2 Intentional Torts 2 Intentional Torts

2.1 Battery 2.1 Battery

2.1.1 The General Rule for Battery 2.1.1 The General Rule for Battery

1. Snyder v. Turk, 90 Ohio App. 3d 18, 24, 627 N.E.2d 1053, 1057 (1993)
The Franklin County Court of Appeals has held that liability for the intentional tort of battery occurs when there is a battery plus harmful or offensive contact. Scott v. Perkins (1975), 74 O.O.2d 280. The rule in this case appears to be the same as the Restatement of Torts on this issue.
The Supreme Court of Ohio has referred to the Restatement rule with approval in Love v. Port Clinton (1988), 37 Ohio St.3d 98, 524 N.E.2d 166. The following appears in the body of the opinion:
“A person is subject to liability for battery when he acts intending to cause a harmful or offensive contact, and when a harmful contact results. Restatement of the Law 2d, Torts (1965) 25, Section 13. Contact which is offensive to a reasonable sense of personal dignity is offensive contact. See Restatement of the Law 2d, Torts, supra, at 35, Section 19.” Id. at 99, 524 N.E.2d at 167.
Section 18 of the Restatement provides:
“Topic 2. THE INTEREST IN FREEDOM FROM OFFENSIVE BODILY CONTACT
“§ 18. Battery: Offensive Contact
“(1) An actor is subject to liability to another for battery if
“(a) he acts intending to cause a harmful or offensive contact with the person of the other or a third person, or an imminent apprehension of such a contact, and
“(b) an offensive contact with the person of the other directly or indirectly results.

 

2. McCluskey v. Steinhorst, 45 Wis. 2d 350, 357–58, 173 N.W.2d 148, 152 (1970)
If a defendant acts intending to cause contact and the contact is unpermitted, or as in this case, found by the jury to be excessive, it follows that the intent is also unlawful. This was clearly set forth in Vosburg v. Putney (1891), 80 Wis. 523, 50 N.W. 403, 14 L.R.A. 226. In that case the plaintiff, who was fourteen, brought an action against a twelve year old who kicked the plaintiff in a schoolroom during school hours. Under these circumstances, the act was unlawful and therefore the intent was also unlawful.
‘The jury having found that the defendant, in touching the plaintiff with his foot, did not intend to do him any harm, counsel for defendant maintain that the plaintiff has no cause of action, and that defendant's motion for judgment on the special verdict should have been granted. In support of this proposition counsel quote from 2 Greenl. Ev. s 83, the rule that ‘the intention to do harm is of the essence of an assault.’ Such is the *358 rule, no doubt, in actions or prosecutions for mere assaults. But this is an action to recover damages for an alleged assault and battery. In such case the rule is correctly stated, in many of the authorities cited by counsel, that plaintiff must show either that the intention was unlawful, or that the defendant is in fault. If the intended act is unlawful, the intention to commit it must necessarily be unlawful. Hence, as applied to this case, if the kicking of the plaintiff by the defendant was an unlawful act, the intention of defendant to kick him was also unlawful.'

2.1.2 Bazley v. Tortorich ("The Run Over by a Trash Truck Case") 2.1.2 Bazley v. Tortorich ("The Run Over by a Trash Truck Case")

What counts as an "intentional act" for the purposes of a battery action?

Sidney BAZLEY v. Sordo TORTORICH, Aetna Life and Casualty Co., and Fireman’s Fund Insurance Companies.

No. 67318.

Supreme Court of Louisiana.

Feb. 26, 1981.

*478Melvin W. Mathes, Beard, Blue, Schmitt, Mathes, Koch & Williams, New Orleans, for defendant-applicant.

Steven M. Koenig, Heisler, Wysocki & deLaup, John J. McCann, McCann and Volk, New Orleans, for plaintiffs-respondents.

Mark C. Suprenant, Thomas J. Wyllie, Adams & Reese, New Orleans, Charles Ha-nemann, Henderson, Hanemann & Morris, Houma, John C. Combe, Jr., John G. Gomi-la, Jr., Jones, Walker, Waechter, Poitevent, Carrere & Denegre, New Orleans, Randall G. Wells, Avant, Wall, Thomas, Riche & Falcon, Baton Rouge, Marvin C. Grodsky, Melvin W. Mathes, Beard, Blue, Schmitt, Mathes, Koch & Williams, New Orleans, Felix R. Weill, Robert L. Roland, Watson, Blanche, Wilson & Posner, Baton Rouge, Wayne Shullaw, Harmon F. Roy, Mouton, Roy, Carmouche, Bivins & Kraft, Lafayette, amicus curiae.

DENNIS, Justice.

This ease presents the question of whether the worker’s compensation statute, La.R.S. 23:1032 as amended by Act 147 of 1976, constitutionally makes compensation an employee’s exclusive remedy for a work-related injury caused by a co-worker, except for a suit based on an intentional tort. The trial court sustained an exception of no cause of action to plaintiff’s suit against his fellow employee because he alleged that the co-worker was guilty of negligence and not an intentional tort. The court of appeal reversed, holding that, to afford due process and equal protection of the laws, the worker’s compensation statute, as amended, must be interpreted to permit an employee the same remedy in tort against co-employees for negligently caused work-related injuries as he would have if injured by any other tortfeasor. We reverse the judgment of the court of appeal. The worker’s compensation statute was amended by Act 147 of 1976 to preclude suits by an employee to recover for work-related injuries from certain designated persons, including a fellow employee engaged at the time of injury in the normal course and scope of employment, unless his injury resulted from the co-worker’s intentional tortious act. The 1976 amendment does not deprive the plaintiff of due process of law, equal protection of law or access to the judicial process. It was duly adopted, in accordance with the Louisiana constitution.

Plaintiff, Sidney Bazley, a Jefferson Parish garbage worker filed suit against an unidentified co-employee truck driver, the co-employee’s insurer, Sardo Tortorich and Tortorich’s insurer as result of work-related injuries Bazley received when he was struck by Tortorieh’s car while he was mounting the back of a parish garbage truck. In his petition, as supplemented and amended, Bazley alleged that the accident was caused by his co-employee’s intentional acts in operating a garbage truck without a working horn, disregarding mechanical and electrical maintenance standards, failing to keep a lookout, failing to see what he should have seen, failing to stop in a safe place and failing to warn plaintiff of danger. Bazley did not allege, however, that the co-employee desired the consequences of his acts or believed that they were substantially certain to follow his acts.

The trial court sustained an exception of no cause of action to Bazley’s suit against the garbage truck driver on the ground that it constituted a negligence action against a co-employee based on a work-related injury in contravention of the exclusive remedy rule of the Compensation Act. The court of appeal reversed holding that compensation is an employee’s exclusive remedy against his employer but the statute constitutionally cannot be interpreted to bar his suit in tort against other persons. 380 So.2d 727 (La.App. 4th Cir. 1980). We granted certiorari. 383 So.2d 1263 (1980).

La.R.S. 23:1032, as amended by Act 147 of 1976, in pertinent part, provides:

“The rights and remedies herein granted to an employee ... on account of an injury . . ., shall be exclusive of all other rights and remedies . . . against his employer, or any principal or any officer, director, stockholder, partner or employee of such employer or principal . . .
*479“Nothing in this Chapter shall affect the liability of the employer, or any officer, director, stockholder, partner or employee of such employer or principal to a fine or penalty under any other statute or the liability, civil or criminal, resulting from an intentional act.
“The immunity from civil liability provided by this Section shall not extend to: 1) any officer, director, stockholder, partner or employee of such employer or principal who is not engaged at the time of the injury in the normal course and scope of his employment; and 2) to the liability of any partner in a partnership which has been formed for the purpose of evading any of the provisions of this Section.”

We are called upon to decide (1) whether La.R.S. 23:1032, as amended, prevents an injured employee from seeking recovery in tort for a work-related injury negligently caused by his co-employee; and, if so, (2) whether the legislature may constitutionally expand the exclusive remedy rule to bar negligence actions by employees against tortfeasors other than employers.

1.

The exclusive remedy rule prevents an employee from seeking recovery in tort for a work-related injury negligently caused by his co-employee.

By Act 147 of 1976 the legislature enlarged the category of employee injuries for which workers’ compensation is the exclusive remedy. Formerly, the workers’ compensation statute provided that compensation was an employee’s exclusive remedy against his employer for a compensable injury, leaving him free to pursue other remedies against third persons. The amendment modified the exclusive remedy rule in two respects. First, it provided that for an unintentional injury compensation shall be the exclusive remedy, not only against the employer, but also against any principal, officer, director, stockholder, partner1 or employee of the employer or principal who was engaged at the time of the injury in the normal course and scope of his employment. Second, it provided that for an intentional act resulting in compensable injury the employee may exercise his right under the compensation act and pursue any other remedy available against the employer and other persons under general law.

The principal legislative aim of the 1976 amendment was to broaden the class of defendants to be granted immunity from suits by injured employees in tort or delict. Although the legislative history is meager, accounts indicate that the amendment was enacted to provide employers relief from the cost of furnishing liability insurance to executive officers and other employees. Malone & Johnson, Workers’ Compensation, § 364 in 14 Louisiana Civil Law Treatise 155 (2d ed. 1980); The Work of the Louisiana Legislature for the 1976 Regular Session, 37 La.L.Rev. at 182 (1976). Before the amendment, the absence of a prohibition against tort suits against co-employees allowed injured workers to seek tort recovery from negligent executive officers and their liability insurers. E. g., Canter v. Koehring Co., 283 So.2d 716 (La.1973); Berry v. Aetna Cas. & Surety Co., 240 So.2d 243 (La.App.2d Cir. 1970), cert. denied 256 La. 914, 240 So.2d 374, cert. denied 401 U.S. 1005, 91 S.Ct. 7255, 28 L.Ed.2d 541 (1971). This avenue of recovery provoked considerable critical comment. Comment, 33 La.L.Rev. 325 (1973); Note, 34 La.L.Rev. 141 (1973); Note, 46 Tul.L.Rev. 352 (1971); The Work of the Louisiana Appellate Courts, 1973-74 Term — Insurance, 35 La.L.Rev. 415, 419 (1975). It was argued that, since the employer’s enterprise would in the end pay for the tort remedy, either directly or through insurance premiums for officers and employees, the result would be a denial to the employer of much of the practical advantage of the exclusive remedy provision. W. Malone, Louisiana Workmen’s Compensation Law and Practice, 1964 Supp. § 366 (1st ed. 1951). It was apparently for this reason that the legislature acted to close this ave*480nue of recovery by adopting Act 147 of 1976.

In abolishing the executive officer suit, however, the legislature provided that the exclusive nature of the compensation remedy does not apply to intentional acts. After considering broader penalties that would have provided double benefits for an employer’s violation of a safety rule, failure to provide a safety device required by law, or gross negligence on the part of a supervisory employee, which caused injury, death or disease, Official Journal of the House of Representatives, June 4, 1976, H.B. 354, p. 20, our legislature chose to impose a sanction for intentional wrongs by making the exclusive remedy rule inapplicable to such acts. Because of the general practice of severely punishing intentional wrongdoers, which is widely accepted in the field of workers’ compensation, because of the received meaning and acceptance of the statutory language, and considering the object of the legislation, we conclude that the words “intentional act” mean the same as “intentional tort” in reference to civil liability.

In drawing a line between intentional and unintentional acts we believe the legislative aim was to make use of the well established division between intentional torts and negligence in common law. See W. Prosser, Law of Torts, §§ 7, et seq. (4th ed. 1971). The lawmakers probably perceived this distinction as entirely consistent with the division in civil law between offenses, which require an intention to injure, and quasi offenses, damages caused without intention to harm. See 2 M. Planiol, §§ 815, 823, 825, 827, Civil Law Treatise (11th ed. La.St.L.Inst. trans. 1959). Universally, harmful conduct is considered more reprehensible if intentional. As Holmes said, “Even a dog distinguishes between being stumbled over and being kicked.” Holmes, The Common Law, 3 (1881). There is a definite tendency to impose greater responsibility upon a defendant whose conduct has been intended, to do harm, or morally wrong. W. Prosser, Law of Torts, § 7 (4th ed. 1971); Bauer, The Degree of Moral Fault as Affecting Defendant’s Liability, 1933, 81 U.Pa.L.Rev. 586; Note, 1962, 14 Stan.L.Rev. 362.

Many states provide an employee an election to sue in tort, or a percentage increase in compensation, as the penalty for his intentional injury by the employer or for other forms of employer misconduct. 2A Larson, The Law of Workmen’s Compensation, §§ 69 et seq. (1976). Even in jurisdictions with no statutory penalty for employer misconduct, intentional injury inflicted upon an employee by the employer, its alter ego, or in some instances its supervisory employee, may be made the subject of a common law action for damages on the theory that, in such an action, the employer will not be heard to say his intentional act was an “accidental” injury and so under the exclusive provisions of the compensation act. 2A Larson, §§ 68, et seq. See also, Miller v. Keating, 349 So.2d 265 (La.1977); Le Brane v. Lewis, 292 So.2d 216 (La.1974); Malone & Johnson, Workers’ Compensation, § 365 (2d ed. 1980). Courts in most states imposing such statutory or common law penalties for intentional misconduct have required the commission of a genuine intentional tort and have refused to stretch liability to include negligence, recklessness, or constructive intent. 2A Larson, Workmen’s Compensation, §§ 68.13, 69.20.

Plaintiff ingeniously has proposed, however, that the concept “intentional act” should be equated with “voluntary act.” He interprets “intentional” to mean merely that before the actor acted he directed his mind on his own physical movement and not on the consequences of his act. Under his interpretation an injured employee may sue in tort on any voluntary act setting in motion events leading to his injury regardless of whether the harm appeared likely or was even apparent at all to the actor. For example, in the present case, plaintiff contends he alleged an intentional act triggering his escape from the compensation system when he averred that the defendant garbage truck driver intentionally did not blow his horn to warn plaintiff of an oncoming motorist, although plaintiff con*481cedes that the driver did not intend for harm to come to him. Plaintiffs interpretation is incongruous, not only because it departs from the almost universal practice of differentiating between intentional and unintentional harms, prevalent in most workers’ compensation programs, but also because it ignores the accepted usage of the statutory terms in this state and generally, and his construction would thwart the legislative purpose.

Although the theorists have not always agreed, the words “act” and “intent” now have generally accepted meanings in the fields of tort and criminal law. The word act is used to denote an external manifestation of the actor’s will which produces consequences. There cannot be an act subjecting a person to civil or. criminal liability without volition. Therefore, a contraction of a person’s muscles which is purely a reaction to some outside force, such as a knee jerk or the blinking of the eyelids in defense against an approaching missile, or the convulsive movements of an epileptic, are not acts of that person. Restatement (Second) of Torts, American Law Institute § 2 (1965); La.R.S. 14:8 comment. See also, Prosser, supra, § 8; LaFave and Scott, Criminal Law, § 25 (1972). The meaning of “intent” is that the person who acts either (1) consciously desires the physical result of his act, whatever the likelihood of that result happening from his conduct; or (2) knows that that result is substantially certain to follow from his conduct, whatever his desire may be as to that result. Thus, intent has reference to the consequences of an act rather than to the act itself. Restatement (Second) of Torts, supra, § 8; LaFave and Scott, Criminal Law, § 28 (1972); see also, Prosser, supra, § 8.

Our criminal and civil codes manifest legislative acceptance of these received meanings of “act” and “intent.” As the criminal code articles and reporters’ comments make clear, “act” refers to an external manifestation of will which must be voluntary, and “intent” is present when the offender either desires the consequences of his act or when he knew that the consequences were reasonably certain to result from his act. La. R.S. 14:8,10 and Reporter’s Comments. Although the civil code does not contain definitions of the terms, the word “act” is used many times and must be read in light of the code’s underlying civilian concepts. See, e. g., Articles 2815-17. In Article 2315, for example, the word act is used to refer to both offenses and quasi offenses. As we noted above, the difference between these two acts of fault is that offenses require an intention to injure and quasi offenses are committed without intention to harm. 2 M. Planiol, §§ 815, 823, 825, 827. Thus, we see again a basic distinction between intentional and unintentional acts and use of intent in reference to the consequences of the act, rather than the act itself.

Our jurisprudence likewise reflects approval of the general notions of act and intent. This Court as early as 1936, approvingly recited the following: “It seems clear that, in the absence of language expressing a contrary meaning, an ‘act’ involves an exercise of the will. It signifies something done voluntarily.” Heiman v. Pan American Life Ins. Co., 183 La. 1045, 165 So. 195 (1936). Only where the actor entertained a desire to bring about the consequences that followed or where the actor believed that the result was substantially certain to follow has an act been characterized as intentional. See Freeman v. Bell, 366 So.2d 197 (La.App. 2d Cir. 1978, writ denied, 369 So.2d 151 (1979)); Monk v. Veillon, 312 So.2d 377 (La.App. 3d Cir. 1975). See also Langlois v. Eschet, 378 So.2d 189, 190 (La.App. 4th Cir. 1979) (word “intended” synonymous with having in mind as an end or aim, implying mind is directed to some definite end), von Dameck v. St. Paul Fire & Marine Ins. Co., 361 So.2d 283 (La.App. 1st Cir.), writ denied 362 So.2d 794, 802 (1978) (if person has such a lack of reason, memory, and intelligence that prevents him from comprehending the nature and consequences of his acts, he cannot intentionally inflict injury).

Plaintiff’s suggested interpretation of “intentional act,” equates the term with “voluntary act” and robs it of any reference to the actor’s state of mind concerning the *482consequences of his act. It is most unlikely the legislature intended the words as plaintiff suggests, rather than in their most usual signification and in the sense in which the lawmakers have used them in other legislation.

Furthermore, plaintiff’s interpretation would thwart the legislative objective of broadening the class of defendants to be granted tort immunity. Instead, Act 147 of 1976 would have the reverse effect of restricting the exclusive remedy rule to claims of employees injured without any other person’s fault. Any employee could bring suit and recover under Article 2315 by pleading and proving that his injury was negligently caused by the voluntary conduct of his employer or co-employee. Since there cannot be an act subjecting a person to liability for negligence without volition, the exclusive remedy rule as interpreted by the plaintiff would abolish all tort immunity for employers and co-employees. In the absence of a clearer expression of legislative design to curtail drastically the workers’ compensation system, we cannot attribute such aims to the lawmakers.

For these reasons, we construe the legislation under review as providing that the exclusive remedy rule shall be inapplicable to intentional torts or offenses. The meaning of intent in this context is that the defendant either desired to bring about the physical results of his act or believed they were substantially certain to follow from what he did. Several courts of appeal have stated the two prongs of the definition in the conjunctive, thus requiring a plaintiff to prove, in order to recover, that the defendant desired the physical results of his act in every case. Waldrop v. Vistron Corp., 391 So.2d 1274 (La.App.1980); McGuire v. Honeycutt, 387 So.2d 674 (La.App. 3d Cir. 1980); Johnson v. Chicago Mill & Lumber Co., 385 So.2d 878 (La.App. 2d Cir. 1980); Courtney v. BASF Wyandotte Corp., 385 So.2d 391 (La.App. 1st Cir.) writ denied 386 So.2d 359 (La.1980); Bourgoyne v. City of Baton Rouge, 380 So.2d 131 (La.App. 1st Cir. 1979), cert. denied 382 So.2d 164 (1980); Frazier v. Woodward, 378 So.2d 209 (La.App. 4th Cir. 1979); Johnson v. Narcisse, 373 So.2d 207 (La.App. 4th Cir. 1979); Tobin v. Jacobson, 369 So.2d 1161 (La.App. 1st Cir. 1979); Guidry v. Aetna Casualty & Surety Company, 359 So.2d 637 (La.App. 1st Cir.) writ denied, 362 So.2d 578 (La.1978). Intent is not, however, limited to consequences which are desired. If the actor knows that the consequences are certain, or substantially certain, to result from his act, and still goes ahead, he is treated by the. law as if he had in fact desired to produce the result. Restatement (Second) of Torts, § 8A, Comment; Prosser, supra, § 8.

Applying the statute to the facts set forth in plaintiff’s petition, we conclude that the petition fails to state a cause of action in intentional tort or offense. The pleadings do not express or imply that the co-employee garbage truck driver desired the consequences of his acts or omissions or that he believed the consequences were substantially certain to result from them.

2.

The exclusive remedy rule does not violate plaintiff’s rights to substantive due process and equal protection of the laws or other constitutional safeguards.

Bazley argues that the exclusive remedy rule violates several constitutional safeguards. First, he contends that the guarantees of substantive due process and equal protection are offended by arbitrary statutory classifications having no rational purpose which deprive some but not all employees injured by the negligence of another person of their tort remedies. Secondly, he contends for the same reason that he has been deprived of his state constitutional right to access to the courts. Finally, he urges us to declare Act 147 of 1976 unconstitutional because it was passed without a title indicative of its object.

The constitutions of the United States and this state impose no obligation on the legislature to provide injured employees with a particular kind of remedy for loss of income and medical expenses. But when a legislature acts to alleviate *483some of the suffering and hardships of industrial accidents, the manner in which it provides for relief is subject to constitutional limitations. Bazley’s claim is that the legislature must accord equal treatment to all employees with regard to work-related tort claims, and may not evidence a policy preference by allowing only those employees injured by strangers to the employer’s enterprise to pursue their claims outside the compensation system. This challenge to the classifications established by the compensation statute presents a question arising under the Equal Protection Clause of the Fourteenth Amendment and the Louisiana constitution.

The basic framework of analysis of such a claim is well settled. We must decide, first, whether the legislation operates to the disadvantage of some suspect class or impinges on a fundamental right explicitly or implicitly protected by the constitution, thereby requiring strict judicial scrutiny. If not, the legislative scheme must still be examined to determine whether it rationally furthers some legitimate, articulated state purpose and therefore does not constitute an invidious discrimination. Maher v. Roe, 432 U.S. 464, 97 S.Ct. 2376, 53 L.Ed.2d 484 (1977); San Antonio School District v. Rodriguiz, 411 U.S. 1, 93 S.Ct. 1278, 36 L.Ed.2d 16 (1973); Burmaster v. Gravity Drainage Dist. No. 2, 366 So.2d 1381, 1387-88 (La.1978); Everett v. Goldman, 359 So.2d 1256 (La.1978); Succession of Robins, 349 So.2d 276 (La.1977).

This case involves no suspect class. An injured employee entitled to compensation but seeking more complete recovery by tort suit does not come within the limited category of disadvantaged classes so recognized by the Supreme Court. The statute does not classify persons on the basis of race, alienage, national origin, or discriminate against discrete and insular minorities. Graham v. Richardson, 403 U.S. 365, 91 S.Ct. 1848, 29 L.Ed.2d 534 (1971); United States v. Carolene Product Co., 304 U.S. 144, 152 n. 4, 58 S.Ct. 778, 783 n. 4, 82 L.Ed. 1234 (1938).

Nor does the statute limit the exercise of a fundamental constitutional right. The list of rights which have been found to be fundamental may be divided as follows: Freedom of expression and association, NAACP v. Alabama ex rel Patterson, 357 U.S. 449, 78 S.Ct. 1163, 2 L.Ed.2d 1488 (1958); Right to vote and participate in the electoral process, Harper v. Virginia Board of Election, 383 U.S. 663, 89 S.Ct. 1079, 16 L.Ed.2d 169 (1966); Right to interstate travel, Shapiro v. Thompson, 394 U.S. 618, 89 S.Ct. 1322, 22 L.Ed.2d 600 (1969); Right to fairness in the criminal process, e. g., Mayer v. Chicago, 404 U.S. 189, 92 S.Ct. 410, 30 L.Ed.2d 372 (1971); Douglas v. California, 372 U.S. 353, 83 S.Ct. 814, 9 L.Ed.2d 811 (1963); Right to fairness in procedures concerning governmental deprivations of life, liberty or property, e. g., Goldberg v. Kelly, 397 U.S. 254, 90 S.Ct. 1011, 25 L.Ed.2d 287 (1970); Mathews v. Eldridge, 424 U.S. 319, 96 S.Ct. 893, 47 L.Ed.2d 18 (1976); Right to privacy, e. g., Boddie v. Connecticut, 401 U.S. 371, 91 S.Ct. 780, 28 L.Ed.2d 113 (1971); Pierce v. Society of Sisters, 510, 45 S.Ct. 571, 69 L.Ed. 1070 (1925). See generally, Nowak, Rotunda & Young, Constitutional Law, 418 (1978). This list is not permanently exhaustive, but the right Bazley seeks to exercise is not within these fundamental categories.

As with the use of the equal protection clauses, in review of statutes for substantive due process, cases involving fundamental civil rights are to be distinguished from cases involving economic and social welfare legislation. In a case merely involving general police power or social welfare legislation such as our workers’ compensation statute, the test of substantive due process is whether the regulation is reasonable in relation to the goal to be attained and is adopted in the interest of the community as a whole. West Coast Hotel Co. v. Parrish, 300 U.S. 379, 57 S.Ct. 578, 81 L.Ed. 703 (1937); Everett v. Goldman, 359 So.2d 1256 (La.1978).

Applying these principles, we conclude that the amended exclusive remedy rule of our workers’ compensation statute can be *484sustained under the less demanding test of rationality that applies in the absence of a suspect classification or the impingement of a fundamental right. The legitimate articulated state purpose served by the workers’ compensation statute “will disclose that its purpose is primarily to ‘abolish the common-law system relating to injuries to employees as inadequate to meet modern conditions and conceptions of moral obligations, and substitute therefor a system based on a high conception of man’s obligation to his fellow man * * *.’ By that system the loss incurred as a result of the employee’s injury is recognized ‘as an element of the cost of production to be charged to the industry, rather than to the individual employer, and liquidated in the steps ending with consumption, so that the burden is finally borne by the community in general. * * ’” Puchner v. Employers Liability Assur. Corp., 198 La. 922, 931, 5 So.2d 288 (1941); see also, 1 Larson, Workers’ Compensation, § 1. The exclusive remedy rule extension is reasonable in relation to this goal and rationally furthers it. Although it is debatable and sharply contested, defendants reasonably contend that the 1976 amendment promotes the ends of the Act by relieving employers of the burden of liability insurance premiums for their officers and employees, thereby providing a more effective mechanism for providing cash-wage benefits and medical cost to victims of work-connected injuries, and for placing the cost of these injuries ultimately on the consumer. See, 1 Larson, Workers’ Compensation, § 1, and that it will promote peace and harmony among employees by providing them with immunity from co-workers’ tort claims. See 2A Larson, Workers’ Compensation, § 72.20.

Bazley contends that the classifications of the exclusive remedy rule which grant tort immunity to executive officers, employees, and other persons related to the employer’s enterprise are not rationally related to the legislative purpose. He argues that each employer in every instance will not be induced or compelled by collective bargaining or competition for management personnel to purchase liability insurance for _the individuals granted immunity. However, in the area of economics and social welfare, a legislature does not violate the Equal Protection Clause merely because the classifications made by its laws are imperfect. If the classification has some reasonable basis, it does not offend the constitution simply because the classification is not made with mathematical nicety or because in practice it results in some inequality. Lindsley v. National Carbonic Gas Co., 220 U.S. 61, 78, 31 S.Ct. 337, 55 L.Ed. 369, 377 (1911). “The problems of government are practical ones and may justify, if they do not require, rough accommodations — illogical, it may be, and unscientific.” Metropolis Theater Co. v. City of Chicago, 228 U.S. 61, 69-70, 33 S.Ct. 441, 57 L.Ed. 730, 734 (1913). “A statutory discrimination will not be set aside if any state of facts reasonably may be conceived to justify it.” McGowan v. Maryland, 366 U.S. 420, 426, 81 S.Ct. 1101, 1105, 6 L.Ed.2d 393, 399 (1961); Dandridge v. Williams, 397 U.S. 471, 90 S.Ct. 1153, 25 L.Ed.2d 491 (1970).

We do not decide that the legislature’s formulation of the exclusive remedy rule is wise, that it best fulfills the relevant social and economic objectives that Louisiana might ideally espouse, or that a more just and humane system could not be devised.2 Conflicting claims of morality and intelligence are raised by opponents and proponents of almost every measure, certainly including the one before us. But the diffi-Éult economic and social problems presented y workers’ compensation programs cannot yroperly be resolved by this Court. Cf. Dandridge v. Williams, supra, 397 U.S. 471, 90 S.Ct. 1153, 25 L.Ed.2d 491. Our federal and state constitutions may impose certain procedural safeguards upon systems of workmen’s compensation, but they do not *485empower this Court to second-guess legislators who are charged with the heavy responsibility of regulating the social obligations that exist between the employee, the employer, and the public. Accordingly, we conclude that Bazley’s equal protection and due process claims are without merit.

The state constitutional guarantee of access to courts is Article 1, § 22 of the Louisiana Constitution, which reads:

“All courts shall be open, and every person shall have an adequate remedy by due process of law and justice, administered without denial, partiality, or unreasonable delay, for injury to him and his person, property, reputation, or other rights.”

This provision, like the Fourteenth Amendment to the United States Constitution, protects an individual’s access to the judicial process. Where access to the judicial process is not essential to the exercise of a fundamental constitutional right, the legislature is free to allocate access to the judicial machinery on any system or classification which is not totally arbitrary. Everett v. Goldman, 359 So.2d 1256 (La.1978); see Ortwein v. Schwab, 410 U.S. 656, 93 S.Ct. 1172, 35 L.Ed.2d 572 (1973); United States v. Kras, 409 U.S. 434, 93 S.Ct. 631, 34 L.Ed.2d 626 (1973); Jones v. Union Guano Co., 264 U.S. 171, 44 S.Ct. 280, 68 L.Ed. 623 (1924). The legislation under review does not substantially alter a claimant’s access to the judicial process, and, therefore, it does not contravene the access to courts guarantee of our state constitution. Bazley’s complaints that he has been denied the right to sue in tort for full recovery for his injuries, and that he is discriminated against with respect to other plaintiffs who may bring such suits, actually raise the same substantive due process and equal protection issues which we have already resolved. See also Perez v. Continental Casualty Co., 367 So.2d 1284 (La.App. 3d Cir. 1979); Branch v. Aetna Casualty & Surety Co., 370 So.2d 1270 (La.App. 3d Cir. 1979).

Finally, Bazley contends that Act 147 of 1976 was enacted in contravention of Article 3, § 15(A) of the Louisiana Constitution of 1974 which, in pertinent part, provides:

“Every bill ... shall be confined to one object. Every bill shall contain a brief title indicative of its object.”

The purpose of the one-object requirement is to restrict a legislative act so that a legislator will not have to consider the validity of two unrelated objects in deciding how to vote on a bill. State v. Cooper, 382 So.2d 963 (La.1980); State v. Dooley, 261 La. 295, 259 So.2d 329 (1972). If all the parts of a statute have a natural connection and reasonably relate, directly or indirectly, to one general and legitimate subject of legislation, the statute is not considered as being open to the objection of plurality, no matter how extensively it deals with the details looking to the accomplishment of the main legislative purpose. State v. Cooper, supra; Wall v. Close, 203 La. 345, 15 So.2d 19 (1943).

The purpose of the indicative title requirement is to give the legislature and the public fair notice of the scope of the legislation. The requirement is designed to defeat deceitful practices of misleading the legislature into the passage of provisions not indicated by the title of the bill. State v. Welkner, 259 La. 815, 253 So.2d 192 (1971).

Act 147 of 1976 is confined to one object because all of its parts have a natural connection and reasonably relate to one general and legitimate subject of legislation, the expansion of the exclusive remedy rule and the concomitant elimination of some third party actions.

The title of Act 147 of 1976 provides that it is an act “[t]o amend and reenact sections 1032 and 1101 of Title 23 of the Louisiana Revised Statutes of 1950 relative to workmen’s compensation, to provide with respect to the exclusive nature of the compensation remedy in cases of injury or compensable sickness or disease and to provide with respect to third party actions and to otherwise provide with respect thereto.” The title is indicative of the legislative object because it gives the public fair notice of the scope of the legislation.

*486We find meritless Bazley’s contention that Act 147 of 1976 is not germane to the object of the original compensation act, Act 20 of 1914, the title of which provides as follows:

“An act prescribing the liability of an employer to make compensation for injuries received by an employee in performing services arising out of and incidental to his employment in the course of his employer’s trade, business or occupation in certain trades, business or occupations, abolishing in certain cases the defenses of assumption of risk, contributory negligence and negligence of a fellow servant in actions for personal injury and death, establishing a schedule of compensation, regulating procedure for the determination of liability and compensation thereunder and providing for methods for payments of compensation thereunder.”

It is not fatal to the legislation that the title of the original act refers only to the employer’s liability and not to the liability of third persons. It is not the purpose of the constitution to require that the title be an index to the contents of the act, or that every end and means convenient or necessary for the accomplishment of the general object of the act be set out at length in the title, but it is deemed sufficient, under the constitution, that the act contain but one object and that the object be fairly stated, although it be expressed in general terms, in the title of the act. All things proper or necessary to carry out the general object, so stated in the title, are deemed to be within the scope of the title. State v. Welkner, 259 La. 815, 253 So.2d 192 (1972); Southern Hide Co. v. Best, 145 So. 682, 176 La. 347 (1933).

For the reasons assigned, the judgment of the court of appeal is reversed, the judgment of the trial court is reinstated, and the case is remanded for further proceedings.

REVERSED AND REMANDED.

2.1.3 Erickson v. Canyons School District ("The Flagpole Case") 2.1.3 Erickson v. Canyons School District ("The Flagpole Case")

When you read this case, focus on the way that this court defines and discusses an intent to do something.

Attorneys and Law Firms

Sean D. Reyes, Salt Lake City, and Joshua D. Davidson, Attorneys for Appellant
Wesley Felix and Brenda Weinberg, Salt Lake City, Attorneys for Appellee
Judge Gregory K. Orme authored this Opinion, in which Judges Jill M. Pohlman and Diana Hagen concurred.

Opinion
ORME, Judge:
*919 ¶1 Canyons School District (the School District) seeks interlocutory review of the district court's denial of its motion to dismiss Juel Erickson's complaint against it. The court denied the motion because it concluded that it was too early to determine whether Erickson's injuries resulted from a battery, which determination would have necessitated dismissal of the case on governmental immunity grounds. Because there may be facts that Erickson could prove establishing that the student who injured her lacked the necessary intent for his action to constitute battery, we affirm.
BACKGROUND1
¶2 Erickson was a student at a high school within the School District's boundaries. On February 24, 2017, Erickson attended a school assembly held in the high school's gym. Before the assembly, a supervisor confiscated a home-made flag, fastened to a pole, from junior class officers and placed it on the east side of the gym. When a student retrieved the flagpole, the supervisor instructed another student to reconfiscate it. That student placed the confiscated flagpole underneath the bleachers, from where yet another student (Student) retrieved it. Student then climbed to the top of the bleachers and threw the flagpole into the crowd of students below, striking Erickson in the head and knocking her unconscious. No high school employee called an ambulance or provided Erickson with any medical care. Erickson thereafter “suffer[ed] from neck injuries and post-concussive symptoms.”
¶3 In 2019, Erickson filed a complaint against the School District, the high school, the supervisor, and the State of Utah. The complaint alleged negligence, gross negligence, and vicarious liability against the defendants for “failing to secure the Flag Pole and keep other students from reaching it, failing to adequately supervise their students, and failing to provide medical assistance upon injury.”
¶4 The defendants moved to dismiss Erickson's complaint pursuant to rule 12(b)(6) of the Utah Rules of Civil Procedure, arguing that under the Governmental Immunity Act of Utah, see Utah Code Ann. §§ 63G-7-101 to -904 (LexisNexis 2019),2 “a high school cannot be named as a party in a lawsuit; [Erickson] cannot pursue an action individually against [the supervisor], an employee of [the School District]”; Erickson “has asserted no facts to support a claim against the State of Utah”; and—the issue relevant to the current appeal—the School District could not be sued because “governmental entities are immunized against claims arising from battery.” Erickson did not oppose the motion as concerned the supervisor and the State.3 But in opposing the motion as to the School District, Erickson argued that dismissal was improper because the tort of battery requires that the actor “intend the action and its harmful or offensive consequences,” and there still remained “a question of fact as to what [Student] intended when throwing the flag pole into the crowd of students.” Analogizing to an example where “a person throws a football to a friend and that football strikes a bystander,” she argued that “it is more likely than not that [Student] intended that the flag pole would be caught by his friends who were urging him to throw it to them,” and “[i]f these are indeed the facts, then [Student's] action does not constitute battery.”
¶5 The district court denied the motion to dismiss “on the grounds that based upon the *920 inferences that favor [Erickson], it is too early in the case to grant the motion on the issue of battery.” The School District then petitioned for permission to appeal from an interlocutory order, see Utah R. App. P. 5(a), which the Utah Supreme Court transferred to this court for resolution, see id. R. 42. We granted the petition.
ISSUE AND STANDARD OF REVIEW
¶6 The School District challenges the district court's denial of its motion to dismiss. “The propriety of a trial court's decision to grant or deny a motion to dismiss under rule 12(b)(6) [of the Utah Rules of Civil Procedure] is a question of law that we review for correctness.” Torgerson v. Talbot, 2017 UT App 231, ¶ 7, 414 P.3d 504 (quotation simplified). Dismissal of a complaint is proper “only if it is clear from the allegations that the [plaintiff] would not be entitled to relief under the set of facts alleged or under any facts it could prove to support its claim.” Id. (emphasis added). Accordingly, on review “we accept all facts alleged as true, and indulge all reasonable inferences in favor of the [plaintiff].” Id. (quotation simplified).
ANALYSIS
1
2
¶7 The Governmental Immunity Act of Utah waives governmental immunity “as to any injury proximately caused by a negligent act or omission of an employee committed within the scope of employment,” Utah Code Ann. § 63G-7-301(2)(i) (LexisNexis 2019), but exempts from this waiver injuries that “arise[ ] out of or in connection with, or result[ ] from,” among other things, “battery,” id. § 63G-7-201(4)(b).4 See Sanders v. Leavitt, 2001 UT 78, ¶ 29, 37 P.3d 1052 (“[I]mmunity is retained under the Utah Governmental Immunity Act if an assault or battery is involved, regardless of who the tortfeasor is, and even if the assault or battery occurs as the result of the negligence of the state or state agent.”).
3
¶8 The intentional tort of battery “was designed to protect people from unacceptable invasions of bodily integrity.” Wagner v. State, 2005 UT 54, ¶ 57, 122 P.3d 599. See 1 Dan B. Dobbs et al., The Law of Torts § 33, at 82 (2d ed. 2011) [hereinafter Dobbs] (“Battery today vindicates the plaintiff's rights of autonomy and self-determination, her right to decide for herself how her body will be treated by others, and to exclude their invasions as a matter of personal preference, whether physical harm is done or not.”). For purposes of defining the elements of battery, Utah has adopted the Second Restatement of Torts, see Wagner, 2005 UT 54, ¶ 16, 122 P.3d 599, which provides that a person commits battery against another “ ‘if (a) he acts intending to cause a harmful or offensive contact with the person of the other or a third person, or an imminent apprehension of such a contact, and (b) a harmful contact with the person of the other directly or indirectly results,’ ” id. (quoting Restatement (Second) of Torts § 13 (Am. Law Inst. 1965)). In simpler terms, for a contact to constitute battery, it must be (1) deliberately made and (2) harmful or offensive in a legal sense. Id. ¶ 19.
¶9 At the complaint stage of this litigation, the question is whether Erickson could prove a set of facts consistent with her complaint that would preclude dismissal on governmental immunity grounds. In other words, mindful of the facts alleged in the complaint, we inquire whether there is at least one scenario in which Student did not batter Erickson. If the answer is in the affirmative, the district court correctly denied the School District's rule 12(b)(6) motion to dismiss. See America West Bank Members, LC v. State, 2014 UT 49, ¶ 13, 342 P.3d 224 (“A dismissal is a severe measure and should be granted by the trial court only if it is clear that a party is *921 not entitled to relief under any state of facts which could be proved in support of its claim.”) (quotation simplified). Cf. Sanjuan v. American Board of Psychiatry & Neurology, Inc., 40 F.3d 247, 251 (7th Cir. 1994) (“One pleads a ‘claim for relief’ by briefly describing the events. At this stage the plaintiff receives the benefit of imagination, so long as the hypotheses are consistent with the complaint.”).
¶10 Here, the second prong of the battery inquiry—that the contact is harmful or offensive at law—is readily met, even at this early stage. It is uncontested and, indeed, inarguable that a strike to the head by a flagpole is harmful because “no reasonable person would consent” to such a contact. Wagner, 2005 UT 54, ¶ 51, 122 P.3d 599. See id. (“A harmful or offensive contact is simply one to which the recipient of the contact has not consented either directly or by implication.”). The resolution of this appeal therefore turns on the first prong—whether a provable set of facts exists under which Student did not intend for the flagpole to come into contact with Erickson. Because we agree with Erickson that at least one scenario exists in which Student lacked the requisite intent, namely where Student threw the flagpole intending for it to be caught by friends while not substantially certain that the flagpole would strike an unsuspecting student, the district court properly denied the School District's 12(b)(6) motion to dismiss.5
4
5
¶11 “ ‘The word ‘intent’ is used ... to denote that the actor desires to cause the consequences of his act, or that he believes that the consequences are substantially certain to result from it.’ ” Id. ¶ 22 (quoting Restatement (Second) of Torts § 8A) (emphasis omitted) (emphasis added). See also id. ¶ 26 (stating that “[i]t is the consequential contact with the other person,” not the act or movement itself, “that the actor must either intend or be substantially certain would result”). Whether the actor intended the contact to be harmful or offend is immaterial. Rather, the focus is on whether the actor intended to make a contact that is harmful or offensive at law. Id. ¶ 29. Because the focus of the intent analysis is on whether the actor desired the consequential contact or knew that it was substantially certain to result, it is necessarily a subjective inquiry, Dobbs § 29, at 75, which is inherently fact-intensive, cf. Rocky Ford Irrigation Co. v. Kents Lake Reservoir Co., 2019 UT 31, ¶ 68, ––– P.3d –––– (stating that subjective intent “implicates fact-intensive questions”). Thus, “the legal outcome [for the same act] will depend on the actor's surroundings and the actor's state of mind.” W. Page Keeton et al., Prosser and Keeton on the Law of Torts § 8, at 35 (5th ed. 1984) [hereinafter Prosser]. For *922 example, a person who pulls the trigger of a gun intending to shoot another and succeeds in wounding him is liable for battery absent some defense or justification. On the other hand, a hunter who pulls the trigger intending to shoot a bird and instead hits a person of whom the hunter was unaware is not liable for battery, although the act may constitute actionable negligence. Wagner, 2005 UT 54, ¶ 26, 122 P.3d 599.
6
¶12 Under the scenario Erickson suggests,6 if Student threw the flagpole intending for it to be caught by other students who were urging him to throw it to them, he clearly did not mean for the flagpole to strike Erickson. But our inquiry relative to this specific scenario does not end here. An actor acts intentionally if he “desires to cause the consequences of his act, or [if] he believes that the consequences are substantially certain to result from it.” Id. ¶ 22 (emphasis added) (quotation otherwise simplified). See Restatement (Second) of Torts § 8A cmt. b (“If the actor knows that the consequences are certain, or substantially certain, to result from his act, and still goes ahead, he is treated by the law as if he had in fact desired to produce the result.”).7 Thus, although Student might not have actually desired to strike Erickson, he would have nonetheless committed battery so long as, mindful of the weight of the flagpole and his throwing ability, he was substantially certain that the flagpole would strike an unsuspecting student when he threw it.
¶13 The School District argues, with our emphasis, that even under this scenario, Student nonetheless acted with substantial certainty because he “knew that it was substantially likely that the flagpole would come into contact with someone in the crowd of students.” We disagree for two reasons.
¶14 First, as discussed above, the inquiry into whether an actor desired a harmful contact or knew that it was substantially certain to result is a subjective one and therefore highly fact-intensive. See supra ¶ 11. Such determinations are the exclusive province of the trier of fact and are typically improper even at the summary judgment stage of litigation, much less at the complaint stage. See Uintah Basin Med. Center v. Hardy, 2008 UT 15, ¶ 19, 179 P.3d 786 (stating that a district court is precluded from granting summary judgment “if the inferences depend upon subjective feelings or intent”) (quotation simplified); Haynes v. Department of Public Safety, 2020 UT App 19, ¶ 11, 460 P.3d 565 (“[T]he parties' intentions cannot be determined as a matter of law in the context of a rule 12(b)(6) motion to dismiss.”). The liberal pleading standards for complaints, see America West Bank Members, LC v. State, 2014 UT 49, ¶ 13, 342 P.3d 224, allow for the scenarios that Student was only somewhat aware of the risk of harmful contact or even completely oblivious to it. Thus, although it is entirely possible under the general scenario suggested by Erickson that the School District *923 is correct that Student knew or was substantially certain that the flagpole would strike an unsuspecting student below, it is improper to dismiss the complaint on this basis because it is the role of the trier of fact to make this determination after all the facts are known.
7
¶15 Second, we disagree with the School District's contention that a showing of substantial likelihood satisfies the “substantial certainty” standard. Substantial certainty requires a showing higher than that of mere recklessness. See Restatement (Second) of Torts § 8A cmt. b (“As the probability that the consequences will follow decreases, and becomes less than substantial certainty, the actor's conduct loses the character of intent, and becomes mere recklessness,” and “[a]s the probability decreases further, and amounts only to a risk that the result will follow, it becomes ordinary negligence.”). Under the recklessness standard, the plaintiff must establish that, among other things, “the actor knew, or had reason to know, of facts which create a high degree of risk of physical harm to another.” Daniels v. Gamma West Brachytherapy, LLC, 2009 UT 66, ¶ 42, 221 P.3d 256 (quoting Restatement (Second) of Torts § 500 cmt. a). Therefore, a showing of substantial certainty requires more than a showing that the actor knew there was a “high degree of risk,” id. (quotation simplified), or strong probability that harmful or offensive contact would result from a contemplated action, see Restatement (Second) of Torts § 500 cmt. f (“[A] strong probability is a different thing from the substantial certainty without which [the actor] cannot be said to intend the harm in which his act results.”); Prosser § 8, at 36 (“The mere knowledge and appreciation of a risk—something short of substantial certainty—is not intent.”); Dobbs § 29, at 74 (“Mere risk, ... even a very high risk, is not enough to show substantial certainty.”). Instead, a party must show that the actor believed that the legally harmful or offensive contact was essentially unavoidable. See Certain, New Oxford American Dictionary 284 (3d ed. 2010) (defining “certain” as “known for sure; established beyond doubt”); Certainty, New Oxford American Dictionary 284 (defining “certainty” as a “firm conviction that something is the case”).
¶16 Substantial certainty is illustrated by the example in which a defendant, intending to put a specific individual to sleep, mixes sleeping powders into the food served by a cafeteria. If the defendant knows that people other than the intended target will eat the contaminated food, the defendant knows to a substantial certainty that the sleeping powders will affect others. The law will therefore treat the defendant as if he intended to put the other diners to sleep, although that was not his specific aim or desire. See Dobbs § 29, at 73–74.
¶17 It is not enough to argue, as the School District does, that even under Erickson's scenario, Student would have known “that it was substantially likely that the flagpole would come into contact with someone in the crowd of students.” Knowing that harmful contact is substantially likely to result is recklessness, at most, and not intent. For one to act with substantial certainty, it is insufficient that the actor merely appreciates the existence of a risk—even a very high risk. Rather, the actor must know that the harmful contact is essentially unavoidable as a consequence of his action.8
¶18 Because Erickson could potentially prove that Student intended his friends to catch the flagpole and was not substantially certain that the flagpole would strike an unsuspecting student, at least one scenario exists where Student did not commit the tort of battery and the School District would not have immunity. Accordingly, the district court properly denied the School District's motion to dismiss Erickson's complaint against it on the theory that it failed to state a claim.
CONCLUSION
¶19 At this early stage of litigation, the facts are yet to be determined. As this case *924 moves forward, it might be revealed that Student threw the flagpole into the crowd of unsuspecting students either desiring or substantially certain that harmful or offensive contact would result. In that event, a battery occurred and sovereign immunity insulates the School District from liability. But it might instead be revealed that Student threw the flagpole intending it to be caught by friends who were planning to receive it and that Student was either completely unaware of the risk of injury, believed the risk to be a moderate or high one, or even knew that injury was substantially certain. Because reasonable scenarios exist under which Student did not have the requisite intent to commit the tort of battery, thereby triggering the exemption to the waiver of governmental immunity, the district court correctly denied the School District's motion to dismiss Erickson's complaint against it.
¶20 Affirmed.

All Citations

467 P.3d 917, 379 Ed. Law Rep. 339, 2020 UT App 91

Footnotes

“On appeal from a motion to dismiss under Utah Rule of Civil Procedure 12(b)(6), we review the facts only as they are alleged in the complaint. As a result, we accept the factual allegations in the complaint as true and consider all reasonable inferences to be drawn from those facts in a light most favorable to the plaintiff.” Hall v. Department of Corr., 2001 UT 34, ¶ 2, 24 P.3d 958 (quotation simplified).
Because the statutory provisions in effect at the relevant time do not differ in any way material to our analysis from those now in effect, we cite the current version of the Utah Code for convenience.
Erickson did argue against dismissal of the high school from her suit, which opposition ultimately proved unsuccessful. Because the high school's dismissal is not at issue in this appeal, we do not discuss it further.
Courts apply a three-part test when determining whether a governmental entity is immune from suit under the Governmental Immunity Act of Utah. They (1) “examine whether the activity undertaken is a governmental function,” (2) “determine whether governmental immunity was waived for the particular activity,” and (3) “look to see whether immunity has been reinstated through a statutory exception to the immunity waiver.” Larsen v. Davis County School Dist., 2017 UT App 221, ¶ 10, 409 P.3d 114 (quotation simplified). The third prong is the only one at issue in this appeal, i.e., whether Erickson's complaint conclusively alleges the tort of battery, thereby exempting the School District from the waiver of governmental immunity.
The School District argues that Erickson's assertion that Student may have intended to throw the flagpole to friends below should be rejected because her “complaint is devoid of any such allegations.” Although the School District acknowledges that, “at the motion to dismiss stage, Erickson is entitled to the benefit of all reasonable inferences from the facts alleged,” it argues that “she is not entitled to unreasonable inferences based on pure speculation or conjecture.” But other than noting that Erickson did not allege that specific scenario in her complaint, the School District does not explain how such an inference is unreasonable. Erickson's complaint alleges that “[S]tudent climbed to the top of the bleachers and threw the Flag Pole into the crowd of students below, ... str[iking] Erickson in the head.” The complaint is entirely silent as to Student's intent and motivations. And in light of other allegations in the complaint stating that more than one student attempted to retrieve the confiscated flagpole, it is reasonable to infer at the motion-to-dismiss stage that Student may well have thrown the flagpole into the crowd of students intending for a friend to catch it. See America West Bank Members, LC v. State, 2014 UT 49, ¶ 13, 342 P.3d 224 (“Rule 8(a) of the Utah Rules of Civil Procedure sets a liberal standard for complaints, requiring only that a complaint contain a short and plain: (1) statement of the claim showing that the party is entitled to relief; and (2) demand for judgment for specified relief.”) (quotation simplified); Zisumbo v. Ogden Reg'l Med. Center, 2015 UT App 240, ¶ 11, 360 P.3d 758 (“Even if a complaint is vague, inartfully drafted, a bare-bones outline, or not a model of specificity, the complaint may still be adequate so long as it can reasonably be read as supporting a claim for relief, giving the defendants notice of that claim.”) (quotation simplified). See also Torgerson v. Talbot, 2017 UT App 231, ¶ 7, 414 P.3d 504 (“A district court should grant a motion to dismiss only if it is clear from the allegations that the non-moving party would not be entitled to relief under the set of facts alleged or under any facts it could prove to support its claim.”) (emphasis added); Larsen v. Davis County School Dist., 2017 UT App 221, ¶ 9, 409 P.3d 114 (same).
It may well be that there are other scenarios that would likewise be inconsistent with Student's act being a battery. We focus on the one Erickson advances because it is the one that has received the parties' attention in briefing.
The Utah Supreme Court in Wagner embraced the Restatement section and quoted it verbatim. Unfortunately, in a couple of instances in the opinion, the Court used the phraseology “substantially likely” as well as the Restatement's language “substantially certain.” See Wagner v. State, 2005 UT 54, ¶¶ 22, 25–26, 122 P.3d 599. The Court never said the two meant the same thing, and we do not think that the inconsistent usage was a subtle effort to equate the two. Indeed, the focus of Wagner was not on this aspect of the intent requirement of battery, namely what mental state short of absolute intent might qualify as intent for purposes of battery. Wagner’s focus was instead on whether it was the “consequential contact,” not merely the act itself, that had to be intended. Id. ¶¶ 17–18, 26. The Court has not, so far as we can discern, addressed substantial certainty in the exact context now before us, but it has “adopted the Second Restatement of Torts to define the elements of [battery], including the element of intent,” id. ¶ 16, and the Restatement clearly distinguishes substantial certainty from substantial likelihood, associating the former with intentional torts such as battery and the latter with recklessness, see Restatement (Second) of Torts § 500 cmt. f (Am. Law Inst. 1965) (“[A] strong probability is a different thing from the substantial certainty without which [the actor] cannot be said to intend the harm in which his act results.”). The Court's occasional use in Wagner of the term “substantially likely” when discussing intent appears to be inadvertent rather than deliberate, and we attach no jurisprudential significance to the inconsistency.
As indicated, the inquiry is ultimately subjective. Whether the actor would know to a substantial certainty that throwing a flagpole to friends standing in a crowd of students would land off target would likely be very different if the actor was the state javelin champion as opposed to the state chess champion, who lacked any prior experience in throwing long, cylindrical projectiles.

2.1.4 Wagner v. State ("The K-Mart Battery Case") 2.1.4 Wagner v. State ("The K-Mart Battery Case")

The previous case discussed the nature of intent (desired result or substantial certainty it will result) for the purposes of battery, but this case discusses what has to be intended for battery liablity. 

2005 UT 54

Tracy D. WAGNER and Robert W. Wagner, Plaintiffs and Petitioners, v. STATE of Utah, Utah Department of Human Services, and Utah State Development Center, Defendants and Respondents.

No. 20040405.

Supreme Court of Utah.

Aug. 30, 2005.

*601D. David Lambert, Leslie W. Slaugh, Ryan D. Tenney, Provo, for plaintiffs.

Mark L. Shurtleff, Att’y Gen., Barry G. Lawrence, Nancy L. Kemp, Asst. Att’ys Gen., Salt Lake City, for defendants.

WILKINS, Associate Chief Justice:

¶ 1 Tracy and Robert Wagner seek review of the court of appeals’ ruling that the trial court properly granted a rule 12(b)(6) motion dismissing their suit against the State. The Wagners’ suit, which sought recovery for injuries Mrs. Wagner sustained when a mentally handicapped man attacked her while he was in the custody of state employees, was dismissed at the trial court, and affirmed at the court of appeals, on the ground that the attack constituted a battery, a tort for which the State has retained immunity from suit. The Wagners then petitioned this court for certiorari, which we granted. We now affirm.

BACKGROUND

¶ 2 When reviewing a 12(b)(6) motion, we recite the facts in a light most favorable to the non-moving party, though there is no dispute in this case as to the facts. Higgins v. Salt Lake County, 855 P.2d 231, 233 (Utah 1993).

¶ 3 Tracy Wagner was standing in a customer service line at a K-Mart store in American Fork, Utah, when she was suddenly and inexplicably attacked from behind. The Wagners’ alleged that Sam Giese, a mentally disabled patient of the Utah State Development Center (“USDC”), “became violent, took [Mrs. Wagner] by the head and hair, threw her to the ground, and otherwise acted in such a way as to cause serious bodily injury to her.”

¶ 4 USDC employees had accompanied Mr. Giese to K-Mart as part of his treatment program and had remained in K-Mart to supervise him. While this particular episode of violence was sudden, it was not altogether unpredictable. Mr. Giese had a history of violent conduct and presented a potential danger to the public if not properly supervised.

¶ 5 Mrs. Wagner and her husband subsequently filed a complaint against USDC and the Utah Department of Human Services, the state agency under which USDC operates, for failing to “properly supervise the activity of’ Mr. Giese while he was in its care. Because the defendants to this matter are all governmental entities, they moved to dismiss the complaint under Utah Rule of Civil Procedure 12(b)(6) for failure to state a claim, arguing that Mrs. Wagner’s injuries arose out of a battery, a tort for which the government is immune from suit. Thus, under the Governmental Immunity Act, Utah Code Ann. § 63-30-10(2) (Utah 1997) (repealed 2004), the defendants could not be held liable for injuries arising out of the battery here. The district court agreed with the government and dismissed the Wagners’ complaint, holding that because Giese initiated a contact with “deliberate” intent, his attack constituted a battery and the government was immune under the statute.

¶ 6 The Wagners appealed the decision to the court of appeals, arguing that the intentional tort of battery requires proof of both an intent to make a contact and an intent to cause harm thereby, and because Mr. Giese was mentally incompetent to formulate the intent to cause harm, his attack could not constitute a battery as a matter of law. The defendants, on the other hand, maintained that a person need only intend to make a harmful or offensive contact in order for that contact to constitute a battery upon another. A person need not intend to cause harm or appreciate that his contact will cause harm so *602long as he intends to make a contact, and that contact is harmful.

¶ 7 Both parties filed briefs with the court of appeals, but oral argument was not heard on the matter. Instead, the court issued a memorandum opinion affirming the district court’s order of dismissal. Wagner v. Utah Dep’t of Human Servs., No. 20030106-CA, 2004 WL 530728, *8, 2004 Utah App. LEXIS 282, at *8 (Utah Ct.App. Mar.18, 2004) (mem.). The court of appeals reasoned that Mr. Giese’s attack on Mrs. Wagner constituted a battery under Utah jurisprudence interpreting the Governmental Immunity Act. Id., 2004 WL 530728, *1, at *5 The court distinguished the case at bar from the case the Wagners cited in support of their argument, finding that Mr. Giese’s attack, unlike the incident involved in the cited case, “ ‘creatfed] a substantial certainty [that] harm’ ” would arise out of the contact. Id., 2004 WL 530728, *2, at *6 (quoting Matheson v. Pearson, 619 P.2d 321, 323 (Utah 1980)).

¶ 8 Looking to outside case law as well, the court of appeals found that the decisions reached in other jurisdictions supported its conclusion that the resolution of the issue turned not on whether the perpetrator of the attack intended to cause harm, but rather upon “ ‘whether the injury was perpetrated deliberately or accidentally.’ ” Id. at *7 (quoting Miele v. United States, 800 F.2d 50, 52 (2d Cir.1986)). The court of appeals joined the courts of other jurisdictions, both state and federal, in declining to incorporate a requirement that the perpetrator have a certain mental state at the moment of the attack in order for that attack to constitute a battery. The Wagners appealed to this court, and we have jurisdiction pursuant to Utah Code section 78-2-2(3)(a) (2002).

STANDARD OF REVIEW

¶ 9 When reviewing a court of appeals decision affirming a grant of a rule 12(b)(6) motion to dismiss, “we review the decisions of the court of appeals rather than that of the trial court ... for correctness.” Taghipour v. Jerez, 2002 UT 74, ¶ 8, 52 P.3d 1252. Because we are reviewing a rule 12(b)(6) motion, we must “accept the material allegations in the complaint as true and interpret those facts and all reasonable inferences drawn therefrom in a light most favorable to the plaintiff as the non-moving party.” Russell Packard Dev. v. Carson, 2005 UT 14, ¶ 3, 108 P.3d 741. We will affirm the court of appeals’ dismissal of the case only if, after granting such deference to the Wagners’ factual presentation, we still find that they have failed to state a claim upon which relief can be granted. Utah R. Civ. P. 12(b)(6).

ANALYSIS

I. GOVERNMENTAL IMMUNITY ACT

¶ 10 In interpreting any statute, rules of statutory construction require the court to “first look[ ] to the statute’s plain language, and give effect to the plain language unless the language is ambiguous.” Blackner v. State, 2002 UT 44, ¶ 12, 48 P.3d 949. At the time of the incident in this case, the Governmental Immunity Act read as follows:

Immunity from suit of all governmental entities is waived for injury proximately caused by a negligent act or omission of an employee committed within the scope of employment except if the injury arises out of ...:
(2) assault, battery, [or] false imprisonment. ...

Utah Code Ann. § 63-30-10(2) (Utah 1997) (repealed 2004).

¶ 11 This court has previously held in governmental immunity cases that the State is immunized against a negligence action if the action arises out of an assault or battery. Tiede v. State, 915 P.2d 500, 502-03 (Utah 1996) (holding the State immune from suit for negligence in the shooting deaths of two and the assault and battery upon three others under the assault and battery exception to the immunity waiver); Higgins v. Salt Lake County, 855 P.2d 231, 241 (Utah 1993) (county immune from suit under the battery exception where a mentally ill patient at a county facility stabbed a child); Ledfors v. Emery County Sch. Dist., 849 P.2d 1162, 1166 (Utah 1993) (school district immune from suit under the battery exception for failing to properly supervise high school stu*603dents where those studénts severely beat another student during a physical education class).

¶ 12 Utah courts make three inquiries to determine whether the government is immune from suit under the Governmental Immunity Act. First, courts must ascertain whether the activity was a governmental function and thereby entitled to blanket immunity under the Act. Second, if the activity constituted a governmental function, courts must then look to see whether the State has waived immunity under another section of the Act. Finally, courts must determine whether there is an exception to the waiver of immunity that retains immunity against suit for the cause of action in the particular case. Taylor v. Ogden City Sch. Dist., 927 P.2d 159, 162 (Utah 1996).

¶ 13 Both sides concede that “the first two factors do not shield the State” from suit. Wagner v. State, No. 20030106-CA, 2004 WL 530728, *1, 2004 Utah App. LEXIS 282, *4. The State does argue, however, that the third inquiry requires that the suit against the State be dismissed under the Governmental Immunity Act because Mr. Giese’s attack constituted a battery, an exception to the waiver of immunity under former section 63-30-10(2).

¶ 14 The Wagners argue that Mr. Giese’s attack could not legally constitute a battery because that intentional tort requires the actor to intend harm or offense through his deliberate contact, an intent Mr. Giese was mentally incompetent to form. The State, on the other hand, argues that the only intent required under the statute is simply the intent to make a contact. The contact must be harmful or offensive by law, but the actor need not intend harm so long as he intended contact.

¶ 15 The outcome of this ease, then, turns upon which interpretation of the definition of battery is correct. Accordingly, we turn our attention now to the law of battery as defined in the Restatement.

II. THE RESTATEMENT DEFINITION OF BATTERY

¶ 16 While there is some variation among the definitions of the tort of battery, Prosser and Keeton on the Law of Torts § 8, at 33-34 (W. Page Keeton et al. eds., 5th ed.1984) (hereinafter Prosser), Utah has adopted the Second Restatement of Torts to define the elements of this intentional tort, including the element of intent. Tiede v. State, 915 P.2d 500, 503 n. 3. The Restatement represents a “concept [of the law] consistent with the most common usage in judicial opinions in tort cases.” Prosser, supra, § 8, at 34. The Restatement reads:

An actor is subject to liability to another for battery if
(a) he acts intending to cause a harmful or offensive contact with the person of the other or a third person, or an imminent apprehension of such a contact, and
(b) a harmful contact with the person of the other directly or indirectly results.

Restatement (Second) of Torts § 13 (1965).

¶ 17 The only point of dispute in this case is whether the language of the Restatement requires Mr. Giese to have intended not only to make physical contact with Mrs. Wagner, which the Wagners concede he did, but also to have intended the contact to be harmful or offensive. In other words, is a battery committed only when the actor intends for his contact to harm or offend, or is it sufficient that the actor deliberately make physical contact, which contact is harmful or offensive by law? Determining the answer requires a careful dissection of the elements of battery and the meaning of intent.

¶ 18 We conclude that the plain language of the Restatement, the comments to the Restatement, Prosser and Keeton’s exhaustive explanation of the meaning of intent as described in the Restatement, and the majority of case law on the subject in all jurisdictions including Utah, compels us to agree with the State that only intent to make contact is necessary.

¶ 19 In order for a contact to constitute a battery at civil law, two elements must be satisfied. First, the contact must have been deliberate. Second, the contact must have been harmful or offensive at law. We hold that the actor need not intend that his contact be harmful or offensive in order *604to commit a battery so long as he deliberately made the contact and so long as that contact satisfies our legal test for what is harmful or offensive.

¶ 20 We first address the intent element of battery to explain our holding. Next, we discuss how the limited legal nature of harmful or offensive contact restricts the types of contacts for which actors may be potentially liable.

A. Legal Intent to Commit a Battery

¶21 Prosser described intent as “one of the most often misunderstood legal concepts.” Prosser, supra, § 8, at 33. Because intent is also “one of the most basic, organizing concepts of legal thinking,” id., it is crucial that the term is properly defined and understood. We begin our analysis with the language in the Restatement itself.

¶ 22 The Restatement defines a battery as having occurred where “[an actor] acts intending to cause a harmful or offensive contact.” Restatement (Second) of Torts § 13. The comments to the definition of battery refer the reader to the definition of intent in section 8A. Id. § 13 cmt. c. Section 8A reads:

The word “intent” is used throughout the Restatement of this Subject to denote that the actor desires to cause the consequences of his act, or that he believes that the consequences are substantially certain to result from it.

Id. § 8A (emphasis added).

¶ 23 Although this language might not immediately seem to further inform our analysis, the comments to this section do illustrate the difference between an intentional act and an unintentional one: the existence of intent as to the contact that results from the act. Because much of the confusion surrounding the intent element required in an intentional tort arises from erroneously conflating the act with the consequence intended, we must clarify these basic terms as they are used in our law before we analyze the legal significance of intent as to an act versus intent as to the consequences of that act.

¶ 24 Section 2 of the Restatement (Second) of Torts defines the term “act” as “an external manifestation of the actor’s will and does not include any of its results, even the most direct, immediate, and intended.” Id. § 2. To illustrate this point, the comments clarify that when an actor points a pistol at another person and pulls the trigger, the act is the pulling of the trigger. Id. at cmt. c. The consequence of that act is the “impingement of the bullet upon the other’s person.” Id. It would be improper to describe the act as “the shooting,” since the shooting is actually the conflation of the act with the consequence. For another example, the act that has taken place when one intentionally strikes another with his fist “is only the movement of the actor’s hand and not the contact with the others body immediately established.” Id. Thus, presuming that the movement was voluntary rather than spastic, whether an actor has committed an intentional or negligent contact with another, and thus a tort sounding in battery or negligence, depends not upon whether he intended to move his hand, but upon whether he intended to make contact thereby.

¶25 The example the Restatement sets forth to illustrate this point is that of an actor firing a gun into the Mojave Desert. Restatement (Second of Torts) § 8A cmt. a. In both accidental and intentional shootings, the actor intended to pull the trigger. Id. Battery liability, rather than liability sounding in negligence, will attach only when the actor pulled the trigger in order to shoot another person, or knowing that it was substantially likely that pulling the trigger would lead to that result. Id. § 8A cmts. a & b. An actor who intentionally fires a bullet, but who does not realize that the bullet would make contact with another person, as when “the bullet hits a person who is present in the desert without the actor’s knowledge,” is not liable for an intentional tort. Id.

¶ 26 A hunter, for example, may intentionally fire his gun in an attempt to shoot a bird, but may accidentally shoot a person whom he had no reason to know was in the vicinity. He intended his act, pulling the trigger, but not the contact between his bullet and the body of another that resulted from that act. Thus, he intended the act but not the consequence. It is the consequential contact with the other person that the actor must either *605intend or be substantially certain would result, not the act — pulling the trigger — itself. He is therefore not liable for an intentional tort because his intentional act resulted in an unintended contact. On the other hand, the actor is liable for an intentional tort if he pulled the trigger intending that the bullet released thereby would strike someone, or knowing that it was substantially likely to strike someone as a result of his act. Id. at emts. a & b.

¶ 27 Can an actor who acknowledges that he intentionally pulled the trigger, and did so with the intent that the bullet make contact with the person of another, defeat a battery charge if he can show that he did so only as a joke, or did not intend that the contact between the bullet and the body of the person would cause harm or offense to that person? The Wagners argue that such a showing would provide a full defense to a battery charge because the actor lacked the necessary intent to harm.

¶ 28 We agree with the Wagners that not all intentional contacts are actionable as batteries, and that the contact must be harmful or offensive in order to be actionable. We do not agree, however, that, under our civil law, the actor must appreciate that his act is harmful or offensive in order for his contact to constitute a battery. Before we resort to case law to interpret the language and application of our battery law, we can simply turn first to the plain language of the law itself for a clear refutation of the Wagners’ theory.

¶29 The plain language of the comments makes clear that the only intent required to commit a battery is the intent to make a contact, not an intent to harm, injure, or offend through that contact. Restatement (Second) of Torts § 13. So long as the actor intended the contact, “it is immaterial that the actor is not inspired by any personal hostility to the other, or a desire to injure him.” Id. § 13 cmt. c. The actor will be liable for battery even if he honestly but “erroneously believe[d] that ... the other has, in fact, consented to [the contact].” Id. In fact, even a healing contact motivated by a helpful intent, as in an act of medical assistance, is actionable as a battery if the actor did not in fact have permission to make the contact. Id. The linchpin to liability for battery is not a guilty mind, but rather an intent to make a contact the law forbids. The actor need not appreciate that his contact is forbidden; he need only intend the contact, and the contact must,.in fact, be forbidden.

¶ 30 The Restatement comments illustrate this principle using two examples. In the first, an actor playing a good-natured practical joke, under the mistaken belief that he has his victim’s consent to make the contact, has committed a battery. Id. In the second example, the healing contact of a physician, acting with helpful intent but against the patient’s wishes, constituted a battery. Id. The fact that the procedure preserved the patient’s life does not change the result. Id.; see, e.g., Meyers v. Epstein, 232 F.Supp.2d 192, 198 (S.D.N.Y.2002) (holding that “the only intent necessary to support a claim of battery is simply the intent to make contact” and a physician who did not have specific permission to do so has committed a battery); Mohr v. Williams, 95 Minn. 261, 104 N.W. 12, 16 (1905), overruled on other grounds by Genzel v. Halvorson, 248 Minn. 527, 80 N.W.2d 854 (1957) (holding that a physician committed a battery even though he acted with helpful intent because he did not have the patient’s consent to perform surgery on her right ear instead of her left); Mink v. Univ. of Chicago, 460 F.Supp. 713, 718 (N.D.Ill.1978) (holding for plaintiffs in their negligence action against physicians because “[t]he requisite element of intent is ... met, since the plaintiffs need show only an intent to bring about the contact; an intent to do harm is not essential to the action.”).

¶31 If a physician who has performed a life-saving act of assistance upon an uneon-senting patient with the hope of making that patient whole is liable for battery under the express terms of the Restatement, and a practical joker who makes a contact which he thinks will be taken as a joke or to which he thinks his victim has actually given consent is likewise liable, we cannot then say that other actors must intend harm through their deliberate contact in order to perfect a battery. It is beyond argument that the Restatement itself requires neither a “desire to injure” nor a realization that the contact is injurious or *606offensive. Restatement (Second) of Torts § 13. Instead, the actor need only intend the contact itself, and that contact must fit the legal definition of harmful or offensive.

¶ 32 Prosser echoed the Restatement when he clarified that “[t]he intent with which tort liability is concerned is not necessarily a hostile intent, or a desire to do harm. Rather, it is an intent to bring about a result which will invade the interests of another in a way that the law forbids.” Prosser, supra, § 8, at 36. While it may be argued that this statement means that the actor must intend that the contact be forbidden, all ambiguity on the point is eviscerated by Prosser’s next comment, in which he lists as one type of intentional tort the act of “intentionally invading the rights of another under a mistaken belief of committing no wrong.” Id. § 8, at 37.

¶ 33 Though Prosser recognizes that the plaintiff will often recover to the greatest extent “where the [defendant’s] motive is a malevolent desire to do harm,” he nonetheless ascribes the malevolence to motive, not intent, and labels the less culpable act of innocent invasion of another’s rights as an intentional invasion. Id. These comments only underscore the point repeated throughout both the Restatement and Prosser’s analysis that the only intent required is the intent to make a contact to which the recipient has not consented, and the actor need not appreciate that the victim has not consented.

¶ 34 In Prosser’s analysis of battery itself, he states that, in order for the contact to constitute a battery, “[t]he act must cause, and must be intended to cause, an unpermit-ted contact.” Id. § 9, at 41. In discussing the difference between battery and mere negligence, he focused upon “the risk that contact will result” from the act, not the risk that harm would result from the contact. Id. Yet, if battery required an intent to harm or offend, or to realize that the contact was harmful or offensive or otherwise unpermit-ted, the proper focus of a discussion distinguishing between negligent and intentional conduct would be upon the risk that harm or offense would result from the contact. Instead, the focus was upon whether the contact itself, not the harm resulting therefrom, was intended or resulted from mere inadvertence.

¶ 35 The Wagners’ argument that an actor lacks intent to commit a battery where he deliberately makes physical contact that is harmful or offensive so long as he does not realize his contact is harmful or offensive is simply in direct conflict with the commentaries in the Restatement itself and other commentaries on the law. As Prosser states, “a defendant may be liable [for battery] when intending only a joke, or even a compliment, as where an unappreciated kiss is bestowed without consent, or a misguided effort is made to render assistance.” Id. § 9, 41-42.

¶ 36 The Wagners’ theory is also in conflict with the majority of case law on the subject in both federal and state courts, including Utah. See, e.g., 4 Restatement (Second) of Torts § 895J; id. § 238B; Meyers v. Epstein, 232 F.Supp.2d 192, 198 (S.N.D.Y.2002); Cheney v. Studstrup, 32 F.Supp.2d 1278, 1284 & n. 6 (D.Utah 1998); Delahanty v. Hinckley, 799 F.Supp. 184, 187 (D.D.C.1992); Williams v. Kearbey, 13 Kan.App.2d 564, 775 P.2d 670, 673-74 (1989); Polmatier v. Russ, 206 Conn. 229, 537 A.2d 468, 469-70 (1988). While there is a dearth of case law on this precise subject from Utah state courts, our eases that do touch upon the intent element of battery generally support the majority rule to which we subscribe in this decision.

¶ 37 For instance, in Wright v. University of Utah, 876 P.2d 380, 387 (Utah Ct.App.1994), cert. denied, 883 P.2d 1359 (Utah 1994), the court of appeals rejected Mrs. Wright’s argument that the autistic university employee who struck her could not have committed a battery because he lacked the mental capacity to form the requisite intent. The court discussed her argument in the context of explaining why it denied her request to amend her complaint to include a pure negligence charge, justifying its denial on the basis that “a party is not entitled to file an amended complaint when the new claim is legally insufficient or futile.” Wright, 876 P.2d at 387.

¶38 Describing Wright’s attempt to circumvent the governmental immunity statute by recasting her claim as one sounding in *607negligence rather than battery as “fruitless, albeit creative,” the court looked to analogous federal cases to dismantle her argument. Id. at 386-87. In accordance with the federal courts’ analysis of the parallel provision in the federal immunity statute, Federal Tort Claims Act, 28 U.S.C. § 2680(h) (2000), the court of appeals concluded that “[njoth-ing in the Act or in our case law indicates that the distinction Wright champions was contemplated by the legislature to determine whether immunity exists under section 63-30-10(2). The focus is on the result, not the circumstances leading thereto.” Wright, 876 P.2d at 387.

¶ 39 We have also implicitly held that mental capacity is not relevant to a liability determination in other cases involving civil battery. In Higgins v. Salt Lake County, 855 P.2d 231, 233 (Utah 1993), the plaintiffs sued Salt Lake County for negligently supervising a mental patient who attacked and repeatedly stabbed their ten-year-old daughter. Though the Higginses did not raise the argument that the attacker’s insanity adjudication meant that her attack could not constitute a battery, we found that the battery exception applied. Id. at 240. The patient’s schizophrenia and marginal intelligence did not persuade us that her actions could not amount to a battery for lack of requisite intent. Id. at 241.

¶ 40 The Wagners correctly point out that our decision in Matheson v. Pearson, 619 P.2d 321 (Utah 1980), does not conform to the rule we have applied here. In Matheson, a maintenance man sustained injuries when a student threw a piece of candy from an open window at him, striking him in the back. Id. at 321-22. The only way the injured plaintiff could recover against the student for his injuries was if the act sounded in negligence rather than battery, since the statute of limitations on battery had already run by the time the case was filed. Id. at 322. We held that battery requires an intent to harm, not just an intent to make contact, and that the adolescent prank did not involve the requisite intent. Id. at 322-23. Thus, the injured maintenance man was able to proceed with his suit on a theory of negligence.

¶ 41 The Matheson case, however, was decided before we expressly adopted the Restatement definition of battery, and it has been superceded by more recent case law on the subject of intent. The reasoning promulgated in Matheson directly contradicts the very example of battery the Restatement provided. Restatement (Second) of Torts § 13 cmt. c. (“One who plays dangerous practical jokes on others takes the risk that his victims may not appreciate the humor of his conduct....”). Matheson is not a correct interpretation of the Restatement on battery and it is hereby overruled. Instead, we ratify the position taken by the majority of federal and state courts in rejecting the argument that the actor must intend harm or offense through his contact in order for that contact to constitute a battery.

¶42 The discussion in Miele v. United States, 800 F.2d 50 (2d Cir.1986), is informative on this point. There, the Second Circuit held that the family of a child blinded and disfigured when an insane AWOL soldier attacked him with sulphuric acid was barred by the immunity doctrine from recovering against the government, despite the family’s argument that the insane soldier could not form the requisite intent to commit a battery. The court held that the attacker’s mental capacity was irrelevant to the question of whether the actor committed a battery for two reasons.

¶ 43 First, the government’s fault in the attack “does not change depending upon whether the aggressor was sane or insane at the time.” Id. at 52. “While an insane employee may or may not be less culpable personally for such attacks, the question of whether the injury was perpetrated deliberately or accidentally does not depend upon the employee’s sanity.” Id. Second, under the common law, “one who suffers from deficient mental capacity is not immune from tort liability solely for that reason.” Id. at 53, (citing W.L. Prosser, The Law of Torts § 135 (4th ed.1971)). The linchpin of an action for battery, then, is simply “the intent to make contact.” Id. Thus, the Mieles’ cause of action against the government arose out of a battery, despite the attacker’s mental incompetency.

*608¶ 44 Though the majority rule is not without its critics, “the fact remains that ‘courts in this country almost invariably say in the broadest terms that an insane person is liable for his torts.’ ” Delahanty, 799 F.Supp. at 187 (quoting Williams, 775 P.2d at 673). Individuals such as Mr. Giese are included in this category of liable actors because “ ‘mental deficiency does not relieve [them] from liability for conduct which does not conform to the standard of a reasonable man under like circumstances.’ ” Polmatier, 537 A.2d at 470 (quoting Restatement (Second) of Torts § 283B). Indeed, the Restatement provides that, for the sane but mentally deficient, “no allowance is made, and the actor is held to the standard of conduct of a reasonable man who is not mentally deficient, even though it is in fact beyond his capacity to conform to it.” Restatement (Second) of Torts § 283B cmt. c.

¶ 45 Otherwise, the law would err on the side of protecting actors who voluntarily make physical contacts with other people, producing injury or offense, from liability for their deliberate action. The result would be that the victims who were subjected to a harmful or offensive physical contact are at the mercy of those who deliberately come into contact with them, and must bear the costs of the injuries inflicted thereby. The practical consequences of such an interpretation would turn the law of our civil liability on its head.

¶46 For example, a man who decides to flatter a woman he spots in a crowd with an unpetitioned-for kiss, one of the examples of battery Prosser provides, Prosser, supra, § 9, at 41-42, would find no objection under the Wagners’ proposed rule so long as his intentional contact was initiated with no intent to injure or offend. He would be held civilly liable for his conduct only if he intended to harm or offend her through his kiss. A woman in such circumstances would not enjoy the presumption of the law in favor of preserving her bodily integrity; instead, her right to be free from physical contact with strangers would depend upon whether she could prove that the stranger hoped to harm or offend her through his contact. So long as he could show that he meant only flattery and the communication of positive feelings towards her in stroking her, kissing her, or hugging her, she must be subjected to it and will find no protection for her bodily integrity in our civil law.

¶ 47 The law would serve to insulate perpetrators of deliberate contact from the consequences their contact inflicts upon their victims. Bodily integrity would be secondary to protecting a perpetrator’s right to deliberately touch another person’s body without being accountable for the consequences that contact occasioned. The “harmful or offensive” element would, in essence, be viewed from the perspective of the actor, not the objective eye of the law. Under this rule, so long as the actor does not deem his deliberate contact to be harmful or offensive, he may touch others however he wishes without liability under our law of battery. It is clear that the purpose of our civil law on battery was designed to create the opposite incentive. See, e.g., Restatement (Second) of Torts § 283B cmts. b & c.

¶ 48 The objection can be raised that such a theory of liability as we posit today expands liability beyond all reasonable bounds. Perhaps a handshake or other similar gesture will now expose a person to a lawsuit for battery if he happens to unknowingly shake the hand of an unwilling individual. The Restatement, however, and Prosser’s analysis thereof, yields this objection wholly without basis.

¶49 We must bear in mind that not all physical contacts deliberately initiated constitute batteries, only harmful or offensive ones. Though it is true that the actor need not appreciate that his contact is, nor need he intend it to be, harmful or offensive in order for it to be so and for him to be accountable for the injuries he inflicted by his intentional contact, the contact must in fact be harmful or offensive in order to constitute a battery.

¶ 50 We now explain that the legal test for harmful or offensive contact preserves the Restatement’s purpose of protecting the bodily integrity of individuals from invasion while still recognizing the practical realities of our physical world and the inevitable contacts therein. Because “harmful or offensive contact” is determined objectively by the law, *609only those deliberate contacts that meet the legal test for harmful or offensive will constitute batteries.

B. Harmful or Offensive Contact at Law

¶ 51 A harmful or offensive contact is simply one to which the recipient of the contact has not consented either directly or by implication. Prosser, supra, § 9, at 41-42. Under this definition, harmful or offensive contact is not limited to that which is medically injurious or perpetrated with the intent to cause some form of psychological or physical injury. Instead, it includes all physical contacts that the individual either expressly communicates are unwanted, or those contacts to which no reasonable person would consent.

¶ 52 What is not included in this definition are the uncommunicated idiosyncratic preferences of individuals not to be touched in ways considered normal and customary in our culture. Instead, the law assumes consent to contacts “according to the usages of decent society,” and unless an individual expressly states that he does not want to shake hands, for example, someone who shakes his hand against his silent wishes has not committed a harmful or offensive contact. Id. § 9, at 42.

¶ 53 As Prosser notes in his analysis on the subject, “in a crowded world, a certain amount of personal contact is inevitable, and must be accepted. Absent expression to the contrary, consent is assumed to all those ordinary contacts which are customary and reasonably necessary to the common intercourse of life.” Id. Among the contacts Pros-ser noted as part of this common intercourse were: “a tap on the shoulder,” “a friendly grasp of the arm,” and “a casual jostling to make a passage.” Id. Thus, the tort of battery seeks to strike a balance between preserving the bodily integrity of others and recognizing and accommodating the realities of our physical world.

¶ 54 Because the law defines “harmful and offensive” with reference to the mores of polite society, and protects against invasions of bodily integrity perpetrated outside those bounds, whether consent is assumed also depends upon who is making the contact. For example, it seems clear that “the usages of a decent society” and “polite manners” are in nowise offended when a baby reaches out to perform the non-medically injurious act of stroking the hair of a nearby stranger. Such encounters with babies are “customary ... in the course of life.” Id. § 9, at 42.

¶ 55 Thus, we can include this type of contact from babies in the category of contacts for which we are assumed to have consented. A grown man, on the other hand, perpetrating the same act for equally complimentary reasons, would not enjoy the same privilege, for his behavior would not be considered by reasonable people to be a customary contact in decent society to which members consent.

¶ 56 The Wagners argue that Mr. Giese has the mental age of a small infant, and should be held no more accountable for his acts than a child of his mental age would. We disagree with the Wagners’ legal conclusion.

¶ 57 As already explained, the law of torts, and battery in particular, was designed to protect people from unacceptable invasions of bodily integrity. Taking into account the realities of our physical world, and the physical contacts that are not only inevitable, but are part of our cultural customs, there are limits to the physical contacts from which the law will protect us. The law assumes consent as to all regular and culturally acceptable contacts. Certain contacts from very young children fall into this category primarily because most contacts from very young children are not medically injurious given their relative physical weakness and their standing in our society.

¶ 58 Not so with mentally handicapped adults. Even if the adult had the mental capacity of a small child, the difference in size and strength would make any attempt at an analogy between societal consent to a baby’s contact and societal consent to attacks at the hand of such an adult wholly unreasonable. Clearly, society has not simply consented to violent contacts from the mentally handicapped. Under the Restatement, as long as a person, mentally handicapped or not, intended to touch the person of another, and the touch was a harmful or offensive one *610at law, he has committed a battery, and the price of the injuries he inflicted must be paid out of his, or his caretaker’s, pockets.

¶ 59 Further, aside from this practical difference, there is a legal one as well. While the Restatement does provide that “[i]f an actor is a child, his mental deficiency is taken into account,” Restatement (Second) of Torts § 283B cmt. a, it grants no such exception for adults with the mental age of a child, instead clearly refusing to provide any allowance for the mentally handicapped to be free from liability for deliberate contacts that produce harm or offense. Id. § 283B cmt. e.

¶ 60 It does not matter that Mr. Giese may not have understood that Mrs. Wagner had not consented to the contact because it is not an element of the tort that the actor appreciate that the contact is unwanted. His mental incompetence may insulate him from criminal liability because the mental handicap may negate the mens rea requirement, but the same level of intent is not required for civil liability to attach.

¶ 61 The Wagners argue that Mr. Giese could not have committed any tort at all, either sounding in intentional torts or in negligence. However, if we were to adopt the rule urged by the Wagners, we would be contorting the law in order to provide recovery in this isolated instance. Yet, in doing so, we would be contracting the recoveries of all other plaintiffs victimized by insane or mentally handicapped individuals who are suing a non-State entity, and, in the process, limiting the protection of the bodily integrity of everyone.

¶ 62 The policy behind the Restatement definition of battery is to allow plaintiffs to recover from individuals who have caused them legal harm or injury, and to lay at the feet of the perpetrators the expense of their own conduct. Lawmakers have specifically declined to exempt mentally handicapped or insane individuals from the list of possible perpetrators of this tort for the express reason that they would prefer that the caretakers of such individuals feel heightened responsibility to ensure that their charges do not attack or otherwise injure members of the public.

¶ 63 We recognize that, in this instance, the retained immunity doctrine bars the caretakers of such a handicapped person from taking responsibility for the conduct of their charge. It is unfortunate, and perhaps it is improvident of the State to retain immunity in this area. But it is not our role as a judiciary to override the legislature in this matter; it is for us only to interpret and apply the law as it is. We will not limit the recoveries of all other plaintiffs similarly injured by defining the tort of battery in such a way as to make it far more burdensome for plaintiffs to satisfy its elements and recover, nor will we distort the plain language of the Restatement so as to elevate an actor’s “right” to deliberately touch others at will over an individual’s right to the preservation of her bodily integrity.

CONCLUSION

¶ 64 Applying the rule we have laid out today to the facts of this case, it is clear that Mr. Giese’s attack constituted a battery upon Mrs. Wagner. There is no allegation that his action was the result of an involuntary muscular movement or spasm. Further, the Wagners concede that Mr. Giese affirmatively attacked her; they do not argue that he made muscular movements that inadvertently or accidentally brought him into contact with her.

¶ 65 The fact that the Wagners allege that Mr. Giese could not have intended to harm her, or understood that his attack would inflict injury or offense, is not relevant to the analysis of whether a battery occurred. So long as he intended to make that contact, and so long as that contact was one to which Mrs. Wagner had not given her consent, either expressly or by implication, he committed a battery. Because battery is a tort for which the State has retained immunity, we affirm the court of appeals’ decision to dismiss the ease for failure to state a claim.

¶ 66 Justice DURRANT, Justice PARRISH, and Justice NEHRING concur in Associate Chief Justice WILKINS’ opinion.

*611DURHAM, Chief Justice,

concurring:

¶ 67 I concur in the lead opinion’s excellent treatment of the battery issue and write separately merely to note that the petitioners’ arguments regarding the continuing validity of Ledfors v. Emery County School District, 849 P.2d 1162 (Utah 1993), were stricken by this court because they were not addressed by the court of appeals and thus were not within the scope of our review on certiorari. Our opinion here therefore does not address that issue. Cf. Doe Parents No. 1 v. State, 100 Hawaii 34, 58 P.3d 545 (2002).

2.1.5 White v. Muniz ("The Caregiver Battery Case") 2.1.5 White v. Muniz ("The Caregiver Battery Case")

Patterson, Nuss & Seymour, P.C., Franklin D. Patterson, Gregg E. Kay, Englewood, Colorado Attorneys for Petitioner.

Nick Wimmershoff Longmont, Colorado, Attorney for Respondent.

Wilcox & Ogden, P.C., Ralph Ogden, Denver, Colorado Attorneys for Amicus Curiae The Colorado Trial Lawyers Association.

Knapp & Sachs, P.C., Benjamin Sachs, Debra Knapp, Denver, Colorado; Law Office of Kathleen Mullen, P.C., Kathleen Mullen, Denver, Colorado; The Legal Center For People With Disabilities And Older People, Chester R. Chapman, Claire Williamson, Denver, Colorado; Law Offices of John Robert Holland, P.C., John Robert Holland, Denver, Colorado, Attorneys for Amici Curiae AARP, The Alzheimer's Association (National), The Alzheimer's Association — Rocky Mountain Chapter, The ARC of Colorado, Guardianship Alliance of Colorado, The Legal Center for People with Disabilities and Older People, and National Citizens' Coalition for Nursing Home Reform.

Justice KOURLIS delivered the Opinion of the Court.

Petitioner, Barbara White, as personal representative of the estate of Helen Everly, appeals the decision of the court of appeals in Muniz v. White, 979 P.2d 23, 25 (Colo.App.1998), which determined that a mentally incapacitated adult should be held liable for her intentional tort even if she was unable to appreciate the wrongfulness of her actions.[1] We disagree with the court of appeals. 815*815 Rather, we conclude that under the facts present in this case, in order to recover on a theory of intentional tort, the plaintiff, Sherry Lynn Muniz, was required to prove that Everly intended to commit an act and that Everly intended the act to result in a harmful or offensive contact. Accordingly, we reverse the court of appeals, and remand for reinstatement of the jury verdict in favor of the defendant.

 

I.

 

In October of 1993, Barbara White placed her eighty-three year-old grandmother, Helen Everly, in an assisted living facility, the Beatrice Hover Personal Care Center.[2] Within a few days of admission, Everly started exhibiting erratic behavior. She became agitated easily, and occasionally acted aggressively toward others.

On November 21, 1993, the caregiver in charge of Everly's wing asked Sherry Lynn Muniz, a shift supervisor at Hover, to change Everly's adult diaper. The caregiver informed Muniz that Everly was not cooperating in that effort. This did not surprise Muniz because she knew that Everly sometimes acted obstinately. Indeed, initially Everly refused to allow Muniz to change her diaper, but eventually Muniz thought that Everly relented. However, as Muniz reached toward the diaper, Everly struck Muniz on the jaw and ordered her out of the room.

The next day, Dr. Haven Howell, M.D. examined Everly at Longmont United Hospital. Dr. Howell deduced that "she [had] a progressive dementia with characteristic gradual loss of function, loss of higher cortical function including immediate and short term memory, impulse control and judgement." She diagnosed Everly with "[p]rimary degenerative dementia of the Alzheimer type, senile onset, with depression."

In November of 1994, Muniz filed suit alleging assault and battery[3] against Everly, and negligence against Barbara and Timothy White.[4] The case proceeded to a jury trial on March 17, 1997.[5] While arguing outside the presence of the jury for specific jury instructions, the parties took differing positions on the mental state required to commit the alleged intentional torts. Muniz requested the following instruction: "A person who has been found incompetent may intend to do an act even if he or she lacked control of reason and acted unreasonably." White tendered a different instruction:

A person intends to make a contact with another person if he or she does an act for the purpose of bringing about such a contact, whether or not he or she also intends that the contact be harmful or offensive. The intent must include some awareness of the natural consequences of intentional acts, and the person must appreciate the consequences of intentional acts, and the person must appreciate the offensiveness or wrongfulness of her acts.

The trial court settled on a slightly modified version of White's instruction. It read:

A person intends to make a contact with another person if she does an act for the purpose of bringing about such a contact, whether or not she also intends that the contact be harmful or offensive.

The fact that a person may suffer from Dementia, Alzheimer type, does not prevent a finding that she acted intentionally. You may find that she acted intentionally if she intended to do what she did, even 816*816 though her reasons and motives were entirely irrational. However, she must have appreciated the offensiveness of her conduct.

(Emphasis added.) In selecting the instruction on intent, the trial court determined that Everly's condition rendered her mental state comparable to that of a child.

Muniz's counsel objected to the last sentence of the instruction, claiming that it misstated the law. He argued that the instruction improperly broadened the holding in Horton v. Reaves, 186 Colo. 149, 526 P.2d 304 (1974), where the supreme court held that an infant must appreciate the offensiveness or wrongfulness of her conduct to be liable for an intentional tort. The jury rendered verdicts in favor of Everly and White.

The court of appeals reversed the decision of the trial court and remanded the case for a new trial. The court of appeals reasoned that most states continue to hold mentally deficient plaintiffs liable for their intentional acts regardless of their ability to understand the offensiveness of their actions. "[W]here one of two innocent persons must suffer a loss, it should be borne by the one who occasioned it." Muniz v. White, 979 P.2d 23, 25 (Colo.App.1998). The court of appeals reasoned that insanity may not be asserted as a defense to an intentional tort, and thus, concluded that the trial court erred in "instructing the jury that Everly must have appreciated the offensiveness of her conduct." Id. at 26.

 

II.

 

The question we here address is whether an intentional tort requires some proof that the tortfeasor not only intended to contact another person, but also intended that the contact be harmful or offensive to the other person.

 

A.

 

State courts and legal commentators generally agree that an intentional tort requires some proof that the tortfeasor intended harm or offense. See W. Page Keeton et al., Prosser and Keeton on the Law of Torts § 8 (5th ed.1984); Dan B. Dobbs, The Law of Torts § 30 (2000). According to the Restatement (Second) of Torts,

(1) An actor is subject to liability to another for battery if
(a) he acts intending to cause a harmful or offensive contact with the person of the other or a third person, or an imminent apprehension of such a contact, and
(b) an offensive [or harmful] contact with the person of the other directly or indirectly results.

(2) An act which is not done with the intention stated in Subsection (1, a) does not make the actor liable to the other for a mere offensive contact with the other's person although the act involves an unreasonable risk of inflicting it and, therefore, would be negligent or reckless if the risk threatened bodily harm.

Restatement (Second) of Torts § 18 (1965)(emphasis added); see also Hall v. McBryde, 919 P.2d 910, 913-14 (Colo.App. 1996); Restatement, supra, § 13.

Historically, the intentional tort of battery required a subjective desire on the part of the tortfeasor to inflict a harmful or offensive contact on another. See Restatement, supra, § 8A; Keeton, supra, § 8; 6 Am.Jur.2d Assault and Battery § 8 (1999). Thus, it was not enough that a person intentionally contacted another resulting in a harmful or offensive contact. See Restatement, supra, § 18 cmt. e;[6] Keeton § 8. Instead, the actor had to understand that his contact would be harmful or offensive. See Keeton, supra, § 8; Dobbs, supra, § 29. The actor need not have intended, however, the harm that actually resulted from his action. See Restatement, supra, § 16(1). Thus, if a slight 817*817 punch to the victim resulted in traumatic injuries, the actor would be liable for all the damages resulting from the battery even if he only intended to knock the wind out of the victim. See id.

Juries may find it difficult to determine the mental state of an actor, but they may rely on circumstantial evidence in reaching their conclusion. No person can pinpoint the thoughts in the mind of another, but a jury can examine the facts to conclude what another must have been thinking. See Keeton, supra, § 8. For example, a person of reasonable intelligence knows with substantial certainty that a stone thrown into a crowd will strike someone and result in an offensive or harmful contact to that person. See id. Hence, if an actor of average intelligence performs such an act, the jury can determine that the actor had the requisite intent to cause a harmful or offensive contact, even though the actor denies having such thoughts. See id.

 

B.

 

More recently, some courts around the nation have abandoned this dual intent requirement in an intentional tort setting, that being an intent to contact and an intent that the contact be harmful or offensive, and have required only that the tortfeasor intend a contact with another that results in a harmful or offensive touching. See Brzoska v. Olson, 668 A.2d 1355, 1360 (Del.1995) (stating that battery is an intentional, unpermitted contact on another which is harmful or offensive; and that the intent necessary for battery is the intent to contact the person); White v. University of Idaho, 118 Idaho 400, 797 P.2d 108, 111 (1990) (determining that battery requires an intent to cause an unpermitted contact, not an intent to make a harmful or offensive contact); University of Idaho, 118 Idaho 400, 797 P.2d at 111. Under this view, a victim need only prove that a voluntary movement by the tortfeasor resulted in a contact which a reasonable person would find offensive or to which the victim did not consent. See University of Idaho, 118 Idaho 400, 797 P.2d at 111. These courts would find intent in contact to the back of a friend that results in a severe, unexpected injury even though the actor did not intend the contact to be harmful or offensive. See id. 118 Idaho 400, 797 P.2d at 109. The actor thus could be held liable for battery because a reasonable person would find an injury offensive or harmful, irrespective of the intent of the actor to harm or offend.

Courts occasionally have intertwined these two distinct understandings of the requisite intent. See Brzoska, 668 A.2d at 1360 (approving the Restatement view of the intent element of a battery, but summarizing the rule as "the intentional, unpermitted contact upon the person of another which is harmful or offensive") (emphasis added); Keeton, supra, § 8 (noting that applying the element of intent frequently confuses authorities). In most instances when the defendant is a mentally alert adult, this commingling of definitions prejudices neither the plaintiff nor the defendant. However, when evaluating the culpability of particular classes of defendants, such as the very young and the mentally disabled, the intent required by a jurisdiction becomes critical.

In Horton v. Reaves, 186 Colo. 149, 526 P.2d 304 (1974), we examined the jury instructions used to determine if a four-year-old boy and a three-year-old boy intentionally battered an infant when they dropped a baby who suffered skull injuries as a result. We held that although a child need not intend the resulting harm, the child must understand that the contact may be harmful in order to be held liable. See Horton, 186 Colo. at 155-56, 526 P.2d at 307-08. Our conclusion comported with the Restatement's definition of intent; it did not state a new special rule for children, but applied the general rule to the context of an intentional tort of battery committed by a child. Because a child made the contact, the jury had to examine the objective evidence to determine if the child actors intended their actions to be offensive or harmful. This result complied with both the Colorado jury instruction at the time, and the definition of battery in the Restatement. See id.

 

C.

 

In this case, we have the opportunity to examine intent in the context of an injury 818*818 inflicted by a mentally deficient, Alzheimer's patient. White seeks an extension of Horton to the mentally ill,[7] and Muniz argues that a mere voluntary movement by Everly can constitute the requisite intent. We find that the law of Colorado requires the jury to conclude that the defendant both intended the contact and intended it to be harmful or offensive.

 

III.

 

Because Colorado law requires a dual intent, we apply here the Restatement's definition of the term. As a result, we reject the arguments of Muniz and find that the trial court delivered an adequate instruction to the jury.[8]

Operating in accordance with this instruction, the jury had to find that Everly appreciated the offensiveness of her conduct in order to be liable for the intentional tort of battery. It necessarily had to consider her mental capabilities in making such a finding, including her age, infirmity, education, skill, or any other characteristic as to which the jury had evidence. We presume that the jury "looked into the mind of Everly," and reasoned that Everly did not possess the necessary intent to commit an assault or a battery. See Hall v. Walter, 969 P.2d 224, 238 (Colo.1998) (stating that the court presumes the jury followed instructions in reaching its verdict).

A jury can, of course, find a mentally deficient person liable for an intentional tort, but in order to do so, the jury must find that the actor intended offensive or harmful consequences. As a result, insanity is not a defense to an intentional tort according to the ordinary use of that term, but is a characteristic, like infancy, that may make it more difficult to prove the intent element of battery. Our decision today does not create a special rule for the elderly, but applies Colorado's intent requirement in the context of a woman suffering the effects of Alzheimer's.

Contrary to Muniz's arguments, policy reasons do not compel a different result. Injured parties consistently have argued that even if the tortfeasor intended no harm or offense, "where one of two innocent persons must suffer a loss, it should be borne by the one who occasioned it." Keeton, supra, § 135. Our decision may appear to erode that principle. Yet, our decision does not bar future injured persons from seeking compensation. Victims may still bring intentional tort actions against mentally disabled adults, but to prevail, they must prove all the elements of the alleged tort. Furthermore, because the mentally disabled are held to the reasonable person standard in negligence actions, victims may find relief more easily under a negligence cause of action.[9] See Johnson v. Lambotte, 147 Colo. 203, 206, 363 P.2d 165, 166 (1961).

 

819*819 IV.

 

With regard to the intent element of the intentional torts of assault and battery, we hold that regardless of the characteristics of the alleged tortfeasor, a plaintiff must prove that the actor desired to cause offensive or harmful consequences by his act. The plaintiff need not prove, however, that the actor intended the harm that actually results. Accordingly, we reverse the decision of the court of appeals, and remand the case to that court for reinstatement of the jury verdict in favor of White and consideration of any remaining issues.

[1] We granted certiorari to determine: "Whether the element of `intent' in an intentional tort requires that the defendant appreciate the offensiveness of her conduct, and whether the court of appeals erred by refusing to apply this court's rule in Horton v. Reaves, 186 Colo. 149, 526 P.2d 304 (1974), to a mentally incapacitated adult." Because we received this issue in the context of an assault and battery, we answer this question in regard to those intentional torts only.

[2] Everly died on March 18, 1996.

[3] For simplicity, we address the issues in this case in terms of the battery claim only. The same principles would apply in the assault context.

[4] Muniz originally filed suit in her name at the time, Sherry Lynn Hutcheson. She married on December 9, 1994 and the caption changed accordingly.

[5] Prior to trial, the trial court dismissed the negligence claim brought by Muniz against Barbara and Timothy White.

[6] According to the Restatement:

[I]t is necessary that an act be done for the purpose of bringing about a harmful or offensive contact ... to another or to a third person or with knowledge that such a result will, to a substantial certainty, be produced by his act. It is not enough to make an act intentional that the actor realize that it involves any degree of probability of a harmful or offensive contact..., less than a substantial certainty that it will so result.

Restatement, supra, § 18 cmt. e.

 

[7] Authorities often classify the insane with infants in analyzing tort liability. See Keeton, supra, § 135. White argues that Alzheimer's patients residing in elder care facilities owe no duty of care to their caretakers because the patients reside there due to their infirmities. She contends that the caregiver assumes some risk of injury when he accepts employment serving such patients who have no capacity to control their conduct. Several jurisdictions have approved of this so-called "fireman's rule" approach. See Mujica v. Turner, 582 So.2d 24 (Fla.Dist.Ct.App. 1991); Anicet v. Gant, 580 So.2d 273, (Fla.Dist. Ct.App.1991); Gould v. American Family Mut. Ins. Co., 198 Wis.2d 450, 543 N.W.2d 282 (1996). We conclude that an examination of this approach falls beyond the scope of the issue on certiorari. Further, since this case was not tried to the jury on a negligence claim, the duty of care owed by the patient to the caregiver for negligence purposes was not an issue.

[8] The actual instruction used by the court in this case is not consistent with our holding today; however, the error worked in favor of the plaintiff. Since the jury found for the defendant even in the face of the error, the error has no bearing on our decision. The error relates to Instruction 11 and to the first paragraph of Instruction 13, in which there is a suggestion that the conduct need only result in harmful or offensive contact, even without the actor's intent to harm or offend. As we hold today, the actor's intent to harm or offend is an element of the claim. The last paragraph of Instruction 13 cures the error to some extent because the court instructed the jury that the defendant "must have appreciated the offensiveness of her conduct."

[9] In a negligence action, comparative negligence principles may have come into play. See § 13-21-111, 5 C.R.S. (1999). Because the trial court refused to allow Muniz to bring a negligence claim for procedural reasons, we do not address the negligence issues present here.

2.1.6 Contact 2.1.6 Contact

2.1.6.1 Leichtman v. WLW Jacor Communications, Inc. 2.1.6.1 Leichtman v. WLW Jacor Communications, Inc.

LEICHTMAN, Appellant, v. WLW JACOR COMMUNICATIONS, INC. et al., Appellees.

[Cite as Leichtman v. WLW Jacor Communications, Inc. (1994), 92 Ohio App.3d 232.]

Court of Appeals of Ohio, Hamilton County.

No. C-920922.

Decided Jan. 26, 1994.

*233Rircher, Robinson, Cook, Newman & Welch and Robert B. Newman, for appellant.

Strauss & Troy and William K. Flynn, for appellees WLW Jacor Communications, Inc. and William Cunningham.

Waite, Schneider, Bayless & Chesley, Stanley M. Chesley and Paul M. DeMarco, for appellee Andy Furman.

*234 Per Curiam.

The plaintiff-appellant, Ahron Leichtman, appeals from the trial court’s order dismissing his complaint against the defendants-appellees, WLW Jacor Communications (“WLW”), William Cunningham and Andy Furman, for battery, invasion of privacy, and a violation of Cincinnati Bd. of Health Reg. No. 00083. In his single assignment of error, Leichtman contends that his complaint was sufficient to state a claim upon which relief could be granted and, therefore, the trial court was in error when it granted the defendants’ Civ.R. 12(B)(6) motion. We agree in part.

In his complaint, Leichtman claims to be “a nationally known” antismoking advocate. Leichtman alleges that, on the date of the Great American Smokeout, he was invited to appear on the WLW Bill Cunningham radio talk show to discuss the harmful effects of smoking and breathing secondary smoke. He also alleges that, while he was in the studio, Furman, another WLW talk-show host, lit a cigar and repeatedly blew smoke in Leichtman’s face “for the purpose of causing physical discomfort, humiliation and distress.”

Under the rules of notice pleading, Civ.R. 8(A)(1) requires only “a short and plain statement of the claim showing that the pleader is entitled to relief.” When construing a complaint for failure to state a claim, under Civ.R. 12(B)(6), the court assumes that the factual allegations on the face of the complaint are true. O’Brien v. Univ. Community Tenants Union, Inc. (1975), 42 Ohio St.2d 242, 71 O.O.2d 223, 327 N.E.2d 753, syllabus. For the court to grant a motion to dismiss, “it must appear beyond doubt from the complaint that the plaintiff can prove no set of facts entitling him to recovery.” Id. A court cannot dismiss a complaint under Civ.R. 12(B)(6) merely because it doubts the plaintiff will prevail. Slife v. Kundtz Properties, Inc. (1974), 40 Ohio App.2d 179, 69 O.O.2d 178, 318 N.E.2d 557. Because it is so easy for the pleader to satisfy the standard of Civ.R. 8(A), few complaints are subject to dismissal. Id. at 182, 69 O.O.2d at 180, 318 N.E.2d at 560.

Leichtman contends that Furman’s intentional act constituted a battery. The Restatement of the Law 2d, Torts (1965), states:

“An actor is subject to liability to another for battery if
“(a) he acts intending to cause a harmful or offensive contact with the person of the other, and
“(b) a harmful contact with the person of the other directly or indirectly results[; or]1
*235“[c] an offensive contact with the person of the other directly or indirectly results.”2 (Footnote added.)

In determining if a person is liable for a battery, the Supreme Court has adopted the rule that “[c]ontact which is offensive to a reasonable sense of personal dignity is offensive contact.” Love v. Port Clinton (1988), 37 Ohio St.3d 98, 99, 524 N.E.2d 166, 167. It has defined “offensive” to mean “disagreeable or nauseating or painful because of outrage to taste and sensibilities or affronting insultingness.” State v. Phipps (1979), 58 Ohio St.2d 271, 274, 12 O.O.3d 273, 275, 389 N.E.2d 1128, 1131. Furthermore, tobacco smoke, as “particulate matter,” has the physical properties capable of making contact. R.C. 3704.01(B) and 5709.20(A); Ohio Adm.Code 3745-17.

As alleged in Leichtman’s complaint, when Furman intentionally blew cigar smoke in Leichtman’s face, under Ohio common law, he committed a battery. No matter how trivial the incident, a battery is actionable, even if damages are only one dollar. Lacey v. Laird (1956), 166 Ohio St. 12, 1 O.O.2d 158, 139 N.E.2d 25, paragraph two of the syllabus. The rationale is explained by Roscoe Pound in his essay “Liability”: “[I]n civilized society men must be able to assume that others will do them no intentional injury — that others will commit no intentioned aggressions upon them.” Pound, An Introduction to the Philosophy of Law (1922) 169.

Other jurisdictions also have concluded that a person can commit a battery by intentionally directing tobacco smoke at another. Richardson v. Hennly (1993), 209 Ga.App. 868, 871, 434 S.E.2d 772, 774-775. We do not, however, adopt or lend credence to the theory of a “smoker’s battery,” which imposes liability if there is substantial certainty that exhaled smoke will predictably contact a nonsmoker. Ezra, Smoker Battery: An Antidote to Second-Hand Smoke (1990), 63 S.Cal.L.Rev. 1061, 1090. Also, whether the “substantial certainty” prong of *236intent from the Restatement of Torts translates to liability for secondary smoke via the intentional tort doctrine in employment cases as defined by the Supreme Court in Fyffe v. Jeno’s, Inc. (1991), 59 Ohio St.3d 115, 570 N.E.2d 1108, paragraph one of the syllabus, need not be decided here because Leichtman’s claim for battery is based exclusively on Furman’s commission of a deliberate act. Finally, because Leichtman alleges that Furman deliberately blew smoke into his face, we find it unnecessary to address offensive contact from passive or secondary smoke under the “glass cage” defense of McCracken v. Sloan (1979), 40 N.C.App. 214, 217, 252 S.E.2d 250, 252, relied on by the defendants.

Neither Cunningham nor WLW is entitled to judgment on the battery claim under Civ.R. 12(B)(6). Concerning Cunningham, at common law, one who is present and encourages or incites commission of a battery by words can be equally liable as a principal. Bell v. Miller (1831), 5 Ohio 250; 6 Ohio Jurisprudence 3d (1978) 121-122, Assault, Section 20. Leichtman’s complaint states, “At Defendant Cunningham’s urging, Defendant Furman repeatedly blew cigar smoke in Plaintiffs face.”

With regard to WLW, an employer is not legally responsible for the intentional torts of its employees that do not facilitate or promote its business. Osborne v. Lyles (1992), 63 Ohio St.3d 326, 329-330, 587 N.E.2d 825, 828-829. However, whether an employer is liable under the doctrine of respondeat superior because its employee is acting within the scope of employment is ordinarily a question of fact. Id. at 330, 587 N.E.2d at 825. Accordingly, Leichtman’s claim for battery with the allegations against the three defendants in the second count of the complaint is sufficient to withstand a motion to dismiss under Civ.R. 12(B)(6).

By contrast, the first and third counts of Leichtman’s complaint do not state claims upon which relief can be granted. The trial court correctly granted the Civ.R. 12(B)(6) motion as to both counts. In his first count, Leichtman alleged a tortious invasion of his privacy. See, generally, Restatement, supra, at 376, Section 652B, as adopted by Sustin v. Fee (1982), 69 Ohio St.2d 143, 145, 23 O.O.3d 182, 183-184, 431 N.E.2d 992, 993. A claim for invasion of privacy may involve any one of four distinct torts. Prosser, Privacy (1960), 48 Cal.L.Rev. 383. The tort that is relevant here requires some substantial intrusion into a plaintiffs solitude, seclusion, habitation, or affairs that would be highly offensive to a reasonable person. See, e.g., Restatement, supra, at 378-379, Section 652B, Comments a to d; Killilea v. Sears Roebuck & Co. (1985), 27 Ohio App.3d 163, 166, 27 OBR 196, 198-199, 499 N.E.2d 1291, 1294. Leichtman acknowledges that he willingly entered the WLW radio studio to make a public radio appearance with Cunningham, who is known for his blowtorch rhetoric. Therefore, Leicht*237man’s allegations do not support his assertion that Furman, Cunningham, or WLW intruded into his privacy.

In his third count, Leichtman attempts to create a private right of action for violation of Cincinnati Bd. of Health Reg. No. 00083, which makes it illegal to smoke in designated public places. Even if we are to assume, for argument, that a municipal regulation is tantamount to public policy established by a statute enacted by the General Assembly, the regulation has created rights for nonsmokers that did not exist at common law. Bd. of Health Reg., supra, at Sections 00083-7 and 00083-13. Therefore, because sanctions also are provided to enforce the regulation, there is no implied private remedy for its violation. R.C. 3707.99, 3707.48(C); Franklin Cty. Law Enforcement Assn. v. Fraternal Order of Police, Capital City Lodge No. 9 (1991), 59 Ohio St.3d 167, 169, 572 N.E.2d 87, 89-90; Fawcett v. G.C. Murphy & Co. (1976), 46 Ohio St.2d 245, 248-250, 75 O.O.2d 291, 293-294, 348 N.E.2d 144, 147 (superseded by statute on other grounds).

Arguably, trivial cases are responsible for an avalanche of lawsuits in the courts. They delay cases that are important to individuals and corporations and that involve important social issues. The result is justice denied to litigants and their counsel who must wait for their day in court. However, absent circumstances that warrant sanctions for frivolous appeals under App.R. 23, we refuse to limit one’s right to sue. Section 16, Article I, Ohio Constitution states, “All courts shall be open, and every person, for an injury done him in his land, goods, person, or reputation, shall have remedy by due course of law, and shall have justice administered without denial or delay.”

This case emphasizes the need for some form of alternative dispute resolution operating totally outside the court system as a means to provide an attentive ear to the parties and a resolution of disputes in a nominal case. Some need a forum in which they can express corrosive contempt for another without dragging their antagonist through the expense inherent in a lawsuit. Until such an alternative forum is created, Leichtman’s battery claim, previously knocked out by the trial judge in the first round, now survives round two to advance again through the courts into round three.

We affirm the trial court’s judgment as to the first and third counts of the complaint, but we reverse that portion of the trial court’s order that dismissed the battery claim in the second count of the complaint. This cause is remanded for further proceedings consistent with law on that claim only.

Judgment accordingly.

Doan, P.J., Hildebrandt and Gorman, JJ., concur.

2.1.6.2 Adams v. Commonwealth 2.1.6.2 Adams v. Commonwealth

534 S.E.2d 347

Jeremy Britt ADAMS v. COMMONWEALTH of Virginia.

Record No. 0654-99-1.

Court of Appeals of Virginia, Chesapeake.

Sept. 26, 2000.

*465Joseph R. Caprio, West Point, for appellant.

Kathleen B. Martin, Assistant Attorney General (Mark L. Earley, Attorney General, on brief), for appellee.

Present: WILLIS, LEMONS * and FRANK, JJ.

*466FRANK, Judge.

Jeremy Britt Adams (appellant) appeals his bench trial conviction of an assault and battery on a law enforcement officer in violation of Code § 18.2-57(C). On appeal, appellant contends the evidence was insufficient to prove: (1) a touching and (2) that he had the requisite intent to commit the offense. We disagree and affirm the conviction.

I. BACKGROUND

On September 22, 1998, while on duty at the Gloucester County High School, Sergeant Steven Giles of the Gloucester County Sheriffs Department was struck in his right eye by a laser light owned by appellant, who was a twelfth-grade student at the school. Giles had been talking with another officer, Sergeant Adams, and the school nurse when he felt a “stinging sensation” in his eye. Sergeant Adams told Giles that appellant had “just lit [him] up,” as there was “a red dot” on him.

Giles approached appellant and asked what he had. Appellant said, “It can’t hurt you,” and handed over the laser light, which was attached to his key chain. Giles gave the laser light to the assistant principal and told appellant he could retrieve it later.

Giles said he “felt a burning sensation” in his eye and “saw red” before looking away, but he did not know how long the laser had been pointed at him. Giles had his eye checked the next morning by a local doctor who found “heavy irritation” but no other injury.

Appellant moved to strike the evidence at the conclusion of the Commonwealth’s case-in-chief. He argued that the Commonwealth had not proved the laser light was capable of causing injury, had injured Giles, or appellant knew or should have known the laser was dangerous. The trial court overruled the motion.

Appellant then presented his case. Sergeant Adams testified that appellant was approximately 150 feet from Giles and *467the laser light had “jump[ed] all around his upper torso and head.” Adams did not “actually see the thing strike [Giles’] eye,” but he saw Giles flinch when he was hit.

James Brown and Jessica Hubbard, both students, testified that they did not see the laser strike Giles in the face or eyes. They also said they had not been hurt when similarly hit in the eye with a laser light.

Appellant testified that he purchased the laser light for six dollars at a convenience store two days before the offense. He said it had no warning on it regarding use and that he had not been hurt when hit in the eye by the light. Appellant denied hitting Giles in the face or eye and claimed he had not intended to strike Giles with the light but, instead, was “just goofing off” to get Adams’ attention by waving the laser around. Adams previously had been the school’s resource officer, and appellant had a friendly relationship with him. Appellant, however, did not get along well with Sergeant Giles. He stated that Giles had previously given him a hard time. Appellant acknowledged he had pled guilty to three felonies.

The trial court again overruled appellant’s motion to strike the evidence and convicted appellant of assault and battery on a law enforcement officer.

II. ANALYSIS

In reviewing the sufficiency of evidence on appeal, “the appellate court must examine the evidence and all inferences reasonably deducible therefrom in the light most favorable to the Commonwealth, the prevailing party in the trial court.” Commonwealth v. Jenkins, 255 Va. 516, 521, 499 S.E.2d 263, 265 (1998) (citations omitted). “We may not disturb the trial court’s judgment unless it is ‘plainly wrong or without evidence to support it.’ ” Barlow v. Commonwealth, 26 Va.App. 421, 429, 494 S.E.2d 901, 904 (1998) (quoting Beavers v. Commonwealth, 245 Va. 268, 282, 427 S.E.2d 411, 421 (1993)).

*468Furthermore, “[t]he credibility of the witnesses and the weight accorded the evidence are matters solely for the fact finder who has the opportunity to see and hear that evidence as it is presented.” Sandoval v. Commonwealth, 20 Va.App. 133, 138, 455 S.E.2d 730, 732 (1995) (citations omitted). “In its role of judging witness credibility, the fact finder is entitled to disbelieve the self-serving testimony of the accused and to conclude that the accused is lying to conceal his guilt.” Marable v. Commonwealth, 27 Va.App. 505, 509-10, 500 S.E.2d 233, 235 (1998) (citation omitted).

Code § 18.2-57(C) provides that “any person [who] commits an assault or an assault and battery against ... a law enforcement officer ... shall be guilty of a Class 6 felony,” and shall be sentenced to a mandatory, minimum term of six months in jail.

To sustain a conviction for assault, the evidence need only prove “ ‘an attempt or offer, with force and violence, to do some bodily hurt to another.’ ” Harper v. Commonwealth, 196 Va. 723, 733, 85 S.E.2d 249, 255 (1955) (citation omitted).

When the injury is actually inflicted, a battery has been committed regardless of how small the injury might be. “ ‘Battery is the actual infliction of corporal hurt on another (e.g., the least touching of another’s person), willfully or in anger, whether by the party’s own hand, or by some means set in motion by him.’ ”

Seegars v. Commonwealth, 18 Va.App. 641, 644, 445 S.E.2d 720, 722 (1994) (quoting Jones v. Commonwealth, 184 Va. 679, 682, 36 S.E.2d 571, 572 (1946)).

One cannot be convicted of assault and battery “ “without an intention to do bodily harm — either an actual intention or an intention imputed by law.’ ” Davis v. Commonwealth, 150 Va. 611, 617, 143 S.E. 641, 643 (1928).

A battery is an unlawful touching of another. It is not necessary that the touching result in injury to the person. Whether a touching is a battery depends on the intent of the actor, not on the force applied. See Wood v. Commonwealth, *469149 Va. 401, 405, 140 S.E. 114, 115 (1927). An assault may occur even though the victim is not aware of any acts directed at him, provided the actor intends to touch offensively rather than accidentally or negligently. See Park Oil Co., Inc. v. Parham, 1 Va.App. 166, 170, 336 S.E.2d 531, 534 (1985).

“[T]he slightest touching of another ... if done in a rude, insolent, or angry manner, constitutes a battery for which the law affords redress.” Crosswhite v. Barnes, 139 Va. 471, 477, 124 S.E. 242, 244 (1924) (citation omitted).

“[W]here there is physical injury to another person, it is sufficient that the cause is set in motion by the defendant, or that the [victim] is subjected to its operation by means of any act or control which the defendant exerts.” “The law upon the subject is intended primarily to protect the sacredness of the person, and, secondarily, to prevent breaches of the peace.”

Banovitch v. Commonwealth, 196 Va. 210, 219, 83 S.E.2d 369, 374 (1954) (citations omitted).

A Touching

Adams contends that shining the laser on Sergeant Giles was insufficient to constitute a touching for the purposes of assault and battery. Touch is defined as to be in contact or to cause to be in contact. See Merriam-Webster’s-Desk Dictionary 573 (1995).

In Virginia, it is abundantly clear that a perpetrator need not inflict a physical injury to commit a battery. See, e.g., Crosswhite, 139 Va. at 477, 124 S.E. at 244; Lynch v. Commonwealth, 131 Va. 762, 765, 109 S.E. 427, 428 (1921). The cases that guide our analysis, however, have not addressed circumstances where contact with the corporeal person was accomplished by directing a beam of light at the victim. Because substances such as light or sound become elusive when considered in terms of battery, contact by means of such substances must be examined further in determining whether a touching has occurred. Such a test is necessary due to the intangible nature of those substances and the need *470to limit application of such a principle (touching by intangible substances) to reasonable cases. Because the underlying concerns of battery law are breach of the peace and sacredness of the person, the dignity of the victim is implicated and the reasonableness and offensiveness of the contact must be considered. Otherwise, criminal convictions could result from the routine and insignificant exposure to concentrated energy that inevitably results from living in populated society.

Accordingly, we hold that for purposes of determining whether a battery has occurred, contact by an intangible substance such as light must be considered in terms of its effect on the victim. There need be no actual injury for a touching to have occurred. However, to prove a touching, the evidence must prove that the substance made objectively offensive or forcible contact with the victim’s person resulting in some manifestation .of a physical consequence or corporeal hurt.

Here, the evidence established that appellant hit Sergeant Giles in the eye with a laser light. Giles felt a stinging sensation in his eye as a “red dot” hit him. Appellant admitted he did not get along with Giles and that he had been waving the laser in the area where the two officers were standing.

Appellant, by aiming the laser at the officers, effected a contact that caused bodily harm to Sergeant Giles. Appellant argued there was no touching because the laser has no mass and, therefore, cannot physically touch Sergeant Giles. This argument is misplaced. The laser, directed by appellant, came into contact with Sergeant Giles’ eye and, as a result, there was an unlawful touching.1

B. Intent

Proving intent by direct evidence often is impossible. See Servis v. Commonwealth, 6 Va.App. 507, 524, 371 S.E.2d *471156, 165 (1988). Like any other element of a crime, it may be proved by circumstantial evidence, as long as such evidence excludes all reasonable hypotheses of innocence flowing from it. See Rice v. Commonwealth, 16 Va.App. 370, 372, 429 S.E.2d 879, 880 (1993) (citations omitted). Circumstantial evidence of intent may include the conduct and statements of the alleged offender, and “[t]he finder of fact may infer that [he] intends the natural and probable consequences of his acts.” Campbell v. Commonwealth, 12 Va.App. 476, 484, 405 S.E.2d 1, 4 (1991) (en banc) (citation omitted).

The trial court, sitting as the fact finder, was entitled to reject appellant’s testimony that he was “just goofing off’ to attract Sergeant Adams’ attention. The court specifically found that appellant intended to hit Giles with the laser and that an assault and battery occurred. That decision is not plainly wrong or without supporting evidence and must be upheld on appeal.

For the reasons stated, we affirm the judgment of the trial court.

Affirmed.

LEMONS, Judge,

dissenting.

This case was not prosecuted as an assault; rather, the evidence and the argument of counsel confined the prosecution to a battery. An assault occurs where “the overt act done puts the party assailed in well founded fear of bodily harm.” Burgess v. Commonwealth, 136 Va. 697, 708, 118 S.E. 273, 276 (1923). There was no evidence and no contention that shining the low intensity laser light on Sergeant Giles caused him to experience reasonable apprehension of bodily harm. Sergeant Giles testified that he did not see the light beam and did not know how long it had been focused upon him. He did not react until the light beam shined in his eye. Sergeant Adams became aware of the light beam only after Sergeant Giles reacted to the light beam. Apparently still uncertain of exactly what had occurred, Sergeant Giles approached Adams and asked him what he had. Adams gave the laser light *472device which was attached to his key chain to Giles and said, “It can’t hurt you.”

It is entirely possible that the appearance of a red dot on a person could cause reasonable apprehension that they had been targeted by a laser-sighting device attached to a firearm. However, the allegations and proof offered in this case clearly demonstrate that prosecution of Adams was based upon alleged battery and not assault.

Whether a touching is a battery depends upon the intent of the actor, not upon the force applied. See Wood v. Commonwealth, 149 Va. 401, 405, 140 S.E. 114, 115 (1927). Here, the evidence does not support beyond a reasonable doubt that Adams had the intent to offensively touch Sergeant Giles. In order to have such intent, Adams would have to know or be reasonably charged with knowledge that a six-dollar novelty item attached to his key chain had the potential for offensive touching. It is not within common knowledge that such' a device has such capacity. There is no evidence that Adams had specific knowledge of such capacity. That Adams had a bad relationship with Giles may explain his motive, but it does not prove intent to offensively touch. A finder of fact may infer that an actor intends the natural and probable consequences of his acts. See Campbell v. Commonwealth, 12 Va.App. 476, 484, 405 S.E.2d 1, 4 (1991). In the absence of common knowledge of the capacity of this device, no inference may be drawn. Without inference or specific knowledge, there is no proof that Adams intended to offensively touch Giles.

Additionally, the majority redefines “touching” for the purpose of common law battery. Although the reasoning is logical, it is unwise, because the unintended consequences may reach too far. Will the next prosecution for battery be based upon failure to dim high beams in traffic, flash photography too close to the subject, high intensity flashlight beams or sonic waves from a teenager’s car stereo? Rather than stretch the boundaries of the common law understanding of what is necessary for a “touching” to occur, criminalizing *473conduct that involves intangible objects put in motion should be left to specific legislative action rather than generalized redefinition that may sweep into the ambit of criminal behavior conduct that is not intended. See, e.g., 720 Ill. Comp. Stat. 5/2-10.2, 2-10.3, 5/12-2, 12-4 (West 2000) (shining or flashing a laser gunsight near or on a person constitutes aggravated assault or aggravated battery); 720 Ill. Comp. Stat. 5/24.6-20 (West 2000) (aiming a laser pointer at a police officer is a misdemeanor); Wash. Rev.Code § 9A-49.020 (1999) (felony to discharge a laser beam at various peace officers or pilots, bus drivers or transit operators in the commission of their respective duties).

I respectfully dissent.

2.1.6.3 United States v. Castleman 2.1.6.3 United States v. Castleman

UNITED STATES, petitioner
v.
James Alvin CASTLEMAN.

No. 12-1371.

Supreme Court of the United States

Argued Jan. 15, 2014.
Decided March 26, 2014.

Melissa Arbus Sherry, Washington, DC, for Petitioner.

Charles A. Rothfeld, Washington, DC, for Respondent.

Steven L. West, West & West Attorneys, Huntingdon, TN, Eugene R. Fidell, New Haven, CT, Charles A. Rothfeld, Counsel of Record, Andrew J. Pincus, Paul W. Hughes, Michael B. Kimberly, Mayer Brown LLP, Washington, DC, for Respondent.

Donald B. Verrilli, Jr., Solicitor General, Mythili Raman, Acting Assistant Attorney General, Michael R. Dreeben, Deputy Solicitor General, Melissa Arbus Sherry, Assistant to the Solicitor General, Counsel of Record, Joseph C. Wyderko, Washington, DC, for Petitioner.

Justice SOTOMAYOR delivered the opinion of the Court.

*159Recognizing that "[f]irearms and domestic strife are a potentially deadly combination," United States v. Hayes, 555 U.S. 415, 427, 129 S.Ct. 1079, 172 L.Ed.2d 816 (2009), Congress forbade the possession of firearms by anyone convicted of "a misdemeanor crime of domestic violence." 18 U.S.C. § 922(g)(9). The respondent, James Alvin Castleman, pleaded guilty to the misdemeanor offense of having "intentionally or knowingly cause[d] bodily injury to" the mother of his child. App. 27. The question before us is whether this conviction qualifies as "a misdemeanor crime of domestic violence." We hold that it does.

I

A

This country witnesses more than a million acts of domestic violence, and hundreds of deaths from domestic violence, *160each year.1 See Georgia v. Randolph, 547 U.S. 103, 117-118, 126 S.Ct. 1515, 164 L.Ed.2d 208 (2006). Domestic violence often escalates in severity over time, see Brief for Major Cities Chiefs Association et al. as Amici Curiae 13-15; Brief for National Network to End Domestic Violence et al. as Amici Curiae 9-12, and the presence of a firearm increases the likelihood that it will escalate to homicide, see id., at 14-15; Campbell et al., Assessing *1409Risk Factors for Intimate Partner Homicide, DOJ, Nat. Institute of Justice J., No. 250, p. 16 (Nov. 2003) ("When a gun was in the house, an abused woman was 6 times more likely than other abused women to be killed"). "[A]ll too often," as one Senator noted during the debate over § 922(g)(9), "the only difference between a battered woman and a dead woman is the presence of a gun." 142 Cong. Rec. 22986 (1996) (statement of Sen. Wellstone).

Congress enacted § 922(g)(9), in light of these sobering facts, to " 'close [a] dangerous loophole' " in the gun control laws: While felons had long been barred from possessing guns, many perpetrators of domestic violence are convicted only of misdemeanors. Hayes, 555 U.S., at 418, 426, 129 S.Ct. 1079. Section 922(g)(9) provides, as relevant, that any person "who has been convicted ... of a misdemeanor crime of domestic violence" may not "possess in or affecting commerc[e] any firearm or ammunition." With exceptions that do not apply here, the statute defines a "misdemeanor crime of domestic violence" as

*161"an offense that ... (i) is a misdemeanor under Federal, State, or Tribal law; and (ii) has, as an element, the use or attempted use of physical force, or the threatened use of a deadly weapon, committed by a current or former spouse, parent, or guardian of the victim, by a person with whom the victim shares a child in common, by a person who is cohabiting with or has cohabited with the victim as a spouse, parent, or guardian, or by a person similarly situated to a spouse, parent, or guardian of the victim." § 921(a)(33)(A).

This case concerns the meaning of one phrase in this definition: "the use ... of physical force."

B

In 2001, Castleman was charged in a Tennessee court with having "intentionally or knowingly cause[d] bodily injury to" the mother of his child, in violation of Tenn.Code Ann. § 39-13-111(b) (Supp.2002). App. 27. He pleaded guilty. Id., at 29.

In 2008, federal authorities learned that Castleman was selling firearms on the black market. A grand jury in the Western District of Tennessee indicted him on two counts of violating § 922(g)(9) and on other charges not relevant here. Id., at 13-16.

Castleman moved to dismiss the § 922(g)(9) charges, arguing that his Tennessee conviction did not qualify as a "misdemeanor crime of domestic violence" because it did not "ha[ve], as an element, the use ... of physical force," § 921(a)(33)(A)(ii). The District Court agreed, on the theory that "the 'use of physical force' for § 922(g)(9) purposes" must entail "violent contact with the victim." App. to Pet. for Cert. 40a. The court held that a conviction under the relevant Tennessee statute cannot qualify as a "misdemeanor crime of domestic violence" because one can cause bodily injury without "violent contact"-for example, by "deceiving *162[the victim] into drinking a poisoned beverage." Id., at 41a.

A divided panel of the U.S. Court of Appeals for the Sixth Circuit affirmed, by different reasoning. 695 F.3d 582 (2012). The majority held that the degree of physical force required by § 921(a)(33)(A)(ii) is the same as required by § 924(e)(2)(B)(i), which defines "violent felony." Id., at 587. Applying our decision in Johnson v. United States, 559 U.S. 133, 130 S.Ct. 1265, 176 L.Ed.2d 1 (2010), which held that § 924(e)(2)(B)(i) requires "violent force," id., at 140, 130 S.Ct. 1265, the majority held that Castleman's conviction did not qualify as a "misdemeanor crime of domestic violence" because Castleman could have been convicted for "caus[ing] a slight, nonserious *1410physical injury with conduct that cannot be described as violent." 695 F.3d, at 590. Judge MCKEAGUE dissented, arguing both that the majority erred in extending Johnson 's definition of a "violent felony" to the context of a "misdemeanor crime of domestic violence" and that, in any event, Castleman's conviction satisfied the Johnson standard. Id., at 593-597.

The Sixth Circuit's decision deepened a split of authority among the Courts of Appeals. Compare, e.g., United States v. Nason, 269 F.3d 10, 18 (C.A.1 2001) ( § 922(g)(9)"encompass[es] crimes characterized by the application of any physical force"), with United States v. Belless, 338 F.3d 1063, 1068 (C.A.9 2003) ( § 922(g)(9) covers only "the violent use of force"). We granted certiorari to resolve this split, 570 U.S. ----, 134 S.Ct. 49, 186 L.Ed.2d 962 (2013), and now reverse the Sixth Circuit's judgment.

II

A

"It is a settled principle of interpretation that, absent other indication, 'Congress intends to incorporate the well-settled meaning of the common-law terms it uses.' " Sekhar v. United States, 570 U.S. ----, ----, 133 S.Ct. 2720, 2724, 186 L.Ed.2d 794 (2013). Seeing no "other indication" here, we hold that Congress incorporated the common-law meaning of "force"-namely, offensive touching *163-in § 921(a)(33)(A)'s definition of a "misdemeanor crime of domestic violence."

Johnson resolves this case in the Government's favor-not, as the Sixth Circuit held, in Castleman's. In Johnson, we considered whether a battery conviction was a "violent felony" under the Armed Career Criminal Act (ACCA), § 924(e)(1). As here, ACCA defines such a crime as one that "has as an element the use ... of physical force," § 924(e)(2)(B)(i). We began by observing that at common law, the element of force in the crime of battery was "satisfied by even the slightest offensive touching." 559 U.S., at 139, 130 S.Ct. 1265 (citing 3 W. Blackstone, Commentaries on the Laws of England 120 (1768)).2 And we recognized the general rule that "a common-law term of art should be given its established common-law meaning," except "where that meaning does not fit." 559 U.S., at 139, 130 S.Ct. 1265. We declined to read the common-law meaning of "force" into ACCA's definition of a "violent felony," because we found it a "comical misfit with the defined term." Id., at 145, 130 S.Ct. 1265; see United States v. Stevens, 559 U.S. 460, 474, 130 S.Ct. 1577, 176 L.Ed.2d 435 (2010) ("[A]n unclear definitional phrase may take meaning from the term to be defined"). In defining a " 'violent felony,' " we held, "the phrase 'physical force' " must "mea[n] violent force." Johnson, 559 U.S., at 140, 130 S.Ct. 1265. But here, the common-law meaning of "force" fits perfectly: The very reasons we gave for rejecting that meaning in defining a "violent felony" are reasons to embrace it in defining a "misdemeanor crime of domestic violence."3

*1411*164First, because perpetrators of domestic violence are " routinely prosecuted under generally applicable assault or battery laws," Hayes, 555 U.S., at 427, 129 S.Ct. 1079, it makes sense for Congress to have classified as a "misdemeanor crime of domestic violence" the type of conduct that supports a common-law battery conviction. Whereas it was "unlikely" that Congress meant to incorporate in the definition of a " 'violent felony' a phrase that the common law gave peculiar meaning only in its definition of a misdemeanor," Johnson, 559 U.S., at 141, 130 S.Ct. 1265, it is likely that Congress meant to incorporate that misdemeanor-specific meaning of "force" in defining a "misdemeanor crime of domestic violence."

Second, whereas the word "violent" or "violence" standing alone "connotes a substantial degree of force," id., at 140, 130 S.Ct. 1265,4 *165THAT IS NOT TRUE OF "DOMESTIC VIOLENCE." "DOMESTIC Violence" is not merely a type of "violence"; it is a term of art encompassing acts that one might not characterize as "violent" in a nondomestic context. See Brief for National Network to End Domestic Violence et al. as Amici Curiae 4-9; DOJ, Office on Violence Against Women, Domestic Violence (defining physical forms of domestic violence to include "[h]itting, slapping, shoving, grabbing, pinching, biting, [and] hair pulling"), online at http://www.ovw.usdoj.gov/domviolence.htm.5 Indeed, "most physical *1412assaults committed against women and men by intimates are relatively minor and consist of pushing, grabbing, shoving, slapping, and hitting." DOJ, P. Tjaden & N. Thoennes, Extent, Nature and Consequences of Intimate Partner Violence 11 (2000).

Minor uses of force may not constitute "violence" in the generic sense. For example, in an opinion that we cited with approval in Johnson, the Seventh Circuit noted that it *166was "hard to describe ... as 'violence' " "a squeeze of the arm [that] causes a bruise." Flores v. Ashcroft, 350 F.3d 666, 670 (2003). But an act of this nature is easy to describe as "domestic violence," when the accumulation of such acts over time can subject one intimate partner to the other's control. If a seemingly minor act like this draws the attention of authorities and leads to a successful prosecution for a misdemeanor offense, it does not offend common sense or the English language to characterize the resulting conviction as a "misdemeanor crime of domestic violence."

Justice SCALIA'S concurrence discounts our reference to social-science definitions of "domestic violence," including those used by the organizations most directly engaged with the problem and thus most aware of its dimensions. See post, at 1420 - 1422. It is important to keep in mind, however, that the operative phrase we are construing is not "domestic violence"; it is "physical force." § 921(a)(33)(A). "Physical force" has a presumptive common-law meaning, and the question is simply whether that presumptive meaning makes sense in defining a "misdemeanor crime of domestic violence."6

A third reason for distinguishing Johnson 's definition of "physical force" is that unlike in Johnson -where a determination that the defendant's crime was a "violent felony" would have classified him as an "armed career criminal"-the statute here groups those convicted of "misdemeanor crimes of domestic violence" with others whose conduct does not warrant such a designation. Section 922(g) bars gun possession by anyone "addicted to any controlled substance," § 922(g)(3) ;

*167by most people who have "been admitted to the United States under a nonimmigrant visa," § 922(g)(5)(B) ; by anyone who has renounced United States citizenship, § 922(g)(7) ; and by anyone subject to a domestic restraining order, § 922(g)(8). Whereas we have hesitated (as in Johnson ) to apply the Armed Career Criminal Act to "crimes which, though dangerous, are not typically committed by those whom one normally labels 'armed career criminals,' " Begay v. United States, 553 U.S. 137, 146, 128 S.Ct. 1581, 170 L.Ed.2d 490 (2008), we see no anomaly in grouping domestic abusers convicted of generic assault or battery offenses together with the others whom § 922(g) disqualifies from gun ownership.

*1413An additional reason to read the statute as we do is that a contrary reading would have rendered § 922(g)(9) inoperative in many States at the time of its enactment. The "assault or battery laws" under which "domestic abusers were ... routinely prosecuted" when Congress enacted § 922(g)(9), and under which many are still prosecuted today, Hayes, 555 U.S., at 427, 129 S.Ct. 1079, fall generally into two categories: those that prohibit both offensive touching and the causation of bodily injury, and those that prohibit only the latter. See Brief for United States 36-38. Whether or not the causation of bodily injury necessarily entails violent force-a question we do not reach-mere offensive touching does not. See Johnson, 559 U.S., at 139-140, 130 S.Ct. 1265. So if offensive touching did not constitute "force" under § 921(a)(33)(A), then § 922(g)(9) would have been ineffectual in at least 10 States-home to nearly thirty percent of the Nation's population7 -at the time of its enactment. See post, at 1419, and n. 5 (SCALIA, J., concurring in part and concurring in judgment) (acknowledging that § 922(g)(9) would have been inapplicable in California and nine other States if it did not encompass offensive touching); App. to Brief for United States 10a-16a (listing statutes *168prohibiting both offensive touching and the causation of bodily injury, only some of which are divisible); cf. Hayes, 555 U.S., at 427, 129 S.Ct. 1079 (rejecting an interpretation under which " § 922(g)(9) would have been 'a dead letter' in some two-thirds of the States from the very moment of its enactment").

In sum, Johnson requires that we attribute the common-law meaning of "force" to § 921(a)(33)(A)'s definition of a "misdemeanor crime of domestic violence" as an offense that "has, as an element, the use or attempted use of physical force." We therefore hold that the requirement of "physical force" is satisfied, for purposes of § 922(g)(9), by the degree of force that supports a common-law battery conviction.

B

Applying this definition of "physical force," we conclude that Castleman's conviction qualifies as a "misdemeanor crime of domestic violence." In doing so, we follow the analytic approach of Taylor v. United States, 495 U.S. 575, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990), and Shepard v. United States, 544 U.S. 13, 125 S.Ct. 1254, 161 L.Ed.2d 205 (2005). We begin with Taylor 's categorical approach, under which we look to the statute of Castleman's conviction to determine whether that conviction necessarily "ha[d], as an element, the use or attempted use of physical force, or the threatened use of a deadly weapon," § 921(a)(33)(A).

The Tennessee statute under which Castleman was convicted made it a crime to "commi[t] an assault ... against" a "family or household member"-in Castleman's case, the mother of his child. Tenn.Code Ann. § 39-13-111(b). A provision incorporated by reference, § 39-13-101, defined three types of assault: "(1) [i]ntentionally, knowingly or recklessly caus[ing] bodily injury to another; (2) [i]ntentionally or knowingly caus[ing] another to reasonably fear imminent bodily injury; or (3) [i]ntentionally or knowingly caus[ing] physical contact with another" in a manner that a "reasonable person would regard ... as extremely offensive or provocative." § 39-13-101(a).

*169It does not appear that every type of assault defined by § 39-13-101 necessarily *1414involves "the use or attempted use of physical force, or the threatened use of a deadly weapon," § 921(a)(33)(A). A threat under § 39-13-101(2) may not necessarily involve a deadly weapon, and the merely reckless causation of bodily injury under § 39-13-101(1) may not be a "use" of force.8

But we need not decide whether a domestic assault conviction in Tennessee categorically constitutes a "misdemeanor crime of domestic violence," because the parties do not contest that § 39-13-101 is a " 'divisible statute,' " Descamps v. United States, 570 U.S. ----, ----, 133 S.Ct. 2276, 2281, 186 L.Ed.2d 438 (2013). We may accordingly apply the modified categorical approach, consulting the indictment to which Castleman pleaded guilty in order to determine whether his conviction did entail the elements necessary to constitute the generic federal offense. Id., at ----, 133 S.Ct., at 2281-2282; see Shepard, 544 U.S., at 26, 125 S.Ct. 1254. Here, that analysis is straightforward: Castleman pleaded guilty to having "intentionally or knowingly cause[d] bodily injury" to the mother of his child, App. 27, and the knowing or intentional causation of bodily injury necessarily involves the use of physical force.

*170First, a "bodily injury" must result from "physical force." Under Tennessee law, "bodily injury" is a broad term: It "includes a cut, abrasion, bruise, burn or disfigurement; physical pain or temporary illness or impairment of the function of a bodily member, organ, or mental faculty." Tenn.Code Ann. § 39-11-106(a)(2) (1997). Justice SCALIA'S concurrence suggests that these forms of injury necessitate violent force, under Johnson 's definition of that phrase. Post, at 1417. But whether or not that is so-a question we do not decide-these forms of injury do necessitate force in the common-law sense.

The District Court thought otherwise, reasoning that one can cause bodily injury "without the 'use of physical force' "-for example, by "deceiving [the victim] into drinking a poisoned beverage, without making contact of any kind." App. to Pet. for Cert. 41a. But as we explained in Johnson, "physical force" is simply "force exerted by and through concrete bodies," as opposed to "intellectual force or emotional force." 559 U.S., at 138, 130 S.Ct. 1265. And the common-law concept of "force" encompasses even its indirect application. "Force" in this sense "describ[es] one of the elements of the common-law crime of battery," id., at 139, 130 S.Ct. 1265, and "[t]he force used" in battery "need not be applied directly to the body of the victim." 2 W. LaFave, Substantive Criminal Law § 16.2(b) (2d ed. 2003). "[A] battery may be committed by administering a poison or by infecting with *1415a disease, or even by resort to some intangible substance," such as a laser beam. Ibid. (footnote omitted) (citing State v. Monroe, 121 N.C. 677, 28 S.E. 547 (1897) (poison); State v. Lankford, 29 Del. 594, 102 A. 63 (1917) (disease); Adams v. Commonwealth, 33 Va.App. 463, 534 S.E.2d 347 (2000) (laser beam)). It is impossible to cause bodily injury without applying force in the common-law sense.

Second, the knowing or intentional application of force is a "use" of force. Castleman is correct that under Leocal v. Ashcroft, 543 U.S. 1, 125 S.Ct. 377, 160 L.Ed.2d 271 (2004), the word "use" "conveys the idea *171that the thing used (here, 'physical force') has been made the user's instrument." Brief for Respondent 37. But he errs in arguing that although " [p]oison may have 'forceful physical properties' as a matter of organic chemistry, ... no one would say that a poisoner 'employs' force or 'carries out a purpose by means of force' when he or she sprinkles poison in a victim's drink," ibid. The "use of force" in Castleman's example is not the act of "sprinkl[ing]" the poison; it is the act of employing poison knowingly as a device to cause physical harm. That the harm occurs indirectly, rather than directly (as with a kick or punch), does not matter. Under Castleman's logic, after all, one could say that pulling the trigger on a gun is not a "use of force" because it is the bullet, not the trigger, that actually strikes the victim. Leocal held that the "use" of force must entail "a higher degree of intent than negligent or merely accidental conduct," 543 U.S., at 9, 125 S.Ct. 377; it did not hold that the word "use" somehow alters the meaning of " force."

Because Castleman's indictment makes clear that the use of physical force was an element of his conviction, that conviction qualifies as a "misdemeanor crime of domestic violence."

III

We are not persuaded by Castleman's nontextual arguments against our interpretation of § 922(g)(9).

A

First, Castleman invokes § 922(g)(9)'s legislative history to suggest that Congress could not have intended for the provision to apply to acts involving minimal force. But to the extent that legislative history can aid in the interpretation of this statute, Castleman's reliance on it is unpersuasive.

Castleman begins by observing that during the debate over § 922(g)(9), several Senators argued that the provision would help to prevent gun violence by perpetrators of severe domestic abuse. Senator Lautenberg referred to "serious *172spousal or child abuse" and to "violent individuals"; Senator Hutchison to " 'people who batter their wives' "; Senator Wellstone to people who "brutalize" their wives or children; and Senator Feinstein to "severe and recurring domestic violence." 142 Cong. Rec. 22985-22986, 22988. But as we noted above, see supra, at 1414, the impetus of § 922(g)(9) was that even perpetrators of severe domestic violence are often convicted "under generally applicable assault or battery laws." Hayes, 555 U.S., at 427, 129 S.Ct. 1079. So nothing about these Senators' isolated references to severe domestic violence suggests that they would not have wanted § 922(g)(9) to apply to a misdemeanor assault conviction like Castleman's.

Castleman next observes that § 922(g)(9) is the product of a legislative compromise. The provision originally barred gun possession for any "crime of domestic violence," defined as any "felony or misdemeanor crime of violence, regardless of length, term, or manner of punishment."

*1416142 Cong. Rec. 5840. Congress rewrote the provision to require the use of physical force in response to the concern "that the term crime of violence was too broad, and could be interpreted to include an act such as cutting up a credit card with a pair of scissors," id., at 26675. See Hayes, 555 U.S., at 428, 129 S.Ct. 1079. Castleman would have us conclude that Congress thus meant "to narrow the scope of the statute to convictions based on especially severe conduct." Brief for Respondent 24. But all Congress meant to do was address the fear that § 922(g)(9) might be triggered by offenses in which no force at all was directed at a person. As Senator Lautenberg noted, the revised text was not only "more precise" than the original but also "probably broader." 142 Cong. Rec. 26675.

B

We are similarly unmoved by Castleman's invocation of the rule of lenity. Castleman is correct that our "construction of a criminal statute must be guided by the need for fair warning." Crandon v. United States, 494 U.S. 152, 160, 110 S.Ct. 997, 108 L.Ed.2d 132 (1990). But "the rule of lenity only applies if, after considering *173text, structure, history, and purpose, there remains a grievous ambiguity or uncertainty in the statute, such that the Court must simply guess as to what Congress intended." Barber v. Thomas, 560 U.S. 474, 488, 130 S.Ct. 2499, 177 L.Ed.2d 1 (2010) (citation and internal quotation marks omitted). That is not the case here.

C

Finally, Castleman suggests-in a single paragraph-that we should read § 922(g)(9) narrowly because it implicates his constitutional right to keep and bear arms. But Castleman has not challenged the constitutionality of § 922(g)(9), either on its face or as applied to him, and the meaning of the statute is sufficiently clear that we need not indulge Castleman's cursory nod to constitutional avoidance concerns.

* * *

Castleman's conviction for having "intentionally or knowingly cause[d] bodily injury to" the mother of his child qualifies as a "misdemeanor crime of domestic violence." The judgment of the United States Court of Appeals for the Sixth Circuit is therefore reversed, and the case is remanded for further proceedings consistent with this opinion.

It is so ordered.

Justice SCALIA, concurring in part and concurring in the judgment.

I agree with the Court that intentionally or knowingly causing bodily injury to a family member "has, as an element, the use ... of physical force," 18 U.S.C. § § 921(a)(33)(A)(ii), and thus constitutes a "misdemeanor crime of domestic violence," § 922(g)(9). I write separately, however, because I reach that conclusion on narrower grounds.

I

Our decision in Johnson v. United States, 559 U.S. 133, 130 S.Ct. 1265, 176 L.Ed.2d 1 (2010), is the natural place to begin. Johnson is significant *174here because it concluded that "the phrase 'physical force' means violent force-that is, force capable of causing physical pain or injury to another person ." Id., at 140, 130 S.Ct. 1265 (second emphasis added). This is an easy case if the phrase "physical force" has the same meaning in § 921(a)(33)(A)(ii), the provision that defines "misdemeanor crime of domestic violence" for purposes of § 922(g)(9), as it does in § 924(e)(2)(B)(ii), the provision interpreted in Johnson, since it is impossible to cause bodily injury without *1417using force "capable of" producing that result.

There are good reasons to give the phrase Johnson 's interpretation. One is the presumption of consistent usage-the rule of thumb that a term generally means the same thing each time it is used. Although the presumption is most commonly applied to terms appearing in the same enactment, e.g., IBP, Inc. v. Alvarez, 546 U.S. 21, 33-34, 126 S.Ct. 514, 163 L.Ed.2d 288 (2005), it is equally relevant "when Congress uses the same language in two statutes having similar purposes," Smith v. City of Jackson, 544 U.S. 228, 233, 125 S.Ct. 1536, 161 L.Ed.2d 410 (2005) (plurality opinion); see also Northcross v. Board of Ed. of Memphis City Schools, 412 U.S. 427, 428, 93 S.Ct. 2201, 37 L.Ed.2d 48 (1973) (per curiam ). This case is a textbook candidate for application of the Smith - Northcross branch of the rule. The "physical force" clauses at issue here and in Johnson are worded in nearly identical fashion: The former defines a "misdemeanor crime of domestic violence" as an offense that "has, as an element, the use or attempted use of physical force," § 921(a)(33)(A)(ii), while the latter defines a "violent felony" as an offense that "has as an element the use, attempted use, or threatened use of physical force against the person of another," § 924(e)(2)(B)(i). And both statutes are designed to promote public safety by deterring a class of criminals from possessing firearms.

Respondent's arguments fail to overcome the presumption of consistent usage. In respondent's view, "physical force" cannot mean "any force that produces any pain or bodily injury," Brief for Respondent 25, because § 921(a)(33)(A)(ii)

*175defines a violent crime and one can inflict all sorts of minor injuries-bruises, paper cuts, etc.-by engaging in nonviolent behavior. Respondent therefore reasons that § 921(a)(33)(A)(ii) requires force capable of inflicting "serious" bodily injury. That requirement is more demanding than both of the plausible meanings of "physical force" we identified in Johnson : common-law offensive touching (which Johnson rejected) and force capable of causing physical pain or injury, serious or otherwise. See 559 U.S., at 138-140, 130 S.Ct. 1265. It would be surpassing strange to read a statute defining a "misdemeanor crime of domestic violence" as requiring greater force than the similarly worded statute in Johnson, which defined a "violent felony, " and respondent does not make a convincing case for taking that extraordinary step.

For these reasons, I would give "physical force" the same meaning in § 921(a)(33)(A)(ii) as in Johnson . The rest of the analysis is straightforward. Because "intentionally or knowingly caus[ing] bodily injury," App. 27, categorically involves the use of "force capable of causing physical pain or injury to another person," 559 U.S., at 140, 130 S.Ct. 1265, respondent's 2001 domestic-assault conviction qualifies as a "misdemeanor crime of domestic violence" under § 922(g)(9).1 I would reverse the judgment below on that basis and remand for further proceedings.

II

Unfortunately, the Court bypasses that narrower interpretation of § 921(a)(33)(A)(ii) in favor of a much broader one that treats any offensive touching, no matter how slight, as sufficient. That expansive common-law definition *1418cannot be squared with relevant precedent or statutory text. *176We have twice addressed the meaning of "physical force" in the context of provisions that define a class of violent crimes. Both times, we concluded that "physical force" means violent force. In Johnson, we thought it "clear that in the context of a statutory definition of 'violent felony,' the phrase 'physical force' means violent force." Id., at 140, 130 S.Ct. 1265. And we held that common-law offensive touching-the same type of force the Court today holds does constitute "physical force"-is not sufficiently violent to satisfy the Armed Career Criminal Act's "physical force" requirement. See id., at 140-144, 130 S.Ct. 1265. Our analysis in Johnson was premised in large part on our earlier interpretation of the generic federal "crime of violence" statute, 18 U.S.C. § 16. In Leocal v. Ashcroft, 543 U.S. 1, 11, 125 S.Ct. 377, 160 L.Ed.2d 271 (2004), we observed that § 16(a) -which defines a "crime of violence" as "an offense that has as an element the use, attempted use, or threatened use of physical force against the person or property of another"-comprehends "a category of violent, active crimes." The textual similarity between § 921(a)(33)(A)(ii)'s "physical force" clause and the clauses at issue in Johnson and Leocal thus raises the question: Why should the same meaning not apply here?

The Court gives four responses that merit discussion, none of which withstands scrutiny. First, the Court invokes the " 'settled principle of interpretation that, absent other indication, "Congress intends to incorporate the well-settled meaning of the common-law terms it uses." ' " Ante, at 1410 (quoting Sekhar v. United States, 570 U.S. ----, ----, 133 S.Ct. 2720, 2724, 186 L.Ed.2d 794 (2013)). That principle is of limited relevance, since the presumption of consistent statutory meaning is precisely "other indication" that § 921(a)(33)(A)(ii) does not incorporate the common-law meaning. Anyway, a more accurate formulation of the principle cited by the Court is that when " 'a word is obviously transplanted from another legal source, whether the common law or other legislation, it brings the old soil with it.' "

*177Sekhar, supra, at ----, 133 S.Ct., at 2724 (quoting Frankfurter, Some Reflections on the Reading of Statutes, 47 Colum. L. Rev. 527, 537 (1947); emphasis added). Section 921(a)(33)(A)(ii) was enacted after the statutes involved in Johnson and Leocal,2 and its "physical force" clause is quite obviously modeled on theirs.

Second, the Court asserts that any interpretation of "physical force" that excludes offensive touching "would have rendered § 922(g)(9) inoperative in many States at the time of its enactment." Ante, at 1413. But there is no interpretive principle to the effect that statutes must be given their broadest possible application, and § 922(g)(9) without offensive touching would have had application in four-fifths of the States. Although domestic violence was "routinely prosecuted" under misdemeanor assault or battery statutes when Congress enacted § 922(g)(9), United States v. Hayes, 555 U.S. 415, 427, 129 S.Ct. 1079, 172 L.Ed.2d 816 (2009), and such statutes generally prohibited "both offensive touching and the causation of bodily injury" or "only the latter," ante, at 1412 - 1413, it does not follow that interpreting "physical force" to mean violent force would have rendered § 922(g)(9) a *1419practical nullity. To the contrary, § 922(g)(9) would have worked perfectly well in 38 of the 48 States that had misdemeanor assault or battery statutes at the time of § 922(g)(9)'s enactment. At that point, 19 States had statutes that covered infliction of bodily injury but not offensive touching,3 and 19 more had statutes that prohibited *178both of types of conduct, but did so in a divisible manner-thus making it possible to identify the basis for a conviction by inspecting charging documents and similar materials, see Descamps v. United States, 570 U.S. ----, ----, 133 S.Ct. 2276, 2283-2285, 186 L.Ed.2d 438 (2013).4 That leaves only 10 States whose misdemeanor assault or battery statutes (1) prohibited offensive touching, and (2) were framed in such a way that offensive touching was indivisible from physical violence.5 The fact that § 922(g)(9) would not have applied immediately in 10 States is hardly enough to trigger the presumption against ineffectiveness-the idea that Congress presumably does not enact useless laws. Compare Hayes, supra, at 427, 129 S.Ct. 1079 (rejecting an interpretation that supposedly would have rendered § 922(g)(9)" 'a dead letter' in some two-thirds of the States"). I think it far more plausible that Congress enacted a statute that covered *179domestic-violence convictions in four-fifths of the States, and left it to the handful of nonconforming States to change their laws (as some have), than that Congress adopted a meaning of "domestic violence" that included the slightest unwanted touching.

Third, the Court seizes on the one and only meaningful distinction between § 921(a)(33)(A)(ii) and the other provisions referred to above: that it defines a violent "misdemeanor" rather than a "violent felony" or an undifferentiated "crime of violence." Ante, at 1410 - 1411. We properly take account of the term being defined when interpreting "an unclear definitional phrase." United States v. Stevens, 559 U.S. 460, 474, 130 S.Ct. 1577, 176 L.Ed.2d 435 (2010) ; but see *1420Babbitt v. Sweet Home Chapter, Communities for Great Ore., 515 U.S. 687, 717-719, 115 S.Ct. 2407, 132 L.Ed.2d 597 (1995) (SCALIA, J., dissenting). But when we do so, we consider the entire term being defined, not just part of it. Here, the term being defined is "misdemeanor crime of domestic violence ." Applying the term-to-be-defined canon thus yields the unremarkable conclusion that "physical force" in § 921(a)(33)(A)(ii) refers to the type of force involved in violent misdemeanors (such as bodily-injury offenses) rather than nonviolent ones (such as offensive touching).

Fourth, and finally, the Court seeks to evade Johnson and Leocal on the ground that " 'domestic violence' encompasses a range of force broader than that which constitutes 'violence' simpliciter ." Ante, at 1411, n. 4. That is to say, an act need not be violent to qualify as "domestic violence." That absurdity is not only at war with the English language, it is flatly inconsistent with definitions of "domestic violence" from the period surrounding § 921(a)(33)(A)(ii)'s enactment. At the time, dictionaries defined "domestic violence" as, for instance, "[v]iolence between members of a household, usu. spouses; an assault or other violent act committed by one member of a household against another," Black's Law Dictionary 1564 (7th ed. 1999), and "[v]iolence toward or physical *180abuse of one's spouse or domestic partner," American Heritage Dictionary 534 (4th ed. 2000).6 Those definitions, combined with the absence of "domestic violence" entries in earlier dictionaries, see, e.g., Black's Law Dictionary 484 (6th ed. 1990); American Heritage Dictionary 550 (3d ed. 1992), make it utterly implausible that Congress adopted a "term of art" definition "encompassing acts that one might not characterize as 'violent' in a nondomestic context," ante, at 1411.

The Court's inventive, nonviolent definition fares no better when judged against other accepted sources of meaning. Current dictionaries give "domestic violence" the same meaning as above: ordinary violence that occurs in a domestic context. See, e.g., American Heritage Dictionary 533 (5th ed. 2011) ("[p]hysical abuse of a household member, especially one's spouse or domestic partner"). The same goes for definitions of "domestic violence" found in other federal statutes.7 Indeed, Congress defined "crime of domestic violence" as a "crime of violence" in another section of the same bill that enacted § 921(a)(33)(A)(ii). See § 350(a), 110 Stat. 3009-639, codified at 8 U.S.C. § 1227(a)(2)(E)(i).

The Court ignores these authorities and instead bases its definition on an amicus brief filed by the National Network *181to End Domestic Violence and other private organizations,8 and two publications issued *1421by the Department of Justice's Office on Violence Against Women. The amicus brief provides a series of definitions-drawn from law-review articles, foreign-government bureaus, and similar sources-that include such a wide range of nonviolent and even nonphysical conduct that they cannot possibly be relevant to the meaning of a statute requiring " physical force," or to the legal meaning of "domestic violence" (as opposed to the meaning desired by private and governmental advocacy groups). For example, amici 's definitions describe as "domestic violence" acts that " humiliate, isolate, frighten, ... [and] blame ... someone"; "acts of omission"; "excessive monitoring of a woman's behavior, repeated accusations of infidelity, and controlling with whom she has contact." Brief for National Network to End Domestic Violence et al. as Amici Curiae 5-8, and nn. 7, 11. The offerings of the Department of Justice's Office on Violence Against Women are equally capacious and (to put it mildly) unconventional. Its publications define "domestic violence" as "a pattern of abusive behavior ... used by one partner to gain or maintain power and control over another," including " [u]ndermining an individual's sense of self-worth," "name-calling," and " damaging one's relationship with his or her children." See, e.g., Domestic Violence, online at http://www.ovw.usdoj.gov/domviolence. htm (all Internet materials as visited Mar. 21, 2014, and available in the Clerk of Court's case file).9 *182Of course these private organizations and the Department of Justice's (nonprosecuting) Office are entitled to define "domestic violence" any way they want for their own purposes-purposes that can include (quite literally) giving all domestic behavior harmful to women a bad name. (What is more abhorrent than violence against women?) But when they (and the Court) impose their all-embracing definition on the rest of us, they not only distort the law, they impoverish the language. When everything is domestic violence, nothing is. Congress will have to come up with a new word (I cannot imagine what it would be) to denote actual domestic violence .

Although the Justice Department's definitions ought to be deemed unreliable in toto on the basis of their extravagant extensions alone (falsus in uno, falsus in omnibus ), the Court chooses to focus only upon the physical actions that they include, viz., "[h]itting, slapping, shoving, grabbing, pinching, biting, [and] hair pulling." Ibid. None of those actions bears any real resemblance to mere offensive touching, and all of them are capable of causing physical pain or injury. Cf.

*1422Johnson, 559 U.S., at 143, 130 S.Ct. 1265 (identifying "a slap in the face" as conduct that might rise to the level of violent force). And in any event, the Department of Justice thankfully receives no deference in our interpretation of the criminal laws whose claimed violation the Department of Justice prosecutes. See *183Gonzales v. Oregon, 546 U.S. 243, 264, 126 S.Ct. 904, 163 L.Ed.2d 748 (2006) (citing Crandon v. United States, 494 U.S. 152, 177, 110 S.Ct. 997, 108 L.Ed.2d 132 (1990) (SCALIA, J., concurring in judgment)). The same ought to be said of advocacy organizations, such as amici, that (unlike dictionary publishers) have a vested interest in expanding the definition of "domestic violence" in order to broaden the base of individuals eligible for support services.10

This is a straightforward statutory-interpretation case that the parties and the Court have needlessly complicated. Precedent, text, and common sense all dictate that the term "physical force," when used to define a "misdemeanor crime of domestic violence," requires force capable of causing physical pain or bodily injury.

Justice ALITO, with whom Justice THOMAS joins, concurring in the judgment.

The decision in this case turns on the meaning of the phrase "has, as an element, the use ... of physical force." 18 U.S.C. § 921(a)(33)(A)(ii). In Johnson v. United States, 559 U.S. 133, 130 S.Ct. 1265, 176 L.Ed.2d 1 (2010), the Court interpreted the very same language and held that "physical force" means "violent force." Id., at 140, 130 S.Ct. 1265. I disagreed and concluded that the phrase incorporated the well-established meaning of "force" under the common law of battery, which did not require violent force. See id., at 146, 130 S.Ct. 1265 (dissenting opinion).

The Court of Appeals in the present case understandably followed the reasoning of Johnson, but now this Court holds that Johnson actually dictates that the identical statutory *184language be interpreted in exactly the same way that the Johnson majority rejected. See ante, at 1410.

In my view, the meaning of the contested statutory language is the same now as it was four years ago in Johnson, and therefore, for the reasons set out in my Johnson dissent, I would not extend the reasoning of Johnson to the question presented here, on which the Johnson Court specifically reserved judgment. 559 U.S., at 143-144, 130 S.Ct. 1265.

2.1.6.4 The Extended Body of the Plaintiff 2.1.6.4 The Extended Body of the Plaintiff

2.1.6.4.1 Picard v. Barry Pontiac-Buick, Inc. ("The Finger on the Camera Case") 2.1.6.4.1 Picard v. Barry Pontiac-Buick, Inc. ("The Finger on the Camera Case")

Does the defendant need to touch the body of the plaintiff to commit battery?

Victorie A. PICARD v. BARRY PONTIAC-BUICK, INC. et al.

93-221-A.

Supreme Court of Rhode Island.

Feb. 9, 1995.

*691Peter M. Cosel, Donato D’Andrea, Newport, for plaintiff.

Lauren E. Jones, Jones Associates, Brenda Coville Harrigan, Gunning, LaFazia & Gnys, Robert S. Thurston, Jones Associates, Providence, for defendant.

OPINION

LEDERBERG, Justice.

This case came before the Supreme Court on the appeal of Jesse Silvia (defendant) from a judgment against him for assault and battery, for compensatory damages in the amount of $60,346, and for punitive damages in the amount of $6,350, plus interest and costs. We affirm the judgment in respect to the assault and battery but sustain the defendant’s appeal in respect to damages. We vacate the award of damages and remand the case to the Superior Court for a new trial on damages.

FACTS AND PROCEDURAL HISTORY

This case began eight years ago with a broken signal light. The plaintiff, Victorie A. Picard, brought her mother’s car to Barry Pontiac-Buick, Inc. (Barry Pontiac)1 in Newport, Rhode Island, where the car had been purchased, to have the light repaired. While the car was being repaired, plaintiff decided to have its annual inspection performed as well. The car failed this inspection because, according to a Barry Pontiac representative, the brakes needed to be replaced. The plaintiff brought the car to Kent’s Alignment Service (Kent’s Alignment), also located in Newport, where the car passed inspection.

The plaintiff then contacted a local television news “troubleshooter” reporter, presumably to report her experience at the two inspection sites. Shortly after Kent’s Alignment had inspected plaintiff’s car, Barry Pontiac phoned Kent’s Alignment to ask that the car be checked again and the sticker removed because the brakes “were bad.” Accordingly Edward Kent (Kent), the owner of Kent’s Alignment, set January 27,1987, as the date that plaintiff, accompanied by her goddaughter Kristen Ann Seyster (Seyster), returned with the car to Kent’s garage.

Kent’s Alignment was divided into a garage area separated by a glass partition from an office area. At the time of the incident at issue in this case, Seyster was in the office, while plaintiff was in the garage. After Kent inspected the car, he told plaintiff that he had been asked to call Barry Pontiac which also wished to inspect the brakes. Ray Stevens (Stevens), the service manager at Barry Pontiac arrived at Kent’s Alignment, accompanied by defendant, who was employed by Barry Pontiac.

*692The defendant began to inspect the brakes. He and plaintiff gave vastly different descriptions of what next happened. The plaintiff said she began to take a picture of defendant as he was facing away from her, presumably as evidence for the troubleshooter report. The plaintiff testified that she did intend to photograph defendant although the photograph was not intended to identify defendant. The photograph did, however, clearly show defendant fully facing the camera, standing upright while pointing his index finger at plaintiff. After the camera snapped, the events that gave rise to this case occurred.

The plaintiff testified that defendant “lunged” at her and “grabbed [her] around around [sic ] the shoulders,”2 although plaintiff did not experience any pain. The plaintiff then testified on cross-examination that after defendant grabbed her by both her shoulders, she and defendant “spun around wrestling.” According to plaintiff, defendant released her after someone said, “let her go.” The plaintiff then left the garage with her goddaughter.

Seyster and Stevens also testified at trial, and Kent’s deposition was admitted into evidence. Seyster, who had remained in the office area, testified that she saw defendant “grab her [plaintiff's] left shoulder and try to get the picture with his other hand,” but defendant did not touch either the photograph or the camera. Seyster further testified that defendant had reached for plaintiff with only one arm, not two, and that plaintiff was not spun around, shaken, picked up or thrown against a wall. Stevens testified that he did not see what transpired because his back was turned. He did, however, remember defendant “hollering” that he did not want his picture taken. Kent stated that after plaintiff came out of the office and attempted to photograph defendant, he heard defendant say something such as “don’t take my picture.” Kent then saw defendant reach for the camera and touch it, but saw no contact between plaintiff and defendant, nor did he see defendant lift plaintiff.

The defendant testified that as he was looking at the car, plaintiff had come up behind him and aimed the camera toward him. He then pointed at plaintiff and said, “who gave you permission to take my picture?” then walked around the car to plaintiff, placed his index finger on the camera and again asked, “who gave you permission to take my picture?” The defendant denied grabbing plaintiff, touching her body, threatening her or making any threatening gestures, scuffling with her or reaching for the photograph. He also testified that he did not intend to cause plaintiff any bodily harm.

The plaintiff testified that although she did not experience any pain immediately after the incident, she did experience numbness in her hips and legs. However, about a week after the incident, plaintiff visited William E. Kenney, M.D. (Kenney) because of “pain radiating down my right leg * * *,” pain that reportedly continued periodically up to the time of trial. Kenney examined plaintiff and advised a CAT scan. W.R. Courey, M.D., of St. Anne’s Hospital in Fall River, Massachusetts, prepared a radiology report on April 17, 1987, that described “[g]eneralized degenerative bulging of the annulus at [L-3-L-4, L-4-L-5 and L-5-S-1].” Kenney himself saw plaintiff five times in his office between January 30, 1987, and May 26, 1987, each time with a $30 charge.

On April 28, 1987, Kenney wrote a “To Whom it May Concern” letter, in which he stated:

“This patient had had a ruptured intervertebra disc on the left which was apparent in October or earlier of 1985. She had not complained of her right lower extremity, however, on 1/30/87 she was seen with a history that she had been assaulted on 1/22/87 and had pain in the right lower extremity. The CAT scan taken at St. Anne’s Hospital on 4/17/87 reveals nerve root pressure on the right at L5-S1 level. *693Therefore, this change is probably causally related with the assault.”

On June 1,1987, Kenney wrote a second “To Whom it May Concern” letter, stating: “The question has been raised as to whether or not the pain in the right leg is permanent. The answer is that it is probably not permanent, but there is no way that I have of knowing for sure whether it is permanent or not.” (Emphasis added.) But, twenty-four days later, with no evidence of an intervening examination of plaintiff, Kenney, on June 25, 1987, wrote to plaintiff’s attorney:

“It is apparent that the patient sustained a ruptured disc on the right at L5-S1 found by CAT scan on 4/17/87, following an assault on 1/22/87. The ruptured disc at L5-Sl on the right is a permanent injury.” (Emphasis added.)

The injured area identified by Kenney was the right L5-S1 region of the spinal column. The defendant introduced into evidence a Newport Hospital Report dated March 26, 1985, which showed a left-sided disc herniation at the L5-S1 locus. The plaintiff confirmed at trial that she had had a history of back problems for at least ten years prior to her encounter with defendant.

On January 6,1993, some five and one-half years after he last examined plaintiff, Kenney again wrote to plaintiffs counsel and stated:

“To a reasonable degree of medical certainty, in my opinion, the ruptured disc Victorie Picard sustained at L5-S1 was proximately caused by the assault of January 22, 1987. The injury sustained on January 22, 1987, in my opinion, stated with a reasonable degree of medical certainty is permanent in nature.”

On January 11, 1993, Kenney swore an affidavit entitled: “Amended Affidavit Under Section 9-17-27 [sic] of the Rhode Island General Laws Entitled ‘Evidence of Charges for Medical and Hospital Services’” that amended his affidavit of 1987. Attached to the amended affidavit were Kenney’s letter of January 6,1993, the radiology report from St. Anne’s Hospital dated April 17,1987, and the receipts from plaintiffs five visits to Kenney’s office. The original affidavit had contained receipts of the office visits, Kenney’s letters of June 25, 1987, June 1, 1987, and April 28, 1987, the radiology report and a letter of May 5, 1987, describing the radiology report.

The amended affidavit stated in part: “Now comes William E. Kenney, M.D. and makes affidavit under oath and says as follows: * * *
(3) That the attached record of examination of the person examined reflects my true opinion with respect to the diagnosis, prognosis, and proximate cause of the conditions diagnosed.
(4) That to a reasonable degree of medical certainty, the condition detailed in the attached record, related in the history provided by the patient, was the proximate result of the incident which occurred on January 22, 1987.”

Other than plaintiff's testimony, these affidavits and their appended records and letters, admitted into evidence by the trial judge, constituted the only medical evidence that documented plaintiffs alleged injury. Kenney was not deposed, nor did he testify at trial.

The plaintiff prevailed at trial and was awarded compensatory damages in the amount of $60,346. Because the trial justice found that defendant’s conduct was “sufficiently egrigious [sic],” punitive damages in the amount of $6,350 were imposed, for a total judgment of $66,696, plus interest and costs. The defendant appealed the judgment, arguing (1) that plaintiff failed to prove an assault and battery; (2) that plaintiff failed to prove that defendant’s actions in fact caused the alleged harm to her; and (3) that the damage awards were grossly excessive and inappropriate as a matter of law.

STANDARD OF REVIEW

The findings made by a trial justice, sitting without a jury, are accorded great weight. Raheb v. Lemenski, 115 R.I. 576, 579, 350 A.2d 397, 399 (1976). These findings will not be disturbed on appeal absent a determination that the trial justice misconceived or overlooked relevant evidence or was otherwise clearly wrong. Rego Dis*694plays, Inc. v. Fournier, 119 R.I. 469, 473, 379 A.2d 1098, 1100-01 (1977); Barattini v. McGovern, 110 R.I. 360, 362, 292 A.2d 860, 861 (1972).

ASSAULT AND BATTERY

The defendant contended that plaintiff failed to prove the occurrence of an assault because plaintiff was not placed in reasonable fear of imminent bodily harm. Further, defendant argued that plaintiff failed to prove a battery because the evidence failed to establish that defendant intended to inflict an unconsented touching of plaintiff. We disagree with both contentions.

Assault and battery are separate acts, usually arising from the same transaction, each having independent significance. Proffitt v. Ricci, 463 A.2d 514, 517 (R.I.1983). “An assault is a physical act of a threatening nature or an offer of corporal injury which puts an individual in reasonable fear of imminent bodily harm.” Id. It is a plaintiff's apprehension of injury which renders a defendant’s act compensable. Id.; see also W. Page Keeton et al., Prosser and Keeton on the Law of Torts § 10, at 43 (5th ed. 1984) (“[t]he damages recoverable for [assault] are those for the plaintiffs mental disturbance, including fright, humiliation and the like, as well as any physical illness which may result from them”). This apprehension must be the type of fear normally aroused in the mind of a reasonable person. Keeton et al, supra, at 44.

The plaintiff testified that she was frightened by defendant’s actions. A review of the attendant circumstances attests that such a reaction was reasonable. The defendant admitted approaching plaintiff, and the photograph taken that day clearly showed defendant pointing his finger at plaintiff as defendant approached her. Because plaintiff's apprehension of imminent bodily harm was reasonable at that point, plaintiff has established a prima facie case of assault.

We have defined battery as an act that was intended to cause, and in fact did cause, “an offensive contact with or unconsented touching of or trauma upon the body of another, thereby generally resulting in the consummation of the assault. An intent to injure plaintiff, however, is unnecessary in a situation in which a defendant willfully sets in motion a force that in its ordinary course causes the injury.” Proffitt, 463 A.2d at 517.

In the instant case, defendant contended that a battery did not occur because defendant did not intend to touch or injure plaintiff. Rather, defendant argued, the evidence showed that he intended to touch plaintiff's camera, not plaintiff's person, and therefore the contact was insufficient to prove battery. With this contention we must disagree. Even if this court were to accept defendant’s characterization of the incident, a battery had nonetheless occurred. The defendant failed to prove that his actions on January 22, 1987, were accidental or involuntary. Therefore, defendant’s offensive contact with an object attached to or identified with plaintiff's body was sufficient to constitute a battery. As noted in the comments to the Restatement (Second) Torts § 18, comment c at 31 (1965):

“Unpermitted and intentional contacts with anything so connected with the body as to be customarily regarded as part of the other’s person and therefore as partaking of its inviolability is actionable as an offensive contact with his person. There are some things such as clothing or a cane or, indeed, anything directly grasped by the hand which are so intimately connected with one’s body as to be universally regarded as part of the person.” (Emphasis added.)

The defendant’s contact with the camera clutched in plaintiff's hand was thus sufficient to constitute a battery. We conclude, therefore, that plaintiff has proven the elements of assault and battery.

PROOF OF CAUSATION

The defendant next asserted that evidence was insufficient to prove that his actions caused plaintiff's condition because the medical evidence submitted by plaintiff was *695not competent.3 We agree.

At the start of trial, defendant objected to the admission of Kenney’s January 11, 1993 affidavit which refers to Kenney’s opinions to the permanency of plaintiff's condition. The record disclosed that Kenney last examined plaintiff on May 26, 1987, but included no evidence that Kenney examined plaintiff at any time during the ensuing five and one-half year period before executing the affidavit. At the time of trial Kenney had been retired for six years and resided in Massachusetts. It is an impermissible affront to reason to uphold Kenney’s affidavit which attested to the cause and permanency of injury in a patient whom he had not treated in five and one-half years and whose medical file he apparently did not consult at the time he signed the affidavit.4 Furthermore, the material which supported the affidavit was substantively inconsistent. Kenney’s 1993 letter stated that the injury to plaintiff was “permanent in nature.” However, in support of the 1987 affidavit, shortly after his last examination of plaintiff, he wrote on June 1, 1987, that the injury was “probably not permanent.” Yet, twenty-four days later, without reexamining plaintiff, he stated in a letter to plaintiff’s attorney, that the injury was permanent, a position which he maintained until 1993, though he never reexamined plaintiff in the intervening five and one-half years.

In Parrillo v. F.W. Woolworth Co., 518 A.2d 354, 355 (R.I.1986), this court stated that, “The substitution of a written affidavit for live medical testimony * * * in no way relaxes the minimum requirements for the admission of competent medical testimony.” Further, we have noted that, “Although all litigants have the right to take advantage of the provisions of § 9-19-27, they run the risk of a failure of proof unless the medical picture is sufficiently clear and unambiguous to lend itself to this simplified manner of proof.” Id. at 356. In the instant case, the conflicting descriptions by Kenney concerning the permanency of plaintiff's injury and the length of time between his examinations and the production of the amended affidavit conclusively demonstrate that the proof was not “clear and unambiguous.” Id. Our careful review of the record failed to disclose conclusive evidence that plaintiff's alleged injuries were caused by defendant’s assault and battery and that such alleged injury was permanent. Indeed, the trial justice stated that “the disability that she [plaintiff] suffers under is per the medical opinion permanent, or at least was at the time of the opinion.” The trial justice’s apparent doubt as to whether the injury was permanent at the time of trial illustrated further plaintiff's failure to present sufficient medical evidence under this simplified manner of proof. See Parrillo, 518 A.2d at 356. We therefore conclude that the medical evidence presented by plaintiff was incompetent to establish that the assault and battery by defendant was the proximate cause of plaintiff's alleged injury.

DAMAGES

A. Compensatory Damages

The defendant next argued that the trial justice’s award of compensatory damages in the amount of $60,346 was grossly excessive. We agree.

The trial justice based the award of compensatory damages in part on the pain and suffering alleged by plaintiff, whom the trial justice found credible and candid. The trial justice found that the inconsistencies in the testimony of the witnesses presented by plaintiff were “not significant in [the] Court’s *696mind.” Such a conclusion, however, ignored the contradictions between the witnesses’ testimony and the internal inconsistencies of plaintiff's own testimony. Indeed, our review of the record revealed that plaintiff's testimony was remarkably malleable.5 The plaintiff transformed a slight touching (as it was characterized by all witnesses except plaintiff) into a major assault and battery.

In addition to the inconsistencies in plaintiff's testimony concerning the event, plaintiff's testimony in respect to her pain and suffering was not credible, given her medical disabilities that predated the alleged additional injury that she claimed to have sustained as a result of the assault and battery. The trial justice was clearly wrong in relying on plaintiff's testimony concerning her pain and suffering absent additional evidence to establish the specific pain and suffering that developed from this contact with defendant.

This court will not disturb an award for pain and suffering unless the award “ ‘shocks the conscience’ or is grossly excessive.” Proffitt, 463 A.2d at 519 (citing Bruno v. Caianiello, 121 R.I. 913, 917, 404 A.2d 62, 65 (1979)). Given the absence of competent medical evidence of causation and given that plaintiff's testimony concerning the assault and her subsequent injuries was not credible, the award of $60,346 in compensatory damages was clearly excessive and out of all proportion to the alleged injury. Consequently, we vacate the award.

B. Punitive Damages

The defendant also argued that punitive damages should not have been awarded because the trial justice did not find that defendant acted with malice or in bad faith as directed by Palmisano v. Toth, 624 A.2d 314, 318 (R.I.1993). Disfavored in the law, an award of punitive damages is an extraordinary sanction permitted only with great caution and within narrow limits. Id. In the instant case there was no proof of malice or bad faith nor was there a finding that defendant acted with malice. Consequently, the award of punitive damages in this case was not consistent with the purpose of such damages, namely, the deterrence of a defendant’s “willfulness, recklessness or wickedness,” because evidence of these factors was not presented. Id. (quoting Sherman v. McDermott, 114 R.I. 107, 109, 329 A.2d 195, 196 (1974)).

In conclusion, we deny in part and sustain in part the defendant’s appeal. We affirm the judgment of the Superior Court in respect to the defendant’s commission of assault and battery, but we vacate the awards of compensatory and punitive damages. We remand the case to the Superior Court for a new trial on the damages sustained by the plaintiff.

2.1.6.4.2 Fisher v. Carrousel Motor Hotel, Inc. ("The Slapped Plate Case") 2.1.6.4.2 Fisher v. Carrousel Motor Hotel, Inc. ("The Slapped Plate Case")

Be aware! This case may be hard to read, as it involves the use of an offensive racial epithet by the defendant. I have not edited the case's language in order to present it as it was written, and because the epithet plays a role in exhibiting the legal principle of the case, as well as exhibiting the wider principle that tort cases often confront the racial dynamics of the society that give rise to them.

Emmit E. FISHER, Petitioner, v. CARROUSEL MOTOR HOTEL, INC., et al., Respondents.

No. B-342.

Supreme Court of Texas.

Dec. 27, 1967.

*628Ben G. Levy, Houston, for petitioner.

Vinson, Elkins, Weems & Searls, Ray-Wuhte-Phaffipson, Jr. and B. Jeff Crane, Jr., Houston, for respondents.

GREENHILL, Justice.

This is a suit for actual and exemplary damages growing out of an alleged assault and battery. The plaintiff Fisher was a mathematician with the Data Processing Division of the Manned Spacecraft Center, an agency of the National Aeronautics and Space Agency, commonly called NASA, near Houston. The defendants were the Carrousel Motor Hotel, Inc., located in Houston, the Brass Ring Club, which is located in the Carrousel, and Robert W. Flynn, who as an employee of the Carrousel was the manager of the Brass Ring Club. Flynn died before the trial, and the suit proceeded as to the Carrousel and the Brass Ring. Trial was to a jury which found for the plaintiff Fisher. The trial court rendered judgment for the defendants notwithstanding the verdict. The Court of Civil Appeals affirmed. 414 S.W.2d 774. The questions before this Court are whether there was evidence that an actionable battery was committed, and, if so, whether the two corporate- defendants must respond in exemplary as well as actual damages for the malicious conduct of Flynn.

The plaintiff Fisher had been invited by Ampex Corporation and Defense Electronics to a one day’s meeting regarding telemetry equipment at the Carrousel. The invitation included a luncheon. The guests were asked to reply by telephone whether they could attend the luncheon, and Fisher called in his acceptance. After the morning session, the group of 25 or 30 guests adjourned to the Brass Ring Club for lunch. The luncheon was buffet style, and Fisher stood in line with others and just ahead of a graduate student of Rice University who testified at the trial. As Fisher was about to be served, he was approached by Flynn, who snatched the plate from Fisher’s hand and shouted that he, a Negro, could not be *629served in the club. Fisher testified that he was not actually touched, and did not testify that he suffered fear or apprehension of physical injury; but he did testify that he was highly embarrassed and hurt by Flynn’s conduct in the presence of his associates.

The jury found that Flynn “forceably dispossessed plaintiff of his dinner plate” and “shouted in a loud and offensive manner” that Fisher could not be served there, thus subjecting Fisher to humiliation and indignity. It was stipulated that Flynn was an employee of the Carrousel Hotel and, as such, managed the Brass Ring Club. The jury also found that Flynn acted maliciously and awarded Fisher $400 actual damages for his humiliation and indignity and $500 exemplary damages for Flynn’s malicious conduct.

The Court of Civil Appeals held that there was no assault because there was no physical contact and no evidence of fear or apprehension of physical contact. However, it has long been settled that there can be a battery without an assault, and that actual physical contact is not necessary to constitute a battery, so long as there is contact with clothing or an object closely identified with the body. 1 Harper & James, The Law of Torts 216 (1956) ; Restatement of Torts 2d, §§ 18 and 19. In Prosser, Law of Torts 32 (3d Ed. 1964), it is said:

“The interest in freedom from intentional and unpermitted contacts witlrthe plaintiff’s person is protected by an action for the tort commonly called battery. The protection extends to any part of the body, or to anything which is attached to it and practically identified with it. Thus contact with the plaintiff’s clothing, or with a cane, a paper, or any other object held in his hand will be sufficient; * * * The plaintiff’s interest in the integrity of his person includes all those things which are in contact or connected with it.”

Under the facts of this case, we have no difficulty in holding that the intentional grabbing of plaintiff’s plate constituted a battery. The intentional snatching of an object from one’s hand is as clearly an offensive invasion of his person as would be an actual contact with the body. “To constitute an assault and battery, it is not necessary to touch the plaintiff’s body or even his clothing; knocking dr snatching anything from plaintiff’s hand or touching anything connected with his person, when done in an offensive manner, is sufficient.” Morgan v. Loyacomo, 190 Miss. 656, 1 So.2d 510 (1941).

Such holding is not unique to the jurisprudence of this State. In S. H. Kress & Co. v. Brashier, 50 S.W.2d 922 (Tex.Civ.App.1932, no writ), the defendant was held to have committed “an assault or trespass upon the person” by snatching a book from the plaintiff’s hand. The jury findings in that case were that the defendant “dispossessed plaintiff of the book” and caused her to suffer “humiliation and indignity.”

The rationale for holding an offensive contact with such an object to be a battery is explained in 1 Restatement of Torts 2d § 18 (Comment p. 31) as follows:

“Since the essence of the plaintiff’s grievance consists in the offense to the dignity involved in the unpermitted and intentional invasion of the inviolability of his person and not in any physical harm done to his body, it is not necessary that the plaintiff’s actual body be disturbed. Unpermitted and intentional contacts with anything so connected with the body as to be customarily regarded as part of the other’s person and therefore as partaking of its inviolability is actionable as an offensive contact with his person. There are some things such as clothing or a cane or, indeed, anything directly grasped by the hand which are so intimately connected with one’s body as to be universally regarded as part of the person.”

*630We hold,. therefore, that the forceful dispossession of plaintiff Fisher’s plate in an offensive manner was sufficient to constitute a battery, and the trial court erred in granting judgment notwithstanding the verdict on the issue of actual damages.

In Harned v. E-Z Finance Co., 151 Tex. 641, 254 S.W.2d 81 (1953), this Court refused to adopt the “new tort” of intentional interference with peace of mind which permits recovery for mental suffering in the absence of resulting physical injury or an assault and battery. This cause of action has long been advocated by respectable writers and legal scholars. See, for example, Prosser, Insult and Outrage, 44 Cal.L.Rev. 40 (1956); Wade, Tort Liability for Abusive and Insulting Language, 4 Vand.L.Rev. 63 (1950); Prosser, Intentional Infliction of Mental Suffering: A New Tort, 37 Mich.L.Rev. 874 (1939); 1 Restatement of Torts 2d § 46(1). However, it is not necessary to adopt such a cause of action in order to sustain the verdict of the jury in this case. The Harned case recognized the well established rule that mental suffering is compensable in suits for willful torts “which are recognized as torts and actionable independently and separately from mental suffering or other injury.” 254 S.W.2d at 85. Damages for mental suffering are recoverable without the necessity for showing actual physical injury in a case of willful battery because the basis of that action is the unpermitted and intentional invasion of the plaintiff’s person and not the actual harm done to the plaintiff’s body. Restatement of Torts 2d § 18. Personal indignity is the essence of an action for battery; and consequently the defendant is liable not only for contacts which do actual physical harm, but also for those which are offensive and insulting. Prosser, supra; Wilson v. Orr, 210 Ala. 93, 97 So. 123 (1923). We hold, therefore, that plaintiff was entitled to actual damages for mental suffering due to the willful battery, even in the absence of any physical injury.

We now turn to the question of the liability of the corporations for exemplary damages. In this regard, the jury found that Flynn was acting within the course and scope of his employment on the occasion in question; that Flynn acted maliciously and with a wanton disregard of the rights and feelings of plaintiff on the occasion in question. There is no attack upon these jury findings. The jury further found that the defendant Carrousel did not authorize or approve the conduct of Flynn. It is argued that there is no evidence to support this finding. The jury verdict concluded with a finding that $500 would “reasonably compensate plaintiff for the malicious act and wanton disregard of plaintiff’s feelings and rights. * * * ”

The rule in Texas is that a principal or master is liable for exemplary or punitive damages because of the acts of his agent, but only if:

(a) the principal authorized the doing and the manner of the act, or
(b) the agent was unfit and the principal was reckless in employing him, or
(c) the agent was employed in a managerial capacity and was acting in the scope of employment, or
(d) the employer or a manager of the employer ratified or approved the act.

The above test is set out in the Restatement of Torts § 909 and was adopted in King v. McGuff, 149 Tex. 432, 234 S.W.2d 403 (1950). At the trial of this case, the following stipulation was made in open, court:

“It is further stipulated and agreed to by all parties that as an employee of the Carrousel Motor Hotel the said Robert W. Flynn was manager of the Brass Ring Club.”

We think this stipulation brings the case squarely within part (c) of the rule an*631nounced in the King case as to Flynn’s managerial capacity. It is undisputed that Flynn was acting in the scope of employment at the time of the incident; he was attempting to enforce the Club rules by depriving Fisher of service.

The rule of the Restatement of Torts adopted in the King case set out above has four separate and disjunctive categories as a basis of liability. They are separated by the word “or.” As applicable here, there is liability if (a) the act is authorized, or (d) the act is ratified or approved, or (c) the agent was employed in a managerial capacity and was acting in the scope of his employment. Since it was established that the agent was employed in a managerial capacity and was in the scope of his employment, the finding of the jury that the Carrousel did not authorize or approve Flynn’s conduct became immaterial.

The King case also cited and relied upon Ft. Worth Elevator Co. v. Russell, 123 Tex. 128, 70 S.W.2d 397 (1934). In that case, it was held not to be material that the employer did not authorize or ratify the particular conduct of the employee; and the right to exemplary damages was supported under what is section (b) of the Restatement or King rule: The agent was unfit, and the principal was reckless in employing [or retaining] him.

After the jury verdict in this case, counsel for the plaintiff moved that the trial court disregard the answer to issue number eight [no authorization or approval of Flynn’s conduct on the occasion in question] and for judgment upon the verdict. The trial court erred in overruling that motion and in entering judgment for the defendants notwithstanding the verdict; and the Court of Civil Appeals erred in affirming that judgment.

The judgments of the courts below are reversed, and judgment is here rendered for the plaintiff for $900 with interest from the date of the trial court’s judgment, and for costs of this suit.

2.1.6.4.3 Parking Lot Altercation Hypo 2.1.6.4.3 Parking Lot Altercation Hypo

Will the facts below give rise to liability for battery? What is the most important issue being raised?

On April 20, 2017, Childress, an employee of The Boeing Company,1 drove to work for an overtime shift. He parked his Jeep to the right of a rolling gate, exited his car, and entered a building to clock in. When he returned to his car, Childress was confronted by a security guard employed by AlliedBarton Security Services LLC. The guard accused him of parking illegally and threatened to give him a parking ticket. Childress slowly started driving away. The guard moved in front of the car, struck the hood with his hands, and shouted. Childress continued driving to the employee parking lot.
There, Childress was again confronted by the security guard, who accused him of a hit and run. Childress left the parking lot, clocked out, and returned to his car. Two additional security cars were positioned around his Jeep. Childress entered his car and slowly maneuvered toward the exit. In so doing, he struck one of the security cars. Childress's Jeep was not damaged, but there were fingerprints and scratches on the hood from the first encounter with the security guard. The next day, Boeing suspended Childress. On June 6, 2017, Boeing fired him because he “ ‘engaged in aggressive actions with [his] personal vehicle.’ ”

Childress v. Boeing Aerospace Operations, Inc., 8 Wash. App. 2d 1054 (2019)

2.1.6.5 The Extended Body of the Defendant 2.1.6.5 The Extended Body of the Defendant

2.1.6.5.1 Commonwealth v. Stratton ("The Love Powder Figs Case") 2.1.6.5.1 Commonwealth v. Stratton ("The Love Powder Figs Case")

What if the defendant doesn't use his or her body to make contact with the plaintiff?

Commonwealth vs. Charles H. Stratton. Same vs. Same.

One is guilty of an assault and battery who delivers to another a thing to be eaten, knowing that it contains a foreign substance and concealing the fact, if the other, in ignorance of the fact, eats it and is injured in health.

Indictments, each charging that the defendant, upon a certain yonng woman, in the indictment named, made an assault and administered to her a large quantity of cantharides, “ the same being ” “ a deleterious and destructive drug,” with intent to injure her health, whereby she became sick and her life was despaired of. Both cases were tried together.

It appeared at the trial in the Superior Court, before Eevens, J., that the defendant, in company with another young man, called upon the young women in the indictments named, and during the call offered them some figs, which they ate, they having no reason to suppose that the figs contained any foreign substance ; that a few hours after, both young women were taken sick and suffered pain for some hours; that the defendant and his companion had put into the figs something they had procured *304by the name of “ love powders,” which was represented by the person of whom they got it to be perfectly harmless.

There was evidence that one of the ingredients of these powders was cantharides, and that this would tend to produce sickness like that which the young women suffered.

The court instructed the jury that if it was shown beyond a reasonable doubt “ that the defendant delivered to the women a harmless article of food, as figs, to be eaten by them, he well knowing that a foreign substance or drug was contained therein, and concealing the fact, of which he knew the women to be ignorant, that such foreign substance or drug was „• ntained therein, and the women eating thereof, by the invitation of the defendant, were injured in health by the deleterious character of the foreign substance or drug therein contained, the defendant should be found guilty of an assault upon them, and this, although he did not know the foreign substance or drug was deleterious to health, had been assured that it was not, and intended only to try its effect upon them, it having been procured by him under the name of a ‘ love powder,’ and he being ignorant of its qualities or of the effects to be expected from it.”

The jury found the defendant guilty of a simple assault in each case, and he alleged exceptions.

W. Colburn, for the defendant.

C. R. Train, Attorney General, for the Commonwealth.

Wells, J.*

All the judges concur that the evidence introduced at the trial would warrant a conviction of assault and battery, or for a simple assault, which it includes. And in the opinion of a majority of the court, the instructions given required the jury to find all that was essential to constitute the offence of assault and battery.

The jury must have found a physical injury inflicted upon another person by a voluntary act of the defendant, directed towards her, which was without justification and unlawful. Although the defendant was ignorant of the qualities of the drug he administered, and of the effects to be expected from it, and had been *305assured and believed that it was not deleterious to health, yet he knew it was not ordinary food, that the girl was deceived into taking it, and he intended that she should be induced to take it without her conscious consent, by the deceit which he practised upon her. It is to be inferred from the statement of the case that he expected it would produce some effect. In the most favorable aspect of the facts for the defendant, he administered tc the girl, without her consent and by deceit, a drug or “ foreign substance,” of the probable effect of which he was ignorant, with the express intent and purpose “ to try the effect of it upon ” her. This, in itself, was unlawful, and he must be held responsible for whatever effect it produced. Being an unlawful interference with the personal rights of another, calculated to result and in fact resulting in physical injury, the criminal intent is to be inferred from the nature of the act and its actual results. 3 Bl. Com. 120. Rex v. Long, 4 C. & P. 398, 407, note. The deceit, by means of which the girl was induced to take the drug, was a fraud upon her will, equivalent to force in overpowering it. Commonwealth v. Burke, 105 Mass. 376. Regina v. Lock, 12 Cox C. C. 244. Regina v. Sinclair, 13 Cox C. C. 28.

Although force and violence are included in all definitions of assault, or assault and battery, yet, where there is physical injury to another person, it is sufficient that the cause is set in motion by the defendant, or that the person is subjected to its operation by means of any act or control which the defendant exerts. In 3 Chit. Crim. Law, 799, is a count, at common law, for an assault with drugs. For other instances of assault and battery without actual violence directed against the person assaulted, see 1 Gabbett’s Crim. Law, 82; Rose. Crim. Ev. (8th ed.) 296; 3 Bl. Com. 120, and notes; 2 Greenl. Ev. § 84.

If one should hand an explosive substance to another, and induce him to take it by misrepresenting or concealing its dangerous qualities, and the other, ignorant of its character, should receive it and cause it to explode in his pocket or hand, and should be injured by it, the offending party would be guilty of a battery, and that would necessarily include an assault; although he might not be guilty even of an assault, if the su bstance failed *306to explode or failed to cause any injury. It would be the same if it exploded in his mouth or stomach. If that which causes the injury is set in motion by the wrongful act of the defendant, it cannot be material whether it acts upon the person injured externally or internally, by mechanical or chemical force.

In Regina v. Button, 8 C. & P. 660, one who put Spanish flies into coffee to be drank by another, was convicted of an assault upon the person who took it, although it was done “ only for a lark.” This decision is said to have been overruled in England. Regina v. Dilworth, 2 Mood. & Rob. 531. The Queen v. Walkden, 1 Cox C. C. 282. Regina v. Hanson, 2 C. & K. 912. In the view of the majority of the court, the last only of these three cases was a direct adjudication, and that entirely upon the authority of mere dicta in the other two, and without any satisfactory reasoning or statement of grounds; and the earlier decision in Regina v. Button is more consistent with general principles, and the better law.

Exceptions overruled.

2.1.6.5.2 Chair Hypo 2.1.6.5.2 Chair Hypo

If A is about to sit down, and B pulls the chair out from under, is B liable to A for battery?

2.1.6.5.3 Beds Bugs Hypo 2.1.6.5.3 Beds Bugs Hypo

Is there liabilty for battery on these facts? What is the main issue that needs to be resolved in order to answer that question? 
In 1998, EcoLab, the extermination service that the motel used, discovered bedbugs in several rooms in the motel and recommended that it be hired to spray every room, for which it would charge the motel only $500; the motel refused. The next year, bedbugs were again discovered in a room but EcoLab was asked to spray just that room. The motel tried to negotiate “a building sweep [by EcoLab] free of charge,” but, not surprisingly, the negotiation failed. By the spring of 2000, the motel's manager “started noticing that there were refunds being given by my desk clerks and reports coming back from the guests that there were ticks in the rooms and bugs in the rooms that were biting.” She looked in some of the rooms and discovered bedbugs. The defendant asks us to disregard her testimony as that of a disgruntled ex-employee, but of course her credibility was for the jury, not the defendant, to determine.
Further incidents of guests being bitten by insects and demanding and receiving refunds led the manager to recommend to her superior in the company that the motel be closed while every room was sprayed, but this was refused. This superior, a district manager, was a management-level employee of the defendant, and his knowledge of the risk and failure to take effective steps either to eliminate it or to warn the motel's guests are imputed to his employer for purposes of determining whether the employer should be liable for punitive damages. *675  Mattyasovszky v. West Towns Bus Co., 61 Ill.2d 31, 330 N.E.2d 509, 512 (1975); Barton v. Chicago & North Western Transportation Co., supra, 258 Ill.Dec. 844, 757 N.E.2d at 556 n. 11; Kennan v. Checker Taxi Co., 250 Ill.App.3d 155, 189 Ill.Dec. 891, 620 N.E.2d 1208, 1212–14 (1993); Restatement (Second) of Torts § 909 (1979); Restatement (Second) of Agency § 217C (1958). The employer's liability for compensatory damages is of course automatic on the basis of the principle of respondeat superior, since the district manager was acting within the scope of his employment.
The infestation continued and began to reach farcical proportions, as when a guest, after complaining of having been bitten repeatedly by insects while asleep in his room in the hotel, was moved to another room only to discover insects there; and within 18 minutes of being moved to a third room he discovered insects in that room as well and had to be moved still again. (Odd that at that point he didn't flee the motel.) By July, the motel's management was acknowledging to EcoLab that there was a “major problem with bed bugs” and that all that was being done about it was “chasing them from room to room.” Desk clerks were instructed to call the “bedbugs” “ticks,” apparently on the theory that customers would be less alarmed, though in fact ticks are more dangerous than bedbugs because they spread Lyme Disease and Rocky Mountain Spotted Fever. Rooms that the motel had placed on “Do not rent, bugs in room” status nevertheless were rented.
It was in November that the plaintiffs checked into the motel. They were given Room 504, even though the motel had classified the room as “DO NOT RENT UNTIL TREATED,” and it had not been treated. Indeed, that night 190 of the hotel's 191 rooms were occupied, even though a number of them had been placed on the same don't-rent status as Room 504. One of the defendant's motions in limine that the judge denied was to exclude evidence concerning all other rooms—a good example of the frivolous character of the motions and of the defendant's pertinacious defense of them on appeal.
Mathias v. Accor, 347 F.3d 672 (7th Cir. 2003)

2.1.6.5.4 Chased into Glass Hypo 2.1.6.5.4 Chased into Glass Hypo

Is there liabilty for battery in the following case? What is the major issue?
The Chamber of Commerce in 1946, and prior years, concerned itself with the very laudable and worthwhile undertaking of sponsoring a Southwestern Livestock Show and Exposition, incident to which was the *328 encouragement of young people in the production, feeding and exhibition of fine livestock, one of the principal and sustaining industries of the area. As a part of this project and to supply entertainment and advertise the Show from March 25 to March 31, 1946, the Chamber of Commerce sponsored a rodeo, and invited and encouraged the residents to go ‘Western’ during that week by wearing some sort of distinguishing dress or regalia. In connection with the rodeo there were maintained in the downtown district one or more ‘corrals'. A citizen was placed in charge of the corrals who was from time to time relieved by another. One of such corrals was located in Pioneer Plaza very near the Hilton Hotel in the busy down town section of the City of El Paso. There was located in this corral a ‘hot-seat’ a chair wired with hot wires. There were numerous attendants in and about the corral. There were supplied and used in connection with the corrals, wagons. These wagons, two or more in number, moved over the streets through the city accompanied by men, usually younger men, supplied with ‘lassos' or ropes. People on the streets who were not attired in some sort of western regalia were roped and lifted into wagons and conveyed to the corrals and there ‘corraled’ and many of them invited or caused to occupy the hot seat, wherein they were lightly ‘shocked’. There were also men engaged about the corrals who apprehended people passing on the streets in the vicinity of the corrals and likewise subjected to the ‘horseplay’ of the corrals, and were released when they purchased rodeo tickets or handkerchiefs, which handkerchiefs when worn about the neck satisfied the attire requirements.
On March 27, 1946, during the rodeo week, plaintiff and her mother had been down town shopping. Between 1:30 and 2 P.M. they were walking west along Mills Street in the direction of the corral on Pioneer Plaza and were about in front of the Hilton Drug Store, located in the Hilton Hotel. They were approached by three young ropers, who, plaintiff said had their eyes on her, and about forty feet away. One of them said: ‘let's get that girl,’ or ‘let's get that one’, or something to that effect. Plaintiff was a young woman just past seventeen and married for some two months. The young woman said to her mother ‘Let's duck in here’, and ran into the drug store. One of the young men with his rope followed her. She said she was frightened and not interested in the play and sought to escape from the drug store into the lobby of the Hilton where she thought she would be safe from the apprehension. To do so she had to pass through a door connecting the drug store and the lobby. The door had a glass panel. She ran against the door and pushed her left hand through the glass and received very severe cuts and residual serious injuries to her hand, wrist and fingers and thumb. There is no question about the injury and its seriousness.
Plaintiff in her suit pleaded the situation here outlined in considerable detail and charged the Chamber of Commerce, acting through its agents, servants and representatives, with the responsibility and liability for the injuries received. She pleaded an invasion of her right to the lawful use of the public streets of the city without interference. She charged the defendant with negligence, carelessness, recklessness and wilful conduct, and that the defendant, its agents, servants and employees negligently, carelessly, recklessly and wilfully, in violation of the laws of the State, assaulted plaintiff by chasing her for the purpose of roping her and imprisoning her without her consent, and in violation of law sought to restrain plaintiff without her consent, and that all such was the proximate cause of her injury and damage.

Moore v. El Paso Chamber of Com., 220 S.W.2d 327, 327–28 (Tex. Civ. App. 1949), writ refused NRE

2.1.7 Transfer of Intent 2.1.7 Transfer of Intent

2.1.7.1 Baska v. Scherzer "The Accidental Punch Case" 2.1.7.1 Baska v. Scherzer "The Accidental Punch Case"

What happens when contact aimed at one person actually connects with someone else?

No. 94,879

Celesta C. Baska, Appellant, v. Harry Scherzer, Jr., and Calvin Madrigal, Appellees.

(156 P.3d 617)

*751Review of the judgment of the Court of Appeals in an unpublished opinion filed August 4, 2006.

Opinion filed April 27, 2007.

James M. Sheeley, of Kansas City, Kansas, argued the cause and was on the brief for appellant.

James H. Ensz, of Ensz & Jester, P.C., of Kansas City, Missouri, argued the cause, and Matthew J. Gist, of the same firm, was with him on the brief for appellee Harry Scherzer.

Jeffrey S. Nichols, of Wallace, Saunders, Austin, Brown & Enochs, Chtd., of Overland Park, argued the cause, and Alex B. Jucld, of the same firm, was with him on the briefs for appellee Calvin Madrigal.

The opinion of the court was delivered by

Davis, J.:

Celesta Baska brought an action for personal injuries sustained when she attempted to stop a fight by stepping between the defendants, Harry Scherzer, Jr., and Calvin Madrigal. Her action was brought after the expiration of a year from her injury but within 2 years from the date of her injury. After some discovery, the trial court granted the defendants’ motions for summaiy judgment and dismissed Baska’s action based upon its conclusion that her action was governed by the 1-year statute of limitations for assault and battery, K.S.A. 60-514(b). The Court of Appeals reversed, holding that Baska’s action sounded in negligence, and thus was subject to the 2-year statute of limitations under K.S.A. 60-513(a)(4), primarily because she was unintentionally struck by defendants. We granted the defendants’ petitions for review, and now we reverse the decision of the Court of Appeals and affirm the district court.

*752 Facts

Baslca had given her daughter Ashley, a high school senior, permission to organize a “scavenger hunt” with some friends. The scavenger hunt began at the Baskas’ house around 8:30 p.m. and was to end with the participants returning to the house by midnight. When people returned, a number of them remained at the Baskas’ home for a “party.”

Scherzer and Madrigal were both at the party. Madrigal had participated in the scavenger hunt; Scherzer remained at the house while the hunt ensued, playing cards with Baska. He then went outside as people began to return to the house.

Around midnight, an altercation broke out between Scherzer and Madrigal. Madrigal approached Scherzer from behind, and the two boys began to push each other and throw punches at one another. Upon being informed of the fight by one of her daughter’s friends, Baska yelled at the boys to stop in order to break up the fight. When they continued to fight, Baska placed herself between the boys and was punched in the face, losing several teeth and receiving injuries to her neck and jaw. Baska is certain that Scherzer hit her in the face; she also believes that Madrigal punched her in the back of the head.

On April 8, 2004, just short of 2 years after the incident, Baska filed suit against Madrigal and Scherzer, alleging that she was injured by the defendants’ negligence. In her petition she alleged:

“5. That die defendants, in their excitement and totally unintentionally, struck the plaintiff with powerful blows intended for the other participant in the fight.
“6. That the sole and proximate cause of plaintiff s injuries was tíre negligence and carelessness of the defendants.”

Both defendants filed motions to dismiss based on tire statute of limitations, alleging that the suit was barred by the 1-year statute of limitations for assault and battery, K.S.A. 60-514(b). The district court originally granted the motions; however, the court later granted Baska’s motion to reconsider and allowed the parties to pursue additional discovery.

Depositions were taken of Baska, Madrigal, and Scherzer. Both Madrigal and Scherzer testified in their depositions that they did *753not intend to strike or injure Baska in any way. Instead, each defendant testified that it was his intention in throwing the punches to strike and injure the other defendant. In her deposition, Baska’s counsel asked her whether she “would anticipate that the intended recipient of [Scherzer’s] blow was Mr. Madrigal and not [herself].” Baska answered, “Yes, sir.”

After depositions, Madrigal and Scherzer filed motions for summary judgment again based on the 1-year statute of limitations for assault and battery. In its decision after conducting a hearing, the court concluded that the doctrine of transferred intent applied and that Baska’s cause of action was an action for assault and battery, not negligence. The court explained:

“Well, the plaintiffs theory, as I understand it, is that in trying to bréale up this altercation that she was injured by the negligent acts of the two participants who were defending themselves, each of them claiming self defense, and in a negligent manner.
“The depositions of both of the combatants having been taken now, it appears to me that they were striking at each other. Those are intentional acts. The doctrine of transferred intent has been the law in Kansas probably since this place became a state because I think it came straight out of the common law, and it’s certainly been the law since I was in law school 30 years ago.
“I don’t see anything in [the plaintiff s] citations . . . that the State of Kansas has gone away from that. So I think that in each of these two cases, each — as to each defendant, motion for summary judgment must be granted on the basis that these are intentional acts and the doctrine transferred intent would apply, and they should have been filed within the one year of statute of limitations.”

Court of Appeals

The Court of Appeals reversed in an unpublished opinion, Baska v. Scherzer, Case No. 94,879, filed August 4, 2006. Although the court did not dispute the district court’s statement of the facts, it disagreed with the district court’s conclusion. The Court of Appeals noted that “[t]he key distinction between assault and battery on one hand, and negligence on the other, is that assault and battery are both intentional torts and negligence is unintentional. [Citation omitted.]” Slip op. at 5. The court ultimately held that the plaintiff s action in this case sounded in negligence, because the plaintiff was “unintentionally struck” by the defendants. Slip op. at 14.

*754The Court of Appeals reviewed a number of Kansas decisions as well as a number of cases from other jurisdictions, concluding that “the law on this issue is unclear.” Slip op. at 6-13 (citing Harris v. Richards, 254 Kan. 549, 867 P.2d 325 [1994]; Hackenberger v. Travelers Mutual Cas. Co., 144 Kan. 607, 62 P.2d 545 [1936]; Byrum v. Edwards, 66 Kan. 96, 71 Pac. 250 [1903]; Laurent v. Bernier, 1 Kan. *428 [1863]; and Vetter v. Morgan, 22 Kan. App. 2d 1, 913 P.2d 1200, rev. denied 257 Kan. 1096 [1995]). The court noted that “Laurent, Byrum, and Hackenberger tend to suggest that Baska’s only cause of action is assault and battery because Madrigal and Scherzer acted intentionally.” Slip op. at 12. Nevertheless, it noted that “[although these cases have not been overruled, they appear inconsistent with Vetter and the dicta in Harris.” Slip op. at 12. In light of tírese inconsistencies, the court explained its synthesis of tírese decisions as follows:

“The law on this issue appears to have shifted from the earlier position that an intentional act of violence, which has an unintentional effect on a third party, must be viewed as assault and batteiy for purposes of application of the statute of limitations. . . .
“If we can take guidance from these cases, it appears that a specific intent to perform a certain act, such as shooting someone, even if there is a mistaken identity, will generally lead to a finding that the 1-year limitation on assault and batteiy is applied.
“However, threatening actions which lead to unanticipated results may well be viewed as negligence as long as the plaintiff is not purposefully and intentionally struck by the defendant.
“We have a blending in this case, where Baska was probably unintentionally struck during a fight between Scherzer and Madrigal. AMiough the law may not be clear, we find the rationale in Vetter should be used. We, therefore, reverse the district court’s finding that the 1-year statute of limitations applied and remand for further proceedings.” Slip op. at 13-15.

Both defendants, Madrigal and Scherzer, filed petitions for review, claiming that the Court of Appeals misstated the applicable law. In particular, the defendants argue that tire Court of Appeals, without any discussion thereof, eviscerated the doctrine of transferred intent by holding a negligence tort action lies for an assault and battery when the injured party is not the intended victim.

*755The sole issue we must resolve is whether plaintiff s action is governed by the 1-year statute of limitations for assault and battery under K.S.A. 60-514(b) or by the 2-year statute of limitations for negligence under K.S.A. 60-513(a)(4). The facts are not in dispute, and the answer to this question is one of law.

Standard of Review

Baska appeals from the district court’s grant of summary judgment on the basis that she filed her claim after the 1-year statute of Mmitations for assault and battery had run.

“ ‘ “Summary judgment is appropriate when the pleadings, depositions, answers to interrogatories, and admissions on file, togedier with the affidavits, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. The trial court is required to resolve all facts and inferences which may reasonably be drawn from the evidence in favor of the party against whom the ruling is sought. When opposing a motion for summary judgment, an adverse party must come forward with evidence to establish a dispute as to a material fact. In order to preclude summary judgment, the facts subject to the dispute must be material to the conclusive issues in the case. On appeal, we apply the same rules and where we find reasonable minds could differ as to the conclusions drawn from the evidence, summary judgment must be denied.” [Citations omitted.]’ ” State ex rel. Stovall v. Reliance Ins. Co., 278 Kan. 777, 788, 107 P.3d 1219 (2005).

Where the facts are undisputed, appellate review of an order granting summary judgment is de novo. Roy v. Young, 278 Kan. 244, 247, 93 P.3d 712 (2004).

Discussion and Analysis

While the plaintiff alleges negligence in her petition, calling for the application of a 2-year statute of limitations, this court is not bound by the claims as set forth in the petition. Instead, “ ‘[t]he law of this state is realistic. Substance prevails over form.’ ” Murray v. Modoc State Bank, 181 Kan. 642, 647, 313 P.2d 304 (1957) (quoting Travis v. Bishoff, 143 Kan. 283, 285, 54 P.2d 955 [1936]). The determinative question is whether the substance of plaintiff s claims against the defendants sounds in assault and battery or negligence.

*756K.S.A. 60-514(b) provides that civil actions for assault and battery must be initiated within 1 year of the date of the incident giving rise to the action. Under K.S.A. 60-513(a)(4), negligence claims must be brought within 2 years. The fight between defendants that resulted in the plaintiff s injuries occurred on April 13, 2002. Baska filed her action on April 8, 2004. The outcome of this case depends upon whether Baska’s claims are in substance based upon intentional or negligent actions of the defendants. If intentional, Baska’s claims are barred by the 1-year statute of limitations; if negligent, her claims are not barred and are governed by dre 2-year statute of limitations.

Assault is defined in this state as “an intentional threat or attempt, coupled with apparent ability, to do bodily harm to another, resulting in immediate apprehension of bodily harm. No bodily contact is necessary.” PIK Civ. 3d 127.01; see State v. Hazen, 160 Kan. 733, 740-41, 165 P.2d 234 (1946). Battery is defined as “the unprivileged touching or striking of one person by another, done with the intent of bringing about either a contact or an apprehension of contact, that is harmful or offensive.” PIK Civ. 3d 127.02; see Laurent, 1 Kan. at “431. The gravamen of a civil assault and battery is grounded upon the actor’s intention to inflict injury. Stricklin v. Parsons Stockyard Co., 192 Kan. 360, 366, 388 P.2d 824 (1964).

In order to state a claim for negligence, a plaintiff must show “ ‘(1) [t]he existence of a duty on the part of defendant to protect plaintiff from the injury; (2) failure of defendant to perform that duty; and (3) injury to plaintiff from such failure of defendant.’ ” Murray, 181 Kan. at 646 (quoting McMillen v. Summunduwot Lodge, 143 Kan. 502, 509, 54 P.2d 985 [1936]). Put another way, '[n]egligence is an unintentional breach of a legal duty causing damage reasonably foreseeable without which breach the damage would not have occurred.’ ” ’ ” Murray, 181 Kan. at 646 (quoting McMillen, 143 Kan. at 509, and 45 C.J. 631).

As these definitions make clear, “the fundamental distinction between assault and battery, on the one hand, and negligence, on the other, is that the former is intentional and the latter is unintentional. [Citations omitted.]” Murray, 181 Kan. at 646; see *757 Baska, slip op. at 5. The district court held that Baska’s cause of action was truly one for assault and battery because the defendants intended to strike one another when they were fighting. The Court of Appeals, however, found that where Baska was “unintentionally struck” by the defendants, her cause of action sounded in negligence. Baska, slip op. at 15. The defendants intended to harm each other, but as Baska claims in her petition, “the defendants, in their excitement and totally unintentionally, struck the plaintiff with powerful blows intended for the other participant in the fight.” (Emphasis added.)

The above situation is not unfamiliar in the law of intentional torts. The Restatement (Second) of Torts and this court’s decisions discuss this situation as being contemplated by the long-standing doctrine of transferred intent. The Restatement explains that the term “intent,” as it is used in the law of torts, “denotefs] that the actor desires to cause [the] consequences of his act, or that he believes that the consequences are substantially certain to result from it.” Restatement (Second) of Torts § 8A (1964). The comments to this section state that

“[a]ll consequences which the actor desires to bring about are intended, as the word is used in this Restatement. Intent is not, however, limited to consequences which are desired. If the actor knows that the consequences are certain, or substantially certain, to result from his act, and still goes ahead, he is treated by tire law as if he had in fact desired to produce the result. As the probability that the consequences will follow decreases, and becomes less tiran substantial certainty, the actor’s conduct loses the character of intent, and becomes mere recklessness .... As the probability decreases further, and amounts only to a risk that the result will follow, it becomes ordinary negligence . . . .” Restatement (Second) of Torts § 8A, comment b.

This court has similarly explained that an actor will be held liable for an intentional tort if the plaintiff s injuries were the “natural and probable consequence of [the defendant’s] intended actions.” Harris, 254 Kan. at 554. However, an action need not be directed at the plaintiff in order to give rise to liability for intentional torts (such as assault or battery). Rather, the doctrine of transferred intent states that “[t]he tort of battery or of assault and battery may be committed, although the person struck or hit by the defendant *758is not the one whom he intended to strike or hit.” 6 Am. Jur. 2d, Assault and Battery § 99, p. 83.

The comments to the Restatement (Second) of Torts, in describing the intent necessary for battery, explain:

“The intention which is necessary to malee the actor hable [for civil battery] is not necessarily an intention to cause a harmful or offensive contact or an apprehension of such contact to the plaintiff himself or otherwise to cause him bodily harm. It is enough that the actor intends to produce such an effect «pon some other person and that his act so intended is the legal cause of a harmful contact to the other. It is not necessary that tire actor know or have reason even to suspect that the other is in the vicinity of the third person whom the actor intends to affect and, therefore, that he should recognize that his act, though directed against the third person, involves a risk of causing bodily harm to the other so that the act would be negligent toward him.” (Emphasis added.) Restatement (Second) of Torts § 16, comment b (1964).

Similarly, the comments to the section describing the intent required to state an action for assault state that “[i]n order to become liable [for civil assault], it is necessary that the actor intend to inflict a harmful or offensive bodily contact upon the other or a third person or put him [her] in apprehension of such contact.” (Emphasis added.) Restatement (Second) of Torts § 21, comment f (1964).

This court’s recognition of the transferred intent principle dates to Laurent, 1 Kan. *428, which was decided during the Civil War. In that case, the plaintiff sued the defendant in negligence, alleging that he had been injured when the defendant negligently shot him. This court determined that the plaintiff s claim was barred by the 1-year statue of limitations for battery, because the action described (shooting someone) was a batteiy. 1 Kan. at *432. The court cited a New York decision in Bullock v. Babcock, 3 Wend. 391 (1829), and referred to “several English authorities” that supported its conclusion that “the wounding charged in the case under consideration may properly be described as a battery, and the case, therefore, comes within the provisions . . . limiting the time for commencing action to one year.” 1 Kan. at *431-32.

This conclusion was reiterated in Byrum, 66 Kan. 96. There, both the plaintiff and an undersheriff were searching for the perpetrator of a robbery in Oswego. When the two searchers met, *759each mistakenly thought the other was the robber. Both fired shots, and tire undersheriff s shot hit the plaintiff. The plaintiff then sued the sheriff “to recover damages for the injuries sustained because of tire negligent shooting of him by his under-sheriff.” 66 Kan. at 97. In a veiy short opinion, this court cited Laurent and held that the action was barred by the 1-year statute of limitations. 66 Kan. at 97. This court later summarized its opinion in Byrum as follows: “It is well to note tire shooting in the Byrum case was in fact intentional. The undersheriff intended to shoot and he did shoot. True, the injured party was not the robber as the undersheriff drought, but the act of shooting was nevertheless intentional.” Hackenberger, 144 Kan. at 609.

These two early opinions were discussed in detail by this court in Hackenberger, wherein the plaintiff was a passenger in the back of a truck and was sitting with his legs over the side. A cattle truck coming the other direction was passing another car as it was speeding around a curve; the cattle truck crowded the plaintiff s truck off of the highway and came into contact with the plaintiff s legs, causing him injury. The plaintiff filed suit in negligence. The defendant, however, claimed that the petition actually stated an action for batteiy and thus was barred by the 1-year statute of limitations. Citing Laurent and Byrum, this court clarified that had the driver of tire cattle truck intended to hit the truck on which the plaintiff was riding, the action should have been dismissed. 144 Kan. at 609-10. However, because “[t]he petition is not susceptible of an interpretation that [the driver of the cattle truck] intentionally inflicted the injury,” the court held that the 2-year limitations period for negligence should be applied. 144 Kan. at 611.

Although tire court did not explicitly state that it was applying the doctrine of transferred intent in these early decisions, the outcome of the cases is consistent with the present understanding of transferred intent in tort cases. In Byrum, the officer intended to shoot the robber and mistakenly shot and injured the plaintiff. The court found that the officer s action was intentional and that the 1-year statute of limitations for assault and battery applied. In Hackenberger, the driver of the cattle truck never intended to drive the truck carrying the plaintiff off of the road or to hit anyone. When *760the truck hit the plaintiff s legs, the plaintiff s action sounded in negligence, and the 2-year statute of limitations was proper.

The Court of Appeals correctly concluded that Laurent, Byrum, and Hackenberger suggested that B as lea’s only cause of action was for assault and battery based upon defendants’ intentional acts. Slip op. at 12. However, the Court of Appeals concluded that it was not bound to follow these earlier decisions in light of “dicta” in Harris and the decision of the Kansas Court of Appeals in Vetter. These two decisions are discussed below, but it must be noted that the Court of Appeals did not discuss the doctrine of transfer in its opinion, a doctrine implicitly applied in Kansas civil law and explicitly applied in criminal law. See Laurent, 1 Kan. at *431; Byrum, 66 Kan. at 96; State v. Stringfield, 4 Kan. App. 2d 559, 561, 608 P.2d 1041, rev. denied 228 Kan. 807 (1980).

In the Harris case, the plaintiff was injured when Douglas Hawley fired a shotgun through the window of the plaintiff s pickup truck, killing Hawley’s ex-wife and injuring Harris. Hawley then killed himself. Harris brought a negligence action against Hawley’s estate to recover damages, asserting that Hawley had only intended to shoot his ex-wife and that his injuries arose out of Hawley’s negligence. The key issue in Harris was whether the act giving rise to liability was intentional, and thus excluded from coverage under the actor’s homeowner’s insurance policy. The trial court ruled that the plaintiff s claim against the estate was limited to any applicable insurance coverage. The court then granted the estate’s motion for summary judgment on the basis that tire shooting was not a covered occurrence under Hawley’s parent’s homeowner’s policy and that Plawley’s acts were excluded under the policy because they were intentional. This court affirmed. 254 Kan. at 556. Our decision in Harris is in this way consistent with our earlier decisions in Laurent and Byrum, based on the intentional act of Hawley injuring an unintended victim.

However, the Court of Appeals concluded, based upon the following dicta in Harris, that the precedent in Laurent, Byrum, and Hackenberger no longer controlled:

“The Richards [Hawleys’ parents and die administrators of his estate] argued [before the trial court] that the fundamental nature of the underlying tort was that *761of a battexy rather than negligence. Consequently, they asserted that K.S.A. 60-514(2), the one-year statute of limitations for battery, barred the claim, and they mooed for dismissal. The motion was denied. The Richards cross-appeal the denial of their motion to dismiss.
“Because we have affirmed the trial court’s analysis of the insurance coverage issue, we find it unnecessary to address the cross-appeal other than to indicate we find no error in the trial court’s ruling on the statute of hmitations issue.” (Emphasis added.) 254 Kan. at 550-51.

The Court of Appeals found that this language in Harris was “inconsistent” with this court’s previous decisions in Laurent, Byrum, and Hackenberger. It based its decision upon the erroneous conclusion that the trial court denied a summary judgment motion requesting a 1-year limitation period, which “the Kansas Supreme Court, in dicta, found not to be in error. [Citation omitted.]” Baska, slip op. at 13-14. However, the dicta in Harris involved an appeal from a motion to dismiss, not a motion for summary judgment. A motion to dismiss must be based solely on the petition. K.S.A. 60-212; Gardner v. McDowell, 202 Kan. 705, 706, 451 P.2d 501 (1969). Thus, based upon the petition only in Harris, this court approved the actions of the trial court in its conclusion not to dismiss because the petition in Harris was not invalid on its face with regard to the statute of limitations.

Only after discovery in Harris did the trial court grant the defendants’ motion for summary judgment, finding that there was no question that Hawley had intended to strike his wife and instead struck the plaintiff. At this point, the decision of this court in affirming the trial court’s grant of summary judgment was entirely consistent with our previous decisions in Laurent, Byrum, and Hackenberger. The dicta in Harris was misunderstood by the Court of Appeals and provides no support for its conclusion that it was not bound to follow earlier decisions of this court. Correctly understood and applied, the Harris dicta actually supports the district court’s grant of summary judgment in this case based upon the conclusion that the defendants’ actions were intentional.

The Court of Appeals cited this court’s decision in Murray, 181 Kan. 642, as “characterizing] a blatant assault and battery as negligence. [Citation omitted.]” Baska, slip op. at 14. The court noted *762that Murray was “based on a puzzling pleading ruling.” Slip op. at 14. Again, tire Court of Appeals’ characterization of Murray is incorrect. Although die facts giving rise to that case involved injuries arising from a physical altercation with a bank cashier, the case itself was based on the bank’s negligent hiring of the cashier in question. 181 Kan. at 644-45. This court explicitly stated that the action was not brought under respondeat superior, which would make the principal responsible for the acts of the servant. 181 Kan. at 649. The Murray decision based upon a negligent hiring has no application to the case we now consider.

The Court of Appeals’ decision below relied most heavily on its previous decision in Vetter, 22 Kan. App. 2d 1. In that case, the plaintiff s van ran off of the road after the defendant, a passenger in another vehicle, made verbal threats to the plaintiff and the car in which the defendant was riding veered at the plaintiff s van. The defendant claimed that he “did not intend to scare, upset, or harm Vetter,” but instead was attempting to amuse the other passengers in tire car with him. 22 Kan. App. 2d at 2. The plaintiff brought a number of claims against the defendant, including a claim for negligence. The trial court dismissed the negligence claim as a matter of law, finding that the defendant’s actions were intentional.

The Court of Appeals held that the trial court erred in dismissing tire plaintiffs negligence claim. It explained:

“A negligence claim may be based on intentional rude pranks and horseplay that cause unintended injuiy. [Citation omitted.] Actions that are not intended to, but do cause fear of harm may be negligence. [Citation omitted.] Moreover, a negligence claim may be based on actions tire defendant intends to affect, or should realize are likely to affect, the conduct of another in a manner that creates an unreasonable risk of harm to another. . . .
“. . . Although Morgan [the defendant] said his only intent was to amuse his friends, and he denied that he intended to frighten or harm Vetter, she testified that she was very, veiy frightened.’ The record supports a reasonable inference that Morgan should have realized Vetter would be frightened and that it was foreseeable that her fright would create a risk of harm.” 22 Kan. App. 2d at 5-6.

The Vetter court then concluded that the facts, when viewed in the light most favorable to the plaintiff, might be read to show that the defendant’s actions pi'oximately caused Vetter’s injuries. Thus, the court held that plaintiff s negligence claim should be brought *763before a jury-, and so it was error for the trial court to dismiss the action. 22 Kan. App. 2d at 6-7.

The Court of Appeals found that Vetter stood for the proposition that a negligence action may be brought to recover from “the unintended results of the intentional acts.” Baska, slip op. at 14. The court then used this rationale to hold that the facts in this case supported Baska’s negligence claim, since defendants Madrigal and Scherzer did not intend to strike her.

Contrary to the Court of Appeals’ conclusion, Vetter does not provide support for Baska’s negligence claim in the case we now consider. There was no question in Vetter that the defendant did not intend to frighten the plaintiff; instead, the Vetter court made clear that his actions were negligent — although they were not intended to cause injury, they created a foreseeable risk of harm. See Vetter, 22 Kan. App. 2d at 5-6. The facts in Vetter contrast sharply with the facts in this case. Vetter engaged in a prank but did not intend to frighten the plaintiff. Defendants Madrigal and Scherzer engaged in a fight, intending to harm one another. As the comment to the Restatement explains: “All consequences which the actor desires to bring about are intended.” Restatement (Second) of Torts § 8A, comment b. Vetter did not intend to frighten the plaintiff, but it was foreseeable that his intentional actions would frighten the plaintiff. Defendants Madrigal and Scherzer intended to punch someone (the other defendant) and did punch someone (the plaintiff). Although their actions were not specifically directed at the plaintiff, their punches were intentional acts and did injure Baska.

The exact scenario presented in this case was described in the Corpus Juris Secondum as a “text book” example of transferred intent:

“ ‘It is not necessary, to constitute an assault and battery, that there be a specific intention of striking or otherwise injuring plaintiff. If defendant unlawfully aims at one person and hits another, [under the doctrine of transferred intent] he is guilty of assault and battery on the person hit, the injury being the direct, natural, and probable consequence of the wrongful act. So, if one of two persons fighting unintentionally strikes a third, the person so striking is liable in an action by the third person for an assault and battery.’ ” (Emphasis added.) Morrow v. Flores, *764225 S.W.2d 621, 624 (Tex. Civ. App. 1949, reh. denied January 6, 1950) (quoting 6 C.J.S., Assault and Battery § 10[2], p. 804).

The decision of the Court of Appeals in this case holds that for a tort to be considered intentional, it must cause injury to the person at whom it was directed. In other words, a defendant must have a specific intent to commit the battery on the plaintiff to be liable to the plaintiff for battery; otherwise the defendant may be liable to the plaintiff in negligence. Its decision is contrary to tire law of Kansas expressed in Laurent, Byrum, and Hackenberger, and to the provisions regarding transferred intent included in the Restatement (Second) of Torts and other authorities.

The defendants’ acts of throwing punches in this case were intentional actions. Each defendant intended to strike at tire other in order to cause harm. The defendants intended to punch, and they did punch. The fact that the punches in question hit the plaintiff rather than the defendants is immaterial to the analysis. Because the defendants’ actions were intentional, the “substance” of Baska’s action is one for assault and battery. Failure to initiate her action within 1 year of the fight bars her action by reason of die 1-year statute of limitations in K.S.A. 60-514(b).

The Court of Appeals stated that “[ojther courts have suggested a similar approach.” Baska, slip op. at 11. However, the court cited only one opinion from the Maryland Court of Appeals that purportedly supported its position; in fact, the Baska decisión cited seven opinions of other jurisdictions which held under such circumstances that the statute of limitations for assault and battery applied. See slip op. at 11-12. Moreover, the Maiyland case cited by the Court of Appeals, Ghassemieh v. Schafer, 52 Md. App. 31, 447 A.2d 84, cert. denied 294 Md. 543 (1982), fails to support its decision in this case.

In Ghassemieh, a teacher brought claims for both battery and negligence against a student for injuries the teacher received when the student pulled the chair out from under her. The Maryland court held that the plaintiff could bring her negligence claim even when the act of pulling the chair out from under her was intentional. The court explained: “We see no reason why an intentional *765act that produces unintended consequences cannot be a foundation for a negligence action.” 52 Md. App. at 42. All agreed the defendant did not intend to injure the plaintiff with the prank. The court noted that “an intentional act — the pulling away of the chair — had two possible consequences: the intended one of embarrassment and the unintended one of injury.” (Emphasis added.) 52 Md. App. at 42-43. However, the court found that because the plaintiff had failed to request a negligence instruction, she could not appeal the verdict for the defendant on the negligence claim. 52 Md. App. at 43.

The language cited in Ghassemieh, though inconsequential to its holding in light of the plaintiff s failure to request an instruction on the issue, is quite similar to the Kansas Court of Appeals’ decision in Vetter. The defendants in both cases did not intend to injure the plaintiff with the prank; however, foreseeable injury resulted. Neither Vetter nor Ghassemieh presents a situation that involves transferred intent and neither case provides a reason to reverse the district court’s grant of summary judgment for the defendants in this case.

A similar pleading question was considered by the Ohio Supreme Court in Love v. Port Clinton, 37 Ohio St. 3d 98, 524 N.E.2d 166 (1988). There, Love was arrested and handcuffed by Hickman, a Port Clinton police officer. Love later sued the city, claiming that Hickman used improper police procedures and injured him. The trial court granted Hickman’s motion to dismiss based on the fact that Ohio’s 1-year statute of limitations for assault and battery had run. The Ohio Court of Appeals reversed, finding that “further development of the facts could show that Hickman acted negligently in handcuffing Love. If such could be shown, . . . plaintiff should have received the benefit of the two-year statute of limitations for personal injury.” 37 Ohio St. 3d at 98.

The Ohio Supreme Court reversed, holding that “ ‘courts must look to the actual nature or subject matter of the case, rather than to the form in which the action is pleaded. The grounds for bringing the action are the determinative factors, the form is immaterial.’ ” 37 Ohio St. 3d at 99 (quoting Hambleton v. R.G. Barry Corp., 12 Ohio St. 3d 179, 183, 465 N.E.2d 1298 [1984]). The *766court found that “the specific acts of Officer Hickman — ’subduing’ and 'handcuffing’ — are acts of intentional contact which, unless privileged, constitute a battery.” 37 Ohio St. 3d at 99. “Love’s complaint against Hickman alleges, in substance, an action in battery and is barred by the one-year statute of limitations.” 37 Ohio St. 3d at 100. The court explained:

“Where the essential character of an alleged tort is an intentional, offensive touching, the statute of limitations for assault and battery governs even if the touching is pled as an act of negligence. To hold otherwise would defeat the assault and battery statute of limitations. Nearly any assault and battery can be pled as a claim in negligence. . . . ’[T]hrough clever pleading or by utilizing another theory of law, the assault and battery cannot be [transformed] into another type of action subject to a longer statute of limitations as it would circumvent the statute of limitations for assault and battery to allow that to be done.’” 37 Ohio St. 3d at 99-100 (quoting Grimm v. White, 70 Ohio App. 2d 201, 203, 435 N.E.2d 1140 [1980]).

Conclusion

The undisputed facts in this case show that the defendants intended to strike and cause harm to one another. When Baska intervened and stepped between the two boys, she was “unintentionally” struck by punches intended for the defendants. Had the defendants struck each other and brought suit, they would be liable to one another for assault and battery. Under the doctrine of transferred intent, which has long been recognized in this state, the fact that the defendants struck the plaintiff does not change the fact that their actions (punching) were intentional. Moreover, the fact that Baska’s petition describes her claims against the defendants as actions for negligence does not alter the nature of those claims, which the law recognizes as claims for intentional torts of assault and battery. The trial court correctly granted defendant’s motion for summary judgment.

The Court of Appeals’ decision reversing the district court is reversed, and the decision of the district court is affirmed.

Johnson, J., not participating.

Lockett, J., Retired, assigned.

2.1.7.2 Water Gun Hypo 2.1.7.2 Water Gun Hypo

Two kids are shooting each other with water guns throughout the neighborhood. During their play, they spray a pedestrian walking by in a nice suit. 

Can he sue the kids for battery?

2.1.8 Gerber v. Veltri ("The Professor Versus Professor Case") 2.1.8 Gerber v. Veltri ("The Professor Versus Professor Case")

Attorneys and Law Firms

*848 Scott D. Gerber, Hampton, VA, pro se.
John J. Alastra, Westerville, OH, Thomas D. Pigott, Law Office of Thomas D. Pigott, Toledo, OH, for Plaintiff.
Terrence G. Stolly, Connor W. Kinsey, Melissa A. Marino, Thompson Dunlap & Heydinger, Bellefontaine, OH, for Defendant.

MEMORANDUM OPINION AND ORDER
JACK ZOUHARY, UNITED STATES DISTRICT JUDGE
INTRODUCTION
This is a case seemingly ripped from the pages of a first-year torts exam, with the added twist that the parties are, in real life, law school professors: Plaintiff pro se Scott Gerber, a law professor at Ohio Northern University School of Law (“ONU”), accuses his colleague, Defendant Stephen Veltri, of an assault and battery in a law school hallway. The charge: grabbing Gerber's shoulder in a “strong and tight fashion.” Veltri admits he “touched” Gerber's shoulder, but merely to direct him to the nearby faculty lounge so the two could speak privately about Gerber's recent confrontation with the law school librarian. After a five-day bench trial and post-trial statements (Docs. 145–146), this Court finds Gerber's story simply doesn't add up.
BACKGROUND
First, a disclaimer. This Court allowed Gerber substantial leeway in the presentation of evidence out of respect for his pro se status. As a result, this Court heard considerable testimony and received myriad exhibits that bore little (if any) relation to whether an assault and battery occurred on October 8, 2012. These topics include—but are not limited to—the awarding of an annual honorary chair by a faculty committee, ONU's grievance process, reviews of ONU by the American Bar Association and the Occupational Health and Safety Administration, allegations of faculty members, other than Veltri, bullying Gerber, and ONU's internal investigation of the alleged assault and battery in the weeks following October 8. A retelling of this exhaustive evidence would be unproductive and carry this Court far afield from the main plot. The facts below represent those this Court finds relevant.
Second, a little history. Gerber began working at ONU in 2001 (Doc. 161 at 70–71). No one disputes Gerber is a prolific publisher who has encouraged others on the faculty to write more (Doc. 159 at 45–46). Veltri has worked at ONU since 1986. In 2012, he served as interim dean of the law school (Doc. 132 at 10). Gerber and Veltri had occasional flare-ups over their decade and a half working together. Veltri raised his voice to Gerber during a 2007 faculty meeting, and then apologized (id. at 12–13). Veltri also, in his role as associate dean of academic affairs, asked Gerber to teach Remedies. Gerber initially refused and filed a grievance against Veltri that was dismissed (id. at 18–24). In short, the parties agree that, in Veltri's words, “over the years [his and Gerber's] relationship has soured” (id. at 27). It is equally clear Gerber's relationship with much of the *849 ONU law faculty has worsened during his tenure (see, e.g., id. at 77; Doc. 133 at 2–3, 37; Doc. 160 at 66–67, 87).
And now, the rest of the story. See Federal Civil Rule 52(a).
FINDINGS OF FACT
Gerber learned in early September 2012 that one of his research assistants, David McGoron, intended to begin working for law librarian Nancy Armstrong after tying up loose ends on the work McGoron was doing for Gerber (Doc. 160 at 51–52; Tr. Ex. 13). Gerber took issue with this, writing to Armstrong that “[a]s apparently the only member of the law faculty doing much research, it makes little sense to make it more difficult for me to do it” (Tr. Ex. 60 at 1). By way of a solution, Armstrong offered to pay for McGoron's services from her funding allotment while he finished his work for Gerber (Doc. 160 at 52–53; Tr. Ex. 60 at 2). This apparent cease-fire fell apart on October 8, 2012.
That morning, around 11:00 a.m., Gerber headed to Armstrong's office to ask her about McGoron, whom Gerber hadn't heard from in some time. Andrea Alexander, a reference librarian whose desk was near Armstrong's office, observed that Gerber “appeared agitated” as he entered Armstrong's office (Doc. 133 at 7). Armstrong describes Gerber as “very agitated, and he quickly became very angry” as the two discussed McGoron's status, with Gerber claiming he never agreed to a sharing arrangement (Doc. 161 at 51–53). Gerber yelled, according to both Armstrong and Alexander (id. at 53; Doc. 133 at 9–10). Armstrong attempted to reach Associate Dean Bryan Ward, but Gerber pressed the phone receiver to block her call (Doc. 161 at 55). Gerber left, and a short time later Ward met with both Gerber and Armstrong in his office, advising he would look into the situation (Doc. 159 at 106; Doc. 160 at 55–57; Doc. 161 at 64–65). Gerber returned to his office for a time before heading to the faculty lounge to have lunch (Doc. 160 at 58–59).
Shortly after Gerber and Armstrong left Ward's office, Veltri stopped by to ask Ward why his office door had been closed (Doc. 159 at 107). Ward related details of the spat between Gerber and Armstrong (Doc. 132 at 35). Veltri was “irritated” by the news, and stopped by Armstrong's office to hear her side of the story (id. at 28, 38). As she was not in her office, he spoke to Alexander before returning to his office (id. at 38). A short time later, Veltri had a chance encounter with Gerber in the hallway near the faculty lounge (id. at 39–40; Doc. 160 at 60, 73).
As Veltri's “intention [was] to talk with [Gerber] in the faculty lounge about what happened,” Veltri placed his left hand—his non-dominant hand—on Gerber's right shoulder and suggested “Scott, we need to talk,” while directing Gerber toward the faculty lounge with his right hand (Doc. 132 at 44; Doc. 161 at 85). Gerber describes Veltri as “grab[bing] [his] shoulder in a strong and tight fashion” (Doc. 160 at 59). Gerber then loudly told Veltri to remove his hand (Doc. 132 at 45; Doc. 160 at 73).
Gerber suggests Veltri was “berating” him during this time, but his testimony on this point was inconsistent. Gerber recalls little Veltri spoke to him beyond something about harassing staff members (Doc. 160 at 59, 61–62). He also recounts telling Veltri to “take [his] hands off me, and [Veltri] did. Then he turns and starts walking to the Dean's suite” (id. at 62). Gerber even disputes that Veltri greeted him with “hello,” explaining “[i]t happened quick” (id. at 73). These later descriptions actually comport with Veltri's recollection: that he briefly suggested “we need to talk” by placing his hand on Gerber's shoulder only for “[a]s long as it is to put your hand on *850 someone's shoulder and then saying don't touch me” (Doc. 132 at 47).
Veltri describes Gerber as seeming “strangely offended” by the contact (id. at 45). Veltri explains that while Gerber did not expressly consent to being touched, he did not think it inappropriate to touch Gerber's shoulder because “it's implicit when people talk and they put their hand on your shoulder, direct you to a seat, that there's consent” (id. at 58–59). Veltri did not intend to harm, offend, or place fear in Gerber (Doc. 161 at 86–87).
Gerber's unexpected reaction made Veltri reconsider his plan to speak with him alone in the faculty lounge. Instead, Veltri asked Ward to join them in Veltri's office to have a discussion (Doc. 132 at 47–48). Veltri attempted to talk to Gerber about his exchange with Armstrong, but had difficulty getting him to “focus on that” (id. at 48–49). Though Gerber claims Veltri “continue[d] to berate” him in the office, Ward denies that Veltri yelled at any point during the meeting (Doc. 160 at 62; Doc. 159 at 110). Gerber protested that Veltri wasn't “allowed to grab [him],” and Veltri, according to Gerber, responded “I didn't grab you, I just touched your shoulder” (Doc. 160 at 63). The meeting concluded with Veltri offering to look into the research assistant situation (id. at 64).
Gerber and Ward continued to talk in Ward's office, where Gerber demonstrated how Veltri had “hit” him (Doc. 159 at 111). At trial, Ward reenacted what Gerber showed him, describing it as “an openhanded hit, I guess, to the shoulder that was certainly not just a tap but it was not something that was painful” (id. at 112). Though Gerber disputes Ward's trial demonstration, claiming it to be more “a grab and a squeeze” (Doc. 160 at 67), Gerber's cross-examination of Ward on this point focused on asking if Ward would “like it if [Ward's] boss did that” to him (Doc. 159 at 119). According to Ward, Gerber did not at any point appear to be in physical pain, though he was visibly upset (Doc. 159 at 112–13, 117).
Gerber then reported the incident to ONU campus security officer Eleanor Laubis (Doc. 133 at 15–16; Doc. 160 at 69–70). He gave Laubis a statement and demonstrated for her a “tight ... powerful squeezing” on a door knob (Doc. 133 at 19–20). Laubis examined Gerber's shoulder and found no signs of swelling, bruising, or trauma (id. at 31). Laubis suggested Gerber call the campus hotline or the local police, as campus security does not make charging decisions (id. at 22–24). He did call, but the county prosecutor declined to pursue criminal charges (Doc. 159 at 155).
Gerber did not seek medical treatment for his shoulder until October 18, 2013—over a year after his run-in with Veltri and ten days after filing an initial suit in state court (Doc. 160 at 80, 103–04). Gerber explained the circumstances to his treating physician, Dr. Michael Muha, who diagnosed Gerber with a degenerative, partially torn rotator cuff (Doc. 55 at 11). Gerber related to Dr. Muha that he experienced regular shoulder pain dating back to his time as a law student (Doc. 160 at 79–81). Gerber was also an active weightlifter, working out four to six times a week and regularly bench-pressing amounts equal to or exceeding his body weight (id. at 119–20).
Dr. Muha concluded—and Gerber does not dispute—that Veltri's contact did not cause Gerber's degenerative rotator cuff tear (Doc. 55 at 24; Doc. 160 at 103). Dr. Robert Anderson, an orthopedic surgeon and Rule 35 expert who examines around twenty shoulder injuries per week, concurred that the contact as described and demonstrated to him could not have caused the tear (Doc. 161 at 16–17, 23; Tr. Ex. 121). Still, Dr. Muha testified it was “very plausible and reasonable” that Veltri's *851 touch caused pain by exacerbating the tear, also freely admitting this conclusion was based solely on Gerber's description, without even a demonstration of the alleged grab:
[W]e didn't really get into the details of the shoulder—[Gerber] never used the—or the whatever happened to his shoulder, the grab. We—basically I never got into the details of exactly how that happened other than he related that is what brought and provoked the symptoms, and so that's—to me there's no reason to suspect that there's any other reason to do that....I didn't really have any reason to look further than that (Doc. 55 at 16, 20).
Dr. Anderson could not recall a circumstance in his twenty-five years as a surgeon in which a shoulder grab like the one Gerber demonstrated caused or exacerbated pain and suffering related to a partially torn rotator cuff, though Dr. Anderson did admit there could be a temporary increase in pain, which is ultimately subjective (Doc. 161 at 24–25, 48).
Gerber claims he suffered mental anguish in addition to aggravation of his shoulder. Shortly after October 8, 2012, Gerber contacted Dr. William O'Brien, a clinical psychologist with whom he had treated in 2007 (Doc. 159 at 7–8). Dr. O'Brien had no availability, so he referred Gerber to Dr. Carissa Wott, who treated Gerber six times between October 26, 2012 and November 27, 2012 (Doc. 133 at 58–59, 64). As this was Gerber's first visit, Dr. Wott had no basis to compare Gerber's mental state before and after October 8 beyond Gerber's own report (id. at 71–72). Dr. Wott diagnosed Gerber with adjustment disorder, mixed anxiety, and depression; based on Gerber's account, she found some of his symptoms to be “long standing” (id. at 72). She explains that a person suffering from these conditions “would have more difficulties” coping with situations a reasonable person would be able to handle in everyday life (id.). Dr. Wott opines that the October 8 incident aggravated Gerber's anxiety and stress (id. at 74).
These mental stressors were nothing new: Dr. O'Brien, who treated Gerber prior to October 2012, worked with Gerber back in 2007 on his feelings of isolation and anxiety, and helped Gerber try to establish coping mechanisms for workplace stressors (Doc. 159 at 15). Father David Young, who regularly counseled Gerber before and after October 2012, recounts that Gerber's “spirits” deteriorated over time, but cannot to say the date in question reflected a noticeable change in Gerber's demeanor (id. at 167, 170).
CONCLUSIONS OF LAW
Gerber alleges Veltri's shoulder touch amounted to assault and battery under Ohio tort law. Assault and battery are distinct but closely related causes of action.
1
2
3
“[T]he tort of assault is defined as the willful threat or attempt to harm or touch another offensively, which threat or attempt reasonably places the other in fear of such contact. The threat or attempt must be coupled with a definitive act by one who has the apparent ability to do the harm or to commit the offensive touching. An essential element of the tort of assault is that the actor knew with substantial certainty that his or her act would bring about harmful or offensive contact.” Smith v. John Deere Co., 83 Ohio App.3d 398, 406, 614 N.E.2d 1148 (1993).
4
5
“A person is subject to liability for battery when he acts intending to cause a harmful or offensive contact, and when a harmful contact results. Contact which is offensive to a reasonable sense of personal dignity is offensive contact.” Love v. City of Port Clinton, 37 Ohio St.3d 98, 99, 524 N.E.2d 166 (1988) (citing *852 Restatement (Second) of Torts §§ 19, 25 (1965)). “In order that a contact be offensive to a reasonable sense of personal dignity, it must be one which would offend the ordinary person and as such one not unduly sensitive as to his personal dignity. It must, therefore, be a contact which is unwarranted by the social usages prevalent at the time and place at which it is inflicted.” Restatement (Second) of Torts § 19.
6
Intent is an essential element of both torts. Liability for assault requires that the actor actually intend to place another in apprehension of a harmful or offensive contact. See Smith, 83 Ohio App.3d at 406, 614 N.E.2d 1148; see also Restatement (Third) of Torts: Intentional Torts to Persons § 103 cmt. f (Discussion Draft 2014) (“For assault, the actor must intend to cause another to apprehend that a harmful or offensive contact is imminent. Intent merely to cause another to apprehend that a contact is imminent is not enough.”).
Yet the kind of intent required for battery is an open question in Ohio. “There are two main possibilities that courts have taken seriously. The first is single intent: the actor must intend to cause a physical contact with the person of the plaintiff. The second possibility is dual intent: the actor must act with that single intent, but also must intend, by that contact, either to offend the other or to cause the other bodily harm.” Restatement (Third) of Torts § 101 cmt. f. Ohio has adopted the Restatement (Second)'s definition of intent, but courts have found that definition capable of supporting either approach. See id. (“[M]ost jurisdictions... purport to follow the Restatement (Second) of Torts definition of the required intent.... Unfortunately, this definition itself is ambiguous.”). Lower appellate courts have split on this issue in the absence of clear guidance from the Ohio Supreme Court. Compare, e.g., Feeney v. Eshack, 129 Ohio App.3d 489, 493, 718 N.E.2d 462 (1998) (“[I]t is not necessary to intend the harmful result; it is sufficient to intend the offensive contact that causes the injury.”), with Tarver v. Calex Corp., 125 Ohio App.3d 468, 483–84, 708 N.E.2d 1041 (1998) (“To prove assault and battery under Ohio law, a plaintiff must establish that the defendant unlawfully touched him/her with the intent of inflicting injury or at least creating fear of injury.”); see also Restatement (Third) of Torts § 101 cmt. f (grouping Ohio among “[j]urisdictions that cannot be categorized as favoring either approach”).
7
Yet, “[i]n most circumstances, the choice between the two rules makes no difference as to the actor's liability.” Restatement (Third) of Torts§ 101 cmt. f. Such is the case here. Under a dual-intent theory, Gerber presented no evidence from which this Court could infer Veltri intended to cause Gerber harm. Gerber devoted considerable time at trial to framing this incident as the culmination of years of bullying by Veltri and others. But the record does not reflect that Gerber's complaints of feeling personally targeted by Veltri were communicated to Veltri such that Veltri would be substantially certain touching Gerber's shoulder would be harmful or offensive. Veltri intended only to direct Gerber nearby to talk further. This Court credits Veltri's account.
8
Because Veltri admitted he meant to touch Gerber's shoulder, Gerber advances a little further under the single-intent approach. But not much further, because he has not satisfied the remaining element of battery: namely, that the contact be harmful or offensive. While Veltri acknowledged Gerber did not expressly consent to the touch, he explained that “I did not touch [Gerber] in a way that most people in ordinary life would feel offensive. I think it's implicit when people talk and *853 they put their hand on your shoulder, direct you to a seat, that there's consent” (Doc. 132 at 58–59). The Restatement (Third), which Gerber urges this Court to follow (Doc. 145 at 10), includes an illustration that closely mirrors Veltri's explanation.
Illustration 11 describes the following scenario: “Ellen taps Roberta on the shoulder in a movie theater, asking Roberta to turn off her cell phone. The tap aggravates a preexisting shoulder injury, causing Roberta bodily harm. Ellen is not subject to liability to Roberta for battery.” Restatement (Third) § 101 cmt. f. The Restatement further explains:
In this case, Ellen satisfies single intent (because she intends to contact Roberta), but does not satisfy dual intent (because she does not intend to cause harm or offense). Nevertheless, the choice of rule is immaterial, because apparent consent precludes liability: it is reasonable for Ellen to believe that Roberta does not object to the ordinary, minor physical contact of a tap on the shoulder to get her attention. The doctrine of apparent consent significantly limits an actor's potential liability for battery. It applies, of course, even in cases where the plaintiff does not actually consent to the contact intended by the actor.
Simply put, even accepting their strained relationship, “it [was] reasonable for [Veltri] to believe that [Gerber did] not object to the ordinary, minor physical contact” of touching Gerber's shoulder to direct his attention to the faculty lounge. Id.
9
Moreover, the facts here present an even clearer case of no liability, because there is no evidence that the contact was either physically harmful or offensive to a reasonable sense of dignity. While Gerber claims his shoulder hurt following the contact, these complaints of pain are belied by the record. First, campus security officer Eleanor Laubis saw no physical evidence of any injury when she examined him almost immediately following the incident. Second, Gerber waited over a year before seeking medical attention (a date which coincided with the filing of the initial state-court lawsuit). Third, Gerber had previously been diagnosed with a degenerative partial tear of his rotator cuff, which corroborates Gerber's reports of chronic shoulder pain dating back to his student days. Gerber makes much ado out of Dr. Muha's conclusion to a reasonable degree of medical certainty that the contact exacerbated Gerber's torn rotator cuff. But Dr. Muha admits he formed this opinion based solely on the medical history as relayed by Gerber. Dr. Muha also allows that Gerber's weightlifting could have caused the pain, but he did not consider it because Gerber “didn't relate that that was what it was” (Doc. 55 at 21). In other words, in the absence of any physical evidence of injury, Dr. Muha relied solely on Gerber's word. In light of the other record evidence, this Court finds that Gerber's word fails to carry his burden to show Veltri's touch caused physical injury.
10
Nor was the contact offensive to a reasonable sense of personal dignity. Gerber points to Dr. Wott's opinion that Gerber was traumatized by the encounter. While this Court does not doubt the sincerity of Gerber's feelings of isolation and frustration at ONU, Dr. Wott first met Gerber after the incident, and had no benchmark for determining the effect the incident had on Gerber's preexisting psyche. Father Young, who knew Gerber from well before, felt Gerber's spirits deteriorated gradually and did not significantly change around October 2012.
Moreover, Dr. Wott also opines that Gerber had difficulty coping with experiences the way a reasonable person would. “In order that a contact be offensive to a reasonable sense of personal dignity, it *854 must be one which would offend the ordinary person and as such one not unduly sensitive as to his personal dignity. It must, therefore, be a contact which is unwarranted by the social usages prevalent at the time and place at which it is inflicted.” Restatement (Second) of Torts § 19. This Court finds Veltri's contact, a hand on the shoulder, was not unwarranted by social usages. Such contact is common not only between friends and colleagues, but also between strangers. This is not a case involving an intentional, patently offensive gesture, such as blowing cigar smoke in the face of an anti-smoking advocate. See Leichtman v. WLW Jacor Commc'ns, 92 Ohio App. 3d 232, 235 (1994). To the extent Gerber suffered psychic harm from the contact, it is because he was “unduly sensitive.” Restatement (Second) of Torts § 19. And Gerber fails to show Veltri knew (or had reason to know) Gerber would be unreasonably affected by such contact (see, e.g., Doc. 132 at 45) (“[Gerber] seemed strangely offended.”).
11
Though the foregoing discussion focuses principally on Gerber's claim for battery, his assault claim fails for largely the same reasons. Gerber's claim is not that he apprehended the oncoming alleged battery, but that once Veltri made contact with his shoulder, he “thought [Veltri] was going to punch [him]” (Doc. 160 at 71). But the record is devoid of evidence that Veltri intended for Gerber to apprehend anything of the sort. See Restatement (Third) § 103 cmt. f (“[D]ual intent is the appropriate requirement for assault.”). Veltri denied intending to place Gerber in apprehension of anything, and the record corroborates his account. He took no “definitive act” from which this Court could infer he intended Gerber to apprehend a harmful or offensive contact. Smith, 83 Ohio App.3d at 406, 614 N.E.2d 1148. He made no sudden movement toward Gerber. He did not bring his free right hand toward Gerber; in fact, he gestured away, toward the faculty lounge. He did not say anything to Gerber suggesting he intended to physically harm Gerber. And Gerber was already in an agitated state from his earlier confrontation with the law librarian.
Finally, Gerber adduced no evidence that Veltri knew of Gerber's heightened state of apprehension such that he would be offended. The record reflects no history that would have led Veltri to believe with substantial certainty that placing his hand on Gerber's shoulder (and making no aggressive movements) would place Gerber in fear of imminent harm. See Smith, 83 Ohio App. 3d at 406, 614 N.E.2d 1148.
CONCLUSION
An observer at trial could be forgiven for assuming this case is about Gerber's decade-long struggle for appreciation from his colleagues and administrators at ONU. But it is not. The Complaint (Doc. 8 at ¶¶ 24–38), and this trial, concerned simply whether Stephen Veltri assaulted and battered Scott Gerber on October 8, 2012. This Court finds Gerber did not prove his claim by a preponderance of the evidence.
This class, and this case, is dismissed.
IT IS SO ORDERED.
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Attorneys and Law Firms

Lawrence A. Huffman, Huffman, Kelley, Becker & Brock, Lima, OH, for Plaintiff-Appellant
Connor Wiggins Kinsey, Melissa Ayn Marino, Terrence G. Stolly, Thompson, Dunlap & Heydinger, Bellefontaine, OH, for Defendant-Appellee
BEFORE: BOGGS, GRIFFIN, and WHITE, Circuit Judges.

Opinion

GRIFFIN, Circuit Judge.
Plaintiff Scott Gerber appeals a judgment in favor of defendant Stephen Veltri entered following a non-jury trial on Gerber's assault and battery claims.1 Plaintiff, a law professor at Ohio Northern University's Pettit College of Law (ONU), alleged that defendant, then interim dean, “verbally berated and attacked Mr. Gerber as he grabbed and squeezed Mr. Gerber's shoulder in a tight and strong fashion” during an encounter in the law school hallway. The district court found that Gerber failed to prove that Veltri assaulted or battered him. Because neither finding of fact was clearly erroneous, and plaintiff's claims of error are without merit, we affirm.
I.
On October 8, 2012, plaintiff Gerber had a tense argument with another professor over a student research assistant. She and Gerber both reported the dispute to associate dean Bryan Ward who, in turn, reported it to defendant Veltri. Later, when Veltri saw plaintiff pass by in the hallway, he attempted to stop Gerber so they could discuss the incident.
Defendant put his left non-dominant hand on Gerber's right shoulder, saying, “Scott, we need to talk.” He directed Gerber with his other hand toward the nearby faculty lounge. Plaintiff “reacted very suddenly.” “Take your hands off me,” said Gerber. Veltri did so immediately.
Gerber described Veltri's touch as a “tight and strong” “grab” or “squeeze.” Both parties agree that the physical contact was “quick,” lasting only “[a]s long as it is to put your hand on someone's shoulder and then saying don't touch me.” Defendant admitted Gerber did not expressly *426 consent to being touched on the shoulder, but explained that he “did not touch [plaintiff] in a way that most people in ordinary life would feel offensive.” “I think it's implicit when people talk and they put their hand on your shoulder, direct you to a seat, that there's consent.” Veltri said he did not intend to harm, offend, or place Gerber in any fear.
Sensing that plaintiff was “strangely offended” by his gesture, Veltri realized meeting with Gerber alone in the faculty lounge, as he initially planned, “was a bad idea.” Instead, Veltri asked Ward to join them for a discussion in Veltri's office. There, Veltri asked Gerber about the research assistant issue, while Gerber appeared more concerned with the momentary shoulder squeeze. “You're not allowed to grab me,” he told Veltri. Veltri insisted he did not grab Gerber, and “just touched” plaintiff's shoulder. Plaintiff claimed defendant “continued to berate” him in front of Ward, but Ward denied that either party raised his voice at the other. Both Ward and Veltri testified that Gerber did not mention that defendant hurt him.
Gerber and Ward then retreated to Ward's office, where plaintiff “alleged that Professor Veltri had hit him and asked if he could demonstrate to [Ward] what Professor Veltri had done to him.” Ward agreed. He also reenacted Gerber's demonstration before the district court at the bench trial. Ward described it as “an openhanded hit ... to the shoulder that was certainly not just a tap, but it was not something that was painful at the time.” According to Ward, Gerber did not appear to be in any physical pain, but he was upset with Veltri.
Gerber reported the incident to ONU security that afternoon. Security officer Eleanor Laubis assisted plaintiff in completing a complaint form. Gerber also demonstrated the alleged assault and battery for Laubis, this time by grabbing a door knob with a “tight” and “powerful” squeeze. Laubis examined Gerber's arm, but found no signs of bruising or trauma. Nevertheless, she concluded—evidently before speaking with Veltri—that defendant had assaulted him. However, because campus security does not make charging decisions, she recommended that Gerber call the campus conduct hotline or the local police.
Plaintiff alleges his interaction with Veltri caused him “mental anguish” and “emotional distress.” A few days after the incident, Gerber contacted Dr. William O'Brien, a psychologist who treated Gerber between 2007 and 2009. O'Brien had no availability to treat patients so he referred plaintiff to a colleague, Dr. Carissa Wott. Wott met with Gerber six times between October 26, 2012, and November 27, 2012. Plaintiff told her he had been “negatively impacted by his work environment,” causing him stress, irritability, insomnia, and depression. Wott diagnosed plaintiff with “mixed anxiety and depression” and adjustment disorder, a condition that causes more intense reactions to stressors “than what we would typically expect.... [in] a normal response.” Practically speaking, this means Gerber has “more difficulties” dealing with the type of ordinary challenges a “normal or reasonable person would be able to cope with in an everyday life”—including his “conflict with ... interim Dean [Veltri].” Although Gerber reported his symptoms had been “longstanding,” Wott concluded the October 8, 2012, encounter with Veltri aggravated his disorder.
Because she treated plaintiff only after October 8, 2012, Wott explained her evaluation was based solely on Gerber's own description of his symptoms before and after the alleged assault and battery. But Gerber had in fact reported similar difficulties *427 to O'Brien years earlier. Between 2007 and 2009, O'Brien treated Gerber for stress, anxiety, and “negative encounters” with coworkers. Like Wott, O'Brien taught plaintiff “strategies to manage depression and anxiety associated with conflict.” Wott acknowledged she formed her opinions without reviewing O'Brien’s notes or inquiring about Gerber's past treatment.
Apart from emotional trauma, Gerber alleges he suffered physical injury to his right shoulder. He first sought treatment with orthopedic surgeon Dr. Michael Muha on October 18, 2013—more than a year after his run-in with Veltri, and ten days after he filed suit in state court. Muha diagnosed Gerber with a “partial thickness rotator cuff tear” and “possibly a component of a labrum tear.” The tear, Muha explained, was not the result of Veltri's shoulder squeeze, but a preexisting degenerative condition dating back to Gerber's law school days as a softball player. Defendant's expert, orthopedic surgeon Dr. Robert Anderson, concurred with Muha's assessment, agreeing the shoulder grab plaintiff described could not have caused the rotator cuff tear.
Still, Muha concluded it was “reasonable” to think that Veltri's touching of Gerber's shoulder could have “exacerbated or provoked” pain related to the preexisting injury. Gerber did not demonstrate Veltri's “grab” for Muha, as he had done with other witnesses. Muha instead relied on Gerber's self-reported “history,” and his complaint that his shoulder “was acutely aggravated by this event on a certain day.”
Anderson, by contrast, had reviewed a videotaped deposition of plaintiff demonstrating Veltri's shoulder grab. He concluded the grab could not have caused, or exacerbated the pain associated with a rotator cuff tear. At most, he surmised it “could temporarily exacerbate a previously underlying condition, but not to the extent of a year, or three years following that grab.” Anderson and Muha also agreed that Gerber, an avid golfer and weight lifter, could have exacerbated his rotator cuff injury during regular physical activity.
II.
On October 8, 2013—the last day of the one-year limitations period for intentional torts—Gerber filed suit against ONU, Veltri, and a number of ONU employees in Ohio state court. See Ohio Rev. Code § 2305.111(B). Plaintiff's amended complaint and its attachments “exceed[ed] 200 pages and collect[ed] more than seven years’ worth of workplace grievances. Gerber claims he has been bullied, lied to, retaliated against, and wrongly denied more than one hundred thousand dollars in retirement benefits” in violation of the Employee Retirement Income Security Act.
ONU removed the case to federal court based on federal question jurisdiction. The district court dismissed plaintiff's claims against the University on the pleadings and at summary judgment, leaving only the assault and battery allegations against Veltri for trial.
On November 18, 2015, the district court settled on January 26, 2016, as the date of trial—about two months earlier than contemplated in the original scheduling order. By this time, the district court had also granted a request from Gerber's counsel (his third in the action) to withdraw from the case.2 Although Gerber “expressed some reluctance” about moving forward *428 without counsel, the district court emphasized that it chose an earlier trial date because Gerber “would have a couple weeks off” in late January, and the 26th “worked very well on [plaintiff's] calendar.” Even so, Gerber moved for a continuance. The district court denied the motion, but added that if Gerber was able to secure new counsel, it would be “happy to consider any request by the lawyer to continue the trial date.”
Trial began as scheduled on January 26, 2016, but ended the next day when Gerber's fourth attorney, Thomas Pigott, unexpectedly fell ill. Anticipating that Pigott would recover, the district court scheduled two potential continuation dates: one in April and one in May. Pigott, however, decided he was not well enough to represent Gerber at either. He moved to withdraw as Gerber's counsel on March 21, 2016—43 days ahead of the potential May 3, 2016, trial start date. Pigott also requested the district court grant Gerber a sixty-day continuance to find another attorney. Gerber opposed the motion to withdraw and, for a litany of reasons, orally moved for the district judge to recuse himself from the case.
The district court denied Gerber's motion and granted Pigott's, but declined to afford Gerber the sixty-day continuance. The court simply did not “believe 60 days is necessary,” but assured plaintiff that it would entertain a written request for a continuance from his next attorney. Gerber moved the district court to reconsider its continuance decision on April 6, but the court denied the motion, confirming May 3, 2016, as the date to resume trial.
Gerber did not secure new counsel and completed the bench trial pro se. At the conclusion of the trial, the district court found that Gerber failed to prove that Veltri assaulted or battered him. See Gerber v. Veltri, 203 F.Supp.3d 846, 852–54 (N.D. Ohio 2016). Plaintiff now appeals the district court's judgment.
III.
Gerber first claims the district court “committed reversible error” in denying his request for a continuance made after Pigott withdrew from the case. Although the district court enjoys “a great deal of latitude” in scheduling matters, Morris v. Slappy, 461 U.S. 1, 11, 103 S.Ct. 1610, 75 L.Ed.2d 610 (1983), plaintiff characterizes this “error” as something more than a mere abuse of discretion. See Associated Gen. Contractors of Ohio, Inc. v. Drabik, 214 F.3d 730, 738 (6th Cir. 2000). In failing to grant him time to find another attorney, Gerber contends the district court violated his rights to counsel and a fair trial. See Anderson v. Sheppard, 856 F.2d 741, 747 (6th Cir. 1988).
However, “not every denial of a request for more time ... violates due process,” even if the party seeking a stay “is compelled to defend without counsel.” Ungar v. Sarafite, 376 U.S. 575, 589, 84 S.Ct. 841, 11 L.Ed.2d 921 (1964). “The denial of a ... motion for a continuance amounts to a constitutional violation only if there is an unreasoning and arbitrary insistence upon expeditiousness in the face of a justifiable request for delay.” Franklin v. Bradshaw, 695 F.3d 439, 452 (6th Cir. 2012) (citation omitted). No “mechanical test[ ]” determines whether the district court crossed this line. Ungar, 376 U.S. at 589, 84 S.Ct. 841. “The answer must be found in the circumstances present in every case, particularly in the reasons presented to the trial judge at the time the request is denied.” Id.
Here, claiming that the district court acted arbitrarily, Gerber compares his case to Anderson v. Sheppard. Anderson, an African-American employee of Ford *429 Motor Company, alleged that Ford laid him off and refused to recall him in retaliation for an earlier discrimination complaint. 856 F.2d at 742. At the close of the first jury trial, the district court granted Ford's motion for a directed verdict on the plaintiff's Title VII and 42 U.S.C. § 1981 claims. We reversed, finding that “there were factual disputes that should have been resolved by the jury.” Id. On remand, Anderson's attorney withdrew from the case, and he obtained new counsel. Before re-trying the case, Anderson and Ford attempted to negotiate a settlement, with the district court acting as mediator. Negotiations failed, and the court scheduled the matter for a second trial. However, “two days before the scheduled trial date,” the district court allowed Anderson's replacement counsel to withdraw. Id. She, like Anderson's first attorney, had advised Anderson to accept Ford's offered settlement. Anderson declined. Id. Hearing this, the district court questioned plaintiff:
The Court: What makes you think you are ever going to find a lawyer that will carry this case forward the way you want it? If two competent lawyers, one of whom even got a victory for you in the Court of Appeals, after I threw the case out, put egg on my face—I'm not mad[ ] ... about it. You're going to have to end up trying this case yourself with no help from anyone. You know what they say about a plaintiff that has himself for a client? Do you think you can try this case in front of a jury by yourself?
Mr. Anderson: I don't know.
* * *
The Court: What makes you think that you can do any better than her? You've already gotten two lawyers. I'm not going to give you—if she wants to withdraw I'm going to let her. I don't force lawyers to stay in a case.... If I had my druthers I would start the trial of this case tomorrow morning, but I can't because I have another case I'm trying.
Mr. Anderson: Well, I would like at least twenty-five days.
The Court: If I let her go I'm going to tell [the clerk] to put this case on the call, and whenever she finds a date in time to set it for trial we will bring you in ... and we will go ahead and retry the case like the Court of Appeals told me to. You may win. You may not. The odds are against you, you know that, don't you?
This colloquy continued at length with the district court judge admonishing Anderson for rejecting the settlement offer, and warning him that a jury would likely “sen[d] [him] down the tube.” Id. at 743 (emphasis omitted). “You're gambling here,” he told Anderson, “you don't take that settlement, it's a straight crap shoot for you.” Id. at 744. The district court instructed the clerk to schedule the case for trial “at the earliest trial date” available, and made clear that any new counsel will not be given “any additional time to prepare other than the date set for trial.” Id. (emphasis omitted).
In the three weeks that followed, Anderson attempted, but failed, to find replacement counsel. On the first day of trial, Anderson moved for additional time, and presented a letter from an attorney who agreed to represent him if the court granted a sixty-day continuance. Id. Again, the district court denied the motion, forcing Anderson to conduct the jury trial pro se. Id. at 744–45. The jury returned a verdict in favor of Ford on both claims. Id. at 745.
When Anderson appealed the judgment a second time, we reversed. Our holding was two-fold: First, we found the district court judge improperly abandoned his post as a “dispassionate and impartial” arbiter, *430 and, “from all outward appearances, assumed the posture of an advocate” hostile to Anderson. See id. at 745–47 (“[T]he district court was hostile toward Anderson because this court had reversed the district court, and, in the words of the district judge, ‘put egg on [his] face.’ ... Moreover, the district court ... had clearly determined that Anderson should settle on the terms offered by Ford.”). Second, we held the district court abused its discretion in failing to grant Anderson “a reasonable time” to obtain new counsel—particularly in view of the complexity of the case, the court's preemptive promise to proceed “at the earliest trial date” with no further continuance, and the lack of any “reasonable justification” for the denial. Id. at 748–49.
Gerber's case does not resemble either holding. Plaintiff is right in one respect; “[b]ecause of the fundamental need for judicial neutrality,” the harmless error doctrine “is inapplicable in cases where judicial bias and/or hostility is found to have been exhibited at any stage of a judicial proceeding.” Id. at 746–47. But in the present case, the district court did not exhibit “judicial bias and/or hostility” at any stage of the proceeding.
Cases following Anderson typically recount lengthy, tense exchanges between litigants and the district court because a judge's on-the-record statements are evidence of his failure to “preserve[ ] both the appearance and reality of fairness.” Id. at 746 (citation and emphases omitted). See e.g., Dixon v. Fed. Express Corp., 33 Fed.Appx. 157, 160–65 (6th Cir. 2002) (per curiam); see also Nationwide Mut. Fire Ins. v. Ford Motor Co., 174 F.3d 801, 805–09 (6th Cir. 1999), overruled on other grounds by Adkins v. Wolever, 554 F.3d 650, 651 (6th Cir. 2009) (en banc). A due process argument under Anderson thus “requires that hostility and bias be clear and open and that the bias be evident on the record.” Wheeler v. Southland Corp., 875 F.2d 1246, 1252 (6th Cir. 1989) (citing Anderson, 856 F.2d at 747).
1
But Gerber does not point to any inflammatory comments or bias evident on the record. Instead, he would have this court infer bias from the district court's decisions to deny his several requests for a stay, without rebutting the reasons for its decisions. Gerber first moved for a continuance on December 8, 2015, after the district court permitted his third attorney to withdraw and scheduled trial for January 26, 2016—a date the court chose in part to accommodate Gerber's class schedule. During a phone status conference on December 18, the district court gave its reasons for denying the motion. “[A]t this point,” it explained, “what we have left in this case for trial is an assault and battery claim between two individuals,” and “so it is my expectation, especially with a bench trial, that this matter will take one day or less for trial.” In other words, unlike Anderson, this case did not involve a “complex” civil rights action against an institutional defendant like ONU. See 856 F.2d at 748. Also different from Anderson, it did not involve a jury trial. “And also with a bench trial,” the district court planned to be “much more lenient with respect to Mr. Gerber acting pro se,” even though he was legally trained, making it “easier for him since he will not have to worry about jury protocol and that sort of thing.”3
*431 Yet another difference between Anderson and the present case is that the district court did not preemptively foreclose the possibility of a continuance in the event that Gerber did find another attorney. To the contrary, the court told plaintiff it was “happy to consider any request” by substitute counsel “to continue the trial date” once he or she entered an appearance. It made this point explicit at the December 18 status conference and repeated this refrain each time Gerber renewed his motion. Gerber maintains that these assurances must be discounted, because when Pigott appeared on his behalf and requested a continuance at a January 11, 2016, phone status conference, the district court denied the motion. But even there, the court gave a reasoned response for its decision: The court “indicated that [it] would entertain a formal motion if [plaintiff] provided reasons for it. And [the court] never got a formal motion.”
The reason the district court requested a definitive written motion is evident from the record. The case set for trial involved only two parties and concerned assault and battery only; extensive discovery had been completed; and Pigott had been on the case since December 22. Further, any replacement counsel would have the advantage of reviewing defendant's testimony ahead of time, as Pigott had questioned Veltri on the first day of trial. Finally, the fact that Gerber, who is a lawyer, ultimately defended himself is not itself sufficient to demonstrate a denial of his right to a fair trial. Ungar, 376 U.S. at 589, 84 S.Ct. 841.
For these reasons, the district court's decision to deny plaintiff a continuance was not an abuse of discretion or a violation of the right to due process.
IV.
Next, Gerber challenges Judge Zouhary's rejection of Gerber's “several motions” to recuse himself. We review the denial of a recusal motion for abuse of discretion. Bell v. Johnson, 404 F.3d 997, 1004 (6th Cir. 2005) (citing Youn v. Track, Inc., 324 F.3d 409, 422 (6th Cir. 2003)). “We must have a ‘definite and firm conviction that the trial court committed a clear error of judgment’ before reversing under the abuse of discretion standard.” Youn, 324 F.3d at 422 (citation omitted).
“To state a due process claim that a judge was biased,” Gerber “must show either that actual bias existed, or that an appearance of bias created a conclusive presumption of actual bias.” Lewis v. Robinson, 67 Fed.Appx. 914, 922–23 (6th Cir. 2003) (quoting United States v. Lowe, 106 F.3d 1498, 1504 (10th Cir. 1997)). Plaintiff's bias complaints are founded primarily upon the district court's substantive decisions, including its rulings on his motions for a continuance, for summary judgment, and the admission of certain evidence.4 None of them evince improper bias.
*432 Settlement Conference. Plaintiff contends that during the February 2015 settlement conference (more than a year before the bench trial), Judge Zouhary “vigorously pressed Gerber to resign his tenured faculty position” in return for the Judge's “assist[ance]” in obtaining a monetary settlement from ONU. Gerber cites no record evidence to substantiate this claim. Again, “Anderson requires that hostility and bias be clear and open and that the bias be evident on the record.” Wheeler, 875 F.2d at 1252. Gerber has not made this showing.5
2
Motion for Summary Judgment. Next, Gerber argues that the district court wrongfully refused to consider his motion for summary judgment on the assault and battery claims. The court explained that it did so because the cut-off date for dispositive motions had expired months earlier, and Gerber “did not request to file a summary judgment motion” before the cut-off date. Plaintiff maintains Judge Zouhary never instructed the parties to seek leave before filing dispositive motions. But plaintiff is mistaken. The district court specified in a standing order that “[n]o dispositive motions shall be filed without leave of [the] Court.”6 Gerber may have presented his case pro se, but he does not dispute that he, like any other litigant, is bound to follow Judge Zouhary's standing orders.
Waiver of Right to Jury Trial. Plaintiff maintains the district court's “decision to advance the trial date from March to January, while simultaneously denying [his] motion for a continuance to obtain substitute counsel,” compelled him to waive his demand for a trial by jury. The record belies his claim. In the same motion, Gerber sought a continuance and withdrew his jury demand. And the district court denied the former request and granted the latter at the same hearing. Plaintiff's decision to forego a jury trial thus preceded the court's ruling against his request for more time. Judge Zouhary's alleged “unwillingness to permit [plaintiff] the time needed to secure substitute counsel” cannot have influenced Gerber to withdraw his jury request when Gerber withdrew that request before the Judge expressed any such “unwillingness.”
3
Ex Parte Communication. Gerber next accuses Judge Zouhary of engaging in an improper ex parte conversation with defense counsel immediately after Pigott fell ill on the second day of trial. Their discussion concerned when, and how, the court should reschedule the appearance of witnesses slated to testify that day, particularly defendant's expert Dr. Anderson. Plaintiff argues that Canon 3(A)(4)(b) of the Code of Conduct for United States Judges prohibits such communication. It *433 does not.7 But even if it did, this fact is irrelevant; the Code of Conduct for United States Judges does not establish grounds for disqualification under the Due Process Clause. See Railey v. Webb, 540 F.3d 393, 415 (6th Cir. 2008).
4
During the Trial. Lastly, Gerber argues the district court “went too far” when it admitted certain evidence against him. He provides only two examples: first, by admitting testimony concerning Gerber's history as a litigious employee; and second, by questioning Human Resources Director Tonya Paul about Gerber's interactions with her “many years prior to the assault and battery.” Plaintiff does not explain how, from an evidentiary standpoint, either decision was improper. But from a bias standpoint, the district court's decisions evince no antagonism against Gerber. If anything, the court appears to have admitted this evidence to offset the expansive testimony plaintiff offered about Veltri’s behavior “many years prior to the assault and battery.”
For instance, Gerber questioned a practicing attorney who graduated from ONU about whether, and to what extent, Veltri yelled at him or other classmates when he was a law student years earlier; he questioned Veltri about a dispute he and plaintiff had at a staff meeting in 2007, five years before the alleged assault and battery; and he questioned a faculty secretary about an instance in which Veltri “got very upset” with her at an unspecified time “quite a while” before October 8, 2012. The district court was, in its own words, “overly generous” with the evidence it allowed plaintiff to present about Veltri's years-old interactions with others. Viewing the record as a whole, its admission of similar evidence against Gerber is more suggestive of an effort to level the playing field than of bias.
In sum, Gerber's claims of judicial hostility are unsubstantiated; he has not demonstrated that the district judge abused his discretion in declining to recuse himself from the case.
V.
Finally, plaintiff contends the district court clearly erred in finding that Veltri did not assault or batter him. We disagree.
“Following a bench trial, we review a district court's factual findings for clear error and its legal conclusions de novo.” Calloway v. Caraco Pharm. Labs., Ltd., 800 F.3d 244, 251 (6th Cir. 2015). The scope of clear-error review is “narrow.” Bailey v. USF Holland, Inc., 526 F.3d 880, 885 (6th Cir. 2008). “Under that standard ... we affirm the court's finding so long as it is ‘plausible’ ” and reverse “only when ‘left with the definite and firm conviction that a mistake has been committed.’ ” Cooper v. Harris, ––– U.S. ––––, 137 S.Ct. 1455, 1474, 197 L.Ed.2d 837 (2017) (quoting Anderson v. City of Bessemer City, 470 U.S. 564, 573–74, 105 S.Ct. 1504, 84 L.Ed.2d 518 (1985)).
Ohio defines assault as “the willful threat or attempt to harm or touch another offensively, which threat or attempt reasonably places the other in fear of such contact.” *434 Stafford v. Columbus Bonding Ctr., 177 Ohio App.3d 799, 896 N.E.2d 191, 200 (2008) (per curiam). It defines battery as “an intentional contact with another that is harmful or offensive.” Id. (citing Love v. City of Port Clinton, 37 Ohio St.3d 98, 524 N.E.2d 166, 167 (1988)). To be “offensive,” the contact must be the type “which is offensive to a reasonable sense of personal dignity.” Love, 524 N.E.2d at 167 (citing Restatement (Second) of Torts, § 19 at 35 (Am. Law Inst. 1965)). Intent is an essential element of both torts. “To prove assault and battery under Ohio law, a plaintiff must establish that the defendant unlawfully touched him/her with the intent of inflicting injury or at least creating fear of injury.” Tarver v. Calex Corp., 125 Ohio App.3d 468, 708 N.E.2d 1041, 1051 (1998).
A.
5
Regarding the assault claim, the district court found that Gerber failed to establish that Veltri acted with the requisite intent. Plaintiff testified that once Veltri made contact with his shoulder, he “thought [Veltri] was going to punch” him, but “the record is devoid of evidence that Veltri intended for Gerber to apprehend anything of the sort.” See Gerber, 203 F.Supp.3d at 854. Gerber argues this factual finding was clearly erroneous. He points to evidence the district court allegedly “ignored” (specifically, testimony from others concerning their interactions with Veltri), “edited” (testimony concerning Gerber's physical and psychological injuries), or “rewrote” (Veltri's conflicting statements about how quickly he ran into Gerber in the hallway that morning). None of it speaks to whether Veltri intended to place Gerber “in fear of [offensive] contact.” Stafford, 896 N.E.2d at 200.
The district court credited Veltri's testimony that he did not intend to put Gerber in fear of offensive contact because “the record corroborate[d] [Veltri's] account.” Gerber, 203 F.Supp.3d at 854. As the court explained:
[After placing his left hand on Gerber's shoulder, Veltri] took no “definitive act” from which this Court could infer he intended Gerber to apprehend a harmful or offensive contact. He made no sudden movement toward Gerber. He did not bring his free right hand toward Gerber; in fact, he gestured away, toward the faculty lounge. He did not say anything to Gerber suggesting he intended to physically harm Gerber.
Id. (citation omitted). These undisputed facts convinced the district court that Veltri's account was more believable than Gerber's, and an outcome dependent upon the trial court's credibility determination is not clearly erroneous. See Fed. R. Civ. P. 52(a)(6) (“[T]he reviewing court must give due regard to the trial court's opportunity to judge the witnesses’ credibility.”).
“[W]hen a trial judge's finding is based on his decision to credit the testimony of one of two or more witnesses, each of whom has told a coherent and facially plausible story that is not contradicted by extrinsic evidence, that finding, if not internally inconsistent, can virtually never be clear error.” Anderson, 470 U.S. at 575, 105 S.Ct. 1504. If a finding is plausible in light of the full record, that finding “must govern,” even if we would have decided the matter differently in the first instance. Cooper, 137 S.Ct. at 1465 (citing Anderson, 470 U.S. at 573–74, 105 S.Ct. 1504). Here, the district court's factual finding that Veltri did not intend to place Gerber in apprehension of offensive contact is more than plausible. Accordingly, it did not clearly err in finding that defendant did not assault plaintiff.
B.
6
Intent also came into play in the district court's resolution of Gerber's battery *435 claim, even though “the kind of intent required for battery is an open question in Ohio.” Gerber, 203 F.Supp.3d at 852. Some panels of the Ohio Court of Appeals require what the district court referred to as “dual intent,” see id., meaning that the defendant must act both with the intent to make physical contact, and with the intent that the contact offend or cause bodily harm to the plaintiff. See Tarver, 708 N.E.2d at 1051. Others require only “single intent”—i.e., the intent to make physical contact. See Feeney v. Eshack, 129 Ohio App.3d 489, 718 N.E.2d 462, 464 (1998) (“[I]t is not necessary to intend the harmful result; it is sufficient to intend the offensive contact that causes the injury.”). The Ohio Supreme Court's position on this issue is not clear. See Love, 524 N.E.2d at 167 (“A person is subject to liability for battery when he acts intending to cause a harmful or offensive contact, and when a harmful contact results.”).
As expected, plaintiff advocates for the single-intent approach. Yet even there, the district court concluded Gerber's claim failed “because he has not satisfied the remaining element of battery: namely, that the contact be harmful or offensive.” Gerber, 203 F.Supp.3d at 852. Its finding was not clearly erroneous.
Regarding harm, the district court had good reason to conclude Gerber's “complaints of pain [were] belied by the record.” Id. at 853. Gerber did not complain of pain to Veltri or Ward immediately after the incident. When Security Officer Laubis examined his shoulder that same day, she detected no sign of bruising or other trauma. Gerber did not seek treatment with Dr. Muha until more than a year after the incident—and then only after he filed suit against Veltri in state court. Muha found it plausible that Gerber's preexisting rotator cuff injury was exacerbated by defendant's touch, but he acknowledged he formed his opinion based solely on Gerber's report that his shoulder “was acutely aggravated by this event on a certain day.” He, unlike Dr. Anderson, never witnessed Gerber demonstrate the shoulder grab and relied solely on Gerber's word. “In light of the other record evidence,” the district court found that “Gerber's word fails to carry his burden to show Veltri's touch caused physical injury.” Id. Such a credibility determination can “virtually never be clear error.” Anderson, 470 U.S. at 575, 105 S.Ct. 1504.
7
Gerber counters that in concluding he did not demonstrate harm, the district court misinterpreted Ohio law, which does not require proof of an actual physical injury to sustain an action for battery. Plaintiff is right; physical injury is not a uniform prerequisite since “the conduct complained of must be [either] harmful or offensive.” Tarver, 708 N.E.2d at 1051 (emphasis added). But the district court found that Gerber also failed to make the alternate showing: that Veltri's touch would be offensive to a reasonable sense of personal dignity. See Love, 524 N.E.2d at 167 (“Conduct which is offensive to a reasonable sense of personal dignity is offensive contact.”).
This too was not clearly erroneous. For one, even if Veltri knew that any physical contact was likely to offend plaintiff, as plaintiff believes he must have, the district court had reason to question whether the offense Gerber experienced was actually attributable to Veltri's contact. Dr. Wott opined that plaintiff's encounter with Veltri aggravated his anxiety and depression. But because she began treating plaintiff only after October 8, 2012, Wott “had no benchmark for determining the effect the incident had on Gerber's preexisting psyche” apart from Gerber's own assessment. Gerber, 203 F.Supp.3d at 853. Gerber's other emotional-distress witnesses, Father David Young and former ONU law professor Bruce French, likewise did not *436 detect a noticeable change in Gerber's demeanor after the alleged assault and battery.
For another, Gerber does not have a reasonable sense of personal dignity. Wott testified that he experiences “more difficulties” dealing with the challenges a “normal or reasonable person would be able to cope with in an everyday life,” including conflict with coworkers. But “[i]n order that a contact be offensive to a reasonable sense of personal dignity, it must be one which would offend the ordinary person and as such one not unduly sensitive as to his personal dignity. It must, therefore, be a contact which is unwarranted by the social usages prevalent at the time and place at which it is inflicted.” Restatement (Second) of Torts § 19 cmt. a; see also Love, 524 N.E.2d at 167 (relying on the Restatement). Touching a colleague on the shoulder to get his attention is well within the ordinary “social usages prevalent” in the workplace. Insofar as Veltri's touch caused plaintiff emotional distress, it is because plaintiff “take[s] things more personally than usual,” not because defendant's conduct was “offensive to a reasonable sense of personal dignity.” Love, 524 N.E.2d at 167. Therefore, the district court's finding that defendant did not batter plaintiff was not clearly erroneous.
On the whole, we are not left with “the definite and firm conviction that a mistake has been committed.” Anderson, 470 U.S. at 573, 105 S.Ct. 1504 (citation omitted). We therefore conclude the district court did not clearly err in finding that Veltri did not assault or batter Gerber.
VI.
For the foregoing reasons, we affirm the district court's judgment.

All Citations

702 Fed.Appx. 423, 349 Ed. Law Rep. 37

Footnotes

On the court's own motion, we requested briefing on the question of whether the district court possessed supplemental jurisdiction over these claims. Following our review, we are not convinced the district court erred in exercising jurisdiction.
Gerber fired the first two attorneys who represented him in state court. The district court granted his third attorney's request to withdraw after he and Gerber disagreed over witnesses and summary judgment arguments.
And the district court was more lenient. It accepted “considerable testimony and received a myriad of exhibits that bore little (if any) relation to whether an assault and battery occurred on October 8, 2012.” Gerber, 203 F.Supp.3d at 848. “These topics include—but are not limited to—the awarding of an annual honorary chair by a faculty committee, ONU's grievance process, review of ONU by the American Bar Association and the Occupational Health and Safety Administration, allegations of faculty members, other than Veltri, bullying Gerber, and ONU's internal investigation of the alleged assault and battery in the weeks following [the incident].” Id. The district court's indulgence of Gerber implicates still another distinguishing fact; Gerber is an attorney. As such, he was better equipped to manage his own representation than the “waste treatment operator” plaintiff in Anderson. See 856 F.2d at 749 n.3. Thus, if we reviewed for abuse of discretion and considered whether Gerber “suffered any actual prejudice as a result of the denial,” we would find none. Associated Gen. Contractors, 214 F.3d at 738 (citation omitted).
Veltri counters that “judicial rulings alone almost never constitute a valid basis for a bias or partiality motion” pursuant to the Supreme Court's decision in Liteky v. United States, 510 U.S. 540, 555, 114 S.Ct. 1147, 127 L.Ed.2d 474 (1994). But Liteky examined bias in the context of a motion for recusal under 28 U.S.C. § 455. See id. at 543, 114 S.Ct. 1147. Due-process based motions for recusal under Anderson are a different animal. “Anderson ... did not involve section 455, but was an appeal based on a claim that the actions of the district court had deprived the plaintiff of his right to a fair trial in a fair tribunal.” Wheeler, 875 F.2d at 1252. Thus “the Anderson court reversed and remanded without having to consider the critical factor in section 455 review—whether the bias stems from an extrajudicial source.” Id. Accordingly, we address each of Gerber's arguments on their merits.
Gerber also believes the district court denied his requests for a continuance due to its hostility against him. For the reasons stated in Section III, he is incorrect.
See Standing Order regarding “Case Management Conference Notice/Report of Parties,” available on the website of the District Court for the Northern District of Ohio, http://www.ohnd.uscourts.gov/home/judges/judge-jack-zouhary/.
When circumstances require it, Canon 3(A)(4)(b) “permit[s] ex parte communication for scheduling, administrative, or emergency purposes,” but only “if the ex parte communication does not address substantive matters and the judge reasonably believes that no party will gain a procedural, substantive, or tactical advantage as a result of the ex parte communication.” Judge Zouhary's discussion with defense counsel was for these limited, administrative purposes. What is more, plaintiff identifies no advantage that defendant received as a result of the communication.

2.2 False Imprisonment 2.2 False Imprisonment

2.2.1 Green v. Donroe ("The Confabulation Case") 2.2.1 Green v. Donroe ("The Confabulation Case")

What kind of intent is needed to show false imprisonment?

John Green v. Gary Donroe et al.

Speziale, C. J., Parskey, Armentano, Shea and Covello, Js.

Argued November 12, 1981

—decision released February 16, 1982

*266 Daniel V. Presnick, for the appellant (plaintiff).

Jonathan J. E inhorn, with whom, on the brief, was Stuart A. Margolis, for the appellees (defendants).

Shea, J.

This appeal raises questions relating to the civil liability of one who, without having any intention to cause confinement, knowingly gives false information to (Ke police which results in the arrest or detention of another. The plaintiff sought damages for false imprisonment in the first count and for a violation of his civil rights in the second count of the complaint. After a trial to the court judgment was rendered for the defendants. The plaintiff has appealed, claiming error in the disposition of both counts.

There is no dispute about the unusual circumstances giving rise to this suit and they may be summarized as follows: On January 26, 1978, the named defendant (hereinafter the defendant), who was at that time emotionally disturbed, shot himself in the shoulder while he was at his place of employment, a package store in West Haven. He contacted the local police and when they arrived he said that he had been robbed and shot by a black male wearing a green jacket and a blue hat, that his assailant had a medium skin tone, a round face, a medium build and was about five feet ten inches in *267height. He lied to the police because he could not tolerate admitting that he had shot himself.

Wholly by chance the police picked up the plaintiff, a black man who was wearing a green jacket, and brought him to the defendant. When the defendant did not identify him, the plaintiff was released. He was detained by the police for approximately ten minutes and suffered no other harm as a result of the incident. In a subsequent interview with the police at the hospital the defendant admitted that he had shot himself because of an emotional disturbance resulting from a marital dispute and that his report of the robbery was a hoax. He was arrested and prosecuted for giving false information to the police.

The trial court concluded that, despite the unpleasant and embarrassing experience which the plaintiff suffered as a result of the defendant’s wrongful conduct, the law afforded no relief. We agree with this conclusion.

I

False imprisonment, or false arrest, is the unlawful restraint by one person of the physical liberty of another. Felix v. Hall-Brooke Sanitarium, 140 Conn. 496, 499, 101 A.2d 500 (1953). Any period of such restraint, however brief in duration, is sufficient to constitute a basis for liability. 32 Am. Jur. 2d, False Imprisonment §14. The fact that there was no formal arrest of the plaintiff in this case and that he remained in the custody of the police for only ten minutes would not necessarily defeat his cause of action for false imprisonment. 1 Restatement (Second), Torts §41.

*268False imprisonment comes within the category of intentional torts for which the remedy at common law was an action of trespass. McGann v. Allen, 105 Conn. 177, 188, 134 A. 810 (1926). “A person is not liable for false imprisonment unless his act is done for the purpose of imposing a confinement, or with knowledge that such confinement will, to a substantial certainty, result from it.” 32 Am. Jur. 2d, False Imprisonment § 9; 1 Restatement (Second), Torts § 35. The facts found by the trial court, which are not challenged, negate any intention on the part of the defendant to bring about the detention of the plaintiff, or, indeed, of anybody. See 1 Restatement (Second), Torts §43. His contrivance of the bogus robbery was found to have been motivated solely by his embarrassment over shooting himself. The trial court was not compelled to infer from the description he gave to the police that he intended or expected any arrest to result. The cases relied upon by the plaintiff, in which liability was imposed for confinements resulting from false reports given to the police, are distinguishable in that there an intention to cause the arrests was established. Jensen v. Barnett, 178 Neb. 429, 134 N.W.2d 53 (1965); Wehrman v. Liberty Petroleum Co., 382 S.W.2d 56 (Mo. App. 1964).

The plaintiff claims that the defendant should have been found liable for his reckless or, at least negligent, conduct in furnishing false information to the police in violation of § 53a-180 (a) (3),1 which *269imposes a criminal penalty for such an act. Recklessness, in the sense of a conscious disregard of a substantial and unjustifiable risk of harm; see General Statutes § 53a-3 (13); is sometimes equated with intentional conduct in terms of legal consequences. Collens v. New Canaan Water Co., 155 Conn. 477, 490, 234 A.2d 825 (1967); Soucy v. Wysocki, 139 Conn. 622, 628, 96 A.2d 225 (1953); Bordonaro v. Senk, 109 Conn. 428, 432-33, 147 A. 136 (1929). Ip. the context of false imprisonment the label of “reckless” fairly characterizes a state of mind amounting to knowledge that confinement is substantially certain to result from the wrongful conduct but not attaining the proportions of an actual intention to bring it about. Nothing less than this rather extreme brand of recklessness will substitute for the standard requirement of intention in false imprisonment cases. “It is not enough that the actor realizes or should realize that his actions involve a risk of causing a confinement, so long as the likelihood that it will do so falls short of a substantial certainty.” 1 Restatement (Second), Torts § 35, comment h. The facts found by the trial court do not indicate that the defendant’s false report created a virtual certainty that someone would be arrested or that the defendant must have expected such a result. Where there is no intention to cause the confinement of a person or the equivalent variety of recklessness, there is no liability for an act result*270ing in a merely transitory detention which might otherwise sustain an action for false imprisonment. Id., §35 (2).

Negligent conduct which results in a confinement of sufficient consequence to constitute the actual damage required to maintain a negligence action2 is a sufficient basis for imposing liability. 1 Harper & James, Law of Torts § 3.7; Prosser, Law of Torts (4th Ed.) § 30. In Collins v. City National Bank & Trust Co., 131 Conn. 167, 38 A.2d 582 (1944), a plaintiff whose check was negligently dishonored by his bank was allowed to recover compensatory *271damages when he had been arrested on a charge of obtaining money by false pretenses, jailed for two hours, compelled to post a bond for his release, and injured in reputation. Incarceration of even brief duration has been found sufficient to fulfill the requirement of actual damage. Weaver v. Bank of America National Trust & Savings Assn., 30 Cal. Rptr. 4, 380 P.2d 644 (1963); Mouse v. Central Savings & Trust Co., 120 Ohio St. 599, 167 N.E. 868 (1929). The complaint in this suit, however, cannot be read so broadly as to include such a cause of action, since it contains no allegation of negligence or damages suffered as a result of the plaintiff’s misdeed in “knowingly and wilfully” making a false *272statement. “A plaintiff may not allege one canse of action and recover npon another.” Malone v. Stein-berg, 138 Conn. 718, 721, 89 A.2d 213 (1952).

II

In the second count of his complaint the plaintiff relies upon 42 U.S.C. § 1983 which provides in part that “[e]very person who, under color of any statute, ordinance, regulation, custom, or usage, or any State . . . subjects, or causes to be subjected any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured.” For liability to be imposed under the statute it is essential to prove that the actions complained of were taken “under color” of law. Adickes v. S. H. Kress & Co., 398 U.S. 144, 150, 90 S. Ct. 1598, 26 L. Ed. 2d 142 (1970); Henig v. Odorioso, 385 F.2d 491, 494 (3d Cir. 1967), cert. denied, 390 U.S. 1016, 88 S. Ct. 1269, 20 L. Ed. 166 (1968). “Misuse of power, possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law, is action taken ‘under color of’ state law.” United States v. Classic, 313 U.S. 299, 326, 61 S. Ct. 1031, 85 L. Ed. 1368 (1941). “To act ‘under color’ of law does not require that the (defendant) be an officer of the State. It is enough that he is a willful participant in joint activity with the State or its agents.” United States v. Price, 383 U.S. 787, 794, 86 S. Ct. 1152, 16 L. Ed. 2d 267 (1966).

In this case the lack of any intention on the part of the defendant to bring about any arrest or detention would preclude a finding that he had acted in concert with the police in causing the plaintiff to be *273detained. Since he was not a willing participant in the deprivation of the constitutional rights claimed by the plaintiff, his wrongful conduct was not “under color” of state law and he is not liable under § 1983.

There is no error.

In this opinion Speziale, C. J., Armentano and Covello, Js., concurred.

Parskey, J.

(concurring in part and dissenting in part). Except for its discussion of negligent conduct I have no quarrel with the court’s opinion. In fact, because the complaint alleges intentional rather than negligent conduct, this would furnish a sufficient basis for rejecting a recovery based on a cause of action sounding in negligence. But when the majority categorically states that in order to recover in a negligence action the plaintiff must allege and prove actual damage, it is at that point that we part company because this statement is contrary to Connecticut law.

In Hageman v. Freeburg, 115 Conn. 469, 162 A. 21 (1932), a case involving a negligence action for personal injuries, speaking through Chief Justice Maltbie, we stated (pp. 471-72) “every invasion of a legal right imports damage.” We followed this holding in Urban v. Hartford Gas Co., 139 Conn. 301, 93 A.2d 292 (1952), which also involved a negligence action for personal injuries, with the further observation (pp. 306-307) that “[t]he wrong to Mrs. Urban became actionable when her legal right was invaded by the intentional or negligent violation of duty on the defendant’s part.” In neither case was a showing of aetual damage made an essential requirement of the negligence *274action.1 That this was not an oversight can be gleaned by the comment by Toelle in “The Urban Case,” 27 Conn. B.J. 74, 79 (1953) and the oblique footnote in 2 Harper & James, Torts § 25.1, n.4. Hageman and Urban state the common law of this state. Until and unless they are overruled, if stare decisis represents anything more than flash paper, they must be followed, the ancient common law and the pronouncements of eminent academicians to the contrary notwithstanding.

An invasion of a person’s legal rights, whether occasioned by trespass or negligence, by intentional or unintentional conduct, should have the same legal consequences. If invasions of one’s rights by assault and battery without actual damages are actionable; Petrucelli v. Catapano, 107 Conn. 122, 123, 139 A. 634 (1927); and if invasions by negligent assault and battery are also actionable; Sansone v. Bechtel, 180 Conn. 96, 99, 429 A.2d 820 (1980); Russo v. Porga, 141 Conn. 706, 708-709, 109 A.2d 585 (1954); Lentine v. McAvoy, 105 Conn. 528, 530-31, 136 A. 76 (1927); then what manner of legal logic excludes invasions by other negligent conduct?

The fact is the different treatment of intentional and negligent acts in the old common law is due neither to logic nor experience but rather to procedural history. Actions of trespass were treated differently from actions of trespass on the case. As Holmes cogently observed in The Common Law (Howe Ed.) (p. 64) “[i]n place of a theory of tort, we have a theory of trespass. And even within *275that narrower limit, precedents of the time of the assize and jurata have been applied without a thought of their connection with a long forgotten procedure.” While legal history should not be sloughed off, neither should it command our slavish obedience. To replace our own soundly reasoned law on the basis of ancient pronouncements founded on arcane common law concepts of forms of action is to replace reason with rote.

With the exceptions noted I respectfully record my concurrence.

2.2.2 Illaraza v. Hovensa LLC ("The Blockaded Pickup Truck Case") 2.2.2 Illaraza v. Hovensa LLC ("The Blockaded Pickup Truck Case")

What element of false imprisonment is not satisfied according to this court?

Jose ILLARAZA v. HOVENSA LLC Luis Illaraza v. HOVENSA LLC

CIVIL ACTION NO. 07-125, CIVIL ACTION NO. 08-59

District Court, Virgin Islands, D. St. Croix.

Signed November 10, 2014

Filed November 12, 2014

*593Eszart A. Wynter, Law Offices of Eszart A. Wynter, Sr., Frederiksted, VI, Lee J. Rohn, Lee J. Rohn and Associates, St. Croix, VI, for Jose Illaraza/Luis Illaraza.

Stephanie L. Adler, Alicia M. Chiu, Jackson Lewis LLP, Orlando, FL, for Ho-vensa LLC.

MEMORANDUM

BARTLE, District Judge.

In these consolidated civil actions, plaintiffs Jose Illaraza (“Jose”) and Luis Illara-za (“Luis”),1 who are brothers, bring claims against defendant HOVENSA, LLC (“HOVENSA”) for wrongful discharge, slander and defamation per se, tortious interference with contractual relationship, abuse of process, malicious prosecution; and intentional or in the alternative negligent .infliction of emotional distress. Luis also asserts a claim against HOVENSA for false imprisonment. These lawsuits arise out of the brothers’ alleged involvement in an August 2006 theft of an air conditioner unit from HOVENSA’s oil refinery on St. Croix, and the company’s decision to bar the brothers from the refinery following the alleged theft.

Now before the court are the motions of defendant HOVENSA for summary judgment on all of plaintiffs’ claims against it *594under Rule 56 of the Federal Rules of Civil Procedure.2

I.

Summary judgment is appropriate “if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). Rule 56(c) states:

A party asserting that a fact cannot be or is genuinely disputed must support the assertion by ... citing to particular parts of materials in the record, including depositions, documents, electronically stored information, affidavits or declarations, stipulations ..., admissions, interrogatory answers, or other materials; or ... showing that the materials cited do not establish the absence or presence of a genuine dispute, or that an adverse party cannot produce admissible evidence to support the fact.

Fed. R. Civ. P. 56(c)(1).

A dispute is genuine if the evidence is such that a reasonable factfinder could return a verdict for the nonmoving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 254, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). Summary judgment is granted where there is insufficient record evidence for a reasonable factfinder to find for the plaintiffs. Id. at 252, 106 S.Ct. 2505. “The mere existence of a scintilla of evidence in support of the plaintiffs position will be insufficient; there must be evidence on which the factfinder could reasonably find for the plaintiff.” Anderson, 477 U.S. at 252, 106 S.Ct. 2505.

When ruling on a motion for summary judgment, we may only rely on admissible evidence. See, e.g., Blackburn v. United Parcel Serv., Inc., 179 F.3d 81, 95 (3d Cir.1999). We view the facts and draw all inferences in favor of the nonmoving party. In re Flat Glass Antitrust Litig., 385 F.3d 350, 357 (3d Cir.2004). However, “an inference based upon a speculation or conjecture does not create a material factual dispute sufficient to defeat entry of summary judgment.” Robertson v. Allied Signal, Inc., 914 F.2d 360, 382 n. 12 (3d Cir.1990).

II.

The following facts are undisputed or viewed in the light most favorable to the Illaraza brothers as the nonmovants.

Luis and Jose Illaraza are licensed crane and heavy equipment operators who were employed by Anthony Crane International (“ACI”), which did virtually all of its work at HOVENSA’s petroleum refinery on St. Croix.3 As ACI employees, plaintiffs worked at the refinery. At the time of plaintiffs’ employment with ACI, HOVEN-SA was the largest employer on the island. The terms of plaintiffs’ employment with ACI were governed, at least in part, by a collective bargaining agreement (“CBA”) between ACI and the United Steelworkers of America (“Steelworkers”). This CBA set forth the framework for plaintiffs’ wages and the benefits provided to them *595by ACI. HOVENSA was not a party to the CBA.

Under the terms of a contract between ACI and HOVENSA (the “contract”), ACI provided services at HOVENSA’s refinery. The contract characterized ACI as an independent contractor and its employees as “contractor’s employees.” ACI was responsible, among other things, for rigging cranes, refueling equipment, and managing a waste site at the refinery. The contract required ACI to administer pre-employment tests to any potential employees who would be hired to work at the refinery in order to “ensure that only those who are qualified are hired,” and described the areas that such a test should cover. Under the contract, the number of personnel to be provided by ACI was subject to approval by HOVENSA. The contract further set forth hourly compensation rates that HOVENSA would pay to ACI for ACI personnel. Plaintiffs received their paychecks from ACI and reported their hours to ACI.

The contract allowed for HOVENSA supervision and oversight of the work of ACI employees at the refinery and enabled HOVENSA to provide field personnel with the authority to direct the actions of ACI’s operators. ACI was bound by the contract to comply with the instructions of these HOVENSA supervisors to the extent that their instructions related directly to the work being supervised. Nonetheless, plaintiffs were primarily supervised by ACI employees. They received most of their day-to-day instructions from their ACI supervisor or from an ACI dispatcher. The contract between ACI and HO-VENSA also made explicit that representatives provided by HOVENSA would “not control or supervise [ACI]’s day-to-day work since [ACI] is a qualified independent contractor.”

The contract gave HOVENSA certain management and oversight responsibilities over the refinery’s waste site. HOVENSA personnel, including environmental-compliance officials, inspected the waste site periodically. HOVENSA also had the responsibility to procure the necessary permits and licenses for ACI’s work on the refinery and to provide security in accordance with its existing policies.

ACI and its employees working at the HOVENSA refinery were subject to detailed plant rules and procedures which were binding on all contractors at the refinery. A detailed list of these rules and procedures appeared as an attachment to the original HOVENSA-ACI contract. Among these rules were requirements that ACI maintain current contact information and personal data for each employee, that each employee comply with HOVENSA security procedures (such as parking registration requirements), that ACI employees stay off refinery premises unless scheduled to work, and that they not bring unauthorized visitors onto the property. ACI employees had to submit all bags for inspection, to report any improper conduct of which they are aware, to wear certain required safety articles and protective gear, and to refrain from posting notices, calendars, pictures, and the like without prior approval. ACI employees were barred from certain activities which' included smoking, possessing or being under the influence of any controlled substance or intoxicant, and possessing cell phones at work without prior approval. They were not permitted to wear clothing deemed by HOVENSA to be “offensive or provocative.”

In addition, the rules and procedures provided for general cleanliness and care of the refinery premises and equipment and required “the employee’s company” to provide safety hats. HOVENSA displayed rules and regulations prominently in various locations around the refinery although *596neither plaintiff recalled ever receiving a written copy of them.

HOVENSA maintained procedures for granting ACI’s employees access to the refinery.4 According to HOVENSA Director of Administration Services Rocco Colabella (“Colabella”), any individual seeking entry to the refinery (including contractor employees like those working for ACI) had to obtain an identification badge from HOVENSA and were subject to a security screening by HOVENSA’s security department. After completing the safety comprehension examination provided for by the contract and submitting to a drug test, ACI employees were required to submit badge applications, which were subject to HOVENSA approval. HO-VENSA sometimes ran police background checks on potential employees before granting badge applications. There is no evidence as to whether such a check was conducted with respect to Jose or Luis.

Before the events of August 2006 which are the subject of this lawsuit, neither plaintiff had ever been disciplined in his capacity as an ACI worker. As far as the record discloses, the brothers were satisfactory employees. However, at some point prior to August 10, 2006, HOVENSA Security Manager Jay Galindo (“Galindo”) had begun to suspect that the brothers were involved in a rash of missing items at the refinery. According to Colabella, Gal-indo had an informant at the refinery who had led him to believe that the Illarazas were linked to the theft of items including tools, welders, and equipment parts from HOVENSA property.

The Illaraza brothers’ claims against HOVENSA hinge on or arise out of the events of August 10 and 11 of 2006. On August 10, an ACI foreman named Nelven Noelien (“Noelien”), who happened to be Luis’s and Jose’s supervisor, signed an. air conditioning unit (the “a/c unit”) out of HOVENSA’s warehouse. Noelien later claimed that he did so to install it as a replacement for the inoperative air conditioner in the trailer where his work crew usually ate lunch and changed their clothes. In his deposition, Jose asserted that this was his understanding of Noe-lien’s intentions when he helped Noelien move the a/c unit from the HOVENSA warehouse into the white pickup truck which belonged to ACI and which had been assigned to Noelien.

Plaintiffs assert that the a/c unit was supposed to be installed in the trailer that same day. However, a sudden change in their work schedule required the three men to return to the refinery at 10 p.m. that night. As a result, they would need to leave work earlier that evening if they wanted to get any rest. They claim that they did not have time to complete the installation on the evening of August 10. Because of this time constraint, Noelien decided to move the a/c unit from the open bed of the pickup truck into the front compartment of an ACI-owned red tractor-trailer at the refinery. Jose helped Noelien secure the a/c unit in the red tractor-trailer after which the three men left the refinery.5

The same evening, HOVENSA security officer Juan Espinosa (“Espinosa”) re*597ceived a telephone call from a person who refused to identify himself. According to Espinosa’s later testimony, the caller stated that he “was in a location where he saw something suspicious happening.” The caller advised Espinosa to check the location at the refinery where the trailers were stored and added that he had observed men putting boxes into some of the trucks. Espinosa recalled that the caller seemed apprehensive, particularly about the fact that HOVENSA maintained multiple security cameras at the refinery. Plaintiffs infer that the caller’s nervousness, coupled with his reluctance to identify himself, stemmed from concern that his own actions had been captured on camera and that he hoped to “save his own skin” by calling in a tip.

In response to the call, Espinosa and fellow security officer Blaise Charles went to the location described by the tipster but were unable to access any of the locked trucks that were parked there. They contacted Galindo, who in turn contacted HOVENSA’s locksmith, Nick Henry (“Henry”). Together, Henry and Gal-indo returned to the site and unlocked the red tractor-trailer. Inside its cab, they found the a/c unit. Galindo later testified that it was located in the truck’s “sleeping compartment,” which was separated from the front seat by a curtain. Galindo took photographs of the truck and the a/c unit and made note of the unit’s serial number.

Galindo notified Henry, HOVENSA Harbor Security Officer Chris Webster (“Webster”), and another security employee named Brian Harrell (“Harrell”) that they should report to the refinery early the next morning to assist with an investigation. At some point that evening, Galin-do also contacted Haraldo Charles (“Charles”), a police officer who often “moonlighted” for HOVENSA by directing traffic at the refinery. Galindo asked Charles to stay at the refinery beyond his normal departure time of 8:00 a.m. on the morning of August 11, 2006, in case Galin-do needed his assistance. Finally, Galindo contacted Colabella, HOVENSA’s Director of Administration Services, to alert him to the investigation.

Meanwhile, the Illaraza brothers, as well as Noelien, returned as scheduled to the refinery at 10:00 p.m. on August 10. They remained there working until approximately 3:00 a.m. on August 11. At that point, knowing they needed to return to work again before 5:00 a.m., they left the refinery to obtain some rest.

On the morning of August 11, HOVEN-SA was slated to donate a number of trailers to the IQRA Academy, a school on St. Croix. The trailers were to be transported to the school by a convoy of trucks. Early that morning, Galindo, along with Harrell, Webster, and Henry, initiated surveillance of the convoy. Luis Illaraza arrived at the refinery before 5:00 a.m., while Jose, who had overslept, did not arrive until shortly after 5:00. By the time Jose entered the refinery, the convoy was already approaching the refinery gates. Jose jumped into the red tractor-trailer, which was being driven by Luis and which contained the a/c unit. In the rush to leave the refinery, Jose has stated that he had forgotten that the a/c unit was still in the tractor-trailer. As the convoy left the refinery, HOVENSA security required the employees to exit the trucks and display their badges. Security officials also wrote down the license plate numbers for each truck.

While the convoy drove to the IQRA Academy under police escort, Galindo made contact with Kevin Scott (“Scott”), the manager of the HOVENSA warehouse. Galindo provided Scott with the serial number that he had collected from the a/c unit the previous evening. An email from Scott, sent that morning to Galindo and *598HOVENSA electrical supervisor Dana Hanning, confirmed that an a/c unit with the same serial number as the one in the red tractor-trailer had been signed out of HOVENSA’s warehouse by Noelien on August 10.

Meanwhile, the convoy arrived at the IQRA Academy, where the team worked to remove the trailers from the trucks and to set them in place. HOVENSA’s civil superintendent, Bobby Gustafson (“Gustaf-son”), assisted the team at the school for a period of time. Following Gustafson’s departure, Noelien drove the white pickup truck, which had been assigned to him by ACI, alongside the red tractor-trailer containing the a/c unit. At his request, Jose then helped him to move the a/c unit into the pickup truck.

Noelien and Luis began to drive away from the IQRA Academy in the white pickup truck while Jose remained behind to finish work at the school. As Noelien and Luis did so, Harrell followed in his vehicle, with Webster as a passenger, and pulled up in front of the pickup truck driven by Noelien. Galindo, who was driving a second vehicle with Henry as a passenger, pulled up alongside the pickup truck. Unable to proceed, Noelien stopped and exited the truck, while Luis remained in the passenger seat. Luis admitted in his deposition that no one explicitly told him to stay where he was. In his Counter Statement of Facts, he stated that “the implication to him was he had to stay in the truck.”

Noelien stepped out of the truck and approached Galindo. According to Galin-do, Noelien told him that he “was not going to lie” and that he had stolen the a/c unit. Galindo has also testified that Noe-lien told him that the plaintiffs “were involved, that they had knowledge.” Galin-do’s handwritten contemporaneous notes say “Jose + Luis both knew about it.” Webster, who was with Galindo at the time, testified that he also overheard Noe-lien say “I did a stupid thing, you know. I’m sorry.”

Galindo contacted HOVENSA security guard Lazarus Joseph, who arrived and took a written statement from Noelien at Galindo’s request. Noelien dictated his statement to Joseph, who wrote it down by hand. In his statement, Noelien admitted that “I intended to transfer the air conditioning unit into the truck assigned to me from Maxim Crane. I intended to carry the unit to my house.... Whatever I did I am very sorry and ashamed.” Noelien signed the statement. Joseph told Noelien that he could correct or add to his statement later if he chose to do so. A notation to this effect was made in the statement itself, alongside Noelien’s signature.

As Galindo and Joseph were speaking with Noelien, Webster stood alongside the pickup truck where Luis was still sitting. Webster testified that he said hello to Luis but'that they exchanged few words.

Galindo contacted Officer Charles, who was still at the HOVENSA refinery following the end of his morning shift and asked him to come to the IQRA Academy and assist in an investigation. Officer Charles, in turn, contacted the Virgin Islands Police Department (“VIPD”). Approximately 30 minutes after the initial stop of the pickup truck, VIPD officers arrived at the school, and Galindo relayed to them his version of the sequence of events. The VIPD arrested both Noelien and Luis, and HOVENSA officials confiscated their refinery badges. VIPD Officers then arrested Jose, and HOVENSA confiscated his badge as well. With the exception of Webster’s brief conversation with Luis, no HOVENSA official spoke to either of the brothers about the alleged theft prior to the arrests.

Following their arrests, Luis and Jose, along with Noelien, were transported to the Police Department, where the three *599were fingerprinted and placed together in a cell. Jose was released into the custody of his mother the same day while Luis remained in jail until August 14, when he, too was released into his mother’s custody. At around the same time, HOVENSA’s security department deactivated the refinery access badges of Luis, Jose and Noe-lien.

The record supports plaintiffs’ contention that the VIPD relied heavily on the statements of HOVENSA employees in making the decision to arrest them. Specifically, Galindo testified that a report prepared by Officer Charles was based on information Galindo had provided to the VIPD. He also confirmed that the VIPD based its arrests of Jose and Luis on the reports of several witnesses, all of whom were HOVENSA employees. In addition, Galindo stated that the VIPD’s offense report concerning the arrests was based on information he supplied. Photographs taken by Galindo at the scene of the arrest were also provided to the VIPD by HO-VENSA. Finally, a probable cause affidavit prepared by VIPD Officer Herminia Rivera appears to be based exclusively on information provided by Galindo to Officer Rivera.

Approximately one week after the arrests, Noelien, who had by then been released from jail, contacted ACI General Manager Andy Alcorn. Noelien presented Alcorn with an explanation for the events of August 10 and 11. He stated that he had not had time on August 10 to install the a/c unit in the Waste Site trailer where the crew ate lunch and that he had inadvertently left it in the red truck when the convoy traveled to the IQRA Academy. Noelien told Alcorn that he had been bringing the a/c unit back to HOVENSA at the time of his arrest. At Alcorn’s request, Noelien put his explanation in a typewritten statement approximately two days later. He explained that when he had told Galindo he was taking the a/c unit to his house, he had done so “jokingly,” having perceived Galindo’s inquiry as a “stupid pointless thing to ask [him].” Al-corn forwarded Noelien’s statement to Gal-indo, who dismissed it as “ridiculous.” Galindo later testified that he never investigated or followed up on any of the explanations set forth in-Noelien’s typed statement.

Noelien ultimately pleaded guilty to the possession of stolen property and was sentenced to one year of probation. He served his probation in Orlando, Florida, where he had obtained a job as a crane operator with ACI’s parent company Maxim Crane.

In the weeks following the arrests of the three men, Galindo met with a person who claimed to be the anonymous informant who had alerted HOVENSA to the alleged theft. Galindo paid him a reward of $500 for which he signed a receipt with the name “Wilfredo Rios.” Galindo has stated that this was not his actual name.

In July 2007, the Virgin Islands government elected not to prosecute the Illaraza brothers, and the charges against them pertaining to the alleged theft were dismissed without prejudice. Following the dismissal, Steelworkers representative Mike Francis (“Francis”) sent ACI’s Mike Corn (“Corn”) a copy of the dismissal. ACI subsequently communicated to both Francis and HOVENSA that Luis and Jose were good workers whom ACI wanted to reinstate to continue their work at the HOVENSA refinery. Colabella, however, responded that “due to the admitted theft of HOVENSA property,” the men could not return to work there. Since that time, neither Jose nor Luis has been permitted to do so. According to his deposition testimony, Alcorn confirmed that the brothers were “effectively out of work” with ACI due to HOVENSA’s refusal to permit them on refinery property. During *600Alcorn’s time at ACI, the company had never had work on St. Croix other than under its contracts with HOVENSA.

After August 10 and 11, 2006, certain HOVENSA employees made various statements about Jose and Luis and their involvement in the events of those days. Plaintiffs emphasize, and the record confirms, that rumors about the events circulated at the HOVENSA refinery and in the St. Croix community. The record is often unclear as to the substance and source of the statements that made up these rumors. It is apparent, however, that at least a portion of the gossip about the events consisted of statements that the Illaraza brothers had been arrested. Statements were also made to the effect that the brothers had committed a theft, and that they had been caught stealing. With some exceptions which we discuss below,' the record does not make clear which individuals spread these rumors. Instead, several deponents simply attributed them to HO-VENSA security guards. A report of plaintiffs’ arrests also appeared in the police blotter of a local newspaper, the St. Croix Avis. While Galindo confirmed that the Avis report contained the same information HOVENSA had provided to the VIPD, he denied that HOVENSA had provided information to the newspaper.

Since the events of August 10 and 11, 2006, Jose has reported headaches at least twice weekly, as well as extreme stress about how he will pay his bills and meet his obligations to his family. He also reports trouble sleeping. Luis has also indicated that he experiences stress and emotional suffering linked to the events, as well as headaches and sleeplessness. Both plaintiffs report that they have sought medical attention for these ailments.

As of March 2010, when their depositions were taken, neither plaintiff has been employed full-time.

III.

We first address plaintiffs’ claims for wrongful discharge under the Virgin Islands Wrongful Discharge Act (‘WDA”), 24 V.I.C. § 76. The WDA provides that “an employer may dismiss any employee” for any of nine reasons enumerated in subsection (a) of the statute.6 Where an *601employee is terminated for a reason other than one of the nine articulated in subsection (a), a presumption exists that he has been wrongfully discharged.

The WDA applies to the dismissal of an “employee” by an “employer.” As a result, whether or not HOVENSA was plaintiffs’ employer is a threshold issue in determining whether plaintiffs’ WDA claim can succeed.7 Plaintiffs urge us to conclude that even though ACI was their employer HOVENSA is also properly, considered their employer under a “joint employer” theory.

As a starting point, we look to the Third Circuit’s decision in N.L.R.B. v. Browning-Ferris Indus. of Pa., Inc., 691 F.2d 1117 (3d Cir.1982). There, in upholding an order of the National Labor Relations Board, the court explained that a joint employment relationship exists where “one employer while contracting in good faith with an otherwise independent company, has retained for itself sufficient control of the terms and conditions of employment of the employees who are employed by the other employer.” Id. at 1123. The Browning-Ferris court specified that the “joint employer” inquiry is a fact-intensive one. Id. at 1121. Such an analysis in-' volves the consideration of factors which include, but are not limited to, the allegedly joint employers’ shared right to hire and fire, their establishment of work hours, their control of compensation, their degree of supervision of employees, and their authority to devise rules. Id. at 1124-25.

Our Court of Appeals has recently refined the Browning-Ferris standard for determining the existence of a joint-employer relationship. In In re Enterprise Rent-A-Car Wage & Hour Employment Practices Litigation, the court affirmed a district court order granting summary judgment in favor of the alleged joint employer. It directed that a joint-employer analysis should consider the alleged employer’s “(1) authority to hire and fire employees; (2) authority to promulgate work rules and assignments, and set conditions of employment, including compensation, benefits, and hours; (3) day-to-day supervision, including employee discipline; and (4) control of employee records, including payroll, insurance, taxes,- and the like.” 683 F.3d 462, 469 (3d Cir. 2012). These factors, the court explained, “reflect the facts that will generally be most relevant in a joint employment context.” Id. However, the court cautioned that its list of factors was not exhaustive, and that district courts should consider all relevant evidence rather than confining themselves to “narrow legalistic definitions.” Id.

Although In re Enterprise addressed a claim brought under the Fair Labor Standards Act rather than a WDA claim, we find its framework instructive. Taking the facts in the light most favorable to plaintiffs, and relying on the framework articulated in In re Enterprise, HO-*602YENSA’s relationship with ACI cannot properly be characterized as a joint employer relationship.

The record discloses that HOVENSA’s role in the hiring and firing of ACI employees was minimal. While HOVENSA maintained supplemental screening procedures for those ACI employees who were assigned to work at the HOVENSA refinery, including the “pre-employment test” provided for by the ACI-HOVENSA contract and the background checks that sometimes preceded the issuance of badges, the record contains no indication that HOVENSA had any say as to the persons ACI could hire. Rather, HO-VENSA’s involvement in this aspect of ACI’s personnel management was limited to restricting who could enter the HO-VENSA refinery, not who could work for ACI.

Nor does the record contain any indication that HOVENSA played a role in ACI’s procedures for dismissing employees. Plaintiffs maintain that HOVENSA’s decision to deny them access to the refinery effectively amounted to a termination from ACI, since the ACI-HOVENSA contract accounted for virtually all of ACI’s work on St. Croix. See note 5, supra. Even if this may have been the case, it does not mean that HOVENSA had the authority to fire employees from ACI. Indeed, Noelien was also denied access to the HOVENSA refinery following the alleged theft but continued to work for ACI’s parent company, Maxim Crane, in Florida. In short, HOVENSA’s authority to revoke refinery badges did not amount to authority to fire ACI employees.

HOVENSA’s role in the determination of hours, compensation, and benefits for ACI employees was also minimal. The ACI-HOVENSA contract established a rate schedule under which HOVENSA would compensate ACI for its employees’ time. ACI was to submit periodically to HOVENSA invoices for the hours worked by its employees, including overtime, and HOVENSA was to compensate ACI on an hourly basis for this work. It was ACI, however, that established the wages which plaintiffs ultimately received from ACI. HOVENSA was not a party to the CBA which set forth ACI employees’ benefits. In any event, in all relationships involving an independent contractor, the contract sets forth what the independent contractor will be paid. This necessarily affects the compensation the employees of the independent contractor will receive.

Furthermore, the record makes clear that plaintiffs were primarily supervised by ACI. The ACI-HOVENSA contract provided HOVENSA with oversight authority over ACI personnel, but on a day-to-day basis, plaintiffs received the bulk of their instructions from Noelien and from an ACI dispatcher. We also note that the ACI-HOVENSA contract made explicit that HOVENSA did “not control or supervise [ACI]’s day-to-day work.”

HOVENSA did play a role in employee discipline, but only insofar as the company promulgated plant rules and procedures by which ACI’s employees as well as others at the refinery were bound. In large part, these rules appear designed to maintain the type of safe and secure work environment that is particularly important at ah oil refinery. For example, HOVENSA’s plant rules and procedures set forth limitations on who could enter the refinery and at what times, on the kinds of personal effects employees were permitted to bring to the refinery, and on conduct such as smoking, intoxication, and physical violence. The plant rules and procedures also set forth detailed procedures for keeping the refinery property and equipment clean. Ultimately, HOVENSA’s rules focused more on refinery safety and security than on employee discipline.

*603ACI also maintained control of employee records. ACI issued plaintiffs’ paychecks, and they reported their hours to ACI. There is no indication in the record that HOVENSA played a role in ACI’s employee scheduling or in its payroll procedures. HOVENSA’s plant rules and procedures required all contractors working with HO-VENSA to maintain current personal data for each employee who worked at the refinery. It was ACI, and not HOVENSA, that actually kept these records.

The issue of joint employer status is a fact intensive inquiry. We must always consider the specific circumstances involved. In this case, the bulk of the factors cited by plaintiffs as evidence of a joint employer relationship are in reality necessary and proper requirements for maintaining safety and security at an oil refinery. Particularly in the post-September 11, 2001 era, preventing unauthorized access to an oil refinery and maintaining a safe and secure work environment are of paramount importance, and HOVENSA’s oversight of ACI’s procedures appears designed to achieve those goals. It is also consistent within the independent contractor relationship for HOVENSA to oversee ACI’s work at an oil refinery where dangerous consequences can easily ensue if the work is not done properly.

HOVENSA points us to Boutin v. Exxon Mobil Corp., 730 F.Supp.2d 660 (S.D.Tex.2010), a decision which sheds light on the unique context in which HO-VENSA’s procedures took place. In that case, ExxonMobil argued that it was not the joint employer of a contract employee who worked at one of its chemical facilities in Texas, and that it was therefore exempt from liability for the employee’s Title VII claim. The court agreed. It .explained that “to the extent ExxonMobil supervised Boutin, it was to ensure that the contract with [her direct employer] was performed as required.” Id. at 682. Similarly, we conclude that any supervision and oversight of plaintiffs’ work by HOVENSA was designed to contribute to plant security and to ensure that ACI safely and properly performed its contract and did not amount to joint employment.

IV.

We turn next to the plaintiffs’ claims for slander and defamation per se. In support of these claims, plaintiffs point to statements made by HOVENSA employees to the VIPD implicating them in the theft; statements by HOVENSA to ACI and the Steelworkers about their alleged involvement; various rumors, jokes, and comments that allegedly persisted throughout the refinery following the incident; and a report of their arrests that appeared in a local newspaper, the St Croix Avis. Plaintiffs maintain that the statements in question were false and that they were therefore defamatory. They also allege that the statements made by and/or attributable to HOVENSA exposed them to ridicule and diminished their standing in the community.- Plaintiffs assert that HO-VENSA is vicariously liable for the defamatory statements uttered.

Slander and libel are forms of defamation. Slander is defamation by spoken word while libel is defamation accomplished by a writing or printed material. E.g., 12th St. Gym, Inc. v. Gen. Star Indem. Co., 93 F.3d 1158, 1163 (3d Cir.1996). Under Virgin Islands law, a plaintiff establishes a cause of action for defamation by demonstrating that the defendant’s actions satisfied the following four elements: “(a) a false and defamatory statement concerning another; (2) an unprivileged publication to a third party; (3) fault amounting to at least negligence on the part of the publisher; and (4) either the actionability of the statement irrespective of ‘special harm’ or the existence of ‘special harm’ *604caused by the publication.” Illaraza v. Hovensa, L.L.C., 2010 WL 2342424, at *3 (D.V.I.2010); see also Restatement (Second) of Torts § 558 (1977). Remarks that impute a criminal offense to a plaintiff are considered defamation per se, that is they are actionable regardless of whether the plaintiff can show.special harm. Restatement (Second) of Torts § 571 (1977); Charleswell v. Bank of Nova Scotia, 44 V.I. 36, 43, 2001 WL 1464759 (Terr.Ct.2001).

A true statement cannot serve as the basis for a defamation claim. Restatement (Second) of Torts § 581A (1977); see also Flanders v. Shell Seekers, Inc., 39 V.I. 63, 68, 1998 WL 667782 (Terr.Ct.1998). In a defamation action, the defendant bears the burden of proving truth. Wilson v. V.I. Water & Power Auth., No. 07-24, 2010 WL 5088138, at *7 (D.V.I. Dec. 7, 2010). In support of their defamation claims, plaintiffs have pointed to a number of statements by HOVENSA employees about plaintiffs’ alleged involvement in the theft and their subsequent arrests. Some of the statements at issue involved various contentions that the plaintiffs had been arrested. For example, HOVENSA security officials told Lazarus Joseph that the brothers had been arrested, while Mike Francis heard HOVENSA employees making statements like “I hear your boys them got arrested” (referring to plaintiffs). It is undisputed that the plaintiffs were arrested. Any statement to the effect that Jose and Luis were arrested was therefore true, and cannot serve as the basis for a defamation claim.

A second category of allegedly defamatory statements involved claims that the brothers had committed or helped commit the theft. For example, Lazarus Joseph testified that “security officers” told him that the brothers “probably were involved in the air conditioner” and HOVENSA maintenance coordinator Winston Sinanan told Gideon James that he had heard “that [the brothers] stole some stuff.” Reynaldo Illaraza (“Reynaldo”), who is the brother of Jose and Luis and is not a party in this action,, overheard workers at the refinery discussing the fact that plaintiffs had been caught stealing an a/c unit. The record contains genuine disputes of material fact as to whether these statements implicating the plaintiffs in a theft were true. Accordingly, we will proceed by considering only those allegedly defamatory statements whose truth is in dispute.

In order to serve as the basis for a defamation claim, a statement must also constitute an unprivileged publication to a third party. In other words, where the publisher is privileged to make the statement, no cause of action will lie. The Virgin Islands recognizes an absolute privilege for statements made to law enforcement personnel for the purpose of reporting a crime or initiating a criminal investigation. Sprauve v. CBI Acquisitions, LLC, No. 09-165, 2010 WL 3463308, at *11 (D.V.I. Sep. 2, 2010) (citing Restatement (Second) of Torts § 587 (1977)).

In making statements to the VIPD and the prosecutor about the theft and the brothers” alleged involvement, HO-VENSA and its representatives were therefore protected by the absolute privilege accorded to parties who make statements to law enforcement in order to report purported violations of criminal law. See Sprauve, 2010 WL 3463308, at *11. Plaintiffs allege that HOVENSA and its representatives, particularly Jay Galindo, defamed them by contacting the VIPD and falsely reporting their role in the theft of the a/c unit. They also allege that HO-VENSA representatives engaged in defamation by providing the (allegedly false) information which ultimately served as the basis for the VIPD’s probable cause affidavit and for their prosecution. Whatever *605HOVENSA reported to the police and prosecutor was protected by an absolute privilege. A party cannot be subjected to defamation liability for reporting to the police his belief that a crime has been committed, even if this belief is unfounded or later turns out to be erroneous. Virgin Islands law supports this conclusion, and plaintiffs’ defamation claims for HOVEN-SA’s statements to the police and prosecutor must fail.

The Virgin Islands also recognizes a conditional privilege for statements made under circumstances that “lead any one of several persons having a common interest in a particular subject matter correctly or reasonably to believe that there is information that another sharing the common interest is entitled to know.” Restatement (Second) of Torts § 596 (1977). A party can avail himself of this privilege, only if he or she does not abuse it. Id. cmt. a. The conditional privilege is considered to apply to “[pjersons associated together in professional activities.” Id. cmt. d.

Plaintiffs claim that HOVENSA officials made defamatory statements about them by communicating to ACI representatives that they were involved in the alleged theft. For instance, plaintiffs note Colabella’s letter to ACI official James Workman, which stated that they had been denied access to the refinery “due to the admitted theft of HOVENSA property” and which ACI ultimately forwarded to the Steelworkers. They also draw our attention to Galindo’s statements to ACI officials immediately after the arrests. The record is undisputed that HOVENSA officials shared a common interest with the recipients of this information and reasonably believed that the recipients were entitled to receive it. The record demonstrates without contradiction that HO-VENSA officials were “associated together in [a] professional activity]” — that is, the ACI-HOVENSA contract — with ACI representatives, placing them squarely within the protection of the conditional privilege. Moreover, based on the evidence before us, it can only be concluded that'HOVENSA officials reasonably believed that ACI, as plaintiffs’ employer, was entitled to know that they were suspected of involvement in the alleged theft, as well as the facts that served as the basis for HOVENSA’s suspicion. Finally, there is no evidence that HOVENSA abused this privilege. Accordingly, we find that the allegedly defamatory statements made by HOVENSA officials to ACI officials fall within the scope of the conditional privilege, at least insofar as they pertain to ACI and HOVENSA’s shared professional endeavor.

Having determined that plaintiffs cannot maintain a defamation action based upon true statements about their arrests or upon statements made by HOVENSA and its representatives to the police, the prosecutor, and ACI, we need not determine whether these statements satisfy the third and fourth prong of the defamation analysis, that is, the “fault” prong and the “ac-tionability” prong.

We are now left with the rumors that circulated at the HOVENSA refinery about the theft, as well as the report in the St. Croix Avis police blotter. Plaintiffs urge that HOVENSA is responsible for defaming them by failing to curb the rumors, jokes, and negative comments that circulated at the refinery and throughout the larger St. Croix community following their arrests. Evidence in the record supports plaintiffs’ claim that these rumors were pervasive. For example, Gideon James stated in his deposition that he heard workers at the refinery “making little remarks and stuff like that about” the incident and that these rumors were “a refinery-wide thing.” ACI employee Le*606roy Peets recalled that “everybody was talking about” the arrests. Reynaldo testified that he had heard workers discussing the fact that plaintiffs had been caught stealing the a/c unit. The rumors about plaintiffs’ arrests spread outside the refinery as well. Mike Francis recalled hearing individuals in the street repeating the rumor that plaintiffs had been arrested and that they had been caught stealing the a/c unit.

The record is less clear with respect to the details of the rumors at issue. For the most part, James, Peets, and Reynaldo did not specify whether the alleged rumors were spread by ACI employees, HOVEN-SA employees, or both.8 Further, the record largely fails to make clear whether these rumors consisted of true statements that the brothers had been arrested, or allegedly false statements that the brothers had actually been involved in the theft. Moreover, there is no evidence as to the source of these rumors.

Plaintiffs point concretely to only four statements which are not protected by the defenses of truth or privilege and whose substance is set forth in the record. The first is the statement described in deposition testimony by Lazarus Joseph, who recalled a HOVENSA security guard telling him that the brothers “probably were involved in the air conditioner.” The second is described in deposition testimony by Mike Francis, who recalled hearing from HOVENSA security guards that “they had stuff on camera with them [plaintiffs] moving” the a/c unit. We do not know how many security guards to whom Francis was referring. The third is the recollection of Reynaldo Illaraza, the plaintiffs’ brother, that he heard workers discussing the fact that plaintiffs had been caught stealing. We do not know who they were, how many they were, whether they were HOVENSA employees, or what positions they held. The fourth is a statement made by Francis in his deposition that HOVEN-SA employee Alexander John, whose title was “Supervisor Traffic/Offsites,” said to him “[y]our boys them get catch t’iefing an A/C unit” (referring to plaintiffs).

In our view, these four instances are the only statements identified by plaintiffs that could conceivably constitute defamation. All other statements identified by plaintiffs are either true, privileged, or described in too little detail to support a defamation claim. Further, with the exception of their description of Alexander John’s statement, plaintiffs fail to identify critical details about these four allegedly defamatory statements, such as the identities of the speakers or the details of what was said. Without admissible evidence about the source or substance of these rumors, we are unable to credit plaintiffs’ allegations that these four statements serve as the basis for a defamation claim.-

Furthermore, even if we could conclude based on the evidence available that the four statements described above were defamatory, plaintiffs have not sued the speakers but instead have sued HOVEN-SA, on the basis of vicarious liability.

The Virgin Islands recognizes the imposition of vicarious liability against employers for torts committed by their employees within the scope of their employment. E.g., Warner v. Kmart Corp., No. 05-128, 2009 WL 1476476, at *5 (D.V.I. May 27, 2009); Tavarez v. Klingensmith, 267 F.Supp.2d 448, 454 (D.V.I.2003); see also Restatement (Second) of Agency *607§ 219(1) (1958).9 An employee’s conduct falls within the scope of his employment when

(a) it is of the kind he is employed to perform;
(b) it occurs substantially within the authorized time and space limits;
(c) it is actuated, at least in part, by a purpose to serve the master; and
(d) if force is intentionally used by the servant against another, the use of force is not unexpectable by the master. ■

Restatement (Second) of Agency § 228(1) (1958). Conversely, an employee’s conduct falls outside the scope of his employment “if it is different in kind from that authorized, far beyond the authorized time or space limits, or too little actuated by a purpose to serve the master.” Id. § 228(2).

Virgin Islands law also makes clear that employers may not be held ha-ble for torts committed by their employees outside the scope of their employment, except in limited circumstances. These limited circumstances include those in which

(a) the master intended the conduct or the consequences, or
(b) the master was negligent or reckless, or
(c) the conduct violated a non-delega-ble duty of the master, or
(d) the servant purported to act or to speak on behalf of the principal and there was reliance upon apparent authority, or he was aided in accomplishing the tort by the existence of the agency relation.

Warner, 2009 WL 1476476, at *5-6 (citing Restatement (Second) of Agency § 219(2) (1958)).

Plaintiffs argue that HOVENSA is vicariously liable for defamation because the HOVENSA employees who made allegedly defamatory statements did so within the scope of their employment, or alternatively that liability can be imposed against HOVENSA for the statements even though they were made outside the scope of an employment relationship. We are unpersuaded. There is no evidence in the record that the statements we may properly consider here — that is, those statements that are not true, privileged, or insufficiently described by the record— were made by employees acting in the scope of their employment. Plaintiffs have produced no evidence that the HOVENSA employees who made unprivileged and allegedly untrue statements about them were engaging in conduct “of the kind [they were] employed to perform” or that such conduct was “actuated, at least in part, by a purpose to serve [HOVENSA].” As a result, any HOVENSA employees who made the allegedly defamatory statements before us did not do so within the scope of their employment.

Nor is there any evidence in the record that the allegedly defamatory statements fall within the exceptions to the general rule against vicarious liability for torts committed outside of the employment *608relationship. Plaintiffs' urge that HO-VENSA is liable for the conduct of the employees who made the statements under part (2)(b) of § 219 of the Restatement (Second) of Agency, which establishes an employer’s liability for acts committed outside of an employment relationship but attributable to the employer’s negligence or recklessness. However, there is nothing in the record to show that HOVENSA was negligent or reckless with respect to the allegedly defamatory statements. The record contains no indication that HO-VENSA had actual or constructive knowledge of the statements of its employees or that HOVENSA’s alleged negligence was in any way the cause of the rumors. HO-VENSA cannot be held vicariously liable on this basis.

We also note that plaintiffs have failed to point to evidence that would reveal HO-VENSA as the source of the rumors at issue. This court has previously held that an employee “cannot hold [her employer] hable for rumors generated by her coworkers.” Smith v. V.I. Port Auth., No. 02-227, 2010 WL 1381222 (D.V.I. Mar. 31, 2010). Without evidence that HOVENSA or one of its higher level employees was the source of the allegedly defamatory rumors, we are unable to see a basis to hold the company liable for those statements.10

Finally, we reject plaintiffs’ cláim that HOVENSA is liable for defamation because of statements it made to the St. Croix Avis, which published an account of plaintiffs’ arrests in its police blotter. The Avis published the same story with respect to both Jose and Luis. It reported that each “was arrested for stealing an air conditioner from Hovensa [sic] valued at $500 after he was seen by multiple witnesses.” This report matches the information allegedly provided to the VIPD by Galindo, a communication which we have already determined was subject to an absolute privilege. However, the record contains no indication that it was HOVENSA, as opposed to the VIPD or another party, that provided this report to the newspaper.11 Consequently, there is no basis to conclude that HOVENSA made defamatory statements to the St. Croix Avis, or that HO-VENSA is responsible for the Avis’s publication of the report in its police blotter. Accordingly, plaintiffs’ defamation claim, insofar as it concerns the report in the St. Croix Avis, cannot proceed.

In sum, no defamation liability can lie against HOVENSA for: its statements to the police, prosecutor, and to ACI; the factually accurate statements made by HOVENSA employees about plaintiffs’ arrests; the alleged rumors that circulated about the theft; the few statements made by HOVENSA security guards and workers; or for the report in the St. Croix Avis. 12 We will therefore grant summary *609judgment in favor of HOVENSA on plaintiffs’ claims for defamation.

V.

The Illaraza brothers further claim that HOVENSA tortuously and wrongfully interfered with their contractual relationship with ACI and with their potential contractual relationships with other potential employers. The brothers argue that HOVENSA effectively ended their employment contract with ACI by deactivating their badges and barring them from the refinery, where ACI did virtually all of its work on St. Croix. They also claim that HOVENSA’s actions interfered with their ability to work for any other employer who might contract with HOVENSA.13 Pointing to ACI’s inability to hire them for other work on the HOVENSA refinery following the events of August 2006, they urge us to conclude that a reasonable jury could find HOVENSA liable for intentionally interfering with their contractual relationship with ACI and their prospective contractual relationship with other employers.

The Restatement (Second) of Torts establishes that an actor engages in intentional interference with contractual relationship when he “intentionally and improperly interferes with the perform-anee of a contract (except a contract to marry) between another and a third person by inducing or otherwise causing the third person not to perform the contract.” Restatement (Second) of Torts § 766 (1979). In determining whether conduct is “improper,” courts are directed to consider a number of factors.14 However, the Restatement exempts from liability those actors who, “by asserting in. good faith a legally protected interest of his own or threatening in good faith to protect the interest by appropriate means, intentionally cause[] a third person not to perform an existing contract or enter into a prospective contractual relation with another” so long as the actor “believes that his interest may otherwise be impaired or destroyed by the performance of the contract or transaction.” Id. § 773 (1979).

In support of their claim that HOVEN-SA’s actions constituted intentional inference with contractual relationship, plaintiffs point us to Mendez v. HOVENSA, L.L.C., No. 02-169, 2008 WL 803115 (D.V.I. Mar. 24, 2008). In that case, a group of plaintiffs had been terminated from their employment with a contractor— allegedly at HOVENSA’s behest — after becoming ill from drinking water provided *610by HOVENSA. Id. at *1-2. The court found that there was a genuine issue of fact as to whether HOVENSA intentionally interfered with the plaintiffs’ employment contracts, and denied summary judgment on that claim. Id. at *9. Plaintiffs cite to Mendez in support of their claim that a reasonable jury could find that HO-VENSA’s actions constituted intentional interference with a contractual relationship.

Mendez is inapposite. Here, unlike in Mendez, the record establishes without dispute that the allegedly tortious interference was motivated by HOVEN-SA’s good-faith assertion of its own legally protected interest, that is, its interest in controlling who enters onto its land and in preventing and deterring theft of its property. As OVENSA points out, “each of [its] actions was reasonable and lawful under the circumstances known to it.” In light of these circumstances HOVENSA was privileged to deny the plaintiffs access to its land in order to protect its property.

The evidence is conclusive that HO-VENSA had reason to deny plaintiffs access to its land. For example, Colabella stated in his deposition that Cornelius Evans, the prosecutor assigned to the case, had given him “information that there is basically no opinion of guilt or innocence on [the] type of dismissal without prejudice” that was issued in plaintiffs’ case. Similarly, Galindo stated in his deposition that he continued to believe in Noelien’s and plaintiffs’ guilt, and that he believed the confession made by Noelien on the day of the alleged theft. We acknowledge that HOVENSA continued to deny plaintiffs access to its property even after Noelien recanted his statement implicating them and even after the charges against them were dropped. HOVENSA, however, was under no obligation to believe or accept a recantation of Noelien, who pleaded guilty to theft and was placed on one year’s probation. Plaintiffs can point to no evidence to show that HOVENSA’s refusal to change its position on this point was not a “good faith” assertion of its own interests. For this reason, HOVENSA’s conduct in denying plaintiffs access to the refinery falls squarely within § 773 of the Restatement (Second) of Torts, which shields from liability those actors whose interference with a contractual relationship constitutes a good-faith assertion of their legally-protected interests.

VI.

Plaintiffs have also alleged that HO-VENSA engaged in abuse of process and malicious prosecution.

The Virgin Islands recognizes a cause of action for abuse of process against “[o]ne who uses a legal process, whether criminal or civil, against another primarily to accomplish a purpose for which it is not designed.” Illaraza, 2010 WL 2342424, at *5; Restatement (Second) of Torts § 682 (1977). The gravamen of the underlying misconduct is “not the wrongful procurement of legal process or the wrongful initiation of criminal or civil proceedings” but the misuse of process. Restatement (Second) of Torts § 682 cmt. a; cf. Deary v. Evans, 670 F.Supp. 189, 200 (D.V.I.1983). An arrest alone cannot give rise to an abuse of process claim since “arresting a criminal defendant is not using a legal process for a purpose for which it was not designed.” Trunzo v. Mayer, No. 13467, 2014 WL 2465269 (M.D.Pa. May 30, 2014).15

*611Plaintiffs argue that Galindo’s animus against them prompted him to call the VIPD and provide “incomplete, false, and/or unsubstantiated information in order to encourage an arrest.” Even if plaintiffs are correct on this point, the actions of HOVENSA and its representatives did not amount to the type of misuse of legal process necessary for a successful abuse of process claim.

Plaintiffs also urge that HOVENSA played a role in their prosecution as well as their arrests and that this serves as a basis for their abuse of process claims. Plaintiffs contend that HOVENSA was eager to see them prosecuted. They rely on a series of emails sent by Colabella to Galindo on August 11 stating that “Mike ... wants to prosecute” and “wants a written report for Alex and Franklin to begin prosecution.”16 The record provides no indication, however, that HOVENSA actually directed or assisted in plaintiffs’ prosecution once they had been arrested.

In essence, then, plaintiffs’ argument is not that HOVENSA misused legal proceedings but that HOVENSA wrongfully procured or initiated proceedings by seeking their arrests. They urge that HO-VENSA engaged in abuse of process by “calling the police to arrest” them and “g[iving] the police incomplete, false, and/or unsubstantiated information in order to encourage an arrest.”17 This cannot serve as the basis for an abuse of process claim under Virgin Islands law. See Greene v. V.I. Water & Power Auth., No. 06-11, 2011 WL 3032466, at *12 (D.V.I. July 22, 2011); Restatement (Second) of Torts § 682 cmt. a. Because an arrest such as the one at issue here cannot, standing alone, justify a finding of abuse of process liability, we must grant HOVENSA’s motion for summary judgment with respect to plaintiffs’ abuse of process claims.

Plaintiffs also allege that HO-VENSA engaged in malicious prosecution by initiating their arrests. Under Virgin Islands law, a plaintiff who raises a claim of malicious prosecution must show that the defendant “initiated the institution of criminal proceedings,” that he did so “without probable cause”' and “primarily for a purpose other than bringing an offender to justice,” and that the proceedings terminated in the accused plaintiffs favor. Greene v. V.I. Water & Power Auth., No, 06-11, 2012 WL 4755061, at *4 (D.V.I. Oct. 5, 2012); Restatement (Second) of Torts § 653 (1977).

The parties dispute whether or not HO-VENSA initiated the criminal proceedings against plaintiffs. According to the commentary that accompanies the relevant section of the Restatement (Second) of Torts, a defendant does not initiate the procurement of proceedings merely by providing information to a third-party public official, as long as “it is left to the uncontrolled choice of the third person to bring the proceedings or not as he may see fit.” Restatement (Second) of Torts § 653, cmt. d. If the information in question is known by the defendant to be false at the time he provides it to the official, however, “an intelligent exercise of the officer’s discretion becomes impossible, and a prosecution based upon it is procured by the per*612son giving the false information.” Id. § 658, cmt. g.

The record provides no support for a conclusion that HOVENSA officials “initiated” or “procured” the proceedings against plaintiffs. While HOVENSA’s Jay Galindo telephoned Officer Charles, who in turn contacted his colleagues at the VIPD, there is nothing before us that any HO-VENSA official instructed VIPD officers to arrest Jose or Luis. Galindo’s deposition, for example, merely contains a statement that Galindo “asked [Officer Charles] if he could come out to the scene and that [HOVENSA] had an investigation ... into a theft.” Nor does the record contain any support for the notion that HOVENSA officials knowingly provided false information to the VIPD in order to encourage the arrest and prosecution of Jose and Luis. While plaintiffs urge that Galindo was remiss in failing thoroughly to investigate the alleged theft before contacting the police, they provide no evidence in support of the claim that Galindo, or any other HO-VENSA official, provided any information to the VIPD that they knew to be false. We are therefore unable to conclude that HOVENSA initiated or procured proceedings against plaintiffs.

Moreover, even if HOVENSA had initiated proceedings against plaintiffs, there is no evidence that HOVENSA did so without probable cause — “the sine qua non of malicious prosecution.” See Trabal v. Wells Fargo Armored Serv. Corp., 269 F.3d 243, 249 (3d Cir.2001). A plaintiff who raises a malicious prosecution claim has the burden of showing a lack of probable cause. The defendant need not prove that it had probable cause in order to prevail. Id.

Plaintiffs maintain that even if the VIPD had probable cause to arrest them, HO-VENSA officials lacked probable cause to call the police. In support of this argument, they point us to Charleswell, in which the Territorial Court of the Virgin Islands denied a defendant’s motion for summary judgment on a malicious prosecution claim on the basis of a possible lack of probable cause. 44 V.I. 36. The defendant, a bank for which the plaintiff worked, had contacted the police about the plaintiffs alleged involvement in an unauthorized transaction but had withheld crucial information that could have exculpated her. Id. According to the Territorial Court, it was immaterial that the police department had probable cause to arrest the plaintiff. What mattered, for the purposes of her malicious prosecution claim, was whether the defendant had probable cause to call the police in the first place. Id. Relying on this precedent, plaintiffs urge that HOVENSA’s failure adequately to investigate their alleged involvement in the theft evinces a lack of probable cause and that this failure supports their malicious prosecution claim.

In Trabal, our Court of Appeals was presented with facts similar to those before us. 269 F.3d 243. There, the plaintiffs brought a claim of malicious prosecution against their employer for investigating and then reporting to the police the plaintiffs’ alleged involvement in the theft of a bag of money under defendant’s custody. Id. at 246-47. In summoning the police, the defendant’s Security Loss Prevention Manager had relied on the statements of a witness who was later shown to be unreliable. The plaintiffs there argued that this factor, coupled with the defendant’s failure to conduct a thorough investigation of the theft, showed a lack of probable cause. Id. at 247, 250-51. The district court granted summary judgment in the plaintiffs’ favor on the issue of probable cause, and in a subsequent jury trial, instructed the jury that the probable cause element of the malicious prosecution claim had already been decided as a *613matter of law. Following a verdict in the plaintiffs’ favor, the defendant unsuccessfully moved for judgment' as a matter of law, and then appealed.

The Court of Appeals disagreed with the district court’s determination that the defendant had acted without probable cause. It explained that later revelations about the witness’s lack of credibility were immaterial. The crucial issue, for malicious prosecution purposes, was whether the defendant had probable cause at the time it filed the criminal complaint against the plaintiffs. Id. at 250. The Trabal court also rejected the plaintiffs’ allegations that the defendant’s security officer did not conduct a thorough investigation prior to initiating proceedings. It concluded that he was under no obligation to “explore every potentially exculpatory lead before filing a criminal complaint or initiating a prosecution.” Id. at 250-51.

As far as the record discloses, when HOVENSA officials summoned the VIPD to the IQRA Academy, they knew that an informant had reported seeing individuals loading the a/c unit into a tractor-trailer, that that tractor-trailer had been driven off the refinery by Luis with Jose as a passenger, that Jose helped Noelien move the a/c unit into the pickup truck at the IQRA Academy, and that Luis rode in the pickup truck with Noelien away from the school. At the time the VTPD arrived, Galindo had been told by Noelien that “Jose and Luis knew about it.” Plaintiffs urge that if Galindo had spoken with either of them, he would have learned that they were assisting Noelien based on their understanding that he planned to return the a/c unit to the waste site. However, as was the case in Trabal, defendant here was not required to “explore every potentially exculpatory lead” before enlisting the help of the police. See Trabal, 269 F.3d at 251. To the extent that HOVENSA initiated proceedings against plaintiffs, it cannot be disputed that it had probable cause to do so at the time the police were called, and HOVENSA’s failure to pursue every possible lead does not change this fact.

Plaintiffs urge that Galindo had an “ulterior motive” in seeing them arrested and prosecuted and that HOVENSA’s primary purpose in reporting the theft was not to bring the alleged offenders to justice. Again no evidence in the record supports this contention. HOVENSA is correct that any claims of an ulterior motive or improper purpose are, at best, “mere speculation” by plaintiffs.

There is no evidence that HOVENSA “procured” or “initiated” proceedings against plaintiffs. Even if it had done so, there is no evidence that such a decision would not have been supported by probable cause. For these reasons, plaintiffs malicious prosecution claims must fail, and we will grant summary judgment in favor of HOVENSA on those claims.

VII.

This brings us to the claims of the Illar-aza brothers for intentional infliction of emotional distress or, in the alternative, negligent infliction of emotional distress. Both plaintiffs contend that HOVENSA’s actions rose to the level of intentional infliction of emotional distress or negligent infliction of emotional distress. Each has reported experiencing symptoms including sleeplessness, stress, headaches, and indigestion as a result of the events of August 2006.

In the Virgin Islands, a cause of action for intentional infliction of emotional distress may lie against an actor “who by extreme and outrageous conduct intentionally or recklessly causes severe emotional distress to another.” Claytor v. Chenay Bay Beach Resort, 79 F.Supp.2d 577, 583 (D.V.I.2000); Restatement (Sec*614ond) of Torts § 46(1) (1965).18 “Extreme and outrageous conduct” is defined as conduct “so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized society.” Thomas Hyll Funeral Home, Inc. v. Bradford, 233 F.Supp.2d 704, 714 (D.V.I.2002) (quoting Restatement (Second) of Torts § 46 cmt. d); see also, e.g., McGreevy v. Stroup, 413 F.3d-359, 371 (3d Cir.2005). The District of the Virgin Islands has established that an independent intentional infliction of emotional distress cause of action cannot lie where “the gravamen of the complaint sounds in defamation.” Ali v. Intertek Testing Servs. Caleb Brett, 332 F.Supp.2d 827, 831 (D.V.I.2004) (quoting Barker v. Huang, 610 A.2d 1341, 1351 (Del.1992)).

Plaintiffs identify eight bases for their intentional infliction of emotional distress claims.19 The gravamen of at least three of these bases appears inextricably linked to their claims for defamation.20 Insofar as plaintiffs rely on these defamation-related bases, their intentional infliction of emotional distress claims cannot survive. See Ali, 332 F.Supp.2d at 831.

To make out a claim for intentional infliction of emotional distress, a plaintiff must show that a defendant’s conduct was “so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency.” Thomas Hyll Funeral Home, 233 F.Supp.2d at 714; Restatement (Second) of Torts § 46, cmt. d; McGreevy, 413 F.3d at 371. Even if plaintiffs intentional infliction of emotional distress claims are distinct from their cause of action for defamation, there is an *615absence of any evidence that HOVENSA’s conduct was so outrageous and extreme that it would justify a finding of intentional infliction of emotional distress liability.

In addition, plaintiffs have failed to make a showing that they suffered the requisite harms necessary to support an intentional infliction of emotional distress claim. This court has previously made clear, in Pemberton Sales and Service,' Inc. v. Banco Popular de Puerto Rico, that a plaintiff may only recover on an intentional infliction of emotional distress claim if “the distress inflicted is so severe that no reasonable man could be expected to endure it.” 877 F.Supp. 961, 967 (D.V.I.1994) (quoting Restatement (Second) of Torts § 46, cmt. j). The Pemberton Sales & Service court, granting summary judgment in favor of the defendant, found that this intentional infliction of emotional distress standard had not been satisfied by a plaintiff who had suffered hypertension, sleeplessness, and stress about his future, noting that such symptoms were “not of the type which are so severe that no reasonable person could be expected to endure them.” Id.

Here, both plaintiffs have reported that they continue to experience regular headaches and sleeplessness following the events of August 2006. Jose has also stated that he experiences stress about how he will pay his bills and meet his obligations to his family. Luis noted that he experiences stress and anxiety as well as backaches and frequent stomachaches for which he has sought medical attention. As in Pemberton Sales & Service, these symptoms cannot properly be characterized as “so severe that no reasonable person could be expected to endure them.” See id. Thus, plaintiffs have not shown the requisite harm for their intentional infliction of emotional distress claims.

Plaintiffs argue that, even if HOVENSA is not liable for intentional infliction of emotional distress, it is liable for negligent infliction of emotional distress. Under Virgin Islands law, a plaintiff who brings a negligent infliction of emotional distress claim must demonstrate both that the negligent conduct placed him in danger of hi’s own safety and that he suffered some physical harm as a result of the emotional distress. E.g. Int’l Islamic Cmty. Of. Masjid Baytulkhaliq, Inc. v. United States, 981 F.Supp. 352, 370 (D.V.I.1997). Plaintiffs have made no showing that HOVENSA’s conduct placed them in danger, nor have they provided any basis for a conclusion that any physical harm they may have suffered was the result of HOVENSA’s actions or of any emotional distress they experienced in connection with the events at issue. We must therefore grant summary judgment in favor of HOVENSA on plaintiffs’ negligent infliction of emotional distress claims.

VIII.

Finally, we turn to the claim brought by Luis Illaraza for false imprisonment.21 Luis argues that HOVENSA officials falsely imprisoned him during the period that preceded his arrest outside the IQRA Academy by parking their vehicles in front of and alongside the pickup truck in which he was riding as a passenger. According to Luis, this action prevented him from leaving the area. He also makes reference to his arrest by the VIPD as a basis for his false imprisonment claim against HOVEN-SA.

To succeed on a false imprisonment claim in the Virgin Islands, a *616plaintiff must prove that: (1) the defendant acted with the intent to confine him or a third party within boundaries fixed by the defendant; (2) the defendant’s act directly or indirectly resulted in the confinement of the plaintiff or third party; and (3) the plaintiff or third party is conscious of, or harmed by, the confinement. Illaraza, 2010 WL 2842424, at *6; Restatement (Second) of Torts § 35 (1965). To support a cause of action, a defendant’s confinement of the plaintiff or third party must be “complete.” Restatement (Second) of Torts § 36 (1965). In other words, the confined party must be unable to go in another direction in order to escape the confinement. E.g., id. cmt. a, illus. 1; Lloyd v. Jefferson, 53 F.Supp.2d 643, 673 (D.Del.1999). If “complete,” however, even a brief restraint can give rise to a cause of action. Byas v. Legislature of V.I., 2009 WL 485145, at *6 (D.V.I. Feb. 25, 2009); see also Blankenhorn v. City of Orange, 485 F.3d 463, 486 n. 15 (9th Cir.2007); Kerman v. City of N.Y., 374 F.3d 93, 125 (2d Cir.2004); Kelly v. Curtis, 21 F.3d 1544, 1556 (11th Cir.1994).

Luis Illaraza’s First Amended Complaint does not make clear whether his false imprisonment claim rests on HO-VENSA’s alleged role in his arrest by the VIPD, on HOVENSA’s act of situating several HOVENSA vehicles in front of and alongside Noelien’s company-issued truck, or on both. We first address the possibility that the false imprisonment claim is based on HOVENSA’s alleged involvement in Luis Illaraza’s arrest. In his memorandum opinion in support of an order granting ACI’s motion to dismiss, Judge Raymond L. Finch addressed a nearly identical claim against ACI. While Judge Finch dismissed the claim on the basis that Luis had failed to set forth sufficient allegations of ACI’s involvement in his confinement, he also noted that “even if Plaintiff had asserted that ACI had instigated the arrest, no liability would lie with ACI because the Plaintiff has not shown that the arrest itself was illegal.” Illaraza, 2010 WL 2342424, at *6 n. 12. We reach the same conclusion here. Without any evidence before us that Luis Illaraza’s arrest was illegal, we are unable to conclude that any role HOVENSA may have played in that arrest constituted false imprisonment.

To the extent that Luis’s false imprisonment claim is based on his purported confinement in the pickup truck while HO-VENSA officials interviewed Noelien and summoned the police, we are similarly unpersuaded by his arguments. To succeed on this claim, Luis must demonstrate that HOVENSA’s actions directly or indirectly resulted in his confinement, and this confinement must have been “complete.” Restatement (Second) of Torts §§ 35-36 (1965). Nothing in the record indicates that Luis lacked a reasonable means of escape during the time that he remained in the truck. To the contrary, it appears that HOVENSA officials pulled their vehicles in front of, and to only one side of, the truck in which Luis was a passenger. Nowhere does Luis allege that he could not have left the area by exiting through the side of the truck that was not blocked by a HOVEN-SA vehicle. In short, Luis’s confinement was not “complete,” and HOVENSA is entitled to summary judgment on his false imprisonment claim.

ORDER

AND NOW, this 10th day of November, 2014, for the reasons set forth in the accompanying Memorandum, it is hereby ORDERED that judgment is entered in favor of defendant HOVENSA, LLC and against plaintiffs Jose Illaraza and Luis Illaraza.

2.2.3 Shopkeeper Hypo 2.2.3 Shopkeeper Hypo

The Restatment of Torts considers a hypothetical in which Shopkeeper locks the door of his shop, in order to keep an ornery customer out. Customer is locked inside. What element is most put at issue in this situation, and is that element satisfied?

2.2.4 Scofield v. Critical Air Medicine, Inc. ("The Fake Flight Case") 2.2.4 Scofield v. Critical Air Medicine, Inc. ("The Fake Flight Case")

What elements of the tort of false imprisonment does this court clarify?

[No. B076597.

Second Dist., Div. Three.

May 22, 1996.]

ROBERT SCOFIELD, as Administrator, etc., et al., Plaintiffs and Respondents, v. CRITICAL AIR MEDICINE, INC., et al., Defendants and Appellants.

*995Counsel

Bonne, Bridges, Mueller, O’Keefe & Nichols, Kenneth N. Mueller and Mark B. Connely for Defendants and Appellants.

David M. Harney, Thomas Kallay and Robert H. Pourvali for Plaintiffs and Respondents.

Opinion

KLEIN, P. J.

Defendants and appellants, Critical Air Medicine, Inc., Executive Air Services, Inc., Harry A. Metz, and Kenneth Malcomson (collectively Critical Air), appeal the judgment entered following a jury verdict in favor of plaintiffs and respondents Erin Scofield (Erin) and Laura Scofield (Laura), by and through their guardian ad litem, Robert Scofield (collectively, the Scofields). The jury awarded Erin and Laura $60,000 each in damages for their claims of false imprisonment.1

In this fact situation involving the tort of false imprisonment, we are called upon to clarify some issues in a troublesome area of the law. We *996conclude false imprisonment involves an unlawful restraint or confinement which may be effected in a variety of ways, not only by force or threat of force, but also by fraud or deceit, or any other form of unreasonable duress. The tort requires knowledge of the restraint or confinement at some time, whether contemporaneous or subsequent, and resulting harm or damage.

Because the judgment is supported by substantial evidence and the controlling instruction, although general and somewhat incomplete, was correct in law, the judgment is affirmed.

Factual and Procedural Background2

1. Plaintiffs’ case.

On December 29, 1990, Nancy Scofield, the mother of Erin, Laura, and David, was killed in a truck accident in Baja California, Mexico. Thirteen-year-old David was seriously injured, and eleven-year-old Erin and eight-year-old Laura suffered minor injuries. Jackie and William Dalton witnessed the accident and drove the children to the nearest medical facility in Guerrero Negro, Mexico. Robert Scofield (Scofield), Nancy’s husband and the father of the children, was contacted in the Los Angeles area.

Scofield telephoned the Daltons at the clinic in Guerrero Negro, and was informed his son had suffered a head injury and was in a coma. Scofield then called several air transport services. Each of the air charter companies informed Scofield the Guerrero Negro airstrip had no lights and it would be impossible to fly the children out until the next morning. Believing his son might not live through the night, Scofield contacted the American Consulate and spoke with Kathleen List (List).

List contacted Cindy Clemment (Clemment) at the Bi-National Health Committee. Clemment called Hartsen’s Ambulance Service. When Clemment was informed Guerrero Negro was approximately 600 miles south of Sán Diego, she determined an air transport would be necessary. Clemment told the representative of Hartsen’s, who suggested Critical Air could make the transport, she “ ‘[was] going to take care of it,’ ” and “ ‘if she need[ed] further assistance, [she would] call [Hartsen’s] back.’ ”

*997The Bi-National Health Committee utilized the services of several air transport companies, including Schaeffer’s, Air Evac and Critical Air. The usual practice was to rotate the companies as services were needed. Since Air Evac was next on the list, Clemment called that company. Clemment then telephoned Scofield and informed him that at 8:15 that evening, an “Air Evac 421 flight team” would be ready to depart from Montgomery Field in San Diego to retrieve his children. Clemment instructed him to be in San Diego at 1 o’clock the next morning when the children were scheduled to arrive.

As soon as she had finished making the arrangements, Clemment received a call from a Critical Air employee, Carlos Ayala. When Clemment told Ayala she already had arranged for Air Evac to transport the children, Ayala stated, “ ‘Don’t bother, we’re going to go pick them up. We already have the information.’ ” Clemment informed Ayala she was “ ‘taking care of [the situation].’ ” Clemment then contacted a Red Cross worker named Francisco Amador in Guerrero Negro. She told Amador “the [Scofield] children were not to be discharged to anybody other than this specific [Air Evac] crew.”

Air Evac pilot, Richard Jones, got a crew ready to fly to Guerrero Negro. Jones obtained a United States customs number, and was informed Critical Air was also planning a flight to Guerrero Negro. Jones telephoned the Air Evac flight coordinator for clarification. The flight coordinator told Jones to continue with his flight plan and at approximately 8 p.m. on December 29, 1990, Jones and his crew left Montgomery Field, flying toward Tijuana, Mexico. Immediately after the Air Evac plane completed its take-off, Critical Air’s plane took off from a different runway at Montgomery Field.

The Critical Air pilot, Stuart Bachman, knew an Air Evac plane was also flying to Guerrero Negro. As the two planes approached the Tijuana airport, Bachman maneuvered his plane in front of and below Air Evac’s plane, forcing the Air Evac plane to turn to avoid a collision. As a result, the Critical Air plane landed first, proceeded through customs, and left ahead of the Air Evac plane.

Critical Air’s plane, which bore no distinctive markings or logo, arrived in Guerrero Negro about 20 minutes before the Air Evac flight. Bachman did not tell anyone on the ground the plane was from Critical Air, not Air Evac. The Daltons watched as the Critical Air crew, whose clothing had no distinctive markings, quickly loaded the three Scofield children onto the plane. Before the Air Evac plane landed in Guerrero Negro, Bachman had taken off.

*998Scofield had spoken with Erin on the telephone and told her he was sending a plane to take her, Laura and David back to the United States. Had anyone told Erin the plane was not the one her father had sent for her, she would not have boarded.

Clemment met Scofield in San Diego. Clemment told him although she had dispatched the Air Evac plane to retrieve his children, Critical Air had interfered and also had sent a plane to Mexico. Clemment informed Scofield she was not sure which service would transport the children, and at which airstrip they would be landing. Scofield was extremely upset; he had authorized Air Evac to transport his children, not Critical Air.

At approximately 1 a.m., Critical Air’s plane landed at Montgomery Field. The children were taken off the plane, loaded into an ambulance and taken to Sharp Hospital. David was later transferred to Children’s Hospital.3

2. The defense.

The president of Critical Air, Harry Metz (Metz), first learned of the Scofields’ accident in Mexico when a Hartsen’s Ambulance Service employee telephoned a Critical Air employee. When Metz contacted the United States Consulate about the situation, he was informed arrangements to transport the children already had been made. Metz indicated later he was led to believe he could continue to pursue the matter.4

Although Metz understood Air Evac was sending a plane to Mexico, he made arrangements for the Critical Air plane to fly to Guerrero Negro, and eventually spoke with a Dr. Rodriguez at the clinic there. Metz admitted Critical Air never obtained permission from Scofield or his representative to transport the three children. Metz, however, believed Dr. Rodriguez had authorized Critical Air to fly the children from Guerrero Negro to San Diego.

3. Proceedings.

The operative complaint, filed on February 14, 1992, by Scofield as guardian ad litem for the minors, alleged causes of action against Critical Air for negligence; fraud, by misrepresentation or concealment of its lack of *999authority to transport the children; false imprisonment of the children; intentional infliction of emotional distress; and conspiracy in transporting the children.5

The case was tried before a jury. Following 11 days of trial, both sides rested, and the trial court granted Critical Air’s motions for nonsuit as to the causes of action for fraud, intentional infliction of emotional distress and conspiracy, and struck the punitive damages allegations. The causes of action for negligence and false imprisonment were submitted to the jury.

The jury was instructed with BAJI No. 7.60, the standard false imprisonment instruction,6 and a modified version of the same instruction.7 The trial court refused all the Scofields’ requested instructions on fraud and deceit.

As to the cause of action alleging David’s wrongful death, the jury found for Critical Air. With regard to Erin’s, Laura’s and David’s claims of false imprisonment, pursuant to a general verdict, the jury awarded Erin and Laura $60,000 each in damages, and David, $68,583.42 in damages, for a total of $188,583.42.8

Critical Air moved for judgment notwithstanding the verdict and for a new trial. The trial court granted the motion for new trial as to the $68,583.42 awarded to David’s estate, and otherwise denied the motions. The date of the retrial was stayed pending resolution of this appeal.

Critical Air timely appealed.

*1000Contentions

Critical Air contends the trial court erred in giving an instruction on false imprisonment which made no reference to force or the threat of force; the evidence fails to support the jury’s finding Critical Air falsely imprisoned the children; and the award of $120,000 in damages to the girls was excessive.9

Discussion

I. Essential elements of the tort of false imprisonment disputed.

Both sides concede the basis for the tort of false imprisonment is the unlawful restraint of another’s liberty. But there is considerable disagreement as to other essential elements. The controversy centers on certain key issues: whether force or the threat of force is essential to a cause of action for false imprisonment, or may the tort also be effected by other means, such as fraud or deceit; and whether the tort of false imprisonment requires the victim’s contemporaneous awareness of the unlawful detention. The degree of harm necessary to support a cause of action for false imprisonment is also discussed.10

1. False imprisonment may be effected by violence, menace, fraud, deceit or any unreasonable duress.

Critical Air argues the element of force is an essential element of the cause of action because in the absence of force, it is impossible to establish a defendant’s intent to restrain or confine, or the existence of an actual restraint or confinement. However, established statutory and case law reveals force is merely one of a variety of ways by which false imprisonment can be accomplished.

a. Fermino definition.

Fermino v. Fedco, Inc. (1994) 7 Cal.4th 701, 715 [30 Cal.Rptr.2d 18, 872 P.2d 559], the latest pronouncement by the California Supreme Court on the topic, observes: “The crime of false imprisonment is defined by Penal *1001Code section 236 as the ‘unlawful violation of the personal liberty of another.’ The tort is identically defined. (Molko v. Holy Spirit Assn. (1988) 46 Cal.3d 1092, 1123 [252 Cal.Rptr. 122, 762 P.2d 46].) As . . . recently formulated [in Molko], the tort consists of the ‘ “nonconsensual, intentional confinement of a person, without lawful privilege, for an appreciable length of time, however short.” ’ [Citation.] That length of time can be as brief as 15 minutes. (Alterauge v. Los Angeles Turf Club (1950) 97 Cal.App.2d 735, 736 [218 P.2d 802].) Restraint may be effectuated by means of physical force (Moffatt v. Buffums’ Inc. (1937) 21 Cal.App.2d 371, 374 [69 P.2d 424]), threat of force or of arrest (Vandiveer v. Charters (1930) 110 Cal.App. 347, 351 [294 P. 440]), confinement by physical barriers (Schanafelt v. Seaboard Finance Co. (1951) 108 Cal.App.2d 420, 423 [239 P.2d 42]), or by means of any other form of unreasonable duress. (See Rest.2d Torts, § 40A.)” (Italics added.)11

b. Methods of accomplishing the tort.

Because the crime of false imprisonment and the tort are identically defined (Fermino v. Fedco, Inc., supra, 7 Cal.4th at p. 715; Molko v. Holy Spirit Assn. (1988) 46 Cal.3d 1092, 1123 [252 Cal.Rptr. 122, 762 P.2d 46]), resort also may be had to the Penal Code to determine the means by which the tort may be brought about.

Penal Code section 236 states: “False imprisonment is the unlawful violation of the personal liberty of another.” With respect to the penalty, Penal Code section 237 states: “False imprisonment is punishable by fine not exceeding one thousand dollars ($1,000), or by imprisonment in the county jail not more than one year, or by both. If such false imprisonment be effected by violence, menace, fraud, or deceit, it shall be punishable by imprisonment in the state prison.” (Italics added.)

The language of Penal Code section 237 was utilized by the Supreme Court in Molko v. Holy Spirit Assn., supra, 46 Cal.3d at page 1123, which involved a tort action for false imprisonment. In Molko, one of two plaintiffs, Tracy Leal, contended she was falsely imprisoned by the Unification Church at various locations. (Ibid.) Leal admitted, theoretically, she was free to leave at any time, was not physically restrained, and was not subjected to threats of physical force. (Ibid.) She urged, however, she had been falsely imprisoned, her imprisonment arising “ ‘from the harm she came to believe would result if she left the community.’ That harm, . . . was that her family *1002‘would be damned in Hell forever and they would forever feel sorry for having blown their one chance to unite with the Messiah and make it to Heaven.’ ” (Ibid.) Although Molko determined Leal’s tort claim could not survive constitutional scrutiny because it implicated the church’s beliefs, citing Penal Code section 237, it recognized “false imprisonment may be ‘effected by .. . fraud or deceit[.]’ (Ibid., italics added.)

Accordingly, it is clear that force or the threat of force are not the only means by which the tort of false imprisonment can be achieved. Fraud or deceit or any unreasonable duress are alternative methods of accomplishing the tort. (Pen. Code, §§ 236, 237; Molko v. Holy Spirit Assn., supra, 46 Cal.3d at p. 1123; Fermino v. Fedco, Inc., supra, 7 Cal.4th at p. 715.)

c. Critical Air’s reliance on BAJI definition unavailing.

To support its contention that force is an essential element of false imprisonment, Critical Air cites to BAJI No. 7.60 in the current, eighth edition, the sole BAJI instruction dealing with false imprisonment. The instruction requires a false imprisonment claimant to establish that the defendant “intentionally and unlawfully exercised force or the express or implied threat of force to restrain, detain or confine the plaintiff.” (Italics added.)12

Critical Air’s reliance on BAJI No. 7.60 is misplaced because said instruction, by its terms, applies to fact situations where the false imprisonment was accomplished by force or the threat of force. BAJI No. 7.60 is limited in its scope, and it does not purport to address situations where the false imprisonment was carried out through other means such as fraud, deceit or unreasonable duress. In those cases, as discussed below at part II, section 3(b), in the absence of a pertinent standard BAJI instruction, appropriate instructions must be fashioned to guide the jury as to the applicable law. BAJI No. 7.60, being of limited application, does not support Critical Air’s reliance thereon in the fact situation before us.

2. Contemporaneous awareness of unlawful restraint or confinement is not an essential element.

In its contention dealing with a victim’s state of mind, Critical Air also argues an essential element of a civil cause of action for false imprisonment *1003is that a victim feel compelled to stay or go against said victim’s will, or that a plaintiff possess a conscious understanding of being restrained or confined at the time thereof due to a defendant’s exercise of force or threat of force.

The issue apparently is one of first impression in California.13 After extensive research and careful consideration of the conflicting views in this area, we reject Critical Air’s argument that contemporaneous awareness is an essential element of the tort.

a. Overview.

There is scant authority bearing upon this discrete issue. There is the early English case of Herring v. Boyle (1834 Ex.) 149 Eng.Rep. 1126, which involved a 10-year old boy placed in a school operated by the defendant. When his mother asked the defendant to allow the youth to go home over the Christmas holidays, the defendant refused permission unless the term bill was paid. The boy knew nothing of the request or the refusal. Subsequently, an action for false imprisonment was brought in his name. The Court of Exchequer held there was no liability because the boy was not cognizant of any restraint. (See Prosser, False Imprisonment: Consciousness of Confinement (1955) 55 Colum. L.Rev. 847.)

The original Restatement of Torts concurred in the position taken by Herring, stating “. . . there is no liability for intentionally confining another unless the person physically restrained knows of the confinement.” (Rest., Torts, § 42, p. 82.)

In 1955, Prosser, in a well-reasoned law review article, criticized the Restatement position, observing “serious damage might result from [false] imprisonment even though the plaintiff is not aware of the restraint at the time.” (Prosser, False Imprisonment: Consciousness of Confinement, supra, 55 Colum. L.Rev. at p. 848.) For example, “. . . although the plaintiff might not know he was imprisoned, his captors might be boasting elsewhere that he was.” (Ibid.) Arguing against the inclusion of consciousness of confinement as an element of the tort, Prosser presciently warned: “[C]ases will arise in which small children, idiots, lunatics, intoxicated people, delirious people, or sick and unconscious people are imprisoned without knowing it, and consequently a tort of real gravity [will have] occurred.” (Id., at p. 850.)

*1004The Restatement Second of Torts, issued in 1965, retreated from the drastic position taken by the first Restatement. The revision states “. . . there is no liability for intentionally confining another unless the person physically restrained knows of the confinement or is harmed by it.“ (Rest.2d Torts, § 42, p. 65, italics added.)14

However, a comment following Restatement Second of Torts section 42 states “[w]here ... no harm results from a confinement and the plaintiff is not even subjected to the mental disturbance of being made aware of it at the time, his mere dignitary interest in being free from an interference with his personal liberty which he has only discovered later is not of sufficient importance to justify the recovery of the nominal damages involved. Accordingly, no [cause of] action for false imprisonment can be maintained in such a case.” (Rest.2d Torts, § 42, com. a., p. 65.)

Prosser subsequently took issue with the Second Restatement on this point, arguing it was unduly restrictive for disallowing a cause of action where the victim was unaware and solely nominal damage was sustained. (Prosser & Keeton, Torts (5th ed. 1984) § 11, p. 48.) Prosser reasoned “. . . it is not necessary that any damage result from [the false imprisonment] other than the confinement itself, [fn. omitted] since the tort is complete with even a brief restraint of the plaintiff’s freedom.” (Ibid.) Prosser further observed “[a]s in the case of other torts derived from the old action of trespass, the fact that there has been false imprisonment at all establishes a cause of action for at least nominal damages. [Fn. omitted.]” (Ibid.) 15

b. Other jurisdictions.

Other than Prosser and the Restatements of Torts, there is very little authority on the subject to guide this court. Decisions in other jurisdictions purport to follow the Restatement and/or Prosser, but mischaracterize those texts. Further, no rationale is given for the positions taken by the various courts.

For example, Broughton v. State (1975) 37 N.Y.2d 451, 456 [373 N.Y.S.2d 451, 335 N.E.2d 310, 314], citing the Second Restatement, states *1005that to establish a cause of action for false imprisonment “the plaintiff must show that: ... the plaintiff was conscious of the confinement.” (Accord, Parvi v. City of Kingston (1977) 41 N.Y.2d 553 [394 N.Y.S.2d 161, 362 N.E.2d 960, 962].) Similarly, Harrison v. Diversified Products Corporation (Ala. 1986) 499 So.2d 1384, invokes the Second Restatement for the proposition that one claiming false imprisonment must establish “he was aware that he was being detained.”

However, as discussed above, the Second Restatement allows recovery where the person physically restrained either “knows of the confinement or is harmed by it." (Rest.2d Torts, § 42, p. 65, italics added.)

Another variation appears in Creek v. State (Ind.App. 1992) 588 N.E.2d 1319, 1320, which relies on the Second Restatement for the principle that “[i]n general, the victim must be cognizant of his or her imprisonment or be physically harmed by the confinement to recover damages for the tort[.]” (Italics added.) However, the Second Restatement does not require physical harm, merely harm, resulting from a confinement. (Rest.2d Torts, § 42, p. 65.)

Even more curious is Blaz v. Molin Concrete Products Co. (1976) 309 Minn. 382 [244 N.W.2d 277, 279], which cites both the Second Restatement and Prosser for its assertion “the elements of false imprisonment [include] ... (3) awareness by the plaintiff that he is confined.” However, as discussed above, Prosser consistently has argued that awareness by the plaintiff is not required, and the Second Restatement allows recovery, irrespective of lack of awareness, if the confinement has resulted in actual harm.

Given the dearth of persuasive authority in our sister states, we are compelled to make our own reasoned determination on the issue of the significance of a false imprisonment victim’s state of mind.

c. Contemporaneous awareness of false imprisonment is not an essential element because harm may result even if the victim does not learn until afterward of the confinement or its wrongfulness.

It is readily apparent a victim can sustain substantial harm as a consequence of a false imprisonment, even if not immediately cognizant of being wrongfully detained.

In Sullivan v. County of Los Angeles (1974) 12 Cal.3d 710, 714 [117 Cal.Rptr. 241, 527 P.2d 865], the plaintiff brought a false imprisonment *1006action against the county for the sheriff’s failure to release him from jail following the completion of his sentence. The plaintiff was released only after writing to the superior court for a release order. (Ibid.) The main issue in Sullivan was whether the action was barred by governmental immunity and the Supreme Court held the county was not immune. (Id., at p. 717.) However, Sullivan also can serve as the basis of an interesting hypothetical. Assuming arguendo the prisoner therein did not discover until after his release he had been wrongfully deprived of his liberty by being imprisoned beyond his release date, if contemporaneous awareness of the false imprisonment were an essential element of the tort, the plaintiff would be precluded from recovery.

An example of injury resulting from false imprisonment, where the victim is not even aware of the confinement, appears in the Restatement. “A, a diabetic, is suffering from shock brought on by an overdose of insulin. B believes A to be drunk, and without any legal authority to do so arrests A and locks him up over night in jail. In the morning A is released while still unconscious and unaware that he has been confined. On learning what has occurred A is greatly humiliated, and suffers emotional distress, with resulting serious illness. B is subject to liability to A for false imprisonment.” (Rest.2d Torts, § 42, com. b, illus. 5, p. 66.)

Thus, a victim may be entirely unaware of confinement and still suffer harm as a result of the false imprisonment, as in the Restatement’s example of the diabetic. Or, a victim may perceive the confinement, as in our example of the prisoner unknowingly incarcerated beyond his release date, yet not be contemporaneously aware the confinement was unlawful.16 In either situation, the false imprisonment results in harm.17

Therefore, contemporaneous awareness of the false imprisonment is not, and need not be, an essential element of the tort. Such an arbitrary limitation would leave persons harmed by false imprisonment uncompensated, while allowing perpetrators of an intentional tort to escape liability. Instead, the relevant factor is whether the unlawful restraint or confinement resulted in *1007 harm. This is essentially the view urged by Prosser. It is also the position of the Second Restatement, except that the Second Restatement disallows a cause of action where the harm is purely nominal. (Rest.2d Torts, § 42, com. a., p. 65.) In that limited respect, we take issue with the Second Restatement. It is that issue which is now examined.

3. Nominal harm is sufficient to support a cause of action for false imprisonment.

Here, the evidence established Erin and Laura suffered actual harm as a result of the false imprisonment. Nonetheless, due to some question as to whether physical injury is a prerequisite to recovery where the victim lacks contemporaneous awareness of the false imprisonment, the degree of harm necessary to give rise to a cause of action is addressed.

a. California law authorizes a cause of action for false imprisonment even where the damage is purely nominal.

Unlike the Second Restatement, the law of this state clearly allows a cause of action for false imprisonment notwithstanding the fact a plaintiff suffered merely nominal damage.

Civil Code section 3360, enacted in 1872, states: “When a breach of duty has caused no appreciable detriment to the party affected, he may yet recover nominal damages.” (See generally, 6 Witkin, Summary of Cal. Law (9th ed. 1988) Torts, § 1316, p. 774.)

Pursuant to Civil Code section 3360, in the long-standing case of Maher v. Wilson (1903) 139 Cal. 514, 520 [73 P. 418], our Supreme Court held a victim of false imprisonment was entitled to recover nominal damages, despite the absence of any appreciable detriment. Maher observed “[t]he detention of plaintiff, . . . was a technical false imprisonment[.]” (Id., at p. 518.) However, “[n]o actual damages were shown” (id., at p. 517), so as to preclude compensatory damages, and there was “no evidence of malice or oppression” (id., at p. 519), so as to preclude punitive damages. (Id., at p. 520.) Nonetheless, the defendants had “incurred a technical liability, entitling the plaintiff to nominal damages.” (Ibid.)

The BAJI committee also recognizes the availability of nominal damages for false imprisonment. The use note following current BAJI No. 7.60 (8th ed.), at page 358, states in relevant part: “If plaintiff is seeking nominal damages only, ... [a] special damage instruction will have to be devised, such as, ‘If you find that the defendant committed false [imprisonment] [or] *1008[arrest], plaintiff is entitled to nominal damages, that is, a trivial sum such as $1.00”

As previously noted, Prosser supplies a rationale for such an award, stating “[a]s in the case of other torts derived from the old action of trespass, the fact that there has been false imprisonment at all establishes a cause of action for at least nominal damages. [Fn. omitted.]” (Prosser & Keeton, Torts, supra, § 11, p. 48.) Therefore, “. . . it is not necessary that any damage result from it other than the confinement itself, since the tort is complete with even a brief restraint of the plaintiff’s freedom.” (Ibid., fn. omitted.)

Also, false imprisonment has been characterized as a “dignitary tort,” designed to allow recovery by one who either “knows of the dignitary invasion” or is actually harmed by it. (Parvi v. City of Kingston, supra, 41 N.Y.2d 553 [362 N.E.2d at p. 963].) The tort is intended to protect one’s “personal interest in freedom from restraint of movement!.]” (Jackson v. City of San Diego (1981) 121 Cal.App.3d 579, 585 [175 Cal.Rptr. 395].) In view of the nature of the interest protected, it is appropriate a cause of action may be brought even where the damage is purely nominal.

As Witkin observes, “[t]he advantages of ... an award [of nominal damages], other than psychological, are two: (1) The plaintiff is entitled to costs [citation]; (2) he may be entitled to punitive damages [citation].” (6 Witkin, Summary of Cal. Law, supra, Torts, § 1316, p. 774.)

b. Other damages recoverable for false imprisonment.

Frequently, emotional distress is the primary injury resulting from an intentional tort such as false imprisonment, and that injury clearly is compensable.

In Thing v. La Chusa (1989) 48 Cal.3d 644, 650 [257 Cal.Rptr. 865, 771 P.2d 814], our Supreme Court stated: “With recognition of intentional infliction of emotional distress as a discrete tort cause of action, this court accepted both freedom from emotional distress as an interest worthy of protection in its own right, and the proposition that it is possible to quantify and compensate for the invasion of that interest through an award of monetary damages even when the severity of the emotional distress is not manifested in physical symptoms. ‘If a cause of action is otherwise established, it is settled that damages may be given for mental suffering naturally ensuing from the acts complained of [citations], and in the case of many torts, such as assault, battery, false imprisonment, and defamation, mental suffering will frequently constitute the principal element of damages. [Citation.] In cases where mental suffering constitutes a major element of damages it is anomalous to deny recovery because the defendant’s intentional *1009misconduct fell short of producing some physical injury.’ [Citation.]” (Italics added.)

In addition to recovery for emotional suffering and humiliation, one subjected to false imprisonment is entitled to compensation for other resultant harm, such as loss of time, physical discomfort or inconvenience, any resulting physical illness or injury to health, business interruption, and damage to reputation, as well as punitive damages in appropriate cases. (Prosser & Keeton, Torts, supra, § 11, pp. 48-49.)

Following our effort to clarify the essential elements of the tort, we shift our focus to Critical Air’s contentions on appeal.

II. Resolution of Critical Air’s contentions.

1. No merit to Critical Air’s contention there was no false imprisonment as a matter of law.

As noted, Critical Air argues it did not falsely imprison the girls because a plaintiff must be contemporaneously aware of force or the threat of force sufficient to cause him or her to be restrained. However, such awareness is not an essential element of the tort. Moreover, almost by definition, where the false imprisonment is accomplished by fraud, as in this case, the plaintiff will not be immediately cognizant of the false imprisonment.

Here, the evidence established the girls’ consent to their confinement on the aircraft was procured through a misrepresentation by Critical Air as to its authority. The confinement therefore was nonconsensual. (Civ. Code, § 1567, Turner v. Turner, supra, 167 Cal.App.2d at p. 640.) Because “the tort consists of the ‘ “nonconsensual, intentional confinement of a person, without lawful privilege, for an appreciable length of time,” ’ ” (Fermino v. Fedco, Inc., supra, 1 Cal.4th at p. 715), the jury properly found Critical Air’s conduct amounted to a false imprisonment.

2. Deletion of force or threat of force from instruction to jury was proper.

Critical Air avers the trial court prejudicially erred in deleting the elements of force or threat of force when it reinstructed the jury on false imprisonment, because force or the threat of force is an essential element of the tort. As discussed above, such a contention is unavailing.

As explained, false imprisonment may be completed through various means, including force or the threat of force. Here, there was no substantial *1010evidence Critical Air used force or the threat of force to confine the children. Instead, the Scofields’ theory at trial was that the false imprisonment was brought about through fraud.18 Accordingly, the trial court properly deleted the elements of force or threat of force in its modified instruction.

3. Critical Air cannot complain the given instruction was overly general.

Rather than force or the threat thereof to carry out the false imprisonment, the evidence showed a concealment or nondisclosure to Erin and Laura that the Critical Air plane was not the one authorized by their father to transport them.19 However, the trial court did not specifically instruct the jury on false imprisonment effected through fraud. The issue becomes whether the lack of such an instruction is cognizable on appeal.

a. Critical Air’s failure to request a more specific instruction forecloses the issue on appeal.

Both false imprisonment instructions given by the trial court herein were correct statements of the law. The modified instruction, from which reference to force or threat had been deleted, merely was general in nature in that it did not specify any of the unlawful means by which false imprisonment may be accomplished, including fraud. However, the lack of a more specific instruction to the jury is unavailing to Critical Air at this juncture.

In a civil case, “. . . there ordinarily is no duty to instruct in the absence of a specific request by a party; the exception is a complete failure to instruct on material issues and controlling legal principles which may amount to reversible error. [Citations.]” (Agarwal v. Johnson (1979) 25 Cal.3d 932, 951 [160 Cal.Rptr. 141, 603 P.2d 58], italics added.) Thus, it is “settled that a party may not complain on appeal that an instruction correct in law is too general or incomplete unless he had requested an additional or qualifying *1011instruction.” (Id., at p, 948.) When a trial court “gives a jury instruction which is correct as far as it goes but which is too general or is incomplete for the state of the evidence, a failure to request an additional or a qualifying instruction will waive a party’s right to later complain on appeal about the instruction which was given. [Citation.]” (Suman v. BMW of North America, Inc. (1994) 23 CaI.App.4th 1, 9 [28 Cal.Rptr.2d 133].)

Critical Air did not request a more specific instruction below. Even on appeal, Critical Air does not contend the trial court should have instructed the jury that false imprisonment may be effected through fraud. Instead, Critical Air continually has maintained that force or the threat of force is the exclusive means by which false imprisonment can be accomplished, contrary to abundant California law on the subject. Because Critical Air did not seek a more specific instruction, the trial court properly discharged its duty by giving the jury a basic instruction on false imprisonment. As set forth in footnote 7, ante, the instruction given by the trial court did inform the jury false imprisonment is the unlawful violation of the personal liberty of another, and that to constitute the tort, there must be intentional and unlawful confinement or detention which compels the person to stay or go somewhere against his or her will.20

Further, and in any event, the jury could not have been misled by the generic instruction because the closing arguments of both counsel clearly addressed whether there had been a false imprisonment achieved through fraud.21 Because the Scofields’ theory at trial was that the false imprisonment was accomplished through fraud, not force or the threat of force, the only rationale by which this jury could have found for the Scofields was by finding a false imprisonment perpetrated by fraud. This record contains substantial evidence to support the jury’s determination on general verdicts.

b. Inadequacy of BAJI No. 7.60.

It would appear some of the difficulties the parties and the trial court had with the trial of this matter stemmed from the fact the standard BAJI *1012instruction on false imprisonment, BAJI No. 7.60, solely addresses false imprisonment being completed through force or the threat of force. Clearly, the standard BAJI instruction is inadequate because it does not cover fact situations where the false imprisonment is brought about by other well settled means, such as fraud, deceit or unreasonable duress. (See Pen. Code §§236, 237; Molko v. Holy Spirit Assn., supra, 46 Cal.3d at p. 1123; Fermino v. Fedco, Inc., supra, 7 Cal.4th at p. 715.)

Until the BAJI committee addresses the omission, the preface to BAJI is pertinent. It reminds “the bench and bar . . . that lawyers still have an obligation to present their own instructions, particularly in areas where BAJI hasn’t written, and that judges still have an obligation to give serious consideration to those non-BAJI instructions that counsel offer.” (BAJI (8th ed.) p. X, italics added.) Also relevant in such cases is the Judicial Council’s recommendation that “[wjhenever the latest edition of BAJI . . . does not contain an instruction on a subject upon which the trial judge determines that the jury should be instructed, or when a BAJI . . . instruction cannot be modified to submit the issue properly, the instruction given on that subject should be simple, brief, impartial and free from argument.” (Cal. Standards Jud. Admin., § 5 [Deering’s Cal. Ann. Codes, Rules (1996 ed.) p. 2328], italics added.)

4. Damage award was not excessive.

With respect to Critical Air’s contention the $120,000 damage award to the girls was excessive, we note at the outset that Critical Air did not present any evidence to controvert Dr. Long’s conclusion the girls would suffer long-term harm due to the deception.

Further, in approaching the issue, we are mindful “[t]he amount of damages is a fact question, first committed to the discretion of the jury and next to the discretion of the trial judge on a motion for new trial. . . . [A]ll presumptions are in favor of the decision of the trial court [citation]. The power of the appellate court differs materially from that of the trial court in passing on this question. An appellate court can interfere on the ground that the judgment is excessive only on the ground that the verdict is so large that, at first blush, it shocks the conscience and suggests passion, prejudice or corruption on the part of the jury.” (Seffert v. Los Angeles Transit Lines (1961) 56 Cal.2d 498, 506-507 [15 Cal.Rptr. 161, 364 P.2d 337]; accord, Kelly-Zurian v. Wohl Shoe Co. (1994) 22 Cal.App.4th 397, 410 [27 Cal.Rptr.2d 457].)

Given the uncontroverted evidence with respect to psychological harm, the $120,000 which the jury awarded to Erin and Laura is not so large *1013a sum as to reflect passion, prejudice or corruption by the jury. Therefore, we decline to interfere with said damage award, which the trial court left undisturbed on the motion for new trial.22

Disposition

The judgment is affirmed. The Scofields to recover costs on appeal.

Croskey, J., and Kitching, J., concurred.

A petition for a rehearing was denied June 19, 1996, and the opinion was modified to read as printed above. Appellants’ petition for review by the Supreme Court was denied August 28, 1996.

2.2.5 Faniel v. Chesapeake & Potomac Telephone Co. ("The Contraband Telephone Case") 2.2.5 Faniel v. Chesapeake & Potomac Telephone Co. ("The Contraband Telephone Case")

Is the court right in its holding that there was adequate consent to confinement in this case?

Essie FANIEL, Appellant, v. CHESAPEAKE AND POTOMAC TELEPHONE COMPANY OF MARYLAND et al., Appellees.

No. 13628.

District of Columbia Court of Appeals.

Argued Dec. 13, 1978.

Decided June 26, 1979.

*148Gregory E. Kubash, Washington, D. C., for appellant.

Kathryn E. Thiel, Washington, D. C., with whom Robert W. Jeffrey, Washington, D. C., was on brief, for appellees.

Before KERN, GALLAGHER and NE-BEKER, Associate Judges.

*149GALLAGHER, Associate Judge:

A jury awarded appellant $7,000 on a false imprisonment claim. The trial court granted appellees’ motion for judgment notwithstanding the verdict (n. o. v.) and set aside the award.1 Seeking reinstatement of the verdict in her favor, appellant contends the trial court improperly granted judgment n. o. v. for appellees.2 We affirm.

Appellant’s false imprisonment suit arose out of actions taken by her employer, the American Telephone and Telegraph Company (AT&T) and its subsidiary, the Chesapeake and Potomac Telephone Company of Maryland (C&P) to recover an unauthorized telephone extension in appellant’s home. At the time of the alleged false imprisonment, appellant Essie Faniel was employed as a keypunch operator in AT&T’s Washington, D.C. office.

On August 20, 1976, a workday for Mrs. Faniel, a supervisor asked her to step into a conference room. There she was introduced to Mr. Aussem,3 who was identified as an AT&T security supervisor from New York, responsible for investigating misuse of equipment by AT&T employees. Mr. Aussem informed Mrs. Faniel that routine testing had revealed excessive electronic resistance on her line, suggesting the presence of an unauthorized, telephone installation.4 When asked, Mrs. Faniel told Mr. Aussem she had two phones. Later she admitted having a third, unauthorized telephone, and signed a written statement to that effect. After signing the statement, Mrs. Faniel was told a trip to her home would be necessary to recover the equipment. She did not object, because, as she testified at trial, “I just assumed that I had to go.” Appellant testified that her request to call her husband first was denied by Mr. Aussem. However, appellant’s supervisor, Mrs. Powell, testified that she placed a call to Mr. Faniel, at appellant’s request, from the conference room, and left a message that his wife would be leaving early.5

Accompanied by Mr. Aussem and Mrs. Powell, appellant was driven to her home, stopping briefly at a C&P facility in Maryland to pick up a C&P security officer. Mrs. Faniel testified that the stop came as a surprise, although Mr. Aussem testified that he advised her of the need to pick up the C&P security man who had the actual authority to recover the equipment.6 Dur*150ing the brief stop at the C&P building, Mrs. Faniel again asked to call her husband. According to appellant’s version of the facts, which we must accept, Mrs. Powell refused permission. On cross-examination, appellant could not recall whether Mrs. Powell had offered to make the call for her, as Mrs. Powell testified.

The foursome proceeded to Mrs. Faniel’s home where they were greeted at the door by her husband. The telephone was found unplugged and lying on the floor. After recovering the equipment, the telephone company employees left. Mrs. Faniel received a thirty-day suspension from work, but did not lose her job, and was promoted several months later.

At the close of all the evidence, the trial court reserved a decision on appellees’ motion for directed verdict, because it appeared to be a close question as to whether the case should be submitted to the jury. Seganish v. District of Columbia Safeway Stores, Inc., 132 U.S.App.D.C. 117, 406 F.2d 653 (1968). After the jury found for appellant, upon granting appellees’ motion for judgment n. o. v. the court stated, “[i]n view of the employee-employer relationship and the fact that the trip to her home was made during working hours, when she was being paid, the detention after the questioning, if any, was not unreasonable. I conclude, therefore, that there was no factual issue to present to the jury for resolution in order to determine whether probable cause existed and the evidence established probable cause for any detention as a matter of law.”

I.

A judgment n. o. v. provides the means by which a trial court may, after verdict, order the judgment required by law regardless of the verdict entered. See generally 5A Moore’s Federal Practice ¶ 50.07[1] (2d ed. 1977); 9 Wright & Miller, Federal Practice and Procedure: Civil § 2521 (1971). Like a directed verdict, a judgment n. o. v. allows the court to remove from jury consideration those cases in which the facts, viewed most favorably, to the nonmoving party, permit but one reasonable conclusion as to the proper judgment.7 See, e. g., McKnight v. Wire Properties, Inc., D.C.App., 288 A.2d 405, 406 (1972); District of Columbia v. Jones, D.C.App., 265 A.2d 594, 595 (1970). Thus, upon review of a judgment n. o. v., “[t]he question for us is not whether there is sufficient evidence in the record to support the findings and decision of the judge, but whether . a jury of reasonable men could properly have reached a verdict in favor of appellant, the party upon whom the onus of proof was imposed.” Baker v. D. C. Transit System, Inc., D.C.App., 248 A.2d 829, 831 (1969).

False imprisonment is defined, in this jurisdiction, as the restraint by one person of the physical liberty of another without consent or legal justification. See, e. g., Tocker v. Great Atlantic & Pacific Tea Company, D.C.App., 190 A.2d 822, 824 (1963). The essential elements of the tort are (1) the detention or restraint of one against his will, within boundaries fixed by the defendant, and (2) the unlawfulness of the restraint. See Tocker, supra. The threshold question in this false imprisonment action is necessarily, whether a detention of appellant occurred.8

As appellant’s counsel conceded at trial, any unlawful confinement took place during the automobile trip, not the initial questioning episode. The security officer was entitled to question Mrs. Faniel, an *151employee, on the employer’s premises, about a violation of company policy, without incurring liability for false imprisonment. Lansburgh’s, Inc. v. Ruffin, D.C.App., 372 A.2d 561 (1977). As this court has stated,

[o]ne does not lose one’s legal rights by virtue of having the status of an employee. On the other hand, up to a point an employer has the right to question employees about their sales practices generally and in a particular case. Proulx v. Pinkerton’s National Detective Agency, Inc., 343 Mass. 390, 178 N.E.2d 575 (1961); Roberts v. Coleman, 228 Or. 286, 365 P.2d 79 (1961). Taken too far, however, a detention of the employee may result depending upon the circumstances, including the length, nature and manner of interrogation. [Lansburgh’s, supra at 564.]

Here, Mr. Aussem’s brief questioning of Mrs. Faniel was directed toward investigation and explanation of suspicious circumstances,9 and terminated immediately upon admission of wrongdoing. In Lansburgh’s, supra, we held that a detention occurred at a late point in the questioning, when the store security employees told the employee that he would be “booked,” and proceeded to search him.10 Under the facts of this case, however, we cannot say that a detention occurred, even during the subsequent trip to appellant’s home for further investigation and for recovery of the unauthorized equipment.

To constitute imprisonment, the restraint of appellant’s freedom of movement by appellees must have been total. See 1 Restatement (Second) of Torts §§ 35, 36 (1965).11 Appellant’s movements could be restrained, of course, even in a traveling automobile, if she was compelled to go along against her will. See generally Prosser, Torts § 11, at 42-44 (4th ed. 1971); Harper & James, The Law of Torts § 3.6 (1956). The driver of a car imprisons an unwilling passenger by restraining the passenger’s liberty. Cheasapeake & Potomac Telephone Co. v. Lewis, 69 App.D.C. 191, 193 n.2, 99 F.2d 424, 426 n.2 (1938), citing Cieplinski v. Severn, 269 Mass. 261, 168 N.E. 722 (1929). Even when the place of confinement is in motion,

[i]f the actor by force or threats of force, or by exerting legal authority, compels another to accompany him from place to place, he has as effectively confined the other as though he had locked him in a room. [1 Restatement (Second) of Torts § 36, Comment e at 56.]

However, it‘ is not enough for plaintiff to feel “mentally restrained” by the actions of the defendant. See Riggs National Bank v. Price, D.C.App., 359 A.2d 25, 27 (1976); Herbst v. Wuennenberg, 83 Wis.2d 768, 266 N.W.2d 391, 394-97 (1978).12 The evidence *152must establish a restraint against the plaintiff’s will, as where she yields to force, to the threat of force or to the assertion of authority. See, e. g., Tocker, supra at 824. Although plaintiff may submit to a confinement without resistance, if the submission is voluntary, as where an accused voluntarily accompanies his accusers to vindicate himself, then no false imprisonment occurs. See, e. g., Bass v. Dunbar House, Inc., D.C.Mun.App., 161 A.2d 50 (1960).

Submission to the mere verbal direction of another, unaccompanied by force or threats of any character does not constitute false imprisonment. See Grayson Variety Store, Inc. v. Shaffer, 402 S.W.2d 424, 425 (Ky.1966). Similarly, fear of losing one’s job, although a powerful incentive, does not render involuntary the behavior induced. See, e. g., Prosser, Torts, supra § 11, at 106; Moen v. Las Vegas International Hotel, Inc., 90 Nev. 176, 521 P.2d 370, 371 (1974).13

Appellant’s testimony at trial indicates that she did not accompany the telephone employees because of threats, either of force or prosecution. She did not at any point object or attempt to leave the car. Her testimony is quite revealing:

Q: Okay. Now after you signed the statement that you had an extra phone, it is then that Mr. Aussem said we have to go to your house or something to that effect?
A: Yes.
Q: Okay. Did you voice any objection? A: No.
Q: Why didn’t you?
A: Because I just thought that I had to go.
Q: Did you want to go?
A: No, but with Doris Powell being my supervisor, she was going, and they told me I had to go, so I just assumed that I had to go.
Q: Were they going out to your house whether you went along with them or not?
A: The way he talked, yes.
* * * * * *
Q: What did you say to [Mrs. Powell], and what did ,she say to you?
A: I asked her could I make a call to my husband.
Q: And what did she say?
A: She said no .
Q: Why didn’t you get out of the car and make a phone call?
A: I was afraid I would lose my job. * * * * * *
Q: And you heard Mr. Aussem testify that you willingly said you would go along with him; is that correct?
A: Yes I heard him say that.
Q: Did you of your own free will go with him?
A: Yes.
Q: Were you afraid that you would be disciplined?
A: Yes.

In borderline cases a jury question may arise as to what was reasonably to be understood and implied from the defendant’s conduct. Our search of the record, however, reveals no evidence that appellant yielded to constraint of a threat, express or implied, or to physical force. Absent evidence that appellant accompanied the other employees against her will, we cannot say she was imprisoned or unlawfully detained by appellees. Indeed it cannot be false imprisonment where the “prisoner” voluntarily submits, without proof of duress or force legally sufficient to vitiate the apparent consent. See, e. g., Harper & James, supra, § 3.7, at 225; Prosser, supra, § 18, at 101. Appellant failed to demonstrate, however, the absence of lawful consent, part of the definition of false imprisonment.

*153Of course, if the defendant goes beyond the implied consent, and does a substantially different act, he will be liable. See Prosser, supra at 104. Whether the assent given was broad enough to cover the invasion inflicted is a question of fact to be determined by the jury in doubtful cases. Harper & James, supra at 235. Mrs. Faniel testified that she never consented to the detour to pick up the C&P security officers, and expressed concern during the ride, about the unfamiliar route.14 Nonetheless, Mrs. Faniel did not object, or manifest a desire to leave the car at that point, so as to negative her prior consent and convert her into an unwilling passenger on the trip to her home to recover the company equipment.15

We conclude that the evidence, viewed most favorably to appellant, was insufficient as a matter of law to establish false imprisonment.16 Therefore, the judgment n. o. v. for appellees was properly granted.

Affirmed.

2.2.6 Zohn v. Menard, Inc. ("The Alleged Shoplifting Case") 2.2.6 Zohn v. Menard, Inc. ("The Alleged Shoplifting Case")

Did the defendants comply with the relevant statutory privilege? Does this court, in reversing the trial court, hold that the plaintiffs succeed on their false imprisonment claim?

Jack ZOHN, Debra Pearson, Jim Foster, Louis Hays, Judy Lampe, Paul Prangler, Doug Rice, Ollie Wright, Odilon Sales, Ronnie G. Newton, and Marva Harris, Appellants, v. MENARD, INC., Midland Security & Express Co., Unknown Security Companies, Unnamed Employees and Agents, and William Payne, Appellees.

No. 97-1876.

Court of Appeals of Iowa.

April 30, 1999.

*325Theodore F. Sporer, West Des Moines, for appellants.

Andrew D. Hall and John Werner of Grefe & Sidney, Des Moines, for appellee-Menard Inc.

F. Richard Lyford and Susanna M. Al-baugh of Dickinson, Mackaman, Tyler & Hagen, P.C., Des Moines, for appellees-Midland Security & Express Co.

Heard by SACKETT, C.J., and HUITINK, STREIT, VOGEL, and MAHAN, JJ. Zimmer, J., takes no part.

HUITINK, J.

I. Background Facts and Proceedings.

Jim Foster, Ronnie G. Newton, Douglas Rice, Paul Prangler, Odilon Sales, Louis Hays, Olivia Wright and Marva Harris (plaintiffs) were among twelve plaintiffs who sued Menards, Inc. and Midland Security (defendants) seeking damages allegedly caused by the tortious conduct of Me-nard’s and Midland’s employees. All plaintiffs were variously detained, questioned, and subjected to personal or automobile searches by security personnel at Menard’s Des Moines and Ankeny stores. The plaintiffs theories of recovery included false imprisonment (all plaintiffs), and extortion (Prangler and Sales). The defendants denied liability under both of these theories and claimed entitlement to judgment as a matter of law on all of the plaintiffs’ claims. The district court agreed as to the above plaintiffs and granted the defendants’ joint motion for summary judgment. The claims of the remaining plaintiffs that survived summary judgment either proceeded to trial or were otherwise resolved.

The district court premised its disposition of the plaintiffs’ false imprisonment claims on the defendants’ statutory “immunity” from civil liability for false imprisonment claims by customers suspected of shoplifting. The court rejected plaintiffs’ extortion theories citing the absence of any evidence the defendants obtained anything of value by threatening to accuse the plaintiffs with a public offense.

On appeal, the plaintiffs contend the summary judgment record includes disputed issues of fact concerning their false imprisonment claims and defendants’ immunity defense. Prangler and Sales contend the defendants obtained valuable incriminating statements from them by threatening to file criminal charges and the district court erred by concluding otherwise.

II. Standard of Review.

Our standard for reviewing a grant of a motion for summary judgment are well established:

We will uphold a grant of summary judgment when no genuine issue of material fact exists and the moving party is entitled to judgment as a matter of law. An issue of fact is “material” only when the dispute is over facts that might affect the outcome of the litigation, given the applicable governing law.
When we review the propriety of a grant of summary judgment, the moving party is required to show that no genuine issue of material fact exists and that he or she is entitled to judgment as a matter of law. In determining whether the movant has met this burden, we review the record in a light most favorable to the party opposing summary judgment, in this case the plaintiff.
In this sense, we review the record as we would on a motion for directed verdict, with the nonmoving party entitled to every legitimate inference that reasonably can be deduced from the evidence and summary judgment is inap*326propriate if reasonable minds can differ on how the issue should be resolved.

Dickerson v. Mertz, 547 N.W.2d 208, 212 (Iowa 1996) (citations omitted).

III. Plaintiffs’ False Imprisonment Claims.

The district court’s summary judgment ruling provides:

With regard to the claims of False Imprisonment, except for the Plaintiff Zohn, all other named Plaintiffs have been unable to show their required levels of proof regarding summary judgment considering the provisions of Iowa Code Chapter 808.12(1), Chapter 808.12(3), and Chapter 714.5. For that reason, the Defendants’ motions for summary judgment against all plaintiffs for false imprisonment, except Zohn, should be and the same are hereby granted and those claims are dismissed ....

False imprisonment is the unlawful restraint of an individual’s personal liberty or freedom of locomotion. Sergeant v. Watson Bros. Transportation Co., 244 Iowa 185, 196, 52 N.W.2d 86, 92; Restatement (Second) of Torts § 35 (1965); 32 Am.Jur.2d False Imprisonment § 1 (1982). The essential elements of this tort are “(1) detention and restraint against one’s will and (2) the unlawfulness of such detention or restraint.” Valadez v. City of Des Moines, 324 N.W.2d 475, 477 (Iowa 1982) (quoting Sergeant, 244 Iowa at 196, 52 N.W.2d at 93).

The district court’s determination that Menards and Midland were immune from civil liability was premised on Iowa Code section 808.12. This statute provides:

1.Persons concealing property as set forth in section 714.5, may be detained and searched by a peace officer, person employed in a facility containing library materials, merchant, or merchant’s employee, provided that the detention is for a reasonable length of time and that the search is conducted in a reasonable manner by a person of the same sex and according to subsection 2 of this section.
2. No search of the person under this section shall be conducted by any person other than someone acting under the direction of a peace officer except where permission of the one to be searched has first been obtained.
3. The detention or search under this section by a peace officer, person employed in a facility containing library materials, merchant, or merchant’s employee does not render the person liable, in a criminal or civil action, for false arrest or false imprisonment provided the person conducting the search or detention had reasonable grounds to believe the person detained or searched had concealed or was attempting to conceal property as set forth in section 714.5.

Iowa Code section 714.5 provides in pertinent part:

The fact that a person has concealed ... unpurchased property of a store or other mercantile establishment, either on the premises or outside the premises, is material evidence of intent to deprive the owner, and the finding of ... unpur-chased property concealed upon the person or among the belongings of the person, is material evidence of intent to deprive and, if the person conceals or causes to be concealed ... unpurchased property, upon the person or among the belongings of another, the finding of the concealed ... property is also material evidence of intent to deprive on the part of the person concealing the ... goods.

The issue of the existence of reasonable grounds for detention by a shopkeeper is generally a question of fact for the jury. Lenstra v. Menard, Inc., 511 N.W.2d 410, 412 (Iowa App.1993). However, if the material facts on the issue of reasonable grounds for detention are undisputed, the issue becomes a question of law for the court. Children v. Burton, 331 N.W.2d 673, 681 (Iowa 1983)(finding question of probable cause in civil false arrest *327action was a question of law when the pertinent facts are not in dispute). With these principles in mind, we turn to the plaintiffs’ individual false imprisonment claims.

Jim Foster.

Foster was detained and searched by an employee at Menard’s Ankeny store who told Foster he needed to search Foster’s shoulder bag. In his deposition, Foster testified:

Q. What was your response?
A. I said why?
Q. What did he [the employee] say?
A. He said, it’s a new store policy. I asked him since when? He said, since they have been having a lot of shoplifting. I said okay. So he searched my bag.

Foster was briefly detained and left the store after the search disclosed no concealed property.

Defendants do not dispute Foster’s factual version of this encounter, nor do they claim the employee had reasonable grounds to believe Foster concealed or attempted to conceal any property. Rather, defendants contend, on these undisputed facts, Foster cannot prove he was detained against his will. We disagree.

As noted earlier, the disposition of Foster’s claim was premised on section 808.12(3). In the absence of evidence that anyone had reasonable grounds to believe Foster concealed or attempted to conceal property, the district court’s contrary conclusion is clearly erroneous and must be reversed. We nevertheless address the defendants’ claim that Foster was not detained against his will because this issue was raised in the district court, in this appeal, and may reoccur on remand. See Galloway v. Bankers Trust Co., 420 N.W.2d 437, 441 (Iowa 1988) (court may affirm where any proper basis appears for the district court’s ruling even though it is not the one upon which the district court based its ruling).

Detention or restraint against one’s will does not need to be accomplished by physical force or threats of physical force. Hobbs v. Illinois Cent. R. Co., 182 Iowa 316, 339, 165 N.W. 912, 918-19 (1917); Restatement (Second) of Torts § 40 at 61 (1965); 32 Am.Jur.2d False Imprisonment § 18 (1995). The requisite confinement can also result from submission to asserted legal authority. Restatement (Second) of Torts § 41 at 61 (1965). We believe Foster’s alleged submission to the employee’s asserted authority to search Foster’s bag raises a genuine issue of material fact concerning the involuntariness of his confinement.

We also reject the notion that the brevity of Foster’s confinement is insufficient as a matter of law to establish false imprisonment. Fox v. McCurnin, 205 Iowa 752, 757, 218 N.W. 499, 501 (1928); 32 Am.Jur.2d False Imprisonment § 17 at 58 (1995)(It is the fact of detention rather than its length that is relevant). The district court’s judgment dismissing Foster’s false imprisonment claim is reversed and remanded for further proceedings.

Douglas Rice.

Rice was detained as he left Me-nard’s Des Moines store. An assistant manager told Rice someone saw Rice place a bottle of glue in his pocket. A subsequent search of Rice’s pocket failed to disclose a bottle of glue.

Rice disputes these allegations and testified he did not enter the section of the store where bottles of glue were located. Under these circumstances, we conclude there is a genuine issue of material fact concerning the existence of reasonable grounds for anyone to detain or search Rice. See Lenstra v. Menard, Inc., 511 N.W.2d at 412. We also reject defendants’ claim Rice cannot show he was involuntarily confined for the same reasons stated earlier concerning Foster’s claim. We reverse the district court’s dismissal of *328Rice’s false imprisonment claim and remand for further proceedings.

Ronnie Newton.

Newton was detained after a Me-nard’s employee observed Newton leaving the store with two cans of paint without a “paid” sticker on the paint cans verifying payment. The employee escorted Newton to the appropriate cash register to verify payment. When payment was verified, Newton was allowed to leave.

Although Newton claims Menard’s employees ordered him to leave the store following this incident, he does not dispute the employee’s version of the facts. We believe on these undisputed facts, the defendants have established reasonable grounds for Newton’s detention as a matter of law. The district court’s disposition of Newton’s false imprisonment claim is accordingly affirmed.

Paul Prangler.

Prangler was detained after a Me-nards employee saw him place a drill bit into a paper folder and leave the store without paying for it. Prangler’s vehicle was subsequently stopped in the store parking lot and searched. When Prangler failed to produce a receipt verifying his purchase of the drill bit at another store, he was escorted to a private office, detained and questioned for approximately two hours about this and earlier theft allegations against him. Prangler claims he was told no criminal charges would be filed against him if he signed a written confession and release. Prangler signed the confession and release and was allowed to leave.

Like Newton, Prangler claims his interrogators were rude and verbally abusive. He, however, does not dispute the fact he was seen placing a drill bit in his folder and leaving the store without paying for it.

based on these undis-undisfacts, Prangler’s initial detention was supported by reasonable grounds, we nevertheless find it necessary to reverse. As noted earlier, Prangler claims he was detained and interrogated at length concerning prior theft allegations. Because the record does not contain evidence of reasonable grounds to believe Prangler concealed anything on prior occasions, there are genuine issues of fact concerning the reasonableness of the grounds for Me-nard’s suspicions, and length or purpose of Prangler’s detention. The district court’s dismissal of Prangler’s false imprisonment claim is therefore reversed and remanded for further proceedings.

Louis Hayes, Marva Harris, and Ollie Wright

The false imprisonment claims made by these plaintiffs are commonly based on their detention and search of their cars within the confines of a fenced and gated lumber yard next to Menard’s Urbandale store. Hayes and Harris each purchased items stored within this area and entered through a guarded gate to load these items in their cars. After loading the purchased items, each proceeded to the exit gate and presented receipts verifying purchase of the items loaded in their cars. Although Hayes and Harris claim the purchased items were plainly visible and accounted for, a security guard nevertheless insisted on searching the interior and trunk of their cars.

Wright entered the yard to exchange an item purchased earlier. After exchanging this item, Wright drove to the exit gate and waited briefly in a line of other departing vehicles. After growing impatient, Wright attempted to drive around the line of waiting vehicles and leave through the entrance gate. A security guard stopped Wright’s car and searched it, including the trunk.

[13]Menard no claim of reasonable reasonto believe Hayes or Harris concealed anything in their cars. Menard instead relies on a prominently displayed sign at the entrance to the yard announcing announcall vehicles were subject to search upon departure from the yard. They argue arcustomers’ entry into the yard *329was conditioned on the customer’s consent to a vehicle search and accordingly any resulting detention or search was voluntary. All plaintiffs deny seeing any sign or otherwise consenting to detention or search of their cars.

The defendants’ implied consent theory enjoys considerable support from other jurisdictions that have considered similar claims. See, e.g., Gillett v. State, 588 S.W.2d 361, 363-64 (Tex.Cr.App.1979)(search of customer on exit from a dressing room displaying similar warning); Lewis v. Dayton Hudson Corp., 128 Mich.App. 165, 339 N.W.2d 857, 860 (Mich.App.1983)(no expectation of privacy in presence of such warnings); U.S. v. Edwards, 498 F.2d 496, 500 (2d Cir.1974)(search of airline passenger baggage reasonable because of sign announcing that passengers and luggage were subject to search); bid see Stroeber v. Commission Veteran’s Auditorium, 453 F.Supp. 926, 933 (rock concert patrons did not voluntarily consent to searches because they were not forewarned until entering premises and content of similar warning sign was insufficient to establish implied consent).

At the very least, the disputed existence of or plaintiffs failure to notice signage at the entry of the yard generates a fact question on the implied consent issue. Moreover, we find the reasoning in Stroeber highly persuasive and conclude the presence of signs warning of possible vehicle searches does no more than raise a fact question on the issue of plaintiffs’ consent to detention and search. In any event, we hold the detentions and searches of the Hayes and Harris vehicles did not fall within the purview of the reasonable ground protections of section 808.12(3). There is no claim of reasonable grounds supporting either detention and search. Additionally, Hayes and Harris’s random selection for detention and search is undisputed. We therefore reverse the district court’s dismissal of Hayes’ and Harris’ false imprisonment claims.

Wright’s claim is distinguishable from the others. We hold Wright’s attempt to drive around the line of waiting cars to exit through the entrance gate provided reasonable grounds as a matter of law for his detention and subsequent search of his car. The district court’s dismissal of Wright’s false imprisonment claim is affirmed.

IV. Paul Prangler’s and Odilon Sales’ Extortion Claims.

Prangler and Sales were both detained and questioned by Menard’s employees. Each was assured that no criminal charges would be filed against them if they signed written confessions, restitution agreements, and a waiver of rights form absolving Menards from civil liability. Both signed as requested and no criminal charges were filed against them. Each subsequently received a letter from Me-nards demanding restitution pursuant to Iowa Code section 645.2.1

Iowa first recognized a civil cause of action for a violation of the criminal extortion statute in Hall v. Montgomery Ward & Co., 252 N.W.2d 421 (Iowa 1977). See also Iowa Code § 711.4 (1997).2 In *330 French v. Foods, Inc., 495 N.W.2d 768 (Iowa 1993), the supreme court modified Hall to reflect legislative changes to section 711.4. In French, the court held:

[s]ection 711.4 is now limited to conduct aimed at obtaining something of value and no longer prohibits compelling a person to perform an act against their will.

Id.

The district court summarily disposed of Prangler and Sales’ extortion claims stating:

... none of them have been able to sustain their burden to sustain such claims. Specifically, they have failed to show the Defendants did anything for the purpose of obtaining anything of value and specifically that the Iowa statute [711.4] no longer prohibits compelling a person to perform an act against his or her will and the requested signing of confessions and/or restitution agreements ....

Defendants, citing French, claim they obtained nothing of value by compelling Prangler or Sales to sign a confession, release, or restitution agreement in exchange for their willingness to forego criminal charges. We disagree.

The “anything of value” element of extortion has been more extensively considered in State v. Crone, 545 N.W.2d 267 (Iowa 1996). In Crone, the court stated:

The change in language made in section 711.4 merely altered the focus of our analysis in deciding whether a threat falls within the statute; we now look to whether the defendant hoped to obtain anything of value for himself or another. Under the old statute, there were alternate focal points; whether the defendant intended to extort money or a pecuniary advantage or whether the defendant attempted to compel the person threatened to do an act against that person’s will. As we noted in French, the new statute did, in one sense, “limit” the prohibited conduct by eliminating the second alternative; a threat only designed to compel a person to do something against that person’s will does not violate the statute. However, the amended statute also broadened the crime of extortion in Iowa because extortion is no longer limited to attempts to extort “money or pecuniary advantage”; the extortion of “anything” of value is no sufficient. Consequently, if a defendant’s conduct is done for the purpose of obtaining something of value for himself or another, that conduct falls within the scope of the statute even through the defendant’s threat might also be intended to compel the threatened person to do something that person does not want to do.
* * *
Because the legislature did not define the word “value,” we use its ordinary meaning. See State of Iowa ex rel. Lankford v. Allbee, 544 N.W.2d 639, 640 (Iowa 1996); [State v. ]Romeo, 542 N.W.2d [543] at 548; Iowa Code § 4.1(38) (1995). The dictionary defines value in several ways, two of which are potentially applicable here. One meaning is “the monetary worth of something.” Webster’s Third New Int’l Dictionary 2530 (1993)(emphasis added). Another meaning is “relative worth, utility, or importance.” Id. (emphasis added).
* * *
The word “value” is modified in section 711.4: “anything of value, tangible or intangible.” Iowa Code § 711.4 (1993) (emphasis added). We think this language clearly points to the broader definition of “value,’’-“relative worth, utility, or importance,” not the narrow definition-“the monetary worth of something.”

Id. at 272.

We, like the court in Crone, believe the district court’s reading of French is too broad. The usefulness of the documentation obtained from plaintiffs to secure restitution is arguably “anything of value” as *331defined in Crone. Because Prangler and Sales have raised resulting issues of fact concerning this element, we reverse the district court’s dismissal of their extortion claims and remand for further proceedings. We have considered all of the parties remaining claims and find them to be without merit.

V. Summary.

The judgment of the district court is affirmed in part reversed in part and remanded with further proceedings consistent with this opinion.

AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.

2.2.7 Bartolo v. Boardwalk Regency Hotel Casino, Inc. 2.2.7 Bartolo v. Boardwalk Regency Hotel Casino, Inc.

JOSEPH BARTOLO, CHARLES NOTA BARTOLO, FRANK VECCHIO AND VINCENT LEPERA, PLAINTIFFS, v. BOARDWALK REGENCY HOTEL CASINO, INC., A/K/A BOARDWALK REGENCY HOTEL CASINO, INCORPORATED, JOHN DOE 1, JOHN DOE 2 AND JOHN DOE 3, DEFENDANTS.

Superior Court of New Jersey Law Division Middlesex County

Decided January 21, 1982.

Richard V. Wilde for plaintiffs (Romano, Hehl, Romankow & Wilde, attorneys).

*535 Joseph Collins for defendants (Cooper, Perskie, Katzman, April, Niedelman & Wagenheim, attorneys).

SKILLMAN, J. S. C.

Is it permissible for a casino to detain a patron suspected of being a “card counter” for the purpose of questioning? This issue is presented in the context of a tort action brought by four patrons of a casino who allege that they were falsely imprisoned by its security personnel. Defendants are the Boardwalk Regency Hotel Casino and several of its employees.

The matter is before the court on a motion for summary judgment filed by defendants. Therefore, the court must accept as true for the purpose of the motion the descriptions of the incident provided by plaintiffs in their depositions. Judson v. Peoples Bank & Trust Co. of Westfield, 17 N.J. 67, 73-75 (1954).

Plaintiffs are two brothers and two of their friends. All four are occasional social gamblers. They arrived at the Boardwalk Regency on December 26, 1979, played various casino games, including blackjack, and lost money. They returned to the gambling area around 11 a. m. the next morning and began playing blackjack. After playing for about an hour they were approached by two casino security guards dressed in uniforms. Plaintiffs were notified that they had been identified as card counters and were directed to accompany the guards. One plaintiff was grabbed by the back of the collar and pulled away from the blackjack table. The others were grabbed by the arms and led away. This physical removal happened so quickly and so forcefully that some plaintiffs were unable even to remove their chips from the table. All four were led to a nearby area where they were joined by a games manager, who ordered them to produce identification so that they could be registered and prevented from playing blackjack. At first plaintiffs refused to produce identification, protesting that they were not card counters. However, they were threatened with arrest if they refused to cooperate, and they then acceded to the demand. When identifications were produced, the games manager wrote plain*536tiffs’ names on a pad, told them they would not be permitted to play blackjack again at the Boardwalk Regency or any other casino and directed them to leave. During this entire confrontation the two uniformed casino security guards remained on either side of plaintiffs. The three plaintiffs who were deposed all testified that they did not feel free to leave the casino between the time they were pulled away from the blackjack table and when they produced identification.

After unsuccessfully seeking to lodge a complaint concerning the incident with an official of the New Jersey Casino Control Commission, plaintiffs arranged a meeting with the assistant manager of the casino. The assistant manager acknowledged that the casino personnel had been at fault and said that he would like to make amends by buying plaintiffs a meal and allowing them back into the blackjack game. However, plaintiffs declined the offer and departed from the casino. This lawsuit followed.

The complaint sets forth three separate theories of liability arising out of this incident: assault and battery, slander and false imprisonment. However, defendants concede that a contested material issue of fact is presented by the assault and battery claim, and plaintiffs concede that their slander claim must be dismissed due to an inability to show any damage to their business, professional or personal reputations resulting from the incident. Therefore, the sole question at this juncture is whether there is a contested material issue of fact on the false imprisonment claim.

The tort of false imprisonment is established upon showing any “unlawful restraint upon a man’s freedom of locomotion.” Earl v. Winne, 14 N.J. 119, 128 (1953). The unlawful restraint need not be imposed by physical force. As observed in Earl v. Winne: *537Furthermore, the assertion of legal authority to take a person into custody, even where such authority does not in fact exist, may be sufficient to create a reasonable apprehension that a person is under restraint. Hebrew v. Pulis, 73 N.J.L. 621 (E.&A. 1906); see, also, 1 Restatement, Torts 2d, § 41 at 61 (1965).

*536This constraint may be caused by threats as well as by actionable force, and the threats may be by conduct or by words. If the words or conduct are such as to include a reasonable apprehension of force and the means of coercion is at hand, a person may be as effectually restrained and deprived of liberty as by prison bars, [at 127]

*537There can be no serious doubt that the elements of false imprisonment would be established if plaintiffs’ version of this incident were believed by a jury. According to plaintiffs, they were accosted by uniformed security guards who physically removed them from the blackjack table. They were then subjected, while surrounded by security guards, to an interrogation by a games manager, who said that they would be arrested unless identification was produced. Under these circumstances, plaintiffs reasonably could have concluded that they would be forcibly restrained if they attempted to leave the site of this interrogation without producing identification and that they were thus under confinement.

Defendants do not seriously dispute that the incident, as described by plaintiffs, contains the essential elements of a false imprisonment. However, they assert that a casino has the legal right to detain temporarily a patron suspected of being a card counter. Hence, they argue that any restraint imposed upon plaintiffs was not “unlawful.” Defendants assert that they have the same right to detain a suspected card counter as a retail store owner has to detain a suspected shoplifter. See N.J.S.A. 2C:20 lie. In the words of defendants, it is their position that “a casino, in order to protect its interests, may reasonably detain a suspected card counter, and may not be held liable for false imprisonment in so doing.”

To assess this contention, it is appropriate to consider the nature of card counting and the asserted justification for casinos to exclude the persons who engage in this activity from blackjack tables. Former Casino Control Commissioner Prospero De Bona issued an addendum to a report on the exclusion of card counters from casinos which described the card counting process as containing three basic elements:

*538The first is the method for keeping track of, or “counting,” the cards that have been dealt. This is usually accomplished by assigning a certain plus or minus value to each card in the deck and keeping a “running total or count” of these values as the cards are being dealt. The “running count” is then converted into a “true count” which depends upon the number of cards left to be dealt. The second element of these systems is the strategy to be followed for hitting, standing, doubling down, splitting pairs or surrendering. This strategy is a variable one which depends on the specific cards held by the player, the exposed card of the dealer, and the plus or minus value of the count at that particular time. The third component of these systems is the ability to vary the amount of each wager so that minimal amounts are bet when the “count” is unfavorable and larger amounts when the “count” is favorable.

Thus, card counting does not involve dishonesty or cheating. On the contrary, a card counter is simply a highly skilled player who analyzes the statistical probabilities associated with blackjack and, based upon those probabilities, develops playing strategies which may afford him an advantage over the casino. It was solely this loss of the normal “house advantage” which caused the casinos to exclude card counters from the blackjack tables.

The Casino Control Commissioner upheld this exclusion policy on the grounds that the common law right of the proprietor of a business to exclude a person from its establishment for any reason it chooses (see Garifine v. Monmouth Park Jockey Club, 29 N.J. 47 (1959)) encompasses the right of a casino to exclude a patron who has devised a technique for winning at blackjack. That determination of the Casino Control Commission was reversed by the Appellate Division (Uston v. Resorts Int’l Hotel, Inc., 179 N.J.Super. 223 (1981)), and the issue is now before the Supreme Court of New Jersey, certification having been granted. 87 N.J. 419-420 (1982). Whichever way the issue ultimately may be resolved, the only point which needs to be made here is that the decision of the Casino Control Commission upholding the exclusion of card counters from blackjack tables was not predicated on the view that such conduct is dishonest or that it is prohibited by statute or administrative regulation, but solely upon the asserted common law rights of casinos as private entrepreneurs.

This circumstance sharply distinguishes the detention of suspected card counters from the detention of alleged shoplifters. *539Shoplifting is a crime. N.J.S.A. 2C:20-11(e). To aid in the apprehension of shoplifters as well as to enable retail stores to protect themselves from this form of criminal activity, the Legislature has provided that “a merchant, who has probable cause for believing that a person has willfully concealed unpurchased merchandise and that he can recover the merchandise by taking the person into custody, may, for the purpose of attempting to effect the recovery thereof, take the person into custody and detain him in a reasonable manner for not more than a reasonable time.” Ibid. Furthermore, to ensure that merchants will be able to exercise this power without inhibition, the Legislature has specifically provided that a merchant who takes a suspected shoplifter into custody as provided by this statute shall not be “civilly liable in any manner or to any extent whatever.” Ibid. The decision in Cooke v. J. J. Newberry & Co., 96 N.J.Super. 9 (App.Div.1967), upon which defendants place primary reliance in support of their motion for summary judgment, simply interprets the predecessor to this statutory provision authorizing the detention of suspected shoplifters. Therefore, it obviously has no pertinency to a case where no legislation has been enacted providing immunity for conduct which otherwise would constitute false imprisonment.

However, defendants contend that N.J.S.A 5:12--121(b) confers an immunity upon casinos comparable to that which N.J.S.A. 2C:20-11(e) confers upon retail merchants. This section provides in pertinent part:

Any licensee or its officers, employees or agents who shall have probable cause for believing there has been a violation of sections 113 through 116 of this act in the casino by any person may take such person into custody and detain him in the establishment in a reasonable manner for a reasonable length of time, for the purpose of notifying law enforcement or commission authorities. Such taking into custody and detention shall not render such licensee or its officers, employees or agents criminally or civilly liable for false arrest, false imprisonment, slander or unlawful detention unless such taking into custody or detention is unreasonable under all of the circumstances.

To be sure, this section authorizes casino officials to detain patrons under certain circumstances and provides an accompa*540nying qualified immunity from civil liability. However, the operation of this section can be triggered only by the existence of probable cause to believe that “there has been a violation of sections 113 through 116 of this act.” These sections (N.J.S.A. 5:12-112 through 5:12-116) make it a crime of the fourth degree or a misdemeanor to use bogus chips, marked cards, loaded dice, sleight of hand tricks and a variety of other devices to cheat or swindle a casino. However, there is no basis upon which card counting can be viewed as cheating or swindling a casino and hence a violation of one of these criminal provisions. Rather, it is simply a skillful technique for playing blackjack which negates the normal advantage of the casino over the player. Therefore, N.J.S.A. 5:12-121(b) affords no authorization to a casino to detain a suspected card counter.

Absent any affirmative statutory authorization to detain suspected card counters, the plaintiffs’ version of the incident at the Boardwalk Regency would constitute false imprisonment. Therefore, the defendants’ motion for summary judgment, except that part directed at the claim for slander, will be denied.

2.2.8 Eilers v. Coy Hypo 2.2.8 Eilers v. Coy Hypo

Should we recognize false imprisonment in situations where the confinement is arguably for the plaintiff’s own good? Should consent excuse the defendant’s liability for false imprisonment, even if it is feigned?

William EILERS, Plaintiff, v. Deborah Ann COY, Daniel Charles Graham, Robert Lewis Brandyberry, Larry Bisman, Vincent Jennings, Defendants.

Civ. No. 4-82-1329.

United States District Court, D. Minnesota, Fourth Division.

March 6, 1984.

*1094Lee Boothby and Robert A. Yingst, Boothby, Huff & Yingst, Berrien Springs, Mich., for plaintiff.

William M. Schade, Somsen, Dempsey & Schade, New Ulm, Minn., Gregory F. Kuderer, Erickson, Zierke, Kuderer, Myster, Madsen & Wollschlager, Fairmont, Minn., and Xavier E. Grenas, Houston, Tex., for defendants Deborah Ann Coy, Daniel Charles Graham and Larry Bisman.

Vincent Jennings, pro se.

Robert Lewis Brandyberry, pro se.

MEMORANDUM AND ORDER

MacLAUGHLIN, District Judge.

The plaintiff in this case, William Eilers, has moved the Court to enter a directed verdict against the defendants on his claims that the defendants falsely imprisoned him and violated his civil rights during a deprogramming attempt in 1982. Both sides have submitted briefs on the question and the Court has heard oral argument.

After careful consideration the Court has decided as follows:

1. Plaintiffs motion for a directed verdict on the issue of false imprisonment is granted and the Court holds, as a matter of law, that plaintiff William Eilers was falsely imprisoned without legal justification.

2. Plaintiffs motion for a directed verdict with respect to 42 U.S.C. § 1985(3) is granted as to certain elements of the plaintiffs claim that a conspiracy on the part of the defendants deprived him of certain of his federal constitutional rights.

FACTS

The evidence in this case has established the following facts. The plaintiff William Eilers and his pregnant wife Sandy were abducted from outside a clinic in Winona, Minnesota in the early afternoon of Monday, August 16, 1982, by their parents and *1095relatives and by the defendant deprogrammers who had been hired by the parents of the plaintiff and his wife. The plaintiff was 24 years old at the time and his wife Sandy was 22. The couple was living on a farm near Galesville, Wisconsin and had traveled to Minnesota for Sandy’s pre-natal examination.

At the time of the abduction, Bill and Sandy Eilers were members of the religious group Disciples of the Lord Jesus Christ. There is ample evidence that this group is an authoritarian religious fellowship directed with an iron hand by Brother Rama Behera. There is also evidence that Bill Eilers’ personality, and to some extent his appearance, changed substantially after he became a member of the group. These changes were clearly of great concern to members of the plaintiff’s family. However, other than as they may have affected the intent of the parents of Bill and Sandy Eilers in the actions they took in seizing Bill and Sandy, the beliefs and practices of the Disciples of the Lord Jesus Christ should not be, and are not, on trial in this case.

While leaving the Winona Clinic on August 16, 1982 the plaintiff, who was on crutches at the time due to an earlier fall, was grabbed from behind by two or more security men, forced into a waiting van, and driven to the Tau Center in Winona, Minnesota.1 Forcibly resisting, he was carried by four men to a room on the top floor of the dormitory-style building. The windows of this room were boarded over with plywood, as were the windows in his bathroom and in the hallway of the floor. The telephone in the hallway had been dismantled.

The plaintiff was held at the Tau Center for five and one-half days and subjected to the defendants’ attempts to deprogram him. Shortly after his arrival at the Tau Center, and after a violent struggle with his captors, the plaintiff was handcuffed to a bed. He remained handcuffed to the bed for at least the first two days of his confinement. During this initial period, he was allowed out of the room only to use the bathroom, and was heavily guarded during those times. On one occasion, the plaintiff dashed down the hall in an attempt to escape, but was forcibly restrained and taken back to the room. After several days of resistance, the plaintiff changed tactics and apparently pretended to consent to his confinement.

The defendants and the plaintiff’s relatives had agreed in advance of the abduction that the plaintiff would be kept at the Tau Center for one week, regardless of whether the plaintiff consented to their actions. At no time during the week was the plaintiff free to leave the Tau Center, nor at any time were reasonable means of escape available to him. Three of the eight people hired by the parents were designated “security men.” These individuals, described by witnesses as at least six feet tall and weighing over 200 pounds, guarded the exits on the floor at all times.

On the evening of Saturday, August 21, 1982, as the plaintiff was leaving the Tau Center to be transported to Iowa City, Iowa for further deprogramming, he took advantage of his first opportunity to escape and jumped from the car in which he was riding. Local residents, attracted by the plaintiff’s calls for help, assisted the plaintiff in making his escape and the police were summoned.2

The evidence has also shown that within three weeks before the abduction occurred, the plaintiff’s relatives had contacted authorities in Trempealeau County, Wisconsin in an attempt to have the plaintiff civilly committed. Family members have testified that they believed the plaintiff was suicidal because of a letter he had written to his *1096grandmother before joining the Disciples of the Lord Jesus Christ in which he wrote that demons were attacking his mind and telling him to kill himself rather than go to the Lord. Defendants’ Exhibit A at 13-14. Joyce Peterson, a psychiatric social worker, interviewed the plaintiff in person on July 26, 1982. After interviewing the plaintiff and consulting with the Trempealeau County Attorney, Peterson informed the plaintiff’s relatives that no legal grounds existed in Wisconsin for confining the plaintiff because he showed no signs of being a danger to himself or to others. The defendants in this case were aware of that information at the time they abducted and held the plaintiff.

DISCUSSION

In considering the plaintiff’s motion for a directed verdict, the Court is required to view the evidence in the light most favorable to the defendants and to resolve all conflicts in the evidence in the defendants’ favor. Dace v. ACF Industries, Inc., 722 F.2d 374, 375 (8th Cir.1983). A directed verdict motion should be granted only when reasonable jurors could not differ as to the conclusions to be drawn from the evidence. Id.

The plaintiff has alleged two main causes of action against the defendants: false imprisonment and conspiracy to deprive the plaintiff of his constitutional rights in violation of 42 U.S.C. § 1985(3). These claims will be discussed separately.

A. False Imprisonment

The plaintiff’s first claim is that the defendants’ conduct in confining him at the Tau Center constituted false imprisonment for which the defendants had no legal justification. False imprisonment consists of three elements:

1) words or acts intended to confine a person;

2) actual confinement; and

3) awareness by the person that he or she is confined.

Blaz v. Molin Concrete Products Co., 309 Minn. 382, 385, 244 N.W.2d 277, 279 (1976); Restatement (Second) of Torts § 35 (1965).

The evidence in this case has overwhelmingly established each of the elements of false imprisonment. By their own admission, the defendants intended to confine the plaintiff for at least one week. While the defendants maintain that their purpose was to help the plaintiff, it is not a defense to false imprisonment that the defendants may have acted with good motives. Malice toward the person confined is not an element of false imprisonment. Strong v. City of Milwaukee, 38 Wis.2d 564, 567,157 N.W.2d 619, 621 (1968); Witte v. Haben, 131 Minn. 71, 74, 154 N.W. 662, 663 (1915); W. Prosser, Law of Torts 48 (4th ed. 1971).

There is also no question that the plaintiff was actually confined. Relying on the Minnesota Supreme Court’s decision in Peterson v. Sorlien, 299 N.W.2d 123, 129 (Minn.1980), cert. denied, 450 U.S. 1031, 101 S.Ct. 1742, 68 L.Ed.2d 227 (1981), the defendants contend that there was no actual confinement because there is evidence that the plaintiff consented to the defendants’ actions, at least by the fourth day of his confinement.3 The plaintiff, in con*1097trast, has testified that he merely pretended to consent in order to gain an opportunity to escape. The plaintiff's apparent consent is not a defense to false imprisonment. Many people would feign consent under similar circumstances, whether out of fear of their captors or as a means of making an escape. But in this case, unlike the Peterson case relied on by the defendants,4 it is undisputed that the plaintiff was at no time free to leave the Tau Center during the week in question, nor were any reasonable means of escape available to him. Under these circumstances, the Court finds, in agreement with many other authorities, that the plaintiffs apparent consent is not a defense to false imprisonment. 32 Am. Jur.2d False Imprisonment § 15 (1982); Restatement (Second) of Torts § 36 (1965). The Court therefore holds, as a matter of law, that the plaintiff has proven the necessary elements of false imprisonment.

The next question is, given that the defendants falsely imprisoned the plaintiff, were their actions legally justified so as to preclude liability for false imprisonment? As justification for their actions, the defendants rely on the defense of necessity. They claim that the confinement and attempted deprogramming of the plaintiff was necessary to prevent him from committing suicide or from otherwise harming himself or others. See State v. Hembd, 305 Minn. 120, 130, 232 N.W.2d 872, 878 (1975).

The defense of necessity has three elements.5 The first element is that the defendants must have acted under the reasonable belief that there was a danger of imminent physical injury to the plaintiff or to others.6 State v. Johnson, 289 Minn. 196, 199-200, 183 N.W.2d 541, 543 (1971); People v. Patrick, 126 Cal.App.3d 952, 961, 179 Cal-Rptr. 276, 282 (1981); People v. Patrick, 541 P.2d 320, 322 (Colo.Ct.App. 1975); Restatement (Second) of Torts § 892(D) comment a (1979).

*1098It is not clear that such a danger existed on August 16,1982. The alleged threats of suicide made by the plaintiff were contained in a letter dated June 14, 1982, and that letter recounted impressions the plaintiff had had some time earlier. Moreover, Joyce Peterson, the psychiatric social worker who personally interviewed the plaintiff on July 26, 1982, concluded in her report, and reported to the plaintiffs relatives, that the plaintiff was not dangerous to himself or to others. Nevertheless, viewing the evidence in the light most favorable to the defendants, the Court will assume for purposes of this motion that the plaintiff was in imminent danger of causing physical injury to himself or to others.

The second and third elements of the necessity defense are intertwined. The second element is that the right to confine a person in order to prevent harm to that person lasts only as long as is necessary to get the person to the proper lawful authorities. See State v. Hembd, 305 Minn. 120, 130, 232 N.W.2d 872, 878 (1975) (dictum); Annot., 92 A.L.R.2d 580 (1963). The third element is that the actor must use the least restrictive means of preventing the apprehended harm. People v. Patrick, 126 Cal.App.3d 952, 960, 179 Cal.Rptr. 276, 282 (1981); W. LaFave and A. Scott, Criminal Law 387 (1972); cf. Peterson v. Sorlien, 299 N.W.2d 123, 129 (Minn.1980) (where religious beliefs are implicated, first amendment requires resort to least restrictive alternative).

In this case, the defendants’ conduct wholly fails to satisfy either of these elements of the necessity defense. Once having gained control of the plaintiff, the defendants had several legal options available to them. They could have:

1) turned the plaintiff over to the police;

2) sought to initiate civil commitment proceedings against the plaintiff pursuant to Minn.Stat. § 253B.07 (1982);

3) sought professional psychiatric or psychological help for the plaintiff with the possibility of emergency hospitalization if necessary pursuant to Minn.Stat. § 253B.05 (1982).

At no time did the defendants attempt, or even consider attempting, any of these lawful alternatives during the five and one-half days they held the plaintiff, the first five of which were business days. Instead, they took the plaintiff to a secluded location with boarded-up windows, held him incommunicado, and proceeded to inflict their own crude methods of “therapy” upon him — methods which even the defendants’ own expert witness has condemned. Well aware that the police were searching for the plaintiff, the defendants deliberately concealed the plaintiff’s location from the police.

It must be emphasized that the Minnesota Legislature has prescribed specific procedures that must be followed before a person can be deprived of his or her liberty on the basis of mental illness. Minn.Stat. § 253B.07 et seq. (1982); see generally Janus and Wolfson, The Minnesota Commitment Act of 1982: Summary and Analysis, 6 Hamline L.Rev. 41 (1983). Those procedures include examination of the proposed patient by qualified professionals, Minn.Stat. § 253B.07, subd. 1 (1982), and a judicial determination that the proposed patient is dangerous and in need of treatment, id., subd. 6. Manifold procedural protections, including the right to counsel, Minn.Stat. § 253B.03, subd. 9 (1982), are afforded the proposed patient at all stages of this civil commitment proceeding. Obviously, none of these protections were afforded the plaintiff in this case.

Minnesota law also provides that, in situations where there is not time to obtain a court order, a person may be admitted or held for emergency care and treatment in a hospital, without a court order, upon a written statement by a licensed physician or psychologist that the person is mentally ill and is in imminent danger of causing injury to himself or to others. Minn.Stat. § 253B.05, subd. 1 (1982). The defendants in this case — unlicensed and untrained individuals — made no effort to obtain any such *1099statement from a licensed physician or psychologist.

The defendants’ failure to even attempt to use the lawful alternatives available to them is fatal to their assertion of the necessity defense. Where the Legislature has prescribed specific procedures that must be followed before a person can be deprived of his or her liberty on the ground of mental illness, not even parents or their agents acting under the best of motives are entitled to disregard those procedures entirely.7

The Court has assumed for the purposes of this motion that the defendants were justified in initially restraining the plaintiff based upon their belief that he was in imminent danger of harming himself or others. But even under those circumstances, the defense of necessity eventually dissipates as a matter of law. No specific time limit can be set, because the period during which an actor is acting out of necessity will vary depending on the circumstances of each case. In this particular case, however, where the defendants held the plaintiff, a 24-year-old adult, for five and one-half days with no attempt to resort to lawful alternatives available to them, the Court could not sustain a jury verdict in the defendants’ favor on the issue of false imprisonment. Accordingly, the Court rules as a matter of law that the plaintiff was falsely imprisoned without justification. The issue of what amount of damages, if any, the plaintiff suffered from this false imprisonment is a question for the jury.

B. Section 1985(3)

The next claim upon which the plaintiff has moved for a directed verdict is that the defendants conspired to and did deprive him of his federal constitutional rights in violation of 42 U.S.C. § 1985(3). The Court will direct a verdict as to some, but not all, of the elements of this claim.

A cause of action under section 1985(3) consists of the following elements:

1) a conspiracy;
2) for the purpose of depriving any person or class of persons of the equal protection of the laws or of equal privileges and immunities under the laws;
3) an act or acts in furtherance of the conspiracy; and
4) an injury to the person or property of a citizen or a deprivation of the rights and privileges of any citizen.

Griffin v. Breckenridge, 403 U.S. 88, 102-03, 91 S.Ct. 1790, 1798, 29 L.Ed.2d 338 (1971).

Three of these elements are clearly present in this case. By their own admission, the defendants planned and conspired to abduct the plaintiff and to hold him against his will. They committed several acts in furtherance of this conspiracy including seizing the plaintiff at the Winona Clinic, transporting him to the Tau Center, and holding him there against his will for five and one-half days. These actions were in clear violation of the plaintiff’s constitutional rights, including his right not to be deprived of liberty without due process of law, see Taylor v. Gilmartin, 686 F.2d 1346, 1358 (10th Cir.1982), cert. denied, 459 U.S. 1147, 103 S.Ct. 788, 74 L.Ed.2d 994 *1100(1983), and his right to freedom of interstate travel,8 see Ward v. Connor, 657 F.2d 45, 48 (4th Cir.1981), cert. denied, 455 U.S. 907, 102 S.Ct. 1253, 71 L.Ed.2d 445 (1982). The Court holds as a matter of law that the plaintiff has established the first, third, and fourth elements of his section 1985(3) cause of action.

The remaining element is that the conspiracy be for the purpose of depriving the plaintiff of the equal protection of the laws. The United States Supreme Court has interpreted this element as requiring that the defendants’ conduct be motivated by class-based, invidiously discriminatory animus. Griffin, 403 U.S. at 102, 91 S.Ct. at 1798. In other words, in order for the plaintiff to recover under section 1985(3), the defendants must have taken action against him because of his membership in a group or class that is protected by that statute. The Court has previously ruled in this case that the religious group Disciples of the Lord Jesus Christ is a group protected by the statute. See, e.g., Taylor v. Gilmartin, 686 F.2d 1346, 1357-58 (10th Cir.1982), cert. denied, 459 U.S. 1147, 103 S.Ct. 788, 74 L.Ed.2d 994 (1983); Ward v. Connor, 657 F.2d 45, 48 (4th Cir.1981), cert. denied, 455 U.S. 907, 102 S.Ct. 1253, 71 L.Ed.2d 445 (1982); Action v. Gannon, 450 F.2d 1227, 1231-32 (8th Cir.1971) (en banc); Cooper v. Molko, 512 F.Supp. 563, 569 (N.D.Cal.1981); Comment, The Deprogramming of Religious Sect Members: A Private Right of Action Under Section 1985(3), 74 N.W.U.L.Rev. 229 (1979). The remaining question is whether the defendants took action against the plaintiff because of an animus toward that group or, as the defendants contend, because of a concern for the welfare of the plaintiff. The Court finds that the defendants’ motivation is an issue upon which reasonable jurors could differ. See, e.g., Augenti v. Cappellini, 84 F.R.D. 73, 78 (M.D.Pa.1979). The Court therefore denies the plaintiff’s motion for a directed verdict on this element of the plaintiff’s section 1985(3) cause of action.

C. Conclusion

This will not be a popular decision. While the Court has substantial sympathy for the feelings and reactions of the parents of Bill and Sandy Eilers, this Court is sworn to uphold the law and the Constitution of the United States. If the basic rights of an American citizen are not recognized in a federal court by a federal judge, where will they be recognized?

Based on the foregoing, IT IS ORDERED that the plaintiff's motion for a directed verdict is granted as to his claim for false imprisonment (Count IV of the Second Amended Complaint), and as to certain elements of his 42 U.S.C. § 1985(3) claim (Count I of the Second Amended Complaint) described herein. The plaintiff’s motion is in all other respects denied.

2.2.9 Ray Complaint Hypo 2.2.9 Ray Complaint Hypo

This document is a complaint by a plaintiff. It initiates a lawsuit against the defendant. Will this lawsuit's false imprisonment claim survive dismissal? Is surviving dismissal relatively hard or easy to do?

2008 WL 2090447 (W.D.Ark.) (Trial Pleading)
United States District Court, W.D. Arkansas.
Catherine RAY,
v.
AMERICAN AIRLINES, INC.
No. 5:08CV05025.
January 31, 2008.
First Amended Class Action Complaint
Note: This document was obtained from the above titled case. (PDF information below.)
Court: Circuit Court of Arkansas, Washington County.
Title: Catherine RAY, on behalf of herself and all others similarly situated, Plaintiff, v. AMERICAN AIRLINES, INC., Defendant.
Docket Number: No. CV 2007-3082-6.
Date: January 30, 2008.
Bobby Lee Odom, ABA # 70054, Russell Winburn, ABA # 87193, Odom Law Firm, No. 1 East Mountain, P.O. Drawer 1868, Fayetteville, AR 72702, (479) 442-7575; Law Offices of Paul S. Hudson P.C., Attorneys for Plaintiff, 4411 Bee Ridge Road #274, Sarasota, Florida 34233, 410-940-8934, 240-391-1923 fax, Globetrotter1947 @hotmail.com.
Plaintiff Catherine Ray on behalf of herself and all others similarly situated, by and through her attorneys, the Law Offices of Paul S. Hudson, P.C., and Odom Law Firm, state and allege as follows:
Parties and Jurisdiction
1. Plaintiff is a citizen and resident of Fayetteville, Washington County, Arkansas.
2. Defendant American Airlines, Inc. (hereinafter AA) is a corporation organized under the laws of Delaware with a principal place of business in Fort Worth, Texas. At all relevant times hereto, AA was doing in business in the state of Arkansas
3. The monetary damages at issue in this case are within the jurisdictional requirements of this court.
Class Action Allegations
4. This cause of action is being maintained as a class action pursuant to Rule 23 of the Arkansas Rules of Civil Procedure. In that regard, the Plaintiff alleges the following:
a. Approximately 12,000 people were effected by the actions of the Defendants as set forth below and therefore the class is so numerous that joinder of members is impracticable;
b. There are common issues of law and fact common to the class;
c. The claims of Catherine Ray are typical of the claims of the class members;
d. Catherine Ray has agreed to serve as class representative and has agreed to fairly and adequately protect the interests of the class.
5. In support of the class action allegations, Plaintiff incorporates by reference the statements and allegations that follow.
Events of December 29th, 2006
6. Plaintiff and her husband purchased tickets for air transportation on AA flight 1008 departing from Oakland, California to Dallas, Texas departing at 6:15 AM (Pacific Time) scheduled to arrive at 11:30 AM (Central Time) on December 29th, 2006.
7. Plaintiff boarded the aircraft which timely departed from Oakland, but in route was diverted from Dallas (DFW) Airport to Austin, Texas, by AA allegedly due to bad weather in Dallas.
8. Plaintiff was confined to the aircraft against her will on the ground in Austin Texas for approximately 9 1/2 hours by Defendant, and was not permitted by AA to exit the aircraft until 9:30 PM (Central Time), over 13 hours after boarding the aircraft.
9. While confined on the ground in Austin, the toilets became full and would not flush and the stench of human excrement and body odor filled the plane.
10. While confined, in the aircraft, plaintiff and other passengers were unable to wash their hands due to the aircraft running out of water and not being re-supplied by AA.
11. Plaintiff and other passengers were provided only two soft drinks and only a few granola bars for food.
12. Plaintiff and other passengers were also deprived of access to medications, nutritional supplements and needs, and hydration especially needed by infirm, elderly and children.
13. Plaintiff and other passengers were forced to witness the physical and emotional distress and panic of other passengers causing all passengers to suffer emotional distress and endangering the physical safety of Plaintiff and all passengers.
14. The distress of the confined passengers in overcrowded conditions in the aircraft was witnessed by AA flight crew employees and was also reported to AA ground personnel and to Austin airport authorities.
15. Approximately 12,000 passengers involving about 100 flights on December 29th, 2006 were confined to aircraft diverted from Dallas by Defendant to other airports and confined for 3 to 12 hours on the aircraft in poor to deplorable conditions by Defendant.
16. Plaintiff and other stranded passengers suffered hunger, thirst, anxiety, physical illness, emotional distress and monetary losses as a result of Defendant's failure to permit passengers to exit the aircraft to the airport terminals or to supply the parked aircraft with essentials of water, food, sanitary waste removal, light, and breathable or fresh air at normal temperatures.
17. Defendant knew or should have known that passengers needed to be supplied with essential rescue and survival conditions on board aircraft, but failed and refused to do so.
18. Defendant had ample advanced warning of weather conditions at Dallas and knew or should have known that it was not able to land aircraft at Dallas (DFW) airport at the capacity it had scheduled on December 29th, 2006, due to transient thunder storms and could have cancelled or delayed from departing many of the flights that it diverted and stranded, thereby preventing the diversions and confinements.
19. With the exception of a few passengers whose destination was the Austin Texas area, AA refused to permit passengers to exit the aircraft even though buses and available gates at the terminal were available to AA.
20. After AA finally permitted Plaintiff and other passengers to exit the aircraft at about 9:30 PM on December 29th, 2007, it “continued” the flight to the next morning and refused to return checked baggage to the passengers.
21. AA then refused to provide payment for overnight lodging, meals, ground transportation, telephone or other passenger expenses and losses caused by its diversion and stranding.
22. The next morning after more delays Plaintiff and passengers were flown to Dallas (DWF) airport, where their baggage had been sent.
23. Some passengers who had been diverted, confined and stranded overnight were them denied boarding on connecting flights, and were stranded for another day in Dallas.
23a. Other passengers who had been diverted to Little Rock, Arkansas by AA were denied the right to exit the aircraft even though their final destination was Little Rock and instead after on-aircraft confinements of over 4 hours were forced by AA and fly back to DFW and then to get another flight or other transportation from DFW to Little Rock on December 30th, 2006, at their own expense.
Pattern and Practice of AA Misconduct
24. Defendant AA has not provided reimbursement for passenger expenses, ticket refunds and other forms of compensation to passengers that it diverted and confined on December 29th and 30th, 2006, but only a restricted voucher for future travel and a letter of apology.
25. Defendant did not advise stranded passengers that they could use their AA tickets on another airline for travel to their destinations on December 29th or subsequent thereto, even though an industry convention and rule provides for such when a flight is cancelled or excessively delayed.
26. Defendant did not provide ticket refunds or other compensation to passengers that it stranded on December 29th and 30th, 2006.
27. Defendant knowingly misrepresented the reasons for the delays and confinements by falsely asserting to passengers and the public that aircraft were not able to take off due to weather or congestion.
28. The delays on December 29th, 2007 were actually due to causes within the control of AA and included intentional or negligent lack of personnel, equipment, and planning for ordinary weather disruptions by AA.
29. Confinements by AA, upon information and belief, were to avoid expenses and lawful obligations to passengers associated with standings, diversions and canceled flights and for AA's and its officers, employees, agents and stockholders own pecuniary gain at the expense of Plaintiff and other passengers.
30. While Plaintiff and other passengers were confined to their aircraft in Austin and other diverted airports, other flights of Defendant and other airlines were taking off and landing without significant delays.
31. Upon information and belief, the Dallas (DFW) airport was only closed to air traffic for approximately 2.5 hours from 2:00 PM to 4:30 PM on December 29th, 2006.
32. Upon information and belief, AA has a corporate policy, practice and pattern of confining and imprisoning passengers on aircraft of excessively delayed or cancelled flights for excessive periods of time to prevent “passenger migration” and this unlawful practice was used against Plaintiff and other similarly situated passengers by Defendant's employees and agents on December 29th, 2007.
33. Upon information and belief, AA has inflicted its practices of confining and imprisoning passengers for over 3 hours to prevent “passenger migration” on over ten thousand of other passengers since December 29th, 2006, including another mass stranding in April 2007.
34. By unlawfully confining Plaintiff and other passengers diverted from Dallas on December 29th, 2007 in inhuman conditions, AA avoided ticket refunds, overnight lodging and meal expenses for passengers, alternate transportation expenses on other airlines that under an industry convention and practice will honor tickets of a defaulting airline and back charge the defaulting airline, ground transportation expenses, terminal employee overtime and staffing expenses, and other expenses normally associated with mass strandings and cancellations.
35. Defendant could have permitted passengers to exit the aircraft after the diversions on December 29th, 2007 but failed and declined to do so for its own pecuniary gain.
36. Upon information and belief, some passengers after the confinements ended were forced by Defendant to fly to destinations that they not longer wished to travel to because the reason for their trip such as a missed meeting or family event no longer existed, but were forced to do so by Defendant not permitting them to exit the aircraft and obtain alternate transportation to another destination or return home.
37. Other passengers were forced under duress not to abandon their travel with AA on December 29th and 30th, 2006, because AA refused to return their checked baggage, even after promising to do so after finally permitting passengers to exit the aircraft the evening of December 29th, 2006.
38. Passengers on the Defendant's diverted flights had their travel delayed up to 3 days after December 29th, 2007 due to non-weather conditions that were within the control of Defendant without compensation for passenger expenses and losses by AA.
39. Upon information and belief, Defendant was not prevented or prohibited from permitting passengers to exit or re-supply and service the aircraft in Austin or other diverted airports by the Federal Aviation Administration air or ground controllers or by airport management, or other government authorities.
COUNT 1. FALSE IMPRISONMENT
40. Plaintiff repeats and realleges paragraphs 1 through 39 as if fully stated herein.
41. Plaintiff and other passengers similarly situated were intentionally deprived of their personal liberty by Defendant for over 3 hours against their will without legal justification.
42. Defendant is guilty of false imprisonment of Plaintiff and others similarly situated.
43. The damages of Plaintiff and others similarly situated were proximately caused by the acts and/or omissions of the Defendant.
Opinion

Attorneys and Law Firms

Bobby Lee Odom, Russell B. Winburn, Odom Law Firm, P.A., Fayetteville, AR, for Plaintiff.
Michael V. Powell, Locke, Lord, Bissell & Liddell LLP, Dallas, TX, Roger Christopher Lawson, Friday, Eldredge & Clark, LLP, Fayetteville, AR, for Defendant.

ORDER
ROBERT T. DAWSON, District Judge.
*1 This case concerns the frustrations surrounding an airplane trip described as a nightmare and the Plaintiffs efforts to obtain compensation for it. Plaintiff alleges that she was confined to an aircraft against her will and forced to endure poor conditions while it was on the ground for some eleven (11) hours. In response, Defendant contends that it has no responsibility because the Plaintiff's claims are preempted by the Airline Deregulation Act and the Federal Aviation Act.
Before the Court are the Plaintiff's Motion for Reconsideration of this Court's Order Granting Defendant Leave to File an Amended Notice of Removal (Doc. 31) and Brief in Support (Doc. 32), and Defendant's Response (Doc. 36), Defendant's Motion to Strike (Doc. 27) and Brief in Support (Doc. 28), and Plaintiff's Response (Doc. 34), Plaintiff's Motion to Remand (Doc. 14), and Brief in Support (Doc. 15), and Defendant's Response (Doc. 26), Defendant's Motion to Transfer Venue (Doc. 12), and Brief in Support (Doc. 13), and Plaintiff's Response (Doc. 24), and Defendant's Motion to Dismiss (Doc. 7), and Brief in Support (Doc. 8), Plaintiff's Response (Doc. 25) and Defendant's Reply (Doc. 33).
On December 27, 2007, Plaintiff initiated a class action suit against the Defendant in Washington County, Arkansas Circuit Court alleging false imprisonment, outrage or intentional infliction of emotional distress, negligence, breach of contract, and fraud or deceit, all surrounding a prolonged airline trip. As of this date, no effort has been made to certify this matter as a class action. On January 31, 2008, Defendant removed the action pursuant to both the Class Action Fairness Act of 2005, U.S.C. § 1332(d), and this Court's diversity jurisdiction, 28 U.S.C. §§ 1332(a) and 1367(a). On February 7, 2008, Defendant filed a motion to dismiss Plaintiff's First Amended Complaint (Doc. 1) for failure to state a claim upon which relief can be granted under Fed.R.Civ.P. 12(b)(6) and 9(b). On February 26, 2008, Defendant filed a motion to transfer venue pursuant to 28 U.S.C. § 1404(a), to the United States District Court for the Northern District of Texas. On February 28, 2008, Plaintiff filed a motion to remand this action to the Washington County, Arkansas Circuit Court. On March 17, 2008, Defendant filed a motion for leave to file an amended notice of removal, which was granted on March 19, 2008. On March 28, 2008, Defendant filed a motion to strike certain portions of the Affidavit of Catherine Ray and Declaration of Paul S. Hudson filed by the Plaintiff in support of her motion to remand. On April 7, 2008, Plaintiff filed a motion for reconsideration of this Court's order granting Defendant's motion for leave to file an amended notice of removal. For the reasons reflected herein, Plaintiff's Motion for Reconsideration is DENIED; Defendant's Motion to Strike is DENIED; Plaintiff's Motion to Remand is DENIED; Defendant's Motion to Transfer Venue is DENIED; and Defendant's Motion to Dismiss is GRANTED in part and DENIED in part.
A. Background
*2 Plaintiff, Catherine Ray, brings this action based on the experiences on a December 29, 2007 American Airlines flight from Oakland to Dallas-Fort Worth airport (“DFW airport”), which was diverted to Austin, Texas (“Austin”) because of weather conditions at DFW airport. Plaintiff alleges that she was confined to the aircraft against her will and forced to endure deplorable conditions on the ground in Austin for approximately eleven (11) hours by the Defendant.
Plaintiff seeks compensatory and punitive damages for false imprisonment, outrage or intentional infliction of emotional distress, negligence, breach of contract, fraud or deceit. Plaintiff contends that Defendant's actions or failures to act serve as the basis for her claim, including Defendant's failure to cancel or delay flights due to bad weather; Defendant's refusal to permit passengers to leave the airplane while it was on the runway in Austin; Defendant's failure to “supply the parked aircraft with essentials of water, food, sanitary waste removal, light, and breathable or fresh air at normal temperatures” while stranded on the runway in Austin; Defendant's failure to unload checked baggage when it finally allowed the passengers off the airplane in Austin at 9:30 p.m.; Defendant's refusal to provide overnight lodging, meals, ground transportation, telephone or other passenger expenses and losses caused by its diversion and stranding; and Defendant's refusal to allow some passengers to board their connecting flights in Dallas upon arrival the following morning.
Plaintiff alleges that the delays resulted from Defendant's “intentional or negligent lack of personnel, equipment, and planning for ordinary weather disruptions.” (Complaint ¶ 28). Further, Plaintiff alleges that Defendant's decision to keep the passengers on the plane during the delays was to “avoid expenses and lawful obligations to passengers associated with strandings, diversions, and canceled flights and for [Defendant's] and its officers, employees, agents and stockholders own pecuniary gain at the expense of Plaintiff and other passengers.” (Complaint ¶ 29).
Defendant moves this Court to dismiss the Plaintiff's claims for failure to state a claim upon which relief can be granted. Defendant contends that the Plaintiff's state law claims are preempted by the Airline Deregulation Act and the Federal Aviation Act, and that her complaint fails to state a claim under the applicable state law. (Doc. 7 ¶ 1).
B. Standard of Review
In determining whether a motion to dismiss should be granted, the court must test the legal sufficiency of a complaint. A motion to dismiss should only be granted if it appears from the face of the complaint that the plaintiff cannot prove any set of facts to support his claims for relief. Schaller Tel. Co. V. Golden Sky Sys. ., Inc., 298 F.3d 736, 740 (8th Cir.2002). In considering a motion to dismiss, the Court takes all allegations in the complaint as true and views the facts most favorably to the non-moving party. Wisdom v. First Midwest Bank of Poplar Bluff, 167 F.3d 402, 405 (8th Cir.1999).
*3 When a dispositive issue of law precludes a plaintiff from being entitled to relief regardless of the allegations of fact, the plaintiff might prove, Rule 12(b)(6) authorizes a court to dismiss that plaintiff's claims. Neitzke v. Williams 490 U.S. 319, 326-327, 109 S.Ct. 1827, 104 L.Ed.2d 338 (1989); Hishon v. King & Spalding, 467 U.S. 69, 73, 104 S.Ct. 2229, 81 L.Ed.2d 59 (1984). In order to streamline litigation and dispense with needless discovery and factfinding, courts are required to dismiss legal claims that are destined to fail regardless of whether they are nearly viable. Neitzke, 490 U.S. at 326-27 (stating “[n]othing in Rule 12(b)(6) confines its sweep to claims of law which are obviously insupportable.... [A] claim must be dismissed, without regard to whether it is based on an outlandish legal theory or on a close but ultimately unavailing one.”).
C. Discussion
I. Motions to Reconsider, Remand, and Strike
On January 31, 2008, Defendant removed this matter from Washington County, Arkansas Circuit Court pursuant to both the Class Action Fairness Act of 2005, 28 U.S.C. § 1332(d) and diversity of citizenship and supplemental jurisdiction, 28 U.S.C. §§ 1332(a), and 1367(a). Thereafter, Defendant filed a motion to transfer venue, and Plaintiff filed a motion to remand. On March 19, 2008, this Court allowed the Defendant to amend its notice of removal. Plaintiff subsequently filed a motion asking the Court to reconsider its order allowing the Defendant to amend its notice of removal.
An action filed in state court may be removed by the defendant to federal district court if the district court could have exercised original jurisdiction over the matter. 28 U.S.C. § 1441(a). Federal district courts have original jurisdiction over all civil actions where the matter in controversy exceeds the sum or value of $75,000, exclusive of interest and costs, and is between citizens of different states. 28 U.S.C. § 1332(a). Additionally, federal district courts have original jurisdiction of any civil action in which the amount in controversy exceeds $5,000,000, exclusive of interest and costs, and is a class action between citizens of different states. 28 U.S.C. § 1332(d). The claims of the individual class members of a class action shall be aggregated to determine whether the matter in controversy exceeds the sum or value of $5,000,000, exclusive of interest and costs. 28 U.S.C. § 1332(d)(2)(6).
A case must be remanded back to state court if at any time before judgment it appears that the district court lacks subject matter jurisdiction. 28 U.S.C. § 1447(c). The district court has subject matter jurisdiction in a diversity case when a fact finder could legally conclude, from the pleadings and proof adduced to the court before trial, that the damages that the plaintiff suffered are greater than $75,000.” Kopp v. Kopp, 280 F.3d 883, 886 (8th Cir.2002). A defendant who seeks to remove a case to federal court bears the burden of proving that the requirements for diversity jurisdiction have been met. Hatridge v. Aetna Casualty & Surety Co., 415 F.2d 809, 814-15 (8th Cir.1969). Where, as here, the complaint alleges no specific amount of damages or an amount under the jurisdictional minimum, the removing party must prove by a preponderance of the evidence that the amount in controversy exceeds $75,000. See Trimble v. Asarco, Inc., 232 F.3d 946, 959 (8th Cir.2000) (“[T]he party invoking federal jurisdiction must prove the requisite amount by a preponderance of the evidence.”). When a suit is commenced in state court there is a strong presumption that the plaintiff has not claimed an amount sufficient to establish federal jurisdiction. St. Paul Mercury Indem. Co. v. Red Cab Co., 303 U.S. 283, 290, 58 S.Ct. 586, 82 L.Ed. 845 (1938).
*4 Plaintiff contends that this case should be remanded to state court because Defendant had not established that the amount in controversy is $75,000, as required to support diversity jurisdiction for her individual claim, and that it is unknown at this time whether the amount in controversy for the entire class will exceed $5,000,000. Plaintiff also contends that the Court should not have allowed the Defendant to amend its notice of removal with a settlement letter. Plaintiff argues that the Court failed to allow her adequate time to respond to the Defendant's motion, pursuant to the Court's local rule 7.2(b). The Court will consider the Plaintiff's motion for reconsideration as her response to the Defendant's motion to amend its notice of removal.
In her motion for reconsideration, the Plaintiff contends that a settlement letter can not be used to establish the amount in controversy because settlement communications are privileged and the federal rules of evidence prohibit such use. Additionally, Plaintiff argues that she offered to settle for less than the amount required for diversity jurisdiction and that she does not demand more than that amount in her Complaint, and therefore, the Defendant has failed to prove the requisite amount in controversy. The settlement letter, which was sent to Defendant by Plaintiff's counsel, demands that Defendant pay Plaintiff $50,000 for her individual claim, and $5,000,000 for the class action claim, as well as $74,900 for Katherine Hanni, another passenger who has filed an identical claim in district court in California (“Hanni case”), and $5,000,000 for the class action claim in the Hanni case.
Plaintiff contends that settlement communications are privileged and that Rule 408 and Rule 403 of the Federal Rules of Evidence prohibit the use of settlement letters to establish the amount of a claim. Rule 408 states that a settlement offer is not admissible “to prove liability for or invalidity of a claim or its amount.” Several courts have concluded that Rule 408 does not prevent them from considering a settlement demand for purposes of assessing the amount in controversy. See Cohn v. Petsmart, Inc., 281 F.3d 837, 840 (9th Cir.2002); Rising-Moore v. Red Roof Inns, Inc., 435 F.3d 813, 816-17 (7th Cir.2006); and Vermande v. Hyundai Motor America, Inc., 352 F.Supp.2d 195, 199 (D.Conn.2004). We agree that Rule 408 does not prohibit the use of a settlement letter to establish the amount in controversy.
Plaintiff requests the court use its discretion under Rule 403 to prohibit the settlement letter as it is prejudicial evidence. Defendant contends that this argument has no merit because the letter is before the Court for the limited purpose of determining jurisdiction and not evidence. The Court agrees. The Plaintiff next argues that the settlement letter is privileged, and should not have been made public. The Court finds that the settlement letter may be privileged, but it can be used for the limited purpose of determining the amount in controversy. Accordingly, the Court has reconsidered its order of March 19, 2008, and concludes again that the Defendant may file an amended notice of removal.
*5 The Court now considers the Plaintiff's motion for remand. Plaintiff contends that her individual claim is less than the $75,000 necessary to establish diversity jurisdiction, and that it is unknown whether the class action claim will exceed $5,000,000, as required by the Class Action Fairness Act of 2005. Defendant alleges that the Plaintiff seeks damages in excess of the jurisdictional requirements, and asks the Court to consider the settlement offer sent by Plaintiff's counsel on March 3, 2008, as proof of such, as well as an affidavit filed by an experienced Fayetteville lawyer, who states in his professional opinion, that Plaintiff will incur up to $47,500 in prosecuting her alleged breach of contracts claims. The settlement letter proposes a tiered settlement for class members which would pay $10,000 for each passenger confined for 7 hours or more, and $2,000 for each passenger confined between 2 and 4 hours, and attorney fees of $250,000 or 10% of the total amount paid to plaintiffs.
Defendant contends that the settlement letter, included with its amended notice of removal, as well as the Plaintiff's demand for punitive damages and attorneys fees, is proof that the amount in controversy in this matter exceeds $75,000 and $5,000,000 for the respective claims. Plaintiff attempts to avoid diversity jurisdiction in this matter by stating in a post-complaint affidavit that she is “not seeking individual damages in this lawsuit in excess of $74,999 including attorney fees and punitive damages.” (Doc. 14-2 ¶ 5). However, it has long been recognized that, for purposes of establishing diversity jurisdiction, tortious injuries may be quantified as tantamount to damages amounts. The Court finds sufficient allegations in the Plaintiff's complaint to support a potential recovery exceeding $75,000 in this case.
Although Plaintiff initially claimed that the putative class included 12,000 passengers, her counsel now states that he believes that number to be excessive. Defendant argues that if one applies only the least costly tier of the proposed settlement, i.e., the $2,000 tier, to half of the 12,000 passengers the Complaint alleges were in the putative class, the amount in controversy is $12,000,000. Defendant contends that the Plaintiff's settlement demand for $5,000,000 for each of the two class action claims filed is proof that the amount in controversy exceeds $5,000,000. Plaintiff concedes that she does not have sufficient information at this stage in the proceeding to determine whether the amount in controversy exceeds $5,000,000 for the class action claim.
Defendant argues that the $5,000,000 settlement demand is not the amount in controversy, but rather the amount it would take to settle the case. In support, the Defendant refers to the settlement letter which provides: “settlement ... would relieve [Defendant] of the risk of a much larger jury award ...”. Defendant claims that statements made in the settlement letter demonstrate that the amount in controversy exceeds $75,000 and $5,000,000. Although the Eighth Circuit Court of Appeals stopped short of determining whether a post-complaint settlement offer alone was sufficient to establish the requisite amount in controversy, the Court did conclude that a letter was “further support for the valuation of the claims.” In re Minnesota Mut. Life Ins. Co. Sales Practice Litigation, 346 F.3d 830, 834-35 (8th Cir.2003). Accordingly, we find that a settlement letter can be considered for the limited purpose of determining the amount in controversy for jurisdictional purposes.
*6 Defendant contends that although Plaintiff does not allege a specific amount in controversy for the putative class she seeks to represent, one can ascertain an amount in controversy from Plaintiff's allegations in the Complaint and Affidavit filed in support of the motion to remand. Specifically, Defendant refers to Plaintiff's allegation that “each of the plaintiffs [meaning the putative class members] suffered individual damages sufficient to satisfy the jurisdictional requirements of the circuit court in Arkansas but insufficient to satisfy the jurisdictional requirements in federal diversity cases.” {Complain ¶ 68). Defendant contends that this allegation is proof that Plaintiff intends to place up to $74,999 in controversy for each plaintiff, and considering that the putative class could be as large as 12,000 plaintiffs, the amount in controversy for the putative class could be much higher than the $5,000,000 needed for federal jurisdiction. The Court finds that the Defendant has established that the amount in controversy is sufficient to establish jurisdiction in this Court in either an individual case or a class action.
The Court denies Defendant's motion to strike portions of the declarations of Catherine Ray and Paul Hudson. The Court did not rely on any improper or inadmissable evidence in deciding these motions.
II. Motion to Transfer Venue
On February 26, 2008, Defendant filed a motion asking the Court to transfer this case to the United States District Court for the Northern District of Texas pursuant to 28 U.S.C. § 1404(a). Section 1404(a) governs the ability of a federal district court to transfer a case to another district. This provision reads: “For the convenience of the parties and witnesses, in the interest of justice, a district court may transfer any civil action to any other district or division where it might have been brought.” 28 U.S.C. § 1404(a) (1994). The statutory language reveals three general categories of factors that courts must consider when deciding a motion to transfer: (1) the convenience of the parties, (2) the convenience of the witnesses, and (3) the interests of justice. Terra Intern., Inc. v. Mississippi Chemical Corp., 119 F.3d 688, 691 (8th Cir.1997). The Eighth Circuit has recognized that motions for transfer under 1404(a) “require a case-by-case evaluation of the particular circumstances at hand and a consideration of all relevant factors.” Id. at 691. Defendants bear the burden of proving the alternate forum is more convenient than the one chosen by the plaintiffs. Arkansas Right To Life State Political Action Committee v. Butler, 972 F.Supp. 1187, 1193 (W.D.Ark.1997). In doing so, defendants must overcome the general principle that the plaintiffs' choice of forum should be disturbed only if the balance of convenience strongly favors the defendant. Gulf Oil Corp. v. Gilbert, 330 U.S. 501, 508, 67 S.Ct. 839, 91 L.Ed. 1055, (1947).
Defendant contends that every section 1404(a) factor supports the transfer to the Northern District of Texas, except plaintiff's choice of forum, which it argues should be given little deference because this matter is a nationwide class action. Defendant argues that when a plaintiff volunteers to represent a class of plaintiffs who do not reside in the plaintiff's chosen forum, that plaintiff's choice of forum is given lesser weight. See Lou v. Belzberg, 834 F.2d 730, 739 (9th Cir.1987); and Jenkins v. H & R Block, Inc., No. 4:06-CV-00365-GTE, 2006 U.S. Dist. LEXIS 35112, 2006 WL 1408328 (E.D.Ark. May 17, 2006). Defendant contends that Plaintiff's choice of venue should be given little weight because very few of the passengers on her flight reside in Arkansas, and there is no connection between this forum and the events of which she complains.
*7 Defendant contends that Texas would be a more convenient forum for this matter because all of Plaintiff's claims arose in Texas, numerous witnesses reside in Texas, most of Defendant's documentary evidence is in Texas, and Texas law will govern Plaintiff's claims. Plaintiff responds that Arkansas is the more convenient forum, and argues that she entered into a contract with the Defendant in Arkansas, Defendant does business in Arkansas, the district court in Arkansas can apply Texas law, and the factors of section 1404 and plaintiff's choice of forum outweigh transfer to Texas. Plaintiff argues that a transfer to Texas is not more convenient for the parties as a whole, and would serve only to shift the inconvenience from the Defendant to the Plaintiff. She contends that this matter will require witnesses, from all over the United States, to travel, and that it will be easier and less expensive for them to travel to Fayetteville, Arkansas. Additionally, she argues that although the claim may have arose in Texas, most of the events did not occur there.
Plaintiff concedes that venue in Texas would be more convenient for the Defendant, since its headquarter is located there, but contends that the Court should not shift the convenience from the Plaintiff to the Defendant. Plaintiff claims that accessability of records is not a factor this Court should give much weight because modern communications, overnight delivery, and computers have made the transfer of records less difficult. Further, Plaintiff contends that Arkansas choice of law rules will apply even if the matter is transferred to Texas, so there is nothing to gain by transferring the matter. Plaintiffs' choice of forum is given “great weight” and should rarely be disturbed. Houk v. Kimberly-Clark Corp., 613 F.Supp. 923, 927 (W.D.Mo.1985); Arkansas-Best Freight System, Inc. v. Youngblood, 359 F.Supp. 1125, 1129 (W.D.Ark.1973). This is especially true where the plaintiff is a resident of the district in which suit was brought. Houk, 613 F.Supp. at 927. In the case at bar, Plaintiff chose to file in this district and she is a resident of this district. In view of the fact that venue is a procedural rule of convenience, the convenience of the aggrieved party should be first accommodated. Gardner Engineering Corp. v. Page Engineering Co., 484 F.2d 27 (8th Cir.1973).
After considering all the relevant factors, the Court finds that the Defendant has not met its burden of proof to justify a transfer of venue away from the Plaintiff's choice of forum and resident district. The Defendant has failed to demonstrate that this matter would be any more convenient for the parties and witnesses in the Northern District of Texas than in this district. Rather, it appears that a transfer of venue to Texas would only serve to shift certain conveniences to the Defendant. The parties and a majority of the witnesses will be required to travel regardless of whether the venue is in Dallas, Texas or Fayetteville, Arkansas. Although this matter may later be certified as a class action, the Court does not find that fact justifies a transfer to another district. The proposed class members reside in states across the country and will be required to travel to either venue. Additionally, the Court does not find the inaccessibility of records, or application of another state's substantive law require that this matter be transferred to another district. In considering the interests of justice, this Court finds that the Plaintiff's choice of forum is entitled to great weight, and that factors of judicial economy and mitigation of party expenses require that this matter not be transferred. Accordingly, the Defendant's motion to transfer venue is denied.
III. Motion to Dismiss
*8 Defendant contends that Plaintiff's claims should be dismissed because they are preempted by the Airline Deregulation Act (“ADA”), 47 U.S.C. § 41413(b)(1), and the Federal Aviation Act (“FAA”), and for failure to state a claim upon which relief can be granted.
A. Preemption
A fundamental principle of the Constitution is that Congress has the power to preempt state law. Crosby v. National Foreign Trade Council, 530 U.S. 363, 372, 120 S.Ct. 2288, 147 L.Ed.2d 352 (2000). Pursuant to the Supremacy Clause, state law that conflicts with federal law has no effect. Cipollone v. Liggett Group, Inc., 505 U.S. 504, 516, 112 S.Ct. 2608, 120 L.Ed.2d 407 (1992). The Supreme Court has held that federal preemption of state law can be either expressed or implied. Shaw v. Delta Airlines, Inc., 463 U.S. 85, 95, 103 S.Ct. 2890, 77 L.Ed.2d 490 (1983). It is well established that within Constitutional limits Congress may preempt state authority by so stating in express terms. Pacific Gas & Elec. Co. v. State Energy Resources Conservation & Dev. Comm., 461 U.S. 190, 203, 103 S.Ct. 1713, 75 L.Ed.2d 752 (1983). In the absence of an express congressional command, state law can be preempted impliedly. Cipollone, 505 U.S. at 516. There are two types of implied preemption, field preemption and conflict preemption. Crosby, 530 U.S. at 372.
There are three situations in which Courts will find a state law field-preempted. First, where “Congress' intent to supercede state law altogether may be found from a scheme of federal regulation so persuasive as to make reasonable the inference that Congress left no room to supplement it.” Pacific Gas & Elec. Co. v. State Energy Resources Conservation & Dev. Comm., 461 U.S. 190, 204, 103 S.Ct. 1713, 75 L.Ed.2d 752 (1983). Second, where “the Act of Congress [ ] touch[es] a field in which the federal interest is so dominant that the federal system [can] be assumed to preclude enforcement of state laws on the same subject.” Id. Lastly, where “the object sought to be obtained by the federal law and the character of the obligations imposed by it may reveal the same purpose.” Id. Even where Congress has not entirely displaced state regulation in a specific area, state law is preempted to the extent that it actually conflicts with federal law. Such a conflict arises when compliance with both federal and state regulations is a physical impossibility, or where state law stands as an obstacle to the accomplishment and execution of the full purposes and objectives of Congress. Id.
In determining whether a state action is preempted by federal law, a Court must first look at Congress' intent. Allis-Chalmers Corp. v. Lueck, 471 U.S. 202, 209, 105 S.Ct. 1904, 85 L.Ed.2d 206 (1985). The purpose of Congress is the ultimate touchstone. Id. To discern Congress' intent we examine the explicit statutory language and the structure and purpose of the statute. Gade v. National Solid Wastes Management Association, 505 U.S. 88, 101, 112 S.Ct. 2374, 120 L.Ed.2d 73 (1992).
1. Airline Deregulation Act of 1978
Defendant contends that Plaintiff's causes of action are expressly preempted by the Airline Deregulation Act of 1978, which prohibits states from enacting or enforcing a law, regulation, or other provision having the force and effect of law related to a price, route, or service of an air carrier1. 49 U.S.C. § 41713(b)(1). The Supreme Court has interpreted the phrase “related to” as preempting all state laws having a connection with or reference to airline rates, routes, or services. Morales v. Trans World Airlines, Inc., 504 U.S. 374, 378-79, 112 S.Ct. 2031, 119 L.Ed.2d 157 (1992). However, neither the Supreme Court nor the Eighth Circuit have interpreted the term “services” in the context of the ADA. In Botz v. Omni Air International, 286 F.3d 488, 495 (8th Cir.2002), the Eighth Circuit noted that the circuits were split regarding the definition of “service”, but did not settle on a definition. Botz, a flight attendant, was terminated for refusing a flight assignment she believed violated federal safety regulations. Id. at 490. The Eighth Circuit held that Botz's claims under the Minnesota Whistle Blower statute were preempted by the ADA because the enforcement of the statute would authorize a flight attendant to refuse assignments and protect her when she does. Id. at 495. The Court held that such protections “have a forbidden connection with an air carrier's service under any reasonable interpretation of Congress' use of the word ‘service.’ “ Id., citing Charas v. Trans World Airlines, 160 F.3d 1259, 1265-66 (9th Cir.1998). Although the Court did not define the term “service”, it did note that “it is apparent from the preemption provision's plain language that it has a broad preemptive effect on state law claims involving air-carrier prices, routes, or services.” Botz, 286 F.3d at 494.
*9 The Third and Ninth Circuits have interpreted “service” as “the prices, schedules, origins, and destinations of the point-to-point transportation of passengers, cargo, or mail,” but not the “provision of in-flight beverages, personal assistance to passengers, the handling of luggage, and similar amenities.” Charas, 160 F.3d at 1261; and Taj Mahal Travel, Inc. v. Delta Airlines, Inc., 164 F.3d 186, 194 (3rd Cir.1998). The Fourth, Fifth, Seventh, and Eleventh Circuits have interpreted “service” more broadly to include boarding procedures. See Branche v. Airtran Airways, Inc., 342 F.3d 1248, 1257-59 (11th Cir.2003) (stating that “services” includes “the physical transportation of passengers ... and the incidents of that transportation over which air carriers compete”); Smith v. Comair, Inc., 134 F.3d 254, 259 (4th Cir.1998) (“Undoubtedly, boarding procedures are a service rendered by an airline.”); Hodges v. Delta Airlines, Inc., 44 F.3d 334, 336 (5th Cir.1995) (defining service as contractual features of air transportation, including “ticketing, boarding procedures, provision of food and drink, and baggage handling, in addition to the transportation itself”); Travel All Over The World, Inc. v. Kingdom of Saudi Arabia, 73 F.3d 1423, 1433 (7th Cir.1996) (adopting definition set forth in Hodges ).
In Rowe v. New Hampshire Motor Transport Association, --- U.S. ----, 128 S.Ct. 989, 169 L.Ed.2d 933, (2008), the Supreme Court interpreted the scope of a preemption provision related to the deregulation of trucking, which was modeled after the ADA's preemption provision. The Court held that federal law preempts a state law that “forbids licensed tobacco retailers to employ a ‘delivery service’ unless that service follows particular delivery procedures.” Id. at 995. The state regulation required tobacco retailers to utilize a delivery service which provides a special recipient-verification service to ensure that tobacco is not getting into the hands of minors. Id. at 993-94. The Court in Rowe held that the state statute was preempted because it would require carriers “to offer tobacco delivery services that differ significantly from those that, in the absence of the regulation, the market might dictate.” Id. at 996. The Supreme Court's holding in Rowe appears to interpret the term “service” to extend beyond prices, schedules, origins, and destinations.
However, this case and Charas are distinguishable from Rowe in that they both involve injured passengers seeking compensation for past tortious conduct, while Rowe involved a challenge to a state statute which created an affirmative requirement on the part of the carrier. An affirmative regulation which restricts a carrier's business functions would likely result in a “direct substitution of [the state's] governmental commands for competitive market forces.” Rowe, 128 S.Ct. at 995. However, allowing an individual to recover for injuries tortiously caused by a carrier does not create any such regulation.
*10 Defendant contends that Plaintiff's state law causes of action for false imprisonment, intentional infliction of emotional distress, negligence, breach of contract, and fraud are preempted by the ADA. Plaintiff responds that Congress did not intend to prohibit the use of state tort law to provide remedies to passengers faced with situations similar to those Plaintiff faced as Defendant's passenger. In Morales, the Supreme Court described Congress' goal in enacting the ADA as an effort to promote “maximum reliance on competitive market forces” that would further “efficiency, innovation, and low prices” as well as “variety [and] quality ... of air transportation services.” 504 U.S., at 378. In support of its limited definition of “service”, the Ninth Circuit concluded in Charas,
“when Congress enacted federal economic deregulation of the airlines, it intended to insulate the industry from possible state economic regulation as well. It intended to encourage the forces of competition. It did not intend to immunize the airlines from liability for personal injuries caused by their tortious conduct.”
160 F.3d at 1266. The Ninth Circuit reasoned that “[t]o interpret ‘service’ more broadly is to ignore the context of its use; and, it effectively would result in the preemption of virtually everything an airline does. It seems clear to us that this is not what Congress intended.” Id. We agree with the reasoning of the Ninth Circuit and we do not believe that Congress intended to preempt all state claims for tortious acts of air carriers.2
Accordingly, we find that Plaintiff's claims, which are not controlled by specific regulations, are not preempted by the ADA. Plaintiff's claims involving compensation for lodging, meals, ground transportation and other expenses are preempted. The Department of Transportation has implemented regulations which require air carriers to compensate passengers when flights are overbooked, but it has not extended such protection for weather related cancellations. Finally, Plaintiff's breach of contract claims which allege a breach of the implied covenant of good faith and fair dealing based on Defendant's Customer Service Plan and Conditions of Carriage are preempted. The Supreme Court has held that the ADA “confines courts, in breach-of-contract actions, to the parties' bargain, with no enlargement or enhancement based on state laws or policies external to the agreement.” American Airlines, Inc., v. Wolens, 513 U.S. 219, 233, 115 S.Ct. 817, 130 L.Ed.2d 715 (1995).
2. Federal Aviation Act of 1958
Defendant next contends that Plaintiff's claims are field-preempted by the Federal Aviation Act of 1958, codified at 49 U.S.C. §§ 40101, and its implementation of Federal Aviation Regulations (“FARs”), which preempt the field of passenger health and safety on commercial aircraft. The FAA was enacted in response to “a series of fatal air crashes between civil and military aircraft operating under separate flight rules.” United States v. Christensen, 419 F.2d 1401, 1404 (9th Cir.1969). Congress's purpose in enacting the FAA was “to promote safety in aviation and thereby protect the lives of persons who travel on board aircraft.” In re Mexico City Aircrash of October 31, 1979, 708 F.2d 400, 406 (9th Cir.1983). Defendant contends that Plaintiff is trying “to utilize state law to impose standards on air carriers that would establish new legal requirements for health and safety services for passengers during lengthy diversions and delays of flights.” (Doc. 8 at 24). Plaintiff's claims which are based on Defendant's decision to re-route her flight due to safety concerns and the Federal Aviation Administration's decision to shut down the DFW airport for bad weather are preempted by the FAA. The Court finds that these decisions are directly related to safety issues currently regulated by the FAA. However, the Court concludes Plaintiff's claims which are based on Defendant's actions after the flight was diverted and on the ground in Austin are not preempted. The Defendant alleges that the Department of Transportation is currently considering whether additional regulation is necessary in this field. While the Court applauds the Department of Transportation's concern, we find that there are currently no regulations in place which address the health and safety of air carrier passengers during lengthy delays on the ground, and the Plaintiff's claims based on such are not preempted.
B. Failure to State a Claim
*11 Alternatively, Defendant contends that Plaintiff's claims should be dismissed for failure to state a claim. A complaint must contain a short and plain statement of the claim showing that the pleader is entitled to relief. Fed.R.Civ.P. 8(a). Dismissal under Rule 12(b)(6) is only appropriate when the complaint does not give the defendant fair notice of a legally cognizable claim and the grounds on which it rests. See Bell Atl. Corp. v. Twombly, ---U.S. ----, ----, 127 S.Ct. 1955, 1964, 167 L.Ed.2d 929 (2007). Plaintiff plead her claims under Arkansas law. However, Defendant argues that Texas law should apply to Plaintiff's claims. For purposes of this motion, the Court will consider both State's laws.
1. False Imprisonment
Pursuant to either Arkansas or Texas law, false imprisonment consists of the “intentional confinement of a person, without consent or lawful privilege.” See Dick v. State, 364 Ark. 133, 141, 217 S.W.3d 778 (Ark.2005); and Wal-Mart Stores, Inc. v. Rodriquez, 92 S.W.2d 502, 506 (Tex.2002). Defendant contends that Plaintiff has failed to allege facts from which it could be determined that (1) she validly withdrew her consent to remain on the aircraft, (2) a duty arose on Defendant's part to release her, or (3) that Defendant lacked federal legal authority over its aircraft and those on board until the flight crew opened the passenger door of the aircraft, released the fasten safety belt warnings, and notified passengers that it was safe to deplane. Plaintiff alleges that “with the exception of a few passengers whose destination was Austin”, Defendant “refused to permit passengers to exit the aircraft even though buses and available gates at the terminal were available” to them. (Complaint ¶ 19). Further, Plaintiff alleges that Defendant misrepresented the reasons for confining the passengers on the plane. (Complaint ¶ 27). Considering all allegations in the complaint as true and viewing the facts most favorably to the Plaintiff, the Court finds that the Plaintiff has offered sufficient proof at this stage in the proceeding to support a claim for false imprisonment. Accordingly, the Defendant's motion to dismiss the false imprisonment claim is denied.
2. Intentional Infliction of Emotional Distress/Outrage
Pursuant to either Texas or Arkansas law, to prove a claim for intentional infliction of emotional distress or outrage, a plaintiff must establish that: (1) the defendant acted intentionally or recklessly; (2) the defendant's conduct was extreme and outrageous; (3) the defendant's actions caused the plaintiff emotional distress; and (4) the resulting emotional distress was severe. See Key v. Coryell, 86 Ark.App. 334, 336, 185 S.W.3d 98 (Ark.App.2004); and Hoffman-La Roche, Inc. v. Zeltwanger, 144 S.W.3d 438, 445 (Tex.2004). The conduct must be so extreme as to be “beyond all possible bounds of decency, and utterly intolerable in a civilized community,” Id., and the distress so severe “that no reasonable person could be expected to endure it.” Id. The Court finds that Plaintiff has alleged facts sufficient to support a claim for intentional infliction of emotional distress or outrage at this stage in the proceeding. Although Plaintiff alleges that Defendant initially re-routed her flight in response to inclement weather, and that many other flights were similarly disrupted, she argues that the long delay on the ground could have been avoided. Under these circumstances, a jury could find that the Defendant's actions are so extreme and outrageous as to be “beyond all possible bounds of decency, and utterly intolerable in a civilized community.” Accordingly, Defendant's motion to dismiss the Plaintiff's intentional infliction of emotional distress or outrage claim is denied.
3. Negligence
*12 Under Texas law, if a defendant's conduct violates a contractual duty, rather than a duty independently imposed by law, there is no negligence claim. See DeWitt County Elec. Cooperative, Inc. v. Parks, 1 S.W.3d 96, 105 (Tex.1999) (a contract which “spells out the parties' respective rights,” governs any dispute, not common-law negligence). Under Arkansas law, “if the facts warrant, a party to a contract may sue on an independent tort claim, but may not transform a breach of contract action into a tort claim by alleging the breach was motivated by malice. The breach itself is simply not a tort.” Quinn Companies, Inc. v. Herring-Marathon Group, Inc., 299 Ark. 431, 432, 773 S.W.2d 94 (Ark.1989). “Legitimate tort claims can arise out of contractual relationships in some situations; however, unless the conduct involves a foreseeable, unreasonable risk of harm to the plaintiff's interests, a breach of contract is generally not treated as a tort if it consists merely of a failure to act (nonfeasance).” Lehman Properties, Ltd. Partnership v. BB & B Const. Co., Inc., 81 Ark.App. 104, 110, 98 S.W.3d 470 (Ark.App.2003). In Arkansas, the essential elements of a cause of action for negligence are that the plaintiff show a duty owed and a duty breached, and that the defendant's negligence was a proximate cause of the plaintiff's damages. See Wagner v. Gen. Motors Corp., 370 Ark. 268, 271 (Ark.2007).
Defendant argues that Plaintiff's negligence claims are identical to her breach of contract claims, and that she fails to identify any duty owed to her by Defendant, independent of the duties set forth in Defendant's Conditions of Carriage. However, Arkansas courts have permitted tort claims based on contractual duties “when the misconduct involves a foreseeable, unreasonable risk of harm to the plaintiff's interests.” Westark Specialities, Inc. v. Stouffer Family Ltd., Partnership, 310 Ark. 225, 233, 836 S.W.2d 354 (Ark.1992). Plaintiff alleges that Defendant owed her and other passengers a duty of due care to use best efforts to bring passengers safely to their destinations, to plan for weather related disturbances in its flight operations, and to refrain from mistreatment of them with unjustified involuntary confinement, deprivation of passengers' baggage and stranding in remote locations. Plaintiff further alleges that Defendant breached those duties and that its negligence was the proximate cause of damage and losses to her. The Court finds that Plaintiff has plead allegations sufficient to support a negligence claim under Arkansas law, and that it was foreseeable that Defendant's conduct could have resulted in an unreasonable risk of harm to the plaintiff's interests. Accordingly, the Defendant's motion to dismiss the Plaintiff's claim for negligence is denied.
4. Breach of Contract
Defendant contends that Plaintiff's breach of contract claim, based on Defendant's Customer Service Plan and Conditions of Carriage, should be dismissed because it fails as a matter of law. Defendant argues that Plaintiff's reliance on it's Customer Service Plan is misplaced because the plan expressly states that it “does not create contractual or legal rights.” (Doc. 8-2 at 67). The Court agrees. Additionally, Defendant contends that the claim based on Defendant's Conditions of Carriage fails because all of the damages she alleges are expressly excluded by the document's terms. Defendant argues that it does not guarantee its schedule and expressly disclaims any liability for delays as a result of bad weather. Plaintiff responds that her complaint “provides sufficient notice of the alleged breaches,” but agrees to “provide Defendant with a more definite statement setting forth further details [of] the breaches of contract [claim].” (Doc. 25 at 28). The Court finds that the Plaintiff's complaint fails to allege sufficient facts regarding Defendant's failure to comply with specific terms of the Conditions of Carriage, and therefore does not state a claim for breach of contract. Accordingly, the Defendant's motion to dismiss the Plaintiff's breach of contract claim is granted with prejudice.
5. Fraud
*13 Defendant contends that Plaintiff's fraud claim is not plead with sufficient particularity and should be dismissed. “In all averments of fraud or mistake, the circumstances constituting fraud or mistake shall be stated with particularity.” Fed.R.Civ.P. 9(b). This particularity requirement demands a higher degree of notice than that required for other claims. U.S. ex rel. Costner v. U.S., 317 F.3d 883, 888 (8th Cir.2003). ‘Circumstances' include such matters as the time, place and contents of false representations, as well as the identity of the person making the misrepresentation and what was obtained or given up thereby.” Bennett v. Berg, 685 F.2d 1053, 1062 (8th Cir.1982). Allegations of fraud must be “specific enough to give defendants notice of the particular misconduct which is alleged to constitute the fraud charged so that they can defend against the charge and not just deny that they have done anything wrong.” Costner, 317 F.3d at 889.
Plaintiff contends that she has sufficiently plead allegations of fraud to support her claim. The complaint alleges that Defendant knowingly deceived Plaintiff with false statements and misrepresentations and concealment of material information in relation to the reasons for the confinement, diversions, and schedule changes, and that Defendant had a special relationship with the Plaintiff as it possessed all relevant information and power over the person and baggage of its passengers, that Defendant had a duty to disclose material information related to its delays and diversion, which it failed to do, and that Plaintiff relied to her detriment on the false and deceptive statement of Defendant, and suffered damages thereby. (Complaint ¶¶ 60-65).
Under either Texas or Arkansas law, to establish fraud, five elements must be proven: (1) a false representation of a material fact; (2) knowledge that the representation is false or that there is insufficient evidence upon which to make the representation; (3) intent to induce action or inaction in reliance upon the representation; (4) justifiable reliance on the representation; and (5) damage suffered as a result of the reliance. See Riley v. Hoisington, 80 Ark.App. 346, 351, 96 S.W.3d 743 (Ark.App.2003); and Clardy Mfg. Co. v. Marine Midland Business Loans, Inc., 88 F.3d 347, 359 (5th Cir.1996). Additionally, Texas law requires that Plaintiff demonstrate that she relied on the representations to her detriment. See Sanchez v. Liggett & Myers, Inc., 187 F.3d 486, 493 (5th Cir.1999).
As the basis for her claim, Plaintiff alleges that Defendant “falsely assert [ed] to passengers and the public that aircraft were not able to take off due to weather or congestion” (Complaint ¶¶ 27 & 63). However, Plaintiff fails to identify who made this statement, how she intends to prove that the statement was false when it was made, or how she relied on the representation. The Court finds that Plaintiff has failed to sufficiently state a claim for fraud. Accordingly, the Defendant's motion to dismiss the Plaintiff's fraud claim is granted with prejudice.
C. Conclusion
*14 For the foregoing reasons, Plaintiff's Motion for Reconsideration is DENIED; Defendant's Motion to Strike is DENIED; Plaintiff's Motion to Remand is DENIED; Defendant's Motion to Transfer Venue is DENIED; and Defendant's Motion to Dismiss is GRANTED in part and DENIED in part. In her response to the motion to dismiss, Plaintiff states that she wishes to add additional claims to her Complaint. Pursuant to Federal Rule of Civil Procedure 15(a)(1)(A), a plaintiff may amend his complaint once as of right at any time before he has been served with a “responsive pleading.” Defendant has not filed an Answer to the Complaint, and its Motion to Dismiss is not a “responsive pleading” under Rule 15. See Winfrey v. Brewer, 570 F.2d 761, 764 (8th Cir.1978) (“A motion to dismiss is not a ‘responsive pleading’ for purposes of [Rule 15].”) However, Plaintiff has already amended her Complaint once, and therefore, must seek leave of the Court to amend it again. The Court finds that justice requires that Plaintiff be given leave to file a Second Amended Complaint to remedy any defects in her pleading and include any additional claims.
IT IS SO ORDERED.

All Citations

Not Reported in F.Supp.2d, 2008 WL 2323923

Footnotes

1
Initially, the ADA's preemption provision was codified at 49 U.S.C.App. § 1305(a)(1) and read in pertinent part as follows: “[N]o State or political subdivision thereof and no interstate agency or other political agency of two or more States shall enact or enforce any law, rule, regulation, standard, or other provision having the force and effect of law relating to rates, routes, or services of any air carrier....”
2
Defendant's position would appear to be the same if the Plaintiff was kept on the plane for eleven (11) days instead of eleven (11) hours.

2.2.10 Deprogramming Hypo 2.2.10 Deprogramming Hypo

Is there liability for false imprisonment on the following facts? Is the best argument for the defendants in this case a legal argument or something else?
At the time of the events in question, Susan Jungclaus Peterson was 21 years old. For most of her life, she lived with her family on a farm near Bird Island, Minnesota. In 1973, she graduated with honors from high school, ranking second in her class. She matriculated that fall at Moorhead State College. A dean's list student during her first year, her academic performance declined and her interests narrowed after she joined the local chapter of a group organized internationally and identified locally as The Way of Minnesota, Inc.
The operation of The Way is predicated on the fund-raising activities of its members. The Way's fund-raising strategy centers upon the sale of pre-recorded learning programs. Members are instructed to elicit the interest of a group of ten or twelve people and then play for them, at a charge of $85 per participant, a taped introductory course produced by The Way International. Advanced tape courses are then offered to the participants at additional cost, and training sessions are conducted to more fully acquaint recruits with the orientation of the group and the obligations of membership. Recruits must contribute a minimum of 10 percent of their earnings to the organization; *127 to meet the tithe, student members are expected to obtain part-time employment. Members are also required to purchase books and other materials published by the ministry, and are encouraged to make larger financial contributions and to engage in more sustained efforts at solicitation.
By the end of her freshman year, Susan was devoting many hours to The Way, listening to instructional tapes, soliciting new members and assisting in training sessions. As her sophomore year began, Susan committed herself significantly, selling the car her father had given her and working part-time as a waitress to finance her contributions to The Way. Susan spent the following summer in South Dakota, living in conditions described as appalling and overcrowded, while recruiting, raising money and conducting training sessions for The Way.
As her junior year in college drew to a close, the Jungclauses grew increasingly alarmed by the personality changes they witnessed in their daughter; overly tired, unusually pale, distraught and irritable, she exhibited an increasing alienation from family, diminished interest in education and decline in academic performance. The Jungclauses, versed in the literature of youth cults and based on conversations with former members of The Way, concluded that through a calculated process of manipulation and exploitation Susan had been reduced to a condition of psychological bondage.
On May 24, 1976, defendant Norman Jungclaus, father of plaintiff, arrived at Moorhead to pick up Susan following the end of the third college quarter. Instead of returning to their family home, defendant drove with Susan to Minneapolis to the home of Veronica Morgel. Entering the home of Mrs. Morgel, Susan was greeted by Kathy Mills and several young people who wished to discuss Susan's involvement in the ministry. Each of those present had been in some way touched by the cult phenomenon. Kathy Mills, the leader of the group, had treated a number of former cult members, including Veronica Morgel's son. It was Kathy Mills a self-styled professional deprogrammer, to whom the Jungclauses turned, and intermittently for the next sixteen days, it was in the home of Veronica Morgel that Susan stayed.
The avowed purpose of deprogramming is to break the hold of the cult over the individual through reason and confrontation. Initially, Susan was unwilling to discuss her involvement; she lay curled in a fetal position, in the downstairs bedroom where she first stayed, plugging her ears and crying while her father pleaded with her to listen to what was being said. This behavior persisted for two days during which she intermittently engaged in conversation, at one point screaming hysterically and flailing at her father. But by Wednesday Susan's demeanor had changed completely; she was friendly and vivacious and that night slept in an upstairs bedroom. Susan spent all day Thursday reading and conversing with her father and on Saturday night went roller-skating. On Sunday she played softball at a nearby park, afterwards enjoying a picnic lunch. The next week Susan spent in Columbus, Ohio, flying there with a former cult member who had shared with her the experiences of the previous week. While in Columbus, she spoke every day by telephone to her fiance who, playing tapes and songs from the ministry's headquarters in Minneapolis, begged that she return to the fold. Susan expressed the desire to extricate her fiance from the dominion of the cult.
Susan returned to Minneapolis on June 9. Unable to arrange a controlled meeting so that Susan could see her fiance outside the presence of other members of the ministry, her parents asked that she sign an agreement releasing them from liability for their past weeks' actions. Refusing to do so, Susan stepped outside the Morgel residence with the puppy she had purchased in Ohio, motioned to a passing police car and shortly thereafter was reunited with her fiance in the Minneapolis headquarters of The Way.

 

Peterson v. Sorlien, 299 N.W.2d 123, 126–27 (Minn. 1980)

2.3 Intentional Infliction of Emotional Distress 2.3 Intentional Infliction of Emotional Distress

2.3.1 Womack v. Eldridge ("The Distressing Allegation Case") 2.3.1 Womack v. Eldridge ("The Distressing Allegation Case")

What are the elements of the tort of intentional infliction of emotional distress (IIED)? What makes this intentional tort similar to other intentional torts?

Richmond

Danny Lee Womack v. Rosalie Eldridge.

December 2, 1974.

Record No. 730653.

Present, All the Justices.

William M. McClenny (McClemiy Associates, on brief), for plaintiff in error.

Wm. Rosenberger, Jr. (Richard E. Spies, on brief), for defendant in error.

I’Anson, C.J. delivered the opinion of the court.

Plaintiff, Danny Lee Womack, instituted this action against the defendant, Rosalie Eldridge, to recover compensatory and punitive damages for mental shock and distress allegedly caused by the defendant’s willful, wanton, malicious, fraudulent and deceitful acts and conduct toward him. The question of punitive damages was stricken by the trial court and the jury returned a verdict for the plaintiff in the amount of $45,000. The trial court set aside the verdict non obstante veredicto on the ground that there could be no recovery for emotional distress in the absence *339of “physical damage or other bodily harm.” We granted plaintiff a writ of error. Defendant did not assign cross-error, although the record shows she excepted to many rulings in the court below and several of them are relied upon in her brief and argument before us.

Plaintiff assigned numerous errors, but the controlling question is whether one who by extreme and outrageous conduct intentionally or recklessly causes severe emotional distress to another is subject to liability for such emotional distress absent any bodily injury.

The evidence shows that defendant had been engaged in the business of investigating cases for attorneys for many years. She was employed by Richard E. Seifert and his attorney to obtain a photograph of the plaintiff to be used as evidence in the trial of Seifert, who was charged with sexually molesting two young boys. On May 27, 1970, about 8 a.m., defendant went to plaintiffs home and upon gaining admittance told him that she was a Mrs. Jackson from the newspaper and that she was writing an article on Skateland. Defendant asked plaintiff, who was a coach at Skateland, if she could take a picture of him for publication with the article, and he readily consented.

Shortly thereafter defendant delivered the photograph to Seifert’s counsel while he was representing Seifert at his preliminary hearing. Seifert’s counsel showed plaintiff’s photograph to the two young boys and asked if he was the one who molested them. When they replied that he was not, counsel withdrew the photograph and put it in his briefcase. However, the Commonwealth’s Attorney then asked to see the photograph and requested additional information about the person shown in it. Defendant was then called to the stand and she supplied the plaintiff’s name and address. Plaintiff’s photograph in no way resembled Seifert, and the only excuse given by defendant for taking plaintiff’s picture was that he was at Skateland when Seifert was arrested. However, the offenses alleged against Seifert did not occur at Skateland.

The Commonwealth’s Attorney then directed a detective to go to plaintiff’s home and bring him to court. The detective told plaintiff that his photograph had been presented in court; that the Commonwealth’s Attorney wanted him to appear at the proceedings; and that he could either appear voluntarily then or he would be summoned. Plaintiff agreed to go voluntarily. When *340called as a witness, plaintiff testified as to the circumstances under which defendant had obtained his photograph. He also said that he had not molested any children and that he knew nothing about the charges against Seifert.

A police officer questioned plaintiff several times thereafter. Plaintiff was also summoned to appear as a witness before the grand jury but he was not called. However, he was summoned to appear several times at Seifert’s trial in the circuit court because of continuances of the cases.

Plaintiff testified that he suffered great shock, distress and nervousness because of defendant’s fraud and deceit and her wanton, willful and malicious conduct in obtaining his photograph and turning it over to Seifert’s attorney to be used in court. He suffered great anxiety as to what people would think of him and feared that he would be accused of molesting the boys. He had been unable to sleep while the matter was being investigated. While testifying in the instant case he became emotional and incoherent. Plaintiff’s wife also testified that her husband experienced great shock and mental depression from the involvement.

The precise issue presented on this appeal has not been decided by this court.

In the recent case of Hughes v. Moore, 214 Va. 27, 31, 197 S.E.2d 214, 219 (1973), where we also clarified Bowles v. May, 159 Va. 419, 437-38, 166 S.E. 550, 557 (1932), we held that when conduct is merely negligent, not willful, wanton or vindictive, and physical impact is lacking, there can be no recovery for emotional disturbance alone. However, where emotional disturbance is accompanied by physical injury there may be a recovery for negligent conduct, notwithstanding the lack of physical impact, provided the injured party proves by clear and convincing evidence a causal connection between the negligent act, the emotional disturbance and the physical injury.

We have also said that a recovery is permitted for mental distress and physical injuries unaccompanied by actual physical contact where the injuries were caused by a willful, intentional tort. Moore v. Jefferson Hospital, Inc., 208 Va. 438, 441, 158 S.E.2d 124, 127 (1967).

The case of Awtrey v. Norfolk & W. Ry. Co., 121 Va. 284, 93 S.E. 570 (1917), relied upon by the defendant, is distinguishable on the facts from the present case. There, liability was based on *341a negligent wrongful act; here, liability is based on willful, wanton, fraudulent and deceitful conduct.

Courts from other jurisdictions are not in accord on whether there can be a recovery for emotional distress unaccompanied by physical injury. However, most of the courts which have been presented with the question in recent years have held that there may be a recovery against one who by his extreme and outrageous conduct intentionally or recklessly causes another severe emotional distress.1 Annot., 64 A.L.R.2d 100, § 8 at 120, and the many cases there cited.

The Restatement (Second) of Torts, § 46 at 71, provides:

“(1) One who by extreme and outrageous conduct intentionally or recklessly causes severe emotional distress to another is subject to liability for such emotional distress, and if bodily harm to the other results from it, for such bodily harm.”

In comment (i) to the Restatement it is expressly stated that this rule also covers a situation where the actor knows that distress is certain, or substantially certain, to result from his conduct.

A great majority of cases allowing recovery for such a cause of action do so when the act was intentional and the wrongdoer desired the emotional distress or knew or should have known that it would likely result. Aetna Life Insurance Co. v. Burton, 104 Ind.App. 576, 580, 12 N.E.2d 360, 362 (1938); Kirksey v. Jernigan, 45 So.2d 188, 189 (Fla. 1950); Boyle v. Chandler, 33 Del. 323, 329, 138 A. 273, 276 (1927); Samms v. Eccles, 11 Utah 2d 289, 293, 358 P.2d 344, 346-47 (1961); Prosser on Torts, “Infliction of Mental Distress,” § 12 at 60 (4th ed. 1971).

In Samms, the Supreme Court of Utah aptly stated:

“. . . [T]he best considered view recognizes an action for severe emotional distress, though not accompanied by bodily impact or physical injury, where the defendant intentionally engaged in some conduct toward the plaintiff, (a) with the purpose of inflicting emotional distress, or, (b) where any reasonable person would have known that such would result; and his actions are of such a nature as to be considered outrageous and intolerable in that they offend against the *342generally accepted standards of decency and morality.” (Footnote omitted; emphasis added.) 11 Utah 2d at 293, 358 P.2d at 346-47.

We adopt the view that a cause of action will lie for emotional distress, unaccompanied by physical injury, provided four elements are shown: One, the wrongdoer’s conduct was intentional or reckless. This element is satisfied where the wrongdoer had the specific purpose of inflicting emotional distress or where he intended his specific conduct and knew or should have known that emotional distress would likely result. Two, the conduct was outrageous and intolerable in that it offends against the generally accepted standards of decency and morality. This requirement is aimed at limiting frivolous suits and avoiding litigation in situations where only bad manners and mere hurt feelings are involved. Three, there was a causal connection between the wrongdoer’s conduct and the emotional distress. Four, the emotional distress was severe.

“It is for the court to determine, in the first instance, whether the defendant’s conduct may reasonably be regarded as so extreme and outrageous as to permit recovery, or whether it is necessarily so. Where reasonable men may differ, it is for the jury, subject to the control of the court, to determine whether, in the particular case, the conduct has been sufficiently extreme and outrageous to result in liability.” Restatement (Second) of Torts, supra, at 77.

In the case at bar, reasonable men may disagree as to whether defendant’s conduct was extreme and outrageous and whether plaintiff’s emotional distress was severe. Thus, the questions presented were for a jury to determine. A jury could conclude from the evidence presented that defendant willfully, recklessly, intentionally and deceitfully obtained plaintiff’s photograph for the purpose of permitting her employers to use it as a defense in a criminal case without considering the effect it would have on the plaintiff. There is nothing in the evidence that even suggests that plaintiff may have been involved in the child molesting cases. The record shows that the only possible excuse for involving the plaintiff was that Seifert was arrested at the place where plaintiff was employed. A reasonable person would or should have recognized the likelihood of the serious mental distress that would be caused in involving an innocent person in child molesting cases. If the two boys had hesitated in answering *343that the man in the photograph was not the one who had molested them, it is evident that the finger of suspicion would have been pointed at the plaintiff.

Defendant contended in her brief, and in oral argument before us, that the trial court erred in granting instruction 1-A in that it was contradictory and misled the jury; that the amount of damages fixed by the jury was excessive; and that the action of the Commonwealth’s Attorney in causing plaintiff’s name to be revealed was an intervening cause which absolved her of any liability.

We will not consider those contentions because defendant did not assign cross-error. Beasley v. Barnes, 201 Va. 593, 598, 113 S.E.2d 62, 65 (1960); Blue Ridge Poultry and Egg Co., Inc. v. Clark, 211 Va. 139, 141, 176 S.E.2d 323, 325 (1970); Rule 5:7, Rules of Court.

For the reasons stated, the judgment of the court below is reversed, the jury verdict reinstated, and final judgment hereby entered for the plaintiff.

Judgment reversed, jury verdict reinstated, and final judgment.

2.4 Trespass 2.4 Trespass

2.4.1 to Land 2.4.1 to Land

2.4.1.1 Restatement Sec. 158, on Trespass to Land 2.4.1.1 Restatement Sec. 158, on Trespass to Land

One is subject to liability to another for trespass, irrespective of whether he thereby causes harm to any legally protected interest of the other, if he intentionally
  • (a) enters land in the possession of the other, or causes a thing or a third person to do so, or
  • (b) remains on the land, or
  • (c) fails to remove from the land a thing which he is under a duty to remove.

Restatement (Second) of Torts § 158 (1965)

2.4.1.2 Longenecker v. Zimmerman ("The Tree Surgery Case") 2.4.1.2 Longenecker v. Zimmerman ("The Tree Surgery Case")

Can a defendant defend against a trespass claim by arguing that no damage was done to the plaintiff's property? Or, how is trespass like battery in being a "touching" of land?

No. 39,030

Matilda S. Longenecker, Appellant, v. Mrs. H. Wade Zimmerman, Appellee.

(267 P. 2d 543)

Opinion filed March 6, 1954.

A. B. Mitchell, of Lawrence, argued the cause, and was on the briefs for the appellant.

Howard E. Payne, of Olathe, and Bernard L. Trott, of Kansas City, Mo., argued the cause, and Oscar S. Brewer, of Kansas City, Mo., was with them on the briefs for the appellee.

*720The opinion of the court was delivered by

Wertz, J.:

This was an action to recover damages for an alleged trespass. Plaintiff (appellant) in her petition alleged she was the owner of certain described real estate, and defendant (appellee), without her permission hired and caused the Arborfield Tree Surgery Company, its agents and employees, to go upon her property and top off, injure and in effect destroy three cedar trees of the válue of $150 each, which trees were growing upon plaintiff’s property and were both shade and ornamental in their presence. Plaintiff further stated she was entitled under the provisions of G. S. 1949, 21-2435, to recover from the defendant by reason of the matters hereinbefore set out three times the value of the plaintiff’s property thus injured and destroyed. Defendant answered by way of a general denial.

Plaintiff’s evidence disclosed that she and defendant owned adjoining residences and were neighbors for about five years. On September 8, 1950, defendant without her permission employed a tree surgery company to go upon plaintiff’s property and top three cedar trees. The trees were located some two or three feet north of plaintiff’s south boundary line. The trees before being topped were twenty to twenty-five feet high, and were as she wanted them on her property. About ten feet were cut off the tops of the trees, and from such topping the trees would never grow any higher, and she didn’t want them to stop growing. Cedars are not pruned from the top, but are feathered and shaped and not cropped. She considered the trees were, in effect, destroyed by improper pruning. She attached a sentimental value to them as they stood; they served a special purpose, were both shade and ornamental trees and were worth $150 to $200 each.

Defendant’s evidence was to the effect that the trees, prior to the time they were topped, seemed to be dying out at the top and they also contained bagworms; that two or three feet were taken out of the top of one tree and about a foot or so out of the other two; that the work done was beneficial to the trees and that they were not injured. The work consisted of cutting out dead branches and cleaning out bagworms. One of defendant’s expert witnesses testified on direct examination that the cutting away of dead wood tyould not injure the physical condition of the tree. • However, on cross-examination he testified that if the top is taken out, it is the ambition of every bud on the tree to try to take the place of the *721terminal bud which has been sacrificed, but the trunk itself is no longer going to grow in height. Defendant stated that she was mistaken as to the boundary line and believed the trees were on her property.

The case was submitted to a jury which returned a general verdict for the defendant. Plaintiff’s motion for a new trial was overruled and the court rendered judgment against plaintiff from which she appeals.

At the outset it may be stated that defendant admits the trespass upon plaintiff’s property. The determinative question on this appeal is whether the trial court erred in refusing plaintiff’s requested instruction to the effect that defendant had admitted the trespass upon plaintiff’s property by topping the three cedar trees and, therefore, she was liable to the plaintiff in damages. In lieu of this requested instruction, the court gave the following instruction:

“You are instructed that the motive of the defendant is not material, and is not necessary that the defendant be acting with malice or wrongful intent in order for plaintiff to recover damages to her trees, if any.
“The plaintiff is entitled to have her trees in such shape, condition and state of growth as she desires to have them, irrespective of the thoughts and wishes of others, and free from molestation by others.
“The defendant has admitted that she had plaintiff’s trees topped and therefore she has admitted the trespass and is liable in damages for such sum, if any, as you find from a preponderance of the evidence plaintiff has sustained.
“In arriving at the value of said trees you may, if you find from a preponderance of the evidence they have been damaged, injured or destroyed, and should take into consideration the cost of replacement and also the sentimental and utility value of the trees.” (Italics supplied.)

From every direct invasion of the person or property of another, the law infers some damage, without proof of actual injury. In an action of trespass the plaintiff is always entitled to at least nominal damages, even though he was actually benefited by the act of the defendant. (52 Am. Jur. 872, 873, Trespass, §47; 63 C. J. 1035, § 225.) Since from every unauthorized entry into the close of another, the law infers some damage, nominal damages are recoverable therefor even though no substantial damages result and none are proved. In Craig v. St. Louis-S. F. Rly. Co., 120 Kan. 105, 106, 242 Pac. 117, it was said:

“For present purposes it may be said that an invasion of a legally protected interest imports injury, and injury is redressed by damages. Quantum of damages depends on extent of injury caused by the invasion. If nothing but the invasion appears, the injury is technical, and is compensated by nominal damages.”

*722In Hefley v. Baker, 19 Kan. 9, it was said:

“An action in the nature of trespass quare clausum fregit may be maintained against a mere wrongdoer, by any person in the possession of the land upon which the trespass is committed, without any reference to who owns the land; and the plaintiff may in such a case recover for whatever loss he sustains, and if no actual loss is shown, he may then recover nominal damages.” (Syl. f 1.)

It is apparent the trial court erred in including the italicized portion in the mentioned instruction, thereby submitting the question to the jury whether plaintiff had suffered any damage by reason of the unlawful trespass, when in fact the jury should have been instructed that damages, in some amount, resulted as a matter of law.

Defendant admits that she committed a technical trespass upon the land of the plaintiff, but contends that had plaintiff chosen to do so, she could have sued defendant at common law for that trespass, and recovered judgment for nominal damages at the direction of the court, and in that event defendant would have had no defense and could have been so punished, no matter how innocent her intent, or that she had actually benefited the property of plaintiff. Defendant further contends that plaintiff’s petition failed to allege a cause of action at common law for trespass but seeks to recover damages under G. S. 1949, 21-2435, which statute reads:

“If any person shall cut down, injure or destroy or carry away any tree placed or growing for use, shade or ornament, . . . being or growing on the land of any other person; . . . the party so offending shall pay to the party injured treble the value of the thing so injured, . . . with costs, and shall be deemed guilty of a misdemeanor, and shall be subject to a fine not exceeding five hundred dollars.”

We find no merit in defendant’s contention on this point. The petition alleges the facts constituting trespass at common law, that is, that the plaintiff was the owner of certain property and that the defendant without permission or other just cause hired third persons to go upon a portion of plaintiff’s property and top, injure and, in effect, destroy three cedar trees, each of the value of $150, and then sought to invoke the penalty statute, G. S. 1949, 21-2435, to recover treble the damages sustained. Inherent in the statute is trespass. The statute is not applicable unless a trespass has been committed, and then only to certain kinds of trespass, one of which covers the facts involved in this action. Therefore, it follows that under the allegations of the petition for common law damages, no election between common law damages or statutory treble damages was necessary or proper. (Wright v. Brown, 5 Kan. 600.) It cannot be *723said that the erroneous instruction given by the trial court was not prejudicial to the rights of plaintiff. The judgment of the trial court is reversed and the cause is remanded with instructions to grant the plaintiff a new trial.

It is so ordered.

2.4.1.3 Hawke v. Maus ("The Runaway Tractor Case") 2.4.1.3 Hawke v. Maus ("The Runaway Tractor Case")

Is the rule for trespass as simple as: "Trespass is when A is on the land of B"? What does A's state of mind have to be with regard to the action that put him on B's land?

Hawke et al. v. Maus.

[No. 20,363.

Filed May 31, 1967.

Rehearing denied July 5, 1967.

Transfer denied October 31, 1967.]

*127 Daniel J. Gamble and Ellis & Gamble, of Kokomo, for appellant.

James A. Berkshire, and Keith & Berkshire, of Peru, for appellee.

Faulconer, J.

Appellee brought this civil action against appellants for damages to real estate resulting from a collision of appellant’s (Associated Truck Lines, Inc.) truck with the trees of appellee, and based upon the alleged trespass of appellants to the realty of appellee.

Appellee alleged that he was the owner and in possession of certain real estate on the southwest corner of the intersection of State Highway 16 and United States Highway 31 in Miami County, Indiana, and that there were growing on said real estate three Maple trees; that a 1963 tractor truck being driven by defendant-appellant’s agent, Gerald S. Hawke, “wrongfully came upon the Plaintiff’s [appellee’s] said real estate and collided with Plaintiff’s said maple trees, completely destroying one maple tree and breaking limbs from the other two, tore up the grass and soil and otherwise injured and damaged said real estate.” Appellee alleged damages and demanded judgment in the sum of $1,000.

Appellants’ demurrer for want of sufficient facts was overruled, after which appellants filed their answer in general denial. Trial was to the court without a jury, and judgment entered for appellee.

Appellants’ motion for new trial specified that the decision of the court is not sustained by sufficient evidence and is contrary to law; and that the court erred in sustaining ob*128jections to certain questions propounded by appellants, and in overruling defendants-appellants’ motion for finding at the close of plaintiff-appellee’s evidence and in overruling defendants-appellants’ motion for leave to amend their answer by filing a second paragraph.

The overruling of appellants’ motion for new trial is the sole error assigned on appeal.

The question to which objections were made and sustained would have elicited testimony to the effect that appellant-Associated’s truck, while proceeding south on United States Highway 31 through the intersection with State Road 16, was struck by an automobile proceeding west on State Road 16, which automobile had run a red light, knocking the left front wheel loose and breaking the axle of appellant’s truck, thus causing appellant-Hawke to lose control of the truck whereby it entered upon appellee’s real estate. Such questions would have further elicited testimony that appellant-Hawke had no control over said truck after the impact, that he had no intention of entering appellee’s real estate, nor was such entry his voluntary act.

No issue is here presented concerning ownership, agency or amount of damage since all were stipulated at the trial.

“The most important of the trespass rules to survive was that which imposed liability for invasions of property which were neither intended nor negligent. The defendant was not liable so long as he had done no voluntary act, as where he was carried onto the plaintiff’s land by others against his will.” (Emphasis supplied.) Prosser, Torts, § 13, p. 63 (3d Ed. 1964).
“So long as the invasion was due to any kind of volitional act on the part of the actor, there was a wrong, and if the damage was direct, trespass was the appropriate action. If, hoioever, there loas no act of volition by the actor, he was not liable, as where one is cast on another’s land by third persons." (Emphasis supplied.) 1 Harper & James, The Law of Torts (1956), § 1.3, p. 10.
*129“The early English common law seems to have imposed liability upon one whose act directly brought about an invasion of land in the possession of another, irrespective of whether the invasion was intended, was the result of reckless or negligent conduct, or occurred in the course of an abnormally dangerous activity, or was a pure accident, and irrespective of whether harm of any sort resulted to any interest of the possessor. All that seems to have been required was that the actor should have done an act which in fact caused the entry. At the present time, however, except in the case of one carrying on an abnormally dangerous activity, an unintentional and non-negligent entry or remaining on land in the possession of another or causing a third person or thing so to enter or remain is not a trespass on land and imposes no liability upon him.” 1 Restatement, Second, Torts, § 166, Comment (b), p. 804 (1965).

It is true that in an action of trespass the intention of the defendant in making the entry or intrusion is immaterial. This proposition is strongly urged by appellee who cites two Indiana cases as authority. There are many decisions in Indiana setting forth this cardinal principle of trespass. However, a careful reading of these decisions will disclose that in each the entry was based upon a voluntary act of the defendant. This distinction is best described by the scholars.

“In order to be liable for a trespass on land under the rule stated in § 158, it is necessary only that the actor intentionally be upon any part of the land in question. It is not necessary that he intend to invade the possessor’s interest in the exclusive possession of his land and, therefore, that he know his entry to be an intrusion.” 1 Restatement, Second, Torts, §164, Comment (a), p. 296 (1965).
“The intention which is required to make the actor liable under the rule stated in this Section is an intention to enter upon the particular piece of land in question, irrespective of whether the actor knows or should know that he is not entitled to enter.” 1 Restatement, Second, Torts, § 163, Comment (b), p. 294 (1965) ; 1 Restatement, Second Torts, § 158, p. 277 (1965).
“Although it is not necessary that the trespasser intend to commit a trespass or even that he know that his act will *130constitute a trespass, it is required for trespass that there be an intentional act and an intent to do the very act which results in the trespass.” 87 C. J. S., Trespass, § 5, p. 960; Edgarton v. H. P. Welch Co. (1947), 321 Mass. 603, 74 N. E. 2d 674, 679-680, 174 A. L. R. 462; Wood v. United Air Lines, Inc. (1961), 223 N. Y. S. 2d 692, 694, 32 Misc. 2d 955; Phillips v. Sun Oil Co. (1954), 307 N. Y. 328, 121 N. E. 2d 249, 250, 251; Socony-Vacuum Oil Co. v. Bailey (1952), 109 N. Y. S. 2d 799, 801, 202 Misc. 364; United Electric Light Co. v. Deliso Constr. Co. (1943), 315 Mass. 313, 52 N. E. 2d 553, 556.
“[T]he driver of an automobile who suddenly loses control of his car because he is seized with a heart attack, a stroke, a fainting spell, ... is not liable unless he knew that he was likely to become ill ... , in which case he is to be found negligent in driving the car at all. The same conclusions are reached when the defendant’s car is struck by another vehicle and thrown out of control, . . .” Prosser, Torts, § 29, pp. 143-44 (3d Ed. 1964).

The question we are called upon to decide in this cause is whether the evidence in the record before us is admissible under the general denial and, if not, whether the trial court was in error in refusing to allow appellants to file their written second paragraph of answer at the close of plaintiff’s (appellee’s) case.

Rule 1-3, Rules of the Supreme Court of Indiana, 1964 Revision, provides, in pertinent part, that a “party answering or replying to a pleading shall state, without enlargement or elaboration, that he (1) admits, (2) denies, or (3) is without information. ... New matter shall be confined to an affirmative paragraph . . . and shall not be commingled with the statement that the pleader admits, denies or is without information. . . . All defenses shall be provable under a specific denial or statement of no information, which were heretofore available under an ansioer or reply in general denial.” (Emphasis supplied.)

*131 *130Evidence of license or justification is admissible only by special answer. Chase v. Long, et al. (1873), 44 Ind. 427, *131428; Johnson v. Cuddington and Others (1871), 35 Ind. 43. 1 Lowe’s Revision, Works’ Ind. Pract., § 15.64, p. 626.

“Defenses admissible under the general denial are those which deny that there ever was a cause of action. Those which admit that it once existed, but seek to avoid it by showing subsequent or other matter, must be specially pleaded. . . .
“The defendant, under the general denial, is not confined to mere negative proof in denial of the facts stated in the complaint, but he may give evidence of independent facts inconsistent therewith which tend to meet and break down the cause of action stated in the complaint. If, however, these facts are such as admit a cause of action once existing, and avoid it, then they must be specially set up.” Crum et al. v. Yundt (1895), 12 Ind. App. 308, 311, 40 N. E. 79. See also: Interstate Public Service Co. v. Weiss, Admr. (1935), 208 Ind. 122, 127, 193 N. E. 226; Jeffersonville Water Supply Company v. Riter, et al. (1897), 146 Ind. 521, 526, 45 N. E. 697; National Live Stock Ins. Co. v. Owens (1916), 63 Ind. App. 70, 74, 113 N. E. 1024. 23 I. L. E., Pleading, § 58, p. 294.
“[E]very fact which the plaintiff, in the first instance, is under the necessity of proving to sustain his action, or every matter of fact which must or may be alleged in a good complaint, is the proper subject of denial; but that all other matters, that is to say, matters which do not go merely to controvert a fact, or the facts in the complaint, must be set up affirmatively in the answer.” National Live Stock Ins. Co. v. Owens, supra (1916), 63 Ind. App. 70, at page 74, 113 N. E. 1024.

In an action of trespass guare clausum fregit, it is necessary for the plaintiff to prove only that he was in possession of the land and that the defendant entered thereon without right, such proof entitling the plaintiff to nominal damages without proof of injury, and upon additional proof of injury to products of the soil, the plaintiff is entitled to compensatory damages. Indiana Pipe Line Co. v. Christensen (1919), 188 Ind. 400, 407, 123 N. E. 789.

*132 *131Appellants argue that since their excluded evidence would show that appellant-Hawke entered appellee’s property *132through no fault on his part and that he had no intent to so enter and did no voluntary act which would cause or result in such entry, such evidence, going to defeat the cause of action, was admissible under the general denial. Appellee contends such evidence goes only to proof of a justification and, therefore, must be pleaded by special answer. We can see the merit of these contentions. Without specifically deciding the issue as to the admissibility of such evidence under the general denial, we are of the opinion that justice in this cause woud be better served by allowing appellants to file their second paragraph of answer.

Whether or not appellants’ evidence which they would introduce under the second paragraph of answer would have been sufficient to defeat appellee’s cause of action is, of course, not for us to determine, but justice, in our opinion, requires their opportunity to do so. It was brought out at oral argument that appellants did not become aware of the court’s attitude concerning admissibility of such evidence under the general denial until the close of appellee’s case and the denial of appellants’ motion for a directed verdict. Therefore, in our opinion the facts and circumstances of this case warrant a reversal for failure to allow appellants to file their second paragraph of answer.

The trial judge has great discretion in granting or denying amendments to pleadings after the issues are closed and such action will be reversed only upon a clear showing of an abuse of this discretion. Oppenheimer et al. v. Craft (1961), 132 Ind. App. 452, 459, 175 N. E. 2d 715, (Transfer denied) ; Frankfort, etc. Ins. Co. v. Lafayette Tel. Co. (1923), 79 Ind. App. 663, 666, 129 N. E. 329, (Transfer denied). 2 I. L. E., Appeals, § 553, pp. 466-67; 2 Lowe’s Revision, Works’ Ind. Pract., § 21.2, p. 76.

Appellee argues on appeal that although appellants’ tendered second paragraph of answer was in writing their motion to amend was oral, thus violating Rule 1-2A, Rules *133of the Supreme Court of Indiana. It is true that Rule 1-2A, supra, requires such motions to be in writing, however, in the case of Wolf, etc. et al. v. Lang Tr., Inc. (1965), 136 Ind. App. 571, at page 574, 203 N. E. 2d 308, 309, 310, 4 Ind. Dec. 394, 397, Judge Hunter, speaking for this court, stated:

“The appellants cannot predicate any error on the ground that the motion was oral. . . . Appellants’ objection at said time was not premised on appellee’s failure to comply with Supreme Court Rule 1-2A, supra. ... To present a question for review upon the ground that some procedure in the trial court is objectionable, appellant must make timely objection at the trial court level.”
The basic rule that a party, on appeal, is confined to the specific objection made in the trial court is well-settled in Indiana. Tompkins v. Smith (1952), 122 Ind. App. 502, 518, 106 N. E. 2d 487.

The record discloses no such objection made by appellee in the trial court.

Also, appellee’s evidence discloses testimony of the involvement of “another car”; an “accident” at an intersection; that appellant-Hawke was on U. S. Highway 31, “a preferential highway”; that 27 feet of skid marks were created by the truck “in an attempt ... to avoid a collision”; and that the front axle of the truck was seen on appellee’s property, detached from the truck. All of this evidence was admitted without objection, most of it on cross-examination of plaintiff-appellee’s witnesses. It was all introduced prior to the excluded evidence tendered by defendants-appellants, assigned as separate error and discussed above. AppellantHawke testified that he was “involved in an automobile collision”; and that he “did not intend to steer his truck upon the property of Mr. Maus, the plaintiff [appellee].”

*134 *133In our opinion appellants could reasonably believe during the presentation of plaintiff-appellee’s case that all evidence *134of the previous accident would be admissible under the general denial upon which theory they were proceeding. Considering that these facts are before us for the first time, both concerning the validity of the cause of action as well as the manner of proof, and further considering the confused state one finds the decisions applying the general rules of pleading in Indiana, we are of the opinion that appellants should have been allowed to file such answer, and that such refusal by the trial court was, under the facts and circumstances of this cause, an abuse of discretion.

In Watson v. Adams (1904), 32 Ind. App. 281, at page 286, 69 N. E. 696, this court said:

“The proposition that a license can not be given in evidence under the general denial is so firmly settled as to need no citation of authority to sustain it. Boltz v. Smith, 3 Ind. App. 43; Chase v. Long, 44 Ind. 427; Snowden v. Wilas, 19 Ind. 10, 81 Am. Dec. 370. In the case at bar evidence of the transaction and the license had been introduced by both parties to the action, without objection. As held in numerous cases, the filing of additional pleadings is largely within the discretion of the trial court; but when the justice of the case clearly requires that leave should be granted, it is error to refuse. Chicago, etc. R. Co. v. Jones, 103 Ind. 386, [6 N. E. 8] ; Fargo v. Cutshaw, 12 Ind. App. 392, [39 N. E. 532]. The additional paragraph of answer could not have prejudiced the rights of appellee. But if it had been to the disadvantage of appellee, the court would doubtless, upon proper application, have set aside the submission, and continued the cause at appellant’s costs.”

In Inter-State Motor Freight System v. Morgan (1943), 46 N. E. 2d 707, at page 710, this court stated:

“ [I] t is apparent to us, and it must have been equally apparent to the trial court, that a refusal to permit the appellant to file additional pleadings would deprive him of a defense he claimed to have and the entire subject matter of the action, as it then existed, would not be brought fully before the court. . . .
“Notwithstanding the general rule that the filing of additional pleadings is very much within the discretion of the trial court, the exercise of such discretion may be reviewed *135and will be disapproved when it appears that substantial injustice has resulted therefrom.”

The opinion from which the above quotation is taken was later recalled and a new opinion affirming the judgment of the trial court was filed on the ground that the bill of exception was not properly made a part of the record. (See: Inter-State Motor Freight System v. Morgan (1943), 113 Ind. App. 374, 47 N. E. 2d 326.) However, the above quoted part of the original opinion expresses our opinion in the cause presently before us.

Cause reversed with instructions to grant appellants’ motion for new trial.

Carson, P. J., Cooper and Prime, JJ. concur.

Note. — Reported in 226 N. E. 2d 713.

2.4.1.4 Amphitheaters, Inc. v. Portland Meadows ("The Full Moonlight Case") 2.4.1.4 Amphitheaters, Inc. v. Portland Meadows ("The Full Moonlight Case")

What is the relationship between nuisance and trespass? What distinguishes them and where does the casting of light fall in this regard?

Argued May 6;

affirmed October 19, 1948

AMPHITHEATERS, INC. v. PORTLAND MEADOWS, a Corporation

198 P. (2d) 847

*338 James Arthur Powers, of Portland, and Byron C. Congdon, of Seattle, Washington, argued thé cause for appellant. With them on the brief was Kenneth Kraemer, of Portland.

Vern Dusenbery, of Portland, argued the cause for respondents. On the brief were Crum, Dusenbery and Martin, of Portland.

Before Rossman, Chief Justice, and Lusk,' Kelly, Bailey and Brand, Justices.

BRAND, J.

At the trial, evidence to the following effect was introduced. During the summer of 1945 the defendant commenced arrangements for the purchase of land and the construction thereon of a. one-mile race track. On 25 August, 1945, an option for the purchase of 21 acres of the required land was secured from H.'M. Seivert who is one of the promoters of the theater project and is the owner of the land on which the theater is situated. On 15 October, 1945, defendant applied for a license to *339operate a race meet to be held in May, 1946, and the license was issued. In October and early November, 1945, extensive newspaper publicity was given to the race track project, featuring the fact that the property would be lighted for night racing. On 15 October, 1945, a contractor was employed to plan and construct the race track and the facilities incidental thereto. Grading was commenced in November and the work was continued until the project was completed on 14 September, 1946.

During the fall of 1945 the land on which the plaintiff’s theater is located was being prepared and equipped for night auto racing by Northwest Sports, Inc.y an activity which, like that of defendant, would have involved the use of flood lights. On 29 November, 1945, a lease agreement was executed between Northwest Sports, Inc. and the promoters of the plaintiff corporation, entitling the lessees and their assignee, Amphitheaters, Inc., to construct and operate a drive-in outdoor motion picture theater upon the property adjoining the race track of defendants. But the lease provided. that the operation of the theater must not interfere with' the operations of the same property for auto racing. Plans for the construction of the theater were turned over in March, 1946, and construction was commenced in May or June of that year. At least some of the promoters of the theater project knew that the race track was to be lighted for night racing, though they may not have known the volume or extent of the proposed lighting.

The outdoor theater was completed and commenced operating on 31 August, 1946. The race track was completed and the first races held fifteen days later. The plaintiff invested $135,000 in the construction of *340the outdoor theater and sums greatly in excess of that amount were expended by the defendant in the development of the race track and facilities. The lighting facilities alone involved an investment by the defendant of $100,000. The two tracts operated by plaintiff and defendant respectively are located just north of the city limits of Portland, Oregon. They adjoin and lie between two arterial highways, Denver Avenue and Union Avenue. The defendant’s track consists of a mile-long oval extending in a general northerly and southerly direction. The auto race track which encloses the plaintiff’s moving picture amphitheater lies between Union Avenue and the Northeast curve of the defendant’s oval track. Union Avenue • runs in a northwesterly direction along and parallel to the plaintiff’s property of which it forms the northeasterly boundary. The theater screen, approximately 40 feet high and 50 feet wide, is backed up against the westerly line of Union Avenue and faces slightly south of west and directly toward the defendant’s race track. At the trial a photograph showing the relative positions of the two properties and the nature of the adjacent territory was offered in evidence by the plaintiff and received without objection. It fairly represents the true situation. It is reproduced as a part of this opinion to illustrate the facts giving rise to our problem. The picture was taken from a point on defendant’s property. The northeasterly portion of defendant’s oval track appears in the foreground. The camera was aimed directly at the screen of plaintiff’s theater. Par better than words, the picture indicates the character of the area in which the two properties are located.

In installing outdoor moving picture theaters, it is necessary to protect the premises from outside light *341interference. For that purpose the plaintiff constructed wing fences for a considerable distance on each side of the screen and along the westerly line of Union Avenue for the purpose of shutting off the light from the cars traveling on that arterial highway. It was also necessary to construct a shadow box extending on both sides and above the screen for the purpose of excluding the light from the moon and stars. The testimony indicates that the construction of the shadow box was necessary if a good picture was to be presented on the screen. The extreme delicacy of plaintiff’s operation and the susceptibility of outdoor moving pictures to light in any form was conclusively established by the evidence.

In order to illuminate the defendant’s track for night horse racing, approximately 350 1500-watt lights are mounted in clusters on 80-foot poles placed at intervals of approximately 250 feet around the track. The flood lights are in general, directed at the track, but there is substantial evidence to the effect that reflected light “spills” over onto the plaintiff’s premises and has a serious effect on the quality of pictures shown on the screen. The nearest cluster of lights on the defendant’s track is 832 feet distant from the plaintiff’s screen. The light from the defendant’s track not only impairs the quality of the pictures exhibited by the plaintiff, but there is also substantial evidence that plaintiffs have suffered financial loss as the result of the illumination of which they complain. On one occasion at least, plaintiffs felt themselves required to refund admission fees to their patrons on account of the poor quality of the picture exhibited. The evidence discloses that the light from the defendant’s race track when measured at plaintiff’s screen is approximately that of full moonlight.

*342

*343Upon the opening of the racing season in September, 1946, the plaintiff immediately complained to the defendant concerning the detrimental effect of defendant’s lights, and shortly thereafter suit was filed. In the fall of 1946 the defendant, while denying liability, nevertheless made substantial efforts to protect the plaintiff from the effect of defendant’s lights. One hundred hoods were installed on the lights, and particular attention was given to those nearest to the plaintiff’s property. In 1947, and prior to the spring racing season, which was to last 25 days, thirty louvers were also installed for the purpose of further confining the light to the defendant’s property. These efforts materially reduced, but did not eliminate the conditions of which plaintiff complains.

Plaintiff contends that the defendant, by casting light equivalent to that of a full moon upon plaintiff’s screen has committed a trespass upon real property and error is assigned by reason of the failure of the court to submit to the jury the question of trespass. While the dividing line between trespass and nuisance is not always a sharp one, we think it clear that the case at bar is governed by the law of nuisance and not by the law of trespass. Under our decisions every unauthorized entry upon land of another, although without damage, constitutes actionable trespass. Kesterson v. California-Oregon Power Co., 114 Or. 22, 228 P. 1092; Huber v. Portland Gas & Coke Co., 128 Or. 363, 274 P. 509; 52 Am. Jur., Trespass, § 47, p. 872; Restatement of the Law of Torts, Vol. 1, § 158, p. 359. The mere suggestion that the casting of light upon the premises of a plaintiff would render a defendant liable without proof of any actual damage, carries its own refutation. Actions for damages on account of smoke-, *344noxious odors and the like have been universally classified as falling within the law of nuisance. In fact, casés of this type are described in the Restatement of the Law as “non trespassory” invasions. Restatement of the Law of Torts, Vol. 4, Ch. 40, p. 214, et seq.

Many of the cases on which plaintiff relies in support of its theory of trespass involve the flight of airplanes at low level over plaintiffs ’ land. The modern law with reference to trespass by airplanes has developed under the influence of ancient rules concerning the nature of property. Ownership of lands, it has been said, “includes, not only the face of the earth, but everything under it or over it, and has in its legal signification an indefinite extent upward and downward, giving rise to the maxim, Cujus est solum ejus est usque ad coelum”. 50 C. J. 752, Property, § 24. Harmonizing the ancient rule with the necessities of modern life, the Restatement of the Law declares that one who.intentionally and without a privilege enters land, is a trespasser. Restatement of the Law of Torts, Vol..1, § 158, p. 359. Air travel over a plaintiff’s land is still .recognized as trespass prima facie imposing liability but the rights of airplane travel are established or recognized by the doctrine of privilege. Restatement of the Law of Torts, §§ 158, 159, 194.

In support of its theory of trespass, the plaintiff cites Swetland v. Curtiss Airports Corporation, 55 F. (2d) 201, 83 A. L. R. 319; United States v. Causby, 328 U. S. 256, 90 L. ed. 1206; and Guith v. Consumers Power Co., 36 F. Supp. 21. They are all cases which involve the flight of airplanes and which reflect the influence of the ancient rules of ownership ad coelum as modified by the rules of privilege set forth in the Restatement. The historical background of these cases dis*345tinguishes them from the non trespassory cases which are controlled by the law of nuisance. Portsmouth Harbor Land & Hotel Co. v. United States, 260 U. S. 327, 67 L. Ed. 287, was similar in principle to the Causby case, supra. The case involved a taking by the United States by means of the continuous firing of artillery over the petitioners’ land. We need not argue the distinction between a cannon ball and a ray of light. Upon this issue plaintiff also cites National Refining Co. v. Batte, 135 Miss. 819, 100 So. 388, 35 A. L. R. 91, and The Shelburns, Inc. v. Crossan Corporation, 95 N. J. Eq. 188, 122 Atl. 749, both of which cases involve the shedding of light upon defendant’s property, but both were decided upon the theory of nuisance and not of trespass. They will be considered later. We have considered the other cases cited in support of the theory of trespass and find them not in point.

As its second assignment, the plaintiff asserts that the trial court erred in failing to submit the case to the jury on the theory of nuisance.

This is a case of first impression. It differs in essential particulars from any case which has received consideration by this court. The nuisance cases appearing in our reports fall into four easily recognizable classes: (1) Cases involving harm to human comfort, safety or health by reason of the maintenance by a defendant upon his land of noxious or dangerous instrumentalities causing damage to the plaintiff in respect to legally protected interests of the plaintiff in his land. (2) Cases involving illegal or immoral practices, most of them being public as distinct from private nuisances. They relate to bawdy houses, gambling, abortions, lotteries, illegal possession of liquor, and acts outraging public decency. (3) Cases *346involving obstructions to streets, public ways, common rights, access to property and the like. (4) Cases involving damage to the land itself, as by flooding. The cases, with the exception of those falling in the first class, bear no resemblance to the one at bar, and require no further comment.

As falling within the first class, we find the following Oregon cases: Fleischner v. Citizens’ Real Estate Investment Co., 25 Or. 119, 35 P. 174, (filth and sewage seepage on adjacent property); Portland v. Cook, 48 Or. 550, 87 P. 772, (slaughter house); Ulmen v. Town of Mt. Angel, 57 Or. 547, 112 P. 529, (pollution of adjacent surface water); Borne v. Wilson-Case Lumber Co., 58 Or. 48, 113 P. 52, (ashes and cinders); Templeton v. Williams, 59 Or. 160, 116 P. 1062, (noxious odors and'-flies from barn); Smith v. Silverton, 71 Or. 379, 142 P. 609, (stream pollution); Dibert v. Giebisch, 74 Or. 64, 144 P. 1184, (dynamite); Porges v. Jacobs, 75 Or. 488, 147 P. 396, (livery stable); Phipps v. Rogue River Canal Co., 80 Or. 175, 156 P. 794, (stagnant water dangerous to health); Adams v. Clover Hill Farms, 86 Or. 140, 167 P. 1015, (noxious odors); Wilson v. City of Portland, 153 Or. 679, 58 P. (2d) 257, (foul odors); Adams v. City of Toledo, 163 Or. 185, 96 P. (2d) 1078, (fire); Lindley v. Hyland et al., 173 Or. 93, 144 P. (2d) 295, (smoke and cinders) ; Arneil v. Schnitzer, 173 Or. 179, 144 P. (2d) 707, (fire); Kramer v. Sweet, 179 Or. 324, 169 P. (2d) 892, (slaughter house).

The cases listed in the first class are the only ones which bear any faint resemblance to the case at bar. Examination of those cases will disclose that no Oregon decision has ever held that the casting of light in- any quantity or form upon the land of another gives rise to a cause of action upon any legal theory. If. the cases *347involving smoke, noxious odors, flies and disease germs are claimed to be analogous to the case at bar, it must be answered that in every case the activity or thing which has been held to be a nuisance has been something which was, 1, inherently harmful, and 2, an unreasonable and substantial interference with the ordinary use or enjoyment of property. No one can contend that light is inherently harmful to persons in the ordinary enjoyment of property.

Since there is no Oregon precedent to support plaintiff’s contention, we must go back to fundamental principles. Plaintiff relies upon the general definition of a nuisance as set forth in Adams v. City of Toledo, supra, and State ex rel Rudd v. Ringold, 102 Or. 401, 202 P. 734. A private nuisance is defined as “anything done to the hurt, annoyance or detriment of the lands or hereditaments of another, and not amounting to a trespass”. Definitions in such general terms are of no practical assistance to the court.

“It has been said that the term ‘nuisance’ is incapable of an exact and exhaustive definition which will fit all cases, because the controlling facts are seldom alike, and each case stands on its own footing. * * * ” 39 Am. Jur., § 2, p. 281.

This court has repeatedly quoted the ancient maxim, Sic utere tuo ut alienum non laedas. Templeton v. Williams; Bourne v. Wilson-Case Lumber Co.; Portland v. Cook, all supra. In this connection we quote the words of Lord Esher in Yarmouth v. France, 19 Q. B. D. 647, 653, 17 E. R. C. 217, as follows:

“I need hardly repeat that I detest the attempt to fetter the law by maxims. They are almost invariably misleading; they are for the most part so large and general in their language that they *348always include something which really is not intended to be included in them.”

And to this we add the crisp comment of Justice Holmes:

“Decisions * * * often are presented as hollow deductions from empty general propositions like sic utere tuo ut alienum non laedas, which teaches nothing but a benevolent yearning.” 8 Harv. L. Rev. 3.
See also, Jeremiah Smith, Reasonable Use of One’s Own Property As a Justification for Damage to a Neighbor, 17 Col. L. Rev. 383.

The statement of Addison, Torts, 8th Ed. 66, that “The due regulation and subordination of conflicting rights constitute the chief part of the science of law” is peculiarly applicable in the field of private nuisance, for the rights of neither party in the use and enjoyment of their respective properties are absolute.

“What is a reasonable use and whether a particular use is a nuisance cannot be determined by any fixed general rules, but depend upon the facts of each particular case, such as location, character of the neighborhood, nature of the use, extent and frequency of the injury, the effect upon the enjoyment of life, health, and property, and the like.” 39 Am. Jur. 298, § 16.

Notwithstanding the fact that the existence vel non of a nuisance is generally a question of fact, there have arisen several rules of law which guide and sometimes control decision. It is established law that an intentional interference with the use and enjoyment of land is not actionable unless that interference be both substantial and unreasonable. Restatement of the Law of Torts, Vol. 4, § 822, Comment g, and § 826, comment a.

*349Again it is held that whether a particular annoyance or inconvenience is sufficient to constitute a nuisance depends upon its effect upon an ordinarily reasonable man, that is, a normal person of ordinary habits and sensibilities, Stoddard v. Snodgrass, 117 Or. 262, 241 P. 73; 39 Am. Jur., Nuisances, § 31, citing many cases; Kellogg v. Mertens, (La. App.), 30 So. (2d) 777; Kimball v. Thompson, 70 F. Supp. 803; Columbian Carbon Co. v. Tholen, (Tex. Civ. App.), 199 S. W. 825; Metropoulos v. MacPherson, 241 Mass. 491, 135 N. E. 693; Price v. Grantz, 118 Pa. St. 402, 4 Am. St. Rep. 601; Walker v. Wearb, 6 N. Y. S. (2d) 548; Kentucky & West Virginia Power Co. v. Anderson, 288 Ky. 501, 156 S. W. (2d) 857. The doctrine upheld in the above cited cases appears to have had its origin in Aldred’s Case, (1601) 9 Coke 57b, 77 Eng. Reprint 816. The rule announced in that case, “Lex non fa vet delicatorum votis”, was quoted with approval by this court in Kramer v. Sweet, supra. This doctrine has been applied in many cases involving smoke, dust, noxious odors, vibration and the like, in which the injury was not to the land itself but to the personal comfort of dwellers on the land.

It is highly significant that an identical principle has been applied where the uses to which a plaintiff puts his land are abnormally sensitive to the type of interference caused by the defendant.

“No action will lie for a nuisance in respect of damage which, even though substantial, is due solely to the fact that the plaintiff is abnormally sensitive to deleterious influences, or uses his land for some purpose which requires exceptional freedom from any such influences * * *
“So if I carry on a manufacture or other business which is so sensitive to adverse influences that it suffers damage from smoke, fumes, vibrations, or heat, which would in no way interfere with the *350ordinary occupation of land, the law of nuisance will not confer upon me any such special and extraordinary protection. I must acquire immunity from damage of this sort by special contract with my neighbours. Thus, in Eastern & South African Telegraph Co. v. Cape Town Tramways Co., (q) an action was brought by the telegraph company for interference with its telegraphic operations through induced currents caused by the working of the defendants’ electric cars. The Judicial Committee of the Privy Council held the defendants not liable on the ground that such a cause would do no harm to the ordinary occupation of land, and that the damage done was solely due to the exceptionally delicate nature of the operations conducted by the plaintiffs. ‘A man cannot increase the liabilities of his neighbour by applying his own property to special uses, whether for business or pleasure’ (r). The same principle was acted on by the Court of Appeal in Robinson v. Kilvert (s), where the nuisance complained of was one of heat causing damage to the exceptionally delicate manufacture of the plaintiff.” Salmond on the Law of Torts, 9th Ed., pp. 238, 239.

The same rule has been laid down by another author:

“It has been shown that the interference with property or personal comfort must be substantial. But even if the interference is substantial, no action will lie where it can be shown that, but for the infirmity of the person or property, there would have been no substantial interference * * * Nor again can damage to sensitive property be complained of if the act causing the damage would not have harmed more ordinary things * * Pearce and Meston, Ch. 1, p. 19.

The same doctrine is followed by Joyce, Law of Nuisances, § 26:

“ * * * But the doing of something not in itself noxious does not become a nuisance merely because *351it does harm to some particular trade of a delicate nature in the adjoining property where it does not affect any ordinary trade carried on there nor interfere with the ordinary enjoyment of life. A man who carries on an exceptionally delicate trade cannot complain because it is injured by his neighbor doing something lawful on his property, if it is something which would not injure an ordinary trade or anything but an exceptionally delicate trade.”

To the same effect see Prosser on Torts, p. 559, and note p. 67. See 39 Am. Jur. 424; 46 C. J. 682.

In Bradbury Marble Co. v. Laclede Gas Light Co., 128 Mo. App. 96, 106 S. W. 594, the court said:

“ * * * Plaintiff had the legal right to stack its marble on its yard, and to leave it uncovered. Defendant had the legal right to operate its gas machines in a careful and skillful manner, and to discharge such substances therefrom as were not injurious to the neighboring property when used in the usual way. Therefore, if plaintiff is making an unusual use of its yard, in view of the fact that it is located in a district largely devoted to manufacturing purposes, or if the marble it stacks in its yard is of such a delicate nature as to become stained and injured from substances discharged from the smokestacks of factories by which it is surrounded, it ought not to recover. * * *”

And see Pennsylvania Co. v. Sun Co., 290 Pa. 404, 138 Atl. 909; Lake Shore & M. S. Ry. Co. v. Chicago, L. S. & S. B. Ry. Co., 48 Ind. App. 584, 92 N. E. 989; Postal Telegraph Cable Co. v. Pacific Gas & Electric Co., 202 Cal. 382, 260 P. 1101; and Cremidas v. Fenton, 223 Mass. 249, 111 N. E. 855.

In Cooke v. Forbes, 37 L. J., Ch. (N. S.) 178, it was held that the plaintiff’s rights to have his property protected from injury could not be enlarged by the fact *352that in his manufactory he used a peculiar process of great delicacy.

In Eastern and South African Telegraph Company v. Cape Town Tramways Companies, L. R., A. C., (1902) 381, the court said:

“ * * * if apparatus of such concerns requires special protection against the operations of their neighbours, that must be found in legislation ; the remedy at present invoked is an appeal to a common law principle which applies to much more usual and less special conditions. A man cannot increase the liabilities of his neighbour by applying his own property to special uses, whether for business or pleasure. * * *”

In Kine v. Jolly, L. R., 1 Ch. D. (1905) 480, the court said:

“I think we must bear in mind that in these cases, which are conveniently grouped together as cases in which the proper form of action is an action of nuisance, citizens are not to be allowed to enforce rights which limit the user by others of property, unless the facts relied upon as constituting a nuisance are such as interfere with the ordinary rights which according to the ordinary notions of mankind they are entitled to exercise in relation to one another and in relation to their property. ’ ’

See also Robinson v. Kilvert, 41 Ch. D. 88, and Hoare & Co. v. McAlpine, 1 L. R., Ch. D. (1923) 167.

The plaintiff is not the owner of the real property on which its outdoor theater is located. Its only right in the property which has any bearing on this case is the right to operate a moving picture theater thereon. We adopt the following rule as stated in Restatement of Torts, § 822, p. 229:

“ * * * One having ‘property rights and privileges ’ in land can maintain an action under the *353rule here stated, only when the conduct of the actor interferes with the exercise of the particular rights and privileges which he owns. * * *”

It follows from the application of this rule that the plaintiff’s only basis of complaint is the fact that it is attempting to show upon the screen moving pictures, and that the operation is such a delicate one that it has been necessary for the plaintiff to build high fences to prevent the light of automobiles upon the public highway from invading the property and to build a shadow box over the screen to protect it from the ordinary light of moon and stars, and that it now claims damage because the lights from the defendant’s property, which it has not excluded by high fences, shine with the approximate intensity of full moonlight upon the screen and interfere thereby with the showing of the pictures. We think that this is a clear ease coming within the doctrine of the English and American cases, and that a man cannot increase the liabilities of his neighbor by applying his own property to special and delicate uses, whether for business or pleasure.

Finding no case in this jurisdiction in which the casting of light upon the premises of another has been judged as a nuisance, we turn to the cases from other jurisdictions in which that question has been discussed. We call attention first to the fundamental distinction between cases involving light and those involving smoke, gas, noxious odors and the like. The fact that the plaintiff in this case loves darkness rather than light does not mean that light can be classed as a noxious or generally injurious instrumentality.

In Shepler v. Kansas Milling Co., 128 Kan. 554, 278 P. 757, the plaintiff sued the defendant milling company for damages because it had erected a number of *354grain tanks 60 feet high across the street from plaintiff’s residence. He alleged that the tanks were painted white and reflected the afternoon sun on his front porch “to his great annoyance and discomfort, and that his house was thereby rendered unsalable and no longer fit for residential purposes whereby its value was reduced some $1800”. The court quoted the ancient maxim, Sic utere tuo, but stated that it has its limitations.

“The law does not in every instance provide directly for compensation or financial redress for every damnum a man may sustain as a member of an organized community. In White v. Kinkaid, 149 N. C. 415, 419, 63 S. E. 109, 111, 23 L. R. A. (N. S.) 1177, 1179, 128 Am. St. Rep. 663, Mr. Justice Hoke said:
‘It is a principle well established, that where a person, corporation, or individual is doing a lawful thing in a lawful way, his conduct is not actionable; though it may result in damage to another; for, though the damage done is undoubted, no legal right of another is invaded, and hence it is said to be damnum absque injuria. ’ ”

The court said further:

“Appellee cites various cases .where the freedom of an owner to devote his property to a use of his own' choosing has been judicially interfered with as a nuisance. Of course, there are many such eases, as where gases from a brick plant destroyed vegetation.(Fogarty v. Pressed Brick Co., 50 Kan. 478, 31 P. 1052, 18 L. R. A. 756);. where smoke, dust and cinders caused substantial injury to neighboring property (Phillips v. Brick Co., 72 Kan. 643, 82 P. 787, 2 L. R. A [N. S.] 92; and where poisonous fumes from an oil refinery passed over neighboring lands (Helms v. Eastern Kansas Oil Co., 102 Kan. 164, 169 P. 208, L. R. A. 1918C, 227). But there is-*355no substantial analogy between such cases anddhe action sought to be maintained in the instant case; Plaintiff has no cause of action against defendant,- and judgment to that effect must be directed.”

The case was decided as a pure question of law oh demurrer to plaintiff’s complaint. ::-

In Village of Wadena v. Folkestad, 194 Minn. 146, 260 N. W. 221, the plaintiff sued to abate an alleged nuisance maintained by the defendant. The defendant maintained upon his property a truck terminal, warehouse and depot. The building was in a semi-residential district. Plaintiff alleged that the operation of the property constituted a nuisance because of the noise involved and the flashing of truck headlights. The lower court was reversed and the decree was entered in favor of the defendant. ,

The following cases seem to support the proposition that light cast upon plaintiffs’ premises may, under some. circumstances, constitute a nuisance,, .or . coil-tribute with other factors to the creation thereof; Greene v. Spinning, Mo. App., 48 S. W. (2d) Kellogg v. Mertens, supra; Nugent v. Melville Shoe Corporation, 280 Mass. 469, 182 N. E. 825; Hansen v. Independent School Dist. No. 1, 61 Ida. 109, 98 P. (2d) 959; Russell v. Nostrand Athletic Club, 212 App. Div. 543, 209 N. Y. Supp. 76; National Refining Co. v. Batte, supra. In Greene v. Spinning, supra, the-plaintiff-and his family had resided for many years in- á house located in a residential district. The defendant constructed, and was operating his service station, grease rack and store on- adjoining property within 50: feet of plaintiff’s house. Gasoline from the defendant’s pipe line leaked into and polluted plaintiff’s well. The evidence indicated that plaintiff suffered annoyance *356from ears stopping at the service station and from the noise of horns, the grinding of brakes, etc., incident thereto. Plaintiff also complained that the work done on the grease rack caused smoke and odors to invade his premises and that the lights from the cars shone into the plaintiff’s house and sleeping quarters, destroying sleep and privacy. It also appeared that the defendant caused gasoline explosions on his property. Relying on National Refining Co. v. Batte, supra, the court held that the light of cars shining into plaintiff’s home constituted a nuisance. The defendant had indicated a willingness to erect a screen to shut off the rays of light from plaintiff’s property. Thereupon an injunction was issued requiring the plaintiff to establish the screen, restraining the defendant from causing explosions on his property and requiring the removal of the grease rack from its then location. The court rejected the doctrine of Rylands v. Fletcher, L. R. 3 H. L. 330, and held that the leakage of gasoline was not actionable. The defendant was permitted to continue operations, subject to the limited provisions of the injunction. .

In Kellogg v. Mertens, supra, the court enjoined the defendants from conducting rodeos in a residential and farming community. The nuisance consisted- in excessive traffic, the quartering of livestock, dust, noise, unsanitary conditions, trespass by the public on plaintiffs ’ land and the use of flood lights. The court said:

“ * * * it was further .clearly established that these several grounds of complaint were not mere inconveniences but were positive and existing nuisances which would unquestionably offend the sensibilities of any ordinary person, and which would without question seriously interfere with the rea*357sonable and proper use and enjoyment of plaintiffs’ premises. ”

In Nugent v. Melville Shoe Corporation, 280 Mass. 469, 182 N. E. 825, the plaintiffs were owners of a dwelling house which immediately adjoined the property of the defendants. The acts complained of occurred in the construction of a building on the defendants’ property within 4 feet of plaintiffs’ house. The defendants, during the course -of construction, maintained windows about 10 feet high and 6 feet wide with steel casings within a few feet of plaintiffs’ bedrooms; the opening and closing of the windows caused a loud, slamming noise and' the windows were frequentlyslammed about one o’clock in.the morning. It further appeared that the defendants’ windows, when, fully opened, actually extended on plaintiffs’ land a distance of 6 to 8 inches. In the course of construction the-dé* fendants also maintained a row of nitrogen, lights, .in their buildings on the side opposite plaintiffs’- bedrooms, which lights were turned on about midnight, and which disturbed' the sleep of .the plaintiffs. Other items of damage were the destruction, of. trees and shrubbery and the splattering of cement on plaintiffs’ property. A decree was affirmed, enjoining the nitro* gen lights and the injury to trees and shrubbery, and awarding damages to the plaintiffs.. This case also was one in which the interference was with the normál and ordinary use of the plaintiffs’ property by persons of ordinary sensibilities.

In Russell v. Nostrand Athletic Club, supra, thé court enjoined the operation of a boxing arena seating 20,000 persons, ‘ and located in á residential district. The elements -constituting the nuisance were crowds, shouting through megaphones, tooting of horns, smoke *358and gasoline fumes, ringing of trolley bells, and brilliant lights outside of, and in the arena. It appeared that the lights were frequently flashing on and off.

A case which somewhat resembles the one at bar is Hansen v. Independent School Dist., supra. In that case, upon school district property which was located in a residential district, an athletic field was equipped and lighted and made ready for night baseball. The plaintiffs were the owners of property immediately adjacent to the ball park, and brought suit for an injunction alleging that the maintenance of the ball park in a residential district constituted a nuisance. The specific charges were that the games were played at night, that large crowds of noisy people attended, that the games continued on some occasions until one o ’clock in the morning and that the plaintiffs were unable to rest because of noise, dust and beacon lights which lighted up the surrounding area, that automobiles were parked in such manner as to interfere with ingress and egress to appellants’ property, and that baseballs were batted into the yards of the plaintiffs ánd that persons trespassed thereon for the purpose of: recovering the balls and have thereby caused damage to- the plaintiffs ’ property. In the first opinion of the court it was held that the flooding of plaintiffs’ homes, with excessive light, preventing sleep and rest, creation of excessive noise, trespass of balls and people and. parking of automobiles resulted in' the creation of a nuisance. The judgment of the trial court for the defendant was reversed. A strong dissent was filed by: Budge, J.. A rehearing was granted. The second opinion acknowledges that night baseball is a wholesome sport, entertaining many who could not enjoy the same in daytime. The court adhered to its former *359decision to the extent of saying that “in the pursuit of this entertainment and pleasure, its devotees have no right to trespass upon the premises or disturb the ordinary use and enjoyment of the homes of law-abiding, industrious citizens ’ ’. The case was sent back to the trial court for additional evidence upon the single issue as to the reasonable hour at which the games should close in order to properly protect the rights of the plaintiffs. The case was again before the Supreme Court upon plaintiffs’ appeal from the decree of the lower court which was issued pursuant to the mandate of the Supreme Court on rehearing. The final injunction which was approved by the Supreme Court merely enjoined the defendants from allowing games to be played, noise incident to said games to exist, and lights used in connection with the games to shine on plaintiffs’ premises so as to interfere with their sleep and with the reasonable and necessary enjoyment of their property after the hour of 10:45 P. M. The injunction also restrained defendants from allowing baseballs to be batted on the plaintiffs’ premises. The final decree appears to have reduced the entire case to a tempest in a teapot.

In National Refining Co. v. Batte, supra, the plaintiff brought, suit for injunction alleging that the operation by defendant of a filling station was a nuisance. The plaintiff’s private residence was directly opposite the point at which two streets intersected at a sharp angle. The triangular tract of land immediately across the avenue from the plaintiff’s house was operated as a filling station. It was alleged that the erection of the station has caused the continuous presence of autos with attendant noise, confusion and annoyances, and that the headlights of the automobiles which entered *360the filling station shown directly upon plaintiff’s property “to the extent that he is unable to sit or rest upon the front porch of his house with any comfort or pleasure”, and that lights also penetrated the interior of the house, rendering it difficult to sleep or maintain privacy therein. The court held that:

“ * * if the statements of the bill are true, it would be impossible to sit upon complainant’s front porch, and use the porch as a place of rest or pleasure, while such lights were being constantly thrown directly thereon. * * *”

It was held that the demurrer to the complaint was properly overruled. This case arose in Jackson, Mississippi in the year 1924. We doubt if the case would be followed in any state under conditions prevailing at the present time.

The only case which has been brought-to our attenr tion, and in which it has been held that light unaccompanied by any other element of an offensive character, constitutes a nuisance, is the case of The Shelburne, Inc. v. Crossan Corporation, supra. The plaintiff was the owner of a large hotel on the board walk in Atlantic City which had been operated in the same location for many years. Sixty of its bedrooms had a southerly or southwesterly exposure. The defendant corporation was the owner'of property immediately to the southwest, upon which was erected an apartment house. On the roof of the apartment house defendants had erected a sign 66 feet in height and 72 feet in length on which there were 108415-watt lights and 6 100-watt lights and 28 75-watt lights. The sign was parallel to the wing of the hotel and about 110 feet distant therefrom. The evidence disclosed that the sign “lights up'40 or 45 rooms in the new wing of the hotel”, disturbs the guests *361and lowers the value of the rooms. The court held that light “may become a nuisance if it materially interferes with the ordinary comfort physically of human existence”. The trial judge held that the complainant was entitled to a decree restricting the operation of the electric lights during each night after the hour of 12 o’clock midnight. The plaintiff’s hotel was located on the famous board walk at Atlantic City, where the primary activity appears to be the entertainment of luxury-loving people. We suspect that the court was moved by a comparison of the utility of plaintiff’s hotel in that district with the utility of an advertising sign. In any event, the interference was with the normal and ordinary sensibilities of dwellers in the hotel, and with the ordinary use of property.

All of the cases in this group, with the exception of Shelburne v. Crossan, may be distinguished in two respects: In each case the shedding of light upon plaintiffs ’ property was only one, and a minor element among many, which, together, were held to constitute nuisance. In all of the cases, including the Shelburne case, the harm complained of related to the normal and ordinary use of residential property.

By way of summary, we have found no case in which it has been held that light alone constitutes a nuisance merely because it damaged one who was abnormally sensitive or whose use of his land was of a peculiarly delicate and sensitive character.

It is not our intention to decide the case upon authority alone, divorced from reason or public policy. The photographic evidence discloses that the properties of the respective parties are not in a residential district, and in fact are outside the city limits of Portland, and lie adjacent to a considerable amount of *362unimproved land'. Neither party can claim any greater social utility than the other. Both were in process of construction at the same time, and the case should not be decided upon the basis of the priority of occupation. The case differs fundamentally from other cases, all typical cases of nuisance, in that light is not a noxious, but is, in general, a highly beneficial element. The development of parks and playgrounds equipped for the enjoyment of the working public, whose recreation is necessarily taken after working hours,' and frequently after dark, is a significant phenomenon in thousands of urban communities. The court takes judicial knowledge that many lighted parks and fields are located adjacent'to residential'property and must to some extent interfere with the full enjoyment of darkness (if desired) by the residents.

We do hot‘ say that the shedding of light upon another’s property may never under any conditions become a nuisance, but we do say that extreme caution must be employed in applying any such legal theory. The conditions of modern city life impose upon the city dweller and his property many burdens more severe than that of light reflected upon him or it.

In this case, the court directed a verdict for the defendant. We recognize the general rule to be that the. existence or nonexistence of a private nuisance is ordinarily a question of fact for the jury, but the rule is subject to exceptions. In its discussion of the law of private nuisance we find the following from the Restatement of ;Torts:

« * * * jn reSpect to certain types of intentional invasion, however, there has been a crystallization of legal opinion as to gravity and utility, with the result that such invasions are held to be reason*363able or unreasonable as a matter of law. This crystallization may appear in tbe form of a legislative enactment, or it may be the result of a series of judicial decisions. * * *” Eestatement of the Law of Torts, Vol. 4, § 826, comment d.

See also Shepler v. Kansas Milling Co., supra, and McCarty v. Natural Carbonic Gas Co., 189 N. Y. 40, 81 N. E. 549, where it is said that, “What is reasonable is sometimes a question of law and at others a question •of fact”. We limit oúr decision to the specific facts of this' case and hold as a matter of law that the loss sustained by the plaintiff by the spilled light which has been reflected onto the highly sensitized moving picture screen from the defendant’s property 832 feet distant, and which, light, in intensity is approximately that of a full moon, is damnum abseque injuria.

The trial court did not err in directing a verdict. The judgment is affirmed.

2.4.1.5 Privileges and Self-Help 2.4.1.5 Privileges and Self-Help

2.4.1.5.1 Boggs v. Merideth ("The Shotgun Drone Case") 2.4.1.5.1 Boggs v. Merideth ("The Shotgun Drone Case")

What is a privilege? Does one apply in this case, and if so, what is it?

Attorneys and Law Firms

James E. Mackler, William L. Campbell, Frost Brown Todd LLC, Nashville, TN, Thomas C. Gleason, Frost Brown Todd LLC, Louisville, KY, for Plaintiff.
D. Chad McCoy, McCoy & Hiestand, PLC, Bardstown, KY, for Defendant.

MEMORANDUM OPINION
Thomas B. Russell, Senior Judge
*1 This matter is before the Court on Defendant William H. Merideth's motion to dismiss for lack of subject matter jurisdiction pursuant to Rule 12(b)(1) of the Federal Rules of Civil Procedure. [DN 14.] Plaintiff John David Boggs responded. [DN 15.] Merideth replied. [DN 16.] Boggs filed a supplemental pleading in support of his response. [DN 17.] Fully briefed, this matter is ripe for adjudication. For the following reasons, Merideth's motion to dismiss [DN 14] is GRANTED. The Court will enter a separate Order and Judgment consistent with this Memorandum Opinion.
BACKGROUND
Plaintiff Boggs brought the instant action after Defendant Merideth shot down Boggs' unmanned aircraft, or “drone,” with a shotgun. [DN 1.] Plaintiff first seeks a declaratory judgment finding that 1) an unmanned aircraft is an “aircraft” under federal law, 2) an unmanned aircraft operating in Class G airspace is operating in “navigable airspace” within the exclusive jurisdiction of the United States, 3) Boggs was operating his unmanned aircraft in this navigable airspace in the exclusive jurisdiction of the United States, rather than on Merideth's property, 4) the operating of his unmanned aircraft in this manner did not violate Merideth's reasonable expectation of privacy, and 5) a property owner cannot shoot at an unmanned aircraft operating in navigable airspace within the exclusive jurisdiction of the United States when operating in the manner in which Boggs alleges his unmanned aircraft was operating. [DN 1 at 7–8.] Second, Boggs brings a claim for trespass to chattels under Kentucky state law, for which he seeks damages in the amount of $1,500.00, the amount in which Boggs alleges his unmanned aircraft was damaged by Merideth. [Id. at 8.]
Merideth brought the instant motion, alleging that Boggs' complaint merely anticipates defenses Merideth could raise and that Boggs' claim for a declaratory judgment does not provide this Court with subject matter jurisdiction. [DN 14.] Boggs makes several arguments in response, the essence of which is that Boggs was flying his unmanned aircraft in the “sovereign navigable airspace of the United States,” and therefore that resolution of his claims in federal court is proper. [DN 15.]
STANDARD
Pursuant to Federal Rule of Civil Procedure 12(b)(1), a party may assert by motion the defense of “lack of subject-matter jurisdiction.” Fed. R. Civ. P. 12(b)(1). “A Rule 12(b)(1) motion can either attack the claim of jurisdiction on its face, in which case all allegations of the plaintiff must be considered as true, or it can attack the factual basis for jurisdiction, in which case the trial court must weigh the evidence and the plaintiff bears the burden of proving that jurisdiction exists.” DLX, Inc. v. Kentucky, 381 F.3d 511, 516 (6th Cir. 2004). Because the parties here do not request that the Court make any factual determinations in ruling on the motion to dismiss, but rather dispute only the sufficiency of Boggs' complaint, the Court “will treat this as a ‘facial’ 12(b)(1) motion.” Id. “A facial attack on the subject-matter jurisdiction alleged in the complaint questions merely the sufficiency of the pleading.” Gentek Bldg. Prods., Inc. v. Steel Peel Litig., 491 F.3d 320, 330 (6th Cir. 2007). “If the court determines at any time that it lacks subject-matter jurisdiction, the court must dismiss the action.” Fed. R. Civ. P. 12(h)(3); see also Bauer v. RBX Indus. Inc., 368 F.3d 569 (6th Cir. 2004).
DISCUSSION
*2 Of the two types of this Court's original jurisdiction, see 28 U.S.C. §§ 13311332, this case involves the type known as “federal question.” [DN 1 at 2.] Pursuant to 28 U.S.C. § 1331, this Court has “original jurisdiction of all civil actions arising under the Constitution, laws, or treaties of the United States.” 28 U.S.C. § 1331. “In order to trigger federal-question jurisdiction under § 1331, a lawsuit must satisfy the well-pleaded complaint rule. Under this rule, a federal question must appear on the face of the complaint rather than as part of a defense, even if a federal-law defense is anticipated.” Chase Bank USA, N.A. v. City of Cleveland, 695 F.3d 548, 554 (6th Cir. 2012). “For statutory purposes, a case can ‘aris[e] under’ federal law in two ways.” Gunn v. Minton, ––– U.S. ––––, ––––, 133 S. Ct. 1059, 1064 (2013). See also Hampton v. R.J. Corman R.R. Switching Co., 683 F.3d 708, 711 (6th Cir. 2012). First, “a case arises under federal law when federal law creates the cause of action asserted.” Gunn, 133 S. Ct. at 1064 (citing Am. Well Works Co. v. Layne & Bowler Co., 241 U.S. 257, 260 (1916)).
Second, even in situations when a plaintiff brings state law claims, the Supreme Court has “identified a ‘special and small category’ of cases in which arising under jurisdiction still lies.” Id. These are “state-law claims that implicate significant federal issues.” Grable & Sons Metal Prod., Inc. v. Darue Eng'g & Mfg., 545 U.S. 308, 312 (2005). This type of federal question jurisdiction exists in cases in which “a federal issue is: (1) necessarily raised, (2) actually disputed, (3) substantial, and (4) capable of resolution in federal court without disrupting the federal-state balance approved by Congress.” Gunn, 133 S. Ct. at 1065 (citing Grable, 545 U.S. at 314). When all of the requirements are satisfied, “jurisdiction is proper because there is a ‘serious federal interest in claiming the advantages thought to be inherent in a federal forum,’ which can be vindicated without disrupting Congress's intended division of labor between state and federal courts.” Id. (citing Grable, 545 U.S. at 313–14).
A. Boggs' State Law Trespass to Chattels Claim
Boggs argues in his response that his Kentucky state law trespass to chattels claim satisfies the requirements for federal question jurisdiction because it “necessarily raises a disputed federal issue” under the Grable standard; that is, whether Boggs was flying his unmanned aircraft in federal airspace. [DN 15 at 8–9.] For this proposition, Boggs relies, in part, on the Federal Aviation Administration's (FAA) definition of “aircraft” as “a[ny] device that is used or intended to be used for flight in the air.” 14 C.F.R. § 1.1. Additionally, federal law provides that “[t]he United States Government has exclusive sovereignty of airspace of the United States.” 49 U.S.C. § 40103. However, as explained in the following analysis, Boggs' state law tort claim still does not satisfy the Grable standard of raising “significant federal issues.”
1. Necessarily Raised
Under Kentucky law, a plaintiff can establish trespass to chattels by showing that another person intentionally dispossessed another of his or her chattel or intentionally used or intermeddled with the chattel of another. Ingram Trucking, Inc. v. Allen, 372 S.W.3d 870, 872 (Ky. Ct. App. 2012) (quoting Restatement (Second) of Torts § 217 (1965)). Boggs asserts that, pursuant to the first Grable requirement, this claim necessarily raises a federal issue because Merideth will “not be liable for trespass to chattels if his actions were legally privileged.” [DN 15 at 8.] For this argument, Boggs cites the Restatement (Second) of Torts, which provides, in part, that
one is privileged to commit an act which would otherwise be a trespass to a chattel or a conversion if the act is, or is reasonably believed to be, necessary to protect the actor's land or chattels or his possession of them, and the harm inflicted is not unreasonable as compared with the harm threatened.
*3 Restatement (Second) of Torts § 260 (1965); [DN 15 at 8.] Boggs claims that if the unmanned aircraft was flying on Merideth's property, his actions may have been privileged, but if it was flying in federal airspace, they would not. [DN 15 at 8–9.] Moreover, Boggs asserts “his own legal privilege—the right to be [sic] fly an aircraft in federal navigable airspace free from interference by landowners.” [Id. at 8–9.] However, the Court is not persuaded that claims of privilege regarding the airspace in which Boggs' unmanned aircraft was flying necessarily raise a disputed federal issue.
As an initial matter, it appears that, under Kentucky law, claims of privilege are defenses to tort claims. See Smith v. Martin, 331 S.W.3d 637, 640 (Ky. Ct. App. 2011) (“A privilege is recognized as a defense to a defamation claim; the defense may be either absolute or qualified.”); Ronald A. Chisholm, Ltd. v. Am. Cold Storage, Inc., No. 3:09-CV-00808-CRS, 2013 WL 4499014, at *5 (W.D. Ky. Aug. 20, 2013) (“[Defendant] contends, and the court agrees, that the Restatement outlines and provides [defendant] an affirmative defense to [plaintiff]'s claim ... that [the privilege of] consent is a complete defense to a claim for trespass to chattels.”); Halle v. Banner Indus. of N.E., Inc., 453 S.W.3d 179, 183 (Ky. Ct. App. 2014) (“[Defendants] filed motions to dismiss appellees' original complaint ... arguing various defenses including that the claims depend on the judicial statements privilege.”).
To the extent Boggs anticipates a defense of privilege that Merideth may raise in response to Boggs' trespass of chattels claim, Merideth argues, [DN 16 at 4], and the Court agrees, that the law is clear that “[f]ederal question jurisdiction is absent when ‘the right to be vindicated is State-created’ and the action was ‘brought into the federal courts merely because an anticipated defense derived from federal law.’ Bell & Beckwith v. IRS, 766 F.2d 910, 915 (6th Cir. 1985) (quoting Skelly Oil Co. v. Phillips Petroleum Co., 339 U.S. 667, 673 (1950)). See also Caterpillar Inc. v. Williams, 482 U.S. 386, 393 (1987) (citing Franchise Tax Bd. of State of Cal. v. Constr. Laborers Vacation Trust for S. California, 463 U.S. 1, 12 (1983) (Explaining that federal courts do not obtain federal question jurisdiction “on the basis of a federal defense, ... even if the defense is anticipated in the plaintiff's complaint, and even if both parties concede that the federal defense is the only question truly at issue.”)) Based on the foregoing, it appears to the Court that Boggs not only anticipates Merideth's potential defense that his conduct was privileged due to a need to protect his property, but he goes one step further and anticipates his own response to that potential defense—that the privilege does not apply because Boggs was flying his unmanned aircraft in federal airspace rather than on Merideth's property. That Boggs may anticipate the need to argue this does not render his standard trespass to chattels claim one that necessarily raises “significant federal issues.” See Caterpillar, 482 U.S. at 398–99 (“[T]he presence of a federal question ... in a defensive argument does not overcome the paramount policies embodied in the well-pleaded complaint rule—that the plaintiff is the master of the complaint, that a federal question must appear on the face of the complaint.”). Accordingly, the Court is unpersuaded that the issue of whether Boggs' unmanned aircraft was flying in federal airspace for purposes of determining whether Merideth's actions were privileged is an issue “necessary” to Boggs' trespass to chattels claim. Gunn, 133 S. Ct. at 1065.
2. Actually Disputed
*4 Nor is the Court persuaded that a federal issue is actually disputed. Id. at 1065–66. Although Boggs asserts that he operated his unmanned aircraft on federal, rather than private, property, Merideth has not responded to the substance of that argument. However, as the Court will discuss below, resolution of this point is ultimately unnecessary.
3. Substantial
Even if Boggs were correct that a federal issue is necessarily raised and actually disputed, his argument would still fail Grable's next requirement; that is, that the disputed federal issue must be substantial. Id. at 1066. This inquiry asks not whether “the federal issue [is] significant to the particular parties in the immediate suit; that will always be true when the state claim ‘necessarily raise[s]’ a disputed federal issue, as Grable separately requires.” Id. Rather, a finding of substantiality requires an analysis of “the importance of the issue to the federal system as a whole.” Id. Boggs makes several arguments as to why the alleged federal question is substantial, including that a resolution of the issue will have an impact on federal aviation law, the FAA's ability to regulate air safety and navigation, and the developing body of law regarding the impact of unmanned aircrafts on privacy and property interests. [DN 15 at 9–11.] However, Boggs has not persuaded the Court that resolution of the simple issue of whether Boggs' unmanned aircraft was flying on Merideth's property, as opposed to federal property, for the ultimate purpose of determining Merideth's liability for a state law trespass to chattels claim, is “significant to the federal system as a whole.” Gunn, 133. S. Ct. at 1068.
Here, Boggs has brought a “garden-variety state tort claim.” Hampton, 683 F.3d at 712. Although Boggs asserts that, in addressing Boggs' response to a potential privilege defense from Merideth, a state court could have to determine “the boundaries of federal airspace,” [DN 15 at 9], this is insufficient for a finding of substantiality. See Tisdale v. United Ass'n of Journeymen & Apprentices of Plumbing & Pipefitting Indus. of U.S. & Canada, Local 704, 25 F.3d 1308, 1309 (6th Cir. 1994) (“As in other cases in which a defendant asserts a defense based on a federal constitutional, statutory, or administrative provision, the state court may have to interpret some text affected by federal law. But this neither invokes removal jurisdiction nor divests the state court of its normal authority to adjudicate a case that contains an issue touching upon federal law.”) The Sixth Circuit has noted that the Supreme Court has
identified four aspects of a case or an issue that affect the substantiality of the federal interest in that case or issue: (1) whether the case includes a federal agency, and particularly, whether that agency's compliance with the federal statute is in dispute; (2) whether the federal question is important (i.e., not trivial); (3) whether a decision on the federal question will resolve the case (i.e., the federal question is not merely incidental to the outcome); and (4) whether a decision as to the federal question will control numerous other cases (i.e., the issue is not anomalous or isolated).
*5 First, Boggs concedes that a federal agency is not involved in this case, nor is a federal agency's compliance with a federal statute in dispute. [DN 15 at 10.] Boggs contends, however, that resolution of his trespass to chattels claim “directly impacts the FAA's ability to enforce regulations regarding air safety and navigation.” [Id.] The Court disagrees. As the Sixth Circuit explained in Mikulski, “[w]hile the federal government may have an interest in the uniform application of regulations that relate to the collection of taxes, it has only a limited interest in private tort or contract litigation over the private duties involved in that collection.” Mikulski, 501 F.3d at 570 (citing Grable, 545 U.S. at 319). Similarly, here, although the FAA certainly has an interest in enforcing its regulations governing federal airspace, its interest in applying those regulations in the context of a state law tort claim for trespass to chattels is limited or nonexistent. Moreover, “[u]nlike [in] Grable, ... this case will have no res judicata effect that would apply to the [FAA], no matter which court, federal or state, decides the case.” Id.
This is in contrast to Huerta v. Haughwout, a case filed in the District of Connecticut to which Boggs directed the Court's attention in his supplemental pleading. No. 3:16-CV-358, 2016 WL 3919799, at *1 (D. Conn. July 18, 2016); [DN 17.] In that case, the FAA sought judicial enforcement of administrative subpoenas it served against the defendants after they allegedly operated drones to fire a handgun and a flame-throwing contraption. Huerta, 2016 WL 3919799, at *1–2. The court explained the FAA had the authority “to conduct an investigation on its own initiative either if a ‘reasonable ground appears’ to believe that a person is ‘violating’ the Federal Aviation Act (or one of the FAA's regulations) or if a ‘reasonable ground appears’ about ‘any question that may arise’ under the Act or the FAA's regulations.” Id. at *2 (quoting 49 U.S.C. § 46101(a)(2)). And, as FAA regulations prohibit “operat[ing] an aircraft in a careless or reckless manner so as to endanger the life or property of another,” the court agreed that “the weaponized devices shown on the YouTube videos at least give rise to questions about possible danger to life or property.” Id. (quoting 14 C.F.R. § 91.13).
The Court disagrees that this case “highlights, as argued by Mr. Boggs—and now the FAA—that questions involving the regulation of the flight of unmanned aircraft should be resolved by Federal courts.” [DN 17 at 2.] Rather, Huerta concerned the FAA's authority to exercise its subpoena power and its ability, pursuant to 29 U.S.C. § 46101(b), to seek judicial enforcement of those subpoenas in federal court. Huerta, 2016 WL 3919799, at *2. That Court did not make the ultimate determination that the defendants' unmanned aircrafts were in fact subject to FAA regulations. In fact, the court expressed serious skepticism as to whether all unmanned aircrafts are subject to FAA regulation. Id. at *4 (“Were this a penalty enforcement action against the [defendants] for flying drones on their own property, I could see that the [defendants] have raised substantial questions about the scope of the FAA's regulatory enforcement authority.”) Rather, the court merely held that, “[e]ven if a good faith argument might be made that the devices at issue here could fall outside the definitional scope of the term “aircraft,” the FAA has a legitimate purpose at the least to acquire more information by means of investigation....” Id. at *3. But even if Boggs is correct that his unmanned aircraft is subject to federal regulation, as the Court noted above, the fact remains that the FAA has not sought to enforce any such regulations in this case. Moreover, FAA regulations, at most, would constitute ancillary issues in this case, in which the heart of Boggs' claim is one for damage to his unmanned aircraft under Kentucky state law.
The second factor asks whether the federal issue, provided that one exists, is important. Mikulski, 501 F.3d at 570. If, as Boggs suggests, a state court is ultimately required to interpret or apply federal law, it will be for the limited purpose of determining whether his unmanned aircraft was on Merideth's property such that Meredith could have been privileged in damaging Boggs' chattel. “This question does not implicate any broader or more substantial issue,” id. at 571, as Boggs argues. Moreover, even that determination “does not necessarily even resolve all aspects of the present case,” id., because, as Meredith points out, a state court would still have to address the other requirements for application of the privilege, such as the reasonable belief in the need to defend property and the reasonable infliction of harm to the chattel. [DN 16 at 5]. See Restatement (Second) of Torts § 260 (1965) (The actor's conduct must be, or “reasonably believed to be, necessary to protect the actor's land ... and the harm inflicted [must] not [be] unreasonable as compared with the harm threatened.”). These are issues entirely within the purview of the state court in applying its law on privileges. Though Boggs argues that Congress and the FAA have been actively involved in modern drone regulation, [DN 15 at 10–11], the federal government's ability to regulate unmanned aircrafts will “not [be] affected by the resolution of the dispute between these two parties.” Mikulski, 501 F.3d at 570. Accordingly, the Court “find[s] it more likely than not that this particular question is not particularly important to the federal government.” Id. at 571.
*6 The third factor, whether a resolution of the federal issue is dispositive of the case, id. at 570, also weighs against a finding of substantiality. As the Court noted above, whether Boggs' unmanned aircraft was on Merideth's property would be only one question in the analysis of whether Merideth's actions were privileged by a reasonable belief in the need to protect his land. For instance, regardless of what a state court determined in that regard, it could still be that the privilege does not apply because other required elements are not met. If the privilege does not apply, Boggs' claim will then depend on whether he proved the elements of his prima facie case. Accordingly, a resolution of this issue “may, but will not necessarily,” decide Boggs' trespass to chattels claim. Id. at 571.
The fourth and final factor asks whether resolution of “the federal question will control numerous other cases.” Id. at 570. In other words, this factor looks to whether the federal issue is “anomalous or isolated.” Id. Neither the Court nor the parties are aware of any other pending suits involving the issue of whether an unmanned aircraft was operating on federal or personal property, [see DN 15 at 11], and it therefore it does not appear to the Court that this question will “control” many future cases. Boggs contends, however, that a resolution of the issue will “control and even prevent future cases,” and “will provide legal clarity to property owners and aircraft operators.” [Id.] Even assuming, for argument's sake, that Boggs is correct, the Court nonetheless finds that, because the other three factors weigh against a finding that the federal issue is substantial, this factor is insufficient to tip the balance. In sum, while resolution of this question might be important to the parties, it lacks significance to the federal system as a whole, and therefore does not meet the substantiality requirement.
4. Capable of Resolution in Federal Court Without Disrupting the Federal-State Balance Approved by Congress
It follows from an analysis of the foregoing three requirements that Grable's fourth requirement is also not met here. “That requirement is concerned with the appropriate ‘balance of federal and state judicial responsibilities.’ ” Gunn, 133 S. Ct. at 1068 (citing Grable, 545 U.S. at 314). As the Court held above, no substantial federal issue exists here. Though, as Boggs argues, the federal government “has exclusive sovereignty of airspace of the United States,” 49 U.S.C. § 40103, that sovereignty is not a significant issue in the determination of whether Merideth intentionally intermeddled with Boggs' chattel under Kentucky law. Ingram Trucking, 372 S.W.3d at 872 (quoting Restatement (Second) of Torts § 217 (1965)). Accordingly, using a federal forum to resolve Boggs' garden variety state tort claim is inappropriate, and the appropriate balance of federal and state judicial responsibilities favors dismissal of Boggs' trespass to chattels claim for lack of federal question jurisdiction. Gunn, 133 S. Ct. at 1068.
B. Boggs' Request for Declaratory Judgment
Boggs additionally seeks declaratory relief in this case pursuant to 28 U.S.C. § 2201. [DN 1 at 2.] Specifically, Boggs seeks a declaration that his unmanned aircraft is an “aircraft” under federal law, that he was flying his unmanned aircraft in federal airspace, that the aircraft was therefore not flying on Merideth's property, that Boggs did not infringe on Merideth's reasonable expectation of privacy, and that property owners cannot shoot at unmanned aircrafts flying in federal airspace. [DN 1 at 7–8.] Boggs argues in his response that, after finding federal question jurisdiction is proper over Boggs' trespass to chattels claim, the Court may exercise supplemental jurisdiction over Boggs' claims for declaratory relief. [DN 15 at 13]; 28 U.S.C. § 1367. However, as the Court concluded above, it does not have federal question jurisdiction over Boggs' trespass to chattels claim. Accordingly, the Court must determine whether some other mechanism provides it with jurisdiction over Boggs' declaratory judgment action. See United States v. Field, 756 F.3d 911, 914 (6th Cir. 2014) (“ ‘Supplemental’ or ‘pendant’ jurisdiction applies to claims asserted in a pending federal court case.” (emphasis added)).
*7 But, as Merideth points out, the purpose of the Declaratory Judgment Act “is to create a remedy for a preexisting right enforceable in federal court. It does not provide ‘an independent basis for federal subject matter jurisdiction.’ ” Michigan Corr. Org. v. Michigan Dep't of Corr., 774 F.3d 895, 902 (6th Cir. 2014) (citing Toledo v. Jackson, 485 F.3d 836, 839 (6th Cir. 2007); Skelly Oil, 339 U.S. at 671–72). Rather, in order for this Court to have subject matter jurisdiction over an action for declaratory judgment, it must be that, “at the time of the lawsuit, one of the parties already could bring a ‘coercive’ action that Congress authorized the federal courts to hear.” Id. (citing Medtronic, Inc. v. Mirowski Family Ventures, LLC, 134 S. Ct. 843, 848 (2014) (Courts “ask whether ‘a coercive action’ brought by ‘the declaratory judgment defendant’ ... ‘would necessarily present a federal question.’ ”)); Franchise Tax Bd., 463 U.S. at 19 (“Federal courts have regularly taken original jurisdiction over declaratory judgment suits in which, if the declaratory judgment defendant brought a coercive action to enforce its rights, that suit would necessarily present a federal question.”) See also Chase Bank, 695 F.3d at 554 (“In the declaratory-judgment context, whether a federal question exists is determined by reference to a hypothetical non-declaratory suit (i.e., a suit for coercive relief) between the same parties; if a federal question would appear in the complaint in this hypothetical suit, federal jurisdiction exists over the declaratory-judgment action.”) Although Boggs identified this standard in his response, neither he nor Merideth applied the standard in their briefs to the Court. [See DN 14; DN 15 at 14; DN 16.]
“A party may bring a ‘coercive action’ only when a private right of action authorizes the party to seek ‘an immediately enforceable remedy like money damages or an injunction.’ ” Michigan Corr. Org., 774 F.3d at 902 (quoting Skelly Oil, 339 U.S. at 671). Accordingly, the relevant inquiry for the Court here is whether, if one of the parties brought a coercive action against the other if declaratory judgments were not available, a federal issue would inhere on the face of that hypothetical complaint.
Other than the coercive action Boggs did bring, that is, his claim for trespass to chattels, over which the Court has determined it does not have federal question jurisdiction, Boggs has pointed to no other private right of action he could assert against Meredith for harm to his unmanned aircraft, and the Court can think of none. At most, Boggs cites in his complaint to 18 U.S.C. § 32, a criminal statute which makes it a felony to willfully “set[ ] fire to, damage[ ], destroy[ ], disable[ ], or wreck[ ] any aircraft in the special aircraft jurisdiction of the United States or any civil aircraft used, operated, or employed in interstate, overseas, or foreign air commerce.” [DN 1 at 6 (citing 18 U.S.C. § 32).] However, “[a] party may bring a ‘coercive action’ only when a private right of action authorizes the party to seek ‘an immediately enforceable remedy like money damages or an injunction.’ ” Michigan Corr. Org., 774 F.3d at 902 (citing Skelly Oil, 339 U.S. at 671) (emphasis added). This criminal statute affords private citizens no such authorization. Therefore, any coercive action Boggs could bring cannot serve as the basis for federal question jurisdiction over his declaratory judgment action.
With regard to potential coercive actions that Merideth could bring, two causes of action appear plausible to the Court based on the declaratory relief Boggs seeks. These are invasion of privacy and trespass, both tort claims under Kentucky law.1 Under Kentucky law, the right of privacy can be invaded by “(a) unreasonable intrusion upon the seclusion of another ...; or (b) appropriation of the other's name or likeness ...; or (c) unreasonable publicity given to the other's private life ..., or (d) publicity that unreasonably places the other in a false light before the public ...” McCall v. Courier-Journal & Louisville Times Co., 623 S.W.2d 882, 887 (Ky. 1981) (quoting the Restatement (Second) of Torts (1976)).
*8 Trespass [under Kentucky law] is an intended or negligent encroachment onto another's property that is not privileged.” Dickens v. Oxy Vinyls, LP, 631 F. Supp. 2d 859, 864 (W.D. Ky. 2009) (citing Rockwell Int'l Corp. v. Wilhite, 143 S.W.3d 604, 619–20 (Ky. Ct. App. 2003)). Specifically, trespass “focuses on an object or thing entering a person's property and interfering with his or her possession or control.” Id. (citing Bartman v. Shobe, 353 S.W.2d 550, 555 (Ky. 1962)). But whether or not either of these claims “necessarily raises” a disputed federal issue, for largely the same reasons as Boggs' trespass to chattels claim, these hypothetical invasion of privacy and trespass claims fail Grable's “significant federal issues” analysis for lack of substantiality. Specifically, as with Boggs' trespass to chattels claim, whether Boggs' aircraft was on Merideth's property or federal property is not significant to the federal system as a whole. Gunn, 133 S. Ct. at 1066.
Again, as the Court already discussed above, the FAA is not involved in this case, nor is the Court convinced that a federal question, if one exists in these hypothetical actions, is “important” to the federal government. See Mikulski, 501 F.3d at 570. Next, a determination of the property on which Boggs was flying his unmanned aircraft would not be dispositive of an invasion of privacy or trespass claim. See id. For instance, if a court determined that Boggs' aircraft was flying on Merideth's property, those claims would still require a determination of whether any such intrusion was “unreasonable” or interfered with Merideth's possession or control of his land. Finally, there is again no evidence that resolution of this issue would control other cases. Id. Unlike in Grable, the hypothetical Plaintiff here, Merideth, would not “premise” his state law invasion of privacy or trespass claims on a violation of federal law. Grable, 545 U.S. at 314. Rather, these hypothetical claims would sound in “garden-variety state tort” law. Hampton, 683 F.3d at 712. Moreover, the law is clear that “[t]he mere presence of a federal issue in a state law cause of action does not automatically confer federal question jurisdiction, either originally or on removal.” Mikulski, 501 F.3d at 565. Therefore, even if a potential federal issue here is “significant to the particular parties in the immediate suit,” Gunn, 133 S. Ct. at 1066, it does not satisfy Grable's requirement that the issue be significant to the overall federal system. Accordingly, here, “[n]ot one of these potential sources of rights ... supplies the requisite jurisdiction for this action,” Michigan Corr. Org., 774 F.3d at 902, and therefore federal question jurisdiction over Boggs' claim for declaratory judgment also does not exist.
CONCLUSION
For the foregoing reasons, Defendant's motion to dismiss for lack of subject matter jurisdiction [DN 14] is GRANTED. The Court will enter a separate Order and Judgment consistent with this Memorandum Opinion.

All Citations

Not Reported in Fed. Supp., 2017 WL 1088093

Footnotes

A coercive action by Merideth against Boggs for invasion of privacy arises under state, rather than federal law, because only “government actors [are] subject to the strictures of the Fourth Amendment['s]” reasonable expectation of privacy standard. Ferguson v. City of Charleston, 532 U.S. 67, 76 (2001). No government actor is involved in this case.

2.4.1.5.2 Katko v. Briney ("The Trap Shotgun Case") 2.4.1.5.2 Katko v. Briney ("The Trap Shotgun Case")

How far can a landowner go to protect their land? Does it matter what the trespasser is trying to do?

Marvin KATKO, Appellee, v. Edward BRINEY and Bertha L. Briney, Appellants.

No. 54169.

Supreme Court of Iowa.

Feb. 9, 1971.

Bruce Palmer and H. S. Life, Oskaloosa, for appellants.

Garold Heslinga, Oskaloosa, for appellee.

MOORE, Chief Justice.

The primary issue presented here is whether an owner may protect personal property in an unoccupied boarded-up farm house against trespassers and thieves by a spring gun capable of inflicting death or serious injury.

We are not here concerned with a man’s right to protect his home and members of his family. Defendants’ home was several miles from the scene of the incident to which we refer infra.

*658Plaintiffs action is for damages resulting from serious injury caused by a shot from a 20-gauge spring shotgun set by defendants in a bedroom of an old farm house which had been uninhabited for several years. Plaintiff and his companion, Marvin McDonough, had broken and entered the house to find and steal old bottles and dated fruit jars which they considered antiques.

At defendants’ request plaintiff’s action was tried to a jury consisting of residents of the community where defendants’ property was located. The jury returned a verdict for plaintiff and against defendants for $20,000 actual and $10,000 punitive damages.

After careful consideration of defendants’ motions for judgment notwithstanding the verdict and for new trial, the experienced and capable trial judge overruled them and entered judgment on the verdict. Thus we have this appeal by defendants.

I. In this action our review of the record as made by the parties in the lower court is for the correction of errors at law. We do not review actions at law de novo. Rule 334, Rules of Civil Procedure. Findings of fact by the jury are binding upon this court if supported by substantial evidence. Rule 344(f), par. 1, R.C.P.

II. Most of the facts are not disputed. In 1957 defendant Bertha L. Briney inherited her parents’ farm land in Mahaska and Monroe Counties. Included was an 80-acre tract in southwest Mahaska County where her grandparents and parents had lived. No one occupied the house thereafter. Her husband, Edward, attempted to care for the land. He kept no farm machinery thereon. The outbuildings became dilapidated.

For about 10 years, 1957 to 1967, there occurred a series of trespassing and housebreaking events with loss of some household items, the breaking of windows and “messing up of the property in general”. The latest occurred June 8, 1967, prior to the event on July 16, 1967 herein involved.

Defendants through the years boarded up the windows and doors in an attempt to stop the intrusions. They had posted “no trespass” signs on the land several years before 1967. The nearest one was 35 feet from the house. On June 11, 1967 defendants set “a shotgun trap” in the north bedroom. After Mr. Briney cleaned and oiled his 20-gauge shotgun, the power of which he was well aware, defendants took it to the old house where they secured it to an iron bed with the barrel pointed at the bedroom door. It was rigged with wire from the doorknob to the gun’s trigger so it would fire when the door was opened. Briney first pointed the gun so an intruder would be hit in the stomach but at Mrs Briney’s suggestion it was lowered to hit the legs. He admitted he did so “because I was mad and tired of being tormented” but “he did not intend to injure anyone”. He gave no explanation of why he used a loaded shell and set it to hit a person already in the house. Tin was nailed over the bedroom window. The spring gun could not be seen from the outside. No warning of its presence was posted.

Plaintiff lived with his wife and worked regularly as a gasoline station attendant in Eddyville, seven miles from the old house. He had observed it for several years while hunting in the area and considered it as being abandoned. He knew it had long been uninhabited. In 1967 the area around the house was covered with high weeds. Prior to July 16, 1967 plaintiff and McDonough had been to the premises and found several old bottles and fruit jars which they took and added to their collection of antiques. On the latter date about 9:30 p. m. they made a second trip to the Briney property. They entered the old house by removing a board from a porch window which was without glass. While McDonough was looking around the kitchen area plaintiff went to another part of the house. As he started to open the north bedroom door the shotgun went off striking him in the right leg above the ankle bone. Much of his leg, including part of the tibia, was blown away. Only by Mc*659Donough’s assistance was plaintiff able to get out of the house and after crawling some distance was put in his vehicle and rushed to a doctor and then to a hospital. He remained in the hospital 40 days.

Plaintiff’s doctor testified he seriously considered amputation but eventually the healing process was successful. Some weeks after his release from the hospital plaintiff returned to work on crutches. He was required to keep the injured leg in a cast for approximately a year and wear a special brace for another year. He continued to suffer pain during this period.

There was undenied medical testimony plaintiff had a permanent deformity, a loss of tissue, and a shortening of the leg.

The record discloses plaintiff to trial time had incurred $710 medical expense, $2056.85 for hospital service, $61.80 for orthopedic service and $750 as loss of earnings. In addition thereto the trial court submitted to the jury the question of damages for pain and suffering and for future disability.

III. Plaintiff testified he knew he had no right to break and enter the house with intent to steal bottles and fruit jars therefrom. He further testified he had entered a plea of guilty to larceny in the nighttime of property of less than $20 value from a private building. He stated he had been fined $50 and costs and paroled during good behavior from a 60-day jail sentence. Other than minor traffic charges this was plaintiff’s first brush with the law. On this civil case appeal it is not our prerogative to review the disposition made of the criminal charge against him.

IV. The main thrust of defendants’ defense in the trial court and on this appeal is that “the law permits use of a spring gun in a dwelling or warehouse for the purpose of preventing the unlawful entry of a burglar or thief”. They repeated this contention in their exceptions to the trial court’s instructions 2, 5 and 6. They took no exception to the trial court’s statement of the issues or to other instructions.

In the statement of issues the trial court stated plaintiff and his companion committed a felony when they broke and entered defendants’ house. In instruction 2 the court referred to the early case history of the use of spring guns and stated under the law their use was prohibited except to prevent the commission of felonies of violence and where human life is in danger. The instruction included a statement breaking and entering is not a felony of violence.

Instruction 5 stated: “You are hereby instructed that one may use reasonable force in the protection of his property, but such right is subject to the qualification that one may not use such means of force as will take human life or inflict great bodily injury. Such is the rule even though the injured party is a trespasser and is in violation of the law himself.”

Instruction 6 stated: “An owner of premises is prohibited from willfully or intentionally injuring a trespasser by means of force that either takes life or inflicts great bodily injury; and therefore a person owning a premise is prohibited from setting out ‘spring guns’ and like dangerous devices which will likely take life or inflict great bodily injury, for the purpose of harming trespassers. The fact that the trespasser may be acting in violation of the law does not change the rule. The only time when such conduct of setting a ‘spring gun’ or a like dangerous device is justified would be when the trespasser was committing a felony of violence or a felony punishable by death, or where the trespasser was endangering human life by his act.”

Instruction 7, to which defendants made no objection or exception, stated: “To entitle the plaintiff to recover for compensatory damages, the burden of proof is upon him to establish by a preponderance of the evidence each and all of the following propositions:

“1. That defendants erected a shotgun trap in a vacant house on land owned by de*660fendant, Bertha L. Briney, on or about June 11, 1967, which fact was known only by them, to protect household goods from trespassers and thieves.
“2. That the force used by defendants was in excess of that force reasonably necessary and which persons are entitled to use in the protection of their property.
“3. That plaintiff was injured and damaged and the amount thereof.
“4. That plaintiff’s injuries and damages resulted directly from the discharge of the shotgun trap which was set and used by defendants.”

The overwhelming weight of authority, both textbook and case law, supports the trial court’s statement of the applicable principles of law.

Prosser on Torts, Third Edition, pages 116-118, states:

“...the law has always placed a higher value upon human safety than upon mere rights in property, it is the accepted rule that there is no privilege to use any force calculated to cause death or serious bodily injury to repel the threat to land or chattels, unless there is also such a threat to the defendant’s personal safety as to justify a self-defense...spring guns and other man-killing devices are not justifiable against a mere trespasser, or even a petty thief. They are privileged only against those upon whom the landowner, if he were present in person would be free to inflict injury of the same kind.”

Restatement of Torts, section 85, page 180, states: “The value of human life and limb, not only to the individual concerned but also to society, so outweighs the interest of a possessor of land in excluding from it those whom he is not willing to admit thereto that a possessor of land has, as is stated in § 79, no privilege to use force intended or likely to cause death or serious harm against another whom the possessor sees about to enter his premises or meddle with his chattel, unless the intrusion threatens death or serious bodily harm to the occupiers or users of the premises. A posessor of land cannot do indirectly and by a mechanical device that which, were he present, he could not do immediately and in person. Therefore, he cannot gain a privilege to install, for the purpose of protecting his land from intrusions harmless to the lives and limbs of the occupiers or users of it, a mechanical device whose only purpose is to inflict death or serious harm upon such as may intrude, by giving notice of his intention to inflict, by mechanical means and indirectly, harm which he could not, even after request, inflict directly were he present.”

In Volume 2, Harper and James, The Law of Torts, section 27.3, pages 1440, 1441, this is found: “The possessor of land may not arrange his premises intentionally so as to cause death or serious bodily harm to a trespasser. The possessor may of course take some steps to repel a trespass. If he is present he may use force to do so, but only that amount which is reasonably necessary to effect the repulse. Moreover if the trespass threatens harm to property only — even a theft of property — the possessor would not be privileged to use deadly force, he may not arrange his premises so that such force will be inflicted by mechanical means. If he does, he will be liable even to a thief who is injured by such device.”

Similar statements are found in 38 Am. Jur., Negligence, section 114, pages 776, 777, and 65 C.J.S. Negligence § 62(23), pages 678, 679; Anno. 44 A.L.R.2d 383, entitled “Trap to protect property”.

In Hooker v. Miller, 37 Iowa 613, we held defendant vineyard owner liable for damages resulting from a spring gun shot although plaintiff was a trespasser and there to steal grapes. At pages 614, 615, this statement is made: “This court has held that a mere trespass against property other than a dwelling is not a sufficient justification to authorize the use of a dead*661ly weapon by the owner in its defense; and that if death results in such a case it will be murder, though the killing be actually necessary to prevent the trespass. The State v. Vance, 17 Iowa 138.” At page 617 this court said: “[T]respassers and other inconsiderable violators of the law are not to be visited by barbarous punishments or prevented by inhuman inflictions of bodily injuries.”

The facts in Allison v. Fiscus, 156 Ohio 120, 100 N.E.2d 237, 44 A.L.R.2d 369, decided in 1951, are very similar to the case at bar. There plaintiff’s right to damages was recognized for injuries received when he feloniously broke a door latch and started to enter defendant’s warehouse with intent to steal. As he entered a trap of two sticks of dynamite buried under the doorway by defendant owner was set off and plaintiff seriously injured. The court held the question whether a particular trap was justified as a use of reasonable and necessary force against a trespasser engaged in the commission of a felony should have been submitted to the jury. The Ohio Supreme Court recognized plaintiff’s right to recover punitive or exemplary damages in addition to compensatory damages.

In Starkey v. Dameron, 96 Colo. 459, 45 P.2d 172, plaintiff was allowed to recover compensatory and punitive damages for injuries received from a spring gun which defendant filling station operator had concealed in an automatic gasoline pump as protection against thieves.

In Wilder v. Gardner, 39 Ga.App. 608, 147 S.E. 911, judgment for plaintiff for injuries received from a spring gun which defendant had set, the court said: “A person in control of premises may be responsible even to a trespasser for injuries caused by pitfalls, mantraps, or other like contrivances so dangerous in character as to imply a disregard of consequences or a willingness to inflict injury.”

In Phelps v. Hamlett, Tex.Civ.App., 207 S.W. 425, defendant rigged a bomb inside his outdoor theater so that if anyone came through the door the bomb would explode. The court reversed plaintiff’s recovery because of an incorrect instruction but at page 426 said: “While the law authorizes an owner to protect his property by such reasonable means as he may find to be necessary, yet considerations of humanity preclude him from setting out, even on his own property, traps and devices dangerous to the life and limb of those whose appearance and presence may be reasonably anticipated, even though they may be trespassers.”

In United Zinc & Chemical Co. v. Britt, 258 U.S. 268, 275, 42 S.Ct. 299, 66 L.Ed. 615, 617, the court states: “The liability for spring guns and mantraps arises from the fact that the defendant has * * * expected the trespasser and prepared an injury that is no more justified than if he had held the gun and fired it.”

In addition to civil liability many jurisdictions hold a land owner criminally liable for serious injuries or homicide caused by spring guns or other set devices. See State v. Childers, 133 Ohio 508, 14 N.E.2d 767 (melon thief shot by spring gun); Pierce v. Commonwealth, 135 Va. 635, 115 S.E. 686 (policeman killed by spring gun when he opened unlocked front door of defendant’s shoe repair shop); State v. Marfaudille, 48 Wash. 117, 92 P. 939 (murder conviction for death from spring gun set in a trunk); State v. Beckham, 306 Mo. 566, 267 S.W. 817 (boy killed by spring gun attached to window of defendant’s chili stand); State v. Green, 118 S.C. 279, 110 S.E. 145, 19 A.L.R. 1431 (intruder shot by spring gun when he broke and entered vacant house. Manslaughter conviction of owner-affirmed); State v. Barr, 11 Wash. 481, 39 P. 1080 (murder conviction affirmed for death of an intruder into a boarded up cabin in which owner had set a spring gun).

In Wisconsin, Oregon and England the use of spring guns and similar devices is specifically made unlawful by statute. 44 A.L.R., section 3, pages 386, 388.

*662The legal principles stated by the trial court in instructions 2, 5 and 6 are well established and supported by the authorities cited and quoted supra. There is no merit in defendants’ objections and exceptions thereto. Defendants’ various motions based on the same reasons stated in exceptions to instructions were properly overruled.

V. Plaintiff’s claim and the jury’s allowance of punitive damages, under the trial court’s instructions relating thereto, were not at any time or in any manner challenged by defendants in the trial court as not allowable. We therefore are not presented with the problem of whether the $10,000 award should be allowed to stand.

We express no opinion as to whether punitive damages are allowable in this type of case. If defendants’ attorneys wanted that issue decided it was their duty to raise it in the trial court.

The rule is well established that we will not consider a contention not raised in the trial court. In other words we are a court of review and will not consider a contention raised for the first time in this court. Ke-Wash Company v. Stauffer Chemical Company, Iowa, 177 N.W.2d 5, 9; In re Adoption of Moriarty, 260 Iowa 1279, 1288, 152 N.W.2d 218, 223; Verschoor v. Miller, 259 Iowa 170, 176, 143 N.W.2d 385, 389; Mundy v. Olds, 254 Iowa 1095, 1100, 120 N.W.2d 469, 472; Bryan v. Iowa State Highway Commission, 251 Iowa 1093, 1096, 104 N.W.2d 562, 563, and citations.

In our most recent reference to the rule we say in Cole v. City of Osceola, Iowa, 179 N.W.2d 524, 527: “Of course, questions not presented to and not passed upon by the trial court cannot be raised or reviewed on appeal.”

Under our law punitive damages are not allowed as a matter of right. Sebastian v. Wood, 246 Iowa 94, 100, 101, 66 N.W.2d 841, 844. When malice is shown or when a defendant acted with wanton and reckless disregard of the rights of others, punitive damages may be allowed as punishment to the defendant and as a deterrent to others. Although not meant to compensate a plaintiff, the result is to increase his recovery. He is the fortuitous beneficiary of such an award simply because there is no one else to receive it.

The jury’s findings of fact including a finding defendants acted with malice and with wanton and reckless disregard, as required for an allowance of punitive or exemplary damages, are supported by substantial evidence. We are bound thereby.

This opinion is not to be taken or construed as authority that the allowance of punitive damages is or is not proper under circumstances such as exist here. We hold only that question of law not having been properly raised cannot in this case be resolved.

Study and careful consideration of defendants’ contentions on appeal reveal no reversible error.

Affirmed.

All Justices concur except LARSON, J., who dissents.

LARSON, Justice.

I respectfully dissent, first, because the majority wrongfully assumes that by installing a spring gun in the bedroom of their unoccupied house the defendants intended to shoot any intruder who attempted to enter the room. Under the record presented here, that was a fact question. Unless it is held that these property owners are liable for any injury to a intruder from such a device regardless of the intent with which it is installed, liability under these pleadings must rest upon two definite issues of fact, i. e., did the defendants intend to shoot the invader, and if so, did they employ unnecessary and unreasonable force against him?

It is my feeling that the majority oversimplifies the impact of this case on the law, not only in this but other jurisdictions, *663and that it has not thought through all the ramifications of this holding.

There being no statutory provisions governing the right of an owner to defend his property by the use of a spring gun or other like device, or of a criminal invader to recover punitive damages when injured by such an instrumentality while breaking into the building of another, our interest and attention are directed to what should be the court determination of public policy in these matters. On both issues we are faced with a case of first impression. We should accept the task and clearly establish the law in this jurisdiction hereafter. I would hold there is no absolute liability for injury to a criminal intruder by setting up such a device on his property, and unless done with an intent to kill or seriously injure the intruder, I would absolve the owner from liability other than for negligence. I would also hold the court had no jurisdiction to allow punitive damages when the intruder was engaged in a serious criminal offense such as breaking and entering with intent to steal.

It appears to me that the learned trial court was and the majority is now confused as to the basis of liability under the circumstances revealed. Certainly, the trial court’s instructions did nothing to clarify the law in this jurisdiction for the jury. Timely objections to Instructions Nos. 2, S and 6 were made by the defendants, and thereafter the court should have been aware of the questions of liability left unresolved, i. e., whether in this jurisdiction we by judicial declaration bar the use in an unoccupied building of spring guns or other devices capable of inflicting serious injury or death on an intruder regardless of the intent with which they are installed, or whether such an intent is a vital element which must be proven in order to establish liability for an injury inflicted upon a criminal invader.

Although the court told the jury the plaintiff had the burden to prove “That the force used by defendants was in excess of that force reasonably necessary and which persons are entitled to use in the protection of their property”, it utterly failed to tell the jury it could find the installation was not made with the intent or purpose of striking or injuring the plaintiff. There was considerable evidence to that effect. As I shall point out, both defendants stated the installation was made for the purpose of scaring or frightening away any intruder, not to seriously injure him. It may be that the evidence would support a finding of an intent to injure the intruder, but obviously that important issue was never adequately or clearly submitted to the jury.

Unless, then, we hold for the first time that liability for death or injury in such cases is absolute, the matter should be remanded for a jury determination of defendant’s intent in installing the device under instructions usually given to a jury on the issue of intent.

I personally have no objection to this court’s determination of the public policy of this state in such a case to ban the use of such devices in all instances where there is no intruder threat to human life or safety, but I do say we have never done so except in the case of a mere trespasser in a vineyard. Hooker v. Miller, 37 Iowa 613 (1873). To that extent, then, this is a case of first impression, and in any opinion we should make the law in this jurisdiction crystal clear. Although the legislature could pronounce this policy, as it has in some states, since we have entered this area of the law by the Hooker decision, I believe it proper for us to declare the applicable law in cases such as this for the guidance of the bench and bar hereafter. The majority opinion utterly fails in this regard. It fails to recognize the problem where such a device is installed in a building housing valuable property to ward off criminal intruders, and to clearly place the burden necessary to establish liability.

My second reason for this dissent is the allowance of an award of punitive damages herein. Plaintiff claimed a remedy which *664our law does not allow, and the trial court should not have submitted that issue to the jury. Like the law establishing liability for installing a spring gun or other similar device, the law recognizing and allowing punitive or exemplary damages is court-made law, not statutory law. As to the property owner’s liability for exemplary damages where one is engaged in a serious criminal offense at the time of his injury, we also have a case of first impression. We have never extended this right to such a claimant, and I would not do so now. Unless we do, or there is a compelling reason or authority for such a right, which I fail to find, the trial court erred in submitting that issue to the jury. Like the case where a judgment is entered without jurisdiction of the subject matter, I would hold the award of $10,000 to plaintiff is void.

I do not wish to criticize, but believe the factual statement of the majority fails to give a true perspective of the relative facts and issues to be considered.

Plaintiff’s petition at law asking damages alleged willful and malicious setting of a trap or device for the purpose of killing or inflicting great bodily harm upon any trespasser on defendants’ property. We are, therefore, factually concerned with how such force may be properly applied by the property owner and whether his intent is relevant to liability. Negligent installation of a dangerous device to frighten and ward off an intruder or thief is not alleged, so unless the proof submitted was sufficient to establish a willful setting of the trap with a purpose of killing or seriously injuring the intruder, no recovery could be had. If the evidence submitted was such that a jury could find defendants had willfully set the spring gun with a purpose to seriously injure the plaintiff intruder, unless they were privileged under the law to set the gun under these circumstances, liability for the injury would follow.

From the record we learn that plaintiff and a companion made a second trip to a furnished but uninhabited house on defendants’ farmland in Mahaska County on the night of July 16, 1967. They tore a plank from a porch window, entered the house with an intent to steal articles therein, and in search of desired articles plaintiff came to a closed bedroom door where he removed a chair braced under the door knob and pulled the door toward him. This action triggered a single shot 20-gauge shotgun which defendants had wired to the bottom of a bed. The blast went through the door and struck plaintiff two or three inches above the right ankle.

The Mahaska County Grand Jury issued a true bill charging plaintiff with breaking and entering in the nighttime, but the county attorney accepted a plea of guilty to the lesser offense of larceny in the nighttime of property of a value of less than $20 and did not press the greater charge.

At the trial of this case Mr. Briney, one of the defendants, testified that the house where plaintiff was injured had been the home of Mrs. Briney’s parents. He said the furniture and other possessions left there were of considerable value and they had tried to preserve them and enjoy them for frequent visits by Mrs. Briney. It appeared this unoccupied house had been broken into repeatedly during the past ten years and, as a result, Mr. Briney said “things were pretty well torn up, a lot of things taken.” To prevent these intrusions the Brineys nailed the doors and some windows shut and boarded up others. Prior to this time Mr. Briney testified he had locked the doors, posted seven no trespassing signs on the premises, and complained to the sheriffs of two counties on numerous occasions. Mr. Briney further testified that when all these efforts were futile and the vandalism continued, he placed a 20-guage shotgun in a bedroom and wired it so that it would shoot downward and toward the door if anyone opened it. He said he first aimed it straight at the door but later, at his wife’s suggestion, reconsidered the aim and pointed the gun down in a way he thought would only scare *665someone if it were discharged. On cross-examination he admitted that he did not want anyone to know it was there in order to preserve the element of surprise.

Plaintiff testified he knew the house was unoccupied and admitted breaking into it in the nighttime without lawful reason or excuse. He claimed he and his companion were seeking old bottles and dated fruit jars. He also admitted breaking in on one prior occasion and stated the reason for the return visit was that “we decided we would go out to this place again and see if there was something we missed while we was out there the first time.” An old organ fascinated plaintiff. Arriving this second time, they found that the window by which they had entered before was now a “solid mass of boards” and walked around the house until they found the porch window which offered less resistance. Plaintiff said they crawled through this window. While searching the house he came to the bedroom door and pulled it open, thus triggering the gun that delivered a charge which struck him in the leg.

Plaintiff’s doctor testified that he treated the shotgun wound on the night it was sustained and for some period thereafter. The healing process was successful and plaintiff was released after 40 days in the hospital. There was medical testimony that plaintiff had a permanent deformity, a loss of tissue, and a shortening of the leg.

That plaintiff suffered a grievous wound is not denied, and that it constituted a serious bodily injury cannot be contradicted.

As previously indicated, this appeal presents two vital questions which are as novel as they are difficult. They are, (1) is the owner of a building in which are kept household furniture, appliances, and valuables, but not occupied by a person or persons, liable in damages to an intruder who in the nighttime broke into and entered the building with the intent to steal and was shot and seriously injured by a spring gun allegedly set by the owner to frighten in-traders from his property, and (2) if he is liable for compensatory damages, is this a proper case for the allowance of exemplary or punitive damages?

The trial court overruled all objections to the instructions and denied defendants’ motion for a new trial. Thus, the first question to be resolved is the status of the law in this jurisdiction as to the means of force a property owner is privileged to use to repel (1) a mere trespasser, (2) a criminal invader, thief or burglar, where he presents no threat to human life or safety, and (3) an intruder or criminal breaking and entering a dwelling which poses a threat to human life and safety. Overlooked by the majority is the vital problem relating to the relevancy and importance of the owner’s intent in placing the device.

I have been unable to find a case exactly like the case at bar, although there have been many cases which consider liability to a mere trespasser for injuries incurred by a spring gun or other dangerous instruments set to protect against intrusion and theft. True, some of these cases seem to turn on the negligence of the party setting the trap and an absence of adequate warning thereof, but most of them involve an alleged intentional tort. It is also true some hold as a matter of public policy there is liability for any injury following the setting of a device which is intended to kill or inflict great bodily injury on one coming on the owner’s property without permission, unless the invader poses a threat to human life, and this is so even though there is no statutory prohibition against the setting of spring guns in the jurisdiction.

Since our decision in Hooker v. Miller, supra, we have recognized in this state the doctrine that the owner of a premise is liable in damages to a mere trespasser coming upon his property for any injury occasioned by the unsafe condition of the property which the owner has intentionally permitted to exist, such as installed spring guns, unless adequate warning is given thereof. In *666Hooker, which involved stealing grapes from a vineyard, we held a property owner had no right to resist such a trespass by means which may kill or inflict great bodily injury to the trespasser. But it does appear therein that we recognized some distinction between a mere trespass against property and a trespass involving a serious crime or involving a dwelling. Except when the trespass involves a serious crime, a crime posing a threat to human life, it may be argued that the law in this jurisdiction should limit the right of one to protect his property, that he does not have a privilege to resist a mere trespass by using a spring gun or other device which poses a threat to life.

However, left unsettled by this and other court pronouncements is the means which may be used to repel, prevent, or apprehend a trespasser engaged in a more serious criminal offense. True, there is a line of cases which seem to apply the same rule to all criminal trespasses except those involving arson, rape, assault, or other acts of violence against persons residing on the property invaded. State v. Vance, 17 Iowa 138 (1864); State v. Plumlee, 177 La. 687, 149 So. 425 (1933); Pierce v. Commonwealth, 135 Va. 635, 115 S.E. 686 (Virginia, 1923); Simpson v. State, 59 Ala. 1, 31 Am.Rep. 1 (1877); State v. Barr, 11 Wash. 481, 39 P. 1080 (1895) ; Starkey v. Dameron, 96 Colo. 459, 21 P.2d 1112 (1933); State v. Beckham, 306 Mo. 566, 267 S.W. 817 (1924); Bird v. Holbrook, 4 Bingham’s Reports 628 (England, 1828). Also see annotation, 44 A.L.R.2d 391, § 5, and citations. There are others which at least infer that any serious law violation by the trespasser might permit the reasonable use of dangerous instrumentalities to repel the intruder and prevent loss or damage to one’s valuable property. Scheuermann v. Scharfenberg, 163 Ala. 337, 50 So. 335; Marquis v. Benfer, Tex.Civ.App., 298 S.W.2d 601 (Texas 1956); Grant v. Hass, 31 Tex.Civ.App. 688, 75 S.W. 342 (1903); Gray v. Combs, 7 J.J. Marshall 478 (Ky., 1832), 23 Am.Dec. 431; Ilott v. Wilkes, 3 B. & A. 304 (1820 K.B.).

Also see the following articles on this subject: 68 Yale Law Journal 633, Duties to Trespassers: A Comparative Survey and Revaluation; 35 Yale Law Journal 525, The Privilege to Protect Property by Dangerous Barriers and Mechanical Devices; annotation, 44 A.L.R.2d 383, Use of Set Gun, Trap, or Similar Device on Defendant’s Own Property.

Most of these discussions center around what should be public policy regarding a property owner’s right to use a dangerous weapon or instrumentality to protect his premises from intruders or trespassers, and his duty to protect the trespasser from serious injury while upon his premises.

Some states, including Wisconsin, have statutes which announce the jurisdiction’s public policy. Often they prohibit the use of spring guns or such devices to protect real and personal property, and of course in those instances a property owner, regardless of his intent or purpose, has no right to make use of them and is liable to anyone injured thereby. Since there has been no such statutory prohibition or direct judicial pronouncement to that effect prior to this time in this state, it could not be said as a matter of law that the mere placing of a spring gun in a building on one’s premises is unlawful. Much depends upon its placement and purpose. Whether an owner exceeds his privilege to reasonably defend his property by such an installation, and whether liability is incurred in a given case, should therefore depend upon the circumstances revealed, the intent of the property owner, and his care in setting the device. In any event, I question whether it should be determined solely by the results of his act or its effect upon the intruder.

It appears there are cases and some authority which would relieve one setting a spring gun on his premises of any liability if adequate warning had been given an intruder and he ignores the warning. In all of these cases there is a question as to *667the intent of the property owner in setting the device. Intent, of course, may be determined from both direct and indirect evidence, and it is true the physical facts may be and often are sufficient to present a jury issue. I think they were here, but no clear instruction was given in this regard.

If, after proper instructions, the finder of fact determines that the gun was set with an intent and purpose to kill or inflict great bodily injury on an intruder, then and only then may it be said liability is established unless the property so protected is shown to be an occupied dwelling house. Of course, under this concept, if the finder of fact determines the gun set in an unoccupied house was intended to do no more than to frighten the intruder or sting him a bit, no liability would be incurred under such pleadings as are now presented. If such a concept of the law were adopted in Iowa, we would have here a question for the fact-finder or jury as to whether the gun was willfully and intentionally set so as to seriously injure the thief or merely scare him away.

I feel the better rule is that an owner of buildings housing valuable property may employ the use of spring guns or other devices intended to repel but not seriously injure an intruder who enters his secured premises with or without a criminal intent, but I do not advocate its general use, for there may also be liability for negligent installation of such a device. What I mean to say is that under such circumstances as we have here the issue as to whether the set was with an intent to seriously injure or kill an intruder is a question of fact that should be left to the jury under proper instructions, and that the mere setting of such a device with a resultant serious injury should not as a matter of law establish liability.

In the case of a mere trespass able authorities have reasoned that absolute liability may rightfully be fixed on the landowner for injuries to the trespasser because very little damage could be inflicted upon the property owner and the danger is great that a child or other innocent trespasser might be seriously injured by the device. In such matters they say no privilege to set up the device should be recognized by the courts regardless of the owner’s intent. I agree.

On the other hand, where the intruder may pose a danger to the inhabitants of a dwelling, the privilege of using such a device to repel has been recognized by most authorities, and the mere setting thereof in the dwelling has not been held to create liability for an injury as a matter of law. In such cases intent and the reasonableness of the force would seem relevant to liability.

Although I am aware of the often-repeated statement that personal rights are more important than property rights, where the owner has stored his valuables representing his life’s accumulations, his livelihood business, his tools and implements, and his treasured antiques as appears in the case at bar, and where the evidence is sufficient to sustain a finding that the installation was intended only as a warning to ward off thieves and criminals, I can see no compelling reason why the use of such a device alone would create liability as a matter of law.

For cases considering the devices a property owner is or is not privileged to use to repel a mere trespasser, see Hooker v. Miller, supra, 37 Iowa 613 (trap gun set in orchard to repel); State v. Vance, supra, 17 Iowa 138 (1864); Phelps v. Hamlett, Tex.Civ.App., 207 S.W. 425 (1918) (bomb set in open air theater); State v. Plumlee, supra, 177 La. 687, 149 So. 425 (1933) (trap gun set in open barn) ; Starkey v. Dameron, supra, 96 Colo. 459, 21 P.2d 1112 (1933) (spring gun in outdoor automatic gas pump); State v. Childers, 133 Ohio St. 508, 14 N.E.2d 767 (1938) (trap gun in melon patch); Weis v. Allen, 147 Or. 670, 35 P.2d 478 (1934) (trap gun in junkyard); Johnson v. Patterson, 14 Conn. 1 (1840) *668(straying poultry poisoned); Bird v. Holbrook, supra, 4 Bingham’s Reports 628 (England, 1828) (spring gun in garden enclosed by wall of undisclosed height).

For cases apparently holding dangerous devices may be used to ward off and prevent a trespasser from breaking and entering into an inhabited dwelling, see State v. Vance, supra; Grant v. Hass, supra; Scheuermann v. Scharfenberg, supra; Simpson v. State, supra; United States v. Gilliam, 1 Hayw. & H. 109, 25 Fed.Cas. 1319, p. 1320, No. 15,205 a (D.C. 1882); State v. Childers, supra; Gramlich v. Wurst, 86 Pa. 74, 80 (1878).

Also, for cases considering the devices a property owner is privileged to use to repel an invader where there is no threat to human life or safety, see Allison v. Fiscus, 156 Ohio St. 120, 100 N.E.2d 237, 44 A.L.R.2d 369; State v. Barr, 11 Wash. 481, 39 P. 1080 (1895); State v. Childers, supra; Weis v. Allen, supra; Pierce v. Commonwealth, supra; Johnson v. Patterson, supra; Marquis v. Benfer, supra.

In Allison v. Fiscus, supra, at page 241 of 100 N.E.2d, it is said: “Assuredly, * * * the court had no right to hold as a matter of law that defendant was liable to plaintiff, as the defendant’s good faith in using the force which he did to protect his building and the good faith of his belief as to the nature of the force he was using were questions for the jury to determine under proper instructions.” (Emphasis supplied.)

In State v. Barr, supra, at page 1081 of 39 P., the court said: “ * * * whether or not what was done in a particular case was justified under the law must be a question of fact, or mixed law and fact, and not a pure question of law.”

In State v. Childers, supra, it is said at page 768 of 14 N.E.2d: “Of course the act in question must be done maliciously * * * and that fact must be proved and found by the jury to exist." (Emphasis supplied.)

Also see State v. Metcalfe, 203 Iowa 155, 212 N.W. 382, where this court discussed the force that a property owner may use to oppose an unlawful effort to carry away his goods, and held the essential issue in such matters which must be explained to the jury is not the nature of the weapon employed but whether the defendant employed only that degree of force to accomplish such purpose which a reasonable person would deem reasonably necessary under the circumstances as they appeared in good faith to the defendant.

Like the Ohio Supreme Court in Allison v. Fiscus, supra, I believe that the basis of liability, if any, in such a case should be either the intentional, reckless, or grossly negligent conduct of the owner in setting the device.

If this is not a desirable expression of policy in this jurisdiction, I suggest the body selected and best fitted to establish a different public policy would be the State Legislature.

The next question presented is, which view of the law set out above did the trial court take, the view that the mere setting of a spring gun or like device in defendants’ building created liability for the resulting injury, or the view that there must be a setting of the device with an intent to shoot, kill, or seriously injure one engaged in breaking and entering this house ? Appellants argue this was not made clear in the court’s instructions to the jury and, being material, is error. I agree.

They contend Instructions Nos. 2, 5 and 6, to which proper and timely exceptions were taken, are improper, that they were so inadequate and confusing as to constitute reversible error and required the trial court to grant their motion for a new trial.

Instruction No. 5 provides:

“You are hereby instructed that one may use reasonable force in the protection of his property, but such right is subject to the qualification that one may not use such means of force as will take human life *669or inflict great bodily injury. Such is the rule even though the injured party is a trespasser and is in violation of the law himself.” (Emphasis supplied.)

Instruction No. 6 provides:

“An owner of premises is prohibited from willfully or intentionally injuring a trespasser by means of force that either takes life or inflicts great bodily injury; and therefore a person owning a premise is prohibited from setting out ‘spring guns’ and like dangerous devices which will likely take life or inflict ¡great bodily injury, for the purpose of harming trespassers. The fact that the trespasser may be acting in violation of the law does not change the rule. The only time when such conduct of setting a ‘spring gun’ or a like dangerous device is justified would be when the trespasser was committing a felony of violence or a felony punishable by death, or where the trespasser was endangering human life by his act.” (Emphasis supplied.)

Specific objections were made to Instruction No. 2, inter alia, to the statement that in this jurisdiction the use of force which may take life or inflict serious bodily injury might be used was restricted to occupied dwellings or where specific statutes permitted its use; to the reference to an Iowa case wherein the subject related to a simple trespass in a vineyard where no breaking and entry of a building was involved, without pointing out the difference as to permissible force permitted to repel one entering the owner’s buildings with intent to ravish and steal valuable personal property; and to the error resulting when the court wrongfully directed the jury to find defendants’ acts were illegal by stating “that in so doing he violated the law and became liable for injuries sustained by the plaintiff.”

In other words, defendants contended that this instruction failed to tell the jury the extent of defendants’ rights to defend against burglary in buildings other than their dwelling, inferring they have no right to employ a device which is dangerous to life and limb, regardless of its intended purpose only to ward off or scare the intruder.

Defendants also specifically objected to Instruction No. 5 because it also limited the right or privilege of one to use dangerous devices in any way to protect his property, and made it applicable to cases where the invader was in violation of the law, without classifying his offense.

Instruction No. 6 was specifically objected to as not being a proper statement of the law, as being inadequate, confusing, and misleading to the jury in regard to the vital issues in this case, because it would not be possible for a jury to understand the court when it told the jurors an owner of premises is prohibited from willfully or intentionally injuring a trespasser by means of force that either takes life or inflicts great bodily injury, and then told them a person owning premises is prohibited from setting out spring guns and like dangerous devices which will “likely” take life or inflict great bodily injury, for the purpose of harming trespassers.

Appellants argue from these instructions the jury could conclude it must find any setting of a spring gun or such other device to protect his property from a burglar or other criminal invader made the owner absolutely liable for injuries suffered by the intruder, unless the building being so protected was a dwelling, regardless of the owner’s intent and purpose in setting the device in his building. On the other hand, in Instruction No. 6 the court refers to such a setting with the intent and purpose of killing or seriously injuring the intruder in order to make the owner liable for damages.

I too find these instructions are confusing. If the court was telling the jury, as appellants contend, that an owner of a premise may not set a spring gun to protect his property unless the trespasser’s act amounts to a felony of violence and *670endangers human life, the phrase used, “for the purpose of harming trespassers”, introduces the element of intent and would tend to confuse the jury as to the law on that issue. If the issue here was that such an intent was necessary to establish liability, the instruction was erroneous and confusing; otherwise the error was without prejudice.

I would, therefore, conclude there is merit in appellants’ contention that the law was not made clear to the jury as to whether the act of placing a spring gun on this premise was prohibited by law, or whether the act of placing such a device requires a finding of intention to shoot the intruder or cause him great bodily injury to establish liability. I cannot tell whether the jury found liability on the mere act of placing the gun as Mr. Briney did in this house or on the fact that he did so with the intent to seriously harm a trespasser.

In the case at bar, as I have pointed out, there is a sharp conflict in the evidence. The physical facts and certain admissions as to how the gun was aimed would tend to support a finding of intent to injure, while the direct testimony of both defendants was that the gun was placed so it would “hit the floor eventually” and that it was set “low so it couldn’t kill anybody.” Mr. Briney testified, “My purpose in setting up the gun was not to injure somebody. I thought more or less that the gun would be at a distance of where anyone would grab the door, it would scare them”, and in setting the angle of the gun to hit the lower part of the door, he said, “I didn’t think it would go through quite that hard.”

If the law in this jurisdiction permits, which I think it does, an explanation of the setting of a spring gun to repel invaders of certain private property, then the intent with which the set is made is a vital element in the liability issue.

In view of the failure to distinguish and clearly give the jury the basis upon which it should determine that liability issue, I would reverse and remand the entire case for a new trial.

As indicated, under these circumstances the trial court should not have submitted the punitive damage issue to the jury in this case. By Instruction No. 14 the learned trial judge wrongfully instructed the jury that the law of Iowa allows a jury in such a case to award exemplary damages if it' is found that the act complained of is wanton and reckless or where the defendants are guilty of malice. True, this instruction was in accordance with certain past pronouncements of this court and no objection was taken to the substance of the instruction, but defendants have always contended under these circumstances the court should not have submitted the question of exemplary damages to the jury. We have never extended the exemplary damage law to cover such cases and I maintain we should not do so now, directly or indirectly. Without such a pronouncement to that extent, or some legislation extending that right to a person engaged in a serious criminal offense at the time of his injury, I believe the trial court possessed no jurisdiction to permit the jury to pass on such a claim, even though no objections thereto were made by the defendants.

Although this subject has been considered and discussed in several Iowa cases, including Sebastian v. Wood, 246 Iowa 94, 66 N.W.2d 841, and citations, granting exemplary damages for injury due to alleged reckless driving, and Amos v. Prom, 115 F.Supp. 127, relating to alleged mental suffering and humiliation when denied admission to a public dance hall, none seem to consider whether punitive damages are permitted where the injured party was, as here, engaged in a criminal act such as breaking and entering, burglary, or other serious offense. Also see Morgan v. Muench, 181 Iowa 719, 156 N.W. 819, and Stricklen v. Pearson Construction Co., 185 Iowa 95, 169 N.W. 628, and citations in each.

*671Although I have found no authority to assist me in my view, I am convinced it is correct in principle and should be adopted in this jurisdiction. In so doing, I adhere to the rule recognized in Amos v. Prom, supra, at 137, et seq., where it is stated: “ * * * the principle that intentional wrongful action in disregard for the rights of others amounts to conduct to which the law will attach a penalty and deterrent by way of exemplary damages.” However, I would not extend this privilege to a case where the injured party’s conduct itself was criminal and extremely violative of good public behavior.

From a general review of the subject of exemplary or punitive damages beginning with Wilkes v. Wood (1763), Lofft 1, 98 English Rep. 489, 498, which stated such “Damages are designed not only as a satisfaction to the injured person, but likewise as a punishment to the guilty, to deter from any such proceeding for the future, * * * ”, I find that both in England and the United States the purpose of this law was to restrain arbitrary and outrageous vise of power. See 70 Harvard L.Rev. 517, 519 (1957), Exemplary Damages in the Law of Torts.

In Hawk v. Ridgway, 33 Ill. 473, 475 (1864), the Illinois court said, “Where the wrong is wanton, or it is willful, the jury are authorized to give an amount of damages beyond the actual injury sustained, as a punishment, and to preserve the public tranquillity.”

Some courts rationalize punitive damages on the basis that they provide an outlet for the injured party’s desire for revenge and thereby help keep the peace. Some others rationalize it as a punishment to defendant and to deter him and others from further antisocial conduct. It has also been said punitive damages are ordinarily a means of increasing the severity of the admonition inherent in the compensatory award. See 44 Harvard L.Rev. 1173 (1931).

A further study of this law indicates punitive damages have a direct relation to the criminal law. Historically, it was undoubtedly one of the functions of tort law to deter wrongful behavior. However, in modern times its priority has become that of compensating the victim of the injury. The business of punishing wrongdoers has increasingly become the exclusive purview of the criminal law. See Pollock and Maitland, History of English Law, Vol. II, 2d Ed. (1898), § 1, pp. 449-462.

The award of punitive damages in modern tort law gives rise to considerable anomalies. Such damages, of course, go to the private purse of the individual plaintiff and may be classified a windfall as to him in excess of his actual losses due entirely to a social judgment about defendant’s conduct.

In properly applying this law Professor McCormick, in his treatise on damages found on pages 276 and 277 in McCormick on Damages (1935), said, “Perhaps the principal advantage is that it does tend to bring to punishment a type, of cases of oppressive conduct, such as slanders, assaults, minor oppressions, and cruelties, which are theoretically criminally punishable, but which in actual practice go unnoticed by prosecutors occupied with more serious crimes. * * * The self-interest of the plaintiff leads to the actual prosecution of the claim for punitive damages, where the same motive would often lead him to refrain from the trouble incident to appearing against the wrongdoer in criminal proceedings.”

So understood, punitive damages are an adjunct to the criminal law, yet one over which the criminal law has no control, and in the United Kingdom, the land of its birth, punitive damages are close to extinct. In Rookes v. Barnard, Appeal Cases (House of Lords, 1964) 1129, at 1221 et seq., the English court of last resort confined the award of punitive damages to a very narrow range of situations. It ruled in an intentional tort case that exemplary *672damages could be awarded only in cases (1) for oppressive arbitrary, or unconstitutional acts by government servants, (2) for defendant’s conduct which had been calculated by him to make a profit for himself which might well exceed the compensation payable to the injured party, and (3) where expressly authorized by statute.

In the case at bar the plaintiff was guilty of serious criminal conduct, which event gave rise to his claim against defendants. Even so, he may be eligible for an award of compensatory damages which so far as the law is concerned redresses him and places him in the position he was prior to sustaining the injury. The windfall he would receive in the form of punitive damages is bothersome to the principle of damages, because it is a response to the conduct of the defendants rather than any reaction to the loss suffered by plaintiff or any measurement of his worthiness for the award.

When such a windfall comes to a criminal as a result of his indulgence in serious criminal conduct, the result is intolerable and indeed shocks the conscience. If we find the law upholds such a result, the criminal would be permitted by operation of law to profit from his own crime.

Furthermore, if our civil courts are to sustain such a result, it would in principle interfere with the purposes and policies of the criminal law. This would certainly be ironic since punitive damages have been thought to assist and promote those purposes, at least so far as the conduct of the defendant is concerned.

We cannot in good conscience ignore the conduct of the plaintiff. He does not come into court with clean hands, and attempts to make a claim to punitive damages in part on his own criminal conduct. In such circumstances, to enrich him would be unjust, and compensatory damages in such a case itself would be a sufficient deterrent to the defendant or others who might intend to set such a device.

The criminal law can take whatever action is appropriate in such cases, but the civil law should not compound the breach of proper social conduct by rewarding the plaintiff for his crime. I conclude one engaged in a criminal activity is an unworthy object of largesse bestowed by punitive damages and hold the law does not support such a claim to enrichment in this case.

The admonitory function of the tort law is adequately served where the compensatory damages claimed are high and the granted award itself may act as a severe punishment and a deterrence. In such a case as we have here there is no need to hold out the prospect of punitive damages as an incentive to sue and rectify a minor physical damage such as a redress for lost dignity. Certainly this is not a case where defendants might profit in excess of the amount of reparation they may have to pay.

In a case of this kind there is no overwhelming social purpose to be achieved by punishing defendants beyond the compensatory sum claimed for damages.

Being convinced that there was reversible error in the court’s instructions, that the issue of intent in placing the spring gun was not clearly presented to the jury, and that the issue as to punitive damages should not have been presented to the jury, I would reverse and remand the matter for a new trial.

The majority seem to ignore the evident issue of punitive policy involved herein and uphold the punitive damage award on a mere technical rule of civil procedure.

2.4.1.5.3 Ruiz v. Forman ("The Swerve Case") 2.4.1.5.3 Ruiz v. Forman ("The Swerve Case")

Did the defendant do the right thing in this case? Must he pay damages?

Armando RUIZ, Appellant, v. Roy L. FORMAN, Appellee.

No. 6378.

Court of Civil Appeals of Texas, El Paso.

Oct. 9, 1974.

Rehearing Denied Oct. 30, 1974.

L. Taylor Zimmerman, Bluford B. Sanders, Jr., El Paso, for appellant.

Robert E. Rosenberg, El Paso, for appel-lee.

OPINION

WARD, Justice.

This is a case concerning trespass to property. The non-negligent defendant appeals from the granting of a judgment non obstante veredicto, which awarded the plaintiff his damages when the defendant in order to avoid a collision with a third party intentionally swerved his own vehicle off of the highway and onto the plaintiff’s property and caused damages thereto. We affirm.

The plaintiff, Roy L. Forman, filed suit to recover for damages caused when the automobile of Armando Ruiz struck a sign and certain personal property on the plaintiff’s premises located on the north side of Alameda Street in El Paso. The plaintiff alleged that various acts of negligence were committed by the defendant and alternatively alleged that the defendant committed a trespass by unlawfully going onto the property leased by the plaintiff where the damages occurred. Upon trial to a jury, the defendant Ruiz was absolved of all acts of negligence but it also found that the plaintiff suffered damages to his property in the amount of $270.00. No issues were requested and none were submitted concerning the plaintiff’s allegations of trespass. After the jury returned the verdict, the plaintiff moved for judgment non obstante veredicto on the grounds that the evidence clearly showed that the defendant intentionally entered the plaintiff’s property and thereby caused him damage. The trial Court granted the plaintiff’s motion and entered judgment against the defendant specifically finding in the judgment that the defendant, Armando Ruiz, having testified that he entered into plaintiff’s premises in order to avoid a collision caused the damage to the plaintiff’s property and was liable.

For reasons not apparent, the parties entered into a stipulation as to the cause of the plaintiff’s damages even though the case was fully developed by their testimony *818at the trial. The stipulation is to the effect that the defendant, with his automobile on or about February 27, 1973, when he was forced to swerve to avoid a collision with a truck, did strike and damage the property of the plaintiff. This indicates on first reading that the driving upon the plaintiff’s land was intentional. This is the interpretation made of the stipulation by the plaintiff on this appeal. This places the defendant within the terms of Section 197, Restatement (Second) of Torts, which provides as follows:

“(1) One is privileged to enter or remain on land in the possession of another if it is or reasonably appears to be necessary to prevent serious harm to
(a) the actor, or his land or chattels,
“(2) Where the entry is for the benefit of the actor or a third person, he is subject to liability for any harm done in the exercise of the privilege stated in Subsection (1) to any legally protected interest of the possessor in the land or connected with it, * * * .”

If the action of the defendant was intentional and Section 197 applies, then our case is quite similar to two of the illustrations under Section 197. Illustration 3 is to the effect that: A, an aviator, while carefully and skillfully operating his airplane makes a forced landing on B’s field in the reasonable belief that it is necessary to do so for the protection of himself and his plane. A is not liable for his mere entry, but under the statement in Subsection (2) is subject to liability for any harm thereby caused to B or to B’s buildings, crops or other belongings. Illustration 13 is also applicable: While A is canoeing on a navigable river, he is suddenly overtaken by a violent storm. To save himself and his canoe from destruction, A lands on B’s dock and pulls his canoe up onto the dock. In getting on B’s dock or in placing his canoe there, A damages the dock. Although A’s entry is privileged, he is liable to B for the harm so ■ occasioned, Since the entry was intentional, the actor is liable for the damage resulting therefrom however justifiable the entry, and even though it might have been made to save the actor’s life. The culpable or moral fault, if any, is said to be attributed to the actor’s refusal to pay for the damage done in the course of serving his own interests rather than in what he did. The legal fault centers around the notion that there was an intentional invasion of a legally protected interest. Keeton and Jones, 39 Texas L.Rev. 255. The above would afford a basis for a simple affirmance of the case.

The matter becomes involved however due to the testimony offered at the trial which is not contrary to the stipulation but which adds facts not contained in the stipulation. From this evidence it appears that defendant Ruiz was driving his car westerly in the outside lane of Alameda Street and that a Mr. Woodard was driving a truck in the inside lane westerly just ahead of the defendant Ruiz. The defendant testified that as he approached the truck it suddenly swerved into his lane of traffic forcing him to slam on his brakes and veer to the right. He stated that he “consciously and intentionally turned his wheels to the right to avoid hitting the truck.” He then ran onto the gravel shoulder of the road where he lost all control of his car and continued on to where he struck the plaintiff’s property. The Appellant argues that these facts present an entry or invasion which is both non-intentional and as found by the jury non-negligent. Such an entry fits within the terms of Section 166, Restatement (Second) of Torts, entitled: Non-liability for Accidental Intrusions. That section provides that an unintentional and non-negligent entry on land of another by one not engaged in an abnormally dangerous activity does not subject the actor to liability to the possessor even though the entry causes harm to the possessor. Section 166 was applied in First City National Bank of Houston v. Japhet, 390 S.W.2d 70 (Tex.Civ.App.—Houston 1965, writ dism’d), where the mo*819torist suffered a heart attack, immediately-lost consciousness and his car ran onto the plaintiff’s land. Under such circumstances, the Court held that the weight of authority and better reasoning would prevent liability.

The Appellant would have us apply the rule from the Japhet case to our fact situation. This we are unable to do because of the position adopted by our Texas Supreme Court in Mountain States Telephone and Telegraph Company v. Vowell Construction Company, 161 Tex. 432, 341 S.W.2d 148 (1960). There, the defendant’s scraper was deliberately and intentionally used to make a cut to a designated sub-grade. The scraper cut the plaintiff’s telephone cable which was underground and the defendant was held liable for the invasion and destruction of the plaintiff’s property right.

A similar situation was presented in Schronk v. Gilliam, 380 S.W.2d 743 (Tex.Civ.App.—Waco 1964, no writ). There, the defendant was held liable for damages to the plaintiff’s land caused by poison dropped from an airplane. The defendant was held to have trespassed upon the plaintiff’s land because he had intended the act which caused the trespass although he did not intend for the poison to fall on the plaintiff’s land.

As pointed out in the Japhet case, in both Mountain States Telephone and Telegraph Company v. Vowell Construction Company and Schronk v. Gilliam, the defendant intended the act which resulted in the trespass, although there was no intentional invasion of the plaintiff’s property. In each instance, the defendant was held liable. In the case before us, Armando Ruiz intentionally turned his automobile off the road and this caused the invasion of the plaintiff’s property. He intended the act which resulted in the trespass even though he did not intend to invade the plaintiff’s land or inflict damages upon the plaintiff. He is therefore liable.

Possibly some comfort can be afforded the Appellant by Professor Prosser who anticipates that Texas will abandon its present position. Prosser, Torts 4th Ed., at 64. • This is for the Texas Supreme Court to decide.

For the reasons stated, the judgment of the trial Court is affirmed.

2.4.1.5.4 Garner v. Kovalak ("The Swerve Redux Case") 2.4.1.5.4 Garner v. Kovalak ("The Swerve Redux Case")

Is this case like the preceding case, Ruiz? How and how not?

Terry GARNER, Appellant-Plaintiff, v. Eric KOVALAK, Appellee-Defendant.

No. 71A03-0403-CV-131.

Court of Appeals of Indiana.

Nov. 12, 2004.

*312Brooks J. Grainger, The Law Firm of Krisor & Associates, South Bend, IN, Attorney for Appellant.

OPINION

MAY, Judge.

Terry Garner appeals the small claims court's judgment in favor of Eric Kovalak. Garner raises one issue, which we restate as whether the court erred when it determined Kovalak was not liable to Garner for the damage Kovalak caused to Garner's trees when Kovalak swerved into Garner's yard to avoid a car crash. We affirm.

FACTS AND PROCEDURAL HISTORY

Garner and his wife, Elizabeth, own a property in St. Joseph County that measures just over four acres. Along the north and east sides of the property, next to the roadway, are trees that measure twenty to twenty-five feet tall. At about noon on September 29, 2008, Kovalak was driving on the road adjacent to the Garners' property when a brown Cadillac driven by an unidentified driver swerved over the centerline and into Kovalak's lane. To avoid the Cadillac, Kovalak drove onto the Garners' property. Kovalak avoided the Cadillac, but he knocked down two of the *313Garners’ trees. Garner obtained an estimate that removal and replacement of the damaged trees would cost $1,500.00.

On November 25, 2003, Garner filed a small claims action against Kovalak for the damaged trees. After a bench trial, the court entered judgment for Kovalak in an order that stated simply: “After due consideration, the Court finds that judgment should be and is entered in favor of [Kova-lak] and against [Garner].” (App. at 17.)

DISCUSSION AND DECISION

As an initial matter, we note Ko-valak did not file an appellee’s brief. When an appellee fails to file a brief, we may reverse the trial court’s decision if the appellant demonstrates a prima facie case of reversible error. Wright v. Wright, 782 N.E.2d 363, 366 (Ind.Ct.App.2002). Prima facie means “at first sight, on first appearance, or on the face of it.” Thurman v. Thurman, 111 N.E.2d 41, 42 (Ind.Ct.App. 2002). This rule relieves us of the burden of controverting appellant’s arguments for reversal, which is a burden that properly rests with the appellee. Wright, 782 N.E.2d at 366. It does not, however, relieve us of “our obligation to decide the law as applied to the facts in the record in order to determine whether reversal is required.” Vukovich v. Coleman, 789 N.E.2d 520, 525 n. 4 (Ind.Ct.App.2003).

Because the rules of small claims court make trials therein informal, “with the sole objective of dispensing speedy justice between the parties according to the rules of substantive law,” Ind. Small Claims Rule 8(a), we review the court’s procedural and evidentiary decisions with deference. Lae v. Householder, 789 N.E.2d 481, 483 (Ind. 2003). However, we review de novo a small claims court’s decisions regarding substantive law. Id. Judgments of small claims courts are “subject to review as prescribed by relevant Indiana rules and statutes.” Id. (quoting S.C.R. 11(A)).

Garner claims the court should have found Kovalak responsible for the damage to his trees under the theory of trespass quare clausum fregit. 1 Under that theory:

[I]t is necessary for the plaintiff to prove only that he was in possession of the land and that the defendant entered thereon without right, such proof entitling the plaintiff to nominal damages without proof of injury, and upon additional proof of injury to products of the soil, the plaintiff is entitled to compensatory damages.

Hawke v. Maus, 141 IndApp. 126,131, 226 N.E.2d 713, 717 (1967).

Garner testified that he and his wife own the land on which Kovalak drove and the trees Kovalak damaged. Garner also testified he did not give Kovalak permission to enter his property on the day of the accident, and he presented an estimate indicating the damage was $1,500.00. Ko-valak acknowledged his vehicle hit two of Garner’s trees. Based on that testimony it appears uncontested that Garner possessed the land, Kovalak entered without right, and $1500 worth of damage was caused to Garner’s “products of the soil.” Id. Accordingly, Garner demonstrated all the elements required for recovery under the theory of trespass quare clausum fre-git.

However, a trespasser cannot be held liable unless a voluntary act caused his entry onto the plaintiffs property. As we explained in Hawke:

*314In order to be liable for a trespass on land ..., it is necessary only that the actor intentionally be upon any part of the land in question. It is not necessary that he intend to invade the possessor's interest in the exclusive possession of his land and, therefore, that he know his entry to be an intrusion. The intention which is required to make the actor liable under the rule stated in this Section is an intention to enter upon the particular piece of land in question, irrespective of whether the actor knows or should know that he is not entitled to enter.
Although it is not necessary that the trespasser intend to commit a trespass or even that he know that his act will constitute a trespass, it is required for trespass that there be an intentional act and an intent to do the very act which results in the trespass.
The driver of an automobile who suddenly loses control of his car because he is seized with a heart attack, a stroke, a fainting spell, is not liable unless he knew that he was likely to become ill, in which case he is to be found negligent in driving the car at all. The same conclusions are reached when the defendant's car is struck by another vehicle and thrown out of control.

Id. at 129-30, 226 N.E.2d at 715-16 (internal citations and quotations omitted).

Thus, the question before us is whether Kovalak's act, swerving his vehicle onto Garner's property to miss an on-coming car that had crossed the centerline and entered Kovalak's lane, was "intentional" or "unintentional." Kovalak testified he used both hands to turn his truck right to avoid the Cadillac and he left the road such that the closest his truck came to the Cadillac was "15 to 25 feet." (App. at 14.) Garner cites that testimony as proof Kova-lak intentionally drove onto Garner's property. We disagree.

Kovalak's testimony indicated he was driving on the highway at fifty-five miles per hour when an on-coming car crossed over his lane into the grass on his side of the road and then back into his lane. He claimed he swerved to prevent a head-on collision. The police report indicates the officer "photographed the tire marks left by the unidentified vehicle." (Defendant's Exhibit A at 4.) Kovalak's insurer found he was not responsible for the accident because an unidentified driver ran him off the road. Given those facts, we cannot say the trial court erred in implicitly finding the act of another caused Kovalak to leave the road and enter the Garners' property, and that Kovalak's act was therefore unintentional. See, eg., State v. Magnuson, 488 N.E.2d 743, 750 (Ind.Ct.App.1986) (The record contained evidence from which the trier of fact could determine the driver had no time for deliberation, and therefore an instruction on sudden emergency was not unwarranted.), reh'g denied, trans. denied.

Nor can we say as a matter of law that Kovalak's decision to steer his truck to the right to avoid a head-on collision was an "intentional" act. An intentional act is one "resulting for the actor's will directed to that end." Black's Law Dictionary 25 (7th ed.1999). "An act is intentional when foreseen and desired by the doer, and this foresight and desire resulted in the act through the operation of the will." Id. An act done intentionally is also done voluntarily. Id. at 1569. An act is voluntary if it is "not constrained, impelled or influenced by another." Webster's 3rd New International Dictionary Unabridged 2564 (G. & C. Merriam Co.1976). As a trier of fact could reasonably find Kovalak's action was impelled by the brown Cadillac, we *315decline to hold as a matter of law his act was intentional.

Affirmed.

SHARPNACK, J., and BAILEY, J., concur.

2.4.2 to Chattel 2.4.2 to Chattel

2.4.2.1 Restatement Sec. 217, on Trespass to Chattel 2.4.2.1 Restatement Sec. 217, on Trespass to Chattel

A trespass to a chattel may be committed by intentionally
  • (a) dispossessing another of the chattel, or
  • (b) using or intermeddling with a chattel in the possession of another.

Restatement (Second) of Torts § 217 (1965)

2.4.2.2 NW Media Holdings Corp. v. IBT Media ("The Computer Tort Case") 2.4.2.2 NW Media Holdings Corp. v. IBT Media ("The Computer Tort Case")

What is the difference between conversion and trespass to chattels?

NW MEDIA HOLDINGS CORP., Newsweek LLC,Newsweek Digital LLC,Newsweek Magazine LLC,Newsweek Publishing LLC,NW Digital LLC,NW Magazine LLC, Plaintiff,
v.
IBT MEDIA INC.,Olivet University, World Olivet Assembly, Inc.,Etienne UZAC, David Jang, Younseok Choi, Defendant.
No. 652344/2022.
March 22, 2023.
*1 Part 60M
Motion Date 12/15/2022
Motion Seq. No. 008
Decision + Order on Motion
Present: Hon. Melissa A. Crane, Justice.
The following e-filed documents, listed by NYSCEF document number (Motion 008) 65, 66, 67, 68, 69, 88, 97, 98, 99, 117 were read on this motion to/for DISMISS.
In Motion Seq. No. 08, Defendant Younseok Choi a/k/a Titus Choi (“Defendant” or “Choi”) moves, pursuant to CPLR 3211(a)(7), to dismiss the complaint's causes of action for conversion, trespass to chattels, and conspiracy against him.
For the following reasons, Defendant's motion to dismiss in this action, NW Media Holdings Corp., et al. v IBT Media Inc., et al., is granted in part and denied in part.1
FACTUAL AND PROCEDURAL BACKGROUND
This action is one of a series of cases between the former and current owners of the magazine and media business Newsweek. The complaint in this case alleges that after Plaintiff NW Media Holdings Corp. (“NW Media”) purchased Newsweek from Defendant IBT Media Inc. **2 (“IBT”), the Defendants conspired to destroy millions of pages of Newsweek data on a Google Workspace (“Workspace”) in contravention of a litigation hold.
In particular, the complaint alleges that following the separation of IBT and Newsweek, Newsweek continued to maintain data for both companies in the “Newsweek Google Workspace” that is “exclusively owned by Newsweek” (Complaint, ¶ 141 n 9 [NYSCEF Doc. No. 68]). Plaintiffs allege that “[a]t all relevant times, Plaintiffs had a possessory right and interest in the electronic data, including all user accounts, emails, and documents stored in the Newsweek Google Workspace” (Complaint, ¶ 200). Nevertheless, Plaintiffs allege that current IBT chief executive officer Jonathan Davis (“Davis”) and IBT employee Choi continued to have access to the Workspace following the sale of Newsweek, despite NW Media not employing them (see Complaint, ¶¶ 145, 151). Plaintiffs further allege that after Newsweek issued a litigation hold in August 2020, Defendant David Jang (“Jang”)2 directed Defendant Etienne Uzac (“Uzac”)--the former chief executive officer of IBT--to “orchestrate the deletion of [problematic] documents and information from IBT accounts located in Newsweek's Google Workspace” (Complaint, ¶¶ 143-145).
*2 Plaintiffs allege that after Davis first used his IBT account credentials to access and export data, the “IBT conspirators” directed the deletion of documents and communications “associated with Newsweek's former management team” (Complaint, ¶¶ 146-150). Specifically, on August 21, 2020, Davis allegedly directed Choi to “ ‘clean up’ the files,” and Choi's IBT account subsequently logged into the Workspace and “deleted 271 user accounts and all of their contents” **3 (Complaint, ¶¶ 151-152, 202). Then, on August 24, 2020, “Choi separately deleted the user accounts associated with [Uzac] (e.uzac@ibt.com), who was the CEO and President of IBT during much of the period it owned and operated Newsweek, and Marion Kim (marion@ibt.com), IBT's Director of Finance and CFO during the same period” (Complaint, ¶ 153). Overall, Choi allegedly deleted approximately 1.8 terabytes' worth of data at the direction of Jang and Davis (Complaint, ¶¶ 154, 157).
Plaintiffs subsequently filed the complaint. The complaint alleges causes of action against Choi for conversion (Count III), trespass to chattels (Count V), conspiracy as to conversion (Count IV), and conspiracy as to trespass to chattels (Count VI).
DISCUSSION
Choi has moved to dismiss all causes of action against him pursuant to CPLR 3211(a)(7) for failure to state a cause of action. The court grants dismissal as to the trespass to chattels claim and the associated conspiracy, but otherwise the court denies dismissal.
1. Trespass to Chattels
Choi first moves to dismiss the claim for trespass to chattels on the basis that the allegations within the complaint, if anything, allege conversion rather than trespass to chattels. Choi is correct. In order to state a cause of action for trespass to chattels, a plaintiff must allege “(1) intent, (2) physical interference with (3) possession (4) resulting in harm” (DeAngelis v Corzine, 17 F Supp 3d 270, 283 [SDNY 2014]; Lavazza Premium Coffees Corp. v Prime Line Distributors Inc., 575 F Supp 3d 445, 474 [SDNY 2021] [“Under New York Law, [a] trespass to chattel occurs when a party intentionally damages or interferes with the use of property belonging to another.”] [citations and internal quotation marks omitted]; School of Visual Arts v Kuprewicz, 3 Misc 3d 278, 281 [Sup Ct, NY County 2003]). A plaintiff must show that the “condition, quality, or value” of the chattel **4 was “diminished” as a result of the defendant's actions or that the plaintiff was deprived of use of the chattel “for a substantial time” (Twin Sec., Inc. v Advocate & Lichtenstein, LLP, 113 AD3d 565, 565 [1st Dept 2014]; School of Visual Arts, 3 Misc 3d at 281).
A cause of action for trespass to chattels “overlaps with a claim for conversion” (Lavazza, 575 F Supp 3d at 474). However, the two causes of action are distinct. Allegations that the defendant “merely interfered with the plaintiff's property” are “properly construed as an action to recover for trespass,” while allegations of “destruction or taking of the property” amount to a claim for conversion (see Douglas v Abrams Children Books, 2014 WL 12909009, *7 [SDNY Sept 26, 2014] [granting in part motion to dismiss, finding the complaint “state[s] a claim for conversion, not an ‘injurious trespass of Chattel’ ”] [citing Sporn v MCA Records, 58 NY2d 482 (1983)]; see also Manhattan Sports Restaurants of America, LLC v Lieu, 137 AD3d 504, 504 [1st Dept 2016] [finding allegations stated cause of action for trespass to chattels but not conversion since it was “not alleged that defendant exercised dominion and control” over the chattels]; Fischkoff v Iovance Biotherapeutics, Inc., 339 F Supp 3d 408, 414 [SDNY 2018] [finding that “pure copying of electronic files without more” did not state a claim for conversion]).
Plaintiffs contend that allegations of destruction of data suffice to state a claim for trespass to chattels in addition to their claim for conversion (see Mem. in Opposition, NYSCEF Doc. No. 97, p. 41). However, Plaintiffs cite no appellate authority in support of this proposition. Instead, they rely on New York state trial court and federal court orders. Meanwhile, a review of these cases actually sharpens the distinction between the two causes of action in situations involving electronic data. Accordingly, “trespass to chattels” in the context of electronic data often include interference that causes damage to computer systems or involves the sending of unsolicited content (see e.g. Spa World Corp. v Lipschik, 2010 WL 11632681, *13 [EDNY Sept 9, 2010] [denying **5 dismissal of trespass to chattels claim where defendants allegedly installed malicious Trojan virus on plaintiff's website, requiring a shutdown of the computer system]; School of Visual Arts v Kuprewicz, 3 Misc 3d 278, 281 [Sup Ct, NY County 2003] [denying dismissal of trespass to chattels claim where defendant caused “unsolicited e-mails” to be sent to plaintiff which “depleted hard disk space, drained processing power, and adversely affected other system resources”]).
*3 Plaintiffs do cite cases in which trespass to chattels claims have proceeded involving the mere deletion of data. Rather, these cases also involved interference with physical devices containing that data [see e.g. Banach v The Dedalus Foundation, Inc., 2012 WL 251567 [Sup Ct, NY County Jan 18, 2012] [denying motion to dismiss trespass to chattel counterclaim where defendant alleged that plaintiff “intentionally deleted hard drive data on the computers it provided her to work from home”]; Cohen v Gerson Lehrman Group, Inc., 2011 WL 4336683, at **7-9 [SDNY Sept 15, 2022] [denying motion for summary judgment dismissing conversion and trespass to chattels claims where the defendant allegedly “engaged in unauthorized access to his workplace computer and unlawfully deleted or modified the defendant's files”]; Advanstar Communications Inc. v Pollard, 2014 WL 4613020, *2-3 [Sup Ct, NY County Sept 16, 2014] [denying dismissal of trespass to chattels claim where counterclaim defendants allegedly “remotely wiped” his iPhone]).
Unlike in these cases, Plaintiffs have not alleged that Choi interfered with the Workspace in such a way that impinged its functioning, that Choi inserted unwanted data or that Choi deleted data directly off of Plaintiffs' own devices. Rather, the allegations in this Complaint are simply that Choi deleted 1.8 terabytes' worth of data off of the Workspace to the complete deprivation of Plaintiffs' access (see Complaint, ¶¶ 154, 202, and 221). If anything, that is a cause of action for conversion, not trespass to chattels (see Douglas v Abrams Children Books, 2014 WL 12909009, *7 [SDNY Sept 26, 2014]).
**6 2. Conversion
The court denies Defendant's motion to dismiss Plaintiffs' cause of action for conversion against him. To state a cause of action for conversion, a plaintiff is required to allege that they had legal ownership or a “superior right of possession” and that the defendant interfered with their right of possession (Grocery Delivery E-Servs. USA, Inc. v Flynn, 201 AD3d 585, 586 [1st Dept 2022]; Abrams v Pecile, 115 AD3d 565, 565-566 [1st Dept 2014]; NY Medscan, LLC v JC-Duggan Inc., 40 AD3d 536, 537 [1st Dept 2007]; Lemle v Lemle, 92 AD3d 494, 497 [1st Dept 2012] [“Conversion is the unauthorized assumption and exercise of the right of ownership over another's property to the exclusion of the owner's rights.”]). As discussed, a plaintiff states a cause of action for conversion, rather than the related cause of action for trespass to chattels, where a plaintiff alleges that the defendant actually destroyed the property rather than just interfered with it (Douglas v Abrams Children Books, 2014 WL 12909009, *7 [SDNY Sept 26, 2014] [citing Sporn v MCA Records, 58 NY2d 482, 487-488 (1983)]; cf. also Mountain & Isles, LLC v Gillz, LLC, 2019 N.Y. Slip Op. 30872[U], 7 [Sup Ct, New York County 2019] [noting that a conversion claim involving intangible property requires allegations that the plaintiff's rights were infringed somehow, such as being “excluded from using its intangible property”]).
Here, Defendant has failed to meet his burden on this motion to dismiss. Plaintiffs allege that they “had a possessory right and interest in the electronic data, including all user accounts, emails, and documents stored in the Newsweek Google Workspace” and that the “data and information contained in the Newsweek Google Workspace is exclusively owned by Newsweek” (Complaint, ¶¶ 141 n 9, 200). Plaintiffs further allege that “[n]one of the Defendants had the authority to destroy Plaintiff's' business records or take them for their own use” (Complaint, ¶ 207) and that on August 21 and 24, 2020, Choi “accessed, exercised control over, and destroyed **7 electronic data in the Newsweek Google Workspace without permission” (Complaint, ¶ 202). These allegations are sufficient to state a cause of action for conversion.
*4 Defendant's arguments to the contrary are unavailing. First, Defendant argues that the complaint does not actually allege that any of the Plaintiffs had a possessory interest in the data on the Workspace (Opening Mem., NYSCEF Doc. No. 66, p. 8). Defendant highlights the complaint's allegation that “the data and information contained in the Newsweek Google Workspace is exclusively owned by Newsweek” (id.; Complaint, ¶ 141, n 9). While Defendant is correct that Plaintiffs do not technically include an entity called simply “Newsweek,” the complaint appears in at least one place to use the term “Newsweek” to refer to Newsweek LLC, which is one of the plaintiff entities (see e.g. Complaint, ¶ 23 [“Plaintiff Newsweek LLC is a New York limited liability company . . . Newsweek was formed in connection with the sale of Newsweek magazine.”]). Second, the complaint explicitly alleges that “Plaintiffs” in general “had a possessory right and interest” in the data stored in the Workspace (Complaint, ¶ 200). Therefore, Defendant has not established entitlement to dismissal for failure to state a claim because, even if the complaint does allege that “Newsweek” had an interest, it also alleges that Plaintiffs in general had an interest in the data in the Workspace. Indeed, over all four cases, both sides have claimed a sole legal right to the data. Which side legally has that right is not subject to adjudication at this juncture.
Nor does the court accept Defendant's argument that Plaintiffs fail to allege that they were “exclusive” owners of the data (Opening Mem., p. 9). Nowhere in Defendant's opening or reply memoranda does Defendant cite any case law to support the argument that Plaintiffs need to allege an exclusive interest in the data to maintain a claim of conversion. Contrary to Defendant's assertion, Plaintiffs only are required to allege that they had legal ownership or a “superior right **8 of possession” (Grocery Delivery E--Services USA, Inc. v Flynn, 201 AD3d 585, 586 [1st Dept 2022] [emphasis added]; NY Medscan, LLC v JC-Duggan Inc., 40 AD3d 536, 537 [1st Dept 2007]; see also Abrams v Pecile, 115 AD3d 565, 565-566 [1st Dept 2014] [finding motion court should not have dismissed conversion claim because “Plaintiff has a possessory right or interest in the property . . . and there is evidence that defendant has interfered with that right by refusing a demand for the goods”] [emphasis added]). In any event, as discussed above, Plaintiffs have alleged that the data contained on the Workspace was “exclusively” owned by Newsweek (Complaint, ¶ 141, n 9). To the extent Defendant argues that allegations in the complaint “contradict” this claim of exclusive ownership (Reply Mem., NYSCEF Doc. No. 117, p. 6), these arguments present questions of fact not suited to adjudication on this motion (see Abrams, 115 AD3d at 566 [reversing summary judgment dismissal of conversion claim based on issue of fact as to whether property was jointly owned marital property]). Because Plaintiffs have alleged that they were exclusive owners of the Workspace data and had a possessory right to the data that Choi allegedly destroyed, Plaintiffs have stated a cause of action for conversion.
Similarly, the court rejects Defendant's argument that dismissal is warranted because he was authorized to delete the information (Opening Mem., p. 10). Choi's attorney argues that Choi “was expressly authorized by a 50% owner, director, and officer of NW Media to delete the user accounts at issue” (id.). Even though Davis, who was and remains a 50% owner of NW Media, allegedly directed Choi to delete the data (Complaint, ¶ 202), Plaintiffs have sufficiently alleged that they had a superior possessory interest in the material that Choi allegedly permanently deleted. Defendant has provided no case law to support the proposition that one 50% owner has the unfettered right to permanently destroy--themselves or through an agent--data in which the other 50% owner has a possessory interest.
**9 3. The Conspiracy Claims
Defendant additionally moves to dismiss Plaintiffs' causes of action for conspiracy. Defendant is correct that civil conspiracy is not an independent tort (Mamoon v Dot Net Inc., 135 AD3d 656, 658 [1st Dept 2016]). Therefore, to the extent Plaintiffs' cause of action for conspiracy against Choi is based on trespass to chattels that the court has dismissed, the conspiracy cause of action is also dismissed (see Abacus Federal Savings Bank v Lim, 75 AD3d 472, 474 [1st Dept 2010]).
*5 However, to the extent that Plaintiffs assert a cause of action for conspiracy based on the alleged conversion, Defendant's motion to dismiss is denied. The conversion claim that survives this motion to dismiss can serve as the underlying tort for the purposes of Plaintiffs' conspiracy claim.
A claim for civil conspiracy requires a plaintiff to plead, in addition to a primary underlying tort, “(1) an agreement between two or more parties; (2) an overt act in furtherance of the agreement; (3) the parties' intentional participation in the furtherance of a plan or purpose; and (4) resulting damage or injury” (Abacus Federal Savings Bank, 75 AD3d at 474). Defendant argues that Plaintiffs fail to meet this burden because the complaint does not allege that Choi “even communicated with Jang or Uzac about the Workspace accounts, let alone that he reached some relevant agreement with them” (Opening Mem., p. 12). However, Defendant has not provided any case law suggesting that Plaintiffs were required to allege specifically that Choi communicated with every other co-conspirator in order to allege that Choi was part of the overall conspiracy. Defendant acknowledges that the complaint alleges that “Davis, Choi's boss, directed him to delete accounts in [the] Workspace” (Opening Mem., p. 12 [citing Complaint, ¶ 151]). Further, the complaint alleges that Jang directed Uzac to orchestrate the deletion of documents and information **10 and that Uzac then coordinated with Davis to carry out the deletions” (Complaint, ¶ 145). This is sufficient to raise an inference of an agreement between these parties (see FIA Leveraged Fund Ltd. v Grant Thornton LLP, 150 AD3d 492, 495 [1st Dept 2017]).
Additionally, the complaint alleges colorable facts from which the court can infer, at this motion to dismiss stage, that Choi intentionally participated in furtherance of the alleged conspiracy by deleting data from the Workspace. Defendant is correct that Plaintiffs are required to allege “intentional participation in the furtherance of a plan or purpose” (Cohen Bros. Realty Corp. v Mapes, 181 AD3d 401, 404 [1st Dept 2020]. However, contrary to Defendant's argument, the complaint's allegation that “Choi was directed to ‘clean up’ the files by deleting any accounts that might contain information damaging to Jang or the Church” (Complaint, ¶ 151) is sufficient, for purposes of this motion, to allege that Choi was aware of the purpose of the deletions. As such, Defendant has failed to meet his burden to establish entitlement to dismissal at this juncture.
Lastly, Plaintiffs have sufficiently alleged that they incurred damages from the conspiracy through, among other things, the lost “value of the data destroyed,” as well as through the cost of a forensic investigation, and “related costs of [their] attempts to recover (unsuccessfully) the data destroyed by Defendants” (Complaint, ¶ 217).
The court has considered the parties' remaining contentions and finds them unavailing.
Accordingly, it is
ORDERED that Defendant Choi's motion, Motion Seq. No. 08, is granted to the extent that the causes of action for trespass to chattels (Count V) and conspiracy to trespass to chattels (Count VI) are dismissed; and it is further
ORDERED that Defendant's motion to dismiss is otherwise denied in its entirety; and it is further
*6 **11 ORDERED that Defendant Choi must serve an answer to the complaint within 20 days of the date of this decision and order.
03/22/2023
DATE
<<signature>>
MELISSA CRANE, J.S.C.

Footnotes

1
Choi also moved, using the same memorandum in support, in the related Pragad v Davis action, Index No. 652334/2022, to dismiss Pragad's claim for aiding and abetting breach of fiduciary duty claim against him. The court already denied Choi's motion, MS 05, in the Pragad action.
2
Jang's role is of limited relevance for purposes of this motion. For context, the complaint alleges that Jang is a “pastor and the founder of his own Christian sect called the Community” who allegedly has “close ties and effective control over [] companies owned by Community members, such as IBT” (Complaint, ¶ 29). The complaint alleges that, following the sale of Newsweek to NW Media, NW Media incurred “fees and costs related to threatened legal actions arising out of acts taken under IBT's former management” (Complaint, ¶ 13). It is unclear what litigation the August 2020 litigation hold was imposed for, but the complaint generally alleges that Jang directed the deletion of records that “might cause harm or embarrassment to him or his Church or subject IBT to liability” (Complaint, ¶ 16).

2.4.2.3 Moore v. Regents of University of California 2.4.2.3 Moore v. Regents of University of California

[No. S006987.

July 9, 1990.]

JOHN MOORE, Plaintiff and Appellant, v. THE REGENTS OF THE UNIVERSITY OF CALIFORNIA et al., Defendants and Repondents.

*124Counsel

Gage, Mazursky, Schwartz, Angelo & Kussman, Sanford M. Gage, Christopher E. Angelo and Jonathan T. Zackey for Plaintiff and Appellant.

Lori Andrews and Marjorie M. Schultz as Amici Curiae on behalf of Plaintiff and Appellant.

James E. Holst, Allen B. Wagner, John F. Lundberg, George L. Marchand, Ball, Hunt, Hart, Brown & Baerwitz, Anthony Murray, Donn Dimichele, Horvitz. Levy & Amerian, Horvitz & Levy, Ellis J. Horvitz, Peter Abrahams, Coleman & Marcus, Richard M. Coleman, Michael D. Marcus, Hale & Dorr, John G. Fabiano, Ian Crawford, Covington & Crowe, Robert E. Dougherty and Robert H. Reeder for Defendants and Respondents.

Cooley, Godward, Castro, Huddleson & Tatum, Michael Traynor, Brian C. Cunningham, Lloyd R. Day, Louis M. Lupin and Gary H. Ritchey as Amici Curiae on behalf of Defendants and Respondents.

Opinion

PANELLI, J.—

I. Introduction

We granted review in this case to determine whether plaintiff has stated a cause of action against his physician and other defendants for using his cells *125in potentially lucrative medical research without his permission. Plaintiff alleges that his physician failed to disclose preexisting research and economic interests in the cells before obtaining consent to the medical procedures by which they were extracted. The superior court sustained all defendants’ demurrers to the third amended complaint, and the Court of Appeal reversed. We hold that the complaint states a cause of action for breach of the physician’s disclosure obligations, but not for conversion.

II. Facts

Our only task in reviewing a ruling on a demurrer is to determine whether the complaint states a cause of action. Accordingly, we assume that the complaint’s properly pleaded material allegations are true and give the complaint a reasonable interpretation by reading it as a whole and all its parts in their context. (Phillips v. Desert Hospital Dist. (1989) 49 Cal.3d 699, 702 [263 Cal.Rptr. 119, 780 P.2d 349]; Blank v. Kirwan (1985) 39 Cal.3d 311, 318 [216 Cal.Rptr. 718, 703 P.2d 58]; Tameny v. Atlantic Richfield Co. (1980) 27 Cal.3d 167, 170 [164 Cal.Rptr. 839, 610 P.2d 1330, 9 A.L.R.4th 314].) We do not, however, assume the truth of contentions, deductions, or conclusions of fact or law. (Daar v. Yellow Cab Co. (1967) 67 Cal.2d 695, 713 [63 Cal.Rptr. 724, 433 P.2d 732].) For these purposes we briefly summarize the pertinent factual allegations of the 50-page complaint.

The plaintiff is John Moore (Moore), who underwent treatment for hairy-cell leukemia at the Medical Center of the University of California at Los Angeles (UCLA Medical Center). The five defendants are: (1) Dr. David W. Golde (Golde), a physician who attended Moore at UCLA Medical Center; (2) the Regents of the University of California (Regents), who own and operate the university; (3) Shirley G. Quan, a researcher employed by the Regents; (4) Genetics Institute, Inc. (Genetics Institute); and (5) Sandoz Pharmaceuticals Corporation and related entities (collectively Sandoz).

Moore first visited UCLA Medical Center on October 5, 1976, shortly after he learned that he had hairy-cell leukemia. After hospitalizing Moore and “withdrawing] extensive amounts of blood, bone marrow aspirate, and other bodily substances,” Golde1 confirmed that diagnosis. At this time all *126defendants, including Golde, were aware that “certain blood products and blood components were of great value in a number of commercial and scientific efforts” and that access to a patient whose blood contained these substances would provide “competitive, commercial, and scientific advantages.”

On October 8, 1976, Golde recommended that Moore’s spleen be removed. Golde informed Moore “that he had reason to fear for his life, and that the proposed splenectomy operation . . . was necessary to slow down the progress of his disease.” Based upon Golde’s representations, Moore signed a written consent form authorizing the splenectomy.

Before the operation, Golde and Quan “formed the intent and made arrangements to obtain portions of [Moore’s] spleen following its removal” and to take them to a separate research unit. Golde gave written instructions to this effect on October 18 and 19, 1976. These research activities “were not intended to have . . . any relation to [Moore’s] medical . . . care.” However, neither Golde nor Quan informed Moore of their plans to conduct this research or requested his permission. Surgeons at UCLA Medical Center, whom the complaint does not name as defendants, removed Moore’s spleen on October 20, 1976.

Moore returned to the UCLA Medical Center several times between November 1976 and September 1983. He did so at Golde’s direction and based upon representations “that such visits were necessary and required for his health and well-being, and based upon the trust inherent in and by virtue of the physician-patient relationship . . . .” On each of these visits Golde withdrew additional samples of “blood, blood serum, skin, bone marrow aspirate, and sperm.” On each occasion Moore travelled to the UCLA Medical Center from his home in Seattle because he had been told that the procedures were to be performed only there and only under Golde’s direction.

“In fact, [however,] throughout the period of time that [Moore] was under [Golde’s] care and treatment, . . . the defendants were actively involved in a number of activities which they concealed from [Moore] . . . .” Specifically, defendants were conducting research on Moore’s cells and planned to “benefit financially and competitively ... [by exploiting the cells] and [their] exclusive access to [the cells] by virtue of [Golde’s] ongoing physician-patient relationship . . . .”

*127Sometime before August 1979, Golde established a cell line from Moore’s T-lymphocytes.2 On January 30, 1981, the Regents applied for a patent on the cell line, listing Golde and Quan as inventors. “[B]y virtue of an established policy . . . , [the] Regents, Golde, and Quan would share in any royalties or profits . . . arising out of [the] patent.” The patent issued on March 20, 1984, naming Golde and Quan as the inventors of the cell line and the Regents as the assignee of the patent. (U.S. Patent No. 4,438,032 (Mar. 20, 1984).)

The Regent’s patent also covers various methods for using the cell line to produce lymphokines.3 Moore admits in his complaint that “the true clinical potential of each of the lymphokines . . . [is] difficult to predict, [but] . . . competing commercial firms in these relevant fields have published reports in biotechnology industry periodicals predicting a potential market of approximately $3.01 Billion Dollars by the year 1990 for a whole range of [such lymphokines] . . . .”

With the Regents’ assistance, Golde negotiated agreements for commercial development of the cell line and products to be derived from it. Under an agreement with Genetics Institute, Golde “became a paid consultant” and “acquired the rights to 75,000 shares of common stock.” Genetics Institute also agreed to pay Golde and the Regents “at least $330,000 over three years, including a pro-rata share of [Golde’s] salary and fringe benefits, in exchange for . . . exclusive access to the materials and research performed” on the cell line and products derived from it. On June 4, 1982, *128Sandoz “was added to the agreement,” and compensation payable to Golde and the Regents was increased by $110,000. “[Throughout this period,. . . Quan spent as much as 70 [percent] of her time working for [the] Regents on research” related to the cell line.

Based upon these allegations, Moore attempted to state 13 causes of action.4 Each defendant demurred to each purported cause of action. The superior court, however, expressly considered the validity of only the first cause of action, conversion.5 Reasoning that the remaining causes of action incorporated the earlier, defective allegations, the superior court sustained a general demurrer to the entire complaint with leave to amend. In a subsequent proceeding, the superior court sustained Genetics Institute’s and Sandoz’s demurrers without leave to amend on the grounds that Moore had not stated a cause of action for conversion and that the complaint’s allegations about the entities’ secondary liability were too conclusory. In accordance with its earlier ruling that the defective allegations about conversion rendered the entire complaint insufficient, the superior court took the remaining demurrers off its calendar.

With one justice dissenting, the Court of Appeal reversed, holding that the complaint did state a cause of action for conversion. The Court of Appeal agreed with the superior court that the allegations against Genetics Institute and Sandoz were insufficient, but directed the superior court to give Moore leave to amend. The Court of Appeal also directed the superior court to decide “the remaining causes of action, which [had] never been expressly ruled upon.”

III. Discussion

A. Breach of Fiduciary Duty and Lack of Informed Consent

Moore repeatedly alleges that Golde failed to disclose the extent of his research and economic interests in Moore’s cells6 before obtaining consent to the medical procedures by which the cells were extracted. These allegations, in our view, state a cause of action against Golde for invading a *129legally protected interest of his patient. This cause of action can properly be characterized either as the breach of a fiduciary duty to disclose facts material to the patient’s consent or, alternatively, as the performance of medical procedures without first having obtained the patient’s informed consent.

Our analysis begins with three well-established principles. First, “a person of adult years and in sound mind has the right, in the exercise of control over his own body, to determine whether or not to submit to lawful medical treatment.” (Cobbs v. Grant (1972) 8 Cal.3d 229, 242 [104 Cal.Rptr. 505, 502 P.2d 1]; cf. Schloendorff v. New York Hospital (1914) 211 N.Y. 125 [105 N.E. 92, 93].) Second, “the patient’s consent to treatment, to be effective, must be an informed consent.” (Cobbs v. Grant, supra, 8 Cal.3d at p. 242.) Third, in soliciting the patient’s consent, a physician has a fiduciary duty to disclose all information material to the patient’s decision. (Id., at pp. 242, 246; see also Stafford v. Schultz (1954) 42 Cal.2d 767, 777 [270 P.2d 1]; Nelson v. Gaunt (1981) 125 Cal.App.3d 623, 635 [178 Cal.Rptr. 167]; Berkey v. Anderson (1969) 1 Cal.App.3d 790, 805 [82 Cal.Rptr. 67]; Bowman v. McPheeters (1947) 77 Cal.App.2d 795, 800 [176 P.2d 745].)

These principles lead to the following conclusions: (1) a physician must disclose personal interests unrelated to the patient’s health, whether research or economic, that may affect the physician’s professional judgment; and (2) a physician’s failure to disclose such interests may give rise to a cause of action for performing medical procedures without informed consent or breach of fiduciary duty.

To be sure, questions about the validity of a patient’s consent to a procedure typically arise when the patient alleges that the physician failed to disclose medical risks, as in malpractice cases, and not when the patient alleges that the physician had a personal interest, as in this case. The concept of informed consent, however, is broad enough to encompass the latter. “The scope of the physician’s communication to the patient . . . must be measured by the patient’s need, and that need is whatever information is material to the decision.” (Cobbs v. Grant, supra, 8 Cal.3d at p. 245.)

Indeed, the law already recognizes that a reasonable patient would want to know whether a physician has an economic interest that might affect the physician’s professional judgment. As the Court of Appeal has said, “[c]ertainly a sick patient deserves to be free of any reasonable suspicion that his doctor’s judgment is influenced by a profit motive.” (Magan Medical Clinic v. Cal. State Bd. of Medical Examiners (1967) 249 Cal.App.2d 124, 132 [57 Cal.Rptr. 256].) The desire to protect patients from possible conflicts of interest has also motivated legislative enactments. Among these is Business and Professions Code section 654.2. Under that section, a physi*130cian may not charge a patient on behalf of, or refer a patient to, any organization in which the physician has a “significant beneficial interest, unless [the physician] first discloses in writing to the patient, that there is such an interest and advises the patient that the patient may choose any organization for the purposes of obtaining the services ordered or requested by [the physician].” (Bus. & Prof. Code, § 654.2, subd. (a). See also Bus. & Prof. Code, § 654.1 [referrals to clinical laboratories].) Similarly, under Health and Safety Code section 24173, a physician who plans to conduct a medical experiment on a patient must, among other things, inform the patient of “[t]he name of the sponsor or funding source, if any, . . . and the organization, if any, under whose general aegis the experiment is being conducted.”7 (Health & Saf. Code, § 24173, subd. (c)(9).)

It is important to note that no law prohibits a physician from conducting research in the same area in which he practices. Progress in medicine often depends upon physicians, such as those practicing at the university hospital where Moore received treatment, who conduct research while caring for their patients.

Yet a physician who treats a patient in whom he also has a research interest has potentially conflicting loyalties. This is because medical treatment decisions are made on the basis of proportionality—weighing the benefits to the patient against the risks to the patient. As another court has said, “the determination as to whether the burdens of treatment are worth enduring for any individual patient depends upon the facts unique in each case,” and “the patient’s interests and desires are the key ingredients of the decision-making process.” (Barber v. Superior Court (1983) 147 Cal.App.3d 1006, 1018-1019 [195 Cal.Rptr. 484, 47 A.L.R.4th 1].) A physician who adds his own research interests to this balance may be tempted to order a scientifically useful procedure or test that offers marginal, or no, benefits to the patient.8 The possibility that an interest extraneous to the patient’s health has affected the physician’s judgment is something that a reasonable patient would want to know in deciding whether to consent to a proposed course of treatment. It is material to the patient’s decision and, thus, a prerequisite to informed consent. (See Cobbs v. Grant, supra, 8 Cal.3d at p. 245.)

*131Golde argues that the scientific use of cells that have already been removed cannot possibly affect the patient’s medical interests. The argument is correct in one instance but not in another. If a physician has no plans to conduct research on a patient’s cells at the time he recommends the medical procedure by which they are taken, then the patient’s medical interests have not been impaired. In that instance the argument is correct. On the other hand, a physician who does have a preexisting research interest might, consciously or unconsciously, take that into consideration in recommending the procedure. In that instance the argument is incorrect: the physician’s extraneous motivation may affect his judgment and is, thus, material to the patient’s consent.

We acknowledge that there is a competing consideration. To require disclosure of research and economic interests may corrupt the patient’s own judgment by distracting him from the requirements of his health.9 But California law does not grant physicians unlimited discretion to decide what to disclose. Instead, “it is the prerogative of the patient, not the physician, to determine for himself the direction in which he believes his interests lie.” (Cobbs v. Grant, supra, 8 Cal.3d at p. 242.) “Unlimited discretion in the physician is irreconcilable with the basic right of the patient to make the ultimate informed decision . . . .” {Id., at p. 243.)

Accordingly, we hold that a physician who is seeking a patient’s consent for a medical procedure must, in order to satisfy his fiduciary duty10 and to obtain the patient’s informed consent, disclose personal interests unrelated *132to the patient’s health, whether research or economic, that may affect his medical judgment.

1. Dr. Golde

We turn now to the allegations of Moore’s third amended complaint to determine whether he has stated such a cause of action. We first discuss the adequacy of Moore’s allegations against Golde, based upon the physician’s disclosures prior to the splenectomy.

Moore alleges that, prior to the surgical removal of his spleen, Golde “formed the intent and made arrangements to obtain portions of his spleen following its removal from [Moore] in connection with [his] desire to have regular and continuous access to, and possession of, [Moore’s] unique and rare Blood and Bodily Substances.” Moore was never informed prior to the splenectomy of Golde’s “prior formed intent” to obtain a portion of his spleen. In our view, these allegations adequately show that Golde had an undisclosed research interest in Moore’s cells at the time he sought Moore’s consent to the splenectomy. Accordingly, Moore has stated a cause of action for breach of fiduciary duty, or lack of informed consent, based upon the disclosures accompanying that medical procedure.

We next discuss the adequacy of Golde’s alleged disclosures regarding the postoperative takings of blood and other samples. In this context, Moore alleges that Golde “expressly, affirmatively and impliedly represented .. . that these withdrawals of his Blood and Bodily Substances were necessary and required for his health and well-being.” However, Moore also alleges that Golde actively concealed his economic interest in Moore’s cells during this time period. “[Djuring each of these visits . . . , and even when [Moore] inquired as to whether there was any possible or potential commercial or financial value or significance of his Blood and Bodily Substances, or whether the defendants had discovered anything . . . which was or might be . . . related to any scientific activity resulting in commercial or financial benefits . . . , the defendants repeatedly and affirmatively represented to [Moore] that there was no commercial or financial value to his Blood and Bodily Substances . . . and in fact actively discouraged such inquiries.”

Moore admits in his complaint that defendants disclosed they “were engaged in strictly academic and purely scientific medical research . . . .” However, Golde’s representation that he had no financial interest in this research became false, based upon the allegations, at least by May 1979, when he “began to investigate and initiate the procedures . . . for [obtaining] a patent” on the cell line developed from Moore’s cells.

In these allegations, Moore plainly asserts that Golde concealed an economic interest in the postoperative procedures. Therefore, applying the *133principles already discussed, the allegations state a cause of action for breach of fiduciary duty or lack of informed consent.

We thus disagree with the superior court’s ruling that Moore had not stated a cause of action because essential allegations were lacking. We discuss each such allegation. First, in the superior court’s view, Moore needed but failed to allege that defendants knew his cells had potential commercial value on October J, 1976 (the time blood tests were first performed at UCLA Medical Center) and had at that time already formed the intent to exploit the cells. We agree with the superior court that the absence of such allegations precludes Moore from stating a cause of action based upon the procedures undertaken on October 5, 1976. But, as already discussed, Moore clearly alleges that Golde had developed a research interest in his cells by October 20, 1976, when the splenectomy was performed. Thus, Moore can state a cause of action based upon Golde’s alleged failure to disclose that interest before the splenectomy.

The superior court also held that the lack of essential allegations prevented Moore from stating a cause of action based on the splenectomy. According to the superior court, Moore failed to allege that the operation lacked a therapeutic purpose or that the procedure was totally unrelated to therapeutic purposes. In our view, however, neither allegation is essential. Even if the splenectomy had a therapeutic purpose,11 it does not follow that Golde had no duty to disclose his additional research and economic interests. As we have already discussed, the existence of a motivation for a medical procedure unrelated to the patient’s health is a potential conflict of interest and a fact material to the patient’s decision.

2. The Remaining Defendants

The Regents, Quan, Genetics Institute, and Sandoz are not physicians. In contrast to Golde, none of these defendants stood in a fiduciary relationship with Moore or had the duty to obtain Moore’s informed consent to medical procedures. If any of these defendants is to be liable for breach of fiduciary duty or performing medical procedures without informed consent, it can only be on account of Golde’s acts and on the basis of a recognized theory of secondary liability, such as respondeat superior. The procedural posture of this case, however, makes it unnecessary for us to address the sufficiency of Moore’s secondary-liability allegations.

As already mentioned, the superior court addressed only the purported cause of action for conversion. Because the superior court found that Moore *134had not stated such a cause of action, it had no occasion to address the sufficiency of Moore’s allegation that the Regents and Quan were acting as Golde’s “agent[s]” and “joint venturer[s].”12In a later proceeding, however, the superior court did find that the same allegations were too conclusory to state a cause of action against Genetics Institute and Sandoz.

The Court of Appeal did not hold, explicitly or implicitly, that Moore’s secondary-liability allegations were sufficient as against any defendant. The court did hold that Moore had stated a cause of action against the Regents and Quan. However, the court did not reach that conclusion on the basis of secondary liability. Instead, drawing no distinctions between the defendants, the court held simply that each defendant was primarily liable for conversion.13 Because no court has yet addressed the Regents’ and Quan’s secondary liability and because the superior court will need to consider other issues on remand, there is no need to address these issues at this time.14

With respect to Genetics Institute and Sandoz, the situation is slightly different. The Court of Appeal mentioned Moore’s secondary-liability allegations against these defendants but expressed no opinion as to their sufficiency. Instead, as to these defendants the court merely reversed the superior court’s order “for failure to grant leave to amend.” Our affirmance of this part of the Court of Appeal’s decision will leave Moore free to attempt, once again, to allege that Genetics Institute and Sandoz are secondarily liable for Golde’s torts.

B. Conversion

Moore also attempts to characterize the invasion of his rights as a conversion—a tort that protects against interference with possessory and ownership interests in personal property. He theorizes that he continued to own his cells following their removal from his body, at least for the purpose of directing their use, and that he never consented to their use in potentially *135lucrative medical research. Thus, to complete Moore’s argument, defendants’ unauthorized use of his cells constitutes a conversion. As a result of the alleged conversion, Moore claims a proprietary interest in each of the products that any of the defendants might ever create from his cells or the patented cell line.

No court, however, has ever in a reported decision imposed conversion liability for the use of human cells in medical research.15 While that fact does not end our inquiry, it raises a flag of caution. In effect, what Moore is asking us to do is to impose a tort duty on scientists to investigate the consensual pedigree of each human cell sample used in research.16 To impose such a duty, which would affect medical research of importance to all of society, implicates policy concerns far removed from the traditional, two-party ownership disputes in which the law of conversion arose.17 Invoking a tort theory originally used to determine whether the loser or the finder of a horse had the better title, Moore claims ownership of the results of socially important medical research, including the genetic code for chemicals that regulate the functions of every human being’s immune system.18

We have recognized that, when the proposed application of a very general theory of liability in a new context raises important policy concerns, it is especially important to face those concerns and address them openly. (Cf. Nally v. Grace Community Church, supra, 47 Cal.3d 278, 291-300 [declining to expand negligence law to encompass theory of “clergyman malpractice”]; Foley v. Interactive Data Corp. (1988) 47 Cal.3d 654, 694-*136700 [254 Cal.Rptr. 211, 765 P.2d 373] [declining to apply tort remedies for breach of the covenant of good faith in the employment context]; Brown v. Superior Court (1988) 44 Cal.3d 1049, 1061-1066 [245 Cal.Rptr. 412, 751 P.2d 470] [declining to apply strict products liability to pharmaceutical manufacturers].) Moreover, we should be hesitant to “impose [new tort duties] when to do so would involve complex policy decisions” (Nally v. Grace Community Church, supra, 47 Cal.3d at p. 299), especially when such decisions are more appropriately the subject of legislative deliberation and resolution. (See Foley v. Interactive Data Corp., supra, 47 Cal.3d at p. 694 & fn. 31.) This certainly is not to say that the applicability of common law torts is limited to the historical or factual contexts of existing cases. But on occasions when we have opened or sanctioned new areas of tort liability, we “have noted that the ‘wrongs and injuries involved were both comprehensible and assessable within the existing judicial framework.’ ” (Nally v. Grace Community Church, supra, 47 Cal.3d at p. 298, quoting Peter W. v. San Francisco Unified Sch. Dist. (1976) 60 Cal.App.3d 814, 824 [131 Cal.Rptr. 854].)

Accordingly, we first consider whether the tort of conversion clearly gives Moore a cause of action under existing law. We do not believe it does. Because of the novelty of Moore’s claim to own the biological materials at issue, to apply the theory of conversion in this context would frankly have to be recognized as an extension of the theory. Therefore, we consider next whether it is advisable to extend the tort to this context.

1. Moore’s Claim Under Existing Law

(7) “To establish a conversion, plaintiff must establish an actual interference with his ownership or right of possession. . . . Where plaintiff neither has title to the property alleged to have been converted, nor possession thereof, he cannot maintain an action for conversion.”19 (Del E. Webb Corp. v. Structural Materials Co. (1981) 123 Cal.App.3d 593, 610-611 [176 Cal.Rptr. 824], italics added. See also General Motors A. Corp. v. Dallas (1926) 198 Cal. 365, 370 [245 P. 184].)

Since Moore clearly did not expect to retain possession of his cells following their removal,20 to sue for their conversion he must have retained *137an ownership interest in them. But there are several reasons to doubt that he did retain any such interest. First, no reported judicial decision supports Moore’s claim, either directly or by close analogy. Second, California statutory law drastically limits any continuing interest of a patient in excised cells. Third, the subject matters of the Regents’ patent—the patented cell line and the products derived from it—cannot be Moore’s property.

Neither the Court of Appeal’s opinion, the parties’ briefs, nor our research discloses a case holding that a person retains a sufficient interest in excised cells to support a cause of action for conversion. We do not find this surprising, since the laws governing such things as human tissues,21 transplantable organs,22 blood,23 fetuses,24 pituitary glands,25 corneal tissue,26 and dead bodies27 deal with human biological materials as objects sui generis, regulating their disposition to achieve policy goals rather than abandoning them to the general law of personal property. It is these specialized statutes, not the law of conversion, to which courts ordinarily should and do look for guidance on the disposition of human biological materials.

Lacking direct authority for importing the law of conversion into this context, Moore relies, as did the Court of Appeal, primarily on decisions *138addressing privacy rights.28 One line of cases involves unwanted publicity. (Lugosi v. Universal Pictures (1979) 25 Cal.3d 813 [160 Cal.Rptr. 323, 603 P.2d 425, 10 A.L.R.4th 1150]; Motschenbacher v. R. J. Reynolds Tobacco Company (9th Cir. 1974) 498 F.2d 821 [interpreting Cal. law].) These opinions hold that every person has a proprietary interest in his own likeness and that unauthorized, business use of a likeness is redressible as a tort. But in neither opinion did the authoring court expressly base its holding on property law. (Lugosi v. Universal Pictures, supra, 25 Cal.3d at pp. 819, 823-826; Motschenbacher v. R. J. Reynolds Tobacco Company, supra, 498 F.2d at pp. 825-826.) Each court stated, following Prosser, that it was “pointless” to debate the proper characterization of the proprietary interest in a likeness. (Motschenbacher v. R. J. Reynolds Tobacco Company, supra, 498 F.2d at p. 825, quoting Prosser, Law of Torts (4th ed. 1971) at p. 807; Lugosi v. Universal Pictures, supra, 25 Cal.3d at pp. 819, 824.) For purposes of determining whether the tort of conversion lies, however, the characterization of the right in question is far from pointless. Only property can be converted.

Not only are the wrongful-publicity cases irrelevant to the issue of conversion, but the analogy to them seriously misconceives the nature of the genetic materials and research involved in this case. Moore, adopting the analogy originally advanced by the Court of Appeal, argues that “[i]f the courts have found a sufficient proprietary interest in one’s persona, how could one not have a right in one’s own genetic material, something far more profoundly the essence of one’s human uniqueness than a name or a face?” However, as the defendants’ patent makes clear—and the complaint, too, if read with an understanding of the scientific terms which it has borrowed from the patent—the goal and result of defendants’ efforts has been to manufacture lymphokines.29 Lymphokines, unlike a name or a face, *139have the same molecular structure in every human being and the same, important functions in every human being’s immune system. Moreover, the particular genetic material which is responsible for the natural production of lymphokines, and which defendants use to manufacture lymphokines in the laboratory, is also the same in every person; it is no more unique to Moore than the number of vertebrae in the spine or the chemical formula of hemoglobin.30

Another privacy case offered by analogy to support Moore’s claim establishes only that patients have a right to refuse medical treatment. (Bouvia v. Superior Court (1986) 179 Cal.App.3d 1127 [225 Cal.Rptr. 297].) In this context the court in Bouvia wrote that “ ‘[e]very human being of adult years and sound mind has a right to determine what shall be done with his own body ....’” (Id., at p. 1139, quoting from Schloendorff v. New York Hospital, supra, 211 N.Y. 125 [105 N.E. 92, 93] .)31 Relying on this language to support the proposition that a patient has a continuing right to control the use of excised cells, the Court of Appeal in this case concluded that “[a] patient must have the ultimate power to control what becomes of his or her *140tissues. To hold otherwise would open the door to a massive invasion of human privacy and dignity in the name of medical progress.” Yet one may earnestly wish to protect privacy and dignity without accepting the extremely problematic conclusion that interference with those interests amounts to a conversion of personal property. Nor is it necessary to force the round pegs of “privacy” and “dignity” into the square hole of “property” in order to protect the patient, since the fiduciary-duty and informed-consent theories protect these interests directly by requiring full disclosure.

The next consideration that makes Moore’s claim of ownership problematic is California statutory law, which drastically limits a patient’s control over excised cells. Pursuant to Health and Safety Code section 7054.4, “[notwithstanding any other provision of law, recognizable anatomical parts, human tissues, anatomical human remains, or infectious waste following conclusion of scientific use shall be disposed of by interment, incineration, or any other method determined by the state department [of health services] to protect the public health and safety.”32 Clearly the Legislature did not specifically intend this statute to resolve the question of whether a patient is entitled to compensation for the nonconsensual use of excised cells. A primary object of the statute is to ensure the safe handling of potentially hazardous biological waste materials.33 Yet one cannot escape the conclusion that the statute’s practical effect is to limit, drastically, a patient’s control over excised cells. By restricting how excised cells may be *141used and requiring their eventual destruction, the statute eliminates so many of the rights ordinarily attached to property that one cannot simply assume that what is left amounts to “property” or “ownership” for purposes of conversion law.

It may be that some limited right to control the use of excised cells does survive the operation of this statute. There is, for example, no need to read the statute to permit “scientific use” contrary to the patient’s expressed wish.34 A fully informed patient may always withhold consent to treatment by a physician whose research plans the patient does not approve. That right, however, as already discussed, is protected by the fiduciary-duty and informed-consent theories.

Finally, the subject matter of the Regents’ patent—the patented cell line and the products derived from it—cannot be Moore’s property. This is because the patented cell line is both factually and legally distinct from the cells taken from Moore’s body.35 Federal law permits the patenting of or*142ganisms that represent the product of “human ingenuity,” but not naturally occurring organisms. (Diamond v. Chakrabarty (1980) 447 U.S. 303, 309-310 [65 L.Ed.2d 144, 150, 100 S.Ct. 2204],)36 Human cell lines are patentable because “[l]ong-term adaptation and growth of human tissues and cells in culture is difficult—often considered an art. . . ,” and the probability of success is low. (OTA Rep., supra, at p. 33; see fn. 2, ante.) It is this inventive effort that patent law rewards, not the discovery of naturally occurring raw materials. Thus, Moore’s allegations that he owns the cell line and the products derived from it are inconsistent with the patent, which constitutes an authoritative determination that the cell line is the product of invention.37 Since such allegations are nothing more than arguments or conclusions of law, they of course do not bind us. (Daar v. Yellow Cab Co., supra, 67 Cal.2d at p. 713.)

2. Should Conversion Liability Be Extended?

As we have discussed, Moore’s novel claim to own the biological materials at issue in this case is problematic, at best. Accordingly, his attempt to apply the theory of conversion within this context must frankly be recognized as a request to extend that theory. While we do not purport to hold that excised cells can never be property for any purpose whatsoever, the novelty of Moore’s claim demands express consideration of the policies to be served by extending liability (cf. Nally v. Grace Community Church, supra, 47 Cal.3d at pp. 291-300; Foley v. Interactive Data Corp., supra, 47 Cal.3d at pp. 694-700; Brown v. Superior Court, supra, 44 Cal.3d at pp. 1061-1066) rather than blind deference to a complaint alleging as a legal conclusion the existence of a cause of action.

There are three reasons why it is inappropriate to impose liability for conversion based upon the allegations of Moore’s complaint. First, a fair balancing of the relevant policy considerations counsels against extending the tort. Second, problems in this area are better suited to legislative resolution. Third, the tort of conversion is not necessary to protect patients’ *143rights. For these reasons, we conclude that the use of excised human cells in medical research does not amount to a conversion.

Of the relevant policy considerations, two are of overriding importance. The first is protection of a competent patient’s right to make autonomous medical decisions. That right, as already discussed, is grounded in well-recognized and long-standing principles of fiduciary duty and informed consent. (See, e.g., Cobbs v. Grant, supra, 8 Cal.3d at pp. 242-246; Bowman v. McPheeters, supra, 11 Cal.App.2d at p. 800.) This policy weighs in favor of providing a remedy to patients when physicians act with undisclosed motives that may affect their professional judgment. The second important policy consideration is that we not threaten with disabling civil liability innocent parties who are engaged in socially useful activities, such as researchers who have no reason to believe that their use of a particular cell sample is, or may be, against a donor’s wishes.

To reach an appropriate balance of these policy considerations is extremely important. In its report to Congress (see fn. 2, ante), the Office of Technology Assessment emphasized that “[ujncertainty about how courts will resolve disputes between specimen sources and specimen users could be detrimental to both academic researchers and the infant biotechnology industry, particularly when the rights are asserted long after the specimen was obtained. The assertion of rights by sources would affect not only the researcher who obtained the original specimen, but perhaps other researchers as well.

“Biological materials are routinely distributed to other researchers for experimental purposes, and scientists who obtain cell lines or other specimen-derived products, such as gene clones, from the original researcher could also be sued under certain legal theories [such as conversion]. Furthermore, the uncertainty could affect product developments as well as research. Since inventions containing human tissues and cells may be patented and licensed for commercial use, companies are unlikely to invest heavily in developing, manufacturing, or marketing a product when uncertainty about clear title exists.” (OTA Rep., supra, at p. 27.)

Indeed, so significant is the potential obstacle to research stemming from uncertainty about legal title to biological materials that the Office of Technology Assessment reached this striking conclusion: “[R]egardless of the merit of claims by the different interested parties, resolving the current uncertainty may be more important to the future of biotechnology than resolving it in any particular way.” (OTA Rep., supra, at p. 27.)

We need not, however, make an arbitrary choice between liability and nonliability. Instead, an examination of the relevant policy considerations *144suggests an appropriate balance: Liability based upon existing disclosure obligations, rather than an unprecedented extension of the conversion theory, protects patients’ rights of privacy and autonomy without unnecessarily hindering research.

To be sure, the threat of liability for conversion might help to enforce patients’ rights indirectly. This is because physicians might be able to avoid liability by obtaining patients’ consent, in the broadest possible terms, to any conceivable subsequent research use of excised cells. Unfortunately, to extend the conversion theory would utterly sacrifice the other goal of protecting innocent parties. Since conversion is a strict liability tort,38 it would impose liability on all those into whose hands the cells come, whether or not the particular defendant participated in, or knew of, the inadequate disclosures that violated the patient’s right to make an informed decision. In contrast to the conversion theory, the fiduciary-duty and informed-consent theories protect the patient directly, without punishing innocent parties or creating disincentives to the conduct of socially beneficial research.

Research on human cells plays a critical role in medical research. This is so because researchers are increasingly able to isolate naturally occurring, medically useful biological substances and to produce useful quantities of such substances through genetic engineering. These efforts are beginning to bear fruit. Products developed through biotechnology that have already been approved for marketing in this country include treatments and tests for leukemia, cancer, diabetes, dwarfism, hepatitis-B, kidney transplant rejection, emphysema, osteoporosis, ulcers, anemia, infertility, and gynecological tumors, to name but a few. (Note, Source Compensation for Tissues and Cells Used in Biotechnical Research: Why a Source Shouldn’t Share in the Profits (1989) 64 Notre Dame L. Rev. 628 & fn. 1 (hereafter Note, Source Compensation); see also OTA Rep., supra, at pp. 58-59.)

The extension of conversion law into this area will hinder research by restricting access to the necessary raw materials. Thousands of human cell lines already exist in tissue repositories, such as the American Type Culture Collection and those operated by the National Institutes of Health and the American Cancer Society. These repositories respond to tens of thousands *145of requests for samples annually. Since the patent office requires the holders of patents on cell lines to make samples available to anyone, many patent holders place their cell lines in repositories to avoid the administrative burden of responding to requests. (OTA Rep., supra, at p. 53.) At present, human cell lines are routinely copied and distributed to other researchers for experimental purposes, usually free of charge.39 This exchange of scientific materials, which still is relatively free and efficient, will surely be compromised if each cell sample becomes the potential subject matter of a lawsuit. (OTA Rep., supra, at p. 52.)40

To expand liability by extending conversion law into this area would have a broad impact. The House Committee on Science and Technology of the United States Congress found that “49 percent of the researchers at medical institutions surveyed used human tissues or cells in their research.” Many receive grants from the National Institute of Health for this work. (OTA Rep., supra, at p. 52.) In addition, “there are nearly 350 commercial biotechnology firms in the United States actively engaged in biotechnology research and commercial product development and approximately 25 to 30 percent appear to be engaged in research to develop a human therapeutic or diagnostic reagent. . . . Most, but not all, of the human therapeutic products are derived from human tissues and cells, or human cell lines or cloned genes.” (Id., at p. 56.)

*146In deciding whether to create new tort duties we have in the past considered the impact that expanded liability would have on activities that are important to society, such as research. For example, in Brown v. Superior Court, supra, 44 Cal.3d 1049, the fear that strict product liability would frustrate pharmaceutical research led us to hold that a drug manufacturer’s liability should not be measured by those standards. We wrote that, “[i]f drug manufacturers were subject to strict liability, they might be reluctant to undertake research programs to develop some pharmaceuticals that would prove beneficial or to distribute others that are available to be marketed, because of the fear of large adverse monetary judgments.” (Id., at p. 1063.)

As in Brown, the theory of liability that Moore urges us to endorse threatens to destroy the economic incentive to conduct important medical research. If the use of cells in research is a conversion, then with every cell sample a researcher purchases a ticket in a litigation lottery. Because liability for conversion is predicated on a continuing ownership interest, “companies are unlikely to invest heavily in developing, manufacturing, or marketing a product when uncertainty about clear title exists.” (OTA Rep., supra, at p. 27.)41 In our view, borrowing again from Brown, “[i]t is not unreasonable to conclude in these circumstances that the imposition of a harsher test for liability would not further the public interest in the development and availability of these important products.” (Brown v. Superior Court, supra, 44 Cal.3d at p. 1065.)42

*147Indeed, this is a far more compelling case for limiting the expansion of tort liability than Brown. In Brown, eliminating strict liability made it more difficult for plaintiffs to recover actual damages for serious physical injuries resulting from their mothers’ prenatal use of the drug diethylstilbestrol (DES). (Brown v. Superior Court, supra, 44 Cal.3d at pp. 1054-1055.) In this case, by comparison, limiting the expansion of liability under a conversion theory will only make it more difficult for Moore to recover a highly theoretical windfall. Any injury to his right to make an informed decision remains actionable through the fiduciary-duty and informed-consent theories.

If the scientific users of human cells are to be held liable for failing to investigate the consensual pedigree of their raw materials, we believe the Legislature should make that decision. Complex policy choices affecting all society are involved, and “ [legislatures, in making such policy decisions, have the ability to gather empirical evidence, solicit the advice of experts, and hold hearings at which all interested parties present evidence and express their views . . . .” (Foley v. Interactive Data Corp., supra, 47 Cal.3d at p. 694, fn. 31.) Legislative competence to act in this area is demonstrated by the existing statutes governing the use and disposition of human biological materials.43 Legislative interest is demonstrated by the extensive study recently commissioned by the United States Congress. (OTA Rep., supra.) Commentators are also recommending legislative solutions. (See Danforth, Cells, Sales, and Royalties: The Patient’s Right to a Portion of the Profits (1988) 6 Yale L. & Pol’y Rev. 179, 198-201; Note, Source Compensation, supra, 64 Notre Dame L. Rev. at pp. 643-645.)

Finally, there is no pressing need to impose a judicially created rule of strict liability, since enforcement of physicians’ disclosure obligations will protect patients against the very type of harm with which Moore was threatened. So long as a physician discloses research and economic interests that may affect his judgment, the patient is protected from conflicts of interest. Aware of any conflicts, the patient can make an informed decision to consent to treatment, or to withhold consent and look elsewhere for medical assistance. As already discussed, enforcement of physicians’ disclosure obligations protects patients directly, without hindering the socially useful activities of innocent researchers.

For these reasons, we hold that the allegations of Moore’s third amended complaint state a cause of action for breach of fiduciary duty or lack of informed consent, but not conversion.44

*148IV. Disposition

The decision of the Court of Appeal is affirmed in part and reversed in part. The case is remanded to the Court of Appeal, which shall direct the superior court to: (1) overrule Golde’s demurrers to the causes of action for breach of fiduciary duty and lack of informed consent; (2) sustain, with leave to amend, the demurrers of the Regents, Quan, Sandoz, and Genetics Institute to the purported causes of action for breach of fiduciary duty and lack of informed consent; (3) sustain, without leave to amend, all defendants’ demurrers to the purported cause of action for conversion; and (4) hear and determine all defendants’ remaining demurrers.

Lucas, C. J., Eagleson, J., and Kennard, J., concurred.

ARABIAN, J., Concurring.

I join in the views cogently expounded by the majority. I write separately to give voice to a concern that I believe informs much of that opinion but finds little or no expression therein. I speak of the moral issue.

Plaintiff has asked us to recognize and enforce a right to sell one’s own body tissue for profit He entreats us to regard the human vessel—the single most venerated and protected subject in any civilized society—as equal with the basest commercial commodity. He urges us to commingle the sacred with the profane. He asks much.

My learned colleague, Justice Mosk, in an impressive if ultimately unpersuasive dissent, recognizes the moral dimension of the matter. “[Ojur society,” he writes, “acknowledges a profound ethical imperative to respect the human body as the physical and temporal expression of the unique human persona.” (Dis. opn. of Mosk, J.,post, p. 173.) He concludes, however, that morality militates in favor of recognizing plaintiff’s claim for conversion of his body tissue. Why? Essentially, he answers, because of these defendants’ moral shortcomings, duplicity and greed. Let them be compelled, he argues, *149to disgorge a portion of their ill-gotten gains to the uninformed individual whose body was invaded and exploited and without whom such profits would not have been possible.

I share Justice Mosk’s sense of outrage, but I cannot follow its path. His eloquent paean to the human spirit illuminates the problem, but not the solution. Does it uplift or degrade the “unique human persona” to treat human tissue as a fungible article of commerce? Would it advance or impede the human condition, spiritually or scientifically, by delivering the majestic force of the law behind plaintiff’s claim? I do not know the answers to these troubling questions, nor am I willing—like Justice Mosk—to treat them simply as issues of “tort” law, susceptible of judicial resolution.

It is true, that this court has not often been deterred from deciding difficult legal issues simply because they require a choice between competing social or economic policies. (Foley v. Interactive Data Corp. (1988) 47 Cal.3d 654, 719-723 [254 Cal.Rptr. 211, 765 P.2d 373] (cone, and dis. opn. of Kaufman, J.).) The difference here, however, lies in the nature of the conflicting moral, philosophical and even religious values at stake, and in the profound implications of the position urged. The ramifications of recognizing and enforcing a property interest in body tissues are not known, but are greatly feared—the effect on human dignity of a marketplace in human body parts, the impact on research and development of competitive bidding for such materials, and the exposure of researchers to potentially limitless and uncharted tort liability. (See Danforth, Cells, Sales, & Royalties: The Patient's Right to a Portion of the Profits (1988) 6 Yale L. & Pol’y Rev. 179, 195; Note, Source Compensation for Tissues and Cells Used in Biotechnical Research: Why a Source Shouldn't Share in the Profits (1989) 64 Notre Dame L. Rev. 628, 634.)

Whether, as plaintiff urges, his cells should be treated as property susceptible to conversion is not, in my view, ours to decide. The question implicates choices which not only reflect, but which ultimately define our essence. A mark of wisdom for us as expositors of the law is the recognition that we cannot cure every ill, mediate every dispute, resolve every conundrum. Sometimes, as Justice Brandéis said, “the most important thing we do, is not doing.”1

Where then shall a complete resolution be found? Clearly the Legislature, as the majority opinion suggests, is the proper deliberative forum. Indeed, a legislative response creating a licensing scheme, which establishes a fixed rate of profit sharing between researcher and subject, has already been *150suggested. (Danforth, supra, 6 Yale L. & Pol’y Rev. at pp. 198-201.) Such an arrangement would not only avoid the moral and philosophical objections to a free market operation in body tissue, but would also address stated concerns by eliminating the inherently coercive effect of a waiver system and by compensating donors regardless of temporal circumstances.

The majority view is not unmindful of the seeming injustice in a result that denies plaintiff a claim for conversion of his body tissue, yet permits defendants to retain the fruits thereof. As we have explained, the reason for our holding is essentially twofold: First, plaintiff in this matter is not without a remedy; he remains free to pursue defendants on a breach-of-fiduciary-duty theory, as well as, perhaps, other tort claims not before us. Second, a judicial pronouncement, while supple, is not without its limitations. Courts cannot and should not seek to fashion a remedy for every “heartache and the thousand natural shocks that flesh is heir to.”2 Sometimes, the discretion of forbearance is the better part of responsive valor. This is such an occasion.

BROUSSARD, J., Concurring and Dissenting.

Given the novel scientific setting in which this case arises and the considerable interest this litigation has engendered within the medical research community and the public generally, it is easy to lose sight of the fact that the specific allegations on which the complaint in this case rests are quite unusual, setting this matter apart from the great majority of instances in which donated organs or cells provide the raw materials for the advancement of medical science and the development of new and beneficial medical products. Ordinarily, when a patient consents to the use of a body part for scientific purposes, the potential value of the excised organ or cell is discovered only through subsequent experimentation or research, often months or years after the removal of the organ. In this case, however, the complaint alleges that plaintiff’s doctor recognized the peculiar research and commercial value of plaintiff’s cells before their removal from plaintiff’s body. Despite this knowledge, the doctor allegedly failed to disclose these facts or his interest in the cells to plaintiff, either before plaintiff’s initial surgery or throughout the ensuing seven-year period during which the doctor continued to obtain additional cells from plaintiff’s body in the course of periodic medical examinations.

The majority opinion, of course, is not oblivious to the significance of these unusual allegations. It relies on those allegations in concluding that the complaint states a cause of action for breach of fiduciary duty. I concur fully in that holding.

*151When it turns to the conversion cause of action, however, the majority opinion fails to maintain its focus on the specific allegations before us. Concerned that the imposition of liability for conversion will impede medical research by innocent scientists who use the resources of existing cell repositories—a factual setting not presented here—the majority opinion rests its holding, that a conversion action cannot be maintained, largely on the proposition that a patient generally possesses no right in a body part that has already been removed from his body. Here, however, plaintiff has alleged that defendants interfered with his legal rights before his body part was removed. Although a patient may not retain any legal interest in a body part after its removal when he has properly consented to its removal and use for scientific purposes, it is clear under California law that before a body part is removed it is the patient, rather than his doctor or hospital, who possesses the right to determine the use to which the body part will be put after removal. If, as alleged in this case, plaintiff’s doctor improperly interfered with plaintiff’s right to control the use of a body part by wrongfully withholding material information from him before its removal, under traditional common law principles plaintiff may maintain a conversion action to recover the economic value of the right to control the use of his body part. Accordingly, I dissent from the majority opinion insofar as it rejects plaintiff’s conversion cause of action.

I

To begin with, I concur fully in the majority’s conclusion that the facts alleged in the complaint state a cause of action for breach of fiduciary duty against Dr. Golde. As the majority persuasively explains, because a physician’s research activities and related commercial ventures may potentially affect his or her professional judgment, a physician has an obligation to disclose such personal interests to his patient. In this case, the complaint clearly alleges that Dr. Golde failed to fulfill this duty.

With respect to the additional defendants—the Regents of the University of California (hereafter Regents), Shirley G. Quan, Genetics Institute, Inc. (hereafter Genetics Institute), and Sandoz Pharmaceuticals Corporation (hereafter Sandoz)—I cannot fully join in the majority’s conclusion. Although I agree that the trial court erred in sustaining these defendants’ demurrers to the breach of fiduciary duty cause of action without leave to amend, in my view the majority’s ruling with respect to these defendants is more equivocal than is warranted. (See maj. opn., ante, pp. 133-134.) As the majority recognizes, the breach of fiduciary duty alleged in the complaint encompasses postoperative conduct—for example, the periodic withdrawal of blood, blood serum, bone marrow aspirate and sperm samples from plaintiff, requiring plaintiff to travel from Seattle to the Medical Center of *152the University of California at Los Angeles (hereafter UCLA Medical Center)—which continued until September 1983. By that date, according to the complaint, all of the defendants, including Genetics Institute and Sandoz, were already involved in the commercial venture. Despite the “boilerplate” nature of some of the agency allegations in the complaint (see maj. opn., ante, p. 134, fn. 12), the complaint’s allegations, viewed in their entirety,1 charge sufficient complicity on the part of all defendants in the allegedly improper postoperative conduct to survive a demurrer. If, after discovery, it becomes clear that the additional defendants bear no responsibility for either the original or continuing breach of fiduciary duty, those defendants can, of course, move for summary judgment on this count. At the present pleading stage, however, it is premature to absolve any of the defendants of liability for breach of fiduciary duty.

I disagree, however, with the suggestion in the dissenting opinion that defendants will be able to avoid all liability under the breach-of-fiduciary-duty theory simply by showing that plaintiff would have proceeded with the surgical removal of his diseased spleen even if defendants had disclosed their research and commercial interest in his cells. (See dis. opn., post, pp. 179-180.) In the first place, because the alleged breach of fiduciary duty encompasses the postoperative conduct of defendants as well as the presurgical failure to disclose, plaintiff will clearly be entitled to recover under a breach-of-fiduciary-duty theory by establishing that he would not have consented to some or all of the extensive postoperative medical procedures if he had been fully aware of defendants’ research and economic interests and motivations. Second, and more generally, in this context—unlike in the traditional “informed consent” context of Cobbs v. Grant (1972) 8 Cal.3d 229 [104 Cal.Rptr. 505, 502 P.2d 1]—a plaintiff should not be required to establish that he would not have proceeded with the medical treatment in question if his physician had made full disclosure, but only that the doctor’s wrongful failure to disclose information proximately caused the plaintiff some type of compensable damage. The majority does not attempt to identify in advance of trial the various kinds of damage or injury for which *153plaintiff may properly recover in his breach-of-fiduciary-duty action, and that may be understandable. Nonetheless, it is worth noting that, in appropriate circumstances, punitive as well as compensatory damages would clearly be recoverable in such an action. Accordingly, the dissent underestimates the potential efficacy of the breach-of-fiduciary-duty cause of action in dismissing the action as a “paper tiger.” (Dis. opn., post, p. 180.)

II

With respect to the conversion cause of action, I dissent from the majority’s conclusion that the facts alleged in this case do not state a cause of action for conversion.

If this were a typical case in which a patient consented to the use of his removed organ for general research purposes and the patient’s doctor had no prior knowledge of the scientific or commercial value of the patient’s organ or cells, I would agree that the patient could not maintain a conversion action. In that common scenario, the patient has abandoned any interest in the removed organ and is not entitled to demand compensation if it should later be discovered that the organ or cells have some unanticipated value. I cannot agree, however, with the majority that a patient may never maintain a conversion action for the unauthorized use of his excised organ or cells, even against a party who knew of the value of the organ or cells before they were removed and breached a duty to disclose that value to the patient. Because plaintiff alleges that defendants wrongfully interfered with his right to determine, prior to the removal of his body parts, how those parts would be used after removal, I conclude that the complaint states a cause of action under traditional, common law conversion principles.

In analyzing the conversion issue, the majority properly begins with the established requirements of a common law conversion action, explaining that a plaintiff is required to demonstrate an actual interference with his “ownership or right of possession” in the property in question. (Maj. opn., ante, p. 136.) Although the majority opinion, at several points, appears to suggest that a removed body part, by its nature, may never constitute “property” for purposes of a conversion action (see maj. opn., ante, pp. 138, 140), there is no reason to think that the majority opinion actually intends to embrace such a broad or dubious proposition. If, for example, another medical center or drug company had stolen all of the cells in question from the UCLA Medical Center laboratory and had used them for its own benefit, there would be no question but that a cause of action for conversion would properly lie against the thief, and the majority opinion does not suggest otherwise. Thus, the majority’s analysis cannot rest on the broad proposition that a removed body part is not property, but rather rests on the *154proposition that a patient retains no ownership interest in a body part once the body part has been removed from his or her body.

The majority opinion fails to recognize, however, that, in light of the allegations of the present complaint, the pertinent inquiry is not whether a patient generally retains an ownership interest in a body part after its removal from his body, but rather whether a patient has a right to determine, before a body part is removed, the use to which the part will be put after removal. Although the majority opinion suggests that there are “reasons to doubt” that a patient retains “any” ownership interest in his organs or cells after removal (maj. opn., ante, p. 137), the opinion fails to identify any statutory provision or common law authority that indicates that a patient does not generally have the right, before a body part is removed, to choose among the permissible uses to which the part may be put after removal. On the contrary, the most closely related statutory scheme—the Uniform Anatomical Gift Act (Health & Saf. Code, § 7150 et seq.)2 — makes it quite clear that a patient does have this right.

The Uniform Anatomical Gift Act is a comprehensive statutory scheme that was initially adopted in California in 1970 and most recently revised in 1988. Although that legislation, by its terms, applies only to a donation of all or part of a human body which is “to take effect upon or after [the] death [of the donor]” (§ 7150.1, subd. (a))—and thus is not directly applicable to the present case which involves a living donor—the act is nonetheless instructive with regard to this state’s general policy concerning an individual’s authority to control the use of a donated body part. The act, which authorizes an anatomical gift to be made, inter alia, to “[a] hospital [or a] physician[,] ... for transplantation, therapy, medical or dental education, research or advancement of medical or dental science” (§ 7153, subd. (a)(1)), expressly provides that such a gift “may be made to a designated donee or without designating a donee” (§ 7153, subd. (b)) and also that the donor may make such a gift “for any of the purposes [specified in the statute or may] limit an anatomical gift to one or more of those purposes . . . .” (§ 7150.5, subd. (a).) Thus, the act clearly recognizes that it is the donor of the body part, rather than the hospital or physician who receives the part, who has the authority to designate, within the parameters of the statutorily authorized uses, the particular use to which the part may be put.

Although, as noted, the Uniform Anatomical Gift Act applies only to anatomical gifts that take effect on or after the death of the donor, the general principle of “donor control” which the act embodies is clearly not limited to that setting. In the transplantation context, for example, it is *155common for a living donor to designate the specific donee—often a relative—who is to receive a donated organ. If a hospital, after removing an organ from such a donor, decided on its own to give the organ to a different donee, no one would deny that the hospital had violated the legal right of the donor by its unauthorized use of the donated organ. Accordingly, it is clear under California law that a patient has the right, prior to the removal of an organ, to control the use to which the organ will be put after removal.

It is also clear, under traditional common law principles, that this right of a patient to control the future use of his organ is protected by the law of conversion. As a general matter, the tort of conversion protects an individual not only against improper interference with the right of possession of his property but also against unauthorized use of his property or improper interference with his right to control the use of his property. Sections 227 and 228 of the Restatement Second of Torts specifically provide in this regard that “[o]ne who uses a chattel in a manner which is a serious violation of the right of another to control its use is subject to liability to the other for conversion” and that “[o]ne who is authorized to make a particular use of a chattel, and uses it in a manner exceeding the authorization, is subject to liability for conversion to another whose right to control the use of the chattel is thereby seriously violated.” California cases have also long recognized that “unauthorized use” of property can give rise to a conversion action. (See Hollywood M. P. Equipment Co. v. Purer (1940) 16 Cal.2d 184, 189 [105 P.2d 299]. See generally 5 Witkin, Summary of Cal. Law (9th ed. 1988) Torts, § 622, p. 716.)

The application of these principles to the present case is evident. If defendants had informed plaintiff", prior to removal, of the possible uses to which his body part could be put and plaintiff" had authorized one particular use, it is clear under the foregoing authorities that defendants would be liable for conversion if they disregarded plaintiff’s decision and used the body part in an unauthorized manner for their own economic benefit. Although in this case defendants did not disregard a specific directive from plaintiff with regard to the future use of his body part, the complaint alleges that, before the body part was removed, defendants intentionally withheld material information that they were under an obligation to disclose to plaintiff and that was necessary for his exercise of control over the body part; the complaint also alleges that defendants withheld such information in order to appropriate the control over the future use of such body part for their own economic benefit. If these allegations are true, defendants clearly improperly interfered with plaintiff’s right in his body part at a time when he had the authority to determine the future use of such part, thereby misappropriating plaintiff’s right of control for their own advantage. Under *156these circumstances, the complaint fully satisfies the established requirements of a conversion cause of action.

As already noted, the majority maintains that there are a number of “reasons to doubt” that a patient retains any legally protectible interest in his organs after removal (maj. opn., ante, p. 137), but none of these reasons withstands scrutiny. The majority first relies on the fact that “no reported judicial decision supports Moore’s claim, either directly or by close analogy.” (Maj. opn., ante, p. 137.) By the same token, however, there is no reported judicial decision that rejects such a claim. This is simply a case of first impression. And while the majority goes on to emphasize that it is the “specialized statutes” dealing with human biological materials to which the court should look for guidance in determining whether a patient has any legal rights with respect to an organ after removal (maj. opn., ante, p. 137), the majority fails to recognize that the Uniform Anatomical Gift Act, as we have seen, expressly confirms a patient’s right to designate, prior to removal, the use to which a body part will be put. (See ante, pp. 154-155.)

The majority next relies on the provisions of section 7054.4,3 a statute that addresses the potential health hazards posed by the improper disposal of human body parts, reasoning that this statute “drastically limits a patient’s control over excised cells.” (Maj. opn., ante, p. 140.) While I agree with the majority that section 7054.4 should reasonably be interpreted to apply to body parts removed from a living patient as well as from dead bodies, the statute nonetheless provides absolutely no support for the majority’s conclusion. Although section 7054.4 limits a patient’s control over an excised body part in the sense that it prohibits him from taking the removed part to his home and keeping it on his mantel, the statute certainly does not suggest that a patient does not have the right to choose among the legally permissible uses of his organ. Similarly, there is nothing in section 7054.4 which indicates that a doctor or medical facility that removes a patient’s organ possesses any greater right than the patient himself to choose the further use to which the removed organ will be put. Since the majority does not suggest that the provisions of section 7054.4 should be interpreted to prohibit the research or commercial activities at issue in this case—and I agree that the statute cannot reasonably be interpreted to prohibit such use—I cannot understand how section 7054.4 provides any assistance to the majority’s argument.

*157Finally, the majority maintains that plaintiff’s conversion action is not viable because “the subject matter of the Regents’ patent—the patented cell line and the products derived from it—cannot be Moore’s property.” (Maj. opn., ante, p. 141.) Even if this is an accurate statement of federal patent law, it does not explain why plaintiff may not maintain a conversion action for defendants’ unauthorized use of his own body parts, blood, blood serum, bone marrow, and sperm. Although the damages which plaintiff may recover in a conversion action may not include the value of the patent and the derivative products, the fact that plaintiff may not be entitled to all of the damages which his complaint seeks does not justify denying his right to maintain any conversion action at all. Similarly, although the question whether plaintiff’s cells are “unique” may well affect the amount of damages plaintiff will be able to recover in a conversion action, the question of uniqueness has no proper bearing on plaintiff’s basic right to maintain a conversion action; ordinary property, as well as unique property, is, of course, protected against conversion.

Thus, unlike the majority, I conclude that under established common law principles the facts alleged in the complaint state a cause of action for conversion.4

Ill

Although the majority opinion does not acknowledge that plaintiff’s conversion action is supported by existing common law principles, its reasoning suggests that the majority would, in any event, conclude that considerations of public policy support a judicially crafted limitation on a patient’s right to sue anyone involved in medical research activities for conversion of a patient’s excised organs or cells. (Maj. opn., ante, pp. 142-147.) For a number of reasons, I cannot agree that this court should carve out such a broad immunity from general conversion principles.

One of the majority’s principal policy concerns is that “[t]he extension of conversion law into this area will hinder research by restricting access to the *158necessary raw materials”—the thousands of cell lines and tissues already in cell and tissue repositories. (Maj. opn., ante, p. 144.) The majority suggests that the “exchange of scientific materials, which still is relatively free and efficient, will surely be compromised if each cell sample becomes the potential subject matter of a lawsuit.” (Maj. opn., ante, p. 145.)

This policy argument is flawed in a number of respects. First, the majority’s stated concern does not provide any justification for barring plaintiff from bringing a conversion action against a party who does not obtain organs or cells from a cell bank but who directly interferes with or misappropriates a patient’s right to control the use of his organs or cells. Although the majority opinion suggests that the availability of a breach-of-fiduciary-duty cause of action obviates any need for a conversion action against this category of defendants (see maj. opn., ante, p. 147), the existence of a breach-of-fiduciary-duty cause of action does not provide a complete answer. Even if in this case plaintiff may obtain the same remedy against such defendants under a breach-of-fiduciary-duty theory as he could under a conversion cause of action, in other factual settings an unlawful interference with a patient’s right to control the use of his body part may occur in the absence of a breach of fiduciary duty. For example, if a patient donated his removed cells to a medical center, reserving the right to approve or disapprove the research projects for which the cells would be used, and if another medical center or a drug manufacturer stole the cells after removal and used them in an unauthorized manner for its own economic gain, no breach-of-fiduciary-duty cause of action would be available and a conversion action would be necessary to vindicate the patient’s rights. Under the majority’s holding, however, the patient would have no right to bring a conversion action, even against such a thief. As this hypothetical illustrates, even if there were compelling policy reasons to limit the potential liability of innocent researchers who use cells obtained from an existing cell bank, those policy considerations would not justify the majority’s broad abrogation of all conversion liability for the unauthorized use of body parts.

Second, even with respect to those persons who are not involved in the initial conversion, the majority’s policy arguments are less than compelling. To begin with, the majority’s fear that the availability of a conversion remedy will restrict access to existing cell lines is unrealistic. In the vast majority of instances the tissues and cells in existing repositories will not represent a potential source of liability because they will have come from patients who consented to their organ’s use for scientific purposes under circumstances in which such consent was not tainted by a failure to disclose the known valuable nature of the cells. Because potential liability under a conversion theory will exist in only the exceedingly rare instance in which a doctor knowingly concealed from the patient the value of his body part or *159the patient’s specific directive with regard to the use of the body part was disregarded, there is no reason to think that application of settled conversion law will have any negative effect on the primary conduct of medical researchers who use tissue and cell banks.

Furthermore, even in the rare instance—like the present case—in which a conversion action might be successfully pursued, the potential liability is not likely “to destroy the economic incentive to conduct important medical research,” as the majority asserts. (Maj. opn., ante, p. 146.) If, as the majority suggests, the great bulk of the value of a cell line patent and derivative products is attributable to the efforts of medical researchers and drug companies, rather than to the “raw materials” taken from a patient (maj. opn., ante, pp. 141-142), the patient’s damages will be correspondingly limited, and innocent medical researchers and drug manufacturers will retain the considerable economic benefits resulting from their own work. Under established conversion law, a “subsequent innocent converter” does not forfeit the proceeds of his own creative efforts, but rather “is entitled to the benefit of any work or labor that he has expended on the [property] . . . .” (1 Harper et al., The Law of Torts (2d ed. 1986) § 2.34, p. 234. See generally Rest. 2d Torts, § 927, corns, f, g.)

Finally, the majority’s analysis of the relevant policy considerations tellingly omits a most pertinent consideration. In identifying the interests of the patient that are implicated by the decision whether to recognize a conversion cause of action, the opinion speaks only of the “patient’s right to make autonomous medical decisions” (maj. opn., ante, p. 143) and fails even to mention the patient’s interest in obtaining the economic value, if any, that may adhere in the subsequent use of his own body parts. Although such economic value may constitute a fortuitous “windfall” to the patient (maj. opn., ante, p. 147), the fortuitous nature of the economic value does not justify the creation of a novel exception from conversion liability which sanctions the intentional misappropriation of that value from the patient.

This last point reveals perhaps the most serious flaw in the majority’s public policy analysis in this case. It is certainly arguable that, as a matter of policy or morality, it would be wiser to prohibit any private individual or entity from profiting from the fortuitous value that adheres in a part of a human body, and instead to require all valuable excised body parts to be deposited in a public repository which would make such materials freely available to all scientists for the betterment of society as a whole. The Legislature, if it wished, could create such a system, as it has done with respect to organs that are donated for transplantation. (See § 7155, subd. (a); Pen. Code, § 367f. See also 42 U.S.C. § 274e.) To date, however, the Legislature has not adopted such a system for organs that are to be used for *160research or commercial purposes,5 and the majority opinion, despite some oblique suggestions to the contrary (see maj. opn., ante, pp. 144-145), emphatically does not do so by its holding in this case. Justice Arabian’s concurring opinion suggests that the majority’s conclusion is informed by the precept that it is immoral to sell human body parts for profit. (See cone, opn., ante, p. 149.) But the majority’s rejection of plaintiff’s conversion cause of action does not mean that body parts may not be bought or sold for research or commercial purposes or that no private individual or entity may benefit economically from the fortuitous value of plaintiff’s diseased cells. Far from elevating these biological materials above the marketplace, the majority’s holding simply bars plaintiff, the source of the cells, from obtaining the benefit of the cells’ value, but permits defendants, who allegedly obtained the cells from plaintiff by improper means, to retain and exploit the full economic value of their ill-gotten gains free of their ordinary common law liability for conversion.

Because I conclude that plaintiff’s complaint states a cause of action for conversion under traditional common law principles, I dissent from the majority opinion insofar as it rejects such a claim.

MOSK, J.

I dissent.

Contrary to the principal holding of the Court of Appeal, the majority conclude that the complaint does not—in fact cannot—state a cause of action for conversion. I disagree with this conclusion for all the reasons *161stated by the Court of Appeal, and for additional reasons that I shall explain. For convenience I shall discuss the six premises of the majority’s conclusion in the order in which they appear.

1.

The majority first take the position that Moore has no cause of action for conversion under existing law because he retained no “ownership interest” in his cells after they were removed from his body. (Maj. opn., ante, p. 137.) To state a conversion cause of action a plaintiff must allege his “ownership or right to possession of the property at the time of the conversion” (Baldwin v. Marina City Properties, Inc. (1978) 79 Cal.App.3d 393, 410). Here the complaint defines Moore’s “Blood and Bodily Substances” to include inter alia his blood, his bodily tissues, his cells, and the cell lines derived therefrom.1 Moore thereafter alleges that “he is the owner of his Blood and Bodily Substances and of the by-products produced therefrom . . . .” And he further alleges that such blood and bodily substances “are his tangible personal property, and the activities of the defendants as set forth herein constitute a substantial interference with plaintiff’s possession or right thereto, as well as defendants’ wrongful exercise of dominion over plaintiff’s personal property rights in his Blood and Bodily Substances.”

The majority impliedly hold these allegations insufficient as a matter of law, finding three “reasons to doubt” that Moore retained a sufficient ownership interest in his cells, after their excision, to support a conversion cause of action. (Maj. opn., ante, p. 137.) In my view the majority’s three reasons, taken singly or together, are inadequate to the task.

The majority’s first reason is that “no reported judicial decision supports Moore’s claim, either directly or by close analogy.” (Maj. opn., ante, p. 137.) Neither, however, is there any reported decision rejecting such a claim. The issue is as new as its source—the recent explosive growth in the commercialization of biotechnology.

The majority next cite several statutes regulating aspects of the commerce in or disposition of certain parts of the human body, and conclude in effect that in the present case we should also “look for guidance” to the Legislature rather than to the law of conversion. (Id. at p. 137.) Surely this argument is out of place in an opinion of the highest court of this state. As the majority acknowledge, the law of conversion is a creature of the common law. “ ‘The inherent capacity of the common law for growth and change is *162its most significant feature. Its development has been determined by the social needs of the community which it serves. It is constantly expanding and developing in keeping with advancing civilization and the new conditions and progress of society, and adapting itself to the gradual change of trade, commerce, arts, inventions, and the needs of the country.’ [Citation.] [H] In short, as the United States Supreme Court has aptly said, ‘This flexibility and capacity for growth and adaptation is the peculiar boast and excellence of the common law.’ [Citation.] . . . Although the Legislature may of course speak to the subject, in the common law system the primary instruments of this evolution are the courts, adjudicating on a regular basis the rich variety of individual cases brought before them.” (Rodriguez v. Bethlehem Steel Corp. (1974) 12 Cal.3d 382, 394 [115 Cal.Rptr. 765, 525 P.2d 669].)

Especially is this true in the field of torts. I need not review the many instances in which this court has broken fresh ground by announcing new rules of tort law: time and again when a new rule was needed we did not stay our hand merely because the matter was one of first impression.2 For example, in Sindell v. Abbott Laboratories (1980) 26 Cal.3d 588 [163 Cal.Rptr. 132, 607 P.2d 924, 2 A.L.R.4th 1061], we adopted a “market share” theory of liability for injury resulting from administration of a prescription drug and suffered by a plaintiff who without fault cannot trace the particular manufacturer of the drug that caused the harm. Like the opinion in the case at bar, the dissent in Sindell objected that market share liability was “a wholly new theory” and an “unprecedented extension of liability” (Id. at pp. 614-615), and urged that in view of the economic, social, and medical effects of this new rule the decision to adopt it should rest with the Legislature (Id. at p. 621). We nevertheless declared the new rule for sound policy reasons, explaining that “In our contemporary complex industrialized society, advances in science and technology create fungible goods which may harm consumers and which cannot be traced to any specific producer. The response of the courts can be either to adhere rigidly to prior doctrine, denying recovery to those injured by such products, or to fashion remedies to meet these changing needs.” {Id. at p. 610.) We took the latter course.3

The case at bar, of course, does not involve a drug-induced injury. Yet it does present a claim arising, like Sindell’s, from “advances in science and technology” that could not have been foreseen when traditional tort doc*163trine—here, the law of conversion—was formulated. My point is that if the cause of action for conversion is otherwise an appropriate remedy on these facts, we should not refrain from fashioning it simply because another court has not yet so held or because the Legislature has not yet addressed the question. We need not wait on either event, because neither is a precondition to an exercise of our long-standing “power to insure the just and rational development of the common law in our state” (Rodriguez v. Bethlehem Steel Corp., supra, 12 Cal.3d 382, 394).4

2.

The majority’s second reason for doubting that Moore retained an ownership interest in his cells after their excision is that “California statutory law . . . drastically limits a patient’s control over excised cells.” (Maj. opn., ante, p. 140.) For this proposition the majority rely on Health and Safety Code section 7054.4 (hereafter section 7054.4), set forth in the margin.5 The majority concede that the statute was not meant to directly resolve the question whether a person in Moore’s position has a cause of action for conversion, but reason that it indirectly resolves the question by limiting the patient’s control over the fate of his excised cells: “By restricting how excised cells may be used and requiring their eventual destruction, the statute eliminates so many of the rights ordinarily attached to property that one cannot simply assume that what is left amounts to ‘property’ or ‘ownership’ for purposes of conversion law.” (Maj. opn., ante, pp. 140-141.) As will appear, I do not believe section 7054.4 supports the just quoted conclusion of the majority.

First, in my view the statute does not authorize the principal use that defendants claim the right to make of Moore’s tissue, i.e., its commercial exploitation. In construing section 7054.4, of course, “we look first to the words of the statute themselves” (Long Beach Police Officers Assn. v. City of *164 Long Beach (1988) 46 Cal.3d 736, 741 [250 Cal.Rptr. 869, 759 P.2d 504]), and give those words their usual and ordinary meaning (California Teachers Assn. v. San Diego Community College Dist. (1981) 28 Cal.3d 692, 698 [170 Cal.Rptr. 817, 621 P.2d 856]).

By its terms, section 7054.4 permits only “scientific use” of excised body parts and tissue before they must be destroyed. We must therefore determine the usual and ordinary meaning of that phrase. I would agree that “scientific use” at least includes routine postoperative examination of excised tissue conducted by a pathologist for diagnostic or prognostic reasons (e.g., to verify preoperative diagnosis or to assist in determining postoperative treatment). I might further agree that “scientific use” could be extended to include purely scientific study of the tissue by a disinterested researcher for the purpose of advancing medical knowledge—provided of course that the patient gave timely and informed consent to that use. It would stretch the English language beyond recognition, however, to say that commercial exploitation of the kind and degree alleged here is also a usual and ordinary meaning of the phrase “scientific use.”

The majority dismiss this difficulty by asserting that I read the statute to define “scientific use” as “not-for-profit scientific use,” and by finding “no reason to believe that the Legislature intended to make such a distinction.” (Maj. opn., ante, p. 141, fn. 34.) The objection misses my point. I do not stress the concept of profit, but the concept of science: the distinction I draw is not between nonprofit scientific use and scientific use that happens to lead to a marketable by-product; it is between a truly scientific use and the blatant commercial exploitation of Moore’s tissue that the present complaint alleges. Under those allegations, defendants Dr. David W. Golde and Shirley G. Quan were not only scientists, they were also full-fledged entrepreneurs: the complaint repeatedly declares that they appropriated Moore’s tissue in order “to further defendants’ independent research and commercial activities and promote their economic, financial and competitive interests.” The complaint also alleges that defendant Regents of the University of California (hereafter Regents) actively assisted the individual defendants in applying for patent rights and in negotiating with bioengineering and pharmaceutical companies to exploit the commercial potential of Moore’s tissue. Finally, the complaint alleges in detail the contractual arrangements between the foregoing defendants and defendants Genetics Institute, Inc., and Sandoz Pharmaceuticals Corporation, giving the latter companies exclusive rights to exploit that commercial potential while providing substantial financial benefits to the individual defendants in the form of cash, stock options, consulting fees, and fringe benefits. To exclude such traditionally commercial activities from the phrase “scientific use,” as I do here, does not *165give it a restrictive definition; rather, it gives the phrase its usual and ordinary meaning, as settled law requires.

Secondly, even if section 7054.4 does permit defendants’ commercial exploitation of Moore’s tissue under the guise of “scientific use,” it does not follow that—as the majority conclude—the statute “eliminates so many of the rights ordinarily attached to property” that what remains does not amount to “property” or “ownership” for purposes of the law of conversion. (Maj. opn., ante, p. 141.)

The concepts of property and ownership in our law are extremely broad. (See Civ. Code, §§ 654, 655.) A leading decision of this court approved the following definition: “ ‘The term “property” is sufficiently comprehensive to include every species of estate, real and personal, and everything which one person can own and transfer to another. It extends to every species of right and interest capable of being enjoyed as such upon which it is practicable to place a money value.’ ” (Yuba River Power Co. v. Nevada Irr. Dist. (1929) 207 Cal. 521, 523 [279 P. 128].)

Being broad, the concept of property is also abstract: rather than referring directly to a material object such as a parcel of land or the tractor that cultivates it, the concept of property is often said to refer to a “bundle of rights” that may be exercised with respect to that object—principally the rights to possess the property, to use the property, to exclude others from the property, and to dispose of the property by sale or by gift. “Ownership is not a single concrete entity but a bundle of rights and privileges as well as of obligations.” (Union Oil Co. v. State Bd. of Equal. (1963) 60 Cal.2d 441, 447 [34 Cal.Rptr. 872, 386 P.2d 496].) But the same bundle of rights does not attach to all forms of property. For a variety of policy reasons, the law limits or even forbids the exercise of certain rights over certain forms of property. For example, both law and contract may limit the right of an owner of real property to use his parcel as he sees fit.6 Owners of various forms of personal property may likewise be subject to restrictions on the time, place, and manner of their use.7 Limitations on the disposition of real *166property, while less common, may also be imposed.8 Finally, some types of personal property may be sold but not given away,9 while others may be given away but not sold,10 and still others may neither be given away nor sold.11

In each of the foregoing instances, the limitation or prohibition diminishes the bundle of rights that would otherwise attach to the property, yet what remains is still deemed in law to be a protectible property interest. “Since property or title is a complex bundle of rights, duties, powers and immunities, the pruning away of some or a great many of these elements does not entirely destroy the title . . . .” (People v. Walker (1939) 33 Cal.App.2d 18, 20 [90 P.2d 854] [even the possessor of contraband has certain property rights in it against anyone other than the state].) The same rule applies to Moore’s interest in his own body tissue: even if we assume that section 7054.4 limited the use and disposition of his excised tissue in the manner claimed by the majority, Moore nevertheless retained valuable rights in that tissue. Above all, at the time of its excision he at least had the right to do with his own tissue whatever the defendants did with it: i.e., he could have contracted with researchers and pharmaceutical companies to develop and exploit the vast commercial potential of his tissue and its products. Defendants certainly believe that their right to do the foregoing is not barred by section 7054.4 and is a significant property right, as they have demonstrated by their deliberate concealment from Moore of the true value of his tissue, their efforts to obtain a patent on the Mo cell line, their contractual agreements to exploit this material, their exclusion of Moore from any participation in the profits, and their vigorous defense of this lawsuit. The Court of Appeal summed up the point by observing that “Defendants’ position that plaintiff cannot own his tissue, but that they can, is fraught with irony.” It is also legally untenable. As noted above, the majority cite no case holding that an individual’s right to develop and exploit the commercial potential of his own tissue is not a right of sufficient worth or dignity to be deemed a protectible property interest. In the absence of such authority—or of legislation to the same effect—the right falls within the traditionally broad concept of property in our law.

*1673.

The majority’s third and last reason for their conclusion that Moore has no cause of action for conversion under existing law is that “the subject matter of the Regents’ patent—the patented cell line and the products derived from it—cannot be Moore’s property.” (Maj. opn., ante, p. 141.) The majority then offer a dual explanation: “This is because the patented cell line is both factually and legally distinct from the cells taken from Moore’s body.” {Ibid., italics added.) Neither branch of the explanation withstands analysis.

First, in support of their statement that the Mo cell line is “factually distinct” from Moore’s cells, the majority assert that “Cells change while being developed into a cell line and continue to change over time,” and in particular may acquire an abnormal number of chromosomes. (Maj. opn., ante, p. 141, fn. 35.) No one disputes these assertions, but they are nonetheless irrelevant. For present purposes no distinction can be drawn between Moore’s cells and the Mo cell line. It appears that the principal reason for establishing a cell line is not to “improve” the quality of the parent cells but simply to extend their life indefinitely, in order to permit long-term study and/or exploitation of the qualities already present in such cells. The complaint alleges that Moore’s cells naturally produced certain valuable proteins in larger than normal quantities; indeed, that was why defendants were eager to culture them in the first place. Defendants do not claim that the cells of the Mo cell line are in any degree more productive of such proteins than were Moore’s own cells. Even if the cells of the Mo cell line in fact have an abnormal number of chromosomes, at the present stage of this case we do not know if that fact has any bearing whatever on their capacity to produce proteins; yet it is in the commercial exploitation of that capacity—not simply in their number of chromosomes—that Moore seeks to assert an interest. For all that appears, therefore, the emphasized fact is a distinction without a difference.

Second, the majority assert in effect that Moore cannot have an ownership interest in the Mo cell line because defendants patented it.12 The majority’s point wholly fails to meet Moore’s claim that he is entitled to compensation for defendants’ unauthorized use of his bodily tissues before defend*168ants patented the Mo cell line: defendants undertook such use immediately after the splenectomy on October 20, 1976, and continued to extract and use Moore’s cells and tissue at least until September 20, 1983; the patent, however, did not issue until March 20, 1984, more than seven years after the unauthorized use began. Whatever the legal consequences of that event, it did not operate retroactively to immunize defendants from accountability for conduct occurring long before the patent was granted.

Nor did the issuance of the patent in 1984 necessarily have the drastic effect that the majority contend. To be sure, the patent granted defendants the exclusive right to make, use, or sell the invention for a period of 17 years. (35 U.S.C. § 154.) But Moore does not assert any such right for himself. Rather, he seeks to show that he is entitled, in fairness and equity, to some share in the profits that defendants have made and will make from their commercial exploitation of the Mo cell line. I do not question that the cell line is primarily the product of defendants’ inventive effort. Yet likewise no one can question Moore’s crucial contribution to the invention—an invention named, ironically, after him: but for the cells of Moore’s body taken by defendants, there would have been no Mo cell line. Thus the complaint alleges that Moore’s “Blood and Bodily Substances were absolutely essential to defendants’ research and commercial activities with regard to his cells, cell lines, [and] the Mo cell-line, . . . and that defendants could not have applied for and had issued to them the Mo cell-line patent and other patents described herein without obtaining and culturing specimens of plaintiff’s Blood and Bodily Substances.” Defendants admit this allegation by their demurrers, as well they should: for all their expertise, defendants do not claim they could have extracted the Mo cell line out of thin air.

Nevertheless the majority conclude that the patent somehow cut off all Moore’s rights—past, present, and future—to share in the proceeds of defendants’ commercial exploitation of the cell line derived from his own body tissue. The majority cite no authority for this unfair result, and I cannot believe it is compelled by the general law of patents: a patent is not a license to defraud.13 Perhaps the answer lies in an analogy to the concept of “joint inventor.” I am aware that “patients and research subjects who contribute cells to research will not be considered inventors.” (OTA Rep., supra, at p. 71.) Nor is such a person, strictly speaking, a “joint inventor” within the *169meaning of the term in federal law. (35 U.S.C. § 116.) But he does fall within the spirit of that law: “The joint invention provision guarantees that all who contribute in a substantial way to a product’s development benefit from the reward that the product brings. Thus, the protection of joint inventors encourages scientists to cooperate with each other and ensures that each contributor is rewarded fairly.

“Although a patient who donates cells does not fit squarely within the definition of a joint inventor, the policy reasons that inform joint inventor patents should also apply to cell donors. Neither John Moore nor any other patient whose cells become the basis for a patentable cell line qualifies as a ‘joint inventor’ because he or she did not further the development of the product in any intellectual or conceptual sense. Nor does the status of patients as sole owners of a component part make them deserving of joint inventorship status. What the patients did do, knowingly or unknowingly, is collaborate with the researchers by donating their body tissue. ... By providing the researchers with unique raw materials, without which the resulting product could not exist, the donors become necessary contributors to the product. Concededly, the patent is not granted for the cell as it is found in nature, but for the modified biogenetic product. However, the uniqueness of the product that gives rise to its patentability stems from the uniqueness of the original cell. A patient’s claim to share in the profits flowing from a patent would be analogous to that of an inventor whose collaboration was essential to the success of a resulting product. The patient was not a coequal, but was a necessary contributor to the cell line. ” (Dan-forth, Cells, Sales, & Royalties: The Patient’s Right to a Portion of the Profits (1988) 6 Yale L. & Pol’y Rev. 179, 197, fns. omitted, italics added (hereafter Danforth).)

Under this reasoning, which I find persuasive, the law of patents would not be a bar to Moore’s assertion of an ownership interest in his cells and their products sufficient to warrant his sharing in the proceeds of their commercial exploitation.

4.

Having concluded—mistakenly, in my view—that Moore has no cause of action for conversion under existing law, the majority next consider whether to “extend” the conversion cause of action to this context. Again the majority find three reasons not to do so, and again I respectfully disagree with each.

The majority’s first reason is that a balancing of the “relevant policy considerations” counsels against recognizing a conversion cause of action in *170these circumstances. (Maj. opn., ante, p. 143.) The memo identifies two such policies, but concedes that one of them—“protection of a competent patient’s right to make autonomous medical decisions” (id. at p. 143)— would in fact be promoted, even though “indirectly,” by recognizing a conversion cause of action. (Id. at p. 144.)

The majority focus instead on a second policy consideration, i.e., their concern “that we not threaten with disabling civil liability innocent parties who are engaged in socially useful activities, such as researchers who have no reason to believe that their use of a particular cell sample is, or may be, against a donor’s wishes.” (Maj. opn., ante, p. 143.) As will appear, in my view this concern is both overstated and outweighed by contrary considerations.14

The majority begin their analysis by stressing the obvious facts that research on human cells plays an increasingly important role in the progress of medicine, and that the manipulation of those cells by the methods of biotechnology has resulted in numerous beneficial products and treatments. Yet it does not necessarily follow that, as the majority claim, application of the law of conversion to this area “will hinder research by restricting access to the necessary raw materials,” i.e., to cells, cell cultures, and cell lines. (Maj. opn., ante, p. 144.) The majority observe that many researchers obtain their tissue samples, routinely and at little or no cost, from cell-culture repositories. The majority then speculate that “This exchange of scientific materials, which is still relatively free and efficient, will surely be compromised if each cell sample becomes the potential subject matter of a lawsuit.” (Maj. opn., ante, p. 145.) There are two grounds to doubt that this prophecy will be fulfilled.

To begin with, if the relevant exchange of scientific materials was ever “free and efficient,” it is much less so today. Since biological products of genetic engineering became patentable in 1980 (Diamond v. Chakrabarty *171(1980) 447 U.S. 303 [65 L.Ed.2d 144, 100 S.Ct. 2204]), human cell lines have been amenable to patent protection and, as the Court of Appeal observed in its opinion below, “The rush to patent for exclusive use has been rampant.” Among those who have taken advantage of this development, of course, are the defendants herein: as we have seen, defendants Golde and Quan obtained a patent on the Mo cell line in 1984 and assigned it to defendant Regents. With such patentability has come a drastic reduction in the formerly free access of researchers to new cell lines and their products: the “novelty” requirement for patentability prohibits public disclosure of the invention at all times up to one year before the filing of the patent application. (35 U.S.C. § 102(b).) Thus defendants herein recited in their patent specification, “At no time has the Mo cell line been available to other than the investigators involved with its initial discovery and only the conditioned medium from the cell line has been made available to a limited number of investigators for collaborative work with the original discoverers of the Mo cell line.”

An even greater force for restricting the free exchange of new cell lines and their products has been the rise of the biotechnology industry and the increasing involvement of academic researchers in that industry.15 When scientists became entrepreneurs and negotiated with biotechnological and pharmaceutical companies to develop and exploit the commercial potential of their discoveries—as did defendants in the case at bar—layers of contractual restrictions were added to the protections of the patent law.16

In their turn, the biotechnological and pharmaceutical companies demanded and received exclusive rights in the scientists’ discoveries, and frequently placed those discoveries under trade secret protection. Trade secret protection is popular among biotechnology companies because, among other reasons, the invention need not meet the strict standards of *172patentability and the protection is both quickly acquired and unlimited in duration. (Note, Patent and Trade Secret Protection in University-Industry Research Relationships in Biotechnology (1987) 24 Harv. J. on Legis. 191, 218-219.)17 Secrecy as a normal business practice is also taking hold in university research laboratories, often because of industry pressure (id. at pp. 204-208): “One of the most serious fears associated with university-industry cooperative research concerns keeping work private and not disclosing it to the researcher’s peers. [Citation.] . . . Economic arrangements between industry and universities inhibit open communication between researchers, especially for those who are financially tied to smaller biotechnology firms.” (Howard, supra, 44 Food Drug Cosm. L.J. at p. 339, fn. 72.)

Secondly, to the extent that cell cultures and cell lines may still be “freely exchanged,” e.g., for purely research purposes, it does not follow that the researcher who obtains such material must necessarily remain ignorant of any limitations on its use: by means of appropriate recordkeeping, the researcher can be assured that the source of the material has consented to his proposed use of it, and hence that such use is not a conversion. To achieve this end the originator of the tissue sample first determines the extent of the source’s informed consent to its use—e.g., for research only, or for public but academic use, or for specific or general commercial purposes; he then enters this information in the record of the tissue sample, and the record accompanies the sample into the hands of any researcher who thereafter undertakes to work with it. “Record keeping would not be overly burdensome because researchers generally keep accurate records of tissue sources for other reasons: to trace anomalies to the medical history of the patient, to maintain title for other researchers and for themselves, and to insure reproducibility of the experiment.” (Toward the Right of Commerciality, supra, 34 UCLA L.Rev. at p. 241.) As the Court of Appeal correctly observed, any claim to the contrary “is dubious in light of the meticulous care and planning necessary in serious modern medical research.”

The majority rely on Brown v. Superior Court, supra, 44 Cal.3d 1049 (hereafter Brown), but the case is plainly distinguishable. In a unanimous opinion that I authored for the court, we considered inter alia whether pharmaceutical manufacturers should be held strictly liable for injuries caused by “defectively designed” prescription drugs. We declined to so hold for several policy reasons. (Id. at pp. 1063-1065.) One of those reasons was our concern that “the fear of large adverse monetary judgments” might dissuade such manufacturers from developing or distributing potentially beneficial new drugs. (Id. at p. 1063.) The majority now seek to draw an *173analogy between Brown and the case at bar, but the analogy fails because liability exposure in the Brown context is qualitatively far greater. As we acknowledged in Brown, “unlike other important medical products . . . harm to some users from prescription drugs is unavoidable. (Ibid., italics added.) On an industry-wide basis, therefore, the imposition of strict liability for defective prescription drugs would inevitably result in hundreds, if not thousands, of meritorious claims by often seriously harmed plaintiffs, most of them likely to be seeking exemplary as well as compensatory damages.18 Given the innocence and vulnerability of the typical plaintiff in such cases, sympathetic juries might well return substantial verdicts again and again, and the industry’s total liability could reach intimidating proportions. Indeed, in Brown we chronicled actual instances in which the mere threat of such liability did cause the industry to refuse to supply new prescription drugs. (Id. at p. 1064.)

None of the foregoing is true in the case at bar. The majority claim that a conversion cause of action threatens to “destroy the economic incentive” to conduct the type of research here in issue (maj. opn., ante, p. 146), but it is difficult to take this hyperbole seriously. First, the majority reason that with every cell sample a researcher “purchases a ticket in a litigation lottery.” (Id. at p. 146.) This is a colorful image, but it does not necessarily reflect reality: as explained above, with proper recordkeeping the researcher acquires not a litigation-lottery ticket but the information he needs precisely in order to avoid litigation. In contrast to Brown, therefore, here the harm is by no means “unavoidable.” Second, the risk at hand is not of a multiplicity of actions: in Brown the harm would be suffered by many members of the public—the users of the end product of the process of developing the new drug—while here it can be suffered by only one person—the original source of the research material that began that process. Third, the harm to the latter will be primarily economic, rather than the potentially grave physical injuries at issue in Brown.

In any event, in my view whatever merit the majority’s single policy consideration may have is outweighed by two contrary considerations, i.e., policies that are promoted by recognizing that every individual has a legally protectible property interest in his own body and its products. First, our society acknowledges a profound ethical imperative to respect the human body as the physical and temporal expression of the unique human persona. One manifestation of that respect is our prohibition against direct abuse of the body by torture or other forms of cruel or unusual punishment. Another is our prohibition against indirect abuse of the body by its economic exploi*174tation for the sole benefit of another person. The most abhorrent form of such exploitation, of course, was the institution of slavery. Lesser forms, such as indentured servitude or even debtor’s prison, have also disappeared. Yet their specter haunts the laboratories and boardrooms of today’s biotechnological research-industrial complex. It arises wherever scientists or industrialists claim, as defendants claim here, the right to appropriate and exploit a patient’s tissue for their sole economic benefit—the right, in other words, to freely mine or harvest valuable physical properties of the patient’s body: “Research with human cells that results in significant economic gain for the researcher and no gain for the patient offends the traditional mores of our society in a manner impossible to quantify. Such research tends to treat the human body as a commodity—a means to a profitable end. The dignity and sanctity with which we regard the human whole, body as well as mind and soul, are absent when we allow researchers to further their own interests without the patient’s participation by using a patient’s cells as the basis for a marketable product.” (Danforth, supra, 6 Yale L. & Pol’y Rev. at p. 190, fn. omitted.)

A second policy consideration adds notions of equity to those of ethics. Our society values fundamental fairness in dealings between its members, and condemns the unjust enrichment of any member at the expense of another. This is particularly true when, as here, the parties are not in equal bargaining positions. We are repeatedly told that the commercial products of the biotechnological revolution “hold the promise of tremendous profit.” (Toward the Right of Commerciality, supra, 34 UCLA L.Rev. at p. 211.)19 In the case at bar, for example, the complaint alleges that the market for the kinds of proteins produced by the Mo cell line was predicted to exceed $3 billion by 1990. These profits are currently shared exclusively between the biotechnology industry and the universities that support that industry. The profits are shared in a wide variety of ways, including “direct entrepreneurial ties to genetic-engineering firms” and “an equity interest in fledgling biotechnology firms” (Howard, supra, 44 Food Drug Cosm. L.J. at p. 338). Thus the complaint alleges that because of his development of the Mo cell line defendant Golde became a paid consultant of defendant Genetics Institute and acquired the rights to 75,000 shares of that firm’s stock at a cost of 1 cent each; that Genetics Institute further contracted to pay Golde and the Regents at least $330,000 over 3 years, including a pro rata share of Golde’s salary and fringe benefits; and that defendant Sandoz Pharmaceuticals Corporation subsequently contracted to increase that compensation by a further $110,000.

*175There is, however, a third party to the biotechnology enterprise—the patient who is the source of the blood or tissue from which all these profits are derived. While he may be a silent partner, his contribution to the venture is absolutely crucial: as pointed out above (pt. 3, ante), but for the cells of Moore’s body taken by defendants there would have been no Mo cell line at all.20 Yet defendants deny that Moore is entitled to any share whatever in the proceeds of this cell line. This is both inequitable and immoral. As Dr. Thomas H. Murray, a respected professor of ethics and public policy, testified before Congress, “the person [who furnishes the tissue] should be justly compensated. ... If biotechnologists fail to make provision for a just sharing of profits with the person whose gift made it possible, the public’s sense of justice will be offended and no one will be the winner.” (Murray, Who Owns the Body? On the Ethics of Using Human Tissue for Commercial Purposes (Jan.-Feb. 1986) IRB: A Review of Human Subjects Research, at p. 5.)21

There will be such equitable sharing if the courts recognize that the patient has a legally protected property interest in his own body and its products: “property rights in one’s own tissue would provide a morally acceptable result by giving effect to notions of fairness and preventing unjust enrichment. ...[][] Societal notions of equity and fairness demand recognition of property rights. There are bountiful benefits, monetary and otherwise, to be derived from human biologies. To deny the person contributing the raw material a fair share of these ample benefits is both unfair and morally wrong.” (Toward the Right of Commerciality, supra, 34 UCLA L.Rev. at p. 229.) “Recognizing a donor’s property rights would prevent unjust enrichment by giving monetary rewards to the donor and researcher proportionate to the value of their respective contributions. Biotechnology depends upon the contributions of both patients and researchers. If not for the patient’s contribution of cells with unique attributes, the medical value of the bioengineered cells would be negligible. But for the physician’s contribution of knowledge and skill in developing the cell product, the commercial value of the patient’s cells would also be negligible. Failing to compensate the patient unjustly enriches the researcher because only the researcher’s contribution is recognized.” (Id. at p. 230.) In short, as the *176Court of Appeal succinctly put it, “If this science has become science for profit, then we fail to see any justification for excluding the patient from participation in those profits.”

5.

The majority’s second reason for declining to extend the conversion cause of action to the present context is that “the Legislature should make that decision.” (Maj. opn., ante, p. 147.) I do not doubt that the Legislature is competent to act on this topic. The fact that the Legislature may intervene if and when it chooses, however, does not in the meanwhile relieve the courts of their duty of enforcing—or if need be, fashioning—an effective judicial remedy for the wrong here alleged. As I observed above (pt. 1, ante), if a conversion cause of action is otherwise an appropriate remedy on these facts we should not refrain from recognizing it merely because the Legislature has not yet addressed the question. To do so would be to abdicate pro tanto our responsibility over a body of law—torts—that is particularly a creature of the common law. And such reluctance to act would be especially unfortunate at the present time, when the rapid expansion of biotechnological science and industry makes resolution of these issues an increasingly pressing need.

The inference I draw from the current statutory regulation of human biological materials, moreover, is the opposite of that drawn by the majority. By selective quotation of the statutes (maj. opn., ante, p. 137, fns. 22 & 23) the majority seem to suggest that human organs and blood cannot legally be sold on the open market—thereby implying that if the Legislature were to act here it would impose a similar ban on monetary compensation for the use of human tissue in biotechnological research and development. But if that is the argument, the premise is unsound: contrary to popular misconception, it is not true that human organs and blood cannot legally be sold.

As to organs, the majority rely on the Uniform Anatomical Gift Act (Health & Saf. Code, § 7150 et seq.; hereafter the UAGA) for the proposition that a competent adult may make a post mortem gift of any part of his body but may not receive “valuable consideration” for the transfer. But the prohibition of the UAGA against the sale of a body part is much more limited than the majority recognize: by its terms (Health & Saf. Code, §7155, subd. (a)) the prohibition applies only to sales for “transplantation” or “therapy.”22 Yet a diiferent section of the UAGA authorizes the transfer *177and receipt of body parts for such additional purposes as “medical or dental education, research, or advancement of medical or dental science.” (Health & Saf. Code, § 7153, subd. (a)(1).) No section of the UAGA prohibits anyone from selling body parts for any of those additional purposes; by clear implication, therefore, such sales are legal.23 Indeed, the fact that the UAGA prohibits no sales of organs other than sales for “transplantation” or “therapy” raises a further implication that it is also legal for anyone to sell human tissue to a biotechnology company for research and development purposes.

With respect to the sale of human blood the matter is much simpler: there is in fact no prohibition against such sales. The majority rely (maj. opn., ante, p. 137, fn. 23) on Health and Safety Code section 1606, which provides in relevant part that the procurement and use of blood for transfusion “shall be construed to be, and is declared to be . . . the rendition of a service . . . and shall not be construed to be, and is declared not to be, a sale . . . .” There is less here, however, than meets the eye: the statute does not mean that a person cannot sell his blood or, by implication, that his blood is not his property. “While many jurisdictions have classified the transfer of blood or other human tissue as a service rather than a sale, this position does not conflict with the notion that human tissue is property.” (Columbia Note, supra, 90 Colum. L.Rev. at p. 544, fn. 76.) The reason is plain: “No State or Federal statute prohibits the sale of blood, plasma, semen, or other replenishing tissues if taken in nonvital amounts. Nevertheless, State laws usually characterize these paid transfers as the provision of services rather than the sale of a commodity. . . . [1j] The primary legal reason for characterizing these transactions as involving services rather than goods is to avoid liability for contaminated blood products under either general product liability principles or the [Uniform Commercial Code’s] implied warranty provisions.” (OTA Rep., supra, at p. 76, fn. omitted.) The courts have repeatedly recognized that the foregoing is the real purpose of this harmless legal fiction. (See, e.g., Hyland Therapeutics v. Superior Court (1985) 175 Cal.App.3d 509 [220 Cal.Rptr. 590]; Cramer v. Queen of Angels Hosp. (1976) 62 Cal.App.3d 812 [133 Cal.Rptr. 339]; Shepard v. Alexian Brothers Hosp. (1973) 33 Cal.App.3d 606 [109 Cal.Rptr. 132].) Thus despite the statute relied on by the majority, it is perfectly legal in this state for a person to sell his blood for transfusion or for any other *178purpose—indeed, such sales are commonplace, particularly in the market for plasma. (See OTA Rep., supra, at p. 121.)

It follows that the statutes regulating the transfers of human organs and blood do not support the majority’s refusal to recognize a conversion cause of action for commercial exploitation of human blood cells without consent. On the contrary, because such statutes treat both organs and blood as property that can legally be sold in a variety of circumstances, they impliedly support Moore’s contention that his blood cells are likewise property for which he can and should receive compensation, and hence are protected by the law of conversion.

6.

The majority’s final reason for refusing to recognize a conversion cause of action on these facts is that “there is no pressing need” to do so because the complaint also states another cause of action that is assertedly adequate to the task (maj. opn., ante, p. 147); that cause of action is “the breach of a fiduciary duty to disclose facts material to the patient’s consent or, alternatively, . . . the performance of medical procedures without first having obtained the patient’s informed consent” {id. at p. 129).24 Although last, this reason is not the majority’s least; in fact, it underlies much of the opinion’s discussion of the conversion cause of action, recurring like a leitmotiv throughout that discussion.

The majority hold that a physician who intends to treat a patient in whom he has either a research interest or an economic interest is under a fiduciary duty to disclose such interest to the patient before treatment, that his failure to do so may give rise to a nondisclosure cause of action, and that the complaint herein states such a cause of action at least against defendant Golde. I agree with that holding as far as it goes.

I disagree, however, with the majority’s further conclusion that in the present context a nondisclosure cause of action is an adequate—in fact, a superior—substitute for a conversion cause of action. In my view the nondisclosure cause of action falls short on at least three grounds.

First, the majority reason that “enforcement of physicians’ disclosure obligations” will ensure patients’ freedom of choice. (Maj. opn., ante, p. *179147.) The majority do not spell out how those obligations will be “enforced”; but because they arise from judicial decision (the majority opinion herein) rather than from legislative or administrative enactment, we may infer that the obligations will primarily be enforced by the traditional judicial remedy of an action for damages for their breach. Thus the majority’s theory apparently is that the threat of such an action will have a prophylactic effect: it will give physician-researchers incentive to disclose any conflicts of interest before treatment, and will thereby protect their patients’ right to make an informed decision about what may be done with their body parts.

The remedy is largely illusory. “[A]n action based on the physician’s failure to disclose material information sounds in negligence. As a practical matter, however, it may be difficult to recover on this kind of negligence theory because the patient must prove a causal connection between his or her injury and the physician’s failure to inform.” (Martin & Lagod, Biotechnology and the Commercial Use of Human Cells: Toward an Organic View of Life and Technology (1989) 5 Santa Clara Computer & High Tech L.J. 211, 222, fn. omitted, italics added.) There are two barriers to recovery. First, “the patient must show that if he or she had been informed of all pertinent information, he or she would have declined to consent to the procedure in question.” (Ibid.) As we explained in the seminal case of Cobbs v. Grant (1972) 8 Cal.3d 229, 245 [104 Cal.Rptr. 505, 502 P.2d 1], “There must be a causal relationship between the physician’s failure to inform and the injury to the plaintiff. Such a causal connection arises only if it is established that had revelation been made consent to treatment would not have been given.”25

The second barrier to recovery is still higher, and is erected on the first: it is not even enough for the plaintiff to prove that he personally would have refused consent to the proposed treatment if he had been fully informed; he must also prove that in the same circumstances no reasonably prudent person would have given such consent. The purpose of this “objective” standard is evident: “Since at the time of trial the uncommunicated hazard has materialized, it would be surprising if the patient-plaintiff did not claim that had he been informed of the dangers he would have declined treatment. Subjectively he may believe so, with the 20/20 vision of hindsight, but we doubt that justice will be served by placing the physician in jeopardy of the *180patient’s bitterness and disillusionment. Thus an objective test is preferable: i.e., what would a prudent person in the patient’s position have decided if adequately informed of all significant perils.” (Cobbs v. Grant, supra, 8 Cal.3d 229, 245.)26

Even in an ordinary Cobbs-type action it may be difficult for a plaintiff to prove that no reasonably prudent person would have consented to the proposed treatment if the doctor had disclosed the particular risk of physical harm that ultimately caused the injury. (See, e.g., Morganroth v. Pacific Medical Center, Inc. (1976) 54 Cal.App.3d 521, 534 [126 Cal.Rptr. 681] [affirming nonsuit in Cobbs-type action on ground, inter alia, of lack of proof that plaintiff would have refused coronary arteriogram if he had been told of risk of stroke].) This is because in many cases the potential benefits of the treatment to the plaintiff clearly outweigh the undisclosed risk of harm. But that imbalance will be even greater in the kind of nondisclosure action that the majority now contemplate: here we deal not with a risk of physical injuries such as a stroke, but with the possibility that the doctor might later use some of the patient’s cast-off tissue for scientific research or the development of commercial products. Few if any judges or juries are likely to believe that disclosure of such a possibility of research or development would dissuade a reasonably prudent person from consenting to the treatment. For example, in the case at bar no trier of fact is likely to believe that if defendants had disclosed their plans for using Moore’s cells, no reasonably prudent person in Moore’s position—i.e., a leukemia patient suffering from a grossly enlarged spleen—would have consented to the routine operation that saved or at least prolonged his life. Here, as in Morganroth {ibid.), a motion for nonsuit for failure to prove proximate cause will end the matter. In this context, accordingly, the threat of suit on a nondisclosure cause of action is largely a paper tiger.

The second reason why the nondisclosure cause of action is inadequate for the task that the majority assign to it is that it fails to solve half the problem before us: it gives the patient only the right to refuse consent, i.e., the right to prohibit the commercialization of his tissue; it does not give him the right to grant consent to that commercialization on the condition that he share in its proceeds. “Even though good reasons exist to support in*181formed consent with tissue commercialization, a disclosure requirement is only the first step toward full recognition of a patient’s right to participate fully. Informed consent to commercialization, absent a right to share in the profits from such commercial development, would only give patients a veto over their own exploitation. But recognition that the patient[s] [have] an ownership interest in their own tissues would give patients an affirmative right of participation. Then patients would be able to assume the role of equal partners with their physicians in commercial biotechnology research.” (Howard, supra, 44 Food Drug Cosm. L.J. at p. 344.)

Reversing the words of the old song, the nondisclosure cause of action thus accentuates the negative and eliminates the positive: the patient can say no, but he cannot say yes and expect to share in the proceeds of his contribution. Yet as explained above (pt. 4, ante), there are sound reasons of ethics and equity to recognize the patient’s right to participate in such benefits. The nondisclosure cause of action does not protect that right; to that extent, it is therefore not an adequate substitute for the conversion remedy, which does protect the right.

Third, the nondisclosure cause of action fails to reach a major class of potential defendants: all those who are outside the strict physician-patient relationship with the plaintiff. Thus the majority concede that here only defendant Golde, the treating physician, can be directly liable to Moore on a nondisclosure cause of action: “The Regents, Quan, Genetics Institute, and Sandoz are not physicians. In contrast to Golde, none of these defendants stood in a fiduciary relationship with Moore or had the duty to obtain Moore’s informed consent to medical procedures.” (Maj. opn., ante, p. 133.) As to these defendants, the majority can offer Moore only a slim hope of recovery: if they are to be liable on a nondisclosure cause of action, say the majority, “it can only be on account of Golde’s acts and on the basis of a recognized theory of secondary liability, such as respondeat superior.” (Maj. opn., ante, p. 133.) Although the majority decline to decide the question whether the secondary-liability allegations of the complaint are sufficient, they strongly imply disapproval of those allegations.27 And the *182majority further note that the trial court has already ruled insufficient the allegations of agency as to the corporate defendants. (Maj. opn., ante, p. 134.)

To the extent that a plaintiff such as Moore is unable to plead or prove a satisfactory theory of secondary liability, the nondisclosure cause of action will thus be inadequate to reach a number of parties to the commercial exploitation of his tissue. Such parties include, for example, any physician-researcher who is not personally treating the patient, any other researcher who is not a physician, any employer of the foregoing (or even of the treating physician), and any person or corporation thereafter participating in the commercial exploitation of the tissue. Yet some or all of those parties may well have participated more in, and profited more from, such exploitation than the particular physician with whom the plaintiff happened to have a formal doctor-patient relationship at the time.

In sum, the nondisclosure cause of action (1) is unlikely to be successful in most cases, (2) fails to protect patients’ rights to share in the proceeds of the commercial exploitation of their tissue, and (3) may allow the true exploiters to escape liability. It is thus not an adequate substitute, in my view, for the conversion cause of action.

7.

My respect for this court as an institution compels me to make one last point: I dissociate myself completely from the amateur biology lecture that the majority impose on us throughout their opinion. (Maj. opn., ante, fns. 2, 29, 30, 33 and 35, and text at pp. 138-139.) For several reasons, the inclusion of most of that material in an opinion of this court is improper.

First, with the exception of defendants’ patent none of the material in question is part of the record on appeal as defined by the California Rules of Court. Because this appeal is taken from a judgment of dismissal entered after the sustaining of general and special demurrers, there is virtually no record other than the pleadings. The case has never been tried, and hence there is no evidence whatever on the obscure medical topics on which the majority presume to instruct us. Instead, all the documents that the majority rely on for their medical explanations appear in an appendix to defendant *183Golde’s opening brief on the merits. Such an appendix, however, is no more a part of the record than the brief itself, because the record comprises only the materials before the trial court when it made its ruling. (See Cal. Rules of Court, rules 4 through 5.2.) Nor could Golde have moved to augment the record to include any of these documents, because none was “part of the original superior court file,” a prerequisite to such augmentation. (Cal. Rules of Court, rule 12(a).) “As a general rule, documents not before the trial court cannot be included as a part of the record on appeal.” (Doers v. Golden Gate Bridge etc. Dist. (1979) 23 Cal.3d 180, 184, fn. 1 [151 Cal.Rptr. 837, 588 P.2d 1261].)

Second, most of these documents bear solely or primarily on the majority’s discussion of whether Moore’s “genetic material” was or was not “unique” (see maj. opn., ante, p. 139), but that entire discussion is legally irrelevant to the present appeal. As Justice Broussard correctly observes in his separate opinion, “the question of uniqueness has no proper bearing on plaintiff’s basic right to maintain a conversion action; ordinary property, as well as unique property, is, of course, protected against conversion.” (Cone, and dis. opn. of Broussard, J., ante, p. 157.)

Third, this nonissue is also a noncontention. The majority claim that “Moore relies . . . primarily” on an analogy to certain right-of-privacy decisions (maj. opn., ante, pp. 137-138), but this is not accurate. Under our rules, as in appellate practice generally, the parties to an appeal are confined to the contentions raised in their briefs (see Cal. Rules of Court, rule 29.3). In his brief on the merits in this court Moore does not even cite, less still “rely primarily,” on the right-of-privacy decisions discussed by the majority, nor does he draw any analogy to the rule of those decisions. It is true that in the course of oral argument before this court, counsel for Moore briefly paraphrased the analogy argument that the majority now attribute to him; but a party may not, of course, raise a new contention for the first time in oral argument.

Fourth, much of the material that the majority rely on in this regard is written in highly technical scientific jargon by and for specialists in the field of contemporary molecular biology. (See, e.g., articles cited in maj. opn., ante, fn. 30, 2d par., & fn. 35, 2d par.) As far as I know, no member of this court is trained as a molecular biologist, or even as a physician; without expert testimony in the record, therefore, the majority are not competent to explain these arcane points of medical science any more than a doctor would be competent to explain esoteric questions of the law of negotiable *184instruments or federal income taxation, or the rule against perpetuities.28 In attempting to expound this science the majority run two serious risks. First, because they have no background in molecular biology the majority may simply misunderstand what they are reading, much as a layman might misunderstand a highly technical article in a professional legal journal. Indeed, I suggest the majority have already fallen into this very trap, since some of their explanations appear either mistaken, confused, or incomplete (e.g., maj. opn., ante, fin. 29).

The second risk is that of omission. The majority have access to most of the legal literature published in this country; but even if the majority could understand the medical literature, as a practical matter they have access to virtually none of it. This is demonstrated by the fact that every one of the medical articles now relied on by the majority came into their possession as reprints furnished to this court by one of the parties to this lawsuit—obviously not an unbiased source. Because the majority are thus not equipped to independently research the medical points they seek to make, they risk presenting only one side of the story; it may well be that other researchers have reached different or even contrary results, reported in publications that defendants, acting in self-interest, have not furnished to the court. I leave it *185to professionals in molecular biology to say whether the majority’s explanations on this topic are both correct and balanced. Because I fear they may be neither, I cannot subscribe to any of them.

I would affirm the decision of the Court of Appeal to direct the trial court to overrule the demurrers to the cause of action for conversion.

Respondents’ petition for a rehearing was denied August 30, 1990. Mosk, J., and Broussard, J., were of the opinion that the petition should be granted.