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Regulation of Financial Institutions – Fall 2015

Background Reading for Week One

For background on our multi-sectored financial services industry, some students may find it helpful to review Howell Jackson, Regulation in a Multi-Sectored Financial Services Industry: An Exploratory Essay, 73 Wash. U.L.Q. 319 (1999), which offers an overview of basic financial functions and characteristic regulatory tools for policing those functions.