibreglas Fabricators, there is no evidence in this case that there is a document to interpret or that there ever was a written agreement between Brooks and UREA concerning the flight to Nucia.11 Furthermore, this court has not yet ruled on the specific and proper allocation of functions between the court and a jury when the issue is the interpretation or construction of a purely oral agreement.12 *292Nor need we reach today the issues of whether the court of appeals correctly took it upon itself to construe the oral agreement or whether, when faced with construing the agreement, the court of appeals interpreted it correctly. Instead, we simply start with the assumption, without expressing any opinion on the matter, that the court of appeals correctly determined that there was a contract between Brooks and UREA, that the contract required “that Brooks safely transport Huddleston and two UREA board members from Jefferson County to Nucia on January 28, 1987,” Huddleston, 821 P.2d at 866 (emphasis added), and that it “was not a condition of the contract that Brooks proceed with the flight regardless of existing weather conditions.” Id.

B

In Western Stock, we held that when the inherently dangerous activity exception is applicable, “ ‘the law invokes the theory of respondeat superior, imposing the master-servant relationship upon the parties engaged in the activity.’ ” Western Stock, 195 Colo. at 378, 578 P.2d at 1050 (quoting Epperly v. City of Seattle, 65 Wash.2d 777, 399 P.2d 591 (1965)). Under the theory of respondeat superior, “[a]n employer may be held responsible for tortious conduct by an employee only if the tort is committed within the course and scope of employment.” Destefano v. Grabrian, 763 P.2d 275, 286 (Colo.1988). Generally, “[a]n employee is acting within the scope of his employment if he is engaged in the work which has been assigned to him by his employer or he is doing what is necessarily incidental to the work which has been assigned to him or which is customary within the business in which the employee is engaged.” Id. at 287. Moreover, it is widely recognized that “[i]f the tortious act is within or incident to an employee’s authorized duties, the employer is liable even if the employee acted in violation of the employer’s instructions.” Fahey v. Rockwell Graphic Systems, Inc., 20 Mass.App.Ct. 642, 482 N.E.2d 519, 527 (1985), rev. denied, 396 Mass. 1103, 485 N.E.2d 188 (1985).13 In short, “[a]n act, although forbidden, or done in a forbidden manner, may be within the scope of employment,” Restatement (Second) of Agency § 230 (1958), and “[a] master cannot avoid responsibility for the negligence of a servant by telling him to act carefully.” Id. § 230 cmt. b.

In the case before us, therefore, it is not dispositive if UREA’s agreement *293with Brooks required that Brooks carefully or safely transport Huddleston to Nucía aboard a single engine plane. Rather, if the negligence of Brooks occurred while Brooks was acting within the scope of the work for which he was hired, and if the negligence was not collateral to that work, then, if it was recognizable to UREA that the work as performed would be inherently dangerous, even if the negligence of Brooks violated his contractual obligations and UREA’s express instructions, UREA would still be liable under the inherently dangerous activity exception for injuries directly and proximately caused to third persons by such negligence.14 If this were not the rule, an employer could always avoid liability under the inherently dangerous activity exception simply by inserting into its agreements standard language to the effect that its independent contractor promises to perform safely and to take all necessary precautions. Consequently, when determining whether the work that an independent contractor was hired to perform was inherently dangerous, the trier of fact must take into account more than just the manner in which an oral or written contract legally obligates the contractor to perform such work. The important point is that while an independent contractor may have a legal obligation to take a particular precaution as a matter of contract law, as a matter of fact the employer may nevertheless know or contemplate, or may nevertheless have reason to know or to contemplate, that the work to be performed is inherently dangerous. The court of appeals erred, therefore, insofar as it defined the activity in question only or primarily according to the terms of Brooks’ contractual obligations, rather than in terms of what, as a matter of fact, UREA knew or had reason to know about the type of dangers associated with the work it was hiring Brooks to perform. Cf. Ballinger v. Gascosage Elec. Coop., 788 S.W.2d 506, 511 (Mo.1990) (explaining that under the inherently dangerous activity exception, the employer “remains liable for the torts of the contractor[] simply for commissioning the activity. The liability attaches without any need for showing that the employer is in any respect negligent. It is purely vicarious.”) (overruled by Zueck v. Oppenheimer Gateway Properties, 809 S.W.2d 384, 390 (Mo.1991), but only to the extent that Ballinger also holds that the inherently dangerous activity exception applies to employees of independent contractors covered by workers’ compensation).

IV

Having determined that the court of appeals erred in its definition of inherently dangerous activity, and that it also erred by applying that definition to an activity defined only or primarily according to an interpretation of Brooks’ contractual obligations, we now address whether the plaintiffs produced sufficient evidence at trial to create an issue of fact for the jury as to whether all the elements of the inherently dangerous activity exception were proven by a preponderance of the evidence.

We acknowledge that the determination of whether an activity is inherently dangerous will ultimately depend on the state of the evidence bearing on that issue. Depending on the state of the evidence, a court may or may not be required to rule as a matter of law that the activity does or does not qualify as inherently dangerous. See generally Kopeikin v. Merchants Mortgage and Trust Corp, 679 P.2d 599, 601 (Colo.1984); Gossard v. Watson, 122 Colo. 271, 275, 221 P.2d 353, 356 (1950). If the state of the evidence is such that when viewed in a light most favorable to the *294plaintiff, the court is convinced that a jury could not find that all the following elements have been proven by a preponderance of the evidence, then it should direct a verdict against the plaintiff and in favor of the employer: (1) that the activity in question presented a special or peculiar danger to others inherent in the nature of the activity or the particular circumstances under which the activity was to be performed; (2) that the danger was different in kind from the ordinary risks that commonly confront persons in the community; (3) that the employer knew or should have known that the special danger was inherent in the nature of the activity or in the particular circumstances under which the activity was to be performed; and (4) that the injury to the plaintiff was not the result of the collateral negligence of the defendant’s independent contractor. Of course, if a jury could reasonably find from the evidence, when viewed in the light most favorable to the plaintiff, that all of the above elements have been proven by a preponderance of the evidence, then the issue of whether the activity is inherently dangerous should be submitted to the jury.

At trial, the plaintiffs’ expert witness on aviation testified that in light of the particular circumstances surrounding the flight in question, it was his opinion that the flight was “very dangerous” if it was not carefully carried out. The jury also heard evidence to the effect that Brooks was hired to fly a single engine airplane, that such an airplane was unpressurized and uncertified for flights into icy conditions, that flying in the Colorado mountains safely in the wintertime requires a skilled understanding of sometimes difficult and unpredictable weather patterns, that the airport at Nucía did not have a Federal Aviation Administration approved instrument approach procedure, that Brooks filed an instrument flight plan, and that representatives of UREA took into consideration the risk involved in flying a small plane in the wintertime in the mountains of Colorado. The jury also heard evidence to the effect that the type of aircraft flown by Brooks is a good, reliable “work horse type airplane” capable of safely flying in Colorado all year around under proper conditions. There was no evidence introduced that, in general, Brooks was not a capable pilot.

We are satisfied that contracting with a charter airplane service to fly passengers in the wintertime is not per se an inherently dangerous activity. However, when the evidence bearing on the particular circumstances under which the flight was to be performed in this case is viewed in a light most favorable to the plaintiff, we are also convinced that the evidence created an issue of fact for the jury as to whether all the elements of the “inherently dangerous activity” exception to the general rule of nonliability for the negligence of an independent contractor were proven by a preponderance of the evidence.

V

Our last step is to consider whether the jury was properly instructed on the meaning of “inherently dangerous activity,” and on how to apply that concept in this case. We conclude that it was not.

Understandably, the trial court relied heavily on the precise language employed in Western Stock (part of which we characterize today as “somewhat paradoxical”) and was reluctant even to attempt to dissect into its individual elements the meaning of section 427 of the Restatement (Second) of Torts. As a result the jury was not instructed to consider separately any of the elements of the inherently dangerous activity exception that we identify today, and the jury was given no instruction at all on the issue of whether the accident was caused by the collateral negligence of Brooks. The jury instructions in this case were therefore “ ‘so erroneous or so confusing or misleading as probably to lead the jury into error of such proportion as to require a new trial.’ ” Rego Co. v. McKown-Katy, 801 P.2d 536, 539 (Colo.1990) (quoting Coleman v. United Fire and Casualty Co., 767 P.2d 761, 764 (Colo.App.1988)).15

*295VI

For the foregoing reasons, we reverse the judgment of the court of appeals and remand to that court with directions to order a new trial.

ROVIRA, C.J., dissents and VOLLACK, J., joins in the dissent.

Chief Justice ROVIRA

dissenting:

Contrary to the majority, it is my opinion that rather than refining the circumstances and manner in which the inherently dangerous exception is to apply, we should take this opportunity to repudiate that doctrine and overrule the prior decisions of this court adopting it. I would do so for a number of reasons. First, I am of the opinion that, to the extent the policy considerations that gave rise to this exception are justifiable, they are neither adequately nor properly advanced by invocation of the inherently dangerous exception. Second, though the exception may appear desirable in the abstract, when its practical implications and potential applications are considered, it is revealed to be impractical. Third, the costs that are imposed as a result of this exception far outweigh any incremental benefits that are to be gained by adherence to it. Finally, it is my view that the inherently dangerous exception is itself unnecessary, as clearer more predictable theories of liability are available to address the policy considerations that purportedly support the inherently dangerous doctrine. Therefore, I respectfully dissent.

I

The majority opinion refines the rule adopted by this court in Western Stock Center, Inc. v. Sevit, Inc., 195 Colo. 372, 578 P.2d 1045 (1978), and Garden of the Gods Village v. Hellman, 133 Colo. 286, 294 P.2d 597 (1956), which recognized an exception to the general rule that an employer of an independent contractor is not liable for torts committed by the independent contractor. That exception provides that liability may be imposed on the employer based on the theory of vicarious liability so long as the torts occur while the independent contractor is engaged in an “inherently dangerous” activity on behalf of the employer. As refined by the majority, an “inherently dangerous” activity is one that

presents a special or peculiar danger to others that is inherent in the nature of the activity or the particular circumstances under which the activity is to be performed, that is different in kind from the ordinary risks that commonly confront persons in the community, and that the employer knows or should know is inherent in the nature of the activity or in the particular circumstances under which the activity is to be performed.

Maj. op. at 290.

The majority finds that this rule of vicarious liability is justified on the bases of two primary policy considerations. One such consideration is the propriety of establishing “another layer of concern in order to try to ensure that activity that is inherently dangerous gets enough attention so that we reduce the number of people who are injured.” Maj. op. at 287. The other policy rationale is

that employers whose enterprises directly benefit from the performance of activities that create special and uncommon dangers to others should bear some of the responsibility for injuries to others that occur as a result of the performance of such activities.

Maj. op. at 287. Although I acknowledge that these goals are desirable, I do not *296agree that the inherently dangerous exception to the general rule advances them.

It is axiomatic that reducing the number of injuries which result from the performance of inherently dangerous activities is a desirable end. Indeed, this policy is merely one way to express one of the primary functions of tort law, i.e., creating the incentive to prevent the occurrence of harm. W. Page Keeton et ah, Prosser and Keeton on the Law of Torts § 4, at 25 (5th ed. 1984). Simply identifying this policy, however, begs the question whether, and at what cost, a particular rule of tort law may further this end.

The inherently dangerous exception to the general rule of nonliability does not necessarily insure that inherently dangerous activities will be performed any more safely than in the absence of this exception. This is so for at least three reasons. First, because the inherently dangerous exception creates no new obligations or duties on the part of the employer than would otherwise be applicable, it does not directly create the incentive on the part of the employer to more carefully select, instruct, or provide for the independent contractor. Second, because independent contractors— by definition — discharge their activities free from the control and supervision of their employer, there is no reason to assume that the imposition of vicarious liability on the employer will, or could, have a significant impact on the safety with which an independent contractor performs the inherently dangerous activity. See Restatement (Second) of Agency § 2(3) (1958) (“An independent contractor is a person who contracts with another to do something for him but who is not controlled by the other nor subject to the other’s right to control with respect to his physical conduct in the performance of the undertaking.”). Consequently, any additional safety incentives that may be created by imposition of the inherently dangerous exception could, by the very nature of the employer/independent contractor relationship, be only minimal. Finally, given that the inherently dangerous exception imposes liability on the employer, and not the independent contractor, it cannot be said that the rule creates any additional incentives on the independent contractor to perform the work any more safely than otherwise would be the case. In light of these observations, I am left with considerable doubt as to whether the inherently dangerous exception can be said to further the first policy rationale that purportedly justifies it, i.e., the avoidance of harm.

II

The propriety of abolishing the exception is similarly warranted on the grounds that the rule itself creates extremely impractical expectations on potential employers of independent contractors. The second policy justification thought to support the inherently dangerous exception identified by the majority is

that employers whose enterprises directly benefit from the performance of activities that create special and uncommon dangers to others should bear some of the responsibility for injuries to others that occur as a result of the performance of such activities.

Maj. op. at 287. While such a principle may seem perfectly logical, its impracticalities can clearly be seen by recognizing the wide range of circumstances to which the inherently dangerous exception applies.

It is important to note that “employers whose enterprises directly benefit” from inherently dangerous activities include not only large corporations, multi-million dollar manufacturers, and general contractors harnessing the expertise of many independent contractors. The “enterprises” which may benefit from the performance of inherently dangerous work can be as commonplace as a homeowner contracting to have his or her home painted. See Rohlfs v. Weil, 271 N.Y. 444, 3 N.E.2d 588 (1936) (affirming appellate court’s finding that a jury could properly impose vicarious liability on an employer who contracted with an independent contractor for painting services when a pedestrian passing near a scaffold used to complete the painting was injured by falling objects from the scaffold); Mackey v. Campell Constr. Co., 101 *297Cal.App.3d 774, 162 Cal.Rptr. 64 (1980) (affirming the imposition of vicarious liability on an employer for injuries sustained by an independent contractor’s servant who was injured when he fell from a scaffold while attempting to move it). In such a circumstance, it seems highly impractical to impose liability on a homeowner for the negligence of an independent contractor when the very reason for hiring the contractor may be the acknowledged lack of expertise, knowledge, and experience required to correctly perform the inherently dangerous activity. To what extent can it reasonably be expected that such activities will be undertaken more safely as a result of imposing liability on a party who may very well be completely ignorant with respect to the proper way to perform the task and wholly unknowing respecting possible safety measures that might be taken? Moreover, even if one accepts the notion that innocent persons injured as a result of inherently dangerous activities should not go uncompensated, to what extent does it make sense to impose the burden of compensation on the homeowner contracting for painting services?

Ill

Such doubts should, in and of themselves, create considerable apprehension regarding the desirability of maintaining this rule. This skepticism is enhanced, however, after recognition is given to the fact that any minimal safety gains that may result from invocation of this rule are far outweighed by the significant uncertainties and costs imposed by the exception.

As we recognized in Western Stock Center, Inc., the question of what constitutes an inherently dangerous activity is a difficult one. Western Stock Center, Inc., 195 Colo. at 378, 578 P.2d at 1050. The inconsistencies and ambiguities that have resulted from the adoption of the inherently dangerous rule have led to a line of cases that is, as one commentator has noted, “divided against itself without reason.” James B. McHugh, Note, Risk Administration in the Marketplace: A Reappraisal of the Independent Contractor Rule, 40 U.Chi. L.Rev. 661, 665 (1973).

For example, “fumigating is regarded as inherently dangerous ... while disinfecting railroad cars with a creosote solution is not. Similarly, steam sawmills have been held both to be and not to be inherently dangerous, while negligently piled beams have revealed an insidious character unknown to negligently piled pipes.” Id. at 665 (footnotes omitted). In addition, constructing a dam has been held to be inherently dangerous whereas the construction of a bridge is not. Id. 665 n. 26. The removal of a decayed structure has been found to be inherently dangerous, but not raising the roof of a building. Id. Further, there is little reason to suppose that such contradictory results will be avoided simply by invocation of the majority’s refined rule — different juries will always be free to apply the inherently dangerous test differently.

Given the seeming contradictions evidenced by these cases regarding what is or is not an inherently dangerous activity, it is safe to assume that this exception often will provide no warning to prospective employers of independent contractors respecting their potential liabilities. Again, this fact tends to repudiate the notion that the inherently dangerous exception would enhance the safety with which inherently dangerous activities are undertaken.

Further, any minimal benefits provided by the exception are outweighed by the significant costs that it imposes on employers and consumers alike. There can be little doubt that independent contractors who engage in inherently dangerous activities should be insured for any injuries that might result from their activities. Naturally, the cost of such insurance will be passed on to those who employ these contractors. This increased cost carried by the employer will in turn be passed on to his or her consumers. With the inherently dangerous exception, however, the law now imposes upon prudent employers the obligation to insure against the potential negligence of their independent contractors. As stated above, however, responsible independent contractors should also insure against their *298negligence. The result is that all independent contractors who engage in inherently dangerous activities will now be “double insured” — resulting in increased and unnecessary costs both to the employer of independent contractors and to the ultimate consumer. Moreover, because of the confusion regarding what an inherently dangerous activity might be, it would be reasonable to assume not only that many independent contractors will be double insured, but that many employers will be obtaining insurance for the activities of their independent contractors when such insurance may in fact be unnecessary. Once again, any minimal safety benefits that may result from the inherently dangerous exception will be outweighed both by the uncertainties and costs imposed by the exception.

IV

It could be argued, of course, that the costs, uncertainties, and impractical expectations which attend the inherently dangerous rule adequately could be avoided by properly restricting the scope of the inherently dangerous exception. This is, in fact, precisely what the majority opinion purports to do. The majority, after articulating the proper test to apply in determining what activities are inherently dangerous, seeks to restrict the overly broad test set forth in Western Stock Center which failed to “adequately identify the legal criteria by which to determine whether an activity may properly be characterized as ‘inherently dangerous’_” Maj. op. at 288. Examination of the majority opinion, however, reveals the intrinsic difficulty in attempting to restrict the coverage of the rule and thereby avoid the problems identified above. This can most clearly be seen simply by looking to the facts of the case before us. It is certainly possible that in the present case, a jury applying the inherently dangerous exception could find that a special or peculiar danger was presented by flying a single-engine plane in a mountainous area during poor weather and thus, hold UREA liable for pilot Brook’s negligence. This alone reinforces my views regarding the propriety — or lack thereof — in maintaining this rule. I am bothered even more, however, after consideration is given to the fact that in this case, the court of appeals noted that “[statistics show that air transportation is far safer than automobile transportation.” Huddleston v. Union Rural Elec. Ass’n, 821 P.2d 862, 866 (Colo.App.1992). Thus, it would be entirely safe to assume that a jury could also find that hiring a taxicab or bus service to transport people through the mountains is an inherently dangerous activity. If such a finding is indeed possible, I think that such a fact speaks for itself regarding the majority’s success in its effort to “supply the appropriate analytical framework for answering” the question of what an inherently dangerous activity is. Maj. op. at 288.

V

Though I acknowledge the desirability of achieving the policy considerations which are thought to support the inherently dangerous exception, I would nevertheless abolish the inherently dangerous exception not only for the reasons stated above, but also based on my view that the exception is wholly unnecessary to attain those policies. In its stead, I would favor application of the principles developed in the area of negligent hiring.1 Doing so would more appropriately create the incentives on the part of independent contractors to properly perform their activities safely, because good safety records could more reasonably be expected to translate into the confidence required to hire independent contractors. *299In addition, such a rule would squarely place the obligation on employers to ensure that the independent contractors whom they hire are adequately qualified and sufficiently responsible to properly discharge their duties.

Therefore, I dissent.

I am authorized to say that Justice VOLLACK joins in this dissent.

5.3.3.2 Brandenburg v. Briarwood Forestry Services, LLC ("The Contractor Case") 5.3.3.2 Brandenburg v. Briarwood Forestry Services, LLC ("The Contractor Case")

When will one be liable for the negligence of an independent contractor?

Kelli Brandenburg and Bruce Brandenburg, Plaintiffs-Appellants, v. Briarwood Forestry Services, LLC and Jeffrey L. Steinke, Defendants, McMillan-Warner Mutual Insurance Company and Robert Luethi, Defendants-Respondents-Petitioners.

Supreme Court

No. 2012AP2085.

Oral argument January 15, 2014.

Decided June 12, 2014.

2014 WI 37

(Also reported in 847 N.W.2d 395.)

*416For the defendants-respondents-petitioners, the cause was argued by Thomas Terwilliger, with whom on the briefs was Timothy J. Burnett and Terwilliger, Wakeen, Piehler & Conway, S.C., Wausau.

For the plaintiffs-appellants, the cause was argued by Dan Arndt, with whom the brief was Emily Ruud and Arndt, Buswell, & Thorn S.C., Sparta.

N. PATRICK CROOKS, J.

¶ 1. The question we address in this case is whether Robert Luethi, who hired an independent contractor to spray herbicide on his property, may be held liable to his neighbors, the Brandenburgs, for the extensive, permanent damage they claim the spraying caused to 79 trees on adjoining property. Bruce Brandenburg, who owned property at the top of a steep slope above Luethi's pasture, claimed damage to all eight trees on his land; Kelli Brandenburg, who also owned property at the top of the slope, claimed damage to 71 of 115 trees on her land.

¶ 2. More specifically, we must determine whether this case falls into one of the exceptions to the well-settled independent contractor rule that states that, in general, "one who contracts for the services of an inde*417pendent contractor is not liable to others for the acts of the independent contractor."1

¶ 3. Under one of those exceptions, the "inherently dangerous activity" exception, an employer of an independent contractor may be liable for the torts of an independent contractor if the activity of the independent contractor is inherently dangerous. This exception is what the parties disagree about. Plaintiffs say the exception is good law and it applies here because this activity is inherently dangerous. Luethi says that it is not good law and does not apply here. Further, he argues that the exception is unworkable and should be altered or abandoned altogether.

¶ 4. The "inherently dangerous" exception has long been recognized in treatises, in our case law and in case law from other jurisdictions. The test for whether an activity is inherently dangerous has two parts. An activity is inherently dangerous 1) if the activity poses a naturally expected risk of harm and 2) if it is possible to reduce the risk of the activity to a reasonable level by taking precautions.2

¶ 5. For the reasons explained below, we see no reason to abandon our precedent concerning the "inherently dangerous" exception. It is a widely accepted and long-established rule of negligence law that is rooted in good policy. The rule imposes liability on the parties who are in the best position to take precautions to avoid harm to third parties where the activity to be done is inherently dangerous.

*418¶ 6. We therefore turn to the exception's application. In some negligence cases, including somewhat unusual negligence claims such as the one against Luethi, "[w]e require a plaintiff to plead facts, which if proved true, would establish the following four elements: (1) the existence of a duty of care on the part of the defendant, (2) a breach of that duty of care, (3) a causal connection between the defendant's breach of the duty of care and the plaintiffs injury, and (4) actual loss or damage resulting from the [breach]."3

¶ 7. Under Wisconsin law, "every person is subject to a duty to exercise ordinary care in all of his or her activities" and, therefore, "the elements of duty and breach are usually presented to the trier of fact in a question asking whether the defendant was negligent, and then the elements of causation and damages are addressed."4 Thus, generally, a trier of fact in a usual negligence case is presented with three questions: was the defendant negligent?, was that negligence the cause of the harm?, and what are the damages?5 As noted above, this case is somewhat different.

*419¶ 8. The threshold question is whether Luethi may be liable for the negligence of the independent contractor he hired to spray herbicides. To answer that, we have to examine the nature of the activity itself because if spraying is an inherently dangerous activity, then it gives rise to a duty of ordinary care for Luethi for the acts of the independent contractor. If, on the other hand, the activity is not inherently dangerous (and if no other exceptions apply), the duty of ordinary care is that of the independent contractor, and Luethi cannot be liable for the acts of the other person.

¶ 9. In many cases, this determination of whether a given activity is inherently dangerous will be one of fact, but in the unusual case where the facts are undisputed and no reasonable jury could find otherwise,6 it is appropriate to decide it as a question of law. As the relevant suggested verdict form in Wisconsin Jury Instruction — Civil 1022.6 notes, "There are times when the [question about inherent dangerousness] will not be necessary."

¶ 10. The record contains uncontroverted evidence that the chemical used here is capable of killing *42056 "woody plant" species, including oak, birch, poplar and maple trees. It therefore poses a "naturally expected risk of harm" to trees on neighboring properties. The record also contains undisputed testimony and exhibits showing that it is possible to reduce that risk by taking precautions. Therefore, both parts of the inherently dangerous test are satisfied, and we agree with the court of appeals that under Wisconsin law, under these circumstances, "spraying the herbicides was an inherently dangerous activity, and, as a result, the general rule of nonliability for an independent contractor's torts did not apply."7

¶ 11. The threshold question in the negligence determination is resolved here in favor of a determination that Luethi may be liable for the acts of the independent contractor on the grounds that the spraying here was an inherently dangerous activity — it posed a risk of naturally expected harm, and it was possible to reduce the risk. With that question resolved, the negligence claim may now proceed, with the plaintiffs having the opportunity to show that Luethi failed to use ordinary care with regard to the activity and that such failure was the cause of the damage claimed,8 followed by an appropriate damage question.

*421¶ 12. This is consistent with the approach applied in Wisconsin Jury Instruction — Civil 1022.6 and the Suggested Verdict Form 1 (Inherently dangerous activity). It is also consistent with the Restatement sections on which we have relied in the prior cases addressing this question.

¶ 13. The Restatement sections describe a framework that imposes liability on an employer for the acts of the independent contractor where three facts are established: that there exists a naturally expected risk of harm, that there exists an opportunity to take precautions against the harm, and that the employer "knows or has reason to know" that it poses a risk and requires precautions. The concurrence/dissent rightly points out that Wisconsin case law clearly adopts the "inherently dangerous exception" as described in the Restatement sections discussed herein. However, it is equally clear that Wisconsin courts have rejected a strict liability approach in "inherently dangerous" cases. Adopting such an approach would erase the distinction between "inherently dangerous" and "extrahazardous activity," which we explicitly declined to do in Wagner. Wagner v. Cont'l Cas. Co., 143 Wis. 2d 379, 392-93, 421 N.W.2d 835 (1988).

¶ 14. At this point in the case, there has been no determination by a trier of fact of what Luethi knew or had reason to know about the danger inherent in the work. To impose strict liability would therefore contravene the applicable section of the Restatement and change the law by erasing one requirement — making an employer liable for activities even where it is not established that the employer knew or had reason to *422know of the danger inherent in the work. The lack of clarity on the analysis in prior cases is partly due to the fact that this particular question has not been squarely addressed because the application of the "inherently dangerous" exception has been mentioned in other contexts rather than being subjected to full analysis. Nevertheless, imposing strict liability without any resolution of the knowledge requirement, within the framework of the duty of ordinary care, is unsupported by the Restatement sections. This "knows or has reason to know" factor seems to come into play on the question of whether Luethi failed to use ordinary care with regard to the activity. No resolution of that question has been made at this point in the record; therefore, the court of appeals correctly stated that the case should be remanded for the relevant further determinations to be made, specifically whether Luethi exercised ordinary care to prevent damage to the Brandenburgs' property.

¶ 15. We therefore affirm the court of appeals and remand this matter to the circuit court for further proceedings consistent with this opinion.

I. BACKGROUND

¶ 16. Luethi hired an independent contractor who sprayed a potent herbicide — one capable of killing oak, birch, poplar and maple trees and 52 other woody species, according to its label — on part of his property to rid it of a plant called prickly ash, which had grown thickly on the property, with some plants reaching a height of seven feet. There was no written contract between Luethi and the contractor, and Luethi placed no time restrictions on the spraying company.

¶ 17. A few days after the herbicide was applied, Luethi's neighbors, the Brandenburgs, noticed that *423leaves were falling off of the birch trees and other plants on their property. Based on an investigation that identified the herbicide as the cause of the damage,9 they sued Luethi as well as the independent contractor, Briarwood Forestry, and its employee and its insurer.10 The only basis in the complaint for the claim was that the independent contractor was negligent for failing to take precautions to prevent the damage to their trees— specifically, to keep the chemicals from drifting onto adjoining property.

¶ 18. The circuit court for Trempealeau County, the Honorable John A. Damon presiding, looked to a six-factor test discussed in a case from a Kansas district court that bore some factual resemblance to this case in that it also involved a claim concerning damage caused to plants by a neighbor's herbicide spraying. See Desaire v. Solomon Valley Co-op, Inc., No. 94-1271-PFK (D. Kan., Sept. 14, 1995). The circuit court, applying the *424factors cited in that case, held that spraying herbicides was not "abnormally dangerous" or "ultrahazardous." Therefore, it held that Luethi had no duty to the Brandenburgs and that only the independent contractor could be liable for any damage the spraying caused. The circuit court therefore granted Luethi's summary judgment motion.

¶ 19. In making its ruling, the circuit court stated, "I can't find that [under] the language used in Desaire this was abnormally dangerous and I can't find this reaches the level of ultrahazardous activity[.]"

¶ 20. On appeal, the court of appeals reversed that ruling on the grounds that the circuit court had relied on an improper standard. The relevant question was, the court of appeals said, whether the activity was inherently dangerous — not whether it was abnormally dangerous or ultrahazardous. Brandenburg v. Luethi, No. 2012AP2085, unpublished slip op., ¶¶ 1, 16 (Wis. Ct. App. Apr. 23, 2013).

¶ 21. Applying the test for inherently dangerous activities that we clarified in Wagner, 143 Wis. 2d at 392-93, the court of appeals concluded that "the risk of harm" posed by spraying herbicides "is one that could be naturally expected to arise in the absence of precautions." Brandenburg v. Luethi, No. 2012AP2085, unpublished slip op., ¶ 22 (Wis. Ct. App. Apr. 23, 2013). It also concluded, "Undisputed evidence also showed that the risk of harm could be reduced to a reasonable level by taking certain precautions." Id., ¶ 23. "Consequently, spraying the herbicides was an inherently dangerous activity ...." Id., ¶ 24. Its holding was essentially that no reasonable jury could find otherwise on the facts in the record and that the circuit court had erred when it used a test derived from Restatement (Second) of Torts, Section 520. (We note that Section 520 had also been the *425basis for the Desaire court's holding.) As the court of appeals noted, that Restatement section falls under "Strict Liability" and defines those circumstances where there can be liability "without the need of a finding of negligence." Restatement (Second) of Torts § 520 cmt. f (1977). It therefore reversed the judgment and remanded for further proceedings.

¶ 22. We granted review.

II. STANDARD OF REVIEW

¶ 23. "Whether the circuit court has applied the correct legal standard is a question of law reviewed de novo." Landwehr v. Landwehr, 2006 WI 64, ¶ 8, 291 Wis. 2d 49, 715 N.W.2d 180. As noted above, the circuit court applied the standard employed in Desaire, which, in the course of answering a different question presented, contained discussion about what factors courts consider in determining "whether a given action is abnormally dangerous." Desaire v. Solomon Valley Co-op, Inc., No. 94-1271-PFK at *4 (D. Kan., Sept. 14, 1995).

¶ 24. The circuit court granted Luethi's summary judgment motion. "There is a standard methodology which a trial court follows when faced with a motion for summary judgment." Green Spring Farms v. Kersten, 136 Wis. 2d 304, 314-15, 401 N.W.2d 816 (1987). "The first step of that methodology requires the court to examine the pleadings to determine whether a claim for relief has been stated." Id.

If a claim for relief has been stated, the inquiry then shifts to whether any factual issues exist. Under section 802.08(2), Stats., summary judgment must be entered *426"if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law."

Id. "When this court is called upon to review the grant of a summary judgment motion ... we are governed by the standard articulated in section 802.08(2), and we are thus required to apply the standards set forth in the statute just as the trial court applied those standards." Id. at 315.

III. DISCUSSION

¶ 25. The claims in this case are simple negligence claims. The only twist is the fact that it involves an independent contractor. The legal principles for negligence cases involving independent contractors are discussed in the treatise Prosser and Keeton on Torts. In the section concerning negligence and independent contractors, the treatise writers describe how the courts moved from a general rule of liability for one hiring an independent contractor to the present general rule of non-liability. W. Page Keeton et al., Prosser and Keeton on Torts § 71, at 509 (5th ed. 1984). The independent contractor exception to that general rule appears in its current form in cases as early as 1851. Id. at 509, n.4. The treatise authors state that courts "continúen to repeat the general rule of nonliability with exceptions" and state that the exceptions "overlap and shade into one another." Id. at 510.

¶ 26. The treatise explains the origins of the inherently dangerous activities exception, in an 1876 case,11 which held the employer could be found liable *427for the negligence of the contractor, and it notes that " '[inherent danger' converges not only with 'special precautions' but also with 'non-delegable duty.'" Id. at 512 n.44.

¶ 27. By 1895, we had recognized as "well-established" both the independent contractor rule and the "inherently dangerous" exception. In a case involving extensive flood damage to property allegedly caused by someone opening a dam in order to drive logs down a river, we stated that we had "repeatedly held"

that the well-established general rule is to the effect that, where one person employs another to furnish the materials and do a specific job of work as an independent contractor, he does not thereby render himself liable for injuries caused by the sole negligence of such contractor or his servants; and that the well-recognized exception to such general rule, to the effect that where the performance of such contract, in the ordinary mode of doing the work, necessarily or naturally results in producing the defect or nuisance which caused the injury, then the employer is subject to the same liability to the injured party as the contractor.

Carlson v. Stocking, 91 Wis. 432, 436, 65 N.W. 58 (1895) (emphasis added) (quotations omitted) (citing earlier cases). The rule was stated in that case in the context of a dispute about whether the person whose acts had allegedly caused the damage was an independent contractor. Id. at 432. As detailed below, later cases continued the practice of repeatedly citing the rule of non-liability with an exception for activities that could be characterized as inherently dangerous.12

*428¶ 28. Nevertheless, Luethi argues that the law does not impose liability on him for the acts of the independent contractor in this instance, and if it does, it should not. He advances two types of arguments. First, he makes a series of arguments about why the inherently dangerous exception is not or should not be recognized in Wisconsin law, especially where homeowners are concerned. Second, he argues that even if the exception is recognized by Wisconsin law, it does not apply in this case because herbicide spraying is not an inherently dangerous activity. The Brandenburgs contend that the "inherently dangerous" exception is clearly expressed in the law, is straightforward to apply, and is consistent with good policy. They argue that it applies on the facts of this case.13 We address the arguments in turn.

*429¶ 29. Luethi argues first that the inherently dangerous exception does not control because it "has been a confusing and evolving doctrine in Wisconsin, which has been described but not applied." He contends that "no precedent has applied the rule the Brandenburgs now seek to resurrect in more than 25 years," that "no applicable precedent subsequent to Lofy14 . . . has actually applied the rule in either direction," and that in the cases cited, the rule, though stated, has never operated to allow recovery for a plaintiff.

¶ 30. Even though there may not be a Wisconsin case on all fours with the specific facts in this case, we see no reason that the accepted rule needs to be revisited.15 The law is well-founded in the Restatement, very familiar to treatise writers, and often repeated in Wisconsin cases dating to the early nineteenth century. See Carlson, 91 Wis. 432 (citing earlier cases). In Finkelstein v. Majestic Realty Corp., 198 Wis. 527, 224 N.W. 743 (1929), which involved contractors apparently knocking loose a piece of terra cotta that fell from a balcony and killed a child below, the court observed,

It is conceded that the contractors were independent contractors, and that ordinarily the owner cannot be held liable for the negligent acts of such contractors. On the other hand, it is also clear that there are exceptions to the general rule, which consist of cases like the one herein involved, where the work itself is inherently dangerous to the public ....

Id. at 536-37.

*430¶ 31. We mentioned the exception again, in 1931, in Medley v. Trenton Investment Company, 205 Wis. 30, 236 N.W. 713 (1931), a case in which a landlord was sued for the wrongful death of a tenant after a contractor fumigated a neighboring apartment and the victim died from exposure to the fumes:

[I]t does not follow, because the relationship ... was that of independent contractor and employer, that the defendant may not be liable. ... As between owners and principal contractors and third persons, it seems clear, under our decisions, that the owner or principal contractor is not liable for the negligent acts of an independent contractor unless the act to be done or the work to be performed is inherently dangerous or naturally or necessarily creates the nuisance or the defect ....

Id. at 35-36.

¶ 32. The principle was invoked in Lofy by plaintiffs who sought to hold a school district liable for the alleged negligence of a bus driver who was an independent contractor. Lofy v. Joint Sch. Dist. No. 2, 42 Wis. 2d 253, 263, 166 N.W.2d 809 (1969). There we noted the rule and the "inherently dangerous" exception and then rejected the argument that it applied in that case:

The general rule is that one who contracts for the services of an independent contractor is not liable to others for the acts of the independent contractor. There are exceptions to the rule, such as where services contracted for involve inherent danger .... The operation of a bus between Cumberland and Madison over modern highways cannot be considered inherently dangerous.

Id. at 263.

*431¶ 33. We have also looked to the Restatement (Second) of Torts in prior cases and have examined the principles set forth in sections 413, 416 and 427 in resolving questions arising in negligence claims involving independent contractors.16

Sections 416 and 427 impute the independent contractor's negligence to the principal employer irrespective of whether the employer is himself or herself at fault on the basis that the dangerous activities involved give rise to a nondelegable duty. "They arise in situations in which, for reasons of policy, the employer is not permitted to shift the responsibility for the proper conduct of the work to the contractor."

Wagner, 143 Wis. 2d at 391 (quoting Restatement (Second) of Torts, Introductory Note to secs. 416-429). We cited to both Prosser and Keeton's treatise and the Restatement for these principles in Snider v. Northern States Power Co., 81 Wis. 2d 224, 233, 260 N.W.2d 260 (1977):

This principle of imposing liability on an otherwise immune contracting owner is limited to enterprises in which there is a high degree of risk in relation to the environment or a specific unreasonable risk to third parties. The emphasis is upon the peculiar nature of the risk and on the need for special and unusual care. Prosser, supra, at 472-73. Restatement 2d, Torts, in discussing this nondelegable duty, refers to "peculiar unreasonable risk" (sec. 413, p. 384), "peculiar risk" (sec. 416, p. 395), and "special danger to others... inherent in or normal to the work" (sec. 427, p. 415).

*432¶ 34. As Snider recognized, these sections overlap in certain respects.17

¶ 35. Section 416 is entitled "Work Dangerous in Absence of Special Precautions" and it falls in Chapter 15, Liability of an Employer of an Independent Contractor, under the heading, "Topic 2: Harm Caused by Negligence of a Carefully Selected Independent Contractor." It states:

One who employs an independent contractor to do work which the employer should recognize as likely to create during its progress a peculiar risk of physical harm to others unless special precautions are taken, is subject to liability for physical harm caused to them by the failure of the contractor to exercise reasonable care to take such precautions, even though the employer has provided for such precautions in the contract or otherwise.

Restatement (Second) of Torts § 416 (1965).

*433¶ 36. A comment to Section 416 states in part:

There is a close relation between the rule stated in this Section, and that stated in § 427, as to dangers inherent in or normal to the work. ... The rules stated in the two Sections have been applied more or less interchangeably in the same types of cases, and frequently have been stated in the same opinion as the same rule, or as different phases of the same rule. The rule stated in this Section is more commonly stated and applied where the employer should anticipate the need for some specific precaution, such as a railing around an excavation in the sidewalk. The rule stated in § 427 is more commonly applied where the danger involved in the work calls for a number of precautions ....

Id., § 416, cmt. a.

¶ 37. Section 427 is entitled "Negligence as to Danger Inherent in the Work" and it falls under the same chapter and topic heading. It states:

One who employs an independent contractor to do work involving a special danger to others which the employer knows or has reason to know to be inherent in or normal to the work, or which he contemplates or has reason to contemplate when making the contract, is subject to liability for physical harm caused to such others by the contractor's failure to take reasonable precautions against such danger.

Id., § 427. A comment to this section clarifies that, like the rule stated in Section 416, "the rule here stated applies only where the harm results from the negligence of the contractor in failing to take precautions against the danger involved in the work itself, which the employer should contemplate at the time of his contract." Id. § 427 cmt. d. Further, "the rule stated here has no application... as to negligence in the *434operative details of the work which involve no peculiar risk, which the employer may reasonably assume will be carried out with proper care." Id.

¶ 38. The court of appeals concisely summarized the applicable principles derived from our case law, which has consistently referenced the Restatement sections above:

Following Lofy and Wagner, the following principles are clear: (1) a principal employer is generally not liable for an independent contractor's negligence; (2) a principal employer may be liable to a third party for the independent contractor's negligence, if the independent contractor was performing inherently dangerous work; and (3) a principal employer may be liable to the independent contractor's employee, if the independent contractor was performing extrahazardous work. The Brandenburgs are not employees of Briarwood. Thus, to hold Luethi liable for Briarwood's negligence, the Brandenburgs must show that Briarwood's work was inherently dangerous. Contrary to Luethi's assertions, they need not show that the work was extrahazardous. . . .
If the [circuit] court felt the need to reference the Restatement, it should have looked to § 427, which is directly on point....
Under Wagner and the applicable jury instruction, two elements are necessary for an activity to be considered inherently dangerous: (1) the activity must pose a naturally expected risk of harm; and (2) it must be possible to reduce the risk to a reasonable level by taking precautions. Based on the undisputed facts, we conclude as a matter of law that Briarwood's application of herbicides met this standard.

Brandenburg v. Luethi, No. 2012AP2085, unpublished slip op., ¶¶ 16, 20, 21, (Wis. Ct. App. Apr. 23, 2013) (citations omitted). We agree.

*435¶ 39. While it is true that in some earlier cases the distinction between the categories of "extrahazardous" and "inherently dangerous" activities appears unclear, we dispelled any confusion on that point in Wagner, when we specifically explained the difference between the two: "We do not regard an activity which is inherently dangerous because of the absence of special precautions to be synonymous with an activity that is extrahazardous. A person engaged in an activity of the first type, i.e., one that is inherently dangerous without special precautions, can take steps to minimize the risk of injury." Wagner, 143 Wis. 2d at 392.

¶ 40. In short, we have consistently acknowledged the rule and the exception that applies here. The lack of cases in which the exception has applied in precisely the way it applies here does not persuade us that the rule does not exist.18

¶ 41. Luethi also argues that, if the "inherently dangerous" exception is good law, homeowners and landowners should be exempt from its application because no Wisconsin cases dealing with this exception have applied it to an individual homeowner. For the reason already given — that absence of factually identical cases does not persuade us of the invalidity of the rule — we disagree. Nor has Luethi pointed us to precedent as a legal basis supporting a contrary rule if an individual homeowner is involved.

*436¶ 42. In a similar vein, he argues that if liability exists as to a homeowner, public policy factors19 should preclude liability under these circumstances. Specifically, he argues that the injury is too remote from the negligence, that the injury is wildly out of proportion to the tortfeasor's culpability, that allowing recovery would place an unreasonable burden on the tortfeasor, and that allowing recovery would enter a field that has no sensible or just stopping point. In support of his public policy arguments, he relies on our holdings in Casper v. American International South Insurance Co., 2011 WI 81, 336 Wis. 2d 267, 800 N.W.2d 880, and Hoida, Inc. v. M & I Midstate Bank, 2006 WI 69, 291 Wis. 2d 283, 717 N.W.2d 17.

¶ 43. In the first case, Casper, we found the that the injury was too remote from the negligence to permit a finding of liability for Chief Executive Officer (CEO) Jeffrey Wenham, who had approved a route that was driven by Mark Wearing, a truck driver who, while under the influence of multiple drugs, caused a tragic accident:

*437[The CEO] did not hire Wearing. He did not train Wearing. He did not supervise Wearing. In fact, he never met the man driving the truck that collided with the Caspers' vehicle that day in May. Any negligence on [the CEO's] part was remote from the Caspers' injury in terms of time, distance, and cause.

Casper; 336 Wis. 2d 267, ¶ 96.

¶ 44. In Hoida, the plaintiff sought recovery from a disbursing agent of money that was disbursed to a subcontractor who took $650,000 in construction loan proceeds without doing the work. Hoida, 291 Wis. 2d 283, ¶ 43. We declined on public policy grounds to assign liability to a disbursing agent for a construction loan, where that agent "acted solely at the direction" of the bank. We did so on the grounds that permitting recovery would place too unreasonable a burden on such agents to verify details of the progress of construction projects. Id.

¶ 45. Luethi analogizes his position to that of the CEO in Casper, for whom the ultimate harm was not reasonably foreseeable, and to the disbursing agent in Hoida, who would have been unreasonably burdened by the responsibility of checking on the progress of the work. The plaintiffs disagree that such analogies are valid.

¶ 46. We do not see the situation of a person hiring an independent contractor doing inherently dangerous work as raising the types of concerns that precluded liability in the cases Luethi cites. He cannot be compared to the CEO who did not hire or even meet the truck driver who caused the harm and whose only connection to the accident was the fact that he had approved the route the driver was on. Nor is a person who hires an independent contractor to do inherently dangerous work on his own property fairly compared to a disbursing *438agent for a construction loan. This is true for many reasons, including that the property where the work was done was Luethi's own. Also, the construction project was of a magnitude much larger than a one-time application of herbicide.

¶ 47. Further, the public policy factors have in fact already been balanced in favor of potential liability in these cases. Public policy reasons underlie the "inherently dangerous activity" exception in the first place, as the Restatement sections discussed note. As one court observed, the "inherently dangerous" exception "accords with basic intuitions of fairness, and it is also consistent with what is often efficient economically." Huddleston by Huddleston v. Union Rural Elec. Ass'n, 841 P.2d 282, 287 (Colo. 1992). The reason for its existence is that the employer is in a better position than third parties to take precautions against harm to unwitting third parties, and should not be permitted to shift liability to a contractor where inherently dangerous activities are involved.20 We do not agree that the injury is so remote from the negligence that public policy precludes liability - indeed it follows directly from it. Also, we do not agree that holding Luethi liable imposes an unreasonable burden under these circumstances.

¶ 48. Alternatively, Luethi asks that we adopt a rule that liability may exist for a homeowner only where an activity is "extrahazardous," using the test employed by the Kansas district court in Desaire, which applied the six factors from Restatement (Second) of Torts § 520. Section 520, which falls in the division *439concerning strict liability, defines "abnormally dangerous" activities using the following standard:

In determining whether an activity is abnormally dangerous, the following factors are to be considered:
(a) existence of a high degree of risk of some harm to the person, land or chattels of others;
(b) likelihood that the harm that results from it will be great;
(c) inability to eliminate the risk by the exercise of reasonable care;
(d) extent to which the activity is not a matter of common usage;
(e) inappropriateness of the activity to the place where it is carried on; and
(f) extent to which its value to the community is outweighed by its dangerous attributes.

Restatement (Second) of Torts § 520 (1977).

¶ 49. The Desaire decision relied on Section 520. From the cases to which the Desaire court cites, it can be inferred that the claim involved in the case may have been a claim for strict liability rather than a negligence claim though that is not clearly stated.21 What is clear is that application of the factors from Section 520 is appropriate where a claim for strict liability is made. To *440apply such a standard to negligence claims such as this one would be a departure from Wisconsin law, as the court of appeals correctly noted.22 To import strict liability from a products liability context to a negligence claim would mean "reliev[ing] [a plaintiff] of proving specific acts of negligence and protecting] him from [applicable] defenses . . . ." Dippel v. Sciano, 37 Wis. 2d 443, 460, 155 N.W.2d 55 (1967).

¶ 50. Having established what the law in Wisconsin is, we turn to Luethi's final argument, which is that even if the "inherently dangerous" exception is the law and the Wagner and Lofy standards govern, herbicide spraying does not qualify as inherently dangerous. The plaintiffs, of course, disagree.

¶ 51. To support his argument that herbicide spraying is not inherently dangerous, Luethi points to Comment f to Restatement (Second) of Torts, Section 413. That section states:

One who employs an independent contractor to do work which the employer should recognize as likely to create, during its progress, a peculiar unreasonable risk of physical harm to others unless special precautions *441are taken, is subject to liability for physical harm caused to them by the absence of such precautions if the employer
(a) fails to provide in the contract that the contractor shall take such precautions, or
(b) fails to exercise reasonable care to provide in some other manner for the taking of such precautions.

Restatement (Second) of Torts § 413 (1965).

¶ 52. The comment to which Luethi refers provides that "the extent of the employer's knowledge and experience in the field of work to be done is to be taken into account," and Luethi asserts that in light of this comment, he cannot be held liable because he "had no knowledge of the peculiar risks involved, nor special precautions needed to mitigate them, nor any reason to foresee [the contractor] would ignore standard safety precautions such as instructions on the chemicals' labels." Luethi's knowledge or lack thereof are matters to be considered as to whether he exercised ordinary care.

¶ 53. Section 413, the section with the comment to which Luethi cites, falls into the first part of Chapter 15 of the Restatement (Second), "Liability of an Employer of an Independent Contractor." The chapter is divided into two parts: the first, Topic 1, covers "Harm Caused by the Fault of Employers of Independent Contractors," and the second, Topic 2, covers "Harm Caused by the Negligence of a Carefully Selected Independent Contractor." Topic 2, which includes sections 416 and 427, which we discussed above, overlaps with Section 413, as was acknowledged in Snider, in that all three contain language conditioning liability on, among other things, what the employer "should recognize" or "has reason to know" about the nature of the danger involved in the work.

*442¶ 54. Under sections 416 and 427, an employer's assertions of a lack of knowledge about an activity's dangerousness are not dispositive on the question of its inherent dangerousness because liability may be imposed for activity "which the employer should recognize as likely to create during its progress a peculiar risk of physical harm to others unless special precautions are taken" (as Section 416 states), and for activity involving "a special danger to others which the employer knows or has reason to know to be inherent in or normal to the work, or which he contemplates or has reason to contemplate when making the contract" (as Section 427 states).

¶ 55. The Restatement sections at issue thus explicitly condition liability not on actual knowledge but on the inherent dangers an employer of an independent contractor "should recognize," "has reason to know," or "has reason to contemplate." This "knows or has reason to know" factor seems to come into play on the question of whether Luethi failed to use ordinary care with regard to the activity.

¶ 56. In many cases, the determination of an activity's inherent dangerousness will be a question of fact.23 However, in certain circumstances involving undisputed facts, a court may hold an activity is inherently dangerous as a matter of law. As noted above, Wisconsin Jury Instruction-Civil 1022.6 includes a note referring to the threshold "inherently dangerous" question that says, "There are times when the [first] question will not be necessary."

*443¶ 57. For example, in Lofy, this court held as a matter of law that "[t]he operation of a bus between Cumberland and Madison over modern highways cannot be considered inherently dangerous." Lofy, 42 Wis. 2d at 263. See also Brooks v. Hayes, 133 Wis. 2d 228, 395 N.W.2d 167 (1986). Here the court of appeals, citing the extensive and uncontroverted evidence, determined that certain precautions could reduce the risk to a reasonable level:

At the fact-finding hearing, Brian Borreson, Briarwood's owner, testified that when spraying herbicides, there is a risk that drift will occur and cause damage to neighboring properties. Lee Shambeau, Luethi's expert witness, also described various ways that sprayed herbicides can cross property lines, and he admitted that herbicide drift can cause harm. In addition, the Brandenburgs' expert, Gary LeMasters, testified that spraying herbicides involves a risk of drift onto neighboring properties. Luethi did not present any evidence to the contrary. Thus, the undisputed evidence established that Briarwood's spraying of the herbicides posed a risk of harm. Moreover, common sense dictates that herbicides sprayed outdoors on one property will not necessarily be contained to that property. Consequently, the risk of harm is one that could be naturally expected to arise in the absence of precautions.
Undisputed evidence also showed that the risk of harm could be reduced to a reasonable level by taking certain precautions. Both Borreson and Shambeau testified that various practices can be used to reduce the possibility of drift, including: (1) avoiding spraying during high velocity winds; (2) spraying when the wind is blowing away from a neighbor's property; (3) spraying in cooler weather; (4) using low pressure spray nozzles; (5) using a thickening agent; and (6) keeping spray nozzles close to the ground. While these practices do *444not completely eliminate the possibility of drift, Borreson testified they "should be fairly effective in controlling the situation!.]" Similarly, Shambeau testified that the risk of drift can never be eliminated "100 percent," but it can be reduced by taking precautions. LeMasters agreed that the risk cannot be completely eliminated, but he stated the herbicides in question can be "applied safely without drift!.]" The circuit court aptly summarized the witnesses' testimony, stating that, although the risk of harm can never be eliminated entirely, it can be reduced "to a large degree by using reasonable care."
The undisputed evidence therefore established that Briarwood's application of the herbicides posed a naturally expected risk of harm, and that certain precautions could be taken to reduce the risk to a reasonable level.

Brandenburg v. Luethi, No. 2012AP2085, unpublished slip op., ¶¶ 22-24 (Wis. Ct. App. Apr. 23, 2013).

¶ 58. We agree with the court of appeals for the reasons it stated that in this case, under our precedent, the activity is inherently dangerous, because the activity poses a naturally expected risk of harm, and taking certain precautions could reduce the risk to a reasonable level.

¶ 59. That determination resolves the threshold question in this claim as to Luethi. Because the activity involved was inherently dangerous, Luethi may be liable despite hiring an independent contractor. The next questions to answer are 1) whether Luethi failed to use ordinary care with regard to any danger inherent in the herbicide spraying that he knew or had reason to know about, and 2) if so, whether any harm that occurred was caused by the spraying. As the court of appeals noted, "[T]he factual question remains for the jury to determine whether Luethi exercised ordinary care to prevent damage to the Brandenburgs' property." Id., ¶ 24.

*445IV CONCLUSION

¶ 60. The record contains uncontroverted evidence that the chemical used here is capable of killing 56 "woody plant" species, including oak, birch, poplar and maple trees. It therefore poses a "naturally expected risk of harm" to trees on neighboring properties. The record also contains undisputed testimony and exhibits showing that it is possible to reduce that risk by taking precautions. Therefore, both parts of the inherently dangerous test are satisfied, and we agree with the court of appeals that under Wisconsin law, under these circumstances, "spraying the herbicides was an inherently dangerous activity, and, as a result, the general rule of nonliability for an independent contractor's torts did not apply."24

¶ 61. The threshold question in the negligence determination is resolved here in favor of a determination that Luethi may be liable on the grounds that the spraying here was an inherently dangerous activity. With that question resolved, the negligence claim may now proceed, with the plaintiffs having the opportunity to show that Luethi failed to use ordinary care with regard to the activity and that such failure was a cause of the damage claimed, followed by an appropriate damages question. This is consistent with the approach applied in Wisconsin Jury Instruction — Civil 1022.6 and the Suggested Verdict Form 1 (Inherently dangerous activity). It is also consistent with the Restatement sections on which we have relied in the prior cases addressing this question.

¶ 62. The Restatement sections describe a framework that imposes liability on an employer for the acts of *446the independent contractor where three facts are established: that there exists a naturally expected risk of harm, that there exists an opportunity to take precautions against the harm, and that the employer "knows or has reason to know" that it poses a risk and requires precautions. The concurrence rightly points out that Wisconsin case law clearly adopts the "inherently dangerous exception" as described in the Restatement sections discussed herein. However, it is equally clear that Wisconsin courts have rejected a strict liability approach in "inherently dangerous" cases. Adopting such an approach would erase the distinction between "inherently dangerous" and "extrahazardous activity," which we explicitly declined to do in Wagner.

¶ 63. At this point in the case, there has been no determination by a trier of fact of what Luethi knew or had reason to know about the danger inherent in the work. To impose strict liability would therefore contravene the applicable section of the Restatement and change the law by erasing one requirement — making an employer liable for activities even where it is not established that the employer knew or had reason to know of the danger inherent in the work. The lack of clarity on the analysis in prior cases is partly due to the fact that this particular question has not been squarely addressed because the application of the "inherently dangerous" exception has been mentioned in other contexts rather than being subjected to full analysis. Nevertheless, imposing strict liability without any resolution of the knowledge requirement, within the framework of the duty of ordinary care, is unsupported by the Restatement sections. This "knows or has reason to know" factor seems to come into play on the question of whether Luethi failed to use ordinary care with regard to the activity. No resolution of that question has been made at this point in the record; therefore, the court of *447appeals correctly stated that the case should be remanded for the relevant further determinations to be made, specifically "whether Luethi exercised ordinary care to prevent damage to the Brandenburgs' property."

¶ 64. We therefore affirm the court of appeals and remand this matter to the circuit court for further proceedings consistent with this opinion.

By the Court. — Affirmed and cause remanded to the circuit court for further proceedings consistent with this opinion.

¶ 65. {concurring in part, dissenting in part). When a landowner employs an independent contractor to perform an activity that this court declares is inherently dangerous as a matter of law, who should bear the cost of the damage to the innocent neighbor's property? Should it be the employer who hires the independent contractor to perform the inherently dangerous activity and reaps the benefits of that activity? Or should it be the innocent neighbor who suffers the damages caused by the independent contractor's negligence?1

¶ 66. Our case law has already answered this question: "[A]n employer of an independent contractor is vicariously liable for the torts of an independent contractor if the activity of the independent contractor is inherently dangerous."2

*448¶ 67. The majority opinion professes that it "sets forth the proper analysis in applying the inherently dangerous exception to the general rule,"3 but its analysis does not comport with the principles underlying the inherently dangerous exception.4

*449¶ 68. The general rule, upon which we all agree, is that employers of independent contractors are not generally liable for the torts committed by their independent contractors. An employer may, however, be liable for the torts of an independent contractor in two circumstances:

(1) "the employer may be liable for any negligence of his own in connection with the work to be done," and
(2) under certain circumstances such as the independent contractor's performance of inherently dangerous activities, the employer may be "liable for the negligence of the contractor, although [the employer] has .. . done everything that could reasonably be required of him [or her]."5

¶ 69. These two bases of liability of the employer of an independent contractor are analyzed separately in the case law and the literature.

¶ 70. This case addresses only a claim against the employer (Luethi) for the tortious acts committed by his independent contractor. The complaint does not allege that any wrongful acts were committed by Luethi.6 As the majority opinion notes, summary judgment determinations rely solely on allegations in the complaint.7

¶ 71. By confusing the two separate inquiries of an employer's liability, the majority reaches the conclusion that vicarious liability attaches to the employer as a matter of law for his or her independent contractor's *450torts in performing an inherently dangerous activity, but that such an employer can nonetheless avoid liability if he or she exercised ordinary care.

¶ 72. Because the court has already determined as a matter of law that the herbicide spraying by the independent contractor in the instant case constituted an inherently dangerous activity and nothing in the complaint or record avers Luethi's negligence, no inquiry into Luethi's level of care is necessary.

¶ 73. Accordingly, I agree with the majority opinion that the matter is to be remanded to the circuit court to determine whether the independent contractor was causally negligent in damaging the neighbor's property. I disagree that on remand the circuit court must resolve the question of whether Luethi failed to use ordinary care with regard to the activity. Neither the complaint nor the summary judgment record raises the issue of the negligence of Luethi himself.

¶ 74. I reach my conclusions by reasoning as follows:

I. The principles of tort law in the Restatements and the literature lead to the conclusion that an employer of an independent contractor is vicariously liable for the causal negligence of the independent contractor who performs an inherently dangerous activity. See ¶¶ 75-89, infra.
II. Wisconsin case law has adopted these principles and has applied them. See ¶¶ 90-97, infra.
III. By declaring as a matter of law that the activity of the independent contractor was inherently dangerous, the majority opinion has by definition already concluded as a matter of law that a reasonable person in the position of Luethi knew or had reason to know of the inherent danger in the activity. See ¶¶ 98-104, infra.
*451IV The Wisconsin jury instruction on "inherent dangerousness," on which the majority opinion rests its reasoning, requires clarification in light of our existing case law. See ¶¶ 105-118, infra.

I

¶ 75. In order to clarify the nature of the liability in the instant case, I lay out the state of the law regarding instances in which an employer of an independent contractor is liable for the independent contractor's negligence.

¶ 76. The general rule, as I stated above, is that one who contracts for the services of an independent contractor is not liable to others for the acts of the independent contractor.8

¶ 77. An employer may, however, be liable for the torts of an independent contractor under a variety of exceptional circumstances. The Restatement (Second) of Torts organizes the bases for an employer's liability when he or she employs an independent contractor into two distinct categories:

(1) "harm caused by fault of employers of independent contractors"9 and
(2) "harm caused by negligence of a carefully selected independent contractor."10

*452¶ 78. These two categories are described in the Third Restatement as (1) "direct liability in negligence"11 and (2) "vicarious liability."12

¶ 79. In the first category, direct liability, an employer of an independent contractor may be held liable for the injuries caused by the employer's own negligence.13 That is, liability for the employer exists on "occasions where the employer may be liable for his [or her] own negligence, even if the work entrusted to the contractor is such that the employer is not otherwise answerable for the negligence of the contractor . . . ."14

¶ 80. The Restatement (Third) of Torts: Liability for Physical and Emotional Harm acknowledges a variety of potential negligent acts on the part of the employer that would create liability, as listed in the relevant sections of the Restatement (Second):15

The hirer's negligence might take various forms, including the failure to use reasonable care in selecting a *453competent contractor;16 giving orders or directions to the contractor without exercising reasonable care;17 failing to exercise reasonable care as to dangerous conditions on the land;18 failing to use reasonable care *454as to artificial conditions and activities on the land that pose a risk of physical harm to those off the land;19 and *455failing to exercise reasonable care as to the manner in which the contractor performs any part of the work over which the hirer has retained control.20

Restatement (Third) of Torts § 55 cmt. a (2012) (footnotes added).

¶ 81. In those cases falling in the first category of employer liability, in which the employer's own negligence is at issue, the employer is liable if the employer breached his or her duty of ordinary care.21

*456¶ 82. Conversely, in cases in the second category, i.e., vicarious liability, the employer's own negligence is not at issue. Once an activity falls into this second category, the liability of an employer of an independent contractor depends on the tortious acts of its independent contractor, not the tortious act of the employer.

¶ 83. The Restatement (Second) of Torts explicitly notes that for this category of liability, the potential negligence of the employer is irrelevant:

The rules stated in the following §§ 416-429 [under the heading "Harm Caused by Negligence of a Carefully Selected Independent Contractor"], unlike those stated in the preceding §§ 410-415 [under the heading "Harm *457Caused by Fault of Employers of Independent Contractors"], do not rest upon any personal negligence of the employer. They are rules of vicarious liability, making the employer liable for the negligence of the independent contractor, irrespective of whether the employer has himself been at fault. They arise in situations in which, for reasons of policy, the employer is not permitted to shift the responsibility for the proper conduct of the work to the contractor. The liability imposed is closely analogous to that of a master for the negligence of his servant.

Restatement (Second) of Torts ch. 15, topic 2, intro, note, at 394 (1965) (emphasis added).

¶ 84. The Restatement (Third) of Torts: Liability for Physical and Emotional Harm echoes this declaration, stating that the rules it sets forth are "consistent with the Second Restatement of Torts" and asserting that the rules in this second category are "appropriately viewed as rules of vicarious liability."22 The Restatement (Third) goes on to reiterate the irrelevance of the principal employer's own negligence: "These rules subject the hirer, even absent the hirer's own negligence, to liability for harm caused by the tortious conduct of another actor — the independent contractor."23

¶ 85. The Restatements (Second) and (Third) of Torts identify the "inherently dangerous" exception as falling into this second category of vicarious liability.

¶ 86. Section 416 of the Restatement (Second) states that an employer is subject to vicarious liability for the torts of an independent contractor under circumstances with an increased risk that can be reduced through special precautions:

*458One who employs an independent contractor to do work which the employer should recognize as likely to create during its progress a peculiar risk of physical harm to others unless special precautions are taken, is subject to liability for physical harm caused to them by the failure of the contractor to exercise reasonable care to take such precautions, even though the employer has provided for such precautions in the contract or otherwise.

2 Restatement (Second) of Torts § 416 at 395 (1965).

¶ 87. Similarly, Restatement (Second) of Torts § 427 states that an employer of an independent contractor in a situation involving inherently dangerous activities is subject to vicarious liability for harm caused by the contractor's tortious acts.

One who employs an independent contractor to do work involving a special danger to others which the employer knows or has reason to know to be inherent in or normal to the work, or which he contemplates or has reason to contemplate when making the contract, is subject to liability for physical harm caused to such others by the contractor's failure to take reasonable precautions against such danger.

Restatement (Second) of Torts § 427, at 415 (1965).

¶ 88. The Restatement (Third) of Torts: Liability for Physical and Emotional Harm echoes this rule, declaring that an employer may be vicariously liable for the torts of its independent contractor if the activity carries a peculiar risk, i.e., a heightened risk if reasonable care is not taken:

An actor who hires an independent contractor for an activity that the actor knows or should know poses a peculiar risk is subject to vicarious liability for physical harm when the independent contractor is negligent as *459to the peculiar risk and the negligence is a factual cause of any such harm within the scope of liability.

Restatement (Third) of Torts: Liability for Physical and Emotional Harm § 59 (2012).24

¶ 89. The view of the Restatements (Second) and (Third) and the law of vicarious liability of an employer of an independent contractor are reflected in the literature. The Prosser and Keeton treatise notes that the "inherently dangerous" exception is one of many exceptions to the general rule that there is no vicarious liability upon an employer for the causal negligence of the independent contractor.25 Specifically, this category of cases goes beyond the reasonable precautions taken by an employer, "hold[ing] the employer liable for the negligence of the contractor, although [the employer] has . . . done everything that could reasonably be required of him [or her]. They are thus cases of vicarious liability."26 See also 2 Dan B. Dobbs, Paul T. Hayden, & Ellen M. Bublick, The Law of Torts § 432 (2d ed. Practitioner Treatise Series 2011); Francis M. Dougherty, Annotation, Liability of Employer with Regard to Inherently Dangerous Work for Injuries to Employees of Independent Contractor, 34 A.L.R. 4th 914 (1984 & Supp.).

II

¶ 90. Wisconsin case law has followed these tort principles explained above involving inherently dangerous activities.

*460¶ 91. As the majority opinion correctly notes,27 our case law has cited Sections 416 and 427 of the Restatement (Second) of Torts when assessing whether an employer can be held vicariously liable for the torts of its independent contractor: "Sections 416 and 427 impute the independent contractor's negligence to the principal employer irrespective of whether the employer is himself or herself at fault on the basis that the dangerous activities involved give rise to a nondelegable duty." Wagner v. Cont'l Cas. Co., 143 Wis. 2d 379, 391, 421 N.W.2d 835 (1988) (emphasis added) (cited by the majority op., ¶ 33.).

¶ 92. In Hackett v. Western Union Tel. Co., 80 Wis. 187, 49 N.W. 822 (1891), this court recognized that employing an independent contractor to do inherently dangerous work renders the employer liable for injuries caused by the sole negligence of the contractor. The Hackett court described the liability as follows:

[Wjhere the performance of such contract, in the ordinary mode of doing the work, necessarily or naturally results in producing the defect or nuisance which causes the injury, then the employer is subject to the same liability to the injured party as the contractor.

Hackett, 80 Wis. at 193.

¶ 93. The court reiterated this principle of vicarious liability of an employer who employs an independent contractor to perform inherently dangerous activity in subsequent cases, notably in Carlson v. Stocking, 91 Wis. 432, 435, 65 N.W. 58 (1895) (cited in majority op., ¶ 27) and Medley v. Trenton Inv. Co., 205 Wis. 30, 36, 236 N.W. 713 (1931) (cited in majority op., ¶ 31).

¶ 94. The majority opinion properly concludes that spraying herbicides is inherently dangerous as a *461matter of law in the context and facts of the instant case. Majority op., ¶¶ 58-60. If an activity is inherently dangerous and an independent contractor, in performing that activity, negligently causes harm to a third party, then the employer of the independent contractor is liable, irrespective of the employer's own negligence.

¶ 95. Applying the rule to the instant case, Luethi may be liable for the harm caused to the innocent neighbor plaintiff if it is proved that the independent contractor was causally negligent in spraying the herbicides, an inherently dangerous activity. The only remaining question, in my opinion, for the circuit court on remand is whether the independent contractor was causally negligent in damaging the innocent neighbor plaintiffs property. The inquiry should end here.

¶ 96. Yet the majority opinion appends a confusing and unnecessary additional step to the inquiry on remand.

¶ 97. I turn now to the majority opinion's additional step, requiring the innocent neighbor plaintiff to prove on remand that Luethi (the employer of the independent contractor in the present case) knew or had reason to know about the danger inherent in the spraying of the herbicide. See majority op., ¶¶ 13-14, 53-56.28

III

¶ 98. In the present case, this court has declared that as a matter of law the activity of the independent contractor spraying herbicides was inherently danger*462ous.29 In order to declare an activity "inherently dangerous" as a matter of law, the majority opinion rules that the activity poses a "naturally expected risk of harm." Majority op., ¶¶ 4, 10, 11, 58. Wisconsin Civil Jury Instruction 1022.6 explains that "[ijnherently dangerous work is work from which one can naturally expect harm to arise unless something is done to avoid that harm." If a risk of harm is "naturally expected," then the reasonable person, as a matter of law, knows or has reason to know that an increased risk of harm is "inherent in or normal to the work."30

¶ 99. Once the court has determined as a matter of law that the activity is "inherently dangerous," that is, that the activity poses a naturally expected risk of harm, the court has determined that a reasonable person in the position of Luethi knew or had reason to know the activity was inherently dangerous. Majority op., ¶¶ 8, 55. The end!

¶ 100. Sister state jurisdictions have similarly recognized that the "knows or has reason to know" element is included within the designation of an activity as "inherently dangerous."31

¶ 101. In Huddleston v. Union Rural Electric Association, 841 P.2d 282 (Colo. 1992), the Colorado Supreme Court outlined the link between "inherently dangerous" activities and the "knows or has reason to know" element as follows:

*463For purposes of the "inherently dangerous" activity exception, therefore, the focus is on dangers recognizable in advance or contemplated by the employer as being "inherent" in the activity, or the circumstances of performance, when carried out in its ordinary way, and not on risks created by or following from the contractor's unforeseeable departure from the ordinary or prescribed way of performing the work under the circumstances.
Against this backdrop of the Restatement (Second) of Torts and related case law, we conclude that an activity will qualify as "inherently dangerous" when it presents a special or peculiar danger to others that is inherent in the nature of the activity or the particular circumstances under which the activity is to be performed, that is different in kind from the ordinary risks that commonly confront persons in the community, and that the employer knows or should know is inherent in the nature of the activity or in the particular circumstances under which the activity is to be performed.

Huddleston, 841 P.2d at 289-90 (emphasis added).

¶ 102. Thus, in order to determine whether an activity is "inherently dangerous," a court must look to the "knows or has reason to know" element before determining an activity "inherently dangerous," not the other way around. Whether the employer "knows or has reason to know" of the inherent danger is part of the objective test for determining whether an activity is inherently dangerous. If a danger is "inherent," it must necessarily be one that an employer of an independent contractor (using the reasonable person objective standard) expects to occur from the particular activity.

¶ 103. Nevertheless, the majority opinion reasons that on remand the factfinder must determine whether a reasonable person knew or had reason to know what the court has already determined to be "the naturally *464expected risk of harm." I find this reasoning perplexing and contradictory to the majority opinion's holding that, as a matter of law, reasonable people know or have reason to know that the spraying of herbicides in the instant case is inherently dangerous.

¶ 104. The "knew or had reason to know" element is satisfied in the present case as a definitional part of "inherently dangerous," rather than as an additional question of fact to be determined after this court declares the activity inherently dangerous as a matter of law.

IV

¶ 105. The majority opinion declares that in order to determine whether vicarious liability exists for Luethi in the instant case, the fact finder must examine "whether Luethi failed to use ordinary care with regard to any danger inherent in the herbicide spraying that he knew or had reason to know about." Majority op., ¶ 59.

¶ 106. Nevertheless, the majority opinion asserts that "if spraying [herbicides] is an inherently dangerous activity, then it gives rise to a duty of ordinary care for [the employer of the independent contractor] for the acts of the independent contractor." Majority op., ¶ 8. Yet, as our case law adopting the principles of tort law for inherently dangerous activities clearly demonstrates, the employer's behavior does not govern the liability of the employer for the causal tortious conduct of the independent contractor who is engaged in an inherently dangerous activity. The employer in such circumstances is vicariously liable irrespective of his or her own fault.

¶ 107. The majority opinion asserts that the need to address the factual question of the due care of the *465employer who employs an independent contractor derives from Wisconsin's pattern jury instruction for the liability of an employer for the torts of an independent contractor and from Restatement (Second) of Torts §413.

A

¶ 108. The majority opinion comments on the special verdict form and the pattern jury instructions as follows:

The suggested verdict form that follows Wisconsin Jury Instruction- — Civil 1022.6, Liability of one employing independent contractor, presents three questions.
The first is, "Was the work performed by the (owner) (independent contractor) inherently dangerous?"
The second is, "If you answered 1 "yes," then answer this question: Did (owner) fail to use ordinary care in (describe the work done)?"
And the third is, "If you answered question 2 "yes," then answer this question: Was that failure to use ordinary care a cause of (injury to (third person) (damage to (third person)'s property)?"

Majority op., ¶ 11 n.8.32

¶ 109. The instant case is a summary judgment case. No jury instruction or special verdict is involved.

¶ 110. The majority opinion confuses whose ordinary care and wrongdoing is at issue in the instant case, which is a vicarious liability case. It is the independent contractor's causal negligence that matters, not Luethi's. *466Luethi was not spraying any herbicides himself in the instant case. He is vicariously liable for the causal negligence of his independent contractor in applying the herbicides — an inherently dangerous activity.

¶ 111. I am unpersuaded by the jury instruction's references to the employer's failure to use ordinary care. The comments to the jury instruction are not supported by the case law cited.33

¶ 112. The Wagner case, cited by the jury instruction,34 specifically states that the employer's liability for the negligent acts of its independent contractor in performing inherently dangerous activities exists "irrespective of whether the employer is himself or herself at fault."35

¶ 113. The other cases cited in the comments to the jury instruction declare that the employer's own acts and negligence are irrelevant to the determination of the employer's vicarious liability for the causal negligence of an independent contractor performing an inherently dangerous activity:

While it may be just to hold the party authorizing the work .. . exempt from liability for injury resulting from negligence which he had no reason to anticipate, there is, on the other hand, good ground for holding him liable for an injury caused by an act certain to be attended with injurious consequences, if such conse*467quences are not in fact prevented, no matter through whose default the omission to take the necessary measures for prevention may arise.

Wertheimer v. Saunders, 95 Wis. 573, 581, 70 N.W. 824 (1897) (emphasis added). That is, regardless of any wrongdoing on the part of the employer, when the activity is one that is "certain to be attended with injurious consequences," liability attaches to the employer for the causal negligence of the independent contractor.

¶ 114. In Finkelstein v. Majestic Realty Corp., 198 Wis. 527, 224 N.W. 743 (1929) (also cited in the comments to the jury instruction), there were multiple theories of negligence of an independent contractor for a roof tile that fell onto a roadway: First, the employer's failure to inspect; and second, the negligence of the independent contractor in applying the roof tiles. The Finkelstein jury found no negligence on the part of the independent contractors and thus only the employer's own negligence was at issue. Nevertheless, the Finkelstein court stated the general rule for the liability of an employer who employs an independent contractor who negligently performs an inherently dangerous activity as follows:

[I]f the injuries had resulted from the negligent act of the contractors, the owner would be jointly liable with them. But the jury has expressly absolved the contractors from negligence, and therefore the liability must rest solely upon the owner.

Finkelstein v. Majestic Realty Corp., 198 Wis. 527, 537, 224 N.W. 743 (1929).

¶ 115. Thus, it is clear, as we have explained previously, that there are two separate inquiries in determining the liability of an employer who employs *468an independent contractor: (1) whether the employer himself engaged in any wrongdoing; and (2) whether, in the case of an independent contractor performing an inherently dangerous activity, the independent contractor committed causal negligence in performing the activity. If the activity is inherently dangerous, the employer's liability is vicarious: the negligence of the independent contractor attaches to the employer regardless of the principal employer's own actions.

¶ 116. Rather than clarify the jury instruction, the majority opinion simply extends the confusion. I am persuaded that the Wisconsin Jury Instructions Committee should consider clarifying the jury instruction in light of the case law upon which the instruction relies.

B

¶ 117. In an attempt to buttress its conclusion that the employer's personal duty of ordinary care is relevant in the instant case, the majority opinion also relies on Section 413 of the Restatement (Second) of Torts, a section that it acknowledges is entirely inapplicable to the instant case. Section 413 discusses only the fault of the employer, not the vicarious liability at issue in the instant case.36

¶ 118. Indeed, the majority opinion properly acknowledges that Section 413 is inapplicable to the instant case because the innocent neighbor plaintiff alleges no wrongdoing on the part of Luethi.37 Specifically, the plaintiffs "did not allege in the complaint that any harm was caused by [Luethi]." Majority op., ¶ 33 n.19.

*469¶ 119. By muddling through direct liability and vicarious liability of an employer who employs an independent contractor and failing to state the doctrines clearly, the majority opinion has injected confusion into the law. Furthermore, the majority opinion has shifted the liability for inherently dangerous activities from an employer who employs the independent contractor for an inherently dangerous activity, the person who reaped the benefits of the contracted work, to the innocent neighbor plaintiff, who had no knowledge about or control over the spraying of herbicides.

¶ 120. The majority opinion has subverted the long-standing rationale for the "inherently dangerous exception," and indeed jeopardizes the vitality of the "inherently dangerous" doctrine. If a plaintiff must show that an employer who employs an independent contractor has breached the employer's own duty of ordinary care, in what way does a case of "inherently dangerous" activity differ from any other negligence claim against the employer?

¶ 121. As the Restatement (Third) of Torts: Liability for Physical and Emotional Harm explains, the "inherently dangerous activity" doctrine imposing vicarious liability on an employer of an independent contractor for the tortious actions of the independent contractor is motivated by public policy concerns.38 That is, once the activity is one that a reasonable person knows or has reason to know would pose a peculiar risk, the liability for creating such a risk falls *470on the employer for the torts of the independent contractor, not the innocent third parties harmed by such torts.

¶ 122. The majority opinion has apparently converted a longstanding rule that an employer of an independent contractor is vicariously liable for the torts of an independent contractor in performing inherently dangerous activities into one of an employer's liability for the employer's personal negligence and has converted a rule that places the burden of risk for inherently dangerous activities on the person creating those dangers into a rule placing that burden on innocent third parties. This outcome is contrary to the letter and the rationale of our case law, the Restatements of Torts, treatises, and case law from other states.

¶ 123. For the reasons set forth, I write separately.

¶ 124. I am authorized to state that Justices ANN WALSH BRADLEY and DAVID T. PROSSER join this opinion.

5.3.4 Joint Enterprise 5.3.4 Joint Enterprise

Courts may impose liability on A for the actions of B, when it is found that their actions were sufficiently connected or coordinated. See Restatement (Second) of Torts § 876 (1979).

5.3.4.1 Carl v. Indian Springs, Inc. ("The Hot Rodding Case") 5.3.4.1 Carl v. Indian Springs, Inc. ("The Hot Rodding Case")

Carl and Doris COBB, as individuals and next friend of Carla Ann COBB, a minor v. INDIAN SPRINGS, INC., an Arkansas corporation, James Tillman BABBITT and Danny Lee CREED

74-297

522 S.W. 2d 383

Opinion delivered April 28, 1975

[Rehearing denied June 2, 1975.]

Pierce, Robinson, McCord & Rotenberry; Lamb & Frazier and Richard L. Mallison, for appellants.

Laser, Sharp, Hale, Young & Boswell, P.A., for appellees.

*10Carleton Harris, Chief Justice.

On the night of October 21, 1972, shortly before or after midnight, Carla Ann Cobb,1 age 16, was struck by a vehicle driven by Danny Lee Creed, the incident occurring near a bus stop in the Indian Springs Mobile Home Park in Saline County, said park being owned by appellee, Indian Springs, Inc. Earlier in the evening, Miss Cobb had been picked up while walking on a street of the park by James Tillman Babbitt, a security guard employed by the corporation, who subsequently transported her to the bus stop. Babbitt had parked his station wagon completely off the paved roadway on the grass of the shoulder, and was standing near the car when Miss Cobb, also standing by the car, was struck by Creed’s automobile, a 1964 Mercury Comet, which he had just purchased. Injuries were sustained by Carla Ann and subsequently Carl and Doris Cobb, her parents, instituted suit individually and as next friend of Carla Ann, seeking damages against Creed, Babbitt, and Indian Springs, Inc., the complaint asserting that the injuries suffered were the proximate result of joint acts of negligence of the three, and that Babbitt, at all pertinent times, was acting in the course and scope of his employment with Indian Springs. Indian Springs and Babbitt answered denying material allegations, other than the fact that Babbitt was an employee of the corporation, but Creed, a minor 16 years of age, was not personally served, though summons was issued, and did not answer. Subsequently, it being called to the attention of the court that Creed was a minor, a guardian ad litem was appointed in his behalf and this guardian filed an answer denying the material allegations of the complaint. Thereafter, the answer by Indian Springs and Babbitt was amended, setting up the defenses of contributory negligence and assumption of risk; a further amendment asserted that the parents of Carla Ann were negligent in failing to exercise ordinary care for the safety of their daughter, alleging that such parents had failed to exercise proper supervision or control, having had the opportunity to do so. The guardian ad litem filed his report, stating that he had notified Creed at his last known address in Hot Springs by certified mail of the pendency of the action and *11had enclosed a copy of the complaint; that the letter was returned with the notation, “Moved, left no address.” The attorney for appellants executed an affidavit, setting out the steps taken to obtain service on Creed, wherein he stated that a summons had been sent to the sheriff of Garland County showing Creed’s last known address in that city, but had been returned “non est”, reflecting that the defendant (according to the affiant) had absented himself from the State of Arkansas. Thereafter, according to the affidavit, pursuant to the provisions of Ark. Stat. Ann. § 27-342.2 (Repl. 1962), service was had upon the Secretary of State as agent of service for Creed and notice of the service and a copy of the process were sent by registered mail to Creed at his last known address. Appellees objected to Creed being made a party defendant and after a discussion of the matter in chambers, the trial judge, in open court, announced that he had determined, as a matter of law, that proper service had not been had upon Creed and he was accordingly no longer a party to the litigation. After the submission of proof to the jury on the part of appellants, appellees moved for a directed verdict, which motion the court granted, directing the jury to find for Indian Springs, Inc. and James Tillman Babbitt, the jury so finding. Judgment was accordingly entered and from such judgment, appellants bring this appeal. Two alleged errors are presented, viz-, first, that the trial court erred in directing a verdict in favor of appellees, and second, that the trial court erred in excluding Danny Lee Creed as a party to the action.

Ten witnesses testified on behalf of appellants, but only five testified about events relating to the manner in which the accident occurred, viz., Carla Ann Cobb, Stephen Moore, DeWayne Moore, Debbie Steele, and Ronald Anderson, a deputy sheriff of Saline County.

Carla Ann testified that she and a girl friend, on the night in question, went to the park clubhouse where recreation was regularly provided; that her parents told her to be back home by midnight, and that the clubhouse closed at 10:00 P.M.; she and the friend went over to the swings for a while which are located near the clubhouse, then started walking to Arrowhead Road. There, the security guard, Babbitt, picked them up in the park station wagon. She said Bab*12bitt’s job included supervision of the young people in the clubhouse and that there was a 10:00 P.M. curfew, i.e., she was not supposed to be out on the streets after that hour. Babbitt mentioned that fact to them, and they got into the car. Several other youngsters were in the car, and they first rode through the trailer park,2 around through the shopping center, took two of the youngsters home, her friend still being in the car with her, and drove to the bus stop. There they found Debbie and DeWayne. Babbitt talked with these two for a few minutes, and those in the car then left, drove around, Babbitt making further rounds in checking as security officer, and subsequently returned to the bus stop, pulled off in the grass, and stopped. According to Carla Ann, they were two or three feet from the blacktop. Two other boys drove up and asked the two girls to go with them to an eating establishment, but Carla Ann advised that she was to be in at 12 o’clock and could not go. Her friend got in the car with the boys and Carla Ann walked back to Babbitt’s car and leaned up against it. She said Danny Creed pulled up in his automobile and engaged in conversation with Babbitt. According to the witness, Babbitt wanted to drive Creed’s car but she said the latter refused, stating that, “He just got tags on it that day and he didn’t want anybody to drive it.” Carla Ann added:

“Big Jim [Babbitt] told him, ‘Well, if you won’t let me drive it, take it down to the dairy bar and run it back up here and see what it will do.’ He told him, he said, T want you to shut it down before you come over that hill because there is a gas line or something.’ Some kind of gas pipe and he was scared he would hit them.”

Carla Ann testified that Creed then got in his car, turned it around, and drove out of sight; that he then came back up the road, and though she couldn’t see him, she could hear him. According to the witness, Babbitt remarked that Creed was “going to hit those gas pipes or kill somebody in the trailers or either himself ***. ” She said Creed “came over the hill and kept on coming like there wasn’t nothing in his way.” The witness related that DeWayne Moore ran out in front of *13him; Creed slammed on his brakes and the car started “fishtailing”; that she was standing on the grass by the street and thinking Creed was going to “go in front” of the station wagon, started to turn around and run; however, the car driven by Creed “run up the side” of the station wagon and struck her as she turned. Carla Ann stated that the speed limit coming into the park was 25 miles per hour, and the maps reflect speed limits in the park to be 25 and 20 miles per hour.

William Stephen Moore, one of the youngsters who was present when the accident occurred and who had ridden to the bus stop with Danny, testified that Danny drove up to the bus stop and talked with Babbitt about his car.

“Well, they were just talking about when his car was running real good and he just got it and seen what kind of motor it had in it, a V-8 and four speed and that it ran pretty good. ***
“Well, we were talking about running cars and how good it would run and how fast it would run through the quarter. What I heard may not be what someone else heard. ***
“I heard Big Jim ask to see if he could drive his car and Danny said, no he just got it and didn’t have no insurance on it and it was the first car he ever had and he didn’t feel safe with anybody else driving it. Danny said, ‘No.’ The next thing I knew Danny was in the car.”
As to the accident, Stephen said:
“Well, we were sitting around there and I didn’t hear much conversation and all of a sudden started hearing, you know, tires squealing and the engine roaring and I see him top the hill and my brother DeWayne jumped out there to wave him down so he would slow down and then Danny locked up his brakes and hit Big Jim’s car.”

Debbie Steele (then Debbie Medlin), who along with Stephen Moore and his brother DeWayne, was with Creed *14until reaching the bus stop, testified that she heard Babbitt ask Danny if he could drive the car to which the latter responded, “No”, and that somebody said “Go down to the end of the street and see how fast it will run; that Babbitt said, ‘Shut it down when you top the hill.” She was not sure who commented about how fast the car could go, but when asked, to the best of her recollection, who had made the remark, Debbie replied:

“Well, I can’t really say because everybody said that Jim said it. I wasn’t watching and I wasn’t talking in their crowd. We were standing off talking to Steve Moore and I think Carla was there. They were talking about the car and I couldn’t tell who said it and I couldn’t tell by voices who said it. I heard somebody say it and I don’t know who.”

Further, from the record:

“Q You know how far he [Creed] went down the road?
A Yes. He went to Joe and Ray’s Super Market and he turned around in that parking lot and he started from there. I guess at the end of the street is where he started.
Q Did you hear something?
A Squalling tires.
Q, Did you hear an accelerated motor?
A Yes, sir.
Q,I believe he was out of sight, over the crest of the hill?
A At the bottom of the hill he would have been out of sight but all down the street where he was you could see the car.
Q Did you at some point see it coming back?
A Yes, sir.
*15Q Was it going fast or slow?
A Fast.
Q, What happened then?
A Well, he topped the hill and it didn’t look like he was shutting it down and I heard somebody say, ‘That’s a gas main setting over there.’ The street is here and a gas main over there. DeWayne Moore went out in the street and was waving his hands trying to get him to stop. He locked his brakes and swerved to this side. He came back toward the station wagon. I was sitting on the hood in the front. The rest of them were standing in the back. It happened so fast. That is all I can say. He started toward the car and I started backing up on the hood and that is all I could see. Then I heard the crash. I guess I shut my eyes. I don’t know.”

Dewayne Moore, who had been let out at the bus stop, and was present when the accident occurred, testified that Danny and Babbitt had conversation about Danny’s car.

“Well, we drove up and Jim asked how it ran. Danny said, ‘All right.’ He asked if he could drive Danny’s car. Danny said, no because he didn’t have any insurance. He asked him to go down there by the store, the dairy bar at Pikewood, turn around and come back and when he got on top of the hill, shut if off. ***
“He said, ‘Shut it down on top of the hill’ or ‘before you get to the hill.’”

Strangely enough, Moore was never asked why he ran out and tried to stop the car.

Deputy Sheriff Ronald Anderson testified that the distance from where Creed stated that he had “locked his brakes”, to the point where Carla Ann was struck, reflected that the Creed automobile slid 120 ft. The witness stated that Creed said he had just acquired the car and “he was trying it out.” Further:

*16“I believe I asked him if he seen the girl and he said, T was going so fast’, he said, T seen somebody standing on the road and I tried to swerve’ and he said he was sliding and couldn’t control his car. ***
“He didn’t argue with me or nothing. He told me what he had done. He was sorry for it and all this. He told me wasn’t any excuse for that type driving.”

We have reached the conclusion that the court erred in directing a verdict. In Restatement of the Law, Torts (1939), § 876, p. 435, we find:

“For harm resulting to a third person from the tortious conduct of another, a person is liable if he
(a) orders or induces such conduct, knowing of the conditions under which the act is done or intending th<p consequences which ensue, or
(b) knows that the other’s conduct constitutes a breach of duty and gives substantial assistance or encouragement to the other so to conduct himself, ***”

Comment under Clause (b) is as follows:

“b. Advice or encouragement to act operates as a moral support to a tortfeasor and if the act encouraged is known to be tortious, it has the same effect upon the liability of the adviser as participation or physical assistance. If the encouragement or assistance is a substantial factor in causing the resulting tort, the one giving it is himself a tortfeasor and is responsible for thé consequences of the other’s act. This is true both where the act done is an intended trespass and where it is merely a negligent act. The rule applies whether or not the other knows his act to be tortious. It likewise applies to a person who knowingly gives substantial aid to another who, as he knows, intends to do a tortious act.
The assistance of or participation by the defendant may be so slight that he is not liable for the act of the *17other. In determining this, the nature of the act encouraged, the amount of assistance given by the defendant, his presence or absence at the time of the tort, his relation to the other and his state of mind are all considered.”

Let us see how the facts in the case before us comport to the authority just cited. The first important fact is that a jury could certainly find Babbitt initiated, by his words, the sequence of events, or the act (reckless driving) which resulted in the injuries to Carla Ann, i.e., Creed did not suggest that he would like to show everybody what his automobile could do in the way of speed; to the contrary, the suggestion came from Babbitt. A jury could have found that Creed would not have driven the car at a high speed in the Indian Springs area except for the suggestion made, in other words, that Babbitt’s encouragement was a substantial factor in causing the resulting tort. Since there was testimony that Babbitt told Creed to “run it back up here and see what it will do”, a jury could have found that the security guard had suggested that Creed drive the car at his highest speed, through recognizing possible danger by telling Creed to “shut it down before you come over that hill because there is a gas line or something.”

Also, the jury might well take into consideration Babbitt’s position of authority which possibly could have been a factor influencing Creed to demonstrate the speed of his automobile. This was not a case of one of his fellow students, or young friends, suggesting that he drive the car at high speed, but rather, encouragement from the individual who was in charge of park security, and a person apparently, from the record, held in respect by the young people. Let us use an illustration. A certain high school prohibits operation of a motorcylce on school grounds. A student has a new motorcycle which he would like to show off. Fellow students are on the grounds. Of course, fast driving could be dangerous to those students on the grounds. While the owner, though desiring very much to exhibit the speed of his vehicle, might ignore the suggestion of a fellow student that he proceed, would he not be more inclined to disobey the regulation if one of the teachers suggested that he “show what the motorcycle could do”?

*18As to foreseeability, it was only necessary that Babbitt, at the time the suggestion was made, foresee an appreciable risk of harm to others. See AMI 2d Ed., § 301, p. 25. The testimony has been fully set out, and we are unwilling to say, under this testimony, as a matter of law, that Babbitt could not foresee injury to Carla Ann.

In the Connecticut case of Carney v. DeWees, 136 Conn. 256, 70 A. 2d 142, the rationale for imposing liability was the section in Restatement of Torts heretofore set out. There, suit was insituted by an administratrix of a deceased person who was killed when thrown from the body of a truck in which he was a passenger, the truck being in pursuit of a vehicle with which the driver was racing. Prior to the accident, the driver of the lead vehicle, an automobile, had refused, by occupying the left lane and accelerating his car, to permit the other to pass. Judgment was obtained against the driver of the automobile and the Supreme Court of Errors affirmed, holding that the car driver operated his car in a manner that he knew would provoke the truck driver and incite him to attempt to pass, and that as a consequence, the two drivers were participating in a contest of speed. Several other racing cases are cited in the opinion. In the North Carolina case of Boykin v. Bennett, 118 S.E. 2d 12, the court quoted from Blashfield: Cyclopedia of Automobile Law and Practice, Perm. Ed., Vol. 1, § 761, p. 706.

“If two or more persons, while racing automobiles upon a public highway in concert, injure another traveler or bystander, they are individually liable for the damage or injury so caused, although only one of the vehicles engaged in the race comes in contact with the injured person or the vehicle in which he is riding.”

In the Georgia case of Landers v. French’s Ice Cream Company, 106 S.E. 2d 325, two automobile drivers were racing. A child was struck by one of the automobiles which, at the time, was behind; in fact, the lead car had already passed the child when he was struck by the second vehicle. Suit was instituted against both drivers (as well as the owner of a truck illegally parked along the highway). The lead driver, who was past the point when the accident occurred, demurred to the com*19plaint and the trial court sustained the demurrer. On appeal, the Supreme Court of Georgia reversed, holding that the racing of motor vehicles constitutes negligence and all engaged are liable for an injury sustained to a third person as a result thereof, irrespective of which of the racing cars actually inflict the injury. Several cases in support of the finding are cited, including the Virginia case of Oppenheimer v. Linkous’ Adm’x, 165 S.E. 385, from which the Georgia court quoted as follows:

“If these men, however, had not been racing Linkous would be alive to-day. His death is directly due to the failure of Oppenheimer’s chauffeur to note the passing signal from the Smoot car. (The Smoot car struck Linkous.) He saw fit to invite a race which was not only a proximate cause of the accident but the sole proximate cause.”

We recognize that the instant litigation does not involve racing between two individuals, but could not a jury, in considering the facts herein enumerated, come to the conclusion that Creed, encouraged and incited by Babbitt to demonstrate the speed of his car, engaged in the tortious conduct complained of and that Babbitt was thus guilty of negligence? Could not a jury validly find that both Creed and Babbitt were tortfeasors who, by concurrent acts of negligence, though disconnected, were guilty of acts which were the proximate cause of the injuries sustained?

Appellee argues that even if Babbitt were negligent, there was an independent intervening act which was the proximate cause of Carla Ann’s injuries but we need not discuss this contention for the matters of intervening cause and foreseeability are questions, under the evidence herein, for a jury to pass upon. We only hold that, under the proof offered, a jury question was presented.

As to the second point, appellees had no standing to raise the issue of whether Creed had been properly served but discussion is unnecessary since the case is being reversed. It may be. that Creed can now be served; to say the least, appellants will again have the opportunity to show the steps *20taken to obtain service and offer further evidence as to the whereabouts of Creed.

In accordance with what has been said, the judgment is reversed, and the cause remanded for further proceedings not inconsistent with this opinion.

Fogleman, J., concurs.

George Rose Smith, J., dissents.

John A. Fogleman, Justice,

concurring. I must concur in the result only because I cannot say from the testimony as abstracted that Babbitt did not owe a duty to Carla Ann Cobb or anyone else who stood alongside the vehicle Babbitt parked on the grass. Appellee appropriately argues the foreseeability test, saying that a very unusual sequence of events produced this injury and that Babbitt could not reasonably foresee this unusual combination, i.e.,

(a) that Danny Creed would disobey his instructions to “shut it off at the top of the hill”;
(b) that DeWayne Moore would unexpectedly project himself into the path of the Creed vehicle;
(c) that the Creed vehicle would leave the paved roadway; and
(d) that Carla Cobb, who was completely off the pavement on the grass, was in a place of danger.

When viewed in the light most favorable to the appellant, with all doubts resolved in her favor, it would be difficult to say, as a matter of law, that one in Babbitt’s position could not reasonably have foreseen all of these factors. Carla Cobb was between the paved drive and the Babbitt vehicle, which may have been no more than two feet from the edge of the pavement. It is at least debatable that it might have been foreseen that someone would have attempted to flag down the speeding young driver if it appeared that he was “coming like there wasn’t nothing in his way” and was about to run into the “gas line where it made a ‘T’”, which *21seems to have been in proximity to the bus stop where Babbitt’s vehicle was parked. It was a normal human reaction and not an efficient intervening cause. See Hartsock v. Forsgren, Inc., 236 Ark. 167, 365 S.W.2d 117; Hill v. Wilson, 216 Ark. 179, 224 S.W. 2d 797. And perhaps there might have been reason to foresee that the youth, anxious to show what the first automobile he ever owned would do, might become so exhilarated with the actual high-speed performance of this object of his pride that he would fail to heed the instruction to “shut it down before he came over the hill.” The top of the hill also seems to have been in the vicinity of the Babbitt vehicle.

I cannot join in the majority opinion for two reasons. One of them is the injection of the “but for” test through a case from a sister jurisdiction. And then while I can agree with the theory of negligence based upon § 876 of the Restatement of the Law of Torts espoused in the majority opinion, to me the real question on this appeal is the test of negligence by foreseeability, to which I believe the majority concedes this theory of negligence to be subject. However, I agree that this test in this case is not whether Babbitt, or one in his position, should have reasonably foreseen injury to others, and that it does turn upon the question whether he should have reasonably foreseen injury to Carla Ann Cobb, or one in her position.

There can be no negligence unless the actor breaches a duty on his part to protect the plaintiff, individually or as as a member of a class or group, from injury. 65 CJS 464, 475, 499, Negligence §§ 2 (1), 4 (1), 4 (10); Rice v. King, 214 Ark. 813, 218 S.W. 2d 91; Union Securities Co. v. Taylor, 185 Ark. 737, 48 S.W. 2d 1100.

Duty, however, is not limitless. 65 CJS 486 Negligence § 4 (2). It is limited to the risk reasonably to be foreseen. 65 CJS 486, 488, 520 Negligence §§ 4 (2), 4 (3), § 5 (4). In St. Louis-San Francisco Ry. Co. v. Ward, 197 Ark. 520, 124 S.W. 2d 975, we quoted from St. Louis-San Francisco Ry. Co. v. Burns, 186 Ark. 921, 56 S.W. 2d 1027, a clear statement of the rule, i.e.,

*22. . .the care required is only to provide against such dangers as ought to be foreseen in the light of the attendant circumstances, and the ideal ‘prudent person’ will therefore not neglect what he can foresee as probable nor divert his attention to the anticipation of events barely possible, but will order his conduct by the measure of what appears likely in the ordinary course of events.

See also, Dollins v. Hartford Accident & Indemity Co., 252 Ark. 13, 477 S.W. 2d 179.

In my opinion the appropriate test, insofar as the appellant is concerned is that stated in the oft-cited case of Palsgraf v. Long Island R. Co., 248 N.Y. 339, 162 N.E. 99, 59 ALR 1253 (1928). Even when an act constitutes a wrong as to someone else, it is not negligence as to a plaintiff in a personal injury action, if there was no reason to believe that there was any risk of bodily insecurity to the plaintiff. In the opinion in Palsgraf, Mr. Justice Cardozo said:

. . . .What the plaintiff must show is “a wrong” to herself, i.e., a violation of her own right, and not merely a wrong to someone else, nor conduct “wrongful” because unsocial, but not “a wrong” to anyone. We are told that one who drives at reckless speed through a crowded city street is guilty of a negligent act, and therefore of a wrongful one, irrespective of the consequences. Negligent the act is, and wrongful in the sense that it is unsocial, but wrongful and unsocial in relation to other travelers only because the eye of vigilance perceives the risk of damage. If the same act were to be committed on a speedway or a race course, it would lose its wrongful quality. The risk reasonably to be perceived defines the duty to be obeyed, and risk imports relation; it is risk to another or to others within the range of apprehension.
. . . .The range of reasonable apprehension is at times a question for the Court, and at times, if varying inferences are possible, a question for the jury.
*23. . . .One who seeks redress at law does not make out a cause of action by showing without more that there has been damage to his person. If the harm was not willful, he must show that the act as to him had possibilities of danger so many and apparent as to entitle him to be protected against the doing of it though the harm was unintended. Affront to personality is still the keynote of the wrong.

There is a definite trend in this country toward acceptance of the Palsgraf rule. Prosser, Law of Torts, 4th Ed., 258, § 43. As a matter of fact, it is the position taken in Restatement of the Law, Torts 2d, § 281, Comment c. There is a very cogent, and perhaps unintentionally favorable, argument for the Palsgraf rule in Professor Prosser’s comments in his words found at p. 263:

... .It is still inconceivable that any defendant should be held liable to infinity for all of the consequences which flow from his act, and some boundary must be set. If nothing more than “common sense” or a “rough sense of justice” is to be relied on, the law becomes to that extent unpredictable, and at the mercy of whatever the court, or even the jury, may decide to do with it.

Although Professor Prosser feels that determination of the question of duty is always one for the court,1 it seems to me that Justice Cardozo stated the preferable rule in the quotation above. Following it, I must concede that on the record abstracted, there was at least a jury question.

5.3.4.2 Bierczynski v. Rogers 5.3.4.2 Bierczynski v. Rogers

Bronislaw J. BIERCZYNSKI, Sr., Anna C. Bierczynski, and Bronislaw J. Bierczynski, Jr., also known as Ronald Bierczynski, Defendants Below, Appellants, v. Cecil B. ROGERS, Susan D. Rogers, through her Next Friend, Vera W. Rogers, Plaintiffs Below, and Robert C. Race, Defendant Below, Appellees.

Supreme Court of Delaware.

Feb. 21, 1968.

*219Roger Sanders, of Prickett, Ward, Burt & Sanders, Wilmington, for Bierczynski defendants below, appellants.

Julian D. Winslow, Wilmington, for plaintiffs below, appellees.

Max S. Bell, Jr., of Richards, Layton & Finger, Wilmington, for Race, defendant below, appellee.

WOLCOTT, C. J., and CAREY and HERRMANN, JJ., sitting.

HERRMANN, Justice:

This appeal involves an automobile accident in which the plaintiffs claim that the defendant motorists were racing on the public highway, as the result of which the accident occurred.

The plaintiffs Cecil B. Rogers and Susan D. Rogers brought this action against Robert C. Race and Ronald Bierczynski, ages 18 and 17 respectively, alleging concurrent negligences in that they violated various speed statutes and various other statutory rules of the road, and in that they failed to keep a proper lookout and failed to keep their vehicles under proper control. The jury, by answer to interrogatories in its special verdict, expressly found that Race and Bierczynski were each negligent and that the negligence of each was a proximate cause of the accident. Substantial verdicts were entered in favor of the plaintiffs against both defendants jointly. The defendant Bierczynski appeals therefrom. The defendant Race does not appeal; rather, he joins with the plaintiffs in upholding the judgment below.

The plaintiffs move to dismiss the appeal on the ground that the notice of appeal specified the denial of various motions for judgment made by Bierczynski during trial, as well as the final judgments entered below in favor of the plaintiffs. There is no merit in plaintiffs’ contention that the notice of appeal is thereby made too vague and confusing. Obviously, the appeal is taken from the final judgments, the various subordinate rulings during trial being mentioned in the notice in an overabundance of caution. Nor is there any merit in the contention that the notice of appeal was filed too late. The judgments upon the verdicts were entered below on February 6, 1967. The notice of appeal was filed with the Clerk on April 7, 1967. It was too close — dangerously so and, in the absence of extraordinary circumstances, we deplore such last-minute appeals — but it was not too late. Adopting and applying the rule of time-computation prevailing in the courts of this State (Superior Court Civil Rule 6, Del.C.Ann., Chancery Court Rule 6, Del.C.Ann., Superior Court Criminal Rule 45, Del.C.Ann.), whereby the day of the event is not included but the last day of the period is included, the notice was filed within the 60 day appeal period prescribed by Rule 23 of this Court, Del.C.Ann. The motion to dismiss the appeal is denied.

Bierczynski puts his appeal upon three grounds: (1) that it was error for the Trial Court to submit the issue of proximate cause to the jury, insofar as he was concerned, because the plaintiffs failed to prove that any negligence of Bierczynski was a proximate cause of the accident;* *220(2) that it was error for the Trial Court to permit the plaintiffs’ attorney to argue to the jury that Race and Bierczynski were racing; and (3) that it was error for the Trial Court to refuse to admit evidence that Rogers had not had Bierczynski arrested and charged with motor vehicle violations, following the accident, although he did take such action as to Race. We think that the decision of the Trial Court, as to each matter complained of, was correct.

There was sufficient evidence of proximate causation as to Bierczynski, in our opinion, to warrant the submission of that issue to the jury. The Trial Court had before it the following evidence:

Bierczynski and Race worked at the same place, located a short distance east of Governor Printz Boulevard near Lore Avenue. They lived near each other in the southerly part of Wilmington. On the day before the accident, Bierczynski drove Race to work. On the day of the accident, Bierczynski intended to pick Race up again; but, upon meeting, Race told Bierczynski he would take his own automobile too, because he intended to leave work early. Thereupon, one following the other, they drove toward their place of employment northerly across Wilmington to Lore Avenue in a suburban area of Brandywine Hundred. The accident occurred on Lore Avenue about 300 feet east of its intersection with River Road. Lore Avenue runs east and west and River Road north and south. Lore Avenue was 18 feet wide, macadam surfaces, without a marked center line, and was lined by guard rails at various places. For a distance of about 1,000 feet west of its intersection with River Road, Lore Avenue is a moderately steep hill; after crossing River Road, it levels off. The speed limit at the scene was 25 m. p. h.

Cecil Rogers testified as follows: He was returning from a Girl Scout trip with his daughter, headed for their home located about three blocks from the-scene of the accident. He entered Lore Avenue from Governor Printz Boulevard, thus driving in a westerly direction on Lore Avenue. At a point about 300 feet east of River Road, • Rogers’ car was struck • by Race’s car which approached him sideways, moving in an easterly direction on the westbound lane. Rogers saw Race’s car coming at him; he stopped in the westbound lane; but he was unable to move out of the way because there was a guard rail along that part of the road and no shoulder. Rogers first saw the Race vehicle when it was about 550 feet up Lore Avenue — or about 250 feet west of River Road. At that point, the Race car was being driven easterly on Lore Avenue in the westbound lane, almost along-side the Bierczynski car which was moving easterly in the eastbound lane. The front bumper of - the Race car was opposite the back bumper of the Bierczynski car. Both cars were moving at about 55 or 60 m. p. h. down the hill. Before reaching River Road, Race swerved back into the eastbound lane behind Bier-czynski, who was about a car length in front. As it crossed River Road, the Race automobile “bottomed on the road”; and it “careened down against the pavement and gave an impression of an explosion”; dust “flew everywhere” sufficiently to obscure the Race car momentarily from Rogers’ view. At that point, the Race and Bier-czynski automobiles were only “inches apart”. The Race car then emerged from behind the Bierczynski car and careened sideways, at about 70 m. p. h., a distance of about 300 feet to the Rogers car standing in the westbound lane. The left side of the Race car struck the front of the Rogers car. Meanwhile, the Bierczynski car was brought to a stop in the eastbound lane, about 35 feet from the area of impact. The Bierczynski car did not come into contact with the Rogers vehicle.

/facts that his automobile remained in the proper lane at all times and was stopped about 35 feet before reaching the area of impact, without coming into contact with Bierczynski’s contention as to lack of proximate cause is based mainly upon the *221the Rogers car. These facts notwithstanding, the foregoing testimony of the plaintiff constituted sufficient evidence of proximate cause, in our opinion, to warrant the submission of that issue to the jury as to both drivers.

A reasonable inference capable of being drawn from the above testimony of Rogers, in the light of the surrounding circumstances, is that Race and Bierczynski were engaged in a speed contest as they came down the hill of Lore Avenue approaching its intersection with River Road. It is unimportant whether it was technically a “race”, in the terminology of the defendants who deny that they were “racing”. Clearly, the inference of a deliberate and intentional speed competition, as they came down the hill practically side-by-side at twice the legal speed, was permissible from Rogers’ testimony; clearly, the inference that Bierczynski maintained his greatly excessive speed deliberately to prevent Race from passing him, was also permissible from Rogers’ testimony. We classify both of these courses of conduct as improper racing on the highway. In either of the latter situations, the issue of whether Bierczynski’s conduct was a proximate cause of Race’s loss of control and collision with Rogers, was a proper issue for the jury.

In many States, automobile racing on a public highway is prohibited by statute, the violation of which is negligence per se. E. g., State v. Dionne, 24 Conn. Sup. 59, 186 A.2d 561 (1962); State v. O’Connor, 76 N.J.Super. 246, 184 A.2d 83 (1962); Boykin v. Bennett, 253 N.C. 725, 118 S.E.2d 12 (1961); Giemza v. Allied American Mut. Fire Ins. Co., 10 Wisc.2d 555, 103 N.W.2d 538 (1960); Agovino v. Kunze, 181 Cal.App.2d 591, 5 Cal.Rptr. 534 (1960). Delaware has no such statute. Nevertheless, speed competition in automobiles on the public highway is negligence in this State, for the reason that a reasonably prudent person would not engage in such conduct. This conclusion is in accord with the general rule, prevailing in other jurisdictions which lack statutes on the subject, that racing motor vehicles on a public highway is negligence. 1 Cyclopedia of Automobile Law and Practice (Perm.Ed.) § 761; C.J.S. “Motor Vehicles” § 297; Annotation, 13 A.L.R.(3rd) 431, et seq.; Nelson v. Nason, 343 Mass. 220, 177 N.E.2d 887 (1961); Skipper v. Hartley, 242 S.C. 221, 130 S.E.2d 486, 13 A.L.R.3d 426 (1963).

It is also generally held that all who engage in a race on the highway do so at their peril, and are liable for injury or damage sustained by a third person as a result thereof, regardless of which of the racing cars directly inflicted the injury or damage. The authorities reflect generally accepted rules of causation that all parties engaged in a motor vehicle race on the highway are wrongdoers acting in concert, and that each participant is liable for harm to a third person arising from the tortious conduct of the other, because he has induced and encouraged the tort. See Restatement of the Law of Torts, § 876; Jones v. Northwestern Auto Supply Co., 93 Mont. 224, 18 P.2d 305 (1932); Andreassen v. Esposito, 90 N.J.Super. 170, 216 A.2d 607 (1965); Haddock v. Stewart, 232 Md. 139, 192 A.2d 105 (1963); Carney v. DeWees, 136 Conn. 256, 70 A.2d 142 (1949); Saisa v. Lilja (1 Cir.) 76 F.2d 380 (1935).

We subscribe to those rules; and hold that, as a general rule, participation in a motor vehicle race on a public highway is an act of concurrent negligence imposing liability on each participant for any injury to a non-participant resulting from the race. If, therefore, Race and Bierczynski were engaged in a speed competition, each was liable for the damages and injuries to the plaintiffs herein, even though Bier-czynski was not directly involved in the collision itself. Bierczynski apparently concedes liability if a race had, in fact, been in progress. Clearly there was ample evidence to carry to the jury the issue of a race — and with it, implicit therein, the issue of proximate cause as to Bierczynski.

*222The foregoing disposes of the appellant’s contention that there was no evidence upon which it was proper for plaintiffs’ counsel to argue to the jury that the defendants were racing.

Finally, we see no merit in the appellant’s contention that the Trial Court should have permitted a showing that Rogers brought criminal charges against Race but not against Bierczynski after the accident. The appellant was unable to cite any authority to support his position. We are not surprised.

We find no error as asserted by the appellant. The judgments below are affirmed.

5.3.4.3 Rubio v. Swiridoff 5.3.4.3 Rubio v. Swiridoff

[No. F003568.

Fifth Dist.

Mar. 7, 1985.]

ANDORA ANN RUBIO, a Minor, etc., Plaintiff and Appellant, v. RUDOLF HENRY SWIRIDOFF, Defendant and Respondent.

*401Counsel

Sandell, Young & St. Louis and Charles A. Wieland for Plaintiff and Appellant.

*402McCormick, Barstow, Sheppard, Wayte & Carruth, Stephen J. Kane and David H. Bent for Defendant and Respondent.

Opinion

RANDALL, J.*

We are faced in the instant case with the novel proposition that one who engages in a provocative quarrel with another and then drives rapidly away from the scene of the confrontation is liable in damages to the survivors of the victim of an automobile accident triggered by the other disputant who drove in a reckless fashion while influenced by the heat of passion thus enkindled. The legal rules we must apply to resolve the matter are well established, but we find no remotely similar factual precedent.

On October 29, 1981, plaintiff, through her guardian ad litem, filed a complaint for the wrongful death of her mother against Rudolf Henry Swiridoff (Swiridoff).

Swiridoff subsequently filed a motion for summary judgment, which was granted.

Facts

Swiridoff and Linda Karcie (Karcie) had been dating each other for approximately one and one-half years. On September 30, 1978, Swiridoff was seen by Karcie’s brothers with another woman. On October 1, 1978, Swiridoff telephoned Karcie several times, each time being met with an angry response. That evening Swiridoff went to a local bar and saw Karcie with another man. They exchanged “words.” Swiridoff left and went to another restaurant/bar. Later, Karcie came into this establishment. They exchanged rude comments with each other in the parking lot. Swiridoff got into his Corvette and drove out of the parking lot “burning rubber.”

Swiridoff headed north on Blackstone Avenue toward his home at approximately 70 miles per hour. Karcie got into her 1969 Pontiac and drove in the same direction on Blackstone Avenue at approximately 80 miles an hour heading to her home in Clovis. Along the way she passed Swiridoff. Just prior to Swiridoff turning off Blackstone Avenue toward his home he witnessed Karcie’s car colliding with another car approximately a block and *403one-half away. He drove to the accident, helped Karcie out of the car and waited for the police.

Consuelo Rubio, plaintiff’s mother, was a passenger in the car with which Karcie collided. She was killed in the crash.

Swiridoff was arrested on suspicion that he and Karcie were drag racing. They both denied participating in any type of race and plaintiff does not now assert that they were in fact racing at the time of the accident.

Plaintiff’s Contentions

Plaintiff advances six arguments against the propriety of granting summary judgment in the instant case. However, since plaintiff properly concedes that “liability for negligent conduct may only be imposed where there is a duty of care owed by the defendant to the plaintiff . . .,” and since we determine that the requisite element of duty has not been demonstrated in the instant case, we need not deal with the other contentions.

Discussion

A judgment of dismissal following an order granting summary judgment by the trial court will not be reversed on appeal absent an abuse of discretion. (Brewer v. Home Owners Auto Finance Co. (1970) 10 Cal.App.3d 337, 341 [89 Cal.Rptr. 231].) The rules for adjudication of a motion for summary judgment are well known. These rules are applied on appeal with all reasonable inferences considered in favor of the party opposing the summary judgment. (Slobojan v. Western Travelers Life Ins. Co. (1969) 70 Cal.2d 432, 437 [74 Cal.Rptr. 895, 450 P.2d 271].)

Did Swiridoff Owe a Duty of Care to Consuelo Rubio?

Plaintiff asserts that Swiridoff’s duty of care “arose when he reasonably anticipated, should have anticipated, that his absence would cause or encourage his girlfriend to act negligently.” “[Swiridoff] knew, or should have known, that everything [Karcie] did that night was in reaction to whatever he did; that she was playing a game of ‘one-ups-manship’ [sic] . . . that he was in control of their actions that night; and for all practical purposes, he was in the driver’s seat of both automobiles.” Thus Swiridoff caused Karcie to violate the general duty owed others by the driver of a motor vehicle on a public street.

Swiridoff argues there is nothing in the record that supports the contention that his driving off at a high rate of speed would cause Karcie to do the *404same. He asserts that plaintiff’s proposition goes “beyond any established basis for finding the existence of a duty of care, and that finding such a duty under such circumstances would be contrary to the interests of justice and the administration of the judicial system.”

In reply, plaintiff alleges “it is the continuing nature of the heated argument, and especially its history of immitation [sz'c] of the Respondent by his girlfriend, that establishes Respondent’s duty of care herein.”

Whether a duty exists is primarily a question of law. “It is the court’s ‘expression of the sum total of those considerations of policy which lead the law to say that the particular plaintiff is entitled to protection. ’ (Prosser, Law of Torts (4th ed. 1971) pp. 325-326.) Any number of considerations may justify the imposition of duty in particular circumstances, including the guidance of history, our continually refined concepts of morals and justice, the convenience of the rule, and social judgment as to where the loss should fall.” (Weirum v. RKO General, Inc. (1975) 15 Cal.3d 40, 46 [123 Cal.Rptr. 468, 539 P.2d 36].)

To prevail herein plaintiff must establish the requisite element of duty either on the theory that Swiridoff was guilty of nonfeasance in a situation where he was required to act, or of misfeasance.

For nonfeasance to be applicable where a party other than the defendant directly precipitated an injury-producing accident, there must exist a special relationship between the defendant and the person causing the harm, or between the defendant and the injured person (see 4 Witkin, Summary of Cal. Law (8th ed. 1974) Torts, § 649, p. 2928; Rest.2d Torts, § 315), for at common law tort liability for the acts of others did not generally exist. (Richards v. Stanley (1954) 43 Cal.2d 60, 65 [271 P.2d 23].) Thus in Tarasoff v. Regents of University of California (1976) 17 Cal. 3d 425 [131 Cal.Rptr. 14, 551 P.2d 334, 83 A.L.R.3d 1166], a special relationship was found to exist in a wrongful death case between a mental patient and his psychiatrists, who were sued for failure to warn decedent of the patient’s threats to kill her. The same principle was later applied to hold the physicians in Myers v. Quesenberry (1983) 144 Cal.App.3d 888 [193 Cal.Rptr. 733] liable to parties then unknown to them when they failed to warn their patient not to drive when emotionally overwrought and suffering from an uncontrolled diabetic condition.

No such special relationship existed either between Swiridoff and Karcie or between Swiridoff and Consuelo Rubio in the instant case. Karcie was merely a girlfriend of Swiridoff and was operating her own vehicle at *405the time of the accident. Rubio was a member of the general motoring public.

Plaintiff asserts that Swiridoff is liable herein because . . he was in control of [his and Karcie’s] actions that night.” If we view this contention as an attempt to argue the creation of a duty based upon nonfeasance in that Swiridoff should have exercised control over Karcie’s conduct, given the heated nature of their argument and her alleged practice of one-upmanship, the law of this state is to the contrary, for our courts have refused to impose such a duty of control over the acts of another even when the party to be controlled is in a quasi-custodial setting. (Harland v. State of California (1977) 75 Cal.App.3d 475 [142 Cal.Rptr. 201]; accord, Myers v. Quesenberry, supra, 144 Cal.App.3d at p. 894, fn. 3.)

On the other hand, if we view the assertion as an argument that there was misfeasance in that Swiridoff was in fact in control of Karcie and thus of her automobile, then there was simply a failure to produce any evidence to support the a priori assumption of the existence of such control.

Since plaintiff cannot, on the facts of this case, prevail on a theory of duty founded upon nonfeasance we turn next to examine any bases which may exist for asserting misfeasance.

Swiridoff did two things on the night of the accident which plaintiff seems to be alleging constituted misfeasance. First, he engaged in a heated argument with Karcie. Second, he entered his automobile and drove rapidly away from the scene of the argument.

Karcie was in a fighting mood because Swiridoff had dated another girl. Swiridoff was angry because Karcie retaliated by dating another man. Plaintiff argues that Swiridoff is liable because: “it is clear, based on the preceding facts and all reasonable inferences thereon, that Ms. Karcie’s Sunday morning, angry telephone call to respondent was in reaction to his date with another woman the night before; that Ms. Karcie’s Sunday night date with another man was in reaction to respondent’s date with another woman the night before; that Ms. Karcie’s angry comments at the first bar Sunday night were in reaction to respondent’s comments; that Ms. Karcie’s appearance at the Tia Maria bar later that night in search of respondent was in reaction to his relocation there; that her angry comments at the second bar, spilling into the parking lot, were in reaction to respondent’s rude comments; and that her furious, high speed driving was in reaction to respondent’s ‘peeling rubber’ and excessive speed.”

Were we to acquiesce in this reasoning and find the existence of a duty based upon Swiridoff’s angry argument with Karcie, we would be estab*406lishing tort liability at the expense of the constitutional right of free speech, and this we cannot do.

In Olivia N. v. National Broadcasting Co. (1981) 126 Cal.App.3d 488 [178 Cal.Rptr. 888], the appellant was attacked and artificially raped with a bottle by minors who had seen defendant’s movie “Born Innocent,” in which a similar incident occurred. It was alleged that respondent was negligent in showing such a film when it knew or should have known that it might cause youthful viewers to imitate the crime. On appeal after the granting of a nonsuit the court ruled there could be no negligence action based upon the exercise of free speech (unless the speech in question met the “incitement” standards of Brandenburg v. Ohio (1969) 395 U.S. 444 [23 L.Ed.2d 430, 89 S.Ct. 1827]), because of the chilling effect such actions would have on the exercise of a constitutional right.

In the instant case we have neither an incitement as defined by Brandenburg, supra, nor a reckless importuning to race through the streets as existed in Weirum v. RKO General, Inc., supra, 15 Cal.3d 40 (a radio station announcer urged listeners to be the first to arrive at a specified location to receive a prize). Consequently, no duty of care was established by virtue of the argument in the instant case.

We are left with Swiridoff’s action of entering his Corvette after the argument, burning rubber and driving rapidly away from the scene of the fight. As we have previously indicated, plaintiff concedes Swiridoff and Karcie were not racing. Indeed, she assigns as error the trial court’s apparent treatment of this as a drag racing case.1

The uncontroverted evidence before the court at the time of the hearing on the motion for summary judgment was that Swiridoff left to go to his home, and after he left Karcie left to go to her home. There was no evidence either party knew where the other was going. The accident happened after Karcie passed Swiridoff and just as he was preparing to turn off of Blackstone Avenue.

Although plaintiff argues Karcie had followed a pattern of one-upmanship to this point in the evening, repeatedly following Swiridoff’s lead, we point *407out that if such a pattern had previously been established it was being broken at the time of the accident, for Karcie had passed Swiridoff by and was proceeding on her own without knowledge of Swiridoff’s destination at the time of the collision.

In Tischoff v. Wolfchief (1971) 16 Cal.App.3d 703 [94 Cal.Rptr. 299] (a case involving an appeal from a jury verdict rather than from a summary judgment) the appellate court found a basis upon which a jury might have believed appellant was acting in concert with another who collided with respondent’s vehicle. There the two drivers left a bar to travel together to appellant’s house. They proceeded side-by-side or nearly so at speeds of 70 miles per hour or more in a 30 mile-per-hour zone. The court concluded the jury could have found the drivers were racing or “. . . indulging in a bit of automotive skylarking, goading each other to excessive speed.” (Id., at p. 706.) No similar common purpose or concert of action exists in the instant case upon which we might ground the requisite existence of a duty owed by Swiridoff to Consuelo Rubio.

We come, lastly, to consider the question of foreseeability. Foreseeability, a prime consideration in establishing a duty, is normally a question of fact. (Weirum v. RKO General, Inc., supra, 15 Cal.3d 40.) Foreseeability will be decided as a question of law only if “ ‘under the undisputed facts there is no room for a reasonable difference of opinion. ’ ” (Bigbee v. Pacific Tel. & Tel. Co. (1983) 34 Cal.3d 49, 56 [192 Cal.Rptr. 857, 665 P.2d 947].)

Under the circumstances of the instant case the issue of foreseeability is properly resolved as a matter of law. Nothing in the record supports an inference that Swiridoff should have foreseen that his leaving the scene of the quarrel in a rapid fashion would trigger even more rapid, and reckless, driving by Karcie.

For all of the foregoing reasons we find plaintiff failed to establish a duty of care on the part of Swiridoff under the circumstances of this case, and consequently the motion for summary judgment was properly granted.

The judgment is affirmed.

Franson, Acting P. J., and Woolpert, J., concurred.

5.3.4.4 Halberstam v. Welch 5.3.4.4 Halberstam v. Welch

Elliott Jones HALBERSTAM, Individually, and as Administratrix of the Estate of Michael Halberstam, Deceased v. Bernard C. WELCH, Jr., a/k/a Norm Hamilton, Larry Lee Boone, John William Landis, Bernard Miles, Myron Henry Snow, Jr., Linda S. Hamilton, Appellants.

No. 82-1364.

United States Court of Appeals, District of Columbia Circuit.

Argued Dec. 3, 1982.

Decided April 12, 1983.

*474Albert J. Ahern, Jr., Baileys Crossroads, Va., for appellants.

Jacob A. Stein, Washington, D.C., for appellee.

Before WALD, BORK and SCALIA, Circuit Judges.

Opinion for the Court filed by Circuit Judge WALD.

WALD, Circuit Judge:

Linda S. Hamilton appeals a judgment of the district court in a diversity action that she is civilly liable, as a joint venturer and coconspirator, for the killing of Michael Halberstam by Bernard C. Welch, Jr. on December 5,1980, in the District of Columbia. The appellee, Elliott Jones Halberstam, is the personal representative of the estate of Michael Halberstam, her late husband. She brought this wrongful death and survival action1 for damages on behalf of the estate, Michael Halberstam’s two children, and herself. Halberstam alleged that Bernard Welch and Linda Hamilton engaged in a joint criminal venture and conspiracy in the course of which Welch killed Michael Halberstam while burglarizing the Halberstams’ home. Welch failed to file an answer, and the district court entered a default judgment against him on May 19, 1981. Hamilton actively defended the suit, but after a nonjury trial on January 12,1982, the court found her jointly and severally liable with Welch and entered a judgment against both in the amount of $5,715,188.05. Hamilton now appeals the issue of her liability.2 We conclude that the district court’s findings of fact are not clearly erroneous, and that it applied the proper law; accordingly, we affirm the judgment against Hamilton.

I. Background

This case arises out of the shocking climax to a coldly efficient criminal campaign that had confounded, frustrated, and ultimately terrorized the Washington area. We are asked to determine the civil liability of the passive but compliant partner to this rampage that left widowed the wife of one of the community’s most eminent physicians. As a result of Welch’s innumerable burglaries over the course of five years, he and Hamilton acquired a fortune that would have been the envy of a Barbary brigand. In the words of the district court, Hamilton:

knew full well the purpose of [Welch’s] evening forays and the means by which she and Welch had risen from “rags to riches” in a relatively short period of time. She closed neither her eyes nor her pocketbook to the reality of the life she and Welch were living. She was compliant, but neither dumb nor duped, so long as her personal comfort and fortune were assured. She was a willing partner in his criminal activities.

Halberstam v. Welch, No. 81-0903, mem. op. at 5 (D.D.C. Mar. 24, 1982) [hereinafter cited as District Court Opinion]. The district court based this conclusion largely on Hamilton’s own testimony.

Hamilton first met Welch in October 1975, when Welch walked up to her in an apartment parking lot and asked her for a *475date. Hamilton stated that this was the first and only time she saw Welch with a gun. At the time of their meeting, Hamilton, a twenty-five-year-old high school graduate, worked as a secretary-compositor at the National Academy of Sciences. Welch told Hamilton that he bought estates and invested in coins, jewelry stores, and real estate. Welch moved into Hamilton’s apartment a few weeks after their first meeting; apparently, his only assets at that time were a new Monte Carlo automobile, some clothing, a watch, pocket change, and some gold coins. They continued to live together, in various residences, until Welch shot Halberstam during the course of a burglary of Halberstam’s home on December 5, 1980. Trial Transcript (“Tr.”) at 12-15, 29-30; Hamilton Deposition at 4-5.

In 1976, Hamilton and Welch moved to a rented house in Falls Church, Virginia. Hamilton, still employed at this time, gave Welch her salary in cash to invest for her in gold coins. Welch had no outside employment, and spent most days at home managing investments. He would leave the house four or five times each week between 5:00 p.m. and 5:30 p.m., and return between 9:00 p.m. and 9:30 p.m. This routine continued throughout the five years Hamilton lived with Welch.3 Hamilton stated that she never accompanied Welch on these evening expeditions. She did not think his absences peculiar, and said she never had a full discussion with him about where he had been. She assumed he was checking on his investments or meeting with coin and jewelry dealers. Hamilton remembered only one instance, in Minnesota, when she joined Welch on a visit to a coin dealer. Now and then Hamilton picked up coins for Welch from dealers, paying for the coins with cash Welch supplied. Tr. at 13-15, 17-18, 31; Hamilton Deposition at 6, 13, 23.

Soon Welch’s “investments” bore fruit. In April 1978, after Hamilton gave birth to the first of their three children, Welch and Hamilton purchased a house in Minnesota for $102,000. Welch contributed about $55,-000 in cash, and Hamilton put up about $20,000. The house was titled in Hamilton’s name. They lived in Minnesota during portions of 1978, 1979, and 1980. Tr. at 22, 32-36, 41, 116; Hamilton Deposition at 23-24.

In 1979, the couple built a home in Great Falls, Virginia, valued at $1,000,000. Except for- a trip to Minnesota during the summer, they lived in Great Falls from November 1979 until December 1980, when Welch was arrested for killing Halberstam. Hamilton’s niece and the niece’s child moved in with them. As suited their lifestyle, Welch and Hamilton bought two 1980 Mercedes-Benz cars and a station wagon, and hired a housekeeper. Tr. at 8, 18-19, 116; Hamilton Deposition at 12, 15; Plaintiff’s exhibit 8.

Meanwhile, a different kind of refinement was taking place in the garage. With Hamilton’s knowledge, Welch installed a smelting furnace in the garage and used it to melt gold and silver into bars. He then sold the ingots to refiners in other states. Hamilton typed transmittal letters for these sales. She also kept inventories of antiques sold, and in general did the secretarial work for Welch’s “business.” The buyers of Welch’s goods made their checks payable to her, and she deposited them in her own bank accounts. She kept the records on these asymetrical transactions— which included payments coming in from buyers, but no money going out to the sellers from whom Welch had supposedly bought the goods. Hamilton remembered no mail from dealers in antiques or precious metals. Tr. at 24-25, 42-43, 72-83, 119-22, 126-29; Hamilton Deposition at 6, 9,14-15, 18-21. '

Not surprisingly, given the “low” cost of Welch’s materials, his business was a profitable one. By 1978 Hamilton and Welch had a gross annual income in excess of $1,000,-000. Hamilton’s individual tax returns for 1978 and 1979 reported gross earnings of $647,569.21 and $491,762.16, respectively, from the sale of gold and silver. She took *476deductions, per Welch’s instructions, for “cost of goods sold and/or operations” in 1978 and 1979 of $498,770.87 and $360,000, respectively — despite the absence of any evidence of payouts for such goods. Hamilton assumed that Welch filed a separate tax return. Tr. at 22-24, 38-41; Plaintiff’s exhibits 6 and 7.

After the police apprehended Welch, they obtained a search warrant for the Great Falls house and discovered Welch’s basement “inventory”: some fifty boxes containing approximately three thousand stolen items — antiques, furs, jewelry, silverware, and various household and personal effects. While Hamilton admitted having seen the boxes, she claimed not to have seen their contents before. She said she did not go down to the basement often, although she had free access to it. Indeed, she provided policemen the key to Welch’s locked basement study.4 Tr. at 8-10,15-16, 21-22, 95-96; Hamilton Deposition at 9-10,18-19; Plaintiff’s exhibits 4 and 5.

The district court concluded that this loot “was the source of [Welch’s] and Hamilton’s livelihood, income and investments. Disposing of the loot was the principal business in which Welch and Hamilton engaged while at home.” District Court Opinion at 5.

II. Analysis

The primary issues raised by this appeal are what kind of activities of a secondary defendant (Hamilton)' will establish vicarious liability for tortious conduct (burglaries) by the primary wrongdoer (Welch), and to what extent will the secondary defendant be liable for another tortious act (murder) committed by the primary tortfeasor while pursuing the underlying tortious activity. To illuminate these issues, we need to clarify basic elements of vicarious liability in tort and to analyze case law to see what evidence is sufficient to establish them.

Various theories of civil liability are untidily grouped under the general heading of concerted tortious action.5 To guide our deliberations, we initially outline a framework for this area of tort law, focusing on the two theories of liability the district court found applicable here — civil conspiracy, and aiding and abetting. We discuss a series of cases in the context of the framework, beginning with the sparse District of Columbia precedent. Then, after testing the district court’s factual inferences against the “clearly erroneous” standard of review, we finally apply the law to these facts to determine Hamilton’s liability for Michael Halberstam’s death.

A. Legal Framework

Prosser notes that “[t]he original meaning of ‘joint tort’ was that of vicarious liability for concerted action. All persons who acted in concert to commit a trespass, in pursuance of a common design, were held liable for the entire result.” W. Prosser, Law of Torts § 46, at 291 (4th edy 1971). His illustration portrays a standard situation that involved this “joint tort”: combined action by tortfeasors on the scene together — “one might have battered the *477plaintiff, while another imprisoned him, and a third stole his silver buttons.” Id. (footnote omitted). Each was responsible for the others’ actions.

Over time, courts applied the principle of vicarious liability for concerted action to less obvious situations, covering tortfeasors whose relationship was more subtle than Prosser’s “highwaymen.” The two variations significant here are (1) conspiracy, or concerted action by agreement, and (2) aiding-abetting, or concerted action by substantial assistance. These two bases of liability correspond generally to the first two subsections in the Restatement (Second) of Torts § 876 (1979) [hereinafter cited as Restatement ] on “Persons Acting in Concert”:

For harm resulting to a third person from the tortious conduct of another, one is subject to liability if he
(a) does a tortious act in concert with the other or pursuant to a common design with him [conspiracy],6 or
(b) knows that the other’s conduct constitutes a breach of duty and gives substantial assistance or encouragement to the other so to conduct himself [aiding-abetting], or
(c) gives substantial assistance to the other in accomplishing a tortious result and his own conduct, separately considered, constitutes a breach of duty to the third person.

(Emphasis added.) See Pharo v. Smith, 621 F.2d 656, 669 (5th Cir.1980); Payton v. Abbott Labs, 512 F.Supp. 1031, 1035 (D.Mass.1981).

As pristine legal concepts, conspiracy and aiding-abetting can be distinguished clearly enough. A list of the separate elements of civil conspiracy includes: (1) an agreement between two or more persons; (2) to participate in an unlawful act, or a lawful act in an unlawful manner; (3) an injury caused by an unlawful overt act performed by one of the parties to the agreement; (4) which overt act was done pursuant to and in furtherance of the common scheme. See, e.g., Ryan v. Eli Lilly & Co., 514 F.Supp. 1004, 1012 (D.S.C.1981).

The element of agreement is a key distinguishing factor for a civil conspiracy action. Proof of a tacit, as opposed to explicit, understanding is sufficient to show agreement. See Prosser, supra, at 292; 16 Am.Jur.2d Conspiracy § 68 (1979). But the agreement in a civil conspiracy does not assume the same importance it does in a criminal action. To establish liability, the plaintiff also must prove that an unlawful overt act produced an injury and damages.7 “It is only where means are employed, or purposes are accomplished, which are themselves tortious, that the conspirators who have not acted but have promoted the act will be held liable.” Prosser, supra, at 293 (footnotes omitted).

Aiding-abetting includes the following elements: (1) the party whom the defendant aids must perform a wrongful act that causes an injury; (2) the defendant must be generally aware of his role as part of an overall illegal or tortious activity at the time that he provides the assistance; (3) the defendant must knowingly and substantially assist the principal violation. See, e.g., Investors Research Corp. v. SEC, 628 F.2d 168, 178 (D.C.Cir.), cert. denied, 449 U.S. 919, 101 S.Ct. 317, 66 L.Ed.2d 146 (1980); Woodward v. Metro Bank of Dallas, 522 F.2d 84, 94-95 (5th Cir.1975); Landy v. Federal Deposit Insurance Corp., 486 F.2d 139, 162-63 (3d Cir.1973), cert. denied, 416 U.S. 960, 94 S.Ct. 1979, 40 L.Ed.2d 312 *478(1974).8 In the “Comment on Clause (b),” the authors of the Restatement summarize these elements and explain why they create liability: “Advice or encouragement to act operates as a moral support to a tortfeasor and if the act encouraged is known to be tortious it has the same effect upon the liability of the adviser as participation or physical assistance.” Id. § 876, comment d.

In practice, liability for aiding-abetting often turns on how much encouragement or assistance is substantial enough. The Restatement suggests five factors in making this determination: “the nature of the act encouraged, the amount of assistance given by the defendant, his presence or absence at the time of the tort, his relation to the other [tortfeasor] and his state of mind.” Id.

The prime distinction between civil conspiracies and aiding-abetting is that a conspiracy involves an agreement to participate in a wrongful activity. Aiding-abetting focuses on whether a defendant knowingly gave “substantial assistance” to someone who performed wrongful conduct, not on whether the defendant agreed to join the wrongful conduct.

Courts and commentators have frequently blurred the distinction between the two theories of concerted liability.9 Most commonly, courts have relied on evidence of assistance to the main tortfeasor to infer an agreement, and then attached the label “civil conspiracy” to the resultant amalgam. Sometimes, although not always, the inference has been factually justified; many tort defendants have both conspired with and

substantially assisted each other. But we find it important to keep the distinctions clearly in mind as we review the facts in this novel case to see if tort liability is warranted on either or both concerted action theories. For the distinctions can make a difference. There is a qualitative difference between proving an agreement to participate in a tortious line of conduct, and proving knowing action that substantially aids tortious conduct. In some situations, the trier of fact cannot reasonably infer an agreement from substantial assistance or encouragement. A court must then ensure that all the elements of the separate basis of aiding-abetting have been satisfied. For example, Rael v. Cadena, 93 N.M. 684, 604 P.2d 822 (1979) (liability for verbal encouragement at the scene of a battery), discussed below, involved aid that was unlikely to support a conclusion of agreement. Furthermore, it is difficult to conceive of how a .conspiracy could establish vicarious liability where the primary wrong is negligence, but a secondary defendant could substantially aid negligent action. The theory of liability also affects who is liable for what. An aider-abettor is liable for damages caused' by the main perpetrator, but that perpetrator, absent a finding of conspiracy, is not liable for the damages caused by the aider-abettor.

B. Case Law

We now proceed to examine case law in the context of this legal framework. Since this is a diversity case, we look first to *479District of Columbia law.10 Because the District’s precedent is somewhat sparse in the area of concerted torts, we then push on to case law in other jurisdictions, which, although certainly not binding, is illustrative of some key issues.

1. District of Columbia Precedent

District law acknowledges the concept of civil conspiracy, and assigns it the elements we outlined in section II. A., supra —basically, an agreement to take part in an unlawful action or a lawful action in an unlawful manner, and an overt tortious act in furtherance of the agreement that causes injury. Early on, the tort of civil conspiracy was described as follows: “The essence of conspiracy is an agreement — together with an overt act — to do an unlawful act, or a lawful act in an unlawful manner.” Cooper v. O’Connor, 99 F.2d 135, 142 (D.C.Cir.), cert. denied, 305 U.S. 643, 59 S.Ct. 146, 83 L.Ed. 414 (1938). Accord Edwards v. James Stewart & Co., 160 F.2d 935, 936-37 (D.C.Cir.1947); International Underwriters, Inc. v. Boyle, 365 A.2d 779, 784 (D.C.1976).11 Subsequent cases emphasize that agreement can only lead to liability if an act pursuant to it causes injury. See DeBobula v. Goss, 193 F.2d 35, 36 (D.C.Cir.1951); Blankenship v. Boyle, 329 F.Supp. 1089, 1099 (D.D.C.1971) (“gist of a civil conspiracy ... is not the agreement . .., but the civil wrong ... done pursuant to the agreement”), motion for stay denied, 447 F.2d 1280 (1971) (per curiam), supplemented, 337 F.Supp. 296 (1972). The requirement of an actionable injury may explain why “there is no recognized independent tort action for civil conspiracy in the District of Columbia.” See Waldon v. Covington, 415 A.2d 1070, 1074 n. 14 (D.C.1980) (emphasis added) (citing Lamont v. Haig, 590 F.2d 1124, 1136 n. 73 (D.C.Cir.1978)). Since liability for civil conspiracy depends on performance of some underlying tortious act, the conspiracy is not independently actionable; rather, it is a means for establishing vicarious liability for the underlying tort.

The separate tort of aiding-abetting has not yet, to our knowledge, been recognized explicitly in the District, but the existence of the civil conspiracy action suggests a high probability that the legal rationale underlying aiding-abetting would also be accepted: The District law recognizes that a person’s actions in support of a wrong may make him liable for the tortious injury (i.e., civil conspiracy is only a means through which a plaintiff can establish vicarious liability, not an independent wrong). An agreement to participate in a wrongful course of action suffices to create vicarious liability. It seems likely that the District’s courts would also find vicarious liability for support of wrongful action through knowing substantial aid or encouragement.

2. Civil Conspiracy Elsewhere

A few cases in other jurisdictions have considered more carefully than the District of Columbia two issues at the heart of Halberstam’s conspiracy case against Hamilton: what kind of evidence is sufficient to establish an agreement to pursue wrongful conduct, and the extent of liability for acts performed by a coconspirator.

*480Both issues arose in Davidson v. Simmons, 203 Neb. 804, 280 N.W.2d 645 (1979), which involved a civil conspiracy to commit burglary. The boy whose liability was in question was the driver of a getaway truck. One of his codefendants, who had been inside the burglarized building, had struck an investigating policeman on the head with a hammer. Even though the driver never entered the building and had beaten a hasty retreat from the scene when the police appeared, the court held he could be liable to the injured policeman on a conspiracy basis. The court observed that “[a] conspiracy need not be established by direct evidence ... but may, and generally must, be proved by a number of indefinite acts, conditions, and circumstances which vary according to the purpose to be accomplished.” The court stated that the finding of a conspiracy would be justified if the defendants’ acts revealed that they had “pursued the same object, although by different means, one performing one part and another another part.” 280 N.W.2d at 648-49 (citation omitted). On the issue of extent of liability, the Davidson court asserted that once the conspiracy had been established, all parties to it would be liable for injuries from acts pursuant to and in furtherance of the common design, even if the parties had not actively participated or benefited by the particular acts resulting in injury. Id. 280 N.W.2d at 649 (citation omitted).

The Davidson court cited a similar case: Tabb v. Norred, 277 So.2d 223 (La.App.), cert. denied, 279 So.2d 694 (1973), in which two armed boys burglarized a school and one shot an investigating officer. The boy who did not shoot the deputy argued that he was not liable because he had not fired the injurious shot and had not assisted in or encouraged the shooting; indeed, the boy had been disarmed by police before the deputy was wounded. The boy further argued that even if there had been a conspiracy, it had not contemplated gunfire. The court held that both boys were liable for the shooting under a statute that established liability for assisting or encouraging a person in the commission of an unlawful act. Its analysis, however, merged the conspiracy and aiding-abetting theories. The court based a finding of conspiracy on the boys’ joint action of breaking into the school with pistols. Since both boys carried pistols and fired them at the police to avoid apprehension, the court found that the wounding shot was not beyond the scope of the conspiracy.

One might reasonably conclude from these cases that where two or more persons jointly commit an onsite burglary, a court will infer that there has been a prior "agreement to do so, and that a violent act is within the reasonable scope of such an agreement, particularly when both persons are armed.

Peterson v. Cruickshank, 144 Cal.App.2d 148, 300 P.2d 915 (1956), extends the reasoning about inferring agreement to a situation where, as in this case, the parties did not execute the tort together at the same time and place. In Peterson, the issue was “whether there [was] any substantial evidence to support the finding that appellant conspired with his two co-defendants to falsely imprison [appellant’s consort],” id. 300 P.2d at 925, in a sanitarium where she received shock treatments. The appellant protested that all he had done was pay his consort’s bills; he had neither directed the doctor at the sanitarium to imprison her or administer shock treatments. The court observed that, absent a confession, an agreement between conspirators must generally be inferred from circumstantial evidence revealing a common intent; it found a number of circumstances that permitted the inference that appellant had reached an understanding with his codefendants about the restraint and treatment of his consort. First, appellant’s past stormy personal relationship with the woman had provided him a motive to have her restrained. Second, there was evidence of a conversation within a few days of the confinement between appellant and a codefendant doctor at the sanitarium. In this conversation, appellant and the doctor had discussed appellant’s falling out with the woman, the history of appellant’s relationship with her, and appellant’s willingness to pay all bills for her *481“treatment.” After the talk, the doctor had refused to let the woman’s sister take her home; he also secured, under suspicious circumstances and over her sister’s objection, the woman’s “consent” to shock treatments. Furthermore, before the woman left the sanitarium, appellant sent an attorney to induce her to sign a release of “all claims.” The court found such evidence sufficient to sustain the finding of a conspiracy between appellant and the doctor to imprison the woman against her will.

Davidson, Tabb, and Peterson provide some insights into the amount and kind of evidence necessary to establish prior agreement as well as into the extent of liability for a coconspirator’s acts. Davidson and Peterson in particular recognize that since in most cases the court will have to infer a conspiracy from indirect evidence, it must initially look to see if the alleged joint tortfeasors are pursuing the same goal — although performing different functions— and are in contact with one another. The circumstances of each case dictate what other specific evidence may be useful in inferring agreement. The easiest situation in which to draw the inference of agreement is where the parties are on the scene together at the same time performing acts in support of one another. This description approximates Tabb: two armed persons travel together to a building, both break in, and both shoot when confronted by police. In Davidson, the defendants were performing different but connected acts, relatively close in time and location: driving the getaway vehicle and breaking in. The performance of different acts at different times in different places, as in Peterson, requires a more extensive set of inferences to link the actors together. But such inferences are still sustainable in the proper factual setting. Additionally, the length of time two parties work closely together may also strengthen the likelihood that they are engaged in a common pursuit. Mutually supportive activity by parties in contact with one another over a long period suggests a common plan.

In sum, we expect that the relationships between the actors and between the actions (eg., the proximity in time and place of the acts, and the duration of the actors’ joint activity) are relevant in inferring an agreement in a civil conspiracy action. There may well be other significant factors in individual cases.

As to the extent of liability, once the conspiracy has been formed, all its members are liable for injuries caused by acts pursuant to or in furtherance of the conspiracy. A conspirator need not participate actively in or benefit from the wrongful action in order to be found liable. He need not even have planned or known about the injurious action, as in the case of the getaway driver in Davidson, so long as the purpose of the tortious action was to advance the overall object of the conspiracy.

3. Aiding-Abetting

Our second line of cases focuses on the aiding-abetting theory of liability — specifically on what constitutes knowing substantial assistance or encouragement and on the extent to which an aider-abettor is liable for injuries caused by the principal tortfeasor. Calling attention again to the distinction between aiding-abetting and civil conspiracy, we find both cases that are “pure” aiding-abetting and ones that courts could probably also have found to be civil conspiracies.

An example of the purer strain, Rael v. Cadena, 93 N.M. 684, 604 P.2d 822 (1979), involved a person who had given verbal encouragement (“Kill him!” and “Hit him more!”) to an assailant. The defendant had not physically assisted in the battery. The court explained that liability did not require a finding of action in concert, nor even that the injury had directly resulted from the encouragement. Instead, it found, citing Restatement § 876(b), that the fact of encouragement was enough to create joint liability for the battery. Mere presence at the scene, it noted, would not be sufficient for liability.

Suggestive words may also be enough to create joint liability when they *482plant the seeds of action and are spoken by a person in an apparent position of authority. In Cobb v. Indian Springs, Inc., 258 Ark. 9, 522 S.W.2d 383 (1975), a security guard allegedly urged a younger motorist with a new car to “run [the car] back up here and see what it will do.” 522 S.W.2d at 387. The driver then struck the plaintiff while trying to avoid a pedestrian during his high-speed “test run.” The court held, relying on Restatement § 876(b), that a jury could have found the guard’s encouragement substantial because he had first proposed the trial drive and because his position of authority gave his suggestion extra weight. On the issue of extent of liability, the Cobb court found that the guard could have foreseen an appreciable risk of harm to others at the time of encouragement.

Vicarious liability can of course be based on acts of assistance as well as words of encouragement. And the contributing activity itself need not be so obviously nefarious as cheering a beating or prodding someone to drive recklessly. Keel v. Hainline, 331 P.2d 397 (Okl.1958), involved students throwing erasers at one another in a classroom. One eraser struck the plaintiff, a nonparticipant in the “horse play”; her eye glasses shattered and she lost the use of an eye. The court found that a student who had only aided the throwers by retrieving and handing erasers to them was still liable for the injury, because he had substantially encouraged the wrongful activity that resulted in the injury. It did not matter that the defendant may not even have given any particular aid to the boy who threw the eraser that hit the plaintiff.

Rael, Cobb, and Keel dealt with direct encouragement by word or deed at the scene of the tort. But the aiding-abetting action may also be more distant in time and location and still be substantial enough to create liability. In Russell v. Marboro Books, 18 Misc.2d 166, 183 N.Y.S.2d 8 (N.Y.Sup.Ct.1959), the court held that a book company could be liable as a contributing tortfeasor because it had sold a model’s picture to a company with the knowledge the company would (as it did) alter and use the picture to defame the model. Relying partially on Restatement § 876(b), the court reasoned that acquisition of the photograph was an indispensable prerequisite to the libel. The sale, along with knowledge of the buyer’s intent to alter and publish the picture, could constitute “substantial assistance” for joint tort liability.

Russell, however, falls in the category of cases that might have been alternatively analyzed as civil conspiracies. Indeed, to the extent that the acts of aiding-abetting occur further from the actual scene of the tortious injury, the cases become more readily treatable as either conspiracies or substantial assistance cases. It is not always clear why courts take one theory over the other; sometimes they rely on both. As we said earlier, this may be permissible, but for reviewing purposes it is important to keep in mind the conceptual differences between the two torts, so that we can check that the necessary proof for one or both has been supplied, rather than simply a little of each.

American Family Mutual Insurance Co. v. Grim, 201 Kan. 340, 440 P.2d 621 (1968), is a good example of judicial merger of the theories. Grim involved the liability of a thirteen-year-old boy to an insurer of a church damaged by fire. The boy had broken into the church with his companions at night in search of soft drinks in the kitchen. Two other boys failed to extinguish torches they had used to light their way in the church attic. As a result, the church was damaged by an extensive fire. The boy whose liability was in question neither entered the attic nor even knew about the torches. He was not near the church when the fire appeared. Nevertheless, the court found the boy liable for the fire damage. In reaching this conclusion, the Grim court appeared to rely in part on a conspiracy-type analysis, reasoning that the boy was liable, despite his lack of involvement with the torches, because “the torches were used in the four boys’ attempt to carry out their original unlawful plan.” Id. 440 P.2d at 625. But the Grim court also drew upon aiding-abetting concepts. It observed that the defendant was *483more than an innocent bystander after the boys had entered the church: “[T]here was evidence from which it could be inferred that [the boy] actively participated and lent encouragement and cooperation to the successful accomplishment of their over-all mission.” Id. 440 P.2d at 626. In sum, the Grim court was invoking both civil conspiracy and aiding-abetting theories on the ground there was both an agreement to break in to get soft drinks and substantial aid through actual participation in the break-in.

The facts of Grim — a break-in to pilfer soft drinks by four boys, two of whom jerry-rigged torches that caused substantial fire damage — also raise an interesting question of the permissible extent of liability: When is a defendant liable for injuries caused by the acts of the person assisted when the acts were not specifically contemplated by the defendant at the time he offered aid? The Grim court, drawing on the commentary to Restatement § 876(b), pointed out that the principle to apply in assigning liability under the aiding-abetting theory was: “[A] person who encourages another to commit a tortious act may also be responsible for other foreseeable acts done by such other person in connection with the intended act.” Id. 440 P.2d at 626. It then referred to a germane illustration carried forward in the present Restatement:

A and B conspire to burglarize C’s safe. B, who is the active burglar, after entering the house and without A’s knowledge of his intention to do so, burns the house in order to conceal the burglary. A is subject to liability to C, not only for the conversion of the contents of the safe but also for the destruction of the house.

Restatement § 876, comment d, illustration 10. The example, however, obviously involves a conspiracy, not mere aiding-abetting. Looking at the facts of its own case, the Grim court noted that “the need for adequate lighting could reasonably be anticipated [and] torches served that purpose.” 440 P.2d at 626. Thus, the boy who had not used a torch, nor even expected one to be lighted, could be liable for the damage caused by the torches because their employment was foreseeable.12

Before leaving the aiding-abetting line of cases, it is helpful to review a case in which a court found that there was not enough evidence of assistance to support liability. Duke v. Feldman, 245 Md. 454, 226 A.2d 345 (1967), involved an allegation that a woman was liable for civil assault because she had aided and assisted her husband, who had struck the plaintiff. To establish a claim against the wife, the plaintiff would have had to present “evidence that she assisted, supported, or supplemented her husband’s action or that she instigated, advised, or encouraged the commission of the tort.” Id. at 348, 226 A.2d 345 (citation omitted). Evidence that she was merely present at or took pleasure in the assault and battery would not be enough to create liability. The plaintiff’s evidence of her involvement — consisting of the defendant’s awareness of her ’ husband’s previous threats to plaintiff; her contemporaneous request to her husband to get their downpayment back from the plaintiff; her observation of the incident; and driving her husband away— was found insufficient to go to the jury. The Duke court observed that, based on this evidence, it would have been pure speculation to hold that the defendant had been aiding her husband. Id. at 348, 226 A.2d 345.

Summing up our review of the aiding-abetting cases, it is obvious that many variables entered into the equation on how much aid is “substantial aid.” Generally, the cases support the five factors identified in the Restatement: the nature of the act encouraged; the amount [and kind] of as*484sistance given; the defendant’s absence or presence at the time of the tort; his relation to the tortious actor; and the defendant’s state of mind. See Restatement § 876(b), comment d.

For example, the nature of the act involved dictates what aid might matter, i.e., be substantial. In Rael, the beating case, the defendant’s war cry for more blood may well have contributed to the assaulter’s hysteria, which was fueling his physical acts of violence. Obviously verbal support would have been of lesser import in Russell, the defamed model case, where the key assistance rendered was access to the photo.13

The amount [and kind] of assistance given the wrongdoer is also a significant factor in the cases. For example, the court in Cobb stressed the security guard’s major part in prompting the tort — his suggestion sparked the negligent action. Similarly, the sale of the model’s photo in Russell was integral to the wrongful alteration and advertisement. Presence at the time of the tort, the third factor, applies to all the aider-abettor cases discussed above except Russell. On the other hand, the court in Duke stressed that an assailant’s wife was not jointly liable, despite her presence, because she offered no real assistance.

The fourth factor, the defendant’s relation to the tortfeasor, was significant in Cobb, where the court emphasized that the guard’s position of authority lent greater force to his power of suggestion. The Keel court also seemed to believe that the students’ group action, their creation of a free-for-all, was both dangerous and ultimately injurious; thus, it found even a minimally-involved participant liable. This focus on group activity giving rise to joint liability for the wrongs of the group also appears in Grim (the church break-in and fire). Of course, the intimacy of the relationship between the wrongdoer and the defendant may also lead a court to be wary of inferring assistance warranting joint liability from supportive activities. Thus, in Duke the court seemed especially vigilant in evaluating evidence of the wife’s assistance to her husband (who assaulted someone while she watched), so as not to infuse the normal activities of a spouse with the aura of a concerted tort.

Fifth, evidence as to the state of mind of the defendant may also be relevant to evaluating liability. In Rael, the defendant’s abusive cheering of the battery showed he was one in spirit with the assaulter. But once again, the Duke court (wife on the scene of her husband’s assault) refused to find evidence of liability, despite the fact that the wife had urged her husband to get the payment and had watched silently while the assault took place.

Finally, we would also rate a sixth factor — duration of the assistance provided —as important. The length of time an alleged aider-abettor has been involved with a tortfeasor almost certainly affects the quality and extent of their relationship and probably influences the amount of aid provided as well; additionally, it may afford evidence of the defendant’s state of mind.

As for the second issue in aiding-abetting, the extent of liability, the test from Cobb and Grim appears to be that a person who assists a tortious act may be liable for other reasonably foreseeable acts done in connection with it. While this language is slightly different from that found in civil conspiracy cases — where a conspirator is liable for acts pursuant to, in furtherance of, or within the scope of the conspiracy — we are not sure that it is a distinction that makes a practical difference. Foreseeability is surely an elusive concept and does not lend *485itself to abstract line-drawing. The court in Grim, citing the Restatement, apparently did not think conspiracy and aiding-abetting warranted different tests for extent of liability. We need not look further into this matter here, however, because we find below that Hamilton is liable for Halberstam’s death under the language of both tests of extent of liability.

We note, finally, that the concept of tortious aiding-abetting has turned up frequently in the evaluation of secondary liability for securities law violations, principally in the area of fraud. In the main, the securities cases provide support for the distinctions we have drawn between the elements of aiding-abetting and civil conspiracy.14 Some even rely on the Restatement, as we have, to help distinguish between the two concepts. See, e.g., Pharo v. Smith, 621 F.2d 656, 669 (5th Cir.1980). They also underscore why line-drawing between the two theories matters. For example, the court in Epprecht v. Delaware Valley Machinery, Inc., 407 F.Supp. 315, 320 (E.D.Pa.1976), noted that liability may be based on a more attenuated relation with the principal violation in a conspiracy than in aiding-abetting. In a sense, the agreement in a conspiracy may substitute for the “substantiality” of an aider-abettor’s assistance in carrying out the violation, thereby allowing greater temporal or physical distance between the conspirator and the wrongful act. The securities cases have also employed the Restatement list of evaluative factors on “substantial assistance.” See, e.g., Monsen v. Consolidated Dressed Beef Company, 579 F.2d 793, 800 (3d Cir.), cert. denied, 439 U.S. 930, 99 S.Ct. 318, 58 L.Ed.2d 323 (1978); Landy v. Federal Deposit Insurance Corp., 486 F.2d 139, 162-63 (3d Cir.1973), cert. denied, *486416 U.S. 960, 94 S.Ct. 1979, 40 L.Ed.2d 312 (1974).15

C. Applying the Two Theories in this Case

1. The Factual Inferences

Our first step in applying the law to the facts of this case is to review the district court’s findings of fact under the “clearly erroneous” standard. Fed.R.Civ.P. 52(a). This standard applies to the inferences drawn from findings of fact as well as to the findings themselves.16 The test places considerable limits on our discretion.

The basic facts in the case are undisputed and, as set out in Part I of the opinion, grounded almost entirely in Hamilton’s testimony. It is the inferences the trial judge drew from those facts that are in contention on appeal. And it is the district court’s inferences that are essential to establishing the elements of civil conspiracy and aiding-abetting in this case. First, the district court found-that Hamilton “knew full well the purpose of [Welch’s] evening forays and the means” he used to acquire their wealth. See District Court Opinion at 5, 6. Second, the district court inferred an agreement — that “[she] was a willing partner in his criminal activities.” See id. Third, the district court pointed to various acts by Hamilton (e.g., typing transmittal letters for the ingot sales, handling the payments and accounts, maintaining all financial transactions solely in her name), see id. at 4, and concluded that they were performed knowingly to assist Welch in his illicit trade: “Disposing of the loot was the principal business in which Welch and Hamilton engaged while at home. Hamilton worked as secretary and recordkeeper of their transactions ...” Id. at 5. See also id. at 6 (in its conclusions of law, the court noted Hamilton “knowingly and willingly assisted in Welch’s burglary enterprise”).

Based upon the record before us, we do not find these inferences to be impermissible. The facts lend them substantial support. The district court also emphasized that its conclusions were based in part on “the demeanor and behavior of Hamilton under oath.” Id. at 5.

As to the inference of Hamilton’s knowledge of Welch’s criminal doings, it defies credulity that Hamilton did not know that something illegal was afoot. Welch’s pattern of unaccompanied evening jaunts over five years, his boxes of booty, the smelting of gold and silver, the sudden influx of great wealth, the filtering of all transactions through Hamilton except payouts for goods, Hamilton’s collusive and unsubstantiated treatment of income and deductions on her tax forms, even her protestations at trial that she knew absolutely nothing about Welch’s wrongdoing — combine to make the district court’s inference that she knew he was engaged in illegal activities acceptable, to say the least.

Similarly, the district court’s finding ■ of an agreement between Welch and Hamilton to execute a criminal enterprise involving stolen goods was not “clearly erroneous.” As we discussed above, courts have to infer an agreement from indirect evidence in most civil conspiracy cases. The circumstances of the wrongdoing generally dictate what evidence is relevant or available in deciding whether an agreement exists. Factors like the relationship between the parties’ acts, the time and place of their execution, and the duration of the joint activity influence the determination. In this case, Hamilton and Welch did *487not commit burglaries together but their activities were symbiotic. They were pursuing the same object by different but related means. Their home became the storage and processing base for Welch’s criminal activities; they thus performed some of their different parts of the illegal operation together at the same location. The long-running nature of the scheme is also crucial to the inference of agreement — Hamilton’s knowledge and aid over five years makes some kind of accord extremely likely — perhaps only a tacit accord, but that is enough. Furthermore, while Hamilton’s extensive participation in the profits of the illegal venture might not by itself prove an agreement, her unquestioning accession of wealth during this period is certainly consistent with such an agreement. Totaling all this evidence up, the district court’s conclusion that Hamilton and Welch reached an understanding about their illegal enterprise withstands attack.

Finally, the district court’s inference of knowing assistance also stands under the “clearly erroneous” test. Hamilton’s invaluable service to the enterprise as banker, bookkeeper, recordkeeper, and secretary is substantiated by her own testimony. She performed these services in an unusual way under unusual circumstances for a long period of time and thereby helped launder the loot and divert attention from Welch. Given all this, we will not upset the court’s inference that she knew she was assisting Welch’s wrongful acts. As the Supreme Court noted, “[a] finding is ‘clearly erroneous’ [only] when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed.” United States v. United States Gypsum Co., 333 U.S. 364, 395, 68 S.Ct. 525, 541, 92 L.Ed. 746 (1948).

2. Civil Conspiracy

The district court relied on the same three factual inferences to conclude that Hamilton was liable as a coconspirator. District Court Opinion at 6. We agree. To summarize our earlier discussion, in the District of Columbia a conspiracy requires: an agreement to do an unlawful act or a lawful act in an unlawful manner; an overt act in furtherance of the agreement by someone participating in it; and injury caused by the act. We have upheld the district court’s finding that Hamilton and Welch agreed to undertake an illegal enterprise to acquire stolen property. The only remaining issue, then, is whether Welch’s killing of Halberstam during a burglary was an overt act in furtherance of the agreement. We believe it was. As noted above, a conspirator can be liable even if he neither planned nor knew about the particular overt act that caused injury, so long as the purpose of the act was to advance the overall object of the conspiracy. Welch was trying to further the conspiracy by escaping after an attempted burglary, and he killed Halberstam in his attempt to do so. The use of violence to escape apprehension was certainly not outside the scope of a conspiracy to obtain stolen goods through regular nighttime forays and then to dispose of them. Cf. Davidson v. Simmons, 203 Neb. 804, 280 N.W.2d 645 (1979) (driver of the getaway truck found liable as a coconspirator for an unplanned injury to a policeman inflicted by his inside partner, who was caught in the course of the burglary). In sum, the district court’s findings that Hamilton agreed to participate in an unlawful course of action and that Welch’s murder of Halberstam was a reasonably foreseeable consequence of the scheme are a sufficient basis for imposing tort liability on Hamilton according to the law on civil conspiracy.

3. Aiding-Abetting

The district court also concluded that Hamilton was liable as a “joint venturer.” The elements to which the court referred— that Hamilton knew of Welch’s illegal activity and assisted in it — suggest to us that the court basically relied on the theory that we have labeled aiding-abetting. We have summarized its elements as follows: (1) the party the defendant aids must perform a wrongful act that causes an injury; (2) the defendant must be generally aware of his *488role as part of an overall illegal or tortious activity at the time he provides the assistance; and (3) the defendant must knowingly and substantially assist the principal violation.

Welch fulfilled the first of these three elements by killing Halberstam during the course of a burglary. The district court’s conclusions that Hamilton knew about and acted to support Welch’s illicit enterprise establish that Hamilton had a general awareness of her role in a continuing criminal enterprise. The second element is thus satisfied. Finally, the district court also justifiably inferred that Hamilton assisted Welch with knowledge that he had engaged in illegal acquisition of goods. The only remaining issue, then, is whether her assistance was “substantial.”

Applying the Restatement’s five factors, we look first at the nature of the act assisted, here a long-running burglary enterprise, heavily dependent on aid in transforming large quantities of stolen goods into “legitimate” wealth. Hamilton’s assistance was indisputably important to this laundering function; she gave not only her time and talents but also her name to accomplish that objective, through having checks made out to her and falsifying income tax returns. Although her own acts were neutral standing alone, they must be evaluated in the context of the enterprise they aided, i.e., a five-year-long burglary campaign against private homes. Second, although the amount of assistance Hamilton gave Welch may not have been overwhelming as to any given burglary in the five-year life of this criminal operation, it added up over time to an essential part of the pattern.

Third, Hamilton was admittedly not present at the time of the murder or even at the time of any burglary. But as we noted above, the success of the tortious enterprise clearly required expeditious and unsuspicious disposal of the goods, and Hamilton’s role in that side of the business was substantial.

Fourth, the significance of Hamilton’s relation to the tortious actor requires a careful balancing. We are understandably wary of finding a housemate civilly liable on the basis of normal spousal support activities. Even though Hamilton’s assistance surely transcended performing household chores for Welch, we must be cautious not to overemphasize the relationship. Hence, we accord it a low priority in our calculus.

On the other hand, the fifth factor, the defendant’s state of mind assumes a special importance in this case. If, as the district court found, Hamilton’s assistance was knowing, then it evidences a deliberate long-term intention to participate in an ongoing illicit enterprise. Hamilton’s continuous participation reflected her intent and desire to make the venture succeed; it was no passing fancy or impetuous act. Finally, the duration of the assistance has strongly influenced our weighing of Hamilton’s assistance. It affected our sense of how Hamilton perceived her role and of the value of her assistance to Welch. In sum, we find that Hamilton’s assistance was indeed substantial enough to justify liability on an aider-abettor theory.

On the scope of her liability, we agree with the district court that Hamilton’s assistance to Welch’s illegal enterprise should make her liable for Welch’s killing of Halberstam. We noted above that under a civil conspiracy theory, it was within the scope and in furtherance of their agreement to conduct the illicit burglary enterprise. Similarly, under an aiding-abetting theory, it was a natural and foreseeable consequence of the activity Hamilton helped Welch to undertake. It was not necessary that Hamilton knew specifically that Welch was committing burglaries. Rather, when she assisted him, it was enough that she knew he was involved in some type of personal property crime at night — whether as a fence, burglar, or armed robber made no difference — because violence and killing is a foreseeable risk in any of these enterprises. Cf. American Family Mutual Insurance Co. v. Grim, 201 Kan. 340, 440 P.2d 621 (1968) (church break-in foreseeably leads to fire caused by unextinguished torches); Restatement § 876(b), comment d, illustration 10 (the action of a burglary conspirator who *489burns a home to conceal the crime is foreseeable).

III. Conclusion

We have lingered long on the elements of traditional tort theory that permit holding a nonparticipant in a burglary that led to murder civilly responsible for the economic consequences of so terrible an injury. Our effort to distinguish the elements and proof of civil conspiracy and aiding-abetting may appear formalistic, but it is motivated by our desire to move cautiously in cases like this one. Our ultimate purpose is to identify those characteristics that make the application of vicarious liability appropriate. We recognize that the elements of either theory are not perfect guides in this search. We expect that they will not be accepted as immutable components but that they will be adapted as new cases test their usefulness in evaluating vicarious liability.

Tort law is not, at this juncture, sufficiently well developed or refined to provide immediate answers to all the serious questions of legal responsibility and corrective justice. It has to be worked over to produce answers to questions raised by eases such as this. Precedent, except in the securities area, is largely confined to isolated acts of adolescents in rural society. Yet the implications of tort law in this area as a supplement to the criminal justice process and possibly as a deterrent to criminal activity cannot be casually dismissed. We have seen the evolution of tort theory to meet twentieth century phenomena in areas such as product liability; there is no reason to believe it cannot also be adapted to new uses in circumstances of the sort presented here. This ease is obviously only a beginning probe into tort theories as they apply to newly emerging notions of economic justice for victims of crime. For present purposes, we are satisfied that the district court’s factual findings and inferences fit into existing concepts of civil liability for concerted tortious actions through conspiracy and aiding-abetting. The judgment of the district court imposing civil liability on Hamilton for Halberstam’s death is therefore

Affirmed.

5.3.4.5 Social Media and Terrorism Hypo 5.3.4.5 Social Media and Terrorism Hypo

Assuming that the propery interpretation of the statute is given by common law principles, should there be liability on the part of the internet companies?

Under 18 U. S. C. §2333, United States nationals who have been "injured . . . by reason of an act of international terrorism" may sue for damages. §2333(a). They are not limited to suing the individual terrorists or organizations that directly carried out the attack, however. That is because §2333(d)(2) also imposes civil liability on "any person who aids and abets, by knowingly providing substantial assistance, or who conspires with the person who committed such an act of international terrorism." Victims of terrorist acts therefore may seek to recover from those who aided and abetted the terrorist act that injured them.

The plaintiffs (who are respondents) contend that they have stated a claim for relief under §2333(d)(2). They were allegedly injured by a terrorist attack carried out by ISIS. But plaintiffs are not suing ISIS. Instead, they have brought suit against three of the largest social-media companies in the world—Facebook, Twitter (who is petitioner), and Google (which owns YouTube)—for allegedly aiding and abetting ISIS. As plaintiffs allege, ISIS has used defendants' social-media platforms to recruit new terrorists and to raise funds for terrorism. Defendants allegedly knew that ISIS was using their platforms but failed to stop it from doing so. Plaintiffs accordingly seek to hold Facebook, Twitter, and Google liable for the terrorist attack that allegedly injured them. We conclude, however, that plaintiffs' allegations are insufficient to establish that these defendants aided and abetted ISIS in carrying out the relevant attack.

 

I

 

Plaintiffs' case arises from a 2017 terrorist attack on the Reina nightclub in Istanbul, Turkey. The attack was carried out by Abdulkadir Masharipov on behalf of the Islamic State of Iraq and Syria (ISIS).[1] Born in Uzbekistan, Masharipov had received military training with al Qaeda in Afghanistan in 2011 and eventually became affiliated with ISIS. In 2016, he was ordered by ISIS to travel to Turkey and launch an attack in Istanbul on New Year's Eve. After planning and coordinating the attack with ISIS emir Abu Shuhada, Masharipov entered the Reina nightclub in the early hours of January 1, 2017, and fired over 120 rounds into a crowd of more than 700 people. In total, Masharipov killed 39 people and injured 69 others. The next day, ISIS released a statement claiming responsibility for the attack. Two weeks later, Masharipov was arrested in Istanbul after hiding out in ISIS safe houses.

One of Masharipov's victims was Nawras Alassaf, who was killed in the attack. Several members of Alassaf's family then brought the present lawsuit under §2333, alleging that they had been injured by the attack.[2] Invoking §2333(d)(2), plaintiffs sued three major social-media companies—Facebook, Inc., Google, Inc., and Twitter, Inc.— claiming that they aided and abetted ISIS and thus were liable for the Reina nightclub attack.[3]

As is common knowledge, these three companies control three of the largest and most ubiquitous platforms on the internet: Facebook, YouTube, and Twitter. At the time of the Reina attack, Facebook had over 2 billion active users each month, YouTube had over 1 billion, and Twitter had around 330 million. See Facebook, Inc., Form 10-K for Fiscal Year Ended Dec. 31, 2017, p. 34; Twitter, Inc., Form 10-K for Fiscal Year Ended Dec. 31, 2017, p. 47; YouTube, YouTube Hits a Billion Monthly Users (Mar. 21, 2013), https://blog.youtube/news-and-events/onebillionstrong. At least for Facebook and YouTube, those numbers are even higher today. See Meta Platforms, Inc., Form 10-K for Fiscal Year Ended Dec. 31, 2022, p. 56 (nearly 3 billion); L. Ceci, Statista, YouTube-Statistics & Facts (Mar. 22, 2023), https://www.statista.com/topics/2019/youtube/#topicOverview (2.56 billion).

Everyone before us today agrees on the basic aspects of these platforms' business models. People from around the world can sign up for the platforms and start posting content on them, free of charge and without much (if any) advance screening by defendants. Once on the platforms, users can upload messages, videos, and other types of content, which others on the platform can then view, respond to, and share. As noted above, billions of people have done just that. As a result, the amount of content on defendants' platforms is staggering. It appears that for every minute of the day, approximately 500 hours of video are uploaded to YouTube, 510,000 comments are posted on Facebook, and 347,000 tweets are sent on Twitter. See Statista, Media Usage in an Internet Minute as of April 2022 (2023), https://www.statista.com/statistics/195140/new-user-generated-content-uploaded-by-users-per-minute;Statista,YouTube-Statistics & Facts; B. Marr, How Much Data Do We Create Every Day? Forbes, May 21, 2018. On YouTube alone, users collectively watch more than 1 billion hours of video every day. See YouTube Advertising, Reach Your Customers—and Discover New Ones, https://youtube.com/intl/en_us/ads/how-it-works/set-up-a-campaign/audience.

Defendants profit from this content largely by charging third parties to advertise on their platforms. Those advertisements are placed on or near the billions of videos, posts, comments, and tweets uploaded by the platforms' users. To organize and present all those advertisements and pieces of content, defendants have developed "recommendation" algorithms that automatically match advertisements and content with each user; the algorithms generate those outputs based on a wide range of information about the user, the advertisement, and the content being viewed. So, for example, a person who watches cooking shows on YouTube is more likely to see cooking-based videos and advertisements for cookbooks, whereas someone who likes to watch professorial lectures might see collegiate debates and advertisements for TED Talks.

But not all of the content on defendants' platforms is so benign. As plaintiffs allege, ISIS and its adherents have used these platforms for years as tools for recruiting, fundraising, and spreading their propaganda. Like many others around the world, ISIS and its supporters opened accounts on Facebook, YouTube, and Twitter and uploaded videos and messages for others to see. Like most other content on those platforms, ISIS' videos and messages were then matched with other users based on those users' information and use history. And, like most other content, advertisements were displayed with ISIS' messages, posts, and videos based on information about the viewer and the content being viewed. Unlike most other content, however, ISIS' videos and messages celebrated terrorism and recruited new terrorists. For example, ISIS uploaded videos that fundraised for weapons of terror and that showed brutal executions of soldiers and civilians alike. And plaintiffs allege that these platforms have been crucial to ISIS' growth, allowing it to reach new audiences, gain new members, and spread its message of terror.

Plaintiffs also allege that defendants have known that ISIS has used their platforms for years. Yet, plaintiffs claim that defendants have failed to detect and remove a substantial number of ISIS-related accounts, posts, and videos. (For example, plaintiffs aver that defendants "have failed to implement . . . a basic account detection methodology" to prevent ISIS supporters from generating multiple accounts on their platforms. App. 150.) Accordingly, plaintiffs assert that defendants aided and abetted ISIS by knowingly allowing ISIS and its supporters to use their platforms and benefit from their "recommendation" algorithms, enabling ISIS to connect with the broader public, fundraise, and radicalize new recruits. And, in the process, defendants allegedly have profited from the advertisements placed on ISIS' tweets, posts, and videos.

Plaintiffs also provide a set of allegations specific to Google. According to plaintiffs, Google has established a system that shares revenue gained from certain advertisements on YouTube with users who posted the videos watched with the advertisement. As part of that system, Google allegedly reviews and approves certain videos before Google permits ads to accompany that video. Plaintiffs allege that Google has reviewed and approved at least some ISIS videos under that system, thereby sharing some amount of revenue with ISIS.

5.4 Negligence by Landowners 5.4 Negligence by Landowners

5.4.1 The Old System of Duties According to the Status of the Land Entrant 5.4.1 The Old System of Duties According to the Status of the Land Entrant

5.4.1.1 Trespassers 5.4.1.1 Trespassers

5.4.1.1.1 Miller v. General Motors Corp. ("The Trespasser Case") 5.4.1.1.1 Miller v. General Motors Corp. ("The Trespasser Case")

What duty of care is owed by a landowner to a trespasser?

MICHAEL J. MILLER, Plaintiff-Appellee, v. GENERAL MOTORS CORPORATION, Defendant-Appellant.

Fourth District

No. 4—90—0127

Opinion filed December 6, 1990.

— Rehearing denied February 6, 1991.

*150John E. Muench and James C. Schroeder, both of Mayer, Brown & Platt, of Chicago, Everett L„ Laury, of Hutton, Laury, Hesser, Lietz & Wilcox, of Danville, and Charles E. Fairfax' III, of General Motors Corporation, of Detroit, for appellant.

Edward J. Kionka, of Carbondale, and Warren E. White, of Danville, for appellee.

JUSTICE STEIGMANN

delivered the opinion of the court:

Plaintiff, Michael J. Miller, filed a two-count complaint against defendant, General Motors, alleging both negligence (count I) and wilful and wanton misconduct (count II) based upon injuries plaintiff suffered to his right hand. These injuries occurred when plaintiff touched a live wire approximately 13 feet off the ground while trespassing on defendant’s property. The jury returned a verdict for plaintiff on both *151counts, awarding him $2 million in compensatory damages and $1.5 million in punitive damages. However, the jury also found plaintiff to be 25% contributorily negligent. Accordingly, compensatory damages were then reduced to $1.5 million.

On appeal, defendant argues that the judgment entered against it on both counts I and II should be reversed because (1) based on the limited duty defendant owed plaintiff (a) count I should have never been submitted to the jury, and (b) the trial court should have granted its motion for judgment n.o.v. because plaintiff did not sustain his burden of proving wilful and wanton misconduct by defendant; (2) the trial court erred because no aggravating factors were shown that could justify an award of punitive damages; (3) in the alternative, the $1.5 million award of punitive damages should be reduced because it is totally disproportionate to defendant’s culpability; (4) the punitive damages award violated due process because the jury was given no standard with which to calculate the award; and (5) the trial court erred in excluding evidence of plaintiff’s drinking and in admitting evidence of defendant’s wealth.

We reverse.

I. Facts

A. The Pumphouse

Defendant operates a foundry on land it owns near the Vermilion River, southwest of Danville, Illinois. Along the river is a massive pumphouse, built in the 1950’s, that defendant uses to extract large amounts of water from the river for use in its foundry, located approximately one-half mile south of the river. To operate the pumps, overhead electrical lines enter the pumphouse from the south and connect to several electrical transformers located in an enclosed, elevated balcony. The pumps do not run constantly, but only when the water level of the reservoir drops to a certain point.

The balcony area, located on the south side of the pumphouse, is almost 10 feet off the ground and is surrounded by a steel shroud. This second-story balcony contains three electrical transformers which sit on an elevated platform approximately three feet above the balcony floor, which is constructed of wooden slats with gaps between them. These transformers, and several bare wires that feed into them, carry approximately 4,160 volts of electricity. The balcony, which extends out from the pumphouse, is enclosed by four walls, but only has a partial roof. Directly beneath the balcony is a locked door, leading to a room in the pumphouse, in which a ladder is kept. On occasion, *152defendant's employees use this ladder to gain access to the balcony by way of an overhead gap, 12 by 20 inches wide, located in the floor of the balcony.

In the 35 years since the pumphouse was built, no electrical contact accidents have occurred except for the incident in the present case. Evidence presented at trial showed that people occasionally trespassed in the general vicinity of the pumphouse, but no evidence showed that defendant had knowledge of any previous attempts by a trespasser to scale the pumphouse’s wall and crawl through the gap in the floor of the balcony. Several of defendant’s security officers testified at trial that whenever they discovered a trespasser on any portion of defendant’s property, they promptly told the individual to leave the premises.

At the time of plaintiff’s accident, the pumphouse did not have any warning signs, the paint on the pumphouse was peeling, and the fences surrounding the pumphouse on the river side had fallen into disrepair. In earlier years, warning signs had been posted on the fence gate, the pumphouse, and near the river’s edge. At trial, plaintiff made much of the issue that the condition of the pumphouse and its surrounding area violated the National Electric Code and the National Electrical Safety Code.

B. The Accident

On June 13, 1984, plaintiff (then 20 years old) and Charles Boswell (then 19 years old) began a canoe trip down the Vermilion River. They canoed the river until nightfall, when they stopped to camp under a railroad trestle that crossed the river.

The next morning, plaintiff and Boswell decided to explore some of the river they had passed the night before. The day was sunny. Their first stop was the pumphouse.

The two paddled their canoe to the river bank and docked alongside a platform at the base of the pumphouse. Plaintiff and Boswell admitted at trial that they were trespassers and did not have defendant’s permission to enter the property. Neither had seen the pump-house before and did not know what it was. They thought it was an old abandoned structure. As soon as they docked, plaintiff got out of the canoe and quickly ran up some stairs located along the east side of the pumphouse. When Boswell reached the top of the stairs, plaintiff was already on the roof of the pumphouse. After jumping off the roof, plaintiff saw the lock on the pumphouse door and a fence with a closed and locked double gate, topped with barbed wire, in front of the pumphouse. A dirt road led southward from the gate. Neither *153plaintiff nor Boswell tried to open the gate or cross the fence. Plaintiff testified at trial that they thought they were on the outside looking in. Plaintiff then looked up through the gap in the balcony floor. He testified that, from below, the balcony was dark except for rays of light that came in through the partial roof. Plaintiff testified that he climbed up into the balcony to see what was there because he was curious.

Plaintiff gained access to the balcony by scaling a nine-foot wall with the aid of a pipe and some eyebolts sticking out of the wall. He then crawled through the 12- by 20-inch gap in the floor of the balcony and circumvented a ledge sticking out 8 to 10 inches from the top of the wall. After climbing into the balcony, plaintiff grabbed a live electrical wire in order to pull himself up. The wire on which plaintiff severely injured his hand was approximately 13 feet off the ground.

Plaintiff testified that before the accident he saw barrels and cables in the balcony, although his visibility was poor. Plaintiff admitted that he had previously seen transformers on utility poles, but he had never heard of them referred to as transformers. Plaintiff and Boswell testified that they did not see the three overhead transmission lines coming from the hill to the south, nor did they hear any noises coming from the balcony area.

After the accident, Boswell helped plaintiff climb down from the balcony. The two walked down the stairs to the canoe, paddled the river a short distance, and obtained a ride to the hospital. Plaintiff spent several painful weeks in the hospital and had a series of operations on his hand. As a result of the accident, plaintiff’s hand is disfigured. He lost the little finger of his right hand and some dexterity in his other fingers. Also, his hand is not as strong as it was before the accident.

II. Analysis

Before this court can address the primary issue defendant raises on appeal — whether the circuit court erred by denying defendant’s post-trial motion for judgment n.o.v. —we must first determine what duty was owed by defendant to plaintiff on the facts of this case. Whether a duty exists in the first instance is a question of law. Ward v. K mart Corp. (1990), 136 Ill. 2d 132, 140, 554 N.E.2d 223, 226.

A. General Principles of Duty Owed to a Trespasser

It is well settled that the liability of an owner or occupier of land (landowner) has been set in terms of duty. Those who enter upon *154land are generally divided into three fixed categories — trespassers, licensees, and invitees — and the landowner has specific duties regarding persons within each category. These three categories constitute a sliding scale, and, as the legal status of the “visitor” improves from trespasser to licensee to invitee, the landowner owes that “visitor” more protection. See W. Keeton, Prosser & Keeton on Torts §58, at 393 (5th ed. 1984).

The lowest point on the “legal-duty-owed” scale is the trespasser, defined as a person who enters or remains upon land in the possession of another without a privilege to do so. (Restatement (Second) of Torts §329 (1965); Wymer v. Holmes (1987), 429 Mich. 66, 412 N.W.2d 213; Mendoza v. City of Corpus Christi (Tex. Ct. App.. 1985), 700 S.W.2d 652.) Because the landowner has a legally protected interest in the exclusiveness of his possession, no one has any general right to enter that land without his consent. (Restatement (Second) of Torts §329 (1965).) Additionally, because a landowner is free to fix his own terms for consent, an “intruder” who comes on the possessor’s land without his permission has no right to demand that the possessor provide him with a safe place to trespass, or that the possessor protect him in his wrongful use of the possessor’s property. (Restatement (Second) of Torts §329 (1965).) When the “intruder” enters where he has no right or privilege to go, he assumes both the responsibility for his own safety and the risk of what he may encounter. (Sheehan v. St. Paul & D. Ry. Co. (7th Cir. 1896), 76 F. 201.) Accordingly, the general rule, subject to several qualifications, is that a landowner is not liable for injury to a trespasser caused by the landowner’s failure to exercise reasonable care to put his land in a safe condition for the trespasser, or to carry on his activities in a manner which does not endan- • ger the trespasser. Restatement (Second) of Torts §333 (1965); Savinsky v. Bromley Group, Ltd. (N.M. Ct. App. 1987), 106 N.M. 175, 740 R2d 1159; see also W. Keeton, Prosser & Keeton on Torts §58, at 393 (5th ed. 1984).

The reasons for this landowner immunity are varied. Some courts reason that the presence of a trespasser is not to be anticipated, and hence a reasonable person does not need to take steps to protect that trespasser. (Hume v. Hart (1952), 109 Cal. App. 2d 614, 241 P.2d 25.) In many cases, this is no doubt true; however, while it is common knowledge that people do trespass upon the land of others, in most jurisdictions, the foreseeability of such general trespassing is said to impose no obligation. (Restatement (Second) of Torts §333 (1965); Rowland v. Byrd (1938), 57 Ga. App. 390, 195 S.E. 458.) Some courts reason that the landowner owes no duty to a trespasser because a *155trespasser is a wrongdoer and may not recover for the consequences of his own wrong. (Denton v. L.W. Vail Co. (1975), 23 Or. App. 28, 541 P.2d 511.) Other courts have suggested that it is a socially desirable policy to allow a person to use his own land in his own way without the burden of watching or protecting those who come onto that land without permission or right. McPheters v. Loomis (1939), 125 Conn. 526, 7 A.2d 437; see also W. Keeton, Prosser & Keeton on Torts §58, at 395 (5th ed. 1984).

From the general rule of nonliability of a landowner to a trespasser, the rest of the law regarding trespassers is a list of exceptions. These exceptions have developed because of the concern that human safety ought to be more important than the landowner’s interest in unrestricted freedom to use his own land as he sees fit. This view is especially prevalent in cases in which the burden on the landowner and the expense in taking precautions to prevent harm are not great. (See Ward, 136 Ill. 2d at 142-43, 554 N.E.2d at 226-27.) If that burden is very slight, and if the risk of harm to the trespasser is correspondingly very great, some commentators have found good reason to hold the landowner liable for injuries sustained on his land by the trespasser. This rule applies mostly in the case of frequent trespass upon a limited area. See W. Keeton, Prosser & Keeton on Torts §58, at 395-96 (5th ed. 1984).

1. Frequent Trespassers on a Limited Area

When a landowner knows, or should know from facts within his knowledge, that trespassers are in the habit of entering his land at a particular point or of traversing an area of small size, many courts hold that there is a duty of reasonable care to discover and protect trespassers in the course of the landowner’s activities. (Restatement (Second) of Torts §334 (1965).) This duty is imposed because the burden of looking out for trespassers is not great. A typical case is the frequent use of a “beaten path” that crosses a railroad track, which is held to impose a duty of reasonable care as to the operation of trains. (Southern Ry. Co. v. Campbell (5th Cir. 1962), 309 F.2d 569.) In only a few cases have courts imposed a similar duty as to dangerous, passive conditions known to landowners, such as concealed high-tension wires. (Restatement (Second) of Torts §335 (1965); Franc v. Pennsylvania R.R. Co. (1967), 424 Pa. 99, 225 A.2d 528.) Liability has been extended in such cases because the landowner’s continued toleration of the trespass amounts to permission to make use of the land, so that the plaintiff is not a trespasser but a licensee. (Mentesana v. LaFranco (1979), 73 Ill. App. 3d 204, 391 N.E.2d 416.) *156While it is true that a failure to object may amount to tacit permission, the mere fact the landowner does not take burdensome and expensive precautions to keep trespassers out, which may well be futile, should not in itself indicate that he is willing to have them enter. (Mentesana, 73 Ill. App. 3d at 208, 391 N.E.2d at 419.) The real basis of liability to such “tolerated intruders” would seem to be only the ordinary duty to protect another, where the harm to be anticipated from a risk for which the defendant is responsible outweighs the inconvenience of guarding against it. See W. Keeton, Prosser & Keeton on Torts §58, at 396 (5th ed. 1984).

2. Discovered Trespassers

Another important exception to the trespasser rule is the requirement that the landowner exercise reasonable care for a trespasser’s safety once his presence is known. This rule evolved from the older rule that a possessor of land was not free to inflict unreasonable intentional injury upon his unwelcome visitor. A trespasser, while he may be a wrongdoer, is not an outlaw, and an intentional, unprivileged battery upon him is not tolerated. (Schofield v. Merrill (1982), 386 Mass. 244, 435 N.E.2d 339.) A landowner is not permitted to set traps for the trespasser or to use unreasonable force to expel him from the premises. (Bennett v. Public Service Co. (1st Cir. 1976), 542 E2d 92; Katko v. Briney (Iowa 1971), 183 N.W.2d 657.) Nor is he allowed to injure the trespasser negligently by an act specifically directed toward him, or recklessly by conduct in conscious disregard of his peril. (Bremer v. Lake Erie & Western R.R. Co. (1925), 318 Ill. 11, 148 N.E. 862.) Thus, the rule which has evolved, whether the trespasser has been discovered or not, is that the landowner owes no duty to a trespasser except to refrain from injuring him by wilful or wanton conduct. Votava v. Material Service Corp. (1979), 74 Ill. App. 3d 208, 392 N.E.2d 768; see also W. Keeton, Prosser & Keeton on Torts §58, at 397 (5th ed. 1984).

Some courts have stopped at this point, and have refused to find that the landowner owes any duty to the trespasser, even after his presence is known, unless wilful or wanton conduct is found. (Earnest v. Regent Pool, Inc. (1972), 288 Ala. 63, 257 So. 2d 313; Hughes v. Star Homes, Inc. (Miss. 1980), 379 So. 2d 301.) Other courts have retreated from this position by the expedient of defining wilful or wanton to include any failure to use ordinary care after the trespasser is discovered. (Frederick v. Philadelphia Rapid Transit Co. (1940), 337 Pa. 136, 10 A.2d 576.) A few courts have discarded wilful or wanton entirely as a limitation, and have said outright that once the presence *157of the trespasser is discovered, there is a duty to use ordinary care to avoid injuring him. The landowner is thereupon required to govern his active conduct, such as running a train (Denver & Rio Grande Western R.R. Co. v. Clint (10th Cir. 1956), 235 F.2d 445), conducting a circus (Herrick v. Wixorn (1899), 121 Mich. 384, 81 N.W. 333), or operating an elevator (Pridgen v. Boston Housing Authority (1974), 364 Mass. 696, 308 N.E.2d 467), with the caution of a reasonable person for the trespasser’s safety. See W. Keeton, Prosser & Keeton on Torts §58, at 397 (5th ed. 1984).

Usually, the discovered trespasser is owed the higher duty when he" is perceived to be in a situation of peril or possible danger, even if the landowner is aware that he is a trespasser. (See Logan v. Old Enterprise Farms, Ltd. (1990), 139 Ill. 2d 229, 236.) However, it is not essential that his presence actually be perceived by the landowner. It is enough that the landowner has received information which would lead a reasonable person to conclude that a trespasser is present. Frederick, 337 Pa. 136, 10 A.2d 576; Lavallee v. Pratt (1960), 122 Vt. 90, 166 A.2d 195; see also W. Keeton, Prosser & Keeton on Torts §58, at 398 (5th ed. 1984).

For a long time it was uncertain whether the duty owed to the discovered trespasser extends to warning or otherwise protecting him against a purely passive condition of the premises. Courts have held that there was no more of an obligation to rescue the trespasser from personal injury than to rescue any other stranger. (Buch v. Amory Manufacturing Co. (1898), 69 N.H. 257, 44 A. 809; Carroll v. Spencer (1954), 204 Md. 387, 104 A.2d 628.) However, the Restatement (Second) of Torts and some courts have disagreed, holding that possession of the land carries with it the duty to see that artificial and dangerous conditions do not become instruments of harm to others, and holding further that the discovery of the danger makes reasonable the requirement of a warning. (Restatement (Second) of Torts §337 (1965); Appling v. Stuck (Iowa 1969), 164 N.W.2d 810; Nolan v. Roberts (Fla. Dist. Ct. App. 1980), 383 So. 2d 945; Gaylord Container Corp. v. Miley (5th Cir. 1956), 230 F.2d 177.) Many courts now hold that the landowner has a duty of care to the discovered trespasser at least in his active conduct, including the operation of his machinery, and it is now frequently stated as a general principle that the landowner has a duty to warn of hidden dangers known to the landowner but not to the trespasser. Bovino v. Metropolitan Dade County (Fla. Dist. Ct. App. 1979), 378 So. 2d 50; Nolan, 383 So. 2d 945; Joyce v. Nash (Mo. Ct. App. 1982), 630 S.W.2d 219; see also W. Keeton, Prosser & Keeton on Torts §58, at 398-99 (5th ed. 1984).

*158This duty is, of course, only to exercise reasonable care under the circumstances. Thus, the engineer of a train who discovers a trespasser ahead on the track may ordinarily assume that he is in possession of his faculties and that after proper warning he will remove himself to safety. (Lawrence v. Bamberger R.R. Co. (1955), 3 Utah 2d 247, 282 P.2d 335.) It is only when it becomes apparent that he is insensible or helpless, or that the warning has not been heard, that something more than a whistle is required. Chicago Terminal Transfer R.R. Co. v. Kotoski (1902), 199 Ill. 383, 65 N.E. 350; see also W. Keeton, Prosser & Keeton on Torts §58, at 399 (5th ed. 1984).

B. Illinois Common Law Duty to Trespasser

The limited duty owed by a landowner to a trespasser is well established in Illinois. The law does not require a landowner to assume that a trespasser will expose himself to injury - on the landowner’s property. (Merlo v. Public Service Co. (1942), 381 Ill. 300, 314, 45 N.E.2d 665, 674.) Nor is a landowner required to keep his land in any particular state or condition to promote the safety of trespassers. (Hessler v. Cole (1972), 7 Ill. App. 3d 902, 905, 289 N.E.2d 204, 206.) A landowner owes only the duty not to wilfully and wantonly injure the trespasser. (Sumner v. Hebenstreit (1988), 167 Ill. App. 3d 881, 885, 522 N.E.2d 343, 345.) This common law duty of a landowner to a trespasser is expressly preserved in section 3 of the Premises Liability Act (Ill. Rev. Stat. 1987, ch. 80, par. 303). A landowner’s duty is modified, however, when a trespasser is reasonably anticipated or discovered in a place of danger. In that situation, the • landowner owes the discovered trespasser a duty of ordinary care. Eaton v. Baltimore & Ohio R.R. Co. (1990), 198 Ill. App. 3d 137, 140, 555 N.E.2d 790, 791; Sumner, 167 Ill. App. 3d at.885, 522 N.E.2d at 345.

Plaintiff urges this court to disregard this limited common law duty and adopt a more stringent approach to the circumstances of this case because of the danger associated with the use and transmit.tal of electricity. However, we decline plaintiff’s invitation to do so, as other courts have declined similar invitations. (Merritt v. Bethlehem Steel Corp. (7th Cir. 1989), 875 F.2d 603; Ryckeley v. Georgia Power Co. (1970), 122 Ga. App. 107, 176 S.E.2d 493.) Even though the use and transmittal of electricity is dangerous, it is a passive condition on the land, and the courts of this State have consistently found that a landowner owes only a duty to refrain from wilful and wanton misconduct in these circumstances. Lee v. Chicago Transit Authority (1990), 205 Ill. App. 3d 163, 169.

*159Recently, in Lee, the First District Appellate Court found that a defendant landowner did not engage in the affirmative activity of distributing electricity despite the fact that it owned and operated transformers. (Lee, 205 Ill. App. 3d at 173.) The court then stated that a landowner does not become a utility simply because it uses or redistributes electricity. (Lee, 205 Ill. App. 3d at 173.) Even a utility has a duty of ordinary care to insulate its power lines only to the extent that those lines are in a place where a person has a right to be. (Lee, 205 Ill. App. 3d at 173.) Therefore, a utility, like any other landowner, has a duty of ordinary care when engaged in an affirmative activity and when it knows or should have known of the presence of the trespasser. (Lee, 205 Ill. App. 3d at 173-74.) Thus, in determining the duty defendant owed plaintiff in the present case, our analysis remains centered on whether defendant should have reasonably anticipated or discovered plaintiff in a place of danger.

C. Whether Defendant Should Have Reasonably Anticipated or Discovered Plaintiff In a Place of Danger

On the subject of trespassers, the record contains the following testimony:

“Q. [Plaintiff’s attorney:] General Motors, prior to June 14, 1984, knew that trespassers frequented the pumphouse. Is that correct?

A. [Ms. Foster:] We knew that people sort of liked hanging around the Arches, going down the river.

Q. And they would come up here, and they would mess around, screw around. Possibly that’s how the fence got in the condition that it was?

A. I don’t know.

Q. But you did have problems with trespassers down there. Is that correct?

A. I haven’t had problems with trespassers. I heard of them having problems.

Q. And this was prior to June 14, 1984?

A. Yes.

Q. Do you know of any special precautions that General Motors took to prevent entry by trespassers there at the pump-house?

A. All I could think was the gate being locked, and then a door inside there being locked, that was taking extra precaution. And then, the added fence being there.

*160Q. [Defendant’s attorney:] Have you, yourself, from 1984 or ’78, I believe you said, to 19 say '84, have you inspected the pumphouse area how many times?

A. [Ms. Foster:] Maybe once a month.

Q. Did you ever see trespassers in or about the pumphouse area?

A. No.

Q. Have you ever known any trespassers to go up into the balcony area?

A. I have never known it.

* * *

Q. [Defendant’s attorney:] Did you ever see any trespassers down there?

A. [Ms. Foster:] No.

Q. In all the time you went down there?

A. (Witness nodding negatively).”

Boswell, plaintiff’s companion on the day in question, testified as follows:

“Q. [Defendant’s attorney:] I assume you had never been in the area of the pumphouse before?

A. [Mr. Boswell:] No.

Q. Never canoed down that particular part of the river before?

A. No.”

Other evidence presented on this subject included two area residents who testified that they had canoed the river a number of times. One resident stated that he had stopped and explored the pumphouse grounds, but did not state whether he had actually explored the pumphouse itself. The other resident never explored the structure. No evidence was presented that defendant knew of these two trespassers.

Plaintiff’s assertion that defendant knew that trespassers would likely scale the nine-foot wall and climb into the second-story balcony rests on the propositions that the pumphouse was an open invitation to adventurers and that curiosity would induce the adventuresome to explore it. From the evidence that showed occasional trespassers in the general vicinity of the pumphouse, plaintiff jumps to the conclusion that defendant should have reasonably anticipated that someone would actually scale a nine-foot wall using eyebolts, crawl through a small opening in the ceiling, and explore an elevated, enclosed balcony. We disagree.

After reviewing the evidence presented at trial on this issue, *161we find that defendant had no reason to anticipate that a trespasser would do what the plaintiff has done. Courts in this State and other jurisdictions have routinely held that landowners need not anticipate that an isolated trespasser will climb into an area of electrical danger. (See Celner v. Central Illinois Electric & Gas Co. (1951), 343 Ill. App. 310, 99 N.E.2d 214; Austin v. Public Service Co. (1921), 299 Ill. 112, 132 N.E. 458; Gherra v. Central Illinois Public Service Co. (1918), 212 Ill. App. 48; Rodriguez v. Schlittenhart (Ariz. Ct. App. 1989), 161 Ariz. 609, 780 P.2d 442; Foster v. Alabama Power Co. (Ala. 1981), 395 So. 2d 27; Bennett, 542 E2d 92; Glastris v. Union Electric Co. (Mo. Ct. App. 1976), 542 S.W.2d 65; Ryckeley, 122 Ga. App. 107, 176 S.E.2d 493; Ross v. Sequatchie Valley Electric Cooperative (1955), 198 Tenn. 638, 281 S.W.2d 646; Caraglio v. Frontier Power Co. (10th Cir. 1951), 192 F.2d 175; Gouger v. Tennessee Valley Authority (1949), 188 Tenn. 96, 216 S.W.2d 739.) While one can argue that everything is foreseeable, we hold as a matter of law that plaintiff’s presence within the pumphouse balcony was not foreseeable in this case. Thus, the only duty that defendant owed plaintiff under the facts of this case was the duty to refrain from wilful and wanton misconduct.

D. Wilful and Wanton Misconduct

In Schneiderman v. Interstate Transit Lines, Inc. (1946), 394 Ill. 569, 583, 69 N.E.2d 293, 300, the Illinois Supreme Court defined wilful and wanton misconduct as a reckless disregard for the safety of others after knowledge of impending danger:

“A wilful or wanton injury must have been *** committed under circumstances exhibiting a reckless disregard for the safety of others, such as a failure, after knowledge of impending danger, to exercise ordinary care to prevent it or a failure to discover the danger through recklessness or carelessness when it could have been discovered by the exercise of ordinary care.”

The court reaffirmed this rule in Hering v. Hilton (1958), 12 Ill. 2d 559, 564, 147 N.E.2d 311, 315: “[I]t is sufficient if [the defendant] had notice which would alert a reasonable man that substantial danger was involved, and that [the defendant] failed to take reasonable precautions under the circumstances.” See also Lynch v. Board of Education of Collinsville Community Unit District No. 10 (1980), 82 Ill. 2d 415, 412 N.E.2d 447; O’Brien v. Township High School District 21b (1980), 83 Ill. 2d 462, 415 N.E.2d 1015; Klatt v. Commonwealth Edison Co. (1965), 33 Ill. 2d 481, 211 N.E.2d 720; Templar v. Decatur *162 Public School District No. 61 (1989), 182 Ill. App. 3d 507, 538 N.E.2d 195; Hadley v. Witt Unit School District 66 (1984), 123 Ill. App. 3d 19, 462 N.E.2d 877; Skinner v. Mahomet Seymour School District No. 3 (1980), 90 Ill. App. 3d 655, 413 N.E.2d 507.

In applying this definition of wilful and wanton misconduct to the facts of this case, we find that there is simply no support for plaintiff’s contention that defendant acted wilfully or wantonly to injure trespassers to its pumphouse balcony. Several witnesses testified that the pumphouse was very safe because the elevated wires in the enclosed balcony had been made inaccessible to all but authorized personnel — the front door of the pumphouse was locked, the transformers were enclosed in a steel shroud 13 feet above the ground, the only entrance to the balcony was through a 12- by 20-inch gap in its floor, and the ladder used to reach this entrance was kept behind a locked door. That no warning signs were posted or fences maintained is of little consequence because defendant was unaware the pumphouse balcony posed a risk under these circumstances. Accordingly, we find that the evidence presented at trial does not support a verdict that the defendant, or its agents, acted wilfully or wantonly.

Because a party is entitled to a judgment n.o.v. when the evidence, viewed in its aspect most favorable to the opponent, so overwhelmingly favors the movant that no contrary verdict based on that evidence could ever stand (Pedrick v. Peoria & Eastern R.R. Co. (1967), 37 Ill. 2d 494, 510, 229 N.E.2d 504, 513-14), we reverse the trial court’s denial of defendant’s motion for a judgment n.o.v.

Because we find that defendant did not breach its duty to plaintiff, we need not address the other issues defendant has raised on appeal, namely, the issues pertaining to the award of punitive damages or the admission or exclusion of certain evidence.

Reversed.

GREEN and KNECHT, JJ., concur.

5.4.1.1.2 Keffe v. Milwaukee & St. P. Ry. Co. ("A Classic Turntable Case") 5.4.1.1.2 Keffe v. Milwaukee & St. P. Ry. Co. ("A Classic Turntable Case")

Do the ordinary rules for trespassers apply to children?

21 Minn. 207
Supreme Court of Minnesota.
PATRICK KEFFE, an Infant, by his Guardian,
v.
MILWAUKEE & ST. PAUL RAILWAY COMPANY.
Jan. 11, 1875.

West Headnotes (1)Expand West Headnotes

**1 *207 The plaintiff, an infant, brought this action in the court of common pleas for Ramsey county to recover damages for injuries sustained while playing upon a turn-table of defendant. The circumstances under which plaintiff was injured are thus stated in the complaint: “That in connection *208 with said railroad” (of defendant) “defendant, before and up to the month of October, 1867, used and operated a certain turn-table, located on the lands of said defendant in said town of Northfield, which said turn-table was so constructed and arranged as to be easily turned around and made to revolve in a horizontal direction.”
After minutely describing the turn-table, the complaint proceeds: “That said turn-table was situated in a public place, near to a passenger depot of the defendant, and within 120 feet from the residence and home of plaintiff. That said turn-table was unfastened and in no way protected, fenced, guarded or enclosed, to prevent it from being turned around at the pleasure of small children, although the same could at all times be readily locked and securely fastened.
“That said turn-table ** was in the possession and under the control of defendant, and not necessary in operating said railroad, and it was the duty of said defendant to keep said turn-table fastened or in some way protected, so that children could not readily have access thereto and revolve the same. That the same was not so protected or fastened, and that said turn-table, when left unfastened, was very attractive to young children, and that while the same was being moved by children, and at all times when left unfastened, it was dangerous to persons upon or near it.
That defendant had notice of all the aforesaid facts, before and at the time the injury herein named occurred to the plaintiff.
That plaintiff, on September 11, 1867, was a child of tender years, without judgment or discretion, he being at that date seven years old, and that in consequence of the carelessness, negligence and improper conduct of said defendant, in not locking, enclosing, or otherwise fastening said turn-table, and by the negligence, carelessness and improper conduct of said defendant, its agents and servants, in allowing said turn-table to be and remain unfastened, insecure, and improperly put in motion, it was, at the date last aforesaid, revolved by other children, over whom the parents and *209 guardians of plaintiff had no control, and without their knowledge, and, while being so revolved, the plaintiff, being on said turn-table, had his right leg caught near the knee, between the surface of said turn-table and said abutment or wall, and between the iron rail on said turn-table and the iron rail on said abutment or wall, and said leg was thereby so bruised, broken, mangled and fractured, as to render amputation necessary.”
**2 The complaint further alleges that the injury was caused by defendant's negligence, and without any fault or negligence on the part of the plaintiff, or his parents or guardians, etc.
The defendant having answered the complaint, and the action having been called for trial, the defendant moved for judgment on the pleadings. The motion was granted by Hall, J., and judgment entered accordingly, from which plaintiff appealed.

Attorneys and Law Firms

Mead & Thompson, for appellant.
Bigelow, Flandrau & Clark, for respondent, relied on the opinion of Hall, J., and the cases therein cited.1

Opinion

YOUNG, J.
In the elaborate opinion of the court below, which formed the basis of the argument for the defendant in this court, the case is treated as if the plaintiff was a mere trespasser, whose tender years and childish instincts were no excuse for the commission of the trespass, and who had no more right than any other trespasser to require the defendant to exercise care to protect him from receiving injury while upon its turn-table. But we are of opinion that, upon the facts stated in the complaint, the plaintiff occupied a very different position from that of a mere voluntary trespasser upon the defendant's property, and it is therefore unnecessary to consider whether the proposition advanced by the defendant's counsel, viz, that a land-owner owes no duty of care to trespassers, is not too broad a statement of a rule which is true in many instances.
*210 To treat the plaintiff as a voluntary trespasser is to ignore the averments of the complaint, that the turn-table, which was situate in a public (by which we understand an open, frequented) place, was, when left unfastened, very attractive, and, when put in motion by them, was dangerous to young children, by whom it could be easily put in motion, and many of whom were in the habit of going upon it to play. The turn-table, being thus attractive, presented to the natural instincts of young children a strong temptation; and such children, following, as they must be expected to follow, those natural instincts, were thus allured into a danger whose nature and extent they, being without judgment or discretion, could neither apprehend nor appreciate, and against which they could not protect themselves. The difference between the plaintiff's position and that of a voluntary trespasser, capable of using care, consists in this, that the plaintiff was induced to come upon the defendant's turn-table by the defendant's own conduct, and that, as to him, the turn-table was a hidden danger, a trap.
While it is held that a mere licensee “must take the permission with its concomitant conditions, it may be perils,” (Hounsell v. Smith, 7 C. B. (N. S.) 731; Bolch v. Smith, 7 H. & N. 836,) yet even such licensee has a right to require that the owner of the land shall not knowingly and carelessly put concealed dangers in his way. Bolch v. Smith, per Channell and Wilde, B B.; Corby v. Hill, 4 C. B. (N. S.) 556, per Willes, J.
**3 And where one goes upon the land of another, not by mere license, but by invitation from the owner, the latter owes him a larger duty. “The general rule or principle applicable to this class of cases is that an owner or occupant is bound to keep his premises in a safe and suitable condition for those who come upon and pass over them, using due care, if he has held out any inducement, invitation or allurement, either express or implied, by which they have been led to enter thereon.” Per Bigelow, C. J., in Sweeny v. Old Colony and Newport R. Co., 10 Allen, 368, reviewing *211 many cases. And see Indermann v. Dawes, L. R. 1 C. P. 274; L. R. 2 C. P. 311.
Now, what an express invitation would be to an adult, the temptation of an attractive plaything is to a child of tender years. If the defendant had left this turn-table unfastened for the purpose of attracting young children to play upon it, knowing the danger into which it was thus alluring them, it certainly would be no defence to an action by the plaintiff, who had been attracted upon the turn-table and injured, to say that the plaintiff was a trespasser, and that his childish instincts were no excuse for his trespass. In Townsend v. Wathen, 9 East, 277, it was held to be unlawful for a man to tempt even his neighbor's dogs into danger, by setting traps on his own land, baited with strong-scented meat, by which the dogs were allured to come upon his land and into his traps. In that case, Lord Ellenborough asks, “What is the difference between drawing the animal into the trap by his natural instinct, which he cannot resist, and putting him there by manual force?” And Grose, J., says, “A man must not set traps of this dangerous description in a situation to invite his neighbor's dogs, and, as it were, to compel them by their instinct to come into the traps.”
It is true that the defendant did not leave the turn-table unfastened, for the purpose of injuring young children; and if the defendant had no reason to believe that the unfastened turn-table was likely to attract and to injure young children, then the defendant would not be bound to use care to protect from injury the children that it had no good reason to suppose were in any danger. But the complaint states that the defendant knew that the turn-table, when left unfastened, was easily revolved; that, when left unfastened, it was very attractive, and when put in motion by them, dangerous, to young children: and knew also that many children were in the habit of going upon it to play. The defendant therefore knew that by leaving this turn-table unfastened and unguarded, it was not merely inviting young children to come upon the turn-table, but was holding out an allurement, *212 which, acting upon the natural instincts by which such children are controlled, drew them by those instincts into a hidden danger; and having thus knowingly allured them into a place of danger, without their fault, (for it cannot blame them for not resisting the temptation it has set before them,) it was bound to use care to protect them from the danger into which they were thus led, and from which they could not be expected to protect themselves.
**4 We agree with the defendant's counsel that a railroad company is not required to make its land a safe play-ground for children. It has the same right to maintain and use its turn-table that any landowner has to use his property. It is not an insurer of the lives or limbs of young children who play upon its premises. We merely decide that when it sets before young children a temptation which it has reason to believe will lead them into danger, it must use ordinary care to protect them from harm. What would be proper care in any case must, in general, be a question for the jury, upon all the circumstances of the case.
The position we have taken is fully sustained by the following cases, some of which go much farther in imposing upon the owner of dangerous articles the duty of using care to protect from injury children who may be tempted to play near or meddle with them, than it is necessary to go in this case. Lynch v. Nurdin, 1 Q. B. 29; Birge v. Gardiner, 19 Conn. 507; Whirley v. Whiteman, 1 Head, 610.
It is true that, in the cases cited, the principal question discussed is not whether the defendant owed the plaintiff the duty of care, but whether the defendant was absolved from liability for breach of duty, by reason of the fact that the plaintiff was a trespasser, who, by his own act, contributed to the injury; and the distinction is not sharply drawn between the effect of the plaintiff's trespass, as a bar to his right to require care, and the plaintiff's contributory negligence, as a bar to his right to recover for the defendant's failure to exercise such care as it was his duty to use. But as a young child, whom the defendant knowingly tempts to *213 come upon his land, if anything more than a technical trespasser, is led into the commission of the trespass by the defendant himself, and thus occupies a position widely different from that of an ordinary trespasser, the fact that the courts, in the cases referred to, assumed, instead of proving, that the defendant owed to a young child, under such circumstances, a duty he would not owe to an ordinary trespasser, for whose trespass he was not in any way responsible, does not weaken the authority of those cases. And in Railroad Co. v. Stout, 17 Wall. 657, (a case in all respects similar to the present,) the distinction insisted on by counsel is taken by Mr. Justice Hunt, and the circumstance that the plaintiff was in some sense a trespasser is held not to exempt the defendant from the duty of care. In the charge of the learned circuit judge at the trial of the last named case, (reported under the title of Stout v. Sioux City & Pacific R. Co., 2 Dillon, 294,) the elements which must concur to render the defendant liable, in a case like the present, are clearly stated.
**5 In Hughes v. Macfie, 2 Hurlst. & Coltm. 744, and Mangan v. Atterton, L. R. 1 Exch. 239, cited by defendant's counsel, there was nothing to show that the defendants knew or had reason to apprehend that the cellar lid in the one case, or the crushing machine in the other, would be likely to attract young children into danger. It must be conceded that Hughes v. Macfie is not easily to be reconciled with Birge v. Gardiner, and that Mangan v. Atterton seems to conflict with Lynch v. Nurdin; but whether correctly decided or otherwise, they do not necessarily conflict with our decision in this case.
Much reliance is placed by defendant on Phila. & Reading R. Co. v. Hummell, 44 Penn. St. 375, and Gillis v. Penn. R. Co., 59 Penn. St. 129. In the first of these cases, the plaintiff, a young child, was injured by coming upon the track while the cars were in motion. The only negligence charged upon the defendant was the omission to give any signal at or after the starting of the train. If the plaintiff *214 had been crossing the track, through one of the openings which the company had suffered the people in the neighborhood to make in the train while standing on the track, and the cars had then been run together upon him, without any warning, the case would more nearly resemble the present; but the facts, as they appear, show that the company used abundant care, and that it had no reason to suppose that the plaintiff was exposed to danger; and the decision is put upon the latter ground, although Strong, J., delivering the opinion of the court, uses language which lends some support to the defendant's contention in this case. Gillis v. Penn. R. Co. was properly decided, on the ground that the company did nothing to invite the plaintiff upon the platform, by the fall of which he was injured, and that the platform was strong enough to bear the weight of any crowd of people which the company might reasonably expect would come upon it. Neither of these cases is an authority against, while a later case in the same court, (Kay v. Penn. R. Co., 65 Penn. St. 269,) tends strongly to support, the plaintiff's right of action in this case; and the recent case of Pittsburg A. & M. Passenger R. Co. v. Caldwell, 74 Penn. St. 421, points in the same direction.
It was not urged upon the argument that the plaintiff was guilty of contributory negligence, and we have assumed that the plaintiff exercised, as he was bound to do, such reasonable care as a child of his age and understanding was capable of using, and that there was no negligence on the part of his parents or guardians, contributing to his injury.
**6 Judgment reversed.

5.4.1.1.3 Kessler v. Mortenson ("The Residential Trespasser Case") 5.4.1.1.3 Kessler v. Mortenson ("The Residential Trespasser Case")

What is the Restatement Attractive Nuisance Doctrine? Will the plaintiff in this case be able to satisfy it do you think?

2000 UT 95

Patricia KESSLER, on behalf of her minor child, Eric Kessler, Plaintiff and Appellant, v. Randy MORTENSON, and/or CRM Construction, Stephen Sheffield, and John Does I through V, Defendants and Appellees.

No. 981847.

Supreme Court of Utah.

Dec. 5, 2000.

Fred R. Silvester, William B. Lockhart, Spencer Siebers, Salt Lake City, and Aaron J. Prisbrey, St. George, for plaintiff.

Jeffery C. Peatross, R. Phillip Ivie, David N. Mortensen, Provo, and William J. Hansen, Karra J. Porter, Salt Lake City, for defendants.

WILKINS, Justice:

€ 1 Plaintiff Patricia Kessler, on behalf of her minor child, Eric Kessler, appeals two orders granting defendants' motions for summary judgment. Six-year-old Erie Kessler was injured while playing in a partially-constructed home. The trial court determined that Eric was a trespasser and, relying on two cases which held that the attractive nuisance doctrine was inapplicable to injuries to children at residential construction sites, Taylor v. United Homes, Inc., 21 Utah 2d 304, 445 P.2d 140 (1968) and Featherstone v. Berg, 28 Utah 2d 94, 498 P.2d 660 (1972), granted summary judgment in favor of Defendant Sheffield and Defendants Mortenson and CRM Construction.

12 We overrule Taylor and Featherstone and reverse the orders granting summary judgment.

*1226BACKGROUND

13 On October 11, 1998, six-year-old Eric Kessler entered a partially-constructed house to play hide-and-go-seek. While playing, Eric backed into and fell through a hole in the floor where the staircase was going to be built. He was injured as a result of the fall. Consequently, on his behalf, his mother sued the builder, Randy Mortenson and/or CRM Construction, and the property owner and developer, Stephen Sheffield.

{4 The defendants moved for summary judgment based on Taylor and Featherstone, arguing that they owed no duty to Eric because he was a trespasser. The defendants asserted that the attractive nuisance doctrine, which, as a general rule, obligates landowners to exercise reasonable care to safeguard children from dangerous conditions on their property, is not applicable under Taylor and Featherstone to cases where a trespassing child is injured on a residential construction site. Therefore, the defendants argued, they were entitled to summary judgment. The trial court determined that Eric was a trespasser and granted the defendants' motions for summary judgment because Taylor and Featherstone barred, as a matter of law, consideration of the attractive nuisance doe-trine. Accordingly, the plaintiff's claim was dismissed.

STANDARD OF REVIEW

15 We review the trial court's summary judgment ruling for correctness. See Aurora Credit Servs., Inc. v. Liberty W. Dev., Inc., 970 P.2d 1278, 1277 (Utah 1998); Certified Sur. Group, Ltd. v. UT Inc., 960 P.2d 904, 905-06 (Utah 1998). "We consider only whether the trial court correctly applied the law and correctly concluded that no disputed issues of material fact existed." Auro-1a Credit Servs., 970 P.2d at 1277. This is the standard of review we apply because summary judgment is appropriate only "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." Utah R. Civ. P. 56(c).

ANALYSIS

I. THE ATTRACTIVE NUISANCE DOCTRINE

16 The attractive nuisance doctrine is an exception to the minimal duty owed by a landowner to a trespasser. The doctrine provides, under appropriate cireumstances, for a greater duty owed by landowners to child trespassers than to adult trespassers. In Taylor v. United Homes, Inc., 21 Utah 2d 304, 445 P.2d 140 (1968), and Featherstone v. Berg, 28 Utah 2d 94, 498 P.2d 660 (1972), this court determined that as a matter of law the attractive nuisance doctrine was inapplicable to cases where children were injured on residential construction sites. Under Taylor and Featherstone, the duty a landowner owed a child trespassing onto a residential construction site was the same duty owed to adult trespassers. This departure in Taylor and Featherstone from the general applicability of the attractive nuisance doctrine was made with little analysis and no clear policy statement to support the change. Defendants profess, however, that Taylor and Feather-stone should not be overturned because they are grounded in sound policy. We disagree.

17 The rule of Taylor and Featherstone did not require possessors of land to exercise reasonable care to eliminate a danger or to protect children from a risk when they knew or had reason to know children who trespassed on their property could be injured. We believe the better policy is to hold possessors of land accountable for physical injuries to children caused by an artificial condition if the plaintiff can satisfy the elements of section 339 of the Restatement (Second) of Torts.

T8 Defendants contend that allowing the attractive nuisance doctrine to be applied to residential construction sites would place an unnecessary burden on homebuilders. They argue that builders will have to place fencing around the construction sites. Defendants also insist that this rule will lead to an increase in insurance premium costs for contractors, a cost which would be passed on to *1227consumers, and therefore result in an increase in the price of homes.

T9 Requiring the landowner to take steps to decrease or prevent the risk of injury to children is not an unnecessary burden. Residential construction sites are temporary hazards created by the homebuilder. They are, by definition, in a residential area where children are frequently present. In addition, the burden imposed on the homebuilder of minimizing or eliminating the hazard to children is a temporary burden almost exclusively within the control of the homebuilder.

T 10 By permitting the attractive nuisance doctrine to be applied to residential construction projects, homebuilders and landowners will be encouraged to minimize or eliminate dangers that trespassing children may be exposed to on the site. Given the rapidly changing nature of a residential construction project, the homebuilder is in the best position to recognize hazards and to protect children from the danger. Certainly parents are not absolved from the responsibility of protecting their children from danger. Nevertheless, parents cannot always prevent their children from disobedience and trespass. Children, by definition, lack mature judgment. It is because children trespass that the attractive nuisance doctrine developed as an exception to the otherwise minimal duty owed to trespassers. Moreover, the attractive nuisance doctrine recognizes that children, because of their various ages and levels of maturity, may be incapable of understanding or appreciating dangers or risks on the premises. See, eg., Restatement (Second) Torts § 839(c) (1965); Goll v. Muscara, 211 Pa.Super. 98, 285 A.2d 443, 446 (1967).

11 Whether the attractive nuisance doe-trine is applicable must be analyzed on a case-by-case basis, with the limited exception of irrigation canals.1 The trial court must consider the facts and cireumstances surrounding a particular injury to determine whether the elements of the rule can be satisfied. Indeed, our prior attractive nuisance cases have suggested that the rule should be applied contextually. See, eg., Loveland v. Orem City Corp., 746 P.2d 763, 712 (Utah 1987). Exeept for certain limited conditions, such as irrigation canals, the trend has been to "reject all fixed and arbitrary categories and to require each case to be considered in light of its own peculiar facts." Id.

12 We are not persuaded that residential construction presents conditions that justify placing it in a special category. The trial court should not be prohibited from applying the attractive nuisance doctrine simply because the condition that injures a child is located on a residential construction site. We find no policy reasons or common factual circumstances that bar applicability of the doctrine where a residential construction site is the location of a child's injury. Whether the doctrine is applicable to an injury to a child on a residential construction site should be weighed on a case-by-case basis.

113 For decades, ig cases where the attractive nuisance doctrine was applicable, this state has applied the rule as enunciated in Brown v. Salt Lake City, 33 Utah 222, 93 P. 570 (1908)2 This rule differs from the *1228rule in section 389 of the Second Restatement of Torts in that the Brown rule, among other differences, relies on the concept of "allurement" to trespass. In years past we have been invited to adopt the rule as stated in the Restatement. See, eg., Trujillo v. Brighton-North Point Irrigation Co., 746 P.2d 780, 781 (Utah 1987), Loveland, 746 P.2d at 772. We have previously noted that the Utah rule and the rule in the Restatement differ, but we have never adopted the Restatement. See Loveland, 746 P.2d at 772 (indicating that whether the case "is analyzed under the attractive nuisance doctrine as enunciated in Brown v. Salt Lake City or under the Restatement's rule is not outcome determinative") (footnotes omitted); and Weber v. Springville City, 725 P.2d 1360, 1365 (Utah 1986) (noting that the rule as stated in the Restatement differs from the doctrine followed in Utah and concluding that both rules are limited to artificial conditions).

114 In rejecting Featherstone and Taylor, we also part with the attractive nuisance rule in Brown in favor of Restatement (Second) Torts § 839. Section 339 is a more accurate and complete statement of the attractive nuisance doctrine. Consequently, we adopt Section 339 as the rule in Utah3 Section 389 provides as follows:

A possessor of land is subject to liability for physical harm to children trespassing thereon caused by an artificial condition upon the land if
(a) the place where the condition exists is one upon which the possessor knows or has reason to know that children are likely to trespass, and
(b) the condition is one of which the possessor knows or has reason to know and which he realizes or should realize will involve an unreasonable risk of death or serious bodily harm to such children, and
(c) the children because of their youth do not discover the condition or realize the risk involved in intermeddling with it or in coming within the area made dangerous by it, and
(d) the utility to the possessor of maintaining the condition and the burden of eliminating the danger are slight as compared with the risk to children involved, and
(e) the possessor fails to exercise reasonable care to eliminate the danger or otherwise to protect the children.

By adopting section $39, we join most of our western neighbors, and a number of other jurisdictions, in what we believe to be the better rule.4

*1230115 In sum, the attractive nuisance doctrine may be applied where a child is injured at a residential construction site. However, we do not mean to say that a house in the process of construction is per se an attractive nuisance. Recovery can only be had when the conditions of the rule are met. See, e.g., Goll v. Muscara, 211 Pa.Super. 93, 235 A.2d 443, 445 (1967). Indeed, the elements set forth in section 839 of the Second Restatement of Torts must be satisfied in order for the rule to be applicable. Home-builders will not become liable automatically for all accidents to children caused by conditions on the site. The conditions of the attractive nuisance doctrine, as described in section 339, impose a reasonable balance between the interests of the homebuilders and the interests of children.

II. LAND ENTRANT CLASSIFICATIONS

116 Finally, we are urged by the plaintiff to abolish the traditional classifications of invitee, licensee, and trespasser. We are not now persuaded to do so and decline to abandon the traditional land entrant classifications.

CONCLUSION

{17 We disavow our holdings in Taylor and Featherstone, and in Brown to the degree inconsistent with this opinion. The doe-trine of attractive nuisance may be applied to cireumstances relating to the injury of a child on a residential construction site, We adopt the description of the attractive nuisance doe-trine contained in section 339 of the Restate ment (Second) of Torts. The orders granting summary judgment are reversed. The case is remanded for further proceedings consistent with this opinion.

18 Chief Justice HOWE, Associate Chief Justice RUSSON, Justice DURHAM, and Justice DURRANT concur in Justice WILKINS opinion.

5.4.1.2 Invitees v. Licensees 5.4.1.2 Invitees v. Licensees

5.4.1.2.1 City of Boca Raton v. Mattef ("The Overeager Sign Painter Case") 5.4.1.2.1 City of Boca Raton v. Mattef ("The Overeager Sign Painter Case")

What was the plaintiff in this case? What are the options and which one does this court settle on?

CITY OF BOCA RATON, a Municipal Corporation, Appellant, v. Minda S. MATTEF, Appellee.

Supreme Court of Florida. En Banc.

Sept. 12, 1956.

Rehearing Denied Nov. 1, 1956.

*645Earnest, Lewis, Smith &. Jones, Ged-néy, Johnston & Lilienthal, and AÍJ. Cone, West Palm Beach, for appellant.

Warwick,-Paul & Warwick, West Palm Beach, for appellee.

THORNAL, Justice.

Appellant City of Boca Raton, which was defendant below, seeks reversal of a judg*646ment in favor of appellee, who was plaintiff below, in an action for damages resulting from the alleged wrongful death of her husband.

Although numerous incidental questions of law are discussed in the briefs, the determining point for decision is the nature of the legal relationship existing between the appellant City and the deceased husband at the time of his tragic death.

In January, 1953, and prior thereto, the deceased Jesse Mattef was engaged in the sign painting business in Boca Raton. At a meeting of the Town Council January 14, 1953, Mr. Mattef presented to the Council a letter offering to paint the town name on the side of the water tower for a figure of $80. The Minutes of the Council meeting showed the following action on the proposal :

“Motion was made by Councilman Brennan that this job be awarded to Mr. Mattef in the amount of $80.00 and that the Town Attorney be requested to draw the necessary contract to protect the Town’s interest.”

The quoted motion was unanimously adopted. Thereafter Mr. Mattef communicated with the Town Attorney who advised him that the contract had not been written for the reason that he did not have sufficient specifications for the job and that Mr. Mattef should communicate with the Town Engineer with reference thereto, and further, that after sufficient information had been obtained he was to return to the City Attorney who would then prepare the contract.

The record reveals that instead of communicating with the Town Engineer and before any written contract had been prepared, Mr. Mattef, of his own volition, took his paint and equipment out to the water tower and without further agreement of the Town officials and without their knowledge proceeded up the tower to rig his painting equipment. Having done this, he then proceeded to paint the name of the town on the water tank on the top of the tower. While engaged in this work, a rung of a steel ladder to which Mr. Mattef had attached his tackle broke loose, and he fell from the top of the tower resulting in his instant death. We should add that when Mr. Mattef went to the tower he spoke to the Superintendent of the Water Plant, who incidentally did not have charge of the tower, and advised him that he was going to proceed to do the painting. The Water Plant Superintendent made no comment on Mr. Mattef’s expressed intention but did pass some of Mattef's equipment up to him.

Under these circumstances, the widow of the deceased filed suit against the City alleging in effect that at the time of his death Mr. Mattef was an employee of the City, that the City owed to him the duty to provide a reasonably safe place to work, that this duty had been breached and as a proximate result thereof the husband came to his death.

Finding as a matter of law that the deceased was an employee, the trial judge presented the case to the jury with instructions appropriate to such finding. The jury thereupon brought in a verdict in the amount of $25,000 in favor of the appel-lee-widow. Motion for new trial was denied and judgment was entered on the verdict. Reversal of this judgment is now sought.

The appellant City contends that error was committed in finding as a matter of law that the deceased was an employee of the City and, further, that actually Mr. Mattef was a trespasser and was entitled only to the degree of care due trespassers.

The appellee-widow contends that the deceased husband was an employee at the time of his death and that the award of the jury should be sustained on this theory.

As pointed out above, our problem is to decide the legal relationship existing between the deceased and the appellant City at the time of his death. If he was an *647employee, the case was properly presented to the jury by the trial judge with his instructions. If the deceased was not an employee, then obviously error occurred when the trial judge found, as a matter of law, that he was an employee. The duty and degree of care imposed on appellant will be measured by the relationship between appellant and the deceased.

While this case presents some difficulty in deciding the exact nature of the relationship between the deceased and the City, it appears clear to us that he definitely was not an employee at the time of his tragic death. We observe in passing that the record tenders no question as to the applicability of our Workmen’s Compensation Law, F.S.A. § 440.01 et seq., therefore, we offer no comment on it.

Under the law of Master and Servant the relationship of employer and employee requires control and direction by the employer over the conduct of the employee. This exercise of control over the person as well as the performance of the work to the extent of prescribing the manner in which the work shall be executed is the ultimate test of the nature of the relationship between employer and employee. An employee is one who for a consideration agrees to work subject to the orders and direction of another, usually for regular wages but not necessarily so, and, further, agrees to subject himself at all times during the period of service to the lawful orders and directions of the other in respect to the work to be done. Customarily, the employer determines both the method and manner in which the work is to be done as well as the time and tenure of the service. See Labatt’s Master and Servant, 2nd ed., Sec. 2.

These essential elements of an employer-employee relationship were lacking as between the appellant and the deceased. Consequently, it was error for the trial judge to determine that the relationship existed, and it was further error to charge the jury that because of the existence of this relationship, the appellant owed to the deceased the duty to use due diligence in providing for him a safe place to work. Obviously, this case will have to be retried and in the interest of proper disposition of the matter upon a subsequent trial we deem it appropriate, at least on the basis of the record now presented, to define the relationship that actually did exist between the decedent and the appellant.

While the proposal to do the work was conditionally accepted by the City, it should be noticed that the acceptance was conditioned upon the drafting of a contract by the Town Attorney to protect the Town’s interest. Just what provisions were contemplated are not known but it is clear that the execution of a formal document was contemplated as a condition precedent to the undertaking of the work by Mr. Mattef. For some reason sufficient to himself he determined to disregard this prerequisite and entered upon the work on his own volition. If the contract had been executed as contemplated and thereafter deceased had entered upon the work in accordance with the provisions of the contract, he then would have occupied the position of an independent contractor who, while not entitled to the same degree of care imposed upon an employer for the benefit of an employee, would have been entitled to impose upon the City a degree of care commensurate with the circumstances and the nature of the work to be undertaken. Vanlandingham v. Florida Power & Light Company, 154 Fla. 628, 18 So.2d 678. The contract was not executed and, therefore, the relationship between the deceased and the City was not that of an independent contractor.

Under the circumstances revealed by this record, the deceased was a volunteer. He had not yet reached the status of an invitee for the simple reason that he had not yet been invited by the appellant to enter upon the undertaking. An invitee is *648normally considered to be one who enters upon the premises of another for purposes connected with the business of the owner or occupant of the premises. In the matter before us, while to' some extent the deceased entered the premises of the appellant in connection with the business which he had theretofore discussed with the appellant, his 'voluntary undertaking was certainly not pursuant to the arrangement previously made and still in its formative stages.

We cannot consider the deceased to be a trespasser for the reason that he at least had implied permission to do what he did in that the head of one of the departments of the City was present and did not stop him from climbing the water tower, but on the contrary, at Mr. Mattef's' ■ request, assisted him in getting some of his brushes and equipment to the top of- the tower. By a process of elimination, therefore, we come to the conclusion that when -the deceased of his own volition in the fulfillment of an undertaking re-' lated to his own business of sign painting entered upon the premises of' the appellant, climbed the water tower and undertook the work, he was at most a licensee. In circumstances such as those before us a licensee is one whose presence on the property of another is tolerated or permitted but not invited. Here, the deceased occupied the position in nature of a licensee with permission but without invitation. Certainly, no- invitation was extended to him to climb the water tower and undertake the work when he did so. As a matter- of fact, his conduct was premature and he had not yet established - any contractual relationship- -with the appellant.

A licensee by permission is one who for his own convenience or for the purpose, of fulfilling some mission of his own enters upon the premises of another by the permission or sufferance of the owner or occupant but without the invitation of the owner and in the absence of an expressed or implied contractual arrangement. The licensee by permission occupies a status only slightly better than that of a trespasser insofar as the liability of the owner of the premises is concerned. Such a licensee takes the premises as he finds them 'and the duty of the owner of the premises is to refrain from wanton negligence or willful misconduct that would injure the licensee. If the- owner has knowledge of pitfalls, booby traps, latent hazards or similar dangers, then a failure to warn such a licensee could under proper circumstances amount to wanton negligence but thefe must be knowledge of the danger by the owner combined with knowledge that the licensee is about to be confronted with the danger. Beyond that, he is not obligated to make provision for the safety of thé one who enters his premises under such circumstances.

While the tragedy of the situation presented to us challenges the sympathy of the court, we are nonetheless constrained to find that there was error in the ■ trial below as-hereinabove pointed out.

The judgment appealed from is therefore reversed and. the cause is remanded for appropriate proceedings consistent with this opinion.

Reversed and remanded.

DREW, C. J., and THOMAS, HOBSON and O’CONNELL, JJ., concur.

TERRELL, J., dissents.

ROBERTS, J., not participating.

5.4.1.2.2 Hall v. Cagle ("The Injured Moving Buddy Case") 5.4.1.2.2 Hall v. Cagle ("The Injured Moving Buddy Case")

What is the key fact of this case that allows the plaintiff to avoid summary judgment?

Betty HALL v. Timothy Dale CAGLE and Bill Johnson, d/b/a Johnson Mobile Homes.

No. 1998-CT-01163-SCT.

Supreme Court of Mississippi.

Sept. 28, 2000.

Rehearing Denied Dec. 21, 2000.

James C. Patton, Jr., Louisville, Attorney for Appellant.

F. Gregory Malta, Meridian, Brett W. Robinson, Laurel, Attorneys for Appellee.

ON WRIT OF CERTIORARI

MILLS, Justice,

for the Court:

¶ 1. On certiorari we reverse the judgments of the Court of Appeals and the trial court and remand for further proceedings.

FACTS AND PROCEEDINGS BELOW

¶ 2. Betty Hall was injured in an accident on August 28, 1995, at the home of Timothy 'and Beverly Cagle. The Cagles were moving into a mobile home, and Betty Hall was helping the Cagles unload boxes and arrange furniture. The Cagles purchased the home from Johnson Mobile Homes which had delivered it and provid*929ed temporary steps. Hall claimed that she assisted the Cagles from approximately nine o’clock in the morning until two o’clock in the afternoon. Hall stated in deposition testimony that she knew the steps to be shaky and that a Johnson employee cautioned her to be careful. Hall asserted that, upon leaving the Ca-gles’ mobile home by a back door, she lost her footing on the steps and fell, thereby injuring herself.

¶ 3. Hall filed an action in the Lauder-dale County Circuit Court for damages against both the Cagles and Bill Johnson d/b/a Johnson Mobile Homes but the case was dismissed on motions for summary judgment after the circuit court found that she was a “licensee” rather than an “invitee.” The Court of Appeals affirmed the circuit court, Hall v. Cagle, No.1998-CA-OH63-COA (Miss.Ct.App. August 3, 1999), and denied Hall’s motion for rehearing.

DISCUSSION

¶ 4. We have stated:

This Court employs a de novo (without deference) review on grants of summary judgment. Owen v. Pringle, 621 So.2d 668, 670 (Miss.1993). The trial court must review the evidence most favorably to the nonmoving party. Sanford v. Federated Guaranty Ins. Co., 522 So.2d 214, 217 (Miss.1988). There can be no issues of material fact in dispute. Stegall v. WTWV, Inc., 609 So.2d 348, 350-51 (Miss.1992). If reasonable minds can differ on a material fact, summary judgment is improper. Id. The trial court should also deny summary judgment where full presentation of the evidence would “result in a triable issue.” Great Southern [National] Bank v. Minter, 590 So.2d 129, 135 (Miss.1991).

Presswood v. Cook, 658 So.2d 859, 862 (Miss.1995). Rule 56(c) of the Mississippi Rules of Civil Procedure allows entry of summary judgment where there is no genuine issue of material fact and the moving party is entitled to summary judgment as a matter of law. “[T]he lower court’s decision is reversed only if it appears that triable issues of fact remain when the facts are viewed in the light most favorable to the nonmoving party.” Robinson v. Singing River Hosp. Sys., 732 So.2d 204, 207 (Miss.1999)(citing Box v. State Farm Mut. Auto. Ins. Co., 692 So.2d 54, 56 (Miss.1997)).

¶ 5. As concerns the distinction between an invitee and a licensee and the duty owed to each class, this Court has previously held:

[A]n invitee is a person who goes upon the premises of another in answer to the express or implied invitation of the owner or occupant for their mutual advantage. A licensee is one who enters upon the property of another for his own convenience, pleasure or benefit pursuant to the license or implied permission of the owner ... Payne v. Rain Forest Nurseries, Inc., 540 So.2d 35, 37 (Miss.1989) (citing Hoffman v. Planters Gin Co., 358 So.2d 1008, 1011 (Miss.1978));

Skelton ex rel. Roden v. Twin County Rural Elec. Ass’n, 611 So.2d 931, 936 (Miss.1992).

A landowner owes a licensee only the duty to refrain from willfully or wantonly injuring the licensee, unless the landowner engages in active conduct and knows of the licensee’s presence. A landowner owes a business invitee a duty of reasonable care for the invitee’s safety. 518 So.2d at 648; compare Wright v. Coffey, 239 Miss. 470, 477, 123 So.2d 841, 844 (1960) (“invited” social guest is not invitee); see also Adams v. Fred’s Dollars[Dollar] Store of Bates-ville, 497 So.2d 1097, 1101 (Miss.1986); Hughes v. Star Homes, Inc., 379 So.2d 301 (Miss.l980).

611 So.2d at 936. Mississippi has, in one instance, recognized that a visitor may be an invitee where he comes to the home of the occupant, not for a business purpose, but, nevertheless, for the benefit of the occupant. Minor v. Engineering Serv. Co., Inc., 304 So.2d 45 (Miss.1974). Carrie *930Minor, while at the home of her mother, tripped over a surveyor’s tape left on the porch of her mother’s home by Engineering Services who were on the premises with the permission of the landlord. The Court found her to be an invitee entitled to the higher degree of care upon noting that she was there for the purpose of taking her mother to a doctor’s appointment. The Court distinguished Minor from one, a licensee, who crossed ground where pipe was stored and who entered the premises without any express invitation or any benefit to the occupant as was the case in Bishop v. Stewart, 234 Miss. 409,106 So.2d 899 (1958).

¶ 6. The comment to the Restatement (Second) of Torts defines an “invitee” as members of the public who enter property for a purpose connected with the business of the possessor. Restatement (Second) of Torts § 332 (1965). The comment further recites that a social guest is not an invitee because “he does not enter for a purpose directly or indirectly connected with the business dealing with the possessor.” Id. The Restatement also classifies as a licensee the volunteer who comes on the land without being asked to aid in getting a truck out of mud or to put out a fire. Id. § 332, Comment b.

¶ 7. In the present case, Hall alleged that she was at the home of the Cagles to perform a service for their benefit, i.e., to assist them in moving and unpacking. Her stated purpose was for the benefit of the possessors of the home. Although the Restatement is silent in the case where one enters the premises at the invitation of the possessor, not for the visitor’s own benefit but to render a service to the possessor, our decision in Minor indicates that such a person is entitled to be classified an invitee and afforded the same duty of care even though he does not enter upon the property for a business purpose. Hall was present on the premises at the owners’ invitation as opposed to mere permission. See Kurti v. Becker, 54 Conn.App. 335, 733 A.2d 916, 919 (1999).

¶ 8. Hall has alleged and proved sufficient facts to make a prima facie showing that she was an invitee rather than a licensee such that her complaint should not have been dismissed on motion for summary judgment.

CONCLUSION

¶ 9. For these reasons, the judgments of the Court of Appeals and the Lauderdale County Circuit Court are reversed, and this case is remanded to the Lauderdale County Circuit Court for further proceedings consistent with this opinion.

¶ 10. REVERSED AND REMANDED.

PRATHER, C.J., PITTMAN AND BANKS, P.JJ., AND WALLER, J., CONCUR. McRAE, J., CONCURS WITH SEPARATE WRITTEN OPINION JOINED BY BANKS, P.J. SMITH, J., DISSENTS WITH SEPARATE WRITTEN OPINION JOINED BY COBB, J. DIAZ, J., NOT PARTICIPATING.

McRAE, Justice,

concurring:

¶ 11. Betty Hall should not be considered an invitee or a licensee in the present case. Instead, the Court should require the jury to utilize a “reasonable person” standard to decide the liability on the part of the landowner. Therefore, I concur with this Court’s majority in that this case should be reversed and remanded to the lower court for further proceedings. However, as to the reasoning behind this reversal, I disagree. This Court should abolish the invitee/licensee classifications for determining liability and replace them with a “reasonable person in like circumstances” standard. This Court years ago created the different burdens for licensees and invitees in conflict with our comparative negligence statute. Approximately twenty-four states have abolished the licensee/invitee classifications. There is no need to extend this “reasonable person” standard to the classification of trespassers.

*931¶ 12. There is a modern trend away from the invitee/licensee/trespasser classifications in premises liability law to a “reasonable person in like circumstances” standard. The trend is moving away from placing the plaintiff in one of the three above categories and basing the owner/occupier’s duty on what a reasonable person in like circumstances would do. This standard means that the owner/occupier should make the premises reasonably safe or warn the person on the premises if he is unable to make the premises safe.

¶ 13. Previewing this trend among states, the United States Supreme Court did away with the distinction between injvi-tees, licensees, and trespassers in maritime cases. Kermarec v. Compagnie Generate Transatlantique, 358 U.S. 625, 79 S.Ct. 406, 3 L.Ed.2d 550 (1959). In Kermarec, the Supreme Court did away with the distinction used to determine landowner liability and replaced it with a “duty of exercising reasonable care under the circumstances of each case.” Id. at 631-32, 79 S.Ct. 406.

¶ 14. The Court in Kermarec discussed the root of the common law distinctions and stated these distinctions no longer are useful in today’s modern society stating:

The distinctions which the common law draws between licensee and invitee were inherited from a culture deeply rooted to the land, a culture which traced many of its standards to a heritage of feudalism. In an effort to do justice in an industrialized urban society, with its complex economic and individual relationships, modern common-law courts have found it necessary to formulate increasingly subtle verbal refinements, to create sub-classifications among traditional common-law categories, and to delineate fine gradations in the standards of care which the landowner owes to each. Yet even within a single jurisdiction, the classifications and subelassifieations bred by the common law have produced confusion and conflict. As new distinctions have been spawned, older ones have become obscured. Through this semantic morass the common law has moved, unevenly and with hesitation, towards imposing on owners and occupiers a single duty of reasonable care in all circumstances.

Id. at 630-31, 79 S.Ct. 406. See Skelton ex rel. Roden v. Twin County Rural Elec. Ass’n, 611 So.2d 931, 940 (Miss.1992) (Banks, J., dissenting).

¶ 15. Following Kermarec, the trend among states developed to abolish the distinction between invitees, licensees and trespassers. Although the principles in Kermarec applied to maritime cases, many cases have utilized the reasoning in Ker-marec as it applies to other fact situations. See Nelson v. Freeland, 349 N.C. 615, 621-22, 507 S.E.2d 882, 886-87 (1998).

¶ 16. Exemplifying a strong trend, Nelson stated ten jurisdictions have abolished these common law classifications completely, while fourteen jurisdictions have repudiated the invitee/licensee classifications, but maintained the limited-duty rule for trespassers. Therefore, nearly half of the states in this country and the District of Columbia have abolished or limited these common law distinctions in favor of a reasonableness standard.

¶ 17. The case that sparked this trend was California’s seminal case of Rowland v. Christian, 69 Cal.2d 108, 70 Cal.Rptr. 97, 443 P.2d 561 (1968). The dissenting opinion in Skelton also relied upon this case, stating that Rowland seemed to capture the essence of the problem of classifying land entrants as invitees, licensees, and trespassers. The Skelton dissent quoted Rowland as follows:

A man’s life or limb does not become less worthy of protection by the law nor a loss less worthy of compensation under the law because he has come upon the land of another without permission or with permission but without a business purpose. Reasonable people do not ordinarily vary their conduct depending upon such matters, and to focus upon *932the status of the injured party as a trespasser, licensee, or invitee in order to determine the question of whether the landowner has a duty of care, is contrary to our social mores and humanitarian values. The common law rules obscure rather than illuminate the proper considerations which should govern determination of the question of duty.

Skelton, 611 So.2d at 940 (Banks, J., dissenting) (quoting Rowland, 70 Cal.Rptr. 97, 443 P.2d at 568).

¶ 18. For the ten jurisdictions which have completely abolished the classifications, see the following cases:

Smith v. Arbaugh’s Restaurant, Inc., 469 F.2d 97 (D.C.Cir.1972) cert. denied, 412 U.S. 939, 93 S.Ct. 2774, 37 L.Ed.2d 399 (1973); Webb v. City and Borough of Sitka, 561 P.2d 731 (Alaska 1977); Pickard v. City and County of Honolulu, 51 Haw. 134, 452 P.2d 445 (1969); Keller v. Mols, 129 Ill.App.3d 208, 84 Ill.Dec. 411, 472 N.E.2d 161 (Ill.App.Ct.1984) (abolishing with respect to children only); Sheets v. Ritt, Ritt & Ritt, Inc., 581 N.W.2d 602 (Iowa 1998); Cates v. Beauregard Elec. Co-op., Inc., 328 So.2d 367 (La.1976), cert. denied, 429 U.S. 833, 97 S.Ct. 97, 50 L.Ed.2d 98 (1976); Limberhand v. Big Ditch Co., 218 Mont. 132, 706 P.2d 491 (1985); Moody v. Manny’s Auto Repair, 110 Nev. 320, 871 P.2d 935 (1994); Ouellette v. Blanchard, 116 N.H. 552, 364 A.2d 631 (1976); Basso v. Miller, 40 N.Y.2d 233, 352 N.E.2d 868, 386 N.Y.S.2d 564.

Nelson, 349 N.C. at 622, 507 S.E.2d 882.

¶ 19. For the fourteen jurisdictions which have abolished the invitee/licensee classification while maintaining the trespasser distinction, see the following cases:

Wood v. Camp, 284 So.2d 691 (Fla.1973); Jones v. Hansen, 254 Kan. 499, 867 P.2d 303 (1994); Poulin v. Colby College, 402 A.2d 846 (Me.1979); Baltimore Gas & Elec. Co. v. Flippo, 348 Md. 680, 705 A.2d 1144 (1998); Mounsey v. Ellard, 363 Mass. 693, 297 N.E.2d 43 (1973); Peterson v. Balach, 294 Minn. 161, 199 N.W.2d 639 (1972); Heins v. Webster County, 250 Neb. 750, 552 N.W.2d 51(1996); Ford v. Board of County Comm’rs of the County of Dona Ana, 118 N.M. 134, 879 P.2d 766 (1994); O’Leary v. Coenen, 251 N.W.2d 746 (N.D.1977); Ragnone v. Portland Sch. Dist. No. 1J, 291 Or. 617, 633 P.2d 1287 (1981); Tantimonico v. Allendale Mut. Ins. Co., 637 A.2d 1056 (R.I.1994); Hudson v. Gaitan, 675 S.W.2d 699 (Tenn.1984); Antoniewicz v. Reszcynski, 70 Wis.2d 836, 236 N.W.2d 1 (1975); Clarice v. Beckwith, 858 P.2d 293 (Wyo.1993).

Id. at 622-23, 507 S.E.2d 882.

¶ 20. Part of the reason for the departure from the common law classifications is that courts were often making certain exceptions and subclassifications in these categories that would allow the distinction “to better congeal with our present-day policy of balancing land-ownership rights with the right of entrants to receive adequate protection from harm.” Nelson, 349 N.C. at 619, 507 S.E.2d 882 (citing Kermarec, 358 U.S. at 630-31, 79 S.Ct. 406). Essentially, the strict standards of invitee, licensee and trespasser have been altered by the introduction of exceptions in order to make the classifications applicable in modern-day society.

¶ 21. To understand the adherence to this classification system as well as the departure from it, it is helpful to know a little about the history of these classifications. The distinctions between invitee, licensee, and trespasser have their roots in nineteenth-century England. Nelson, 349 N.C. at 623, 507 S.E.2d 882 (citing John Ketchum, Missouri Declines an Invitation to Join the Twentieth Century: Preservation of the Invitee-Licensee Distinction in Carter v. Kinney, 64 UMKC L.Rev. 393, 394 (1995)). These distinctions were created in part to restrict the jury’s power because juries were comprised mostly of land entrants, who would likely attempt to burden the landowner with liability and restrain his power. Nelson, 349 N.C. at *933623, 507 S.E.2d 882 (citing Michael Sears, Abrogation of the Traditional Common Law of Premise Liability, 44 U. Kan.L.Rev. 175, 176 (1995)). Another explanation for the creation of this “trichotomy” is that these principles were created before principles of negligence were established in tort law. The framework for the negligence duty of care was first defined in the 1883 case of Heaven v. Pender, 11 Q.B.D. 503 (1883), which was decided more than forty years after the creation of these classifications. Nelson, 349 N.C. at 623 n. 3, 507 S.E.2d 882 (citing Ketchum, Missouri Declines, 64 UMKC L.Rev. at 397).

¶ 22. One can easily understand the reasoning behind the creation of these classifications for land entrants. However, that reasoning has long past and is no longer applicable to modern society.

¶ 23. Three primary reasons cited for adherence to the reasoning of the classification system are fear of jury abuse, prevention of high-cost insurance to property owners, and predictability of the law. For the first reason, fear of jury abuse, proponents argue plaintiff-oriented juries, like the feudal juries, are likely to impose unreasonable burdens upon defendant-landowners. Nelson, 349 N.C. at 624, 507 S.E.2d 882 (citing Ouellette v. Blanchard, 116 N.H. 552, 560, 364 A.2d 631, 636 (1976) (Grimes, J., dissenting)). This argument fails to recognize that juries have been applying negligence principles for years in tort cases. In addition, there is far greater variety among the persons selected as jurors today. In fact, society today places many landholders on the jury itself, eliminating the need to protect landowners from the unrestrained power of the jury to place unfair burdens upon defendant-landowners. Nelson, 349 N.C. at 624-25, 507 S.E.2d 882 (citing Smith v. Arbaugh’s Restaurant, Inc., 469 F.2d 97, 106-07 (D.C.Cir.1972)).

¶ 24. The continued adherence to the common law system of classifications undermines the jury function, by forcing the jury to focus on the entrant’s status rather than on the liability of the landowner. Little v. Bell, 719 So.2d 757, 767 (Miss.1998) (McRae, J., dissenting). The classifications are inefficient because “by preventing the jury from applying changing community standards to a landowner’s duties, the common law rules give the landowner a special privilege to be careless. Furthermore, battles over an entrant’s status often result in judicial waste, as this Court has often disagreed with trial court classifications, remanding decisions to the trial courts under revised distinctions.” Id.

¶ 25. Although these classifications may serve some purpose in determining liability on the part of the entrant, Skelton, 611 So.2d at 940 (citing e.g., Basso, 386 N.Y.S.2d at 568, 352 N.E.2d at 872), the circumstances surrounding the person’s entry onto the land are not dispositive on the issue of liability. Id. (citing Rowland, 70 Cal.Rptr. at 104, 443 P.2d at 568).

¶ 26. A second reason for not departing from the common law classifications is to prevent landowners from carrying the costs of expensive insurance policies to protect any entrants on their land. See, e.g., Adams v. Fred’s Dollar, 497 So.2d 1097, 1100 (Miss.1986) (“[a] landowner need not make it impossible for persons to trespass before he may treat intruders as trespassers. To hold otherwise would be to come dangerously close to requiring that an owner be an insurer of the safety of those who unlawfully enter his property.”); see also Nelson 349 N.C. at 625, 507 S.E.2d 882 (citing Mariorenzi v. Joseph DiPonte, Inc., 114 R.I. 294, 308, 333 A.2d 127, 134 (1975) (Joslin, J., dissenting)).

¶ 27. However, many cases that have done away with the invitee/licensee classifications, yet maintained the trespasser classification, have stated that this abolition does not force the landowner to become an absolute insurer against all injuries that may occur on his property. For examples of this contention, see the following:

*934 Jones v. Hansen, 254 Kan. 499, 510, 867 P.2d 303, 311 (1994) (“a proprietor or operator of a trade or business is not an absolute insurer of the safety of the customers”); Poulin v. Colby College, 402 A.2d 846, 851 (Me.1979) (“[t]his does not require an owner or occupier to insure the safety of his lawful visitors”); Heins v. Webster County, 250 Neb. 750, 761, 552 N.W.2d 51, 57 (1996) (“[o]ur holding does not mean that owners and occupiers of land are now insurers of their premises”); O’Leary v. Coenen, 251 N.W.2d 746, 752 (N.D.1977) (“[w]e do not now hold that land occupiers are now insurers of their premises”). Rather, they require landowners only to exercise reasonable care in the maintenance of their premises. See Heins v. Webster County, 250 Neb. at 760, 552 N.W.2d at 56.

Nelson, 349 N.C. at 625, 507 S.E.2d 882.

¶ 28. A third argument for adhering to the classification system is that, without it, the law would be less predictable. In many cases, however, these distinctions only allow for more unpredictability. For example, in many situations, the status of the land entrant can change from that of a trespasser to an invitee, who has permission to be on the land for the mutual benefit of the landowner and the entrant, to that of a licensee, who has permission to be on the land when the business portion of the visit has ended and the entrant is now a social guest of the landowner.

¶ 29. Predictability is not the hallmark result of the classification system because in many cases, courts have allowed exceptions to and broad readings of the different classifications. Mississippi case law involving invitees, licensees, and trespassers is riddled with exceptions to the strict readings of the classifications. »These cases often have to be decided on a case-by-case basis, and this does not often promote predictability. See, e.g., Little v. Bell, 719 So.2d at 764 (distinctions between active and passive negligence in determining the status); Spears v. Mississippi Power & Light Co., 562 So.2d 107, 108 (Miss.1990) (considered standard of care owed to an invitee of a business owner when the power company had an easement and right of way across the parking lot of the business owner); Clark v. Moore Mem’l United Methodist Church, 538 So.2d 760, 764 (Miss.1989) (church member considered an invitee when she slipped and fell at church); Hoffman v. Planters Gin Co., 358 So.2d 1008, 1013 (Miss.1978) (higher degree of care, reasonable standard, afforded to licensee when caused by active negligence); Wright v. Caffey, 239 Miss. 470, 473, 123 So.2d 841, 842 (1960) (considered whether status changes from invitee to licensee when defendant’s mother injured herself while stepping in a bowl of dog food and was thereafter confined to bed rest); Dry v. Ford, 238 Miss. 98, 102, 117 So.2d 456, 458 (1960) (a person can lose the status of invitee when his actions go beyond the bounds of the invitation).

¶ 30. Despite the above exceptions and clarifications, Mississippi refuses to eliminate these common law classifications and still adheres to the variant degrees of liability for an invitee, licensee, or trespasser. This adherence is particularly strange considering Mississippi’s adoption of comparative negligence close to the turn of the century.

¶ 31. Mississippi led the country in the early part of this century as the first state to adopt a pure comparative negligence standard. Tharp v. Bunge Corp., 641 So.2d 20, 23 (Miss.1994) (citing Miss.Code Ann. § 11-7-17 (1972)). Miss.Code Ann. § 11-7-17 reads, “all questions of negligence and contributory negligence shall be for the jury to determine.” In Thaip, this Court abolished the “open and obvious” defense and applied the comparative negligence statute of the state instead, stating, “if a dangerous condition is obvious to a plaintiff, then surely it is obvious to the defendant as well. The defendant, accordingly, should alleviate the danger.” Id. at 25. The ruling in Tharp on comparative negligence is that the plaintiff must find *935some negligence on the part of the defendant before the plaintiffs claim can be considered by a jury. If there is no negligence on the part of the defendant, then there is no cause of action for the plaintiff. Id. at 23 (citing Mississippi Butane Gas Sys., Inc. v. Welch, 208 Miss. 637, 648, 45 So.2d 262, 264-65 (1950); see New Orleans & Northeastern R.R. v. Lee, 205 So.2d 923, 924 (Miss.1968)). The defendant-landowner is in a better position than any plaintiff entrant to discover the unsafe conditions on the land and to repair them to the best of his ability. There is no need for the open and obvious defense because comparative negligence absolves this concept by placing fault on the plaintiff, as well as the defendant, if the case calls for it.

¶ 32. This state’s comparative negligence rule should also be applied to invitee and licensee classifications of premises liability law in the form of a reasonable person standard. There is no need to apply a reasonableness standard to the classification of entrants that are trespassers. Applying a reasonable standard would be more consistent with the expectation of society today and with the negligence law of this State. Holding the landowner to the standard of a reasonable person in like circumstances would better allocate fault between the defendant-landowner and the plaintiff-entrant.

¶ 33. People do not structure their lives upon these archaic classifications. The relationship between an owner/occupier and the people he allows onto his land does not revolve around these stringent classifications. In the flexible and unstructured world of human relations, the duty of care owed to a land entrant should not be predicated upon these outdated distinctions.

¶ 34. In addition, if these distinctions are applied, they are not applied stringently, and they are ever-changing. For example, a salesperson could trespass upon a person’s land until he gets to the front door of the house, where he introduces himself. After the owner/occupier gives his permission to the salesperson to be on his land and conduct business for the mutual benefit of the landowner and the entrant, then the status of the salesperson has been elevated to that of an invitee. This would be the best time for the entrant to sustain injuries. After some discussion, the salesperson and the landowner discover they were born in the same town, up north, and now the two engage in social conversation about what high school they attended and any common acquaintances. Now, the trespasser has been elevated to the position of an licensee. See, e.g., Nelson, 349 N.C. at 627, 507 S.E.2d 882.

¶ 35. Surely the above exampleds not out of the ordinary, yet the analysis of the status of the land entrant is disingenuous. In the minds of the two individuals, these distinctions and classifications mean nothing while they are interacting with each other. However, the notion that they are to conduct their behavior as a reasonable person would under like circumstances, meaning a reasonable person would warn the salesperson about a faulty step on his way out or about a hidden hole in the steep of the ground. However, the landowner would not warn the salesperson about these conditions as he was approaching the house because the owner had no notice of this person’s approach and had no duty to warn him of these conditions at this time.

¶ 36. If people are ordinarily held to conduct their lives in the manner of a reasonable person in almost all other areas of tort liability, why should we continue to impose upon them these archaic distinctions in the matter of premise liability? One could argue these distinctions are put into place because landowners with large and continuous expanses of land cannot reasonably know who is on their land at any given time, and therefore, these landowners should be allowed to restrict their duty of care to certain individuals. This argument may have some merit when applied to trespassers, but the time of feudal estates and large expanses of unchartered territory has largely past. In today’s world, landowners have better control over *936their land and the permission they give for people to enter upon their land. A trespasser is a trespasser, but a landowner has the ability to permit certain persons onto his land. This same landowner should be required to keep his premises safe for all those he allows onto his land or to provide ample warnings otherwise. He should not be allowed to escape liability by classifying the person as a licensee or an invitee. As Rowland stated, a man’s life or limb should not differ based on whether he is on the property for business or for a social visit. The landowner should be held to the same standard of care, to act as a reasonable person would.

¶ 37. Accordingly, I concur in the reversal and remand of this case, but I would abolish the distinction between invitee and licensee.

BANKS, P.J., JOINS THIS OPINION.

SMITH, Justice,

dissenting:

¶ 38. In my view, the majority errs in concluding that an issue of material fact exists regarding the question of whether Betty Hall was a licensee or invitee. The trial court correctly granted the defendants’ motion for summary judgment and the Court of Appeals properly affirmed. Therefore, I respectfully dissent.

¶ 39. The degree and extent of any duty owed by a defendant to a plaintiff depends upon the relationship between the parties. Skelton ex rel. Roden v. Twin County Rural Elec. Ass’n, 611 So.2d 931, 936 (Miss.1992). Where the injury in question was sustained due to an alleged condition or defect involving real property, the duty owing to the plaintiff depends upon his status on the subject property. Mississippi’s distinction between licensees and invitees has recently been reaffirmed by this Court. See Little v. Bell, 719 So.2d 757 (Miss.1998).

¶ 40. As the majority correctly states, an invitee is an individual who goes upon the premises of another in answer to the express or implied invitation of the owner of occupant for their mutual advantage. Id. (citing Hoffman v. Planters Gin Co., 358 So.2d 1008, 1011 (Miss.1978)). Invitees and business patrons are owed a duty of reasonable care by the owner and occupiers of real property. Caruso v. Picayune Pizza Hut, Inc., 598 So.2d 770, 773 (Miss.1992). On the other hand, a licensee is a person who enters upon the property of another for his own convenience, pleasure or benefit pursuant to the license or implied permission of the owner. Little, 719 So.2d at 760 (citing Hoffman 358 So.2d at 1011). A licensee is owed only a duty to refrain from wanton and willful injury. Little, 719 So.2d at 760.

¶ 41. In Mississippi, social guests have long been considered licensees. See Wright v. Caffey, 239 Miss. 470, 123 So.2d 841, 844 (1960). Unlike a business invitee, “A social guest on the host’s premises or in his home must take the premises as he finds them, with no greater right than a mere licensee with respect to the host’s liability for injuries to the guest.” Id. at 843. More specifically, “[t]he guest assumes the ordinary risks which are attached to the premises ... [A] host merely offers his premises for the enjoyment of his guests with the same security which the host and members of his family who reside with have.” Little, 719 So.2d at 761 (quoting Raney v. Jennings, 248 Miss. 140, 147-48, 158 So.2d 715, 718 (1963)).

¶ 42. The majority holds that a genuine issue of material fact exists in this matter. However, this holding is unsupported by the evidence presented to the Circuit Court of Lauderdale County and the Court of Appeals and was rightfully rejected by these courts. Hall’s own testimony, as given in her deposition, clearly establishes that she was on the property merely as a licensee, when she testified as follows:

Q. Now the day that ya’ll went over there, you went over there as a friend helping her, right?
A. Right, uh huh.
*937Q. And she didn’t pay you anything for helping here?
A. Oh, no.
Q. She never indicated that she would, right?
A. No.

¶ 43. Furthermore, both Betty Hall and Cagle testified that a friendship existed between the two families which predated the accident by several years. Hall testified that she arrived at the Cagles’ home at approximately 9:00 a.m. to help Beverly Cagle unpack boxes and arrange furniture. In this instance, there was no mutual advantage resulting from Hall’s visit to the Cagle residence. Hall simply went to the Cagle home to help a friend. She had no hope or anticipation of personal gain at the time she went. Hall was, therefore, a mere licensee, and the trial court and Court of Appeals were correct in ruling as such.

¶ 44. In opposition to defendants’ motion for summary judgment, Hall filed an affidavit in which she directly contradicted her earlier testimony by stating, “On the day of my fall I was going to the Cagle’s trailer to work, not to socialize. In exchange for helping Beverly Cagle out I had my hair cut, styled and/or permed on more than one occasion prior to my fall as well after my fall.” A party cannot manufacture disputed material facts where one exist. Russell v. Harrison, 736 F.2d 283, 287 (5th Cir.1984). A movant cannot defeat a motion for summary judgment by submitting an affidavit which directly contradicts, without explanation, his previous testimony. Foldes v. Hancock Bank, 554 So.2d 319, 321 (Miss.1989). Betty Hall’s deposition testimony clearly shows that she was present at the Cagles’ home as a friend. There was a total absence of any allegation that there was a quid pro quo arrangement until Hall submitted her affidavit. Clearly, this is an attempt by Hall to create a genuine issue of material fact where non exists.

¶ 45. Pursuant to Hall’s status as a licensee, Cagle only owed the duty to refrain from willfully, and wantonly injuring the licensee, unless Cagle engaged in active contacts and knew of the licensee’s presence. See Lucas v. Buddy Jones Ford Lincoln Mercury, Inc., 518 So.2d 646, 648 (1988). Willful and wanton conduct exceeds “mere inadvertence or lack of attention” characteristic of ordinary negligence, & means that the possessor consciously disregards a known, serious danger. Dry v. Ford, 238 Miss. 98, 102, 117 So.2d 456, 458 (1960). Such conduct is an extreme departure from the standard of care. See id. Therefore, the possessor of land owes a licensee no duty to maintain land in a safe condition but only to “to disclose to the licensee any concealed, dangerous condition on the premises of which the owner has knowledge, and to exercise reasonable care to see that the licensee is aware of the danger.” Marlon Inv. Co. v. Conner, 246 Miss. 343, 353, 149 So.2d 312, 316 (1963).

¶ 46. There is no evidence that Cagle breached any legal duty owed to Hall. In fact, Hall testified that she absolutely did not think the Cagles meant to hurt her. Hall’s testimony establishes that she knew the steps to the Cagle’s mobile home were “unlevel.” Hall testified that she had used this particular set of steps on one previous occasion about a week before the accident. She further testified that she was informed by an employee of Bill Johnson D/B/A Johnson Mobile Homes on that occasion to be careful because the steps were not the right set for the defendant’s mobile home. Significantly, Hall testified that on the day of the incident she noticed that the steps were unstable, yet she still used them to enter the Cagle house. She further stated that on the day of the incident, Beverly Cagle tried to stop her from falling and, as a result, fell herself. Perhaps most important is the testimony that Hall was present during conversations between Martha and Shannon Mann and Beverly Cagle in which the fact that the steps were not the proper steps and that anyone using the steps has to be careful was discussed. Finally, *938Shannon Mann testified that, prior to her fall, Hall was warned to be careful and was reminded that steps were shaky.

¶47. Additionally, it should be noted that the majority erroneously relies on Minor v. Engineering Serv. Co., Inc., 804 So.2d 45 (Miss.1974). The Minor decision was one which was limited to the facts and circumstances of that case. Id. at 48. In Minor, the plaintiff who was at her mother’s home was injured when she tripped over a surveyor’s tape. The tape had been placed on the porch of the home without any warning. Id. at 46. In Minor, neither the occupier of the land, nor the visitor who was injured, had knowledge of or warning of the location of the tape. Id. In contrast, in the instant ease, it is undisputed that Hall knew of the condition of the steps prior to the day of the incident. She was even warned about the steps by an employee of Bill Johnson and by other individuals who where visiting the Cagle home on that same day. Minor is clearly distinguishable from this case.

¶ 48. In my view, the trial court was correct in granting summary judgment in favor of the defendants. There is no issue of material fact in dispute, and summary judgment should be granted as a matter of law. Therefore, I respectfully dissent.

COBB, J., JOINS THIS OPINION.

5.4.1.2.3 Knorpp v. Hale ("The Holiday Romance Tree Cutting Case") 5.4.1.2.3 Knorpp v. Hale ("The Holiday Romance Tree Cutting Case")

What is the difference between the duty owed to an invitee as compared to a licensee?

Bonita KNORPP, Individually and as Administratrix of The Estate Of Todd Winston Erwin, Deceased, Appellant, v. Michael HALE and Reeda Hale, Appellees.

No. 06-98-00006-CV.

Court of Appeals of Texas, Texarkana.

Submitted Oct. 6, 1998.

Decided Oct. 22, 1998.

*470Matt Keil, Keil & Goodson, Texarkana, AR, for appellant.

John R. Mercy, Atchley, Russell, Waldrop, Texarkana, for appellee.

Before CORNELIUS, C.J., and GRANT and ROSS, JJ.

OPINION

GRANT, Justice.

Bonita Knorpp appeals from a directed verdict in a premises liability case. Knorpp contends that the trial court erred by finding her son, Todd Erwin, to be a licensee rather than an invitee at the time of his death and by rendering a directed verdict agamst her claim for damages.

*471The decedent, Todd Erwin, was killed while cutting down a tree at the Hales’ house. The evidence shows that he had moved to Texarkana to be near the Hales’ daughter Autumn, who he had been dating for about a year, and that he spent a great deal of time at their house. The Hales were planning a New Year’s Eve bonfire at a location in a pasture near their house around the base of a dead pine tree. They decided to cut down the tree. Erwin went to the house on December 6, 1994, took the Hales’ chain saw, and began to cut down the tree. After about forty-five minutes, the tree fell in an unexpected direction and landed on Erwin, killing him.

There was evidence that Erwin had worked with his stepfather cutting and trimming trees. The stepfather testified that Erwin did not cut the tree properly. He testified that the vertical distance between Erwin’s front and back cuts was too great; that Erwin should have used a rope to pull the tree in a particular direction and should have used wedges to direct the tree’s fall.

When Knorpp completed the presentation of her evidence, the trial court granted the landowner’s motion for a directed verdict and ruled as a matter of law that Hale was a licensee and that there was no evidence that the landowners were negligent under applicable standards for a licensee.

Knorpp contends that the trial court erred in determining that there was no evidence that Erwin was an invitee and that the court therefore erred by rendering a directed verdict. Knorpp further contends that there was evidence that Erwin was an invitee on this particular day when he came onto the property.

We review a trial court’s directed verdict de novo. Graham v. ARCO, 848 S.W.2d 747, 750 (Tex.App.—Corpus Christi 1993, writ denied). When reviewing a directed verdict, we consider all of the evidence in the light most favorable to the party against whom the verdict was directed, disregarding all contrary evidence and inferences, and giving the losing party the benefit of all reasonable inferences raised by the evidence. Qantel Bus. Sys., Inc. v. Custom Controls Co., 761 S.W.2d 302 (Tex.1988). If there is any evidence of probative force to raise a fact issue on a material question, the issue must go to the jury, and a directed verdict is improper. Najera v. Great Atl. & Pac. Tea Co., 146 Tex. 367, 207 S.W.2d 365, 367 (1948); Parks v. DeWitt Co. Elec. Coop., Inc., 962 S.W.2d 707, 710 (Tex.App.—Corpus Christi 1998, no pet.).

The owner/operator of property owes the highest degree of care to an invitee. An invitee has been described as one who enters on another’s land "with the owner’s knowledge and for the mutual benefit of both. Rosas v. Buddies Food Store, 518 S.W.2d 534, 536 (Tex.1975), citing Restatement (Second) of Torts § 332 (1965); Renfro Drug Co. v. Lewis, 149 Tex. 507, 235 S.W.2d 609 (1951); see Dabney v. Wexler-McCoy, Inc., 953 S.W.2d 533, 536 (Tex.App.—Texarkana 1997, pet. denied); Silva v. Spohn Health Sys. Corp. d/b/a Spohn Hosp., 951 S.W.2d 91 (Tex.App.—Corpus Christi 1997, writ denied).

A licensee is a person who is privileged to enter or remain on land only by virtue of the possessor’s consent. Dominguez v. Garcia, 746 S.W.2d 865, 867 (Tex.App.—San Antonio 1988, writ denied), quoting Restatement (Second) of Torts § 330 (1965).1 Thus, a licensee is one who enters with permission of the landowner, but does so for his own convenience or on business for someone other than the owner. Smith v. Andrews, 832 S.W.2d 395, 397 (Tex.App.—Fort Worth 1992, writ denied).

A landowner owes an invitee a duty to exercise ordinary care to protect him from risks of which the owner is actually aware and those risks of which the owner should be aware after'reasonable inspection. Motel 6 G. P., Inc. v. Lopez, 929 S.W.2d 1, 3 (Tex.1996). To recover, a plaintiff must plead and prove that the landowner (1) had actual or constructive knowledge of some condition on the premises; (2) that the condition posed an *472unreasonable risk of harm; (3) that the landowner did not exercise reasonable care to reduce or eliminate the risk; and (4) that the landowner’s failure to use such care proximately caused the plaintiffs injuries. Lopez, 929 S.W.2d at 3; Keetch v. Kroger Co., 845 S.W.2d 262, 264 (Tex.1992); Richardson v. Wal-Mart Stores, Inc., 963 S.W.2d 162, 165 (Tex.App.—Texarkana 1998, no pet.).

The duty that an owner owes to a licensee is to not injure him by “willful, wanton or grossly negligent conduct, and that the owner use ordinary care to either warn a licensee of, or to make reasonably safe, a dangerous condition of which the owner is aware and the licensee is not.” State Dept. of Highways v. Payne, 838 S.W.2d 235, 237 (Tex.1992). In order to establish liability, a licensee must prove (1) that a condition of the premises created an unreasonable risk of harm to him; (2) that the owner actually knew of the condition; (3) that the licensee did not actually know of the condition; (4) that the owner faded to exercise ordinary care to protect the licensee from danger;2 and (5) that the owner’s failure was á proximate cause of injury to the licensee. Id. at 237.

In the present ease, it is admitted by all that Erwin was a regular visitor to the Hales’ house, that he had his own key to the house and came and went unsupervised, and that he was looked on as a likely son-in-law. He was clearly invited onto the property. Thus, it would appear that he should be defined as an “invitee.”3 This is not, however, the case. In Texas, a “social guest” is classified as a licensee. Dominguez, 746 S.W.2d 865; McKethan v. McKethan, 477 S.W.2d 357, 361 (Tex.Civ.App.—Corpus Christi 1972, writ ref'd n.r.e.); Weekes v. Kelley, 433 S.W.2d 769 (Tex.Civ.App.—Eastland 1968, writ ref'd n.r.e.); Bass v. Cummings, 415 S.W.2d 438 (Tex.Civ.App.—Amarillo 1967, writ ref'd n.r.e.).4 As set out above, a host owes a social guest a duty not to injure him by willful, wanton or gross negligence. Lower Neches Valley Authority v. Murphy, 536 S.W.2d 561, 563 (Tex.1976).

All of the evidence in the present ease shows that the decedent was invited onto the premises, but also shows that he falls into the category of a “social guest.” In Texas, as a matter of law, he was a licensee. The trial court did not err by finding him to be a licensee.

Enorpp also contends that this conclusion is erroneous and that the trial court erred by rendering a directed verdict in the Hales’ favor, because regardless of the decedent’s *473usual status, a different one existed in this particular situation. She argues that because there was a discussion,at which the decedent was present, about cutting down the tree, because Reeda Hale had asked Erwin if he was going to help her husband cut down the tree, and because Erwin was going to be present at the bonfire, then the cutting of the tree was done for the mutual advantage (or benefit) of the decedent and the landowner. This, Knorpp argues, constitutes some evidence that the decedent was an invitee and that the trial court therefore erred by finding him to be a licensee as a matter of law.

In determining whether an individual is an invitee or a licensee, the cases typically use the language “mutual benefit” or “mutual advantage.” Knorpp argues that this term stretches so far as to include an intangible benefit, such as having the opportunity to attend or conduct the New Year’s Eve bonfire.

The concept behind this language was originally brought into Texas cases as a paraphrase of the predecessor of Restatement (Second) of Torts § 332 (1965). Carlisle v. J. Weingarten, Inc., 137. Tex. 220, 152 S.W.2d 1073, 1076 (1941)5; see Spencer v. Dallas, 819 S.W.2d 612 (Tex.App.—Dallas 1991, no writ). In Carlisle, the Court discussed an invitee in terms of business-related ventures exclusively, as discussed in the Restatement. Later cases discussed the necessity of determining who qualified as an invitee and cited to the Restatement and eases applying the Restatement concepts. However, instead of using the more explicit terminology contained in Section 3326 to determine whether a person was an invitee, the courts instead looked to see whether an entry was one by a person invited and to the “mutual advantage” of both parties. See Rosas, 518 S.W.2d at 586.

This language does not appear in the Restatement’s description of an “invitee,” but is found in 65 C.J.S. Negligence § 63(41) (1966).7 The “mutual advantage” or “mutual benefit” language found in C.J.S. has been repeated by numerous cases, including the most recent premises liability cases from this court. See Dabney, 953 S.W.2d at 536.

The two terminologies were merged in Cowart v. Meeks, 131 Tex. 36, 111 S.W.2d 1105 (1938), where that court discussed the business relations between the injured person and landowner as showing the nature of his invitee status, and then stating that in “the absence of some relation which inures to the mutual benefit of the two, or to that of the owner, no invitation can be implied, and the injured person must be regarded as a mere licensee.” Crum v. Stasney, 404 S.W.2d 72, 75 (Tex.Civ.App.—Eastland 1966, no writ) (emphasis added).

Thus, we have the courts using language abstracted from C.J.S. as a shorthand method of describing the analysis to be used in determining whether a party qualifies for the status of “invitee,” but actually using the analysis set out in the Restatement.

It appears that the formula set out by the Restatement for analysis of invitee/licensee/trespasser status was adopted for use in Texas by Carlisle, 152 S.W.2d 1073, as reiterated in Rosas, 518 S.W.2d at 536, and that it remains the proper analysis to apply.

The decedent was a social guest of the landowners. He was not expecting payment for cutting down the tree, and the evidence is that no one asked him personally to do so, *474but that he volunteered to do so. There was no business relationship or dealing in existence or contemplated between the decedent and the landowner, and it is unquestioned that the land was not open to the public. Accordingly, as a matter of law, the decedent was not an invitee, but was a licensee on this particular occasion, and the trial court did not err by so holding.

Knorpp also argues that, in the alternative, there was evidence that the dead tree presented an unreasonable risk of harm and that there is at least some evidence that the landowners were negligent in failing to warn of the danger involved in cutting down the tree. This contention is based upon Knorpp’s contention that the landowners were aware of the risk of harm and failed to use reasonable care to reduce the risk. This analysis is applied when the claimant is in the status of an invitee. We have concluded that the decedent was a licensee; thus, the analysis does not apply to the present case. Even if we analyze this argument as an attempt to show liability for a licensee, the attempt fails on several grounds.

In the present ease, the undisputed evidence is that the decedent had worked with his father trimming and felling trees and that he had at least a passing acquaintance with the dangers involved. The undisputed evidence also shows that the landowners were unaware of any special dangers involved in cutting down a dead tree. Thus, the evidence shows that the licensee was aware of the danger involved in the action that he intentionally undertook.

The evidence also shows that the tree itself was not a dangerous condition. The worry stated by the landowners was that if they burned it in the bonfire, it would fall on someone. Cutting the tree was the act that caused the danger.

Counsel attempts to compare this situation to a slip-and-fall case where the ice on the floor is not dangerous of itself-it becomes dangerous only when someone slips on it. We do not accept this basic premise. Ice on the floor is generally a dangerous condition in and of itself. A dangerous condition is one which creates a substantial risk of injury when the property is used with due care in a manner in which it is reasonably foreseeable that it will be used. See Black’s Law DICTIONARY 394 (6th ed.1990). It is generally foreseeable that a floor will be used by people walking, and thus, a substantial risk of injury is foreseeable. In the present case, the tree at that time was not in a condition that it was likely to fall until someone cut or burned the tree. Therefore, the dangerous condition of the tree did not occur until it was cut.

Further, before the evidence could show that the landowners could be aware that cutting the tree would be a dangerous condition-beyond that which always exists when a tree is cut down-they would have been required to anticipate that the decedent, who was more knowledgeable about cutting trees than the landowners, would cut it in such a way that it became dangerous and fall in an unexpected manner.

In summary, the condition did not exist until Erwin began cutting the tree, thus, it was not a “condition of the premises”; the owner did not know that the licensee was creating a dangerous condition; and the licensee was the one creating the condition. In light of those facts, there was nothing for the landowner to warn the licensee about, because no dangerous condition existed until it was created by the licensee and, therefore, no duty to warn was shown by the evidence.

The judgment is affirmed.

5.4.1.2.4 Hopkins v. Fox & Lazo Realtors (Hypo) 5.4.1.2.4 Hopkins v. Fox & Lazo Realtors (Hypo)

How should the fact that the defendant was a real estate broker affect the duty element in this case?

625 A.2d 1110

EMILY S. HOPKINS, PLAINTIFF-RESPONDENT, v. FOX & LAZO REALTORS, JACK BURKE REAL ESTATE, INC., STEPHEN FIELDS AND PAT GUERRY, DEFENDANTS-APPELANTS, AND JOHN GARVER, SUSAN GARVER, HIS WIFE; U.S. HOME CORPORATION, MORGAN M. DAVIS, DOUGLAS M. SONIER AND BARBARA A. SONIER, HIS WIFE, DEFENDANTS.

Argued January 20, 1993

Decided June 16, 1993.

*431 Charles Peter Hopkins, II, argued the cause for appellants.

John G. Devlin argued the cause for respondent (Devlin, Cittadino & Shaw, attorneys).

Marc D. Policastro submitted a brief on behalf of amicus curiae, New Jersey Association of Realtors (Greenbaum, Rowe, Smith, Ravin & Davis, attorneys; Arthur M. Greenbaum, of counsel; Mr. Policastro and Mr. Greenbaum, on the brief).

The opinion of the Court was delivered by

HANDLER, J.

This appeal requires the Court to determine whether a real-estate broker who holds an “open house” for the purpose of attracting potential buyers has a duty of care with respect to their safety, including a duty to warn of dangerous conditions in the home. The case arose when such a visitor, a relative of prospective purchasers, fell down during an open-house tour sponsored by the broker. The fall occurred when she proceeded down from one level of the house to another and missed a step, which she claimed constituted a dangerous condition be*432cause the connecting step was camouflaged by the similar floor that covered both levels.

The basic question to be answered by this appeal implicates a broader issue: whether a broker’s duty of care in these circumstances is to be determined by the traditional common-law doctrine that defines the duty of care imposed on owners and possessors of land or, instead, by more general principles that govern tort liability.

I

On April 26, 1987, plaintiff, Emily Hopkins, accompanied her son and daughter-in-law to an open house in Plainsboro, New Jersey. The party had been invited by a salesperson employed by defendant broker, Fox & Lazo Realtors. The threesome entered the house. Initially, they were not greeted by a realtor. Consequently, they started to tour the premises on their own.

On entering the kitchen, Mrs. Hopkins and her family were greeted by a broker’s representative. The realtor left them free to inspect the house unaccompanied. The kitchen of the house led up to a family room that was slightly elevated from the front portion of the house. On the same level as the family room were a powder room and laundry room. Mrs. Hopkins waited on the upper level in the family room, while her family viewed the patio and grounds.

When Mrs. Hopkins heard her son and daughter-in-law reenter, she attempted to join them in the foyer, where the staircase to the second floor was located. She proceeded down the hallway from the laundry room towards the foyer. She was unaware that a step led down from the hallway into the foyer. The floors on both levels and the step were covered with the same pattern vinyl. According to Mrs. Hopkins, the use of the same floor covering on both levels camouflaged the presence of a step. Not anticipating the presence of a step, she lost her footing and fell, fracturing her right ankle.

*433Mrs. Hopkins filed a complaint against defendant Fox & Lazo Realtors. She asserted that defendant broker had a legal duty to warn her of any known risks inside the house or any risks that a reasonable inspection of the house would have revealed. The trial court, although satisfied that plaintiff was not required to produce the testimony of an expert to establish negligence, determined that the broker did not have any duty with respect to dangerous conditions of the property, and dismissed plaintiffs complaint. On appeal, the Appellate Division concluded that the broker had such a duty of care, and it reversed the trial court’s judgment. 252 N.J.Super. 295, 599 A.2d 924 (1991). We granted defendant’s petition for certification, 127 N.J. 567, 606 A.2d 377 (1992).

II

The traditional common law approach to landowner or occupier tort liability toward a person who has been injured because of a dangerous condition on private property is predicated on the status of the person on the property at the time of the injury, Historically, the duty of the owner or occupier to such a person is gauged by the right of that person to be on the land. That status is determined by which of three classifications applies to the entrant, namely, that of a business invitee, licensee, or trespasser. E.g., Snyder v. I. Jay Realty, 30 N.J. 303, 153 A.2d 1 (1959).

An owner or possessor of property owes a higher degree of care to the business invitee because that person has been invited on the premises for purposes of the owner that often are commercial or business related. A lesser degree of care is owed to a social guest or licensee, whose purposes for being on the land may be personal as well as for the owner’s benefit. The owner owes a minimal degree of care to a trespasser, who has no privilege to be on the land. See, e.g., Snyder, supra, 30 N.J. at 303, 311, 153 A.2d 1; Taneian v. Meghrigian, 15 N.J. 267, 271, 104 A.2d 689 (1954); Russell v. *434 Merck & Co., 211 N.J.Super., 413, 417, 511 A.2d 1247 (App.Div. 1986); Caroff v. Liberty Lumber Co., 146 N.J.Super. 353, 357-58, 369 A.2d 983 (App.Div.1977).

The duty owed to a trespasser is relatively slight. A landowner, under most circumstances, has a duty to warn trespassers only of artificial conditions on the property that pose a risk of death or serious bodily harm to a trespasser. Renz v. Penn Cent. Corp., 87 N.J. 437, 435 A.2d 540 (1981); Restatement (Second) of Torts § 337 (1969). To the social guest or licensee, the landowner owes a greater degree of care. Although the owner does not have a duty actually to discover latent defects when dealing with licensees, the owner must warn a social guest of any dangerous conditions of which the owner had actual knowledge and of which the guest is unaware. Berger v. Shapiro, 30 N.J. 89, 97-98, 152 A.2d 20 (1959); Benedict v. Podwats, 109 N.J.Super., 402, 406-07, 263 A.2d 486 (App.Div.), affd o.b., 57 N.J. 219, 271 A.2d 417 (1970); Restatement (Second) of Torts § 343 (1969); Prosser and Keeton on the Law of Torts § 60 (5th ed. 1984).

Only to the invitee or business guest does a landowner owe a duty of reasonable care to guard against any dangerous conditions on his or her property that the owner either knows about or should have discovered. That standard of care encompasses the duty to conduct a reasonable inspection to discover latent dangerous conditions. Handleman v. Cox, 39 N.J. 95, 111, 187 A.2d 708 (1963); Restatement (Second) of Torts § 343 (1969); see Butler v. Acme Markets, Inc., 89 N.J. 270, 275, 445 A.2d 1141 (1982).

In this case, the parties have attempted to fit themselves into those traditional categories. Plaintiff contends that she was an invitee of defendant broker. The premises during an open-house tour, plaintiff asserts, temporarily becomes the “place of business” for the realtor, who has a duty as the “proprietor” of the premises to exercise reasonable care to see that its place of business is safe for its business invitees. Because a broker *435invites potential customers onto residential property to advance the broker’s economic interest, those persons are business invitees. Defendant contends that because a real-estate broker is not an actual owner or occupier of land but merely the agent of a homeowner, the broker has no duty when holding an open house to inspect the premises and to warn invitees of potentially-dangerous conditions on the premises.

The Appellate Division determined that a broker who holds an open house is functionally equivalent to an occupier of land. “It is evident that in taking possession of the house, the broker is in effect, using his principal’s property as a place of business,” and, further, that plaintiff in attending the open-house tour had the status of both an invitee and a licensee. 252 N.J.Super. at 301, 599 A.2d 924.

Initially, we are impelled to question whether we should resort to the common law doctrine of premises liability to determine if in these circumstances a real-estate broker owes a duty of care to prospective potential purchasers who are inspecting the owner’s home on an open-house tour conducted by the broker. We have long acknowledged that the legal rules expressive of the common law embody underlying principles of public policy and perceptions of social values. Because public policy and social values evolve over time, so does the common law. “The power of growth is inherent in the common law.” State v. Culver, 23 N.J. 495, 506, 129 A.2d 715 (1957). For that reason, the common law cannot be immutable or inflexible. “One of the great virtues of the common law is its dynamic nature that makes it adaptable to the requirements of society at the time of its application in court.” Id. at 505, 129 A.2d 715.

The traditional common law doctrine governing premises liability is no exception. “[T]he historical classifications of the degrees of care owing to visitors upon land,” we have observed, “are undergoing gradual change in the law in favor of a broadening application of a general tort obligation to exercise reasonable care against foreseeable harm to others.” Butler, *436 supra, 89 N.J. at 277, 445 A.2d 1141; Renz, supra, 87 N.J. at 462, 435 A.2d 540; see also Snyder, supra, 30 N.J. at 311, 153 A.2d 1 (applying the traditional doctrine, Court nevertheless stated “these common law classifications are sufficiently flexible to fulfill the purposes of our legal system in serving the needs of present day society”).

The evolution toward a more.resilient approach to premises liability has been gradual but perceptible. The common law doctrine with its rigid classifications prescribing premises liability is rooted in early nineteenth century notions of private property interests. Adhering to social mores that placed a paramount value on pastoral and agrarian ideals, courts strove to maximize the protection of rights of landowners to use and enjoy their land. Marsh, The History and Comparative Law of Invitees, Licensees and Trespassers, 69 L.Q.Rev. 182, 184 (April 1953); 2 Harper & James § 27.2 at 1432; Smith v. Arbaugh’s Restaurant, Inc., 469 F.2d 97, 101 (D.C.Ct.1972), cert, denied, 412 U.S. 939, 93 S.Ct. 2774, 37 L.Ed.2d 399 (1973). As England and later the United States became increasingly industrialized, and the regime of capitalism promoted economic growth, property rights became less absolute. Morton Horwitz, The Transformation of American Law 31-62 (1977). Thus, with the development of a more urbanized, heterogeneous, destabilized, and complex society, the status of persons in relation to the use of property could no longer be adequately accommodated by the strict traditional classifications of the common law. “The trespasser who steps from a public sidewalk onto a private parking lot today is not the ‘outlaw’ or ‘poacher’ whose entry was both unanticipated and resented in the nineteenth century.” Smith, supra, 469 F.2d at 102-03; see Renz, supra, 87 N.J. at 462, 435 A.2d 540.

California was the first jurisdiction to eliminate the common-law boundaries between premises-liability classifications in its landmark decision, Rowland v. Christian, 69 Cal.2d 108, 70 Cal.Rptr. 97, 443 P. 2d 561 (1968), which observed that “to focus upon the status of an injured party as a trespasser, *437licensee or invitee in order to determine the question of whether a landowner had a duty of care, is contrary to our modern social mores and humanitarian values.” Id., 443 P.2d at 565-68. Approximately fourteen jurisdictions have completely abrogated the various categories of entrants, and thus have also eliminated the hierarchical scheme defining a landowner’s duty toward persons who came on to their land. E.g., Smith, supra, 469 F.2d 97; Webb v. Sitka, 561 P.2d 731 (Ak.1977); Rowland, supra, 443 P.2d 561; Mile High Fence Co. v. Radovich, 175 Colo. 537, 489 P.2d 308 (1971), affg 28 Colo.App. 400, 474 P.2d 796 (1970); Pickard v. Honolulu, 51 Haw. 134, 452 P.2d 445 (1969); Keller v. Mols, 129 Ill.App.3d 208, 84 Ill.Dec. 411, 472 N.E.2d 161 (1984); Cates v. Beauregard Electric Cooperative, Inc., 328 So.2d 367 (La.1976), certif. denied, 429 U.S. 833, 97 S.Ct. 97, 50 L.Ed.2d 98 (1976); Singleton v. Charlebois Constr. Co., 690 S.W.2d 845 (Mo.App.1985); Limberhand v. Big Ditch Co., 218 Mont. 132, 706 P.2d 491 (1985); Oullette v. Blanchard, 116 N.H. 552, 364 A.2d 631 (1976); Basso v. Miller, 40 N.Y.2d 233, 386 N.Y.S.2d 564, 352 N.E.2d 868 (1976), modifying 47 A.D.2d 812, 366 N.Y.S.2d 1009; Mariorenzi v. Joseph Di Ponte, Inc., 114 R.I. 294, 333 A.2d 127 (1975). Many other jurisdictions have eliminated the distinction between licensees and business invitees. Wood v. Camp, 284 So.2d 691 (Fla. 1973); Hardin v. Harris, 507 S.W.2d 172 (Ky.1974); Poulin v. Colby College, 402 A.2d 846 (Me.1979); Mounsey v. Ellard, 363 Mass. 693, 297 N.E.2d 43 (1973); Peterson v. Balach, 294 Minn. 161, 199 N.W.2d 639 (1972); O’Leary v. Coenen, 251 N.W.2d 746 (N.D.1977); Hudson v. Gaitan, 675 S.W.2d 699 (Tenn.1984); Antoniewicz v. Reszcynski, 70 Wis.2d 836, 236 N.W.2d 1 (1975). England, the birthplace of premises liability, also abolished the distinction between licensees and invitees with the passage of the Occupier’s Liability Act of 1957. Towards both of these entrants, a landowner owes a “common duty of care”.

Clearly, it is becoming increasingly difficult to define our modern circumstances by resort to the rigid constructs of the *438early common law. In a case such as this in which the legal relationships are not precisely defined, the attempt to pigeonhole the parties within the traditional categories of the common law is both strained and awkward. Moreover, to analogize the status of the parties to the common law classifications holds no great comfort that the analysis will center on factors that will lead to a sound principle of tort liability. In determining premises liability “the common law rules obscure rather than illuminate the proper considerations which should govern determination of the question of duty.” Rowland, supra, 443 P.2d at 568.

Resort to the common law methodology with its insistence on traditional classifications in this setting is not especially instructive and does not necessarily provide reliable guidance in determining the existence and scope of the duty of care that should be ascribed to a broker. The Appellate Division itself was unable easily to characterize or analogize the status of the parties in relation to the common law doctrine. It concluded that the broker’s status was to be equated with that of the owner, but also found that plaintiff’s status was that of both a business invitee and a social guest. 252 N.J.Super. at 301, 599 A.2d 924. The court then reasoned from those classifications that the broker’s duty combined elements of the “duty of a social host and of the occupier-invitor.” Id. at 302, 599 A.2d 924.

The inquiry should be not what common law classification or amalgam of classifications most closely characterizes the relationship of the parties, but, as exemplified by our decision in Butler,- supra, whether in light of the actual relationship between the parties under all of the surrounding circumstances the imposition on the broker of a general duty to exercise reasonable care in preventing foreseeable harm to its open-house customers is fair and just. That approach is itself rooted in the philosophy of the common law. See Palsgraf v. Long Island R.R. Co., 248 N.Y. 339, 162 N.E. 99 (1928); Heaven v. Pender, 11 Q.B.D. 503, 509 (C.A.1883) (Brett, M.R.).

*439III

Determining the scope of tort liability has traditionally been the responsibility of the courts. Kelly v. Gwinnell, 96 N.J. 538, 552, 476 A.2d 1219 (1984). The actual imposition of a duty of care and the formulation of standards defining such a duty derive from considerations of public policy and fairness. Ibid. “This Court has carefully refrained from treating questions of duty in a conclusory fashion, recognizing that ‘[w]hether a duty exists is ultimately a question of fairness.’ ” Weinberg v. Dinger, 106 N.J. 469, 485, 524 A.2d 366 (1987) (quoting Goldberg v. Housing Auth., 38 N.J. 578, 583, 186 A.2d 291 (1962)).

Whether a person owes a duty of reasonable care toward another turns on whether the imposition of such a duty satisfies an abiding sense of basic fairness under all of the circumstances in light of considerations of public policy. Goldberg, supra, 38 N.J. at 583, 186 A.2d 291. That inquiry involves identifying, weighing, and balancing several factors— the relationship of the parties, the nature of the attendant risk, the opportunity and ability to exercise care, and the public interest in the proposed solution. Ibid. The analysis is both very fact-specific and principled; it must lead to solutions that properly and fairly resolve the specific case and generate intelligible and sensible rules to govern future conduct.

The inherent complexity of tort analysis is evident in this case. Although we recognize that many variations of circumstances exist under which a broker can assist a customer in viewing a private residence, we deal here with the role and responsibility of a broker in conducting an open-house inspection of a residence. Certain common aspects of the broker’s trade in this context can be identified. As plaintiff notes, a real-estate broker, in many situations, manages or directs an open-house inspection of the premises. The broker is responsible in this context for advertising the open house, posting signs, and ultimately inviting customers onto the premises. A broker *440frequently suggests conducting such an event to a homeowner. The owner is often absent from the premises for the duration of the open house. In this case, defendant not only posted signs announcing the open house but also extended a personal invitation to plaintiff and her family. One may reasonably assume in this context that a customer acts on the broker’s invitation to come on to the property.

However, unlike buyers or sellers, open-house visitors are potential customers. The open-house visitor has not always established a firm business or fiduciary relationship with the broker. That is not to say, however, that an open-house visitor does not have a cognizable relationship with the broker. Thus, the broker is authorized to invite that person to come on the property and to offer myriad professional services. Those services would include the broker’s expertise and knowledge concerning the marketability of the premises, which would in ordinary experience imply a familiarity with the actual physical features of the premises, as well as other factors affecting its market value. “A realtor does not hold itself out to the public as a salesperson, but rather as a salesperson skilled in real estate transactions. The difference is significant.” Farrell v. Janik, 225 N.J.Super. 282, 288-89, 542 A.2d 59 (Law Div.1988). Correlatively, by responding to the broker’s invitation the customer gains permission to come on to the property and participate in the open-house tour conducted by the broker. The customer may reasonably expect to be able to rely on and use the services proffered by the broker in connection with an examination of the premises.

The broker, of course, owes a professional duty to the owner and acts as the owner’s agent in the sale of the home. Ellsworth Dobbs v. Johnson, 50 N.J. 528, 236 A.2d 843 (1967); Melveney v. McCrane, 138 N.J.Super. 456, 462, 351 A.2d 385 (App.Div.1979); Rosenthal v. Art Metal, Inc., 95 N.J.Super. 8, 229 A.2d 676 (Law Div.1967). Nevertheless, the broker receives very tangible economic benefits from the relationship *441with the potential buyers who visit the home. The open house enables the broker to sell the house and to earn a commission. Also, plaintiff points out, an open house presents a broker with an opportunity to meet and cultivate future clients. More generally, the broker can discuss other listings with visitors and thus promote his or her individual business interests. Thus, the economic benefit that a broker obtains from staging an open house extend beyond the potential sale of the particular property.

In sum, the nature of the relationship between a real-estate broker and its customer in the conduct of an open-house inspection of property is substantial. The relationship confers certain specific benefits on the broker and creates expectations on the part of the customer with respect to the broker’s professional services. Based on the nature and circumstances surrounding an open house, we conclude that implicit in the broker’s invitation to customers is some commensurate degree of responsibility for their safety while visiting the premises.

Defendant nonetheless resists the imposition of any duty of care on a real-estate broker with respect to dangerous conditions of the property. It contends that the risk attendant in holding an open house has already been rationally allocated to the homeowner, who' is in the best position to inspect the premises and make necessary repairs.

We agree that a homeowner has a preexisting duty towards invitees, including prospective purchasers, to make reasonable inspections of the property and to remedy any reasonably discoverable defects. See Butler, supra, 89 N.J. at 225, 445 A.2d 1141. Further, our courts have consistently held that an owner or occupier’s duties are non-delegable. Sanna v. National Sponge Co., 209 N.J.Super. 60, 506 A.2d 1258 (App. Div.1986) (holding that duty of landowner to make reasonable inspections to discover hazardous conditions of property nondelegable); Piro v. Public Serv. Elec. & Gas Co., 103 N.J.Super. 456, 247 A.2d 678 (App.Div.) (holding that defendant utility *442company could not relinquish duty to provide safe workplace by transferring duty to independent contractor), affd, 53 N.J. 7, 247 A.2d 667 (1968). Nevertheless, although an open-house visitor becomes an invitee of a homeowner through the broker as the owner’s agent, the visitor, as found by the Appellate Division, is the invitee of the broker as well because the broker’s own economic interests are served by the invitation. 252 N.J.Super. at 301-02, 599 A.2d 924. Hence, based on the dual invitation a somewhat shared responsibility emerges on the part of the owner and the broker for the well-being of a potential purchaser to the extent that they share the benefits derived from that person’s presence on the property.

The homeowner’s preexisting duty does not abrogate or supersede a broker’s responsibility toward its customers. Although those respective duties may not be coextensive, they are concomitant. Our courts have often recognized that more than one party can possess similar duties or responsibilities toward a third party. See, e.g., Klinsky v. Hanson Van Winkle Munning Co., 38 N.J.Super. 439, 119 A.2d 166 (App.Div.1955), certif. denied, 20 N.J. 534, 120 A.2d 661 (1956) (holding that company athletic association and amusement park both had duty to protect employees during softball game held at amusement park).

The mere invitation that triggers a duty of care owed by a broker to an open-house visitor does not serve adequately to define the scope of that duty. In determining the scope or nature of a broker’s duty in those circumstances, one must analyze more completely the extent of the invitation, the risk involved in the activity, and the fairness of imposing a duty to avoid that risk. Goldberg, supra, 38 N.J. at 583, 186 A.2d 291. The relevant inquiry may be framed in terms of what risk to others a reasonably prudent real-estate broker undertaking the responsibilities and performing the functions of conducting an open-house inspection would foresee and what such a broker would do under those circumstances to forestall that risk. See *443 People Express Airlines v. Consolidated Rail, 100 N.J. 246, 262, 495 A.2d 107 (1985).

It is highly foreseeable that visitors to an open house could be injured by dangerous conditions during the course of wandering through an unfamiliar house. See Jarr v. Seeco Constr., 35 Wash.App. 324, 666 P.2d 392, 396 (1983) (holding that jury could find it foreseeable that a prospective purchaser could be injured while walking through active construction site with broker). However, identifying a given risk does not itself address the actual burden that would be placed on a party in preventing such a risk and whether that- burden should be imposed. We note that what precautions are reasonable depends in part on the practicability of preventing the harm. Weinberg, supra, 106 N.J. at 469, 524 A.2d 366. In instances such as this, courts will be required to draw on notions of fairness, common sense, and morality in order to fix the limits of liability as a matter of public policy. Kelly, supra, 96 N.J. at 538, 476 A.2d 1219.

In the past, our courts have found it possible to speak of the duty of care of a reasonable realtor as “one who possess that special degree of skill normally possessed by the average realtor licensed in New Jersey who has devoted special study and experience in the field of real estate sales.” Farrell, supra, 225 N.J.Super, at 289, 542 A.2d 59. The Appellate Division here concluded that defendant had a duty to conduct a reasonable inspection of the premises and to either warn customers of (through the placement of signs) or subsequently repair any physical defects that were “reasonably discoverable.” 252 N.J.Super, at 302, 599 A.2d 924. It is, however, not at all clear that such a seemingly expansive, and consequently ambiguous, duty of care is implicit in the relationship between the broker and the open-house visitor. We therefore cannot agree that the imposition of such a broad duty of care comports with notions of fairness and sound public policy.

*444In this case, the key to the broker-customer relationship, which gives rise to a duty of care, is the services that are offered by the broker and expected by the customer in the context of an open-house inspection of property. That duty of care should be commensurate with that relationship. In many cases, the customer may reasonably expect that the broker will be familiar with the premises and would rely on the broker’s presumed familiarity with the house, including a knowledge of all of its important features and physical characteristics. Such factors would ordinarily include matters relating to home safety such as fire or burglar alarms, locks, and the like, and, contrastingly, defects like broken steps, exposed electrical wiring, and missing or weak railings.

Nevertheless, we are informed, not all brokers are actually familiar with the all of the houses that they may show to potential buyers. Some brokers will not have had the opportunity to inspect the house before the open house commences. Further, unanswered by this record is whether a reasonable broker should inspect the house in order to conduct the open-house tour. Thus, a broker’s knowledge of dangerous conditions in a given residence and the broker’s ability to warn visitors of such defects is heavily contingent on whether it is reasonable under the circumstances for the broker to have inspected the premises or otherwise become familiar with the property in preparation for an open-house inspection and whether the broker had an adequate opportunity to do so.

We thus determine that a broker is under a duty to conduct a reasonable broker’s inspection when such an inspection would comport with the customary standards governing the responsibilities and functions of real-estate brokers with respect to open-house tours. Those standards should ordinarily be elucidated by witnesses who are expert in the real-estate brokers’ field. Such inspection should consist of an examination of the premises to ascertain the obvious physical characteristics that are material to its saleability, as well as those *445features that a prospective purchaser would routinely examine during a “walk through” of the premises. Included are such features relating to the safety, not only of the customer as a potential buyer and'ultimate owner or occupier of the home, but also of visitors who are present on the property on the invitation of the broker. That inspection would impose on the broker the duty to warn of any such discoverable physical features or conditions of the property that pose a hazard or danger to such visitors.

That duty, however, would not require the broker to warn against any dangers that are not otherwise known to the broker or would not be revealed during the course of such a reasonable broker’s inspection. We note, as did the Appellate Division, “that the broker must take a modicum of care to assure by appropriate warning the reasonable safety of those whom he invites to the premises in his own economic interest.” 252 N.J.Super. at 302, 599 A.2d 924. A broker’s ability both to discover and subsequently to remedy defects is heavily constrained by the broker’s limited and sometimes brief presence in the house. Consequently, a broker can be expected to discover or warn only of any dangerous conditions that the broker might reasonably discover while examining a residence in preparation for an open house.

As a point of comparison, we underscore the fact that a broker’s duty does not replicate the more comprehensive duty owed by homeowners towards their invitees. “The broker is clearly not a guarantor of the safe condition of the premises.” Ibid, at 302, 599 A.2d 924. The homeowner’s duty to the business guest will be in most circumstances much broader than a broker’s duty toward a customer. A homeowner is intimately acquainted with his or her residence and is consequently aware of many of the problems that remain hidden to the untrained or unfamiliar eye. Furthermore, the homeowner’s duty necessarily involves using reasonable care to maintain the premises in a continuous state of safety.

*446In sum, we can envisage a broker’s duty in the conduct of an open house as existing on a continuum that is intrinsically linked to whether a broker should have and in fact has had the responsibility and opportunity to become familiarized with a residence. The scope of a broker’s duty is bounded, on one end, by the higher duty of care required of the actual homeowner. We do not expect that a broker, engaged in the marketing and sale of property, has the same intimate knowledge of the structural flaws or physical defects of a given home as the owners. At the other end of the spectrum is the situation in which a broker has no discernable or tangible duty arising from its presence on the property because the broker would not reasonably be required to inspect the property or have an opportunity to do so. See, e.g., Christopher v. McGuire, 179 Or. 116, 169 P.2d 879 (1946) (refusing to attribute duty to broker showing sole customer residence in which neither party had ever been previously present); Turner v. Carneal, 156 Va. 889, 159 S.E. 72 (1931) (same).

The dissent agrees with defendant’s claim that the duty to inspect constitutes an unjustifiable economic burden on the residential real-estate industry with little or no added benefit to society. Post at 445-456, 625 A.2d at 1124. Defendant warns, with the concurrence of the dissent, ibid., that realtors will not only have to develop an expertise in home inspection but will also be saddled with the additional costs of liability insurance and accident-prevention measures, which will be passed on to the consumer in one form or another.

We do not view the imposition of a duty to undertake a reasonable broker’s inspection of a home for purposes of its sale to customers, and to give adequate warnings with respect to hazards readily discoverable through such an inspection, to be an unreasonable economic strain on a broker’s livelihood. Given the economic benefits that inure to the broker from the open house itself, to ask the broker to internalize the costs associated with conducting its business is reasonable and fair. Moreover, it is not at all likely that the broker would be solely *447responsible for the increased costs that may be associated in responding to such a duty of care. The actual owner, as earlier' noted, remains primarily liable for the safety of all invitees on the property, including open-house visitors.

A broker may still retain a right of either contribution or indemnification from the homeowner, in the case of shared liability for a visitor’s injury. N.J.S.A. 2A:53A-1 to -4; See Holloway v. State, 125 N.J. 386, 400-03, 593 A.2d 716 (1991); Cartel Corp. v. Fireco., 81 N.J. 548, 565-70, 410 A.2d 674 (1979); Adler’s Quality Bakery, Inc. v. Gaseteria, 32 N.J. 55, 77, 159 A.2d 97 (1960). Moreover, principles of comparative negligence also serve to distribute the costs and burdens of accidental injury among all involved parties. N.J.S.A. 2A:15-5.1 to -5.3. “Liability for resultant injury should mirror the responsibilities of the participants and be apportioned in accordance with their combined fault.” Renz, supra, 87 N.J. at 456, 435 A.2d 540.

We have recognized the salutary effect of shifting the risk of loss and other associated costs of a dangerous activity to those who should be able and are best able to bear them. People Express, supra, 100 N.J. at 255, 495 A.2d 107. Those costs include the costs of preventing harm. Negligence has often been defined as the failure to take precautions that cost less than the damage wrought by the ensuing accident. Id. at 267, 495 A.2d 107; see also United States v. Carroll Towing Co., 159 F.2d 169, 173, reh’g denied, 160 F.2d 482 (2d Cir.1947). Because realtors derive economic benefits from sponsoring an open house, they should be able to absorb the cost of accident prevention. See Guido Calabresi, The Cost of Accidents: A Legal and Economic Analysis 24 (1970); Powell v. Fall, 5 Q.B.D. 597, 605 (1880) (Bramwell, B.) (holding that profitable commercial industry should internalize cost of accidents rather than public at large).

In addition, the broker in a given case may actually be in a better position than the homeowner to prevent injury during *448the course of an open house. The realtor would be acquainted with the actual situation and the specific problems associated with holding such an event. For example, the broker can anticipate the number of persons who would attend the open house as well as where they will wander and what they might examine, and should be better able to post temporary warnings or take other appropriate precautions to prevent injury.

Finally, we are satisfied that the public interest is served by recognizing a duty of care on the part of brokers. We strive generally to ensure that the application of negligence doctrine does not unnecessarily or arbitrarily foreclose redress based on formalisms or technicalities. People Express, supra, 100 N.J. at 255, 495 A.2d 107. However, one of the main functions of tort law is to prevent accidents rather than simply to provide legal redress to an injured party. Richard Posner, Economic Analysis of Law 78 (1972). One of the central rationales for imposing liability in tort law is to deter tortious behavior. The imposition of liability should discourage negligent conduct by fostering reasonable conduct and creating incentives to minimize risks of harm. People Express, supra, 100 N.J. at 266, 495 A.2d 107; see Weinberg, supra, 106 N.J. at 494, 524 A.2d 366.

We hold that a real estate broker has a duty to ensure through reasonable inspection and warning the safety of prospective buyers and visitors who tour an open house. The duty to conduct a reasonable inspection in the home arises when in connection with an open-house tour such an inspection is a part of the professional services that would be undertaken by a reasonable broker in attempting to sell the house on behalf of its owner and when the broker has had an adequate opportunity to have undertaken that inspection.

The scope of the duty to inspect and warn is limited only to defects that are reasonably discoverable through an ordinary inspection of the home undertaken for purposes of its potential sale. The broker is not responsible for latent defects *449that are hidden and of which the broker has no actual knowledge.

The duty of real-estate brokers that we now recognize shall be prospective in nature, applicable only to events that occur after the date of this decision. We will, however, apply the doctrine to the present parties because plaintiff took the initiative to bring suit and should not be denied the success of its outcome and deprived of her cause of action. Kelly, supra, 96 N.J. at 551, 476 A.2d 1219.

We further emphasize that the existence of a duty by no means resolves the legal dispute between the parties. Although we are satisfied that a sufficient basis exists for finding that a broker has a duty for the safety of its customers who are visitors at an open-house tour, the trier of fact must ultimately determine whether under the circumstances of this case the broker breached a duty to Mrs. Hopkins.

IV

A remaining question concerns whether expert testimony was necessary in order for plaintiff to establish the existence of a dangerous condition. At trial, plaintiff relied only on the testimony of lay witnesses and photographs of the step that had allegedly caused plaintiff to fall. Defendant, in contrast, produced the expert testimony of an architect, Russell McCorckle, who expressed the opinion that using the same type of floor covering on two levels of a connecting step would not produce an inherently defective condition. Both the trial court and the Appellate Division concurred that plaintiff had in fact established a prima facie case concerning whether the camouflaged step constituted a dangerous condition. Both courts determined that the jury could make that determination without the aid of expert testimony. Defendant, however, contends that expert testimony is necessary to determine whether the obscured step was somehow defective. It claims that whether the use of similar floor covering on two different levels is *450reasonable is a question of good engineering practice, and hence expert testimony must be provided to answer that question.

In general, expert testimony is required when “a subject is so esoteric that jurors of common judgment and experience cannot form a valid conclusion.” Wyatt by Caldwell v. Wyatt, 217 N.J.Super 580, 526 A.2d 719 (App.Div.1987) (holding that testimony of cause of accident was defective brakes inadmissible without expert testimony) (citing Butler, supra, 89 N.J. at 270, 445 A.2d 1141).

With regard to the step on which Mrs. Hopkins fell, the Appellate Division stated that “tripping on a step [that] one is not expecting and [that] is difficult to see does not involve a matter” that is beyond the comprehension of the jurors. 252 N.J.Super. at 300, 599 A.2d 924. See Berger v. Shapiro, 30 N.J. 89, 152 A.2d 20 (1959) (concluding that whether missing brick in top of step porch is negligently maintained defective condition held to constitute jury question). But see Brody v. Albert Lifson & Sons, 17 N.J. 383, 111 A.2d 504 (1955) (finding that expert testimony was necessary to prove that wet terrazzo floor constituted dangerous condition of property).

The crux of the lower courts’ conclusion was that any juror, any person of average knowledge and ordinary experience, could determine by considering the testimony and by examining a photograph whether a step was “camouflaged” or obscured and whether that condition could cause an unsuspecting person to fall. We do not minimize the obvious fact, mentioned by the dissent, that the determination of whether a particular condition is dangerous will vary with the myriad situations that pose hazards to persons on property. See post at 454-455, 625 A.2d at 1123-1124.

Nevertheless, some hazards are relatively commonplace and ordinary and do not require the explanation of experts in order for their danger to be understood by average persons. We find that this case is one that can be comprehended by persons of *451ordinary experience. It may be, as apparently viewed by the dissent, that a jury comprised of such average citizens would conclude that the condition of which plaintiff complains was not dangerous and should not result in the imposition of liability against the broker. Post at 454, 625 A.2d at 1123. Whether or not they reach that conclusion, it is their decision to make, and they are fully capable of making that decision without the assistance of experts. We thus agree with the view of the court that plaintiff has even without expert testimony established a prima facie case concerning the dangerous condition of the step. We also note that defendant was not precluded from offering its own expert testimony on why the use of identical floor covering did not constitute a defect or dangerous condition.

V

The judgment of the Appellate Division reversing the dismissal of the complaint by the trial court and remanding the matter for trial is hereby affirmed.

CLIFFORD, J.,

concurring in judgment.

Caught between a rock and a hard place — the rock of the Court’s somewhat complex explication of the real-estate broker’s duty, and the hard place of the dissent’s near-hysterical forecast of doom, despair, destruction, and the demise of Western civilization — I write but briefly to express my concurrence with the Court’s judgment.

At the outset I confess that (apparently unlike the rest of the Court) I see this case as, in today’s parlance, “no big deal,” in the sense of a cataclysmic change in the law. We just nudge the law forward an inch or so. True, for the first time we apply to real-estate brokers a duty to inspect and warn under certain circumstances. But those circumstances are severely circumscribed (the context of an open-house tour); those to whom the duty extends comprise only a limited class (prospec*452tive buyers and visitors); and the duty itself is founded, on well-established, even hoary, authority (the majority opinion, a stunning masterpiece of scholarship, reaches back to reacquaint us with cherished old friends such as Palsgraf v. Long Island Railroad Co., 248 N.Y. 339, 162 N.E. 99 (1928), and Heaven v. Pender, 11 Q.B.D. 503 (C.A.1883)!). Take, for instance, the following from one of the more contemporary cases cited in the majority opinion:

The traditional test of negligence is what a reasonably prudent person [here, a real-estate broker] would foresee and do in the circumstances [here, the tour of an open-house by prospective buyers and invitees]; duty is clearly defined by knowledge of the risk of harm or the reasonable apprehension of that risk.
[People Express Airlines, Inc. v. Consolidated Rail Corp., 100 N.J. 246, 262, 495 A.2d 107 (1985).]

Unlike our dissenting colleague, therefore, I am satisfied that more than ample authority supports the imposition of a duty on the broker “to inspect and warn [only of] defects that are reasonably discoverable through an ordinary inspection of the home undertaken for the purpose of its potential sale.” Ante at 448, 625 A.2d at 1120.

However, rather than complicate the matter by requiring expert proof of the “customary standards governing the responsibilities and functions of real-estate brokers with respect to open-house tours,” ante at 444, 625 A.2d at 1118, I would be content to leave the law pretty much as stated in the Appellate Division’s neat little six-page opinion, reported at 252 N.J.Super. 295, 599 A.2d 924 (1991). Relying on the Restatement (Second) of Torts section 383 (1969), that court held that

the broker has a duty to warn his invitees of dangerous conditions on the premises of which he has actual knowledge and [that] he should expect that the invitees will not discover for themselves. * * * [H]e has as well a duty to make a reasonable inspection of the premises prior to the arrival of his invitees to determine if there are any reasonably discoverable dangers requiring such a warning.
[252 N.J.Super. at 302, 599 A.2d 924.]

Judges and juries parse their way through issues based on those stated principles of law every day, and I foresee no *453difficulty in their accommodating those concepts to the setting of this case.

The dissent reminds us, post at 455-456, 625 A.2d at 1124, that “[b]rokers currently charge a sizeable commission fee to sell a house.” I perceive no intolerable burden, no injustice, in requiring them to take a look around and tell folks about any reasonably-discernable dangers before they stroll through on an open-house tour. Remember: we are talking “open house” here, not “open season” on brokers. As the Appellate Division observed:

The broker is clearly not a guarantor of the safe condition of the premises. He is not responsible for latent defects of which he has no knowledge. He is not required to correct any defects of which he does have knowledge. He is not required to warn against any dangers beyond those [that] would be revealed by a reasonable broker’s inspection designed to assure the safety of prospective buyers touring the house. But the broker must take a modicum of care to assure, by appropriate warning, the reasonable safety of those whom he invites to the premises in his own economic interest.
[252 NJ.Super. at 302, 599 A.2d 924.]

I concur in Part IV of the Court’s opinion and in the judgment affirming the Appellate Division.

GARIBALDI, J.,

dissenting..

Today for the first time the Court imposes an expansive, ambiguous, and vague liability on real-estate brokers for injuries sustained by an open-house visitor. Unable to find the authority to impose such liability under statutory law, the law of agency, the law of contracts, or even under the traditional common-law approach to landowner or occupier tort liability, the Court’s authority is instead “rooted in the philosophy of the common law.” Ante at 438, 625 A.2d at 1115-1116. To determine the liability imposed on a specific broker “courts will be required to draw on notions of fairness, common sense and morality in order to fix the limits of liability as a matter of public policy.” Ante at 443, 625 A.2d at 1118. All this for a simple slip-and-fall accident in which the injured party already has readily available redress against the homeowner, the bro*454ker’s principal who has control and possession of the property and the knowledge and authority to make the necessary repairs. Neither the law nor public policy require the creation of further needless litigation when the injured party already has adequate redress for her injuries. The Court’s decision to impose liability on real estate brokers who conduct open houses is unreasonable, impractical, and unnecessary.

By converting real-estate brokers into home inspectors, the opinion raises more questions than it answers. Nowhere among the citations to Posner, Horwitz, or other legal luminaries does the majority define the new duty it now imposes. The opinion sets boundaries, but the nebulous standards set by the majority and the concurrence provide no guidelines for brokers. Fairness requires that one be able to ascertain what one's duty is and how it can be performed. Consider the inevitable vagueness and impracticality of the majority’s decision. How can a broker know what constitutes a “dangerous condition?” If a jury can find that a step “camouflaged” with the same color linoleum as the surrounding area is a “dangerous condition,” then what other common features in a house will be considered perilous to the unsuspecting open-house attendee? What exactly must a broker do?

Must a broker arrive at the site early, inspect the premises and then post warning signs on all steps, low ceilings, railings, hanging plants, newly-waxed floors, and other potential “dangerous conditions”? Must the broker tidy up the house and pick up errant skateboards or banana peels? Or must the broker escort people who might prefer to look at the home without an eager salesperson hovering around, so that the broker can point out all potential safety hazards? Or should the broker greet the potential.purchasers at the door with a list of conceivable hazards? I wonder how a well-meaning broker, attempting to comply with the majority’s ruling, will handle the problem, and how his or her solution will affect the salability of the property and the broker’s relationship with the principal, the seller.

*455The broker, as agent for the seller, has a legal and fiduciary obligation to act in the principal’s best interest. Ellsworth v. Dobbs, Inc. v. Johnson, 50 N.J. 528, 553, 236 A.2d 843 (1967). Although the majority recognizes the agency relationship between broker and seller, it fails adequately to address the conflict of interests that would arise if the broker who works for the seller is forced by this Court to disclose defects that the seller does not want disclosed.

Finally, we look to the public interest in the proposed, and in my view unnecessary, solution. Although open-house real-estate dealings are fairly common, not only does no statutory authority exist for the majority’s proposition, no common-law authority exists in this state or in forty-eight other states for the imposed liability. The only state that has imposed this broker liability, Washington, did so in a case in which the broker had admitted that he had possession and control of the premises, and in which the prospective buyer was injured while roaming unescorted through an active construction site. See Jarr v. Seeco Construction, 35 Wash.App. 324, 666 P.2d 392 (Ct.App.1983).

The only two other states that have even considered the question have refused to impose such a duty. See Christopher v. McGuire, 179 Or. 116, 169 P.2d 879 (1946) (holding broker not liable when plaintiff injured after following broker’s suggestion to test strength of porch fence); Turner v. Carneal, 156 Va. 889, 159 S.E. 72 (1931) (finding broker who was authorized to make minor repairs to property not liable to plaintiff who fell through open trap door). Clearly, broker liability is not a public policy that is evoking great support or interest anywhere else in the nation.

Tort law has two goals. One is to make an injured plaintiff whole, and the other is to deter. Prosser and Keeton on Torts § 4 (5th Ed.1984) (noting compensation for losses and “prophylactic” factor of preventing future harm are primary considerations in tort law). Today’s ruling does neither. All this *456decision will do is increase litigation by clogging the dockets with new parties for plaintiffs to sue. Plaintiff has already sued the current homeowners, prior homeowners, the builder, and the architect in this case. Why does plaintiff need another party to sue? Plaintiffs injured in a seller’s house already have recourse through the seller’s homeowner’s insurance. All this ruling does is make it more expensive for all parties concerned — except the lawyers who will file and defend these new suits.

Brokers currently charge a sizeable commission fee to sell a house. The concurrence acknowledges that and argues in the next sentence that there is “no intolerable burden, no injustice, in requiring [brokers] to take a look around and tell folks about any reasonably-discernable dangers * * Ante at 453, 625 A.2d at 1122-1123. But the “burden” the majority imposes is not only on the broker but on the homeowner and the prospective buyer. Because of the newly-created duty to inspect and warn, brokers forced to defray the cost of the additional liability insurance will simply add costs to the commission. Moreover, as the majority recognizes, the broker still would retain the right of either contribution or indemnification from the homeowner. Thus, in the end, the homeowner will pay even more to insure against injuries that might occur in the home, while the brokers will have no more incentive to inspect and warn.than they did before today’s decision.

In addition, the smart homeowner, saddled with new costs, will simply increase the asking price for the house. Therefore, the potential buyer will have to pay more for a house, which has had costs added to the purchase price, all in the name of the buyer’s protection.

Rather than serving the public, the majority’s decision will add extra layers of litigation, paperwork, and cost to the already complex and expensive process of selling and buying a house. Because I believe that the ruling is unnecessary, im*457practical, unreasonable, potentially expensive, and unenforceable, I dissent.

. For affirmance — Chief Justice WILENTZ, and Justices HANDLER, POLLOCK, O’HERN and STEIN — 5.

For reversal and remandment — Justice GARIBALDI — 1.

For concurrance in result — Justice CLIFFORD — 1.

5.4.1.2.5 Licensees 5.4.1.2.5 Licensees

5.4.1.2.5.1 Maher v. Voss ("The Narnia Case") 5.4.1.2.5.1 Maher v. Voss ("The Narnia Case")

What exception does this case fall into regarding the duty of care to a social guest, according to this court?

Anne Maher, Plaintiff below, Appellant, v. Barbara W. Voss and Norwood W. Voss, Defendants below, Appellees. Willis Maher, Plaintiff below, Appellant, v. Barbara W. Voss and Norwood W. Voss, Defendants below, Appellees.

*47 (June 11, 1953.)

Southerland, C. J., and Wolcott and Tunnell, J. J., sitting.

Paul R. Rinard and William E. Taylor, Jr., for appellants.

Joseph Donald Craven for appellees.

Supreme Court of the State of Delaware,

No. 5, 1953.

Southerland, C. J.;

*48The hriefs and argument on this appeal involving an action to recover damages for negligence, bring before us two questions :

1. Did the evidence justify a finding of contributory negligence as a matter of law?
2. Was there sufficient evidence to go to the jury on the issue of defendants’ negligence?

We shall refer to plaintiffs below, appellants, as “plaintiffs”; to defendants below, appellees, as “defendants”; and to Mrs. Anne Maher as “plaintiff”.

Before taking up the merits, a motion to dismiss the appeal requires consideration. Final judgment for the defendants was entered on January 2, 1952. A motion for a new trial was denied on August 30, 1952. A praecipe for writ of error was filed February 13, 1953. In accordance with Rule 5(4) of this Court the praecipe undertook to specify the judgment appealed from. It is described as the “final judgment * * * dated 30th of August, 1952.” On its face, the praecipe is ambiguous. Defendants, citing Trowell v. Diamond Supply Co., 8 Terry 422, 91 A. 2d 797, and French v. Jeffries, 7 Cir., 161 F. 2d 97, say that the praecipe should he construed as an appeal from the motion denying a new trial and that the appeal should be dismissed, since no question of abuse of discretion is presented. In support of the motion defendants point to the fact that plaintiffs’ appendix fails to include a copy of the judgment of January 2, 1952, but does include a copy of the order of August 30, 1952. We think this a case of patent ambiguity in the praecipe which we should resolve in favor of the plaiptiffs. As against the inference to be drawn from the appendix, there is the statement in the brief that the appeal is from the final judgment of January 2, 1952. As between the two inferences, that supporting the right of appeal is to be favored. We treat the matter as one of mistake in the date.

Defendants suggest that the final judgment is not before us, because not contained in the “abstract” of the record *49(i.e., the appendix to plaintiffs’ brief). This is a misconception of the function of the appendix. Cases in this. Court are not heard upon an abstract, but upon the original record sent up from the lower court. Rule 7(1). The record shows the entry of final judgment on J anuary 2,1952.

The motion to dismiss is denied, and we turn to the merits.

A brief summary of the circumstances which led to this suit, and of plaintiffs’ evidence touching the issue of contributory negligence, is as follows:

Plaintiff was invited by Barbara W. Voss, one of the defendants, to attend a meeting of the Democratic Women of New Castle County to be,held in the home of Dr. and Mrs. Voss in Wilmington on March 30, 1950. Plaintiff accepted the invitation and arrived at the house ahout eight o’clock in the evening. At least four other guests, Miss Grace Aiken, Mrs. Mary Morris, Miss Brulatour and Mrs. Cresswell, also attended the meeting. As the guests arrived Mrs. Voss received them at the threshold of the the living room, to which the front door apparently gave immediate access, and took the coats and wraps and disposed of them in the dining room. The dining room adjoined the living room immediately on the rear and was divided from it by a wall in which was a large opening, lacking any door.

The business of the meeting having been finished, the guests made ready to depart. Plaintiff went into the dining room to get her coat and found it hanging on a hook immediately inside what appeared to her to be a coat closet. She then volunteered to get the coat of another guest, Mrs. Morris, and returned to the supposed closet for that purpose. The “closet” was in fact a landing at the top of a stairway leading to the basement. Its front was lighted dimly from lights in the ceiling of the dining room, but the light was insufficient to illuminate the rear. Coats were hanging on both sides of the closet. She stepped toward the rear in an attempt to find Mrs. Morris’ coat and fell headlong down the stairway and suffered severe injuries.

*50Thereafter plaintiff and her husband each brought a suit against the defendants, Dr. and Mrs.' Voss, to recover damages. The complaints alleged that the place where the coats and wraps had been hung by Mrs. Voss was to all outward appearances a clothes closet in the dining room but in fact was an open unlighted cellarway; that plaintiff had the right to rely on the apparent use of the opening as a coat closet; and that defendants were grossly negligent in failing to warn her of the hazard and should have known, or should’ have had reasonable cause to believe, that a guest going to the closet might be entrapped by the appearance of the opening and might suffer injury.

A motion to dismiss the complaints was brought on for hearing and was denied. 7 Terry 418, 84 A. 2d 527.

The case came on for trial. At the conclusion of plaintiffs’ evidence defendants moved for a directed verdict on three grounds, the third of which was that plaintiff was as a matter of law guilty of contributory negligence.

After argument the court determined that as a matter of law Mrs. Maher was negligent in proceeding to the unlighted portion of the closet and directed a verdict for the defendants.

Plaintiffs appeal, urging that the question of contributory negligence was for the jury. Defendants say the court below was correct in its holding; and also urge that in any event there was no evidence of defendants’ negligence sufficient to take the case to the jury, and hence that the judgment should be affirmed.

1. Was Mrs. Maher guilty of contributory negligence as a matter of law?

For our present purpose we shall assume actionable negligence on the part of the defendants. Certain aspects of that question will be examined later.

The evidence touching the issue of contributory negligence may be summarized as follows:

*51Two or three of the guests went to the dining room to get their coats. Miss Aiken opened the “closet” door, “stepped in about two steps and leaned over and got [her] coat” which was in the back on the right. Mrs. Maher went to the opening and saw her coat hanging just inside the door. She took her coat, put it on a chair in the dining room, and then volunterred to get Mrs. Morris’ coat, Mrs. Morris being engaged in calling a taxicab for the use of herself and Mrs. Maher. Mrs. Maher’s testimony as to what then happened is as follows:
“Well, immediately in front of the closet the first coat— well, it was the first coat on this side. There was a coat hanging that seemed to have black fur on it. I said to Mrs. Morris, ‘Does your coat have black fur on it?’ She said ‘No. No, it’s a plain gray coat.’ I stepped further into the closet to go through the coats to see which was hers, and as I stepped further in — well, I just went headlong into void.”

She further testified that the space into which she fell was black. On cross-examination she further testified as follows:

“In addition to the lack of light, I believe that you testified there was very little light in the closet? Yes.
“Was your vision also obscured by coats hanging on both sides of that closet? Were there coats hanging on both sides of the closet? Yes.
“And because of the lack of light and the obscurity of your vision was it necessary for you to kind of push these coats out of the way and feel your way into the closet to feel for Mrs. Morris’ coat? I pushed them aside and walked in further.
“Did you ever find out how far back in the closet Mary Morris’ coat was? No, I didn’t.”

Asked by the court whether she remembered how wide or how deep the platform is, she replied:

“No, I don’t, sir. I just know that I took a few steps into it to get Mary’s coat.”

*52These is no evidence of the exact length of the platform extending from the door to the top of the cellar stairs. Miss Aiken’s “two steps” and Mrs. Maher’s “few steps” were, as suggested by plaintiffs’ counsel, probably short ones. The inference might be drawn that at least one or more of the coats had been hung in dangerous proximity to the end of the platform.

On the motion for a directed verdict the court below applied the well-settled principle of law derived from the so-called “step-in-the-dark” cases. A person who comes into an unfamiliar situation, where a condition of darkness renders the use of his eyesight ineffective to define his surroundings, is not justified, in the absence of any special stress of circumstances, in proceeding further, without first finding out where he is going and what may be the obstructions to his safe progress. A violation of that rule is contributory negligence as a matter of law. 1 Shearman and Redfield on Negligence (Rev. Ed.) 320.

The cases supporting this rule are in general those where a person enters a completely dark opening on unfamiliar premises. At all events that is the typical case which calls for a pronouncement by the trial court of contributory negligence as a matter of law. We do not question the soundness of the rule in such a case. The instant case, we think, is different. The opening was dimly lighted, sufficient to disclose that coats had been hung in it and sufficient to identify a coat hanging just inside the door. The rear of the supposed closet appears to have been completely dark.

We think that a jury might reasonably find that the plaintiff, standing safely upon what appeared to be the floor of a closet, was misled by appearances, with some justification, into believing that it was safe to step further. The appearance of the opening, the hanging of the coats, the platform beneath her feet, and the dimness (but not complete absence) of light — all these facts taken together might well lead reasonable men to reject the conclusion that Mrs. Maher was careless of her own safety. As to the circumstances of partial illumination, the remarks of the *53Court of Appeals of Ohio in Carr v. Fox, 31 N. E. 2d 713, 715, are pertinent. That case, like the present one, involved a dimly-lighted opening. The court declined to find contributory negligence as a matter of law. Refusing to apply the “step-in-the-dark” cases, the court said:

“These cases are inapplicable to the present situation, for the reason that the evidence shows that the area involved was neither dark nor light, but, on the contrary, due to the existence of some light was dimly lighted. This presents one of the most trying situations for anyone whether on foot or driving a vehicle. Objects are presented in a distorted dimness, which may justify proceeding, but often obscures pitfalls which would be avoided if the light were stronger, or be avoided entirely if there was less light. This ground is not available as a justification for the action of the court.”

It is also true that it would be within the province of the jury to find that plaintiff, unable to see anything in the rear of the supposed closet, should have halted at the place where illumination ceased.

In this case, in which opposite conclusions upon the issue might be drawn by reasonable men, we think that the court below erred in pronouncing Mrs. Maher’s conduct negligent as a matter of law.

We hold that under the circumstances of this case the issue of contributory negligence was one for the jury.

2. Was there sufficient evidence to go to the jury on the issue of defendants’ negligence?

Defendants argue that even if Mrs. Maher is not to be held contributorily negligent as a matter of law yet the judgment below must be affirmed, since the evidence was insufficient to establish negligence. Its alleged insufficiency is especially urged as to Dr. Voss. We do not reach this question in the breadth in which it is presented, because it was not raised below. At the conclusion of plaintiffs’ case defendants’ counsel moved “for a *54directed verdict in favor of the defendants.” Apparently referring to a memorandum which he was about to hand to the court he stated “the principal reasons in support of this motion” as follows:

“First, Your Honor will be cognizant of the fact that there is no claim, no claim has been advanced that there was any defect in the premises of any kind.
“Secondly, the only possible grounds upon which negligence could be claimed or could be sustained was on the theory of a trap. The authorities here are all to the effect that a situation, that an ordinary cellar door which I .submit to Your Honor it is not at all unusual for people to hang clothes inside a cellar door.
“The third or the last and principal reasons — there are some others here — is that the plaintiff, Anne Maher, was obviously guilty of contributory negligence.”

The second reason is the only one which might be said to raise any question of the insufficiency of plaintiffs’ evidence. It is clear, however, that it could raise nothing more than the sufficiency of the plaintiffs’ evidence to establish a “trap” or dangerous condition upon the defendants’ premises — only one of the elements of the negligence charged. As to this, the motion was not phrased with “technical precision”, but that is not required. 2 Baron & Holtzoff, Fed. Prac. & Proc., § 1073. That one narrow issue, i. e., whether there was evidence tending to show a dangerous condition, was sufficiently raised by defendants and we accordingly review the record for the purpose of determining it. To that end we state first the general principles of law applicable to the case.

The first question to be resolved is the status of Mrs. Maher upon the defendants’ premises, since the law makes a distinction, in respect of the measures of liability of an occupant of land, between “business visitors” and “gratuitous licensees”. Restatement, Torts, Ch. 13 §§ 331-332.

On the motion to dismiss the complaints the court below held that Mrs. Maher was simply a social guest, and as *55such, a gratuitous licensee. 84 A. 2d 527, 528. We approve this finding. Indeed it is not seriously challenged by plaintiffs.

The next question to consider is the extent of liability of the possessor of premises to a social guest.

By the great weight of authority a gratuitous licensee must take the premises as he finds them, and the owner or occupant of land owes him no duty except (a) not to injure him willfully or wantonly and (b) not knowingly to expose him to traps or hidden dangers. 38 Am. Jur., Negligence, § 104. Cf. Reardon v. Exchange Furniture Stores, 7 W. W. Harr. (37 Del.) 332, 188 A. 704. If there is negligence in the instant case it must fall within the latter exception.

The applicable principles are set forth in the Restatement, Torts, Ch. 13, § 342, as follows:

“A possessor of land is subject to liability for bodily harm caused to gratuitous licensees by a natural or artificial condition thereon if, but only if, he
“(a) knows of the condition and realizes that it involves an unreasonable risk to them and has reason to believe that they will not discover the condition or realize the risk, and
“(b) invites or permits them to enter or remain upon the land, without exercising reasonable care .
“(i) to make the condition reasonably safe, or
“(ii) to warn them of the condition and the risk involved therein.”

Comment f. of the Restatement says:

* * In determining whether the possessor should realize that a known condition involves not only a risk but an unreasonable risk, the character of the invitation or permission is important. A condition, no matter how dangerous to those who come in contact with it, can involve risk to a particular licensee only if he may be expected to encounter it in the exercise of his *56license. * * * So too, a possessor has no reason to expect the licensee’s presence at any point other than that within which the licensee gives him the privilege to enter. He is, therefore, under no duty to warn licensees of conditions which exist outside of the area covered by the license.”

Applying these principles, we inquire: Was there evidence of a dangerous condition upon the premises of Dr. and Mrs. Voss?

We think that in the circumstances of this case a jury question was presented on the issue of a dangerous condition. The hanging of wraps immediately above a short platform leading to an unlighted cellar stairway presents some evidence of a condition involving serious risk to any visitor who, without knowledge of the condition, may be expected to go to such a place to retrieve his hat or coat. We think the jury might have found from the evidence adduced that a dangerous condition existed, hazardous to a guest who was invited to go to the place, apparently a coat closet, for the purpose of retrieving his wraps.

It follows that the second reason in support of defendants’ motion for a directed verdict was not well taken.

But as above indicated this finding does not dispose of the case, since there remains the question whether there was evidence from which could be found a duty on the part of the defendants, or of either of them, to warn the guests of the condition. This question was not raised by the motion. The failure to do so is of importance. Rule 50(a) of the Rules of the Superior Court, like the Federal Rule of Civil Procedure, 28 U. S. C. A., from which it is derived, provides:

“A motion for a directed verdict shall state the specific grounds therefor.”

The purpose of the rule is stated in 2 Rarron & Holtzoff, Fed. Prac. & Proc., § 1073, as follows:

“Before Rule 50 was adopted, the federal decisions were in conflict as to the necessity for stating specific grounds in a *57motion for a directed verdict. Subdivision (a) of this rule settles that conflict. The motion for a directed verdict must now state the ‘specific grounds therefor’. The requirement is important. If the rule were otherwise a judgment nothwithstanding the verdict might be entered under Rule 50(b) on motion after the close of the trial, on a ground which could have met with proof if it had been suggested on the motion.” (Emphasis supplied.)

The pertinency of the italicized language to this case will appear from the following considerations:

There can he no liability of the possessor of the premises to a social guest if the danger is not on the portion of the premises to which he has been invited. The alleged duty to warn must therefore depend upon the existence of an invitation. In this case it must depend on an invitation implied from circumstances, since no express invitation was extended.

Whether or not a guest expressly invited to a part of the premises may be said to have been impliedly invited to another part must depend on the circumstances of the case. The rules of social conduct are to some extent uncertain and varying. Moreover, there are different degrees of acquaintanceship or friendship, so that what might be normal and proper conduct for a guest in one case might seem unusual and unwarranted in another case. Whether or not the possessor of the premises has extended to any guest an implied invitation to visit another part of the house would seem to turn upon the question whether or not the circumstances, and the relation between the parties, would justify the guest in assuming that such an implied invitation was extended. If so, it is reasonable to say that the possessor of the premises should have foreseen the likelihood of such a visit.

In the light of these principles the failure of defendants to raise the question of the sufficiency of the evidence to establish a duty to warn was an omission of real consequence.

If the question now presented to us had been properly raised below, the trial judge would have been required to re*58view the sufficiency of the evidence to establish negligence. But it was not raised as Rule 50 requires, so that we do not have to resolve it. Nor would it be useful to discuss the problem in the present state of the record.

Since we have found error in the ruling on contributory negligence, the judgment below must be reversed. The cause is remanded to the Superior Court of New Castle County, with instructions to vacate the judgment and to grant a new trial.

5.4.1.2.5.2 Baer v. Van Huffell ("The Trap Lavatory Case") 5.4.1.2.5.2 Baer v. Van Huffell ("The Trap Lavatory Case")

What was the plaintiff's theory of liabilty in this case? How does it relate to the duty of landowners to social guests?

Argued October 31,

affirmed November 23, 1960

BAER v. VAN HUFFELL et ux

356 P. 2d 1069

*31 Gottlieb J. Baer, Bend, argued the cause and submitted briefs for the appellant.

W inf rid Karl Liepe, Portland, argued the cause for respondents. With him on the brief were James P. Bodie, Prineville, Maguire, Shields, Morrison, Bailey & Kester, Portland.

Before McAllister, Chief Justice, and Rossman, Perry, Sloan, O’Connell, G-oodwin and King, Justices.

PERRY, J.

This is an action to recover damages for the alleged negligence of the defendants which resulted in the unfortunate and untimely death of Alice Baer.

The trial court sustained the defendants’ motion for a directed verdict and the plaintiff appeals.

The facts in the record disclose that on July 21, 1957, the deceased and her husband were social guests in the home of the defendants; that these parties were preparing to enjoy an outdoor picnic together that afternoon. At approximately 1:15 p.m. preparations were made to leave the defendants’ home and the defendant Julius L. Van Huff ell left the kitchen where the parties had been sitting and proceeded to the lavatory in the front portion of the house. At the same *32time, Mrs. Baer arose, and Mrs. Yan Huffell, who stated she knew what the deceased wanted to do, said to her, “You use the one back here.” There is a lavatory near the kitchen at the rear of the house, which is reached by going from the kitchen into a utility room and then into the lavatory. This was the lavatory to which Mrs. Yan Huffell directed Mrs. Baer. Off the kitchen, in the direction of the utility room, are two doorways, one opening to the utility room and the other to the basement stairs. These doorways stand at right angles to each other in one corner of the kitchen and both doors open outward from the kitchen area.

There is evidence in the record, both on behalf of the plaintiff and the defendants, that when the door to the utility room is open portions of the lavatory door may be seen from certain positions in the kitchen. The door to the utility room was open at the time of the accident, but to what extent is not made certain. The deceased started for the lavatory, opened the door to the stairway leading to the basement, fell down the basement stairs, and suffered the injuries which resulted in her death.

There is also evidence the defendants knew that another person had fallen down these same stairs and that as an added safety feature the defendants had placed a hook on the basement door so that, even though the latch was turned, the door would not open until the hook was lifted. The hook was not in place when the deceased opened the basement door and fell.

There is uncontradicted evidence that the deceased had been a visitor in the home of the defendants on several occasions and on one occasion had visited the basement. There is no evidence that the deceased had ever been in the lavatory off the utility room. There *33is also evidence that in the daytime a window in the basement would cast a light on the basement stairs.

There can be no question but that the deceased was a social guest in the home of the defendants. The duties owed a social guest in his home by a host are set forth by this court in McHenry v. Howells et ux., 201 Or 697, 272 P2d 210, and are reaffirmed in Burch v. Peterson et ux., 207 Or 232, 295 P2d 868. These duties imposed on the host are (1) not to willfully, wantonly or intentionally injure the guest, (2) not to injure the guest through active or affirmative negligent action, and (3) to warn a guest of any pitfall or trap from which the guest could not avoid injury by reasonable care and skill.

The plaintiff does not contend the defendants were guilty of willful, wanton or intentional negligent conduct. His contention is that there was some evidence of affirmative negligent action and, also, that the basement stairway, with the door opening toward the stairway, might be considered a trap or pitfall, therefore, these matters should have been determined by the jury.

There is no evidence of affirmative negligence by the defendants. The defendants simply designated the lavatory the deceased might use. The plaintiff’s statement “defendant Nettie Van Huffell was negligent in giving such direction without indicating which door was the lavatory door” does not indicate an act of commission, but only one of omission. It shows only a failure to give full and complete instructions to the deceased of the route to be traveled to reach the lavatory designated, not a direction into a place of danger.

The sole question then is whether or not a condition in a home which consists of an unlocked door opening out from a room to stairs leading to a lower level is such a dangerous condition in itself that reasonable *34minds would disagree that a person who did not know the premises could not avoid, by reasonable care and skill, injury from such a condition and, therefore, there exists the affirmative duty upon the host to warn of the condition.

We think it must be conceded that general knowledge informs all reasonable minds that a great many houses are constructed so that there are rooms on different grade levels; that these different levels are reached by stairways which have doors closing off those stair areas. This general knowledge should warn every guest in a home that such a stairway may exist. Reasonable care, therefore, would require a guest upon opening any door to investigate before stepping across the threshold. Reasonable care and skill would have disclosed to the deceased that the door through which she passed opened into a stairway.

It seems to us immaterial which way a door swings. See Tempest v. Richardson, 5 Utah2d 174, 299 P2d 124, and cases cited therein.

This was a very unfortunate occurrence, but there being no evidence of the defendants’ negligence, the judgment is affirmed.

5.4.1.2.6 Invitees 5.4.1.2.6 Invitees

5.4.1.2.6.1 Winn-Dixie Stores, Inc. v. Parker ("The Single *** Bean Case") 5.4.1.2.6.1 Winn-Dixie Stores, Inc. v. Parker ("The Single *** Bean Case")

What is the duty of a landowner to its invitees? How does this rule come up in a grocery context?

Winn-Dixie Stores, Inc. v. Nancy Joyner Parker

Record No. 891579

September 21, 1990

Present: All the Justices

*181 George J. Dancigers (Michelle ReDavid Rack; M. Grey Sweeney; Heilig, McKenry, ¡Fraim <& Lollar, on brief), for appellant.

John W. Drescher (Karen M. Rye; Thomas L. Woodward; Breit, Dreischer & Breit, on brief), for appellee.

CHIEF JUSTICE CARRICO

delivered the opinion of the Court.

In this slip-and-fall case, a jury awarded the plaintiff, Nancy Joyner Parker, a verdict for $135,000 against the defendant, Winn-Dixie Stores, Inc. The trial court entered judgment on the verdict, and we granted this appeal limited to the question whether Parker established a prima facie case of negligence against Winn-Dixie.

Parker entered Winn-Dixie’s store in the City of Suffolk about 5:15 p.m. on June 4, 1985, to make some purchases. After selecting several items in other parts of the store, she proceeded to the produce section, where she picked up an eggplant and placed it on a scale. Moving to her right approximately four steps to check the price of the eggplant, she slipped and fell to the floor.1 While waiting for the rescue squad to arrive, she saw a snap bean under her left foot. Referring to the bean, she said: “That was the damn thing I fell on—slipped on.”2 She did not see the bean before she fell.

*182Parker called as an adverse witness Raymond B. Hall, an employee of Winn-Dixie on duty in the produce and frozen food sections at the time of Parker’s accident. He testified that shortly before Parker fell, he swept the floor in his sections, using a dry mop approximately two and one-half to three feet wide. He mopped the produce aisle from the rear of the store to the front, circled through the frozen food section, and then mopped from the front to the rear of the store, again passing through the produce section. He saw nothing “on the floor like a green bean.”

When he finished mopping, Hall took his mop to the produce storeroom, then returned to the store, and saw that Parker had fallen in the produce section. He observed a piece of snap bean near Parker’s foot at the end of a smudge mark. Two minutes or less elapsed between the time Hall mopped past the spot where Parker fell and the time he returned to the main part of the store.

Snap beans were displayed loose in a sloping bin some distance from the spot where Parker fell. In response to a question from Parker’s counsel, Hall stated that he and others working in the produce section were “concerned” about whether items displayed in a loose condition might “get on the floor” after handling by customers.

The rules applicable to slip-and-fall cases are well settled. In Colonial Stores v. Pulley, 203 Va. 535, 125 S.E.2d 188 (1962), we said:

The [store owner] owed the [customer] the duty to exercise ordinary care toward her as its invitee upon its premises. In carrying out this duty it was required to have the premises in a reasonably safe condition for her visit; to remove, within a reasonable time, foreign objects from its floors which it may have placed there or which it knew, or should have known, that other persons had placed there; to warn the [customer] of the unsafe condition if it was unknown to her, but was, or should have been, known to the [store owner].

Id. at 537, 125 S.E.2d at 190 (citations omitted). See also Fobbs v. Webb Building Ltd. Partnership, 232 Va. 227, 229, 349 S.E.2d 355, 357 (1986) (rules applicable to slip-and-fall cases restated).

Parker maintains that Memco Stores, Inc. v. Yeatman, 232 Va. 50, 348 S.E.2d 228 (1986), controls the disposition of this case; In Yeatman, the plaintiff fell when she slipped on the leaf of *183a peperomia plant on display in the defendant’s store. Several leaves from the plant were found on the floor in the area where the fall occurred. Expert evidence showed that a number of factors, including changes in location, can cause peperomia plants to shed their leaves. The defendant contended that it could be held liable only if it had actual notice of the leafs presence on the floor in sufficient time to remove it. Affirming a verdict in favor of the plaintiff, we said:

[The plaintiff] was not required to prove that the defendant had actual notice of a hazardous object on its floor in time to remove it. It was sufficient to prove constructive notice. If an ordinarily prudent person, given the facts and circumstances Memco knew or should have known, could have foreseen the risk of danger resulting from such circumstances, Memco had a duty to exercise reasonable care to avoid the genesis of the danger.

Id. at 55, 348 S.E.2d at 231 (emphasis in original).

Here, Parker argues that Hall’s testimony about the concern of store employees for loose items “shows constructive notice on the part of Winn-Dixie . . . that various items of food, for whatever reason, end up on the floors of grocery stores.” Citing Thomason v. Great Atlantic and Pacific Tea Company, 413 F.2d 51 (4th Cir. 1969), Parker maintains that it would be unreasonable to require an injured customer to establish “precisely how items of food [get] onto [a] store’s floor.”3 In this case, Parker says, the fact remains that, “[f]or whatever reason,” the bean “did end up on Winn-Dixie’s floor,” creating “a dangerous and hazardous condition” which Winn-Dixie knew or should have known about, thus placing upon Winn-Dixie the duty to remove the dangerous object.

Parker opines that it was a jury question whether Winn-Dixie breached its duty to remove the snap bean. She concludes that the question was correctly decided in her favor because the jury *184“could reasonably infer [Hall] was negligent in dry-mopping the floor, since it was obvious he missed the snap bean.”

We think Yeatman is distinguishable on its facts, and we disagree with Parker’s arguments. Nothing in the record even suggests that-anyone connected with Winn-Dixie placed the bean on the floor, and it is not “obvious” from any evidence in the case that Hall missed the bean when he mopped through the produce section. Nor could the jury have inferred that Hall must have missed the bean simply because it was present on the floor when Parker fell. To countenance such an inference would ignore the likelihood that the bean found its way to the spot where Parker fell as the result of some action taken by another customer after Hall finished mopping the produce section.

Because Parker failed to establish that Winn-Dixie placed the bean on the floor or that Hall missed it during his mopping, it became Parker’s burden to prove that Winn-Dixie had either actual or constructive notice of the bean’s presence and failed to remove it. With the substitution of the names of the parties and the identity of the offending foreign object, we can dispose of this aspect of the case by repeating what we said in Pulley on the question of actual or constructive notice:

There is no evidence in this case that [Winn-Dixie] knew of the presence of the [bean] on the floor, nor is there any showing of the length of time it may have been there. It is just as logical to assume that it was placed on the floor an instant before [Parker] struck it as it is to infer that it had been there long enough that [Winn-Dixie] should, in the exercise of reasonable care, have known about it.

203 Va. at 537-38, 125 S.E.2d at 190.

We hold that Parker failed to make out a prima facie case of negligence against Winn-Dixie. The trial court erred, therefore, in submitting the case to the jury. For this error, the judgment appealed from will be reversed, the jury verdict set aside, and final judgment entered here in favor of Winn-Dixie.

Reversed and final judgment.

5.4.1.2.6.2 Jackson v. K-Mart Corp. ('The Avocado Juice Case") 5.4.1.2.6.2 Jackson v. K-Mart Corp. ('The Avocado Juice Case")

What theory of recovery does this court endorse, and how does it differ from the more traditional theories it analyzes?

No. 66,742

Brigitte Jackson, Appellant, v. K-Mart Corporation, Appellee.

(840 P.2d 463)

Opinion filed October 30, 1992.

Henry O. Boaten, of Law Offices of Henry O. Boaten, of Topeka, argued the cause and was on the briefs for appellant.

Barry E. Warren, of Wallace, Saunders, Austin, Brown & Enochs, Chartered, of Overland Park, argued the cause, and Bradley S. Russell, of the same firm, was with him on the briefs for appellee.

The opinion of the court was delivered by

Allegrucci, J.:

The plaintiff, Brigitte Jackson, brought this action against K-Mart Corporation, defendant, (K-Mart) for per*701sonal injuries sustained when she slipped and fell in the clothing section of a K-Mart store in Manhattan, Kansas.

She appealed the district court’s granting of summary judgment for K-Mart on the grounds K-Mart did not have notice of the liquid spilled on the floor. The Court of Appeals reversed and remanded. Jackson v. K-Mart Corp., 16 Kan. App. 2d 716, 828 P.2d 941 (1992). We granted K-Mart’s petition for’review.

The facts in this case are stated in the Court of Appeals opinion:

“Brigitte Jackson entered the K-Mart department store located in Manhattan, Kansas, as a business invitee for the purpose of shopping for children’s clothing-. While -walking down an ’ '¿isle in the children’s clothing department, she slipped and fell ne¿r a round clothing rack.' In the middle of the tile floor near the rack, there was an accumulation of a green liquid substance that was apparently'avocado juice.
“Jackson did- not see the spilled juice, did not know how it got there, and did not know-how long it-had been there. After her fall, an unidentified K-Mart employee found a partially full can of avocado juice near the spill and told Jackson that she apparently-had slipped on the-substance. Later, Jackson overheard an unidentified K-Mart customer,say a woman had passed through the children’s clothing department accompanied- by a small child who was carrying a can of avocado juice. The. customer surmised the child disposed of the can by placing it on the floor underneath the clothing rack.
“K-Mart operates an in-store cafeteria and allows cafeteria patrons to remove food and drink from the cafeteria area and consume it on the shopping’floor. Jackson testified that K-Mart sells small cans of avocado juice in the cafeteria.” 16 Kan. App. 2d at 717-18.

We have reviewed the record and, with one exception, find the Court of Appeals’ statement of the facts to be accurate and in accordance with the uncontroverted facts suggested by the parties. The one exception is the statement that a K-Mart employee “found a partially full can of avocado juice near the spill.” 16 Kan. App. 2d at 717. Neither party contended such a statement as an unccintroverted’fact. It is uncontroverted that an únidentified K-Mart employee told Jackson that she had slipped on avocado juice. Furthermore, there appears to be no dispute that avocado juice was on the floor in the children’s clothing section. K-Mart attached to its petition for review a statement from one of its employees completed more than two years after Jackson fell. The employee stated she ‘looked around and found a can of juice (with a Wal-Mart price tag on it) and some of it was on *702the floor.” This statement is not part of the record on appeal, and therefore we will not consider it in determining this appeal.

The district court, in granting summary judgment in favor of K-Mart, stated in part:

“In' reviewing the evidence in the discovery record, the plaintiff has not established that K-Mart had actual notice that the spill occurred nor has the plaintiff produced evidence suggesting constructive notice based upon the length of time the spill was in existence. There is no evidence in the record to indicate how long the spill was in existence.
■ “It is the general rule in Kansas that when a customer is injured as the result of a fall from a dangerous condition not created by the proprietor, but traceable to persons other than those for whom the proprietor is responsible, proof that the proprietor was negligent with respect to the floor condition requires a showing that he had actual notice thereof or that the condition existed for such a length of time that, in the exercise of ordinary care, he should have known of it.
“This Court FINDS that plaintiff has not established that the defendant had actual notice regarding this spill on the floor and further, there is no competent evidence in the record to establish that the defendant had constructive notice of this condition. Based upon the principles set forth in the cases heretofore cited, the Court concludes that the evidence is insufficient to sustain plaintiff’s cause of action as a matter of law.”

The Court of Appeals reversed because it adopted the mode-of-operation rule, which allows a customer injured due to a condition inherent in the way the store is operated to recover without establishing that the proprietor had actual or constructive knowledge of the dangerous condition. The Court of Appeals remanded the case for determination of the factual question of whether the dangerous condition due to K-Mart’s allowing customers to carry food and drink onto the shopping floor was reasonably foreseeable. If so, the additional question of whether reasonable care had been exercised needed to be determined.

The Court of Appeals acknowledged that Kansas appellate courts had not expressly adopted the mode-of-operation rule. 16 Kan. App. 2d at 721. The Court of Appeals found several Kansas cases which it considered to be not inconsistent with a theory of liability based on the proprietor’s mode of operation. 16 Kan. App. 2d at 721-22 (citing Elrod v. Walls, Inc., 205 Kan. 808, 473 P.2d 12 [1970], and Little v. Butner, 186 Kan. 75, 348 P.2d *7031022 [I960]). And the Court of Appeals expressed the conviction that “the mode-of-operation rule is a natural extension of Little and Elrod.” 16 Kan. App. 2d at 724.

In her brief in the Court of Appeals, Jackson took the position that this mode-of-operation rule already was a part of Kansas slip- and-fall law. She relied primarily on Little.

The governing principles stated in Little are as follows:

“[T]he liability of a proprietor of a business is predicated upon his superior knowledge concerning dangerous conditions and his failure to warn persons present of the risk. With respect to the necessity of proof that the proprietor of a store in which the plaintiff was injured in a fall on an interior floor had notice of the dangerous condition, the cases are divided into two classes: (1) injuries to customers caused by dangerous conditions negligently created or maintained by the proprietor or his servants [citations omitted], and (2) injuries due to dangerous conditions coming about through no active fault of the proprietor and not involving an instrumentality employed by him in the conduct of his business [citations omitted]. Under the former, the condition is one which is traceable to the proprietor’s own act, that is, a condition created by him or under his authority, or is one in which he is shown to have taken action, and proof of notice is unnecessary. Under the latter, where the floor has been made dangerous by the presence of an obstacle which is traceable to persons for whom the proprietor is not responsible, absent a condition created by himself, proof that the proprietor was negligent with respect to the floor condition requires a showing that he had actual notice thereof, or that the condition existed for such a length of time that in the exercise of reasonable care he should have known of it [citations omitted].” 186 Kan. at 81.

Mary Little’s petition alleged that she fell while grocery shopping “because the floor was made slick and slippery by meat samples dropped on the floor after being handed out to patrons, customers and children by a demonstrator carrying on a food demonstration for Rath’s meat products.” 186 Kan. at 77. Little further alleged that the grocery store and Rath had an agreement by which the demonstrator was employed; that the grocery store and Rath were aware of the likelihood that meat samples or parts of them would be dropped, and that the demonstrator was aware that meat products actually were being dropped. 186 Kan. at 77-78. The district court sustained the grocery store’s and Rath’s demurrers to Little’s petition.

On appeal Little argued that, as a business invitee in a grocefy store, she was entitled to assume that the floor was safe to walk *704on and that she could accomplish her shopping without injury. The grocery store and Rath contended that the “mere existence of debris on the floor where customers normally walk or are expected to walk, which was placed there by other customers, does not in and of itself constitute actionable negligence on the part of the proprietor.” 186 Kan. at 81. This court was not convinced by the argument of the grocery store and Rath:

‘The defendants, by their arrangement or agreement to conduct the demonstration, created a condition, the amended petition alleges, whereby they knew or should have known that patrons, customers and children of tender years would drop particles of meat on the floor causing it to become slick and slippery and creating a dangerous condition in that area of the store where the demonstration was being conducted. These allegations, which are admitted by the demurrers, clearly bring the instant case within the first class of cases making proof of notice unnecessary.” 186 Kan. at 82.

This court concluded that the demurrers should not have been sustained. Several questions, including the following, were specified for determination by the trier of fact: “Whether the defendants should have reasonably anticipated that the handing out of meat samples to customers and children in the store would result in meat particles being dropped, making the floor slick, slippery and dangerous for the use of plaintiff and other customers.” 186 Kan. at 82.

In the present case, Jackson argues that the dangerous condition, spilled juice on the floor, existed because K-Mart allowed customers to take food and beverages purchased at the in-store cafeteria to other parts of the store. Therefore, she argues, the dangerous condition is traceable to K-Mart, and proof of actual or constructive notice is not required.

K-Mart argues that Kansas law in this regard, before the Court of Appeals’ decision in the present case, was clear and concise and it is entitled to a judgment as a matter of law. This court’s decisions in Elrod and Little, however, tend to indicate otherwise.

This court has referred to two categories — transitory dangerous conditions traceable to the proprietor or its agents and transitory dangerous conditions not traceable to the proprietor or its agents. There has been considerable latitude in the proximity said to be traceable.

*705For the first category, proof of notice was not required. For the second, a plaintiff was required to show actual or constructive notice.

In Little, the transitory dangerous condition was the presence of meat samples on the store floor. Customers had dropped the meat samples. The proprietor had permitted a representative to offer meat samples to customers. Only in. this attenuated sense was the slippery floor condition created by the proprietor or its agent.

This court placed Little in the first category. In- doing so, it was taking a broader view of the concept of “creating a dangerous condition” than it had expressed in other cases. See, e.g., Magness v. Sidmans Restaurants, Inc., 195 Kan. 30, 402 P.2d 767 (1965) (defendant’s motion for directed verdict granted where ■plaintiff slipped on a pickle on the floor of cafeteria).

In Elrod, a jury returned a verdict in favor of Audrey Elrod and against the grocery store in which she slipped and fell on some produce — lettuce and perhaps a grape — on the floor of the produce aisle. The judgment was affirmed. This court reasoned as follows:

“When greens are sold from open bins on a self-service basis, there is the likelihood that some will fall or be dropped to the floor and if the operator chooses to sell in this way, he must do what is reasonably necessary to protect the customer from the risk of injury that mode of operation is likely to generate.” 205 Kan. at 812.

This court’s language in Elrod is strikingly similar to the following excerpt from Wollerman v. Grand Union Stores, Inc., 47 N.J. 426, 429, 221 A.2d 513 (1966):

“When greens are sold from open bins on a self-service basis, there is the likelihood that some will fall or be dropped to the floor. If the operator chooses to sell in this way, he must do what is reasonably necessary to protect the customer from the risk of injury that mode of operation is likely to generate . . . .”

The New Jersey court went on to say that it is incumbent upon the proprietor to take the reasonably necessary precautions “whether the risk arises from the act of his employee or of someone else he invites to the premises.” 47 N.J. at 429.

The New Jersey court appreciated that its approach did “not square completely with the standard approach to the problem.” *70647 N.J. at 430. For the standard approach, the New Jersey court cited Annot., 61 A.L.R.2d 6. 47 N.J. at 430. The following statement summarizes a related annotation: “It is clear that no liability can attach to the proprietor in this situation where it is not shown that the proprietor had actual or constructive notice of the floor condition so created.” Annot., 61 A.L.R.2d 110, 138. It is further stated:

"[P]roof that the proprietor of a store or similar place of business had constructive notice that a floor within the business premises was dangerous as a result of the presence of an obstacle thereon requires proof that the floor condition existed for such a length of time that the proprietor, in the exercise of ordinary care, should have known of it.” 61 A.L.R.2d at 126.

The New Jersey court departed from the familiar principle of negligence which is stated in the annotation. K-Mart characterizes the mode-of-operation analysis as an “exception” to established principles. K-Mart asserts that “only eight jurisdictions have expressly adopted the ‘mode of operation’ exception.”

We note, however, that the modern status of the traditional principle includes “a broad trend toward liberalizing the rules restricting recovery by one injured on the premises of another.” Annot., 85 A.L.R.3d 1000, 1006. Various ways in which state courts have altered the traditional rule include the following: Where a showing of constructive notice is required, its dependence on proof that the condition had existed for an extended period of time before the fall occurred may be eliminated. 85 A.L.R.3d at 1004; see Strack v. Great Atlantic & Pacific Tea Co., 35 Wis. 2d 51, 150 N.W.2d 361 (1967). Another court held that where liability is alleged to arise from the proprietor’s failure “to inspect, maintain, or police his premises,” the plaintiff was not required to show notice of the specific transitory condition. 85 A.L.R.3d at 1005; see Glover v. Montgomery Ward and Company, 536 P.2d 401 (Okla. App. 1974). Other courts which have eliminated the requirement of proof of notice shift the burden of going forward once the plaintiff has shown the existence of a dangerous transitory condition and the resulting fall. 85 A.L.R.3d at 1005; see Gonzales v. Winn-Dixie Louisiana, Inc., 326 So. 2d 486 (La. 1976). Another approach is to deem the proprietor has constructive notice of the specific condition from a recurring con*707dition or conduct which makes it reasonably probable that a dangerous condition will occur. 85 A.L.R.3d at 1004.

Other courts which have focused on the reasonable foreseeability of a dangerous condition occurring avoid the fiction of requiring notice. In these courts,

“the plaintiff is not required to show such notice where the circumstances are such as to create the reasonable probability that the specific transitory condition would occur, because under such circumstances there is a risk of harm that is, or should be, reasonably foreseeable to the store owner or business proprietor.” 85 A.L.R. 3d at 1004.

Among the cases cited in the annotation as illustrative of this approach are the following: [Rhodes v. El Rancho Markets, 4 Ariz. App. 183, 418 P.2d 613 (1966); Jasko v. Woolworth Co., 177 Colo. 418, 494 P.2d 839 (1972); F.W. Woolworth Co. v. Stokes, 191 So. 2d 411 (Miss. 1966); Wollerman v. Grand Union Stores, Inc., 47 N.J. 426; and Ciminski v. Finn Corp., 13 Wash. App. 815, 537 P.2d 850, rev. denied 86 Wash. 2d 1002 (1975). Several of these cases (or their progeny) are cited in the opinion of the Court of Appeals in the present case.

With regard to this approach, the burgeoning of the self-service method in retail marketing is cited as a significant factor in the evolution of the rule of liability.

“The self-service marketing method has achieved widespread acceptance within the relatively recent past in a variety of commercial enterprises, particularly supermarkets, discount department stores, and restaurants. While the self-service marketing method has economic advantages for the store owner or business proprietor and permits consumers the freedom to browse, examine, and select the merchandise that they desire, certain problems are inherent in the method which are infrequently encountered under traditional merchandising methods that involve individual customer assistance. For example, customers are often not as careful in handling merchandise as are employees; merchandise may be spilled, dropped, and left on the floor as a result of customer carelessness, or because customer attention is directed toward displayed merchandise and the customer is unaware of the spilled or dropped merchandise; and spilled or dropped merchandise may not immediately come to the attention of employees whose job it is to clean the spills or return the merchandise to display shelves or racks. For a recognition that the self-service marketing method is apparently one of the factors leading to the large number of falls in supermarkets, see the note ‘Supermarket Liability: Problems in Proving the Slip-and-Fall Case in Florida,’ at 18 U. Fla. L. Rev. 400, 455 (1965).
*708“It is suggested that by eliminating in certain self-service marketing situations the requirement that the plaintiff in a slip-and-fall case prove that the store owner or business proprietor had actual or constructive knowledge of the transitory condition allegedly causing the plaintiff’s fall, the courts are recognizing, either explicitly or implicitly, that by utilizing the self-service marketing method the store owner or business proprietor is himself creating the dangerous condition, and that therefore the owner or proprietor is deemed to have actual notice .of the condition, so that no proof of notice by the plaintiff is necessary.” 85 A.L.R.3d at 1004 n.15.

This court, in Elrod, used language which had been penned by the New Jersey court in describing the circumstances and drawing policy reasons for removing the slip-and-fall victim’s burden of proving notice. This court, however, did not eliminate the necessity of proof of notice: “We must conclude that there was sufficient evidence to go to the jury on the question of constructive notice and also on the question of whether the proprietor exercised due care in the maintenance of the produce aisle.” 205 Kan. at 813. In Elrod, the court adhered to the rule expressed in Little that the victim must show either that the proprietor had actual notice of the floor condition or that it . had existed long enough that the proprietor would be deemed to have notice. Little, 186 Kan. at 81.

In its opinion in the present case, the Court of Appeals observed that in Elrod this “court stopped short of adopting the mode-of-operation rule.” 16 Kan. App. 2d at 721. It expressed the view that the “Kansas case most consistent with recognizing a theory of liability based on the proprietor’s mode of operation is Little.” 16 Kan. App. 2d at 722.

It also expressed its conviction that the mode-of-operation rule is a natural extension of Little and Elrod. 16 Kan. App. 2d at 724. The Court of Appeals concluded that the rationale of the mode-of-operation cases was persuasive. We agree. In arriving at this conclusion, the Court of Appeals relied on the factually similar case of Tom v. S.S. Kresge Co., Inc., 130 Ariz. 30, 633 P.2d 439 (Ct. App. 1981). There, the Arizona Court of Appeals reversed the trial court’s entry of summary judgment in favor of Kresge and remanded for trial. Mae Tom slipped and fell on liquid, surmised to be a soft drink, spilled on the floor of a dry goods section of the department store. There was no evidence as to how the liquid was spilled or who spilled it. Soft drinks *709were sold in the store, and their consumption was not restricted to certain areas in the store. Because customers could carry the drinks through the store, spills were “easily foreseeable.” 130 Ariz. at 33.

The Tom decision represents an extension by the Arizona courts of the mode-of-operation rule which had been adopted, in reliance on the New Jersey case, Wollerman, for self-service food markets. The Tom court announced: “We now hold that the mode of operation rule provides a basis upon which a jury could infer negligence on the part of a proprietor, such as appellee [Kresge], who sells soft drinks that patrons may carry around the premises while shopping.” 130 Ariz. at 32.

In distinguishing a case in which it had declined to apply the mode-of-operation rule, the Arizona court noted that the key to its application “is the reasonable anticipation of patrons’ carelessness under the circumstances.” 130 Ariz. at 32.

In its opinion, the Court of Appeals quoted at length from another Arizona case, Chiara v. Fry’s Food Stores of Arizona, Inc., 152 Ariz. 398, 733 P.2d 283 (1987), as to the reasons for developing and adopting the mode-of-operation rule:

“ ‘THE MODE-OF-OPERATION RULE
“ ‘Courts in Arizona and in other jurisdictions have mitigated this seeming inequity by developing the “mode-of-operation” rule. The “mode-of-operation” rule looks to a business’s choice of a particular mode of operation and not events surrounding the plaintiff’s accident. Under the rule, the plaintiff is not required to prove notice if the proprietor could reasonably anticipate that hazardous conditions would regularly arise. [Citations omitted.] In other words, a third person’s independent negligence is no longer the source of liability, and the plaintiff is freed from the burden of discovering and proving a third person’s actions. A plaintiff’s proof of a particular mode-of-operation simply substitutes for the traditional elements of a prima facie case — the existence of a dangerous condition and notice of a dangerous condition. This is neither a new nor radical principle. We have recognized, in other contexts, a businessman’s duty to anticipate the hazardous acts of others likely to occur on his property, e.g., Chernov v. St. Luke’s Hospital Medical Center, 123 Ariz. 521, 522-23, 601 P.2d 284, 285-86 (1979) (hospital not entitled to summary judgment when plaintiff alleged that accident in hospital parking lot was produced by hospital’s improper maintenance of traffic control signals); see also Restatement (Second) of Torts § 344 (“A possessor of land who holds it open to the public for entry for his business purposes is subject to liability to members of the public while they are upon the land for such a purpose, for physical harm caused by the accidental, *710negligent, or intentionally harmful acts of third persons . . . , and by the failure of the possessor to exercise reasonable care to [protect the public]”).’ Chiara, 152 Ariz. at 400.” 16 Kan. App. 2d at 723-24.

K-Mart contends that the adoption of the mode-of-operation rule would “transform such business operators into insurers of the safety of their premises.” We do not agree. The mode-of-operation rule is a limited exception and does not abrogate the general rule. The limited application of the rule was addressed in Chiara:

“The mode-of-operation rule is of limited application because nearly every business enterprise produces some risk of customer interference. If the mode-of-operation rule applied whenever customer interference was conceivable, the rule would engulf the remainder of negligence law. A plaintiff could get to the jury in most cases simply by presenting proof that a store’s customer could have conceivably produced the hazardous condition.” 152 Ariz. at 400-01.

A proprietor would not be liable for a dangerous condition on his premises caused by a third party absent actual or constructive notice of the condition, except where, based on the mode of operation, the proprietor could reasonably foresee that the dangerous condition would regularly occur.

K-Mart attempts to shift the focus to where the avocado juice was purchased. The application of the mode-of-operation rule is not dependent upon where the juice was purchased. K-Mart cites no authority, nor are we aware of any, that limits the application of the rule to conditions caused by a product purchased on the premises. Where the avocado juice was purchased is not relevant. The mode-of-operation rule focuses primarily on the proprietor’s mode of operating the business rather than the events surrounding plaintiff’s injury.

The Court of Appeals described the mode-of-operation rule as

“generally allow[ing] a plaintiff to recover without showing the proprietor’s actual or constructive knowledge of the condition if the plaintiff shows the proprietor adopted a mode of operation where a patron’s carelessness should be anticipated and the proprietor fails to use reasonable measures commensurate with the risk involved to discover the condition and remove it.” 16 Kan. App. 2d at 723.

We agree with the Court of Appeals’ reasoning and decision adopting the mode-of-operation rule. Applying this rule to the present case, two questions of fact remain to be determined: *711whether K-Mart could reasonably foresee that customers would regularly spill beverages on the floor and, if so, whether K-Mart failed to exercise reasonable care under the circumstances. Thus, the granting of summary judgment was improper.

The judgment of the Court of Appeals reversing the district court and remanding for trial is affirmed. The judgment of the district court is reversed and the case is remanded for trial.

Lockett and Abbott, JJ., not participating.

Adrian J. Allen and Michael J. Malone, district judges, assigned.

5.4.1.2.6.3 Delgado v. Trax Bar & Grill ("The Showdown Case") 5.4.1.2.6.3 Delgado v. Trax Bar & Grill ("The Showdown Case")

Did the defendant have a duty to provide security guards? Is that why the plaintiff wins?

[No. S117287.

June 30, 2005.]

MICHAEL WOLLERY DELGADO, Plaintiff and Appellant, v. TRAX BAR & GRILL, Defendant and Appellant.

*228Counsel

Law Offices of Eric G. Young, Eric G. Young; Ringhoff & Toledo, Stephen J. Ringhoff, Theressa Y. Toledo; Law Offices of Frank J. Christy, Jr., and Frank J. Christy, Jr., for Plaintiff and Appellant.

Hollingshead, Nardine, Bennett & Smith, Hollingshead, Bennett & Smith, David H. Bennett; Fatouhi • Epps • Hilger • Gilroy and Shahab E. Fotouhi for Defendant and Appellant.

Debra J. La Fetra for Pacific Legal Foundation as Amicus Curiae on behalf of Defendant and Appellant.

*229Opinion

GEORGE, C. J.

It is established that business proprietors such as shopping centers, restaurants, and bars owe a duty to their patrons to maintain their premises in a reasonably safe condition, and that this duty includes an obligation to undertake “reasonable steps to secure common areas against foreseeable criminal acts of third parties that are likely to occur in the absence of such precautionary measures.” (Ann M. v. Pacific Plaza Shopping Center (1993) 6 Cal.4th 666, 674 [25 Cal.Rptr.2d 137, 863 P.2d 207] (Ann M.); see also Taylor v. Centennial Bowl, Inc. (1966) 65 Cal.2d 114, 121 [52 Cal.Rptr. 561, 416 P.2d 793] (Taylor), and cases cited.)

We granted review to address a related issue that has divided the Courts of Appeal. In Mata v. Mata (2003) 105 Cal.App.4th 1121 [130 Cal.Rptr.2d 141] (Mata), the appellate court, reversing an order granting summary judgment, held that when a bar proprietor voluntarily employs a guard on its premises, the proprietor has “assumed’ a “duty to protecf’ its patrons from criminal assault “and therefore the issue of foreseeability becomes irrelevant.” (Id., at p. 1128, italics added.) In the present case, which similarly concerns a bar at which guards (or “bouncers”) were employed, the appellate court expressly disagreed with Mata, finding no duty owed and reversing a jury verdict for plaintiff, a bar patron who was injured in a criminal attack by another patron and his companions.

As we shall explain, although we agree with the Court of Appeal’s criticism of the broad language of Mata, supra, 105 Cal.App.4th 1121, quoted ante, we nonetheless disagree with that court’s conclusion that the proprietor in this case could not properly be held liable for the injury to its patron under the circumstances presented here. Accordingly, we conclude that the judgment rendered by the Court of Appeal, reversing the trial court’s judgment in favor of plaintiff, must be reversed.

I

This case arises out of a criminal assault that took place in the parking lot of defendant Trax Bar & Grill (the bar or defendant) in Turlock, California. The evidence adduced at trial, viewed in the light most favorable to the judgment (see 9 Witkin, Cal. Procedure (4th ed. 1997) Appeal, § 359, pp. 408-410, and cases cited), is summarized below.

*230On weekend nights in 1998, the bar employed two persons variously referred to throughout the trial as “security people,” “security guards,” or “bouncers.”1 One guard was stationed on a stool outside the bar, in the bar’s parking lot. The second guard, Jason Nichols, was stationed inside the bar.

The bar manager testified that the guards were large and “good strong [men]” whom the manager “thought. . . would do a good job.” He explained that he provided the guards with the T-shirts they wore (bearing the words “Trax Security” or “Security” on the back) and instructed them to (i) patrol the parking lot outside the bar to ensure that persons did not congregate or consume intoxicating beverages there, (ii) check identifications in order to keep out underage patrons, (iii) count those who entered so that occupancy did not exceed 150 persons, and (iv) not physically intervene in any altercation or attack, but instead telephone “911.” In response to a specific question by plaintiff’s counsel concerning whether the bar “had any responsibility for the safety of [its] customers in the parking lot,” the manager replied, “[t]o a certain point, yeah, to see that they got to their car.”

The bar manager explained that the local police had recommended the no-physical-intervention policy, but he conceded on recross-examination that the police could take up to 20 minutes to respond. The manager explained that one purpose of the policy was to protect the bar’s own guards, who were not trained in crowd control, from injury.

The bar manager acknowledged that at times the bar’s guards ignored the no-physical-intervention policy and personally interceded in fights between patrons, and that when the guards did so they were not disciplined for a violation of procedure. Indeed, a former guard at the Trax bar, John White (who left employment at the bar approximately one month prior to the incident here at issue), testified as an expert (on behalf of plaintiff) that the custom and practice of guards at local bars generally, and his own custom at the Trax bar, was to treat the safety of patrons as a “top priority,” and to actively and physically intervene in attacks (whether inside the bar or in an adjacent parking lot) rather than simply to telephone 911. Finally, White testified that prior to terminating his employment at the Trax bar, he advised the manager that security was inadequate on busy nights.

Plaintiff Michael Wollery Delgado and his wife Dinette Douise Wollery Delgado arrived at the Trax bar approximately 10:00 to 10:30 on a Saturday night in November 1998. Plaintiff, who stood six feet one inch tall and weighed 230 pounds, had consumed two beers earlier in the evening. After *231entering the bar, and over the course of the following 60 to 90 minutes, he consumed one more beer. During this time another patron, Jacob Joseph (whom plaintiff did not know), and Joseph’s three or four companions, stared at plaintiff on numerous occasions, and plaintiff stared back at the group. There was no verbal or physical interaction between plaintiff and Joseph or his companions at that time.

Prior to midnight plaintiff had become uncomfortable as a result of the continued staring and decided to leave. Although somewhat inconsistent testimony was presented to the jury concerning the events that immediately ensued leading to plaintiff’s injuries, the jury could have found from the evidence the following: (1) plaintiff’s wife approached Nichols (the interior guard) and expressed concern that “there was going to be a fight”;2 (2) Nichols himself then observed the hostile stares between plaintiff and Joseph and his companions and concluded that a fight was imminent;3 (3) Nichols determined that, under the circumstances, it would be best to ask plaintiff and his wife to leave, and Nichols made that request;4 (4) plaintiff and his wife thereafter left the bar, but Nichols did not escort them to their car in the parking lot;5 (5) when plaintiff and his wife began to walk through the parking lot toward their car, which was parked approximately 40 feet from the bar door, the guard who earlier had been posted outside no longer was present, but 12 to 20 men were “standing” in the parking lot; (6) this situation was contrary to the bar’s policy of dispersing such gatherings; and (7) Joseph and his companions followed plaintiff into the parking lot and accosted him, and the other persons who were in the parking lot joined with Joseph in the assault.6

*232Immediately after the attack, or perhaps during the course of it, the other security guard telephoned 911 to seek police assistance. The police arrested Joseph at the scene, and he subsequently was convicted of felony assault upon a plea of no contest. Plaintiff suffered a fractured skull and a subdural hematoma, was hospitalized for 16 days, and subsequently experienced adverse personality changes as well as chronic headaches.

Plaintiff filed a personal injury suit against Trax Bar and Grill, Southern Pacific Transportation Company (the landlord), and Joseph; plaintiff’s wife sued the same parties for loss of consortium. At the outset of the trial plaintiff’s wife dismissed her suit, and plaintiff dismissed the landlord as a defendant. Thereafter, following opening statements, the parties stipulated that Joseph had been convicted of a felony, had filed for bankruptcy protection, and no longer was a party to the case.

Trial continued against the Trax bar only, on a premises liability theory. The jury was instructed pursuant to BAJI No. 3.11,* *****7 concerning foreseeability and negligence; BAJI No. 3.13.1,8 concerning the duty to anticipate criminal conduct of a third person; and BAJI No. 8.23,9 concerning the duty of care *233owed by the proprietor of a business.10 By a vote of nine to three the jury returned a special verdict finding that (i) defendant was negligent; (ii) defendant’s negligence was a substantial factor causing plaintiff’s injuries; and (iii) defendant was 100 percent at fault. The jury awarded economic damages of $81,391.61 (exactly $20,000 more than the amount of the medical expenses that the parties stipulated were incurred by plaintiff as a result of the physical injuries inflicted in the attack) and nothing for noneconomic damages (that is, nothing for pain and suffering). Judgment was entered accordingly. Defendant moved for a new trial, asserting that it owed no duty to protect plaintiff from assault, and that there was insufficient evidence of breach and causation. The trial court denied the motion.

Defendant appealed, contending that because there was no evidence of prior similar criminal assaults either on its premises or in the vicinity, the assault upon plaintiff was unforeseeable as a matter of law, and that as a consequence it owed no duty to provide a security guard and thus could not be held liable for plaintiff’s injuries.* 11 Plaintiff responded to this argument by asserting that defendant owed him a duty of care “because of the special relationship created by the hiring of security guards,” and that in any event defendant had a duty to protect plaintiff once plaintiff’s wife provided defendant with notice of the “potential problem prior to its occurrence.”

While the appeal was pending, the First District Court of Appeal, Division Four, issued its opinion in Mata, supra, 105 Cal.App.4th 1121. In that case (further described post, at pp. 247-248), a bar proprietor employed a guard, and while the guard was on a break a customer, after being told to leave by the proprietor, walked outside and fired gunshots through the front door of the bar, killing one person and wounding others. (105 Cal.App.4th at pp. 1125-1127.) The patron’s survivors sued the proprietor on a premises liability theory. The Court of Appeal in Mata concluded that the suit should *234not be resolved in favor of the defendant proprietor on summary judgment, but instead should proceed to trial. (Id., at pp. 1129-1130.) In reaching that determination, the Court of Appeal reasoned that because the proprietor “employed a security guard . . . , and that guard was on duty” when the criminal assault and murder occurred, “[t]he duty to protect had already been assumed and therefore the issue of foreseeability becomes irrelevant.” (Id., at p. 1128; see also id., at p. 1129.)

The Court of Appeal below, responding to Mata, supra, 105 Cal.App.4th 1121, expressly disagreed with the proposition that merely because a bar proprietor employs guards or implements other similar measures, it thereby “assumes” a duty to protect its patrons while they are on the premises. The Court of Appeal below further disagreed with Mata’s conclusion that such an assumed duty renders the issue of foreseeability “irrelevant.” Instead, the Court of Appeal held that “genuine foreseeability” of the “particular criminal conduct” involved—here, an attack by up to five men, followed immediately by an attack by 12 to 20 additional men—was required in order to impose a legal duty of care upon defendant. Proceeding to apply that test, the Court of Appeal concluded that although there was evidence establishing that prior fights had erupted in the Trax bar parking lot, there was no evidence of any previous “coordinated gang attack” by “a large group of assailants lying in wait in the parking lot.” Having found no evidence of any prior similar criminal incident that would have put defendant on notice that such an occurrence reasonably might be anticipated, the Court of Appeal concluded that the attack upon plaintiff was unforeseeable and that defendant owed no duty to employ guards to protect plaintiff.

The Court of Appeal’s opinion acknowledged (i) Nichols’s testimony that plaintiff’s wife told Nichols of an impending fight involving her husband, and (ii) Joseph’s testimony to the effect that those who ultimately assisted in the attack upon plaintiff had been, in the lower court’s words, “visible and loitering in the parking lot as a group, contrary to [defendant’s] acknowledged policy of dispersing such gatherings.” The Court of Appeal, however, dismissed this evidence as “insufficient to establish a duty on the part of [defendant] to prevent or intervene in” the assault upon plaintiff. Accordingly, the Court of Appeal reversed the judgment in favor of plaintiff.

We granted review to address and resolve the conflict in these decisions of the First District and Fifth District Courts of Appeal.

II

Although “[a]s a general principle, a ‘defendant owes a duty of care to all persons who are foreseeably endangered by his conduct, with respect to all *235risks which make the conduct unreasonably dangerous’ ” (Tarasoff v. Regents of University of California (1976) 17 Cal.3d 425, 434—435 [131 Cal.Rptr. 14, 551 P.2d 334] (Tarasoff); see generally Civ. Code, § 1714; Lugtu v. California Highway Patrol (2001) 26 Cal.4th 703, 716 [110 Cal.Rptr.2d 528, 28 P.3d 249], and authorities cited), it also is well established that, as a general matter, there is no duty to act to protect others from the conduct of third parties. (Tarasoff, supra, 17 Cal.3d 425, 435; see also Paz v. State of California (2000) 22 Cal.4th 550, 558 [93 Cal.Rptr.2d 703, 994 P.2d 975] (Paz); Williams v. State of California (1983) 34 Cal.3d 18, 23 [192 Cal.Rptr. 233, 664 P.2d 137] {Williams); Rest.2d Torts, § 314.)12 But as explained, post, courts have recognized exceptions to the general no-duty-to-protect rule, one of which—the “special relationship” doctrine—is dispositive in this case.13

A defendant may owe an affirmative duty to protect another from the conduct of third parties if he or she has a “special relationship” with the other person. (See 6 Witkin, Summary of Cal. Law (9th ed. 1988) Torts, §§ 858-866, pp. 220-233; 2 Dobbs, The Law of Torts (2001) §§ 317, 322-332 (Dobbs on Torts).) Courts have found such a special relationship in cases involving the relationship between business proprietors such as shopping centers, restaurants, and bars, and their tenants, patrons, or invitees. Accordingly, in Ann M., we recognized as “well established” the proposition that a proprietor’s “general duty of maintenance, which is owed to tenants and patrons, . . . include[s] the duty to take reasonable steps to secure common areas against foreseeable criminal acts of third parties that are likely to occur in the absence of such precautionary measures.” (Ann M., supra, 6 Cal.4th 666, 674, italics added; see also Kentucky Fried Chicken of Cal., Inc. v. Superior Court (1997) 14 Cal.4th 814, 819, & 823-824 [59 Cal.Rptr.2d 756, 927 P2d 1260] (Kentucky Fried Chicken) [proprietor who has reason to believe, from observation or experience, that the conduct of *236another endangers an invitee has a duty to take reasonable steps to protect the invitee]; Peterson v. San Francisco Community College Dist. (1984) 36 Cal.3d 799, 806 [205 Cal.Rptr. 842, 685 P.2d 1193] [a special relationship exists between “a possessor of land and members of the public who enter in response to the landowner’s invitation”]; Taylor, supra, 65 Cal.2d 114, 121 [a business proprietor has a “duty to take affirmative action to control the wrongful acts of third persons which threaten invitees where the [proprietor] has reasonable cause to anticipate such acts and the probability of injury resulting therefrom”; further described post, at p. 241]; Rest.2d Torts, § 344.)14

A. The special-relationship-based duty to provide security guards

In a series of cases we have addressed the narrow question of when the scope of a proprietor’s special-relationship-based duty to patrons or invitees properly can be found to include a duty to provide security guards.

In Isaacs v. Huntington Memorial Hospital (1985) 38 Cal.3d 112 [211 Cal.Rptr. 356, 695 P.2d 653] (Isaacs), we suggested that a proprietor (there, a hospital) might have a duty to provide guards to protect patrons and invitees (in that case, a physician who practiced at the hospital) from criminal attacks by third parties upon the premises, so long as such an attack was reasonably foreseeable “in light of all the circumstances.” (Id., at pp. 126-129.) This formulation left open the possibility that a proprietor might have a duty to provide guards to protect against third party conduct, even in the absence of prior similar conduct putting the proprietor on notice of the need to protect against such conduct.

In Ann M., supra, 6 Cal.4th 666, we expressly retreated from the open-ended formulation set forth in Isaacs. In Ann M. the plaintiff, an employee who worked at a business located in a shopping center, was raped during business hours by a person who entered her place of employment. In *237asserting premises liability against the defendant shopping center, the plaintiff alleged that the defendant’s duty to maintain common areas in a reasonably safe condition included an obligation to provide guards in those areas. On the facts there presented, we concluded that the scope of the proprietor’s duty did not include an obligation to provide such guards, and held that the trial court properly had granted summary judgment for the defendant.

We began our discussion in Ann M. by noting several basic legal propositions relating to the question of duty. We observed that the existence of a legal duty is a question of law for the court to determine (Ann M., supra, 6 Cal.4th at p. 674), that foreseeability is a “crucial factor” in determining the existence and scope of a legal duty (id., at p. 676),15 and that “[fjoreseeability, when analyzed to determine the existence or scope of a duty, is a question of law to be decided by the court” (Ann M., at p. 678). We also acknowledged the “well established” rule that commercial proprietors (because they generally stand in a special relationship with their tenants, patrons, or invitees) are required to “maintain land in their possession and control in a reasonably safe condition” and that this general duty includes taking “reasonable steps to secure common areas against foreseeable criminal acts of third parties that are likely to occur in the absence of such precautionary measures.” (Ann M., at p. 674, and cases cited.)

Explicating the proper approach to foreseeability analysis in relation to a business proprietor’s duty to provide protection for patrons and invitees from third party crime, we stated in Ann M.: “[B]efore and after our decision in Isaacs, we have recognized that the scope of the duty is determined in part by balancing the foreseeability of the harm against the burden of the duty to be imposed. (Isaacs, supra, 38 Cal.3d at p. 125.) ‘ “[I]n cases where the burden of preventing future harm is great, a high degree of foreseeability may be *238required. [Citation.] On the other hand, in cases where there are strong policy reasons for preventing the harm, or the harm can be prevented by simple means, a lesser degree of foreseeability may be required.” [Citation.]’ [Citation.] Or, as one appellate court has accurately explained, duty in such circumstances is determined by a balancing of ‘foreseeability’ of the criminal acts against the ‘burdensomeness, vagueness, and efficacy’ of the proposed security measures. (Gomez v. Ticor [(1983)] 145 Cal.App.3d [622,] 631 [193 Cal.Rptr. 600].)” (Ann M., supra, 6 Cal.4th at pp. 678-679.)

Turning to the plaintiff’s specific claim that the proprietor’s duty to reasonably secure the premises against foreseeable criminal acts of third parties included, in the circumstances there presented, a legal obligation to provide guards, we stated in Ann M. that although “there may be circumstances where the hiring of security guards will be required to satisfy a landowner’s duty of care, such action will rarely, if ever, be found to be a ‘minimal burden.’ The monetary costs of security guards is not insignificant. Moreover, the obligation to provide patrols adequate to deter criminal conduct is not well defined. ‘No one really knows why people commit crime, hence no one really knows what is “adequate” deterrence in any given situation.’ [Citation.] Finally, the social costs of imposing a duty on landowners to hire private police forces are also not insignificant. [Citation.] For these reasons, we conclude that a high degree of foreseeability is required in order to find that the scope of a landlord’s duty of care includes the hiring of security guards. We further conclude that the requisite degree of foreseeability rarely, if ever, can be proven in the absence of prior similar incidents of violent crime on the landowner’s premises.[16] To hold otherwise would be to impose an unfair burden upon landlords and, in effect, would force landlords to become the insurers of public safety, contrary to well-established policy in this state. [Citations].” (Ann M., supra, 6 Cal.4th 666, 678-679, italics added.)17

Thereafter, in Sharon P., supra, 21 Cal.4th 1181, we further elaborated upon the principles set forth in Ann M. In Sharon P, the plaintiff was *239assaulted and raped shortly after parting her car in a dimly lighted garage located beneath the building in which she was employed. Although there had been recent robberies in a nearby bank, and assorted other crimes within a 50-block area surrounding the underground parting garage, there was no evidence of the occurrence of crimes similar to the assault upon the plaintiff in or near the parting garage—and indeed, no evidence of any crimes in the parting garage during the previous 10 years. After the plaintiff sued the owners and operators of the parting garage, the trial court granted the defendants’ motion for summary judgment. (Sharon P., at pp. 1185-1187.) The Court of Appeal, in a divided opinion, reversed on the basis that commercial underground parking structures are “inherently dangerous” and, notwithstanding the absence of prior similar incidents of assaults in or near the parting garage, a jury should be allowed to determine whether the defendant’s duty to provide reasonable security included an obligation to provide guards or other similar measures. (Id., at pp. 1187-1188.)18

We granted review in Sharon P. and ultimately reversed the Court of Appeal’s decision in that case. We found the evidence of prior crimes insufficiently similar to the violent assault upon the plaintiff to “establish a high degree of foreseeability that would justify . . . imposition of ... an obligation” on the defendants’ part “to provide security guards in their garage.” (Sharon P., supra, 21 Cal.4th at p. 1191; see also id., at p. 1195.) We also rejected, as legally unsupported and contrary to sound public policy, the Court of Appeal’s conclusion that underground parting facilities are, as a matter of law, “inherently dangerous,” and hence that those who own or control them must provide guards. (Id., at pp. 1191-1195.) Finally, we addressed the plaintiff’s contention that the defendants had an obligation to undertake other, assertedly less burdensome security measures, such as ensuring that the garage was brightly lighted and clean, activating and monitoring previously installed security cameras, and requiring existing personnel to walk periodically through the garage. (Id., at pp. 1195-1199.) We questioned whether such other measures, in reality, would be significantly less burdensome than the hiring of guards (id., at pp. 1196-1197), and applied the heightened foreseeability test: “[A]bsent any prior similar incidents or other indications of a reasonably foreseeable risk of violent criminal assaults in that location,[19] *240we cannot conclude defendants were required to secure the area against such crime.” (Sharon P., at p. 1199.)20

In summary, as explained in Ann M., supra, 6 Cal.4th 666, and Sharon P., supra, 21 Cal.4th 1181, only when “heightened” foreseeability of third party criminal activity on the premises exists—shown by prior similar incidents or other indications of a reasonably foreseeable risk of violent criminal assaults in that location—does the scope of a business proprietor’s special-relationship-based duty include an obligation to provide guards to protect the safety of patrons. (Ann M., supra, 6 Cal.4th at p. 679 & fn. 7; Sharon P., supra, 21 Cal.4th at pp. 1190-1191, 1197-1198.)21

B. Other special-relationship-based duties

Even when proprietors such as those described, ante, have no duty under Ann M. and Sharon P. to provide a security guard or undertake other similarly burdensome preventative measures, the proprietor is not necessarily insulated from liability under the special relationship doctrine. A proprietor that has no duty under Ann M. and Sharon P. to hire a security guard or to *241undertake other similarly burdensome preventative measures still owes a duty of due care to a patron or invitee by virtue of the special relationship, and there are circumstances (apart from the failure to provide a security guard or undertake other similarly burdensome preventative measures) that may give rise to liability based upon the proprietor’s special relationship.

For example, it long has been recognized that restaurant proprietors have a special-relationship-based duty to undertake relatively simple measures such as providing “assistance [to] their customers who become ill or need medical attention and that they are liable if they fail to act.” (Breaux v. Gino's, Inc. (1984) 153 Cal.App.3d 379, 382 [200 Cal.Rptr. 260]; see generally Rest.2d Torts, § 314A.) Similarly, a restaurant or bar proprietor also has a duty to warn patrons of known dangers (see Rest.2d Torts, § 344) and, in circumstances in which a warning alone is insufficient, has a duty to take other reasonable and appropriate measures to protect patrons or invitees from imminent or “ongoing” criminal conduct. (Kentucky Fried Chicken, supra, 14 Cal.4th 814, 823.) Such measures may include telephoning the police or 911 for assistance (e.g., Johnston v. Fontana (La.Ct.App. 1997) 610 So.2d 1119, 1121-1122 [duty of bar proprietor]), or protecting patrons or invitees from an imminent and known peril lurking in a parking lot by providing an escort by existing security personnel to a car in that parking lot. (Taylor, supra, 65 Cal.2d 114, 121-125 [duty of bar proprietor]; see generally BAJI No. 8.23, quoted ante, at fn. 9, under which the jury in this case was instructed.) Moreover, as especially relevant to the present case, California decisions long have recognized, under the special relationship doctrine, that a proprietor who serves intoxicating drinks to customers for consumption on the premises must “exercis[e] reasonable care to protect his patrons from injury at the hands of fellow guests” {Saatzer v. Smith (1981) 122 Cal.App.3d 512, 518 [176 Cal.Rptr. 68] {Saatzer)), and that such a duty “ ‘arises . . . when one or more of the following circumstances exists: (1) A tavern keeper allowed a person on the premises who has a known propensity for fighting; (2) the tavern keeper allowed a person to remain on the premises whose conduct had become obstreperous and aggressive to such a degree the tavern keeper knew or ought to have known he endangered others; (3) the tavern keeper had been warned of danger from an obstreperous patron and failed to take suitable measures for the protection of others; (4) the tavern keeper failed to stop a fight as soon as possible after it started; (5) the tavern keeper failed to provide a staff adequate to police the premises[22] and (6) the tavern keeper tolerated disorderly conditions [citations].’ ” {Saatzer, supra, 122 Cal.App.3d at p. 518; see also Slawinski v. Mocettini (1963) 217 Cal.App.2d 192, 196 [31 Cal.Rptr. 613], and authorities cited.)

*242 Taylor, supra, 65 Cal.2d 114, illustrates how these principles are applied. In that case the plaintiff, a female bar patron, twice was offensively propositioned by a male patron. Although the plaintiff rebuffed the male patron’s advances, she testified she felt she had no reason to fear him. (Id., at p. 118.) The bar employed a bouncer, who observed and overheard these encounters. Later, as the plaintiff prepared to leave when the bar was closing, the bouncer warned her not to “ ‘go outside because that goofball is out there.’ ” (Ibid.) The plaintiff replied that it was late and that she needed to depart for home so she later could go to work. The bouncer then walked the plaintiff to the bar door but did not escort her to her car in the parking lot. Upon arriving at her car in the lot, the plaintiff was attacked by the male bar patron and severely injured. The plaintiff sued the bar, claiming it was negligent in failing to provide her with adequate protection from a known danger of imminent criminal assault. After presentation of the evidence, the trial court issued a directed verdict for the bar. This court reversed, concluding from the evidence that the defendant’s bouncer “must have been apprised of the potential danger to plaintiff of assault by ‘the goofball’ that the bouncer’s warning did not adequately apprise the plaintiff of the imminent danger she faced and she had a right to depart from the bar when she elected to do so; and that the bouncer “could have easily protected her from the danger he apparently anticipated by simply accompanying [the] plaintiff to her car.” (Id., at pp. 123-124.) Accordingly, we held, it was a question for the jury whether the bouncer’s “mere admonition not to enter the parking lot because ‘that goofball is out there’ ” satisfied the defendant’s special-relationship-based duty to the plaintiff. (Id., at p. 124.)

III

We now apply to the case before us the principles discussed above. We shall conclude, contrary to the Court of Appeal below, that defendant owed a duty to plaintiff pursuant to the special relationship doctrine. Prior to doing so, however, we first address a preliminary point advocated by defendant.

A. Is “heightenedforeseeability” always required when a plaintiff seeks to impose a special-relationship-based duty upon a proprietor?

Defendant, supported by an amicus curiae on its behalf, asserts that a showing of heightened foreseeability as defined by Ann M. and its progeny always is required when a plaintiff seeks to impose special-relationship-based liability upon a proprietor related to the criminal conduct of a third party. In support, defendant and amicus curiae rely upon Hassoon v. Shamieh (2001) 89 Cal.App.4th 1191 [107 Cal.Rptr.2d 658] (Hassoon).

*243In Hassoon a customer, the plaintiff, was inside a grocery store at night when he and the store’s employee noticed a man—known to be a drug dealer—being beaten on the sidewalk by a group of fellow drug dealers. The store’s employee rescued the victim and brought him inside while the attackers remained outside. Soon thereafter shots were fired into the store, injuring the customer, who subsequently sued the proprietors and the employee, claiming that the proprietors’ employee acted negligently in rescuing the victim and thereby exposing the customer to the ensuing gunshots fired from outside the store. (Hassoon, supra, 89 Cal.App.4th at pp. 1193-1194.)

Clearly, the facts in Hassoon did not implicate a proprietor’s possible obligation to provide guards or take other similarly burdensome action designed to prevent future crime, but instead concerned only a proprietor’s asserted duty to refrain from rescuing a crime victim in the face of unfolding criminal activity on or near the premises and from thereby putting the customer in danger. Nevertheless, in affirming summary judgment in favor of the defendants on three separate grounds,23 the Court of Appeal in Hassoon broadly stated as its first ground that “the absence of proof of prior similar incidents at defendants’ place of business is fatal to a successful damages claim in tort” and “means the shooting was not foreseeable.” (Hassoon, supra, 89 Cal.App.4th at p. 1195.) In addition, the Court of Appeal asserted that “the requirement of ‘prior similar incidents’ is ... a factual precondition to premises liability.” (Id., at p. 1196.)

This aspect of the decision in Hassoon—and the similarly broad position advanced by defendant and amicus curiae on its behalf, as well as by the dissenting opinions in this case—is facially inconsistent with our decisions in Ann M., supra, 6 Cal.4th 666, and its progeny, all of which, when articulating and applying the heightened foreseeability doctrine, expressly reaffirm the sliding-scale balancing formula articulated prior to and in our decision in Isaacs, supra, 38 Cal.3d 112, 125, under which we have recognized that, as a general matter, imposition of a high burden requires heightened foreseeability, but a minimal burden may be imposed upon a showing of a lesser degree of foreseeability. (See ante, at p. 237, quoting Ann M., supra, 6 Cal.4th at pp. 678-679, which in turn quoted and followed both Isaacs, supra, 38 Cal.3d 112, 125, and Gomez v. Ticor, supra, 145 Cal.App.3d 622, 631; Sharon P., supra, 21 Cal.4th at p. 1195 [same]; Wiener, supra, 32 Cal.4th at pp. 1146-1147 [same; described ante, at fn. 20]; see also Kentucky Fried Chicken, supra, 14 Cal.4th 814, 819.)24

*244Accordingly, to the extent Hassoon v. Shamieh, supra, 89 Cal.App.4th 1191, 1195, suggests that a showing of heightened foreseeability is required in all premises liability cases—regardless of the extent of the burden sought to be imposed upon the defendant—that aspect of Hassoon is disapproved.

B. Special-relationship analysis

Turning to the application of the special relationship doctrine in the case before us, it is undisputed that defendant, a bar proprietor, stood in a special relationship with plaintiff, its patron and invitee, and hence owed a duty to undertake “reasonable steps to secure common areas against foreseeable criminal acts of third parties that [were] likely to occur in the absence of such precautionary measures” (Ann M., supra, 6 Cal.4th 666, 674) and to take such “appropriate action as is reasonable under the circumstances to protect patrons.” (Kentucky Fried Chicken, supra, 14 Cal.4th 814, 823; see also id., at p. 819; Taylor, supra, 65 Cal.2d 114, 121 [proprietor has duty “to take affirmative action to control the wrongful acts of third persons which threaten invitees”] and cases cited; Saatzer, supra, 122 Cal.App.3d at p. 518.)

To the extent plaintiff’s special-relationship-based claim rests upon an assertion that defendant was legally required to provide a guard or guards or to undertake any similarly burdensome measures, we initially must consider whether defendant was obligated to do so under Ann M. and Sharon P. In this respect, of course, plaintiff was required to demonstrate heightened foreseeability in the form of prior similar criminal incidents (or other indications of a reasonably foreseeable risk of violent criminal assaults in the bar or its parking lot—see ante, at fn. 19).

*245In considering whether plaintiff made such a showing, we reject the suggestion of the Court of Appeal below that in order to establish heightened foreseeability under Ann M., plaintiff was required to produce evidence not only of prior similar criminal assaults, but of “a coordinated gang attack on an individual patron.” Heightened foreseeability is satisfied by a showing of prior similar criminal incidents (or other indications of a reasonably foreseeable risk of violent criminal assaults in that location) and does not require a showing of prior nearly identical criminal incidents. (See Claxton v. Atlantic Richfield Co. (2003) 108 Cal.App.4th 327, 339 [133 Cal.Rptr.2d 425] [plaintiff victim of a violent and racially motivated crime committed at a gas station established heightened foreseeability by demonstrating that the premises had been the scene of numerous recent violent crimes, although none of those prior crimes was a racially motivated crime].)

Although the record refers to a few prior altercations between patrons, we agree with the conclusion of the Court of Appeal below that plaintiff produced insufficient evidence of heightened foreseeability in the form of prior similar incidents or other indications of a reasonably foreseeable risk of a violent criminal assault on defendant’s premises that would have imposed upon defendant an obligation to provide any guard, or additional guards, to protect against third party assaults. But the absence of heightened foreseeability in this case merely signifies that defendant owed no special-relationship-based duty to provide guards or undertake other similarly burdensome preventative measures; it does not signify that defendant owed no other special-relationship-based duty to plaintiff, such as a duty to respond to events unfolding in its presence by undertaking reasonable, relatively simple, and minimally burdensome measures. Indeed, the record clearly establishes the existence of such a minimally burdensome duty here.

As noted earlier, the trial record contains evidence that defendant’s employee and guard, Nichols, was aware of facts that led him to conclude, at least a few minutes prior to the occurrence of the assault (and prior to plaintiff’s departure from the bar), that a fight was likely to occur between Joseph and his three or four companions and plaintiff, absent some intervention on Nichols’s part. The record also establishes that Nichols formed the opinion that in order to avoid an altercation it was necessary to separate plaintiff from Joseph and his group by removing plaintiff from the bar while simultaneously leaving Joseph and his group inside, and that in order to put that plan into action Nichols approached plaintiff and directed him to depart from the bar.

Having considered the Rowland factors (Rowland v. Christian, supra, 69 Cal.2d 108, 113, quoted ante, at fn. 15) as they apply to these circumstances, we conclude, first, that under the circumstances it was foreseeable that an *246assault would occur absent separation of Joseph and his group from plaintiff. The remaining Rowland factors similarly support a determination that defendant had a special-relationship-based duty to respond to the unfolding events by taking reasonable, relatively simple, and minimally burdensome steps in order to address the imminent danger that Nichols perceived, and, specifically, in order to accomplish the separation that he had determined was necessary. Indeed, defense counsel essentially conceded this general point during oral argument before this court—responding with the words “Certainly. Certainly” to a question whether, in light of the circumstances then known to Nichols, there was “some minimal duty” on the part of defendant.25

Such minimally burdensome measures may have included, for example, Nichols attempting to maintain the separation between plaintiff and Joseph’s group that Nichols had determined was called for in order to avoid an imminent assault, by turning his attention to Joseph and his companions in order to dissuade them from following plaintiff (who, at Nichols’s direction, was departing from the bar).26 And, in the face of the continuing threat of a five-on-one altercation if Nichols were unable to dissuade Joseph and his *247companions from following plaintiff outside, defendant also might have confirmed that the outside guard was at his post in the parking lot and was available, as necessary, to help maintain the desired separation between plaintiff and Joseph and his companions. (See Taylor, supra, 65 Cal.2d 114, 123-125 [duty of bar proprietor to respond to imminent criminal conduct]; Kentucky Fried Chicken, supra, 14 Cal.4th 814, 823 [restaurant proprietor has a duty to respond to ongoing conduct by taking “such appropriate action as is reasonable under the circumstances to protect patrons”]; Saatzer, supra, 122 Cal.App.3d 512, 518 [a bar proprietor’s duty to protect patrons “ ‘arises . . . when ... the tavern keeper had been warned of danger from an obstreperous patron and failed to take suitable measures for the protection of others’ ”].)27

IV

As noted at the outset of this opinion, we granted review in this matter largely in light of the conflict between the Court of Appeal opinion in this case and the earlier Court of Appeal opinion in Mata, supra, 105 Cal.App.4th 1121. To avoid similar conflict and confusion in future cases, we believe it is appropriate at this time to address the Mata decision and to explain why we, like the Court of Appeal, find some of the language and analysis of Mata to be overbroad and potentially misleading.

*248In Mata, supra, 105 Cal.App.4th 1121, a bar proprietor posted a guard inside the front door of its bar and armed him with a billy club and a large flashlight. The guard was instructed to monitor the number of patrons who entered the bar so as not to exceed the room’s capacity, to inspect identifications in order to detect and keep out minors, to check customers for weapons, and to eject unruly customers and prevent certain “banned” customers from entering the bar or remaining on the premises. In addition, the guard was instructed to inform the bar proprietor when he needed to take a break, so that the proprietor could assume the guard’s responsibilities. {Id., at p. 1126.)

On the evening in question the guard on duty at the bar asked the proprietor’s brother to assume his post while he took a restroom break. During the guard’s break a customer, who previously had been banned from the bar and yet, earlier that same evening, had returned to and been ejected from the bar, returned yet again to the bar and, after again being told to leave, walked outside and immediately fired gunshots through the front door of the bar, killing one person and wounding others. {Mata, supra, 105 Cal.App.4th at pp. 1125-1127.) The surviving relatives of the patron who was killed and other injured patrons and their relatives sued the proprietor on a premises liability theory.

Overturning the trial court’s grant of summary judgment for the defendant, the Court of Appeal in Mata asserted that “Ann M. is inapposite as to [the proprietor’s liability] because [the proprietor] employed a security guard . . . , and that guard was on duty [when the criminal assault and murder occurred].” {Mata, supra, 105 Cal.App.4th at p. 1128.) The court in Mata continued, very broadly: “The duty to protect had already been assumed and therefore the issue of foreseeability becomes irrelevant.” {Ibid., italics added; see also id., at p. 1129.)

Within the context of the special relationship doctrine, this broad language is potentially misleading. Contrary to the suggestion that “the issue of foreseeability becomes irrelevant” whenever a proprietor has employed a security guard {Mata, supra, 105 Cal.App.4th at p. 1128), the foreseeability of the criminal conduct in question remains relevant to the existence and scope of a proprietor’s duty under the special relationship doctrine. For example, foreseeability remains highly relevant in determining the existence and scope of any duty, discussed, ante, to warn of dangers or to take appropriate measures to protect patrons or invitees from ongoing or imminent criminal conduct.

Based upon the language quoted, ante, it also appears that the Court of Appeal’s determination in Mata, supra, 105 Cal.App.4th 1121, that a duty existed in that case, may have been influenced by the appellate court’s understanding of a related but separate doctrine—the negligent undertaking *249doctrine. Our cases establish that a volunteer who, having no initial duty to do so, undertakes to provide protective services to another, will be found to have a duty to exercise due care in the performance of that undertaking if one of two conditions is met: either (a) the volunteer’s failure to exercise such care increases the risk of harm to the other person, or (b) the other person reasonably relies upon the volunteer’s undertaking and suffers injury as a result.28 Even if the court in Mata may have been influenced by that doctrine, however, the decision’s broad language failed to recognize the important limitations and qualifications of that doctrine.

Mata indicated in expansive terms that by hiring a guard a proprietor necessarily assumes a general duty to protect its patrons. We disagree. First, the scope of any duty assumed depends upon the nature of the undertaking. (See Artiglio, supra, 18 Cal.4th 604, 614—615.) Merely because a supermarket or other similar enterprise “chooses to have a security program” that includes provision of a roving security guard does not signify that the proprietor has assumed a duty to protect invitees from third party violence. (Brown v. Schnuck Markets, Inc. (Mo.Ct.App. 1998) 973 S.W.2d *250530, 535.) A store that hires a “security officer” to guard its interior “cash office” for three hours each day does not assume a duty to protect a customer who is injured in the store’s exterior parking lot by the criminal act of a third party. (See Posecai v. Wal-Mart Stores, Inc. (La. 1999) 752 So.2d 762, 764, 769 & fn. 7.) Second, as noted, ante, a defendant’s undertaking will support the finding of a duty to another only if (a) the defendant’s action increased the risk of harm to another, or (b) the other person reasonably relied upon the undertaking to his or her detriment. (Williams, supra, 34 Cal.3d 18, 23; Weissich v. County of Marin, supra, 224 Cal.App.3d 1069, 1077.) The court in Mata did not consider whether the imposition of liability in that case was consistent with these limitations.

Finally, contrary to the implications of Mata's broad language (Mata, supra, 105 Cal.App.4th at p. 1128), foreseeability remains a highly relevant factor— even in cases in which a legal duty is found (and regardless of the doctrine under which it is found). For example, even when a proprietor voluntarily has employed one or more guards and properly is found to owe a duty to patrons, foreseeability remains relevant to the fact finder’s determination of breach and causation.

V

We conclude that the Court of Appeal below erred in reversing the trial court’s judgment in favor of plaintiff on the ground that defendant owed no duty to plaintiff. Instead, as explained, ante because defendant had actual notice of an impending assault involving Joseph and plaintiff, its special-relationship-based duty included an obligation to take reasonable, relatively simple, and minimally burdensome steps to attempt to avert that danger. Whether there was sufficient evidence to support the jury’s determinations of breach of duty and causation are matters, among others, to be addressed by the Court of Appeal on remand.

The judgment of the Court of Appeal is reversed and the matter is remanded for further proceedings to permit that court to address defendant’s remaining contentions as well as the issues concerning damages raised by plaintiff in his cross-appeal.

Baxter, J., Werdegar, J., Chin, J., and Moreno, J., concurred.

KENNARD, J., Dissenting.

In the area of torts, one of the more difficult issues is determining when a business owner owes a duty to protect others *251from the criminal acts of third parties. Contributing to the complexity are considerations such as these: (1) the difficulty of predicting when and under what circumstances a criminal might strike; (2) the difficulty of determining whether the business owner should be held civilly liable for the harm caused by the third party’s criminal conduct; (3) the need to avoid imposing a particularly onerous burden on business owners in poor areas where the risk of criminal activity is particularly great, as the owners will pass the burden on to customers who, because of their poverty, are less able to shoulder it; and (4) the concern that imposing too onerous a burden on business owners in poor areas may cause them to close their businesses or relocate to safer and more affluent communities, thus depriving the poor of jobs and essential services.

In this case, as plaintiff Michael Wollery Delgado was leaving defendant’s restaurant, a gang of 10 to 15 men, apparently on a prearranged signal, came out of hiding and brutally attacked him. Unlike the majority, I am of the view that the business owner could not have foreseen this vicious assault and thus did not owe a duty to protect him from such an attack.

I.

At approximately 10:00 p.m. on Saturday, November 7, 1998, plaintiff and his wife, together with two friends, went to the Trax Bar & Grill (Trax) in Turlock. They parked their car in front of, and near the entrance to, the restaurant.

Trax employed two security guards: Juan Navarro and Jason Nichols, a former police officer. Each wore a black shirt, with the word “SECURITY” in white letters on the back of the shirt.

During plaintiff’s visit, another patron, Jacob Joseph, who was with three or four companions and was unknown to plaintiff, started staring at plaintiff, who stared back. Because the staring made plaintiff uncomfortable, he decided to leave. He, his wife, and their two friends walked out of the front door toward their car. Plaintiff did not anticipate any attack, and neither he nor his wife noticed anyone in the parking lot. Just before reaching the car, plaintiff heard someone yell in a foreign language; as he turned around, he saw Joseph. When Joseph got near him, Joseph again yelled in a foreign language, at which point roughly a dozen men instantly surrounded and attacked plaintiff. After getting punched, kicked, and sprayed with pepper spray, plaintiff broke free and ran across the parking lot, through a park, and into the street, where some of the assailants caught up with him and seriously injured him by hitting him with a baseball bat.

*252Plaintiff’s wife corroborated his version of events. She testified that upon Joseph’s yell, 10 to 15 men came out of nowhere, “like they had been crouched behind cars,” and attacked her husband. She saw her husband break free of the initial assault, run across the parking lot, through the park, and into the street, where he was again attacked.

According to security guard Nichols, plaintiff’s wife told him inside the restaurant that there was going to be a fight. When he looked over he saw plaintiff and Joseph staring at each other; the staring indicated there was going to be a fight, and he asked plaintiff to leave. As Nichols escorted plaintiff and his companions into the parking lot, one of the men who had been with Joseph came out and asked plaintiff, “What’s up?” When plaintiff in turn asked, “What’s up?,” four men rushed toward plaintiff. Nichols grabbed the arm of one of the men; at that point some 15 men suddenly appeared from behind cars and a trash dumpster and surrounded plaintiff “like a wolf pack.” In coming to plaintiff’s aid, security guard Nichols was injured. Nichols saw plaintiff break free and run across the parking lot and into the street. The other guard, Juan Navarro, called 911, the emergency telephone number, to report the attack. The police responded within two to three minutes.

Called as a rebuttal witness, plaintiff’s wife denied approaching security guard Nichols in the bar and warning him there was going to be a fight. She also disputed Nichols’s version of events leading up to the attack.

Jacob Joseph testified that, while inside, he and plaintiff stared at each other, that after he went outside to smoke a cigarette plaintiff came out and swore at him and put up his hands as if to fight, that Joseph then yelled out something in Assyrian, whereupon a group of men attacked plaintiff. Joseph said that when he came outside, several men were already “[hjanging out in the parking lot.”

Plaintiff sued defendant, the restaurant, alleging negligence. The jury found for plaintiff and awarded him $81,391.61 in damages. Defendant appealed. While the appeal was pending, the First District Court of Appeal decided Mata v. Mata (2003) 105 Cal.App.4th 1121 [130 Cal.Rptr.2d 141], which involved a negligence action against a business owner based on a third party’s violent criminal act. Mata held that because the owner had employed a security guard who was working at the time of the shooting, the “duty to protect had already been assumed and therefore the issue of foreseeability becomes irrelevant” (id. at p. 1128), rendering it unnecessary for the plaintiff to “prove the proprietor had notice of prior similar acts” (id. at p. 1129). In this case, the Fifth District Court of Appeal reversed the judgment for plaintiff based on lack of a duty, and expressly disagreed with the Mata court’s holding on foreseeability. We granted review to resolve the conflict.

*253I agree with the majority that the court in Mata v. Mata, supra, 105 Cal.App.4th 1121, erred in saying that in that case foreseeability was irrelevant. (Maj. opn., ante, at p. 250.) But I disagree with the majority’s conclusion that defendant here owed plaintiff a duty to anticipate and take precautions against the unforeseeable violent criminal gang assault that led to plaintiff’s injuries.

II.

Did defendant business owner owe plaintiff a duty to take advance precautions to protect plaintiff from the vicious and violent gang assault he suffered? The answer is no, because the attack could not have been reasonably foreseen.

The existence and the scope of a duty owed is a question of law to be decided by the court. (Ann M. v. Pacific Plaza Shopping Center (1993) 6 Cal.4th 666, 674 [25 Cal.Rptr.2d 137, 863 P.2d 207] (Ann M.).) Whether a duty exists depends on considerations of policy. (Rowland v. Christian (1968) 69 Cal.2d 108, 112-113 [70 Cal.Rptr. 97, 443 P.2d 561].) As a leading treatise has observed, duty “is only an expression of the sum total of those considerations of policy which lead the law to say that the plaintiff is entitled to protection.” (Prosser & Keeton, Torts (5th ed. 1984) § 53, p. 358.) Foreseeability is an important factor in determining the existence of duty. (Ann M., supra, 6 Cal.4th at p. 676.) It also plays a crucial role in determining proximate cause. (Ballard v. Uribe (1986) 41 Cal.3d 564, 572, fn. 6 [224 Cal.Rptr. 664, 715 P.2d 624].) But whereas a jury decides causation, it is the court that determines whether a duty exists. {Ibid.) Here, the issue is one of duty, not causation.

In tort law, the question of when to impose liability against a business owner for not taking precautions against possible future criminal acts of third parties has been a vexing one. Two basic approaches have evolved, as this court explained in Ann M., supra, 6 Cal.4th at pages 677-679. The totality of circumstances test applies general principles of negligence; it takes into account such things as the nature, condition, and location of the premises; it views foreseeability as a question of fact that turns on the evidence. The second approach takes the view that a business owner has no duty in the absence of a prior similar incident on the premises; in other words, it views foreseeability as requiring the occurrence of a prior similar event before a duty to take precautionary measures can be imposed on the business owner. (2 Dobbs, The Law of Torts (2001) § 324, pp. 877-878.) The discussion that follows sheds some light on how this court has applied those two approaches.

*254In 1985, this court in Isaacs v. Huntington Memorial Hospital (1985) 38 Cal.3d 112 [211 Cal.Rptr. 356, 695 P.2d 653] (Isaacs), held that the existence of a business owner’s duty to anticipate criminal acts of third parties could be established, even if there had not been a prior similar incident, by considering the totality of circumstances, with foreseeability of harm being a question of fact for the jury. (Id. at pp. 126, 127, 130; see also Kentucky Fried Chicken of Cal., Inc, v. Superior Court (1997) 14 Cal.4th 814, 823-824 [59 Cal.Rptr.2d 756, 927 P.2d 1260].)

Eight years later in Ann M., supra, 6 Cal.4th 666, this court held that in the absence of a prior similar incident, a business owner had no duty to provide security guards to protect a plaintiff against a criminal assault by a third party. (Id. at p. 679.) In reaching this conclusion, Ann M. revisited the totality of circumstances rule this court had adopted in Isaacs, supra, 38 Cal.3d 112, noting there was no need in Isaacs to consider the viability of the prior similar incident approach in order to decide the case because the facts there disclosed ample evidence of prior third party criminal assaults. (Ann M., supra, 6 Cal.4th at p. 678.) Ann M. also observed that, contrary to the broadly worded suggestion in Isaacs, foreseeability in the context of duty analysis is a question of law for the court, not a question of fact for the jury. (Ibid.)

Six years later, in Sharon P. v. Arman, Ltd. (1999) 21 Cal.4th 1181 [91 Cal.Rptr.2d 35, 989 P.2d 121], we applied the prior similar incident rule of Ann M., supra, 6 Cal.4th 666, to a business owner’s failure to provide security measures other than hiring guards. We there held that, in the absence of a prior similar incident or other evidence showing a foreseeable risk of a violent criminal assault, the business owner did not owe the plaintiff a duty to deter criminal assaults in its underground garage by keeping the garage brightly lit and clean, or by “requiring] existing personnel to periodically walk through the garage.” (Sharon P., supra, at p. 1196.)

Most recently, in 2004, we applied the prior similar incident rule to hold that, in the absence of a prior similar incident, the operator of a child care center did not owe a duty to protect against a violent criminal assault by a man intentionally driving a car through a four-foot-high chain link fence onto a playground and into a group of children. (Wiener v. Southcoast Childcare Centers, Inc. (2004) 32 Cal.4th 1138, 1150 [12 Cal.Rptr.3d 615, 88 P.3d 517].) We noted that “our cases analyze third party criminal acts differently from ordinary negligence, and require us to apply a heightened sense of foreseeability before we can hold a defendant liable for the criminal acts of third parties.” (Id. at pp. 1149-1150.)

*255Here, in discussing the sudden, unexpected, and vicious gang attack on plaintiff, the Court of Appeal noted that “[n]othing even remotely similar” had ever occurred before on defendant’s premises, and thus the assault on plaintiff could not have been foreseen. In reaching this conclusion, the Court of Appeal relied on this court’s decision in Ann M., supra, 6 Cal.4th 666. Indeed, like the plaintiffs in Ann M., supra, 6 Cal.4th 666, Sharon P. v. Arman, Ltd., supra, 21 Cal.4th 1181, and Wiener v. Southcoast Childcare Centers, Inc., supra, 32 Cal.4th 1138, plaintiff here was the victim of a criminal assault by a third party. As the Court of Appeal noted, and as the majority here concedes (maj. opn., ante, at p. 245), there had been no prior similar attacks at Trax. Although in the past there had been some altercations between patrons, none involved gang fights or gang attacks on patrons. (See Alvarez v. Jacmar Pacific Pizza Corp. (2002) 100 Cal.App.4th 1190, 1212 [122 Cal.Rptr.2d 890] [“Absent foreseeability of the particular criminal conduct, there is no duty to protect plaintiff from that particular type of harm”].)

The majority here goes far beyond this court’s recent decisions in Ann M., supra, 6 Cal.4th 666, and its progeny. Anyone reading this court’s decisions in Ann M., supra, 6 Cal.4th 666, Sharon P. v. Arman, Ltd., supra, 21 Cal.4th 1181, and Wiener v. Southcoast Childcare Centers, Inc., supra, 32 Cal.4th 1138, would conclude that (1) the prior similar incident rule applies to premises liability claims against business owners for failing to take precautions against possible future criminal conduct of third parties when the conduct is a criminal assault by a third party, and that (2) as suggested in Kentucky Fried Chicken of Cal., Inc. v. Superior Court, supra, 14 Cal.4th at pages 823-824, the totality of circumstances rule applies when the business’s owner or employees become aware that criminal conduct is ongoing or imminent.

Relying on certain language in Wiener v. Southcoast Childcare Centers, Inc., supra, 32 Cal.4th 1138, the majority announces a different rule in which the existence of a business owner’s duty to prevent harm from third-party criminal acts is determined through a “sliding-scale” approach by balancing the degree of foreseeability of harm against the weight of the burden that a particular preventive measure would impose on the business owner. (Maj. opn., ante, at p. 243.) Turning to the facts of this case, the majority asserts that the restaurant owner had a duty to take minimally burdensome actions, such as having security guard Nichols try to dissuade Joseph from following plaintiff as he left the restaurant because some sort of criminal assault was foreseeable. (Maj. opn., ante, at p. 246.) Thus, instead of focusing on whether what occurred at the restaurant was foreseeable, the majority decides that *256here the owner owed a duty to plaintiff because the owner’s employee (the security guard) could have done something different that might have broken the causal chain of events. “While causation is an indispensable element of negligence liability, it is neither the only element, nor a substitute for ‘duty.’ ” (Hegyes v. Unjian Enterprises, Inc. (1991) 234 Cal.App.3d 1103, 1134 [286 Cal.Rptr. 85].) Because there are numerous causes of any event that precede its occurrence, it is always possible to point to something that could have been done differently, and the majority’s approach is perilously close to imposing liability that has no limits.

In this case, whether one applies the prior similar incident approach or the totality of circumstances approach, the result is the same: no liability on the part of the business owner. As I discussed earlier, the Court of Appeal noted the absence of any prior criminal acts similar to the gang assault here in concluding that the vicious attack on plaintiff by a gang of 10 to 15 men who suddenly came out of hiding was not an event that the owner could reasonably have foreseen, thus precluding liability.

The result is the same under the totality of circumstances approach, which applies general principles of negligence. As noted earlier, foreseeability is a crucial consideration in determining the existence of a duty. (Ann M., supra, 6 Cal.4th at p. 678; Issacs, supra, 38 Cal.3d at pp. 123-124.) It is the general character of the event that is required to be foreseeable. (Bigbee v. Pacific Tel. & Tel. Co. (1983) 34 Cal.3d 49, 57-58 [192 Cal.Rptr. 857, 665 P.2d 947].) Here, the hostile staring by Joseph and the reported statement by plaintiff’s wife that a fight seemed imminent were insufficient to alert defendant business owner to the likelihood that a brutal gang assault on plaintiff by 10 to 15 men would later occur outside the restaurant. Viewing the totality of the circumstances known to the restaurant’s employees, that form of violent criminal conduct was unforeseeable.

The majority faults defendant for failing to “address the imminent danger” (maj. opn., ante, at p. 246) because security guard Nichols did not try to stop Joseph from leaving the restaurant. But the existence and scope of a business owner’s duty to protect against a threat of future criminal activity, imminent or otherwise, depends on the foreseeability of the sort of criminal conduct that actually occurred. (See Sharon P. v. Arman, Ltd., supra, 21 Cal.4th at p. 1195 [“defendants’ duty of care did not include the hiring of security guards for the garage because the bank robberies were not sufficiently similar to the sexual assault crime to establish a high degree of foreseeability”]; Lopez v. McDonald's Corp. (1987) 193 Cal.App.3d 495, 510-511 [238 Cal.Rptr. 436] [existence of prior crimes on business premises in high crime area, including two robberies, did not make massacre by armed criminal reasonably foreseeable]; Gregorian v. National Convenience Stores, Inc. *257(1985) 174 Cal.App.3d 944, 950 [220 Cal.Rptr. 302] [“[w]hile the proprietor of an allnight convenience store may . . . reasonably anticipate that his place of business will be the target of armed robbers, the same cannot be said for a crime resulting from gang violence”].) As I have explained, the vicious group attack that occurred outside the restaurant was not reasonably foreseeable. Once the attack occurred, security guard Navarro did call 911.

To summarize: irrespective of whether one follows the prior similar incident approach, the totality of circumstances approach, or some intermediate “sliding-scale” approach, the conclusion is the same: the business owner here did not owe a duty to anticipate and protect plaintiff from the violent gang assault that occurred. Providing additional support for this conclusion are various policy considerations, as discussed below.

III.

Thirty-seven years ago, in Rowland v. Christian, supra, 69 Cal.2d 108, this court articulated certain policy considerations that determine when one person (the defendant) owes a duty in tort to take an action to protect another person (the plaintiff) from harm. Those considerations are: (1) the foreseeability of the harm to the plaintiff; (2) the degree of certainty that the plaintiff suffered injury; (3) the closeness of the connection between the defendant’s conduct and the plaintiff’s injury; (4) the policy of preventing future harm; (5) the extent of the burden imposed on the defendant and the consequences to the community in imposing a duty to exercise care, with resulting liability in the event of a breach; and (6) the availability, cost, and prevalence of insurance for the risk involved. {Id. at p. 113.)

These policy considerations support a conclusion that the business owner here did not owe a duty to prevent plaintiff’s injuries. As demonstrated in part n, above, here the particular harm to plaintiff was not foreseeable. Although it is undisputed that plaintiff was seriously injured in the vicious gang attack, the connection between the conduct of defendant business owner and the harm to plaintiff is highly attenuated, and very little moral blame can be attached to defendant’s conduct, for it was the conduct of the criminals, not that of the business owner, that was primarily responsible, both legally and morally, for plaintiff’s injuries. As to the burden on defendant, it is substantial. In the absence of a prior similar incident or some other indication of a reasonably foreseeable risk of a criminal assault, a business owner can only guess when, where, and how a criminal assault might occur, and what protective measures among an infinite number of possible precautions should be taken.

*258Particularly significant are the adverse consequences to the community of the duty that the majority recognizes and imposes here. Although no segment of our community is immune from violent crime, it is generally more prevalent in less affluent areas. (See Kaufman, When Crime Pays: Business Landlord’s Duty to Protect Customers from Criminal Acts Committed on the Premises (1990) 31 S.Tex. L.Rev. 89, 107-108, and authorities cited.) In such areas, the cost to businesses of elaborate security measures is likely to be prohibitive. In the absence of a prior similar incident, requiring business owners to anticipate and prevent a wide array of violent criminal conduct, including vicious group assaults like the one that occurred here, is likely to produce two unfortunate consequences in these economically depressed areas. Some businesses may take the elaborate precautions that the majority’s holding requires, and will pass on the added costs to their customers in the form of higher prices (this has been referred to as a “crime tax”), thereby increasing the costs of goods and services for the people least able to afford the higher prices. (Id. at p. 108; Cabrera, Negligence Liability of Landowners and Occupiers for the Criminal Conduct of Another: On a Clear Day in California One Can Foresee Forever (1987) 23 Cal. Western L.Rev. 165, 188.) Other businesses will simply close their doors, thereby depriving the local community of employment opportunities as well as goods and services. Either way, the effect will be to make life more difficult and costly for the innocent residents of crime-plagued neighborhoods.

The final policy consideration in determining the existence of a tort duty is the availability, cost, and prevalence of liability insurance. This consideration too weighs against recognizing a duty here. The broader the duty imposed on businesses to anticipate and guard against violent criminal assaults on their customers and others, the more expensive liability insurance is going to be, if it is available at all. Because the duty that the majority imposes requires business owners to anticipate all forms of violent criminal conduct, even when there has been no prior similar incident, insurance coverage for this expanded liability will become more expensive and harder to obtain.

Accordingly, the policy considerations that this court articulated in Rowland v. Christian, supra, 69 Cal.2d 108, support my conclusion that the business owner here should not be held liable for not anticipating the violent criminal gang assault on plaintiff.

For all of these reasons, I dissent. I would affirm the judgment of the Court of Appeal.

*259BROWN, J., Dissenting.

I generally agree with Justice Kennard’s dissenting opinion. The attack on plaintiff Michael Wollery Delagado was not foreseeable. Therefore, defendant Trax Bar & Grill had no duty to protect against third party criminal conduct. (Dis. opn. of Kennard, J., ante, at p. 253.).) However, unlike Justice Kennard, for the reasons set forth in my concurring opinion in Morris v. De La Torre (2005) 36 Cal.4th 260-279, 280 [30 Ca.Rptr.3d 173, 113 P.3d 1182] (conc. opn. of Brown, J.)), I do not believe our decision in Kentucky Fried Chicken of Cal., Inc. v. Superior Court (1997) 14 Cal.4th 814 [59 Cal.Rptr.2d 756, 927 P.2d 1260] imposed a duty on business owners based on ongoing criminal conduct.

5.4.1.2.6.4 Stricklin v. Stefani ("The Stage Rush Case") 5.4.1.2.6.4 Stricklin v. Stefani ("The Stage Rush Case")

See if you can follow the court's analysis across several premises liability elements. Did this court get it right?

Lisa Keri STRICKLIN, Plaintiff,
v.
Gwen STEFANI and Live Nation Entertainment, Inc., Defendants.

3:17-cv-00397-RJC-DCK

United States District Court, W.D. North Carolina, Charlotte Division.

Signed December 17, 2018

*521Larry Economos, Raleigh, NC, for Plaintiff.

Robert Reed Marcus, Bridget Villacorta Warren, Bradley Arant Boult Cummings LLP, Charlotte, NC, for Defendants.

ORDER

Robert J. Conrad, Jr., United States District Judge

THIS MATTER comes before the Court on the following: (1) Defendant Gwen Stefani's Motion for Summary Judgment and Memorandum in Support, (Doc. No. 40); (2) Defendant Live Nation's Motion for Summary Judgment and Memorandum in Support, (Doc. Nos. 38, 39); (3) Plaintiff's Responsive Briefing in Opposition, (Doc. Nos. 59, 60); (4) Defendants' Replies (Doc. Nos. 65, 68); and the Supplemental Briefing and supporting exhibits, (Doc. Nos. 75-77), allowed pursuant to the Court's Order dated December 4, 2018, (Doc. No. 74). Also before the Court is Defendant Live Nation's Motion for Judgment on the Pleadings and Memorandum in Support, (Doc. Nos. 25, 26); Plaintiff's Responsive Briefing in Opposition, (Doc. No. 30); and Defendant Live Nation's Reply, (Doc. No. 31).

I. BACKGROUND

I know I've been a real bad girl (I'll try to change) I didn't mean for you to get hurt whatsoever1

This case is about whether a performer ("Gwen Stefani" or "Defendant Stefani") and the company who booked the performer and oversaw the performance ("Live Nation" or "Defendant Live Nation") should be held liable for a concert patron's ("Plaintiff") personal injuries after the performer invited patrons to move toward the stage, prompting an alleged "stampede crowd rush." (Doc. No. 13 ¶ 24(a) ). The *522record establishes, the parties agree, and/or the parties do not dispute the following.

A. Stefani's Invitation and Plaintiff's Injury

On July 23, 2016, Plaintiff attended a Gwen Stefani concert at PNC Music Pavilion in Charlotte, North Carolina, a venue owned and operated by Live Nation Worldwide, Inc. ("Live Nation").2 (Doc. No. 13 ¶¶ 7, 10). Live Nation booked singer Gwen Stefani to perform at PNC Pavilion. (Id. ¶ 10). PNC Pavilion has two main seating options for attending patrons. (Id. ¶ 8). There are approximately 8,614 reserved theatre-style seats ("reserved area") closer to the performance stage and approximately 10,154 available spaces in the lawn seating area farther from the stage ("lawn"). (Id. ). Plaintiff purchased a ticket in the reserved seating area, specifically in section 7, row v, seat 20 and attended the concert with a group of her friends. (Id. ¶¶ 11-12). Defendant Stefani entered an annotated diagram of the venue into evidence, which the Court incorporates below:

(Doc. No. 40-3: Diagram of PNC Pavilion).

Twenty minutes into Stefani's performance, Stefani invited patrons to move closer to the performance stage:

I'm just going to tell you something. I'm just going to talk to the security guards for one second. If anyone wants to come down a little closer so I can see you a little better, just come on down, I don't think anyone's going to care, like just fill it in and like and you know, who cares *523about your lawn chairs, you can get new ones."

(Doc. No. 40-4 at 2).

Following this announcement, a crowd of lawn patrons moved through the reserved area and climbed over chairs and railings to get closer to the performance stage. (Id. ). Plaintiff claims that, at this juncture, she was terrified as she saw the crowd moving forward behind her. (Doc. No. 59 at 2). She alleges that, in an attempt to escape the danger, she left her seat, moved left toward the aisle, and tried to move in the opposite direction of the stage to try and "get out." (Id. ). Plaintiff asserts she could not get out because "she was being pushed by the crowd rushing toward the stage, and feeling "hydroplaned," was then trampled and forcibly pushed into a wall. (Id. ). She ended up injured on the ground "at the top of section 2 close to the VIP barricades." (Doc. No. 39 at 4). Plaintiff's injury occurred approximately five minutes after Stefani's initial announcement. (Id. ). Paramedics transported Plaintiff to the hospital where she was diagnosed with a lateral tibial plateau fracture to her left leg. (Doc. No. 13 ¶ 18). Plaintiff underwent surgery approximately two weeks later. (Doc. No. 40-1 at 3).

B. Live Nation's Response and Stefani's Retraction

Live Nation employed security personnel to staff Stefani's performance and supplied security barriers at certain locations to manage crowd control. (Doc. No. 13 ¶ 14). Live Nation has placed various physical barricades in the venue to block off the lawn section from the reserved section. (Doc. No. 39 at 5). These barricades include a concrete wall extending around the perimeter of the upper reserved area, railings separating the lawn area from the upper reserved area, and bicycle racks positioned throughout the venue at the tops of the sections where guest services employees are stationed. (Doc. No. 39-11 at 15-16, 24-25).

Live Nation staffed the Stefani concert with over thirty ushers assigned to various seating sections at the Pavilion, fifty-two total civilian security personnel, and twenty-seven off-duty police officers deployed in and around the venue. (Doc. No. 39 at 5). Nevertheless, Plaintiff and Plaintiff's friends claim that they saw very few Live Nation security personnel during the alleged stampede and heard no safety instructions from security personnel. Plaintiff asserts she saw only one possible security individual during the crowd rush when patrons were jumping over seats and moving forward. (Doc. No. 59 at 2).

Live Nation held a security briefing for security personnel prior to the concert. (Doc. No. 39 at 5). At this briefing, security personnel did not specifically discuss what to do in an event of a crowd rush to protect patrons. (Doc. No. 60 at 6). Charles Singley, a guest services supervisor for Live Nation, testified that Live Nation has a general protocol for when a few patrons (i.e., one to five) attempt to move out of their designated ticket area and toward the stage: "we try and hold the line ... fast where [they] have the controlled entrances into the sections" and prevent the few patrons from moving forward (Doc. No. 59-7 at 6-7; Doc. No. 39-11 at 25). But Singley noted that a different procedure applies when there are many people rushing the stage:

However, if it's a massive group of people or more than what would be expected for them to handle, my first concern is their safety, and I typically will instruct them to open that bicycle rack up completely. That way the guests aren't having to climb over the rails so they themselves won't get injured and for *524them to step up behind the concrete wall.

(Doc. No. 39-11 at 26; see also Doc. No. 59-7 at 7). In the instant case, at least one security agent followed this procedure in response to the numerous lawn patrons rushing toward the stage after Stefani's invitation. (See Doc. No. 59 at 4). In fact, one of Plaintiff's friends testified that she saw "one security agent remove a barrier to allow the rush to flow into the reserved sitting area." (Id. ).

According to Defendant Live Nation, when Stefani initially invited patrons to move toward the stage, Live Nation's Operations Manager Mac Goodrum, who was located in the lawn seating area, "rushed" to the reserved seating area and notified the Live Nation General Manager Peter O'Donnell, via two-way radio, of Stefani's announcement. (Doc. No. 39 at 6). When Goodrum arrived in the reserved seating area he instructed ushers "to not let anybody through." (Id. ). Goodrum also claims that he tried to stop the patrons who were trying to climb rails and attempted to redirect the ones who had already climbed over. (Id. ).

After receiving the radio call from Goodrum, O'Donnell, who was backstage at the time and near Stefani's tour manager Brian Cross, informed Cross of the issue and instructed Cross to tell Stefani to retract her invitation and tell patrons to return to their ticketed areas. (Id.; Doc. No. 60 at 8). In turn, Stefani's tour manager communicated with Stefani, who at that point, rescinded the invitation to the crowd about ten minutes after her initial invitation:

Hold on a second. So I went back there, I went back to change for you guys, I got in so much trouble for telling you guys to come up here, so, I liked it though, it was fun, like I never get in trouble anymore so it was good, but you guys kind of have to move out of the fire lane or else I'm dead, so, FYI, they said they would beat me afterward and all this stuff so, anyways, I don't want anyone to get hurt, and I'm in trouble, can you please get back to your seats?

(Doc. No. 40-5 at 2). Contemporaneous with Goodrum and O'Donnell's efforts, Singley positioned himself at the top of sections 2 and 3 with another guest services employee to prevent the crowd shift from moving forward. (Id. ). Singley observed patrons climbing over railings and prepositioned bicycle racks at the tops of the sections; however, Singley notes that the majority of patrons gave up, turned around, and walked away. (Id. at 7).

C. The Instant Suit

On July 7, 2017, Plaintiff filed suit against Defendants. (Doc. No. 1). In her Amended Complaint, Plaintiff asserts individual claims of negligence against (1) Stefani; and (2) Live Nation, under the doctrine of respondeat superior, for the negligence of Live Nation's employed security personnel; and seeks compensatory damages for the alleged negligence. (Doc. 13, ¶¶ 23-31). Plaintiff also seeks punitive damages against Stefani. (Id. ¶¶ 32-33). In September 2017, Defendants filed answers, (Doc. Nos. 15-16). On January 25, 2018, Defendant Live Nation moved for judgment on the pleadings, (Doc. No. 25). Plaintiff timely filed an opposition brief, and Defendant Live Nation timely filed a reply brief. On August 30, 2018, Defendants Stefani and Live Nation filed separate motions for summary judgment against Plaintiff. (Doc. Nos. 38, 40). Plaintiff timely filed opposition briefing to both Defendants' motions, (Doc. Nos. 59, 60), and Defendants timely filed reply briefs (Doc. Nos. 65, 68). On November 28, 2018, the Court held oral arguments on the pending motions. Having been fully briefed and argued, these motions are now ripe for adjudication.

*525II. STANDARD OF REVIEW

Summary judgment shall be granted "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A factual dispute is genuine "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). A fact is material only if it might affect the outcome of the suit under governing law. Id. The movant has the "initial responsibility of informing the district court of the basis for its motion, and identifying those portions of the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, which it believes demonstrate the absence of a genuine issue of material fact." Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986) (internal quotation marks omitted). This "burden on the moving party may be discharged by 'showing'-that is, pointing out to the district court-that there is an absence of evidence to support the nonmoving party's case." Id. at 325, 106 S.Ct. 2548.

Once this initial burden is met, the burden shifts to the nonmoving party, which "must set forth specific facts showing that there is a genuine issue for trial." Anderson, 477 U.S. at 250, 106 S.Ct. 2505. The nonmoving party may not rely upon mere allegations or denials of allegations in the pleadings to defeat a motion for summary judgment, rather it must present sufficient evidence from which "a reasonable jury could return a verdict for the nonmoving party." Id. at 248, 106 S.Ct. 2505 ; accord Sylvia Dev. Corp. v. Calvert Cnty., Md., 48 F.3d 810, 818 (4th Cir. 1995).

When ruling on a summary judgment motion, a court must view the evidence and any inferences from the evidence in the light most favorable to the nonmoving party. Anderson, 477 U.S. at 255, 106 S.Ct. 2505. "Where the record taken as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no genuine issue for trial." Ricci v. DeStefano, 557 U.S. 557, 586, 129 S.Ct. 2658, 174 L.Ed.2d 490 (2009) (quoting Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986) ). The mere argued existence of a factual dispute does not defeat an otherwise properly supported motion. Anderson, 477 U.S. at 248-49, 106 S.Ct. 2505. "If the evidence is merely colorable or is not significantly probative," summary judgment is appropriate. Id. at 249-50, 106 S.Ct. 2505 (citations omitted).

III. DISCUSSION

A. Defendant Stefani's Motion for Summary Judgment

1. Plaintiff's Negligence Claim Against Stefani

To find Stefani negligent, Plaintiff must show that Stefani owed Plaintiff a duty of reasonable care, (2) Stefani breached that duty, (3) Stefani's breach was an actual and proximate cause of Plaintiff's injury, and (4) Plaintiff suffered damages as the result of Stefani's breach. Gibson v. Ussery, 196 N.C.App. 140, 675 S.E.2d 666, 668 (2009). Generally, whether a plaintiff has established the requisite elements of negligence is a matter for the jury. Id. Summary judgment, therefore, is appropriate only if there are no genuine issues of material fact, and there is no evidence supporting one of the elements of negligence. Shook v. Lynch & Howard, P.A., 150 N.C.App. 185, 563 S.E.2d 196, 197 (2002).

*526Plaintiff asserts that Stefani was negligent in performing acts that a person of ordinary prudence in the same or similar circumstances would not have done and breached a duty of care owed to Plaintiff by "encouraging, directing, and requesting" patrons to move toward the stage, "causing a foreseeable stampede crowd rush." (Doc. No. 13 ¶ 24). Plaintiff claims that, as a direct and proximate result of Stefani's negligence, Plaintiff sustained serious bodily injuries as well as emotional damages in terms of pain and suffering and mental anguish. (Id. ¶ 25). Plaintiff seeks compensation for the damages she has incurred (e.g., medical bills, lost earnings, pain and suffering) as well as for future damages since she has been informed that injury to her leg is permanent. (Id. ¶¶ 25-26). The Court finds that Plaintiff has put forth sufficient evidence from which a reasonable jury could return a verdict for Plaintiff on her negligence claim against Stefani.

a. The First Amendment cannot immunize Stefani from liability for negligence.

In her Motion for Summary Judgment, Stefani does not focus on why she was not negligent at the concert. Rather, Stefani attempts to circumvent the issue of her alleged negligence altogether by contending that her concert statements are protected speech under the First Amendment of the U.S. Constitution and thus necessitate summary judgment on Plaintiff's negligence claim. Stefani asserts that because her statements do not fall into one of the exceptions to the First Amendment, she cannot be held liable in tort. The Court agrees that Stefani's statements do not fall squarely within one of the previously recognized categorical exemptions to First Amendment protection. However, the Court disagrees that the First Amendment immunizes all other speech falling outside these categories, including negligent speech which results in bodily injury to others.

It is the Court's duty to determine, as a question of law, whether a statement should be afforded First Amendment protection if the facts are not in dispute. See, e.g., Rosenbloom v. Metromedia, Inc., 403 U.S. 29, 91 S.Ct. 1811, 29 L.Ed.2d 296 (1971). The First Amendment provides the following: "Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the government for a redress of grievances." U.S. Const. Amend. I. While this case has nothing to do with congressional abridging of speech, case law has established "that tort liability under state law, even in the context of litigation between private parties, is circumscribed by the First Amendment." Snyder v. Phelps, 580 F.3d 206, 217 (4th Cir. 2009) (citing New York Times Co. v. Sullivan, 376 U.S. 254, 264-65, 84 S.Ct. 710, 11 L.Ed.2d 686 (1964) ), aff'd, 562 U.S. 443, 131 S.Ct. 1207, 179 L.Ed.2d 172 (2011). "Regardless of the specific tort being employed, the First Amendment applies when a plaintiff seeks damages for reputational, mental, or emotional injury allegedly resulting from the defendant's speech." Id. at 218. Yet how does the First Amendment apply when a plaintiff seeks damages for bodily harm allegedly resulting from the defendant's speech? That is the question with which the Court is tasked today.

Here, the parties ask the Court to draw the line between "speech unconditionally guaranteed and speech which may legitimately be regulated, suppressed, or punished." Speiser v. Randall, 357 U.S. 513, 525, 78 S.Ct. 1332, 2 L.Ed.2d 1460 (1958). When the question is one of *527alleged trespass along that "fine line," "the rule is that [the Court] must 'examine for [itself] the statements in issue and the circumstances under which they were made to see whether they are of a character which the principles of the First Amendment, as adopted by the Due Process Clause of the Fourteenth Amendment, protect." New York Times Co., 376 U.S. at 285, 84 S.Ct. 710 (quoting Pennekamp v. Florida, 328 U.S. 331, 335, 66 S.Ct. 1029, 90 L.Ed. 1295 (1946) ). "Where, as here, the First Amendment is implicated by the assertion of tort claims arising from speech, we have the obligation 'to make an independent examination of the whole record in order to make sure that 'the judgment does not constitute a forbidden intrusion on the field of free expression.' " Snyder, 580 F.3d at 218 (quoting Bose Corp. v. Consumers Union of U.S., Inc., 466 U.S. 485, 499, 104 S.Ct. 1949, 80 L.Ed.2d 502 (1984) ).

As the parties note, the Supreme Court has previously recognized certain categories of speech which fall outside of First Amendment protection: (1) fighting words; (2) incitement to riot; (3) libelous speech; (4) obscenity; and (5) child pornography. Bose Corp. v. Consumers Union of U.S., Inc., 466 U.S. 485, 504, 104 S.Ct. 1949, 80 L.Ed.2d 502 (1984). The parties agree that Stefani's statements do not fall within one of these categories. Stefani contends that because her statements fall outside of these categories, the Court's inquiry should stop, asserting that the First Amendment protects all other speech constituting artistic expression.3 Stefani is wrong. As mentioned, the relevant task before the Court is to examine the statements and surrounding circumstances and weigh how those statements either further or hinder the principles and purposes undergirding the First Amendment. In all First Amendment cases, this is the central inquiry. Indeed, the Supreme Court derived these now well-known categorical exceptions by utilizing and applying this balancing test:

There are categories of communication and certain special utterances to which the majestic protection of the First Amendment does not extend because they "are no essential part of any exposition of ideas, and are of such slight social value as a step to truth that any benefit that may be derived from them is clearly outweighed by the social interest in order and morality."

Bose Corp., 466 U.S. at 504, 104 S.Ct. 1949 (citing Chaplinsky v. New Hampshire, 315 U.S. 568, 572, 62 S.Ct. 766, 86 L.Ed. 1031 (1942) ). Thus, while the Supreme Court has clearly defined five categories of speech which do not further First Amendment principles, these categories are not all-encompassing of unprotected speech. The Supreme Court has not held that all other speech is automatically entitled to broad First Amendment protection. Statements exist outside of these categories which do not further the exposition of ideas, search for truth, and the vitality of a society, but on the contrary, actually disserve society by creating the potential for disorder and danger. Stefani's statements are of such tenor.

i. Stefani's Statement

First, the Court must examine Stefani's statement which prompted the current lawsuit:

*528I'm just going to tell you something. I'm just going to talk to the security guards for one second. If anyone wants to come down a little closer so I can see you a little better, just come on down, I don't think anyone's going to care, like just fill it in and like and you know, who cares about your lawn chairs, you can get new ones."

(Doc. No. 40-4 at 2). On its face, Stefani's statement was intended to prompt action; it was not intended to further the marketplace of ideas or to aid in "the common quest for truth and the vitality of society as a whole." Bose, 466 U.S. at 503-04, 104 S.Ct. 1949. Stefani claims that her comments "were made solely to enhance the feel and experience of her music at her concert." (Doc. No. 68 at 3). This might be true, but imbuing Stefani's invitation with artistic significance does not immunize her from being held accountable for negligence and the resulting harm which flowed from her statements.

ii. Circumstances in Which Stefani's Statement was Made

Next, the Court must assess the circumstances in which Stefani made her statement. Stefani heavily relies on the case of McCollum v. CBS, 202 Cal.App.3d 989, 249 Cal.Rptr. 187 (1988), to argue that her statement is protected under the First Amendment. In addition to this case being nonbinding, it is distinguishable due to the differing circumstances in which the statement was made. In McCollum, plaintiffs sued singer John "Ozzy" Osbourne for civil damages for composing, performing, producing, and distributing certain recorded music containing lyrics which plaintiffs claimed resulted in the suicide of their son. McCollum, 249 Cal.Rptr. at 189. Plaintiffs argued that Osbourne's music and lyrics were of such a character as to incite the decedent to commit suicide and intentionally aided, advised, and/or encouraged the decedent to do so. Id. at 191. The California Court of Appeals rejected the plaintiffs' arguments and held that the First Amendment protected Osbourne's musical lyrics. 249 Cal.Rptr. at 193-94. Stefani analogizes the present case to McCollum and asserts that First Amendment protection should apply to her statement made at a musical performance too. But, Stefani ignores the circumstances and reasoning behind McCollum.

In reaching its decision, the California Court of Appeals noted that it must conclude "in order to find a culpable incitement, (1) that Osbourne's music was directed and intended toward the goal of bringing about the imminent suicide of listeners and (2) that it was likely to produce such a result." Id. at 193. The court emphasized the lack of intent or likelihood on Osbourne's part: "None of the lyrics relied upon by plaintiffs, even accepting their literal interpretation of the words, purport to order or command anyone to any concrete action at any specific time, much less immediately." Id. at 193. The court explained that "[n]o rational person would or could believe otherwise nor would they mistake musical lyrics and poetry for literal commands or directives to immediate action." Id. at 194 (footnote omitted). The court noted that

[t]his is particularly true when the artist's performance of such musical lyrics and poetry was physically and temporarily remote from the listener who only subsequently hears such performance by means of an electronic recording. The circumstances and conditions under which the listener might receive such performance are infinitely variable and totally beyond both the control and the anticipation of the performing artists and the producers and distributors of the recording.

Id. at 194, n.10 (emphasis added).

The circumstances in which Stefani communicated her statement are different *529than the circumstances in which Osbourne communicated his message. First, McCollum involved substantive lyrics-not concert directions-which could be seen as triggering fundamental principles of First Amendment protection. Second, unlike the McCollum plaintiff who was physically and temporarily distant from the artist and musical performance at issue, Plaintiff was in the same time and place as Stefani when Stefani invited the audience to come forward. Stefani made her statement during a live musical performance-she knew the exact circumstances and conditions under which the concert attendees would receive her message. Stefani issued an in-person invitation to thousands of people in a stadium-like arena to come forward toward the stage. And Stefani's announcement, unlike the lyrics in McCollum, was intended to produce immediate action and was likely to bring that action about. Therefore, a jury could find that Stefani could have anticipated the reaction that her statement would prompt: thousands of people, many of whom were consuming alcohol, to descend toward the stage immediately. And it is foreseeable that in this mass movement, someone could get hurt. Overall, Stefani's in-person invitation weighs more toward a statement prompting immediate and likely action than one promoting artistic expression and the free exchange of ideas (i.e., one meriting First Amendment protection).

Plaintiff's case is more analogous to Weirum v. RKO General, Inc., 15 Cal.3d 40, 123 Cal.Rptr. 468, 539 P.2d 36 (1975). There, the plaintiff brought suit against a radio station that planned and held a promotional contest during summer vacation aimed at a teenage audience. Id., 123 Cal.Rptr. 468, 539 P.2d at 38. The contest required teenage listeners to follow the disc jockey's car throughout Los Angeles to claim a prize. Id. The station broadcasted periodic updates, in real time, of the disc jockey's current whereabouts, instructing listeners to "be on the lookout" and encouraging them to be the first to arrive in order to receive the cash prizes. Id. During the pursuit, a teenage listener forced a car off the highway, killing the sole occupant. Id. The court allowed the plaintiff's negligence claim to go forward, finding that "[i]t was foreseeable that the defendant's youthful listeners, finding the prize had eluded them at one location, would race to arrive first at the next site and in their haste would disregard the demands of highway safety." Id., 123 Cal.Rptr. 468539 P.2d at 40. Although the defendant contended that the giveaway contest "must be afforded the deference due society's interest in the First Amendment," the court dismissed the contention as "clearly without merit." Id. Rather, the court framed the case as follows:

The issue here is civil accountability for the foreseeable results of a broadcast which created an undue risk of harm to decedent. The First Amendment does not sanction the infliction of physical injury merely because achieved by word, rather than act.

Id.

In the instant case, the issue is civil accountability for the foreseeable results of Stefani's in-person invitation to patrons to move toward the stage, which created an undue risk of harm to Plaintiff and other patrons. The Weirum case involved the transmission of a contemporaneous invitation to listeners and a clear call to action. In fact, Plaintiff's case is even stronger on the foreseeability prong because Stefani's announcement was made to listeners in her immediate presence rather than through a medium such as the radio or television. Stefani could foresee what would likely occur in the Pavilion as a result of her invitation with her own eyes.

*530iii. Furtherance or Hindrance of First Amendment Principles

The last step in the Court's First Amendment inquiry is to weigh how Stefani's statement and the circumstances in which it was made either further or hinder the principles and purposes undergirding the First Amendment. The Court must ask whether allowing a negligence action to go forward against Stefani (and thus "punishing" her for her speech) would curtail the exposition of ideas, the "common quest for truth," or "the vitality of society as a whole." Bose, 466 U.S. at 503-04, 104 S.Ct. 1949.

Defendant argues that imposing tort liability on Stefani for her concert announcement would have a "chilling effect" on the flow of free speech. On the contrary, imposing liability on Stefani would incentivize performers to abide by the safety precautions in place at concert venues and to maintain and promote order and safety during performances. In sum, the Court finds that Stefani's statement is of the same character of speech which the Supreme Court has held to have "no essential part of any exposition of ideas" and has "such slight social value as a step to truth that any benefit that may be derived from [the statement] is clearly outweighed by the social interest in order and morality." Chaplinsky, 315 U.S. at 568, 62 S.Ct. 766. Accordingly, Stefani's statement is not entitled to the protection of the First Amendment. The First Amendment does not preclude Plaintiff from bringing a negligence claim against Stefani. Finding otherwise would permit Stefani to "escape and recreate a [jurisprudence] that's [her] own world."4 The Court denies Stefani's Motion for Summary Judgment in regard to the negligence claim.

2. Plaintiff's Punitive Damages Claim Against Stefani

In her Amended Complaint, Plaintiff alleges that Stefani's acts constitute "gross negligence, as it amounted to wantonness, willfulness, or evidenced a reckless indifference to the consequences of her acts, entitling the Plaintiff to punitive damages." (Doc. No. 13 ¶ 33). To be awarded punitive damages, Plaintiff must first show that she is entitled to compensatory damages, and she must prove, by clear and convincing evidence, that Stefani's conduct was "willful" or "wanton." N.C. Gen. Stat. § 1D-15(a) - (b). Willful or wanton is defined as "the conscious and intentional disregard of and indifference to the rights and safety of others, which the defendant knows or should know is reasonably likely to result in injury, damage, or other harm." Id. § 1D-5(7). "Willful or wanton conduct means more than gross negligence." Yet Plaintiff pleads that Stefani's "negligent acts ... constitute[ ] gross negligence." (Doc. No. 13 ¶ 33). By her own admission, then, Plaintiff is not entitled to punitive damages since Stefani's alleged wrongful acts amounted to gross negligence, at best, and thus her actions were not willful or wanton.

Additionally, Plaintiff failed to respond to Defendant's argument as to why her punitive damages claim should survive summary judgment. Plaintiff has abandoned her punitive damages claim. See, e.g., Chamberlain v. Securian Fin. Grp., Inc., 180 F.Supp.3d 381, 405 (W.D.N.C. 2016) (explaining that when a plaintiff, in response to a defendant's summary judgment motion, fails to respond to arguments regarding a claim, the claim can be dismissed due to abandonment). Therefore, the Court grants Stefani's summary judgment *531claim in regard to the punitive damages claim.

B. Defendant Live Nation's Motion for Summary Judgment

Plaintiff also sued Live Nation for the negligence of its security personnel under the doctrine of respondeat superior. (Doc. No. 13 ¶¶ 27-31). To survive summary judgment on this claim, Plaintiff must once again put forth evidence showing that she meets each element of negligence under North Carolina law. Shook, 563 S.E.2d at 197. That is, Plaintiff must show that Live Nation owed Plaintiff a duty of reasonable care, (2) Live Nation breached that duty, (3) Live Nation's breach was an actual and proximate cause of Plaintiff's injury, and (4) Plaintiff suffered damages as the result of Live Nation's breach. Gibson v. Ussery, 675 S.E.2d at 668.

In her Amended Complaint, Plaintiff alleges that Live Nation should be held liable for the negligence of its employees. Specifically, Plaintiff alleges that Live Nation's security personnel was negligent by failing to (1) "take actions to stop the patrons in the lawn seating area from coming to the performance stage" and (2) "to provide security barricades and other security matter and take measures to separate the reserved seating area from the lawn seating area so as to prevent the patrons in the lawn seating area from stampede rushing through the reserved seating area toward the performance stage." (Doc. No. 13 ¶ 28).5 Because the Court finds that Plaintiff's claim against Live Nation fails to establish the elements of (1) duty, (2) breach, and (3) causation, the Court grants summary judgment in Live Nation's favor.

1. Live Nation did not owe Plaintiff a duty to protect her from the crowd and her resulting injury because Stefani's actions were unforeseeable.

In Nelson v. Freeland, the Supreme Court of North Carolina abolished the distinction between landowner's duties to invitees versus licensees and instead replaced the different standards with a singular standard: landowners owe all lawful visitors a "duty to exercise reasonable care in the maintenance of their premises for the protection of lawful visitors." Nelson v. Freeland, 349 N.C. 615, 507 S.E.2d 882, 892 (1998). In reaching that decision, the court noted that it was not holding that landowners "are now insurers of their premises," nor was it intending to require landowners "to undergo unwarranted burdens in maintaining their premises." Id. Under North Carolina law, the extent of a landowner's duty to protect lawful visitors from the alleged wrongful acts of third parties is circumscribed by Foster v. Winston-Salem Joint Venture, 303 N.C. 636, 281 S.E.2d 36 (1981). "The general duty imposed upon the owner is not to insure the safety of his customers, but to exercise ordinary care to maintain his premises in such a condition that they may be used safely by his invitees in the manner for which they were designed and intended." Id. Ordinarily, the store owner is not liable for injuries to his patrons which result *532from the intentional wrongdoing of third parties on his premises because "[i]t is usually held that such acts can not be reasonably foreseen by the owner, and therefore constitute an independent, intervening cause absolving the owner of liability." Id.

Foreseeability of "physical harm caused by the accidental, negligent, or intentionally harmful acts of third persons," exists if the defendant "know[s] or has reason to know, from past experience, that there is a likelihood of conduct on the part of third persons in general which is likely to endanger the safety of the visitor." Foster, 281 S.E.2d at 38-39 (quoting Restatement (Second) of Torts § 344 ). In Foster, the plaintiff was assaulted by a third party while in the defendant's parking lot. Id., at 37. At the summary judgment stage, the plaintiff had put forth evidence that the defendant had notice of at least twenty-nine previous incidents of crime in the defendant's parking lot prior to the plaintiff's assault. Id., at 40. The Supreme Court of North Carolina held that, because the plaintiff had forecasted evidence that would allow a reasonable jury to conclude that the circumstances giving rise to the plaintiff's injuries were reasonably foreseeable to the defendant, summary judgment was improper. Id. Thus, foreseeability is the relevant test for determining whether Live Nation owed Plaintiff a duty to protect her from the wrongful acts of third parties-here, from the acts of Stefani and other patrons. "No legal duty exists unless the injury to the plaintiff was foreseeable and avoidable through due care." Stein v. Asheville City Bd. of Educ., 360 N.C. 321, 626 S.E.2d 263, 267 (2006).

Moreover, that foreseeability must have some degree of specificity as to the type of harm alleged or the injury sustained. In Roberts v. Mars Hill University, 802 S.E.2d 621 (N.C. App. 2017) (unpubl.), the plaintiff, a college student who lived in an on-campus dormitory, sued the college after he was assaulted by fellow students during an altercation resulting from a dispute over a prank. Id. at *1. The student claimed that the university had notice that the attack on him was foreseeable due to repeated criminal complaints at that particular dormitory. Id. at *2. Plaintiff alleged that forty-one percent of the University Police Department's ninety-five calls on campus involved the plaintiff's dormitory. Id. At the summary judgment stage, the court concluded that the evidence of prior hazards/dangers was overly broad in that "the ninety-five (95) calls to campus security over the course of almost six years is insufficient to raise a triable issue regarding foreseeability," provided that these calls included calls complaining of incidents distinguishable from the plaintiff's case. Id. at *3.

Here, Plaintiff has not forecast evidence that would allow a reasonable jury to conclude that the circumstances giving rise to Plaintiff's injury were foreseeable to Live Nation. Plaintiff has not alleged that Live Nation had actual or constructive notice that Stefani was going to invite patrons toward the stage in advance of Stefani's announcement. On the other hand, Defendant has proffered the testimony of multiple, longtime Live Nation employees that, in their many years of experience working at the PNC Pavilion, they had never previously seen a performer inviting patrons to approach the stage. (Doc. No. 39 at 9-10). Only one Live Nation employee, Charles Singley, remembered a previous performer inviting fans to move closer to the stage. (Id. ). He noted that this incident occurred fifteen years prior to the incident at issue here. (Id. ). This falls far short of the foreseeability threshold that the Supreme Court of North Carolina has held is sufficient *533to establish liability for third-party conduct.

Plaintiff argues that the relevant inquiry is not whether Stefani's announcement was foreseeable, but rather, is whether the resulting crowd rush was foreseeable. Plaintiff, without citing any supporting sources, contends that the "phenomenon of a crowd rush in an entertainment venue is well known throughout the security entertainment industry." (Doc. No. 60 at 9). However, as mentioned supra, there must be some degree of specificity in the foreseeability analysis. And generally foreseeing that a crowd rush might occur in a large entertainment venue is insufficiently vague and overly broad to charge Defendant with a heightened duty to insure Plaintiff's absolute safety from the acts of third persons.

Additionally, where "an unsafe condition is created by a third party [on the defendant's property] ... [the] plaintiff must show that it has existed for such a length of time that defendant knew or, by exercising reasonable care, should have known of its existence in time to have removed the danger or have given a warning of its presence." Freeman v. Sugar Mountain Resort, Inc., 134 N.C.App. 73, 516 S.E.2d 616, 618 (1999), rev'd on other grounds as stated in dissent, 351 N.C. 184, 522 S.E.2d 582 (1999). The undisputed facts reveal that Plaintiff's injury occurred nearly five minutes after Stefani's initial invitation. The immediacy of the situation-the crowd rush prompted by Stefani's invitation-is apparent; Live Nation did not have a reasonable amount of time to remove the danger or to give warning of its presence. Live Nation learned of the danger when Plaintiff did, and its reaction to the unforeseen chaos was well within the reasonable care standard. Thus, the Court finds that Live Nation did not owe Plaintiff a duty to protect Plaintiff from the crowd rush and prevent her injury.

2. Even if Live Nation owed Plaintiff a duty, it did not breach that duty.

Although the Court finds that no duty existed and could stop the inquiry here, the Court chooses to examine the element of breach. Plaintiff claims that Defendant Live Nation breached its duty of care to Plaintiff by taking no action to prevent patrons in the lawn seating area from moving closer toward the stage and by failing to provide security barricades and other security matter and take adequate measures to prevent patrons moving from the lawn area into the reserved seating area. On the night of Stefani's concert, Live Nation personnel, (1) "positioned themselves in the aisles between, and at the tops of, the reserved seating sections to hold the crowd back from gaining access to the lower reserved area closest to the stage" and (2) communicated with Stefani's tour manager to instruct Stefani to rescind her invitation. (Doc. No. 39 at 12). Additionally, Live Nation's security and safety measures on the night of Stefani's concert included the following:

• A five-feet-high concrete wall separating the upper reserved seating area, where Plaintiff was ticketed to sit, from the sections behind her
• A system of rails separating Plaintiff's section from those above/behind her
• Bicycle racks positioned throughout the venue, including at the tops of the reserved seating sections, where Live Nation's guest services employees were stationed
• Over thirty Live Nation ushers/guest services staff and fifty-two total civilian security personnel throughout the venue, including in the reserved seating sections *534• Twenty-seven off-duty police officers deployed in and around the venue
• A pre-concert meeting/briefing held before Stefani's performance began, for the express purpose of coordinating venue security efforts
• Pre-season training of staff, including instruction on how to respond to the unlikely event of a large and sudden crowd movement toward a barricade in an effort to mitigate against mass injuries.

(Doc. No. 39 at 12). Plaintiff has not argued, nor provided expert testimony, as to why the above measures were insufficient. Rather, Plaintiff asserts that she and her friends "saw virtually no security during the rush." (Doc. No. 60 at 10). The only specific "breach" that Plaintiff alleges is that "the barrier that separates the lawn area from the aisle leading to where the Plaintiff was trampled, was removed during the crowd rush to allow the crowd to stampede through the aisle toward the stage where Plaintiff was trampled." (Id. ). Here again, Plaintiff has not provided any testimony, besides her own, as to why the movement of a barricade in the midst of a large crowd rush is a breach of the standard of care. In fact, Live Nation contends that the movement was done to aid patron safety and mitigate against injury and was consistent with Live Nation's standard protocol for responding to a crowd rush of "a massive group of people." (Doc. Nos. 39 at 13; 39-11 at 26; 59-7 at 7).

Plaintiff relies on the case of Custini v. Radio City Productions, LLC to argue that the question of breach of duty should be taken to the jury. 2009 WL 2459852 (N.Y. Sup. Ct. 2009). In Custini, during a performance at Radio City Music Hall, the show was postponed due to a musician union strike after the audience arrived and was seated. The defendant-show operator incited an angry crowd movement by making a late announcement that the show the plaintiff was attending was postponed and asking the audience to leave. A resulting crowd rush ensued in the inner lobby, and the plaintiff was trampled. The court denied the defendant's motion for summary judgment seeking dismissal of plaintiff's negligence claims against the defendant for failing to control and contain the crowd rush.

Plaintiff analogizes the present case to the facts in Custini to argue that summary judgment is improper on the issue of breach. Plaintiff's analogy is misplaced because the instant case is distinguishable. First, the defendant-show operator made the announcement in Custini and was thus the party responsible for inciting the crowd rush. Dissimilar from Custini, here, Stefani-a third party-made the initial announcement which triggered the crowd rush. Thus, the inquiry in Custini was not whether and to what extent a venue owner/operator is liable for the alleged wrongful conduct of a third party. Moreover, in Custini the defendant-show operator had advance notice of the circumstances which led to the postponement announcement; here, Live Nation had no advance notice or warning of Stefani's announcement inviting the crowd to come forward. Stefani's announcement was a unilateral move which prompted patrons to move toward the stage. As such, Live Nation cannot be held responsible.

3. Assuming arguendo that Defendant Live Nation had a duty and breached that duty, Plaintiff still cannot show that Live Nation caused her injury.

Assuming arguendo that Plaintiff has forecasted sufficient evidence as to the elements of duty and breach, to succeed on her negligence claim against Live Nation, Plaintiff must still show that Live Nation's alleged breached actually and proximately caused her injuries.

*535Gibson, 675 S.E.2d at 668. Plaintiff must show that her injury would not have occurred but for Live Nation's negligence. Liller v. Quick Stop Food Mart, 131 N.C.App. 619, 507 S.E.2d 602, 606 (1998). The Supreme Court of North Carolina has previously addressed the issue of a landowner's security/safety measures and the preventability of visitor injury. In Liller v. Quick Stop Food Mart, a third party shot the plaintiff after an attempted mugging in the parking lot of a convenience store. Id. at 603. The plaintiff filed suit against the convenience store alleging that the store was negligent by not taking "adequate measures to protect its business invitees from criminal acts of third parties." Id. at 604. An expert witness performed a security audit of the store and testified that, given the history of criminal incidents at the store and the store's location, the security at the store "was below the minimal standards ... as that required by a high risk area." Id. While the court concluded that the plaintiff had forecasted sufficient evidence as to the foreseeability of the attack, it found that proximate cause was "a different matter." Id. at 606.

The court noted that the plaintiff's assailant appeared to be intoxicated or high on drugs and looked mean, wild, and crazy. Id. The plaintiff's expert acknowledged that individuals who are irrational or intoxicated due to alcohol or drugs "are not reasonably deterred by security precautions." Id. The court reasoned that despite the plaintiff's allegations of defendant's negligence

in failing to take adequate measures, including the provision of security guards and installation of a security surveillance or burglar alarm system, to protect its customers from the criminal acts of third persons, the forecast of evidence failed to show how the foregoing actions, or any other measures, would have prevented [the] plaintiff's assault.

Id. Thus, summary judgment in favor of the defendant was proper.6 Id. The North Carolina Court of Appeals has continued to echo this rationale: "where the proposed safety measures would not have prevented the plaintiff's injury, the alleged negligent failure to take such measures could not have constituted a proximate cause of the plaintiff's injury." Davenport v. D.M. Rental Properties, Inc., 217 N.C.App. 133, 718 S.E.2d 188, 190 (2011) (rejecting, at the summary judgment stage, the plaintiff's claim that defendants breached their duty to him by "failing to install security cameras, hire security guards, install fences, or post warning signs," causing him to be injured by a third party on premises controlled by the defendants).

Here too, Plaintiff's claim should be dismissed at the summary judgment stage because Plaintiff has failed to forecast sufficient evidence to show that, if Live Nation had more security personnel or measures in place, her injury would have been prevented. Plaintiff merely asserts that Live Nation's security and guest services personnel and other security measures/barricades were insufficient without providing any expert testimony or other evidence to substantiate those assertions. The only evidence she offers to support this claim is the testimony of herself and her friends that they did not see security guards present (except for one guard) during the alleged stampede. Relying on this testimony, Plaintiff focuses on the purported *536scantiness of security guards present, contending that Live Nation understaffed the event with security personnel. This parallels an argument made by the plaintiff in Freeman v. Sugar Mountain Resort, Incorporated after he suffered personal injuries when he was struck by another skier who jumped into him from a makeshift ski ramp on the defendant's property. 134 N.C.App. 73, 516 S.E.2d 616, 617 (1999), rev'd, 351 N.C. 184, 522 S.E.2d 582 (1999). The North Carolina Court of Appeals denied summary judgment, in part because the court disagreed with the defendant's contention that the plaintiff's accident was not reasonably foreseeable. Id. at 618. In the appellate decision, Judge Lewis disagreed with the majority and authored a dissent, asserting that granting summary judgment in favor of the defendant was proper "for a number of reasons." Id. at 619. One of the principal reasons, Judge Lewis argued, was that the plaintiff failed to establish proximate cause because he "fail[ed] to demonstrate how having a larger staff could have made the only accident of this nature on this night foreseeable." Id. at 621. On appeal, the Supreme Court of North Carolina reversed and remanded the appellate court's decision "[f]or the reasons stated in the dissenting opinion by Judge Lewis." Freeman, 522 S.E.2d at 582. Thus, the Supreme Court of North Carolina agreed that

[t]o say that plaintiff's injury in a collision with another skier from outside the slope could have been prevented by having some unknown number of ski patrols employed to discover a ramp constructed off the actual ski slope, unnoticed by plaintiff and unreported by every other skier that night, is for this Court to make an improvident jump down the slope of causation.

Freeman, 516 S.E.2d at 620.

Likewise, Plaintiff fails to demonstrate how Live Nation employing more security personnel at the Pavilion would have prevented Plaintiff's injury. Besides Plaintiff pointing to evidence of her injury-the only reported injury from the concert-Plaintiff offers no evidence showing that Live Nation caused her injury. This is impermissible:

Negligence is not presumed from the mere fact of injury. Plaintiff is required to offer legal evidence tending to establish beyond mere speculation or conjecture, every essential element of negligence, and upon failure to do so, nonsuit is proper.

Roumillat v. Simplistic Enterprises, Inc., 331 N.C. 57, 414 S.E.2d 339, 345 (1992), abrogated on other grounds by Nelson v. Freeland, 349 N.C. 615, 507 S.E.2d 882 (1998). Accordingly, the Court refuses to make "an improvident jump down the slope of causation" and concludes that granting summary judgment in favor of Live Nation is appropriate. Freeman, 516 S.E.2d at 620.

IV. CONCLUSION

IT IS, THEREFORE, ORDERED that:

1. Defendant Stefani's Motion for Summary Judgment, (Doc No. 40), is DENIED in part and GRANTED in part. Specifically, Stefani's Motion for Summary Judgment on Plaintiff's negligence claim is denied. Plaintiff's negligence claim against Stefani may proceed to trial. But, the Court grants Stefani's Motion for Summary Judgment regarding Plaintiff's punitive damages claim. Plaintiff's claim for punitive damages is DISMISSED.
2. Defendant Live Nation's Motion for Summary Judgment, (Doc No. 38), is GRANTED. Plaintiff's negligence claim against Live Nation is DIS MISSED
*537, and Live Nation is DISMISSED as a party to this suit.
3. Defendant Live Nation's Motion for Judgment on the Pleadings, (Doc. No. 25), is now DISMISSED as moot.

5.4.1.3 Off-Premises Plaintiffs 5.4.1.3 Off-Premises Plaintiffs

5.4.1.3.1 Mostert v. CBL & Associates ("The Hundred Year Flood Case") 5.4.1.3.1 Mostert v. CBL & Associates ("The Hundred Year Flood Case")

What is the ordinary rule for a case like this? Is this an exceptional kind of case such that the ordinary rule does not apply?

Gerrit (Dutch) MOSTERT, Personal Representative of the Estate of Kumi Maria Mostert, for and on Behalf of Dutch and Kay Mostert, Appellant (Plaintiff), v. CBL & ASSOCIATES and American Multi Cinema, Inc., Appellees (Defendants).

No. 86-220.

Supreme Court of Wyoming.

Aug. 14, 1987.

*1091Robert G. Pickering and Henry F. Bailey, Jr. of Bailey, Pickering, Stock & Welch, Cheyenne, for appellant (plaintiff).

Peter K. Michael and Nicholas G. Kalo-kathis of Lathrop & Uchner, Cheyenne, for appellee (defendant) CBL & Associates.

Weston W. Reeves and M. Greg Carlson of Reeves & Murdock, Casper, for appellee (defendant) American Multi Cinema, Inc.

Before BROWN, C.J., and THOMAS, CARDINE, URBIGKIT and MACY, JJ.

BROWN, Chief Justice.

Appellant Gerrit (Dutch) Mostert, personal representative of the estate of Kumi Maria Mostert and on behalf of Dutch and Kay Mostert, filed a complaint alleging negligence and/or willful, wanton and reckless conduct on the part of appellees, Frontier Mall complex owners, CBL & Associates (CBL) and American Multi Cinema, Inc. (AMC), after Kumi Maria Mostert tragically drowned when the vehicle in which she was riding was engulfed by flood waters. Before trial the court granted appellee AMC’s motion to dismiss with prejudice and also granted appellee CBL a summary judgment. On appeal, appellant urges the following issues:

1. “Whether the court incorrectly converted a motion to dismiss filed by one of the defendants [CBL] into a motion for summary judgment?”
2. “Whether liability should be imposed against a theatre owner [AMC] and the owner of the complex in which the the-atre is located [CBL], both of whom had knowledge of flash flood warnings (and a • demand by city officials that citizens stay off the streets to avoid injury from severe flash flooding), for negligently failing to restrain or warn their patrons of the foreseeable, dangerous consequences of their leaving the theatre and mall complex and traveling on city streets which proximately caused the death by drowning of a seven year old girl, and severe injury to her parents?”

The status of appellees is substantially different. Therefore, we will address the following issues.

I
Whether liability should be imposed against a theatre owner [AMC] for negligently failing to restrain or warn patrons of the foreseeable, dangerous consequences of their leaving the theatre.
II
Whether the court incorrectly converted a motion to dismiss filed by CBL into a motion for summary judgment.
III
Whether liability should be imposed against the owner of the complex in which the theatre is located [CBL], for negligently failing to restrain or warn patrons of the foreseeable, dangerous consequences of their leaving the mall complex.

We reverse in part, affirm in part and remand to the trial court for disposition in conformity with this opinion.

On the evening of August 1,1985, Gerrit (Dutch) and Kay Mostert and their daughter, Kumi Maria, were patrons of appellee American’s Frontier Six Theatres (AMC) located in the Frontier Mall complex owned by appellee CBL & Associates (CBL), in Cheyenne, Wyoming.

During the evening, Cheyenne experienced a severe thunderstorm which caused the National Weather Service, civil defense authorities, and local law enforcement officials to issue severe thunderstorm, flash flood and tornado warnings. As the storm became progressively worse, local emergency management officials demanded that citizens stay indoors in a safe area and off the streets to avoid being injured or killed. *1092Appellees were aware of the severity of the August 1, 1985, storm; were aware of the National Weather Service, civil defense, and local law enforcement warnings, as well as the severe flooding occurring in Cheyenne during the movie. However, the Mostert family never became aware of the warnings or severity of the storm because they were inside AMC’s theatre, and they and other patrons attending the movie were not warned.

After the movie, the Mosterts left the theatre through an exit leading directly into the parking lot. They traveled eastward on Del Range Boulevard, and at some point on the road the Mosterts’ vehicle was struck by flood waters. In an attempted escape, Kumi Maria drowned. Thereafter, a complaint was filed, alleging negligence and/or willful, wanton and reckless conduct on the part of both appellees.

Appellee AMC filed a motion to dismiss on the grounds that no duty existed to warn or act for the protection of its patrons, the Mostert family, alleging that the Mosterts failed to state a claim upon which relief could be granted under Rule 12(b)(6), Wyoming Rules of Civil Procedure. The action against AMC was dismissed on July 17, 1986.

Thereafter, CBL moved to dismiss the complaint. The CBL motion contained affidavits of two Frontier Mall employees, and portions of Mr. and Mrs. Mostert’s deposition. Appellant opposed the motion to dismiss, but based on the court’s ruling on AMC’s motion to dismiss, appellant suggested that an order granting the motion be entered to expedite appeal.1 An order granting CBL a summary judgment was entered on August 1, 1986. Appellant appeals the orders as to both appellees. A final amended notice of appeal was filed by appellant on August 5, 1986.

I

Appellant alleges that the trial court erred when it dismissed the complaint against AMC for failure to state a claim upon which relief can be granted pursuant to Rule 12(b)(6), W.R.C.P.

According to our standard of review we will sustain a dismissal of a complaint only if it shows on its face that the plaintiff was not entitled to relief under any set of facts. Johnson v. Aetna Casualty & Surety Co. of Hartford, Wyo., 608 P.2d 1299 (1980). In considering such a motion, the “facts alleged in the complaint are admitted and the allegations must be viewed in the light most favorable to plaintiffs.” Moxley v. Laramie Builders, Inc., Wyo., 600 P.2d 733, 734 (1979). Dismissal is a drastic remedy, and is sparingly granted. Harris v. Grizzle, Wyo., 599 P.2d 580 (1979). In Lewis v. State Board of Control, Wyo., 699 P.2d 822, 824 (1985), we said:

“ * * * In reviewing a dismissal under Rule 12(b)(6) [W.R.C.P.], this court will only sustain such dismissal if the complaint shows on its face that the plaintiff is not entitled to relief. Johnson v. Aetna Casualty and Surety Co. of Hartford, Conn., Wyo., 608 P.2d 1299 (1980), appeal after remand 630 P.2d 514, cert. denied 454 U.S. 1118, 102 S.Ct. 961, 71 L.Ed.2d 105 (1981), reh. denied 455 U.S. 1039, 102 S.Ct. 1743, 72 L.Ed.2d 157 (1982). Therefore, we treat as true all the allegations of contestants’ complaint. Moxley v. Laramie Builders, Inc., Wyo., 600 P.2d 733 (1979).”

Because the trial court dismissed appellant’s complaint on the narrow ruling that AMC had no legal duty, we limit our discussion to duty and make only fleeting reference to other ingredients of negligence such as violation of duty, proximate cause and injury.

Historically, landowners owed no duty to warn or take action to prevent harm to *1093invitees where the risks involved were outside their premises. However, the imprecise term “duty” has no simple definition that is applicable in all circumstances. One commentator has said:

“ * * * It is therefore not surprising to find that the problem of duty is as broad as the whole law of negligence, and that no universal test for it ever has been formulated. It is a shorthand statement of a conclusion, rather than an aid to analysis in itself. Yet it is embedded far too firmly in our law to be discarded, and no satisfactory substitute for it, by which the defendant’s responsibility may be limited, has been devised. But it should be recognized that ‘duty’ * * * is only an expression of the sum total of those considerations of policy which lead the law to say that the plaintiff is entitled to protection.
* * *
“ * * * [T]he courts have merely ‘reacted to the situation in the way in which the great mass of mankind customarily react,’ and that as our ideas of human relations change the law as to duties changes with them. Various factors undoubtedly have been given conscious or unconscious weight, including convenience of administration, capacity of the parties to bear the loss, a policy of preventing future injuries, the moral blame attached to the wrongdoer, and many others. Changing social conditions lead constantly to the recognition of new duties. No better general statement can be made than that the courts will find a duty where, in general, reasonable persons would recognize it and agree that it exists.” Prosser & Keaton on Torts, § 53, pp. 357-359 (5th ed. 1984).
“ * * * The judge’s function in a duty determination involves complex considerations of legal and social policies which will directly affect the essential determination of the limits to government protection. Consequently, * * * the imposition and scope of a legal duty is dependent not only on the factor of foreseeability ([Cunis v. Brennan ] 56 Ill.2d 372, 375, 308 N.E.2d 617) but involves other considerations, including the magnitude of the risk involved in defendant’s conduct, the burden of requiring defendant to guard against that risk, and the consequences of placing that burden upon the defendant. [Citations.]” Nelson by Tatum v. Commonwealth Edison Company, 124 Ill.App.3d 655, 662, 80 Ill.Dec. 401, 465 N.E.2d 513, 519 (1984).

In Gates v. Richardson, Wyo., 719 P.2d 193,196 (1986), this court quoted Prosser & Keeton, Torts § 54 at 357-358 (1984):

“ * * * Duty is not sacrosanct in itself, but only an expression of the sum total of those considerations of policy which leads the law to say that the plaintiff is entitled to protection.”

It is stated in Collins v. Memorial Hospital of Sheridan County, Wyo., 521 P.2d 1339, 1341 (1974),

“ * * * [t]he writer freely concedes the importance, necessity, and strength of the doctrine of stare decisis * * * but is unable to
utilize this doctrine as a justification for the continuance of an unfair and improper rule which operates to the detriment of those who may suffer tortious injury * * * if

And, in Lewis v. Wolf, 122 Ariz.App. 567, 596 P.2d 705, 706 (1979), that

“ * * * [t]he main characteristic of the common law is its dynamism. It does not remain static. The common law is not a thing of chiseled marble to be left unchanged for centuries.”

The court in Bielski v. Schulze, 16 Wis.2d 1, 114 N.W.2d 105, 110 (1962), said:

“ * * * Inherent in the common law is a dynamic principle which allows it to grow and to tailor itself to meet changing needs within the doctrine of stare decisis, which, if correctly understood, was not static and did not forever prevent the courts from reversing themselves or from applying principles of common law to new situations as the need arose. If this were not so, we must succumb to a rule that a judge should let others ‘long dead and unaware of the problems of the age in which he lives, do his thinking for *1094him.’ Mr. Justice Douglas, ‘Stare Deci-sis’ 49 Columbia Law Review 735, 736. * * * yy

We do not hesitate to depart from a historic or traditional rule in order to meet changing needs or correct and clarify inappropriate application of a traditional rule. McClellan v. Tottenhoff, Wyo., 666 P.2d 408 (1983).

Based upon the foregoing and upon balancing a number of factors, we find it appropriate to depart from the traditional rule that a landowner has no duty to warn an invitee of risks off the landowner’s premises.

In Yalowizer v. Husky Oil Company, Wyo., 629 P.2d 465, 467 (1981), we quoted Restatement (Second) Torts § 331 with approval:

“ ‘(1) An invitee is either a public invitee or a business visitor. * * * (3) A business visitor is a person who is invited to enter or remain on land for a purpose directly or indirectly connected with busi- • ness dealings with the possessor of the land.’ ”

AMC was undeniably in the business of showing motion pictures to the public since it advertised such showings and the Mos-terts paid admission for such an opportunity. Therefore, the Mosterts are classified as business visitor-invitees.

In determining AMC’s duty to appellants, as business visitor-invitees, we note the case of Gates v. Richardson, supra, quoting Tarasoff v. Regents of University of California, 17 Cal.3d 425,131 Cal.Rptr. 14, 551 P.2d 334, 83 A.L.R.3d 1166 (1976), stating that a court must balance numerous factors when determining the existence of duty in each particular case. Those factors are as follows:

“ * * * (1) [t]he forseeability of harm to the plaintiff, (2) the closeness of the connection between the defendant’s conduct and the injury suffered, (3) the degree of certainty that the plaintiff suffered injury, (4) the moral blame attached to the defendant’s conduct, (5) the policy of preventing future harm, (6) the extent of the burden upon the defendant, (7) the consequences to the community and the court system, and (8) the availability, cost and prevalence of insurance for the risk involved. Tarasoff v. Regents of University of California, 17 Cal.3d 425, 131 Cal.Rptr. 14, 551 P.2d 334, 342, 83 A.L.R.3d 1166 (1976).” Gates v. Richardson, supra, at p. 196.

For the purposes of determining the propriety of dismissal of appellant’s action, we assume the facts alleged in the complaint to be true. We now relate these circumstances to the eight factors set out in Gates v. Richardson, 'sagra.

1. The foreseeability factor — AMC was aware of a severe thunderstorm and the presence of tornadoes and flash flooding outside the mall and in the vicinity. It was also aware that the storm became progressively worse and that city officials had demanded that citizens stay off the streets to avoid injury.
2. The closeness factor — the injury suffered by appellants was not remote. Kumi Marie Mostert drowned only minutes after AMC’s dereliction in not informing theatre patrons.
3. The degree of certainty factor (that plaintiff had suffered injury) — the injury suffered by the Mostert family was the greatest possible injury — the death of Kumi Marie.
4. The moral blame factor — the Mostert family was a business invitee of AMC and unaware of the storm. AMC was aware of the storm, flooding and attendant dangers. AMC was aware that city officials had demanded that citizens stay off the streets to avoid injury. Despite this superior knowledge, AMC did nothing to warn its patrons.
5. The policy of preventing future harm factor — a rule that business managers have a duty to pass on knowledge to invitees regarding off-premises dangers may reduce injury in the future. If businesses understand they have this duty, they would likely tell patrons what they know about off-premises risks.
6. The burden on defendant factor — the burden of passing AMC’s superior knowledge on to patrons regarding the flood *1095appears to be minimal. Theatres find a simple way to pass on to patrons all kinds of information. While we cannot assess the financial costs to AMC, we do not foresee them to be overly excessive. Moreover, the chance of a natural disaster is rare.
7. The consequences to community and courts factor — the consequences of a “duty rule” on the community and court system is a neutral factor.
8. The insurance factor — we do not know the cost of insurance or its availability for the risk involved here. Even if insurance were not available, that single factor should not be dispositive of this case.

Although we have not found a case directly on point, there are some cases that address off-premises risks.

In Garrett v. Grant School District No. 124, 139 Ill.App.3d 569, 93 Ill.Dec. 874, 487 N.E.2d 699 (1985), the court said that

“ * * * a particular standard of care is imposed on those involved in the four ‘special relationships’ which are described in section 314A of the Restatement. (Restatement (Second) of Torts § 314A (1965). The four special relationships which give rise to a duty to protect another from harm are: (1) carrier-passenger, (2) innkeeper-guest, (3) business invitor-invitee, and (4) voluntary custodian protectee under certain limited circumstances.”2 (Emphasis added.)

The case of Tarasoff v. Regents of University of California, supra, cited with approval by this court in Gates v. Richardson, supra, was concerned with failure, to warn of an off-premises risk. There, a therapist was told by his patient, during a treatment session on the premises of Co-well Memorial Hospital, that he intended to kill Tatiana Tarasoff. Although the therapist and the supervisors predicted the patient presented a serious danger of violence to Tatiana, no warnings were delivered. Ultimately, the patient went to the young woman’s residence and killed her.

The Supreme Court of California held that although there was no special relationship between Tatiana and the therapist, there was a relationship between the patient and the defendant therapist. Based on that relationship, the court held that the therapist owed a duty to warn the endangered party (Tatiana) or those who could have been reasonably expected to notify her of the danger.

In Piedalue v. Clinton Elementary School District No. 32, Mont., 692 P.2d 20, 22-23 (1984), the court said:

“ * * * [T]he true ground of liability of a business proprietor to an invitee for injuries sustained on the premises is the superior knowledge of the business proprietor over that of the business invitee of the dangerous condition and the proprietor’s failure to give warning of the risk.
« * * *
“In the application of that rule, it has been held that the duty of an occupier of premises beyond the premises to the entrances into and exits from such premises and it is his duty to warn his customers of hidden hazards upon, around or beyond his premises, if he would reasonably expect use of an adjacent area by his customer in connection with the invitation. To incur liability to a business invitee, it is not necessary that the owner or occupier own or control ingress or egress exits or that the owner or occupier create the hazard, if the hazard created a foreseeable risk of harm to business invitees and the owner or occupier knew of its presence and should have taken reasonable precautions to eliminate *1096it by such measures as posting warnings * * * tt 3

A Kansas case says:

“ * * * The possessor of premises on which an invitee enters owes a higher degree of care, that of reasonable or ordinary care for the invitee’s safety. This duty is active and positive. It includes a duty to protect and warn an invitee against any danger that may be reasonably anticipated. [Citations.]” Gerchberg v. Loney, 223 Kan. 446, 449, 576 P.2d 593, 596 (1978).

Allegations taken from appellant's complaint establish that AMC, through its duly appointed officers and employees, was aware that flooding was occurring outside the mall and that the storm had become progressively worse, reaching a point where city officials demanded that citizens stay off the streets to avoid injury or death by severe flash flooding. This occurred during the 7:45 p.m. movie on August 1, 1985.

Balancing the factors set out in Gates v. Richardson, supra, we do not detect a public policy against imposing a duty on AMC to advise patrons of off-premises dangers. The risks to which the Mostert family were exposed far outweighed the minimal burden placed on AMC to reveal its knowledge to its patrons.

We conclude that appellee AMC owed the Mostert family an affirmative duty to exercise reasonable or ordinary care for their safety which includes an obligation to advise them of off-premises danger that might reasonably be foreseeable. We are not suggesting by our determination that AMC had a duty to restrain its patrons or even a duty to advise them what to do. The duty as we see it is only to reveal what AMC knew to its customers.4

II

Appellant claims that he did not receive adequate notice of conversion of CBL’s motion to dismiss into a motion for summary judgment; that he was unfairly or inappropriately surprised, and that if he had known of such conversion no request to expedite the appeal would have been made. According to appellant, the court had the discretion to consider the motion only under standards set out in Rule 12(b)(6), W.R.C.P., and abused its discretion when it converted CBL’s motion to dismiss into a motion for summary judgment. We do not agree.

Rule 12(b), W.R.C.P., states in applicable part:

“* * * [T]he following defenses may at the option of the pleader be made by motion: * * * (6) failure to state a claim upon which relief can be granted * * *. No defense or objection is waived by being joined with one * * * (6) to dismiss for failure of the pleading to state a claim upon which relief can be granted, matters outside the pleading are presented to and not excluded by the court, the motion shall be treated as one for summary judgment and disposed of as provided in Rule 56, and all parties shall be given reasonable opportunity to present all material made pertinent to such a motion by Rule 56.” (Emphasis added).

Although CBL’s motion was denominated as a “Motion to Dismiss,” it was supported by affidavits and depositions filed concurrently with the motion. The motion also stated “and additionally there is no genuine question of material fact as to this defendant.” Therefore, it is undisputable that matters outside the pleadings were not only contemplated, but were in fact presented to the trial court for considera*1097tion. As stated in Torrey v. Twiford, Wyo., 713 P.2d 1160, 1162-1163 (1986):

“If a trial judge actually considers matters other than the pleadings on a motion to dismiss pursuant to Rule 12(b)(6), his decision is converted to a summary judgment. See discussion in Newberg v. American Dryer Corporation, 195 F.Supp. 345 (E.D.Pa.1961). The conversion may be automatic, as when the judge considers affidavits in connection with a Rule 12(b)(6) motion, Greaser v. Williams, Wyo., 703 P.2d 327 (1985); International Longshoremen’s and Warehousemen’s Union v. Kuntz, 334 F.2d 165 (9th Cir.1964), or the conversion may be accomplished by motion of one of the parties. * * *”

We hold that the conversion from Rule 12(b)(6) to summary judgment was proper. Documents which could have been filed pursuant to a motion for summary judgment, but were filed with the motion to dismiss, indicated that the moving party expected to have the motion decided pursuant to Rule 56, W.R.C.P. Therefore, there was no error in converting the motion to dismiss into a motion for summary judgment.

Furthermore, it has been stated:

“ * 1 * When a party files an affidavit which a judge considers under a Rule 12(b)(6) motion, this court will treat the motion as a motion for summary judgment subject to the time requirements of Rule 56, whether or not the record demonstrates that the parties had other notice of the conversion, unless the record otherwise demonstrates unfair or inappropriate surprise to either party but normally for the nonmoving party. * * * ” (Emphasis added.) Torrey v. Twiford, supra, at 1134.

In this case appellant was afforded proper notice and therefore not unfairly or inappropriately surprised by the trial court’s action. He received the ten day notice requirement in which to respond to appel-lee CBL’s motion. Rule 56, W.R.C.P.; and Rule 302, Uniform Rules for the District Courts of the State of Wyoming.

While the order did not specifically say that an automatic conversion had occurred, the order was sufficient to apprise appellant of the impending circumstances. In spite of the fact that no notice is necessary in instances of automatic conversion from Rule 12(b)(6) to summary judgment, the trial court specifically ordered that appellant have ten days in which to respond. The court did not actually enter the dismissal order until seven days later. This is “reasonable” notice, and appellant had the opportunity to present all material pertinent to his defense of the motion.

Ill

Having determined that summary judgment was the proper vehicle for consideration of the case against CBL, we note that our oft-cited standard of review on appeal from summary judgment is governed by the fundamental rule that summary judgment properly issues only upon the dual finding that no genuine question of material fact exists and that the prevailing party is entitled to judgment as a matter of law. Rompf v. John Q. Hammons Hotels, Inc., Wyo., 685 P.2d 25 (1984); and Matter of Estate of Brosius, Wyo., 683 P.2d 663 (1984). According to Rule 56(c), W.R.C.P., a summary judgment

“* * * shall be rendered forthwith if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, shows that there is no genuine issue as to any material fact and that the party is entitled to a judgment as a matter of law. # # * ft

The purpose of summary judgment is to eliminate formal trials where only questions of law are involved, Johnson v. Soulis, Wyo., 542 P.2d 867 (1975), and to pierce the formal allegations and reach the merits of a controversy where no material issue of fact is present. Siebert v. Fowler, Wyo., 637 P.2d 255 (1981). When a question arises as to whether or not genuine issue of material fact exists, as in this case, we follow our oft quoted standard:

“When reviewing a summary judgment on appeal, we review the judgment in the *1098same light as the district court, using the same information. Randolph v. Gilpatrick Construction Company, Inc., Wyo., 702 P.2d 142 (1985); and Lane Company v. Busch Development, Inc., Wyo., 662 P.2d 419 (1983). A party moving for summary judgment has the burden of proving the nonexistence of a genuine issue of material fact. Dudley v. East Ridge Development Company, Wyo., 694 P.2d 113 (1985). Material fact has been defined as one which, if proved, would have the effect of establishing or refuting an essential element of the cause of action or defense asserted by the parties. Samuel Mares Post No. 8, American Legion, Department of Wyoming v. Board of County Commissioners of the County of Converse, Wyo., 697 P.2d 1040 (1985). Upon examination of a summary judgment, we view the record from the vantage point most favorable to the party opposing the motion, giving him all favorable inferences which may be drawn from the facts. Bancroft v. Jagusch, Wyo., 611 P.2d 819 (1980).” England v. Simmons, Wyo., 728 P.2d 1137, 1141 (1986).

Furthermore, in Stundon v. Sterling, Wyo., 736 P.2d 317, 318 (1987), we noted that

“ * * * [t]he initial burden is on the mov-ant to show that there is no genuine issue of material fact. Fiedler v. Steger, Wyo., 713 P.2d 773 (1986). Once that showing is made, it is incumbent upon the party opposing the motion to come forward with specific facts to show that there is a genuine issue of material fact. [Citations.] Conclusory affidavits are insufficient and specific facts must be shown. Blackmore v. Davis Oil Company, Wyo., 671 P.2d 334 (1983).”

In this case CBL showed from affidavits and depositions submitted to the court in connection with its motion, that its status was significantly different than that of AMC. CBL was not the possessor of the theatre patronized by the Mosterts; and further, the Mosterts were on the premises exclusively controlled by AMC. CBL had no right or duty as landlord to enter the theatre and warn AMC’s patrons about weather conditions. Yet, an employee of CBL reported the thunderstorms to each tenant, including AMC. Additionally, the Mosterts left the theatre through a doorway controlled by AMC directly into the parking lot. These materials are sufficient to meet the movant’s burden and to make a prima facie showing that there is no genuine issue of material fact.

Appellant did not supply any evidence to oppose the motion of appellee CBL, and therefore did not meet his burden in showing that there was a genuine issue of material fact. We find that no genuine questions of material fact existed, and will now determine whether appellee CBL should be entitled to judgment as a matter of law.

The duty of care owed by an owner to an entrant upon his land is dependent upon the status of the person entering the premises. See Yalowizer v. Husky Oil Co., supra; and Maher v. City of Casper, Wyo., 219 P.2d 125 (1950). Again, according to Restatement (Second) Torts § 314A (1965), four “special relationships” give rise to a duty to protect another from harm: (1) carrier-passenger; (2) innkeeper-guest; (3) voluntary custodian protectee under certain limited circumstances; and (4) business in-vitor-invitee, as is the case here.

The general rule is that the owner or occupier of real property owes a duty to business visitor-invitees to maintain the premises in a reasonably safe condition. Loney v. Laramie Auto Co., Wyo., 255 P. 350 (1927). As stated in Dudley v. Montgomery Ward & Co., Wyo., 192 P.2d 617, 622 (1948), quoting from J.C. Penney Co. v. Robison, 128 Ohio St. 626, 193 N.E. 401, 403, 100 A.L.R. 705 (1934):

‘The rule is succinctly stated in Cooley on Torts, Yol. 2, p. 1259 (3d Ed.) viz.: “ * * * When he [the owner or lessor] expressly or by implication invites others to come upon his premises, whether for business or for any other purpose, it is his duty to be reasonably sure that he is not inviting them into danger, and to that end he must exercise ordinary care and prudence to render the premises reasonably safe for the visit.”' ”

*1099However, when real property is leased to a tenant, the duty to maintain shifts to the lessee.5 In these instances, the lessor is under a somewhat lesser duty, a duty to act as a reasonable person in view of all the circumstances, including the likelihood of injury to others, the seriousness of the injury, and the burden on the respective parties to avoid risk. Hall v. Quivira Square Development Co., Inc., 9 Kan.App.2d 243, 675 P.2d 931 (1984). Generally, liability is suspended as soon as a landlord surrenders possession and control of the premises in good condition to the lessee. 49 Am.Jur.2d Landlord and Tenant § 908, p. 888 (1970).

Given the circumstances in this case, we find no breach of duty by CBL to inform or warn the Mostert family of the off-premises dangers. Appellee CBL’s conduct fell well within the community standards of reasonable conduct. Assuming that injury because of the storm and flood was foreseeable, we do not find that appel-lee CBL possessed necessary control of the premises or had an opportunity to warn the Mosterts. Here appellee AMC, as a tenant of CBL had exclusive possession of the property and retained complete control of the theatres. Finally, because of practical considerations, we find that if this court were to impose liability on a landlord for injuries sustained off the landlord’s property, as in this case, it would be difficult to place any practical limitation upon such liability. Extending liability under the circumstances here upon a landlord stretches the legal theory of duty too far. A landlord cannot be expected to be an absolute insurer of the safety of each and every person who enters upon property which is exclusively in the possession and control of his tenant.

We are satisfied the trial court did not err in granting summary judgment to ap-pellee CBL. ‘[T]he determination that a duty of care exists is an essential precondition to liability founded on negligence. (Hooks v. Southern Cal. Permanente Medical Group (1980) 107 Cal.App.3d 435, 443, 165 Cal.Rptr. 741.) * * * ’ ” Vandermost v. Alpha Beta Company, 164 Cal.App.3d 771, 210 Cal.Rptr. 613, 615 (Cal.App. 2 Dist.1985). As to CBL, we find no breach of duty.

In conclusion, we do not believe that our determination with respect to appellees AMC and CBL is inconsistent. We hold that AMC has a duty because of its special relationship to the Mostert family as business invitees, and the superior knowledge it possessed of the off-premises risks. These findings are coupled with the minimal inconvenience on the part of AMC to share any superior knowledge it might have had with the Mosterts.

Conversely, CBL did not have a special relationship with the Mosterts, nor did it have an opportunity to warn the Mosterts of the flood without improperly intruding into the AMC theater, which was exclusively in the possession of AMC. Any duty that CBL may have had was satisfied when it advised its tenants of the thunderstorm and flooding.

Accordingly, we reverse and remand to the trial court as to appellee AMC and affirm as to appellee CBL.

THOMAS, J., filed an opinion, concurring in part and dissenting in part.

CARDINE, J., filed an opinion, concurring in part and dissenting in part, in which THOMAS, J., joins.

URBIGKIT, J., filed a specially concurring opinion.

THOMAS, Justice,

concurring and dissenting.

I agree with the majority in affirming the summary judgment granted in favor of CBL & Associates. I cannot agree with the disposition of the claim against American Multi Cinema, Inc., and I would affirm the trial court in its ruling on the motion to dismiss. There is no duty owed to business invitees such as that espoused by the majority.

*1100The rule articulated in the majority opinion may have a salutary effect upon the vernacular in the State of Wyoming. People sometimes complain of what now has become a common phrase of parting “Have a nice day.” From now on, owners of businesses in Wyoming will be instructing their employees to say to each customer who leaves the premises “Now, let’s be careful out there.” (I acknowledge the paraphrase from a popular television serial of recent years.)

It is disappointing that the majority is not present to the antithesis found in the Court’s opinion. The Court says with respect to CBL & Associates “ * * * [W]e find that if this court were to impose liability on a landlord for injuries sustained off of the landlord’s property, as in this case, it would be difficult to place any practical limitation upon such liability. Extending liability under the circumstances here upon a landlord stretches the legal theory of duty too far.” Yet the Court espouses a rule that imposes upon American Multi Cinema, Inc. a duty to warn its patrons of dangerous conditions off its premises.

Even the analysis of the leading case relied upon by the majority opinion is unacceptable. In discussing Tarasoff v. Regents of University of California, 17 Cal.3d 425, 131 Cal.Rptr. 14, 551 P.2d 334, 83 A.L.R.3d 1166 (1976), the majority says that it “was concerned with failure to warn of an off-premises risk.” My reading of that case demonstrates that it had nothing to do with premises liability or business invitees. It simply involved the application of a special duty with respect to the knowledge acquired by a therapist of the dangerous propensities of the patient. The circumstances of that case are as far removed from this case as Wamsutter is from New York City.

In addressing the duty owed to business visitor-invitees, the majority accurately quotes, from Dudley v. Montgomery Ward & Company, Wyo., 192 P.2d 617, 622 (1948), the concept that when one invites others to come upon his business premises, he has a duty to be reasonably sure that he is not inviting them into danger. The majority opinion then as to American Multi Cinema, Inc. espouses a rule that, with respect to business invitees, the proprietor of a business must warn them of danger which is remote from the place of business and over which the proprietor has no control. This quantum leap very much resembles the effort of Evil Knieval to jump the Snake River Gorge on his motorcycle. His effort failed, but he was saved by his parachute. As I suggest below, perhaps our astute trial judges will provide the parachute for our court in instances such as this.

In Galicich v. Oregon Short Line Railroad Company, 54 Wyo. 123, 87 P.2d 27 (1939), this court cited with approval Restatement of the Law Torts § 314 (1934). That legal concept now is found in Restatement (Second) Torts § 314 (1965) hereinafter cited as Restatement 2d:

“The fact that the actor realizes or should realize that action on his part is necessary for another’s aid or protection does not of itself impose upon him a duty to take such action.”

In Restatement 2d § 314, Comment d, it is said:

“The rule stated in this Section applies only where the peril in which the actor knows that the other is placed is not due to any active force which is under the actor’s control. If a force is within the actor’s control, his failure to control it is treated as though he were actively directing it and not as a breach of duty to take affirmative steps to prevent its continuance (see § 302, Comments a and c).”

I perceive that this is the rule which is precisely applicable to these circumstances, and consequently, the reliance upon the authorities dealing with business premises or the owner or occupier of land is of no efficacy in resolving this problem.

The court should recognize that it is adopting this philosophy found in the latter part of the following language from Restatement 2d § 314, Comment c:

“The result of the rule has been a series of older decisions to the effect that one human being, seeing a fellow man in dire *1101peril, is under no legal obligation to aid him, but may sit on the dock, smoke his cigar, and watch the other drown. Such decisions have been condemned by legal writers as revolting to any moral sense, but thus far they remain the law. It appears inevitable that, sooner or later, such extreme cases of morally outrageous and indefensible conduct will arise that there will be further inroads upon the older rule.”

If this court is committed to structuring a duty because of moral outrage, the court should say exactly that. Perhaps it is not said because moral outrage is not a particularly sound premise upon which to adjust relationships between people. One of the manifestations of the genius of our legal system is its essential pragmatism. As this case demonstrates, rules which are developed out of moral outrage may not be essentially pragmatic.

The usual basis for the imposition of a duty is that performance of that duty will avoid harm to others. It makes little sense to structure a duty which cannot be a legal cause of harm to another. In Buckley v. Bell, Wyo., 703 P.2d 1089 (1985), the historical concept of intervening cause and the concept as articulated in Restatement 2d is discussed in detail. The facts, as articulated in the plaintiffs complaint, in this instance demonstrate that the doctrine of intervening cause should foreclose any recovery by the appellant. The trial court, in all likelihood, will have to direct a verdict for American Multi Cinema, Inc. An application of § 442, Restatement 2d, demonstrates clearly that the natural forces coupled with the conduct of traveling in such conditions result in superseding cause as a matter of law. The intervention of those forces did bring about harm different in kind than what otherwise might have resulted; clearly the operation of those forces and the consequences thereof appear after the event to be extraordinary rather than normal; the intervening forces did operate independently of any situation created by some act of negligence on the part of American Multi Cinema, Inc.; in part, they were attributable to a third person’s act or failure to act and would be wrongful, subjecting the third person to liability; and a comparison of degree of culpability reaches the same result. When the true cause of this unfortunate loss is considered in the context of Cox v. Vernieuw, Wyo., 604 P.2d 1353 (1980), there is additional reason to conclude that no negligence was committed by American Multi Cinema, Inc.

I am so suspect of the wisdom of inducing this appellant to believe that there may be a prospect for recovery because of the failure to warn which the majority structures as a duty in this case, that perhaps I have become hypercritical. I do not perceive any possibility of recovery, and structuring a duty simply to permit the case to go forward is extremely unfortunate. The only prospect of assistance to the appellant in this combination of circumstances is that in some way the defendant will be intimidated into settlement or may conclude that the costs of defending exceed the value for which the case may be settled. I do not think that represents progress in jurisprudence in the State of Wyoming. Consequently, even though moral outrage may be present, I would not depart from the well-established rule that the proprietor of a business owes to his invitees only the duty of protecting them from dangerous conditions on the premises. I cannot agree that there is a duty to warn about dangerous conditions which exist at places remote from and off the premises, particularly when those dangerous conditions arise out of natural forces.

The legislature may wish to correct this judicial legislation by adopting a measure similar to the statute which limits liability for voluntary assistance in certain instances. Section 1-1-120, W.S.1977 (Cum.Supp. 1987).

CARDINE, Justice,

concurring and dissenting, with whom THOMAS, Justice, joins.

On August 1, 1985, seven-year-old Kumi Mostert drowned when the vehicle in which she was a passenger stalled and was swept into the main flood channel of Dry Creek in Cheyenne, Wyoming. The trial court *1102granted appellee American Multi Cinema, Inc.’s (AMC) motion to dismiss with prejudice and granted appellee Frontier Mall complex owners’, CBL & Associates (CBL), motion for summary judgment. Appellant Gerrit Mostert appeals.

The district court, in its decision letter dismissing this case, stated:

“Plaintiffs have been unable * * * to cite any authority for the proposition that an owner or occupier of land has a legal duty to business invitees to warn them, prior to their leaving the premises, of dangers that may exist at some point remote from the premises between it and the patrons’ destination even if such dangers are known to the owner/occupier and unknown to the business invitee.”

I concur in the decision of the court affirming summary judgment as to CBL but dissent with respect to reversal of the dismissal of AMC.

FACTS

On the evening of August 1, 1985, the Mosterts and their seven-year-old daughter, Kumi, were patrons of American Frontier Six Theatres in the Frontier Mall complex in Cheyenne. While the Mosterts were viewing the 7:45 p.m. showing of “European Vacation,” radio announcements made by the national weather service warned of a severe thunderstorm and flash flooding. Civil defense and law enforcement officials requested that all citizens remain indoors. Cheryl Farris, a CBL employee, did not know of the flooding of Dry Creek. However, she had heard of adverse weather conditions and communicated that information to AMC and other mall tenants. The theatre owners did not advise their patrons of the weather warnings. When the movie ended at approximately 9:45 p.m., the Mosterts exited into the parking lot and began to drive home. If it was a dark night, the mall area was well lighted; and if this was to be a 100 year flood, no one knew it at that time. Perhaps only those driving around in the deep water could have predicted the storm might cause a 100 year flood. Mrs. Mostert, in her deposition, stated:

“Q. When you moved onto Del Range, you weren’t concerned that the six inches of water on the surface was dangerous. Is that your testimony?
“A. Yes.
“Q. Okay.
“A. Besides, there was one hundred other cars there.
“Q. Now, you kept driving and the water got deeper?
“A. Right.”

Their Ford Ranger pickup continued on about two miles from the mall when it stalled as Mr. Mostert drove into the Dry Creek floodwaters. As the truck was carried downstream, Mr. Mostert attempted to carry Kumi to safety, but was unable to do so and she drowned. Appellant alleges that appellee AMC knew of the severity of the storm, but negligently failed to warn its patrons and failed to prevent the patrons from leaving the theatre.

The majority, in its opinion, candidly admits that:

“Historically, landowners owed no duty to warn or take action to prevent harm to invitees where the risks involved were outside their premises.”

This court, apparently adopting a philosophy that holds that for every misfortune that befalls man there must be a third party who should pay, undertakes to overrule all of the common law and to legislate what it thinks best for society. That neat bit of legislating is accomplished by simply stating that where no duty has ever existed before, “we find it appropriate to depart from the traditional rule that a landowner has no duty to warn an invitee of risks off the landowner’s premises.”

The court suggests support from cases cited as precedent that are not precedent at all, ignoring established law to find a duty where none exists. We have clearly stated the law of landowner liability for condition of premises to be that a business owner

“owes a duty to those whom he has expressly or impliedly invited to come on his premises to be reasonably sure that he is not inviting them into danger, and *1103he must exercise ordinary care and prudence to render his premises reasonably safe to visit. * * * The store owner must use ordinary care to keep the premises in a safe condition, and he is charged with an affirmative duty to protect visitors against dangers known to him and against dangers which he might discover by use of reasonable care.” Buttrey Food Stores Division v. Coulson, Wyo., 620 P.2d 549, 552, 20 A.L.R.4th 419 (1980).

The store owner’s duty to an invitee does not extend to dangerous conditions outside his premises. Johnson v. Hawkins, Wyo., 622 P.2d 941 (1981).

The unanimous rule is typified by Stedman v. Spiros, 23 Ill.App.2d 69,161 N.E.2d 590 (1959), a case in which a guest at a lodge left the lodge property and walked onto a state park where there was a cliff offering a spectacular view of the surrounding countryside. The guest fell off the precipice, dropping more than fifty feet, and sued the lodge for failing to warn of the danger. Id. 161 N.E.2d at 593. After pointing out that an innkeeper has the same duty to his guests as any other businessman to his invitees, and also noting that the lodge owner had no control over the state park, the Illinois court granted judgment to the lodge owner as a matter of law, stating:

“The issue presented here is how far beyond the premises over which the defendant had possession and control does defendant’s duty of due care extend to provide a reasonably safe means of ingress and egress for plaintiff. Clearly, if the brink of the precipice were a step or two from the defendant’s door, or from the stone patio to which defendant’s door opened, we would have a different case than is now presented to us. * * *
“Defendant could not, of course, be expected to warn against the innumerable hidden dangers in a seven hundred acre park, nor could he be expected to light those same potentially dangerous places during the darkness or when visibility is restricted.” Id. at 597-598. See also Brunsfeld v. Mineola Hotel and Restaurant, Inc., 119 Ill.App.3d 337, 74 Ill.Dec. 859, 456 N.E.2d 361 (1983) and cases cited therein.

A few courts have held that the duty of a possessor of business premises may extend to an area off the premises which is used by the possessor’s invitees for immediate ingress and egress to the premises. E.g., Banks v. Hyatt Corp., 722 F.2d 214, reh. denied 731 F.2d 888 (5th Cir.1984) (entrance way to hotel four feet from door); Ollar v. Spakes, 269 Ark. 488, 601 S.W.2d 868 (1980) (dangerous property must be adjacent); Piedalue v. Clinton Elementary School Dist. No. 32, Mont., 692 P.2d 20 (1984) (ditch next to driveway); Annot., 39 A.L.R.3d 579 (1971). But not a single jurisdiction has required a business possessor to warn his invitees of known dangers beyond the area of immediate ingress or egress. Orthmann v. Apple River Campground, Inc., 151 F.2d 909 (7th Cir.1985); Stedman v. Spiros, supra, 161 N.E.2d at 596; Brunsfeld v. Mineola Hotel and Restaurant, Inc., supra, 456 N.E.2d at 366. See also Prosser & Keeton on Torts § 61 at 424 (1985), and Restatement (Second) Torts § 314A comment c and § 332 comment 1 (1965).

The court has not cited a single case in which a possessor of land has been held liable for failing to warn his invitees of dangerous conditions on land not under the possessor’s control. Instead, the cases cited in the majority opinion involve the conduct of dangerous persons, who, after leaving the premises, cause harm to others. These persons represent the instrument of danger and the cause of the harm. Division of Corrections, Dept. of Health & Social Services v. Neakok, Alaska, 721 P.2d 1121 (1986) (parolee); Tarasoff v. Regents of University of California, 17 Cal.3d 425, 131 Cal.Rptr. 14, 551 P.2d 334, 83 A.L.R.3d 1166, (1976); Petersen v. State, 100 Wash.2d 421, 671 P.2d 230 (1983) (mental patient); McClellan v. Tottenhoff, Wyo., 666 P.2d 408 (1983) (minor liquor purchaser). Here, the instrument of danger was a condition of premises two miles from the theatre. The cases have nothing to do with premises liability.

*1104The court, thus, relying upon cases having nothing to do with premises liability, seeks to buttress the opinion by incorrectly considering as support, again from a case having nothing to do with premises liability, key policy factors listed as:

“(1) the foreseeability of harm to the plaintiff, (2) the closeness of the connection between the defendant’s conduct and the injury suffered, (3) the degree of certainty that the plaintiff suffered injury, (4) the moral blame attached to the defendant’s conduct, (5) the policy of preventing future harm, (6) the extent of the burden upon the defendant, (7) the consequences to the community and the court system, and (8) the availability, cost and prevalence of insurance for the risk involved.” Gates v. Richardson, Wyo., 719 P.2d 193, 196 (1986).

Although I seriously question the propriety of considering these policy factors in finding a duty in this case, a review of those factors proves interesting and suggests a result different from that reached by the majority.

1. Foreseeability of harm to the plaintiff. The theatre was not warned of flooding. Would it have foreseen that a patron would drive onto Del Range Boulevard, running six inches of water and crowded with hundreds of cars, and drive two miles down the road into deepening water and finally into a flooded creek bed and this accident result? I think not.

2. The closeness of the connection between the defendants’ conduct and the injury suffered. I would conclude that the place of this accident being more than two miles from the theatre, the defendants’ conduct was remote from the injury suffered.

3. The degree of certainty that plaintiffs suffered injury is not questioned.

4. The moral blame attached to defendants’ conduct. It cannot be claimed that the theatre owners deliberately withheld information to cause harm to plaintiffs. Severe weather warnings, thunderstorms, hail, tornadoes, blizzards and ice are commonplace in Wyoming. It is doubtful that a warning would have made any difference, especially in light of the fact that hundreds of cars were travelling on Del Range Boulevard and all over Cheyenne.

5. The fifth consideration is a policy of preventing future harm. In light of what has been said in paragraph four, it is doubtful that this policy would be affected.

6. The extent of the burden upon the defendants. The extension of liability by the decision of this court is mind boggling. In the future, it will apply to every business in the mall, every business in Cheyenne, every person having any business relationship with another. It will subject persons to potential liability for injuries from accidents that occur two miles, ten miles, perhaps hundreds of miles from the business because of blizzard conditions, road closures, icing, heavy rains, tornadoes, even perhaps construction work of which the business may be aware. The business proprietor will have no control over the premises where the accident occurs, no ability or right to remedy any defect, and no control over the actions or risks undertaken by his customer.

7. The consequences to the community and the court system. It has long been a practice to join as a party defendant every person with any potential liability for injuries suffered in an accident. Thus, in an auto accident, it has been common for suit to be filed against not only the drivers of the cars involved but the city for posting of warning or traffic signs, the state of Wyoming for construction of its highways, the manufacturer of the car for defective design, and manufacturers of component parts of the cars. Now I expect we will see mall owners and businesses also joined as parties for failure to warn in all accidents in which weather is in any way involved.

8. The availability, cost, and prevalence of insurance for the risk involved. It is doubtful whether insurance exists for this kind of liability, but if it does exist, it will be exceedingly expensive. When the the-atre must pay expensive insurance premiums to cover these claims, the money must come from somewhere. The only place it can come from is theatre tickets. We have *1105seen the cost of ski lift tickets ascend from $12.00 to $35.00 in just a few seasons. It is not unreasonable to believe that the cost of theatre tickets might double or triple if theatre owners might be held liable for accidents that result from rain storms or blizzard conditions ten, twenty, or thirty miles away from the theatre after the patrons have left to return home.

Balancing all of the above factors, it seems that the journey upon which this court now embarks in expanding liability is not justified by the review of factors to determine effect and not in the best interest of society.

The real issue in this case is whether the Wyoming Supreme Court should overrule its own precedent and the common law and create a duty unknown in any other American jurisdiction. The trial court thought we should not. I agree.

I would affirm.

URBIGKIT, Justice,

specially concurring.

The night was dark, the rains came; some say a one-in-a-hundred-years flood it was to have been. Within the theater, exposed only to make believe of the silver flicks, the audience was unwarned of the anger of nature outside displayed.

Who knew? Shopping center management knew, and told shop owners. Theater management knew, but perforce told not one among its paying patrons who otherwise were not to be forewarned. Then as the film expired in make believe, by the side door with reality they were extruded as an audience endangered by ignorance contributed to by missing information designedly withheld.

I specially concur, to recognize this case as what it is: a dismissal on the pleading presented here for appellate review, as to be clearly definable in well-established rules of duty and negligence, and not adequately discernible in moralistic characterization, whether to be applied pro or con. The subject should be tailored in common sense and duty — whether a theater owner should tell his patrons that a one-in-a-hundred-years flood had occurred outside before they exited into a dark parking lot for travel upon roadways, unknowing of their serious risk for the homebound journey.

One would think that with warning afforded, opportunity to at least listen to the car radio, or telephone to their homes, the life that was lost in a flooded road nearby might have been saved. I see this as a subject for jury review. The issue was not off-premises liability for the theater. I perceive a duty of host to business invitee to communicate his knowledge of facts unknown to the patron of unusual and unexpected exit-time danger. The home of knowledge and needed communication was in the theater, and it was there that the tort occurred, if it did. It simply does not matter whether the clear and obvious danger inculcated in this duty to advise arises from a gunfight adjacent to the north door, a tornado about to arrive, or, as here, flooded conditions on shopping center access roadways.

Whether the plaintiff would have proceeded differently if he had been told what the shopping center and theater management knew is not here disclosed. The child later to drown in the flooded road was denied avoidance opportunity which would have existed if available information had not been withheld.

Assumptive in the character of the present case disposition which does not afford the same breadth and significance of information later to be disclosed at trial, I believe a jury should consider whether the zone of duty responsibilities of a host to a business invitee, under whatever the particular circumstances may have been as existent here, when life-protecting information was not otherwise available to the invitee, could be denied without legal responsibility. The issue may be incompletely characterized as a duty to warn, rather than, as I perceive it, a societal duty as a reasonable care obligation of notification to your guest if you know and he does not what may constitute a recognizable departure danger. This is the “tell them what you know” care standard.

*1106“A duty, in negligence cases, may be defined as an obligation, to which the law will give recognition and effect, to conform to a particular standard of conduct toward another.” Prosser and Keeton, Law of Torts at 356 (1984).

I do not enjoy the sophistication of differentiating a gunfight or the flood on-premises or off-premises as creating the duty to furnish information to guests when they will, upon departure, be exposed to the danger known only to the host.

A special relationship sufficient to give rise to the duty to act was clearly present in that theater at that time as the result of that flood. Restatement (Second) of Torts § 315; Tarasoff v. Regents of University of California, 17 Cal.3d 425, 131 Cal.Rptr. 14, 551 P.2d 334 (1976); and compare generally Cabrera, Negligence Liability of Landowners and Occupiers for the Criminal Conduct of Another: On a Clear Day in California One Can Foresee Forever, 23 Cal.W.L.Rev. 165 (1987), considering the somewhat different subject of criminality injury in premise liability.

I agree with this court by concurrence in the opinion, that a jury should make the negligence and duty violation assessment rather than decision by erratically employed rules of law unjustified in differentiation to the real world of danger exposure and needed protection. Tader v. Tader, Wyo., 737 P.2d 1065 (1987). Consequently, I concur in reversal of the judgment as granted to American Multi-Cinema, Inc., in order to invite jury construction by their composite good judgment and common sense. Analysis of lack of or exercised due care does not pose an insurmountable jury responsibility.

5.4.1.3.2 Delima v. Wal-Mart Stores 5.4.1.3.2 Delima v. Wal-Mart Stores

2018 WL 6729994
Only the Westlaw citation is currently available.
United States District Court, W.D. Arkansas, Fayetteville Division.
Krystal Megan DELIMA, Plaintiff
v.
WAL-MART STORES ARKANSAS, LLC, Defendant
CASE NO. 5:17-cv-5244-TLB
Signed 12/21/2018

Attorneys and Law Firms

Krystal Megan Delima, Kansas, OK, pro se.
Karen P. Freeman, Bryce G. Crawford, Mitchell Williams Selig Gates Woodyard PLLC, Rogers, AR, for Defendant.

MEMORANDUM OPINION AND ORDER
TIMOTHY L. BROOKS, UNITED STATES DISTRICT JUDGE
*1 Currently before the Court are:
• Defendant Wal-Mart Stores Arkansas, LLC's (“Walmart”) Motion for Summary Judgment (Doc. 44), Brief in Support (Doc. 45), and Statement of Facts (Doc. 46); Plaintiff Krystal Megan Delima's Response in Opposition (Doc. 49), Brief in Support (Doc. 50), Statement of Facts (Doc. 54), and Statement of Disputed Facts (Doc. 55); and Walmart's Reply (Doc. 56);
• Ms. Delima's Motion to Strike Uncertified Rough Draft Transcript of Her Deposition (Doc. 51) and Brief in Support (Doc. 60); and Walmart's Response in Opposition (Doc. 64) and Brief in Support (Doc. 65);
• Ms. Delima's Motion to Strike Christopher Milam Affidavit (Doc. 53) and Brief in Support (Doc. 57); and Walmart's Response in Opposition (Doc. 62) and Brief in Support (Doc. 63);
• Ms. Delima's Motion for Leave to File a Sur-Reply to Walmart's Motion for Summary Judgment (Doc. 68) and Brief in Support (Doc. 69); and Walmart's Response in Opposition (Doc. 73) and Brief in Support (Doc. 74); and
• Ms. Delima's Motion to Suppress All Parts of Her Own Deposition (Doc. 70) and Brief in Support (Doc. 71); and Walmart's Response in Opposition (Doc. 75) and Brief in Support (Doc. 76).
For the reasons explained below, these motions are all DENIED.
I. BACKGROUND
 
The arrival of the holiday season brings with it the lure of special bargains at big box retailers like Walmart. Ms. Delima attended one such sale at Walmart in Siloam Springs, Arkansas on November 27, 2014. She was particularly interested in purchasing two items: an iPad tablet and a Samsung Galaxy tablet. The sales on the iPad tablet began at 6:00 PM. Ms. Delima and her daughter arrived at the store and lined up in the designated lines that Walmart staff had created. She was able to purchase an iPad tablet without incident.
By around 6:20 PM, Ms. Delima began to move towards the area where the Samsung Galaxy tablets were located. Because the sale on those tablets did not start until 8:00 PM, she was one of the first people to line up for that sale. As the sale drew closer, the crowd behind her grew extensively. Walmart associates and off-duty policemen helped direct customers and stood in front of the merchandise until shortly before the sale began. Approximately ten minutes before the sale began, Christopher Milam, the manager of this particular Walmart, announced to the crowd that the sale would begin soon and requested that the crowd be calm and courteous. At 8:00 PM, he announced that the sale was open.
According to Ms. Delima, the opening of the sale for the Samsung Galaxy tablets caused panic. The announcement opened a flood gate that sent the crowd rushing towards the merchandise, since Walmart was selling the tablets on a “first come, first-served” basis. Ms. Delima contends that she was pushed by the crowd into the Samsung Galaxy rack, where she remained stuck until everyone was done getting the tablets. Fortunately, one of the tablets managed to hit her stomach and she was ultimately able to purchase the tablet; unfortunately, she contends that she suffered injuries to her back and pinky finger caused by the rushing crowd.
*2 Ms. Delima then brought the present lawsuit against Walmart, contending that it was negligent in how it managed the sale of the Samsung Galaxy tablets that evening. According to Ms. Delima, her injuries stem directly from Walmart's failure to conduct the sale in a safe manner.
Following the close of discovery, Walmart moved for summary judgment. In response, Ms. Delima filed four separate motions seeking to strike various materials, including her own deposition transcript, that were included with Walmart's motion. The Court now turns to the pending motions.
II. DISCUSSION
A. Ms. Delima's Motion to Strike Uncertified Rough Draft Transcript
Ms. Delima moves to strike the uncertified rough draft transcript of her deposition that was attached as an exhibit to Walmart's Motion for Summary Judgment. She argues that it must be stricken because, as a draft transcript, it contains erroneous words, misspellings, inconsistencies, etc.
Ms. Delima's Motion to Strike (Doc. 51) will be denied. As an initial matter, because of scheduling conflicts—many of which were due to her own actions—only an uncertified rough draft transcript of the deposition was available at the time the dispositive motions in this case were due.1 In addition, Ms. Delima was allowed to—and did in fact—submit an errata sheet to correct these typographical errors, and Walmart committed to—and did—submit an amended document containing the certified copy of the transcript and the errata sheet (Doc. 72). As such, the Court has considered those documents, and not this unofficial transcript, when ruling on Walmart's motion for summary judgment. There is no compelling reason, therefore, why the unofficial transcript should be stricken. Ms. Delima's Motion to Strike Uncertified Rough Draft Transcript (Doc. 51) is DENIED.
B. Ms. Delima's Motion to Strike Christopher Milam Affidavit
Ms. Delima next seeks to strike Christopher Milam's affidavit (Doc. 53). The motion contends that the affidavit must be stricken because Mr. Milam lacks personal knowledge, fails to set out facts that would be admissible in evidence, and is not competent to testify about these matters.
This motion, too, will be denied. Christopher Milam was the manager of the Walmart store where the alleged incident took place. The affidavit explains that he is familiar with the facts of the case and the allegations made by Ms. Delima, that he personally addressed customers on the night of the incident, and he was the one who commenced the sale. Ms. Delima's argument that Mr. Milam is without personal knowledge of the incident is rebutted by her own statements about his involvement that night. Her argument that Mr. Milam's affidavit was not as complete as she would have liked it to be—because it does not state the “incident location where the Samsung Galaxy Tablet was located inside the store” (Doc. 53, pp. 1-2)—misinterprets the requirements of the federal rules. If the rules allowed a party to strike an opposing party's affidavit each time that party disagreed with it or thought it was incomplete, nary a single affidavit would likely ever pass muster. As such, Walmart is correct that Federal Rule of Civil Procedure 56(c)(4) contains no such completeness or sufficiency requirement. Rather, it requires only that the affiant make the affidavit on personal knowledge with facts that would be admissible in evidence. The facts provided in Mr. Milam's affidavit meet these requirements. The fact that Ms. Delima disagrees with his affidavit is not a reason to strike it.
*3 Finally, Ms. Delima contends that Mr. Milam is not competent to testify about the matters in his affidavit because he did not “swear under penalty of perjury that all his statement[s were] true and correct.” (Doc. 53, p. 2). Beyond the fact that Ms. Delima appears to have quoted the requirements for an unsworn declaration, see 28 U.S.C. § 1746, the affidavit was signed and notarized. See Doc. 44-2, p. 3 (“Subscribed and sworn to before me ...”). This is sufficient under the rules. Ms. Delima's Motion to Strike Christopher Milam's affidavit (Doc. 53) will be DENIED.
C. Ms. Delima's Motion for Leave to File a Sur-Reply
No party is entitled to an automatic sur-reply. Nevertheless, Ms. Delima seeks leave of Court to file such a sur-reply to respond to Walmart's Reply (Doc. 56) to Ms. Delima's Response to Motion for Summary Judgment. As an initial matter, Ms. Delima's Motion (Doc. 68) purports to attach the proposed sur-reply to the Motion, but nothing was attached to the Motion. However, the Brief in Support (Doc. 69) makes clear that Ms. Delima contends that the unofficial transcript of her deposition should not be used because of possible inaccuracies and misspellings, etc. She has thus attached an errata sheet to her brief in support of this motion. However, as noted previously, Walmart has already filed the amended transcript alongside Ms. Delima's errata sheet as a separate document (Doc. 72). Apart from this, the Court can identify no new arguments that she proposes to make in the sur-reply that have not already been made in her initial response. Therefore, the Court finds no good justification to allow Ms. Delima to file a sur-reply. Ms. Delima's Motion for Leave to File (Doc. 56) is DENIED.
D. Ms. Delima's Motion to Suppress All Parts of Her Deposition
Finally, Ms. Delima moves to suppress all parts of her deposition transcript (Doc. 70). She contends, inter alia, that the entire transcript of the deposition must be suppressed because:
• The Officer taking the deposition did not state on the record the business address where it was being taken in violation of Rule 30(b)(5)(A)(i);
• The Officer did not identify all persons present during the deposition in violation of Rule 30(b)(5)(A)(v);
• At the end of the deposition, and in violation of Rule 30(b)(5)(C), the officer did not state on the record that the deposition is complete and did not set out stipulations made by the attorneys about custody of the transcript or recording and of the exhibits;
• She has not yet had the chance to review her deposition or the transcript of the deposition for accuracy;
• Use of the deposition transcript against her in Walmart's Motion for Summary Judgment “was detrimental to plaintiff's case.” (Doc. 70, p. 1).
None of these reasons justify suppression of any part of the deposition transcript. To the extent that any of Ms. Delima's first three reasons for suppressing the deposition transcript have any merit, she has waived her objections as to these issues because they are objections to the taking of the deposition. Under Federal Rule of Civil Procedure 32(d)(3)(B), objections relating to the taking of the deposition that concern errors or irregularities are waived if:
i) it relates to the manner of taking the deposition, the form of a question or answer, the oath or affirmation, a party's conduct, or other matters that might have been corrected at that time; and
(ii) it is not timely made during the deposition.
The first three reasons Ms. Delima gives in support of her motion to suppress are matters that clearly relate to the manner in which the deposition was taken and, therefore, could have been corrected at that time. However, there is no assertion (much less proof) that she made these objections at that time. Under Rule 32(d)(3)(B), these objections have been waived.
*4 Ms. Delima's argument that she has not yet had time to review the transcript for accuracy is belied by the fact that she has taken the time to create a multi-page errata sheet.2 She clearly had the chance to review the draft deposition transcript and make any necessary corrections—corrections, the Court would note, which have been included in the summary judgment record. (Doc. 72). Her fourth objection is thus without merit.
To the extent that Ms. Delima now seeks to object to how the testimony was prepared, transcribed, signed, or dealt with, those objections are also waived. Under Rule 32(d)(4), any objections related to these areas are waived “unless a motion to suppress is made promptly after the error or irregularity becomes known or, with reasonable diligence, could have been known.” Ms. Delima first learned of these “errors” when she reviewed the transcript and compiled an errata sheet. Indeed, she attempted to file that errata sheet in a document filed on November 27, 2018. See Doc. 66. The Court ultimately struck that document because it was an unauthorized sur-reply. See Doc. 67. Nevertheless, it does indicate that, as of November 28, she had reason to suspect that there were errors in how the deposition was transcribed. Nevertheless, she waited until approximately two weeks later, on December 11, to move to suppress the transcript on that basis. However, Rule 32(d)(4) requires a motion to be filed “promptly” after the error or irregularity became known. A two-week delay does not constitute prompt filing.
Finally, Ms. Delima objects that Walmart has used her deposition transcript in a way that has been unfavorable to her case. Just as with her attempt to strike an unfavorable affidavit, her belief that her testimony might undermine her own case does not equate to a reason to strike it from the record. As such, Ms. Delima's Motion to Suppress all parts of her deposition transcript (Doc. 70) is DENIED.
E. Walmart's Motion for Summary Judgment
The legal standard for summary judgment is well established. Under Federal Rule of Civil Procedure 56(a), “[t]he court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” The Court must review the facts in the light most favorable to the opposing party and give that party the benefit of any inferences that can be drawn from those facts. Canada v. Union Elec. Co., 135 F.3d 1211, 1212-13 (8th Cir. 1997). The moving party bears the burden of proving the absence of a genuine dispute of material fact and that it is entitled to judgment as matter of law. See Fed. R. Civ. P. 56(c); Murchison v. Rogers, 779 F.3d 882, 887 (8th Cir. 2015); Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586-87 (1986).
Walmart's summary judgment argument is premised on two contentions: 1) that it owed no duty to Ms. Delima because the allegedly dangerous condition was open and obvious, and 2) that even if it owed a duty to her, there is no evidence that it breached this duty. The Court considers each argument in turn.
First, Walmart contends that any duty it would otherwise have owed to Ms. Delima as an invitee to its store was obviated by the fact that the dangerous condition (here, the crowd that Ms. Delima alleges rushed into her and caused her injuries) was an open and obvious one. Under governing Arkansas law, “[a] property owner has a general duty to exercise ordinary care to maintain the premises in a reasonably safe condition for the benefit of invitees.” Black v. Wal-Mart Stores, Inc., 316 Ark. 418, 419 (1994). An exception to this general rule exists, however, for open and obvious dangers. Under the obvious danger rule, “any duty owed by an owner or occupier of land to a business invitee ends if the plaintiff knows of the danger.” Jenkins v. Int'l Paper Co., 318 Ark. 663, 670 (1994). A few definitions are in order before moving to the analysis of whether this condition was an open and obvious known danger. As Arkansas courts have held, a dangerous condition is obvious when “both the condition and the risk are apparent to and would be recognized by a reasonable man, in the position of the visitor, exercising ordinary perception, intelligence, and judgment.” Van DeVeer v. RTJ, Inc., 101 S.W. 3d 881, 885 (Ark. Ct. App. 2003). Moreover, before the obvious danger rule applies, the danger must also be known to the plaintiff, which means “not only knowledge of the existence of the condition or activity itself, but also appreciation of the danger it involves.” Id. In other words, before a landowner's duty is eliminated, “the condition or activity must not only be known to exist, but it must also be recognized that it is dangerous, and the probability and gravity of the threatened harm must be appreciated.” Id.
*5 The Court cannot conclude as a matter of law that the condition of the crowd and the danger that it posed to Ms. Delima was open and obvious, especially when it considers—as it must on a motion for summary judgment—the evidence in the light most favorable to Ms. Delima, the non-movant. 
 
Walmart primarily argues here that Ms. Delima must have known of the danger posed by the crowd because she, as an experienced Black Friday shopper, had attended previous Black Friday sales at Walmart, including an earlier sale that very night.3 Moreover, Walmart points to Ms. Delima's deposition testimony where she testifies that she stood toward the front of the crowd line and admitted to watching the crowd grow behind her.
In the Court's view, however, this is not enough to establish as a matter of law that the crowd was an open and obvious danger that Ms. Delima should have appreciated. Walmart's argument is deficient in one crucial respect: nowhere is there proof that Ms. Delima had an awareness of the danger that the crowd posed. In short, while Walmart has demonstrated that Ms. Delima had “knowledge of the existence of the condition” (i.e., the growing crowd), it has not demonstrated that she ever appreciated the probability or gravity of the threatened harm. Van DeVeer, 101 S.W. 3d at 885. 
 
In fact, the undisputed testimony is that although she had attended holiday sales—including on that same night—not once had she ever suffered injuries as a result. Nothing in the record establishes that Ms. Delima had any idea that this particular crowd would have posed a danger that previous crowds at these sales had not. In short, while there is evidence that Ms. Delima clearly appreciated that individuals besides herself were lining up to buy the Samsung Galaxy tablet (and that there were many of these individuals), there is no indication that she had an appreciation that this crowd would ultimately trample her once Walmart announced commencement of the sale. Without that element, though, Walmart's argument boils down to a disputed question of fact—whether a reasonable person in Ms. Delima's position would have appreciated the danger posed by the condition—that the Court cannot resolve on summary judgment. Because a jury could find that such a shopper would not have appreciated the danger that the crowd posed, summary judgment is improper.4
Walmart's second argument fares no better. Walmart argues that even if it owed a duty to Ms. Delima on the night of the sale, there is no evidence in the record that it breached that duty. Walmart argues that Ms. Delima did not allege or develop evidence that it lacked adequate staffing or training and points to the almost 200 associates who were clocked in and working on the night of the sale. See Doc. 45, p. 5. It additionally notes that it hired four off-duty law enforcement officers and followed its standard procedures. These facts are all well and good, but they all miss the mark. No matter how prepared Walmart may have been—or believed itself to be—Ms. Delima also alleges that Walmart was negligent in how it conducted the sale. For instance, her deposition testimony was that parts of the crowd were not organized behind her but started to line the sides of aisles. She testified that she then asked the Walmart and security personnel what they planned to do about that but received no response. Moreover, she contends that at prior sales (including the first one that night), Walmart had well-organized lines and presented shoppers with a number5 so that it could effectively control the crowd, measures that Ms. Delima (and her daughter) contend were not implemented at the 8:00 PM sale and could have, in their view, prevented the injuries that Ms. Delima sustained when she was pushed against shelves and displays by the rushing crowd. This testimony creates questions of fact about whether Walmart's handling of the 8:00 PM sale was negligent and exacerbated the likelihood that someone in Ms. Delima's position would be injured. As such, summary judgment is improper.
III. CONCLUSION
*6 IT IS THEREFORE ORDERED that Ms. Delima's Motion to Strike Uncertified Rough Draft Transcript (Doc. 51), Motion to Strike Christopher Milam Affidavit (Doc. 53), Motion to File Sur-Reply (Doc. 68), and Motion to Suppress all parts of her deposition (Doc. 70) are DENIED.
IT IS FURTHER ORDERED that Walmart's Motion for Summary Judgment (Doc. 44) is also DENIED.
IT IS SO ORDERED on this 21st day of December, 2018.

All Citations

Not Reported in Fed. Supp., 2018 WL 6729994

Footnotes

The discovery deadline in this case was October 19, 2018. Walmart began requesting dates to take Ms. Delima's deposition as long ago as August 6, 2018. In response, Ms. Delima objected to an in-person deposition and proposed instead to be deposed by written questions. When that matter could not be resolved at the settlement conference on October 4, 2018, Walmart had to resort to a subpoena, which prompted Ms. Delima to file a Motion to Quash (Doc. 34). It took two subsequent orders of this Court (Docs. 35, 38) before she relented and attended her deposition.
She was also allowed to videotape her deposition, which served as another avenue for her to ensure the accuracy of the testimony she gave.
Technically speaking, the sale in question occurred on Thanksgiving night of 2014. 
 
However, the Court uses “Black Friday” sale in this context to signify the type of sales that attract large number of shoppers because of the extensive sales offered by retailers such as Walmart.
Walmart's citation to other cases where courts have found as a matter of law that dangers were open and obvious suggest an additional reason for hesitation. For instance, Walmart cites cases involving exposed electrical lines, uncovered swimming pools, oil rooms with slick floors, etc. However, in none of those cases did the threat posed by the danger change. In short, the open and obvious nature of those dangers was static. Here, although Ms. Delima saw the crowd grow, there was no evidence that she perceived that it posed a threat to her (i.e., no testimony that they bumped into her before the sale, or grew raucous, or did anything other than queue until the manager opened the sale and suddenly “like a gate lifted” and “the people [came] boom right away” upon her back. (Doc. 72, pp. 11, 12).
Presumably, the number system is used to ensure that the merchandise could be distributed on a first come, first served basis.

5.4.1.4 Open and Obvious Defense 5.4.1.4 Open and Obvious Defense

5.4.1.4.1 Bonner v. City of Chicago ("The Sidewalk Hazard Case") 5.4.1.4.1 Bonner v. City of Chicago ("The Sidewalk Hazard Case")

Make sure you identify the rule this court applies and its exception. Is the exception applicable?

RAYMOND J. BONNER, Plaintiff-Appellant, v. THE CITY OF CHICAGO, Defendant-Appellee.

First District (6th Division)

No. 1 — 01—1182

Opinion filed October 4, 2002.

*482Richard Lee Stavins and Howard S. Golden, both of Robbins, Salomon & Patt, Ltd., of Chicago, for appellant.

Mara S. Georges, Corporation Counsel, of Chicago (Lawrence Rosenthal, Benna Ruth Solomon, and Mardell Nereim, Assistant Corporation Counsel, of counsel), for appellee.

JUSTICE TULLY

delivered the opinion of the court:

Plaintiff Raymond J. Bonner filed a negligence action against defendant, the City of Chicago (City), seeking damages for injuries he sustained when he tripped on a light pole base on the sidewalk in the 3900 block of North Damen Avenue. The trial court granted defendant’s motion for summary judgment. Plaintiff appeals, claiming that summary judgment was improper because a jury should have decided whether plaintiffs injury was foreseeable and the City breached its duty of reasonable care. We affirm.

The pleadings, affidavits, depositions and photographs before the trial court established the following facts. On June 3, 1999, the 72-year-old plaintiff drove from the currency exchange he owned at 3536 West Armitage Avenue in Chicago to the Coras Bank branch at Irving *483Park and Lincoln Avenues. He was carrying $4,000 in cash in a paper bag and checks for deposit at the bank. Plaintiff parked his car at a meter along the curb in the 3900 block of North Damen Avenue, exited the car, stepped on the sidewalk and began walking toward the bank. He immediately noticed that two men in their early twenties appeared to be staring at him from a bus stop about 70 feet away. Plaintiff became suspicious, fearing that the men might rob him. The men were standing still and looking in plaintiffs direction, but they did not speak or walk toward him. Plaintiff never took his eyes off the suspicious men, and he walked near the curb so he could quickly return to his car if the men approached him. After walking a short distance, plaintiff tripped over the light pole base, which consisted of a 12-inch-wide cluster of four bolts on a raised concrete foundation. Each bolt protruded about three inches from the surface of the sidewalk. As a result of his fall, plaintiff suffered a fractured left shoulder which required surgery and physical therapy and limited his ability to work. He also fractured a bone in his right hand and sustained lacerations to his face requiring five sutures to close.

According to a bystander’s report, the trial court granted the City’s motion for summary judgment based on its finding that plaintiff’s distraction was not reasonably foreseeable.

On appeal, plaintiff contends that summary judgment was improper because a question of fact existed as to whether the City had a duty of reasonable care because it was foreseeable that a pedestrian would be distracted and fail to see the open and obvious light pole base. Alternatively, plaintiff contends that even if the harm was not foreseeable, the City still had a duty of reasonable care because injury to pedestrians was likely and the burden on the City to protect pedestrians from the hazard was negligible. The City responds that summary judgment was proper because plaintiff did not dispute the fact that the condition was open and obvious and did not present a legally sufficient reason as to why the City should have foreseen that plaintiff would be distracted.

A cause of action for negligence requires the plaintiff to establish that the defendant owed a duty of care and breached that duty resulting in an injury proximately caused by the breach. Curatola v. Village of Niles, 154 Ill. 2d 201, 207 (1993). Whether a duty of care exists is a question of law, which may be determined on a motion for summary judgment. Curatola, 154 Ill. 2d at 207. In summary judgment cases, we review the evidence de novo and construe all evidence strictly against the moving party and liberally in favor of the nonmoving party. Espinoza v. Elgin, Joliet & Eastern Ry. Co., 165 Ill. 2d 107, 113 (1995). “A motion for summary judgment should be granted only *484where the pleadings, depositions, admissions and affidavits show that no genuine issue of material fact exists and that the moving party is entitled to judgment as a matter of law.” First of America Trust Co. v. First Illini Bancorp, Inc., 289 Ill. App. 3d 276, 283 (1997).

Duty Based on Foreseeability

The Local Governmental and Governmental Employees Tort Immunity Act (Act) (745 ILCS 10/1 et seq. (West 2000)) governs the tort liability of municipalities. West v. Kirkham, 147 Ill. 2d 1, 5 (1992). According to section 3 — 102(a) of the Act, “a local public entity has the duty to exercise ordinary care to maintain its property in a reasonably safe condition for the use in the exercise of ordinary care of people whom the entity intended and permitted to use the property in a manner in which and at such times as it was reasonably foreseeable that it would be used.” 745 ILCS 10/3 — 102(a) (West 2000). The factors relevant to the question of whether a duty exists are: “(1) foreseeability that the defendant’s conduct will result in injury to another; (2) likelihood of injury; (3) the magnitude of guarding against it; and (4) the consequences of placing that burden upon the defendant.” Curatola, 154 Ill. 2d at 214.

Parties who own or control land are not required to foresee and protect against injuries if the potentially dangerous conditions are open and obvious. Bucheleres v. Chicago Park District, 171 Ill. 2d 435, 447-48 (1996). The term “ ‘obvious’ denotes that ‘both the condition and the risk are apparent to and would be recognized by a reasonable [person], in the position of the visitor, exercising ordinary perception, intelligence, and judgment.’ ” Deibert v. Bauer Brothers Construction Co., 141 Ill. 2d 430, 435 (1990) (quoting and adopting the definition of “obvious” in the Restatement (Second) of Torts § 343A, Comment b, at 219 (1965)). Accordingly, whether a condition is obvious depends on the objective knowledge of a reasonable person, not on the plaintiff s subjective knowledge. Wreglesworth v. Arctco, Inc., 317 Ill. App. 3d 628, 635-36 (2000).

There are two limited exceptions to the rule that a defendant has no duty to protect a plaintiff from an open and obvious condition. Ward v. K mart Corp., 136 Ill. 2d 132, 147 (1990). Relevant here is “the distraction exception,” which provides that a property owner owes a duty of care if there is a reason to expect that the plaintiffs attention might be distracted so that he would not discover the obvious condition. Ward, 136 Ill. 2d at 149-50 (adopting the reasoning in Restatement (Second) of Torts, § 343A, Comment f, at 220 (1965)). The proper inquiry is “whether the defendant should reasonably anticipate injury to those entrants on his premises who are generally *485exercising reasonable care for their own safety, but who may reasonably be expected to be distracted, as when carrying large bundles.” Ward, 136 Ill. 2d at 152.

A defendant does not need to anticipate a plaintiff’s own negligence. Ward, 136 Ill. 2d at 152. “[I]t would be unreasonable to require defendants to anticipate that [a] plaintiff *** would blind himself to the probable consequences of his own actions.” Richardson v. Vaughn, 251 Ill. App. 3d 403, 408 (1993) (defendant was not required to anticipate that a plaintiff would run several yards while looking back over his shoulder before he saw a cable suspended between two trees). “Defendants should not be confronted with the impossible burden of rendering their premises injury-proof, and they are entitled to the expectation that their patrons will exercise reasonable care for their own safety.” Richardson, 251 Ill. App. 3d at 409.

In this case, the issue is whether, as a matter of law, it was foreseeable that plaintiff would be distracted from an obvious condition by his fear of being robbed. The evidence before the court did not show that plaintiffs fear was anything other than subjective or that the City should have foreseen that a reasonable person walking on the sidewalk would be so distracted by the threat of crime that he could not exercise reasonable care for his own safety. Accordingly, the distraction exception to the rule that there is no duty to protect a plaintiff from an open and obvious condition does not apply in this case. Thus, the duty element necessary for a finding of negligence is absent.

Plaintiff attempts to distinguish the facts in Richardson from those in the present case by arguing that the amount of real estate covered during the plaintiff’s distraction affects foreseeability. Consequently, he contends, it was not foreseeable that the plaintiff in Richardson would run several yards while he was distracted, but it was foreseeable that the plaintiff in this case would walk a few steps while he was distracted. However, plaintiffs distinction is precluded by Richardson, where the court found that “the line between mere inattention and reasonably foreseeable distraction is not susceptible to mathematic precision and requires a careful focus upon the particular facts at hand.” Richardson, 251 Ill. App. 3d at 409.

In this case, the facts support the conclusion that plaintiffs brief distraction was no more foreseeable than the relatively longer distraction in Richardson, and therefore, the trial court’s conclusion was not inconsistent with the result in Richardson.

Plaintiff cites several cases to argue that the distraction exception must be applied, including: Ward, 136 Ill. 2d at 152 (foreseeable that the plaintiffs view would be impaired and his attention distracted as he carried bulky merchandise from a store); Shaffer v. Mays, 140 Ill. *486App. 3d 779, 782-83 (1986) (foreseeable that the plaintiff would be distracted while moving a large, heavy object with a coworker at a construction site); Courtney v. Allied Filter Engineering, Inc., 181 Ill. App. 3d 222, 227-28 (1989) (foreseeable that the plaintiff would be distracted while unloading a truck at a dock); Deibert, 141 Ill. 2d at 438-39 (foreseeable that the plaintiff would be distracted while walking in an area of falling construction debris); and American National Bank & Trust Co. of Chicago v. National Advertising Co., 149 Ill. 2d 14, 28-29 (1992) (foreseeable that the plaintiff, a painter, would be distracted from the danger of power lines when he climbed over an outdoor billboard to reach his ladder). The City contends that these cases are distinguishable because, in each case, the defendants had a hand in creating the distraction and it was therefore reasonable to expect that the defendants would foresee the distraction of their own making.

In this case, the City did not create or contribute to the condition of two young men standing on a public sidewalk while plaintiff carried $4,000 in a paper bag which caused him to be distracted by his fear of being robbed. Accordingly, plaintiffs cases are factually distinguishable from the case at bar.

In an effort to show that plaintiffs fear of crime was a foreseeable distraction, plaintiff cites cases in which the court found that it was foreseeable that the plaintiff would be the victim of a crime on the defendant’s property. Neering v. Illinois Central R.R. Co., 383 Ill. 366, 380 (1943) (foreseeable that vagabonds who habitually infested a railroad station would attack passengers); Rowe v. State Bank of Lombard, 125 Ill. 2d 203, 227 (1988) (foreseeability that an intruder would enter premises and attack employees where a landlord negligently failed to control his master keys was an issue of triable fact).

These cases do not support plaintiffs argument because they deal with the foreseeability of crime, not the foreseeability of the fear of crime. Furthermore, plaintiff fails to present an argument for extending the rationale of these cases with evidence that the area was, in the language of Neering, habitually infested with criminals. Plaintiffs conclusion that “criminal elements hang around banks” is not persuasive of his theory that the City should have foreseen plaintiffs distraction by fear of crime.

Duty Based on Likelihood, Burden

Plaintiff argues that even if his distraction and resulting injuries were not foreseeable, the City still owed him a duty of care because an injury was likely and the burden of guarding against the injury was slight, citing, inter alia, Deibert, 141 Ill. 2d at 437-38. *487Plaintiff contends that “the likelihood is fairly high that a pedestrian who comes into contact with four bolts projecting three inches up from the sidewalk will trip, fall and sustain injury. *** The municipality need merely cover the bolts with a rubber cone or a wooden horse.”

The City asserts that this argument is waived because it was not raised below. Arguments not raised in the circuit court are waived on appeal. In re Liquidations of Reserve Insurance Co., 122 Ill. 2d 555, 568 (1988). Waiver aside, the City argues, and we agree, that under section 3 — 104 of the Tort Immunity Act (745 ILCS 10/3 — 104 (West 2000)), a local public entity is not liable for an injury caused by its failure to initially provide traffic warning signs or restraining devices or barriers. The language of the provision is unconditional and acts to immunize a municipality against all liability arising from its failure to initially provide a traffic control device, even where such failure might endanger safety. Ramirez v. Village of River Grove, 266 Ill. App. 3d 930, 932 (1994). Because the term “traffic” includes pedestrians under section 1 — 207 of the Illinois Vehicle Code (625 ILCS 5/1 — 207 (West 2000)), the City is not liable for plaintiffs injuries for failure to install rubber cones or wooden horses at the fight pole base, irrespective of the ease or burden of doing so. As a matter of public policy, the decision to install signals requires a city traffic planner to balance competing interests and make a judgment call as to which solution would best serve the interests of safety, convenience and cost. West, 147 Ill. 2d at 11. Therefore, the City had neither a duty nor liability when it did not initially install warning devices at the scene of plaintiffs injuries.

Finally, where injury results from freakish, bizarre or fantastic circumstances, no duty exists and no negligence claim can be asserted for injuries that were not reasonably foreseeable. Washington v. City of Chicago, 188 Ill. 2d 235, 240 (1999) (fatal accident caused when emergency vehicle struck planter boxes on a median was not reasonably foreseeable). In this case, plaintiff was carrying $4,000 in a paper bag, believed that potential robbers were staring at him, kept his eyes directly on them and walked beside the curb so he could dash back to his car if confronted. It is not reasonable to expect the City to foresee such unusual circumstances.

Accordingly, we find that plaintiff failed to establish that the City owed him a duty of care in order to state a cause of action for negligence. Therefore, the trial court properly granted the City’s motion for summary judgment.

*488The judgment of the circuit court is affirmed.

Affirmed.

COHEN, EJ., and McNULTY, J., concur.

5.4.2 The New System According to Reasonableness 5.4.2 The New System According to Reasonableness

5.4.2.1 Restatement Third, Section 51, on landowner duties 5.4.2.1 Restatement Third, Section 51, on landowner duties

Subject to § 52, a land possessor owes a duty of reasonable care to entrants on the land with regard to:
  • (a) conduct by the land possessor that creates risks to entrants on the land;
  • (b) artificial conditions on the land that pose risks to entrants on the land;
  • (c) natural conditions on the land that pose risks to entrants on the land; and
  • (d) other risks to entrants on the land when any of the affirmative duties provided in Chapter 7 is applicable.

Restatement (Third) of Torts: Phys. & Emot. Harm § 51 (2012)

5.4.2.2 Rowland v. Christian ("The Faucet Case") 5.4.2.2 Rowland v. Christian ("The Faucet Case")

Why does this court challenge the old system of duties based on land entrant status?

[S. F. No. 22583.

In Bank.

Aug. 8, 1968.]

JAMES DAVIS ROWLAND, JR., Plaintiff and Appellant, v. NANCY CHRISTIAN, Defendant and Respondent.

*109Jack K. Berman for Plaintiff and Appellant.

Healy & Robinson and John J. Healy for Defendant and Respondent.

*110PETERS, J.

Plaintiff appeals from a summary judgment for defendant Nancy Christian in this personal injury action.

In his complaint plaintiff alleged that about November 1, 1963, Miss Christian told the lessors of her apartment that the knob of the cold water faucet on the bathroom basin was cracked and should be replaced; that on November 30, 1963, plaintiff entered the apartment at the invitation of Miss Christian; that he was injured while using the bathroom fixtures, suffering severed tendons and nerves of his right hand; and that he has incurred medical and hospital expenses. He further alleged that the bathroom fixtures were dangerous, that Miss Christian was aware of the dangerous condition, and that his injuries were proximately caused by the negligence of Miss Christian. Plaintiff sought recovery of his medical and hospital expenses, loss of wages, damage to his clothing, and $100,000 general damages. It does not appear from the complaint whether the crack in the faucet handle was obvious to an ordinary inspection or was concealed.

Miss Christian filed an answer containing a general denial except that she alleged that plaintiff was a social guest and admitted the allegations that she had told the lessors that the faucet was defective and that it should be replaced. Miss Christian also alleged contributory negligence and assumption of the risk. In connection with the defenses, she alleged that plaintiff had failed to use his “eyesight” and knew of the condition of the premises. Apart from these allegations, Miss Christian did not allege whether the crack in the faucet handle was obvious or concealed.

Miss Christian’s affidavit in support of the motion for summary judgment alleged facts showing that plaintiff was a social guest in her apartment when, as he was using the bathroom, the porcelain handle of one of the water faucets broke in his hand causing injuries to his hand and that plaintiff had used the bathroom on a prior occasion. In opposition to the motion for summary judgment, plaintiff filed an affidavit stating that immediately prior to the accident he told Miss Christian that he was going to use the bathroom facilities, that she had known for two weeks prior to the accident that the faucet handle that caused injury was cracked, that she warned the manager of the building of the condition, that nothing was done to repair the condition of the handle, that she did not say anything to plaintiff as to the condition of the handle, and that when plaintiff turned off the faucet the handle broke *111in his hands severing the tendons and medial nerve in his right hand.

The summary judgment procedure is drastic and should be used with caution so that it does not become a substitute for an open trial. This court in two recent cases has stated: “Summary judgment is proper only if the affidavits in support of the moving party would be sufficient to sustain a judgment in his favor . . . and doubts as to the propriety of granting the motion should be resolved in favor of the party opposing the motion.” (Stationers Corp. v. Dun & Bradstreet, Inc., 62 Cal.2d 412, 417 [42 Cal.Rptr. 449, 398 P.2d 785]; Joslin v. Marin Municipal Water Dist., 67 Cal.2d 132, 146-147 [60 Cal.Rptr. 377, 429 P.2d 889].) A defendant who moves for a summary judgment must prevail on the basis of his own affidavits and admissions made by the plaintiff, and unless the defendant’s showing is sufficient, there is no burden on the plaintiff to file affidavits showing he has a cause of action or to even file counteraffidavits at all. A summary judgment for defendant has been held improper where his affidavits were conclusionary and did not show that he was entitled to judgment and where the plaintiff did not file any counteraffidavits. (de Echeguren v. de Echeguren, 210 Cal.App.2d 141, 146-149 [26 Cal.Rptr. 562]; Southern Pac. Co. v. Fish, 166 Cal.App,2d 353, 362 et seq. [333 P.2d 133].)

In the instant case, Miss Christian’s affidavit and admissions made by plaintiff show that plaintiff was a social guest and that he suffered injury when the faucet handle broke; they do not show that the faucet handle crack was obvious or even noneoneealed. Without in any way contradicting her affidavit or his own admissions, plaintiff at trial could establish that she was aware of the condition and realized or should have realized that it involved an unreasonable risk of harm to him, that defendant should have expected that he would not discover the danger, that she did not exercise reasonable care to eliminate the danger or warn him of it, and that he did not Imow or have reason to know of the danger. Plaintiff also could establish, without contradicting Miss Christian’s affidavit or his admissions, that the crack was not obvious and was concealed. Under the circumstances, a summary judgment is proper in this case only if, after proof of such facts, a judgment would be required as a matter of law for Miss Christian. The record supports no such conclusion.

Section 1714 of the Civil Code provides: “Every one is responsible, not only for the result of his willful *112acts, but also for an injury occasioned to another by his want of ordinary care or skill in the management of his property or person, except so far as the latter has, willfully or by want of ordinary care, brought the injury upon himself. ...” This code section, which has been unchanged in our law since 1872, states a civil law and not a common law principle. (Fernandez v. Consolidated Fisheries, Inc., 98 Cal.App.2d 91, 96 [219 P. 2d 73].)

Nevertheless, some common law judges and commentators have urged that the principle embodied in this code section serves as the foundation of our negligence law. Thus in a concurring opinion, Brett, M. R. in Heaven v. Pender (1883) 11 Q.B.D. 503, 509, states: “whenever one person is by circumstances placed in such a position with regard to another that every one of ordinary sense who did think would at once recognize that if he did not use ordinary care and skill in his own conduct with regard to those circumstances he would cause danger of injury to the person or property of the other, a duty arises to use ordinary care and skill to avoid such danger. ’ ’

California cases have occasionally stated a similar view: “All persons are required to use ordinary care to prevent others being injured as the result of their conduct.” (Hilyar v. Union Ice Co., 45 Cal.2d 30, 36 [286 P.2d 21]; Warner v. Santa Catalina Island Co., 44 Cal.2d 310, 317 [282 P.2d 12]; see also Green v. General Petroleum Corp., 205 Cal. 328, 333 [270 P. 952, 60 A.L.R. 475]; Perkins v. Blauth, 163 Cal. 782, 786 [127 P. 50]; McCall v. Pacific Mail S. S. Co., 123 Cal. 42, 44 [55 P. 706]; Edler v. Sepulveda Park Apts., 141 Cal.App.2d 675 680 [297 P.2d 508]; Copfer v. Golden, 135 Cal.App.2d 623, 627-628 [288 P.2d 90]; cf. Dillon v. Legg, 68 Cal.2d 728, 734 [69 Cal.Rptr. 72, 441 P.2d 912].) Although it is true that some exceptions have been made to the general principle that a person is liable for injuries caused by his failure to exercise reasonable care in the circumstances, it is clear that in the absence of statutory provision declaring an exception to the fundamental principle enunciated by section 1714 of the Civil Code, no such exception should be made unless clearly supported by public policy. (Lipman v. Brisbane Elementary School Dist., 55 Cal.2d 224, 229-230 [11 Cal.Rptr. 97, 359 P.2d 465]; Muskopf v. Corning Hospital Dist., 55 Cal.2d 211, 213 et seq. [11 Cal.Rptr. 89, 359 P.2d 457]; Malloy v. Fong, 37 Cal.2d 356, 366 [232 P.2d 241].)

A departure from this fundamental principle involves the *113balancing of a number of considerations; the major ones are the foreseeability of harm to the plaintiff, the degree of certainty that the plaintiff suffered injury, the closeness of the connection between the defendant’s conduct and the injury suffered, the moral blame attached to the defendant’s conduct, the policy of preventing future harm, the extent of the burden to the defendant and consequences to the community of imposing a duty to exercise care with resulting liability for breach, and the availability, cost, and prevalence of insurance for the risk involved. (Cf. Schwartz v. Helms Bakery Ltd., 67 Cal.2d 232, 237, fn. 3 [60 Cal.Rptr. 510, 430 P.2d 68]; Hergenrether v. East, 61 Cal.2d 440, 443-445 [39 Cal.Rptr. 4, 393 P.2d 164]; Merrill v. Buck, 58 Cal.2d 552, 561-562 [25 Cal.Rptr. 456, 375 P.2d 304]; Chance v. Lawry’s, Inc., 58 Cal.2d 368, 377 [24 Cal.Rptr. 209, 374 P.2d 185]; Lipman v. Brisbane Elementary School Dist., supra, 55 Cal.2d 224, 229-230; Stewart v. Cox, 55 Cal.2d 857, 863 [13 Cal.Rptr. 521, 362 P.2d 345]; Biakanja v. Irving, 49 Cal.2d 647, 650 [320 P.2d 16, 65 A.L.R.2d 1358]; Wright v. Arcade School Dist., 230 Cal.App.2d 272, 278 [40 Cal.Rptr. 812]; Raymond v. Paradise Unified School Dist., 218 Cal.App.2d 1, 8 [31 Cal.Rptr. 847]; Prosser on Torts (3d ed. 1964) pp. 148-151; 2 Harper and James, The Law of Torts (1956) pp. 1052, 1435 et seq.)

One of the areas where this court and other courts have departed from the fundamental concept that a man is liable for injuries caused by his carelessness is with regard to the liability of a possessor of land for injuries to persons who have entered upon that land. It has been suggested that the special rules regarding liability of the possessor of land are due to historical considerations stemming from the high place which land has traditionally held in English and American thought, the dominance and prestige of the landowning class in England during the formative period of the rules governing the possessor’s liability, and the heritage of feudalism. (2 Harper and James, The Law of Torts, supra, p. 1432.)

The departure from the fundamental rule of liability for negligence has been accomplished by classifying the plaintiff either as a trespasser, licensee, or invitee and then adopting special rules as to the duty owed by the possessor to each of the classifications. Generally speaking a trespasser is a person who enters or remains upon land of another without a privilege to do so; a licensee is a person like a social guest who is not an invitee and who is privileged to enter or remain upon land by virtue of the possessor’s consent, and an invitee is a *114business visitor who is invited or permitted to enter or remain on the land for a purpose directly or indirectly connected with business dealings between them. (Oettinger v. Stewart, 24 Cal.2d 133, 136 [148 P.2d 19, 156 A.L.R. 1221].)

Although the invitor owes the invitee a duty to exercise ordinary care to avoid injuring him (Oettinger v. Stewart, supra, 24 Cal.2d 133, 137; Hinds v. Wheadon, 19 Cal.2d 458, 460-461 [121 P.2d 724]), the general rule is that a trespasser and licensee or social guest are obliged to take the premises as they find them- insofar as any alleged defective condition thereon may exist, and that the possessor of the land owes them only the duty of refraining from wanton or willful injury. (Palmquist v. Mercer, 43 Cal.2d 92, 102 [272 P.2d 26]; see Oettinger v. Stewart, supra, 24 Cal.2d 133, 137 et seq.) The ordinary justification for the general rule severely restricting the occupier’s liability to social guests is based on the theory that the guest should not expect special precautions to be made on his account and that if the host does not inspect and maintain his property the guest should not expect this to be done on his account. (See 2 Harper and James, The Law of Torts, supra, p. 1477.)

An increasing regard for human safety has led to a retreat from this position, and an exception to the general rule limiting liability has been made as to active operations where an obligation to exercise reasonable care for the protection of the -licensee has been imposed on the occupier of land. (Oettinger v. Stewart, supra, 24 Cal.2d 133, 138-139 [disapproving contrary cases]; see Rest.2d Torts, § 341; Prosser on Torts, supra, pp. 388-389.) In an apparent attempt to avoid the general rule limiting liability, courts have broadly defined active operations, sometimes giving the term a strained construction in cases involving dangers known to the occupier.

Thus in Hansen v. Richey, 237 Cal.App.2d 475, 481 [46 Cal.Rptr. 909], an action for wrongful death of a drowned youth, the court held that liability could be predicated not upon the maintenance of a dangerous swimming pool but upon negligence “in the active conduct of a party for a large number of youthful guests in the light of knowledge of the dangerous pool.”1 In Howard v. Howard, 186 Cal.App.2d *115622, 625 [9 Cal.Rptr. 311], where plaintiff was injured by-slipping on spilled grease, active negligence was found on the ground that the defendant requested the plaintiff to enter the kitchen by a route which he knew would be dangerous and defective and that the defendant failed to warn her of the dangerous condition. (Cf. Anderson v. Anderson, 251 Cal.App.2d 409, 413 [59 Cal.Rptr. 342]; Herold v. P. H. Mathews Paint House, 39 Cal.App. 489, 493-494 [179 P. 414].) In Newman v. Fox West Coast Theatres, 86 Cal.App.2d 428, 431-433 [194 P.2d 706], the plaintiff suffered injuries when she slipped and fell on a dirty washroom floor, and active negligence was found on the ground that there was no water or foreign substances on the washroom floor when plaintiff entered the theater, that the manager of the theater was aware that a dangerous condition was created-after plaintiff’s entry, that the manager had time to clean up the condition after learning of it, and that he did not do so or warn plaintiff of the condition.

Another exception to the general rule limiting liability has been recognized for cases where the occupier is aware of the dangerous condition, the condition amounts to a concealed trap, and the guest is unaware of the trap. (See Loftus v. Dehail, 133 Cal. 214, 217-218 [65 P. 379]; Anderson v. Anderson, supra, 251 Cal.App.2d 409, 412; Hansen v. Richey, supra, 237 Cal.App.2d 475, 479-480; Huselton v. Underhill, 213 Cal.App.2d 370, 374-376 [28 Cal.Rptr. 822]; Bylling v. Edwards, 193 Cal.App.2d 736, 746-747 [14 Cal.Rptr. 760]; Yazzolino v. Jones, 153 Cal.App.2d 626, 636 [315 P.2d 107]; Ashley v. Jones, 126 Cal.App.2d 328, 332 [271 P.2d 918].) In none of these cases, however, did the court impose liability on the basis of a concealed trap; in some liability was found on another theory, and in others the court concluded that there was no trap. A trap has been defined as a “concealed” danger, a danger with a deceptive appearance of safety. (E.g., Hansen v. Richey, supra, 237 Cal.App.2d 475, 480.) It has also been defined as something akin to a spring gun or steel trap. (Anderson v. Anderson, supra, 251 Cal.App.2d 409, 412.) In the latter case it is pointed out that the lack of definiteness in the application of the term “trap” to any other situation makes its use argumentative and unsatisfactory.

The cases dealing with the active negligence and the trap exceptions are indicative of the subtleties and confusion which have resulted from application of the common law principles *116governing the liability of the possessor of land. Similar confusion and complexity exist as to the definitions of trespasser, licensee, and invitee. (See Fernandez v. Consolidated Fisheries, Inc., supra, 98 Cal.App.2d 91, 96.)

In refusing to adopt the rules relating to the liability of a possessor of land for the law of admiralty, the United States Supreme Court stated: “The distinctions which the common law draws between licensee and invitee were inherited from a culture deeply rooted to the land, a culture which traced many of its standards to a heritage of feudalism. In an effort to do justice in an industrialized urban society, with its complex economic and individual relationships, modern common-law courts have found it necessary to formulate increasingly subtle verbal refinements, to create subclassifications among traditional common-law categories, and to delineate fine gradations in the standards of care which the landowner owes to each. Yet even within a single jurisdiction, the classifications and subclassifieations bred by the common law have produced confusion and conflict. As new distinctions have been spawned, older ones have become obscured. Through this semantic morass the common law has moved, unevenly and with hesitation, towards ‘imposing on owners and occupiers a single duty of reasonable care in all the circumstances. ’ ’ ’ (Footnotes omitted.) (Kermarec v. Compagnie Generale, 358 U.S. 625, 630-631 [3 L.Ed.2d 550, 554-555, 79 S.Ct. 406]; see also Jones v. United States, 362 U.S. 257, 266 [4 L.Ed.2d 697, 705, 80 S.Ct. 725, 78 A.L.R.2d 233]; 2 Harper and James, The Law of Torts, supra, 1430 et seq.; Prosser, Business Visitors and Invitees, 26 Minn.L.Rev. 573; Marsh, The History and Comparative Law of Invitees, Licensees and Trespassers, 69 L.Q.Rev. 182, 359.)

The courts of this state have also recognized the failings of the common law rules relating to the liability of the owner and occupier of land. In refusing to apply the law of invitees, licensees, and trespassers to determine the liability of an independent contractor hired by the occupier, we pointed out that application of those rules was difficult and often abitrary. (Chance v. Lawry’s, Inc., supra, 58 Cal.2d 368, 376-379; cf. Hall v. Barber Door Co., 218 Cal. 412, 419 [23 P.2d 279]; Donnelly v. Hufschmidt, 79 Cal. 74, 75-76 [21 P. 546]; Burke v. Zanes, 193 Cal.App.2d 773, 778 [14 Cal.Rptr. 619].) In refusing to apply the common law rules to a known trespasser on an automobile, the common law rules were characterized as “unrealistic, arbitrary, and inelastic,” and it was *117pointed out that exceedingly fine distinctions had been developed resulting in confusion and that many recent cases have in fact applied the general doctrine of negligence embodied in section 1714 of the Civil Code rather than the rigid common law categories test. (Fernandez v. Consolidated, Fisheries, Inc., supra, 98 Cal.App.2d 91, 96 et seq.) Other cases which have criticized the approach of the common law rules on the basis of the status of the plaintiff with the resulting confusion include Hansen v. Richey, supra, 237 Cal.App.2d 475, 478; Miller v. Desilu Productions, Inc., 204 Cal.App.2d 160, 166 [22 Cal.Rptr. 36]; Hession v. City & County of San Francisco, 122 Cal.App.2d 592, 602 [265 P.2d 542].

There is another fundamental objection to the approach to the question of the possessor’s liability on the basis of the common law distinctions based upon the status of the injured party as a trespasser, licensee, or invitee. Complexity can be borne and confusion remedied where the underlying principles governing liability are based upon proper considerations. Whatever may have been the historical justifications for the common law distinctions, it is clear that those distinctions are not justified in the light of our modern society and that the complexity and confusion which has arisen is not due to difficulty in applying the original common law rules—they are all too easy to apply in their original formulation—but is due to the attempts to apply just rules in our modem society within •the ancient terminology.

Without attempting to labor all of the rules relating to the possessor’s liability, it is apparent that the classifications of trespasser, licensee, and invitee, the immunities from liability predicated upon those classifications, and the exceptions to those immunities, often do not reflect the major factors which should determine whether immunity should be conferred upon the possessor of land. Some of those factors, including the closeness of the connection between the injury and the defendant’s conduct, the moral blame attached to the defendant’s conduct, the policy of preventing future harm, and the prevalence and availability of insurance, bear little, if any, relationship to the classifications of trespasser, licensee and invitee and the existing rules conferring immunity.

Although in general there may be a relationship between the remaining factors and the classifications of trespasser, licensee, and invitee, there are many eases in which no" such relationship may exist. Thus, although the foreseeability Of harm to an invitee" would ordinarily seem greater than the *118foreseeability of harm to a trespasser, in a particular case the opposite may be true. The same may be said of the issue of certainty of injury. The burden to the defendant and consequences to the community of imposing a duty to exercise care with resulting liability for breach may often be greater with respect to trespassers than with respect to invitees, but it by no means follows that this is true in every case. In many situations, the burden will be the same, i.e., the conduct necessary upon the defendant’s part to meet the burden of exercising due care as to invitees will also meet his burden with respect to licensees and trespassers. The last of the major factors, the cost of insurance, will, of course, vary depending upon the rules of liability adopted, but there is no persuasive evidence that applying ordinary principles of negligence law to the land occupier’s liability will materially reduce the prevalence of insurance due to increased cost or even substantially increase the cost.

Considerations such as these have led some courts in particular situations to reject the rigid common law classifications and to approach the issue of the duty of the occupier on the basis of ordinary principles of negligence. (E.g., Gould v. DeBeve (D.C. Cir.) 330 F.2d 826, 829-830 [117 App.D.C. 360]; Anderson v. Anderson, supra, 251 Cal.App.2d 409, 413; Taylor v. New Jersey Highway Authority, 22 N.J. 454 [126 A.2d 313, 317, 62 A.L.R.2d 1211]; Scheibel v. Upton 156 Ohio St. 308 [102 N.E.2d 453, 462-463]; Potts v. Amis, 62 Wn. 2d 777 [384 P.2d 825, 830-831]; see Comment (1957) 22 Mo.L.Rev. 186; Note (1958) 12 Rutgers L.Rev. 599.) And the common law distinctions after thorough study have been repudiated by the jurisdiction of their birth. (Occupiers’ Liability Act, 1957, 5 and 6 Eliz. 2, ch. 31.)

A man’s life or limb does not become less worthy of protection by the law nor a loss less worthy of compensation under the law because he has come upon the land of another without permission or with permission but without a business purpose. Reasonable people do not ordinarily vary their conduct depending upon such matters, and to focus upon the status of the injured party as a trespasser, licensee, or invitee in order to determine the question whether the landowner has a duty of care, is contrary to our modern social mores and humanitarian values. The common law rules obscure rather than illuminate the proper considerations which should govern determination of the question of duty.

It bears repetition that the basic policy of this state *119set forth by the Legislature in section 1714 of the Civil Code is that everyone is responsible for an injury caused to another by his want of ordinary care or skill in the management of his property. The factors which may in particular cases warrant departure from this fundamental principle do not warrant the wholesale immunities resulting from the common law classifications, and we are satisfied that continued adherence to the common law distinctions can only lead to injustice or, if we are to avoid injustice, further fictions with the resulting complexity and confusion. We decline to follow and perpetuate such rigid classifications. The proper test to be applied to the liability of the possessor of land in accordance with section 1714 of the Civil Code is whether in the management of his property he has acted as a reasonable man in view of the probability of injury to others, and, although the plaintiff's status as a trespasser, licensee, or invitee may in the light of the facts giving rise to such status have some bearing on the question of liability, the status is not determinative.

Once the ancient concepts as to the liability of the occupier of land are Stripped away, the status of the plaintiff relegated to its proper place in determining such liability, and ordinary principles of negligence applied, the result in the instant case presents no substantial difficulties. As we have seen, when we view the matters presented on the motion for summary judgment as we must, we must assume defendant Miss Christian was aware that the faucet handle was defective and dangerous, that the defect was not obvious, and that plaintiff was about to come in contact with the defective condition, and under the undisputed facts she neither remedied the condition nor warned plaintiff of it. Where the occupier of land is aware of a concealed condition involving in the absence of. precautions an unreasonable risk of harm to those coming in. contact with it and is aware that a person on the premises is about to come in contact with it, the trier of fact can reasonably conclude that a failure to warn or to repair the condition constitutes negligence. Whether or not a guest has a right to expect that his host will remedy dangerous conditions on his account, he should reasonably be entitled to rely upon a warning of the dangerous condition so that he, like the host, will be in a position to take special precautions when he comes in contact with it.

. It may be noted that by carving further exceptions out of the traditional rules relating to the liability to licensees or

*120social guests, other jurisdictions reach the same result (see Rest.2d Torts, supra, § 342; Annot., Duty of a possessor of land to warn adult licensees of danger (1957) 55 A.L.R.2d 525; 49-55 A.L.R.2d, Later Case Service (1967) 485; but cf. Hansen v. Richey, supra, 237 Cal.App.2d 475, 478-479; Saba v. Jacobs, 130 Cal.App.2d 717, 719 [279 P.2d 826]; Ward v. Oakley Co., 125 Cal.App.2d 840, 844-845 [271 P.2d 536]; Fisher v. General Petroleum Corp., 123 Cal.App.2d 770, 779-780 [267 P.2d 841]), that by continuing to adhere to the strained construction of active negligence or possibly, by applying the trap doctrine the result would be reached on the basis of some California precedents (e.g., Hansen v. Richey, supra, 237 Cal.App.2d 475, 481), and that the result might even be reached by a continued expansion of the definition of the term “invitee” to include all persons invited upon the land who may thereby be led to believe that the host will exercise for their protection the ordinary care of a reasonable man (cf. O’Keefe v. South End Rowing Club, 64 Cal.2d 729, 737-739 [51 Cal.Rptr. 534, 414 P.2d 830,16 A.L.R.3d 1]). However, to approach the problem in these manners would only add to the confusion, complexity, and fictions which have resulted from the common law distinctions.

The judgment is reversed.

Traynor, C. J., Tobriner, J., Mosk, J., and Sullivan, J., concurred.

BURKE, J.

I dissent. In determining the liability of the occupier or owner of land for injuries, the distinctions between trespassers, licensees and invitees have been developed and applied by the courts over a period of many years. They supply a reasonable and workable approach to the problems involved, and one which provides the degree of stability and predictability so highly prized in the law. The unfortunate alternative, it appears to me, is the route taken by the majority in their opinion in this case; that such issues are to be decided on a case by case basis under the application of the basic law of negligence, bereft of the guiding principles and precedent which the law has heretofore attached by virtue of the relationship of the parties to one another.

Liability for negligence turns upon whether a duty of care is owed, and if so, the extent thereof. Who can doubt that the corner grocery, the large department store, or the financial institution owes a greater duty of care to one whom it has *121invited to enter its premises as a prospective customer of its wares or services than it owes to a trespasser seeking to enter after the close of business hours and for a nonbusiness or even an antagonistic purpose? I do not think it unreasonable or unfair that a social guest (classified by the law as a licensee, as was plaintiff here) should be obliged to take the premises in the same condition as his host finds them or permits them to be. Surely a homeowner should not be obliged to hover over his guests with warnings of possible dangers to be found in the condition of the home (e.g., waxed floors, slipping rugs, toys in unexpected places, etc., etc.). Yet today’s decision appears to open the door to potentially unlimited liability despite the purpose and circumstances motivating the plaintiff in entering the premises of another, and despite the caveat of the majority that the status of the parties may “have some bearing on the question of liability . . . ,” whatever the future may show that language to mean.

In my view, it is not a proper function of this court to overturn the learning, wisdom and experience of the past in this field. Sweeping modifications of tort liability law fall more suitably within the domain of the Legislature, before which all affected interests can be heard and which can enact statutes providing uniform standards and guidelines for the future.

I would affirm the judgment for defendant.

McComb, J., concurred.

5.4.2.3 Baldwin ex rel. Baldwin v. Mosley ("The Falling Child Case") 5.4.2.3 Baldwin ex rel. Baldwin v. Mosley ("The Falling Child Case")

What is the attitude of this court to a unitary system of landowner duties (i.e., one based only in reasonableness)?

Josh L. BALDWIN, A Minor, by His Father and Next Friend Jerry Baldwin v. Curt MOSLEY

88-13

748 S.W.2d 146

Supreme Court of Arkansas

Opinion delivered April 25, 1988

*286 Hicham & Williams, P.A., by; D. Scott Hicham, and Lane, Muse, Arman & Pullen, by: R. Keith Arman, for appellant.

Wright, Lindsey & Jennings, for appellee.

Tom Glaze, Justice.

This is a tort case in which this court is asked again to reject its adherence to the common-law distinction between a licensee and an invitee. Appellant, Josh Baldwin, was eleven years old and was undisputedly a licensee at the time of his injury. The trial court granted appellee’s (Curt Mosley’s) motion for summary judgment, finding (1) that the facts failed to show Mosley violated any duty owed to Josh as a licensee and (2) that, in any event, Josh’s accident and injury occurred when he was in the presence of his mother and her presence negated any duty Mosley may have owed Josh. We hold the trial court was correct in granting the summary judgment and in applying the common law rule applicable to licensees. Therefore, we affirm.

In addressing the arguments advanced in Josh’s behalf, we first recount the common-law rules to which Arkansas’s courts have adhered when considering a dispute between a property owner and licensee. In Webb v. Pearson, 244 Ark. 109, 424 S.W.2d 145 (1968), this court said, quoting from Knight v. Farmers’ & Merchants Gin Co., 159 Ark. 423, 252 S.W. 30 (1923):

In all of our decisions on the subject — and there are many — we have adhered to the rule that one who goes upon the premises of another as a mere licensee is in the same attitude as a trespasser so far as concerns the duty which the owner owes him for his protection; that he takes the license with its concomitant perils, and that the owner owes *287 him no duty of protection except to do no act to cause him injury after his presence there is discovered. (Emphasis added.)

The Webb court further recited the following, more explicit rule on the subject, as it was set out in Cato v. St. Louis Southwestern Ry. Co., 190 Ark. 231, 79 S.W. 62 (1935):

Whether he be called a trespasser or licensee, the same rule of law applies, and that is that the only duty owing him was not to willfully or wantonly injure him and to exercise ordinary care under the circumstances to avoid injury to him after discovering his peril. (Emphasis added.)

Having reviewed the applicable rules that define the duties owed a licensee by a landowner, we now review the evidence in the case at hand in the light most favorable to Josh in order to determine whether the trial court correctly decided Mosley was entitled to a judgment as a matter of law. See Township Builders, Inc. v. Kraus Constr. Co., 286 Ark. 487, 696 S.W.2d 308 (1985). In examining the record, we have no doubt that the trial judge’s decision, granting Mosley a summary judgment, was a correct one.

The uncontested facts reflect that, at the time of his injury, Josh was visiting his mother, who then was living with Mosley. Josh was sitting on a bar stool eating breakfast when the telephone rang; in answering the telephone, he stood on a rung of the stool and the rung broke, causing him to strike his head against the wall. Josh’s injury later required surgery, but since the surgery, he has experienced no problems. Josh’s mother owned the bar stool, which she previously had received in a divorce from Josh’s father. The father, having prior knowledge that the screws, attaching the rungs, would sometimes come loose from the stool, had admonished Josh “not to stand on those rungs.” Josh’s mother testified that Mr. Mosley, prior to Josh’s fall, had repaired the stool which was the one from which Josh had fallen; she stated, however, that “the spokes (on the stool) had never come loose from the center pole before.” Also, of primary significance, the record shows that Josh’s mother, and not Mosley, was present when Josh fell.

The foregoing facts offer not the slightest hint or inference *288that Mosley willfully or wantonly injured Josh; and since he was not present when Josh stood on the stool, Mosley was obviously in no position to discover Josh’s peril so as to act to protect Josh against any potential' injury.

In fact, as the record reveals, Josh was under his mother’s control when he fell. Thus, if anyone other than Josh were negligent under the circumstances described here, that person was Josh’s mother because of her failure to properly supervise her son. The trial court reached such conclusion in its alternative reason for dismissing Josh’s complaint. In support of that alternative holding, we note the following rule in Laser v. Wilson, 58 Md. App. 434, 473 A.2d 523 (1984):

[I]f a condition is open and obvious rather than latent or obscure, no greater duty is imposed upon a host of a child under parental supervision than would be owed to the parent. If the parent has either been warned, or if the condition is or should be obvious to the parent, the parents’ failure properly to supervise its child is the proximate cause of a subsequent injury. The host is not negligent because he has performed his duty of having the premises as safe for his guest as for his family and himself. (Emphasis added.)

See also Freeze v. Congleton, 276 N.C. 178, 171 S.E.2d 424 (1970); cf. Pittsburg Reduction Co. v. Horton, 87 Ark. 576, 113 S.W. 647 (1908) (court held that where a mother’s permission was given to her child to take dynamite caps to school where the child gave the caps to the plaintiff, the mother’s actions broke the causal connection between the defendant’s negligence — in leaving the caps where the child could find them — and the plaintiffs later injury that resulted from the caps). In sum, we conclude that the trial court’s decision granting Mosley summary judgment can, and must, be sustained under either of the two theories given by the court when dismissing this cause.

Concerning the appellant’s argument that this court should eliminate the long-settled distinction between a licensee and invitee, we rejected that same suggestion in Coleman v. United Fence Co., 282 Ark. 344, 668 S.W.2d 536 (1984). Although a number of jurisdictions during the 1970’s indicated a willingness to discard the legal distinctions between licensees and *289invitees, that abolition movement has since lost its steam. See W. Prosser and W. Keeton, The Law of Torts § 62 (5th ed. 1984). From our research, our decision in Coleman to follow such common-law distinctions is clearly the prevailing view in our sister states, see Annot., Landowner Liability — Injured Party Status, 22 ALR 4th 294 (1983), and, in fact, since 1982, the great majority of decisions have continued to apply the conventional entrant classification rules. W. Prosser & W. Keeton, The Law of Torts § 62 (5th ed. Supp. 1988). We are presented no compelling reason why we should depart from our holding in Coleman to continue to follow the common-law distinctions as determinative of landowner liability.

We affirm.

Purtle and Hays, JJ., concur.

Steele Hays, Justice,

concurring. While I concur in the result reached, I do not agree with the majority as to the substantive law applicable to licensees. The majority opinion fosters a misconception that the only duty owed to a licensee, as to a discovered trespasser, is a duty to refrain from injuring the licensee by willful or wanton conduct. That same misconception is implicit in the majority opinion in Coleman v. United Fence Company, 282 Ark. 344, 668 S.W.2d 536 (1984). The majority opinion quotes language from Cato v. St. Louis Southwestern Ry. Co., 190 Ark. 231, 79 S.W.2d 62 (1935):

Whether he be called a trespasser or licensee, the same rule of law applies, and that is that the only duty owing him was not to willfully or wantonly injure him and to exercise ordinary care under the circumstances to avoid injury to him after discovering his peril. [Emphasis added].

That declaration of the law omits an important distinction between the duty owed to licensees as opposed to trespassers. Licensees and trespassers alike are generally considered to take the premises as they find them, although the owner may not affirmatively create a risk of harm to either, once he is aware of their presence. As to licensees, an owner owes no corresponding duty, as in the case of invitees, to render the premises safe, nor any duty to warn them of dangers which should be obvious. But if the owner is aware of a danger on the premises which is latent, or one *290the licensee might not be expected to recognize, the owner is under a duty to warn him. Prosser and Keeton on Torts, 5th Ed., § 60; Restatement of Torts, Second, § 342. An Annotation in 26 A.L.R.3d 317 summarizes this rule:

[B]ut that where there is a known dangerous condition on the premises and the occupier can reasonably anticipate that his licensee will not discover or realize the danger, the occupier may be held liable for bodily harm caused to the licensee by the condition if he invites or permits the licensee to enter or remain upon the premises without exercising reasonable care either to give warning of the condition and the risk involved, or to make the condition reasonably safe, and the licensee does not know or have reason to know of the condition or risk involved.

An Annotation appearing at 55 A.L.R.2d 52, § 2, recognizes an ambiguity in the law:

While in a number of cases general language may be found which seems to restrict a licensor’s duty to a licensee to that of refraining from wilful or wanton misconduct, or, at most, active negligence, the cases which have explicitly considered the question have frequently recognized that a licensor-landowner may be under an obligation of exercising reasonable care to warn licensees of hidden dangers known to the licensor.

The citations which follow include cases from twenty-five American jurisdictions. Cases to the contrary are almost nonexistent. This is said to be the law “in most jurisdictions.” Harper, James & Gray, The Law of Torts, 2d Ed., § 27.9.

Here there was evidence the appellee was aware of a defect in these stools, and therefore some basis exists for a dispute of fact as to a duty to warn. Were it not for the fact that this child was under the immediate supervision of his mother, who was also aware of the problem, it would be difficult to affirm a directed verdict.

Purtle, J., joins.

5.4.2.4 Mallet v. Pickens ("The Misplaced Masonry Block Case") 5.4.2.4 Mallet v. Pickens ("The Misplaced Masonry Block Case")

What reasons does this court give for abandoning the old landowner status approach?

522 S.E.2d 436

Patricia A. MALLET and Ernest R. Mallet, Her Husband, Plaintiffs Below, Appellants, v. Selbert PICKENS and Anita Pickens, His Wife, Defendants Below, Appellees.

No. 25807.

Supreme Court of Appeals of West Virginia.

Submitted May 11, 1999.

Decided July 21, 1999.

*146Roger D. Williams, Esquire, Charleston, West Virginia, Attorney for Appellants.

Heather Heiskell Jones, Esq., Robert A. Lockhart, Esq., Spilman, Thomas & Battle, Charleston, West Virginia, Attorneys for West Virginia Insurance Federation, Amicus Curiae.

David A. Sims, Esquire, Debra Tedeschi Hall, Esquire, Sims & Hall, Elkins, West Virginia, Attorneys for Appellees.

McGRAW, Justice.

Appellants Patricia A. Mallett and Ernest R. Mallet appeal a grant of summary judgment entered against them in their tort action, in which they sought damages for an injury Mrs. Mallet sustained when visiting *147the home of their friends, Seibert Pickens and Anita Pickens. The lower court granted summary judgment on the basis that Mrs. Mallet, as a social guest, was merely a licensee upon the property of the Pickenses, and that the Pickenses had no duty to Mrs. Mallet, save to refrain from, willfully or wantonly injuring her. The Mallets appeal, claiming that Mrs. Mallet should be considered an invitee, or, alternatively, that this Court should instead apply a duty of reasonable care upon landowners with respect to all non-trespassing entrants. Because we concur with the Mallets and choose to abolish the common law distinction between licensees and invitees, following the modern trend in the development of premises liability law, we must reverse the .decision of the lower court.

friend’s medical bills to their insurance carrier, which denied the claim. The Mallets filed suit, and the lower court granted summary judgment in favor of Mr. and Mrs. Pickens, ruling that-Mrs. Mallet was a licensee, and the Pickenses did not breach their, duty of care-toward Mrs. Mallet, which was merely the duty not to willfully or wantonly injure her. The Mallets claim the lower court erred in finding Mrs. Mallet a licensee, and they ask, alternatively, that we abolish the licensee/invitee distinction and adopt for landowners a duty of reasonable care under the circumstances for all non-trespassing entrants of land. Because we now abandon the common law distinction between licensees and invitees, we reverse the decision of the circuit court.

I.

FACTUAL BACKGROUND

On July 23, 1994, the appellants, Patricia and Ernest Mallet, decided to visit their good friends, the Pickens family. Mrs. Pickens had been injured some time before in an auto accident, and the Mallets wanted to wish her well in her recovery. Although the two families often visited one another, the Pickenses did not know that the Mallets were coming to visit that day.

The Pickenses were having work done to their home, so at the time of the visit, the only access to the front door of the house was by way of a set of temporary, wooden stairs, which did not have a railing or banister. Additionally, because of the construction, a masonry block had been left on the ground near the steps. When Mrs. Mallet exited the home after the visit, the stairs shifted under her weight and she fell, striking her head on the block. Mrs. Mallet suffered broken bones in her face that required surgery.

The Mallets’ health insurance carrier originally denied Mrs. Mallet’s claim, on the basis that a third party (the Pickenses) was at fault, and that the third party should pay the medical bills. The Pickenses submitted their

II.

STANDARD OF REVIEW

“A circuit court’s entry of summary judgment is reviewed de novo.” Syl. pt. 1, Painter v. Peavy, 192 W.Va. 189, 451 S.E.2d 755 (1994). A party moving for summary judgment faces a well-established burden: “A motion for summary judgment should be granted only when it is clear that there is no genuine issue of fact to be tried and inquiry concerning the facts is not desirable to clarify the application of the law.” Syl. pt. 3, Aetna Cas. & Surety Co. v. Federal Insur. Co. of New York, 148 W.Va. 160, 133 S.E.2d 770 (1963).

This Court’s right to respond to changes in the law is also manifest.. Though some have argued that it is not this Court’s prerogative to alter the common law in any substantial way, and that our Constitution prohibits such amendments, we have held that, “Article VIII, Section 13 of the West Virginia Constitution and W. Va.Code, 2-1-1, were not intended to operate as a bar to this Court’s evolution of common law principles, including its historic power to alter or amend the common law.” Syl. pt. 2, Morningstar v. Black and Decker Mfg. Co., 162 W.Va. 857, 253 S.E.2d 666 (1979).1 Wé elaborated on this holding in a later case:

*148In Morningstar v. Black and Decker Manufacturing Co., ... we discussed at some length the role of the English common law as precedent for this Court. There, we determined that Article VIII, Section 13 of our Constitution, and W. Va.Code, 2-1-1, which established the English common law as of 1863 as a part of our law, “were not intended to opérate as a bar to this Court’s evolution of common law principles, including-its historic power to alter or amend the common law.” -
We did not hold in Morningstar that we would ignore the English common law, but only that we are not required to accept it as forever binding us, to the point where we cannot make our own assessment of the reasonableness of an ancient common law rule in light of the present condition of our society.

Markey v. Wachtel, 164 W.Va. 45, 58, 264 S.E.2d 437, 445 (1979) (citations omitted).

Today we make our own assessment of the reasonableness of the ancient common law distinction between licensees and invitees, and find that it does not comport with the present condition of our society.

III.

DISCUSSION

A.

Current Law

West Virginia common law presently recognizes a difference regarding the duty owed to entrants of land. An entrant of land must fit into the licensee, invitee, or trespasser category and is owed a different duty of care from a landowner, depending upon ‘that status.

The duty owed to an invitee was outlined in Syl. pt. 2 of Morgan v. Price[, 151 W.Va. 158, 150 S.E.2d 897 (1966)], where we said:
“The owner or the occupant of premises owes to an invited person the duty to exercise ordinary care to keep and maintain the premises in a reasonably safe condition.” Point 2 Syllabus, Burdette v. Burdette, 147 W.Va. 313[, 127 S.E.2d 249 (1962) ].
However, in the case of a licensee, that is a person on another’s property with expressed or implied permission, the property owner does not have to correct the dangers arising from existing conditions. In the Syllabus of Hamilton v. Brown, ... [157 W.Va. 910, 207 S.E.2d 923 (1974),] we said:
“Mere permissive use of the premises, by express or implied authority ordinarily creates only a license, and as to a licensee, the law does not impose upon the owner of the property an obligation to provide against dangers which arise out of the existing condition of the premises inasmuch as the licensee goes upon the premises subject to all the dangers attending such conditions.” See also Miller v. Monongahela Power Co., 184 W.Va. [663,] 667-68, 403 S.E.2d [406,] 410-11 [ (1991) ].

Cavender v. Fouty, 195 W.Va. 94, 98, 464 S.E.2d 736, 740 (1995) (per curiam); accord Self v. Queen, 199 W.Va. 637, 487 S.E.2d 295 (1997) (per curiam). The third category is that of trespasser, which we have defined as follows:

A trespasser is one who goes upon the property or premises of another without invitation, express or implied, and does so out of curiosity, or for his own purpose or convenience, and not in the performance of any duty to the owner.

Syl. pt. 1, Huffman v. Appalachian Power Co., 187 W.Va. 1, 415 S.E.2d 145 (1991); accord Waddell v. New River Co., 141 W.Va. 880, 93 S.E.2d 473 (1956).2

B.

History of the Trichotomy

From the outset we must bear in mind that the categories of licensee, invitee, and trespasser evolved in a much different time, and in a significantly different legal climate than exists today. Scholars studying the *149subject regard the English cases of Parnaby v. Lancaster Canal Co., 11 Ad. & E. 223, 113 Eng. Rep. 400 (Ex. 1839), and Southcote v. Stanley, 1 H. & N. 247, 156 Eng. Rep. 1195 (Ex. 1856), as the progenitors of the lieen-see/invitee distinction, soon adopted by jurisdictions in this country, e.g. Sweeny v. Old Colony & Newport R.R. Co., 92 Mass. (10 Allen) 368, 87 Am. Dec. 644 (1865).3

The ancient precept of “sanctity of property,” and the concept of “privity of contract,” were the basic principles underpinning the employment of these categories. See Charles P. Dribben, Comment, The Outmoded Distinction Between Licensees and Invitees, 22 Mo. L.Rev. 186, 188 (1957). One of the main “benefits,” as seen through eyes of the time, of employing the licensee/invitee/trespasser trichotomy was the protection of property owners, who were a privileged minority, from the vagaries of juries, comprised mostly of land entrants and not landowners.4

Inherent in such a scheme was the notion that a jury could not be trusted to enter a just verdict; however, we have long ago cast off such suspicion of the jury system:

Chesterton, the “prince of paradox,” framing the experience of two millennia in Tremendous Trifles: The Twelve Men, said:
“Our civilization has decided, and very justly decided, that determining the guilt or innocence of men [natural or artificial] is a thing too important to be trusted to trained men. It wishes for light upon that awful matter, it asks men who know no more law than I know, but who can feel the things that I felt in the jury box. When it wants a library eata-logued, or the solar system discovered, or any trifle of that kind, it uses up its specialists. But when it wishes anything done which is really serious, it collects twelve of the ordinary men standing round. The same thing was done, if I remember right, by the Founder of Christianity.” Gilbert K. Chesterton, Tremendous Trifles: The Twelve Men 86-87 (1922).

Delp v. Itmann Coal Co., 176 W.Va. 252, 256, 342 S.E.2d 219, 223 (1986) (McGraw, J., dissenting) (alteration in original).5 In the case before us, the important matter of liability for Mrs. Mallet’s injuries was never presented to the jury; the old scheme served its purpose in limiting juror discretion, effectively eliminating the jury entirely from the consideration of the ease. This is the most pernicious side effect of the common law trichotomy, and it is no longer in step with the times.

We must examine the continuing relevance .of the common law trichotomy by viewing it in the context of the time in which it was developed. We must not overlook the fact that some of the hoary and “well-established” principles that held sway at the time the common law categories were introduced in the mid-19th Century included, slavery, see Dred Scott v. Sandford, 60 U.S. (19 How.) 393, 15 L.Ed. 691 (1856), and a lack of women’s suffrage, see Minor v. Happersett, 88 U.S. (21 Wall.) 162, 22 L.Ed. 627 (1874) (confining the right of suffrage to males did not deprive women of property without due process of law), both of which, had they not been abandoned, would, to say the least, have had a negative impact on the recent composition of this Court.

*150Justice Starcher, joined by Justice Workman, recognized in their concurrence in Self v. Queen that many “established” rules must give way as society progresses:

When Justice Oliver Wendell Holmes spoke of “fixed and uniform standards of external conduct” in his 1881 lecture series (now found in The Common Law (1909)), we must keep in mind that Holmes was writing in a time when the harsh rules of contributory negligence, assumption of the risk, and the fellow-servant doctrine were taking root in the law. These rules, which were once new, shiny principles designed to immunize entrepreneurs and businesses from liability at a time of early industrialization, have since weathered and fallen in the face of time, reason, and a growing intolerance for human suffering that has accompanied the post-industrial era. See Bradley v. Appalachian Power Co., 163 W.Va. 332, 256 S.E.2d 879 (1979) (abolishing contributory negligence rule and adopting modified comparative negligence principles); King v. Kayak Mfg. Corp., 182 W.Va. 276, 387 S.E.2d 511 (1989) (abolishing assumption of risk and adopting comparative assumption of risk); W. Va.Code, 23 — 1—1, et seq. (abrogating fellow-servant doctrine by providing workers’ compensation benefits to workers injured in the course of and as a result of their employment, including injuries by fellow employees).

199 W.Va. at 641, 487 S.E.2d at 299 (Starch-er, J., concurring).6 The outmoded distinction between invitees is just the sort of principle which, though perhaps once an accurate reflection of society’s values, no longer comports with our notions of fairness, and for that reason should be abandoned.

C.

Problems Inherent in the Old Scheme

Courts, in their efforts to distinguish between licensees and invitees, have felled whole forests and sacrificed them in an often vain attempt to explain the difference. These efforts have resulted in some opinions that strain the credulity of an honest observer. Courts on both sides of the Atlantic have pointed out the confusing complexities encountered when applying the common law classifications:

“A canvasser who comes on your premises without your consent is a trespasser. Once he has your consent, he is a licensee. Not until you do business with him is he an invitee. Even when you have done business with him, it seems rather strange that your duty towards him should be different when he comes up to your door from what it is when he goes away. Does he change his colour in the middle of the conversation? What is the position when you discuss business with him and it comes to nothing? No confident answer can be given to these questions. Such is the morass into which the law has floundered in trying to distinguish between licensees and invitees.”

Mariorenzi v. Joseph DiPonte, Inc., 114 R.I. 294, 306 n. 4, 333 A.2d 127, 133 n. 4 (1975) (abolishing distinctions between trespasser, licensee, and invitee) (quoting Dunster v. Abbot, 2 All E.R. 1572, 1574 (C.A.1953) (Eng.)).

Quite often, the facts of a particular premises liability case will require a departure from Aristotelian logic in its search for common sense realism. The Indiana Court of Appeals demonstrated the mental gymnastics sometimes necessary to hold onto the old distinction in Markle v. Hacienda Mexican Restaurant, 570 N.E.2d 969 (Ind.Ct.App.1991). In Markle, the plaintiff decided to eat at a restaurant, but upon driving into the strip mall parking lot where the restaurant was located, stopped when he saw a friend. *151He got out of his car to transfer an item to the friend’s car, and was injured when he stepped into a pothole. Although the court decided that a jury question existed as to the duty the restaurant owed the plaintiff, they found necessary the following exercise in arcane logic:

We would reach this same result if, for instance, Markle was discussing business with an associate while eating dinner at the restaurant and injured himself in the same parking lot by stepping into the same chuckhole when going out to his car for some papers to use in the discussion. One could say that Markle stepped out of his role as an invitee — although briefly — by leaving the restaurant to get the papers. However, it is also reasonable that the owners could anticipate patrons would' meet to discuss business over dinner. Thus, the question of whether the patron who has left the restaurant to get some papers from his car has stepped out of his role as invitee is one properly left to the trier of fact. Likewise, the question of whether the Shopping Center could have anticipated that Markle — or any other customer — would transact business in the parking lot is one properly left to the trier of fact.

Markle, 570 N.E.2d at 975 n. 2. A search of other jurisdictions reveals case after case where a court, bound by the old, common law categories, is forced to ask the wrong question.7

The question in instances such as this should not be, “was the plaintiff emblazoned with the magic letters ‘L’ or T at the moment of injury?,” but rather “was the parking lot safe?” Or, alternatively, “did the landowner exercise reasonable care under the circumstances, to ensure that the parking lot was safe for a reasonably foreseeable event, namely, that somebody might walk across it?”8 Framing the question in this manner is important, because it recognizes that neither landowners nor entrants make decisions with these archaic distinctions in mind.

Justice Stareher underlined this discord between modern expectations and ancient rules in his concurrence to Self v. Queen:

For example, if I have a yard sale to get rid of junk accumulating in my garage, and a neighbor comes into my garage to make a purchase, the neighbor is a business invitee. I owe the neighbor a duty of due care, and if the neighbor, exercising due care, gets hurt tripping over dangerous tools I carelessly forgot to remove from the walkway, I may be held responsible. But if that same' neighbor is coming intending to visit me, as he regularly does upon my standing invitation, and trips over *152the same tools, I won’t be liable because he is a licensee and I owe him no duty. As a licensee, he comes “upon the premises subject to all the dangers attending such [existing] conditions.” Cavender v. Fouty, 195 W.Va. 94, 98, 464 S.E.2d 736, 740 (1995) (quoting Syllabus, Hamilton v. Brown, 157 W.Va. 910, 207 S.E.2d 923 (1974)). This is silly. No one declines to clean the garage, shovel snow off a sidewalk, or fill in potholes in a yard with the licensee-invitee rule in mind.

199 W.Va. at 643, 487 S.E.2d at 301 (Starcher J., concurring). Clearly, the average person paying premiums for a homeowners policy would expect a friend or loved one to be covered in any situation that the mailman would be covered. If we wish for our law to be predictable, and we do, then we have a duty to shape it in such a way that it meshes with the general, reasonable assumptions that people make in them daily lives. Because the common law distinction between invitee and licensee does not meet that standard, it should be discarded.

D.

The Modem Trend

A growing number of courts have taken Occam’s Razor to this problem, in search for a simpler and more predictable rule. Nearly 40 years ago, the Supreme Court of the United States declined to apply the common law categories to admiralty law, and identified the conflict between a feudally-derived liability standard and modern tort theory:

' The distinctions which the common law draws between licensee and invitee were inherited from a culture deeply rooted to the land, a culture which traced many of its standards to a heritage of feudalism. In an effort to do justice in an industrialized urban society, with its complex economic and individual relationships, modern common-law courts have found it necessary to formulate increasingly subtle verbal refinements, to create subclassifi-cations among traditional common-law categories, and to delineate fine gradations in the standards of care which the landowner owes to each. Yet even within a single jurisdiction, the classifications and subclassifications bred by the common law have produced confusion and conflict. As new distinctions have been spawned, older ones have become obscured. Through this semantic morass the common law has moved, unevenly and with hesitation, towards “imposing on owners and occupiers a single duty of reasonable care in all the circumstances.”

Kermarec v. Compagnie Generate Transatlantique, 358 U.S. 625, 630-31, 79 S.Ct. 406, 410, 3 L.Ed.2d 550, 554-55 (1959) (footnotes omitted). Clearly the justices underestimated the degree of hesitation, but today we do our part by wading out of the “semantic morass.”

The Supreme Court’s opinion in Kermarec paralleled the logic of the English Parliament, which two years earlier passed the Occupiers Liability Act, 5 & 6 Eliz. 2, ch. 31 (1957) (Eng.), abolishing the distinction between licensees, invitees, and so-called contractual visitors. Before so doing, the Lord High Chancellor of Great Britain appointed a committee to determine the need for reform, if any. The committee reported that:

We think ... that the existing distinction between invitees and licensees based on the presence or absence of some material interest on the part of the occupier, or alternatively, on some material interest common to occupier and visitor, is untenable as a rational ground for fixing the occupier with a higher duty of care towards the former than towards the latter .... Where, on the facts of the particular case, an occupier has been culpably careless and his visitor has been thereby injured, the courts have usually contrived to fix him with liability, and conversely have been able to absolve the occupier in cases where the accident could not, in popular language, fairly be said to have been his fault. But this has been done in spite of, rather than with the assistance of, the categories, which, as it seems to us, tend to embarrass justice by requiring what is essentially a question of fact to be determined by reference to an artificial and irrelevant rule of law.

Law Reform Committee, Third Report, Cmd. 9305 at 31 (1954), quoted in Charles P. Drib-*153ben, Comment, The Outmoded Distinction Between Licensees and Invitees, 22 Mo. L.Rev. 186, 194-95 (1957). Not lost upon this Court is the irony that we, who inherited this system from the Mother country, still cling to it when those who originally foisted it upon us have forsworn its use.

Soon after the opinion in Kermarec, several states abandoned the old scheme, starting with California in Rowland v. Christian, 69 Cal.2d 108, 70 Cal.Rptr. 97, 443 P.2d 561 (1968). Over 30 years ago, the California court realized that the old classifications were outmoded:

Complexity can be borne and confusion remedied where the underlying principles governing liability are based upon proper considerations. Whatever may have been the historical justifications for the common law distinctions, it is clear that those distinctions are not justified in the light of our modern society and that the complexity and confusion which [sic] has arisen is not due to difficulty in applying the original common law rules — they are all to easy to apply in their original formulation — but is due to the attempts to apply just rules in our modern society within the ancient terminology.

Rowland, 69 Cal.2d at 117, 70 Cal.Rptr. at 103, 443 P.2d. at 567. The Rowland court could see that application of the old distinction in premises liability cases often yields a result that seems unjust by the standards of today, especially when viewed in light of the general principles of negligence that we employ in other tort cases.

Broad generalizations about the state of premises liability law in other jurisdictions are always subject to caveats and limitations. Several states have special rules for invited social guests; others limit landowner liability via recreational use statutes, or employ a distinction between “active” and “passive” negligence. Having said that, our research reveals that at least 25 jurisdictions have abolished, or largely abandoned She licensee/invitee distinction. Among these 25 jurisdictions that .have broken with past tradition, at least 17 have eliminated or fundamentally altered the distinction.9 Another eight of the 25 have eliminated even the trespasser distinction.10 And, of those re*154taining the old scheme, judges in at least five of those states have authored vigorous dissents or concurrences arguing for change.11

A look at some of these cases provides an example of the logic that persuades us to join the modern trend.12 In a recent Nebraska case, a father visited his daughter, who worked at a hosp¿tal, and injured his back when he slipped on snow-covered stairs as he left the building. The lower court held that, because the father was visiting the daughter, he was a licensee and could not recover in a suit against the hospital. The Supreme Court of Nebraska recognized this absurd result:

When he was injured, Heins was exiting a county hospital, using the main entrance to the hospital, over the lunch hour. If Heins had been on the hospital premises to visit a patient or purchase a soft drink from a vending machine, he could have been classified as an invitee.... However, he came to visit his daughter and was denied recovery as a matter of law.
Thus Heins was denied the possibility of recovering under present law, merely because on this trip to the hospital he happened to be a licensee rather than an invitee. In the instant case, the hospital would undergo no additional burden in exercising reasonable care for a social visitor such as Heins, because it had the duty to exercise reasonable care for its invitees. A patient visitor could have used the same front entrance at which Heins fell and would have been able to maintain a negligence action; however, Heins has been denied the opportunity to recover merely because of his status at the time of the fall.

Heins v. Webster County, 250 Neb. 750, 759-60, 552 N.W.2d 51, 56 (1996) (citation omitted). The Heins court perceived the obvious question, “did the hospital exercise reasonable care under the circumstances?” The court went on to abolish the common law categories: “We conclude that we should eliminate the distinction between licensees and invitees by requiring a standard of reasonable care for all lawful visitors.” Id. at 761, 552 N.W.2d at 57.

Another recent case in which a court abandoned the old scheme is Nelson v. Freeland, 349 N.C. 615, 507 S.E.2d 882 (1998). In Nelson, Mr. Freeland requested that his friend Mr. Nelson pick him up at his home for a business meeting the two were going to attend. In doing so, Mr. Nelson tripped over a stick Mr. Freeland had left lying on his porch. Mr. Freeland won summary judgment, which Mr. Nelson appealed. After a lengthy, exhaustive, and well-written analysis of the history of the common law trichotomy, *155the North Carolina Supreme Court abandoned the licensee/invitee distinction:

Given the numerous advantages associated with abolishing the trichotomy, this Court concludes that we should eliminate the distinction between licensees and invitees by requiring a standard of reasonable care toward all lawful visitors. Adoptions of a true negligence standard eliminates the complex, confusing, and unpredictable state of premises-liability law and replaces it with a rule which forces the jury’s attention upon the pertinent issue of whether the landowner acted as a reasonable person would under the circumstances.

Nelson, 349 N.C. at 631, 507 S.E.2d at 892.

Some would argue, and indeed this Court has stated in the past,13 that the strength of the old system is that it engenders predictability. We are no longer persuaded by this argument. As we noted above, the average person has no idea that such a rule exists. Indeed, in situations such as the case before us, homeowners would probably imagine that if anyone is entitled to protection on their property (and coverage under a homeowners policy), surely their.Mends and loved ones would qualify. In fact, it is counterintuitive to most lay persons, and many a law student, that those closest to us are not afforded the same protection the law provides to the meter reader or the paper boy. Complicating this confusion among property owners is the fact that an entrant can cascade chameleon-like through the various “colors” of entrant status, from trespasser to licensee to invitee and back, in the course of a single visit.14

E.

A Standard Both New and Old

Today we hold that the common law distinction between licensees and invitees is hereby abolished; landowners or possessors now owe any non-trespassing entrant a duty of reasonable care under the circumstances. We retain our traditional rule with regard to a trespasser, that being that a landowner or possessor need only refrain from willful or wanton injury. Though our decision might seem a radical departure from past cases, in its basic philosophy it is not.

We have held since the 19th Century that: “Negligence is the violation of the duty of taking care under the given circumstances. It is- not absolute, but is always relative to some circumstances of time, place, manner, or person.” Syl. pt. 1, Dicken v. Liverpool Salt & Coal Co., 41 W.Va. 511, 23 S.E. 582 (1895). Although before today we have allowed the old labels to limit a court’s examination of a negligent act, we have recognized that the foreseeability of an injury is dispositive of the duty owed:

The ultimate test of the existence of a duty to use care is found in the foreseeability that harm may result if it is not exercised. The test is, would the ordinary man in the defendant’s position, knowing what he knew or should have known, anticipate that harm of the general nature of that suffered was likely to result?

Syl. pt. 3, Sewell v. Gregory, 179 W.Va. 585, 371 S.E.2d 82 (1988); see Robertson v. Le-Master, 171 W.Va. 607, 612, 301 S.E.2d 563, 568 (1983). In so holding in Sewell, we were in accord with Justice Cardozo’s celebrated maxim: “The risk reasonably to be perceived defines the duty to be obeyed .... ” Palsgraf v. Long Island R. Co., 248 N.Y. 339, 344, 162 N.E. 99, 100 (1928).

We are quick to recognize, however, that foreseeability is not all that the trier of fact must consider when deciding if a given defendant owed a duty to a given plaintiff, *156even in the absence of the licensee/invitee distinction:

While the. existence of a duty is defined in terms of foreseeability, it also involves policy considerations including “the likelihood of injury, the-magnitude of the burden of guarding against it, and the consequences of placing that burden on the defendant.”

Harris v. R.A. Martin, Inc., 204 W.Va. 397, 401, 513 S.E.2d 170, 174 (1998) (per curiam) (quoting Robertson v. LeMaster, 171 W.Va. at 611, 301 S.E.2d at 567). Some factors that other jurisdictions have included in the analysis of whether a landowner or occupier has exercised reasonable care under the circumstances include the seriousness of an injury, see O’Leary v. Coenen, 251 N.W.2d 746, 751 (N.D.1977), the time, manner and circumstances under which the injured party entered the premises, and the normal use made of the premises, see Sheets v. Ritt, Ritt & Ritt, Inc., 581 N.W.2d 602, 606 (1998); Heins v. Webster Co., 250 Neb. at 760-61, 552 N.W.2d at 57.

We hold that, in determining whether a defendant in a premises liability case met his or her burden of reasonable care under the circumstances to all non-trespassing entrants, the trier of fact must consider (1) the foreseeability that an injury might occur; (2) the severity of injury; (3) the time, manner and circumstances under which the injured party entered the premises; (4) the normal or expected use made of the premises; and (5) the magnitude of the burden placed upon the defendant to guard against injury.15

While we have long purported to follow the licensee/invitee/trespasser trichotomy without deviation, we have been willing, when the facts demanded it, to carve exceptions. The most obvious example is the exception created for children who were not invitees when injured: . .

Although the Attractive Nuisance Doctrine is not recognized in this State, this Court has adopted a rule quite similar to that Doctrine and has held that where a dangerous instrumentality or condition exists at a place frequented by children who thereby suffer injury, the parties responsible for such dangerous condition may be held liable for such injury if they knew, or should have known, of the dangerous condition and that children frequented the dangerous premises either for pleasure or out of curiosity.

Sutton v. Monongahela Power Co., 151 W.Va. 961, 971, 158 S.E.2d 98, 104 (1967). Accord Hatten v. Mason Realty Co., 148 W.Va. 380, 135 S.E.2d 236 (1964); Brown v. Carvill, — W.Va. -, — S.E.2d. -, 1998 WL 394654 slip op. (No. 23941, July 16, 1998). This rule focuses, not upon the child’s entrant classification, but upon the foreseeability of the harm. Although we do not today alter our treatment of the common law category of trespasser, the logic in Sutton is in harmony with our decision in the instant case.

But our focus has not always been so sharp. For many years, the licensee/invitee distinction has distracted us when examining a given negligent act, and forced us to ask the extraneous question of “who was injured?” before asking “what was the risk reasonably to be perceived?” For example, the holding in Self v. Queen, supra, precluded recovery by a woman who was injured when she stepped into a hole in her mother’s yard. Our analysis centered on the woman’s entrant classification, but never reached the question of the risk reasonably to be perceived, presented by the presence of the hole in the yard. Thus, the classifications have acted like a filter; when trying to determine if a defendant has acted negligently, the important question of foreseeability we have seen through a glass, darkly. By removing *157the invitee/lieensee distinction, we are now able to see the question of foreseeability, face to face.

IV.

CONCLUSION

We hold that the invitee/lieensee distinction is abandoned. Our cases that rely upon it, including Puffer v. Hub Cigar Store, 140 W.Va. 327, 84 S.E.2d 145 (1954), Hamilton v. Brown, 157 W.Va. 910, 207 S.E.2d 923 (1974), Miller v. Monongahela Power Co., 184 W.Va. 663, 403 S.E.2d 406 (1991), and their progeny, are overruled to the extent that they rely upon an invitee/lieensee distinction. In light of these developments, Mr. and Mrs. Mallet should be afforded another attempt at recovery; and all similar claims, in the future, should be adjudicated under the new standards we have articulated. Accordingly, the lower court’s grant of summary judgment is reversed and this case is remanded for proceedings consistent with this opinion.

Reversed and remanded.

5.4.2.5 Handy v. Nejam ("The Pool Invitee/Licensee Case") 5.4.2.5 Handy v. Nejam ("The Pool Invitee/Licensee Case")

How does the dissent frame the problem with the old system of land entrant statuses?

Melissa HANDY, as Administratrix of the Estate of Ricco Handy and on Behalf of the Wrongful Death Beneficiaries of Ricco Handy v. A. Waddell NEJAM d/b/a Bellevue Place Apartments.

No. 2010-CT-01513-SCT.

Supreme Court of Mississippi.

April 18, 2013.

*611Joe N. Tatum, attorney for appellant.

Jan F. Gadow, Jackson, Thomas Y. Paige, H. Gray Laird, III, attorneys for appellee.

COLEMAN, Justice,

for the Court.

¶ 1. The instant case presents a question of premises liability in the context of a wrongful death action. The Court of Appeals affirmed the trial court’s holding that the deceased was an invitee at the time of his death and that the plaintiff breached no duty to the deceased under the standard applied to those classified as invitees while on the property of another. We agree the grant of summary judgment was appropriate but disagree with the trial court and the Court of Appeals as to the reason. We find the injured party was not an invitee at the time of the incident, but a trespasser. Because both the Court of Appeals and the trial court incorrectly classified the decedent as an invitee, we affirm only the result.

*612FACTS

¶ 2. On May 5, 2007, seventeen-year-old Riceo Handy and his cousin Courtney visited their uncle, Craig Handy, at Bellevue Place Apartments. Craig resided and leased an apartment at Bellevue Place, but Ricco and Courtney did not. After eating lunch, Ricco and Courtney notified Craig they were going to the apartment complex pool. Neither knew how to swim. Craig did not accompany Ricco and Courtney to the pool area. The pool consisted of three different depth levels: three, six, and nine feet. The two boys entered the three-feet-deep shallow end of the pool. Ricco then repeatedly walked into the six-feet-deep portion of the pool, returning to the shallow end each time. On his final venture into the deep end, Ricco purposefully put his head under water while touching the side of the pool. Eventually, he lost contact with the side of the pool and drowned.

¶ 3. Ricco’s mother, Melissa Handy, brought a wrongful death suit against the owner of the apartment complex, A. Wad-dell Nejam, claiming that he had breached a duty to keep the pool in a reasonably safe condition. The trial court deemed Ricco, given that he was a social guest of his uncle, an invitee at the time of the drowning. The Court of Appeals affirmed both the trial court’s finding that Ricco was an invitee and the order of summary judgment in favor of Nejam. Asserting that there was an issue of material fact regarding Nejam’s alleged breach of duty under the invitee “reasonable care” standard, Melissa Handy timely appealed.

STANDARD OF REVIEW

¶ 4. On appeal, we review an order of summary judgment de novo. Kilhullen v. Kan. City S. Ry., 8 So.3d 168, 174 (¶ 14) (Miss.2009). Upon reviewing a grant of summary judgment, this Court must view the evidence “in the light most favorable to the party against whom the motion has been made.” Id., at 174-75 (¶ 14) (quoting Daniels v. GNB, Inc., 629 So.2d 595, 599 (Miss.1993)).

DISCUSSION

¶ 5. The dissent suggests we should follow some other jurisdictions and eradicate the distinctions between invitees, licensees, and trespassers, but the Court has already rejected that suggestion and has continued to adhere to the traditional categories. See Little by Little v. Bell, 719 So.2d 757 (Miss.1998) (citing Skelton v. Twin County Rural Elec. Ass’n, 611 So.2d 931, 936 (Miss.1992)). Time and again the Court has recognized the need for landowners to restrict access to certain parts of their property by others so as not to expose the landowner to unwarranted liability; we have therefore deliberately refused to erase these ancient categories. Hudson v. Courtesy Motors, Inc., 794 So.2d 999 (¶ 12) (Miss.2001) (“In recent years, the invitee-licensee-trespasser trichotomy has come under attack ... we nevertheless hold that these distinctions are well grounded in Mississippi jurisprudence and public policy, and we decline to abandon them.”). See also Hall v. Cagle, 773 So.2d 928 (Miss.2000); Albert v. Scott’s Truck Plaza, Inc., 978 So.2d 1264 (Miss.2008). The question of whether to abandon the traditional distinctions has already been presented to us and rejected, and we turn to our analysis of the instant case.

¶ 6. Because the salient facts are not disputed, it is proper for the Court to determine Riceo Handy’s status at the time of his death as a matter of law. Howze v. Garner, 928 So.2d 900, 902 (¶ 9) (2005) (citing Adams v. Fred’s Dollar Store of Batesville, 497 So.2d 1097, 1100 (Miss.1986)). See also Buddy Jones Ford, Lincoln, Mercury Inc., 518 So.2d 646, 648 (Miss.1988).

*613¶ 7. In analyzing any premises liability action, we first must determine the injured, or in the instant case, deceased person’s status. Titus v. Williams, 844 So.2d 459, 467 (¶28) (Miss.2003). While he was an invitee when he first entered his uncle’s apartment, Leffler v. Sharp makes clear that Ricco Handy lost his status as an invitee when he entered the swimming pool without being accompanied by his uncle. Leffler v. Sharp, 891 So.2d 152, 154 (¶¶ 2-3) (Miss.2004). In Leffler, a guest of a hotel tenant climbed through an open window to access the rooftop where other guests had decided to gather. Id. at 154 (¶ 3). The Leffler Court took notice of two key facts which have particular relevance to the instant case. First, unbeknownst to the injured party, the hotel’s lease with the owner stated that guests of the hotel would not have access to the roof. Id. at 155 (¶ 6). Second, the lessor and the building owner had deliberately posted a “NOT AN EXIT” sign on the window only four feet away from the opening used by the plaintiff in accessing the roof. Id. at 159 (¶ 22). Because the preceding facts were undisputed, the Court upheld the trial court’s grant of summary judgment for the appellee. Id. at 159-160 (¶24).

¶ 8. Here, the leasing provision and the posted regulations requiring social guests to be accompanied by the tenant lead to the conclusion that the boys lost their status as invitees and became trespassers when they entered the pool area. Craig Handy’s lease, which he signed as part of his tenant agreement for at Bellevue Place Apartments, states, “The swimming pool, and all other recreational spaces shall be used only in compliance with the rules and regulations for the protection and convenience of the residents of the apartment community. A copy of the rules ... are displayed at various locations within the apartment community.” (Emphasis added.) It is also undisputed that a sign clearly prohibiting guests from entering the pool area without being accompanied by a resident of the apartment complex was posted by the entrance of the pool the day of the incident. “[Although the injured party may have entered the premises as an invitee, he may lose this status and acquire that of a licensee, if not a trespasser, if he exceeds the scope or purpose of the invitation by proceeding into an area not included in the invitation.” Hoffman v. Planters Gin Co., Inc., 358 So.2d 1008 (1978) (citing Braswell v. Econ. Supply Co., 281 So.2d 669 (Miss.1973)); Kelley v. Sportsmen’s Speedway, Inc., 224 Miss. 632, 80 So.2d 785 (1955). In the instant case, the pool was within Nejam’s invitation to Ricco Handy only if Craig Handy accompanied him.

¶ 9. Handy cites two cases, Lucas v. Mississippi Housing Authority, 441 So.2d 101 (Miss.1983), and John Doe v. Mississippi State Federation of Colored Women’s Club Housing for the Elderly in Clinton, Inc., 941 So.2d 820 (Miss.Ct.App.2006), for the blanket proposition that the guest of an apartment complex tenant is an invitee. However, there is no such blanket rule, and the question of status turns on the scope of the invitation, if any, to the tenant’s guests. Nothing in Lucas, where the decedent swam in the pool in the presence and with the permission of the tenants, see Lucas, 441 So.2d at 102, indicates that the lease contained restrictions on the use of the pool similar to the ones in the case sub judice. The Lucas Court based its conclusion on the proposition that allowing guests of tenants to use a pool is part of the rent or consideration for leasing the apartments, and therefore allowing guests to use the pool is to the benefit of the landlord, as it makes the property more desirable to prospective tenants. Id. at 103. Such a proposition is reasonable, but in the case sub judice, *614Nejam limited the attractiveness of the property and therefore the benefit to himself by placing restrictions on the use of the pool by guests of tenants. John Doe does not involve a pool accident at all, but a rape of a guest that occurred in an apartment stairwell. John Doe, 941 So.2d at 824 (¶ 9). Once again, there exists no indication that guests were prohibited from the area of the apartment building where the allegedly tortuous activity occurred.

¶ 10. Other cases which have held guests of tenants to be invitees are likewise easily distinguished. For example, in Thomas v. Columbia Group, LLC, 969 So.2d 849 (Miss.2007), the Court held the guest living in an apartment with the tenant, even though not on the lease, was an invitee. However, in Thomas, the injured party occupied the premises in a manner just as the tenant would without any restrictions; there were no restrictions about a guest’s use of a corridor, stairwell, or parking lot. In this instance, the lease contained restrictions, and the posted regulations limited use of the common pool area. Because Ricco exceeded the scope of his invitation as permitted by Nejam, he lost his status as invitee.

¶ 11. Given the facts surrounding Ric-co’s entrance into the pool, the only issue to be resolved is whether he was a licensee or a trespasser. Although the duty owed to a licensee is the same as that of a trespasser, Massey v. Tingle, 867 So.2d 235, 239 (¶ 14) (Miss.2004) (citing Titus, 844 So.2d at 467 (¶ 32)), we nevertheless endeavor to determine which classification is the more appropriate.

¶ 12. At common law, a licensee is one who enters upon the property of another with the owner’s implied permission and for the convenience and benefit of the licensee. Hoffman, 358 So.2d at 1011. Conversely, a trespasser is one who enters another’s property for his own “purposes, pleasure or convenience” without permission or inducement. Titus, 844 So.2d at 467 (¶ 31) (citing White v. Miss. Power & Light Co., 196 So.2d 343 (Miss.1967)). Ricco entered the property with permission, but neither he nor Craig Handy had the authority or the right to exceed the restrictions placed on the pool by Nejam. These restrictions were made plain both in the lease under which Craig occupied his apartment as well as the posted regulations on the pool facility itself. A guest could use the pool, only if accompanied by a tenant.

¶ 13. The crucial element is permission. See Clark v. Moore Mem’l United Methodist Church, 538 So.2d 760 (Miss.1989); Holley v. Int’l Paper Co., 497 So.2d 819 (1986). Here, not only was Ricco not granted permission, but he was explicitly prohibited from using the pool without his uncle. We therefore hold that Ricco was a trespasser when he entered the pool area.

¶ 14. After determining the classification of the injured party, we determine what duty, if any, the landlord owed. Titus, 844 So.2d at 467 (¶ 28). As stated above, a landowner owes a trespasser or a licensee only the duty to refrain from willfully or wantonly injuring the licensee, unless the landowner engages in active conduct and knows of his or her presence. Skelton By & Through Roden v. Twin County Rural Elec. Ass’n, 611 So.2d 931, 936 (Miss.1992). Willful and wanton conduct means that the possessor consciously disregards a known and serious hidden danger. Id. See also Marlon Inv. Co. v. Conner, 246 Miss. 343, 353, 149 So.2d 312, 315 (Miss.1963).

¶ 15. The final step is to determine if Nejam breached the duty. Titus, 844 So.2d at 467 (¶ 28). Again, the undisputed facts of the case eliminate any ambiguity as to *615whether a breach of duty occurred. First, the record reflects that Ricco was aware of the depth of the pool before ever entering the pool area. Second, as this Court has previously stated, the dangers of a swimming pool are obvious. Howze v. Garner, 928 So.2d 900, 904 (¶ 17) (Miss.Ct.App.2005). Given that both our precedent and the facts preclude the assumption of ignorance on the part of Ricco, we can safely conclude that Nejam did not engage in willful and wanton conduct and thus breached no duty.

CONCLUSION

¶ 16. While we agree that Ricco enjoyed the status of invitee when he first entered Nejam’s property, we respect that a property owner has the authority to restrict where his guests, whether they be business or social in nature, are permitted to be. Although the Court of Appeals and the trial court concluded correctly that summary judgment was proper, we can agree with their decision without adopting their reasoning. “[Tjhis Court may affirm the lower court’s grant of summary judgment on grounds other than that which the trial court used.” Kirksey v. Dye, 564 So.2d 1383 (Miss.1990) (citing Brocato v. Mississippi Publishers Corp., 503 So.2d 241, 244 (Miss.1987); Hickox By and Through Hickox v. Holleman, 502 So.2d 626 (Miss.1987)). Because we find that both the trial court and the Court of Appeals erred in their respective designations of Ricco as an invitee, we hereby reject the reasoning which led them to their correct result and affirm the order of summary judgment in accordance with this opinion.

¶ 17. AFFIRMED.

DICKINSON AND RANDOLPH, P.JJ., LAMAR, CHANDLER AND PIERCE, JJ., CONCUR. KITCHENS, J., DISSENTS WITH SEPARATE WRITTEN OPINION JOINED BY KING, J. WALLER, C.J., NOT PARTICIPATING.

KITCHENS, Justice,

dissenting.

¶ 18. Hypothetically, two young men drown in an apartment pool lacking standard, nationally recognized safety equipment and practices. Their drowning reasonably could have been foreseen by a pool owner lacking such equipment and not adhering to such practices. One of the young men lived in the apartment complex in which the pool was located. The other was visiting a relative who was a resident of the complex, but who did not accompany him to the pool. Both suffer the same foreseeable injury, and. both suffer such injury due to the same lack of reasonable care on the part of the owner. However, due to a strict legal classification of entrants onto a landowner’s property, the estate and wrongful death beneficiaries of the youth who lived in the complex are permitted to sue the owner of the property, while those of the visiting youth are not, regardless of whether the pool was negligently maintained. This is the nonsensical effect of a strict devotion to a system of tort liability based on the classifications of invitees, licensees, and trespassers. I respectfully dissent because I believe that defining liability based on these classifications produces unjust results, and that this Court should adopt a unitary duty of reasonable care for land possessors regardless of an entrant’s classification.

¶ 19. Historically, the duty of care that a landowner owed was different depending on the status of various categories of entrants onto the land. Restatement (Third) of Torts: Physical and Emotional Harm § 51 (2012). The United States Supreme Court noted this when it held that there were no licensee-invitee distinctions in maritime cases. Kermarec v. Compagnie *616 Generate Transatlantique, 358 U.S. 625, 79 S.Ct. 406, 3 L.Ed.2d 550 (1959) (“The distinctions which the common law draws between licensee and invitee were inherited from a culture deeply rooted to the land, a culture which traced many of its standards to a heritage of feudalism.”). When these different duties were being developed, “no general duty of care existed, and duties were based on relationships or specific activities.” Restatement (Third) of Torts: Physical and Emotional Harm at § 51. These distinctions were relevant when they were developed because basic negligence law at the time imposed duties based only upon relationships, and not upon any general standard of care. Id. However, as the law of negligence evolved, jurisdictions began to acknowledge that such distinctions were “not in harmony with modern tort law.” Id. Fifty-four years ago, the United States Supreme Court recognized that “the common law has moved, unevenly and with hesitation, towards imposing on owners and occupiers a single duty of reasonable care in all the circumstances.” Kermarec, 358 U.S. at 631, 79 S.Ct. 406 (citation omitted).

¶ 20. The distinction between invitees, licensees, and trespassers is a product of the common law adopted by this Court. See Payne v. Rain Forest Nurseries Inc., 540 So.2d 35, 37 (Miss.1989) (“Mississippi continues to adhere to the common law distinctions between the status of parties coming upon the property of another[.]”) (emphasis added) (citing Lucas v. B. Jones Ford Lincoln Mercury, 518 So.2d 646, 648 (Miss.1988); Adams v. Fred’s Dollar Store, 497 So.2d 1097, 1102 (Miss.1986)). However, this Court has considered the wisdom of adopting a single duty of reasonable care. In 1970, Justice Inzer, writing for a majority of the Court, thought it was a matter that at least should be considered.

It is the thinking of this writer, but not necessarily that of the Court, that this area of law merits further study in the light of present day conditions and it may well be that this Court will in the future abandon the traditional distinctions between trespassers, licensees and invitees, or at least draw a distinction between active and passive negligence insofar as a licensee is concerned.

Astleford v. Milner Enters., Inc., 233 So.2d 524, 526 (Miss.1970). In 1998, this Court came within a single vote of eradicating the distinction between invitees and licensees. See Little by Little v. Bell, 719 So.2d 757 (Miss.1998). The dissent noted that several U.S. jurisdictions had established a unitary duty of reasonable care by landowners and had totally abolished the distinction between invitees, licensees, and trespassers. Id. at 766 (McRae, J., dissenting). Today these include Alaska,1 California,2 the District of Columbia,3 Hawaii,4 Louisiana,5 Montana,6 Nevada,7 New Hampshire,8 and New *617York.9 Several jurisdictions similarly have abolished the distinction between invitees and licensees, including Florida,10 Illinois,11 Iowa,12 Kansas,13 Maine,14 Massachusetts,15 Minnesota,16 Nebraska,17 New Mexico,18 North Carolina,19 North Dakota,20 Oregon,21 Rhode Island,22 Tennessee,23 West Virginia,24 Wisconsin,25 and Wyoming.26

¶ 21. What is most convincing, in my mind, is not the growing number of states that are adopting a unitary standard of care, but the inescapable logic that the adoption of such a standard is efficient and beneficial to the administration of justice. Rather than maintaining rigidly segmented duties owed by a landowner based upon the classification of the entrant onto the premises, Mississippi should impose a general duty of reasonable care to protect persons from foreseeable injuries on a landowner’s property. This would place us firmly in line with modern tort law that generally requires persons to exercise reasonable care to prevent or avoid reasonably foreseeable harm. It also simplifies the “semantic morass” that has developed as the distinctions between invitee, licensee, and trespasser have evolved. See Kermarec, 358 U.S. at 631, 79 S.Ct. 406. This confusion is apparent in the case before us. Both the trial court and the Court of Appeals found, as a matter of law, that Ricco Handy was an invitee. The majority finds that both are incorrect, and that Ricco was not an invitee or a licensee, but a trespasser. Apt and able legal minds have considered Ricco’s status, and have arrived at conclusions that are on opposite ends of the spectrum.

¶ 22. Rather than analyzing the category to which a particular person belongs, courts and juries, simply and directly, should analyze whether the landowner’s conduct was reasonable, and whether the *618plaintiffs injuries were reasonably foreseeable. As the dissent noted in Little, 719 So.2d at 767, the traditional classifications “undermine the jury function ... because liability is mostly dependent on the entrant’s status rather than the jury’s evaluation of the landowner’s conduct.” Instead, “recovery by an entrant has become largely a matter of chance, dependent upon the pigeonhole in which the law has put him.” Heins, 552 N.W.2d at 56. This “pigeonholing” inevitably leads to illogical results. Ricco Handy and a resident of the Bellevue Place Apartments could have drowned right next to each other. Both could have drowned due to the landlord’s negligence. Our law permits only the estate and/or statutory beneficiaries of the resident to recover damages for that negligence. Such a result is neither rational nor just.

¶ 23. Imposing upon landowners and possessors a reasonable duty of care to persons on their property is not a novel concept. Jurors have long weighed defendants’ reasonableness in light of the surrounding circumstances in negligence cases, and this Court has defined reasonable care in numerous opinions.

Requisite care remains always that degree of care commensurate with appreciable danger appraised in terms of ordinary prudence and interpreted in the light of the attendant circumstances.... Although the expression and the basis of the rule remain fixed, its flexibility permits accommodation to each particular case. The area of factual doubt with which juries should be allowed to function is circumscribed within a circle of which care is the axis and reasonableness is the radius.

Supreme Instruments Corp. v. Lehr, 190 Miss. 600, 1 So.2d 242, 245 (Miss.1941); see generally Jackson & Miller, 6 Mississippi Practice Series § 52:16 (2001). Foreseeability always has been the cornerstone of negligence jurisprudence in this state. “The reasonable man, then, to whose ideal behavior we are to look as the standard of duty, will neither neglect what he can forecast as probable, nor waste his anxiety on events that are barely possible.” Mauney v. Gulf Refining Co., 193 Miss. 421, 9 So.2d 780, 781 (Miss.1942). Asking a fact-finder to determine whether a defendant’s conduct was reasonable in light of the circumstances is a fundamental part of the law of negligence in Mississippi. I can imagine no reason why it would be problematic or unfair to have jurors determine whether a landowner’s conduct was reasonable under the relevant facts and circumstances before them.

¶ 24. Requiring a general standard of reasonable care, regardless of an entrant’s status, imposes no extra duty on landowners. Regardless of what a plaintiffs classification is, a defendant landowner still is required to exercise reasonable care to protect against reasonably foreseeable perils to persons. Whether the classification is in place or not, a landowner still must conform to the same level of care. Additionally, since foreseeability is an integral component in the determination of whether a landowner exercised reasonable care, unforeseeable injuries would impose no liability upon the landowner. If a defendant’s “conduct was reasonable in the light of what he could anticipate, there is no negligence and no liability.” Reaves v. Wiggs, 192 So.2d 401, 403 (Miss.1966). “[T]he failure of a land possessor to act to protect a trespasser when there is no foreseeable risk is not negligence.” Restatement (Third) of Torts: Physical and Emotional Harm at § 51 cmt.j. Accordingly, a landowner could never be liable for injuries to an unforeseeable plaintiff who suffered an unforeseeable injury. It is important to *619note that Mississippi is a comparative negligence state. Miss.Code Ann. § 11— 7-15 (Rev.2004). Juries are instructed, when applicable, to weigh and assess a plaintiffs own negligence in causing his own injuries, and reduce his damages award accordingly. This is a safeguard against landowner liability for unpredictable and risky behavior on the part of the plaintiff.

¶ 25. The Restatement offers another safeguard for liability by classifying one group of entrants as “flagrant trespassers.” Restatement (Third) of Torts: Physical and Emotional Harm at § 52. This covers trespassers whose “presence on another’s land is so antithetical to the rights of the land possessor ... that the land possessor should not be subject to liability for failing to exercise the ordinary duty of reasonable care otherwise owed to them as entrants on the land.” Id. To these egregious trespassers, a landowner would owe only the duty to refrain from willfully and wantonly causing them injury. This extreme classification of trespassers effectively would safeguard against liability to criminal interlopers injured on the premises. Such a classification should continue to be available should the facts of a case warrant it.

¶ 26. I note that the traditional procedural safeguards of summary judgment would continue to serve an important role in the suppression of frivolous claims. If a plaintiff is unable to make a prima facie case for each essential element of a negligence claim, then summary judgment for the defendant would be appropriate. A plaintiff in a negligence action would still have to prove, by a preponderance of the evidence, the indispensable elements of duty, breach, causation, and damages. The jury would weigh the facts and evidence and reach a verdict. This is neither rocket science, nor is it revolutionary.

¶ 27. Turning to the instant facts, under our current law, Ricco Handy is labeled a trespasser on the occasion of his untimely death in the pool of the Bellevue Place Apartments. Thus, his estate and wrongful death beneficiaries are barred from bringing an action for damages. Had he resided in the complex and drowned in precisely the same way for the same reason and in the same pool, his estate and beneficiaries would be permitted to bring and maintain a civil action on account of his status as an invitee to whom Nejam owed a duty of reasonable care. Under a unitary duty-of-reasonable-care standard, assuming that the plaintiff could make a prima facie showing of every material element of the negligence claim, the case would be permitted to proceed to trial, regardless of Ricco’s status in relation to the property. Then, a jury would determine whether Nejam had exercised reasonable care in ameliorating the foreseeable risk of someone’s accidentally drowning in the pool at his Bellevue Place Apartments. It also would consider Ricco Handy’s comparative negligence for entering the pool and his being unable to swim. I offer no opinion on the likelihood of success of such a claim at trial; but I believe the facts are such that a trial is warranted. The duty of reasonable care should not be avoided simply because of the antiquated legal classification of someone’s deceased child.

¶ 28. In sum, the classifications of invitee, licensee, and trespasser are outdated and out of sync with our current negligence jurisprudence. Landowners and others in control of real estate should exercise reasonable care to assess and attend to unreasonably dangerous conditions on their property. In determining a landowner’s reasonableness, or the lack thereof, the fact finder must consider the foreseeability of the harm created by the condi*620tion of the property, the magnitude of any foreseeable harm, the benefit of the condition, the burden of protecting against any foreseeable harm, and the comparative negligence, if any, of the plaintiff in bringing about the injury. This imposes no new burden on landowners and brings the law of premises liability squarely in line with our current negligence law. Mississippi should join the expanding number of jurisdictions that have adopted a unitary duty of care for land possessors. Under this regime, the estate and statutory beneficiaries of Ricco Handy likely would be permitted to bring their case before a jury. Because I find that, under the facts presented, they should be permitted to do so, and that a unitary standard of reasonable care upon all landowners advances the cause of justice and judicial efficiency, I respectfully dissent.

KING, J., JOINS THIS OPINION.

5.4.2.6 Ludman v. Davenport Assumption High School ("The Surprise Foul-Ball Case") 5.4.2.6 Ludman v. Davenport Assumption High School ("The Surprise Foul-Ball Case")

How does the Third Restatement of Torts restructure the open and obvious rule in this case?

Spencer James LUDMAN, Appellee/Cross-Appellant, v. DAVENPORT ASSUMPTION HIGH SCHOOL, Appellant/Cross-Appellee.

No. 15-1191

Supreme Court of Iowa.

Filed June 2, 2017

*905Thomas M. Boes of Bradshaw, Fowler, Proctor & Fairgrave, P.C., Des Moines,.for appellant/cross-appellee.

Steven J. Crowley and Edward Prill of Crowley, Bünger & Prill, Burlington, for appellee/cross-appellant.

Brian J. Humke and Ryan G. Koopmans (until withdrawal) of Nyemaster Goode, P.C., Des Moines, for amicus curiae Iowa High School Athletic Association.

Joel E. Fenton of Law Offices of Joel E. Fenton, PLLCj Des Moines, Elaine F. Gray of Fehseke & Gray Law Offices, Fort Madison, and Eashaan Vajpeyi of Ball, Kirk & Holm, P.C., Waterloo, for amicus curiae Iowa Association for Justice.

WIGGINS, Justice.

A high school baseball player brought a premises liability action against a high school for his injuries after a foul ball struck him while he was standing in an *906unprotected part of the visitor’s dugout at the high school’s baseball field. The high school appeals from the judgment entered on a jury verdict finding the high school’s negligence was responsible for injuries sustained by the high school baseball player. On appeal, we conclude the high school owed a duty of care to the player and substantial evidence supports the jury verdict. However, we find the district court abused its discretion in not allowing the high school to present evidence of custom. We further find the district court erred when it failed to instruct the jury on the player’s failure to maintain a proper lookout. Accordingly, we reverse the judgment of the district court and remand the case to the district court for a new trial.

I. Background Facts and Proceedings.

In May 2011, Spencer Ludman graduated from Muscatine High School. During that summer, he was a member of the school’s baseball team. On July 7, Ludman traveled with his team to play a baseball game against Davenport Assumption High School at the baseball field on their school grounds.

The visiting team’s dugout was located on the first-base side of the field, thirty feet from the first-base foul line. The visitor’s dugout was thirty-five feet and five inches long, seven feet wide, and two steps below the playing field. There was a fence in front of the majority of the visitor’s dugout, twenty-five and a half feet in length, extending from the ground to the ceiling of the dugout. At each end of the visitor’s dugout, there was a five-foot-wide opening in the fence to allow players access between the field and the dugout. There was a bench in the visitor’s dugout positioned behind the fence, and it had two levels on which the players could sit.

At the top of the fifth inning, Muscatine was batting and Ludman was in the visitor’s dugout with his teammates and coaches. There were two outs, and the current batter had two strikes. Ludman was due to bat after the current batter and the batter on deck. As it became unlikely he would bat that inning, Ludman grabbed his glove and hat in preparation to retake the field. After retrieving his glove and hat, he turned to watch the game and found room to stand in the south opening of the dugout, farthest from home plate.

Ludman watched the pitcher throw the ball to the batter. He heard the bat hit the ball and was looking to see where the ball went. He saw the ball in his peripheral vision before the line-drive foul ball entered the south opening of the dugout and struck him in the head. Assumption’s coach saw Ludman react and try to defend himself from the ball. However, witnesses described the time from the moment the ball hit the bat until it hit Ludman as a split second.

The line-drive foul ball fractured Lud-man’s skull. An ambulance took him to Genesis Medical Center in Davenport, and thereafter, a helicopter transported him to the University of Iowa Hospitals and Clinics (UIHC) for treatment. Ludman’s hospitalization at the UIHC lasted for twelve days before he was able to go home. After his discharge, Ludman received speech therapy, motor skills therapy, and treatment for depression and anxiety. In March of 2012, he began having seizures, requiring anti-seizure medication. He also continued to deal with ' posttraumatic stress symptoms, depression, and behavioral issues.

On April 5, 2013, Ludman filed a premises liability action against Assumption, alleging negligence,

a) In building, maintaining, and using a baseball facility for high school base*907ball games, which failed to conform to accepted standards of protection for players[;]
b) In failing to erect a protective fence/screen between home plate and the dugout where players were expected to emerge from the dugout in preparation for going to bat;
c) Knowing the visitor’s dugout was extremely close to home plate, failing to take reasonable steps to prevent foul balls from entering the dugout at high speed and causing injury.

Assumption denied the claims of negligence in its answer to the petition and asserted several affirmative defenses, including the contact-sports exception to negligence, assumption of the risk, the plaintiffs negligence, and comparative fault pursuant to Iowa Code chapter 668. Thereafter, Assumption filed a motion for summary judgment alleging the contact-sports exception applied; and thus, it owed no duty to Ludman because getting hit by a foul ball is inherent in the sport of baseball and he assumed the risk of getting hit by a foul ball. Ludman resisted the motion. The court denied the motion for summary judgment.

Shortly before trial, Assumption filed a second motion for summary judgment, arguing that it was entitled to summary judgment under the inherent-risk doctrine and on the basis that there are no accepted standards for high school baseball dugouts. Ludman also resisted this motion. The district court denied Assumption’s second motion for summary judgment because it was untimely and was “an attempt to rehash the same facts previously argued into a theory of law it raised in its first motion.”

Before trial, the parties filed numerous motions in limine. Ludman filed a motion in limine to exclude Assumption’s proffered evidence of other high school dugouts in the same conference as Assumption as proof of due care or as a standard of safety. The court sustained Ludman’s motion in limine with regard to other high school dugouts. The court decided the parties were not to refer to otherdugouts during the case, but to limit themselves to precise facts before the jury concerning Assumption’s facility.

On June 22, 2015, a jury trial commenced. Ludman presented several witnesses, including testimony from Scott Burton, an expert in recreational facility safety. Burton testified that, in 2000, the American Society for- Testing and Materials (ASTM) promulgated standards for the fencing of baseball and softball dugouts. Section 6.6 of the standards refers to protective fencing for below-grade dugouts and recommends “the protective fencing should cover the entire opening from ground level to top of dugout roof or overhang.”

Ludman also introduced evidence that the National Federation of High Schools (NFHS) and the Iowa High School Athletic Association regulate Iowa high school baseball. Under this system, the NFHS sets out rules, and the Iowa High School Athletic Association adopts and follows these rules. The 2011 NFHS Baseball Rules Book was applicable on July 7, 2011, and Ludman admitted it as a trial exhibit. With regard to dugout placement, the NFHS has a recommendation that states, “Recommended Distance from Foul Line to Nearest Obstruction or Dugout Should be 60’.” The rules do not mention any other recommendations regarding positioning, fencing, or screening of dugouts.

At the close of Ludman’s evidence, Assumption made a motion for directed verdict, arguing Ludman did not have sufficient evidence to satisfy the duty element of his negligence claim. Assumption further argued the claim was barred because *908there was no duty owed to Ludman based upon the doctrine of primary assumption of the risk as set out in Dudley v. William Penn College, 219 N.W.2d 484 (Iowa 1974), and it did not breach any limited duty that was owed.

The court denied the motion. Thereafter, Assumption presented its case, including testimony from Muscatine High School’s former athletic director, Tim Goodwin; Assumption’s president, Andy Craig; and an architect, Greg Gowey. Assumption also made an offer of proof with regard to the custom or design of other high school dugouts in the same conference as Assumption through the testimony of Gowey. At the close of all evidence, Assumption renewed its motion for directed verdict, and the court denied it. Ludman also moved for directed verdict on comparative fault. The district court granted Ludman’s motion for directed verdict as to all comparative fault except whether Ludman could have avoided the injury by standing at a different part of the dugout.

On June 30, 2015, the jury returned a verdict in favor of Ludman. The jury found thirty percent fault on the part of Ludman based upon his unreasonable failure to avoid injury. The court entered judgment in favor of Ludman.

Assumption filed this appeal, and plaintiff filed a timely notice of cross-appeal with respect to the comparative-fault issue. The day before oral argument, Assumption filed a motion to strike Ludman’s final brief because it contained language not in the proof brief and deleted certain language contained in his proof brief. We entered an order submitting the motion with this appeal. Before reaching the merits of the case, we will address Assumption’s motion.

II. Motion to Strike Ludman’s Final Brief.

The Iowa appellate rules provide,

In final briefs, the parties must replace references to parts of the record with citations to the page or pages of the appendix at which those parts appear. The final brief must also contain a reference to the original page and line numbers of the transcript. If references are made in the final briefs to parts of the record not reproduced in the appendix, the references must be to the pages of the parts of the record involved, e.g., Answer p. 7, Motion for Judgment p. 2, Tr. p. 231 Ll. 8-21. Intelligible abbreviations may be used. No other changes may be made in the proof briefs as initially filed, except that typographical errors may be corrected.

Iowa R. App. P. 6.904(4)(b). The purpose for this rule is so parties can write them briefs and reply briefs based on what is contained in the opposing party’s brief. If the appellant makes changes in the final brief from the proof brief, the appellee should have the chance to change their final brief. The same is true when the appellant files a reply brief to the appel-lee’s proof brief. This back and forth would unduly extend the time of an appeal and cause confusion. Of course, a party may amend its brief pursuant to Iowa appellate rule 6.901(6).

Comparing Ludman’s proof brief with his final brief, we find the final brief contained language not in the proof brief and eliminated language from the final brief that was in the proof brief. However, due to the lateness of Assumption’s motion to strike, we will not strike Ludman’s brief. In the future, if we discover, either on our own or by motion of the opposing party, that a party has changed its final brief from its proof brief, we will not hesitate to strike the final brief and require that party to file another final brief in compliance with our rules.

*909III. Issues.

On appeal, Assumption argues (1) it was entitled to a directed verdict on the duty element of Ludman’s negligence claim; (2) Ludman’s evidence at trial was insufficient to create a jury question, regardless of the limited duty rule, and it was entitled to directed verdict in its favor; (3) the district court erred in barring it from presenting evidence concerning the custom and standard practice in the design and construction of dugouts at schools throughout the Mississippi Athletic Conference, in which both Assumption and Muscatine High School were members; and (4) the district court erred in failing to give its requested jury instruction concerning proper lookout.

Because of our decision, we need not reach Ludman’s cross-appeal.

IV. Standard of Review.

Our review of a district court’s ruling on a motion for directed verdict is for correction of errors at law. Pavone v. Kirke, 801 N.W.2d 477, 486-87 (Iowa 2011). “A directed verdict is required ‘only if there was no substantial evidence to support the elements of the plaintiffs claim.’ ” Id. (quoting DeBoom v. Raining Rose, Inc., 772 N.W.2d 1, 5 (Iowa 2009)). We “view the evidence in the light most favorable to the nonmoving party and take into consideration all reasonable inferences that could be fairly made by the jury.” Id. (quoting Easton v. Howard, 751 N.W.2d 1, 5 (Iowa 2008)).

Here, Assumption claims the evidence supported a jury instruction on proper lookout. Because the failure to give the instruction does not have a discretionary function, we review the court’s refusal to give a lookout instruction for correction of errors at law. Alcala v. Marriott Int’l, Inc., 880 N.W.2d 699, 707 (Iowa 2016).

Finally, our review for failure to submit custom evidence is for an abuse of discretion. McClure v. Walgreen Co., 613 N.W.2d 225, 234 (Iowa 2000). A court abuses its discretion when its ruling is “clearly untenable or to an extent clearly unreasonable.” State v. Wilson, 878 N.W.2d 203, 210-11 (Iowa 2016). An erroneous application of the law by the district court is clearly untenable. Id.

V.Whether Assumption Was Entitled to a Directed Verdict on the Duty Element of Ludman’s Negligence Claim.

Although intermingled throughout its argument, Assumption appears to make two arguments as to why it did not owe a duty to Ludman, entitling it to a directed verdict. Assumption’s first contention is that the contact-sports exception to liability discussed in Feld v. Borkowski, 790 N.W.2d 72, 77 (Iowa 2010), precludes a finding it owed a duty to Ludman. Assumption next contends the doctrine of primary assumption of the risk precludes a finding it owed a duty to Ludman because the risk of injury was open and obvious to him. In its argument, Assumption relies on our decisions in Arnold v. City of Cedar Rapids, 443 N.W.2d 332 (Iowa 1989), and Dudley, 219 N.W.2d 484.

A. General Tort Principles Governing Assumption’s Duty to Ludman. Ludman pled and tried his action as a premises liability claim. In 2009, we changed thé law concerning premises liability by abandoning the common law distinctions between invitees and licensees. Koenig v. Koenig, 766 N.W.2d 635, 645 (Iowa 2009). We found the common law rules governing premises liability before Koenig to be replete with special rules and arbitrary distinctions. Id. at 644. In Koe-nig, we adopted a general negligence standard for possessors of land to invitees and *910licensees. Id. at 645-46, We adopted the following multifactor approach:

We impose upon owners and occupiers only the .duty to exercise reasonable care in the maintenance of their premises for the protection of lawful visitors. Among the factors to be considered in evaluating whether a landowner or occupier has exercised reasonable care for the protection of lawful visitors will be: (1) the foreseeability or possibility of harm; (2) the purpose for which the entrant entered the premises;' (3) the time, manner, and circumstances under which the entrant entered the premises; (4) the use to which the premises are put or are expected to be put; (5) .the reasonableness of the inspection, repair, or warning; (6) the opportunity and ease of repair or correction or giving of the warning; and (7) the burden on the land occupier and/or community in terms of inconvenience or cost in providing adequate protection.

Id. (quoting Sheets v. Ritt, Ritt & Ritt, Inc., 581 N.W.2d 602, 606 (Iowa 1998)).

Since our decision in Koenig, we have not had the opportunity- to. explore the contours of a premises liability claim. However, after Koenig, the Restatement - of Torts (Third) adopted the position we took on premises liability. Restatement (Third) of Torts: Liab. for Physical & Emotional Harm § 61, at 242 (Am., Law Inst. 2012). The Restatement (Third) of Torts: Liability for Physical and Emotional Harm formulates a landowner’s duty as follows:

Subject to § 52, a land possessor owes a duty of reasonable care to entrants on the land with regard to:
(a) conduct by the land possesspr that creates risks to entrants on the land;
(b) artificial conditions on the land that pose risks to entrants on the land;
(c) natural conditions on the land that pose risks to entrants on the land; and
(d) other risks to entrants on the land when any of the affirmative duties provided in Chapter 7 is applicable.

Id.

Comment i to section 51 sets forth the duty of reasonable care incorporating ’ the same factors we adopted in Koenig. Id. § 51 cmt. i, at 248-50. Accordingly, we adopt the duty analysis for land possessors contained in section 51 of the Restatement (Third) of Torts: Liability for Physical and Emotional Harm. We now must determine if the contact-sports exception to liability or primary assumption of the risk or limited-duty rule due to an open and obvious condition relieves Assumption of the duty contained in section 51 of the Restatement (Third).

B. Contact-Sports Exception. Section 51 has not modified the principles of a no-duty rule contained in the remainder of the Restatement (Third) of Torts: Liability for Physical and Emotional Harm. Id. § 51 cmt. b, at 243-44. Thus,

[i]n exceptional cases, when an articulated countervailing principle or policy warrants denying or limiting liability in a particular class of cases, [we] may decide that the defendant has no duty or that the ordinary duty of reasonable care requires modification.

Id. § 7(b), at 77 (Am. Law Inst. 2010). In other words, we have found “some activities or circumstances have been excepted from the reasonable-care duty in favor of the imposition of. a less stringent duty of care.” Feld, 790 N.W-2d at 76, “One such activity that has been identified as an exception is contact sports.” Id. We formulated the contact-sports exception as.follows:

*911[K]nown risks associated with a contact sport are assumed by participants in the sport, and it is inapposite to the competitiveness of contact sports to impose a duty on participants to protect copartic-ipants from such known and accepted risks through the exercise of reasonable care.

Id. at 76-77 (emphasis added). By definition, the contact-sports exception applies only to a duty owed by one participant in the sport to another.

We have only recognized the contact-sports exception in cases relating to the duty of care owed by the participants in an activity and, like other jurisdictions, have not applied it to the duty of owners of a sports facility in a premises liability action. See id. at 79 (holding softball is a contact sport and any liability of the batter had to be predicated on reckless conduct rather than ordinary negligence); Leonard ex rel. Meyer v. Behrens, 601 N.W.2d 76, 81 (Iowa 1999) (per curiam) (holding the game of paintball to be a contact sport and imposing a duty for participants in the sport to refrain from reckless or intentional conduct). Courts generally accept the view that the contact-sports exception only applies to participants. See generally Richard E. Kaye, Annotation, Construction and Application of Contact Sports Exception to Negligence, 75 A.L.R.6th 109, 121-22 (2012).

Ludman bases his action on premises liability. Ludman’s action is against the possessor of the premises, not a fellow participant. Thus, the contact-sports exception is not applicable.

C. Primary Assumption of the Risk or Limited-Duty Rule Because the Risk of Injury Was Open and Obvious to Ludman. In its brief, Assumption fails to recognize Koenig as the controlling law in a premises liability action. Rather, it relies on section 343A of the Restatement (Second) of Torts to support its position. The Restatement (Second) made distinctions regarding the duty owed by a possessor of land as to whether the person on the land was an invitee or licensee. See Restatement (Second) of Torts §§. 342-43, at 210-18 (Am. Law Inst. 1965) [hereinafter Restatement (Second) ]. It also had a no-duty rule on known or obvious risks. The Restatement (Second) provided,

A possessor of land is not liable to his invitees for physical harm caused to them by any activity or condition on the land whose danger is known or obvious to them, unless the possessor should anticipate the harm despite such knowledge or obviousness.

Id. § 343A(1), at 218. The cases Assumption relies on also predate Koenig.

In Dudley, a college baseball player sued his coach and college after a foul ball struck him in the eye while sitting on the bench during a home baseball game. Dudley, 219 N.W.2d at 484-85. The college baseball diamond did not have dugouts or netting protecting the bench from the playing field. Id. at 485. Dudley’s principal claim was that his college and his coach should have protected him and other players “by a fence, a screened dugout, a greater distance, or some other method.” Id. at 486. We acknowledged that Dudley was not a spectator, but a member of the team. Id. .. ...

While we said, “players in athletic events accept the hazards.which normally attend the sport,” we clearly stated that “the sponsor is [not] absolved of using care.” Id. The owner of a ballpark or sponsor of the sporting event was still “subject to the general duty to conduct himself as an ordinarily prudent person under like circumstances to protect others from unreasonable risk of harm.” Id. (citing Restatement (Second) §§ 282, 283 and Wil-*912liara L. Prosser, Handbook on the Law of Torts §§ 31-32, at 145, 149 (4th ed. 1971)). We further stated that when a player introduces “substantial proof of want of due care by the sponsor, the player generates a jury issue on negligence.” Id.

The use of the tom substantial proof did not connote a higher standard to prove negligence. Rather, our courts use the phrase substantial proof interchangeably with the term substantial evidence. Offermann v. Dickinson, 175 N.W.2d 423, 425-26 (Iowa 1970). “Evidence is substantial if a jury could reasonably infer a fact from the evidence.” Johnson v. Interstate Power Co., 481 N.W.2d 310, 317-18 (Iowa 1992).

We found, however, that Dudley did not present substantial evidence to generate a question for the jury on his negligence claim. Dudley, 219 N.W.2d at 486. We did not find the college or coach owed no duty as a matter of law to Dudley because he was a baseball player or he had assumed the inherent risks of participating in a baseball game. We merely found Dudley failed to prove evidence sufficient to support his claim of negligence. Id. at 486-87.

The next case Assumption relies upon involves a spectator hit by a misthrown ball at a softball facility. Arnold, 443 N.W.2d at 332. There, we noted the doctrine of primary assumption of the risk is a limited-duty rule. Id. at 333. We explained the doctrine as follows:

Primary assumption of the risk is not an affirmative defense. It is “an alternative expression for the proposition that defendant was not negligent, i.e., either owed no duty or did not breach the duty owed.” It is based on the concept that a plaintiff may not complain of risks that inhere in a situation despite proper discharge of duty by the defendant. Primary assumption of risk is merely a label for denying that a duty existed or that a duty was breached.

Id. (quoting Nichols v. Westfield Indus., Ltd., 380 N.W.2d 392, 399 (Iowa 1985)).

There, we drew a line on the scope of a duty of care an owner or operator of a ballpark owes to “protect spectators of a baseball game at a baseball park” in the area behind home plate. Sweeney v. City of Bettendorf, 762 N.W.2d 873, 887 (Iowa 2009) (Cady, J., dissenting). We held, the owner of the park “need only provide screening for the area of the field behind home plate where the danger of being struck by a ball is the greatest.” Arnold, 443 N.W.2d at 333. If a spectator chooses to sit in a less protected area, the spectator may not complain of risks that are open and obvious in not sitting behind a screen; and thus, the owner of the park has no duty to that spectator. Id. at 333-34.

Subsequent to our decision iii Arnold, two developments in the law occurred. First, our court has been hesitant to continue to apply this limited-duty rule. Second, the Restatements of Torts (Third) have backed away from a no-duty rule when the plaintiff knows of an open and obvious risk inherent in an activity.

1. Iowa caselaw. In 1995, we refused to apply a limited-duty rule to the risk inhering when a person walks on an icy parking lot. Wieseler v. Sisters of Mercy Health Corp., 540 N.W.2d 445, 452 (Iowa 1995). In Wieseler, we acknowledged the dangers of walking on ice were known or obvious to the plaintiff. Id. at 451. However, the known and obvious danger was not determinative of the landowner’s duty. Rather, a danger that is known and obvious goes to the question of whether the plaintiff was negligent. Id.

In a recent case, we refused to extend the limited-duty rule to a negligent supervision situation at a baseball park. Swee *913 ney, 762 N.W.2d at 882 (majority opinion). In Sweeney, we noted that despite our recognition of the limited-duty rule,

[tjhere has been some resistance to inherent risk or the limited duty doctrine. For example, Professor James noted long ago that the primary assumption of risk doctrine, of which the limited duty rule is a variant, provides “an exceptional curtailment of defendant’s duty below the generally prevailing one to take care to conduct oneself so as not to cause unreasonable danger to others.” ... There appears to be a move within the legal profession away from the rule.

Id. at 882 n.4 (quoting James Fleming Jr., Assumption of Risk, 61 Yale L.J. 141, 168 (1962)).

2. Position of Restatements (Third) of Toils. The Restatement (Third) of Torts: Liability for Physical and Emotional Harm and the Restatement (Third) of Torts: Apportionment of Liability indicate there is a move to abandon a no-duty rule when plaintiff knows of an open and obvious risk inherent in an activity.

Our decision in Koenig aligns our law with section 51 of the Restatement (Third) of Torts: Liability for Physical and Emotional Harm’s position. Comment ⅛ to section 51 provides, in relevant part,

Known or obvious dangers pose less of a risk than comparable latent dangers because those exposed can take precautions to protect themselves. Nevertheless, despite the opportunity of entrants to avoid an open and obvious risk, in some circumstances a residual risk will remain. Land possessors have a duty of reasonable care with regard to those residual risks. Thus, the fact that a dangerous condition is open and obvious bears on the assessment of whether reasonable care was employed, but it does not pretermit the land possessor’s liability. This treatment of land possessors is consistent with that of other actors who create risks.
An entrant who encounters an obviously dangerous condition and who fails to exercise reasonable self-protective care is contributorily negligent. Because of comparative fault, however, the issue of the defendant’s duty and breach must be kept distinct from the question of the plaintiffs negligence. The rule that land possessors owe no duty with regard to open and obvious dangers sits more comfortably—if not entirely congruente ly—with the older rule of contributory negligence as a bar to recovery.

Restatement (Third) of Torts: Liab. for Physical & Emotional Harm § 51 cmt. k at 251-52 (citation omitted).

Section 51 is consistent with our decision in Wieseler. There, we recognized the plaintiffs knowledge of a known open and obvious risk inherent in walking on an icy surface did not end the duty analysis. Wieseler, 540 N.W.2d at 450. Even though the risk was open and obvious, a possessor of land could be liable if the possessor realizes the plaintiff might fail to protect him or herself from the condition or realize how dangerous the condition was in spite of its openness and obviousness. Id. at 452.

The court gave Assumption an instruction on these very points. Instruction No. 12 provided in part that Ludman had to prove as an element of his case:

1. That Assumption knew, or in exercise of reasonable care should have known that the location and condition of the visitor’s dugout at the Assumption ball field involved an unreasonable risk of injury to a person such as Spencer Ludman as a visiting ball player.
2. Assumption knew or in the exercise of reasonable care, should have known:
*914a) That the plaintiff would not discover the condition, or
b) The plaintiff would not realize the condition presented an unreasonable risk of injury, or
c) The plaintiff would not protect himself from the condition.1

Additionally, Wieseler acknowledges plaintiffs knowledge of an open and obvious risk inherent in an activity is not conclusive in determining the possessor of land’s duty. Id. at 451-52. Rather, it is important in determining whether the court will allow the jury to find plaintiff has some degree of contributory fault. Id. at 451.

The Restatement (Third) of Torts: Apportionment of Liability support's Wieseler's conclusion that the plaintiffs knowledge of an open and obvious risk inherent in an activity applies to the plaintiffs contributory fault, but does not negate the possessor of land’s duty. Comment c to section 3 of the Restatement (Third) of Torts: Apportionment of Liability provides in relevant part,

A plaintiff who is actually aware of a reasonable risk and voluntarily undertakes it, as when a parent tries to rescue a child from a fire, is not negligent. The parent may, however, be negligent for other reasons, such as the manner of the rescue. When a plaintiff is negligent, the plaintiffs awareness of a risk is relevant to the plaintiffs degree of responsibility.

Restatement (Third) of Torts: Apportionment of Liab. § 3 cmt. c, at 32 (Am. Law Inst. 2000). An illustration appearing in the Restatement (Third): Apportionment of Liability provides,

A attends a baseball game at B’s ballpark. A sits in a portion of the stands beyond the point where the screen prevents balls from entering the seats. A is aware that balls occasionally are hit into the stands. The fact that A knew balls are occasionally hit into the stands does not constitute assumption of risk. The fact that A knew balls occasionally are hit into the stands is relevant in evaluating whether A acted reasonably by engaging in particular types of conduct while sitting in the stands (sitting in the stands would not itself constitute unreasonable conduct). If the factfinder concludes that A did not act reasonably under the circumstances, A’s knowledge of the risk is relevant to the percentage of responsibility the factfinder assigns to A. See § 8. If B could reasonably assume that A and other fans are aware that balls are occasionally hit into the stands, this fact is also relevant to whether B acted reasonably in relying on A to watch out for balls instead of constructing a screen or providing warnings.

Id. § 3 cmt. a, illus. 6, at 32-33.

The commenters to the Restatement explain the reason for its position as follows:

*915A plaintiff who acts unreasonably in the face of a known danger may be more culpable than is a plaintiff who acts unreasonably in the face of an unknown risk. Moreover, a defendant’s reasonable belief about the plaintiffs state of mind might be relevant to determining whether the defendant was negligent. A defendant could argue that he relied on the plaintiff to watch out for her own safety, such as when a person playing catch relies on a belief that the other person knows the ball is coming. A person who reasonably believes another person knows about a risk might reasonably undertake fewer burdens in protecting the other person. Some courts call that doctrine “primary assumption of risk.” This Section does not affect the way a plaintiff’s knowledge of a risk might bear on an evaluation of whether the defendant was negligent.

Id. § 3 Reporters’ Note cmt. c, at 42 (citations omitted) (emphasis added).

We need not decide today whether Arnold is still good law in light of the Restatement (Third) of Torts: Apportionment of Liability’s position. The case before us centers on an allegation that the dugout was defectively designed and therefore dangerous. It does not involve a spectator sitting in an unprotected area of the stadium.

The instructions given by the court in this case were consistent with the progression of our law after we decided Arnold. They are also consistent with the Restatement (Third) of Torts: Liability for Physical and Emotional Harm and the Restatement (Third) of Torts: Apportionment of Liability.

D. Conclusion. Accordingly, we find the district court was correct in overruling Assumption’s motions for directed verdict based on the contact-sports exception and primary assumption of the risk or limited-duty rule.2

VI. Whether Ludman Presented Sufficient Evidence to Give Rise to a Jury Question.

Assumption argues that even if we find it owed a duty of care to Ludman, the court should have still granted judgment in its favor based upon insufficiency of the evidence to generate a jury question under the general negligence standard applicable in this premises liability case.

The parties disagree as to which instruction on negligence we should measure the sufficiency of the evidence. Ludman contends that he produced sufficient evidence at trial to meet all of the elements of Jury Instruction No. 11, which the court based on the general negligence instruction we adopted in Koenig.

Jury Instruction No. 11 provided,

Owners and occupiers of land, including the ball park which is at issue in this case, owe a duty to exercise reasonable care in the maintenance] of their premises for the protection of lawful visitors. You may consider the following factors when evaluating whether Assumption exercised reasonable care for the protection of lawful visitors such as Spencer Ludman:
*9161. The foreseeability or possibility of harm;
2. The purpose for which the visitor entered the premises;
3. The time, manner, and circumstances under which the visitor entered the premises;
4. The use to which the premises are put or are expected to be put;
5. The reasonableness of the inspection, repair;
6. The opportunity and ease of repair or correction; and
7. The burden on the land occupier and/or community in terms of inconvenience or costs in providing adequate protection.
8. Any other factors shown by the evidence bearing on this question.

Assumption claims that Ludman failed to prove the elements in Jury Instruction No. 12. Jury Instruction No. 12 is based on the Iowa Bar Association’s Iowa Civil Jury Instruction 900.1 (premises liability—essentials for recovery—condition of premises—duty to lawful visitors). Lud-man did not challenge Instruction No. 12 and submitted it as a proposed instruction. Because neither party objected to this instruction, it becomes the law of the case. Easton, 751 N.W.2d at 5.

Jury Instruction No. 12 provided,

In order to recover damages in this case, Spencer Ludman must prove all of the following propositions by preponderance of the evidence:
1.That Assumption knew, or in exercise of reasonable care should have known that the location and condition of the visitor’s dugout at the Assumption ball field involved an unreasonable risk of injury to a person such as Spencer Ludman as a visiting ball player.
2. Assumption knew or in the exercise of reasonable care, should have known:
a) That the plaintiff would not discover the condition, or
b) The plaintiff would not realize the condition presented an unreasonable risk of injury, or
c) The plaintiff would not protect himself from the condition.
3. Assumption was negligent because, given the proximity and location of the visitor’s dugout to home plate, it failed to take reasonable care to protect people such as Spencer Ludman in:
a) failing to fence or protect the entire area of the dugout with gates or barriers, or
b) failing to provide an alternate
entrance
4. That Assumption’s negligence was a cause of the plaintiffs damage.
5. The nature and extent of the damage.
6. If the plaintiff has failed to prove any of these propositions, the plaintiff is not entitled to damages. If the plaintiff has proved all of these propositions, then you will consider the defense of unreasonable failure to avoid an injury, as explain in instruction number 13.3

We construe jury verdicts liberally to give effect to the intention of the jury. Olson v. Prosoco, Inc., 522 N.W.2d 284, 292 (Iowa 1994). A court should only grant a directed verdict if there is no substantial evidence to support the elements of the plaintiffs claim. Pavone v. Kirke, 801 N.W.2d 477, 486 (Iowa 2011). Evidence is substantial “[w]hen reasonable *917minds would accept the evidence as adequate to reach the same findings.” Easton, 751 N.W.2d at 5. A directed verdict is improper and the case must go to the jury where reasonable minds could differ on an issue. Pavone, 801 N,W.2d at 487. In determining if there was substantial evidence to submit the issue to the jury, we must “take into consideration all reasonable inferences that could be fairly made by the jury” and “view the evidence in the light most favorable to the nonmoving party.” Id.

Ludman presented evidence of the ASTM standards, which recommended a protective fencing cover the entire opening of a subgrade dugout. He also presented evidence of the NFHS recommendation that a dugout should be sixty feet from the foul line. Ludman introduced evidence that Assumption did not comply with either of these standards.

Ludman did not realize the visitor’s dugout strayed from these recommendations as he testified the only thing he noticed about the dugout was that it was cramped and had a cement floor. He testified that he did not realize Assumption had replaced the net that used to cover the top portion of the dugout with a fence. In short, substantial evidence supports the propositions that Ludman would not discover the condition, or not realize the condition presented an unreasonable risk of injury, or would not protect himself from the condition.

Assumption’s coach testified that he had seen foul balls enter the visitor’s dugout prior to Ludman’s injury. Ludman introduced purported safer alternative designs, such as fencing the entire dugout and moving a protective doorway to the south end, the installation of L-shaped barriers for each door, or moving the visitor’s dugout.

Thus, viewing the evidence in the light most favorable to Ludman and taking into consideration all reasonable inferences that a jury could fairly make, Ludman presented sufficient evidence to give rise to his negligence claim against Assumption.

VII. Whether the District Court Erred in Barring Assumption from Presenting Evidence Concerning the Custom and Standard Practice in the Design and Construction of Dugouts at Schools Throughout the Mississippi Athletic Conference.

A. Law Generally. “[E]vidence of what is usual and customary is generally admissible on the issue of negligence.” McCrady v. Sino, 254 Iowa 856, 861, 118 N.W.2d 592, 594-95 (1962). “An actor’s compliance with the custom of the community, or of others in like circumstances, is evidence that the actor’s conduct is not negligent but does not preclude a finding of negligence.” Restatement (Third) of Torts: Liab. for Physical- & Emotional Harm § 13, at 146. “A custom is a widespread and, for some courts, nearly universal practice.” Kenneth S. Abraham, Custom, Noncustomary Practice, and Negligence, 109 Colum. L. Rev. 1784, 1788 (2009) (citing Dan B. Dobbs, The Law of Torts § 163, at 394 (2000)). In a footnote, Abraham further states,

Although the courts rarely engage in an express headcount, discussions of the custom rule seem to me to presuppose that a practice must be followed by at least a majority of relevant actors in order to qualify as a custom.

Id. at 1788 n.9.

A witness who is qualified by knowledge and experience can testify to a custom or usage’s existence in a particular trade or business. McCrady, 254 Iowa at 861, 118 N.W.2d at 595. The testimony does not have to call for the opinion of the *918witness as an expert. Gibson v. Shelby Cty. Fair Ass’n, 246 Iowa 147, 153, 65 N.W.2d 433, 437 (1954). Instead, the record must establish the custom as a matter of fact, not as a matter of opinion. Id. A witness may testify to the existence, as a fact, of a custom or usage, if he or she is-qualified by knowledge and experience in any particular trade. Id. To be.qualified to testify as to custom and usage, the person testifying must have “adequate knowledge of the custom or usage as a fact”, and “occupfy] such a position as to know of the existence of the custom as a fact.” Id. (quoting 32 C.J.S. Evidence § 483); In other, words, if a person knows what a custom is, that person is qualified to testify to the custom.

However, we have developed some limitations on the admissibility of custom and usage testimony. One such exception is that a court should not admit a custom into evidence if the custom does not extend to the type of conduct at issue in the litigation, Simon’s Feed Store, Inc., v. Leslein, 478 N.W.2d 598, 602 (Iowa 1991). In Simon’s Feed Store, Inc., we concluded that a jury instruction on custom was reversible error because

there was no showing made that the design criteria applicable to bridges on public highways constitute a custom that is generally followed " in designing bridges on privately owned roadways. In the .absence of proof of similar anticipated traffic patterns, the seemingly great difference in amounts and types of traffic negates any suggestion of comparability.

Id.

Another limitation is that we do not allow admission of custom or usage if the act itself is clearly careless or dangerous, Iverson v. Vint, 243 Iowa 949, 951-52, 54 N.W.2d 494, 495-96 (1952). In Iverson, we refused to admit evidence regarding the dumping of spoiled molasses. Id. In reaching this conclusion, we stated,

The evidence relied upon in the case at bar does not show a custom to exercise care in the disposal of large quantities of spoiled molasses. On the contrary, it shows the absence of any precautions. “It is common practice ... to dump it wherever they can. We dumped it where it was most convenient.” The failure to exercise any precautions in the disposal of this mass of molasses would indicate negligence rather than reasonable care.

Id. at 952, 54 N.W.2d at 495-96.

B. Analysis. Assumption attempted to introduce pictures of dugouts from nine other schools in the same high school conference as evidence of custom in the design of dugouts. The district court did not allow this testimony stating,

Plaintiff is seeking to provide evidence of the alleged due care standard by expert testimony, not by custom. Therefore, what other schools do as to following the regulations or agreeing to play on a non-regulated field is irrelevant to what Defendant did in this case or whether Defendant has no duty. To allow that comparison would be similar to allowing a motorist to argue that because they were in a line of cars that were all exceeding the speed limit that they did not violate the speeding law in effect for that portion of the roadway.

We find the district court’s comparison to speed limit laws are like comparing apples to oranges. Generally, if there is a conflict between a statute and custom, the statute controls. Langner v. Caviness, 238 Iowa 774, 778, 28 N.W.2d 421, 423 (1947). Motorists are required to follow speed limit laws unless the motorist has a legal excuse. Deweese v. Iowa Transit-Lines, 218 Iowa 1327, 1332, 256 N.W. 428, 430 (1934). In this case, there are no *919mandatory statutes requiring Assumption to build its field in any specific manner. Second, parties can prove negligence by expert testimony or by custom. We cannot find any authority precluding a party from using a different method than that of the opposing party to prove or disprove negligence. See Parsons v. Nat’l Dairy Cattle Cong., 277 N.W.2d 620, 624 (Iowa 1979) (alluding to the fact that the jury weighs custom against expert testimony to determine negligence).

Assumption attempted to establish custom through the testimony of architect Greg Gowey. In its offer of proof and his testimony, Assumption established Gowey had designed baseball facilities and was familiar with nine dugouts from other schools in the conference. He testified concerning the design of those dugouts. One dugout at Bettendorf had openings at the sides of the visitor’s dugout. All the other schools had openings in the front' of the visitor’s dugouts, although Pleasant Valley had only one opening in the front of the dugout nearest to home plate. The rest of the schools had two openings similar to Assumption’s dugout for visitors.

Gowey, by his knowledge and experience, knew what the custom as to the design of the visitor’s dugout was throughout the conference. This made him qualified to testify. Although one school only had one opening in the front of its visitor’s dugout and another school had side entrances, we find the testimony was sufficient for the jury to consider if Assumption was not negligent due to the custom of the community.

Evidence of custom is not conclusive on Assumption’s lack of negligence. See Bradshaw v. Iowa Methodist Hosp., 251 Iowa 375, 385, 101 N.W.2d 167, 173 (1960). It is still up to the jury to weigh the evidence of custom against the other evidence in the record and ultimately determine the issue of negligence based on the facts and circumstances of the case. Parsons, 277 N.W.2d at 624.

Accordingly, we find the district court abused its discretion by not allowing the evidence of custom.

VIII. Whether the District Court Erred by Precluding a Jury Instruction on Proper Lookout.

Assumption argues the court should have permitted a jury instruction on proper lookout “as there was competent evidence at trial that Ludman voluntarily placed himself in an unprotected area of the dugout and then failed to watch as the batter swung and struck the ball that subsequently hit him.” We measure whether a person maintains a proper lookout by what an ordinarily reasonable and prudent person would do under the same or similar circumstances. Coker v. Abell-Howe Co., 491 N.W.2d 143, 150 (Iowa 1992). A “ ‘[p]roper lookout’ means more than merely to look straight ahead, or more than seeing the object.” Id. A proper lookout “implies being watchful of the movements of one’s self in relation to the things seen and which could have been seen in the exercise of ordinary care.” Id. Assumption requested the court to instruct the jury on lookout as part of its comparative-fault defense. The instruction it asked the court to submit was a proper statement of the law.

“As long as a requested instruction correctly states the law, has application to the case,, and is not stated elsewhere in the instructions, the court must give the requested instruction.” Beyer v. Todd, 601 N.W.2d 35, 38 (Iowa 1999) (quoting Vaughan v. Must, Inc., 542 N.W.2d 533, 539 (Iowa 1996)). If substantial evidence in the record supports a party’s legal theory, it is entitled to submit *920that theory to the jury. Id. “Evidence is substantial enough to support a requested instruction when a reasonable mind would accept it as adequate to reach a conclusion.” Id. (quoting Bride v. Heckart, 556 N.W.2d 449, 452 (Iowa 1996)). However, we will not reverse the district court’s failure to give a requested jury instruction unless it prejudices the party requesting the instruction. Id.

Ludman resisted Assumption’s, request for the instruction on proper lookout, contending that the only testimony in the record was that he was looking out of the dugout at the field of play. In response to Assumption’s request for a proper lookout instruction, the court denied its submission to the jury, stating,

As to the proper lookout, I do believe that there’s evidence—the direct evidence of everyone was that he was facing the field. He was watching the game. He was encouraging or whatever. There’s issues of whether he was—the only thing that I can point to in the ' evidence would be the newspaper article talking about him taking off the batting helmet, which seemed to infer that he had turned, and I don’t believe anybody—there was no testimony before us here of any eyewitness that said that he actually turned his back. That was the whole batting helmet thing.
I do find that the motion should be granted as to the proper lookout, but I’m going to submit comparative fault as to whether he could have avoided the injury by standing at a different part of the dugout.

On appeal, we have the benefit of Lud-man’s testimony from the transcript. At trial, he testified as follows:

Q: What was your—so you saw the pitch thrown? A: Yes.
Q: And did you see Brooks hit it or what happened next? A: I heard him hit it. Um, I saw the pitch being thrown, and the way I was positioned coming back toward facing the field, so putting my foot on the step and everything, I saw the pitch being thrown, and the next thing I saw was the ball.
Q: Where was the ball in your field of vision at that point? A: Right here.
Q: You’re indicating with your left hand up by the left side of your head? A: Yes.
Q: So when you finally picked it up off of—strike that. When you visually picked the ball up, was it that close to you? A: Yes. It was peripheral vision, is how I could see it.

Although Ludman stated he was watching the game, a reasonable person could find he failed to follow the ball from, the pitcher to the batter’s bat and therefore, failed to maintain a proper lookout. Under the law of proper lookout, a jury could have decided Ludman was not “being watchful of the movements of one’s self in relation to the things seen” by failing to follow the ball, and that constituted negligence. See Coker, 491 N.W.2d at 150. We also cannot say the court’s failure to give this instruction did not prejudice Assumption, Accordingly, based on Ludman’s testimony regarding his lookout, it was error for the court not to instruct the jury on proper lookout.

IX. Disposition.

We find that Assumption owed a duty of care to Ludman and substantial evidence supported the jury verdict. However, we find the district court abused its discretion in not allowing Assumption to present evidence of custom. We further find the district court erred when it failed to instruct *921the jury on the failure to maintain a proper lookout. Accordingly, we reverse the judgment of the district court and remand the ease to the district court for a new trial.

REVERSED AND CASE REMANDED.

5.4.3 Open and Obvious 5.4.3 Open and Obvious

5.4.3.1 Kandil-Elsayed v. F&E Oil, Inc. (Mich. 2023) 5.4.3.1 Kandil-Elsayed v. F&E Oil, Inc. (Mich. 2023)

5.4.4 Mode of Operation Theory 5.4.4 Mode of Operation Theory

5.4.4.1 Sheehan v. Roche Bros. Supermarkets, Inc. ("The Grape from a Grape Seller Case") 5.4.4.1 Sheehan v. Roche Bros. Supermarkets, Inc. ("The Grape from a Grape Seller Case")

How does this case alter the ordinary rules for slip and fall cases in grocery stores? How can a defendant defendant against this theory of liability?

Francis Sheehan & another1 vs. Roche Brothers Supermarkets, Inc., & others.2

Norfolk.

December 6, 2006.

April 17, 2007.

Present: Marshall, C.J., Greaney, Ireland, Spina, Cowin, & Cordy, JJ.

Practice, Civil, Summary judgment. Negligence, Grocery store, One owning or controlling real estate, Retailer.

Discussions of the traditional approach to premises liability in grocery store slip and fall cases, which required the plaintiff to prove that the defendant had actual or constructive notice of the hazardous condition that caused the plaintiff s fall [782-784], and two different modifications of the burden of proof that various jurisdictions have adopted to accommodate modern merchandising techniques [784-787],

This court announced its adoption of the “mode of operations” approach to premises liability in grocery store slip and fall cases, which makes a store owner liable if the owner could reasonably foresee that a dangerous condition caused by a third party could occur, resulting from the owner’s chosen mode of operation, and the owner failed to take adequate steps to forestall resulting injuries [787-792]; accordingly, in a civil action brought by a supermarket customer who slipped and fell on a grape, this court reversed summary judgment granted to the defendant and remanded the case to the Superior Court for further proceedings, in light of its new approach to premises liability, and the defendant having had notice of the inherent risks associated with its chosen mode of operation [792],

Civil action commenced in the Superior Court Department on December 26, 2003.

The case was heard by John P. Connor, Jr., J., on a motion for summary judgment.

The Supreme Judicial Court granted an application for direct appellate review.

Stephen M. Born & William F. Spallina for the plaintiffs.

H. Charles Hambelton for Roche Brothers Supermarkets, Inc.

*781Ireland, J.

After the plaintiff slipped and fell on a grape in a grocery store owned by the defendant, Roche Brothers Supermarkets, Inc., he filed a complaint seeking damages for the injuries resulting from the defendant’s alleged negligence. A Superior Court judge granted a motion for summary judgment in favor of the defendant, pursuant to Mass. R. Civ. P. 56 (c), 365 Mass. 824 (1974). In doing so, the judge applied the “traditional approach” to premises liability and ruled that the plaintiff could not establish that the defendant had actual or constructive knowledge of the condition that caused the plaintiff to slip and fall. The plaintiff appealed, and we granted his application for direct appellate review. On appeal, the plaintiff claims that summary judgment was improperly granted and urges this court to follow a more modern trend and adopt a “mode of operation” approach to determine premises liability. Because we conclude that the defendant had notice of the inherent risks associated with the operation of its self-service grocery store, we now adopt the mode of operation approach, and we reverse the judge’s decision and remand the case for further proceedings consistent with this opinion.

Facts and procedural background. Viewing the evidence in the light most favorable to the plaintiff, Augat, Inc. v. Liberty Mut. Ins. Co., 410 Mass. 117, 120 (1991), citing Mass. R. Civ. P. 56 (c), the facts are as follows. On May 1, 2003, the plaintiff entered a supermarket located in Quincy owned by the defendant. As he was walking through the store, he slipped and fell in the front crossing aisle near the customer service counter. Consequently, the plaintiff suffered severe injuries, including a subdural hematoma, and was hospitalized approximately one month and spent three additional weeks in a rehabilitation facility, incurring substantial medical expenses.

After falling, the plaintiff observed the area where he fell and spotted the pulp of a grape on the floor. The store manager, Thomas Moynihan, testified in a deposition that he also observed the area and noticed a small piece of grape and a small amount of clear liquid next to it. In this particular grocery store, all grapes were packaged in individually sealed bags, easily opened by the hand, and placed in a wicker basket. The grapes were located on a tiered display table, surrounded by mats, in the produce department.

*782In December, 2003, the plaintiff filed a complaint in the Superior Court. The defendant filed a motion for summary judgment, which a Superior Court judge granted, holding that the plaintiff could not prove that the defendant had prior notice of the hazardous condition that caused his fall. To support this conclusion, the judge, relying on Oliveri v. Massachusetts Bay Transp. Auth., 363 Mass. 165 (1973), stated that there was no evidence pertaining to when the grape fell, and the grape’s appearance was not indicative that it had been lying on the floor long enough for the defendant to be put on notice of the potential hazard it posed. The plaintiff timely filed a notice of appeal.

Discussion. “The standard of review of a grant of summary judgment is whether, viewing the evidence in the light most favorable to the nonmoving party, all material facts have been established and the moving party is entitled to a judgment as a matter of law.” Augat, Inc. v. Liberty Mut. Ins. Co., supra, citing Mass. R. Civ. P. 56 (c). The defendant argues that summary judgment was proper because the plaintiff failed to sustain his burden of proving that the defendant had either constructive or actual notice of the hazardous condition that caused his fall. Oliveri v. Massachusetts Bay Transp. Auth., supra at 166 (plaintiff must prove that foreign substance on floor causing her to slip and fall was there “long enough so that in the exercise of reasonable care the defendant should have discovered and removed it”).

1. The Restatement and traditional premises liability approach. Restatement (Second) of Torts § 343 (1965), states: “A possessor of land is subject to liability for physical harm caused to his invitees by a condition on the land if, but only if, he (a) knows or by the exercise of reasonable care would discover the condition, and should realize that it involves an unreasonable risk of harm to such invitees, and (b) should expect that they will not discover or realize the danger, or will fail to protect themselves against it, and (c) fails to exercise reasonable care to protect them against the danger.”

Under the traditional approach to premises liability, the plaintiff is required to prove a grocery store caused a substance, matter, or item to be on the floor; the store operator had actual knowledge *783of its presence; or the substance, matter, or item had been on the floor so long that the store operator should have been aware of the condition. See S.H. Kress & Co. v. Thompson, 267 Ala. 566, 569 (1957); Maans v. Giant of Md., LLC, 161 Md. App. 620, 639 (2005); Barone v. Christmas Tree Shop, 767 A.2d 66, 68 (R.I. 2001). A number of jurisdictions continue to follow the traditional premises liability approach, and some of these jurisdictions have declined the invitation to adopt more modem approaches. See Maans v. Giant of Md., LLC, supra; Ortega v. Kmart Corp., 26 Cal. 4th 1200 (2001).3

Historically, Massachusetts has also followed the traditional approach governing premises liability. A store owner has been required to maintain its property “in a reasonably safe condition in view of all the circumstances, including the likelihood of injury to others, the seriousness of the injury, and the burden of *784avoiding the risk.” Mounsey v. Ellard, 363 Mass. 693, 708 (1973). However, the law has afforded store owners a reasonable opportunity to discover and correct any hazards before liability attaches. See Barry v. Beverly Enters.-Mass., Inc., 418 Mass. 590, 593 (1994); Gilhooley v. Star Mkt. Co., 400 Mass. 205, 207-208 (1987); Oliveri v. Massachusetts Bay Transp. Auth., supra at 166. This court has thus held that premises liability attaches only if a store owner has actual or constructive notice of the existence of the dangerous condition, sufficient to allow time for the owner to remedy the condition. Gallagher v. Stop & Shop, Inc., 332 Mass. 560, 563 (1955). See Toubiana v. Priestly, 402 Mass. 84, 87-88 (1988). In determining whether an owner has actual or constructive notice in slip and fall cases involving vegetable or fruit matter, an emphasis has been placed on the physical characteristics of the substance to determine how long it had been left on the floor. See Anjou v. Boston Elevated Ry., 208 Mass. 273 (1911). In Oliveri v. Massachusetts Bay Transp. Auth., supra at 170-171, for example, even though the plaintiffs fall was caused by a sticky, hard substance located on a step in a stairway, this court determined that there was insufficient evidence substantiating how long the foreign substance had been on the stair.

2. Modern trends in premises liability. Other jurisdictions have modified premises liability laws to accommodate modem merchandising techniques. The modification of the traditional premises liability approach is, in large part, based on the change in grocery stores from individualized clerk-assisted to self-service operations and focuses on the reasonable foreseeability of a patron’s carelessness in the circumstances, instead of on constructive or actual notice. See Bloom v. Fry’s Food Stores, Inc., 130 Ariz. 447 (1981); Tom v. S.S. Kresge Co., 130 Ariz. 30, 32 (Ct. App. 1981). In a self-service grocery store, merchandise is easily accessible to customers, which results in foreseeable spillage and breakage that customers may encounter while shopping, thus requiring store owners to use a degree of care commensurate with the risks involved. See Moore v. Wal-Mart Stores, Inc., 111 Cal. App. 4th 472, 476 (2003); Safeway Stores, Inc. v. Smith, 658 P.2d 255 (Colo. 1983). Spillage and breakage is attributable to customers who generally may not be as careful *785and vigilant as a store owner because customers are not focused on the owner’s concern of keeping items off the floor to avoid potential foreseeable risks of harm to other patrons. See generally Golba v. Kohl’s Dep’t Store, Inc., 585 N.E.2d 14, 15 (Ind. Ct. App. 1992). Additionally, customers often focus on displayed items that are arranged specifically to attract their attention, often making them unaware of what might be on the floor. Id.

Although these jurisdictions have modified the plaintiff’s burden of proof in slip and fall cases, they differ as to the extent of their modification of the traditional approach. There appear to be at least two other premises liability approaches, i.e., “mode of operation” and “burden shifting.” There are also several jurisdictions that utilize a combination of the three major approaches.4

a. Mode of operation approach. One variation to the traditional premises liability approach is called the mode of operation approach.5 This approach focuses on “the nature of the defendant’s business [that] gives rise to a substantial risk of *786injury to customers from slip and fall accidents.” Safeway Stores, Inc. v. Smith, supra at 258. This approach also considers whether “the plaintiff’s injury was proximately caused by such an accident within the zone of risk.” Id. Courts adopting this approach have concluded that where an owner’s chosen mode of operation makes it reasonably foreseeable that a dangerous condition6 will occur, a store owner could be held liable for injuries to an invitee if the plaintiff proves that the store owner failed to take all reasonable precautions necessary to protect invitees from these foreseeable dangerous conditions. See Tom v. S.S. Kresge Co., supra; Meek v. Wal-Mart Stores, Inc., 72 Conn. App. 467, 480-481 (2002); Gump v. Walmart Stores, Inc., 93 Haw. 428, 445 (Ct. App. 1999), affd in part and rev’d in part on other grounds, 93 Haw. 417 (2000); Jackson v. K-Mart Corp., 251 Kan. 700, 710-711 (1992); Pimentel v. Roundup Co., 100 Wash. 2d 39, 47, 49 (1983).

Under the mode of operation approach, the plaintiff’s burden to prove notice is not eliminated. Instead, the plaintiff satisfies the notice requirement if he establishes that an injury was attributable to a reasonably foreseeable dangerous condition on the owner’s premises that is related to the owner’s self-service mode of operation. This is based on the premise that “the owner of such a self-service establishment has actual notice that his mode of operation creates certain risks of harm to his customers. Since a self-service operation involves the reasonable probability that these risks will occur, these risks are foreseeable.” Pimentel v. Roundup Co., supra at 43. However, the plaintiff, under this approach, is still required to prove that the defendant failed to take reasonable measures commensurate with the risks involved with self-service mode of operation to prevent injury to invitees and “bears the burden of persuading the jury that the *787defendant acted unreasonably.” Chiara v. Fry’s Food Stores of Ariz., Inc., 152 Ariz. 398, 401 (1987). See Jackson v. K-Mart Corp., supra; Pimentel v. Roundup Co., supra.

b. Burden-shifting approach. Under an approach often called the burden-shifting approach, several jurisdictions7 have eliminated the plaintiff’s traditional burden of establishing actual or constructive notice of the condition that caused their particular injury. Instead, when a plaintiff proves that an injury occurred resulting from a premise hazard8 or a transitory foreign substance in a self-service store, a rebuttable presumption of negligence arises. The burden then shifts to the defendant “to show by the greater weight of evidence that it exercised reasonable care in the maintenance of the premises under the circumstances. The circumstances could include the nature of the specific hazard and the nature of the defendant’s business.” Owens v. Publix Supermarkets, Inc., 802 So. 2d 315, 331 (Fla. 2001). See Safeway Stores, Inc. v. Smith, supra; Davis v. Bruno’s Supermarkets, Inc., 263 Ga. App. 147, 148-149 (2003); Lanier v. Wal-Mart Stores, Inc., 99 S.W.3d 431, 436 (Ky. 2003); Wollerman v. Grand Union Stores, Inc., 47 N.J. 426, 429-430 (1966).

3. Adoption of mode of operation approach. In Gilhooley v. Star Mkt. Co., 400 Mass. 205 (1987), this court determined that the plaintiff, who slipped and fell on a green pepper on the floor, failed to establish that the defendant did not comply with industry standards regarding adequate monitoring or that the defendant’s stacking of peppers in a tiered fashion was either “sloppy or precarious.” Id. at 208. However, in that case, this court also stated that “the keeper of a grocery store may be *788liable to a customer who slips on produce that is on the floor because of the storekeeper’s negligent marketing and display thereof. It is not always necessary for liability that the produce have been on the floor long enough for the storekeeper to have had a reasonable opportunity to have seen and removed it" (emphasis added). Id. Based on this language, the plaintiff urges this court to adopt the mode of operation approach, enabling plaintiffs in slip and fall cases to prove that a store owner either had constructive or actual notice of a dangerous condition on the premises if the owner could reasonably foresee the existence of a dangerous condition on the premises and inadequate steps were taken to forestall resulting injuries. The plaintiff states that the traditional approach requires plaintiffs to prove how long the substance creating the hazardous condition has been on the floor, thereby imposing an unfair burden on them to adduce evidence that is more readily accessible to defendants. Additionally, the plaintiff states that proving that the defendant had constructive knowledge of a foreign substance or matter on the floor often involves conjecture and speculation regarding the appearance or possible discoloration of the matter on the floor. We agree.

Of the two modem approaches, the mode of operation and burden-shifting approaches, the mode of operation approach is in our view the more preferable, and we now adopt it. The language of the Restatement (Second) of Torts § 343 (1965) supports our conclusion as it requires store owners to make far greater preparations to ensure the safety of their invitees. Specifically, comment e states: “[0]ne entering a store, theatre, office building, or hotel, is entitled to expect that his host will make far greater preparations to secure the safety of his patrons than a householder will make for his social or even his business visitors.” Id. at 217.

We also find persuasive the idea that when a plaintiff is injured on the defendant’s premises, it is “unjust to saddle the plaintiff with the burden of isolating the precise failure” that caused an injury, particularly where a plaintiff’s injury results from a foreseeable risk of harm stemming from an owner’s mode of operation. Wollerman v. Grand Union Stores, Inc., supra at 430. See Chiara v. Fry’s Food Stores of Ariz., Inc., supra at 400 *789(“The notice requirement adds to the substantial hurdles faced by plaintiffs injured by transitory hazardous conditions in a store”). This is because an injured customer may not be able to conduct an immediate investigation or determine the exact origins of the accident, whereas the store is readily able to investigate, interview witnesses, and make relevant observations. See id.; Owens v. Publix Supermarkets, Inc., supra at 330.

Some jurisdictions, such as Maine, have critiqued the mode of operation approach and have suggested that it imposes strict liability on a defendant for a plaintiff’s injuries on its premises and makes defendants “absolute insurers” for the safety of its customers. See Dumont v. Shaw’s Supermarkets, Inc., 664 A.2d 846, 849 n.1 (Me. 1995). Unlike other jurisdictions that follow the traditional approach, Maine has adopted a recurrent risk approach, holding that “[i]f the owner of the premises has taken precautions reasonably necessary to protect its customers, then the owner is not liable to customers injured on the premises.” Id. However, an owner that is “aware of the existence of a recurrent condition that poses a potential danger to invitees may not ignore that knowledge and fail reasonably to respond to the foreseeable danger of the likelihood of a recurrence of the condition.” Id. at 849. See Hetzel v. Jewel Cos., 457 F.2d 527, 530 (7th Cir. 1972) (under Indiana law, store had constructive notice of recurrent dangerous condition); Sprague v. Lucky Stores, Inc., 109 Nev. 247, 251 (1993) (summary judgment reversed based on existence of material issue of fact whether the defendant had knowledge of “chronic hazard” of debris on floor in produce department that could warrant a finding that the defendant had knowledge of the hazardous condition). Arkansas has similarly held that “where the slippery condition is not the result of an isolated incident but is instead a recurring one, the traditional slip-and-fall analysis is inapplicable, and the question is simply whether the business owner used ordinary care to keep his premises free from dangerous conditions likely to cause injury to invitees.” Brookshires Grocery Co. v. Pierce, 71 Ark. App. 203, 205 (2000).

Although these jurisdictions have declined the invitation to adopt the mode of operation approach, Arkansas, Maine, and Nevada nevertheless determine whether store owners will be li*790able to a plaintiff who has been injured by focusing on whether there was a “recurrent” or “continuous” risk or condition on the premises. Jurisdictions that have adopted the mode of operation approach use similar terminology in determining whether a store owner should be held liable for a plaintiff’s injuries resulting from a continuous or recurrent condition associated with a chosen mode of operation. Therefore, under the guise of utilizing a “recurrent risk” approach, these jurisdictions often analyze premises liability similar to jurisdictions that use the mode of operation approach. See Mahoney v. J.C. Penney Co., 71 N.M. 244, 259-260 (1962); Worsham v. Pilot Oil Corp., 728 S.W.2d 19 (Tenn. Ct. App. 1987); Buttrey Food Stores Div. v. Coulson, 620 P.2d 549, 553 (Wyo. 1980).

Adopting this new approach to premises liability does not make the owner of a self-service or modem grocery store an insurer against all accidents, but instead removes the burden on the victim of a slip and fall to prove that the owner or the owner’s employees had actual or constructive notice of the dangerous condition or to prove the exact failure that caused the accident. See Chiara v. Fry’s Food Stores of Ariz., Inc., supra at 400-401. Under the mode of operation approach, a “plaintiff’s proof of a particular mode-of-operation simply substitutes for the traditional elements of a prima facie case — the existence of a dangerous condition and notice of a dangerous condition.” Id. at 400. Adoption of this approach would not hold owners strictly liable to all plaintiffs involved in slip-and-fall incidents on their premises, but would only make an owner liable if the owner could reasonably foresee that a dangerous condition exists and failed to take adequate steps to forestall resulting injuries. A plaintiff would still be required to present evidence supporting his or her case and to bear the burden of persuading the trier of fact that the defendant acted unreasonably in the circumstances. Id. at 401.

As such, “it is necessary in determining whether the evidence was sufficient to warrant an inference that the defendant violated its duty of care to consider ‘whether the jury reasonably could have concluded that, in view of all the circumstances, an ordinarily prudent person in the defendant’s position would have taken steps, not taken by the defendant, to prevent the ac*791cident that occurred.” Barry v. Beverly Enters.-Mass., Inc., 418 Mass. 590, 593 (1994), quoting Toubiana v. Priestly, 402 Mass. 84, 88-89 (1988). In particular, as is the case here, fruit and vegetable debris presents an obvious risk of injury to a customer, and a reasonably prudent person would not place these items in an aisle or allow them to remain there. Thus, because the determination of reasonableness is a question of fact, the trier of fact must determine whether the owner could reasonably foresee or anticipate that a foreseeable risk stemming from the owner’s mode of operation could occur and whether the owner exercised reasonable care in maintaining the premise in a safe condition commensurate with these foreseeable risks.9

In sum, the adoption of the mode of operation approach will not modify the general rule governing premises liability requiring a plaintiff to prove that an owner had either actual or constructive notice of an unsafe condition on the premises. However, if a plaintiff proves that an unsafe condition on an owner’s premises exists that was reasonably foreseeable, resulting from an owner’s self-service business or mode of operation, and the plaintiff slips as a result of the unsafe condition, the plaintiff will satisfy the notice requirement. See Meek v. WalMart Stores, Inc., 72 Conn. App. 467, 481 (2002); Jackson v. K-Marrt Corp., 251 Kan. 700, 710 (1992). Additionally, a store owner will be liable to a plaintiff injured as a result of a dangerous condition caused by a third party only if the owner could reasonably foresee that the dangerous condition could occur, resulting from the owner’s chosen mode of operation, and the *792owner took inadequate steps to forestall resulting injuries. See Chiara v. Fry’s Food Stores ofAriz., Inc., supra at 401; Jackson v. K-Mart Corp., supra; Canfield v. Albertsons, Inc., 841 P.2d 1224, 1226 (Utah Ct. App. 1992). Although the adoption of the mode of operation approach modifies prong (a) of the requirements of Restatement (Second) of Torts § 343 (1965), in order for liability to attach, prongs (b) and (c) must also be satisfied. That is, because the determination whether an owner exercised reasonable care in making the premises safe for invitees is a question of fact, it, then, becomes the task of the trier of fact to determine whether the owner could reasonably foresee or anticipate that the dangerous condition regularly occurs and whether the owner took all necessary reasonable precautions commensurate with the risks inherent in a self-service method of operation to protect individuals from such foreseeable risks. See Chiara v. Fry’s Food Stores of Ariz., Inc., supra; Meek v. WalMart Stores, Inc., supra; Jackson v. K-Mart Corp., supra at 711; Pimentel v. Roundup Co., 100 Wash. 2d 39, 49 (1983).

Conclusion. For the foregoing reasons, we conclude that summary judgment was improperly granted and, given our adoption of the mode of operation approach, the defendant had notice of the inherent risks associated with its chosen mode of operation. We vacate the judge’s decision granting summary judgment in favor of the defendant and remand the case to the Superior Court for further proceedings consistent with this opinion.

So ordered.

5.4.4.2 Wiltse v. Albertson's Inc. 5.4.4.2 Wiltse v. Albertson's Inc.

[No. 55727-6.

En Banc.

February 28, 1991.]

Steven R. Wiltse, et al, Respondents, v. Albertson's Incorporated, Petitioner.

MacGillivray & Jones, P.S., by Stephen C. Haskell and Steven R. Stocker, for petitioner.

*453 Lewis M. Schrawyer, Henderson & Nichols, P.S., and Robert B. Henderson, for respondents.

Timothy J. Whitters on behalf of Washington Defense Trial Lawyers, amicus curiae for petitioner.

Robert H. Whaley and Bryan P. Harnetiaux on behalf of Washington State Trial Lawyers Association, amicus curiae for respondents.

Callow, J.*

The plaintiff, Steven Wiltse, slipped and fell in water that came from a hole in the roof of the defendant, Albertson's Incorporated, self-service grocery store. At trial, the court instructed the jury that the plaintiff had the burden of proving that this condition had "existed for a sufficient length of time and under such circumstances that defendant or defendant's employees should have discovered it in the exercise of ordinary care."

The issue is whether the trial court erred in instructing the jury that the plaintiff had the burden of proving actual or constructive notice of the water existing at defendant's grocery store, based on Pimentel v. Roundup Co., 100 Wn.2d 39, 666 P.2d 888 (1983).

In Pimentel, the plaintiff was injured when a can of paint struck her foot while she was looking through a magazine rack which contained books on home improvements. Pimentel, 100 Wn.2d at 41. There, the court held that the owner's actual or constructive knowledge of the hazard was not necessary if the existence of the hazard was reasonably foreseeable. Pimentel, 100 Wn.2d at 39. The new rule adopted in Pimentel was taken from a Colorado case, Jasko v. F.W. Woolworth Co., 177 Colo. 418, 494 P.2d 839 (1972). The Jasko court reasoned:

The basic notice requirement springs from the thought that a dangerous condition, when it occurs, is somewhat out of the ordinary. ... In such a situation the storekeeper is allowed a *454reasonable time, under the circumstances, to discover and correct the condition, unless it is the direct result of his (or his employees') acts. However, when the operating methods of a proprietor are such that dangerous conditions are continuous or easily foreseeable, the logical basis for the notice requirement dissolves. Then, actual or constructive notice of the specific condition need not be proved.

(Italics ours.) Jasko, 177 Colo, at 420-21. The court in Pimentel also stated that "the requirement of showing notice will be eliminated only if the particular self-service operation of the defendant is shown to be such that the existence of unsafe conditions is reasonably foreseeable." Pimentel, 100 Wn.2d at 50. That is not the case in the facts presented to us here.

There was no evidence that the leak in the roof was a result of Albertson's negligence nor that it came from the self-service operation of Albertson's. We will not abandon principles of negligence and make "self-service" stores liable whether they were aware or should have been aware of a dangerous condition.

Pimentel held that where the operating procedures of any store are such that unreasonably dangerous conditions are continuous or reasonably foreseeable, there is no need to prove actual notice of such conditions to establish liability for injuries caused by them. Pimentel, at 40. The Pimentel holding went on to say:

This does not change the general rule governing liability for failure to maintain premises in a reasonably safe condition: the unsafe condition must either be caused by the proprietor or his employees, or the proprietor must have actual or constructive notice of the unsafe condition.

Pimentel, at 49.

Here, none of the conditions expressed in Pimentel are present. That is, the conditions which led up to the plaintiff's accident were neither continuous, reasonably foreseeable, nor was the accident associated with the store's self-service mode of operation. The record bears this out.

First, there is no indication that the store manager or any employee was aware of the water on the floor previous to *455Mr. Wiltse's accident. The record indicates that the accident happened shortly after 7 p.m. on November 28, 1982. The store manager testified that he had been past the location of the plaintiff's fall minutes before the accident happened and did not notice, or have any previous notice, of any foreign substance on the floor.1 There was further testimony from an employee that she did not notice any water on the floor at the time she walked by the area to punch out.2 Thus, the record indicates that the store manager had *456no notice that an unsafe condition existed in the store until after the time of Mr. Wiltse's accident.

The water came to rest on the floor because of a previously unnoticed leak in the building's roof, not from the dairy case or any other means associated with the store's self-service operation. At trial, the plaintiff testified that:

Q: Now, you indicated a few moments ago that you slipped in some water but yet you didn't see the water. How is it you knew that it was water that you had slipped in?
A: Well, naturally I was laying in it. It was hitting me from a hole or the grate or whatever in the ceiling. It was hitting me in the chest. I assumed it was water. I couldn't imagine what else could be up there.

Thus, the hazard came from a leaking roof which could give way suddenly, unforeseen and without notice. This is not the same as a continuing danger resulting from the store's self-service mode of operation.

The Pimentel rule does not apply to all self-service operations, but only if the particular self-service operation of the defendant is such that it is reasonably foreseeable that unsafe conditions in the self-service area might be created. The trial judge understood the difference between the facts of the case at bar and the rule established in Pimentel when he denied the proposed Pimentel instruction of the plaintiff. He stated:

With respect to the first exception with regard to whether or not the Court should utilize the las [sic] as set forth in Pimentel, simply because the defendant admittedly is a self-service grocery store, I feel the law, which in substance in Pimentel eliminates the need to show notice of a dangerous condition, should be applied to those cases in which the condition arises out of the actual operation of such a self-service enterprise, and if it does, then such an instruction is appropriate.
But here we have admittedly a condition which really doesn't result from the self-service operation as such, but something entirely different, namely, a leaky roof, and the *457essence of the subject of liability is whether or not the defendant had notice of this condition or should have had notice, and I feel that we are therefore back to the basic law with respect to that duty as set forth in the Court's Instruction 13, based on Defendant's Proposed Instruction 19, and that it is necessary to give this in order to permit the defendant to argue its theory with respect to lack of notice.

(Italics ours.) Partial Report of Proceedings, vol. II, p. 53-54.

The common law allows a property owner to be put on notice of an unsafe condition prior to attaching liability. He must be negligent. Restatement (Second) of Torts § 343 (1965) reads as follows:

Dangerous Conditions Known to or Discoverable by Possessor A possessor of land is subject to liability for physical harm caused to his invitees by a condition on the land if, but only if, he
(a) knows or by the exercise of reasonable care would discover the condition, and should realize that it involves an unreasonable risk of harm to such invitees, and
(b) should expect that they will not discover or realize the danger, or will fail to protect themselves against it, and
(c) fails to exercise reasonable care to protect against the danger.[3]

*458The plaintiff in a slip and fall case has traditionally had the burden of establishing that the proprietor's negligence was a cause in fact of his or her injury by showing that the proprietor had constructive notice of the specific dangerous condition:

[W]here the negligence of a storekeeper or restaurateur is predicated upon his failure to keep his premises in a reasonably safe condition, it must be shown that the condition has either been brought to his notice or has existed for such time as would have afforded him sufficient opportunity, in the exercise of ordinary care, to have made proper inspection of the premises and to have removed the danger.

Smith v. Manning's, Inc., 13 Wn.2d 573, 580, 126 P.2d 44 (1942), quoted in Pimentel, 100 Wn.2d at 44. See also Presnell v. Safeway Stores, Inc., 60 Wn.2d 671, 675, 374 P.2d 939 (1962); Restatement (Second) of Torts § 343 (1965).

The constructive notice rule requires the plaintiff to establish how long the specific dangerous condition existed in order to show that the proprietor should have noticed it. Under the traditional rule, the lack of such evidence precludes recovery. Brant v. Market Basket Stores, 72 Wn.2d 446, 451-52, 433 P.2d 863 (1967); Merrick v. Sears, Roebuck & Co., 67 Wn.2d 426, 429, 407 P.2d 960 (1965).

In Brant, a business invitee slipped and fell in the grocery store almost immediately upon entering because of an accumulation of water on the floor from weather conditions outside. The court, in affirming the trial court's dismissal, held that:

*459The plaintiff in this case has proven no more than that she slipped and fell on a wet floor and sustained certain injuries in consequence thereof. Our cases indicate that something more must be proved to establish that the defendant had permitted a situation dangerous to its invitees to exist.

Brant, 72 Wn.2d at 451.

The facts in Brant are more analogous to the present case than the facts in Pimentel. Like Brant, the plaintiff here was injured when he slipped and fell in the defendant's grocery store. There was no evidence of notice, constructive or actual, on the part of the defendant. Further, in Brant, as here, the plaintiff failed to prove that the defendant "permitted a situation dangerous to its invitees to exist." Brant, 72 Wn.2d at 451. The rule should implant in store owners the incentive to exercise due care.

In Kangley v. United States, 788 F.2d 533 (9th Cir. 1986), the Ninth Circuit appreciated the "intolerable burden on businesses" by applying the rule in Pimentel to slip and fall type cases. Kangley, 788 F.2d at 535. As with Brant, Kangley is more analogous to the present case than Pimentel. In Kangley, the plaintiff slipped and fell at Madigan Army Hospital and was awarded damages by the District Court. In reversing, the court stated:

The general rule in Washington for injuries caused by a transitory unsafe condition on property is that the owner or occupier of a building is liable for the injuries if it or its employees caused the unsafe condition or if it has actual or constructive knowledge that an unsafe condition exists. Pimentel v. Roundup Co., 100 Wash.2d 39, 44, 666 P.2d 888, 893 (1983); Hemmen v. Clark's Restaurant, 72 Wash.2d 690, 692, 434 P.2d 729, 732 (1967). Constructive knowledge exists if the unsafe condition has been present long enough that a person exercising ordinary care would have discovered it. Pimentel, 100 Wash.2d at 44, 666 P.2d at 893; Hemmen, 72 Wash.2d at 692, 434 P.2d at 732. The plaintiff has the burden of proving that the defendant had actual or constructive knowledge of the unsafe condition.
Further, Washington cases make it clear that the mere presence of water on a floor where the plaintiff slipped is not enough to prove negligence on the part of the owner or occupier of the building. See, e.g., Brant v. Market Basket Stores, 72 Wash.2d 446, 433 P.2d 863 (1967); Merrick v. Sears Roebuck & Co., 67 Wash.2d 426, 407 P.2d 960 (1965). To prove *460negligence, the plaintiff must prove that water makes the floor dangerously slippery and that the owner knew or should have known both that water would make the floor slippery and that there was water on the floor at the time the plaintiff slipped. See Brant, 72 Wash.2d at 451-52, 433 P.2d at 866-67.
The court's finding on this issue raises two questions for our review: (1) Whether the government actually knew that a dangerous condition existed or (2) whether the government had constructive knowledge of the existence of a dangerous condition. We review both of these questions for clear error. The first is a question of fact. The second is a question of application of law to facts in which issues of fact predominate: did the condition exist long enough that it should have been discovered? . . ..
The existence of a rug inside a door alone is not enough to establish that an owner or occupier knows the floor might be dangerous. See Kalinowski v. YWCA, 17 Wash.2d 380, 394-95, 135 P.2d 852, 859 (1943). The same is true of the fact that it is wet outside. If we were to hold that a person who slips inside a door where a mat has been placed on a day when it is wet outside may recover for injuries sustained without showing anything more, we would place an intolerable burden on businesses in areas like Tacoma where it is often wet outside. We are convinced that this is not the law in the state of Washington.
We hold that Kangley did not sustain her burden of proving that the government knew or should have known that a dangerous condition existed at the place and time she slipped and that the district court's finding that she had sustained that burden is clearly erroneous. . . .

(Footnote omitted.) Kangley, at 534-35.

Pimentel reaffirmed that most plaintiffs still need to show that a proprietor had actual or constructive notice of an unsafe condition. In creating an exception to this traditional rule, the court stated:

[WJhere the operating procedures of any store are such that unreasonably dangerous conditions are continuous or reasonably foreseeable, there is no need to prove actual or constructive notice of such conditions in order to establish liability for injuries caused by them. . . .
. . . This does not change the general rule governing liability for failure to maintain premises in a reasonably safe condition: the unsafe condition must either be caused by the proprietor or his employees, or the proprietor must have actual or constructive notice of the unsafe condition. Such notice need not be *461shown, however, when the nature of the proprietor's business and his methods of operation are such that the existence of unsafe conditions on the premises is reasonably foreseeable. This exception merely eliminates the need for establishing notice and does not shift the burden to the defendant to disprove negligence. The plaintiff must still prove that defendant failed to take reasonable care to prevent the injury.

Pimentel, 100 Wn.2d at 40, 49. We emphasized that this exception did not impose strict liability or even shift the burden to the defendant to disprove negligence. Rather, where the operation of a business is such that unreasonably dangerous conditions are continuous or reasonably foreseeable, it is unnecessary to prove the length of time that the dangerous condition had existed. The plaintiff can establish liability by showing that the operator of the premises had failed to conduct periodic inspections with the frequency required by the foreseeability of risk. Pimentel, 100 Wn.2d at 49.

Pimentel speaks to specific self-service operations and specific operating procedures of the store. Pimentel realized that certain departments of a store, such as the produce department, were areas where hazards were apparent and therefore the owner was placed on notice by the activity. Hence, the actual cause of the hazard is relevant in establishing whether the unreasonably dangerous condition was continuous or reasonably foreseeable because of the specific self-service operation. Because Pimentel is a limited rule for self-service operations, not a per se rule, the rule should be limited to specific unsafe conditions that are continuous or foreseeably inherent in the nature of the business or mode of operation. Risk of water dripping from a leaky roof is not inherent in a store's mode of operation.

Once discovered, the store must clean up the puddle resulting from a leaky roof as well as the puddle resulting from a leaky seltzer bottle, even though only the latter may be "inherent" to the nature and operation of its business. See King v. Seattle, 84 Wn.2d 239, 248, 525 P.2d 228 (1974) ("[liability extends to foreseeable results from unforeseeable causes"). If a customer had knocked over merchandise *462in the aisle and the next customer had immediately tripped over that merchandise, certainly the store owner should not be responsible without being placed on notice of the hazard. See also Wells v. Vancouver, 77 Wn.2d 800, 802-03, 467 P.2d 292 (1970); W. Keeton, D. Dobbs, R. Keeton & D. Owen, Prosser and Keeton on Torts § 44, at 316-17 (5th ed. 1984).

A close reading of the record reveals that the puddle was located between two aisles. The plaintiff testified that:

Q: Could you describe that accident for the ladies and gentlemen of the jury?
A: I had just—I can't remember exactly what I had picked up in the aisle, but I had come around the end of the aisle and slipped in the water on the floor. It was between the two aisles as you go to the back of the store. . . .

(Italics ours.) Report of Proceedings, vol. II, p. 13. The dairy case has no bearing on the determination of this case.

The jury instruction given by the trial court was the proper one for this set of circumstances. The jury was given the instruction from Washington Pattern Jury Instruction 120.06.02. That instruction states:

In order to support a finding of negligence, a temporary unsafe condition of the premises which was not created by defendant or defendant's employees, [and which was not caused by negligence on defendant's part,] must have either been brought to the actual attention of defendant or defendant's employees or it must have existed for a sufficient length of time and under such circumstances that defendant or defendant's employees should have discovered it in the exercise of ordinary care.

WPI 120.06.02; Clerk's Papers, at 106 (jury instructions). In the present case, the trial court gave the proper jury instruction regarding the attendant circumstances presented. Further, there was no factual basis for the court to give a Pimentel instruction.

The trial court is affirmed and the Court of Appeals is reversed.

Dolliver, Andersen, Durham, and Smith, JJ., concur.

*463Utter, J.

(dissenting)—This case concerns the liability of a self-service grocery store for a puddle near a dairy case caused by a leak in the roof. The majority holds that not only the hazard itself, but also the specific cause must be foreseeable, and concludes the trial court did not err in instructing the jury that the plaintiff had the burden of proving actual or constructive notice of the puddle in defendant's store. Because the majority confuses the law and usurps the role of the jury, I dissent.

The unsafe condition in this case is a puddle of water on a smooth, rugless floor in defendant's self-service grocery store. The issue as to whether this puddle is an inherently foreseeable hazard within the meaning of Pimentel v. Roundup Co., 100 Wn.2d 39, 666 P.2d 888 (1983), should be left to the jury. In Pimentel, we held that plaintiffs need not establish either actual or constructive notice of reasonably foreseeable hazards in self-service establishments. 100 Wn.2d at 40. We explained that plaintiffs wishing to prove negligence without notice must show that the "nature of the proprietor's business and his methods of operation are such that the existence of unsafe conditions on the premises is reasonably foreseeable." Pimentel, 100 Wn.2d at 49. The specific cause of the hazard is not itself determinative. It is quite conceivable that a jury could find that a puddle caused by a leaking roof and located near a dairy display case is a reasonably foreseeable hazard within the definition of Pimentel. The trial court erred in failing to provide a Pimentel instruction.

The majority states there is no evidence that the leak in the roof resulted from defendant’s negligence. Majority, at 454. However, the record contains no information at all as to what caused the leak. The majority correctly states the rule in Pimentel, but states that it is not applicable to this case because "the conditions which led up to the plaintiff's accident were neither continuous, reasonably foreseeable, nor . . . associated with the store's self-service mode of operation." Majority, at 454. In making such a finding, the majority unnecessarily limits the rule established in *464 Pimentel and usurps the role of the jury. Contrary to the majority's assertion, the hazard in this case can be labeled "inherent". The following facts reveal that a jury could find that the conditions which led to plaintiff's accident were associated with Albertson's self-service mode of operation.

As part of its method of operation, Albertson's creates displays that are designed to attract the customer's attention to specific sales or products. Partial Report of Proceedings, vol. I, at 48-49. The puddle was located about a ; foot and a half away from the corner of a display at the end of an aisle near the dairy case. Partial Report of Proceedings, vol. II, at 13-14. Plaintiff testified he thought his cart went down the produce aisle when he fell. Partial Report of Proceedings, vol. I, at 13. One of defendant's employees testified that there are times when there is some sort of water or liquid on the floor. Partial Report of Proceedings, vol. II, at 8. It is not difficult to imagine a shopper, distracted by displays, pushing a shopping cart in front of him, rounding a corner of an aisle, and slipping in unseen water. The specific cause of the puddle should not be determinative. Where the hazard is likely and the store makes every effort to direct the customer's attention away from the floor, the Pimentel exception applies.

The majority concludes that defendant had no notice of the puddle because two of its employees happened to walk by the area about 10 minutes or so before the accident, and neither one noticed any water on the floor. However, neither of these employees inspected the area, nor were they looking for any unsafe conditions. One was on her way to clock out at the end of her shift, the other was on his way to pick up some transmittals. The majority's analysis confuses the duty and causation elements. The majority states that the plaintiff traditionally has the burden to establish a proprietor's negligence as a cause in fact of an injury by showing constructive notice. Majority, at 458. Constructive notice relates to duty, not to causation: it triggers the duty to remove the hazard. See Presnell v. Safeway Stores, Inc., *46560 Wn.2d 671, 673, 374 P.2d 939 (1962); see also W. Keeton, D. Dobbs, R. Keeton, & D. Owen, Prosser and Keeton on Torts § 60, at 417 (5th ed. 1984). Regardless of the cause, the proprietor's duty—to respond to all reasonably foreseeable hazards—is not eliminated. Pimentel eliminates the notice requirement in a case such as this, and allows a jury to consider the nature of the defendant's business, the methods of operation, and whether the unsafe condition is reasonably foreseeable. This exception does not shift the burden and the plaintiff must still prove that defendant failed to take reasonable care to prevent the injury. Pimentel, 100 Wn.2d at 49. As the majority properly notes, "'[liability extends to foreseeable results from unforeseeable causes'". Majority, at 461 (quoting King v. Seattle, 84 Wn.2d 239, 248, 525 P.2d 228 (1974)).

The majority claims that the Ninth Circuit has recognized that application of Pimentel to slip and fall cases would place "an intolerable burden on businesses". This can only be construed as a confused argument that Pimentel should be overruled. The Ninth Circuit did not discuss the Pimentel "inherently foreseeable" exception in Kangley v. United States, 788 F.2d 533 (9th Cir. 1986), the case cited by the majority in support of this proposition. Neither Kangley nor the facts of this case can be cited as authority for overruling Pimentel. The facts of the present case show that the condition which caused the plaintiff's injury could be found to be inherently foreseeable.

The Brant case cited by the majority does not preclude use of a Pimentel instruction in this case. Brant v. Market Basket Stores, 72 Wn.2d 446, 433 P.2d 863 (1967). In Brant, there was no testimony that the water had made the floor slippery, therefore the court found the defendant had not permitted a dangerous condition to exist in the store. 72 Wn.2d at 448, 452. The majority finds the plaintiff in the present case failed to prove that the defendant " 'permitted a situation dangerous to its invitees to exist", just like the plaintiff in Brant. Majority, at 459. The majority forgets that we are not the jury in this case. The parties have asked *466us to determine whether the trial court properly refused a jury instruction which would have allowed the plaintiff to prove his case by showing that this particular hazard was reasonably foreseeable given the nature of defendant's business and its mode of operation. Our unanimous decision in Pimentel requires such an instruction in this case.

Dore, C.J., Brachtenbach, J., and Pearson, J. Pro Tem., concur with Utter, J.