1 Part I. Introduction to Financial Regulation 1 Part I. Introduction to Financial Regulation
1.1 Finance Today * 1.1 Finance Today *
This folder contains supplemental information for Chapter 1.1.
1.1.1. Deutsche Bank Chartbook on U.S. Banks (Mar. 2017)
1.1.2. 2016 FSOC Annual Report
1.1.3. FDIC Report on Commercial Banking, First Quarter 2017
1.1.4 Selected Postings on Financial Regulatory Reform Under the Trump Administration 1.1.4 Selected Postings on Financial Regulatory Reform Under the Trump Administration
For materials dealing with Financial Regulatory Reform under the Trump Administration and more up-to-date coverage of unfolding events, see the Davis Polk FinRegReform Blog, which is located here.
1.2 The History of U.S. Financial Regulation: A Thematic Overview * 1.2 The History of U.S. Financial Regulation: A Thematic Overview *
This folder contains supplemental information for Chapter 1.2.
1.2.1. Daniel K. Tarullo, "Departing Thoughts" (Apr. 4, 2017)
1.2.2. Executive Order on Reducing Regulation and Controlling Regulatory Costs (Jan. 30, 2017)
1.2.3. Executive Order on Core Principles for Regulating the United States Financial System (Feb. 3, 2017)
1.2.4. Executive Order on Enforcing the Regulatory Reform Agenda (Feb. 24, 2017)
1.2.5. Executive Order on a Comprehensive Plan for Reorganizing the Executive Branch (Mar. 13, 2017)
1.2.6. Presidential Memorandum for the Secretary of the Treasury - Orderly Liquidation Authority (Apr. 21, 2017)
1.2.7. Presidential Memorandum for the Secretary of the Treasury - Financial Stability Oversight Council (Apr. 21, 2017)
1.2.8. Paul Mahoney, Deregulation and the Subprime Crisis (Apr. 2017)
1.2.9. House Financial Services Committee, Comprehensive Summary: The Financial CHOICE Act (Apr. 2017)
1.2.10. U.S. Department of the Treasury, A Financial System That Creates Economic Opportunities: Banks and Credit Unions (June 2, 2017)
1.2.11. Davis Polk, Financial CHOICE Act 2.0 Passes House Financial Services Committee (May 8, 2017)
1.2.12. Michael S. Barr, Testimony Before the United States House Committee on Financial Services Hearing on the Financial CHOICE Act of 2017 (Apr. 26, 2017)
1.2.13. Adam J. Levitin, Testimony Before the United States Senate Committee on Banking, Housing and Urban Affairs on Fostering Economic Growth: The Role of Financial Institutions in Local Communities (June 8, 2017)
1.3 Regulatory Frameworks * 1.3 Regulatory Frameworks *
This folder contains supplemental information for Chapter 1.3.
1.3.1. Volcker Alliance, Reshaping the Financial Regulatory System: Long Delayed, Now Crucial (2015)
1.3.2. The Department of the Treasury, Blueprint for a Modernized Financial Regulatory Structure (March 2008)
1.3.3. Elizabeth Brown, Prior Proposals to Consolidate Federal Financial Regulators (Apr. 20, 2015)
1.3.4. SIFMA White Paper: Rebalancing the Financial Regulatory Landscape (May 1, 2017)
1.3.5 PHH v. CFPB Litigation Material 1.3.5 PHH v. CFPB Litigation Material
1.3.5.1. PHH v. CFPB Panel Opinion on Constitutionality of CFPB Structure (Oct. 2016)
1.3.5.2. PHH v. CFPB Amicus Brief, PHH v. Acting Assistant Attorney General Chad Readler (Mar. 17, 2017)
1.3.5.3. PHH v. CFPB, Amicus Brief, Maxine Waters (D-CA) with 40 current and former members of Congress (Mar. 31, 2017)
1.3.5.4. PHH v. CFPB, Amicus Brief, Michael S. Barr, Deepak Gupta & Adam J. Levitin (Mar. 31, 2017)
1.4 The Regulatory Perimeter * 1.4 The Regulatory Perimeter *
This folder contains supplemental information for Chapter 1.4.
1.4.1. Madden v Midland SG Amicus Brief
1.4.2. Chapman and Cutler LLP, The Regulation of Marketplace Lending: A Summary of the Principal Issues (Apr. 2016)
1.4.3. Madden v. Midland Opinion and Order 11-CV-8149(CS) (Feb. 27, 2017)
1.5 A Tour of the Balance Sheet 1.5 A Tour of the Balance Sheet
No materials are yet posted in this folder.
1.6 Experiential Learning Materials for Part I * 1.6 Experiential Learning Materials for Part I *
Within this folder are HLS Experiential Learning Case Studies to be used in connection with Part I.