8 Constitutional Torts 8 Constitutional Torts
8.1 Rights Violations Under Color of Law 8.1 Rights Violations Under Color of Law
8.1.1. 42 U.S. Code § 1983 - Civil action for deprivation of rights
8.1.2 Monroe v. Pape 8.1.2 Monroe v. Pape
MONROE et al. v. PAPE et al.
No. 39.
Argued November 8, 1960.
Decided February 20, 1961.
*168 Donald Page Moore argued the cause for petitioners. With him on the brief were Morris L. Ernst, Ernst Liebman, Charles Liebman and John W. Rogers.
Sydney R. Drebin argued the cause for respondents. With him on the brief was John C. Melaniphy.
Mr. Justice Douglas
delivered the opinion of the Court.
This case presents important questions concerning the construction of R. S. § 1979, 42 U. S. C. § 1983, which reads as follows:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any *169citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
The complaint alleges that 13 Chicago police officers broke into petitioners’ home in the early morning, routed them from bed, made them stand naked in the living room, and ransacked every room, emptying drawers and ripping mattress covers. It further alleges that Mr. Monroe was then taken to the police station and detained on “open” charges for 10 hours, while he was interrogated about a two-day-old murder, that he was not taken before a magistrate, though one was accessible, that he was not permitted to call his family or attorney, that he was subsequently released without criminal charges being preferred against him. It is alleged that the officers had no search warrant and no arrest warrant and that they acted “under color of the statutes, ordinances, regulations, customs and usages” of Illinois and of the City of Chicago. Federal jurisdiction was asserted under R. S. § 1979, which we have set out above, and 28 U. S. C. § 13431 and 28 U. S. C. § 1331.2
*170The City of Chicago moved to dismiss the complaint on the ground that it is not liable under the Civil Rights Acts nor for acts committed in performance of its governmental functions. All defendants moved to dismiss, alleging that the complaint alleged no cause of action under those Acts or under the Federal Constitution. The District Court dismissed the complaint. The Court of Appeals affirmed, 272 F. 2d 365, relying on its earlier decision, Stift v. Lynch, 267 F. 2d 237. The case is here on a writ of certiorari which we granted because of a seeming conflict of that ruling with our prior cases. 362 U. S. 926.
I.
Petitioners claim that the invasion of their home and the subsequent search without a warrant and the arrest and detention of Mr. Monroe without a warrant and without arraignment constituted a deprivation of their “rights, privileges, or immunities secured by the Constitution” within the meaning of R. S. § 1979. It has been said that when 18 U. S. C. § 241 made criminal a conspiracy “to injure, oppress, threaten, or intimidate any citizen in the free exercise or enjoyment of any right or privilege secured to him by the Constitution,” it embraced only rights that an individual has by reason of' his relation to the central government, not to state governments. United States v. Williams, 341 U. S. 70. Cf. United States v. Cruikshank, 92 U. S. 542; Ex parte Yarbrough, 110 U. S. 651; Guinn v. United States, 238 U. S. 347. But the history of the section of the Civil Rights Act presently involved does not permit such a narrow interpretation.
*171Section 1979 came onto the books as § 1 of the Ku Klux Act of April 20, 1871. 17 Stat. 13. It was one of the means whereby Congress exercised the power vested in it by § 5 of the Fourteenth Amendment to enforce the provisions of that Amendment.3 Senator Edmunds, Chairman of the Senate Committee on the Judiciary, said concerning this section:
“The first section is one that I believe nobody objects to, as defining the rights secured by the Constitution of the United States when they are assailed by any State law or under color of any State law, and it is merely carrying out the principles of the civil rights bill,4 which has since become a part of the Constitution,”5 viz., the Fourteenth Amendment.
Its purpose is plain from the title of the legislation, “An Act to enforce the Provisions of the Fourteenth Amendment to the Constitution of the United States, and for other Purposes.” 17 Stat. 13. Allegation of facts constituting a deprivation under color of state authority of a right guaranteed by the Fourteenth Amendment satisfies to that extent the requirement of R. S. § 1979. See Douglas v. Jeannette, 319 U. S. 157, 161-162. So far petitioners are on solid ground. For the guarantee against unreasonable searches and seizures contained in the Fourth Amendment has been made applicable to the States by' reason of the Due Process Clause of the Fourteenth Amendment. Wolf v. Colorado, 338 U. S. 25; Elkins v. United States, 364 U. S. 206, 213.
II.
There can be no doubt at least since Ex parte Virginia, 100 U. S. 339, 346-347, that Congress has the power to *172enforce provisions of the Fourteenth Amendment against those who carry a badge of authority of a State and represent it in some capacity, whether they act in accordance with their authority or misuse it. See Home Tel. & Tel. Co. v. Los Angeles, 227 U. S. 278, 287-296. The question with which we now deal is the narrower one of whether Congress, in enacting § 1979, meant to give a remedy to parties deprived of constitutional rights, privileges and immunities by an official’s abuse of his position. Cf. Williams v. United States, 341 U. S. 97; Screws v. United States, 325 U. S. 91; United States v. Classic, 313 U. S. 299. We conclude that it did so intend.
It is argued that “under color of” enumerated state authority excludes acts of an official or policeman who can show no authority under state law, state custom, or state usage to do what he did. In this case it is said that these policemen, in breaking into petitioners’ apartment, violated the Constitution6 and laws of Illinois. It is pointed out that under Illinois law a simple remedy is offered for that violation and that, so far as it appears, the courts of Illinois are available to give petitioners that full redress which the common law affords for violence done to a person; and it is earnestly argued that ho “statute, ordinance, regulation, custom or usage” of Illinois bars that redress.
The Ku Klux Act grew out of a message sent to Congress by President Grant on March 23, 1871, reading:
“A condition of affairs now exists in some States of the Union rendering life and property insecure and *173the carrying of the mails and the collection of the revenue dangerous. The proof that such a condition of affairs exists in some localities is now before the Senate. That the power to correct these evils is beyond the control of State authorities I do not doubt; that the power of the Executive of the United States, acting within the limits of existing laws, is sufficient for present emergencies is not clear. Therefore, I urgently recommend such legislation as in the judgment of Congress shall effectually secure life, liberty, and property, and the enforcement of law in all parts of the United States. . . .”7
The legislation — in particular the section with which we are now concerned — had several purposes. There are threads of many thoughts running through the debates. One who reads them in their entirety sees that the present section had three main aims.
First, it might, of course, override certain kinds of state laws. Mr. Sloss of Alabama, in opposition, spoke of that object and emphasized that it was irrelevant because there were no such laws:8
“The first section of this bill prohibits any invidious legislation by States against the rights or privileges of citizens of the United States. The object of this section is not very clear, as it is not pretended by its advocates on this floor that any State has passed any laws endangering the rights or privileges of the colored people.”
Second, it provided a remedy where state law was inadequate. That aspect of the legislation was summed up as follows by Senator Sherman of Ohio:
“. . . it is said the reason is that any offense may be committed upon a negro by a white man, and a *174negro cannot testify in any case against a white man, so that the only way by which any conviction can be had in Kentucky in those cases is in the United States courts, because the United States courts enforce the United States laws by which negroes may testify.” 9
But the purposes were much broader. The third aim was to provide a federal remedy where the state remedy, though adequate in theory, was not available in practice. The opposition to the measure complained that “It overrides the reserved powers of the States,” 10 just as they argued that the second section of the bill “absorb [ed] the entire jurisdiction of the States over their local and domestic affairs.” 11
This Act of April 20, 1871, sometimes called “the third ‘force bill,’ ” was passed by a Congress that had the Klan “particularly in mind.” 12 The debates are replete with references to the lawless conditions existing in the South in 1871. There was available to the Congress during these debates a report, nearly 600 pages in length, dealing with the activities of the Klan and the inability of the state governments to cope with it.13 This report was drawn on by many of the speakers.14 It was not the unavailability of state remedies but the failure of certain States to enforce the laws with an equal hand that fur*175nished the powerful momentum behind this “force bill.” Mr. Lowe of Kansas said:
“While murder is stalking abroad in disguise, while whippings and lynchings and banishment have been visited upon unoffending American citizens, the local administrations have been found inadequate or unwilling to apply the proper corrective. Combinations, darker than the night that hides them, conspiracies, wicked as the worst of felons could devise, have gone unwhipped of justice. Immunity is given to crime, and the records of the public tribunals are searched in vain for any evidence of effective redress.” 15
Mr. Beatty of Ohio summarized in the House the case for the bill when he said:
“. . . certain States have denied to persons within their jurisdiction the equal protection of the laws. The proof on this point is voluminous and unquestionable. . . . [M]en were murdered, houses were burned, women were outraged, men were scourged, and officers of the law shot down; and the State made no successful effort to bring the guilty to punishment or afford protection or redress to the outraged and innocent. The State, from lack of power or inclination, practically denied the equal protection of the law to these persons.” 16
While one main scourge of the evil — perhaps the leading one — was the Ku Klux Klan,17 the remedy created was *176not a remedy against it or its members but against those who representing a State in some capacity were unable or unwilling to enforce a state law. Senator Osborn of Florida put the problem in these terms: 18
“That the State courts in the several States have been unable to enforce the criminal laws of their respective States or to suppress the disorders existing, and in fact that the preservation of life and property in many sections of the country is beyond the power o'f the State government, is a sufficient reason why Congress should, so far as they have authority under the Constitution, enact the laws necessary for the protection of citizens of the United States. The question of the constitutional authority for the requisite legislation has been sufficiently discussed.”
There was, it was said, no quarrel with the state laws on the books. It was their lack of enforcement that was the nub of the difficulty. Speaking of conditions in Virginia, Mr. Porter of that State said: 19
“The outrages committed upon loyal men there are under the forms of law.”
Mr. Burchard of Illinois pointed out that the statutes of a State may show no discrimination: 20
“If the State Legislature pass a law discriminating against any portion of its citizens, or if it fails to enact provisions equally applicable to every class for the protection of their person and property, it will be admitted that the State does not afford the equal protection. But if the statutes show no discrimina*177tion, yet in its judicial tribunals one class is unable to secure that enforcement of their rights and punishment for their infraction which is accorded to another, or if secret combinations of men are allowed by the Executive to band together to deprive one class of citizens of their legal rights without a proper effort to discover, detect, and punish the violations of law and order, the State has not afforded to all its citizens the equal protection of the laws.”
Mr. Hoar of Massachusetts stated: 21
“Now, it is an effectual denial by a State of the equal protection of the laws when any class of officers charged under the laws with their administration permanently and as a rule refuse to extend that protection. If every sheriff in South Carolina refuses to serve a writ for a colored man and those sheriffs are kept in office year after year by the people of South Carolina, and no verdict against them for their failure of duty can be obtained before a South Carolina jury, the State of South Carolina, through the class of officers who are its representatives to afford the equal protection of the laws to that class of citizens, has denied that protection. If the jurors of South Carolina constantly and as a rule refuse to do justice between man and man where the rights of a particular class of its citizens are concerned, and that State affords by its legislation no remedy, that is as much a denial to that class of citizens of the equal protection of the laws as if the State itself put on its statute-book a statute enacting that no verdict should be rendered in the courts of that State in favor of this class of citizens.”
*178Senator Pratt of Indiana spoke of the discrimination against Union sympathizers and Negroes in the actual enforcement of the laws: 22
“Plausibly and sophistically it is said the laws of North Carolina do not discriminate against them; that the provisions in favor of rights and liberties are general; that the courts are open to all; that juries, grand and petit, are commanded to hear and redress without distinction as to color, race, or political sentiment.
“But it is a fact, asserted in the report, that of the hundreds of outrages committed upon loyal people through the agency of this Ku Klux organization not one has been punished. This defect in the administration of the laws does not extend to other cases. Vigorously enough are the laws enforced against Union people. They only fail in efficiency when a man of known Union sentiments, white or black, invokes their aid. Then Justice closes the door of her temples.”
It was precisely that breadth of the remedy which the opposition emphasized. Mr. Kerr of Indiana referring to the section involved in the present litigation said:
“This section gives to any person who may have been injured in any of his rights, privileges, or immunities of person or property, a civil action for damages against the wrongdoer in the Federal courts. The offenses committed against him may be the common violations of the municipal law of his State. It may give rise to numerous vexations and outrageous prosecutions, inspired by mere mercenary considerations, prosecuted in a spirit of plunder, aided by the crimes of perjury and subornation of perjury, more reckless and dangerous to society than the alleged *179offenses out of which the causé of action may have arisen. It is a covert attempt to transfer another large portion of jurisdiction from the State tribunals, to which it of right belongs, to those of the United States. It is neither authorized nor expedient, and is not calculated to bring peace, or order, or domestic content and prosperity to the disturbed society of the South. The contrary will certainly be its effect.” 23
Mr. Voorhees of Indiana, also speaking in opposition, gave it the same construction: 24
“And now for a few moments let us inspect the provisions of this bill, inspired as it is by the waning and decaying fortunes of the party in power, and called for, as I have shown, by no public necessity whatever. The first and second sections are designed to transfer all criminal jurisdiction from the courts of the States to the courts of the United States. This is to be done upon the assumption that the courts of the southern States fail and refuse to do their duty in the punishment of offenders against the law.”
Senator Thurman of Ohio spoke in the same vein about the section we are now considering: 25
“It authorizes any person who is deprived of any right, privilege, or immunity secured to him by the *180Constitution of the United States, to bring an action against the wrong-doer in the Federal courts, and that without any limit whatsoever as to the amount in controversy. The deprivation may be of the slightest conceivable character, the damages in the estimation of any sensible man may not be five dollars or even five cents; they may be what lawyers call merely nominal damages; and yet by this section jurisdiction of that civil action is given to the Federal courts instead of its being prosecuted as now in the courts of the States.”
The debates were long and extensive. It is abundantly clear that one reason the legislation was passed was to afford a federal right in federal courts because, by reason of prejudice, passion, neglect, intolerance or otherwise, state laws might not be enforced and the claims of citizens to the enjoyment of rights,, privileges, and immunities guaranteed by the Fourteenth Amendment might be denied by the state agencies.
Much is made of the history of § 2 of the proposed legislation. As introduced § 2 was very broad:
. . if two or more persons shall, within the limits of any State, band, conspire, or combine together to do any act in violation of the rights, privileges, or immunities of any person, to which he is entitled under the Constitution and laws of the United States, which, committed within a place under the sole and exclusive jurisdiction of the United States, would, under any law of the United States then in force, constitute the crime of either murder, manslaughter, mayhem, robbery, assault and battery, perjury, subornation of perjury, criminal obstruction of legal process or resistance of officers in discharge of official duty, arson, or larceny; and if one or more of the parties to said conspiracy or combination shall do *181any act to effect the object thereof, all the parties to or engaged in said conspiracy or combination, whether principals or accessories, shall be deemed guilty of a felony . . .
It was this provision that raised the greatest storm. It was § 2 that was rewritten so as to be in the main confined to conspiracies to interfere with a federal or state officer in the performance of his duties. 17 Stat. 13. Senator Trumbull said: 26
“Those provisions were changed, and as the bill passed the House of Representatives, it was understood by the members of that body to go no further than to protect persons in the rights which were guarantied to them by the Constitution and laws of the United States, and it did not undertake to furnish redress for wrongs done by one person upon another in any of the States of the Union in violation of their laws, unless he also violated some law of the United States, nor to punish one person for an ordinary assault and battery committed on another in a State.”
But § 1 — the section with which we are here concerned — was not changed as respects any feature with which we are presently concerned.27 The words “under *182color of” law were in the legislation from the beginning to the end. The changes hailed by the opposition — indeed the history of the evolution of § 2 much relied upon now— are utterly irrelevant to the problem before us, viz., the meaning of “under color of” law. The vindication of States’ rights which was hailed in the amendments to § 2 raises no implication as to the construction to be given to “color of any law” in § 1. The scope of § 1 — under any construction — is admittedly narrower than was the scope of the original version of § 2. Opponents of the Act, however, did not fail to note that by virtue of § 1 federal courts would sit in judgment on the misdeeds of state officers.28 Proponents of the Act, on the other hand, were aware of the extension of federal power contemplated by every section of the Act. They found justification, however, for this extension in considerations such as those advanced by Mr. Hoar: 29
“The question is not whether a majority of the people in a majority of the States are likely to be attached to and able to secure their own liberties. The question is not whether the majority of the people in every State are not likely to desire to secure their own rights. It is, whether a majority of the people in every State are sure to be so attached to the principles of civil freedom and civil justice as to be as much desirous of preserving the liberties of others as their own, as to insure that under no temptation of party spirit, under no political excitement, under *183no jealousy of race or caste, will the majority either in numbers or strength in any State seek to deprive the remainder of the population of their civil ■rights.”
Although the legislation was enacted because of the conditions that existed in the South at that time, it is cast in general language and is as applicable to Illinois as it is to the States whose names were mentioned over and again in the debates. It is no answer that the State has a law which if enforced would give relief. The federal remedy is supplementary to the state remedy, and the latter need not be first sought and refused before the federal one is invoked. Hence the fact that Illinois by its constitution and laws outlaws unreasonable searches and seizures is no barrier to the present suit in the federal court.
We had before us in United States v. Classic, supra, § 20 of the Criminal Code, 18 U. S. C. § 242,30 which provides a criminal punishment for anyone who “under color of any law, statute, ordinance, regulation, or custom” subjects any inhabitant of a State to the deprivation of “any rights, privileges, or immunities secured or protected by the Constitution or laws of the United States.” Section 242 first came into the law as § 2 of the Civil Rights Act, Act of April 9, 1866, 14 Stat. 27. After passage of the Fourteenth Amendment, this provision was re-enacted and amended by §§ 17, 18, Act of May 31, 1870, 16 Stat. 140, 144.31 The right involved in the Classic case was the right of voters in a primary to have their votes counted. The laws of Louisiana required the defendants “to count the ballots, to record the result of the count, and *184to certify the result of the election.” United States v. Classic, supra, 325-326. But according to the indictment they did not perform their duty. In an opinion written by Mr. Justice (later Chief Justice) Stone, in which Mr. Justice Roberts, Mr. Justice Reed, and Mr. Justice Frankfurter joined, the Court ruled, “Misuse of power, possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law, is action taken ‘under color of’ state law.” Id., 326. There was a dissenting opinion; but the ruling as to the meaning of “under color of” state law was not questioned.
That view of the meaning of the words “under color of” state law, 18 U. S. C. § 242, was reaffirmed in Screws v. United States, supra, 108-113. The acts there complained of were committed by state officers in performance of their duties, viz., making an arrest effective. It was urged there, as it is here, that “under color of” state law should not be construed to duplicate in federal law what was an offense under state law. Id. (dissenting opinion) 138-149, 157-161. It was said there, as it is here, that the ruling in the Classic case as to the meaning of “under color of” state law was not in focus and was ill-advised. Id. (dissenting opinion) 146-147. It was argued there, as it is here, that “under color of” state law included only action taken by officials pursuant to state law. Id. (dissenting opinion) 141-146. We rejected that view. Id., 110-113 (concurring opinion) 114-117. We stated:
“The construction given § 20 [18 U. S. C. § 242] in the Classic case formulated a rule of law which has become the basis of federal enforcement in this important field. The rule adopted in that case was formulated after mature consideration. It should be good for more than one day only. We do not have here a situation comparable to Mahnich v. Southern S. S. Co., 321 U. S. 96, where we *185overruled a decision demonstrated to be a sport in the law and inconsistent with what preceded and what followed. The Classic case was not the product of hasty action or inadvertence. It was not out of line with the cases which preceded. It was designed to fashion the governing rule of law in this important field. We are not dealing with constitutional interpretations which throughout the history of the Court have wisely remained flexible and subj ect to frequent re-examination. The meaning which the Classic case gave to the phrase 'under color of any law’ involved only a construction of the statute. Hence if it states a rule undesirable in its consequences, Congress can change it. We add only to the instability and uncertainty of the law if we revise the meaning of § 20 [18 U. S. C. § 242] to meet the exigencies of each case coming before us.” Id., 112-113.
We adhered to that view in Williams v. United States, supra, 99.
Mr. Shellabarger, reporting out the bill which became the Ku Klux Act, said of the provision with which we now deal:
“The model for it will be found in the second section of the act of April 9, 1866, known as the ‘civil rights act.’. . . This section of this bill, on the same state of facts, not only provides a civil remedy for persons whose former condition may have been that of slaves, but also to all people where, under color of State law, they or any of them may be deprived of rights . . . .”32
Thus, it is beyond doubt that this phrase should be accorded the same construction in both statutes — in § 1979 and in 18 U. S. C. § 242.
*186Since the Screws and Williams decisions, Congress has had several pieces of civil rights legislation before it. In 1956 one bill reached the floor of the House. This measure had at least one provision in it penalizing actions taken “under color of law or otherwise.” 33 A vigorous minority-report was filed attacking, inter alia, the words “or otherwise.” 34 But not a word of criticism of the phrase “under color of” state law as previously construed by the Court is to be found in that report.
Section 131 (c) of the Act of September 9,1957, 71 Stat. 634, 637, amended 42 U. S. C. § 1971 by adding a new subsection which provides that no person “whether acting under color of law or otherwise” shall intimidate any other person in voting as he chooses for federal officials. A vigorous minority report was filed 35 attacking the wide scope of the new subsection by reason of the words “or otherwise.” It was said in that minority report that those words went far beyond what this Court had construed “under color of law” to mean.36 But there was not a word of criticism directed to the prior construction given by this Court to the words “under color of” law.
The Act of May 6, 1960, 74 Stat. 86, uses “under color of” law in two contexts, once when § 306 defines “officer of election” and next when § 601 (a) gives a judicial remedy on behalf of a qualified voter denied the opportunity to register. Once again there was a Committee report containing minority views.37 Once again no one challenged the scope given by our prior decisions to the phrase “under color of” law.
*187If the results of our construction of “under color of” law were as horrendous as now claimed, if they were as disruptive of our federal scheme as now urged, if they were such an unwarranted invasion of States’ rights as pretended, surely the voice of the opposition would have been heard in those Committee reports. Their silence and the new uses to which “under color of” law have recently been given reinforce our conclusion that our prior decisions were correct on this matter of construction.
We conclude that the meaning given “under color of” law in the Classic case and in the Screws and Williams cases was the correct one; and we adhere to it.
In the Screws case we dealt with a statute that imposed criminal penalties for acts “wilfully” done. We construed that word in its setting to mean the doing of an act with “a specific intent to deprive a person of a federal right.” 325 U. S., at 103. We do not think that gloss should be placed on § 1979 which we have here. The word “wil-fully” does not appear in § 1979. Moreover, § 1979 provides a civil remedy, while in the Screws case we dealt with a criminal law challenged on the ground of vagueness. Section 1979 should be read against the background of tort liability that makes a man responsible for the natural consequences of his actions.
So far, then, the complaint states a cause of action. There remains to consider only a defense peculiar to the City of Chicago.
III.
The City of Chicago asserts that it is not liable under § 1979. We do not stop to explore the whole range of questions tendered us on this issue at oral argument and in the briefs. For we are of the opinion that Congress did not undertake to bring municipal corporations within the ambit of § 1979.
*188When the bill that became the Act of April 20, 1871, was being debated in the Senate, Senator Sherman of Ohio proposed an amendment which would have made “the inhabitants of the county, city, or parish” in which certain acts of violence occurred liable “to pay full compensation” to the person damaged or his widow or legal representative.38 The amendment was adopted by the Senate.39 The House, however, rejected it.40 The Conference Committee reported another version.41 The *189House rejected the Conference report.42 In a second conference the Sherman amendment was dropped and in its place § 6 of the Act of April 20, 1871, was substi*190tuted.43 This new section, which is now R. S. § 1981, 42 U. S. C. § 1986, dropped out all provision for municipal liability and extended liability in damages to “any person or persons, having knowledge that any” of the specified wrongs are being committed. Mr. Poland, speaking for the House Conferees about the Sherman proposal to make municipalities liable, said:
“We informed the conferees on the part of the Senate that the House had taken a stand on that subject and would not recede from it; that that section imposing liability upon towns and counties must go out or we should fail to agree.” 44
The objection to the Sherman amendment stated by Mr. Poland was that “the House had solemnly decided that in their judgment Congress had no constitutional power to impose any obligation upon county and town organizations, the mere instrumentality for the administration of state law.” 45 The question of constitutional power of Congress to impose civil liability on municipalities was vigorously debated with powerful arguments advanced in the affirmative.46
Much reliance is placed on the Act of February 25,1871, 16 Stat. 431, entitled “An Act prescribing the Form of the enacting and resolving Clauses of Acts and Resolutions of Congress, and Rules for the Construction thereof.” Section 2 of this Act provides that “the word ‘person’ may extend and be applied to bodies politic and corporate.” 47 *191It should be noted, however, that this definition is merely an allowable, not a mandatory, one. It is said that doubts should be resolved in favor of municipal liability because private remedies against officers for illegal searches and seizures are conspicuously ineffective,48 and because municipal liability will not only afford plaintiffs responsible defendants but cause those defendants to eradicate abuses that exist at the police level.49 We do not reach those policy considerations. Nor do we reach the constitutional question whether Congress has the power to make municipalities liable for acts of its officers that violate the civil rights of individuals.
The response of the Congress to the proposal to make municipalities liable for certain actions being brought within federal purview by the Act of April 20, 1871, was so antagonistic that we cannot believe that the word "person” was used in this particular Act to include them.50 *192Accordingly we hold that the motion to dismiss the complaint against the City of Chicago was properly granted. But since the complaint should not have been dismissed against the officials the judgment must be and is
Reversed.
This section provides in material part:
“The district courts shall have original jurisdiction of any civil action authorized by law to be commenced by any person:
“(3) To redress the deprivation, under color of any State law, statute, ordinance, regulation, custom or usage, of any right, privilege or immunity secured by the Constitution of the United States or by any Act of Congress providing for equal rights of citizens or of all persons within the jurisdiction of the United States.”
Subsection (a) provides:
“The district courts shall have original jurisdiction of all civil actions wherein the matter in controversy exceeds the sum or value *170of $10,000, exclusive of interest and costs, and arises under the Constitution, laws, or treaties of the United States.”
In their complaint, petitioners also invoked R. S. §§ 1980, 1981, 42 U. S. C. §§ 1985, 1986. Before this Court, however, petitioners have limited their claim to recovery to the liability imposed by § 1979. Accordingly, only that section is before us.
See Cong. Globe, 42d Cong., 1st Sess., App. 68, 80, 83-86.
Act of April 9, 1866, 14 Stat. 27.
Supra, note 3, 568.
Illinois Const., Art. II, § 6, provides:
“The right of the people to be secure in their persons, houses, papers and effects, against unreasonable searches and seizures, shall not be violated; and no warrant shall issue without probable cause, supported by affidavit, particularly describing the place to be searched, and the persons or things to be seized.” Respondents also point to Ill. Rev. Stat., <?. 38, §§ 252, 449.1; Chicago, Illinois, Municipal Code, § 11-40.
Cong. Globe, 42d Cong., 1st Sess., p. 244.
Id., App. 268.
Id., p. 345.
Id., p. 365. The speaker, Mr. Arthur of Kentucky, had no doubts as to the scope of § 1: “[I]f the sheriff levy an execution, execute a writ, serve a summons, or make an arrest, all acting under a solemn, official oath, though as pure in duty as a saint and as immaculate as a seraph, for a mere error of judgment, [he is liable] . . . .” Ibid. (Italics added.)
Id., p. 366.
Randall, The Civil War and Reconstruction (1937), p. 857.
S. Rep. No. 1, 42d Cong., 1st Sess.
See, e. g., Cong. Globe, 42d Cong., 1st Sess., App. 166-167.
Id., p. 374.
Id., p. 428.
As Randall, op. cit~ supra, note 12, p. 855, says in discussing the Ku Klux Klan: “A friendly view of the order might represent it as an agency of social control in the South. Yet it never attained the dignity of the vigilance committees of the western states nor of the committees of safety of Revolutionary-times.”
Cong. Globe, 42d Cong., 1st Sess. 653.
Id., App. 277.
Id., App. 315.
Id., p. 334.
Id., p. 505.
Id., App., p. 50. Mr. Golladay of Tennessee expressed the same concern:
“Is the great State of New York invaded every time a murder is committed within her bounds? Was the great State of Pennsylvania invaded when rioters in the city of Philadelphia burned a public building? Was the great State of Massachusetts invaded when Webster, one of her first scholars, within the walls of Harvard murdered Parkman, or later, when evil-disposed persons violated her laws in Lowell? Did they require the Army and Navy and martial law? And, sir, because a midnight murderer is sometimes found in the South it should not be regarded as an invasion.'’ Id., App. 160.
Id., App. 179.
Id., App. 216.
Id., p. 579.
Section 1 in the bill as originally introduced read as follows:
“That any person who, under color of any law, statute, ordinance, regulation, custom, or usage of any State, shall subject, or cause to be subjected, any person within the jurisdiction of the United States to the deprivation of any rights, privileges, or immunities secured by the Constitution of the United States, shall, any such law, statute, ordinance, regulation, custom, or usage of the State to the contrary notwithstanding, be liable to the party injured in any action at law, suit in equity, or other proper proceeding for redress; such proceeding to be prosecuted in the several district or circuit courts of the United States, with and subject to the same rights of appeal, review upon error, and other remedies provided in like cases in such *182courts, under the provisions of the act of the ninth of April, eighteen hundred and sixty-six, entitled 'An act to protect all persons in the United States in their civil rights, and to furnish the means of their vindication,’ and the other remedial laws of the United States which are in their nature applicable in such cases.”
See text at note 23, supra; see note 10, supra.
Cong. Globe, 42d Cong., 1st Sess., pp. 334-335.
Then 18 U, S. C. § 62.
For a full history of the evolution of 18 U. S. C. § 242, see Screws v. United States, 325 U. S. 91, 98-100; United States v. Classic, 313 U. S. 299, 327, n. 10; cf. Hague v. C. I. O., 307 U. S. 496, 509-510.
Cong. Globe, 42d Cong., 1st Sess., App. 68.
H. R. Rep. No. 2187/ 84th Cong., 2d Sess., p. 16.
Id., p. 26.
H. R. Rep. No. 291, 85th Cong., 1st Sess., pp. 24-60.
Id., pp. 57-58.
H. R. Rep. No. 956, 86th Cong., 1st Sess., pp. 32-42.
Cong. Globe, 42d Cong., 1st Sess., p. 663. The proposed amendment read:
“That if any house, tenement, cabin, shop, building, barn, or granary shall be unlawfully or feloniously demolished, pulled down, burned, or destroyed, wholly or in part, by any persons riotously and tumultuously assembled together; or if any person shall unlawfully and with force and violence be whipped, scourged, wounded, or killed by any persons riotously and tumultuously assembled together; and if such offense was committed to deprive any person of any right conferred upon him by the Constitution and laws of the United States, or to deter him or punish him for exercising such right, or by reason of his race, color, or previous condition of servitude, in every such case the inhabitants of the county, city, or parish in which any of the said offenses shall be committed shall be liable to pay full compensation to the person or persons damnified by such offense if living, or to his widow or legal representative if dead; and such compensation may be recovered by such person or his representative by a suit in any court of the United States of competent jurisdiction in the district in which the offense was committed, to be in the name of the person injured, or his legal representative, and against said county, city, or parish. And execution may be issued on a judgment rendered in such suit and may be levied upon any property, real or personal, of any person in said county, city, or parish, and the said county, city, or parish may recover the full amount of such judgment, costs and interest, from any person or persons engaged as principal or accessory in such riot in an action in any court of competent jurisdiction.”
Id., 704-705.
Id., 725.
“That if any house, tenement, cabin, shop, building, barn, or granary shall be unlawfully or feloniously demolished, pulled down, *189burned, or destroyed, wholly or in part, by any persons riotously and tumultuously assembled together; or if any person shall unlawfully and with force and violence be whipped, scourged, wounded, or killed by any persons riotously and tumultuously assembled together, with intent to deprive any person of any right conferred upon him by the Constitution and laws of the United States, or to deter him or punish him for exercising such right, or by reason of his race, color, or previous condition of servitude, in every such case the county, city, or parish in which any of the said offenses shall be committed shall be liable to pay full compensation to the person or persons damnified by such offense, if living, or to his widow or legal representative if dead; and such compensation may be recovered in an action on .the case by such person or his representative in any court of the United States of competent jurisdiction in the district in which the offense was committed, such action to be in the name of the person injured, or his legal representative, and against said county, city, or parish, and in which action any of the parties committing such acts may be joined as defendants. And any payment of any judgment, or part thereof unsatisfied, recovered by the plaintiff in such action, may, if not satisfied by the individual defendant therein within two months next after the recovery of such judgment upon execution duly issued against such individual defendant in such judgment, and returned unsatisfied, in whole or in part, be enforced against such county, city, or parish, by execution, attachment, mandamus, garnishment, or any other proceeding in aid of execution or applicable to the enforcement of judgments against municipal corporations; and such judgment shall be a lien as well upon all moneys in the treasury of such county, city, or parish, as upon the other property thereof. And the court in any such action may on motion cause additional parties to be made therein prior to issue joined, to the end that justice may be done. And the said county, city, or parish may recover the full amount of such judgment, by it paid, with costs and interest, from any person or persons engaged as principal or accessory in such riot, in an action in any court of competent jurisdiction. And such county, city, or parish, so paying, shall also be subrogated to all the plaintiff’s rights under such judgment.” Id,, 749.
Cong. Globe, 42d Cong., 1st Sess. 800-801.
Id., 804.
Id., 804.
Ibid.
See especially the comments of Senator Sherman. Id., 820-821.
This Act has been described as an instance where “Congress supplies its own dictionary.” Frankfurter, Some Reflections on the Reading of Statutes, 47 Col. L. Rev. 527, 536. The present code *191provision defining “person” (1 U. S. C. § 1) does not in terms apply to bodies politic. See Reviser’s Note, Vol. I, Rev. U. S. Stats. 1872, p. 19.
See note, 100 U. of Pa. L. Rev. 1182, 1206-1212. .
See Foote, Tort Remedies for Police Violations of' Individual Rights, 39 Minn. L. Rev. 493, 514. Cf. Fuller & Casner, Municipal Tort Liability in Operation, 54 Harv. L. Rev. 437, 459.
This has been the view of the lower federal courts. Charlton v. City of Hialeah, 188 F. 2d 421, 423; Hewitt v. City of Jacksonville, 188 F. 2d 423, 424; Cobb v. City of Malden, 202 F. 2d 701, 703; Agnew v. City of Compton, 239 F. 2d 226, 230; Cuiksa v. City of Mansfield, 250 F. 2d 700, 703-704. In a few cases in which equitable relief has been sought, a municipality has been named, along with city officials, as defendant where violations of 42 U. S. C. § 1983 were alleged. See, e. g., Douglas v. City of Jeannette, 319 U. S. 157; Holmes v. City of Atlanta, 350 U. S. 879. The question dealt with in our opinion was not raised in those cases, either by the parties or by the Court. Since we hold that a municipal corporation is not a “person” within the meaning of § 1983, no inference to the contrary can any longer be drawn from those cases.
Mr. Justice Harlan,
concurring.
Were this case here as one of first impression, I would find the “under color of any statute” issue very close indeed. However, in Classic 1 and Screws2 this Court considered a substantially identical statutory phrase to have a meaning which, unless we now retreat from it, requires that issue to go for the petitioners here.
From my point of view, the policy of stare decisis, as it should be applied in matters of statutory construction, and, to a lesser extent, the indications of congressional acceptance of this Court’s earlier interpretation, require that it appear beyond doubt from the legislative history of the 1871 statute that Classic and Screws misapprehended the meaning of the controlling provision,3 before a departure from what was decided in those cases would be justified. Since I can find no such justifying indication in that legislative history, I join the opinion of the Court. However, what has been written on both sides of the matter makes some additional observations appropriate.
*193Those aspects of Congress’ purpose which are quite clear in the earlier congressional debates, as quoted by my Brothers Douglas and Frankfurter in turn, seem to me to be inherently ambiguous when applied to the case of an isolated abuse of state authority by an official. One can agree with the Court’s opinion that:
“It is abundantly clear, that one reason the legislation was passed was to afford a federal right in federal courts because, by reason of prejudice, passion, neglect, intolerance or otherwise, state laws might not be enforced and the claims of citizens to the enjoyment of rights, privileges, and immunities guaranteed by the Fourteenth Amendment might be denied by the state agencies. . . .”
without being certain that Congress meant to deal with anything other than abuses so recurrent as to amount to “custom, or usage.” One can agree with my Brother Frankfurter, in dissent, that Congress had no intention of taking over the whole field of ordinary state torts and crimes, without being certain that the enacting Congress would not have regarded actions by an official, made possible by his position, as far more serious than an ordinary state tort, and therefore as a matter of federal concern. If attention is directed at the rare specific references to isolated abuses of state authority, one finds them neither so clear nor so disproportionately divided between favoring the positions of the majority or the dissent as to make either position seem plainly correct.4
Besides the inconclusiveness I find in the legislative history, it seems to me by no means evident that a posi*194tion favoring departure from Classic and Screws fits better that with which the enacting Congress was concerned than does the position the Court adopted 20 years ago. There are apparent incongruities in the view of the dissent which may be more easily reconciled in terms of the earlier holding in Classic.
The dissent considers that the “under color of” provision of § 1983 distinguishes between unconstitutional actions taken without state authority, which only the State should remedy, and unconstitutional actions authorized by the State, which the Federal Act was to reach. If so, then the controlling difference for the enacting legislature must have been either that the state remedy was more adequate for unauthorized actions than for authorized ones or that there was, in some sense, greater harm from unconstitutional actions authorized by the full panoply of state power and approval than from unconstitutional actions not so authorized or acquiesced in by the State. I find less than compelling the evidence that either distinction was important to that Congress.
I.
If the state remedy was considered adequate when the official’s unconstitutional act was unauthorized, why should it not be thought equally adequate when the unconstitutional act was authorized? For if one thing is very clear in the legislative history, it is that the Congress of 1871 was well aware that no action requiring state judicial enforcement could be taken in violation of the Fourteenth Amendment without that enforcement being declared void by this Court on direct review from the state courts. And presumably it must also have been understood that there would be Supreme Court review of the denial of a state damage remedy against an official on grounds of state authorization of the unconstitutional *195action. It therefore seems to me that the same state remedies would, with ultimate aid of Supreme Court review, furnish identical relief in the two situations. This is the point Senator Blair made when, having stated that the object of the Fourteenth Amendment was to prevent any discrimination by the law of any State, he argued that:
“This being forbidden by the Constitution of the United States, and all the judges, State and national, being sworn to support the Constitution of the United States, and the Supreme Court of the United States having power to supervise and correct the action of the State courts when they violated the Constitution of the United States, there could be no danger of the violation of the right of citizens under color of the laws of the States.” Cong. Globe, 42d Cong., 1st Sess., at App. 231.
Since the suggested narrow construction of § 1983 presupposes that state measures were adequate to remedy unauthorized deprivations of constitutional rights and since the identical state relief could be obtained for state-authorized acts with the aid of Supreme Court review, this narrow construction would reduce the statute to having merely a jurisdictional function, shifting the load of federal supervision from the Supreme Court to the lower courts and providing a federal tribunal for fact findings in cases involving authorized action. Such a function could be justified on various grounds. It could, for example, be argued that the state courts would be less willing to find a constitutional violation in cases involving “authorized action” and that therefore the victim of such action would bear a greater burden in that he would more likely have to carry his case to this Court, and once here, might be bound by unfavorable state court findings. But' the legislative debates do not disclose con*196gressional concern about the burdens of litigation placed upon the victims of “authorized” constitutional violations contrasted to the victims of unauthorized violations. Neither did Congress indicate an interest in relieving the burden placed on this Court in reviewing such cases.
The statute becomes more than a jurisdictional provision only-if one attributes to the enacting legislature the view that á deprivation of a constitutional right is significantly different from and more serious than a violation of a state right and therefore deserves a different remedy even though the same act may constitute both a state tort and the deprivation of a constitutional right. This view, by no means unrealistic as a common-sense matter,5 is, I believe, more consistent with the flavor of the legislative history than is a view that the primary purpose of the statute was to grant a lower court forum for fact findings. For example, the tone is surely one of overflowing protection of constitutional rights, and there is not a hint of concern about the administrative burden on the Supreme Court, when Senator Frelinghuysen says:
“As to the civil remedies, for a violation of these privileges, we know that when the courts of a State *197violate the provisions of the Constitution or the law of the United States there is now relief afforded by a review in the Federal courts. And since the 14th Amendment forbids any State from making or enforcing any law abridging these privileges and immunities, as you cannot reach the Legislatures, the injured party should have an original action in our Federal courts, so that by injunction or by the recovery of damages he could have relief against the party who under color of such law is guilty of infringing his rights. As to the civil remedy no one, I think, can object.” Id., at 501.
And Senator Carpenter reflected a similar belief that the protection granted by the statute was to be very different from the relief available on review of state proceedings:
“The prohibition in the old Constitution that no State should pass a law impairing the. obligation of contracts was a negative prohibition laid upon the State. Congress was not authorized to interfere in case the State violated that provision. It is true that when private rights were affected by such a State law, and that was brought before the judiciary, either of the State or nation, it was the duty of the court to pronounce the act void; but there the matter ended. Under the present Constitution, however, in regard to those rights which are secured by the fourteenth amendment, they are not left as the right of the citizen in regard to laws impairing the obligation of contracts was left, to be disposed of by the courts as the cases should arise between man and man, but Congress is clothed with the affirmative power and jurisdiction to correct the evil.
“I think there is one of the fundamental, one of the great, the tremendous revolutions effected in our Government by that article of the Constitution. It *198gives Congress affirmative power to protect the rights of the citizen, whereas before no such right was given to save the citizen from the violation of any of his rights by State Legislatures, and the only remedy was a judicial one when the case arose.” Id., at 577.
In my view, these considerations put in serious doubt the conclusion that § 1983 was limited to state-authorized unconstitutional acts, on the premise that state remedies respecting them were considered less adequate than those available for unauthorized acts.
II.
I think this limited interpretation of § 1983 fares no better when viewed from the other possible premise for it, namely that state-approved constitutional deprivations were considered more offensive than those not so approved. For one thing, the enacting Congress was not unaware of the fact that there was a substantial overlap between the protections granted by state constitutional provisions and those granted by the Fourteenth Amendment. Indeed one opponent of the bill, Senator Trumbull, went so far as to state in a debate with Senators Carpenter and Edmunds that his research indicated a complete overlap in every State, at least as to the protections of the Due Process Clause.6 Thus, in one very significant sense, there was no ultimate state approval of a large portion of otherwise authorized actions depriving a person of due-process rights. I hesitate to assume that the proponents of the present statute, who regarded it as necessary even though they knew that the provisions of the Fourteenth Amendment were self-executing, would have thought the remedies unnecessary whenever there were self-executing provisions of state constitutions also forbidding what the Fourteenth Amendment forbids. The only alternative is *199to disregard the possibility that a state court would find the action unauthorized on grounds of the state constitution. But if the defendant official is denied the right to defend in the federal court upon the ground that a state court would find his action unauthorized in the light of the state constitution, it is difficult to contend that it is the added harmfulness of state approval that justifies a different remedy for authorized than for unauthorized actions of state officers. Moreover, if indeed the legislature meant to distinguish between authorized and unauthorized acts and yet did not mean the statute to be inapplicable whenever there was a state constitutional provision which, reasonably interpreted, gave protection similar to that of a provision of the Fourteenth Amendment, would there not have been some explanation of this exception to the general rule? The fact that there is none in the legislative history at least makes more difficult a contention that these legislators were in fact making-a distinction between use and misuse of state power.
There is a further basis for doubt that it was the additional force of state approval which justified a distinction between authorized and unauthorized actions. No one suggests that there is a difference in the showing the plaintiff must make to assert a claim under § 1983 depending upon whether he is asserting a denial of rights secured by the Equal Protection Clause or a denial of rights secured by the Due Process Clause of the Fourteenth Amendment. If the same Congress which passed what is now § 1983 also provided remedies against two or more non-officials who conspire to prevent an official from granting equal protection of the laws, see 42 U. S. C. § 1985, then it would seem almost untenable to insist that this Congress would have hesitated, on the grounds of lack of full state approval of the official’s act, to provide similar remedies against an official who, unauthorized, denied that equal protection of the laws on his own initiative. For *200there would be no likely state approval of or even acquiescence in a conspiracy to coerce a state official to deny equal protection. Indeed it is difficult to attribute to a Congress which forbad two private citizens from hindering an official’s giving of equal protection an intent to leave that official free to deny equal protection of his own accord.7
We have not passed upon the question whether 42 U. S. C. § 1985,8 which was passed as the second section of the Act that included § 1983, was intended to reach only the Ku Klux Klan or other substantially organized group activity, as distinguished from what its words seem to include, any conspiracy of two persons with “the purpose of preventing or hindering the constituted authorities of any State . . . from giving or securing to all persons within such State . . . the equal protection of the laws . ..." 9 Without now deciding the question, I think *201it is sufficient to note that the legislative history is not without indications that what the words of the statute seem to state was in fact the meaning assumed by Congress.10
*202These difficulties in explaining the basis of a distinction between authorized and unauthorized deprivations of constitutional rights fortify my view that the legislative history does not bear the burden which stare decisis casts upon it. For this reason and for those stated in the opinion of the Court, I agree that we should not now depart from the holdings of the Classic and Screws cases.
313 U. S. 299.
325 U. S. 91.
The provision is now found in 42 U. S. C. § 1983: “Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
Compare Cong. Globe, 42d Cong., 1st Sess. 504 (Senator Pratt), and id., at App. 50 (Rep. Kerr), with Cong. Globe, 41st Cong., 2d Sess. 3663 (Senator Sherman), Cong. Globe, 42d Cong., 1st Sess. 697 (Senator Edmunds), id., at App. 68 (Rep. Shellabarger), and Cong. Globe, 39th Cong., 1st Sess. 1758 (Senator Trumbull).
There will be many cases in which the relief provided by the state to the victim of a use of state power which the state either did not or could not constitutionally authorize will be far less than what Congress may have thought would be fair reimbursement for deprivation of a constitutional right. J will venture only a few examples. There may be no damage remedy for the loss of voting rights or for the harm from psychological coercion leading to a confession. And what is the dollar value of the right to go to unsegregated schools? Even the remedy for such an unauthorized search and seizure as Monroe was allegedly subjected to may be only the nominal amount of damages to physical property allowable in an action for trespass to land. It would indeed be the purest coincidence if the state remedies for violations of common-law rights by private citizens were fully appropriate to redress those injuries which only a state official can cause and against which the Constitution provides protection.
Id., at 577.
Compare the statement of Representative Burchard:
“If the refusal of a State officer, acting for the State, to accord equality of civil rights renders him amenable to punishment for the offense under United States law, conspirators who attempt to prevent such officers from performing such duty are also clearly liable.” Cong. Globe, 42d Cong., 1st Sess., App. 315.
Section 2 as finally adopted was substantially as now provided in 42 U. S. C. § 1985: “If two or more persons in any State . . . conspire ... for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws; or for the purpose of preventing or hindering the constituted authorities of any State ... from giving or securing to all persons within such State . . . the equal protection of the laws; [and] if one or more persons engaged therein do, or cause to be done, any act in furtherance of the object of such conspiracy, whereby another is injured in his person or property, or deprived of having and exercising any right or privilege of a citizen of the United States, the party so injured or deprived may have an action for the recovery of damages, occasioned by such injury or deprivation, against any one or more of the conspirators.”
I do not think that this Court’s decision in Collins v. Hardyman, 341 U. S. 651, can properly be viewed as determining the scope of *201the provision of § 1985 which refers to conspiring “for the purpose of preventing . . . the constituted authorities -of any State . . . from giving . . . the equal protection of the laws ...” Not only did the Court specifically disclaim any consideration of this provision, but it proceeded to emphasize that the petitioners therein had only been subjected to a private discrimination since “There is not the slightest allegation that defendants were conscious of or trying to influence the law, or were endeavoring to obstruct or interfere with it.” 341 U. S., at 661. The holding that the equal protection of the law is unaffected by discriminatorily motivated violations of state law so long as the instrumentalities of law enforcement remain free, able, and willing to remedy these violations is clearly based upon premises which cannot control the quite dissimilar case of a conspiratorial attempt to affect the fairness of these instrumentalities, “the constituted authorities of any State.”
Representative Poland, who had doubted the constitutionality of the earlier forms of § 2, had no such doubts about its present form. His reading of the provision is clear from his defense of it:
“But I do agree that if a State shall deny the equal protection of the laws, or if a State make proper laws and have proper officers to enforce those laws, and somebody undertakes to step in and clog justice by preventing the State authorities from carrying out this constitutional provision, then I do claim that we have the right to make such interference an offense against the United States; that the Constitution does empower us to aid in carrying out this injunction, which, by the Constitution, we have laid upon the States, that they shall afford the equal protection of the laws to all their citizens. When the State has provided the law, and has provided the officer to carry out the law, then we have the right to say that anybody who undertakes to'interfere and prevent the execution of that State law is amenable to this provision of the Constitution, and to the law that we may make under it declaring it to be an offense against the United States.” Id., at 514.
An opponent of the provision was, if anything, even clearer in expressing his understanding of the coverage of the provision:
“. . .It does not require that the combination shall be one that the State cannot put down; it does not require that it shall amount to *202anything like insurrection. If three persons combine for the purpose of preventing or hindering the constituted authorities of any State from extending to all persons the equal protection of the laws, although those persons may be taken by the first sheriff who can catch them or the first constable, although every citizen in the country may be ready to aid as a posse, yet this statute applies. It is no case of domestic violence, no case of insurrection, and no case, therefore, for the interference of the Federal Government, much less its interference where there is no call made upon it by the Governor or the Legislature of the State.” Id,., at App. 218 (Senator Thurman) ; see also id., at 514 (Rep. Farnsworth).
Mr. Justice Frankfurter,
dissenting except insofar as the Court holds that this action cannot be maintained against the City of Chicago.
Abstractly stated, this case concerns a matter of statutory construction. So stated, the problem before the Court is denuded of illuminating concreteness and thereby of its far-reaching significance for our federal system. Again abstractly stated, this matter of statutory construction is one upon which the Court has already passed. But it has done so under circumstances and in settings that negative those considerations of social policy upon which the doctrine of stare decisis, calling for the controlling application of prior statutory construction, rests.
This case presents the. question of the sufficiency of petitioners’ complaint in a civil action for damages brought under the Civil Rights Act, R. S. § 1979, *20342 U. S. C. § 1983.1 The complaint alleges that on October 29, 1958, at 5:45 a. m., thirteen Chicago police officers, led by Deputy Chief of Detectives Pape, broke through two doors of the Monroe apartment, woke the Monroe couple with flashlights, and forced them at gunpoint to leave their bed and stand naked in the center of the living room; that the officers roused the six Monroe children and herded them into the living room; that Detective Pape struck Mr. Monroe several times with his flashlight, calling him “nigger” and “black boy”; that another officer pushed Mrs. Monroe; that other officers hit and kicked several of the children and pushed them to the floor; that the police ransacked every room, throwing clothing from closets to the floor, dumping drawers, ripping mattress covers; that Mr. Monroe was then taken to the police station and detained on “open” charges for ten hours, during which time he was interrogated about a murder 2 and exhibited in lineups; that he was not brought before a magistrate, although numerous magistrate’s courts were accessible; that he was not advised of his procedural rights; that he was not permitted to call his family or an attorney; that he was subsequently released without criminal charges having been filed against him. It is also alleged that the actions of the officers throughout were without authority of a search warrant or an arrest warrant; that those actions constituted arbitrary and unreasonable conduct; that the *204officers were employees of the City of Chicago, which furnished each of them with a badge and an identification card designating him as a member of the Police Department; that the officers were agents of the city, acting in the course of their employment and engaged in the performance of their duties; and that it is the custom of the Department to arrest and confine individuals for prolonged periods on “open” charges for interrogation, with the purpose of inducing incriminating statements, exhibiting its prisoners for identification, holding them incommunicado while police officers investigate their activities, and punishing them by imprisonment without judicial trial. On the basis of these allegations various members of the Monroe family seek damages against the individual police officers and against the City of Chicago. The District Court dismissed the complaint for failure to state a claim and the Court of Appeals for the Seventh Circuit affirmed. 272 F. 2d 365.
Petitioners base their claim to relief in the federal courts on what was enacted as § 1 of the “Ku Klux Act” of April 20, 1871, “An Act to enforce the Provisions of the Fourteenth Amendment to the Constitution of the United States, and for other Purposes.” 17 Stat. 13.- It became, with insignificant rephrasing, § 1979 of the Revised Statutes. As now set forth in 42 U. S. C. § 1983, it is, in relevant part, as follows:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State . . . subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
*205I.
In invoking § 1979 (the old designation will be used hereafter), petitioners contend that its protection of “rights, privileges, or immunities secured by the Constitution” encompasses what “due process of law” and “the equal protection of the laws” of the Fourteenth Amendment guarantee against action by the States. In this contention they are supported both by the title of the Act of 1871 and by its legislative history. See the authoritative statement of Mr. Edmunds, reporting the bill from the Senate Committee on the Judiciary, Cong. Globe, 42d Cong., 1st Sess. 568. See also id., at 332-334, App. 83-85, 310. It is true that a related phrase, “any right or privilege secured ... by the Constitution or laws,” in § 241 of Title 18, U. S. C., was said by a plurality of the Court in United States v. Williams, 341 U. S. 70, to comprehend only the rights arising immediately from the relationship of the individual to the central government. And see United States v. Cruikshank, 92 U. S. 542.3 But this construction was demanded by § 241, which penalizes conspiracies of private individuals acting as such, while § 1979 applies only to action taken “under color of any statute,” etc. Different problems of statutory meaning are presented by two enactments deriving from different *206constitutional sources. See the Civil Rights Cases, 109 U. S. 3. Compare United States v. Williams, supra, with Screws v. United States, 325 U. S. 91. If petitioners have alleged facts constituting a deprivation under color of state authority of a right assured them by the Fourteenth Amendment, they have brought themselves within § 1979. Douglas v. Jeannette, 319 U. S. 157; Hague v. C. I. O., 307 U. S. 496, 525-526 (opinion of Stone, J.).4
To be sure, Screws v. United States, supra, requires a finding of specific intent in order to sustain a conviction under the cognate penal provisions of 18 U. S. C. § 2425— “an intent to deprive a person of a right which has been made specific either by the express terms of the Constitution or laws of the United States or by decisions interpreting them.” 325 U. S., at 104. Petitioners’ complaint here alleges no such specific intent. But, for a number of reasons, this requirement of Screws should not be carried over and applied to civil actions under § 1979. First, the word “willfully” in 18 U. S. C. § 242 from which the requirement of intent was derived in Screws does not appear in § 1979. Second, § 1979, by the very fact that it is a civil provision, invites treatment different from that to be given its criminal analogue. The constitutional scruples concerning vagueness which were deemed to compel the Screws construction have less force in the context of a civil proceed*207ing,6 and § 1979, insofar as it creates an action for damages, must be read in light of the familiar basis of tort liability that a man is responsible for the natural consequences of his acts. Third, even in the criminal area, the specific intent demanded by Screws has proved to be an abstraction serving the purposes of a constitutional need without impressing any actual restrictions upon the nature of the crime which the jury tries. The Screws opinion itself said that “The fact that the defendants may not have been thinking in constitutional terms is not material where their aim was not to enforce local law but to deprive a citizen of a right and that right was protected by the Constitution.” 325 U. S., at 106. And lower courts in applying the statute have allowed inference of the requisite specific intent from evidence, it would appear, of malevolence alone.7 But if intent to infringe “specific” constitutional rights comes in practice to mean no more than intent without justification to bring about the circumstances which infringe those rights, then the consequence of introducing the specific intent issue into a litigation is, in effect, to require fictional pleading, needlessly burden jurors with abstruse instructions, and lessen the degree of control which federal courts have over jury vagaries.
If the courts are to enforce § 1979, it is an unhappy form of judicial disapproval to surround it with doctrines which partially and unequally obstruct its operation. Specific intent in the context of the section would cause *208such embarrassment without countervailing justification. Petitioners’ allegations that respondents in fact did the acts which constituted violations of constitutional rights are sufficient.
II.
To show such violations, petitioners invoke primarily the Amendment’s Due Process Clause.8 The essence of their claim is that the police conduct here alleged offends those requirements of decency and fairness which, because they are “implicit in the concept of ordered liberty,” are imposed by the Due Process Clause upon the States. Palko v. Connecticut, 302 U. S. 319, 325. When we apply to their complaint that standard of a “principle of justice so rooted in the traditions and conscience of our people as to be ranked as fundamental,” 9 which has been the touchstone for this Court’s enforcement of due process,10 the merit of this constitutional claim is evident. The conception expressed in Wolf v. Colorado, 338 U. S. 25, 27, that “The security of one’s privacy against arbitrary intrusion by the police . . . is basic to a free society,” was not an innovation of Wolf. The tenet that there exists a realm of sanctuary surrounding every individual and infrangible, save in a very limited class of circumstances, by the agents of government, had informed the decision of the King’s Bench two centuries earlier in Entick v. Carrington, 2 Wils. 275, had been the basis of Otis’ cotemporary speech against the Writ of *209Assistance, see Gray’s notes in Quincy’s Massachusetts Reports, App. I, at 471; Tudor, Life of James Otis (1823) 63, and has in the intervening years found expression not only in the Fourth Amendment to the Constitution of the United States, but also in the fundamental law of every State.11 Modern totalitarianisms have been a stark reminder, but did not newly teach, that the kicked-in door is the symbol of a rule of fear and violence fatal to institutions founded on respect for the integrity of man.
The essence of the liberty protected by the common law and by the American constitutions was “the right to shut the door on officials of the state unless their entry is under proper authority of law”; particularly, “the right to resist unauthorized entry which has as its design the securing of information to fortify the coercive power of the state against the individual.” Frank v. Maryland, 359 U. S. *210360, 365.12 Searches of the dwelling house were the special object of this universal condemnation of official intrusion.13 Night-time search was the evil in its most obnoxious form.14 Few reported cases have presented all of the manifold aggravating circumstances which petitioners here allege — intrusion en masse, by dark, by force, unauthorized by warrant, into an occupied private home, without even the asserted justification of belief by the intruders that the inhabitants were presently committing some criminal act within; physical abuse and the calculated degradation of insult and forced nakedness; sacking and disordering of personal effects throughout the home; arrest and detention against the background terror of threatened criminal proceedings. Wherever similar conduct has appeared, the courts have unanimously condemned police entries as lawless.15
*211If the question whether due process forbids this kind of police invasion were before us in isolation, the answer would be quick. If, for example, petitioners had sought damages in the state courts of Illinois and if those courts had refused redress on the ground that the official character of the respondents clothed them with civil immunity, we would be faced with the sort of situation to which the language in the Wolf opinion was addressed: “we have no hesitation in saying that were a State affirmatively to sanction such police incursion into privacy it would run counter to the guaranty of the Fourteenth Amendment.” 338 U. S., at 28. If that issue is not reached in this case it is not because the conduct which the record here presents can be condoned. But by bringing their action in a Federal District Court petitioners cannot rest on the Fourteenth Amendment simpliciter. They invoke the protection of a specific statute by which Congress restricted federal judicial enforcement of its guarantees to particular enumerated circumstances. They must show not only that their constitutional rights have been infringed, but that they have been infringed “under color of [state] statute, ordinance, regulation, custom, or usage,” as that phrase is used in the relevant congressional enactment.
III.
Of course, if Congress by appropriate statutory language attempted to reach every act which could be attributed to the States under the Fourteenth Amendment’s prohibition: “No State shall . . . ,” the reach of the statute would be the reach of the Amendment itself. Relevant to the enforcement of such a statute would be not only the concept of state action as this Court has developed it, see Nixon v. Condon, 286 U. S. 73, 89, but also considerations of the power of Congress, under the Amendment’s Enforcement Clause, to determine what *212is “appropriate legislation” to protect the rights which the Fourteenth Amendment secures. Cf. United States v. Raines, 362 U. S. 17. Still, in this supposed case we would arrive at the question of what Congress could do only after we had determined what it was that Congress had done. So, in the case before us now, we must ask what Congress did in 1871. We must determine what Congress meant by “under color” of enumerated state authority.16
Congress used that phrase not only in R. S. § 1979, but also in the criminal provisions of § 2 of the First Civil Rights Act of April 9, 1866,14 Stat. 27, from which is derived the present 18 U. S. C. § 242,17 and in both cases used it with the same purpose.18 During the seventy years *213which followed these enactments, cases in this Court in which the “under color” provisions were invoked uniformly involved action taken either in strict pursuance of some specific command of state law19 or within the scope of executive discretion in the administration of state laws.20 *214The same is true, with two exceptions, in the lower federal courts.21 In the first of. these two cases it was held that § 1979 was not directed to instances of lawless police brutality, although the ruling was not put on “under color” *215grounds.22 In the second, an indictment charging a county tax collector with depriving one Ah Koo of a federally secured right under color of a designated California law, set forth in the indictment, was held insufficient against a demurrer. United States v. Jackson, 26 Fed. Cas. 563, No. 15,459 (C. C. D. Cal. 1874). The court wrote:
“The indictment contains no averment that Ah Koo was a foreign miner, and within the provisions of the state law. If this averment be unnecessary . . . the act of congress would then be held to apply to a case of illegal extortion by a tax collector from any person, *216though such exaction might be wholly unauthorized by the law under which the officer pretended to act.
“We are satisfied that it was not the design of congress to prevent or to punish such abuse of authority by state officers. The object of the act was, not to prevent illegal exactions, but to forbid the execution of state laws, which, by the act itself, are made void. . . .
“It would seem, necessarily, to follow, that the person from whom the tax was exacted must have been a person from whom, under the provisions of the state law, the officer was authorized to exact it. The statute requires that a party shall be subjected to a deprivation of right secured by the statute under color of some law, statute, order or custom; but if this exaction, although made'by a tax collector, has been levied upon a person not within the provisions of the state law, the exaction cannot be said to have been made ‘under color of law,’ any more than a similar exaction from a Chinese miner, made by a person wholly unauthorized, and under the pretense of being a tax collector.” Id., at 663-564.
Throughout this period, the only indication of this Court’s views on the proper interpretation of the “under color” language is a dictum in the Civil Rights Cases, 109 U. S. 3. There, in striking down other Civil Rights Act provisions which, as the Court regarded them, attempted to reach private conduct not attributable to state authority, Mr. Justice Bradley contrasted those provisions with § 2 of the Act of 1866: “This [latter] law is clearly corrective in its character, intended to counteract and furnish redress against State laws and proceedings, and customs having the force of law, which sanction the wrongful acts specified.” Id., at 16.
A sharp change from this uniform application of seventy years was made in 1941, but without acknowledgment or *217indication of awareness of the revolutionary turnabout from what had been established practice. The opinion in United States v. Classic, 313 U. S. 299, accomplished this. The case presented an indictment under § 242 charging certain local Commissioners of Elections with altering ballots cast in a primary held to nominate candidates for Congress. Sustaining the sufficiency of the indictment in an extensive opinion concerned principally with the question whether the right to vote in such a primary was a right secured by the Constitution,23 Mr. Justice Stone wrote that the alteration of the ballots was “under color” of state law. This holding was summarily announced without exposition; it had been only passingly argued.24 Of the three authorities cited to support it, two did not involve the “under color” statutes,25 and the third, Hague v. C. I. O., 307 U. S. 496, was a case in which high-ranking municipal officials claimed authorization for their actions under municipal ordinances (here held unconstitu*218tional) and under the general police powers of the State.26 All three of these cases had dealt with “State action” problems, and it is “State action,” not the very different question of the “under color” clause, that Mr. Justice Stone appears to have considered.27 (I joined in this opinion without having made an independent examination of the legislative history of the relevant legislation or of the authorities drawn upon for the Classic construction. Acquiescence so founded does not preclude the responsible recognition of error disclosed by subsequent study.) When, however, four years later the Court was called on to review the conviction under § 242 of a Georgia County Sheriff who had beaten a Negro prisoner to death, the opinion of four of the six Justices who believed that the statute applied merely invoked Classic and stare decisis and did not reconsider the meaning which that case had uncritically assumed was to be attached to the language, “under color” of state authority. Screws v. United States, 325 U. S. 91. The briefs in the Screws ease did *219not examine critically the legislative history of the Civil Rights Acts.28 The only reference to this history in the plurality opinion, insofar as it bears on the interpretation of the clause “under color of . . . law,” is contained in a pair of sentences discounting two statements by Senators Trumbull and Sherman regarding the Civil Rights Acts of 1866 and 1870, cited by the minority.29 The bulk of the plurality opinion’s treatment of the issue consists of the argument that “under color” had been construed in Classic and that the construction there put on the words should not be abandoned or revised. 325 U. S., at 109-113. The case of Williams v. United States, 341 U. S. 97, reaffirmed Screws and applied it to circumstances of third-degree brutality practiced by a private detective who held a special police officer’s card and was accompanied by a regular policeman.30
*220Thus, although this Court has three times found that conduct of state officials which is forbidden by state law may be “under color” of state law for purposes of the Civil Rights Acts, it is accurate to say that that question has never received here the consideration which its importance merits. That regard for controlling legislative history which is conventionally observed by this Court in determining the true meaning of important legislation that does not construe itself31 has never been applied to the “under color” provisions; particularly, there has never been canvassed the full record of the debates preceding passage of the 1871 Act with which we are concerned in this case. Neither Classic nor Screws nor Williams warrants refusal now to take account of those debates and the illumination they afford. While we may well decline to re-examine recent cases which derive from the judicial' process exercised under its adequate safeguards — documenting briefs and adequate arguments on both sides as foundation for due deliberation — the relevant demands of stare decisis do not preclude considering, for the first time thoroughly and in the light of the best available evidence of congressional purpose, a statutory *221interpretation which started as an unexamined assumption on the basis of inapplicable citations and has the claim of a dogma solely through reiteration. Particularly is this so when that interpretation, only recently made, was at its inception a silent reversal of the judicial history of the Civil Rights Acts for three quarters of a century.
“The rule of stare decisis, though one tending to consistency and uniformity of decision, is not inflexible.” Hertz v. Woodman, 218 U. S. 205, 212. It is true, of course, that the reason for the rule is more compelling in cases involving inferior law, law capable of change by Congress, than in constitutional cases, where this Court— although even in such cases a wise consciousness of the limitations of individual vision has impelled it always to give great weight to prior decisions — nevertheless bears the ultimate obligation for the development of the law as institutions develop. See, e. g., Smith v. Allwright, 321 U. S. 649. But the Court has not always declined to re-examine cases whose outcome Congress might have changed. See Mr. Justice Brandéis, dissenting, in Burnet v. Coronado Oil & Gas Co., 285 U. S. 393, 406-407, n. 1. Decisions involving statutory construction, even decisions which Congress has persuasively declined to overrule, have been overruled here. See Girouard v. United States, 328 U. S. 61, overruling United States v. Schwimmer, 279 U. S. 644, United States v. Macintosh, 283 U. S. 605, and United States v. Bland, 283 U. S. 636; see also Commissioner v. Estate of Church, 335 U. S. 632, overruling May v. Heiner, 281 U. S. 238.
And with regard to the Civil Rights Acts there are reasons of particular urgency which authorize the Court— indeed, which make it the Court’s responsibility — to reappraise in the hitherto skimpily considered context of R. S. § 1979 what was decided in Classic, Screws and Williams. This is not an area of commercial law in which, presumably, individuals may have arranged their affairs in *222reliance on the expected stability of decision. Compare National Bank v. Whitney, 103 U. S. 99; Vail v. Arizona, 207 U. S. 201; Walling v. Halliburton Oil Well Cementing Co., 331 U. S. 17; United States v. South Buffalo R. Co., 333 U. S. 771. Nor is it merely a mine-run statutory question involving a narrow compass of individual rights and duties. The issue in the present case concerns directly a basic problem of American federalism: the relation of the Nation to the States in the critically important sphere of municipal law administration. In this aspect, it has significance approximating constitutional dimension. Necessarily, the construction of the Civil Rights Acts raises issues fundamental to our institutions. This imposes on this Court a corresponding obligation to exercise its power within the fair limits of its judicial discretion. “We recognize that stare decisis embodies an important social policy. It represents an element of continuity in law, and is rooted in the psychologic need to satisfy reasonable expectations. But stare decisis is a principle of policy and not a mechanical formula of adherence to the latest decision, however recent and questionable . . . .” Helvering v. Hallock, 309 U. S. 106, 119.
Now, while invoking the prior decisions which have given “under color of [law]” a content that ignores the meaning fairly comported by the words of the text and confirmed by the legislative history, the Court undertakes a fresh examination of that legislative history. The decision in this case, therefore, does not rest on stare decisis, and the true construction of the statute may be thought to be as free from the restraints of that doctrine as though the matter were before us for the first time. Certainly, none of the implications which the Court seeks to draw from silences in the minority reports of congressional committees in 1956, 1957, and 1960, or from the use of “under color” language in the very different context of the Act of May 6, 1960, *22374 Stat. 86 — concerned, in relevant part, with the preservation of election records and with the implementation of the franchise — serves as an impressive bar to re-examination of the true scope of R. S. § 1979 itself in its pertinent legislative setting.32
*224IV.
This case squarely presents the question whether the intrusion of a city policeman for which that policeman can show no such authority at state law as could be successfully interposed in defense to a state-law action against him, is nonetheless to be regarded as “under color” of state authority within the meaning of R. S. § 1979. Respondents, in breaking into the Monroe apartment, violated the laws of the State of Illinois.33 Illinois law *225appears to offer a civil remedy for unlawful searches;34 petitioners do not claim that none is available. Rather they assert that they have been deprived of due process of law and of equal protection of the laws under color of state law, although from all that appears the courts of Illinois are available to give them the fullest redress which the common law affords for the violence done them, nor does any “statute, ordinance, regulation, custom, or usage” of the State of Illinois bar that redress. Did the enactment by Congress of § 1 of the Ku Klux Act of 1871 encompass such a situation?
That section, it has been noted, was patterned on the similar criminal provision of § 2, Act of April 9, 1866. The earlier Act had as its primary object the effective nullification of the Black Codes, those statutes of the Southern legislatures which had so burdened and disqualified the Negro as to make his emancipation appear illusory.35 The Act had been vetoed by President Johnson, whose veto message describes contemporary understanding of its second section; the section, he wrote,
“seems to be designed to apply to some existing or future law of a State or Territory which may conflict with the provisions of the bill .... It provides for counteracting such forbidden legislation by imposing fine and imprisonment upon the legislators who may pass such conflicting laws, or upon the officers or agents who shall put, or attempt to put, them into execution. It means an official offense, not a com*226mon crime committed against law upon the persons or property of the black race. Such an act may deprive the black man of his property, but not of the right to hold property. It means a deprivation of the right itself, either by the State judiciary or the State Legislature.” 36
And Senator Trumbull, then Chairman of .the Senate Judiciary Committee,37 in his remarks urging its passage over the veto, expressed the intendment of the second section as those who voted for it read it: ■
“If an offense is committed against a colored person simply because he is colored, in a State where the law affords him the same protection as if he were white, this act neither has nor was intended to have anything to do with his case, because he has adequate remedies in the State courts; but if he is discriminated against under color of State laws because he is colored, then it becomes necessary to interfere for his protection.” 38
Section 2 of the 1866 Act was re-enacted in substance in 1870 as part of “An Act to enforce the Right of Citizens ... to vote in the several States . . . ,” 16 Stat. 140, *227144. The following colloquy on that occasion is particularly revealing:
“Mr. Sherman. . . . My colleague cannot deny that we can by appropriate legislation prevent any private person from, shielding himself under a State regulation, and thus denying to a person the right to vote ....
“Mr. Casserly. I should like to ask the Senator from Ohio how a State can be said to abridge the right of a colored man to vote when some irresponsible person in the streets is the actor in that wrong?
“Mr. Sherman. If the offender, who may be a loafer, the meanest man in the streets, covers himself under the protection or color of a law or regulation or constitution of a State, he may be punished for doing it.
“Mr. Casserly. Suppose the State law authorizes the colored man to vote; what then?
“Mr. Sherman. That is not the case with which we are dealing. . . . This bill only proposes to deal with offenses committed by officers or persons under color of existing State law, under color of existing State constitutions. No man could be convicted under this bill reported by the Judiciary Committee unless the denial of the right to vote was done under color or pretense of State regulation. The whole bill shows that. . . . [T]he first and second sections of the bill . . . simply punish officers as well as persons for discrimination under color of State laws or constitutions; and it so provides all the way through.” 39
*228The original text of the present § 1979 contained words, left out in the Revised Statutes, which clarified the objective to which the provision was addressed:
“That any person who, under color of any law, statute, ordinance, regulation, custom, or usage of any State, shall subject, or cause to be subjected, any person within the jurisdiction of the United States to the deprivation of any rights, privileges, or immunities secured by the Constitution of the United States, shall, any such law, statute, ordinance, regulation, custom, or usage of the State to the contrary notwithstanding, be liable to the party injured . . . 40
Representative Shellabarger, reporting the section, explained it to the House as “in its terms carefully confined to giving a civil action for such wrongs against citizenship as are done under color of State laws which abridge these rights.” 41 Senator Edmunds, steering the measure through the Senate, found constitutional sanction for it in the Fourteenth Amendment, explaining that state action may consist in executive nonfeasance as well as malfeasance, so that any offenses against a citizen in a *229State are susceptible of federal protection “unless the criminal who shall commit those offenses is punished and the person who suffers receives that redress which the principles and spirit of the laws entitle him to have.” 42 And James A. Garfield supported the bill in the House as “so guarded as to preserve intact the autonomy of the States, the machinery of the State governments, and the municipal organizations established under State laws.” 43
Indeed, the Ku Klux Act as a whole encountered in the course of its passage strenuous constitutional objections which focused precisely upon an assertedly unauthorized extension of federal judicial power into areas of exclusive state competence.44 A special target was § 2 of the bill as reported to the House, providing criminal penalties:
“if two or more persons shall, within the limits of any State, band, conspire, or combine together to do *230any act in violation of the rights, privileges, or immunities of any person, to which he is entitled under the Constitution and laws of the United States, which, committed within a place under the sole and exclusive jurisdiction of the United States, would, under any law of the United States then in force, constitute the crime of either murder, manslaughter, mayhem, robbery, assault and battery, perjury, subornation of perjury, criminal obstruction of legal, process [sic] or resistance of officers in discharge of official duty, arson, or larceny . . . 45
In vain the proponents of this section argued its propriety, seeking to support it by argument ex necessitate from the complete failure of state judicial and executive organs to control the depredations of the Klan.46 Even *231in the Reconstruction Congress, the majority party split. Many balked at legislation which they regarded as establishing a general federal jurisdiction for the protection of person and property in the States.47 Only after a com-*232píete rewriting of the section to meet these constitutional objections could the bill be passed.48 Yet almost none of those who had decried § 2 as undertaking impermissibly to make the national courts tribunals of concurrent jurisdiction for the punishment of state-law offenses expressed similar objections to § 1, later § 1979.49 One of the most *233vehement of those who could find no constitutional sanction for federal judicial control of conduct already proscribed by state law, and who therefore opposed original § 2 as reaching beyond the limits of congressional competence, expressly supported § 1 as affording “further redress for violations under State authority of constitutional rights.”50
The general understanding of the legislators unquestionably was that, as amended, the Ku Klux Act did “not undertake to furnish redress for wrongs done by one person upon another in any of the States ... in violation of their laws, unless he also violated some law of the United States, nor to punish one person for an ordinary assault and battery ...” 51 Even those who — opposing the constitutional objectors — found sufficient congressional power in the Enforcement Clause of the Fourteenth Amendment to give this kind of redress, deemed inexpedient the exercise of any such power: “Convenience and courtesy to the States suggest a sparing use, and never so far as to supplant the State authorities except in cases of extreme necessity, and when the State governments criminally refuse or neglect those duties which are imposed *234upon them.” 52 Extreme Radicals, those who believed that the remedy for the oppressed Unionists in the South was a general expansion of federal judicial jurisdiction so that “loyal men could have the privilege of having their causes, civil and criminal, tried in the Federal courts,” were disappointed with the Act as passed.53
Finally, it is significant that the opponents of the Act, exhausting ingenuity to discover constitutional objections to every provision of it, also construed § 1 as addressed only to conduct authorized by state law, and therefore within the admitted permissible reach of Fourteenth Amendment federal power. “The first section of this bill prohibits any invidious legislation by States against the rights or privileges of citizens of the United States,” one such opponent paraphrased the provision.54 And Senator Thurman, who insisted vociferously on the absence of federal power to penalize a conspiracy of individuals to violate state law (“that is a case of mere individual violence, having no color whatsoever of authority of law, either Federal or State; and to say that you can punish men for that mere conspiracy, which is their individual act, and which is a crime against the State laws themselves, punishable by the State laws, is simply to wipe out all the State jurisdiction over crimes and transfer it bodily to the Congress”),55 admitted without question the constitutionality of § 156 (“It refers to a deprivation under color of law, either statute law or ‘custom or usage’ which has become common law”).57
*235The Court now says, however, that “It was not the unavailability of state remedies but the failure of certain States to enforce the laws with an equal hand that furnished the powerful momentum behind this 'force bill.’ ” Of course, if the notion of “unavailability” of remedy is limited to mean an absence of statutory, paper right, this is in large part true.58 Insofar as the Court undertakes to demonstrate — as the bulk of its opinion seems to do— that § 1979 was meant to reach some instances of action not specifically authorized by the avowed, apparent, written law inscribed in the statute books of the States, the argument knocks at an open door. No one would or could deny this, for by its express terms the statute comprehends deprivations of federal rights under color of any “statute, ordinance, regulation, custom, or usage” of a State. (Emphasis added.) The question is, what class of cases other than those involving state statute law were meant to be reached. And, with respect to this question, the Court’s conclusion is undermined by the very portions of the legislative debates which it cites. For surely the misconduct of individual municipal police officers, subject to the effective oversight of appropriate state administrative and judicial authorities, presents a situation which differs toto coelo from one in which “Immunity is given to crime, and the records of the public tribunals are searched in vain for any evidence of effective redress,”59 or in which murder rages while a State makes *236“no successful effort to bring the guilty to punishment or afford protection or redress/’60 or in which the “State courts . . . [are] unable to enforce the criminal laws . . . or to suppress the disorders existing,”61 or in which, in a State’s “judicial tribunals one class is unable to secure that enforcement of their rights and punishment for their infraction which is accorded to another,” 62 or “of . . . hundreds of outrages . . . not one [is] punished,” 63 or “the courts of the . . . States fail and refuse to do their duty in the punishment of offenders against the law,” 64 or in which a “class of officers charged under the laws with their administration permanently and as a rule refuse to extend [their] protection.”65 These statements indicate that Congress — made keenly aware by the post-bellum conditions in the South that States through their authorities could sanction offenses against the individual by settled practice which established state law as truly as written codes — designed § 1979 to reach, as well, official conduct which, because engaged in “permanently and as a rule,” or “systematically,”66 came through acceptance by law-administering officers to constitute “custom, or usage” having the cast of law. See Nashville, C. & St. L. R. Co. v. Browning, 310 U. S. 362, 369. They do not indicate an attempt to reach, nor does the statute by its terms include, instances of acts in defiance of state law and which no settled state practice, no systematic pattern of official action or inaction,' no “custom, or usage, of any State,” insulates from effective and adequate reparation . by the State’s authorities.
*237Rather, all the evidence converges to the conclusion that Congress by § 1979 created a civil liability enforceable in the federal courts only in instances of injury for which redress was barred in the state courts because some “statute, ordinance, regulation, custom, or usage” sanctioned the grievance complained of. This purpose, manifested even by the so-called “Radical” Reconstruction Congress in 1871, accords with the presuppositions of our federal system. The jurisdiction which Article III of the Constitution conferred on the national judiciary reflected the assumption that the state courts, not the federal courts, would remain the primary guardians of that - fundamental security of person and property which the long evolution of the common law had secured to one individual as against other individuals. , The Fourteenth Amendment did not alter this basic aspect of our federalism.67
Its commands were addressed to the States. Only when the States, through their responsible organs for the formulation and administration of local policy, sought to deny or impede access by the individual to the central government in connection with those enumerated functions assigned to it, or to deprive the individual of a certain minimal fairness in the exercise of the coercive forces of the State, or without reasonable justification to treat him differently than other persons subject to their jurisdiction, was an overriding federal sanction imposed. As between individuals, no corpus of substantive rights was guaranteed by the Fourteenth Amendment, but only “due process of law” in the ascertainment and enforcement of rights and equality in the enjoyment of rights and safeguards that the States afford. This was the base of the distinction between federal citizenship and state *238citizenship drawn by the Slaughter-House Cases, 16 Wall. 36. This conception begot the “State action” principle on which, from the time of the Civil Rights Cases, 109 U. S. 3, this Court has relied in its application of Fourteenth Amendment, guarantees. As between individuals, that body of mutual rights and duties which constitute the civil personality of a man remains essentially the creature of the legal institutions of the States.
But, of course, in the present case petitioners argue that the wrongs done them were committed not by individuals but by the police as state officials. There are two senses in which this might be true. It might be true if petitioners alleged that the redress which state courts offer them against the respondents is different than that which those courts would offer against other individuals, guilty of the same conduct, who were not the police. This is not alleged. It might also be true merely because the respondents are the police — because they are clothed’ with an appearance of official authority which is in itself a factor of significance in dealings between individuals. Certainly the night-time intrusion of the man with a star and a police revolver is a different phenomenon than the night-time intrusion of a burglar. The aura of power which.a show of authority carries with it has been created by state government. For this reason the national legislature, exercising its power to implement the Fourteenth Amendment, might well attribute responsibility for the intrusion to the State and legislate to protect against such intrusion. The pretense of authority alone might seem to Congress sufficient basis for creating an exception to the ordinary rule that it is to the state tribunals that individuals within, a State must look for redress against other individuals within that State. The same pretense of authority might suffice to sustain congressional legislation creating the exception. See Ex parte Virginia, 100 U. S. 339. But until Congress has *239declared its purpose to shift the ordinary distribution of judicial power for the determination of causes between co-citizens of a State, this Court should not make the shift. Congress has not in § 1979 manifested that intention.
The unwisdom of extending federal criminal jurisdiction into areas of conduct conventionally punished by state penal law is perhaps more obvious than that of extending federal civil jurisdiction into the traditional realm of state tort law. But the latter, too, presents its problems of policy appropriately left to Congress. Suppose that a state legislature or the highest court of a State should determine that within its territorial limits no damages should be recovered in tort for pain and suffering, or for mental anguish, or that no punitive damages should be recoverable. Since the federal courts went out of the business of making “general law,” Erie R. Co. v. Tompkins, 304 U. S. 64, such decisions of local policy have admittedly been the exclusive province of state lawmakers. Should the civil liability for police conduct which can claim no authority under local law, which is actionable as common-law assault or trespass in the local courts, comport different rules? Should an unlawful intrusion by a policeman in Chicago entail different consequences than an unlawful intrusion by a hoodlum? These are matters of policy in its strictly legislative sense, not for determination by this Court. And if it be, as it is, a matter for congressional choice, the legislative evidence is overwhelming that § 1979 is not expressive of that choice. Indeed, its precise limitation to acts “under color” of state statute, ordinance or other authority appears on its face designed to leave all questions of the nature and extent of liability of individuals to the laws of the several States except when a State seeks to shield those individuals under the special barrier of state authority. To extend Civil Rights Act liability beyond that point is *240to interfere in areas of state policymaking where Congress has not determined to interfere.
Nor will such interference be negligible. One argument urged in Screws in favor of the result which that case reached was the announced policy of self-restraint of the Department of Justice in the prosecution of cases under 18 U. S. C. § 242. See 325 U. S., at 159-160. Experience indicates that private litigants cannot be expected to show the same consideration for the autonomy of local administration which the Department purportedly shows.68
Relevant also are the effects upon the institution of federal constitutional adjudication of sustaining under § 1979 damage actions for relief against conduct allegedly violative of federal constitutional rights, but plainly *241violative of state law. Permitting such actions necessitates the immediate decision of federal constitutional issues despite the admitted availability of state-law remedies which would avoid those issues.69 This would make inroads, throughout a large area, upon the principle of federal judicial self-limitation which has become a significant instrument in the efficient functioning of the national judiciary. See Railroad Comm’n of Texas v. Pullman Co., 312 U. S. 496, and cases following. Self-limitation is not a matter of technical nicety, nor judicial timidity. It reflects the recognition that to no small degree the effectiveness of the legal order depends upon the infrequency with which it solves its problems by resorting to determinations of ultimate power. Especially-is this true where the circumstances under which those ultimate determinations must be made are not conducive to the most mature deliberation and decision. If § 1979 is made a vehicle of constitutional litigation in cases where state officers have acted lawlessly at state law, difficult questions of the federal constitutionality of certain official practices — lawful perhaps in some States, unlawful in others — may be litigated between private parties without the participation of responsible state authorities which is obviously desirable to protect legitimate state interests, but also to better guide adjudication by competent record-making and argument.
Of course, these last considerations would be irrelevant to our duty if Congress had demonstrably meant to reach by § 1979 activities like those of respondents in this case. But where it appears that Congress plainly did not have that understanding, respect for principles which this Court has long regarded as critical to the most effective func*242tioning of our federalism should avoid extension of a statute beyond its manifest area of operation into applications which invite conflict with the administration of local policies. Such an extension makes the extreme limits of federal constitutional power a law to regulate the quotidian business of every traffic policeman, every registrar of elections, every city inspector or investigator, every clerk in every municipal licensing bureau in this country. The text of the statute, reinforced by its history, precludes such a reading.
In concluding that police intrusion in violation of state law is not a wrong remediable under R. S. § 1979, the pressures which urge an opposite 'result are duly felt. The difficulties which confront private citizens who seek to vindicate in traditional common-law actions their state-created rights against lawless invasion of their privacy by local policemen are obvious,70 and obvious is the need for more effective modes of redress. The answer to these urgings must be regard for our federal system which presupposes a wide range of regional autonomy in the kinds of protection local residents receive. If various common-law concepts make it possible for a policeman — but no more possible for a policeman than for any individual hoodlum intruder — to escape without liability when he has vandalized a home, that is an evil. But, surely, its remedy devolves, in the first instance, on the States. Of course, if the States afford less protection against the police, as police, than against the hoodlum — if under authority of state “statute, ordinance, regulation, custom, or usage” the police are specially shielded— *243§ 1979 provides a remedy which dismissal of petitioners’ complaint in the present case does not impair. Otherwise, the protection of the people from local delinquencies and shortcomings depends, as in general it must, upon the active consciences of state executives, legislators and judges.71 Federal intervention, which must at best be limited to securing those minimal guarantees afforded by the evolving concepts of due process and equal protection, may in the long run do the individual a disservice by deflecting responsibility from the state lawmakers, who hold the power of providing a far more comprehensive scope of protection. Local society, also, may well be the loser, by relaxing its sense of responsibility and, indeed, perhaps resenting what may appear to it to be outside interference where local authority is ample and more appropriate to supply needed remedies.
This is not to say that there may not exist today, as in 1871, needs which call for congressional legislation to protect the civil rights of individuals in the States. Strong contemporary assertions of these needs have been expressed. Report of the President’s Committee on Civil Rights, To Secure These Rights (1947); Chafee, Safeguarding Fundamental Human Rights: The Tasks of States and Nation, 27 Geo. Wash. L. Rev. 519 (1959). But both the insistence of the needs and the delicacy of the issues involved in finding appropriate means for their satisfaction demonstrate that their *244demand is for legislative, not judicial, response. We cannot expect to create an effective means of protection for human liberties by torturing an 1871 statute to meet the problems of 1960.
Of an enactment like the Civil Rights Act, dealing with the safeguarding and promotion of individual freedom, it is especially relevant to be mindful that, since it is projected into the future, it is ambulatory in its scope, the statute properly absorbing the expanding reach of its purpose to the extent that the words with which that purpose is conveyed fairly bear such expansion. But this admissible expansion of meaning through the judicial process does not entirely unbind the courts and license their exercise of what is qualitatively a different thing, namely, the formulation of policy through legislation. In one of the last writings by that tough-minded libertarian, who was also no friend of narrow construction, Professor Zechariah Chafee, Jr., he admonished against putting the Civil Rights Act to dubious new uses even though, as a matter of policy, they might be desirable in the changed climate nearly a hundred years after its enactment: “At all events, we can be sure of one thing. If federal protection be desirable, we ought to get it by something better than a criminal statute of antiquated uncertainties and based on the out-moded Privileges and Immunities Clause of the Fourteenth Amendment. . . . It is very queer to try to protect human rights in the middle of the Twentieth Century by a left-over from the days of General Grant.” Id., at 529. It is not a work for courts to melt and recast this statute. “Under color” of law meant by authority of law in the nineteenth century. No judicial sympathy, however strong, for needs now felt can give the phrase — a phrase which occurs in a statute, not in a constitution — any different meaning in the twentieth. Compare Mr. Justice Holmes’ varying approaches to construction of the same word in a statute *245and in the Constitution, Towne v. Eisner, 245 U. S. 418, and Eisner v. Macomber, 252 U. S. 189, 219 (dissenting).
This meaning, no doubt, poses difficulties for the case-by-case application of § 1979. Manifestly the applicability of the section in an action for damages cannot be made to turn upon the actual availability or unavailability of a state-law remedy for each individual plaintiff’s situation. Prosecution to adverse judgment of a state-court damage claim cannot be made prerequisite to § 1979 relief. In the first place, such a requirement would effectively nullify § 1979 as a vehicle for recovering damages.72 In the second place, the conclusion that police activity which violates state law is not “under color” of state law does not turn upon the existence of a state tort remedy. Rather, it recognizes the freedom of the States to fashion their own laws of torts in their own way under no threat of federal intervention save where state law makes determinative of a plaintiff’s rights the particular circumstance that defendants are acting by state authority. Section 1979 was not designed to cure and level all the possible imperfections of local common-law doctrines, but to provide for the case of the defendant who can claim that some particular dispensation of state authority immunizes him from the ordinary processes of the law.
*246It follows that federal courts in actions at law under § 1979 would have to determine whether defendants’ conduct is in violation of, or under color of, state law often with little guidance from earlier state decisions. Such a determination will sometimes be difficult, of course. But Federal District Courts sitting in diversity cases are often called upon to determine as intricate and uncertain questions of local law as whether official authority would cloak a given practice of the police from liability in a state-court suit. Certain fixed points of reference will be available. If a plaintiff can show that defendant is acting pursuant to the specific terms of a state statute or of a municipal ordinance, § 1979 will apply. See Lane v. Wilson, 307 U. S. 268. If he can show that defendant’s conduct is within the range of executive discretion in the enforcement of a state statute, or municipal ordinance, § 1979 will apply. See Hague v. C. I. O., 307 U. S. 496. Beyond these cases will lie the admittedly more difficult ones in which he seeks to show some “ ‘custom or usage’ which has become common law.” 73
*247Y.
My Brother Harlan’s concurring opinion deserves separate consideration. It begins by asking what is its essential question: Why would the Forty-second Congress, which clearly provided tort relief in the federal courts for violations of constitutional rights by acts of a policeman acting pursuant to state authority, not also have provided the same relief for violations of constitutional rights by a policeman acting in violation of state authority? What, it inquires, would cause a Congress to distinguish between the two .situations? Examining a first possible differentiating factor — the differing degrees of adequacy of protection of person and property already available in the state courts — it reasons that this could not have been significant in view of Congress’ purpose in 1871, for that purpose was not to enact a statute having “merely a jurisdictional function, shifting the load of federal supervision from the Supreme Court to the lower courts and providing a federal tribunal for fact findings.” *248Examining the other possible distinction — the difference between injuries to individuals from isolated acts of abuse of authority by state officers and injuries to individuals from acts sanctioned by the dignity of state law — it finds that this, too, could not have been important, especially to a Congress which was aware of the existence of state constitutional guarantees of protection to the individual, and which enacted the conspiracy statute which became R. S. § 1980 and is now 42 U. S. C. § 1985.
To ask why a Congress which legislated to reach a state officer enforcing an unconstitutional law or sanctioned usage did not also legislate to reach the same officer acting unconstitutionally without authority is to abstract this statute from its historical context. The legislative process of the post-bellum Congresses which enacted the several Civil Rights Acts was one of struggle and compromise in which the power of the National Government was expanded piece by piece against bitter resistance; the Radicals of 1871 had to yield ground and bargain over detail in order to keep the moderate Republicans in line.74 This was not an endeavor for achieving legislative patterns of analytically satisfying symmetry. It was a contest of large sallies and small retreats in which as much ground was occupied, at any time, as the temporary coalescences of forces strong enough to enroll a prevailing vote could agree upon. To assume that if Congress reached one situation it would also have reached another situation involving not dissimilar problems — assuming, arguendo, that the problems, viewed in intellectual abstraction, are not dissimilar — ignores the temper of the times which produced the Ku Klux Act. This approach would be persuasive only if the two situations, that of a *249state officer acting pursuant to state authority and that of a state officer acting without state authority, were so entirely similar that they would not, in 1871, have been perceived as two different situations at all. In view of the fierce debate which occupied the Forty-second Congress as to whether the Fourteenth Amendment had been intended to do more than invalidate state legislation offensive on its face,75 this supposition must be ruled out. Contrariwise, it is historically persuasive that the Forty-second Congress, which was not thinking in neat abstract categories, designed a statute to protect federal constitutional rights from an immediate evil perceived to be grave — the evil described by the statute’s sponsor, Mr. Shellabarger, “such wrongs ... as are done under color of State laws which abridge these rights,” 76 — but did not, by the same measure, seek to control unconstitutional action abusive of a state authority which did not, itself, “abridge these rights.”
Moreover, even under the most rigorous analysis the two situations argumentatively deemed not dissimilar are indeed dissimilar, and dissimilar in both of the two relevant aspects. As to the adequacy of state-court protection of person and property, there seems a very sound distinction, as a class, between injuries sanctioned by state law (as to which there can never be state-court redress, if at all, unless (1) the state courts are sufficiently receptive to a federal claim to declare their own law unconstitutional, or (2) the litigant persists through a tortuous and protracted process of appeals, after a state trial court has found the facts, through the state-court system to this Court) and injuries not sanctioned by state law. To make this line of distinction determine the incidence of Civil Rights legislation serves to cover the bulk of cases where *250federal judicial protection would be needed. To be sure, this leaves certain cases unprotected, namely, the few instances of federal constitutional violations not authorized by state statute, custom or usage and which concern interests wholly unrecognized by state statute or common law. But the cost of ignoring the distinction in order to cover those cases — the cost, that is, of providing a federal judicial remedy for every constitutional violation — involves pre-emption by the National Government, in the larger class of cases in which rights secured • by the Fourteenth Amendment relate to interests of person and property having a state-law origin, of matters of intimate concern to state and local governments. One of the most persistently recurring motifs in the legislative history of the Ku Klux Act is precisely a reluctance to invade these regions of state and local concern except insofar as absolutely necessary for effective assurance of the Fourteenth Amendment’s guarantees. Therefore, the line of distinction between state-authorized and unauthorized actions, as a line of compromise among positions concerning which the legislative evidence is clear that Congress wanted to, and did, compromise, is the most probable for the Act’s draftsmen to have selected.
To attribute significance to this line of distinction is not to reduce the Ku Klux Act to having "merely a jurisdictional function, shifting the load of federal supervision from the Supreme Court” to an original federal tribunal. First, there are certain classes of cases where § 1979, construed as reaching only unconstitutional conduct authorized by state law, will accord “substantive” relief that would not have been available through the means of state-law, state-court litigation subject to the commands of the Supremacy Clause and to Supreme Court review. This would be the case, for example, if a Negro were to bring an action for damages against a state election official who had denied him the right to vote pursuant to discriminatory *251state franchise provisions77 in a State which did not recognize a common-law action for deprivation of the right to vote.' Similarly, one whose home had been searched by state police acting under a state statute, regulation, custom or usage which authorized an unconstitutional intrusion could recover by a § 1979 action a measure of relief determined, as a “substantive” matter, by federal law, whereas Supreme-Court-reviewed state-court suit might have availed him only damages for technical trespass. And, second, with reference to the more numerous classes of cases in which the redress which a federal trial court might give would be approximately the same, “substantively,” as that which could be recovered by state-court suit, the theory that the Reconstruction Congress could not have meant § 1979 principally as a “jurisdictional” provision granting access to an original federal forum in lieu of the slower, more costly, more hazardous route of federal appeal from fact-finding state courts, forgets how important providing a federal trial court was among the several purposes of the Ku Klux Act.78 One may agree that in one sense § 1979 is not “merely” jurisdictional — not jurisdictional in the sense, for example, that § 3 of the 1866 Civil Rights Act was jurisdictional.79 Section 1979 does *252create a “substantive” right to relief. But this does not negative the fact that a powerful impulse behind the creation of this “substantive” right was the purpose that it be available in, and be shaped through, original federal tribunals.
In truth, to deprecate thé purposes of this 1871 statute in terms of analysis which refers to “merely . . . jurisdictional” effects, to “shifting the load of federal supervision,” and to the “administrative burden on the Supreme Court,” is to attribute twentieth century conceptions of the federal judicial system to the Reconstruction Congress. If today Congress were to devise a comprehensive scheme for the most effective protection of federal constitutional rights, it might conceivably think in terms of defining those classes of cases in which Supreme Court review of state-court decision was most appropriate, and those in which original federal jurisdiction was most appropriate, fitting all cases into one or the other category. The Congress of 1871 certainly did not think in such terms. Until 1875 there was no original “federal question” jurisdiction in the federal courts,80 and the ordinary mode of protection of federal constitutional rights' was Supreme Court review.81 In light of the then prevailing notions of the appropriate relative spheres of jurisdiction of state and *253federal courts of first impression, any allowance of Federal District and Circuit Court competence to adjudicate causes between co-citizens of a State was a very special case, a rarity.82 To ask why, when such a special case was created to redress deprivations of federal rights under authority of state laws which abridged thosé rights, a special case was not also created to cover other deprivations of federal rights whose somewhat similar nature might have made the same redress appropriate, disregards the dominant jurisdictional thought of the day and neglects consideration of the fact that redress in a federal trial court was then to be very sparingly afforded. To extend original federal jurisdiction only in the class of cises in which, constitutional violation being sanctioned by state law, state judges would be less likely than federal judges to be sympathetic to a plaintiff’s claim, is a purpose quite consistent with the “overflowing protection of constitutional rights” which, assuredly, § 1979 manifests.83
*254Finally, it seems not unreasonable to reject the suggestion that state-sanctioned constitutional violations are no more offensive than violations not sanctioned by the majesty of state authority. Degrees of offensiveness, perhaps, lie largely in the eye of the person offended, but is it implausible to conclude that there is something more reprehensible, something more dangerous, in the action of the custodian of a public building who turns out a Negro pursuant to a local ordinance than in the action of the same custodian who turns out the same Negro, in violation of state law, to vent a personal bias? Or something *255more reprehensible about the public officer who beats a criminal suspect under orders from the Captain of Detectives, pursuant to a systematic and accepted custom of third-degree practice, than about the same officer who, losing his temper, breaks all local regulations and beats the same suspect? If it be admitted that there is a significant difference between the situation of the individual injured by another individual and who, although the latter is an agent of the State, can claim from the State’s judicial or administrative processes the same protection and redress against him as would be available against any other individual, and the situation of one who, injured under the sanction of a state law which shields the offender, is left alone and helpless in the face of the asserted dignity of the State, then, certainly, it was the latter of these two situations — that of the unprotected Southern Negroes and Unionists — about which Congress was concerned in 1871.84
*256Again, an analysis which supposes that Congress, by §§ 1 and 2 85 of the Ku Klux Act, was attempting to provide comprehensive coverage of a single problem and, therefore, may not be supposed to have left any aspect of the problem unprovided for, ignores that these two sections were in fact designed to cope with two wholly different problems — two wholly diverse evils. Section 2 was newly drafted in 1871, not, like § 1, taken over from the 1866 Act. It was both civil and criminal, not, like § 1, merely civil. It aimed exclusively at conspiracies, as § 1 did not. And, most important, it sought to protect only the federal right of equal protection, not, like § 1, all Fourteenth Amendment rights.86 Because of its limited scope in this latter respect, those who drafted it and voted for it thought that it could constitutionally'be made to reach instances of action having more tenuous connection with the lawfully asserted authority of the State than could a statute which also reached due process violations.87 For the same reason, it does not reach isolated *257instances of misuse of state authority, but only such as possess the character of “purposeful discrimination” 88 which amounts to a denial of equal protection. The evil that § 2 meant to stamp out was the evil of conspiracy— more particularly, the evil of the Klan, “a conspiracy, so far-flung and embracing such numbers, with a purpose to dominate and set at naught the ‘carpetbag’ and ‘scalawag’ governments of the day,” that it appeared “able effectively to deprive Negroes of their legal rights and to close all avenues of redress or vindication.” Collins v. Hardyman, 341 U. S. 651, 662.89 The enormity and the power of this organization were what made it dangerous.90 Section 1 aimed at another evil, the evil not of combinations dedicated to purposeful and systematic discrimination, but of violation of any rights, privileges, or immunities secured by the Constitution through the authority, enhanced by the majesty and dignity, of the States. Here it was precisely this authorization, this assurance that behind a constitutional violation lay the whole power of the State, that was the danger. One can agree that these two statutory sections may overlap unevenly rather than *258dovetail, but surely it is more plausible to regard this uneven overlap as a result of the diverse origins and purposes of the sections than to derive from it the justification for a construction of § 1979 which distorts the section by stretching it to cover a class of cases presenting neither the evil with which § 1, nor the evil with which § 2, of the Ku Klux Act was designed to cope.
VI.
The present case comes here from a judgment sustaining a motion to dismiss petitioners’ complaint. That complaint, insofar as it describes the police intrusion, makes no allegation that that intrusion was authorized by state law other than the conclusory and unspecific claim that “During all times herein mentioned the individual defendants and each of them were acting under color of the statutes, ordinances, regulations, customs and usages of the State of Illinois, of the County of Cook and of the defendant City of Chicago.” In the face of Illinois decisions holding such intrusions unlawful and in the absence of more precise factual averments to support its conclusion, such a complaint fails to state a claim under § 1979.
However, the complaint does allege, as to the ten-hour detention of Mr. Monroe, that “it was, and it is now, the custom or usage of the Police Department of the City of Chicago to arrest and confine individuals in the police stations and jail cells of the said department for long periods of time on ‘open’ charges.” These confinements, it is alleged, are for the purpose of interrogating and investigating the individuals arrested, in the aim of inducing incriminating statements, permitting possible identification of suspects in lineups, holding suspects incommunicado while police conduct field investigations of their associates and background, and punishing the arrested persons without trial. Such averments do pre*259sent facts which, admitted as true for purposes of a motion to dismiss, seem to sustain petitioners’ claim that Mr. Monroe’s detention — as contrasted with the night-time intrusion into the Monroe apartment — was “under color” of state authority. Under the few relevant Illinois decisions it is impossible to say with certainty that a detention incommunicado for ten hours is unlawful per se,91 or that the courts of that State would hold that the lawless circumstances surrounding Mr. Monroe’s arrest made his subsequent confinement illegal. On this record, then, petitioners’ complaint suffices to raise, the narrow issue of whether the detention incommunicado, considered alone, violates due process.92
Since the majority’s disposition of the case causes the Court not to reach that constitutional issue, it is neither necessary nor appropriate to discuss it here.
The complaint is in nine counts, and seeks to assert a claim in favor of Mr. Monroe, Mrs. Monroe, and their children, respectively, under each of R. S. §§ 1979, 1980 and 1981, 42 U. S. C. §§ 1983, 1985 and 1986. Petitioners have abandoned in this Court their claims under §§ 1980 and 1981, and we are not now asked to determine the applicability of those sections to the facts alleged.
The murder was asserted by the examining officers to have been committed two days before, on October 27.
Drawing upon the reasoning of the Slaughter-House Cases, 16 Wall. 36, this decision determined that only those rights or privileges were secured by the Constitution and laws which were inherent in the status of the individual as a citizen of the National Government, see Ex parte Yarbrough, 110 U. S. 651, Guinn v. United States, 238 U. S. 347, or which were necessary to the integrity of the federal governmental institution, see Motes v. United States, 178 U. S. 458; compare Logan v. United States, 144 U. S. 263, with United States v. Powell, 212 U. S. 564, or which were created by Congress in the legitimate exercise of its Article I powers, see United States v. Waddell, 112 U. S. 76.
It was brought to the attention of Congress in 1871 that “rights, privileges, or immunities” was a more extensive phrase than “privileges or immunities” as used in the Fourteenth Amendment prohibiting a State from abridging “the privileges or immunities of citizens of the United States.” Cong. Globe, 42d Cong., 1st Sess., App. 49-50.
“Whoever, under color of any law, statute, ordinance, regulation, or custom, willfully subjects any inhabitant of any State ... to the deprivation of any rights, privileges, or immunities secured or protected by the Constitution or laws of the United States . . . shall be fined not more than $1,000 or imprisoned not more than one year, or both.”
Civil liability has always been drawn from such indefinite standards as reasonable care, a man of ordinary prudence, foreseeability, etc. And see Baltimore & Ohio R. Co. v. Groeger, 266 U. S. 521; Miller v. Strahl, 239 U. S. 426.
See Koehler v. United States, 189 F. 2d 711 (C. A. 5th Cir.); Clark v. United States, 193 F. 2d 294 (C. A. 5th Cir.); Crews v. United States, 160 F. 2d 746 (C. A. 5th Cir.). These cases are not cited by way of approval.
Petitioners also rely on the Equal Protection Clause. The disposition of the litigation by the majority here makes it unnecessary to discuss this aspect of the case.
Snyder v. Massachusetts, 291 U. S. 97, 105.
See Twining v. New Jersey, 211 U. S. 78; Powell v. Alabama, 287 U. S. 45; Palko v. Connecticut, 302 U. S. 319; Betts v. Brady, 316 U. S. 455; Gibbs v. Burke, 337 U. S. 773; Rochin v. California, 342 U. S. 165.
Ala. Const., Art. I, § 5; Alaska Const., Art. I, § 14; Ariz. Const., Art. II, §8; Ark. Const., Art. II, §15; Cal. Const., Art. I, §19; Colo. Const., Art. II, §7; Conn. Const., Art. I, §8; Del. Const., Art. I, §6; Fla. Const., Declaration of Rights, §22; Ga. Const., Art. I, §2-116; Hawaii Const., Art. I, §5; Idaho Const., Art. I, § 17; Ill. Const., Art. II, § 6; Ind. Const., Art. I, § 11; Iowa Const., Art. I, §8; Kan. Const., Bill of Rights, §15; Ky. Const., Bill of Rights, §10; La. Const., Art. 1, §7; Me. Const., Art. I, §5; Md. Const., Declaration of Rights, Art. 26; Mass. Const., Pt. I, Art. XIV; Mich. Const., Art. II, § 10; Minn. Const., Art. I, § 10; Miss. Const.; Art. 3, §23; Mo. Const., Art. I, § 15; Mont. Const-., Art. Ill, §7; Neb. Const., Art. I, §7; Nev. Const., Art. I, §18; N. H. Const., Pt. I, Art. 19; N. J. Const., Art. I, par. 7; N. M. Const., Art. II, §10; N. Y. Const., Art. I, §12, and Civil Rights Law, §8; N. C. Const., Art. I, § 15; N. D. Const., Art. I, § 18; Ohio Const., Art. I, § 14; Okla. Const., Art. II, § 30; Ore. Const., Art. I, § 9; Pa. Const., Art. I, § 8; R. I. Const., Art. I, § 6; S. C. Const., Art. I, § 16; S. D. Const., Art. VI, § 11; Tenn. Const., Art. I, §7; Tex. Const., Art. I, § 9; Utah Const., Art. I, § 14; Vt. Const., C. I, Art. 11; Va. Const., Art. I, § 10; Wash. Const., Art. I, §7; W. Va. Const., Art. III, § 6; Wis. Const., Art. I, § 11; Wyo. Const., Art. I, §4.
See Huckle v. Money, 2 Wils. 205; Wilkes v. Wood, 19 How. St. Tr. 1153; Bessemer v. Eidge, 162 Ala. 201, 50 So. 270; 1 Cooley’s Constitutional Limitations (8th ed. 1927) 610-615; Fraenkel, Concerning Searches and Seizures, 34 Harv. L. Rev. 361 (1921), containing a collection of authorities.
See, e. g., Thurman v. State, 116 Fla. 426, 156 So. 484; compare Simpson v. State, 152 Tex. Cr. R. 481, 215 S. W. 2d 617, with McClannan v. Chaplain, 136 Va. 1, 15-17, 116 S. E. 495. Note the common legislative proscription upon the search of private homes by officers otherwise authorized to make entries for the enforcement of prohibition laws and other regulatory statutes. E. g., National Prohibition Act, tit. II, §25, 41 Stat. 305, 315; and see Cornelius, Search and Seizure (2d ed. 1930), §§ 135-144.
See 2 Hale, Pleas of the Crown (Wilson ed. 1800) 150.
See, e. g., People v. Cahan, 44 Cal. 2d 434, 282 P. 2d 905 (1955); Sarafini v. San Francisco, 143 Cal. App. 2d 570, 300 P. 2d 44 (1956) ; Ware v. Dunn, 80 Cal. App. 2d 936, 183 P. 2d 128 (1947); Walker v. Whittle, 83 Ga. App. 445, 64 S. E. 2d 87 (1951); People v. Dalpe, 371 Ill. 607, 21 N. E. 2d 756 (1939); Hart v. State, 195 Ind. 384,145 N. E. 492 (1924); Johnson v. Commonwealth, 296 S. W. 2d 210 (Ky. App. 1956); Deaderick v. Smith, 33 Tenn. App. 151, 230 S. W. 2d 406 (1950).
The various analyses which have enabled this Court to find state action in situations other than that presented by Barney v. New York, 193 U. S. 430, are plainly not appropriate to consideration of the question whether in a given instance official conduct is "under color” of state law. Nashville, C. & St. L. R. Co. v. Browning, 310 U. S. 362, and Iowa-Des Moines Nat’l Bank v. Bennett, 284 U. S. 239, came here on certiorari from state court proceedings. Coulter v. Louisville & Nashville R. Co., 196 U. S. 599, and Raymond, v. Chicago Traction Co., 207 U. S. 20, held that accepted administrative usage in the exercise of a power specifically conferred by state legislation and wholly dependent upon that legislation for its coercive effects might constitute such action of a State as to present a cognizable federal question. But see Memphis v. Cumberland Tel. & Tel. Co., 218 U. S. 624. Similarly, Home Tel. & Tel. Co. v. Los Angeles, 227 U. S. 278, held that the existence in a state constitution of provisions coincident with those of the Federal Constitution did not ipso facto immunize state officials from the original jurisdiction of the federal courts. From none of these cases is implication to be drawn pertinent to the interpretation of § 1979.
See note 5, supra.
Mr. Shellabarger, Chairman of the House Select Committee which authored the Act of April 20, 1871, whose first section is now § 1979, reported to the House that that section was modeled upon the second section of the Act of April 9,1866,14 Stat. 27, and that the two sections were intended to cover the same cases, with qualifica*213tions not relevant here. Cong. Globe, 42d Cong., 1st Sess., App. 68. See also id., at 461. The 1866 provision had been re-enacted, substantially and in form, by the seventeenth and eighteenth sections of the Act of May 31, 1870, 16 Stat. 140, 144, and the 1874 revision of the provision was in turn patterned on the present § 1979. See Screws v. United States, 325 II. S. 91, 99-100. The sections have consistently been read as coextensive in their reach of acts “under color” of state authority. Picking v. Pennsylvania R. Co., 151 F. 2d 240, 248 (C. A. 3d Cir.); Burt v. City of New York, 156 F. 2d 791, 792 (C. A. 2d Cir.); McShane v. Moldovan, 172 F. 2d 1016, 1020 (C. A. 6th Cir.); Geach v. Moynahan, 207 F. 2d 714, 717 (C. A. 7th Cir.).
As enacted in 1871, the provision which is now § 1979 reached acts taken “under color of any law, statute, ordinance, regulation, custom, or usage of any State . . . .” 17 Stat. 13. (Emphasis added.) In the Revised Statutes of 1874 and 1878 “law” was omitted from the section, although “law” was retained in the parallel criminal provision, R. S. § 5510, as amended, 18 U. S. C. § 242, and in the jurisdictional provisions, R. S. §§563 (12) and 629 (16). The deletion in § 1979 appears in the Reviser’s Draft (1872) without explanation. 1 Revision of U. S. Statutes, Draft (1872) 947. No alteration in statutory coverage is permissibly to be based upon the change.
The jurisdictional provisions may now be found in 28 U. S. C. § 1343.
Carter v. Greenhow, 114 U. S. 317; Bowman v. Chicago & N. W. Ry. Co., 115 U. S. 611; Giles v. Harris, 189 U. S. 475; Devine v. Los Angeles, 202 U. S. 313; Myers v. Anderson, 238 U. S. 368; Nixon v. Herndon, 273 U. S. 536; Lane v. Wilson, 307 U. S. 268; Douglas v. Jeannette, 319 U. S. 157. One case not involving a state constitution, statute, or ordinance was an instance of state judicial action. Green v. Elbert, 137 U. S. 615; and see Anglo-American Prov. Co. v. Davis Prov. Co., No. 2, 191 U. S. 376.
Holt v. Indiana Mfg. Co., 176 U. S. 68; Moyer v. Peabody, 212 U. S. 78; Hague v. C. I. O., 307 U. S. 496; cf. Smith v. Allwright, 321 U. S. 649.
Northwestern Fertilizing Co. v. Hyde Park, 18 Fed. Cas. 393, No. 10,336 (C. C. N. D. Ill. 1873); Baltimore & Ohio R. Co. v. Allen, 17 F. 171 (C. C. W. D. Va. 1883); Tuchman v. Welch, 42 F. 548, and M. Schandler Bottling Co. v. Welch, 42 F. 561 (C. C. D. Kan. 1890) ; Hemsley v. Myers, 45 F. 283 (C. C. D. Kan. 1891); Davenport v. Cloverport, 72 F. 689 (D. C. D. Ky. 1896); Fraser v. McConway & Torley Co., 82 F. 257 (C. C. D. Pa. 1897); Crystal Springs Land & Water Co. v. Los Angeles, 76 F. 148 (C. C. S. D. Cal. 1896), aff’d, 177 U. S. 169 (see California Oil & Gas Co. v. Miller, 96 F. 12 (C. C. S. D. Cal. 1899)); Aultman & Taylor Co. v. Brumfield, 102 F. 7 (C. C. N. D. Ohio 1900), app. dism’d 22 S. Ct. 938; Wadleigh v. Newhall, 136 F. 941 (C. C. N. D. Cal. 1905); Farson v. City of Chicago, 138 F. 184 (C. C. N. D. Ill. 1905); Brickhouse v. Brooks, 165 F. 534 (C. C. E. D. Va. 1908); Simpson v. Geary, 204 F. 507 (D. C. D. Ariz. 1913); Raich v. Truax, 219 F. 273 (D. C. D. Ariz. 1915), aff’d, 239 U. S. 33; Marcus Brown Holding Co. v. Pollak, 272 F. 137 (D. C. S. D. N. Y. 1920); West v. Bliley, 33 F. 2d 177 (D. C. E. D. Va. 1929), aff’d, 42 F. 2d 101 (C. A. 4th Cir. 1930); Trudeau v. Barnes, 65 F. 2d 563 (C. A. 5th Cir. 1933); Jones v. Oklahoma City, 78 F. 2d 860 (C. A. 10th Cir. 1935); Mitchell v. Greenough, 100 F. 2d 184 (C. A. 9th Cir. 1938); Blackman v. Stone, 101 F. 2d 500 (C. A. 7th Cir. 1939); City of Manchester v. Leiby, 117 F. 2d 661 (C. A. 1st Cir. 1941); Hannan v. City of Haverhill, 120 F. 2d 87 (C. A. 1st Cir. 1941); Hume v. Mahan, 1 F. Supp. 142 (D. C. E. D. Ky. 1932), rev’d, 287 U. S. 575; Premier-Pabst Sales Co. v. McNutt, 17 F. Supp. 708 (D. C. S. D. Ind. 1935) ; Gobitis v. Minersville School Dist., 21 F. Supp. 581 (D. C. E. D. Pa. 1937), 24 F. Supp. 271 (1938), aff’d, 108 F. 2d 683 (C. A. 3d Cir. 1939), rev’d, 310 U. S. 586; Connor v. Rivers, 25 F. Supp. 937 (D. C. N. D. Ga. 1938), aff’d, 305 U. S. 576; Ghadiali v. Delaware State Medical Society, 28 F. Supp. 841 (D. C. D. Del. 1939); Mills v. Board of Education, 30 F. Supp. 245 (D. C. D. Md. 1939); Bluford v. Canada, 32 F. Supp. 707 (D. C. W. D. Mo. 1940), app. dism’d, 119 F. 2d 779 (C. A. 8th Cir. 1941); Kennedy v. City of Moscow, 39 F. Supp. 26 (D. C. D. Idaho 1941). In these eases R. S. § 1979 or the parallel jurisdictional provisions were invoked. Note that in the Jones and Farson cases, supra, defendant’s conduct *215was specifically authorized by local ordinance, although plaintiffs asserted the invalidity of those ordinances under state as well as under federal law. In both cases relief was denied on the ground that no state action was shown, within the rule of Barney v. New York, 193 U. S. 430. To this group of cases involving acts authorized by state law must be added Miller v. Rivers, 31 F. Supp. 540 (D. C. M. D. Ga. 1940), rev’d as moot, 112 F. 2d 439 (C. A. 5th Cir. 1940), in which a state governor had several times authorized action in violation of state court restraining orders, finally declaring martial law in the face of the state judicial decrees. Two reported criminal prosecutions under § 242 also involved conduct sanctioned by state law. United States v. Buntin, 10 F. 730 (C. C. S. D. Ohio 1882); United States v. Stone, 188 F. 836 (D. Md. 1911). Cf. United States v. Horton, 26 Fed. Cas. 375, No. 15,392 (D. Ala. 1867), semble.
Brawner v. Irvin, 169 F. 964 (C. C. N. D. Ga. 1909). In one case decided in 1940 just prior to United States v. Classic, 313 U. S. 299, a Federal District Court did distinctly decide that similar police misconduct unauthorized by state law, was "under color” of state law. United States v. Sutherland, 37 F. Supp. 344 (D. C. N. D. Ga. 1940). An unreported 1940 ease, United States v. Cowan (D. C. E. D. La.), is said to have reached a similar result. See 1941 Atty. Gen. Rep. 98; Brief for the United States; United States v. Classic, 313 U. S. 299, p. 45, n. 25. In neither of these two cases does there appear to have been any examination of the legislative history of the “under color” statutes, nor is any reasoning offered to support the conclusion of the courts.
The court below had dismissed the indictment on the ground that the right was not so secured and had not discussed the “under color” issue. 35 F. Supp. 66.
The Government’s brief contended that, inasmuch as the Civil Rights statutes were passed to enforce the Fourteenth Amendment, they should be read as coextensive with it: “under color” of state law should be coincident with “State action” as this Court had developed the “State action” concept. ' Classic’s brief argued the point as though it were urging a “State action” contention.
Ex parte Virginia, 100 U. S. 339, arose under federal legislation penalizing “any officer or other person charged with any duty in the selection or summoning of jurors” who discriminated on grounds of race, color, or previous condition of servitude in the choosing of juries. The issue was whether this provision could constitutionally be applied to a state judge who discriminated in the administration of a state statute fair on its face. Home Tel. & Tel. Co. v. Los Angeles, 227 U. S. 278, posed the question whether the enforcement of an allegedly confiscatory municipal regulatory ordinance was state action for purposes of Federal District Court “arising under” jurisdiction.
The Mayor and other officials of Jersey City were charged with a concerted program of discriminatory law enforcement intended to drive union organizers out of the city.- The acts upon which amenability to suit under § 1979 was predicated were (1) the enforcement of a municipal ordinance which this Court held unconstitutional on its face; (2) the enforcement of a second ordinance in a manner which willfully discriminated against union organizers; and (3) “acts not under the authority of any ordinance or statute but committed under color of municipal office and as part of a deliberate municipal policy.” 101 F. 2d 774, 790. The Court of Appeals for the Third Circuit held that, on these facts, all three classes of conduct, viewed together, constituted “State action.” This Court affirmed and modified the decree without considering the pointy
That the Court had not in the Classic case isolated the “under color” issue from the question of “State action” is indicated by the opinions in Snowden v. Hughes, 321 U. S. 1. The latter case arose under § 1979, yet although the “State action” principle had been the basis for the decision below and was prominently treated in two opinions here, no reference was made to the “under color” phrase.
The brief for petitioners Screws et al. contains no citation to legislative history. The brief for the United States, after several citations intended to demonstrate that the purpose of the Civil Rights Acts was to enforce the Fourteenth Amendment and to protect the rights which it secures (these citations, employed to the same purpose, may be found in the plurality opinion, 325 U. S., at 98-99), sets forth only one other bit of legislative material: a statement made in debate by Senator Davis of Kentucky, an opponent of the Act of 1866, to the effect that the Act would repeal the penal laws of all the States. See Cong. Globe, 39th Cong., 1st Sess. 598.
See 325 U. S., at 111 (plurality); id., at 142-144 (dissent). These two statements are set forth in text at notes 38 and 39, infra. The plurality opinion also contains references to other aspects of the legislative history in another context, id., at 98-100; see note 28, supra. In his separate opinion, Mr. Justice Rutledge twice adverts to legislative materials, once with regard to matters not relevant here, id., at 120, n. 13, 14, and once, pertinently, with particular reference to the position of opponents of the 1866 Act that the legislation would invade the province of the States (setting forth Senator Davis’ statement, see note 28, supra), id., at 132, n. 33. Mr. Justice Murphy, also writing separately, does not discuss the “under color” issue.
Neither the Court’s opinion nor the briefs in Williams contain any citation to the legislative history of the Civil Rights Acts. It is true *220that between Screws and Williams Congress in 1948 re-enacted § 242 without material change. If that section were before the Court in the present case, the implications of that re-enactment might have to be appraised. Yet whatever tenuous thread of legislative approbation of Screws might be drawn from the kind of bulk-sale congressional action which was involved in its enactment of a whole criminal code by way of the new Title 18, U. S. C., in 1948, any attempt to tangle in that same thread § 1979 — a statute which has not been touched by Congress in three quarters of a century — would exceed the bounds of fictionally implied legislative adoption.
E. g., United States v. United Mine Workers, 330 U. S. 258; United States v. C. I. O., 335 U. S. 106; United States v. Harriss, 347 U. S. 612; Phillips Petroleum Co. v. Wisconsin, 347 U. S. 672; Galvan v. Press, 347 U. S. 522; Textile Workers v. Lincoln Mills, 353 U. S. 448.
The Act of September 9, 1957, 71 Stat. 634, 637, provides that “No person, whether acting under color of law or otherwise, shall intimidate, threaten, coerce, or attempt to intimidate, threaten, or coerce any other person for the purpose of interfering with the right of such other person to vote” at any election held solely or in part for the purpose of selecting or electing candidates for designated federal offices. Such an enactment, of course, can in no conceivable manner be considered congressional “adoption” or approbation of this Court's constructions of the “under color” clause in Classic, Screws and Williams, for the sufficient reason (among others) that the statute employs the clause only to go beyond it — manifesting a purpose, through the expression “under color of law or otherwise,” to reach all individual conduct of the class described, whether or not “under color” of law, and whatever “under color” of law may mean. See H. R. Rep. No. 291, 85th Cong., 1st Sess. 12. The provisions of H. R. 627, 84th Cong., 2d Sess., as reported from the House Committee on the Judiciary and made the subject of H. R. Rep. No. 2187, 84th Cong., 2d Sess., are similar. See especially id., at 9-11.
The Civil Rights Act of 1960, 74 Stat. 86, 88-89, 90, does twice use the clause “under color of [law],” but in contexts wholly different from that of R. S. § 1979. Section 301 of the 1960 Act requires every “officer of election” to retain and preserve during a specified period all records and papers which come into his possession relating to acts requisite to voting at an election wherein candidates for designated federal offices are voted for. Section 306 (which comprises the only use of “under color” language in the House bill that was the subject of H. R. Rep. No. 956, 86th Cong., 1st Sess.) defines an “officer of election” as “any person who, under color of any Federal, State, Commonwealth, or local law, statute, ordinance, regulation, authority, custom, or usage, performs or is authorized to perform any function, duty, or task in connection with any application, registration, payment of poll tax, or other act requisite to voting” in any election at which votes are east for candidates for those designated federal offices. These provisions, like those of the 1957 Act, are of very limited scope, reaching only certain conduct affecting federal *224elections. Section 601 of the 1960 Act provides that in any proceeding instituted by the Attorney General for preventive relief against the deprivation, on account of race or color, of certain voting rights, see R. S. § 2004, as amended by the Act of September 9, 1957, 71 Stat. 634, 637, 42 U. S. C. § 1971, the court shall, on proper request, make a finding whether such deprivation was or is pursuant to a pattern or practice. If the court finds such a pattern or practice, any person of that race or color resident within the affected area is entitled, during a specified period, to an order declaring him qualified to vote, “upon proof that at any election or elections (1) he is qualified under State law to vote, and (2) he has since such finding by the court been (a) deprived of or denied under color of law the opportunity to register to vote or otherwise to qualify to vote, or (b) found not qualified to vote by any person acting under color of law.” Whatever meaning “under color of law” may have as so employed, Congress’ use of the phrase in this narrowly limited context — applying to a situation in which voting rights have been infringed on grounds of race or color pursuant to a pattern or practice — cannot reasonably be taken as indicative of congressional attitude toward one or another possible construction of “under color” in the sweeping context of R. S. § 1979.
All this is said quite apart from the consideration of how little weight may properly be given to inferences drawn from the silence of minority reports of congressional committees, especially committees sitting almost a century after the enactment of the legislation in question.
People v. Grod, 385 Ill. 584, 53 N. E. 2d 591; People v. Dalpe, 371 Ill. 607, 21 N. E. 2d 756; People v. Brocamp, 307 Ill. 448, 138 N. E. 728. See Ill. Rev. Stat., c. 38, §§ 691-699 (1959); Ill. Const., Art. II, § 6.
See Bucher v. Krause, 200 F. 2d 576 (C. A. 7th Cir.).
See Cong. Globe, 39th Cong., 1st Sess. 474, 602, 1117-1118; 1123-1124, 1151, 1159-1160, 1758-1759. See 1 Fleming, Documentary History of Reconstruction (Reprint 1950) 273-311; 2 Com-mager, Documents of American History (6th ed. 1958) 2-7, for typical Black Code provisions. A more dispassionate appraisal of the Codes than was possible during the turbulence of Reconstruction is found in Randall, The Civil War and Reconstruction (1937) 724-730.
Cong. Globe, 39th Cong., 1st Sess. 1680. See also id., at 1266. Light is thrown upon this distinction between the deprivation of a right and its violation — deprivation being competent to the law-making and law-enforcing organs of a State — by comparison of the language of § 1979, establishing liability for the “deprivation of any rights, privileges, or immunities secured by the Constitution . . . ,” 17 Stat. 13, with the provisions of the criminal conspiracy section of the 1870 Act, penalizing conspiracies to intimidate any person in order to “hinder his free exercise and enjoyment of any right or privilege granted or secured to him by the Constitution.” 16 Stat. 140, 141. Cf. Civil Rights Cases, 109 U. S. 3, 17-18.
Senator Trumbull had introduced the bill. Cong. Globe, 39th Cong., 1st Sess. 129.
Cong. Globe, 39th Cong., 1st Sess. 1758.
Cong. Globe, 41st Cong., 2d Sess. 3663. Mr. Sherman’s remarks were addressed not specifically to the section which paralleled the 1866 “under color” language, but to the whole of the pending Senate amendment, a substitute for .the House bill. Compare id., at 3561 *228with id., at 3503. It was from the Senate amendment, containing an “under color” provision modeled on § 2 of the Act of 1866, that the 1870 Act, as finally enacted, immediately derived.
17 Stat. 13. (Emphasis added.)
Cong. Globe, 42d Cong., 1st Sess., App. 68. Mr. Shellabarger was the Chairman of the House Select Committee which drafted the Ku Klux Act. In reporting it out of committee, he described its first section, now § 1979, as modeled on the second section of the First Civil Rights Act of 1866. Ibid. In debate on the 1866 Act Shella-barger had said that the earlier provision was meant “not to■ usurp the powers of the States to punish offenses generally against the rights of citizens in the several States, but its whole force is expended in defeating an attempt, under State laws, to deprive races and the members-thereof as such of the rights enumerated in this act.” Cong. Globe, 39th Cong., 1st Sess. 1294.
Cong. Globe, 42d Cong., 1st Sess. 697.
Id., at 808.
The claim was several times repeated in debate that the bill operated to absorb “the entire jurisdiction of the States over their local and domestic affairs,” id., at 366, or that it would bring “private grievances to the Federal courts.” Id., at 395. With very few exceptions {ibid., id., at 361, 429, App. 91) these criticisms were not directed to the Act’s first section, now § 1979. See also id., at 416, 510, 660, App. 160, 179, 241-243, 258. One opposition speaker did object specifically to § 1 as providing a federal forum for the deprivation of a suitor’s rights although “The offenses committed against him may be the common violations of the municipal law of his State.” Id., at App. 50. And one supporter of the measure, who argued that the Fourteenth Amendment gave Congress power to enact a general criminal law, if necessary, for the protection of citizens under the Privileges and Immunities, Due Process, and Equal Protection Clauses, said of § 2 of the Act of 1866, the model for § 1 of the 1871 Act, that it punished acts which would otherwise be “mere misdemeanors” at state law. Id., at 504. But these two remarks are the only assertions, throughout hundreds of pages of debate, that § 1 might reach conduct which state law proscribed. Proponents of the bill, addressing themselves to the charge of federal over*230reaching, insisted that they could support the measure- only because they understood that it did not presume to enter upon that realm of protection of rights traditionally reserved to the States. Id., at 800. See notes 47-50, infra. And see the statement of Senator Edmunds, id., at 697-698: “[The bill] does not undertake to interpose itself out of the regular order of the administration of law. It does not attempt to deprive any State of the honor which is due to the punishment of crime.”
Id., at 317. Any act to effect the object of the conspiracy rendered all the conspirators guilty of a felony.
The impetus for the enactment of the Ku Klux Act was President Grant’s message to Congress asserting that a condition then existed in some States which rendered life and property insecure and which was beyond the power of state authorities to control. See id., at App. 226. Throughout the debates on the bill the note was repeated: there was a need for federal action to supplant state administration which was failing to provide effective protection for private rights. Id., at 345, 368, 374, 428, 444, 457-459, 460, 476, 505-506, 653, App. 78, 167, 185, 248-249, 252. Constitutional authority for such federal action was sought in the logic that “States” were ordered by the Fourteenth Amendment not to “deny” equal protection of the laws; that a “State” in effect denied such protection not only when its legislation was on its face unequal, but whenever its judicial or execu*231tive authorities by a consistent course of practice, “permanently and as a rule” refused to enforce its laws for the protection of some class of persons. Id., at 334. See id., at 416, 482, 505-506, 606-608, 697, App. 251-252, 315. But what was deemed the prerequisite to validity of congressional action in implementation of the Amendment under this theory was no less than a State’s permitting “the rights of citizens to be systematically trampled upon without color of law,” id., at 375; “A systematic failure to make arrests, to put on trial, to convict, or to punish offenders.” Id., at 459. The National Government was thought powerless to intervene to regulate “A mere assault and battery, or arson, or murder .... The law is believed to be sufficient to cover such cases, and the officers of justice amply able to arrest and punish the offenders.” Id., at 457. See also Mr. Perry’s assertion, id., at App. 79, that the wrongs which Congress may remedy “are not injuries inflicted by mere individuals or upon ordinary rights of individuals,” but injuries inflicted “under color of State authority or by conspiracies and unlawful combinations with at least the tacit acquiescence of the State authorities.” Wrongs susceptible of adequate redress before the state courts evidently did not concern Congress, and Congress in 1871 did not attempt to reach those wrongs.
General Garfield, id., at App. 154:' “In so far as this section punishes persons who under color of any State law shall deny or refuse to others the equal protection of the laws, I give it my cheerful support; but when we provide by congressional enactment to punish a mere violation of a State law, we pass the line of constitutional authority.” (This objection is taken specifically to § 3 of the Act, authorizing federal executive intervention under certain circumstances.) See also, e. g., id., at App. 113-116: Mr. Farnsworth, who had no objection to § 1, now § 1979, vigorously opposed § 2 as extending to encompass individual action.' Farnsworth regarded the Fourteenth Amendment as directed exclusively to the discrimina-tions of state legislation, and his approval of § 1 indicates his understanding that it referred to conduct authorized by such legislation. Garfield seems to have agreed that § 1 did not reach even systematic maladministration of state law fair on its face. See id., at App. 153.
Mr. Shellabarger proposed the amendment to § 2, id., at 477, to meet the constitutional objections which the original form of that section had evoked. See id., at 478, App. 187-190, 313. Numerous members of the majority party thereupon withdrew their opposition to the bill. See id., at 514, App. 187-190, 231, 313-315. The form of the second section as it was finally enacted is, in relevant part, substantially that of R. S. § 1980,42 U. S. C. § 1985: “If two or more persons in any State . . . conspire ... for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of équal privileges and immunities under the laws; or for the purpose of preventing or hindering the constituted authorities of any State . . . from giving or securing to all persons within such State . . . the equal protection of the laws; [and] if one or more persons engaged therein do, or cause to be done, any act in furtherance of the object of such conspiracy, whereby another is injured in his person or property, or deprived of having and exercising any right or privilege of a citizen of the United States, the party so injured or deprived may have an action for the recovery of damages, occasioned by such injury or deprivation, against any one or more of the conspirators.” See 17 Stat. 13. Mr. Shellabarger emphasized that the purpose of the change was to make the gist of the offense a deprivation of equality of rights, not a deprivation of rights alone. Cong. Globe, 42d Cong., 1st Sess. 478.
Representative Poland had argued the unconstitutionality of the original § 2 on the ground that it sought to extend federal protection to private, persons and property, whereas the Fourteenth Amendment guaranteed only equal protection, leaving the States free to protect or not to protect whatever interests they chose so long as the protection afforded was non-discriminatory. The amendment of §2 met this objection, and Mr. Poland supported the bill, finding no cause, for concern in the language of § 1. Id., at 514. For other congressmen who opposed the initial form of § 2 but found no constitutional impediment to enactment of § 1, see id., at 578-579 (Trumbull), App. 86 (Storm), 150-154 (Garfield), 187-190 (Willard). Farnsworth objected to even the amended form of § 2, but voiced no adverse *233criticism of § 1. Id., at 513. Slater, also opposing § 2, argued that if Congress could assert general criminal jurisdiction in the States (as he contended that section did), it coidd also assert general civil jurisdiction in protection of persons and property. Apparently he did not regard § 1 as threatening such an assertion. Id., at App. 304.
There was in fact relatively little opposition to § 1. See id.; at 568. Many vociferous opponents of the Act did not assail that section. E. g., id., at 419, App. 112, 134-139, 300-303. What objections there were did not suggest that the section usurped state power by assuming a concurrent authority to redress state-law violations, but, quite the opposite, attacked the section for penalizing state judges, legislators and administrative officials acting in full obedience to state law, “under a solemn, official oath, though as pure in duty as a saint.” Id., at 365.
Id., at App. 315. See id., at App. 313-315.
Id., at 579.
Id., at 368 (Sheldon). See also id., at 501 (Frelinghuysen).
Id., at App. 277 (Porter).
Id., at App. 268 (Sloss).
Id., at App. 218.
Id., at App. 216.
Id., at App. 217. One significant objection made to § 1 reveals its opponents' comprehension of its scope. It was objected that the section was unnecessary inasmuch as under Amendment Fourteen and the Supremacy Clause there was no longer any danger of “violation *235of the rights of citizens under color of the laws of the States.” Id., at App. 231 (Blair). The appellate jurisdiction of the Supreme Court of the United States under § 25 of the Judiciary Act of 1789, providing for review on writ of error of state court judgments sustaining state authority against federal constitutional challenge or striking down asserted federal authority, was regarded as offering sufficient protection against the deprivations of rights covered by § 1. Id., at App. 86 (Storm).
See note 46, supra.
Cong. Globe, 42d Cong., 1st Sess. 374.
Id., at 428.
Id., at 653.
Id., at App. 315.
Id., at 505.
Id., at App. 179.
Id., at 334.
See note 46, supra.
“The Fourteenth Amendment, itself a historical product, did not destroy history for the States . . . .” Jackman v. Rosenbaum Co., 260 U. S. 22, 31.
In the last twenty years the lower federal courts have encountered a volume of litigation seeking Civil Rights Act redress for a variety of wrongs ranging from arbitrary refusal by housing department officials to issue architect’s certificates, Burt v. New York, 156 F. 2d 791 (C. A. 2d Cir.), to allegedly malicious charges made by a state grand jury. Lyons v. Baker, 180 F. 2d 893 (C. A. 5th Cir.). Plaintiffs have sought redress against the signers of a mandamus petition, parties to a state mandamus proceeding to compel city commissioners to hold a local referendum, Lyons v. Dehon, 188 F. 2d 534 (C. A. 5th Cir.), against state officials administering a local WPA project for refusing to employ the plaintiff and instituting insanity proceedings against him, Love v. Chandler, 124 F. 2d 785 (C. A. 8th Cir.), against adversaries and judge in a state civil judicial proceeding where egregious error resulting in holding against plaintiffs was alleged, Bottone v. Lindsley, 170 F. 2d 705 (C. A. 10th Cir.); Campo v. Niemeyer, 182 F. 2d 115 (C. A. 7th Cir.); cf. Moffett v. Commerce Trust Co., 187 F. 2d 242 (C. A. 8th Cir.). Most courts have refused to convert what would otherwise be ordinary state-law claims for false imprisonment or malicious prosecution or assault and battery into civil rights cases on the basis of conclusory allegations of constitutional violation. Lyons v. Weltmer, 174 F. 2d 473 (C. A. 4th Cir.); McGuire v. Todd, 198 F. 2d 60 (C. A. 5th Cir.); Curry v. Ragan, 257 F. 2d 449 (C. A. 5th Cir.); Deloach v. Rogers, 268 F. 2d 928 (C. A. 5th Cir.) ; Agnew v. City of Compton, 239 F. 2d 226 (C. A. 9th Cir.).
See, e. g., Valle v. Stengel, 176 F. 2d 697 (C. A. 3d Cir.), a case which decides a number of novel and difficult questions of federal constitutional law. The alleged conduct of defendant sheriff which was held actionable under § 1979 was in violation of state law.
See Foote, Tort Remedies for Police Violations of Individual Rights, 39 Minn. L. Rev. 493 (1955); Barrett, Exclusion of Evidence Obtained by Illegal Searches — A Comment on People vs. Cahan, 43 Cal. L. Rev. 565 (1955); cf. Edwards, Criminal Liability for Unreasonable Searches and Seizures, 41 Va. L. Rev. 621 (1955). And see, e. g., State for Use Brooks v. Wynn, 213 Miss. 306, 56 So. 2d 824.
The common law seems still to retain sufficient flexibility to fashion adequate remedies for lawless intrusions. Compare with the cases cited in Wolf v. Colorado, 338 U. S. 25, 30, n. 1; Bull v. Armstrong, 254 Ala. 390, 48 So. 2d 467 (1950); Sarafini v. San Francisco, 143 Cal. App. 2d 570, 300 P. 2d 44 (1956); Ware v. Dunn, 80 Cal. App. 2d 936, 183 P. 2d 128 (1947); Walker v. Whittle, 83 Ga. App. 445, 64 S. E. 2d 87 (1951); Johnson v. Atlantic Coast Line R. Co., 142 S. C. 125, 140 S. E. 443 (1927); Deaderick v. Smith, 33 Tenn. App. 151, 230 S. W. 2d 406 (1950).
This is so not only because of the practical impediment to Civil Rights Act relief which would be posed by §, two-suit requirement, but because the efficient process of judicial administration might well require that a plaintiff present his federal constitutional contention to the state courts along with his state-law contentions, that he there assert the federal unconstitutionality of maintaining the defense of state authorization to a state-law tort action. Cf. Angel v. Bullington, 330 U. S. 183. Of course, once that federal contention is properly presented to the state courts, plaintiff has open for review here an adverse state-court judgment; but if plaintiff were successful in this Court, the effect of our disposition would be to return plaintiff to the state courts for a state-law measure of relief.
See note 57, supra. Cf. Civil Rights Cases, 109 U. S. 3, 16. And see Nashville, C. & St. L. R. Co. v. Browning, 310 U. S. 362, 369: “Here ... all the organs of the state are conforming to a practice, systematic, unbroken for more than forty years, and now questioned for the first time. It would be a narrow conception of jurisprudence to confine the notion of ‘laws’ to what is found written on the statute books, and to disregard the gloss which life has written upon it. Settled state practice cannot supplant constitutional guarantees, but it can establish what is state law. . . . Deeply embedded traditional ways of carrying out state policy, such as those of which petitioner complains, are often tougher and truer law than the dead words of the written text.”
Where the jurisdiction of a Federal District Court is invoked to vindicate a claim under § 1979 and where that court finds that defendants’ conduct is not under color of state law, difficult questions may also arise as to whether the court should nevertheless determine the respective rights of the parties at state law, under the doctrine of Hurn v. Oursler, 289 U. S. 238, and Bell v. Hood, 327 U. S. 678. But *247see California Water Service Co. v. City of Redding, 304 U. S. 252; Massachusetts Universalist Convention v. Hildreth & Rogers Co., 183 F. 2d 497 (C. A. 1st Cir.); Robinson v. Stanley Home Prods. Inc., 272 F. 2d 601 (C. A. 1st Cir.). Petitioners in this ease have never throughout the litigation below raised the issue of the possible application of the Hum rule to these circumstances, nor is that issue among the questions presented in their petition for certiorari here. Under our Rule 23, subpar. 1 (c) it is not now, therefore, before the Court, and there is no intention here to intimate any opinion on the novel problem of federal jurisdiction of state-law claims “pendent” to such a case as this. Suffice it to say that whatever application Hum may have to these situations, its application will entail a very different level of federal judicial involvement with the adjudication of rights between individuals in a State than would the interpretation of § 1979 which petitioners urge. Whatever incursion into areas of conventionally exclusive state-court competence jurisdiction “pendent” to a § 1979 claim might entail would touch considerations not peculiar to § 1979, but rather which concern the Hum doctrine.
See the history of § 2 of the Ku Klux Act described, supra, at notes 44r-50. For an excellent picture of the background of this legislative struggle, see McKitrick, Andrew Johnson and Reconstruction (1960).
See, e. g„ Cong. Globe, 42d Cong., 1st Sess. 482, 505-606, 697, App. 81-86, 315.
Id., at App. 68.
See, e. g., Lane v. Wilson, 307 U. S. 268.
See, e. g., the pages of debate cited in note 46, supra.
That section gave the District and Circuit Courts of the United States concurrent jurisdiction of all causes, civil and criminal, “affecting persons who are denied or cannot enforce in the courts or judicial tribunals of the State or locality where they may be any of the rights secured to them by the first section” of the 1866 Act. It further provided: “The jurisdiction in civil and criminal matters hereby conferred on the district and circuit courts of the United States shall be exercised and enforced in conformity with the laws of the United States, so far as such laws are suitable to carry the same into effect; but in all cases where such laws are not adapted to the object, or are deficient in the provisions necessary to furnish suitable remedies and punish offences against law, the common law, as modified and changed by the constitution and statutes of the State wherein *252the court having jurisdiction of the cause, civil or criminal, is held, so far as the same is not inconsistent with the Constitution and laws of the United States, shall be extended to and govern said courts in the trial and disposition of such cause . . . .” Act of April 9, 1866, § 3,14 Stat. 27.
Except, of course, during the time between the Act of February 13, 1801, § 11, 2 Stat. 92, and its repeal by the Act of March 8, 1802, § 1, 2 Stat. 132. “Federal question” jurisdiction was conferred by the Act of March 3,1875, § 1,18 Stat. 470.
Recognition of this situation underlies the comments of Messrs. Blair and Storm, see note 57, supra, and the debate among Senators Edmunds, Trumbull and Carpenter referred to in the concurring opinion. See especially Cong. Globe, 42d Cong., 1st Sess. 576-578.
This is why Mr. Carpenter speaks of the Fourteenth Amendment’s Enforcement Clause as working “one of the fundamental, one of the great, the tremendous revolutions effected in our Government by that article of the Constitution.” Id., at 577.
See the remarks of Mr. Dawes, a member of the Committee which reported the Ku Klux bill, id., at 476:
“The first remedy proposed by this bill is a resort to the courts of the United States. Is that a proper place in which to find redress for any such wrongs? If there be power to call into the courts of the United States an offender against these rights, privileges, and immunities, and hold him to an account there, either civilly or criminally, for their infringement, I submit to the calm and candid judgment of every member of this House that there is no tribunal so fitted, where equal and exact justice would be more likely to be meted out in temper, in moderation, in severity, if need be, but always according to the law and the fact, as that great tribunal of the Constitution.”
And see, e. g., the remarks of Mr. Coburn, id., at 459-460:
“Whenever, then, there is a denial of' equal protection by the State, the courts of justice of the nation stand with open doors, ready to *254receive and hear with impartial attention the complaints of those who are denied redress elsewhere. Here may come the weak and poor and downtrodden, with assurance that they shall be heard. Here may come the man smitten with many stripes and ask for redress. Here may come the nation, in her majesty, and demand the trial and punishment of offenders, when all, all other tribunals are closed ....
“Can these means be made effectual ? Can we thus suppress these wrongs? I will say we can but try. The United States courts are further above mere local influence than the county courts; their judges can act with more independence, cannot be put under terror, as local judges can; their sympathies are not so nearly identified with those of the vicinage; the jurors are taken from the State, and not the neighborhood; they will be able to rise above prejudices or bad passions or terror more easily. The marshal, clothed with more power than the sheriff, can make arrests with certainty, and, with the aid of the General Government, can seize offenders in spite of any banded and combined resistance such as may be expected. Thus, at least, these men, who disregard all law, can be brought to trial. Here we stop. The court is to do the rest, acting under all its solemn obligations of duty to country and God. Can we trust it, or are we afraid of our own institutions? Does the grim shadow of the State step into the national court, like a goblin, and terrify us? Does this harmless and helpless ghost drive us from that tribunal — the State that mocks at justice, the State that licenses outlawry, the State that stands dumb when the lash and the torch and the pistol are lifted every night over the quiet citizen? We believe that we can trust our'United States courts, and we propose to do so.”
It is suggested that Congress knew there existed state constitutional guarantees of which state legislation might fall afoul, and that nevertheless there is found in the debates no “explanation of [the] exception to the general rule” which would obtain if § 1979 were applied to conduct authorized by state statute, ordinance, regulation, custom or usage, but violative of a state constitution. To regard such an application as an “exception” is to misconceive the incidence of § 1979 by regarding its operation from the wrong perspective. The question whether official action does or does not come within the statute depends not upon what state law the action does or does not violate, but upon what state law does or does not authorize the action. The state authorization against which Congress aimed § 1979 was authorization by the living, functioning law of the State, not authorization in strict conformity with what may have become no more than an unheeded pattern of words upon the closed pages of a State’s books of legal learning. It meant to reach those “Deeply embedded traditional ways of carrying out state policy [which] . . . are often tougher and truer law than the dead words of the written text,” see note 73, supra, and it would by its terms have reached the case supposed by my Brother Harlan not as a matter of exception in need of explanation, but by its natural logic.
Section 2 of the Ku Klux Act attached civil and criminal liability to conspiracy “for the purpose, either directly or indirectly, of depriving any person or any class of persons of the equal protection of the laws, or of equal privileges or immunities under the laws, or for the purpose of preventing or hindering the constituted authorities of any State from giving or securing to all persons within such State the equal protection of the laws . . . .” 17 Stat. 13. The civil provisions of this section were carried forward, as amended, in R. S. § 1980, and are now found in 42 U. S. C. § 1985. The criminal provisions, carried forward in R. S. § 5519, were declared unconstitutional in United States v. Harris, 106 U. S. 629, and Baldwin v. Franks, 120 U. S. 678.
See Cong. Globe, 42d Cong., 1st Sess. 478, App. 315.
The Fourteenth Amendment provides that no State shall “deprive” any person of life, liberty, or property without due process of law, and that no State shall “deny” to any person within its jurisdiction the equal protection of the laws. It is clear that the Forty-second Congress believed that “denial” could be worked by non-action, while “deprivation" required ill-action; thus, that the *257scope of federal enforcing power under the Equal Protection Clause reached further, in respect of situations in which there was no assertion of legitimate state authority, than did the equivalent scope of power under the Due Process and Privileges and Immunities Clauses. See, id., at 459, 482, 505-506, 514, 607-608, 697, App. 251, 315. This appears to be why § 2 was acceptable in its amended, while not in its original, form.
Snowden v. Hughes, 321 U. S. 1, 9; see also Lisenba v. California, 314 U. S. 219, 226.
I agree that this is not the appropriate occasion to pass upon the construction of § 1985.
For an appreciation of the nature and character of the Ku Klux Klan as it appeared to Congress in 1871, see S. Rep. No. 1, 42d Cong., 1st Sess., and the voluminous report of the Joint Select Committee to inquire into the Condition of Affairs in the late Insurrectionary States, published as S. Rep. No. 41, pts. 1-13, and H. R. Rep. No. 22, pts. 1-13, 42d Cong., 2d Sess.
Compare People v. Frugoli, 334 Ill. 324, 166 N. E. 129 (1929), and Fulford v. O’Connor, 3 Ill. 2d 490, 121 N. E. 2d 767 (1954), with People v. Kelly, 404 Ill. 281, 89 N. E. 2d 27 (1949).
In considering the detention of Mr. Monroe as isolable from the invasion of the Monroe home for purposes of applying § 1979, one does not ignore that in its treatment of coerced-confession cases and deprivation-of-counsel cases coming here from state courts, this Court has looked to the whole sequence of activity by state authorities pertinent to the prosecution of a criminal defendant. Malinski v. New York, 324 U. S. 401, 412 (concurring opinion joined in, and made a majority view, at 438); Watts v. Indiana, 338 U. S. 49; Turner v. Pennsylvania, 338 U. S. 62; Harris v. South Carolina, 338 U. S. 68; Gibbs v. Burke, 337 U. S. 773. But these cases differ from the one at bar precisely in the fact that they do come here after the sustaining of a criminal conviction by the highest court of a State competent to act in the matter. In all such cases the processes of law administration of a State have rendered the final judgment of state law, and the federal question presented is whether the conviction has, in light of the totality of the events leading to that conviction, violated due process. The question in the instant case is the much narrower one whether petitioners have alleged conduct “under color” of state authority which deprives them of a Fourteenth Amendment right, and thus brought respondents’ conduct within the specific requirements of the statute for initiating litigation in a Federal District Court.
8.1.3 Daniels v. Williams 8.1.3 Daniels v. Williams
DANIELS v. WILLIAMS
No. 84-5872.
Argued November 6, 1985
Decided January 21, 1986
*328 Stephen Allan Saltzburg argued the cause and filed briefs for petitioner.
James Walter Hopper argued the cause and filed a brief for respondent.
Justice Rehnquist
delivered the opinion of the Court.
In Parrott v. Taylor, 451 U. S. 527 (1981), a state prisoner sued under 42 U. S. C. § 1983, claiming that prison officials had negligently deprived him of his property without due process of law. After deciding that § 1983 contains no independent state-of-mind requirement, we concluded that although petitioner had been “deprived” of property within the meaning of the Due Process Clause of the Fourteenth Amendment, the State’s postdeprivation tort remedy provided the process that was due. Petitioner’s claim in this case, which also rests on an alleged Fourteenth Amendment “deprivation” caused by the negligent conduct of a prison official, leads us to reconsider our statement in Parrott that “the alleged loss, even though negligently caused, amounted to a deprivation.” Id., at 536-537. We conclude that the Due Process Clause is simply not implicated by a negligent act of an official causing unintended loss of or injury to life, liberty, or property.
In this § 1983 action, petitioner seeks to recover damages for back and ankle injuries allegedly sustained when he fell on a prison stairway. He claims that, while an inmate at the city jail in Richmond, Virginia, he slipped on a pillow negligently left on the stairs by respondent, a correctional deputy stationed at the jail. Respondent’s negligence, the argument runs, “deprived” petitioner of his “liberty” interest in freedom from bodily injury, see Ingraham v. Wright, 430 U. S. 651, 673 (1977); because respondent maintains that he is entitled to the defense of sovereign immunity in a state tort suit, petitioner is without an “adequate” state remedy, cf. Hudson v. Palmer, 468 U. S. 517, 534-536 (1984). Accordingly, the deprivation of liberty was without “due process of law.”
*329The District Court granted respondent’s motion for summary judgment. A panel of the Court of Appeals for the Fourth Circuit affirmed, concluding that even if respondent could make out an immunity defense in state court, petitioner would not be deprived of a meaningful opportunity to present his case. 720 F. 2d 792 (1983). On rehearing, the en banc Court of Appeals affirmed the judgment of the District Court, but under reasoning different from that of the panel. 748 F. 2d 229 (1984). First, a 5-4 majority ruled that negligent infliction of bodily injury, unlike the negligent loss of property in Parratt, does not constitute a deprivation of any interest protected by the Due Process Clause. The majority therefore believed that the postdeprivation process mandated by Parratt for property losses was not required. Second, the en banc court unanimously decided that even if a prisoner is entitled to some remedy for personal injuries attributable to the negligence of state officials, Parratt would bar petitioner’s claim if the State provided an adequate postdeprivation remedy. Finally, a 6-3 majority concluded that petitioner had an adequate remedy in state court, even though respondent asserted that he would rely on sovereign immunity as a defense in a state suit. The majority apparently believed that respondent’s sovereign immunity defense would fail under Virginia law.
Because of the inconsistent approaches taken by lower courts in determining when tortious conduct by state officials rises to the level of a constitutional tort, see Jackson v. Joliet, 465 U. S. 1049, 1050 (1984) (White, J., dissenting from denial of certiorari) (collecting cases), and the apparent lack of adequate guidance from this Court, we granted certiorari. 469 U. S. 1207 (1985). We now affirm.
In Parratt v. Taylor, we granted certiorari, as we had twice before, “to decide whether mere negligence will support a claim for relief under §1983.” 451 U. S., at 532. After examining the language, legislative history, and prior interpretations of the statute, we concluded that § 1983, un*330like its criminal counterpart, 18 U. S. C. §242, contains no state-of-mind requirement independent of that necessary to state a violation of the underlying constitutional right. Id., at 534-535. .We adhere to that conclusion. But in any given § 1983 suit, the plaintiff must still prove a violation of the underlying constitutional right; and depending on the right, merely negligent conduct may not be enough to state a claim. See, e. g., Arlington Heights v. Metropolitan Housing Dev. Corp., 429 U. S. 252 (1977) (invidious discriminatory purpose required for claim of racial discrimination under the Equal Protection Clause); Estelle v. Gamble, 429 U. S. 97, 105 (1976) (“deliberate indifference” to prisoner’s serious illness or injury sufficient to constitute cruel and unusual punishment under the Eighth Amendment).
In Parratt, before concluding that Nebraska’s tort remedy provided all the process that was due, we said that the loss of the prisoner’s hobby kit, “even though negligently caused, amounted to a deprivation [under the Due Process Clause].” 451 U. S., at 536-537. Justice Powell, concurring in the result, criticized the majority for “pass[ing] over” this important question of the state of mind required to constitute a “deprivation” of property. Id., at 547. He argued that negligent acts by state officials, though causing loss of property, are not actionable under the Due Process Clause. To Justice Powell, mere negligence could not “wor[k] a deprivation in the constitutional sense.” Id., at 548 (emphasis in original). Not only does the word “deprive” in the Due Process Clause connote more than a negligent act, but we should not “open the federal courts to lawsuits where there has been no affirmative abuse of power.” Id., at 548-549; see also id., at 545 (Stewart, J., concurring) (“To hold that this kind of loss is a deprivation of property within the meaning of the Fourteenth Amendment seems not only to trivialize, but grossly to distort the meaning and intent of the Constitution”). Upon reflection, we agree and overrule Parratt to the extent that it states that mere lack of due care by a state *331official may “deprive” an individual of life, liberty, or property under the Fourteenth Amendment.
The Due Process Clause of the Fourteenth Amendment provides: “[N]or shall any State deprive any person of life, liberty, or property, without due process of law.” Historically, this guarantee of due process has been applied to deliberate decisions of government officials to deprive a person of life, liberty, or property. E. g., Davidson v. New Orleans, 96 U. S. 97 (1878) (assessment of real estate); Rochin v. California, 342 U. S. 165 (1952) (stomach pumping); Bell v. Burson, 402 U. S. 535 (1971) (suspension of driver’s license); Ingraham v. Wright, 430 U. S. 651 (1977) (paddling student); Hudson v. Palmer, 468 U. S. 517 (1984) (intentional destruction of inmate’s property). No decision of this Court before Parratt supported the view that negligent conduct by a state official, even though causing injury, constitutes a deprivation under the Due Process Clause. This history reflects the traditional and common-sense notion that the Due Process Clause, like its forebear in the Magna Carta, see Corwin, The Doctrine of Due Process of Law Before the Civil War, 24 Harv. L. Rev. 366, 368 (1911), was “‘intended to secure the individual from the arbitrary exercise of the powers of government,’” Hurtado v. California, 110 U. S. 516, 527 (1884) (quoting Bank of Columbia v. Okely, 4 Wheat. 235, 244 (1819)). See also Wolff v. McDonnell, 418 U. S. 539, 558 (1974) (“The touchstone of due process is protection of the individual against arbitrary action of government, Dent v. West Virginia, 129 U. S. 114, 123 (1889)”); Parratt, supra, at 549 (Powell, J., concurring in result). By requiring the government to follow appropriate procedures when its agents decide to “deprive any person of life, liberty, or property,” the Due Process Clause promotes fairness in such decisions. And by barring certain government actions regardless of the fairness of the procedures used to implement them, e. g., Rochin, supra, it serves to prevent governmental power from being “used for purposes of oppression,” Murray’s Les*332see v. Hoboken Land & Improvement Co., 18 How. 272, 277 (1856) (discussing Due Process Clause of Fifth Amendment).
We think that the actions of prison custodians in leaving a pillow on the prison stairs, or mislaying an inmate’s property, are quite remote from the concerns just discussed. Far from an abuse of power, lack of due care suggests no more than a failure to measure up to the conduct of a reasonable person. To hold that injury caused by such conduct is a deprivation within the meaning of the Fourteenth Amendment would trivialize the centuries-old principle of due process of law.
The Fourteenth Amendment is a part of a Constitution generally designed to allocate governing authority among the Branches of the Federal Government and between that Government and the States, and to secure certain individual rights against both State and Federal Government. When dealing with a claim that such a document creates a right in prisoners to sue a government official because he negligently created an unsafe condition in the prison, we bear in mind Chief Justice Marshall’s admonition that “we must never forget, that it is a constitution we are expounding,” McCulloch v. Maryland, 4 Wheat. 316, 407 (1819) (emphasis in original). Our Constitution deals with the large concerns of the governors and the governed, but it does not purport to supplant traditional tort law in laying down rules of conduct to regulate liability for injuries that attend living together in society. We have previously rejected reasoning that “‘would make of the Fourteenth Amendment a font of tort law to be superimposed upon whatever systems may already be administered by the States,’” Paul v. Davis, 424 U. S. 693, 701 (1976), quoted in Parratt v. Taylor, 451 U. S., at 544.
The only tie between the facts of this case and anything governmental in nature is the fact that respondent was a sheriff’s deputy at the Richmond city jail and petitioner was an inmate confined in that jail. But while the Due Process Clause of the Fourteenth Amendment obviously speaks to some facets of this relationship, see, e. g., Wolff v. McDon*333nell, swpra, we do not believe its protections are triggered by lack of due care by prison officials. “Medical malpractice does not become a constitutional violation merely because the victim is a prisoner,” Estelle v. Gamble, 429 U. S. 97, 106 (1976), and “false imprisonment does not become a violation of the Fourteenth Amendment merely because the defendant is a state official.” Baker v. McCollan, 443 U. S. 137, 146 (1979). Where a government official’s act causing injury to life, liberty, or property is merely negligent, “no procedure for compensation is constitutionally required.” Parratt, swpra, at 548 (Powell, J., concurring in result) (emphasis added).1
That injuries inflicted by governmental negligence are not addressed by the United States Constitution is not to say that they may not raise significant legal concerns and lead to the creation of protectible legal interests. The enactment of tort claim statutes, for example, reflects the view that injuries caused by such negligence should generally be redressed.2 It is no reflection on either the breadth of the United States Constitution or the importance of traditional tort law to say that they do not address the same concerns.
In support of his claim that negligent conduct can give rise to a due process “deprivation,” petitioner makes several arguments, none of which we find persuasive. He states, for example, that “it is almost certain that some negligence claims are within § 1983,” and cites as an example the failure of a State to comply with the procedural requirements of Wolff v. McDonnell, supra, before depriving an inmate of good-time credit. We think the relevant action of the prison *334officials in that situation is their deliberate decision to deprive the inmate of good-time credit, not their hypothetically negligent failure to accord him the procedural protections of the Due Process Clause. But we need not rule out the possibility that there are other constitutional provisions that would be violated by mere lack of care in order to hold, as we do, that such conduct does not implicate the Due Process Clause of the Fourteenth Amendment.
Petitioner also suggests that artful litigants, undeterred by a requirement that they plead more than mere negligence, will often be able to allege sufficient facts to support a claim of intentional deprivation. In the instant case, for example, petitioner notes that he could have alleged that the pillow was left on the stairs with the intention of harming him. This invitation to “artful” pleading, petitioner contends, would engender sticky (and needless) disputes over what is fairly pleaded. What’s more, requiring complainants to allege something more than negligence would raise serious questions about what “more” than negligence — intent, recklessness, or “gross negligence” — is required,3 and indeed about what these elusive terms mean. See Reply Brief for Petitioner 9 (“what terms like willful, wanton, reckless or gross negligence mean” has “left the finest scholars puzzled”). But even if accurate, petitioner’s observations do not carry the day. In the first place, many branches of the law abound in nice distinctions that may be troublesome but have been thought nonetheless necessary:
“I do not think we need trouble ourselves with the thought that my view depends upon differences of degree. The whole law does so as soon as it is civilized.” *335LeRoy Fibre Co. v. Chicago, M. & St. P. R. Co., 232 U. S. 340, 354 (1914) (Holmes, J., partially concurring).
More important, the difference between one end of the spectrum — negligence—and the other — intent—is abundantly clear. See 0. Holmes, The Common Law 3 (1923). In any event, we decline to trivialize the Due Process Clause in an effort to simplify constitutional litigation.
Finally, citing South v. Maryland, 18 How. 396 (1856), petitioner argues that respondent’s conduct, even if merely negligent, breached a sheriff’s “special duty of care” for those in his custody. Reply Brief for Petitioner 14. The Due Process Clause, petitioner notes, “was intended to give Americans at least the protection against governmental power that they had enjoyed as Englishmen against the power of the crown.” Ingraham v. Wright, 430 U. S., at 672-673. And South v. Maryland suggests that one such protection was the right to recover against a sheriff for breach of his ministerial duty to provide for the safety of prisoners in his custody. 18 How., at 402-403. Due process demands that the State protect those whom it incarcerates by exercising reasonable care to assure their safety and by compensating them for negligently inflicted injury.
We disagree. We read South v. Maryland, supra, an action brought under federal diversity jurisdiction on a Maryland sheriff’s bond, as stating no more than what this Court thought to be the principles of common law and Maryland law applicable to that case; it is not cast at all in terms of constitutional law, and indeed could not have been, since at the time it was rendered there was no due process clause applicable to the States. Petitioner’s citation to Ingraham v. Wright does not support the notion that all common-law duties owed by government actors were somehow constitutionalized by the Fourteenth Amendment. Jailers may owe a special duty of care to those in their custody under state tort law, see Restatement (Second) of Torts § 314A(4) (1965), but for the reasons previously stated we reject the contention that the *336Due Process Clause of the Fourteenth Amendment embraces such a tort law concept. Petitioner alleges that he was injured by the negligence of respondent, a custodial official at the city jail. Whatever other provisions of state law or general jurisprudence he may rightly invoke, the Fourteenth Amendment to the United States Constitution does not afford him a remedy.
Affirmed.
Justice Marshall concurs in the result.
Justice Blackmun, concurring in the judgment.
I concur in the judgment. See my opinion in dissent in Davidson v. Cannon, post, p. 349.
Accordingly, we need not decide whether, as petitioner contends, the possibility of a sovereign immunity defense in a Virginia tort suit would render that remedy “inadequate” under Parratt and Hudson v. Palmer, 468 U. S. 517 (1984).
See, e. g., the Virginia Tort Claims Act, Va. Code §8.01-195.1 et seq. (1984), which applies only to actions accruing on or after July 1, 1982, and hence is inapplicable to this case.
Despite Ms claim about what he might have pleaded, petitioner concedes that respondent was at most negligent. Accordingly, this case affords us no occasion to consider whether something less than intentional conduct, such as recklessness or “gross negligence,” is enough to trigger the protections of the Due Process Clause.
Justice Stevens,
concurring in the judgments.*
Two prisoners raise similar claims in these two cases. Both seek to recover for personal injuries suffered, in part, from what they allege was negligence by state officials. Both characterize their injuries as “deprivations of liberty” and both invoke 42 U. S. C. § 1983 as a basis for their claims.
Prisoner Roy Daniels was injured when he slipped on a newspaper and pillows left on a stairway in the Virginia jail where he is incarcerated; he alleges state negligence in the presence of the objects on the stairs. Prisoner Robert Davidson suffered injury when he was attacked by another inmate in the New Jersey prison where he is incarcerated; he alleges (and proved at trial) state negligence in the failure of prison authorities to prevent the assault after he had written a note expressing apprehension about the inmate who ultimately assaulted him. I agree with the majority that petitioners cannot prevail under § 1983. I do not agree, however, that it is necessary either to redefine the meaning of “deprive” in the Fourteenth Amendment,1 or to repudiate *337the reasoning of Parratt v. Taylor, 451 U. S. 527 (1981), to support this conclusion.
We should begin by identifying the precise constitutional claims that petitioners have advanced. It is not enough to note that they rely on the Due Process Clause of the Fourteenth Amendment, for that Clause is the source of three different kinds of constitutional protection. First, it incorporates specific protections defined in the Bill of Rights. Thus, the State, as well as the Federal Government, must comply with the commands in the First2 and Eighth3 Amendments; so too, the State must respect the guarantees in the Fourth,4 Fifth,5 and Sixth6 Amendments. Second, it contains a substantive component, sometimes referred to as “substantive due process,” which bars certain arbitrary government actions “regardless of the fairness of the procedures used to implement them.” Ante, at 331.7 Third, it is a guarantee of fair procedure, sometimes referred to as “procedural due process”: the State may not execute, imprison, or fine a defendant without giving him a fair trial,8 nor may it take property without providing appropriate procedural safeguards.9
The type of Fourteenth Amendment interest that is implicated has important effects on the nature of the constitutional claim and the availability of § 1983 relief. If the claim is in *338the first category (a violation of one of the specific constitutional guarantees of the Bill of Rights), a plaintiff may invoke § 1983 regardless of the availability of a state remedy.10 As explained in Monroe v. Pape, 365 U. S. 167 (1961), this conclusion derives from the fact that the statute — the Ku Klux Act of 1871 — was intended to provide a federal remedy for the violation of a federal constitutional right. Thus, when the Fourth Amendment is violated, as in Pape, the provision of an independent federal remedy under § 1983 is necessary to satisfy the purpose of the statute.
Similarly, if the claim is in the second category (a violation of the substantive component of the Due Process Clause), a plaintiff may also invoke § 1983 regardless of the availability of a state remedy.11 For, in that category, no less than with the provisions of the Bill of Rights, if the Federal Constitution prohibits a State from taking certain actions “regardless of the fairness of the procedures used to implement them,” the constitutional violation is complete as soon as the prohibited action is taken; the independent federal remedy is then authorized by the language and legislative history of § 1983.
A claim in the third category — a procedural due process claim — is fundamentally different. In such a case, the deprivation may be entirely legitimate — a State may have every right to discharge a teacher or punish a student — but the State may nevertheless violate the Constitution by failing to provide appropriate procedural safeguards. The constitutional duty to provide fair procedures gives the citizen the opportunity to try to prevent the deprivation from happening, but the deprivation itself does not necessarily reflect any *339“abuse” of state power. Similarly, a deprivation may be the consequence of a mistake or a negligent act, and the State may violate the Constitution by failing to provide an appropriate procedural response. In a procedural due process claim, it is not the deprivation of property or liberty that is unconstitutional; it is the deprivation of property or liberty without due process of ¿aw — without adequate procedures.
Thus, even though the State may have every right to deprive a person of his property or his liberty, the individual may nevertheless be able to allege a valid § 1983 due process claim, perhaps because a predeprivation hearing must be held,12 or because the state procedure itself is fundamentally flawed.13 So too, even though a deprivation may be unauthorized, a procedural due process claim may be raised if it challenges the State’s procedures for preventing or redressing the deprivation. However, a complaint does not state a valid procedural due process objection — and a valid §1983 claim — if it does not include a challenge to the fundamental fairness of the State’s procedures. In consequence, when a predeprivation hearing is clearly not feasible,14 when the regime of state tort law provides a constitutionally unobjectionable system of recovery for the deprivation of property or liberty, and when there is no other challenge to the State’s procedures, a valid § 1983 claim is not stated. For, unlike cases in the other two categories —those in which the alleged *340deprivation violates a substantive federal right — if a procedural due process claim lacks a colorable objection to the validity of the State’s procedures, no constitutional violation has been alleged.15
Petitioners’ claims are not of the first kind. Neither Daniels nor Davidson argues in this Court that the prison authorities’ actions violated specific constitutional guarantees incorporated by the Fourteenth Amendment. Neither now claims, for instance, that his rights under the Eighth Amendment were violated. Similarly, I do not believe petitioners have raised a colorable violation of “substantive due process.”16 Rather, their claims are of the third kind: Daniels and Davidson attack the validity of the procedures that Virginia and New Jersey, respectively, provide for prisoners who seek redress for physical injury caused by the negligence of corrections officers.
I would not reject these claims, as the Court does, by attempting to fashion a new definition of the term “depriva*341tion” and excluding negligence from its scope. No serious question has been raised about the presence of “state action” in the allegations of negligence,17 and the interest in freedom from bodily harm surely qualifies as an interest in “liberty.” Thus, the only question is whether negligence by state actors can result in a deprivation. “Deprivation,” it seems to me, identifies, not the actor’s state of mind, but the victim’s infringement or loss. The harm to a prisoner is the same whether a pillow is left on a stair negligently, recklessly, or intentionally; so too, the harm resulting to a prisoner from an attack is the same whether his request for protection is ignored negligently, recklessly, or deliberately. In each instance, the prisoner is losing-being “deprived” of — an aspect of liberty as the result, in part, of a form of state action.
Thus, I would characterize each loss as a “deprivation” of liberty. Because the cases raise only procedural due process claims, however, it is also necessary to examine the nature of petitioners’ challenges to the state procedures. To prevail, petitioners must demonstrate that the state procedures for redressing injuries of this kind are constitutionally inadequate. Petitioners must show that they contain a defect so serious that we can characterize the procedures as fundamentally unfair, a defect so basic that we are forced to conclude that the deprivation occurred without due process.
Daniels’ claim is essentially the same as the claim we rejected in Parratt. The Court of Appeals for the Fourth Circuit determined that Daniels had a remedy for the claimed negligence under Virginia law. Although Daniels vigorously argues that sovereign immunity would have defeated his claim, the Fourth Circuit found to the contrary, and it is our settled practice to defer to the Courts of Appeals on ques*342tions of state law.18 It is true that Parratt involved an injury to “property” and that Daniels’ case involves an injury to “liberty,” but, in both cases, the plaintiff claimed nothing more than a “procedural due process” violation. In both cases, a predeprivation hearing was definitionally impossible.19 And, in both cases, the plaintiff had state remedies that permitted recovery if state negligence was established. Thus, a straightforward application of Parratt defeats Daniels’ claim.
Davidson’s claim raises a question not specifically addressed in Parratt. According to the Third Circuit, no state remedy was available because a New Jersey statute prohibits prisoner recovery from state employees for injuries inflicted by other prisoners. Thus, Davidson puts the question whether a state policy of noncompensability for certain types of harm, in which state action may play a role, renders a state procedure constitutionally defective. In my judgment, a state policy that defeats recovery does not, in itself, carry that consequence. Those aspects of a State’s tort regime that defeat recovery are not constitutionally invalid, so long as there is no fundamental unfairness in their operation. Thus, defenses such as contributory negligence or statutes of limitations may defeat recovery in particular cases without raising any question about the constitutionality of a State’s procedures for disposing of tort litigation. Similarly, in my judgment, the mere fact that a State elects to provide some of its agents with a sovereign immunity defense in certain cases does not justify the conclusion that its remedial system is constitutionally inadequate. There is no reason to believe that the Due Process Clause of the Fourteenth Amendment *343and the legislation enacted pursuant to §5 of that Amendment should be construed to suggest that the doctrine of sovereign immunity renders a state procedure fundamentally unfair.20 Davidson’s challenge has been only to the fact of sovereign immunity; he has not challenged the difference in treatment of a prisoner assaulted by a prisoner and a non-prisoner assaulted by a prisoner, and I express no comment on the fairness of that differentiation.
Thus, although I believe that the harms alleged by Daniels and proved by Davidson qualify as deprivations of liberty, I am not persuaded that either has raised a violation of the Due Process Clause of the Fourteenth Amendment. I therefore concur in the judgments.
[This opinion applies also to Davidson v. Cannon et al., No. 84-6470, post, p. 344.]
“[N]or shall any State deprive any person of life, liberty, or property, without due process of law . . . .” U. S. Const., Amdt. 14.
See, e. g., Douglas v. Jeannette, 319 U. S. 157 (1943).
See, e. g, Robinson v. California, 370 U. S. 660 (1962).
See, 0. g., Mapp v. Ohio, 367 U. S. 643 (1961).
See, e. g., Malloy v. Hogan, 378 U. S. 1 (1964) (right to protection from compelled self-incrimination applies to States); Benton v. Maryland, 395 U. S. 784 (1969) (right to protection from double jeopardy applies to States).
See, e. g., Duncan v. Louisiana, 391 U. S. 145 (1968) (right to jury trial applies to States).
See also Moore v. East Cleveland, 431 U. S. 494 (1977); Youngberg v. Romeo, 457 U. S. 307 (1982).
See, e. g., Groppi v. Leslie, 404 U. S. 496 (1972); In re Oliver, 333 U. S. 257 (1948).
See, e. g., Fuentes v. Shevin, 407 U. S. 67 (1972).
See, e. g., Monroe v. Pape, 365 U. S. 167 (1961) (§1983 action for Fourth Amendment violation); Smith v. Wade, 461 U. S. 30 (1983) (§ 1983 action for Eighth Amendment violation). See generally McNeese v. Board of Education, 373 U. S. 668, 672 (1963) (§ 1983 is “supplementary to any remedy any State might have”).
Cf. Parratt v. Taylor, 451 U. S. 527, 545 (1981) (Blackmun, J., concurring); Roe v. Wade, 410 U. S. 113 (1973).
See, e. g., Loudermill v. Cleveland Board of Education, 470 U. S. 532 (1985); Carey v. Piphus, 435 U. S. 247 (1978); Goss v. Lopez, 419 U. S. 565 (1975). Cf. Groppi, supra.
Cf. Logan v. Zimmerman Brush Co., 455 U. S. 422, 436 (1982) (postdeprivation state remedy is inadequate when challenge is to “the state system itself”); Baker v. McCollan, 443 U. S. 137, 156 (1979) (Stevens, J., dissenting).
See Hudson v. Palmer, 468 U. S. 517, 533 (1984) (“[W]hen deprivations of property are effected through random and unauthorized conduct of a state employee, predeprivation procedures are simply ‘impracticable’ since the state cannot know when such deprivations will occur”); Parratt v. Taylor, supra.
See id, at 543-544.
Davidson explicitly disavows a substantive due process claim. See Brief for Petitioner in No. 84-6470, p. 7 (“[P]etitioner frames his claim here purely in terms of procedural due process”). At oral argument, counsel for Daniels did suggest that he was pursuing a substantive due process claim. Tr. of Oral Arg. in No. 84-5872, p. 22. However, the Court of Appeals viewed Daniels’ claim as a procedural due process argument, see 748 F. 2d 229, 230, n. 1 (CA4 1984) (“There is no claim of any substantive due process violation”), and Daniels did not dispute this characterization in his petition for certiorari or in his brief on the merits.
In any event, to the extent that petitioners’ arguments about the special obligations of prison officials may be read as a substantive due process claim, I agree with the Court, ante, at 335-336, that the sheriff’s “special duty of care” recognized in South v. Maryland, 18 How. 396 (1856), does not have its source in the Federal Constitution. In these circumstances, it seems to me, the substantive constitutional duties of prison officials to prisoners are defined by the Eighth Amendment, not by substantive due process. Cf. United States ex rel. Miller v. Twomey, 479 F. 2d 701, 719-721 (CA7 1973) (analyzing prison officials’ responsibilities to prevent inmate assaults under the Eighth Amendment), cert, denied sub nom. Gutierrez v. Department of Public Safety of Illinois, 414 U. S. 1146 (1974).
Respondents in Davidson do raise a state-action objection in one sentence, Brief for Respondents in No. 84-6470, p. 13, n., but that bare reference is inadequate to mount a challenge to the undisturbed District Court finding of state action.
See Haring v. Prosise, 462 U. S. 306, 314, n. 8 (1983); Leroy v. Great Western United Corp., 443 U. S. 173, 181, n. 11 (1979); Bishop v. Wood, 426 U. S. 341, 345-347 (1976); Propper v. Clark, 337 U. S. 472, 486-487 (1949).
It borders on the absurd to suggest that a State must provide a hearing to determine whether or not a corrections officer should engage in negligent conduct.
In Martinez v. California, 444 U. S. 277 (1980), we held that California’s immunity statute did not violate the Due Process Clause simply because it operated to defeat a tort claim arising under state law. The fact that an immunity statute does not give rise to a procedural due process claim does not, of course, mean that a State’s doctrine of sovereign immunity can protect conduct that violates a federal constitutional guarantee; obviously it cannot, see Martinez, supra, at 284, n. 8, quoting Hampton v. Chicago, 484 F. 2d 602, 607 (CA7 1973), cert. denied, 415 U. S. 917 (1974).
8.1.4 Will v. Michigan Department of State Police 8.1.4 Will v. Michigan Department of State Police
WILL v. MICHIGAN DEPARTMENT OF STATE POLICE et al.
CERTIORARI TO THE SUPREME COURT OF MICHIGAN
No. 87-1207.
Argued December 5, 1988
Decided June 15, 1989
*59 William Burnham argued the cause for petitioner. With him on the briefs were Clark Cunningham, Paul D. Rein-gold, John A. Powell, Helen Hershkoff, and Steven R. Shapiro.
George H. Weller, Assistant Attorney General of Michigan, argued the cause for respondents. With him on the brief were Frank J. Kelley, Attorney General, Louis J. Caruso, Solicitor General, and Thomas L. Casey, Assistant Solicitor General. *
William A. Bradford, Jr., Conrad K. Harper, Stuart J. Land, Norman Redlich, William L. Robinson, and Antonia Hernandez filed a brief for the Lawyers’ Committee for Civil Rights Under Law et al. as amici curiae urging reversal.
Briefs of amici curiae urging affirmance were filed for the State of Tennessee et al. by W. J. Michael Cody, Attorney General of Tennessee, and Michael W. Catalano, Deputy Attorney General, and by the Attorneys General for their respective jurisdictions as follows: Don Siegelman of Alabama, Robert K. Corbin of Arizona, John Steven Clark of Arkansas, John Van de Kamp of California, Duane Woodard of Colorado, Joseph Lieberman of Connecticut, Charles M. Oberly of Delaware, Robert Buttenvorth of Florida, Warren Pries III of Hawaii, Neil F. Hartigan of Illinois, Linley E. Pearson of Indiana, Thomas J. Miller of Iowa, Robert T. Stephan of Kansas, Frederic J. Cowan of Kentucky, William J. Guste, Jr., of Louisiana, J. Joseph Curran, Jr., of Maryland, Hubert H. Humphrey III of Minnesota, Michael C. Moore of Mississippi, William L. Webster of Missouri, Mike Gt'eely of Montana, Robert M. Spire of Nebraska, Stephen E. Merrill of New Hampshire, Hal Stratton of New Mexico, Lacy H. Thornburg of North Carolina, Nicholas Spaeth of North Dakota, Anthony J. Celebrezze, Jr., of Ohio, Robert Henry of Oklahoma, LeRoy S. Zimmerman of Pennsylvania, Hector Rivera-Cruz of Puerto Rico, Travis Medlock of South *60 Carolina, Roger A. Tellinghuisen of South Dakota, David L. Wilkinson of Utah, Jeffrey Amestoy of Vermont, Mary Sue Terry of Virginia, Kenneth 0. Eikenberry of Washington, Charlie Brown of West Virginia, Don J. Hanaway of Wisconsin, and Joseph B. Meyer of Wyoming; and for the National Governors’ Association et al. by Benna Ruth Solomon, Kenneth S. Geller, and Andreiv J. Pincus.
*60Justice White
delivered the opinion of the Court.
This case presents the question whether a State, or an official of the State while acting in his or her official capacity, is a “person” within the meaning of Rev. Stat. § 1979, 42 U. S. C. § 1983.
Petitioner Ray Will filed suit in Michigan Circuit Court alleging various violations of the United States and Michigan Constitutions as grounds for a claim under §1983.1 He alleged that he had been denied a promotion to a data systems analyst position with the Department of State Police for an improper reason, that is, because his brother had been a student activist and the subject of a “red squad” file maintained by respondent. Named as defendants were the Department of State Police and the Director of State Police in his official capacity, also a respondent here.2
The Circuit Court remanded the case to the Michigan Civil Service Commission for a grievance hearing. While the grievance was pending, petitioner filed suit in the Michigan *61Court of Claims raising an essentially identical § 1983 claim. The Civil Service Commission ultimately found in petitioner’s favor, ruling that respondents had refused to promote petitioner because of “partisan considerations.” App. 46. On the basis of that finding, the state-court judge, acting in both the Circuit Court and the Court of Claims cases, concluded that petitioner had established a violation of the United States Constitution. The judge held that the Circuit Court action was barred under state law but that the Claims Court action could go forward. The judge also ruled that respondents were persons for purposes of § 1983.
The Michigan Court of Appeals vacated the judgment against the Department of State Police, holding that a State is not a person under § 1983, but remanded the case for determination of the possible immunity of the Director of State Police from liability for damages. The Michigan Supreme Court granted discretionary review and affirmed the Court of Appeals in part and reversed in part. Smith v. Department of Pub. Health, 428 Mich. 540, 410 N. W. 2d 749 (1987). The Supreme Court agreed that the State itself is not a person under § 1983, but held that a state official acting in his or her official capacity also is not such a person.
The Michigan Supreme Court’s holding that a State is not a person under § 1983 conflicts with a number of state- and federal-court decisions to the contrary.3 We granted certio-rari to resolve the conflict. 485 U. S. 1005 (1988).
*62Prior to Monell v. New York City Dept. of Social Services, 436 U. S. 668 (1978), the question whether a State is a person within the meaning of § 1983 had been answered by this Court in the negative. In Monroe v. Pape, 365 U. S. 167, 187-191 (1961), the Court had held that a municipality was not a person under § 1983. “[T]hat being the case,” we reasoned, § 1983 “could not have been intended to include States as parties defendant.” Fitzpatrick v. Bitzer, 427 U. S. 446, 452 (1976).
But in Monell, the Court overruled Monroe, holding that a municipality was a person under § 1983. 436 U. S., at 690. Since then, various members of the Court have debated whether a State is a person within the meaning of § 1983, see Hutto v. Finney, 437 U. S. 678, 700-704 (1978) (Brennan, J., concurring); id., at 708, n. 6 (Powell, J., concurring in *63part and dissenting in part), but this Court has never expressly dealt with that issue.4
Some courts, including the Michigan Supreme Court here, have construed our decision in Quern v. Jordan, 440 U. S. 332 (1979), as holding by implication that a State is not a person under § 1983. See Smith v. Department of Pub. Health, supra, at 581, 410 N. W. 2d, at 767. See also, e. g., State v. Green, 633 P. 2d 1381, 1382 (Alaska 1981); Woodbridge v. Worcester State Hospital, 384 Mass. 38, 44-45, n. 7, 423 N. E. 2d 782, 786, n. 7 (1981); Edgar v. State, 92 Wash. 2d 217, 221, 595 P. 2d 534, 537 (1979), cert. denied, 444 U. S. 1077 (1980). Quern held that §1983 does not override a State’s Eleventh Amendment immunity, a holding that the concurrence suggested was “patently dicta” to the effect that a State is not a person, 440 U. S., at 350 (Brennan, J., concurring in judgment).
Petitioner filed the present § 1983 actions in Michigan state court, which places the question whether a State is a person under § 1983 squarely before us since the Eleventh Amend*64ment does not apply in state courts. Maine v. Thiboutot, 448 U. S. 1, 9, n. 7 (1980). For the reasons that follow, we reaffirm today what we had concluded prior to Monell and what some have considered implicit in Quern: that a State is not a person within the meaning of § 1983.
We observe initially that if a State is a “person” within the meaning of § 1983, the section is to be read as saying that “every person, including a State, who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects . . . .” That would be a decidedly awkward way of expressing an intent to subject the States to liability. At the very least, reading the statute in this way is not so clearly indicated that it provides reason to depart from the often-expressed understanding that “fin common usage, the term ‘person’ does not include the sovereign, [and] statutes employing the [word] are ordinarily construed to exclude it.’” Wilson v. Omaha Tribe, 442 U. S. 653, 667 (1979) (quoting United States v. Cooper Corp., 312 U. S. 600, 604 (1941)). See also United States v. Mine Workers, 330 U. S. 258, 275 (1947).
This approach is particularly applicable where it is claimed that Congress has subjected the States to liability to which they had not been subject before. In Wilson v. Omaha Tribe, supra, we followed this rule in construing the phrase “white person” contained in 25 U. S. C. § 194, enacted as Act of June 30, 1834, 4 Stat. 729, as not including the “sovereign States of the Union.” 442 U. S., at 667. This common usage of the term “person” provides a strong indication that “person” as used in § 1983 likewise does not include a State.5
*65The language of § 1983 also falls far short of satisfying the ordinary rule of statutory construction that if Congress intends to alter the “usual constitutional balance between the States and the Federal Government,” it must make its intention to do so “unmistakably clear in the language of the statute.” Atascadero State Hospital v. Scanlon, 473 U. S. 234, 242 (1985); see also Pennhurst State School and Hospital v. Halderman, 465 U. S. 89, 99 (1984). Atascadero was an Eleventh Amendment case, but a similar approach is applied in other contexts. Congress should make its intention “clear and manifest” if it intends to pre-empt the historic powers of the States, Rice v. Santa Fe Elevator Corp., 331 U. S. 218, 230 (1947), or if it intends to impose a condition on the grant of federal moneys, Pennhurst State School and Hospital v. Halderman, 451 U. S. 1, 16 (1981); South Dakota v. Dole, 483 U. S. 203, 207 (1987). “In traditionally sensitive areas, such as legislation affecting the federal balance, the requirement of clear statement assures that the legislature has in fact faced, and intended to bring into issue, the critical matters involved in the judicial decision.” United States v. Bass, 404 U. S. 336, 349 (1971).
Our conclusion that a State is not a “person” within the meaning of § 1983 is reinforced by Congress’ purpose in en*66acting the statute. Congress enacted § 1 of the Civil Rights Act of 1871, 17 Stat. 13, the precursor .to § 1983, shortly after the end of the Civil War “in response to the widespread deprivations of civil rights in the Southern States and the inability or unwillingness of authorities in those States to protect those rights or punish wrongdoers.” Felder v. Casey, 487 U. S. 131, 147 (1988). Although Congress did not establish federal courts as the exclusive forum to remedy these deprivations, ibid., it is plain that “Congress assigned to the federal courts a paramount role” in this endeavor, Patsy v. Board of Regents of Florida, 457 U. S. 496, 503 (1982).
Section 1983 provides a federal forum to remedy many deprivations of civil liberties, but it does not provide a federal forum for litigants who seek a remedy against a State for alleged deprivations of civil liberties. The Eleventh Amendment bars such suits unless the State has waived its immunity, Welch v. Texas Dept. of Highways and Public Transportation, 483 U. S. 468, 472-473 (1987) (plurality opinion), or unless Congress has exercised its undoubted power under § 5 of the Fourteenth Amendment to override that immunity. That Congress, in passing § 1983, had no intention to disturb the States’ Eleventh Amendment immunity and so to alter the federal-state balance in that respect was made clear in our decision in Quern. Given that a principal purpose behind the enactment of § 1983 was to provide a federal forum for civil rights claims, and that Congress did not provide such a federal forum for civil rights claims against States, we cannot accept petitioner’s argument that Congress intended nevertheless to create a cause of action against States to be brought in state courts, which are precisely the courts Congress sought to allow civil rights claimants to avoid through § 1983.
This does not mean, as petitioner suggests, that we think that the scope of the Eleventh Amendment and the scope of § 1983 are not separate issues. Certainly they are. But in deciphering congressional intent as to the scope of § 1983, the *67scope of the Eleventh Amendment is a consideration, and we decline to adopt a reading of § 1983 that disregards it.6
Our conclusion is further supported by our holdings that in enacting §1983, Congress did not intend to override well-established immunities or defenses under the common law. “One important assumption underlying the Court’s decisions in this area is that members of the 42d Congress were familiar with common-law principles, including defenses previously recognized in ordinary tort litigation, and that they likely intended these common-law principles to obtain, absent specific provisions to the contrary.” Newport v. Fact Concerts, Inc., 453 U. S. 247, 258 (1981). Stump v. Sparkman, 435 U. S. 349, 356 (1978); Scheuer v. Rhodes, 416 U. S. 232, 247 (1974); Pierson v. Ray, 386 U. S. 547, 554 (1967); and Tenney v. Brandhove, 341 U. S. 367, 376 (1951), are also to this effect. The doctrine of sovereign immunity was a familiar doctrine at common law. “The principle is elementary that a State cannot be sued in its own courts without its consent.” Railroad Co. v. Tennessee, 101 U. S. 337, 339 (1880). It is an “established principle of jurisprudence” that the sovereign cannot be sued in its own courts without its consent. Beers v. Arkansas, 20 How. 527, 529 (1858). We cannot conclude that § 1983 was intended to disregard the well-established immunity of a State from being sued without its consent.7
*68The legislative history of § 1983 does not suggest a different conclusion. Petitioner contends that the congressional debates on § 1 of the 1871 Act indicate that § 1983 was intended to extend to the full reach of the Fourteenth Amendment and thereby to provide a remedy “ ‘against all forms of official violation of federally protected rights.”’ Brief for Petitioner 16 (quoting Monell, 436 U. S., at 700-701). He refers us to various parts of the vigorous debates accompanying the passage of § 1983 and revealing that it was the failure of the States to take appropriate action that was undoubtedly the motivating force behind § 1983. The inference must be drawn, it is urged, that Congress must have intended to subject the States themselves to liability. But the intent of Congress to provide a remedy for unconstitutional state action does not without more include the sovereign States among those persons against whom § 1983 actions would lie. Construing § 1983 as a remedy for “official violation of federally protected rights” does no more than confirm that the section is directed against state action — action “under color of” state law. It does not suggest that the State itself was a person that Congress intended to be subject to liability.
Although there were sharp and heated debates, the discussion of § 1 of the bill, which contained the present § 1983, was not extended. And although in other respects the impact on state sovereignty was much talked about, no one suggested that § 1 would subject the States themselves to a damages suit under federal law. Quern, 440 U. S., at 343. There was complaint that § 1 would subject state officers to damages liability, but no suggestion that it would also expose the States themselves. Cong. Globe, 42d Cong., 1st Sess., *69366, 385 (1871). We find nothing substantial in the legislative history that leads us to believe that Congress intended that the word “person” in § 1983 included the States of the Union. And surely nothing in the debates rises to the clearly expressed legislative intent necessary to permit that construction.
Likewise, the Act of Feb. 25, 1871, §2, 16 Stat. 431 (the “Dictionary Act”),8 on which we relied in Monell, supra, at 688-689, does not counsel a contrary conclusion here. As we noted in Quern, that Act, while adopted prior to § 1 of the Civil Rights Act of 1871, was adopted after §2 of the Civil Rights Act of 1866, from which § 1 of the 1871 Act was derived. 440 U. S., at 341, n. 11. Moreover, we disagree with Justice Brennan that at the time the Dictionary Act was passed “the phrase ‘bodies politic and corporate’ was understood to include the States.” Post, at 78. Rather, an examination of authorities of the era suggests that the phrase was used to mean corporations, both private and public (municipal), and not to include the States.9 In our view, the *70Dictionary Act, like § 1983 itself and its legislative history, fails to evidence a clear congressional intent that States be held liable.
Finally, Monell itself is not to the contrary. True, prior to Monell the Court had reasoned that -if municipalities were not persons then surely States also were not. Fitzpatrick v. Bitzer, 427 U. S., at 452. And Monell overruled Monroe, undercutting that logic. But it does not follow that if municipalities are persons then so are States. States are protected by the Eleventh Amendment while municipalities are not, Monell, 436 U. S., at 690, n. 54, and we consequently limited our holding in Monell “to local government units which are not considered part of the State for Eleventh Amendment purposes,” ibid. Conversely, our holding here does not cast any doubt on Monell, and applies only to States or governmental entities that are considered “arms of the State” for Eleventh Amendment purposes. See, e. g., Mt. Healthy Bd. of Ed. v. Doyle, 429 U. S. 274, 280 (1977).
Petitioner asserts, alternatively, that state officials should be considered “persons” under § 1983 even though acting in their official capacities. In this case, petitioner named as defendant not only the Michigan Department of State Police but also the Director of State Police in his official capacity.
*71Obviously, state officials literally are persons. But a suit against a state official in his or her official capacity is not a suit against the official but rather is a suit against the official’s office. Brandon v. Holt, 469 U. S. 464, 471 (1985). As such, it is no different from a suit against the State itself. See, e. g., Kentucky v. Graham, 473 U. S. 159, 165-166 (1985); Monell, supra, at 690, n. 55. We see no reason to adopt a different rule in the present context, particularly when such a rule would allow petitioner to circumvent congressional intent by a mere pleading device.10
We hold that neither a State nor its officials acting in their official capacities are “persons” under § 1983. The judgment of the Michigan Supreme Court is affirmed.
It is so ordered.
Section 1983 provides as follows:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress. For the purposes of this section, any Act of Congress applicable exclusively to the District of Columbia shall be considered to be a statute of the District of Columbia.” 42 U. S. C. § 1983.
Also named as defendants were the Michigan Department of Civil Service and the State Personnel Director, but those parties were subsequently dismissed by the state courts.
The courts in the following cases have taken the position that a State is a person under § 1983. See Della Grotta v. Rhode Island, 781 F. 2d 343, 349 (CA1 1986); Gay Student Services v. Texas A&M University, 612 F. 2d 160, 163-164 (CA5), cert. denied, 449 U. S. 1034 (1980); Uberoi v. University of Colorado, 713 P. 2d 894, 900-901 (Colo. 1986); Stanton v. Godfrey, 415 N. E. 2d 103, 107 (Ind. App. 1981); Gumbhir v. Kansas State Bd. of Pharmacy, 231 Kan. 507, 512-513, 646 P. 2d 1078, 1084 (1982), cert. denied, 459 U. S. 1103 (1983); Rahmah Navajo School Bd., Inc. v. Bureau of Revenue, 104 N. M. 302, 310, 720 P. 2d 1243, 1251 (App.), cert. denied, 479 U. S. 940 (1986).
A larger number of courts have agreed with the Michigan Supreme Court that a State is not a person under § 1983. See Ruiz v. Estelle, 679 *62F. 2d 1115, 1137 (CA5), modified on other grounds, 688 F. 2d 266 (1982), cert. denied, 460 U. S. 1042 (1983); Toledo, P. & W. R. Co. v. Ilinois, 744 F. 2d 1296, 1298-1299, and n. 1 (CA7 1984), cert. denied, 470 U. S. 1051 (1985); Harris v. Missouri Court of Appeals, 787 F. 2d 427, 429 (CA8), cert. denied, 479 U. S. 851 (1986); Aubuchon v. Missouri, 631 F. 2d 581, 582 (CA8 1980) (per curiam), cert. denied, 450 U. S. 915 (1981); State v. Green, 633 P. 2d 1381, 1382 (Alaska 1981); St. Mary’s Hospital and Health Center v. State, 150 Ariz. 8, 11, 721 P. 2d 666, 669 (App. 1986); Mezey v. State, 161 Cal. App. 3d 1060, 1065, 208 Cal. Rptr. 40, 43 (1984); Hill v. Florida Dept. of Corrections, 513 So. 2d 129, 132 (Fla. 1987), cert. denied, 484 U. S. 1064 (1988); Merritt ex rel. Merritt v. State, 108 Idaho 20, 26, 696 P. 2d 871, 877 (1985); Woodbridge v. Worcester State Hospital, 384 Mass. 38, 44-45, n. 7, 423 N. E. 2d 782, 786, n. 7 (1981); Bird v. State Dept. of Public Safety, 375 N. W. 2d 36, 43 (Minn. App. 1985); Shaw v. St. Louis, 664 S. W. 2d 572, 576 (Mo. App. 1983), cert. denied, 469 U. S. 849 (1984); Fuchilla v. Layman, 109 N. J. 319, 323-324, 537 A. 2d 652, 654, cert. denied, 488 U. S. 826 (1988); Burkey v. Southern Ohio Correctional Facility, 38 Ohio App. 3d 170, 170-171, 528 N. E. 2d 607, 608 (1988); Gay v. State, 730 S. W. 2d 154, 157-158 (Tex. App. 1987); Edgar v. State, 92 Wash. 2d 217, 221, 595 P. 2d 534, 537 (1979), cert. denied, 444 U. S. 1077 (1980); Boldt v. State, 101 Wis. 2d 566, 584, 305 N. W. 2d 133, 143-144, cert. denied, 454 U. S. 973 (1981).
Petitioner cites a number of cases from this Court that he asserts have “assumed” that a State is a person. Those cases include ones in which a State has been sued by name under § 1983, see, e. g., Maine v. Thiboutot, 448 U. S. 1 (1980); Martinez v. California, 444 U. S. 277 (1980), various eases awarding attorney’s fees against a State or a state agency, Maine v. Thiboutot, supra; Hutto v. Finney, 437 U. S. 678 (1978), and various cases discussing the waiver of Eleventh Amendment immunity by States, see, e. g., Kentucky v. Graham, 473 U. S. 159, 167, n. 14 (1985); Edelman v. Jordan, 415 U. S. 651 (1974). But the Court did not address the meaning of person in any of those cases, and in none of the eases was resolution of that issue necessary to the decision. Petitioner’s argument evidently rests on the proposition that whether a State is a person under § 1983 is “jurisdictional” and “thus could have been raised by the Court on its own motion” in those cases. Brief for Petitioner 25, n. 15. Even assuming that petitioner’s premise and characterization of the cases is correct, “this Court has never considered itself bound [by prior sub silentio holdings] when a subsequent case finally brings the jurisdictional issue before us.” Hagans v. Lavine, 415 U. S. 528, 535, n. 5 (1974).
Jefferson County Pharmaceutical Assn. v. Abbott Laboratories, 460 U. S. 160 (1983), on which petitioner relies, is fully reconcilable with our holding in the present case. In Jefferson County, the Court held that States were persons that could be sued under the Robinson-Patman Act, 15 U. S. C. §§ 13(a) and 13(f). 460 U. S., at 155-157. But the plaintiff there was seeking only injunctive relief and not damages against the State *65defendant, the Board of Trustees of the University of Alabama; the District Court had dismissed the plaintiff’s damages claim as barred by the Eleventh Amendment. Id., at 153, n. 5. Had the present § 1983 action been brought in federal court, a similar disposition would have resulted. Of course, the Court would never be faced with a case such as Jefferson County that had been brought in a state court because the federal courts have exclusive jurisdiction over claims under the federal antitrust laws. 15 U. S. C. §§ 15 and 26. Moreover, the Court in Jefferson County was careful to limit its holding to “state purchases for the purpose of competing against private enterprise ... in the retail market.” 460 U. S., at 154. It assumed without deciding “that Congress did not intend the Act to apply to state purchases for consumption in traditional governmental functions,” ibid., which presents a more difficult question because it may well “affec[t] the federal balance.” See United States v. Bass, 404 U. S. 336, 349 (1971).
. Petitioner argues that Congress would not have considered the Eleventh Amendment in enacting § 1983 because in 1871 this Court had not yet held that the Eleventh Amendment barred federal-question cases against States in federal court. This argument is no more than an attempt to have this Court reconsider Quern v. Jordan, 440 U. S. 332 (1979), which we decline to do.
Our recognition in Monell v. New York City Dept. of Social Services, 436 U. S. 658 (1978), that a municipality is a person under § 1983, is fully consistent with this reasoning. In Owen v. City of Independence, 445 U. S. 622 (1980), we noted that by the time of the enactment of § 1983, municipalities no longer retained the sovereign immunity they had previously shared with the States. “[B]y the end of the 19th century, courts *68regularly held that in imposing a specific duty on the municipality either in its charter or by statute, the State had impliedly withdrawn the city’s immunity from liability for the nonperformance or misperformance of its obligation,” id., at 646, and, as a result, municipalities had been held liable for damages “in a multitude of cases” involving previously immune activities, id., at 646-647.
. The Dictionary Act provided that
“in all acts hereafter passed . . . the word ‘person’ may extend and be applied to bodies politic and corporate . . . unless the context shows that such words were intended to be used in a more limited sense.” Act of Feb. 25, 1871, §2, 16 Stat. 431.
See United States v. Fox, 94 U. S. 315, 321 (1877); 1 B. Abbott, Dictionary of Terms and Phrases Used in American or English Jurisprudence 155 (1879) (“most exact expression” for “public corporation”); W. Anderson, A Dictionary of Law 127 (1893) (“most exact expression for a public corporation or corporation having powers of government”); Black’s Law Dictionary 143 (1891) (“body politic” is “term applied to a corporation, which is usually designated as a ‘body corporate and politic’ ” and “is particularly appropriate to a public corporation invested with powers and duties of government”); 1 A. Burrill, A Law Dictionary and Glossary 212 (2d ed. 1871) (“body politic” is “term applied to a corporation, which is usually designated as a body corporate and politic”). A public corporation, in ordinary usage, was another term for a municipal corporation, and included towns, cities, and counties, but not States. See 2 Abbott, supra, *70at 347; Anderson, supra, at 264-265; Black, supra, at 278; 2 Burrill, supra, at 352.
Justice BRENNAN appears to confuse this precise definition of the phrase with its use “in a rather loose way,” see Black, supra, at 143, to refer to the state (as opposed to a State). This confusion is revealed most clearly in Justice Brennan’s reliance on the 1979 edition of Black’s Law Dictionary, which defines “body politic or corporate” as “[a] social compact by which the whole people covenants with each citizen, and each citizen with the whole people, that all shall be governed by certain laws for the common good.” Post, at 79. To the extent Justice Brennan’s citation of other authorities does not suffer from the same confusion, those authorities at best suggest that the phrase is ambiguous, which still renders the Dictionary Act incapable of supplying the necessary clear intent.
Of course a state official in his or her official capacity, when sued for injunctive relief, would be a person under § 1983 because “official-capacity actions for prospective relief are not treated as actions against the State.” Kentucky v. Graham, 473 U. S., at 167, n. 14; Ex parte Young, 209 U. S. 123, 159-160 (1908). This distinction is “commonplace in sovereign immunity doctrine,” L. Tribe, American Constitutional Law § 3-27, p. 190, n. 3 (2d ed. 1988), and would not have been foreign to the 19th-century Congress that enacted § 1983, see, e. g., In re Ayers, 123 U. S. 443, 506-507 (1887); United States v. Lee, 106 U. S. 196, 219-222 (1882); Board of Liquidation v. McComb, 92 U. S. 531, 541 (1876); Osborn v. Bank of United States, 9 Wheat. 738 (1824). City of Kenosha v. Bruno, 412 U. S. 507, 513 (1973), on which Justice Stevens relies, see post, at 93, n. 8, is not to the contrary. That case involved municipal liability under § 1983, and the fact that nothing in § 1983 suggests its “bifurcated application to municipal corporations depending on the nature of the relief sought against them,” 412 U. S., at 513, is not surprising, since by the time of the enactment of § 1983 municipalities were no longer protected by sovereign immunity. Supra, at 67-68, n. 7.
Justice Brennan,
dissenting.
Because this case was brought in state court, the Court concedes, the Eleventh Amendment is inapplicable here. See ante, at 63-64. Like the guest who would not leave, *72however, the Eleventh Amendment lurks everywhere in today’s decision and, in truth, determines its outcome.
1 — (
Section 1 of the Civil Rights Act of 1871, 42 U. S. C. § 1983, renders certain “persons” liable for deprivations of constitutional rights. The question presented is whether the word “person” in this statute includes the States and state officials acting in their official capacities.
One might expect that this statutory question would generate a careful and thorough analysis of the language, legislative history, and general background of § 1983. If this is what one expects, however, one will be disappointed by today’s decision. For this case is not decided on the basis of our ordinary method of statutory construction; instead, the Court disposes of it by means of various rules of statutory interpretation that it summons to its aid each time the question looks close. Specifically, the Court invokes the following interpretative principles: the word “persons” is ordinarily construed to exclude the sovereign; congressional intent to affect the federal-state balance must be “clear and manifest”; and intent to abrogate States’ Eleventh Amendment immunity must appear in the language of the statute itself. The Court apparently believes that each of these rules obviates the need for close analysis of a statute’s language and history. Properly applied, however, only the last of these interpretative principles has this effect, and that principle is not pertinent to the case before us.
The Court invokes, first, the “often-expressed understanding” that “ ‘in common usage, the term “person” does not include the sovereign, [and] statutes employing the [word] are ordinarily construed to exclude it.’” Ante, at 64, quoting Wilson v. Omaha Tribe, 442 U. S. 653, 667 (1979). This rule is used both to refute the argument that the language of §1983 demonstrates an intent that States be included as defendants, ante, at 64, and to overcome the argu*73ment based on the Dictionary Act’s definition of “person” to include bodies politic and corporate, ante, at 69-70. It is ironic, to say the least, that the Court chooses this interpretive rule in explaining why the Dictionary Act is not decisive, since the rule is relevant only when the word “persons” has no statutory definition. When one considers the origins and content of this interpretive guideline, moreover, one realizes that it is inapplicable here and, even if applied, would defeat rather than support the Court’s approach and result.
The idea that the word “persons” ordinarily excludes the sovereign can be traced to the “familiar principle that the King is not bound by any act of Parliament unless he be named therein by special and particular words.” Dollar Savings Bank v. United States, 19 Wall. 227, 239 (1874). As this passage suggests, however, this interpretive principle applies only to “the enacting sovereign.” United States v. California, 297 U. S. 175, 186 (1936). See also Jefferson County Pharmaceutical Assn., Inc. v. Abbott Laboratories, 460 U. S. 150, 161, n. 21 (1983). Furthermore, as explained in United States v. Herron, 20 Wall. 251, 255 (1874), even the principle as applied to the enacting sovereign is not without limitations: “Where an act of Parliament is made for the public good, as for the advancement of religion and justice or to prevent injury and wrong, the king is bound by such act, though not particularly named therein; but where a statute is general, and thereby any prerogative, right, title, or interest is divested or taken from the king, in such case the king is not bound, unless the statute is made to extend to him by express words.” It would be difficult to imagine a statute more clearly designed “for the public good,” and “to prevent injury and wrong,” than § 1983.
Even if this interpretive principle were relevant to this case, the Court’s invocation of it to the exclusion of careful statutory analysis is in error. As we have made clear, this principle is merely “an aid to consistent construction of statutes of the enacting sovereign when their purpose is in *74doubt, but it does not require that the aim of a statute fairly to be inferred be disregarded because not explicitly stated.” United States v. California, supra, at 186. Indeed, immediately following the passage quoted by the Court today, ante, at 64, to the effect that statutes using the word “person” are “ordinarily construed to exclude” the sovereign, we stated:
“But there is no hard and fast rule of exclusion. The purpose, the subject matter, the context, the legislative history, and the executive interpretation of the statute are aids to construction which may indicate an intent, by the use of the term, to bring state or nation within the scope of the law.
“Decision is not to be reached by a strict construction of the words of the Act, nor by the application of artificial canons of construction. On the contrary, we are to read the statutory language in its ordinary and natural sense, and if doubts remain, resolve them in the light, not only of the policy intended to be served by the enactment, but, as well, by all other available aids to construction.” United States v. Cooper Corp., 312 U. S. 600, 604-605 (1941).
See also Wilson v. Omaha Indian Tribe, supra, at 667 (“There is . . . ‘no hard and fast rule of exclusion,’ United States v. Cooper Corp., [312 U. S. 600,] 604-605 [(1941)]; and much depends on the context, the subject matter, legislative history, and executive interpretation”); Pfizer Inc. v. India, 434 U. S. 308, 315-318 (1978); Guarantee Title & Trust Co. v. Title Guaranty & Surety Co., 224 U. S. 152, 155 (1912); Lewis v. United States, 92 U. S. 618, 622 (1875); Green v. United States, 9 Wall. 655, 658 (1870).
The second interpretive principle that the Court invokes comes from cases such as Rice v. Santa Fe Elevator Corp., 331 U. S. 218, 230 (1947); Pennhurst State School and Hospital v. Halderman, 451 U. S. 1, 16 (1981); South Dakota v. Dole, 483 U. S. 203, 207-208 (1987); and United States v. *75Bass, 404 U. S. 336, 349 (1971), which require a “clear and manifest” expression of congressional intent to change some aspect of federal-state relations. Ante, at 65. These cases do not, however, permit substitution of an absolutist rule of statutory construction for thorough statutory analysis. Indeed, in each of these decisions the Court undertook a careful and detailed analysis of the statutory language and history under consideration. Rice is a particularly inapposite source for the interpretive method that the Court today employs, since it observes that, according to conventional pre-emption analysis, a “clear and manifest” intent to pre-empt state legislation may appear in the “scheme” or “purpose” of the federal statute. See 331 U. S., at 230.
The only principle of statutory construction employed by the Court that would justify a perfunctory and inconclusive analysis of a statute’s language and history is one that is irrelevant to this case. This is the notion “that if Congress intends to alter the ‘usual constitutional balance between the States and the Federal Government,’ it must make its intention to do so ‘unmistakably clear in the language of the statute.’” Ante, at 65, quoting Atascadero State Hospital v. Scanlon, 473 U. S. 234, 242 (1985). As the Court notes, Atascadero was an Eleventh Amendment case; the “constitutional balance” to which Atascadero refers is that struck by the Eleventh Amendment as this Court has come to interpret it. Although the Court apparently wishes it were otherwise, the principle of interpretation that Atascadero announced is unique to cases involving the Eleventh Amendment.
Where the Eleventh Amendment applies, the Court has devised a clear-statement principle more robust than its requirement of clarity in any other situation. Indeed, just today, the Court has intimated that this clear-statement principle is not simply a means of discerning congressional intent. See Dellmuth v. Muth, post, at 232 (concluding that one may not rely on a “permissible inference” from a statute’s language and structure in finding abrogation of immunity); post, *76at 238-239 (Brennan, J., dissenting); but see Pennsylvania v. Union Gas Co., ante, p. 1. Since this case was brought in state court, however, this strict drafting requirement has no application here. The Eleventh Amendment can hardly be “a consideration,” ante, at 67, in a suit to which it does not apply.
That this Court has generated a uniquely daunting requirement of clarity in Eleventh Amendment cases explains why Quern v. Jordan, 440 U. S. 332 (1979), did not decide the question before us today. B ecause only the Eleventh Amendment permits use of this clear-statement principle, the holding of Quern v. Jordan that § 1983 does not abrogate States’ Eleventh Amendment immunity tells us nothing about the meaning of the term “person” in § 1983 as a matter of ordinary statutory construction. Quern’s conclusion thus does not compel, or even suggest, a particular result today.
The singularity of this Court’s approach to statutory interpretation in Eleventh Amendment cases also refutes the Court’s argument that, given Quern’s holding, it would make no sense to construe § 1983 to include States as “persons.” See ante, at 66. This is so, the Court suggests, because such a construction would permit suits against States in state but not federal court, even though a major purpose of Congress in enacting § 1983 was to provide a federal forum for litigants who had been deprived of their constitutional rights. See, e. g., Monroe v. Pape, 365 U. S. 167 (1961). In answering the question whether § 1983 provides a federal forum for suits against the States themselves, however, one must apply the clear-statement principle reserved for Eleventh Amendment cases. Since this principle is inapplicable to suits brought in state court, and inapplicable to the question whether States are among those subject to a statute, see Employees v. Missouri Dept. of Public Health and Welfare, 411 U. S. 279, 287 (1973); Atascadero, supra, at 240, n. 2, the answer to the question whether §1983 provides a federal forum for suits against the States may be, and most often will *77be, different from the answer to the kind of question before us today. Since the question whether Congress has provided a federal forum for damages suits against the States is answered by applying a uniquely strict interpretive principle, see supra, at 75, the Court should not pretend that we have, in Quern, answered the question whether Congress intended to provide a federal forum for such suits, and then reason backwards from that “intent” to the conclusion that Congress must not have intended to allow such suits to proceed in state court.
In short, the only principle of statutory interpretation that permits the Court to avoid a careful and thorough analysis of § 1983’s language and history is the clear-statement principle that this Court has come to apply in Eleventh Amendment cases — a principle that is irrelevant to this state-court action. In my view, a careful and detailed analysis of § 1983 leads to the conclusion that States are “persons” within the meaning of that statute.
II
Section 1983 provides:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
Although § 1983 itself does not define the term “person,” we are not without a statutory definition of this word. “Any analysis of the meaning of the word ‘person’ in § 1983 . . . must begin . . . with the Dictionary Act.” Monell v. New York City Dept. of Social Services, 436 U. S. 658, 719 (1978) (Rehnquist, J., dissenting). Passed just two months be*78fore § 1983, and designed to “suppl[y] rules of construction for all legislation,” ibid., the Dictionary Act provided:
“That in all acts hereafter passed . . . the word ‘person’ may extend and be applied to bodies politic and corporate . . . unless the context shows that such words were intended to be used in a more limited sense . . . Act of Feb. 25, 1871, §2, 16 Stat. 431.
In Monell, we held this definition to be not merely allowable but mandatory, requiring that the word “person” be construed to include “bodies politic and corporate” unless the statute under consideration “by its terms called for a deviation from this practice.” 436 U. S., at 689-690, n. 53. Thus, we concluded, where nothing in the “context” of a particular statute “call[s] for a restricted interpretation of the word ‘person,’ the language of that [statute] should prima facie be construed to include ‘bodies politic’ among the entities that could be sued.” Ibid.
Both before and after the time when the Dictionary Act and § 1983 were passed, the phrase “bodies politic and corporate” was understood to include the States. See, e. g., J. Bouvier, 1 A Law Dictionary Adapted to the Constitution and Laws of the United States of America 185 (11th ed. 1866); W. Shumaker & G. Longsdorf, Cyclopedic Dictionary of Law 104 (1901); Chisholm v. Georgia, 2 Dali. 419, 447 (1793) (Iredell, J.); id., at 468 (Cushing, J.); Cotton v. United States, 11 How. 229, 231 (1851) (“Every sovereign State is of necessity a body politic, or artificial person”); Poindexter v. Greenhow, 114 U. S. 270, 288 (1885); McPherson v. Blacker, 146 U. S. 1, 24 (1892); Heim v. McCall, 239 U. S. 175, 188 (1915). See also United States v. Maurice, 2 Brock. 96, 109 (CC Va. 1823) (Marshall, C. J.) (“The United States is a government, and, consequently, a body politic and corporate”); Van Brocklin v. Tennessee, 117 U. S. 151, 154 (1886) (same). Indeed, the very legislators who passed § 1 referred to States in these terms. See, e. g., Cong. Globe, 42d Cong., 1st Sess., 661-662 (1871) (Sen. Vickers) (“What is a State? Is *79it not a body politic and corporate?”); id., at 696 (Sen. Ed-munds) (“A State is a corporation”).
The reason why States are “bodies politic and corporate” is simple: just as a corporation is an entity that can act only through its agents, “[t]he State is a political corporate body, can act only through agents, and can command only by laws.” Poindexter v. Greenhow, supra, at 288. See also Black’s Law Dictionary 159 (5th ed. 1979) (“[B]ody politic or corporate”: “A social compact by which the whole people covenants with each citizen, and each citizen with the whole people, that all shall be governed by certain laws for the common good”). As a “body politic and corporate,” a State falls squarely within the Dictionary Act’s definition of a “person.”
While it is certainly true that the phrase “bodies politic and corporate” referred to private and public corporations, see ante, at 69, and n. 9, this fact does not draw into question the conclusion that this phrase also applied to the States. Phrases may, of course, have multiple referents. Indeed, each and every dictionary cited by the Court accords a broader realm — one that comfortably, and in most cases explicitly, includes the sovereign — to this phrase than the Court gives it today. See 1 B. Abbott, Dictionary of Terms and Phrases Used in American or English Jurisprudence 155 (1879) (“[T]he term body politic is often used in a general way, as meaning the state or the sovereign power, or the city government, without implying any distinct express incorporation”); W. Anderson, A Dictionary of Law 127 (1893) (“[B]ody politic”: “The governmental, sovereign power: a city or a State”); Black’s Law Dictionary 143 (1891) (“[Bjody politic”: “It is often used, in a rather loose way, to designate the state or nation or sovereign power, or the government of a county or municipality, without distinctly connoting any express and individual corporate charter”); 1 A. Burrill, A Law Dictionary and Glossary 212 (2d ed. 1871) (“[B]ody politic”: “A body to take in succession, framed by policy”', “[pjarticu-*80larly applied, in the old books, to a corporation sole”); id., at 383 (“[Corporation sole” includes the sovereign in England).
Because I recognize that both uses of this phrase were deemed valid when § 1983 and the Dictionary Act were passed, the Court accuses me of “confusing] [the] precise definition of [this] phrase with its use ‘in a rather loose way,’ ” “to refer to the state (as opposed to a State).” Ante, at 70, n. 9, quoting Black, supra, at 143. It had never occurred to me, however, that only “precise” definitions counted as valid ones. Where the question we face is what meaning Congress attached to a particular word or phrase, we usually — and properly — are loath to conclude that Congress meant to use the word or phrase in a hypertechnical sense unless it said so. Nor does the Court’s distinction between “the state” and “a State” have any force. The suggestion, I take it, is that the phrase “bodies politic and corporate” refers only to nations rather than to the states within a nation; but then the Court must explain why so many of the sources I have quoted refer to states in addition to nations. In an opinion so utterly devoted to the rights of the States as sovereigns, moreover, it is surprising indeed to find the Court distinguishing between our sovereign States and our sovereign Nation.
In deciding what the phrase “bodies politic and corporate” means, furthermore, I do not see the relevance of the meaning of the term “public corporation.” See ante, at 69-70, n. 9. That is not the phrase chosen by Congress in the Dictionary Act, and the Court’s suggestion that this phrase is coterminous with the phrase “bodies politic and corporate” begs the question whether the latter one includes the States. Nor do I grasp the significance of this Court’s decision in United States v. Fox, 94 U. S. 315 (1877), in which the question was whether the State of New York, by including “persons” and “corporations” within the class of those to whom land could be devised, had intended to authorize devises to the United States. Ante, at 69-70, n. 9. Noting that “[t]he question is to be determined by the laws of [New York],” the *81Court held that it would require “an express definition” to hold that the word “persons” included the Federal Government, and that under state law the term “corporations” applied only to corporations created under the laws of New York. 94 U. S., at 320-321. The pertinence of these state-law questions to the issue before us today escapes me. Not only do we confront an entirely different, federal statute, but we also have an express statement, in the Dictionary Act, that the word “person” in §1 includes “bodies politic and corporate.” See also Pfizer Inc. v. India, 434 U. S., at 315, n. 15.
The relevance of the fact that § 2 of the Civil Rights Act of 1866, 14 Stat. 27, — the model for § 1 of the 1871 Act — was passed before the Dictionary Act, see ante, at 69, similarly eludes me. Congress chose to use the word “person” in the 1871 Act even after it had passed the Dictionary Act, presumptively including “bodies politic and corporate” within the category of “persons.” Its decision to do so — and its failure to indicate in the 1871 Act that the Dictionary Act’s presumption was not to apply — demonstrate that Congress did indeed intend “persons” to include bodies politic and corporate. In addition, the Dictionary Act’s definition of “person” by no means dropped from the sky. Many of the authorities cited above predate both the Dictionary Act and the 1866 Act, indicating that the word “persons” in 1866 ordinarily would have been thought to include “bodies politic and corporate,” with or without the Dictionary Act.
This last point helps to explain why it is a matter of small importance that the Dictionary Act’s definition of “person” as including bodies politic and corporate was retroactively withdrawn when the federal statutes were revised in 1874. See T. Durant, Report to Joint Committee on Revision of Laws 2 (1873). Only two months after presumptively designating bodies politic and corporate as “persons,” Congress chose the word “person” for § 1 of the Civil Rights Act. For the purpose of determining Congress’ intent in using this *82term, it cannot be decisive that, three years later, it withdrew this presumption. In fact, both the majority and dissent in Monell emphasized the 1871 version of the Dictionary Act, but neither saw fit even to mention the 1874 revision of this statute. 436 U. S., at 688-689, and nn. 51, 53 (opinion for the Court); id., at 719 (Rehnquist, J., dissenting). Even in cases, moreover, where no statutory definition of the word “persons” is available, we have not hesitated to include bodies politic and corporate within that category. See Stanley v. Schwalby, 147 U. S. 508, 517 (1893) (“[T]he word ‘person’ in the statute would include [the States] as a body politic and corporate”); Ohio v. Helvering, 292 U. S. 360, 370 (1934); United States v. Shirey, 359 U. S. 255, 257, n. 2 (1959).
Thus, the question before us is whether the presumption that the word “person” in § 1 of the Civil Rights Act of 1871 included bodies politic and corporate — and hence the States — is overcome by anything in the statute’s language and history. Certainly nothing in the statutory language overrides this presumption. The statute is explicitly directed at action taken “under color of” state law, and thus supports rather than refutes the idea that the “persons” mentioned in the statute include the States. Indeed, for almost a century — until Monroe v. Pape, 365 U. S. 167 (1961) — it was unclear whether the statute applied at all to action not authorized by the State, and the enduring significance of the first cases construing the Fourteenth Amendment, pursuant to which § 1 was passed, lies in their conclusion that the prohibitions of this Amendment do not reach private action. See Civil Rights Cases, 109 U. S. 3 (1883). In such a setting, one cannot reasonably deny the significance of § 1983’s explicit focus on state action.
Unimpressed by such arguments, the Court simply asserts that reading “States” where the statute mentions “person” would be “decidedly awkward.” Ante, at 64. The Court does not describe the awkwardness that it perceives, but I take it that its objection is that the under-color-of-law *83requirement would be redundant if States were included in the statute because States necessarily act under color of state law. But § 1983 extends as well to natural persons, who do not necessarily so act; in order to ensure that they would be liable only when they did so, the statute needed the under-color-of-law requirement. The only way to remove the redundancy that the Court sees would have been to eliminate the catchall phrase “person” altogether, and separately describe each category of possible defendants and the circumstances under which they might be liable. I cannot think of a situation not involving the Eleventh Amendment, however, in which we have imposed such an unforgiving drafting requirement on Congress.
Taking the example closest to this case, we might have observed in Monell that § 1983 was clumsily written if it included municipalities, since these, too, may act only under color of state authority. Nevertheless, we held there that the statute does apply to municipalities. 436 U. S., at 690. Similarly, we have construed the statutory term “white persons” to include “‘corporations, companies, associations, firms, partnerships, societies, and joint stock companies, as well as individuals,’” see Wilson v. Omaha Tribe, 442 U. S., at 666, quoting 1 U. S. C. § 1, despite the evident awkwardness in doing so. Indeed, virtually every time we construe the word “person” to include corporate or other artificial entities that are not individual, flesh-and-blood persons, some awkwardness results. But given cases like Monell and Wilson, it is difficult to understand why mere linguistic awkwardness should control where there is good reason to accept the “awkward” reading of a statute.
The legislative history and background of the statute confirm that the presumption created by the Dictionary Act was not overridden in § 1 of the 1871 Act, and that, even without such a presumption, it is plain that “person” in the 1871 Act must include the States. I discussed in detail the legislative history of this statute in my opinion concurring in the judg*84ment in Quern v. Jordan, 440 U. S., at 357-365, and I shall not cover that ground again here. Suffice it to say that, in my view, the legislative history of this provision, though spare, demonstrates that Congress recognized and accepted the fact that the statute was directed at the States themselves. One need not believe that the statute satisfies this Court’s heightened clear-statement principle, reserved for Eleventh Amendment cases, in order to conclude that the language and legislative history of § 1983 show that the word “person” must include the States.
As to the more general historical background of §1, we too easily forget, I think, the circumstances existing in this country when the early civil rights statutes were passed. “[V]iewed against the events and passions of the time,” United States v. Price, 383 U. S. 787, 803 (1966), I have little doubt that § 1 of the Civil Rights Act of 1871 included States as “persons.” The following brief description of the Reconstruction period is illuminating:
“The Civil War had ended in April 1865. Relations between Negroes and whites were increasingly turbulent. Congress had taken control of the entire governmental process in former Confederate States. It had declared the governments in 10 ‘unreconstructed’ States to be illegal and had set up federal military administrations in their place. Congress refused to seat representatives from these States until they had adopted constitutions guaranteeing Negro suffrage, and had ratified the Fourteenth Amendment. Constitutional conventions were called in 1868. Six of the 10 States fulfilled Congress’ requirements in 1868, the other four by 1870.
“For a few years ‘radical’ Republicans dominated the governments of the Southern States and Negroes played a substantial political role. But countermeasures were swift and violent. The Ku Klux Klan was organized by southern whites in 1866 and a similar organization appeared with the romantic title of the Knights of the *85White Camellia. In 1868 a wave of murders and assaults was launched including assassinations designed to keep Negroes from the polls. The States themselves were helpless, despite the resort by some of them to extreme measures such as making it legal to hunt down and shoot any disguised man.
“Within the Congress pressures mounted in the period between the end of the war and 1870 for drastic measures. A few months after the ratification of the Thirteenth Amendment on December 6, 1865, Congress, on April 9, 1866, enacted the Civil Rights Act of 1866 .... On June 13, 1866, the Fourteenth Amendment was proposed, and it was ratified in July 1868. In February 1869 the Fifteenth Amendment was proposed, and it was ratified in February 1870. On May 31, 1870, the Enforcement Act of 1870 was enacted.” Id., at 803-805 (footnotes omitted).
This was a Congress in the midst of altering the “ ‘balance between the States and the Federal Government.’” Ante, at 65, quoting Atascadero State Hospital v. Scanlon, 473 U. S., at 242. It was fighting to save the Union, and in doing so, it transformed our federal system. It is difficult, therefore, to believe that this same Congress did not intend to include States among those who might be liable under § 1983 for the very deprivations that were threatening this Nation at that time.
Ill
To describe the breadth of the Court’s holding is to demonstrate its unwisdom. If States are not “persons” within the meaning of § 1983, then they may not be sued under that statute regardless of whether they have consented to suit. Even if, in other words, a State formally and explicitly consented to suits against it in federal or state court, no § 1983 plaintiff could proceed against it because States are not within the statute’s category of possible defendants.
*86This is indeed an exceptional holding. Not only does it depart from our suggestion in Alabama v. Pugh, 438 U. S. 781, 782 (1978), that a State could be a defendant under § 1983 if it consented to suit, see also Quern v. Jordan, supra, at 340, but it also renders ineffective the choices some States have made to permit such suits against them. See, e. g., Della Grotta v. Rhode Island, 781 F. 2d 343 (CA1 1986). I do not understand what purpose is served, what principle of federalism or comity is promoted, by refusing to give force to a State’s explicit consent to suit.
The Court appears to be driven to this peculiar result in part by its view that “in enacting § 1983, Congress did not intend to override well-established immunities or defenses under the common law.” Ante, at 67. But the question whether States are “persons” under §1983 is separate and distinct from the question whether they may assert a defense of common-law sovereign immunity. In our prior decisions involving common-law immunities, we have not held that the existence of an immunity defense excluded the relevant state actor from the category of “persons” liable under § 1983, see, e. g., Forrester v. White, 484 U. S. 219 (1988), and it is a mistake to do so today. Such an approach entrenches the effect of common-law immunity even where the immunity itself has been waived.
For my part, I would reverse the judgment below and remand for resolution of the question whether Michigan would assert common-law sovereign immunity in defense to this suit and, if so, whether that assertion of immunity would preclude the suit.
Given the suggestion in the court below that Michigan enjoys no common-law immunity for violations of its own Constitution, Smith v. Department of Public Health, 428 Mich. 540, 641-642, 410 N. W. 2d 749, 793-794 (1987) (Boyle, J., concurring), there is certainly a possibility that that court would hold that the State also lacks immunity against § 1983 suits for violations of the Federal Constitution. *87Moreover, even if that court decided that the State’s waiver of immunity did not apply to § 1983 suits, there is a substantial question whether Michigan could so discriminate between virtually identical causes of action only on the ground that one was a state suit and the other a federal one. Cf. Testa v. Katt, 330 U. S. 386 (1947); Martinez v. California, 444 U. S. 277, 283, n. 7 (1980). Finally, even if both of these questions were resolved in favor of an immunity defense, there would remain the question whether it would be reasonable to attribute to Congress an intent to allow States to decide for themselves whether to take cognizance of § 1983 suits brought against them. Cf. Martinez, supra, at 284, and n. 8; Owen v. City of Independence, 445 U. S. 622, 647-648 (1980).
Because the court below disposed of the case on the ground that States were not “persons” within the meaning of § 1983, it did not pass upon these difficult and important questions. I therefore would remand this case to the state court to resolve these questions in the first instance.
Justice Stevens,
dissenting.
Legal doctrines often flourish long after their raison d’etre has perished.1 The doctrine of sovereign immunity rests on the fictional premise that the “King can do no wrong.”2 Even though the plot to assassinate James I in 1605, the exe*88cution of Charles I in 1649, and the Colonists’ reaction to George Ill’s stamp tax made rather clear the fictional character of the doctrine’s underpinnings/ British subjects found a gracious means of compelling the King to obey the law rather than simply repudiating the doctrine itself. They held his advisers and his agents responsible.3
In our administration of § 1983, we have also relied on fictions to protect the illusion that a sovereign State, absent consent, may not be held accountable for its delicts in federal court. Under a settled course of decision, in contexts ranging from school desegregation to the provision of public *89assistance benefits to the administration of prison systems and other state facilities, we have held the States liable under § 1983 for their constitutional violations through the artifice of naming a public officer as a nominal party. Once one strips away the Eleventh Amendment overlay applied to actions in federal court, it is apparent that the Court in these cases has treated the State as the real party in interest both for the purposes of granting prospective and ancillary relief and of denying retroactive relief. When suit is brought in state court, where the Eleventh Amendment is inapplicable, it follows that the State can be named directly as a party under § 1983.
An official-capacity suit is the typical way in which we have held States responsible for their duties under federal law. Such a suit, we have explained, “ ‘generally represents] only another way of pleading an action against an entity of which an officer is an agent.’” Kentucky v. Graham, 473 U. S. 159, 165 (1985) (quoting Monell v. New York City Dept. of Social Services, 436 U. S. 658, 690, n. 55 (1978)); see also Pennhurst State School and Hospital v. Halderman, 465 U. S. 89, 101 (1984). In the peculiar Eleventh Amendment analysis we have applied to such cases, we have recognized that an official-capacity action is in reality always against the State and balanced interests to determine whether a particular type of relief is available. The Court has held that when a suit seeks equitable relief or money damages from a state officer for injuries suffered in the past, the interests in compensation and deterrence are insufficiently weighty to override the State’s sovereign immunity. See Papasan v. Attain, 478 U. S. 265, 278 (1986); Green v. Mansour, 474 U. S. 64, 68 (1985); Edelman v. Jordan, 415 U. S. 651, 668 (1974). On the other hand, although prospective relief awarded against a state officer also “implicate[s] Eleventh Amendment concerns,” Mansour, 474 U. S., at 68, the interests in “end[ing] a continuing violation of federal law,” ibid., outweigh the interests in state sovereignty and justify *90an award under § 1983 of an injunction that operates against the State’s officers or even directly against the State itself. See, e. g., Papasan, supra, at 282; Quern v. Jordan, 440 U. S. 332, 337 (1979); Milliken v. Bradley, 433 U. S. 267, 289 (1977).
In Milliken v. Bradley, supra, for example, a unanimous Court upheld a federal-court order requiring the State of Michigan to pay $5,800,000 to fund educational components in a desegregation decree “notwithstanding [its] direct and substantial impact on the state treasury.” Id., at 289 (emphasis added).4 As Justice Powell stated in his opinion concurring in the judgment, “the State [had] been adjudged a participant in the constitutional violations, and the State therefore may be ordered to participate prospectively in a remedy otherwise appropriate.” Id., at 295. Subsequent decisions have adhered to the position that equitable relief — even “a remedy that might require the expenditure of state funds,” Papasan, supra, at 282 — may be awarded to ensure future compliance by a State with a substantive federal question determination. See also Quern v. Jordan, 440 U. S., at 337.
Our treatment of States as “persons” under § 1983 is also exemplified by our decisions holding that ancillary relief, such as attorney’s fees, may be awarded directly against the State. We have explained that “liability on the merits and responsibility for fees go hand in hand; where a defendant has not been prevailed against, either because of legal immunity *91or on the merits, § 1988 does not authorize a fee award against that defendant.” Kentucky v. Graham, supra, at 165. Nonetheless, we held in Hutto v. Finney, 437 U. S. 678 (1978), a case challenging the administration of the Arkansas prison system, that a Federal District Court could award attorney’s fees directly against the State under § 1988,5 id,., at 700; see Brandon v. Holt, 469 U. S. 464, 472 (1985), and could assess attorney’s fees for bad-faith litigation under § 1983 “ ‘to be paid out of Department of Corrections funds.’” 437 U. S., at 692. In Supreme Court of Virginia v. Consumers Union of United States, Inc., 446 U. S. 719, 739 (1980), Justice White reaffirmed for a unanimous Court that an award of fees could be entered against a State or state agency, in that case a State Supreme Court, in an in-junctive action under § 1983.6 In suits commenced in state court, in which there is no independent reason to require parties to sue nominally a state officer, we have held that attor*92ney’s fees can be awarded against the State in its own name. See Maine v. Thiboutot, 448 U. S. 1, 10-11 (1980).7
The Civil Rights Act of 1871 was “intended to provide a remedy, to be broadly construed, against all forms of official violation of federally protected rights.” Monell v. New York City Dept. of Social Services, 436 U. S., at 700-701. Our holdings that a § 1983 action can be brought against state officials in their official capacity for constitutional violations properly recognize and are faithful to that profound mandate.' If prospective relief can be awarded against state officials under § 1983 and the State is the real party in interest in such suits, the State must be a “person” which can be held liable under § 1983. No other conclusion is available. Eleventh Amendment principles may limit the State’s capacity to be sued as such in federal court. See Alabama v. Pugh, 438 U. S. 781 (1978). But since those principles are not applicable to suits in state court, see Thiboutot, supra, at 9, n. 7; Nevada v. Hall, 440 U. S. 410 (1979), there is no need to resort to the fiction of an official-capacity suit and the State may and should be named directly as a defendant in a § 1983 action.
The Court concludes, however, that “a state official in his or her official capacity, when sued for injunctive relief, would be a person under § 1983,” ante, at 71, n. 10, while that same party sued in the same official capacity is not a person when the plaintiff seeks monetary relief. It cites in support of this.,, proposition cases such as Osborn v. Bank of United States, 9 Wheat. 738 (1824), in which the Court through Chief Justice Marshall held that an action against a state auditor to recover taxes illegally collected did not constitute an action against the State. This line of authority, the Court states, “would *93not have been foreign to the 19th-century Congress that enacted § 1983." Ante, at 71, n. 10.
On the Court’s supposition, the question would be whether the complaint against a state official states a claim for the type of relief sought, not whether it will have an impact on the state treasury. See, e. g., Governor of Georgia v. Madrazo, 1 Pet. 110, 124 (1828). At least for actions in state court, as to which there could be no constitutional reason to look to the effect on the State, see Edelman v. Jordan, 415 U. S. 651 (1974), the Court’s analysis would support actions for the recovery of chattel and real property against state officials both of which were well known in the 19th century. See Poindexter v. Greenhow, 114 U. S. 270 (1884); United States v. Lee, 106 U. S. 196 (1882). Although the conclusion that a state officer sued for damages in his or her official capacity is not a “person” under § 1983 would not quite follow,8 it might nonetheless be permissible to assume that the 1871 Congress did not contemplate an action for damages payable not by the officer personally but by the State.
The Court having constructed an edifice for the purposes of the Eleventh Amendment on the theory that the State is always the real party in interest in a § 1983 official-capacity action against a state officer, I would think the majority would be impelled to conclude that the State is a “person” under § 1983. As Justice Brennan has demonstrated, there is also a compelling textual argument that States are persons under § 1983. In addition, the Court’s construction draws an illogical distinction between wrongs committed by county or municipal officials on the one hand, and those committed by state officials on the other. Finally, there is no necessity to *94import into this question of statutory construction doctrine created to protect the fiction that one sovereign cannot be sued in the courts of another sovereign. Aside from all of these reasons, the Court’s holding that a State is not a person under § 1983 departs from a long line of judicial authority based on exactly that premise.
I respectfully dissent.
“A very common phenomenon, and one very familiar to the student of history, is this. The customs, beliefs, or needs of a primitive time establish a rule or a formula. In the course of centuries the custom, belief, or necessity disappears, but the rule remains. The reason which gave rise to the rule has been forgotten and ingenious minds set themselves to inquire how it is to be accounted for. Some ground of policy is thought of, which seems to explain it and to reconcile it with the present state of things; and then the rule adapts itself to the new reasons which have been found for it, and enters on a new career. The old form receives a new content, and in time even the form modifies itself to fit the meaning which it has received.” 0. Holmes, The Common Law 8 (M. Howe ed. 1963).
See 1 W. Blackstone, Commentaries *246 (“The king, moreover, is not only incapable of doing wrong, but even of thinking wrong; he can never mean to do an improper thing”).
In the first chapter of his classic History of England, published in 1849, Thomas Macaulay wrote:
“Of these kindred constitutions the English was, from an early period, justly reputed the best. The prerogatives of the sovereign were undoubtedly extensive.
“But his power, though ample, was limited by three great constitutional principles, so ancient that none can say when they began to exist, so potent that their natural development, continued through many generations, has produced the order of things under which we now live.
“First, the King could not legislate without the consent of his Parliament. Secondly, he could impose no tax without the consent of his Parliament. Thirdly, he was bound to conduct the executive administration according to the laws of the land, and, if he broke those laws, his advisers and his agents were responsible.” 1 T. Macaulay, History of England 28-29. In the United States as well, at the time of the passage of the Civil Rights Act of 1871, actions against agents of the sovereign were the means by which the State, despite its own immunity, was required to obey the law. See, e. g., Poindexter v. Greenhow, 114 U. S. 270, 297 (1885) (“The fancied inconvenience of an interference with the collection of its taxes by the govenment of Virginia, by suits against its tax collectors, vanishes at once upon the suggestion that such interference is not possible, except when that government seeks to enforce the collection of its taxes contrary to the law and contract of the State, and in violation of the Constitution of the United States”); Davis v. Gray, 16 Wall. 203, 220 (1873) (“Where the State is concerned, the State should be made a party, if it could be done. That it cannot be done is a sufficient reason for the omission to do it, and the court may proceed to decree against the officers of the State in all respects as if the State were a party to the record”).
. We noted in Hutto v. Finney, 437 U. S. 678, 692, n. 20 (1978):
“In Milliken v. Bradley, [433 U. S. 267 (1977)], we affirmed an order requiring a state treasurer to pay a substantial sum to another litigant, even though the District Court’s opinion explicitly recognized that ‘this remedial decree will be paid for by the taxpayers of the City of Detroit and the State of Michigan,’ App. to Pet. for Cert, in Milliken v. Bradley, O. T. 1976, No. 76-447, pp. 116a-117a, and even though the Court of Appeals, in affirming, stated that ‘the District Court ordered that the State and Detroit Board each pay one-half the costs' of relief. Bradley v. Milliken, 540 F. 2d 229, 245 (CA6 1976).”
We explained that the legislative history evinced Congress’ intent that attorney’s fees be assessed against the State:
“The legislative history is equally plain: ‘[I]t is intended that the attorneys’ fees, like other items of costs, will be collected either directly from the official, in his official capacity, from funds of his agency or under his control, or from the State or local government (whether or not the agency or government is a named party).’ S. Rep. No. 94-1011, p. 5 (1976) (footnote omitted). The House Report is in accord: ‘The greater resources available to governments provide an ample base from which fees can be awarded to the prevailing plaintiff in suits against governmental officials or entities.’ H. R. Rep. No. 94-1558, p. 7 (1976). The Report added in a footnote that: ‘Of course, the 11th Amendment is not a bar to the awarding of counsel fees against state governments. Fitzpartick v. Bitzer.’ Id., at 7, n. 14. Congress’ intent was expressed in deeds as well as words. It rejected at least two attempts to amend the Act and immunize state and local governments from awards.” Hutto, supra, at 694.
The Court is surely incorrect to assert that a determination that a State is a person under § 1983 was unnecessary to our decisions awarding attorney’s fees against a State or state agency. Ante, at 63, n. 4. If there was no basis for liability because the State or state agency was not a party under § 1983, it is difficult to see how there was a basis for imposition of fees.
Indeed, we have never questioned that a State is a proper defendant in a § 1983 action when the State has consented to being joined in its own name in a suit in federal court, see Alabama v. Pugh, 438 U. S. 781 (1978), or has been named as a defendant in an action in state court, see Maine v. Thiboutot, 448 U. S. 1 (1980); Martinez v. California, 444 U. S. 277 (1980).
Cf. City of Kenosha v. Bruno, 412 U. S. 507, 513 (1973) (“We find nothing in the legislative history discussed in Monroe [v. Pape, 365 U. S. 167 (1961)], or in the language actually used by Congress, to suggest that the generic word ‘person’ in § 1983 was intended to have a bifurcated application to municipal corporations depending on the nature of the relief sought against them”).
8.1.5 Hafer v. Melo 8.1.5 Hafer v. Melo
HAFER v. MELO et al.
No. 90-681.
Argued October 15, 1991
Decided November 5, 1991
Jerome R. Richter argued the cause for petitioner. With him on the briefs was Goncer M. Krestal.
William Goldstein argued the cause for respondents. With him on the brief was Edward H. Ruhenstone. *
Richard Ruda filed a brief for the National Association of Counties et al. as amici curiae urging reversal.
Briefs of amici curiae urging affirmance were filed for the American Civil Liberties Union et al. by Andrew J. Pincus, John A. Powell, and Steven R. Shapiro; for the American Federation of Labor and Congress of Industrial Organizations by Robert M. Weinberg, Walter Kamiat, and Laurence Gold; for Kenneth W. Fultz by Clettis P. Lyman; and for Nancy Haberstroh by Stephen R. Kaplan.
Justice O’Connor
delivered the opinion of the Court.
In Will v. Michigan Dept. of State Police, 491 U. S. 58 (1989), we held that state officials “acting in their official capacities” are outside the class of “persons” subject to liability *23 under Rev. Stat. § 1979, 42 U. S. C. § 1983. 491 U. S., at 71. Petitioner takes this language to mean that § 1983 does not authorize suits against state officers for damages arising from official acts. We reject this reading of Will and hold that state officials sued in their individual capacities are “persons” for purposes of § 1983.
I
In 1988, petitioner Barbara Hafer sought election to the post of auditor general of Pennsylvania. Respondents allege that during the campaign United States Attorney James West gave Hafer a list of 21 employees in the auditor general’s office who secured their jobs through payments to a former employee of the office. App. 10. They further allege that Hafer publicly promised to fire all employees on the list if elected. Ibid.
Hafer won the election. Shortly after becoming auditor general, she dismissed 18 employees, including named respondent James Melo, Jr., on the basis that they “bought” their jobs. Melo and seven other terminated employees sued Hafer and West in Federal District Court. They asserted state and federal claims, including a claim under § 1983, and sought monetary damages. Carl Gurley and the remaining respondents in this case also lost their jobs with the auditor general soon after Hafer took office. These respondents allege that Hafer discharged them because of their Democratic political affiliation and support for her opponent in the 1988 election. Id., at 28, 35, 40. They too filed suit against Hafer, seeking monetary damages and reinstatement under § 1983.
After consolidating the Melo and Gurley actions, the District Court dismissed all claims. In relevant part, the court held that the § 1983 claims against Hafer were barred because, under Will, she could not be held liable for employment decisions made in her official capacity as auditor general.
*24 The Court of Appeals for the Third Circuit reversed this portion of the District Court’s decision. 912 F. 2d 628 (1990). As to claims for reinstatement brought against Hafer in her official capacity, the court rested on our statement in Will that state officials sued for injunctive relief in their official capacities are “persons” subject to liability under § 1983. See Will, supra, at 71, n. 10. Turning to respondents’ monetary claims, the court found that six members of the Gurley group had expressly sought damages from Hafer in her personal capacity. The remaining plaintiffs “although not as explicit, signified a similar intent.” 912 F. 2d, at 636. * The court found this critical. While Hafer’s power to hire and fire derived from her position as auditor general, it said, a suit for damages based on the exercise of this authority could be brought against Hafer in her personal capacity. Because Hafer acted under color of state law, respondents could maintain a § 1983 individual-capacity suit against her.
We granted certiorari, 498 U. S..1H8 (1991), to address the question whether state officers may be held personally liable for damages under § 1983 based upon actions taken in their official capacities.
*25 II
In Kentucky v. Graham, 473 U. S. 159 (1985), the Court sought to eliminate lingering confusion about the distinction between personal- and official-capacity suits. We emphasized that official-capacity suits “‘generally represent only another way of pleading an action against an entity of which an officer is an agent.’ ” Id., at 165 (quoting Monell v. New York City Dept. of Social Services, 436 U. S. 658, 690, n. 55 (1978)). Suits against state officials in their official capacity therefore should be treated as suits against the State. 473 U. S., at 166. Indeed, when officials sued in this capacity in federal court die or leave office, their successors automatically assume their roles in the litigation. See Fed. Rule Civ. Proc. 25(d)(1); Fed. Rule App. Proc. 43(c)(1); this Court’s Rule 35.3. Because the real party in interest in an official-capacity suit is the governmental entity and not the named official, “the entity’s ‘policy or custom’ must have played a part in the violation of federal law.” Graham, supra, at 166 (quoting Monell, supra, at 694). For the same reason, the only immunities available to the defendant in an official-capacity action are those that the governmental entity possesses. 473 U. S., at 167.
Personal-capacity suits, on the other hand, seek to impose individual liability upon a government officer for actions taken under color of state law. Thus, “[o]n the merits, to establish personal liability in a § 1983 action, it is enough to show that the official, acting under color of state law, caused the deprivation of a federal right.” Id., at 166. While the plaintiff in a personal-capacity suit need not establish a connection to governmental “policy or custom,” officials sued in their personal capacities, unlike those sued in their official capacities, may assert personal immunity defenses such as objectively reasonable reliance on existing law. Id., at 166-167.
Our decision in Will v. Michigan Dept. of State Police, 491 U. S. 58 (1989), turned in part on these differences between *26 personal- and official-capacity actions. The principal issue in Will was whether States are “persons” subject to suit under § 1983. Section 1983 provides, in relevant part:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State . . . subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured . . . .”
The Court held that interpreting the words “[ejvery person” to exclude the States accorded with the most natural reading of the law, with its legislative history, and with the rule that Congress must clearly state its intention to alter “ ‘the federal balance’” when it seeks to do so. Will, supra, at 65 (quoting United States v. Bass, 404 U. S. 336, 349 (1971)).
The Court then addressed the related question whether state officials, sued for monetary relief in their official capacities, are persons under § 1983. We held that they are not. Although “state officials literally are persons,” an official-capacity suit against a state officer “is not a suit against the official but rather is a suit against the official’s office. As such it is no different from a suit against the State itself.” 491 U. S., at 71 (citation omitted).
Summarizing our holding, we said: “[NJeither a State nor its officials acting in their official capacities are ‘persons’ under § 1983.” Ibid. Hafer relies on this recapitulation for the proposition that she may not be held personally liable under § 1983 for discharging respondents because she “act[ed]” in her official capacity as auditor general of Pennsylvania. Of course, the claims considered in Will were official-capacity claims; the phrase “acting in their official capacities” is best understood as a reference to the capacity in which the state officer is sued, not the capacity in which the officer inflicts the alleged injury. To the extent that Will *27 allows the construction Hafer suggests, however, we now eliminate that ambiguity.
A
Will itself makes clear that the distinction between official-capacity suits and personal-capacity suits is more than “a mere pleading device.” Ibid. State officers sued for damages in their official capacity are not “persons” for purposes of the suit because they assume the identity of the government that employs them. Ibid. By contrast, officers sued in their personal capacity come to court as individuals. A government official in the role of personal-capacity defendant thus fits comfortably within the statutory term “person.” Cf. id., at 71, n. 10 (“[A] state official in his or her official capacity, when sued for injunctive relief, would be a person under § 1983 because ‘official-capacity actions for prospective relief are not treated as actions against the State’ ”) (quoting Graham, 473 U. S., at 167, n. 14).
Hafer seeks to overcome the distinction between official- and personal-capacity suits by arguing that §1983 liability turns not on the capacity in which state officials are sued, but on the capacity in which they acted when injuring the plaintiff. Under Will, she asserts, state officials may not be held liable in their personal capacity for actions they take in their official capacity. Although one Court of Appeals has endorsed this view, see Cowan v. University of Louisville School of Medicine, 900 F. 2d 936, 942-943 (CA6 1990), we find it both unpersuasive as an interpretation of § 1983 and foreclosed by our prior decisions.
Through § 1983, Congress sought “to give a remedy to parties deprived of constitutional rights, privileges and immunities by an official’s abuse of his position.” Monroe v. Pape, 365 U. S. 167, 172 (1961). Accordingly, it authorized suits to redress deprivations of civil rights by persons acting “under color of any [state] statute, ordinance, regulation, custom, or usage.” 42 U. S. C. § 1983. The requirement of action under color of state law means that Hafer may be liable for *28 discharging respondents precisely because of her authority as auditor general. We cannot accept the novel proposition that this same official authority insulates Hafer from suit.
In an effort to limit the scope of her argument, Hafer distinguishes between two categories of acts taken under color of state law: those outside the official’s authority or not essential to the operation of state government, and those both within the official’s authority and necessary to the performance of governmental functions. Only the former group, she asserts, can subject state officials to personal liability under § 1983; the latter group (including the employment decisions at issue in this case) should be considered acts of the State that cannot give rise to a personal-capacity action.
The distinction Hafer urges finds no support in the broad language of § 1983. To the contrary, it ignores our holding that Congress enacted § 1983 “ ‘to enforce provisions of the Fourteenth Amendment against those who carry a badge of authority of a State and represent it in some capacity, whether they act in accordance with their authority or misuse it.’ ” Scheuer v. Rhodes, 416 U. S. 232, 243 (1974) (quoting Monroe v. Pape, supra, at 171-172). Because of that intent, we have held that in § 1983 actions the statutory requirement of action “under color of” state law is just as broad as the Fourteenth Amendment’s “state action” requirement. Lugar v. Edmondson Oil Co., 457 U. S. 922, 929 (1982).
Furthermore, Hafer’s distinction cannot be reconciled with our decisions regarding immunity of government officers otherwise personally liable for acts done in the course of their official duties. Her theory would absolutely immunize state officials from personal liability for acts within their authority and necessary to fulfilling governmental responsibilities. Yet our cases do not extend absolute immunity to all officers who engage in necessary official acts. Rather, immunity from suit under § 1983 is “predicated upon a considered inquiry into the immunity historically accorded the relevant *29 official at common law and the interests behind it,” Imbler v. Pachtman, 424 U. S. 409, 421 (1976), and officials seeking absolute immunity must show that such immunity is justified for the governmental function at issue, Burns v. Reed, 500 U. S. 478, 486-487 (1991).
This Court has refused to extend absolute immunity beyond a very limited class of officials, including the President of the United States, legislators carrying out their legislative functions, and judges carrying out their judicial functions, “whose special functions or constitutional status requires complete protection from suit.” Harlow v. Fitzgerald, 457 U. S. 800, 807 (1982). State executive officials are not entitled to absolute immunity for their official actions. Scheuer v. Rhodes, supra. In several instances, moreover, we have concluded that no more than a qualified immunity attaches to administrative employment decisions, even if the same official has absolute immunity when performing other functions. See Forrester v. White, 484 U. S. 219 (1988) (dismissal of court employee by state judge); Harlow v. Fitzgerald, supra (discharge of Air Force employee, allegedly orchestrated by senior White House aides) (action under Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971)); Davis v. Passman, 442 U. S. 228 (1979) (dismissal of congressional aide) (Bivens action). That Hafer may assert personal immunity within the framework of these cases in no way supports her argument here.
B
Hafer further asks us to read Will’s language concerning suits against state officials as establishing the limits of liability under the Eleventh Amendment. She asserts that imposing personal liability on officeholders may infringe on state sovereignty by rendering government less effective; thus, she argues, the Eleventh Amendment forbids personal-capacity suits against state officials in federal court.
*30 Most certainly, Will’s holding does not rest directly on the Eleventh Amendment. Whereas the Eleventh Amendment bars suits in federal court “by private parties seeking to impose a liability which must be paid from public funds in the state treasury,” Edelman v. Jordan, 415 U. S. 651, 663 (1974), Will arose from a suit in state court. We considered the Eleventh Amendment in Will only because the fact that Congress did not intend to override state immunity when it enacted § 1983 was relevant to statutory construction: “Given that a principal purpose behind the enactment of § 1983 was to provide a federal forum for civil rights claims,” Congress’ failure to authorize suits against States in federal courts suggested that it also did not intend to authorize such claims in state courts. 491 U. S., at 66.
To the extent that Hafer argues from the Eleventh Amendment itself, she makes a claim that failed in Scheuer v. Rhodes, supra. In Scheuer, personal representatives of the estates of three students who died at Kent State University in May 1970 sought damages from the Governor of Ohio and other state officials. The District Court dismissed their complaints on the theory that the suits, although brought against state officials in their personal capacities, were in substance actions against the State of Ohio and therefore barred by the Eleventh Amendment.
We rejected this view. “[S]ince Ex parte Young, 209 U. S. 123 (1908),” we said, “it has been settled that the Eleventh Amendment provides no shield for a state official confronted by a claim that he had deprived another of a federal right under the color of state law.” Scheuer, supra, at 237. While the doctrine of Ex parte Young does not apply where a plaintiff seeks damages from the public treasury, damages awards against individual defendants in federal courts “are a permissible remedy in some circumstances notwithstanding the fact that they hold public office.” 416 U. S., at 238. That is, the Eleventh Amendment does not erect a barrier *31 against suits to impose “individual and personal liability” on state officials under § 1983. Ibid.
To be sure, imposing personal liability on state officers may hamper their performance of public duties. But such concerns are properly addressed within the framework of our personal immunity jurisprudence. See Forrester v. White, supra, at 223. Insofar as respondents seek damages against Hafer personally, the Eleventh Amendment does not restrict their ability to sue in federal court.
We hold that state officials, sued in their individual capacities, are “persons” within the meaning of § 1983. The Eleventh Amendment does not bar such suits, nor are state officers absolutely immune from personal liability under § 1983 solely by virtue of the “official” nature of their acts.
The judgment of the Court of Appeals is
Affirmed.
Justice Thomas took no part in the consideration or decision of this case.
The Third Circuit looked to the proceedings below to determine whether certain respondents brought their claims for damages against Hafer in her official capacity or her personal capacity. 912 F. 2d, at 635-636. Several other Courts of Appeals adhere to this practice. See Conner v. Reinhard, 847 F. 2d 384, 394, n. 8 (CA7), cert. denied, 488 U. S. 856 (1988); Houston v. Reich, 932 F. 2d 883, 885 (CA10 1991); Lundgren v. McDaniel, 814 F. 2d 600, 603-604 (CA11 1987). Still others impose a more rigid pleading requirement. See Wells v. Brown, 891 F. 2d 591, 592 (CA6 1989) (§ 1983 plaintiff must specifically plead that suit for damages is brought against state official in individual capacity); Nix v. Norman, 879 F. 2d 429, 431 (CA8 1989) (same). Because this issue is not properly before us, we simply reiterate the Third Circuit’s view that “[i]t is obviously preferable for the plaintiff to be specific in the first instance to avoid any ambiguity.” 912 F. 2d, at 636, n. 7. See this Court’s Rule 14.1(a) (“Only the questions set forth in the petition, or fairly included therein, will be considered by the Court”).
8.2 State Action 8.2 State Action
8.2.1 Civil Rights Cases 8.2.1 Civil Rights Cases
UNITED STATES
v.
STANLEY.
UNITED STATES
v.
RYAN.
UNITED STATES
v.
NICHOLS.
UNITED STATES
v.
SINGLETON.
ROBINSON & Wife
v.
MEMPHIS AND CHARLESTON RAILROAD COMPANY.
Supreme Court of United States.
*5 Mr. Solicitor General Phillips for the United States.
Mr. William M. Randolph for Robinson and wife, plaintiffs in error.
Mr. William Y.C. Humes and Mr. David Posten for the Memphis and Charleston Railroad Co., defendants in error.
*8 MR. JUSTICE BRADLEY delivered the opinion of the court. After stating the facts in the above language he continued:
It is obvious that the primary and important question in all *9 the cases is the constitutionality of the law: for if the law is unconstitutional none of the prosecutions can stand.
The sections of the law referred to provide as follows:
"SEC. 1. That all persons within the jurisdiction of the United States shall be entitled to the full and equal enjoyment of the accommodations, advantages, facilities, and privileges of inns, public conveyances on land or water, theatres, and other places of public amusement; subject only to the conditions and limitations established by law, and applicable alike to citizens of every race and color, regardless of any previous condition of servitude.
"SEC. 2. That any person who shall violate the foregoing section by denying to any citizen, except for reasons by law applicable to citizens of every race and color, and regardless of any previous condition of servitude, the full enjoyment of any of the accommodations, advantages, facilities, or privileges in said section enumerated, or by aiding or inciting such denial, shall for every such offence forfeit and pay the sum of five hundred dollars to the person aggrieved thereby, to be recovered in an action of debt, with full costs; and shall also, for every such offence, be deemed guilty of a misdemeanor, and, upon conviction thereof, shall be fined not less than five hundred nor more than one thousand dollars, or shall be imprisoned not less than thirty days nor more than one year: Provided, That all persons may elect to sue for the penalty aforesaid, or to proceed under their rights at common law and by State statutes; and having so elected to proceed in the one mode or the other, their right to proceed in the other jurisdiction shall be barred. But this provision shall not apply to criminal proceedings, either under this act or the criminal law of any State: And provided further, That a judgment for the penalty in favor of the party aggrieved, or a judgment upon an indictment, shall be a bar to either prosecution respectively."
Are these sections constitutional? The first section, which is the principal one, cannot be fairly understood without attending to the last clause, which qualifies the preceding part.
The essence of the law is, not to declare broadly that all persons shall be entitled to the full and equal enjoyment of the accommodations, advantages, facilities, and privileges of inns, *10 public conveyances, and theatres; but that such enjoyment shall not be subject to any conditions applicable only to citizens of a particular race or color, or who had been in a previous condition of servitude. In other words, it is the purpose of the law to declare that, in the enjoyment of the accommodations and privileges of inns, public conveyances, theatres, and other places of public amusement, no distinction shall be made between citizens of different race or color, or between those who have, and those who have not, been slaves. Its effect is to declare, that in all inns, public conveyances, and places of amusement, colored citizens, whether formerly slaves or not, and citizens of other races, shall have the same accommodations and privileges in all inns, public conveyances, and places of amusement as are enjoyed by white citizens; and vice versa. The second section makes it a penal offence in any person to deny to any citizen of any race or color, regardless of previous servitude, any of the accommodations or privileges mentioned in the first section.
Has Congress constitutional power to make such a law? Of course, no one will contend that the power to pass it was contained in the Constitution before the adoption of the last three amendments. The power is sought, first, in the Fourteenth Amendment, and the views and arguments of distinguished Senators, advanced whilst the law was under consideration, claiming authority to pass it by virtue of that amendment, are the principal arguments adduced in favor of the power. We have carefully considered those arguments, as was due to the eminent ability of those who put them forward, and have felt, in all its force, the weight of authority which always invests a law that Congress deems itself competent to pass. But the responsibility of an independent judgment is now thrown upon this court; and we are bound to exercise it according to the best lights we have.
The first section of the Fourteenth Amendment (which is the one relied on), after declaring who shall be citizens of the United States, and of the several States, is prohibitory in its character, and prohibitory upon the States. It declares that:
*11 "No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws."
It is State action of a particular character that is prohibited. Individual invasion of individual rights is not the subject-matter of the amendment. It has a deeper and broader scope. It nullifies and makes void all State legislation, and State action of every kind, which impairs the privileges and immunities of citizens of the United States, or which injures them in life, liberty or property without due process of law, or which denies to any of them the equal protection of the laws. It not only does this, but, in order that the national will, thus declared, may not be a mere brutum fulmen, the last section of the amendment invests Congress with power to enforce it by appropriate legislation. To enforce what? To enforce the prohibition. To adopt appropriate legislation for correcting the effects of such prohibited State laws and State acts, and thus to render them effectually null, void, and innocuous. This is the legislative power conferred upon Congress, and this is the whole of it. It does not invest Congress with power to legislate upon subjects which are within the domain of State legislation; but to provide modes of relief against State legislation, or State action, of the kind referred to. It does not authorize Congress to create a code of municipal law for the regulation of private rights; but to provide modes of redress against the operation of State laws, and the action of State officers executive or judicial, when these are subversive of the fundamental rights specified in the amendment. Positive rights and privileges are undoubtedly secured by the Fourteenth Amendment; but they are secured by way of prohibition against State laws and State proceedings affecting those rights and privileges, and by power given to Congress to legislate for the purpose of carrying such prohibition into effect; and such legislation must necessarily be predicated upon such supposed State laws or State proceedings, and be directed to the correction *12 of their operation and effect. A quite full discussion of this aspect of the amendment may be found in United States v. Cruikshank, 92 U.S. 542; Virginia v. Rives, 100 U.S. 313; and Ex parte Virginia, 100 U.S. 339.
An apt illustration of this distinction may be found in some of the provisions of the original Constitution. Take the subject of contracts, for example. The Constitution prohibited the States from passing any law impairing the obligation of contracts. This did not give to Congress power to provide laws for the general enforcement of contracts; nor power to invest the courts of the United States with jurisdiction over contracts, so as to enable parties to sue upon them in those courts. It did, however, give the power to provide remedies by which the impairment of contracts by State legislation might be counteracted and corrected: and this power was exercised. The remedy which Congress actually provided was that contained in the 25th section of the Judiciary Act of 1789, 1 Stat. 85, giving to the Supreme Court of the United States jurisdiction by writ of error to review the final decisions of State courts whenever they should sustain the validity of a State statute or authority alleged to be repugnant to the Constitution or laws of the United States. By this means, if a State law was passed impairing the obligation of a contract, and the State tribunals sustained the validity of the law, the mischief could be corrected in this court. The legislation of Congress, and the proceedings provided for under it, were corrective in their character. No attempt was made to draw into the United States courts the litigation of contracts generally; and no such attempt would have been sustained. We do not say that the remedy provided was the only one that might have been provided in that case. Probably Congress had power to pass a law giving to the courts of the United States direct jurisdiction over contracts alleged to be impaired by a State law; and under the broad provisions of the act of March 3d, 1875, ch. 137, 18 Stat. 470, giving to the circuit courts jurisdiction of all cases arising under the Constitution and laws of the United States, it is possible that such jurisdiction now exists. But under that, or any other law, it must appear as *13 well by allegation, as proof at the trial, that the Constitution had been violated by the action of the State legislature. Some obnoxious State law passed, or that might be passed, is necessary to be assumed in order to lay the foundation of any federal remedy in the case; and for the very sufficient reason, that the constitutional prohibition is against State laws impairing the obligation of contracts.
And so in the present case, until some State law has been passed, or some State action through its officers or agents has been taken, adverse to the rights of citizens sought to be protected by the Fourteenth Amendment, no legislation of the United States under said amendment, nor any proceeding under such legislation, can be called into activity: for the prohibitions of the amendment are against State laws and acts done under State authority. Of course, legislation may, and should be, provided in advance to meet the exigency when it arises; but it should be adapted to the mischief and wrong which the amendment was intended to provide against; and that is, State laws, or State action of some kind, adverse to the rights of the citizen secured by the amendment. Such legislation cannot properly cover the whole domain of rights appertaining to life, liberty and property, defining them and providing for their vindication. That would be to establish a code of municipal law regulative of all private rights between man and man in society. It would be to make Congress take the place of the State legislatures and to supersede them. It is absurd to affirm that, because the rights of life, liberty and property (which include all civil rights that men have), are by the amendment sought to be protected against invasion on the part of the State without due process of law, Congress may therefore provide due process of law for their vindication in every case; and that, because the denial by a State to any persons, of the equal protection of the laws, is prohibited by the amendment, therefore Congress may establish laws for their equal protection. In fine, the legislation which Congress is authorized to adopt in this behalf is not general legislation upon the rights of the citizen, but corrective legislation, that is, such as may be necessary and proper for counteracting such laws as the States may *14 adopt or enforce, and which, by the amendment, they are prohibited from making or enforcing, or such acts and proceedings as the States may commit or take, and which, by the amendment, they are prohibited from committing or taking. It is not necessary for us to state, if we could, what legislation would be proper for Congress to adopt. It is sufficient for us to examine whether the law in question is of that character.
An inspection of the law shows that it makes no reference whatever to any supposed or apprehended violation of the Fourteenth Amendment on the part of the States. It is not predicated on any such view. It proceeds ex directo to declare that certain acts committed by individuals shall be deemed offences, and shall be prosecuted and punished by proceedings in the courts of the United States. It does not profess to be corrective of any constitutional wrong committed by the States; it does not make its operation to depend upon any such wrong committed. It applies equally to cases arising in States which have the justest laws respecting the personal rights of citizens, and whose authorities are ever ready to enforce such laws, as to those which arise in States that may have violated the prohibition of the amendment. In other words, it steps into the domain of local jurisprudence, and lays down rules for the conduct of individuals in society towards each other, and imposes sanctions for the enforcement of those rules, without referring in any manner to any supposed action of the State or its authorities.
If this legislation is appropriate for enforcing the prohibitions of the amendment, it is difficult to see where it is to stop. Why may not Congress with equal show of authority enact a code of laws for the enforcement and vindication of all rights of life, liberty, and property? If it is supposable that the States may deprive persons of life, liberty, and property without due process of law (and the amendment itself does suppose this), why should not Congress proceed at once to prescribe due process of law for the protection of every one of these fundamental rights, in every possible case, as well as to prescribe equal privileges in inns, public conveyances, and theatres? The truth is, that the implication of a power to legislate in this manner is based *15 upon the assumption that if the States are forbidden to legislate or act in a particular way on a particular subject, and power is conferred upon Congress to enforce the prohibition, this gives Congress power to legislate generally upon that subject, and not merely power to provide modes of redress against such State legislation or action. The assumption is certainly unsound. It is repugnant to the Tenth Amendment of the Constitution, which declares that powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively or to the people.
We have not overlooked the fact that the fourth section of the act now under consideration has been held by this court to be constitutional. That section declares "that no citizen, possessing all other qualifications which are or may be prescribed by law, shall be disqualified for service as grand or petit juror in any court of the United States, or of any State, on account of race, color, or previous condition of servitude; and any officer or other person charged with any duty in the selection or summoning of jurors who shall exclude or fail to summon any citizen for the cause aforesaid, shall, on conviction thereof, be deemed guilty of a misdemeanor, and be fined not more than five thousand dollars." In Ex parte Virginia, 100 U.S. 339, it was held that an indictment against a State officer under this section for excluding persons of color from the jury list is sustainable. But a moment's attention to its terms will show that the section is entirely corrective in its character. Disqualifications for service on juries are only created by the law, and the first part of the section is aimed at certain disqualifying laws, namely, those which make mere race or color a disqualification; and the second clause is directed against those who, assuming to use the authority of the State government, carry into effect such a rule of disqualification. In the Virginia case, the State, through its officer, enforced a rule of disqualification which the law was intended to abrogate and counteract. Whether the statute book of the State actually laid down any such rule of disqualification, or not, the State, through its officer, enforced such a rule: and it is against such State action, through its officers and agents, that the last clause of the section is directed. *16 This aspect of the law was deemed sufficient to divest it of any unconstitutional character, and makes it differ widely from the first and second sections of the same act which we are now considering.
These sections, in the objectionable features before referred to, are different also from the law ordinarily called the "Civil Rights Bill," originally passed April 9th, 1866, 14 Stat. 27, ch. 31, and re-enacted with some modifications in sections 16, 17, 18, of the Enforcement Act, passed May 31st, 1870, 16 Stat. 140, ch. 114. That law, as re-enacted, after declaring that all persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contracts, to sue, be parties, give evidence, and to the full and equal benefit of all laws and proceedings for the security of persons and property as is enjoyed by white citizens, and shall be subject to like punishment, pains, penalties, taxes, licenses and exactions of every kind, and none other, any law, statute, ordinance, regulation or custom to the contrary notwithstanding, proceeds to enact, that any person who, under color of any law, statute, ordinance, regulation or custom, shall subject, or cause to be subjected, any inhabitant of any State or Territory to the deprivation of any rights secured or protected by the preceding section (above quoted), or to different punishment, pains, or penalties, on account of such person being an alien, or by reason of his color or race, than is prescribed for the punishment of citizens, shall be deemed guilty of a misdemeanor, and subject to fine and imprisonment as specified in the act. This law is clearly corrective in its character, intended to counteract and furnish redress against State laws and proceedings, and customs having the force of law, which sanction the wrongful acts specified. In the Revised Statutes, it is true, a very important clause, to wit, the words "any law, statute, ordinance, regulation or custom to the contrary notwithstanding," which gave the declaratory section its point and effect, are omitted; but the penal part, by which the declaration is enforced, and which is really the effective part of the law, retains the reference to State laws, by making the penalty apply only to those who should subject *17 parties to a deprivation of their rights under color of any statute, ordinance, custom, etc., of any State or Territory: thus preserving the corrective character of the legislation. Rev. St. §§ 1977, 1978, 1979, 5510. The Civil Rights Bill here referred to is analogous in its character to what a law would have been under the original Constitution, declaring that the validity of contracts should not be impaired, and that if any person bound by a contract should refuse to comply with it, under color or pretence that it had been rendered void or invalid by a State law, he should be liable to an action upon it in the courts of the United States, with the addition of a penalty for setting up such an unjust and unconstitutional defence.
In this connection it is proper to state that civil rights, such as are guaranteed by the Constitution against State aggression, cannot be impaired by the wrongful acts of individuals, unsupported by State authority in the shape of laws, customs, or judicial or executive proceedings. The wrongful act of an individual, unsupported by any such authority, is simply a private wrong, or a crime of that individual; an invasion of the rights of the injured party, it is true, whether they affect his person, his property, or his reputation; but if not sanctioned in some way by the State, or not done under State authority, his rights remain in full force, and may presumably be vindicated by resort to the laws of the State for redress. An individual cannot deprive a man of his right to vote, to hold property, to buy and sell, to sue in the courts, or to be a witness or a juror; he may, by force or fraud, interfere with the enjoyment of the right in a particular case; he may commit an assault against the person, or commit murder, or use ruffian violence at the polls, or slander the good name of a fellow citizen; but, unless protected in these wrongful acts by some shield of State law or State authority, he cannot destroy or injure the right; he will only render himself amenable to satisfaction or punishment; and amenable therefor to the laws of the State where the wrongful acts are committed. Hence, in all those cases where the Constitution seeks to protect the rights of the citizen against discriminative and unjust laws of the State by prohibiting such laws, it is not individual offences, but abrogation and *18 denial of rights, which it denounces, and for which it clothes the Congress with power to provide a remedy. This abrogation and denial of rights, for which the States alone were or could be responsible, was the great seminal and fundamental wrong which was intended to be remedied. And the remedy to be provided must necessarily be predicated upon that wrong. It must assume that in the cases provided for, the evil or wrong actually committed rests upon some State law or State authority for its excuse and perpetration.
Of course, these remarks do not apply to those cases in which Congress is clothed with direct and plenary powers of legislation over the whole subject, accompanied with an express or implied denial of such power to the States, as in the regulation of commerce with foreign nations, among the several States, and with the Indian tribes, the coining of money, the establishment of post offices and post reads, the declaring of war, etc. In these cases Congress has power to pass laws for regulating the subjects specified in every detail, and the conduct and transactions of individuals in respect thereof. But where a subject is not submitted to the general legislative power of Congress, but is only submitted thereto for the purpose of rendering effective some prohibition against particular State legislation or State action in reference to that subject, the power given is limited by its object, and any legislation by Congress in the matter must necessarily be corrective in its character, adapted to counteract and redress the operation of such prohibited State laws or proceedings of State officers.
If the principles of interpretation which we have laid down are correct, as we deem them to be (and they are in accord with the principles laid down in the cases before referred to, as well as in the recent case of United States v. Harris, 106 U.S. 629), it is clear that the law in question cannot be sustained by any grant of legislative power made to Congress by the Fourteenth Amendment. That amendment prohibits the States from denying to any person the equal protection of the laws, and declares that Congress shall have power to enforce, by appropriate legislation, the provisions of the amendment. The law in question, without any reference to adverse State legislation on the subject, *19 declares that all persons shall be entitled to equal accommodations and privileges of inns, public conveyances, and places of public amusement, and imposes a penalty upon any individual who shall deny to any citizen such equal accommodations and privileges. This is not corrective legislation; it is primary and direct; it takes immediate and absolute possession of the subject of the right of admission to inns, public conveyances, and places of amusement. It supersedes and displaces State legislation on the same subject, or only allows it permissive force. It ignores such legislation, and assumes that the matter is one that belongs to the domain of national regulation. Whether it would not have been a more effective protection of the rights of citizens to have clothed Congress with plenary power over the whole subject, is not now the question. What we have to decide is, whether such plenary power has been conferred upon Congress by the Fourteenth Amendment; and, in our judgment, it has not.
We have discussed the question presented by the law on the assumption that a right to enjoy equal accommodation and privileges in all inns, public conveyances, and places of public amusement, is one of the essential rights of the citizen which no State can abridge or interfere with. Whether it is such a right, or not, is a different question which, in the view we have taken of the validity of the law on the ground already stated, it is not necessary to examine.
We have also discussed the validity of the law in reference to cases arising in the States only; and not in reference to cases arising in the Territories or the District of Columbia, which are subject to the plenary legislation of Congress in every branch of municipal regulation. Whether the law would be a valid one as applied to the Territories and the District is not a question for consideration in the cases before us: they all being cases arising within the limits of States. And whether Congress, in the exercise of its power to regulate commerce amongst the several States, might or might not pass a law regulating rights in public conveyances passing from one State to another, is also a question which is not now before us, as the sections in question are not conceived in any such view.
*20 But the power of Congress to adopt direct and primary, as distinguished from corrective legislation, on the subject in hand, is sought, in the second place, from the Thirteenth Amendment, which abolishes slavery. This amendment declares "that neither slavery, nor involuntary servitude, except as a punishment for crime, whereof the party shall have been duly convicted, shall exist within the United States, or any place subject to their jurisdiction;" and it gives Congress power to enforce the amendment by appropriate legislation.
This amendment, as well as the Fourteenth, is undoubtedly self-executing without any ancillary legislation, so far as its terms are applicable to any existing state of circumstances. By its own unaided force and effect it abolished slavery, and established universal freedom. Still, legislation may be necessary and proper to meet all the various cases and circumstances to be affected by it, and to prescribe proper modes of redress for its violation in letter or spirit. And such legislation may be primary and direct in its character; for the amendment is not a mere prohibition of State laws establishing or upholding slavery, but an absolute declaration that slavery or involuntary servitude shall not exist in any part of the United States.
It is true, that slavery cannot exist without law, any more than property in lands and goods can exist without law: and, therefore, the Thirteenth Amendment may be regarded as nullifying all State laws which establish or uphold slavery. But it has a reflex character also, establishing and decreeing universal civil and political freedom throughout the United States; and it is assumed, that the power vested in Congress to enforce the article by appropriate legislation, clothes Congress with power to pass all laws necessary and proper for abolishing all badges and incidents of slavery in the United States: and upon this assumption it is claimed, that this is sufficient authority for declaring by law that all persons shall have equal accommodations and privileges in all inns, public conveyances, and places of amusement; the argument being, that the denial of such equal accommodations and privileges is, in itself, a subjection to a species of servitude within the meaning of the amendment. Conceding the major proposition to be true, that *21 Congress has a right to enact all necessary and proper laws for the obliteration and prevention of slavery with all its badges and incidents, is the minor proposition also true, that the denial to any person of admission to the accommodations and privileges of an inn, a public conveyance, or a theatre, does subject that person to any form of servitude, or tend to fasten upon him any badge of slavery? If it does not, then power to pass the law is not found in the Thirteenth Amendment.
In a very able and learned presentation of the cognate question as to the extent of the rights, privileges and immunities of citizens which cannot rightfully be abridged by state laws under the Fourteenth Amendment, made in a former case, a long list of burdens and disabilities of a servile character, incident to feudal vassalage in France, and which were abolished by the decrees of the National Assembly, was presented for the purpose of showing that all inequalities and observances exacted by one man from another were servitudes, or badges of slavery, which a great nation, in its effort to establish universal liberty, made haste to wipe out and destroy. But these were servitudes imposed by the old law, or by long custom, which had the force of law, and exacted by one man from another without the latter's consent. Should any such servitudes be imposed by a state law, there can be no doubt that the law would be repugnant to the Fourteenth, no less than to the Thirteenth Amendment; nor any greater doubt that Congress has adequate power to forbid any such servitude from being exacted.
But is there any similarity between such servitudes and a denial by the owner of an inn, a public conveyance, or a theatre, of its accommodations and privileges to an individual, even though the denial be founded on the race or color of that individual? Where does any slavery or servitude, or badge of either, arise from such an act of denial? Whether it might not be a denial of a right which, if sanctioned by the state law, would be obnoxious to the prohibitions of the Fourteenth Amendment, is another question. But what has it to do with the question of slavery?
It may be that by the Black Code (as it was called), in the times when slavery prevailed, the proprietors of inns and public *22 conveyances were forbidden to receive persons of the African race, because it might assist slaves to escape from the control of their masters. This was merely a means of preventing such escapes, and was no part of the servitude itself. A law of that kind could not have any such object now, however justly it might be deemed an invasion of the party's legal right as a citizen, and amenable to the prohibitions of the Fourteenth Amendment.
The long existence of African slavery in this country gave us very distinct notions of what it was, and what were its necessary incidents. Compulsory service of the slave for the benefit of the master, restraint of his movements except by the master's will, disability to hold property, to make contracts, to have a standing in court, to be a witness against a white person, and such like burdens and incapacities, were the inseparable incidents of the institution. Severer punishments for crimes were imposed on the slave than on free persons guilty of the same offences. Congress, as we have seen, by the Civil Rights Bill of 1866, passed in view of the Thirteenth Amendment, before the Fourteenth was adopted, undertook to wipe out these burdens and disabilities, the necessary incidents of slavery, constituting its substance and visible form; and to secure to all citizens of every race and color, and without regard to previous servitude, those fundamental rights which are the essence of civil freedom, namely, the same right to make and enforce contracts, to sue, be parties, give evidence, and to inherit, purchase, lease, sell and convey property, as is enjoyed by white citizens. Whether this legislation was fully authorized by the Thirteenth Amendment alone, without the support which it afterward received from the Fourteenth Amendment, after the adoption of which it was re-enacted with some additions, it is not necessary to inquire. It is referred to for the purpose of showing that at that time (in 1866) Congress did not assume, under the authority given by the Thirteenth Amendment, to adjust what may be called the social rights of men and races in the community; but only to declare and vindicate those fundamental rights which appertain to the essence of citizenship, and the enjoyment or deprivation of which constitutes the essential distinction between freedom and slavery.
*23 We must not forget that the province and scope of the Thirteenth and Fourteenth amendments are different; the former simply abolished slavery: the latter prohibited the States from abridging the privileges or immunities of citizens of the United States; from depriving them of life, liberty, or property without due process of law, and from denying to any the equal protection of the laws. The amendments are different, and the powers of Congress under them are different. What Congress has power to do under one, it may not have power to do under the other. Under the Thirteenth Amendment, it has only to do with slavery and its incidents. Under the Fourteenth Amendment, it has power to counteract and render nugatory all State laws and proceedings which have the effect to abridge any of the privileges or immunities of citizens of the United States, or to deprive them of life, liberty or property without due process of law, or to deny to any of them the equal protection of the laws. Under the Thirteenth Amendment, the legislation, so far as necessary or proper to eradicate all forms and incidents of slavery and involuntary servitude, may be direct and primary, operating upon the acts of individuals, whether sanctioned by State legislation or not; under the Fourteenth, as we have already shown, it must necessarily be, and can only be, corrective in its character, addressed to counteract and afford relief against State regulations or proceedings.
The only question under the present head, therefore, is, whether the refusal to any persons of the accommodations of an inn, or a public conveyance, or a place of public amusement, by an individual, and without any sanction or support from any State law or regulation, does inflict upon such persons any manner of servitude, or form of slavery, as those terms are understood in this country? Many wrongs may be obnoxious to the prohibitions of the Fourteenth Amendment which are not, in any just sense, incidents or elements of slavery. Such, for example, Would be the taking of private property without due process of law; or allowing persons who have committed certain crimes (horse stealing, for example) to be seized and hung by the posse comitatus without regular trial; or denying to any person, or class of persons, the right to pursue any peaceful *24 avocations allowed to others. What is called class legislation would belong to this category, and would be obnoxious to the prohibitions of the Fourteenth Amendment, but would not necessarily be so to the Thirteenth, when not involving the idea of any subjection of one man to another. The Thirteenth Amendment has respect, not to distinctions of race, or class, or color, but to slavery. The Fourteenth Amendment extends its protection to races and classes, and prohibits any State legislation which has the effect of denying to any race or class, or to any individual, the equal protection of the laws.
Now, conceding, for the sake of the argument, that the admission to an inn, a public conveyance, or a place of public amusement, on equal terms with all other citizens, is the right of every man and all classes of men, is it any more than one of those rights which the states by the Fourteenth Amendment are forbidden to deny to any person? And is the Constitution violated until the denial of the right has some State sanction or authority? Can the act of a mere individual, the owner of the inn, the public conveyance or place of amusement, refusing the accommodation, be justly regarded as imposing any badge of slavery or servitude upon the applicant, or only as inflicting an ordinary civil injury, properly cognizable by the laws of the State, and presumably subject to redress by those laws until the contrary appears?
After giving to these questions all the consideration which their importance demands, we are forced to the conclusion that such an act of refusal has nothing to do with slavery or involuntary servitude, and that if it is violative of any right of the party, his redress is to be sought under the laws of the State; or if those laws are adverse to his rights and do not protect him, his remedy will be found in the corrective legislation which Congress has adopted, or may adopt, for counteracting the effect of State laws, or State action, prohibited by the Fourteenth Amendment. It would be running the slavery argument into the ground to make it apply to every act of discrimination which a person may see fit to make as to the guests he will entertain, or as to the people he will take into his coach or cab or car, or admit to his concert or theatre, or deal with in *25 other matters of intercourse or business. Innkeepers and public carriers, by the laws of all the States, so far as we are aware, are bound, to the extent of their facilities, to furnish proper accommodation to all unobjectionable persons who in good faith apply for them. If the laws themselves make any unjust discrimination, amenable to the prohibitions of the Fourteenth Amendment, Congress has full power to afford a remedy under that amendment and in accordance with it.
When a man has emerged from slavery, and by the aid of beneficent legislation has shaken off the inseparable concomitants of that state, there must be some stage in the progress of his elevation when he takes the rank of a mere citizen, and ceases to be the special favorite of the laws, and when his rights as a citizen, or a man, are to be protected in the ordinary modes by which other men's rights are protected. There were thousands of free colored people in this country before the abolition of slavery, enjoying all the essential rights of life, liberty and property the same as white citizens; yet no one, at that time, thought that it was any invasion of his personal status as a freeman because he was not admitted to all the privileges enjoyed by white citizens, or because he was subjected to discriminations in the enjoyment of accommodations in inns, public conveyances and places of amusement. Mere discriminations on account of race or color were not regarded as badges of slavery. If, since that time, the enjoyment of equal rights in all these respects has become established by constitutional enactment, it is not by force of the Thirteenth Amendment (which merely abolishes slavery), but by force of the Thirteenth and Fifteenth Amendments.
On the whole we are of opinion, that no countenance of authority for the passage of the law in question can be found in either the Thirteenth or Fourteenth Amendment of the Constitution; and no other ground of authority for its passage being suggested, it must necessarily be declared void, at least so far as its operation in the several States is concerned.
This conclusion disposes of the cases now under consideration. In the cases of the United States v. Michael Ryan, and of Richard A. Robinson and Wife v. The Memphis & Charleston *26 Railroad Company, the judgments must be affirmed. In the other cases, the answer to be given will be that the first and second sections of the act of Congress of March 1st, 1875, entitled "An Act to protect all citizens in their civil and legal rights," are unconstitutional and void, and that judgment should be rendered upon the several indictments in those cases accordingly.
And it is so ordered.
MR. JUSTICE HARLAN dissenting.
The opinion in these cases proceeds, it seems to me, upon grounds entirely too narrow and artificial. I cannot resist the conclusion that the substance and spirit of the recent amendments of the Constitution have been sacrificed by a subtle and ingenious verbal criticism. "It is not the words of the law but the internal sense of it that makes the law: the letter of the law is the body; the sense and reason of the law is the soul." Constitutional provisions, adopted in the interest of liberty, and for the purpose of securing, through national legislation, if need be, rights inhering in a state of freedom, and belonging to American citizenship, have been so construed as to defeat the ends the people desired to accomplish, which they attempted to accomplish, and which they supposed they had accomplished by changes in their fundamental law. By this I do not mean that the determination of these cases should have been materially controlled by considerations of mere expediency or policy. I mean only, in this form, to express an earnest conviction that the court has departed from the familiar rule requiring, in the interpretation of constitutional provisions, that full effect be given to the intent with which they were adopted.
The purpose of the first section of the act of Congress of March 1, 1875, was to prevent race discrimination in respect of the accommodations and facilities of inns, public conveyances, and places of public amusement. It does not assume to define the general conditions and limitations under which inns, public conveyances, and places of public amusement may be conducted, but only declares that such conditions and limitations, whatever they may be, shall not be applied so as to work a *27 discrimination solely because of race, color, or previous condition of servitude. The second section provides a penalty against any one denying, or aiding or inciting the denial, to any citizen, of that equality of right given by the first section, except for reasons by law applicable to citizens of every race or color and regardless of any previous condition of servitude.
There seems to be no substantial difference between my brethren and myself as to the purpose of Congress; for, they say that the essence of the law is, not to declare broadly that all persons shall be entitled to the full and equal enjoyment of the accommodations, advantages, facilities, and privileges of inns, public conveyances, and theatres; but that such enjoyment shall not be subject to conditions applicable only to citizens of a particular race or color, or who had been in a previous condition of servitude. The effect of the statute, the court says, is, that colored citizens, whether formerly slaves or not, and citizens of other races, shall have the same accommodations and privileges in all inns, public conveyances, and places of amusement as are enjoyed by white persons; and vice versa.
The court adjudges, I think erroneously, that Congress is without power, under either the Thirteenth or Fourteenth Amendment, to establish such regulations, and that the first and second sections of the statute are, in all their parts, unconstitutional and void.
Whether the legislative department of the government has transcended the limits of its constitutional powers, "is at all times," said this court in Fletcher v. Peck, 6 Cr. 128, "a question of much delicacy, which ought seldom, if ever, to be decided in the affirmative, in a doubtful case... . The opposition between the Constitution and the law should be such that the judge feels a clear and strong conviction of their incompatibility with each other." More recently in Sinking Fund Cases, 99 U.S., 718, we said: "It is our duty when required in the regular course of judicial proceedings, to declare an act of Congress void if not within the legislative power of the United States, but this declaration should never be made except in a clear case. Every possible presumption is *28 in favor of the validity of a statute, and this continues until the contrary is shown beyond a rational doubt. One branch of the government cannot encroach on the domain of another without danger. The safety of our institutions depends in no small degree on a strict observance of this salutary rule."
Before considering the language and scope of these amendments it will be proper to recall the relations subsisting, prior to their adoption, between the national government and the institution of slavery, as indicated by the provisions of the Constitution, the legislation of Congress, and the decisions of this court. In this mode we may obtain keys with which to open the mind of the people, and discover the thought intended to be expressed.
In section 2 of article IV. of the Constitution it was provided that "no person held to service or labor in one State, under the laws thereof, escaping into another, shall, in consequence of any law or regulation therein, be discharged from such service or labor, but shall be delivered up on claim of the party to whom such service or labor may be due." Under the authority of this clause Congress passed the Fugitive Slave Law of 1793, establishing a mode for the recovery of fugitive slaves, and prescribing a penalty against any person who should knowingly and willingly obstruct or hinder the master, his agent, or attorney, in seizing, arresting, and recovering the fugitive, or who should rescue the fugitive from him, or who should harbor or conceal the slave after notice that he was a fugitive.
In Prigg v. Commonwealth of Pennsylvania, 16 Pet. 539, this court had occasion to define the powers and duties of Congress in reference to fugitives from labor. Speaking by MR. JUSTICE STORY it laid down these propositions:
That a clause of the Constitution conferring a right should not be so construed as to make it shadowy, or unsubstantial, or leave the citizen without a remedial power adequate for its protection, when another construction equally accordant with the words and the sense in which they were used, would enforce and protect the right granted;
That Congress is not restricted to legislation for the execution *29 of its expressly granted powers; but, for the protection of rights guaranteed by the Constitution, may employ such means, not prohibited, as are necessary and proper, or such as are appropriate, to attain the ends proposed;
That the Constitution recognized the master's right of property in his fugitive slave, and, as incidental thereto, the right of seizing and recovering him, regardless of any State law, or regulation, or local custom whatsoever; and,
That the right of the master to have his slave, thus escaping, delivered up on claim, being guaranteed by the Constitution, the fair implication was that the national government was clothed with appropriate authority and functions to enforce it.
The court said: "The fundamental principle, applicable to all cases of this sort, would seem to be that when the end is required the means are given, and when the duty is enjoined the ability to perform it is contemplated to exist on the part of the functionary to whom it is entrusted." Again: "It would be a strange anomaly and forced construction to suppose that the national government meant to rely for the due fulfilment of its own proper duties, and the rights which it intended to secure, upon State legislation, and not upon that of the Union. A fortiori, it would be more objectionable to suppose that a power which was to be the same throughout the Union, should be confided to State sovereignty which could not rightfully act beyond its own territorial limits."
The act of 1793 was, upon these grounds, adjudged to be a constitutional exercise of the powers of Congress.
It is to be observed from the report of Priggs' case that Pennsylvania, by her attorney-general, pressed the argument that the obligation to surrender fugitive slaves was on the States and for the States, subject to the restriction that they should not pass laws or establish regulations liberating such fugitives; that the Constitution did not take from the States the right to determine the status of all persons within their respective jurisdictions; that it was for the State in which the alleged fugitive was found to determine, through her courts or in such modes as she prescribed, whether the person arrested was, in fact, a freeman or a fugitive slave; that the sole power *30 of the general government in the premises was, by judicial instrumentality, to restrain and correct, not to forbid and prevent in the absence of hostile State action; and that, for the general government to assume primary authority to legislate on the subject of fugitive slaves, to the exclusion of the States, would be a dangerous encroachment on State sovereignty. But to such suggestions this court turned a deaf ear, and adjudged that primary legislation by Congress to enforce the master's right was authorized by the Constitution.
We next come to the Fugitive Slave Act of 1850, the constitutionality of which rested, as did that of 1793, solely upon the implied power of Congress to enforce the master's rights. The provisions of that act were far in advance of previous legislation. They placed at the disposal of the master seeking to recover his fugitive slave, substantially the whole power of the nation. It invested commissioners, appointed under the act, with power to summon the posse comitatus for the enforcement of its provisions, and commanded all good citizens to assist in its prompt and efficient execution whenever their services were required as part of the posse comitatus. Without going into the details of that act, it is sufficient to say that Congress omitted from it nothing which the utmost ingenuity could suggest as essential to the successful enforcement of the master's claim to recover his fugitive slave. And this court, in Ableman v. Booth, 21 How. 506, adjudged it to be "in all of its provisions fully authorized by the Constitution of the United States."
The only other case, prior to the adoption of the recent amendments, to which reference will be made, is that of Dred Scott v. Sanford, 19 How. 399. That case was instituted in a circuit court of the United States by Dred Scott, claiming to be a citizen of Missouri, the defendant being a citizen of another State. Its object was to assert the title of himself and family to freedom. The defendant pleaded in abatement that Scott being of African descent, whose ancestors, of pure African blood, were brought into this country and sold as slaves was not a citizen. The only matter in issue, said the court, was whether the descendants of slaves thus imported *31 and sold, when they should be emancipated, or who were born of parents who had become free before their birth, are citizens of a State in the sense in which the word "citizen" is used in the Constitution of the United States.
In determining that question the court instituted an inquiry as to who were citizens of the several States at the adoption of the Constitution, and who, at that time, were recognized as the people whose rights and liberties had been violated by the British government. The result was a declaration, by this court, speaking by Chief Justice Taney, that the legislation and histories of the times, and the language used in the Declaration of Independence, showed "that neither the class of persons who had been imported as slaves, nor their descendants, whether they had become free or not, were then acknowledged as a part of the people, nor intended to be included in the general words used in that instrument;" that "they had for more than a century before been regarded as beings of an inferior race, and altogether unfit to associate with the white race, either in social or political relations, and so far inferior that they had no rights which the white man was bound to respect, and that the negro might justly and lawfully be reduced to slavery for his benefit;" that he was "bought and sold, and treated as an ordinary article of merchandise and traffic, whenever a profit could be made by it;" and, that "this opinion was at that time fixed and universal in the civilized portion of the white race. It was regarded as an axiom in morals as well as in politics, which no one thought of disputing, or supposed to be open to dispute; and men in every grade and position in society daily and habitually acted upon it in their private pursuits, as well as in matters of public concern, without for a moment doubting the correctness of this opinion."
The judgment of the court was that the words "people of the United States" and "citizens" meant the same thing, both describing "the political body who, according to our republican institutions, form the sovereignty and hold the power and conduct the government through their representatives;" that "they are what we familiarly call the `sovereign people,' and *32 every citizen is one of this people and a constituent member of this sovereignty;" but, that the class of persons described in the plea in abatement did not compose a portion of this people, were not "included, and were not intended to be included, under the word `citizens' in the Constitution;" that, therefore, they could "claim none of the rights and privileges which that instrument provides for and secures to citizens of the United States;" that, "on the contrary, they were at that time considered as a subordinate and inferior class of beings, who had been subjugated by the dominant race, and, whether emancipated or not, yet remained subject to their authority, and had no rights or privileges but such as those who held the power and the government might choose to grant them."
Such were the relations which formerly existed between the government, whether national or state, and the descendants, whether free or in bondage, of those of African blood, who had been imported into this country and sold as slaves.
The first section of the Thirteenth Amendment provides that "neither slavery nor involuntary servitude, except as a punishment for crime, whereof the party shall have been duly convicted, shall exist within the United States, or any place subject to their jurisdiction." Its second section declares that "Congress shall have power to enforce this article by appropriate legislation." This amendment was followed by the Civil Rights Act of April 9, 1866, which, among other things, provided that "all persons born in the United States, and not subject to any foreign power, excluding Indians not taxed, are hereby declared to be citizens of the United States." 14 Stat. 27. The power of Congress, in this mode, to elevate the enfranchised race to national citizenship, was maintained by the supporters of the act of 1866 to be as full and complete as its power, by general statute, to make the children, being of full age, of persons naturalized in this country, citizens of the United States without going through the process of naturalization. The act of 1866, in this respect, was also likened to that of 1843, in which Congress declared "that the Stockbridge tribe of Indians, and each and every one of them, shall be deemed to be and are hereby declared to be, citizens of the United States to *33 all intents and purposes, and shall be entitled to all the rights, privileges, and immunities of such citizens, and shall in all respects be subject to the laws of the United States." If the act of 1866 was valid in conferring national citizenship upon all embraced by its terms, then the colored race, enfranchised by the Thirteenth Amendment, became citizens of the United States prior to the adoption of the Fourteenth Amendment. But, in the view which I take of the present case, it is not necessary to examine this question.
The terms of the Thirteenth Amendment are absolute and universal. They embrace every race which then was, or might thereafter be, within the United States. No race, as such, can be excluded from the benefits or rights thereby conferred. Yet, it is historically true that that amendment was suggested by the condition, in this country, of that race which had been declared, by this court, to have had according to the opinion entertained by the most civilized portion of the white race, at the time of the adoption of the Constitution "no rights which the white man was bound to respect," none of the privileges or immunities secured by that instrument to citizens of the United States. It had reference, in a peculiar sense, to a people which (although the larger part of them were in slavery) had been invited by an act of Congress to aid in saving from overthrow a government which, theretofore, by all of its departments, had treated them as an inferior race, with no legal rights or privileges except such as the white race might choose to grant them.
These are the circumstances under which the Thirteenth Amendment was proposed for adoption. They are now recalled only that we may better understand what was in the minds of the people when that amendment was considered, and what were the mischiefs to be remedied and the grievances to be redressed by its adoption.
We have seen that the power of Congress, by legislation, to enforce the master's right to have his slave delivered up on claim was implied from the recognition of that right in the national Constitution. But the power conferred by the Thirteenth Amendment does not rest upon implication or *34 inference. Those who framed it were not ignorant of the discussion, covering many years of our country's history, as to the constitutional power of Congress to enact the Fugitive Slave Laws of 1793 and 1850. When, therefore, it was determined, by a change in the fundamental law, to uproot the institution of slavery wherever it existed in the land, and to establish universal freedom, there was a fixed purpose to place the authority of Congress in the premises beyond the possibility of a doubt. Therefore, ex industria, power to enforce the Thirteenth Amendment, by appropriate legislation, was expressly granted. Legislation for that purpose, my brethren concede, may be direct and primary. But to what specific ends may it be directed? This court has uniformly held that the national government has the power, whether expressly given or not, to secure and protect rights conferred or guaranteed by the Constitution. United States v. Reese, 92 U.S. 214; Strauder v. West Virginia, 100 U.S. 303. That doctrine ought not now to be abandoned when the inquiry is not as to an implied power to protect the master's rights, but what may Congress, under powers expressly granted, do for the protection of freedom and the rights necessarily inhering in a state of freedom.
The Thirteenth Amendment, it is conceded, did something more than to prohibit slavery as an institution, resting upon distinctions of race, and upheld by positive law. My brethren admit that it established and decreed universal civil freedom throughout the United States. But did the freedom thus established involve nothing more than exemption from actual slavery? Was nothing more intended than to forbid one man from owning another as property? Was it the purpose of the nation simply to destroy the institution, and then remit the race, theretofore held in bondage, to the several States for such protection, in their civil rights, necessarily growing out of freedom, as those States, in their discretion, might choose to provide? Were the States against whose protest the institution was destroyed, to be left free, so far as national interference was concerned, to make or allow discriminations against that race, as such, in the enjoyment of those fundamental rights which by universal concession, inhere in a state of freedom? *35 Had the Thirteenth Amendment stopped with the sweeping declaration, in its first section, against the existence of slavery and involuntary servitude, except for crime, Congress would have had the power, by implication, according to the doctrines of Prigg v. Commonwealth of Pennsylvania, repeated in Strauder v. West Virginia, to protect the freedom established, and consequently, to secure the enjoyment of such civil rights as were fundamental in freedom. That it can exert its authority to that extent is made clear, and was intended to be made clear, by the express grant of power contained in the second section of the Amendment.
That there are burdens and disabilities which constitute badges of slavery and servitude, and that the power to enforce by appropriate legislation the Thirteenth Amendment may be exerted by legislation of a direct and primary character, for the eradication, not simply of the institution, but of its badges and incidents, are propositions which ought to be deemed indisputable. They lie at the foundation of the Civil Rights Act of 1866. Whether that act was authorized by the Thirteenth Amendment alone, without the support which it subsequently received from the Fourteenth Amendment, after the adoption of which it was re-enacted with some additions, my brethren do not consider it necessary to inquire. But I submit, with all respect to them, that its constitutionality is conclusively shown by their opinion. They admit, as I have said, that the Thirteenth Amendment established freedom; that there are burdens and disabilities, the necessary incidents of slavery, which constitute its substance and visible form; that Congress, by the act of 1866, passed in view of the Thirteenth Amendment, before the Fourteenth was adopted, undertook to remove certain burdens and disabilities, the necessary incidents of slavery, and to secure to all citizens of every race and color, and without regard to previous servitude, those fundamental rights which are the essence of civil freedom, namely, the same right to make and enfore contracts, to sue, be parties, give evidence, and to inherit, purchase, lease, sell, and convey property as is enjoyed by white citizens; that under the Thirteenth Amendment, Congress has to do with slavery and *36 its incidents; and that legislation, so far as necessary or proper to eradicate all forms and incidents of slavery and involuntary servitude, may be direct and primary, operating upon the acts of individuals, whether sanctioned by State legislation or not. These propositions being conceded, it is impossible, as it seems to me, to question the constitutional validity of the Civil Rights Act of 1866. I do not contend that the Thirteenth Amendment invests Congress with authority, by legislation, to define and regulate the entire body of the civil rights which citizens enjoy, or may enjoy, in the several States. But I hold that since slavery, as the court has repeatedly declared, Slaughter-house Cases, 16 Wall. 36; Strauder v. West Virginia, 100 U.S. 303, was the moving or principal cause of the adoption of that amendment, and since that institution rested wholly upon the inferiority, as a race, of those held in bondage, their freedom necessarily involved immunity from, and protection against, all discrimination against them, because of their race, in respect of such civil rights as belong to freemen of other races. Congress, therefore, under its express power to enforce that amendment, by appropriate legislation, may enact laws to protect that people against the deprivation, because of their race, of any civil rights granted to other freemen in the same State; and such legislation may be of a direct and primary character, operating upon States, their officers and agents, and, also, upon, at least, such individuals and corporations as exercise public functions and wield power and authority under the State.
To test the correctness of this position, let us suppose that, prior to the adoption of the Fourteenth Amendment, a State had passed a statute denying to freemen of African descent, resident within its limits, the same right which was accorded to white persons, of making and enforcing contracts, and of inheriting, purchasing, leasing, selling and conveying property; or a statute subjecting colored people to severer punishment for particular offences than was prescribed for white persons, or excluding that race from the benefit of the laws exempting homesteads from execution. Recall the legislation of 1865-6 in some of the States, of which this court, in the Slaughter-House *37 Cases, said, that it imposed upon the colored race onerous disabilities and burdens; curtailed their rights in the pursuit of life, liberty and property to such an extent that their freedom was of little value; forbade them to appear in the towns in any other character than menial servants; required them to reside on and cultivate the soil, without the right to purchase or own it; excluded them from many occupations of gain; and denied them the privilege of giving testimony in the courts where a white man was a party. 16 Wall. 57. Can there be any doubt that all such enactments might have been reached by direct legislation upon the part of Congress under its express power to enforce the Thirteenth Amendment? Would any court have hesitated to declare that such legislation imposed badges of servitude in conflict with the civil freedom ordained by that amendment? That it would have been also in conflict with the Fourteenth Amendment, because inconsistent with the fundamental rights of American citizenship, does not prove that it would have been consistent with the Thirteenth Amendment.
What has been said is sufficient to show that the power of Congress under the Thirteenth Amendment is not necessarily restricted to legislation against slavery as an institution upheld by positive law, but may be exerted to the extent, at least, of protecting the liberated race against discrimination, in respect of legal rights belonging to freemen, where such discrimination is based upon race.
It remains now to inquire what are the legal rights of colored persons in respect of the accommodations, privileges and facilities of public conveyances, inns and places of public amusement?
First, as to public conveyances on land and water. In New Jersey Steam Navigation Co. v. Merchants' Bank, 6 How. 344, this court, speaking by Mr. Justice Nelson, said that a common carrier is "in the exercise of a sort of public office, and has public duties to perform, from which he should not be permitted to exonerate himself without the assent of the parties concerned." To the same effect is Munn v. Illinois, 94 U.S. 113. In Olcott v. Supervisors, 16 Wall. 678, it was ruled that *38 railroads are public highways, established by authority of the State for the public use; that they are none the less public highways, becaused controlled and owned by private corporations; that it is a part of the function of government to make and maintain highways for the convenience of the public; that no matter who is the agent, or what is the agency, the function performed is that of the State; that although the owners may be private companies, they may be compelled to permit the public to use these works in the manner in which they can be used; that, upon these grounds alone, have the courts sustained the investiture of railroad corporations with the State's right of eminent domain, or the right of municipal corporations, under legislative authority, to assess, levy and collect taxes to aid in the construction of railroads. So in Township of Queensbury v. Culver, 19 Wall. 83, it was said that a municipal subscription of railroad stock was in aid of the construction and maintenance of a public highway, and for the promotion of a public use. Again, in Township of Pine Grove v. Talcott, 19 Wall. 666: "Though the corporation [railroad] was private, its work was public, as much so as if it were to be constructed by the State." To the like effect are numerous adjudications in this and the State courts with which the profession is familiar. The Supreme Judicial Court of Massachusetts in Inhabitants of Worcester v. The Western R.R. Corporation, 4 Met. 564, said in reference to a railroad:
"The establishment of that great thoroughfare is regarded as a public work, established by public authority, intended for the public use and benefit, the use of which is secured to the whole community, and constitutes, therefore, like a canal, turnpike, or highway, a public easement... . It is true that the real and personal property, necessary to the establishment and management of the railroad, is vested in the corporation; but it is in trust for the public." In Erie, Etc., R.R. Co. v. Casey, 26 Penn. St. 287, the court, referring to an act repealing the charter of a railroad, and under which the State took possession of the road, said: "It is a public highway, solemnly devoted to public use. When the lands were taken it was for such use, or they could not have been taken at all... . Railroads established *39 upon land taken by the right of eminent domain by authority of the commonwealth, created by her laws as thoroughfares for commerce, are her highways. No corporation has property in them, though it may have franchises annexed to and exercisable within them."
In many courts it has been held that because of the public interest in such a corporation the land of a railroad company cannot be levied on and sold under execution by a creditor. The sum of the adjudged cases is that a railroad corporation is a governmental agency, created primarily for public purposes, and subject to be controlled for the public benefit. Upon this ground the State, when unfettered by contract, may regulate, in its discretion, the rates of fares of passengers and freight. And upon this ground, too, the State may regulate the entire management of railroads in all matters affecting the convenience and safety of the public; as, for example, by regulating speed, compelling stops of prescribed length at stations, and prohibiting discriminations and favoritism. If the corporation neglect or refuse to discharge its duties to the public, it may be coerced to do so by appropriate proceedings in the name or in behalf of the State.
Such being the relations these corporations hold to the public, it would seem that the right of a colored person to use an improved public highway, upon the terms accorded to freemen of other races, is as fundamental, in the state of freedom established in this country, as are any of the rights which my brethren concede to be so far fundamental as to be deemed the essence of civil freedom. "Personal liberty consists," says Blackstone, "in the power of locomotion, of changing situation, or removing one's person to whatever places one's own inclination may direct, without restraint, unless by due course of law." But of what value is this right of locomotion, if it may be clogged by such burdens as Congress intended by the act of 1875 to remove? They are burdens which lay at the very foundation of the institution of slavery as it once existed. They are not to be sustained, except upon the assumption that there is, in this land of universal liberty, a class which may still be discriminated against, even in respect of rights of a character *40 so necessary and supreme, that, deprived of their enjoyment in common with others, a freeman is not only branded as one inferior and infected, but, in the competitions of life, is robbed of some of the most essential means of existence; and all this solely because they belong to a particular race which the nation has liberated. The Thirteenth Amendment alone obliterated the race line, so far as all rights fundamental in a state of freedom are concerned.
Second, as to inns. The same general observations which have been made as to railroads are applicable to inns. The word `inn' has a technical legal signification. It means, in the act of 1875, just what it meant at common law. A mere private boarding-house is not an inn, nor is its keeper subject to the responsibilities, or entitled to the privileges of a common innkeeper. "To constitute one an innkeeper, within the legal force of that term, he must keep a house of entertainment or lodging for all travellers or wayfarers who might choose to accept the same, being of good character or conduct." Redfield on Carriers, etc., § 575. Says Judge Story:
"An innkeeper may be defined to be the keeper of a common inn for the lodging and entertainment of travellers and passengers, their horses and attendants. An innkeeper is bound to take in all travellers and wayfaring persons, and to entertain them, if he can accommodate them, for a reasonable compensation; and he must guard their goods with proper diligence... . If an innkeeper improperly refuses to receive or provide for a guest, he is liable to be indicted therefor... . They (carriers of passengers) are no more at liberty to refuse a passenger, if they have sufficient room and accommodations, than an innkeeper is to refuse suitable room and accommodations to a guest." Story on Bailments, §§ 475-6.
In Rex v. Ivens, 7 Carrington & Payne, 213, 32 E.C.L. 495, the court, speaking by Mr. Justice Coleridge, said:
"An indictment lies against an innkeeper who refuses to receive a guest, he having at the time room in his house; and either the price of the guest's entertainment being tendered to him, or such circumstances occurring as will dispense with that *41 tender. This law is founded in good sense. The innkeeper is not to select his guests. He has no right to say to one, you shall come to my inn, and to another you shall not, as every one coming and conducting himself in a proper manner has a right to be received; and for this purpose innkeepers are a sort of public servants, they having in return a kind of privilege of entertaining travellers and supplying them with what they want."
These authorities are sufficient to show that a keeper of an inn is in the exercise of a quasi public employment. The law gives him special privileges and he is charged with certain duties and responsibilities to the public. The public nature of his employment forbids him from discriminating against any person asking admission as a guest on account of the race or color of that person.
Third. As to places of public amusement. It may be argued that the managers of such places have no duties to perform with which the public are, in any legal sense, concerned, or with which the public have any right to interfere; and, that the exclusion of a black man from a place of public amusement, on account of his race, or the denial to him, on that ground, of equal accommodations at such places, violates no legal right for the vindication of which he may invoke the aid of the courts. My answer is, that places of public amusement, within the meaning of the act of 1875, are such as are established and maintained under direct license of the law. The authority to establish and maintain them comes from the public. The colored race is a part of that public. The local government granting the license represents them as well as all other races within its jurisdiction. A license from the public to establish a place of public amusement, imports, in law, equality of right, at such places, among all the members of that public. This must be so, unless it be which I deny that the common municipal government of all the people may, in the exertion of its powers, conferred for the benefit of all, discriminate or authorize discrimination against a particular race, solely because of its former condition of servitude.
I also submit, whether it can be said in view of the doctrines of this court as announced in Munn v. State of Illinois, *42 94 U.S. 113 and reaffirmed in Peik v. Chicago & N.W. Railway Co., 94 U.S. 164 that the management of places of public amusement is a purely private matter, with which government has no rightful concern? In the Munn case the question was whether the State of Illinois could fix, by law, the maximum of charges for the storage of grain in certain warehouses in that State the private property of individual citizens. After quoting a remark attributed to Lord Chief Justice Hale, to the effect that when private property is "affected with a public interest it ceases to be juris privati only," the court says:
"Property does become clothed with a public interest when used in a manner to make it of public consequence and affect the community at large. When, therefore, one devotes his property to a use in which the public has an interest, he, in effect, grants to the public an interest in that use, and must submit to be controlled by the public for the common good, to the extent of the interest he has thus created. He may withdraw his grant by discontinuing the use, but, so long as he maintains the use, he must submit to the control."
The doctrines of Munn v. Illinois have never been modified by this court, and I am justified, upon the authority of that case, in saying that places of public amusement, conducted under the authority of the law, are clothed with a public interest, because used in a manner to make them of public consequence and to affect the community at large. The law may therefore regulate, to some extent, the mode in which they shall be conducted, and, consequently, the public have rights in respect of such places, which may be vindicated by the law. It is consequently not a matter purely of private concern.
Congress has not, in these matters, entered the domain of State control and supervision. It does not, as I have said, assume to prescribe the general conditions and limitations under which inns, public conveyances, and places of public amusement, shall be conducted or managed. It simply declares, in effect, that since the nation has established universal freedom in this country, for all time, there shall be no discrimination, based merely upon race or color, in respect of the accommodations *43 and advantages of public conveyances, inns, and places of public amusement.
I am of the opinion that such discrimination practised by corporations and individuals in the exercise of their public or quasi-public functions is a badge of servitude the imposition of which Congress may prevent under its power, by appropriate legislation, to enforce the Thirteenth Amendment; and, consequently, without reference to its enlarged power under the Fourteenth Amendment, the act of March 1, 1875, is not, in my judgment, repugnant to the Constitution.
It remains now to consider these cases with reference to the power Congress has possessed since the adoption of the Fourteenth Amendment. Much that has been said as to the power of Congress under the Thirteenth Amendment is applicable to this branch of the discussion, and will not be repeated.
Before the adoption of the recent amendments, it had become, as we have seen, the established doctrine of this court that negroes, whose ancestors had been imported and sold as slaves, could not become citizens of a State, or even of the United States, with the rights and privileges guaranteed to citizens by the national Constitution; further, that one might have all the rights and privileges of a citizen of a State without being a citizen in the sense in which that word was used in the national Constitution, and without being entitled to the privileges and immunities of citizens of the several States. Still, further, between the adoption of the Thirteenth Amendment and the proposal by Congress of the Fourteenth Amendment, on June 16, 1866, the statute books of several of the States, as we have seen, had become loaded down with enactments which, under the guise of Apprentice, Vagrant, and Contract regulations, sought to keep the colored race in a condition, practically, of servitude. It was openly announced that whatever might be the rights which persons of that race had, as freemen, under the guarantees of the national Constitution, they could not become citizens of a State, with the privileges belonging to citizens, except by the consent of such State; consequently, that their civil rights, as citizens of the State, depended entirely upon State legislation. To meet this new peril to the black race, that the *44 purposes of the nation might not be doubted or defeated, and by way of further enlargement of the power of Congress, the Fourteenth Amendment was proposed for adoption.
Remembering that this court, in the Slaughter-House Cases, declared that the one pervading purpose found in all the recent amendments, lying at the foundation of each, and without which none of them would have been suggested was "the freedom of the slave race, the security and firm establishment of that freedom, and the protection of the newly-made freeman and citizen from the oppression of those who had formerly exercised unlimited dominion over him" that each amendment was addressed primarily to the grievances of that race let us proceed to consider the language of the Fourteenth Amendment.
Its first and fifth sections are in these words:
"SEC. 1. All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.
* * * * * *
"SEC. 5. That Congress shall have power to enforce, by appropriate legislation, the provisions of this article."
It was adjudged in Strauder v. West Virginia, 100 U.S. 303, and Ex parte Virginia, 100 U.S. 339, and my brethren concede, that positive rights and privileges were intended to be secured, and are in fact secured, by the Fourteenth Amendment.
But when, under what circumstances, and to what extent, may Congress, by means of legislation, exert its power to enforce the provisions of this amendment? The theory of the opinion of the majority of the court the foundation upon which their reasoning seems to rest is, that the general government cannot, in advance of hostile State laws or hostile State *45 proceedings, actively interfere for the protection of any of the rights, privileges, and immunities secured by the Fourteenth Amendment. It is said that such rights, privileges, and immunities are secured by way of prohibition against State laws and State proceedings affecting such rights and privileges, and by power given to Congress to legislate for the purpose of carrying such prohibition into effect; also, that congressional legislation must necessarily be predicated upon such supposed State laws or State proceedings, and be directed to the correction of their operation and effect.
In illustration of its position, the court refers to the clause of the Constitution forbidding the passage by a State of any law impairing the obligation of contracts. That clause does not, I submit, furnish a proper illustration of the scope and effect of the fifth section of the Fourteenth Amendment. No express power is given Congress to enforce, by primary direct legislation, the prohibition upon State laws impairing the obligation of contracts. Authority is, indeed, conferred to enact all necessary and proper laws for carrying into execution the enumerated powers of Congress and all other powers vested by the Constitution in the government of the United States or in any department or officer thereof. And, as heretofore shown, there is also, by necessary implication, power in Congress, by legislation, to protect a right derived from the national Constitution. But a prohibition upon a State is not a power in Congress or in the national government. It is simply a denial of power to the State. And the only mode in which the inhibition upon State laws impairing the obligation of contracts can be enforced, is, indirectly, through the courts, in suits where the parties raise some question as to the constitutional validity of such laws. The judicial power of the United States extends to such suits for the reason that they are suits arising under the Constitution. The Fourteenth Amendment presents the first instance in our history of the investiture of Congress with affirmative power, by legislation, to enforce an express prohibition upon the States. It is not said that the judicial power of the nation may be exerted for the enforcement of that amendment. No enlargement of the judicial power was required, for it is clear *46 that had the fifth section of the Fourteenth Amendment been entirely omitted, the judiciary could have stricken down all State laws and nullified all State proceedings in hostility to rights and privileges secured or recognized by that amendment. The power given is, in terms, by congressional legislation, to enforce the provisions of the amendment.
The assumption that this amendment consists wholly of prohibitions upon State laws and State proceedings in hostility to its provisions, is unauthorized by its language. The first clause of the first section "All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States, and of the State wherein they reside" is of a distinctly affirmative character. In its application to the colored race, previously liberated, it created and granted, as well citizenship of the United States, as citizenship of the State in which they respectively resided. It introduced all of that race, whose ancestors had been imported and sold as slaves, at once, into the political community known as the "People of the United States." They became, instantly, citizens of the United States, and of their respective States. Further, they were brought, by this supreme act of the nation, within the direct operation of that provision of the Constitution which declares that "the citizens of each State shall be entitled to all privileges and immunities of citizens in the several States." Art. 4, § 2.
The citizenship thus acquired, by that race, in virtue of an affirmative grant from the nation, may be protected, not alone by the judicial branch of the government, but by congressional legislation of a primary direct character; this, because the power of Congress is not restricted to the enforcement of prohibitions upon State laws or State action. It is, in terms distinct and positive, to enforce "the provisions of this article" of amendment; not simply those of a prohibitive character, but the provisions all of the provisions affirmative and prohibitive, of the amendment. It is, therefore, a grave misconception to suppose that the fifth section of the amendment has reference exclusively to express prohibitions upon State laws or State action. If any right was created by that amendment, the *47 grant of power, through appropriate legislation, to enforce its provisions, authorizes Congress, by means of legislation, operating throughout the entire Union, to guard, secure, and protect that right.
It is, therefore, an essential inquiry what, if any, right, privilege or immunity was given, by the nation, to colored persons, when they were made citizens of the State in which they reside? Did the constitutional grant of State citizenship to that race, of its own force, invest them with any rights, privileges and immunities whatever? That they became entitled, upon the adoption of the Fourteenth Amendment, "to all privileges and immunities of citizens in the several States," within the meaning of section 2 of article 4 of the Constitution, no one, I suppose, will for a moment question. What are the privileges and immunities to which, by that clause of the Constitution, they became entitled? To this it may be answered, generally, upon the authority of the adjudged cases, that they are those which are fundamental in citizenship in a free republican government, such as are "common to the citizens in the latter States under their constitutions and laws by virtue of their being citizens." Of that provision it has been said, with the approval of this court, that no other one in the Constitution has tended so strongly to constitute the citizens of the United States one people. Ward v. Maryland, 12 Wall. 418; Corfield v. Coryell, 4 Wash. C.C. 371; Paul v. Virginia, 8 Wall. 168; Slaughter-house Cases, 16 id. 36.
Although this court has wisely forborne any attempt, by a comprehensive definition, to indicate all of the privileges and immunities to which the citizen of a State is entitled, of right, when within the jurisdiction of other States, I hazard nothing, in view of former adjudications, in saying that no State can sustain her denial to colored citizens of other States, while within her limits, of privileges or immunities, fundamental in republican citizenship, upon the ground that she accords such privileges and immunities only to her white citizens and withholds them from her colored citizens. The colored citizens of other States, within the jurisdiction of that State, could claim, in virtue of section 2 of article 4 of the Constitution, every privilege and immunity *48 which that State secures to her white citizens. Otherwise, it would be in the power of any State, by discriminating class legislation against its own citizens of a particular race or color, to withhold from citizens of other States, belonging to that proscribed race, when within her limits, privileges and immunities of the character regarded by all courts as fundamental in citizenship; and that, too, when the constitutional guaranty is that the citizens of each State shall be entitled to "all privileges and immunities of citizens of the several States." No State may, by discrimination against a portion of its own citizens of a particular race, in respect of privileges and immunities fundamental in citizenship, impair the constitutional right of citizens of other States, of whatever race, to enjoy in that State all such privileges and immunities as are there accorded to her most favored citizens. A colored citizen of Ohio or Indiana, while in the jurisdiction of Tennessee, is entitled to enjoy any privilege or immunity, fundamental in citizenship, which is given to citizens of the white race in the latter State. It is not to be supposed that any one will controvert this proposition.
But what was secured to colored citizens of the United States as between them and their respective States by the national grant to them of State citizenship? With what rights, privileges, or immunities did this grant invest them? There is one, if there be no other exemption from race discrimination in respect of any civil right belonging to citizens of the white race in the same State. That, surely, is their constitutional privilege when within the jurisdiction of other States. And such must be their constitutional right, in their own State, unless the recent amendments be splendid baubles, thrown out to delude those who deserved fair and generous treatment at the hands of the nation. Citizenship in this country necessarily imports at least equality of civil rights among citizens of every race in the same State. It is fundamental in American citizenship that, in respect of such rights, there shall be no discrimination by the State, or its officers, or by individuals or corporations exercising public functions or authority, against any citizen because of his race or previous condition of servitude. In United States v. Cruikshank, 92 U.S. 542, it was said at page 555, that the *49 rights of life and personal liberty are natural rights of man, and that "the equality of the rights of citizens is a principle of republicanism." And in Ex parte Virginia, 100 U.S. 334, the emphatic language of this court is that "one great purpose of these amendments was to raise the colored race from that condition of inferiority and servitude in which most of them had previously stood, into perfect equality of civil rights with all other persons within the jurisdiction of the States." So, in Strauder v. West Virginia, 100 U.S. 306, the court, alluding to the Fourteenth Amendment, said: "This is one of a series of constitutional provisions having a common purpose, namely, securing to a race recently emancipated, a race that through many generations had been held in slavery, all the civil rights that the superior race enjoy." Again, in Neal v. Delaware, 103 U.S. 386, it was ruled that this amendment was designed, primarily, "to secure to the colored race, thereby invested with the rights, privileges, and responsibilities of citizenship, the enjoyment of all the civil rights that, under the law, are enjoyed by white persons."
The language of this court with reference to the Fifteenth Amendment, adds to the force of this view. In United States v. Cruikshank, it was said: "In United States v. Reese, 92 U.S. 214, we held that the Fifteenth Amendment has invested the citizens of the United States with a new constitutional right, which is exemption from discrimination in the exercise of the elective franchise, on account of race, color, or previous condition of servitude. From this it appears that the right of suffrage is not a necessary attribute of national citizenship, but that exemption from discrimination in the exercise of that right on account of race, &c., is. The right to vote in the States comes from the States; but the right of exemption from the prohibited discrimination comes from the United States. The first has not been granted or secured by the Constitution of the United States, but the last has been."
Here, in language at once clear and forcible, is stated the principle for which I contend. It can scarcely be claimed that exemption from race discrimination, in respect of civil rights, against those to whom State citizenship was granted by the *50 nation, is any less, for the colored race, a new constitutional right, derived from and secured by the national Constitution, than is exemption from such discrimination in the exercise of the elective franchise. It cannot be that the latter is an attribute of national citizenship, while the other is not essential in national citizenship, or fundamental in State citizenship.
If, then, exemption from discrimination, in respect of civil rights, is a new constitutional right, secured by the grant of State citizenship to colored citizens of the United States and I do not see how this can now be questioned why may not the nation, by means of its own legislation of a primary direct character, guard, protect and enforce that right? It is a right and privilege which the nation conferred. It did not come from the States in which those colored citizens reside. It has been the established doctrine of this court during all its history, accepted as essential to the national supremacy, that Congress, in the absence of a positive delegation of power to the State legislatures, may, by its own legislation, enforce and protect any right derived from or created by the national Constitution. It was so declared in Prigg v. Commonwealth of Pennsylvania. It was reiterated in United States v. Reese, 92 U.S. 214, where the court said that "rights and immunities created by and dependent upon the Constitution of the United States can be protected by Congress. The form and manner of the protection may be such as Congress, in the legitimate exercise of its discretion, shall provide. These may be varied to meet the necessities of the particular right to be protected." It was distinctly reaffirmed in Strauder v. West Virginia, 100 U.S. 310, where we said that "a right or immunity created by the Constitution or only guaranteed by it, even without any express delegation of power, may be protected by Congress." How then can it be claimed in view of the declarations of this court in former cases, that exemption of colored citizens, within their States, from race discrimination, in respect of the civil rights of citizens, is not an immunity created or derived from the national Constitution?
This court has always given a broad and liberal construction to the Constitution, so as to enable Congress, by legislation, to *51 enforce rights secured by that instrument. The legislation which Congress may enact, in execution of its power to enforce the provisions of this amendment, is such as may be appropriate to protect the right granted. The word appropriate was undoubtedly used with reference to its meaning, as established by repeated decisions of this court. Under given circumstances, that which the court characterizes as corrective legislation might be deemed by Congress appropriate and entirely sufficient. Under other circumstances primary direct legislation may be required. But it is for Congress, not the judiciary, to say that legislation is appropriate that is best adapted to the end to be attained. The judiciary may not, with safety to our institutions, enter the domain of legislative discretion, and dictate the means which Congress shall employ in the exercise of its granted powers. That would be sheer usurpation of the functions of a co-ordinate department, which, if often repeated, and permanently acquiesced in, would work a radical change in our system of government. In United States v. Fisher, 2 Cr. 358, the court said that "Congress must possess the choice of means, and must be empowered to use any means which are in fact conducive to the exercise of a power granted by the Constitution." "The sound construction of the Constitution," said Chief Justice Marshall, "must allow to the national legislature that discretion, with respect to the means by which the powers it confers are to be carried into execution, which will enable that body to perform the high duties assigned to it in the manner most beneficial to the people. Let the end be legitimate, let it be within the scope of the Constitution, and all means which are appropriate, which are plainly adapted to that end, which are not prohibited, but consist with the letter and spirit of the Constitution, are constitutional." McCulloch v. Maryland, 4 Wh. 421.
Must these rules of construction be now abandoned? Are the powers of the national legislature to be restrained in proportion as the rights and privileges, derived from the nation, are valuable? Are constitutional provisions, enacted to secure the dearest rights of freemen and citizens, to be subjected to that rule of construction, applicable to private instruments, *52 which requires that the words to be interpreted must be taken most strongly against those who employ them? Or, shall it be remembered that "a constitution of government, founded by the people for themselves and their posterity, and for objects of the most momentous nature for perpetual union, for the establishment of justice, for the general welfare, and for a perpetuation of the blessings of liberty necessarily requires that every interpretation of its powers should have a constant reference to these objects? No interpretation of the words in which those powers are granted can be a sound one, which narrows down their ordinary import so as to defeat those objects." 1 Story Const. § 422.
The opinion of the court, as I. have said, proceeds upon the ground that the power of Congress to legislate for the protection of the rights and privileges secured by the Fourteenth Amendment cannot be brought into activity except with the view, and as it may become necessary, to correct and annul State laws and State proceedings in hostility to such rights and privileges. In the absence of State laws or State action adverse to such rights and privileges, the nation may not actively interfere for their protection and security, even against corporations and individuals exercising public or quasi public functions. Such I understand to be the position of my brethren. If the grant to colored citizens of the United States of citizenship in their respective States, imports exemption from race discrimination, in their States, in respect of such civil rights as belong to citizenship, then, to hold that the amendment remits that right to the States for their protection, primarily, and stays the hands of the nation, until it is assailed by State laws or State proceedings, is to adjudge that the amendment, so far from enlarging the powers of Congress as we have heretofore said it did not only curtails them, but reverses the policy which the general government has pursued from its very organization. Such an interpretation of the amendment is a denial to Congress of the power, by appropriate legislation, to enforce one of its provisions. In view of the circumstances under which the recent amendments were incorporated into the Constitution, and especially in view of the peculiar character of the new *53 rights they created and secured, it ought not to be presumed that the general government has abdicated its authority, by national legislation, direct and primary in its character, to guard and protect privileges and immunities secured by that instrument. Such an interpretation of the Constitution ought not to be accepted if it be possible to avoid it. Its acceptance would lead to this anomalous result: that whereas, prior to the amendments, Congress, with the sanction of this court, passed the most stringent laws operating directly and primarily upon States and their officers and agents, as well as upon individuals in vindication of slavery and the right of the master, it may not now, by legislation of a like primary and direct character, guard, protect, and secure the freedom established, and the most essential right of the citizenship granted, by the constitutional amendments. With all respect for the opinion of others, I insist that the national legislature may, without transcending the limits of the Constitution, do for human liberty and the fundamental rights of American citizenship, what it did, with the sanction of this court, for the protection of slavery and the rights of the masters of fugitive slaves. If fugitive slave laws, providing modes and prescribing penalties, whereby the master could seize and recover his fugitive slave, were legitimate exercises of an implied power to protect and enforce a right recognized by the Constitution, why shall the hands of Congress be tied, so that under an express power, by appropriate legislation, to enforce a constitutional provision granting citizenship it may not, by means of direct legislation, bring the whole power of this nation to bear upon States and their officers, and upon such individuals and corporations exercising public functions as assume to abridge, impair, or deny rights confessedly secured by the supreme law of the land?
It does not seem to me that the fact that, by the second clause of the first section of the Fourteenth Amendment, the States are expressly prohibited from making or enforcing laws abridging the privileges and immunities of citizens of the United States, furnishes any sufficient reason for holding or maintaining that the amendment was intended to deny Congress the power, by general, primary, and direct legislation, of *54 protecting citizens of the several States, being also citizens of the United States, against all discrimination, in respect of their rights as citizens, which is founded on race, color, or previous condition of servitude.
Such an interpretation of the amendment is plainly repugnant to its fifth section, conferring upon Congress power, by appropriate legislation, to enforce not merely the provisions containing prohibitions upon the States, but all of the provisions of the amendment, including the provisions, express and implied, in the first clause of the first section of the article granting citizenship. This alone is sufficient for holding that Congress is not restricted to the enactment of laws adapted to counteract and redress the operation of State legislation, or the action of State officers, of the character prohibited by the amendment. It was perfectly well known that the great danger to the equal enjoyment by citizens of their rights, as citizens, was to be apprehended not altogether from unfriendly State legislation, but from the hostile action of corporations and individuals in the States. And it is to be presumed that it was intended, by that section, to clothe Congress with power and authority to meet that danger. If the rights intended to be secured by the act of 1875 are such as belong to the citizen, in common or equally with other citizens in the same State, then it is not to be denied that such legislation is peculiarly appropriate to the end which Congress is authorized to accomplish, viz., to protect the citizen, in respect of such rights, against discrimination on account of his race. Recurring to the specific prohibition in the Fourteenth Amendment upon the making or enforcing of State laws abridging the privileges of citizens of the United States, I remark that if, as held in the Slaughter-House Cases, the privileges here referred to were those which belonged to citizenship of the United States, as distinguished from those belonging to State citizenship, it was impossible for any State prior to the adoption of that amendment to have enforced laws of that character. The judiciary could have annulled all such legislation under the provision that the Constitution shall be the supreme law of the land, anything in the constitution or laws of any State to the contrary notwithstanding. The States were *55 already under an implied prohibition not to abridge any privilege or immunity belonging to citizens of the United States as such. Consequently, the prohibition upon State laws in hostility to rights belonging to citizens of the United States, was intended in view of the introduction into the body of citizens of a race formerly denied the essential rights of citizenship only as an express limitation on the powers of the States, and was not intended to diminish, in the slightest degree, the authority which the nation has always exercised, of protecting, by means of its own direct legislation, rights created or secured by the Constitution. Any purpose to diminish the national authority in respect of privileges derived from the nation is distinctly negatived by the express grant of power, by legislation, to enforce every provision of the amendment, including that which, by the grant of citizenship in the State, secures exemption from race discrimination in respect of the civil rights of citizens.
It is said that any interpretation of the Fourteenth Amendment different from that adopted by the majority of the court, would imply that Congress had authority to enact a municipal code for all the States, covering every matter affecting the life, liberty, and property of the citizens of the several States. Not so. Prior to the adoption of that amendment the constitutions of the several States, without perhaps an exception, secured all persons against deprivation of life, liberty, or property, otherwise than by due process of law, and, in some form, recognized the right of all persons to the equal protection of the laws. Those rights, therefore, existed before that amendment was proposed or adopted, and were not created by it. If, by reason of that fact, it be assumed that protection in these rights of persons still rests primarily with the States, and that Congress may not interfere except to enforce, by means of corrective legislation, the prohibitions upon State laws or State proceedings inconsistent with those rights, it does not at all follow, that privileges which have been granted by the nation, may not be protected by primary legislation upon the part of Congress. The personal rights and immunities recognized in the prohibitive clauses of the amendment were, prior to its adoption, *56 under the protection, primarily, of the States, while rights, created by or derived from the United States, have always been, and, in the nature of things, should always be, primarily, under the protection of the general government. Exemption from race discrimination in respect of the civil rights which are fundamental in citizenship in a republican government, is, as we have seen, a new right, created by the nation, with express power in Congress, by legislation, to enforce the constitutional provision from which it is derived. If, in some sense, such race discrimination is, within the letter of the last clause of the first section, a denial of that equal protection of the laws which is secured against State denial to all persons, whether citizens or not, it cannot be possible that a mere prohibition upon such State denial, or a prohibition upon State laws abridging the privileges and immunities of citizens of the United States, takes from the nation the power which it has uniformly exercised of protecting, by direct primary legislation, those privileges and immunities which existed under the Constitution before the adoption of the Fourteenth Amendment, or have been created by that amendment in behalf of those thereby made citizens of their respective States.
This construction does not in any degree intrench upon the just rights of the States in the control of their domestic affairs. It simply recognizes the enlarged powers conferred by the recent amendments upon the general government. In the view which I take of those amendments, the States possess the same authority which they have always had to define and regulate the civil rights which their own people, in virtue of State citizenship, may enjoy within their respective limits; except that its exercise is now subject to the expressly granted power of Congress, by legislation, to enforce the provisions of such amendments a power which necessarily carries with it authority, by national legislation, to protect and secure the privileges and immunities which are created by or are derived from those amendments. That exemption of citizens from discrimination based on race or color, in respect of civil rights, is one of those privileges or immunities, can no longer be deemed an open question in this court.
*57 It was said of the case of Dred Scott v. Sandford, that this court, there overruled the action of two generations, virtually inserted a new clause in the Constitution, changed its character, and made a new departure in the workings of the federal government. I may be permitted to say that if the recent amendments are so construed that Congress may not, in its own discretion, and independently of the action or non-action of the States, provide, by legislation of a direct character, for the security of rights created by the national Constitution; if it be adjudged that the obligation to protect the fundamental privileges and immunities granted by the Fourteenth Amendment to citizens residing in the several States, rests primarily, not on the nation, but on the States; if it be further adjudged that individuals and corporations, exercising public functions, or wielding power under public authority, may, without liability to direct primary legislation on the part of Congress, make the race of citizens the ground for denying them that equality of civil rights which the Constitution ordains as a principle of republican citizenship; then, not only the foundations upon which the national supremacy has always securely rested will be materially disturbed, but we shall enter upon an era of constitutional law, when the rights of freedom and American citizenship cannot receive from the nation that efficient protection which heretofore was unhesitatingly accorded to slavery and the rights of the master.
But if it were conceded that the power of Congress could not be brought into activity until the rights specified in the act of 1875 had been abridged or denied by some State law or State action, I maintain that the decision of the court is erroneous. There has been adverse State action within the Fourteenth Amendment as heretofore interpreted by this court. I allude to Ex parte Virginia, supra. It appears, in that case, that one Cole, judge of a county court, was charged with the duty, by the laws of Virginia, of selecting grand and petit jurors. The law of the State did not authorize or permit him, in making such selections, to discriminate against colored citizens because of their race. But he was indicted in the federal court, under the act of 1875, for making such discriminations. *58 The attorney-general of Virginia contended before us, that the State had done its duty, and had not authorized or directed that county judge to do what he was charged with having done; that the State had not denied to the colored race the equal protection of the laws; and that consequently the act of Cole must be deemed his individual act, in contravention of the will of the State. Plausible as this argument was, it failed to convince this court, and after saying that the Fourteenth Amendment had reference to the political body denominated a State, "by whatever instruments or in whatever modes that action may be taken," and that a State acts by its legislative, executive, and judicial authorities, and can act in no other way, we proceeded:
"The constitutional provision, therefore, must mean that no agency of the State, or of the officers or agents by whom its powers are exerted, shall deny to any person within its jurisdiction the equal protection of the laws. Whoever, by virtue of public position under a State government, deprives another of property, life, or liberty without due process of law, or denies or takes away the equal protection of the laws, violates the constitutional inhibition; and, as he acts under the name and for the State, and is clothed with the State's power, his act is that of the State. This must be so, or the constitutional prohibition has no meaning. Then the State has clothed one of its agents with power to annul or evade it. But the constitutional amendment was ordained for a purpose. It was to secure equal rights to all persons, and, to insure to all persons the enjoyment of such rights, power was given to Congress to enforce its provisions by appropriate legislation. Such legislation must act upon persons, not upon the abstract thing denominated a State, but upon the persons who are the agents of the State, in the denial of the rights which were intended to be secured." Ex parte Virginia, 100 U.S. 346-7.
In every material sense applicable to the practical enforcement of the Fourteenth Amendment, railroad corporations, keepers of inns, and managers of places of public amusement are agents or instrumentalities of the State, because they are charged with *59 duties to the public, and are amenable, in respect of their duties and functions, to governmental regulation. It seems to me that, within the principle settled in Ex parte Virginia, a denial, by these instrumentalities of the State, to the citizen, because of his race, of that equality of civil rights secured to him by law, is a denial by the State, within the meaning of the Fourteenth Amendment. If it be not, then that race is left, in respect of the civil rights in question, practically at the mercy of corporations and individuals wielding power under the States.
But the court says that Congress did not, in the act of 1866, assume, under the authority given by the Thirteenth Amendment, to adjust what may be called the social rights of men and races in the community. I agree that government has nothing to do with social, as distinguished from technically legal, rights of individuals. No government ever has brought, or ever can bring, its people into social intercourse against their wishes. Whether one person will permit or maintain social relations with another is a matter with which government has no concern. I agree that if one citizen chooses not to hold social intercourse with another, he is not and cannot be made amenable to the law for his conduct in that regard; for even upon grounds of race, no legal right of a citizen is violated by the refusal of others to maintain merely social relations with him. What I affirm is that no State, nor the officers of any State, nor any corporation or individual wielding power under State authority for the public benefit or the public convenience, can, consistently either with the freedom established by the fundamental law, or with that equality of civil rights which now belongs to every citizen, discriminate against freemen or citizens, in those rights, because of their race, or because they once labored under the disabilities of slavery imposed upon them as a race. The rights which Congress, by the act of 1875, endeavored to secure and protect are legal, not social rights. The right, for instance, of a colored citizen to use the accommodations of a public highway, upon the same terms as are permitted to white citizens, is no more a social right than his right, under the law, to use the public streets of a city or a town, or a turnpike road, or a public market, or a post office, or his right to sit *60 in a public building with others, of whatever race, for the purpose of hearing the political questions of the day discussed. Scarcely a day passes without our seeing in this court-room citizens of the white and black races sitting side by side, watching the progress of our business. It would never occur to any one that the presence of a colored citizen in a court-house, or court-room, was an invasion of the social rights of white persons who may frequent such places. And yet, such a suggestion would be quite as sound in law I say it with all respect as is the suggestion that the claim of a colored citizen to use, upon the same terms as is permitted to white citizens, the accommodations of public highways, or public inns, or places of public amusement, established under the license of the law, is an invasion of the social rights of the white race.
The court, in its opinion, reserves the question whether Congress, in the exercise of its power to regulate commerce amongst the several States, might or might not pass a law regulating rights in public conveyances passing from one State to another. I beg to suggest that that precise question was substantially presented here in the only one of these cases relating to railroads Robinson and Wife v. Memphis & Charleston Railroad Company. In that case it appears that Mrs. Robinson, a citizen of Mississippi, purchased a railroad ticket entitling her to be carried from Grand Junction, Tennessee, to Lynchburg, Virginia. Might not the act of 1875 be maintained in that case, as applicable at least to commerce between the States, notwithstanding it does not, upon its face, profess to have been passed in pursuance of the power of Congress to regulate commerce? Has it ever been held that the judiciary should overturn a statute, because the legislative department did not accurately recite therein the particular provision of the Constitution authorizing its enactment? We have often enforced municipal bonds in aid of railroad subscriptions, where they failed to recite the statute authorizing their issue, but recited one which did not sustain their validity. The inquiry in such cases has been, was there, in any statute, authority for the execution of the bonds? Upon this branch of the case, it may be remarked that the State of Louisiana, in 1869, passed a statute *61 giving to passengers, without regard to race or color, equality of right in the accommodations of railroad and street cars, steamboats or other water crafts, stage coaches, omnibuses, or other vehicles. But in Hall v. De Cuir, 95 U.S. 487, that act was pronounced unconstitutional so far as it related to commerce between the States, this court saying that "if the public good requires such legislation it must come from Congress, and not from the States." I suggest, that it may become a pertinent inquiry whether Congress may, in the exertion of its power to regulate commerce among the States, enforce among passengers on public conveyances, equality of right, without regard to race, color or previous condition of servitude, if it be true which I do not admit that such legislation would be an interference by government with the social rights of the people.
My brethren say, that when a man has emerged from slavery, and by the aid of beneficent legislation has shaken off the inseparable concomitants of that state, there must be some stage in the progress of his elevation when he takes the rank of a mere citizen, and ceases to be the special favorite of the laws, and when his rights as a citizen, or a man, are to be protected in the ordinary modes by which other men's rights are protected. It is, I submit, scarcely just to say that the colored race has been the special favorite of the laws. The statute of 1875, now adjudged to be unconstitutional, is for the benefit of citizens of every race and color. What the nation, through Congress, has sought to accomplish in reference to that race, is what had already been done in every State of the Union for the white race to secure and protect rights belonging to them as freemen and citizens; nothing more. It was not deemed enough "to help the feeble up, but to support him after." The one underlying purpose of congressional legislation has been to enable the black race to take the rank of mere citizens. The difficulty has been to compel a recognition of the legal right of the black race to take the rank of citizens, and to secure the enjoyment of privileges belonging, under the law, to them as a component part of the people for whose welfare and happiness government is ordained. *62 At every step, in this direction, the nation has been confronted with class tyranny, which a contemporary English historian says is, of all tyrannies, the most intolerable, "for it is ubiquitous in its operation, and weighs, perhaps, most heavily on those whose obscurity or distance would withdraw them from the notice of a single despot." To-day, it is the colored race which is denied, by corporations and individuals wielding public authority, rights fundamental in their freedom and citizenship. At some future time, it may be that some other race will fall under the ban of race discrimination. If the constitutional amendments be enforced, according to the intent with which, as I conceive, they were adopted, there cannot be, in this republic, any class of human beings in practical subjection to another class, with power in the latter to dole out to the former just such privileges as they may choose to grant. The supreme law of the land has decreed that no authority shall be exercised in this country upon the basis of discrimination, in respect of civil rights, against freemen and citizens because of their race, color, or previous condition of servitude. To that decree for the due enforcement of which, by appropriate legislation, Congress has been invested with express power every one must bow, whatever may have been, or whatever now are, his individual views as to the wisdom or policy, either of the recent changes in the fundamental law, or of the legislation which has been enacted to give them effect.
For the reasons stated I feel constrained to withhold my assent to the opinion of the court.
8.2.2 Smith v. Allwright 8.2.2 Smith v. Allwright
SMITH v. ALLWRIGHT, ELECTION JUDGE, et al.
No. 51.
Argued November 10, 12, 1943.
Reargued January 12, 1944.
Decided April 3, 1944.
*650 Messrs. Thurgood Marshall and William H. Hastie, with whom Messrs. Leon A. Ransom, Carter Wesley, W. J. Durham, W. Robert Ming, Jr., and George M. Johnson were on the brief, for petitioner.
No appearance for respondents.
By special leave of Court, Mr. George W. Barcus, Assistant Attorney General of Texas, with whom Mr. Gerald C. Mann, Attorney General, was on the brief for the Attorney General of Texas, as amicus curiae, urging affirmance. Briefs of amici curiae were filed by Mr. Wright Morrow on-behalf of Mr. George A. Butler, Chairman of the State Democratic Executive Committee of Texas, urging affirmance; and by Mr. Whitney North Seymour on behalf of the American Civil Liberties Union, by Mr. Osmond K. Fraenkel on behalf of the Committee on Constitutional Liberties, National Lawyers Guild, and by Mr. John F. Finerty on behalf of the Workers Defense League,—urging reversal.
Mr. Justice Reed
delivered the opinion of the Court.
This writ of certiorari brings here for review a claim for damages in the sum of $5,000 on the part of petitioner, a Negro citizen of the 48th precinct of Harris County, Texas, *651 for the refusal of respondents, election and associate election judges respectively of that precinct, to give petitioner a ballot or to permit him to cast a ballot in the primary election of July 27,1940, for the nomination of Democratic candidates for the United States Senate and House of Representatives, and Governor and other state officers. The refusal is alleged to have been solely because of the race and color of the proposed voter.
The actions of respondents are said to violate §§31 and 43 of Title 8 1 of the United States Code in that petitioner was deprived of rights secured by §§ 2 and 4 of Article 1 2 and the Fourteenth, Fifteenth and Seventeenth Amend *652 ments to the United States Constitution. 3 The suit was filed in the District Court of the United States for the Southern District of Texas, which had jurisdiction under Judicial Code § 24, subsection 14. 4
The District Court denied the relief sought and the Circuit Court of Appeals quite properly affirmed its action on the authority of Grovey v. Townsend, 295 U. S. 45. 5 We granted the petition for certiorari to resolve a claimed inconsistency between the decision in the Grovey case and that of United States v. Classic, 313 U. S. 299. 319 U. S. 738.
The State of Texas by its Constitution and statutes provides that every person, if certain other requirements are met which are not here in issue, qualified by residence *653 in the district or county “shall be deemed a qualified elector.” Constitution of Texas, Article VI, § 2; Vernon’s Civil Statutes (1939 ed.), Article 2955. Primary elections for United States Senators, Congressmen and state officers are provided for by Chapters Twelve and Thirteen of the statutes. Under these chapters, the Democratic party was required to hold the primary which was the occasion of the alleged wrong to petitioner. A summary of the state statutes regulating primaries appears in the footnote. 6 These nominations are to be made by the qualified voters of the party. Art. 3101.
*654 The Democratic party of Texas is held by the Supreme Court of that State to be a “voluntary association,” Bell v. Hill, 123 Tex. 531, 534, protected by § 27 of the Bill of Rights, Art. 1, Constitution of Texas, from interference by the State except that:
“In the interest of fair methods and a fair expression by their members of their preferences in the selection of their *655 nominees, the State may regulate such elections by proper laws.” p. 545.
That court stated further:
“Since the right to organize and maintain a political party is one guaranteed by the Bill of Rights of this State, it necessarily follows that every privilege essential or reasonably appropriate to the exercise of that right is likewise *656 guaranteed,—including, of course, the privilege of determining the policies of the party and its membership. Without the privilege of determining the policy of a political association and its membership, the right to organize such an association would be a mere mockery. We think these rights,—that is, the right to determine the membership of a political party and to determine its policies, of necessity are to be exercised by the state convention of such party, and cannot, under any circumstances, be conferred upon a state or governmental agency.” p. 546. Cf. Waples v. Marrast, 108 Tex. 5, 184 S. W. 180.
The Democratic party on May 24, 1932, in a state convention adopted the following resolution, which has not since been “amended, abrogated, annulled or avoided”:
“Be it resolved that all white citizens of the State of Texas who are qualified to vote under the Constitution and laws of the State shall be eligible to membership in the *657 Democratic party and, as such, entitled to participate in its deliberations.”
It was by virtue of this resolution that the respondents refused to permit the petitioner to vote.
Texas is free to conduct her elections and limit her electorate as she may deem wise, save only as her action may be affected by the prohibitions of the United States Constitution or in conflict with powers delegated to and exercised by the National Government. 7 The Fourteenth Amendment forbids a State from making or enforcing any law which abridges the privileges or immunities of citizens of the United States and the Fifteenth Amendment specifically interdicts any denial or abridgement by a State of the right of citizens to vote on account of color. Respondents appeared in the District Court and the Circuit Court of Appeals and defended on the ground that the Democratic party of Texas is a voluntary organization with members banded together for the purpose of selecting individuals of the group representing the common political beliefs as candidates in the general election. As such a voluntary organization, it was claimed, the Democratic party is free to select its own membership and limit to whites participation in the party primary. Such action, the answer asserted, does not violate the Fourteenth, Fifteenth or Seventeenth Amendment as officers of government cannot be chosen at primaries and the Amendments are applicable only to general elections where governmental officers are actually elected. Primaries, it is said, are political party affairs, handled by party, not governmental, officers. No appearance for respondents is made in this Court. Arguments presented here by the Attorney General of Texas and the Chairman of the State Democratic Executive Committee of Texas, as amici *658 curiae, urged substantially the same grounds as those advanced by the respondents.
The right of a Negro to vote in the Texas primary has been considered heretofore by this Court. The first case was Nixon v. Herndon, 273 U. S. 536. At that time, 1924, the Texas statute, Art. 3093a, afterwards numbered Art. 3107 (Rev. Stat. 1925) declared “in no event shall a Negro be eligible to participate in a Democratic Party primary election in the State of Texas.” Nixon was refused the right to vote in a Democratic primary and brought a suit for damages against the election officers under R. S. §§ 1979 and 2004, the present §§43 and 31 of Title 8, U. S. C., respectively. It was urged to this Court that the denial of the franchise to Nixon violated his Constitutional rights under the Fourteenth and Fifteenth Amendments. Without consideration of the Fifteenth, this Court held that the action of Texas in denying the ballot to Negroes by statute was in violation of the equal protection clause of the Fourteenth Amendment and reversed the dismissal of the suit.
The legislature of Texas reenacted the article but gave the State Executive Committee of a party the power to prescribe the qualifications of its members for voting or other participation. This article remains in the statutes. The State Executive Committee of the Democratic party adopted a resolution that white Democrats and none other might participate in the primaries of that party. Nixon was refused again the privilege of voting in a primary and again brought suit for damages by virtue of § 31, Title 8, U. S. C. This Court again reversed the dismissal of the suit for the reason that the Committee action was deemed to be state action and invalid as discriminatory under the Fourteenth Amendment. The test was said to be whether the Committee operated as representative of the State in the discharge of the State’s authority. Nixon v. Condon, 286 U. S. 73. The question of the inherent power *659 of a political party in Texas “without restraint by any law to determine its own membership” was left open. Id., 84-85. '
In Grovey v. Townsend, 295 U. S. 45, this Court had before it another suit for damages for the refusal in a primary of a county clerk, a Texas officer with only public functions to perform, to furnish petitioner, a Negro, an absentee ballot. The refusal was solely on the ground of race. This case differed from Nixon v. Condon, supra, in that a state convention of the Democratic party had passed the resolution of May 24, 1932, hereinbefore quoted. It was decided that the determination by the state convention of the membership of the Democratic party made a significant change from a determination by the Executive Committee. The former was party action, voluntary in character. The latter, as had been held in the Condon case, was action by authority of the State. The managers of the primary election were therefore declared not to be state officials in such sense that their action was state action. A state convention of a party was said not to be an organ of the State. This Court went on to announce that to deny a vote in a primary was a mere refusal of party membership with which “the State need have no concern,” loe. cit. at 55, while for a State to deny a vote in a general election on the ground of race or color violated the Constitution. Consequently, there was found no ground for holding that the county clerk’s refusal of a ballot because of racial ineligibility for party membership denied the petitioner any right under the Fourteenth or Fifteenth Amendment.
Since Grovey v. Townsend and prior to the present suit, no case from Texas involving primary elections has been before-this Court. We did decide, however, United States v. Classic, 313 U. S. 299. We there held that § 4 of Article I of the Constitution authorized Congress to regulate primary as well as general elections, 313 U. S. at 316, 317, *660 “where the primary is by law made an integral part of the election machinery.” 313 U. S. at 318. Consequently, in the Classic case, we upheld the applicability to frauds in a Louisiana primary of §§ 19 and 20 of the Criminal Code. Thereby corrupt acts of election officers were subjected to Congressional sanctions because that body had power to protect rights of federal suffrage secured by the Constitution in primary as in general elections. 313 U. S. at 323. This decision depended, too, on the determination that under the Louisiana statutes the primary was a part of the procedure for choice of federal officials. By this decision the doubt as to whether or not such primaries were a part of “elections” subject to federal control, which had remained unanswered since Newberry v. United States, 256 U. S. 232, was erased. The Nixon Cases were decided under the equal protection clause of the Fourteenth Amendment without a determination of the status of the primary as a part of the electoral process. The exclusion of Negroes from the primaries by action of the State was held invalid under that Amendment. The fusing by the Classic case of the primary and general elections into a single instrumentality for choice of officers has a definite bearing on the permissibility under the Constitution of excluding Negroes from primaries. This is not to say that the Classic case cuts directly into the rationale of Grovey v. Townsend. This latter case was not mentioned in the opinion. Classic bears upon Grovey v. Townsend not because exclusion of Negroes from primaries is any more or less state action by reason of the unitary character of the electoral process but because the recognition of the place of the primary in the electoral scheme makes clear that state delegation to a party of the power to fix the qualifications of primary elections is delegation of a state function that may make the party’s action the action of the State. When Grovey v. Townsend was written, the Court looked upon the denial of a vote in a primary as a *661 mere refusal by a party of party membership. 296 U. S. at 65. As the Louisiana statutes for holding primaries are similar to those of Texas, our ruling in Classic as to the unitary character of the electoral process calls for a reexamination as to whether or not the exclusion of Negroes from a Texas party primary was state action.
The statutes of Texas relating to primaries and the resolution of the Democratic party of Texas extending the privileges of membership to white citizens only are the same in substance and effect today as they were when Grovey v. Townsend was decided by a unanimous Court. The question as to whether the exclusionary action of the party was the action of the State persists as the determinative factor. In again entering upon consideration of the inference to be drawn as to state action from a substantially similar factual situation, it should be noted that Grovey v. Townsend upheld exclusion of Negroes from primaries through the denial of party membership by a party convention. A few years before, this Court refused approval of exclusion by the State Executive Committee of the party. A different result was reached on the theory that the Committee action was state authorized and the Convention action was unfettered by statutory control. Such a variation in the result from so slight a change in form influences us to consider anew the legal validity of the distinction which has resulted in barring Negroes from participating in the nominations of candidates of the Democratic party in Texas. Other precedents of this Court forbid the abridgement of the right to vote. United States v. Reese, 92 U. S. 214, 217; Neal v. Delaware, 103 U. S. 370, 388; Guinn v. United States, 238 U. S. 347, 361; Myers v. Anderson, 238 U. S. 368, 379; Lane v. Wilson, 307 U. S. 268.
It may now be taken as a postulate that the right to vote in such a primary for the nomination of candidates without discrimination by the State, like the right to vote *662 in a general election, is a right secured by the Constitution. United States v. Classic, 313 U. S. at 314; Myers v. Anderson, 238 U. S. 368; Ex parte Yarbrough, 110 U. S. 651, 663 et seq. By the terms of the Fifteenth Amendment that right may not be abridged by any State on account of race. Under our Constitution the great privilege of the ballot may not be denied a man by the State because of his color.
We are thus brought to an examination of the qualifications for Democratic primary electors in Texas, to determine whether state action or private action has excluded Negroes from participation. Despite Texas' decision that the exclusion is produced by private or party action, Bell v. Hill, supra, federal courts must for themselves appraise the facts leading to that conclusion. It is only by the performance of this obligation that a final and uniform interpretation can be given to the Constitution, the “supreme Law of the Land.” Nixon v. Condon, 286 U. S. 73, 88; Standard Oil Co. v. Johnson, 316 U. S. 481, 483; Bridges v. California, 314 U. S. 252; Lisenba v. California, 314 U. S. 219, 238; Union Pacific R. Co. v. United States, 313 U. S. 450, 467; Drivers Union v. Meadowmoor Co., 312 U. S. 287, 294; Chambers v. Florida, 309 U. S. 227, 228. Texas requires electors in a primary to pay a poll tax. Every person who does so pay and who has the qualifications of age and residence is an acceptable voter for the primary. Art. 2955. As appears above in the summary of the statutory provisions set out in note 6, Texas requires by the law the election of the county officers of a party. These compose the county executive committee. The county chairmen so selected are members of the district executive committee and choose the chairman for the district. Precinct primary election officers are named by the county executive committee. Statutes provide for the election by the voters of precinct *663 delegates to the county convention of a party and the selection of delegates to the district and state conventions by the county convention. The state convention selects the state executive committee. No convention may place in platform or resolution any demand for specific legislation without endorsement of such legislation by the voters in a primary. Texas thus directs the selection of all party officers.
Primary elections are conducted by the party under state statutory authority. The county executive committee selects precinct election officials and the county, district or state executive committees, respectively, canvass the returns. These party committees or the state convention certify the party’s candidates to the appropriate officers for inclusion on the official ballot for the general election. No name which has not been so certified may appear upon the ballot for the general election as a candidate of a political party. No other name may be printed on the ballot which has not been placed in nomination by qualified voters who must take oath that they did not participate in a primary for the selection of a candidate for the office for which the nomination is made.
The state courts are given exclusive original jurisdiction of contested elections and of mandamus proceedings to compel party officers to perform their statutory duties.
We think that this statutory system for the selection of party nominees for inclusion on the general election ballot makes the party which is required to follow these legislative directions an agency of the State in so far as it determines the participants in a primary election. The party takes its character as a state agency from the duties imposed upon it by state statutes; the duties do not become matters of private law because they are performed by a political party. The plan of the Texas primary follows substantially that of Louisiana, with the exception that in *664 Louisiana the State pays the cost of the primary while Texas assesses the cost against candidates. In numerous instances, the Texas statutes fix or limit the fees to be charged. Whether paid directly by the State or through state requirements, it is state action which compels. When primaries become a part of the machinery for choosing officials, state and national, as they have here, the same tests to determine the character of discrimination or abridgement should be applied to the primary as are applied to the general election. If the State requires a certain electoral procedure, prescribes a general election ballot made up of party nominees so chosen and limits the choice of the electorate in general elections for state offices, practically speaking, to those whose names appear on such a ballot, it endorses, adopts and enforces the discrimination against Negroes, practiced by a party entrusted by Texas law with the determination of the qualifications of participants in the primary. This is state action within the meaning of the Fifteenth Amendment. Guinn v. United States, 238 U. S. 347, 362.
The United States is a constitutional democracy. Its organic law grants to all citizens a right to participate in the choice of elected officials without restriction by any State because of race. This grant to the people of the opportunity for choice is not to be nullified by a State through casting its electoral process in a form which permits a private organization to practice racial discrimination in the election. Constitutional rights would be of little value if they could be thus indirectly denied. Lane v. Wilson, 307 U. S. 268, 275.
The privilege of membership in a party may be, as this Court said in Grovey v. Townsend, 295 U. S. 45, 55, no concern of a State. But when, as here, that privilege is also the essential qualification for voting in a primary to select nominees for a general election, the State makes the action *665 of the party the action of the State. In reaching, this conclusion we are not unmindful of the desirability of continuity of decision in constitutional questions. 8 However, when convinced of former error, this Court has never felt constrained to follow precedent. In constitutional questions, where correction depends upon amendment and not upon legislative action this Court throughout its history has freely exercised its power to reexamine the basis of its constitutional decisions. This has long been accepted practice, 9 and this practice has continued to this day. 10 This is particularly true when the decision believed erroneous is the application of a constitutional principle rather *666 than an interpretation of the Constitution to extract the principle itself. 11 Here we are applying, contrary to the recent decision in Orovey v. Townsend, the well-established principle of the Fifteenth Amendment, forbidding the abridgement by a State of a citizen’s right to vote. Orovey v. Townsend is overruled.
Judgment reversed.
Mr. Justice Roberts :
In Mahnich v. Southern Steamship Co., 321 U. S. 96, 105, I have expressed my views with respect to the present policy of the court freely to disregard and to overrule considered decisions and the rules of law announced in them. This tendency, it seems to me, indicates an intolerance for what those who have composed this court in the past have conscientiously and deliberately concluded, and involves an assumption that knowledge and wisdom reside in us which was denied to our predecessors. I shall not repeat what I there said for I consider it fully applicable to the instant decision, which but points the moral anew.
A word should be said with respect to the judicial history forming the background of Grovey v. Townsend, 295 U. S. 45, which is now overruled.
In 1923 Texas adopted a statute which declared that no negro should be eligible to participate in a Democratic primary election in that State. A negro, a citizen of' the United States and of Texas, qualified to vote, except for the provisions of the statute, was denied the opportunity to vote in a primary election at which candidates were to be chosen for the offices of senator and representative in the Congress of the United States. He brought action against the judges of election in a United States court for *667 damages for their refusal to accept his ballot. This court unanimously reversed a judgment dismissing the complaint and held that the judges acted pursuant to state law and that the State of Texas, by its statute, had denied the voter the equal protection secured by the Fourteenth Amendment. Nixon v. Herndon, 273 U. S. 636 (1927).
In 1927 the legislature of Texas repealed the provision condemned by this court and enacted that every political party in the State might, through its Executive Committee, prescribe the qualifications of its own members and determine in its own way who should be qualified to vote or participate in the party, except that no denial of participation could be decreed by reason of former political or other affiliation. Thereupon the State Executive Committee of the Democratic party in Texas adopted a resolution that white Democrats, and no other, should be allowed to participate in the party’s primaries.
A negro, whose primary ballot was rejected pursuant to the resolution, sought to recover damages from the judges who had rejected it. The United States District Court dismissed his action, and the Circuit Court of Appeals affirmed; but this court reversed the judgment and sustained the right of action by a vote of 5 to 4. Nixon v. Condon, 286 U. S. 73 (1932).
The opinion was written with care. The court refused to decide whether a political party in Texas had inherent power to determine its membership. The court said, however: “Whatever inherent power a state political party has to determine the content of its membership resides in the state convention,” and referred to the statutes of Texas to demonstrate that the State had left the Convention free to formulate the party faith. Attention was directed to the fact that the statute under attack did not leave to the party convention the definition of party membership but placed it in the party’s State Executive Committee which could not, by any stretch of reasoning, be *668 held to constitute the party. The court held, therefore, that the State Executive Committee acted solely by virtue of the statutory mandate and as delegate of state power, and again struck down the discrimination against negro voters as deriving force and virtue from state action,— that is, from statute.
In 1932 the Democratic Convention of Texas adopted a resolution that “all white citizens of the State of Texas who are qualified to vote under the Constitution and laws of the State shall be eligible to membership in the Democratic party and as such entitled to participate in its deliberations.”
A negro voter qualified to vote in a primary election, except for the exclusion worked by the resolution, demanded an absentee ballot which he was entitled to mail to the judges at a primary election except for the resolution. The county clerk refused to furnish him a ballot. He brought an action for damages against the clerk in a state court. That court, which was the tribunal having final jurisdicion under the laws of Texas, dismissed his complaint and he brought the case to this court for review. After the fullest consideration by the whole court 1 an opinion was written representing its unanimous views and affirming the judgment. Grovey v. Townsend, 295 U.S. 45 (1935).
I believe it will not be gainsaid the case received the attention and consideration which the questions involved demanded and the opinion represented the views of all the justices. It appears that those views do not now commend themselves to the court. I shall not restate them. They are exposed in the opinion and must stand or fall on their merits. Their soundness, however, is not a matter which presently concerns me.
*669 The reason for my concern is that the instant decision, overruling that announced about nine years ago, tends to bring adjudications of this tribunal into the same class as a restricted railroad ticket, good for this day and train only. I have no assurance, in view of current decisions, that the opinion announced today may not shortly be repudiated and overruled by justices who deem they have new light on the subject. In the present term the court has overruled three cases.
In the present case, as in Mahnich v. Southern S. S. Co., supra, the court below relied, as it was bound to, upon our previous decision. As that court points out, the statutes of Texas have not been altered since Grovey v. Townsend was decided. The same resolution is involved as was drawn in question in Grovey v. Townsend. Not a fact differentiates that case from this except the names of the parties.
It is suggested that Grovey v. Townsend was overruled sub silentio in United States v. Classic, 313 U. S. 299. If so, the situation is even worse than that exhibited by the outright repudiation of an earlier decision, for it is the fact that, in the Classic case, Grovey v. Townsend was distinguished in brief and argument by the Government without suggestion that it was wrongly decided, and was relied on by the appellees, not as a controlling decision, but by way of analogy. The case is not mentioned in either of the opinions in the Classic case. Again and again it is said in the opinion of the court in that case that the voter who was denied the right to vote was a fully qualified voter. In other words, there was no question of his being a person entitled under state law to vote in the primary. The offense charged was the fraudulent denial of his conceded right by an election officer because of his race. Here the question is altogether different. It is whether, in a Democratic primary, he who tendered his vote was a member of the Democratic party.
*670 I do not stop to call attention to the material differences between the primary election laws of Louisiana under consideration in the Classic case and those of Texas which are here drawn in question. These differences were spelled out in detail in the Government’s brief in the Classic case and emphasized in its oral argument. It is enough to say that the Louisiana statutes required the primary to be conducted by state officials and made it a state election, whereas, under the Texas statute, the primary is a party election conducted at the expense of members of the party and by officials chosen by the party. If this court’s opinion in the Classic case discloses its method of overruling earlier decisions, I can only protest that, in fairness, it should rather have adopted the open and frank way of saying what it was doing than, after the event, characterize its past action as overruling Grovey v. Townsend though those less sapient never realized the fact.
It is regrettable that in an era marked by doubt and confusion, an era whose greatest need is steadfastness of thought and purpose, this court, which has been looked to as exhibiting consistency in adjudication, and a steadiness which would hold the balance even in the face of temporary ebbs and flows of opinion, should now itself become the breeder of fresh doubt and confusion in the public mind as to the stability of our institutions.
U.S. C. § 31:
“All citizens of the United States who are otherwise qualified by law to vote at any election by the people in any State, Territory, district, county, city, parish, township, school district, municipality, or other territorial subdivision, shall be entitled and allowed to vote at all such elections, without distinction of race, color, or previous condition of servitude; any constitution, law, custom, usage, or regulation of any State or Territory, or by or under its authority, to the contrary notwithstanding.”
§43: “Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
Constitution, Art. I:
“Section 2. The House of Representatives shall be composed of Members chosen every second Year by the People of the several States, and the Electors in each State shall have the Qualifications requisite for Electors of the most numerous Branch of the State Legislature.”
“Section 4. The Times, Places and Manner of holding Elections for Senators and Representatives, shall be prescribed in each State by the Legislature thereof; but the Congress may at any time by Law make or alter such Regulations, except as to the Places of chusing Senators.”
Constitution:
Article XIV. “Section 1. All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.”
Article XV. “Section 1. The right of citizens of the United States to vote shall not be denied or abridged by the United States or by any State on account of race, color, or previous condition of servitude.
“Section 2. The Congress shall have power to enforce this article by appropriate legislation.”
Article XVII. “The Senate of the United States shall be composed of two Senators from each State, elected by the people thereof, for six years; and each Senator shall have one vote. The electors in each State shall have the qualifications requisite for electors of the most numerous branch of the State legislatures.”
A declaratory judgment also was sought as to the constitutionality of the denial of the ballot. The judgment entered declared the denial was constitutional. This phase of the case is not considered further as the decision on the merits determines the legality of the action of the respondents.
Smith v. Allwright, 131 F. 2d 593.
The extent to which the State controls the primary election machinery appears from the Texas statutes, as follows: Art. 3118, Vernon’s Texas Statutes, provides for the election of a county chairman for each party holding a primary by the “qualified voters of the whole county,” and of one member of the party’s county executive committee by the “qualified voters of their respective election precincts.” These officers have direct charge of the primary. There is in addition statutory provision for a party convention: the voters in each precinct choose delegates to a county convention, and the latter chooses delegates to a state convention. Art. 3134. The state convention has authority to choose the state executive committee and its chairman. Art. 3139, 1939 Supp. Candidates for offices to be filled by election are required to be nominated at a primary election if the nominating party cast over 100,000 votes at the preceding general election. Art. 3101. The date of the primary is fixed at the fourth Saturday in July; a majority is required for nomination, and if no candidate receives a majority, a run-off primary between the two highest standing candidates is held on the fourth Saturday in August. Art. 3102. Polling places may not be within a hundred yards of those used by the opposite party. Art. 3103. Bach precinct primary is to be conducted by a presiding judge and the assistants he names. These officials are selected by the county executive committee. Art. 3104. Absentee voting machinery provided by the State for general elections is also used in primaries. Art. 2956. The presiding judges are given legal authority similar to that of judges at general elections. Compare Art. 3105 with Art. 3002. The county executive committee may decide whether county officers are to be nominated by majority or plurality vote. Art. 3106. The state *654 executive committee is given power to fix qualifications of party membership, Art. 3107; Art. 2955, 1942 Supp., requires payment of a poll tax by voters in primary elections, and Art. 3093 (3) deals with political qualifications of candidates for nomination for United States Senator. But cf. Bell v. Hill, 123 Tex. 531, 74 S. W. 2d 113. Art. 3108 empowers the county committee to prepare a budget covering the cost of the primary and to require each candidate to pay a fair share. The form of the ballot is prescribed by Art. 3109. Art. 3101 provides that the nominations be made by the qualified voters of the party. Cf. Art. 3091. Art. 3110 prescribes a test for voters who take part in the primary. It reads as follows:
“No official ballot for primary election shall have on it any symbol or device or any printed matter, except a uniform primary test, reading as follows: T am a . . . (inserting name of political party or organization of which the voter is a member) and pledge myself to support the nominee of this primary;’ and any ballot which shall not contain such printed test above the names of the candidates thereon, shall be void and shall not be counted.” This appears, however, to be a morally rather than a legally enforcible pledge. See Love v. Wilcox, 119 Tex. 256, 28 S. W. 2d 515.
Arts. 3092 and 3111 to 3114 deal with the mechanics of procuring-a place on the primary ballot for federal, state, district, or county office. The request for a place on the ballot may be made to the state, district or county party chairman, either by the person desiring nomination or by twenty-five qualified voters. The ballot is prepared by a subcommittee of the county executive committee. Art. 3115. A candidate must pay his share of the expenses of the election before his name is placed on the ballot. Art. 3116. Art. 3116, however, limits the sum that may be charged candidates for certain posts, such as the offices of district judge, judge of the Court of Civil Appeals, and senator and representative in the state and federal legislatures, and for some counties fees are fixed by Arts. 3116 a-d, 1939 Supp., and 3116 e-f, 1942 Supp. Supplies for the election are dis *655 tributed by the county committee. Art. 3119, and Art. 3120 authorizes the use of voting booths, ballot boxes and guard rails, prepared for the general election, “for the organized political party nominating by primary election that cast over one hundred thousand votes at the preceding general election.” The county tax collector must supply lists of qualified voters by precincts; and these lists must be used at the primary. Art. 3121. The same precautions as to secrecy and the care of the ballots must be observed in primary as in general elections. Art. 3122. Arts. 3123-25 cover the making of returns to the county and state chairmen and canvass of the result by the county committee. By Art. 3127, a statewide canvass is required of the state executive committee for state and district officers and a similar canvass by the state convention, with respect to state officers, is provided by Art. 3138. The nominations for district offices are certified to the county clerks, and for state officers to the Secretary of State. Arts. 3127, 3137, 3138. Ballot boxes and ballots are to be returned to the county clerk, Art. 3128, 1942 Supp., and upon certification by the county committee, the county clerk must publish the result. Art. 3129, 1942 Supp. If no objection is made within five days, the name of the nominee is then to be placed on the official ballot by the county clerk. Art. 3131, 1942 Supp. Cf. Arts. 2978, 2984, 2992, 2996. Arts. 3146-53, 1942 Supp., provide for election contests. The state district courts have exclusive original jurisdiction, and the Court of Civil Appeals has appellate jurisdiction. The state courts are also authorized to issue writs of mandamus to require executive committees, committeemen, and primary officers to discharge the duties imposed by the statute. Art. 3142; cf. Art. 3124.
The official ballot is required to contain parallel columns for the nominees of the respective parties, a column for independent candidates, and a blank column for such names as the voters care to write in. Arts. 2978, 2980. The names of nominees of a party casting more than 100,000 votes at the last preceding general election may not be printed on the ballot unless they were chosen at a primary *656 election. Art. 2978. Candidates who are not party nominees may have their names printed on the ballot by complying with Arts. 3159-62. These sections require applications to be filed with the Secretary of State, county judge, or mayor, for state and district, county, and city offices, respectively. The applications must be signed by qualified voters to the number of from one to five per cent of the ballots cast at the preceding election, depending on the office. Each signer must take an oath to the effect that he did not participate in a primary at which a candidate for the office in question was nominated. While this requirement has been held to preclude one who has voted in the party primary from appearing on the ballot as an independent, Westerman v. Mims, 111 Tex. 29, 227 S. W. 178; see Cunningham v. McDermett, 277 S. W. 218 (Civ. App.), one who lost at the primary may still be elected at the general election by a write-in vote. Cunningham v. McDermett, supra.
The operations of the party are restricted by the State in one other important respect. By Art. 3139, 1939 Supp., the state convention can announce a platform of principles, but its submission at the primary is a prerequisite to party advocacy of specific legislation. Art. 3133.
Cf. Parker v. Brown, 317 U. S. 341, 359-60.
Cf. Pollock v. Farmers’ Loan & Trust Co., 157 U. S. 429, 652.
See cases collected in the dissenting opinion in Burnet v. Coronado Oil & Gas Co., 285 U. S. 393, 410.
See e. g., United States v. Darby, 312 U. S. 100, overruling Hammer v. Dagenhart, 247 U. S. 251; California v. Thompson, 313 U. S. 109, overruling DiSanto v. Pennsylvania, 273 U. S. 34; West Coast Hotel Co. v. Parrish, 300 U. S. 379, overruling Adkins v. Children’s Hospital, 261 U. S. 525; Helvering v. Mountain Producers Corp., 303 U. S. 376, overruling Gillespie v. Oklahoma, 257 U. S. 501 and Burnet v. Coronado Oil & Gas Co., 285 U. S. 393; Erie R. Co. v. Tompkins, 304 U. S. 64, overruling Swift v. Tyson, 16 Pet. 1; Graves v. New York ex rel. O’Keefe, 306 U. S. 466, overruling Collector v. Day, 11 Wall. 113, and New York ex rel. Rogers v. Graves, 299 U. S. 401; O’Malley v. Woodrough, 307 U. S. 277, overruling Miles v. Graham, 268 U. S. 501; Madden v. Kentucky, 309 U. S. 83, overruling Colgate v. Harvey, 296 U. S. 404; Helvering v. Hallock, 309 U. S. 106, overruling Helvering v. St. Louis Union Trust Co., 296 U. S. 39 and Becker v. St. Louis Union Trust Co., 296 U. S. 48; Nye v. United States, 313 U. S. 33, overruling Toledo Newspaper Co. v. United States, 247 U. S. 402; Alabama v. King & Boozer, 314 U. S. 1, overruling Panhandle Oil Co. v. Knox, 277 U. S. 218 and Graves v. Texas Co., 298 U. S. 393; Williams v. North Carolina, 317 U. S. 287, overruling Haddock v. Haddock, 201 U. S. 562; State Tax Commission v. Aldrich, 316 U. S. 174, overruling First National Bank v. Maine, 284 U. S. 312; Board of Education v. Barnette, 319 U. S. 624, overruling Minersville School District v. Gobitis, 310 U. S. 586.
Cf. Dissent in Burnet v. Coronado Oil & Gas Co., 285 U. S. 393 at 410.
The court was composed of Hughes, C. J., Van Devanter, McReynolds, Brandéis, Sutherland, Butler, Stone, Roberts and Cardozo, JJ.
8.2.3 Lugar v. Edmondson Oil Co. 8.2.3 Lugar v. Edmondson Oil Co.
LUGAR v. EDMONDSON OIL CO., INC., et al.
No. 80-1730.
Argued December 8, 1981
Decided June 25, 1982
Robert L. Morrison, Jr., argued the cause and filed a brief for petitioner.
James W. Haskins argued the cause for respondents. With him on the brief was H. Victor Millner, Jr.
Justice White
delivered the opinion of the Court.
The Fourteenth Amendment of the Constitution provides in part:
“No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the *924United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.”
Because the Amendment is directed at the States, it can be violated only by conduct that may be fairly characterized as “state action.”
Title 42 U. S. C. § 1983 provides a remedy for deprivations of rights secured by the Constitution and laws of the United States when that deprivation takes place “under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory . . . ,”1 This case concerns the relationship between the § 1983 requirement of action under color of state law and the Fourteenth Amendment requirement of state action.
I
In 1977, petitioner, a lessee-operator of a truckstop in Virginia, was indebted to his supplier, Edmondson Oil Co., Inc. Edmondson sued on the debt in Virginia state court. Ancillary to that action and pursuant to state law, Edmondson sought prejudgment attachment of certain of petitioner’s property. Va. Code §8.01-533 (1977).2 The prejudgment attachment procedure required only that Edmondson allege, in an ex parte petition, a belief that petitioner was disposing of or might dispose of his property in order to defeat his creditors. Acting upon that petition, a Clerk of the state court issued a writ of attachment, which was then executed by the County Sheriff. This effectively sequestered petitioner’s *925property, although it was left in his possession. Pursuant to the statute, a hearing on the propriety of the attachment and levy was later conducted. Thirty-four days after the levy, a state trial judge ordered the attachment dismissed because Edmondson had failed to establish the statutory grounds for attachment alleged in the petition.3
Petitioner subsequently brought this action under 42 U. S. C. § 1983 against Edmondson and its president, His complaint alleged that in attaching his property respondents had acted jointly with the State to deprive him of his property without due process of law. The lower courts construed the complaint as alleging a due process violation both from a misuse of the Virginia procedure and from the statutory procedure itself.4 He sought compensatory and punitive damages for specified financial loss allegedly caused by the improvident attachment.
Relying on Flagg Brothers, Inc. v. Brooks, 436 U. S. 149 (1978), the District Court held that the alleged actions of the respondents did not constitute state action as required by the Fourteenth Amendment and that the complaint therefore did not state a claim upon which relief could be granted under §1983. Petitioner appealed; the Court of Appeals for the Fourth Circuit, sitting en banc, affirmed, with three dissenters.5 639 F. 2d 1058 (1981).
*926The Court of Appeals rejected the District Court’s reliance on Flagg Brothers in finding that the requisite state action was missing in this case. The participation of state officers in executing the levy sufficiently distinguished this case from Flagg Brothers. The Court of Appeals stated the issue as follows:
“[Wjhether the mere institution by a private litigant of presumptively valid state judicial proceedings, without any prior or subsequent collusion or concerted action by that litigant with the state officials who then proceed with adjudicative, administrative, or executive enforcement of the proceedings, constitutes action under color of state law within contemplation of § 1983.” 639 F. 2d, at 1061-1062 (footnote omitted).
The court distinguished between the acts directly chargeable to respondents and the larger context within which those acts occurred, including the direct levy by state officials on petitioner’s property. While the latter no doubt amounted to state action, the former was not so clearly action under color of state law. The court held that a private party acts under color of state law within the meaning of § 1983 only when there is a usurpation or corruption of official power by the private litigant or a surrender of judicial power to the private litigant in such a way that the independence of the enforcing officer has been compromised to a significant degree. Because the court thought none of these elements was present here, the complaint failed to allege conduct under color of state law.
Because this construction of the under-color-of-state-law requirement appears to be inconsistent with prior decisions of this Court, we granted certiorari. 452 U. S. 937 (1981).
II
Although the Court of Appeals correctly perceived the importance of Flagg Brothers to a proper resolution of this case, *927it misread that case.6 It also failed to give sufficient weight to that line of cases, beginning with Sniadach v. Family Finance Corp., 395 U. S. 337 (1969), in which the Court considered constitutional due process requirements in the context of garnishment actions and prejudgment attachments. See North Georgia Finishing, Inc. v. Di-Chem, Inc., 419 U. S. 601 (1975); Mitchell v. W. T. Grant Co., 416 U. S. 600 (1974); Fuentes v. Shevin, 407 U. S. 67 (1972). Each of these cases involved a finding of state action as an implicit predicate of the application of due process standards. Flagg Brothers distinguished them on the ground that in each there was overt, official involvement in the property deprivation; there was no such overt action by a state officer in Flagg Brothers. 436 U. S., at 157. Although this case falls on the Sniadach, and not the Flagg Brothers, side of this distinction, the Court of Appeals thought the garnishment and attachment cases to be irrelevant because none but Fuentes arose under 42 U. S. C. §1983 and because Fuentes was distinguishable.7 *928It determined that it could ignore all of them because the issue in this case was not whether there was state action, but rather whether respondents acted under color of state law.
As we see it, however, the two concepts cannot be so easily disentangled. Whether they are identical or not, the state-action and the under-color-of-state-law requirements are obviously related.8 Indeed, until recently this Court did not distinguish between the two requirements at all.
A
In United States v. Price, 383 U. S. 787, 794, n. 7 (1966), we explicitly stated that the requirements were identical: “In cases under § 1983, ‘under color’ of law has consistently been treated as the same thing as the ‘state action’ required under the Fourteenth Amendment.”9 In support of this proposition the Court cited Smith v. Allwright, 321 U. S. 649 (1944), and Terry v. Adams, 345 U. S. 461 (1953).10 In both of these *929cases black voters in Texas challenged their exclusion from party primaries as a violation of the Fifteenth Amendment and sought relief under 8 U. S. C. §43 (1946 ed.).11 In each case, the Court understood the problem before it to be whether the discriminatory policy of a private political association could be characterized as “state action within the meaning of the Fifteenth Amendment.” Smith, supra, at 664.12 Having found state action under the Constitution, there was no further inquiry into whether the action of the political associations also met the statutory requirement of action “under color of state law.”
Similarly, it is clear that in a § 1983 action brought against a state official, the statutory requirement of action “under color of state law” and the “state action” requirement of the Fourteenth Amendment are identical. The Court’s conclusion in United States v. Classic, 313 U. S. 299, 326 (1941), that “[m]isuse of power, possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law, is action taken ‘under color of’ state law,” was founded on the rule announced in Ex parte Virginia, 100 U. S. 339, 346-347 (1880), that the actions of a state officer who exceeds the limits of his authority constitute state action for purposes of the Fourteenth Amendment.13
*930The decision of the Court of Appeals rests on a misreading of Flagg Brothers. In that case the Court distinguished two elements of a § 1983 action:
“[Plaintiffs] are first bound to show that they have been deprived of a right ‘secured by the Constitution and the laws’ of the United States. They must secondly show that Flagg Brothers deprived them of this right acting ‘under color of any statute’ of the State of New York. It is clear that these two elements denote two separate areas of inquiry. Adickes v. S. H. Kress & Co., 398 U. S. 144, 150 (1970).’’ 436 U. S., at 155-156.
Plaintiffs’ case foundered on the first requirement. Because a due process violation was alleged and because the Due Process Clause protects individuals only from governmental and not from private action, plaintiffs had to demonstrate that the sale of their goods was accomplished by state action. The Court concluded that the sale, although authorized by state law, did not amount to state action under the Fourteenth Amendment, and therefore set aside the Court of Appeals’ contrary judgment.
There was no reason in Flagg Brothers to address the question whether there was action under color of state law. The Court expressly eschewed deciding whether that requirement was satisfied by private action authorized by state law. Id., at 156. Although the state-action and under-color-of-state-law requirements are “separate areas of inquiry,” Flagg Brothers did not hold nor suggest that state action, if present, might not satisfy the § 1983 requirement of conduct under color of state law. Nevertheless, the Court of Appeals relied on Flagg Brothers to conclude in this case that state action under the Fourteenth Amendment is not necessarily action under color of state law for purposes of § 1983. We do not agree.
The two-part approach to a §1983 cause of action, referred to in Flagg Brothers, was derived from Adickes v. *931S. H. Kress & Co., 398 U. S. 144, 150 (1970). Adickes was a §1983 action brought against a private party, based on a claim of racial discrimination in violation of the Equal Protection Clause of the Fourteenth Amendment. Although stating that the § 1983 plaintiff must show both that he has been deprived “of a right secured by the ‘Constitution and laws’ of the United States” and that the defendant acted “under color of any statute ... of any State,” ibid., we held that the private party’s joint participation with a state official in a conspiracy to discriminate would constitute both “state action essential to show a direct violation of petitioner’s Fourteenth Amendment equal protection rights” and action “‘under color’ of law for purposes of the statute.” Id., at 152.14 In *932support of our conclusion that a private party held to have violated the Fourteenth Amendment “can be liable under §1983,” ibid., we cited that part of United States v. Price, 383 U. S., at 794, n. 7, in which we had concluded that state action and action under color of state law are the same (quoted supra, at 928). Adickes provides no support for the Court of Appeals’ novel construction of § 1983.15
B
The decision of the Court of Appeals is difficult to reconcile with the Court’s garnishment and prejudgment attachment cases and with the congressional purpose in enacting § 1983.
Beginning with Sniadach v. Family Finance Corp., 395 U. S. 337 (1969), the Court has consistently held that constitutional requirements of due process apply to garnishment and prejudgment attachment procedures whenever officers *933of the State act jointly with a creditor in securing the property in dispute. Sniadach and North Georgia Finishing, Inc. v. Di-Chem, Inc., 419 U. S. 601 (1975), involved state-created garnishment procedures; Mitchell v. W. T. Grant Co., 416 U. S.. 600 (1974), involved execution of a vendor’s lien to secure disputed property. In each of these cases state agents aided the creditor in securing the disputed property; but in each case the federal issue arose in litigation between creditor and debtor in the state courts and no state official was named as a party. Nevertheless, in each case the Court entertained and adjudicated the defendant-debtor’s claim that the procedure under which the private creditor secured the disputed property violated federal constitutional standards of due process. Necessary to that conclusion is the holding that private use of the challenged state procedures with the help of state officials constitutes state action for purposes of the Fourteenth Amendment.
Fuentes v. Shevin, 407 U. S. 67 (1972), was a § 1983 action brought against both a private creditor and the State Attorney General. The plaintiff sought declaratory and injunctive relief, on due process grounds, from continued enforcement of state statutes authorizing prejudgment replevin. The plaintiff prevailed; if the Court of Appeals were correct in this case, there would have been no § 1983 cause of action against the private parties. Yet they remained parties, and judgment ran against them in this Court.16
*934If a defendant debtor in state-court debt collection proceedings can successfully challenge, on federal due process grounds, the plaintiff creditor’s resort to the procedures authorized by a state statute, it is difficult to understand why that same behavior by the state-court plaintiff should not provide a cause of action under § 1983. If the creditor-plaintiff violates the debtor-defendant’s due process rights by seizing his property in accordance with statutory procedures, there is little or no reason to deny to the latter a cause of action under the federal statute, § 1983, designed to provide judicial redress for just such constitutional violations.
To read the “under color of any statute” language of the Act in such a way as to impose a limit on those Fourteenth Amendment violations that may be redressed by the § 1983 cause of action would be wholly inconsistent with the purpose of § 1 of the Civil Rights Act of 1871, 17 Stat. 13, from which § 1983 is derived. The Act was passed “for the express purpose of ‘enforc[ing] the Provisions of the Fourteenth Amendment.’” Lynch v. Household Finance Corp., 405 U. S. 538, 545 (1972). The history of the Act is replete with statements indicating that Congress thought it was creating a remedy as broad as the protection that the Fourteenth Amendment affords the individual. Perhaps the most direct statement of this was that of Senator Edmunds, the manager of the bill in the Senate: “[Section 1 is] so very simple and really reenact[s] the Constitution.” Cong. Globe, 42d Cong., 1st Sess., 569 (1871). Representative Bingham similarly stated that the bill’s purpose was “the enforcement... of the Constitution on behalf of every individual citizen of the Republic ... to the extent of the rights guarantied to him by the Constitution.” Id., App. 81.17
*935In sum, the line drawn by the Court of Appeals is inconsistent with our prior cases and would substantially undercut the congressional purpose in providing the § 1983 cause of action. If the challenged conduct of respondents constitutes state action as delimited by our prior decisions, then that conduct was also action under color of state law and will support a suit under § 1983.18
*936HH hH
As a matter of substantive constitutional law the state-action requirement reflects judicial recognition of the fact that “most rights secured by the Constitution are protected only against infringement by governments,” Flagg Brothers, 436 U. S., at 156. As the Court said in Jackson v. Metropolitan Edison Co., 419 U. S. 345, 349 (1974):
“In 1883, this Court in the Civil Rights Cases, 109 U. S. 3, affirmed the essential dichotomy set forth in [the Fourteenth] Amendment between deprivation by the State, subject to scrutiny under its provisions, and private conduct, ‘however discriminatory or wrongful,’ against which the Fourteenth Amendment offers no shield.”
Careful adherence to the “state action” requirement preserves an area of individual freedom by limiting the reach of federal law and federal judicial power. It also avoids imposing on the State, its agencies or officials, responsibility for conduct for which they cannot fairly be blamed. A major consequence is to require the courts to respect the limits of *937their own power as directed against state governments and private interests. Whether this is good or bad policy, it is a fundamental fact of our political order.
Our cases have accordingly insisted that the conduct allegedly causing the deprivation of a federal right be fairly attributable to the State. These cases reflect a two-part approach to this question of “fair attribution.” First, the deprivation must be caused by the exercise of some right or privilege created by the State or by a rule of conduct imposed by the State or by a person for whom the State is responsible. In Sniadach, Fuentes, W. T. Grant, and North Georgia, for example, a state statute provided the right to garnish or to obtain prejudgment attachment, as well as the procedure by which the rights could be exercised. Second, the party charged with the deprivation must be a person who may fairly be said to be a state actor. This may be because he is a state official, because he has acted together with or has obtained significant aid from state officials, or because his conduct is otherwise chargeable to the State. Without a limit such as this, private parties could face constitutional litigation whenever they seek to rely on some state rule governing their interactions with the community surrounding them.
Although related, these two principles are not the same. They collapse into each other when the claim of a constitutional deprivation is directed against a party whose official character is such as to lend the weight of the State to his decisions. See Monroe v. Pape, 365 U. S. 167, 172 (1961). The two principles diverge when the constitutional claim is directed against a party without such apparent authority, i. e., against a private party. The difference between the two inquiries is well illustrated by comparing Moose Lodge No. 107 v. Irvis, 407 U. S. 163 (1972), with Flagg Brothers, supra.
In Moose Lodge, the Court held that the discriminatory practices of the appellant did not violate the Equal Protection Clause because those practices did not constitute “state action.” The Court focused primarily on the question of *938whether the admittedly discriminatory policy could in any way be ascribed to a governmental decision.19 The inquiry, therefore, looked to those policies adopted by the State that were applied to appellant. The Court concluded as follows:
“We therefore hold, that with the exception hereafter noted, the operation of the regulatory scheme enforced by the Pennsylvania Liquor Control Board does not sufficiently implicate the State in the discriminatory guest policies of Moose Lodge to . . . make the latter ‘state action’ within the ambit of the Equal Protection Clause of the Fourteenth Amendment.” 407 U. S., at 177.
In other words, the decision to discriminate could not be ascribed to any governmental decision; those governmental decisions that did affect Moose Lodge were unconnected with its discriminatory policies.20
Flagg Brothers focused on the other component of the state-action principle. In that case, the warehouseman proceeded under New York Uniform Commercial Code, § 7-210, and the debtor challenged the constitutionality of that provision on the grounds that it violated the Due Process and Equal Protection Clauses of the Fourteenth Amendment. Undoubtedly the State was responsible for the statute. The response of the Court, however, focused not on the terms of the statute but on the character of the defendant to the § 1983 *939suit: Action by a private party pursuant to this statute, without something more, was not sufficient to justify a characterization of that party as a “state actor.” The Court suggested that that “something more” which would convert the private party into a state actor might vary with the circumstances of the case. This was simply a recognition that the Court has articulated a number of different factors or tests in different contexts: e. g., the “public function” test, see Terry v. Adams, 345 U. S. 461 (1953); Marsh v. Alabama, 326 U. S. 501 (1946); the “state compulsion” test, see Adickes v. S. H. Kress & Co., 398 U. S., at 170; the “nexus” test, see Jackson v. Metropolitan Edison Co., 419 U. S. 345 (1974); Burton v. Wilmington Parking Authority, 365 U. S. 715 (1961); and, in the case of prejudgment attachments, a “joint action test,” Flagg Brothers, 436 U. S., at 157.21 Whether these different tests are actually different in operation or simply different ways of characterizing the necessarily fact-bound inquiry that confronts the Court in such a situation need not be resolved here. See Burton, supra, at 722 (“Only by sifting facts and weighing circumstances can the non-obvious involvement of the State in private conduct be attributed its true significance”).
IV
Turning to this case, the first question is whether the claimed deprivation has resulted from the exercise of a right or privilege having its source in state authority. The second question is whether, under the facts of this case, respondents, who are private parties, may be appropriately characterized as “state actors.”
*940Both the District Court and the Court of Appeals noted the ambiguous scope of petitioner’s contentions: “There has been considerable confusion throughout the litigation on the question whether Lugar’s ultimate claim of unconstitutional deprivation was directed at the Virginia statute itself or only at its erroneous application to him.” 639 F. 2d, at 1060, n. 1. Both courts held that resolution of this ambiguity was not necessary to their disposition of the case: both resolved it, in any case, in favor of the view that petitioner was attacking the constitutionality of the statute as well as its misapplication. In our view, resolution of this issue is essential to the proper disposition of the ease.
Petitioner presented three counts in his complaint. Count three was a pendent claim based on state tort law; counts one and two claimed violations of the Due Process Clause. Count two alleged that the deprivation of property resulted from respondents’ “malicious, wanton, willful, opressive [sic], [and] unlawful acts.” By “unlawful,” petitioner apparently meant “unlawful under state law.” To say this, however, is to say that the conduct of which petitioner complained could not be ascribed to any governmental decision; rather, respondents were acting contrary to the relevant policy articulated by the State. Nor did they have the authority of state officials to put the weight of the State behind their private decision, i. e., this case does not fall within the abuse of authority doctrine recognized in Monroe v. Pape, 365 U. S. 167 (1961). That respondents invoked the statute without the grounds to do so could in no way be attributed to a state rule or a state decision. Count two, therefore, does not state a cause of action under § 1983 but challenges only private action.
Count one is a different matter. That count describes the procedures followed by respondents in obtaining the prejudgment attachment as well as the fact that the state court subsequently ordered the attachment dismissed because respondents had not met their burden under state law. Pe*941titioner then summarily states that this sequence of events deprived him of his property without due process. Although it is not clear whether petitioner is referring to the state-created procedure or the misuse of that procedure by respondents, we agree with the lower courts that the better reading of the complaint is that petitioner challenges the state statute as procedurally defective under the Fourteenth Amendment.22
While private misuse of a state statute does not describe conduct that can be attributed to the State, the procedural scheme created by the statute obviously is the product of state action. This is subject to constitutional restraints and properly may be addressed in a § 1983 action, if the second element of the state-action requirement is met as well.
As is clear from the discussion in Part II, we have consistently held that a private party’s joint participation with state officials in the seizure of disputed property is sufficient to characterize that party as a “state actor” for purposes of the Fourteenth Amendment. The rule in these cases is the same as that articulated in Adickes v. S. H. Kress & Co., supra, at. 152, in the context of an equal protection deprivation:
“‘Private persons, jointly engaged with state officials in the prohibited action, are acting “under color” of law for purposes of the statute. To act “under color” of law does not require that the accused be an officer of the State. It is enough that he is a willful participant in joint activity with the State or its agents,’” quoting United States v. Price, 383 U. S., at 794.
*942The Court of Appeals erred in holding that in this context “joint participation” required something more than invoking the aid of state officials to take advantage of state-created attachment procedures. That holding is contrary to the conclusions we have reached as to the applicability of due process standards to such procedures. Whatever may be true in other contexts, this is sufficient when the State has created a system whereby state officials will attach property on the ex parte application of one party to a private dispute.
In summary, petitioner was deprived of his property through state action; respondents were, therefore, acting under color of state law in participating in that deprivation. Petitioner did present a valid cause of action under § 1983 insofar as he challenged the constitutionality of the Virginia statute; he did not insofar as he alleged only misuse or abuse of the statute.23
The judgment is reversed in part and affirmed in part, and the case is remanded for further proceedings consistent with this opinion.
So ordered.
Title 42 U. S. C. § 1983, at the time in question, provided in full:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
At the time of the attachment in question, this section was codified as Va. Code §8-519 (1973).
The principal action then proceeded to the entry of judgment on the debt in favor of Edmondson and some of petitioner’s property was sold in execution of the judgment.
In his answer to respondents’ motion to dismiss on abstention grounds petitioner stated that “[n]o question of the constitutional validity of the State statutes is made.” Plaintiff’s Memorandum in Opposition to Motion to Dismiss 3. The District Court responded to this as follows: “[D]espite plaintiff’s protests to the contrary . . . the complaint can only be read as challenging the constitutionality of Virginia’s attachment statute.” App. to Pet. for Cert. 38. The Court of Appeals agreed. 639 F. 2d 1058,1060, n. 1 (CA4 1981).
The case was originally argued before a three-judge panel. The Court of Appeals, however, acting sua sponte, set the matter for a rehearing en banc.
Justice Powell suggests that our opinion is not “consistent with the mode of inquiry prescribed by our cases.” Post, at 946. We believe the situation to be just the opposite. We rely precisely upon the ground that the majority itself put forth in Flagg Brothers to distinguish that case from the earlier prejudgment attachment cases: “This total absence of overt official involvement plainly distinguishes this case from earlier decisions imposing procedural restrictions on creditors’ remedies.” 436 U. S., at 157. Justice Powell at no point mentions this aspect of the Flagg Brothers decision. The method of inquiry we adopt is that suggested by Adickes v. S. H. Kress & Co., 398 U. S. 144 (1970), and seemingly approved in Flagg Brothers: Joint action with a state official to accomplish a prejudgment deprivation of a constitutionally protected property interest will support a § 1983 claim against a private party.
The Court of Appeals held Fuentes v. Shevin not to be relevant because the defendants in that case included the State Attorney General, as well as the private creditor. In the court’s view, the presence of a state official made the “private party defendant. . . merely a nominal party to the action for injunctive relief.” 639 F. 2d, at 1068, n. 22. Judge Butz-ner, in dissent, found Fuentes to be directly controlling.
The Court of Appeals itself recognized this when it stated that in two of three basic patterns of § 1983 litigation — that in which the defendant is a public official and that in which he is a private party — there is no distinction between state action and action under color of state law. Only when there is joint action by private parties and state officials, the court stated, could a distinction arise between these two requirements.
We also stated that if an indictment “allege[s] conduct on the part of the ‘private' defendants which constitutes ‘state action,’ [it alleges] action ‘under color’ of law within [18 U, S. C.] § 242.” 383 U. S., at 794, n. 7. In Monroe v. Pape, 365 U. S. 167, 185 (1961), the Court held that “under color of law” has the same meaning in 18 U. S. C. § 242 as it does in § 1983.
Besides these two Supreme Court cases, the Court cited a number of lower court cases in support of the proposition that the constitutional concept of state action satisfies the statutory requirement of action under color of state law. Simkins v. Moses H. Cone Memorial Hospital, 323 F. 2d 959 (CA4 1963); Smith v. Holiday Inns, 336 F. 2d 630 (CA6 1964); Hampton v. City of Jacksonville, 304 F. 2d 320 (CA5 1962); Boman v. Birmingham Transit Co., 280 F. 2d 531 (CA5 1960); Kerr v. Enoch Pratt Free Library, 149 F. 2d 212 (CA4 1945). Each of these cases involved litigation between private parties in which the plaintiffs alleged unconstitutional discrimination. In each case, the only inquiry was whether the private-party defendant met the state-action requirement of the Fourteenth Amend*929ment. Once that requirement was met, the courts granted the relief sought.
Title 8 U. S. C. §43 (1946 ed.) was reclassified as 42 U. S. C. § 1983 in 1952.
There was no opinion for the Court in Terry v. Adams. All three opinions in support of the reversal of the lower court decision pose the question as to whether the action of the private political association in question, the Jaybird Democratic Association, constituted state action for purposes of the Fifteenth Amendment. None suggests that a Fifteenth Amendment violation by the private association might not support a cause of action because of a failure to prove action under color of state law.
United States v. Classic did not involve § 1983 directly; rather, it interpreted 18 U. S. C. §242 (then 18 U. S. C. §52 (1940 ed.)), which is the criminal counterpart of 42 U. S. C. § 1983. See n. 9, supra, on the relationship between 18 U. S. C. § 242 and 42 U. S. C. § 1983.
The Adickes opinion contained the following statement, 398 U. S., at 162, n. 23: “Whatever else may also be necessary to show that a person has acted ‘under color of [a] statute’ for purposes of § 1983, ... we think it essential that he act with the knowledge of and pursuant to that statute.” This statement obviously was meant neither to establish the definition of action under color of state law, nor to establish a distinction between this statutory requirement and the constitutional standard of state action. The statement was made in response to an argument that the discrimination by the private party was pursuant to the state trespass statute and that this would satisfy the requirements of § 1983. The Court rejected this because there had been no factual showing that the defendants had acted with knowledge of, or pursuant to, this statute. It was in this context, that this statement was made.
Justice Brennan, writing separately, did suggest in Adickes that “when a private party acts alone, more must be shown... to establish that he acts ‘under color of’ a state statute or other authority than is needed to show that his action constitutes state action.” Id., at 210 (footnote omitted). Even in his view, however, when a private party acts in conjunction with a state official, whatever satisfies the state-action requirement of the Fourteenth Amendment satisfies the under-color-of-state-law requirement of the statute. Justice Brennan’s position rested, at least in part, on a much less strict standard of what would constitute “state action” in the area of racial discrimination than that adopted by the majority. In any case, the position he articulated there has never been adopted by the Court.
Justice Powell’s discussion of Adickes confuses the two counts of the complaint in that case. There was a conspiracy count which alleged that respondent — a private party — and a police officer had conspired “(1) To deprive [petitioner] of her right to enjoy equal treatment and service in a place of public accommodation’; and (2) to cause her arrest ‘on the false charge of vagrancy.’” Id., at 149-150. It was with respect to this count, which did not allege any unconstitutional statute or custom, that the Court held that joint action of the private party and the police officer was sufficient to support a § 1983 suit against that party. The other count of her complaint was a substantive count in which she alleged that the private act of discrimination was pursuant to a “custom of the community to segregate the races in public eating places.” Here the Court did not rely on any “joint action” theory, but held that “petitioner would show an abridgment of her equal protection right, if she proves that Kress refused her service because of a state-enforced custom.” Id., at 171, 173. Justice Powell is wrong when he summarizes Adickes as holding that “a private party acts under color of law when he conspires with state officials to secure the application of a state law so plainly unconstitutional as to enjoy no presumption of validity.” Post, at 954-955. This is to confuse the conspiracy and the substantive counts at issue in Adickes. Unless one argues that the state vagrancy law was unconstitutional — an argument no one made in Adickes — the joint action count of Adickes did not involve a state law, whether “plainly unconstitutional” or not.
We thus find incomprehensible Justice Powell’s statement that we cite no cases in which a private decision to invoke a presumptively valid state legal process has been held to be state action. Post, at 950. Likewise, his discussion of these cases, post, at 952-953, steadfastly ignores the predicate for the holding in each case that the debtor could challenge the constitutional adequacy of the private creditor’s seizure of his property. That predicate was necessarily the principle that a private part/s invocation of a seemingly valid prejudgment remedy statute, coupled with the aid of a state official, satisfies the state-action requirement of the Fourteenth Amendment and warrants relief against the private party.
In fact, throughout the congressional debate over the 1871 Act, the bill was officially described as a bill “to enforce the provisions of the fourteenth amendment to the Constitution of the United States, and for other purposes.” See also, e. g., remarks of Senator Trumbull in describing the purpose of the House in passing the Act: “[A]s the bill passed the House of *935Representatives, it was understood by the members of that body to go no further than to protect persons in the rights which were guarantied to them by the Constitution and laws of the United States,” Cong. Globe, 42d Cong., 1st Sess., 579 (1871); and remarks of Representative Shellabarger on the relationship between § 1 of the bill and the Fourteenth Amendment, id., App. 68.
Our conclusion in this case is not inconsistent with the statement in Flagg Brothers that “these two elements [state action and action under color of state law] denote two separate areas of inquiry.” 436 U. S., at 155-156. First, although we hold that conduct satisfying the state-action requirement of the Fourteenth Amendment satisfies the statutory requirement of action under color of state law, it does not follow from that that all conduct that satisfies the under-color-of-state-law requirement would satisfy the Fourteenth Amendment requirement of state action. If action under color of state law means nothing more than that the individual act “with the knowledge of and pursuant to that statute,” Adickes v. S. H. Kress & Co., 398 U. S., at 162, n. 23, then clearly under Flagg Brothers that would not, in itself, satisfy the state-action requirement of the Fourteenth Amendment. Second, although we hold in this case that the under-color-of-state-law requirement does not add anything not already included within the state-action requirement of the Fourteenth Amendment, § 1983 is applicable to other constitutional provisions and statutory provisions that contain no state-action requirement. Where such a federal right is at issue, the statutory concept of action under color of state law would be a distinct element of the case not satisfied implicitly by a finding of a violation of the particular federal right.
Nor is our decision today inconsistent with Polk County v. Dodson, 454 U. S. 312 (1981). In Polk County, we held that a public defender’s actions, when performing a lawyer’s traditional functions as counsel in a state criminal proceeding, would not support a § 1983 suit. Although we analyzed the public defender’s conduct in light of the requirement of action “under color of state law,” we specifically stated that it was not necessary in that case to consider whether that requirement was identical to the *936“state action” requirement of the Fourteenth Amendment: “Although this Court has sometimes treated the questions as if they were identical, see United, States v. Price, 383 U. S. 787, 794, and n. 7 (1966), we need not consider their relationship in order to decide this case.” Id., at 322, n, 12. We concluded there that a public defender, although a state employee, in the day-to-day defense of his client, acts under canons of professional ethics in a role adversarial to the State. Accordingly, although state employment is generally sufficient to render the defendant a state actor under our analysis, infra, at 937, it was “peculiarly difficult” to detect any action of the State in the circumstances of that case. 454 U. S., at 320. In Polk County, we also rejected respondent’s claims against governmental agencies because he “failed to allege any policy that arguably violated his rights under the Sixth, Eighth, or Fourteenth Amendments.” Id., at 326. Because respondent failed to challenge any rule of conduct or decision for which the State was responsible, his allegations would not support a claim of state action under the analysis proposed below. Infra, at 937. Thus, our decision today does not suggest a different outcome in Polk County.
There are elements of the other state-action inquiry in the opinion as well. This is found primarily in the effort to distinguish the relationship of Moose Lodge and the State from that between the State and the restaurant considered in Burton v. Wilmington Parking Authority, 365 U. S. 715 (1961). See 407 U. S., at 175.
The “one exception” further illustrates this point. The Court enjoined enforcement of a state rule requiring Moose Lodge to comply with its own constitution and bylaws insofar as they contained racially discriminatory provisions. State enforcement of this rule, either judicially or administratively, would, under the circumstances, amount to a governmental decision to adopt a racially discriminatory policy.
Contrary to the suggestion of Justice Powell’s dissent, we do not hold today that “a private party’s mere invocation of state legal procedures constitutes ‘joint participation’ or ‘conspiracy’ with state officials satisfying the § 1983 requirement of action under color of law.” Post, at 951. The holding today, as the above analysis makes clear, is limited to the particular context of prejudgment attachment.
This confusion in the nature of petitioner’s allegations continued in oral argument in this Court. Although at various times counsel for petitioner seemed to deny that petitioner challenged the constitutionality of the statute, see, e. g., Tr. of Oral Arg. 11, he also stated that
“[t]he claim is that the action as taken, even if it were just line by line in accordance with Virginia law — whether or not they did it right, the claim is that it was in violation of Lugar’s constitutional rights.” Id., at 19.
Justice Powell is concerned that private individuals who innocently make use of seemingly valid state laws would be responsible, if the law is subsequently held to be unconsitutional, for the consequences of their actions. In our view, however, this problem should be dealt with not by changing the character of the cause of action but by establishing an affirmative defense. A similar concern is at least partially responsible for the availability of a good-faith defense, or qualified immunity, to state officials. We need not reach the question of the availability of such a defense to private individuals at this juncture. What we said in Adickes, 398 U. S., at 174, n. 44, when confronted with this question is just as applicable today: “We intimate no views concerning the relief that might be appropriate if a violation is shown. The parties have not briefed these remedial issues, and if a violation is proved they are best explored in the first instance below in light of the new record that will be developed on remand. Nor do we mean to determine at this juncture whether there are any defenses available to defendants in § 1983 actions like the one at hand. Cf. Pierson v. Ray, 386 U. S. 547 (1967)” (citations omitted).
*943Chief Justice Burger,
dissenting.
Whether we are dealing with suits under § 1983 or suits brought pursuant to the Fourteenth Amendment, in my view the inquiry is the same: is the claimed infringement of a federal right fairly attributable to the State. Rendell-Baker v. Kohn, ante, at 838. Applying this standard, it cannot be said that the actions of the named respondents are fairly attributable to the State.* Respondents did no more than invoke a presumptively valid state prejudgment attachment procedure available to all. Relying on a dubious “but for” analysis, the Court erroneously concludes that the subsequent procedural steps taken by the State in attaching a putative debtor’s property in some way transforms respondents’ acts into actions of the State. This case is no different from the situation in which a private party commences a lawsuit and secures injunctive relief which, even if temporary, may cause significant injury to the defendant. Invoking a judicial process, of course, implicates the State and its officers but does not transform essentially private conduct into actions of the State. Dennis v. Sparks, 449 U. S. 24 (1980). Similarly, one who practices a trade or profession, drives an automobile, or builds a house under a state license is not engaging in acts fairly attributable to the state. In both Dennis and the instant case petitioner’s remedy lies in private suits for damages such as malicious prosecution. The Court’s opinion expands the reach of the statute beyond anything intended by Congress. It may well be a consequence of too casually falling into a semantical trap because of the figurative use of the term “color of state law.”
*944Justice Powell,
with whom Justice Rehnquist and Justice O’Connor join, dissenting.
Today’s decision is a disquieting example of how expansive judicial decisionmaking can ensnare a person who had every reason to believe he was acting in strict accordance with law. The case began nearly five years ago as the outgrowth of a simple suit on a debt in a Virginia state court. Respondent — a small wholesale oil dealer in Southside, Va. — brought suit against petitioner Lugar, a truckstop owner who had failed to pay a debt.1 The suit was to collect this indebtedness. Fearful that petitioner might dissipate his assets before the debt was collected, respondent also filed a petition in state court seeking sequestration of certain of Lugar’s assets. He did so under a Virginia statute, traceable at least to 1819, that permits creditors to seek prejudgment attachment of property in the possession of debtors.2 No court had questioned the validity of the statute, and it remains presumptively valid. The Clerk of the state court duly issued a writ of attachment, and the County Sheriff then executed it. There is no allegation that respondent conspired with the state officials to deny petitioner the fair protection of state or federal law.
*945Respondent ultimately prevailed in his lawsuit. The petitioner Lugar was ordered by a court to pay his debt. A state court did find, however, that Lugar’s assets should not have been attached prior to a judgment on the underlying action.
Following this decision Lugar instituted legal action in the United States District Court for the Western District of Virginia. Suing under a federal statute, 42 U. S. C. §1983, Lugar alleged that the respondent — by filing a petition in state court — had acted “under color of law” and had caused the deprivation of constitutional rights under the Fourteenth Amendment — an Amendment that does not create rights enforceable against private citizens, such as one would have assumed respondent to be, but only against the States. Rendell-Baker v. Kohn, ante, at 837; Flagg Bros., Inc. v. Brooks, 436 U. S. 149, 156 (1978); Shelley v. Kraemer, 334 U. S. 1, 13 (1948); Civil Rights Cases, 109 U. S. 3, 11 (1883).3 Both the District Court and the Court of Appeals agreed that petitioner had no cause of action under § 1983. They sensibly found that respondent could not be held responsible for any deprivation of constitutional rights and that the suit did not belong in federal court.
This Court today reverses the judgment of those lower courts. It holds that respondent, a private citizen who did no more than commence a legal action of a kind traditionally initiated by private parties, thereby engaged in “state action.” This decision is as unprecedented as it is implausible. It is plainly unjust to the respondent, and the Court makes no *946argument to the contrary. Respondent, who was represented by counsel, could have had no notion that his filing of a petition in state court, in the effort to secure payment of a private debt, made him a “state actor” liable in damages for allegedly unconstitutional action by the Commonwealth of Virginia. Nor is the Court’s analysis consistent with the mode of inquiry prescribed by our cases. On the contrary, the Court undermines fundamental distinctions between the common-sense categories of state and private conduct and between the legal concepts of “state action” and private action “under color of law.”
I
The plain language of 42 U. S. C. § 1988 establishes that a plaintiff must satisfy two jurisdictional requisites to state an actionable claim. First, he must allege the violation of a right “secured by the Constitution and laws” of the United States. Because “most rights secured by the Constitution are protected only against infringement by governments,” Flagg Bros., Inc. v. Brooks, 486 U. S., at 156, this requirement compels an inquiry into the presence of state action. Second, a § 1983 plaintiff must show that the alleged deprivation was caused by a person acting “under color” of law. In Flagg Bros., this Court affirmed that “these two elements denote two separate areas of inquiry.” Id., at 155-156. See Adickes v. S. H. Kress & Co., 398 U. S. 144, 152 (1970).
This case demonstrates why separate inquiries are required. Here it is not disputed that the Virginia Sheriff and Clerk of Court, the state officials who sequestered petitioner’s property in the manner provided by Virginia law, engaged in state action. Yet the petitioner, while alleging constitutional injury from this action by state officials, did not sue the State or its agents. In these circumstances the Court of Appeals correctly stated that the relevant inquiry was the second identified in Flagg Bros.: whether the respondent, a private citizen whose only action was to invoke a presumptively valid state attachment process, had acted under color of state law in “causing” the State to deprive peti*947tioner of alleged constitutional rights.4 Consistently with past decisions of this Court, the Court of Appeals concluded that respondent’s private conduct had not occurred under color of law.
Rejecting the reasoning of the Court of Appeals, the Court opinion inexplicably conflates the two inquiries mandated by Flagg Bros. Ignoring that this case involves two sets of actions — one by respondent, who merely filed a suit and accompanying sequestration petition; another by the state officials, who issued the writ and executed the lien — it wrongly frames the question before the Court, not as whether the private respondent acted under color of law in filing the petition, but as “whether . . . respondents, who are private parties, may be appropriately characterized as ‘state actors.’ ” Ante, at 939. It then concludes that they may, on the theory that a private party who invokes “the aid of state officials to take advantage of state-created attachment procedures” is a “joint participant” with the State and therefore a “state actor.” “The rule,” the Court asserts, is as follows:
“Private persons, jointly engaged with state officials in the prohibited action, are acting ‘under color’ of law for purposes of the statute. To act ‘under color’ of law does not require that the accused be an officer of the State. It is enough that he is a willful participant in a joint activity with the State or its agents.” Ante, at 941, quoting Adickes v. S. H. Kress & Co., supra, at 152, in turn quoting United States v. Price, 383 U. S. 787, 794 (1966).
*948There are at least two fallacies in the Court’s conclusion. First, as is apparent from the quotation, our cases have not established that private “joint participants” with state officials thémselves necessarily become state actors. Where private eitizens interact with state officials in the pursuit of merely private ends, the appropriate inquiry generally is whether the private parties have acted “under color of law.” Second, even when the inquiry is whether an action occurred under color of law, our cases make clear that the “joint participation” standard is not satisfied when a private citizen does no more than invoke a presumptively valid judicial process in pursuit only of legitimate private ends.
HH t — i
As this Court recognized in Monroe v. Pape, 365 U. S. 167, 172 (1961), the historic purpose of § 1983 was to prevent state officials from using the cloak of their authority under state law to violate rights protected against state infringement by the Fourteenth Amendment.5 The Court accordingly is correct that an important inquiry in a § 1983 suit against a private party is whether there is an allegation of wrongful “conduct that can be attributed to the State. ” Ante, at 941. This is the first question referred to in Flagg Bros. But there still remains the second Flagg Bros, question: whether this state action fairly can be attributed to the respondent, whose *949only action was to invoke a presumptively valid attachment statute. This question, unasked by the Court, reveals the fallacy of its conclusion that respondent may be held accountable for the attachment of property because he was a “state actor.”6 From the occurrence of state action taken by the Sheriff who sequestered petitioner’s property, it does not follow that respondent became a “state actor” simply because the Sheriff was. This Court, until today, has never endorsed this non sequitur.
It of course is true that respondent’s private action was followed by state action, and that the private and the state actions were not unconnected. But “[tjhat the State responds to [private] actions by [taking action of its own] does not render it responsible for those [private] actions.” Blum v. Yaretsky, post, at 1005. See Flagg Bros., 436 U. S., at 164-165; Jackson v. Metropolitan Edison Co., 419 U. S. 345, 357 (1974). And where the State is not responsible for a private decision to behave in a certain way, the private action generally cannot be considered “state action” within the meaning of our cases. See, e. g., Blum v. Yaretsky, post, at 1004-1005; Moose Lodge No. 107 v. Irvis, 407 U. S. 163, 172-173 (1972). As in Jackson v. Metropolitan Edison Co., supra, “[respondent’s exercise of the choice allowed by state law where *950the initiative comes from it and not from the State, does not make its action in doing so ‘state action’ for purposes of the Fourteenth Amendment.” 419 U. S., at 357 (footnote omitted).
This Court of course has held that private parties are amenable to suit under § 1983 when “jointly engaged” with state officials in the violation of constitutional rights. See Adickes v. S. H. Kress & Co., 398 U. S. 144 (1970).7 Yet the Court, in advancing its “joint participation” theory, does not cite a single case in which a private decision to invoke a presumptively valid state legal process has been held to constitute state action. Even the quotation on which the Court principally relies for its statement of the applicable “rule,” ante, at 941, does not refer to state action. Rather, it states explicitly that “[pjrivate persons, jointly engaged with state officials in the prohibited action, are acting ‘under color’ of law for purposes of the statute.”
As illustrated by this quotation, our cases have recognized a distinction between “state action” and private action under “color of law.” This distinction is sound in principle. It also is consistent with and supportive of the distinction between “private” conduct and government action that is subject to the procedural limitations of the Due Process Clause of the Fourteenth Amendment. As the Court itself notes: “Careful adherence to the ‘state action’ requirement preserves an area of individual freedom by limiting the reach of federal law and federal judicial power. It also avoids imposing on the State, its agencies or officials, responsibility for conduct for which they cannot fairly be blamed.” Ante, at 936.
A “color of law” inquiry acknowledges that private individuals, engaged in unlawful joint behavior with state officials, may be personally responsible for wrongs that they cause to occur. But it does not confuse private actors with the *951State — the fallacy of the analysis adopted today by the Court. In this case involving the private action of the respondent in petitioning the state courts of Virginia, the appropriate inquiry as to respondent’s liability is not whether he was a state actor, but whether he acted under color of law. It is to this question that I therefore turn.
HH I — I
Contrary to the position of the Court, our cases do not establish that a private party’s mere invocation of state legal procedures constitutes “joint participation” or “conspiracy” with state officials satisfying the § 1983 requirement of action under color of law. In Dennis v. Sparks, 449 U. S. 24 (1980), we held that private parties acted under color of law when corruptly conspiring with a state judge in a joint scheme to defraud. In so holding, however, we explicitly stated that “merely resorting to the courts and being on the winning side of a lawsuit does not make a party a co-conspirator or a joint actor with the judge.” Id., at 28. This conclusion is reinforced by our more recent decision in Polk County v. Dodson, 454 U. S. 312 (1981). As we held to be true with respect to the defense of a criminal defendant, invocation of state legal process is “essentially a private function . . . for which state office and authority are not needed.” Id., at 319. These recent decisions make clear that independent, private decisions made in the context of litigation cannot be said to occur under color of law.8 The Court nevertheless advances two principal grounds for its holding to the contrary.
*952A
The Court argues that petitioner’s action under § 1983 is supported by cases in which this Court has applied due process standards to state garnishment and prejudgment attachment procedures. The Court relies specifically on Sniadach v. Family Finance Corp., 395 U. S. 337 (1969); Fuentes v. Shevin, 407 U. S. 67 (1972); Mitchell v. W. T. Grant Co., 416 U. S. 600 (1974); and North Georgia Finishing, Inc. v. Di-Chem, Inc., 419 U. S. 601 (1975). According to the Court, these cases establish that a private party acts “under color” of law when seeking the attachment of property under an unconstitutional state statute.9 In fact, a careful reading demonstrates that they provide no authority for this proposition.
Of the cases cited by the Court, Sniadach, Mitchell, and Di-Chem all involved attacks on the validity of state attachment or garnishment statutes. None of the cases alleged that the private creditor was a joint actor with the State, and none involved a claim for damages against the creditor. Each case involved a state suit, not a federal action under § 1983. It therefore was unnecessary in any of these cases for this Court to consider whether the creditor, by virtue of instituting the attachment or garnishment, became a state actor or acted under color of state law. There is not one word in any of these cases that so characterizes the private creditor.10 In Fuentes v. Shevin, the Court did consider a *953§ 1983 action against a private creditor as well as the State Attorney General.11 Again, however, the only question before this Court was the validity of a state statute. No claim was made that the creditor was a joint actor with the State or had acted under color of law. No damages were sought from the creditor. Again, there was no occasion for this Court to consider the status under §1983 of the private party, and there is not a word in the opinion that discusses this. As with Sniadach, Mitchell, and Di-Chem, Fuentes thus fails to establish that a private party’s mere invocation of state attachment or garnishment procedures represents action under color of law — even in a case in which those procedures are subsequently held to be unconstitutional.
B
In addition to relying on cases involving the constitutionality of state attachment and garnishment statutes, the Court advances a “joint participation” theory based on Adickes v. S. H. Kress & Co., 398 U. S. 144 (1970). In Adickes the plaintiff sued a private restaurant under § 1983, alleging a conspiracy between the restaurant and local police to deprive her of the right to equal treatment in a place of public accommodation. Id., at 152, 153. Reversing the decision below, this Court upheld the cause of action. It found that the private defendant, in “conspiring” with local police to obtain official enforcement of a state custom of racial segregation, engaged in a “‘joint activity with the State or its agents’” *954and therefore acted under color of law within the meaning of §1983. Id., at 152 (quoting United States v. Price, 383 U. S., at 794).
Contrary to the suggestion of the Court, however, Justice Harlan’s Court opinion in Adickes did not purport to define the term “under color of law.” Attending closely to the facts presented, the Court observed that “[wjhatever else may also be necessary to show that a person has acted under color of [a] statute’for purposes of § 1983,... we think it essential that he act with the knowledge of and pursuant to that statute.” 398 U. S., at 162, n. 23 (emphasis added). As indicated by this choice of language, the Court clearly seems to have contemplated some limiting principle. A citizen summoning the police to enforce the law ordinarily would not be considered to have engaged in a “conspiracy.” Nor, presumably, would such a citizen be characterized as acting under color of law and thereby risking amenability to suit for constitutional violations that subsequently might occur. Surely there is nothing in Adickes to indicate that the Court would have found action under color of law in cases of this kind.
Although Adickes is distinguishable from these hypotheti-cals, the current case is not. The conduct in Adickes occurred in 1964, 10 years after Brown v. Board of Education, 347 U. S. 483 (1954), and after the decade of publicized litigation that followed in its wake. In view of the intense national focus on issues of racial discrimination, it is virtually inconceivable that a private citizen then could have acted in the innocent belief that the state law and customs involved in Adickes still were presumptively valid. As Justice Harlan wrote, “[f]ew principles of law are more firmly stitched into our constitutional fabric than the proposition that a State must not discriminate against a person because of his race or the race of his companions, or in any way act to compel or encourage segregation.” 398 U. S., at 150-152. Construed as resting on this basis, Adickes establishes that a private *955party acts under color of law when he conspires with state officials to secure the application of a state law so plainly unconstitutional as to enjoy no presumption of validity. In such a context, the private party could be characterized as hiding behind the authority of law and as engaging in “joint participation” with the State in the deprivation of constitutional rights.12 Here, however, petitioner has alleged no conspiracy. Nor has he even alleged that respondent was invoking the aid of a law he should have known to be constitutionally invalid.13 Finally, there is no allegation that respondent’s decision to invoke legal process was in any way *956compelled by the law or custom of the State in which he lived. In this context Adickes simply is inapposite.
Today’s decision therefore is ás unprecedented as it is unjust.14
The pleadings in this case amply demonstrate that the challenged conduct was directed solely at respondents’ acts. The unlawful actions alleged were that respondents made “conclusory allegations,” App. 5, respondents lacked a “factual basis” for attachment, id., at 10, and respondents lacked “good cause to believe facts which would support” attachment. Id., at 19. There is no allegation of collusion or conspiracy with state actors.
The state action, filed in the name of the Edmondson Oil Co., alleged that Lugar owed $41,983 for products and merchandise previously delivered. App. 22. In the present suit Lugar has named as defendants both the Edmondson Oil Co. and its president, Ronald Barbour. As the respondent Barbour is the sole stockholder of Edmondson Oil Co., id,., at 2, and appears to have directed all its actions in this litigation, see id., at 26,1 refer throughout to Barbour as if he were the sole respondent.
See Va. Code § 8.01-533 et seq. (1977). At the time of the attachment in this case, the applicable provisions were Va. Code § 8-519 et seq. (1973). The Virginia attachment provisions have remained essentially in their present form despite numerous recodifications since 1819. See Va. Code § 8-519 et seq. (1950); Va. Code § 6378 et seq. (1919); Va. Code § 2959 et seq. (1887); Va. Code, ch. 151 (1849); Va. Code, ch. 123 (1819).
Title 42 U. S. C. § 1983, at the time in question, provided:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
Judge Phillips’ excellent opinion for the en banc Court of Appeals correctly defined the question presented as “whether the mere institution by a private litigant of presumptively valid state judicial proceedings, without any prior or subsequent collusion or concerted action by that litigant with the state officials who then proceed with adjudicative, administrative, or executive enforcement of the proceedings, constitutes action under color of state law within the contemplation of § 1983.” 639 F. 2d 1058, 1061-1062 (CA4 1981) (footnote omitted).
State officials acting in their official capacities, even if in abuse of their lawful authority, generally are held to act “under color” of law. E. g., Monroe v. Pape, 365 U. S., at 171-172; Ex parte Virginia, 100 U. S. 339, 346-347 (1880). This is because such officials are “clothed with the authority” of state law, which gives them power to perpetrate the very wrongs that Congress intended § 1983 to prevent. United States v. Classic, 313 U. S. 299, 326 (1941); Ex parte Virginia, supra, at 346-347. Cf. Polk County v. Dodson, 454 U. S. 312 (1981) (a public defender, representing an indigent client in a criminal proceeding, performs a function for which the authority of his state office is not needed, and therefore does not act under color of state law when engaged in a defense attorney’s traditionally private roles).
The Court, ante, at 928, quotes United States v. Price, 383 U. S. 787, 794, n. 7 (1966), as establishing that “[i]n cases under § 1983, ‘under color’ of law has consistently been treated as the same thing as the ‘state action’ required under the Fourteenth Amendment.” In Price, however, the same conduct by the same actors constituted both “state action” and the action “under color” of law. See 383 U. S., at 794, n. 7 (if an indictment alleges “conduct on the part of the ‘private’ defendants which constitutes ‘state action,’ [it also alleges] action ‘under color of law. . .”). The situation in this case is quite different. The present case involves “state action” by the Sheriff — action that also was “under color of law” under Price. But the real question here is whether the conduct of the private respondent constituted either state action or action under color of law. The Price quotation plainly does not resolve this question. And the cases cited in Price, on which the Court also relies, are similarly inapposite.
In Adickes the term “jointly engaged” appears to have been used specifically to connote engagement in a “conspiracy.” See 398 U. S., at 152-153.
The Court avers that its holding “is limited to the particular context of prejudgment attachment.” Ante, at 939, n. 21. However welcome, this limitation lacks a principled basis. It is unclear why a private party engages in state action when filing papers seeking an attachment of property, but not when seeking other relief (e. g., an injunction), or when summoning police to investigate a suspected crime.
At one stage in the litigation the respondent averred that his lawsuit raised “[n]o question of the constitutional validity of the State statutes.” Plaintiff’s Memorandum in Opposition to Motion to Dismiss 3. The District Court nevertheless concluded that “the complaint can only be read as challenging the constitutionality of Virginia’s attachment statute.” App. to Pet. for Cert. 38. The Court of Appeals agreed. 639 F. 2d, at 1060, and n. 1.
The Court finds support for its contrary view only by reading these cases as implicitly embracing the same fallacy as the Court does today. In Sniadach, Mitchell, and Di-Chem — as in this case — there was no question that state action had occurred. There, as here, some official of the State— an undisputed state actor — had undertaken either to attach property or *953garnish wages. For the Court, the occurrence of state action by these state officials ipso facto establishes that the private plaintiffs also must have been viewed as state actors. Given the presence of state action by the state officials, however, there was no need to inquire whether the private parties also were state actors. It is plain from the opinions that the Court did not do so. Nor, in cases arising in state court, was there any need to consider whether the private defendants had acted under color of law within the meaning of § 1983.
Fuentes was consolidated with a case involving similar facts, Epps v. Cortese, 326 F. Supp. 127 (ED Pa. 1971).
Arguing that the patent unconstitutionality of racial discrimination was irrelevant to the “conspiracy” count in Adickes, the Court charges that this discussion confuses the conspiracy and the substantive causes of action. Ante, at 932, n. 15. The Court’s view is difficult to understand. In Adickes the private defendant allegedly conspired with the police to “deprive plaintiff of her right to enjoy equal treatment and service in a place of public accommodation,” 398 U. S., at 150, n. 5, and apparently to cause her discriminatory and legally baseless arrest under a vagrancy statute. Because the vagrancy statute was not challenged as invalid on its face, the Court concludes that the “joint action” or “conspiracy” count “did not involve a state law, whether ‘plainly unconstitutional’ or not.” Ante, at 932, n. 15. This conclusion is simply wrong. In the first place, the alleged “conspiracy” included an agreement to enforce a state law requiring racial segregation in restaurants. This law plainly was unconstitutional. Further, even the vagrancy statute certainly would have been unconstitutional as applied to enforce racial segregation. Presumably it was for these reasons that the Court agreed that the private defendant had “conspir[ed]’’ with the local police. 398 U. S., at 152. Adickes is entirely a different case from the one at bar.
At least one scholarly commentator has stated a cautious conclusion that the Virginia attachment provisions would satisfy the standards established by this Court’s recent due process decisions. See Brabham, Sniadach Through Di-Chem and Backwards: An Analysis of Virginia’s Attachment and Detinue Statutes, 12 U. Rich. L. Rev. 157, 195-199 (1977). The correctness of this conclusion is not of course an issue in the present posture of the case, nor is it directly relevant to the case’s proper resolution.
The Court suggests that respondent may be entitled to claim good-faith immunity from this suit for civil damages. Ante, at 942, n. 23. This is a positive suggestion with which I agree. A holding of immunity will mitigate the ultimate cost of this litigation. It would not, however, convert the Court’s holding into a just one. This case already has been in litigation for nearly five years. It will now be remanded for further proceedings. Respondent, solely because he undertook to assert rights authorized by a presumptively valid state statute, will have been subjected to the expense, distractions, and hazards of a protracted litigation.
8.2.4 Polk County v. Dodson 8.2.4 Polk County v. Dodson
POLK COUNTY et al. v. DODSON
No. 80-824.
Argued October 13, 1981
Decided December 14, 1981
Norman G. Jesse argued the cause for petitioners. With him on the briefs was Dan L. Johnston.
John D. Hudson, by appointment of the Court, 450 U. S. 992, argued the cause and filed a brief for respondent.
Edwin S. Kneedler argued the cause for the United States as amicus curiae urging affirmance. On the brief were Acting Solicitor General Wallace, Acting Assistant Attorney General Turner, Elinor Hadley Stillman, Walter W. Barnett, and Louise A. Lemer *
Briefs of amici curiae were filed by C. Paul Jones and Mollie G. Raskind for the Minnesota State Public Defender; and by Richard J. Wilson and Howard B. Eisenberg for the National Legal Aid and Defender Association et al.
*314Justice Powell
delivered the opinion of the Court.
The question in this case is whether a public defender acts “under color of state law” when representing an indigent defendant in a state criminal proceeding.
HH
This case arose when the respondent Russell Richard Dodson filed a pro se complaint in the United States District Court for the Southern District of Iowa. Dodson brought the action in federal court under 42 U. S. C. § 1983. As the factual basis for his lawsuit Dodson alleged that Martha Shepard, an attorney in the Polk County Offender Advocate’s Office, had failed to represent him adequately in an appeal to the Iowa Supreme Court.1
A full-time employee of the county, Shepard had been assigned to represent Dodson in the appeal of a conviction for robbery. After inquiring into the case, however, she moved for permission to withdraw as counsel on the ground that Dodson’s claims were wholly frivolous.2 Shepard accompanied her motion with an affidavit explaining this conclusion. *315She also filed a memorandum summarizing Dodson’s claims and the supporting legal arguments. On November 9, 1979, the Iowa Supreme Court granted the motion to withdraw and dismissed Dodson’s appeal.
In his complaint in the District Court the respondent alleged that Shepard’s actions, especially her motion to withdraw, had deprived him of his right to counsel, subjected him to cruel and unusual punishment, and denied him due process of law.3 He sought injunctive relief as well as damages in the amount of $175,000. To establish that Shepard acted “under color of state law,” a jurisdictional requisite for a §1983 action, Dodson relied on her employment by the county. Dodson also sued Polk County, the Polk County Offender Advocate, and the Polk County Board of Supervisors. He alleged that the Offender Advocate and the Board of Supervisors had established the rules and procedures that Shepard was bound to follow in handling criminal appeals.
The District Court dismissed Dodson’s claims against all defendants. 483 F. Supp. 347 (1979). It held that the relevant actions by Shepard had not occurred under color of state law. Canvassing the leading authorities, it reasoned that a public defender owes a duty of undivided loyalty to his client. A public defender therefore could not be sued as an agent of the State. The District Court dismissed the Offender Advocate from the suit on the same theory. It also held *316that Dodson’s complaint failed to allege the requisite personal involvement to state a § 1983 claim against Polk County and the Board of Supervisors.
The Court of Appeals for the Eighth Circuit reversed. 628 F. 2d 1104 (1980). Like the District Court, it assumed that a public defender owed his client the same responsibility as any other attorney. In its view, however, the “dispos-itive point” was that Iowa Offender Advocates were “employees of the County,” which was “merely a creature of the State.” Whether public defenders received instructions from county officials was “beside the point.” “Public defenders receive their power not because they are selected by their clients, but because they are employed by the County to represent a certain class of clients, who likely have little or no choice in selecting the lawyer who will defend them.” Id., at 1106. In holding as it did on this issue, the court recognized that its decision conflicted with the holdings of a number of other Courts of Appeals. Reasoning that Dodson’s pro se complaint should be liberally construed, the court also ordered reinstatement of the § 1983 claims against the Offender Advocate and the Board of Supervisors. The question of their involvement was left for factual development in the District Court. In addition, the court ordered that Dodson be given an opportunity on remand to state his claim against the county with greater specificity. Finally, the court rejected the argument that a public defender should enjoy the same immunity provided to judges and prosecutors. It held that the defendants were entitled to a defense of “good faith,” but not of “absolute,” immunity.
One member of the panel filed a dissent. The dissent argued that a person acts under color of state law only when exercising powers created by the authority of the State. In this case, it reasoned, the alleged wrongs were not made possible only because the defendant was a public defender. In *317essence the complaint asserted an ordinary malpractice claim, which would be equally maintainable against a retained attorney or appointed counsel. The dissent also argued that public defenders should be entitled to absolute immunity from suit.
We granted certiorari to resolve the division among the Courts of Appeals over whether a public defender acts under color of state law when providing representation to an indigent client.4 450 U. S. 963 (1981). We now reverse.
HH HH
In United States v. Classic, 313 U. S. 299, 326 (1941), this Court held that a person acts under color of state law only when exercising power “possessed by virtue of state law and made possible only because the wrongdoer is clothed with the *318authority of state law.”5 In this case the Offender Advocate for Polk County assigned Martha Shepard to represent Russell Dodson in the appeal of his criminal conviction. This assignment entailed functions and obligations in no way dependent on state authority. From the moment of her appointment, Shepard became Dodson’s lawyer, and Dodson became Shepard’s client. Except for the source of payment, their relationship became identical to that existing between any other lawyer and client. “Once a lawyer has undertaken the representation of an accused, the duties and obligations are the same whether the lawyer is privately retained, appointed, or serving in a legal aid or defender program.” ABA Standards for Criminal Justice 4-3,9 (2d ed. 1980).6
Within the context of our legal system, the duties of a defense lawyer are those of a personal counselor and advocate. It is often said that lawyers are “officers of the court.” But the Courts of Appeals are agreed that a lawyer representing a client is not, by virtue of being an officer of the court, a state actor “under color of state law” within the meaning of § 1983.7 In our system a defense lawyer characteristically opposes the designated representatives of the State. The system assumes that adversarial testing will ultimately advance the public interest in truth and fairness. But it posits that a defense lawyer best serves the public, not by acting on behalf of the State or in concert with it, but rather by advanc*319ing “the undivided interests of his client.”8 This is essentially a private function, traditionally filled by retained counsel, for which state office and authority are not needed.9
H-1 » — 1
The respondent argues that a public defender’s employment relationship with the State, rather than his function, should determine whether he acts under color of state law. We take a different view.
A
In arguing that the employment relationship establishes that the public defender acts under color of state law, Dodson relies heavily on two cases in which this Court assumed that physicians, whose relationships with their patients have not traditionally depended on state authority, could be held liable under § 1983. See O’Connor v. Donaldson, 422 U. S. 563 (1975); Estelle v. Gamble, 429 U. S. 97 (1976). These cases, he argues, are analytically identical to this one. Like the physicians in O’Connor and Estelle, a public defender is paid by the State. Further, like the institutionalized patients in *320those cases, an indigent convict is unable to choose the professional who will render him traditionally private services. These factors, it is argued, establish that public defenders— like physicians in state hospitals — act under color of state law and are amenable to suit under § 1983.
In our view O’Connor and Estelle are distinguishable from this case. O’Connor involved claims against a psychiatrist who served as the superintendent at a state mental hospital. Although a physician with traditionally private obligations to his patients, he was sued in his capacity as a state custodian and administrator. Unlike a lawyer, the administrator of a state hospital owes no duty of “undivided loyalty” to his patients. On the contrary, it is his function to protect the interest of the public as well as that of his wards. Similarly, Estelle involved a physician who was the medical director of the Texas Department of Corrections and also the chief medical officer of a prison hospital. He saw his patients in a custodial as well as a medical capacity.
Because of their custodial and supervisory functions, the state-employed doctors in O’Connor and Estelle faced their employer in a very different posture than does a public defender. Institutional physicians assume an obligation to the mission that the State, through the institution, attempts to achieve. With the public defender it is different. As argued in the dissenting opinion in the Court of Appeals, it is the function of the public defender to enter “not guilty” pleas, move to suppress State’s evidence, object to evidence at trial, cross-examine State’s witnesses, and make closing arguments in behalf of defendants.10 All of these are adversarial functions. We find it peculiarly difficult to detect any color of state law in such activities.
B
Despite the public defender’s obligation to represent his clients against the State, Dodson argues — and the Court of Appeals concluded — that the status of the public defender *321differs materially from that of other defense lawyers. Because public defenders are paid by the State, it is argued that they are subject to supervision by persons with interests unrelated to those of indigent clients. Although the employment relationship is certainly a relevant factor, we find it insufficient to establish that a public defender acts under color of state law within the meaning of § 1983.
First, a public defender is not amenable to administrative direction in the same sense as other employees of the State. Administrative and legislative decisions undoubtedly influence the way a public defender does his work. State decisions may determine the quality of his law library or the size of his caseload. But a defense lawyer is not, and by the nature of his function cannot be, the servant of an administrative superior. Held to the same standards of competence and integrity as a private lawyer, see Moore v. United States, 432 F. 2d 730 (CA3 1970), a public defender works under canons of professional responsibility that mandate his exercise of independent judgment on behalf of the client. “A lawyer shall not permit a person who recommends, employs, or pays him to render legal services for another to direct or regulate his professional judgment in rendering such legal services.” DR 5-107 (B), ABA Code of Professional Responsibility (1976).11
Second, and equally important, it is the constitutional obligation of the State to respect the professional independence *322of the public defenders whom it engages.12 This Court’s decision in Gideon v. Wainwright, 372 U. S. 335 (1963), established the right of state criminal defendants to the “ ‘guiding hand of counsel at every step in the proceedings against [them].”’ Id., at 345, quoting Powell v. Alabama, 287 U. S. 45, 69 (1932). Implicit in the concept of a “guiding hand” is the assumption that counsel will be free of state control. There can be no fair trial unless the accused receives the services of an effective and independent advocate. See, e. g., Gideon v. Wainwright, supra; Holloway v. Arkansas, 435 U. S. 475 (1978). At least in the absence of pleading and proof to the contrary, we therefore cannot assume that Polk County, having employed public defenders to satisfy the State’s obligations under Gideon v. Wainwright, has attempted to control their action in a manner inconsistent with the principles on which Gideon rests.13
C
The respondent urges a different view of the public defender’s relationships to his clients and to the State. Whatever *323their ethical obligations, public defenders do not, he argues, characteristically extend their clients the same undivided loyalty tendered by privately retained attorneys. In support of this argument Dodson notes that the public defender moved to be dismissed from his case against the client’s wishes. Dodson claims to have suffered prejudice from this act. He insists that such action would not have been taken by a privately retained attorney.
Dodson’s argument assumes that a private lawyer would have borne no professional obligation to refuse to prosecute a frivolous appeal. This is error. In claiming that a public defender is peculiarly subject to divided loyalties, Dodson confuses a lawyer’s ethical obligations to the judicial system with an allegiance to the adversary interests of the State in a criminal prosecution. Although a defense attorney has a duty to advance all colorable claims and defenses, the canons of professional ethics impose limits on permissible advocacy. It is the obligation of any lawyer — whether privately retained or publicly appointed — not to clog the courts with frivolous motions or appeals.14 Dodson has no legitimate complaint that his lawyer refused to do so.
*324As a matter of empirical fact, it may or may not be true that the professional obligation to withdraw from frivolous appeals will be invoked with disproportionate frequency in cases involving indigent prisoners. The recent burgeoning of postconviction remedies has undoubtedly subjected the legal system to unprecedented strains, including increased demands for legal assistance.15 The State of Iowa has responded by authorizing the provision of greater representation than the Constitution requires. Its system of public defenders contemplates the extension of legal assistance through the various tiers of postconviction review, incorporating only the general ethical limitation that counsel should withdraw from frivolous cases.16
In this context Dodson argues that public defenders making withdrawal decisions are viewed by indigent prisoners as hostile state actors. We think there is little justification for this view, if indeed it is widely held.17
<
In concluding that Shepard did not act under color of state law in exercising her independent professional judgment in a criminal proceeding, we do not suggest that a public defender *325never acts in that role. In Branti v. Finkel, 445 U. S. 507 (1980), for example, we found that a public defender so acted when making hiring and firing decisions on behalf of the State. It may be — although the question is not present in this case — that a public defender also would act under color of state law while performing certain administrative and possibly investigative functions. Cf. Imbler v. Pachtman, 424 U. S. 409, 430-431, and n. 33 (1976). And of course we intimate no views as to a public defender’s liability for malpractice in an appropriate case under state tort law. See Ferri v. Ackerman, 444 U. S. 193, 198 (1979).18 With respect to Dodson’s §1983 claims against Shepard, we decide only that a public defender does not act under color of state law when performing a lawyer’s traditional functions as counsel to a defendant in a criminal proceeding.19 Because it was based on such activities, the complaint against Shepard must be dismissed.
V
In his complaint in the District Court, Dodson also asserted § 1983 claims against the Offender Advocate, Polk County, and the Polk County Board of Supervisors.' Section 1983 will not support a claim based on a respondeat superior theory of liability. Monell v. New York City Dept. of Social Services, 436 U. S. 658, 694 (1978). To the extent that Dodson’s claims rest on this basis, they fail to present a federal claim.
*326The Court of Appeals apparently read Dodson’s pro se complaint as susceptible of another construction. It found an actionable claim in the bald allegation that Shepard had injured him while acting pursuant to administrative “rules and procedures for . . . handling criminal appeals” and that her employers were therefore responsible for her actions. 628 F. 2d, at 1108. We also have noted an allegation in respondent’s complaint that the county “retains and maintains, advocates out of law school” who have on numerous occasions moved to withdraw from appeals of criminal convictions.
The question is whether either allegation describes a constitutional tort actionable under § 1983. We conclude not. In Monell v. New York City Dept. of Social Services, supra, we held that official policy must be “the moving force of the constitutional violation” in order to establish the liability of a government body under §1983. Id., at 694. See Rizzo v. Goode, 423 U. S. 362, 370-377 (1976) (general allegation of administrative negligence fails to state a constitutional claim cognizable under § 1983). In this case the respondent failed to allege any policy that arguably violated his rights under the Sixth, Eighth, or Fourteenth Amendments. He did assert that assistant public defenders refused to prosecute certain appeals on grounds of their frivolity. But a policy of withdrawal from frivolous cases would not violate the Constitution. Anders v. California, 386 U. S. 738 (1967). And respondent argued the existence of no impermissible policy pursuant to which the withdrawals might have occurred. Respondent further asserted that he personally was deprived of a Sixth Amendment right to effective counsel. Again, however, he failed to allege that this deprivation was caused by any constitutionally forbidden rule or procedure.
When Dodson’s complaint is viewed against the standards of our cases, even in light of the sympathetic pleading requirements applicable to pro se petitioners, see Haines v. Kerner, 404 U. S. 519 (1972) (per curiam), we do not believe *327he has alleged unconstitutional action by the Offender Advocate, Polk County, or the Polk County Board of Supervisors. Accordingly, his claims against them must be dismissed.
HH >
For the reasons stated in this opinion, the decision of the Court of Appeals is
Reversed.
According to findings made in the District Court: “[T]he Offender Advocate is the independent creation of the Polk County Board of Supervisors. It or one of its lawyers is appointed by the court to represent indigent defendants. It has a salaried lawyer director and several full time salaried lawyers. It is fully funded by Polk County.” 483 F. Supp. 347, 349, n. 2 (1979). The office handles about 2,500 cases per year.
She did so pursuant to Rule 104 of the Iowa Rules of Appellate Procedure, which provides in pertinent part:
“(a) If counsel appointed to represent a convicted indigent defendant in an appeal to the supreme court is convinced after conscientious investigation of the trial transcript that the appeal is frivolous and that he cannot, in good conscience, proceed with the appeal, he may move the supreme court in writing to withdraw. The motion must be accompanied by a brief referring to anything in the record that might arguably support the appeal.”
Rule 104 also provides that prior to filing any motion to withdraw, the lawyer must advise his client in writing of his intention to do so. The cli*315ent then has 30 days in which to notify the Supreme Court if he still wishes to proceed with the appeal. If the client does not communicate with the Supreme Court, the motion will be granted and the appeal dismissed. If the client does express a desire to proceed, the Supreme Court will review the legal points raised. If the court finds them not to be frivolous, “it may grant counsel’s motion to withdraw but will prior to submission of the appeal afford the indigent the assistance of new counsel, to be appointed by the trial court.” Iowa Rule App. Proc. 104(/).
The Iowa procedure is very similar to that prescribed by this Court in Anders v. California, 386 U. S. 738 (1967).
Dodson also asserted pendent claims for malpractice and breach of an oral promise to prosecute the appeal.
The Courts of Appeals for the Seventh and Eighth Circuits have held that public defenders do act under color of state law in their representation of indigent defendants. See Robinson v. Bergstrom, 579 F. 2d 401, 405-408 (CA7 1978) (public defender acts under color of state law but is absolutely immune from suit under § 1983); 628 F. 2d 1104 (1980) (case below). The Fifth and the Tenth Circuits have held that they do not. See Slavin v. Curry, 574 F. 2d 1256, 1265 (CA5), modified on other grounds, 583 F. 2d 779 (1978); Espinoza v. Rogers, 470 F. 2d 1174, 1175 (CA10 1972). The Third and Ninth Circuits have supported the latter position in dicta, in cases in which they have held that public defenders are entitled to absolute immunity from suit under § 1983. See Brown v. Joseph, 463 F. 2d 1046, 1048 (CA3 1972), cert. denied, 412 U. S. 950 (1973); Miller v. Barilla, 549 F. 2d 648, 650 (CA9 1977).
The petition for certiorari in this case also presented an immunity question. The petitioners asked us to decide whether public defenders are entitled to the same absolute immunity as judges, see Bradley v. Fisher, 13 Wall. 335 (1872), and prosecutors, see Imbler v. Pachtman, 424 U. S. 409 (1976). As we hold that a public defender does not act under color of state law when performing the traditional functions of counsel to a criminal defendant, we need not reach the immunity issue.
The Court has reiterated this definition in subsequent cases. See, e. g., Screws v. United States, 325 U. S. 91 (1945); Monroe v. Pape, 365 U. S. 167 (1961).
See Burger, Counsel for the Prosecution and Defense — Their Roles Under the Minimum Standards, 8 Am. Crim. L. Q. 2, 6 (1969). This view of the public defender’s obligations to his client has been accepted by virtually every court that has considered the issue. See, e. g., Espinoza v. Rogers, supra, at 1175; Brown v. Joseph, supra, at 1048.
See, e. g., Skolnick v. Martin, 317 F. 2d 855 (CA7 1963); Dotlich v. Kane, 497 F. 2d 390 (CA8 1974). This is true even of cases in which a private attorney has been assigned to represent an indigent defendant. See, e. g., Page v. Sharpe, 487 F. 2d 567, 570 (CA1 1973); Hall v. Quillen, 631 F. 2d 1154, 1156 (CA4 1980); Mulligan v. Schlachter, 389 F. 2d 231, *319233 (CA6 1968); French v. Corrigan, 432 F. 2d 1211, 1214 (CA71970), cert. denied, 401 U. S. 916 (1971); Barnes v. Dorsey, 480 F. 2d 1057, 1061 (CA8 1973).
Ferri v. Ackerman, 444 U. S. 193, 204 (1979):
“[T]he primary office performed by appointed counsel parallels the office of privately retained counsel. Although it is true that appointed counsel serves pursuant to statutory authorization and in furtherance of the federal interest in insuring effective representation of criminal defendants, his duty is not to the public at large, except in that general way. His principal responsibility is to serve the undivided interests of his client. Indeed, an indispensable element of the effective performance of his responsibilities is the ability to act independently of the Government and to oppose it in adversary litigation.”
Although lawyers are generally licensed by the States, “they are not officials of government by virtue of being lawyers.” In re Griffiths, 413 U. S. 717, 729 (1973).
See 628 F. 2d, at 1110.
This rule has been adopted verbatim as DR 5-107 (B), Iowa Code of Professional Responsibility for Lawyers, printed in Iowa Rules of Court 526 (1981). The rule is “mandatory in character,” and a lawyer who violated it would be “subject to disciplinary action” by the Iowa courts. Id., at 477. See Sanchez v. Murphy, 385 F. Supp. 1362, 1365 (Nev. 1974) (“The personal attorney-client relationship established between a deputy [public defender] and a defendant is not one that the public defender can control. The canons of professional ethics require that the deputy be ‘his own man’ irrespective of advice or pressures from others. A deputy public defender cannot in any realistic sense, in fulfillment of his professional responsibilities, be a servant of the public defender. He is, himself an independent officer”).
Relying on such cases as Burton v. Wilmington Parking Authority, 365 U. S. 715 (1961), and Moose Lodge No. 107 v. Irvis, 407 U. S. 163 (1972), the respondent claims that the State’s funding of criminal defenses makes it a “joint participant” in that enterprise, locked in a “symbiotic relationship” with individual public defenders. He urges us to hold on this theory that public defenders act under color of state law within the meaning of § 1983. We cannot do so. In both Burton and Moose Lodge the question was whether “state action” was present. In this case the question is whether a public defender — who is concededly an employee of the county — acted “under color of state law” in her representation of Russell Dodson. Although this Court has sometimes treated the questions as if they were identical, see United States v. Price, 383 U. S. 787, 794, and n. 7 (1966), we need not consider their relationship in order to decide this case. Our factual inquiry into the professional obligations and functions of a public defender persuades us that Shepard was not a “joint participant” with the State and that, when representing respondent, she was not acting under color of state law.
The dissenting opinion, post, at 328, describes the public defender as “a full-time state employee, working in an office fully funded and extensively *323regulated by the State and acting to fulfill a state obligation.” The dissent reasons from this description that, for purposes of determining the “under color of state law” question, the function performed by the public defender is immaterial. There is no difference in this respect, the dissent contends, between administrative functions, see Branti v. Finkel, 445 U. S. 507 (1980), and a lawyer’s traditional functions as counsel to a defendant in a criminal proceeding. This view ignores the basic distinction that in the latter capacity a public defender is not acting on behalf of the State; he is the State’s adversary.
See ABA Standards for Criminal Justice, Commentary to 4-3.9 (2d ed. 1980) (“No lawyer, whether assigned by the court, part of a legal aid or defender staff, or privately retained or paid, has any duty to take any steps or present dilatory or frivolous motions or any actions that are unfounded according to the lawyer’s informed professional judgment. On the contrary, to do so is unprofessional conduct”); ABA Standing Committee on Ethics and Professional Responsibility, Informal Opinion 955, Obligation to Take Criminal Appeal, reprinted in 2 Informal Ethics Opinions 955-956 *324(1975) (like court-appointed lawyer, private counsel “ethically, should not clog the courts with frivolous motions or appeals”). See also Nickols v. Gagnon, 454 F. 2d 467, 472 (CA7 1971).
See ABA Standards for Criminal Justice, Commentary to 4r-3.9 (2d ed. 1980) (noting that lawyers assigned to indigent prisoners are often put under pressure to “engage in dilatory or frivolous tactics”).
See Iowa Code, Ch. 336A (1981). A public defender appointed pursuant to the state statute is directed to “prosecute any appeals or other remedies before or after conviction that he considers to be in the interest of justice.” § 336A. 6.
The view is unfortunate. Our adversary system functions best when a lawyer enjoys the wholehearted confidence of his client. But confidence will not be improved by creating a disincentive for the States to provide postconviction assistance to indigent prisoners. To impose § 1983 liability for a lawyer’s performance of traditional functions as counsel to a criminal defendant would have precisely that effect.
In addition to possible relief under state tort law, an indigent prisoner retains the right to initiate state and federal habeas corpus proceedings. For an innocent prisoner wrongly incarcerated as the result of ineffective or malicious counsel, this normally is the most important form of judicial relief.
We do not disturb the theory of cases, brought under 18 U. S. C. § 242, in which public defenders have been prosecuted for extorting payment from clients’ friends or relatives “under color of. . . law .. . .” See, e. g., United States v. Senak, 477 F. 2d 304 (CA7), cert. denied, 414 U. S. 856 (1973).
Chief Justice Burger,
concurring.
I join the Court’s opinion, but it is important to emphasize that in providing counsel for an accused the governmental participation is very limited. Under Gideon v. Wainwright, 372 U. S. 335 (1963), and Argersinger v. Hamlin, 407 U. S. 25 (1972), the government undertakes only to provide a professionally qualified advocate wholly independent of the government. It is the independence from governmental control as to how the assigned task is to be performed that is crucial. The advocate, as an officer of the court which issued the commission to practice, owes an obligation to the court to repudiate any external effort to direct how the obligations to the client are to be carried out. The obligations owed by the attorney to the client are defined by the professional codes, not by the governmental entity from which the defense advocate’s compensation is derived. Disciplinary Rule 5-107 (B) of the ABA Code of Professional Responsibility* succinctly states the rule:
*328“(B) A lawyer shall not permit a person who recommends, employs, or pays him to render legal services for another to direct or regulate his professional judgment in rendering such legal services.”
Moreover, it is elementary that every advocate has an obligation to eschew proceedings considered to be professionally improper or irresponsible. Once counsel in this case reached a considered judgment on the merits of the claim sought to be put forward, her actions were consistent with the highest traditions of the Bar.
See, e. g., ABA Code Of Professional Responsibility, Canon 5 (1976): “A Lawyer Should Exercise Independent Professional Judgment on Behalf of a Client.” Ethical Consideration 5-1 explains this Canon:
“The professional judgment of a lawyer should be exercised, within the bounds of the law, solely for the benefit of his client and free of compromising influences and loyalties. Neither his personal interests, the interests of other clients, nor the desires of third persons should be permitted to dilute his loyalty to his client.”
See also ABA Standards for Criminal Justice, The Prosecution Function, Ch. 3, The Defense Function, Ch. 4 (2d ed. 1980).
Justice Blackmun,
dissenting.
One perhaps should be particularly circumspect when he finds himself in solitary dissent. See Commissioner v. “Americans United” Inc., 416 U. S. 752, 763 (1974) (dissenting opinion). On careful reflection, however, I am convinced that my position is a valid one, and I therefore set forth my views in opposition to those of the Court.
When a full-time state employee, working in an office fully funded and extensively regulated by the State and acting to fulfill a state obligation, violates a person’s constitutional rights, the Court consistently has held that the employee acts “under color of” state law, within the meaning and reach of 42 U. S. C. § 1983. Because I conclude that the Court’s decision in this case is contrary to its prior rulings on the meaning of “under color of” state law, and because the Court charts new territory by adopting a functional test in determining liability under the statute, I respectfully dissent.
I
The Court holds for the first time today that a government official’s “employment relationship” is no more than a “relevant factor” in determining whether he acts under color of state law within the meaning of § 1983. Ante, at 321. Only *329last Term, in Parrott v. Taylor, 451 U. S. 527 (1981), the Court noted that defendant-prison officials unquestionably satisfied the under-color-of-state-law requirement because they “were, after all, state employees in positions of considerable authority.” Id., at 535-536. Thus began, and ended, the Court’s discussion of the color-of-law question in that case. As in Taylor, the county employee sued in this action presumptively acts under color of state law. See also Flagg Bros., Inc. v. Brooks, 436 U. S. 149, 157, n. 5 (1978).
The definition of “under color of” state law relied upon by the Court here and articulated in United States v. Classic, 313 U. S. 299 (1941), requires that the defendants in a § 1983 action have committed the challenged acts “in the course of their performance of duties” and have misused power “possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law . . . .” Id., at 325-326. See also Screws v. United States, 325 U. S. 91, 110 (1945) (plurality opinion).
Respondent’s allegations place this case squarely within both components of that definition. Respondent challenges action taken by petitioner Shepard, a full-time county employee, while acting in her official capacity and while exercising her responsibilities pursuant to Iowa law. See generally Iowa Code §§336A.3.2, 336A.6 (1981). The Court implicitly concedes that the Offender Advocate’s assignment of Shepard to handle respondent’s appeal was action under color of law. But the Court then fails to recognize that it was by virtue of that assignment that Shepard had the authority to represent respondent and to seek permission to withdraw as his counsel, thereby allegedly violating his constitutional rights. The authority of a privately retained attorney to represent his clients is derived from the client’s selection of the lawyer. A public defender’s power, however, is possessed by virtue of the State’s selection of the attorney and his official employment.
*330The Court insists that public defenders, unlike other state employees, are free from state control because they are not subject to administrative direction — both because ethical standards require that their professional judgment not be sacrificed to the interests of their employers and because the State is obligated to provide indigent defendants with independent advocates.1 This distinction ignores both precedent and reality. The Court long has held that a state official acts under color of law when the State does not authorize, or even know of, his conduct. See, e. g., Adickes v. S. H. Kress & Co., 398 U. S. 144, 152 (1970); Monroe v. Pape, 365 U. S. 167 (1961). That the State did not instruct Shepard to withdraw from respondent’s case is therefore irrelevant to the question whether she acted under color of state law in so doing.
Moreover, the present case is indistinguishable from Estelle v. Gamble, 429 U. S. 97 (1976). There the Court held that a prison doctor’s deliberate indifference to a prisoner’s medical needs is prohibited by the Eighth Amendment and may be the subject of a § 1983 claim. The prisoner’s § 1983 *331complaint in Gamble stated claims against Dr. Gray in his capacity both as medical director for the Texas Department of Corrections and as treating physician. Gray was sued because he allegedly had given the plaintiff substandard medical care — the doctor’s duty to the public and his custodial and supervisory functions were not at issue.2 If the Court had determined that Gray acted under color of state law only in his capacity as a custodian and administrator, it would have dismissed the claims against him for want of subject-matter jurisdiction, rather than on the merits.
The Court today holds that a public defender cannot act under color of state law because of his independent ethical obligations to his client. Yet Gamble cannot be distinguished on this ground. An individual physician has a professional and ethical obligation to his patient just as an attorney has to his client. Like a public defender, an institutional doctor’s responsibilities to a patient may conflict with institutional policies and practices. Moreover, Dr. Gray was fulfilling the State’s duty to supply medical care to prison inmates; similarly, the public defender is dedicated to satisfying the State’s obligation to provide representation to indigent defendants. Finally, like respondent, who had no say in the selection of Shepard as his attorney, inmate Gamble had no role in the choice of Gray as his doctor. The Gamble Court did not find that color of state law evaporated in the face of a professional’s independent ethical obligations. I cannot see why this case is different.
As is demonstrated by the pervasive involvement of the county in the operations of the Offender Advocate’s Office, *332the Court, in my view, unduly minimizes the influence that the government actually has over the public defender. The public defender is not merely paid by the county; he is totally dependent financially on the County Board of Supervisors, which fixes the compensation for the public defender and his staff and provides the office with equipment and supplies. See Iowa Code §§336A.5, 336A.9 (1981).
The Board likewise is statutorily empowered to determine “indigency” and to prescribe the number of assistant attorneys and other staff members considered necessary for the public defender. See §§336A.4, 336A.5. The county’s control over the size of and funding for the public defender’s office, as well as over the number of potential clients, effectively dictates the size of an individual attorney’s caseload and influences substantially the amount of time the attorney is able to devote to each case. The public defender’s discretion in handling individual cases — and therefore his ability to provide effective assistance to his clients — is circumscribed to an extent not experienced by privately retained attorneys. See, e. g., Robinson v. Bergstrom, 579 F. 2d 401, 402-403 (CA7 1978) (public defender delayed five and one-half years in filing appellate brief because of “an error in his judgment regarding his caseload,” which was 600 to 900 cases per year). Similarly, authority over the appointment of the public defender and his staff, see Iowa Code §§336A.3, 336A.5 (1981), gives the State substantial influence over the quality of the representation indigents receive.
In addition, the public defender is directed to file an annual report with the judges of the district court of any county he serves, the State’s Attorney General, and each county’s Board of Supervisors, setting forth in detail all cases handled by the defender’s office during the preceding year. §336A. 8. This requirement suggests that the government has some supervisory control over the public defender’s office, or at least that the public defender will be wary of antagonizing the officials to whom he must report, and to *333whom he owes his appointment and the very existence of the office. See §§336A.3, 336A.1. And surely the public defender’s staff must conform to whatever policies and regulations the office or the State imposes, including those aimed at ensuring the effectiveness of representation. In this case, for example, while the county may not have directed petitioner Shepard to withdraw from respondent’s case,3 it certainly could have established general guidelines describing the factors a public defender should consider in determining which appeals are frivolous and the proper treatment of such appeals.4
On the basis of the Court’s opinion in Estelle v. Gamble, 429 U. S. 97 (1976), and the county’s pervasive involvement with the Offender Advocate’s Office in this case, I necessarily conclude that the presumption that a state employee acts *334under color of state law when exercising his official duties is not overridden by the public defender’s ethical obligations to his client.5
II
Although holding that petitioner Shepard may not be held liable under § 1983 for withdrawing from respondent’s appeal, the Court limits its ruling to cases where the public defender performs “a lawyer’s traditional functions as counsel to a defendant in a criminal proceeding.” Ante, at 325. The Court appears to concede that a public defender may act under color of state law when performing unspecified administrative and investigative functions, or even when acting as an advocate — if his conduct is “nontraditional,” or if the plaintiff pleads and proves that the State influenced the attorney’s representation. See ante, at 325, and n. 19, and 322. These attempts to draw distinctions based on function are unconvincing.
*335The Court never before has held that a government employee acts under color of state law while performing some of his official duties but not while performing others. The Court drew no such distinctions in Estelle v. Gamble, supra, although it could have adopted the Court’s approach today and held that an institutional physician acts under color of state law when acting in his custodial and administrative roles, but not when treating a patient. I can only conclude that the Court creates this artificial distinction in order to avoid a conflict with Branti v. Finkel, 445 U. S. 507 (1980), where the Court did not pause to question whether the defendant-public defender acted under color of state law.
Imbler v. Pachtman, 424 U. S. 409 (1976), cited by the Court, ante, at 325, does not support such line-drawing. Based on policy considerations that are inapplicable here, see n. 8, infra, the Court held in Imbler that the prosecutor enjoys absolute immunity for actions taken in his role as an advocate. The Court refused to decide, however, whether the same policies require immunity for prosecutors acting in their administrative or investigative roles. Not only did the Imbler Court therefore fail to endorse the functional test adopted here, but it pointed to the difficulties it foresaw in implementing such a test. See 424 U. S., at 431, n. 33.
*336Moreover, the question of immunity — what type of affirmative defense is to be afforded a state official sued under § 1983 — is completely different from the issue whether an employee acts under color of state law — a determination that goes to a federal court’s subject-matter jurisdiction over a complaint. If a defendant does not act under color of state law, a federal court has no power to entertain a § 1983 complaint against him. The immunity doctrine, which is based on common-law traditions and policy considerations, is a defense that must be pleaded and is not relevant to a court’s power to consider the case. Even officials protected by absolute immunity act under color of state law, and Imbler did not indicate to the contrary; in fact, absolute immunity protects a prosecutor from § 1983 liability only as long as his actions are within the scope of the immunity. See Imbler, 424 U. S., at 419, n. 13. The Court nowhere suggested in Imbler that the functional test could properly be used in any other context.
The Court also disclaims any intent to disturb cases in which public defenders have been prosecuted under the criminal counterpart of §1983, 18 U. S. C. §242, for extorting payment from clients’ friends or relatives, ante, at 325, n. 19, citing United States v. Senak, 477 F. 2d 304 (CA7), cert. denied, 414 U. S. 856 (1973), apparently because the Court does not consider such conduct a “traditional” function of an attorney.6 Yet the Court of Appeals’ holding in Senak that the attorney acted under color of law is inconsistent with the *337Court’s line-drawing here.7 As the final loophole, the Court apparently leaves open the possibility that an indigent defendant could plead and prove that the State so influenced the public defender assigned to his case as to make the public defender liable under § 1983. See ante, at 322. What type of state intervention is sufficient, and how a plaintiff is supposed to allege such facts before discovery, are not specified.
In essence, the Court appears to be holding a public defender exempt from § 1983 liability only when the alleged injury is ineffective assistance of counsel. Not only is it disturbing to see the Court adopt a hierarchy of constitutional rights for purposes of § 1983 actions, but such an approach will be extremely difficult to implement. I envision the Court’s functional analysis as having one of two results— both, in my view, unfortunate. If the federal courts in effect adopt a per se rule and dismiss all § 1983 complaints against public defenders, the most egregious behavior by a public defender, even if unquestionably the result of pressures by the State, will not be cognizable under § 1983. Alternatively, the courts may attempt diligently to implement the Court’s ruling and dismiss only those § 1983 claims based on the public defender’s “traditional” functions as an advocate. The outcome then, I fear, will be lengthy and involved hearings on the merits to determine whether the court has subject-matter jurisdiction — the very result the Court wishes to avoid.
hH I — I
I am sympathetic with the Court’s desire to protect public defenders, who represent indigent defendants in good faith, from a §1983 suit by every dissatisfied client. But the Court’s concern for public defender programs — and its seeming hostility to the merits of respondent’s claims, see ante, at 323-324, and n. 17 — do not justify the approach taken by the *338Court today. To recognize that public defenders act under color of state law would not transform every legal malpractice into a constitutional violation. Cf. Estelle v. Gamble, 429 U. S., at 106-106. Presumably, some immunity would be provided public defenders sued under § 1983.8 The Court always has seen fit before to rely on immunity and the procedures available for dismissing meritless complaints in order to protect state officials. See, e. g., Butz v. Economou, 438 U. S. 478, 507-508 (1978); cf. Ferri v. Ackerman, 444 U. S. 193, 200, n. 17 (1979). I would do the same here.
I would affirm the judgment of the Court of Appeals.
The Court also says that a public defender’s ethical duties and obligations are the same as those of a privately retained lawyer and concludes that the public defender serves “essentially a private function ... for which state office and authority are not needed.” Ante, at 319. The fact that a state official’s role is parallel to one in the private sector, however, has never before deterred the Court from holding that the former is action under color of state law. Section 1983 is meant to proscribe certain actions by state officials even though identical conduct by private persons is not included within the statute’s scope. Cf. Estelle v. Gamble, 429 U. S. 97 (1976); see also Griffin v. Maryland, 378 U. S. 130, 135 (1964) (“If an individual is possessed of state authority and purports to act under that authority, his action is state action. It is irrelevant that he might have taken the same action had he acted in a purely private capacity. . .”). Although Griffin involved “state action” under the Fourteenth Amendment, “state action” and “under color of state law” have consistently been treated as incorporating identical requirements. See n. 5, infra.
Similarly, in O’Connor v. Donaldson, 422 U. S. 563 (1975), the defendant, a psychiatrist and superintendent of a state mental hospital, was not sued for actions taken pursuant to his responsibilities to protect the public; the evidence clearly showed that the plaintiff was hospitalized for reasons other than dangerousness to himself and others. See id., at 567-568, 574, n. 9.
Reasoning that §1983 claims may not be based on the doctrine of respondeat superior, the Court concludes that respondent has not stated a claim against the Offender Advocate, Polk County, or the County Board of Supervisors. See ante, at 325-327. I agree with the Court of Appeals, however, that respondent did allege that these defendants had “established and layed [sic] out the ground rules” for the public defender’s office and had “authorize[d] [petitioner Shepard] to act in the manner prescribed in [the] complaint. . . .” App. 5. Respondent also alleged that other public defenders in the Offender Advocate’s Office had acted in the same manner as had Shepard, and he challenged the “process” by which the office represented indigents. Id., at 13. Although respondent did not point to any particular official policy pursuant to which Shepard had acted in withdrawing from his case, his general allegations of the existence of such a policy, “however inartfully pleaded, are sufficient to call for the opportunity to offer supporting evidence.” Haines v. Kerner, 404 U. S. 519, 520 (1972). If respondent is unable to substantiate his claims, the complaint, of course, may be dismissed on a motion for summary judgment.
This pervasive state control over public defenders distinguishes them from court-appointed attorneys, who are not state officials, who have control over their own caseloads and representations, who depend on the State only for a fee, and with whom the State has no real day-to-day involvement.
Although I find the Court’s precedents on the definition of “under color of” state law persuasive here, I also draw support from the Court’s discussions of state action under the Fourteenth Amendment. I find no basis for the Court’s intimation, ante, at 322, n. 12, that the two doctrines incorporate different requirements. See United States v. Price, 383 U. S. 787, 794, n. 7 (1966). To the extent that the Court has analyzed the two concepts separately, it has done so in § 1983 suits against private actors. In Flagg Bros., Inc. v. Brooks, 436 U. S. 149, 157, n. 5 (1978), the Court observed: “Of course, where the defendant is a public official, the two elements of a § 1983 action merge. ‘The involvement of a state official . . . plainly provides the state action essential to show a direct violation of petitioner’s Fourteenth Amendment. . . rights, whether or not the actions of the [officer] were officially authorized, or lawful.’ Adickes v. S. H. Kress & Co., 398 U. S. 144, 152 (1970) (citations omitted).” (Ellipses in original.)
The principles articulated in Burton v. Wilmington Parking Authority, 365 U. S. 715 (1961), for discerning state action in the conduct of a private party are therefore helpful by way of analogy. First, the public defender’s office “constitute^ a physically and financially integral and, indeed, indispensable part of the State’s plan,” id., at 723-724, to fulfill its constitutional obligation to provide representation to indigents. Second, the relation*335ship between the State and the public defender is a symbiotic one: the State is able to satisfy its responsibility to supply counsel to defendants, and the public defender is gainfully employed. Finally, the State is responsible for the public defender’s office and can attempt to ensure that clients receive effective assistance of counsel, for example, by hiring qualified personnel, providing sufficient funding, and enforcing strict standards of competence. In cases of ineffective assistance by public defenders, then, it may be said that the State “has not only made itself a party to the [representation], but has elected to place its power, property and prestige behind [the public defender’s action]. The State has so far insinuated itself into a position of interdependence with [the attorney] that it must be recognized as a joint participant in the challenged activity . . . .” Id., at 725.
Again, the Court’s hand is forced somewhat by precedent — even those officials afforded absolute immunity from civil damages under § 1983 are susceptible to prosecution under §242 for the willful violation of civil rights. See Imbler v. Pachtman, 424 U. S. 409, 429 (1976). The Court has consistently held that the two provisions incorporate the same under-color-of-state-law requirement. See, e. g., Adickes v. S. H. Kress & Co., 398 U. S. 144, 152, n. 7 (1970); United States v. Price, 383 U. S., at 794, n. 7.
In Senate the Court of Appeals held that a public defender’s demand for compensation from a client was made “ostensibly by virtue of [the attor*338ney’s] appointment ‘backed by the power of the state,’ ” and that his official position “gave him the opportunity to make the demands and clothed him with the authority of the state in so doing.” 477 F. 2d, at 308. Similarly, in this case, petitioner Shepard’s authority to withdraw from respondent’s case was derived from her “appointment ‘backed by the power of the state’ her official position “gave her the opportunity” to act so as allegedly to violate respondent’s constitutional rights.
1 do not discuss this issue in detail because the Court does not reach it, but I assume that public defenders should be afforded qualified immunity. Absolute immunity has been extended only to those in positions that have a common-law history of immunity. See, e. g., Pierson v. Ray, 386 U. S. 547, 554-555 (1967). Moreover, public defenders’ jobs do not subject them to conflicting responsibilities to a number of constituencies so that absolute immunity is necessary to ensure principled decisionmaking; in fact, the threat of § 1983 claims by dissatisfied clients may provide additional incentive for competent performance of a public defender’s duties. See Ferri v. Ackerman, 444 U. S. 193, 203-204 (1979).
8.2.5 Dennis v. Sparks 8.2.5 Dennis v. Sparks
DENNIS v. SPARKS et al., dba SIDNEY A. SPARKS, TRUSTEE
No. 79-1186.
Argued October 8, 1980
Decided November 17, 1980
Finley L. Edmonds argued the cause and filed a brief for petitioner.
Garland F. Smith argued the cause and filed a brief for respondents *
Briefs of amid curiae urging reversal were filed by Jim Smith, Attorney General, and Gerald B. Curington, Assistant Attorney General, for the State of Florida; and by Mark White, Attorney General, John W. Fainter, Jr., First Assistant Attorney General, Ted L. Hartley, Executive Assistant Attorney General, and Laura S. Martin and Lonny F. Zwiener, Assistant Attorneys General, for the State of Texas.
Suzanne M. Lynn filed a brief for the American Civil Liberties Union as amicus curiae urging affirmance.
Justice White
delivered the opinion of the Court.
In January 1973, a judge of the 229th District Court of Duval County, Tex., enjoined the production of minerals from certain oil leases owned by respondents. In June 1975, the injunction was dissolved by an appellate court as having been illegally issued. Respondents then filed a complaint in the United States District Court purporting to state a cause of action for damages under 42 U. S. C. § 1983. 1 Defendants were the Duval County Ranch Co., Inc., which had obtained the injunction, the sole owner of the corporation, the judge who entered the injunction, and the two individual *26 sureties on the injunction bond, one of whom is now petitioner in this Court. Essentially, the claim was that the injunction had been corruptly issued as the result of a conspiracy between the judge and the other defendants, thus causing a deprivation of property, i. e., two years of oil production, without due process of law.
All defendants moved to dismiss, the judge asserting judicial immunity and the other defendants urging dismissal for failure to allege action “under color” of state law, a necessary component of a § 1983 cause of action. The District Court concluded that because the injunction was a judicial act within the jurisdiction of the state court, the judge was immune from liability in a § 1983 suit, whether or not the injunction had issued as the result of a corrupt conspiracy. Relying on Haldane v. Chagnon, 345 F. 2d 601 (CA9 1965), the District Court also ruled that with the dismissal of the judge the remaining defendants could not be said to have conspired under color of state law within the meaning of § 1983. The action against them was accordingly dismissed “for failure to state a claim upon which relief can be granted.”
In a per curiam opinion, a panel of the Court of Appeals for the Fifth Circuit affirmed, agreeing that the judge was immune from suit and that because “the remaining defendants, who are all private citizens, did not conspire with any person against whom a valid § 1983 suit can be stated,” Sparks v. Duval County Ranch Co., 588 F. 2d 124, 126 (1979), existing authorities in the Circuit required dismissal of the claims against these defendants as well. 2 The case was reconsidered en banc, prior Circuit authority was overruled and the District Court judgment was reversed insofar as it had dismissed claims against the defendants other than the judge. Sparks v. Duval County Ranch Co., 604 F. 2d *27 976 (1979). The court ruled that there was no good reason in law, logic, or policy for conferring immunity on private persons who persuaded the immune judge to exercise his jurisdiction corruptly. Because the judgment below was inconsistent with the rulings of other Courts of Appeals 3 and involves an important issue, we granted the petition for certiorari. 445 U. S. 942. We now affirm.
Based on the doctrine expressed in Bradley v. Fisher, 13 Wall. 335 (1872), this Court has consistently adhered to the rule that “judges defending against § 1983 actions enjoy absolute immunity from damages liability for acts performed in their judicial capacities. Pierson v. Ray, 386 U. S. 547 (1967); Stump v. Sparkman, 435 U. S. 349 (1978).” Supreme Court of Virginia v. Consumers Union, 446 U. S. 719, 734-735 (1980). The courts below concluded that the judicial immunity doctrine required dismissal of the § 1983 action against the judge who issued the challenged injunction, and as the case comes to us, the judge has been properly dismissed from the suit on immunity grounds. It does not follow, however, that the action against the private parties accused of conspiring with the judge must also be dismissed.
As the Court of Appeals correctly understood our cases to hold, to act “under color of” state law for § 1983 purposes does not require that the defendant be an officer of the State. It is enough that he is a willful participant in joint action with the State or its agents. Private persons, jointly engaged *28 with state officials in the challenged action, are acting “under color” of law for purposes of § 1983 actions. Adickes v. S. H. Kress & Co., 398 U. S. 144, 152 (1970); United States v. Price, 383 U. S. 787, 794 (1966). 4 Of course, merely resorting to the courts and being on the winning side of a lawsuit does not make a party a co-conspirator or a joint actor with the judge. But here the allegations were that an official act of the defendant judge was the product of a corrupt conspiracy involving bribery of the judge. Under these allegations, the private parties conspiring with the judge were acting under color of state law; and it is of no consequence in this respect that the judge himself is immune from damages liability. Immunity does not change the character of the, judge’s action or that of his co-conspirators. 5 Indeed, his *29 immunity is dependent on the challenged conduct being an official judicial act within his statutory jurisdiction, broadly construed. Stump v. Sparkman, 435 U. S. 349, 356 (1978); Bradley v. Fisher, supra, at 352, 357. Private parties who corruptly conspire with a judge in connection with such conduct are thus acting under color of state law within the meaning of § 1983 as it has been construed in our prior cases. The complaint in this case was not defective for failure to allege that the private defendants were acting under color of state law, and the Court of Appeals was correct in rejecting its prior case authority to the contrary.
Petitioner nevertheless insists that unless he is held to have an immunity derived from that of the judge, the latter’s official immunity will be seriously eroded. We are unpersuaded. The immunities of state officials that we have recognized for purposes of § 1983 are the equivalents of those that were recognized at common law, Owen v. City of Independence, 445 U. S. 622, 637-638 (1980); Imbler v. Pachtman, 424 U. S. 409, 417 (1976); Pierson v. Ray, 386 U. S. 547, 554 (1967), and the burden is on the official claiming immunity to demonstrate his entitlement. Cf. Buts v. Economou, 438 U. S. 478, 506 (1978). Thus, in Owen v. City of Independence, supra, a municipality’s claim that it could assert the immunity of its officers and agents in a § 1983 damages action was rejected since there was no basis for such a right at common law. Here, petitioner has pointed to nothing indicating that, historically, judicial immunity insulated from damages liability those private persons who corruptly conspire with the judge. 6
In Gravel v. United States, 408 U. S. 606 (1972), we recognized that the Speech or Debate Clause conferred im *30 munity upon a Senator’s aide as well as the Senator, but only in those situations where the conduct of the aide would be a protected legislative act if performed by the Senator himself. Id., at 618. Here, there could be no claim that petitioner or any of the other private parties was actually performing a judicial act or was in any sense an official aide of the judge. Not surprisingly, petitioner does not argue that judges must conspire with private parties in order that judicial duties may be properly accomplished.
It is urged that if petitioner and other private co-conspirators of the judge are to be subject to § 1983 damages actions and if a case such as this is to go to trial, the charge of conspiracy and judicial corruption will necessarily be aired and decided, the consequence being that the judge, though not a party and immune from liability, will be heavily involved, very likely as a witness forced to testify about and defend his judicial conduct. It is true that, based on the Speech or Debate Clause, we have held that Members of Congress need not respond to questions about their legislative acts, Gravel v. United States, supra, at 616-617; and, in general, the scope of state legislative immunity for purposes of § 1983 has been patterned after immunity under the Speech or Debate Clause. Supreme Court of Virginia v. Consumers Union, 446 U. S., at 732-734. But there is no similar constitutionally based privilege immunizing judges from being required to testify about their judicial conduct in third-party litigation. Nor has any demonstration been made that historically the doctrine of judicial immunity not only protected the judge from liability but also excused him from responding as a witness when his co-conspirators are sued. Even if the judge were excused from testifying, it would not follow that actions against private parties must be dismissed.
Of course, testifying takes time and energy that otherwise might be devoted to judicial duties; and, if cases such as this *31 survive initial challenge and go to trial, the judge’s integrity and that of the judicial process may be at stake in such cases. But judicial immunity was not designed to insulate the judiciary from all aspects of public accountability. Judges are immune from § 1983 damages actions, but they are subject to criminal prosecutions as are other citizens. O’Shea v. Littleton, 414 U. S. 488, 503 (1974). Neither are we aware of any rule generally exempting a judge from the normal obligation to respond as a witness when he has information material to a criminal or civil proceeding. 7 Cf. United States v. Nixon, 418 U. S. 683, 705-707 (1974).
Judicial immunity arose because it was in the public interest to have judges who were at liberty to exercise their independent judgment about the merits of a case without fear of being mulcted for damages should an unsatisfied litigant be able to convince another tribunal that the judge acted not only mistakenly but with malice and corruption. Pierson v. Ray, supra, at 554; Bradley v. Fisher, 13 Wall., at 349, 350, n. ‡. In terms of undermining a judge’s independence and his judicial performance, the concern that his conduct will be examined in a collateral proceeding against those with whom he allegedly conspired, a proceeding in which he cannot be held liable for damages and which he need not defend, is not of the same order of magnitude as the prospects of being a defendant in a damages action from complaint to verdict with the attendant possibility of being held liable for damages if the factfinder mistakenly upholds the charge of malice or of a corrupt conspiracy with others. These concerns are not insubstantial, either for the judge or for the public, but we agree with the Court of Appeals that the potential harm to the public from denying immunity to private co-conspirators *32 is outweighed by the benefits of providing a remedy against those private persons who participate in subverting the judicial process and in so doing inflict injury on other persons.
The judgment of the Court of Appeals is
Affirmed.
Title 42 U. S. C. § 1983 provides:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
Slavin v. Curry, 574 F. 2d 1256 (1978); Perez v. Borchers, 567 F. 2d 285 (1978); Humble v. Foreman, 563 F. 2d 780 (1977); Hill v. McClellan, 490 F. 2d 859 (1974); Guedry v. Ford, 431 F. 2d 660 (1970).
Kurz v. Michigan, 548 F. 2d 172 (CA6 1977); Hozo v. Geltz, 537 F. 2d 747 (CA3 1976); Hansen v. Ahlgrimm, 520 F. 2d 768 (CA7 1975); Sykes v. California, 497 F. 2d 197 (CA9 1974). See also Haldane v. Chagnon, 345 F. 2d 601, 604-605 (CA9 1965); but see Briley v. California, 564 F. 2d 849, 858, n. 10 (CA9 1977). The Court of Appeals for the First Circuit has for some time held the present views of the Fifth Circuit. Slotnick v. Staviskey, 560 F. 2d 31 (1977); Kermit Construction Cory. v. Banco Credito y Ahorro Ponceno, 547 F. 2d 1 (1976). The Court of Appeals for the Eighth Circuit has recently agreed. White v. Bloom, 621 F. 2d 276 (1980).
In this respect, our holding in Adickes v. S. H. Kress & Co. was as follows:
“The involvement of a state official in such a conspiracy plainly provides the state action essential to show a direct violation of petitioner’s Fourteenth Amendment equal protection rights, whether or not the actions of the police were officially authorized, or lawful; Monroe v. Pape, 365 U. S. 167 (1961); see United States v. Classic, 313 U. S. 299, 326 (1941); Screws v. United States, 325 U. S. 91, 107-111 (1945); Williams v. United States, 341 U. S. 97, 99-100 (1951). Moreover, a private party involved in such a conspiracy, even though not an official of the State, can be liable under § 1983. ‘Private persons, jointly engaged with state officials in the prohibited action, are acting “under color” of law for purposes of the statute. To act “under color” of law does not require that the accused be an officer of the State. It is enough that he is a willful participant in joint activity with the State or its agents,’ United States v. Price, 383 U. S. 787, 794 (1966).” 398 U. S., at 152. (Footnote omitted.)
Title 18 U. S. C. § 242, the criminal analog of § 1983, also contains a color-of-state-law requirement ^nd we have interpreted the color-of-state-law requirement in these sections coextensively. Adickes v. S. H. Kress & Co., supra, at 152, n. 7. A state judge can be found criminally liable under § 242 although that judge may be immune from damages under § 1983. See Imbler v. Pachtman, 424 U. S. 409, 429 (1976); O’Shea v. Littleton, 414 U. S. 488, 503 (1974). In either case, the judge has acted under color of state law.
Insofar as the immunity issue is concerned, it is interesting to note that petitioner observes that he would not be immune in the Texas courts, even if the judge is. Brief for Petitioner 28.
Whether the federal courts should be especially alert to avoid undue interference with the state judicial system flowing from demands upon state judges to appear as witnesses need not be addressed at this time.
8.2.6 West v. Atkins 8.2.6 West v. Atkins
WEST v. ATKINS
No. 87-5096.
Argued March 28, 1988
Decided June 20, 1988
Adam Stein argued the cause for petitioner. With him on the brief was Richard E. Giroux.
Jacob L. Safron, Special Deputy Attorney General of North Carolina, argued the cause for respondent. With him on the brief was Lacy H. Thornburg, Attorney General. *
Briefs of amici curiae urging reversal were filed for the American Civil Liberties Union Foundation et al. by John Poivell, Norman Smith, Elizabeth Alexander, Edward I. Koren, and Alvin J. Bronstein; and for the American Public Health Association by William J. Rold.
Justice Blackmun
delivered the opinion of the Court.
This case presents the question whether a physician who is under contract with the State to provide medical services to inmates at a state-prison hospital on a part-time basis acts “under color of state law,” within the meaning of 42 U. S. C. § 1983, when he treats an inmate.
Petitioner, Quincy West, tore his left Achilles tendon in 1983 while playing volleyball at Odom Correctional Center, the Jackson, N. C., state prison in which he was incarcerated. A physician under contract to provide medical care to Odom inmates examined petitioner and directed that he be *44transferred to Raleigh for orthopedic consultation at Central Prison Hospital, the acute-care medical facility operated by the State for its more than 17,500 inmates. Central Prison Hospital has one full-time staff physician, and obtains additional medical assistance under “Contracts for Professional Services” between the State and area physicians.
Respondent, Samuel Atkins, M. D., a private physician, provided orthopedic services to inmates pursuant to one such contract. Under it, Doctor Atkins was paid approximately $52,000 annually to operate two “clinics” each week at Central Prison Hospital, with additional amounts for surgery.1 Over a period of several months, he treated West’s injury by placing his leg in a series of casts. West alleges that although the doctor acknowledged that surgery would be necessary, he refused to schedule it, and that he eventually discharged West while his ankle was still swollen and painful, and his movement still impeded. Because West was a prisoner in “close custody,” he was not free to employ or elect to see a different physician of his own choosing.2
*45Pursuant to 42 U. S. C. § 1983,3 West, proceeding pro se, commenced this action against Doctor Atkins4 in the United States District Court for the Eastern District of North Carolina for violation of his Eighth Amendment right to be free from cruel and unusual punishment.5 West alleged that Atkins was deliberately indifferent to his serious medical needs, by failing to provide adequate treatment.
Relying on a decision of its controlling court in Calvert v. Sharp, 748 F. 2d 861 (CA4 1984), cert. denied, 471 U. S. 1132 (1985), the District Court granted Doctor Atkins’ motion for summary judgment. In Calvert, the Fourth Circuit held that a private orthopedic specialist, employed by a nonprofit professional corporation which provided services under contract to the inmates at the Maryland House of Corrections *46and the Maryland Penitentiary, did not act “under color of state law,” a jurisdictional requisite for a § 1983 action. Because Doctor Atkins was a “contract physician,” the District Court concluded that he, too, was not acting under color of state law when he treated West’s injury. App. 37.
A panel of the United States Court of Appeals for the Fourth Circuit vacated the District Court’s judgment. 799 F. 2d 923 (1986). Rather than considering if Calvert could be distinguished, the panel remanded the case to the District Court for an assessment whether the record permitted a finding of deliberate indifference to a serious medical need, a showing necessary for West ultimately to prevail on his Eighth Amendment claim. See Estelle v. Gamble, 429 U. S. 97, 104 (1976).
On en banc rehearing, however, a divided Court of Appeals affirmed the District Court’s dismissal of West’s complaint. 815 F. 2d 993 (1987). In declining to overrule its decision in Calvert, the majority concluded:
“Thus the clear and practicable principle enunciated by the Supreme Court [in Polk County v. [Dodson,] 454 U. S. 312 (1981)], and followed in Calvert, is that a professional, when acting within the bounds of traditional professional discretion and judgment, does not act under color of state law, even where, as in Dodson, the professional is a full-time employee of the state. Where the professional exercises custodial or supervisory authority, which is to say that he is not acting in his professional capacity, then a § 1983 claim can be established, provided the requisite nexus to the state is proved.” 815 F. 2d, at 995 (footnote omitted).
The Court of Appeals acknowledged that this rule limits “the range of professionals subject to an Estelle action.” Ibid.6
*47The dissent in the Court of Appeals offered three grounds for holding that service rendered by a prison doctor— whether a permanent member of a prison medical staff, or under limited contract with the prison — constitutes action under color of state law for purposes of § 1983. First, the dissent concluded that prison doctors are as much “state actors” as are other prison employees, finding no significant difference between Doctor Atkins and the physician-employees assumed to be state actors in Estelle, and in O’Connor v. Donaldson, 422 U. S. 563 (1975). See 815 F. 2d, at 997-998. Second, the dissent concluded that the “public function” rationale applied because, in the prison context, medical care is within “the exclusive prerogative of the State,” in that the State is obligated to provide medical services for its inmates and has complete control over the circumstances and sources of a prisoner’s medical treatment. Id., at 998-999, citing Blum v. Yaretsky, 457 U. S. 991, 1011 (1982). Finally, the dissent reasoned that the integral role the prison physician plays within the prison medical system qualifies his actions as under color of state law. 815 F. 2d, at 999, citing United States v. Price, 383 U. S. 787, 794 (1966) (“[W]illful participant in joint activity with the State or its agents” may be liable under §1983); Lugar v. Edmondson Oil Co., 457 U. S. 922, 931-932 (1982); and Tower v. Glover, 467 U. S. 914 (1984).
The Fourth Circuit’s ruling conflicts with decisions of the Court of Appeals for the Eleventh Circuit, Ancata v. Prison Health Services, Inc., 769 F. 2d 700 (1985), and Ort v. Pinchback, 786 F. 2d 1105 (1986), which are to the effect that a physician who contracts with the State to provide medical care to prison inmates, even if employed by a private entity, acts under color of state law for purposes of §1983.7 We *48granted certiorari to resolve the conflict. 484 U. S. 912 (1987).
II
To state a claim under § 1983, a plaintiff must allege the violation of a right secured by the Constitution and laws of the United States, and must show that the alleged deprivation was committed by a person acting under color of state law. Parratt v. Taylor, 451 U. S. 527, 535 (1981) (overruled in part on other grounds, Daniels v. Williams, 474 U. S. 327, 330-331 (1986)); Flagg Bros., Inc. v. Brooks, 436 U. S. 149, 155 (1978). Petitioner West sought to fulfill the first requirement by alleging a violation of his rights secured by the Eighth Amendment under Estelle v. Gamble, 429 U. S. 97 (1976). There the Court held that deliberate indifference to a prisoner’s serious medical needs, whether by a prison doctor or a prison guard, is prohibited by the Eighth Amendment. Id., at 104-105. The adequacy of West’s allegation and the sufficiency of his showing on this element of his § 1983 cause of action are not contested here.8 The only issue be*49fore us is whether petitioner has established the second essential element — that respondent acted under color of state law in treating West’s injury.
A
The traditional definition of acting under color of state law requires that the defendant in a § 1983 action have exercised power “possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law.” United States v. Classic, 313 U. S. 299, 326 (1941). Accord, Monroe v. Pape, 365 U. S. 167, 187 (1961) (adopting Classic standard for purposes of § 1983) (overruled in part on other grounds, Monell v. New York City Dept. of Social Services, 436 U. S. 658, 695-701 (1978)); Polk County v. Dodson, 454 U. S. 312, 317-318 (1981); id., at 329 (dissenting opinion). In Lugar v. Edmondson Oil Co., supra, the Court made clear that if a defendant’s conduct satisfies the state-action requirement of the Fourteenth Amendment, “that conduct [is] also action under color of state law and will support a suit under § 1983.” Id., at 935. Accord, Rendell-Baker v. Kohn, 457 U. S. 830, 838 (1982); United States v. Price, 383 U. S., at 794, n. 7. In such circumstances, the defendant’s alleged infringement of the plaintiff’s federal rights is “fairly attributable to the State.” Lugar, 457 U. S., at 937.
To constitute state action, “the deprivation must be caused by the exercise of some right or privilege created by the State ... or by a person for whom the State is responsible,” and “the party charged with the deprivation must be a person who may fairly be said to be a state actor.” Ibid. “[S]tate employment is generally sufficient to render the defendant a state actor.” Id., at 936, n. 18; see id., at 937. It is firmly *50established that a defendant in a § 1983 suit acts under color of state law when he abuses the position given to him by the State. See Monroe v. Pape, 365 U. S., at 172. Thus, generally, a public employee acts under color of state law while acting in his official capacity or while exercising his responsibilities pursuant to state law. See, e. g., Parratt v. Taylor, 451 U. S., at 535-536; Adickes v. S. H. Kress & Co., 398 U. S. 144, 152 (1970). See also Flagg Bros., Inc. v. Brooks, 436 U. S., at 157, n. 5.
Indeed, Polk County v. Dodson, relied upon by the Court of Appeals, is the only case in which this Court has determined that a person who is employed by the State and who is sued under § 1983 for abusing his position in the performance of his assigned tasks was not acting under color of state law. The Court held that “a public defender does not act under color of state law when performing a lawyer’s traditional functions as counsel to a defendant in a criminal proceeding.” 454 U. S., at 325. In this capacity, the Court noted, a public defender differs from the typical government employee and state actor. While performing his duties, the public defender retains all of the essential attributes of a private attorney, including, most importantly, his “professional independence,” which the State is constitutionally obliged to respect. Id., at 321-322. A criminal lawyer’s professional and ethical obligations require him to act in a role independent of and in opposition to the State. Id., at 318-319, 320. The Court accordingly concluded that when representing an indigent defendant in a state criminal proceeding, the public defender does not act under color of state law for purposes of § 1983 because he “is not acting on behalf of the State; he is the State’s adversary.” Id., at 323, n. 13. See also Lugar v. Edmondson Oil Co., 457 U. S., at 936, n. 18.
B
We disagree with the Court of Appeals and respondent that Polk County dictates a conclusion that respondent did *51not act under color of state law in providing medical treatment to petitioner. In contrast to the public defender, Doctor Atkins’ professional and ethical obligation to make independent medical judgments did not set him in conflict with the State and other prison authorities. Indeed, his relationship with other prison authorities was cooperative. “Institutional physicians assume an obligation to the mission that the State, through the institution, attempts to achieve.” Polk County, 454 U. S., at 320. The Manual governing prison health care in North Carolina’s institutions, which Doctor Atkins was required to observe, declares: “The provision of health care is a joint effort of correctional administrators and health care providers, and can be achieved only through mutual trust and cooperation.”9 Similarly, the American Medical Association Standards for Health Services in Prisons (1979) provide that medical personnel and other prison officials are to act in “close cooperation and coordination” in a “joint effort.” Preface, at i; Standard 102, and Discussion. Doctor Atkins’ professional obligations certainly did not oblige him to function as “the State’s adversary.” Polk County, 454 U. S., at 323, n. 13. We thus find the proffered analogy between respondent and the public defender in Polk County unpersuasive.
Of course, the Court of Appeals did not perceive the adversarial role the defense lawyer plays in our criminal justice system as the decisive factor in the Polk County decision. The court, instead, appears to have misread Polk County as establishing the general principle that professionals do not act under color of state law when they act in their professional capacities. The court considered a professional not to be subject to suit under § 1983 unless he was exercising “custodial or supervisory” authority. 815 F. 2d, at 995. To the extent this Court in Polk County relied on the fact that the public defender is a “professional” in concluding that he *52was not engaged in state action, the case turned on the particular professional obligation of the criminal defense attorney to be an adversary of the State, not on the independence and integrity generally applicable to professionals as a class. Indeed, the Court of Appeals’ reading would be inconsistent with cases, decided before and since Polk County, in which this Court either has identified professionals as state actors, see, e. g., Tower v. Glover, 467 U. S. 914 (1984) (state public defenders), or has assumed that professionals are state actors in §1983 suits, see, e. g., Estelle v. Gamble, 429 U. S. 97 (1976) (medical director of state prison who was also the treating physician). See also Youngberg v. Romeo, 457 U. S. 307, 322-323, and n. 30 (1982) (establishing standards to determine whether decisions of “professional” regarding treatment of involuntarily committed can create liability for a due process violation). Defendants are not removed from the purview of § 1983 simply because they are professionals acting in accordance with professional discretion and judgment.10
*53The Court of Appeals’ approach to determining who is subject to suit under §1983, wholeheartedly embraced by respondent, cannot be reconciled with this Court’s decision in Estelle, which demonstrates that custodial and supervisory functions are irrelevant to an assessment whether the particular action challenged was performed under color of state law. In Estelle, the inmate’s Eighth Amendment claim was brought against the physician-employee, Dr. Gray, in his capacity both as treating physician and as medical director of the state prison system. See 429 U. S., at 107. Gray was sued, however, solely on the basis of allegedly substandard medical treatment given to the plaintiff; his supervisory and custodial functions were not at issue. The Court’s opinion did not suggest that Gray had not acted under color of state law in treating the inmate.11 To the contrary, the infer*54ence to be drawn from Estelle is that the medical treatment of prison inmates by prison physicians is state action. The Court explicitly held that “indifference . . . manifested by prison doctors in their response to the prisoner’s needs . . . states a cause of action under § 1983.” Id., at 104-105; see id., at 104, n. 10 (citing with approval Courts of Appeals’ decisions holding prison doctors liable for Eighth Amendment claims brought under § 1983 without mention of supervisory and custodial duties). The Court of Appeals’ rationale would sharply undermine this holding.12
C
We now make explicit what was implicit in our holding in Estelle: Respondent, as a physician employed by North Carolina to provide medical services to state prison inmates, acted under color of state law for purposes of § 1983 when undertaking his duties in treating petitioner’s injury. Such conduct is fairly attributable to the State.
The Court recognized in Estelle: “An inmate must rely on prison authorities to treat his medical needs; if the authorities fail to do so, those needs will not be met.” 429 U. S., at 103. In light of this, the Court held that the State has a constitutional obligation, under the Eighth Amendment, to provide adequate medical care to those whom it has incarcerated. Id., at 104. See also Spicer v. Williamson, 191 N. C. 487, 490, 132 S. E. 291, 293 (1926) (common law requires *55North Carolina to provide medical care to its prison inmates), cited in Estelle, 429 U. S., at 104, n. 9. North Carolina employs physicians, such as respondent, and defers to their professional judgment, in order to fulfill this obligation. By virtue of this relationship, effected by state law, Doctor Atkins is authorized and obliged to treat prison inmates, such as West.13 He does so “clothed with the authority of state law.” United States v. Classic, 313 U. S., at 326. He is “a person who may fairly be said to be a state actor.” Lugar v. Edmondson Oil Co., 457 U. S., at 937. It is only those physicians authorized by the State to whom the inmate may turn. Under state law, the only medical care West could receive for his injury was that provided by the State. If Doctor Atkins misused his power by demonstrating deliberate indifference to West’s serious medical needs, the resultant deprivation was caused, in the sense relevant for state-action inquiry, by the State’s exercise of its right to punish West by incarceration and to deny him a venue independent of the State to obtain needed medical care.
The fact that the State employed respondent pursuant to a contractual arrangement that did not generate the same benefits or obligations applicable to other “state employees” does not alter the analysis. It is the physician’s function within the state system, not the precise terms of his employment, that determines whether his actions can fairly be at*56tributed to the State. Whether a physician is on the state payroll or is paid by contract, the dispositive issue concerns the relationship among the State, the physician, and the prisoner. Contracting out prison medical care does not relieve the State of its constitutional duty to provide adequate medical treatment to those in its custody, and it does not deprive the State’s prisoners of the means to vindicate their Eighth Amendment rights.14 The State bore an affirmative obligation to provide adequate medical care to West; the State delegated that function to respondent Atkins; and respondent voluntarily assumed that obligation by contract.
Nor does the fact that Doctor Atkins’ employment contract did not require him to work exclusively for the prison make him any less a state actor than if he performed those duties as a full-time, permanent member of the state prison medical staff. It is the physician’s function while working for the State, not the amount of time he spends in performance of those duties or the fact that he may be employed by others to perform similar duties, that determines whether he is acting under color of state law.15 In the State’s employ, respondent *57worked as a physician at the prison hospital fully vested with state authority to fulfill essential aspects of the duty, placed on the State by the Eighth Amendment and state law, to provide essential medical care to those the State had incarcerated. Doctor Atkins must be considered to be a state actor.
III
For the reasons stated above, we conclude that respondent’s delivery of medical treatment to West was state action fairly attributable to the State, and that respondent therefore acted under color of state law for purposes of §1983. Accordingly, we reverse the judgment of the Court of Ap*58peals and remand the case for further proceedings consistent with this opinion.
It is so ordered.
Doctor Atkins’ contractual duties included the following: to provide two orthopedic clinics per week; to see all orthopedic and neurological referrals; to perform orthopedic surgery as scheduled; to conduct rounds as often as necessary for his surgical and other orthopedic patients; to coordinate with the Physical Therapy Department; to request the assistance of neurosurgical consultants on spinal surgical cases; and to provide emergency on-call orthopedic services 24 hours per day. His contract required him to furnish two days of professional service each week in fulfillment of these duties. App. 24-25. Atkins also had supervisory authority over Department of Correction nurses and physician’s assistants, who were subject to his orders. Id., at 28.
Apparently, respondent maintained a private practice apart from his work at the prison. Atkins’ submissions on his motion for summary judgment, however, do not reflect the extent of his nonprison practice or the extent to which he depended upon the prison work for his livelihood.
North Carolina law bars all but minimum-security prisoners from exercising an option to go outside the prison and obtain medical care of their choice at their own expense or funded by family resources or private health insurance. See North Carolina Division of Prisons Health Care Procedure *45Manual §§ 710.1-710.2 (1980), App. to Brief for Petitioner 15a-16a (promulgated pursuant to 5 N. C. Admin. Code §02E.0203 (1987) and N. C. Gen. Stat. §§ 148-11, 148-19 (1987)). Petitioner is not a minimum-security prisoner.
Section 1983 provides in relevant part:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any.citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
Doctor Atkins is represented here by the Attorney General of North Carolina. By statute, the State provides for representation and protection from liability for any person who provides medical services to inmates and who is sued pursuant to § 1983. See N. C. Gen. Stat. § 143-300.7 (1987). The State has informed its contract physicians, however, that it will not provide them with representation and indemnification in malpractice actions.
West also named as defendants James B. Hunt, then Governor of the State of North Carolina, and Rae McNamara, Director of the Division of Prisons of the North Carolina Department of Correction. The District Court’s dismissal of West’s claims against Hunt and McNamara was affirmed on appeal. See 815 F. 2d 993, 996 (CA4 1987). West has not pursued his actions against those defendants before this Court.
In addition, the Court of Appeals rejected petitioner’s contention that the provision of medical services to inmates is an “exclusive state function.” The court explained: “Decisions made in the day-to-day rendering of medical services by a physician are not the kind of decisions traditionally *47and exclusively made by the sovereign for and on behalf of the public.” Id., at 996, n. 2, citing Blum v. Yaretsky, 457 U. S. 991, 1012 (1982).
In their resolution of § 1983 eases, other Courts of Appeals implicitly have concluded that prison physicians act under color of state law when *48treating incarcerated persons. See, e. g., Miranda v. Munoz, 770 F. 2d 255 (CA1 1985) (upholding jury verdict in § 1983 action against physician under contract with State to work eight hours per week at jail); Norris v. Frame, 585 F. 2d 1183 (CA3 1978) (pretrial detainee’s § 1983 claim against, among others, a prison physician); Murrell v. Bennett, 615 F. 2d 306 (CA5 1980) (reinstating inmate’s § 1983 action against state prison physician); Byrd v. Wilson, 701 F. 2d 592 (CA6 1983) (reinstating § 1983 action against medical staff, including two physicians, at state penitentiary); Duncan v. Duckworth, 644 F. 2d 653 (CA7 1981) (allowing § 1983 action against prison hospital administrator to proceed until identity of responsible members of medical staff was determined); Kelsey v. Ewing, 652 F. 2d 4 (CA8 1981) (upholding § 1983 action against contract physician at state prison).
In his brief and at oral argument, respondent insisted that West had failed to state a cause of action under Estelle. He maintains that petitioner’s allegations “amount to no more than a claim of medical malpractice” or “a negligence based claim,” which, under Estelle, 429 U. S., 105-106, are not sufficient to make out a claim of cruel and unusual punishment. No court has undertaken the necessary factfinding, let aldhe-passed upon this Eighth Amendment issue. We decline to address it here *49in the first instance, particularly in light of settled doctrine that we avoid constitutional questions whenever possible. See Spector Motor Service, Inc. v. McLaughlin, 323 U. S. 101, 105 (1944); Jean v. Nelson, 472 U. S. 846, 854 (1985).
North Carolina Division of Prisons Health Care Procedure Manual § 100.5. See App. to Brief for Petitioner 8a.
We do not suggest that this factor is entirely irrelevant to the state-action inquiry. Where the issue is whether a private party is engaged in activity that constitutes state action, it may be relevant that the challenged activity turned on judgments controlled by professional standards, where those standards are not established by the State. The Court has held that “a State normally can be held responsible for a private decision only when it has exercised coercive power or has provided such significant encouragement, either overt or covert, that the choice must in law be deemed to be that of the State. ” Blum v. Yaretsky, 457 U. S., at 1004 (decisions of physicians and administrators of privately owned and operated nursing home to transfer Medicaid patients not state action); Rendell-Baker v. Kohn, 457 U. S. 830, 840 (1982) (discharge decisions of privately owned and operated school not state action). In both Blum and Rendell-Baker, the fact that the private entities received state funding and were subject to state regulation did not, without more, convert their conduct into state action. See Blum v. Yaretsky, 457 U. S., at 1004; Rendell-Baker v. Kohn, 457 U. S., at 840-843. The Court suggested that the private party’s challenged decisions could satisfy the state-action requirement if they were made on the basis of some rule of decision for which the State is responsible. The Court found, however, that the decisions were based on independent pro*53fessional judgments and were not subject to state direction. Thus, the requisite “nexus” to the State was absent;
This determination cannot be transformed into the proposition that no person acts under color of state law where he is exercising independent. professional judgment. “[T]he exercise of . . . independent professional judgment,” is not, as the Court of Appeals suggested, “the primary test.” 815 F. 2d, at 995, n. 1. And Blum and Rendell-Baker provide no support for respondent’s argument that a physician, employed by the State to fulfill the State’s constitutional obligations, does not act under color of state law merely because he renders medical care in accordance with professional obligations.
The Court of Appeals, in our view, misunderstood this Court’s Polk County discussion of O’Connor v. Donaldson, 422 U. S. 563 (1975), and Estelle v. Gamble, 429 U. S. 97 (1976). We observed that O’Connor involved claims against a psychiatrist who served as the superintendent at a state mental hospital, and that Estelle involved a physician who was the medical director of the Texas Department of Corrections and the chief medical officer of a prison hospital. Polk County, 454 U. S., at 320. The Court made these observations, however, in the context of contrasting the role of the public defender with that of the physicians in response to the argument that state employment alone is sufficient to fulfill the under-color-of-state-law requirement. See id., at 319-320. We agree with the dissent in the Court of Appeals that the Court discussed these facts “in order to highlight the cooperative relationship between the doctors and the *54state and thus the absence of an adversarial relationship akin to that existing between public defenders and the state.” 815 F. 2d, at 997-998. See Polk County, 454 U. S., at 320 (“Institutional physicians assume an obligation to the mission that the State, through the institution, attempts to achieve”). Nothing in the Court’s opinion stands for the proposition that a prison physician must be acting in a custodial or supervisory function in order to act under color of state law.
Furthermore, it would greatly diminish the meaning of a prisoner’s Eighth Amendment right, since few of those with supervisory and custodial functions are likely to be involved directly in patient care. And § 1983 liability is not available under the doctrine of respondeat superior. Monell v. New York City Dept. of Social Services, 436 U. S. 658, 690-695 (1978).
By statute, the North Carolina Department of Correction is required to provide health services to its prisoners. N. C. Gen. Stat. § 148-19 (1987). In compliance with the statute, state regulations charge the Director, Division of Prisons, with the responsibility of providing each prisoner the services necessary to maintain basic health. 5 N. C. Admin. Code §02E.0201 (1987). State regulations provide that the delivery of health services at each facility is the responsibility of the prison administrator, who must designate a specific health authority “who is charged with the responsibility to provide health services to that facility.” § 02E.0202. Pursuant to these provisions, Doctor Atkins was employed by the Director, Division of Prisons, and was paid by the State, to provide orthopedic services to the State’s prisoners.
As the dissent in the Court of Appeals explained, if this were the basis for delimiting § 1983 liability, “the state will be free to contract out all services which it is constitutionally obligated to provide and leave its citizens with no means for vindication of those rights, whose protection has been delegated to ‘private’ actors, when they have been denied.” 815 F. 2d, at 998.
Contrary to respondent’s intimations, the fact that a state employee’s role parallels one in the private sector is not, by itself, reason to conclude that the former is not acting under color of state law in performing his duties. “If an individual is possessed of state authority and purports to act under that authority, his action is state action. It is irrelevant that he might have taken the same action had he acted in a purely private capacity _” Griffin v. Maryland, 378 U. S. 130, 135 (1964).
Moreover, although the provision of medical services is a function traditionally performed by private individuals, the context in which respondent performs these services for the State (quite apart from the source of remuneration) distinguishes the relationship between respondent and West from the ordinary physician-patient relationship. Cf. Polk County, 454 *57U. S., at 318. Respondent carried out his duties at the state prison within the prison hospital. That correctional setting, specifically designed to be removed from the community, inevitably affects the exercise of professional judgment. Unlike the situation confronting free patients, the non-medical functions of prison life inevitably influence the nature, timing, and form of medical care provided to inmates' such as West. By regulation, matters of medical health involving clinical judgment are the prison physician’s “sole province.” 5 N. C. Admin. Code §02E.0204 (1987). These same regulations, however, require respondent to provide medical services “in keeping with the security regulations of the facility.” Ibid. The record is undeveloped as to the specific limitations placed on respondent by the state prison system. But studies of prison health care, and simple common sense, suggest that his delivery of medical care was not unaffected by the fact that the State controlled the circumstances and sources of a prisoner’s medical treatment. For one thing, the State’s financial resources are limited. Further, prisons and jails are inherently coercive institutions that for security reasons must exercise nearly total control over their residents’ lives and the activities within their confines; general schedules strictly regulate work, exercise, and diet. These factors can, and most often do, have a significant impact on the provision of medical services in prisons. See generally Neisser, Is There a Doctor in the Joint? The Search for Constitutional Standards for Prison Health Care, 63 Va. L. Rev. 921, 936-946 (1977) (describing the institutional effects on the delivery of health care services in prisons); M. Wishart & N. Dubler, Health Care in Prisons, Jails and Detention Centers: Some Legal and Ethical Dilemmas 4 (1983) (“[T]he delivery of medical services in the nation’s prisons and jails is beset with problems and conflicts which are virtually unknown to other health care services”).
Justice Scalia,
concurring in part and concurring in the judgment.
I agree with the opinion of the Court that respondent acted under color of state law for purposes of § 1988. I do not believe that a doctor who lacks supervisory or other penological duties can inflict “punishment” within the meaning of that term in the Eighth Amendment. Cf. Johnson v. Glick, 481 F. 2d 1028, 1031-1032 (CA2) (Friendly, J.), cert. denied sub nom. John v. Johnson, 414 U. S. 1033 (1973). I am also of the view, however, that a physician who acts on behalf of the State to provide needed medical attention to a person involuntarily in state custody (in prison or elsewhere) and prevented from otherwise obtaining it, and who causes physical harm to such a person by deliberate indifference, violates the Fourteenth Amendment’s protection against the deprivation of liberty without due process. See Youngberg v. Romeo, 457 U. S. 307, 315, 324 (1982) (dictum); see generally Daniels v. Williams, 474 U. S. 327, 331 (1986); Ingraham v. Wright, 430 U. S. 651, 672-674, and n. 41 (1977); Rochin v. California, 342 U. S. 165, 169-174 (1952); Johnson, supra, at 1032-1033. I note that petitioner’s pro se complaint merely claimed violation of his rights, and it is the courts that have specified which constitutional provision confers those rights.
8.3 Federal Officer Liability 8.3 Federal Officer Liability
8.3.1 Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics 8.3.1 Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics
403 U.S. 388 (1971)
Mr. Justice BRENNAN delivered the opinion of the Court.
The Fourth Amendment provides that:
The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated. * * *
In Bell v. Hood, 327 U.S. 678, 66 S.Ct. 773, 90 L.Ed. 939 (1946), we reserved the question whether violation of that command by a federal agent acting under color of his authority gives rise to a cause of action for damages consequent upon his unconstitutional conduct. Today we hold that it does.
This case has its origin in an arrest and search carried out on the morning of November 26, 1965. Petitioner’s complaint alleged that on that day respondents, agents of the Federal Bureau of Narcotics acting under claim of federal authority, entered his apartment and arrested him for alleged narcotics violations. The agents manacled petitioner in front of his wife and children, and threatened to arrest the entire family. They searched the apartment from stem to stern. Thereafter, petitioner was taken to the federal courthouse in Brooklyn, where he was interrogated, booked, and subjected to a visual strip search.
On July 7, 1967, petitioner brought suit in Federal District Court. In addition to the allegations above, his complaint asserted that the arrest and search were effected without a warrant, and that unreasonable force was employed in making the arrest; fairly read, it alleges as well that the arrest was made without probable cause. Petitioner claimed to have suffered great humiliation, embarrassment, and mental suffering as a result of the agents’ unlawful conduct, and sought $15,000 damages from each of them. The District Court, on respondents’ motion, dismissed the complaint on the ground, inter alia, that it failed to state a cause of action. 276 F.Supp. 12 (EDNY 1967). The Court of Appeals, one judge concurring specially, affirmed on that basis. 409 F.2d 718 (CA2 1969). We granted certiorari. 399 U.S. 905, 90 S.Ct. 2203, 26 L.Ed.2d 559 (1970). We reverse.
I
Respondents do not argue that petitioner should be entirely without remedy for an unconstitutional invasion of his rights by federal agents. In respondents' view, however, the rights that petitioner asserts—primarily rights of privacy—are creations of state and not of federal law. Accordingly, they argue, petitioner may obtain money damages to redress invasion of these rights only by an action in tort, under state law, in the state courts. In this scheme the Fourth Amendment would serve merely to limit the extent to which the agents could defend the state law tort suit by asserting that their actions were a valid exercise of federal power: if the agents were shown to have violated the Fourth Amendment, such a defense would be lost to them and they would stand before the state law merely as private individuals. Candidly admitting that it is the policy of the Department of Justice to remove all such suits from the state to the federal courts for decision, respondents nevertheless urge that we uphold dismissal of petitioner’s complaint in federal court, and remit him to filing an action in the state courts in order that the case may properly be removed to the federal court for decision on the basis of state law.
We think that respondents’ thesis rests upon an unduly restrictive view of the Fourth Amendment’s protection against unreasonable searches and seizures by federal agents, a view that has consistently been rejected by this Court. Respondents seek to treat the relationship between a citizen and a federal agent unconstitutionally exercising his authority as no different from the relationship between two private citizens. In so doing, they ignore the fact that power, once granted, does not disappear like a magic gift when it is wrongfully used. An agent acting—albeit unconstitutionally—in the name of the United States possesses a far greater capacity for harm than an individual trespasser exercising no authority other than his own. Cf. Amos v. United States, 255 U.S. 313, 317, 41 S.Ct. 266, 267–268, 65 L.Ed. 654 (1921); United States v. Classic, 313 U.S. 299, 326, 61 S.Ct. 1031, 1043, 85 L.Ed. 1368 (1941). Accordingly, as our cases make clear, the Fourth Amendment operates as a limitation upon the exercise of federal power regardless of whether the State in whose jurisdiction that power is exercised would prohibit or penalize the identical act if engaged in by a private citizen. It guarantees to citizens of the United States the absolute right to be free from unreasonable searches and seizures carried out by virtue of federal authority. And ‘where federally protected rights have been invaded, it has been the rule from the beginning that courts will be alert to adjust their remedies so as to grant the necessary relief.’ Bell v. Hood, 327 U.S., at 684, 66 S.Ct., at 777 (footnote omitted); see Bemis Bros. Bag Co. v. United States, 289 U.S. 28, 36, 53 S.Ct. 454, 457, 77 L.Ed. 1011 (1933) (Cardozo, J.); The Western Maid, 257 U.S. 419, 433, 42 S.Ct. 159, 161, 66 L.Ed. 299 (1922) (Holmes, J.).
First. Our cases have long since rejected the notion that the Fourth Amendment proscribes only such conduct as would, if engaged in by private persons, be condemned by state law. Thus in Gambino v. United States, 275 U.S. 310, 48 S.Ct. 137, 72 L.Ed. 293 (1927), petitioners were convicted of conspiracy to violate the National Prohibition Act on the basis of evidence seized by state police officers incident to petitioners’ arrest by those officers solely for the purpose of enforcing federal law. Id. at 314, 48 S.Ct., at 137–138. Notwithstanding the lack of probable cause for the arrest, id. at 313, 48 S.Ct., at 137, it would have been permissible under state law if effected by private individuals. It appears, moreover, that the officers were under direction from the Governor to aid in the enforcement of federal law. Id. at 315–317, 48 S.Ct., at 138. Accordingly, if the Fourth Amendment reached only to conduct impermissible under the law of the State, the Amendment would have had no application to the case. Yet this Court held the Fourth Amendment applicable and reversed petitioners’ convictions as having been based upon evidence obtained through an unconstitutional search and seizure. Similarly, in Byars v. United States, 273 U.S. 28, 47 S.Ct. 248, 71 L.Ed. 520 (1927), the petitioner was convicted on the basis of evidence seized under a warrant issued, without probable cause under the Fourth Amendment, by a state court judge for a state law offense. At the invitation of state law enforcement officers, a federal prohibition agent participated in the search. This Court explicitly refused to inquire whether the warrant was ‘good under the state law * * * since in no event could it constitute the basis for a federal search and seizure.’ Id. at 29, 47 S.Ct., at 248 (emphasis added). And our recent decisions regarding electronic surveillance have made it clear beyond peradventure that the Fourth Amendment is not tied to the niceties of local trespass laws. Katz v. United States, 389 U.S. 347, 88 S.Ct. 507, 19 L.Ed.2d 576 (1967); Berger v. New York, 388 U.S. 41, 87 S.Ct. 1873, 18 L.Ed.2d 1040 (1967); Silverman v. United States, 365 U.S. 505, 511, 81 S.Ct. 679, 682–683, 5 L.Ed.2d 734 (1961). In light of these cases, respondents’ argument that the Fourth Amendment serves only as a limitation on federal defenses to a state law claim, and not as an independent limitation upon the exercise of federal power, must be rejected.
Second. The interests protected by state laws regulating trespass and the invasion of privacy, and those protected by the Fourth Amendment’s guarantee against unreasonable searches and seizures, may be inconsistent or even hostile. Thus, we may bar the door against an unwelcome private intruder, or call the police if he persists in seeking entrance. The availability of such alternative means for the protection of privacy may lead the State to restrict imposition of liability for any consequent trespass. A private citizen, asserting no authority other than his own, will not normally be liable in trespass if he demands, and is granted, admission to another’s house. See W. Prosser, The Law of Torts § 18, pp. 109–110 (3d ed., 1964); 1 F. Harper & F. James, The Law of Torts § 1.11 (1956). But one who demands admission under a claim of federal authority stands in a far different position. Cf. Amos v. United States, 255 U.S. 313, 317, 41 S.Ct. 266, 267–268, 65 L.Ed. 654 (1921). The mere invocation of federal power by a federal law enforcement official will normally render futile any attempt to resist an unlawful entry or arrest by resort to the local police; and a claim of authority to enter is likely to unlock the door as well. See Weeks v. United States, 232 U.S. 383, 386, 34 S.Ct. 341, 342, 58 L.Ed. 652 (1914); Amos v. United States, supra. ‘In such cases there is no safety for the citizen, except in the protection of the judicial tribunals, for rights which have been invaded by the officers of the government, professing to act in its name. There remains to him but the alternative of resistance, which may amount to crime.’ United States v. Lee, 106 U.S. 196, 219, 1 S.Ct. 240, 259, 27 L.Ed. 171 (1882). Nor is it adequate to answer that state law may take into account the different status of one clothed with the authority of the Federal Government. For just as state law may not authorize federal agents to violate the Fourth Amendment, Byars v. United States, supra; Weeks v. United States, supra; In re Ayers, 123 U.S. 443, 507, 8 S.Ct. 164, 183–184, 31 L.Ed. 216 (1887), neither may state law undertake to limit the extent to which federal authority can be exercised. In re Neagle, 135 U.S. 1, 10 S.Ct. 658, 34 L.Ed. 55 (1890). The inevitable consequence of this dual limitation on state power is that the federal question becomes not merely a possible defense to the state law action, but an independent claim both necessary and sufficient to make out the plaintiff’s cause of action. Cf. International Brotherhood of Boilermakers, etc. v. Hardeman, 401 U.S. 233, 241, 91 S.Ct. 609, 28 L.Ed.2d 10 (1971).
Third. That damages may be obtained for injuries consequent upon a violation of the Fourth Amendment by federal officials should hardly seem a surprising proposition. Historically, damages have been regarded as the ordinary remedy for an invasion of personal interests in liberty. See Nixon v. Condon, 286 U.S. 73, 52 S.Ct. 484, 76 L.Ed. 984 (1932); Nixon v. Herndon, 273 U.S. 536, 540, 47 S.Ct. 446, 71 L.Ed. 759 (1927); Swafford v. Templeton, 185 U.S. 487, 22 S.Ct. 783, 46 L.Ed. 1005 (1902); Wiley v. Sinkler, 179 U.S. 58, 21 S.Ct. 17, 45 L.Ed. 84 (1900); J. Landynski, Search and Seizure and the Supreme Court 28 et seq. (1966); N. Lasson, History and Development of the Fourth Amendment to the United States Constitution 43 et seq. (1937); Katz, The Jurisprudence of Remedies: Constitutional Legality and the Law of Torts in Bell v. Hood, 117 U. Pa. L. Rev. 1, 8–33 (1968); cf. West v. Cabell, 153 U.S. 78, 14 S.Ct. 752, 38 L.Ed. 643 (1894); Lammon v. Feusier, 111 U.S. 17, 4 S.Ct. 286, 28 L.Ed. 337 (1884). Of course, the Fourth Amendment does not in so many words provide for its enforcement by an award of money damages for the consequences of its violation. But ‘it is * * * well settled that where legal rights have been invaded, and a federal statute provides for a general right to sue for such invasion, federal courts may use any available remedy to make good the wrong done.’ Bell v. Hood, 327 U.S., at 684, 66 S.Ct., at 777 (footnote omitted). The present case involves no special factors counseling hesitation in the absence of affirmative action by Congress. We are not dealing with a question of ‘federal fiscal policy,’ as in United States v. Standard Oil Co., 332 U.S. 301, 311, 67 S.Ct. 1604, 1609–1610, 91 L.Ed. 2067 (1947). In that case we refused to infer from the Government–soldier relationship that the United States could recover damages from one who negligently injured a soldier and thereby caused the Government to pay his medical expenses and lose his services during the course of his hospitalization. Noting that Congress was normally quite solicitous where the federal purse was involved, we pointed out that ‘the United States (was) the party plaintiff to the suit. And the United States has power at any time to create the liability.’ Id. at 316, 67 S.Ct., at 1612; see United States v. Gilman, 347 U.S. 507, 74 S.Ct. 695, 98 L.Ed. 898 (1954). Nor are we asked in this case to impose liability upon a congressional employee for actions contrary to no constitutional prohibition, but merely said to be in excess of the authority delegated to him by the Congress. Wheeldin v. Wheeler, 373 U.S. 647, 83 S.Ct. 1441, 10 L.Ed.2d 605 (1963). Finally, we cannot accept respondents’ formulation of the question as whether the availability of money damages is necessary to enforce the Fourth Amendment. For we have here no explicit congressional declaration that persons injured by a federal officer's violation of the Fourth Amendment may not recover money damages from the agents, but must instead be remitted to another remedy, equally effective in the view of Congress. The question is merely whether petitioner, if he can demonstrate an injury consequent upon the violation by federal agents of his Fourth Amendment rights, is entitled to redress his injury through a particular remedial mechanism normally available in the federal courts. Cf. J.I. Case Co. v. Borak, 377 U.S. 426, 433, 84 S.Ct. 1555, 1560, 12 L.Ed.2d 423 (1964); Jacobs v. United States, 290 U.S. 13, 16, 54 S.Ct. 26, 27–28, 78 L.Ed. 142 (1933). ‘The very essence of civil liberty certainly consists in the right of every individual to claim the protection of the laws, whenever he receives an injury.’ Marbury v. Madison, 1 Cranch 137, 163, 2 L.Ed. 60 (1803). Having concluded that petitioner’s complaint states a cause of action under the Fourth Amendment, supra, at 2001–2004, we hold that petitioner is entitled to recover money damages for any injuries he has suffered as a result of the agents’ violation of the Amendment.
II
In addition to holding that petitioner’s complaint had failed to state facts making out a cause of action, the District Court ruled that in any event respondents were immune from liability by virtue of their official position. 276 F.Supp., at 15. This question was not passed upon by the Court of Appeals, and accordingly we do not consider it here. The judgment of the Court of Appeals is reversed and the case is remanded for further proceedings consistent with this opinion.
So ordered.
Judgment reversed and case remanded.
Mr. Justice HARLAN, concurring in the judgment.
My initial view of this case was that the Court of Appeals was correct in dismissing the complaint, but for reasons stated in this opinion I am now persuaded to the contrary. Accordingly, I join in the judgment of reversal.
Petitioner alleged, in his suit in the District Court for the Eastern District of New York, that the defendants, federal agents acting under color of federal law, subjected him to a search and seizure contravening the requirements of the Fourth Amendment. He sought damages in the amount of $15,000 from each of the agents. Federal jurisdiction was claimed, inter alia, under 28 U.S.C. § 1331(a) which provides:
The district courts shall have original jurisdiction of all civil actions wherein the matter in controversy exceeds the sum or value of $10,000, exclusive of interest and costs, and arises under the Constitution, laws, or treaties of the United States.
The District Court dismissed the conplaint for lack of federal jurisdiction under 28 U.S.C. s 1331(a) and failure to state a claim for which relief may be granted. 276 F.Supp. 12 (EDNY 1967). On appeal, the Court of Appeals concluded, on the basis of this Court’s decision in Bell v. Hood, 327 U.S. 678, 66 S.Ct. 773, 90 L.Ed. 939 (1946), that petitioner’s claim for damages did ‘(arise) under the Constitution’ within the meaning of 28 U.S.C. § 1331(a); but the District Court’s judgment was affirmed on the ground that the complaint failed to state a claim for which relief can be granted. 409 F.2d 718 (CA2 1969).
In so concluding, Chief Judge Lumbard’s opinion reasoned, in essence, that: (1) the framers of the Fourth Amendment did not appear to contemplate a ‘wholly new federal cause of action founded directly on the Fourth Amendment,’ id. at 721, and (2) while the federal courts had power under a general grant of jurisdiction to imply a federal remedy for the enforcement of a constitutional right, they should do so only when the absence of alternative remedies renders the constitutional command a ‘mere form of words.’ Id. at 723. The Government takes essentially the same position here. Brief for Respondents 4–5. And two members of the Court add the contention that we lack the constitutional power to accord Bivens a remedy for damages in the absence of congressional action creating ‘a federal cause of action for damages for an unreasonable search in violation of the Fourth Amendment.’ Opinion of Mr. Justice BLACK, post, at 2020; see also opinion of THE CHIEF JUSTICE, post, at 2015, 2017.
For the reasons set forth below, I am of the opinion that federal courts do have the power to award damages for violation of ‘constitutionally protected interests’ and I agree with the Court that a traditional judicial remedy such as damages is appropriate to the vindication of the personal interests protected by the Fourth Amendment.
I
I turn first to the contention that the constitutional power of federal courts to accord Bivens damages for his claim depends on the passage of a statute creating a ‘federal cause of action.’ Although the point is not entirely free of ambiguity, I do not understand either the Government or my dissenting Brothers to maintain that Bivens’ contention that he is entitled to be free from the type of official conduct prohibited by the Fourth Amendment depends on a decision by the State in which he resides to accord him a remedy. Such a position would be incompatible with the presumed availability of federal equitable relief, if a proper showing can be made in terms of the ordinary principles governing equitable remedies. See Bell v. Hood, 327 U.S. 678, 684, 66 S.Ct. 773, 776–777, 90 L.Ed. 939 (1946). However broad a federal court's discretion concerning equitable remedies, it is absolutely clear—at least after Erie R. Co. v. Tompkins, 304 U.S. 64, 58 S.Ct. 817, 82 L.Ed. 1188 (1938)—that in a nondiversity suit a federal court's power to grant even equitable relief depends on the presence of a substantive right derived from federal law. Compare Guaranty Trust Co. v. York, 326 U.S. 99, 105–107, 65 S.Ct. 1464, 1467–1469, 89 L.Ed. 2079 (1945), with Holmberg v. Armbrecht, 327 U.S. 392, 395, 66 S.Ct. 582, 584, 90 L.Ed. 743 (1946). See also H. Hart & H. Wechsler, The Federal Courts and the Federal System 818–819 (1953).
Thus the interest which Bivens claims—to be free from official conduct in contravention of the Fourth Amendment—is a federally protected interest. See generally Katz, The Jurisprudence of Remedies: Constitutional Legality and the Law of Torts in Bell v. Hood, 117 U. Pa. L. Rev. 1, 33–34 (1968). Therefore, the question of judicial power to grant Bivens damages is not a problem of the ‘source’ of the ‘right’; instead, the question is whether the power to authorize damages as a judicial remedy for the vindication of a federal constitutional right is placed by the Constitution itself exclusively in Congress’ hands.
II
The contention that the federal courts are powerless to accord a litigant damage for a claimed invasion of his federal constitutional rights until Congress explicitly authorizes the remedy cannot rest on the notion that the decision to grant compensatory relief involves a resolution of policy considerations not susceptible of judicial discernment. Thus, in suits for damages based on violations of federal statutes lacking any express authorization of a damage remedy, this Court has authorized such relief where, in its view, damages are necessary to effectuate the congressional policy underpinning the substantive provisions of the statute. J.I. Case Co. v. Borak, 377 U.S. 426, 84 S.Ct. 1555, 12 L.Ed.2d 423 (1964); Tunstall v. Brotherhood of Locomotive Firemen & Enginemen, 323 U.S. 210, 213, 65 S.Ct. 235, 237, 89 L.Ed. 187 (1944). Cf. Wyandotte Transportation Co. v. United States, 389 U.S. 191, 201–204, 88 S.Ct. 379, 385–387, 19 L.Ed.2d 407 (1967).
If it is not the nature of the remedy which is thought to render a judgment as to the appropriateness of damages inherently ‘legislative,’ then it must be the nature of the legal interest offered as an occasion for invoking otherwise appropriate judicial relief. But I do not think that the fact that the interest is protected by the Constitution rather than statute or common law justifies the assertion that federal courts are powerless to grant damages in the absence of explicit congressional action authorizing the remedy. Initially, I note that it would be at least anomalous to conclude that the federal judiciary—while competent to choose among the range of traditional judicial remedies to implement statutory and common-law policies, and even to generate substantive rules governing primary behavior in furtherance of broadly formulated policies articulated by statute or Constitution, see Textile Workers Union v. Lincoln Mills, 353 U.S. 448, 77 S.Ct. 912, 923, 1 L.Ed.2d 972 (1957); United States v. Standard Oil Co., 332 U.S. 301, 304–311, 67 S.Ct. 1604, 1606–1610, 91 L.Ed. 2067 (1947); Clearfield Trust Co. v. United States, 318 U.S. 363, 63 S.Ct. 573, 87 L.Ed. 838 (1943)—is powerless to accord a damages remedy to vindicate social policies which, by virtue of their inclusion in the Constitution, are aimed predominantly at restraining the Government as an instrument of the popular will.
More importantly, the presumed availability of federal equitable relief against threatened invasions of constitutional interests appears entirely to negate the contention that the status of an interest as constitutionally protected divests federal courts of the power to grant damages absent express congressional authorization. Congress provided specially for the exercise of equitable remedial powers by federal courts, see Act of May 8, 1792, § 2, 1 Stat. 276; C. Wright, Law of Federal Courts 257 (2d ed., 1970), in part because of the limited availability of equitable remedies in state courts in the early days of the Republic. See Guaranty Trust Co. v. York, 326 U.S. 99, 104–105, 65 S.Ct. 1464, 1467–1468, 89 L.Ed. 2079 (1945). And this Court’s decisions make clear that, at least absent congressional restrictions, the scope of equitable remedial discretion is to be determined according to the distinctive historical traditions of equity as an institution, Holmberg v. Armbrecht, 327 U.S. 392, 395–396, 66 S.Ct. 582, 584–585, 90 L.Ed. 743 (1946); Sprague v. Ticonic National Bank, 307 U.S. 161, 165–166, 59 S.Ct. 777, 779–780, 83 L.Ed. 1184 (1939). The reach of a federal district court’s ‘inherent equitable powers,’ Textile Workers Union v. Lincoln Mills, 353 U.S. 448, 460, 77 S.Ct. 912, 919–920, 1 L.Ed.2d 972 (Burton, J., concurring in result), is broad indeed, e.g., Swann v. Charlotte-Mecklenburg Board of Education, 402 U.S. 1, 91 S.Ct. 1267, 28 L.Ed.2d 554 (1971); nonetheless, the federal judiciary is not empowered to grant equitable relief in the absence of congressional action extending jurisdiction over the subject matter of the suit. See Textile Workers Union v. Lincoln Mills, supra, 353 U.S., at 460, 77 S.Ct., at 919—920 (Burton, J., concurring in result); Katz, 117 U. Pa. L. Rev., at 43.
If explicit congressional authorization is an absolute prerequisite to the power of a federal court to accord compensatory relief regardless of the necessity or appropriateness of damages as a remedy simply because of the status of a legal interest as constitutionally protected, then it seems to me that explicit congressional authorization is similarly prerequisite to the exercise of equitable remedial discretion in favor of constitutionally protected interests. Conversely, if a general grant of jurisdiction to the federal courts by Congress is thought adequate to empower a federal court to grant equitable relief for all areas of subject-matter jurisdiction enumerated therein, see 28 U.S.C. § 1331(a), then it seems to me that the same statute is sufficient to empower a federal court to grant a traditional remedy at law. Of course, the special historical traditions governing the federal equity system, see Sprague v. Ticonic National Bank, 307 U.S. 161, 59 S.Ct. 777, 83 L.Ed. 1184 (1939), might still bear on the comparative appropriateness of granting equitable relief as opposed to money damages. That possibility, however, relates, not to whether the federal courts have the power to afford one type of remedy as opposed to the other, but rather to the criteria which should govern the exercise of our power. To that question, I now pass.
III
The major thrust of the Government’s position is that, where Congress has not expressly authorized a particular remedy, a federal court should exercise its power to accord a traditional form of judicial relief at the behest of a litigant, who claims a constitutionally protected interest has been invaded, only where the remedy is ‘essential,’ or ‘indispensable for vindicating constitutional rights.’ Brief for Respondents 19, 24. While this ‘essentially’ test is most clearly articulated with respect to damage remedies, apparently the Government believes the same test explains the exercise of equitable remedial powers. Id. at 17–18. It is argued that historically the Court has rarely exercised the power to accord such relief in the absence of an express congressional authorization and that ‘(i)f Congress had thought that federal officers should be subject to a law different than state law, it would have had no difficulty in saying so, as it did with respect to state officers * * *.’ Id. at 20–21; see 42 U.S.C. § 1983. Although conceding that the standard of determinng whether a damage remedy should be utilized to effectuate statutory policies is one of ‘necessity’ or ‘appropriateness,’ see J. I. Case Co. v. Borak, 377 U.S. 426, 432, 84 S.Ct. 1555, 1559–1560, 12 L.Ed.2d 423 (1964); United States v. Standard Oil Co., 332 U.S. 301, 307, 67 S.Ct. 1604 (1947), the Government contends that questions concerning congressional discretion to modify judicial remedies relating to constitutionally protected interests warrant a more stringent constraint on the exercise of judicial power with respect to this class of legally protected interests. Brief for Respondents at 21–22.
These arguments for a more stringent test to govern the grant of damages in constitutional cases seem to be adequately answered by the point that the judiciary has a particular responsibility to assure the vindication of constitutional interests such as those embraced by the Fourth Amendment. To be sure, ‘it must be remembered that legislatures are ultimate guardians of the liberties and welfare of the people in quite as great a degree as the courts.’ Missouri, Kansas & Texas R. Co. of Texas v. May, 194 U.S. 267, 270, 24 S.Ct. 638, 639, 48 L.Ed. 971 (1904). But it must also be recognized that the Bill of Rights is particularly intended to vindicate the interests of the individual in the face of the popular will as expressed in legislative majorities; at the very least, it strikes me as no more appropriate to await express congressional authorization of traditional judicial relief with regard to these legal interests than with respect to interests protected by federal statutes.
The question then, is, as I see it, whether compensatory relief is ‘necessary’ or ‘appropriate’ to the vindication of the interest asserted. Cf. J. I. Case Co. v. Borak, supra, 377 U.S., at 432, 84 S.Ct., at 1559–1560; United States v. Standard Oil Co., supra, 332 U.S., at 307, 67 S.Ct., at 1607–1608; Hill, Constitutional Remedies, 69 Col. L. Rev. 1109, 1155 (1969); Katz, 117 U. Pa. L. Rev., at 72. In resolving that question, it seems to me that the range of policy considerations we may take into account is at least as broad as the range of a legislature would consider with respect to an express statutory authorization of a traditional remedy. In this regard I agree with the Court that the appropriateness of according Bivens compensatory relief does not turn simply on the deterrent effect liability will have on federal official conduct. Damages as a traditional form of compensation for invasion of a legally protected interest may be entirely appropriate even if no substantial deterrent effects on future official lawlessness might be thought to result. Bivens, after all, has invoked judicial processes claiming entitlement to compensation for injuries resulting from allegedly lawless official behavior, if those injuries are properly compensable in money damages. I do not think a court of law—vested with the power to accord a remedy—should deny him his relief simply because he cannot show that future lawless conduct will thereby be deterred.
And I think it is clear that Bivens advances a claim of the sort that, if proved, would be properly compensable in damages. The personal interests protected by the Fourth Amendment are those we attempt to capture by the notion of ‘privacy’; while the Court today properly points out that the type of harm which officials can inflict when they invade protected zones of an individual’s life are different from the types of harm private citizens inflict on one another, the experience of judges in dealing with private trespass and false imprisonment claims supports the conclusion that courts of law are capable of making the types of judgment concerning causation and magnitude of injury necessary to accord meaningful compensation for invasion of Fourth Amendment rights.
On the other hand, the limitations on state remedies for violation of common-law rights by private citizens argue in favor of a federal damages remedy. The injuries inflicted by officials acting under color of law, while no less compensable in damages than those inflicted by private parties, are substantially different in kind, as the Court’s opinion today discusses in detail. See Monroe v. Pape, 365 U.S. 167, 195, 81 S.Ct. 473, 488, 5 L.Ed.2d 492 (1961) (Harlan, J., concurring). It seems to me entirely proper that these injuries be compensable according to uniform rules of federal law, especially in light of the very large element of federal law which must in any event control the scope of official defenses to liability. See Wheeldin v. Wheeler, 373 U.S. 647, 652, 83 S.,Ct. 1441, 1445–1446, 10 L.Ed.2d 605 (1963); Monroe v. Pape, supra, 365 U.S., at 194–195, 81 S.Ct., at 487–488 (Harlan, J., concurring); Howard v. Lyons, 360 U.S. 593, 79 S.Ct. 1331, 3 L.Ed. 1454 (1959). Certainly, there is very little to be gained from the standpoint of federalism by preserving different rules of liability for federal officers dependent on the State where the injury occurs. Cf. United States v. Standard Oil Co., 332 U.S. 301, 305–311, 67 S.Ct. 1604, 1606–1610, 91 L.Ed. 2067 (1947).
Putting aside the desirability of leaving the problem of federal official liability to the vagaries of common-law actions, it is apparent that some form of damages is the only possible remedy for someone in Bivens’ alleged position. It will be a rare case indeed in which an individual in Bivens’ position will be able to obviate the harm by securing injunctive relief from any court. However desirable a direct remedy against the Government might be as a substitute for individual official liability, the sovereign still remains immune to suit. Finally, assuming Bivens’ innocence of the crime charged, the ‘exclusionary rule’ is simply irrelevant. For people in Bivens’ shoes, it is damages or nothing.
The only substantial policy consideration advanced against recognition of a federal cause of action for violation of Fourth Amendment rights by federal officials is the incremental expenditure of judicial resources that will be necessitated by this class of litigation. There is, however, something ultimately self-defeating about this argument. For if, as the Government contends, damages will rarely be realized by plaintiffs in these cases because of jury hostility, the limited resources of the official concerned, etc., then I am not ready to assume that there will be a significant increase in the expenditure of judicial resources on these claims. Few responsible lawyers and plaintiffs are likely to choose the course of litigation if the statistical chances of success are truly de minimis. And I simply cannot agree with my Brother BLACK that the possibility of ‘frivolous’ claims—if defined simply as claims with no legal merit—warrants closing the courthouse doors to people in Bivens’ situation. There are other ways, short of that, of coping with frivolous lawsuits.
On the other hand, if—as I believe is the case with respect, at least, to the most flagrant abuses of official power—damages to some degree will be available when the option of litigation is chosen, then the question appears to be how Fourth Amendment interests rank on a scale of social values compared with, for example, the interests of stockholders defrauded by misleading proxies. See J. I. Case Co. v. Borak, supra. Judicial resources, I am well aware, are increasingly scarce these days. Nonetheless, when we automatically close the courthouse door solely on this basis, we implicitly express a value judgment on the comparative importance of classes of legally protected interests. And current limitations upon the effective functioning of the courts arising from budgetary inadequacies should not be permitted to stand in the way of the recognition of otherwise sound constitutional principles.
Of course, for a variety of reasons, the remedy may not often be sought. See generally Foote, Tort Remedies for Police Violations of Individual Rights, 39 Minn. L. Rev. 493 (1955). And the countervailing interests in efficient law enforcement of course argue for a protective zone with respect to many types of Fourth Amendment violations. Cf. Barr v. Matteo, 360 U.S. 564, 79 S.Ct. 1335, 3 L.Ed.2d 1434 (1959) (opinion of Harlan, J.). But, while I express no view on the immunity defense offered in the instant case, I deem it proper to venture the thought that at the very least such a remedy would be available for the most flagrant and patently unjustified sorts of police conduct. Although litigants may not often choose to seek relief, it is important, in a civilized society, that the judicial branch of the Nation’s government stand ready to afford a remedy in these circumstances. It goes without saying that I intimate no view on the merits of petitioner's underlying claim.
For these reasons, I concur in the judgment of the Court.
Mr. Chief Justice BURGER, dissenting.
I dissent from today’s holding which judicially creates a damage remedy not provided for by the Constitution and not enacted by Congress. We would more surely preserve the important values of the doctrine of separation of powers—and perhaps get a better result—by recommending a solution to the Congress as the branch of government in which the Constitution has vested the legislative power. Legislation is the business of the Congress, and it has the facilities and competence for that task—as we do not. Professor Thayer, speaking of the limits on judicial power, albeit in another context, had this to say:
And if it be true that the holders of legislative power are careless or evil, yet the constitutional duty of the court remains untouched; it cannot rightly attempt to protect the people, by undertaking a function not its own. On the other hand, by adhering rigidly to its own duty, the court will help, as nothing else can, to fix the spot where responsibility lies, and to bring down on that precise locality the thunderbolt of popular condemnation. * * * For that course—the true course of judicial duty always—will powerfully help to bring the people and their representatives to a sense of their own responsibility.
This case has significance far beyond its facts and its holding. For more than 55 years this Court has enforced a rule under which evidence of undoubted reliability and probative value has been suppressed and excluded from criminal cases whenever it was obtained in violation of the Fourth Amendment. Weeks v. United States, 232 U.S. 383, 34 S.Ct. 341, 58 L.Ed. 652 (1914); Boyd v. United States, 116 U.S. 616, 633, 6 S.Ct. 524, 533, 29 L.Ed. 746 (1886) (dictum). This rule was extended to the States in Mapp v. Ohio, 367 U.S. 643, 81 S.Ct. 1684, 6 L.Ed.2d 1081 (1961). The rule has rested on a theory that suppression of evidence in these circumstances was imperative to deter law enforcement authorities from using improper methods to obtain evidence.
The deterrence theory underlying the suppression doctrine, or exclusionary rule, has a certain appeal in spite of the high price society pays for such a drastic remedy. Notwithstanding its plausibility, many judges and lawyers and some of our most distinguished legal scholars have never quite been able to escape the force of Cardozo’s statement of the doctrine’s anomalous result:
The criminal is to go free because the constable has blundered. * * * A room is searched against the law, and the body of a murdered man is found. * * * The privacy of the home has been infringed, and the murderer goes free.’ People v. Defore, 242 N.Y. 13, 21, 23–24, 150 N.E. 585, 587, 588 (1926).
The plurality opinion in Irvine v. California, 347 U.S. 128, 136, 74 S.Ct. 381, 385, 98 L.Ed. 561 (1954), catalogued the doctrine’s defects:
Rejection of the evidence does nothing to punish the wrong-doing official, while it may, and likely will, release the wrong-doing defendant. It deprives society of its remedy against one lawbreaker because he has been pursued by another. It protects one against whom incriminating evidence is discovered, but does nothing to protect innocent persons who are the victims of illegal but fruitless searches.
From time to time members of the Court, recognizing the validity of these protests, have articulated varying alternative justifications for the suppression of important evidence in a criminal trial. Under one of these alternative theories the rule's foundation is shifted to the ‘sporting contest’ thesis that the government must ‘play the game fairly’ and cannot be allowed to profit from its own illegal acts. Olmstead v. United States, 277 U.S. 438, 469, 471, 48 S.Ct. 564, 569, 570, 72 L.Ed. 944 (1928) (dissenting opinions); see Terry v. Ohio, 392 U.S. 1, 13, 88 S.Ct. 1868, 1875, 20 L.Ed.2d 889 (1968). But the exclusionary rule does not ineluctably flow from a desire to ensure that government plays the ‘game’ according to the rules. If an effective alternative remedy is available, concern for official observance of the law does not require adherence to the exclusionary rule. Nor is it easy to understand how a court can be thought to endorse a violation of the Fourth Amendment by allowing illegally seized evidence to be introduced against a defendant if an effective remedy is provided against the government.
The exclusionary rule has also been justified on the theory that the relationship between the Self-Incrimination Clause of the Fifth Amendment and the Fourth Amendment requires the suppression of evidence seized in violation of the latter. Boyd v. United States, supra, 116 U.S., at 633, 6 S.Ct., at 533 (dictum); Wolf v. Colorado, 338 U.S. 25, 47, 48, 69 S.Ct. 1359, 1368, 93 L.Ed. 1782 (1949) (Rutledge, J., dissenting); Mapp v. Ohio, supra, 367 U.S. at 661–666, 81 S.Ct. at 1694–1697 (Black, J., concurring).
Even ignoring, however, the decisions of this Court that have held that the Fifth Amendment applies only to ‘testimonial’ disclosures, United States v. Wade, 388 U.S. 218, 221–223, 87 S.Ct. 1926, 1929, 18 L.Ed.2d 1149 (1967); Schmerber v. California, 384 U.S. 757, 764 and n. 8, 86 S.Ct. 1826, 1832, 16 L.Ed.2d 908 (1966), it seems clear that the Self-Incrimination Clause does not protect a person from the seizure of evidence that is incriminating. It protects a person only from being the conduit by which the police acquire evidence. Mr. Justice Holmes once put it succinctly, ‘A party is privileged from producing the evidence, but not from its production.’ (Johnson v. United States, 228 U.S. 457, 458, 33 S.Ct. 572, 57 L.Ed. 919 (1913).
It is clear, however, that neither of these thories undergirds the decided cases in this Court. Rather the exclusionary rule has rested on the deterrent rationale—the hope that law enforcement officials would be deterred from unlawful searches and seizures if the illegally seized, albeit trustworthy, evidence was suppressed often enough and the courts persistently enough deprived them of any benefits they might have gained from their illegal conduct.
This evidentiary rule is unique to American jurisprudence. Although the English and Canadian legal systems are highly regarded, neither has adopted our rule. See Martin, The Exclusionary Rule Under Foreign Law—Canada, 52 J.Crim.L.C. & P.S. 271, 272 (1961); Williams, The Exclusionary Rule Under Foreign Law—England, 52 J.Crim.L.C. & P.S. 272 (1961).
I do not question the need for some remedy to give meaning and teeth to the constitutional guarantees against unlawful conduct by government officials. Without some effective sanction, these protections would constitute little more than rhetoric. Beyond doubt the conduct of some officials requires sanctions as cases like Irvine indicate. But the hope that this objective could be accomplished by the exclusion of reliable evidence from criminal trials was hardly more than a wistful dream. Although I would hesitate to abandon it until some meaningful substitute is developed, the history of the suppression doctrine demonstrates that it is both conceptually sterile and practically ineffective in accomplishing its stated objective. This is illustrated by the paradox that an unlawful act against a totally innocent person—such as petitioner claims to be—has been left without an effective remedy, and hence the Court finds it necessary now—55 years later—to construct a remedy of its own.
Some clear demonstration of the benefits and effectiveness of the exclusionary rule is required to justify it in view of the high price it extracts from society—the release of countless guilty criminals. See Allen, Federalism and the Fourth Amendment: A Requiem for Wolf, 1961 Sup. Ct. Rev. 1, 33 n. 172. But there is no empirical evidence to support the claim that the rule actually deters illegal conduct of law enforcement officials. Oaks, Studying the Exclusionary Rule in Search and Seizure, 37 U. Chi. L. Rev. 665, 667 (1970).
There are several reasons for this failure. The rule does not apply any direct sanction to the individual official whose illegal conduct results in the exclusion of evidence in a criminal trial. With rare exceptions law enforcement agencies do not impose direct sanctions on the individual officer responsible for a particular judicial application of the suppression doctrine. Id., at 710. Thus there is virtually nothing done to bring about a change in his practices. The immediate saction triggered by the application of the rule is visited upon the prosecutor whose case against a criminal is either weakened or destroyed. The doctrine deprives the police in no real sense; except that apprehending wrongdoers is their business, police have no more stake in successful prosecutions than prosecutors or the public.
The suppression doctrine vaguely assumes that law enforcement is a monolithic governmental enterprise. For example, the dissenters in Wolf v. Colorado, supra, 338 U.S., at 44, 69 S.Ct., at 1370, argued that:
Only by exclusion can we impress upon the zealous prosecutor that violation of the Constitution will do him no good. And only when that point is driven home can the prosecutor be expected to emphasize the importance of observing the constitutional demands in his instructions to the police. (Emphasis added.)
But the prosecutor who loses his case because of police misconduct is not an official in the police department; he can rarely set in motion any corrective action or administrative penalties. Moreover, he does not have control or direction over police procedures or police actions that lead to the exclusion of evidence. It is the rare exception when a prosecutor takes part in arrests, searches, or seizures so that he can guide police action.
Whatever educational effect the rule conceivably might have in theory is greatly diminished in fact by the realities of law enforcement work. Policemen do not have the time, inclination, or training to read and grasp the nuances of the appellate opinions that ultimately define the standards of conduct they are to follow. The issues that these decisions resolve often admit of neither easy nor obvious answers, as sharply divided courts on what is or is not ‘reasonable’ amply demonstrate. Nor can judges, in all candor, forget that opinions sometimes lack helpful clarity.
The presumed educational effect of judicial opinions is also reduced by the long time lapse—often several years—between the original police action and its final judicial evaluation. Given a policeman's pressing responsibilities, it would be surprising if he ever becomes aware of the final result after such a delay. Finally, the exclusionary rule's deterrent impact is diluted by the fact that there are large areas of police activity that do not result in criminal prosecutions—hence the rule has virtually no applicability and no effect in such situations. Oaks, supra, at 720–724.
Today’s holding seeks to fill one of the gaps of the suppression doctrine—at the price of impinging on the legislative and policy functions that the Constitution vests in Congress. Nevertheless, the holding serves the useful purpose of exposing the fundamental weaknesses of the suppression doctrine. Suppressing unchallenged truth has set guilty criminals free but demonstrably has neither deterred deliberate violations of the Fourth Amendment nor decreased those errors in judgment that will inevitably occur given the pressures inherent in police work having to do with serious crimes.
Although unfortunately ineffective, the exclusionary rule has increasingly been characterized by a single, monolithic, and drastic judicial response to all official violations of legal norms. Inadvertent errors of judgment that do not work any grave injustice will inevitably occur under the pressure of police work. These honest mistakes have been treated in the same way as deliberate and flagrant Irvine-type violations of the Fourth Amendment. For example, in Miller v. United States, 357 U.S. 301, 309–310, 78 S.Ct. 1190, 1195–1196, 2 L.Ed.2d 1332 (1958), reliable evidence was suppressed because of a police officer's failure to say a ‘few more words’ during the arrest and search of a known narcotics peddler.
This Court’s decision announced today in Coolidge v. New Hampshire, 403 U.S. 443, 91 S.Ct. 2022, 29 L.Ed.2d 564 dramatically illustrates the extent to which the doctrine represents a mechanically inflexible response to widely varying degrees of police error and the resulting high price that society pays. I dissented in Coolidge primarily because I do not believe the Fourth Amendment had been violated. Even on the Court’s contrary premise, however, whatever violation occurred was surely insufficient in nature and extent to justify the drastic result dictated by the suppression doctrine. A fair trial by jury has resolved doubts as to Coolidge’s guilt. But now his conviction on retrial is placed in serious question by the remand for a new trial—years after the crime—in which evidence that the New Hampshire courts found relevant and reliable will be withheld from the jury's consideration. It is hardly surprising that such results are viewed with incomprehension by nonlawyers in this country and lawyers, judges, and legal scholars the world over.
Freeing either a tiger or a mouse in a schoolroom is an illegal act, but no rational person would suggest that these two acts should be punished in the same way. From time to time judges have occasion to pass on regulations governing police procedures. I wonder what would be the judicial response to a police order authorizing ‘shoot to kill’ with respect to every fugitive. It is easy to predict our collective wrath and outrage. We, in common with all rational minds, would say that the police response must relate to the gravity and need; that a ‘shoot’ order might conceivably be tolerable to prevent the escape of a convicted killer but surely not for a car thief, a pickpocket or a shoplifter.
I submit that society has at least as much right to expect rationally graded responses from judges in place of the universal ‘capital punishment’ we inflict on all evidence when police error is shown in its acquisition. See ALI, Model Code of Pre-Arraignment Procedure §§ 8.02(2), p. 23 (Tent. Draft No. 4, 1971), reprinted in the Appendix to this opinion. Yet for over 55 years, and with increasing scope and intensity as today’s Coolidge holding shows, our legal system has treated vastly dissimilar cases as if they were the same. Our adherence to the exclusionary rule, our resistance to change, and our refusal even to acknowledge the need for effective enforcement mechanisms bring to mind Holmes’ well-known statement:
It is revolting to have no better reason for a rule of law than that so it was laid down in the time of Henry IV. It is still more revolting if the grounds upon which it was laid down have vanished long since, and the rule simply persists from blind imitation of the past. Holmes, The Path of the Law, 10 Harv. L. Rev. 457, 469 (1897).
In characterizing the suppression doctrine as an anomalous and ineffective mechanism with which to regulate law enforcement, I intend no reflection on the motivation of those members of this Court who hoped it would be a means of enforcing the Fourth Amendment. Judges cannot be faulted for being offended by arrests, searches, and seizures that violate the Bill of Rights or statutes intended to regulate public officials. But we can and should be faulted for clinging to an unworkable and irrational concept of law. My criticism is that we have taken so long to find better ways to accomplish these desired objectives. And there are better ways.
Instead of continuing to enforce the suppression doctrine inflexibly, rigidly, and mechanically, we should view it as one of the experimental steps in the great tradition of the common law and acknowledge its shortcomings. But in the same spirit we should be prepared to discontinue what the experience of over half a century has shown nither deters errant officers nor affords a remedy to the totally innocent victims of official misconduct.
I do not propose, however, that we abandon the suppression doctrine until some meaningful alternative can be developed. In a sense our legal system has become the captive of its own creation. To overrule Weeks and Mapp, even assuming the Court was now prepared to take that step, could raise yet new problems. Obviously the public interest would be poorly served if law enforcement officials were suddenly to gain the impression, however erroneous, that all constitutional restraints on police had somehow been removed—that an open season on ‘criminals' had been declared. I am concerned lest some such mistaken impression might be fostered by a flat overruling of the suppression doctrine cases. For years we have relied upon it as the exclusive remedy for unlawful official conduct; in a sense we are in a situation akin to the narcotics addict whose dependence on drugs precludes any drastic or immediate withdrawal of the supposed prop, regardless of how futile its continued use may be.
Reasonable and effective substitutes can be formulated if Congress would take the lead, as it did for example in 1946 in the Federal Tort Claims Act. I see no insuperable obstacle to the elimination of the suppression doctrine if Congress would provide some meaningful and effective remedy against unlawful conduct by government officials.
The problems of both error and deliberate misconduct by law enforcement officials call for a workable remedy. Private damage actions against individual police officers concededly have not adequately met this requirement, and it would be fallacious to assume today's work of the Court in creating a remedy will really accomplish its stated objective. There is some validity to the claims that juries will not return verdicts against individual officers except in those unusual cases where the violation has been flagrant or where the error has been complete, as in the arrest of the wrong person or the search of the wrong house. there is surely serious doubt, for example, that a drug peddler caught packing his wares will be able to arouse much sympathy in a jury on the ground that the police officer did not announce his identity and purpose fully or because he failed to utter a ‘few more words.’ See Miller v. United States, supra. Jurors may well refuse to penalize a police officer at the behest of a person they believe to be a ‘criminal’ and probably will not punish an officer for honest errors of judgment. In any event an actual recovery depends on finding non-exempt assets of the police officer from which a judgment can be satisfied.
I conclude, therefore, that an entirely different remedy is necessary but it is one that in my view is as much beyond judicial power as the step the Court takes today. Congress should develop an administrative or quasi-judicial remedy against the government itself to afford compensation and restitution for persons whose Fourth Amendment rights have been violated. The venerable doctrine of respondeat superior in our tort law provides an entirely appropriate conceptual basis for this remedy. If, for exemple, a security guard privately employed by a department store commits an assault or other tort on a customer such as an improper search, the victim has a simple and obvious remedy—an action for money damages against the guard’s employer, the department store. W. Prosser, The Law of Torts § 68, pp. 470–480 (3d ed., 1964). Such a statutory scheme would have the added advantage of providing some remedy to the completely innocent persons who are sometimes the victims of illegal police conduct—something that the suppression doctrine, of course, can never accomplish.
A simple structure would suffice. For example, Congress could enact a statute along the following lines:
(a) a waiver of sovereign immunity as to the illegal acts of law enforcement officials committed in the performance of assigned duties;
(b) the creation of a cause of action for damages sustained by any person aggrieved by conduct of governmental agents in violation of the Fourth Amendment or statutes regulating official conduct;
(c) the creation of a tribunal, quasijudicial in nature or perhaps patterned after the United States Court of Claims to adjudicate all claims under the statute;
(d) a provision that this statutory remedy is in lieu of the exclusion of evidence secured for use in criminal cases in violation of the Fourth Amendment; and
(e) a provision directing that no evidence, otherwise admissible, shall be excluded from any criminal proceeding because of violation of the Fourth Amendment.
I doubt that lawyers serving on such a tribunal would be swayed either by undue sympathy for officers or by the prejudice against ‘criminals’ that has sometimes moved lay jurors to deny claims. In addition to awarding damages, the record of the police conduct that is condemned would undoubtedly become a relevant part of an officer’s personnel file so that the need for additional training or disciplinary action could be identified or his future usefulness as a public official evaluated. Finally, appellate judicial review could be made available on much the same basis that it is now provided as to district courts and regulatory agencies. This would leave to the courts the ultimate responsibility for determining and articulating standards.
Once the constitutional validity of such a statute is established, it can reasonably be assumed that the States would develop their own remedial systems on the federal model. Indeed there is nothing to prevent a State from enacting a comparable statutory scheme without waiting for the Congress. Steps along these lines would move our system toward more responsible law enforcement on the one hand and away from the irrational and drastic results of the suppression doctrine on the other. Independent of the alternative embraced in this dissenting opinion, I believe the time has come to re-examine the scope of the exclusionary rule and consider at least some narrowing of its thrust so as to eliminate the anomalies it has produced.
In a country that prides itself on innovation, inventive genius, and willingness to experiment, it is a paradox that we should cling for more than a half century to a legal mechanism that was poorly designed and never really worked. I can only hope now that the Congress will manifest a willingness to view realistically the hard evidence of the half-century history of the suppression doctrine revealing thousands of cases in which the criminal was set free because the constable blundered and virtually no evidence that innocent victims of police error—such as petitioner claims to be—have been afforded meaningful redress.
Mr. Justice BLACK, dissenting.
In my opinion for the Court in Bell v. Hood, 327 U.S. 678, 66 S.Ct. 773, 90 L.Ed. 939 (1946), we did as the Court states, reserve the question whether an unreasonable search made by a federal officer in violation of the Fourth Amendment gives the subject of the search a federal cause of action for damages against the officers making the search. There can be no doubt that Congress could create a federal cause of action for damages for an unreasonable search in violation of the Fourth Amendment. Although Congress has created such a federal cause of action against state officials acting under color of state law, it has never created such a cause of action against federal officials. If it wanted to do so, Congress could, of course, create a remedy against federal officials who violate the Fourth Amendment in the performance of their duties. But the point of this case and the fatal weakness in the Court’s judgment is that neither Congress nor the State of New York has enacted legislation creating such a right of action. For us to do so is, in my judgment, an exercise of power that the Constitution does not give us.
Even if we had the legislative power to create a remedy, there are many reasons why we should decline to create a cause of action where none has existed since the formation of our Government. The courts of the United States as well as those of the States are choked with lawsuits. The number of cases on the docket of this Court have reached an unprecedented volume in recent years. A majority of these cases are brought by citizens with substantial complaints—persons who are physically or economically injured by torts or frauds or governmental infringement of their rights; persons who have been unjustly deprived of their liberty or their property; and persons who have not yet received the equal opportunity in education, employment, and pursuit of happiness that was the dream of our forefathers. Unfortunately, there have also been a growing number of frivolous lawsuits, particularly actions for damages against law enforcement officers whose conduct has been judicially sanctioned by state trial and appellate courts and in many instances even by this Court. My fellow Justices on this Court and our brethren throughout the federal judiciary know only too well the time-consuming task of conscientiously poring over hundreds of thousands of pages of factual allegations of misconduct by police, judicial, and corrections officials. Of course, there are instances of legitimate grievances, but legislators might well desire to devote judicial resources to other problems of a more serious nature.
We sit at the top of a judicial system accused by some of nearing the point of collapse. Many criminal defendants do not receive speedy trials and neither society nor the accused are assured of justice when inordinate delays occur. Citizens must wait years to litigate their private civil suits. Substantial changes in correctional and parole systems demand the attention of the lawmakers and the judiciary. If I were a legislator I might well find these and other needs so pressing as to make me believe that the resources of lawyers and judges should be devoted to them rather than to civil damage actions against officers who generally strive to perform within constitutional bounds. There is also a real danger that such suits might deter officials from the proper and honest performance of their duties.
All of these considerations make imperative careful study and weighing of the arguments both for and against the creation of such a remedy under the Fourth Amendment. I would have great difficulty for myself in resolving the competing policies, goals, and priorities in the use of resources, if I thought it were my job to resolve those questions. But that is not my task. The task of evaluating the pros and cons of creating judicial remedies for particular wrongs is a matter for Congress and the legislatures of the States. Congress has not provided that any federal court can entertain a suit against a federal officer for violations of Fourth Amendment rights occurring in the performance of his duties. A strong inference can be drawn from creation of such actions against state officials that Congress does not desire to permit such suits against federal officials. Should the time come when Congress desires such lawsuits, it has before it a model of valid legislation, 42 U.S.C. § 1983, to create a damage remedy against federal officers. Cases could be cited to support the legal proposition which I assert, but it seems to me to be a matter of common understanding that the business of the judiciary is to interpret the laws and not to make them.
I dissent.
Mr. Justice BLACKMUN, dissenting.
I, too, dissent. I do so largely for the reasons expressed in Chief Judge Lumbard’s thoughtful and scholarly opinion for the Court of Appeals. But I also feel that the judicial legislation, which the Court by its opinion today concededly is effectuating, opens the door for another avalanche of new federal cases. Whenever a suspect imagines, or chooses to assert, that a Fourth Amendment right has been violated, he will now immediately sue the federal officer in federal court. This will tend to stultify proper law enforcement and to make the day’s labor for the honest and conscientious officer even more onerous and more critical. Why the Court moves in this direction at this time of our history, I do not know. The Fourth Amendment was adopted in 1791, and in all the intervening years neither the Congress nor the Court has seen fit to take this step. I had thought that for the truly aggrieved person other quite adequate remedies have always been available. If not, it is the Congress and not this Court that should act.
8.3.2 Carlson v. Green 8.3.2 Carlson v. Green
CARLSON, DIRECTOR, FEDERAL BUREAU OF PRISONS, et al. v. GREEN, ADMINISTRATRIX
No. 78-1261.
Argued January 7, 1980
Decided April 22, 1980
Deputy Solicitor General Getter argued the cause for petitioners. On the briefs were Solicitor General McCree, Acting *16 Assistant Attorney General Daniel, Robert E. Kopp, and Barbara L. Herwig.
Michael Deutsch argued the cause for respondent. With him on the brief was Charles Hoffman *
Alvin J. Bronstein, Bruce J. Ennis, and William E. HeUerstein filed a brief for the American Civil Liberties Union Foundation, Inc., et al. as amici curiae urging affirmance.
John B. Jones, Jr., Norman Bedlich, William L. Robinson, Norman J. Chachkin, and Richard S. Kohn filed a brief for the Lawyers’ Committee for Civil Rights Under Law as amicus curiae.
Mr. Justice Brennan
delivered the opinion of the Court.
Respondent brought this suit in the District Court for the Southern District of Indiana on behalf of the estate of her deceased son, Joseph Jones, Jr., alleging that he suffered personal injuries from which he died because the petitioners, federal prison officials, violated his due process, equal protection, and Eighth Amendment rights.1 Asserting jurisdiction under 28 U. S. C. § 1331 (a), she claimed compensatory and punitive damages for the constitutional violations. Two questions are presented for decision: (1) Is a remedy available directly under the Constitution, given that respondent’s allegations could also support a suit against the United States *17under the Federal Tort Claims Act?2 And (2) if so, is survival of the cause of action governed by federal common law or by state statutes?
I
The District Court held that under Estelle v. Gamble, 429 U. S. 97 (1976), the allegations set out in note 1, supra, pleaded a violation of the Eighth Amendment’s proscription against infliction of cruel and unusual punishment,3 giving rise to a cause of action for damages under Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971). The court recognized that the decedent could have maintained this action if he had survived, but dismissed the complaint because in its view the damages remedy as a matter of federal law was limited to that provided by Indiana’s survivorship and wrongful-death laws and, as the court construed those laws, the damages available to Jones’ estate failed to meet § 1331 (a)’s $10,000 jurisdictional-amount requirement. The Court of Appeals for the Seventh Circuit agreed that an Eighth Amendment violation was pleaded under Estelle and that a cause of action was stated under Bivens, but reversed the holding that § 1331 (a)’s jurisdictional-amount requirement was not met.4 Rather, the Court of Appeals held that *18§ 1331 (a) was satisfied because “whenever the relevant State survival statute would abate a Bivens-type action brought against defendants whose conduct results in death, the federal common law allows survival of the action.” 581 F. 2d 669, 675 (1978). The court reasoned that the Indiana law, if applied, would “subvert” “the policy of allowing complete vindication of constitutional rights” by making it “more advantageous for a tortfeasor to kill rather than to injure.” Id., at 674. We granted certiorari. 442 U. S. 940 (1979). We affirm.
^
Bivens established that the victims of a constitutional violation by a federal agent have a right to recover damages against the official in federal court despite the absence of any statute conferring such a right. Such a cause of action may be defeated in a particular case, however, in two situations. The first is when defendants demonstrate “special factors counselling hesitation in the absence of affirmative action by Congress.” 403 U. S., at 396; Davis v. Passman, 442 U. S. 228, 245 (1979). The second is when defendants show that Congress has provided an alternative remedy which it explicitly declared to be a substitute for recovery directly *19under the Constitution and viewed as equally effective. Bivens, supra, at 397; Davis v. Passman, supra, at 245-247.
Neither situation obtains in this case. First, the case involves no special factors counselling hesitation in the absence of affirmative action by Congress. Petitioners do not enjoy such independent status in our constitutional scheme as to suggest that judicially created remedies against them might be inappropriate. Davis v. Passman, supra, at 246. Moreover, even if requiring them to defend respondent’s suit might inhibit their efforts to perform their official duties, the qualified immunity accorded them under Butz v. Economou, 438 U. S. 478 (1978), provides adequate protection. See Davis v. Passman, supra, at 246.
Second, we have here no explicit congressional declaration that persons injured by federal officers’ violations of the Eighth Amendment may not recover money damages from the agents but must be remitted to another remedy, equally effective in the view of Congress. Petitioners point to nothing in the Federal Tort Claims Act (FTCA) or its legislative history to show that Congress meant to pre-empt a Bivens remedy or to create an equally effective remedy for constitutional violations.5 FTCA was enacted long before Bivens was decided, but when Congress amended FTCA in 1974 to create a cause of action against the United States for intentional torts committed by federal law enforcement officers, 28 U. S. C. § 2680 (h), the congressional comments accompanying *20that amendment made it crystal clear that Congress views FTCA and Bivens as parallel, complementary causes of action:
“[AJfter the date of enactment of this measure, innocent individuals who are subjected to raids [like that in Bivens] will have a cause of action against the individual Federal agents and the Federal Government. Furthermore, this provision should be viewed as a counterpart to the Bivens case and its progenty [sic], in that it waives the defense of sovereign immunity so as to make the Government independently liable in damages for the same type of conduct that is alleged to have occurred in Bivens (and for which that case imposes liability upon the individual Government officials involved).” S. Rep. No. 93-588, p. 3 (1973) (emphasis supplied).
In the absence of a contrary expression from Congress, § 2680 (h) thus contemplates that victims of the kind of intentional wrongdoing alleged in this complaint shall have an action under FTCA against the United States as well as a Bivens action against the individual officials alleged to have infringed their constitutional rights.
This conclusion is buttressed by the significant fact that Congress follows the practice of explicitly stating when it means to make FTCA an exclusive remedy. See 38 U. S. C. §4116 (a), 42 U. S. C. §233 (a), 42 U. S. C. § 2458a, 10 U. S. C. § 1089 (a), and 22 U. S. C. §817 (a) (malpractice by certain Government, health personnel); 28 U. S. C. § 2679 (b) (operation of motor vehicles by federal employees); and 42 U. S. C. § 247b (k) (manufacturers of swine flu vaccine). Furthermore, Congress has not taken action on other bills that would expand the exclusivity of FTCA. See, e. g., S. 695, 96th Cong., 1st Sess. (1979); H. R. 2659, 96th Cong., 1st Sess. (1979); S. 3314, 95th Cong., 2d Sess. (1978).
Four additional factors, each suggesting that the Bivens remedy is more effective than the FTCA remedy, also support our conclusion that Congress did not intend to limit respond*21ent to an FTCA action. First, the Bivens remedy, in addition to compensating victims, serves a deterrent purpose. See Butz v. Economou, supra, at 505.6 Because the Bivens remedy is recoverable against individuals, it is a more effective deterrent than the FTCA remedy against the United States. It is almost axiomatic that the threat of damages has a deterrent effect,7 Imbler v. Pachtman, 424 U. S. 409, 442 (1976) (White, J., concurring in judgment), surely particularly so when the individual official faces personal financial liability.
Petitioners argue that FTCA liability is a more effective deterrent because the individual employees responsible for the Government’s liability would risk loss of employment8 and because the Government would be forced to promulgate corrective policies. That argument suggests, however, that the superiors would not take the same actions when an employee is found personally liable for violation of a citizen’s constitutional rights. The more reasonable assumption is that responsible superiors are motivated not only by concern for the public fisc but also by concern for the Government’s integrity.
Second, our decisions, although not expressly addressing *22and deciding the question, indicate that punitive damages maybe awarded in a Bivens suit. Punitive damages are “a particular remedial mechanism normally available in the federal courts,” Bivens, 403 U. S., at 397, and are especially appropriate to redress the violation by a Government official of a citizen’s constitutional rights. Moreover, punitive damages are available in “a proper” § 1983 action, Carey v. Piphus, 435 U. S. 247, 257, n. 11 (1978) (punitive damages not awarded because District Court found defendants “did not act with a malicious intention to deprive respondents of their rights or to do them other injury”),9 and Butz v. Economou, suggests that the “constitutional design” would be stood on its head if federal officials did not face at least the same liability as state officials guilty of the same constitutional transgression. 438 U. S., at 504. But punitive damages in an FTCA suit are statutorily prohibited. 28 U. S. C. § 2674. Thus FTCA is that much less effective than a Bivens action as a deterrent to unconstitutional acts.
Third, a plaintiff cannot opt for a jury in an FTCA action, 28 U. S. C. § 2402, as he may in a Bivens suit.10 Petitioners argue that this is an irrelevant difference because juries have been biased against Bivens claimants. Reply Brief for Petitioners 7, and n. 6; Brief for Petitioners 30-31, n. 30. Significantly, however, they do not assert that judges trying the claims as FTCA actions would have been more receptive, and *23they cannot explain why the plaintiff should not retain the choice.
Fourth, an action under FTCA exists only if the State in which the alleged misconduct occurred would permit a cause of action for that misconduct to go forward. 28 U. S. C. § 1346 (b) (United States liable “in accordance with the law of the place where the act or omission occurred”). Yet it is obvious that the liability of federal officials for violations of citizens’ constitutional rights should be governed by uniform rules. See Part III, infra. The question whether respondent’s action for violations by federal officials of federal constitutional rights should be left to the vagaries of the laws of the several States admits of only a negative answer in the absence of a contrary congressional resolution.
Plainly FTCA is not a sufficient protector of the citizens’ constitutional rights, and without a clear congressional mandate we cannot hold that Congress relegated respondent exclusively to the FTCA remedy.
Ill
Bivens actions are a creation of federal law and, therefore, the question whether respondent’s action survived Jones’ death is a question of federal law. See Burks v. Lasker, 441 U. S. 471, 476 (1979). Petitioners, however, would have us fashion a federal rule of survivorship that incorporates the survivorship laws of the forum State, at least where the state law is not inconsistent with federal law. Respondent argues, on the other hand, that only a uniform federal rule of sur-vivorship is compatible with the goal of deterring federal officials from infringing federal constitutional rights in the manner alleged in respondent’s complaint. We agree with respondent. Whatever difficulty we might have resolving the question were the federal involvement less clear, we hold that only a uniform federal rule of survivorship will suffice to redress the constitutional deprivation here alleged and to protect against repetition of such conduct.
*24In short, we agree with and adopt the reasoning of the Court of Appeals, 581 F. 2d, at 674-675 (footnote omitted):
“The essentiality of the survival of civil rights claims for complete vindication of constitutional rights is buttressed by the need for uniform treatment of those claims, at least when they are against federal officials. As this very case illustrates, uniformity cannot be achieved if courts are limited to applicable state law. Here the relevant Indiana statute would not permit survival of the claim, while in Beard [v. Robinson, 563 F. 2d 331 (CA7 1977),] the Illinois statute permitted survival of the Bivens action. The liability of federal agents for violation of constitutional rights should not depend upon where the violation occurred. ... In sum, we hold that whenever the relevant state survival statute would abate a Bivens-type action brought against defendants whose conduct results in death, the federal common law allows survival of the action.”
Robertson v. Wegmann, 436 U. S. 584 (1978), holding that a § 1983 action would abate in accordance with Louisiana survivorship law is not to the contrary. There the plaintiff’s death was not caused by the acts of the defendants upon which the suit was based.11 Moreover, Robertson expressly *25recognized that to prevent frustrations of the deterrence goals of § 1983 (which in part also underlie Bivens actions, see Part II, supra) “[a] state official contemplating illegal activity must always be prepared to face the prospect of a i 1983 action being filed against him.” 436 U. S., at 592. A federal official contemplating unconstitutional conduct similarly must be prepared to face the prospect of a Bivens action. A uniform rule that claims such as respondent’s survive the decedent’s death is essential if we are not to “frustrate in [an] important way the achievement” of the goals of Bivens actions. Auto Workers v. Hoosier Cardinal Corp., 383 U. S. 696, 702 (1966).12
Affirmed.
More specifically, respondent alleged that petitioners, being fully apprised of the gross inadequacy of medical facilities and staff at the Federal Correction Center in Terre Haute, Ind., and of the seriousness of Jones’ chronic asthmatic condition, nonetheless kept him in that facility against the advice of doctors, failed to give him competent medical attention for some eight hours after he had an asthmatic attack, administered contraindicated drugs which made his attack more severe, attempted to use a respirator known to be inoperative which further impeded his breathing, and delayed for too long a time his transfer to an outside hospital. The complaint further alleges that Jones’ death resulted from these acts and omissions, that petitioners were deliberately indifferent to Jones’ serious medical needs, and that their indifference was in part attributable to racial prejudice.
This question was presented in the petition for certiorari, but not in either the District Court or the Court of Appeals. However, respondent does not object to its decision by this Court. Though we do not normally decide issues not presented below, we are not precluded from doing so. E. g., Youakim v. Miller, 425 U. S. 231 (1976). Here, the issue is squarely presented and fully briefed. It is an important, recurring issue and is properly raised in another petition for certiorari being held pending disposition of this case. See Loe v. Armistead, 582 F. 2d 1291 (CA4 1978), cert. pending sub nom. Moffitt v. Loe, No. 78-1260. We conclude that the interests of judicial administration will be served by addressing the issue on its merits.
Petitioners do not contest the determination that the allegations satisfy the standards set out in EsteUe.
The relevant Indiana law provides that a personal injury claim does not survive where the acts complained of caused the victim’s death. Ind. *18Code §34-1-1-1 (1976). Indiana does provide a wrongful-death cause of action for the personal representative of one whose death is caused by an alleged wrongful act or omission. Damages may “includ[e], but [are] not limited to, reasonable medical, hospital, funeral and burial expenses, and lost earnings.” But if the decedent is not survived by a spouse, dependent child, or dependent next of kin, then the recovery is limited to expenses incurred in connection with the death. Ind. Code §34r-l-l-2 (1976).
The District Court read the complaint in this case as stating claims under both §§ 34-1-1-1 and 34H-1-2. Accordingly, the court assumed that recovery on the claim was limited to expenses (all of which would be paid by the Federal Government) only because Jones died without a spouse or any dependents. The Court of Appeals read the complaint as stating only a survivorship claim on behalf of Jones under § 34-1-1-1. Thus it assumed that the claim would have abated even if Jones had left dependents or a spouse. 581 F. 2d 669, 672, n. 4 (1978). Resolution of this conflict is irrelevant in light of our holding today.
To satisfy this test, petitioners need not show that Congress recited any specific “magic words.” See the dissenting opinion of The Cheep Justice, post, at 31, and n. 2. Instead, our inquiry at this step in the analysis is whether Congress has indicated that it intends the statutory remedy to replace, rather than to complement, the Bivens remedy. Where Congress decides to enact a statutory remedy which it views as fuEy adequate only in combination with the Bivens remedy, e. g., 28 U. S. C. § 2680 (h), that congressional decision should be given effect by the courts.
Title 42 U. S. C. § 1983 serves similar purposes. See, e. g., Robertson v. Wegmann, 436 U. S. 584, 590-591 (1978); Carey v. Piphus, 435 U. S. 247, 256 (1978); Mitchum v. Foster, 407 U. S. 225, 242 (1972); Monroe v. Pape, 365 U. S. 167, 172-187 (1961).
Indeed, underlying the qualified immunity which public officials enjoy for actions taken in good faith is the fear that exposure to personál liability would otherwise deter them from acting at all. See Butz v. Economou, 438 U. S. 478, 497 (1978); Scheuer v. Rhodes, 416 U. S. 232, 240 (1974).
Some doubt has been cast on the validity of the assumption that there exist adequate mechanisms for disciplining federal employees in such cases. See Testimony of Griffin B. Bell, Attorney General of the United States, Joint Hearing on Amendments to the Federal Tort Claims Act before the Subcommittee on Citizens and Shareholders Rights and Remedies and the Subcommittee on Administrative Practice and Procedure of the Senate Committee on the Judiciary, 95th Cong., 2d Sess., pt. 1, p. 6' (1978).
Moreover, after Carey punitive damages may be the only significant remedy available in some § 1983 actions where constitutional rights are maliciously violated but the victim cannot prove compensable injury.
Petitioners argue that the availability of punitive damages or a jury trial under Bivens is irrelevant because neither is a necessary element of a remedial scheme. But that argument completely misses the mark. The issue is not whether a Bivens cause of action or any one of its particular features is essential. Rather the inquiry is whether Congress has created what it views as an equally effective remedial scheme. Otherwise the two can exist side by side. Moreover, no one difference need independently render FTCA inadequate. It can fail to be equally effective on the cumulative basis of more than one difference.
Robertson fashioned its holding by reference to 42 IT. S. C. § 1988, which requires that § 1983 actions be governed by
“the common law, as modified and changed by the constitution and statutes of the State wherein the court having jurisdiction of [the] civil . . . cause is held, so far as the same is not inconsistent with the Constitution and laws of the United States.”
Section 1988 does not in terms apply to Bivens actions, and there are cogent reasons not to apply it to such actions even by analogy. Bivens defendants are federal officials brought into federal court for violating the Federal Constitution. No state interests are implicated by applying purely federal law to them. While it makes some sense to allow aspects of § 1983 litigation to vary according to the laws of the States under whose authority § 1983 defendants work, federal officials have no similar *25claim to be bound only by the law of the State in which they happen to work. Bivens, 403 U. S., at 409 (Harlan, J., concurring in judgment). Moreover, these petitioners have the power to transfer prisoners to facilities in any one of several States which may have different rules governing survivorship or other aspects of the case, thereby controlling to some extent the law that would apply to their own wrongdoing. See Robertson, 436 U. S., at 592-593, and n. 10. Another aspect of the power to transfer prisoners freely within the federal prison system is that there is no reason to expect that any given prisoner will have any ties to the State in which he is incarcerated, and, therefore, the State will have little interest in having its law applied to that prisoner. Nevertheless, as to other sur-vivorship questions that may arise in Bivens actions, it may be that the federal law should choose to incorporate' state rules as a matter of convenience. We leave such questions for another day.
Otherwise, an official could know at the time he decided to act whether his intended victim’s claim would survive. Cf. Auto Workers v. Hoosier Cardinal Corp. (whether statute of limitation will matter cannot be known at time of conduct).
Me. Justice Powell,
concurring in the judgment.
Although I join the judgment, I do not agree with much of the language in the Court’s opinion. The Court states the principles governing Bivens actions as follows:
“Bivens established that the victims of a constitutional *26violation ... have a right to recover damages.... Such a cause of action may be defeated ... in two situations. The first is when defendants demonstrate 'special factors counselling hesitation in the absence of affirmative action by Congress.’ . . . The second • is when defendants show that Congress has provided an alternative remedy which it explicitly declared to be a substitute for recovery directly under the Constitution and viewed as equally effective. . . .” Ante, at 18-19 (emphasis in original).
The foregoing statement contains dicta that go well beyond the prior holdings of this Court.
I
We are concerned here with inferring a right of action for damages directly from the Constitution. In Davis v. Passman, 442 U. S. 228, 242 (1979), the Court said that persons who have “no [other] effective means” of redress “must be able to invoke the existing jurisdiction of the courts for the protection of their justiciable constitutional rights.” The Davis rule now sets the boundaries of the “principled discretion” that must be brought to bear when a court is asked to infer a private cause of action not specified by the enacting authority. Id., at 252 (Powell, J., dissenting). But the Court’s opinion, read literally, would restrict that discretion dramatically. Today we are told that a court must entertain a Bivens suit unless the action is “defeated” in one of two specified ways.
Bivens recognized that implied remedies may be unnecessary when Congress has provided “equally effective” alternative remedies. Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388, 397 (1971); see Davis v. Passman, supra, at 248. The Court now volunteers the view that a defendant cannot defeat a Bivens action simply by showing that there are adequate alternative avenues of relief. The defendant also must show that Congress “explicitly declared [its rem*27edy] to be a substitute for recovery directly under the Constitution and viewed [it] as equally effective.” Ante, at 18-19 (emphasis in original). These are unnecessarily rigid conditions. The Court cites no authority and advances no policy reason — indeed no reason at all — for imposing this threshold burden upon the defendant in an implied remedy case.
The Court does implicitly acknowledge that Congress possesses the power to enact adequate alternative remedies that would be exclusive. Yet, today’s opinion apparently will permit Bivens plaintiffs to ignore entirely adequate remedies if Congress has not clothed them in the prescribed linguistic garb. No purpose is served by affording plaintiffs a choice of remedies in these circumstances. Nor is there any precedent for requiring federal courts to blind themselves to congressional intent expressed in language other than that which we prescribe.
A defendant also may defeat the Bivens remedy under today’s decision if “special factors” counsel “hesitation.” But the Court provides no further guidance on this point. The opinion states simply that no such factors are present in this case. The Court says that petitioners enjoy no “independent status in our constitutional scheme” that would make judicially created remedies inappropriate. Ante, at 19. But the implication that official status may be a “special factor” is withdrawn in the sentence that follows, which concludes that qualified immunity affords all the protection necessary to ensure the effective performance of official duties. No other factors relevant to the purported exception are mentioned.
One is left to wonder whether judicial discretion in this area will hereafter be confined to the question of alternative remedies, which is in turn reduced to the single determination that congressional action does or does not comport with the specifications prescribed by this Court. Such a drastic curtailment of discretion would be inconsistent with the Court’s longstanding recognition that Congress is ultimately the appropriate body to create federal remedies. See ante, at 19-20; *28Bivens v. Six Unknown Fed. Narcotics Agents, supra, at 397. A plaintiff who seeks his remedy directly under the Constitution asks the federal courts to perform an essentially legislative task. In this situation, as Mr. Justice Harlan once said, a court should “take into account [a range of policy considerations] at least as broad as the range of those a legislature would consider with respect to an express statutory authorization of a traditional remedy.” Bivens, supra, at 407. The Court does not explain why this discretion should be limited in the manner announced today.
The Court’s absolute language is all the more puzzling because it comes in a case where the implied remedy is plainly appropriate under any measure of discretion. The Federal Tort Claims Act, on which petitioners rely, simply is not an adequate remedy.1 And there are reasonably clear indications that Congress did not intend that statute to displace Bivens claims. See ante, at 19-20. No substantial contrary policy has been identified, and I am aware of none. I therefore agree that a private damages remedy properly is inferred from the Constitution in this case. But I do not agree that Bivens plaintiffs have a “right” to such a remedy whenever the defendant fails to show that Congress has “provided an [equally effective] alternative remedy which it explicitly *29declared to be a substitute. . . .” In my view, the Court’s willingness to infer federal causes of action that cannot be found in the Constitution or in a statute denigrates the doctrine of separation of powers and hardly comports with a rational system of justice. Cf. Cannon v. University of Chicago, 441 U. S. 677, 730-749 (1979) (Powell, J., dissenting).2
II
In Part III of its opinion, the Court holds that “ ‘whenever the relevant state survival statute would abate a Bivens-type action brought against defendants whose conduct results in death, the federal common law allows survival of the action.’ ” Ante, at 24, quoting 581 P. 2d 669, 675 (CA7 1978). I agree that the relevant policies require the application of federal common law to allow survival in this case.
It is not “obvious” to me, however, that “the liability of federal officials for violations of citizens’ constitutional rights should be governed by uniform rules” in every case. Ante, at 23; see ante, at 23-24. On the contrary, federal courts routinely refer to state law to fill the procedural gaps in national remedial schemes. The policy against invoking the federal common law except where necessary to the vitality of a federal claim is codified in 42 U. S. C. § 1988, which directs that state law ordinarily will govern those aspects of § 1983 actions not covered by the “laws of the United States.”
The Court’s opinion in this case does stop short of mandating uniform rules to govern all aspects of Bivens actions. Ante, at 24-25, n. 11. But the Court also says that the preference for state law embodied in § 1988 is irrelevant to the selection of rules that will govern actions against federal officers under Bivens. Ibid. I see no basis for this view. In *30Butz v. Economou, 438 U. S. 478, 498-504, and n. 25 (1978), the Court thought it unseemly that different rules should govern the liability of federal and state officers for similar constitutional wrongs. I would not disturb that understanding today.
The Federal Tort Claims Act is not a federal remedial scheme at all, but a waiver of sovereign immunity that permits an injured claimant to recover damages against the United States where a private person “would be hable to the claimant in accordance with the law of the place where the act or omission occurred.” 28 U. S. C. § 1346 (b); see also 28 U. S. C. § 2674. Here, as in Bivens itself, a plaintiff denied his constitutional remedy would be remitted to the vagaries of state law. See 403 U. S., at 394-395. The FTCA gives the plaintiff even less than he would receive under state law in many cases, because the statute is hedged with protections for the United States. As the Court points out, the FTCA allows neither jury trial nor punitive damages. Ante, at 21-22. And recovery may be barred altogether if the claim arises from a “discretionary function” or “the execution of a statute or regulation, whether or not such statute or regulation be valid.” 28 U. S. C. § 2680 (a).
I do not suggest that courts enjoy the same degree of freedom to infer causes of action from statutes as from the Constitution. See Davis v. Passman, 442 U. S. 228, 241-242 (1979). I do believe, however, that the Court today has overstepped the bounds of rational judicial decision-making in both contexts.
Mr. Chief Justice Burger,
dissenting.
Although I would be prepared to join an opinion giving effect to Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971) — which I thought wrongly decided — I cannot join today’s unwarranted expansion of that decision. The Federal Tort Claims Act provides an adequate remedy for prisoners’ claims of medical mistreatment. For me, that is the end of the matter.
TJnder the test enunciated by the Court the adequacy of the Tort Claims Act remedy is an irrelevancy. The sole inquiry called for by the Court’s new test is whether “Congress has provided an alternative remedy which it explicitly declared to be a substitute for recovery directly under the Constitution.” Ante, at 18-19 (first emphasis added).1 That test would seem to permit a person whose constitutional rights have been violated by a state officer to bring suit under Bivens even though Congress in 42 U. S. C. § 1983 has already fashioned an equally effective remedy. Cf. Turpin v. Mailet, 591 F. 2d 426 (CA2 1979) (en banc). After all, there is no “explicit congressional declaration,” ante, at 19, that § 1983 was meant to pre-empt a Bivens remedy. Taken to its logical conclusion, the Court’s test, coupled with its holding on survivorship, ante, at 23, and n. 11, suggests that the plaintiff in Robertson v. Wegmann, 436 U. S. 584 (1978), might have *31escaped the impact of that decision by filing a separate Bivens-type claim. And the Court’s test throws into doubt the decision in Brown v. GSA, 425 U. S. 820 (1976), where we held that § 717 of the Civil Rights Act of 1964 provides the exclusive remedy for claims of discrimination in federal employment. In enacting § 717 Congress did not say the magic words which the Court now seems to require.2
Until today, I had thought that Bivens was limited to those circumstances in which a civil rights plaintiff had no other effective remedy. See 403 U. S., at 410 (Harlan, J., concurring in judgment); Davis v. Passman, 442 U. S. 228, 245, and n. 23 (1979). Now it would seem that implication of a Bivens-type remedy is permissible even though a victim of unlawful official action may be fully recompensed under an existing statutory scheme. I have difficulty believing that the Court has thought through, and intends the natural consequences of, this novel test; I cannot escape the conclusion that in future cases the Court will be obliged to retreat from the language of today’s decision.3
The Court pays lipservice to the notion that there must be no “special factors counselling hesitation in the absence of affirmative action by Congress.” Ante, at 19. Its one-sentence discussion of the point, however, plainly shows that it is unlikely to hesitate unless Congress says that it must. See opinion of Mr. Justice Powell, ante, at 27.
In his concurrence in Bivens, Mr. Justice Harlan emphasized that judicial implication of a constitutional damages remedy was required because the Bill of Rights is aimed at “restraining the Government as an instrument of the popular will.” 403 U. S., at 404. See generally J. Ely, Democracy and Distrust 73-104 (1980). Under the Harlan view, it would seem irrelevant whether Congress “meant to pre-empt a Bivens remedy.” Ante, at 19. Rather the sole inquiry in every case — no matter what magic words Congress had said or failed to say — would be whether the alternative remedy gave satisfactory protection to constitutional interests. I note this point only to show how far the Court today strays from the principles underlying Bivens.
In response to this dissent, the Court’s opinion tells us that it is merely “giv[ing] effect” to what Congress intended. See ante, at 19, n. 5. Pre*32sumably, this is a reference to the legislative history of the 1974 amendment to the FTCA, in which Congress, according to the Court, “made it crystal clear that . . . FTCA and Bivens [were] parallel, complementary causes of action.” Ante, at 20. But as Mr. Justice Rehnquist observes, the legislative history is far from clear. See post, at 33, n. 2. In any event, if the Court is correct in its reading of that history, then it is not really implying a cause of action under the Constitution; rather, it is simply construing a statute. If so, almost all of the Court’s opinion is dicta.
Mr. Justice Rehwquist,
dissenting.
The Court today adopts a formalistic procedural approach for inferring private damages remedies from constitutional *32provisions that in my view still further highlights the wrong turn this Court took in Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971). Although ordinarily this Court should exercise judicial restraint in attempting to attain a wise accommodation between liberty and order under the Constitution, to dispose of this case as if Bivens were rightly decided would in the words of Mr. Justice Frankfurter be to start with an “unreality.” Kovacs v. Cooper, 336 U. S. 77, 89 (1949) (concurring opinion). Bivens is a decision “by a closely divided court, unsupported by the confirmation of time,” and, as a result of its weak precedential and doctrinal foundation, it cannot be viewed as a check on “the living process of striking a wise balance between liberty and order as new cases come here for adjudication.” Cf. 336 U. S., at 89; B. & W. Taxicab Co. v. B. & Y. Taxicab Co., 276 U. S. 518, 532-533 (1928) (Holmes, J., dissenting); Hudgens v. NLRB, 424 U. S. 507 (1976), overruling Food Employees v. Logan Valley Plaza, 391 U. S. 308 (1968).1
The Court concludes that Congress intended a Bivens action under the Eighth Amendment to exist concurrently with actions under the Federal Tort Claims Act (FTCA) because Congress did not indicate that it meant the FTCA “to preempt a Bivens remedy or to create an equally effective *33remedy for constitutional violations,” ante, at 19, nor are there any “ 'special factors counselling [judicial] hesitation.’ ” Ante, at 18.2 The Court’s opinion otherwise lacks even an arguably principled basis for deciding in what circumstances an inferred constitutional damages remedy is appropriate and for defining the contours of such a remedy. And its “practical” conclusion is all the more anomalous in that Congress in 1974 amended the FTCA to. permit private damages recoveries for intentional torts committed by federal law enforcement officers, thereby enabling persons injured by such officers’ violations of their federal constitutional rights in many cases to obtain redress for their injuries.3
*34In my view, it is “an exercise of power that the Constitution does not give us” for this Court to infer a private civil damages remedy from the Eighth Amendment or any other constitutional provision. Bivens, 403 U. S., at 428 (Black, J., dissenting). The creation of such remedies is a task that is more appropriately viewed as falling within the legislative sphere of authority. Ibid.
I
Prior to Bivens, this Court in Bell v. Hood, 327 U. S. 678 (1946), held that an individual who brought suit against federal agents for an alleged violation of his constitutional rights had in a strictly procedural sense stated a claim that “arises” under the Constitution and must be entertained by federal courts. Id., at 681-682. The Court did not, however, hold that the Constitution confers a substantive right to damages in this context. Rather, it merely decided that the proper disposition of the suit was a ruling on the merits, not dismissal for want of jurisdiction.4
*35Despite the lack of a textual constitutional foundation or any precedential or other historical support, Bivens inferred a constitutional damages remedy from the Fourth Amendment, authorizing a party whose constitutional rights had been infringed by a federal officer to recover damages from that officer. Davis v. Passman, 442 U. S. 228 (1979), subsequently held that such a remedy could also be inferred from the Due Process Clause of the Fifth Amendment. And the Court today further adds to the growing list of Amendments from which a civil damages remedy may be inferred. In so doing, the Court appears to be fashioning for itself a legislative role resembling that once thought to be the domain of Congress, when the latter created a damages remedy for individuals whose constitutional rights had been violated by state officials, 42 U. S. C. § 1983, and separately conferred jurisdiction on federal courts to hear such actions, 28 U. S. C. § 1343. See Chapman v. Houston Welfare Rights Organization, 441 U. S. 600 (1979).
A
In adding to the number of Amendments from which causes of actions may be inferred, the Court does not provide any guidance for deciding when a constitutional provision permits an inference that an individual may recover damages and when it does not. For example, the Eighth Amendment, from which the Court infers a cause of action today, also provides that “[ejxcessive bail shall not be required, nor excessive fines imposed. . . ” If a cause of action be inferred for violations of these and other constitutional rights — such as the Seventh Amendment right to a jury trial, the Sixth Amendment right to a speedy trial, and the Fifth Amendment privilege against compulsory self-incrimination — I think there is an ever-increasing likelihood that the attention of *36federal courts will be diverted from needs that in this policy-making context might well be considered to be more pressing. As observed by Mr. Justice Black at the time this Court “inferred” a cause of action under only the Fourth Amendment:
“My fellow Justices on this Court and our brethren throughout the federal judiciary know only too well the time-consuming task of conscientiously poring over hundreds of thousands of pages of factual allegations of misconduct by police, judicial, and corrections officials. Of course, there are instances of legitimate grievances, but legislators might well desire to devote judicial resources to other problems of a more serious nature.” 403 U. S., at 428 (dissenting opinion).
Because the judgments that must be made here involve many “competing policies, goals, and priorities” that are not well suited for evaluation by the Judicial Branch, in my view “[t]he task of evaluating the pros and eons of creating judicial remedies for particular wrongs is a matter for Congress and the legislatures of the States.” Id., at 429.
B
It is clear under Art. Ill of the Constitution that Congress has broad authority to establish priorities for the allocation of judicial resources in defining the jurisdiction of federal courts. Ex parte McCardle, 7 Wall. 506 (1869); Sheldon v. Sill, 8 How. 441 (1850). Congress thus may prevent the federal courts from deciding cases that it believes would be an unwarranted expenditure of judicial time or would impair the ability of federal courts to dispose of matters that Congress considers to be more important. In reviewing Congress' judgment in this area, “[w]e are not at liberty to inquire into the motives of the legislature. We can only examine into its power under the Constitution. . . .” Ex parte McCardle, *37supra, at 514. As stated by Mr. Justice Chase in Turner v. Bank of North America, 4 Dall. 8, 10, n. (1799):
“The notion has frequently been entertained, that the federal Courts derive their judicial power immediately from the constitution; but the political truth is, that the disposal of the judicial power, (except in a few specified instances) belongs to congress. If congress has given the power to this Court, we posess [sic] it, not otherwise: and if congress has not given the power to us, or to any other Court, it still remains at the legislative disposal. Besides, congress is not bound, and it would, perhaps, be inexpedient, to enlarge the jurisdiction of federal Courts, to every subject, in every form, which the constitution might warrant.”
See also Sheldon v. Sill, supra, at 449.
While it is analytically correct to view the question of jurisdiction as distinct from that of the appropriate relief to be granted, see Davis v. Passman, supra, at 239-240, n. 18, congressional authority here may all too easily be undermined when the judiciary, under the guise of exercising its authority to fashion appropriate relief, creates expansive damages remedies that have not been authorized by Congress. Just as there are some tasks that Congress may not impose on an Art. III court, Gordon v. United States, 2 Wall. 561 (1865); United States v. Klein, 13 Wall. 128 (1872), there are others that an Art. Ill court may not simply seize for itself without congressional authorization. This concern is initially reflected in the notion that federal courts do not have the authority to act as general courts of common law absent congressional authorization.
In Wheeldin v. Wheeler, 373 U. S. 647, 651 (1963), the Court observed that “[a]s respects the creation by the federal courts of common-law rights, it is perhaps needless to state that we are not in the free-wheeling days antedating Erie R. Co. v. Tompkins, 304 U. S. 64 [1938].” Erie expressly rejected the *38view, previously adopted in Swift v. Tyson, 16 Pet. 1 (1842), that federal courts may declare rules of general common law in civil fields. And it has long been established that federal courts lack the authority to create a common law of crimes. United States v. Hudson & Goodwin, 7 Cranch 32 (1812). Hudson & Goodwin rested on the notion that:
“The powers of the general Government are made up of concessions from the several states — whatever is not expressly given to the former, the latter expressly reserve. The judicial power of the United States is a constituent part of those concessions — that power is to be exercised by Courts organized for the purpose, and brought into existence by an effort of the legislative power of the Union. Of all the Courts which the United States may, under their general powers, constitute, one only, the Supreme Court, possesses jurisdiction derived immediately from the constitution, and of which the legislative power cannot deprive it. All other Courts created by the general Government possess no jurisdiction but what is given them by the power that creates them, and can be vested with none but what the power ceded to the general Government will authorize them to confer.” Id., at 33.
Thus, the Court in Hudson concluded:
“It is not necessary to inquire whether the general Government, in any and what extent, possesses the power of conferring on its Courts a jurisdiction in cases similar to the present; it is enough that such jurisdiction has not been conferred by any legislative act, if it does not result to those Courts as a consequence of their creation.” Ibid.
In my view the authority of federal courts to fashion remedies based on the “common law” of damages for constitutional violations likewise falls within the legislative domain, and does not exist where not conferred by Congress.
*39The determination by federal courts of the scope of such a remedy involves the creation' of a body of common law analogous to that repudiated in Erie and Hudson <& Goodwin. This determination raises such questions as the types of damages recoverable, the injuries compensable, the degree of intent required for recovery, and the extent to which official immunity will be available as a defense. And the creation of such a remedy by federal courts has the effect of diverting judicial resources from areas that Congress has explicitly provided for by statute. It thereby may impair the ability of federal courts to comply with judicial priorities established by Congress.
Congress’ general grant of jurisdiction to federal courts under 28 U. S. C. § 1331 does not permit those courts to create a remedy for the award of damages whenever an individual’s constitutional rights have been violated. While § 1331 grants federal courts jurisdiction to hear cases that arise under the Constitution, it makes no provision whatsoever for the award of such damages, nor, as noted above, is there any precedential or other historical support for such a remedy prior to Bivens.5 *40By contrast, it is obvious that when Congress has wished to authorize federal courts to grant damages relief, it has known how to do so and has done so expressly. For example, in 42 U. S. C. § 1983 Congress explicitly provided for federal courts to award damages against state officials who violate an individual’s constitutional rights.6 With respect to federal officials, however, it has never provided for these types of damages awards.7 Rather, it chose a different route in 1974 by elimi*41nating the immunity of federal officials under the FTCA. See n. 2, supra.
Congress has also created numerous express causes of actions for damages in other areas. See, e. g., Fair Labor Standards Act, 29 U. S. C. § 216 (b); Civil Rights Act of 1968, 42 U. S. C. § 3612 (c); Federal Employers’ Liability Act, 45 U. S. C. §§ 51-60. While the injuries for which such damages have been authorized may seem less important than violations of constitutional rights by federal officials, Congress has nonetheless said that it wants federal courts to hear the former, and has not similarly spoken with respect to the latter.
In my view, absent a clear indication from Congress, federal courts lack the authority to grant damages relief for constitutional violations. Although Congress surely may direct federal courts to grant relief in Bivens-type actions, it is enough that it has not done so. As stated by this Court in Wheeldin v. Wheeler, 373 U. S., at 652, which declined to create an implied cause of action for federal officials’ abuse of their statutory authority to issue subpoenas:
“Over the years Congress has considered the problem of state civil and criminal actions against federal officials many times. . . . But no general statute making federal officers liable for acts committed 'under color,’ but in violation, of their federal authority has been passed. . . . That state law governs the cause of action alleged is shown by the fact that removal is possible in a nondiver-sity case such as this one only because the interpretation of a federal defense makes the case one 'arising under’ *42the Constitution or laws of the United States. ... [I]t is not for us to fill any hiatus Congress has left in this area.”
Because Congress also has never provided for a Bwens-type damages award, I think the appropriate course is for federal courts to dismiss such actions for failure to state a claim upon which relief can be granted. Congress did not even grant to federal courts a general jurisdiction to entertain cases arising under the Constitution until 1875. Act of Mar. 3, 1875, § 1, 18 Stat. 470. It thus would seem that the most reasonable explanation for Congress’ failure explicitly to provide for damages in Bivens actions is that Congress intended to leave this responsibility to state courts in the application of their common law, or to put it conversely to preclude federal courts from granting such relief.
The authority of federal courts “to adjust their remedies so. as to grant the necessary relief,” Bell v. Hood, 327 U. S., at 684; Bivens, 403 U. S., at 392; Davis v. Passman, 442 U. S., at 245, does not suggest a contrary conclusion. While federal courts have historically had broad authority to fashion equitable remedies,8 it does not follow that absent congressional authorization they may also grant damages awards for constitutional violations that would traditionally be regarded as remedies at law. The broad power of federal courts to grant equitable relief for constitutional violations has long been established. As this Court observed in Swann v. Charlotte-Mecklenburg Board of Education, 402 U. S. 1, 15 (1971):
“Once a right and a violation have been shown, the scope *43of a district court’s equitable powers to remedy past wrongs is broad, for breadth and flexibility are inherent in equitable remedies.
“ The essence of equity jurisdiction has been the power of the Chancellor to do equity and to mould each decree to the necessities of the particular case. Flexibility rather than rigidity has distinguished it. The qualities of mercy and practicality have made equity the instrument for nice adjustment and reconciliation between the public interest and private needs as well as between competing private claims.’ Hecht Co. v. Bowles, 321 U. S. 321, 329-330 (1944), cited in Brown [v. Board of Education, 349 U. S. 294, 300 (1955)].”
Thus, for example, in Ex parte Young, 209 U. S. 123 (1908), it was held that a federal court may enjoin a state officer from enforcing penalties and remedies provided by an unconstitutional statute. See also, e. g., Osborn v. United States Bank, 9 Wheat. 738, 838-846, 859 (1824).
No similar authority of federal courts to award damages for violations of constitutional rights had ever been recognized prior to Bivens.9 And no statutory grant by Congress supports the exercise of such authority by federal courts. The Rules of Decision Act, for example, provides that “[t]he laws of the several states, except where the Constitution or treaties of the United States or Acts of Congress otherwise require or provide, shall be regarded as rules of decision in civil actions in the courts of the United States, in cases where they apply.” 28 U. S. C. § 1652. And the All Writs Act authorizes this Court and lower federal courts to “issue all writs necessary or appropriate in aid of their respective jurisdictions and agreeable to the usages and principles of law.” 28 U. S. C. § 1651. Neither these statutes, nor 28 U. S. C. § 1331, authorizes fed*44eral courts to create a body of common-law damages remedies for constitutional violations or any other legal wrong. And as previously discussed, federal courts do not have the authority to act as general courts of common law absent authorization by Congress.
In light of the absence of any congressional authorization or historical support, I do not think the equitable authority of federal courts to grant “the necessary relief” provides a foundation for inferring a body of common-law damages remedies from various constitutional provisions. I believe my conclusion here is further supported by an examination of the difficulties that arise in attempting to delimit the contours of the damages remedy that the Court has held should be available when an individual’s constitutional rights are violated.
II
The Court concludes, as noted above, that respondent may recover damages as a result of an inferred remedy under the Eighth Amendment because “nothing in the Federal Tort Claims (FTCA) or its legislative history . . . show[s] that Congress meant to pre-empt a Bivens remedy or to create an equally effective remedy for constitutional violations,” ante, at 19, nor are there any “ 'special factors counselling [judicial] hesitation.’ ” Ante, at 18. After observing that Congress did not explicitly state in the FTCA or its legislative history that the FTCA was intended to provide such a remedy, the Court points to “[f]our additional factors” that suggest a “Bivens remedy is more effective than the FTCA remedy” in attempting to ascertain congressional intention here. Ante, at 20. The first is that the Bivens remedy is recoverable against individuals whereas the FTCA remedy is against the United States, and thus the Bivens remedy more effectively serves the deterrent purpose articulated in Bivens.
The Court not only fails to explain why the Bivens remedy is effective in the promotion of deterrence, but also does not provide any reason for believing that other sanctions on fed*45eral employees — such as a threat of deductions in pay, reprimand, suspension, or firing — will be ineffective in promoting the desired level of deterrence, or that Congress did not consider the marginal increase in deterrence here to be outweighed by other considerations. See, e. g., Bell, Proposed Amendments to the Federal Tort Claims Act, 16 Harv. J. on Leg. 1, 13 (1979). And while it may be generally true that the extent to which a sanction is imposed directly on a wrongdoer will have an impact on the effectiveness of a deterrent remedy,10 there are also a number of other factors that must be taken into account — such as the amount of damages necessary to offset the benefits of the objectionable conduct, the risk that the wrongdoer might escape liability, the clarity with which the objectionable conduct is defined, and the perceptions of the individual who is a potential wrongdoer. In a Bivens action, however, there is no relationship whatsoever between the damages awarded and the benefits from infringing the individual’s rights because the damages award focuses *46solely on the loss to the plaintiff. The damages in such an action do not take into account the risk that the wrongdoer will escape liability altogether. In addition, it is often not clear what conduct violates the Constitution, see, e. g., Owen v. City of Independence, 445 U. S. 622 (1980);11 California v. Minjares, 443 U. S. 916, 917-919 (1979) (Rehnquist, J., dissenting from denial of stay). In many cases the uncertainty as to what constitutes a constitutional violation will impair the deterrent impact of a Bivens remedy.12 Finally, the perceptions of the potential wrongdoer as to the above considerations may also detract from the deterrent effect of a Bivens action. The Court makes no attempt to assess these factors or to examine them in relation to an FTCA action. In my view, its assertion that the Bivens remedy is a more effective deterrent than the FTCA remedy, and that this is a reason for concluding that Congress intended Bivens actions to exist concurrently with FTCA actions, remains an unsupported assertion.13
*47In addition, there are important policy considerations at stake here that Congress may decide outweigh the interest in deterrence promoted by personal liability of federal officials. Indeed, the fear of personal liability may “dampen the ardor of all but the most resolute, or the most irresponsible, in the unflinching discharge of their duties.” Gregoire v. Biddle, 177 F. 2d 579, 581 (CA2 1949) (L. Hand). And, as one commentator has observed: “Despite the small odds an employee will actually be held liable in a civil suit, morale within the federal services has suffered as employees have been dragged through drawn-out lawsuits, many of which are frivolous.” Bell, 16 Harv. J. on Leg., supra, at 6.
The Court next argues that Congress did not intend the FTCA to displace the Bivens remedy because it did not provide for punitive damages in the FTCA. As the Court observes, we have not “expressly address [ed] and decid [ed] the question” whether punitive damages may be awarded in a Bivens suit. Ante, at 21-22. And despite the Court’s assertion to the contrary, we have also not done so with respect to § 1983 actions. In Carey v. Piphus, 435 U. S. 247, 257, n. 11 (1978), this Court explicitly stated that “we imply no approval or disapproval of any of [the] cases” that have awarded punitive damages in § 1983 actions. Because this Court has never reached the question whether punitive damages may be awarded in either a Bivens or § 1983 action, I think serious doubts arise as to the Court’s claim that an FTCA action is not as effective as a Bivens action because the FTCA does not permit punitive damages awards. Indeed, this Court in Carey also stated that “[t]o the extent that Congress intended that [damages] awards under § 1983 should deter the deprivation of constitutional rights, there is no evidence that it meant to establish a deterrent more formidable than that inherent in the award of compensatory damages.” 435 U. S., at 256-257.
Even if punitive damages were appropriate in a Bivens action, such damages are typically determined by reference *48to factors such as the character of the wrong, the amount necessary to “punish” the defendant, etc., and the jury has a great deal of discretion in deciding both whether such damages should be awarded and the amount of the punitive award. See, e. g., C. McCormick, Law of Damages § 85 (1935). The determination whether this or some other remedy — such as a fixed fine, a threat of being reprimanded, suspended, or fired, or simply compensatory damages — provides the desired level of deterrence is one for Congress. This Court should defer to Congress even when Congress has not explicitly stated that its remedy is a substitute for a Bivens action.
The third factor relied on by the Court to support its conclusion that Congress did not intend the FTCA to serve as a substitute for a Bivens action is that a plaintiff cannot opt for a jury in a FTCA action while he can in a Bivens suit. The Court, however, offers no reason why a judge is preferable to a jury, or vice versa, in this context. Rather, the Court merely notes that petitioners cannot explain why plaintiffs should not retain the choice between a judge and jury. Ante, at 23, and n. 9. I do not think the fact that Congress failed to specify that the FTCA was a substitute for a Bivens action supports the conclusion that Congress viewed the plaintiff's ability to choose between a judge and a jury as a reason for retaining a Bivens action in addition to an action under the FTCA.
Finally, I do not think it is obvious, as the Court states, that liability of federal officials for violations of constitutional rights should be governed by uniform rules absent an explicit statement by Congress indicating a contrary intention. The importance of federalism in our constitutional system has been recognized both by this Court, see, e. g., Younger v. Harris, 401 U. S. 37 (1971), and by Congress, see, e. g., 42 U. S. C. § 1988, and in accommodating the values of federalism with other constitutional principles and congressional statutes, this Court has often deferred to state rules. See, e. g., Rob*49ertson v. Wegmann, 436 U. S. 584 (1978); Johnson v. Railway Express Agency, Inc., 421 U. S. 454 (1975). As observed by Mr. Justice Powell, “federal courts routinely refer to state law to fill the procedural gaps in national remedial schemes.” Ante, at 29 (opinion concurring in judgment).14 Indeed, the Rules of Decision Act would seem ordinarily to require it. 28 U. S. C. § 1652.
Once we get past the level of a high-school civics text, it is simply not self-evident to merely assert that here we have a federal cause of action for violations of federal rights by federal officials, and thus the question whether reference to state procedure is appropriate “admits of only a negative answer in the absence of a contrary congressional resolution.” Ante, at 23. The Court articulates no solid basis for concluding that there is any interest in uniformity that should generally be viewed as significant. Although the Court identifies “deterrence” as an objective of a Bivens action, a § 1983 action, which is also a creation of federal law, has been recognized by this Court as having a similar objective in the promotion of deterrence. See, e. g., Carey v. Piphus, supra, at 257; Robertson v. Wegmann, 436 U. S., at 592; Imbler v. Pachtman, supra, at 442 (White, J., concurring in judgment).15 *50And with respect to such actions state procedural rules are generally controlling, see, e. g., Robertson v. Wegmann, supra. As observed in Robertson, supra, at 593:
“It is true that § 1983 provides ‘a uniquely federal remedy against incursions under the claimed authority of state law upon rights secured by the Constitution and laws of the Nation.' Mitchum v. Foster, [407 U. S. 225,] 239. That a federal remedy should be available, however, does not mean that a § 1983 plaintiff (or his representatives) must be allowed to continue an action in disregard of the state law to which § 1988 refers us. A state statute cannot be considered 'inconsistent’ with federal law merely because the statute causes the plaintiff to lose the litigation. If success of the § 1983 action were the only benchmark, there would be no reason at all to look to state law, for the appropriate rule would then always be the one favoring the plaintiff, and its source would be essentially irrelevant.”16
I think the congressional determination to defer to state procedural rules in the § 1983 context indicates the weak foundation upon which the Court’s analysis here rests.17
*51In my view, the fact that Congress has created a tort remedy against federal officials at all, as it has done here under the FTCA, is dispositive. The policy questions at issue in the creation of any tort remedies, constitutional or otherwise, involve judgments as to diverse factors that are more appropriately made by the legislature than by this Court in an attempt to fashion a constitutional common law. This Court stated in TVA v. Hill, 437 U. S. 153, 194 (1978):
“Our system of government is, after all, a tripartite one, with each branch having certain defined functions delegated to it by the Constitution. While ‘[i]t is emphatically the province and duty of the judicial department to say what the law is,’ Marbury v. Madison, 1 Cranch 137, 177 (1803), it is equally — and emphatically — the exclusive province of the Congress not only to formulate legislative policies and mandate programs and projects, but also to establish their relative priority for the Nation. Once Congress, exercising its delegated powers, has decided the order of priorities in a given area, it is for the Executive to administer the laws and for the courts to enforce them when enforcement is sought.”
Here Congress has provided no indication that it believes sound policy favors damages awards against federal officials for violations of constitutional rights.
Ill
I think the Court acknowledges the legislative nature of the determinations involved here when it states that such a *52remedy may be defeated when “Congress has indicated that it intends the statutory remedy to replace, rather than to complement, the Bivens remedy.” Ante, at 19, n. 5. Here Congress did not do so because in the Court’s words: “In the absence of a contrary expression from Congress, § 2680 (h) ... contemplates that victims of the kind of intentional wrongdoing alleged in this complaint shall have an action under FTCA against the United States as well as a Bivens action against the individual officials alleged to have infringed their constitutional rights.” Ante, at 20. But under the Court’s rationale if Congress had made clear that it intended the FTCA to displace judicially inferred remedies under the Constitution, this Court must defer to that legislative judgment.18 This principle was also recognized in Bivens, wherein the Court noted that Congress had given no indication that it viewed any other remedy to be as effective as the damages remedy inferred by the Court from the Fourth Amendment. 403 U. S., at 397. See also Davis v. Passman, 442 U. S., at 245, 246-247; Butz v. Economou, 438 U. S. 478, 504 (1978).
I agree with the Court that Congress is free to devise whatever remedy it sees fit to redress violations of constitutional rights sued upon in Art. Ill courts, and to have that *53remedy altogether displace any private civil damages remedies that this Court may devise. I disagree, however, that, unless “special factors” counsel hesitation, Congress must make some affirmative showing that it intends its action to provide such redress before this Court will deem Congress’ action to be an adequate substitute for an inferred remedy.19 The requirement of such congressional action is a formal procedural device that not only serves little useful purpose, but also subverts the policymaking authority vested by the Constitution in the Legislative Branch. Its application in this case, through the Court’s attempt to ascertain congressional intention by examining whether the FTCA or a Bivens action is “more effective,” in my view demonstrates that the creation of constitutional damages remedies involves policy considerations that are more appropriately made by the Legislative rather than the Judicial Branch of our Government.
IV
I think the Court’s formalistic procedural approach to this problem is flawed for one additional reason. As noted above, the approach adopted by the Court in Bivens and reaffirmed today is one that permits Congress to displace this Court in fashioning a constitutional common law of its choosing merely by indicating that it intends to do so. Ante, at 19, n. 5. Otherwise, unless special factors counsel “hesitation,” it will be presumed under the Court’s analysis that Congress intended any remedy it creates to be enforced simultaneously by federal courts with a Bivens action. The Court provides no justification for this canon of divining legislative intention. Presumably when Congress creates and defines the limits of a cause of action, it has taken into account competing considerations and struck what it considers to be an appropriate balance among them. In my view it is wholly at odds with traditional *54principles for interpretation of legislative intention and with the constitutional notion of separation of powers to conclude that because Congress failed to indicate that it did not intend the cause of action and its limitations- to be defined otherwise, it intended for this Court to exercise free rein in fashioning additional rules for recovery of damages under the guise of an inferred constitutional damages action.
For the foregoing reasons I dissent, and would reverse the judgment.
As observed by Mr. Justice Brandéis: “This Court, while recognizing the soundness of the rule of stare decisis where appropriate, has not hesitated to overrule earlier decisions shown, upon fuller consideration, to be erroneous.” Ashwander v. TVA, 297 U. S. 288, 352-353 (1936) (concurring opinion).
As suggested by MR. Justice Powell, this analysis is properly viewed as dicta in light of other statements in the Court’s opinion. Ante, at 26, 28 (opinion concurring in judgment). The Court’s opinion entirely disposes of this case by stating that “when Congress amended PTCA in 1974 to create a cause of action against the United States for intentional torts committed by federal law enforcement officers, 28 U. S. C. §2680 (h), the congressional comments accompanying that amendment made it crystal clear that Congress views PTCA and Bivens as parallel, complementary causes of action. . . .” Ante, at 19-20 (emphasis added). In light of these comments the Court concludes: “In the absence of a contrary expression from Congress, § 2680 (h) thus contemplates that victims of the kind of intentional wrongdoing alleged in this complaint shall have an action under PTCA against the United States as well as a Bivens action against the individual officials alleged to have infringed their constitutional rights.” Ante, at 20.
Although the Court finds these comments conclusive, in my view they do not purport to suggest that it is proper for courts to infer constitutional damages remedies in areas addressed by the PTCA. Rather, I think it more likely that they reflect Congress’ understanding (albeit erroneous) that Bivens was a constitutionally required decision. If I am correct, the comments comprise merely an effort on the part of the Senate Committee to avoid what it perceived as a constitutional issue. In any event, the Report seems to be an uncertain basis for concluding that Congress supports the inference of a constitutional damages remedy here or in any other context.
Under the PTCA, if a federal agent’s official conduct would render a private person liable in accordance with “the law of the place where the *34act or omission complained of occurred,” 28 U. S. C. § 2674, recovery may be had against the United States except as provided in 28 U. S. C. § 2680. See also §§2672, 2675. And after Bivens, Congress amended the FTCA to allow direct recovery against the Government for certain intentional torts committed by federal officials. § 2680 (h). As the Court notes, however, punitive damages may not be assessed against the United States, § 2674, nor may prejudgment interest be so assessed.
Indeed, on remand the District Court concluded that plaintiff had failed to state a federal claim upon which relief could be granted. Bell v. Hood, 71 F. Supp. 813 (SD Cal. 1947). In dismissing plaintiff’s action the court observed that “[p]laintiffs are unable to point to any constitutional provision or federal statute giving one who has suffered an unreasonable search and seizure or false imprisonment by federal officers any Federal right or cause of action to recover damages from those officers as individuals.” Id., at 817. The District Court’s opinion provided the foundation for many subsequent decisions reaching the same result. See, e. g., United States v. Faneca, 332 F. 2d 872, 875 (CA5 1964), cert. denied, 380 U. S. 971 (1965); Johnston v. Earle, 245 F. 2d 793, 796 (CA9 1957) ; Koch v. Zuieback, 194 F. Supp. 651, 656 (SD Cal. 1961), aff’d, 316 F. 2d *351 (CA9 1963); Garfield v. Palmieri, 193 F. Supp. 582, 586 (EDNY 1960), aff'd per curiam, 290 F. 2d 821 (CA2), cert. denied, 368 U. S. 827 (1961).
In his concurrence in Bivens, Mr. Justice Harlan relied heavily on decisions of this Court that have inferred private damages remedies from federal statutes. See, e. g., 403 U. S., at 402, 402-403, n. 4, 406, 407, 410-411. Thus, he states: “The Borak case [J. I. Case Co. v. Borak, 377 U. S. 426 (1964)] is an especially clear example of the exercise of federal judicial power to accord damages as an appropriate remedy in the absence of any express statutory authorization of a federal cause of action. . . . The exercise of judicial power involved in Borak simply cannot be justified in terms of statutory construction, . . . nor did the Borak Court purport to do so. See Borak, supra, at 432-434. The notion of 'implying’ a remedy, therefore, as applied to cases like Borak, can only refer to a process whereby the federal judiciary exercises a choice among traditionally available judicial remedies according to reasons related to the substantive social policy embodied in an act of positive law.” Id., at 402-403, n. 4.
In light of this Court’s recent decisions in Touche Ross & Co. v. Redington, 442 U. S. 560 (1979), and Transamerica Mortgage Advisors, Inc. v. Lewis, 444 U. S. 11 (1979), it is clear that there is nothing left of the *40rationale of Borak. As observed in both those cases, it is obvious that “when Congress wished to provide a private damages remedy, it knew how to do so and did so expressly.” Touche Ross, supra, at 572; Trans-america, supra, at 21. Because the statutes at issue in those cases did not expressly provide for such a remedy and there was no clear evidence of such a congressional intention in their legislative history, the Court, unlike in Borah, declined to imply a damages remedy from the statutes’ broad language. Touche Ross and Transamerica thereby undermine the principal foundation of Mr. Justice Harlan’s concurring opinion in Bivens. Thus, in spite of his cursory comment that for a Bivens plaintiff “it is damages or nothing,” 403 U. S., at 410, I doubt that Mr. Justice Harlan would today reach the same conclusion that he did in Bivens in 1971, especially in light of his statement that “[m]y initial view of this case was that the Court of Appeals was correct in dismissing the complaint, but for reasons stated in this opinion I am now persuaded to the contrary.” Id., at 398.
Title 42 U. S. C. § 1983 provides:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
Indeed, in discussing the scope of authority conferred on federal courts by § 1983, Senator Thurman stated at the time § 1983 was adopted: “[This section’s] whole effect is to give to the Federal Judiciary that which now does not belong to it — a jurisdiction that may be constitutionally conferred upon it, I grant, but that has never yet been conferred upon it. It authorizes any person who is deprived of any right, privilege, or immunity secured to him by the Constitution of the United States, to bring an action against the wrong-doer in the Federal courts, and that without any limit whatsoever as to the amount in controversy.” Cong. Globe, *4142d Cong., 1st Sess., App. 216-217 (1871), quoted in Owen v. City of Independence, 445 U. S. 622, 636-637, n. 17 (1980).
Since Senator Thurman was a staunch opponent of § 1983, the latter part of this statement may be viewed as not unlike the “parade of horri-bles” frequently marshaled against a pending measure and not the most reliable source of legislative history. But the first part of the statement quite certainly expressed the view entertained by students of federal jurisdiction until very recently.
Indeed, the principal cases relied on in Bell, Bivens, and Davis for the principle that federal courts have broad authority to fashion appropriate relief are equitable. Marbury v. Madison, 1 Cranch 137 (1803), for example, which is referred to in those decisions and relied on in Bell for the principle that “where federally protected rights have been invaded, it has been the rule from the beginning that courts will be alert to adjust their remedies so as to grant the necessary relief,” 327 U. S., at 684, involved equitable relief by way of mandamus or injunction.
The Just Compensation Clause of the Fifth Amendment is not an exception here because the express language of that Clause requires that “compensation” be paid for any governmental taking.
It must also be remembered that along with the greater deterrent effect resulting from liability imposed directly on the governmental wrongdoer, there is also strong potential for distortion of governmental decisionmaking as a result of the threat of liability. Thus, Mr. Justice Brennan in his opinion for the Court in Owen v. City of Independence, 445 U. S., at 655-656, states:
“At the heart of [the] justification for a qualified immunity for the individual official is the concern that the threat of personé, monetary liability will introduce an unwarranted and unconscionable consideration into the decisionmaking process, thus paralyzing the governing official’s decisiveness and distorting his judgment on matters of public policy. The inhibiting effect is significantly reduced, if not eliminated, however, when the threat of personal liability is removed.”
The fact that Congress in the FTCA has provided for a remedy against the United States, rather than against federal officials, thus does not suggest that Congress views a Bivens remedy as desirable because of its deterrent effect. Rather, it is at least equally, if not more, plausible that Congress viewed the approach in the FTCA to be preferable because of the potential impact on governmental decisionmaking that might result from the threat of personal liability.
For example, in Owen, which relies partially on a deterrence rationale, 445 U. S., at 651-652, the conduct causing the alleged injury to plaintiff had not been held to be a constitutional violation at the time it was committed. It is thus readily apparent that the imposition of damages in Owen had no deterrent impact whatsoever.
Even where the legal principles are not in flux, the constitutional standard may be sufficiently general that it is difficult to predict in advance whether a particular set of facts amounts to a constitutional violation. For example, as interpreted by this Court, the Due Process Clause of the Fourteenth Amendment may be violated by conduct that offends traditional notions of “fair play and substantial justice,” Shaffer v. Heitner, 433 U. S. 186, 207, 212 (1977), or that “shocks the conscience,” Rochin v. California, 342 U. S. 165, 172 (1952).
Although the Court states that a Bivens remedy is recoverable against individuals, it does not state that the damages paid in a Bivens action actually come out of the federal employee’s pocket. And even if they did, as explained above, it is not clear that the award would promote deterrence, or that any marginal increase in deterrence would outweigh other considerations that counsel against judicial creation of this type of remedy.
Like a Bivens action, a § 1983 action is a creation of federal law and an exclusively federal right. Congress in § 1988 nonetheless “quite clearly instructs [federal courts] to refer to state statutes” when federal law provides no rule of decision for actions brought under § 1983. Robertson v. Wegmann, 436 U. S., at 593. See also n. 10, supra. Although a § 1983 action is against state officers and a Bivens action is against federal officers, it does not follow that there is an obvious interest in application of uniform rules. Indeed, the controlling authority is to the contrary. See, e. g., Johnson v. Railway Express Agency, Inc., 421 U. S., at 462, and eases cited therein; infra, at 50.
Robertson reveals that, however one views the appropriateness of the Court’s refusal to apply Indiana survivorship law in this case, the objective of deterrence does not mean that application of state law is inappropriate for filling procedural gaps in Bivens actions on the ground that the state rule will result in an unfavorable outcome for the plaintiff.
The Court states as one justification for its refusal to apply Indiana survivorship law that here the suit is against federal officials whereas § 1983 actions, which are subject to the requirements of § 1988, are against state officers. Ante, at 24-25, n. 11. Section 1988, however, applies not only to claims against state officers under § 1983, but also to suits under §§ 1981, 1982, and 1985, which do not require state action. And the Rules of Decision Act applies by its terms to federal causes of action, whether or not against federal officials. Thus, the asserted interest in uniform rules of procedure in federal actions against federal officials, absent more, is unpersuasive and not justified in light of established practice.
Any alleged inconsistency with the policies of federal law here is highly speculative at best. In order to find even a marginal influence on behavior as a result of Indiana’s survivorship provisions, one would have to assume not only that federal officials have both the desire and ability to select as victims only those persons who would not be survived by any *51close relatives, but also that (1) they are aware that if the victim dies survivorship law will preclude recovery, (2) they would intentionally kill the individual or permit him to die, rather than violate his constitutional rights to a lesser extent, in order to avoid liability under Bivens, and (3) a Bivens remedy will have a deterrent impact in these circumstances beyond that of ordinary criminal sanctions. In addition, one must include in the evaluation a consideration of competing policies that Congress may wish to promote.
Thus, although it does not appear that Congress explicitly stated that § 1983 is intended as the exclusive remedy for violations of constitutional rights by state officials, it would clearly be invasion of the legislative province for this Court to fashion a constitutional damages remedy against state officials that would exist concurrently with § 1983. As this Court observed with respect to its creation of a Bivens action, “[t]he presence or absence of congressional authorization for suits against federal officials is, of course, relevant to the question whether to infer a right of action for damages for a particular violation of the Constitution.” Butz v. Economou, 438 U. S. 478, 503 (1978). Here Congress’ action in adopting 42 U. S. C. § 1983 demonstrates that Congress has exercised its judgment in balancing the relevant policies and in determining the nature and scope of the damages remedy against state officials who violate an individual’s federal constitutional rights. In light of traditional notions of separation of powers, its judgment is conclusive.
As Mr. Justice Powell states, the Court did not go this far even in Bivens. Ante, at 26-27 (opinion concurring in judgment).
8.3.3 Ziglar v. Abbasi 8.3.3 Ziglar v. Abbasi
James W. ZIGLAR, Petitioner
v.
Ahmer Iqbal ABBASI, et al.
John D. Ashcroft, Former Attorney General, et al., Petitioners
v.
Ahmer Iqbal Abbasi, et al.
Dennis Hasty, et al., Petitioners
v.
Ahmer Iqbal Abbasi, et al.
Nos. 15-1358
15-1359
15-1363.
Supreme Court of the United States
Argued Jan. 18, 2017.
Decided June 19, 2017.
Ian H. Gershengorn, Acting Solicitor General, for Petitioners in Nos. 15-1358 and 15-1359.
Jeffrey A. Lamken, Washington, DC, for Petitioners in No. 15-1363.
Rachel Meeropol, New York, NY, for Respondents.
Clifton S. Elgarten, Shari Ross Lahlou, Kate M. Growley, Crowell & Moring LLP, Washington, DC, for Dennis Hasty.
Jeffrey A. Lamken, Michael G. Pattillo, Jr., Eric R. Nitz, James A. Barta, MoloLamken LLP, Washington, DC, Britt Hamilton, Sara E. Margolis, MoloLamken LLP, New York, NY, Debra L. Roth, Julia H. Perkins, Shaw Bransford & Roth, Washington, DC, for James Sherman.
Ian Heath Gershengorn, Acting Solicitor General, Department of Justice, Benjamin C. Mizer, Principal Deputy Assistant Attorney General, Malcolm L. Stewart, Deputy Solicitor General, Curtis E. Gannon, Assistant to the Solicitor General, Douglas N. Letter, Barbara L. Herwig, H. Thomas Byron III, Michael Shih, Attorneys, Department of Justice, Washington, DC, for Petitioners John D. Ashcroft, et al.
William Alden McDaniel, Jr., Ballard Spahr LLP, Baltimore, MD, for Petitioner James W. Ziglar.
Nancy L. Kestenbaum, Joanne Sum-Ping, Jennifer L. Robbins, Matthew Q. Verdin, Covington & Burling LLP, New York, NY, David M. Zionts, Covington & Burling LLP, Washington, DC, Rachel A. Meeropol, Michael Winger, Baher A. Azmy, Shayana Kadidal, Center for Constitutional Rights, Alexander A. Reinert, New York, NY, for Respondents.
Justice KENNEDY delivered the opinion of the Court, except as to Part IV-B.
After the September 11 terrorist attacks in this country, and in response to the deaths, destruction, and dangers they caused, the United States Government ordered hundreds of illegal aliens to be taken into custody and held. Pending a determination whether a particular detainee had connections to terrorism, the custody, under harsh conditions to be described, continued. In many instances custody lasted for days and weeks, then stretching into months. Later, some of the aliens who had been detained filed suit, leading to the cases now before the Court.
The complaint named as defendants three high executive officers in the Department of Justice and two of the wardens at the facility where the detainees had been held. Most of the claims, alleging various constitutional violations, sought damages *1852 under the implied cause of action theory adopted by this Court in Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 , 91 S.Ct. 1999 , 29 L.Ed.2d 619 (1971). Another claim in the complaint was based upon the statutory cause of action authorized and created by Congress under Rev. Stat. § 1980, 42 U.S.C. § 1985 (3). This statutory cause of action allows damages to persons injured by conspiracies to deprive them of the equal protection of the laws.
The suit was commenced in the United States District Court for the Eastern District of New York. After this Court's decision in Ashcroft v. Iqbal, 556 U.S. 662 , 129 S.Ct. 1937 , 173 L.Ed.2d 868 (2009), a fourth amended complaint was filed; and that is the complaint to be considered here. Motions to dismiss the fourth amended complaint were denied as to some defendants and granted as to others. These rulings were the subject of interlocutory appeals to the United States Court of Appeals for the Second Circuit. Over a dissenting opinion by Judge Raggi with respect to the decision of the three-judge panel-and a second unsigned dissent from the court's declining to rehear the suit en banc, joined by Judge Raggi and five other judges-the Court of Appeals ruled that the complaint was sufficient for the action to proceed against the named officials who are now before us. See Turkmen v. Hasty, 789 F.3d 218 (2015) (panel decision); Turkmen v. Hasty, 808 F.3d 197 (2015) (en banc decision).
The Court granted certiorari to consider these rulings. 580 U.S. ---- (2016). The officials who must defend the suit on the merits, under the ruling of the Court of Appeals, are the petitioners here. The former detainees who seek relief under the fourth amended complaint are the respondents. The various claims and theories advanced for recovery, and the grounds asserted for their dismissal as insufficient as a matter of law, will be addressed in turn.
I
Given the present procedural posture of the suit, the Court accepts as true the facts alleged in the complaint. See Iqbal, 556 U.S., at 678 , 129 S.Ct. 1937 .
A
In the weeks following the September 11, 2001, terrorist attacks-the worst in American history-the Federal Bureau of Investigation (FBI) received more than 96,000 tips from members of the public. See id., at 667 , 129 S.Ct. 1937 . Some tips were based on well-grounded suspicion of terrorist activity, but many others may have been based on fear of Arabs and Muslims. FBI agents "questioned more than 1,000 people with suspected links to the [September 11] attacks in particular or to terrorism in general." Ibid .
While investigating the tips-including the less substantiated ones-the FBI encountered many aliens who were present in this country without legal authorization. As a result, more than 700 individuals were arrested and detained on immigration charges. Ibid. If the FBI designated an alien as not being "of interest" to the investigation, then he or she was processed according to normal procedures. In other words the alien was treated just as if, for example, he or she had been arrested at the border after an illegal entry. If, however, the FBI designated an alien as "of interest" to the investigation, or if it had doubts about the proper designation in a particular case, the alien was detained subject to a "hold-until-cleared policy." The aliens were held without bail.
Respondents were among some 84 aliens who were subject to the hold-until-cleared policy and detained at the Metropolitan *1853 Detention Center (MDC) in Brooklyn, New York. They were held in the Administrative Maximum Special Housing Unit (or Unit) of the MDC. The complaint includes these allegations: Conditions in the Unit were harsh. Pursuant to official Bureau of Prisons policy, detainees were held in " 'tiny cells for over 23 hours a day.' " 789 F.3d, at 228 . Lights in the cells were left on 24 hours. Detainees had little opportunity for exercise or recreation. They were forbidden to keep anything in their cells, even basic hygiene products such as soap or a toothbrush. When removed from the cells for any reason, they were shackled and escorted by four guards. They were denied access to most forms of communication with the outside world. And they were strip searched often-any time they were moved, as well as at random in their cells.
Some of the harsh conditions in the Unit were not imposed pursuant to official policy. According to the complaint, prison guards engaged in a pattern of "physical and verbal abuse." Ibid. Guards allegedly slammed detainees into walls; twisted their arms, wrists, and fingers; broke their bones; referred to them as terrorists; threatened them with violence; subjected them to humiliating sexual comments; and insulted their religion.
B
Respondents are six men of Arab or South Asian descent. Five are Muslims. Each was illegally in this country, arrested during the course of the September 11 investigation, and detained in the Administrative Maximum Special Housing Unit for periods ranging from three to eight months. After being released respondents were removed from the United States.
Respondents then sued on their own behalf, and on behalf of a putative class, seeking compensatory and punitive damages, attorney's fees, and costs. Respondents, it seems fair to conclude from the arguments presented, acknowledge that in the ordinary course aliens who are present in the United States without legal authorization can be detained for some period of time. But here the challenge is to the conditions of their confinement and the reasons or motives for imposing those conditions. The gravamen of their claims was that the Government had no reason to suspect them of any connection to terrorism, and thus had no legitimate reason to hold them for so long in these harsh conditions.
As relevant here, respondents sued two groups of federal officials in their official capacities. The first group consisted of former Attorney General John Ashcroft, former FBI Director Robert Mueller, and former Immigration and Naturalization Service Commissioner James Ziglar. This opinion refers to these three petitioners as the "Executive Officials." The other petitioners named in the complaint were the MDC's warden, Dennis Hasty, and associate warden, James Sherman. This opinion refers to these two petitioners as the "Wardens."
Seeking to invoke the Court's decision in Bivens, respondents brought four claims under the Constitution itself. First, respondents alleged that petitioners detained them in harsh pretrial conditions for a punitive purpose, in violation of the substantive due process component of the Fifth Amendment. Second, respondents alleged that petitioners detained them in harsh conditions because of their actual or apparent race, religion, or national origin, in violation of the equal protection component of the Fifth Amendment. Third, respondents alleged that the Wardens subjected them to punitive strip searches unrelated to any legitimate penological interest, in violation of the *1854 Fourth Amendment and the substantive due process component of the Fifth Amendment. Fourth, respondents alleged that the Wardens knowingly allowed the guards to abuse respondents, in violation of the substantive due process component of the Fifth Amendment.
Respondents also brought a claim under 42 U.S.C. § 1985 (3), which forbids certain conspiracies to violate equal protection rights. Respondents alleged that petitioners conspired with one another to hold respondents in harsh conditions because of their actual or apparent race, religion, or national origin.
C
The District Court dismissed the claims against the Executive Officials but allowed the claims against the Wardens to go forward. The Court of Appeals affirmed in most respects as to the Wardens, though it held that the prisoner abuse claim against Sherman (the associate warden) should have been dismissed. 789 F.3d, at 264-265 . As to the Executive Officials, however, the Court of Appeals reversed, reinstating respondents' claims. Ibid. As noted above, Judge Raggi dissented. She would have held that only the prisoner abuse claim against Hasty should go forward. Id., at 295, n. 41, 302 (opinion concurring in part in judgment and dissenting in part). The Court of Appeals declined to rehear the suit en banc, 808 F.3d, at 197 ; and, again as noted above, Judge Raggi joined a second dissent along with five other judges, id., at 198 . This Court granted certiorari. 580 U.S. ---- (2016).
II
The first question to be discussed is whether petitioners can be sued for damages under Bivens and the ensuing cases in this Court defining the reach and the limits of that precedent.
A
In 1871, Congress passed a statute that was later codified at Rev. Stat. § 1979, 42 U.S.C. § 1983 . It entitles an injured person to money damages if a state official violates his or her constitutional rights. Congress did not create an analogous statute for federal officials. Indeed, in the 100 years leading up to Bivens, Congress did not provide a specific damages remedy for plaintiffs whose constitutional rights were violated by agents of the Federal Government.
In 1971, and against this background, this Court decided Bivens . The Court held that, even absent statutory authorization, it would enforce a damages remedy to compensate persons injured by federal officers who violated the prohibition against unreasonable search and seizures. See 403 U.S., at 397 , 91 S.Ct. 1999 . The Court acknowledged that the Fourth Amendment does not provide for money damages "in so many words." Id., at 396 , 91 S.Ct. 1999 . The Court noted, however, that Congress had not foreclosed a damages remedy in "explicit" terms and that no "special factors" suggested that the Judiciary should "hesitat[e]" in the face of congressional silence. Id., at 396-397 , 91 S.Ct. 1999 . The Court, accordingly, held that it could authorize a remedy under general principles of federal jurisdiction. See id., at 392 , 91 S.Ct. 1999 (citing Bell v. Hood, 327 U.S. 678 , 684, 66 S.Ct. 773 , 90 L.Ed. 939 (1946) ).
In the decade that followed, the Court recognized what has come to be called an implied cause of action in two cases involving other constitutional violations. In Davis v. Passman, 442 U.S. 228 , 99 S.Ct. 2264 , 60 L.Ed.2d 846 (1979), an administrative assistant sued a Congressman for firing her because she was a woman. The Court held that the Fifth Amendment Due Process Clause gave her a damages remedy *1855 for gender discrimination. Id., at 248-249 , 99 S.Ct. 2264 . And in Carlson v. Green, 446 U.S. 14 , 100 S.Ct. 1468 , 64 L.Ed.2d 15 (1980), a prisoner's estate sued federal jailers for failing to treat the prisoner's asthma. The Court held that the Eighth Amendment Cruel and Unusual Punishments Clause gave him a damages remedy for failure to provide adequate medical treatment. See id., at 19 , 100 S.Ct. 1468 . These three cases- Bivens,Davis, and Carlson -represent the only instances in which the Court has approved of an implied damages remedy under the Constitution itself.
B
To understand Bivens and the two other cases implying a damages remedy under the Constitution, it is necessary to understand the prevailing law when they were decided. In the mid-20th century, the Court followed a different approach to recognizing implied causes of action than it follows now. During this " ancien regime, " Alexander v. Sandoval, 532 U.S. 275 , 287, 121 S.Ct. 1511 , 149 L.Ed.2d 517 (2001), the Court assumed it to be a proper judicial function to "provide such remedies as are necessary to make effective" a statute's purpose, J.I. Case Co. v. Borak, 377 U.S. 426 , 433, 84 S.Ct. 1555 , 12 L.Ed.2d 423 (1964). Thus, as a routine matter with respect to statutes, the Court would imply causes of action not explicit in the statutory text itself. See, e.g., id., at 430-432 , 84 S.Ct. 1555 ; Allen v. State Bd. of Elections, 393 U.S. 544 , 557, 89 S.Ct. 817 , 22 L.Ed.2d 1 (1969) ; Sullivan v. Little Hunting Park, Inc., 396 U.S. 229 , 239, 90 S.Ct. 400 , 24 L.Ed.2d 386 (1969) ("The existence of a statutory right implies the existence of all necessary and appropriate remedies").
These statutory decisions were in place when Bivens recognized an implied cause of action to remedy a constitutional violation. Against that background, the Bivens decision held that courts must "adjust their remedies so as to grant the necessary relief" when "federally protected rights have been invaded." 403 U.S., at 392 , 91 S.Ct. 1999 (quoting Bell, supra, at 678 , 66 S.Ct. 773 ); see also 403 U.S., at 402 , 91 S.Ct. 1999 (Harlan, J., concurring) (discussing cases recognizing implied causes of action under federal statutes). In light of this interpretive framework, there was a possibility that "the Court would keep expanding Bivens until it became the substantial equivalent of 42 U.S.C. § 1983 ." Kent, Are Damages Different?: Bivens and National Security, 87 S. Cal. L. Rev. 1123 , 1139-1140 (2014).
C
Later, the arguments for recognizing implied causes of action for damages began to lose their force. In cases decided after Bivens, and after the statutory implied cause-of-action cases that Bivens itself relied upon, the Court adopted a far more cautious course before finding implied causes of action. In two principal cases under other statutes, it declined to find an implied cause of action. See Piper v. Chris-Craft Industries, Inc., 430 U.S. 1 , 42, 45-46, 97 S.Ct. 926 , 51 L.Ed.2d 124 (1977) ; Cort v. Ash, 422 U.S. 66 , 68-69, 95 S.Ct. 2080 , 45 L.Ed.2d 26 (1975). Later, in Cannon v. University of Chicago, 441 U.S. 677 , 99 S.Ct. 1946 , 60 L.Ed.2d 560 (1979), the Court did allow an implied cause of action; but it cautioned that, where Congress "intends private litigants to have a cause of action," the "far better course" is for Congress to confer that remedy in explicit terms. Id., at 717 , 99 S.Ct. 1946 .
Following this expressed caution, the Court clarified in a series of cases that, when deciding whether to recognize an implied cause of action, the "determinative" question is one of statutory intent.
*1856 Sandoval, 532 U.S., at 286 , 121 S.Ct. 1511 . If the statute itself does not "displa[y] an intent" to create "a private remedy," then "a cause of action does not exist and courts may not create one, no matter how desirable that might be as a policy matter, or how compatible with the statute." Id ., at 286-287, 121 S.Ct. 1511 ; see also Transamerica Mortgage Advisors, Inc. v. Lewis, 444 U.S. 11 , 15-16, 23-24, 100 S.Ct. 242 , 62 L.Ed.2d 146 (1979) ; Karahalios v. Federal Employees, 489 U.S. 527 , 536-537, 109 S.Ct. 1282 , 103 L.Ed.2d 539 (1989). The Court held that the judicial task was instead "limited solely to determining whether Congress intended to create the private right of action asserted." Touche Ross & Co. v. Redington, 442 U.S. 560 , 568, 99 S.Ct. 2479 , 61 L.Ed.2d 82 (1979). If the statute does not itself so provide, a private cause of action will not be created through judicial mandate. See Transamerica, supra, at 24, 100 S.Ct. 242 .
The decision to recognize an implied cause of action under a statute involves somewhat different considerations than when the question is whether to recognize an implied cause of action to enforce a provision of the Constitution itself. When Congress enacts a statute, there are specific procedures and times for considering its terms and the proper means for its enforcement. It is logical, then, to assume that Congress will be explicit if it intends to create a private cause of action. With respect to the Constitution, however, there is no single, specific congressional action to consider and interpret.
Even so, it is a significant step under separation-of-powers principles for a court to determine that it has the authority, under the judicial power, to create and enforce a cause of action for damages against federal officials in order to remedy a constitutional violation. When determining whether traditional equitable powers suffice to give necessary constitutional protection-or whether, in addition, a damages remedy is necessary-there are a number of economic and governmental concerns to consider. Claims against federal officials often create substantial costs, in the form of defense and indemnification. Congress, then, has a substantial responsibility to determine whether, and the extent to which, monetary and other liabilities should be imposed upon individual officers and employees of the Federal Government. In addition, the time and administrative costs attendant upon intrusions resulting from the discovery and trial process are significant factors to be considered. In an analogous context, Congress, it is fair to assume, weighed those concerns in deciding not to substitute the Government as defendant in suits seeking damages for constitutional violations. See 28 U.S.C. § 2679 (b)(2)(A) (providing that certain provisions of the Federal Tort Claims Act do not apply to any claim against a federal employee "which is brought for a violation of the Constitution").
For these and other reasons, the Court's expressed caution as to implied causes of actions under congressional statutes led to similar caution with respect to actions in the Bivens context, where the action is implied to enforce the Constitution itself. Indeed, in light of the changes to the Court's general approach to recognizing implied damages remedies, it is possible that the analysis in the Court's three Bivens cases might have been different if they were decided today. To be sure, no congressional enactment has disapproved of these decisions. And it must be understood that this opinion is not intended to cast doubt on the continued force, or even the necessity, of Bivens in the search-and-seizure context in which it arose. Bivens does vindicate the Constitution by allowing some redress for injuries, and it provides *1857 instruction and guidance to federal law enforcement officers going forward. The settled law of Bivens in this common and recurrent sphere of law enforcement, and the undoubted reliance upon it as a fixed principle in the law, are powerful reasons to retain it in that sphere.
Given the notable change in the Court's approach to recognizing implied causes of action, however, the Court has made clear that expanding the Bivens remedy is now a "disfavored" judicial activity. Iqbal, 556 U.S., at 675 , 129 S.Ct. 1937 . This is in accord with the Court's observation that it has "consistently refused to extend Bivens to any new context or new category of defendants." Correctional Services Corp. v. Malesko, 534 U.S. 61 , 68, 122 S.Ct. 515 , 151 L.Ed.2d 456 (2001). Indeed, the Court has refused to do so for the past 30 years.
For example, the Court declined to create an implied damages remedy in the following cases: a First Amendment suit against a federal employer, Bush v. Lucas, 462 U.S. 367 , 390, 103 S.Ct. 2404 , 76 L.Ed.2d 648 (1983) ; a race-discrimination suit against military officers, Chappell v. Wallace, 462 U.S. 296 , 297, 304-305, 103 S.Ct. 2362 , 76 L.Ed.2d 586 (1983) ; a substantive due process suit against military officers, United States v. Stanley, 483 U.S. 669 , 671-672, 683-684, 107 S.Ct. 3054 , 97 L.Ed.2d 550 (1987) ; a procedural due process suit against Social Security officials, Schweiker v. Chilicky, 487 U.S. 412 , 414, 108 S.Ct. 2460 , 101 L.Ed.2d 370 (1988) ; a procedural due process suit against a federal agency for wrongful termination, FDIC v. Meyer, 510 U.S. 471 , 473-474, 114 S.Ct. 996 , 127 L.Ed.2d 308 (1994) ; an Eighth Amendment suit against a private prison operator, Malesko, supra, at 63 , 122 S.Ct. 515 ; a due process suit against officials from the Bureau of Land Management, Wilkie v. Robbins, 551 U.S. 537 , 547-548, 562, 127 S.Ct. 2588 , 168 L.Ed.2d 389 (2007) ; and an Eighth Amendment suit against prison guards at a private prison, Minneci v. Pollard, 565 U.S. 118 , 120, 132 S.Ct. 617 , 181 L.Ed.2d 606 (2012).
When a party seeks to assert an implied cause of action under the Constitution itself, just as when a party seeks to assert an implied cause of action under a federal statute, separation-of-powers principles are or should be central to the analysis. The question is "who should decide" whether to provide for a damages remedy, Congress or the courts? Bush, 462 U.S., at 380, 103 S.Ct. 2404 .
The answer most often will be Congress. When an issue " 'involves a host of considerations that must be weighed and appraised,' " it should be committed to " 'those who write the laws' " rather than " 'those who interpret them.' " Ibid. (quoting United States v. Gilman, 347 U.S. 507 , 512-513, 74 S.Ct. 695 , 98 L.Ed. 898 (1954) ). In most instances, the Court's precedents now instruct, the Legislature is in the better position to consider if " 'the public interest would be served' " by imposing a " 'new substantive legal liability.' " Schweiker, supra, at 426-427 , 108 S.Ct. 2460 (quoting Bush, supra, at 390 , 103 S.Ct. 2404 ). As a result, the Court has urged "caution" before "extending Bivens remedies into any new context." Malesko, supra, at 74 , 122 S.Ct. 515 . The Court's precedents now make clear that a Bivens remedy will not be available if there are " 'special factors counselling hesitation in the absence of affirmative action by Congress.' " Carlson, 446 U.S., at 18 , 100 S.Ct. 1468 (quoting Bivens, 403 U.S., at 396 , 91 S.Ct. 1999 ).
This Court has not defined the phrase "special factors counselling hesitation." The necessary inference, though, is that the inquiry must concentrate on *1858 whether the Judiciary is well suited, absent congressional action or instruction, to consider and weigh the costs and benefits of allowing a damages action to proceed. Thus, to be a "special factor counselling hesitation," a factor must cause a court to hesitate before answering that question in the affirmative.
It is not necessarily a judicial function to establish whole categories of cases in which federal officers must defend against personal liability claims in the complex sphere of litigation, with all of its burdens on some and benefits to others. It is true that, if equitable remedies prove insufficient, a damages remedy might be necessary to redress past harm and deter future violations. Yet the decision to recognize a damages remedy requires an assessment of its impact on governmental operations systemwide. Those matters include the burdens on Government employees who are sued personally, as well as the projected costs and consequences to the Government itself when the tort and monetary liability mechanisms of the legal system are used to bring about the proper formulation and implementation of public policies. These and other considerations may make it less probable that Congress would want the Judiciary to entertain a damages suit in a given case.
Sometimes there will be doubt because the case arises in a context in which Congress has designed its regulatory authority in a guarded way, making it less likely that Congress would want the Judiciary to interfere. See Chappell, supra, at 302 , 103 S.Ct. 2362 (military); Stanley, supra, at 679 , 107 S.Ct. 3054 (same); Meyer, supra, at 486 , 114 S.Ct. 996 (public purse); Wilkie, supra, at 561-562 , 127 S.Ct. 2588 (federal land). And sometimes there will be doubt because some other feature of a case-difficult to predict in advance-causes a court to pause before acting without express congressional authorization. In sum, if there are sound reasons to think Congress might doubt the efficacy or necessity of a damages remedy as part of the system for enforcing the law and correcting a wrong, the courts must refrain from creating the remedy in order to respect the role of Congress in determining the nature and extent of federal-court jurisdiction under Article III.
In a related way, if there is an alternative remedial structure present in a certain case, that alone may limit the power of the Judiciary to infer a new Bivens cause of action. For if Congress has created "any alternative, existing process for protecting the [injured party's] interest" that itself may "amoun[t] to a convincing reason for the Judicial Branch to refrain from providing a new and freestanding remedy in damages." Wilkie, supra, at 550 , 127 S.Ct. 2588 ; see also Bush, supra, at 385-388 , 103 S.Ct. 2404 (recognizing that civil-service regulations provided alternative means for relief); Malesko, 534 U.S., at 73-74 , 122 S.Ct. 515 (recognizing that state tort law provided alternative means for relief); Minneci, supra, at 127-130 , 132 S.Ct. 617 (same).
III
It is appropriate now to turn first to the Bivens claims challenging the conditions of confinement imposed on respondents pursuant to the formal policy adopted by the Executive Officials in the wake of the September 11 attacks. The Court will refer to these claims as the "detention policy claims." The detention policy claims allege that petitioners violated respondents' due process and equal protection rights by holding them in restrictive conditions of confinement; the claims further allege that the Wardens violated the Fourth and Fifth Amendments by subjecting respondents to frequent strip searches. The term "detention *1859 policy claims" does not include respondents' claim alleging that Warden Hasty allowed guards to abuse the detainees. That claim will be considered separately, and further, below. At this point, the question is whether, having considered the relevant special factors in the whole context of the detention policy claims, the Court should extend a Bivens -type remedy to those claims.
A
Before allowing respondents' detention policy claims to proceed under Bivens, the Court of Appeals did not perform any special factors analysis at all. 789 F.3d, at 237 . The reason, it said, was that the special factors analysis is necessary only if a plaintiff asks for a Bivens remedy in a new context. 789 F.3d, at 234 . And in the Court of Appeals' view, the context here was not new. Id., at 235 .
To determine whether the Bivens context was novel, the Court of Appeals employed a two-part test. First, it asked whether the asserted constitutional right was at issue in a previous Bivens case. 789 F.3d, at 234 . Second, it asked whether the mechanism of injury was the same mechanism of injury in a previous Bivens case. 789 F.3d, at 234 . Under the Court of Appeals' approach, if the answer to both questions is "yes," then the context is not new and no special factors analysis is required. Ibid.
That approach is inconsistent with the analysis in Malesko . Before the Court decided that case, it had approved a Bivens action under the Eighth Amendment against federal prison officials for failure to provide medical treatment. See Carlson, 446 U.S., at 16, n. 1, 18-19 , 100 S.Ct. 1468 . In Malesko, the plaintiff sought relief against a private prison operator in almost parallel circumstances. 534 U.S., at 64 , 122 S.Ct. 515 . In both cases, the right at issue was the same: the Eighth Amendment right to be free from cruel and unusual punishment. And in both cases, the mechanism of injury was the same: failure to provide adequate medical treatment. Thus, if the approach followed by the Court of Appeals is the correct one, this Court should have held that the cases arose in the same context, obviating any need for a special factors inquiry.
That, however, was not the controlling analytic framework in Malesko . Even though the right and the mechanism of injury were the same as they were in Carlson, the Court held that the contexts were different. 534 U.S., at 70 , and n. 4, 122 S.Ct. 515 . The Court explained that special factors counseled hesitation and that the Bivens remedy was therefore unavailable. 534 U.S., at 74 , 122 S.Ct. 515 .
For similar reasons, the holding of the Court of Appeals in the instant suit is inconsistent with this Court's analytic framework in Chappell . In Davis, decided before the Court's cautionary instructions with respect to Bivens suits, see supra, at 1856 - 1858, the Court had held that an employment-discrimination claim against a Congressman could proceed as a Bivens- type action. Davis, 442 U.S., at 230-231 , 99 S.Ct. 2264 . In Chappell, however, the cautionary rules were applicable; and, as a result, a similar discrimination suit against military officers was not allowed to proceed. It is the Chappell framework that now controls; and, under it, the Court of Appeals erred by holding that this suit did not present a new Bivens context.
The proper test for determining whether a case presents a new Bivens context is as follows. If the case is different in a meaningful way from previous Bivens cases decided by this Court, then the context is new. Without endeavoring to create an exhaustive list of differences that are meaningful enough to make a given context *1860 a new one, some examples might prove instructive. A case might differ in a meaningful way because of the rank of the officers involved; the constitutional right at issue; the generality or specificity of the official action; the extent of judicial guidance as to how an officer should respond to the problem or emergency to be confronted; the statutory or other legal mandate under which the officer was operating; the risk of disruptive intrusion by the Judiciary into the functioning of other branches; or the presence of potential special factors that previous Bivens cases did not consider.
In the present suit, respondents' detention policy claims challenge the confinement conditions imposed on illegal aliens pursuant to a high-level executive policy created in the wake of a major terrorist attack on American soil. Those claims bear little resemblance to the three Bivens claims the Court has approved in the past: a claim against FBI agents for handcuffing a man in his own home without a warrant; a claim against a Congressman for firing his female secretary; and a claim against prison officials for failure to treat an inmate's asthma. See Bivens, 403 U.S. 388 , 91 S.Ct. 1999 , 29 L.Ed.2d 619 ; Davis, 442 U.S. 228 , 99 S.Ct. 2264 , 60 L.Ed.2d 846 ; Chappell, 462 U.S. 296 , 103 S.Ct. 2362 , 76 L.Ed.2d 586 . The Court of Appeals therefore should have held that this was a new Bivens context. Had it done so, it would have recognized that a special factors analysis was required before allowing this damages suit to proceed.
B
After considering the special factors necessarily implicated by the detention policy claims, the Court now holds that those factors show that whether a damages action should be allowed is a decision for the Congress to make, not the courts.
With respect to the claims against the Executive Officials, it must be noted that a Bivens action is not "a proper vehicle for altering an entity's policy." Malesko, supra, at 74 , 122 S.Ct. 515 . Furthermore, a Bivens claim is brought against the individual official for his or her own acts, not the acts of others. "The purpose of Bivens is to deter the officer ." Meyer, 510 U.S., at 485 , 114 S.Ct. 996 . Bivens is not designed to hold officers responsible for acts of their subordinates. See Iqbal, 556 U.S., at 676 , 129 S.Ct. 1937 ("Government officials may not be held liable for the unconstitutional conduct of their subordinates under a theory of respondeat superior ").
Even if the action is confined to the conduct of a particular Executive Officer in a discrete instance, these claims would call into question the formulation and implementation of a general policy. This, in turn, would necessarily require inquiry and discovery into the whole course of the discussions and deliberations that led to the policies and governmental acts being challenged. These consequences counsel against allowing a Bivens action against the Executive Officials, for the burden and demand of litigation might well prevent them-or, to be more precise, future officials like them-from devoting the time and effort required for the proper discharge of their duties. See Cheney v. United States Dist. Court for D. C., 542 U.S. 367 , 382, 124 S.Ct. 2576 , 159 L.Ed.2d 459 (2004) (noting "the paramount necessity of protecting the Executive Branch from vexatious litigation that might distract it from the energetic performance of its constitutional duties").
A closely related problem, as just noted, is that the discovery and litigation process would either border upon or directly implicate *1861 the discussion and deliberations that led to the formation of the policy in question. See Federal Open Market Comm. v. Merrill, 443 U.S. 340 , 360, 99 S.Ct. 2800 , 61 L.Ed.2d 587 (1979) (noting that disclosure of Executive Branch documents "could inhibit the free flow of advice, including analysis, reports, and expression of opinion within an agency"). Allowing a damages suit in this context, or in a like context in other circumstances, would require courts to interfere in an intrusive way with sensitive functions of the Executive Branch. See Clinton v. Jones, 520 U.S. 681 , 701, 117 S.Ct. 1636 , 137 L.Ed.2d 945 (1997) (recognizing that " '[e]ven when a branch does not arrogate power to itself ... the separation-of-powers doctrine requires that a branch not impair another in the performance of its constitutional duties' " (quoting Loving v. United States, 517 U.S. 748 , 757, 116 S.Ct. 1737 , 135 L.Ed.2d 36 (1996) )). These considerations also counsel against allowing a damages claim to proceed against the Executive Officials. See Cheney, supra, at 385 , 124 S.Ct. 2576 (noting that "special considerations control" when a case implicates "the Executive Branch's interests in maintaining the autonomy of its office and safeguarding the confidentiality of its communications").
In addition to this special factor, which applies to the claims against the Executive Officials, there are three other special factors that apply as well to the detention policy claims against all of the petitioners. First, respondents' detention policy claims challenge more than standard "law enforcement operations." United States v. Verdugo-Urquidez, 494 U.S. 259 , 273, 110 S.Ct. 1056 , 108 L.Ed.2d 222 (1990). They challenge as well major elements of the Government's whole response to the September 11 attacks, thus of necessity requiring an inquiry into sensitive issues of national security. Were this inquiry to be allowed in a private suit for damages, the Bivens action would assume dimensions far greater than those present in Bivens itself, or in either of its two follow-on cases, or indeed in any putative Bivens case yet to come before the Court.
National-security policy is the prerogative of the Congress and President. See U.S. Const. Art. I, § 8; Art. II, § 1, § 2. Judicial inquiry into the national-security realm raises "concerns for the separation of powers in trenching on matters committed to the other branches." Christopher v. Harbury, 536 U.S. 403 , 417, 122 S.Ct. 2179 , 153 L.Ed.2d 413 (2002). These concerns are even more pronounced when the judicial inquiry comes in the context of a claim seeking money damages rather than a claim seeking injunctive or other equitable relief. The risk of personal damages liability is more likely to cause an official to second-guess difficult but necessary decisions concerning national-security policy.
For these and other reasons, courts have shown deference to what the Executive Branch "has determined ... is 'essential to national security.' " Winter v. Natural Resources Defense Council, Inc., 555 U.S. 7 , 24, 26, 129 S.Ct. 365 , 172 L.Ed.2d 249 (2008). Indeed, "courts traditionally have been reluctant to intrude upon the authority of the Executive in military and national security affairs" unless "Congress specifically has provided otherwise." Department of Navy v. Egan, 484 U.S. 518 , 530, 108 S.Ct. 818 , 98 L.Ed.2d 918 (1988). Congress has not provided otherwise here.
There are limitations, of course, on the power of the Executive under Article II of the Constitution and in the powers authorized by congressional enactments, even with respect to matters of national security. See, e.g., *1862 Hamdi v. Rumsfeld, 542 U.S. 507 , 527, 532-537, 124 S.Ct. 2633 , 159 L.Ed.2d 578 (2004) (plurality opinion) ("Whatever power the United States Constitution envisions for the Executive ... in times of conflict, it most assuredly envisions a role for all three branches when individual liberties are at stake"); Boumediene v. Bush, 553 U.S. 723 , 798, 128 S.Ct. 2229 , 171 L.Ed.2d 41 (2008) ("Liberty and security can be reconciled; and in our system they are reconciled within the framework of the law"). And national-security concerns must not become a talisman used to ward off inconvenient claims-a "label" used to "cover a multitude of sins." Mitchell v. Forsyth, 472 U.S. 511 , 523, 105 S.Ct. 2806 , 86 L.Ed.2d 411 (1985). This " 'danger of abuse' " is even more heightened given " 'the difficulty of defining' " the " 'security interest' " in domestic cases. Ibid. (quoting United States v. United States Dist. Court for Eastern Dist. of Mich., 407 U.S. 297 , 313-314, 92 S.Ct. 2125 , 32 L.Ed.2d 752 (1972) ).
Even so, the question is only whether "congressionally uninvited intrusion" is "inappropriate" action for the Judiciary to take. Stanley, 483 U.S., at 683 , 107 S.Ct. 3054 . The factors discussed above all suggest that Congress' failure to provide a damages remedy might be more than mere oversight, and that congressional silence might be more than "inadvertent." Schweiker, 487 U.S., at 423 , 108 S.Ct. 2460 . This possibility counsels hesitation "in the absence of affirmative action by Congress." Bivens, 403 U.S., at 396 , 91 S.Ct. 1999 .
Furthermore, in any inquiry respecting the likely or probable intent of Congress, the silence of Congress is relevant; and here that silence is telling. In the almost 16 years since September 11, the Federal Government's responses to that terrorist attack have been well documented. Congressional interest has been "frequent and intense," Schweiker, supra, at 425 , 108 S.Ct. 2460 and some of that interest has been directed to the conditions of confinement at issue here. Indeed, at Congress' behest, the Department of Justice's Office of the Inspector General compiled a 300-page report documenting the conditions in the MDC in great detail. See 789 F.3d, at 279 (opinion of Raggi, J.) (noting that the USA PATRIOT Act required "the Department's Inspector General to review and report semi-annually to Congress on any identified abuses of civil rights and civil liberties in fighting terrorism"). Nevertheless, "[a]t no point did Congress choose to extend to any person the kind of remedies that respondents seek in this lawsuit." Schweiker, 487 U.S., at 426 , 108 S.Ct. 2460 .
This silence is notable because it is likely that high-level policies will attract the attention of Congress. Thus, when Congress fails to provide a damages remedy in circumstances like these, it is much more difficult to believe that "congressional inaction" was "inadvertent." Id., at 423 , 108 S.Ct. 2460 .
It is of central importance, too, that this is not a case like Bivens or Davis in which "it is damages or nothing." Bivens, supra, at 410 , 91 S.Ct. 1999 (Harlan, J., concurring in judgment); Davis, 442 U.S., at 245 , 99 S.Ct. 2264 . Unlike the plaintiffs in those cases, respondents do not challenge individual instances of discrimination or law enforcement overreach, which due to their very nature are difficult to address except by way of damages actions after the fact. Respondents instead challenge large-scale policy decisions concerning the conditions of confinement imposed on hundreds of prisoners. To address those kinds of decisions, detainees may seek injunctive relief. And in addition to that, we have left open the question whether they might be able to challenge their confinement *1863 conditions via a petition for a writ of habeas corpus. See Bell v. Wolfish, 441 U.S. 520 , 526, n. 6, 99 S.Ct. 1861 , 60 L.Ed.2d 447 (1979) ("[W]e leave to another day the question of the propriety of using a writ of habeas corpus to obtain review of the conditions of confinement"); Preiser v. Rodriguez, 411 U.S. 475 , 499, 93 S.Ct. 1827 , 36 L.Ed.2d 439 (1973) ("When a prisoner is put under additional and unconstitutional restraints during his lawful custody, it is arguable that habeas corpus will lie to remove the restraints making custody illegal").
Indeed, the habeas remedy, if necessity required its use, would have provided a faster and more direct route to relief than a suit for money damages. A successful habeas petition would have required officials to place respondents in less-restrictive conditions immediately; yet this damages suit remains unresolved some 15 years later. (As in Bell and Preiser, the Court need not determine the scope or availability of the habeas corpus remedy, a question that is not before the Court and has not been briefed or argued.) In sum, respondents had available to them " 'other alternative forms of judicial relief.' " Minneci, 565 U.S., at 124 , 132 S.Ct. 617 . And when alternative methods of relief are available, a Bivens remedy usually is not. See Bush, 462 U.S., at 386-388 , 103 S.Ct. 2404 ; Schweiker, supra, at 425-426 , 108 S.Ct. 2460 ; Malesko, 534 U.S., at 73-74 , 122 S.Ct. 515 ; Minneci, supra, at 125-126 , 132 S.Ct. 617 .
There is a persisting concern, of course, that absent a Bivens remedy there will be insufficient deterrence to prevent officers from violating the Constitution. In circumstances like those presented here, however, the stakes on both sides of the argument are far higher than in past cases the Court has considered. If Bivens liability were to be imposed, high officers who face personal liability for damages might refrain from taking urgent and lawful action in a time of crisis. And, as already noted, the costs and difficulties of later litigation might intrude upon and interfere with the proper exercise of their office.
On the other side of the balance, the very fact that some executive actions have the sweeping potential to affect the liberty of so many is a reason to consider proper means to impose restraint and to provide some redress from injury. There is therefore a balance to be struck, in situations like this one, between deterring constitutional violations and freeing high officials to make the lawful decisions necessary to protect the Nation in times of great peril. Cf. Stanley, supra, at 681 , 107 S.Ct. 3054 (noting that the special-factors analysis in that case turned on "how much occasional, unintended impairment of military discipline one is willing to tolerate"). The proper balance is one for the Congress, not the Judiciary, to undertake. For all of these reasons, the Court of Appeals erred by allowing respondents' detention policy claims to proceed under Bivens .
IV
A
One of respondents' claims under Bivens requires a different analysis: the prisoner abuse claim against the MDC's warden, Dennis Hasty. The allegation is that Warden Hasty violated the Fifth Amendment by allowing prison guards to abuse respondents.
The warden argues, as an initial matter, that the complaint does not " 'state a claim to relief that is plausible on its face.' " Iqbal, 556 U.S., at 678 , 129 S.Ct. 1937 (quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544 , 570, 127 S.Ct. 1955 , 167 L.Ed.2d 929 (2007) ). Applying its precedents, the Court of Appeals held that the *1864 substantive standard for the sufficiency of the claim is whether the warden showed "deliberate indifference" to prisoner abuse. 789 F.3d, at 249-250 . The parties appear to agree on this standard, and, for purposes of this case, the Court assumes it to be correct.
The complaint alleges that guards routinely abused respondents; that the warden encouraged the abuse by referring to respondents as "terrorists"; that he prevented respondents from using normal grievance procedures; that he stayed away from the Unit to avoid seeing the abuse; that he was made aware of the abuse via "inmate complaints, staff complaints, hunger strikes, and suicide attempts"; that he ignored other "direct evidence of [the] abuse, including logs and other official [records]"; that he took no action "to rectify or address the situation"; and that the abuse resulted in the injuries described above, see supra, at 1853. These allegations-assumed here to be true, subject to proof at a later stage-plausibly show the warden's deliberate indifference to the abuse. Consistent with the opinion of every judge in this case to have considered the question, including the dissenters in the Court of Appeals, the Court concludes that the prisoner abuse allegations against Warden Hasty state a plausible ground to find a constitutional violation if a Bivens remedy is to be implied.
Warden Hasty argues, however, that Bivens ought not to be extended to this instance of alleged prisoner abuse. As noted above, the first question a court must ask in a case like this one is whether the claim arises in a new Bivens context, i.e., whether "the case is different in a meaningful way from previous Bivens cases decided by this Court." Supra, at 1859.
It is true that this case has significant parallels to one of the Court's previous Bivens cases, Carlson v. Green, 446 U.S. 14 , 100 S.Ct. 1468 , 64 L.Ed.2d 15 . There, the Court did allow a Bivens claim for prisoner mistreatment-specifically, for failure to provide medical care. And the allegations of injury here are just as compelling as those at issue in Carlson . This is especially true given that the complaint alleges serious violations of Bureau of Prisons policy. See 28 C.F.R. § 552.20 (2016) (providing that prison staff may use force "only as a last alternative after all other reasonable efforts to resolve a situation have failed" and that staff may "use only that amount of force necessary to [ensure prison safety and security]"); § 552.22(j) ("All incidents involving the use of force ... must be carefully documented"); § 542.11 (requiring the warden to investigate certain complaints of inmate abuse).
Yet even a modest extension is still an extension. And this case does seek to extend Carlson to a new context. As noted above, a case can present a new context for Bivens purposes if it implicates a different constitutional right; if judicial precedents provide a less meaningful guide for official conduct; or if there are potential special factors that were not considered in previous Bivens cases. See supra at 1858.
The constitutional right is different here, since Carlson was predicated on the Eighth Amendment and this claim is predicated on the Fifth. See 446 U.S., at 16 , 100 S.Ct. 1468 . And the judicial guidance available to this warden, with respect to his supervisory duties, was less developed. The Court has long made clear the standard for claims alleging failure to provide medical treatment to a prisoner-"deliberate indifference to serious medical needs." Estelle v. Gamble, 429 U.S. 97 , 104, 97 S.Ct. 285 , 50 L.Ed.2d 251 (1976). The standard for a claim alleging that a warden *1865 allowed guards to abuse pre-trial detainees is less clear under the Court's precedents.
This case also has certain features that were not considered in the Court's previous Bivens cases and that might discourage a court from authorizing a Bivens remedy. As noted above, the existence of alternative remedies usually precludes a court from authorizing a Bivens action. Supra, at 1858 - 1859. And there might have been alternative remedies available here, for example, a writ of habeas corpus, Wolfish, 441 U.S., at 526, n. 6 , 99 S.Ct. 1861 ; an injunction requiring the warden to bring his prison into compliance with the regulations discussed above; or some other form of equitable relief.
Furthermore, legislative action suggesting that Congress does not want a damages remedy is itself a factor counseling hesitation. See supra, at 1858 - 1859. Some 15 years after Carlson was decided, Congress passed the Prison Litigation Reform Act of 1995, which made comprehensive changes to the way prisoner abuse claims must be brought in federal court. See 42 U.S.C. § 1997e. So it seems clear that Congress had specific occasion to consider the matter of prisoner abuse and to consider the proper way to remedy those wrongs. This Court has said in dicta that the Act's exhaustion provisions would apply to Bivens suits. See Porter v. Nussle, 534 U.S. 516 , 524, 122 S.Ct. 983 , 152 L.Ed.2d 12 (2002). But the Act itself does not provide for a standalone damages remedy against federal jailers. It could be argued that this suggests Congress chose not to extend the Carlson damages remedy to cases involving other types of prisoner mistreatment.
The differences between this claim and the one in Carlson are perhaps small, at least in practical terms. Given this Court's expressed caution about extending the Bivens remedy, however, the new-context inquiry is easily satisfied. Some differences, of course, will be so trivial that they will not suffice to create a new Bivens context. But here the differences identified above are at the very least meaningful ones. Thus, before allowing this claim to proceed under Bivens, the Court of Appeals should have performed a special factors analysis. It should have analyzed whether there were alternative remedies available or other "sound reasons to think Congress might doubt the efficacy or necessity of a damages remedy" in a suit like this one. Supra, at 1859.
B
Although the Court could perform that analysis in the first instance, the briefs have concentrated almost all of their efforts elsewhere. Given the absence of a comprehensive presentation by the parties, and the fact that the Court of Appeals did not conduct the analysis, the Court declines to perform the special factors analysis itself. The better course is to vacate the judgment below, allowing the Court of Appeals or the District Court to do so on remand.
V
One issue remains to be addressed: the claim that petitioners are subject to liability for civil conspiracy under 42 U.S.C. § 1985 (3). Unlike the prisoner abuse claim just discussed, this claim implicates the activities of all the petitioners-the Executive Officials as well as the Wardens-in creating the conditions of confinement at issue here.
The civil-conspiracy prohibition contained in § 1985(3) was enacted as a significant part of the civil rights legislation passed in the aftermath of the Civil War. See Carpenters v. Scott, 463 U.S. 825 , 834-837, 103 S.Ct. 3352 , 77 L.Ed.2d 1049 (1983) (detailing the legislative history of § 1985(3) );
*1866 Griffin v. Breckenridge, 403 U.S. 88 , 99-101, 91 S.Ct. 1790 , 29 L.Ed.2d 338 (1971) (same); Great American Fed. Sav. & Loan Assn. v. Novotny, 442 U.S. 366 , 379, 99 S.Ct. 2345 , 60 L.Ed.2d 957 (1979) (Powell, J., concurring) (describing § 1985(3) as a "Civil War Era remedial statute"). The statute imposes liability on two or more persons who "conspire ... for the purpose of depriving ... any person or class of persons of the equal protection of the laws." § 1985(3). In the instant suit, respondents allege that petitioners violated the statute by "agreeing to implement a policy" under which respondents would be detained in harsh conditions "because of their race, religion, ethnicity, and national origin." Assuming these allegations to be true and well pleaded, the question is whether petitioners are entitled to qualified immunity.
A
The qualified immunity rule seeks a proper balance between two competing interests. On one hand, damages suits "may offer the only realistic avenue for vindication of constitutional guarantees." Harlow v. Fitzgerald, 457 U.S. 800 , 814, 102 S.Ct. 2727 , 73 L.Ed.2d 396 (1982). "On the other hand, permitting damages suits against government officials can entail substantial social costs, including the risk that fear of personal monetary liability and harassing litigation will unduly inhibit officials in the discharge of their duties." Anderson v. Creighton, 483 U.S. 635 , 638, 107 S.Ct. 3034 , 97 L.Ed.2d 523 (1987). As one means to accommodate these two objectives, the Court has held that Government officials are entitled to qualified immunity with respect to "discretionary functions" performed in their official capacities. Ibid. The doctrine of qualified immunity gives officials "breathing room to make reasonable but mistaken judgments about open legal questions." Ashcroft v. al-Kidd, 563 U.S. 731 , 743, 131 S.Ct. 2074 , 179 L.Ed.2d 1149 (2011).
The Court's cases provide additional instruction to define and implement that immunity. Whether qualified immunity can be invoked turns on the "objective legal reasonableness" of the official's acts. Harlow, supra, at 819 , 102 S.Ct. 2727 . And reasonableness of official action, in turn, must be "assessed in light of the legal rules that were clearly established at the time [the action] was taken." Anderson, supra, at 639 , 107 S.Ct. 3034 (internal quotation marks omitted); see also Mitchell, 472 U.S., at 528 , 105 S.Ct. 2806 . This requirement-that an official loses qualified immunity only for violating clearly established law-protects officials accused of violating "extremely abstract rights." Anderson, supra, at 639 , 107 S.Ct. 3034 .
The Fourth Amendment provides an example of how qualified immunity functions with respect to abstract rights. By its plain terms, the Amendment forbids unreasonable searches and seizures, yet it may be difficult for an officer to know whether a search or seizure will be deemed reasonable given the precise situation encountered. See Saucier v. Katz, 533 U.S. 194 , 205, 121 S.Ct. 2151 , 150 L.Ed.2d 272 (2001) ("It is sometimes difficult for an officer to determine how the relevant legal doctrine, here excessive force, will apply to the factual situation the officer confronts"). For this reason, "[t]he dispositive question is 'whether the violative nature of particular conduct is clearly established.' " Mullenix v. Luna, 577 U.S. ----, ----, 136 S.Ct. 305 , 308, 193 L.Ed.2d 255 (2015) ( per curiam ) (quoting Ashcroft, supra, at 742, 129 S.Ct. 1937 ).
It is not necessary, of course, that "the very action in question has previously been held unlawful."
*1867 Anderson, supra, at 640 , 107 S.Ct. 3034 . That is, an officer might lose qualified immunity even if there is no reported case "directly on point." Ashcroft, supra, at 741, 129 S.Ct. 1937 . But "in the light of pre-existing law," the unlawfulness of the officer's conduct "must be apparent." Anderson, supra, at 640 , 107 S.Ct. 3034 . To subject officers to any broader liability would be to "disrupt the balance that our cases strike between the interests in vindication of citizens' constitutional rights and in public officials' effective performance of their duties." Davis v. Scherer, 468 U.S. 183 , 195, 104 S.Ct. 3012 , 82 L.Ed.2d 139 (1984). For then, both as a practical and legal matter, it would be difficult for officials "reasonably [to] anticipate when their conduct may give rise to liability for damages." Ibid.
In light of these concerns, the Court has held that qualified immunity protects "all but the plainly incompetent or those who knowingly violate the law." Malley v. Briggs, 475 U.S. 335 , 341, 106 S.Ct. 1092 , 89 L.Ed.2d 271 (1986). To determine whether a given officer falls into either of those two categories, a court must ask whether it would have been clear to a reasonable officer that the alleged conduct "was unlawful in the situation he confronted." Saucier, supra, at 202 , 121 S.Ct. 2151 . If so, then the defendant officer must have been either incompetent or else a knowing violator of the law, and thus not entitled to qualified immunity. If not, however- i.e., if a reasonable officer might not have known for certain that the conduct was unlawful-then the officer is immune from liability.
B
Under these principles, it must be concluded that reasonable officials in petitioners' positions would not have known, and could not have predicted, that § 1985(3) prohibited their joint consultations and the resulting policies that caused the injuries alleged.
At least two aspects of the complaint indicate that petitioners' potential liability for this statutory offense would not have been known or anticipated by reasonable officials in their position. First, the conspiracy recited in the complaint is alleged to have been between or among officers in the same branch of the Government (the Executive Branch) and in the same Department (the Department of Justice). Second, the discussions were the preface to, and the outline of, a general and far-reaching policy.
As to the fact that these officers were in the same Department, an analogous principle discussed in the context of antitrust law is instructive. The Court's precedent indicates that there is no unlawful conspiracy when officers within a single corporate entity consult among themselves and then adopt a policy for the entity. See Copperweld Corp v . Independence Tube Corp., 467 U.S. 752 , 769-771, 104 S.Ct. 2731 , 81 L.Ed.2d 628 (1984). Under this principle-sometimes called the intracorporate-conspiracy doctrine-an agreement between or among agents of the same legal entity, when the agents act in their official capacities, is not an unlawful conspiracy. Ibid. The rule is derived from the nature of the conspiracy prohibition. Conspiracy requires an agreement-and in particular an agreement to do an unlawful act-between or among two or more separate persons. When two agents of the same legal entity make an agreement in the course of their official duties, however, as a practical and legal matter their acts are attributed to their principal. And it then follows that there has not been an agreement between two or more separate people. See id., at 771 , 104 S.Ct. 2731 (analogizing to "a multiple team of horses *1868 drawing a vehicle under the control of a single driver").
To be sure, this Court has not given its approval to this doctrine in the specific context of § 1985(3). See Great American, 442 U.S., at 372, n. 11, 99 S.Ct. 2345 . There is a division in the courts of appeals, moreover, respecting the validity or correctness of the intracorporate-conspiracy doctrine with reference to § 1985 conspiracies. See Hull v. Shuck, 501 U.S. 1261 , 1261-1262, 111 S.Ct. 2917 , 115 L.Ed.2d 1080 (1991) (White, J., dissenting from denial of certiorari) (discussing the Circuit split); Bowie v. Maddox, 642 F.3d 1122 , 1130-1131 (C.A.D.C.2011) (detailing a longstanding split about whether the intracorporate-conspiracy doctrine applies to civil rights conspiracies). Nothing in this opinion should be interpreted as either approving or disapproving the intracorporate-conspiracy doctrine's application in the context of an alleged § 1985(3) violation. The Court might determine, in some later case, that different considerations apply to a conspiracy respecting equal protection guarantees, as distinct from a conspiracy in the antitrust context. Yet the fact that the courts are divided as to whether or not a § 1985(3) conspiracy can arise from official discussions between or among agents of the same entity demonstrates that the law on the point is not well established. When the courts are divided on an issue so central to the cause of action alleged, a reasonable official lacks the notice required before imposing liability. See Wilson v. Layne, 526 U.S. 603 , 618, 119 S.Ct. 1692 , 143 L.Ed.2d 818 (1999) (noting that it would be "unfair" to subject officers to damages liability when even "judges ... disagree"); Reichle v. Howards, 566 U.S. 658 , 669-670, 132 S.Ct. 2088 , 182 L.Ed.2d 985 (2012) (same).
In addition to the concern that agents of the same legal entity are not distinct enough to conspire with one another, there are other sound reasons to conclude that conversations and agreements between and among federal officials in the same Department should not be the subject of a private cause of action for damages under § 1985(3). To state a claim under § 1985(3), a plaintiff must first show that the defendants conspired-that is, reached an agreement-with one another. See Carpenters, 463 U.S., at 828 , 103 S.Ct. 3352 (stating that the elements of a § 1985(3) claim include "a conspiracy"). Thus, a § 1985(3) claim against federal officials by necessity implicates the substance of their official discussions.
As indicated above with respect to other claims in this suit, open discussion among federal officers is to be encouraged, so that they can reach consensus on the policies a department of the Federal Government should pursue. See supra, at 1860 - 1861. Close and frequent consultations to facilitate the adoption and implementation of policies are essential to the orderly conduct of governmental affairs. Were those discussions, and the resulting policies, to be the basis for private suits seeking damages against the officials as individuals, the result would be to chill the interchange and discourse that is necessary for the adoption and implementation of governmental policies. See Cheney, 542 U.S., at 383 , 124 S.Ct. 2576 (discussing the need for confidential communications among Executive Branch officials); Merrill, 443 U.S., at 360 , 99 S.Ct. 2800 (same).
These considerations suggest that officials employed by the same governmental department do not conspire when they speak to one another and work together in their official capacities. Whether that contention should prevail need not be decided here. It suffices to say that the question is sufficiently open so that the officials in this suit could not be certain that *1869 § 1985(3) was applicable to their discussions and actions. Thus, the law respondents seek to invoke cannot be clearly established. It follows that reasonable officers in petitioners' positions would not have known with any certainty that the alleged agreements were forbidden by law. See Saucier, 533 U.S., at 202 , 121 S.Ct. 2151 . Petitioners are entitled to qualified immunity with respect to the claims under 42 U.S.C. § 1985 (3).
* * *
If the facts alleged in the complaint are true, then what happened to respondents in the days following September 11 was tragic. Nothing in this opinion should be read to condone the treatment to which they contend they were subjected. The question before the Court, however, is not whether petitioners' alleged conduct was proper, nor whether it gave decent respect to respondents' dignity and well-being, nor whether it was in keeping with the idea of the rule of law that must inspire us even in times of crisis.
Instead, the question with respect to the Bivens claims is whether to allow an action for money damages in the absence of congressional authorization. For the reasons given above, the Court answers that question in the negative as to the detention policy claims. As to the prisoner abuse claim, because the briefs have not concentrated on that issue, the Court remands to allow the Court of Appeals to consider the claim in light of the Bivens analysis set forth above.
The question with respect to the § 1985(3) claim is whether a reasonable officer in petitioners' position would have known the alleged conduct was an unlawful conspiracy. For the reasons given above, the Court answers that question, too, in the negative.
The judgment of the Court of Appeals is reversed as to all of the claims except the prisoner abuse claim against Warden Hasty. The judgment of the Court of Appeals with respect to that claim is vacated, and that case is remanded for further proceedings.
It is so ordered.
Justice SOTOMAYOR, Justice KAGAN, and Justice GORSUCH took no part in the consideration or decision of these cases.
Justice THOMAS, concurring in part and concurring in the judgment.
I join the Court's opinion except for Part IV-B. I write separately to express my view on the Court's decision to remand some of respondents' claims under Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 , 91 S.Ct. 1999 , 29 L.Ed.2d 619 (1971), and my concerns about our qualified immunity precedents.
I
With respect to respondents' Bivens claims, I join the opinion of the Court to the extent it reverses the Second Circuit's ruling. The Court correctly applies our precedents to hold that Bivens does not supply a cause of action against petitioners for most of the alleged Fourth and Fifth Amendment violations. It also correctly recognizes that respondents' claims against petitioner Dennis Hasty seek to extend Bivens to a new context. See ante, at 1864.
I concur in the judgment of the Court vacating the Court of Appeals' judgment with regard to claims against Hasty. Ante, at 1867. I have previously noted that " ' Bivens is a relic of the heady days in which this Court assumed common-law powers to create causes of action.' " Wilkie v. Robbins, 551 U.S. 537 , 568, 127 S.Ct. 2588 , 168 L.Ed.2d 389 (2007) (concurring opinion) (quoting Correctional Services *1870 Corp. v. Malesko, 534 U.S. 61 , 75, 122 S.Ct. 515 , 151 L.Ed.2d 456 (2001) (Scalia, J., concurring)). I have thus declined to "extend Bivens even [where] its reasoning logically applied," thereby limiting " Bivens and its progeny ... to the precise circumstances that they involved." Ibid. (internal quotation marks omitted). This would, in most cases, mean a reversal of the judgment of the Court of Appeals is in order. However, in order for there to be a controlling judgment in this suit, I concur in the judgment vacating and remanding the claims against petitioner Hasty as that disposition is closest to my preferred approach.
II
As for respondents' claims under 42 U.S.C. § 1985 (3), I join Part V of the Court's opinion, which holds that respondents are entitled to qualified immunity. The Court correctly applies our precedents, which no party has asked us to reconsider. I write separately, however, to note my growing concern with our qualified immunity jurisprudence.
The Civil Rights Act of 1871, of which § 1985(3) and the more frequently litigated § 1983 were originally a part, established causes of action for plaintiffs to seek money damages from Government officers who violated federal law. See §§ 1, 2, 17 Stat. 13 . Although the Act made no mention of defenses or immunities, "we have read it in harmony with general principles of tort immunities and defenses rather than in derogation of them." Malley v. Briggs, 475 U.S. 335 , 339, 106 S.Ct. 1092 , 89 L.Ed.2d 271 (1986) (internal quotation marks omitted). We have done so because "[c]ertain immunities were so well established in 1871 ... that 'we presume that Congress would have specifically so provided had it wished to abolish' them." Buckley v. Fitzsimmons, 509 U.S. 259 , 268, 113 S.Ct. 2606 , 125 L.Ed.2d 209 (1993) ; accord, Briscoe v. LaHue, 460 U.S. 325 , 330, 103 S.Ct. 1108 , 75 L.Ed.2d 96 (1983). Immunity is thus available under the statute if it was "historically accorded the relevant official" in an analogous situation "at common law," Imbler v. Pachtman, 424 U.S. 409 , 421, 96 S.Ct. 984 , 47 L.Ed.2d 128 (1976), unless the statute provides some reason to think that Congress did not preserve the defense, see Tower v. Glover, 467 U.S. 914 , 920, 104 S.Ct. 2820 , 81 L.Ed.2d 758 (1984).
In some contexts, we have conducted the common-law inquiry that the statute requires. See Wyatt v. Cole, 504 U.S. 158 , 170, 112 S.Ct. 1827 , 118 L.Ed.2d 504 (1992) (KENNEDY, J., concurring). For example, we have concluded that legislators and judges are absolutely immune from liability under § 1983 for their official acts because that immunity was well established at common law in 1871. See Tenney v. Brandhove, 341 U.S. 367 , 372-376, 71 S.Ct. 783 , 95 L.Ed. 1019 (1951) (legislators); Pierson v. Ray, 386 U.S. 547 , 553-555, 87 S.Ct. 1213 , 18 L.Ed.2d 288 (1967) (judges). We have similarly looked to the common law in holding that a prosecutor is immune from suits relating to the "judicial phase of the criminal process," Imbler, supra, at 430 , 96 S.Ct. 984 ; Burns v. Reed, 500 U.S. 478 , 489-492, 111 S.Ct. 1934 , 114 L.Ed.2d 547 (1991) ; but see Kalina v. Fletcher, 522 U.S. 118 , 131-134, 118 S.Ct. 502 , 139 L.Ed.2d 471 (1997) (Scalia, J., joined by THOMAS, J., concurring) (arguing that the Court in Imbler misunderstood 1871 common-law rules), although not from suits relating to the prosecutor's advice to police officers, Burns, supra, at 493 , 111 S.Ct. 1934 .
In developing immunity doctrine for other executive officers, we also started off by applying common-law rules. In Pierson, we held that police officers are not absolutely *1871 immune from a § 1983 claim arising from an arrest made pursuant to an unconstitutional statute because the common law never granted arresting officers that sort of immunity. 386 U.S., at 555 , 87 S.Ct. 1213 . Rather, we concluded that police officers could assert "the defense of good faith and probable cause" against the claim for an unconstitutional arrest because that defense was available against the analogous torts of "false arrest and imprisonment" at common law. Id., at 557 , 87 S.Ct. 1213 .
In further elaborating the doctrine of qualified immunity for executive officials, however, we have diverged from the historical inquiry mandated by the statute. See Wyatt, supra, at 170, 112 S.Ct. 1827 (KENNEDY, J., concurring); accord, Crawford-El v. Britton, 523 U.S. 574 , 611, 118 S.Ct. 1584 , 140 L.Ed.2d 759 (1998) (Scalia, J., joined by THOMAS, J., dissenting). In the decisions following Pierson, we have "completely reformulated qualified immunity along principles not at all embodied in the common law." Anderson v. Creighton, 483 U.S. 635 , 645, 107 S.Ct. 3034 , 97 L.Ed.2d 523 (1987) (discussing Harlow v. Fitzgerald, 457 U.S. 800 , 102 S.Ct. 2727 , 73 L.Ed.2d 396 (1982) ). Instead of asking whether the common law in 1871 would have accorded immunity to an officer for a tort analogous to the plaintiff's claim under § 1983, we instead grant immunity to any officer whose conduct "does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Mullenix v. Luna, 577 U.S. ----, ---- - ----, 136 S.Ct. 305 , 308, 193 L.Ed.2d 255 (2015) ( per curiam ) (internal quotation marks omitted); Taylor v. Barkes, 575 U.S. ----, ----, 135 S.Ct. 2042 , 2044, 192 L.Ed.2d 78 (2015) (a Government official is liable under the 1871 Act only if " 'existing precedent ... placed the statutory or constitutional question beyond debate' " (quoting Ashcroft v. al-Kidd, 563 U.S. 731 , 741, 131 S.Ct. 2074 , 179 L.Ed.2d 1149 (2011) )). We apply this "clearly established" standard "across the board" and without regard to "the precise nature of the various officials' duties or the precise character of the particular rights alleged to have been violated." Anderson, supra, at 641-643 , 107 S.Ct. 3034 (internal quotation marks omitted). * We have not attempted to locate that standard in the common law as it existed in 1871, however, and some evidence supports the conclusion that common-law immunity as it existed in 1871 looked quite different from our current doctrine. See generally Baude, Is Qualified Immunity Unlawful? 106 Cal. L. Rev. (forthcoming 2018) (manuscript, at 7-17), online at https://papers.ssrn.com/abstract=2896508 (as last visited June 15, 2017).
Because our analysis is no longer grounded in the common-law backdrop against which Congress enacted the 1871 Act, we are no longer engaged in "interpret [ing] the intent of Congress in enacting" the Act. Malley, supra, at 342 , 106 S.Ct. 1092 ; see Burns, supra, at 493 , 111 S.Ct. 1934 . Our qualified immunity precedents instead represent precisely the sort of "freewheeling policy choice[s]" that we have previously disclaimed the power to make. Rehberg v. Paulk, 566 U.S. 356 , 363, 132 S.Ct. 1497 , 182 L.Ed.2d 593 (2012) (internal quotation marks omitted); see also Tower, supra, at 922-923 , 104 S.Ct. 2820 ("We do not have a license to establish immunities from" suits brought under *1872 the Act "in the interests of what we judge to be sound public policy"). We have acknowledged, in fact, that the "clearly established" standard is designed to "protec[t] the balance between vindication of constitutional rights and government officials' effective performance of their duties." Reichle v. Howards, 566 U.S. 658 , 664, 132 S.Ct. 2088 , 182 L.Ed.2d 985 (2012) (internal quotation marks omitted); Harlow, supra, at 807 , 102 S.Ct. 2727 (explaining that "the recognition of a qualified immunity defense ... reflected an attempt to balance competing values"). The Constitution assigns this kind of balancing to Congress, not the Courts.
In today's decision, we continue down the path our precedents have marked. We ask "whether it would have been clear to a reasonable officer that the alleged conduct was unlawful in the situation he confronted," ante, at 1867 (internal quotation marks omitted), rather than whether officers in petitioners' positions would have been accorded immunity at common law in 1871 from claims analogous to respondents'. Even if we ultimately reach a conclusion consistent with the common-law rules prevailing in 1871, it is mere fortuity. Until we shift the focus of our inquiry to whether immunity existed at common law, we will continue to substitute our own policy preferences for the mandates of Congress. In an appropriate case, we should reconsider our qualified immunity jurisprudence.
Justice BREYER, with whom Justice GINSBURG joins, dissenting.
In Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 , 91 S.Ct. 1999 , 29 L.Ed.2d 619 (1971), this Court held that the Fourth Amendment provides a damages remedy for those whom federal officials have injured as a result of an unconstitutional search or seizure. In Davis v. Passman, 442 U.S. 228 , 99 S.Ct. 2264 , 60 L.Ed.2d 846 (1979), the Court held that the Fifth Amendment provides a damages remedy to an individual dismissed by her employer (a Member of Congress) on the basis of her sex in violation of the equal protection component of that Amendment's Due Process Clause. And in Carlson v. Green, 446 U.S. 14 , 100 S.Ct. 1468 , 64 L.Ed.2d 15 (1980), the Court held that the Eighth Amendment provides a damages remedy to a prisoner who died as a result of prison official's deliberate indifference to his medical needs, in violation of the Amendment's prohibition against cruel and unusual punishment.
It is by now well established that federal law provides damages actions at least in similar contexts, where claims of constitutional violation arise. Congress has ratified Bivens actions, plaintiffs frequently bring them, courts accept them, and scholars defend their importance. See J. Pfander, Constitutional Torts and the War on Terror (2017) (canvassing the history of Bivens and cataloguing cases). Moreover, the courts, in order to avoid deterring federal officials from properly performing their work, have developed safeguards for defendants, including the requirement that plaintiffs plead "plausible" claims, Ashcroft v. Iqbal, 556 U.S. 662 , 679, 129 S.Ct. 1937 , 173 L.Ed.2d 868 (2009), as well as the defense of "qualified immunity," which frees federal officials from both threat of liability and involvement in the lawsuit, unless the plaintiffs establish that officials have violated " 'clearly established ... constitutional rights,' " id., at 672 , 129 S.Ct. 1937 (quoting Harlow v. Fitzgerald, 457 U.S. 800 , 818, 102 S.Ct. 2727 , 73 L.Ed.2d 396 (1982) ). "[This] Court has been reluctant to extend Bivens liability 'to any new context or new category of defendants.' " Iqbal, supra, at 675 , 129 S.Ct. 1937 (quoting *1873 Correctional Services Corp. v. Malesko, 534 U.S. 61 , 68, 122 S.Ct. 515 , 151 L.Ed.2d 456 (2001) ). But the Court has made clear that it would not narrow Bivens' existing scope. See FDIC v. Meyer, 510 U.S. 471 , 485, 114 S.Ct. 996 , 127 L.Ed.2d 308 (1994) (guarding against "the evisceration of the Bivens remedy" so that its "deterrent effects ... would [not] be lost").
The plaintiffs before us today seek damages for unconstitutional conditions of confinement. They alleged that federal officials slammed them against walls, shackled them, exposed them to nonstop lighting, lack of hygiene, and the like, all based upon invidious discrimination and without penological justification. See ante, at 1852 - 1853. In my view, these claims are well-pleaded, state violations of clearly established law, and fall within the scope of longstanding Bivens law. For those reasons, I would affirm the judgment of the Court of Appeals. I shall discuss at some length what I believe is the most important point of disagreement. The Court, in my view, is wrong to hold that permitting a constitutional tort action here would "extend" Bivens, applying it in a new context. To the contrary, I fear that the Court's holding would significantly shrink the existing Bivens contexts, diminishing the compensatory remedy constitutional tort law now offers to harmed individuals.
I shall explain why I believe this suit falls well within the scope of traditional constitutional tort law and why I cannot agree with the Court's arguments to the contrary. I recognize, and write separately about, the strongest of the Court's arguments, namely, the fact that plaintiffs' claims concern detention that took place soon after a serious attack on the United States and some of them concern actions of high-level Government officials. While these facts may affect the substantive constitutional questions ( e.g., were any of the conditions "legitimate"?) or the scope of the qualified-immunity defense, they do not extinguish the Bivens action itself. If I may paraphrase Justice Harlan, concurring in Bivens : In wartime as well as in peacetime, "it is important, in a civilized society, that the judicial branch of the Nation's government stand ready to afford a remedy" "for the most flagrant and patently unjustified," unconstitutional "abuses of official power." 403 U.S., at 410-411, 91 S.Ct. 1999 (opinion concurring in judgment); cf. Boumediene v. Bush, 553 U.S. 723 , 798, 128 S.Ct. 2229 , 171 L.Ed.2d 41 (2008).
I
The majority opinion well summarizes the particular claims that the plaintiffs make in this suit. All concern the conditions of their confinement, which began soon after the September 11, 2001, attacks and "lasted for days and weeks, then stretching into months." Ante, at 1851. At some point, the plaintiffs allege, all the defendants knew that they had nothing to do with the September 11 attacks but continued to detain them anyway in harsh conditions. Official Government policy, both before and after the defendants became aware of the plaintiffs' innocence, led to the plaintiffs being held in "tiny cells for over 23 hours a day" with lights continuously left on, "shackled" when moved, often "strip searched," and "denied access to most forms of communication with the outside world." Ante, at 1853 (internal quotation marks omitted). The defendants detained the plaintiffs in these conditions on the basis of their race or religion and without justification.
Moreover, the prison wardens were aware of, but deliberately indifferent to, certain unofficial activities of prison guards involving a pattern of "physical and verbal abuse," such as "slam[ming] detainees into walls; twist[ing] their arms, wrists, and *1874 fingers; [breaking] their bones;" and subjecting them to verbal taunts. Ibid. (internal quotation marks omitted).
The plaintiffs' complaint alleges that all the defendants-high-level Department of Justice officials and prison wardens alike-were directly responsible for the official confinement policy, which, in some or all of the aspects mentioned, violated the due process and equal protection components of the Fifth Amendment. The complaint adds that, insofar as the prison wardens were deliberately indifferent to the unofficial conduct of the guards, they violated the Fourth and the Fifth Amendments.
I would hold that the complaint properly alleges constitutional torts, i.e.,Bivens actions for damages.
A
The Court's holdings in Bivens, Carlson, and Davis rest upon four basic legal considerations. First, the Bivens Court referred to longstanding Supreme Court precedent stating or suggesting that the Constitution provides federal courts with considerable legal authority to use traditional remedies to right constitutional wrongs. That precedent begins with Marbury v. Madison, 1 Cranch 137 , 2 L.Ed. 60 (1803), which effectively placed upon those who would deny the existence of an effective legal remedy the burden of showing why their case was special. Chief Justice John Marshall wrote for the Court that
"[t]he very essence of civil liberty [lies] in the right of every individual to claim the protection of the laws, whenever he receives an injury." Id., at 163 .
The Chief Justice referred to Blackstone's Commentaries stating that there
" 'is a general and indisputable rule, that where there is a legal right, there is also a legal remedy ... [and that] it is a settled and invariable principle in the laws of England, that every right, when withheld, must have a remedy, and every injury its proper redress.' " 1 Cranch, at 163.
The Chief Justice then wrote:
"The government of the United States has been emphatically termed a government of laws, and not of men. It will [not] deserve this high appellation, if the laws furnish no remedy for the violation of a vested legal right." Ibid.
He concluded for the Court that there must be something "peculiar" ( i.e., special) about a case that warrants "exclu[ding] the injured party from legal redress ... [and placing it within] that class of cases which come under the description of damnum absque injuria- a loss without an injury." Id., at 163-164; but cf. id., at 164 (placing "political" questions in the latter, special category).
Much later, in Bell v. Hood, 327 U.S. 678 , 684, 66 S.Ct. 773 , 90 L.Ed. 939 (1946), the Court wrote that,
"where federally protected rights have been invaded, it has been the rule from the beginning that courts will be alert to adjust their remedies so as to grant the necessary relief."
See also Bivens, 403 U.S., at 392 , 91 S.Ct. 1999 (citing opinions of Justices Cardozo and Holmes to similar effect).
The Bivens Court reiterated these principles and confirmed that the appropriate remedial "adjust[ment]" in the case before it was an award of money damages, the "remedial mechanism normally available in the federal courts." Id., at 392, 397 , 91 S.Ct. 1999 . Justice Harlan agreed, adding that, since Congress' "general" statutory "grant of jurisdiction" authorized courts to grant equitable relief in cases arising under federal jurisdiction, courts likewise had the authority to award damages-the "traditional remedy at law"-in order to "vindicate the interests of the individual"
*1875 protected by the Bill of Rights. Id., at 405-407 , 91 S.Ct. 1999 (opinion concurring in judgment).
Second, our cases have recognized that Congress' silence on the subject indicates a willingness to leave this matter to the courts. In Bivens, the Court noted, as an argument favoring its conclusion, the absence of an "explicit congressional declaration that persons injured by a federal officer's violation of the Fourth Amendment may not recover money damages from the agents." Id., at 397 , 91 S.Ct. 1999 . Similarly, in Davis v. Passman, the Court stressed that there was "no evidence ... that Congress meant ... to foreclose" a damages remedy. 442 U.S., at 247, 99 S.Ct. 2264 . In Carlson, the Court went further, observing that not only was there no sign "that Congress meant to pre-empt a Bivens remedy," but there was also "clear" evidence that Congress intended to preserve it. 446 U.S., at 19-20 , 100 S.Ct. 1468 .
Third, our Bivens cases acknowledge that a constitutional tort may not lie when "special factors counse[l] hesitation" and when Congress has provided an adequate alternative remedy. 446 U.S., at 18-19 , 100 S.Ct. 1468 . The relevant special factors in those cases included whether the court was faced "with a question of 'federal fiscal policy,' " Bivens, supra, at 396 , 91 S.Ct. 1999 or a risk of "deluging federal courts with claims," Davis, supra, at 248, 99 S.Ct. 2264 (internal quotation marks omitted). Carlson acknowledged an additional factor-that damages suits "might inhibit [federal officials'] efforts to perform their official duties"-but concluded that "the qualified immunity accorded [federal officials] under [existing law] provides adequate protection." 446 U.S., at 19 , 100 S.Ct. 1468 .
Fourth, as the Court recognized later in Carlson, a Bivens remedy was needed to cure what would, without it, amount to a constitutional anomaly. Long before this Court incorporated many of the Bill of Rights' guarantees against the States, see Amar, The Bill of Rights and the Fourteenth Amendment, 101 Yale L.J. 1193 (1992), federal civil rights statutes afforded a damages remedy to any person whom a state official deprived of a federal constitutional right, see 42 U.S.C. § 1983 ; Monroe v. Pape, 365 U.S. 167 , 171-187, 81 S.Ct. 473 , 5 L.Ed.2d 492 (1961) (describing this history). But federal statutory law did not provide a damages remedy to a person whom a federal official had deprived of that same right, even though the Bill of Rights was at the time of the founding primarily aimed at constraining the Federal Government. Thus, a person harmed by an unconstitutional search or seizure might sue a city mayor, a state legislator, or even a Governor. But that person could not sue a federal agent, a national legislator, or a Justice Department official for an identical offense. "[Our] 'constitutional design,' " the Court wrote, "would be stood on its head if federal officials did not face at least the same liability as state officials guilty of the same constitutional transgression." Carlson, supra, at 22 , 100 S.Ct. 1468 (quoting Butz v. Economou, 438 U.S. 478 , 504, 98 S.Ct. 2894 , 57 L.Ed.2d 895 (1978) ).
The Bivens Court also recognized that the Court had previously inferred damages remedies caused by violations of certain federal statutes that themselves did not explicitly authorize damages remedies. 403 U.S., at 395-396, 91 S.Ct. 1999 . At the same time, Bivens, Davis, and Carlson treat the courts' power to derive a damages remedy from a constitutional provision not as included within a power to find a statute-based damages remedy but as flowing from those statutory cases a fortiori.
*1876 As the majority opinion points out, this Court in more recent years has indicated that " expanding the Bivens remedy is now a ' disfavored' judicial activity." Ante, at 1857 (quoting Iqbal, 556 U.S., at 675 , 129 S.Ct. 1937 ; emphasis added). Thus, it has held that the remedy is not available in the context of suits against military officers, see Chappell v. Wallace, 462 U.S. 296 , 298-300, 103 S.Ct. 2362 , 76 L.Ed.2d 586 (1983) ; United States v. Stanley, 483 U.S. 669 , 683-684, 107 S.Ct. 3054 , 97 L.Ed.2d 550 (1987) ; in the context of suits against privately operated prisons and their employees, see Minneci v. Pollard, 565 U.S. 118 , 120, 132 S.Ct. 617 , 181 L.Ed.2d 606 (2012) ; Malesko, 534 U.S., at 70-73 , 122 S.Ct. 515 ; in the context of suits seeking to vindicate procedural, rather than substantive, constitutional protections, see Schweiker v. Chilicky, 487 U.S. 412 , 423, 108 S.Ct. 2460 , 101 L.Ed.2d 370 (1988) ; and in the context of suits seeking to vindicate two quite different forms of important substantive protection, one involving free speech, see Bush v. Lucas, 462 U.S. 367 , 368, 103 S.Ct. 2404 , 76 L.Ed.2d 648 (1983), and the other involving protection of land rights, see Wilkie v. Robbins, 551 U.S. 537 , 551, 127 S.Ct. 2588 , 168 L.Ed.2d 389 (2007). Each of these cases involved a context that differed from that of Bivens, Davis, and Carlson with respect to the kind of defendant, the basic nature of the right, or the kind of harm suffered. That is to say, as we have explicitly stated, these cases were " fundamentally different from anything recognized in Bivens or subsequent cases." Malesko, supra, at 70, 122 S.Ct. 515 (emphasis added). In each of them, the plaintiffs were asking the Court to " 'authoriz[e] a new kind of federal litigation.' " Wilkie, supra, at 550 , 127 S.Ct. 2588 (emphasis added).
Thus the Court, as the majority opinion says, repeatedly wrote that it was not "expanding" the scope of the Bivens remedy. Ante, at 1856 - 1857. But the Court nowhere suggested that it would narrow Bivens ' existing scope. In fact, to diminish any ambiguity about its holdings, the Court set out a framework for determining whether a claim of constitutional violation calls for a Bivens remedy. See Wilkie, supra, at 549-550 , 127 S.Ct. 2588 . At Step One, the court must determine whether the case before it arises in a "new context," that is, whether it involves a "new category of defendants," Malesko, supra, at 68 , 122 S.Ct. 515 or (presumably) a significantly different kind of constitutional harm, such as a purely procedural harm, a harm to speech, or a harm caused to physical property. If the context is new, then the court proceeds to Step Two and asks "whether any alternative, existing process for protecting the interest amounts to a convincing reason for the Judicial Branch to refrain from providing a new and freestanding remedy in damages." Wilkie, 551 U.S., at 550 , 127 S.Ct. 2588 . If there is none, then the court proceeds to Step Three and asks whether there are " 'any special factors counselling hesitation before authorizing a new kind of federal litigation.' " Ibid .
Precedent makes this framework applicable here. I would apply it. And, doing so, I cannot get past Step One. This suit, it seems to me, arises in a context similar to those in which this Court has previously permitted Bivens actions.
B
1
The context here is not "new," Wilkie, supra, at 550 , 127 S.Ct. 2588 or "fundamentally different" than our previous Bivens cases, Malesko, supra, at 70 , 122 S.Ct. 515 . First, the plaintiffs are civilians, not members of the military. They are not citizens, but the Constitution protects *1877 noncitizens against serious mistreatment, as it protects citizens. See United States v. Verdugo-Urquidez, 494 U.S. 259 , 271, 110 S.Ct. 1056 , 108 L.Ed.2d 222 (1990) ("[A]liens receive constitutional protections when they have come within the territory of the United States and developed substantial connections with this country"). Some or all of the plaintiffs here may have been illegally present in the United States. But that fact cannot justify physical mistreatment. Nor does anyone claim that that fact deprives them of a Bivens right available to other persons, citizens and noncitizens alike.
Second, the defendants are Government officials. They are not members of the military or private persons. Two are prison wardens. Three others are high-ranking Department of Justice officials. Prison wardens have been defendants in Bivens actions, as have other high-level Government officials. One of the defendants in Carlson was the Director of the Bureau of Prisons; the defendant in Davis was a Member of Congress. We have also held that the Attorney General of the United States is not entitled to absolute immunity in a damages suit arising out of his actions related to national security. See Mitchell v. Forsyth, 472 U.S. 511 , 520, 105 S.Ct. 2806 , 86 L.Ed.2d 411 (1985).
Third, from a Bivens perspective, the injuries that the plaintiffs claim they suffered are familiar ones. They focus upon the conditions of confinement. The plaintiffs say that they were unnecessarily shackled, confined in small unhygienic cells, subjected to continuous lighting (presumably preventing sleep), unnecessarily and frequently strip searched, slammed against walls, injured physically, and subject to verbal abuse. They allege that they suffered these harms because of their race or religion, the defendants having either turned a blind eye to what was happening or themselves introduced policies that they knew would lead to these harms even though the defendants knew the plaintiffs had no connections to terrorism.
These claimed harms are similar to, or even worse than, the harms the plaintiffs suffered in Bivens (unreasonable search and seizure in violation of the Fourth Amendment), Davis (unlawful discrimination in violation of the Fifth Amendment), and Carlson (deliberate indifference to medical need in violation of the Eighth Amendment). Indeed, we have said that, "[i]f a federal prisoner in a [Bureau of Prisons] facility alleges a constitutional deprivation, he may bring a Bivens claim against the offending individual officer, subject to the defense of qualified immunity." Malesko, 534 U.S., at 72, 122 S.Ct. 515 ; see also Farmer v. Brennan, 511 U.S. 825 , 832, 114 S.Ct. 1970 , 128 L.Ed.2d 811 (1994) ( Bivens case about prisoner abuse). The claims in this suit would seem to fill the Bivens' bill. See Sell v. United States, 539 U.S. 166 , 193, 123 S.Ct. 2174 , 156 L.Ed.2d 197 (2003) (Scalia, J., dissenting) ("[A] [ Bivens ] action ... is available to federal pretrial detainees challenging the conditions of their confinement").
It is true that the plaintiffs bring their "deliberate indifference" claim against Warden Hasty under the Fifth Amendment's Due Process Clause, not the Eighth Amendment's Cruel and Unusual Punishment Clause, as in Carlson . But that is because the latter applies to convicted criminals while the former applies to pretrial and immigration detainees. Where the harm is the same, where this Court has held that both the Fifth and Eighth Amendments give rise to Bivens' remedies, and where the only difference in constitutional scope consists of a circumstance (the absence of a conviction) that makes the violation here worse, it cannot be maintained *1878 that the difference between the use of the two Amendments is "fundamental." See City of Revere v. Massachusetts Gen. Hospital, 463 U.S. 239 , 244, 103 S.Ct. 2979 , 77 L.Ed.2d 605 (1983) ("due process rights" of an unconvicted person "are at least as great as the Eighth Amendment protections available to a convicted prisoner"); Kingsley v. Hendrickson, 576 U.S. ----, ---- - ----, 135 S.Ct. 2466 , 2475, 192 L.Ed.2d 416 (2015) ("pretrial detainees (unlike convicted prisoners) cannot be punished at all"); Zadvydas v. Davis, 533 U.S. 678 , 721, 121 S.Ct. 2491 , 150 L.Ed.2d 653 (2001) (KENNEDY, J., dissenting) (detention "incident to removal ... cannot be justified as punishment nor can the confinement or its conditions be designed in order to punish"). See also Bistrian v. Levi, 696 F.3d 352 , 372 (C.A.3 2012) (permitting Bivens action brought by detainee in administrative segregation); Thomas v. Ashcroft, 470 F.3d 491 , 493, 496-497 (C.A.2 2006) (detainee alleging failure to provide adequate medical care); Magluta v. Samples, 375 F.3d 1269 , 1271, 1275-1276 (C.A.11 2004) (detainee in solitary confinement); Papa v. United States, 281 F.3d 1004 , 1010-1011 (C.A.9 2002) (due process claims arising from death of immigration detainee); Loe v. Armistead, 582 F.2d 1291 , 1293-1296 (C.A.4 1978) (detainee's claim of deliberate indifference to medical need). If an arrestee can bring a claim of excessive force ( Bivens itself), and a convicted prisoner can bring a claim for denying medical care ( Carlson ), someone who has neither been charged nor convicted with a crime should also be able to challenge abuse that causes him to need medical care.
Nor has Congress suggested that it wants to withdraw a damages remedy in circumstances like these. By its express terms, the Prison Litigation Reform Act of 1995 (PLRA) does not apply to immigration detainees. See 42 U.S.C. § 1997e(h) ("[T]he term 'prisoner' means any person incarcerated or detained in any facility who is accused of, convicted of, sentenced for, or adjudicated delinquent for, violations of criminal law ..."); see also Agyeman v. INS, 296 F.3d 871 , 886 (C.A.9 2002) ("[W]e hold that an alien detained by the INS pending deportation is not a 'prisoner' within the meaning of the PLRA"); LaFontant v. INS, 135 F.3d 158 , 165 (C.A.D.C.1998) (same); Ojo v. INS, 106 F.3d 680 , 683 (C.A.5 1997) (same). And, in fact, there is strong evidence that Congress assumed that Bivens remedies would be available to prisoners when it enacted the PLRA- e.g., Congress continued to permit prisoners to recover for physical injuries, the typical kinds of Bivens injuries. See 28 U.S.C. § 1346 (b)(2) ; Pfander, Constitutional Torts, at 105-106.
If there were any lingering doubt that the claim against Warden Hasty arises in a familiar Bivens context, the Court has made clear that conditions-of-confinement claims and medical-care claims are subject to the same substantive standard. See Hudson v. McMillian, 503 U.S. 1 , 8, 112 S.Ct. 995 , 117 L.Ed.2d 156 (1992) ("[ Wilson v. Seiter, 501 U.S. 294 , 303, 111 S.Ct. 2321 , 115 L.Ed.2d 271 (1991) ] extended the deliberate indifference standard applied to Eighth Amendment claims involving medical care to claims about conditions of confinement"). Indeed, the Court made this very point in a Bivens case alleging that prison wardens were deliberately indifferent to an inmate's safety. See Farmer, supra, at 830, 834 , 114 S.Ct. 1970 .
I recognize that the Court finds a significant difference in the fact that the confinement here arose soon after a national-security emergency, namely, the September 11 attacks. The short answer to this argument, in respect to at least some of the claimed harms, is that some plaintiffs continued to suffer those harms up to *1879 eight months after the September 11 attacks took place and after the defendants knew the plaintiffs had no connection to terrorism. See App. to Pet. for Cert. in No. 15-1359, p. 280a. But because I believe the Court's argument here is its strongest, I will consider it at greater length below. See Part III-C, infra.
Because the context here is not new, I would allow the plaintiffs' constitutional claims to proceed. The plaintiffs have adequately alleged that the defendants were personally involved in imposing the conditions of confinement and did so with knowledge that the plaintiffs bore no ties to terrorism, thus satisfying Iqbal 's pleading standard. See 556 U.S., at 679 , 129 S.Ct. 1937 (claims must be "plausible"); see also id., at 699-700 , 129 S.Ct. 1937 (BREYER, J., dissenting). And because it is clearly established that it is unconstitutional to subject detainees to punitive conditions of confinement and to target them based solely on their race, religion, or national origin, the defendants are not entitled to qualified immunity on the constitutional claims. See Bell v. Wolfish, 441 U.S. 520 , 535-539, and n. 20, 99 S.Ct. 1861 , 60 L.Ed.2d 447 (1979) ; Davis, 442 U.S., at 236 , 99 S.Ct. 2264 ("It is equally clear ... that the Fifth Amendment confers on petitioner a constitutional right to be free from illegal discrimination"). (Similarly, I would affirm the judgment of the Court of Appeals with respect to the plaintiffs' statutory claim, namely, that the defendants conspired to deprive the plaintiffs of equal protection of the laws in violation of 42 U.S.C. § 1985 (3). See Turkmen v. Hasty, 789 F.3d 218 , 262-264 (C.A.2 2015). I agree with the Court of Appeals that the defendants are not entitled to qualified immunity on this claim. See ibid. )
2
Even were I wrong and were the context here "fundamentally different," Malesko, 534 U.S., at 70 , 122 S.Ct. 515 the plaintiffs' claims would nonetheless survive Step Two and Step Three of the Court's framework for determining whether Bivens applies, see supra, at 1876 - 1877. Step Two consists of asking whether "any alternative, existing process for protecting the interest amounts to a convincing reason for the Judicial Branch to refrain from providing a new and freestanding remedy in damages." Wilkie, 551 U.S., at 550 , 127 S.Ct. 2588 . I can find no such "alternative, existing process" here.
The Court does not claim that the PLRA provides plaintiffs with a remedy. Ante, at 1874 - 1875. Rather, it says that the plaintiffs may have "had available to them" relief in the form of a prospective injunction or an application for a writ of habeas corpus. Ante, at 1863. Neither a prospective injunction nor a writ of habeas corpus, however, will normally provide plaintiffs with redress for harms they have already suffered. And here plaintiffs make a strong claim that neither was available to them-at least not for a considerable time. Some of the plaintiffs allege that for two or three months they were subject to a "communications blackout"; that the prison "staff did not permit them visitors, legal or social telephone calls, or mail"; that their families and attorneys did not know where they were being held; that they could not receive visits from their attorneys; that subsequently their lawyers could call them only once a week; and that some or all of the defendants "interfered with the detainees' effective access to legal counsel." Office of Inspector General (OIG) Report, App. 223, 293, 251, 391; see App. to Pet. for Cert. in No. 15-1359, at 253a (incorporating the OIG report into the complaint). These claims make it virtually impossible to say that here there is an "elaborate, comprehensive" alternative remedial scheme similar to schemes that, *1880 in the past, we have found block the application of Bivens to new contexts. Bush, 462 U.S., at 385, 103 S.Ct. 2404 . If these allegations are proved, then in this suit, it is "damages or nothing." Bivens, 403 U.S., at 410 , 91 S.Ct. 1999 (Harlan, J., concurring in judgment).
There being no "alternative, existing process" that provides a "convincing reason" for not applying Bivens, we must proceed to Step Three. Wilkie, supra, at 550 , 127 S.Ct. 2588 . Doing so, I can find no "special factors [that] counse[l] hesitation before authorizing" this Bivens action. 551 U.S., at 550 , 127 S.Ct. 2588 . I turn to this matter next.
II
A
The Court describes two general considerations that it believes argue against an "extension" of Bivens. First, the majority opinion points out that the Court is now far less likely than at the time it decided Bivens to imply a cause of action for damages from a statute that does not explicitly provide for a damages claim. See ante, at 1855 - 1856. Second, it finds the "silence" of Congress "notable" in that Congress, though likely aware of the "high-level policies" involved in this suit, did not "choose to extend to any person the kind of remedies" that the plaintiffs here "seek." Ante, at 1861 - 1862 (internal quotation marks omitted). I doubt the strength of these two general considerations.
The first consideration, in my view, is not relevant. I concede that the majority and concurring opinions in Bivens looked in part for support to the fact that the Court had implied damages remedies from statutes silent on the subject. See 403 U.S., at 397, 91 S.Ct. 1999 ; id., at 402-403 , 91 S.Ct. 1999 (Harlan, J., concurring in judgment). But that was not the main argument favoring the Court's conclusion. Rather, the Court drew far stronger support from the need for such a remedy when measured against a common-law and constitutional history of allowing traditional legal remedies where necessary. Id., at 392, 396-397 , 91 S.Ct. 1999 . The Court believed such a remedy was necessary to make effective the Constitution's protection of certain basic individual rights. See id., at 392 , 91 S.Ct. 1999 ; id., at 407 , 91 S.Ct. 1999 (opinion of Harlan, J.). Similarly, as the Court later explained, a damages remedy against federal officials prevented the serious legal anomaly I previously mentioned. Its existence made basic constitutional protections of the individual against Federal Government abuse (the Bill of Rights' pre-Civil War objective) as effective as protections against abuse by state officials (the post-Civil War, post selective-incorporation objective). See supra, at 1875 .
Nor is the second circumstance-congressional silence-relevant in the manner that the majority opinion describes. The Court initially saw that silence as indicating an absence of congressional hostility to the Court's exercise of its traditional remedy-inferring powers. See Bivens, supra, at 397 , 91 S.Ct. 1999 ; Davis, 442 U.S., at 246-247 , 99 S.Ct. 2264 . Congress' subsequent silence contains strong signs that it accepted Bivens actions as part of the law. After all, Congress rejected a proposal that would have eliminated Bivens by substituting the U.S. Government as a defendant in suits against federal officers that raised constitutional claims. See Pfander, Constitutional Torts, at 102. Later, Congress expressly immunized federal employees acting in the course of their official duties from tort claims except those premised on violations of the Constitution. See Federal Employees Liability Reform and Tort Compensation Act of 1988, commonly known as the Westfall Act, *1881 28 U.S.C. § 2679 (b)(2)(A). We stated that it is consequently "crystal clear that Congress views [the Federal Tort Claims Act] and Bivens as [providing] parallel, complementary causes of action." Carlson, 446 U.S., at 20 , 100 S.Ct. 1468 ; see Malesko, 534 U.S., at 68 , 122 S.Ct. 515 (similar). Congress has even assumed the existence of a Bivens remedy in suits brought by noncitizen detainees suspected of terrorism. See 42 U.S.C. § 2000dd-1 (granting qualified immunity-but not absolute immunity-to military and civilian federal officials who are sued by alien detainees suspected of terrorism).
B
The majority opinion also sets forth a more specific list of factors that it says bear on "whether a case presents a new Bivens context." Ante, at 1859. In the Court's view, a "case might differ" from Bivens "in a meaningful way because of [1] the rank of the officers involved; [2] the constitutional right at issue; [3] the generality or specificity of the individual action; [4] the extent of judicial guidance as to how an officer should respond to the problem or emergency to be confronted; [5] the statutory or other legal mandate under which the officer was operating; [6] the risk of disruptive intrusion by the Judiciary into the functioning of other branches; [7] or the presence of potential special factors that previous Bivens cases did not consider." Ante, at 1860. In my view, these factors do not make a "meaningful difference" at Step One of the Bivens framework. Some of them are better cast as "special factors" relevant to Step Three. But, as I see it, none should normally foreclose a Bivens action and none is determinative here. Consider them one by one:
(1) The rank of the officers . I can understand why an officer's rank might bear on whether he violated the Constitution, because, for example, a plaintiff might need to show the officer was willfully blind to a harm caused by lower ranking officers or that the officer had actual knowledge of the misconduct. And I can understand that rank might relate to the existence of a legal defense, such as qualified, or even absolute, immunity. But if -and I recognize that this is often a very big if-a plaintiff proves a clear constitutional violation, say, of the Fourth Amendment, and he shows that the defendant does not possess any form of immunity or other defense, then why should he not have a damages remedy for harm suffered? What does rank have to do with that question, namely, the Bivens question? Why should the law treat differently a high-level official and the local constable where each has similarly violated the Constitution and where neither can successfully assert immunity or any other defense?
(2) The constitutional right at issue . I agree that this factor can make a difference, but only when the substance of the right is distinct. See, e.g., Wilkie, 551 U.S. 537 , 127 S.Ct. 2588 , 168 L.Ed.2d 389 (land rights). But, for reasons I have already pointed out, there is no relevant difference between the rights at issue here and the rights at issue in our previous Bivens cases, namely, the rights to be free of unreasonable searches, invidious discrimination, and physical abuse in federal custody. See supra, at 1877 - 1878.
(3) The generality or specificity of the individual action . I should think that it is not the "generality or specificity" of an official action but rather the nature of the official action that matters. Bivens should apply to some generally applicable actions, such as actions taken deliberately to jail a large group of known-innocent people. And it should not apply to some highly *1882 specific actions, depending upon the nature of those actions.
(4) The extent of judicial guidance . This factor may be relevant to the existence of a constitutional violation or a qualified-immunity defense. Where judicial guidance is lacking, it is more likely that a constitutional violation is not clearly established. See Anderson v. Creighton, 483 U.S. 635 , 640, 107 S.Ct. 3034 , 97 L.Ed.2d 523 (1987) (Officials are protected by qualified immunity unless "[t]he contours of the right [are] sufficiently clear that a reasonable official would understand that what he is doing violates that right"). But I do not see how, assuming the violation is clear, the presence or absence of "judicial guidance" is relevant to the existence of a damages remedy.
(5) The statutory (or other) legal mandate under which the officer was operating . This factor too may prove relevant to the question whether a constitutional violation exists or is clearly established. But, again, assuming that it is, I do not understand why this factor is relevant to the existence of a damages remedy. See Stanley, 483 U.S., at 684 , 107 S.Ct. 3054 (the question of immunity is "analytically distinct" from the question whether a Bivens action should lie).
(6) Risk of disruptive judicial intrusion . All damages actions risk disrupting to some degree future decisionmaking by members of the Executive or Legislative Branches. Where this Court has authorized Bivens actions, it has found that disruption tolerable, and it has explained why disruption is, from a constitutional perspective, desirable. See Davis, 442 U.S., at 242 , 99 S.Ct. 2264 (Unless constitutional rights "are to become merely precatory, ... litigants who allege that their own constitutional rights have been violated, and who at the same time have no effective means other than the judiciary to enforce these rights, must be able to invoke the existing jurisdiction of the courts for ... protection"); Malesko, supra, at 70 , 122 S.Ct. 515 ("The purpose of Bivens is to deter individual federal officers from committing constitutional violations"). Insofar as the Court means this consideration to provide a reason why there should be no Bivens action where a Government employee acts in time of security need, I shall discuss the matter next, in Part C .
(7) Other potential special factors . Since I am not certain what these other "potential factors" are and, since the Court does not specify their nature, I would not, and the Court cannot, consider them in differentiating this suit from our previous Bivens cases or as militating against recognizing a Bivens action here.
C
In my view, the Court's strongest argument is that Bivens should not apply to policy-related actions taken in times of national-security need, for example, during war or national-security emergency. As the Court correctly points out, the Constitution grants primary power to protect the Nation's security to the Executive and Legislative Branches, not to the Judiciary. But the Constitution also delegates to the Judiciary the duty to protect an individual's fundamental constitutional rights. Hence when protection of those rights and a determination of security needs conflict, the Court has a role to play. The Court most recently made this clear in cases arising out of the detention of enemy combatants at Guantanamo Bay. Justice O'Connor wrote that "a state of war is not a blank check." Hamdi v. Rumsfeld, 542 U.S. 507 , 536, 124 S.Ct. 2633 , 159 L.Ed.2d 578 (2004) (plurality opinion). In Boumediene, 553 U.S., at 732-733 , 128 S.Ct. 2229 the Court reinforced that point, holding that noncitizens detained as enemy combatants *1883 were entitled to challenge their detention through a writ of habeas corpus, notwithstanding the national-security concerns at stake.
We have not, however, answered the specific question the Court places at issue here: Should Bivens actions continue to exist in respect to policy-related actions taken in time of war or national emergency? In my view, they should.
For one thing, a Bivens action comes accompanied by many legal safeguards designed to prevent the courts from interfering with Executive and Legislative Branch activity reasonably believed to be necessary to protect national security. In Justice Jackson's well-known words, the Constitution is not "a suicide pact." Terminiello v. Chicago, 337 U.S. 1 , 37, 69 S.Ct. 894 , 93 L.Ed. 1131 (1949) (dissenting opinion). The Constitution itself takes account of public necessity. Thus, for example, the Fourth Amendment does not forbid all Government searches and seizures; it forbids only those that are "unreasonable." Ordinarily, it requires that a police officer obtain a search warrant before entering an apartment, but should the officer observe a woman being dragged against her will into that apartment, he should, and will, act at once. The Fourth Amendment makes allowances for such "exigent circumstances." Brigham City v. Stuart, 547 U.S. 398 , 401, 126 S.Ct. 1943 , 164 L.Ed.2d 650 (2006) (warrantless entry justified to forestall imminent injury). Similarly, the Fifth Amendment bars only conditions of confinement that are not "reasonably related to a legitimate governmental objective." Bell v. Wolfish, 441 U.S., at 539 , 99 S.Ct. 1861 . What is unreasonable and illegitimate in time of peace may be reasonable and legitimate in time of war.
Moreover, Bivens comes accompanied with a qualified-immunity defense. Federal officials will face suit only if they have violated a constitutional right that was "clearly established" at the time they acted. Harlow, 457 U.S., at 818 , 102 S.Ct. 2727 .
Further, in order to prevent the very presence of a Bivens lawsuit from interfering with the work of a Government official, this Court has held that a complaint must state a claim for relief that is "plausible." Iqbal, 556 U.S., at 679 , 129 S.Ct. 1937 . "[C]onclusory" statements and "[t]hreadbare" allegations will not suffice. Id., at 678 , 129 S.Ct. 1937 . And the Court has protected high-level officials in particular by requiring that plaintiffs plead that an official was personally involved in the unconstitutional conduct; an official cannot be vicariously liable for another's misdeeds. Id., at 676 , 129 S.Ct. 1937 .
Finally, where such a claim is filed, courts can, and should, tailor discovery orders so that they do not unnecessarily or improperly interfere with the official's work. The Second Circuit has emphasized the "need to vindicate the purpose of the qualified immunity defense by dismissing non-meritorious claims against public officials at an early stage of litigation." Iqbal v. Hasty, 490 F.3d 143 , 158 (2007). Where some of the defendants are "current or former senior officials of the Government, against whom broad-ranging allegations of knowledge and personal involvement are easily made, a district court" not only "may, but ' must exercise its discretion in a way that protects the substance of the qualified immunity defense ... so that' " those officials " 'are not subjected to unnecessary and burdensome discovery or trial proceedings.' " Id., at 158-159 . The court can make "all such discovery subject to prior court approval." Id., at 158 . It can "structure ... limited discovery by examining written responses to interrogatories and requests to admit before authorizing *1884 depositions, and by deferring discovery directed to high-level officials until discovery of front-line officials has been completed and has demonstrated the need for discovery higher up the ranks." Ibid. In a word, a trial court can and should so structure the proceedings with full recognition that qualified immunity amounts to immunity from suit as well as immunity from liability.
Given these safeguards against undue interference by the Judiciary in times of war or national-security emergency, the Court's abolition, or limitation of, Bivens actions goes too far. If you are cold, put on a sweater, perhaps an overcoat, perhaps also turn up the heat, but do not set fire to the house.
At the same time, there may well be a particular need for Bivens remedies when security-related Government actions are at issue. History tells us of far too many instances where the Executive or Legislative Branch took actions during time of war that, on later examination, turned out unnecessarily and unreasonably to have deprived American citizens of basic constitutional rights. We have read about the Alien and Sedition Acts, the thousands of civilians imprisoned during the Civil War, and the suppression of civil liberties during World War I. See W. Rehnquist, All the Laws but One: Civil Liberties in Wartime 209-210, 49-50, 173-180, 183 (1998); see also Ex parte Milligan, 4 Wall. 2 , 18 L.Ed. 281 (1866) (decided after the Civil War was over). The pages of the U.S. Reports themselves recite this Court's refusal to set aside the Government's World War II action removing more than 70,000 American citizens of Japanese origin from their west coast homes and interning them in camps, see Korematsu v. United States, 323 U.S. 214 , 65 S.Ct. 193 , 89 L.Ed. 194 (1944) -an action that at least some officials knew at the time was unnecessary, see id., at 233-242 , 65 S.Ct. 193 (Murphy, J., dissenting); P. Irons, Justice at War 202-204, 288 (1983). President Franklin Roosevelt's Attorney General, perhaps exaggerating, once said that "[t]he Constitution has not greatly bothered any wartime President." Rehnquist, supra, at 191.
Can we, in respect to actions taken during those periods, rely exclusively, as the Court seems to suggest, upon injunctive remedies or writs of habeas corpus, their retail equivalent? Complaints seeking that kind of relief typically come during the emergency itself, when emotions are strong, when courts may have too little or inaccurate information, and when courts may well prove particularly reluctant to interfere with even the least well-founded Executive Branch activity. That reluctance may itself set an unfortunate precedent, which, as Justice Jackson pointed out, can "li[e] about like a loaded weapon" awaiting discharge in another case. Korematsu, supra, at 246 , 65 S.Ct. 193 (dissenting opinion).
A damages action, however, is typically brought after the emergency is over, after emotions have cooled, and at a time when more factual information is available. In such circumstances, courts have more time to exercise such judicial virtues as calm reflection and dispassionate application of the law to the facts. We have applied the Constitution to actions taken during periods of war and national-security emergency. See Boumediene, 553 U.S., at 732-733 , 128 S.Ct. 2229 ; Hamdi v. Rumsfeld, 542 U.S. 507 , 124 S.Ct. 2633 , 159 L.Ed.2d 578 ; cf. Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579 , 72 S.Ct. 863 , 96 L.Ed. 1153 (1952). I should think that the wisdom of permitting courts to consider Bivens actions, later granting monetary compensation to those wronged at the time, would follow a fortiori .
*1885 As is well known, Lord Atkins, a British judge, wrote in the midst of World War II that "amid the clash of arms, the laws are not silent. They may be changed, but they speak the same language in war as in peace." Liversidge v. Anderson, [1942] A.C. 206 (H.L. 1941) 244. The Court, in my view, should say the same of this Bivens action.
With respect, I dissent.
Although we first formulated the "clearly established" standard in Bivens cases like Harlow and Anderson, we have imported that standard directly into our 1871 Act cases. See, e.g., Pearson v. Callahan, 555 U.S. 223 , 243-244, 129 S.Ct. 808 , 172 L.Ed.2d 565 (2009) (applying the clearly established standard to a § 1983 claim).
The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U.S. 321 , 337, 26 S.Ct. 282 , 50 L.Ed. 499 .
8.3.4 Hernandez v. Mesa 8.3.4 Hernandez v. Mesa
Justice ALITO delivered the opinion of the Court.
*739We are asked in this case to extend Bivens v. Six Unknown Fed. Narcotics Agents , 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971), and create a damages remedy for a cross-border shooting. As we have made clear in many prior cases, however, the Constitution's separation of powers requires us to exercise caution before extending Bivens to a new "context," and a claim based on a cross-border shooting arises in a context that is markedly new. Unlike any previously recognized Bivens claim, a cross-border shooting claim has foreign relations and national security implications. In addition, Congress has been notably hesitant to create claims based on allegedly tortious conduct abroad. Because of the distinctive characteristics of cross-border shooting claims, we refuse to extend Bivens into this new field.
I
The facts of this tragic case are set forth in our earlier opinion in this matter, *740Hernández v. Mesa , 582 U.S. ----, 137 S.Ct. 2003, 198 L.Ed.2d 625 (2017) (per curiam ). Sergio Adrián Hernández Güereca, a 15-year-old Mexican national, was with a group of friends in a concrete culvert that separates El Paso, Texas, from Ciudad Juarez, Mexico. The border runs through the center of the culvert, which was designed to hold the waters of the Rio Grande River but is now largely dry. Border Patrol Agent Jesus Mesa, Jr., detained one of Hernández's friends who had run onto the United States' side of the culvert. After Hernández, who was also on the United States' side, ran back across the culvert onto Mexican soil, Agent Mesa fired two shots at Hernández; one struck and killed him on the other side of the border.
Petitioners and Agent Mesa disagree about what Hernández and his friends were doing at the time of shooting. According to petitioners, they were simply playing a game, running across the culvert, touching the fence on the U.S. side, and then running back across the border. According to Agent Mesa, Hernández and his friends were involved in an illegal border crossing attempt, and they pelted him with rocks.1
The shooting quickly became an international incident, with the United States and Mexico disagreeing about how the matter should be handled. On the United States' side, the Department of Justice conducted an investigation. When it finished, the Department, while expressing regret over Hernández's death, concluded that Agent Mesa had not violated Customs and Border Patrol policy or training, and it declined to bring charges or take other action against him. Mexico was not and is not satisfied with the U.S. investigation. It requested that Agent Mesa be extradited to face criminal charges in a Mexican court, a request that the United States has denied.
Petitioners, Hernández's parents, were also dissatisfied
and therefore brought suit for damages in the United States District Court for the Western District of Texas. Among other claims, they sought recovery of damages under Bivens , alleging that Mesa violated Hernández's Fourth and Fifth Amendment rights. The District Court granted Mesa's motion to dismiss, and the Court of Appeals for the Fifth Circuit sitting en banc has twice affirmed this dismissal.
On the first occasion, the court held that Hernández was not entitled to Fourth Amendment protection because he was "a Mexican citizen who had no 'significant voluntary connection' to the United States" and "was on Mexican soil at the time he was shot." Hernandez v. United States , 785 F.3d 117, 119 (C.A.5 2015) (per curiam ). It further concluded that Mesa was entitled to qualified immunity on petitioners' Fifth Amendment claim. Id., at 120.
After granting review, we vacated the Fifth Circuit's decision and remanded the case, instructing the court "to consider how the reasoning and analysis" of Ziglar v. Abbasi , 582 U.S. ----, 137 S.Ct. 1843, 198 L.Ed.2d 290 (2017), our most recent explication of Bivens , "[might] bear on this case." Hernández , 582 U.S., at ----, 137 S.Ct., at 2006. We found it "appropriate for the Court of Appeals, rather than this Court, to address the Bivens question in the first instance." Ibid. And with the Bivens issue unresolved, we thought it "imprudent" to resolve the "sensitive"
*741question whether the Fourth Amendment applies to a cross-border shooting. Ibid. In addition, while rejecting the ground on which the Court of Appeals had held that Agent Mesa was entitled to qualified immunity, we declined to decide whether he was entitled to qualified immunity on a different ground or whether petitioners' claim was cognizable under the Fifth Amendment. Id., at ---- - ----, 137 S.Ct., at 2006-2008
On remand, the en banc Fifth Circuit evaluated petitioners' case in light of Abbasi and refused to recognize a Bivens claim for a cross-border shooting. 885 F.3d 811 (C.A.5 2018). The court reasoned that such an incident presents a " 'new context' " and that multiple factors-including the incident's relationship to foreign affairs and national security, the extraterritorial aspect of the case, and Congress's "repeated refusals" to create a damages remedy for injuries incurred on foreign soil-counseled against an extension of Bivens . 885 F.3d at 816-823.
We granted certiorari, 587 U.S. ----, 139 S.Ct. 2636, 204 L.Ed.2d 282 (2019), and now affirm.
II
In Bivens v. Six Unknown Fed. Narcotics Agents , 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619, the Court broke new ground by holding that a person claiming to be the victim of an unlawful arrest and search could bring a Fourth Amendment claim for damages against the responsible agents even though no federal statute authorized such a claim. The Court subsequently extended Bivens to cover two additional constitutional claims: in Davis v. Passman , 442 U.S. 228, 99 S.Ct. 2264, 60 L.Ed.2d 846 (1979), a former congressional staffer's Fifth Amendment claim of dismissal based on sex, and in Carlson v. Green , 446 U.S. 14, 100 S.Ct. 1468, 64 L.Ed.2d 15 (1980), a federal prisoner's Eighth Amendment claim for failure to provide adequate medical treatment. After those decisions, however, the Court changed course.
Bivens , Davis , and Carlson were the products of an era when the Court routinely inferred "causes of action" that were "not explicit" in the text of the provision that was allegedly violated. Abbasi , 582 U.S., at ----, 137 S.Ct., at 1855. As Abbasi recounted:
"During this 'ancien regime ,' ... the Court assumed it to be a proper judicial function to 'provide such remedies as are necessary to make effective' a statute's purpose .... Thus, as a routine matter with respect to statutes, the Court would imply causes of action not explicit in the statutory text itself." Ibid. (quoting Alexander v. Sandoval , 532 U.S. 275, 287, 121 S.Ct. 1511, 149 L.Ed.2d 517 (2001) ; J. I. Case Co. v. Borak , 377 U.S. 426, 433, 84 S.Ct. 1555, 12 L.Ed.2d 423 (1964) ).
Bivens extended this practice to claims based on the Constitution itself. 582 U.S., at ----, 137 S.Ct., at 1855 ; Bivens , 403 U.S. at 402, 91 S.Ct. 1999 (Harlan, J., concurring in judgment) (Court can infer availability of damages when, "in its view, damages are necessary to effectuate" the "policy underpinning the substantive provisio[n]").
In later years, we came to appreciate more fully the tension between this practice and the Constitution's separation of legislative and judicial power. The Constitution grants legislative power to Congress; this Court and the lower federal courts, by contrast, have only "judicial Power." Art. III, § 1. But when a court recognizes an implied claim for damages on the ground that doing so furthers the "purpose" of the law, the court risks arrogating legislative power. No law " 'pursues *742its purposes at all costs.' " American Express Co. v. Italian Colors Restaurant , 570 U.S. 228, 234, 133 S.Ct. 2304, 186 L.Ed.2d 417 (2013) (quoting Rodriguez v. United States , 480 U.S. 522, 525-526, 107 S.Ct. 1391, 94 L.Ed.2d 533 (1987) (per curiam )). Instead, lawmaking involves balancing interests and often demands compromise. See Board of Governors, FRS v. Dimension Financial Corp. , 474 U.S. 361, 373-374, 106 S.Ct. 681, 88 L.Ed.2d 691 (1986). Thus, a lawmaking body that enacts a provision that creates a right or prohibits specified conduct may not wish to pursue the provision's purpose to the extent of authorizing private suits for damages. For this reason, finding that a damages remedy is implied by a provision that makes no reference to that remedy may upset the careful balance of interests struck by the lawmakers. See ibid.
This problem does not exist when a common-law court, which exercises a degree of lawmaking authority, fleshes out the remedies available for a common-law tort. Analogizing Bivens to the work of a common-law court, petitioners and some of their amici make much of the fact that common-law claims against federal officers for intentional torts were once available. See, e.g. , Brief for Petitioners 10-20. But Erie R. Co. v. Tompkins , 304 U.S. 64, 78, 58 S.Ct. 817, 82 L.Ed. 1188 (1938), held that "[t]here is no federal general common law," and therefore federal courts today cannot fashion new claims in the way that they could before 1938. See Alexander , 532 U.S. at 287, 121 S.Ct. 1511 (" 'Raising up causes of action where a statute has not created them may be a proper function for common-law courts, but not for federal tribunals' ").
With the demise of federal general common law, a federal court's authority to recognize a damages remedy must rest at bottom on a statute enacted by Congress, see id., at 286, 121 S.Ct. 1511 ("private rights of action to enforce federal law must be created by Congress"), and no statute expressly creates a Bivens remedy. Justice Harlan's Bivens concurrence argued that this power is inherent in the grant of federal question jurisdiction, see 403 U.S. at 396, 91 S.Ct. 1999 (majority opinion); id. , at 405, 91 S.Ct. 1999 (opinion of Harlan, J.), but our later cases have demanded a clearer manifestation of congressional intent, see Abbasi , 582 U.S., at ---- - ----, 137 S.Ct., at 1856-1858.
In both statutory and constitutional cases, our watchword is caution. For example, in Jesner v. Arab Bank, PLC , 584 U.S. ----, ---- - ----, 138 S.Ct. 1386, 1391-1403, 200 L.Ed.2d 612 (2018) we expressed doubt about our authority to recognize any causes of action not expressly created by Congress. See also Abbasi, 582 U.S., at ----, 137 S.Ct., at 1856 ("If the statute does not itself so provide, a private cause of action will not be created through judicial mandate"). And we declined to recognize a claim against a foreign corporation under the Alien Tort Statute. Jesner , 584 U.S., at ----, 138 S.Ct., at 1408.
In constitutional cases, we have been at least equally reluctant to create new causes of action. We have recognized that Congress is best positioned to evaluate "whether, and the extent to which, monetary and other liabilities should be imposed upon individual officers and employees of the Federal Government" based on constitutional torts. Abbasi , 582 U.S., at ----, 137 S.Ct., at 1856. We have stated that expansion of Bivens is "a 'disfavored' judicial activity," 582 U.S., at ----, 137 S.Ct., at 1857 (quoting Ashcroft v. Iqbal , 556 U.S. 662, 675, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) ), and have gone so far as to observe that if "the Court's three Bivens cases [had] been ... decided today," it is doubtful that we would have *743reached the same result, 582 U.S., at ----, 137 S.Ct., at 1856. And for almost 40 years, we have consistently rebuffed requests to add to the claims allowed under Bivens . See 582 U.S., at ----, 137 S.Ct., at 1863-1864 ; Minneci v. Pollard , 565 U.S. 118, 132 S.Ct. 617, 181 L.Ed.2d 606 (2012) ; Wilkie v. Robbins , 551 U.S. 537, 127 S.Ct. 2588, 168 L.Ed.2d 389 (2007) ; Correctional Services Corp. v. Malesko , 534 U.S. 61, 122 S.Ct. 515, 151 L.Ed.2d 456 (2001) ; FDIC v. Meyer , 510 U.S. 471, 114 S.Ct. 996, 127 L.Ed.2d 308 (1994) ; Schweiker v. Chilicky , 487 U.S. 412, 108 S.Ct. 2460, 101 L.Ed.2d 370 (1988) ; United States v. Stanley , 483 U.S. 669, 107 S.Ct. 3054, 97 L.Ed.2d 550 (1987) ; Chappell v. Wallace , 462 U.S. 296, 103 S.Ct. 2362, 76 L.Ed.2d 586 (1983) ; Bush v. Lucas , 462 U.S. 367, 103 S.Ct. 2404, 76 L.Ed.2d 648 (1983).
When asked to extend Bivens , we engage in a two-step inquiry. We first inquire whether the request involves a claim that arises in a "new context" or involves a "new category of defendants." Malesko , 534 U.S. at 68, 122 S.Ct. 515. And our understanding of a "new context" is broad. We regard a context as "new" if it is "different in a meaningful way from previous Bivens cases decided by this Court." Abbasi , 582 U.S., at ----, 137 S.Ct., at 1859.
When we find that a claim arises in a new context, we proceed to the second step and ask whether there are any " ' "special factors [that] counse[l] hesitation" ' " about granting the extension. Id. , at ----, 137 S.Ct., at 1857 (quoting Carlson , 446 U.S. at 18, 100 S.Ct. 1468, in turn quoting Bivens , 403 U.S. at 396, 91 S.Ct. 1999 ). If there are-that is, if we have reason to pause before applying Bivens in a new context or to a new class of defendants-we reject the request.
We have not attempted to "create an exhaustive list" of factors that may provide a reason not to extend Bivens , but we have explained that "central to [this] analysis" are "separation-of-powers principles." Abbasi , 582 U.S., at ----, 137 S.Ct., at 1857. We thus consider the risk of interfering with the authority of the other branches, and we ask whether "there are sound reasons to think Congress might doubt the efficacy or necessity of a damages remedy," id., at ----, 137 S.Ct., at 1858, and "whether the Judiciary is well suited, absent congressional action or instruction, to consider and weigh the costs and benefits of allowing a damages action to proceed," id., at ----, 137 S.Ct., at 1858
III
A
The Bivens claims in this case assuredly arise in a new context. Petitioners contend that their Fourth and Fifth Amendment claims do not involve a new context because Bivens and Davis involved claims under those same two amendments, but that argument rests on a basic misunderstanding of what our cases mean by a new context. A claim may arise in a new context even if it is based on the same constitutional provision as a claim in a case in which a damages remedy was previously recognized. Compare Carlson , 446 U.S. at 16-18, 100 S.Ct. 1468 (allowing Bivens remedy for an Eighth Amendment claim for failure to provide adequate medical treatment), with Malesko , 534 U.S. at 71-74, 122 S.Ct. 515 (declining to create a Bivens remedy in similar circumstances because the suit was against a private prison operator, not federal officials). And once we look beyond the constitutional provisions invoked in Bivens , Davis , and the present case, it is glaringly obvious that petitioners' claims involve a new context, i.e. , one that is meaningfully different.
*744Bivens concerned an allegedly unconstitutional arrest and search carried out in New York City, 403 U.S. at 389, 91 S.Ct. 1999 ; Davis concerned alleged sex discrimination on Capitol Hill, 442 U.S. at 230, 99 S.Ct. 2264. There is a world of difference between those claims and petitioners' cross-border shooting claims, where "the risk of disruptive intrusion by the Judiciary into the functioning of other branches" is significant. Abbasi , 582 U.S., at ----, 137 S.Ct., at 1860 ; see Parts III-B and III-C, infra .
Because petitioners assert claims that arise in a new context, we must proceed to the next step and ask whether there are factors that counsel hesitation. As we will explain, there are multiple, related factors that raise warning flags.
B
The first is the potential effect on foreign relations. "The political branches, not the Judiciary, have the responsibility and institutional capacity to weigh foreign-policy concerns." Jesner , 584 U.S., at ----, 138 S.Ct., at 1403. Indeed, we have said that "matters relating 'to the conduct of foreign relations ... are so exclusively entrusted to the political branches of government as to be largely immune from judicial inquiry or interference.' " Haig v. Agee , 453 U.S. 280, 292, 101 S.Ct. 2766, 69 L.Ed.2d 640 (1981) (quoting Harisiades v. Shaughnessy , 342 U.S. 580, 589, 72 S.Ct. 512, 96 L.Ed. 586 (1952) ). "Thus, unless Congress specifically has provided otherwise, courts traditionally have been reluctant to intrude upon the authority of the Executive in [these matters]." Department of Navy v. Egan , 484 U.S. 518, 530, 108 S.Ct. 818, 98 L.Ed.2d 918 (1988). We must therefore be especially wary before allowing a Bivens remedy that impinges on this arena.
A cross-border shooting is by definition an international incident; it involves an event that occurs simultaneously in two countries and affects both countries' interests. Such an incident may lead to a disagreement between those countries, as happened in this case.
The United States, through the Executive Branch, which has " 'the lead role in foreign policy,' " Medellín v. Texas , 552 U.S. 491, 524, 128 S.Ct. 1346, 170 L.Ed.2d 190 (2008) (alteration omitted), has taken the position that this incident should be handled in a particular way-namely, that Agent Mesa should not face charges in the United States nor be extradited to stand trial in Mexico. As noted, the Executive decided not to take action against Agent Mesa because it found that he "did not act inconsistently with [Border Patrol] policy or training regarding use of force." DOJ Press Release. We presume that Border Patrol policy and training incorporate both the Executive's understanding of the Fourth Amendment's prohibition of unreasonable seizures and the Executive's assessment of circumstances at the border. Thus, the Executive judged Agent Mesa's conduct by what it regards as reasonable conduct by an agent under the circumstances that Mesa faced at the time of the shooting, and based on the application of those standards, it declined to prosecute. The Executive does not want a Mexican criminal court to judge Agent Mesa's conduct by whatever standards would be applicable under Mexican law; nor does it want a jury in a Bivens action to apply its own understanding of what constituted reasonable conduct by a Border Patrol agent under the circumstances of this case. Such a jury determination, the Executive claims, would risk the " ' "embarrassment of our government abroad" through "multifarious pronouncements by various departments on one question." ' " Brief for United States as Amicus Curiae 18 (quoting Sanchez-Espinoza v. Reagan , 770 F.2d 202, 209 (C.A.D.C. 1985) (Scalia, J.)).
*745The Government of Mexico has taken a different view of what should be done. It has requested that Agent Mesa be extradited for criminal prosecution in a Mexican court under Mexican law, and it has supported petitioners' Bivens suit. In a brief filed in this Court, Mexico suggests that shootings by Border Patrol agents are a persistent problem and argues that the United States has an obligation under international law, specifically Article 6(1) of the International Covenant on Civil and Political Rights, Dec. 19, 1966, S. Treaty Doc. No. 95-20, 999 U. N. T. S. 174, to provide a remedy for the shooting in this case. Brief for Government of United Mexican States as Amicus Curiae 2, 20-22. Mexico states that it "has a responsibility to look after the well-being of its nationals" and that "it is a priority to Mexico to see that the United States provides adequate means to hold the agents accountable and to compensate the victims." Id. , at 3.
Both the United States and Mexico have legitimate and important interests that may be affected by the way in which this matter is handled. The United States has an interest in ensuring that agents assigned the difficult and important task of policing the border are held to standards and judged by procedures that satisfy United States law and do not undermine the agents' effectiveness and morale. Mexico has an interest in exercising sovereignty over its territory and in protecting and obtaining justice for its nationals. It is not our task to arbitrate between them.
In the absence of judicial intervention, the United States and Mexico would attempt to reconcile their interests through diplomacy-and that has occurred. The broad issue of violence along the border, the occurrence of crossborder shootings, and this particular matter have been addressed through diplomatic channels. In 2014, Mexico and the United States established a joint Border Violence Prevention Council, and the two countries have addressed cross-border shootings through the United States-Mexico bilateral Human Rights Dialogue.2 Following the Justice Department investigation in the present case, the United States reaffirmed its commitment to "work with the Mexican government within existing mechanisms and agreements to prevent future incidents." DOJ Press Release.
For these reasons, petitioners' assertion that their claims have "nothing to do with the substance or conduct of U.S. foreign ... policy," Brief for Petitioners 29, is plainly wrong.3
C
Petitioners are similarly incorrect in deprecating the Fifth Circuit's conclusion *746that the issue here implicates an element of national security.
One of the ways in which the Executive protects this country is by attempting to control the movement of people and goods across the border, and that is a daunting task. The United States' border with Mexico extends for 1,900 miles, and every day thousands of persons and a large volume of goods enter this country at ports of entry on the southern border.4 The lawful passage of people and goods in both directions across the border is beneficial to both countries.
Unfortunately, there is also a large volume of illegal
cross-border traffic. During the last fiscal year, approximately 850,000 persons were apprehended attempting to enter the United States illegally from Mexico,5 and large quantities of drugs were smuggled across the border.6 In addition, powerful criminal organizations operating on both sides of the border present a serious law enforcement problem for both countries.7
On the United States' side, the responsibility for attempting to prevent the illegal entry of dangerous persons and goods rests primarily with the U.S. Customs and Border Protection Agency, and one of its main responsibilities is to "detect, respond to, and interdict terrorists, drug smugglers and traffickers, human smugglers and traffickers, and other persons who may undermine the security of the United States." 6 U.S.C. § 211(c)(5). While Border Patrol agents often work miles from the border, some, like Agent Mesa, are stationed right at the border and have the responsibility of attempting to prevent illegal entry. For these reasons, the conduct of agents positioned at the border has a clear and strong connection to national security, as the Fifth Circuit understood. 885 F.3d at 819.
Petitioners protest that " 'shooting people who are just walking down a street in Mexico' " does not involve national security, Brief for Petitioners 28, but that misses the point. The question is not whether national security requires such conduct-of course, it does not-but whether the Judiciary should alter the framework established by the political branches for addressing cases in which it is alleged that lethal force was unlawfully employed by an agent at the border. Cf. Abbasi , 582 U.S., at ----, 137 S.Ct., at 1861 (explaining that "[n]ational-security policy is the prerogative of the Congress and President").
We have declined to extend Bivens where doing so would interfere with the *747system of military discipline created by statute and regulation, see Chappell , 462 U.S. 296, 103 S.Ct. 2362 ; Stanley , 483 U.S. 669, 107 S.Ct. 3054, and a similar consideration is applicable here. Since regulating the conduct of agents at the border unquestionably has national security implications, the risk of undermining border security provides reason to hesitate before extending Bivens into this field. See Abbasi , 582 U.S., at ----, 137 S.Ct., at 1861 ("Judicial inquiry into the national-security realm raises 'concerns for the separation of powers' " (quoting Christopher v. Harbury , 536 U.S. 403, 417, 122 S.Ct. 2179, 153 L.Ed.2d 413 (2002) )).
D
Our reluctance to take that step is reinforced by our survey of what Congress has done in statutes addressing related matters. We frequently "loo[k] to analogous statutes for guidance on the appropriate boundaries of judge-made causes of action." Jesner , 584 U.S., at ----, 138 S.Ct., at 1403 (opinion of Kennedy, J.). When foreign relations are implicated, it "is even more important ... 'to look for legislative guidance before exercising innovative authority over substantive law.' " Id., at ----, 138 S.Ct., at 1403 (quoting Sosa v. Alvarez-Machain , 542 U.S. 692, 726, 124 S.Ct. 2739, 159 L.Ed.2d 718 (2004) ). Accordingly, it is "telling," Abbasi , 582 U.S., at ----, 137 S.Ct., at 1862, that Congress has repeatedly declined to authorize the award of damages for injury inflicted outside our borders.
A leading example is 42 U.S.C. § 1983, which permits the recovery of damages for constitutional violations by officers acting under color of state law. We have described Bivens as a "more limited" "federal analog" to § 1983. Hartman v. Moore , 547 U.S. 250, 254, n. 2, 126 S.Ct. 1695, 164 L.Ed.2d 441 (2006). It is therefore instructive that Congress chose to make § 1983 available only to "citizen[s] of the United States or other person[s] within the jurisdiction thereof." It would be "anomalous to impute ... a judicially implied cause of action beyond the bounds [Congress has] delineated for [a] comparable express caus[e] of action." Blue Chip Stamps v. Manor Drug Stores , 421 U.S. 723, 736, 95 S.Ct. 1917, 44 L.Ed.2d 539 (1975). Thus, the limited scope of § 1983 weighs against recognition of the Bivens claim at issue here.
Section 1983's express limitation to the claims brought by citizens and persons subject to United States jurisdiction is especially significant, but even if this explicit limitation were lacking, we would presume that § 1983 did not apply abroad. See RJR Nabisco, Inc. v. European Community , 579 U.S. ----, ----, 136 S.Ct. 2090, 2100, 195 L.Ed.2d 476 (2016) ("Absent clearly expressed congressional intent to the contrary, federal laws will be construed to have only domestic application"). We presume that statutes do not apply extraterritorially to "ensure that the Judiciary does not erroneously adopt an interpretation of U.S. law that carries foreign policy consequences not clearly intended by the political branches." Kiobel v. Royal Dutch Petroleum Co. , 569 U.S. 108, 116, 133 S.Ct. 1659, 185 L.Ed.2d 671 (2013) ; see also EEOC v. Arabian American Oil Co. , 499 U.S. 244, 248, 111 S.Ct. 1227, 113 L.Ed.2d 274 (1991).
If this danger provides a reason for caution when Congress has enacted a statute but has not provided expressly whether it applies abroad, we have even greater reason for hesitation in deciding whether to extend a judge-made cause of action beyond our borders. "[T]he danger of unwarranted judicial interference in the conduct of foreign policy is magnified" where "the question is not what Congress has *748done but instead what courts may do." Kiobel , 569 U.S. at 116, 133 S.Ct. 1659. Where Congress has not spoken at all, the likelihood of impinging on its foreign affairs authority is especially acute.
Congress's treatment of ordinary tort claims against federal officers is also revealing. As petitioners and their amici stress, the traditional way in which civil litigation addressed abusive conduct by federal officers was by subjecting them to liability for common-law torts. See Brief for Petitioners 10-17. For many years, such claims could be raised in state or federal court,8 and this Court occasionally considered tort suits against federal officers for extraterritorial injuries. See, e.g. , Mitchell v. Harmony , 13 How. 115, 14 L.Ed. 75 (1852) (affirming award in trespass suit brought by U.S. citizen against U.S. Army officer who seized personal property in Mexico during the Mexican-American war). After Erie , federal common-law claims were out, but we recognized the continuing viability of state-law tort suits against federal officials as recently as Westfall v. Erwin , 484 U.S. 292, 108 S.Ct. 580, 98 L.Ed.2d 619 (1988).
In response to that decision, Congress passed the so-called Westfall Act, formally the Federal Employees Liability Reform and Tort Compensation Act of 1988, 28 U.S.C. § 2679. That Act makes the Federal Tort Claims Act (FTCA) "the exclusive remedy for most claims against Government employees arising out of their official conduct." Hui v. Castaneda , 559 U.S. 799, 806, 130 S.Ct. 1845, 176 L.Ed.2d 703 (2010).9 Thus, a person injured by a federal employee may seek recovery directly from the United States under the FTCA, but the FTCA bars "[a]ny claim arising in a foreign country." § 2680(k).10 The upshot is that claims that would otherwise permit the recovery of damages are barred if the injury occurred abroad.
Yet another example is provided by the Torture Victim Protection Act of 1991, note following 28 U.S.C. § 1350, which created a cause of action that may be brought by an alien in a U.S. court under the Alien Tort Statute, § 1350. Under the Torture Victim Protection Act, a damages action may be brought by or on behalf of a victim of torture or an extrajudicial killing carried out by a person who acted under the authority of a foreign *749state. Consequently, this provision, which is often employed to seek redress for acts committed abroad,11 cannot be used to sue a United States officer. See Meshal v. Higgenbotham , 804 F.3d 417, 430 (C.A.D.C. 2015) (KAVANAUGH, J., concurring).
These statutes form a pattern that is important for present purposes. When Congress has enacted statutes creating a damages remedy for persons injured by United States Government officers, it has taken care to preclude claims for injuries that occurred abroad.
Instead, when Congress has provided compensation for injuries suffered by aliens outside the United States, it has done so by empowering Executive Branch officials to make payments under circumstances found to be appropriate. Thus, the Foreign Claims Act, 10 U.S.C. § 2734, first enacted during World War II, ch. 645, 55 Stat. 880, allows the Secretary of Defense to appoint claims commissions to settle and pay claims for personal injury and property damage resulting from the noncombat activities of the Armed Forces outside this country. § 2734(a). Similarly, § 2734a allows the Secretary of Defense and the Secretary of Homeland Security to make payments pursuant to "an international agreement which provides for the settlement or adjudication and cost sharing of claims against the United States" that arise out of "acts or omissions" of the Armed Forces. § 2734a(a); see also 22 U.S.C. § 2669(b) (State Department may settle and pay certain claims for death, injury, or property loss or damage "for the purpose of promoting and maintaining friendly relations with foreign countries"); § 2669-1 (Secretary of State has authority to pay tort claims arising in foreign countries in connection with State Department operations); 21 U.S.C. § 904 (Attorney General has authority to pay tort claims arising in connection with the operations of the Drug Enforcement Administration abroad).
This pattern of congressional action-refraining from authorizing damages actions for injury inflicted abroad by Government officers, while providing alternative avenues for compensation in some situations-gives us further reason to hesitate about extending Bivens in this case.
E
In sum, this case features multiple factors that counsel hesitation about extending Bivens , but they can all be condensed to one concern-respect for the separation of powers. See Abbasi , 582 U.S., at ----, 137 S.Ct., at 1857-1858. "Foreign policy and national security decisions are 'delicate, complex, and involve large elements of prophecy' for which 'the Judiciary has neither aptitude, facilities[,] nor responsibility.' " Jesner , 584 U.S., at ----, 138 S.Ct., at 1414 (GORSUCH, J., concurring part and concurring in judgment) (quoting Chicago & Southern Air Lines, Inc. v. Waterman S. S. Corp. , 333 U.S. 103, 111, 68 S.Ct. 431, 92 L.Ed. 568 (1948) ). To avoid upsetting the delicate web of international relations, we typically presume that even congressionally crafted causes of action do not apply outside our borders. These concerns are only heightened when judges are asked to fashion constitutional remedies. Congress, which has authority in the field of foreign affairs, has chosen not to create liability in similar statutes, leaving the resolution of extraterritorial *750claims brought by foreign nationals to executive officials and the diplomatic process.
Congress's decision not to provide a judicial remedy does not compel us to step into its shoes. "The absence of statutory relief for a constitutional violation ... does not by any means necessarily imply that courts should award money damages against the officers responsible for the violation." Schweiker , 487 U.S. at 421-422, 108 S.Ct. 2460 ; see also Stanley , 483 U.S. at 683, 107 S.Ct. 3054 ("[I]t is irrelevant to a 'special factors' analysis whether the laws currently on the books afford [plaintiff] an 'adequate' federal remedy for his injuries").12
When evaluating whether to extend Bivens, the most important question "is 'who should decide' whether to provide for a damages remedy, Congress or the courts?" Abbasi , 582 U.S., at ----, 137 S.Ct., at 1857 (quoting Bush , 462 U.S. at 380, 103 S.Ct. 2404 ). The correct "answer most often will be Congress." 582 U.S., at ----, 137 S.Ct., at 1857. That is undoubtedly the answer here.
* * *
The judgment of the United States Court of Appeals for the Fifth Circuit is affirmed.
It is so ordered.
Justice THOMAS, with whom Justice GORSUCH joins, concurring.
The Court correctly applies our precedents to conclude that the implied cause of action created in Bivens v. Six Unknown Fed. Narcotics Agents , 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971), should not be extended to cross-border shootings. I therefore join its opinion.
I write separately because, in my view, the time has come to consider discarding the Bivens doctrine altogether. The foundation for Bivens -the practice of creating implied causes of action in the statutory context-has already been abandoned. And the Court has consistently refused to extend the Bivens doctrine for nearly 40 years, even going so far as to suggest that Bivens and its progeny were wrongly decided. Stare decisis provides no "veneer of respectability to our continued application of [these] demonstrably incorrect precedents." Gamble v. United States , 587 U.S. ----, ----, 139 S.Ct. 1960, 1981, 204 L.Ed.2d 322 (2019) (THOMAS, J., concurring). To ensure that we are not "perpetuat[ing] a usurpation of the legislative power," id. , at ----, 139 S.Ct., at 1984, we should reevaluate our continued recognition of even a limited form of the Bivens doctrine.
" ' Bivens is a relic of the heady days in which this Court assumed common-law powers to create causes of action.' " Wilkie v. Robbins , 551 U.S. 537, 568, 127 S.Ct. 2588, 168 L.Ed.2d 389 (2007) (THOMAS, J., concurring) (quoting Correctional Services Corp. v. Malesko , 534 U.S. 61, 75, 122 S.Ct. 515, 151 L.Ed.2d 456 (2001) (Scalia, J., concurring)). In the decade preceding Bivens , the Court believed that it had a duty "to be alert to provide such remedies as are necessary to make effective" Congress' purposes in enacting a statute. J. I. Case Co. v. Borak , 377 U.S. 426, 433, 84 S.Ct. 1555, 12 L.Ed.2d 423 (1964). Accordingly, the Court freely created implied private causes of action for damages under federal statutes. See, e.g., *751Sullivan v. Little Hunting Park, Inc. , 396 U.S. 229, 239, 90 S.Ct. 400, 24 L.Ed.2d 386 (1969) ; Allen v. State Bd. of Elections , 393 U.S. 544, 557, 89 S.Ct. 817, 22 L.Ed.2d 1 (1969).
This misguided approach to implied causes of action in the statutory context formed the backdrop of the Court's decision in Bivens . There, the Court held that federal officers who conducted a warrantless search and arrest in violation of the Fourth Amendment could be sued for damages. Bivens , 403 U.S. at 397, 91 S.Ct. 1999. The Court acknowledged that Congress had not provided a statutory cause of action for damages against federal officers and that "the Fourth Amendment does not in so many words provide for its enforcement by an award of money damages." Id. , at 396-397, 91 S.Ct. 1999. But it concluded, consistent with the then-prevailing understanding of implied causes of action in the statutory context, that federal courts could infer such a "remedial mechanism." Id. , at 397, 91 S.Ct. 1999 (citing Borak , 377 U.S. at 433, 84 S.Ct. 1555 ).
This holding "broke new ground." Ante , at 741. From the ratification of the Bill of Rights until 1971, the Court did not create "implied private action[s] for damages against federal officers alleged to have violated a citizen's constitutional rights." Malesko , 534 U.S. at 66, 122 S.Ct. 515. Suits to recover such damages were generally brought under state tort law. See Wheeldin v. Wheeler , 373 U.S. 647, 652, 83 S.Ct. 1441, 10 L.Ed.2d 605 (1963). Bivens thus opened the door to a new avenue for recovering damages from federal officers. In the wake of that decision, the Court recognized an implied cause of action for damages against a Member of Congress accused of sex discrimination in violation of the Fifth Amendment's Due Process Clause, Davis v. Passman , 442 U.S. 228, 99 S.Ct. 2264, 60 L.Ed.2d 846 (1979), and against prison officials accused of denying medical care in violation of the Eighth Amendment's Cruel and Unusual Punishments Clause, Carlson v. Green , 446 U.S. 14, 100 S.Ct. 1468, 64 L.Ed.2d 15 (1980). Given this Court's trend of creating implied causes of action, "there was a possibility that the Court would keep expanding Bivens until it became the substantial equivalent of 42 U.S.C. § 1983." Ziglar v. Abbasi , 582 U.S. ----, ----, 137 S.Ct. 1843, 1855, 198 L.Ed.2d 290 (2017) (internal quotation marks omitted).
The Court, however, eventually corrected course. In the statutory context, the Court "retreated from [its] previous willingness to imply a cause of action where Congress has not provided one." Malesko , 534 U.S. at 67, n. 3, 122 S.Ct. 515. After a series of decisions limiting courts' discretion to create statutory causes of action, we renounced the Court's freewheeling approach in Alexander v. Sandoval , 532 U.S. 275, 121 S.Ct. 1511, 149 L.Ed.2d 517 (2001), explicitly repudiating the precedent used to support Bivens , 532 U.S. at 287, 121 S.Ct. 1511 (abrogating Borak , 377 U.S. 426, 84 S.Ct. 1555, 12 L.Ed.2d 423 ). We explained that, "[l]ike substantive federal law itself, private rights of action to enforce federal law must be created by Congress." 532 U.S. at 286, 121 S.Ct. 1511. "The judicial task is to interpret the statute Congress has passed to determine whether it displays an intent to create not just a private right but also a private remedy." Ibid. Without such intent, "a cause of action does not exist and courts may not create one, no matter how desirable that might be as a policy matter, or how compatible with the statute." Id. , at 286-287, 121 S.Ct. 1511.
The Court's method of implying causes of action for damages in the statutory context provided the foundation for the approach taken in Bivens . Therefore, as the Court backed away from creating statutory causes of action, it also effectively cabined *752the Bivens doctrine to the facts of Bivens , Davis , and Carlson . For nearly 40 years, the Court has " 'consistently refused to extend Bivens liability to any new context or new category of defendants.' " Abbasi , 582 U.S., at ----, 137 S.Ct., at 1857 (quoting Malesko , 534 U.S. at 68, 122 S.Ct. 515 ); see also ante , at 750.*
In doing so, our decisions have undermined the validity of the Bivens doctrine. As the Court recognizes, "[w]e have stated that expansion of Bivens is a disfavored judicial activity." Ante , at 742 (internal quotation marks omitted). And we have now repeatedly acknowledged the shaky foundation on which Bivens rests, stating that "in light of the changes to the Court's general approach to recognizing implied damages remedies, it is possible that the analysis in the Court's three Bivens cases might have been different if they were decided today." Abbasi , 582 U.S., at ----, 137 S.Ct., at 1856 ; see also ante , at 743 (noting that it is "doubtful that we would have reached the same result" if Bivens were decided today). Thus, it appears that we have already repudiated the foundation of the Bivens doctrine; nothing is left to do but overrule it.
Our continued adherence to even a limited form of the Bivens doctrine appears to "perpetuat[e] a usurpation of the legislative power." Gamble , 587 U.S., at ----, 139 S.Ct., at 1984 (THOMAS, J., concurring). Federal courts lack the authority to engage in the distinctly legislative task of creating causes of action for damages to enforce federal positive law. We have clearly recognized as much in the statutory context. See supra , at 751. I see no reason for us to take a different approach if the right asserted to recover damages derives from the Constitution, rather than from a federal statute. Either way, we are exercising legislative power vested in Congress. Cf. Carlson , 446 U.S. at 51, 100 S.Ct. 1468 (Rehnquist, J., dissenting) ("The policy questions at issue in the creation of any tort remedies, constitutional or otherwise, involve judgments as to diverse factors that are more appropriately made by the legislature than by this Court in an attempt to fashion a constitutional common law").
This usurpation of legislative power is all the more troubling because Congress has demonstrated that it knows how to create a cause of action to recover damages for constitutional violations when it wishes to do so. In 42 U.S.C. § 1983, Congress provided a cause of action that allows persons to recover damages for certain deprivations of constitutional rights by state officers . Congress has chosen not to provide such a cause of action against federal officers . In fact, it has pre-empted the state tort suits that traditionally served as the mechanism by which damages were recovered from federal officers. 28 U.S.C. § 2679(b) ; Minneci v. Pollard , 565 U.S. 118, 126, 132 S.Ct. 617, 181 L.Ed.2d 606 (2012). "[I]t is not for us to fill any hiatus Congress has left in this area." Wheeldin , 373 U.S. at 652, 83 S.Ct. 1441.
* * *
The analysis underlying Bivens cannot be defended. We have cabined the doctrine's *753scope, undermined its foundation, and limited its precedential value. It is time to correct this Court's error and abandon the doctrine altogether.
Justice GINSBURG, with whom Justice BREYER, Justice SOTOMAYOR, and Justice KAGAN join, dissenting.
In Bivens v. Six Unknown Fed. Narcotics Agents , 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971), this Court held that injured plaintiffs could pursue claims for damages against U.S. officers for conduct disregarding constitutional constraints. The instant suit, invoking Bivens , arose in tragic circumstances. In 2010, the complaint alleges, a Mexican teenager was playing with friends in a culvert along the United States-Mexico border. A U.S. Border Patrol agent, in violation of instructions controlling his office and situated on the U.S. side of the border, shot and killed the youth on the Mexican side. The boy's parents sued the officer for damages in federal court, alleging that a rogue federal law enforcement officer's unreasonable use of excessive force violated the Fourth and Fifth Amendments. At the time of the incident, it is uncontested, the officer did not know whether the boy he shot was a U.S. national or a citizen of another land. See Hernández v. Mesa , 582 U.S. ----, ---- - ----, 137 S.Ct. 2003, 2006-2008, 198 L.Ed.2d 625 (2017) (per curiam )
When the case first reached this Court, the Court remanded it, instructing the Court of Appeals to resolve a threshold question: Is a Bivens remedy available to noncitizens (here, the victim's parents) when the U.S. officer acted stateside, but the impact of his alleged wrongdoing was suffered abroad? To that question, the sole issue now before this Court, I would answer "yes." Rogue U.S. officer conduct falls within a familiar, not a "new," Bivens setting. Even if the setting could be characterized as "new," plaintiffs lack recourse to alternative remedies, and no "special factors" counsel against a Bivens remedy. Neither U.S. foreign policy nor national security is in fact endangered by the litigation. Moreover, concerns attending the application of our law to conduct occurring abroad are not involved, for plaintiffs seek the application of U.S. law to conduct occurring inside our borders. I would therefore hold that the plaintiffs' complaint crosses the Bivens threshold.
I
Because this case was resolved on a motion to dismiss, I accept the complaint's allegations, next set out, as true. In 2010, Sergio Adrián Hernández Güereca, a 15-year-old citizen of Mexico, was playing with his friends in the dry culvert that divides El Paso, Texas, from Ciudad Juarez, Mexico. The international boundary line runs down the center of the culvert, but the only visible border-related features are fences and border-crossing posts that sit atop each side. See Hernández , 582 U.S., at ----, 137 S.Ct., at 2008-2009 (BREYER, J., dissenting). The game Hernández and his friends were playing involved running up the embankment on the United States side, touching the barbed-wire fence, and running back down to the Mexican side. While the game was ongoing, Border Patrol Agent Jesus Mesa, Jr., appeared on his bicycle and detained one of Hernández's friends as he was running down the embankment on the U.S. side. Hernández, who was unarmed, retreated into Mexican territory. Mesa pointed his weapon across the border, "seemingly taking careful aim," and fired at least two shots. App. to Pet. for Cert. 199. At least one of the shots struck Hernández in the face, killing him.
Hernández's parents brought suit under Bivens , asserting, inter alia , that Mesa *754had violated their son's Fourth and Fifth Amendment rights. The United States District Court for the Western District of Texas granted Mesa's motion to dismiss. A panel of the United States Court of Appeals for the Fifth Circuit affirmed the dismissal of the parents' Fourth Amendment claim but held that their Fifth Amendment claim could proceed.
The Court of Appeals reheard the case en banc and affirmed the District Court's dismissal of the parents' claims. The full court agreed with the panel that Hernández lacked Fourth Amendment rights. Hernandez v. United States , 785 F.3d 117, 119 (5th Cir. 2015) (per curiam ) (citing United States v. Verdugo-Urquidez , 494 U.S. 259, 110 S.Ct. 1056, 108 L.Ed.2d 222 (1990) ).1 It declined, however, to resolve whether Mesa's conduct violated the Fifth Amendment, concluding that, in any event, Mesa was entitled to qualified immunity. 785 F.3d at 120-121.
This Court vacated the Court of Appeals' judgment and remanded with several instructions. First, the Court directed the Court of Appeals to address the "antecedent" question whether the suit could be premised on Bivens in light of the Court's recent decision in Ziglar v. Abbasi , 582 U.S. ----, ----, 137 S.Ct. 1843, 1851, 198 L.Ed.2d 290 (2017). Hernández , 582 U.S., at ---- - ----, 137 S.Ct., at 2006-2007. The Court also identified error in the Court of Appeals' qualified-immunity analysis. Id. , at ---- - ----, 137 S.Ct., at 2006-2008. That analysis had centered on Hernández's status as an alien with no significant connections to the United States, but it is "undisputed ... that Hernández's nationality and the extent of his ties to the United States were unknown to Mesa at the time of the shooting." Id. , at ----, 137 S.Ct., at 2007. The Court declined to address whether Hernández had stated a valid Fourth Amendment claim. Id. , at ----, 137 S.Ct., at 2006-2007. But see id. , at ---- - ----, 137 S.Ct., at 2008-2012 (BREYER, J., dissenting).
On remand, the Court of Appeals, again sitting en banc, affirmed the District Court's dismissal of the suit. The action presented a "new context" for Bivens , the court concluded, and special factors counseled its hesitation. 885 F.3d 811, 816-823 (C.A.5 2018). Dissenting, Judge Prado (joined by Judge Graves) urged that the majority had been "led astray from the familiar circumstances of this case by empty labels of national security, foreign affairs, and extraterritoriality." Id. , at 825.
II
The plaintiff in Bivens alleged that, during an unjustified search of his home, rogue federal law enforcement officers unlawfully seized him, employing "unreasonable force ... in making the arrest." 403 U.S. at 389, 91 S.Ct. 1999. This Court afforded him a federal damages remedy against the federal agents who had disregarded the Fourth Amendment's prohibitions against unreasonable searches and *755seizures. Id. , at 390-397, 91 S.Ct. 1999. The Court did so directly under the Constitution, for Congress had provided no statutory claim for relief to redress the wrongful conduct. See ibid . "Historically," the Court observed, "damages have been regarded as the ordinary remedy for an invasion of personal interests in liberty." Id. , at 395-396, 91 S.Ct. 1999. Given the circumstances presented in Bivens , the Court found "no special factors counselling hesitation [despite] the absence of affirmative action by Congress." Id. , at 396, 91 S.Ct. 1999. Justice Harlan concurred in the judgment, emphasizing that damages were "the only possible remedy for someone in [the plaintiff 's] alleged position." Id. , at 409-410, 91 S.Ct. 1999 (injunctions could not "obviate the harm" done, the United States was "immune to suit," and the exclusionary rule was "irrelevant" for those "innocen[t] of the crime charged").
The Court has extended Bivens twice. See Davis v. Passman , 442 U.S. 228, 99 S.Ct. 2264, 60 L.Ed.2d 846 (1979) (sex-discrimination claim against a congressman under the Fifth Amendment's Due Process Clause); Carlson v. Green , 446 U.S. 14, 100 S.Ct. 1468, 64 L.Ed.2d 15 (1980) (inadequate medical treatment claim against federal prison officials under the Eighth Amendment). Though the Court has more recently declined to extend Bivens to new contexts, see Abbasi , 582 U.S., at ---- - ----, 137 S.Ct., at 1856-1858, Bivens remains the law of the land in settings in which the decision has been held to apply, see Abbasi , 582 U.S., at ----, 137 S.Ct., at 1856-1857.
In Abbasi , former immigration detainees alleged mistreatment and discrimination following the September 11, 2001 terrorist attacks. Id. , at ---- - ----, 137 S.Ct., at 1852-1853. Invoking Bivens , the plaintiffs sued the former Attorney General, Federal Bureau of Investigation Director, and Immigration and Naturalization Service Commissioner, as well as detention-facility wardens, under the Fourth and Fifth Amendments. 582 U.S., at ----, 137 S.Ct., at 1853. Though recognizing that one of the plaintiffs' Bivens claims might be viable, 582 U.S., at ---- - ----, 137 S.Ct., at 1863-1865,2 the Court held that the other claims could not proceed under Bivens . A lawsuit challenging "a high-level executive policy" framed in response to "a major terrorist attack," the Court observed, bore "little resemblance to" previous Bivens settings. 582 U.S., at ---- - ----, 137 S.Ct., at 1859-1860. As considerations counseling hesitation to extend Bivens to the setting in Abbasi , the Court stressed the impropriety of using Bivens to challenge governmental policies, the risk of judicial disruption of national security decision-making, and the availability of alternative remedies. 582 U.S., at ---- - ----, 137 S.Ct., at 1860-1864.
Concerning future invocations of Bivens , Abbasi provided several guides. On whether a case presents a new Bivens context, the Court stated: "If the case is different in a meaningful way from previous Bivens cases decided by this Court, then the context is new." 582 U.S., at ----, 137 S.Ct., at 1859. And on whether to extend Bivens to a new context, Abbasi identified as the critical inquiry: Is "the Judiciary ... well suited, absent congressional action or instruction, to consider and weigh the costs and benefits of allowing a damages action *756to proceed"? 582 U.S., at ----, 137 S.Ct., at 1858.
While reining in this Court's Bivens jurisprudence, the Court cautioned in Abbasi that its "opinion is not intended to cast doubt on the continued force, or even the necessity, of Bivens in the search-and-seizure context in which it arose." 582 U.S., at ----, 137 S.Ct., at 1856. "The settled law of Bivens in this common and recurrent sphere of law enforcement, and the undoubted reliance upon it as a fixed principle in the law, are powerful reasons to retain it in that sphere." Ibid. The Court also reiterated that suits against "the individual official for his or her own acts" deter behavior incompatible with constitutional norms, a consideration key to the Bivens decision. 582 U.S., at ----, 137 S.Ct., at 1860 (emphasis added). "[I]ndividual instances of ... law enforcement overreach," the Court recognized, are by "their very nature ... difficult to address except by way of damages actions after the fact." Id. , at ----, 137 S.Ct., at 1862 (emphasis added).
III
Plaintiffs' Bivens action arises in a setting kin to Bivens itself: Mesa, plaintiffs allege, acted in disregard of instructions governing his conduct and of Hernández's constitutional rights. Abbasi acknowledged the "fixed principle" that plaintiffs may bring Bivens suits against federal law enforcement officers for "seizure[s]" that violate the Fourth Amendment. 582 U.S., at ----, 137 S.Ct., at 1877 ; supra , at 755.3 Using lethal force against a person who "poses no immediate threat to the officer and no threat to others" surely qualifies as an unreasonable seizure. Tennessee v. Garner , 471 U.S. 1, 11, 105 S.Ct. 1694, 85 L.Ed.2d 1 (1985). The complaint states that Mesa engaged in that very conduct; it alleged, specifically, that Hernández was unarmed and posed no threat to Mesa or others. For these reasons, as Mesa acknowledged at oral argument, Hernández's parents could have maintained a Bivens action had the bullet hit Hernández while he was running up or down the United States side of the embankment. See Tr. of Oral Arg. 50.
The only salient difference here: the fortuity that the bullet happened to strike Hernández on the Mexican side of the embankment. But Hernández's location at the precise moment the bullet landed should not matter one whit. After all, "[t]he purpose of Bivens is to deter the officer ." Abbasi , 582 U.S., at ----, 137 S.Ct., at 1860 (internal quotation marks omitted); supra, at 755. And primary conduct constrained by the Fourth Amendment is an officer 's unjustified resort to excessive force. See Garner , 471 U.S. at 20-22, 105 S.Ct. 1694. Mesa's allegedly unwarranted deployment of deadly force occurred on United States soil. It scarcely makes sense for a remedy trained on deterring rogue officer conduct to turn upon a happenstance subsequent to the conduct-a bullet landing in one half of a culvert, not the other.
*757Nor would it make sense to deem some culvert locations "new settings" for Bivens purposes, but others (those inside the United States), familiar territory. As recounted in Justice BREYER's dissent earlier in this litigation, the culvert "does not itself contain any physical features of a border"; it consists of wide swaths of "concrete-lined empty space" with fencing on each side. Hernández , 582 U.S., at ----, 137 S.Ct., at 2009. See also id., at ----, 137 S.Ct., at 2006-2007 (noting "the near irrelevance of [the] midculvert line ... for most border-related purposes"). It is not asserted that Mesa "knew on which side of the boundary line [his] bullet would land." Id. , at ----, 137 S.Ct., at 2010.
Finally, although the bullet happened to land on the Mexican side of the culvert, the United States, as in Bivens , unquestionably has jurisdiction to prescribe law governing a Border Patrol agent's conduct. That prescriptive jurisdiction reaches "conduct that ... takes place within [United States] territory." Restatement (Third) of Foreign Relations Law of the United States § 402 (1986). The place of a rogue officer's conduct "has peculiar significance" to choice of the applicable law where, as here, "the primary purpose of the tort rule involved is to deter or punish misconduct." Restatement (Second) of Conflict of Laws § 145, Comment e , p. 420 (1969).4
IV
Even accepting, arguendo , that the setting in this case could be characterized as "new," there is still no good reason why Hernández's parents should face a closed courtroom door. As in Bivens , plaintiffs lack recourse to alternative remedies. And not one of the "special factors" the Court identifies weigh any differently based on where a bullet happens to land.
A
It was "of central importance" to the Court's disposition in Abbasi that the case was "[un]like Bivens ... in which 'it [was] damages or nothing.' " 582 U.S., at ----, 137 S.Ct., at 1862 (quoting Bivens , 403 U.S. at 410, 91 S.Ct. 1999 (Harlan, J., concurring in judgment)). Here, as Judge Prado, dissenting below, observed, "[i]t is uncontested that plaintiffs find no alternative relief in Mexican law, state law, the Federal Tort Claims Act ('FTCA'), the Alien Tort Statute ('ATS'), or federal criminal law." 885 F.3d at 827. While the absence of alternative remedies, standing alone, does not warrant a Bivens action, cf. ante , at 749, it remains a significant consideration under Abbasi 's guidelines.
B
The special factors featured by the Court relate, in the main, to foreign policy and national security. But, as suggested earlier, see supra , at 756, no policies or policymakers are challenged in this case. Plaintiffs target the rogue actions of a rank-and-file law enforcement officer acting in violation of rules controlling his office. See 8 CFR § 287.8(a)(2)(ii) (2019) (limiting use of deadly force). The situation here presented resembles cases Abbasi distinguished-cases involving "individual instances of ... law enforcement overreach."
*758582 U.S., at ----, 137 S.Ct., at 1862.
The Court nevertheless asserts that the instant suit has a "potential effect on foreign relations" because it invites courts "to arbitrate between" the United States and Mexico. Ante, at 744, 745. Plaintiffs, however, have brought a civil damages action, no different from one a federal court would entertain had the fatal shot hit Hernández before he reached the Mexican side of the border. True, cross-border shootings spark bilateral discussion, but so too does a range of smuggling and other border-related issues that courts routinely address "concurrently with whatever diplomacy may also be addressing them." Rodriguez v. Swartz , 899 F.3d 719, 747 (C.A.9 2018). The Government has identified no deleterious effect on diplomatic negotiations in any case after the Ninth Circuit held that the mother of a boy killed in a cross-border shooting could institute a Bivens action. See 899 F.3d at 734.
Moreover, the Court, in this case, cannot escape a "potential effect on foreign relations," ante, at 744, by declining to recognize a Bivens action. As the Mexican Government alerted the Court: "[R]efus[al] to consider [Hernández's] parents' claim on the merits ... is what has the potential to negatively affect international relations." Brief for Government of the United Mexican States as Amicus Curiae 12.
Notably, recognizing a Bivens suit here honors our Nation's international commitments. Article 9(5) of the International Covenant on Civil and Political Rights (ICCPR), Dec. 19, 1966, S. Treaty Doc. No. 95-20, 999 U. N. T. S. 176, provides that "[a]nyone who has been the victim of unlawful arrest or detention shall have an enforceable right to compensation." The United States ratified the ICCPR with the "understandin[g]" that Article 9(5) "require[s] the provision of effective and enforceable mechanisms by which a victim of an unlawful arrest or detention or a miscarriage of justice may seek and, where justified, obtain compensation from either the responsible individual or the appropriate governmental entity." U.S. Reservations, Declarations, and Understandings, ICCPR, 138 Cong. Rec. 8071 (1992). See also 1676 U. N. T. S. 544 (entered into force Sept. 8, 1992). One fitting mechanism to obtain compensation is a Bivens action. See Senate Committee on Foreign Relations, ICCPR, S. Exec. Rep. No. 102-23, p. 15 (1992).
The Court also asserts, as cause for hesitation, "the risk of undermining border security." Ante , at 747. But the Court speaks with generality of the national-security involvement of Border Patrol officers. It does not home in on how a Bivens suit for an unjustified killing would in fact undermine security at the border. Abbasi cautioned against invocations of national security of this very order: "[N]ational-security concerns must not become a talisman used to ward off inconvenient claims-a 'label' used to 'cover a multitude of sins.' " 582 U.S., at ----, 137 S.Ct., at 1862 (quoting Mitchell v. Forsyth , 472 U.S. 511, 523, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985) ). Instructions regulating Border Patrol agents tell them to guard against deploying unjustified deadly force. See 8 CFR § 287.8(a)(2)(ii). Given that instruction, I do not grasp how allowing a Bivens action here would intrude upon the political branches' national-security prerogatives.
Congress, although well aware of the Court's opinion in Bivens , see, e.g. , S. Exec. Rep. No. 102-23, at 15, has not endeavored to dislodge the decision. The Court cites several statutes in support of the argument that affording a Bivens action to Hernández's parents would be inconsistent with measures Congress has *759taken. None of the cited statutes should stand in plaintiffs' way.
Section 1983 actions, the Court points out, are available only to "person[s] within the jurisdiction" of the United States. 42 U.S.C. § 1983.5 That statute has, as its provenance, Reconstruction-era policies aiming to secure to former slaves federal rights and to ward off state and local incursion on those rights. See Mitchum v. Foster , 407 U.S. 225, 238-239, and n. 30, 92 S.Ct. 2151, 32 L.Ed.2d 705 (1972). "It is inconceivable that ... Congress [then] thought about (and deliberately excluded liability for) cross-border incidents involving federal officials." Rodriguez , 899 F.3d at 742.
The FTCA is also inapposite. Its exclusion of "claim[s] arising in a foreign country," 28 U.S.C. § 2680(k), reflects "Congress's 'unwilling[ness] to subject the United States to liabilities depending upon the laws of a foreign power.' " Sosa v. Alvarez-Machain , 542 U.S. 692, 707, 124 S.Ct. 2739, 159 L.Ed.2d 718 (2004) (quoting United States v. Spelar , 338 U.S. 217, 221, 70 S.Ct. 10, 94 L.Ed. 3 (1949) ). Here, however, the suit arises under U.S. law. Even as the Westfall Act amended the FTCA to make it the "exclusive" remedy for scope-of-employment claims against Government officers, § 2679(b)(1), Congress carved out an exception for Bivens suits, § 2679(b)(2)(A) (excepting civil claims "brought for a violation of the Constitution of the United States"). The Torture Victim Protection Act of 1991 applies exclusively to wrongdoers acting under color of foreign law. 28 U.S.C. § 1350 Note. The conduct of federal and state officers is outside that Act's purview.6
Nor are concerns sometimes attending application of our law abroad implicated in this case. True, the Court has applied a "presumption against extraterritorial application" to statutes that do not make plain their governance beyond U.S. borders. Kiobel v. Royal Dutch Petroleum Co. , 569 U.S. 108, 115, 133 S.Ct. 1659, 185 L.Ed.2d 671 (2013). But plaintiffs in this case allege a tort stemming from stateside conduct. Cf. id. , at 124-125, 133 S.Ct. 1659 (if conduct at issue "touch[es] and concern[s] the territory of the United States ... with sufficient force," the presumption against extraterritoriality is displaced). This case scarcely resembles those in which applying "U.S. law ... to conduct in foreign countries" might spark "international discord." RJR Nabisco, Inc. v. European Community , 579 U.S. ----, ----, 136 S.Ct. 2090, 2100, 195 L.Ed.2d 476 (2016). Quite the opposite. Withholding a Bivens suit here threatens to exacerbate bilateral relations, see supra, at 758, and in no way fosters our international commitments, see supra , at 758 - 759.
V
Regrettably, the death of Hernández is not an isolated incident. Cf.
*760Rodriguez , 899 F.3d at 727 (complaint alleged that border agent fired 14 to 30 bullets across the border, killing a 16-year-old boy); Brief for Immigrant and Civil Rights Organizations as Amici Curiae 26-28 (describing various incidents of allegedly unconstitutional conduct by border and immigration officers); Brief for Border Network for Human Rights et al. as Amici Curiae 8-15 (listing individuals killed by border agents). One report reviewed over 800 complaints of alleged physical, verbal, or sexual abuse lodged against Border Patrol agents between 2009 and 2012; in 97% of the complaints resulting in formal decisions, no action was taken. D. Martínez, G. Cantor, & W. Ewing, No Action Taken: Lack of CBP Accountability in Responding to Complaints of Abuse, American Immigration Council 1-8 (2014), americanimmigrationcouncil.org/sites/default/files/research/No%20Action%20Taken_Final.pdf. According to amici former Customs and Border Protection officials, "the United States has not extradited a Border Patrol agent to stand trial in Mexico, and to [amici 's] knowledge has itself prosecuted only one agent in a cross-border shooting." Brief for Former Officials of U.S. Customs and Border Protection Agency as Amici Curiae 4. These amici warn that, "[w]ithout the possibility of civil liability, the unlikely prospect of discipline or criminal prosecution will not provide a meaningful deterrent to abuse at the border." Ibid . In short, it is all too apparent that to redress injuries like the one suffered here, it is Bivens or nothing.
* * *
I resist the conclusion that "nothing" is the answer required in this case. I would reverse the Fifth Circuit's judgment and hold that plaintiffs can sue Mesa in federal court for violating their son's Fourth and Fifth Amendment rights.
The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co. , 200 U.S. 321, 337, 26 S.Ct. 282, 50 L.Ed. 499.
See App. to Pet. for Cert. 198-199; Dept. of Justice, Federal Officials Close Investigation Into the Death of Sergio Hernandez-Guereca (Apr. 27, 2012), https://www.justice.gov/opa/pr/federal-officials-closeinvestigation-death-sergio-hernandez-guereca (hereinafter DOJ Press Release).
See Dept. of Homeland Security, Written Testimony for House Comm. on Oversight and Govt. Reform Hearing (Sept. 9, 2015), https://www.dhs.gov/news/2015/09/09/written-testimony-dhs-southern-border-and-approaches-campaign-joint-task-force-west (discussing creation of Border Violence Prevention Council); Dept. of Homeland Security, Border Violence Prevention Council Fact Sheet, https://www.dhs.gov/sites/default/files/publications/bvpc-fact-sheet.pdf (outlining areas of collaboration); Dept. of State, Joint Statement on the U.S.-Mexico Bilateral High Level Dialogue on Human Rights (Oct. 27, 2016), https://2009-2017.state.gov/r/pa/prs/ps/2016/10/263759.htm (noting discussion of "the use of force at the border").
It is no answer to argue, as Mexico does, that refusing to extend Bivens "is what [would] negatively affect international relations." Brief for Government of United Mexican States as Amicus Curiae 12. When a third party intervenes and takes sides in a dispute between two countries, one country is likely to be pleased and the other displeased. But no matter which side the third party supports, it will have injected itself into their relations.
See Dept. of Transp., Bureau of Transp. Statistics, Border Crossing/ Entry Data, https://explore.dot.gov/views/BorderCrossingData/Monthly (detailing the millions of individuals and vehicles that cross the U.S.-Mexico border each month); U.S. Int'l Trade Comm'n, The Year in Trade 2018, p. 190 (USITC Pub. No. 4986, 2019 ) (explaining that in 2018 the United States imported $346.5 billion of goods from Mexico).
Dept. of Homeland Security, U.S. Customs and Border Protection, Southwest Border Migration FY 2019, https://cbp.gov/newsroom/stats/sw-border-migration/fy-2019.
Dept. of Homeland Security, U.S. Customs and Border Protection, CBP Enforcement Statistics FY2019, https://cbp.gov/newsroom/stats/cbp-enforcement-statistics-fy2019 (explaining that in FY2019, Border Patrol officers seized 11,682 pounds of cocaine, 266,882 pounds of marijuana, and 14,434 pounds of methamphetamine).
Cong. Research Serv., Mexico: Organized Crime and Drug Trafficking Organizations, Summary (2019) ("Mexican drug trafficking organizations ... pose the greatest crime threat to the United States"); Dept. of Justice, Drug Enforcement Admin., 2018 National Drug Threat Assessment 97 (DEA-DCT-DIR-032-18) (explaining that "Mexican [transnational criminal organizations] ... maintain the greatest drug trafficking influence in the United States").
State-law claims could be asserted in federal court if the parties' citizenship was diverse, and federal common-law claims could be raised until Erie R. Co. v. Tompkins , 304 U.S. 64, 58 S.Ct. 817, 82 L.Ed. 1188 (1938).
The Act also permits claims "brought for a violation of the Constitution." 28 U.S.C. § 2679(b)(2)(A). By enacting this provision, Congress made clear that it was not attempting to abrogate Bivens , but the provision certainly does not suggest, as one of petitioners' amici contends, that Congress "intended for a robust enforcement of Bivens remedies." Brief for Institute for Justice as Amicus Curiae 21. Instead, the provision simply left Bivens where it found it. It is not a license to create a new Bivens remedy in a context we have never before addressed, see Correctional Services Corp. v. Malesko , 534 U.S. 61, 68, 122 S.Ct. 515, 151 L.Ed.2d 456 (2001).
Petitioners contend that Congress excluded claims arising abroad in order to avoid subjecting the United States to liability under foreign law, something that cannot occur under Bivens . Reply Brief 11. But neither the legislative history recounted in Sosa v. Alvarez-Machain , 542 U.S. 692, 707, 124 S.Ct. 2739, 159 L.Ed.2d 718 (2004), nor anything else offered by petitioners shows that this was the only reason for this limitation. And the fact remains that the FTCA does not permit claims for torts committed abroad, a limitation that is consistent with Congress's general practice of avoiding extraterritorial legislation. See, e.g., Kiobel v. Royal Dutch Petroleum Co. , 569 U.S. 108, 115-116, 133 S.Ct. 1659, 185 L.Ed.2d 671 (2013).
See, e.g. , Samantar v. Yousuf , 560 U.S. 305, 308, 130 S.Ct. 2278, 176 L.Ed.2d 1047 (2010) (bringing claim under the Torture Victim Protection Act against the former First Vice President and Minister of Defense of Somalia for alleged torture and extrajudicial killing in Somalia).
Indeed, in Abbasi we explained that existence of alternative remedies was merely a further reason not to create Bivens liability. See 582 U.S., at ----, 137 S.Ct., at 1863 ("[W]hen alternative methods of relief are available, a Bivens remedy is usually not").
See, e.g. , ante , at 750; Ziglar v. Abbasi , 582 U.S. ----, 137 S.Ct. 1843, 198 L.Ed.2d 290 (2017) ; Minneci v. Pollard , 565 U.S. 118, 132 S.Ct. 617, 181 L.Ed.2d 606 (2012) ; Wilkie v. Robbins , 551 U.S. 537, 127 S.Ct. 2588, 168 L.Ed.2d 389 (2007) ; Correctional Services Corp. v. Malesko , 534 U.S. 61, 122 S.Ct. 515, 151 L.Ed.2d 456 (2001) ; FDIC v. Meyer , 510 U.S. 471, 114 S.Ct. 996, 127 L.Ed.2d 308 (1994) ; Schweiker v. Chilicky , 487 U.S. 412, 108 S.Ct. 2460, 101 L.Ed.2d 370 (1988) ; United States v. Stanley , 483 U.S. 669, 107 S.Ct. 3054, 97 L.Ed.2d 550 (1987) ; Bush v. Lucas , 462 U.S. 367, 103 S.Ct. 2404, 76 L.Ed.2d 648 (1983) ; Chappell v. Wallace , 462 U.S. 296, 103 S.Ct. 2362, 76 L.Ed.2d 586 (1983).
United States v. Verdugo-Urquidez , 494 U.S. 259, 110 S.Ct. 1056, 108 L.Ed.2d 222 (1990), is not dispositive of the Fourth Amendment claim in this case. There, the Court held that the Fourth Amendment did not apply to federal agents' warrantless search of a Mexican drug trafficker's home in Mexico. Id ., at 262, 274-275, 110 S.Ct. 1056. Verdugo-Urquidez 's practical concerns, among them, that a warrant issued by a U.S. judge "would be a dead letter outside the United States," id. , at 274, 110 S.Ct. 1056, do not bear on the complaint filed by Hernández's parents. In contrast to Verdugo-Urquidez , it would not be "impracticable" or "anomalous" to subject Mesa's U.S.-based conduct to Fourth Amendment scrutiny. Boumediene v. Bush , 553 U.S. 723, 759-760, 128 S.Ct. 2229, 171 L.Ed.2d 41 (2008) (quoting Verdugo-Urquidez , 494 U.S. at 278, 110 S.Ct. 1056 (Kennedy, J., concurring)).
The detainees had alleged, inter alia , that one of the wardens violated the Fifth Amendment by allowing prison guards to abuse them. Ziglar v. Abbasi , 582 U.S. ----, ----, 137 S.Ct. 1843, 1863-1864, 198 L.Ed.2d 290 (2017). The Court remanded this claim for the Court of Appeals to conduct a special-factors analysis in the first instance. Id. , at ----, 137 S.Ct., at 1865.
Unlike Abbasi , this case does not meaningfully differ from Bivens v. Six Unknown Fed. Narcotics Agents , 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971), with respect to the "rank of the officers involved; the constitutional right at issue; the generality or specificity of the official action; the extent of judicial guidance as to how an officer should respond to the problem or emergency to be confronted; [or] the statutory or other legal mandate under which the officer was operating." Abbasi , 582 U.S., at ----, 137 S.Ct., at 1860. As differences material to a new-context determination, Abbasi also lists: "the risk of disruptive intrusion by the Judiciary into the functioning of other branches ... or the presence of potential special factors that previous Bivens cases did not consider." Ibid. These considerations overlap with the special-factors inquiry to which I turn in Part IV.
The Court of Appeals typed the setting of this case "new" because it was unsure whether the asserted constitutional rights extended "to foreign citizens on foreign soil." 885 F.3d 811, 817 (C.A.5 2018). But that question is appropriately addressed in deciding this case on the merits. The Court of Appeals' uncertainty does not mean a claim arises in a "new" context for Bivens purposes, for "[t]here will always be at least some uncertainty as to whether[, once factual allegations are tested at trial,] a plaintiff is ultimately going to prevail on his constitutional claims." Brief for Petitioners 24.
Title 42 U.S.C. § 1983 reads: "Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress."
The Torture Victim Protection Act sought to codify a Second Circuit opinion recognizing "a right of action against foreign torturers" under the Alien Tort Claims Act. H. R. Rep. No. 102-367, pp. 3-4 (1991) (discussing Filartiga v. Pena-Irala , 630 F.2d 876 (C.A.2 1980) ). "Domestic officials were not at issue." Rodriguez v. Swartz , 899 F.3d 719, 743 (C.A.9 2018).
8.4 Absolute Immunity 8.4 Absolute Immunity
8.4.1 Stump v. Sparkman 8.4.1 Stump v. Sparkman
STUMP et al. v. SPARKMAN et vir
No. 76-1750.
Argued January 10, 1978
Decided March 28,1978
George E. Fruechtenicht argued the cause and filed briefs for petitioners.
Richard H. Finley argued the cause for respondents. With him on the brief was Eugene Gressman. *
The full text of the petition presented to Judge Stump read as follows:
“State of Indiana 1 County of DeKalb J
“PETITION TO HAVE TUBAL LIGATION PERFORMED ON MINOR AND INDEMNITY AGREEMENT
“Ora Spitler McFarlin, being duly sworn upon her oath states that she *352 is the natural mother of and has custody of her daughter, Linda Spitier, age fifteen (15) being bom January 24, 1956 and said daughter resides with her at 108 Iwo Street, Auburn, DeKalb County, Indiana.
“Affiant states that her daughter’s mentality is such that she is considered to be somewhat retarded although she is attending or has attended the public schools in DeKalb Central School System and has been passed along with other children in her age level even though she does not have what is considered normal mental capabilities and intelligence. Further, that said affiant has had problems in the home of said child as a result of said daughter leaving the home on several occasions to associate with older youth or young men and as a matter of fact having stayed overnight with said youth or men and about which incidents said affiant did not become aware of until after such incidents occurred. As a result of this behavior and the mental capabilities of said daughter, affiant believes that it is to the best interest of said child that a Tubal Ligation be performed on said minor daughter to prevent unfortunate circumstances to occur and since it is impossible for the affiant as mother of said minor child to maintain and control a continuous observation of the activities of said daughter each and every day.
“Said affiant does hereby in consideration of the Court of the DeKalb Circuit Court approving the Tubal Ligation being performed upon her minor daughter does hereby [sic] covenant and agree to indemnify and keep indemnified and hold Dr. John Hines, Auburn, Indiana, who-said affiant is requesting perform said operation and the DeKalb Memorial Hospital, Auburn, Indiana, whereas [sic] said operation will be performed, harmless from and against all or any matters or causes of action that could or might arise as a result of the performing of said Tubal Ligation.
“In witness whereof, said affiant, Ora Spitier McFarlin, has hereunto subscribed her name this 9th day of July, 1971.
“/s/ Ora Spitler McFarlin
Ora Spitier McFarlin
Petitioner
“Subscribed and sworn to before me this 9th day of July, 1971.
“/s/ Warren G. Sunday
Warren G. Sunday
Notary Public
*353 "My commission expires January 4,1975.
“I, Harold D. Stump, Judge of the DeKalb Circuit Court, do hereby approve the above Petition by affidavit form on behalf of Ora Spitler McFarlin, to have Tubal Ligation performed upon her minor daughter, Linda Spitler, subject to said Ora Spitler McFarlin covenanting and agreeing to indemnify and keep indemnified Dr. John Hines and the DeKalb Memorial Hospital from any matters or causes of action arising therefrom.
‘7s/ Harold D. Stump
Judge, DeKalb Circuit Court
“Dated July 9,1971”
Briefs of amici curiae urging affirmance were filed by Robert L. Burgdorf, Jr., for the American Coalition of Citizens with Disabilities et al.; by Bruce J..Ennis, Joel M. Gora, Paid Friedman, and Lawrence M. *351 Reuben for the American Civil Liberties Union et al.; and by Ronald M. Soskin for the National Center for Law and the Handicapped, Inc.
*351Me. Justice White
delivered the opinion of the Court.
This case requires us to consider the scope of a judge’s immunity from damages liability when sued under 42 U. S. C. 1 1983.
I
The relevant facts underlying respondents’ suit are not in dispute. On July 9, 1971, Ora Spitler McFarlin, the mother of respondent Linda Kay Spitler Sparkman, presented to Judge Harold D. Stump of the Circuit Court of DeKalb County, Ind., a document captioned “Petition To Have Tubal Ligation Performed On Minor and Indemnity Agreement.” The document had been drafted by her attorney, a petitioner here. In this petition Mrs. McFarlin stated under oath that her daughter was 15 years of age and was “somewhat retarded,” although she attended public school and had been promoted each year with her class. The petition further stated that Linda had been associating with “older youth or young men” and had stayed out overnight with them on several occasions. As a result of this behavior and Linda’s mental capabilities, it was stated that it would be in the daughter’s best interest if she underwent a tubal ligation in order “to prevent unfortunate circumstances . . . .” In the same document Mrs. McFarlin also undertook to indemnify and hold harmless Dr. John Hines, who was to perform the operation, and the DeKalb Memorial Hospital, where the operation was to take place, against all causes of action that might arise as a result of the performance of the tubal ligation.1
*352The petition was approved by Judge Stump on the same day. He affixed his signature as “Judge, DeKalb Circuit Court,” to the statement that he did “hereby approve the *353above Petition by affidavit form on behalf of Ora Spitler McFarlin, to have Tubal Ligation performed upon her minor daughter, Linda Spitler, subject to said Ora Spitler McFarlin covenanting and agreeing to indemnify and keep indemnified Dr. John Hines and the DeKalb Memorial Hospital from any matters or causes of action arising therefrom.”
On July 15, 1971, Linda Spitler entered the DeKalb Memorial Hospital, having been told that she was to have her appendix removed. The following day a tubal ligation was performed upon her. She was released several days later, unaware of the true nature of her surgery.
Approximately two years after the operation, Linda Spitler was married to respondent Leo Sparkman. Her inability to become pregnant led her to discover that she had been sterilized during the 1971 operation. As a result of this revelation, the Sparkmans filed suit in the United States District Court for the Northern District of Indiana against Mrs. McFarlin, her attorney, Judge Stump, the doctors who had performed and assisted in the tubal ligation, and the DeKalb Memorial Hospital. Respondents sought damages for the alleged violation of Linda Sparkman’s constitutional rights;2 also asserted were pendent state claims for assault *354and battery, medical malpractice, and loss of potential fatherhood.
Ruling upon the defendants’ various motions to dismiss the complaint, the District Court concluded that each of the constitutional claims asserted by respondents required a showing of state action and that the only state action alleged in the complaint was the approval by Judge Stump, acting as Circuit Court Judge, of the petition presented to him by Mrs. McFarlin. The Sparkmans sought to hold the private defendants liable on a theory that they had conspired with Judge Stump to bring about the allegedly unconstitutional acts. The District Court, however, held that no federal action would lie against any of the defendants because Judge Stump, the only state agent, was absolutely immune from suit under the doctrine of judicial immunity. The court stated that “whether or not Judge Stump’s ‘approval’ of the petition may in retrospect appear to have been premised on an erroneous *355view of the law, Judge Stump surely had jurisdiction to consider the petition and to act thereon.” Sparkman v. McFarlin, Civ. No. F 75-129 (ND Ind., May 13, 1976). Accordingly, under Bradley v. Fisher, 13 Wall. 335, 351 (1872), Judge Stump was entitled to judicial immunity.3
On appeal, the Court of Appeals for the Seventh Circuit reversed the judgment of the District Court,4 holding that the “crucial issue” was “whether Judge Stump acted within his jurisdiction” and concluding that he had not. 552 F. 2d, at 174. He was accordingly not immune from damages liability under the controlling authorities. The Court of Appeals also held that the judge had forfeited his immunity “because of his failure to comply with elementary principles of procedural due process.” Id., at 176.
We granted certiorari, 434 U. S. 815 (1977), to consider the correctness of this ruling. We reverse.
II
The governing principle of law is well established and is not questioned by the parties. As early as 1872, the Court recognized that it was “a general principle of the highest importance to the proper administration of justice that a judicial officer, in exercising the authority vested in him, [should] be free to act upon his own convictions, without apprehension of personal consequences to himself.” Bradley v. Fisher, supra, at 347.5 For that reason the Court held that “judges *356of courts of superior or general jurisdiction are not liable to civil actions for their judicial acts, even when such acts are in excess of their jurisdiction, and are alleged to have been done maliciously or corruptly.”6 13 Wall., at 351. Later we held that this doctrine of judicial immunity was applicable in suits under § 1 of the Civil Rights Act of 1871, 42 U. S. C. § 1983, for the legislative record gave no indication that Congress intended to abolish this long-established principle. Pierson v. Ray, 386 U. S. 547 (1967).
The Court of Appeals correctly recognized that the necessary inquiry in determining whether a defendant judge is immune from suit is whether at the time he took the challenged action he had jurisdiction over the subject matter before him. Because “some of the most difficult and embarrassing questions which a judicial officer is called upon to consider and determine relate to his jurisdiction . . . ,” Bradley, supra, at 352, the scope of the judge’s jurisdiction must be construed broadly where the issue is the immunity of the judge. A judge will not be deprived of immunity because the action he took was in error, was done maliciously, or was in excess of his authority; rather, he will be subject to liability only *357when he has acted in the “clear absence of all jurisdiction.” 7 13 Wall., at 351.
We cannot agree that there was a “clear absence of all jurisdiction” in the DeKalb County Circuit Court to consider the petition presented by Mrs. McFarlin. As an Indiana Circuit Court Judge, Judge Stump had “original exclusive jurisdiction in all cases at law and in equity whatsoever . . . ,” jurisdiction over the settlement of estates and over guardian-ships, appellate jurisdiction as conferred by law, and jurisdiction over “all other causes, matters and proceedings where exclusive jurisdiction thereof is not conferred by law upon some other court, board or officer.” Ind. Code § 33-4-4-3 (1975).8 This is indeed a broad jurisdictional grant; yet the Court of Appeals concluded that Judge Stump did not have jurisdiction over the petition authorizing Linda Sparkman’s sterilization.
*358In so doing, the Court of Appeals noted that the Indiana statutes provided for the sterilization of institutionalized persons under certain circumstances, see Ind. Code §§ 16-13-13-1 through 16-13-13-4 (1973), but otherwise contained no express authority for judicial approval of tubal ligations. It is true that the statutory grant of general jurisdiction to the Indiana circuit courts does not itemize types of cases those courts may hear and hence does not expressly mention sterilization petitions presented by the parents of a minor. But in our view, it is more significant that there was no Indiana statute and no case law in 1971 prohibiting a circuit court, a court of general jurisdiction, from considering a petition of the type presented to Judge Stump. The statutory authority for the sterilization of institutionalized persons in the custody of the State does not warrant the inference that a court of general jurisdiction has no power to act on a petition for sterilization of a minor in the custody of her parents, particularly where the parents have authority under the Indiana statutes to “consent to and contract for medical or hospital care or treatment of [the minor] including surgery.” Ind. Code § 16-8-4-2 (1973). The District Court concluded that Judge Stump had jurisdiction under § 33-4-4 — 3 to entertain and act upon Mrs. McFarlin’s petition. We agree with the District Court, it appearing that neither by statute nor by case law has the broad jurisdiction granted to the circuit courts of Indiana been circumscribed to foreclose consideration of a petition for authorization of a minor’s sterilization.
The Court of Appeals also concluded that support for Judge Stump’s actions could not be found in the common law of Indiana, relying in particular on the Indiana Court of Appeals’ intervening decision in A. L. v. G. R. H., 163 Ind. App. 636, 326 N. E. 2d 501 (1975). In that case the Indiana court held that a parent does not have a common-law right to have a minor child sterilized, even though the parent might “sincerely believe the child’s adulthood would benefit therefrom.” Id., at 638, 325 N. E. 2d, at 502. The opinion, however, *359speaks only of the rights of the parents to consent to the sterilization of their child and does not question the jurisdiction of a circuit judge who is presented with such a petition from a parent. Although under that case a circuit judge would err as a matter of law if he were to approve a parent’s petition seeking the sterilization of a child, the opinion in A. L. v. O. R. H. does not indicate that a circuit judge is without jurisdiction to entertain the petition. Indeed, the clear implication of the opinion is that, when presented with such a petition, the circuit judge should deny it on its merits rather than dismiss it for lack of jurisdiction.
Perhaps realizing the broad scope of Judge Stump’s jurisdiction, the Court of Appeals stated that, even if the action taken by him was not foreclosed under the Indiana statutory scheme, it would still be “an illegitimate exercise of his common law power because of his failure to comply with elementary principles of procedural due process.” 552 F. 2d, at 176. This misconceives the doctrine of judicial immunity. A judge is absolutely immune from liability for his judicial acts even if his exercise of authority is flawed by the commission of grave procedural errors. The Court made this point clear in Bradley, 13 Wall., at 357, where it stated: “[T]his erroneous manner in which [the court’s] jurisdiction was exercised, however it may have affected the validity of the act, did not make the act any less a judicial act; nor did it render the defendant liable to answer in damages for it at the suit of the plaintiff, as though the court had proceeded without having any jurisdiction whatever . . . .”
We conclude that the Court of Appeals, employing an unduly restrictive view of the scope of Judge Stump’s jurisdiction, erred in holding that he was not entitled to judicial immunity. Because the court over which Judge Stump presides is one of general jurisdiction, neither the procedural errors he may have committed nor the lack of a specific statute authorizing his approval of the petition in question ren*360dered him liable in damages for the consequences of his actions.
The respondents argue that even if Judge Stump had jurisdiction to consider the petition presented to him by Mrs. McFarlin, he is still not entitled to judicial immunity because his approval of the petition did not constitute a “judicial” act. It is only for acts performed in his “judicial” capacity that a judge is absolutely immune, they say. We do not disagree with this statement of the law, but we cannot characterize the approval of the petition as a nonjudicial act.
Respondents themselves stated in their pleadings before the District Court that Judge Stump was “clothed with the authority of the state” at the time that he approved the petition and that “he was acting as a county circuit court judge.” Plaintiffs’ Reply Brief to Memorandum Filed on Behalf of Harold D. Stump in Support of his Motion to Dismiss in Civ. No. F 75-129, p. 6. They nevertheless now argue that Judge Stump’s approval of the petition was not a judicial act because the petition was not given a docket number, was not placed on file with the clerk’s office, and was approved in an ex parte proceeding without notice to the minor, without a hearing, and without the appointment of a guardian ad litem.
This Court has not had occasion to consider, for purposes of the judicial immunity doctrine, the necessary attributes of a judicial act; but it has previously rejected the argument, somewhat similar to the one raised here, that the lack of formality involved in the Illinois Supreme Court’s consideration of a petitioner’s application for admission to the state bar prevented it from being a “judicial proceeding” and from presenting a case or controversy that could be reviewed by this Court. In re Summers, 325 U. S. 561 (1945). Of particular significance to the present case, the Court in Summers noted the following: “The record does not show that any process issued or that any appearance was made. . . . While no entry was placed by the Clerk in the file, on a docket, or in a judgment roll, the Court took cognizance of the petition and *361passed an order which is validated by the signature of the presiding officer.” Id., at 567. Because the Illinois court "took cognizance of the petition for admission and acted upon it, the Court held that a case or controversy was presented.
Similarly, the Court of Appeals for the Fifth Circuit has held that a state district judge was entitled to judicial immunity, even though “at the time of the altercation [giving rise to the suit] Judge Brown was not in his judge’s robes, he was not in the courtroom itself, and he may well have violated state and/or federal procedural requirements regarding contempt citations.” McAlester v. Brown, 469 F. 2d 1280, 1282 (1972).9 Among the factors relied upon by the Court of Appeals in deciding that the judge was acting within his judicial capacity was the fact that “the confrontation arose directly and immediately out of a visit to the judge in his official capacity.” Ibid.10
*362The relevant cases demonstrate that the factors determining whether an act by a judge is a “judicial” one relate to the nature of the act itself, i. e., whether it is a function normally performed by a judge, and to the expectations of the parties, i. e., whether they dealt with the judge in his judicial capacity. Here, both factors indicate that Judge Stump's approval of the sterilization petition was a judicial act.11 State judges with general jurisdiction not infrequently are called upon in their official capacity to approve petitions relating to the affairs of minors, as for example, a petition to settle a minor's claim. Furthermore, as even respondents have admitted, at the time he approved the petition presented to him by Mrs. McFarlin, Judge Stump was “acting as a county circuit court judge.” See su/pra,, at 360. We may infer from the record that it was only because Judge Stump served in that position that Mrs. McFarlin, on the advice of counsel, submitted the petition to hitti for his approval. Because Judge Stump performed the type of act normally performed only by judges and because he did so in his capacity as a Circuit Court Judge, we find no *363merit to respondents’ argument that the informality with which he proceeded rendered his action nonjudicial and deprived him of his absolute immunity.12
Both the Court of Appeals and the respondents seem to suggest that, because of the tragic consequences of Judge Stump’s actions, he should not be immune. For example, the Court of Appeals noted that “[t]here are actions of purported judicial character that a judge, even when exercising general jurisdiction, is not empowered to take,” 552 F. 2d, at 176, and respondents argue that Judge Stump’s action was “so unfair” and “so totally devoid of judicial concern for the interests and well-being of the young girl involved” as to disqualify it as a judicial act. Brief for Respondents 18. Disagreement with the action taken by the judge, however, does not justify depriving that judge of his immunity. Despite the unfairness to litigants that sometimes results, the doctrine of judicial immunity is thought to be in the best interests of “the proper administration of justice . . . [, for it allows] a judicial officer, in exercising the authority vested in him [to] be free to act upon his own convictions, without apprehension of personal consequences to himself.” Bradley v. Fisher, 13 *364Wall., at 347. The fact that the issue before the judge is a controversial one is all the more reason that he should be able to act without fear of suit. As the Court pointed out in Bradley:
“Controversies involving not merely great pecuniary interests, but the liberty and character of the parties, and consequently exciting the deepest feelings, are being constantly determined in those courts, in which there is great conflict in the evidence and great doubt as to the law which should govern their decision. It is this class of cases which impose upon the judge the severest labor, and often create in his mind a painful sense of responsibility.” Id., at 348.
The Indiana law vested in Judge Stump the power to entertain and act upon the petition for sterilization. He is, therefore, under the controlling cases, immune from damages liability even if his approval of the petition was in error. Accordingly, the judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.13
It is so ordered.
The District Court gave the following summary of the constitutional claims asserted by the Sparkmans:
“Whether laid under section 1331 or 1343 (3) and whether asserted *354directly or via section 1983 and 1985, plaintiffs’ grounds for recovery are asserted to rest on the violation of constitutional rights. Plaintiffs urge that defendants violated the following constitutional guarantees:
“1. that the actions were arbitrary and thus in violation of the due process clause of the Fourteenth Amendment;
“2. that Linda was denied procedural safeguards required by the Fourteenth Amendment;
“3. that the sterilization was permitted without the promulgation of standards;
“4. that the sterilization was an invasion of privacy;
“5. that the sterilization violated Linda’s right to procreate;
“6. that the sterilization was cruel and unusual punishment;
“7. that the use of sterilization as punishment for her alleged retardation or lack of self-discipline violated various constitutional guarantees;
“8. that the defendants failed to follow certain Indiana statutes, thus depriving Linda of due process of law; and
"9. that defendants violated the equal protection clause, because of the differential treatment accorded Linda on account of her sex, marital status, and allegedly low mental capacity.” Sparkman v. McFarlin, Civ. No. F 75-129 (ND Ind., May 13, 1976).
The District Court granted the defendants’ motion to dismiss the federal claims for that reason and dismissed the remaining pendent state claims for lack of subject-matter jurisdiction.
Sparkman v. McFarlin, 552 F. 2d 172 (CA7 1977).
Even earlier, in Randall v. Brigham, 7 Wall. 523 (1869), the Court stated that judges are not responsible “to private parties in civil actions for their judicial acts, however injurious may be those acts, and however much they may deserve condemnation, unless perhaps where the acts are palpably in excess of the jurisdiction of the judges, and are done maliciously or corruptly.” Id., at 537. In Bradley the Court reconsidered that earlier *356statement and concluded that “the qualifying words used were not necessary to a correct statement of the law . . . .” 13 Wall., at 351.
In holding that a judge was immune for his judicial acts, even when such acts were performed in excess of his jurisdiction, the Court in Bradley stated:
“A distinction must be here observed between excess of jurisdiction and the clear absence of all jurisdiction over the subject-matter. Where there is clearly no jurisdiction over the subject-matter any authority exercised is a usurped authority, and for the exercise of such authority, when the want of jurisdiction is known to the judge, no excuse is permissible. But where jurisdiction over the subject-matter is invested by law in the judge, or in the court which he holds, the manner and extent in which the jurisdiction shall be exercised are generally as much questions for his determination as any other questions involved in the case, although upon the correctness of his determination in these particulars the validity of his judgments may depend.” Id., at 351-352.
In Bradley, the Court illustrated the distinction between lack of jurisdiction and excess of jurisdiction with the following examples: if a probate judge, with jurisdiction over only wills and estates, should try a criminal case, he would be acting in the clear absence of jurisdiction and would not be immune from liability for his action; on the other hand, if a judge of a criminal court should convict a defendant of a nonexistent crime, he would merely be acting in excess of his jurisdiction and would be immune. Id., at 352.
Indiana Code § 33-4-4-3 (1975) states as follows:
“Jurisdiction. — Said court shall have original exclusive jurisdiction in all cases at law and in equity whatsoever, and in criminal cases and actions for divorce, except where exclusive or concurrent jurisdiction is, or may be conferred by law upon justices of the peace. It shall also have exclusive jurisdiction of the settlement of decedents’ estates and of guardianships: Provided, however, That in counties in which criminal or superior courts exist or may be organized, nothing in this section shall be construed to deprive such courts of the jurisdiction conferred upon them by laws, and it shall have such appellate jurisdiction as may be conferred by law, and it shall have jurisdiction of all other causes, matters and proceedings where exclusive jurisdiction thereof is not conferred by law upon some other court, board or officer.”
In McAlester the plaintiffs alleged that they had gone to the courthouse where their son was to be tried by the defendant in order to give the son a fresh set of clothes. When they went into the defendant judge’s office, he allegedly ordered them out and had a deputy arrest one of them and place him in jail for the rest of the day. Several months later, the judge issued an order holding the plaintiff in contempt of court, nunc pro tunc.
Other Courts of Appeals, presented with different fact situations, have concluded that the challenged actions of defendant judges were not performed as part of the judicial function and that the judges were thus not entitled to rely upon the doctrine of judicial immunity. The Court of Appeals for the Ninth Circuit, for example, has held that a justice of the peace who was accused of forcibly removing a man from his courtroom and physically assaulting him was not absolutely immune. Gregory v. Thompson, 500 F. 2d 59 (1974). While the court recognized that a judge has the duty to maintain order in his courtroom, it concluded that the actual eviction of someone from the courtroom by use of physical force, a task normally performed by a sheriff or bailiff, was “simply not an act of a judicial nature.” Id., at 64. And the Court of Appeals for the Sixth Circuit held in Lynch v. Johnson, 420 F. 2d 818 (1970), that the county judge sued in that case was not entitled to judicial immunity because his service on a board with only legislative and administrative powers did not constitute a judicial act.
Mr. Justice Stewart, in dissent, complains that this statement is inaccurate because it nowhere appears that judges are normally asked to approve parents’ decisions either with respect to surgical treatment in general or with respect to sterilizations in particular. Of course, the opinion makes neither assertion. Rather, it is said that Judge Stump was performing a “function” normally performed by judges and that he was taking “the type of action” judges normally perform. The dissent malíes no effort to demonstrate that Judge Stump was without jurisdiction to entertain and act upon the specific petition presented to him. Nor does it dispute that judges normally entertain petitions with respect to the affairs of minors. Even if it is assumed that in a lifetime of judging, a judge has acted on only one petition of a particular kind, this would not indicate that his function in entertaining and acting on it is not the kind of function that a judge normally performs. If this is the case, it is also, untenable to claim that in entertaining the petition and exercising the jurisdiction with which the statutes invested him, Judge Stump was nevertheless not performing a judicial act or was engaging in the kind of conduct not expected of a judge under the Indiana statutes governing the jurisdiction of its courts.
Mr. Justice Stewart’s dissent, post, at 369, suggests that Judge Stump’s approval of Mrs. McFarlin’s petition was not a judicial act because of the absence of what it considers the “normal attributes of a judicial proceeding.” These attributes are said to include a “ease,” with litigants and the opportunity to appeal, in which there is “principled decisionmaking.” But under Indiana law, Judge Stump had jurisdiction to act as he did; the proceeding instituted by the petition placed before him was sufficiently a “case” under Indiana law to warrant the exercise of his jurisdiction, whether or not he then proceeded to act erroneously. That there were not two contending litigants did not malee Judge Stump’s act any less judicial. Courts and judges often act ex parte. They issue search warrants in this manner, for example, often without any “case” having been instituted, without any “case” ever being instituted, and without the issuance of the warrant being subject to appeal. Yet it would not destroy a judge’s immunity if it is alleged and offer of proof is made that in issuing a warrant he acted erroneously and without principle.
The issue is not presented and we do not decide whether the District Court correctly concluded that the federal claims against the other defendants were required to be dismissed if Judge Stump, the only state agent, was found to be absolutely immune. Compare Kermit Constr. Corp. v. Banco Credito v. Ahorro Ponceno, 547 F. 2d 1 (CA1 1976), with Guedry v. Ford, 431 F. 2d 660 (CA5 1970).
Mr. Justice Stewart,
with whom Mr. Justice, Marshall and Mr. Justice Powell join, dissenting.
It is established federal law that judges of general jurisdiction are absolutely immune from monetary liability “for their *365judicial acts, even when such acts are in excess of their jurisdiction, and are alleged to have been done maliciously or corruptly.” Bradley v. Fisher, 13 Wall. 335, 351. It is also established that this immunity is in no way diminished in a proceeding under 42 U. S. C. § 1983. Pierson v. Ray, 386 U. S. 547. But the scope of judicial immunity is limited to liability for “judicial acts,” and I think that what Judge Stump did on July 9, 1971, was beyond the pale of anything that could sensibly be called a judicial act.
Neither in Bradley v. Fisher nor in Pierson v. Ray was there any claim that the conduct, in question was not a judicial act, and the Court thus had no occasion in either case to discuss the meaning of that term.1 Yet the proposition that judicial immunity extends only to liability for “judicial acts” was emphasized no less than seven times in Mr. Justice Field’s opinion for the Court in the Bradley case.2 Cf. Imbler v. Pachtman, 424 U. S. 409, 430. And if the limitations inherent in that concept have any realistic meaning at all, then I cannot believe that the action of Judge Stump in approving Mrs. McFarlin’s petition is protected by judicial immunity.
The Court finds two reasons for holding that Judge Stump’s approval of the sterilization petition was a judicial act. First, the Court says, it was “a function normally performed by a judge.” Second, the Court says, the act was performed in Judge Stump’s “judicial capacity.” With all respect, I think that the first of these grounds is factually untrue and that the second is legally unsound.
When the Court says that what Judge Stump did was an act “normally performed by a judge,” it is not clear to me whether the Court means that a judge “normally” is asked to approve a mother’s decision to have her child given surgical *366treatment generally, or that a judge “normally” is asked to approve a mother’s wish to have her daughter sterilized. But whichever way the Court’s statement is to be taken, it is factually inaccurate. In Indiana, as elsewhere in our country, a parent is authorized to arrange for and consent to medical and surgical treatment of his minor child. Ind. Code § 16-8-4-2 (1973). And when a parent decides to call a physician to care for his sick child or arranges to have a surgeon remove his child’s tonsils, he does not, “normally” or otherwise, need to seek the approval of a judge.3 On the other hand, Indiana did in 1971 have statutory procedures for the sterilization of certain people who were institutionalized. But these statutes provided for administrative proceedings before a board established by the superintendent of each public hospital. Only if, after notice and an evidentiary hearing, an order of sterilization was entered in these proceedings could there be review in a circuit court. See Ind. Code §§ 16-13-13-1 through 16-13-13-4 (1974).4
*367In sum, what Judge Stump did on July 9, 1971, was in no way an act “normally performed by a judge.” Indeed, there is no reason to believe that such an act has ever been performed by any other Indiana judge, either before or since.
When the Court says that Judge Stump was acting in “his judicial capacity” in approving Mrs. McFarlin’s petition, it is not clear to me whether the Court means that Mrs. McFarlin submitted the petition to him only because he was a judge, or that, in approving it, he said that he was acting as a judge. But however the Court’s test is to be understood, it is, I think, demonstrably unsound.
It can safely be assumed that the Court is correct in concluding that Mrs. McFarlin came to Judge Stump with her petition because he was a County Circuit Court Judge. But false illusions as to a judge’s power can hardly convert a judge’s response to those illusions into a judicial act. In short, a judge’s approval of a mother’s petition to lock her daughter in the attic would hardly be a judicial act simply because the mother had submitted her petition to the judge in his official capacity.
If, on the other hand, the Court’s test depends upon the fact that Judge Stump said he was acting in his judicial capacity, it is equally invalid. It is true that Judge Stump affixed his signature to the approval of the petition as “Judge, De Kalb Circuit Court.” But the conduct of a judge surely does not become a judicial act merely on his own say-so. A judge is not free, like a loose cannon, to inflict indiscriminate damage whenever he announces that he is acting in his judicial capacity.5
*368If the standard adopted by the Court is invalid, then what is the proper measure of a judicial act? Contrary to implications in the Court’s opinion, my conclusion that what Judge Stump did was not a judicial act is not based upon the fact that he acted with informality, or that he may not have been “in his judge’s robes,” or “in the courtroom itself.” Ante, at 361. And I do not reach this conclusion simply “because the petition was not given a docket number, was not placed on file with the clerk’s office, and was approved in an ex parte proceeding without notice to the minor, without a hearing, and without the appointment of a guardian ad litem.” Ante, at 360.
It seems to me, rather, that the concept of what is a judicial act must take its content from a consideration of the factors that support immunity from liability for the performance of such an act. Those factors were accurately summarized by the Court in Pierson v. Ray, 386 U. S., at 554:
“[I]t 'is . . . for the benefit of the public, whose interest it is that the judges should be at liberty to exercise their functions with independence and without fear of consequences.’ ... It is a judge’s duty to decide all cases within his jurisdiction that are brought before him, including controversial cases that arouse the most intense feelings in the litigants. His errors may be corrected on appeal, but he should not have to fear that unsatisfied litigants may hound him with litigation charging malice or corruption. Imposing such a burden on judges would contribute not to principled and fearless decision-making but to intimidation.”
Not one of the considerations thus summarized in the Pierson opinion was present here. There was no “case,” con*369troversial or otherwise. There were no litigants. There was and could be no appeal. And there was not even the pretext of principled decisionmaking. The total absence of any of these normal attributes of a judicial proceeding convinces me that the conduct complained of in this case was not a judicial act.
The petitioners’ brief speaks of “an aura of deism which surrounds the bench . . . essential to the maintenance of respect for the judicial institution.” Though the rhetoric maybe overblown, I do not quarrel with it. But if aura there be, it is hardly protected by exonerating from liability such lawless conduct as took place here. And if intimidation would serve to deter its recurrence, that would surely be in the public interest.6
In the Bradley case the plaintiff was a lawyer who had been disbarred; in the Pierson case the plaintiffs had been found guilty after a criminal trial.
See 13 Wall., at 347, 348, 349, 351, 354, 357.
This general authority of a parent was held by an Indiana Court of Appeals in 1975 not to include the power to authorize the sterilization of his minor child. A. L. v. G. R. H., 163 Ind. App. 636, 325 N. E. 2d 501.
Contrary to the Court’s conclusion, ante, at 359, that case does not in the least demonstrate that an Indiana judge is or ever was empowered to act on the merits of a petition like Mrs. McFarlin’s. The parent in that case did not petition for judicial approval of her decision, but rather “filed a complaint for declaratory judgment seeking declaration of her right under the common-law attributes of the parent-child relationship to have her son . . . sterilized.” 163 Ind. App., at 636-637, 325 N. E. 2d, at 501. The Indiana Court of Appeals’ decision simply established a limitation on the parent’s common-law rights. It neither sanctioned nor contemplated any procedure for judicial “approval” of the parent’s decision.
Indeed, the procedure followed in that case offers an instructive contrast to the judicial conduct at issue here:
“At the outset, we thank counsel for their excellent efforts in representing a seriously concerned parent and in providing the guardian ad litem defense of the child’s interest. Id., at 638, 325 N. E. 2d, at 502.
These statutes were repealed in 1974.
Believing that the conduct of Judge Stump on July 9, 1971, was not a judicial act, I do not need to inquire whether he was acting in “the clear absence of all jurisdiction over the subject matter.” Bradley v. Fisher, 13 Wall., at 351. “Jurisdiction” is a coat of many colors. I note only that the Court’s finding that Judge Stump had jurisdiction to entertain Mrs. MbFarlin’s petition seems to me to be based upon dangerously broad *368criteria. Those criteria are simply that an Indiana statute conferred "jurisdiction of all . . . causes, matters and proceedings,” and that there was not in 1971 any Indiana law specifically prohibiting what Judge Stump did.
The only question before us in this case is the scope of judicial immunity. How the absence of a “judicial act” might affect the issue of whether Judge Stump was acting “under color of” state law within the meaning of 42 U. S. C. § 1983, or the issue of whether his act was that of the State within the meaning of the Fourteenth Amendment that need not, therefore, be pursued here.
Mr. Justice Powell,
dissenting.
While I join the opinion of Mr. Justice Stewart, I wish to emphasize what I take to be the central feature of this case— Judge Stump’s preclusion of any possibility for the vindication of respondents’ rights elsewhere in the judicial system.
Bradley v. Fisher, 13 Wall. 335 (1872), which established the absolute judicial immunity at issue in this case, recognized that the immunity was designed to further the public interest in an independent judiciary, sometimes at the expense of legitimate individual grievances. Id., at 349; accord, Pierson v. Ray, 386 U. S. 547, 554 (1967). The Bradley Court accepted those costs to aggrieved individuals because the judicial system itself provided other means for protecting individual rights:
“Against the consequences of [judges’] erroneous or irregular action, from whatever motives proceeding, the law *370has provided for private parties numerous remedies, and to those remedies they must, in such cases, resort.” 13 Wall., at 354.
Underlying the Bradley immunity, then, is the notion that private rights can be sacrificed in some degree to the achievement of the greater public good deriving from a completely independent judiciary, because there exist alternative forums and methods for vindicating those rights.1
But where a judicial officer acts in a manner that precludes all resort to appellate or other judicial remedies that otherwise would be available, the underlying assumption of the Bradley doctrine is inoperative. See Pierson v. Ray, supra, at 554.2 In this case, as Me. Justice Stewart points out, ante, at 369, Judge Stump’s unjudicial conduct insured that “[t]here was and could be no appeal.” The complete absence of normal judicial process foreclosed resort to any of the “numerous remedies” that “the law has provided for private parties.” Bradley, supra, at 354.
In sum, I agree with Mr. Justice Stewart that petitioner judge’s actions were not “judicial,” and that he is entitled to no judicial immunity from suit under 42 U. S. C. § 1983.
See Handler & Klein, The Defense of Privilege in Defamation Suits Against Government Executive Officials, 74 Harv. L. Rev. 44, 53-55 (1960); Jaffe, Suits Against Governments and Officers: Damage Actions, 77 Harv. L. Rev. 209, 233-235 (1963); Note, Federal Executive Immunity From Civil Liability in Damages: A Reevaluation of Barr v. Mateo, 77 Colum. L. Rev. 625, 647 (1977).
In both Bradley and Pierson any errors committed by the judges involved were open to correction on appeal.
8.4.2 Imbler v. Pachtman 8.4.2 Imbler v. Pachtman
IMBLER v. PACHTMAN, DISTRICT ATTORNEY
No. 74-5435.
Argued November 3, 1975
Decided March 2, 1976
Roger S. Hanson argued the cause and filed a brief for petitioner.
John P. Farrell argued the cause for respondent. With him on the brief was John H. Larson.
Solicitor General Bork argued the cause for the United States as amicus curiae. With him on the brief were Acting Assistant Attorney General Keeney, Deputy Solicitor General Friedman, Harry R. Sachse, and Jerome M. Feit. *
Evelle J. Younger, Attorney General, Jack R. Winkler, Chief Assistant Attorney General, S. Clark Moore, Assistant Attorney General, and Russell lungerich and Edward T. Fogel, Jr., Deputy Attorneys General, filed a brief for the State of California as amicus curiae urging affirmance.
Joseph P. Busch and Patrick F. Heady filed a brief for the National District Attorneys Association as amicus curiae.
Me. Justice Powell
delivered the opinion of the Court.
The question presented in this case is whether a state prosecuting attorney who acted within the scope of his duties in initiating and pursuing a criminal prosecution is amenable to suit under 42 U. S. C. § 1983 for alleged deprivations of the defendant's constitutional rights. The Court of Appeals for the Ninth Circuit held that he is not. 500 F. 2d 1301. We affirm.
I
The events which culminated in this suit span many years and several judicial proceedings. They began in *411January 1961, when two men attempted to rob a Los Angeles market run by Morris Hasson. One shot and fatally wounded Hasson, and the two fled in different directions. Ten days later Leonard Lingo was killed while attempting a robbery in Pomona, Cal., but his two accomplices escaped. Paul Imbler, petitioner in this case, turned himself in the next day as one of those accomplices. Subsequent investigation led the Los Angeles District Attorney to believe that Imbler and Lingo had perpetrated the first crime as well, and that Imbler had killed Hasson. Imbler was charged with first-degree felony murder for Hasson’s death.
The State’s case consisted of eyewitness testimony from Hasson’s wife and identification testimony from three men who had seen Hasson’s assailants fleeing after the shooting. Mrs. Hasson was unable to identify the gunman because a hat had obscured his face, but from police photographs she identified the killer’s companion as Leonard Lingo. The primary identification witness was Alfred Costello, a passerby on the night of the crime, who testified that he had a clear view both as the gunman emerged from the market and again a few moments later when the fleeing gunman — after losing his hat — r turned to fire a shot at Costello1 and to shed his coat2 before continuing on. . Costello positively identified Imbler as the gunman. The second identification witness, an attendant at a parking lot through which the gunman ultimately escaped, testified that he had a side and front view as the man passed. Finally, a customer who was leaving Hasson’s market as the robbers entered *412testified that he had a good look then and as they exited moments later. All of these witnesses identified Imbler as the gunman, and the customer also identified the second man as Leonard Lingo. Rigorous cross-examination failed to shake any of these witnesses.3
Imbler’s defense was an alibi. He claimed to have spent the night of the Hasson killing bar-hopping with several persons, and to have met Lingo for the first time the morning before the attempted robbery in Pomona. This testimony was corroborated by Mayes, the other accomplice in the Pomona robbery, who also claimed to have accompanied Imbler on the earlier rounds of the bars. The jury found Imbler guilty and fixed punishment at death.4 On appeal the Supreme Court of California affirmed unanimously over numerous contentions of error. People v. Imbler, 57 Cal. 2d 711, 371 P. 2d 304 (1962).
Shortly thereafter Deputy District Attorney Richard Pachtman, who had been the prosecutor at Imbler’s trial and who is the respondent before this Court, wrote to the Governor of California describing evidence turned up after trial by himself and an investigator for the state correctional authority. In substance, the evidence consisted of newly discovered corroborating witnesses for Imbler’s alibi, as well as new revelations about prime witness Costello’s background which indicated that he was less trustworthy than he had represented originally to Pachtman and in his testimony. Pachtman noted that leads to some of this information had been available to Imbler’s counsel prior to trial but apparently *413had not been developed, that Costello had testified convincingly and withstood intense cross-examination, and that none of the new evidence was conclusive of Imbler’s innocence. He explained that he wrote from a belief that “a prosecuting attorney has a duty to be fair and see that all true facts, whether helpful to the case or not, should be presented.” 5
Imbler filed a state habeas corpus petition shortly after Pachtman’s letter. The Supreme Court of California appointed one of its retired justices as referee to hold a hearing, at which Costello was the main attraction. He recanted his trial identification of Imbler, and it also was established that on cross-examination and redirect he had painted a picture of his own background that was more flattering than trüe. Imbler’s corroborating witnesses, uncovered by prosecutor Pachtman’s investigations, also testified.
In his brief to the Supreme Court of California on this habeas petition, Imbler’s counsel described Pacht-man’s post-trial detective work as “[i]n the highest tradition of law enforcement and justice,” and as a premier example of “devotion to duty.” 6 But he also charged that the prosecution had knowingly used false testimony and suppressed material evidence at Imbler’s trial.7 In a thorough opinion by then Justice Traynor, the Supreme Court of California unanimously rejected these contentions and denied the writ. In re Imbler, *41460 Cal. 2d 554, 387 P. 2d 6 (1963). The California court noted that the hearing record fully supported the referee’s finding that Costello’s recantation of his identification lacked credibility compared to the original identification itself, id., at 562, 387 P. 2d, at 10-11, and that the new corroborating witnesses who appeared on Imbler’s behalf were unsure of their stories or were otherwise impeached, id., at 569-570, 387 P. 2d, at 14.
In 1964, the year after denial of his state habeas petition, Imbler succeeded in having his death sentence overturned on grounds unrelated to this case. In re Imbler, 61 Cal. 2d 556, 393 P. 2d 687 (1964). Rather than resentence him, the State stipulated to life imprisonment. There the matter lay for several years, until in late 1967 or early 1968 Imbler filed a habeas corpus petition in Federal District Court based on the same contentions previously urged upon and rejected by the Supreme Court of California.
The District Court held no hearing. Instead, it decided the petition upon the record, including Pacht-man’s letter to the Governor and the transcript of the referee’s hearing ordered by the Supreme Court of California. Reading that record quite differently than had the seven justices of the State Supreme Court, the District Court found eight instances of state misconduct at Imbler’s trial, the cumulative effect of which required issuance of the writ. Imbler v. Craven, 298 F. Supp. 795, 812 (CD Cal. 1969). Six occurred during Costello’s testimony and amounted in the court’s view to the culpable use by the prosecution of misleading or false testimony.8 The other two instances were suppressions of *415evidence favorable to Imbler by a police fingerprint expert who testified at trial and by the police who investigated Hasson’s murder.9 The District Court ordered that the writ of habeas corpus issue unless California retried Imbler within 60 days, and denied a petition for rehearing.
The State appealed to the Court of Appeals for the Ninth Circuit, claiming that the District Court had failed to give appropriate deference to the factual determinations of the Supreme Court of California as required by 28 U. S. C. § 2254 (d). The Court of Appeals affirmed, finding that the District Court had merely “reached different conclusions than the state court in applying federal constitutional standards to [the] facts,” Imbler v. California, 424 F. 2d 631, 632, and certiorari was denied, 400 U. S. 865 (1970). California chose not to retry Imbler, and he was released.
At this point, after a decade of litigation and with Imbler now free, the stage was set for the present suit. In April 1972, Imbler filed a civil rights action, under 42 U. S. C. § 1983 and related statutes, against respondent Pachtman, the police fingerprint expert, and various other officers of the Los Angeles police force. He alleged *416that a conspiracy among them unlawfully to charge and convict him had caused him loss of liberty and other grievous injury. He demanded $2.7 million in actual and exemplary damages from each defendant, plus $15,-000 attorney’s fees.
Imbler attempted to incorporate into his complaint the District Court’s decision granting the writ of habeas corpus, and for the most part tracked that court’s opinion in setting out the overt acts in furtherance of the alleged conspiracy. The gravamen of his complaint against Pachtman was that he had “with intent, and on other occasions with negligence” allowed Costello to give false testimony as found by the District Court, and that the fingerprint expert’s suppression of evidence was “chargeable under federal law” to Pachtman. In addition Imbler claimed that Pachtman had prosecuted him with knowledge of a lie detector test that had “cleared” Imbler, and that Pachtman had used at trial a police artist’s sketch of Hasson’s killer made shortly after the crime and allegedly altered to resemble Imbler more closely after the investigation had focused upon him.
Pachtman moved under Fed. Rule Civ. Proc. 12 (b)(6) to have the complaint dismissed as to him. The District Court, noting that public prosecutors repeatedly had been held immune from civil liability for “acts done as part of their traditional official functions,” found that Pacht-man’s alleged acts fell into that category and granted his motion. Following the entry of final judgment as to Pachtman under Fed. Rule Civ. Proc. 54 (b), Imbler appealed to the Court of Appeals for the Ninth Circuit. That court, one judge dissenting, affirmed the District Court in an opinion finding Pachtman’s alleged acts to have been committed “during prosecutorial activities which can only be characterized as an ‘integral part of the judicial process,’ ” 500 F. 2d, at 1302, quoting *417Marlowe v. Coakley, 404 F. 2d 70 (CA9 1968). We granted certiorari to consider the important and recurring issue of prosecutorial liability under the Civil Rights Act of 1871. 420 U. S. 945 (1975).
II
Title 42 U. S. C. § 1983 provides that “[e]very person” who acts under color of state law to deprive another of a constitutional right shall be answerable to that person in a suit for damages.10 The statute thus creates a species of tort liability that on its face admits of no immunities, and some have argued that it should be applied as stringently as it reads.11 But that view has not prevailed.
This Court first considered the implications of the statute’s literal sweep in Tenney v. Brandhove, 341 U. S. 367 (1951). There it was claimed that members of a state legislative committee had called the plaintiff to appear before them, not for a proper legislative purpose, but to intimidate him into silence on certain matters of public concern, and thereby had deprived him of his constitutional rights. Because legislators in both England and this country had enjoyed absolute immunity for their official actions, Tenney squarely presented the issue of whether the Reconstruction Congress had intended to *418restrict the availability in § 1983 suits of those immunities which historically, and for reasons of public policy, had been accorded to various categories of officials. The Court concluded that immunities “well grounded in history and reason” had not been abrogated “by covert inclusion in the general language” of § 1983. 341 U. S., at 376. Regardless of any unworthy purpose animating their actions, legislators were held to enjoy under this statute their usual immunity when acting “in a field where legislators traditionally have power to act.” Id., at 379.
The decision in Tenney established that § 1983 is to be read in harmony with general principles of tort immunities and defenses rather than in derogation of them. Before today the Court has had occasion to consider the liability of several types of government officials in addition to legislators. The common-law absolute immunity of judges for “acts committed within their judicial jurisdiction,” see Bradley v. Fisher, 13 Wall. 335 (1872), was found to be preserved under § 1983 in Pierson v. Ray, 386 U. S. 547, 554-555 (1967).12 In the same case, local police officers sued for a deprivation of liberty resulting from unlawful arrest were held to enjoy under § 1983 a “good faith and probable cause” defense coextensive with their defense to false arrest actions at *419common law. 386 U. S., at 555-557. We found qualified immunities appropriate in two recent cases.13 In Scheuer v. Rhodes, 416 U. S. 232 (1974), we concluded that the Governor and other executive officials of a State had a qualified immunity that varied with “the scope of discretion and responsibilities of the office and all the circumstances as they reasonably appeared at the time of the action. . . .” Id., at 247.14 Last Term in Wood v. Strickland, 420 U. S. 308 (1975), we held that school officials, in the context of imposing disciplinary penalties, were not liable so long as they could not reasonably have known that their action violated students’ clearly established constitutional rights, and provided they did not act with malicious intention to cause constitutional or other injury. Id., at 322; cf. O'Connor v. Donaldson, 422 U. S. 563, 577 (1975). In Scheuer and in Wood, as in the two earlier cases, the considerations underlying the nature of the immunity of the respective officials in suits at common law led to essentially the same immunity under § 1983.15 See 420 U. S., at 318-321; 416 U. S., at 239-247, and n. 4.
*420III
This case marks our first opportunity to address the § 1983 liability of a state prosecuting officer. The Courts of Appeals, however, have confronted the issue many times and under varying circumstances. Although the precise contours of their holdings have been unclear at times, at bottom they are virtually unanimous that a prosecutor enjoys absolute immunity from § 1983 suits for damages when he acts within the scope of his prosecutorial duties.16 These courts sometimes have described the prosecutor’s immunity as a form of “quasi-judicial” immunity and referred to it as derivative of the immunity of judges recognized in Pierson v. Ray, supra.17 Petitioner focuses upon the “quasi-judicial” characterization, and contends that it illustrates a fundamental illogic in according absolute immunity to a prosecutor. He argues that the prosecutor, ás a member of the executive branch, cannot claim the immunity reserved for the judiciary, but only a qualified immunity *421akin to that accorded other executive officials in this Court’s previous cases.
Petitioner takes an overly simplistic approach to the issue of prosecutorial liability. As noted above, our earlier decisions on § 1983 immunities were not products of judicial fiat that officials in different branches of government are differently amenable to suit under § 1983. Rather, each was predicated upon a considered inquiry into the immunity historically accorded the relevant official at common law and the interests behind it. The liability of a state prosecutor under § 1983 must be determined in the same manner.
A
The function of a prosecutor that most often invites a common-law tort action is his decision to initiate a prosecution, as this may lead to a suit for malicious prosecution if the State’s case misfires. The first American case to address the question of a prosecutor’s amenability to such an action was Griffith v. Slinkard, 146 Ind. 117, 44 N. E. 1001 (1896).18 The complaint charged that a local prosecutor without probable cause added the plaintiff’s name to a grand jury true bill after the grand jurors had refused to indict him, with the result that the plaintiff was arrested and forced to appear in court repeatedly before the charge finally was nolle prossed. Despite allegations of malice, the Supreme Court of Indiana dismissed the action on the ground that the prosecutor was absolutely immune. Id., at 122, 44 N. E., at 1002.
*422The Griffith view on prosecutorial immunity became the clear majority rule on the issue.19 The question eventually came to this Court on writ of certiorari to the Court of Appeals for the Second Circuit. In Yaselli v. Goff, 12 F. 2d 396 (1926), the claim was that the defendant, a Special Assistant to the Attorney General of the United States, maliciously and without probable cause procured plaintiff’s grand jury indictment by the willful introduction of false and misleading evidence. Plaintiff sought some $300,000 in damages for having been subjected to the rigors of a trial, in which the court ultimately directed a verdict against the Government. The District Court dismissed the complaint, and the Court of Appeals affirmed. After reviewing the development of the doctrine of prosecutorial immunity, id., at 399-404, that court stated:
“In our opinion the law requires us to hold that a special assistant to the Attorney General of the United States, in the performance of the duties imposed upon him by law, is immune from a civil action for malicious prosecution based on an indictment and prosecution, although it results in a verdict of not guilty rendered by a jury. The immunity is absolute, and is grounded on principles of public policy.” Id., at 406.
After briefing and oral argument, this Court affirmed the Court of Appeals in a per curiam opinion. Yaselli v. Goff, 275 U. S. 503 (1927).
The common-law immunity of a prosecutor is based upon the same considerations that underlie the common-*423law immunities of judges and grand jurors acting within the scope of their duties.20 These include concern that harassment by unfounded litigation would cause a deflection of the prosecutor’s energies from his public duties, and the possibility that he would shade his decisions instead of exercising the independence of judgment required by his public trust. One court expressed both considerations as follows:
“The office of public prosecutor is one which must be administered with courage and independence. Yet how can this be if the prosecutor is made subject to suit by those whom he accuses and fails to convict? To allow this would open the way for unlimited harassment and embarrassment of the most conscientious officials by those who would profit thereby. There would be involved in every case the possible consequences of a failure to obtain a con*424viction. There would always be a question of possible civil action in case the prosecutor saw fit to move dismissal of the case. . . . The apprehension of such consequences would tend toward great uneasiness and toward weakening the fearless and impartial policy which should characterize the administration of this office. The work of the prosecutor would thus be impeded and we would have moved away from the desired objective of stricter and fairer law enforcement.” Pearson v. Reed, 6 Cal. App. 2d 277, 287, 44 P. 2d 592, 597 (1935).
See also Yaselli v. Goff, 12 F. 2d, at 404-406.
B
The common-law rule of immunity is thus well settled.21 We now must determine whether the same considerations of public policy that underlie the common-law rule likewise countenance absolute immunity under § 1983. We think they do.
If a prosecutor had only a qualified immunity, the threat of § 1983 suits would undermine performance of his duties no less than would the threat of common-law suits for malicious prosecution. A prosecutor is duty bound to exercise his best judgment both in deciding which suits to bring and in conducting them in court. The public trust of the prosecutor’s office would suffer if he were constrained in making every decision by the consequences in terms of his own potential liability in a *425suit for damages. Such suits could be expected with some frequency, for a defendant often will transform his resentment at being prosecuted into the ascription of improper and malicious actions to the State’s advocate. Cf. Bradley v. Fisher, 13 Wall., at 348; Pierson v. Ray, 386 U. S., at 554. Further, if the prosecutor could be made to answer in court each time such a person charged him with wrongdoing, his energy and attention would be diverted from the pressing duty of enforcing the criminal law.
Moreover, suits that survived the pleadings would pose substantial danger of liability even to the honest prosecutor. The prosecutor’s possible knowledge of a witness’ falsehoods, the materiality of evidence not revealed to the defense, the propriety of a closing argument, and— ultimately in every case — the likelihood that prosecu-torial misconduct so infected a trial as to deny due process, are typical of issues with which judges struggle in actions for post-trial relief, sometimes to differing conclusions.22 The presentation of such issues in a § 1983 action often would require a virtual retrial of the criminal offense in a new forum, and the resolution of some technical issues by the lay jury. It is fair to say, we think, that the honest prosecutor would face greater difficulty in meeting the standards of qualified immunity than other executive or administrative officials. Frequently acting under serious constraints of time and even information, a prosecutor inevitably makes many decisions that could engender colorable claims of constitutional deprivation. Defending these decisions, often years after they were made, could impose unique *426and intolerable burdens upon a prosecutor responsible annually for hundreds of indictments and trials. Cf. Bradley v. Fisher, supra, at 349.
The affording of only a qualified immunity to the prosecutor also could have an adverse effect upon the functioning of the criminal justice system. Attaining the system’s goal of accurately determining guilt or innocence requires that both the prosecution and the defense have wide discretion in the conduct of the trial and the presentation of evidence.23 The veracity of witnesses in criminal cases frequently is subject to doubt before and after they testify, as is illustrated by the history of this case. If prosecutors were hampered in exercising their judgment as to the use of such witnesses by concern about resulting personal liability, the triers of fact in criminal cases often would be denied relevant evidence.24
*427The ultimate fairness of the operation of the system itself could be weakened by subjecting prosecutors to § 1983 liability. Various post-trial procedures are available to determine whether an accused has received a fair trial. These procedures include the remedial powers of the trial judge, appellate review, and state and federal post-conviction collateral remedies. In all of these the attention of the reviewing judge or tribunal is focused primarily on whether there was a fair trial under law. This focus should not be blurred by even the subconscious knowledge that a post-trial decision in favor of the accused might result in the prosecutor’s being called upon to respond in damages for his error or mistaken judgment.25
We conclude that the considerations outlined above dictate the same absolute immunity under § 1983 that the prosecutor enjoys at common law. To be sure, this immunity does leave the genuinely wronged defendant without civil redress against a prosecutor whose malicious or dishonest action deprives him of liberty. But the alternative of qualifying a prosecutor’s immunity would disserve the broader public interest. It would prevent the vigorous and fearless performance of the prosecutor’s duty that is essential to the proper function*428ing of the criminal justice system.26 Moreover, it often would prejudice defendants in criminal cases by skewing post-conviction judicial decisions that should be made with the sole purpose of insuring justice. With the issue thus framed, we find ourselves in agreement with Judge Learned Hand, who wrote of the prosecutor’s immunity from actions for malicious prosecution:
“As is so often the case, the answer must be found in a balance between the evils inevitable in either alternative. In this instance it has been thought in the end better to leave unredressed the wrongs done by dishonest officers than to subject those who try to do their duty to the constant dread of retaliation.” Gregoire v. Biddle, 177 F. 2d 579, 581 (CA2 1949), cert. denied, 339 U. S. 949 (1950).
See Yaselli v. Goff, 12 F. 2d, at 404; cf. Wood v. Strickland, 420 U. S., at 320.27
We emphasize that the immunity of prosecutors from *429liability in suits under § 1983 does not leave the public powerless to deter misconduct or to punish that which occurs. This Court has never suggested that the policy considerations which compel civil immunity for certain governmental officials also place them beyond the reach of the criminal law. Even judges, cloaked with absolute civil immunity for centuries, could be punished criminally for willful deprivations of constitutional rights on the strength of 18 U. S. C. § 242,28 the criminal analog of § 1983. O’Shea v. Littleton, 414 U. S. 488, 503 (1974); cf. Gravel v. United States, 408 U. S. 606, 627 (1972). The prosecutor would fare no better for his willful acts.29 Moreover, a prosecutor stands perhaps unique, among officials whose acts could deprive persons of constitutional rights, in his amenability to professional discipline by an association of his peers.30 These checks undermine the argument that the imposition of civil liability is the only way to insure that prosecutors are mindful of the constitutional rights of persons accused of crime.
*430IV
It remains to delineate the boundaries of our holding. As noted, supra, at 416, the Court of Appeals emphasized that each of respondent’s challenged activities was an “integral part of the judicial process.” 600 F. 2d, at 1302. The purpose of the Court of Appeals’ focus upon the functional nature of the activities rather than respondent’s status was to distinguish and leave standing those cases, in its Circuit and in some others, which hold that a prosecutor engaged in certain investigative activities enjoys, not the absolute immunity associated with the judicial process, but only a good-faith defense comparable to the policeman’s.31 See Pierson v. Ray, 386 U. S., at 557. We agree with the Court of Appeals that respondent’s activities were intimately associated with the judicial phase of the criminal process, and thus were functions to which the reasons for absolute immunity apply with full force.32 We have no occasion to consider whether like or similar reasons require immunity for those aspects of the prosecutor’s responsibility that cast him in the role of an administrator or investigative *431officer rather than that of advocate.33 We hold only that in initiating a prosecution and in presenting the State’s case, the prosecutor is immune from a civil suit for damages under § 1983.34 The judgment of the Court of Appeals for the Ninth Circuit accordingly is
Affirmed.
*432Mr. Justice Stevens took no part in the consideration or decision of this case.
This shot formed the basis of a second count against Imbler for assault, which was tried with the murder count.
This coat, identified by Mrs. Hasson as that worn by her husband’s assailant, yielded a gun determined by ballistics evidence to be the murder weapon.
A fourth man who saw Hasson’s killer leaving the scene identified Imbler in a pretrial lineup, but police were unable to find him at the time of trial.
Imbler also received a 10-year prison term on the assault charge. See n. 1, supra.
Brief for Respondent, App. A, p. 6. The record does not indicate what specific action was taken in response to Pachtman’s letter. We do note that the letter was dated August 17, 1962, and that Imbler’s execution, scheduled for September 12, 1962, subsequently was stayed. The letter became a part of the permanent record in the case available to the courts in all subsequent litigation.
Brief for Respondent 5.
See generally Napue v. Illinois, 360 U. S. 264 (1959); Brady v. Maryland, 373 U. S. 83 (1963).
The District Court found that Costello had given certain ambiguous or misleading testimony, and had lied flatly about his criminal record, his education, and his current income. As to the misleading testimony, the court found that either Pachtman or a *415police officer present in the courtroom knew it was misleading. As to the false testimony, the District Court concluded that Pachtman had “cause to suspect” its falsity although, apparently, no actual knowledge thereof. See 298 F. Supp., at 799-807. The Supreme Court of California earlier had addressed and rejected allegations based on many of the same parts of Costello's testimony. It found either an absence of falsehood or an absence of prosecutorial knowledge in each instance. See In re Imbler, 60 Cal. 2d 554, 562-565, and n. 3, 387 P. 2d 6, 10-12, and n. 3 (1963).
See 298 F. Supp., at 809-811. The Supreme Court of California earlier had rejected similar allegations. See In re Imbler, supra, at 566-568, 387 P. 2d, at 12-13.
Title 42 U. S. C. § 1983, originally passed as § 1 of the Civil Rights Act of 1871, 17 Stat. 13, reads in full:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
See, e. g., Pierson v. Ray, 386 U. S. 647, 559 (1967) (Douglas, J., dissenting); Tenney v. Brandhove, 341 U. S. 367, 382-383 (1951) (Douglas, J., dissenting).
The Court described the immunity of judges as follows:
“Few doctrines were more solidly established at common law than the immunity of judges from liability for damages for acts committed within their judicial jurisdiction, as this Court recognized when it adopted the doctrine, in Bradley v. Fisher, 13 Wall. 335 (1872). This immunity applies even when the judge is accused of acting maliciously and corruptly, and it ‘is not for the protection or benefit of a malicious or corrupt judge, but for the benefit of the public, whose interest it is that the judges should be at liberty to exercise their functions with independence and without fear of consequences.’ ” 386 U. S., at 553-554 (citation omitted).
The procedural difference between the absolute and the qualified immunities is important. An absolute immunity defeats a suit at the outset, so long as the official’s actions were within the scope of the immunity. The fate of an official with qualified immunity depends upon the circumstances and motivations of his actions, as established by the evidence at trial. See Scheuer v. Rhodes, 416 U. S. 232, 238-239 (1974); Wood v. Strickland, 420 U. S. 308, 320-322 (1975).
The elements of this immunity were described in Scheuer as follows:
“It is the existence of reasonable grounds for the belief formed at the time and in light of all the circumstances, coupled with good faith belief, that affords a basis for qualified immunity of executive officers for acts performed in the course of official conduct.” 416 U. S., at 247-248.
In Tenney v. Brandhove, of course, the Court looked to the *420immunity accorded legislators by the Federal and State Constitutions, as well as that developed by the common law. 341 U. S., at 372-375. See generally Doe v. McMillan, 412 U. S. 306 (1973).
Fanale v. Sheeky, 385 F. 2d 866, 868 (CA2 1967); Bauers v. Heisel, 361 F. 2d 581 (CA3 1966), cert. denied, 386 U. S. 1021 (1967); Carmack v. Gibson, 363 F. 2d 862, 864 (CA5 1966); Tyler v. Witkowski, 511 F. 2d 449, 450-451 (CA7 1975); Barnes v. Dorsey, 480 F. 2d 1057, 1060 (CA8 1973); Kostal v. Stoner, 292 F. 2d 492, 493 (CA10 1961), cert. denied, 369 U. S. 868 (1962); cf. Guerro v. Mulhearn, 498 F. 2d 1249, 1255-1256 (CA1 1974); Weathers v. Ebert, 505 F. 2d 514, 515-516 (CA4 1974). But compare Hurlburt v. Graham, 323 F. 2d 723 (CA6 1963), with Hilliard v. Williams, 465 F. 2d 1212 (CA6), cert. denied, 409 U. S. 1029 (1972). See Part IV, infra.
E. g., Tyler v. Witkowski, supra, at 450; Kostal v. Stoner, supra, at 493; Hampton v. City of Chicago, 484 F. 2d 602, 608 (CA7 1973), cert. denied, 415 U. S. 917 (1974). See n. 20, infra.
The Supreme Court of Indiana in Griffith cited an earlier Massachusetts decision, apparently as authority for its own holding. But that case, Parker v. Huntington, 68 Mass. 124 (1854), involved the elements of a malicious prosecution cause of action rather than the immunity of a prosecutor. See also Note, 73 U. Pa. L. Rev. 300, 304 (1925).
Smith v. Parman, 101 Kan. 115, 165 P. 663 (1917); Semmes v. Collins, 120 Miss. 265, 82 So. 145 (1919); Kittler v. Kelsch, 56 N. D. 227, 216 N. W. 898 (1927); Watts v. Gerking, 111 Ore. 654, 228 P. 135 (1924) (on rehearing). Contra, Leong Yau v. Carden, 23 Haw. 362 (1916).
The immunity of a judge for acts within his jurisdiction has roots extending to the earliest days of the common law. See Floyd v. Barker, 12 Coke 23, 77 Eng. Rep. 1305 (1608). Chancellor Kent traced some of its history in Yates v. Lansing, 5 Johns. 282 (N. Y. 1810), and this Court accepted the rule of judicial immunity in Bradley v. Fisher, 13 Wall. 335 (1872). See n. 12, supra. The immunity of grand jurors, an almost equally venerable common-law tenet, see Floyd v. Barker, supra, also has been adopted in this country. See, e. g., Turpen v. Booth, 56 Cal. 65 (1880); Hunter v. Mathis, 40 Ind. 356 (1872). Courts that have extended the same immunity to the prosecutor have sometimes remarked on the fact that all three officials — judge, grand juror, and prosecutor — exercise a discretionary judgment on the basis of evidence presented to them. Smith v. Parman, supra; Watts v. Gerking, supra. It is the functional comparability of their judgments to those of the judge that has resulted in both grand jurors and prosecutors being referred to as “quasi-judicial” officers, and their immunities being termed “quasi-judicial” as well. See, e. g., Turpen v. Booth, supra, at 69; Watts v. Gerking, supra, at 661, 228 P., at 138.
See, e. g., Gregoire v. Biddle, 177 F. 2d 579 (CA2 1949), cert. denied, 339 U. S. 949 (1950); Cooper v. O’Connor, 69 App. D. C. 100, 99 F. 2d 135, 140-141 (1938); Anderson v. Rohrer, 3 F. Supp. 367 (SD Fla. 1933); Pearson v. Reed, 6 Cal. App. 2d 277, 44 P. 2d 592 (1935); Anderson v. Manley, 181 Wash. 327, 43 P. 2d 39 (1935). See generally Restatement of Torts § 656 and comment, b (1938); 1 F. Harper & F. James, The Law of Torts § 4.3, pp. 305-306 (1956).
This is illustrated by the history of the disagreement as to the culpability of the prosecutor’s conduct in this case. We express no opinion as to which of the courts was correct. See nn. 8 and 9, supra.
In the law of defamation, a concern for the airing of all evidence has resulted in an absolute privilege for any courtroom statement relevant to the subject matter of the proceeding. In the case of lawyers the privilege extends to their briefs and pleadings as well. See generally 1 T. Cooley, Law of Torts § 153 (4th ed. 1932); 1 F. Harper & F. James, supra, § 5.22. In the leading case of Hoar v. Wood, 44 Mass. 193 (1841), Chief Justice Shaw expressed the policy decision as follows:
“Subject to this restriction [of relevancy], it is, on the whole, for the public interest, and best calculated to subserve the purposes of justice, to allow counsel full freedom of speech, in conducting the causes and advocating and sustaining the rights, of their constituents; and this freedom of discussion ought not to be impaired by numerous and refined distinctions.” Id., at 197-198.
A prosecutor often must decide, especially in cases of wide public interest, whether to proceed to trial where there is a sharp conflict in the evidence. The appropriate course of action in such a case may well be to permit a jury to resolve the conflict. Yet, a prosecutor understandably would be reluctant to go forward with a close case where an acquittal likely would trigger a suit against him for damages. Cf. American Bar Association Project on Stand*427ards for Criminal Justice, Prosecution and Defense Function §3.9 (c) (Approved Draft 1971).
The possibility of personal liability also could dampen the prosecutor’s exercise of his duty to bring to the attention of the court or of proper officials all significant evidence suggestive of innocence or mitigation. At trial this duty is enforced by the requirements of due process, but after a conviction the prosecutor also is bound by the ethics of his office to inform the appropriate authority of after-acquired or other information that casts doubt upon the correctness of the conviction. Cf. ABA Code of Professional Responsibility §EC 7-13 (1969); ABA, Standards, supra, §3.11. Indeed, the record in this case suggests that respondent’s recognition of this duty led to the post-conviction hearing which in turn resulted ultimately in the District Court’s granting of the writ of habeas corpus.
In addressing the consequences of subjecting judges to suits for damages under § 1983, the Court has commented:
“Imposing such a burden on judges would contribute not to principled and fearless decision-making but to intimidation.” Pierson v. Ray, 386 U. S., at 554.
Petitioner contends that his suit should be allowed, even if others would not be, because the District Court’s issuance of the writ of habeas corpus shows that his suit has substance. We decline to carve out such an exception to prosecutorial immunity. Petitioner’s success on habeas, where the question was the alleged misconduct by several state agents, does not necessarily establish the merit of his civil rights action where only the respondent’s alleged wrongdoing is at issue. Certainly nothing determined on habeas would bind respondent, who was not a • party. Moreover, using the habeas proceeding as a “door-opener” for a subsequent civil rights action would create the risk of injecting extraneous concerns into that proceeding. As we noted in the text, consideration of the habeas petition could well be colored by an awareness of potential prosecutorial liability.
“Whoever, under color of any law, statute, ordinance, regulation, or custom, willfully subjects any inhabitant of any State, Territory, or District to the deprivation of any rights, privileges, or immunities secured or protected by the Constitution or laws of the United States, or to different punishments, pains, or penalties, on account of such inhabitant being an alien, or by reason of his color, or race, than are prescribed for the punishment of citizens, shall be fined not more than $1,000 or imprisoned not more than one year, or both; and if death results shall be subject to imprisonment for any term of years or for life.”
California also appears to provide for criminal punishment of a prosecutor who commits some of the acts ascribed to respondent by petitioner. Cal. Penal Code § 127 (1970); cf. In re Branch, 70 Cal. 2d 200, 210-211, 449 P. 2d 174, 181 (1969).
See ABA Code of Professional Responsibility § EC 7-13. See generally ABA, Standards, supra, n. 24, §§ 1.1 (c), (e), and Commentary, pp. 44-45.
Guerro v. Mulhearn, 498 F. 2d, at 1256; Hampton v. City of Chicago, 484 F. 2d, at 608-609; Robichaud v. Ronan, 351 F. 2d 533, 537 (CA9 1965); cf. Madison v. Purdy, 410 F. 2d 99 (CA5 1969); Lewis v. Brautigam, 227 F. 2d 124 (CA5 1955). But cf. Cambist Films, Inc. v. Duggan, 475 F. 2d 887, 889 (CA3 1973).
Both in his complaint in District Court and in his argument to us, petitioner characterizes some of respondent’s actions as “police-related” or investigative. Specifically, he points to a request by respondent of the police during a courtroom recess that they hold off questioning Costello about a pending bad-check charge until after Costello had completed his testimony. Petitioner asserts that this request was an investigative activity because it was a direction to police officers engaged in the investigation of crime. Seen in its proper light, however, respondent’s request of the officers was an effort to control the presentation of his witness’ testimony, a task fairly within his function as an advocate.
We recognize that the duties of the prosecutor in his role as advocate for the State involve actions preliminary to the initiation of a prosecution and actions apart from the courtroom. A prosecuting attorney is required constantly, in the course of his duty as such, to make decisions on a wide variety of sensitive issues. These include questions of whether to present a ease to a grand jury, whether to file an information, whether and when to prosecute, whether to dismiss an indictment against particular defendants, which witnesses to call, and what other evidence to present. Preparation, both for the initiation of the criminal process and for a trial, may require the obtaining, reviewing, and evaluating of evidence. At some point, and with respect to some decisions, the prosecutor no doubt functions as an administrator rather than as an officer of the court. Drawing a proper line between these functions may present difficult questions, but this case does not require us to anticipate them.
Mr. Justice White, concurring in the judgment, would distinguish between willful use by a prosecutor of perjured testimony and willful suppression by a prosecutor of exculpatory information. In the former case, Mr. Justice White agrees that absolute immunity is appropriate. He thinks, however, that only a qualified immunity is appropriate where information relevant to the defense is “unconstitutionally withheld . . . from the court.” Post, at 443.
We do not accept the distinction urged by Mr. Justice White {or several reasons. As a matter of principle, we perceive no less ,n infringement of a defendant’s rights by the knowing use of per-ured testimony than by the deliberate withholding of exculpatory [information. The conduct in either case is reprehensible, warranting criminal prosecution as well as disbarment. See supra, at 429 nn. 29 and 30. Moreover, the distinction is not susceptible of practical application. A claim of using perjured-testimony simply may be re-framed and asserted as a claim of suppression of the evidence upon which the knowledge of perjury rested. That the two types of claims can thus be viewed is clear from our cases discussing the constitutional prohibitions against both practices. Mooney v. Holohan, 294 *432U. S. 103, 110 (1935); Alcorta v. Texas, 355 U. S. 28, 31-32 (1957); Brady v. Maryland, 373 U. S. 83, 86 (1963); Miller v. Pate, 386 U. S. 1, 4—6 (1967); Giglio v. United States, 405 U. S. 150, 151-155 (1972). It is also illustrated by the history of this case: at least one of the charges of prosecutorial • misconduct discussed by the Federal District Court in terms of suppression of evidence had been discussed by the Supreme Court of California in terms of use of perjured testimony. Compare Imbler v. Craven, 298 F. Supp., at 809-811, with In re Imbler, 60 Cal. 2d, at 566-567, 387 P. 2d, at 12-13. Denying absolute immunity from suppression claims could thus eviscerate, in many situations, the absolute immunity from claims of using perjured testimony.
We further think Mr. Justice White’s suggestion, post, at 440 n. 5, that absolute immunity should be accorded only when the prosecutor makes a “full disclosure” of all facts casting doubt upon the State’s testimony, would place upon the prosecutor a duty exceeding the disclosure requirements of Brady and its progeny, see 373 U. S., at 87; Moore v. Illinois, 408 U. S. 786, 795 (1972); cf. Donnelly v. DeChristoforo, 416 U. S. 637, 647-648 (1974). It also would weaken the adversary system at the same time it interfered seriously with the legitimate exercise of prosecutorial discretion.
Mr. Justice White,
with whom Mr. Justice Brennan and Mr. Justice Marshall join, concurring in the judgment.
I concur in the judgment of the Court and in much of its reasoning. I agree with the Court that the gravamen of the complaint in this case is that the prosecutor knowingly used perjured testimony; and that a prosecutor is absolutely immune from suit for money damages under 42 U. S. C. § 1983 for presentation of testimony later determined to have been false, where the presentation of such testimony is 'alleged to have been unjconstitutional solely because the prosecutor did not believe it or should not have believed it to be true. ’ I write, however, because I believe that the Court’s opinion may be read as *433extending to a prosecutor an immunity broader than that to which he was entitled at common law; broader than is necessary to decide this case; and broader than is necessary to protect the judicial process. Most seriously, I disagree with any implication that absolute immunity for prosecutors extends to suits based on claims of unconstitutional suppression of evidence because I believe such a rule would threaten to injure the judicial process and to interfere with Congress’ purpose in enacting 42 U. S. C. § 1983, without any support in statutory language or history.
I
Title 42 U. S. C. § 1983 provides:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution . . . shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
As the language itself makes clear, the central purpose of § 1983 is to “give a remedy to parties deprived of constitutional rights, privileges and immunities by an official’s abuse of his position.” Monroe v. Pape, 365 U. S. 167, 172 (1961) (emphasis added). The United States Constitution among other things, places substantial limitations upon state action, and the cause of action provided in 42 U. S. C. § 1983 is fundamentally one for “[m]isuse of power, possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law.” United States v. Classic, 313 U. S. 299, 326 (1941). It is manifest then that all state *434officials as a class cannot be immune absolutely from damage suits under 42 U. S. C. § 1983 and that to extend absolute immunity to any group of state officials is to negate pro tanto the very remedy which it appears Congress sought to create. Scheuer v. Rhodes, 416 U. S. 232, 243 (1974). Thus, as there is no language in 42 U. S. C. § 1983 extending any immunity to any state officials, the Court has not extended absolute immunity to such officials in the absence of the most convincing showing that the immunity is necessary. Accordingly, we have declined to construe § 1983 to extend absolute immunity from damage suits to a variety of state officials, Wood v. Strickland, 420 U. S. 308 (1976) (school board members) ; Scheuer v. Rhodes, supra (various executive officers, including the State’s chief executive officer); Pierson v. Ray, 386 U. S. 547 (1967) (policemen); and this notwithstanding the fact that, at least with respect to high executive officers, absolute immunity from suit for damages would have applied at common law. Spalding v. Vilas, 161 U. S. 483 (1896); Alzua v. Johnson, 231 U. S. 106 (1913). Instead, we have construed the statute to extend only a qualified immunity to these officials, and they may be held liable for unconstitutional conduct absent “good faith.” Wood v. Strickland, supra, at 315. Any other result would “deny much of the promise of § 1983.” Id., at 322. Nonetheless, there are certain absolute immunities so firmly rooted in the common law and supported by such strong policy reasons that the Court has been unwilling to infer that Congress meant to abolish them in enacting 42 U. S. C. § 1983. Thus, we have held state legislators to be absolutely immune from liability for damages under § 1983 for their legislative acts, Tenney v. Brandhove, 341 U. S. 367 (1951),1 and state *435judges to be absolutely immune from liability for their judicial acts, Pierson v. Ray, supra.2
In justifying absolute immunity for certain officials, both at common law and under 42 U. S. C. § 1983, courts have invariably rested their decisions on the proposition that such immunity is necessary to protect the decision-making process in which the official is engaged. Thus legislative immunity was justified on the ground that such immunity was essential to protect “freedom of speech and action in the legislature” from the dampening effects of threatened lawsuits. Tenney v. Brandhove, supra, at 372. Similarly, absolute immunity for judges was justified on the ground that no matter how high the standard of proof is set, the burden of defending damage suits brought by disappointed litigants would “contribute not to principled and fearless decision-making but to intimidation.” Pierson v. Ray, supra, at 554. In Bradley v. Fisher, 13 Wall. 335, 347 (1872), the Court stated:
“For it is a general principle of the highest importance to the proper administration of justice that a judicial officer, in exercising the authority vested in him, shall be free to act upon his own convictions, without apprehension of personal consequences to himself. Liability to answer to every one who might feel himself aggrieved by the action of the judge, would be inconsistent with the possession of this freedom, and would destroy that inde*436pendence without which no judiciary can be either respectable or useful. . .
See also cases discussed in Yaselli v. Goff, 12 F. 2d 396, 399-401 (CA2 1926), summarily aff’d, 275 U. S. 503 (1927).
The majority articulates other adverse consequences which may result from permitting suits to be maintained against public officials. Such suits may expose the official to an unjust damage award, ante, at 425; such suits will be expensive to defend even if the official prevails and will take the official’s time away from his job, ante, at 425; and the liability of a prosecutor for unconstitutional behavior might induce a federal court in a habeas corpus proceeding to deny a valid constitutional claim in order to protect the prosecutor, ante, at 427. However, these adverse consequences are present with respect to suits against policemen, school teachers, and other executives, and have never before been thought sufficient to immunize an official absolutely no matter how outrageous his conduct. Indeed, these reasons are present with respect to suits against all state officials3 and must necessarily have been rejected by Congress as a basis for absolute immunity under 42 U. S. C. § 1983, for its en*437actment is a clear indication that at least some officials should be accountable in damages for their official acts. Thus, unless the threat of suit is also thought to injure the governmental decisionmaking process, the other unfortunate consequences flowing from damage suits against state officials are sufficient only to extend a qualified immunity to the official in question. Accordingly, the question whether a prosecutor enjoys an absolute immunity from damage suits under § 1983, or only a qualified immunity, depends upon whether the common law and reason support the proposition that extending absolute immunity is necessary to protect the judicial process.
II
The public prosecutor’s absolute immunity from suit at common law is not so firmly entrenched as a judge’s, but it has considerable support. The general rule was, and is, that a prosecutor is absolutely immune from suit for malicious prosecution. 1 F. Harper & F. James, The Law of Torts § 4.3, p. 305 n. 7 (1956) (hereafter Harper & James), and cases there cited; Yaselli v. Goff, supra; Gregoire v. Biddle, 177 F. 2d 579 (CA2 1949); Kauffman v. Moss, 420 F. 2d 1270 (CA3 1970); Bauers v. Heisel, 361 F. 2d 581 (CA3 1965); Tyler v. Witkowski, 511 F. 2d 449 (CA7 1975); Hampton v. City of Chicago, 484 F. 2d 602 (CA7 1973); Barnes v. Dorsey, 480 F. 2d 1057 (CA8 1973); Duba v. McIntyre, 501 F. 2d 590 (CA8 1974); Robichaud v. Ronan, 351 F. 2d 533 (CA9 1965). But see Leong Yau v. Carden, 23 Haw. 362 (1916). The rule, like the rule extending absolute immunity to judges, rests on the proposition that absolute immunity is necessary to protect the judicial process. Absent immunity, “ ‘it would be but human that they [prosecutors] might refrain from presenting to a grand jury or prosecuting a matter which in their judgment called for action; but *438which a jury might possibly determine otherwise.’ ” 1 Harper & James §4.3, pp. 305-306, quoting Yaselli v. Goff, 8 F. 2d 161, 162 (SDNY 1925). Indeed, in deciding whether or not to prosecute, the prosecutor performs a “quasi-judicial” function. 1 Harper & James 305; Yaselli v. Goff, 12 F. 2d, at 404. Judicial immunity had always been extended to grand jurors with respect to their actions in returning an indictment, id., at 403, and “ ‘the public prosecutor, in deciding whether a particular prosecution shall be instituted . . . performs much the same function as a grand jury.’ ” Id., at 404, quoting Smith v. Parman, 101 Kan. 115, 165 P. 633 (1917). The analogy to judicial immunity is a strong one; Moreover, the risk of injury to the judicial process from a rule permitting malicious prosecution suits against prosecutors is real. There is no one to sue the prosecutor for an erroneous decision not to prosecute. If suits for malicious prosecution were permitted,4 the prosecutor’s incentive would always be not to bring charges. Moreover, the “fear of being harassed by a' vexatious suit, for acting according to their consciences” would always be the greater “where powerful” men are involved, 1 W. Hawkins, Pleas of the Crown 349 (6th ed. 1787). Accordingly, I agree with the majority that, with respect to suits based on claims that the prosecutor’s decision to prosecute was malicious and without probable cause — at least where there is no independent allegation that the prosecutor withheld exculpatory information from a grand jury or the court, see Part III, infra — the judicial process is better served by absolute immunity than by any other rule.
*439Public prosecutors were also absolutely immune at common law from suits for defamatory remarks made during and relevant to a judicial proceeding, 1 Harper & James §§5.21, 5.22; Yaselli v. Goff, 12 F. 2d, at 402-403; and this immunity was also based on the policy of protecting the judicial process. Veeder, Absolute Immunity in Defamation: Judicial Proceedings, 9 Col. L. Rev. 463 (1909). The immunity was not special to public prosecutors but extended to lawyers accused of making false and defamatory statements, or of eliciting false and defamatory testimony from witnesses; and it applied to suits against witnesses themselves for delivering false and defamatory testimony. 1 Harper & James § 5.22, pp. 423-424. and cases there cited; King v. Skinner, Lofft 55, 98 Eng. Rep. 529, 530 (K. B. 1772) (per Lord Mansfield); Yaselli v. Goff, 12 F. 2d, at 403. The reasons for this rule are also substantial. It is precisely the function of a judicial procéeding to determine where the truth lies. The ability of courts, under Garefully developed procedures, to separate truth from falsity, and the importance of accurately resolving factual disputes in criminal (and civil) cases are such that those involved in judicial proceedings should be “given every encouragement to make a full disclosure of all pertinent information within their knowledge.” 1 Harper & James § 5.22, p. 424. For a witness, this means he must be permitted to testify without fear of being sued if his testimony is disbelieved. For a lawyer, it means that he must be permitted to call witnesses without fear of being sued if the witness is disbelieved and it is alleged that the lawyer knew or should have known that the witness’ testimony was false. Of course, witnesses. should not be encouraged to testify falsely nor lawyers encouraged to call witnesses who testify falsely. However, if the risk of having to defend a civil damage suit is added to the deterrent against such *440conduct already provided by criminal laws against perjury and subornation of perjury, the risk of self-censorship becomes too great. This is particularly so because it is very difficult if not impossible for attorneys to be absolutely certain of the objective truth or falsity of the testimony which they present. A prosecutor faced with a decision whether or not to call a witness whom he believes, but whose credibility he knows will be in doubt and whose testimony may be disbelieved by the jury, should be given every incentive to submit that witness’ testimony to the crucible of the judicial process so that the factfinder may consider it, after cross-examination, together with the other evidence in the case to determine where the truth lies.
“Absolute privilege has been conceded on obvious grounds of public policy to insure freedom of speech where it is essential that freedom of speech should exist. It is essential to the ends of justice that all persons participating in judicial proceedings (to take a typical class for illustration) should enjoy freedom of speech in the discharge of their public duties or in pursuing their rights, without fear of consequences.” Veeder, supra, 9 Col. L. Rev., at 469.
For the above-stated reasons, I agree with the majority that history and policy support an absolute immunity for prosecutors from suits based solely on claims5 that they knew or should have known that the testimony of a witness called by the prosecution was false; and I would not attribute to Congress an intention to remove such immunity in enacting 42 U. S. C. § 1983.
*441Since the gravamen of the complaint in this case is that the prosecutor knew or should have known that certain testimony of a witness called by him was untrue and since — for reasons set forth below — the other allegations in the complaint fail to state a cause of action on any other theory, I concur in the judgment in this case. However, insofar as the majority’s opinion implies an absolute immunity from suits for constitutional violations other than those based on the prosecutor’s decision to initiate proceedings or his actions in bringing information or argument to the court, I disagree. Most particularly I disagree with any implication that the absolute immunity extends to suits charging unconstitutional suppression of evidence. Brady v. Maryland, 373 U. S. 83 (1963).
III
There was no absolute immunity at common law for prosecutors other than absolute immunity from suits for malicious prosecution and defamation. There were simply no other causes of action at common law brought against prosecutors for conduct committed in their official capacity.6 There is, for example, no reported case of a suit at common law against a prosecutor for suppression or nondisclosure of exculpatory evidence. Thus, even if this Court had accepted the proposition, which *442it has not, Scheuer v. Rhodes, 416 U. S. 232 (1974), that Congress incorporated in 42 U. S. C. § 1983 all immunities existing at common law, it would not follow that prosecutors are absolutely immune from suit for all unconstitutional acts committed in the course of doing their jobs. Secondly, it is by no means true that such blanket absolute immunity is necessary or even helpful in protecting the judicial process. It should hardly need stating that, ordinarily, liability in damages for unconstitutional or otherwise illegal conduct has the very desirable effect of deterring such conduct. Indeed, this was precisely the proposition upon which § 1983 was enacted. Absent special circumstances, such as those discussed in Part II, supra, with respect to actions attacking the decision to prosecute or the bringing of evidence or argument to the court, one would expect that the judicial process would be protected — and indeed its integrity enhanced — by denial of immunity to prosecutors who engage in unconstitutional conduct.
The absolute immunity extended to prosecutors in defamation cases is designed to encourage them to bring information to the court which will resolve the criminal case. That is its single justification. Lest they withhold valuable but questionable evidence or refrain from making valuable but questionable arguments, prosecutors are protected from liability for submitting before the court information later determined to have been false to their knowledge.7 It would stand this immunity rule on its head, however, to apply it to a suit based on a claim that *443the prosecutor unconstitutionally withheld information from the court. Immunity from a suit based upon a claim that the prosecutor suppressed or withheld evidence would discourage precisely the disclosure of evidence sought to be encouraged by the rule granting prosecutors immunity from defamation suits. Denial of immunity for unconstitutional withholding of evidence would encourage such disclosure. A prosecutor seeking to protect himself from liability for failure to disclose evidence may be induced to disclose more than is required. But, this will hardly injure the judicial process.8 Indeed, it will help it. Accordingly, lower courts have held that unconstitutional suppression of exculpatory evidence is beyond the scope of “duties constituting an integral part of the judicial process” and have refused to extend absolute immunity to suits based on such claims. Hilliard v. Williams, 465 F. 2d 1212, 1218 (CA6), cert. denied, 409 U. S. 1029 (1972); Haaf v. Grams, 355 F. Supp. 542, 545 (Minn. 1973); Peterson v. Stanczak, 48 F. R. D. 426 (ND Ill. 1969). Contra, Barnes v. Dorsey, 480 F. 2d 1057 (CA8 1973).
Equally important, unlike constitutional violations committed in the courtroom — improper summations, introduction of hearsay evidence in violation of the Confrontation Clause, knowing presentation of false testimony — which truly are an “integral part of the judicial process,” ante, at 416, the judicial process has no way to prevent or correct the constitutional violation of suppressing evidence. The judicial process will by definition be ignorant of the violation when it occurs; and it is *444reasonable to suspect that most such violations never surface. It is all the more important, then, to deter such violations by permitting damage actions under 42 U. S. C. § 1983 to be maintained in instances where violations do surface.
The stakes are high. In Hilliard v. Williams, supra, a woman was convicted of second-degree murder upon entirely circumstantial evidence. The most incriminating item of evidence was the fact that the jacket worn by the defendant at the time of arrest — and some curtains — appeared to have bloodstains on them. The defendant denied that the stains were bloodstains but was convicted and subsequently spent a year in jail. Fortunately, in that case, the defendant later found out that an FBI report — of which the prosecutor had knowledge at the time of the trial and the existence of which he instructed a state investigator not to mention during his testimony — concluded, after testing, that the stains were not bloodstains. On retrial, the defendant was acquitted. She sued the prosecutor and the state investigator under 42 U. S. C. § 1983 claiming that the FBI report was unconstitutionally withheld under Brady v. Maryland, 373 U. S. 83 (1963), and obtained a damage award against both after trial. The prosecutor’s petition for certiorari is now pending before this Court. Hilliard v. Williams, 616 F. 2d 1344 (CA6 1975), cert. pending, No. 75-272. The state investigator’s petition, in which he claimed that he had only followed the prosecutor’s orders, has been denied. Clark v. Hilliard, 423 U. S. 1066 (1976). It is apparent that the injury to a defendant which can be caused by an unconstitutional suppression of exculpatory evidence is substantial, particularly if the evidence is never uncovered. It is virtually impossible to identify any injury to the judicial process resulting from a rule permitting suits for such unconstitutional *445conduct, and it is very easy to identify an injury to the process resulting from a rule which does not permit such suits. Where the reason for the rule extending absolute immunity to prosecutors disappears, it would truly be “monstrous to deny recovery.” Gregoire v. Biddle, 177 F. 2d, at 581.
IV
The complaint in this case, while fundamentally based on the claim that the prosecutor knew or should have known that his witness had testified falsely in certain respects, does contain some allegations that exculpatory evidence and evidence relating to the witness’ credibility had been suppressed. Insofar as the complaint is based oil allegations of suppression or failure to disclose, the prosecutor should not, for the reasons set forth above, be absolutely immune. However, as the majority notes, the suppression of fingerprint evidence and the alleged suppression of information relating to certain pretrial lineups is not alleged to have been known in fact to the prosecutor — it is simply claimed that the suppression is legally chargeable to him. While this may be so as a matter of federal habeas corpus law, it is untrue in a civil damage action. The result of a lie-detector test claimed to have been suppressed was allegedly known to respondent, but it would have been inadmissible at Imbler’s trial and is thus not constitutionally required to be disclosed. The alteration of the police artist’s composite sketch after Imbler was designated as the defendant is not alleged to have been suppressed— and in fact appears not to have been suppressed. The opinion of the California Supreme Court on direct review of Imbler’s conviction states that “the picture was modified later, following suggestions of Costello and other witnesses,” and that court presumably had before it only the trial record. The other items allegedly sup*446pressed all relate to background information about only one of the three eyewitnesses to testify for the State, and were in large part coneededly known to the defense and thus may not be accurately described as suppressed. The single alleged fact not coneededly known to the defense which might have been helpful to the defense was that the State’s witness had written some bad checks for small amounts and that a criminal charge based on one check was outstanding against him. However, the witness had an extensive criminal record which was known to but not fully used by the defense. Thus, even taken as true, the failure to disclose the check charges is patently insufficient to support a . claim of unconstitutional suppression of evidence.9 The Court *447has in the past, having due regard for the fact that the obligation of the government to disclose exculpatory evidence is an exception to the normal operation of an adversary system of justice, imposed on state prosecutors a constitutional obligation to turn over such evidence only when the evidence is of far greater significance than that involved here. See Moore v. Illinois, 408 U. S. 786 (1972). Thus, the only constitutional violation adequately alleged against the prosecutor is that he knew in his mind that testimony presented by him was false; and from a suit based on such a violation, without more, the prosecutor is absolutely immune. For this reason, I concur in the judgment reached by the majority in this case.
The Court emphasized that the immunity had a lengthy history at common law, and was written into the United States Constitution *435in the “Speech or Debate Clause” and into many state constitutions as well. 341 U. S., at 372-373.
The Court concluded that “[f]ew doctrines were more solidly established at common law than the immunity of judges from liability for damages for acts committed within their judicial jurisdiction, as this Court recognized when it adopted the doctrine in Bradley v. Fisher, 13 Wall. 335 (1872).” 386 U. S., at 553-554.
Even the risk that decisions in habeas corpus proceedings will be skewed is applicable in the case of policemen; and if it supplies a sufficient reason to extend absolute immunity to prosecutors,- it should have been a sufficient reason to extend such immunity to policemen. Indeed, it is fair to sa.y that far more habeas corpus petitions turn on the constitutionality of action taken by policemen than turn on the constitutionality of action taken by prosecutors. We simply rely on the ability of federal judges correctly to apply the law to the facts with the knowledge that the overturning of a conviction on constitutional grounds hardly dooms the official in question to payment of a damage award in light of the qualified immunity which he possesses, and the inapplicability of the res judicata doctrine, ante, at 428 n. 27.
1 agree with the majority that it is not sufficient merely to set the standard of proof in a malicious prosecution case very high. If this were done, it might be possible to eliminate the danger of an unjust damage award against a prosecutor. However, the risk of having to defend a suit — even if certain of ultimate vindication— would remain a substantial deterrent to fearless prosecution.
For the reasons set forth in Part III, infra, absolute immunity would not apply to independent claims that the prosecutor has withheld facts tending to demonstrate the falsity of his witness’ testimony where the alleged facts are sufficiently important to justify a finding of unconstitutional conduct on the part of the prosecutor.
Immunity of public officials for false arrest was, unlike immunity of public officials for malicious prosecution, not absolute, 1 Harper & James §§ 3.17 and 3.18; and when prosecutors were sued for that tort, they were not held absolutely immune. Schneider v. Shepherd, 192 Mich. 82, 158 N. W. 182 (1916). A similar result has obtained in the lower courts in suits under 42 U. S. C. § 1983 against prosecutors for initiating unconstitutional arrests. Robichaud v. Ronan, 351 F. 2d 533 (CA9 1965); Hampton v. Chicago, 484 F. 2d 602 (CA7 1973); Wilhelm v. Turner, 431 F. 2d 177, 180-183 (CA8 1970) (dictum); Balistrieri v. Warren, 314 F. Supp. 824 (WD Wis. 1970). See also Ames v. Vavreck, 356 F. Supp. 931 (Minn. 1973).
The reasons for making a prosecutor absolutely immune from suits for defamation would apply with equal force to other suits based solely upon the prosecutor’s conduct in the courtroom designed either to bring facts or arguments to the attention of the court. Thus, a prosecutor would be immune from a suit based on a claim that his summation was unconstitutional or that he deliberately elicited hearsay evidence in violation of the Confrontation Clause.
There may be circumstances in which ongoing investigations or even the life of an informant might be jeopardized by public disclosure of information thought possibly to be exculpatory. However, these situations may adequately be dealt with by in camera disclosure to the trial judge. These considerations do not militate against disclosure, but merely affect the manner of disclosure.
The majority points out that the knowing use of perjured testimony is as reprehensible as the deliberate suppression of exculpatory evidence. This is beside the point. The reason for permitting suits against prosecutors for suppressing evidence is not that suppression is especially reprehensible but that the only effect on the process of permitting such suits will be a beneficial one — more information will be disclosed to the court; whereas one of the effects of permitting suits for knowing use of perjured testimony will be detrimental to the process — prosecutors may withhold questionable but valuable testimony from the court.
The majority argues that any “claim of using perjured testimony simply may be reframed and asserted as a claim of suppression.” Our treatment of the allegations in this case conclusively refutes .the argument. It is relatively easy to allege that a government witness testified falsely and that the prosecutor did not believe the witness; and, if the prosecutor’s subjective belief is a sufficient basis for liability, the case would almost certainly have to go to trial. If such suits were'permitted, this case would have to go to trial. It is another matter entirely to allege specific objective facts known to the prosecutor of sufficient importance to justify a conclusion that he violated a constitutional duty to disclose. It is no coincidence that petitioner failed to make any such allegations in this case. More to the point — and quite apart from the relative difficulty of pleading a violation of Brady v. Maryland, 373 U. S. 83 *447(1963) — a rule permitting suits based on withholding of specific facts unlike suits based on the prosecutor’s disbelief of a witness’ testimony will have no detrimental effect on the process. Risk of being sued for suppression will impel the prosecutor to err if at all on the side of overdisclosure. Risk of being sued for disbelieving a witness will impel the prosecutor to err on the side of withholding questionable evidence. The majority does not appear to respond to this point. Any suggestion that the distinction between suits based' on suppression of facts helpful to the defense and suits based on other kinds of constitutional violations cannot be understood by district judges who would have to apply the rule is mystifying. The distinction is a simple one.
Finally, the majority states that the rule suggested in this concurring opinion “would place upon the prosecutor a duty exceeding the disclosure requirements of Brady and its progeny.” The rule suggested in this opinion does no such thing. The constitutional obligation of the prosecutor remains utterly unchanged. We would simply not grant him absolute immunity from suits for committing violations of pre-existing constitutional disclosure requirements, if he committed those violations in bad faith.
8.4.3 Van de Kamp v. Goldstein 8.4.3 Van de Kamp v. Goldstein
VAN de KAMP et al. v. GOLDSTEIN
No. 07-854.
Argued November 5, 2008
Decided January 26, 2009
Timothy T. Coates argued the cause for petitioners. With him on the briefs was Steven J. Renick.
Deputy Solicitor General Dreeben argued the cause for the United States as amicus curiae urging reversal. With him on the brief were former Solicitor General Garre, Assistant Attorney General Katsas, Lisa S. Blatt, Barbara L. Herwig, and Mark W. Pennak.
E. Joshua Rosenkranz argued the cause for respondent. With him on the brief were Timothy S. Mehok, William H. Forman, Ronald O. Kaye, David S. McLane, Marilyn E. Bednarski, and David A. Thomas. *
Briefs of amici curiae urging reversal were filed for the State of Kansas et al. by Stephen N. Six, Attorney General of Kansas, Stephen R. McAllister, Solicitor General, and Jared S. Maag, Deputy Solicitor General, by Kevin T. Kane, Chief State’s Attorney of Connecticut, by Peter *338 J. Nickles, Acting Attorney General of the District of Columbia, and by the Attorneys General for their respective States as follows: Troy King of Alabama, Talis J. Colberg of Alaska, Terry Goddard of Arizona, Dustin McDaniel of Arkansas, Edmund G. Brown, Jr., of California, John W. Suthers of Colorado, Joseph R. Biden III of Delaware, Bill McCollum of Florida, Thurbert E. Baker of Georgia, Mark J. Bennett of Hawaii, Lawrence G. Wasden of Idaho, Lisa Madigan of Illinois, Steve Carter of Indiana, Tom Miller of Iowa, Jack Conway of Kentucky, James D. Caldwell of Louisiana, G. Steven Rowe of Maine, Douglas F. Gansler of Maryland, Martha Coakley of Massachusetts, Michael A. Cox of Michigan, Lori Swanson of Minnesota, Jim Hood of Mississippi, Jeremiah W. (Jay) Nixon of Missouri, Mike McGrath of Montana, Jon Bruning of Nebraska, Catherine Cortez Masto of Nevada, Kelly A. Ayotte of New Hampshire, Gary K. King of New Mexico, Andrew Cuomo of New York, Roy Cooper of North Carolina, Wayne Stenehjem of North Dakota, Nancy H. Rogers of Ohio, W. A. Drew Edmondson of Oklahoma, Hardy Myers of Oregon, Thomas W. Corbett, Jr., of Pennsylvania, Patrick C. Lynch of Rhode Island, Henry McMaster of South Carolina, Lawrence E. Long of South Dakota, Robert E. Cooper, Jr., of Tennessee, Greg Abbott of Texas, Mark L. Shurtleff of Utah, William H. Sorrell of Vermont, Robert F. McDonnell of Virginia, Robert M. McKenna of Washington, Darrell V. McGraw, Jr., of West Virginia, J. B. Van Hollen of Wisconsin, and Bruce A. Salzburg of Wyoming; for Cook County, Illinois, by Richard A. Devine, Patrick T. Driscoll, Jr., and Paul A. Castiglione; for Los Angeles County, California, by Steve Cooley, Lael R. Rubin, Brentford Ferreira, and Roberta Schwartz; for the City of New York by Michael A. Cardozo, Leonard J. Koerner, and Elizabeth Susan Natrella; for the National Association of Counties et al. by Richard Ruda; and for the National District Attorneys Association et al. by W. Scott Thorpe.
Briefs of amici curiae urging affirmance were filed for the American Civil Liberties Union et al. by M. Allen Hopper, Steven R. Shapiro, and Jeffrey L. Fisher; for the Constitutional Accountability Center by Elizabeth B. Wydra, Sean H. Donahue, and David T. Goldberg; and for the Innocence Network et al. by Peter D. Isakoff, Peter J. Neufeld, and Barry Scheck.
Briefs of amici curiae were filed for Law Professors by John R. Cuti and Margaret Z. Johns; and for the New York State District Attorneys Association by Anthony J. Servino, James A Murphy III, Anthony J. Gírese, and Mark Dwyer.
*338 Justice Breyer
delivered the opinion of the Court.
We here consider the scope of a prosecutor’s absolute immunity from claims asserted under Rev. Stat. §1979, 42 *339 U. S. C. § 1983. See Imbler v. Pachtman, 424 U. S. 409 (1976). We ask whether that immunity extends to claims that the prosecution failed to disclose impeachment material, see Giglio v. United States, 405 U. S. 150 (1972), due to: (1) a failure properly to train prosecutors, (2) a failure properly to supervise prosecutors, or (3) a failure to establish an information system containing potential impeachment material about informants. We conclude that a prosecutor’s absolute immunity extends to all these claims.
I
In 1998, respondent Thomas Goldstein (then a prisoner) filed a habeas corpus action in the Federal District Court for the Central District of California. He claimed that in 1980 he was convicted of murder; that his conviction depended in critical part upon the testimony of Edward Floyd Fink, a jailhouse informant; that Fink’s testimony was unreliable, indeed false; that Fink had previously received reduced sentences for providing prosecutors with favorable testimony in other cases; that at least some prosecutors in the Los Angeles County District Attorney’s Office knew about the favorable treatment; that the office had not provided Gold-stein’s attorney with that information; and that, among other things, the prosecution’s failure to provide Goldstein’s attorney with this potential impeachment information had led to his erroneous conviction. Goldstein v. Long Beach, 481 F. 3d 1170, 1171-1172 (CA9 2007).
After an evidentiary hearing the District Court agreed with Goldstein that Fink had not been truthful and that if the prosecution had told Goldstein’s lawyer that Fink had received prior rewards in return for favorable testimony it might have made a difference. The court ordered the State either to grant Goldstein a new trial or to release him. The Court of Appeals affirmed the District Court’s determination. And the State decided that, rather than retry Gold-stein (who had already served 24 years of his sentence), it would release him. App. 54-55, 59-60.
*340 Upon his release Goldstein filed this § 1983 action against petitioners, the former Los Angeles County district attorney and chief deputy district attorney. Goldstein’s complaint (which for present purposes we take as accurate) asserts in relevant part that the prosecution’s failure to communicate to his attorney the facts about Fink’s earlier testimony-related rewards violated the prosecution’s constitutional duty to “insure communication of all relevant information on each case [including agreements made with informants] to every lawyer who deals with it.” Giglio, supra, at 154. Moreover, it alleges that this failure resulted from the failure of petitioners (the office’s chief supervisory attorneys) adequately to train and to supervise the prosecutors who worked for them as well as their failure to establish an information system about informants. And it asks for damages based upon these training, supervision, and information-system related failings.
Petitioners, claiming absolute immunity from such a § 1983 action, asked the District Court to dismiss the complaint. See Imbler, supra. The District Court denied the motion to dismiss on the ground that the conduct asserted amounted to “administrative,” not “prosecutorial,” conduct; hence it fell outside the scope of the prosecutor’s absolute immunity to §1983 claims. The Ninth Circuit, considering petitioners’ claim on an interlocutory appeal, affirmed the District Court’s “no immunity” determination. We now review the Ninth Circuit’s decision, and we reverse its determination.
II
Over a half century ago Chief Judge Learned Hand explained that a prosecutor’s absolute immunity reflects “a balance” of “evils.” Gregoire v. Biddle, 177 F. 2d 579, 581 (CA2 1949). “[I]t has been thought in the end better,” he said, “to leave unredressed the wrongs done by dishonest officers than to subject those who try to do their duty to the constant dread of retaliation.” Ibid. In Imbler, supra, this *341 Court considered prosecutorial actions that are “intimately associated with the judicial phase of the criminal process.” Id., at 430. And, referring to Chief Judge Hand’s views, it held that prosecutors are absolutely immune from liability in §1983 lawsuits brought under such circumstances. Id., at 428.
The § 1983 action at issue was that of a prisoner freed on a writ of habeas corpus who subsequently sought damages from his former prosecutor. His action, like the action now before us, tracked the claims that a federal court had found valid when granting his habeas corpus petition. In particular, the prisoner claimed that the trial prosecutor had permitted a fingerprint expert to give false testimony, that the prosecutor was responsible for the expert’s having suppressed important evidence, and that the prosecutor had introduced a misleading artist’s sketch into evidence. Id., at 416.
In concluding that the prosecutor was absolutely immune, the Court pointed out that legislators have long “enjoyed absolute immunity for their official actions,” id., at 417; that the common law granted immunity to “judges and ... jurors acting within the scope of their duties,” id., at 423; and that the law had also granted prosecutors absolute immunity from common-law tort actions, say, those underlying a “decision to initiate a prosecution,” id., at 421. The Court then held that the “same considerations of public policy that underlie” a prosecutor’s common-law immunity “countenance absolute immunity under § 1983.” Id., at 424. Those considerations, the Court said, arise out of the general common-law “concern that harassment by unfounded litigation” could both “cause a deflection of the prosecutor’s energies from his public duties” and also lead the prosecutor to “shade his decisions instead of exercising the independence of judgment required by his public trust.” Id., at 423.
Where § 1983 actions are at issue, the Court said, both sets of concerns are present and serious. The “public trust of *342 the prosecutor’s office would suffer” were the prosecutor to have in mind his “own potential” damages “liability” when making prosecutorial decisions — as he might well were he subject to § 1983 liability. Id., at 424. This is no small concern, given the frequency with which criminal defendants bring such suits, id., at 425 (“[A] defendant often will transform his resentment at being prosecuted into the ascription of improper and malicious actions to the State’s advocate”), and the “substantial danger of liability even to the honest prosecutor” that such suits pose when they survive pretrial dismissal, ibid.; see also ibid, (complex, close, fair-trial questions “often would require a virtual retrial of the criminal offense in a new forum, and the resolution of some technical issues by the lay jury”). A “prosecutor,” the Court noted, “inevitably makes many decisions that could engender color-able claims of constitutional deprivation. Defending these decisions, often years after they were made, could impose unique and intolerable burdens upon a prosecutor responsible annually for hundreds of indictments and trials.” Id., at 425-426. The Court thus rejected the idea of applying the less-than-absolute “qualified immunity” that the law accords to other “executive or administrative officials,” noting that the “honest prosecutor would face greater difficulty” than would those officials “in meeting the standards of qualified immunity.” Id., at 425. Accordingly, the immunity that the law grants prosecutors is “absolute.” Id., at 424.
The Court made clear that absolute immunity may not apply when a prosecutor is not acting as “an officer of the court,” but is instead engaged in other tasks, say, investigative or administrative tasks. Id., at 431, n. 33. To decide whether absolute immunity attaches to a particular kind of prosecutorial activity, one must take account of the “functional” considerations discussed above. See Burns v. Reed, 500 U. S. 478,486 (1991) (collecting cases applying “functional approach” to immunity); Kalina v. Fletcher, 522 U. S. 118, 127, 130 (1997). In Imbler, the Court concluded that the *343 “reasons for absolute immunity applied] with full force” to the conduct at issue because it was “intimately associated with the judicial phase of the criminal process.” 424 U. S., at 430. The fact that one constitutional duty at issue was a positive duty (the duty to supply “information relevant to the defense”) rather than a negative duty (the duty not to “use . . . perjured testimony”) made no difference. Id., at 431, n. 34. After all, a plaintiff can often transform a positive into a negative duty simply by reframing the pleadings; in either case, a constitutional violation is at issue. Ibid.
Finally, the Court specifically reserved the question whether or when “similar reasons require immunity for those aspects of the prosecutor’s responsibility that cast him in the role of an administrator . . . rather than that of advocate.” Id., at 430-431. It said that “[djrawing a proper line between these functions may present difficult questions, but this case does not require us to anticipate them.” Id., at 431, n. 33.
In the years since Imbler, we have held that absolute immunity applies when a prosecutor prepares to initiate a judicial proceeding, Burns, supra, at 492, or appears in court to present evidence in support of a search warrant application, Kalina, supra, at 126. We have held that absolute immunity does not apply when a prosecutor gives advice to police during a criminal investigation, see Burns, supra, at 496, when the prosecutor makes statements to the press, Buckley v. Fitzsimmons, 509 U. S. 259, 277 (1993), or when a prosecutor acts as a complaining witness in support of a warrant application, Kalina, supra, at 132 (Scalia, J., concurring). This case, unlike these earlier cases, requires us to consider how immunity applies where a prosecutor is engaged in certain administrative activities.
Ill
Goldstein claims that the district attorney and his chief assistant violated their constitutional obligation to provide *344 his attorney with impeachment-related information, see Giglio, 405 U. S. 150, because, as the Court of Appeals wrote, they failed “to adequately train and supervise deputy district attorneys on that subject,” 481 F. 3d, at 1176, and because, as Goldstein’s complaint adds, they “failed to create any system for the Deputy District Attorneys handling criminal cases to access information pertaining to the benefits provided to jailhouse informants and other impeachment information,” App. 45. We agree with Goldstein that, in making these claims, he attacks the office’s administrative procedures. We are also willing to assume with Goldstein, but purely for argument’s sake, that Giglio imposes certain obligations as to training, supervision, or information-system management.
Even so, we conclude that prosecutors involved in such supervision or training or information-system management enjoy absolute immunity from the kind of legal claims at issue here. Those claims focus upon a certain kind of administrative obligation — a kind that itself is directly connected with the conduct of a trial. Here, unlike with other claims related to administrative decisions, an individual prosecutor’s error in the plaintiff’s specific criminal trial constitutes an essential element of the plaintiff’s claim. The administrative obligations at issue here are thus unlike administrative duties concerning, for example, workplace hiring, payroll administration, the maintenance of physical facilities, and the like. Moreover, the types of activities on which Goldstein’s claims focus necessarily require legal knowledge and the exercise of related discretion, e.g., in determining what information should be included in the training or the supervision or the information-system management. And in that sense also Goldstein’s claims are unlike claims of, say, unlawful discrimination in hiring employees. Given these features of the case before us, we believe absolute immunity must follow.
*345 A
We reach this conclusion by initially considering a hypothetical case that involves supervisory or other office prosecutors but does not involve administration. Suppose that Goldstein had brought such a case, seeking damages not only from the trial prosecutor but also from a supervisory prosecutor or from the trial prosecutor’s colleagues — all on the ground that they should have found and turned over the impeachment material about Fink. Imbler makes clear that all these prosecutors would enjoy absolute immunity from such a suit. The prosecutors’ behavior, taken individually or separately, would involve “[preparation ... for ... trial,” 424 U. S., at 431, n. 33, and would be “intimately associated with the judicial phase of the criminal process” because it concerned the evidence presented at trial, id., at 430. And all of the considerations that this Court found to militate in favor of absolute immunity in Imbler would militate in favor of immunity in such a case.
The only difference we can find between Imbler and our hypothetical case lies in the fact that, in our hypothetical case, a prosecutorial supervisor or colleague might himself be liable for damages instead of the trial prosecutor. But we cannot find that difference (in the pattern of liability among prosecutors within a single office) to be critical. Decisions about indictment or trial prosecution will often involve more than one prosecutor within an office. We do not see how such differences in the pattern of liability among a group of prosecutors in a single office could alleviate Imbler]s basic fear, namely, that the threat of damages liability would affect the way in which prosecutors carried out their basic court-related tasks. Moreover, this Court has pointed out that “it is the interest in protecting the proper functioning of the office, rather than the interest in protecting its occupant, that is of primary importance.” Kalina, 522 U. S., at 125. Thus, we must assume that the prosecutors in our hypothetical suit would enjoy absolute immunity.
*346 B
Once we determine that supervisory prosecutors are immune in a suit directly attacking their actions related to an individual trial, we must find they are similarly immune in the case before us. We agree with the Court of Appeals that the office’s general methods of supervision and training are at issue here, but we do not agree that that difference is critical for present purposes. That difference does not preclude an intimate connection between prosecutorial activity and the trial process. The management tasks at issue, insofar as they are relevant, concern how and when to make impeachment information available at a trial. They are thereby directly connected with the prosecutor’s basic trial advocacy duties. And, in terms of Imbler’s, functional concerns, a suit charging that a supervisor made a mistake directly related to a particular trial, on the one hand, and a suit charging that a supervisor trained and supervised inadequately, on the other, would seem very much alike.
That is true, in part, for the practical reason that it will often prove difficult to draw a line between general office supervision or office training (say, related to Giglio) and specific supervision or training related to a particular case. To permit claims based upon the former is almost inevitably to permit the bringing of claims that include the latter. It is also true because one cannot easily distinguish, for immunity purposes, between claims based upon training or supervisory failures related to Giglio and similar claims related to other constitutional matters (obligations under Brady v. Maryland, 373 U. S. 83 (1963), for example). And that being so, every consideration that Irnbler mentions militates in favor of immunity.
As we have said, the type of “faulty training” claim at issue here rests in necessary part upon a consequent error by an individual prosecutor in the midst of trial, namely, the plaintiff’s trial. If, as Irnbler says, the threat of damages liability for such an error could lead a trial prosecutor to take *347 account of that risk when making trial-related decisions, so, too, could the threat of more widespread liability throughout the office (ultimately traceable to that trial error) lead both that prosecutor and other office prosecutors as well to take account of such a risk. Indeed, members of a large prosecutorial office, when making prosecutorial decisions, could have in mind the “consequences in terms of” damages liability whether they are making general decisions about supervising or training or whether they are making individual trial-related decisions. Imbler, 424 U. S., at 424.
Moreover, because better training or supervision might prevent most, if not all, prosecutorial errors at trial, permission to bring such a suit here would grant permission to criminal defendants to bring claims in other similar instances, in effect claiming damages for (trial-related) training or supervisory failings. Cf. Imbler, supra. Further, given the complexity of the constitutional issues, inadequate training and supervision suits could, as in Imbler, “pose substantial danger of liability even to the honest prosecutor.” Id., at 425. Finally, as Imbler pointed out, defending prosecutorial decisions, often years after they were made, could impose “unique and intolerable burdens upon a prosecutor responsible annually for hundreds of indictments and trials.” Id., at 425-426.
At the same time, to permit this suit to go forward would create practical anomalies. A trial prosecutor would remain immune, even for intentionally failing to turn over, say Giglio material; but her supervisor might be liable for negligent training or supervision. Small prosecution offices where supervisors can personally participate in all of the cases would likewise remain immune from prosecution; but large offices, making use of more general officewide supervision and training, would not. Most important, the ease with which a plaintiff could restyle a complaint charging a trial failure so that it becomes a complaint charging a failure of training or supervision would eviscerate Imbler.
*348 We conclude that the very reasons that led this Court in Imbler to find absolute immunity require a similar finding in this case. We recognize, as Chief Judge Hand pointed out, that sometimes such immunity deprives a plaintiff of compensation that he undoubtedly merits; but the impediments to the fair, efficient functioning of a prosecutorial office that liability could create lead us to find that Imbler must apply here.
C
We treat separately Goldstein’s claim that the Los Angeles County District Attorney’s Office should have established a system that would have permitted prosecutors “handling criminal cases to access information pertaining to the benefits provided to jailhouse informants and other impeachment information.” App. 45. We do so because Goldstein argues that the creation of an information management system is a more purely administrative task, less closely related to the “judicial phase of the criminal process,” Imbler, supra, at 430, than are supervisory or training tasks. He adds that technically qualified individuals other than prosecutors could create such a system and that they could do so prior to the initiation of criminal proceedings.
In our view, however, these differences do not require a different outcome. The critical element of any information system is the information it contains. Deciding what to include and what not to include in an information system is little different from making similar decisions in respect to training. Again, determining the criteria for inclusion or exclusion requires knowledge of the law.
Moreover, the absence of an information system is relevant here if, and only if, a proper system would have included information about the informant Fink. Thus, were this claim allowed, a court would have to review the office’s legal judgments, not simply about whether to have an information system but also about what kind of system is appropriate, and whether an appropriate system would have included *349 Giglio-related information about one particular kind of trial informant. Such decisions — whether made prior to or during a particular trial — are “intimately associated with the judicial phase of the criminal process.” Imbler, supra, at 430; see Burns, 500 U. S., at 486. And, for the reasons set out above, all Imbler’s functional considerations (and the anomalies we mentioned earlier, supra, at 346-347) apply here as well.
We recognize that sometimes it would be easy for a court to determine that an office’s decision about an information system was inadequate. Suppose, for example, the office had no system at all. But the same could be said of a prosecutor’s trial error. Immunity does not exist to help prosecutors in the easy case; it exists because the easy cases bring difficult cases in their wake. And, as Imbler pointed out, the likely presence of too many difficult cases threatens, not prosecutors, but the public, for the reason that it threatens to undermine the necessary independence and integrity of the prosecutorial decisionmaking process. Such is true of the kinds of claims before us, to all of which Imbler’s functional considerations apply. Consequently, where a §1983 plaintiff claims that a prosecutor’s management of a trial-related information system is responsible for a constitutional error at his or her particular trial, the prosecutor responsible for the system enjoys absolute immunity just as would the prosecutor who handled the particular trial itself.
* * *
For these reasons we conclude that petitioners are entitled to absolute immunity in respect to Goldstein’s claims that their supervision, training, or information-system management was constitutionally inadequate. Accordingly, the judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
8.4.4 Bogan v. Scott-Harris 8.4.4 Bogan v. Scott-Harris
BOGAN et al. v. SCOTT-HARRIS
No. 96-1569.
Argued December 3, 1997
Decided March 3, 1998
Charles Rothfeld argued the cause for petitioners. On the briefs were Thomas E. Shirley, Bruce A. Assad, and Robert J. Marchand.
Harvey A. Schwartz argued the cause for respondent. With him on the brief were Siobhan M. Sweeney and Eric Schnapper *
Briefs of amici curiae urging reversal were filed for the City of Fall River, Massachusetts, by Thomas F. McGuire, Jr., and Mary E. O’Neil; for the Massachusetts Municipal Association et al. by George J. Leontire; and for the National League of Cities et al. by Richard Ruda and Charles Rothfeld.
Justice Thomas
delivered the opinion of the Court.
It is well established that federal, state, and regional legislators are entitled to absolute immunity from civil liability for their legislative activities. In this case, petitioners argue that they, as local officials performing legislative functions, are entitled to the same protection. They further argue that their acts of introducing, voting for, and signing an ordinance eliminating the government office held by respondent constituted legislative activities. We agree on both counts and therefore reverse the judgment below.
I — !
Respondent Janet Seott-Harris was administrator of the Department of Health and Human Services (DHHS) for the city of Fall River, Massachusetts, from 1987 to 1991. In 1990, respondent received a complaint that Dorothy Bilt-cliffe, an employee serving temporarily under her supervision, had made repeated racial and ethnic slurs about her colleagues. After respondent prepared termination charges against Biltcliffe, Biltcliffe used her political connections to press her case with several state and local officials, including *47 petitioner Marilyn Roderick, the vice president of the Fall River City Council. The city council held a hearing on the charges against Biltcliffe and ultimately accepted a settlement proposal under which Biltcliffe would be suspended without pay for 60 days. Petitioner Daniel Bogan, the mayor of Fall River, thereafter substantially reduced the punishment.
While the charges against Biltcliffe were pending, Mayor Bogan prepared his budget proposal for the 1992 fiscal year. Anticipating a 5 to 10 percent reduction in state aid, Bogan proposed freezing the salaries of all municipal employees and eliminating 135 city positions. As part of this package, Bogan called for the elimination of DHHS, of which respondent was the sole employee. The city council ordinance committee, which was chaired by Roderick, approved an ordinance eliminating DHHS. The city council thereafter adopted the ordinance by a vote of 6 to 2, with petitioner Roderick among those voting in favor. Bogan signed the ordinance into law.
Respondent then filed suit under Rev. Stat. §1979, 42 U. S. C. § 1983, against the city, Bogan, Roderick, and several other city officials. She alleged that the elimination of her position was motivated by racial animus and a desire to retaliate against her for exercising her First Amendment rights in filing the complaint against Biltcliffe. The District Court denied Bogan’s and Roderick’s motions to dismiss on the ground of legislative immunity, and the case proceeded to trial. Scott-Harris v. City of Fall River, et al., Civ. 91-12057-PBS (Mass., Jan. 27, 1995), App. to Pet. for Cert. 1.
The jury returned a verdict in favor of all defendants on the racial discrimination charge, but found the city, Bogan, and Roderick liable on respondent’s First Amendment claim, concluding that respondent’s constitutionally protected speech was a substantial or motivating factor in the elimina *48 tion of her position. 1 On a motion for judgment notwithstanding the verdict, the District Court again denied Bogan’s and Roderick’s claims of absolute legislative immunity, reasoning that “the ordinance amendment passed by the city council was an individually-targeted administrative act, rather than a neutral, legislative elimination of a position which incidentally resulted in the termination of plaintiff.” Id., at 20.
The United States Court of Appeals for the First Circuit set aside the verdict against the city but affirmed the judgments against Roderick and Bogan. Scott-Harris v. Fall River, 134 F. 3d 427 (1997). 2 Although the court concluded that petitioners have “absolute immunity from civil liability for damages arising out of their performance of legitimate legislative activities,” id., at 440, it held that their challenged conduct was not “legislative,” id., at 441. Relying on the jury’s finding that “constitutionally sheltered speech was a substantial or motivating factor” underlying petitioners’ conduct, the court reasoned that the conduct was administrative, rather than legislative, because Roderick and Bogan “relied on facts relating to a particular individual [respondent] in the decisionmaking calculus.” Ibid. We granted certiorari. 520 U. S. 1263 (1997).
II
The principle that legislators are absolutely immune from liability for their legislative activities has long been recognized in Anglo-American law. This privilege “has taproots *49 in the Parliamentary struggles of the Sixteenth and Seventeenth Centuries” and was “taken as a matter of course by those who severed the Colonies from the Crown and founded our Nation.” Tenney v. Brandhove, 341 U. S. 367, 372 (1951). The Federal Constitution, the Constitutions of many of the newly independent States, and the common law thus protected legislators from liability for their legislative activities. See U. S. Const., Art. I, § 6; Tenney, supra, at 372-375.
Recognizing this venerable tradition, we have held that state and regional legislators are entitled to absolute immunity from liability under § 1983 for their legislative activities. See Tenney, supra (state legislators); Lake Country Estates, Inc. v. Tahoe Regional Planning Agency, 440 U. S. 391 (1979) (regional legislators); 3 see also Kilbourn v. Thompson, 103 U. S. 168, 202-204 (1881) (interpreting the federal Speech and Debate Clause, U. S. Const., Art. I, § 6, to provide similar immunity to Members of Congress). We explained that legislators were entitled to absolute immunity from suit at common law and that Congress did not intend the general language of § 1983 to “impinge on a tradition so well grounded in history and reason.” Tenney, supra, at 376. Because the common law accorded local legislators the same absolute immunity it accorded legislators at other levels of government, and because the rationales for such immunity are fully applicable to local legislators, we now hold that local legislators are likewise absolutely immune from suit under § 1983 for their legislative activities.
The common law at the time § 1983 was enacted deemed local legislators to be absolutely immune from suit for their legislative activities. New York’s highest court, for example, held that municipal aldermen were immune from suit for *50 their discretionary decisions. Wilson v. New York, 1 Denio 595 (1845). The court explained that when a local legislator exercises discretionary powers, he “is exempt from all responsibility by action for the motives which influence him, and the manner in which such duties are performed. If corrupt, he may be impeached or indicted, but the law will not tolerate an action to redress the individual wrong which may have been done.” Id., at 599. 4 These principles, according to the court, were “too familiar and well settled to require illustration or authority.” Id., at 599-600.
Shortly after § 1988 was enacted, the Mississippi Supreme Court reached a similar conclusion, holding that town aider-men could not be held liable under state law for their role in the adoption of an allegedly unlawful ordinance. Jones v. Loving, 55 Miss. 109, 30 Am. Rep. 508 (1877). The court explained that “[i]t certainly cannot be argued that the motives of the individual members of a legislative assembly, in voting for. a particular law, can be inquired into, and its supporters be made personally liable, upon an allegation that they acted maliciously towards the person aggrieved by the passage of the law.” Id., at 111, 30 Am. Rep., at 509. The court thus concluded that “[w]henever the officers of a municipal corporation are vested with legislative powers, they hold and exercise them for the public good, and are clothed with *51 all the immunities of government, and are exempt from all liability for their mistaken use.” Ibid.
Treatises of that era confirm that this was the pervasive view. A leading treatise on municipal corporations explained that “[w]here the officers of a municipal corporation are invested with legislative powers, they are exempt from individual liability for the passage of any ordinance within their authority, and their motives in reference thereto will not be inquired into.” 1 J. Dillon, Law of Municipal Corporations §313, pp. 326-327 (3d ed. 1881) (emphasis in original). Thomas Cooley likewise noted in his influential treatise on the law of torts that the “rightful exemption” of legislators from liability was “very plain” and applied to members of “inferior legislative bodies, such as boards of supervisors, county commissioners, city councils, and the like.” Cooley 376; see also J. Bishop, Commentaries on the Non-Contract Law § 744 (1889) (noting that municipal legislators were immune for their legislative functions); Mechem §§644-646 (same); Throop, supra n. 4, § 709, at 671 (same).
Even the authorities cited by respondent are consistent with the view that local legislators were absolutely immune for their legislative, as distinct from ministerial, duties. In the few eases in which liability did attach, the courts emphasized that the defendant officials lacked discretion, and the duties were thus ministerial. See, e. g., Morris v. The People, 3 Denio 381, 395 (N. Y. 1846) (noting that the duty was “of a ministerial character only”); Caswell v. Allen, 7 Johns. 63, 68 (N. Y. 1810) (holding supervisors liable because the act was “mandatory55 and “[n]o discretion appeared] to [have been] given to the supervisors”). Respondent’s heavy reliance on our decision in Amy v. Supervisors, 11 Wall. 136 (1871), is misguided for this very reason. In that case, we held that local legislators could be held liable for violating a court order to levy a tax sufficient to pay a judgment, but only because the court order had created a ministerial duty. Id., at 138 (“The rule is well settled, that where the law re *52 quires absolutely a ministerial act to be done by a public officer, and he neglects or refuses to do such act, he may be compelled to respond in damages to the extent of the injury arising from his conduct”). The treatises cited by respondent confirm that this distinction between legislative and ministerial duties was dispositive of the right to absolute immunity. See, e. g., Cooley 377 (stating that local legislators may be held liable only for their “ministerial” duties); Meehem §647 (same).
Absolute immunity for local legislators under § 1983 finds support not only in history, but also in reason. See Tenney v. Brandhove, 341 U. S., at 376 (stating that Congress did not intend for § 1983 to “impinge on a tradition so well grounded in history and reason”). The rationales for according absolute immunity to federal, state, and regional legislators apply with equal force to local legislators. Regardless of the level of government, the exercise of legislative discretion should not be inhibited by judicial interference or distorted by the fear of personal liability. See Spallone v. United States, 493 U. S. 265, 279 (1990) (noting, in the context of addressing local legislative action, that “any restriction on a legislator’s freedom undermines the ‘public good’ by interfering with the rights of the people to representation in the democratic process”); see also Kilbourn v. Thompson, 103 U. S., at 201-204 (federal legislators); Tenney, supra, at 377 (state legislators); Lake Country Estates, 440 U. S., at 405 (regional legislators). Furthermore, the time and energy required to defend against a lawsuit are of particular concern at the local level, where the part-time citizen-legislator remains commonplace. See Tenney, supra, at 377 (citing “the cost and inconvenience and distractions of a trial”). And the threat of liability may significantly deter service in local government, where prestige and pecuniary rewards may pale in comparison to the threat of civil liability. See Harlow v. Fitzgerald, 457 U. S. 800, 816 (1982).
*53 Moreover, certain deterrents to legislative abuse may be greater at the local level than at other levels of government. Municipalities themselves can be held liable for constitutional violations, whereas States and the Federal Government are often protected by sovereign immunity. Lake Country Estates, supra, at 405, n. 29 (citing Monell v. New York City Dept. of Social Servs., 436 U. S. 658 (1978)). And, of course, the ultimate cheek on legislative abuse — the electoral process — applies with equal force at the loeal level, where legislators are often more closely responsible to the electorate. Cf. Tenney, supra, at 378 (stating that “[s]elf-diseipline and the voters must be the ultimate reliance for discouraging or correcting such abuses”).
Any argument that the rationale for absolute immunity does not extend to local legislators is implicitly foreclosed by our opinion in Lake Country Estates. There, we held that members of an interstate regional planning agency were entitled to absolute legislative immunity. Bereft of any historical antecedent to the regional agency, we relied almost exclusively on Tenney’s description of the purposes of legislative immunity and the importance of such immunity in advancing the “public good.” Although we expressly noted that local legislators were not at issue in that ease, see Lake Country Estates, 440 U. S., at 404, n. 26, we considered the regional legislators at issue to be the functional equivalents of loeal legislators, noting that the regional agency was “comparable to a county or municipality” and that the function of the regional agency, regulation of land use, was “traditionally a function performed by loeal governments.” Id., at 401-402. 5 Thus, we now make explicit what was implicit *54 in our precedents: Local legislators are entitled to absolute immunity from § 1983 liability for their legislative activities.
! — I HH
Absolute legislative immunity attaches to all actions taken “in the sphere of legitimate legislative activity.” Tenney, supra, at 376, The Court of Appeals held that petitioners’ conduct in this case was not legislative because them actions were specifically targeted at respondent. Relying on the jury’s finding that respondent’s constitutionally protected speech was a substantial or motivating factor behind petitioners’ conduct, the court concluded that petitioners necessarily “relied on facts relating to a particular individual” and “devised an ordinance that targeted [respondent] and treated her differently from other managers employed by the City.” 134 F. 3d, at 441. Although the Court of Appeals did not suggest that intent or motive can overcome an immunity defense for activities that are, in fact, legislative, the court erroneously relied on petitioners’ subjective intent in resolving the logically prior question of whether their acts were legislative.
Whether an act is legislative turns on the nature of the act, rather than on the motive or intent of the official performing it. The privilege of absolute immunity “would be of little value if [legislators] could be subjected to the cost and inconvenience and distractions of a trial upon a conclusion of the pleader, or to the hazard of a judgment against them based upon a jury’s speculation as to motives.” Ten- *55 ney, 341 U. S., at 377 (internal quotation marks omitted). Furthermore, it simply is “not consonant with our scheme of government for a court to inquire into the motives of legislators.” Ibid. We therefore held that the defendant in Ten-ney had acted in a legislative capacity even though he allegedly singled out the plaintiff for investigation in order “to intimidate and silence plaintiff and deter and prevent him from effectively exercising his constitutional rights.” Id., at 871 (internal quotation marks omitted).
This leaves us with the question whether, stripped of all considerations of intent and motive, petitioners’ actions were legislative. We have little trouble concluding that they were. Most evidently, petitioner Roderick’s acts of voting for an ordinance were, in form, quintessentially legislative. Petitioner Bogan’s introduction of a budget and signing into law an ordinance also were formally legislative, even though he was an executive official. We have recognized that officials outside the legislative branch are entitled to legislative immunity when they perform legislative functions, see Supreme Court of Va. v. Consumers Union of United States, Inc., 446 U. S. 719, 731-734 (1980); Bogan’s actions were legislative because they were integral steps in the legislative process. Cf. Edwards v. United States, 286 U. S. 482, 490 (1932) (noting “the legislative character of the President’s function in approving or disapproving bills”); Smiley v. Holm, 285 U. S. 355, 372-373 (1932) (recognizing that a Governor’s signing or vetoing of a bill constitutes part of the legislative process).
Respondent, however, asks us to look beyond petitioners’ formal actions to consider whether the ordinance was legislative in substance. We need not determine whether the formally legislative character of petitioners’ actions is alone sufficient to entitle petitioners to legislative immunity, because here the ordinance, in substance, bore all the hallmarks of traditional legislation. The ordinance reflected a discretionary, policymaking decision implicating the budgetary pri *56 orities of the city and the services the city provides to its constituents. Moreover, it involved the termination of a position, which, unlike the hiring or firing of a particular employee, may have prospective implications that reach well beyond the particular occupant of the office. And the city council, in eliminating DHHS, certainly governed “in a field where legislators traditionally have power to act.” Tenney, supra, at 379. Thus, petitioners’ activities were undoubtedly legislative.
*i* *i*
For the foregoing reasons, the judgment of the Court of Appeals is reversed. 6
It is so ordered.
Respondent dropped several other defendants from the suit, and the District Court directed a verdict in favor of defendant Robert Connors, the Fall River City Administrator. Only the city, Bogan, and Roderick were appellants in the Court of Appeals, and only the latter two are petitioners in this Court.
The court held that the city was not liable because the jury could reasonably infer unlawful intent only as to two of the dty council members, and municipal liability could not rest “on so frail a foundation.” 134 F. 3d, at 440.
The “regional” legislature in Lake Country Estates was the governing body of an agency created by a compact between two States to coordinate and regulate development in a region encompassing portions of both States. Lake Country Estates v. Tahoe Regional Planning Agency, 440 U. S., at 394.
The court distinguished “discretionary” duties, which were protected absolutely, and “ministerial” duties, which were not. Although the court described the former as “judicial” in nature, it was merely using the term broadly to encompass the “discretionary3’ acts of officials. See 1 Denio, at 599 (“[I]f his powers are discretionary, to be exerted or withheld, according to his own view of what is necessary and proper, they are in their nature judicial”). The legislators' actions in Wilson were unquestionably legislative in both form and substance. Thus, Wilson was widely, and correctly, cited as a leading case regarding legislative immunity. See, e. g., T. Cooley, Law of Torts 377, n. 1 (1880) (hereinafter Cooley); F. Meehem, Law of Public Offices and Officers § 644, p. 431, n. 1 (1890) (hereinafter Mechem); M. Throop, Law Relating to Public Officers § 709, p. 671, n. 1 (1892).
It is thus not surprising that several Members of this Court have recognized that the rationale of Lake Country Estates essentially settled the question of immunity for local legislators. See Owen v. Independence, 445 U. S. 622, 664, n. 6 (1980) (Powell, J., dissenting); Lake Country Estates, Inc. v. Tahoe Regional Planning Agency, 440 U. S. 391, 407-408 (1979) (Marshall, J., dissenting in part); see also Spallone v. United States, 493 *54 U. S. 265, 278 (1990) (explaining that the same considerations underlying Tenney and Lake Country Estates applied to contempt sanctions against local legislators). In fact, the argument for absolute immunity for local legislators may be stronger than for the regional legislators in Lake Country Estates, because immunity was historically granted to local legislators and because the legislators in Lake Country Estates were unelected and thus less directly accountable to the public. See Lake Country Estates, supra, at 407 (Marshall, X, dissenting in part).
Because of our conclusion that petitioners are entitled to absolute legislative immunity, we need not address the third question on which we granted certiorari: whether petitioners proximately caused an injury cognizable under § 1983.
8.5 Qualified Immunity 8.5 Qualified Immunity
8.5.1 Harlow v. Fitzgerald 8.5.1 Harlow v. Fitzgerald
HARLOW et al. v. FITZGERALD
No. 80-945.
Argued November 30, 1981
Decided June 24, 1982
*802 Elliot L. Richardson argued the cause for petitioners. With him on the briefs was Glenn S. Gerstell.
John E. Nolan, Jr., argued the cause for respondent. With him on the brief were Samuel T. Perkins and Arthur B. Spitzer. *
Louis Alan Clark filed a brief for the Government Accountability Project of the Institute for Policy Studies as amicus curiae urging affirmance.
Briefs of amici curiae were filed by Solicitor General Lee for the United States; by Roger J. Marzulla and William H. Mellor III for the Mountain States Legal Foundation; by John C. Armor and H. Richard Mayberry for the National Taxpayers Legal Fund, Inc.; and by Thomas J. Madden for Senator Orrin G. Hatch et al.
Justice Powell
delivered the opinion of the Court.
The issue in this case is the scope of the immunity available to the senior aides and advisers of the President of the United States in a suit for damages based upon their official acts.
I
In this suit for civil damages petitioners Bryce Harlow and Alexander Butterfield are alleged to have participated in a conspiracy to violate the constitutional and statutory rights of the respondent A. Ernest Fitzgerald. Respondent avers that petitioners entered the conspiracy in their capacities as senior White House aides to former President Richard M. Nixon. As the alleged conspiracy is the same as that involved in Nixon v. Fitzgerald, ante, p. 731, the facts need not be repeated in detail.
Respondent claims that Harlow joined the conspiracy in his role as the Presidential aide principally responsible for congressional relations.1 At the conclusion of discovery the *803supporting evidence remained inferential. As evidence of Harlow’s conspiratorial activity respondent relies heavily on a series of conversations in which Harlow discussed Fitzgerald’s dismissal with Air Force Secretary Robert Seamans.2 The other evidence most supportive of Fitzgerald’s claims consists of a recorded conversation in which the President later voiced a tentative recollection that Harlow was “all for canning” Fitzgerald.3
Disputing Fitzgerald’s contentions, Harlow argues that exhaustive discovery has adduced no direct evidence of his in*804volvement in any wrongful activity.4 He avers that Secretary Seamans advised him that considerations of efficiency required Fitzgerald’s removal by a reduction in force, despite anticipated adverse congressional reaction. Harlow asserts he had no reason to believe that a conspiracy existed. He contends that he took all his actions in good faith.5
Petitioner Butterfield also is alleged to have entered the conspiracy not later than May 1969. Employed as Deputy Assistant to the President and Deputy Chief of Staff to H. R. Haldeman,6 Butterfield circulated a White House memorandum in that month in which he claimed to have learned that Fitzgerald planned to “blow the whistle” on some “shoddy purchasing practices” by exposing these practices to public view.7 Fitzgerald characterizes this memorandum as evi*805dence that Butterfield had commenced efforts to secure Fitzgerald’s retaliatory dismissal. As evidence that Butterfield participated in the conspiracy to conceal his unlawful discharge and prevent his reemployment, Fitzgerald cites communications between Butterfield and Haldeman in December 1969 and January 1970. After the President had promised at a press conference to inquire into Fitzgerald’s dismissal, Haldeman solicited Butterfield’s recommendations. In a subsequent memorandum emphasizing the importance of “loyalty,” Butterfield counseled against offering Fitzgerald another job in the administration at that time.8
For his part, Butterfield denies that he was involved in any decision concerning Fitzgerald’s employment status until Haldeman sought his advice in December 1969 — more than a month after Fitzgerald’s termination had been scheduled and announced publicly by the Air Force. Butterfield states that he never communicated his views about Fitzgerald to any official of the Defense Department. He argues generally that nearly eight years of discovery have failed to turn up any evidence that he caused injury to Fitzgerald.9
Together with their codefendant Richard Nixon, petitioners Harlow and Butterfield moved for summary judgment on February 12, 1980. In denying the motion the District Court upheld the legal sufficiency of Fitzgerald’s Bivens (Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971)) claim under the First Amendment and his “inferred” statutory causes of action under 5 U. S. C. §7211 (1976 ed., Supp. IV) and 18 U. S. C. §1505.10 The court *806found that genuine issues of disputed fact remained for resolution at trial. It also ruled that petitioners were not entitled to absolute immunity. App. to Pet. for Cert. la-3a.
Independently of former President Nixon, petitioners invoked the collateral order doctrine and appealed the denial of their immunity defense to the Court of Appeals for. the District of Columbia Circuit. The Court of Appeals dismissed the appeal without opinion. Id., at lla-12a. Never having determined the immunity available to the senior aides and advisers of the President of the United States, we granted certiorari. 452 U. S. 959 (1981).11
H-1
As we reiterated today in Nixon v. Fitzgerald, ante, p. 731, our decisions consistently have held that government officials are entitled to some form of immunity from suits for damages. As recognized at common law, public officers require this protection to shield them from undue interference with their duties and' from potentially disabling threats of liability.
*807Our decisions have recognized immunity defenses of two kinds. For officials whose special functions or constitutional status requires complete protection from suit, we have recognized the defense of “absolute immunity.” The absolute immunity of legislators, in their legislative functions, see, e. g., Eastland v. United States Servicemen’s Fund, 421 U. S. 491 (1975), and of judges, in their judicial functions, see, e. g., Stump v. Sparkman, 435 U. S. 349 (1978), now is well settled. Our decisions also have extended absolute immunity to certain officials of the Executive Branch. These include prosecutors and similar officials, see Butz v. Economou, 438 U. S. 478, 508-512 (1978), executive officers engaged in adjudicative functions, id., at 513-517, and the President of the United States, see Nixon v. Fitzgerald, ante, p. 731.
For executive officials in general, however, our cases make plain that qualified immunity represents the norm. In Scheuer v. Rhodes, 416 U. S. 232 (1974), we acknowledged that high officials require greater protection than those with less complex discretionary responsibilities. Nonetheless, we held that a governor and his aides could receive the requisite protection from qualified or good-faith immunity. Id., at 247-248. In Butz v. Economou, supra, we extended the approach of Scheuer to high federal officials of the Executive Branch. Discussing in detail the considerations that also had underlain our decision in Scheuer, we explained that the recognition of a qualified immunity defense for high executives reflected an attempt to balance competing values: not only the importance of a damages remedy to protect the rights of citizens, 438 U. S., at 504-505, but also “the need to protect officials who are required to exercise their discretion and the related public interest in encouraging the vigorous exercise of official authority.” Id., at 506. Without discounting the adverse consequences of denying high officials an absolute immunity from private lawsuits alleging constitutional violations — consequences found sufficient in Spalding v. Vilas, 161 U. S. 483 (1896), and Barr v. Matteo, 360 U. S. 564 *808(1959), to warrant extension to such officials of absolute immunity from suits at common law — we emphasized our expectation that insubstantial suits need not proceed to trial:
“Insubstantial lawsuits can be quickly terminated by federal courts alert to the possibilities of artful pleading. Unless the complaint states a compensable claim for relief... , it should not survive a motion to dismiss. Moreover, the Court recognized in Scheuer that damages suits concerning constitutional violations need not proceed to trial, but can be terminated on a properly supported motion for summary judgment based on the defense of immunity. ... In responding to such a motion, plaintiffs may not play dog in the manger; and firm application of the Federal Rules of Civil Procedure will ensure that federal officials are not harassed by frivolous lawsuits.” 438 U. S., at 507-508 (citations omitted).
Butz continued to acknowledge that the special functions of some officials might require absolute immunity. But the Court held that “federal officials who seek absolute exemption from personal liability for unconstitutional conduct must bear the burden of showing that public policy requires an exemption of that scope.” Id., at 506. This we reaffirmed today in Nixon v. Fitzgerald, ante, at 747.
HH HH f-H
A
Petitioners argue that they are entitled to a blanket protection of absolute immunity as an incident of their offices as Presidential aides. In deciding this claim we do not write on an empty page. In Butz v. Economou, supra, the Secretary of Agriculture — a Cabinet official directly accountable to the President — asserted a defense of absolute official immunity from suit for civil damages. We rejected his claim. In so doing we did not question the power or the importance of the Secretary’s office. Nor did we doubt the importance to the *809President of loyal and efficient subordinates in executing his duties of office. Yet we found these factors, alone, to be insufficient to justify absolute immunity. “[T]he greater power of [high] officials,” we reasoned, “affords a greater potential for a regime of lawless conduct.” 438 U. S., at 506. Damages actions against high officials were therefore “an important means of vindicating constitutional guarantees.” Ibid. Moreover, we concluded that it would be “untenable to draw a distinction for purposes of immunity law between suits brought against state officials under [42 U. S. C.] § 1983 and suits brought directly under the Constitution against federal officials.” Id., at 504.
Having decided in Butz that Members of the Cabinet ordinarily enjoy only qualified immunity from suit, we conclude today that it would be equally untenable to hold absolute immunity an incident of the office of every Presidential subordinate based in the White House. Members of the Cabinet are direct subordinates of the President, frequently with greater responsibilities, both to the President and to the Nation, than White House staff. The considerations that supported our decision in Butz apply with equal force to this case. It is no disparagement of the offices held by petitioners to hold that Presidential aides, like Members of the Cabinet, generally are entitled only to a qualified immunity.
B
In disputing the controlling authority of Butz, petitioners rely on the principles developed in Gravel v. United States, 408 U. S. 606 (1972).12 In Gravel we endorsed the view that “it is literally impossible... for Members of Congress to per*810form their legislative tasks without the help of aide's and assistants” and that “the day-to-day work of such aides is so critical to the Members’ performance that they must be treated as the latter’s alter egos . . . Id., at 616-617. Having done so, we held the Speech and Debate Clause derivatively applicable to the “legislative acts” of a Senator’s aide that would have been privileged if performed by the Senator himself. Id., at 621-622.
Petitioners contend that the rationale of Gravel mandates a similar “derivative” immunity for the chief aides of the President of the United States. Emphasizing that the President must delegate a large measure of authority to execute the duties of his office, they argue that recognition of derivative absolute immunity is made essential by all the considerations that support absolute immunity for the President himself.
Petitioners’ argument is not without force. Ultimately, however, it sweeps too far. If the President’s aides are derivatively immune because they are essential to the functioning of the Presidency, so should the Members of the Cabinet — Presidential subordinates some of whose essential roles are acknowledged by the Constitution itself13 — be absolutely immune. Yet we implicitly rejected such derivative immunity in Butz.14 Moreover, in general our cases have followed a “functional” approach to immunity law. We have reeog-*811nized that the judicial, prosecutorial, and legislative functions require absolute immunity. But this protection has extended no further than its justification would warrant. In Gravel, for example, we emphasized that Senators and their aides were absolutely immune only when performing “acts legislative in nature,” and not when taking other acts even “in their official capacity.” 408 U. S., at 625. See Hutchinson v. Proxmire, 443 U. S. 111, 125-133 (1979). Our cases involving judges15 and prosecutors16 have followed a similar line. The undifferentiated extension of absolute “derivative” immunity to the President’s aides therefore could not be reconciled with the “functional” approach that has characterized the immunity decisions of this Court, indeed including Gravel itself.17
C
Petitioners also assert an entitlement to immunity based on the “special functions” of White House aides. This form *812of argument accords with the analytical approach of our cases. For aides entrusted with discretionary authority in such sensitive areas as national security or foreign policy, absolute immunity might well be justified to protect the unhesitating performance of functions vital to the national interest.18 But a “special functions” rationale does not warrant a blanket recognition of absolute immunity for all Presidential aides in the performance of all their, duties. This conclusion too follows from our decision in Butz, which establishes that an executive official’s claim to absolute immunity must be justified by reference to the public interest in the special functions of his office, not the mere fact of high station.19
Butz also identifies the location of the burden of proof. The burden of justifying absolute immunity rests on the official asserting the claim. 438 U. S., at 506. We have not of course had occasion to identify how a Presidential aide might carry this burden. But the general requisites are familiar in our cases. In order to establish entitlement to absolute im*813munity a Presidential aide first must show that the responsibilities of his office embraced a function so sensitive as to require a total shield from liability.20 He then must demonstrate that he was discharging the protected function when performing the act for which liability is asserted.21
Applying these standards to the claims advanced by petitioners Harlow and Butterfield, we cannot conclude on the record before us that either has shown that “public policy requires [for any of the functions of his office] an exemption of [absolute] scope.” Butz, 438 U. S., at 506. Nor, assuming that petitioners did have functions for which absolute immunity would be warranted, could we now conclude that the acts charged in this lawsuit — if taken at all — would lie within the protected area. We do not, however, foreclose the possibility that petitioners, on remand, could satisfy the standards properly applicable to their claims.
<
Even if they cannot establish that their official functions require absolute immunity, petitioners assert that public policy at least mandates an application of the qualified immunity standard that would permit the defeat of insubstantial claims without resort to trial. We agree.
A
The resolution of immunity questions inherently requires a balance between the evils inevitable in any available alterna*814tive. In situations of abuse of office, an action for damages may offer the only realistic avenue for vindication of constitutional guarantees. Butz v. Economou, supra, at 506; see Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S., at 410 (“For people in Bivens’ shoes, it is damages or nothing”). It is this recognition that has required the denial of absolute immunity to most public officers. At the same time, however, it cannot be disputed seriously that claims frequently run against the innocent as well as the guilty — at a cost not only to the defendant officials, but to society as a whole.22 These social costs include the expenses of litigation, the diversion of official energy from pressing public issues, and the deterrence of able citizens from acceptance of public office. Finally, there is the danger that fear of being sued will “dampen the ardor of all but the most resolute, or the most irresponsible [public officials], in the unflinching discharge of their duties.” Gregoire v. Biddle, 177 F. 2d 579, 581 (CA2 1949), cert. denied, 339 U. S. 949 (1950).
In identifying qualified immunity as the best attainable accommodation of competing values, in Butz, supra, at 507-508, as in Scheuer, 416 U. S., at 245-248, we relied on the assumption that this standard would permit “[ijnsubstan-tial lawsuits [to] be quickly terminated.” 438 U. S., at 507-508; see Hanrahan v. Hampton, 446 U. S. 754, 765 (1980) (Powell, J., concurring in part and dissenting in part).23 Yet petitioners advance persuasive arguments that the dismissal of insubstantial lawsuits without trial — a factor presupposed in the balance of competing interests struck by *815our prior cases — requires an adjustment of the “good faith” standard established by our decisions.
B
Qualified or “good faith” immunity is an affirmative defense that must be pleaded by a defendant official. Gomez v. Toledo, 446 U. S. 685 (1980).24 Decisions of this Court have established that the “good faith” defense has both an “objective” and a “subjective” aspect. The objective element involves a presumptive knowledge of and respect for “basic, unquestioned constitutional, rights.” Wood v. Strickland, 420 U. S. 308, 322 (1975). The subjective component refers to “permissible intentions.” Ibid. Characteristically the Court has defined these elements by identifying the circumstances in which qualified immunity would not be available. Referring both to the objective and subjective elements, we have held that qualified immunity would be defeated if an official “knew or reasonably should have known that the action he took within his sphere of official responsibility would violate the constitutional rights of the [plaintiff], or if he took the action with the malicious intention to cause a deprivation of constitutional rights or other injury . . . .” Ibid, (emphasis added).25
The subjective element of the good-faith defense frequently has proved incompatible with our admonition in Butz *816that insubstantial claims should not proceed to trial. Rule 56 of the Federal Rules of Civil Procedure provides that disputed questions of fact ordinarily may not be decided on motions for summary judgment.26 And an official’s subjective good faith has been considered to be a question of fact that some courts have regarded as inherently requiring resolution by a jury.27
In the context of Buts’ attempted balancing of competing values, it now is clear that substantial costs attend the litigation of the subjective good faith of government officials. Not only are there the general costs of subjecting officials to the risks of trial — distraction of officials from their governmental duties, inhibition of discretionary action, and deterrence of able people from public service. There are special costs to “subjective” inquiries of this kind. Immunity generally is available only to officials performing discretionary functions. In contrast with the thought processes accompanying “ministerial” tasks, the judgments surrounding discretionary action almost inevitably are influenced by the decisionmaker’s experiences, values, and emotions. These variables explain in part why questions of subjective intent so rarely can be decided by summary judgment. Yet they also frame a back*817ground in which there often is no clear end to the relevant evidence. Judicial inquiry into subjective motivation therefore may entail broad-ranging discovery and the deposing of numerous persons, including an official’s professional colleagues.28 Inquiries of this kind can be peculiarly disruptive of effective government.29
Consistently with the balance at which we aimed in Butz, we conclude today that bare allegations of malice should not suffice to subject government officials either to the costs of *818trial or to the burdens of broad-reaching discovery. We therefore hold that government officials performing discretionary functions, generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known. See Procunier v. Navarette, 434 U. S. 555, 565 (1978); Wood v. Strickland, 420 U. S., at 322.30
Reliance on the objective reasonableness of an official’s conduct, as measured by reference to clearly established law,31 should avoid excessive disruption of government and permit the resolution of many insubstantial claims on summary judgment. On summary judgment, the judge appropriately may determine, not only the currently applicable law, but whether that law was clearly established at the time an action occurred.32 If the law at that time was not clearly established, an official could not reasonably be expected to anticipate subsequent legal developments, nor could he fairly be said to “know” that the law forbade conduct not previously identified as unlawful. Until this threshold immunity question is resolved, discovery should not be allowed. If the law was clearly established, the immunity defense ordinarily *819should fail, since a reasonably competent public official should know the law governing his conduct. Nevertheless, if the official pleading the defense claims extraordinary circumstances and can prove that he neither knew nor should have known of the relevant legal standard, the defense should be sustained. But again, the defense would turn primarily on objective factors.
By defining the limits of qualified immunity essentially in objective terms, we provide no license to lawless conduct. The public interest in deterrence of unlawful conduct and in compensation of victims remains protected by a test that focuses on the objective legal reasonableness of an official’s acts. Where an official could be expected to know that certain conduct would violate statutory or constitutional rights, he should be made to hesitate; and a person who suffers injury caused by such conduct may have a cause of action.33 But where an official’s duties legitimately require action in which clearly established rights are not implicated, the public interest may be better served by action taken “with independence and without fear of consequences.” Pierson v. Ray, 386 U. S. 547, 554 (1967).34
C
In this case petitioners have asked us to hold that the respondent’s pretrial showings were insufficient to survive their motion for summary judgment.35 We think it appropri*820ate, however, to remand the ease to the District Court for its reconsideration of this issue in light of this opinion.36 The trial court is more familiar with the record so far developed and also is better situated to make any such further findings as may be necessary.
V
The judgment of the Court of Appeals is vacated, and the case is remanded for further action consistent with this opinion.
So ordered.
Harlow held this position from the beginning of the Nixon administration on January 20, 1969, through November 4, 1969. On the latter date he was designated as Counselor to the President, a position accorded Cabinet status. He served in that capacity until December 9, 1970, when he returned to private life. Harlow later resumed the duties of Counselor for *803the period from July 1,1973, through April 14,1974. Respondent appears to allege that Harlow continued in a conspiracy against him throughout the various changes of official assignment.
The record reveals that Secretary Seamans called Harlow in May 1969 to inquire about likely congressional reaction to a draft reorganization plan that would cause Fitzgerald’s dismissal. According to Seamans’ testimony, “[w]e [the Air Force] didn’t ask [Harlow] to pass judgment on the action itself. We just asked him what the impact would be in the relationship with the Congress.” App. 153a, 164a-165a (deposition of Robert Sea-mans). Through an aide Harlow responded that “this was a very sensitive item on the Hill and that it would be [his] recommendation that [the Air Force] not proceed to make such a change at that time.” Id., at 152a. But the Air Force persisted. Seamans spoke to Harlow on at least one subsequent occasion diming the spring of 1969. The record also establishes that Secretary Seamans called Harlow on November 4,1969, shortly after the public announcement of Fitzgerald’s impending dismissal, and again in December 1969. See id., at 186a.
See id., at 284a (transcript of a recorded conversation between Richard Nixon and Ronald Ziegler, February 26,1973). In a conversation with the President on January 31, 1973, John Ehrliehman also recalled that Harlow had discussed the Fitzgerald case with the President. See id., at 218a-221a (transcript of recorded conversation between Richard Nixon and John Ehrliehman, January 31,1973). In the same conversation the President himself asserted that he had spoken to Harlow about the Fitzgerald matter, see id., at 218a, but the parties continue to dispute whether Mr. Nixon — at the most relevant moments in the discussion — was confusing Fitzgerald’s case with that of another dismissed employee. The President explicitly stated at one point that he previously had been confused. See id., at 220a.
See Defendants Memorandum of Points and Authorities in Support of Their Motion for Summary Judgment in Civ. No. 74-178 (DC), p. 7 (Feb. 12, 1980).
In support of his version of events Harlow relies particularly on the deposition testimony of Air Force Secretary Seamans, who stated that he regarded abolition of Fitzgerald’s position as necessary “to improve the efficiency” of the Financial Management Office of the Air Force and that he never received any White House instruction regarding the Fitzgerald case. App. 159a-160a. Harlow also disputes the probative value of Richard Nixon’s recorded remark that Harlow had supported Fitzgerald’s firing. Harlow emphasizes the tentativeness of the President’s statement. To the President’s query whether Harlow was “all for canning [Fitzgerald], wasn’t he?”, White House Press Secretary Ronald Ziegler in fact gave a negative reply: “No, I think Bryce may have been the other way.” Id., at 284a. The President did not respond to Ziegler’s comment.
The record establishes that Butterfield worked from an office immediately adjacent to the oval office. He had almost daily contact with the President until March 1973, when he left the White House to become Administrator of the Federal Aviation Administration.
Id., at 274a. Butterfield reported that this information had been referred to the Federal Bureau of Investigation. In the memorandum Butterfield reported that he had received the information “by word of several mouths, but allegedly from a senior AFL-CIO official originally .... Evidently, Fitzgerald attended a recent meeting of the National Democratic Coalition and, while there, revealed his intentions to a labor representative who, fortunately for us, was unsympathetic.” Ibid.
Id., at 99a-100a, 180a-181a. This memorandum, quoted in Nixon v. Fitzgerald, ante, at 735-736, was not sent to the Defense Department.
See Memorandum in Support of Summary Judgment, supra, at 26. The history of Fitzgerald’s litigation is recounted in Nixon v. Fitzgerald, ante, p. 731. Butterfield was named as a defendant in the initial civil action filed by Fitzgerald in 1974. Harlow was named for the first time in respondent’s second amended complaint of July 5, 1978.
The first of these statutes, 5 U. S. C. § 7211 (1976 ed., Supp. IV), provides generally that “[t]he right of employees . . . to . . . furnish informa*806tion to either House of Congress, or to a committee or Member thereof, may not be interfered with or denied.” The second, 18 U. S. C. § 1505, is a criminal statute making it a crime to obstruct congressional testimony. Neither expressly creates a private right to sue for damages. Petitioners argue that the District Court erred in finding that a private cause of action could be inferred under either statute, and that “special factors” present in the context of the federal employer-employee relationship preclude the recognition of respondent’s Bivens action under the First Amendment. The legal sufficiency of respondent’s asserted causes of action is not, however, a question that we view as properly presented for our decision in the present posture of this case. See n. 36,. infra.
As in Nixon v. Fitzgerald, ante, p. 731, our jurisdiction has been challenged on the basis that the District Court’s order denying petitioners’ claim of absolute immunity was not an appealable final order and that the Court of Appeals’ dismissal of petitioners’ appeal establishes that this case was never “in” the Court of Appeals within the meaning of 28 U. S. C. § 1254. As the discussion in Nixon establishes our jurisdiction in this case as well, we need not consider those challenges in this opinion.
Petitioners also claim support from other cases that have followed Gravel in holding that congressional employees are derivatively entitled to the legislative immunity provided to United States Senators and Representatives under the Speech and Debate Clause. See Eastland v. United States Servicemen’s Fund, 421 U. S. 491 (1975); Doe v. McMillan, 412 U. S. 306 (1973).
See U. S. Const., Art. II, §2 (“The President . . . may require the Opinion, in writing, of the principal Officer in each of the executive Departments, upon any Subject relating to the Duties of their respective Offices . . .”).
The Chief Justice, post, at 828, argues that senior Presidential aides work “more intimately with the President on a daily basis than does a Cabinet officer,” and that Butz therefore is not controlling. In recent years, however, such men as Henry Kissinger and James Schlesinger have served in both Presidential advisory and Cabinet positions. Kissinger held both posts simultaneously. In our viéw it is impossible to generalize about the role of “offices” in an individual President’s administration without reference to the functions that particular officeholders are assigned by the President. Butz v. Economou cannot be distinguished on this basis.
See, e. g., Supreme Court of Virginia v. Consumers Union of United States, 446 U. S. 719, 731-737 (1980); Stump v. Sparkman, 435 U. S. 349, 362 (1978).
In Imbler v. Pachtman, 424 U. S. 409, 430-431 (1976), this Court reserved the question whether absolute immunity would extend to “those aspects of the prosecutor’s responsibility that cast him in the role of an administrator or investigative officer.” Since that time the Courts of Appeals generally have ruled that prosecutors do not enjoy absolute immunity for acts taken in those capacities. See, e. g., Mancini v. Lester, 630 F. 2d 990, 992 (CA3 1980); Forsyth v. Kleindienst, 599 F. 2d 1203, 1213-1214 (CA3 1979). This Court at least implicitly has drawn the same distinction in extending absolute immunity to executive officials when they are engaged in quasi-prosecutorial functions. See Butz v. Economou, 438 U. S., at 515-517.
Our decision today in Nixon v. Fitzgerald, ante, p. 731, in no way abrogates this general rule. As we explained in that opinion, the recognition of absolute immunity for all of a President’s acts in office derives in principal part from factors unique to his constitutional responsibilities and station. Suits against other officials — including Presidential aides — generally do not invoke separation-of-powers considerations to the same extent as suits against the President himself.
Cf. United States v. Nixon, 418 U. S. 683, 710-711 (1974) (“[C]ourts have traditionally shown the utmost deference to Presidential responsibilities” for foreign policy and military affairs, and claims of privilege in this area would receive a higher degree of deference than invocations of “a President’s generalized interest in confidentiality”); Katz v. United States, 389 U. S. 347, 364 (1967) (White, J., concurring) (“We should not require the warrant procedure and the magistrate’s judgment if the President of the United States or his chief legal officer, the Attorney General, has considered the requirements of national security and authorized electronic surveillance as reasonable”) (emphasis added).
Gravel v. United States, 408 U. S. 606 (1972), points to a similar conclusion. We fairly may assume that some aides are assigned to act as Presidential “alter egos,” id., at 616-617, in the exercise of functions for which absolute immunity is “essential for the conduct of the public business,” Butz, supra, at 507. Cf. Gravel, supra, at 620 (derivative immunity extends only to acts within the “central role” of the Speech and Debate Clause in permitting free legislative speech and debate). By analogy to Gravel, a derivative claim to Presidential immunity would be strongest in such “central” Presidential domains as foreign policy and national security, in which the President could not discharge his singularly vital mandate without delegating functions nearly as sensitive as his own.
Here as elsewhere the relevant judicial inquiries would encompass considerations of public policy, the importance of which should be confirmed either by reference to the common law or, more likely, our constitutional heritage and structure. See Nixon v. Fitzgerald, ante, at 747-748.
The need for such an inquiry is implicit in Butz v. Economou, supra, at 508-517; see Imbler v. Pachtman, supra, at 430-431. Cases involving immunity under the Speech and Debate Clause have inquired explicitly into whether particular acts and activities qualified for the protection of the Clause. See, e. g., Hutchinson v. Proxmire, 443 U. S. 111 (1979); Doe v. McMillan, 412 U. S. 306 (1973); Gravel v. United States, supra.
See generally Schuck, Suing Our Servants: The Court, Congress, and the Liability of Public Officials for Damages, 1980 S. Ct. Rev. 281,-324-327.
The importance of this consideration hardly needs emphasis. This Court has noted the risk imposed upon political officials who must defend their actions and motives before a jury. See Lake Country Estates, Inc. v. Tahoe Regional Planning Agency, 440 U. S. 391, 405 (1979); Tenney v. Brandhove, 341 U. S. 367, 377-378 (1951). As the Court observed in Tenney: “In times of political passion, dishonest or vindictive motives are readily attributed . . . and as readily believed.” Id., at 378.
Although Gomez presented the question in the context of an action under 42 U. S. C. § 1983, the Court’s analysis indicates that “immunity” must also be pleaded as a defense in actions under the Constitution and laws of the United States. See 446 U. S., at 640. Gomez did not decide which party bore the burden of proof on the issue of good faith. Id., at 642 (Rehnquist, J., concurring).
In Wood the Court explicitly limited its holding to the circumstances in which a school board member, ’In the specific context of school discipline,” 420 U. S., at 322, would be stripped of claimed immunity in an action under § 1983. Subsequent cases, however, have quoted the Wood formulation as a general statement of the qualified immunity standard. See, e. g., Procunier v. Navarette, 434 U. S. 555, 562-563, 566 (1978), quoted in Baker v. McCollan, 443 U. S. 137, 139 (1979).
Rule 56(c) states that summary judgment “shall be rendered forthwith if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” In determining whether summary judgment is proper, a court ordinarily must look at the record in the light most favorable to the party opposing the motion, drawing all inferences most favorable to that party. E. g., Poller v. Columbia Broadcasting System, Inc., 368 U. S. 464, 473 (1962).
E. g., Landrum v. Moats, 576 F. 2d 1320, 1329 (CA8 1978); Duchesne v. Sugarman, 566 F. 2d 817, 832-833 (CA2 1977); cf. Hutchinson v. Proxmire, 443 U. S., at 120, n. 9 (questioning whether the existence of “actual malice,” as an issue of fact, may properly be decided on summary judgment in a suit alleging libel of a public figure).
In suits against a President’s closest aides, discovery of this kind frequently could implicate separation-of-powers concerns. As the Court recognized in United States v. Nixon, 418 U. S., at 708:
“A President and those who assist him must be free to explore alternatives in the process of shaping policies and making decisions and to do so in a way many would be unwilling to express except privately. These are the considerations justifying a presumptive privilege for Presidential communications. The privilege is fundamental to the operation of Government and inextricably rooted in the separation of powers under the Constitution.”
As Judge Gesell observed in his concurring opinion in Halperin v. Kissinger, 196 U. S. App. D. C. 285, 307, 606 F. 2d 1192, 1214 (1979), aff’d in pertinent part by an equally divided Court, 452 U. S. 713 (1981):
“We should not close our eyes to the fact that with increasing frequency in this jurisdiction and throughout the country plaintiffs are filing suits seeking damage awards against high government officials in their personal capacities based on alleged constitutional torts. Each such suit almost invariably results in these officials and their colleagues being subjected to extensive discovery into traditionally protected areas, such as their deliberations preparatory to the formulation of government policy and their intimate thought processes and communications at the presidential and cabinet levels. Such discover [sic] is wide-ranging, time-consuming, and not without considerable cost to the officials involved. It is not difficult for ingenious plaintiff’s counsel to create a material issue of fact on some element of the immunity defense where subtle questions of constitutional law and a decisionmaker’s mental processes are involved. A sentence from a casual document or a difference in recollection with regard to a particular policy conversation held long ago would usually, under the normal summary judgment standards, be sufficient [to force a trial]. . . . The effect of this development upon the willingness of individuals to serve their country is obvious.”
This case involves no issue concerning the elements of the immunity available to state officials sued for constitutional violations under 42 U. S. C. § 1983. We have found previously, however, that it would be “untenable to draw a distinction for purposes of immunity law between suits brought against state officials under § 1983 and suits brought directly under the Constitution against federal officials.” Butz v. Economou, 438 U. S., at 504.
Our decision in no way diminishes the absolute immunity currently available to officials whose ftmctions have been held to require a protection of this scope.
This case involves no claim that Congress has expressed its intent to impose “no fault” tort liability on high federal officials for violations of particular statutes or the Constitution.
As in Procunier v. Navarette, 434 U. S., at 565, we need not define here the circumstances under which “the state of the law” should be “evaluated by reference to the opinions of this Court, of the Courts of Appeals, or of the local District Court.”
Cf. Procunier v. Navarette, supra, at 565, quoting Wood v. Strickland, 420 U. S., at 322 ("Because they could not reasonably have been expected to be aware of a constitutional right that had not yet been declared, petitioners did not act with such disregard for the established law that their conduct ‘cannot reasonably be characterized as being in good faith”’).
We emphasize that our decision applies only to suits for civil damages arising from actions within the scope of an official’s duties and in “objective” good faith. We express no view as to the conditions in which injunc-tive or declaratory relief might be available.
In Butz, we admonished that “insubstantial” suits against high public officials should not be allowed to proceed to trial. 438 U. S., at 507. See Schuck, supra n. 22, at 324-327. We reiterate this admonition. Insub*820stantial lawsuits undermine the effectiveness of government as contemplated by our constitutional structure, and “firm application of the Federal Rules of Civil Procedure” is fully warranted in such cases. 438 U. S., at 508.
Petitioners also have urged us, prior to the remand, to rule on the legal sufficiency of respondent’s “implied” causes of action under 5 U. S. C. §7211 (1976 ed., Supp. IV) and 18 U. S. C. § 1505 and his Bivens claim under the First Amendment. We do not view petitioners’ argument on the statutory question as insubstantial. Cf. Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Curran, 456 U. S. 353, 377-378 (1982) (controlling question in implication of statutory causes of action is whether Congress affirmatively intended to create a damages remedy); Middlesex County Sewerage Auth. v. National Sea Clammers Assn., 453 U. S. 1 (1981) (same); Texas Industries, Inc. v. Radcliff Materials, Inc., 451 U. S. 630, 638-639 (1981) (same). Nor is the Bivens question. Cf. Bush v. Lucas, 647 F. 2d 573, 576 (CA5 1981) (holding that the “unique relationship between the Federal Government and its civil service employees is a special consideration which counsels hesitation in inferring a Bivens remedy”). As in Nixon v. Fitzgerald, ante, p. 731, however, we took jurisdiction of the case only to resolve the immunity question under the collateral order doctrine. We therefore think it appropriate to leave these questions for fuller consideration by the District Court and, if necessary, by the Court of Appeals.
Justice Brennan,
with whom Justice Marshall and Justice Blackmun join, concurring.
I agree with the substantive standard announced by the Court today, imposing liability when a public-official defend*821ant “knew or should have known” of the constitutionally vio-lative effect of his actions. Ante, at 815, 819. This standard would not allow the official who actually knows that he was violating the law to escape liability for his actions, even if he could not “reasonably have been expected” to know what he actually did know. Ante, at 819, n. 33. Thus the clever and unusually well-informed violator of constitutional rights will not evade just punishment for his crimes. I also agree that this standard applies “across the board,” to all “government officials performing discretionary functions.” Ante, at 818. I write separately only to note that given this standard, it seems inescapable to me that some measure of discovery may sometimes be required to determine exactly what a public-official defendant did “know” at the time of his actions. In this respect the issue before us is very similar to that addressed in Herbert v. Lando, 441 U. S. 153 (1979), in which the Court observed that “[t]o erect an impenetrable barrier to the plaintiff’s use of such evidence on his side of the case is a matter of some substance, particularly when defendants themselves are prone to assert their goo[d fjaith . . . .” Id., at 170. Of course, as the Court has already noted, ante, at 818-819, summary judgment will be readily available to public-official defendants whenever the state of the law was so ambiguous at the time of the alleged violation that it could not have been “known” then, and thus liability could not ensue. In my view, summary judgment will also be readily available whenever the plaintiff cannot prove, as a threshold matter, .that a violation of his constitutional rights actually occurred. I see no reason why discovery of defendants’ “knowledge” should not be deferred by the trial judge pending decision of any motion of defendants for summary judgment on grounds such as these. Cf. Herbert v. Lando, supra, at 180, n. 4 (Powell, J., concurring).
Justice Brennan,
Justice White, Justice Marshall, and Justice Blackmun, concurring.
We join the Court’s opinion but, having dissented in Nixon *822v. Fitzgerald, ante, p. 731, we disassociate ourselves from any implication in the Court’s opinion in the present case that Nixon v. Fitzgerald was correctly decided.
Justice Rehnquist,
concurring.
At such time as a majority of the Court is willing to reexamine our holding in Butz v. Economou, 438 U. S. 478 (1978), I shall join in that undertaking with alacrity. But until that time comes, I agree that the Court’s opinion in this case properly disposes of the issues presented, and I therefore join it.
Chief Justice Burger,
dissenting.
The Court today decides in Nixon v. Fitzgerald, ante, p. 731, what has been taken for granted for 190 years, that it is implicit in the Constitution that a President of the United States has absolute immunity from civil suits arising out of official acts as Chief Executive. I agree fully that absolute immunity for official acts of the President is, like executive privilege, “fundamental to the operation of Government and inextricably rooted in the separation of powers under the Constitution.” United States v. Nixon, 418 U. S. 683, 708 (1974).1
In this case the Court decides that senior aides of the President do not have derivative immunity from the President. I am at a loss, however, to reconcile this conclusion with our holding in Gravel v. United States, 408 U. S. 606 (1972). The Court reads Butz v. Economou, 438 U. S. 478 (1978), as resolving that question; I do not. Butz is clearly distinguishable.2
*823In Gravel we held that it is implicit in the Constitution that aides of Members of Congress have absolute immunity for acts performed for Members in relation to their legislative function. We viewed the aides’ immunity as deriving from the Speech or Debate Clause, which provides that “for any Speech or Debate in either House, [Senators and Representatives] shall not be questioned in any other Place.” Art. I, § 6, cl. 1 (emphasis added). Read literally, the Clause would, of course, limit absolute immunity only to the Member and only to speech and debate within the Chamber. But we have read much more into this plain language. The Clause says nothing about “legislative acts” outside the Chambers, but we concluded that the Constitution grants absolute immunity for legislative acts not only “in either House” but in committees and conferences and in reports on legislative activities.
Nor does the Clause mention immunity for congressional aides. Yet, going far beyond any words found in the Constitution itself, we held that a Member’s aides who implement policies and decisions of the Member are entitled to the same absolute immunity as a Member. It is hardly an overstatement to say that we thus avoided a “literalistic approach,” Gravel, supra, at 617, and instead looked to the structure of the Constitution and the evolution of the function of the Legislative Branch. In short, we drew this immunity for legislative aides from a functional analysis of the legislative process in the context of the Constitution taken as a whole and in light of 20th-century realities. Neither Presidents nor Members of Congress can, as they once did, perform all their constitutional duties personally.3
*824We very properly recognized in Gravel that the central purpose of a Member’s absolute immunity would be “diminished and frustrated” if the legislative aides were not also protected by the same broad immunity. Speaking for the Court in Gravel, Justice White agreed with the Court of Appeals that
“it is literally impossible, in view of the complexities of the modem legislative process, with Congress almost constantly in session and matters of legislative concern constantly proliferating, for Members of Congress to perform their legislative tasks without the help of aides and assistants; that the day-to-day work of such aides is so critical to the Members’ performance that they must be treated as the latter’s alter egos; and that if they are not so recognized, the central role of the Speech or Debate Clause — to prevent intimidation of legislators by the Executive and accountability before a possibly hostile judiciary . . . —will inevitably be diminished and frustrated.” 408 U. S., at 616-617 (emphasis added).
I joined in that analysis and continue to agree with it, for without absolute immunity for these “elbow aides,” who are indeed “alter egos,” a Member could not effectively discharge all of the assigned constitutional functions of a modem legislator.
The Court has made this reality a matter of our constitutional jurisprudence. How can we conceivably hold that a President of the United States, who represents a vastly larger constituency than does any. Member of Congress, should not have “alter egos” with comparable immunity? To perform the constitutional duties assigned to the Executive would be “literally impossible, in view of the complexities of the modem [Executive] process, . . . without the help of *825aides and assistants.”4 Id., at 616. These words reflect the precise analysis of Gravel, and this analysis applies with at least as much force to a President. The primary layer of senior aides of a President — like a Senator’s “alter egos” — are literally at a President’s elbow, with offices a few feet or at most a few hundred feet from his own desk. The President, like a Member of Congress, may see those personal aides many times in one day. They are indeed the President’s “arms” and “fingers” to aid in performing his constitutional duty to see “that the laws [are] faithfully executed.” Like a Member of Congress, but on a vastly greater scale, the President cannot personally implement a fraction of his own policies and day-to-day decisions.5
For some inexplicable reason the Court declines to recognize the realities in the workings of the Office of a President, despite the Court’s cogent recognition in Gravel concerning the realities of the workings of 20th-century Members of Congress. Absent equal protection for a President’s aides, how will Presidents be free from the risks of “intimidation ... by [Congress] and accountability before a possibly hostile *826judiciary?” Gravel, 408 U. S., at 617. Under today’s holding in this case the functioning of the Presidency will inevitably be “diminished and frustrated.” Ibid.
Precisely the same public policy considerations on which the Court now relies in Nixon v. Fitzgerald, and that we relied on only recently in Gravel, are fully applicable to senior Presidential aides. The Court’s opinion in Nixon v. Fitzgerald correctly points out that if a President were subject to suit, awareness of personal vulnerability to suit “frequently could distract a President from his public duties, to the detriment of not only the President and his office but also the Nation that the Presidency was designed to serve.” Ante, at 753. This same negative incentive will permeate the inner workings of the Office of the President if the Chief Executive’s “alter egos” are not protected derivatively from the immunity of the President. In addition, exposure to civil liability for official acts will result in constant judicial questioning, through judicial proceedings and pretrial discovery, into the inner workings of the Presidential Office beyond that necessary to maintain the traditional checks and balances of our constitutional structure.6
I challenge the Court and the dissenters in Nixon v. Fitzgerald who join in the instant holding to say that the effectiveness of Presidential aides will not “inevitably be diminished and frustrated,” Gravel, supra, at 617, if they must weigh every act and decision in relation to the risks of future *827lawsuits. The Gravel Court took note of the burdens on congressional aides: the stress of long hours, heavy responsibilities, constant exposure to harassment of the political arena. Is the Court suggesting the stresses are less for Presidential aides? By construing the Constitution to give only qualified immunity to senior Presidential aides we give those key “alter egos” only lawsuits, winnable lawsuits perhaps, but lawsuits nonetheless, with stress and effort that will disperse and drain their energies and their purses.7
In this Court we witness the new filing of as many as 100 cases a week, many utterly frivolous and even bizarre. Yet the defending party in many of these cases may have spent or become liable for thousands of dollars in litigation expense. Hundreds of thousands of other cases are disposed of without reaching this Court. When we see the myriad irresponsible and frivolous cases regularly filed in American courts, the magnitude of the potential risks attending acceptance of public office emerges. Those potential risks inevitably will be a factor in discouraging able men and women from entering public service.
We — judges collectively — have held that the common law provides us with absolute immunity for ourselves with respect to judicial acts, however erroneous or ill-advised. See, e. g., Stump v. Sparkman, 435 U. S. 349 (1978). Are the lowest ranking of 27,000 or more judges, thousands of prosecutors, and thousands of congressional aides — an aggregate *828of not less than 75,000 in all — entitled to greater protection than two senior aides of a President?
Butz v. Economou, 438 U. S. 478 (1978), does not dictate that senior Presidential aides be given only qualified immunity. Butz held only that a Cabinet officer exercising discretion was not entitled to absolute immunity; we need not abandon that holding. A senior Presidential aide works more intimately with the President on a daily basis than does a Cabinet officer, directly implementing Presidential decisions literally from hour to hour.
In his dissent today in Nixon v. Fitzgerald, Justice White states that the “Court now applies the dissenting view in Butz to the Office of the President.” Ante, at 764. However, this suggests that a President and his Cabinet officers, who serve only “during the pleasure of the President,” are on the same plane constitutionally. It wholly fails to distinguish the role of a President or his “elbow aides” from the role of Cabinet officers, who are department heads rather than “alter egos.” It would be in no sense inconsistent to hold that a President’s personal aides have greater immunity than Cabinet officers.
The Court’s analysis in Gravel demonstrates that the question of derivative immunity does not and should not depend on a person’s rank or position in the hierarchy, but on the function performed by the person and the relationship of that person to the superior. Cabinet officers clearly outrank United States Attorneys, yet qualified immunity is accorded the former and absolute immunity the latter; rank is important only to the extent that the rank determines the function to be performed. The function of senior Presidential aides, as the “alter egos” of the President, is an integral, inseparable part of the function of the President.8 Justice White *829was clearly correct in Gravel, stating that Members of Congress could not “perform their legislative tasks without the help of aides and assistants; [and] that the day-to-day work of such aides is so critical to the Members’ performance that they must be treated as the latter’s alter egos . . . 408 U. S., at 616-617.
By ignoring Gravel and engaging in a wooden application of Butz, the Court significantly undermines the functioning of the Office of the President. Under the Court’s opinion in Nixon today it is clear that Presidential immunity derives from the Constitution as much as congressional immunity comes from that source. Can there rationally be one rule for congressional aides and another for Presidential aides simply because the initial absolute immunity of each derives from different aspects of the Constitution? I find it inexplicable why the Court makes no effort to demonstrate why the Chief Executive of the Nation should not be assured that senior staff aides will have the same protection as the aides of Members of the House and Senate.
As I noted in Nixon v. Fitzgerald, Presidential immunity for official acts while in office has never been seriously questioned until very recently. See ante, at 758, n. 1 (Burger, C. J., concurring).
If indeed there is an irreconcilable conflict between Gravel and Butz, *823the Court has an obligation to try to harmonize its holdings — or at least tender a reasonable explanation. The Court has done neither.
A Senator’s allotment for staff varies significantly, but can range from as few as 17 to over 70 persons, in addition to committee staff aides who perform important legislative functions for Members. S. Doe. No. 97-19, pp. 27-106 (1981). House Members have roughly 18 to 26 assistants at any *824one time, in addition to committee staff aides. H. R. Doc. No. 97-113, pp. 28-174 (1981).
In the early years of the Republic, Members of Congress and Presidents performed their duties without staffs of aides and assistants. Washington and Jefferson spent much of their time on their plantations. Congress did not even appropriate funds for a Presidential clerk until 1857. Lincoln opened his own mail, Cleveland answered the phone at the White House, and Wilson regularly typed his own speeches. S. Wayne, The Legislative Presidency 30 (1978). Whatever may have been the situation beginning under Washington, Adams, and Jefferson, we know today that the Presidency functions with a staff that exercises a wide spectrum of authority and discretion and directly assists the President in carrying out constitutional duties.
Justice White’s dissent in Nixon v. Fitzgerald today expresses great concern that a President may “cause serious injury to any number of citizens even though he knows his conduct violates a statute . . . .” Ante, at 764. What the dissent wholly overlooks, however, is the plain fact that the absolute immunity does not protect a President for acts outside the constitutional function of a President.
The same remedies for checks on Presidential abuse also will check abuses by the comparatively small group of senior aides who act as “alter egos” of the President. The aides serve at the pleasure of the President and thus may be removed by the President. Congressional and public scrutiny maintain a constant and pervasive check on abuses, and such aides may be prosecuted criminally. See Nixon, ante, at 757. However, a criminal prosecution cannot be commenced absent careful consideration by a grand jury at the request of a prosecutor; the same check is not present with respect to the commencement of civil suits in which advocates are subject to no realistic accountability.
The Executive Branch may as a matter of grace supply some legal assistance. The Department of Justice has a longstanding policy of representing federal officers in civil suits involving conduct performed within the scope of their employment. In addition, the Department provides for retention of private legal counsel when necessary. See Senate Subcommittee on Administrative Practice and Procedure of the Committee on the Judiciary, Justice Department Retention of Private Legal Counsel to Represent Federal Employees in Civil Lawsuits, 95th Cong., 2d Sess. (Comm. Print 1978). The Congress frequently pays the expenses of defending its Members even as to acts wholly outside the legislative function.
This Court had no trouble reconciling Gravel with Kilbourn v. Thompson, 103 U. S. 168 (1881). In Kilboum the Sergeant-at-Arms of the House of Representatives was held not to share the absolute immunity enjoyed by the Members of Congress who ordered that officer to act.
8.5.2 Kisela v. Hughes 8.5.2 Kisela v. Hughes
Andrew KISELA
v.
Amy HUGHES.
No. 17-467.
Supreme Court of the United States
April 2, 2018.
*1150 PER CURIAM.
Petitioner Andrew Kisela, a police officer in Tucson, Arizona, shot respondent Amy Hughes. Kisela and two other officers had arrived on the scene after hearing a police radio report that a woman was engaging in erratic behavior with a knife. They had been there but a few minutes, perhaps just a minute. When Kisela fired, Hughes was holding a large kitchen knife, had taken steps toward another woman standing nearby, and had refused to drop the knife after at least two commands to do so. The question is whether at the time of the shooting Kisela's actions violated clearly established law.
The record, viewed in the light most favorable to Hughes, shows the following.
*1151 In May 2010, somebody in Hughes' neighborhood called 911 to report that a woman was hacking a tree with a kitchen knife. Kisela and another police officer, Alex Garcia, heard about the report over the radio in their patrol car and responded. A few minutes later the person who had called 911 flagged down the officers; gave them a description of the woman with the knife; and told them the woman had been acting erratically. About the same time, a third police officer, Lindsay Kunz, arrived on her bicycle.
Garcia spotted a woman, later identified as Sharon Chadwick, standing next to a car in the driveway of a nearby house. A chain-link fence with a locked gate separated Chadwick from the officers. The officers then saw another woman, Hughes, emerge from the house carrying a large knife at her side. Hughes matched the description of the woman who had been seen hacking a tree. Hughes walked toward Chadwick and stopped no more than six feet from her.
All three officers drew their guns. At least twice they told Hughes to drop the knife. Viewing the record in the light most favorable to Hughes, Chadwick said "take it easy" to both Hughes and the officers. Hughes appeared calm, but she did not acknowledge the officers' presence or drop the knife. The top bar of the chain-link fence blocked Kisela's line of fire, so he dropped to the ground and shot Hughes four times through the fence. Then the officers jumped the fence, handcuffed Hughes, and called paramedics, who transported her to a hospital. There she was treated for non-life-threatening injuries. Less than a minute had transpired from the moment the officers saw Chadwick to the moment Kisela fired shots.
All three of the officers later said that at the time of the shooting they subjectively believed Hughes to be a threat to Chadwick. After the shooting, the officers discovered that Chadwick and Hughes were roommates, that Hughes had a history of mental illness, and that Hughes had been upset with Chadwick over a $20 debt. In an affidavit produced during discovery, Chadwick said that a few minutes before the shooting her boyfriend had told her Hughes was threatening to kill Chadwick's dog, named Bunny. Chadwick "came home to find" Hughes "somewhat distressed," and Hughes was in the house holding Bunny "in one hand and a kitchen knife in the other." Hughes asked Chadwick if she "wanted [her] to use the knife on the dog." The officers knew none of this, though. Chadwick went outside to get $20 from her car, which is when the officers first saw her. In her affidavit Chadwick said that she did not feel endangered at any time. Ibid. Based on her experience as Hughes' roommate, Chadwick stated that Hughes "occasionally has episodes in which she acts inappropriately," but "she is only seeking attention." 2 Record 108.
Hughes sued Kisela under Rev. Stat. § 1979, 42 U.S.C. § 1983 , alleging that Kisela had used excessive force in violation of the Fourth Amendment. The District Court granted summary judgment to Kisela, but the Court of Appeals for the Ninth Circuit reversed. 862 F.3d 775 (2016).
The Court of Appeals first held that the record, viewed in the light most favorable to Hughes, was sufficient to demonstrate that Kisela violated the Fourth Amendment. See id., at 782 . The court next held that the violation was clearly established because, in its view, the constitutional violation was obvious and because of Circuit precedent that the court perceived to be analogous. Id., at 785 . Kisela filed a petition for rehearing en banc. Over the dissent of seven judges, the Court of Appeals denied it. Kisela then filed a petition *1152 for certiorari in this Court. That petition is now granted.
In one of the first cases on this general subject, Tennessee v. Garner, 471 U.S. 1 , 105 S.Ct. 1694 , 85 L.Ed.2d 1 (1985), the Court addressed the constitutionality of the police using force that can be deadly. There, the Court held that "[w]here the officer has probable cause to believe that the suspect poses a threat of serious physical harm, either to the officer or to others, it is not constitutionally unreasonable to prevent escape by using deadly force." Id., at 11 , 105 S.Ct. 1694 .
In Graham v. Connor, 490 U.S. 386 , 396, 109 S.Ct. 1865 , 104 L.Ed.2d 443 (1989), the Court held that the question whether an officer has used excessive force "requires careful attention to the facts and circumstances of each particular case, including the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight." "The 'reasonableness' of a particular use of force must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight." Ibid. And "[t]he calculus of reasonableness must embody allowance for the fact that police officers are often forced to make split-second judgments-in circumstances that are tense, uncertain, and rapidly evolving-about the amount of force that is necessary in a particular situation." Id., at 396-397 , 109 S.Ct. 1865 .
Here, the Court need not, and does not, decide whether Kisela violated the Fourth Amendment when he used deadly force against Hughes. For even assuming a Fourth Amendment violation occurred-a proposition that is not at all evident-on these facts Kisela was at least entitled to qualified immunity.
"Qualified immunity attaches when an official's conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." White v. Pauly, 580 U.S. ----, ----, 137 S.Ct. 548 , 551, 196 L.Ed.2d 463 (2017) ( per curiam ) (alterations and internal quotation marks omitted). "Because the focus is on whether the officer had fair notice that her conduct was unlawful, reasonableness is judged against the backdrop of the law at the time of the conduct." Brosseau v. Haugen, 543 U.S. 194 , 198, 125 S.Ct. 596 , 160 L.Ed.2d 583 (2004) ( per curiam ).
Although "this Court's caselaw does not require a case directly on point for a right to be clearly established, existing precedent must have placed the statutory or constitutional question beyond debate." White, 580 U.S., at ----, 137 S.Ct., at 551 (internal quotation marks omitted). "In other words, immunity protects all but the plainly incompetent or those who knowingly violate the law." Ibid. (internal quotation marks omitted). This Court has " 'repeatedly told courts-and the Ninth Circuit in particular-not to define clearly established law at a high level of generality.' " City and County of San Francisco v. Sheehan, 575 U.S. ----, ----, 135 S.Ct. 1765 , 1775-1776, 191 L.Ed.2d 856 (2015) (quoting Ashcroft v. al-Kidd, 563 U.S. 731 , 742, 131 S.Ct. 2074 , 179 L.Ed.2d 1149 (2011) ); see also Brosseau, supra, at 198-199 , 125 S.Ct. 596 .
"[S]pecificity is especially important in the Fourth Amendment context, where the Court has recognized that it is sometimes difficult for an officer to determine how the relevant legal doctrine, here excessive force, will apply to the factual situation the officer confronts." Mullenix v. Luna, 577 U.S. ----, ----, 136 S.Ct. 305 , 308, 193 L.Ed.2d 255 (2015) ( per curiam *1153 ) (internal quotation marks omitted). Use of excessive force is an area of the law "in which the result depends very much on the facts of each case," and thus police officers are entitled to qualified immunity unless existing precedent "squarely governs" the specific facts at issue. Id., at ----, 136 S.Ct., at 309 (internal quotation marks omitted and emphasis deleted). Precedent involving similar facts can help move a case beyond the otherwise "hazy border between excessive and acceptable force" and thereby provide an officer notice that a specific use of force is unlawful. Id., at ----, 136 S.Ct., at 312 (internal quotation marks omitted).
"Of course, general statements of the law are not inherently incapable of giving fair and clear warning to officers." White, 580 U.S., at ----, 137 S.Ct., at 552 (internal quotation marks omitted). But the general rules set forth in " Garner and Graham do not by themselves create clearly established law outside an 'obvious case.' " Ibid. Where constitutional guidelines seem inapplicable or too remote, it does not suffice for a court simply to state that an officer may not use unreasonable and excessive force, deny qualified immunity, and then remit the case for a trial on the question of reasonableness. An officer "cannot be said to have violated a clearly established right unless the right's contours were sufficiently definite that any reasonable official in the defendant's shoes would have understood that he was violating it." Plumhoff v. Rickard, 572 U.S. ----, ----, 134 S.Ct. 2012 , 2023, 188 L.Ed.2d 1056 (2014). That is a necessary part of the qualified-immunity standard, and it is a part of the standard that the Court of Appeals here failed to implement in a correct way.
Kisela says he shot Hughes because, although the officers themselves were in no apparent danger, he believed she was a threat to Chadwick. Kisela had mere seconds to assess the potential danger to Chadwick. He was confronted with a woman who had just been seen hacking a tree with a large kitchen knife and whose behavior was erratic enough to cause a concerned bystander to call 911 and then flag down Kisela and Garcia. Kisela was separated from Hughes and Chadwick by a chain-link fence; Hughes had moved to within a few feet of Chadwick; and she failed to acknowledge at least two commands to drop the knife. Those commands were loud enough that Chadwick, who was standing next to Hughes, heard them. This is far from an obvious case in which any competent officer would have known that shooting Hughes to protect Chadwick would violate the Fourth Amendment.
The Court of Appeals made additional errors in concluding that its own precedent clearly established that Kisela used excessive force. To begin with, "even if a controlling circuit precedent could constitute clearly established law in these circumstances, it does not do so here." Sheehan, supra, at ----, 135 S.Ct., at 1776 . In fact, the most analogous Circuit precedent favors Kisela. See Blanford v. Sacramento County, 406 F.3d 1110 (C.A.9 2005). In Blanford, the police responded to a report that a man was walking through a residential neighborhood carrying a sword and acting in an erratic manner. Id., at 1112 . There, as here, the police shot the man after he refused their commands to drop his weapon (there, as here, the man might not have heard the commands). Id., at 1113 . There, as here, the police believed (perhaps mistakenly), that the man posed an immediate threat to others. Ibid. There, the Court of Appeals determined that the use of deadly force did not violate the Fourth Amendment. Id., at 1119 . Based on that decision, a reasonable officer *1154 could have believed the same thing was true in the instant case.
In contrast, not one of the decisions relied on by the Court of Appeals- Deorle v. Rutherford, 272 F.3d 1272 (C.A.9 2001), Glenn v. Washington County, 673 F.3d 864 (C.A.9 2011), and Harris v. Roderick, 126 F.3d 1189 (C.A.9 1997) -supports denying Kisela qualified immunity. As for Deorle, this Court has already instructed the Court of Appeals not to read its decision in that case too broadly in deciding whether a new set of facts is governed by clearly established law. Sheehan, 572 U.S., at ---- - ----, 135 S.Ct., at 1775-1777 . Deorle involved a police officer who shot an unarmed man in the face, without warning, even though the officer had a clear line of retreat; there were no bystanders nearby; the man had been "physically compliant and generally followed all the officers' instructions"; and he had been under police observation for roughly 40 minutes. 272 F.3d, at 1276, 1281-1282 . In this case, by contrast, Hughes was armed with a large knife; was within striking distance of Chadwick; ignored the officers' orders to drop the weapon; and the situation unfolded in less than a minute. "Whatever the merits of the decision in Deorle, the differences between that case and the case before us leap from the page." Sheehan, supra, at ----, 135 S.Ct., at 1776 .
Glenn, which the panel described as "[t]he most analogous Ninth Circuit case," 862 F.3d, at 783 , was decided after the shooting at issue here. Thus, Glenn "could not have given fair notice to [Kisela]" because a reasonable officer is not required to foresee judicial decisions that do not yet exist in instances where the requirements of the Fourth Amendment are far from obvious. Brosseau, 543 U.S., at 200, n. 4 , 125 S.Ct. 596 . Glenn was therefore "of no use in the clearly established inquiry." Brosseau, supra, at 200, n. 4 , 125 S.Ct. 596 . Other judges brought this mistaken or misleading citation to the panel's attention while Kisela's petition for rehearing en banc was pending before the Court of Appeals. 862 F.3d, at 795, n. 2 (Ikuta, J., dissenting from denial of rehearing en banc). The panel then amended its opinion, but nevertheless still attempted to "rely on Glenn as illustrative, not as indicative of the clearly established law in 2010." Id., at 784, n. 2 (majority opinion). The panel failed to explain the difference between "illustrative" and "indicative" precedent, and none is apparent.
The amended opinion also asserted, for the first time and without explanation, that the Court of Appeals' decision in Harris clearly established that the shooting here was unconstitutional. Id., at 785 . The new mention of Harris replaced a reference in the panel's first opinion to Glenn -the case that postdated the shooting at issue here. Compare 841 F.3d 1081 , 1090 (C.A.9 2016) ("As indicated by Glenn and Deorle, ... that right was clearly established"), with 862 F.3d, at 785 ("As indicated by Deorle and Harris, ... that right was clearly established").
The panel's reliance on Harris "does not pass the straight-face test." 862 F.3d, at 797 (opinion of Ikuta, J.). In Harris, the Court of Appeals determined that an FBI sniper, who was positioned safely on a hilltop, used excessive force when he shot a man in the back while the man was retreating to a cabin during what has been referred to as the Ruby Ridge standoff. 126 F.3d, at 1202-1203 . Suffice it to say, a reasonable police officer could miss the connection between the situation confronting the sniper at Ruby Ridge and the situation confronting Kisela in Hughes' front yard.
For these reasons, the petition for certiorari is granted; the judgment of the *1155 Court of Appeals is reversed; and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
Officer Andrew Kisela shot Amy Hughes while she was speaking with her roommate, Sharon Chadwick, outside of their home. The record, properly construed at this stage, shows that at the time of the shooting: Hughes stood stationary about six feet away from Chadwick, appeared "composed and content," Appellant's Excerpts of Record 109 (Record), and held a kitchen knife down at her side with the blade facing away from Chadwick. Hughes was nowhere near the officers, had committed no illegal act, was suspected of no crime, and did not raise the knife in the direction of Chadwick or anyone else. Faced with these facts, the two other responding officers held their fire, and one testified that he "wanted to continue trying verbal command[s] and see if that would work." Id., at 120. But not Kisela. He thought it necessary to use deadly force, and so, without giving a warning that he would open fire, he shot Hughes four times, leaving her seriously injured.
If this account of Kisela's conduct sounds unreasonable, that is because it was. And yet, the Court today insulates that conduct from liability under the doctrine of qualified immunity, holding that Kisela violated no "clearly established" law. See ante, at 1152 - 1154. I disagree. Viewing the facts in the light most favorable to Hughes, as the Court must at summary judgment, a jury could find that Kisela violated Hughes' clearly established Fourth Amendment rights by needlessly resorting to lethal force. In holding otherwise, the Court misapprehends the facts and misapplies the law, effectively treating qualified immunity as an absolute shield. I therefore respectfully dissent.
I
This case arrives at our doorstep on summary judgment, so we must "view the evidence ... in the light most favorable to" Hughes, the nonmovant, "with respect to the central facts of this case." Tolan v. Cotton, 572 U.S. ----, ----, 134 S.Ct. 1861 , 1866, 188 L.Ed.2d 895 (2014) ( per curiam ). The majority purports to honor this well-settled principle, but its efforts fall short. Although the majority sets forth most of the relevant events that transpired, it conspicuously omits several critical facts and draws premature inferences that bear on the qualified-immunity inquiry. Those errors are fatal to its analysis, because properly construing all of the facts in the light most favorable to Hughes, and drawing all inferences in her favor, a jury could find that the following events occurred on the day of Hughes' encounter with the Tucson police.
On May 21, 2010, Kisela and Officer-in-Training Alex Garcia received a " 'check welfare' " call about a woman chopping away at a tree with a knife. 862 F.3d 775 , 778 (C.A.9 2016). They responded to the scene, where they were informed by the person who had placed the call (not Chadwick) that the woman with the knife had been acting "erratically." Ibid. A third officer, Lindsay Kunz, later joined the scene. The officers observed Hughes, who matched the description given to the officers of the woman alleged to have been cutting the tree, emerge from a house with a kitchen knife in her hand. Hughes exited the front door and approached Chadwick, who was standing outside in the driveway.
Hughes then stopped about six feet from Chadwick, holding the kitchen knife down at her side with the blade pointed away *1156 from Chadwick. Hughes and Chadwick conversed with one another; Hughes appeared "composed and content," Record 109, and did not look angry. See 862 F.3d, at 778 . At no point during this exchange did Hughes raise the kitchen knife or verbally threaten to harm Chadwick or the officers. Chadwick later averred that, during the incident, she was never in fear of Hughes and "was not the least bit threatened by the fact that [Hughes] had a knife in her hand" and that Hughes "never acted in a threatening manner." Record 110-111. The officers did not observe Hughes commit any crime, nor was Hughes suspected of committing one. See 862 F.3d, at 780 .
Nevertheless, the officers hastily drew their guns and ordered Hughes to drop the knife. The officers gave that order twice, but the commands came "in quick succession." Id., at 778 . The evidence in the record suggests that Hughes may not have heard or understood the officers' commands and may not have been aware of the officers' presence at all. Record 109-110, 195, 323-324 (Officer Kunz's testimony that "it seemed as though [Hughes] didn't even know we were there," and "[i]t was like she didn't hear us almost"); id., at 304 (Officer Garcia's testimony that Hughes acted "almost as if we weren't there"). Although the officers were in uniform, they never verbally identified themselves as law enforcement officers.
Kisela did not wait for Hughes to register, much less respond to, the officers' rushed commands. Instead, Kisela immediately and unilaterally escalated the situation. Without giving any advance warning that he would shoot, and without attempting less dangerous methods to deescalate the situation, he dropped to the ground and shot four times at Hughes (who was stationary) through a chain-link fence. After being shot, Hughes fell to the ground, screaming and bleeding from her wounds. She looked at the officers and asked, " 'Why'd you shoot me?' " Id., at 308. Hughes was immediately transported to the hospital, where she required treatment for her injuries. Kisela alone resorted to deadly force in this case. Confronted with the same circumstances as Kisela, neither of his fellow officers took that drastic measure.
II
Police officers are not entitled to qualified immunity if "(1) they violated a federal statutory or constitutional right, and (2) the unlawfulness of their conduct was 'clearly established at the time.' " District of Columbia v. Wesby, 583 U.S. ----, ----, 138 S.Ct. 577 , 589, 199 L.Ed.2d 453 (2018) (quoting Reichle v. Howards, 566 U.S. 658 , 664, 132 S.Ct. 2088 , 182 L.Ed.2d 985 (2012) ). Faithfully applying that well-settled standard, the Ninth Circuit held that a jury could find that Kisela violated Hughes' clearly established Fourth Amendment rights. That conclusion was correct.
A
I begin with the first step of the qualified-immunity inquiry: whether there was a violation of a constitutional right. Hughes alleges that Kisela violated her Fourth Amendment rights by deploying excessive force against her. In assessing such a claim, courts must ask "whether the officers' actions are 'objectively reasonable' in light of the facts and circumstances confronting them." Graham v. Connor, 490 U.S. 386 , 397, 109 S.Ct. 1865 , 104 L.Ed.2d 443 (1989). That inquiry "requires careful attention to the facts and circumstances of each particular case, including the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, *1157 and whether he is actively resisting arrest or attempting to evade arrest by flight." Id., at 396 , 109 S.Ct. 1865 ; see also Tennessee v. Garner, 471 U.S. 1 , 11, 105 S.Ct. 1694 , 85 L.Ed.2d 1 (1985). All of those factors (and others) support the Ninth Circuit's conclusion that a jury could find that Kisela's use of deadly force was objectively unreasonable. 862 F.3d, at 779-782 . Indeed, the panel's resolution of this question was so convincing that not a single judge on the Ninth Circuit, including the seven who dissented from denial of rehearing en banc, expressly disputed that conclusion. See id., at 791-799 (opinion of Ikuta, J.). Neither does the majority here, which simply assumes without deciding that "a Fourth Amendment violation occurred." Ante, at 1152.
First, Hughes committed no crime and was not suspected of committing a crime. The officers were responding to a "check welfare" call, which reported no criminal activity, and the officers did not observe any illegal activity while at the scene. The mere fact that Hughes held a kitchen knife down at her side with the blade pointed away from Chadwick hardly elevates the situation to one that justifies deadly force.
Second, a jury could reasonably conclude that Hughes presented no immediate or objective threat to Chadwick or the other officers. It is true that Kisela had received a report that a woman matching Hughes' description had been acting erratically. But the police officers themselves never witnessed any erratic conduct. Instead, when viewed in the light most favorable to Hughes, the record evidence of what the police encountered paints a calmer picture. It shows that Hughes was several feet from Chadwick and even farther from the officers, she never made any aggressive or threatening movements, and she appeared "composed and content" during the brief encounter.
Third, Hughes did not resist or evade arrest. Based on this record, there is significant doubt as to whether she was aware of the officers' presence at all, and evidence suggests that Hughes did not hear the officers' swift commands to drop the knife.
Finally, the record suggests that Kisela could have, but failed to, use less intrusive means before deploying deadly force. 862 F.3d, at 781 . For instance, Hughes submitted expert testimony concluding that Kisela should have used his Taser and that shooting his gun through the fence was dangerous because a bullet could have fragmented against the fence and hit Chadwick or his fellow officers. Ibid. ; see also Bryan v. MacPherson, 630 F.3d 805 , 831 (C.A.9 2010) (noting that "police are required to consider what other tactics if any were available to effect the arrest" and whether there are "clear, reasonable, and less intrusive alternatives" (internal quotation marks and alteration omitted)). Consistent with that assessment, the other two officers on the scene declined to fire at Hughes, and one of them explained that he was inclined to use "some of the lesser means" than shooting, including verbal commands, because he believed there was time "[t]o try to talk [Hughes] down." Record 120-121. That two officers on the scene, presented with the same circumstances as Kisela, did not use deadly force reveals just how unnecessary and unreasonable it was for Kisela to fire four shots at Hughes. See Plumhoff v. Rickard, 572 U.S. ----, ----, 134 S.Ct. 2012 , 2020, 188 L.Ed.2d 1056 (2014) ("We analyze [the objective reasonableness] question from the perspective of a reasonable officer on the scene" (internal quotation marks omitted)).
Taken together, the foregoing facts would permit a jury to conclude that Kisela acted outside the bounds of the Fourth *1158 Amendment by shooting Hughes four times.
B
Rather than defend the reasonableness of Kisela's conduct, the majority sidesteps the inquiry altogether and focuses instead on the "clearly established" prong of the qualified-immunity analysis. Ante, at 1152. To be " 'clearly established' ... [t]he contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right." Anderson v. Creighton, 483 U.S. 635 , 640, 107 S.Ct. 3034 , 97 L.Ed.2d 523 (1987). That standard is not nearly as onerous as the majority makes it out to be. As even the majority must acknowledge, ante, at 1152, this Court has long rejected the notion that "an official action is protected by qualified immunity unless the very action in question has previously been held unlawful," Anderson, 483 U.S., at 640 , 107 S.Ct. 3034 . "[O]fficials can still be on notice that their conduct violates established law even in novel factual circumstances." Hope v. Pelzer, 536 U.S. 730 , 741, 122 S.Ct. 2508 , 153 L.Ed.2d 666 (2002). At its core, then, the "clearly established" inquiry boils down to whether Kisela had "fair notice" that he acted unconstitutionally. See ibid. ; Brosseau v. Haugen, 543 U.S. 194 , 198, 125 S.Ct. 596 , 160 L.Ed.2d 583 (2004) ( per curiam ) ("[T]he focus" of qualified immunity "is on whether the officer had fair notice that her conduct was unlawful").
The answer to that question is yes. This Court's precedents make clear that a police officer may only deploy deadly force against an individual if the officer "has probable cause to believe that the [person] poses a threat of serious physical harm, either to the officer or to others." Garner, 471 U.S., at 11 , 105 S.Ct. 1694 ; see also Graham, 490 U.S., at 397 , 109 S.Ct. 1865 . It is equally well established that any use of lethal force must be justified by some legitimate governmental interest. See Scott v. Harris, 550 U.S. 372 , 383, 127 S.Ct. 1769 , 167 L.Ed.2d 686 (2007) ; Mullenix v. Luna, 577 U.S. ----, ---- - ----, 136 S.Ct. 305 , 313-314, 193 L.Ed.2d 255 (2015) (SOTOMAYOR, J., dissenting). Consistent with those clearly established principles, and contrary to the majority's conclusion, Ninth Circuit precedent predating these events further confirms that Kisela's conduct was clearly unreasonable. See Brosseau, 543 U.S., at 199 , 125 S.Ct. 596 ("[A] body of relevant case law" may " 'clearly establish' " the violation of a constitutional right); Ashcroft v. al-Kidd, 563 U.S. 731 , 746, 131 S.Ct. 2074 , 179 L.Ed.2d 1149 (2011) (KENNEDY, J., concurring) ("[Q]ualified immunity is lost when plaintiffs point either to 'cases of controlling authority in their jurisdiction at the time of the incident' or to 'a consensus of cases of persuasive authority such that a reasonable officer could not have believed that his actions were lawful' " (quoting Wilson v. Layne, 526 U.S. 603 , 617, 119 S.Ct. 1692 , 143 L.Ed.2d 818 (1999) )). Because Kisela plainly lacked any legitimate interest justifying the use of deadly force against a woman who posed no objective threat of harm to officers or others, had committed no crime, and appeared calm and collected during the police encounter, he was not entitled to qualified immunity.
The Ninth Circuit's opinion in Deorle v. Rutherford, 272 F.3d 1272 (2001) proves the point. In that case, the police encountered a man who had reportedly been acting "erratically." Id., at 1276 . The man was "verbally abusive," shouted " 'kill me' " at the officers, screamed that he would " 'kick [the] ass' " of one of the officers, and "brandish[ed] a hatchet at a police officer," ultimately throwing it "into a clump of trees when told to put it down." Id., at 1276-1277 . The officers also observed *1159 the man carrying an unloaded crossbow in one hand and what appeared to be "a can or a bottle of lighter fluid in the other." Id., at 1277 . The man discarded the crossbow when instructed to do so by the police and then steadily walked toward one of the officers. Ibid. In response, that officer, without giving a warning, shot the man in the face with beanbag rounds. Id., at 1278 . The man suffered serious injuries, including multiple fractures to his cranium and the loss of his left eye. Ibid .
The Ninth Circuit denied qualified immunity to the officer, concluding that his use of force was objectively unreasonable under clearly established law. Id ., at 1285-1286. The court held, "Every police officer should know that it is objectively unreasonable to shoot ... an unarmed man who: has committed no serious offense, is mentally or emotionally disturbed, has been given no warning of the imminent use of such a significant degree of force, poses no risk of flight, and presents no objectively reasonable threat to the safety of the officer or other individuals." Id., at 1285 .
The same holds true here. Like the man in Deorle, Hughes committed no serious crime, had been given no warning of the imminent use of force, posed no risk of flight, and presented no objectively reasonable threat to the safety of officers or others. In fact, Hughes presented even less of a danger than the man in Deorle, for, unlike him, she did not threaten to "kick [their] ass," did not appear agitated, and did not raise her kitchen knife or make any aggressive gestures toward the police or Chadwick. If the police officers acted unreasonably in shooting the agitated, screaming man in Deorle with beanbag bullets, a fortiori Kisela acted unreasonably in shooting the calm-looking, stationary Hughes with real bullets. In my view, Deorle and the precedent it cites place the unlawfulness of Kisela's conduct " 'beyond debate.' " Wesby, 583 U.S., at ----, 138 S.Ct., at 590 .
The majority strains mightily to distinguish Deorle, to no avail. It asserts, for instance, that, unlike the man in Deorle, Hughes was "armed with a large knife." Ante, at 1154. But that is not a fair characterization of the record, particularly at this procedural juncture. Hughes was not "armed" with a knife. She was holding "a kitchen knife-an everyday household item which can be used as a weapon but ordinarily is a tool for safe, benign purposes"-down at her side with the blade pointed away from Chadwick. 862 F.3d, at 788 (Berzon, J., concurring in denial of rehearing en banc). Hughes also spoke calmly with Chadwick during the events at issue, did not raise the knife, and made no other aggressive movements, undermining any suggestion that she was a threat to Chadwick or anyone else. Similarly, the majority asserts that Hughes was "within striking distance" of Chadwick, ante, at 1154, but that stretches the facts and contravenes this Court's repeated admonition that inferences must be drawn in the exact opposite direction, i.e., in favor of Hughes. See Tolan, 572 U.S., at ----, 134 S.Ct., at 1866-1867. The facts, properly viewed, show that, when she was shot, Hughes had stopped and stood still about six feet away from Chadwick. Whether Hughes could "strik[e]" Chadwick from that particular distance, even though the kitchen knife was held down at her side, is an inference that should be drawn by the jury, not this Court.
The majority next posits that Hughes, unlike the man in Deorle, "ignored the officers' orders to drop the" kitchen knife. Ante, at 1154. Yet again, the majority here draws inferences in favor of Kisela, instead of Hughes. The available evidence would *1160 allow a reasonable jury to find that Hughes did not hear or register the officers' swift commands and that Kisela, like his fellow officers on the scene, should have realized that as well. See supra, at 1156 - 1157. Accordingly, at least at the summary-judgment stage, the Court is mistaken in distinguishing Deorle based on Hughes' ostensible disobedience to the officers' directives.
The majority also implies that Deorle is distinguishable because the police in that case observed the man over a 40-minute period, whereas the situation here unfolded in less than a minute. Ante, at 1154. But that fact favors Hughes, not Kisela. The only reason this case unfolded in such an abrupt timeframe is because Kisela, unlike his fellow officer, showed no interest in trying to talk further to Hughes or use a "lesser means" of force. See Record 120-121, 304.
Finally, the majority passingly notes that "this Court has already instructed the Court of Appeals not to read [ Deorle ] too broadly." Ante, at 1154 (citing City and County of San Francisco v. Sheehan, 575 U.S. ----, ---- - ----, 135 S.Ct. 1765 , 1775-1777, 191 L.Ed.2d 856 (2015) ). But the Court in Sheehan concluded that Deorle was plainly distinguishable because, unlike in Deorle, the officers there confronted a woman who "was dangerous, recalcitrant, law-breaking, and out of sight." 575 U.S., at ----, 135 S.Ct., at 1776 . As explained above, however, Hughes was none of those things: She did not threaten or endanger the officers or Chadwick, she did not break any laws, and she was visible to the officers on the scene. See supra, at 1155 - 1157. Thus, there simply is no basis for the Court's assertion that " 'the differences between [ Deorle ] and the case before us leap from the page.' " Ante, at 1154 (quoting Sheehan, 575 U.S., at ----, 135 S.Ct., at 1776 ).
Deorle, moreover, is not the only case that provided fair notice to Kisela that shooting Hughes under these circumstances was unreasonable. For instance, the Ninth Circuit has held that the use of deadly force against an individual holding a semiautomatic rifle was unconstitutional where the individual "did not point the gun at the officers and apparently was not facing them when they shot him the first time." Curnow v. Ridgecrest Police, 952 F.2d 321 , 325 (1991). Similarly, in Harris v. Roderick, 126 F.3d 1189 (1997), the Ninth Circuit held that the officer unreasonably used deadly force against a man who, although armed, made "no threatening movement" or "aggressive move of any kind." Id., at 1203 . * Both Curnow and Harris establish that, where, as here, an individual with a weapon poses no objective and immediate threat to officers or third parties, law enforcement cannot resort to excessive force. See Harris, 126 F.3d, at 1201 ("Law enforcement officers may not shoot to kill unless, at a minimum, the suspect presents an immediate threat to the officers, or is fleeing and his escape will result in a serious threat of injury to persons").
If all that were not enough, decisions from several other Circuits illustrate that the Fourth Amendment clearly forbids the use of deadly force against a person who is *1161 merely holding a knife but not threatening anyone with it. See, e.g., McKinney v. DeKalb County, 997 F.2d 1440 , 1442 (C.A.11 1993) (affirming denial of summary judgment based on qualified immunity to officer who shot a person holding a butcher knife in one hand and a foot-long stick in the other, where the person threw the stick and began to rise from his seated position); Reyes v. Bridgwater, 362 Fed.Appx. 403 , 404-405 (C.A.5 2010) (reversing grant of summary judgment based on qualified immunity to officer who shot a person holding a kitchen knife in his apartment entryway, even though he refused to follow the officer's multiple commands to drop the knife); Duong v. Telford Borough, 186 Fed.Appx. 214 , 215, 217 (C.A.3 2006) (affirming denial of summary judgment based on qualified immunity to officer who shot a person holding a knife because a reasonable jury could conclude that the plaintiff was sitting down and pointing the knife away from the officer at the time he was shot and had not received any warnings to drop the knife).
Against this wall of case law, the majority points to a single Ninth Circuit decision, Blanford v. Sacramento County, 406 F.3d 1110 (2005), as proof that Kisela reasonably could have believed that Hughes posed an immediate danger. But Blanford involved far different circumstances. In that case, officers observed a man walking through a neighborhood brandishing a 2 ½-foot cavalry sword; officers commanded the man to drop the sword, identified themselves as police, and warned " 'We'll shoot.' " Id., at 1112-1113 . The man responded with "a loud growling or roaring sound," which increased the officers' concern that he posed a risk of harm. Id., at 1113 . In an effort to "evade [police] authority," the man, while still wielding the sword, tried to enter a home, thus prompting officers to open fire to protect anyone who might be inside. Id., at 1113, 1118 . The Ninth Circuit concluded that use of deadly force was reasonable in those circumstances. See id., at 1119 .
This case differs significantly from Blanford in several key respects. Unlike the man in Blanford, Hughes held a kitchen knife down by her side, as compared to a 2 ½-foot sword; she appeared calm and collected, and did not make threatening noises or gestures toward the officers on the scene; she stood still in front of her own home, and was not wandering about the neighborhood, evading law enforcement, or attempting to enter another house. Moreover, unlike the officers in Blanford, Kisela never verbally identified himself as an officer and never warned Hughes that he was going to shoot before he did so. Given these significant differences, no reasonable officer would believe that Blanford justified Kisela's conduct. The majority's conclusion to the contrary is fanciful.
* * *
In sum, precedent existing at the time of the shooting clearly established the unconstitutionality of Kisela's conduct. The majority's decision, no matter how much it says otherwise, ultimately rests on a faulty premise: that those cases are not identical to this one. But that is not the law, for our cases have never required a factually identical case to satisfy the "clearly established" standard. Hope, 536 U.S., at 739 , 122 S.Ct. 2508 . It is enough that governing law places "the constitutionality of the officer's conduct beyond debate." Wesby, 583 U.S., at ----, 138 S.Ct., at 589 (internal quotation marks omitted). Because, taking the facts in the light most favorable to Hughes, it is "beyond debate" that Kisela's use of deadly force was objectively unreasonable, he was not entitled to summary judgment on the basis of qualified immunity.
*1162 III
For the foregoing reasons, it is clear to me that the Court of Appeals got it right. But even if that result were not so clear, I cannot agree with the majority's apparent view that the decision below was so manifestly incorrect as to warrant "the extraordinary remedy of a summary reversal." Major League Baseball Players Assn. v. Garvey, 532 U.S. 504 , 512-513, 121 S.Ct. 1724 , 149 L.Ed.2d 740 (2001) (Stevens, J., dissenting). "A summary reversal is a rare disposition, usually reserved by this Court for situations in which the law is settled and stable, the facts are not in dispute, and the decision below is clearly in error." Schweiker v. Hansen, 450 U.S. 785 , 791, 101 S.Ct. 1468 , 67 L.Ed.2d 685 (1981) (Marshall, J., dissenting); Office of Personnel Management v. Richmond, 496 U.S. 414 , 422, 110 S.Ct. 2465 , 110 L.Ed.2d 387 (1990) ("Summary reversals of courts of appeals are unusual under any circumstances"). This is not such a case. The relevant facts are hotly disputed, and the qualified-immunity question here is, at the very best, a close call. Rather than letting this case go to a jury, the Court decides to intervene prematurely, purporting to correct an error that is not at all clear.
This unwarranted summary reversal is symptomatic of "a disturbing trend regarding the use of this Court's resources" in qualified-immunity cases. Salazar-Limon v. Houston, 581 U.S. ----, ----, 137 S.Ct. 1277 , 1282, 197 L.Ed.2d 751 (2017) (SOTOMAYOR, J., dissenting from denial of certiorari). As I have previously noted, this Court routinely displays an unflinching willingness "to summarily reverse courts for wrongly denying officers the protection of qualified immunity" but "rarely intervene[s] where courts wrongly afford officers the benefit of qualified immunity in these same cases." Id., at ---- - ----, 137 S.Ct., at 1282-1283 ; see also Baude, Is Qualified Immunity Unlawful? 106 Cal. L. Rev. 45 , 82 (2018) ("[N]early all of the Supreme Court's qualified immunity cases come out the same way-by finding immunity for the officials"); Reinhardt, The Demise of Habeas Corpus and the Rise of Qualified Immunity: The Court's Ever Increasing Limitations on the Development and Enforcement of Constitutional Rights and Some Particularly Unfortunate Consequences, 113 Mich. L. Rev. 1219 , 1244-1250 (2015). Such a one-sided approach to qualified immunity transforms the doctrine into an absolute shield for law enforcement officers, gutting the deterrent effect of the Fourth Amendment.
The majority today exacerbates that troubling asymmetry. Its decision is not just wrong on the law; it also sends an alarming signal to law enforcement officers and the public. It tells officers that they can shoot first and think later, and it tells the public that palpably unreasonable conduct will go unpunished. Because there is nothing right or just under the law about this, I respectfully dissent.
The majority insists that reliance on Harris fails the " 'straight-face test' " because Harris involved an FBI sniper on a hilltop who shot a man while he was retreating to a cabin during a standoff. Ante, at 1154 (quoting 862 F.3d, at 797 (opinion of Ikuta, J.)). If anything, though, the context of Harris could be viewed as more dangerous than the context here because, unlike Hughes, the suspect in Harris had engaged in a firefight with other officers the previous day, during which an officer was shot. See 126 F.3d, at 1193-1194 .
8.5.3 Taylor v. Riojas 8.5.3 Taylor v. Riojas
592 U.S. 7 (2020)
Per Curiam.
Petitioner Trent Taylor is an inmate in the custody of the Texas Department of Criminal Justice. Taylor alleges that, for six full days in September 2013, correctional officers confined him in a pair of shockingly unsanitary cells. The first cell was covered, nearly floor to ceiling, in “‘massive amounts’ of feces”: all over the floor, the ceiling, the window, the walls, and even “‘packed inside the water faucet.’” Taylor v. Stevens, 946 F.3d 211, 218 (CA5 2019). Fearing that his food and water would be contaminated, Taylor did not eat or drink for nearly four days. Correctional officers then moved Taylor to a second, frigidly cold cell, which was equipped with only a clogged drain in the floor to dispose of bodily wastes. Taylor held his bladder for over 24 hours, but he eventually (and involuntarily) relieved himself, causing the drain to overflow and raw sewage to spill across the floor. Because the cell lacked a bunk, and because Taylor was confined without clothing, he was left to sleep naked in sewage.
The Court of Appeals for the Fifth Circuit properly held that such conditions of confinement violate the Eighth Amendment's prohibition on cruel and unusual punishment. But, based on its assessment that “[t]he law wasn't clearly established” that “prisoners couldn't be housed in cells teeming with human waste” “for only six days,” the court concluded that the prison officials responsible for Taylor's confinement did not have “‘fair warning’ that their specific acts were unconstitutional.” 946 F.3d at 222 (quoting Hope v. Pelzer, 536 U.S. 730, 741, 122 S.Ct. 2508, 153 L.Ed.2d 666 (2002)).
The Fifth Circuit erred in granting the officers qualified immunity on this basis. “Qualified immunity shields an officer from suit when she makes a decision that, even if constitutionally deficient, reasonably misapprehends the law governing the circumstances she confronted.” Brosseau v. Haugen, 543 U.S. 194, 198, 125 S.Ct. 596, 160 L.Ed.2d 583 (2004) (per curiam). But no reasonable correctional officer could have concluded that, under the extreme circumstances of this case, it was constitutionally permissible to house Taylor in such deplorably unsanitary conditions for such an extended period of time. See Hope, 536 U.S. at 741, 122 S.Ct. 2508 (explaining that “‘a general constitutional rule already identified in the decisional law may apply with obvious clarity to the specific conduct in question’ ” (quoting United States v. Lanier, 520 U.S. 259, 271, 117 S.Ct. 1219, 137 L.Ed.2d 432 (1997))); 536 U.S. at 745, 122 S.Ct. 2508 (holding that “[t]he obvious cruelty inherent” in putting inmates in certain wantonly “degrading and dangerous” situations provides officers “with some notice that their alleged conduct violate[s]” the Eighth Amendment). The Fifth Circuit identified no evidence that the conditions of Taylor's confinement were compelled by necessity or exigency. Nor does the summary-judgment record reveal any reason to suspect that the conditions of Taylor's confinement could not have been mitigated, either in degree or duration. And although an officer-by-officer analysis will be necessary on remand, the record suggests that at least some officers involved in Taylor's ordeal were deliberately indifferent to the conditions of his cells. See, e.g., 946 F.3d at 218 (one officer, upon placing Taylor in the first feces-covered cell, remarked to another that Taylor was “‘going to have a long weekend’”); ibid., and n. 9 (another officer, upon placing Taylor in the second cell, told Taylor he hoped Taylor would “‘f***ing freeze’”).
Confronted with the particularly egregious facts of this case, any reasonable officer should have realized that Taylor's conditions of confinement offended the Constitution. We therefore grant Taylor's petition for a writ of certiorari, vacate the judgment of the Court of Appeals for the Fifth Circuit, and remand the case for further proceedings consistent with this opinion.
It is so ordered.
Justice Barrett took no part in the consideration order decision of this case.
Justice Thomas dissents.
Justice Alito, concurring in the judgment.
Because the Court has granted the petition for a writ of certiorari, I will address the question that the Court has chosen to decide. But I find it hard to understand why the Court has seen fit to grant review and address that question.
I
To see why this petition is ill-suited for review, it is important to review the procedural posture of this case. Petitioner, an inmate in a Texas prison, sued multiple prison officers and asserted a variety of claims, including both the Eighth Amendment claim that the Court addresses (placing and keeping him in filthy cells) and a related Eighth Amendment claim (refusing to take him to a toilet). The District Court granted summary judgment for the defendants on all but one of petitioner's claims under Federal Rule of Civil Procedure 54(b), which permitted petitioner to appeal the dismissed claims. On appeal, the Fifth Circuit affirmed as to all the claims at issue except the toilet-access claim. On the claim concerning the conditions of petitioner's cells, the court held that the facts alleged in petitioner's verified complaint were sufficient to demonstrate an Eighth Amendment violation, but it found that the officers were entitled to qualified immunity based primarily on a statement in Hutto v. Finney, 437 U.S. 678, 98 S.Ct. 2565, 57 L.Ed.2d 522 (1978), and the Fifth Circuit's decision in Davis v. Scott, 157 F.3d 1003 (1998).
The Court now reverses the affirmance of summary judgment on the cell-conditions claim. Viewing the evidence in the summary judgment record in the light most favorable to petitioner, the Court holds that a reasonable corrections officer would have known that it was unconstitutional to confine petitioner under the conditions alleged. That question, which turns entirely on an interpretation of the record in one particular case, is a quintessential example of the kind that we almost never review. As stated in our Rules, “[a] petition for a writ of certiorari is rarely granted when the asserted error consists of ... the misapplication of a properly stated rule of law,” this Court's Rule 10. That is precisely the situation here. The Court does not dispute that the Fifth Circuit applied all the correct legal standards, but the Court simply disagrees with the Fifth Circuit's application of those tests to the facts in a particular record. Every year, the courts of appeals decide hundreds if not thousands of cases in which it is debatable whether the evidence in a summary judgment record is just enough or not quite enough to carry the case to trial. If we began to review these decisions we would be swamped, and as a rule we do not do so.
Instead, we have well-known criteria for granting review, and they are not met here. The question that the Court decides is not one that has divided the lower courts, see this Court's Rule 10, and today's decision adds virtually nothing to the law going forward. The Court of Appeals held that the conditions alleged by petitioner, if proved, would violate the Eighth Amendment, and this put correctional officers in the Fifth Circuit on notice that such conditions are intolerable. Thus, even without our intervention, qualified immunity would not be available in any similar future case.
We have sometimes granted review and summarily reversed in cases where it appeared that the lower court had conspicuously disregarded governing Supreme Court precedent, but that is not the situation here. On the contrary, as I explain below, it appears that the Court of Appeals erred largely because it read too much into one of our decisions.
It is not even clear that today's decision is necessary to protect petitioner's interests. We are generally hesitant to grant review of non-final decisions, and there are grounds for such wariness here. If we had denied review at this time, petitioner may not have lost the opportunity to contest the grant of summary judgment on the issue of respondents’ entitlement to qualified immunity on his cell-conditions claim. His case would have been remanded for trial on the claims that remained after the Fifth Circuit's decision (one of which sought relief that appears to overlap with the relief sought on the cell-conditions claim), and if he was dissatisfied with the final judgment, he may have been able to seek review by this Court of the cell-conditions qualified immunity issue at that time. Major League Baseball Players Assn. v. Garvey, 532 U.S. 504, 508, n. 1, 121 S.Ct. 1724, 149 L.Ed.2d 740 (2001) ( per curiam). And of course, there is always the possibility that he would have been satisfied with whatever relief he obtained on the claims that went to trial.
Today's decision does not even conclusively resolve the issue of qualified immunity on the cell-conditions claim because respondents are free to renew that defense at trial, and if the facts petitioner alleges are not ultimately established, the defense could succeed. Indeed, if petitioner cannot prove the facts he alleges, he may not be able to show that his constitutional rights were violated.
In light of all this, it is not apparent why the Court has chosen to grant review in this case.
II
While I would not grant review on the question the Court addresses, I agree that summary judgment should not have been awarded on the issue of qualified immunity. We must view the summary judgment record in the light most favorable to petitioner, and when petitioner's verified complaint is read in this way, a reasonable fact-finder could infer not just that the conditions in the cells in question were horrific but that respondents chose to place and keep him in those particular cells, made no effort to have the cells cleaned, and did not explore the possibility of assignment to cells with better conditions. A reasonable corrections officer would have known that this course of conduct was unconstitutional, and the cases on which respondents rely do not show otherwise.
Although this Court stated in Hutto that holding a prisoner in a “filthy” cell for “a few days” “might be tolerable,” 437 U.S. at 686–687, 98 S.Ct. 2565, that equivocal and unspecific dictum does not justify what petitioner alleges. There are degrees of filth, ranging from conditions that are simply unpleasant to conditions that pose a grave health risk, and the concept of “a few days” is also imprecise. In addition, the statement does not address potentially important factors, such as the necessity of placing and keeping a prisoner in a particular cell and the possibility of cleaning the cell before he is housed there or during the course of that placement. A reasonable officer could not think that this statement or the Court of Appeals’ decision in Davis meant that it is constitutional to place a prisoner in the filthiest cells imaginable for up to six days despite the availability of other preferable cells or despite the ability to arrange for cleaning of the cells in question.
For these reasons, I concur in the judgment.
8.5.4 Richardson v. McKnight 8.5.4 Richardson v. McKnight
RICHARDSON et al. v. McKNIGHT
No. 96-318.
Argued March 19, 1997
Decided June 23 ,1997
Charles R. Ray argued the cause for petitioners. With him on the briefs was Robert S. Catz.
David C. Vladeck argued the cause for respondent. With him on the brief were Michael E. Tankersley and Alan B. Morrison.
Deputy Solicitor General Kneedler argued the cause for the United States as amicus curiae urging affirmance. On the brief were Acting Solicitor General Dellinger, Assistant Attorney General Hunger, Deputy Solicitor General Waxman, Deputy Assistant Attorney General Preston, Cornelia T. L. Pillard, Barbara L. Herwig, and John F. Daly *
Riehard Ruda and James I. Crowley filed a brief for the International City/County Management Association et al. as amicus curiae urging reversal.
Briefs of amici curiae urging affirmance were filed for the American Civil Liberties Union et al. by Penny M. Venetis and Steven R. Shapiro; and for the American Federation of Government Employees, AFL-CIO, by Mark D. Roth and Anne M. Wagner.
Justice Breyer
delivered the opinion of the Court.
The issue before us is whether prison guards who are employees of a private prison management firm are entitled to a qualified immunity from suit by prisoners charging a violation of 42 U. S. C. § 1983. We hold that they are not.
r — I
Ronnie Lee McKnight, a prisoner at Tennessee s South Central Correctional Center (SCCC), brought this federal constitutional tort action against two prison guards, Darryl Richardson and John Walker. He says the guards injured him by placing upon him extremely tight physical restraints, thereby unlawfully “subject[ing]” him “to the deprivation of” a right “secured by the Constitution” of the United States. Rev. Stat. § 1979, 42 U. S. C. § 1983. Richardson *402and Walker asserted a qualified immunity from § 1983 lawsuits, see Harlow v. Fitzgerald, 457 U. S. 800, 807 (1982), and moved to dismiss the action. The District Court noted that Tennessee had “privatized” the management of a number of its correctional facilities, and that consequently a private firm, not the state government, employed the guards. See Tenn. Code Ann. § 41-24-101 et seq, (1990 and Supp. 1996); see generally Cody & Bennett, The Privatization of Correctional Institutions: The Tennessee Experience, 40 Vand. L. Rev. 829 (1987) (outlining State’s history with private correctional services). The court held that, because they worked for a private company rather than the government, the law did not grant the guards immunity from suit. It therefore denied the guards’ motion to dismiss. The guards appealed to the Sixth Circuit. See Mitchell v. Forsyth, 472 U. S. 511, 530 (1985) (permitting interlocutory appeals of qualified immunity determinations); see also Johnson v. Jones, 515 U. S. 304 (1995); Behrens v. Pelletier, 516 U. S. 299 (1996). That court also ruled against them. McKnight v. Rees, 88 F. 3d 417, 425 (CA6 1996). The Court of Appeals conceded that other courts had reached varying conclusions about whether, or the extent to which, private sector defendants are entitled to immunities of the sort the law provides governmental defendants. See, e. g., Eagon v. Elk City, 72 F. 3d 1480, 1489-1490 (CA10 1996); Williams v. O’Leary, 55 F. 3d 320, 323-324 (CA7), cert. denied, 516 U. S. 993 (1995); Frazier v. Bailey, 957 F. 2d 920, 928-929 (CA1 1992). But the court concluded, primarily for reasons of “public policy,” that the privately employed prison guards were not entitled to the immunity provided their governmental counterparts. 88 F. 3d, at 425. We granted certiorari to review this holding. We now affirm.
II
A
We take the Court’s recent case, Wyatt v. Cole, 504 U. S. 158 (1992), as pertinent authority. The Court there considered whether private defendants, charged with § 1983 liabil*403ity for “invoking state replevin, garnishment, and attachment statutes” later declared unconstitutional were “entitled to qualified immunity from suit.” Id., at 159. It held that they were not. Id., at 169. We find four aspects of Wyatt relevant here.
First, as Wyatt noted, § 1983 basically seeks “to deter state áctors from using the badge of their authority to deprive individuals of their federally guaranteed rights” and to provide related relief. Id., at 161 (emphasis added) (citing Carey v. Piphus, 435 U. S. 247, 254-257 (1978)); see also Owen v. Independence, 445 U. S. 622, 654 (1980). It imposes liability only where a person acts “under color” of a state “statute, ordinance, regulation, custom, or usage.” 42 U. S. C. § 1983. Nonetheless, Wyatt reaffirmed that § 1983 can sometimes impose liability upon a private individual. 504 U. S., at 162; see also Lugar v. Edmondson Oil Co., 457 U. S. 922, 924 (1982).
Second, Wyatt reiterated that after Harlow, supra, and this Court’s reformulation of the qualified immunity doctrine, see Anderson v. Creighton, 483 U. S. 635, 645 (1987), a distinction exists between an “immunity from suit” and other kinds of legal defenses. 504 U. S., at 166-167; see also Mitchell, supra, at 526. As the Wyatt concurrence pointed out, a legal defense may well involve “the essence of the wrong,” while an immunity frees one who enjoys it from a lawsuit whether or not he acted wrongly. 504 U. S., at 171—172 (Kennedy, J., concurring).
Third, Wyatt specified the legal source of § 1983 immunities. It pointed out that although § 1983 “ ‘creates a species of tort liability that on its face admits of no immunities,’ ” id., at 163 (quoting Imbler v. Pachtman, 424 U. S. 409, 417 (1976)), this Court has nonetheless accorded immunity where a
“ ‘tradition of immunity was so firmly rooted in the common law and was supported by such strong policy reasons that “Congress would have specifically so provided had it wished to abolish the doctrine.” ’ ” 504 U. S., at 164 (quoting Owen v. Independence, supra, at 637).
*404The Wyatt majority, in deciding whether or not the private defendants enjoyed immunity, looked both to history and to “the special policy concerns involved in suing government officials.” 504 U. S., at 167; see also Mitchell, supra, at 526; Harlow, supra, at 807; Imbler v. Pachtman, supra, at 424. And in this respect — the relevant sources of the law — both the Wyatt concurrence, and the dissent seemed to agree. Compare 504 U. S., at 169-171 (Kennedy, J., concurring) (existence of immunity depends upon “historical origins” and “public policy”), with id., at 175-176 (Rehnquist, C. J., dissenting) (“immunity” recognized where “similarly situated defendant would have enjoyed an immunity at common law” or “when important public policy concerns suggest the need for an immunity”).
Fourth, Wyatt did not consider its answer to the question before it as one applicable to all private individuals — irrespective of the nature of their relation to the government, position, or the kind of liability at issue. Rather, Wyatt explicitly limited its holding to what it called a “narrow” question about “private persons . . . who conspire with state officials,” id., at 168, and it answered that question by stating that private defendants “faced with § 1983 liability for invoking a state replevin, garnishment, or attachment statute” are not entitled to immunity, id., at 168-169.
Wyatt, then, did not answer the legal question before us, whether petitioners — two employees of a private prison management firm — enjoy a qualified immunity from suit under § 1983. It does tell us, however, to look both to history and to the purposes that underlie government employee immunity in order to find the answer. Id., at 164; see also Newport v. Fact Concerts, Inc., 453 U. S. 247, 259 (1981); Owen, supra, at 638; Imbler, supra, at 424.
B
History does not reveal a “firmly rooted” tradition of immunity applicable to privately employed prison guards. *405Correctional services in the United States have undergone various transformations. See D. Shiehor, Punishment for Profit 33, 36 (1995) (Shiehor). Governmentsmployed prison guards may have enjoyed a kind of immunity defense arising out of their status as public employees at common law. See Procunier v. Navarette, 434 U. S. 555, 561-562 (1978) (extending qualified immunity to state prison guards). But correctional functions have never been exclusively public. Shiehor 33, 36. Private individuals operated local jails in the 18th century, G. Bowman, S. Hakim, & P. Seidenstat, Privatizing the United States Justice System 271, n. 1 (1992), and private contractors were heavily involved in prison management during the 19th century. Shiehor 33, 36.
During that time, some States, including southern States like Tennessee, leased their entire prison systems to private individuals or companies which frequently took complete control over prison management, including inmate labor and discipline. G. Bowman, S. Hakim, & P. Seidenstat, Privatizing Correctional Institutions 42 (1993); see generally B. McKelvey, American Prisons: A Study in American Social History Prior to 1915, pp. 172-180 (1968) (describing 19th-century American prison system); see also Shiehor 34; G. de Beaumont & A. de Tocqueville, On the Penitentiary System in the United States and Its Application in France 35 (1833) (describing more limited prison contracting system in Massachusetts and Pennsylvania). Private prison lease agreements (like inmate suits) seem to have been more prevalent after § 1983’s enactment, see generally M. Mancini, One Dies, Get Another (1996), but we have found evidence that the common law provided mistreated prisoners in prison leasing States with remedies against mistreatment by those private lessors. See, e. g., Dade Coal Co. v. Haslett, 83 Ga. 549, 550-551, 10 S. E. 435, 435-436 (1889) (convict can recover from contractor for injuries sustained while on lease to private company); Boswell v. Barnhart, 96 Ga. 521, 522-523, 23 S. E. 414, 415 (1895) (wife can recover from contractor for chain-*406gang-related death of husband); Dahlheim v. Lemon, 45 F. 225, 228-230 (1891) (contractor liable for convict injuries); Tillar v. Reynolds, 96 Ark. 358, 360-361, 365-366, 131 S. W. 969, 970, 971-972 (1910) (work farm owner liable for inmate beating death); Weigel v. Brown, 194 F. 652 (CA8 1912) (prison contractor liable for unlawful whipping); see also Edwards v. Pocahontas, 47 F. 268 (CC Va. 1891) (inmate can recover from municipal corporation for injuries caused by poor jail conditions); Hall v. O’Neil Turpentine Co., 56 Fla. 324, 47 So. 609 (1908) (private prison contractor and subcontractor liable to municipality for escaped prisoner under lease agreement); see generally Mancini, supra (discussing abuses of 19th-century private lease system). Yet, we have found no evidence that the law gave purely private companies or their employees any special immunity from such suits. Cf. Almango v. Board of Supervisors of Albany County, 32 N. Y. Sup. Ct. 551 (1881) (no cause of action against private contractor where contractor designated state instrumentality by statute). The case on which the dissent rests its argument, Williams v. Adams, 85 Mass. 171 (1861) (which could not — without more — prove the existence of such a tradition and does not, moreover, clearly involve a private prison operator) actually supports our point. It suggests that no immunity from suit would exist for the type of intentional conduct at issue in this case. See ibid, (were “battery” at issue, the case would be of a different “character” and “the defendant might be responsible”); see id., at 176 (making clear that case only involves claim of ordinary negligence for lack of heat and other items, not “gross negligence,” “implied malice,” or “intention to do the prisoner any bodily injury”); cf. Tower v. Glover, 467 U. S. 914, 921 (1984) (concluding that state public defenders do not enjoy immunity from suit where conduct intentional and no history of immunity for intentional conduct was established).
Correctional functions in England have been more consistently public, see generally 22 Encyclopedia Brittanica, *407“Prison” 361-368 (11th ed. 1911); S. Webb & B. Webb, English Prisons Under Local Government (1922) (Webb), but historical sources indicate that England relied upon private jailers to manage the detention of prisoners from the Middle Ages until well into the 18th century. Shichor 21; see also Webb 4-5; 1 E. Coke, Institutes 43 (1797). The common law forbade those jailers to subject “‘their prisoners to any pain or torment,’” whether through harsh confinement in leg irons, or otherwise. See In re Birdsong, 39 F. 599, 601 (SD Ga. 1889); 1 Coke, supra, at 315, 316, 381; 2 C. Addison, A Treatise on the Law of Torts § 1016, pp. 224-225 (1876); see also 4 Geo. IV, ch. 64, § X Twelfth. And it apparently authorized prisoner lawsuits to recover damages. 2 Addison, supra, § 1016. Apparently the law did provide a kind of immunity for certain private defendants, such as doctors or lawyers who performed services at the behest of the sovereign. See Tower, supra, at 921; J. Bishop, Commentaries on Non-Contract Law §§ 704, 710 (1889). But we have found no indication of any more general immunity that might have applied to private individuals working for profit.
Our research, including the sources that the parties have cited, reveals that in the 19th century (and earlier) sometimes private contractors and sometimes government itself carried on prison management activities. And we have found no conclusive evidence of a historical tradition of immunity for private parties carrying out these functions. History therefore does not provide significant support for the immunity claim. Cf. Briscoe v. LaHue, 460 U. S. 325, 330-334 (1983) (immunity for witnesses); Pierson v. Ray, 386 U. S. 547, 554-555 (1967) (immunity for judges and police officers); Tenney v. Brandhove, 341 U. S. 367, 372-376 (1951) (immunity for legislators).
C
Whether the immunity doctrine’s purposes warrant immunity for private prison guards presents a closer question. Wyatt, consistent with earlier precedent, described the doc*408trine’s purposes as protecting “government’s ability to perform its traditional functions” by providing immunity where “necessary to preserve” the ability of government officials “to serve the public good or to ensure that talented candidates were not deterred by the threat of damages suits from entering public service.” 504 U. S., at 167. Earlier precedent described immunity as protecting the public from unwarranted timidity on the part of public officials by, for example, “encouraging the vigorous exercise of official authority,” Butz v. Economou, 438 U. S. 478, 506 (1978), by contributing to “‘principled and fearless decision-making,”’ Wood v. Strickland, 420 U. S. 308, 319 (1975) (quoting Pier-son, supra, at 554), and by responding to the concern that threatened liability would, in Judge Hand’s words, “ ‘dampen the ardour of all but the most resolute, or the most irresponsible,’” public officials, Harlow, 457 U. S., at 814 (quoting Gregoire v. Biddle, 177 F. 2d 579, 581 (CA2 1949) (L. Hand, J.), cert. denied, 339 U. S. 949 (1950); see also Mitchell, 472 U. S., at 526 (lawsuits may “distrac[t] officials from their governmental duties”).
The guards argue that those purposes support immunity whether their employer is private or public. Brief for Petitioners 35-36. Since private prison guards perform the same work as state prison guards, they say, they must require immunity to a similar degree. To say this, however, is to misread this Court’s precedents. The Court has sometimes applied a functional approach in immunity cases, but only to decide which type of immunity — absolute or qualified — a public officer should receive. See, e. g., Buckley v. Fitzsimmons, 509 U. S. 259 (1993); Burns v. Reed, 500 U. S. 478 (1991); Forrester v. White, 484 U. S. 219 (1988); Cleavinger v. Saxner, 474 U. S. 193 (1985); Harlow, supra. And it never has held that the mere performance of a governmental function could make the difference between unlimited § 1983 liability and qualified immunity, see, e. g., Tower, *409467 U. S., at 922-923, especially for a private person who performs a job without government supervision or direction. Indeed a purely functional approach bristles with difficulty, particularly since, in many areas, government and private industry may engage in fundamentally similar activities, ranging from electricity production, to waste disposal, to even mail delivery.
Petitioners’ argument also overlook certain important differences that, from an immunity perspective, are critical. First, the most important special government immunity-producing concern — unwarranted timidity — is less likely present, or at least is not special, when a private company subject to competitive market pressures operates a prison. Competitive pressures mean not only that a firm whose guards are too aggressive will face damages that raise costs, thereby threatening its replacement, but also that a firm whose guards are too timid will face threats of replacement by other firms with records that demonstrate their ability to do both a safer and a more effective job.
These ordinary marketplace pressures are present here. The private prison guards before us work for a large, multi-state private prison management firm. C. Thomas, D. Bol-inger, & J. Badalamenti, Private Adult Correctional Facility Census 1 (10th ed. 1997) (listing the Corrections Corporation of America as the largest prison management concern in the United States). The firm is systematically organized to perform a major administrative task for profit. Cf. Tenn. Code Ann. § 41-24-104 (Supp. 1996) (requiring that firms contracting with the State demonstrate a history of successful operation of correctional facilities). It performs that task independently, with relatively less ongoing direct state supervision. Compare § 41-4-140(c)(5) (exempting private jails from certain monitoring) with § 41-4-116 (requiring inspectors to examine publicly operated county jails once a month or more) and § 41-4-140(a) (requiring Tennessee Cor*410rectional Institute to inspect public correctional facilities on an annual basis and to report findings of such inspections). It must buy insurance sufficient to compensate victims of civil rights torts. § 41-24-107. And, since the firm’s first contract expires after three years, § 41—24—105(a), its performance is disciplined, not only by state review, see §§41-24—105(c)—(f), 41-24-109, but also by pressure from potentially competing firms who can try to take its place. Cf. §41-24-104(a)(4) (permitting State, upon notice, to cancel contract at any time after first year of operation); see also §§ 41-24-105(c) and (d) (describing standards for renewal of contract).
In other words, marketplace pressures provide the private firm with strong incentives to avoid overly timid, insufficiently vigorous, unduly fearful, or “nonarduous” employee job performance. And the contract’s provisions — including those that might permit employee indemnification and avoid many civil-service restrictions — grant this private firm freedom to respond to those market pressures through rewards and penalties that operate directly upon its employees. See § 41-24-111. To this extent, the employees before us resemble those of other private firms and differ from government employees.
This is not to say that government employees, in their efforts to act within constitutional limits, will always, or often, sacrifice the otherwise effective performance of their duties. Rather, it is to say that government employees typically act within a different system. They work within a system that is responsible through elected officials to voters who, when they vote, rarely consider the performance of individual subdepartments or civil servants specifically and in detail. And that system is often characterized by multidepartment civil service rules that, while providing employee security, may limit the incentives or the ability of individual departments or supervisors flexibly to reward, or to punish, individ*411ual employees. Hence a judicial determination that “effectiveness” concerns warrant special immunity-type protection in respect to this latter (governmental) system does not prove its need in respect to the former. Consequently, we can find no special immunity-related need to encourage vigorous performance.
Second, “privatization” helps to meet the immunity-related need “to ensure that talented candidates” are “not deterred by the threat of damages suits from entering public service.” Wyatt, 504 U. S., at 167; see also Mitchell, 472 U. S., at 526 (citing Harlow, 457 U. S., at 816). It does so in part because of the comprehensive insurance-coverage requirements just mentioned. The insurance increases the likelihood of employee indemnification and to that extent reduces the employment-discouraging fear of unwarranted liability potential applicants face. Because privatization law also frees the private prison-management firm from many civil service law restraints, Tenn. Code Ann. §41-24-111 (1990), it permits the private firm, unlike a government department, to offset any increased employee liability risk with higher pay or extra benefits. In respect to this second government-immunity-related purpose then, it is difficult to find a special need for immunity, for the guards’ employer can operate like other private firms; it need not operate like a typical government department.
Third, lawsuits may well “ ‘distrac[t]’ ” these employees “‘from their . . . duties,’” Mitchell, supra, at 526 (quoting Harlow, 457 U. S., at 816), but the risk of “distraction” alone cannot be sufficient grounds for an immunity. Our qualified immunity cases do not contemplate the complete elimination of lawsuit-based distractions. Cf. id., at 818-819 (officials subject to suit for violations of clearly established rights). And it is significant that, here, Tennessee law reserves certain important discretionary tasks — those related to prison discipline, to parole, and to good time — for state officials. *412Term. Code Ann. § 41-24-110 (1990). Given a continual and conceded need for deterring constitutional violations and our sense that the firm’s tasks are not enormously different in respect to their importance from various other publicly important tasks carried out by private firms, we are not persuaded that the threat of distracting workers from their duties is enough virtually by itself to justify providing an immunity. Moreover, Tennessee, which has itself decided not to extend sovereign immunity to private prison operators (and arguably appreciated that this decision would increase contract prices to some degree), § 41-24-107, can be understood to have anticipated a certain amount of distraction.
D
Our examination of history and purpose thus reveals nothing special enough about the job or about its organizational structure that would warrant providing these private prison guards with a governmental immunity. The job is one that private industry might, or might not, perform; and which history shows private firms did sometimes perform without relevant immunities. The organizational structure is one subject to the ordinary competitive pressures that normally help private firms adjust their behavior in response to the incentives that tort suits provide — pressures not necessarily present in government departments. Since there are no special reasons significantly favoring an extension of governmental immunity, and since Wyatt makes clear that private actors are not automatically immune (i. e., § 1983 immunity does not automatically follow § 1983 liability), we must conclude that private prison guards, unlike those who work directly for the government, do not enjoy immunity from suit in a § 1983 case. Cf. Forrester v. White, 484 U. S., at 224 (Officers “who seek exemption from personal liability have the burden of showing that such an exemption is justified”); see also Butz, 438 U. S., at 506.
*413) — I H-4 H-<
We close with three caveats. First, we have focused only on questions of §1983 immunity and have not addressed whether the defendants are liable under § 1983 even though they are employed by a private firm. Because the Court of Appeals assumed, but did not decide, § 1983 liability, it is for the District Court to determine whether, under this Court’s decision in Lugar v. Edmondson Oil Co., 457 U. S. 922 (1982), defendants actually acted “under color of state law.”
Second, we have answered the immunity question narrowly, in the context in which it arose. That context is one in which a private firm, systematically organized to assume a major lengthy administrative task (managing an institution) with limited direct supervision by the government, undertakes that task for profit and potentially in competition with other firms. The case does not involve a private individual briefly associated with a government body, serving as an adjunct to government in an essential governmental activity, or acting under close official supervision.
Third, Wyatt explicitly stated that it did not decide whether or not the private defendants before it might assert, not immunity, but a special “good-faith” defense. The Court said that it
“d[id] not foreclose the possibility that private defendants faced with § 1983 liability under Lugar v. Edmondson Oil Co., 457 U. S. 922 (1982), could be entitled to an affirmative defense based on good faith and/or probable cause or that § 1983 suits against private, rather than governmental, parties could require plaintiffs to carry additional burdens.” Wyatt, 504 U. S., at 169.
But because those issues were not fairly before the Court, it left “them for another day.” Ibid. Similarly, the Court of Appeals in this case limited its holding to the question of immunity. It said specifically that it
“may be that the appropriate balance to be struck here is to permit the correctional officers to assert a good *414faith defense, rather than qualified immunity. . . . However, that issue is not before this Court in this interlocutory appeal.” 88 F. 3d, at 425.
Like the Court in Wyatt, and the Court of Appeals in this case, we do not express a view on this last-mentioned question.
For these reasons the judgment of the Court of Appeals is
Affirmed.
Justice Scalia,
with whom The Chief Justice, Justice Kennedy, and Justice Thomas join, dissenting.
In Procunier v. Navarette, 434 U. S. 555 (1978), we held that state prison officials, including both supervisory and subordinate officers, are entitled to qualified immunity in a suit brought under 42 U. S. C. § 1983. Today the Court declares that this immunity is unavailable to employees of private prison management firms, who perform the same duties as state-employed correctional officials, who exercise the most palpable form of state police power, and who may be sued for acting “under color of state law.” This holding is supported neither by common-law tradition nor public policy, and contradicts our settled practice of determining § 1983 immunity on the basis of the public function being performed.
I
The doctrine of official immunity against damages actions under § 1983 is rooted in the assumption that that statute did not abolish those immunities traditionally available at common law. See Buckley v. Fitzsimmons, 509 U. S. 259, 268 (1993). I agree with the Court, therefore, that we must look to history to resolve this case. I do not agree with the Court, however, that the petitioners’ claim to immunity is defeated if they cannot provide an actual case, antedating or contemporaneous with the enactment of § 1983, in which immunity was successfully asserted by a private prison *415guard. It is only the absence of such a case, and not any explicit rejection of immunity by any common-law court, that the Court relies upon. The opinion observes that private jailers existed in the 19th century, and that they were successfully sued by prisoners. But one could just as easily show that government-employed jailers were successfully sued at common law, often with no mention of possible immunity, see Schellenger, Civil liability of sheriff or other officer charged with keeping jail or prison for death or injury of prisoner, 14 A. L. R. 2d 353 (1950) (annotating numerous cases where sheriffs were held liable). Indeed, as far as my research has disclosed, there may be more case-law support for immunity in the private-jailer context than in the government-jailer context. The only pre-§ 1983 jailer-immunity case of any sort that I am aware of is Williams v. Adams, 85 Mass. 171 (1861), decided only 10 years before § 1983 became law. And that case, which explicitly acknowledged that the issue of jailer immunity was “novel,” ibid., appears to have conferred immunity upon an independent contractor.1
The truth to tell, Procunier v. Navarette, supra, which established § 1983 immunity for state prison guards, did not trouble itself with history, as our later § 1983 immunity opin*416ions have done, see, e. g., Burns v. Reed, 500 U. S. 478, 489-490 (1991); Tower v. Glover, 467 U. S. 914, 920 (1984), but simply set forth a policy prescription. At this stage in our jurisprudence it is irrational, and productive of harmful policy consequences, to rely upon lack of case support to create an artificial limitation upon the scope of a doctrine (prison-guard immunity) that was itself not based on case support. I say an artificial limitation, because the historical principles on which common-law immunity was based, and which are reflected in our jurisprudence, plainly cover the private prison guard if they cover the nonprivate. Those principles are two: (1) immunity is determined by function, not status, and (2) even more specifically, private status is not disqualifying.
“[O]ur cases clearly indicate that immunity analysis rests on functional categories, not on the status of the defendant.” Briscoe v. LaHue, 460 U. S. 325, 342 (1983). Immunity “flows not from rank or title or ‘location within the Government,’ . . . but from the nature of the responsibilities of the individual official.” Cleavinger v. Saxner, 474 U. S. 193, 201 (1985), quoting Butz v. Economou, 438 U. S. 478 (1978). “Running through our cases, with fair consistency, is a ‘functional’ approach to immunity questions .... Under that approach, we examine the nature of the functions with which a particular official or class of officials has been lawfully entrusted, and we seek to evaluate the effect that exposure to particular forms of liability would likely have on the appropriate exercise of those functions.” Forrester v. White, 484 U. S. 219, 224 (1988). See also Buckley, supra, at 269; Burns, supra, at 484-486; Malley v. Briggs, 475 U. S. 335, 342-343 (1986); Harlow v. Fitzgerald, 457 U. S. 800, 810-811 (1982); Imbler v. Pachtman, 424 U. S. 409, 420-429 (1976). The parties concede that petitioners perform a prototypi-cally governmental function (enforcement of state-imposed deprivation of liberty), and one that gives rise to qualified immunity.
*417The point that function rather than status governs the immunity determination is demonstrated in a prison-guard case virtually contemporaneous with the enactment of § 1983. Alamango v. Board of Supervisors of Albany Cty., 32 N. Y. Sup. Ct. 551 (1881), held that supervisors charged under state law with maintaining a penitentiary were immune from prisoner lawsuits. Although they were not formally state officers, the court emphasized the irrelevance of this fact:
“The duty of punishing criminals is inherent in the Sovereign power. It may be committed to agencies selected for that purpose, but such agencies, while engaged in that duty, stand so far in the place of the State and exercise its political authority, and do not act in any private capacity.” Id., at 552.2
Private individuals have regularly been accorded immunity when they perform a governmental function that qualifies. We have long recognized the absolute immunity of grand jurors, noting that like prosecutors and judges they must “exercise a discretionary judgment on the basis of evidence presented to them.” Imbler, 424 U. S., at 423, n. 20. “It is the functional comparability of [grand jurors’] judgments to those of the judge that has resulted in [their] being referred to as ‘quasi-judicial’ officers, and their immunities being termed ‘quasi-judicial’ as well.” Ibid. Likewise, wit*418nesses who testify in court proceedings have enjoyed immunity, regardless of whether they were government employees. “[T]he common law,” we have observed, “provided absolute immunity from subsequent damages liability for all persons — governmental or otherwise — who were integral parts of the judicial process.” Briscoe, supra, at 385 (emphasis added). I think it highly unlikely that we would deny prosecutorial immunity to those private attorneys increasingly employed by various jurisdictions in this country to conduct high-visibility criminal prosecutions. See, e. g., Kaplan, State Hires Private Lawyer for Bryant Family Trial, Los Angeles Times, Apr. 28, 1993, p. B4, col. 2; Estrich, On Building the Strongest Possible Prosecution Team, Los Angeles Times, July 10,1994, p. Ml, col. 1. There is no more reason for treating private prison guards differently.
II
Later in its opinion, the Court seeks to establish that there are policy reasons for denying to private prison guards the immunity accorded to public ones. As I have indicated above, I believe that history and not judicially analyzed policy governs this matter — but even on its own terms the Court’s attempted policy distinction is unconvincing. The Court suggests two differences between civil-service prison guards and those employed by private prison firms which preclude any “special” need to give the latter immunity. First, the Court says that “unwarranted timidity” on the part of private guards is less likely to be a concern, since their companies are subject to market pressures that encourage them to be effective in the performance of their duties. If a private firm does not maintain a proper level of order, the Court reasons, it will be replaced by another one — so there is no need for qualified immunity to facilitate the maintenance of order.
This is wrong for several reasons. First of all, it is fanciful to speak of the consequences of “market” pressures in a *419regime where public officials are the only purchaser, and other people’s money the medium of payment. Ultimately, one prison-management firm will be selected to replace another prison-management firm only if a decision is made by some political official not to renew the contract. See Tenn. Code Ann. §§ 41-24-103 to 105 (Supp. 1996). This is a government decision, not a market choice. If state officers turn out to be more strict in reviewing the cost and performance of privately managed prisons than of publically managed ones, it will only be because they have chosen to be so. The process can come to resemble a market choice only to the extent that political actors will such resemblance — that is, to the extent that political actors (1) are willing to pay attention to the issue of prison services, among the many issues vying for their attention, and (2) are willing to place considerations of cost and quality of service ahead of such political considerations as personal friendship, political alliances, instate ownership of the contractor, etc. Secondly and more importantly, however, if one assumes a political regime that is bent on emulating the market in its purchase of prison services, it is almost certainly the case that, short of mismanagement so severe as to provoke a prison riot, price (not discipline) will be the predominating factor in such a regime’s selection of a contractor. A contractor’s price must depend upon its costs; lawsuits increase costs;3 and “fearless” maintenance of discipline increases lawsuits. The incentive to down-play discipline will exist, moreover, even in those States where the politicians’ zeal for market emulation and budget cutting has waned, and where prison-management *420contract renewal is virtually automatic: the more cautious the prison guards, the fewer the lawsuits, the higher the profits. In sum, it seems that “market-competitive” private prison managers have even greater need than civil-service prison managers for immunity as an incentive to discipline.
The Court’s second distinction between state and private prisons is that privatization “helps to meet the immunity-related need to ensure that talented candidates are not deterred by the threat of damages suits from entering public service” as prison guards. Ante, at 411 (internal quotation marks omitted). This is so because privatization brings with it (or at least has brought with it in the case before us) (1) a statutory requirement for insurance coverage against civil-rights claims, which assertedly “increases the likelihood of employee indemnification,” and (2) a liberation “from many civil service law restraints” which prevent increased employee risk from being “offset... with higher pay or extra benefits,” ibid. As for the former (civil-rights liability insurance): surely it is the availability of that protection, rather than its actual presence in the case at hand, which decreases (if it does decrease, which I doubt) the need for immunity protection. (Otherwise, the Court would have to say that a private prison-management firm that is not required to purchase insurance, and does not do so, is more entitled to immunity; and that a government-run prison system that does purchase insurance is less entitled to immunity.) And of course civil-rights liability insurance is no less available to public entities than to private employers. But the second factor — liberation from civil-service limitations— is the more interesting one. First of all, simply as a philosophical matter it is fascinating to learn that one of the prime justifications for § 1983 immunity should be a phenomenon (civil-service laws) that did not even exist when § 1983 was enacted and the immunity created. Also as a philosophical matter, it is poetic justice (or poetic revenge) that the Court-*421should use one of the principal economic benefits of “prison out-sourcing” — namely, the avoidance of civil-service salary and tenure encrustations — as the justification for a legal rule rendering out-sourcing more expensive. Of course the savings attributable to out-sourcing will not be wholly lost as a result of today’s holding; they will be transferred in part from the public to prisoner-plaintiffs and to lawyers. It is a result that only the American Bar Association and the American Federation of Government Employees could love. But apart from philosophical fascination, this second factor is subject to the same objection as the first: governments need not have civil-service salary encrustations (or can exempt prisons from them); and hence governments, no more than private prison employers, have any need for § 1983 immunity.
There is one more possible rationale for denying immunity to private prison guards worth discussing, albeit briefly. It is a theory so implausible that the Court avoids mentioning it, even though it was the primary reason given in the Court of Appeals decision that the Court affirms. McKnight v. Rees, 88 F. 3d 417, 424-425 (CA6 1996). It is that officers of private prisons are more likely than officers of state prisons to violate prisoners’ constitutional rights because they work for a profit motive, and hence an added degree of deterrence is needed to keep these officers in line. The Court of Appeals offered no evidence to support its bald assertion that private prison guards operate with different incentives than state prison guards, and gave no hint as to how prison guards might possibly increase their employers’ profits by violating constitutional rights. One would think that private prison managers, whose § 1983 damages come out of their own pockets, as compared with public prison managers, whose § 1983 damages come out of the public purse, would, if anything, be more careful in training their employees to avoid constitutional infractions. And in fact, States having experimented with prison privatization commonly report *422that the overall caliber of the services provided to prisoners has actually improved in scope and quality. Matters Relating To The Federal Bureau Of Prisons: Hearing before the Subcommittee on Crime of the House Committee on the Judiciary, 104th Cong., 1st Sess., 110 (1995).
* * *
In concluding, I must observe that since there is no apparent reason, neither in history nor in policy, for making immunity hinge upon the Court’s distinction between public and private guards, the precise nature of that distinction must also remain obscure. Is it privity of contract that separates the two categories — so that guards paid directly by the State are “public” prison guards and immune, but those paid by a prison-management company “private” prison guards and not immune? Or is it rather “employee” versus “independent contractor” status — so that even guards whose compensation is paid directly by the State are not immune if they are not also supervised by a state official? Or is perhaps state supervision alone (without direct payment) enough to confer immunity? Or is it (as the Court’s characterization of Alamango, see n. 2, supra, suggests) the formal designation of the guards, or perhaps of the guards’ employer, as a “state instrumentality” that makes the difference? Since, as I say, I see no sense in the public-private distinction, neither do I see what precisely it consists of.
Today’s decision says that two sets of prison guards who are indistinguishable in the ultimate source of their authority over prisoners, indistinguishable in the powers that they possess over prisoners, and indistinguishable in the duties that they owe toward prisoners, are to be treated quite differently in the matter of their financial liability. The only sure effect of today’s decision — and the only purpose, as far as I can tell — is that it will artificially raise the cost of privatizing prisons. Whether this will cause privatization to be prohibitively expensive, or instead simply divert state funds *423that could have been saved or spent on additional prison services, it is likely that taxpayers and prisoners will suffer as a consequence. Neither our precedent, nor the historical foundations of § 1983, nor the policies underlying § 1983, support this result.
I respectfully dissent.
Williams held that prisoners could not recover damages for negligence against the master of a house of correction. That official seems to have been no more a “public officer” than the head of a private company running a prison. For example, the governing statute provided that he was to be paid by the prisoners for his expenses in supporting and employing them, and in event of their default he was given an action indebitatus assumpsit for the sum due, “which shall be deemed to be his own proper debt.” Mass. Gen. Stat., ch. 143, § 15 (1835). If he failed to distribute to the prisoners those “rations or articles of food, soap, fuel, or other necessaries” directed by the county commissioner (or the mayor and aldermen of Boston), he .was subject to a fine. Id., § 45. The opinion in Williams says that “[t]he master of the house of correction is not an independent public officer, having the same relations to those who are confined therein that a deputy sheriff has to the parties to a writ committed to him to serve.” 85 Mass., at 173.
The Court cites Alamango for the proposition that there is “no cause of action against [a] private contractor where [the] contractor [is] designated [a] state instrumentality by statute.” Ante, at 406. The opinion in Alamango, however, does not cite any statutory designation of the supervisors as a “state instrumentality,” and does not rely on such a designation for its holding. It does identify the Board of Supervisors as “a mere instrumentality selected by the State,” 32 N. Y. Sup. Ct., at 552, but the same could be said of the prison management firm here (or the master of the house of corrections in Williams v. Adams, 85 Mass. 171 (1861), see n. 1, supra). If one were to accept the Court’s distinguishing of this case, all that would be needed to change the outcome in the present suit is the pointless formality of designating the contractor a “state instrumentality” — hardly a rational resolution of the question before us.
This is true even of successfully defended lawsuits, and even of lawsuits that have been insured against. The Court thinks it relevant to the factor I am currently discussing that the private prison-management firm “must buy insurance sufficient to compensate victims of civil rights torts,” ante, at 410. Belief in the relevance of this factor must be traceable, ultimately, to belief in the existence of a free lunch. Obviously, as civil-rights claims increase, the cost of civil-rights insurance increases.
8.5.5 Pearson v. Callahan 8.5.5 Pearson v. Callahan
PEARSON et al. v. CALLAHAN
No. 07-751.
Argued October 14, 2008
Decided January 21, 2009
Peter Stirba argued the cause for petitioners. With him on the briefs were Meb W. Anderson and Orín S. Kerr.
*226 Malcolm L. Stewart argued the cause for the United States as amicus curiae urging reversal. With him on the brief were former Solicitor General Garre, Acting Assistant Attorneys General Friedrich' and Katsas, Deputy Solicitor General Dreeben, Ann Wallace, Barbara L. Herwig, and Edward Himmelfarb.
Theodore P. Metzler, Jr., argued the cause for respondent. With him on the brief were Robert A. Long, Jr., and James K. Slavens. *
Briefs of amici curiae urging reversal were filed for the State of Illinois et al. by Lisa Madigan, Attorney General of Illinois, Michael A Scodro, Solicitor General, and Jane Elinor Notz, Deputy Solicitor General, by Roberto J. Sdnchez-Ramos, Secretary of Justice of Puerto Rico, and by the Attorneys General for their respective States as follows: Troy King of Alabama, Talis J. Colberg of Alaska, Dustin McDaniel of Arkansas, Edmund G. Brown, Jr., of California, John W Suthers of Colorado, Bill Mc-Collum of Florida, Thurbert E. Baker of Georgia, Mark J. Bennett of Hawaii, Lawrence G. Wasden of Idaho, Steve Carter of Indiana, Martha Coakley of Massachusetts, Michael A. Cox of Michigan, Jim Hood of Mississippi, Mike McGrath of Montana, Catherine Cortez Masto of Nevada, Kelly A Ayotte of New Hampshire, Anne Milgram of New Jersey, W. A. Drew Edmondson of Oklahoma, Thomas W. Corbett, Jr., of Pennsylvania, Patrick C. Lynch of Rhode Island, Henry D. McMaster of South Carolina, Lawrence E. Long of South Dakota, Robert E. Cooper, Jr., of Tennessee, Greg Abbott of Texas, Mark L. Shurtleff of Utah, William H. Sorrell of Vermont, Robert M. McKenna of Washington, Darrell V. McGraw, Jr., of West Virginia, J. B. Van Hollen of Wisconsin, and Bruce A Salzburg of Wyoming; and for the National Association of Counties et al. by Richard Ruda and Lawrence Rosenthal.
Briefs of amici curiae urging affirmance were filed for the ACLU by Steven R. Shapiro and Adam B. Wolf; for the National Association of Criminal Defense Lawyers by Jeffrey A Lamken and Barbara Bergman; for the National Campaign to Restore Civil Rights by Beth S. Brinkmann, Seth M. Galanter, and Michael Gerard; and for the National Police Accountability Project et al. by Michael Avery, John Burton, Stephen M. Latimer, David Rudovsky, and Jeffrey L. Needle.
Briefs of amici curiae were filed for the Liberty Legal Institute by Kelly J. Shackelford; and for the Texas Association of School Boards by Ramón G. Viada III.
*227 Justice Alito
delivered the opinion of the Court.
This is an action brought by respondent under Rev. Stat. § 1979, 42 U. S. C. § 1983, against state law enforcement officers who conducted a warrantless search of his house incident to his arrest for the sale of methamphetamine to an undercover informant whom he had voluntarily admitted to the premises. The Court of Appeals held that petitioners were not entitled to summary judgment on qualified immunity grounds. Following the procedure we mandated in Saucier v. Katz, 533 U. S. 194 (2001), the Court of Appeals held, first, that respondent adduced facts sufficient to make out a violation of the Fourth Amendment and, second, that the unconstitutionality of the officers’ conduct was clearly established. In granting review, we required the parties to address the additional question whether the mandatory procedure set out in Saucier should be retained.
We now hold that the Saucier procedure should not be regarded as an inflexible requirement and that petitioners are entitled to qualified immunity on the ground that it was not clearly established at the time of the search that their conduct was unconstitutional. We therefore reverse.
I
A
The Central Utah Narcotics Task Force is charged with investigating illegal drug use and sales. In 2002, Brian Bartholomew, who became an informant for the task force after having been charged with the unlawful possession of methamphetamine, informed Officer Jeffrey Whatcott that respondent Afton Callahan had arranged to sell Bartholomew methamphetamine later that day.
That evening, Bartholomew arrived at respondent’s residence at about 8 p.m. Once there, Bartholomew went inside and confirmed that respondent had methamphetamine available for sale. Bartholomew then told respondent that he needed to obtain money to make his purchase and left.
*228 Bartholomew met with members of the task force at about 9 p.m. and told them that he would be able to buy a gram of methamphetamine for $100. After concluding that Bartholomew was capable of completing the planned purchase, the officers searched him, determined that he had no controlled substances on his person, gave him a marked $100 bill and a concealed electronic transmitter to monitor his conversations, and agreed on a signal that he would give after completing the purchase.
The officers drove Bartholomew to respondent’s trailer home, and respondent’s daughter let him inside. Respondent then retrieved a large bag containing methamphetamine from his freezer and sold Bartholomew a gram of methamphetamine, which he put into a small plastic bag. Bartholomew gave the arrest signal to the officers who were monitoring the conversation, and they entered the trailer through a porch door. In the enclosed porch, the officers encountered Bartholomew, respondent, and two other persons, and they saw respondent drop a plastic bag, which they later determined contained methamphetamine. The officers then conducted a protective sweep of the premises. In addition to the large bag of methamphetamine, the officers recovered the marked bill from respondent and a small bag containing methamphetamine from Bartholomew, and they found drug syringes in the residence. As a result, respondent was charged with the unlawful possession and distribution of methamphetamine.
B
The trial court held that the warrantless arrest and search were supported by exigent circumstances. On respondent’s appeal from his conviction, the Utah attorney general conceded the absence of exigent circumstances, but urged that the inevitable discovery doctrine justified introduction of the fruits of the warrantless search. The Utah Court of Appeals disagreed and vacated respondent’s conviction. See State v. Callahan, 2004 UT App. 164, 93 P. 3d 103. Respond *229 ent then brought this damages action under 42 U. S. C. § 1983 in the United States District Court for the District of Utah, alleging that the officers had violated the Fourth'Amendment by entering his home without a warrant. See Callahan v. Millard Cty., No. 2:04-CV-00952, 2006 WL 1409130 (2006).
In granting the officers’ motion for summary judgment, the District Court noted that other courts had adopted the “consent-once-removed” doctrine, which permits a warrant-less entry by police officers into a home when consent to enter has already been granted to an undercover officer or informant who has observed contraband in plain view. Believing that this doctrine was in tension with our intervening decision in Georgia v. Randolph, 547 U. S. 103 (2006), the District Court concluded that “the simplest approach is to assume that the Supreme Court will ultimately reject the [consent-once-removed] doctrine and find that searches such as the one in this case are not reasonable under the Fourth Amendment.” 2006 WL 1409130, *8. The court then held that the officers were entitled to qualified immunity because they could reasonably have believed that the consent-once-removed doctrine authorized their conduct.
On appeal, a divided panel of the Tenth Circuit held that petitioners’ conduct violated respondent’s Fourth Amendment rights. Callahan v. Millard Cty., 494 F. 3d 891, 895-899 (2007). The panel majority stated that “[t]he ‘consent-once-removed’ doctrine applies when an undercover officer enters a house at the express invitation of someone with authority to consent, establishes probable cause to arrest or search, and then immediately summons other officers for assistance.” Id., at 896. The majority took no issue with application of the doctrine when the initial consent was granted to an undercover law enforcement officer, but the majority disagreed with decisions that “broade[n] this doctrine to grant informants the same capabilities as undercover officers.” Ibid.
*230 The Tenth Circuit panel further held that the Fourth Amendment right that it recognized was clearly established at the time of respondent’s arrest. Id., at 898-899. “In this case,” the majority stated, “the relevant right is the right to be free in one’s home from unreasonable searches and arrests.” Id., at 898. The Court determined that, under the clearly established precedents of this Court and the Tenth Circuit, “warrantless entries into a home are per se unreasonable unless they satisfy the established exceptions.” Id., at 898-899. In the panel’s words, “the Supreme Court and the Tenth Circuit have clearly established that to allow police entry into a home, the only two exceptions to the warrant requirement are consent and exigent circumstances.” Id., at 899. Against that backdrop, the panel concluded, petitioners could not reasonably have believed that their conduct was lawful because petitioners “knew (1) they had no warrant; (2) [respondent] had not consented to their entry; and (3) [respondent’s] consent to the entry of an informant could not reasonably be interpreted to extend to them.” Ibid.
In dissent, Judge Kelly argued that “no constitutional violation occurred in this case” because, by inviting Bartholomew into his house and participating in a narcotics transaction there, respondent had compromised the privacy of the residence and had assumed the risk that Bartholomew would reveal their dealings to the police. Id., at 903. Judge Kelly further concluded that, even if petitioners’ conduct had been unlawful, they were nevertheless entitled to qualified immunity because the constitutional right at issue — “the right to be free from the warrantless entry of police officers into one’s home to effectuate an arrest after one has granted voluntary, consensual entry to a confidential informant and undertaken criminal activity giving rise to probable cause” — was not “clearly established” at the time of the events in question. Id., at 903-904.
*231 As noted, the Court of Appeals followed the Saucier procedure. The Saucier procedure has been criticized by Members of this Court and by lower court judges, who have been required to apply the procedure in a great variety of cases and thus have much firsthand experience bearing on its advantages and disadvantages. Accordingly, in granting certiorari, we directed the parties to address the question whether Saucier should be overruled. 552 U. S. 1279 (2008).
II
A
The doctrine of qualified immunity protects government officials “from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald, 457 U. S. 800, 818 (1982). Qualified immunity balances two important interests — the need to hold public officials accountable when they exercise power irresponsibly and the need to shield officials from harassment, distraction, and liability when they perform their duties reasonably. The protection of qualified immunity applies regardless of whether the government official’s error is “a mistake of law, a mistake of fact, or a mistake based on mixed questions of law and fact.” Groh v. Ramirez, 540 U. S. 551, 567 (2004) (Kennedy, J., dissenting) (quoting Butz v. Economou, 438 U. S. 478, 507 (1978), for the proposition that qualified immunity covers “mere mistakes in judgment, whether the mistake is one of fact or one of law”).
Because qualified immunity is “an immunity from suit rather than a mere defense to liability... it is effectively lost if a case is erroneously permitted to go to trial.” Mitchell v. Forsyth, 472 U. S. 511, 526 (1985) (emphasis deleted). Indeed, we have made clear that the “driving force” behind creation of the qualified immunity doctrine was a desire to ensure that “ ‘insubstantial claims’ against government officials [will] be resolved prior to discovery.” Anderson v. *232 Creighton, 483 U. S. 635, 640, n. 2 (1987). Accordingly, “we repeatedly have stressed the importance of resolving immunity questions at the earliest possible stage in litigation.” Hunter v. Bryant, 502 U. S. 224, 227 (1991) (per curiam).
In Saucier, 533 U. S. 194, this Court mandated a two-step sequence for resolving government officials’ qualified immunity claims. First, a court must decide whether the facts that a plaintiff has alleged (see Fed. Rules Civ. Proc. 12(b)(6), (c)) or shown (see Rules 50, 56) make out a violation of a constitutional right. 533 U. S., at 201. Second, if the plaintiff has satisfied this first step, the court must decide whether the right at issue was “clearly established” at the time of defendant’s alleged misconduct. Ibid. Qualified immunity is applicable unless the official’s conduct violated a clearly established constitutional right. Anderson, supra, at 640.
Our decisions prior to Saucier had held that “the better approach to resolving cases in which the defense of qualified immunity is raised is to determine first whether the plaintiff has alleged a deprivation of a constitutional right at all.” County of Sacramento v. Lewis, 523 U. S. 833, 841, n. 5 (1998). Saucier made that suggestion a mandate. For the first time, we held that whether “the facts alleged show the officer’s conduct violated a constitutional right. . . must be the initial inquiry” in every qualified immunity case. 533 U. S., at 201 (emphasis added). Only after completing this first step, we said, may a court turn to “the next, sequential step,” namely, “whether the right was clearly established.” Ibid.
This two-step procedure, the Saucier Court reasoned, is necessary to support the Constitution’s “elaboration from case to case” and to prevent constitutional stagnation. Ibid. “The law might be deprived of this explanation were a court simply to skip ahead'to the question whether the law clearly established that the officer’s conduct was unlawful in the circumstances of the case.” Ibid.
*233 B
In considering whether the Saucier procedure should be modified or abandoned, we must begin with the doctrine of stare decisis. Stare decisis “promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and contributes to the actual and perceived integrity of the judicial process.” Payne v. Tennessee, 501 U. S. 808, 827 (1991). Although “[w]e approach the reconsideration of [our] decisions . . . with the utmost caution,” “[s]tare decisis is not an inexorable command.” State Oil Co. v. Khan, 522 U. S. 3, 20 (1997) (internal quotation marks omitted). Revisiting precedent is particularly appropriate where, as here, a departure would not upset expectations, the precedent consists of a judge-made rule that was recently adopted to improve the operation of the courts, and experience has pointed up the precedent’s shortcomings.
“Considerations in favor of stare decisis are at their acme in cases involving property and contract rights, where reliance interests are involved; the opposite is true in cases .. . involving procedural and evidentiary rules” that do not produce such reliance. Payne, supra, at 828 (citations omitted). Like rules governing procedures and the admission of evidence in the trial courts, Saucier’s two-step protocol does not affect the way in which parties order their affairs. Withdrawing from Saucier’s categorical rule would not upset settled expectations on anyone’s part. See United States v. Gaudin, 515 U. S. 506, 521 (1995).
Nor does this matter implicate “the general presumption that legislative changes should be left to Congress.” Khan, supra, at 20. We recognize that “considerations of stare decisis weigh heavily in the area of statutory construction, where Congress is free to change this Court’s interpretation of its legislation.” Illinois Brick Co. v. Illinois, 431 U. S. 720, 736 (1977). But the Saucier rule is judge made and implicates an important matter involving internal Judicial *234 Branch operations. Any change should come from this Court, not Congress.
Respondent argues that the .Saucier procedure should not be reconsidered unless we conclude that its justification was “badly reasoned” or that the rule has proved to be “unworkable,” see Payne, supra, at 827, but those standards, which are appropriate when a constitutional or statutory precedent is challenged, are out of place in the present context. Because of the basis and the nature of the Saucier two-step protocol, it is sufficient that we now have a considerable body of new experience to consider regarding the consequences of requiring adherence to this inflexible procedure. This experience supports our present determination that a mandatory, two-step rule for resolving all qualified immunity claims should not be retained.
Lower court judges, who have had the task of applying the Saucier rule on a regular basis for the past eight years, have not been reticent in their criticism of Saucier’s “rigid order of battle.” See, e. g., Purtell v. Mason, 527 F. 3d 615, 622 (CA7 2008) (“This ‘rigid order of battle’ has been criticized on practical, procedural, and substantive grounds”); Leval, Judging Under the Constitution: Dicta About Dicta, 81 N. Y. U. L. Rev. 1249,1275,1277 (2006) (hereinafter Leval) (referring to Saucier’s mandatory two-step framework as “a new and mischievous rule” that amounts to “a puzzling misadventure in constitutional dictum”). And application of the rule has not always been enthusiastic. See Higazy v. Templeton, 505 F. 3d 161, 179, n. 19 (CA2 2007) (“We do not reach the issue of whether [plaintiff’s] Sixth Amendment rights were violated, because principles of judicial restraint caution us to avoid reaching constitutional questions when they are unnecessary to the disposition of a case”); Cherrington v. Skeeter, 344 F. 3d 631, 640 (CA6 2003) (“[I]t ultimately is unnecessary for us to decide whether the individual Defendants did or did not heed the Fourth Amendment *235 command ... because they are entitled to qualified immunity in any event”); Pearson v. Ramos, 237 F. 3d 881, 884 (CA7 2001) (“Whether [the Saucier] rule is absolute may be doubted”).
Members of this Court have also voiced criticism of the Saucier rule. See Morse v. Frederick, 551 U. S. 393, 432 (2007) (Breyer, J., concurring in judgment in part and dissenting in part) (“I would end the failed Saucier experiment now”); Bunting v. Mellen, 541 U. S. 1019 (2004) (Stevens, J., joined by Ginsburg and Breyer, JJ., respecting denial of certiorari) (criticizing the “unwise judge-made rule under which courts must decide whether the plaintiff has alleged a constitutional violation before addressing the question whether the defendant state actor is entitled to qualified immunity”); id., at 1025 (Scalia, J., joined by Rehnquist, C. J., dissenting from denial of certiorari) (“We should either make clear that constitutional determinations are not insulated from our review ... or else drop any pretense at requiring the ordering in every case” (emphasis in original)); Brosseau v. Haugen, 543 U. S. 194, 201-202 (2004) (Breyer, J., joined by Scalia and Ginsburg, JJ., concurring) (urging Court to reconsider Saucier’s “rigid ‘order of battle,’” which “requires courts unnecessarily to decide difficult constitutional questions when there is available an easier basis for the decision (e. g., qualified immunity) that will satisfactorily resolve the case before the court”); Saucier, 533 U. S., at 210 (Ginsburg, J., concurring in judgment) (“The two-part test today’s decision imposes holds large potential to confuse”).
Where a decision has “been questioned by Members of the Court in later decisions and [has] defied consistent application by the lower courts,” these factors weigh in favor of reconsideration. Payne, 501 U. S., at 829-830; see also Crawford v. Washington, 541 U. S. 36, 60 (2004). Collectively, the factors we have noted make our present reevaluation of the Saucier two-step protocol appropriate.
*236 III
On reconsidering the procedure required in Saucier, we conclude that, while the sequence set forth there is often appropriate, it should no longer be regarded as mandatory. The judges of the district courts and the courts of appeals should be permitted to exercise their sound discretion in deciding which of the two prongs of the qualified immunity analysis should be addressed first in light of the circumstances in the particular case at hand.
A
Although we now hold that the Saucier protocol should not be regarded as mandatory in all cases, we continue to recognize that it is often beneficial. For one thing, there aré cases in which there would be little if any conservation of judicial resources to be had by beginning and ending with a discussion of the “clearly established” prong. “[I]t often may be difficult to decide whether a right is clearly established without deciding precisely what the existing constitutional right happens to be.” Lyons v. Xenia, 417 F. 3d 565, 581 (CA6 2005) (Sutton, J., concurring). In some cases, a discussion of why the relevant facts do not violate clearly established law may make it apparent that in fact the relevant facts do not make out a constitutional violation at all. In addition, the Saucier Court was certainly correct in noting that the two-step procedure promotes the development of constitutional precedent and is especially valuable with respect to questions that do not frequently arise in cases in which a qualified immunity defense is unavailable.
B
At the same time, however, the rigid Saucier procedure comes with a price. The procedure sometimes results in a substantial expenditure of scarce judicial resources on diffi *237 cult questions that have no effect on the outcome of the case. There are cases in which it is plain that a constitutional right is not clearly established but far from obvious whether in fact there is such a right. District courts and courts of appeals with heavy caseloads are often understandably unenthusiastic about what may seem to be an essentially academic exercise.
Unnecessary litigation of constitutional issues also wastes the parties’ resources. Qualified immunity is “an immunity from suit rather than a mere defense to liability.” Mitchell, 472 U. S., at 526 (emphasis deleted). Saucier’s two-step protocol “disserve[s] the purpose of qualified immunity” when it “forces the parties to endure additional burdens of suit— such as the costs of litigating constitutional questions and delays attributable to resolving them — when the suit otherwise could be disposed of more readily.” Brief for National Association of Criminal Defense Lawyers as Amicus Curiae 30.
Although the first prong of the Saucier procedure is intended to further the development of constitutional precedent, opinions following that procedure often fail to make a meaningful contribution to such development. For one thing, there are cases in which the constitutional question is so factbound that the decision provides little guidance for future cases. See Scott v. Harris, 550 U. S. 372, 388 (2007) (Breyer, J., concurring) (counseling against the Saucier two-step protocol where the question is “so fact dependent that the result will be confusion rather than clarity”); Buchanan v. Maine, 469 F. 3d 158, 168 (CA1 2006) (“We do not think the law elaboration purpose will be well served here, where the Fourth Amendment inquiry involves a reasonableness question which is highly idiosyncratic and heavily dependent on the facts”).
A decision on the underlying constitutional question in a § 1983 damages action or a Bivens v. Six Unknown Fed. Nar *238 cotics Agents, 403 U. S. 388 (1971), 1 action may have scant value when it appears that the question will soon be decided by a higher court. When presented with a constitutional question on which this Court had just granted certiorari, the Ninth Circuit elected to “bypass Saucier’s first step and decide only whether [the alleged right] was clearly established.” Motley v. Parks, 432 F. 3d 1072, 1078, and n. 5 (2005) (en banc). Similar considerations may come into play when a court of appeals panel confronts a constitutional question that is pending before the court en banc or when a district court encounters a constitutional question that is before the court of appeals.
A constitutional decision resting on an uncertain interpretation of state law is also of doubtful precedential importance. As a result, several courts have identified an “exception” to the Saucier rule for cases in which resolution of the constitutional question requires clarification of an ambiguous state statute. Egolf v. Witmer, 526 F. 3d 104, 109-111 (CA3 2008); accord, Tremblay v. McClellan, 350 F. 3d 195, 200 (CA1 2003); Ehrlich v. Glastonbury, 348 F. 3d 48, 57-60 (CA2 2003). Justifying the decision to grant qualified immunity to the defendant without first resolving, under Saucier’s first prong, whether the defendant’s conduct violated the Constitution, these courts have observed that Saucier’s “underlying principle” of encouraging federal courts to decide unclear legal questions in order to clarify the law for the future “is not meaningfully advanced ... when the definition of constitutional rights depends on a federal court’s uncertain assumptions about state law.” Egolf supra, at 110; accord, Tremblay, supra, at 200; Ehrlich, supra, at 58.
When qualified immunity is asserted at the pleading stage, the precise factual basis for the plaintiff’s claim or claims *239 may be hard to identify. See Lyons, 417 F. 3d, at 582 (Sutton, J., concurring); Kwai Fun Wong v. United States, 373 F. 3d 952, 957 (CA9 2004); Mollica v. Volker, 229 F. 3d 366, 374 (CA2 2000). Accordingly, several courts have recognized that the two-step inquiry “is an uncomfortable exercise where ... the answer [to] whether there was a violation may depend on a kaleidoscope of facts not yet fully developed” and have suggested that “[i]t may be that Saucier was not strictly intended to cover” this situation. Dirrane v. Brookline Police Dept., 315 F. 3d 65, 69-70 (CA1 2002); see also Robinette v. Jones, 476 F. 3d 585, 592, n. 8 (CA8 2007) (declining to follow Saucier because “the parties have provided very few facts to define and limit any holding” on the constitutional question).
There are circumstances in which the first step of the Saucier procedure may create a risk of bad decisionmaking. The lower courts sometimes encounter cases in which the briefing of constitutional questions is woefully inadequate. See Lyons, supra, at 582 (Sutton, J., concurring) (noting the “risk that constitutional questions may be prematurely and incorrectly decided in.cases where they are not well presented”); Mollica, supra, at 374.
Although the Saucier rule prescribes the sequence in which the issues must be discussed by a court in its opinion, the rule does not — and obviously cannot — specify the sequence in which judges reach their conclusions in their own internal thought processes. Thus, there will be cases in which a court will rather quickly and easily decide that there was no violation of clearly established law before turning to the more difficult question whether the relevant facts make out a constitutional question at all. In such situations, there is a risk that a court may not devote as much care as it would in other circumstances to the decision of the constitutional issue. See Horne v. Coughlin, 191 F. 3d 244, 247 (CA2 1999) (“Judges risk being insufficiently thoughtful and cautious in *240 uttering pronouncements that play no role in their adjudication”); Leval 1278-1279.
Rigid adherence to the Saucier rule may make it hard for affected parties to obtain appellate review of constitutional decisions that may have a serious prospective effect on their operations. Where a court holds that a defendant committed a constitutional violation but that the violation was not clearly established, the defendant may face a difficult situation. As the winning party, the defendant’s right to appeal the adverse holding on the constitutional question may be contested. See Bunting, 541 U. S., at 1025 (Scalia, J., dissenting from denial of certiorari) (“The perception of unreviewability undermines adherence to the sequencing rule we . . . created” in Saucier); 2 see also Kalka v. Hawk, 215 F. 3d 90, 96, n. 9 (CADC 2000) (noting that “[n]ormally, a party may not appeal from a favorable judgment” and that the Supreme Court “has apparently never granted the certiorari petition of a party who prevailed in the appellate court”). In cases like Bunting, the “prevailing” defendant faces an unenviable choice: “compl[y] with the lower court’s advisory dictum without opportunity to seek appellate [or certiorari] review,” or “def[y] the views of the lower court, adher[e] to practices that have been declared illegal, and thus *241 invit[e] new suits” and potential “punitive damages.” Horne, supra, at 247-248.
Adherence to Saucier’s two-step protocol departs from the general rule of constitutional avoidance and runs counter to the “older, wiser judicial counsel ‘not to pass on questions of constitutionality . . . unless such adjudication is unavoidable.’ ” Scott, 550 U. S., at 388 (Breyer, J., concurring) (quoting Spector Motor Service, Inc. v. McLaughlin, 323 U. S. 101, 105 (1944)); see Ashwander v. TVA, 297 U. S. 288, 347 (1936) (Brandeis, J., concurring) (“The Court will not pass upon a constitutional question although properly presented by the record, if there is also present some other ground upon which the case may be disposed of”).
In other analogous contexts, we have appropriately declined to mandate the order of decision that the lower courts must follow. For example, in Strickland v. Washington, 466 U. S. 668 (1984), we recognized a two-part test for determining whether a criminal defendant was denied the effective assistance of counsel: The defendant must demonstrate (1) that his counsel’s performance fell below what could be expected of a reasonably competent practitioner; and (2) that he was prejudiced by that substandard performance. Id., at 687. After setting forth and applying the analytical framework that courts must use in evaluating claims of ineffective assistance of counsel, we left it to the sound discretion of lower courts to determine the order of decision. Id., at 697 (“Although we have discussed the performance component of an ineffectiveness claim prior to the prejudice component, there is no reason for a court deciding an ineffective assistance claim to approach the inquiry in the same order or even to address both components of the inquiry if the defendant makes an insufficient showing on one”).
In United States v. Leon, 468 U. S. 897 (1984), we created an exception to the exclusionary rule when officers reasonably rely on a facially valid search warrant. Id., at 913. In that context, we recognized that a defendant challenging a *242 search will lose if either: (1) the warrant issued was supported by probable cause; or (2) it was not, but the officers executing it reasonably believed that it was. Again, after setting forth and applying the analytical framework that courts must use in evaluating the good-faith exception to the Fourth Amendment warrant requirement, we left it to the sound discretion of the lower courts to determine the order of decision. Id., at 924, 925 (“There is no need for courts to adopt the inflexible practice of always deciding whether the officers’ conduct manifested objective good faith before turning to the question whether the Fourth Amendment has been violated”).
This flexibility properly reflects our respect for the lower federal courts that bear the brunt of adjudicating these cases. Because the two-step Saucier procedure is often, but not always, advantageous, the judges of the district courts and the courts of appeals are in the best position to determine the order of decisionmaking that will best facilitate the fair and efficient disposition of each case.
C
Any misgivings concerning our decision to withdraw from the mandate set forth in Saucier are unwarranted. Our decision does not prevent the lower courts from following the Saucier procedure; it simply recognizes that those courts should have the discretion to decide whether that procedure is worthwhile in particular cases. Moreover, the development of constitutional law is by no means entirely dependent on cases in which the defendant may seek qualified immunity. Most of the constitutional issues that are presented in § 1983 damages actions and Bivens cases also arise in cases in which that defense is not available, such as criminal cases and §1983 eases against a municipality, as well as §1983 cases against individuals where injunctive relief is sought instead of or in addition to damages. See Lewis, 523 U. S., at 841, n. 5 (noting that qualified immunity is unavailable *243 “in a suit to enjoin future conduct, in an action against a municipality, or in litigating a suppression motion”).
We also do not think that relaxation of Saucier’s mandate is likely to result in a proliferation of damages claims against local governments. Cf. Brief for National Association of Counties et al. as Amici Curiae 29, 30 (“[T]o the extent that a rule permitting courts to bypass the merits makes it more difficult for civil rights plaintiffs to pursue novel claims, they will have greater reason to press custom, policy, or practice [damages] claims against local governments”). It is hard to see how the Saucier procedure could have a significant effect on a civil rights plaintiff's decision whether to seek damages only from a municipal employee or also from the municipality. Whether the Saucier procedure is mandatory or discretionary, the plaintiff will presumably take into account the possibility that the individual defendant will be held to have qualified immunity, and presumably the plaintiff will seek damages from the municipality as well as the individual employee if the benefits of doing so (any increase in the likelihood of recovery or collection of damages) outweigh the litigation costs.
Nor do we think that allowing the lower courts to exercise their discretion with respect to the Saucier procedure will spawn “a new cottage industry of litigation . . . over the standards for deciding whether to reach the merits in a given case.” Brief for National Association of Counties, supra, at 29, 30. It does not appear that such a “cottage industry” developed prior to Saucier, and we see no reason why our decision today should produce such a result.
IV
Turning to the conduct of the officers here, we hold that petitioners are entitled to qualified immunity because the entry did not violate clearly established law. An officer conducting a search is entitled to qualified immunity where clearly established law does not show that the search vio *244 lated the Fourth Amendment. See Anderson, 483 U. S., at 641. This inquiry turns on the “objective legal reasonableness of the action, assessed in light of the legal rules that were clearly established at the time it was taken.” Wilson v. Layne, 526 U. S. 603, 614 (1999) (internal quotation marks omitted); see Hope v. Pelzer, 536 U. S. 730, 739 (2002) (“[Q]ualified immunity operates to ensure that before they are subjected to suit, officers are on notice their conduct is unlawful” (internal quotation marks omitted)).
When the entry at issue here occurred in 2002, the “consent-once-removed” doctrine had gained acceptance in the lower courts. This doctrine had been considered by three Federal Courts of Appeals and two State Supreme Courts starting in the early 1980’s. See, e. g., United States v. Diaz, 814 F. 2d 454, 459 (CA7), cert. denied, 484 U. S. 857 (1987); United States v. Bramble, 103 F. 3d 1475 (CA9 1996); United States v. Pollard, 215 F. 3d 643, 648-649 (CA6), cert. denied, 531 U. S. 999 (2000); State v. Henry, 133 N. J. 104, 627 A. 2d 125 (1993); State v. Johnston, 184 Wis. 2d 794, 518 N. W. 2d 759 (1994). It had been accepted by every one of those courts. Moreover, the Seventh Circuit had approved the doctrine’s application to cases involving consensual entries by private citizens acting as confidential informants. See United States v. Paul, 808 F. 2d 645, 648 (1986). The Sixth Circuit reached the same conclusion after the events that gave rise to respondent’s suit, see United States v. Yoon, 398 F. 3d 802, 806-808, cert. denied, 546 U. S. 977 (2005), and prior to the Tenth Circuit’s decision in the present case, no court of appeals had issued a contrary decision.
The officers here were entitled to rely on these cases, even though their own Federal Circuit had not yet ruled on “consent-once-removed” entries. The principles of qualified immunity shield an officer from personal liability when an officer reasonably believes that his or her conduct complies with the law. Police officers are entitled to rely on existing lower court cases without facing personal liability for their *245 actions. In Wilson, we explained that a Circuit split on the relevant issue had developed after the events that gave rise to suit and concluded that “[i]f judges thus disagree on a constitutional question, it is unfair to subject police to money damages for picking the losing side of the controversy.” 526 U. S., at 618. Likewise, here, where the divergence of views on the consent-once-removed doctrine was created by the decision of the Court of Appeals in this case, it is improper to subject petitioners to money damages for their conduct.
Because the unlawfulness of the officers’ conduct in this case was not clearly established, petitioners are entitled to qualified immunity. We therefore reverse the judgment of the Court of Appeals.
It is so ordered.
See Harlow v. Fitzgerald, 457 U. S. 800, 818, and n. 30 (1982) (noting that the Court’s decisions equate the qualified immunity of state officials sued under 42 U. S. C. § 1983 with the immunity of federal officers sued directly under the Constitution).
In Bunting, the Court of Appeals followed the Saucier two-step protocol and first held that the Virginia Military Institute’s use of the word “God” in a “supper roll call” ceremony violated the Establishment Clause, but then granted the defendants qualified immunity because the law was not clearly established at the relevant time. Mellen v. Bunting, 327 F. 3d 355, 365-376 (CA4 2003), cert. denied, 541 U. S. 1019 (2004). Although they had a judgment in their favor below, the defendants asked this Court to review the adverse constitutional ruling. Dissenting from the denial of certiorari, Justice Scalia, joined by Chief Justice Rehnquist, criticized “a perceived procedural tangle of the Court’s own making.” 541 U. S., at 1022. The “tangle” arose from the Court’s “ ‘settled refusal’ to entertain an appeal by a party on an issue as to which he prevailed” below, a practice that insulates from review adverse merits decisions that are “locked inside” favorable qualified immunity rulings. Id., at 1022,1023,1024.
8.6 Municipal Liability 8.6 Municipal Liability
8.6.1 Monell v. New York City Dept. of Social Servs. 8.6.1 Monell v. New York City Dept. of Social Servs.
MONELL et al. v. DEPARTMENT OF SOCIAL SERVICES OF THE CITY OF NEW YORK et al.
No. 75-1914.
Argued November 2, 1977
Decided June 6, 1978
Oscar Chase argued the cause for petitioners. With him on the briefs were Nancy Stearns, Jack Greenberg, and Eric Schnapper.
L. Kevin Sheridan argued the cause for respondents. With him on the brief was W. Bernard Richland. *
Michael H. Gottesman, Robert M. Weinberg, David Rubin, Albert E. Jenner, Jr., Robert A. Murphy, and William E. Caldwell filed a brief for the National Education Assn, et al. as amici curiae urging reversal.
Mr. Justice Brennan
delivered the opinion of the Court.
Petitioners, a class of female employees of the Department of Social Services and of the Board of Education of the city of New York, commenced this action under 42 U. S. C. § 1983 in July 1971.1 The gravamen of the complaint was that the *661Board and the Department had as a matter of official policy compelled pregnant employees to take unpaid leaves of absence before such leaves were required for medical reasons.2 Cf. Cleveland Board of Education v. LaFleur, 414 U. S. 632 (1974). The suit sought injunctive relief and backpay for periods of unlawful forced leave. Named as defendants in the action were the Department and its Commissioner, the Board and its Chancellor, and the city of New York and its Mayor. In each case, the individual defendants were sued solely in their official capacities.3
On cross-motions for summary judgment, the District Court for the Southern District of New York held moot petitioners’ claims for injunctive and declaratory relief since the city of New York and the Board, after the filing of the complaint, had changed their policies relating to maternity leaves so that no pregnant employee would have to take leave unless she was medically unable to continue to perform her job. 394 F. Supp. 853, 855 (1975). No one now challenges this conelu*662sion. The court did conclude, however, that the acts complained of were unconstitutional under LaFleur, supra. 394 F. Supp., at 855. Nonetheless plaintiffs’ prayers for backpay were denied because any such damages would come ultimately from the city of New York and, therefore, to hold otherwise would be to “circumvenft]” the immunity conferred on municipalities by Monroe v. Pape, 365 U. S. 167 (1961). See 394 F. Supp., at 855.
On appeal, petitioners renewed their arguments that the Board of Education4 was not a “municipality” within the meaning of Monroe v. Pape, supra, and that, in any event, the District Court had erred in barring a damages award against the individual defendants. The Court of Appeals for the Second Circuit rejected both contentions. The court first held that the Board of Education was not a “person” under § 1983 because “it performs a vital governmental function . . ., and, significantly, while it has the right to determine how the funds appropriated to it shall be spent ... , it has no final say in deciding what its appropriations shall be.” 532 F. 2d 259, 263 (1976). The individual defendants, however, were “persons” under § 1983, even when sued solely in their official capacities. 532 F. 2d, at 264. Yet, because a damages award would “have to be paid by a city that was held not to be amenable to such an action in Monroe v. Pape," a damages action against officials sued in their official capacities could not proceed. Id., at 265.
We granted certiorari in this case, 429 U. S. 1071, to consider
“Whether local governmental officials and/or local independent school boards are 'persons’ within the meaning of 42 U. S. C. § 1983 when equitable relief in the nature of back pay is sought against them in their official capacities?” Pet. for Cert. 8.
*663Although, after plenary consideration, we have decided the merits of over a score of cases brought under § 1983 in which the principal defendant was a school board5 — and, indeed, in some of which § 1983 and its jurisdictional counterpart, 28 U. S. C. § 1343, provided the only basis for jurisdiction6 — we indicated in Mt. Healthy City Board of Education v. Doyle, 429 U. S. 274, 279 (1977), last Term that the question presented here was open and would be decided “another day.” That other day has come and we now overrule Monroe v. Pape, supra, insofar as it holds that local governments are wholly immune from suit under § 1983.7
*664I
In Monroe v. Pape, we held that “Congress did not undertake to bring municipal corporations within the ambit of [§ 1983].” 365 U. S., at 187. The sole basis for this conclusion was an inference drawn from Congress’ rejection of the “Sherman amendment” to the bill which became the Civil Rights Act of 1871, 17 Stat. 13, the precursor of § 1983. The amendment would have held a municipal corporation liable for damage done to the person or property of its inhabitants by private persons “riotously and tumultuously assembled.”8 Cong. Globe, 42d Cong., 1st Sess., 749 (1871) (hereinafter Globe). Although the Sherman amendment did not seek to amend § 1 of the Act, which is now § 1983, and although the nature of the obligation created by that amendment was vastly different from that created by § 1, the Court nonetheless concluded in Monroe that Congress must have meant to exclude municipal corporations from the coverage of § 1 because “ 'the House [in voting against the Sherman amendment] had solemnly decided that in their judgment Congress had no constitutional power to impose any obligation upon county and town organizations, the mere instrumentality for the administration of state law.’ ” 365 U. S., at 190 (emphasis added), quoting Globe 804 (Rep. Poland). This statement, we thought, showed that Congress doubted its “constitutional power . . . to impose civil liability on municipalities,” 365 U. S., at 190 (emphasis added), and that such doubt would have extended to any type of civil liability.9
*665A fresh analysis of the debate on the Civil Rights Act of 1871, and particularly of the case law which each side mustered in its support, shows, however, that Monroe incorrectly equated the “obligation” of which Representative Poland spoke with “civil liability.”
A. An Overview
There are three distinct stages in the legislative consideration of the bill which became the Civil Rights Act of 1871. On March 28, 1871, Representative Shellabarger, acting for a House select committee, reported H. R. 320, a bill “to enforce the provisions of the fourteenth amendment to the Constitution of the United States, and for other purposes.” H. R. 320 contained four sections. Section 1, now codified as 42 U. S. C. § 1983, was the subject of only limited debate and was passed without amendment.10 Sections 2 through 4 dealt primarily with the “other purpose” of suppressing Ku Klux Klan violence in the Southern States.11 The wisdom and constitutionality of these sections — not § 1, now § 1983 — were the subject of almost all congressional debate and each of these sections was amended. The House finished its initial debates on H. R. 320 on April 7, 1871, and one week later the Senate also voted out a bill.12 Again, debate on § 1 of the bill was limited and that section was passed as introduced.
*666Immediately prior to the vote on H. R. 320 in the Senate, Senator Sherman introduced his amendment.13 This was not an amendment to § 1 of the bill, but was to be added as § 7 at the end of the bill. Under the Senate rules, no discussion of the amendment was allowed and, although attempts were made to amend the amendment, it was passed as introduced. In this form, the amendment did not place liability on municipal corporations, but made any inhabitant of a municipality liable for damage inflicted by persons “riotously and tumultuously assembled.” 14
The House refused to acquiesce in a number of amendments made by the Senate, including the Sherman amendment, and the respective versions of H. R. 320 were therefore sent to a conference committee. Section 1 of the bill, however, was not a subject of this conference since, as noted, it was passed verbatim as introduced in both Houses of Congress.
On April 18, 1871, the first conference committee completed its work on H. R. 320. The main features of the conference committee draft of the Sherman amendment were these: 15 First, a cause of action was given to persons injured by
“any persons riotously and tumultuously assembled together . . . with intent to deprive any person of any right conferred upon him by the Constitution and laws of the United States, or to deter him or punish him for exercising such right, or by reason of his race, color, or previous condition of servitude . . . .”
*667Second, the bill provided that the action would, be against the county, city, or parish in which the riot had occurred and that it could be maintained by either the person injured or his legal representative. Third, unlike the amendment as proposed, the conference substitute made the government defendant liable on the judgment if it was not satisfied against individual defendants who had committed the violence. If a municipality were liable, the judgment against it could be collected
“by execution, attachment, mandamus, garnishment, or any other proceeding in aid of execution or applicable to the enforcement of judgments against municipal corporations; and such judgment [would become] a lien as well upon all moneys in the treasury of such county, city, or parish, as upon the other property thereof.”
In the ensuing debate on the first conference report, which was the first debate of any kind on the Sherman amendment, Senator Sherman explained that the purpose of his amendment was to enlist the aid of persons of property in the enforcement of the civil rights laws by making their property “responsible” for Ku Klux Klan damage.16 Statutes drafted on a similar theory, he stated, had long been in force in England and were in force in 1871 in a number of States.17 *668Nonetheless there were critical differences between the conference substitute and extant state and English statutes: The conference substitute, unlike most state riot statutes, lacked a short statute of limitations and imposed liability on the government defendant whether or not it had notice of the impending riot, whether or not the municipality was authorized to exercise a police power, whether or not it exerted all reasonable efforts to stop the riot, and whether or not the rioters were caught and punished.18
The first conference substitute passed the Senate but was rejected by the House. House opponents, within whose ranks were some who had supported § 1, thought the Federal Government could not, consistent with the Constitution, obligate municipal corporations to keep the peace if those corporations were neither so obligated nor so authorized by their state charters. And, because of this constitutional objection, opponents of the Sherman amendment were unwilling to impose damages liability for nonperformance of a duty which Congress could not require municipalities to perform. This position is reflected in Representative Poland's statement that is quoted in Monroe.19
Because the House rejected the first conference report a second conference was called and it duly issued its report. The second conference substitute for the Sherman amendment abandoned municipal liability and, instead, made “any per*669son or persons having knowledge [that a conspiracy to violate civil rights was afoot], and having power to prevent or aid in preventing the same,” who did not attempt to stop the same, liable to any person injured by the conspiracy.20 The amendment in this form was adopted by both Houses of Congress and is now codified as 42 U. S. C. § 1986.
The meaning of the legislative history sketched above can most readily be developed by first considering the debate on the report of the first conference committee. This debate shows conclusively that the constitutional objections raised against the Sherman amendment — on which our holding in Monroe was based, see supra, at 664 — would not have prohibited congressional creation of a civil remedy against state municipal corporations that infringed federal rights. Because § 1 of the Civil Rights Act does not state expressly that municipal corporations come within its ambit, it is finally necessary to interpret § 1 to confirm that such corporations were indeed intended to be included within the “persons” to whom that section applies.
B. Debate on the First Conference Report
The style of argument adopted by both proponents and opponents of the Sherman amendment in both Houses of Congress was largely legal, with frequent references to cases decided by this Court and the Supreme Courts of the several States. Proponents of the Sherman amendment did not, however, discuss in detail the argument in favor of its constitutionality. Nonetheless, it is possible to piece together such an argument from the debates on the first conference report and those on § 2 of the civil rights bill, which, because it allowed the Federal Government to prosecute crimes “in the States,” had also raised questions of federal power. The account of Representative Shellabarger, the House sponsor of H. R. 320, is the most complete.
*670Shellabarger began his discussion of H. R. 320 by stating that “there is a domain of constitutional law involved in the right consideration of this measure which is wholly unexplored.” Globe App. 67. There were analogies, however. With respect to the meaning of § 1 of the Fourteenth Amendment, and particularly its Privileges or Immunities Clause, Shellabarger relied on the statement of Mr. Justice Washington in Corfield v. Coryell, 4 Wash. C. C. 371 (CC ED Pa. 1825), which defined the privileges protected by Art. IV:
“ What these fundamental privileges are[,] it would perhaps be more tedious than difficult to enumerate. They may, however, be all comprehended under the following general heads: protection by the Government;’ — •
“Mark that—
“ ‘protection by the Government; the enjoyment of life and liberty, with the right to acquire and possess property of every kind, and to pursue and obtain happiness and safety ....’” Globe App. 69 (emphasis added), quoting 4 Wash. C. C., at 380-381.
Building on his conclusion that citizens were owed protection — a conclusion not disputed by opponents of the Sherman amendment21 — Shellabarger then considered Congress’ role in providing that protection. Here again there were precedents:
“[Congress has always] assumed to enforce, as against *671the States, and also persons, every one of the provisions of the Constitution. Most of the provisions of the Constitution which restrain and directly relate to the States, such as those in [Art. I, § 10,] relate to the divisions of the political powers of the State and General Governments. . . . These prohibitions upon political powers of the States are all of such nature that they can be, and even have been, . . . enforced by the courts of the United States declaring void all State acts of encroachment on Federal powers. Thus, and thus sufficiently, has the United States 'enforced’ these provisions of the Constitution. But there are some that are not of this class. These are where the court secures the rights or the liabilities of persons within the States, as between such persons and the States.
"These three are: first, that as to fugitives from justice; [22] second, that as to fugitives from service, (or slaves;) [23] third, that declaring that the 'citizens of each State shall be entitled to all the privileges and immunities of citizens in the several States.’[24]
*672“And, sir, every one of these' — the only provisions where it was deemed that legislation was required to enforce the constitutional provisions — -the only three where the rights or liabilities of persons in the States, as between these persons and the States, are directly provided for, Congress has by legislation affirmatively interfered to protect . . . such persons.” Globe App. 69-70.
Of legislation mentioned by Shellabarger, the closest analog of the Sherman amendment, ironically, was the statute implementing the fugitives from justice and fugitive slave provisions of Art. IV — the Act of Feb. 12, 1793, 1 Stat. 302 — the constitutionality of which had been sustained in 1842, in Prigg v. Pennsylvania, 16 Pet. 539. There, Mr. Justice Story, writing for the Court, held that Art. IV gave slaveowners a federal right to the unhindered possession of their slaves in whatever State such slaves might be found. 16 Pet., at 612. Because state process for recovering runaway slaves might be inadequate or even hostile to the rights of the slaveowner, the right intended to be conferred could be negated if left to state implementation. Id., at 614. Thus, since the Constitution guaranteed the right and this in turn required a remedy, Story held it to be a “natural inference” that Congress had the power itself to ensure an appropriate (in the Necessary and Proper Clause sense) remedy for the right. Id., at 615.
Building on Prigg, Shellabarger argued that a remedy against municipalities and counties was an appropriate — and hence constitutional — method for ensuring the protection which the Fourteenth Amendment made every citizen’s federal right.25 This much was clear from the adoption of such statutes by the several States as devices for suppressing riot.26 Thus, said Shellabarger, the only serious question remaining *673was “whether, since a county is an integer or part of a State, the United States can impose upon it, as such, any obligations to keep the peace in obedience to United States laws.”27 This he answered affirmatively, citing Board of Comm’rs v. Aspinwall, 24 How. 376 (1861), the first of many cases28 upholding the power of federal courts to enforce the Contract Clause against municipalities.29
House opponents of the Sherman amendment — whose views are particularly important since only the House voted down the amendment — did not dispute Shellabarger’s claim that the Fourteenth Amendment created a federal right to protection, see n. 21, supra, but they argued that the local units of government upon which the amendment fastened liability were not obligated to keep the peace at state law and further that the Federal Government could not constitutionally require local governments to create police forces, whether this requirement was levied directly, or indirectly by imposing damages for breach of the peace on municipalities. The most complete statement of this position is that of Representative Blair: 30
“The proposition known as the Sherman amend*674ment ... is entirely new. It is altogether without a precedent in this country. . . . That amendment claims the power in the General Government to go into the States of this Union and lay such obligations as it may please upon the municipalities, which are the creations of the States alone. . . .
“. . . [H]ere it is proposed, not to carry into effect an obligation which rests upon the municipality, but to *675create that obligation, and that is the provision I am unable to assent to. The parallel of the hundred does not in the least meet the case. The power that laid the obligation upon the hundred first put the duty upon the hundred that it should perform in that regard, and failing to meet the obligation which had been laid upon it, it was very proper that it should suffer damage for its neglect....
. . [Tjhere are certain rights and duties that belong to the States, . . . there are certain powers that inhere in the State governments. They create these municipalities, they say what their powers shall be and what their obligations shall be. If the Government of the United States can step in and add to those obligations, may it not utterly destroy the municipality? If it can say that it shall be liable for damages occurring from a riot, . . . where [will] its power . . . stop and what obligations . . . might [it] not lay upon a municipality. . . .
“Now, only the other day, the Supreme Court . . . decided [in Collector v. Day, 11 Wall. 113 (1871)] that there is no power in the Government of the United States, under its authority to tax, to tax the salary of a State officer. Why? Simply because the power to tax involves the power to destroy, and it was not the intent to give the Government of the United States power to destroy the government of the States in any respect. It was held also in the case of Prigg vs. Pennsylvania [16 Pet. 539 (1842)] that it is not within the power of the Congress of the United States to lay duties upon a State officer; that we cannot command a State officer to do any duty whatever, as such; and I ask . . . the difference between that and commanding a municipality, which is equally the creature of the State, to perform a duty.” Globe 795.
Any attempt to impute a unitary constitutional theory to opponents of the Sherman amendment is, of course, fraught *676with difficulties, not the least of which is that most Members of Congress did not speak to the issue of the constitutionality of the amendment. Nonetheless, two considerations lead us to conclude that opponents of the Sherman amendment found it unconstitutional substantially because of the reasons stated by Representative Blair: First, Blair’s analysis is precisely that of Poland, whose views were quoted as authoritative in Monroe, see supra, at 664, and that analysis was shared in large part by all House opponents who addressed the constitutionality of the Sherman amendment.31 Second, Blair’s exegesis of the reigning constitutional theory of his day, as we shall explain, was clearly supported by precedent — albeit precedent that has not survived, see Ex parte Virginia, 100 U. S. 339, 347-348 (1880); Graves v. New York ex rel. O’Keefe, 306 U. S. 466, 486 (1939) — and no other constitutional formula was advanced by participants in the House debates.
Collector v. Day, cited by Blair, was the clearest and, at the time of the debates, the most recent pronouncement of a doctrine of coordinate sovereignty that, as Blair stated, placed limits on even the enumerated powers of the National Government in favor of protecting state prerogatives. There, the Court held that the United States could not tax the income of Day, a Massachusetts state judge, because the independence of the States within their legitimate spheres would be imperiled if the instrumentalities through which States executed their powers were "subject to the control of another and distinct government.” 11 Wall., at 127. Although the Court in Day apparently rested this holding in part on the proposition that the taxing "power acknowledges no limits but the will of the legislative body imposing the tax,” id., at 125-126; cf. McCulloch v. Maryland, 4 Wheat. 316 (1819), the Court had in other cases limited other national powers in order to avoid interference with the States.32
*677In Prigg v. Pennsylvania, for example, Mr. Justice Story, in addition to confirming a broad national power to legislate under the Fugitive Slave Clause, see supra, at 672, held that Congress could not “insist that states . . . provide means to carry into effect the duties of the national government.” 16 Pet., at 615-616.83 And Mr. Justice McLean agreed that, “[a]s a general principle,” it was true “that Congress had no power to impose duties on state officers, as provided in the [Act of Feb. 12, 1793].” Nonetheless he wondered whether Congress might not impose “positive” duties on state officers where a clause of the Constitution, like the Fugitive Slave Clause, seemed to require affirmative government assistance, rather than restraint of government, to secure federal rights. See id., at 664-665.
Had Mr. Justice McLean been correct in his suggestion that, where the Constitution envisioned affirmative government assistance, the States or their officers or instrumentalities could be required to provide it, there would have been little doubt that Congress could have insisted that municipalities afford by “positive” action the protection34 owed individuals under § 1 of the Fourteenth Amendment whether or not municipalities were obligated by state law to keep' the peace. However, any such argument, largely foreclosed by Prigg, was made *678impossible by the Court’s holding in Kentucky v. Dennison, 24 How. 66 (1861). There, the Court was asked to require Dennison, the Governor of Ohio, to hand over Lago, a fugitive from justice wanted in Kentucky, as required by § 1 of the Act of Feb. 12, 1793,35 which implemented Art. IV, § 2, cl. 2, of the Constitution. Mr. Chief Justice Taney, writing for a unanimous Court, refused to enforce that section of the Act:
“[W]e think it clear, that the Federal Government, under the Constitution, has no power to impose on a State officer, as such, any duty whatever, and compel him to perform it; for if it possessed this power, it might overload the officer with duties which would fill up' all his time, and disable him from performing his obligations to the State, and might impose on him duties of a character incompatible with the rank and dignity to which he was elevated by the State.” 24 How., at 107-108.
The rationale of Dennison — that the Nation could not impose duties on state officers since that might impede States in their legitimate activities — is obviously identical to that which animated the decision in Collector v. Day. See supra, at 676. And, as Blair indicated, municipalities as instrumen-talities through which States executed their policies could be equally disabled from carrying out state policies if they were also obligated to carry out federally imposed duties. Although no one cited Dennison by name, the principle for which it *679stands was well known to Members of Congress,36 many of whom discussed Day 37 as well as a series of State Supreme Court cases38 in the mid-1860’s which had invalidated a federal tax on the process of state courts on the ground that the tax threatened the independence of a vital state function.39 Thus, there was ample support for Blair’s view that the Sherman amendment, by putting municipalities to the Hobson’s choice of keeping the peace or paying civil damages, attempted to impose obligations on municipalities by indirection that could not be imposed directly, thereby threatening to “destroy the government of the States.” Globe 795.
If municipal liability under § 1 of the Civil Rights Act of 1871 created a similar Hobson’s choice, we might conclude, as Monroe did, that Congress could not have intended municipalities to be among the “persons” to which that section applied. But this is not the case.
Hirst, opponents expressly distinguished between imposing an obligation to keep the peace and merely imposing civil liability for damages on a municipality that was obligated by state law to keep the peace, but which had not in violation of the Fourteenth Amendment. Representative Poland, for example, reasoning from Contract Clause precedents, indicated that Congress could constitutionally confer jurisdiction on the federal courts to entertain suits seeking to hold municipalities *680liable for using their authorized powers in violation of the Constitution — which is as far as § 1 of the Civil Nights Act went:
“I presume . . . that where a State had imposed a duty [to keep the peace] upon [a] municipality ... an action would be allowed to be maintained against them in the courts of the United States under the ordinary restrictions as to jurisdiction. But the enforcing a liability, existing by their own contract, or by a State law, in the courts, is a very widely different thing from devolving a new duty or liability upon them by the national Government, which has no power either to create or destroy them, and no power or control over them whatever.” Globe 794.
Representative Burchard agreed:
“[Tjhere is no duty imposed by the Constitution of the United States, or usually by State laws, upon a county to protect the people of that county against the commission of the offenses herein enumerated, such as the burning of buildings or any other injury to property or injury to person. Police powers are not conferred upon counties as corporations; they are conferred upon cities that have qualified legislative power. And so far as cities are concerned, where the equal protection required to be afforded by a State is imposed upon a city by State laws, perhaps the United States courts could enforce its performance. But counties ... do not have any control of the police . . . .” Id., at 795.
See also the views of Rep. Willard, discussed at n. 30, supra.
Second, the doctrine of dual sovereignty apparently put no limit on the power of federal courts to enforce the Constitution against municipalities that violated it. Under the theory of dual sovereignty set out in Prigg, this is quite understandable. So long as federal courts were vindicating the Federal Constitution, they were providing the “positive” government action *681required to protect federal constitutional rights and no question was raised of enlisting the States in “positive” action. The limits of the principles announced in Dennison and Day are not so well defined in logic, but are clear as a matter of history. It must be remembered that the same Court which rendered Day also vigorously enforced the Contract Clause against municipalities — an enforcement effort which included various forms of “positive” relief, such as ordering that taxes be levied and collected to discharge federal-court judgments, once a constitutional infraction was found.40 Thus, federal judicial enforcement of the Constitution's express limits on state power, since it was done so frequently, must, notwithstanding anything said in Dennison or Day, have been permissible, at least so long as the interpretation of the Constitution was left in the hands of the judiciary. Since § 1 of the Civil Rights Act simply conferred jurisdiction on the federal courts to enforce § 1 of the Fourteenth Amendment — a situation precisely analogous to the grant of diversity jurisdiction under which the Contract Clause was enforced against munici*682palities — there is no reason to suppose that opponents of the Sherman amendment would have found any constitutional barrier to § 1 suits against municipalities.
Finally, the very votes of those Members of Congress, who opposed the Sherman amendment but who had voted for § 1, confirm that the liability imposed by § 1 was something very different from that imposed by the amendment. Section 1 without question could be used to obtain a damages judgment against state or municipal officials who violated federal constitutional rights while acting under color of law.41 However, for Prigg-Dennison-Day purposes, as Blair and others recognized,42 there was no distinction of constitutional magnitude between officers and agents — including corporate agents — of the State: Both were state instrumentalities and the State could be impeded no matter over which sort of instrumentality the Federal Government sought to assert its power. Dennison and Day, after all, were not suits against municipalities but against officers, and Blair was quite conscious that he was extending these cases by applying them to municipal corporations.43 Nonetheless, Senator Thurman, who gave the most exhaustive critique of § 1 — inter alia, complaining that it would be applied to state officers, see Globe App. 217 — and who opposed both § 1 and the Sherman amendment, the latter on Prigg grounds, agreed unequivocally that § 1 was constitu*683tional.44 Those who voted for § 1 must similarly have believed in its constitutionality despite Prigg, Dennison, and Day.
C. Debate on § 1 of the Civil Rights Bill
From the foregoing discussion, it is readily apparent that nothing said in debate on the Sherman amendment would have prevented holding a municipality liable under § 1 of the Civil Rights Act for its own violations of the Fourteenth Amendment. The question remains, however, whether the general language describing those to be liable under § 1 — “any person” — covers more than natural persons. An examination of the debate on § 1 and application of appropriate rules of construction show unequivocally that § 1 was intended to cover legal as well as natural persons.
Representative Shellabarger was the first to explain the function of § 1:
“[Section 1] not only provides a civil remedy for persons whose former condition may have been that of slaves, but also to all people where, under color of State law, they or any of them may be deprived of rights to which they are entitled under the Constitution by reason and virtue of their national citizenship.” Globe App. 68.
By extending a remedy to all people, including whites, § 1 went beyond the mischief to which the remaining sections of the 1871 Act were addressed. Representative Shellabarger also stated without reservation that the constitutionality of § 2 of the Civil Rights Act of 1866 controlled the constitutionality of § 1 of the 1871 Act, and that the former had been *684approved by “the supreme courts of at least three States of this Union” and by Mr. Justice Swayne, sitting on circuit, who had concluded: “'We have no doubt of the constitutionality of every provision of this act/ ” Globe App. 68. Representative Shellabarger then went on to describe how the courts would and should interpret § 1:
“This act is remedial, and in aid of the preservation of human liberty and human rights. All statutes and constitutional provisions authorizing such statutes are liberally and beneficently construed. It would be most strange and, in civilized law, monstrous were this not the rule of interpretation. As has been again and again decided by your own Supreme Court of the United States, and everywhere else where there is wise judicial interpretation, the largest latitude consistent with the words employed is uniformly given in construing such statutes and constitutional provisions as are meant to protect and defend and give remedies for their wrongs to all the people. . . . Chief Justice Jay and also Story say:
“ 'Where a power is remedial in its nature there is much reason to contend that it ought to be construed liberally, and it is generally adopted in the interpretation of laws.’ — 1 Story on Constitution, sec. 429.” Globe App., at 68.
The sentiments expressed in Representative Shellabarger’s opening speech were echoed by Senator Edmunds, the manager of H. R. 320 in the Senate:
“The first section is one that I believe nobody objects to, as defining the rights secured by the Constitution of the United States when they are assailed by any State law or under color of any State law, and it is merely carrying out the principles of the civil rights bill [of 1866], which have since become a part of the Constitution.” Globe 568.
*685“[Section 1 is] so very simple and really reenact[s] the Constitution.” Id., at 569.
And he agreed that the bill “secure[d] the rights of white men as much as of colored men.” Id., at 696.
In both Houses, statements of the supporters of § 1 corroborated that Congress, in enacting § 1, intended to give a broad remedy for violations of federally protected civil rights.45 Moreover, since municipalities through their official *686acts could, equally with natural persons, create the harms intended to be remedied by § 1, and, further, since Congress intended § 1 to be broadly construed, there is no reason to suppose that municipal corporations would have been excluded from the sweep of § 1. Cf., e. g., Ex parte Virginia, 100 U. S. 339, 346-347 (1880); Home Tel. & Tel. Co. v. Los Angeles, 227 U. S. 278, 286-287, 294-296 (1913). One need not rely on this inference alone, however, for the debates show that Members of Congress understood “persons” to include municipal corporations.
Representative Bingham, for example, in discussing § 1 of the bill, explained that he had drafted § 1 of the Fourteenth Amendment with the case of Barron v. Mayor of Baltimore, 7 Pet. 243 (1833), especially in mind. “In [that] case the *687city had taken private property for public use, without compensation . . . , and there was no redress for the wrong Globe App. 84 (emphasis added). Bingham’s further remarks clearly indicate his view that such takings by cities, as had occurred in Barron, would be redressable under § 1 of the bill. See Globe App. 85. More generally, and as Bingham’s remarks confirm, § 1 of the bill would logically be the vehicle by which Congress provided redress for takings, since that section provided the only civil remedy for Fourteenth Amendment violations and that Amendment unequivocally prohibited uncompensated takings.46 Given this purpose, it beggars reason to suppose that Congress would have exempted municipalities from suit, insisting instead that compensation for a taking come from an officer in his individual capacity rather than from the government unit that had the benefit of the property taken.47
In addition, by 1871, it was well understood that corporations should be treated as natural persons for virtually all purposes of constitutional and statutory analysis. This had not always been so. When this Court first considered the question of the status of corporations, Mr. Chief Justice Marshall, writing for the Court, denied that corporations “as such” were persons as that term was used in Art. Ill and the Judiciary Act of 1789. See Bank of the United States v. Deveaux, 5 Cranch 61, 86 (1809).48 By 1844, however, the Deveaux doctrine was unhesitatingly abandoned:
“[A] corporation created by and doing business in a par*688ticular state, is to be deemed to all intents and purposes as a person, although an artificial person, . . . capable of being treated as a citizen of that state, as much as a natural person.” Louisville R. Co. v. Letson, 2 How. 497, 558 (1844) (emphasis added), discussed in Globe 752.
And only two years before the debates on the Civil Rights Act, in Cowles v. Mercer County, 7 Wall. 118, 121 (1869), the Letson principle was automatically and without discussion extended to municipal corporations. Under this doctrine, municipal corporations were routinely sued in the federal courts49 and this fact was well known to Members of Congress.50
That the “usual” meaning of the word “person” would extend to municipal corporations is also evidenced by an Act of Congress which had been passed only months before the Civil Rights Act was passed. This Act provided that
“in all acts hereafter passed . . . the word 'person’ may extend and be applied to bodies politic and corporate . . . unless the context shows that such words were intended to be used in a more limited sense.” Act of Feb. 25, 1871, § 2, 16 Stat. 431.
Municipal corporations in 1871 were included within the phrase “bodies politic and corporate” 51 and, accordingly, the *689“plain meaning” of § 1 is that local government bodies were to be included within the ambit of the persons who could be sued under § 1 of the Civil Rights Act. Indeed, a Circuit Judge, writing in 1873 in what is apparently the first reported case under § 1, read the Dictionary Act in precisely this way in a case involving a corporate plaintiff and a municipal defendant.52 See Northwestern Fertilizing Co. v. Hyde Park, 18 F. Cas. 393, 394 (No. 10,336) (CC ND Ill. 1873).53
*690I — I
Our analysis of the legislative history of the Civil Rights Act of 1871 compels the conclusion that Congress did intend municipalities and other local government units to be included ' among those persons to whom § 1983 applies.54 Local govern- ■ ing bodies,55 therefore, can be sued directly under § 1983 for monetary, declaratory, or injunctive relief where, as here, the action that is alleged to be unconstitutional implements or executes a policy statement, ordinance, regulation, or decision ^.officially adopted and promulgated by that body’s officers. \ Moreover, although the touchstone of the § 1983 action against a government body is an allegation that official policy is responsible for a deprivation of rights protected by the Constitution, local governments, like every other § 1983 “person,” by the very terms of the statute, may be sued for constitu*691tional deprivations visited pursuant to governmental “custom” even though such a custom has not received formal approval through the body’s official decisionmaking channels. As Mr. Justice Harlan, writing for the Court, said in Adickes v. S. H. Kress & Co., 398 U. S. 144, 167-168 (1970): “Congress included customs and usages [in § 1983] because of the persistent and widespread discriminatory practices of state officials .... Although not authorized by written law, such practices of state officials could well be so permanent and well settled as to constitute a 'custom or usage’ with the force of law.” 56
On the other hand, the language of § 1983, read against the background of the same legislative history, compels the conclusion that Congress did not intend municipalities to be held liable unless action pursuant to official municipal policy-/of some nature caused a constitutional tort. In particular, we conclude that a municipality cannot be held liable solely because it employs a tortfeasor — or, in other words, a munici- ^ pality cannot be held liable under § 1983 on a respondeat '■ superior theory.
We begin with the language of § 1983 as originally passed:
“[A]ny person who, under color of any law, statute, ordinance, regulation, custom, or usage of any State, shall subject, or cause to be subjected, any person ... to the deprivation of any rights, privileges, or immunities secured by the Constitution of the United States, shall, any such *692law, statute, ordinance, regulation, custom, or usage of the State to the contrary notwithstanding, be liable to the party injured in any action at law, suit in equity, or other proper proceeding for redress . . . 17 Stat. 13 (emphasis added).
The italicized language plainly imposes liability on a government that, under color of some official policy, “causes” an employee to violate another’s constitutional rights. At the same time, that language cannot be easily read to impose liability vicariously on governing bodies solely on the basis of the existence of an employer-employee relationship with a tortfeasor. Indeed, the fact that Congress did specifically provide that A’s tort became B’s liability if B “caused” A to subject another to a tort suggests that Congress did not intend § 1983 liability to attach where such causation was absent.57 See Rizzo v. Goode, 423 U. S. 362, 370-371 (1976).
*693Equally important, creation of a federal law of respondeat superior would have raised all the constitutional problems associated with the obligation to keep the peace, an obligation Congress chose not to impose because it thought imposition of such an obligation unconstitutional. To this day, there is disagreement about the basis for imposing liability on an employer for the torts of an employee when the sole nexus between the employer and the tort is the fact of the employer-employee relationship. See W. Prosser, Law of Torts § 69, p. 469 (4th ed. 1971). Nonetheless, two justifications tend to stand out. First is the common-sense notion that no matter how blameless an employer appears to be in an individual case, accidents might nonetheless be reduced if employers had to bear the cost of accidents. See, e. g., ibid.; 2 F. Harper & F. James, Law of Torts, §26.3, pp. 1368-1369 (1956). Second is the argument that the cost of accidents should be *694spread to the community as a whole on an insurance theory. See, e. g., id., § 26.5; Prosser, supra, at 459.58
The first justification is of the same sort that was offered for statutes like the Sherman amendment: “The obligation to make compensation for injury resulting from riot is, by arbitrary enactment of statutes, affirmatory law, and the reason of passing the statute is to secure a more perfect police regulation.” Globe 777 (Sen. Frelinghuysen). This justification was obviously insufficient to sustain the amendment against perceived constitutional difficulties and there is no reason to suppose that a more general liability imposed for a similar reason would have been thought less constitutionally objectionable. The second justification was similarly put forward as a justification for the Sherman amendment: “we do not look upon [the Sherman amendment] as a punishment .... It is a mutual insurance.” Id., at 792 (Rep. Butler). Again, this justification was insufficient to sustain the amendment.
We conclude, therefore, that a local government may not be sued under § 1983 for an injury inflicted solely by its employees or agents. Instead, it is when execution of a government’s policy or custom, whether made by its lawmakers or by those whose edicts or acts may fairly be said to represent official policy, inflicts the injury that the. government as an entity is responsible under § 1983. Since this case unquestionably involves official policy as the moving force of the constitutional violation found by the District Court, see supra, at *695660-662, and n. 2, we must reverse the judgment below. In so doing, we have no occasion to address, and do not address, what the full contours of municipal liability under § 1983 may be. We have attempted only to sketch so much of the § 1983 cause of action against a local government as is apparent from the history of the 1871 Act and our prior cases, and we expressly leave further development of this action to another day.
Ill
Although we have stated that stare decisis has more force in statutory analysis than in constitutional adjudication because, in the former situation, Congress can correct our mistakes through legislation, see, e. g., Edelman v. Jordan, 415 U. S. 651, 671, and n. 14 (1974), we have never applied stare decisis mechanically to prohibit overruling our earlier decisions determining the meaning of statutes. See, e. g., Continental T. V., Inc. v. GTE Sylvania Inc., 433 U. S. 36, 47-49 (1977); Burnet v. Coronado Oil & Gas Co., 285 U. S. 393, 406 n. 1 (1932) (Brandéis, J., dissenting) (collecting cases). Nor is this a case where we should “place on the shoulders of Congress the burden of the Court’s own error.” Girouard v. United States, 328 U. S. 61, 70 (1946).
First, Monroe v. Pape, insofar as it completely immunizes municipalities from suit under § 1983, was a departure from prior practice. See, e. g., Northwestern Fertilizing Co. v. Hyde Park, 18 F. Cas. 393 (No. 10,336) (CC ND Ill. 1873); City of Manchester v. Leiby, 117 F. 2d 661 (CA1 1941); Hannan v. City of Haverhill, 120 F. 2d 87 (CA1 1941); Douglas v. City of Jeannette, 319 U. S. 157 (1943); Holmes v. Atlanta, 350 U. S. 879 (1955), in each of which municipalities were defendants in § 1983 suits.59 Moreover, the constitutional de-*696feet that led to the rejection of the Sherman amendment would not have distinguished between municipalities and school boards, each of which is an instrumentality of state administration. See supra, at 673-682. For this reason, our cases — decided both before and after Monroe, see n. 5, supra— holding school boards liable in § 1983 actions are inconsistent with Monroe, especially as Monroe’s, immunizing principle was extended to suits for injunctive relief in City of Kenosha v. Bruno, 412 U. S. 507 (1973).60 And although in many of these cases jurisdiction was not questioned, we ought not “disregard the implications of an exercise of judicial authority assumed to be proper for [100] years.” Brown Shoe Co. v. United States, 370 U. S. 294, 307 (1962); see Bank of the United States v. Deveaux, 5 Cranch, at 88 (Marshall, C. J.) (“Those decisions are not cited as authority . . . but they have much weight, as they show that this point neither occurred to the bar or the bench”). Thus, while we have reaffirmed Monroe without further examination on three occasions,61 it can scarcely be said that Monroe is so consistent with the warp and woof of civil rights law as to be beyond question.
Second, the principle of blanket immunity established in Monroe cannot be cabined short of school boards. Yet such an extension would itself be inconsistent with recent expressions of congressional intent. In the wake of our decisions, Congress not only has shown no hostility to federal-court decisions against school boards, but it has indeed rejected efforts to strip the federal courts of jurisdiction over school boards.62 Moreover, recognizing that school boards are often *697defendants in school desegregation suits, which have almost without exception been § 1983 suits, Congress has twice passed legislation authorizing grants to school boards to assist them in complying with federal-court decrees.63 Finally, in *698regard to the Civil Rights Attorney’s Fees Awards Act of 1976, 90 Stat. 2641, 42 U. S. C. § 1988 (1976 ed.), which allows prevailing parties (in the discretion of the court) in § 1983 suits *699to obtain attorney’s fees from the losing parties, the Senate stated:
“[Defendants in these cases are often State or local bodies or State or local officials. In such cases it is intended that the attorneys’ fees, like other items of costs, will be collected either directly from the official, in his official capacity, from funds of his agency or under his control, or from the State or local government (whether or not the agency or government is a named party).” S. Rep. No. 94-1011, p. 5 (1976) (emphasis added; footnotes omitted).
Far from showing that Congress has relied on Monroe, therefore, events since 1961 show that Congress has refused to extend the benefits of Monroe to school boards and has attempted to allow awards of attorney’s fees against local governments even though Monroe, City of Kenosha v. Bruno, and Aldinger v. Howard, 427 U. S. 1 (1976), have made the joinder of such governments impossible.64
Third, municipalities can assert no reliance claim which can *700support an absolute immunity. As Mr. Justice Frankfurter said in Monroe, “[t]his is not an area of commercial law in which, presumably, individuals may have arranged their affairs in reliance on the expected stability of decision.” 365 U. S., at 221-222 (dissenting in part). Indeed, municipalities simply cannot “arrange their affairs” on an assumption that they can violate constitutional rights indefinitely since injunctive suits against local officials under § 1983 would prohibit any such arrangement. And it scarcely need be mentioned that nothing in Monroe encourages municipalities to violate constitutional rights or even suggests that such violations are anything other than completely wrong.
Finally, even under the most stringent test for the propriety of overruling a statutory decision proposed by Mr. Justice Harlan in Monroe65 — “that it appear beyond doubt from the legislative history of the 1871 statute that [Monroe] misapprehended the meaning of the [section],” 365 U. S., at 192 (concurring opinion) — the overruling of Monroe insofar as it holds that local governments are not “persons” who may be defendants in § 1983 suits is clearly proper. It is simply beyond doubt that, under the 1871 Congress’ view of the law, were § 1983 liability unconstitutional as to local governments, it would have been equally unconstitutional as to state officers. Yet everyone — proponents and opponents alike — knew § 1983 would be applied to state officers and nonetheless stated that § 1983 was constitutional. See supra, at 680-682. And, moreover, there can be no doubt that § 1 of the Civil Rights Act was intended to provide a remedy, to be broadly construed, against all forms of official violation of federally protected *701rights. Therefore, absent a clear statement in the legislative history supporting the conclusion that § 1 was not to apply to the official acts of a municipal corporation — which simply is not present — there is no justification for excluding municipalities from the “persons” covered by § 1.
For the reasons stated above, therefore, we hold that stare decisis does not bar our overruling of Monroe insofar as it is inconsistent with Parts I and II of this opinion.66
IV
Since the question whether local government bodies should be afforded some form of official immunity was not presented as a question to be decided on this petition and was not briefed by the parties or addressed by the courts below, we express no views on the scope of any municipal immunity beyond holding that municipal bodies sued under § 1983 cannot be entitled to an absolute immunity, lest our decision that such bodies are subject to suit under § 1983 “be drained of meaning,” Scheuer v. Rhodes, 416 U. S. 232, 248 (1974). Cf. Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388, 397-398 (1971).
*702y
For the reasons stated above, the judgment of the Court of Appeals is
Reversed.
APPENDIX TO OPINION OF THE COURT
As proposed, the Sherman amendment was as follows:
“That if any house, tenement, cabin, shop, building, barn, or granary shall be unlawfully or feloniously demolished, pulled down, burned, or destroyed, wholly or in part, by any persons riotously and tumultuously assembled together; or if any person shall unlawfully and with force and violence be whipped, scourged, wounded, or killed by any persons riotously and tumultuously assembled together; and if such offense was committed to deprive any person of any right conferred upon him by the Constitution and laws of the United States, or to deter him or punish him for exercising such right, or by reason of his race, color, or previous condition of servitude, in every such case the inhabitants of the county, city, or parish in which any of the said offenses shall be committed shall be liable to pay full compensation to the person or persons damnified by such offense if living, or to his widow or legal representative if dead; and such compensation may be recovered by such person or his representative by a suit in any court of the United States of competent jurisdiction in the district in which the offense was committed, to be in the name of the person injured, or his legal representative, and against said county, city, or parish. And execution may be issued on a judgment rendered in such suit and may be levied upon any property, real or personal, of any person in said county, city, or parish, and the said county, city, or parish may recover the full amount of such judgment, costs and interest, *703from any person or persons engaged as principal or accessory in such, riot in an action in any court of competent jurisdiction.” Globe 663.
The complete text of the first conference substitute for the Sherman amendment is:
“That if any house, tenement, cabin, shop, building, barn, or granary shall be unlawfully or feloniously demolished, pulled down, burned, or destroyed, wholly or in part, by any persons riotously and tumultuously assembled together; or if any person shall unlawfully and with force and violence be whipped, scourged, wounded, or killed by any persons riotously and tumultuously assembled together, with intent to deprive any person of any right conferred upon him by the Constitution and laws of the United States, or to deter him or punish him for exercising such right, or by reason of his race, color, or previous condition of servitude, in every such case the county, city, or parish in which any of the said offenses shall be committed shall be liable to pay full compensation to the person or persons damnified by such offense, if living, or to his widow or legal representative if dead; and such compensation may be recovered in an action on the case by such person or his representative in any court of the United States of competent jurisdiction in the district in which the offense was committed, such action to be in the name of the person injured, or his legal representative, and against said county, city, or parish, and in which action any of the parties committing such acts may be joined as defendants. And any payment of any judgment, or part thereof unsatisfied, recovered by the plaintiff in such action, may, if not satisfied by the individual defendant therein within two months next after the recovery of such judgment upon execution duly issued against such individual defendant in such judgment, and returned unsatisfied, in whole or in part, be enforced *704against such county, city, or parish, by execution, attachment, mandamus, garnishment, or any other proceeding in aid of execution or applicable to the enforcement of judgments against municipal corporations; and such judgment shall be a lien as well upon all moneys in the treasury of such county, city, or parish, as upon the other property thereof. And the court in any such action may on motion cause additional parties to be made therein prior to issue joined, to the end that justice may be done. And the said county, city, or parish may recover the full amount of such judgment, by it paid, with costs and interest, from any person or persons engaged as principal or accessory in such riot, in an action in any court of competent jurisdiction. And such county, city, or parish, so paying, shall also be subrogated to all the plaintiff's rights under such judgment.” Id., at 749, 755.
The relevant text of the second conference substitute for the Sherman amendment is as follows:
“[A]ny person or persons having knowledge that any of the wrongs conspired to be done and mentioned in the second section of this act are about to be committed, and having power to prevent or aid in preventing the same, shall neglect or refuse so to do, and such wrongful act shall be committed, such person or persons shall be liable to the person injured, or his legal representatives.” Id., at 804 (emphasis added).
The complaint was amended on September 14, 1972, to allege a claim under Title VII of the Civil Rights Act of 1964, 78 Stat. 253, as amended, 42 U. S. C. § 2000e et seq. (1970 ed. and Supp. V). The District Court held that the 1972 amendments to Title VII did not apply retroactively to *661discrimination suffered prior to those amendments even when an action challenging such prior discrimination was pending on the date of the amendments. 394 F. Supp. 853, 856 (SDNY 1975). This holding was affirmed on appeal. 532 F. 2d 259, 261-262 (CA2 1976). Although petitioners sought certiorari on the Title VII issue as well as the § 1983 claim, we restricted our grant of certiorari to the latter issue. 429 U. S. 1071.
The plaintiffs alleged that New York had a city wide policy of forcing women to take maternity leave after the fifth month of pregnancy unless a city physician and the head of an employee’s agency allowed up to an additional two months of work. Amended Complaint ¶ 28, App. 13-14. The defendants did not deny this, but stated that this policy had been changed after suit was instituted. Answer ¶ 13, App. 32-33. The plaintiffs further alleged that the Board had a policy of requiring women to take maternity leave after the seventh month of pregnancy unless that month fell in the last month of the school year, in which case the teacher could remain through the end of the school term. Amended Complaint ¶¶ 39, 42, 45, App. 18-19, 21. This allegation was denied. Answer ¶¶ 18, 22, App. 35, 37.
Amended Complaint ¶ 24, App. 11-12.
Petitioners conceded that the Department of Social Services enjoys the same status as New York City for Monroe purposes. See 532 F. 2d, at 263.
Milliken v. Bradley, 433 U. S. 267 (1977); Dayton Board of Education v. Brinkman, 433 U. S. 406 (1977); Vorchheimer v. School District of Philadelphia, 430 U. S. 703 (1977); East Carroll Parish School Board v. Marshall, 424 U. S. 636 (1976); Milliken v. Bradley, 418 U. S. 717 (1974); Bradley v. Richmond School Board, 416 U. S. 696 (1974); Cleveland Board of Education v. LaFleur, 414 U. S. 632 (1974); Keyes v. School District No. 1, Denver, Colo., 413 U. S. 189 (1973); San Antonio School District v. Rodriguez, 411 U. S. 1 (1973); Swann v. Charlotte-Mecklenburg Board of Education, 402 U. S. 1 (1971); Northcross v. Memphis Board of Education, 397 U. S. 232 (1970); Carter v. West Feliciana Parish School Board, 396 U. S. 226 (1969); Alexander v. Holmes County Board of Education, 396 U. S. 19 (1969); Kramer v. Union Free School District, 395 U. S. 621 (1969); Tinker v. Des Moines Independent School District, 393 U. S. 503 (1969); Monroe v. Board of Comm’rs, 391 U. S. 450 (1968); Raney v. Board of Education, 391 U. S. 443 (1968); Green v. New Kent County School Board, 391 U. S. 430 (1968); Abington School District v. Schempp, 374 U. S. 203 (1963); Goss v. Board of Education, 373 U. S. 683 (1963); McNeese v. Board of Education, 373 U. S. 668 (1963); Orleans Parish School Board v. Bush, 365 U. S. 569 (1961); Brown v. Board of Education, 347 U. S. 483 (1954).
Cleveland Board of Education v. LaFleur, supra, at 636; App. in Keyes v. School District No. 1, Denver, Colo., O. T. 1972, No. 71-507, p. 4a; App. in Swann v. Charlotte-Mecklenburg Board of Education, O. T. 1970, No. 281, p. 465a; Pet. for Cert. in Northcross v. Memphis Board of Education, O. T. 1969, No. 1136, p. 3; Tinker v. Des Moines Independent School District, supra, at 504; McNeese v. Board of Education, supra, at 671.
However, we do uphold Monroe v. Pape insofar as it holds that the doctrine of respondeat superior is not a basis for rendering municipalities *664liable under § 1983 for the constitutional torts of their employees. See Part II, infra.
We expressly declined to consider “policy considerations” for or against municipal liability. See 365 U. S., at 191.
Mr. Justice Douglas, the author of Monroe, has suggested that the municipal exclusion might more properly rest on a theory that Congress sought to prevent the financial ruin that civil rights liability might impose on municipalities. See City of Kenosha v. Bruno, 412 U. S. 507, 517-520 *665(1973). However, this view has never been shared by the Court, see Monroe v. Pape, 365 U. S., at 190; Moor v. County of Alameda, 411 U. S. 693, 708 (1973), and the debates do not support this position.
Globe 522.
Briefly, § 2 created certain federal crimes in addition to those defined in § 2 of the 1866 Civil Rights Act, 14 Stat. 27, each aimed primarily at the Ku Klux Klan. Section 3 provided that the President could send the militia into any State wracked with Klan violence. Finally, § 4 provided for suspension of the writ of habeas corpus in enumerated circumstances, again primarily those thought to obtain where Klan violence was rampant. See Cong. Globe, 42d Cong., 1st Sess., App. 335-336 (1871) (hereinafter Globe App.).
Globe 709.
See id., at 663, quoted in Appendix to this opinion, infra, at 702-703.
Ibid. An action for recovery of damages was to be in the federal courts and denominated as a suit against the county, city, or parish in which the damage had occurred. Ibid. Execution of the judgment was not to run against the property of the government unit, however, but against the private property of any inhabitant. Ibid.
See Globe 749 and 755, quoted in Appendix to this opinion, infra, at 703-704.
“Let the people of property in the southern States understand that if they will not make the hue and cry and take the necessary steps to' put down lawless violence in those States their property will be holden responsible, and the effect will be most wholesome.” Globe 761.
Senator Sherman was apparently unconcerned that the conference committee substituté, unlike the original amendment, did not place liability for riot damage directly on the property of the well-to-do, but instead placed it on the local government. Presumably he assumed that taxes would be levied against the property of the inhabitants to make the locality whole.
According to Senator Sherman, the law had originally been adopted in England immediately after the Norman Conquest and had most recently been promulgated as the law of 7 & 8 Geo. 4, eh. 31 (1827). See Globe *668760. During the course of the debates, it appeared that Kentucky, Maryland, Massachusetts, and New York had similar laws. See id., at 751 (Rep. Shellabarger); id., at 762 (Sen. Stevenson); id., at 771 (Sen. Thurman) ; id., at 792 (Rep. Butler). Such a municipal liability was apparently common throughout New England. See id., at 761 (Sen. Sherman).
In the Senate, opponents, including a number of Senators who had voted for § 1 of the bill, criticized the Sherman amendment as an imperfect and impolitic rendering of the state statutes. Moreover, as drafted, the conference substitute could be construed to protect rights that were not protected by the Constitution. A complete critique was given by Senator Thurman. See Globe 770-772.
See 365 U. S., at 190, quoted swpra, at 664.
See Globe 804, quoted in Appendix to this opinion, infra, at 704.
See Globe 758 (Sen. Trumbull); id., at 772 (Sen. Thurman); id., at 791 (Rep. Willard). The Supreme Court of Indiana had so held in giving effect to the Civil Rights Act of 1866. See Smith v. Moody, 26 Ind. 299 (1866) (following Coryell), one of three State Supreme Court cases referred to in Globe App. 68 (Rep. Shellabarger). Moreover, §2 of the 1871 Act as passed, unlike § 1, prosecuted persons who violated federal rights whether or not that violation was under color of official authority, apparently on the theory that Ku Klux Klan violence was infringing the right of protection defined by Coryell. Nonetheless, opponents argued that municipalities were not generally charged by the States with keeping *671the peace and hence did not have police forces,.so that the duty to afford protection ought not devolve on the municipality, but on whatever agency of state government was charged by the State with keeping the peace. See infra, at 673, and n. 30. In addition, they argued that Congress could not constitutionally add to the duties of municipalities. See infra, at 673-678.
U. S. Const., Art. IV, § 2, cl. 2:
"A Person charged in any State with Treason, Felony, or other Crime, who shall flee from Justice, and be found in another State, shall on Demand of the executive Authority of the State from which he fled, be delivered up, to be removed to the State having Jurisdiction of the Crime.”
Id., cl. 3:
“No Person held to Service or Labour in one State, under the Laws thereof, escaping into another, shall, in Consequence of any Law or Regulation therein, be discharged from such Service or Labour, but shall be delivered up on Claim of the Party to whom such Service or Labour may be due.”
Id., cl. 1.
See Globe 751. See also id., at 760 (Sen. Sherman) (“If a State may . . . pass a law making a county . . . responsible for a riot in order to deter such crime, then we may pass the same remedies . . .”).
Id., at 751; see n. 17, supra.
Globe 751 (emphasis added). Compare this statement with Representative Poland’s remark upon which our holding in Monroe was based. See supra, at 664.
See, e. g., Gelpcke v. Dubuque, 1 Wall. 175 (1864); Von Hoffman v. City of Quincy, 4 Wall. 535 (1867); Riggs v. Johnson County, 6 Wall. 166 (1868); Weber v. Lee County, 6 Wall. 210 (1868); Supervisors v. Rogers, 7 Wall. 175 (1869); Benbow v. Iowa City, 7 Wall. 313 (1869); Supervisors v. Durant, 9 Wall. 415 (1870). See generally 6 C. Fairman, History of the Supreme Court of the United States: Reconstruction and Reunion, 186^1888, ohs. 17-18 (1971).
See Globe 751-752.
Others taking a view similar to Representative Blair’s included: Representative Willard, see id., at 791; Representative Poland, see id., at 794; Representative Burchard, see id., at 795; Representative Farnsworth, see id., at 799. Representative Willard also took a somewhat different position: He thought that the Constitution would not allow the Federal *674Government to dictate the manner in which a State fulfilled its obligation of protection. That is, he thought it a matter of state discretion whether it delegated the peacekeeping power to a municipal or county corporation, to a sheriff, etc. He did not doubt, however, that the Federal Government could impose on the States the obligation imposed by the Sherman amendment, and presumably he would have enforced the amendment against a municipal corporation to which the peacekeeping obligation had been delegated. See id., at 791.
Opponents of the Sherman amendment in the Senate agreed with Blair that Congress had no power to pass the Sherman amendment because it fell outside limits on national power implicit in the federal structure of the Constitution and recognized in, e. g., Collector v. Day, 11 Wall. 113 (1871). However, the Senate opponents focused not on the amendment’s attempt to obligate municipalities to keep the peace, but on the lien created by the amendment, which ran against all money and property of a defendant municipality, including property held for public purposes, such as jails or courthouses. Opponents argued that such a lien once entered would have the effect of making it impossible for the municipality to function, since no one would trade with it. See, e. g., Globe 762 (Sen. Stevenson); id., at 763 (Sen. Casserly). Moreover, everyone knew that sound policy prevented execution against public property since this, too, was needed if local government was to survive. See, e. g., ibid. See also Meriwether v. Garrett, 102 U. S. 472, 501, 513 (1880) (recognizing principle that public property of a municipality was not subject to execution); 2 J. Dillon, The Law of Municipal Corporations §§445-446 (1873 ed.) (same).
Although the arguments of the Senate opponents appear to be a correct analysis of then-controlling constitutional and common-law principles, their arguments are not relevant to an analysis of the constitutionality of § 1 of the Civil Rights Act since any judgment under that section, as in any civil suit in the federal courts in 1871, would have been enforced pursuant to state laws under the Process Acts of 1792 and 1828. See Act of May 8, 1792, ch. 36,1 Stat. 275; Act of May 19,1828,4 Stat. 278.
See n. 30, supra.
In addition to the cases discussed in the text, see Lane County v. Ore*677gon, 7 Wall. 71, 77, 81 (1869), in which the Court held that the federal Legal Tender Acts should not be construed to require the States to accept taxes tendered in United States notes since this might interfere with a legitimate state activity.
Mr. Chief Justice Taney agreed:
“The state officers mentioned in the law [of 1793] are not bound to execute the duties imposed upon them by Congress, unless they choose to do so, or are required to do so by a law of the state; and the state legislature has the power, if it thinks proper, to prohibit them. The act of 1793, therefore, must depend altogether for its execution upon the officers of the United States named in it.” 16 Pet., at 630 (concurring in part).
See supra, at 670, and n. 21.
“Be it enacted . . . That whenever the executive authority of any state in the Union . . . shall demand any person as a fugitive from justice . . . and shall moreover produce the copy of an indictment found . . . charging the person so demanded, with having committed treason, felony or other crime, certified as authentic by the governor or chief magistrate of the state . . . from whence the person so charged fled, it shall be the duty of the executive authority of the state or territory to which such person shall have fled, to cause him or her to be arrested and secured . . . and to cause the fugitive to be delivered to such agent [of the demanding State] when he shall appear . . . 1 Stat. 302.
“The Supreme Court of the United States has decided repeatedly that Congress can impose no duty on a State officer.” Globe 799 (Rep. Farnsworth). See also id., at 788-789 (Rep. Kerr).
See, e. g., id., at 764 (Sen. Davis); ibid. (Sen. Casserly); id., at 772 (Sen. Thurman) (reciting logic of Day); id., at 777 (Sen. Frelinghuysen); id., at 788-789 (Rep. Kerr) (reciting logic of Day); id., at 793 (Rep. Poland); id., at 799 (Rep. Farnsworth) (also reciting logic of Day).
Warren v. Paul, 22 Ind. 276 (1864); Jones v. Estate of Keep, 19 Wis. 369 (1865); Fifield v. Close, 15 Mich. 505 (1867); Union Bank v. Hill, 43 Tenn. 325 (1866); Smith v. Short, 40 Ala. 385 (1867).
See Globe 764 (Sen. Davis); ibid. (Sen. Casserly). See also T. Cooley, Constitutional Limitations *483-*484 (1871 ed.).
See cases cited in n. 28, supra. Since this Court granted unquestionably “positive” relief in Contract Clause cases, it appears that the distinction between the Sherman amendment and those cases was not that the former created a positive obligation whereas the latter imposed only a negative restraint. Instead, the distinction must have been that a violation of the Constitution was the predicate for “positive” relief in the Contract Clause cases, whereas the Sherman amendment imposed damages without regard to whether a local government was in any way at fault for the breach of the peace for which it was to be held for damages. See supra, at 668. While no one stated this distinction expressly during the debates, the inference is strong that Congressmen in 1871 would have drawn this distinction since it explains why Representatives Poland, Burchard, and Willard, see supra, at 680, could oppose the amendment while at the same time saying that the Federal Government might impose damages on a local government that had defaulted in a state-imposed duty to keep the peace, and it also explains why everyone agreed that a state or municipal officer could constitutionally be held liable under § 1 for violations of the Constitution. See infra, at 682-683.
See, e. g., Globe 334’(Rep. Hoar); id., at 365 (Rep. Arthur); id., at 367-368 (Rep. Sheldon); id., at 385 (Rep. Lewis); Globe App. 217 (Sen. Thurman). In addition, officers were included among those who could be sued under the second conference substitute for the Sherman amendment. See Globe 805 (exchange between Rep. Willard and Rep. Shellabarger). There were no constitutional objections to the second report.
See id., at 795 (Rep. Blair); id., at 788 (Rep. Kerr); id., at 795 (Rep. Burchard); id., at 799 (Rep. Farnsworth).
“[W]e cannot command a State officer to do any duty whatever, as such; and I ask . . . the difference between that and commanding a municipality . . . .” Id., at 795.
See Globe App. 216-217, quoted in n. 45, infra. In-1880, moreover, when the question of the limits of the Prigg principle was squarely presented in Ex parte Virginia, 100 U. S. 339, this Court held that Dennison and Day and the principle of federalism for which they stand did not prohibit federal enforcement of § 5 of the Fourteenth Amendment through suits directed to state officers. See 100 U. S., at 345-348.
Representative Bingham, the author of § 1 of the Fourteenth Amendment, for example, declared the bill’s purpose to be “the enforcement . . . of the Constitution on behalf of every individual citizen of the Republic . . . to the extent of the rights guarantied to him by the Constitution.” Globe App. 81. He continued:
“The States never had the right, though they had the power, to inflict wrongs upon free citizens by a denial of the full protection of the laws .... [And] the States did deny to citizens the equal protection of the laws, they did deny the rights of citizens under the Constitution, and except to the extent of the express limitations upon the States, as I have shown, the citizen had no remedy. . . . They took property without compensation, and he had no remedy. They restricted the freedom of the press, and he had no remedy. They restricted the freedom of speech, and he had no remedy. They restricted the rights of conscience, and he had no remedy. . . . Who dare say, now that the Constitution has been amended, that the nation cannot by law provide against all such abuses and denials of right as these in the States and by States, or combinations of persons?” Id., at 85.
Representative Perry, commenting on Congress’ action in passing the civil rights bill also stated:
“Now, by our action on this bill we have asserted as fully as we can assert the mischief intended to be remedied. We have asserted as clearly as we can assert our belief that it is the duty of Congress to redress that mischief. We have also asserted as fully as we can assert the constitutional right of Congress to legislate.” Globe 800.
See also id., at 376 (Rep. Lowe); id., at 428-429 (Rep. Beatty); id., at 448 (Rep. Butler); id., at 475-477 (Rep. Dawes); id., at 578-579 (Sen. Trumbull); id., at 609 (Sen. Pool); Globe App. 182 (Rep. Mercur).
Other supporters were quite clear that § 1 of the Act extended a remedy not only where a State had passed an unconstitutional statute, but also *686where officers of the State were deliberately indifferent to the rights of black citizens:
“But the chief complaint is . . . [that] by a systematic maladministration of [state law], or a neglect or refusal to enforce their provisions, a portion of the people are denied equal protection under them. Whenever such a state of facts is clearly made out, I believe [§ 5 of the Fourteenth Amendment] empowers Congress to step in and provide for doing justice to those persons who are thus denied equal protection.” Id., at 153 (Rep. Garfield). See also Monroe v. Pape, 365 U. S., at 171-187.
Importantly for our inquiry, even the opponents of § 1 agreed that it was constitutional and, further, that it swept very broadly. Thus, Senator Thurman, who gave the most exhaustive critique of § 1, said:
“This section relates wholly to civil suits. ... Its whole effect is to give to the Federal Judiciary that which now does not belong to it — a jurisdiction that may be constitutionally conferred upon it, I grant, but that has never yet been conferred upon it. It authorizes any person who is deprived of any right, privilege, or immunity secured to him by the Constitution of the United States, to bring an action against the wrong-doer in the Federal courts, and that without any limit whatsoever as to the amount in controversy. . . .
“[T]here is no limitation whatsoever upon the terms that are employed [in the bill], and they are as comprehensive as can be used.” Globe App. 216-217 (emphasis added).
See 2 J. Story, Commentaries on the Constitution of the United States § 1956 (T. Cooley ed. 1873).
Indeed the federal courts found no obstacle to awards of damages against municipalities for common-law takings. See Sumner v. Philadelphia, 23 F. Cas. 392 (No. 13,611) (CC ED Pa. 1873) (awarding damages of $2,273.36 and costs of $346.35 against the city of Philadelphia).
Nonetheless, suits could be brought in federal court if the natural persons who were members of the corporation were of diverse citizenship from the other parties to the litigation. See 5 Cranch, at 91.
See n. 28, supra.
See, e. g., Globe 777 (Sen. Sherman); id., at 752 (Rep. Shellabarger) (“[C]ounties, cities, and corporations of all sorts, after years of judicial conflict, have become thoroughly established to be an individual or person or entity of the personal existence, of which, as a citizen, individual, or inhabitant, the United States Constitution does take note and endow with faculty to sue and be sued in the courts of the United States”).
See Northwestern Fertilizing Co. v. Hyde Park, 18 F. Cas. 393, 394 (No. 10,336) (CC ND Ill. 1873); 2 J. Kent, Commentaries on American Law *278-*279 (12th O. W. Holmes ed. 1873). See also United States v. Maurice, 2 Brock. 96, 109 (CC Va. 1823) (Marshall, C. J.) (“The United States is a government, and, consequently, a body politic and corporate”); Apps. D and E to Brief for Petitioners in Monroe v. Pape, O. T. 1960, *689No. 39 (collecting state statutes which, in 1871, defined municipal corporations as bodies politic and corporate).
The court also noted that there was no discernible reason why persons injured by municipal corporations should not be able to recover. See 18 F. Cas., at 394.
In considering the effect of the Act of Feb. 25, 1871, in Monroe, however, Mr. Justice Douglas, apparently focusing on the word “may,” stated: “[T]his definition [of person] is merely an allowable, not a mandatory, one.” 365 U. S., at 191. A review of the legislative history of the Dictionary Act shows this conclusion to be incorrect.
There is no express reference in the legislative history to the definition of “person,” but Senator Trumbull, the Act’s sponsor, discussed the phrase “words importing the masculine gender may be applied to. females,” (emphasis added), which immediately precedes the definition of “person,” and stated:
“The only object [of the Act] is to get rid of a great deal of verbosity in our statutes by providing that when the word ‘he’ is used it shall include females as well as males.” Cong. Globe, 41st Cong., 3d Sess., 775 (1871) (emphasis added).
Thus, in Trumbull’s view the word “may” meant “shall.” Such a mandatory use of the extended meanings of the words defined by the Act is also required for it to perform its intended function — to be a guide to “rules of construction” of Acts of Congress. See ibid, (remarks of Sen. Trumbull). Were the defined words “allowable, [but] not mandatory” constructions, as Monroe suggests, there would be no “rules” at all. Instead, Congress must have intended the definitions of the Act to apply across-the-board except where the Act by its terms called for a deviation from this practice — “[where] the context shows that [defined] words were to be used in a more limited sense.” Certainly this is how the Northwestern Fertilizing court viewed the matter. Since there is nothing in the “context” of § 1 of the Civil Rights Act calling for a restricted *690interpretation of the word “person,” the language of that section should prima facie be construed to include “bodies politic” among the entities that could be sued.
There is certainly no constitutional impediment to municipal liability. “The Tenth Amendment’s reservation of nondelegated powers to the States is not implicated by a federal-court judgment enforcing the express prohibitions of unlawful state conduct enacted by the Fourteenth Amendment.” Milliken v. Bradley, 433 U. S. 267, 291 (1977); see Ex parte Virginia, 100 U. S., at 347-348. For this reason, National League of Cities v. Usery, 426 U. S. 833 (1976), is irrelevant to our consideration of this case. Nor is there any basis for concluding that the Eleventh Amendment is a bar to municipal liability. See, e. g., Fitzpatrick v. Bitzer, 427 U. S. 445, 456 (1976); Lincoln County v. Luning, 133 U. S. 529, 530 (1890). Our holding today is, of course, limited to local government units which are not considered part of the State for Eleventh Amendment purposes.
Since official-capacity suits generally represent only another way of pleading an action against an entity of which an officer is an agent- — at least where Eleventh Amendment considerations do not control analysis— our holding today that local governments can be sued under § 1983 necessarily decides that local government officials sued in their official capacities are “persons” under § 1983 in those cases in which, as here, a local government would be suable in its own name.
See also Mr. Justice Frankfurter’s statement for the Court in Nashville, C. & St. L. R. Co. v. Browning, 310 U. S. 362, 369 (1940) :
“It would be a narrow conception of jurisprudence to confine the notion of ‘laws’ to what is found written on the statute books, and to disregard the gloss which life has written upon it. Settled state practice . . . can establish what is state law. The Equal Protection Clause did not write an empty formalism into the Constitution. Deeply embedded traditional ways of carrying out state policy, such as those of which petitioner complains, are often tougher and truer law than the dead words of the written text.”
Support for such a conclusion can be found in the legislative history. As we have indicated, there is virtually no discussion of § 1 of the Civil Rights Act. Again, however, Congress’ treatment of the Sherman amendment gives a clue to whether it would have desired to impose respondeat superior liability.
The primary constitutional justification for the Sherman amendment was that it was a necessary and proper remedy for the failure of localities to protect citizens as the Privileges or Immunities Clause of the Fourteenth Amendment required. See supra, at 670-673. And according to Sherman, Shellabarger, and Edmunds, the amendment came into play only when a locality was at fault or had knowingly neglected its duty to provide protection. See Globe 761 (Sen. Sherman); id., at 756 (Sen. Edmunds); id., at 751-752 (Rep. Shellabarger). But other proponents of the amendment apparently viewed it as a form of vicarious liability for the unlawful acts of the citizens of the locality. See id., at 792 (Rep. Butler). And whether intended or not, the amendment as drafted did impose a species of vicarious liability on municipalities since it could be construed to impose liability even if a municipality did not know of an impending or ensuing riot or did not have the wherewithal to do anything about it. Indeed, the amendment held a municipality hable even if it had done everything in its *693power to curb the riot. See supra, at 668; Globe 761 (Sen. Stevenson); id., at 771 (Sen. Thurman); id., at 788 (Rep. Kerr); id., at 791 (Rep. Willard). While the first conference substitute was rejected principally on constitutional grounds, see id., at 804 (Rep. Poland), it is plain from the text of the second conference substitute — which limited liability to those who, having the power to intervene against Ku Klux Klan violence, “neglect[ed] or refuse[d] so to do,” see Appendix to this opinion, infra, at 704, and which was enacted as § 6 of the 1871 Act and is now codified as 42 U. S. C. § 1986 — that Congress also rejected those elements of vicarious liability contained in the first conference substitute even while accepting the basic principle that the inhabitants of a community were bound to provide protection against the Ku Klux Klan. Strictly speaking, of course, the fact that Congress refused to impose vicarious liability for the wrongs of a few private citizens does not conclusively establish that it would similarly have refused to impose vicarious liability for the torts of a municipality’s employees. Nonetheless, when Congress’ rejection of the only form of vicarious liability presented to it is combined with the absence of any language in § 1983 which can easily be construed to create respondeat superior Lability, the inference that Congress did not intend to impose such liability is quite strong.
A third justification, often cited but which on examination is apparently insufficient to justify the doctrine of respondeat superior, see, e. g., 2 F. Harper & F. James, § 26.3, is that liability follows the right to control the actions of a tortfeasor. By our decision in Rizzo v. Goode, 423 U. S. 362 (1976), we would appear to have decided that the mere right to control without any control or direction having been exercised and without any failure to supervise is not enough to support § 1983 liability. See 423 U. S., at 370-371.
Each case cited by Monroe, see 365 U. S., at 191 n. 50, as consistent with the position that local governments were not § 1983 “persons” reached its - conclusion by assuming that state-law immunities overrode the § 1983 cause of action. This has never been the law.
Although many suits against school boards also include private individuals as parties, the “principal defendant is usually the local board of education or school board.” Milliken v. Bradley, 433 U. S., at 292-293 (Powell, J., concurring in judgment).
Moor v. County of Alameda, 411 U. S. 693 (1973); City of Kenosha v. Bruno, 412 U. S. 507 (1973); Aldinger v. Howard, 427 U. S. 1 (1976).
During the heyday of the furor over busing, both the House and the *697Senate refused to adopt bills that would have removed from the federal courts jurisdiction
"to make any decision, enter any judgment, or issue any order requiring any school hoard to malee any change in the racial composition of the student body at any public school or in any class at any public school to which students are assigned in conformity with a freedom of choice system, or requiring any school hoard to transport any students from one public school to another public school or from one place to another place or from one school district to another school district in order to effect a change in the racial composition of the student body at any school or place or in any school district, or denying to any student the right or privilege of attending any public school or class at any public school chosen by the parent of such student in conformity with a freedom of choice system, or requiring any school hoard to close any school and transfer the students from the closed school to any other school for the purpose of altering the racial composition of the student body at any public school, or precluding any school board from carrying into effect any provision of any contract between it and any membqr of the faculty of any public school it operates specifying the public school where the member of the faculty is to perform his or her duties under the contract.” S. 1737, 93d Cong., 1st Sess., § 1207 (1973) (emphasis added).
Other bills designed either completely to remove the federal courts from the school desegregation controversy, S. 287, 93d Cong., 1st Sess. (1973), or to limit the ability of federal courts to subject school boards to remedial orders in desegregation cases, S. 619, 93d Cong., 1st Sess. (1973); S. 179, 93d Cong., 1st Sess., § 2 (a) (1973); H. R. 13534, 92d Cong., 2d Sess., § 1 (1972), have similarly failed.
In 1972, spurred by a finding “that the process of eliminating or preventing minority group isolation and improving the quality of education for all children often involves the expenditure of additional funds to which local educational agencies do not have access,” 86 Stat. 354, 20 U. S. C. § 1601 (a) (1976 ed.), Congress passed the Emergency School Aid Act. Section 706 (a)(1) (A) (i) of that Act, 20 U. S. C. § 1605 (a) (1) (A) (i) (1976 ed.), authorizes the Assistant Secretary
“to make a grant to, or a contract with, a local educational agency [w]hich is implementing a plan . . . which has been undertaken pursuant to a final *698order issued by a court of the United States . . . which requires the desegregation of minority group segregated children or faculty in the elementary and secondary schools of such agency, or otherwise requires the elimination or reduction of minority group isolation in such schools.” (Emphasis added.)
A “local educational agency” is defined by 20 U. S. C. § 1619 (8) (1976 ed.) as “a public board of education or other public authority legally constituted within a State for either administrative control or direction of, public elementary or secondary schools in a city, county, township, school district, or other political subdivision of a State, or a federally recognized Indian reservation, or such combination of school districts, or counties as are recognized in a State as an administrative agency for its public elementary or secondary schools, or a combination of local educational agencies . . . .” Congress thus clearly recognized that school boards were often parties to federal school desegregation suits. In § 718 of the Act, 86 Stat. 369, 20 U. S. C. § 1617 (1976 ed.), Congress gave its explicit approval to the institution of federal desegregation suits against school boards — presumably under § 1983. Section 718 provides:
“Upon the entry of a final order by a court of the United States against a local educational agency ... for discrimination on the basis of race, color, or national origin in violation of . . . the fourteenth amendment to the Constitution of the United States . . . the court . . . may allow the prevailing party, other than the United States, a reasonable attorney’s fee as part of the costs.” (Emphasis added.)
Two years later in the Equal Educational Opportunities Act of 1974, Congress found that “the implementation of desegregation plans that require extensive student transportation has, in many cases, required local educational agencies to expend large amounts of funds, thereby depleting their financial resources . . . .” 20 U. S. C. § 1702 (a) (3) (1976 ed.). (Emphasis added.) Congress did not respond by declaring that school boards were not subject to suit under § 1983 or any other federal statute, “but simply [legislated] revised evidentiary standards and remedial priorities to be employed by the courts in deciding suph cases.” Brief for National Education Assn, et al. as Amici Curiae 15-16. Indeed, Congress expressly reiterated that a cause of action, cognizable in the federal courts, exists for discrimination in the public school context. 20 U. S. C. §§ 1703, *6991706, 1708, 1710, 1718 (1976 ed.). The Act assumes that school boards will usually be the defendants in such suits. For example, § 211 of the Act, 88 Stat. 516, as set forth in 20 U. S. C. § 1710 (1976 ed.), provides:
“The Attorney General shall not institute a civil action under section 1706 of this title [which allows for suit by both private parties and the Attorney General to redress discrimination in public education] before he—
“ (a) gives to the appropriate educational agency notice of the condition or conditions which, in his judgment, constitute a violation of part 2 [the prohibitions against discrimination in public education].” Section 219 of the Act, -20 II. S. C. § 1718 (1976 ed.), provides for the termination of court-ordered busing “if the court finds the defendant educational agency has satisfied the requirements of the fifth or fourteenth amendments to the Constitution, whichever is applicable, and will continue to be in compliance with the requirements thereof.”
Whether Congress’ attempt is in fact effective is the subject of Hutto v. Finney, O. T. 1977, No. 76-1660, cert. granted, 434 U. S. 901, and therefore we express no view on it here.
We note, however, that Mr. Justice Harlan’s test has not been expressly adopted by this Court. Moreover, that test is based on two factors: stare decisis and “indications of congressional acceptance of this Court’s earlier interpretation [of the statute in question]365 U. S., at 192. As we have explained, the second consideration is not present in this case.
No useful purpose would be served by an attempt at this late date to determine whether Monroe was correct on its facts. Similarly, since this case clearly involves official policy and does not involve respondeat superior, we do not assay a view on how our cases which have relied on that aspect of Monroe that is overruled today — Moor v. County of Alameda, 411 U. S. 693 (1973); City of Kenosha v. Bruno, 412 U. S. 507 (1973); and Aldinger v. Howard, 427 U. S. 1 (1976) — should have been decided on a correct view of § 1983. Nothing we say today affects the conclusion reached in Moor, see 411 U. S., at 703-704, that 42 U. S. C. § 1988 cannot be used to create a federal cause of action where § 1983 does not otherwise provide one, or the conclusion reached in City of Kenosha, see 412 U. S., at 513, that "nothing . . . suggest [s] that the generic word 'person’ in § 1983 was intended to have a bifurcated application to municipal corporations depending on the nature of the relief sought against them.”
Me. Justice Powell,
concurring.
I join the opinion of the Court, and express these additional views.
New cases in the history of the Court have been cited more frequently than Monroe v. Pape, 365 U. S. 167 (1961), decided less than two decades ago. Focusing new light on 42 U. S. C. § 1983, that decision widened access to the federal courts and permitted expansive interpretations of the reach of *705the 1871 measure. But Monroe exempted local governments from liability at the same time it opened wide the courthouse door to suits against officers and employees of those entities— even when they act pursuant to express authorization. The oddness of this result, and the weakness of the historical evidence relied on by the Monroe Court in support of it, are well demonstrated by the Court’s opinion today. Yet the gravity of overruling a part of so important a decision prompts me to write.
I
In addressing a complaint alleging unconstitutional police conduct that probably was unauthorized and actionable under state law,1 the Monroe Court treated the 42d Congress’ rejection of the Sherman amendment as conclusive evidence of an intention to immunize local governments from all liability under the statute for constitutional injury. That reading, in light of today’s thorough canvass of the legislative history, clearly “misapprehended the meaning of the controlling provision,” Monroe, supra, at 192 (Harlan, J., concurring). In this case, involving formal, written policies of the Department of Social Services and the Board of Education of the city of New York that are alleged to conflict *706with the command of the Due Process Clause, cf. Cleveland Board of Education v. LaFleur, 414 U. S. 632 (1974), the Court decides “not to reject [wisdom] merely because it comes late,” Henslee v. Union Planters Bank, 335 U. S. 595, 600 (1949) (Frankfurter, J., dissenting).
As the Court demonstrates, the Sherman amendment presented an extreme example of “riot act” legislation that sought to impose vicarious liability on government subdivisions for the consequences of private lawlessness. As such, it implicated concerns that are of marginal pertinence to the operative principle of § 1 of the 1871 legislation — now § 1983 — that “any person” acting “under color of” state law may be held liable for affirmative conduct that “subjects, or causes to be subjected, any person ... to the deprivation of any” federal constitutional or statutory right. Of the many reasons for the defeat of the Sherman proposal, none supports Monroe’s observation that the 42d Congress was fundamentally “antagonistic,” 365 U. S., at 191, to the proposition that government entities and natural persons alike should be held accountable for the consequences of conduct directly working a constitutional violation. Opponents in the Senate appear to have been troubled primarily by the proposal’s unprecedented lien provision, which would have exposed even property held for public purposes to the demands of § 1983 judgment lienors. Ante, at 673-674, n. 30. The opposition in the House of Representatives focused largely on the Sherman amendment’s attempt to impose a peacekeeping obligation on municipalities when the Constitution itself imposed no such affirmative duty and when many municipalities were not even empowered under state law to maintain police forces. Ante, at 673-675, 679-682.2
*707The Court correctly rejects a view of the legislative history that would produce the anomalous result of immunizing local government units from monetary liability for action directly causing a constitutional deprivation, even though such actions may be fully consistent with, and thus not remediable under, state law. No conduct of government comes more clearly within the “under color of” state law language of § 1983. It is most unlikely that Congress intended public officials acting under the command or the specific authorization of the government employer to be exclusively liable for resulting constitutional injury.3
As elaborated in Part II of today’s opinion, the rejection of the Sherman amendment can best be understood not as evidence of Congress’ acceptance of a rule of absolute municipal immunity but as a limitation of the statutory ambit to actual wrongdoers, i. e., a rejection of respondeat superior or any other principle of vicarious liability. Cf. Levin, The Section 1983 Municipal Immunity Doctrine, 65 Geo. L. J. 1483, 1531-1535 (1977). Thus, it has been clear that a public official may be held liable in damages when his actions are found to violate a constitutional right and there is no qualified immunity, see Wood v. Strickland, 420 U. S. 308 (1975); Procunier v. Navarette, 434 U. S. 555 (1978). Today the Court recognizes *708that this principle also applies to a local government when implementation of its official policies or established customs inflicts the constitutional injury.
II
This Court traditionally has been hesitant to overrule prior constructions of statutes or interpretations of common-law rules. “Stare decisis is usually the wise policy,” Burnet v. Coronado Oil & Gas Co., 285 U. S. 393, 406 (1932) (Brandéis, J., dissenting), but this cautionary principle must give way to countervailing considerations in appropriate circumstances.4 I concur in the Court’s view that this is not a case where we should “place on the shoulders of Congress the burden of the Court’s own error.” Girouard v. United States, 328 U. S. 61, 70 (1946).
Nor is this the usual case in which the Court is asked to overrule a precedent. Here considerations of stare decisis cut in both directions. On the one hand, we have a series of rulings that municipalities and counties are not “persons” for purposes of § 1983. On the other hand, many decisions of this Court have been premised on the amenability of school boards and similar entities to § 1983 suits.
In Monroe and its progeny, we have answered a question that was never actually briefed or argued in this Court— whether a municipality is liable in damages for injuries that are the direct result of its official policies. “The theory of the complaint [in Monroe was] that under the circumstances [t]here alleged the City [was] liable for the acts of its police officers, by virtue of respondeat superior.” Brief for Petition*709ers, O. T. 1960, No. 39, p. 21.5 Respondents answered that adoption of petitioners’ position would expose “Chicago and every other municipality in the United States ... to Civil Rights Act liability through no action of its own and based on action contrary to its own ordinances and the laws of the state it is a part of.” Brief for Respondents, O. T. 1960, No. 39, p. 26. Thus the ground of decision in Monroe was not advanced by either party and was broader than necessary to resolve the contentions made in that case.6
*710Similarly, in Moor v. County of Alameda, 411 U. S. 693 (1973), petitioners asserted that “the County was vicariously liable for the acts of its deputies and sheriff,” id., at 696, under 42 U. S. C. § 1988. In rejecting this vicarious-liability claim, 411 U. S., at 710, and n. 27, we reaffirmed Monroe’s reading of the statute, but there was no challenge in that case to “the holding in Monroe concerning the status under § 1983 of public entities such as the County,” 411 U. S., at 700; Brief for Petitioners, O. T. 1972, No. 72-10, p. 9.
Only in City of Kenosha v. Bruno, 412 U. S. 607 (1973), did the Court confront a § 1983 claim based on conduct that was both authorized under state law and the direct cause of the claimed constitutional injury. In Kenosha, however, we raised the issue of the city’s amenability to suit under § 1983 on our own initiative.7
This line of cases — from Monroe to Kenosha — is difficult to reconcile on a principled basis with a parallel series of cases *711in which the Court has assumed sub silentio that some local government entities could be sued under § 1983. If now, after full consideration of the question, we continued to adhere to Monroe, grave doubt would be cast upon the Court’s exercise of § 1983 jurisdiction over school boards. See ante, at 663 n. 5. Since “the principle of blanket immunity established in Monroe cannot be cabined short of school boards,” ante, at 696, the conflict is squarely presented. Although there was an independent basis of jurisdiction in many of the school board cases because of the inclusion of individual public officials as nominal parties, the opinions of this Court make explicit reference to the school board party, particularly in discussions of the relief to be awarded, see, e. g., Green v. County School Board, 391 U. S. 430, 437-439, 441-442 (1968); Milliken v. Bradley, 433 U. S. 267, 292-293 (1977) (Powell, J., concurring in judgment). And, as the Court points out, ante, at 696-697, and nn. 62, 63, Congress has focused specifically on this Court’s school board decisions in several statutes. Thus the exercise of § 1983 jurisdiction over school boards, while perhaps not premised on considered holdings, has been longstanding. Indeed, it predated Monroe.
Even if one attempts to explain away the school board decisions as involving suits which “may be maintained against board members in their official capacities for injunctive relief under either § 1983 or Ex parte Young, 209 U. S. 123 (1908),” post, at 716-717, n. 2, some difficulty remains in rationalizing the relevant body of precedents. At least two of the school board cases involved claims for monetary relief. Cohen v. Chesterfield County School Board, 326 F. Supp. 1159, 1161 (ED Va. 1971), rev’d, 474 F. 2d 395 (CA4 1973), rev’d and remanded, 414 U. S. 632 (1974); Tinker v. Des Moines Independent School Dist., 393 U. S. 503, 504 (1969). See also Vlandis v. Kline, 412 U. S. 441, 445 (1973). Although the point was not squarely presented in this Court, these claims *712for damages could not have been maintained in official-capacity suits if the government entity were not itself suable. Cf. Edelman v. Jordan, 415 U. S. 651 (1974).8 Moreover, the rationale of Kenosha would have to be disturbed to avoid closing all avenues under § 1983 to injunctive relief against constitutional violations by local government. The Court of Appeals in this case suggested that we import, by analogy, the Eleventh Amendment fiction of Ex parte Young into § 1983, 532 F. 2d 259, 264—266 (CA2 1976). That approach, however, would create tension with Kenosha because it would require “a bifurcated application” of “the generic word ‘person’ in § 1983” to public officials “depending on the nature of the relief sought against them.” 412 U. S., at 513. A public official sued in his official capacity for carrying out official policy would be a “person” for purposes of injunctive relief, but a non-“person” in an action for damages. The Court’s holding avoids this difficulty. See ante, at 690 n. 55.
Finally, if we continued to adhere to a rule of absolute municipal immunity under § 1983, we could not long avoid the question whether “we should, by analogy to our decision in Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971), imply a cause of action directly from the Fourteenth Amendment which would not be subject to the limitations contained in § 1983 . . . .” Mt. Healthy City Board of Ed. v. Doyle, 429 U. S. 274, 278 (1977). One aspect of that inquiry would be whether there are any “special factors counselling hesitation in the absence of affirmative action by Congress,” Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388, 396 (1971), such as an “explicit congressional declaration *713that persons injured by a [municipality] may not recover money damages . . . , but must instead be remitted to another remedy, equally effective in the view of Congress,” id., at 397. In light of the Court’s persuasive re-examination in today’s decision of the 1871 debates, I would have difficulty inferring from § 1983 “an explicit congressional declaration” against municipal liability for the implementation of official policies in violation of the Constitution. Rather than consti-tutionalize a cause of action against local government that Congress intended to create in 1871, the better course is to confess error and set the record straight, as the Court does today.9
Ill
Difficult questions nevertheless remain for another day. There are substantial line-drawing problems in determining “when execution of a government’s policy or custom” can be said to inflict constitutional injury such that “government as an entity is responsible under § 1983.” Ante, at 694. This case, however, involves formal, written policies of a municipal department and school board; it is the clear case. The Court also reserves decision on the availability of a qualified municipal immunity. Ante, at 701. Initial resolution of the question whether the protection available at common law for municipal corporations, see post, at 720-721, or other principles support a *714qualified municipal immunity in the context of the § 1983 damages action, is left to the lower federal courts.
The gravamen of the complaint in Monroe was that Chicago police officers acting “under color of” state law had conducted a warrantless, early morning raid and ransacking of a private home. Although at least one of the allegations in the complaint could have been construed to charge a custom or usage of the Police Department of the city of Chicago that did not violate state law, see 365 U. S., at 258-259 (Frankfurter, J., dissenting in part), and there is a hint of such a theory in Brief for Petitioners, O. T. 1960, No. 39, pp. 41-42, that feature of the case was not highlighted in this Court. The dispute that divided the Court was over whether a complaint alleging police misconduct in violation of state law, for which state judicial remedies were available, stated a § 1983 claim in light of the statutory requirement that the conduct working injury be “under color of” state law. Compare 365 U. S., at 172-183 (opinion of the Court), and id., at 193-202 (Harlan, J., concurring), with id., at 202-259 (Frankfurter, J., dissenting in part).
If in the view of House opponents, such as Representatives Poland, Burchard, and Willard, see ante, at 679-680, a municipality obligated by state law to keep the peace could be held liable for a failure to provide equal protection against private violence, it seems improbable that they would have opposed imposition of liability on a municipality for the *707affirmative implementation of policies promulgated within its proper sphere of operation under state law. Such liability is premised not on a failure to take affirmative action in an area outside the contemplation of the state-law charter — the sort of liability that would have been imposed by the Sherman amendment — but on the consequences of activities actually undertaken within the scope of the powers conferred by state law.
The view taken today is consistent with the understanding of the 42d Congress that unless the context revealed a more limited definition, “the word ‘person’ may extend and be applied to bodies politic and corporate Act of Feb. 25, 1871, §2, 16 Stat. 431. It also accords with the interpretation given the same word when it was used by Senator Sherman in the antitrust legislation of 1890 bearing his name. See Lafayette v. Louisiana Power & Light Co., 435 U. S. 389 (1978) (plurality opinion); Chattanooga Foundry v. Atlanta, 203 U. S. 390, 396 (1906); cf. Pfizer Inc. v. Government of India, 434 U. S. 308 (1978).
See, e. g., Continental T. V., Inc. v. GTE Sylvania Inc., 433 U. S. 36 (1977); Machinists v. Wisconsin Emp. Rel. Comm’n, 427 U. S. 132 (1976); Braden v. 30th Judicial Circuit Court of Ky., 410 U. S. 484 (1973); Griffin v. Breckenridge, 403 U. S. 88 (1971); Boys Markets, Inc. v. Retail Clerks, 398 U. S. 235 (1970); Burnet v. Coronado Oil & Gas Co., 285 U. S. 393, 406-407, n. 1 (1932) (Brandéis, J., dissenting).
The District Court in Monroe ruled in the municipality’s favor, stating: “[S]inee the liability of the City of Chicago is based on the doctrine of res-pondeat superior, and since I have already held that the complaint fails to state a claim for relief against the agents of the city, there is no claim for relief against the city itself.” Record, O. T. 1960, No. 39, p. 30. The Court of Appeals affirmed for the same reason. 272 F. 2d 365-366 (CA7 1959).
Petitioners in this Court also offered an alternative argument that the city of Chicago was a “person” for purposes of § 1983, Brief for Petitioners, O. T. 1960, No. 39, p. 25, but the underlying theory of municipal liability remained one of respondeat superior.
The doctrine of stare decisis advances two important values of a rational system of law: (i) the certainty of legal principles and (ii) the wisdom of the conservative vision that existing rules should be presumed rational and not subject to modification “at any time a new thought seems appealing,” dissenting opinion of Mr. Justice RehNquist, post, at 718; of. O. Holmes, The Common Law 36 (1881). But, at the same time, the law has recognized the necessity of change, lest rules “simply persis[t] from blind imitation of the past.” Holmes, The Path of the Law, 10 Harv. L. Rev. 457, 469 (1897). Any overruling of prior precedent, whether of a constitutional decision or otherwise, disserves to some extent the value of certainty. But I think we owe somewhat less deference to a decision that was rendered without benefit of a full airing of all the relevant considerations. That is the premise of the canon of interpretation that language in a decision not necessary to the holding may be accorded less weight in subsequent cases. I also would recognize - the fact that until this case the Court has not had to confront squarely the consequences of holding § 1983 inapplicable to official municipal policies.
Of course, the mere fact that an issue was not argued or briefed does not undermine the precedential force of a considered holding. Marbury *710v. Madison, 1 Cranch 137 (1803), cited by the dissent, post, at 718, is a case in point. But the Court’s recognition of its power to invalidate legislation not in conformity with constitutional command was essential to its judgment in Marbury. And on numerous subsequent occasions, the Court has been required to apply the full breadth of the Marbury holding. In Monroe, on the other hand, the Court’s rationale was broader than necessary to meet the contentions of the parties and to decide the case in a principled manner. The language in Monroe cannot be dismissed as dicta, but we may take account of the fact that the Court simply was not confronted with the implications of holding § 1983 inapplicable to official municipal policies. It is an appreciation of those implications that has prompted today’s re-examination of the legislative history of the 1871 measure.
In Aldinger v. Howard, 427 U. S. 1, 16 (1976), we reaffirmed Monroe, but petitioner did not contest the proposition that counties were excluded from the reach of § 1983 under Monroe, and the question before us concerned the scope of pendent-party jurisdiction with respect to a state-law claim. Similarly, the parties in Mt. Healthy City Board of Ed. v. Doyle, 429 U. S. 274 (1977), did not seek a re-examination of our ruling in Monroe.
To the extent that the complaints in those cases asserted claims against the individual defendants in their personal capacity, as well as official capacity, the court would have had authority to award the relief requested. There is no suggestion in the opinions, however, that the practices at issue were anything other than official, duly authorized policies.
Mr. Justice RehNquist’s dissent makes a strong argument that “[s]ince Monroe, municipalities have had the right to expect that they would not be held liable retroactively for their officers’ failure to predict this Court’s recognition of new constitutional rights.” Post, at 717. But it reasonably may be assumed that most municipalities already indemnify officials sued for conduct within the scope of their authority, a policy that furthers the important interest of attracting and retaining competent officers, board members, and employees. In any event, the possibility of a qualified immunity, as to which the Court reserves decision, may remove some of the harshness of liability for good-faith failure to predict the often uncertain course of constitutional adjudication.
Mr. Justice Stevens,
concurring in part.
Since Parts II and IV of the opinion of the Court are merely advisory and are not necessary to explain the Court’s decision, I join only Parts I, III, and V.
Mr. Justice Rehnquist,
dissenting.
Seventeen years ago, in Monroe v. Pape, 365 U. S. 167 (1961), this Court held that the 42d Congress did not intend to subject a municipal corporation to liability as a “person” within the meaning of 42 U. S. C. § 1983. Since then, the Congress has remained silent, but this Court has reaffirmed that holding on at least three separate occasions. Aldinger v. Howard, 427 U. S. 1 (1976); City of Kenosha v. Bruno, 412 U. S. 507 (1973); Moor v. County of Alameda, 411 U. S. 693 (1973). See also Mt. Healthy City Board of Ed. v. Doyle, 429 U. S. 274, 277-279 (1977). Today, the Court abandons this long and consistent line of precedents, offering in justification only an elaborate canvass of the same legislative history which was before the Court in 1961. Because I cannot agree that this Court is “free to disregard these precedents,” which have been “considered maturely and recently” by this Court, Runyon v. McCrary, 427 U. S. 160, 186 (1976) (Powell, J., concurring), I am compelled to dissent.
I
As this Court has repeatedly recognized, id., at 175 n. 12; Edelman v. Jordan, 415 U. S. 651, 671 n. 14 (1974), considerations of stare decisis are at their strongest when this Court confronts its previous constructions of legislation. In all cases, private parties shape their conduct according to this Court’s settled construction of the law, but the Congress is at *715liberty to correct our mistakes of statutory construction, unlike our constitutional interpretations, whenever it sees fit. The controlling principles were best stated by Mr. Justice Brandéis:
“Stare decisis is usually the wise policy, because in most matters it is more important that the applicable rule of law be settled than that it be settled right. . . . This is commonly true even where the error is a matter of serious concern, provided correction can be had by legislation. But in cases involving the Federal Constitution, where correction through legislative action is practically impossible, this Court has often overruled its earlier decisions.” Burnet v. Coronado Oil & Gas Co., 285 U. S. 393, 406-407 (1932) (dissenting opinion) (footnotes omitted).
Only the most compelling circumstances can justify this Court’s abandonment of such firmly established statutory precedents. The best exposition of the proper burden of persuasion was delivered by Mr. Justice Harlan in Monroe itself:
“From my point of view, the policy of stare decisis, as it should be applied in matters of statutory construction, and, to a lesser extent, the indications of congressional acceptance of this Court’s earlier interpretation, require that it appear beyond doubt from the legislative history of the 1871 statute that [United States v.] Classic, [313 U. S. 299 (1941)] and Screws [v. United States, 325 U. S. 91 (1945)] misapprehended the meaning of the controlling provision, before a departure from what was decided in those cases would be justified.” 365 U. S., at 192 (concurring opinion) (footnote omitted; emphasis added).
The Court does not demonstrate that any exception to this general rule is properly applicable here. The Court’s first assertion, that Monroe “was a departure from prior practice,” ante, at 695, is patently erroneous. Neither in Douglas v. City of Jeannette, 319 U. S. 157 (1943), nor in Holmes v. Atlanta, *716350 U. S. 879 (1955), nor in any of the school board cases cited by the Court, ante, at 663 n. 5, was the question now before us raised by any of th'e litigants or addressed by this Court. As recently as four Terms ago, we said in Hagans v. Lavine, 415 U. S. 528, 535 n. 5 (1974):
“Moreover, when questions of jurisdiction have been passed on in prior decisions sub silentio, this Court has never considered itself bound when a subsequent case finally brings the jurisdictional issue before us.”
The source of this doctrine that jurisdictional issues decided sub silentio are not binding in other cases seems to be Mr. Chief Justice Marshall's remark in United States v. More, 3 Cranch 159, 172 (1805).1 While the Chief Justice also said that such decisions may “have much weight, as they show that this point neither occurred to the bar or the bench,” Bank of the United States v. Deveaux, 5 Cranch 61, 88 (1809), unconsidered assumptions of jurisdiction simply cannot outweigh four consistent decisions of this Court, explicitly considering and rejecting that jurisdiction.
Nor is there any indication that any later Congress has ever approved suit against any municipal corporation under § 1983. Of all its recent enactments, only the Civil Rights Attorney’s Fees Awards Act of 1976, § 2, 90 Stat. 2641, 42 U. S. C. § 1988 (1976 ed.), explicitly deals with the Civil Rights Act of 1871.2 The 1976 Act provides that attorney’s fees may be awarded *717to the prevailing party “[i]n any action or proceeding to enforce a provision of sections 1981, 1982, 1983, 1985, and 1986 of this title.” There is plainly no language in the 1976 Act which would enlarge the parties suable under those substantive sections; it simply provides that parties who are already suable may be made liable for attorney’s fees. As the Court admits, ante, at 699, the language in the Senate Report stating that liability may be imposed “whether or not the agency or government is a named party,” S. Rep. No. 94-1011, p. 5 (1976), suggests that Congress did not view its purpose as being in any way inconsistent with the well-known holding of Monroe.
The Court’s assertion that municipalities have no right to act “on an assumption that they can violate constitutional rights indefinitely,” ante, at 700, is simply beside the point. Since Monroe, municipalities have had the right to expect that they would not be held liable retroactively for their officers’ failure to predict this Court’s recognition of new constitutional rights. No doubt innumerable municipal insurance policies and indemnity ordinances have been founded on this assumption, which is wholly justifiable under established principles of stare decisis. To obliterate those legitimate expectations without more compelling justifications than those advanced by the Court is a significant departure from our prior practice.
I cannot agree with Mr. Justice Powell’s view that “[w]e owe somewhat less deference to a decision that was rendered without benefit of a full airing of all the relevant considerations.” Ante, at 709 n. 6. Private parties must be able to rely upon explicitly stated holdings of this Court without being *718obliged to peruse the briefs of the litigants to predict the likelihood that this Court might change its mind. To cast such doubt upon each of our cases, from Marbury v. Madison, 1 Cranch 137 (1803), forward, in-which the explicit ground of decision "was never actually briefed or argued,” ante, at 708 (Powell, J., concurring), would introduce intolerable uncertainty into the law. Indeed, in Marbury itself, the argument of Charles Lee on behalf of the applicants — which, unlike the arguments in Monroe, is reproduced in the Reports of this Court where anyone can see it — devotes not a word to the question of whether this Court has the power to invalidate a statute duly enacted by the Congress. Neither this ground of decision nor any other was advanced by Secretary of State Madison, who evidently made no appearance. 1 Cranch, at 153-154. More recent landmark decisions of this Court would appear to be likewise vulnerable under my Brother Powell’s analysis. In Mapp v. Ohio, 367 U. S. 643 (1961), none of the parties requested the Court to overrule Wolf v. Colorado, 338 U. S. 25 (1949); it did so only at the request of an amicus curiae. 367 U. S., at 646 n. 3. That Marbury, Mapp, and countless other decisions retain their vitality despite their obvious flaws is a necessary byproduct of the adversary system, in which both judges and the general public rely upon litigants to present “all the relevant considerations.” Ante, at 709 n. 6 (Powell, J., concurring). While it undoubtedly has more latitude in the field of constitutional interpretation, this Court is surely not free to abandon settled statutory interpretation at any time a new thought seems appealing.3
Thus, our only task is to discern the intent of the 42d Congress. That intent was first expounded in Monroe, and it *719has been followed consistently ever since. This is not some esoteric branch of the law in which congressional silence might reasonably be equated with congressional indifference. Indeed, this very year, the Senate has been holding hearings on a bill, S. 35, 95th Cong., 1st Sess. (1977), which would remove the municipal immunity recognized by Monroe. 124 Cong. Rec. D117 (daily ed. Feb. 8, 1978). In these circumstances, it cannot be disputed that established principles of stare decisis require this Court to pay the highest degree of deference to its prior holdings. Monroe may not be overruled unless it has been demonstrated “beyond doubt from the legislative history of the 1871 statute that [Monroe] misapprehended the meaning of the controlling provision.” Monroe, 365 U. S., at 192 (Harlan, J., concurring). The Court must show not only that Congress, in rejecting the Sherman amendment, concluded that municipal liability was not unconstitutional, but also that, in enacting § 1, it intended to impose that liability. I am satisfied that no such showing has been made.
II
Any analysis of the meaning of the word “person” in § 1983, which was originally enacted as § 1 of the Ku Klux Klan Act of April 20, 1871, 17 Stat. 13, must begin, not with the Sherman amendment, but with the Dictionary Act. The latter Act, which supplied rules of construction for all legislation, provided:
“That in all acts hereafter passed . . . the word ‘person’ may extend and be applied to bodies politic and corporate . . . unless the context shows that such words were intended to be used in a more limited sense . . . .” Act of Feb. 25, 1871, § 2, 16 Stat. 431.
The Act expressly provided that corporations need not be included within the scope of the word “person” where the coñ-text suggests a more limited reach. Not a word in the legislative history of the Act gives any indication of the contexts *720in which Congress felt it appropriate to include a corporation as a person. Indeed, the chief cause of concern was that the Act’s provision that “words importing the masculine gender may be applied to females,” might lead to an inadvertent extension of the suffrage to women. Cong. Globe, 41st Cong., 3d Sess., 777 (1871) (remarks of Sen. Sawyer).
There are other factors, however, which suggest that the Congress which enacted § 1983 may well have intended the word “person” “to be used in a more limited sense,” as Monroe concluded. It is true that this Court had held that both commercial corporations, Louisville R. Co. v. Letson, 2 How. 497, 558 (1844), and municipal corporations, Cowles v. Mercer County, 7 Wall. 118, 121 (1869), were “citizens” of a State within the meaning of the jurisdictional provisions of Art. III. Congress, however, also knew that this label did not apply in all contexts, since this Court, in Paul v. Virginia, 8 Wall. 168 (1869), had held commercial corporations not to be “citizens” within the meaning of the Privileges and Immunities Clause, U. S. Const., Art. IV, § 2. Thus, the Congress surely knew that, for constitutional purposes, corporations generally enjoyed a different status in different contexts. Indeed, it may be presumed that Congress intended that a corporation should enjoy the same status under the Ku Klux Klan Act as it did under the Fourteenth Amendment, since it had been assured that § 1 “was so very simple and really reenact [ed] the Constitution.” Cong. Globe, 42d Cong., 1st Sess., 569 (1871) (remarks of Sen. Edmunds). At the time § 1983 was enacted the only federal case to consider the status of corporations under the Fourteenth Amendment had concluded, with impeccable logic, that a corporation was neither a “citizen” nor a “person.” Insurance Co. v. New Orleans, 13 F. Cas. 67 (No. 7,052) (CC La. 1870).
Furthermore, the state courts did not speak with a single voice with regard to the tort liability of municipal corporations. Although many Members of Congress represented *721States which had retained absolute municipal tort immunity, see, e. g., Irvine v. Town of Greenwood, 89 S. C. 511, 72 S. E. 228 (1911) (collecting earlier cases), other States had adopted the currently predominant distinction imposing liability for proprietary acts, see generally 2 F. Harper & F. James, Law of Torts § 29.6 (1956), as early as 1842, Bailey v. Mayor of City of New York, 3 Hill 531 (N. Y. 1842). Nevertheless, no state court had ever held that municipal corporations were always liable in tort in precisely the same manner as other persons.
The general remarks from the floor on the liberal purposes of § 1 offer no explicit guidance as to the parties against whom the remedy could be enforced. As the Court concedes, only Representative Bingham raised a concern which could be satisfied only by relief against governmental bodies. Yet he never directly related this concern to § 1 of the Act. Indeed, Bingham stated at the outset, "I do not propose now to discuss the provisions of the bill in detail,” Cong. Globe, 42d Cong., 1st Sess., App. 82 (1871), and, true to his word, he launched into an extended discourse on the beneficent purposes of the Fourteenth Amendment. While Bingham clearly stated that Congress could “provide that no citizen in any State shall be deprived of his property by State law or the judgment of a State court without just compensation therefor,” id., at 85, he never suggested that such a power was exercised in § l.4 *722Finally, while Bingham has often been advanced as the chief expositor of the Fourteenth Amendment, Duncan v. Louisiana, 391 U. S. 145, 165 (1968) (Black, J., concurring); Adamson v. California, 332 U. S. 46, 73-74 (1947) (Black, J., dissenting), there is nothing to indicate that his colleagues placed any greater credence in his theories than has this Court. See Duncan, supra, at 174-176 (Harlan, J., dissenting); Adamson, supra, at 64 (Frankfurter, J., concurring).
Thus, it ought not lightly to be presumed, as the Court does today, ante, at 690 n. 53, that § 1983 “should prima facie be construed to include ‘bodies politic’ among the entities that could be sued.” Neither the Dictionary Act, the ambivalent state of judicial decisions, nor the floor debate on § 1 of the Act gives any indication that any Member of Congress had any inkling that § 1 could be used to impose liability on municipalities. Although Senator Thurman, as the Court emphasizes, ante, at 686 n. 45, expressed his belief that the terms of § 1 “are as comprehensive as can be used,” Cong. Globe, 42d Cong., 1st Sess., App. 217 (1871), an examination of his lengthy remarks demonstrates that it never occurred to him that § 1 did impose or could have imposed any liability upon municipal corporations. In an extended parade of hor-ribles, this “old Roman,” who was one of the Act’s most implacable opponents, suggested that state legislatures, Members of Congress, and state judges might be held liable under the Act. Ibid. If, at that point in the debate, he had any idea that § 1 was designed to impose tort liability upon cities and counties, he would surely have raised an additional outraged objection. Only once was that possibility placed squarely before the Congress — in its consideration of the Sherman amendment — and the Congress squarely rejected it.
The Court is probably correct that the rejection of the Sherman amendment does not lead ineluctably to the conclusion that Congress intended municipalities to be immune from liability under all circumstances. Nevertheless, it cannot be *723denied that the debate on that amendment, the only explicit consideration of municipal tort liability, sheds considerable light on the Congress’ understanding of the status of municipal corporations in that context. Opponents of the amendment were well aware that municipalities had been subjected to the jurisdiction of the federal courts in the context of suits to enforce their contracts, Cong. Globe, 42d Cong., 1st Sess., 789 (1871) (remarks of Rep. Kerr), but they expressed their skepticism that such jurisdiction should be exercised in cases sounding in tort:
“Suppose a judgment obtained under this section, and no property can be found to levy upon except the courthouse, can we levy on the court-house and sell it? So this section provides, and that too in an action of tort, in an action ex delicto, where the county has never entered into any contract, where the State has never authorized the county to assume any liability of the sort or imposed any liability upon it. It is in my opinion simply absurd.” Id., at 799 (remarks of Rep. Farnsworth).
Whatever the merits of the constitutional arguments raised against it, the fact remains that Congress rejected the concept of municipal tort liability on the only occasion in which the question was explicitly presented. Admittedly this fact is not conclusive as to whether Congress intended § 1 to embrace a municipal corporation within the meaning of “person,” and thus the reasoning of Monroe on this point is subject to challenge. The meaning of § 1 of the Act of 1871 has been subjected in this case to a more searching and careful analysis than it was in Monroe, and it may well be that on the basis of this closer analysis of the legislative debates a conclusion contrary to the Monroe holding could have been reached when that case was decided 17 years ago. But the rejection of the Sherman amendment remains instructive in that here alone did the legislative debates squarely focus on the liability of municipal corporations, and that liability was rejected. *724Any inference which might be drawn from the Dictionary Act or from general expressions of benevolence in the debate on § 1 that the word “person” was intended to include municipal corporations falls far short of showing “beyond doubt” that this Court in Monroe “misapprehended the meaning of the controlling provision.” Errors such as the Court may have fallen into in Monroe do not end the inquiry as to stare decisis; they merely begin it. I would adhere to the holding of Monroe as to the liability of a municipal corporation under § 1983.
Ill
The decision in Monroe v. Pape was the fountainhead of the torrent of civil rights litigation of the last 17 years. Using § 1983 as a vehicle, the courts have articulated new and previously unforeseeable interpretations of the Fourteenth Amendment. At the same time, the doctrine of municipal immunity enunciated in Monroe has protected municipalities and their limited treasuries from the consequences of their officials’ failure to predict the course of this Court’s constitutional jurisprudence. None of the Members of this Court can foresee the practical consequences of today’s removal of that protection. Only the Congress, which has the benefit of the advice of every segment of this diverse Nation, is equipped to consider the results of such a drastic change in the law. It seems all but inevitable that it will find it necessary to do so after today’s decision.
I would affirm the judgment of the Court of Appeals.
As we pointed out in Mt. Healthy City Board of Ed. v. Doyle, 429 U. S. 274, 278-279 (1977), the existence of a claim for relief under § 1983 is “jurisdictional” for purposes of invoking 28 U. S. C. § 1343, even though the existence of a meritorious constitutional claim is not similarly required in order to invoke jurisdiction under 28 U. S. C. § 1331. See Bell v. Hood, 327 U.S. 678, 682 (1946).
The other statutes cited by the Court, ante, at 697-699, n. 63, make no mention of § 1983, but refer generally to suits against “a local educational agency.” As noted by the Court of Appeals, 532 F. 2d 259, 264-266, such suits may be maintained against board members in their official capacities *717for injunctive relief under either § 1983 or Ex parte Young, 209 U. S. 123 (1908). Congress did not stop to consider the technically proper avenue of relief, but merely responded to the fact that relief was being granted. The practical result of choosing the avenue suggested by petitioners would be the subjection of school corporations to liability in damages. Nothing in recent congressional history even remotely supports such a result.
I find it somewhat ironic that, in abandoning the supposedly ill-considered holding of Monroe, my Brother Powell relies heavily upon cases involving school boards, although he admits that “the exercise of § 1983 jurisdiction . . . [was] perhaps not premised on considered holdings.” Ante, at 711.
It has not been generally thought, before today, that § 1983 provided an avenue of relief from unconstitutional takings. Those federal courts which have granted compensation against state and local governments have resorted to an implied right of action under the Fifth and Fourteenth Amendments. Richmond Elks Hall Assn. v. Richmond Redevelopment Agency, 561 F. 2d 1327 (CA9 1977), aff’g 389 F. Supp. 486 (ND Cal. 1975); Foster v. Detroit, 405 F. 2d 138, 140 (CA6 1968). Since the Court today abandons the holding of Monroe chiefly on the strength of Bingham's arguments, it is indeed anomalous that § 1983 will provide relief only when a local government, not the State itself, seizes private property. See ante, at 690 n. 54; Fitzpatrick v. Bitzer, 427 U. S. 445, 452 (1976); Edelman v. Jordan, 415 U. S. 651, 674-677 (1974).
8.6.2 City of St. Louis v. Praprotnik 8.6.2 City of St. Louis v. Praprotnik
CITY OF ST. LOUIS v. PRAPROTNIK
No. 86-772.
Argued October 7, 1987
Decided March 2, 1988
James J. Wilson argued the cause for petitioner. With him on the briefs was Julian L. Bush.
Charles R. Oldham argued the cause for respondent. With him on the brief were Julius LeVonne Chambers and Eric Schnapper. *
Benna Ruth Solomon, Joyce Holmes Benjamin, Beate Bloch, and Carter G. Phillips filed a brief for the International City Management Association et al. as amici curiae urging reversal.
Michael H. Gottesman, David M. Silberman, and Laurence Gold filed a brief for the American Federation of Labor and Congress of Industrial Organizations et al. as amici curiae urging affirmance.
Mark Stodola and Thomas M. Carpenter filed a brief for the city of Little Rock et al. as amicus curiae.
Justice O’Connor
announced the judgment of the Court and delivered an opinion, in which The Chief Justice, Justice White, and Justice Scalia join.
This case calls upon us to define the proper legal standard for determining when isolated decisions by municipal officials or employees may expose the municipality itself to liability under 42 U. S. C. § 1983.
I
The principal facts are not in dispute. Respondent James H. Praprotnik is an architect who began working for petitioner city of St. Louis in 1968. For several years, respondent consistently received favorable evaluations of his job performance, uncommonly quick promotions, and significant increases in salary. By 1980, he was serving in a management-level city planning position at petitioner’s Community Development Agency (CDA).
The Director of CDA, Donald Spaid, had instituted a requirement that the agency’s professional employees, including architects, obtain advance approval before taking on private clients. Respondent and other CDA employees ob*115jected to the requirement. In April 1980, respondent was suspended for 15 days by CDA’s Director of Urban Design, Charles Kindleberger, for having accepted outside employment without prior approval. Respondent appealed to the city’s Civil Service Commission, a body charged with reviewing employee grievances. Finding the penalty too harsh, the Commission reversed the suspension, awarded respondent backpay, and directed that he be reprimanded for having failed to secure a clear understanding of the rule.
The Commission’s decision was not well received by respondent’s supervisors at CDA. Kindleberger later testified that he believed respondent had lied to the Commission, and that Spaid was angry with respondent.
Respondent’s next two annual job performance evaluations were markedly less favorable than those in previous years. In discussing one of these evaluations with respondent, Kindleberger apparently mentioned his displeasure with respondent’s 1980 appeal to the Civil Service Commission. Respondent appealed both evaluations to the Department of Personnel. In each case, the Department ordered partial relief and was upheld by the city’s Director of Personnel or the Civil Service Commission.
In April 1981, a new Mayor came into office, and Donald Spaid was replaced as Director of CDA by Frank Hamsher. As a result of budget cuts, a number of layoffs and transfers significantly reduced the size of CDA and of the planning section in which respondent worked. Respondent, however, was retained.
In the spring of 1982, a second round of layoffs and transfers occurred at CDA. At that time, the city’s Heritage and Urban Design Commission (Heritage) was seeking approval to hire someone who was qualified in architecture and urban planning. Hamsher arranged with the Director of Heritage, Henry Jackson, for certain functions to be transferred from CDA to Heritage. This arrangement, which made it possible for Heritage to employ a relatively high-level “city planning *116manager,” was approved by Jackson’s supervisor, Thomas Nash. Hamsher then transferred respondent to Heritage to fill this position.
Respondent objected to the transfer, and appealed to the Civil Service Commission. The Commission declined to hear the appeal because respondent had not suffered a reduction in his pay or grade. Respondent then filed suit in Federal District Court, alleging that the transfer was unconstitutional. The city was named as a defendant, along with Kindleberger, Hamsher, Jackson (whom respondent deleted from the list before trial), and Deborah Patterson, who had succeeded Hamsher at CDA.
At Heritage, respondent became embroiled in a series of disputes with Jackson and Jackson’s successor, Robert Killen. Respondent was dissatisfied with the work he was assigned, which consisted of unchallenging clerical functions far below the level of responsibilities that he had previously enjoyed. At least one adverse personnel decision was taken against respondent, and he obtained partial relief after appealing that decision.
In December 1983, respondent was laid off from Heritage. The layoff was attributed to a lack of funds, and this apparently meant that respondent’s supervisors had concluded that they could create two lower level positions with the funds that were being used to pay respondent’s salary. Respondent then amended the complaint in his lawsuit to include a challenge to the layoff. He also appealed to the Civil Service Commission, but proceedings in that forum were postponed because of the pending lawsuit and have never been completed. Tr. Oral Arg. 31-32.
The case went to trial on two theories: (1) that respondent’s First Amendment rights had been violated through retaliatory actions taken in response to his appeal of his 1980 suspension; and (2) that respondent’s layoff from Heritage was carried out for pretextual reasons in violation of due process. The jury returned special verdicts exonerating *117each of the three individual defendants, but finding the city liable under both theories. Judgment was entered on the verdicts, and the city appealed.
A panel of the Court of Appeals for the Eighth Circuit found that the due process claim had been submitted to the jury on an erroneous legal theory and vacated that portion of the judgment. With one judge dissenting, however, the panel affirmed the verdict holding the city liable for violating respondent’s First Amendment rights. 798 F. 2d 1168 (1986). Only the second of these holdings is challenged here.
The Court of Appeals found that the jury had implicitly determined that respondent’s layoff from Heritage was brought about by an unconstitutional city policy. Id., at 1173. Applying a test under which a “policymaker” is one whose employment decisions are “final” in the sense that they are not subjected to de novo review by higher ranking officials, the Court of Appeals concluded that the city could be held liable for adverse personnel decisions taken by respondent’s supervisors. Id., at 1173-1175. In response to petitioner’s contention that the city’s personnel policies are actually set by the Civil Service Commission, the Court of Appeals concluded that the scope of review before that body was too “highly circumscribed” to allow it fairly to be said that the Commission, rather than the officials who initiated the actions leading to respondent’s injury, were the “final authority” responsible for setting city policy. Id., at 1175.
Turning to the question whether a rational jury could have concluded that respondent had been injured by an unconstitutional policy, the Court of Appeals found that respondent’s transfer from CDA to Heritage had been “orchestrated” by Hamsher, that the transfer had amounted to a “constructive discharge,” and that the injury had reached fruition when respondent was eventually laid off by Nash and Killen. Id., at 1175-1176, and n. 8. The court held that the jury’s verdict exonerating Hamsher and the other individual defendants could be reconciled with a finding of liability *118against the city because “the named defendants were not the supervisors directly causing the lay off, when the actual damages arose.” Id., at 1173, n. 3. Cf. Los Angeles v. Heller, 475 U. S. 796 (1986).
The dissenting judge relied on our decision in Pembaur v. Cincinnati, 475 U. S. 469 (1986). He found that the power to set employment policy for petitioner city of St. Louis lay with the Mayor and Aldermen, who were authorized to enact ordinances, and with the Civil Service Commission, whose function was to hear appeals from city employees who believed that their rights under the city’s Charter, or under applicable rules and ordinances, had not been properly respected. 798 F. 2d, at 1180. The dissent concluded that respondent had submitted no evidence proving that the Mayor and Aldermen, or the Commission, had established a policy of retaliating against employees for appealing from adverse personnel decisions. Id., at 1179-1181. The dissenting judge also concluded that, even if there were such a policy,, the record evidence would not support a finding that respondent was in fact transferred or laid off in retaliation for the 1980 appeal from his suspension. Id., at 1181-1182.
We granted certiorari, 479 U. S. 1029 (1987), and we now reverse.
II
We begin by addressing a threshold procedural issue. The second question presented in the petition for certiorari reads as follows:
“Whether the failure of a local government to establish an appellate procedure for the review of officials’ decisions which does not defer in substantial part to the original decisionmaker’s decision constitutes a delegation of authority to establish final government policy such that liability may be imposed on the local government on the basis of the decisionmaker’s act alone, when the act is neither taken pursuant to a rule of general applicability *119nor is a decision of specific application adopted as the result of a formal process?” Pet. for Cert. i.
Although this question was manifestly framed in light of the holding of the Court of Appeals, respondent argues that petitioner failed to preserve the question through a timely objection to the jury instructions under Federal Rule of Civil Procedure 51. Arguing that both parties treated the identification of municipal “policymakers” as a question of fact at trial, respondent emphasizes that the jury was given the following instruction, which was offered by the city itself:
“As a general principle, a municipality is not liable under 42 U. S. C. 1983 for the actions of its employees. However, a municipality may be held liable under 42 U. S. C. 1983 if the allegedly unconstitutional act was committed by an official high enough in the government so that his or her actions can be said to represent a government decision.” App. 113.
Relying on Oklahoma City v. Tuttle, 471 U. S. 808 (1985), and Springfield v. Kibbe, 480 U. S. 257 (1987), respondent contends that the jury instructions should be reviewed only for plain error, and that the jury’s verdict should be tested only for sufficiency of the evidence. Declining to defend the legal standard adopted by the Court of Appeals, respondent vigorously insists that the judgment should be affirmed on the basis of the jury’s verdict and petitioner’s alleged failure to comply with Rule 51.
Petitioner argues that it preserved the legal issues presented by its petition for certiorari in at least two ways. First, it filed a pretrial motion for summary judgment, or alternatively for judgment on the pleadings. In support of that motion, petitioner argued that respondent had failed to allege the existence of any impermissible municipal policy or of any facts that would indicate that such a policy existed. Second, petitioner filed a motion for directed verdict at the close of respondent’s case, renewed that motion at the close *120of all the evidence, and eventually filed a motion for judgment notwithstanding the verdict.
Respondent’s arguments do not bring our jurisdiction into question, and we must not lose sight of the fact, stressed in Tuttle, that the “decision to grant certiorari represents a commitment of scarce judicial resources with a view to deciding the merits of one or more of the questions presented in the petition.” 471 U. S., at 816. In Kibbe, it is true, the writ was dismissed in part because the petitioner sought to challenge a jury instruction to which it had not objected at trial. In the case before us, the focus of petitioner’s challenge is not on the jury instruction itself, but on the denial of its motions for summary judgment and a directed verdict. Although the same legal issue was raised both by those motions and by the jury instruction, “the failure to object to an instruction does not render the instruction the 'law of the case’ for purposes of appellate review of the denial of a directed verdict or judgment notwithstanding the verdict.” Kibbe, supra, at 264 (dissenting opinion) (citations omitted). Petitioner’s legal position in the District Court — that respondent had failed to establish an unconstitutional municipal policy — was consistent with the legal standard that it now advocates. It should not be surprising if petitioner’s arguments in the District Court were much less detailed than the arguments it now makes in response to the decision of the Court of Appeals. That, however, does not imply that petitioner failed to preserve the issue raised in its petition for certiorari. Cf. post, at 165-167 (Stevens, J., dissenting). Accordingly, we find no obstacle to reviewing the question presented in the petition for certiorari, a question that was very clearly considered, and decided, by the Court of Appeals.
We note, too, that petitioner has throughout this litigation been confronted with a legal landscape whose contours are “in a state of evolving definition and uncertainty.” Newport v. Fact Concerts, Inc., 453 U. S. 247, 256 (1981). We therefore do not believe that our review of the decision of the *121Court of Appeals, a decision raising a question that “is important and appears likely to recur in § 1983 litigation against municipalities,” id., at 257, will undermine the policy of judicial efficiency that underlies Rule 51. The definition of municipal liability manifestly needs clarification, at least in part to give lower courts and litigants a fairer chance to craft jury instructions that will not require scrutiny on appellate review.
Ill
A
Section 1 of the Ku Klux Act of 1871, Rev. Stat. § 1979, as amended, 42 U. S. C. § 1983, provides:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State . . . , subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress. ...”
Ten years ago, this Court held that municipalities and other bodies of local government are “persons” within the meaning of this statute. Such a body may therefore be sued directly if it is alleged to have caused a constitutional tort through “a policy statement, ordinance, regulation, or decision officially adopted and promulgated by that body’s officers.” Monell v. New York City Dept. of Social Services, 436 U. S. 658, 690 (1978). The Court pointed out that § 1983 also authorizes suit “for constitutional deprivations visited pursuant to governmental ‘custom’ even though such a custom has not received formal approval through the body’s official decisionmaking channels.” Id., at 690-691. At the same time, the Court rejected the use of the doctrine of respondeat superior and concluded that municipalities could be held liable only when an injury was inflicted by a govern-*122merit’s “lawmakers or by those whose edicts or acts may fairly be said to represent official policy.” Id., at 694.
MonelVs rejection of respondeat superior, and its insistence that local governments could be held liable only for the results of unconstitutional governmental “policies,” arose from the language and history of § 1983. For our purposes here, the crucial terms of the statute are those that provide for liability when a government “subjects [a person], or causes [that person] to be subjected,” to a deprivation of constitutional rights. Aware that governmental bodies can act only through natural persons, the Court concluded that these governments should be held responsible when, and only when, their official policies cause their employees to violate another person’s constitutional rights. Reading the statute’s language in the light of its legislative history, the Court found that vicarious liability would be incompatible with the causation requirement set out on the face of § 1983. See id., at 691. That conclusion, like decisions that have widened the scope of § 1983 by recognizing constitutional rights that were unheard of in 1871, has been repeatedly reaffirmed. See, e. g., Owen v. City of Independence, 445 U. S. 622, 633, 655, n. 39 (1980); Polk County v. Dodson, 454 U. S. 312, 325 (1981); Tuttle, 471 U. S., at 818, and n. 5 (plurality opinion); id., at 828 (Brennan, J., concurring in part and concurring in judgment); Pembaur v. Cincinnati, 475 U. S., at 478-480, and nn. 7-8. Cf. Newport v. Fact Concerts, Inc., supra, at 259 (“[B]ecause the 1871 Act was designed to expose state and local officials to a new form of liability, it would defeat the promise of the statute to recognize any pre-existing immunity without determining both the policies that it serves and its compatibility with the purposes of § 1983”).
In Monell itself, it was undisputed that there had been an official policy requiring city employees to take actions that were unconstitutional under this Court’s decisions. Without attempting to draw the line between actions taken pursuant to official policy and. the independent actions of employees *123and agents, the Monell Court left the “full contours” of municipal liability under § 1983 to be developed further on “another day.” 436 U. S., at 695.
In the years since Monell was decided, the Court has considered several cases involving isolated acts by government officials and employees. We have assumed that an unconstitutional governmental policy could be inferred from a single decision taken by the highest officials responsible for setting policy in that area of the government’s business. See, e. g., Owen v. City of Independence, supra; Newport v. Fact Concerts, Inc., 453 U. S. 247 (1981). Cf. Pembaur, supra, at 480. At the other end of the spectrum, we have held that an unjustified shooting by a police officer cannot, without more, be thought to result from official policy. Tuttle, 471 U. S., at 821 (plurality opinion); id., at 830-831, and n. 5 (Brennan, J., concurring in part and concurring in judgment). Cf. Kibbe, 480 U. S., at 260 (dissenting opinion).
Two Terms ago, in Pembaur, supra, we undertook to define more precisely when a decision on a single occasion may be enough to establish an unconstitutional municipal policy. Although the Court was unable to settle on a general formulation, Justice Brennan’s opinion articulated several guiding principles. First, a majority of the Court agreed that municipalities may be held liable under § 1983 only for acts for which the municipality itself is actually responsible, “that is, acts which the municipality has officially sanctioned or ordered.” Id., at 480. Second, only those municipal officials who have “final policymaking authority” may by their actions subject the government to § 1983 liability. Id., at 483 (plurality opinion). Third, whether a particular official has “final policymaking authority” is a question of state law. Ibid, (plurality opinion). Fourth, the challenged action must have been taken pursuant to a policy adopted by the official or officials responsible under state law for making policy in that area of the city’s business. Id., at 482-483, and n. 12 (plurality opinion).
*124The Courts of Appeals have already diverged in their interpretations of these principles. Compare, for example, Williams v. Butler, 802 F. 2d 296, 299-302 (CA8 1986) (en banc), cert. pending sub nom. Little Rock v. Williams, No. 86-1049, with Jett v. Dallas Independent School Dist., 798 F. 2d 748, 759-760 (CA5 1986) (dictum). Today, we set out again to clarify the issue that we last addressed in Pembaur.
B
We begin by reiterating that the identification of policy-making officials is a question of state law. “Authority to make municipal policy may be granted directly by a legislative enactment or may be delegated by an official who possesses such authority, and of course, whether an official had final policymaking authority is a question of state law.” Pembaur v. Cincinnati, supra, at 483 (plurality opinion).1 Thus the identification of policymaking officials is not a question of federal law, and it is not a question of fact in the usual sense. The States have extremely wide latitude in determining the form that local government takes, and local preferences have led to a profusion of distinct forms. Among the many kinds of municipal corporations, political subdivisions, and special districts of all sorts, one may expect to find a rich variety of ways in which the power of govern*125ment is distributed among a host of different officials and official bodies. See generally C. Rhyne, The Law of Local Government Operations §§1.3-1.7 (1980). Without attempting to canvass the numberless factual scenarios that may come to light in litigation, we can be confident that state law (which may include valid local ordinances and regulations) will always direct a court to some official or body that has the responsibility for making law or setting policy in any given area of a local government’s business.2
We are not, of course, predicting that state law will always speak with perfect clarity. We have no reason to suppose, *126however, that federal courts will face greater difficulties here than those that they routinely address in other contexts. We are also aware that there will be cases in which policy-making responsibility is shared among more than one official or body. In the case before us, for example, it appears that the Mayor and Aldermen are authorized to adopt such ordinances relating to personnel administration as are compatible with the City Charter. See St. Louis City Charter, Art. XVIII, § 7(b), App. 62-63. The Civil Service Commission, for its part, is required to “prescribe . . . rules for the administration and enforcement of the provisions of this article, and of any ordinance adopted in pursuance thereof, and not inconsistent therewith.” §7(a), App. 62. Assuming that applicable law does not make the decisions of the Commission reviewable by the Mayor and Aldermen, or vice versa, one would have to conclude that policy decisions made either by the Mayor and Aldermen or by the Commission would be attributable to the city itself. In any event, however, a federal court would not be justified in assuming that municipal policymaking authority lies somewhere other than where the applicable law purports to put it. And certainly there can be no justification for giving a jury the discretion to determine which officials are high enough in the government that their actions can be said to represent a decision of the government itself.
As the plurality in Pembaur recognized, special difficulties can arise when it is contended that a municipal policymaker has delegated his policymaking authority to another official. 475 U. S., at 482-483, and n. 12. If the mere exercise of discretion by an employee could give rise to a constitutional violation, the result would be indistinguishable from respondeat superior liability. If, however, a city’s lawful policymakers could insulate the government from liability simply by delegating their policymaking authority to others, § 1983 could not serve its intended purpose. It may not be possible to draw an *127elegant line that will resolve this conundrum, but certain principles should provide useful guidance.
First, whatever analysis is used to identify municipal policymakers, egregious attempts by local governments to insulate themselves from liability for unconstitutional policies are precluded by a separate doctrine. Relying on the language of § 1983, the Court has long recognized that a plaintiff may be able to prove the existence of a widespread practice that, although not authorized by written law or express municipal policy, is “so permanent and well settled as to constitute a ‘custom or usage’ with the force of law.” Adickes v. S. H. Kress & Co., 398 U. S. 144, 167-168 (1970). That principle, which has not been affected by Monell or subsequent cases, ensures that most deliberate municipal evasions of the Constitution will be sharply limited.
Second, as the Pembaur plurality recognized, the authority to make municipal policy is necessarily the authority to make final policy. 475 U. S., at 481-484. When an official’s discretionary decisions are constrained by policies not of that official’s making, those policies, rather than the subordinate’s departures from them, are the act of the municipality. Similarly, when a subordinate’s decision is subject to review by the municipality’s authorized policymakers, they have retained the authority to measure the official’s conduct for conformance with their policies. If the authorized policymakers approve a subordinate’s decision and the basis for it, their ratification would be chargeable to the municipality because their decision is final.
C
Whatever refinements of these principles may be suggested in the future, we have little difficulty concluding that the Court of Appeals applied an incorrect legal standard in this case. In reaching this conclusion, we do not decide whether the First Amendment forbade the city to retaliate against respondent for having taken advantage of the grievance mechanism in 1980. Nor do we decide whether there *128was evidence in this record from which a rational jury could conclude either that such retaliation actually occurred or that respondent suffered any compensable injury from whatever retaliatory action may have been taken. Finally, we do not address petitioner’s contention that the jury verdict exonerating the individual defendants cannot be reconciled with the verdict against the city. Even assuming that all these issues were properly resolved in respondent’s favor, we would not be able to affirm the decision of the Court of Appeals.
The city cannot be held liable under § 1983 unless respondent proved the existence of an unconstitutional municipal policy. Respondent does not contend that anyone in city government ever promulgated, or even articulated, such a policy. Nor did he attempt to prove that such retaliation was ever directed against anyone other than himself. Respondent contends that the record can be read to establish that his supervisors were angered by his 1980 appeal to the Civil Service Commission; that new supervisors in a new administration chose, for reasons passed on through some informal means, to retaliate against respondent two years later by transferring him to another agency; and that this transfer was part of a scheme that led, another year and a half later, to his layoff. Even if one assumes that all this was true, it says nothing about the actions of those whom the law established as the makers of municipal policy in matters of personnel administration. The Mayor and Aldermen enacted no ordinance designed to retaliate against respondent or against similarly situated employees. On the contrary, the city established an independent Civil Service Commission and empowered it to review and correct improper personnel actions. Respondent does not deny that his repeated appeals from adverse personnel decisions repeatedly brought him at least partial relief, and the Civil Service Commission never so much as hinted that retaliatory transfers or layoffs were permissible. Respondent points to no evidence indicating that the Commission delegated to anyone its final authority to *129interpret and enforce the following policy set out in Article XVIII of the city’s Charter, §2(a), App. 49:
“Merit and fitness. All appointments and promotions to positions in the service of the city and all measures for the control and regulation of employment in such positions, and separation therefrom, shall be on the sole basis of merit and fitness . . . .”
The Court of Appeals concluded that “appointing authorities,” like Hamsher and Killen, who had the authority to initiate transfers and layoffs, were municipal “policymakers.” The court based this conclusion on its findings (1) that the decisions of these employees were not individually reviewed for “substantive propriety” by higher supervisory officials; and (2) that the Civil Service Commission decided appeals from such decisions, if at all, in a circumscribed manner that gave substantial deference to the original decisionmaker. 798 F. 2d, at 1174-1175. We find these propositions insufficient to support the conclusion that Hamsher and Killen were authorized to establish employment policy for the city with respect to transfers and layoffs. To the contrary, the City Charter expressly states that the Civil Service Commission has the power and the duty:
“To consider and determine any matter involved in the administration and enforcement of this [Civil Service] article and the rules and ordinances adopted in accordance therewith that may be referred to it for decision by the director [of personnel], or on appeal by any appointing authority, employe, or taxpayer of the city, from any act of the director or of any appointing authority. The decision of the commission in all such matters shall be final, subject, however, to any right of action under any law of the state or of the United States.” St. Louis City Charter, Art. XVIII, § 7(d), App. 63.
This case therefore resembles the hypothetical example in Pembaur: “[I]f [city] employment policy was set by the *130[Mayor and Aldermen and by the Civil Service Commission], only [those] bodies’] decisions would provide a basis for [city] liability. This would be true even if the [Mayor and Aider-men and the Commission] left the [appointing authorities] discretion to hire and fire employees and [they] exercised that discretion in an unconstitutional manner . . . .” 475 U. S., at 483, n. 12. A majority of the Court of Appeals panel determined that the Civil Service Commission’s review of individual employment actions gave too much deference to the decisions of appointing authorities like Hamsher and Killen. Simply going along with discretionary decisions made by one’s subordinates, however, is not a delegation to them of the authority to make policy. It is equally consistent with a presumption that the subordinates are faithfully attempting to comply with the policies that are supposed to guide them. It would be a different matter if a particular decision by a subordinate was cast in the form of a policy statement and expressly approved by the supervising policymaker. It would also be a different matter if a series of decisions by a subordinate official manifested a “custom or usage” of which the supervisor must have been aware. See supra, at 127. In both those cases, the supervisor could realistically be deemed to have adopted a policy that happened to have been formulated or initiated by a lower ranking official. But the mere failure to investigate the basis of a subordinate’s discretionary decisions does not amount to a delegation of policymaking authority, especially where (as here) the wrongfulness of the subordinate’s decision arises from a retaliatory motive or other unstated rationale. In such circumstances, the purposes of § 1983 would not be served by treating a subordinate employee’s decision as if it were a reflection of municipal policy.
Justice Brennan’s opinion, concurring in the judgment, finds implications in our discussion that we do not think necessary or correct. See post, at 142-147. We nowhere say or imply, for example, that “a municipal charter’s precatory *131admonition against discrimination or any other employment practice not based on merit and fitness effectively insulates the municipality from any liability based on acts inconsistent with that policy.” Post, at 145, n. 7. Rather, we would respect the decisions, embodied in state and local law, that allocate policymaking authority among particular individuals and bodies. Refusals to carry out stated policies could obviously help to show that a municipality’s actual policies were different from the ones that had been announced. If such a showing were made, we would be confronted with a different case than the one we decide today.
Nor do we believe that we have left a “gaping hole” in § 1983 that needs to be filled with the vague concept of “de facto final policymaking authority.” Post, at 144. Except perhaps as a step towards overruling Monell and adopting the doctrine of respondeat superior, ad hoc searches for officials possessing such “defacto” authority would serve primarily to foster needless unpredictability in the application of § 1983.
IV
We cannot accept either the Court of Appeals’ broad definition of municipal policymakers or respondent’s suggestion that a jury should be entitled to define for itself which officials’ decisions should expose a municipality to liability. Respondent has suggested that the record will support an inference that policymaking authority was in fact delegated to individuals who took retaliatory action against him and who were not exonerated by the jury. Respondent’s arguments appear to depend on a legal standard similar to the one suggested in Justice Stevens’ dissenting opinion, post, at 171, which we do not accept. Our examination of the record and state law, however, suggests that further review of this case may be warranted in light of the principles we have discussed. That task is best left to the Court of Appeals, which will be free to invite additional briefing and argument if necessary. Accordingly, the decision of the Court of Appeals is *132reversed, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
Unlike Justice Brennan, we would not replace this standard with a new approach in which state law becomes merely an “appropriate starting point” for an “assessment of a municipality’s actual power structure.” Post, at 143,145. Municipalities cannot be expected to predict how courts or juries will assess their “actual power structures,” and this uncertainty could easily lead to results that would be hard in practice to distinguish from the results of a regime governed by the doctrine of respondeat superior. It is one thing to charge a municipality with responsibility for the decisions of officials invested by law, or by a “custom or usage” having the force of law, with policymaking authority. It would be something else, and something inevitably more capricious, to hold a municipality responsible for every decision that is perceived as “final” through the lens of a particular factfinder’s evaluation of the city’s “actual power structure.”
Justice Stevens, who believes that Monell incorrectly rejected the doctrine of respondeat superior, suggests a new theory that reflects his perceptions of the congressional purposes underlying § 1983. See post, at 148, n. 1. This theory would apparently ignore state law, and distinguish between “high” officials and “low” officials on the basis of an independent evaluation of the extent to which a particular official’s actions have “the potential of controlling governmental decisionmaking,” or are “perceived as the actions of the city itself.” Post, at 171. Whether this evaluation would be conducted by judges or juries, we think the legal test is too imprecise to hold much promise of consistent adjudication or principled analysis. We can see no reason, except perhaps a desire to come as close as possible to respondeat superior without expressly adopting that doctrine, that could justify introducing such unpredictability into a body of law that is already so difficult.
As Justice Stevens acknowledges, see post, at 148, n. 1, this Court has repeatedly rejected his interpretation of Congress’ intent. We have held that Congress intended to hold municipalities responsible under § 1983 only for the execution of official policies and customs, and not for injuries inflicted solely by employees or agents. See, e. g., Monell v. New York City Dept. of Social Services, 436 U. S. 658, 694 (1978); Pembaur v. Cincinnati, 475 U. S. 469, 478-480 (1986). Like the Pembaur plurality, we think it is self-evident that official policies can only be adopted by those legally charged with doing so. See supra, at 124, and n. 1. We are aware of nothing in § 1983 or its legislative history, and Justice Stevens points to nothing, that would support the notion that unauthorized acts of subordinate employees are official policies because they may have the “potential”' to become official policies or may be “perceived as” official policies. Accordingly, we conclude that Justice Stevens’ proposal is without a basis in the law.
Justice Brennan,
with whom
Despite its somewhat confusing procedural background, this case at bottom presents a relatively straightforward question: whether respondent’s supervisor at the Community Development Agency, Frank Hamsher, possessed the authority to establish final employment policy for the city of St. Louis such that the city can be held liable under 42 U. S. C. § 1983 for Hamsher’s allegedly unlawful decision to transfer respondent to a dead-end job. Applying the test set out two Terms ago by the plurality in Pembaur v. Cincinnati, 475 U. S. 469 (1986), I conclude that Hamsher did not possess such authority and I therefore concur in the Court’s judgment reversing the decision below. I write separately, however, because I believe that the commendable desire of today’s plurality to “define more precisely when a decision on a single occasion may be enough” to subject a municipality to § 1983 liability, ante, at 123, has led it to embrace a theory of municipal liability that is both unduly narrow and unrealistic, and one that ultimately would permit municipalities to insulate themselves from liability for the acts of all but a small minority of actual city policymakers.
I
Respondent James H. Praprotnik worked for petitioner city of St. Louis for 15 years. A licensed architect, he began his career in 1968 as city planner and by 1980 had risen to a mid-level management position in the city’s Community Development Agency (CDA), garnering consistently high job evaluations, substantial pay raises, and rapid promotions *133during the intervening 12 years. 1980, however, marked the turning point in respondent’s fortunes as a civil servant. In April of that year, his supervisor, Charles Kindleberger, suspended him for 15 days for failing to comply with a secondary employment policy that required all city professionals to obtain prior approval before undertaking any outside work. Respondent, who had objected to the policy since the head of the agency, CDA Director Donald Spaid, first announced it in 1978, appealed the suspension to the city’s Civil Service Commission (CSC), arguing that the advance approval requirement was an improper invasion of his privacy and that in any event he had consistently complied with it. Although the CSC apparently did not question the validity of the policy, it found the penalty excessive, and therefore directed respondent’s supervisors to reinstate him with backpay and to issue a letter of reprimand in lieu of the suspension.
Testimony at the trial below revealed that neither Spaid nor Kindleberger was pleased with respondent’s actions, and that Spaid in particular was “very down on” respondent for his testimony before the CSC. 3 Record 1-54 to 1-55, 5 id., at 3-237. In October 1980, just before the CSC rendered its decision, Kindleberger gave respondent an overall rating of “good” for the year, but recommended a two-step decrease in his salary. Kindleberger, who had just six months earlier proposed raising respondent’s salary two grades, justified the reduction as part of a citywide pay scale reorganization. Respondent, however, viewed the recommendation as retaliation for his CSC appeal and petitioned the Department of Personnel for relief; the Department, which considers initial challenges to all performance ratings, granted partial relief, approving a one-step reduction, and the CSC affirmed this disposition on final appeal.
The following year witnessed a change in city administrations and the arrival of Frank Hamsher, who succeeded Spaid as CDA Director. Kindleberger, however, remained the supervisor responsible for respondent’s performance *134evaluation, and in October 1981 he rated respondent merely “adequate” overall. A confidential memorandum from one of respondent’s superiors to Kindleberger explained that respondent did not get along well with others, citing as an example respondent’s prior difficulties with former Director Spaid. Respondent, who had.previously never received a rating of less than “good,” again appealed to the Department of Personnel, which again ordered partial relief.
Six months later CDA underwent major budget and staff reductions and, as part of the resulting reorganization, Director Hamsher proposed transferring respondent’s duties to the Heritage and Urban Design Commission (Heritage) and consolidating his functions with those of a vacant position at Heritage. Although there was testimony indicating that Heritage Commissioner Henry Jackson thought the transfer unnecessary, both Jackson and his superior, Director of Public Safety Thomas Nash, agreed to the consolidation, and the Director of Personnel formally approved the proposal. Respondent objected to the move and appealed to the CSC, but the CSC declined to review the decision, reasoning that because Heritage classified the consolidated position at the same grade as respondent’s former job, the transfer was merely “lateral” and respondent had therefore suffered no “adverse” employment action. Thereafter, respondent filed this § 1983 suit against the city, Kindleberger, Hamsher, and Hamsher’s successor at CDA, Deborah Patterson, alleging that the transfer violated his constitutional rights.1
In the meantime, Jackson took over many of the architectural tasks CDA had ostensibly transferred to the new position and assigned respondent mainly clerical duties, an arrangement the latter found highly unsatisfactory. In November 1982, Jackson rated respondent “inadequate” overall and recommended a one-step reduction in his salary, as well *135as an overall reduction in the classification of his position. Respondent successfully appealed his performance rating to the Personnel Department, which again granted partial relief. Nonetheless, in March 1983 his position was substantially downgraded and by the summer of that year Jackson’s successor at Heritage, Robert Killen, proposed abolishing the position altogether. In December 1983, Killen carried through on his plan and, with the approval of Public Safety Director Nash, laid respondent off. Respondent amended his complaint in the District Court to reflect the layoff and simultaneously appealed the action to the CSC, but the CSC stayed its proceedings in light of the pendency of this lawsuit.
At trial, respondent sought to prove that the individual defendants had transferred him and eventually laid him off in retaliation for his use of the city’s grievance machinery, thereby violating his First Amendment and due process rights. For its part, the city contended that the individual defendants were not personally responsible for the alleged ills that had befallen respondent. Conspicuous by their absence, city counsel argued, were Donald Spaid, whose displeasure over respondent’s testimony before the CSC was allegedly the motivating force behind respondent’s first proposed grade reduction and allegedly infected later performance evaluations; Robert Killen, who initiated and ultimately authorized the elimination of respondent’s position at Heritage; and Thomas Nash, who approved the layoff. Respondent’s counsel, however, defended the choice of defendants as those “primarily responsible” for the constitutional deprivations. 6 id., at 4-56.
The District Court instructed the jury that generally a city is not liable under § 1983 for the acts of its employees, but that it may be held to answer for constitutional wrongs “committed by an official high enough in the government so that his or her actions can be said to represent a government decision.” App. 113. In a lengthy and involved instruction, the court further advised the jury that it must find in favor of *136respondent, and against the individual defendants, if it found six facts to be true, one of which was that “Hamsher and Kindleberger were personally involved in causing [respondent’s] transfer and/or layoff.” Id., at 118. The jury exonerated the three individual defendants, but awarded respondent $15,000 on each of his constitutional claims against petitioner.
The Court of Appeals for the Eighth Circuit vacated the judgment entered on respondent’s due process claim (a ruling not at issue here) but affirmed the judgment as to the First Amendment claim. 798 F. 2d 1168 (1986). With respect to this latter claim, the court reasoned that the city could be held accountable for an improperly motivated transfer and layoff if it had delegated to the responsible officials, either directly or indirectly, the authority to act on behalf of the city, and if the decisions made within the scope of this delegated authority were essentially final. Applying this test, the court noted that under the City Charter, “appointing authorities,” or department heads, such as Hamsher, could undertake transfers and layoffs subject only to the approval of the Director of Personnel, who undertook no substantive review of such decisions and simply conditioned his approval on formal compliance with city procedures. ' Moreover, because the CSC engaged in highly circumscribed and deferential review of layoffs and, at least so far as this case reveals, no review whatever of lateral transfers, the court concluded that an appointing authority’s transfer and layoff decisions were final. Id., at 1174-1175.
Having found that Hamsher was a final policymaker whose acts could subject petitioner to § 1983 liability, the court determined that the jury had ample evidence from which it could find that Hamsher transferred respondent in retaliation for the latter’s exercise of his First Amendment rights, and that the transfer in turn precipitated respondent’s layoff. This constructive discharge theory, the majority found, also reconciled the jury’s apparently inconsistent verdicts: the *137jury could have viewed Hamsher’s unlawful motivation as the proximate cause of respondent’s dismissal but, because Nash and Killen administered the final blows, it could have concluded that Hamsher, Kindleberger, and Patterson were not “personally involved” in the layoff as required by the instructions; accordingly, the jury could have reasonably exonerated the individual defendants while finding the city liable. Id., at 1176, and n. 8.2
II
In light of the jury instructions below, the central question before us is whether the city delegated to CDA Director Frank Hamsher the authority to establish final employment policy for the city respecting transfers. For if it did not, then his allegedly unlawful decision to move respondent to an unfulfilling, dead-end position is simply not an act for which the city can be held responsible under § 1983. I am constrained to conclude that Hamsher possessed no such policy-making power here, and that, on the contrary, his allegedly retaliatory act simply constituted an abuse of the discretionary authority the city had entrusted to him.
The scope of Hamsher’s authority with respect to transfers derives its significance from our determination in Monell v. New York City Dept. of Social Services, 436 U. S. 658 (1978), that a municipality is not liable under §1983 for each and every wrong committed by its employees. In rejecting the concept of vicarious municipal liability, we emphasized that *138“the touchstone of the § 1983 action against a government body is an allegation that official policy is responsible for the deprivation of rights protected by the Constitution.” Id., at 690. More recently we have explained that the touchstone of “official policy” is designed “to distinguish acts of the municipality from acts of employees of the municipality, and thereby make clear that municipal liability is limited to action for which the municipality is actually responsible.” Pembaur v. Cincinnati, 475 U. S., at 479-480 (emphasis in original).
Municipalities, of course, conduct much of the business of governing through human agents. Where those agents act in accordance with formal policies, or pursuant to informal practices “so permanent and well settled as to constitute a ‘custom or usage’ with the force of law,” Adickes v. S. H. Kress & Co., 398 U. S. 144, 167-168 (1970), we naturally ascribe their acts to the municipalities themselves and hold the latter responsible for any resulting constitutional deprivations. Monell, which involved a challenge to a citywide policy requiring all pregnant employees to take unpaid leave after their fifth- month of pregnancy, was just such a case. Nor have we ever doubted that a single decision of a city’s properly constituted legislative body is a municipal act capable of subjecting the city to liability. See, e. g., Newport v. Fact Concerts, Inc., 453 U. S. 247 (1981) (City Council canceled concert permit for content-based reasons); Owen v. City of Independence, 445 U. S. 622 (1980) (City Council passed resolution firing Police Chief without any pretermination hearing). In these cases we neither required nor, as the plurality suggests, assumed that these decisions reflected generally applicable “policies” as that term is commonly understood, because it was perfectly obvious that the actions of the municipalities’ policymaking organs, whether isolated or not, were properly charged to the municipalities themselves.*1393 And, in Pembaur we recognized that “the power to establish policy is no more the exclusive province of the legislature at the local level than at the state or national level,” 475 U. S., at 480, and that the isolated decision of an executive municipal policymaker, therefore, could likewise give rise to municipal liability under § 1983.
In concluding that Frank Hamsher was a policymaker, the Court of Appeals relied on the fact that the city had delegated to him “the authority, either directly or indirectly, to act on [its] behalf,” and that his decisions within the scope of this delegated authority were effectively final. 798 F. 2d, at 1174. In Pembaur, however, we made clear that a municipality is not liable merely because the official who inflicted the constitutional injury had the final authority to act on its behalf; rather, as four of us explained, the official in question must possess “final authority to establish municipal policy with respect to the [challenged] action.” 475 U. S., at 481. Thus, we noted, “[t]he fact that a particular official — even a policymaking official — has discretion in the exercise of particular functions does not, without more, give rise to munici*140pal liability based on an exercise of that discretion.” Id., at 481-482. By way of illustration, we explained that if, in a given county, the Board of County Commissioners established county employment policy and delegated to the County Sheriff alone the discretion to hire and fire employees, the county itself would not be liable if the Sheriff exercised this authority in an unconstitutional manner, because “the decision to act unlawfully would not be a decision of the Board.” Id., at 483, n. 12. We pointed out, however, that in that same county the Sheriff could be the final policymaker in other areas, such as law enforcement practices, and that if so, his or her decisions in such matters could give rise to municipal liability. Ibid. In short, just as in Owen and Fact Concerts we deemed it fair to hold municipalities liable for the isolated, unconstitutional acts of their legislative bodies, regardless of whether those acts were meant to establish generally applicable “policies,” so too in Pembaur four of us concluded that it is equally appropriate to hold municipalities accountable for the isolated constitutional injury inflicted by an executive final municipal policymaker, even though the decision giving rise to the injury is not intended to govern future situations. In either case, as long as the contested decision is made in an area over which the official or legislative body could establish a final policy capable of governing future municipal conduct, it is both fair and consistent with the purposes of § 1983 to treat the decision as that of the municipality itself, and to hold it liable for the resulting constitutional deprivation.
In my view, Pembaur controls this case. As an “appointing authority,” Hamsher was empowered under the City Charter to initiate lateral transfers such as the one challenged here, subject to the approval of both the Director of Personnel and the appointing authority of the transferee agency. The Charter, however, nowhere confers upon *141agency heads any authority to establish city policy, final or otherwise, with respect to such transfers. Thus, for example, Hamsher was not authorized to promulgate binding guidelines or criteria governing how or when lateral transfers were to be accomplished. Nor does the record reveal that he in fact sought to exercise any such authority in these matters. There is no indication, for example, that Hamsher ever purported to institute or announce a practice of general applicability concerning transfers. Instead, the evidence discloses but one transfer decision — the one involving respondent — which Hamsher ostensibly undertook pursuant to a citywide program of fiscal restraint and budgetary reductions. At most, then, the record demonstrates that Hamsher had the authority to determine how best to effectuate a policy announced by his superiors, rather than the power to establish that policy. Like the - hypothetical Sheriff in Pembaur’s n. 12, Hamsher had discretionary authority to transfer CDA employees laterally; that he may have used this authority to punish respondent for the exercise of his First Amendment rights does not, without more, render the city liable for respondent’s resulting constitutional injury.4 The court below did not suggest that either Killen or Nash, who together orchestrated respondent’s ultimate layoff, *142shared Hamsher’s constitutionally impermissible animus. Because the court identified only one unlawfully motivated municipal employee involved in respondent’s transfer and layoff, and because that employee did not possess final policy-making authority with respect to the contested decision,5 the city may not be held accountable for any constitutional wrong respondent may have suffered.
Ill
These determinations, it seems to me, are sufficient to dispose of this case, and I therefore think it unnecessary to decide, as the plurality does, who the actual policymakers in St. Louis are. I question more than the mere necessity of these determinations, however, for I believe that in the course of passing on issues not before us, the plurality announces legal principles that are inconsistent with our earlier cases and unduly restrict the reach of § 1983 in cases involving municipalities.
The plurality begins its assessment of St. Louis’ power structure by asserting that the identification of policymaking officials is a question of state law, by which it means that the question is neither one of federal law nor of fact, at least “not ... in the usual sense.” See ante, at 124. Instead, the plurality explains., courts are to identify municipal policymakers *143by referring exclusively to applicable state statutory law. Ibid. Not surprisingly, the plurality cites no authority for this startling proposition, nor could it, for we have never suggested that municipal liability should be determined in so formulaic and unrealistic a fashion. In any case in which the policymaking authority of a municipal tortfeasor is in doubt, state law will naturally be the appropriate starting point, but ultimately the factfinder must determine where such policymaking authority actually resides, and not simply “where the applicable law purports to put it.” Ante, at 126. As the plurality itself acknowledges, local governing bodies may take myriad forms. We in no way slight the dignity of municipalities by recognizing that in not a few of them real and apparent authority may diverge, and that in still others state statutory law will simply fail to disclose where such authority ultimately rests. Indeed, in upholding the Court of Appeals’ determination in Pembaur that the County Prosecutor was a policymaking official with respect to county law enforcement practices, a majority of this Court relied on testimony which revealed that the County Sheriff’s office routinely forwarded certain matters to the Prosecutor and followed his instructions in those areas. See 475 U. S., at 485; ibid. (White, J., concurring); id., at 491 (O’Connor, J., concurring). While the majority splintered into three separate camps on the ultimate theory of municipal liability, and the case generated five opinions in all, not a single Member of the Court suggested that reliance on such extrastatutory evidence of the county’s actual allocation of policymaking authority was in any way improper. Thus, although I agree with the plurality that juries should not be given open-ended “discretion to determine which officials are high enough in the government that their actions can be said to represent a decision of the government itself,” ante, at 126 (emphasis added), juries can and must find the predicate facts necessary to a determination whether a given official possesses final policymaking authority. While the jury instructions in this case were regrettably vague, the plurality’s solution tosses *144the baby out with the bath water. The identification of municipal policymakers is an essentially factual determination “in the usual sense,” and is therefore rightly entrusted to a properly instructed jury.
Nor does the “custom or usage” doctrine adequately compensate for the inherent inflexibility of a rule that leaves the identification of policymakers exclusively to state statutory law. That doctrine, under which municipalities and States can be held liable for unconstitutional practices so well settled and permanent that they have the force of law, see Adickes v. S. H. Kress & Co., 398 U. S., at 167, has little if any bearing on the question whether a city has delegated de facto final policymaking authority to a given official. A city practice of delegating final policymaking authority to a subordinate or mid-level official would not be unconstitutional in and of itself, and an isolated unconstitutional act by an official entrusted with such authority would obviously not amount to a municipal “custom or usage.” Under Pembaur, of course, such an isolated act should give rise to municipal liability. Yet a case such as this would fall through the gaping hole the plurality’s construction leaves in § 1983, because state statutory law would not identify the municipal actor as a policy-making official, and a single constitutional deprivation, by definition, is not a well-settled and permanent municipal practice carrying the force of law.6
For these same reasons, I cannot subscribe to the plurality’s narrow and overly rigid view of when a municipal official’s policymaking authority is “final.” Attempting to place a gloss on Pembaur’s finality requirement, the plurality suggests that whenever the decisions of an official are subject to *145some form of review — however limited — that official’s decisions are nonfinal. Under the plurality’s theory, therefore, even where an official wields policymaking authority with respect to a challenged decision, the city would not be liable for that official’s policy decision unless reviewing officials affirmatively approved both the “decision and the basis for it.” Ante, at 127. Reviewing officials, however, may as a matter of practice never invoke their plenary oversight authority, or their review powers may be highly circumscribed. See n. 4, supra. Under such circumstances, the subordinate’s decision is in effect the final municipal pronouncement on the subject. Certainly a § 1983 plaintiff is entitled to place such considerations before the jury, for the law is concerned not with the niceties of legislative draftsmanship but with the realities of municipal decisionmaking, and any assessment of a municipality’s actual power structure is necessarily a factual and practical one.7
Accordingly, I cannot endorse the plurality’s determination, based on nothing more than its own review of the City Charter, that the Mayor, the Aldermen, and the CSC are the only policymakers for the city of St. Louis. While these offi*146cials may well have policymaking authority, that hardly ends the matter; the question before us is whether the officials responsible for respondent’s allegedly unlawful transfer were final policymakers. As I have previously indicated, I do not believe that CDA Director Frank Hamsher possessed any policymaking authority with respect to lateral transfers and thus I do not believe that his allegedly improper decision to transfer respondent could, without more, give rise to municipal liability. Although the plurality reaches the same result, it does so by reasoning that because others could have reviewed the decisions of Hamsher and Killen, the latter officials simply could not have been final policymakers.
This analysis, however, turns a blind eye to reality, for it ignores not only the lower court’s determination, nowhere disputed, that CSC review was highly circumscribed and deferential, but also the fact that in this very case the CSC refused to judge the propriety of Hamsher’s transfer decision because a lateral transfer was not an “adverse” employment action falling within its jurisdiction. Nor does the plurality account for the fact that Hamsher’s predecessor, Donald Spaid, promulgated what the city readily acknowledges was a binding policy regarding secondary employment;8 although the CSC ultimately modified the sanctions respondent suffered as a result of his apparent failure to comply with that policy, the record is devoid of any suggestion that the CSC reviewed the substance or validity of the policy itself. Under the plurality’s analysis, therefore, even the hollowest promise of review is sufficient to divest all city officials save the mayor and governing legislative body of final policy-making authority. While clarity and ease of application may *147commend such a rule, we have remained steadfast in our conviction that Congress intended to hold municipalities accountable for those constitutional injuries inflicted not only by their lawmakers, but also “by those whose edicts or acts may fairly be said to represent official policy.” Monell, 436 U. S., at 694. Because the plurality’s mechanical “finality” test is fundamentally at odds with the pragmatic and factual inquiry contemplated by Monell, I cannot join what I perceive to be its unwarranted abandonment of the traditional factfinding process in § 1983 actions involving municipalities.
Finally, I think it necessary to emphasize that despite certain language in the plurality opinion suggesting otherwise, the Court today need not and therefore does not decide that a city can only be held liable under § 1983 where the plaintiff “prove[s] the existence of an unconstitutional municipal policy.” See ante, at 128. Just last Term, we left open for the second time the question whether a city can be subjected to liability for a policy that, while not unconstitutional in and of itself, may give rise to constitutional deprivations. See Springfield v. Kibbe, 480 U. S. 257 (1987); see also Oklahoma City v. Tuttle, 471 U. S. 808 (1985). That question is certainly not presented by this case, and nothing we say today forecloses its future consideration.
IV
For the reasons stated above, I concur in the judgment of the Court reversing the decision below and remanding the case so that the Court of Appeals may determine whether respondent’s layoff resulted from the actions of any improperly motivated final policymakers.
Respondent also initially named Heritage Commissioner Henry Jackson as a defendant, but later dropped him from the suit after the latter left city government and moved out of the jurisdiction.
The instruction in question directed the jury to find in favor of respondent and against the individual defendants if it found, among other things, that Hamsher and Kindleberger “were personally involved in causing [respondent’s] transfer and/or layoff.” App. 118 (emphasis added). Although Hamsher was personally involved in the transfer, the Court of Appeals found the phrase “and/or” confusing and thus decided that the jury must have understood it to mean simply “and.” 798 F. 2d, at 1172-1173, n. 3. Because I believe Hamsher was not a final policymaking official, I find it unnecessary to decide whether the court below properly construed the jury instructions or to determine whether the jury’s verdicts were in fact inconsistent.
The plurality’s suggestion that in Owen and Fact Concerts we “assumed that an unconstitutional governmental policy could be inferred from a single decision,” see ante, at 123 (emphasis added), elevates the identification of municipal policy from touchstone to talisman. Section 1983 imposes liability where a municipality “subjects [a person], or causes [a person] to be subjected ... to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws . . . .” Our decision in Monell, interpreting the statute to require a showing that such deprivations arise from municipal policy, did not employ the policy requirement as an end in itself, but rather as a means of determining which acts by municipal employees are properly attributed to the municipality. Congress, we held, did not intend to subject cities to liability simply because they employ tortfeasors. But where a municipality’s governing legislative body inflicts the constitutional injury, the municipal policy inquiry is essentially superfluous: the city is liable under the statute whether its decision reflects a considered policy judgment or nothing more than the bare desire to inflict harm.
While the Court of Appeals erred to the extent it equated the authority to act on behalf of a city with the power to establish municipal policy, in my view the lower court quite correctly concluded that the CSC’s highly circumscribed and deferential review of Hamsher’s decisions in no way rendered those decisions less than final. We of course generally accord great deference to the interpretation and application of state law by the courts of appeals, see Brockett v. Spokane Arcades, Inc., 472 U. S. 491, 500 (1985); United States v. Varig Airlines, 467 U. S. 797, 815, n. 12 (1984), and that deference is certainly applicable to the Court of Appeals’ assessment of the scope of CSC review. Moreover, the facts of this case reveal that the CSC believed it lacked the authority to review lateral transfers. Accordingly, had Hamsher actually possessed policymaking authority with respect to such decisions, I would have little difficulty concluding that such authority was final. See infra at, 145-146.
I am unable to agree with Justice Stevens that the record provides sufficient evidence of complicity on the part of other municipal policymakers such that we may sustain the jury’s verdict against petitioner on a conspiracy theory neither espoused nor addressed by the court below. Justice Stevens’ dissent relies to a large extent on respondent’s controversial public testimony about the Serra sculpture, and the unwelcome reception that testimony drew in the Mayor’s office. See post, at 149-155. Whatever else may be said about the strength of this evidence, however, the dissent’s reliance on it is flawed in one crucial respect: the jury instructions concerning respondent’s First Amendment claim refer exclusively to the exercise of his appellate rights before the CSC and make no mention whatever of his public testimony. Under these circumstances, the jury was simply not at liberty to impose liability against petitioner based on the allegedly retaliatory actions of the Mayor and his close associates; thus we may not sustain its verdict on the basis of such evidence.
Indeed, the plurality appears to acknowledge as much when it explains that the “custom or usage” doctrine will forestall “egregious attempts by local governments to insulate themselves from liability for unconstitutional policies,” and that “most deliberate municipal evasions of the Constitution will be sharply limited.” Ante, at 127 (emphases added). Congress, however, did not enact § 1983 simply to provide redress for “most” constitutional deprivations, nor did it limit the statute’s reach only to those deprivations that are truly “egregious.”
The plurality also asserts that “[w]hen an official’s discretionary decisions are constrained by policies not of that official’s making, those policies, rather than the subordinate’s departures from them, are the act of the municipality.” Ante, at 127. While I have no quarrel with such a proposition in the abstract, I cannot accept the plurality’s apparent view that a municipal charter’s precatory admonition against discrimination or any other employment practice not based on merit and fitness effectively insulates the municipality from any liability based on acts inconsistent with that policy. Again, the relevant inquiry is whether the policy in question is actually and effectively enforced through the city’s review mechanisms. Thus in this case, a policy prohibiting lateral transfers for unconstitutional or discriminatory reasons would not shield the city from liability if an official possessing final policymaking authority over such transfers acted in violation of the prohibition, because the CSC would lack jurisdiction to review the decision and thus could not enforce the city policy. Where as here, however, the official merely possesses discretionary authority over transfers, the city policy is irrelevant, because the official’s actions cannot subject the city to liability in any event.
Although the plurality is careful in its discussion of the facts to label Director Spaid’s directive a “requirement” rather than a “policy,” the city itself draws no such fine semantic distinctions. Rather, it states plainly that Spaid “promulgated a ‘secondary employment’ policy that sought to control outside employment by CDA architects,” and that “[respondent] resented the policy . . . .” Brief for Petitioner 2-3 (emphasis added).
Justice Stevens,
dissenting.
If this case involved nothing more than a personal vendetta between a municipal employee and his superiors, it would be quite wrong to impose liability on the city of St. Louis. In fact, however, the jury found that top officials in the city administration, relying on pretextual grounds, had taken a se*148ries of retaliatory actions against respondent because he had testified truthfully on two occasions, one relating to personnel policy and the other involving a public controversy of importance to the Mayor and the members of his cabinet. No matter how narrowly the Court may define the standards for imposing liability upon municipalities in § 1983 litigation, the judgment entered by the District Court in this case should be affirmed.
In order to explain why I believe that affirmance is required by this Court’s precedents,1 it is necessary to begin with a more complete statement of the disputed factual issues that the jury resolved in respondent’s favor, and then to comment on the procedural posture of the case. Finally, I shall discuss the special importance of the character of the wrongful conduct disclosed by this record.
I
The city of St. Louis hired respondent as a licensed architect in 1968. During the ensuing decade, he was repeatedly *149promoted and consistently given “superior” performance ratings. In April 1980, while serving as the Director of Urban Design in the Community Development Agency (CDA), he was recommended for a two-step salary increase by his immediate superior. See 3 Record 1-51.
Thereafter, on two occasions he gave public testimony that was critical of official city policy. In 1980 he testified before the Civil Service Commission (CSC) in support of his successful appeal from a 15-day suspension. In that testimony he explained that he had received advance oral approval of his outside employment and voiced his objections to the requirement of prior written approval.2 The record demonstrates *150that this testimony offended his immediate superiors at the CDA.3
In 1981 respondent testified before the Heritage and Urban Design Commission (HUD) in connection with a pro*151posal to acquire a controversial rusting steel sculpture by Richard Serra. In his testimony he revealed the previously undisclosed fact that an earlier city administration had rejected an offer to acquire the same sculpture, and also explained that the erection of the sculpture would , require the removal of structures on which the city had recently expended about $250,000.4 This testimony offended top offi*152cials of the city government, possibly including the Mayor, who supported the acquisition of the Serra sculpture, as well as respondent’s agency superiors.5 They made it perfectly *153clear that they believed that respondent had violated a duty of loyalty to the Mayor by expressing his personal opinion about the sculpture. Thus, defendant Hamsher testified:
*154“I’m not fond of the sculpture and wasn’t then. But the mayor was elected by the people and he made the decision. He was going to support the installation of the sculpture.
“Therefore, it was my responsibility and the responsibility of others who worked for my agency to do so *155as well and not to express personal opinions in public forums about what that sculpture was going to be and what it would look like.” 5 id., at 3-180.
Defendant Kindleberger made the same point:
“Well, I think the obligation for a senior management individual is to represent fairly the position of his boss which, in our case, happens to be the mayor. And I would — I just think that is something that is appropriate for senior management to do.” 5 id., at 3-250.
After this testimony respondent was the recipient of a series of adverse personnel actions that culminated in his transfer from an important management-level professional position to a rather menial assignment for which he was “grossly over qualified,” 3 id., at 1-80, and his eventual layoff.6 In *156preparing respondent’s service ratings after the Serra sculpture incident, his superiors followed a “highly unusual” procedure that may have violated the city’s personnel regulations.7 Moreover, management officials who were involved in implementing the decision to transfer respondent to a menial assignment made it clear that “there was no reason” for the transfer — except, it would seem, for the possible con*157nection with “the Serra sculpture incident.”8 It is equally clear that the city’s asserted basis for respondent’s ultimate layoff in 1983 — a lack of funds — was pretextual.9
Thus, evidence in the record amply supports the conclusion that respondent was first transferred and then laid off, not for fiscal and administrative reasons, but in retaliation for his public testimony before the CSC and HUD.10 It is undis*158puted that respondent’s right to testify in support of his civil service appeal and his right to testify in opposition to the city’s acquisition of the Serra sculpture were protected by the First Amendment to the Federal Constitution. Given the jury’s verdict, the case is therefore one in which a municipal employee’s federal constitutional rights were violated by officials of the city government. There is, however, a dispute over the identity of the persons who were responsible for that violation. At trial, respondent relied on alternative theories: Either his immediate superiors at CDA (who were named as individual defendants) should be held accountable, or, if the decisions were made at a higher level of government, the city should be held responsible.
The record contains a good deal of evidence of participation in the constitutional tort by respondent’s superiors at CDA, by those directly under the Mayor, and perhaps by the Mayor himself.11 Moreover, in closing argument, defense counsel *159attempted to exonerate the three individual defendants by referring to the actions of higher officials who were not named as defendants.12
*160Thus, we have a case in which, after a full trial, a jury reasonably concluded that top officials in a city’s administration, possibly including the Mayor, acting under color of *161law, took retaliatory action against a gifted but freethinking municipal employee for exercising rights protected by the First Amendment to the Federal Constitution. The legal *162question is whether the city itself is liable for such conduct under § 1983.13
II
In the trial court there was little, if any, dispute over the governing rules of law. In advance of trial, the city filed a *163motion for summary judgment that the District Court ultimately denied because the record contained an affidavit stating that respondent “was transferred due to ‘connivance’ of the mayor, the mayor’s chief of staff, and the city’s personnel director.” 1 Record 130. No one appears to have questioned the proposition that if such facts could be proved at trial, the city could be held liable.14
*164After respondent’s evidence had been presented at trial, the city made a motion for a directed verdict, again advancing the argument that there was insufficient evidence in- the record to support a judgment against the city. The argument on that motion does not indicate that the parties had any dispute about the applicable rules of law. For counsel for the city argued:
“I understand that you can be liable — a municipality can be held liable if its high ranking officials are allowed to violate someone’s constitutional rights. I fail to see how you can find any evidence that the City of St. Louis did that.” 5 id., at 3-28.
The jury obviously disagreed with this assessment of the evidence. Moreover, the judge denied that motion, initially and at the close of all evidence, as well as the city’s motion for a judgment notwithstanding the verdict.
Finally, the ultimate instruction to the jury on the issue of municipal liability was in fact proposed by the city’s attorney, as the plurality acknowledges, ante, at 119; see Brief for Respondent 48; Reply Brief for Petitioner 6:
“As a general principle, a municipality is not liable under 42 U. S. C. § 1983 for the actions of its employees. However, a municipality may be held liable under 42 U. S. C. § 1983 if the allegedly unconstitutional act was *165committed by an official high enough in the government so that his or her actions can be said to represent a government decision.” Instruction No. 15, App. 113.15
In my opinion it is far too late for the city to contend that the jury instructions on municipal liability were insufficient or erroneous.16 In Oklahoma City v. Tuttle, 471 U. S. 808 (1985), we permitted an objection to an instruction by defendant for the first time on appeal only because plaintiff failed to raise the contemporaneous-objection argument until its brief on the merits in this Court. We stated that such arguments “should be brought to our attention no later than in respondent’s brief in opposition to the petition for certiorari.” Id., at 816 (emphasis in original). In this case, respondent properly pointed out in his response to the petition for a writ of *166certiorari that petitioner had failed to object to the relevant jury instruction. Brief in Opposition 10-11.17
Apparently acknowledging that this case cannot be decided on the basis of any possible error in any of the jury instructions, the plurality views petitioner’s motions for summary judgment and a directed verdict as raising and preserving a legal question concerning the standard for determining municipal liability. Ante, at 120. But these motions did not raise any legal issue that was disputed. It is most unfair to permit a defeated litigant in a civil case tried to a verdict before a jury to advance legal arguments that were not made in the District Court, especially when that litigant agrees, both in its motions and proposed instructions, with its opponent’s view of the law.18 Although, as the plurality points out, the *167question presented in the certiorari petition “was manifestly framed in light of the holding of the Court of Appeals,” ante, at 119, the legal issue of municipal liability had never been raised in the District Court.
Given the procedural history, it is not only unfair to respondent, but also poor judicial practice, to use this case as a bulldozer to reshape “a legal landscape whose contours are ‘in a state of evolving definition and uncertainty.’ ” Ante, at 120 (plurality opinion) (citation omitted). It would be far wiser in the long run simply to resolve the issues that have been properly framed by the litigants and preserved for review. Nevertheless, in view of the fact that the Court has “set out again to clarify the issue that we last addressed in Pembaur,” ante, at 124 (plurality opinion), it is appropriate to explain my view of how our precedents in this area apply to this case.
Ill
In Monell v. New York City Dept. of Social Services, 436 U. S. 658 (1978), we held that municipal corporations are “persons” within the meaning of 42 U. S. C. § 1983. Since a corporation is incapable of doing anything except through the agency of human beings, that holding necessarily gave rise to the question of what human activity undertaken by agents of the corporation may create municipal liability in § 1983 litigation.19
The first case dealing with this question was, of course, Monell, in which female employees of the Department of So*168cial Services and the Board of Education of New York City challenged the constitutionality of a citywide policy concerning pregnancy leave. Once it was decided that the city was a “person,” it obviously followed that the city had to assume responsibility for that policy. Even if some departments had followed a lawful policy, I have no doubt that the city would nevertheless have been responsible for the decisions made by either of the two major departments that were directly involved in the litigation.
In Owen v. City of Independence, 445 U. S. 622 (1980), the Court held that municipalities are not entitled to qualified immunity based on the good faith of their officials. As a premise to this decision, we agreed with the Court of Appeals that the city “was responsible for the deprivation of petitioner’s constitutional rights.” Id., at 633; see also id., at 655, n. 39. Petitioner had been fired as City Chief of Police without a notice of reasons and without a hearing, after the City Council and the City Manager had publicly reprimanded him for his administration of the Police Department property room. This isolated personnel action was clearly not taken pursuant to a rule of general applicability; nonetheless, we had no problem with the .Court of Appeals’ conclusion that the action of the City Council and City Manager was binding on the city.20
*169In the next municipal liability case, the Court held that an isolated unconstitutional seizure by a sole police officer did not bind the municipality. Oklahoma City v. Tuttle, 471 U. S. 808 (1985).21 Thus, that holding rejected the common-law doctrine of respondeat superior as the standard for measuring municipal liability under § 1983. It did not, of course, reject the possibility that liability might be predicated on the conduct of management level personnel with policymaking authority.
Finally, in Pembaur v. Cincinnati, 475 U. S., at 471, we definitively held that a “decision by municipal policymakers on a single occasion” was sufficient to support an award of damages against the municipality. In Pembaur, a County Prosecutor had advised County Sheriffs at the doorstep of a recalcitrant doctor to “go in and get [the witnesses]” to alleged charges of fraud by the doctor. Id., at 473. Because the Sheriffs possessed only arrest warrants for the witnesses and not a search warrant for the doctor’s office as well, the *170advice was unconstitutional, see Steagald v. United States, 451 U. S. 204 (1981), and the question was whether the County Prosecutor’s isolated act could subject the county to damages under § 1983 in a suit by the doctor. In the part of his opinion that commanded a majority of the Court, Justice Brennan wrote:
“[A] government frequently chooses a course of action tailored to a particular situation and not intended to control decisions in later situations. If the decision to adopt that particular course of action is properly made by that government’s authorized decisionmakers, it surely represents an act of official government ‘policy’ as that term is commonly understood. More importantly, where action is directed by those who establish governmental policy, the municipality is equally responsible whether that action is to be taken only once or to be taken repeatedly.” Pembaur v. Cincinnati, 475 U. S., at 481 (footnote omitted).
Since the County Prosecutor was authorized to establish law enforcement policy, his decision in that area could be attributed to the county for purposes of § 1983 liability. As Justice Powell correctly pointed out in his dissent, “the Court . . . focus[ed] almost exclusively on the status of the decision-maker.” Id., at 498.
Thus, the Court has permitted a municipality to be held liable for the unconstitutional actions of its agents when those agents enforced a rule of general applicability (Monell); were of sufficiently high stature and acted through a formal process (Owen); or were authorized to establish policy in the particular area of city government in which the tort was committed (Pembaur). Under these precedents, the city of St. Louis should be held liable in this case.
Both Pembaur and the plurality and concurring opinions today acknowledge that a high official who has ultimate control over a certain area of city government can bind the city *171through his unconstitutional actions even though those actions are not in the form of formal rules or regulations. See Pembaur v. Cincinnati, supra, at 479-481; ante, at 123 (plurality), at 139-140 (concurrence). Although the Court has explained its holdings by reference to the nonstatutory term “policy,” it plainly has not embraced the standard understanding of that word as covering a rule of general applicability. Instead it has used that term to include isolated acts not intended to be binding over a class of situations. But when one remembers that the real question in cases such as this is not “what constitutes city policy?” but rather “when should a city be liable for the acts of its agents?”, the inclusion of single acts by high officials makes sense, for those acts bind a municipality in a way that the misdeeds of low officials do not.
Every act of a high official constitutes a kind of “statement” about how similar decisions will be carried out; the assumption is that the same decision would have been made, and would again be made, across a class of cases. Lower officials do not control others in the same way. Since their actions do not dictate the responses of various subordinates, those actions lack the potential of controlling governmental decisionmaking; they are not perceived as the actions of the city itself. If a county police officer had broken down Dr. Pembaur’s door on the officer’s own initiative, this would have been seen as the action of an overanxious officer, and would not have sent a message to other officers that similar actions would be countenanced. One reason for this is that the County Prosecutor himself could step forward and say “that was wrong”; when the County Prosecutor authorized the action himself, only a self-correction would accomplish the same task, and until such time his action would have countywide ramifications. Here, the Mayor, those working for him, and the agency heads are high-ranking officials; accordingly, we must assume that their actions have citywide ramifications, both through their similar response to a like *172class of situations, and through the response of subordinates who follow their lead.22
Just as the actions of high-ranking and low-ranking municipal employees differ in nature, so do constitutional torts differ. An illegal search (Pembaur) or seizure (Tuttle) is quite different from a firing without due process (Owen); the retaliatory personnel action involved in today’s case is in still another category. One thing that the torts in Pembaur, Tuttle, and Owen had in common is that they occurred “in the open”; in each of those cases, the ultimate judgment of unconstitutionality was based on whether undisputed events (the breaking-in in Pembaur, the shooting in Tuttle, the firing in Owen) comported with accepted constitutional norms. But *173the typical retaliatory personnel action claim pits one story against another; although everyone admits that the transfer and discharge of respondent occurred, there is sharp, and ultimately central, dispute over the reasons — the motivation— behind the actions. The very nature of the tort is to avoid a formal process. Owen’s relevance should thus be clear. For if the Court is willing to recognize the existence of municipal policy in a nonrule case as long as high enough officials engaged in a formal enough process, it should not deny the existence of such a policy merely because those same officials act “underground,” as it were. It would be a truly remarkable doctrine for this Court to recognize municipal liability in an employee discharge case when high officials are foolish enough to act through a “formal process,” but not when similarly high officials attempt to avoid liability by acting on the pretext of budgetary concerns, which is what this jury found based on the evidence presented at trial.
Thus, holding St. Louis liable in this case is supported by both Pembaur and Owen. We hold a municipality liable for the decisions of its high officials in large part because those decisions, by definition, would be applied across a class of cases. Just as we assume in Pembaur that the County Prosecutor (or his subordinates) would issue the same breakdown-the-door order in similar cases, and just as we assume in Owen that the City Council (or those following its lead) would fire an employee without notice of reasons or opportunity to be heard in similar cases, so too must we assume that whistleblowers like respondent would be dealt with in similar retaliatory fashion if they offend the Mayor, his staff, and relevant agency heads, or if they offend those lower ranking officials who follow the example of their superiors. Furthermore, just as we hold a municipality liable for discharging an employee without due process when its city council acts formally — for a due process violation is precisely the type of constitutional tort that a city council might commit when it acts formally — so too must we hold a municipality liable for discharging an employee in retaliation against his public speech *174when similarly high officials act informally — for a First Amendment retaliation tort is precisely the type of constitutional tort that high officials might commit when they act in concert and informally.
Whatever difficulties the Court may have with binding municipalities on the basis of the unconstitutional conduct of individuals, it should have no such difficulties binding a city when many of its high officials — including officials directly under the Mayor, agency heads, and possibly the Mayor himself — cooperate to retaliate against a whistleblower for the exercise of his First Amendment rights.23
I would affirm the judgment of the Court of Appeals.
This would, of course, be an easy case if the Court disavowed its dicta in Part II of the opinion in Monell v. New York City Dept. of Social Services, 436 U. S. 658, 691-695 (1978). See id., at 714 (Stevens, J., concurring in part). Like many commentators who have confronted the question, I remain convinced that Congress intended the doctrine of respondeat superior to apply in § 1983 litigation. See Oklahoma City v. Tuttle, 471 U. S. 808, 834-844 (1985) (Stevens, J., dissenting); Pembaur v. Cincinnati, 475 U. S. 469, 489, n. 4 (1986) (Stevens, J., concurring in part and concurring in judgment); see also Whitman, Government Responsibility for Constitutional Torts, 85 Mich. L. Rev. 225, 236, n. 43 (1986). Given the Court’s reiteration of the contrary ipse dixit in Monell and subsequent opinions, however, see Oklahoma City v. Tuttle, supra, at 818; Pembaur v. Cincinnati, supra, at 477-480, I shall join the Court’s attempt to draw an intelligible boundary between municipal agents’ actions that bind and those that do not. Since it represents a departure from Congress’ initial intention that respondeat superior principles apply in this context, this endeavor necessarily involves the Court in some consideration of “new theory,” see ante, at 125, n. 2 (plurality). Even so, we should be guided by the congressional purposes that motivated the enactment of § 1983 rather than by a nonstatutory judge-made presumption that gives “extremely wide latitude” to a profusion of “local preferences.” Ante, at 124.
“Q. [Mr,. Oldham, respondent’s attorney] Mr. Praprotnik, during this period of time, was there a salary limit on salaries imposed by the City Charter?
“A. [Mr. Praprotnik] Yes. It was established at $25,000 annually.
“Q. All right. And were employees in CDA permitted to have secondary employment—
“A. Yés, they were.
“Q. And were you required to fill out any particular type of form or document?
“A. Yes. We had to fill out an employee secondary employment questionnaire on an annual basis at the time of our review of our service rating.
“Q. Now, did you fill out a secondary employment form?
“A. Yes, I did, for each year.
“Q. Now. Were you then at any time suspended for a matter involving the secondary employment?
“A. Yes. I was suspended in April, April 29th, 1980, for failure to provide information to my immediate supervisors.
“Q. And did you provide that information to your immediate supervisors?
“A. Yes, I did.
“Q. Did you fill out a form which gave, in detail, the places where you had worked?
“A. Yes. As had always been required in the past, I had filled out the questionnaire and submitted it each year explaining that I had practiced architecture.
*150“Q. Now, after you were suspended, did you take any action to protest that suspension or petition anybody for correction of the action taken against you?
“A. Yes. I had appealed that to the Civil Service Commission.
“Q. And after the hearing, was there a decision by the Commission?
“A. Yes. The Commission had ruled in favor of myself.
“Q. Could you tell me what your length of suspension was?
“A. It was for fifteen days.
“Q. And were you reinstated with back pay?
“A. Yes, I was.” 3 Record 1-45 — 1-47.
“A. [Mr. Praprotnik to Ms. Ronzio, petitioner’s attorney] I had been singled out to provide this information. No one else, as was — in the Civil Service Commission, no one else was asked to do this, to provide the listing of clients. And this was — and I had indicated the reason for that, because of the standards of ethical practice.” 4 id,., at 2-35.
“Q. [Mr. Oldham] And in this rating, what recommendation is made for you?
“A. [Mr. Praprotnik] This recommendation is — this is October 30th, 1980. This is a recommendation for a two-step decrease in salary.
“Q. Did you ever discuss with Mr. Kindleberger [Director of Planning, CDA] the reason why you were given two ratings on almost the same day, one for no change and one for a two-step decrease?
“A. Yes. I could not understand, you know, with the same evaluation performance being similar, that — at one point the recommendation of a two-step increase — and this occurring shortly thereafter with a two-step decrease.
“Q. All right. What did Mr. Kindleberger say to you about that?
“A. At the time, it was that, ‘The director, Mr. Spaid [Director, CDA, until April, 1981], is very down on you.’ That was his exact words.
“Q. Did he tell you why he was down on you?
“A. He stated that I had lied before the Commission, the Civil Service Commission.” 3 id., at 1-54 — 1-55.
“A. [Mr. Kindleberger to Ms. Ronzio] I guess I was somewhat irritated at the whole process at this point. And I thought that Mr. Praprotnik had gotten an adequate rating and that he was being dealt with fairly and that he was not being as cooperative as he might. I also thought, and still believe, that the process for appealing a rating was one that involved *151the Department of Personnel looking at the rating and participating in some kind of conciliatory procedures of the kind that were described earlier by Mr. Duffe [City Director of Personnel], whereby an attempt was made to get the individual that was unsatisfied and the supervisor together and get them talking to each other. And that after that, if there was still dissatisfaction, there was a process of going through the Civil Service Commission. And I thought it was inappropriate for Jim Praprotnik and his lawyer to get involved before it got over to the Department of Personnel and I told that to Mr. Brewster [Deputy Director, CD A].” 5 id., at 3-230-3-231.
“Q. [Mr. Oldham] Did Mr. Spaid say something to the effect that he was down on Praprotnik?
“A. [Mr. Kindleberger] That sounds right.
“Q. And that he felt he had not been honest, had not testified honestly at the Civil Service Commission, or words to that effect?
“A. I don’t know if Mr. Spaid said it, but I know I felt it at the time.” 5 id., at 3-237.
See also 3 id., at 1-57, 1-58, 1-60, 1-66, 4 id., at 2-94, 2-141.
“Q. [Mr. Oldham] I want to direct your attention to a period which involved a discussion of the Serra sculpture. Does that refresh your memory or do you have a recollection of that incident?
“A. [Mr. Praprotnik] Yes, I do.
“Q. What — could you tell me approximately when this incident occurred?
“A. This was immediately prior to the erection of the rusting steel sculpture which we have right out here on Market Street, the erection of that. And it was a meeting of the Heritage and Urban Design Commission of which I served as liaison from the Community Development Agency.
“Q. Were you requested to testify before the Commission?
“A. Yes, I was requested by the chairperson of that Commission.
“Q. And were you required to make some comment on the Serra sculpture and its appropriateness at that spot?
*152“A. That’s correct. I was. And whether it conformed to the overall plan for the Gateway Mall, the center open space all the way down to the courthouse.” 4 id., at 2-3 — 2-4.
“Q. [Mr. Oldham] Do you know anything about the time that Mr. Praprotnik appeared before the Commission in regard to testimony involving the Serra sculpture?
“A. [Ms. Buckley, Chairperson, HUD] Yes, I do because I asked him to attend that meeting of the Commission.
“Mr. Praprotnik appeared and this was the first time I had seen him in this capacity. This was at this committee meeting of the Commission. He stated that the City had been presented the Serra sculpture once before. The people who were presenting it said this was the first time it was being presented to the City.
“Q. Could you describe who was present in the hearing room and the amount of interest there was in regard to the Serra sculpture?
“A. There was a great deal of interest. The hearing room was always filled because there were so many applicants of people [sic] who had projects they wanted to bring. But whenever something came in—
“Q. Was the mayor’s office in there, too?
“A. I don’t know all the people in the mayor’s office but, yes, I knew from the whispering around me and from some of the faces that were familiar that, yes, these were the mayor’s people, or at least the City people who came in to watch.” 4 id., at 2-88 — 2-90.
“Q. [Mr. Oldham] All right. Now, after you testified before the Commission, did you have any conversation with Mr. Hamsher [Director, CDA, when respondent was transferred; elevated to Deputy Director of Development, Mayor’s Office, in June, 1982, and present at that position when respondent was laid off]?
“A. [Mr. Praprotnik] Yes. I was called into the office immediately after that meeting the following morning. And together with Mr. Hamsher and also Mr. Kindleberger, was told that certain information that I had stated at that Commission meeting that I should have ‘muffed it.’
“Q. You shouldn’t have—
“A. Meaning that I should have concealed it, you know, from their— from exposure to the Commission.
*153“Q. What information was Mr. Hamsher talking about?
“A. This was regarding the City’s original expenditure of funds for that block amounting to an open space grant of approximately $250,000 to develop the block originally, and the City was going to remove all of that for erection of this rusting steel sculpture.
“Q. Did that discussion result — was that discussion one of the factors that was used in your service rating?
“A. Yes, it was.” 4 id., at 2-4 — 2-6.
“Q. [Mr. Oldham] You did rate him on the Serra sculpture?
“A. [Mr. Karetski, Deputy City Planning Director, CDA] That was a factor, yes.” 5 id., at 3-45.
“Q. [Ms. Ronzio] [L]et me make a break at this point and ask you about something that happened while Mr. Praprotnik was at the Community Development Agency. There’s been some discussion of the Serra sculpture incident?
“A. [Mr. Hamsher] Yes.
“Q. Did you have occasion to reprimand Mr.' Praprotnik for something he said concerning the Serra sculpture, the rusting steel sculpture as someone described it, downtown here?
“A. I don’t know that reprimand is the right term. I did have a discussion about something that occurred on that sculpture, yes.
“Q. Did you indicate you were displeased with what he had done?
“A. Yes, I did.
“Q. Will you tell us what it was you had the discussion with him about and what you were upset about?
“A. Yes. I read in the newspaper one morning that Mr. Praprotnik was quoted, something about his personal opinion about the merit or lack of merit of the sculpture. And I was concerned about that because a decision had been made by the City administration that we all worked for, that we wanted to recommend — that the City administration wanted to recommend the installation of the Serra sculpture.
“I happened to disagree with the decision myself. I’m not fond of the sculpture and wasn’t then. But the mayor was elected by the people and he made the decision. He was going to support the installation of the sculpture.
“Therefore, it was my responsibility and the responsibility of others who worked for my agency to do so as well and not to express personal opinions *154in public forums about what that sculpture was going to be and what it would look like.
“Q. Did you take any disciplinary actions such as suspension or reduction in pay?
“A. No, I did not. I believe I sent Mr. Praprotnik a note about it to make him understand that I thought this was important, but that’s all my recollection was and I had a discussion with him. But I didn’t take any personnel action about it. Frankly, I didn’t give any further thought to it.” 5 id., at 3-179-3-181.
“Q. [Mr. Oldham] Did you know that Mr. Praprotnik had been requested to appear before the Heritage and Urban Design Committee?
“A. [Mr. Kindleberger] I think I did.
“Q. Is it an obligation of a City employee who is requested to testify before one of these commissions to enter [sic] honestly and truthfully?
“A. Well, I think the obligation for a senior management individual is to represent fairly the position of his boss which, in our case, happens to be the mayor. And I would — I just think that is something that is appropriate for senior management to do.
“Q. Now, when he was asked whether or not this had been presented to the City before and he said that it had—
“A. Well, obviously, any questions of fact, one should be truthful.
“Q. And if he’s asked his professional opinion, what should he do?
“A. Well, if someone is asked their own personal, professional opinion, they should render it. But one has to be awfully careful that you don’t somehow imply that is the staff’s opinion or that is the agency’s opinion. And I think it’s a question of judgment, but that is one of the things that senior managers need to have is judgment.
“Q. The mayor was quite upset; wasn’t he?
“A. I don’t know that for a fact. He never spoke to me about it.
“Q. Isn’t it true the Pulitzer family was very interested in this? .
“A. The Serra sculpture?
“Q. Yes.
“A. Emily Pulitzer is a person who has long wanted that sculpture.
“Q. She is connected with the Post-Dispatch?
“A. I believe she is married to the publisher.” 5 id., at 3-249 — 3-251.
“Q. [Mr. Oldham] I’d like to direct your attention to March of 1982. Was that the period of time that there was a transfer?
“A. [Mr. Praprotnik] Yes. [0]n March 23rd, I was called to the director’s office, Mr. Prank Hamsher, and was told that I would be transferred to the Heritage and Urban Design Commission. And this was two weeks prior to the pending layoff recommendations at the agency.”
“Q. Did [Mr. Jackson, Commissioner, HUD] make any statement to you as to whether he had sought your services?
“A. Yes. He stated that he didn’t want me in the first place, that he had requested a historic preservation planner for that position, which was several grades below my management position level.”
“Q. Now, just prior to [the then unknown attempt to fire respondent, one year prior to his actual dismissal], did you receive a rating?
“A. Yes, I did, in October [1982],
“Q. Let me hand you that rating, which is Plaintiff’s Exhibit 92, and ask you to look at the second page thereof. In that rating, does it make any statement about your qualifications or your overqualifications for the position?
“A. Yes. It states in the paragraph related to ‘Have the duties in the employee’s position changed significantly during this rating period,’ it states — Mr. Jackson places in this space: ‘Mr. Praprotnik’s former position was as a supervisor at CDA . . . which included administration of his unit *156and supervision of staff. In his new capacity here, there is no supervision of any professional staff and, in fact, the original vacancy was for an historic preservation planner I or II and which is intended to function as a junior staff position to existing staff and for which Mr. Praprotnik is grossly overqualified.’” 3 id., at 1-66 — 1-67, 1-71, 1-79 — 1-80.
“Q. [Mr. Oldham] Would you describe [Mr. Praprotnik’s tasks at HUD] as menial?
“A. [Ms. Buckley] I would.” 4 id, at 2-88.
“Q. [Mr. Oldham] Is he entitled to know the basis on which the service rating is given?
“A. [Mr. Brewster] That is standard operating procedure, I think, in any management procedure. Certainly, at CDA it was.
“Q. So this [Mr. Kindleberger’s telling Mr. Brewster not to discuss the rating with Mr. Praprotnik] was unusual?
“A. I would say highly unusual.
“Q. After you made a study of the evaluation, what determinations did you make as to whether or not it had been properly and fairly done?
“A. As I recall, I found several discrepancies for which I did write a memo of finding on — I don’t have it.
“Q. Can you recall, Mr. Brewster? We have enough exhibits. If you can recall from your own memory?
“A. Well, the substance of it, as I recall, would be that the so-called standards that they were rating Mr. Praprotnik on were standards that could not even be measured, either quantifiably or qualifiably. So, therefore, there were not, in any actuality, they did not have any merit to them.
“And, as I recall, the two, Karetski, who was rater number one, and Kindleberger, who was rater number two, actually collaborated in the rating prior to the rating being done, which, in my estimation, was completely in violation of the City rules and regulations which specifically state that rater number one is not supposed to be influenced in his rating by any person.” 4 id., at 2-106-2-107, 2-109.
“Q. [Mr. Oldham] Did you ever discuss Mr. Praprotnik with Mr. Jackson as to whether they needed his services in the facility?
“A. [Ms. Buckley] I’ll have to go back a minute to the Serra sculpture incident. After that meeting, the major meeting where the Serra sculpture was approved by the Commission, unfortunately, it must have been two or three weeks or a month or so later that Mr. Jackson called me and said that Mr. Praprotnik was going to come over to the Heritage office.
“He expressed, I guess I would say, disappointment and displeasure at this, saying there was no need.
“On a separate occasion shortly after that, Mr. Killen also called me and said Mr. Praprotnik was coming and there was no reason for him to come.” 4 id,., at 2-90.
“Q. [Mr. Oldham] What’s the total [HUD] budget for [1982] then?
“A. [Mr. Praprotnik] The total budget for the year was $144,339.
“Q. And what is the total budget for [1984]?
“A. The total budget is a hundred and fifty thousand.
“Q. So there’s an increase of approximately $6,000?
“A. Yes.
“Q. Now, what was the reason given for your layoff?
“A. Insufficient funds.
“Q. Is that the only reason that they gave in your notice?
“A. Yes.” 3 id., at 1-83, 1-85.
As respondent’s counsel put it in responding to petitioner’s motion for a directed verdict at the close of plaintiff’s evidence:
“Plaintiff written reprimand contrary to thrust of the decision of the Civil Service Commission. That’s in evidence. That’s true. Required plaintiff to make secondary employment reports that weren’t required of others. There’s evidence to that effect. Reduced his staff from nine to three. There’s evidence of that allegation. Given plaintiff a low service rating on October 1st. There’s evidence of that. Transferring him to a nonmanagement, nonsupervisory junior staff position. There’s evidence *158to that. Failure to establish goals against which he could be measured. All of these things. Finally, we say laying plaintiff off from a position on December 30th for the pretextual reason of lack of funds and a furtherance of the conspiracy to remove plaintiff from the Civil Service Commission. There’s evidence of that, that he was laid off, that the reason was pretextual.” 5 id, at 3-26 — 3-27.
“Q. [Mr. Oldham] [T]here had to be a change in [HUD’s] budget in order for you to be brought on board; is that correct?
“A. [Mr. Praprotnik] Yes.
“Q. Now, in order to get a change of budget, who had to be involved in that?
“A. That would involve the Board of Estimate and Apportionment, including the Mayor, the president of the Board of Aldermen, and the budget director — I’m sorry, the comptroller.
“Q. The comptroller. Those three people?
“A. Yes.
“Q. They’re all high officials of the City.
“A. That’s correct.” 3 id., at 1-74 — 1-75.
“Q. [Ms. Ronzio] [A]fter you got transferred to Heritage and Urban Design in April or May of ’82, are you claiming that Frank Hamsher did anything to injure or damage you thereafter once you were transferred out from under his supervision?
*159“A. [Mr. Praprotnik] Yes, I am.
“Q. All right. What would that be?
“A. That would be the control through the mayor’s office of the budget situation within the Community Development Agency and the recommendations of the staffing and the funding coming to the Heritage and Urban Design Commission.
“Q. All right. Do you know what Mr. Hamsher’s position was after you were transferred to Heritage? Did he remain director of CDA?
“A. He was director of CDA, yes, for a period of time after that.
“Q. For how long? Do you know?
“A. He had implemented the layoff [of various CDA personnel at the time respondent was'transferred to HUD],
“Q. For how long? He implemented the layoff; that would have been in May. How long thereafter did he continue as director?
“A. I don’t know when he was switched to the mayor’s office.
“Q. Then he went to the mayor’s office as an assistant; right?
“A. That’s correct.
“Q. As an executive aide.
“You are claiming that from the mayor’s office he controlled Heritage Department’s budget?
“A. Yes.
“Q. And how did that affect you?
“A. It affected me by I was laid off for lack of funds to that agency.
“Q. So how did Mr. Hamsher do that?
“A. By control through the Community Development Agency and recommendations that could be made to its, you know, director at this time.
“Q. He was not director of Community Development Agency. Are you still maintaining that he controlled their budget?
“A. I’m saying that he influenced their budget. The mayor’s office played a very strong control within the influence of various City departments.
“Q. [W]hat are you claiming, if anything, that Mr. Kindleberger did to damage you after you were out from under his supervision?
“A. He had influenced the direction of the demise of duties, all the way • up to that time, with the planner options that he had made available to Mr. Hamsher.
“Q. I’m asking after you transferred.
*160“A. After the transfer? Yes, he could still play a strong role because he was retained within the mayor’s group and made recommendations to the Board of E&A that could have influenced the funding of our agency, the Heritage and Urban Design Commission.
“Q. You’re using the word ‘could.’ Do you know for a fact that he did any of these things?
“A. Well, the budget had to go through the Community Development Agency, the approval. I’m saying he could have had that influence.
“Q. All right. So you don’t know for a fact that he did do anything?
“A. I would say it was very likely that he would have had that influence.”
“Q. [H]ow about Deborah Patterson [Director, CDA], who is also a defendant? Now, she never supervised you at all; is that correct? You were never under her supervision?
“A. She did not, that’s correct.
“Q. She became director of CDA after you had already left the agency?
“A. That is correct.
“Q. What, if anything, are you claiming that she did to damage you, to injure you?
“A. There were meetings between my immediate supervisors at Heritage and Urban Design Commission and Deborah Patterson and CDA officials. So that influenced the budget going through and having to be approved by the Community Development Agency and also going through the mayor’s office and the Board of E&A.” 4 id., at 2-75 — 2-77, 2-81— 2-82.
“Q. [Ms. Ronzio] [W]hy do you think [Mr. Praprotnik] wasn’t being treated fairly?
“A. [Mr. Zelsman, architect colleague of respondent at CDA] In my opinion, it was someone above him who did not want him in that position.” 4 id., at 2-97-2-98.
[From deposition; read at trial] “Q. [Mr. Oldham] Were there meetings in the mayor’s office which involved you and his advisors and the mayor concerning the function and purpose of CDA?
“A. [Mr. Hamsher] I have had countless such meetings.
“Q. [Mr. Praprotnik] hadn’t requested the transfer?
“A. No.
“Q. Had Mr. Jackson requested the transfer?
*161“A. No.
“Q. It was done on your initiative then?
“A. It was done upon approval by the mayor of the transfer. It was done by me, Mr. Jackson, and Mr. Nash [City Director of the Department of Public Safety], all of whom assigned the appropriate paperwork to transfer Mr. Praprotnik.
“Q. Did Mr. Nash request the transfer?
“A. No, but he approved it.
“Q. So nobody from Heritage and Urban Design requested the transfer?
“A. That’s correct.
“Q. And it was a decision that was made in the mayor’s office and carried out by you; is that correct?
“A. It was a recommendation I made to the mayor, and the mayor concurred with it, and Mr. Nash and Mr. Jackson and myself carried it out.” 4 id., at 2-174, 2-177-2-178.
[From deposition; read at trial] “Q. [Mr. Oldham] Who would have the authority to take functions out of one appointing authority and move them over to another appointing authority? Who would have that authority?
“A. [Mr. Duffe] Well, it depends on the situation. The Board of Estimate and Apportionment in some cases; in other cases it would be the mayor to the best of my knowledge.” 4 id., at 2-180.
[From deposition; read at trial] “Q. [Mr. Oldham] Anybody else other than Mr. Hamsher, and yourself, and the mayor, who had the final decisions on these matters [transfer of functions between agencies]?
“A. [Mr. Edwards, City Executive Director of Development] Well, particularly I guess, the mayor had the final decision. As I recall the recommendations of Mr. Hamsher were adopted, you know, pretty generally. I don’t remember any major divergence from his recommendation.” 4 id., at 2-185-2-186.
“Q. [Ms. Ronzio] What do you do, Mr. Hamsher? What is your occupation?
“A. [Mr. Hamsher] I am the counsel for development in the mayor’s office, City of Saint Louis.
[Discussion of CDA’s 1982 layoffs] “Q. Did you voice your concerns to the mayor?
“A. Oh, yes.
“Q. What was his reaction to your concerns?
*162“A. He listened. He and I discussed it back and forth. And he was elected by the people so he made the decision.
“Q. He said ‘Go ahead and lay off’?
“A. Yes.” 5 id., at 3-134, 3-167.
“Q. [Mr. Oldham] [Y]ou indicated that you work for the mayor; is that correct?
“A. [Mr. Hamsher] Yes.
“Q. And doesn’t the mayor keep a pretty tight rein on operations within the City?
“A. Sure.
“Q. Isn’t it fair to say, Mr. Hamsher, that you initiated the [transfer], that you had sort of recommended it through the mayor’s office, sort of pushed to get it done?
“A. I wouldn’t say I pushed to get it done. I recommended it to the mayor. The mayor made a decision. And when the mayor makes a decision, all of us who work for him try to carry it out.” 5 id., at 3-184— 3-185, 3-200.
“Now, another thing I would seriously like you to consider is, who is not a defendant in this matter. Who is not a defendant? Donald Spaid is not a defendant. Donald Spaid is the guy who laid that first suspension on or who was the one — not laid the suspension on, but set up that secondary employment policy. He is the man who allegedly, according to Mr. Praprotnik, got so angry that he would go to any lengths to retaliate, directed his subordinates to retaliate.
“Don Spaid is not a defendant in this case. Okay?
“Who laid Jim Praprotnik off? Who really laid him off? Who signed off on the form? Rob Killen signed the form. At the time Mr. Praprotnik was at Heritage and Urban Design and got laid off, Rob Killen was his appointing authority. It was his decision. He’s the one who prepared that budget that went to Deborah Patterson.
“Who else is not a defendant? Rob Killen’s boss, Tom Nash. Tom Nash allegedly approved it and went along with Rob Killen. Do you see him here? Nope. Let’s hang it on these guys.” 6 id., at 4-50 — 4-51 (emphasis added).
The concurrence disapproves of any reliance on evidence regarding the reaction of various high officials to respondent’s Serra sculpture testimony *163on the ground that “the jury instructions concerning respondent’s First Amendment claim refer exclusively to the exercise of his appellate rights before the CSC and make no mention whatever of his public testimony.” Ante, at 142, n. 5. Two points should suffice in response. First, the instruction in question told the jury that it “must” find for respondent if it found certain facts relating to the CSC appeals, but did not preclude the jury from finding for respondent on other grounds as well. Second, as the concurrence itself recognizes, see ante, at 135, a separate instruction, which I quote below in the text at n. 15, told the jury it could hold the city liable for actions committed by high enough officials. This instruction did not limit the field of high officials’ actions that could give rise to municipal liability.
The concurrence also states that the record fails to provide “sufficient evidence of complicity on the part of other municipal policymakers such that we may sustain the jury’s verdict against petitioner on a conspiracy theory neither espoused nor addressed by the court below.” Ante, at 142, n. 5. But we are reviewing the Court of Appeals’ judgment, not its opinion, and however flawed the latter, the former must be sustained if sufficient evidence exists to support, under a proper view of municipal liability, the verdict actually rendered. Moreover, as I discuss in greater detail in Part II, the jury was given wide rein to examine the conduct of the city’s officials and to conclude whether or not high officials retaliated against respondent’s exercise of his constitutional right to freedom of speech. The lengthy quotations from the record make it clear that sufficient evidence was introduced to support the jury’s verdict.
Petitioner points to the following argument made in support of its motion for summary judgment:
“In the instant ease, Plaintiff has failed to even allege the existence of any such [municipal] policy. In fact, Plaintiff refers to City ‘policy’ only in one instance in his complaint — at paragraph 29(c), wherein he claims the City’s layoff policy . . . was not followed. In the absence of allegations of impermissible policy, or of facts indicative that such policy exists, the City, itself, may not be held liable.” Memorandum in Support of Motion for Summary *164Judgment or, in the Alternative, for Judgment on the Pleadings 16, Reply Brief for Petitioner 5 (emphasis in original).
This argument, like all of petitioner’s contentions in the trial court on the subject of municipal liability, was addressed to the sufficiency of respondent’s factual support for binding the city, not to any legal issue regarding who could and who could not bind the city. The District Court, indeed, initially granted summary judgment for the city on the ground that “the Court is unable to discern any suggestion that defendants’ allegedly wrongful actions were in accordance with city policy.” 1 Record 126. But after receiving respondent’s motion for reconsideration, accompanied by his affidavit, discussed in the text, supra, the District Court reversed itself and denied the city’s motion.
Proposing this instruction made good sense as litigation strategy, for respondent had sued not only the city but also three individual city officials, Frank Hamsher, Charles Kindleberger, and Deborah Patterson. Presumably the city’s attorney, who was representing both the city and the officials, hoped that the jury would focus on the individual defendants, exonerate them, and, having focused on these defendants, hold the city innocent as well by concluding that higher-ups were not implicated. As we know from the verdict — judgment for the individual defendants but against the city — this strategy partially failed. Although petitioner argues that the verdicts were inconsistent, they actually make perfect sense in light of the evidence that officials in the Mayor’s office, possibly including the Mayor himself, and various agency heads participated in a deliberate plan to deprive respondent of his job in violation of his First Amendment rights.
Federal Rule of Civil Procedure 51 is quite clear about a litigant’s method of preserving objections to instructions:
“At the close of the evidence or at such earlier time during the trial as the court reasonably directs, any party may file written requests that the court instruct the jury on the law as set forth in the requests. The court shall inform counsel of its proposed action upon the requests prior to their arguments to the jury. The court, at its election, may instruct the jury before or after argument, or both. No party may assign as error the giving or the failure to give an instruction unless that party objects thereto before the jury retires to consider its verdict, stating distinctly the matter objected to and the grounds of the objection. Opportunity shall be given to make the objection out of the hearing of the jury.” (Emphasis added.)
In the Court of Appeals the city had argued that the trial court should have accepted the following instruction regarding municipal liability:
“An isolated incident of illegal conduct on the part of a municipality’s agents, servants or employees is not sufficient to establish a governmental custom, usage or official policy such as would give rise to liability on the part of a municipality pursuant to 42 U. S. C. § 1983.” Instruction No. A, App. 127.
The Court of Appeals properly upheld the trial court’s rejection of this instruction, see Pembaur v. Cincinnati, 475 U. S. 469 (1986), and petitioner does not take issue with this holding.
The plurality states that petitioner’s motions, although “much less detailed than the arguments it now makes in response to the decision of the Court of Appeals,” nonetheless properly “preserve[d] the issue raised in its petition for certiorari.” Ante, at 120. But petitioner made no arguments in these motions, much less sparsely detailed ones, on behalf of any legal standard for municipal liability. The plurality does not overcome the fact that petitioner’s motions were made on the basis of evidentiary insufficiency. Finally, even if the mere making of motions for summary judgment, directed verdict, and judgment notwithstanding the verdict could preserve any legal issue that might arise in a case — a proposition we should be slow to accept — such preservation should quickly spoil when the moving party admits, in both an offered instruction and an argument on behalf of one of the motions, that the law is as its opponent would have it. As I have shown above, petitioner did just that in offering Instruction No. 15 and in arguing in support of a directed verdict.
The “theme” of Monell — “that some basis for government liability other than vicarious liability for the acts of individuals must be found” — has proved to be a “difficult” one largely because “there is no obvious way to distinguish the acts of a municipality from the acts of the individuals whom it employs.” Whitman, supra n. 1, at 236. In other words, every time a municipality is held liable in tort, even in a case like Monell, actions of its human agents are necessarily involved. Accordingly, our task is not to draw a line between the actions of the city and the actions of its employees, but rather to develop a principle for determining which human acts should bind a municipality.
Since Owen, Members of the Court have offered varying explanations for that conclusion: “[T]he release of the information was an official action — that is, a policy or custom — of the city,” Oklahoma City v. Tuttle, 471 U. S., at 832 (Brennan, J., concurring in the judgment); “[A] municipality may be liable under § 1983 for a single decision by its properly constituted legislative body — whether or not that body had taken similar action in the past or intended to do so in the future — because even a single decision by such a body unquestionably constitutes an act of official government policy,” Pembaur v. Cincinnati, 475 U. S., at 480 (Brennan, J.); “Formal procedures that involve, for example, voting by elected officials, prepared reports, extended deliberation, or official records indicate that the resulting decisions taken ‘may fairly be said to represent official policy.’” Id., at 500 (Powell, J., dissenting). Today, the plurality offers an explanation for Owen similar to that offered by Justice Powell in his *169Pembaur dissent: “We have assumed that an unconstitutional governmental policy could be inferred from a single decision taken by the highest officials responsible for setting policy in that area of the government’s business.” Ante, at 123. For its part, the concurrence’s explanation of Owen resembles that offered by Justice Brennan in Pembaur: “Nor have we ever doubted that a single decision of a city’s properly constituted legislative body is a municipal act capable of subjecting the city to liability.” Ante, at 138; see also ante, at 139, n. 3. But neither opinion explains why a single personnel decision by a legislature ought bind a municipality any differently than any other duly authorized personnel decision.
Although no one opinion commanded a majority of the Court, the narrowest reason for the holding was stated by Justice Brennan. The jury had been instructed that it could infer from the seizure alone that the city had an unconstitutional policy of inadequate police training. Such an inference, according to Justice Brennan, would be little more than respondeat superior in disguise. Whether independent proof of inadequate police training could result in municipal liability was a question that would have to wait for another day. See Springfield v. Kibbe, 480 U. S. 257 (1987) (dismissing as improvidently granted a writ of certiorari in a case raising this issue). Central to the holding in Tuttle was the fact that no high official was found to have been involved in the unconstitutional act.
That high officials may bind a municipality in ways that low officials may not should not surprise, for the pyramidal structure of authority pervades the law. For instance, the law of agency distinguishes between a general agent and a special agent; the former is “authorized to conduct a series of transactions involving a continuity of service,” while the latter is “authorized to conduct a single transaction or a series of transactions not involving continuity of service.” Restatement (Second) of Agency §§ 3(1), (2) (1958). The distinction matters because only a general agent “subjects his principal to liability for acts done on his account which usually accompany or are incidental to transactions which the agent is authorized to conduct if, although they are forbidden by the principal, the other party reasonably believes that the agent is authorized to do them and has no notice that he is not so authorized.” Id., § 161. A special agent, to the contrary, “has no power to bind his principal by contracts or conveyances which he is not authorized or apparently authorized to make,” with some exceptions. Id., § 161A. A general agent thus binds his principal even through unauthorized acts precisely because those dealing with him perceive him as possessing broad authority to act on behalf of his principal. A special agent, possessing and known to possess only limited authority, cannot bind his principal for unauthorized acts because those dealing with him are on notice that his authority extends only so far. Likewise, a high municipal official can bind his principal (the city) for unauthorized actions because others — both lower officials and members of the public with whom he deals — perceive him as acting with broad authority and rely upon his actions in organizing their own behavior. The distinction between general agents and special agents has a firm “basis in the law.” See ante, at 125, n. 2 (plurality opinion).
The plurality incorrectly claims that I have suggested “a new theory” for determining when a municipality should be bound by the acts of its agents. Ante, at 125, n. 2. As both the plurality and the concurrence recognize, a municipality, like any institution, can only act through the agency of human beings. By holding that isolated actions of high officials may give rise to municipal liability, see, e. g., Owen v. City of Independence; Pembaur v. Cincinnati, the Court has indicated that the mere status of city officials matters in determining whether the city may be held liable for the officials’ actions. The argument of both the plurality and the concurrence that this principle should be applied only in the particular area of government that the erring official controls is unpersuasive, given the multifarious ways in which governmental agents may inflict constitutional harm. This case is a perfect example of why the “area-by-area” approach will not do; personnel actions may be taken in response to an employee’s protected speech by a number of high officials, none of whom possesses specific authority over “personnel” policy. Nevertheless, simply by virtue of their high rank, their actions may influence the actions of other municipal officials. It is that kind of influence that provides the common thread binding Monell and the later § 1983 municipal liability cases. In short, what the Court has characterized as “a new theory” is actually a way of understanding our precedents that will permit a judge to explain to a jury that “policy” means nothing if not “influence,” and that while the isolated gunshot of an errant police officer would not influence his colleagues, see Oklahoma City v. Tuttle, adverse personnel actions taken by a city’s highest officials in response to an employee’s Civil Service Commission appeals and his public testimony would set an example for other, lower officials to follow.
8.6.3 City of Canton v. Harris 8.6.3 City of Canton v. Harris
CITY OF CANTON, OHIO v. HARRIS et al.
No. 86-1088.
Argued November 8, 1988
Decided February 28, 1989
Carter G. Phillips argued the cause for petitioner. With him on the briefs were Mark D. Hopson, W. Scott Givin, William J. Hamann, and John S. Coury.
David Rudovsky argued the cause for respondent. With him on the brief were Emanuella Hams Groves and Dexter W. Clark *
Benna Ruth Solomon, Beate Bloch, and Richard K, Willard filed a brief for the International City Management Association et al. as amici curiae urging reversal.
John A. Powell, Steven R. Shapiro, Howard A. Friedman, and Michael Aaron Avery filed a brief for the American Civil Liberties Union et al. as amici curiae urging affirmance.
Justice White
delivered the opinion of the Court.
In this case, we are asked to determine if a municipality can ever be liable under 42 U. S. C. § 19831 for constitutional violations resulting from its failure to train municipal employees. We hold that, under certain circumstances, such liability is permitted by the statute.
*381I
In April 1978, respondent Geraldine Harris was arrested by officers of the Canton Police Department. Mrs. Harris was brought to the police station in a patrol wagon.
When she arrived at the station, Mrs. Harris was found sitting on the floor of the wagon. She was asked if she needed medical attention, and responded with an incoherent remark. After she was brought inside the station for processing, Mrs. Harris slumped to the floor on two occasions. Eventually, the police officers left Mrs. Harris lying on the floor to prevent her from falling again. No medical attention was ever summoned for Mrs. Harris. After about an hour, Mrs. Harris was released from custody, and taken by an ambulance (provided by her family) to a nearby hospital. There, Mrs. Harris was diagnosed as suffering from several emotional ailments; she was hospitalized for one week and received subsequent outpatient treatment for an additional year.
Some time later, Mrs. Harris commenced this action alleging many state-law and constitutional claims against the city of Canton and its officials. ■ Among these claims was one seeking to hold the city liable under 42 U. S. C. § 1983 for its violation of Mrs. Harris’ right, under the Due Process Clause of the Fourteenth Amendment, to receive necessary medical attention while in police custody.
A jury trial was held on Mrs. Harris’ claims. Evidence was presented that indicated that, pursuant to a municipal regulation,2 shift commanders were authorized to determine, in their sole discretion, whether a detainee required medical *382care. Tr. 2-139 — 2-143. In addition, testimony also suggested that Canton shift commanders were not provided with any special training (beyond first-aid training) to make a determination as to when to summon medical care for an injured detainee. Ibid.; App. to Pet. for Cert. 4a.
At the close of the evidence, the District Court submitted the case to the jury, which rejected all of Mrs. Harris’ claims except one: her § 1983 claim against the city resulting from its failure to provide her with medical treatment while in custody. In rejecting the city’s subsequent motion for judgment notwithstanding the verdict, the District Court explained the theory of liability as follows:
“The evidence construed in a manner most favorable to Mrs. Harris could be found by a jury to demonstrate that the City of Canton had a custom or policy of vesting complete authority with the police supervisor of when medical treatment would be administered to prisoners. Further, the jury could find from the evidence that the vesting of such carte blanche authority with the police supervisor without adequate training to recognize when medical treatment is needed was grossly negligent or so reckless that future police misconduct was almost inevitable or substantially certain to result.” Id., at 16a.
On appeal, the Sixth Circuit affirmed this aspect of the District Court’s analysis, holding that “a municipality is liable for failure to train its police force, [where] the plaintiff . . . prove[s] that the municipality acted recklessly, intentionally, or with gross negligence.” Id., at 5a.3 The Court of Appeals also stated that an additional prerequisite of this theory *383of liability was that the plaintiff must prove “that the lack of training was so reckless or grossly negligent that deprivations of persons’ constitutional rights were substantially certain to result.” Ibid. Thus, the Court of Appeals found that there had been no error in submitting Mrs. Harris’ “failure to train” claim to the jury. However, the Court of Appeals reversed the judgment for respondent, and remanded this case for a new trial, because it found that certain aspects of the District Court’s jury instructions might have led the jury to believe that it could find against the city on a mere respondeat superior theory. Because the jury’s verdict did not state the basis on which it had ruled for Mrs. Harris on her § 1983 claim, a new trial was ordered.
The city petitioned for certiorari, arguing that the Sixth Circuit’s holding represented an impermissible broadening of municipal liability under § 1983. We granted the petition. 485 U. S. 933 (1988).
II
We first address respondent’s contention that the writ of certiorari should be dismissed as improvidently granted, because “petitioner failed to preserve for review the principal issues it now argues in this Court.” Brief for Respondent 5.
We think it clear enough that petitioner’s three “Questions Presented” in its petition for certiorari encompass the critical question before us in this case: Under what circumstances can inadequate training be found to be a “policy” that is actionable under § 1983? See Pet. for Cert. i. The petition itself addressed this issue directly, attacking the Sixth Circuit’s “failure to train” theory as inconsistent with this Court’s precedents. See id., at 8-12. It is also clear — as respondent conceded at argument, Tr. of Oral Arg. 34, 54— that her brief in opposition to our granting of certiorari did not raise the objection that petitioner had failed to press its claims on the courts below.
As to respondent’s contention that the claims made by petitioner here were not made in the same fashion below, that *384failure, if it occurred, does not affect our jurisdiction; and because respondent did not oppose our grant of review at that time based on her contention that these claims were not pressed below, we will not dismiss the writ as improvidently granted. “[T]he ‘decision to grant certiorari represents a commitment of scarce judicial resources with a view to deciding the merits ... of the questions presented in the petition.”’ St. Louis v. Praprotnik, 485 U. S. 112, 120 (1988) (quoting Oklahoma City v. Tuttle, 471 U. S. 808, 816 (1985)). As we have expressly admonished litigants in respondent’s position: “Nonjurisdictional defects of this sort should be brought to our attention no later than in respondent’s brief in opposition to the petition for certiorari; if not, we consider it within our discretion to deem the defect waived.” Tuttle, supra, at 816.
It is true that petitioner’s litigation posture with respect to the questions presented here has not been consistent; most importantly, petitioner conceded below that “‘inadequate training’ [is] a means of establishing municipal liability under Section 1983.” Reply Brief for Petitioner 4, n. 3; see also Petition for Rehearing in No. 85-3314 (CA6), p. 1. However, at each stage in the proceedings below, petitioner contested any finding of liability on this ground, with objections of varying specificity. It opposed the District Court’s jury instructions on this issue, Tr. 4-369; claimed in its judgment notwithstanding verdict motion that there was “no evidence of a . . . policy or practice on the part of the City . . . [of] den[ying] medical treatment to prisoners,” Motion for Judgment Notwithstanding Verdict in No. C80-18-A (ND Ohio), p. 1; and argued to the Court of Appeals that there was no basis for finding a policy of denying medical treatment to prisoners in this case. See Brief for Appellant in No. 85-3314 (CA6), pp. 26-29. Indeed, petitioner specifically contended that the Sixth Circuit precedents that permitted inadequate training to be a basis for municipal liability on facts similar to these, see n. 3, supra, were in conflict with *385our decision in Tuttle. Brief for Appellant in No. 85-3314 (CA6), p. 29. These various presentations of the issues below might have been so inexact that we would have denied certiorari had this matter been brought to our attention at the appropriate stage in the proceedings. But they were at least adequate to yield a decision by the Sixth Circuit on the questions presented for our review now.
Here the Sixth Circuit held that where a plaintiff proves that a municipality, acting recklessly, intentionally, or with gross negligence, has failed to train its police force — resulting in a deprivation of constitutional rights that was “substantially certain to result”— § 1983 permits that municipality to be held liable for its actions. Petitioner’s petition for cer-tiorari challenged the soundness of that conclusion, and respondent did not inform us prior to the time that review was granted that petitioner had arguably conceded this point below. Consequently, we will not abstain from addressing the question before us.
Ill
In Monell v. New York City Dept. of Social Services, 436 U. S. 658 (1978), we decided that a municipality can be found liable under § 1983 only where the municipality itself causes the constitutional violation at issue. Respondeat superior or vicarious liability will not attach under §1983. Id., at 694-695. “It is only when the ‘execution of the government’s policy or custom . . . inflicts the injury’ that the municipality may be held liable under § 1983.” Springfield v. Kibbe, 480 U. S. 257, 267 (1987) (O’Connor, J., dissenting) (quoting Monell, supra, at 694).
Thus, our first inquiry in any case alleging municipal liability under § 1983 is the question whether there is a direct causal link between a municipal policy or custom and the alleged constitutional deprivation. The inquiry is a difficult one; one that has left this Court deeply divided in a series of *386cases that have followed Monell;4 one that is the principal focus of our decision again today.
A
Based on the difficulty that this Court has had defining the contours of municipal liability in these circumstances, petitioner urges us to adopt the rule that a municipality can be found liable under § 1983 only where “the policy in question [is] itself unconstitutional.” Brief for Petitioner 15. Whether such a rule is a valid construction of § 1983 is a question the Court has left unresolved. See, e. g., St. Louis v. Praprotnik, supra, at 147 (Brennan, J., concurring in judgment); Oklahoma City v. Tuttle, supra, at 824, n. 7. Under such an approach, the outcome here would be rather clear: we would have to reverse and remand the case with instructions that judgment be entered for petitioner.5 There can be little doubt that on its face the city’s policy regarding medical treatment for detainees is constitutional. The policy states that the city jailer “shall . . . have [a person needing medical care] taken to a hospital for medical treatment, with *387permission of his supervisor . . . App. 33. It is difficult to see what constitutional guarantees are violated by such a policy.
Nor, without more, would a city automatically be liable under § 1983 if one of its employees happened to apply the policy in an unconstitutional manner, for liability would then rest on respondeat superior. The claim in this case, however, is that if a concededly valid policy is unconstitutionally applied by a municipal eihployee, the city is liable if the employee has not been adequately trained and the constitutional wrong has been caused by that failure to train. For reasons explained below, we conclude, as have all the Courts of Appeáls that have addressed this issue,6 that there are limited circumstances in which an allegation of a “failure to train” can be the basis for liability under § 1983. Thus, we reject petitioner’s contention that only unconstitutional policies are actionable under the statute.
*388B
Though we agree with the court below that a city can be liable under § 1983 for inadequate training of its employees, we cannot agree that the District Court’s jury instructions on this issue were proper, for we conclude that the Court of Appeals provided an overly broad rule for when a municipality can be held liable under the “failure to train” theory. Unlike the question whether a municipality’s failure to train employees can ever be a basis for § 1983 liability — on which the Courts of Appeals have all agreed, see n. 6, supra,— there is substantial division among the lower courts as to what degree of fault must be evidenced by the municipality’s inaction before liability will be permitted.7 We hold today that the inadequacy of police training may serve as the basis for § 1983 liability only where the failure to train amounts to deliberate indifference to the rights of persons with whom the police come into contact.8 This rule is most consistent with our ad*389monition in Monell, 436 U. S., at 694, and Polk County v. Dodson, 454 U. S. 312, 326 (1981), that a municipality can be liable under § 1983 only where its policies are the “moving force [behind] the constitutional violation.” Only where a municipality’s failure to train its employees in a relevant respect evidences a “deliberate indifference” to the rights of its inhabitants can such a shortcoming be properly thought of as a city “policy or custom” that is actionable under § 1983. As Justice Brennan’s opinion in Pembaur v. Cincinnati, 475 U. S. 469, 483-484 (1986) (plurality) put it: “[MJunicipal liability under §1983 attaches where — and only where — a deliberate choice to follow a course of action is made from among various alternatives” by city policymakers. See also Oklahoma City v. Tuttle, 471 U. S., at 823 (opinion of Rehn-QUIST, J.). Only where a failure to train reflects a “deliberate” or “conscious” choice by a municipality — a “policy” as defined by our prior cases — can a city be liable for such a failure under § 1983.
Monell’s rule that a city is not liable under § 1983 unless a municipal policy causes a constitutional deprivation will not be satisfied by merely alleging that the existing training program for a class of employees, such as police officers, represents a policy for which the city is responsible.9 That much *390may be true. The issue in a case like this one, however, is whether that training program is adequate; and if it is not, the question becomes whether such inadequate training can justifiably be said to represent “city policy.” It may seem contrary to common sense to assert that a municipality will actually have a policy of not taking reasonable steps to train its employees. But it may happen that in light of the duties assigned to specific officers or employees the need for more or different training is so obvious, and the inadequacy so likely to result in the violation of constitutional rights, that the policymakers of the city can reasonably be said to have been deliberately indifferent to the need.10 In that event, the failure to provide proper training may fairly be said to represent a policy for which the city is responsible, and for which the city may be held liable if it actually causes injury.11
In resolving the issue of a city’s liability, the focus must be on adequacy of the training program in relation to the tasks the particular officers must perform. That a particular officer may be unsatisfactorily trained will not alone suffice to fasten liability on the city, for the officer’s shortcomings may *391have resulted from factors other than a faulty training program. See Springfield v. Kibbe, 480 U. S., at 268 (O’Con-nor, J., dissenting); Oklahoma City v. Tuttle, supra, at 821 (opinion of Rehnquist, J.). It may be, for example, that an otherwise sound program has occasionally been negligently administered. Neither will it suffice to prove that an injury or accident could have been avoided if an officer had had better or more training, sufficient to equip him to avoid the particular injury-causing conduct. Such a claim could be made about almost any encounter resulting in injury, yet not condemn the adequacy of the program to enable officers to respond properly to the usual and recurring situations with which they must deal. And plainly, adequately trained officers occasionally make mistakes; the fact that they do says little about the training program or the legal basis for holding the city liable.
Moreover, for liability to attach in this circumstance the identified deficiency in a city’s training program must be closely related to the ultimate injury. Thus in the case at hand, respondent must still prove that the deficiency in training actually caused the police officers’ indifference to her medical needs.12 Would the injury have been avoided had the employee been trained under a program that was not deficient in the identified respect? Predicting how a hypothetically well-trained officer would have acted under the circumstances may not be an easy task for the factfinder, particularly since matters of judgment may be involved, and since officers who are well trained are not free from error and perhaps might react very much like the untrained officer in similar circumstances. But judge and jury, doing their respective jobs, will be adequate to the task.
To adopt lesser standards of fault and causation would open municipalities to unprecedented liability under § 1983. *392In virtually every instance where a person has had his or her constitutional rights violated by a city employee, a § 1983 plaintiff will be able to point to something the city “could have done” to prevent the unfortunate incident. See Oklahoma City v. Tuttle, 471 U. S., at 823 (opinion of Rehn-QUIST, J.). Thus, permitting cases against cities for their “failure to train” employees to go forward under § 1983 on a lesser standard of fault would result in de facto respondeat superior liability on municipalities —a result we rejected in Monell, 436 U. S., at 693-694. It would also engage the federal courts in an endless exercise of second-guessing municipal employee-training programs. This is an exercise we believe the federal courts are ill suited to undertake, as well as one that would implicate serious questions of federalism. Cf. Rizzo v. Goode, 423 U. S. 362, 378-380 (1976).
Consequently, while claims such as respondent’s — alleging that the city's failure to provide training to municipal employees resulted in the constitutional deprivation she suffered— are cognizable under § 1983, they can only yield liability against a municipality where that city’s failure to train reflects deliberate indifference to the constitutional rights of its inhabitants.
IV
The final question here is whether this case should be remanded for a new trial, or whether, as petitioner suggests, we should conclude that there are no possible grounds on which respondent can prevail. See Tr. of Oral Arg. 57-58. It is true that the evidence in the record now does not meet the standard of § 1983 liability we have set forth above. But, the standard of proof the District Court ultimately imposed on respondent (which was consistent with Sixth Circuit precedent) was a lesser one than the one we adopt today, see Tr. 4-389 — 4-390. Whether respondent should have an opportunity to prove her case under the “deliberate indifference” rule we have adopted is a matter for the Court of Appeals to deal with on remand.
*393V
Consequently, for the reasons given above, we vacate the judgment of the Court of Appeals and remand this case for further proceedings consistent with this opinion.
It is so ordered.
Title 42 U. S. C. § 1983 provides, in relevant part, that:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage . . . subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress. ...”
The city regulation in question provides that a police officer assigned to act as “jailer” at the city police station
“shall, when a prisoner is found to be unconscious or semi-unconscious, or when he or she is unable to explain his or her condition, or who complains of being ill, have such person taken to a hospital for medical treatment, with permission of his supervisor before admitting the person to City Jail.” App. 33.
In upholding Mrs. Harris’ “failure to train” claim, the Sixth Circuit relied on two of its previous decisions which had approved such a theory of municipal liability under § 1983. See Rymer v. Davis, 754 F. 2d 198, vacated and remanded sicb nom. Shepherdsville v. Rhymer, 473 U. S. 901, reinstated, 775 F. 2d 756, 757 (1985); Hays v. Jefferson County, 668 F. 2d 869, 874 (1982).
See, e. g., St. Louis v. Praprotnik, 485 U. S. 112 (1988); Springfield v. Kibbe, 480 U. S. 257 (1987); Los Angeles v. Heller, 475 U. S. 796 (1986); Oklahoma City v. Tuttle, 471 U. S. 808 (1985).
In this Court, in addition to suggesting that the city’s failure to train its officers amounted to a “policy” that resulted in the denial of medical care to detainees, respondent also contended the city had a “custom” of denying medical care to those detainees suffering from emotional or mental ailments. See Brief for Respondent 31-32; Tr. of Oral Arg. 38-39. As respondent described it in her brief, and at argument, this claim of an unconstitutional “custom” appears to be little more than a restatement of her “failure-to-train as policy” claim. See ibid.
However, to the extent that this claim poses a distinct basis for the city’s liability under § 1983, we decline to determine whether respondent’s contention that such a “custom” existed is an alternative ground for affirmance. The “custom” claim was not passed on by the Court of Appeals —nor does it appear to have been presented to that court as a distinct ground for its decision. See Brief of Appellee in No. 85-3314 (CA6), pp. 4-9, 11. Thus, we will not consider it here.
In addition to the Sixth Circuit decisions discussed in n. 3, supra, most of the other Courts of Appeals have held that a failure to train can create liability under §1983. See, e. g., Spell v. McDaniel, 824 F. 2d 1380, 1389-1391 (CA4 1987); Haynesworth v. Miller, 261 U. S. App. D. C. 66, 80-83, 820 F. 2d 1245, 1259-1262 (1987); Warren v. Lincoln, 816 F. 2d 1254, 1262-1263 (CA8 1987); Bergquist v. County of Cochise, 806 F. 2d 1364, 1369-1370 (CA9 1986); Wierstak v. Heffernan, 789 F. 2d 968, 974 (CA1 1986); Fiacco v. Rensselaer, 783 F. 2d 319, 326-327 (CA2 1986); Gilmere v. Atlanta, 774 F. 2d 1495, 1503-1504 (CA11 1985) (en banc); Rock v. McCoy, 763 F. 2d 394, 397-398 (CA10 1985); Languirand v. Hayden, 717 F. 2d 220, 227-228 (CA5 1983). Two other Courts of Appeals have stopped short of expressly embracing this rule, and have instead only implicitly endorsed it. See, e. g., Colburn v. Upper Darby Township, 838 F. 2d 663, 672-673 (CA3 1988); Lenard v. Argento, 699 F. 2d 874, 885-887 (CA7 1983).
In addition, six current Members of this Court have joined opinions in the past that have (at least implicitly) endorsed this theory of liability under § 1983. See Oklahoma City v. Tuttle, supra, at 829-831 (Brennan, J., joined by Marshall and Blackmun, JJ., concurring in part and concurring in judgment); Springfield v. Kibbe, supra, at 268-270 (O’Con-nor, J., joined by Rehnquist, C. J., and Powell and White, JJ., dissenting).
Some courts have held that a showing of “gross negligence” in a city’s failure to train its employees is adequate to make out a claim under § 1983. See, e. g., Bergquist v. County of Cochise, supra, at 1370; Herrera v. Valentine, 653 F. 2d 1220, 1224 (CA8 1981). But the more common rule is that a city must exhibit “deliberate indifference” towards the constitutional rights of persons in its domain before a § 1983 action for “failure to train” is permissible. See, e. g., Fiacco v. Rensselaer, supra, at 326; Patzner v. Burkett, 779 F. 2d 1363, 1367 (CA8 1985); Wellington v. Daniels, 717 F. 2d 932, 936 (CA4 1983); Languirand v. Hayden, supra, at 227.
The “deliberate indifference” standard we adopt for § 1983 “failure to train” claims does not turn upon the degree of fault (if any) that a plaintiff must show to make out an underlying claim of a constitutional violation. For example, this Court has never determined what degree of culpability must be shown before the particular constitutional deprivation asserted in this case — a denial of the due process right to medical care while in detention — is established. Indeed, in Revere v. Massachusetts General Hospital, 463 U. S. 239, 243-245 (1983), we reserved decision on the question whether something less than the Eighth Amendment’s “deliberate indifference” test may be applicable in claims by detainees asserting violations of their due process right to medical care while in custody.
We need not resolve here the question left open in Revere for two reasons. First, petitioner has conceded that, as the case comes to us, we *389must assume that respondent’s constitutional right to receive medical care was denied by city employees — whatever the nature of that right might be. See Tr. of Oral Arg. 8-9. Second, the proper standard for determining when a municipality will be liable under § 1983 for constitutional wrongs does not turn on any underlying culpability test that determines when such wrongs have occurred. Cf. Brief for Respondent 27.
The plurality opinion in Tuttle explained why this must be so:
“Obviously, if one retreats far enough from a constitutional violation some municipal ‘policy’ can be identified behind almost any . . . harm inflicted by a municipal official; for example, [a police officer] would never have killed Tuttle if Oklahoma City did not have a ‘policy’ of establishing a police force. But Monell must be taken to require proof of a city policy different in kind from this latter example before a claim can be sent to a jury on the theory *390that a particular violation was ‘caused’ by the municipal ‘policy.’” 471 U. S., at 823. Cf. also id., at 833, n. 9 (opinion of Brennan, J.).
For example, city policymakers know to a moral certainty that their police officers will be required to arrest fleeing felons. The city has armed its officers with firearms, in part to allow them to accomplish this task. Thus, the need to train officers in the constitutional limitations on the use of deadly force, see Tennessee v. Garner, 471 U. S. 1 (1985), can be said to be “so obvious,” that failure to do so could properly be characterized as “deliberate indifference” to constitutional rights.
It could also be that the police, in exercising their discretion, so often violate constitutional rights that the need for further training must have been plainly obvious to the city policymakers, who, nevertheless, are “deliberately indifferent” to the need.
The record indicates that city did train its officers and that its training included first-aid instruction. See App. to Pet. for Cert. 4a. Petitioner argues that it could not have been obvious to the city that such training was insufficient to administer the written policy, which was itself constitutional. This is a question to be resolved on remand. See Part IV, infra.
Respondent conceded as much at argument. See Tr. of Oral Arg. 50-51; cf. also Oklahoma City v. Tuttle, supra, at 831 (opinion of Brennan, J.).
Justice Brennan,
concurring.
The Court’s opinion, which I join, makes clear that the Court of Appeals is free to remand this case for a new trial.
Justice O’Connor,
with whom Justice Scalia and Justice Kennedy join, concurring in part and dissenting in part.
I join Parts I and II and all of Part III of the Court’s opinion except footnote 11, see ante, at 390, n. 11. I thus agree that where municipal policymakers are confronted with an obvious need to train city personnel to avoid the violation of constitutional rights and they are deliberately indifferent to that need, the lack of necessary training may be appropriately considered a city “policy” subjecting the city itself to liability under our decision in Monell v. New York City Dept. of Social Services, 436 U. S. 658 (1978). As the Court observes, “[o]nly where a failure to train reflects a ‘deliberate’ or ‘conscious’ choice by a municipality — a ‘policy’ as defined by our prior cases — can a city be liable for such a failure under [42 U. S. C.] § 1983.” Ante, at 389. I further agree that a § 1983 plaintiff pressing a “failure to train” claim must prove that the lack of training was the “cause” of the constitutional injury at issue and that this entails more than simply showing “but for” causation. Ante, at 392. Lesser requirements of fault and causation in this context would “open municipalities to unprecedented liability under § 1983,” ante, at 391, and would pose serious federalism concerns. Ante, at 392.
My single point of disagreement with the majority is thus a small one. Because I believe, as the majority strongly hints, *394see ibid., that respondent has not and could not satisfy the fault and causation requirements we adopt today, I think it unnecessary to remand this case to the Court of Appeals for further proceedings. This case comes to us after a full trial during which respondent vigorously pursued numerous theories of municipal liability including an allegation that the city had a “custom” of not providing medical care to detainees suffering from emotional illnesses. Respondent thus had every opportunity and incentive to adduce the type of proof necessary to satisfy the deliberate indifference standard we adopt today. Rather than remand in this context, I would apply the deliberate indifference standard to the facts of this case. After undertaking that analysis below, I conclude that there is no evidence in the record indicating that the city of Canton has been deliberately indifferent to the constitutional rights of pretrial detainees.
I
In Monell, the Court held that municipal liability can be imposed under § 1983 only where the municipality, as an entity, can be said to be “responsible” for a constitutional violation committed by one of its employees. “[T]he touchstone of the § 1983 action against a government body is an allegation that official policy is responsible for a deprivation of rights protected by the Constitution.” 436 U. S., at 690. The Court found that the language of § 1983, and rejection of the “Sherman Amendment” by the 42d Congress, were both strong indicators that the framers of the Civil Rights Act of 1871 did not intend that municipal governments be held vicariously liable for the constitutional torts of their employees. Thus a § 1983 plaintiff seeking to attach liability to the city for the acts of one of its employees may not rest on the employment relationship alone; both fault and causation as to the acts or omissions of the city itself must be proved. The Court reaffirms these requirements today.
Where, as here, a claim of municipal liability is predicated upon a failure to act, the requisite degree of fault must be *395shown by proof of a background of events and circumstances which establish that the “policy of inaction” is the functional equivalent of a decision by the city itself to violate the Constitution. Without some form of notice to the city, and the opportunity to conform to constitutional dictates both what it does and what it chooses not to do, the failure to train theory of liability could completely engulf Monell, imposing liability without regard to fault. Moreover, absent a requirement that the lack of training at issue bear a very close causal connection to the violation of constitutional rights, the failure to train theory of municipal liability could impose “prophylactic” duties on municipal governments only remotely connected to underlying constitutional requirements themselves.
Such results would be directly contrary to the intent of the drafters of § 1983. The central vice of the Sherman Amendment, as noted by the Court’s opinion in Monell, was that it “impose[d] a species of vicarious liability on municipalities since it could be construed to impose liability even if the municipality did not know of an impending or ensuing riot or did not have the wherewithal to do anything about it.” 436 U. S., at 692, n. 57 (emphasis added). Moreover, as noted in Monell, the authors of § 1 of the Ku Klux Act did not intend to create any new rights or duties beyond those contained in the Constitution. Id., at 684-685. Thus, § 1 was referred to as “reenacting the Constitution.” Cong. Globe, 42d Cong., 1st Sess., 569 (1871) (Rep. Edmunds). Representative Bingham, the author of § 1 of the Fourteenth Amendment, saw the purpose of § 1983 as “the enforcement ... of the Constitution on behalf of every individual citizen of the Republic ... to the extent of the rights guaranteed to him by the Constitution.” Id., at App. 81. See also Chapman v. Houston Welfare Rights Organization, 441 U. S. 600, 617 (1979) (“[Section] 1 of the Civil Rights Act of 1871 did not provide for any substantive rights — equal or otherwise. As introduced and enacted, it served only to insure that an individual had a cause of action for violations of the Constitu*396tion”). Thus § 1983 is not a “federal good government act” for municipalities. Rather it creates a federal cause of action against persons, including municipalities, who deprive citizens of the United States of their constitutional rights.
Sensitive to these concerns, the Court’s opinion correctly requires a high degree of fault on the part of city officials before an omission that is not in itself unconstitutional can support liability as a municipal policy under Monell. As the Court indicates, “it may happen that . . . the need for more or different training is so obvious, and the inadequacy so likely to result in the violation of constitutional rights, that the policymakers of the city can reasonably be said to have been deliberately indifferent to the need.” Ante, at 390. Where a § 1983 plaintiff can establish that the facts available to city policymakers put them on actual or constructive notice that the particular omission is substantially certain to result in the violation of the constitutional rights of their citizens, the dictates of Monell are satisfied. Only then can it be said that the municipality has made “ ‘a deliberate choice to follow a course of action . . . from among various alternatives.’” Ante, at 389, quoting Pembaur v. Cincinnati, 475 U. S. 469, 483-484 (1986).
In my view, it could be shown that the need for training was obvious in one of two ways. First, a municipality could fail to train its employees concerning a clear constitutional duty implicated in recurrent situations that a particular employee is certain to face. As the majority notes, see ante, at 390, n. 10, the constitutional limitations established by this Court on the use of deadly force by police officers present one such situation. The constitutional duty of the individual officer is clear, and it is equally clear that failure to inform city personnel of that duty will create an extremely high risk that constitutional violations will ensue.
The claim in this ease — that police officers were inadequately trained in diagnosing the symptoms of emotional illness-falls far short of the kind of “obvious” need for training *397that would support a finding of deliberate indifference to constitutional rights on the part of the city. As the Court’s opinion observes, ante, at 388-389, n. 8, this Court has not yet addressed the precise nature of the obligations that the Due Process Clause places upon the police to seek medical care for pretrial detainees who have been physically injured while being apprehended by the police. See Revere v. Massachusetts General Hospital, 463 U. S. 239, 246 (1983) (Rehnquist, J., concurring); There are thus no clear constitutional guideposts for municipalities in this area, and the diagnosis of mental illness is not one of the “usual and recurring situations with which [the police] must deal.” Ante, at 391. The lack of training at issue here is not the kind of omission that can be characterized, in and of itself, as a “deliberate indifference” to constitutional rights.
Second, I think municipal liability for failure to train may be proper where it can be shown that policymakers were aware of, and acquiesced in, a pattern of constitutional violations involving the exercise of police discretion. In such cases, the need for training may not be obvious from the outset, but a pattern of constitutional violations could put the municipality on notice that its officers confront the particular situation on a regular basis, and that they often react in a manner contrary to constitutional requirements. The lower courts that have applied the “deliberate indifference” standard we adopt today have required a showing of a pattern of violations from which a kind of “tacit authorization” by city policymakers can be inferred. See, e. g., Fiacco v. Rensselaer, 783 F. 2d 319, 327 (CA2 1986) (multiple incidents required for finding of deliberate indifference); Patzner v. Burkett, 779 F. 2d 1363, 1367 (CA8 1985) (“[A] municipality may be liable if it had notice of prior misbehavior by its officers and failed to take remedial steps amounting to deliberate indifference to the offensive acts”); Languirand v. Hayden, 717 F. 2d 220, 227-228 (CA5 1983) (municipal liability for failure to train requires “evidence at least of a pattern of similar *398incidents in which citizens were injured or endangered”); Wellington v. Daniels, 717 F. 2d 932, 936 (CA4 1983) (“[A] failure to supervise gives rise to § 1983 liability, however, only in those situations where there is a history of widespread abuse. Only then may knowledge be imputed to the supervisory personnel”).
The Court’s opinion recognizes this requirement, see ante, at 390, and n. 10, but declines to evaluate the evidence presented in this case in light of the new legal standard. Ante, at 392. From the outset of this litigation, respondent has pressed a claim that the city of Canton had a custom of denying medical care to pretrial detainees with emotional disorders. See Amended Complaint ¶ 28, App. 27. Indeed, up to and including oral argument before this Court, counsel for respondent continued to assert that respondent was attempting to hinge municipal liability upon “both a custom of denying medical care to a certain class of prisoners, and a failure to train police that led to this particular violation.” Tr. of Oral Arg. 37-38. At the time respondent filed her complaint in 1980, it was clear that proof of the existence of a custom entailed a showing of “practices ... so permanent and well settled as to constitute a ‘custom or usage’ with the force of law.” Adickes v. S. H. Kress & Co., 398 U. S. 144, 168 (1970); see also Garner v. Memphis Police Department, 600 F. 2d 52, 54-55, and n. 4 (CA6 1979) (discussing proof of custom in light of Monell).
Whatever the prevailing standard at the time concerning liability for failure to train, respondent thus had every incentive to adduce proof at trial of a pattern of violations to support her claim that the city had an unwritten custom of denying medical care to emotionally ill detainees. In fact, respondent presented no testimony from any witness indicating that there had been past incidents of “deliberate indifference” to the medical needs of emotionally disturbed detainees or that any other circumstance had put the city on actual or constructive notice of a need for additional training in this *399regard. At trial, David Maser, who was Chief of Police of the city of Canton from 1971 to 1980, testified without contradiction that during his tenure he received no complaints that detainees in the Canton jails were not being accorded proper medical treatment. Tr. 4-347 — 4-348. Former Officer Cherry, who had served as a jailer for the Canton Police Department, indicated that he had never had to seek medical treatment for persons who were emotionally upset at the prospect of arrest, because they usually calmed down when a member of the department spoke with them or one of their family members arrived. Id., at 4-83 — 4-84. There is quite simply nothing in this record to indicate that the city of Canton had any reason to suspect that failing to provide this kind of training would lead to injuries of any kind, let alone violations of the Due Process Clause. None of the Courts of Appeals that already apply the standard we adopt today would allow respondent to take her claim to a jury based on the facts she adduced at trial. See Patzner v. Burkett, supra, at 1367 (summary judgment proper under “deliberate indifference” standard where evidence of only single incident adduced); Languirand v. Hayden, supra, at 229 (reversing jury verdict rendered under failure to train theory where there was no evidence of prior incidents to support a finding that municipal policymakers were “consciously indifferent” to constitutional rights); Wellington v. Daniels, supra, at 937 (affirming judgment notwithstanding verdict for municipality under “deliberate indifference” standard where evidence of only a single incident was presented at trial); cf. Fiacco v. Rensselaer, supra, at 328-332 (finding evidence of “deliberate indifference” sufficient to support jury verdict where a pattern of similar violations was shown at trial).
Allowing an inadequate training claim such as this one to go to the jury based upon a single incident would only invite jury nullification of Monell. “To infer the existence of a city policy from the isolated misconduct of a single, low-level officer, and then to hold the city liable on the basis of that policy, *400would amount to permitting precisely the theory of strict respondeat superior liability rejected in Monell.” Oklahoma City v. Tuttle, 471 U. S. 808, 831 (1985) (Brennan, J., concurring in part and concurring in judgment). As the authors of the Ku Klux Act themselves realized, the resources of local government are not inexhaustible. The grave step of shifting those resources to particular areas where constitutional violations are likely to result through the deterrent power of § 1983 should certainly not be taken on the basis of an isolated incident. If § 1983 and the Constitution require the city of Canton to provide detailed medical and psychological training to its police officers, or to station paramedics at its jails, other city services will necessarily suffer, including those with far more direct implications for the protection of constitutional rights. Because respondent’s evidence falls far short of establishing the high degree of fault on the part of the city required by our decision today, and because there is no indication that respondent could produce any new proof in this regard, I would reverse the judgment of the Court of Appeals and order entry of judgment for the city.
8.7 Protected Rights 8.7 Protected Rights
8.7.1 Paul v. Davis 8.7.1 Paul v. Davis
PAUL, CHIEF OF POLICE, LOUISVILLE, et al. v. DAVIS
No. 74-891.
Argued November 4, 1975
Decided March 23, 1976
Carson P. Porter arguéd the cause for petitioners. With him on the brief was J. Bruce Miller.
Daniel T. Taylor III argued the cause for respondent. With him on the brief were Robert Allen Sedler, William H. Allison, Jr., Melvin L. Wulf, John H. F. Shat-tuck, and Leon Friedman. *
Frank G. Carrington, Fred E. Inbau, William K. Lambie, and Wayne W. Schmidt filed a brief for Americans for Effective Law Enforcement, Inc., et al. as amici curiae urging reversal.
Mr. Justice Rehnquist
delivered the opinion of the Court.
We granted certiorari, 421 U. S. 909 (1975), in this case to consider whether respondent’s charge that petitioners’ defamation of him, standing alone and apart from any other governmental action with respect to him, stated a claim for relief under 42 U. S. C. § 1983 and the Fourteenth Amendment. For the reasons hereinafter stated, we conclude that it does not.
Petitioner Paul is the Chief of Police of the Louisville, Ky., Division of Police, while petitioner McDaniel occupies the same position in the Jefferson County, Ky., Division of Police. In late 1972 they agreed to combine their efforts for the purpose of alerting local area merchants to possible shoplifters who might be operating dur*695ing the Christmas season. In early December petitioners distributed to approximately 800 merchants in the Louisville metropolitan area a “flyer,” which began as follows:
“TO: BUSINESS MEN IN THE METROPOLITAN AREA
“The Chiefs of The Jefferson County and City of Louisville Police Departments, in an effort to keep their officers advised on shoplifting activity, have approved the attached alphabetically arranged flyer of subjects known to be active in this criminal field.
“This flyer is being distributed to you, the business man, so that you may inform your security personnel to watch for these subjects. These persons have been arrested during 1971 and 1972 or have been active in various criminal fields in high density shopping areas.
“Only the photograph and name of the subject is shown on this flyer, if additional information is desired, please forward a request in writing . . . .”
The flyer consisted of five pages of “mug shot” photos, arranged alphabetically. Each page was headed: .
“NOVEMBER 1972 CITY OF LOUISVILLE JEFFERSON COUNTY POLICE DEPARTMENTS ACTIVE SHOPLIFTERS”
In approximately the center of page 2 there appeared photos and the name of the respondent, Edward Charles Davis III.
Respondent appeared on the flyer because on June 14, 1971, he had been arrested in Louisville on a charge of shoplifting. He had been arraigned on this charge in September 1971, and, upon his plea of not guilty, the *696charge had been “filed away with leave [to reinstate]/' a disposition which left the charge outstanding. Thus, at the time petitioners caused the flyer to be prepared and circulated respondent had been charged with shoplifting but his guilt or innocence of that offense had never been resolved. Shortly after circulation of the flyer the charge against respondent was finally dismissed by a judge of the Louisville Police Court.
At the time the flyer was circulated respondent was employed as a photographer by the Louisville Courier-Journal and Times. The flyer, and respondent’s inclusion therein, soon came to the attention of respondent’s supervisor, the executive director of photography for the two newspapers. This individual called respondent in to hear his version of the events leading to his appearing in the flyer. Following this discussion, the supervisor informed respondent that although he would not be fired, he “had best not find himself in a similar situation” in the future.
Respondent thereupon brought this § 1983 action in the District Court for the Western District of Kentucky, seeking redress for the alleged violation of rights guaranteed to him by the Constitution of the United States. Claiming jurisdiction under 28 U. S. C. § 1343 (3), respondent sought damages as well as declaratory and in-junctive relief. Petitioners moved to dismiss this complaint. The District Court granted this motion, ruling that “[t]he facts alleged in this case do not establish that plaintiff has been deprived of any right secured to him by the Constitution of the United States.”
Respondent appealed to the Court of Appeals for the Sixth Circuit which recognized that, under our decisions, for respondent to establish a claim cognizable under § 1983 he had to show that petitioners had deprived *697him of a right secured by the Constitution 1 of the United States, and that any such deprivation was achieved under color of law.2 Adickes v. Kress & Co., 398 U. S. 144, 150 (1970). The Court of Appeals concluded that respondent had set forth a § 1983 claim “in that he has alleged facts that constitute a denial of due process of law.” 505 F. 2d 1180, 1182 (1974). In its view our decision in Wisconsin v. Constantineau, 400 U. S. 433 (1971), mandated reversal of the District Court.
I
Respondent’s due process claim is grounded upon his assertion that the flyer, and in particular the phrase “Active Shoplifters” appearing at the head of the page upon which his name and photograph appear, imper-missibly deprived him of some “liberty” protected by the Fourteenth Amendment. His complaint asserted that the “active shoplifter” designation would inhibit him from entering business establishments for fear of being suspected of shoplifting and possibly apprehended, and would seriously impair his future employment opportunities. Accepting that such consequences may flow from the flyer in question, respondent’s complaint would appear to state a classical claim for defamation actionable in the courts of virtually every State. Imputing criminal behavior to an individual is generally considered defamatory per se, and actionable without proof of special damages.
Respondent brought his action, however, not in the state courts of Kentucky, but in a United States District *698Court for that State. He asserted not a claim for defamation under the laws of Kentucky, but a claim that he had been deprived of rights secured to him by the Fourteenth Amendment of the United States Constitution. Concededly if the same allegations had been made about respondent by a private individual, he would have nothing more than a claim for defamation under state law. But, he contends, since petitioners are respectively an official of city and of county government, his action is thereby transmuted into one for deprivation by the State of rights secured under the Fourteenth Amendment.
In Greenwood v, Peacock, 384 U. S. 808 (1966), in the course of considering an important and not wholly dissimilar question of the relationship between the National and the State Governments, the Court said that “[i]t is worth contemplating what the result would be if the strained interpretation of § 1443 (1) urged by the individual petitioners were to prevail.” Id., at 832. We, too, pause to consider the result should respondent’s interpretation of § 1983 and of the Fourteenth Amendment be accepted.
If respondent’s view is to prevail, a person arrested by law enforcement officers who announce that they believe such person to be responsible for a particular crime in order to calm the fears of an aroused populace, presumably obtains a claim against such officers under § 1983. And since it is surely far more clear from the language of the Fourteenth Amendment that “life” is protected against state deprivation than it is that reputation is protected against state injury, it would be difficult to see why the survivors of an innocent bystander mistakenly shot by a policeman or negligently killed by a sheriff driving a government vehicle, would not have claims equally cognizable under § 1983.
It is hard to perceive any logical stopping place to such *699a line of reasoning. Respondent’s construction would seem almost necessarily to result in every legally cognizable injury which may have been inflicted by a state official acting under “color of law” establishing a violation of the Fourteenth Amendment. We think it would come as a great surprise to those who drafted and shepherded the adoption of that Amendment to learn that it worked such a result, and a study of our decisions convinces us they do not support the construction urged by respondent.
II
The result reached by the Court of Appeals, which respondent seeks to sustain here, must be bottomed on one of two premises. The first is that the Due Process Clause of the Fourteenth Amendment and § 1983 make actionable many wrongs inflicted by government employees which had heretofore been thought to give rise only to state-law tort claims. The second premise is that the infliction by state officials of a “stigma” to one’s reputation is somehow different in kind from the infliction by the same official of harm or injury to other interests protected by state law, so that an injury to reputation is actionable under § 1983 and the Fourteenth Amendment even if other such harms are not. We examine each of these premises in turn.
A
The first premise would be contrary to pronouncements in our cases on more than one occasion, with respect to the scope of § 1983 and of the Fourteenth Amendment. In the leading case of Screws v. United States, 325 U. S. 91 (1945), the Court considered the proper application of the criminal counterpart of § 1983, likewise intended by Congress to enforce the guarantees of the Fourteenth *700Amendment. In his opinion for the Court plurality in that case, Mr. Justice Douglas observed:
“Violation of local law does not necessarily mean that federal rights have been invaded. The fact that a prisoner is assaulted, injured, or even murdered by state officials does ,not necessarily mean that he is deprived of any right protected or secured by the Constitution or laws of the United States.” 325 U. S., at 108-109.
After recognizing that Congress’ power to make criminal the conduct of state officials under the aegis of the Fourteenth Amendment was not unlimited because that Amendment “did not alter the basic relations between the States and the national government,” the plurality opinion observed that Congress should not be understood to have attempted
“to make all torts of state officials federal crimes. It brought within [the criminal provision] only specified acts done ‘under color’ of law and then only those acts which deprived a person of some right secured by the Constitution or laws of the United States.” Id., at 109.
This understanding of the limited effect of the Fourteenth Amendment was not lost in the Court’s decision in Monroe v. Pape, 365 U. S. 167 (1961). There the Court was careful to point out that the complaint stated a cause of action under the Fourteenth Amendment because it alleged an unreasonable search and seizure violative of the guarantee “contained in the Fourth Amendment [and] made applicable to the States by reason of the Due Process Clause of the Fourteenth Amendment.” Id., at 171. Respondent, however, has pointed to no specific constitutional guarantee safeguarding the interest he asserts has been invaded. *701Rather, he apparently believes that the Fourteenth Amendment’s Due Process Clause should ex proprio vigore extend to him a right to be free of injury wherever the State may be characterized as the tortfeasor. But such a reading would make of the Fourteenth Amendment a font of tort law to be superimposed upon whatever systems may already be administered by the States. We have noted the “constitutional shoals” that confront any attempt to derive from congressional civil rights statutes a body of general federal tort law, Griffin v. Breckenridge, 403 U. S. 88, 101-102 (1071); a fortiori, the procedural guarantees of the Due Process Clause cannot be the source for such law.
B
The second premise upon which the result reached by the Court of Appeals could be rested — that the infliction by state officials of a “stigma” to one’s reputation is somehow different in kind from infliction by a state official of harm to other interests protected by state law — is equally untenable. The words “liberty” and “property” as used in the Fourteenth Amendment do not in terms single out reputation as a candidate for special protection over and above other interests that may be protected by state law. While we have in a number of our prior cases pointed out the frequently drastic effect of the “stigma” which may result from defamation by the government in a variety of contexts, this line of cases does not establish the proposition that reputation alone, apart from some more tangible interests such as employment, is either “liberty” or “property” by itself sufficient to invoke the procedural protection of the Due Process Clause. As we have said, the Court of Appeals, in reaching a contrary conclusion, relied primarily upon Wisconsin v. Constantineau, 400 U. S. 433 (1971). We think the correct import of that *702decision, however, must be derived from an examination of the precedents upon which it relied, as well as consideration of the other decisions by this Court, before and after Constantineau, which bear upon the relationship between governmental defamation and the guarantees of the Constitution. While not uniform in their treatment of the subject, we think that the weight of our decisions establishes no constitutional doctrine converting every defamation by a public official into a deprivation of liberty within the meaning of the Due Process Clause of the Fifth 3 or Fourteenth Amendment.
In United States v. Lovett, 328 U. S. 303 (1946), the Court held that an Act of Congress which specifically forbade payment of any salary or compensation to three named Government agency employees was an unconstitutional bill of attainder. The three employees had been proscribed because a House of Representatives subcommittee found them guilty of “subversive activity,” and therefore unfit for Government service. The Court, while recognizing that the underlying charges upon which Congress’ action was premised “stigmatized [the employees’] reputation and seriously impaired their chance to earn a living,” id., at 314, also made it clear that “[w]hat is involved here is a congressional proscription of [these employees], prohibiting their ever holding a government job.” Ibid.
Subsequently, in Joint Anti-Fascist Refugee Comm. *703v. McGrath, 341 U. S. 123 (1951), the Court examined the validity of the Attorney General’s designation of certain organizations as “Communist” on a list which he furnished to the Civil Service Commission. There was no majority opinion in the case ; Mr. Justice Burton, who announced the judgment of the Court, wrote an opinion which did not reach the petitioners’ constitutional claim. Mr. Justice Frankfurter, who agreed with Mr. Justice Burton that the petitioners had stated a claim upon which relief could be granted, noted that “publicly designating an organization as within the proscribed categories of the Loyalty Order does not directly deprive anyone of liberty or property.” Id., at 164. Mr. Justice Douglas, who likewise concluded that petitioners had stated a claim, observed in his separate opinion:
“This is not an instance of name calling by public officials. This is a determination of status — a proceeding to ascertain whether the organization is or is not ‘subversive.’ This determination has consequences that are serious to the condemned organizations. Those consequences flow in part, of course, from public opinion. But they also flow from actions of regulatory agencies that are moving in the wake of the Attorney General’s determination to penalize or police these organizations.” Id., at 175.
Mr. Justice Jackson, who likewise agreed that petitioners had stated a claim, commented:
“I agree that mere designation as subversive deprives the organizations themselves of no legal right or immunity. By it they are not dissolved, subjected to any legal prosecution, punished, penalized, or prohibited from carrying on any of their activities. Their claim of injury is that they cannot attract audiences, enlist members, or obtain contributions *704as readily as before. These, however, are sanctions applied by public disapproval, not by law.” Id., at 183-184.
He went on to say:
“[T]he real target of all this procedure is the government employee who is a member of, or sympathetic to, one or more accused organizations. He not only may be discharged, but disqualified from employment, upon no other ground than such membership or sympathetic affiliation. ... To be deprived not only of present government employment but of future opportunity for it certainly is no small injury when government employment so dominates the field of opportunity.” Id., at 184H85.
Mr. Justice Reed, writing for himself, The Chief Justice, and Mr. Justice Minton, would have held that petitioners failed to state a claim for relief. In his dissenting opinion, after having stated petitioners’ claim that their listing resulted in a deprivation of liberty or property contrary to the procedure required by the Fifth Amendment, he said:
“The contention can be answered summarily by saying that there is no deprivation of any property or liberty of any listed organization by the Attorney General’s designation. It may be assumed that the listing is hurtful to their prestige, reputation and earning power. It may be such an injury as would entitle organizations to damages in a tort action against persons not protected by privilege. . . . This designation, however, does not prohibit any business of the organizations, subject them to any punishment or deprive them of liberty of speech or other freedom.” Id., at 202.
Thus at least six of the eight Justices who participated *705in that case viewed any “stigma” imposed by official action of the Attorney General of the United States, divorced from its effect on the legal status of an organization or a person, such as loss of tax exemption or loss of government employment, as an insufficient basis for invoking the Due Process Clause of the Fifth Amendment.
In Wieman v. Updegraff, 344 U. S. 183 (1952), the Court again recognized the potential “badge of infamy” which might arise from being branded disloyal by the government. Id., at 191. But it did not hold this sufficient by itself to invoke the procedural due process guarantees of the Fourteenth Amendment; indeed, the Court expressly refused to pass upon the procedural due process claims of petitioners in that case. Id., at 192. The Court noted that petitioners would, as a result of their failure to execute the state loyalty oath, lose their teaching positions at a state university. It held such state action to be arbitrary because of its failure to distinguish between innocent and knowing membership in the associations named in the list prepared by the Attorney General of the United States. Id., at 191. See also Peters v. Hobby, 349 U. S. 331, 347 (1955).
A decade after Joint Anti-Fascist Refugee Comm. v. McGrath, supra, the Court returned to consider further the requirements of procedural due process in this area in the case of Cafeteria Workers v. McElroy, 367 U. S. 886 (1961). Holding that the discharge of an employee of a Government contractor in the circumstances there presented comported with the due process required by the Fifth Amendment, the Court observed:
“Finally, it is to be noted that this is not a case where government action has operated to bestow a badge of disloyalty or infamy, with an attendant foreclosure from other employment opportunity. See *706Wieman v. Updegraf, 344 U. S. 183, 190-191; Joint Anti-Fascist Comm. v. McGrath, 341 U. S. 123, 140-141 . . , ” Id., at 898. (Emphasis supplied.)
Two things appear from the line of cases beginning with Lovett. The Court has recognized the serious damage that could be inflicted by branding a government employee as “disloyal," and thereby stigmatizing his good name. But the Court has never held that the mere defamation of an individual, whether by branding him disloyal or otherwise, was sufficient to invoke the guarantees of procedural due process absent an accompanying loss of government employment.4
*707It is noteworthy that in Barr v. Matteo, 360 U. S. 564 (1959), and Howard v. Lyons, 360 U. S. 593 (1959), this Court had before it two actions for defamation brought against federal officers. But in neither opinion is there any intimation that any of the parties to those cases, or any of the Members of this Court, had the remotest idea that the Due Process Clause of the Fifth Amendment might itself form the basis for a claim for defamation against federal officials.
It was against this backdrop that the Court in 1971 decided Constantineau. There the Court held that a Wisconsin statute authorizing the practice of “posting” was únconstitutional because it failed to provide procedural safeguards of notice and an opportunity to be heard, prior to an individual’s being “posted.” Under the statute “posting” consisted of forbidding in writing the sale or delivery of alcoholic beverages to certain persons who were determined to have become hazards to themselves, to their family, or to the community by reason of their “excessive drinking.” The statute also made it a misdemeanor to sell or give liquor to any person so posted. See 400 U. S., at 434 n. 2.
There is undoubtedly language in Constantineau, which is sufficiently ambiguous to justify the reliance upon it by the Court of Appeals:
“Yet certainly where the state attaches ‘a badge of infamy’ to the citizen, due process comes into play. *708Wieman v. Updegraff, 344 U. S. 183, 191. ‘[T]he right to be heard before being condemned to suffer grievous loss of any kind, even though it may not involve the stigma and hardships of a criminal conviction, is a principle basic to our society.’ Anti-Fascist Committee v. McGrath, 341 U. S. 123, 168 (Frankfurter, J., concurring).
“Where a person’s good name, reputation, honor, or integrity is at stake because of what the government is doing to him, notice and an opportunity to be heard are essential.” Id., at 437 (emphasis supplied).
The last paragraph of the quotation could be taken to mean that if a government official defames a person, without more, the procedural requirements of the Due Process Clause of the Fourteenth Amendment are brought into play. If read that way, it would represent a significant broadening of the holdings of Wieman v. Updegraff, 344 U. S. 183 (1952), and Joint Anti-Fascist Refugee Comm. v. McGrath, 341 U. S. 123 (1951), relied upon by the Constantineau Court in' its analysis in the immediately preceding paragraph. We should not-read this language as significantly broadening those holdings without in any way adverting to the fact if there is any other possible interpretation of Constantineau’s language. We believe there is.
We think that the italicized language in the last sentence quoted, “because of what the government is doing to him,” referred to the fact that the governmental action taken in that case deprived the individual of a right previously held under state law — the right to purchase or obtain liquor in common with the rest of the citizenry. “Posting,” therefore, significantly altered her status as a matter of state law, and it was that alteration of legal status which, combined with the injury resulting *709from the defamation, justified the invocation of procedural safeguards. The “stigma” resulting from the defamatory character of the posting was doubtless an important factor in evaluating the extent of harm worked by that act, but we do not think that such defamation, standing alone, deprived Constantineau of any “liberty” protected by the procedural guarantees of the Fourteenth Amendment.
This conclusion is reinforced by our discussion of the subject a little over a year later in Board of Regents v. Roth, 408 U. S. 564 (1972). There we noted that “the range of interests protected by procedural due process is not infinite,” id., at 570, and that with respect to property interests they are
“of course, . . . not created by the Constitution. Rather, they are created and their dimensions are defined by existing rules or understandings that stem from an independent source such as state law— rules or understandings that secure certain benefits and that support claims of entitlement to those benefits.” Id., at 577.
While Roth recognized that governmental action defaming an individual in the course of declining to rehire him could entitle the person to notice and an opportunity to be heard as to the defamation, its language is quite inconsistent with any notion that a defamation perpetrated by a government official but unconnected with any refusal to rehire would be actionable under the Fourteenth Amendment:
“The state, in declining to rehire the respondent, did not make any charge against him that might seriously damage his standing and associations in his community. . . .
“Similarly, there is no suggestion that the State, in declining to re-employ the respondent, imposed on *710him a stigma or other disability that foreclosed his freedom to take advantage of other employment opportunities.” Id., at 573 (emphasis supplied).
Thus it was not thought sufficient to establish a claim under § 1983 and the Fourteenth Amendment that there simply be defamation by a state official; the defamation had to occur in the course of the termination of employment. Certainly there is no suggestion in Roth to indicate that a hearing would be required each time the State in its capacity as employer might be considered responsible for a statement defaming an employee who continues to be an employee.
This conclusion is quite consistent with our most recent holding in this area, Goss v. Lopez, 419 U. S. 565 (1975), that suspension from school based upon charges of misconduct could trigger the procedural guarantees of the Fourteenth Amendment. While the Court noted that charges of misconduct could seriously damage the student’s reputation, id., at 574-575, it also took care to point out that Ohio law conferred a right upon all children to attend school, and that the act of the school officials suspending the student there involved resulted in a denial or deprivation of that right.
Ill
It is apparent from our decisions that there exists a variety of interests which are difficult of definition but are nevertheless comprehended within the meaning of either “liberty” or “property” as meant in the Due Process Clause. These interests attain this constitutional status by virtue of the fact that they have been initially recognized and protected by state law,5 and we *711have repeatedly ruled that the procedural guarantees of the Fourteenth Amendment apply whenever the State seeks to remove or significantly alter that protected status. In Bell v. Burson, 402 U. S. 535 (1971), for example, the State by issuing drivers’ licenses recognized in its citizens a right to operate a vehicle on the highways of the State. The Court held that the State could not withdraw this right without giving petitioner due process. In Morrissey v. Brewer, 408 U. S. 471 (1972), the State afforded parolees the right to remain at liberty as long as the conditions of their parole were not violated. Before the State could alter the status of a parolee because of alleged violations of these conditions, we held that the Fourteenth Amendment’s guarantee of due process of law required certain procedural safeguards.
In each of these cases, as a result of the state action complained of, a right or status previously recognized by state law was distinctly altered or extinguished. It was this alteration, officially removing the interest from the recognition and protection previously afforded by the State, which we found sufficient to invoke the procedural guarantees contained in the Due Process Clause of the Fourteenth Amendment. But the interest in reputation alone which respondent seeks to vindicate in this action in federal court is quite different from the “liberty” or “property” recognized in those decisions. Kentucky law does not extend to respondent any legal guarantee of present enjoyment of reputation which has been altered as a *712result of petitioners’ actions. Rather his interest in reputation is simply one of a number which the State may protect against injury by virtue of its tort law, providing a forum for vindication of those interests by means of damages actions. And any harm or injury to that interest, even where as here inflicted by an officer of the State, does not result in a deprivation of any "liberty” or “property” recognized by state or federal law, nor has it worked any change of respondent’s status as theretofore recognized under the State’s laws. For these reasons we hold that the interest in reputation asserted in this case is neither “liberty” nor “property” guaranteed against state deprivation without due process of law.
Respondent in this case cannot assert denial of any right vouchsafed to him by the State and thereby protected under the Fourteenth Amendment. That being the case, petitioners’ defamatory publications, however seriously they may have harmed respondent’s reputation, did not deprive him of any “liberty” or “property” interests protected by the Due Process Clause.
IV
Respondent’s complaint also alleged a violation of a “right to privacy guaranteed by the First, Fourth, Fifth, Ninth, and Fourteenth Amendments.” The Court of Appeals did not pass upon this claim since it found the allegations of a due process violation sufficient to require reversal of the District Court’s order. As we have agreed with the District Court on the due process issue, we find it necessary to pass upon respondent’s other theory in order to determine whether there is any support for the litigation he seeks to pursue.
While there is no “right of privacy” found in any specific guarantee of the Constitution, the Court has recognized that “zones of privacy” may be created by *713more specific constitutional guarantees and thereby impose limits upon government power. See Roe v. Wade, 410 U. S. 113, 152-153 (1973). Respondent’s case, however, comes within none of these areas. He does not seek to suppress evidence seized in the course of an unreasonable search. See Katz v. United States, 389 U. S. 347, 351 (1967); Terry v. Ohio, 392 U. S. 1, 8-9 (1968). And our other “right of privacy” cases, while defying categorical description, deal generally with substantive aspects of the Fourteenth Amendment. In Roe the Court pointed out that the personal rights found in this guarantee of personal privacy must be limited to those which are “fundamental” or “implicit in the concept of ordered liberty” as described in Palko v. Connecticut, 302 U. S. 319, 325 (1937). The activities detailed as being within this definition were ones very different from that for which respondent claims constitutional protection — matters relating to marriage, procreation, contraception, family relationships, and child rearing and education. In these areas it has been held that there are limitations on the States’ power to substantively regulate conduct.
Respondent’s claim is far afield from this line of decisions. He claims constitutional protection against the disclosure of the fact of his arrest on a shoplifting charge. His claim is based, not upon any challenge to the State’s ability to restrict his freedom of action in a sphere contended to be “private,” but instead on a claim that the State may not publicize a record of an official act such as an arrest. None of our substantive privacy decisions hold this or anything like this, and we decline to enlarge them in this manner.
None of respondent’s theories of recovery were based upon rights secured to him by the Fourteenth Amend*714ment. Petitioners therefore were not liable to him under § 1983. The judgment of the Court of Appeals holding otherwise is Reversed.
Mr. Justice Stevens took no part in the consideration or decision of this case.
The “and laws” provision of 42 U. S. C. § 1983 is not implicated in this case.
It is not disputed that petitioners’ actions were a part of their official conduct and that this element of a § 1983 cause of action is satisfied here.
If respondent is correct in his. contention that defamation by a state official is actionable under the Fourteenth Amendment, it would of course follow that defamation by a federal official should likewise be actionable under the cognate Due Process Clause of the Fifth Amendment. Surely the Fourteenth Amendment imposes no more stringent- requirements upon state officials than does the Fifth upon their federal counterparts. We thus consider this Court’s decisions interpreting either Clause as relevant to our examination of respondent’s claim.
We cannot agree with the suggestion of our Brother BreNNAN, dissenting, -post, at 727, that the actions of these two petitioner law enforcement officers come within the language used by Mr. Justice Harlan in his dissenting opinion in Jenkins v. McKeithen, 395 U. S. 411, 433 (1969). They are not by any conceivable stretch of the imagination, either separately or together, "an agency whose sole or predominant function, without serving any other public interest, is to expose and publicize the names of persons it finds guilty of wrongdoing.” Id., at 438. Indeed, the actions taken by these petitioners in this case fall far short of the more formalized proceedings' of the Commission on Civil Rights established by Congress in 1957, the procedures of which were upheld against constitutional challenge by this Court in Hannah v. Larche, 363 U. S. 420 (1960). There the Court described the functions of the Commission in this language:
“It does not adjudicate. It does not hold trials or determine anyone’s civil or criminal liability. It does not issue orders. Nor does it indict, punish, or impose any legal sanctions. It does not make determinations depriving anyone of his life, liberty, or property. In short, the Commission does not and cannot take any affirmative action which will affect an individual’s legal rights. The only purpose of its existence is to find facts which may subsequently be used as the basis for legislative or executive action.” Id., at 441 (emphasis supplied).
Addressing itself to the question of whether the Commission’s *707“proceedings might irreparably harm those being investigated by subjecting them to public opprobrium and scorn, the distinct likelihood of losing their jobs, and the possibility of criminal prosecu-itons,” the Court said that “even if such collateral consequences were to flow from the Commission’s investigations, they would not be the result of any affirmative determinations made by the Commission, and they would not affect the legitimacy of the Commission’s investigative function.” Id., at 443.
There are other interests, of course, protected not by virtue of their recognition by the law of a particular State but because they are guaranteed in one of the provisions of the Bill of Rights which *711has been “incorporated” into the Fourteenth Amendment. Section 1983 makes a deprivation of such rights actionable independently of state law. See Monroe v. Pape, 365 U. S. 167 (1961).
Our discussion in Part III is limited to consideration of the procedural guarantees of the Due Process Clause and is not intended to describe those substantive limitations upon state action which may be encompassed within the concept of “liberty” expressed in the Fourteenth Amendment. Cf. Part IV, infra.
Mr. Justice Brennan,
with whom Mr. Justice Marshall concurs and Mr. Justice White concurs in part, dissenting.
I dissent. The Court today holds that police officials, acting in their official capacities as law enforcers, may on their own initiative and without trial constitutionally condemn innocent individuals as criminals and thereby brand them with one of the most stigmatizing and debilitating labels in our society. If there are no constitutional restraints on such oppressive behavior, the safeguards constitutionally accorded an accused in a criminal trial are rendered a sham, and no individual can feel secure that he will not be arbitrarily singled out for similar ex parte punishment by those primarily charged with fair enforcement of the law. The Court accomplishes this result by excluding a person's interest in his good name and reputation from all constitutional protection, regardless of the character of or necessity for the government’s actions. The result, which is demonstrably inconsistent with our prior case law and unduly restrictive in its construction of our precious Bill of Rights, is one in which I cannot concur.
To clarify what is at issue in this case, it is first necessary to dispel some misconceptions apparent in the Court’s opinion. Title 42 U. S. C. § 1983 provides:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within *715the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
Thus, as the Court indicates, ante, at 696-697, respondent’s complaint, to be cognizable under § 1983, must allege both a deprivation of a constitutional right1 and the effectuation of that deprivation under color of law. See, e. g., Adickes v. Kress & Co., 398 U. S. 144, 150 (1970). But the implication, see ante, at 697-699, that the existence vel non of a state remedy — for example, a cause of action for defamation — is relevant to the determination whether there is a cause of action under § 1983, is wholly unfounded. “It is no answer that the State has a law which if enforced would give relief. The federal remedy is supplementary to the state remedy, and the latter need not be first sought and refused before the federal one is invoked.” Monroe v. Pape, 365 U. S. 167, 183 (1961). See also, e. g., McNeese v. Board of Education, 373 U. S. 668, 671-672 (1963). Indeed, even if the Court were creating a novel doctrine that state law is in any way relevant, it would be incumbent upon the Court to inquire whether respondent has an adequate remedy under Kentucky law or whether petitioners would be immunized by state doctrines of official or sovereign immunity. The Court, however, undertakes no such inquiry.
Equally irrelevant is the Court’s statement that “[c]on-cededly if the same allegations had been made about respondent by a private individual, he would have nothing more than a claim for defamation under state law.” Ante, at 698. The action complained of here is “state *716action” allegedly in violation of the Fourteenth Amendment, and that Amendment, which is only designed to prohibit “state” action, clearly renders unconstitutional actions taken by state officials that would merely be criminal or tortious if engaged in by those acting in their private capacities. Of course, if a private citizen enters the home of another, manacles and threatens the owner, and searches the house in the course of a robbery, he would be criminally and civilly liable under state law, but no constitutional rights of the owner would be implicated. However, if state police officials engage in the same acts in the course of a narcotics investigation, the owner may maintain a damages action against the police under § 1983 for deprivation of constitutional rights “under color of” state law. Cf. Bivens v. Six Unknown Federal Narcotics Agents, 403 U. S. 388, 390-392 (1971). See also, e. g., Monroe v. Pape, supra. In short, it is difficult to believe that the Court seriously suggests, see ante, at 697-698, that there is some anomaly in the distinction, for constitutional purposes, between tortious conduct committed by a private citizen and the same conduct committed by state officials under color of state law.
It may be that I misunderstand the thrust of Part I of the Court’s opinion. Perhaps the Court is not questioning the involvement of a constitutional “liberty” or “property” interest in this case, but rather whether the deprivation of those interests was accomplished “under color of” state law. .The Court’s expressed concern that but for today’s decision, negligent tortious behavior by state officials might constitute a § 1983 violation, see ante, at 698, suggests this reading.2 But that concern is *717groundless. An official’s actions are not “under color of” law merely because he is an official; an off-duty policeman’s discipline of his own children, for example, would not constitute conduct “under color of” law. The essential element of this type of § 1983 action 3 is abuse of his official position. “Congress, in enacting [§ 1983], meant to give a remedy to parties deprived of constitutional rights, privileges and immunities by an official’s abuse of his position.” Monroe v. Pape, supra, at 172 (emphasis supplied). Section 1983 focuses on “[mjisuse of power, possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law.” United States v. Classic, 313 U. S. 299, 326 (1941) (emphasis supplied). Moreover, whether or not mere negligent official conduct in the course of duty can ever constitute such abuse of power, the police officials here concede that their conduct was intentional and was undertaken in their official capacities. Therefore, beyond peradventure, it is action taken under color of law, see ante, at 697, and n. 2, and it is disingenuous for the Court to argue, see ante, at 700-701, that respondent is seeking to convert § 1983 into a generalized font of tort law. The only issue properly presented by this case is whether petitioners’ intentional conduct infringed any of respondent’s “liberty” or “property” interests without due process of law, and that is the question to be addressed. I am *718persuaded that respondent has alleged a case of such infringement, and therefore of a violation of § 1983.
The stark fact is that the police here have officially imposed on respondent the stigmatizing label “criminar’ without the salutary and constitutionally mandated safeguards of a criminal trial. The Court concedes that this action will have deleterious consequences for respondent. For 15 years, the police had prepared and circulated similar lists, not with respect to shoplifting alone, but also for other offenses. App. 19, 27-28. Included in the five-page list in which respondent’s name and “mug shot” appeared were numerous individuals who, like respondent, were never convicted of any criminal activity and whose only “offense” was having once been arrested.4 *719Indeed, respondent was arrested over 17 months before the flyer was distributed,5 not by state law enforcement authorities, but by a store’s private security police, and nothing in the record appears to suggest the existence at that time of even constitutionally sufficient probable cause for that single arrest on a shoplifting charge.6 Nevertheless, petitioners had 1,000 flyers printed (800 were distributed widely throughout the Louisville business community) proclaiming that the individuals identi*720fied by name and picture were “subjects known to be active in this criminal field [shoplifting],” and trumpeting the “fact” that each page depicted “Active Shoplifters” (emphasis supplied).7
Although accepting the truth of the allegation, as we must on the motion to dismiss, see, e. g., Walker Process Equipment, Inc. v. Food Machinery & Chemical Corp., 382 U. S. 172, 174-175 (1965); cf. Conley v. Gibson, 355 U. S. 41 (1957), that dissemination of this flyer would “seriously impair [respondent’s] future employment opportunities” and “inhibit him from entering business establishments for fear of being suspected of shoplifting and possibly apprehended,” ante, at 697, the Court characterizes the allegation as “mere defamation” involving no infringement of constitutionally protected interests. E. g., ante, at 706. This is because, the Court holds, neither a “liberty” nor a “property” interest was invaded by the injury done respondent’s reputation and therefore no violation of § 1983 or the Fourteenth Amendment was alleged. I wholly disagree.
It is important, to paraphrase the Court, that “[w]e, too, [should] pause to consider the result should [the Court’s] interpretation of § 1983 and of the Fourteenth Amendment be accepted.” Ante, at 698. There is no attempt by the Court to analyze the question as one of reconciliation of constitutionally protected personal rights and the exigencies of law enforcement. No effort is made to distinguish the “defamation” that occurs when a grand jury indicts an accused from the “defamation” that occurs when executive officials arbitrarily and with*721out trial declare a person an “active criminal.”8 Rather, the Court by mere fiat and with no analysis wholly excludes personal interest in reputation from the ambit of “life, liberty, or property” under the Fifth and Fourteenth Amendments, thus rendering due process concerns never applicable to the official stigmatization, however arbitrary, of an individual. The logical and disturbing corollary of this holding is that no due process infirmities would inhere in a statute constituting a commission to conduct ex parte trials of individuals, so long as the only official judgment pronounced was limited to the public condemnation and branding of a person as a Communist, a traitor, an “active murderer,” a homosexual, or any other mark that “merely” carries social opprobrium. The potential of today’s decision is frightening for a free people.9 That decision surely finds no support in our relevant constitutional jurisprudence.
*722“In a Constitution for a free people, there can be no doubt that the meaning of 'liberty’ must be broad indeed. See, e. g., Bolling v. Sharpe, 347 U. S. 497, 499-500; Stanley v. Illinois, 405 U. S. 645.” Board of Regents v. Roth, 408 U. S. 564, 572 (1972). “Without doubt, it denotes not merely freedom from bodily restraint but also the right of the individual . . . generally to enjoy those privileges long recognized ... as essential to the orderly pursuit of happiness by free men.” Meyer v. Nebraska, 262 U. S. 390, 399 (1923).10 Certainly the enjoyment of *723one’s good name and reputation has been recognized repeatedly in our cases as being among the most cherished of rights enjoyed by a free people, and therefore as falling within the concept of personal “liberty.”
“[A]s Mr. Justice Stewart has reminded us, the individual’s right to the protection of his own good name
“ 'reflects no more than our basic concept of the essential dignity and worth of every human being— a concept at the root of any decent system of ordered liberty. The protection of private personality, like the protection of life itself, is left primarily to the individual States under the Ninth and Tenth Amendments. But this does not mean that the right is entitled to any less recognition by this Court as a basic of our constitutional system.’ Rosenblatt v. Baer, 383 U. S. 75, 92 (1966) (concurring opinion).” Gertz v. Robert Welch, Inc., 418 U. S. 323, 341 (1974).11
*724We have consistently held that
“‘[w]here a person’s good name, reputation, honor, or integrity is at stake because of what the government is doing to him, notice and an opportunity to be heard are essential.’ Wisconsin v. Constantineau, 400 U. S. 433, 437. Wieman v. Updegraff, 344 U. S. 183, 191; Joint Anti-Fascist Refugee Committee v. McGrath, 341 U. S. 123; United States v. Lovett, 328 U. S. 303, 316-317; Peters v. Hobby, 349 U. S. 331, 352 (Douglas, J., concurring). See Cafeteria Workers v. McElroy, 367 U. S. 886, 898.” Board of Regents v. Roth, supra, at 573.
See also, e. g., Greene v. McElroy, 360 U. S. 474, 496 (1959); Cafeteria Workers v. McElroy, 367 U. S. 886, 899-902 (1961) (Brennan, J., dissenting); Goss v. Lopez, 419 U. S. 565, 574-575 (1975). In the criminal justice system, this interest is given concrete protection through the presumption of innocence and the prohibition of state-imposed punishment unless the State can demonstrate beyond a reasonable doubt, at a public trial with the attendant constitutional safeguards, that a particular individual has engaged in proscribed criminal conduct. “[B]ecause of the certainty that [one found guilty of criminal behavior] would be stigmatized by the conviction ... a society that values the good name and freedom of every individual should not condemn a man for commission of a crime when there is reasonable doubt about his guilt.” In re Winship, 397 U. S. 358, 363-364 (1970). “It is also important in our free society that every individual going about his ordinary affairs have confidence that his government cannot adjudge him guilty of a criminal offense without convincing *725a proper factfinder of his guilt with utmost certainty.” Id., at 364.12
Today’s decision marks a clear retreat from Jenkins v. McKeithen, 395 U. S. 411 (1969), a case closely akin to the factual pattern of the instant case, and yet essentially ignored by the Court. Jenkins, which was also an action brought under § 1983, both recognized that the public branding of an individual implicates interests cognizable as either “liberty” or “property,” and held that such public condemnation cannot be accomplished without procedural safeguards designed to eliminate arbitrary or capricious executive action. Jenkins involved the constitutionality of the Louisiana Labor-Management Commission of Inquiry, an executive agency whose “very purpose ... is to find persons guilty of violating criminal laws without trial or procedural safeguards, and to publicize those findings.” 395 U. S., at 424.
“[T]he personal and economic consequences alleged to flow from such actions are sufficient to meet the • requirement that appellant prove a legally redress-able injury. Those consequences would certainly be actionable if caused by a private party and thus should be sufficient to accord appellant standing. See Greene v. McElroy, 360 U. S. 474, 493, n. 22 *726(1959); Joint Anti-Fascist Refugee Committee v. McGrath, supra, at 140-141 (opinion of Burton, J.); id., at 151-160 (Frankfurter, J., concurring). It is no answer that the Commission has not itself tried to impose any direct sanctions on appellant; it is enough that the Commission’s alleged actions will have a substantial impact on him. . . . Appellant’s allegations go beyond the normal publicity attending criminal prosecution; he alleges a concerted attempt publicly to brand him a criminal without a trial.” Id., at 424-425.
Significantly, we noted that one defect in the Commission was that it “exercises a function very much akin to making an official adjudication of criminal culpability,” and that it was “concerned only with exposing violations of criminal laws by specific individuals.” Id., at 427. “Cl]t is empowered to be used and allegedly is used to find named individuals guilty of violating the criminal laws of Louisiana and the United States and to brand them as criminals in public.” Id., at 428. See also ibid., quoting Hannah v. Larche, 363 U. S. 420, 488 (1960) (Frankfurter, J., concurring in result). Although three Justices in dissent would have dismissed the complaint for lack of standing, since there were no allegations that the appellant would be investigated, called as a witness, or named in the Commission’s findings, 395 U. S., at 436 (Harlan, J., dissenting), they nevertheless observed, id., at 438:
“[There is] a constitutionally significant distinction between two kinds of governmental bodies. The first is an agency whose sole or predominant function, without serving any other public interest, is to expose and publicize the names of persons it finds guilty of wrongdoing. To the extent that such a determination — whether called a ‘finding’ or an ‘ad*727judication’ — finally and directly affects the substantial personal interests, I do not doubt that the Due Process Clause may require that it be accompanied by many of the traditional adjudicatory procedural safeguards. Cf. Joint Anti-Fascist Refugee Committee v. McGrath, 341 U. S. 123 (1951).”
See also id., at 442. Thus, although the Court was divided on the particular procedural safeguards that would be necessary in particular circumstances, the common point of agreement, and the one that the Court today inexplicably rejects, was that the official characterization of an individual as a criminal affects a constitutional “liberty” interest.
The Court, however, relegates its discussion of Jenkins to a dissembling footnote. First, the Court ignores the fact that the Court in Jenkins clearly recognized a constitutional “liberty” or “property” interest in reputation sufficient to invoke the strictures of the Fourteenth Amendment.13 It baffles me how, in the face of that holding, the Court can come to today’s conclusion by reliance on the fact that the conduct in question does not “come within the language” of the dissent in Jenkins, ante, at 706 n. 4. Second, and more important, the Court’s footnote manifests the same confusion that pervades the remainder of its opinion; it simply fails to recognize the crucial difference between the question whether there is a personal interest in one’s good name and reputation that is constitutionally cognizable as a “liberty” or “property” interest within the Fourteenth and Fifth Amendment Due Process Clauses, and the totally separate question whether particular government *728action with respect to that interest satisfies the mandates of due process. See, e. g., supra, at 720-721, and n. 8. Although the dissenters in Jenkins thought that the Commission's procedures complied with due process, they clearly believed that there was a personal interest that had to be weighed in reaching that conclusion.14 The dissenters in Jenkins, like the Court in Hannah v. Lar che, supra, held the view that in the context of a purely investigatory, factfinding agency, full trial safeguards are not required to comply with due process. But that question would never have been reached unless there were some constitutionally cognizable personal interest making the inquiry necessary — the interest in reputation that is af*729fected by public "exposure.” The Court, by contrast, now implicitly repudiates a substantial body of case law and finds no such constitutionally cognizable interest in a person’s reputation, thus foreclosing any inquiry into the procedural protections accorded that interest in a given situation.
In short, it is difficult to fathom what renders respondent’s interest in his reputation somehow different from the personal interest affected by “ ‘an agency whose sole or predominant function, without serving any other public interest, is to expose and publicize the names of persons it finds guilty of wrongdoing.’ ” Ante, at 706 n. 4, quoting 395 U. S., at 438. Surely the difference cannot be found in the fact that police officials rather than a statutory “agency” engaged in the stigmatizing conduct, for both situations involve the requisite action “under color of” law. Ante, at 697 n. 2. Nor can the difference be found in the argument that petitioners’ actions were “serving any other public interest,” for that consideration only affects the outcome of the due process balance in a particular case, not whether there is a personal “liberty” interest to be weighed against the government interests supposedly justifying the State’s official actions. It is remarkable that the Court, which is so determined to parse the language of other cases, see generally ante, Part II, can be thus oblivious to the fact that every Member of the Court so recently felt that the intentional, public exposure of alleged wrongdoing — like the branding of an individual as an “active shoplifter” — implicates a constitutionally protected “liberty” or “property” interest and requires analysis as to whether procedures adequate to satisfy due process were accorded the accused by the State.
Moreover, Wisconsin v. Constantineau, 400 U. S. 433 (1971), which was relied on by the Court of Appeals in this case, did not rely at all on the fact asserted by the *730Court today as controlling — namely, upon the fact that “posting” denied Ms. Constantineau the right to purchase alcohol for a year, ante, at 708-709. Rather, Constantineau stated: “The only issue present here is whether the label or characterization given a person by ‘posting,’ though a mark of serious illness to some, is to others such a stigma or badge of disgrace that procedural due process requires notice and an opportunity to be heard.” 400 U. S., at 436 (emphasis supplied). In'"addition to the statements quoted by the Court, ante, at 707-708, the Court in Constantineau continued: “ ‘Posting’ under the Wisconsin Act may to some be merely the mark of illness, to others it is a stigma, an official branding of a person. The label is a degrading one. Under the Wisconsin Act, a resident of Hartford is given no process at all. This ap-pellee was not afforded a chance to defend herself. She may have been the victim of an official’s caprice. Only when the whole proceedings leading to the pinning of an unsavory label on a person are aired can oppressive results be prevented.” 400 U. S., at 437. “ ‘[T]he right to be heard before being condemned to suffer grievous loss of any kind, even though it may not involve the stigma and hardships of a criminal conviction, is a principle basic to our society.’ ” Ibid., quoting Joint Anti-Fascist Refugee Comm. v. McGrath, 341 U. S. 123, 168 (1951) (Frankfurter, J., concurring) (emphasis supplied). There again, the fact that government stigmatization of an individual implicates constitutionally protected interests was made plain.15
*731Thus, Jenkins and Constantineau, and the decisions upon which they relied, are cogent authority that a person's interest in his good name and reputation falls *732within the broad term “liberty” and clearly require that the government afford procedural protections before infringing that name and reputation by branding a person as a criminal. The Court is reduced to discrediting the clear thrust of Constantineau and Jenkins by excluding the interest in reputation from all constitutional protection “if there is any other possible interpretation” by which to deny their force as precedent according constitutional protection for the interest in reputation.16 Ante, at 708. The Court’s approach — oblivious both to Mr. Chief Justice Marshall’s admonition that “we must never forget, that it is a constitution we are expounding,” M‘Culloch v. Maryland, 4 Wheat. 316, 407 (1819), and to the teaching of cases such as Roth and Meyer, which were attentive to the necessary breadth of constitutional “liberty” and “property” interests, see nn. 10, 15, supra — is to water down our prior precedents by reinter*733preting them as confined to injury to reputation that affects an individual’s employment prospects or, as “a right or status previously recognized by state law [that the State] distinctly altered or extinguished.” Ante, at 711. See also, e. g., ante, at 701, 704-706, 709-710, 710-712. The obvious answer is that such references in those cases (when there even were such references) concerned the particular fact situations presented, and in nowise implied any limitation upon the application of the principles announced, E. g., ante, at 709-710, quoting Board of Regents v. Roth, 408 U. S., at 573. See n. 15, supra. Discussions of impact upon future employment opportunities were nothing more than recognition of the logical and natural consequences flowing from the stigma condemned. E. g., ante, at 705-706, quoting Cafeteria Workers v. McElroy, 367 U. S., at 898.17
*734Moreover, the analysis has a hollow ring in light of the Court’s acceptance of the truth of the allegation that the “active shoplifter” label would “seriously impair [respondent’s] future employment opportunities.” Ante, at 697. This is clear recognition that an official “badge of infamy” affects tangible interests of the defamed individual and not merely an abstract interest in how people view him; for the “badge of infamy” has serious consequences in its impact on no less than the opportunities open to him to enjoy life, liberty, and the pursuit of happiness. It is inexplicable how the Court can say that a person’s status is “altered” when the State suspends him from school, revokes his driver’s license, fires him from a job, or denies him the right to purchase a drink of alcohol, but is in no way “altered” when it officially pins upon him the brand of a criminal, particularly since the Court recognizes how deleterious will be the consequences that inevitably flow from its official act. See, e. g., ante, at 708-709, 711-712. Our precedents clearly mandate that a person’s interest in his good name and reputation is cognizable as a “liberty” interest within the meaning of the Due Process Clause, and the Court has simply failed to distinguish those precedents in any rational manner in holding that no invasion of a “liberty” interest was effected in the official stigmatizing of respondent as a criminal without any “process” whatsoever.
I have always thought that one of this Court’s most important roles is to provide a formidable bulwark against governmental violation of the constitutional safe*735guards securing in our free society the legitimate expectations of every person to innate human dignity and sense of worth. It is a regrettable abdication of that role and a saddening denigration of our majestic Bill of Rights when the Court tolerates arbitrary and capricious official conduct branding an individual as a criminal without compliance with constitutional procedures designed to ensure the fair and impartial ascertainment of criminal culpability. Today’s decision must surely be a short-lived aberration.18
Deprivations of rights secured by “laws” as well as by the Constitution are actionable under § 1983. Only an alleged constitutional violation is involved in this case. Ante, at 697 n. 1.
Indeed, it would be difficult to interpret that discussion as anything but a discussion of the “under color of” law requirement of § 1983, which is not involved in this case and which has no relationship to the question whether a “liberty” or “property” interest is *717involved here. There is simply no way in which the Court, despite today’s treatment of the terms “liberty” and “property,” could declare that the loss of a person’s life is not an interest cognizable within the “life” portion of the Due Process Clause. See ante, at 698-699.
Of course, in addition to providing a remedy when an official abuses his position, § 1983 is designed to provide a remedy when a state statute itself abridges constitutional rights, when a remedy under state law is inadequate to protect constitutional rights, and when a state remedy, though adequate in theory, is unavailable in practice. See, e. g., Monroe v. Pape, 365 U. S. 167, 173-174 (1961).
Petitioners testified:
“Q. And you didn’t limit this to persons who had been convicted of the offense of shoplifting, is that correct?
“A. That’s correct.
"Q. Now, my question is what is the basis for your conclusion that a person — a person who has been arrested for the offense of shoplifting is an active shoplifter?
“A. The very fact that he’s been arrested for the charge of shoplifting and evidence presented to that effect.
“Q. And this is not based on any finding of the court?
“A. No, sir.” App. 26.
“Q. All right. So that if my understanding is correct, this included all persons who were arrested in ’71 and ’72?
“A. That’s true.
“Q. And selected persons from — who were arrested in previous years?
“A. ... I assume from the number of persons here that many of these have been arrested many years back down the line consecutively ....
“Q. So there’s no distinction made between persons whose arrest terminated in convictions and persons whose arrest did not terminate in convictions?
“A. No, sir.” Id., at 29.
Respondent was arrested on June 14, 1971. He pleaded not guilty and the charge was “filed away with leave [to reinstate]” on September 22, 1971. The distribution of the flyer was on December 5, 1972. The shoplifting charge was dismissed on December 11, 1972, and respondent filed his complaint the following day. He sought compensatory and punitive damages, and an injunction prohibiting similar dissemination of such flyers in the future and ordering petitioners to obtain the return of the flyers and to instruct those who received them that respondent and the others pictured in the flyers were not “active shoplifters,” and had not been convicted of shoplifting or any similar offense. Respondent’s only other arrest took place five years previously for a speeding offense.
The Court, by totally excluding a person’s interest in his reputation from any cognizance under the Due Process Clause, would be forced to reach the same conclusion that there is no cause of action under § 1983 — even to obtain injunctive relief — if petitioners had randomly selected names from the Louisville telephone directory for inclusion in the “active shoplifters” flyer. Of course, even if a person has been arrested on a constitutionally sufficient basis,.that does not justify the State’s treating him as a criminal.
“The mere fact that a man has been arrested has very little, if any, probative value in showing that he has engaged in any misconduct. An arrest shows nothing more than that someone probably suspected the person apprehended of an offense. When formal charges are not filed against the arrested person and he is released without trial, whatever probative force the arrest may have had is normally dissipated.” Schware v. Board of Bar Examiners, 353 U. S. 232, 241 (1957). The constitutional presumption of innocence, the requirement that conviction for a crime must be based on proof beyond a reasonable doubt, and the other safeguards of a criminal trial are obviously designed at least in part to give concrete meaning to this fact.
At one point in the flyer, there was also an indication that “[t]hese persons have been arrested during 1971 and 1972 or have been active in various criminal fields in high density shopping areas.” The stated purpose of the flyer was “so that you, the businessman . . . may inform your security personnel to watch for these subjects.” Ante, at 695 (emphasis supplied).
Indeed, the Court’s opinion confuses the two separate questions of whether reputation is a “liberty” or “property” interest and whether, in a particular context, state action with respect to that interest is a violation of due process. E. g., ante, at 698-699, 701-702, and n. 3 (assuming that if reputation is a cognizable liberty or property interest, every defamation by a public official would be an offense against the Due Process Clause of the Fifth or Fourteenth Amendment).
Today’s holding places a vast and arbitrary power in the hands of federal and state officials. It is not difficult to conceive of a police department, dissatisfied with what it perceives to be the dilatory nature or lack of efficacy of the judicial system in dealing with criminal defendants, publishing periodic lists of “active rapists,” “active larcenists,” or other “known criminals.” The hardships resulting from this official stigmatization — loss of employment and educational opportunities, creation of impediments to professional licensing, and the imposition of general obstacles to the right of all free men to the pursuit of happiness — will often be as severe as actual incarceration, and the Court today invites and condones such lawless action by those who wish to inflict punishment without compliance with the procedural safeguards constitutionally required of the criminal justice system.
One of the more questionable assertions made by the Court suggests that “liberty” or "property” interests are protected only if they are recognized under state law or protected by one of the specific guarantees of the Bill of Rights. Ante, at 710, and n. 5. To be sure, the Court has held that “[p]roperty interests . . . are not created by the Constitution. Rather, they are created and their dimensions are defined by existing rules or understandings that stem from an independent source such as state law — rules or understandings that secure certain benefits and that support claims of entitlement to those benefits.” Board of Regents v. Roth, 408 U. S. 564, 577 (1972) (emphasis supplied). See also, e. g., Goss v. Lopez, 419 U. S. 565, 572-573 (1975). However, it should also be clear that if the Federal Government, for example, creates an entitlement to some benefit, the States cannot infringe a person's enjoyment of that “property” interest without compliance with the dictates of due process. Moreover, we have never restricted “liberty” interests in the manner the Court today attempts to do. The Due Process Clause of the Fifth Amendment, like the Due Process Clause of the Fourteenth Amendment, protects “liberty” interests. But the content of “liberty” in those Clauses has never been thought to depend on recognition of an interest by the State or Federal Government, and has never been restricted to interests explicitly recognized by other provisions of the Bill of Rights:
“ ‘While this Court has not attempted to define with exactness the liberty . . . guaranteed [by the Fourteenth Amendment], the term has received much consideration and some of the included things have been definitely stated. Without doubt, it denotes not merely freedom from bodily restraint but also the right of the individual to contract, to engage in any of the common occupations of life, to *723acquire useful knowledge, to marry, establish a home and bring up children, to worship God according to the dictates of his own conscience, and generally to enjoy those privileges long recognized . . . as essential to the orderly pursuit of happiness by free men.’ Meyer v. Nebraska, 262 U. S. 390, 399.” Board of Regents v. Roth, supra, at 572.
See also, e. g., Arnett v. Kennedy, 416 U. S. 134, 157 (1974) (opinion of Rehnquist, J.). It should thus be clear that much of the content of “liberty” has no tie whatsoever to particular provisions of the Bill of Rights, and the Court today gives no explanation for its narrowing of that content.
It is strange that the Court should hold that the interest in one’s good name and reputation is not embraced within the concept of “liberty” or “property” under the Fourteenth Amendment, and yet hold that that same interest, when recognized under state law, is sufficient to overcome the specific protections of the First Amendment. See, e. g., Gertz v. Robert Welch, Inc.; Time, Inc. v. Firestone, ante, p. 448.
The Court’s insensitivity to these constitutional dictates is particularly evident when it declares that because respondent had never been brought to trial, “his guilt or innocence of that offense [shoplifting] had never been resolved.” Ante, at 696. It is hard to conceive of a more devastating flouting of the presumption of innocence, “that bedrock ‘axiomatic and elementary’ principle whose ‘enforcement- lies at the foundation of the administration of our criminal law.’ ” In re Winship, 397 U. S., at 363, quoting Coffin v. United States, 156 U. S. 432, 453 (1895). Moreover, even if a person was once convicted of a crime, that does not mean that he is “actively engaged” in that activity now.
Of course, such oversights are typical of today’s opinion. Compare, e. g., the discussions of Goss v. Lopez, 419 U. S. 665 (1975), ante, at 710, and n. 15, infra; the discussions of Wisconsin v. Constantineau, 400 U. S. 433 (1971), ante, at 707-709, and infra, at 729-730.
For example, in addition to the statements already quoted in text, the dissenters observed:
“The Commission thus bears close resemblance to certain federal administrative agencies .... These agencies have one salient feature in common, which distinguishes them from those designed simply to 'expose.’ None of them is the final arbiter of anyone’s guilt or innocence. Each, rather, plays only a preliminary role, designed, in the usual course of events, to initiate a subsequent formal proceeding in which the accused will enjoy the full panoply of procedural safeguards. For this reason, and because such agencies could not otherwise practicably pursue their investigative functions, they have not been required to follow ‘adjudicatory’ procedures.” 395 U. S., at 439.
“Although in this respect the Commission is not different from the federal agencies discussed above, I am not ready to say that the collateral consequences of government-sanctioned opprobrium may not under some circumstances entitle a person to some right, consistent with the Commission’s efficient performance of its investigatory duties, to have his public say in rebuttal. However, the Commission's procedures are far from being niggardly in this respect....
“. . . It may be that some of my Brethren understand the complaint to allege that in fact the Commission acts primarily as an agency of ‘exposure,’ rather than one which serves the ends required by the state statutes. If so — although I do not believe that the complaint can be reasonably thus construed — the area of disagreement between us may be small or nonexistent.” Id., at 442.
Even more recently, in Goss v. Lopez, 419 U. S. 565 (1975), we recognized that students may not be suspended from school without being accorded due process safeguards. We explicitly referred to "the liberty interest in reputation” implicated by such suspensions, id., at 576, based upon the fact that suspension for certain actions would stigmatize the student, id., at 574-575:
“The Due Process Clause also forbids arbitrary deprivations of *731liberty. 'Where a person’s good name, reputation, honor, or integrity is at stake because of what the government is doing to him,' the minimal requirements of the Clause must be satisfied. Wisconsin v. Constantineau, 400 U. S. 433, 437 (1971); Board of Regents v. Roth, supra, at 573. School authorities here suspended appellees from school for periods of up to 10 days based on charges of misconduct. If sustained and recorded, those charges could seriously damage the students’ standing with their fellow pupils and their teachers as well as interfere with later opportunities for higher education and employment. It is apparent that the claimed right of the State to determine unilaterally and without process whether that misconduct has occurred immediately collides with the requirements of the Constitution.”
The Court states that today’s holding is “quite consistent” with Goss because “Ohio law conferred a right upon all children to attend school, and . . . the act of the school officials suspending the student there involved resulted in a denial or deprivation of that right.” Ante, at 710. However, that was only one-half of the holding in Goss. The Ohio law established a property interest of which the Court held a student would not be deprived without being accorded due process. 419 U. S., at 573-574. However, the Court also specifically recognized that there was an independent liberty interest implicated in the case, not dependent upon the statutory right to attend school, but based, as noted above, on the fact that suspension for certain conduct could affect a student’s “good name, reputation, honor, or integrity.” Id., at 574-575.
Similarly, the idea that the language in Board of Regents v. Roth, supra, is “quite inconsistent with any notion that a defamation perpetrated by a government official but unconnected with any refusal to rehire would be actionable,” ante, at 709, borders on the absurd. The Court in Roth, like the Court in Goss, explicitly quoted the language from Constantineau that the Court today denigrates, ante, at 707-709, and it was clear that Roth was focusing on stigmatization as such. We said there that when due process safeguards are required in such situations, the “purpose of such notice and hearing is to provide the person an opportunity to clear his name,” 408 U. S., at 573 n. 12 (emphasis supplied), and only found no requirement for due process safeguards because “[i]n the present case . . . there *732is no suggestion whatever that the respondent’s ‘good name, reputation, honor, or integrity’ is at stake.” Id., at 573. See also Arnett v. Kennedy, 416 U. S., at 157 (opinion of Rehnquist, J.) (“[L]iberty is not offended by dismissal from employment itself, but instead by dismissal based upon an unsupported charge which could wrongfully injure the reputation of an employee .... [T]he purpose of the hearing in such a case is to provide the person ‘an opportunity to clear his name’ . . .”). The fact that a stigma is imposed by the government in terminating the employment of a government employee may make the existence of state action unquestionable, but it surely does not detract from the fact that the operative “liberty” concept relates to the official stigmatization of the individual, whether imposed by the government in its status as an employer or otherwise.
Similar insensitivity is exhibited by the Court when it declares that respondent “has pointed to no specific constitutional guarantee safeguarding the interest he asserts has been invaded.” Ante, at 700. The gravamen of respondent’s complaint is that he has been stigmatized as a criminal without any of the constitutional protections designed to prevent an erroneous determination of criminal culpability.
The import of these cases and the obvious impact of official stigmatization as a criminal were not lost on the Court of Appeals in this case:
“This label [‘active shoplifter’] carries with it the badge of disgrace of a criminal conviction. Moreover, it is a direct statement by law enforcement officials that the persons included in the flyer are presently pursuing an active course of criminal conduct. All of this was done without the slightest regard for due process. There was no notice nor opportunity to be heard prior to the distribution of the flyer, and appellant and others have never been accorded the opportunity to refute the charges in a criminal proceeding. It goes without saying that the Police Chiefs cannot determine the guilt or innocence of an accused in an administrative proceeding. Such a determination can be made only in a court of law.
“The harm is all the more apparent because the branding has been done by law enforcement officials with the full power, prestige and authority of their positions. There can be little doubt that a person’s standing and associations in the community have been damaged seriously when law enforcement officials brand him an active shoplifter, accuse him of a continuing course of criminal conduct, group him with criminals and distribute his name and photograph to the merchants and businessmen of the community. Such acts are a direct and devastating attack on the good name, reputa*734tion, honor and integrity of the person involved. The fact of an arrest without inore may impair or cloud a person’s reputation. Michelson v. United States, 335 U. S. 469, 482... (1948). Such acts on the part of law enforcement officials may result in direct economic loss and restricted opportunities for schooling, employment and professional licenses. Menard v. Mitchell, 139 U. S. App. D. C. 113, 430 F. 2d 486, 490 (1970).” 505 F. 2d 1180, 1183 (1974).
In light of my conviction that the State may not condemn an individual as a criminal without following the mandates of the trial process, I need not address the question whether there is an independent right of privacy which would yield the same result. Indeed, privacy notions appear to be inextricably interwoven with the considerations which require that a State not single an individual out for punishment outside the judicial process. Essentially, the core concept would be that a State cannot broadcast even such factual events as the occurrence of an arrest that does not culminate in a conviction when there are no legitimate law enforcement justifications for doing so, since the State is chargeable with the knowledge that many employers will treat an arrest the same as a conviction and deny the individual employment or other opportunities on the basis of á fact that has no probative value with respect to actual criminal culpability. See, e. g., Michelson v. United States, 335 U. S. 469, 482 (1948); Schware v. Board of Bar Examiners, 353 U. S., at 241. A host of state and federal courts, relying on both privacy notions and the presumption of innocence, have begun to develop a line of cases holding that there are substantive limits on the power of the government to disseminate unresolved arrest records outside the law enforcement system, see, e. g., Utz v. Cullinane, 172 U. S. App. D. C. 67, 520 F. 2d 467 (1975); Tarlton v. Saxbe, 165 U. S. App. D. C. 293, 507 F. 2d 1116 (1974); United States v. Dooley. 364 F. Supp. 75 (ED Pa. 1973); Menard v. Mitchell, 328 F. Supp. 718, 725-726 (DC 1971), rev’d on other grounds, 162 U. S. App. D. C. 284, 498 F. 2d 1017 (1974); United States v. Kalish, 271 F. Supp. 968 (PR 1967); Davidson v. Dill, 180 Colo. 123, 503 P. 2d 157 (1972); Eddy v. Moore, 5 Wash. App. 334, 487 P. 2d 211 (1971). I fear that after *736today’s decision, these nascent doctrines, will never have the opportunity for full growth and analysis. Since the Court of Appeals did not address respondent’s privacy claims, and since there has not been substantial briefing or oral argument on that point, the Court’s pronouncements are certainly unnecessary. Of course, States that are more sensitive than is this Court to the privacy and other interests of individuals erroneously caught up in the criminal justice system are certainly free to adopt or adhere to higher standards under state law. See, e. g., Michigan v. Mosley, 423 U. S. 96, 111, 120-121 (1975) (Brennan, J., dissenting).
Mr. Justice White does not concur in this footnote.
8.7.2 Graham v. Connor 8.7.2 Graham v. Connor
GRAHAM v. CONNOR et al.
No. 87-6571.
Argued February 21, 1989
Decided May 15, 1989
*388 H. Gerald Beaver argued the cause for petitioner. On the briefs was Richard B. Glazier.
Mark I. Levy argued the cause for respondents. On the brief was Frank B. Ay cock III. *
Briefs of amici curiae urging reversal were filed for the United States by Solicitor General Fried, Assistant Attorney General Reynolds, Deputy Assistant Attorney General Clegg, David L. Shapiro, Brian J. MaHin, and David K. Flynn; and for the American Civil Liberties Union et al. by Steven R. Shapiro.
Lacy H. Thornburg, Attorney General of North Carolina, Isaac T. Avery III, Special Deputy Attorney General, and Linda Anne Morris, Assistant Attorney General, filed a brief for the State of North Carolina as amicus curiae urging affirmance.
Chief Justice Rehnquist
delivered the opinion of the Court.
This case requires us to decide what constitutional standard governs a free citizen’s claim that law enforcement officials used excessive force in the course of making an arrest, investigatory stop, or other “seizure” of his person. We hold that such claims are properly analyzed under the Fourth Amendment’s “objective reasonableness” standard, rather than under a substantive due process standard.
In this action under 42 U. S. C. § 1983, petitioner Dethorne Graham seeks to recover damages for injuries allegedly sustained when law enforcement officers used physical force-against him during the course of an investigatory stop. Because the case comes to us from a decision of the Court of Appeals affirming the entry of a directed verdict for respondents, we take the evidence hereafter noted in the light most favorable to petitioner. On November 12, 1984, Graham, a diabetic, felt the onset of an insulin reaction. He asked a friend, William Berry, to drive him to a nearby convenience store so he could purchase some orange juice to counteract the reaction. Berry agreed, but when Graham entered the store, he saw a number of people ahead of him in the check*389out line. Concerned about the delay, he hurried out of the store and asked Berry to drive him to a friend’s house instead.
Respondent Connor, an officer of the Charlotte, North Carolina, Police Department, saw Graham hastily enter and leave the store. The officer became suspicious that something was amiss and followed Berry’s car. About one-half mile from the store, he made an investigative stop. Although Berry told Connor that Graham was simply suffering from a “sugar reaction,” the officer ordered Berry and Graham to wait while he found out what, if anything, had happened at the convenience store. When Officer Connor returned to his patrol car to call for backup assistance, Graham got out of the car, ran around it twice, and finally sat down on the curb, where he passed out briefly.
In the ensuing confusion, a number of other Charlotte police officers arrived on the scene in response to Officer Con-nor’s request for backup. One of the officers rolled Graham over on the sidewalk and cuffed his hands tightly behind his back, ignoring Berry’s pleas to get him some sugar. Another officer said: “I’ve seen a lot of people with sugar diabetes that never acted like this. Ain’t nothing wrong with the M. F. but drunk. Lock the S. B. up.” App. 42. Several officers then lifted Graham up from behind, carried him over to Berry’s car, and placed him face down on its hood. Regaining consciousness, Graham asked the officers to check in his wallet for a diabetic decal that he carried. In response, one of the officers told him to “shut up” and shoved his face down against the hood of the car. Four officers grabbed Graham and threw him headfirst into the police car. A friend of Graham’s brought some orange juice to the car, but the officers refused to let him have it. Finally, Officer Connor received a report that Graham had done nothing wrong at the convenience store, and the officers drove him home and released him.
*390At some point during his encounter with the police, Graham sustained a broken foot, cuts on his wrists, a bruised forehead, and an injured shoulder; he also claims to have developed a loud ringing in his right ear that continues to this day. He commenced this action under 42 U. S. C. §1983 against the individual officers involved in the incident, all of whom are respondents here,1 alleging that they had used excessive force in making the investigatory stop, in violation of “rights secured to him under the Fourteenth Amendment to the United States Constitution and 42 U. S. C. §1983.” Complaint ¶ 10, App. 5.2 The case was tried before a jury. At the close of petitioner’s evidence, respondents moved for a directed verdict. In ruling on that motion, the District Court considered the following four factors, which it identified as “[t]he factors to be considered in determining when the excessive use of force gives rise to a cause of action under § 1983”: (1) the need for the application of force; (2) the relationship between that need and the amount of force that was used; (3) the extent of the injury inflicted; and (4) “[w]hether the force was applied in a good faith effort to maintain and restore discipline or maliciously and sadistically for the very purpose of causing harm.” 644 F. Supp. 246, 248 (WDNC 1986). Finding that the amount of force used by the officers was “appropriate under the circumstances,” that “[t]here was no discernable injury inflicted,” and that the force used “was not applied maliciously or sadistically for the very purpose of causing harm,” but in “a good faith effort to maintain or restore order in the face of a potentially explosive *391situation,” id., at 248-249, the District Court granted respondents’ motion for a directed verdict.
A divided panel of the Court of Appeals for the Fourth Circuit affirmed. 827 F. 2d 945 (1987). The majority ruled first that the District Court had applied the correct legal standard in assessing petitioner’s excessive force claim. Id., at 948-949. Without attempting to identify the specific constitutional provision under which that claim arose,3 the majority endorsed the four-factor test applied by the District Court as generally applicable to all claims of “constitutionally excessive force” brought against governmental officials. Id., at 948. The majority rejected petitioner’s argument, based on Circuit precedent,4 that it was error to require him to prove that the allegedly excessive force used against him was applied “maliciously and sadistically for the very purpose of causing harm.”5 Ibid. Finally, the majority held that a reasonable jury applying the four-part test it had just en*392dorsed to petitioner’s evidence “could not find that the force applied was constitutionally excessive.” Id., at 949-950. The dissenting judge argued that this Court’s decisions in Terry v. Ohio, 392 U. S. 1 (1968), and Tennessee v. Garner, 471 U. S. 1 (1985), required that excessive force claims arising out of investigatory stops be analyzed under the Fourth Amendment’s “objective reasonableness” standard. 827 F. 2d, at 950-952. We granted certiorari, 488 U. S. 816 (1988), and now reverse.
Fifteen years ago, in Johnson v. Glick, 481 F. 2d 1028, cert. denied, 414 U. S. 1033 (1973), the Court of Appeals for the Second Circuit addressed a § 1983 damages claim filed by a pretrial detainee who claimed that a guard had assaulted him without justification. In evaluating the detainee’s claim, Judge Friendly applied neither the Fourth Amendment nor the Eighth, the two most textually obvious sources of constitutional protection against physically abusive governmental conduct.6 Instead, he looked to “substantive due process,” holding that “quite apart from any ‘specific’ of the Bill of Rights, application of undue force by *393law enforcement officers deprives a suspect of liberty without due process of law.” 481 F. 2d, at 1032. As support for this proposition, he relied upon our decision in Rochin v. California, 342 U. S. 165 (1952), which used the Due Process Clause to void a state criminal conviction based on evidence obtained by pumping the defendant’s stomach. 481 F. 2d, at 1032-1033. If a police officer’s use of force which “shocks the conscience” could justify setting aside a criminal conviction, Judge Friendly reasoned, a correctional officer’s use of similarly excessive force must give rise to a due process violation actionable under § 1983. Ibid. Judge Friendly went on to set forth four factors to guide courts in determining “whether the constitutional line has been crossed” by a particular use of force — the same four factors relied upon by the courts below in this case. Id., at 1033.
In the years following Johnson v. Glick, the vast majority of lower federal courts have applied its four-part “substantive due process” test indiscriminately to all excessive force claims lodged against law enforcement and prison officials under § 1983, without considering whether the particular application of force might implicate a more specific constitutional right governed by a different standard.7 Indeed, many courts-have seemed to assume, as did the courts below in this case, that there is a generic “right” to be free from excessive force, grounded not in any particular constitutional provision but rather in “basic principles of § 1983 jurisprudence. ”8
We reject this notion that all excessive force claims brought under § 1983 are governed by a single generic standard. As we have said many times, § 1983 “is not itself a *394source of substantive rights,” but merely provides “a method for vindicating federal rights elsewhere conferred.” Baker v. McCollan, 443 U. S. 137, 144, n. 3 (1979). In addressing an excessive force claim brought under § 1983, analysis begins by identifying the specific constitutional right allegedly infringed by the challenged application of force. See id., at 140 (“The first inquiry in any § 1983 suit” is “to isolate the precise constitutional violation with which [the defendant] is charged”).9 In most instances, that will be either the Fourth Amendment’s prohibition against unreasonable seizures of the person, or the Eighth Amendment’s ban on cruel and unusual punishments, which are the two primary sources of constitutional protection against physically abusive governmental conduct. The validity of the claim must then be judged by reference to the specific constitutional standard which governs that right, rather than to some generalized “excessive force” standard. See Tennessee v. Garner, supra, at 7-22 (claim of excessive force to effect arrest analyzed under a Fourth Amendment standard); Whitley v. Albers, 475 U. S. 312, 318-326 (1986) (claim of excessive force to subdue convicted prisoner analyzed under an Eighth Amendment standard).
Where, as here, the excessive force claim arises in the context of an arrest or investigatory stop of a free citizen, it is most properly characterized as one invoking the protections of the Fourth Amendment, which guarantees citizens the right “to be secure in their persons . . . against unreasonable . . . seizures” of the person. This much is clear from our decision in Tennessee v. Garner, supra. In Garner, we addressed a claim that the use of deadly force to apprehend a fleeing suspect who did not appear to be armed or otherwise dangerous violated the suspect’s constitutional rights, notwithstanding the existence of probable cause to arrest. *395Though the complaint alleged violations of both the Fourth Amendment and the Due Process Clause, see 471 U. S., at 5, we analyzed the constitutionality of the challenged application of force solely by reference to the Fourth Amendment’s prohibition against unreasonable seizures of the person, holding that the “reasonableness” of a particular seizure depends not only on when it is made, but also on how it is carried out. Id., at 7-8. Today we make explicit what was implicit in Garner’s analysis, and hold that all claims that law enforcement officers have used excessive force — deádly or not — in the course of an arrest, investigatory stop, or other “seizure” of a free citizen should be analyzed under the Fourth Amendment and its “reasonableness” standard, rather than under a “substantive due process” approach. Because the Fourth Amendment provides an explicit textual source of constitutional protection against this sort of physically intrusive governmental conduct, that Amendment, not the more generalized notion of “substantive due process,” must be the guide for analyzing these claims.10"
*396Determining whether the force used to effect a particular seizure-is “reasonable” under the Fourth Amendment requires a careful balancing of “ ‘the nature and quality of the intrusion on the individual’s Fourth Amendment interests’ ” against the countervailing governmental interests at stake. Id., at 8, quoting United States v. Place, 462 U. S. 696, 703 (1983). Our Fourth Amendment jurisprudence has long recognized that the right to make an arrest or investigatory stop necessarily carries with it the right to use some degree of physical coercion or threat thereof to effect it. See Terry v. Ohio, 392 U. S., at 22-27. Because “[t]he test of reasonableness under the Fourth Amendment is not capable of precise definition or mechanical application,” Bell v. Wolfish, 441 U. S. 520, 559 (1979), however, its proper application requires careful attention to the facts and circumstances of each particular case, including the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight. See Tennessee v. Garner, 471 U. S., at 8-9 (the question is “whether the totality of the circumstances justified] a particular sort of. . . seizure”).
The “reasonableness” of a particular use of force must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight. See Terry v. Ohio, supra, at 20-22. The Fourth Amendment is not violated by an arrest based on probable cause, even though the wrong person is arrested, Hill v. California, 401 U. S. 797 (1971), nor by the mistaken execution of a valid search warrant on the wrong premises, Maryland v. Garrison, 480 U. S. 79 (1987). With respect to a claim of excessive force, the same standard of reasonableness at the moment applies: “Not every push or shove, even if it may later seem unnecessary in the peace of a judge’s chambers,” Johnson v. Glide, 481 F. 2d, at 1033, violates the Fourth Amendment. The calculus of reasonableness must embody *397allowance for the fact that police officers are often forced to make split-second judgments — in circumstances that are tense, uncertain, and rapidly evolving — about the amount of force that is necessary in a particular situation.
As in other Fourth Amendment contexts, however, the “reasonableness” inquiry in an excessive force case is an objective one: the question is whether the officers’ actions are “objectively reasonable” in light of the facts and circumstances confronting them, without regard to their underlying intent or motivation. See Scott v. United States, 436 U. S. 128, 137-139 (1978); see also Terry v. Ohio, supra, at 21 (in analyzing the reasonableness of a particular search or seizure, “it is imperative that the facts be judged against an objective standard”). An officer’s evil intentions will not make a Fourth Amendment violation out of an objectively reasonable use of force; nor will an officer’s good intentions make an objectively unreasonable use of force constitutional. See Scott v. United States, supra, at 138, citing United States v. Robinson, 414 U. S. 218 (1973).
Because petitioner’s excessive force claim is one arising under the Fourth Amendment, the Court of Appeals erred in analyzing it under the four-part Johnson v. Glick test. That test, which requires consideration of whether the individual officers acted in “good faith” or “maliciously and sadistically for the very purpose of causing harm,” is incompatible with a proper Fourth Amendment analysis. We do not agree with the Court of Appeals’ suggestion, see 827 F. 2d, at 948, that the “malicious and sadistic” inquiry is merely another way of describing conduct that is objectively unreasonable under the circumstances. Whatever the empirical correlations between “malicious and sadistic” behavior and objective unreasonableness may be, the fact remains that the “malicious and sadistic” factor puts in issue the subjective motivations of the individual officers, which our prior cases make clear has no bearing on whether a particular seizure is “unreasonable” under the Fourth Amendment. Nor do we agree with the *398Court of Appeals’ conclusion, see id., at 948, n. 3, that because the subjective motivations of the individual officers are of central importance in deciding whether force used against a convicted prisoner violates the Eighth Amendment, see Whitley v. Albers, 475 U. S., at 320-321,11 it cannot be reversible error to inquire into them in deciding whether force used against a suspect or arrestee violates the Fourth Amendment. Differing standards under the Fourth and Eighth Amendments are hardly surprising: the terms “cruel” and “punishments” clearly suggest some inquiry into subjective state of mind, whereas the term “unreasonable” does not. Moreover, the less protective Eighth Amendment standard applies “only after the State has complied with the constitutional guarantees traditionally associated with criminal prosecutions.” Ingraham v. Wright, 430 U. S. 651, 671, *399n. 40 (1977). The Fourth Amendment inquiry is one of “objective reasonableness” under the circumstances, and subjective concepts like “malice” and “sadism” have no proper place in that inquiry.12
Because the Court of Appeals reviewed the District Court’s ruling on the motion for directed verdict under an erroneous view of the governing substantive law, its judgment must be vacated and the case remanded to that court for reconsideration of that issue under the proper Fourth Amendment standard.
It is so ordered.
Also named as a defendant was the city of Charlotte, which employed the individual respondents. The District Court granted a directed verdict for the city, and petitioner did not challenge that ruling before the Court of Appeals. Accordingly, the city is not a party to the proceedings before this Court.
Petitioner also asserted pendent state-law claims of assault, false imprisonment, and intentional infliction of emotional distress. Those claims have been dismissed from the case and are not before this Court.
The majority did note that because Graham was not an incarcerated prisoner, “his complaint of excessive force did not, therefore, arise under the eighth amendment.” 827 F. 2d, at 948, n. 3. However, it made no further effort to identify the constitutional basis for his claim.
Petitioner’s argument was based primarily on Kidd v. O’Neil, 774 F. 2d 1252 (CA4 1985), which read this Court’s decision in Tennessee v. Garner, 471 U. S. 1 (1985), as mandating application of a Fourth Amendment “objective reasonableness” standard to claims of excessive force during arrest. See 774 F. 2d, at 1254-1257. The reasoning of Kidd was subsequently rejected by the en banc Fourth Circuit in Justice v. Dennis, 834 F. 2d 380, 383 (1987), cert. pending, No. 87-1422.
The majority noted that in Whitley v. Albers, 475 U. S. 312 (1986), we held that the question whether physical force used against convicted prisoners in the course of quelling a prison riot violates the Eighth Amendment “ultimately turns on ‘whether force was applied in a good faith effort to maintain or restore discipline or maliciously and sadistically for the very purpose of causing harm.’ ” 827 F. 2d, at 948, n. 3, quoting Whitley v. Albers, supra, at 320-321. Though the Court of Appeals acknowledged that petitioner was not a convicted prisoner, it thought it “unreasonable ... to suggest that a conceptual factor could be central to one type of excessive force claim but reversible error when merely considered by the court in another context.” 827 F. 2d, at 948, n. 3.
Judge Friendly did not apply the Eighth Amendment’s Cruel and Unusual Punishments Clause to the detainee’s claim for two reasons. First, he thought that the Eighth Amendment’s protections did not attach until after conviction and sentence. 481 F. 2d, at 1032. This view was confirmed by Ingraham v. Wright, 430 U. S. 651, 671, n. 40 (1977) (“Eighth Amendment scrutiny is appropriate only after the State has complied with the constitutional guarantees traditionally associated with criminal prosecutions”). Second, he expressed doubt whether a “spontaneous attack” by a prison guard, done without the authorization of prison officials, fell within the traditional Eighth Amendment definition of “punishments.” 481 F. 2d, at 1032. Although Judge Friendly gave no reason for not analyzing the detainee’s claim under the Fourth Amendment’s prohibition against “unreasonable . . . seizures” of the person, his refusal to do so was apparently based on a belief that the protections of the Fourth Amendment did not extend to pretrial detainees. See id., at 1033 (noting that “most of the courts faced with challenges to the conditions of pretrial detention have primarily based their analysis directly on the due process clause”). See n. 10, infra.
See Freyermuth, Rethinking Excessive Force, 1987 Duke L. J. 692, 694-696, and nn. 16-23 (1987) (collecting cases).
See Juntice v. Dennis, supra, at 382 (“There are . . . certain basic principles in section 1983 jurisprudence as it relates to claims of excessive force that are beyond question I'd [w]hether the factual circumstances involve an arrestee, a pretrial detainee or a prisoner”).
The same analysis applies to excessive force claims brought against federal law enforcement and correctional officials under Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971).
A “seizure” triggering the Fourth Amendment’s protections occurs only when government actors have, “by means of physical force or show of authority, ... in some way restrained the liberty of a citizen,” Terry v. Ohio, 392 U. S. 1, 19, n. 16 (1968); see Brower v. County of Inyo, 489 U. S. 593, 596 (1989).
Our cases have not resolved the question whether the Fourth Amendment continues to provide individuals with protection against the deliberate use of excessive physical force beyond the point at which arrest ends and pretrial detention begins, and we do not attempt to answer that question today. It is clear, however, that the Due Process Clause protects a pretrial detainee from the use of excessive force that amounts to punishment. See Bell v. Wolfish, 441 U. S. 520, 535-539 (1979). After conviction, the Eighth Amendment “serves as the primary source of substantive protection ... in cases . . . where the deliberate use of force is challenged as excessive and unjustified.” Whitley v. Albers, 475 U. S., at 327. Any protection that “substantive due process” affords convicted prisoners against excessive force is, we have held, at best redundant of that provided by the Eighth Amendment. Ibid.
In Whitley, we addressed a § 1983 claim brought by a convicted prisoner, who claimed that prison officials had violated his Eighth Amendment rights by shooting him in the knee during a prison riot. We began our Eighth Amendment analysis by reiterating the long-established maxim that an Eighth Amendment violation requires proof of the “ ‘ “unnecessary and wanton infliction of pain.” ’ ” 475 U. S., at 319, quoting Ingraham v. Wright, 430 U. S., at 670, in turn quoting Estelle v. Gamble, 429 U. S. 97, 103 (1976). We went on to say that when prison officials use physical force against an inmate “to restore order in the face of a prison disturbance, . . . the question whether the measure taken inflicted unnecessary and wanton pain . . . ultimately turns on ‘whether the force was applied in a good faith effort to maintain or restore discipline or maliciously and sadistically for the very purpose of causing harm.’” 475 U. S., at 320-321 (emphasis added), quoting Johnson v. Glick, 481 F. 2d, at 1033. We also suggested that the other prongs of the Johnson v. Glick test might be useful in analyzing excessive force claims brought under the Eighth Amendment. 475 U. S., at 321. But we made clear that this was so not because Judge Friendly’s four-part test is some talismanic formula generally applicable to all excessive force claims, but because its four factors help to focus the central inquiry in the Eighth Amendment context, which is whether the particular use of force amounts to the “unnecessary and wanton infliction of pain.” See id., at 320-321. Our endorsement of the Johnson v. Glick test in Whitley thus had no implications beyond the Eighth Amendment context.
Of course, in assessing the credibility of an officer’s account of the circumstances that prompted the use of force, a factfinder may consider, along with other factors, evidence that the officer may have harbored ill-will toward the citizen. See Scott v. United States, 436 U. S. 128, 139, n. 13 (1978). Similarly, the officer’s objective “good faith” — that is, whether he could reasonably have believed that the force used did not violate the Fourth Amendment — may be relevant to the availability of the qualified immunity defense to monetary liability under § 1983.' See Anderson v. Creighton, 483 U. S. 635 (1987). Since no claim of qualified immunity has been raised in this case, however, we express no view on its proper application in excessive force cases that arise under the Fourth Amendment.
Justice Blackmun,
concurring in part and concurring in the judgment.
I join the Court’s opinion insofar as it rules that the Fourth Amendment is the primary tool for analyzing claims of excessive force in the prearrest context, and I concur in the judgment remanding the case to the Court of Appeals for reconsideration of the evidence under a reasonableness standard. In light of respondents’ concession, however, that the pleadings in this case properly may be construed as raising a Fourth Amendment claim, see Brief for Respondents 3,1 see no reason for the Court to find it necessary further to reach out to decide that prearrest excessive force claims are to be analyzed under the Fourth Amendment rather than under a *400substantive due process standard. I also see no basis for the Court’s suggestion, ante, at 395, that our decision in Tennessee v. Garner, 471 U. S. 1 (1985), implicitly so held. Nowhere in Garner is a substantive due process standard for evaluating the use of excessive force in a particular case discussed; there is no suggestion that such a standard was offered as an alternative and rejected.
In this case, petitioner apparently decided that it was in his best interest to disavow the continued applicability of substantive due process analysis as an alternative basis for recovery in prearrest excessive force cases. See Brief for Petitioner 20. His choice was certainly wise as a matter of litigation strategy in his own case, but does not (indeed, cannot be expected to) serve other potential plaintiffs equally well. It is for that reason that the Court would have done better to leave that question for another day. I expect that the use of force that is not demonstrably unreasonable under the Fourth Amendment only rarely will raise substantive due process concerns. But until I am faced with a case in which that question is squarely raised, and its merits are subjected to adversary presentation, I do not join in foreclosing the use of substantive due process analysis in prearrest cases.
8.7.3 Collins v. City of Harker Heights 8.7.3 Collins v. City of Harker Heights
COLLINS v. CITY OF HARKER HEIGHTS, TEXAS
No. 90-1279.
Argued November 5, 1991
Decided February 26, 1992
Sanford Jay Rosen argued the cause for petitioner. With him on the briefs were Don Busby and Andrea G. Asaro.
*117 Lucas A. Powe, Jr., argued the cause for respondent. With him on the brief were Roy L. Barrett and Stuart Smith. *
Briefs of amici curiae urging reversal were filed for the American Civil Liberties Union et al. by Edward Tuddenham, J. Patrick Wiseman, Steven R. Shapiro, John A. Powell, and Helen Hershkoff; for the Association of Trial Lawyers of America by Jeffrey L. Needle; and for the National Education Association by Robert H. Chanin and Jeremiah A. Collins.
Richard Ruda, Carter G. Phillips, and Mark D. Hopson filed a brief for the National League of Cities et al. as amici curiae urging affirmance.
Justice Stevens
delivered the opinion of the Court.
The question presented is whether § 1 of the Civil Rights Act of 1871, Rev. Stat. § 1979, 42 U. S. C. § 1988, provides a remedy for a municipal employee who is fatally injured in the course of his employment because the city customarily failed to train or warn its employees about known hazards in the workplace. Even though the city’s conduct may be actionable under state law, we hold that §1983 does not apply because such conduct does not violate the Due Process Clause.
On October 21, 1988, Larry Michael Collins, an employee in the sanitation department of the city of Harker Heights, Texas, died of asphyxia after entering a manhole to unstop a sewer line. Petitioner, his widow, brought this action alleging that Collins “had a constitutional right to be free from unreasonable risks of harm to his body, mind and emotions and a constitutional right to be protected from the City of Harker Heights’ custom and policy of deliberate indifference toward the safety of its employees.” App. 7. Her complaint alleged that the city violated that right by following a custom and policy of not training its employees about the dangers of working in sewer lines and manholes, not providing safety equipment at jobsites, and not providing safety warnings. The complaint also alleged that a prior incident *118 had given the city notice of the risks of entering the sewer lines 1 and that the city had systematically and intentionally failed to provide the equipment and training required by a Texas statute. Ibid. The District Court dismissed the complaint on the ground that a constitutional violation had not been alleged. No. W-89-CA-168 (WD Tex., Oct. 30, 1988), App. 20. The Court of Appeals for the Fifth Circuit affirmed on a different theory. 916 F. 2d 284 (1990). It did not reach the question whether the city had violated Collins’ constitutional rights because it denied recovery on the ground that there had been no “abuse of governmental power,” which the Fifth Circuit had found to be a necessary element of a § 1983 action. 2 Id., at 287-288, and n. 3.
*119 The contrary decision in Ruge v. Bellevue, 892 F. 2d 738 (CA8 1989), together with our concern about the Court of Appeals’ interpretation of the statute, prompted our grant of certiorari, 499 U. S. 958 (1991).
W — I
Our cases do not support the Court of Appeals reading of § 1983 as requiring proof of an abuse of governmental power separate and apart from the proof of a constitutional violation. Although the statute provides the citizen with an effective remedy against those abuses of state power that violate federal law, it does not provide a remedy for abuses that do not violate federal law, see, e. g., Martinez v. California, 444 U. S. 277 (1980); DeShaney v. Winnebago County Dept. of Social Services, 489 U. S. 189 (1989). More importantly, the statute does not draw any distinction between abusive and nonabusive federal violations.
The Court of Appeals’ analysis rests largely on the fact that the city had, through allegedly tortious conduct, harmed one of its employees rather than an ordinary citizen over whom it exercised governmental power. The employment relationship, however, is not of controlling significance. On the one hand, if the city had pursued a policy of equally deliberate indifference to the safety of pedestrians that resulted in a fatal injury to one who inadvertently stepped into an open manhole, the Court of Appeals’ holding would not speak to this situation at all, although it would seem that a claim by such a pedestrian should be analyzed in a similar manner as the claim by this petitioner. On the other hand, a logical application of the holding might also bar potentially meritorious claims by employees if, for example, the city had given an employee a particularly dangerous assignment in retaliation for a political speech, cf. St. Louis v. Praprotnik, 485 U. S. 112 (1988), or because of his or her gender, cf. Monell v. New York City Dept. of Social Services, 436 U. S. 658 (1978). The First Amendment, the Equal Protection and *120 Due Process Clauses of the Fourteenth Amendment, and other provisions of the Federal Constitution afford protection to employees who serve the government as well as to those who are served by them, and § 1983 provides a cause of action for all citizens injured by an abridgment of those protections. Neither the fact that petitioner’s decedent was a government employee nor the characterization of the city’s deliberate indifference to his safety as something other than an “abuse of governmental power” is a sufficient reason for refusing to entertain petitioner’s federal claim under § 1983.
Nevertheless, proper analysis requires us to separate two different issues when a § 1983 claim is asserted against a municipality: (1) whether plaintiff’s harm was caused by a constitutional violation, and (2) if so, whether the city is responsible for that violation. See Oklahoma City v. Tuttle, 471 U. S. 808, 817 (1985) (opinion of Rehnquist, J.); id., at 828-829 (opinion of Brennan, J., concurring in part and concurring in judgment). Because most of our opinions discussing municipal policy have involved the latter issue, it is appropriate to discuss it before considering the question whether petitioner’s complaint has alleged a constitutional violation.
II
Section 1983 provides a remedy against “any person” who, under color of state law, deprives another of rights protected by the Constitution. 3 In Monell, the Court held that Congress intended municipalities and other local government entities to be included among those persons to whom § 1983 applies. 436 U. S., at 690. At the same time, the Court *121 made it clear that municipalities may not be held liable “unless action pursuant to official municipal policy of some nature caused a constitutional tort.” Id., at 691. 4 The Court emphasized that
“a municipality cannot be held liable solely because it employs a tortfeasor — or, in other words, a municipality cannot be held liable under § 1983 on a respondeat superior theory.
“[TJherefore, ... a local government may not be sued under § 1983 for an injury inflicted solely by its employees or agents. Instead, it is when execution of a government’s policy or custom, whether made by its lawmakers or by those whose edicts or acts may fairly be said to represent official policy, inflicts the injury that the government as an entity is responsible under § 1983.” Id., at 691, 694 (emphasis in original).
In a series of later cases, the Court has considered whether an alleged injury caused by municipal employees acting under color of state law provided a proper basis for imposing liability on a city. In each of those cases the Court assumed that a constitutional violation had been adequately alleged or proved and focused its attention on the separate issue of municipal liability. Thus, for example, in Oklahoma City v. Tuttle, supra, it was assumed that a police officer had violated the decedent’s constitutional rights, but we held that the wrongful conduct of a single officer without any policy-making authority did not establish municipal policy. And in St. Louis v. Praprotnik, 485 U. S. 112 (1988), without reach *122 ing the question whether the adverse employment action taken against the plaintiff violated his First Amendment rights, the Court concluded that decisions by subordinate employees did not necessarily reflect official policy. On the other hand, in Pembaur v. Cincinnati, 475 U. S. 469 (1986), the Court held that a county was responsible for unconstitutional actions taken pursuant to decisions made by the county prosecutor and the county sheriff because they were the “officials responsible for establishing final policy with respect to the subject matter in question,” id., at 483-484.
Our purpose in citing these cases is to emphasize the separate character of the inquiry into the question of municipal responsibility and the question whether a constitutional violation occurred. It was necessary to analyze whether execution of a municipal policy inflicted the injury in these cases because, unlike ordinary tort litigation, the doctrine of re-spondeat superior was inapplicable. The city is not vicariously liable under §1983 for the constitutional torts of its agents: It is only liable when it can be fairly said that the city itself is the wrongdoer. Because petitioner in this case relies so heavily on our reasoning in Canton v. Harris, 489 U. S. 378 (1989) — and in doing so, seems to assume that the case dealt with the constitutional issue — it is appropriate to comment specifically on that case.
In Canton we held that a municipality can, in some circumstances, be held liable under §1983 “for constitutional violations resulting from its failure to train municipal employees.” Id., at 380. Among the claims advanced by the plaintiff in that case was a violation of the “right, under the Due Process Clause of the Fourteenth Amendment, to receive necessary medical attention while in police custody.” Id., at 381. 5 Because we assumed, arguendo, that the plain *123 tiff’s constitutional right to receive medical care had been denied, id., at 388-389, n. 8, our. opinion addressed only the question whether the constitutional deprivation was attributable to a municipal policy or custom.
We began our analysis by plainly indicating that we were not deciding the constitutional issue.
“In Monell v. New York City Dept. of Social Services, 436 U. S. 658 (1978), we decided that a municipality can be found liable under § 1983 only where the municipality itself causes the constitutional violation at issue. Re-spondeat superior or vicarious liability will not attach under §1983. Id., at 694-695. ‘It is only when the “execution of the government’s policy or custom ... inflicts the injury” that the municipality may be held liable under § 1983.’ Springfield v. Kibbe, 480 U. S. 257, 267 (1987) (O’Connor, J., dissenting) (quoting Monell, supra, at 694).
“Thus, our first inquiry in any case alleging municipal liability under § 1983 is the question whether there is a direct causal link between a municipal policy or custom and the alleged constitutional deprivation.” Id., at 385.
We did not suggest that all harm-causing municipal policies are actionable under § 1983 or that all such policies are unconstitutional. Moreover, we rejected the city’s argument that only unconstitutional policies can create municipal liability under the statute. Id., at 387. Instead, we concluded that if a city employee violates another’s constitutional rights, the city may be liable if it had a policy or custom of failing to train its employees and that failure to train caused the constitutional violation. In particular, we held that the inadequate training of police officers could be characterized as the cause of the constitutional tort if — and only if — the *124 failure to train amounted to “deliberate indifference” to the rights of persons with whom the police come into contact. Id., at 388. 6
Although the term “deliberate indifference” has been used in other contexts to define the threshold for finding a violation of the Eighth Amendment, see Estelle v. Gamble, 429 U. S. 97, 104 (1976), as we have explained, that term was used in the Canton case for the quite different purpose of identifying the threshold for holding a city responsible for the constitutional torts committed by its inadequately trained agents. 7 In this case, petitioner has used that term to characterize the city’s failure to train the employees in its sanitation department. We assume for the purpose of decision that the allegations in the complaint are sufficient to provide a substitute for the doctrine of respondeat superior as a basis for imposing liability on the city for the tor-tious conduct of its agents, but that assumption does not confront the question whether the complaint has alleged a constitutional violation. To that question we now turn.
*125 III
Petitioner’s constitutional claim rests entirely on the Due Process Clause of the Fourteenth Amendment. 8 The most familiar office of that Clause is to provide a guarantee of fair procedure in connection with any deprivation of life, liberty, or property by a State. Petitioner, however, does not advance a procedural due process claim in this case. Instead, she relies on the substantive component of the Clause that protects individual liberty against “certain government actions regardless of the fairness of the procedures used to implement them.” Daniels v. Williams, 474 U. S. 327, 331 (1986).
As a general matter, the Court has always been reluctant to expand the concept of substantive due process because guideposts for responsible decisionmaking in this unchar-tered area are scarce and open-ended. Regents of Univ. of Mich. v. Ewing, 474 U. S. 214, 225-226 (1985). The doctrine of judicial self-restraint requires us to exercise the utmost care whenever we are asked to break new ground in this field. It is important, therefore, to focus on the allegations in the complaint to determine how petitioner describes the constitutional right at stake and what the city allegedly did to deprive her husband of that right.
A fair reading of petitioner’s complaint does not charge the city with a willful violation of Collins’ rights. Petitioner does not claim that the city or any of its agents deliberately harmed her husband. In fact, she does not even allege that his supervisor instructed him to go into the sewer when the supervisor knew or should have known that there was a significant risk that he would be injured. Instead, she makes the more general allegation that the city deprived him of *126 life and liberty by failing to provide a reasonably safe work environment. 9 Fairly analyzed, her claim advances two theories: that the Federal Constitution imposes a duty on the city to provide its employees with minimal levels of safety and security in the workplace, or that the city’s “deliberate indifference” to Collins’ safety was arbitrary government action that must “shock the conscience” of federal judges. Cf. Rochin v. California, 342 U. S. 165, 172 (1952).
Neither the text nor the history of the Due Process Clause supports petitioner’s claim that the governmental employer’s duty to provide its employees with a safe working environment is a substantive component of the Due Process Clause. “[T]he Due Process Clause of the Fourteenth Amendment was intended to prevent government ‘from abusing [its] power, or employing it as an instrument of oppression. ’ ” DeShaney v. Winnebago County Dept. of Social Services, 489 U. S., at 196 (quoting Davidson v. Cannon, 474 U. S. 344, 348 (1986)). As we recognized in DeShaney:
“The Clause is phrased as a limitation on the State’s power to act, not as a guarantee of certain minimal levels of safety and security. It forbids the State itself to deprive individuals of life, liberty, or property without ‘due process of law,’ but its language cannot fairly be extended to impose an affirmative obligation on the State to ensure that those interests do not come to harm through other means. Nor does history support such *127 an expansive reading of the constitutional text.” 489 U. S., at 195. 10
Petitioner’s submission that the city violated a federal constitutional obligation to provide its employees with certain minimal levels of safety and security is unprecedented. It is quite different from the constitutional claim advanced by plaintiffs in several of our prior cases who argued that the State owes a duty to take care of those who have already been deprived of their liberty. We have held, for example, that apart from the protection against cruel and unusual punishment provided by the Eighth Amendment, cf. Hutto v. Finney, 437 U. S. 678 (1978), the Due Process Clause of its own force requires that conditions of confinement satisfy certain minimal standards for pretrial detainees, see Bell v. Wolfish, 441 U. S. 520, 535, n. 16, 545 (1979), for persons in mental institutions, Youngberg v. Romeo, 457 U. S. 307, 315-316 (1982), for convicted felons, Turner v. Safley, 482 U. S. 78, 94-99 (1987), and for persons under arrest, see Revere v. Massachusetts General Hospital, 463 U. S. 239, 244-245 (1983). The “process” that the Constitution guarantees in *128 connection with any deprivation of liberty thus includes a continuing obligation to satisfy certain minimal custodial standards. See DeShaney, 489 U. S., at 200. Petitioner cannot maintain, however, that the city deprived Collins of his liberty when it made, and he voluntarily accepted, an offer of employment.
We also are not persuaded that the city’s alleged failure to train its employees, or to warn them about known risks of harm, was an omission that can properly be characterized as arbitrary, or conscience shocking, in a constitutional sense. Petitioner’s claim is analogous to a fairly typical state-law tort claim: The city breached its duty of care to her husband by failing to provide a safe work environment. Because the Due Process Clause “does not purport to supplant traditional tort law in laying down rules of conduct to regulate liability for injuries that attend living together in society,” Daniels v. Williams, 474 U. S., at 332, we have previously rejected claims that the Due Process Clause should be interpreted to impose federal duties that are analogous to those traditionally imposed by state tort law, see, e.g., id., at 332-333; Baker v. McCollan, 443 U. S. 137, 146 (1979); Paul v. Davis, 424 U. S. 693, 701 (1976). The reasoning in those cases applies with special force to claims asserted against public employers because state law, rather than the Federal Constitution, generally governs the substance of the employment relationship. See, e. g., Bishop v. Wood, 426 U. S. 341, 350 (1976); Board of Regents of State Colleges v. Roth, 408 U. S. 564, 577-578 (1972).
Our refusal to characterize the city’s alleged omission in this case as arbitrary in a constitutional sense rests on the presumption that the administration of government programs is based on a rational decisionmaking process that takes account of competing social, political, and economic forces. Cf. Walker v. Rowe, 791 F. 2d 507, 510 (CA7 1986). Decisions concerning the allocation of resources to individual programs, such as sewer maintenance, and to particular as *129 pects of those programs, such as the training and compensation of employees, involve a host of policy choices that must be made by locally elected representatives, rather than by federal judges interpreting the basic charter of Government for the entire country. The Due Process Clause “is not a guarantee against incorrect or ill-advised personnel decisions.” Bishop v. Wood, 426 U. S., at 350. Nor does it guarantee municipal employees a workplace that is free of unreasonable risks of harm.
Finally, we reject petitioner’s suggestion that the Texas Hazard Communication Act 11 supports her substantive due process claim. We assume that the Act imposed a duty on the city to warn its sanitation employees about the dangers of noxious gases in the sewers and to provide safety training and protective equipment to minimize those dangers. 12 We also assume, as petitioner argues, that the Act created an entitlement that qualifies as a “liberty interest” protected by the Due Process Clause. But even with these assumptions, petitioner’s claim must fail for she has not alleged that the deprivation of this liberty interest was arbitrary in the constitutional sense. Cf. Harrah Independent School Dist. v. *130 Martin, 440 U. S. 194, 198-199 (1979). The reasons why the city’s alleged failure to train and warn did not constitute a constitutionally arbitrary deprivation of Collins’ life, see supra, at 128-129, apply a fortiori to the less significant liberty interest created by the Texas statute.
In sum, we conclude that the Due Process Clause does not impose an independent federal obligation upon municipalities to provide certain minimal levels of safety and security in the workplace and the city’s alleged failure to train or to warn its sanitation department employees was not arbitrary in a constitutional sense. The judgment of the Court of Appeals is therefore affirmed.
It is so ordered.
In particular, the complaint alleged that “[pjrior to October, 1988, the City of Harker Heights was on notice of the dangers to which the employees were exposed because Larry Michael Collins’ supervisor had been rendered unconscious in a manhole several months prior to October, 1988, in fact, several months before Larry Michael Collins began work at the City of Harker Heights.” App. 7.
The Court of Appeals explained:
“The question presented in this case is whether a plaintiff seeking recovery under § 1983 for injury to a governmental employee must demonstrate, inter alia, that the conduct in issue was an abuse of governmental power. More particularly, does alleged wrongful conduct by government — in its capacity as employer rather than as a governing authority— that deprives its employee of an alleged constitutional right give rise to a § 1983 action? We base our holding on the abuse of government power standard, separate from the constitutional deprivation element or standard. The district court appears to have merged those two standards, which are among those necessary for bringing § 1983 into play here. In reviewing this Rule 12(b)(6) dismissal, we will keep them separate.
“In this Circuit, there is a separate standard that must also be satisfied— an abuse of government power. While this element is in many ways similar to, and often blends with, other necessary elements for a § 1983 action, such as deprivation of a constitutional right, and springs from the same sources as the deprivation element, it is separate nonetheless.” 916 F. 2d, at 286-287.
The section states, in relevant part:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State ... subjects, or causes to be subjected, any citizen of the United States ... to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress_” 42 U. S. C. § 1983.
Petitioners in Monell, a class of female employees of the New York City Department of Social Services and Board of Education, alleged that the board and department violated their due process rights by implementing an official policy that compelled pregnant employees to take unpaid leaves of absences before such leaves were required for medical reasons. 436 U. S., at 660-661.
“At the close of the evidence, the District Court submitted the case to the jury, which rejected all of Mrs. Harris’ claims except one: her § 1983 claim against the city resulting from its failure to provide her with medi *123 cal treatment while in custody.” Canton v. Harris, 489 U. S., at 382 (emphasis added).
We added:
“Only where a municipality’s failure to train its employees in a relevant respect evidences a ‘deliberate indifference’ to the rights of its inhabitants can such a shortcoming be properly thought of as a' city ‘policy or custom’ that is actionable under § 1983.
“Consequently, while claims such as respondent’s — alleging that the city’s failure to provide training to municipal employees resulted in the constitutional deprivation she suffered — are cognizable under § 1983, they can only yield liability against a municipality where that city’s failure to train reflects deliberate indifference to the constitutional rights of its inhabitants.” Id., at 389, 392.
Indeed, we expressly stated: “The ‘deliberate indifference’ standard we adopt for § 1983 ‘failure to train’ claims does not turn upon the degree of fault (if any) that a plaintiff must show to make out an underlying claim of a constitutional violation.” Id., at 388, n. 8.
The Due Process Clause of the Fourteenth Amendment states: “nor shall any State deprive any person of life, liberty, or property, without due process of law.”
Petitioner alleges that her husband had “a constitutional right to be free from unreasonable risks of harm to his body, mind and emotions and a constitutional right to be protected from the City of Harker Heights’ custom and policy of deliberate indifference toward the safety of its employees.” App. 7. The city’s policy and custom of not training its employees and not warning them of the danger allegedly caused Collins’ death and thus deprived him of those rights. Id., at 8.
“Historically, this guarantee of due process has been applied to deliberate decisions of government officials to deprive a person of life, liberty, or property. E. g., Davidson v. New Orleans, 96 U. S. 97 (1878) (assessment of real estate); Rochin v. California, 342 U. S. 166 (1962) (stomach pumping); Bell v. Burson, 402 U. S. 535 (1971) (suspension of driver’s license); Ingraham v. Wright, 430 U. S. 651 (1977) (paddling student); Hudson v. Palmer, 468 U. S. 517 (1984) (intentional destruction of inmate’s property). No decision of this Court before Parratt [v. Taylor, 451 U. S. 527 (1981),] supported the view that negligent conduct by a state official, even though causing injury, constitutes a deprivation under the Due Process Clause. This history reflects the traditional and common-sense notion that the Due Process Clause, like its forebear in the Magna Carta, see Corwin, The Doctrine of Due Process of Law Before the Civil War, 24 Harv. L. Rev. 366, 368 (1911), was ‘intended to secure the individual from the arbitrary exercise of the powers of government,’ Hurtado v. California, 110 U. S. 516, 527 (1884).” Daniels v. Williams, 474 U. S. 327, 331 (1986).
Tex. Rev. Civ. Stat. Ann., Art. 5182b (Vernon 1987).
Section 10(a) of the Act states, for example:
“Every employer shall provide, at least annually, an education and training program for employees using or handling hazardous chemicals. . . . Additional instruction shall be provided when the potential for exposure to hazardous chemicals is altered or when new and significant information is received by the employer concerning the hazards of a chemical. New or newly assigned employees shall be provided training before working with or in a work area containing hazardous chemicals.”
And § 15(a)states:
“Employees who may be exposed to hazardous chemicals shall be informed of the exposure and shall have access to the workplace chemical list and [material safety data sheets] for the hazardous chemicals. ... In addition, employees shall receive training on the hazards of the chemicals and on measures they can take to protect themselves from those hazards and shall be provided with appropriate personal protective equipment. These rights are guaranteed on the effective date of this Act.”
8.7.4 Wood v. Ostrander 8.7.4 Wood v. Ostrander
Content warning: rape.
Linda K. WOOD, Plaintiff-Appellant, v. Steven C. OSTRANDER; Neil Maloney, Defendants-Appellees.
No. 87-3924.
United States Court of Appeals, Ninth Circuit.
Argued and Submitted Feb. 3, 1988.
Decided July 13, 1988.
Paul Lindenmuth, Neil J. Hoff, Tacoma, Wash., for plaintiff-appellant.
Betty Edwards, Asst. Atty. Gen. (on brief), Rene D. Tomisser, Asst. Atty. Gen. (argued), Olympia, Wash., for defendants-appellees.
FLETCHER, Circuit Judge:
Linda Wood brought this action against Washington State Trooper Steven Ostran-der and others for damages under 42 U.S. C. § 1983. Wood appeals the district court’s dismissal on summary judgment. We reverse.
FACTS
At 2:30 a.m., in the morning of September 23, 1984, Trooper Ostrander pulled a car to the side of the road for driving with its high beams on. Ostrander determined that the driver, Robert Bell, was intoxicated and placed him under arrest. Ostrander called for a tow truck to have the car impounded, and returned to the car and removed the keys. Wood, who was sitting in the car, asked Ostrander how she would get home. Ostrander replied that he was sorry, but that Wood would have to get out of the car. These facts are not disputed. Wood claims that Ostrander simply returned to his patrol car and drove away. Ostrander claims that he offered to call a friend or family member who could give Ms. Wood a ride home, but that she declined the offer. Although Wood claims that she did not see any open business at the time Ostrander drove away, Ostrander claims that a Shell station and a Seven-Eleven store were clearly visible and open for business. Ostrander further claims that Wood was picked up by an unknown driver before Ostrander drove away, though Bell and Wood dispute this.
Ostrander left Wood near a military reservation in the Parkland area of Pierce County, which has the highest aggravated crime rate in the County outside the City of Tacoma. The temperature was 50 degrees and Wood was wearing only a blouse and jeans. After walking one half block towards her home, which was five miles away, and having turned down rides offered by three or four strangers, Wood accepted a ride with an unknown man. The driver took Wood to a secluded area and raped her.
Wood had little or no money on her person at the time. Although she lived with her parents, Wood did not try to call them for help because, she claims, they would have been unable to pick her up: her mother has night-blindness and her step father suffers from brain damage.
The district court denied defendants’ first summary judgment motion, ruling that Ostrander’s actions could not be characterized as merely negligent. Subsequently, the district court granted defendants’ second motion for summary judgment, on the ground that Ostrander was entitled to good faith, qualified immunity, and that Ostrander owed no “affirmative constitutional duty of protection” to Wood.1
We review the district court’s grant of summary judgment de novo to determine whether there is any genuine issue of material fact and whether the substantive law was correctly applied. Darring v. Kincheloe, 783 F.2d 874, 876 (9th Cir.1986). All facts in the record and inferences drawn from them must be viewed in the light most favorable to the non-moving party. Clipper Exxpress v. Rocky Mountain Motor Tariff, 690 F.2d 1240, 1250 (9th Cir. 1982).
*1214DISCUSSION
I. Whether Wood has stated a § 1983 claim
To sustain an action under § 1983, a plaintiff must show (1) that the conduct complained of was committed by a person acting under color of state law; and (2) that the conduct deprived the plaintiff of a federal constitutional or statutory right. Rinker v. Napa County, 831 F.2d 829, 831 (9th Cir.1987) (citing Parratt v. Taylor, 451 U.S. 527, 535, 101 S.Ct. 1908, 1912, 68 L.Ed. 2d 420 (1981)). Defendants do not dispute that in arresting Bell and impounding the car, Ostrander was acting under color of state law. They do, however, argue that Wood fails to state a claim cognizable under § 1983 because, first Ostrander's conduct at most negligent and, second, Wood has adequate state remedies to pursue her claim. These distinct threshold issues are considered in turn.
A. The “mere negligence” bar
In Daniels v. Williams, 474 U.S. 327, 330-32, 106 S.Ct. 662, 664-65, 88 L.Ed.2d 662 (1986), and Davidson v. Cannon, 474 U.S. 344, 347, 106 S.Ct. 668, 670, 88 L.Ed.2d 677 (1986), the Supreme Court held that mere negligence or lack of due care by state officials does not trigger the protections of the Fourteenth Amendment and therefore does not state a claim under § 1983. In doing so, the Court overruled that part of Parratt, 451 U.S. at 536-37, 101 S.Ct. at 1913; which held that a negligent loss of property by state officials could be a “deprivation” under the Due Process Clause. Daniels, 474 U.S. at 330, 106 S.Ct. at 664. However, the Court expressly left open the question of “whether something less than intentional conduct, such as recklessness or gross negligence, is enough to trigger the protections of the Due Process Clause.” Id. at 334 n. 3, 106 S.Ct. at 667 n. 3.
This question has since been addressed by several courts of appeal. In Ketchum v. Alameda Co., 811 F.2d 1243 (9th Cir. 1987), this court stated that Daniels did not control the resolution of a § 1983 case claiming state liability for third-party crimes, where the plaintiff had alleged gross negligence by the state. 811 F.2d at 1244, 1246 n. 3. Other circuits have held recklessness or gross negligence sufficient to state a § 1983 claim, whereas none has held that only intentional misconduct will suffice. See, e.g., Taylor v. Ledbetter, 818 F.2d 791, 793 (11th Cir.1987) (en banc) (claim that state officials “were ‘grossly negligent’ or ‘deliberately indifferent’ ” is “sufficient to overcome either a Daniels or Davidson bar”); Vinson v. Campbell County Fiscal Court, 820 F.2d 194, 199-200 (6th Cir.1987) (gross negligence cognizable under § 1983); White v. Rochford, 592 F.2d 381, 385 (7th Cir.1979) (gross negligence or reckless disregard for the safety of others is cognizable); see also Davidson v. O’Lone, 752 F.2d 817, 828 (3rd Cir.1984) (en banc), aff'd sub nom., Davidson v. Cannon, 474 U.S. 344, 106 S.Ct. 668, 88 L.Ed.2d 677 (1986) (gross negligence or reckless indifference sufficient) (plurality view).2
In this case, Wood has raised genuine issues of fact tending to show that Trooper Ostrander had acted with gross negligence, recklessness, or “deliberate indifference” to Wood’s safety. See Taylor v. Ledbetter, 818 F.2d at 793, 795-97 (deliberate indifference to victim’s well-being is more than negligence and supports § 1983 claim); Davidson v. O’Lone, supra, 752 F.2d at 828; see also Estelle v. Gamble, 429 U.S. 97, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976) (prison officials’ deliberate disregard of prisoner’s serious illness or injury violates Eighth Amendment and is cognizable under § 1983). The rationale underlying Daniels' bar of negligence-based § 1983 claims is that mere lack of due care, such as leaving a pillow on the prison stairs *1215{Daniels) or mislaying an inmate’s property {Parratt) is “quite remote” from the Fourteenth Amendment’s purpose of redressing abuses of power by state officials. 474 U.S. at 332,106 S.Ct. at 665. Here, the facts put in issue by Wood — that Ostrander arrested the driver, impounded the car, and left Wood by the side of the road at night in a high-crime area — show an intentional assertion of government power which, according to Wood’s version of the case, tends to show a disregard for Wood’s safety that may amount to more than negligence. Even in Davidson v. Cannon, although the injury to the plaintiff was also very serious, the officials’ acts and omissions were not deliberate, as Ostrander’s allegedly were; rather, as characterized by the Court, the acts in Davidson were no more than negligent oversight. 474 U.S. at 347, 106 S.Ct. at 670. Ostrander’s actions allegedly involve an element of abuse of power, and his conduct may be more than mere negligence. Wood’s claim is not barred by Daniels.
B. The “state remedies” bar
Parratt v. Taylor, 451 U.S. at 541-44, 101 S.Ct. at 1916-17, and its progeny hold that a deprivation of liberty or property is not cognizable under § 1983 when a state’s post-deprivation remedies are adequate to protect a victim’s procedural due process rights. See, e.g., Hudson v. Palmer, 468 U.S. 517, 533, 104 S.Ct. 3194, 3203, 82 L.Ed.2d 393 (1983).3 However, “[t]he Parratt line of cases does not focus on the relevance of procedural protections to alleged violations of substantive constitutional rights.” Smith v. City of Fontana, 818 F.2d 1411, 1414 (9th Cir.1987), cert. denied, — U.S. -, 108 S.Ct. 311, 98 L.Ed.2d 269 (1988). Accordingly, the existence of state remedies is irrelevant and the Parratt bar inapplicable where the plaintiff alleges a violation of a substantive right under either the Bill of Rights or the Due Process Clause. Smith, 818 F.2d at 1415; accord Mann v. Tucson Dept. of Police, 782 F.2d 790, 792-93 (9th Cir.1986) (per curiam); see also Daniels, 474 U.S. at 337-39, 106 S.Ct. at 677-79 (Stevens, J., concurring); Parratt, 451 U.S. at 545, 101 S.Ct. at 1917 (Blackmun, J., concurring); Haygood v. Younger, 769 F.2d 1350, 1356 (9th Cir. 1985) (en banc) (Parratt and Hudson “did not deal with official assaults, batteries or other invasions of personal liberty”).
Defendants argue that the existence of a state tort remedy for Wood precludes the § 1983 claim under Parratt. According to defendants, the only distinction between this case and the Parratt line is that Par-ratt and its progeny involve deprivations of property whereas this case involves an alleged deprivation of liberty. See Ingraham v. Wright, 430 U.S. 651, 674-75, 97 S.Ct. 1401, 1414, 51 L.Ed.2d 711 (1977) (child had liberty interest in personal security and freedom from restraint and infliction of pain). Defendants argue that we should anticipate a Supreme Court holding to the effect that Parratt extends to deprivations of liberty, because the Court cited certain § 1983 cases involving assaults to support its conclusion that Parratt extends to intentional deprivations of property. See Hudson v. Palmer, 468 U.S. at 531 n. 10, 533-34 n. 14, 104 S.Ct. at 3202 n. 10, 3204 n. 14. Defendants also rely on this court’s decision in Rutledge v. Arizona Board of Regents, 660 F.2d 1345, 1352 (9th Cir.1981), aff'd sub nom. Kush v. Rutledge, 460 U.S. 719, 103 S.Ct. 1483, 75 L.Ed.2d 413 (1983), which held in part that a college football coach’s assault on a player was not cognizable under § 1983.
Defendants’ argument is unpersuasive, because it follows the wrong axis of analysis. This circuit has analyzed Parratt and its progeny not by distinguishing liberty versus property deprivations, but rather by analyzing substantive versus procedural rights deprivations. See, e.g., Smith v. City of Fontana, 818 F.2d at 1414-15. The relevant inquiry is whether the deprivation is sufficiently serious that “ ‘the constitutional line ha[s] been crossed’ so as to constitute a deprivation of substantive due process.” Rutherford v. City of Berkeley, 780 F.2d 1444, 1447 (9th .Cir.1986). Ingraham and Rutledge do not suggest *1216otherwise. In Ingraham, the Court considered only a procedural due process challenge based on the lack of a hearing before corporal punishment was meted out. See 430 U.S. at 674, 680-83, 97 S.Ct. at 1414, 1417-18. In Rutledge, this court did not analyze how serious the assault was, deciding that Parratt was preclusive of such inquiry. 660 F.2d at 1352. To the extent that Rutledge found Parratt to bar § 1983 claims for substantive rights violated by official assaults, it does not survive this court’s en banc ruling in Haygood v. Younger, 769 F.2d at 1356.
The seriousness of the official misconduct may determine whether “the constitutional line” between a procedural and a substantive due process violation “has been crossed,” so that the availability of state court relief will not bar a § 1983 claim. Clearly, the line is crossed in instances of serious police brutality. See, e.g., Rutherford, 780 F.2d at 1448. But Rutherford only “[pjartially answer[ed] the question left open in Haygood ” as to whether “official assaults, batteries or other invasions of personal liberty” amount to substantive due process violations. Id. While brutality by police or prison guards is one paradigmatic example of a substantive due process violation, it does not exhaust the possibilities.
More generally, substantive due process violations comprise those acts by the state that are prohibited “regardless of the fairness of the procedures used to implement them.” Daniels, 474 U.S. at 331, 106 S.Ct. at 665. In the prison setting at least, a substantive due process violation may arise from established procedures that create an unreasonable risk of harm. Hudson v. Palmer, 468 U.S. at 541 n. 4, 104 S.Ct. at 3208 n. 4 (Stevens, J., concurring in part). Although Ostrander did not himself assault Wood, he allegedly acted in callous disregard for Wood’s physical security, a liberty interest. See Ingraham v. Wright, supra. In addition, Ostrander acted within a vacuum of unguided discretion because no state policy existed for instructing officers how to deal with third parties stranded as a result of an arrest. Thus, the state’s “established [nonjprocedure” may have created an unreasonable risk to Wood. Wood has presented a triable issue of fact as to whether the deprivation here falls into the category of “other invasions of personal liberty.” Haygood v. Younger, 769 F.2d at 1356.
Ostrander arrested the driver and impounded the car in which Wood was a passenger, leaving her stranded alone in a high-crime area; Wood has raised a factual dispute as to whether Ostrander made any inquiry at all into her means of getting safely home. In our society, which is intensely aware of potential danger from street crime, it would not be an exaggeration for a jury to find that Ostrander’s alleged conduct “shocks the conscience,” and thereby crosses the line into a deprivation of substantive due process. See Rutherford, 780 F.2d at 1446, 1447 (citing Rochin v. California, 342 U.S. 165, 172, 72 S.Ct. 205, 209, 96 L.Ed. 183 (1952)).
II. Qualified immunity
State officials cannot be held liable for damages under § 1983 unless their conduct violates a clearly established constitutional right. Davis v. Scherer, 468 U.S. 183, 193, 104 S.Ct. 3012, 3018, 82 L.Ed. 2d 139 (1984). Officials are entitled to qualified immunity if their conduct is objectively reasonable “as measured by reference to clearly established law.” Id. at 191, 104 S.Ct. at 3017 (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 2738, 73 L.Ed.2d 396 (1982)). The district court found that the defendants were shielded by qualified immunity.4 In reviewing the court’s finding of qualified immunity, this court must determine both the legal contours of the constitutional deprivation, if any, that may be shown from the alleged facts in this case, and whether *1217those legal contours were clearly established at the time of the incident.
A. The law in 1984
In Capoeman v. Reed, 754 F.2d 1512, 1514 (9th Cir.1985), this court held that “in the absence of binding precedent, a court must look to whatever decisional law is available to ascertain whether the law is clearly established under the Harlow test.” Accord Bilbrey v. Brown, 738 F.2d 1462, 1466 (9th Cir.1984). The available decisional law includes cases from state courts, other circuits and district courts. Ward v. San Diego Co., 791 F.2d 1329, 1332 (9th Cir.1986).
The case most like our case is White v. Rockford, 592 F.2d 381 (7th Cir.1979), which reversed the dismissal of a § 1983 complaint. In White, the defendant police officers arrested a driver for drag racing on the Chicago Skyway, a busy, limited-access highway. The complaint alleged that the driver, who was uncle to the three minor children riding with him in the car, pleaded with the officers to take the children to the station or a phone booth so that they could contact their parents. The officers refused, and instead left the children in the abandoned car on the roadside, in inclement weather. The court held that the alleged conduct stated a claim under § 1983. The officers “could not avoid knowing that, absent their assistance, the three children would be subject to exposure to cold weather and danger from traffic. This indifference in the face of known dangers certainly must constitute gross negligence.” 592 F.2d at 385 (emphasis added).
In dealing with White, decided five years before the incident in this case, defendants frame the immunity issue thus:
In determining whether Ms. Wood was subjected to a constitutional deprivation it is the state of the law on September 23, 1984, which must be used to determine whether the violation occurred.... As of September 23, 1984, no court had ruled that a police officer owed a constitutional duty to make transportation arrangements for a non-intoxicated adult female who was left on the sidewalk of a major urban arterial within easy walking distance of at least two 24-hour businesses following the arrest of the person with whom she had previously been riding.
Appellee’s Brief at 9 (citation omitted). Defendants seemingly suggest that this ease can be disposed of if it does not bear a strict factual similarity to previous eases finding liability. However, this crabbed view of the good faith immunity principle cannot withstand analysis. As the Supreme Court reaffirmed last term, it is not the case that “an official action is protected by official immunity unless the very action in question has previously been held unlawful, ... but it is to say that in light of pre-existing law the unlawfulness must be apparent.” Anderson v. Creighton, — U.S. —, 107 S.Ct. 3034, 3039, 97 L.Ed.2d 523 (1987) (citations omitted); see Mitchell v. Forsyth, 472 U.S. 511, 535 n. 12, 105 S.Ct. 2806, 2820 n. 12, 86 L.Ed.2d 411 (1985).
The first question is whether White is meaningfully distinguishable from the instant case. Both cases involve a police officer’s roadside abandonment of non-arrested third parties. Defendants apparently would have the court decide that stranding three children on a busy eight-lane expressway is much worse than stranding a lone female in a high-crime area at 2:30 a.m., indeed so much worse that the former is a constitutional violation while the latter is not. It would seem that the Supreme Court’s admonition in Anderson against looking for a repetition of “the very action in question” applies forcefully against making this type of comparison. Although the dangers facing the victims in the two cases may come from very different sources, the degree of danger is high in both, and the alleged police indifference to exposing the plaintiffs to the dangers is shocking in both instances. Defendants’ suggestion that the children were in greater danger than Wood (“certain danger from the traffic and weather,” Appellee’s Brief at 10) is unpersuasive considering what actually occurred: none of the children was injured by a car (two suffered mental anguish, and a *1218third suffered aggravation of his asthma condition from the weather), whereas Wood was raped.
Defendants also argue that White was merely a “plurality” opinion and, further, adopted an “in loco parentis” rationale, finding that the officers owed a special duty to the children. This argument mis-characterizes White. First, the opinion of the court and the concurrence agree on the basic rationale of § 1983 liability: “indifference [of the officers] in the face of known dangers,” 592 F.2d at 381 (opinion of court), or “unnecessarily endangering the innocent parties in reckless disregard of their safety,” id. at 388 (concurrence) (emphasis added). Nothing in either opinion suggests that the result would have been different had the abandoned person been an adult. Indeed, the phrase “in loco parentis” appears in the opinion only in the second half of a lengthy footnote setting forth an alternate rationale for liability. The court states that the officers could be liable under § 1983 for non-feasance in the face of an affirmative duty of police officers to protect peace, order and personal safety of others. 592 F.2d at 384 & n. 6. The “in loco parentis” concept is introduced as buttressing the existence of a duty in that case, and not as the sole basis for that duty. Id.
The immunity standard considers whether a reasonable law enforcement officer should view the White case as controlling. Given this element of reasonableness, the qualified immunity regime of clearly established law should not be held to allow § 1983 defendants to interpose lawyerly distinctions that defy common sense in order to distinguish away clearly established law. White holds that a police officer may be liable under § 1983 when he abandons passengers of arrested drivers thereby exposing them to unreasonable danger. It defies common sense to find a meaningful legal distinction between the dangers facing children crossing a busy highway and a woman left alone to fend for herself at 2:30 a.m. in a high-crime area. A reasonable police officer, whose job comprises an awareness of potential crime, would be aware of the potential danger facing a woman in Wood’s circumstances.
B. The precedential effect of White in this circuit
The inquiry does not end here, however, because White did not necessarily establish law for this circuit. Where there are few cases on point, and none is binding, “an additional factor that may be considered in ascertaining whether the law is clearly established is a determination of the likelihood that the Supreme Court or this circuit would have reached the same result” as the non-binding authorities at that time. Capoeman, 754 F.2d at 1515; accord Ward v. County of San Diego, 791 F.2d 1329 at 1332 (9th Cir.1986).
The question is partially answered by Escamilla v. Santa Ana, 796 F.2d 266 (9th Cir.1986), which relied on pre-1984 cases for the proposition that “state officers’ inaction,” including failing to perform a legally required act or showing deliberate indifference to a prisoner’s safety, may be the basis for § 1983 claims. 796 F.2d at 268 (citing Estelle v. Gamble, 429 U.S. 97, 104, 97 S.Ct. 285, 291, 50 L.Ed.2d 251 (1976), and Johnson v. Duffy, 588 F.2d 740, 743 (9th Cir.1978)). Although Estelle and Johnson are both prisoner cases, Escamil-la involved the inaction of police officers in failing to protect a bystander. Escamilla dismissed the § 1983 claim, not because prisoner cases are sui generis and inherently distinguishable from police-and-bystander cases, but rather because in Es-camilla there was no “custodial or other relationship obligating the police to protect the victim’s safety.” 796 F.2d at 269. However, Escamilla notes that such a relationship could arise between police and persons not in custody where “the state itself has put a person in danger.” Id. The court relied for this proposition on another pre-1984 case, Bowers v. DeVito, 686 F.2d 616, 618 (7th Cir.1982) (“If the state puts a man in a position of danger from private persons and then fails to protect him, it will not be heard to say that its role was merely passive; it is as much an active tortfeasor as if it had thrown him into a snake pit.”). Thus, the Ninth Circuit on July 31, 1986, *1219based on pre-1984 cases, stated that police officers could be liable under § 1983 when, through inaction, they fail to protect a person they have put in danger. There is no reason to think that this court would have interpreted the same pre-1984 cases differently as of September 23, 1984.5
We conclude that qualified immunity is unavailable to Ostrander.
C. Triable issues of fact regarding liability
Wood has raised a triable issue of fact as to whether Ostrander’s conduct “affirmatively placed the plaintiff in a position of danger.” Ketchum, 811 F.2d at 1247; see Jackson v. City of Joliet, 715 F.2d 1200, 1204 (7th Cir.1983) (distinguishing situation where arrest creates the danger, actionable under § 1983, from situation where danger existed before defendant acted).
The state had made no “affirmative commitment” to protect the plaintiff, see Es-camilla, 796 F.2d at 269-70, in that there was no state police policy at the time for dealing with stranded non-arrested third parties. But the lack of a policy can hardly count in defendants’ favor. The fact that Ostrander arrested Bell, impounded his car, and apparently stranded Wood in a high-crime area at 2:30 a.m. distinguishes Wood from the general public and triggers a duty of the police to afford her some measure of peace and safety. See White v. Rochford, 592 F.2d at 384 & n. 6 (and authorities cited therein). See also Chambers-Costenes v. King Co., 100 Wash.2d 275, 669 P.2d 451 (1983); Plaintiffs’ Opposition to Summary Judgment, Exhibits 1, 2(c) (policy of state police to respond to requests for assistance in courteous and judicious manner).
Finally, plaintiff has raised at least a triable issue (if not an undisputed one) regarding the state’s knowledge of the danger: official crime reports show that the area where Wood was stranded had the highest violent crime rate in the County outside the City of Tacoma. Ostrander, a state trooper stationed in that area since 1981, may well be chargeable with constructive, if not actual, knowledge of that fact. Moreover, the inherent danger facing a woman left alone at night in an unsafe area is a matter of common sense. Cf. White v. Rochford, supra.
Most of the factual disputes in this case go to the issue of danger. Defendants contend, and the trial court found, that a 24-hour Shell and a 24-hour Seven-Eleven were located within two blocks of the location of the stop. Defendants further contend that there were paved sidewalks. Even if there is no genuine factual dispute as to these, their relevance is open to question by the trier of fact. The district court and the defendants too readily assume that Wood’s travail would have been over if she had only gone to the Shell station or the Seven-Eleven. It is for the trier of fact to determine whether a reasonable person should have regarded a gas station or convenience store, located in a high crime neighborhood, as some kind of safe haven where she would have been given assistance or permitted to stay until daybreak before walking five miles home. Nor is a telephone much help to a person who allegedly has no money to place a call and no one to call. These factual assumptions, either expressly or impliedly made, are particularly inappropriate for the district court to make on summary judgment.
Other facts relevant to the safety issue are unresolvable on this record. It is unclear whether Wood had any money to make a phone call, whether there was anyone who could have helped her if she had been able to call them, and whether Wood acted unreasonably by accepting a ride with an unknown man.
There is a factual dispute as to whether Ostrander made any inquiry at all as to Wood’s ability to get safely home, or whether, instead, he ignored her request for help. Certain evidence suggests that *1220Ostrander untruthfully told his superiors that he was told that Wood was being picked up by some “friends,” (Exhibit 4 to Plaintiff’s Summary Judgment Opposition), and it is disputed whether Ostrander saw Wood picked up at all.
CONCLUSION
In sum, plaintiff has raised a genuine factual dispute regarding whether Ostran-der acted with gross negligence, recklessness, or deliberate indifference to Wood’s safety by affirmatively placing her in danger. Ostrander is not entitled to the defense of qualified immunity. Accordingly, the grant of summary judgment for the defendant is REVERSED.
. The district court did not rule on defendants’ argument that the damages claim should be dismissed on proximate cause grounds. Although this court could presumably affirm on that basis if it had legal merit and factual support in the record, see, e.g., Lee v. United States, 809 F.2d 1406, 1408 (9th Cir. 1987), defendants have not raised the proximate cause argument on appeal. We have not examined its merits.
. Jackson v. City of Joliet, 715 F.2d 1200, 1206 (7th Cir.1983), is not contra. There, the court found that a grossly negligent rescue attempt was not actionable under § 1983 where the plaintiff’s decedents were already trapped in a burning car when the police arrived. The court expressly distinguished cases in which the state officials’ actions created the danger or created a special duty of protection toward the plaintiff. See id. at 1204-05.
. This aspect of Paratt was not overruled by Daniels.
. The district court found that the law was unclear both at the time, and at present, regarding a police officer's duty to protect members of the public from harm, even where a special relationship between the defendant and the victim exists. The court also attempted to distinguish away the central case relied on by plaintiffs by limiting it to its precise facts. These contentions, advanced by defendants on appeal, are addressed in the following sections.
. Post-occurrence decisional law supports this conclusion. See Ketchum v. Alameda Co., 811 F.2d at 1247 (state official may incur duty to protect a person where “the state has affirmatively placed the plaintiff in a position of danger"); Escamilla, 796 F.2d at 269-70; Jensen v. Conrad, 747 F.2d 185, 193-94 (4th Cir. 1984).
CARROLL, District Judge,
dissenting:
I would affirm the district court’s order granting summary judgment in defendants’ favor dismissing the amended complaint.
The district judge thoughtfully considered in his eight page order granting defendants’ motion for summary judgment issues respecting whether the undisputed facts demonstrated “a violation of a constitutional right,” and if so, whether the claim “should be dismissed on the basis that Os-trander is entitled to a good faith immunity.” (ER 54, p. 3.)
In going through its analyses, the trial court found that the following facts, amongst others, were undisputed:
The area in which the stop occurred was well lit. It was a clear night. There was a 24-hour Shell station located two blocks north of the area in which the stop occurred. There was a 24-hour 7-Eleven store located one-half block south of the area in which the stop occurred. Wood denies seeing any open businesses. Wood took a ride with a stranger and was raped.
Appellant has not challenged this finding as an issue on appeal. Ms. Wood’s affidavit that she did not see these businesses does not create a genuine issue of fact as to their presence considering there were appropriate affidavits that businesses were present and open at the time in question. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). Appellant's efforts to obliquely create a factual issue through argument is inappropriate and violative of the rules of this Court. When pressed on this proposition at oral argument, appellant’s counsel took the position that the presence of these businesses near the arrest scene was irrelevant for summary judgment purposes.
The Majority Opinion does a disservice to the record when it infers several times that the character of the specific site where Ostrander left Ms. Wood was the epicenter of a high crime area and that there was a factual dispute whether it was lighted and in close proximity of two 24-hour business establishments.
I believe that the district court properly determined that a “special relationship” was not created under the circumstances present on the early morning hours of September 23, 1984 and further, that Ostran-der was entitled to qualified immunity:
... Wood was an adult female, admittedly able to exercise the independent judgment of an ordinary adult. She was left within walking distance of two open businesses where she could seek help. In this case the State had not affirmatively committed itself to protecting this class of persons. The state at the time of the indictment had no guidelines requiring the safekeeping of passengers of arrestees. In this case, it cannot be said that the state knew of Wood’s plight. This is not the type of case where the state had knowledge of a particular madman who was likely to prey on Wood. The plaintiff alleges that this particular area is a high-crime area. To hold that the trooper had a duty of protection on that basis would be to create an affirmative constitutional duty of protection, in essence, to the public as a whole. This court declines to do so. Ostrander was unaware of whether or not she had money available to seek help. Thus, even assuming that an officer in 1984, through some crystal ball analysis, could foresee the analytical approach suggested by the Ninth Circuit in 1986, a special relationship was not created. At the *1221time of the incident Ostrander’s conduct did not violate a clearly established constitutional right. Ostrander is entitled to qualified immunity from suit for civil damages. (ER 54, p. 9.)
The district court was charitable in opining that a crystal ball might enable a police officer in 1984 to conclude what any panel of the Ninth Circuit would do when confronted with a claim such as this. In point of fact, it would place such officer in a mandatory position of a wise and all knowing prognosticator. Clearly an untenable expectation under the pronouncements of this Court and the United States Supreme Court.
A reading of the three separate opinions of the panel in White v. Rockford, 592 F.2d 381 (7th Cir.1979), discloses the importance of the plaintiffs’ status as children and the characteristics of the area where they were abandoned to the finding by two judges of a “special relationship.” The prefatory statement in Judge Sprecher’s opinion makes this evident:
The issue presented by this case is whether police officers may, with constitutional impunity, abandon children and leave them in health-endangering situations after having arrested their custodian and thereby depriving them of adult protection. We hold that they may not, and accordingly, we reverse the district court’s dismissal of a complaint alleging such facts and remand for trial.
Id., p. 382.
This same theme was expressed in the concurring opinion:
In the case at bar the children in the car had a federally protected right to be free from unjustified intrusions on their personal security by the police. Their personal security was under the protection of their uncle. If that protection was removed and no alternative protection was provided, they would be exposed to danger as occupants of an immobilized car on a highspeed expressway and to the cold. Arresting the uncle and thus removing their protection and yet leaving the children exposed to these hazards was an unjustifiable intrusion on the children’s personal security.
Id., p. 387.
A far different set of circumstances faced Ms. Wood and Officer Ostrander when they parted company. I believe that the clear holding of White (and the few cases that cite it) is that an entirely different result would have obtained had the abandoned persons in White been adults, and the area at issue a lighted street close to two business establishments. To conclude otherwise is to extend the protections of the Civil Rights Act of 1871, and the United States Constitution, to a full panoply of state tort claims against law officers, a consequence never before proposed by any other Federal Appellate Court.
I commend Judge John F. Kilkenny’s dissenting opinion (Senior Ninth Circuit Judge, sitting by designation) in White to those interested in an extended analysis of why it was that the judgment of the lower court in White, dismissing that action, should have been affirmed and why it is that a police officer in 1984 could not reasonably have known of the White case, let alone guess its impact on the situation he faced.
8.7.5 Gonzaga University v. Doe 8.7.5 Gonzaga University v. Doe
GONZAGA UNIVERSITY et al. v. DOE
No. 01-679.
Argued April 24, 2002
Decided June 20, 2002
John G. Roberts, Jr., argued the cause for petitioners. With him on the briefs were Martin Michaelson, Charles K. Wiggins, and Kenneth W. Masters.
*276 Patricia A. Millett argued the cause for the United States as amicus curiae urging reversal. With her on the brief were Solicitor General Olson, Assistant Attorney General McCallum, Deputy Solicitor General Kneedler, Mark B. Stern, Alisa B. Klein, and Anne Murphy.
Beth S. Brinkmann argued the cause for respondent. With her on the brief were Drew S. Days III and Lois K. Perrin. *
Briefs of amici curiae urging reversal were filed for the State of Illinois et al. by James' E. Ryan, Attorney General of Illinois, Joel D. Bertoc-chi, Solicitor General, Michael R Doyle, Assistant Attorney General, and Dan Schweitzer, and by the Attorneys General for their respective States as follows: Bill Pryor of Alabama, M. Jane Brady of Delaware, Robert A. Butterworth of Florida, Earl I. Anzai of Hawaii, J. Joseph Curran, Jr., of Maryland, Mike Moore of Mississippi, Don Stenberg of Nebraska, Frankie Sue Del Papa of Nevada, David Samson of New Jersey, Betty D. Montgomery of Ohio, Hardy Myers of Oregon, Mark L. Shurtleff of Utah, Christine 0. Gregoire of Washington, and Hoke MacMillan of Wyoming; for the American Association of Community Colleges et al. by Philip Burl-ing, John M. Stevens, and Sheldon E. Steinbach; and for the Reporters Committee for Freedom of the Press et al. by Gregg P. Leslie, Lucy A. Dalglish, Bruce W. Sanford, and S. Mark Goodman.
Aaron H. Caplan, Jordan Gross, and Steven R. Shapiro filed a brief for the American Civil Liberties Union et al. as amici curiae urging affirmance.
Chief Justice Rehnquist
delivered the opinion of the Court.
The question presented is whether a student may sue a private university for damages under Rev. Stat. § 1979, 42 U. S. C. § 1983 (1994 ed., Supp. V), to enforce provisions of the Family Educational Rights and Privacy Act of 1974 (FERPA or Act), 88 Stat. 571, 20 U. S. C. § 1232g, which prohibit the federal funding of educational institutions that have a policy or practice of releasing education records to unauthorized persons. We hold such an action foreclosed because the relevant provisions of FERPA create no personal rights to enforce under 42 U. S. C. § 1983 (1994 ed., Supp. V).
*277Respondent John Doe is a former undergraduate in the School of Education at Gonzaga University, a private university in Spokane, Washington. He planned to graduate and teach at a Washington public elementary school. Washington at the time required all of its new teachers to obtain an affidavit of good moral character from a dean of their graduating college or university. In October 1998, Roberta League, Gonzaga’s “teacher certification specialist,” overheard one student tell another that respondent engaged in acts of sexual misconduct against Jane Doe, a female undergraduate. League launched an investigation and contacted the state agency responsible for teacher certification, identifying respondent by name and discussing the allegations against him. Respondent did not learn of the investigation, or that information about him had been disclosed, until March 1994, when he was told by League and others that he would not receive the affidavit required for certification as a Washington schoolteacher.
Respondent then sued Gonzaga and League (petitioners) in state court. He alleged violations of Washington tort and contract law, as well as a pendent violation of § 1983 for the release of personal information to an “unauthorized person” in violation of FERPA.1 A jury found for respondent on all counts, awarding him $1,155,000, including $150,000 in compensatory damages and $300,000 in punitive damages on the FERPA claim.
*278The Washington Court of Appeals reversed in relevant part, concluding that FERPA does not create individual rights and thus cannot be enforced under § 1983. 99 Wash. App. 338, 992 P. 2d 545 (2000). The Washington Supreme Court reversed that decision, and ordered the FERPA damages reinstated. 143 Wash. 2d 687, 24 P. 3d 390 (2001). The court acknowledged that “FERPA itself does not give rise to a private cause of action,” but reasoned that FERPA’s nondisclosure provision “gives rise to a federal right enforceable under section 1983.” Id., at 707-708, 24 P. 3d, at 400.
Like the Washington Supreme Court and the State Court of Appeals below, other state and federal courts have divided on the question of FERPA’s enforceability under §1983.2 The fact that all of these courts have relied on the same set of opinions from this Court suggests that our opinions in this area may not be models of clarity. We therefore granted certiorari, 534 U. S. 1103 (2002), to resolve the conflict among the lower courts and in the process resolve any ambiguity in our own opinions.
Congress enacted FERPA under its spending power to condition the receipt of federal funds on certain requirements relating to the access and disclosure of student educational records. The Act directs the Secretary of Education to withhold federal funds from any public or private “educational agency or institution” that fails to comply with these conditions. As relevant here, the Act provides:
*279“No funds shall be made available under any applicable program to any educational agency or institution which has a policy or practice of permitting the release of education records (or personally identifiable information contained therein . . .) of students without the written consent of their parents to any individual, agency, or organization.” 20 U. S. C. § 1232g(b)(l).
The Act directs the Secretary of Education to enforce this and other of the Act’s spending conditions. § 1232g(f). The Secretary is required to establish an office and review board within the Department of Education for “investigating, processing, reviewing, and adjudicating violations of [the Act].” § 1232g(g). Funds may be terminated only if the Secretary determines that a recipient institution “is failing to comply substantially with any requirement of [the Act]” and that such compliance “cannot be secured by voluntary means.” §§ 1234c(a), 1232g(f).
Respondent contends that this statutory regime confers upon any student enrolled at a covered school or institution a federal right, enforceable in suits for damages under § 1983, not to have “education records” disclosed to unauthorized persons without the student’s express written consent. But we have never before held, and decline to do so here, that spending legislation drafted in terms resembling those of FERPA can confer enforceable rights.
In Maine v. Thiboutot, 448 U. S. 1 (1980), six years after Congress enacted FERPA, we recognized for the first time that §1983 actions may be brought against state actors to enforce rights created by federal statutes as well as by the Constitution. There we held that plaintiffs could recover payments wrongfully withheld by a state agency in violation of the Social Security Act. Id., at 4. A year later, in Pennhurst State School and Hospital v. Halderman, 451 U. S. 1 (1981), we rejected a claim that the Developmentally Disabled Assistance and Bill of Rights Act of 1975 conferred enforceable rights, saying:
*280“In legislation enacted pursuant to the spending power, the typical remedy for state noncompliance with federally imposed conditions is not a private cause of action for noncompliance but rather action by the Federal Government to terminate funds to the State." Id., at 28.
We made clear that unless Congress “speak[s] with a clear voice,” and manifests an “unambiguous” intent to confer individual rights, federal funding provisions provide no basis for private enforcement by § 1983. Id., at .17, 28, and n. 21.
Since Pennhurst, only twice have we found spending legislation to give rise to enforceable rights. In Wright v. Roanoke Redevelopment and Housing Authority, 479 U. S. 418 (1987), we allowed a § 1983 suit by tenants to recover past overcharges under a rent-ceiling provision of the Public Housing Act, on the ground that the provision unambiguously conferred “a mandatory [benefit] focusing on the individual family and its income.” Id., at 430. The key to our inquiry was that Congress spoke in terms that “could not be clearer,” ibid., and conferred entitlements “sufficiently specific and definite to qualify as enforceable rights under Penn-hurst.,” Id., at 432. Also significant was that the federal agency charged with administering the Public Housing Act “ha[d] never provided a procedure by which tenants could complain to it about the alleged failures [of state welfare agencies] to abide by [the Act’s rent-ceiling provision].” Id., at 426.
Three years later, in Wilder v. Virginia Hospital Assn., 496 U. S. 498 (1990), we allowed a § 1983 suit brought by health care providers to enforce a reimbursement provision of the Medicaid Act, on the ground that the provision, much like the rent-ceiling provision in Wright, explicitly conferred specific monetary entitlements upon the plaintiffs. Congress left no doubt of its intent for private enforcement, we said, because the provision required States to pay an “objective” monetary entitlement to individual health care providers, with no sufficient administrative means of enforcing the *281requirement against States that failed to comply. 496 U. S., at 522-523.
Our more recent decisions, however, have rejected attempts to infer enforceable rights from Spending Clause statutes. In Suter v. Artist M., 503 U. S. 347 (1992), the Adoption Assistance and Child Welfare Act of 1980 required States receiving funds for adoption assistance to have a “plan” to make “reasonable efforts” to keep children out of foster homes. A class of parents and children sought to enforce this requirement against state officials under § 1983, claiming that no such efforts had been made. We read the Act “in the light shed by Pennhurst,” id., at 358, and found no basis for the suit, saying:
“Careful examination of the language... does not unambiguously confer an enforceable right upon the Act’s beneficiaries. The term ‘reasonable efforts’ in this context is at least as plausibly read to impose only a rather generalized duty on the State, to be enforced not by private individuals, but by the Secretary in the manner [of reducing or eliminating payments].” Id., at 363.
Since the Act conferred no specific, individually enforceable rights, there was no basis for private enforcement, even by a class of the statute’s principal beneficiaries. Id., at 357.
Similarly, in Blessing v. Freestone, 520 U. S. 329 (1997), Title IV-D of the Social Security Act required States receiving federal child-welfare funds to “substantially comply” with requirements designed to ensure timely payment of child support. Five Arizona mothers invoked § 1983 against state officials on grounds that state child-welfare agencies consistently failed to meet these requirements. We found no basis for the suit, saying:
“Far from creating an individual entitlement to services, the standard is simply a yardstick for the Secretary to measure the systemwide performance of a State’s Title IV-D program. Thus, the Secretary must look to *282the aggregate services provided by the State, not to whether the needs of any particular person have been satisfied.” Id., at 343 (emphases in original).
Because the provision focused on “the aggregate services provided by the State,” rather than “the needs of any particular person,” it conferred no individual rights and thus could not be enforced by § 1983. We emphasized: “[T]o seek redress through § 1983,... a plaintiff must assert the violation of a federal right, not merely a violation of federal law.” Id., at 340 (emphases in original).
Respondent reads this line of cases to establish a relatively loose standard for finding rights enforceable by § 1983. He claims that a federal statute confers such rights so long as Congress intended that the statute “benefit” putative plaintiffs. Brief for Respondent 40-46. He further contends that a more “rigorous” inquiry would conflate the standard for inferring a private right of action under § 1983 with the standard for inferring a private right of action directly from the statute itself, which he admits would not exist under FERPA. Id., at 41-43. As authority, respondent points to Blessing and Wilder, which, he says, used the term “benefit” to define the sort of statutory interest enforceable by § 1983. See Blessing, supra, at 340-341 (“Congress must have intended that the provision in question benefit the plaintiff”); Wilder, supra, at 509 (same).
Some language in our opinions might be read to suggest that something less than an unambiguously conferred right is enforceable by § 1983. Blessing, for example, set forth three “factors” to guide judicial inquiry into whether or not a statute confers a right: “Congress must have intended that the provision in question benefit the plaintiff,” “the plaintiff must demonstrate that the right assertedly protected by the statute is not so ‘vague and amorphous’ that its enforcement would strain judicial competence,” and “the provision giving rise to the asserted right must be couched in mandatory, rather than precatory, terms.” 520 U. S., at 340-341. In *283the same paragraph, however, Blessing emphasizes that it is only violations of rights, not laws, which give rise to § 1983 actions. Id., at 340. This confusion has led some courts to interpret Blessing as allowing plaintiffs to enforce a statute under § 1983 so long as the plaintiff falls within the general zone of interest that the statute is intended to protect; something less than what is required for a statute to create rights enforceable directly from the statute itself under an implied private right of action. Fueling this uncertainty is the notion that our implied private right of action cases have no bearing on the standards for discerning whether a statute creates rights enforceable by § 1983. Wilder appears to support this notion, 496 U. S., at 508-509, n. 9, while Suter, 503 U. S., at 363-364, and Pennhurst, 451 U. S., at 28, n. 21, appear to disavow it.
We now reject the notion that our cases permit anything short of an unambiguously conferred right to support a cause of action brought under §1983. Section 1983 provides a remedy only for the deprivation of “rights, privileges, or immunities secured by the Constitution and laws” of the United States. Accordingly, it is rights, not the broader or vaguer “benefits” or “interests,” that may be enforced under the authority of that section. This being so, we further reject the notion that our implied right of action cases are separate and distinct from our §1983 cases. To the contrary, our implied right of action cases should guide the determination of whether a statute confers rights enforceable under § 1983.
We have recognized that whether a statutory violation may be enforced through § 1983 “is a different inquiry than that involved in determining whether a private right of action can be implied from a particular statute.” Wilder, supra, at 508, n. 9. But the inquiries overlap in one meaningful respect — in either case we must first determine whether Congress intended to create a federal right. Thus we have held that “[t]he question whether Congress ... intended to create a private right of action [is] definitively an*284swered in the negative” where a “statute by its terms grants no private rights to any identifiable class.” Touche Ross & Co. v. Redington, 442 U. S. 560, 576 (1979). For a statute to create such private rights, its text must be “phrased in terms of the persons benefited.” Cannon v. University of Chicago, 441 U. S. 677, 692, n. 13 (1979). We have recognized, for example, that Title VI of the Civil Rights Act of 1964 and Title IX of the Education Amendments of 1972 create individual rights because those statutes are phrased “with an unmistakable focus on the benefited class.” Id., at 691 (emphasis added).3 But even where a statute is phrased in such explicit rights-creating terms, a plaintiff suing under an implied right of action still must show that the statute manifests an intent “to create not just a private right but also a private remedy.” Alexander v. Sandoval, 532 U. S. 275, 286 (2001) (emphases added).
Plaintiffs suing under §1983 do not have the burden of showing an intent to create a private remedy because § 1983 generally supplies a remedy for the vindication of rights secured by federal statutes. See supra, at 279-281. Once a plaintiff demonstrates that a statute confers an individual right, the right is presumptively enforceable by § 1983.4 But *285the initial inquiry — determining whether a statute confers any right at all — is no different from the initial inquiry in an implied right of action case, the express purpose of which is to determine whether or not a statute “confer[s] rights on a particular class of persons.” California v. Sierra Club, 451 U. S. 287, 294 (1981). This makes obvious sense, since § 1983 merely provides a mechanism for enforcing individual rights “secured” elsewhere, i. e., rights independently “secured by the Constitution and laws” of the United States. “[0]ne cannot go into court and claim a ‘violation of §1983’ — for § 1983 by itself does not protect anyone against anything.” Chapman v. Houston Welfare Rights Organization, 441 U. S. 600, 617 (1979).
A court’s role in discerning whether personal rights exist in the § 1983 context should therefore not differ from its role in discerning whether personal rights exist in the implied right of action context. Compare Golden State Transit Corp. v. Los Angeles, 493 U. S. 103, 107-108, n. 4 (1989) (“[A] claim based on a statutory violation is enforceable under §1983 only when the statute creates ‘rights, privileges, or immunities’ in the particular plaintiff”), with Cannon, supra, at 690, n. 13 (statute is enforceable under implied right only where Congress “explicitly conferred a right directly on a class of persons that included the plaintiff in the case”). Both inquiries simply require a determination as to whether or not Congress intended to confer individual rights upon a class of beneficiaries. Compare Wright, 479 U. S., at 423 (statute must be “intended to rise to the level of an enforce*286able right”), with Alexander v. Sandoval, supra, at 289 (statute must evince “congressional intent to create new rights”); and California v. Sierra Club, supra, at 294 (“The question is not simply who would benefit from the Act, but whether Congress intended to confer federal rights upon those beneficiaries” (citing Cannon, supra, at 690-693, n. 13)). Accordingly, where the text and structure of a statute provide no indication that Congress intends to create new individual rights, there is no basis for a private suit, whether under § 1983 or under an implied right of action.
Justice Stevens disagrees with this conclusion principally because separation-of-powers concerns are, in his view, more pronounced in the implied right of action context as opposed to the § 1983 context. Post, at 300-301 (dissenting opinion) (citing Wilder, 496 U. S., at 509, n. 9). But we fail to see how relations between the branches are served by having courts apply a multifactor balancing test to pick and choose which federal requirements may be enforced by §1983 and which may not. Nor are separation-of-powers concerns within the Federal Government the only guideposts in this sort of analysis. See Will v. Michigan Dept. of State Police, 491 U. S. 58, 65 (1989) (“[I]f Congress intends to alter the ‘usual constitutional balance between the States and the Federal Government,’ it must make its intention to do so ‘unmistakably clear in the language of the statute’ ” (quoting Atascadero State Hospital v. Scanlon, 473 U. S. 234, 242 (1985); citing Pennhurst State School and Hospital v. Halderman, 465 U. S. 89, 99 (1984))).5
*287With this principle in mind, there is no question that FERPA’s nondisclosure provisions fail to confer enforceable rights. To begin with, the provisions entirely lack the sort of “rights-creating” language critical to showing the requisite congressional intent to create new rights. Alexander v. Sandoval, 532 U. S., at 288-289; Cannon, 441 U. S., at 690, n. 13. Unlike the individually focused terminology of Titles VI and IX (“No person ... shall... be subjected to discrimination”), FERPA’s provisions speak only to the Secretary of Education, directing that “[n]o binds shall be made available” to any “educational agency or institution” which has a prohibited “policy or practice.” 20 U. S. C. § 1232g(b)(l). This focus is two steps removed from the interests of individual students and parents and clearly does not confer the sort of “individual entitlement” that is enforceable under § 1983. Blessing, 520 U. S., at 343 (emphasis in original). As we said in Cannon:
“There would be far less reason to infer a private remedy in favor of individual persons if Congress, instead of drafting Title IX with an unmistakable focus on the benefited class, had written it simply as a ban on discriminatory conduct by recipients of federal funds or as a prohibition against the disbursement of public funds to educational institutions engaged in discriminatory practices.” 441 U. S., at 690-693.
See also Alexander v. Sandoval, supra, at 289 (“Statutes that focus on the person regulated rather than the individuals protected create ‘no implication of an intent to confer rights on a particular class of persons’ ” (quoting California v. Sierra Club, supra, at 294)).
*288FERPA’s nondisclosure provisions further speak only in terms of institutional policy and practice, not individual instances of disclosure. See §§ 1232g(b)(l)-(2) (prohibiting the funding of “any educational agency or institution which has a policy or practice of permitting the release of education records” (emphasis added)). Therefore, as in Blessing, they have an “aggregate” focus, 520 U. S., at 343, they are not concerned with “whether the needs of any particular person have been satisfied,” ibid., and they cannot “give rise to individual rights,” id., at 344. Recipient institutions can further avoid termination of funding so long as they “comply substantially” with the Act’s requirements. §1234c(a). This, too, is not unlike Blessing, which found that Title IV-D failed to support a § 1983 suit in part because it only required “substantial compliance” with federal regulations. 520 U. S., at 335, 343. Respondent directs our attention to subsection (b)(2), but the text and structure of subsections (b)(1) and (b)(2) are essentially the same.6 In each provision the reference to individual consent is in the context of describing the type of “policy or practice” that triggers a funding prohi*289bition. For reasons expressed repeatedly in our prior cases, however, such provisions cannot make out the requisite congressional intent to confer individual rights enforceable by § 1983.7
Our conclusion that FERPA’s nondisclosure provisions fail to confer enforceable rights is buttressed by the mechanism that Congress chose to provide for enforcing those provisions. Congress expressly authorized the Secretary of Education to “deal with violations” of the Act, § 1232g(f) (emphasis added), and required the Secretary to “establish or designate [a] review board” for investigating and adjudicating such violations, §1232g(g). Pursuant to these provisions, the Secretary created the Family Policy Compliance Office (FPCO) “to act as the Review Board required under the Act [and] to enforce the Act with respect to all applicable programs.” 34 CFR §§ 99.60(a) and (b) (2001). The FPCO permits students and parents who suspect a violation of the Act to file individual written complaints. § 99.63. If a complaint is timely and contains required information, the FPCO will initiate an investigation, §§ 99.64(a)-(b), notify the.educational institution of the charge, § 99.65(a), and request a written response, § 99.65. If a violation is found, the FPCO distributes a notice of factual findings and a “statement of the specific steps that the agency or institution must take to comply” with FERPA. §§ 99.66(b) and (c)(1). These admin*290istrative procedures squarely distinguish this case from Wright and Wilder, where an aggrieved individual lacked any federal review mechanism, see supra, at 280-281, and further counsel against our finding a congressional intent to create individually enforceable private rights.8
Congress finally provided that “[e]xcept for the conduct of hearings, none of the functions of the Secretary under this section shall be carried out in any of the regional offices” of the Department Of Education. 20 U. S. C. § 1232g(g). This centralized review provision was added just four months after FERPA’s enactment due to “concern that regionalizing the enforcement of [FERPA] may lead to multiple interpretations of it, and possibly work a hardship on parents, students, and institutions.” 120 Cong. Rec. 39863 (1974) (joint statement). Cf. Wright, 479 U. S., at 426 (“Congress’ aim was to provide a decentralized . . . administrative process” (emphasis added; internal quotation marks omitted)). It is implausible to presume that the same Congress nonetheless intended private suits to be brought before thousands of federal- and state-court judges, which could only result in the sort of “multiple interpretations” the Act explicitly sought to avoid.
In sum, if Congress wishes to create new rights enforceable under § 1983, it must do so in clear and unambiguous terms — no less and no more than what is required for Congress to create new rights enforceable under an implied private right of action. FERPA’s nondisclosure provisions contain no rights-creating language, they have an aggregate, not individual, focus, and they serve primarily to direct the Secretary of Education’s distribution of public funds to educational institutions. They therefore create no rights enforceable under § 1983. Accordingly, the judgment of the *291Supreme Court of Washington is reversed, and the case is remanded for further proceedings not inconsistent with this opinion.
It is so ordered.
The Washington Court of Appeals and the Washington Supreme Court found petitioners to have acted “under color of state law” for purposes of § 1983 when they disclosed respondent’s personal information to state officials in connection with state-law teacher certification requirements. 143 Wash. 2d 687, 710-711, 24 P. 3d 390, 401-402 (2001). Although the petition for certiorari challenged this holding, we agreed to review only the question posed in the first paragraph of this opinion, a question reserved in Owasso Independent School Dist. No. I-011 v. Falvo, 534 U. S. 426, 430-431 (2002). We therefore assume without deciding that the relevant disclosures occurred under color of state law.
Compare Gundlach v. Reinstein, 924 F. Supp. 684, 692 (ED Pa. 1996) (FERPA confers no enforceable rights because it contains “no unambiguous intention on the part of the Congress to permit the invocation of § 1983 to redress an individual release of records”), aff’d, 114 F. 3d 1172 (CA3 1997); and Meury v. Eagle-Union Community School Corp., 714 N. E. 2d 233, 239 (Ind. Ct. App. 1999) (same), with Falvo v. Owasso Independent School Dist. No. I — Oil, 233 F. 3d 1203, 1210 (CA10 2000) (concluding that release of records in “violation of FERPA is actionable under... § 1983”), rev’d on other grounds, 534 U. S. 426 (2002); and Brown v. Oneonta, 106 F. 3d 1125, 1131-1132 (CA2 1997) (same).
Title VI provides: “No person in the United States shall... be subjected to discrimination under any program or activity receiving Federal financial assistance” on the basis of race, color, or national origin. 78 Stat. 252, 42 U. S. C. § 2000d (1994 ed.) (emphasis added). Title IX provides: “No person in the United States shall, on the basis of sex,... be subjected to discrimination under any education program or activity receiving Federal financial assistance.” 86 Stat. 373, 20 U. S. C. § 1681(a) (emphasis added). Where a statute does not include this sort of explicit “right- or duty-creating language,” we rarely impute to Congress an intent to create a private right of action. See Cannon, 441 U. S., at 690, n. 13 (listing provisions); Alexander v. Sandoval, 532 U. S. 275, 288 (2001) (existence or absence of rights-creating language is critical to the Court’s inquiry).
The State may rebut this presumption by showing that Congress “specifically foreclosed a remedy under § 1983.” Smith v. Robinson, 468 U. S. 992, 1004-1005, n. 9 (1984). The State’s burden is to demonstrate that Congress shut the door to private enforcement either expressly, through *285“specifie evidence from the statute itself,” Wright v. Roanoke Redevelopment and Housing Authority, 479 U. S. 418, 423 (1987), or “impliedly, by creating a comprehensive enforcement scheme that is incompatible with individual enforcement under § 1983,” Blessing v. Freestone, 520 U. S. 329, 341 (1997). See also Middlesex County Sewerage Authority v. National Sea Clammers Assn., 453 U. S. 1, 20 (1981). These questions do not arise in this case due to our conclusion that FERPA confers no individual rights and thus cannot give rise to a presumption of enforceability under § 1983.
This case illustrates the point well. Justice Stevens would conclude that Congress intended FERPA’s nondisclosure provisions to confer individual rights on millions of school students from kindergarten through graduate school without having ever said so explicitly. This conclusion entails a judicial assumption, with no basis in statutory text, that Congress intended to set itself resolutely against a tradition of deference to state and local school officials, e. g., Falvo, 534 U. S., at 435 (rejecting proposed *287interpretation of FERPA because “[w]e doubt Congress meant to intervene in this drastic fashion with traditional state functions”); Regents of Univ. of Mich. v. Ewing, 474 U. S. 214, 226 (1985) (noting tradition of “reluctance to trench on the prerogatives of state and local educational institutions”), by subjecting them to private suits for money damages whenever they fail to comply with a federal funding condition.
Subsection (b)(2) provides in relevant part:
“No funds shall be made available under any applicable program to any educational agency or institution which , has a policy or practice of releasing, or providing access to, any personally identifiable information in education records other than directory information ... unless—
“(A) there is written consent from the student’s parents specifying records to be released, the reasons for such release, and to whom, and with a copy of the records to be released to the student’s parents and the student if desired by the parents.” 20 U. S. C. § 1232g(b)(2)(A).
Respondent invokes this provision to assert the very awkward “individualized right to withhold consent and prevent the unauthorized release of personally identifiable information in education records by an educational institution that has a policy or practice of releasing, or providing access to, such information.” Brief for Respondent 14.. That is a far cry from the sort of individualized, concrete monetary entitlement found enforceable in Maine v. Thiboutot, 448 U. S. 1 (1980), Wright, and Wilder v. Virginia Hospital Assn., 496 U. S. 498 (1990). See supra, at 279-281.
Justice Stevens would have us look to other provisions in FERPA that use the term “rights” to define the obligations of educational institutions that receive federal funds. See post, at 293-294,296. He then suggests that any reference to “rights,” even as a shorthand means of describing standards and procedures imposed on funding recipients, should give rise to a statute’s enforceability under § 1983. Ibid. This argument was rejected in Pennhurst State School and Hospital v. Halderman, 451 U. S. 1, 18-20 (1981) (no presumption of enforceability merely because a statute “speaks in terms of ‘rights’ ”), and it is particularly misplaced here since Congress enacted FERPA years before Thiboutot declared that statutes can ever give rise to rights enforceable by § 1983.
We need not determine whether FERPA’s procedures are “sufficiently comprehensive” to offer an independent basis for precluding private enforcement, Middlesex County Sewerage Authority, 453 U. S., at 20, due to our finding that FERPA creates no private right to enforce.
Justice Breyer,
with whom Justice Souter joins, concurring in the judgment.
The ultimate question, in respect to whether private individuals may bring a lawsuit to enforce a federal statute, through 42 U. S. C. § 1983 or otherwise, is a question of congressional intent. In my view, the factors set forth in this Court’s §1983 cases are helpful indications of that intent. See, e. g., Blessing v. Freestone, 520 U. S. 329, 340-341 (1997); Suter v. Artist M., 503 U. S. 347, 357 (1992); Wilder v. Virginia Hospital Assn., 496 U. S. 498, 509-511 (1990); Wright v. Roanoke Redevelopment and Housing Authority, 479 U. S. 418, 423-427 (1987). But the statute books are too many, the laws too diverse, and their purposes too complex, for any single legal formula to offer more than general guidance. I would not, in effect, predetermine an outcome through the use of a presumption — such as the majority’s presumption that a right is conferred only if set forth “unambiguously” in the statute’s “text and structure.” See ante, at 280, 288.
At the same time, I do not believe that Congress intended private judicial enforcement of this statute’s “school record privacy” provisions. The Court mentions most of the considerations I find persuasive: The phrasing of the relevant prohibition (stating that “[n]o funds shall be made available” to institutions with a “policy or practice” of permitting the release of “education records”), see ante, at 288, n. 6, 288-289; the total absence (in the relevant statutory provision) of any reference to individual “rights” or the like, see ante, at 287; the related provisions that make clear, by creating administrative enforcement processes, that the Spending Clause was not simply a device to obtain federal jurisdiction, *292see ante, at 289-290; and later statutory insistence upon centralized federal enforcement at the national, not the regional, level, see ante, at 290.
I would add one further reason. Much of the statute’s key language is broad and nonspecific. The statute, for example, defines its key term, “education records,” as (with certain enumerated exceptions) “those records, files, documents, and other materials which (i) contain information directly related to a student; and (ii) are maintained by an educational . . . institution.” 20 U. S. C. § 1232g(a)(4)(A). This kind of language leaves schools uncertain as to just when they can, or cannot, reveal various kinds of information. It has led, or could lead, to legal claims that would limit, or forbid, such practices as peer grading, see Owasso Independent School Dist. No. I — 011 v. Falvo, 534 U. S. 426 (2002), teacher evaluations, see Moore v. Hyche, 761 F. Supp. 112 (ND Ala. 1991), school “honor society” recommendations, see Price v. Young, 580 F. Supp. 1 (ED Ark. 1983), or even roll call responses and “bad conduct” marks written down in class, see Tr. of Oral Arg. in Falvo, supra, O. T. 2001, No. 00-1073, pp. 37-38. And it is open to interpretations that invariably favor confidentiality almost irrespective of conflicting educational needs or the importance, or common sense, of limited disclosures in certain circumstances, say, where individuals are being considered for work with young children or other positions of trust.
Under these circumstances, Congress may well have wanted to make the agency remedy that it provided exclusive — both to achieve the expertise, uniformity, widespread consultation, and resulting administrative guidance that can accompany agency decisionmaking and to avoid the comparative risk of inconsistent interpretations and misincentives that can arise out of an occasional inappropriate application of the statute in a private action for damages. This factor, together with the others to which the majority refers, convinces me that Congress did not intend private judicial enforcement actions here.
*293Justice Stevens,
with whom Justice Ginsburg joins, dissenting.
The Court’s ratio decidendi in this case has a “now you see it, now you don’t” character. At times, the Court seems to hold that the Family Educational Rights and Privacy Act of 1974 (FERPA or Act), 20 U. S. C. § 1232g, simply does not create any federal rights, thereby disposing of the case with a negative answer to the question “whether Congress intended to create a federal right,” ante, at 283. This interpretation would explain the Court’s studious avoidance of the rights-creating language in the title and the text of the Act. Alternatively, its opinion may be read as accepting the proposition that FERPA does indeed create both parental rights of access to student records and student rights of privacy in such records, but that those federal rights are of a lesser value because Congress did not intend them to be enforceable by their owners. See, e. g., ante, at 290 (requiring of respondent “no less and no more” than what is required of plaintiffs attempting to prove that a statute creates an implied right of action). I shall first explain why the statute does, indeed, create federal rights, and then explain why the Court’s novel attempt to craft a new category of second-class statutory rights is misguided.
I
Title 20 U. S. C. § 1232g, which embodies FERPA in its entirety, includes 10 subsections, which create rights for both students and their parents, and describe the procedures for enforcing and protecting those rights. Subsection (a)(1)(A) accords parents “the right to inspect and review the education records of their children.”1 Subsection (a)(1)(D) pro*294vides that a “student or a person applying for admission” may waive “his right of access” to certain confidential statements. Two separate provisions protect students’ privacy rights: subsection (a)(2) refers to “the privacy rights of students,” and subsection (c) protects “the rights of privacy of students and their families.” And subsection (d) provides that after a student has attained the age of 18, “the rights accorded to the parents of the student” shall thereafter be extended to the student. Given such explicit rights-creating language, the title of the statute, which describes “family educational rights,” is appropriate: The entire statutory scheme was designed to protect such rights.
Of course, as we have stated previously, a “blanket approach” to determining whether a statute creates rights enforceable under 42 U. S. C. § 1983 (1994 ed., Supp. V) is inappropriate. Blessing v. Freestone, 520 U. S. 329, 344 (1997). The precise statutory provision at issue in this case is § 1232g(b).2 Although the rights-creating language in this subsection is not as explicit as it is in other parts of the statute, it is clear that, in substance, § 1232g(b) formulates an individual right: in respondent’s words, the “right of parents to withhold consent and prevent the unauthorized release of education record information by an educational *295institution ... that has a policy or practice of releasing such information.” Brief for Respondent 11. This provision plainly meets the standards we articulated in Blessing for establishing a federal right: It is directed to the benefit of individual students and parents; the provision is binding on States, as it is “couched in mandatory, rather than precatory, terms”; and the right is far from “ Vague and amorphous,’ ” 520 U. S., at 340-341. Indeed, the right at issue is more specific and clear than rights previously found enforceable under §1983 in Wright v. Roanoke Redevelopment and Housing Authority, 479 U. S. 418 (1987), and Wilder v. Virginia Hospital Assn., 496 U. S. 498 (1990), both of which involved plaintiffs’ entitlement to “reasonable” amounts of money.3 As such, the federal right created by § 1232g(b) is “presumptively enforceable by § 1983,” ante, at 284.
The Court claims that § 1232g(b), because it references a “policy or practice,” has an aggregate focus and thus cannot qualify as an individual right. See ante, at 288 (emphasis deleted). But § 1232g(b) does not simply ban an institution from having a policy or practice — which would be a more systemic requirement. Rather, it permits a policy or practice of releasing information, so long as “there is written consent from the student’s parents specifying records to be released, the reasons for such release, and to whom, and with a copy of the records to be released to the student’s parents and the student if desired by the parents.” 20 U. S. C. § 1232g(b)(2)(A). The provision speaks of the individual “student,” not students generally. In light of FERPA’s stated purpose to “protect such individuals’ rights to privacy by limiting the transferability of their records without their consent,” 120 Cong. Rec. 39862 (1974) (statement of Sen. *296Buckley), the individual focus of §1232g(b) is manifest. Moreover, simply because a “pattern or practice” is a precondition to individual relief does not mean that the right asserted is not an individually enforceable right. Cf. Monell v. New York City Dept. of Social Servs., 436 U. S. 658, 690-695 (1978) (authorizing municipal liability under § 1983 when a municipality’s “policy or custom” has caused the violation of an individual’s federal rights).
Although §1232g(b) alone provides strong evidence that an individual federal right has been created, this conclusion is bolstered by viewing the provision in the overall context of FERPA. Not once in its opinion does the Court acknowledge the substantial number of references to “rights” in the FERPA provisions surrounding § 1232g(b), even though our past § 1983 cases have made clear that a given statutory provision’s meaning is to be discerned “in light of the entire legislative enactment,” Suter v. Artist M., 503 U. S. 347, 357 (1992).4 Rather, ignoring these provisions, the Court asserts that FERPA — not just §1232g(b) — “entirely lack[s]” rights-ereating language, ante, at 287. The Court also claims that “we have never before held . . . that spending legislation drafted in terms resembling those of FERPA can confer enforceable rights.” Ante, at 279. In making this claim, the Court contrasts FERPA’s “[n]o funds shall be made available” language with “individually focused termi*297nology” characteristic of federal antidiscrimination statutes, such as “[n]o person ... shall... be subjected to discrimination,” ante, at 287. But the sort of rights-creating language idealized by the Court has never been present in our § 1983 cases; rather, such language ordinarily gives rise to an implied cause of action. See Cannon v. University of Chicago, 441 U. S. 677, 690, n. 13 (1979). None of our four most recent cases involving whether a Spending Clause statute created rights enforceable under § 1983 — Wright, Wilder, Suter, and Blessing — involved the sort of “no person shall” rights-creating language envisioned by the Court. And in two of those cases — Wright and Wilder — we concluded that individual rights enforceable under § 1983 existed. See n. 3, supra.
Although a “presumptively enforceable” right, ante, at 284, has been created by § 1232g(b), one final question remains. As our cases recognize, Congress can rebut the presumption of enforcement under § 1983 either “expressly, by forbidding recourse to § 1983 in the statute itself, or impliedly, by creating a comprehensive enforcement scheme that is incompatible with individual enforcement [actions].” Blessing, 620 U. S., at 341. FERPA has not explicitly foreclosed enforcement under § 1983. The only question, then, is whether the administrative enforcement mechanisms provided by the statute are “comprehensive” and “incompatible” with § 1983 actions. As the Court explains, ante, at 289, FERPA authorizes the establishment of an administrative enforcement framework, and the Secretary of Education has created the Family Policy Compliance Office (FPCO) to “deal with violations” of the Act, 20 U. S. C. § 1232g(f). FPCO accepts complaints from the public concerning alleged FERPA violations and, if it so chooses, may follow up on such a complaint by informing institutions of the steps they must take to comply with FERPA, see 34 CFR §§99.63-99.67 (2001), and, in exceptional cases, by administrative adjudication against noncomplying institutions, see 20 U. S. C. § 1234. These ad*298ministrative avenues fall far short of what is necessary to overcome the presumption of enforceability. We have only found a comprehensive administrative scheme precluding enforceability under § 1983 in two of our past cases — Middlesex County Sewerage Authority v. National Sea Clammers Assn., 453 U. S. 1 (1981), and Smith v. Robinson, 468 U. S. 992 (1984). In Sea Clammers, the relevant statute not only had “unusually elaborate enforcement provisions,” but it also permitted private citizens to bring enforcement actions in court. 453 U. S., at 13-14. In Smith, the statute at issue provided for “carefully tailored” administrative proceedings followed by federal judicial review. 468 U. S., at 1009. In contrast, FERPA provides no guaranteed access to a formal administrative proceeding or to federal judicial review; rather, it leaves to administrative discretion the decision whether to follow up on individual complaints. As we said in Blessing, 520 U. S., at 348, the enforcement scheme here is “far more limited than those in Sea Clammers and Smith,” and thus does not preclude enforcement under § 1983.5
*299II
Since FERPA was enacted in 1974, all of the Federal Courts of Appeals expressly deciding the question have concluded that FERPA creates federal rights enforceable under § 1983.6 Nearly all other federal and state courts reaching the issue agree with these Circuits.7 Congress has not overruled these decisions by amending FERPA to expressly preclude recourse to § 1983. And yet, the Court departs from over a quarter century of settled law in concluding that FERPA creates no enforceable rights. Perhaps more pernicious than its disturbing of the settled status of FERPA rights, though, is the Court’s novel use of our implied right of action eases in determining whether a federal right exists for § 1983 purposes.
In my analysis of whether §1232g(b) creates a right for § 1983 purposes, I have assumed the Court’s forthrightness in stating that the question presented is “whether Congress intended to create a federal right,” ante, at 283, and that “[p]laintiffs suing under §1983 do not have the burden of showing an intent to create a private remedy,” ante, at 284. Rather than proceeding with a straightforward analysis *300under these principles, however, the Court has undermined both of these assertions by needlessly borrowing from cases involving implied rights of action — cases which place a more exacting standard on plaintiffs. See ante, at 283-286. By using these cases, the Court now appears to require a heightened showing from § 1983 plaintiffs: “[I]f Congress wishes to create new rights enforceable under § 1983, it must do so in clear and unambiguous terms — no less and no more than what is required for Congress to create new rights enforceable under an implied private right of action." Ante, at 290.
A requirement that Congress intend a “right to support a cause of action,” ante, at 283, as opposed to simply the creation of an individual federal right, makes sense in the implied right of action context. As we have explained, our implied right of action cases “reflec[t] a concern, grounded in separation of powers, that Congress rather than the courts controls the availability of remedies for violations of statutes.” Wilder, 496 U. S., at 509, n. 9. However, imposing the implied right of action framework upon the § 1983 inquiry, see ante, at 283-286, is not necessary: The separation-of-powers concerns present in the implied right of action context “are not present in a §1983 case,” because Congress expressly authorized private suits in § 1983 itself. Wilder, 496 U. S., at 509, n. 9. Nor is it consistent with our precedent, which has always treated the implied right of action and § 1983 inquiries as separate. See, e. g., ibid.8
It has been long recognized that the pertinent question in determining whether a statute provides a basis for a § 1983 suit is whether Congress intended to create individual rights binding on States — as opposed to mere “precatory terms” that do not “unambiguously” create state obligations, Penn-*301hurst State School and Hospital v. Halderman, 451 U. S. 1, 17, 18 (1981), or “generalized,” “systemwide” duties on States, Blessing, 520 U. S., at 343; Suter, 503 U. S., at 363. What has never before been required is congressional intent specifically to make the right enforceable under §1983. Yet that is exactly what the Court, at points, appears to require by relying on implied right of action cases: the Court now asks whether “Congress nonetheless intended private suits to be brought before thousands of federal- and state-court judges,” ante, at 290.
If it were true, as the Court claims, that the implied right of action and § 1983 inquiries neatly “overlap in one meaningful respect — in either case we must first determine whether Congress intended to create a federal right,” ante, at 283, then I would have less trouble referencing implied right of action precedent to determine whether a federal right exists. Contrary to the Court’s suggestion, however, our implied right of action cases do not necessarily cleanly separate out the “right” question from the “cause of action” question. For example, in the discussion of rights-creating language in Cannon v. University of Chicago, 441 U. S. 677 (1979), which the Court characterizes as pertaining only to whether there is a right, ante, at 287, Cannon's reasoning is explicitly based on whether there is “reason to infer a private remedy,” 441 U. S., at 691, and the “propriety of implication of a cause of action,” id., at 690, n. 13. Because Cannon and other implied right of action cases do not clearly distinguish the questions of “right” and “cause of action,” it is inappropriate to use these eases to determine whether a statute creates rights enforceable under § 1983.
The Court, however, asserts that it has not imported the entire implied right of action inquiry into the § 1983 context, explaining that while §1983 plaintiffs share with implied right of action plaintiffs the burden of establishing a federal right, § 1983 plaintiffs “do not have the burden of showing an intent to create a private remedy because § 1983 generally *302supplies a remedy for the vindication of rights secured by federal statutes.” Ante, at 284. If the Court has not adopted such a requirement in the § 1988 context — which it purports not to have done — then there should be no difference between the Court’s “new” approach to discerning a federal right in the § 1983 context and the test we have “traditionally” used, as articulated in Blessing: whether Congress intended to benefit individual plaintiffs, whether the right asserted is not “ Vague and amorphous,’ ” and whether Congress has placed a binding obligation on the State with respect to the right asserted. 520 U. S., at 340-341. Indeed, the Court’s analysis, in part, closely tracks Blessing’s factors, as it examines the statute’s language, and the asserted right’s individual versus systematic thrust. See ante, at 287-289.
The Court’s opinion in other places, however, appears to require more of plaintiffs. By defining the § 1983 plaintiff’s burden concerning “whether a statute confers any right at all,” ante, at 285, as whether “Congress nonetheless intended private suits to be brought before thousands of federal- and state-court judges,” ante, at 290, the Court has collapsed the ostensible two parts of the implied right of action test (“is there a right” and “is it enforceable”) into one. As a result, and despite its statement to the contrary, ante, at 284, the Court seems to place the unwarranted “burden of showing an intent to create a private remedy,” ibid., on § 1983 plaintiffs. Moreover, by circularly defining a right actionable under § 1983 as, in essence, “a right which Congress intended to make enforceable,” the Court has eroded — if not eviscerated — the long-established principle of presumptive enforceability of rights under §1983. Under this reading of the Court’s opinion, a right under Blessing is second class compared to a right whose enforcement Congress has clearly intended. Creating such a hierarchy of rights is not only *303novel, but it blurs the long-recognized distinction between rights and remedies. And it does nothing to clarify our § 1983 jurisprudence.
Accordingly, I respectfully dissent.
The following portions of 20 U. S. C. §§ 1232g(a)(l)(A) and (B) identify the parents’ right. After stating that no funds shall be made available to an institution that has a policy of denying parents “the right to inspect and review the education records of their children,” subsection (a)(1)(A) clarifies that if an education record pertains to more than one student, “the parents of one of such students shall have the right to inspect and *294review only” the parts pertaining to that student. That subsection then provides that the educational institution “shall establish appropriate procedures” for the granting of parental requests for access within 45 days. Ibid. Subsection (a)(1)(B) also refers to the parents’ “right to inspect and review the education records” of their children.
In relevant part, §1232g(b)(2) states that “[n]o funds shall be made available under any applicable program to any educational agency or institution which has a policy or practice of releasing, or providing access to, any personally identifiable information in education records other than directory information ... unless” either “there is written consent from the student's parents specifying records to be released, the reasons for such release, and to whom, and with a copy of the records to be released to the student’s parents and the student if desired by the parents,” or a court order dictating release of information.
In Wright, the right claimed was “that a ‘reasonable’ amount for utilities be included in rent that a [public housing authority] was allowed to charge.” 479 U. S., at 430. In Wilder, health care providers asserted the right to “reasonable and adequate rates” from “States participating in the Medicaid program.” 496 U. S., at 512.
The Court correctly states that “rights” language alone does not necessarily create rights enforceable under § 1983, ante, at 289, n. 7 (quoting Pennhurst State School and Hospital v. Halderman, 451 U. S. 1 (1981)), but such language is certainly relevant to whether a statute creates rights, see ante, at 287 (describing “‘rights-ereating’ language” as “critical to showing the requisite congressional intent to create new rights”). Moreover, in Pennhurst, the Court treated the “rights” language as the only arguable evidence that the statute created rights; here, the “‘overall’ or ‘specific’ purposes of the Act,” 451 U. S., at 18, also show an intent to create individual rights. See supra, at 295 and this page (discussing FERPA’s “stated purpose”).
The Court does not test FERPA’s administrative scheme against the “comprehensive enforcement scheme,” Blessing, 520 U. S., at 341, standard for rebutting the presumptive enforceability of a federal right, ante, at 290, n. 8, because it concludes that there is no federal right to trigger this additional analysis. Yet, at the same time, the Court imports “enforcement scheme” considerations into the initial question whether the statute creates a presumptively enforceable right. See ante, at 289 (“Our conclusion that FERPA’s nondisclosure provisions fail to confer enforceable rights is buttressed by the mechanism that Congress chose to provide for enforcing [FERPA violations]”). Folding such considerations into the rights question renders the rebuttal inquiry superfluous. Moreover, the Court’s approach is inconsistent with our past cases, which have kept separate the inquiries whether there is a right and whether an enforcement scheme rebuts presumptive enforceability. Thus, the Court’s discussion of the schemes in Wright v. Roanoke Redevelopment and Housing Authority, 479 U. S. 418 (1987), and Wilder v. Virginia Hospital Assn., 496 U. S. 498 (1990), is inapposite, see ante, at 289-290, because neither of those cases considered the existence of an enforcement scheme relevant to whether a federal right had been created in the first instance.
See Falvo v. Owasso Independent School Dist. No. I-011, 233 F. 3d 1203, 1210 (CA10 2000), rev’d on other grounds, 534 U. S. 426 (2002); Tarka v. Cunningham, 917 F. 2d 890, 891 (CA5 1990); Brown v. Oneonta, 106 F. 3d 1125, 1131 (CA2 1997) (citing Fay v. South Colonie Central School Dist., 802 F. 2d 21, 33 (CA2 1986)). The Court does not cite — nor can it— a circuit or state high court opinion to the contrary. See ante, at 278, n. 2.
To justify its statement that courts are “divided,” ante, at 278, concerning FERPA’s enforceability under § 1983, the Court cites only two cases disagreeing with the overwhelming majority position of courts reaching the issue. See ante, at 278, n. 2 (citing Gundlach v. Reinstein, 924 F. Supp. 684 (ED Pa. 1996), aff’d, 114 F. 3d 1172 (CA3 1997), and Meury v. Eagle-Union Community School Corp., 714 N. E. 2d 233, 239 (Ind. Ct. App. 1999)). And Gundlach did not even squarely hold that FERPA rights are unenforceable; rather, the court merely rejected a claim under § 1232 in which the plaintiff “failed to allege that Defendants released the alleged educational records pursuant to university policy,” 924 F. Supp., at 692.
Indeed, endorsing such a framework sub silentio overrules cases such as Wright and Wilder. In those cases we concluded that the statutes at issue created rights enforceable under §1983, but the statutes did not “clear[lyj and unambiguous[ly],” ante, at 290, intend enforceability under §1983.
8.8 Remedies 8.8 Remedies
8.8.1 Memphis Community School District v. Stachura 8.8.1 Memphis Community School District v. Stachura
MEMPHIS COMMUNITY SCHOOL DISTRICT et al. v. STACHURA
No. 85-410.
Argued April 2, 1986
Decided June 25, 1986
Patrick J. Berardo argued the cause and filed briefs for petitioners.
Jeffrey A. Heldt argued the cause for respondent. With him on the brief was Erwin B. Ellmann. *
Solicitor General Fried, Assistant Attorney General Willard, Deputy Solicitor General Getter, Bruce N. Kuhlik, and Barbard L. Herwig filed a brief for the United States as amicus curiae urging reversal.
Charles S. Sims and Stuart H. Singer filed a brief for the American Civil Liberties Union as amicus curiae urging affirmance.
Gwendolyn H. Gregory, August W. Steinhilber, and Thomas A. Shannon filed a brief for the National School Boards Association as amicus curiae.
Justice Powell
delivered the opinion of the Court.
This case requires us to decide whether 42 U. S. C. § 1983 authorizes an award of compensatory damages based on the factfinder’s assessment of the value or importance of a substantive constitutional right.
M
Respondent Edward Stachura is a tenured teacher in the Memphis, Michigan, public schools. When the events that led to this case occurred, respondent taught seventh-grade life science, using a textbook that had been approved by the School Board. The textbook included a chapter on human reproduction. During the 1978-1979 school year, respondent spent six weeks on this chapter. As part of their instruction, students were shown pictures of respondent’s wife dur*301ing her pregnancy. Respondent also showed the students two films concerning human growth and sexuality. These films were provided by the County Health Department, and the Principal of respondent’s school had approved their use. Both films had been shown in past school years without incident.
After the showing of the pictures and the films, a number of parents complained to school officials about respondent’s teaching methods. These complaints, which appear to have been based largely on inaccurate rumors about the allegedly sexually explicit nature of the pictures and films, were discussed at an open School Board meeting held on April 23, 1979. Following the advice of the School Superintendent, respondent did not attend the meeting, during which a number of parents expressed the view that respondent should not be allowed to teach in the Memphis school system.1 The day after the meeting, respondent was suspended with pay. The School Board later confirmed the suspension, and notified respondent that an “administration evaluation” of his teaching methods was underway. No such evaluation was ever made. Respondent was reinstated the next fall, after filing this lawsuit.
Respondent sued the School District, the Board of Education, various Board members and school administrators, and two parents who had participated in the April 23 School Board meeting. The complaint alleged that respondent’s suspension deprived him of both liberty and property without due process of law and violated his First Amendment right to *302academic freedom. Respondent sought compensatory and punitive damages under 42 U. S. C. § 1983 for these constitutional violations.
At the close of trial on these claims, the District Court instructed the jury as to the law governing the asserted bases for liability. Turning to damages, the court instructed the jury that on finding liability it should award a sufficient amount to compensate respondent for the injury caused by petitioners’ unlawful actions:
“You should consider in this regard any lost earnings; loss of earning capacity; out-of-pocket expenses; and any mental anguish or emotional distress that you find the Plaintiff to have suffered as a result of conduct by the Defendants depriving him of his civil rights.” App. 94.
In addition to this instruction on the standard elements of compensatory damages, the court explained that punitive damages could be awarded, and described the standards governing punitive awards.2 Finally, at respondent’s request and over petitioners’ objection, the court charged that damages also could be awarded based on the value or importance of the constitutional rights that were violated:
“If you find that the Plaintiff has been deprived of a Constitutional right, you may award damages to compensate him for the deprivation. Damages for this type of injury are more difficult to measure than damages for a physical injury or injury to one’s property. There are no medical bills or other expenses by which you can judge how much compensation is appropriate. In one sense, no monetary value we place upon Constitutional rights can measure their importance in our society or compensate a citizen adequately for their deprivation. However, just because these rights are not capable of *303precise evaluation does not mean that an appropriate monetary amount should not be awarded.
“The precise value you place upon any Constitutional right which you find was denied to Plaintiff is within your discretion. You may wish to consider the importance of the right in our system of government, the role which this right has played in the history of our republic, [and] the significance of the right in the context of the activities which the Plaintiff was engaged in at the time of the violation of the right.” Id., at 96.
The jury found petitioners liable,3 and awarded a total of $275,000 in compensatory damages and $46,000 in punitive damages.4 The District Court entered judgment notwithstanding the verdict as to one of the defendants, reducing the total award to $266,750 in compensatory damages and $36,000 in punitive damages.
In an opinion devoted primarily to liability issues, the Court of Appeals for the Sixth Circuit affirmed, holding that respondent’s suspension had violated both procedural due process and the First Amendment. Stachura v. Truszkowski, 763 F. 2d 211 (1985). Responding to petitioners’ contention that the District Court improperly authorized damages based solely on the value of constitutional rights, the court noted only that “there was ample proof of actual injury to plaintiff Stachura both in his effective discharge . . . and by the damage to his reputation and to his professional career as a teacher. Contrary to the situation in Carey v. Piphus, 435 U. S. 247 (1978) . . . , there was proof from which the jury *304could have found, as it did, actual and important damages.” Id., at 214.
We granted certiorari limited to the question whether the Court of Appeals erred in affirming the damages award in the light of the District Court’s instructions that authorized not only compensatory and punitive damages, but also damages for the deprivation of “any constitutional right.”5 474 U. S. 918 (1985). We reverse, and remand for a new trial limited to the issue of compensatory damages.
l — H
Petitioners challenge the jury instructions authorizing damages for violation of constitutional rights on the ground that those instructions permitted the jury to award damages based on its own unguided estimation of the value of such rights.6 Respondent disagrees with this characterization of *305the jury instructions, contending that the compensatory damages instructions taken as a whole focused solely on respondent’s injury and not on the abstract value of the rights he asserted.
We believe petitioners more accurately characterize the instructions. The damages instructions were divided into three distinct segments: (i) compensatory damages for harm to respondent, (ii) punitive damages, and (iii) additional “compensat[ory]” damages for violations of constitutional rights. No sensible juror could read the third of these segments to modify the first.7 On the contrary, the damages instructions plainly authorized — in addition to punitive damages — two distinct types of “compensatory” damages: one based on respondent’s actual injury according to ordinary tort law standards, and another based on the “value” of certain rights. We therefore consider whether the latter category of damages was properly before the jury.
HH I — I h-H
A
We have repeatedly noted that 42 U. S. C. § 19838 creates “‘a species of tort liability’ in favor of persons who are deprived of ‘rights, privileges, or immunities secured’ to them *306by the Constitution.” Carey v. Piphus, 435 U. S. 247, 253 (1978), quoting Imbler v. Pachtman, 424 U. S. 409, 417 (1976). See also Smith v. Wade, 461 U. S. 30, 34 (1983); Newport v. Fact Concerts, Inc., 453 U. S. 247, 258-259 (1981). Accordingly, when § 1983 plaintiffs seek damages for violations of constitutional rights, the level of damages is ordinarily determined according to principles derived from the common law of torts. See Smith v. Wade, supra, at 34; Carey v. Piphus, supra, at 257-258; cf. Monroe v. Pape, 365 U. S. 167, 196, and n. 5 (1961) (Harlan, J., concurring).
Punitive damages aside,9 damages in tort cases are designed to provide “compensation for the injury caused to plaintiff by defendant’s breach of duty.” 2 F. Harper, F. James, & O. Gray, Law of Torts §25.1, p. 490 (2d ed. 1986) (emphasis in original), quoted in Carey v. Piphus, supra, at 255. See also Bivens v. Six Unknown Federal Narcotics Agents, 403 U. S. 388, 395, 397 (1971); id., at 408-409 (Har*307lan, J., concurring in judgment). To that end, compensatory-damages may include not only out-of-pocket loss and other monetary harms, but also such injuries as “impairment of reputation . . . , personal humiliation, and mental anguish and suffering.” Gertz v. Robert Welch, Inc., 418 U. S. 323, 350 (1974). See also Carey v. Piphus, supra, at 264 (mental and emotional distress constitute compensable injury in § 1983 cases). Deterrence is also an important purpose of this system, but it operates through the mechanisrn of damages that are compensatory — damages grounded in determinations of plaintiffs’ actual losses. E. g., 4 Harper, James, & Gray, supra, § 25.3 (discussing need for certainty in damages determinations); D. Dobbs, Law of Remedies § 3.1, pp. 135-136 (1973). Congress adopted this common-law system of recovery when it established liability for “constitutional torts.”10 Consequently, “the basic purpose” of § 1983 damages is “to compensate persons for injuries that are caused by the deprivation of constitutional rights.” Carey v. Piphus, 435 U. S., at 254 (emphasis added). See also id., at 257 (“damages awards under § 1983 should be governed by the principle of compensation”).
Carey v. Piphus represents a straightforward application of these principles. Carey involved a suit by a high school student suspended for smoking marijuana; the student claimed that he was denied procedural due process because he was suspended without an opportunity to respond to the charges against him. The Court of Appeals for the Seventh Circuit held that even if the suspension was justified, the student could recover substantial compensatory damages simply because of the insufficient procedures used to suspend him from school. We reversed, and held that the student could recover compensatory damages only if he proved actual injury caused by the denial of his constitutional rights. Id., at 264. We noted: “Rights, constitutional and otherwise, do *308not exist in a vacuum. Their purpose is to protect persons from injuries to particular interests . . . Id., at 254. Where no injury was present, no “compensatory” damages could be awarded.
The instructions at issue here cannot be squared with Carey, or with the principles of tort damages on which Carey and § 1983 are grounded. The jurors in this case were told that, in determining how much was necessary to “compensate [respondent] for the deprivation” of his constitutional rights, they should place a money value on the “rights” themselves by considering such factors as the particular right’s “importance ... in our system of government,” its role in American history, and its “significance ... in the context of the activities” in which respondent was engaged. App. 96. These factors focus, not on compensation for provable injury, but on the jury’s subjective perception of the importance of constitutional rights as an abstract matter. Carey establishes that such an approach is impermissible. The constitutional right transgressed in Carey — the right to due process of law — is central to our system of ordered liberty. See In re Gault, 387 U. S. 1, 20-21 (1967). We nevertheless held that no compensatory damages could be awarded for violation of that right absent proof of actual injury. Carey, 435 U. S., at 264. Carey thus makes clear that the abstract value of a constitutional right may not form the basis for § 1983 damages.11
*309Respondent nevertheless argues that Carey does not control here, because in this case a substantive constitutional right — respondent’s First Amendment right to academic freedom12 — was infringed. The argument misperceives our analysis in Carey. That case does not establish a two-tiered system of constitutional rights, with substantive rights afforded greater protection than “mere” procedural safeguards. We did acknowledge in Carey that “the elements and prerequisites for recovery of damages” might vary depending on the interests protected by the constitutional right at issue. Id., at 264-265. But we emphasized that, whatever the constitutional basis for § 1983 liability, such damages must always be designed “to compensate injuries caused by the [constitutional] deprivation.” Id., at 265 (emphasis added).13 See also Hobson v. Wilson, 237 U. S. App. D. C. 219, 277-279, 737 F. 2d 1, 59-61 (1984), cert. denied, 470 U. S. 1084 (1985); cf. Smith v. Wade, 461 U. S. 30 (1983). That conclusion simply leaves no room for noncompensatory *310damages measured by the jury’s perception of the abstract “importance” of a constitutional right.
Nor do we find such damages necessary to vindicate the constitutional rights that § 1983 protects. See n. 11, supra. Section 1983 presupposes that damages that compensate for actual harm ordinarily suffice to deter constitutional violations. Carey, supra, at 256-257 (“To the extent that Congress intended that awards under §1983 should deter the deprivation of constitutional rights, there is no evidence that it meant to establish a deterrent more formidable than that inherent in the award of compensatory damages”). Moreover, damages based on the “value” of constitutional rights are an unwieldy tool for ensuring compliance with the Constitution. History and tradition do not afford any sound guidance concerning the precise value that juries should place on constitutional protections. Accordingly, were such damages available, juries would be free to award arbitrary amounts without any evidentiary basis, or to use their unbounded discretion to punish unpopular defendants. Cf. Gertz, 418 U. S., at 350. Such damages would be too uncertain to be of any great value to plaintiffs, and would inject caprice into determinations of damages in §1983 cases. We therefore hold that damages based on the abstract “value” or “importance” of constitutional rights are not a permissible element of compensatory damages in such cases.
B
Respondent further argues that the challenged instructions authorized a form of “presumed” damages — a remedy that is both compensatory in nature and traditionally part of the range of tort law remedies. Alternatively, respondent argues that the erroneous instructions were at worst harmless error.
Neither argument has merit. Presumed damages are a substitute for ordinary compensatory damages, not a supplement for an award that fully compensates the alleged injury. When a plaintiff seeks compensation for an injury that is *311likely to have occurred but difficult to establish, some form of presumed damages may possibly be appropriate. See Carey, 435 U. S., at 262; cf. Dun & Bradstreet, Inc. v. Greenmoss Builders, 472 U. S. 749, 760-761 (1985) (opinion of Powell, J.); Gertz v. Robert Welch, Inc., supra, at 349. In those circumstances, presumed damages may roughly approximate the harm that the plaintiff suffered and thereby compensate for harms that may be impossible to measure. As we earlier explained, the instructions at issue in this case did not serve this purpose, but instead called on the jury to measure damages based on a subjective evaluation of the importance of particular constitutional values. Since such damages are wholly divorced from any compensatory purpose, they cannot be justified as presumed damages.14 *312Moreover, no rough substitute for compensatory damages was required in this case, since the jury was fully authorized to compensate respondent for both monetary and nonmone-tary harms caused by petitioners’ conduct.
Nor can we find that the erroneous instructions were harmless. See 28 U. S. C. § 2111; McDonough Power Equipment, Inc. v. Greenwood, 464 U. S. 548 (1984). When damages instructions are faulty and the verdict does not reveal the means by which the jury calculated damages, “[the] error in the charge is difficult, if not impossible, to correct without retrial, in light of the jury’s general verdict.” Newport v. Fact Concerts, Inc., 453 U. S., at 256, n. 12. The jury was authorized to award three categories of damages: (i) compensatory damages for injury to respondent, (ii) punitive damages, and (iii) damages based on the jury’s perception of the “importance” of two provisions of the Constitution. The submission of the third of these categories was error. Although the verdict specified an amount for punitive damages, it did not specify how much of the remaining damages was designed to compensate respondent for his injury and how much reflected the jury’s estimation of the value of the constitutional rights that were infringed. The effect of the erroneous instruction is therefore unknowable, although probably significant: the jury awarded respondent a very substantial amount of damages, none of which could have derived from any monetary loss.15 It is likely, although not certain, that a *313major part of these damages was intended to “compensate” respondent for the abstract “value” of his due process and First Amendment rights. For these reasons, the case must be remanded for a new trial on compensatory damages.
> hH
The judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
Justice Brennan and Justice Stevens join the opinion of the Court and also join Justice Marshall’s opinion concurring in the judgment.
One member of the School Board described the meeting as follows:
“At this time, the public was in a total uproar and completely out of control. . . . People were hollering and shouting and the statement was made from the public that if Mr. Stachura was allowed to return in the morning, they would be there to picket the school.
“At this point of total panic, [the School Superintendent] stated in order to maintain peace in our school district, we would suspend Mr. Stachura with full pay and get this mess straightened out.” Tr. 583-584, quoted in Stachura v. Truszkowski, 763 F. 2d 211, 214 (CA6 1985).
Petitioners do not challenge the award of punitive damages in this Court.
The jury found petitioners liable based both on the alleged deprivation of procedural due process and on the alleged violation of respondent’s First Amendment rights.
The bulk of the award was against the School Board, which was assessed $233,750 in compensatory damages. Three of the individual defendants were each assessed $8,250, while six others were each charged $2,750. Nine individual defendants were assessed punitive damages, ranging from $1,000 to $15,000.
Since our decision in Carey v. Piphus, 435 U. S. 247 (1978), several of the Courts of Appeals have concluded that damages awards based on the abstract value of constitutional rights are proper, at least as long as the right in question is substantive. E. g., Bell v. Little Axe Independent School Dist. No. 70, 766 F. 2d 1391 (CA10 1985); Herrera v. Valentine, 653 F. 2d 1220, 1227-1229 (CA8 1981); Konczak v. Tyrrell, 603 F. 2d 13, 17 (CA7 1979) (dicta), cert. denied, 444 U. S. 1016 (1980). See also Love, Damages: A Remedy for the Violation of Constitutional Rights, 67 Calif. L. Rev. 1242 (1979). Other courts have determined that our reasoning in Carey forecloses such awards. E. g., Hobson v. Wilson, 237 U. S. App. D. C. 219, 278-279, 737 F. 2d 1, 60-61 (1984), cert. denied, 470 U. S. 1084 (1985); Familias Unidas v. Briscoe, 619 F. 2d 391, 402 (CA5 1980); Davis v. Village Park II Realty Co., 578 F. 2d 461, 463 (CA2 1978). Cf. Freeman v. Franzen, 695 F. 2d 485, 492-494 (CA7 1982), cert. denied, 463 U. S. 1214 (1983).
Respondent argues that petitioners did not preserve their challenge to the jury instructions below. Petitioners’ counsel expressly objected to the authorization of damages based on the value of constitutional rights, on the ground that such damages were impermissible under Carey v. Piphus, supra, and on the ground that they required the jury to “speculate as to what the value of the Constitutional right is.” App. 97-98. The District Court responded by stating that it relied on Herrera v. Valentine, supra, at 1227, and on Corriz v. Naranjo, 667 F. 2d 892 (CA10), cert. dism’d, 458 U. S. 1123 (1982). App. 98. Both of those cases held that jury instruc*305tions similar to those used here were permissible under Carey. This exchange satisfies us that counsel for petitioners “stat[ed] distinctly the matter to which he objeet[ed] and the grounds of his objection,” Fed. Rule Civ. Proc. 51, and that the District Court understood the objection.
The jurors were given written copies of the instructions for use in their deliberations. App. 96.
Section 1983 reads:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
The purpose of punitive damages is to punish the defendant for his willful or malicious conduct and to deter others from similar behavior. E. g., Restatement (Second) of Torts § 908(1) (1979); W. Keeton, D. Dobbs, R. Keeton, & D. Owen, Prosser and Keeton on Law of Torts 9 (5th ed. 1984); C. McCormick, Law of Damages 275 (1935). See also Electrical Workers v. Foust, 442 U. S. 42, 48 (1979); Gertz v. Robert Welch, Inc., 418 U. S. 323, 350 (1974). In Smith v. Wade, 461 U. S. 30 (1983), the Court held that punitive damages may be available in a proper § 1983 case. As the punitive damages instructions used in this case explained, however, such damages are available only on a showing of the requisite intent. App. 94-95 (authorizing punitive damages for acts “maliciously, or wantonly, or oppressively done”); Smith v. Wade, supra, at 51.
Respondent does not, and could not reasonably, contend that the separate instructions authorizing damages for violation of constitutional rights were equivalent to punitive damages instructions. In these separate instructions, the jury was authorized to find damages for constitutional violations without any finding of malice or ill will. Moreover, the jury instructions separately authorized punitive damages, and the District Court expressly labeled the “constitutional rights” damages compensatory. The instructions concerning damages for constitutional violations are thus impermissible unless they reasonably could be read as authorizing compensatory damages.
See generally Whitman, Constitutional Torts, 79 Mich. L. Rev. 5 (1980).
We did approve an award of nominal damages for the deprivation of due process in Carey. 435 U. S., at 266. Our discussion of that issue makes clear that nominal damages, and not damages based on some undefinable “value” of infringed rights, are the appropriate means of “vindicating” rights whose deprivation has not caused actual, provable injury:
“Common-law courts traditionally have vindicated deprivations of certain ‘absolute’ rights that are not shown to have caused actual injury through the award of a nominal sum of money. By making the deprivation of such rights actionable for nominal damages without proof of actual injury, the law recognizes the importance to organized society that those rights be scrupulously observed; but at the same time, it remains true to the principle that substantial damages should be awarded only to eompen-*309sate actual injury or, in the case of exemplary or punitive damages, to deter or punish malicious deprivations of rights.” Ibid, (footnote omitted).
Our grant of certiorari in this case does not encompass the question whether respondent stated or proved a claim under either the Due Process Clause or the First Amendment. We therefore treat the Court of Appeals’ decision on all liability issues as final for purposes of our decision.
Carey recognized that “the task ... of adapting common-law rules of damages to provide fair compensation for injuries caused by the deprivation of a constitutional right” is one “of some delicacy.” Id., at 258. We also noted that “the elements and prerequisites for recovery of damages appropriate to compensate injuries caused by the deprivation of one constitutional right are not necessarily appropriate to compensate injuries caused by the deprivation of another.” Id., at 264-265. See also Hobson v. Wilson, 237 U. S. App. D. C., at 279-281, 737 F. 2d, at 61-63. This “delicate” task need not be undertaken here. None of the parties challenges the portion of the jury instructions that permitted recovery for actual harm to respondent, and the instructions that are challenged simply do not authorize compensation for injury. We therefore hold only that damages based on the “value” or “importance” of constitutional rights are not authorized by § 1983, because they are not truly compensatory.
For the same reason, Nixon v. Herndon, 273 U. S. 536 (1927), and similar cases do not support the challenged instructions. In Nixon, the Court held that a plaintiff who was illegally prevented from voting in a state primary election suffered compensable injury. Accord, Lane v. Wilson, 307 U. S. 268 (1939). This holding did not rest on the “value” of the right to vote as an abstract matter; rather, the Court recognized that the plaintiff had suffered a particular injury — his inability to vote in a particular election — that might be compensated through substantial money damages. See 273 U. S., at 540 (“the petition . . . seeks to recover for private damage”).
Nixon followed a long line of cases, going back to Lord Holt’s decision in Ashby v. White, 2 Ld. Raym. 938, 92 Eng. Rep. 126 (1703), authorizing substantial money damages as compensation for persons deprived of their right to vote in particular elections. E. g., Wiley v. Sinkler, 179 U. S. 58, 65 (1900); Wayne v. Venable, 260 F. 64, 66 (CA8 1919). Although these decisions sometimes speak of damages for the value of the right to vote, their analysis shows that they involve nothing more than an award of presumed damages for a nonmonetary harm that cannot easily be quantified:
“In the eyes of the law th[e] right [to vote] is so valuable that damages are presumed from the wrongful deprivation of it without evidence of actual loss of money, property, or any other valuable thing, and the amount of the damages is a question peculiarly appropriate for the determination of the jury, because each member of the jury has personal knowledge of the value of the right.” Ibid.
See also Ashby v. White, supra, at 955, 92 Eng. Rep., at 137 (Holt, C. J.) (“As in an action for slanderous words, though a man does not lose a penny *312by reason of the speaking [of] them, yet he shall have an action”). The “value of the right” in the context of these decisions is the money value of the particular loss that the plaintiff suffered — a loss of which “each member of the jury has personal knowledge.” It is not the value of the right to vote as a general, abstract matter, based on its role in our history or system of government. Thus, whatever the wisdom of these decisions in the context of the changing scope of compensatory damages over the course of this century, they do not support awards of noncompensatory damages such as those authorized in this case.
Throughout his suspension, respondent continued to receive his teacher’s salary.
Justice Marshall,
with whom Justice Brennan, Justice Blackmun, and Justice Stevens join, concurring in the judgment.
I agree with the Court that this case must be remanded for a new trial on damages. Certain portions of the Court’s opinion, however, can be read to suggest that damages in § 1983 cases are necessarily limited to “out-of-pocket loss,” “other monetary harms,” and “such injuries as ‘impairment of reputation . . . , personal humiliation, and mental anguish and suffering.’” See ante, at 307. I do not understand the Court so to hold, and I write separately to emphasize that the violation of a constitutional right, in proper cases, may itself constitute a compensable injury.
The appropriate starting point of any analysis in this area is this Court’s opinion in Carey v. Piphus, 435 U. S. 247 (1978). In Carey, we recognized that “the basic purpose of a § 1983 damages award should be to compensate persons for injuries caused by the deprivation of constitutional rights.” Id., at 254; see ante, at 306-307. We explained, however, that application of that principle to concrete cases was not a *314simple matter. 435 U. S., at 257. “It is not clear,” we stated, “that common-law tort rules of damages will provide a complete solution to the damages issue in every § 1983 case.” Id., at 258. Rather, “the rules governing compensation for injuries caused by the deprivation of constitutional rights should be tailored to the interests protected by the particular right in question — just as the common-law rules of damages themselves were defined by the interests protected in various branches of tort law.” Id., at 259.
Applying those principles, we held in Carey that substantial damages should not be awarded where a plaintiff has been denied procedural due process but has made no further showing of compensable damage. We repeated, however, that “the elements and prerequisites for recovery of damages appropriate to compensate injuries caused by the deprivation of one constitutional right are not necessarily appropriate to compensate injuries caused by the deprivation of another.” Id., at 264-265. We referred to cases that support the award of substantial damages simply upon a showing that a plaintiff was wrongfully deprived of the right to vote, without requiring any further demonstration of damages. Id., at 264-265, n. 22.
Following Carey, the Courts of Appeals have recognized that invasions of constitutional rights sometimes cause injuries that cannot be redressed by a wooden application of common-law damages rules.* In Hobson v. Wilson, 237 U. S. App. D. C. 219, 275-281, 737 F. 2d 1, 57-63 (1984), cert. denied, 470 U. S. 1084 (1985), which the Court cites, ante, at 309, and n. 13, plaintiffs claimed that defendant Federal Bureau of Investigation agents had invaded their First *315Amendment rights to assemble for peaceable political protest, to associate with others to engage in political expression, and to speak on public issues free of unreasonable government interference. The District Court found that the defendants had succeeded in diverting plaintiffs from, and impeding them in, their protest activities. The Court of Appeals for the District of Columbia Circuit held that that injury to a First Amendment-protected interest could itself constitute compensable injury wholly apart from any “emotional distress, humiliation and personal indignity, emotional pain, embarassment, fear, anxiety and anguish” suffered by plaintiffs. 237 U. S. App. D. C., at 280, 737 F. 2d, at 62 (footnotes omitted). The court warned, however, that that injury could be compensated with substantial damages only to the extent that it was “reasonably quantifiable”; damages should not be based on “the so-called inherent value of the rights violated.” Ibid.
I believe that the Hobson court correctly stated the law. When a plaintiff is deprived, for example, of the opportunity to engage in a demonstration to express his political views, “[i]t is facile to suggest that no damage is done.” Dellums v. Powell, 184 U. S. App. D. C. 275, 303, 566 F. 2d 167, 195 (1977). Loss of such an opportunity constitutes loss of First Amendment rights “ fin their most pristine and classic form.’ ” Ibid., quoting Edwards v. South Carolina, 372 U. S. 229, 235 (1963). There is no reason why such an injury should not be compensable in damages. At the same time, however, the award must be proportional to the actual loss sustained.
The instructions given the jury in this case were improper because they did not require the jury to focus on the loss actually sustained by respondent. Rather, they invited the jury to base its award on speculation about “the importance of the right in our system of government” and “the role which this right has played in the history of our republic,” guided only by the admonition that “[i]n one sense, no monetary value we place on Constitutional rights can measure their im*316portance in our society or compensate a citizen adequately for their deprivation.” App. 96. These instructions invited the jury to speculate on matters wholly detached from the real injury occasioned respondent by the deprivation of the right. Further, the instructions might have led the jury to grant respondent damages based on the “abstract value” of the right to procedural due process — a course directly barred by our decision in Carey.
The Court therefore properly remands for a new trial on damages. I do not understand the Court, however, to hold that deprivations of constitutional rights can never themselves constitute compensable injuries. Such a rule would be inconsistent with the logic of Carey, and would defeat the purpose of § 1983 by denying compensation for genuine injuries caused by the deprivation of constitutional rights.
See, e.g., Bell v. Little Axe Independent School District No. 70 of Cleveland Cty., 766 F. 2d 1391, 1408-1413 (CA10 1985); Hobson v. Wilson, 237 U. S. App. D. C. 219, 275-281, 737 F. 2d 1, 57-63 (1984), cert. denied, 470 U. S. 1084 (1985); Kincaid v. Rusk, 670 F. 2d 737, 745-746 (CA7 1982); Mickens v. Winston, 462 F. Supp. 910, 913 (ED Va. 1978), summarily aff’d, 609 F. 2d 508 (CA4 1979).
8.8.2 City of Riverside v. Rivera 8.8.2 City of Riverside v. Rivera
CITY OF RIVERSIDE et al. v. RIVERA et al.
No. 85-224.
Argued March 31, 1986
Decided June 27, 1986
Jonathan Kotler argued the cause and filed briefs for petitioners.
Gerald P. Lopez argued the cause and filed a brief for respondents. *
Briefs of amici curiae urging reversal were filed for the United States by Solicitor General Fried, Assistant Attorney General Willard, Deputy Solicitor General Geller, William Ranter, and Michael Jay Singer; for Americans for Effective Law Enforcement, Inc., et al. by Jack E. Yelverton, David Crump, Daniel B. Hales, Fred E. Inbau, Wayne W. Schmidt, and James P. Manak; for Concerned Women for American Education and Legal Defense Foundation by Michael P. Farris and Jordan W. Lorence; for the Equal Employment Advisory Council by Robert E. Williams, Douglas S. McDowell, and Thomas R. Bagby; and for Congressman Thomas J. Bliley, Jr., et al. by Daniel J. Popeo and George C. Smith.
Briefs of amici curiae urging affirmance were filed for Lambda Legal Defense and Education Fund, Inc., et al. by Abby R. Rubenfeld; and for the NAACP Legal Defense and Educational Fund, Inc., by Julius LeVonne Chambers and Charles Stephen Ralston.
Paul M. Smith and Joseph N. Onek filed a brief for the Washington Council of Lawyers et al. as amici curiae.
*564Justice Brennan
announced the judgment of the Court and delivered an opinion in which Justice Marshall, Justice Blackmun, and Justice Stevens join.
The issue presented in this case is whether an award of attorney’s fees under 42 U. S. C. § 1988 is per se “unreasonable” within the meaning of the statute if it exceeds the amount of damages recovered by the plaintiff in the underlying civil rights action.
I
Respondents, eight Chicano individuals, attended a party on the evening of August 1, 1975, at the Riverside, California, home of respondents Santos and Jennie Rivera. A large number of unidentified police officers, acting without a warrant, broke up the party using tear gas and, as found by the District Court, “unnecessary physical force.” Many of the guests, including four of the respondents, were arrested. The District Court later found that “[t]he party was not creating a disturbance in the community at the time of the break-in.” App. 188. Criminal charges against the arrest-ees were ultimately dismissed for lack of probable cause.
On June 4,1976, respondents sued the city of Riverside, its Chief of Police, and 30 individual police officers under 42 U. S. C. §§ 1981, 1983, 1985(3), and 1986 for allegedly violating their First, Fourth, and Fourteenth Amendment rights. The complaint, which also alleged numerous state-law claims, sought damages and declaratory and injunctive relief. On August 5, 1977, 23 of the individual police officers moved for summary judgment; the District Court granted summary judgment in favor of 17 of these officers. The case against the remaining defendants proceeded to trial in September 1980. The jury returned a total of 37 individual verdicts in favor of the respondents and against the city and five individual officers, finding 11 violations of § 1983, 4 instances of false arrest and imprisonment, and 22 instances of negligence. Respondents were awarded $33,350 in compensatory and pu*565nitive damages: $13,300 for their federal claims, and $20,050 for their state-law claims.1
Respondents also sought attorney’s fees and costs under § 1988. They requested compensation for 1,946.75 hours expended by their two attorneys at a rate of $125 per hour, and for 84.5 hours expended by law clerks at a rate of $25 per hour, a total of $245,456.25. The District Court found both the hours and rates reasonable, and awarded respondents $245,456.25 in attorney’s fees. The court rejected respondents’ request for certain additional expenses, and for a multiplier sought by respondents to reflect the contingent nature of their success and the high quality of their attorneys’ efforts.
Petitioners appealed only the attorney’s fees award, which the Court of Appeals for the Ninth Circuit affirmed. Rivera v. City of Riverside, 679 F. 2d 795 (1982). Petitioners sought a writ of certiorari from this Court. We granted the writ, vacated the Court of Appeals’ judgment, and remanded the case for reconsideration in light of Hensley v. Eckerhart, 461 U. S. 424 (1983). 461 U. S. 952 (1983). On remand, the District Court held two additional hearings, reviewed additional briefing, and reexamined the record as a whole. The court made extensive findings of fact and conclusions of law, and again concluded that respondents were entitled to an *566award of $245,456.25 in attorney’s fees, based on the same total number of hours expended on the case and the same hourly rates.2 The court again denied respondents’ request for certain expenses and for a multiplier.
Petitioners again appealed the fee award. And again, the Court of Appeals affirmed, finding that “the district court correctly reconsidered the case in light of Hensley . . . .” 763 F. 2d 1580, 1582 (1985). The Court of Appeals rejected three arguments raised by petitioners; First, the court rejected petitioners’ contention that respondents’ counsel should not have been compensated for time spent litigating claims other than those upon which respondents ultimately prevailed. Emphasizing that the District Court had determined that respondents’ attorneys had “spent no time on claims unrelated to the successful claims,” ibid., the Court of Appeals concluded that “[t]he record supports the district court’s findings that all of the plaintiffs’ claims involve a ‘common core of facts’ and that the claims involve related legal theories.” Ibid. The court also observed that, consistent with Hensley, the District Court had “considered the degree of success [achieved by respondents’ attorneys] and found a reasonable relationship between the extent of that success and the amount of the fee award.” 763 F. 2d, at 1582. Second, the Court of Appeals rejected the argument that the fee award was excessive because it exceeded the amount of damages awarded by the jury. Examining the legislative history of § 1988, the court found no support for the proposition that an award of attorney’s fees may not exceed the amount of damages recovered by a prevailing plaintiff. Finally, the *567court found that the District Court’s “extensive findings of fact and conclusions of law” belied petitioners’ claim that the District Court had not reviewed the record to determine whether the fee award was justified. The Court of Appeals concluded:
“In short, the district court applied the necessary criteria to justify the attorney’s fees awarded and explained the reasons for the award clearly and concisely. As required by Hensley, the district court adequately discussed the extent of the plaintiffs’ success and its relationship to the amount of the attorney’s fees awarded. The award is well within the discretion of the district court.” Id., at 1583 (citation omitted).
Petitioners again sought a writ of certiorari from this Court, alleging that the District Court’s fee award was not “reasonable” within the meaning of § 1988, because it was disproportionate to the amount of damages recovered by respondents. We granted the writ, 474 U. S. 917 (1985), and now affirm the Court of Appeals.
a
<i
In Alyeska Pipeline Service Co. v. Wilderness Society, 421 U. S. 240 (1975), the Court reaffirmed the “American Rule” that, at least absent express statutory authorization to the contrary, each party to a lawsuit ordinarily shall bear its own attorney’s fees. In response to Alyeska, Congress enacted the Civil Rights Attorney’s Fees Awards Act of 1976, 42 U. S. C. § 1988, which authorized the district courts to award reasonable attorney’s fees to prevailing parties in specified civil rights litigation. While the statute itself does not explain what constitutes a reasonable fee, both the House and Senate Reports accompanying § 1988 expressly endorse the analysis set forth in Johnson v. Georgia Highway Express, Inc., 488 F. 2d 714 (CA5 1974). See S. Rep. No. 94-1011, p. 6 (1976) (hereafter Senate Report); H. R. *568Rep. No. 94-1558, p. 8 (1976) (hereafter House Report). Johnson identifies 12 factors to be considered in calculating a reasonable attorney’s fee.3
Hensley v. Eckerhart, supra, announced certain guidelines for calculating a reasonable attorney’s fee under §1988. Hensley stated that “[t]he most useful starting point for determining the amount of a reasonable fee is the number of hours reasonably expended on the litigation multiplied by a reasonable hourly rate.” Id., at 433. This figure, commonly referred to as the “lodestar,” is presumed to be the reasonable fee contemplated by § 1988. The opinion cautioned that “[t]he district court. . . should exclude from this initial fee calculation hours that were not ‘reasonably expended’” on the litigation. Id., at 434 (quoting Senate Report, at 6).
Hensley then discussed other considerations that might lead the district court to adjust the lodestar figure upward or downward, including the “important factor of the ‘results obtained. ’ ” 461 U. S., at 434. The opinion noted that where a prevailing plaintiff has succeeded on only some of his claims, an award of fees for time expended on unsuccessful claims may not be appropriate. In these situations, the Court held that the judge should consider whether or not the plaintiff’s unsuccessful claims were related to the claims on which he succeeded, and whether the plaintiff achieved a level of success that makes it appropriate to award attorney’s fees for hours reasonably expended on unsuccessful claims:
*569“In [some] cases the plaintiff’s claims for relief will involve a common core of facts or will be based on related legal theories. Much of counsel’s time will be devoted generally to the litigation as a whole, making it difficult to divide the hours expended on a claim-by-claim basis. Such a lawsuit cannot be viewed as a series of discrete claims. Instead the district court should focus on the significance of the overall relief obtained by the plaintiff in relation to the hours reasonably expended on the litigation.” Id., at 435.
Accordingly, Hensley emphasized that “[w]here a plaintiff has obtained excellent results, his attorney should recover a fully compensatory fee,” and that “the fee award should not be reduced simply because the plaintiff failed to prevail on every contention raised in the lawsuit.” Ibid.
B
Petitioners argue that the District Court failed properly to follow Hensley in calculating respondents’ fee award. We disagree. The District Court carefully considered the results obtained by respondents pursuant to the instructions set forth in Hensley, and concluded that respondents were entitled to recover attorney’s fees for all hours expended on the litigation. First, the court found that “[t]he amount of time expended by counsel in conducting this litigation was reasonable and reflected sound legal judgment under the circumstances.” App. 190.4 The court also determined that *570counsel’s excellent performances in this case entitled them to be compensated at prevailing market rates, even though they were relatively young when this litigation began. See Johnson, 488 F. 2d, at 718-719 (“If a young attorney demonstrates the skill and ability, he should not be penalized for only recently being admitted to the bar”).
The District Court then concluded that it was inappropriate to adjust respondents’ fee award downward to account for the fact that respondents had prevailed only on some of their claims, and against only some of the defendants. The court first determined that “it was never actually clear what officer did what until we had gotten through with the whole trial,” App. 236, so that “[u]nder the circumstances of this case, it was reasonable for plaintiffs initially to name thirty-one individual defendants ... as well as the City of Riverside as defendants in this action.” Id., at 188. The court remarked:
“I think every one of the claims that were made were related and if you look at the common core of facts that we had here that you had total success. . . . There was a problem about who was responsible for what and that problem was there all the way through to the time that we concluded the case. Some of the officers couldn’t agree about who did what and it is not at all suprising that it would, in my opinion, have been wrong for you *571not to join all those officers since you yourself did not know precisely who were the officers that were responsible.” Id., at 235-236.
The court then found that the lawsuit could not “be viewed as a series of discrete claims,” Hensley, 461 U. S., at 435:
“All claims made by plaintiffs were based on a common core of facts. The claims on which plaintiffs did not prevail were closely related to the claims on which they did prevail. The time devoted to claims on which plaintiffs did not prevail cannot reasonably be separated from time devoted to claims on which plaintiffs did prevail.” App. 189.
The District Court also considered the amount of damages recovered, and determined that the size of the damages award did not imply that respondents’ success was limited:
“[T]he size of the jury award resulted from (a) the general reluctance of jurors to make large awards against police officers, and (b) the dignified restraint which the plaintiffs exercised in describing their injuries to the jury. For example, although some of the actions of the police would clearly have been insulting and humiliating to even the most insensitive person and were, in the opinion of the Court, intentionally so, plaintiffs did not attempt to play up this aspect of the case.” Id., at 188-189.5
The court paid particular attention to the fact that the case “presented complex and interrelated issues of fact and law,” *572id., at 187, and that “[a] fee award in this civil rights action will. . . advance the public interest,” id., at 191:
“Counsel for plaintiffs . . . served the public interest by vindicating important constitutional rights. Defendants had engaged in lawless, unconstitutional conduct, and the litigation of plaintiffs’ case was necessary to remedy defendants’ misconduct. Indeed, the Court was shocked at some of the acts of the police officers in this case and was convinced from the testimony that these acts were motivated by a general hostility to the Chicano community in the area where the incident occured. The amount of time expended by plaintiffs’ counsel in conducting this litigation was clearly reasonable and necessary to serve the public interest as well as the interests of plaintiffs in the vindication of their constitutional rights.” Id., at 190.
Finally, the District Court “focus[ed] on the significance of the overall relief obtained by [respondents] in relation to the hours reasonably expended on the litigation.” Hensley, supra, at 435. The court concluded that respondents had “achieved a level of success in this case that makes the total number of hours expended by counsel a proper basis for making the fee award,” App. 192:
“Counsel for plaintiffs achieved excellent results for their clients, and their accomplishment in this case was outstanding. The amount of time expended by counsel in conducting this litigation was reasonable and reflected sound legal judgment under the circumstances.” Id., at 190.
Based on our review of the record, we agree with the Court of Appeals that the District Court’s findings were not clearly erroneous. We conclude that the District Court correctly applied the factors announced in Hensley in calculating respondents’ fee award, and that the court did not abuse its *573discretion in awarding attorney’s fees for all time reasonably spent litigating the case.6
Ill
Petitioners, joined by the United States as amicus curiae, maintain that Hensley’s, lodestar approach is inappropriate in civil rights cases where a plaintiff recovers only monetary damages. In these cases, so the argument goes, use of the lodestar may result in fees that exceed the amount of damages recovered and that are therefore unreasonable. Likening such cases to private tort actions, petitioners and the United States submit that attorney’s fees in such cases should be proportionate to the amount of damages a plaintiff recovers. Specifically, they suggest that fee awards in damages cases should be modeled upon the contingent-fee arrangements commonly used in personal injury litigation. In this case, assuming a 33% contingency rate, this would enti-*574tie respondents to recover approximately $11,000 in attorney’s fees.
The amount of damages a plaintiff recovers is certainly relevant to the amount of attorney’s fees to be awarded under §1988. See Johnson, 488 F. 2d, at 718. It is, however, only one of many factors that a court should consider in calculating an award of attorney’s fees. We reject the proposition that fee awards under § 1988 should necessarily be proportionate to the amount of damages a civil rights plaintiff actually recovers.
A
As an initial matter, we reject the notion that a civil rights action for damages constitutes nothing more than a private tort suit benefiting only the individual plaintiffs whose rights were violated. Unlike most private tort litigants, a civil rights plaintiff seeks to vindicate important civil and constitutional rights that cannot be valued solely in monetary terms. See Carey v. Piphus, 435 U. S. 247, 266 (1978). And, Congress has determined that “the public as a whole has an interest in the vindication of the rights conferred by the statutes enumerated in §1988, over and above the value of a civil rights remedy to a particular plaintiff. ...” Hensley, 461 U. S., at 444, n. 4 (Brennan, J., concurring in part and dissenting in part). Regardless of the form of relief he actually obtains, a successful civil rights plaintiff often secures important social benefits that are not reflected in nominal or relatively small damages awards. In this case, for example, the District Court found that many of petitioners’ unlawful acts were “motivated by a general hostility to the Chicano community,” App. 190, and that this litigation therefore served the public interest:
“The institutional behavior involved here . . . had to be stopped and . . . nothing short of having a lawsuit like this would have stopped it. . . . [T]he improper motivation which appeared as a result of all of this seemed to *575me to have pervaded a very broad segment of police officers in the department.” Id., at 237.7
In addition, the damages a plaintiff recovers contributes significantly to the deterrence of civil rights violations in the future. See McCann v. Coughlin, 698 F. 2d 112, 129 (CA2 1983). This deterrent effect is particularly evident in the area of individual police misconduct, where injunctive relief generally is unavailable.
Congress expressly recognized that a plaintiff who obtains relief in a civil rights lawsuit “‘does so not for himself alone but also as a ‘private attorney general,’ vindicating a policy that Congress considered of the highest importance.’” House Report, at 2 (quoting Newman v. Piggie Park Enterprises, Inc., 390 U. S. 400, 402 (1968)). “If the citizen does not have the resources, his day in court is denied him; the congressional policy which he seeks to assert and vindicate goes unvindicated; and the entire Nation, not just the individual citizen, suffers.” 122 Cong. Rec. 33313 (1976) (remarks of Sen. Tunney).
Because damages awards do not reflect fully the public benefit advanced by civil rights litigation, Congress did not intend for fees in civil rights cases, unlike most private law cases, to depend on obtaining substantial monetary relief. Rather, Congress made clear that it “intended that the amount of fees awarded under [§ 1988] be governed by the same standards which prevail in other types of equally complex Federal litigation, such as antitrust cases and not be reduced because the rights involved may be nonpecuniary in nature.” Senate Report, at 6 (emphasis added). “[CJounsel for prevailing parties should be paid, as is traditional with attorneys compensated by a fee-paying client, ‘for all time reasonably expended on a matter.’” Ibid, (quoting Van Davis *576v. County of Los Angeles, 8 EPD ¶9444 (CD Cal. 1974) (emphasis added)). The Senate Report specifically approves of the fee awards made in cases such as Stanford Daily v. Zurcher, 64 F. R. D. 680 (ND Cal. 1974); Van Davis v. County of Los Angeles, supra; and Swann v. Charlotte-Mecklenburg Board of Education, 66 F. R. D. 483 (WDNC 1975). In each of these cases, counsel received substantial attorney’s fees despite the fact the plaintiffs sought no monetary damages. Thus, Congress recognized that reasonable attorney’s fees under §1988 are not conditioned upon and need not be proportionate to an award of money damages. The lower courts have generally eschewed such a requirement.8
B
A rule that limits attorney’s fees in civil rights cases to a proportion of the damages awarded would seriously undermine Congress’ purpose in enacting §1988. Congress enacted § 1988 specifically because it found that the private market for legal services failed to provide many victims of civil rights violations with effective access to the judicial process. See House Report, at 3. These victims ordinarily cannot afford to purchase legal services at the rates set by the private market. See id., at 1 (“Because a vast majority of the victims of civil rights violations cannot afford legal counsel, they are unable to present their cases to the courts”); Senate Report, at 2 (“In many cases arising under our civil rights laws, the citizen who must sue to enforce the law has little or no money with which to hire a lawyer”); see *577also 122 Cong. Rec. 35127 (1976) (remarks of Rep. Holtzman) (“Plaintiffs who suffer discrimination and other infringements of their civil rights are usually not wealthy people”); id., at 35128 (remarks of Rep. Seiberling) (“Most Americans . . . cannot afford to hire a lawyer if their constitutional rights are violated or if they are the victims of illegal discrimination”); id., at 31832 (remarks of Sen. Hathaway) (“[R]ight now the vindication of important congressional policies in the vital area of civil rights is made to depend upon the financial resources of those least able to promote them”). Moreover, the contingent fee arrangements that make legal services available to many victims of personal injuries would often not encourage lawyers to accept civil rights cases, which frequently involve substantial expenditures of time and effort but produce only small monetary recoveries. As the House Report states:
“[WJhile damages are theoretically available under the statutes covered by [§ 1988], it should be observed that, in some cases, immunity doctrines and special defenses, available only to public officials, preclude or severely limit the damage remedy. Consequently, awarding counsel fees to prevailing plaintiffs in such litigation is particularly important and necessary if Federal civil and consitutional rights are to be adequately protected.” House Report, at 9. (emphasis added; footnote omitted).
See also 122 Cong. Rec., at 33314 (remarks of Sen. Kennedy) (“[C]ivil rights cases — unlike tort or antitrust cases — do not provide the prevailing plaintiff with a large recovery from which he can pay his lawyer”). Congress enacted § 1988 specifically to enable plaintiffs to enforce the civil rights laws even where the amount of damages at stake Would not otherwise make it feasible for them to do so:
“[F]ee awards have proved an essential remedy if private citizens are to have a meaningful opportunity to vin*578dicate the important Congressional policies which these laws contain.
. . If private citizens are to be able to assert their civil rights, and if those who violate the Nation’s fundamental laws are not to proceed with impunity, then citizens must have the opportunity to recover what it costs them to vindicate these rights in court.” Senate Report, at 2.
See also Kerr v. Quinn, 692 F. 2d 875, 877 (CA2 1982) (“The function of an award of attorney’s fees is to encourage the bringing of meritorious civil rights claims which might otherwise be abandoned because of the financial imperatives surrounding the hiring of competent counsel”).
A rule of proportionality would make it difficult, if not impossible, for individuals with meritorious civil rights claims but relatively small potential damages to obtain redress from the courts. This is totally inconsistent with Congress’ purpose in enacting § 1988. Congress recognized that private-sector fee arrangements were inadequate to ensure sufficiently vigorous enforcement of civil rights. In order to ensure that lawyers would be willing to represent persons with legitimate civil rights grievances, Congress determined that it would be necessary to compensate lawyers for all time reasonably expended on a case.9
*579This case illustrates why the enforcement of civil rights laws cannot be entrusted to private-sector fee arrangements. The District Court observed that “[g]iven the nature of this lawsuit and the type of defense presented, many attorneys in the community would have been reluctant to institute and to continue to prosecute this action.” App. 189. The court concluded, moreover, that “[c]ounsel for plaintiffs achieved excellent results for their clients, and their accomplishment in this case was outstanding. The amount of time expended by counsel in conducting this litigation was reasonable and reflected sound legal judgment under the circumstances.” Id., at 190. Nevertheless, petitioners suggest that respondents’ counsel should be compensated for only a small fraction of the actual time spent litigating the case. In light of the difficult nature of the issues presented by this lawsuit and the low pecuniary value of many of the rights respondents sought to vindicate, it is highly unlikely that the prospect of a fee equal to a fraction of the damages respondents might recover would have been sufficient to attract competent counsel.10 Moreover, since counsel might not have found it economically feasible to expend the amount of time respondents’ counsel found necessary to litigate the case properly, it is even less likely that counsel would have achieved the excellent results that respondents’ counsel obtained here. Thus, had respondents had to rely on private-sector fee arrangements, they might well have been unable to obtain redress for their *580grievances. It is precisely for this reason that Congress enacted § 1988.
IV
We agree with petitioners that Congress intended that statutory fee awards be “adequate to attract competent counsel, but. . . not produce windfalls to attorneys.” Senate Report, at 6. However, we find no evidence that Congress intended that, in order to avoid “windfalls to attorneys,” attorney’s fees be proportionate to the amount of damages a civil rights plaintiff might recover. Rather, there already exists a wide range of safeguards designed to protect civil rights defendants against the possibility of excessive fee awards. Both the House and Senate Reports identify standards for courts to follow in awarding and calculating attorney’s fees, see ibid.; House Report, at 8; these standards are designed to ensure that attorneys are compensated only for time reasonably expended on a case. The district court has the discretion to deny fees to prevailing plaintiffs under special circumstances, see Hensley, 461 U. S., at 429 (citing Senate Report, at 4), and to award attorney’s fees against plaintiffs who litigate frivolous or vexatious claims. See Christiansburg Garment Co. v. EEOC, 434 U. S. 412, 416-417 (1978); Hughes v. Rowe, 449 U. S. 5, 14-16 (1980) (per curiam); House Report, at 6-7. Furthermore, we have held that a civil rights defendant is not liable for attorney’s fees incurred after a pretrial settlement offer, where the judgment recovered by the plaintiff is less than the offer. Marek v. Chesny, 473 U. S. 1 (1985).11 We believe that *581these safeguards adequately protect against the possibility that § 1988 might produce a “windfall” to civil rights attorneys.
In the absence of any indication that Congress intended to adopt a strict rule that attorney’s fees under § 1988 be proportionate to damages recovered, we decline to adopt such a rule ourselves.12 The judgment of the Court of Appeals is hereby
Affirmed.
Counsel for respondents explained to the District Court that respondents had not pursued their request for injunctive relief because “the bottom line of what we would ask for is that the police officers obey the law. And that is virtually always denied by a court because a court properly, I think, says that for the future we will assume that all police officers will abide by the law, including the Constitution.” App. 219. The District Court’s response to this explanation is significant:
“[I]f you [respondents] had asked for [injunctive relief] against some of the officers I think I would have granted it. ... I would agree with you that there is a problem about telling the officers that they have to obey the law. But if you want to know what the Court thought about some of the behavior, it was — it would have warranted an injunction.” Ibid.
The District Court determined that $125 per hour was the “rate typical of the prevailing market rate for similar services by lawyers of comparable skill, experience and reputation within the Central District at the time these services were performed,” id,., at 190, and that “[t]he rate of $25 per hour, which counsel seeks as compensation for the time expended by two law clerks, was lower than the customary hourly rate for such services at the time those services were performed.” Ibid.
These factors are: (1) the time and labor required; (2) the novelty and difficulty of the questions; (3) the skill requisite to perform the legal service properly; (4) the preclusion of employment by the attorney due to acceptance of the case; (5) the customary fee; (6) whether the fee is fixed or contingent; (7) time limitations imposed by the client or the circumstances; (8) the amount involved and the results obtained; (9) the experience, reputation, and ability of the attorneys; (10) the “undesirability” of the case; (11) the nature and length of the professional relationship with the client; and (12) awards in similar cases. 488 P. 2d, at 717-719.
Hensley stated that a fee applicant should “exercise ‘billing judgment’ with respect to hours worked.” 461 U. S., at 437. Petitioners maintain that respondents failed to exercise “billing judgment” in this case, since they sought compensation for all time spent litigating this case. We think this argument misreads the mandate of Hensley. Hensley requires a fee applicant to exercise “billing judgment” not because he should necessarily be compensated for less than the actual number of hours spent litigating a case, but because the hours he does seek compensation for must be reasonable. “Counsel for the prevailing party should make a good-faith effort to exclude from a fee request hours that are excessive, redundant, or other*570wise unnecessary. . . Id., at 434. In this case, the District Court found that the number of hours expended by respondents’ counsel was reasonable. Thus, counsel did, in fact, exercise the “billing judgment” recommended in Hensley.
Hensley also stated that a fee applicant should “maintain billing time records in a manner that will enable a reviewing court to identify distinct claims.” Id., at 437. Petitioners submit that the time records submitted by respondents’ attorneys made it difficult for the District Court to identify and separate distinct claims. The District Court, however, does not appear to have shared this view. In any event, while it is true that some of the disputed time records do not identify the precise claims worked on at the time, we find this lapse unimportant, in light of the District Court’s finding that all of respondents’ claims were interrelated.
At the second hearing on remand, the court also remarked:
“I have tried several civil rights violation cases in which police officers have figured and in the main they prevailed because juries do not bring in verdicts against police officers very readily nor against cities. The size of the verdicts against the individuals is not at all surprising because juries are very reluctant to bring in large verdicts against police officers who don’t have the resources to answer those verdicts. The relief here I think was absolutely complete.” App. 235.
In addition to the amount involved and the results obtained, the District Court also discussed several of the other factors identified in Johnson, including: the time and labor required; the novelty and difficulty of the questions presented; the skill requisite to perform the legal service properly; the customary fee; the experience, reputation, and ability of the attorneys; and the undesirability of the case.
With respect to the time and labor required to litigate the case, petitioners suggest that much of the time for which respondents’ counsel received compensation was not “reasonable.” See Brief for Petitioners 12-13. However, the District Court considered, and properly rejected, these arguments.- For example, petitioners object to fees being awarded for the 59 hours respondents’ counsel spent preparing jury instructions which, according to petitioners, “were subsequently mostly discarded by the trial court.” Id., at 12. The District Court, however, denied having discarded respondents’ jury instructions. App. 215. Similarly, petitioners object to fees being awarded for 197 hours of conversation between respondents’ two attorneys. The District Court however, noted: “I haven’t got any doubt that it probably took 250 hours of conversation about the case between the two of them.” Ibid. We believe that the District Court was in the best position to determine whether the time expended by respondents’ counsel was reasonable.
The District Court also observed that even though respondents ultimately dropped their request for injunctive relief, petitioners’ misconduct clearly “would have warranted an injunction.” Id., at 219; see n. 1, supra.
See DeFilippo v. Morizio, 759 F. 2d 231, 235 (CA2 1985); Ramos v. Lamm, 713 F. 2d 546, 557 (CA10 1983); McCann v. Coughlin, 698 F. 2d 112, 128-129 (CA2 1983); Jones v. MacMillan Bloedel Containers, Inc., 685 F. 2d 236, 238-239 (CA8 1982); Basiardanes v. City of Galveston, 682 F. 2d 1203, 1220 (CA5 1982); Furtado v. Bishop, 635 F. 2d 915, 917-918 (CA1 1980); Coop v. City of South Bend, 635 F. 2d 652, 655 (CA7 1980); Perez v. University of Puerto Rico, 600 F. 2d 1, 2 (CA1 1979); Walston v. School Board, 566 F.' 2d 1201, 1204-1205 (CA4 1977).
Of course, we do not mean to suggest that private-sector comparisons are irrelevant to fee calculations under § 1988. We have suggested that in determining an appropriate hourly rate for a lawyer’s services, “the rates charged in private representations may afford relevant comparisons.” Blum v. Stenson, 465 U. S. 886, 896, n. 11 (1984). We have also indicated that “[c]ounsel for a prevailing party should make a good-faith effort to exclude from a fee request hours that are excessive, redundant, or otherwise unnecessary, just as a lawyer in private practice ethically is obligated to exclude such hours from his fee submission.” Hensley, 461 U. S., at 434. However, while private-market considerations are not irrelevant, Congress clearly rejected the notion that attorney’s fees under § 1988 should be based on private-sector fee arrangements.
The United States suggests that “[t]he prospect of recovering $11,000 for representing [respondents] in a damages suit (assuming a contingency rate of 33%) is likely to attract a substantial number of attorneys.” Brief for United States as Amicus Curiae 22-23. However, the District Court found that the 1,946.75 hours respondents’ counsel spent litigating the case were reasonable and that “[t]here was not any possible way that you could have avoided putting in that amount of time . . . App. 238. We reject the United States’ suggestion that the prospect of working nearly 2,000 hours at a rate of $5.65 an hour, to be paid more than 10 years after the work began, is “likely to attract a substantial number of attorneys.” Brief for United States as Amicus Curiae 23.
Thus, petitioners could have avoided liability for the bulk of the attorney’s fees for which they now find themselves liable by making a reasonable settlement offer in a timely manner. While petitioners did offer respondents $25,000 in settlement at the time the jury was deliberating the case, this offer was made, as the District Court noted, “well after [respondents’ counsel] had spent thousands of dollars on preparation for trial. . . .” App. 237-238. “The government cannot litigate tenaciously and then be heard to complain about the time necessarily spent by the plaintiff in re*581sponse.” Copeland v. Marshall, 205 U. S. App. D. C. 390, 414, 641 F. 2d 880, 904 (1980) (en bane).
We note that Congress has been urged to amend § 1988 to prohibit the award of attorney’s fees that are disproportionate to monetary damages recovered. See e. g., The Legal Fees Equity Act, S. 2802, 98th Cong., 2d Sess. (1984); S. 1580, 99th Cong., 1st Sess. (1985). These efforts have thus far not been persuasive.
Justice Powell,
concurring in the judgment.
I join only the Court’s judgment. The plurality opinion reads our decision in Hensley v. Eckerhart, 461 U. S. 424 (1983), more expansively than I would, and more expansively than is necessary to decide this case. For me affirmance— quite simply — is required by the District Court’s detailed findings of fact, which were approved by the Court of Appeals. On its face, the fee award seems unreasonable. But I find no basis for this Court to reject the findings made and approved by the courts below.
I
Because the history of the case is relevant to my views, I summarize it. City police officers, without warrants, forcibly entered a private residence where respondents were attending a party and arrested four of them. Criminal charges were lodged against those arrested, but later were dismissed. Respondents instituted this action on June 4, 1976, against petitioners city of Riverside, its Chief of Police, and *58230 police officers. In addition to compensatory and punitive damages, the complaint sought preliminary and permanent injunctions against the city and its police force to prevent further alleged “discriminatory harassment” against Mexican Americans. At some point in the proceedings, respondents abandoned their claims for injunctive relief. On January 10, 1978, the District Court granted summary judgment in favor of 17 of the defendant police officers. Following extensive discovery, the case finally went to trial on September 16, 1980. After nine days of trial, and seven days of deliberations, the jury returned verdicts against the city and only five of the officers.
Specifically, the jury found that the city and three of the officers had violated 42 U. S. C. § 1983, and awarded $13,300 in compensatory and punitive damages for these civil rights violations. The jury also concluded that the city and five of the officers, including the three found to have violated § 1983, had committed numerous acts of common-law negligence, false arrest, and false imprisonment. For these state-law claims, the jury awarded damages of $20,050, bringing total damages to $33,350. Respondents sought attorney’s fees under 42 U. S. C. § 1988. Their two lawyers, each having been admitted to practice for approximately five years, claimed compensation for 1,946.75 hours at a rate of $125 per hour each, and for 84.5 hours by law clerks at $25 per hour, for a total of $245,456.25. As emphasized by petitioners, this award was some seven times the amount of compensatory and punitive damages awarded.
The District Court approved in full the requested amount.1 On appeal, petitioners challenged only the fee award, and the Court of Appeals for the Ninth Circuit affirmed. Rivera v. City of Riverside, 679 F. 2d 795 (1982). On May 31,1983, we granted certiorari, vacated the Court of Appeals’ judgment, and remanded the case for reconsideration in light of Hensley *583v. Eckerhart, supra. 461 U. S. 952 (1983). On remand, the District Court heard oral argument and “reconsidered the memoranda, affidavits, and exhibits previously filed by the parties, as well the record as a whole.” App. to Pet. for Cert. 2-2. That court then made explicit findings of fact, including the following that are relevant to the fee award:
1. “All claims made by plaintiffs were based on a common core of facts. The claims on which plaintiffs did not prevail were closely related to the claims on which they did prevail. The time devoted to claims on which plaintiffs did not prevail cannot reasonably be separated from time devoted to claims on which plaintiffs did prevail.”
2. “Counsel demonstrated outstanding skill and experience in handling this case.”
3. “[M]any attorneys in the community would have been reluctant to institute and to continue to prosecute this action.”
4. The number of hours claimed to have been expended by the two lawyers was “fair and reasonable.”
5. “Counsel for plaintiffs achieved excellent results for their clients, and their accomplishment in this case was outstanding. The amount of time expended by counsel . . . was reasonable and reflected sound legal judgment under the circumstances.”
6. Counsel “also served the public interest by vindicating important constitutional rights.”
7. The “hourly rate [of $125 per hour is] typical of the prevailing market rate for similar services by lawyers of comparable skill, experience and reputation within the Central District at the time these services were performed.”
8. Finally, in view of the level of success attained in this case, “the total number of hours expended by counsel [is] a proper basis for making the fee award.” Id., at 2-6 to 2-10.
*584Federal Rule of Civil Procedure 52(a) provides that “[findings of fact [by a district court] shall not be set aside unless clearly erroneous . . . .” The Court of Appeals did not disagree with any of the foregoing findings by the District Court. I see no basis on which this Court now could hold that these findings are clearly erroneous. See Anderson v. Bessemer City, 470 U. S. 564 (1985). To be sure, some of the findings fairly can be viewed as conclusions or matters of opinion, but the findings that are critical to the judgments of the courts below are objective facts. Justice Rehnquist’s arguments in dissent suggest that the District Court may have been mistaken. But, as we observed in Bessemer City, “a reviewing court [may not] reverse the finding of the trier of fact simply because it is convinced that it would have decided the case differently.” Id., at 573.
II
I comment briefly on the principal arguments made by petitioners. They emphasize that although suit was instituted against the city, its Chief of Police, and 30 police officers, respondents prevailed only against the city and 5 of the officers. It is true that under Hensley fees should not be awarded for hours spent on claims as to which the plaintiffs were unsuccessful. Hensley also teaches, however, that where a “lawsuit consists of related claims, a plaintiff who has won substantial relief should not have his attorney’s fee reduced simply because the district court did not adopt each contention raised.” 461 U. S., at 440. Here, the District Judge who presided throughout this protracted litigation found that the claims of respondents rested on a “common core of facts,” and involved related legal theories. Since the suit was premised on one episode, the only significant variation in the facts supporting the claims against the several defendants concerned the extent of the participation by the var*585ious police officers.2 Petitioners offer no persuasive reason to question the District Court’s express finding that “[t]he time devoted to claims on which plaintiffs did not prevail cannot reasonably be separated from time devoted to claims on which plaintiffs did prevail.” App. to Pet. for Cert. 2-6 to 2-7.
Petitioners argue for a rule of proportionality between the fee awarded and the damages recovered in a civil rights case. Neither the decisions of this Court nor the legislative history of § 1988 support such a “rule.” The facts and circumstances of litigation are infinitely variable. Under Hensley, of course, “the most critical factor [in the final determination of fee awards] is the degree of success obtained.” 461 U. S., at 436. Where recovery of private damages is the purpose of a civil rights litigation, a district court, in fixing fees, is obligated to give primary consideration to the amount of damages awarded as compared to the amount sought. In some civil rights cases, however, the court may consider the vindication of constitutional rights in addition to the amount of damages recovered. In this case, for example, the District Court made an explicit finding that the “public interest” had been served by the jury’s verdict that the warrantless entry *586was lawless and unconstitutional. Although the finding of a Fourth Amendment violation hardly can be considered a new constitutional ruling, in the special circumstances of this case, the vindication of the asserted Fourth Amendment right may well have served a public interest, supporting the amount of the fees awarded.3 As the District Court put it, there were allegations that the police misconduct was “motivated by a general hostility to the Chicano community in the area . . . .” App. to Pet. for Cert. 2-8. The record also contained evidence of racial slurs by some of the police.
Finally, petitioners also contend that in determining a proper fee under § 1988 in a suit for damages the court should consider the prevailing contingent-fee rate charged by counsel in personal injury cases. The use of contingent-fee arrangements in many types of tort cases was customary long before Congress enacted § 1988. It is clear from the legislative history that § 1988 was enacted because existing fee arrangements were thought not to provide an adequate incentive to lawyers particularly to represent plaintiffs in unpopular civil rights cases. I therefore find petitioners’ asserted analogy to personal injury claims unpersuasive in this context. Cf. Memphis Community School Dist. v. Stachura, ante, p. 299.
Ill
In sum, despite serious doubts as to the fairness of the fees awarded in this case, I cannot conclude that the detailed findings made by the District Court, and accepted by the Court of Appeals, were clearly erroneous, or that the District Court abused its discretion in making this fee award.4
The District Court did refuse a request to double the award.
A district court should be alert in a case such as this one to consider whether counsel, without adequate basis, may have included as defendants persons whose conduct was too peripheral to support liability or even irrelevant to the substantive allegations of the complaint. In this ease, for example, of the 30 defendant officers originally named, 17 were dismissed prior to trial, and 8 more were cleared by the jury’s verdict. Thus, only five — a small fraction of the number sued — were held liable. Such a wide difference between the number of defendants named and the number ultimately found to have any responsibility for the alleged injury could raise serious doubt as to whether counsel had reasonable grounds for suing certain defendants. Overstating the number of defendants readily could lead to inflation of billable hours and thus of the fee requested. Here, however, the District Court expressly found that “[ujnder the circumstances of this case, it was reasonable for plaintiffs initially to name thirty-one individual defendants (thirty police officers and the chief of police).” App. to Pet. for Cert. 2-4.
It probably will be the rare ease in which an award of private damages can be said to benefit the public interest to an extent that would justify the disproportionality between damages and fees reflected in this case.
In Part III-B of its opinion, the plurality emphasizes that a primary purpose of § 1988 was to assure the availability of counsel in civil rights cases. This was an expressed and proper purpose of Congress when § 1988 was enacted a decade ago. Although the tables in the Annual Re*587port of the Director of the Administrative Office are not explicit in this respect, it is clear that the increased filings of civil rights cases that began following Monroe v. Pape, 365 U. S. 167 (1961), particularly § 1983 cases, have continued and even accelerated since 1976. See 1985 Annual Report of the Director of the Administrative Office 284-299 (identifying a category of “civil rights” cases, and also a category of state prisoner petitions, many of which are § 1983 eases). These facts suggest that § 1988 is serving well Congress’ purpose to assure availability of counsel, and that this purpose does not justify more generous fee awards than otherwise would be viewed as fair and reasonable.
I know of no empirical study supporting the view that aggrieved persons now have difficulty in obtaining counsel in civil rights cases. Moreover, since 1976 the number of lawyers licensed in the United States has increased from approximately 396,000, 24 Employment and Earnings 8, Table 1, United States Dept, of Labor, Bureau of Labor Statistics (1977), to an estimated 675,000, B. Curran, The Lawyer Statistical Report 4 (1985).
*587Chief Justice Burger,
dissenting.
I join Justice Rehnquist’s dissenting opinion. I write only to add that it would be difficult to find a better example of legal nonsense than the fixing of attorney’s fees by a judge at $245,456.25 for the recovery of $33,350 damages.
The two attorneys receiving this nearly quarter-million-dollar fee graduated from law school in 1973 and 1974; they brought this action in 1975, which resulted in the $33,350 jury award in 1980. Their total professional experience when this litigation began consisted of Gerald Lopez’ 1-year service as a law clerk to a judge and Roy Cazares’ two years’ experience as a trial attorney in the Defenders’ Program of San Diego County. For their services the District Court found that an hourly rate of $125 per hour was reasonable.
Can anyone doubt that no private party would ever have dreamed of paying these two novice attorneys $125 per hour in 1975, which, considering inflation, would represent perhaps something more nearly a $250 per hour rate today? For example, as Justice Rehnquist points out, post, at 590, would any private litigant be willing to pay a total of $17,875 simply for preparation of a pretrial order?
*588This fee award plainly constitutes a grave abuse of discretion which should be rejected by this Court — particularly when we have already vacated and remanded this identical fee award previously — rather than simply affirming the District Court’s findings as not being either “clearly erroneous” or an “abuse of discretion.” See ante, at 572-573. The Court’s result will unfortunately- only add fuel to the fires of public indignation over the costs of litigation.
Justice Rehnquist,
with whom The Chief Justice, Justice White, and Justice O’Connor join, dissenting.
In Hensley v. Eckerhart, 461 U. S. 424, 433 (1983), our leading case dealing with attorney’s fees awarded pursuant to 42 U. S. C. § 1988, we said that “[t]he most useful starting point for determining the amount of a reasonable fee is the number of hours reasonably expended on the litigation multiplied by a reasonable hourly rate.” As if we had foreseen the case now before us, we went on to emphasize that “[t]he district court. . . should exclude from this initial fee calculation hours that were not ‘reasonably expended’ ” on the litigation. Id., at 434, quoting S. Rep. No. 94-1011, p. 6 (1976). Today, despite its adoption of a revisionist interpretation of Hensley, the plurality nonetheless acknowledges that “Hensley requires a fee applicant to exercise ‘billing judgment’ not because he should necessarily be compensated for less than the actual number of hours spent litigating a case, but because the hours he does seek compensation for must be reasonable” Ante, at 569, n. 4 (emphasis in original). I see no escape from the conclusion that the District Court’s finding that respondents’ attorneys “reasonably” spent 1,946.75 hours to recover a money judgment of $33,350 is clearly erroneous, and that therefore the District Court’s award of $245,456.25 in attorney’s fees to respondents should be reversed. The Court’s affirmance of the fee award emasculates the principles laid down in Hensley, and turns § 1988 into a relief Act for lawyers.
*589A brief look at the history of this case reveals just how “unreasonable” it was for respondents’ lawyers to spend so much time on it. Respondents filed their initial complaint in 1976, seeking injunctive and declaratory relief and compensatory and punitive damages from the city of Riverside, its Chief of Police, and 30 police officers, based on 256 separate claims allegedly arising out of the police breakup of a single party. Prior to trial, 17 of the police officers were dismissed from the case on motions for summary judgment, and respondents dropped their requests for injunctive and declaratory relief. More significantly, respondents also dropped their original allegation that the police had acted with discriminatory intent. The action proceeded to trial, and the jury completely exonerated nine additional police officers. Respondents ultimately prevailed against only the city and five police officers on various § 1983, false arrest and imprisonment, and common negligence claims. No restraining orders or injunctions were ever issued against petitioners, nor was the city ever compelled to change a single practice or policy as a result of respondents’ suit. The jury awarded respondents a total of $33,350 in compensatory and punitive damages. Only about one-third of this total, or $13,300, was awarded to respondents based on violations of their federal constitutional rights.
Respondents then filed a request for $495,713.51 in attorney’s fees, representing approximately 15 times the amount of the underlying money judgment. In April 1981, the District Court made its initial fee award of $245,456.25, declining to apply respondents’ requested “multiplier,” but awarding, to the penny, the entire “lodestar” claimed by respondents and their attorneys. The Ninth Circuit affirmed, Rivera v. City of Riverside, 679 F. 2d 795 (1982). We granted certio-rari, vacated, and remanded, 461 U. S. 952 (1983), in light of Hensley, supra. On remand, the District Court convened a hearing, at which the court promptly announced: “I tell you now that I will not change the award. I will simply go back and be more specific about it.” App. 230. The court ulti*590mately proved true to its word. After reviewing the record and the submissions of the parties, the court convened a second hearing, at which it approved exactly the same award as before: $245,456.25 in attorney’s fees. The only noticeable change was that, the second time around, the court created a better “paper trail” by including in its order a discussion of those factors in Hensley and Johnson v. Georgia Highway Express, Inc., 488 F. 2d 714 (CA5 1974), which it believed supported such a huge fee award. See App. 187-192. The Ninth Circuit again affirmed, 763 F. 2d 1580 (1985).
It is obvious to me that the District Court viewed Hensley not as a constraint on its'discretion, but instead as a blueprint for justifying, in an after-the-fact fashion, a fee award it had already decided to enter solely on the basis of the “lodestar.” In fact, the District Court failed at almost every turn to apply any kind of “billing judgment,” or to seriously consider the “results obtained,” which we described in Hensley as “the important factor” in determining a “reasonable” fee award. 461 U. S., at 434. A few examples should suffice: (1) The court approved almost 209 hours of “prelitigation time,” for a total of $26,118.75. (2) The court approved some 197 hours of time spent in conversations between respondents’ two attorneys, for a total of $24,625. (3) The court approved 143 hours for preparation of a pretrial order, for a total of $17,875. (4) Perhaps most egregiously, the court approved 45.50 hours of “stand-by time,” or time spent by one of respondents’ attorneys, who was then based in San Diego, to wait in a Los Angeles hotel room for a jury verdict to be rendered in Los Angeles, where his co-counsel was then employed by the U. C. L. A. School of Law, less than 40 minutes’ driving time from the courthouse. The award for “stand-by time” totaled $5,687.50. I find it hard to understand how any attorney can be said to have exercised “billing judgment” in spending such huge amounts of time on a case ultimately worth only $33,350.
*591Indeed, on the basis of some of the statements made by the District Court in this case, I reluctantly conclude that the court may have attempted to make up to respondents in attorney’s fees what it felt the jury had wrongfully withheld from them in damages. As the court noted in its opinion, apparently believing that the observation supported the entry of a huge award of attorney’s fees:
“[T]he size of the jury award resulted from (a) the general reluctance of jurors to make large awards against police officers, and (b) the dignified restraint which the plaintiffs exercised in describing their injuries to the jury. For example, although some of the actions of the police would clearly have been insulting and humiliating to even the most insensitive person and were, in the opinion of the Court, intentionally so, plaintiffs did not attempt to play up this aspect of the case.” App. 188-189.
But a district court,, in awarding attorney’s fees under § 1988, does not sit to retry questions submitted to and decided by the jury. If jurors are reluctant to make large awards against police officers, this is a fact of life that plaintiffs, defendants, and district courts must live with, and a district court simply has no business trying to correct what it regards as an unfortunate tendency in the award of damages by granting inflated attorney’s fees.
The analysis of whether the extraordinary number of hours put in by respondents’ attorneys in this case was “reasonable” must be made in light of both the traditional billing practices in the profession, and the fundamental principle that the award of a “reasonable” attorney’s fee under § 1988 means a fee that would have been deemed reasonable if billed to affluent plaintiffs by their own attorneys. This latter principle was stressed in the legislative history of § 1988, see *592S. Rep. No. 94-1011, p. 6 (1976),* and by this Court in Hensley:
“Counsel for the prevailing party should make a good-faith effort to exclude from a fee request hours that are excessive, redundant, or otherwise unnecessary, just as a lawyer in private practice ethically is obligated to exclude such hours from his fee submission. ‘In the private sector, “billing judgment” is an important component in fee setting. It is no less important here. Hours that are not properly billed to one’s client also are not properly billed to one’s adversary pursuant to statutory authority.’” 461 U. S., at 434, quoting Copeland v. Marshall, 205 U. S. App. D. C. 390, 401, 641 F. 2d 880, 891 (1980) (en banc) (emphasis in original).
I think that this analysis, which appears nowhere in the plurality’s opinion, leads inexorably to the conclusion that the District Court’s fee award of $245,456.25, based on a prevailing hourly rate of $125 multiplied by the number of hours which respondents’ attorneys claim to have spent on the case, is not a “reasonable” attorney’s fee under § 1988.
Suppose that A offers to sell Blackacre to B for $10,000. It is commonly known and accepted that Blackacre has a fair market value of $10,000. B consults an attorney and requests a determination whether A can convey good title to Blackacre. The attorney writes an elaborate memorandum concluding that A’s title to Blackacre is defective, and submits a bill to B for $25,000. B refuses to pay the bill, the attorney sues, and the parties stipulate that the attorney spent 200 hours researching the title issue because of an extraordinarily complex legal and factual situation, and that *593the prevailing rate at which the attorney billed, which was also a “reasonable” rate, was $125. Does anyone seriously think that a court should award the attorney the full $25,000 which he claims? Surely a court would start from the proposition that, unless special arrangements were made between the client and the attorney, a “reasonable” attorney’s fee for researching the title to a piece of property worth $10,000 could not exceed the value of the property. Otherwise the client would have been far better off never going to an attorney in the first place, and simply giving A $10,000 for a worthless deed. The client thereby would have saved himself $15,000.
Obviously the billing situation in a typical litigated case is more complex than in this bedrock example of a defective title claim, but some of the same principles are surely applicable. If A has a claim for contract damages in the amount of $10,000 against B, and retains an attorney to prosecute the claim, it would be both extraordinary and unjustifiable, in the absence of any special arrangement, for the attorney to put in 200 hours on the case and send the client a bill for $25,000. Such a bill would be “unreasonable,” regardless of whether A obtained a judgment against B for $10,000 or obtained a take-nothing judgment. And in such a case, where the prospective recovery is limited, it is exactly this “billing judgment” which enables the parties to achieve a settlement; any competent attorney, whether prosecuting or defending a contract action for $10,000, would realize that the case simply cannot justify a fee in excess of the potential recovery on the part of either the plaintiff’s or the defendant’s attorney. All of these examples illuminate the point made in Hensley that “the important factor” in determining a “reasonable” fee is the “results obtained.” 461 U. S., at 434. The very “reasonableness” of the hours expended on a case by a plaintiff’s attorney necessarily will depend, to a large extent, on the amount that may reasonably be expected to be recovered if the plaintiff prevails.
*594The amount of damages which a jury is likely to award in a tort case is of course more difficult to predict than the amount it is likely to award in a contract case. But even in a tort case some measure of the kind of “billing judgment” previously described must be brought to bear in computing a “reasonable” attorney’s fee. Again, a hypothetical example will illustrate the point. If, at the time respondents filed their lawsuit in 1976, there had been in the Central District of California a widely publicized survey of jury verdicts in this type of civil rights action which showed that successful plaintiffs recovered between $10,000 and $75,000 in damages, could it possibly be said that it would have been “reasonable” for respondents’ attorneys to put in on the case hours which, when multiplied by the attorneys’ prevailing hourly rate, would result in an attorney’s fee of over $245,000? In the absence of such a survey, it might be more difficult for a plaintiff’s attorney to accurately estimate the amount of damages likely to be recovered, but this does not absolve the attorney of the responsibility for making such an estimate and using it as a guide in the exercise of “billing judgment.”
In the context of § 1988, there would obviously be some exceptions to the general rules of “billing judgment” which I have been discussing, but none of these exceptions are applicable here. If the litigation is unnecessarily prolonged by the bad-faith conduct of the defendants, or if the litigation produces significant, identifiable benefits for persons other than the plaintiffs, then the purpose of Congress in authorizing attorney’s fees under § 1988 should allow a larger award of attorney’s fees than would be “reasonable” where the only relief is the recovery of monetary damages by individual plaintiffs. Nor do we deal here with a case such as Carey v. Piphus, 435 U. S. 247, 266 (1978), in which the deprivation of a constitutional right necessarily results in only nominal pecuniary damages. See S. Rep. No. 94-1011, supra, at 6 (fee awards under § 1988 should “not be reduced because the rights involved may be nonpecuniary in nature”). Here, re*595spondents successfully claimed both compensatory and punitive damages for false arrest and imprisonment, negligence, and violations of their constitutional rights under the Fourth and Fourteenth Amendments, and the jury assessed damages as juries do in such cases. In short, this case shares none of the special aspects of certain civil rights litigation which the plurality suggests, in Part III of its opinion, would justify an award of attorney’s fees totally divorced from the amount of damages awarded by the jury.
The plurality, ante, Part III, at 573-574, explains the position advanced by petitioner and the United States concerning fee awards in a case such as this, and then goes on to “reject the proposition that fee awards under § 1988 should necessarily be proportionate to the amount of damages a civil rights plaintiff actually recovers.” Ante, at 574. I agree with the plurality that the importation of the contingent-fee model to govern fee awards under §1988 is not warranted by the terms and legislative history of the statute. But I do not agree with the plurality if it means to reject the kind of “proportionality” that I have previously described. Nearly 2,000 attorney-hours spent on a case in which the total recovery was only $33,000, in which only $13,300 of that amount was recovered for the federal claims, and in which the District Court expressed the view that, in such cases, juries typically were reluctant to award substantial damages against police officers, is simply not a “reasonable” expenditure of time. The snippets of legislative history which the plurality relies upon to dismiss any relationship between the amount of time put in on a case and the amount of damages awarded are wholly unconvincing. One may agree with all of the glowing rhetoric contained in the plurality’s opinion about Congress’ noble purpose in authorizing attorney’s fees under §1988 without concluding that Congress intended to turn attorneys loose to spend as many hours as possible to prepare and try a case that could reasonably be expected to result only in a relatively minor award of monetary damages.
*596In Hensley, we noted that “complex civil rights litigation involving numerous challenges to institutional practices or conditions” might well require “many hours of lawyers’ services,” and thus justify a large award of attorney’s fees. 461 U. S., at 436. This case is a far cry from the situation we referred to in Hensley. I would reverse the judgment of the Ninth Circuit affirming the District Court’s award of attorney’s fees, and remand the case to the District Court for re-computation of the fee award in fight of both Hensley and the principles set forth in this opinion.
“In computing the fee, counsel for prevailing parties should be paid, as is traditional with attorneys compensated by a fee-paying client, ‘for all time reasonably expended on a matter.’” S. Rep. No. 94-1011, p. 6 (1976) (emphasis added), quoting Van Davis v. County of Los Angeles, 8 EPD ¶ 9444 (CD Cal. 1974); Stanford Daily v. Zurcher, 64 F. R. D. 680, 684 (ND Cal. 1974).
8.8.3 Buckhannon Board & Care Home, Inc. v. West Virginia Dept. of Health and Human Resources 8.8.3 Buckhannon Board & Care Home, Inc. v. West Virginia Dept. of Health and Human Resources
BUCKHANNON BOARD & CARE HOME, INC., et al. v. WEST VIRGINIA DEPARTMENT OF HEALTH AND HUMAN RESOURCES et al.
No. 99-1848.
Argued February 27, 2001
Decided May 29, 2001
*599 Webster J. Arceneaux III argued the cause for petitioners. With him on the briefs was Brian A. Glasser.
Beth S. Brinkmann argued the cause for the United States as amicus curiae urging reversal. With her on the brief were former Solicitor General Waxman, Acting Solicitor General Underwood, Assistant Attorney General Lee, Jeffrey P. Minear, Jessica Dunsay Silver, and Kevin K. Russell.
David P. Cleek, Senior Deputy Attorney General of West 'Virginia, argued the cause for respondents. With him on the brief was Darrell V. McGraw, Jr., Attorney General. *
Briefs of amici curiae urging reversal were filed for the Friends of the Earth et al. by Bruce J. Terris, Carolyn Smith Pravlik, and Sarah A Adams; and for Public atizen et al. by Steven R. Shapiro, Harney Grossman, Brian Wolfman, and Arthur B. Spitzer.
Briefs of amici eurirn urging affirmance were filed for the State of Maryland et al. by J. Joseph Curran, Jr., Attorney General of Maryland, and Maureen M. Dove and Andrew H. Baida, Assistant Attorneys General, and by the Attorneys General for their respective States as follows: Bill Pryor of Alabama, Bill Lockyer of California, Ken Salazar of Colorado, M. Jane Brady of Delaware, Robert A Butterworth of Florida, James E. Ryan of Illinois, Carla J. Stovall of Kansas, Richard P. leyoub of Louisiana, Thomas F. Reilly of Massachusetts, Jeremiah W. (Jay) Nixon of Missouri, Joseph P. Mazurek of Montana, Don Stenberg of Ne *600 braska, Philip T. McLaughlin of New Hampshire, Michael F. Easley of North Carolina, Heidi Heitkamp of North Dakota, Betty D. Montgomery of Ohio, W. A Drew Edmondson of Oklahoma, Hardy Myers of Oregon, D. Michael Fisher of Pennsylvania, Sheldon Whitehouse of Rhode Island, Charles M. Condon of South Carolina, Mark Barnett of South Dakota, Paul G. Summers of Tennessee, John Cornyn of Texas, Jan Graham of Utah, and Mark L. Earley of Virginia; for the Alliance of Automobile Manufacturers, Inc., by Charles A Neivman and Jerome H. Block; for Los Angeles County et al. by Elwood Lui and Jeffrey S. Sutton; for the National Conference of State Legislatures et al. by Richard Ruda, James I. Crowley, Jacqueline G. Cooper, and Paul J. Watford; and for the Pacific Legal Foundation by M. Reed Hopper.
*600CHIEF Justice Rehnquist
delivered the opinion of the Court.
Numerous federal statutes allow courts to award attorney’s fees and costs to the “prevailing party.” The question presented here is whether this term includes a party that has failed to secure a judgment on the merits or a court-ordered consent decree, but has nonetheless achieved the desired result because the lawsuit brought about a voluntary change in the defendant’s conduct. We hold that it does not.
Buekhannon Board and Care Home, Inc., which operates care homes that provide assisted living to their residents, failed an inspection by the West Virginia Office of the State Fire Marshal because some of the residents were incapable of “self-preservation” as defined under state law. See W. Va. Code §§16-5H-1, 16-5H-2 (1998) (requiring that all residents of residential board and care homes be capable of “self-preservation,” or capable of moving themselves “from situations involving imminent danger, such as fire”); W. Va. Code of State Rules, tit. 87, ser. 1, § 14.07(1) (1995) (same). On October 28, 1997, after receiving cease-and-desist orders requiring the closure of its residential care facilities within 30 days, Buekhannon Board and Care Home, Ine., on behalf of itself and other similarly situated homes and residents (hereinafter petitioners), brought suit in the United States *601District Court for the Northern District of West ’Virginia against the State of West Virginia, two of its agencies, and 18 individuals (hereinafter respondents), seeking declaratory and injunctive relief1 that the “self-preservation” requirement violated the Fair Housing Amendments Act of 1988 (FHAA), 102 Stat. 1619, 42 U. S. C. § 3601 et seq., and the Americans with Disabilities Act of 1990 (ADA), 104 Stat. 327, 42U.S.C. §12101 et seq.
Respondents agreed to stay enforcement of the cease-and-desist orders pending resolution of the case and the parties began discovery. In 1998, the West Virginia Legislature enacted two bills eliminating the “self-preservation” requirement, see S. 627,11998 W. Va. Aets 983-986 (amending regulations); H. R. 4200, II1998 W. Ya. Aets 1198-1199 (amending statute), and respondents moved to dismiss the ease as moot. The District Court granted the motion, finding that the 1998 legislation had eliminated the allegedly offensive provisions and that there was no indication that the West Virginia Legislature would repeal the amendments.2
Petitioners requested attorney’s fees as the “prevailing party” under the FHAA, 42 U.S.C. § 3613(c)(2) (“[T]he court, in its discretion, may allow the prevailing party... a reasonable attorney’s fee and costs”), and ADA, 42 U. S. C. § 12205 (“[T]he court... , in its discretion, may allow the prevailing party ... a reasonable attorney’s fee, including litigation expenses, and costs”). Petitioners argued that they were entitled to attorney’s fees under the “catalyst theory,” which posits that a plaintiff is a “prevailing party” if it achieves the desired result because the lawsuit brought about a voluntary change in the defendant’s conduct. Al*602though most Courts of Appeals recognize the "catalyst theory,”3 the Court of Appeals for the Fourth Circuit rejected it in S-1 and S-2 v. State Bd. of Ed. of N. C., 21 F. 3d 49, 51 (1994) (en bane) (“A person may not be a ‘‘prevailing party* . . . except by virtue of having obtained an enforceable judgment, consent decree, or settlement giving some of the legal relief sought”). The District Court accordingly denied the motion and, for the same reason, the Court of Appeals affirmed in an unpublished, per curiam opinion. Judgt. order reported at 208 F. 3d 819 (CA4 2000).
To resolve the disagreement amongst the Courts of Appeals, we granted certiorari, 530 U. S. 1304 (2000), and now affirm.
In the United States, parties are ordinarily required to bear their own attorney’s fees — the prevailing party is not entitled to collect from the loser. See Alyeska Pipeline Service Co. v. Wilderness Society, 421 U.S. 240, 247 (1975). Under this "American Rule,” we follow “a general practice of not awarding fees to a prevailing party absent explicit statutory authority.” Key Tronic Corp. v. United States, 511 U.S. 809, 819 (1994). Congress, however, has authorized the award of attorney’s fees to the “prevailing party” in numerous statutes in addition to those at issue here, such as the Civil Rights Act of 1964,78 Stat. 259,42 U. S. C. §2000e-5(k), the Voting Rights Act Amendments of 1975, 89 Stat. 402, 42 U. S. C. § 19732(e), and the Civil Rights Attorney’s *603Fees Awards Act of 1976, 90 Stat. 2641, 42 U. S. C. §1988. See generally Marek v. Chesny, 473 U.S. 1, 43-51 (1985) (Appendix to opinion of Brennan, J., dissenting).4
In designating those parties eligible for an award of litigation costs, Congress employed the term “prevailing party,” a legal term of art. Black’s Law Dictionary 1145 (7th ed. 1999) defines “prevailing party” as “[a] party in whose favor a judgment is rendered, regardless of the amount of damages awarded <in certain cases, the court will award attorney’s fees to the prevailing party>. —Also termed successful party” This view that a “prevailing party” is one who has been awarded some relief by the court can be distilled from our prior cases.5
In Hanrahan v. Hampton, 446 U.S. 754, 758 (1980) (per curiam), we reviewed the legislative history of § 1988 and found that “Congress intended to permit the interim award of counsel fees only when a party has prevailed on the merits of at least some of his claims.” Our “[rjespect for ordinary language requires that a plaintiff receive at least some relief on the merits of his claim before he can be said to prevail.” *604Hewitt v. Helms, 482 U. S. 755, 760 (1987). We have held that even an award of nominal damages suffices under this test. See Farrar v. Hobby, 506 U.S. 108 (1992).6
In addition to judgments on the merits, we have held that settlement agreements enforced through a consent decree may serve as the basis for an award of attorney’s fees. See Maher v. Gagne, 448 U.S. 122 (1980). Although a consent decree does not always include an admission of liability by the defendant, see, e. g., id., at 126, n. 8, it nonetheless is a court-ordered “ehang[e] [in] the legal relationship between [the plaintiff] and the defendant.” Texas State Teachers Assn. v. Garland Independent School Dist., 489 U.S. 782, 792 (1989) (citing Hewitt, supra, at 760-761, and Rhodes v. Stewart, 488 U. S. 1, 3-4 (1988) (per curiam)).7 These decisions, taken together, establish that enforceable judgments on the merits and court-ordered consent decrees create the “material alteration of the legal relationship of the parties” necessary to permit an award of attorney’s fees. 489 U.S., at 792-793; see also Hanrakan, supra, at 757 (“[I]t seems clearly to have been the intent of Congress to permit... an interlocutory award only to a party who has established his entitlement to some relief on the merits of his claims, either in the trial court or on appeal” (emphasis added)).
*605We think, however, the “catalyst theory” falls on the other side of the line from these examples. It allows an award where there is no judicially sanctioned change in the legal relationship of the parties. Even under a limited form of the “catalyst theory,” a plaintiff could recover attorney’s fees if it established that the “complaint had sufficient merit to withstand a motion to dismiss for lack of jurisdiction or failure to state a claim on which relief may be granted.” Brief for United States as Amicus Curiae 27. This is not the type of legal merit that our prior decisions, based upon plain language and congressional intent, have found necessary. Indeed, we held in Hewitt that an interlocutory ruling that reverses a dismissal for failure to state a claim “is not the stuff of which legal victories are made.” 482 U. S., at 760. See also Hanrahan, supra, at 754 (reversal of a directed verdict for defendant does not make plaintiff a “prevailing party”). A defendant’s voluntary change in conduct, although perhaps accomplishing what the plaintiff sought to achieve by the lawsuit, lacks the necessary judicial imprimatur on the change. Our precedents thus counsel against holding that the term “prevailing party” authorizes an award of attorney’s fees without a corresponding alteration in the legal relationship of the parties.
The dissenters chide us for upsetting “long-prevailing Circuit precedent.” Post, at 622 (opinion of Ginsbukg, J.) (emphasis added). But, as Justice Scalia points out in his concurrence, several Courts of Appeals have relied upon dicta in our prior eases in approving the “catalyst theory.” See post, at 621-622; see also supra, at 608, n. 5. Now that the issue is squarely presented, it behooves us to reconcile the plain language of the statutes with our prior holdings. We have only awarded attorney’s fees where the plaintiff has received a judgment on the merits, see, e. g., Farrar, supra, at 112, or obtained a court-ordered consent decree, Maher, supra, at 129-130 — we have not awarded attorney’s fees where the plaintiff has secured the reversal of a directed *606verdict, see Hanrahan, 446 U.S., at 759, or acquired a judicial pronouncement that the defendant has violated the Constitution unaccompanied by “judicial relief,” Hewitt, supra, at 760 (emphasis added). Never have we awarded attorney’s fees for a nonjudieial “alteration of actual circumstances.” Post, at 638 (dissenting opinion). While urging an expansion of our precedents on this front, the dissenters would simultaneously abrogate the “merit” requirement of our prior cases and award attorney’s fees where the plaintiff’s claim “was at least colorable” and “not... groundless.” Post, at 627 (internal quotation marks and citation omitted). We cannot agree that the term “prevailing party” authorizes federal courts to award attorney’s fees to a plaintiff who, by simply filing a nonfrivolous but nonetheless potentially meritless lawsuit (it will never be determined), has reached the “sought-after destination” without obtaining any judicial relief. Post, at 634 (internal quotation marks and citation omitted).8
*607Petitioners nonetheless argue that the legislative history of the Civil Rights Attorney's Fees Awards Act supports a broad reading of “prevailing party" which includes the “catalyst theory.” We doubt that legislative history could overcome what we think is the rather clear meaning of “prevailing party” — the term actually used in the statute. Since we resorted to such history in Garland, 489 U.S., at 790, Maher, 448 U. S., at 129, and Hanrakan, supra, at 756-757, however, we do likewise here.
The House Report to § 1988 states that “[t]he phrase ‘prevailing party' is not intended to be limited to the victor only after entry of a final judgment following a full trial on the merits,” H. R. Rep. No. 94-1558, p. 7 (1976), while the Senate Report explains that “parties may be considered to have prevailed when they vindicate rights through a consent judgment or without formally obtaining relief,” S. Rep. No. 94-1011, p. 5 (1976). Petitioners argue that these Reports and their reference to a 1970 decision from the Court of Appeals for the Eighth Circuit, Parham v. Southwestern Bell Telephone Co., 433 F. 2d 421 (1970), indicate Congress' intent to adopt the “catalyst theory.”9 We think the legislative his*608tory cited by petitioners is at best ambiguous as to the availability of the “catalyst theory” for awarding attorney’s fees. Particularly in view of the “American Rule” that attorney’s fees will not be awarded absent “explicit statutory authority,” such legislative history is clearly insufficient to alter the accepted meaning of the statutory term. Key Tronic, 511 U.S., at 819; see also Hanrahan, supra, at 758 (“[0]nly when a party has prevailed on the merits of at least some of his claims ... has there been a determination of the ‘substantial rights of the parties,’ which Congress determined was a necessary foundation for departing from the usual rule in this country that each party is to bear the expense of his own attorney” (quoting H. R. Rep. No. 94-1558, at 8)).
Petitioners finally assert that the “catalyst theory” is necessary to prevent defendants from unilaterally mooting an action before judgment in an effort to avoid an award of attorney’s fees. They also claim that the rejection of the “catalyst theory” will deter plaintiffs with meritorious but expensive eases from bringing suit. We are skeptical of these assertions, which are entirely speculative and unsupported by any empirical evidence (e. g., whether the number of suits brought in the Fourth Circuit has declined, in relation to other Circuits, since the decision in S-l and S-2).
Petitioners discount the disincentive that the “catalyst theory” may have upon a defendant’s decision to voluntarily change its conduct, conduct that may not be illegal. “The defendants’ potential liability for fees in this kind of litigation can be as significant as, and sometimes even more significant than, their potential liability on the merits,” Evans v. Jeff D., 475 U.S. 717, 734 (1986), and the possibility of being assessed attorney’s fees may well deter a defendant from altering its conduct.
And petitioners’ fear of mischievous defendants only materializes in claims for equitable relief, for so long as the *609plaintiff has a cause of action for damages, a defendant’s change in conduct -will not moot the case.10 Even then, it is not clear how often courts will find a case mooted: “It is well settled that a defendant’s voluntary cessation of a challenged practice does not deprive a federal court of its power to determine the legality of the practice” unless it is “absolutely clear that the allegedly wrongful behavior could not reasonably be expected to recur.” Friends of Earth, Inc. v. Laidlaw Environmental Services (TOG), Inc., 528 U.S. 167, 189 (2000) (internal quotation marks and citations omitted). If a case is not found to be moot, and the plaintiff later procures an enforceable judgment, the court may of course award attorney’s fees. Given this possibility, a defendant has a strong incentive to enter a settlement agreement, where it can negotiate attorney’s fees and costs. Cf. Marek v. Chesny, 473 U.S., at 7 (“[M]any a defendant would be unwilling to make a binding settlement offer on terms that left it exposed to liability for attorney’s fees in whatever amount the court might fix on motion of the plaintiff” (internal quotation marks and citation omitted)).
We have also stated that “[a] request for attorney’s fees should not result in a second major litigation,” Hensley v. Eckerhart, 461 U. S. 424, 437 (1983), and have accordingly avoided an interpretation of the fee-shifting statutes that would have “spawnfed] a second litigation of significant dimension,” Garland, supra, at 791. Among other things, a “catalyst theory” hearing would require analysis of the defendant’s subjective motivations in changing its conduct, an analysis that “will likely depend on a highly faetbound inquiry and may turn on reasonable inferences from the nature and timing of the defendant’s change in conduct.” *610Brief for United States as Amicus Curiae 28. Although we do not doubt the ability of district courts to perform the nuaneed “three thresholds” test required by the “catalyst theory” — whether the claim was colorable rather than groundless; whether the lawsuit was a substantial rather than an insubstantial cause of the defendant's change in conduct; whether the defendant’s change in conduct was motivated by the plaintiff’s threat of victory rather than threat of expense, see post, at 627-628 (dissenting opinion)— it is clearly not a formula for “ready administrability.” Burlington v. Dague, 505 U.S. 557, 566 (1992).
Given the clear meaning of “prevailing party” in the fee-shifting statutes, we need not determine which way these various policy arguments cut. In Alyeska, 421 U.S., at 260, we said that Congress had not “extended any roving authority to the Judiciary to allow counsel fees as costs or otherwise whenever the courts might deem them warranted.” To disregard the clear legislative language and the holdings of our prior cases on the basis of such policy arguments would be a similar assumption of a “roving authority.” For the reasons stated above, we hold that the “catalyst theory” is not a permissible basis for the award of attorney’s fees under the FHAA, 42 U. S. C. § 3613(e)(2), and ADA, 42 U.S.C. §12205.
The judgment of the Court of Appeals is
Affirmed.
The original complaint also sought money damages, but petitioners relinquished this daim on January 2,1998. See App. to Pet. for Cert. All.
The District Court sanctioned respondents under Federal Rule of Civil Procedure 11 for failing to timely provide notice of the legislative amendment. App. 147.
See, e. g., Stanton v. Southern Berkshire Regional School Dist., 197 F. 3d 574, 577, n. 2 (CA1 1999); Marbley v. Bane, 57 F. 3d 224, 234 (CA2 1995); Baumgartner v. Harrisburg Housing Authority, 21 F. 3d 541, 546-550 (CA3 1994); Payne v. Board of Ed., 88 F. 3d 392, 397 (CA6 1996); Zinn v. Shalala, 35 F. 3d 273, 276 (CA7 1994); Little Rock School Dish v. Pulaski Cty. School Dish, #1,17 F. 3d 260, 263, n. 2 (CA8 1994); Kilgour v. Pasadena, 53 F. 3d 1007, 1010 (CA9 1995); Beard v. Teska, 31 F. 3d 942, 951-952 (CA10 1994); Morris v. West Palm Beach, 194 F. 3d 1203, 1207 (CA11 1999).
We have interpreted these fee-shifting provisions consistently, see Hensley v. Eckerhart, 461 U.S. 424, 433, n. 7 (1983), and so approach the nearly identical provisions at issue here.
We have never had occasion to decide whether the term “prevailing party” allows an award of fees under the “catalyst theory” described above. Dictum in Hewitt v. Helms, 482 U.S. 755, 760 (1987), alluded to the possibility of attorney’s fees where “voluntary action by the defendant ... affords the plaintiff all or some of the relief... sought,” but we expressly reserved the question, see id., at 763 (“We need not decide the circumstances, if any, under which this ‘catalyst’ theory could justify a fee award”). And though the Court of Appeals for the Fourth Circuit relied upon our decision in Farrar v. Hobby, 506 U.S. 103 (1992), in rejecting the “catalyst theory,” Farrar “involved no catalytic effect.” Friends of Earth, Inc. v. Laidlaw Environmental Services (TOC), Inc., 528 U.S. 167, 194 (2000). Thus, there is language in our cases supporting both petitioners and respondents, and last Term we observed that it was an open question here. See ibid.
However, in some circumstances such a “prevailing party” should still not receive an award of attorney’s fees. See Farrar v. Hobby, supra, at 115-116.
We have subsequently characterized the Maher opinion as also allowing for an award of attorney’s fees for private settlements. See Farrar v. Hobby, supra, at 111; Hewitt v. Helms, supra, at 760. But this dictum ignores that Maher only “held that fees may be assessed... after a case has been settled by the entry of a consent decree.” Evans v. Jeff D., 475 U.S. 717, 720 (1986). Private settlements do not entail the judicial approval and oversight involved in consent decrees. And federal jurisdiction to enforce a private contractual settlement will often be lacking unless the terms of the agreement are incorporated into the order of dismissal. See Kokkonen v. Guardian Life Ins. Co. of America, 511 U.S. 375 (1994).
Although the dissenters seek support from Mansfield, C. & L. M. R. Co. v. Swan, 111 U.S. 379 (1884), that case involved costs, not attorney’s fees. “[B)y the long established practice and universally recognized rule of the common law... the prevailing party is entitled to recover a judgment for costs,” id., at 387, but “the rule 'has long been that attorney’s fees are not ordinarily recoverable,”’ Alyeska Pipeline Service Co. v. Wilderness Society, 421 U.S. 240, 257 (1975) (quoting Fleischmann Distilling Corp. v. Maier Brewing Co., 386 U.S. 714, 717 (1967)). Courts generally, and this Court in particular, then and now, have a presumptive rule for costs which the Court in its discretion may vary. See, e. g., this Court’s Rule 43.2 (“If the Court reverses or vacates a judgment, the respondent or appellee shall pay costs unless the Court otherwise orders”). In Mansfield, the defendants had successfully removed the case to federal court, successfully opposed the plaintiffs’ motion to remand the case to state court, lost on the merits of the case, and then reversed course and successfully argued in this Court that the lower federal court had no jurisdiction. The Court awarded costs to the plaintiffs, even though they had lost and the defendants won on the jurisdictional issue, which was the only question this Court decided. In no ordinary sense of the word can the plaintiffs have been said to be the prevailing party here — they lost and their opponents won on the only litigated issue — so the Court’s use of the term must be regarded as a figurative rather than a literal one, justifying the *607departure from the presumptive rule allowing costs to the prevailing party because of the obvious equities favoring the plaintiffs. The Court employed its discretion to recognize that the plaintiffs had been the victims of the defendants’ legally successful whipsawing tactics.
Although the Court of Appeals in Parham awarded attorney’s fees to the plaintiff because his “lawsuit acted as a catalyst which prompted the [defendant] to take action . . . seeking compliance with the requirements of Title VII,” 433 F. 2d, at 429-430, it did so only after finding that the defendant had aeted unlawfully, see id., at 426 (“We hold as a matter of law that [plaintiff’s evidence] established a violation of Title VII”). Thus, consistent with our holding in Farrar, Parham stands for the proposition that an enforceable judgment permits an award of attorney’s fees. And like the consent decree in Maker v. Gagne, 448 U. S. 122 (1980), the Court of Appeals in Parham ordered the District Court to “retain jurisdiction over the matter for a reasonable period of time to insure the continued implementation of the appellee’s policy of equal employment opportunities.” 433 F. 2d, at 429. Clearly Parham does not *608support a theory of fee shifting untethered to a material alteration in the legal relationship of the parties as defined by our precedents.
Only States and state officers acting in their official capacity are immune from suits for damages in federal court. See, e. g., Edelman v. Jordan, 415 U.S. 651 (1974). Plaintiffs may bring suit for damages against all others, including municipalities and other political subdivisions of a State, see Mt. Healthy City Bd. of Ed. v. Doyle, 429 U.S. 274 (1977).
Justice Scalia,
concurring.
I join the opinion of the Court in its entirety, and write to respond at greater length to the contentions of the dissent.
I
“Prevailing party” is not some newfangled legal term invented for use in late-20th-eentury fee-shifting statutes. *611“[B]y the long established practice and universally recognized rule of the common law, in actions at law, the prevailing party is entitled to recover a judgment for costs . . . .” Mansfield, C. & L. M. R. Co. v. Swan, 111 U.S. 379, 387 (1884).
“Costs have usually been allowed to the prevailing party, as incident to the judgment, since the statute 6 Edw. I, c. 1, §2, and the same rule was acknowledged in the courts of the States, at the time the judicial system of the United States was organized....
“Weighed in the light of these several provisions in the Judiciary Act [of 1789], the conclusion appears to be clear that Congress intended to allow costs to the prevailing party, as incident to the judgment. . . .” The Baltimore, 8 Wall. 377, 388, 390 (1869).
The term has been found within the United States Statutes at Large since at least the Bankruptcy Act of 1867, which provided that “[t]he party prevailing in the suit shall be entitled to costs against the adverse party.” Act of Mar. 2,1867, eh. 176, §24, 14 Stat. 528. See also Act of Mar. 3, 1887, ch. 359, § 15,24 Stat. 508 (“If the Government of the United States shall put in issue the right of the plaintiff to recover the court may, in its discretion, allow costs to the prevailing party from the time of joining such issue”). A computer search shows that the term “prevailing party” appears at least 70 times in the current United States Code; it is no stranger to the law.
At the time 42 U. S. C. § 1988 was enacted, I know of no case, state or federal, in which — either under a statutory invocation of “prevailing party” or under the common-law rule — the “catalyst theory” was enunciated as the basis for awarding costs. Indeed, the dissent cites only one case in which (although the “catalyst theory” was not expressed) *612costs were awarded for a reason that the eatalyst theory would support, but today’s holding of the Court would not: Baldwin v. Chesapeake & Potomac Tel. Co., 156 Md. 552, 557, 144 A. 703, 705 (1929), where costs were awarded because “the granting of [appellee’s] motion to dismiss the appeal has made it unnecessary to inquire into the merits of the suit, and the dismissal is based on an act of appellee performed after both the institution of the suit and the entry of the appeal.” And that ease is irrelevant to the meaning of “prevailing party,” because it was a case in equity. While, as Mansfield observed, costs were awarded in actions at law to the “prevailing party,” see 111 U.S., at 387, an equity court could award costs “as the equities of the case might require,” Getz v. Johnston, 145 Md. 426, 433, 125 A. 689, 691 (1924). See also Born v. Bohn, 96 Md. 8,12-13, 53 A. 576, 577 (1902) (“The question of costs in equity eases is a matter resting in the sound discretion of the Court, from the exercise of which no appeal will lie” (internal quotation marks and citation omitted)).1 The other state or state-law eases the dis*613sent cites as awarding costs despite the absence of a judgment all involve a judicial finding — or its equivalent, an acknowledgment by the defendant — of the merits of plaintiff’s case.2 Moreover, the dissent cites not a single case in *614which this Court — or even any other federal court applying federal law prior to enactment of the fee-shifting statutes at issue here — has regarded as the “prevailing party” a litigant who left the courthouse emptyhanded. If the term means what the dissent contends, that is a remarkable absence of authority.
That a judicial finding of liability was an understood requirement of “prevailing” is confirmed by many statutes that use the phrase in a context that presumes the existence of a judicial ruling. See, e. g., 5 U. S. C. § 1221(g)(2) (“[i]f an employee ... is the prevailing party . . . and the decision is based on a finding of a prohibited personnel practice”); § 1221(g)(3) (providing for an award of attorney’s fees to the “prevailing party,” “regardless of the basis of the decision”); § 7701(b)(2)(A) (allowing the prevailing party to obtain an interlocutory award of the “relief provided in the decision”); 8 U. S. C. § 1324b(h) (permitting the administrative law judge to award an attorney’s fee to the prevailing party “if the losing party’s argument is without reasonable foundation in law and fact”); 18 ü. S. C. § 1864(e) (1994 ed., Supp. V) (allowing the district court to award the prevailing party its attorney’s fee “in addition to monetary damages”).
The dissent points out, post, at 629, that the Prison Litigation Reform Act of 1995 limits attorney’s fees to an amount “proportionately related to the court ordered relief for the violation.” This shows that sometimes Congress does explicitly “tightly bind fees to judgments,” ibid., inviting (the dissent believes) the conclusion that “prevailing party” does not fasten fees to judgments. That conclusion does not follow from the premise. What this statutory provision demonstrates, at most, is that use of the phrase “prevailing party” is not the only way to impose a requirement of court-ordered relief. That is assuredly true. But it would be no *615more rational to reject the normal meaning of "prevailing party” because some statutes produce the same result with different language, than it would be to conclude that, since there are many synonyms for the word “jump,” the word “jump” must mean something else.
It is undoubtedly true, as the dissent points out by quoting a nonlegal dictionary, see post, at 633-634, that the word “prevailing” can have other meanings in other contexts: “prevailing winds” are the winds that predominate, and the “prevailing party” in an election is the party that wins the election. But when “prevailing party” is used by courts or legislatures in the context of a lawsuit, it is a term of art. It has traditionally — and to my knowledge, prior to enactment of the first of the statutes at issue here, invariably— meant the party that wins the suit or obtains a finding (or an admission) of liability. Not the party that ultimately gets his way because his adversary dies before the suit comes to judgment; not the party that gets his way because circumstances so change that a victory on the legal point for the other side turns out to be a practical victory for him; and not the party that gets his way because the other side ceases (for whatever reason) its offensive conduct. If a nuisance suit is mooted because the defendant asphalt plant has gone bankrupt and ceased operations, one would not normally call the plaintiff the prevailing party. And it would make no difference, as far as the propriety of that characterization is concerned, if the plant did not go bankrupt but moved to a new location to avoid the expense of litigation. In one sense the plaintiff would have “prevailed”; but he would not be the prevailing party in the lawsuit. Words that have acquired a specialized meaning in the legal context must be accorded their legal meaning.
“[Wlhere Congress borrows terms of art in which are accumulated the legal tradition and meaning of centuries of practice, it presumably knows and adopts the cluster of ideas that were attached to each borrowed word in *616the body of learning from which it was taken and the meaning its use will convey to the judicial mind unless otherwise instructed. In such ease, absence of contrary direction may be taken as satisfaction with widely accepted definitions, not as a departure from them.” Morissette v. United States, 342 U.S. 246, 263 (1952).
The cases cited by the dissent in which we have “not treated Black’s Law Dictionary as preclusively definitive,” post, at 628-629, are inapposite. In both Pioneer Investment Services Co. v. Brunswick Associates Ltd. Partnership, 507 U.S. 380 (1993), and United States v. Rodgers, 466 U.S. 475 (1984), we rejected Black’s definition because it conflicted with our precedent. See Pioneer, supra, at 395-396, n. 14; Rodgers, supra, at 480. We did not, as the dissent would do here, simply reject a relevant definition of a word tailored to judicial settings in favor of a more general definition from another dictionary.
II
The dissent distorts the term “prevailing party” beyond its normal meaning for policy reasons, but even those seem to me misguided. They rest upon the presumption that the catalyst theory applies when “the suit’s merit led the defendant to abandon the fray, to switch rather than fight on, to accord plaintiff sooner rather than later the principal redress sought in the complaint,” post, at 622 (emphasis added). As the dissent would have it, by giving the term its normal meaning the Court today approves the practice of denying attorney’s fees to a plaintiff with a proven claim of discrimination, simply because the very merit of his claim led the defendant to capitulate before judgment. That is not the ease. To the contrary, the Court approves the result in Parham v. Southwestern Bell Tel. Co., 433 F. 2d 421 (CA8 1970), where attorney’s fees were awarded “after [a] finding that the defendant had acted unlawfully,” ante, at 607-*617608, and n. 9.3 What the dissent’s stretching of the term produces is something more, and something far less reasonable: an award of attorney’s fees when the merits of the plaintiff’s case remain unresolved — when, for all one knows, the defendant only “abandoned] the fray” because the cost of litigation — either financial or in terms of public relations— would be too great. In such a case, the plaintiff may have “prevailed” as Webster’s defines that term — “gain[ed] victory by virtue of strength or superiority,” see post, at 633. But I doubt it was greater strength in financial resources, or superiority in media manipulation, rather than superiority in legal merit, that Congress intended to reward.
*618It could be argued, perhaps, that insofar as abstract justice is concerned, there is little to choose between the dissent’s outcome and the Court’s: If the former sometimes rewards the plaintiff with a phony claim (there is no way of knowing), the latter sometimes denies fees to the plaintiff with a solid case whose adversary slinks away on the eve of judgment. But it seems to me the evil of the former far outweighs the evil of the latter. There is all the difference in the world between a rule that denies the extraordinary boon of attorney’s fees to some plaintiffs who are no less “deserving” of them than others who receive them, and a rule that causes the law to be the very instrument of wrong — exacting the payment of attorney’s fees to the extortionist.
It is true that monetary settlements and consent decrees can be extorted as well, and we have approved the award of attorney’s fees in cases resolved through such mechanisms. See ante, at 604 (citing eases). Our decision that the statute makes plaintiff a “prevailing party” under such circumstances was based entirely on language in a House Report, see Maher v. Gagne, 448 U.S. 122, 129 (1980), and if this issue were to arise for the first time today, I doubt whether I would agree with that result. See Hewitt v. Helms, 482 U.S. 755, 760 (1987) (Scalia, J.) (opining that “[rjespeet for ordinary language requires that a plaintiff receive at least some relief on the merits of his claim before he can be said to prevail” (emphasis added)). But in the case of court-approved settlements and consent decrees, even if there has been no judicial determination of the merits, the outcome is at least the product of, and bears the sanction of, judicial action in the lawsuit There is at least some basis for saying that the party favored by the settlement or decree prevailed in the suit. Extending the holding of Maher to a case in which no judicial action whatever has been taken stretches the term "prevailing party” (and the potential injustice that Maher produces) beyond what the normal mean*619ing of that term in the litigation context can conceivably support.
The dissent points out that petitioners’ object in bringing their suit was pot to obtain "a judge’s approbation,” but to “stop enforcement of a [West "Virginia] rule,” post, at 684; see also Hewitt, supra, at 761. True enough. But not even the dissent claims that if a petitioner accumulated attorney’s fees in preparing a threatened complaint, but never filed it prior to the defendant’s voluntary cessation of its offending behavior, the wannabe-but-never-was plaintiff could recover fees; that would be countertextual, since the fee-shifting statutes require that there be an “action” or “proceeding,” see 42 U. S. G. §§ 3613(d), 1988(b) (1994 ed., Supp. V) — which in legal parlance (though not in more general usage) means a lawsuit See post, at 643 (concluding that a party should be deemed prevailing as a result of a “postcomplaint payment or change in conduct” (emphasis added)). Does that not leave achievement of the broad congressional purpose identified by the dissent just as unsatisfactorily incomplete as the failure to award fees when there is no decree? Just as the dissent rhetorically asks why (never mind the language of the statute) Congress would want to award fees when there is a judgment, but deny fees when the defendant capitulates on the eve of judgment; so also it is fair for us to ask why Congress would want to award fees when suit has been filed, but deny fees when the about-to-be defendant capitulates under the threat of filing. Surely, it cannot be because determination of whether suit was actually contemplated and threatened is too difficult. All the proof takes is a threatening letter and a batch of timesheets. Surely that obstacle would not deter the Congress that (according to the dissent) was willing to let district judges pursue that much more evasive will-o’-the-wisp called “catalyst.” (Is this not why we have district courts?, asks the dissent, post, at 639-640.) My point is not that it would take no more twisting *620of language to produce prelitigation attorney’s fees than to produce the decreeless attorney’s fees that the dissent favors (though that may well be true). My point is that the departure from normal usage that the dissent favors cannot be justified on the ground that it establishes a regime of logical evenhandedness. There must be a cutoff of seemingly equivalent entitlements to fees — either the failure to file suit in time or the failure to obtain a judgment in time. The term “prevailing party” suggests the latter rather than the former. One does not prevail in a suit that is never determined.
The dissent’s ultimate worry is that today’s opinion will “impede access to court for the less well-heeled,” post, at 623. But, of course, the catalyst theory also harms the “less well-heeled,” putting pressure on them to avoid the risk of massive fees by abandoning a solidly defensible case early in litigation. Since the fee-shifting statutes at issue here allow defendants as well as plaintiffs to receive a fee award, we know that Congress did not intend to maximize the quantity of “the enforcement of federal law by private attorneys general,” ibid. Rather, Congress desired an appropriate level of enforcement — which is more likely to be produced by limiting fee awards to plaintiffs who prevail “on the merits,” or at least to those who achieve an enforceable “alteration of the legal relationship of the parties,” than by permitting the open-ended inquiry approved by the dissent.4
*621hH < H — I
The dissent points out that the catalyst theory has been accepted by “the clear majority of Federal Circuits,” ibid. But our disagreeing with a “clear majority” of the Circuits is not at all a rare phenomenon. Indeed, our opinions sometimes contradict the unanimous and longstanding interpretation of lower federal courts. See, e. g., McNally v. United States, 483 U.S. 350, 365 (1987) (Stevens, J., dissenting) (the Court’s decision contradicted “[e]very court to consider” the question).
The dissent’s insistence that we defer to the “clear majority” of Circuit opinion is particularly peculiar in the present case, since that majority has been nurtured and preserved by our own misleading dicta (to which I, unfortunately, contributed). Most of the Court of Appeals cases cited by the dissent, post, at 627, and n. 5, as reaffirming the catalyst theory after our decision in Farrar v. Hobby, 506 U.S. 103 (1992), relied on our earlier opinion in Hewitt. See Marbley v. Bane, 57 F. 3d 224, 234 (CA2 1995) (relying on Hewitt to support catalyst theory); Payne v. Board of Ed., 88 F. 3d 392, 397 (CA6 1996) (same); Baumgartner v. Harrisburg Housing Auth., 21 F. 3d 541, 548 (CA3 1994) (explicitly rejecting Farrar in favor of Hewitt); Zinn v. Shdlala, 35 F. 3d 273, 274-276 (CA7 1994) (same); Beard v. Teska, 31 F. 3d 942, 950-952 (CA10 1994) (same); Morris v. West Palm Beach, 194 F. 3d 1203, 1207 (CA11 1999) (same). Deferring to our colleagues’ own error is bad enough; but enshrining the error that we ourselves have improvidently suggested and blaming it on the near-unanimous judgment of our colleagues would surely be unworthy.5 Informing the Courts of Ap*622peals that our ill-considered dicta have misled them displays, it seems to me, not “disrespect,” but a most becoming (and well-deserved) humility.
* * *
The Court today concludes that a party cannot be deemed to have prevailed, for purposes of fee-shifting statutes such as 42 U. S. C. §§1988, 3618(c)(2) (1994 ed. and Supp. V), unless there has been an enforceable “alteration of the legal relationship of the parties.” That is the normal meaning of “prevailing party” in litigation, and there is no proper basis for departing from that normal meaning. Congress is free, of course, to revise these provisions — -but it is my guess that if it does so it will not create the sort of inequity that the catalyst theory invites, but will require the court to determine that there was at least a substantial likelihood that the party requesting fees would have prevailed.
The jurisdiction that issued Baldwin has used the phrase “prevailing parly” frequently (including in equity cases) to mean the parly acquiring a judgment. See Getz v. Johnston, 145 Md. 426, 434, 125 A. 689,691-692 (1924) (an equity decision noting that “on reversal, following the usual rule, the costs will generally go to the prevailing party, that is, to the appellant” (internal quotation marks and citation omitted)). See also, e. g., Hoffman v. Glock, 20 Md. App. 284, 293, 315 A. 2d 551, 557 (1974) (“Md. Rule 604a provides: ‘Unless otherwise provided by law, or ordered by the court, the prevailing party shall be entitled to the allowance of court costs, which shall be taxed by the clerk and embraced in the judgment'”); Fritts v. Fritts, 11 Md. App. 195, 197, 273 A. 2d 648, 649 (1971) (“We have viewed the evidence, as we must, in a light most favorable to appellee as the prevailing parly below”); Chillum-Adelphi Volunteer Fire Dept., Inc. v. Button & Goode, Inc., 242 Md. App. 509, 516, 219 A. 2d 801, 805 (1966) (“At common law, an arbitration award became a cause of action in favor of the prevailing party”); Burch v. Scott, 1829 WL1006, *15 (Md. Ct. App., Dec. 1829) (“[T]he demurrer being set down to be argued, the court proceeds to affirm or reverse the decree, and the prevailing party takes the deposite”).
Our decision to award costs in Mansfield, C. & L. M. R. Co. v. Swan, 111 U.S. 379 (1884), does not “tu[g] against the restrictive rule today’s decision installs,” post, at 680 (Ginsburg, J., dissenting). Defendants had removed the case to federal court, and after losing on the merits, sought to have us vacate the judgment because the basis for removal (diversity of citizenship) was absent. We concluded that because defendants were responsible for the improper removal in the first place, our judgment’s “effect [was] to defeat the entire proceeding which they originated and have prosecuted,” 111 U.S., at 388. In other words, plaintiffs “prevailed” because defendants’ original position as to jurisdiction was defeated. In Ficklen v. Danville, 146 Va. 426, 438-439, 132 S. E. 705, 706 (1926), appellants were deemed to have “‘substantially prevailed]’” on their appeal because appellees “abandoned their contention made before the lower court,” i. e., “abandoned their intention and desire to rely upon the correctness of the trial court’s decree.” In Talmage v. Monroe, 119 P. 526 (Cal. App. 1911), costs were awarded after the defendant complied with an alternative writ of mandamus; it was the writ, not the mere petition, which led to defendant’s action.
Scatcherd v. Love, 166 F. 53 (CA6 1908), Wagner v. Wagner, 9 Pa. 214 (1848), and other cases cited by the dissent represent a rule adopted in some States that by settling a defendant “acknowledged his liability,” Scatcherd, supra, at 56; see also Wagner, supra, at 215. That rule was hardly uniform among the States. Compare 15 C. J., Costs §167, p. 89 (1918) (citing cases from 13 States which hold that a “settlement is equivalent to a confession of judgment”), with id., at 89-90, § 168, and n. a (citing eases from 11 States which hold that under a settlement “plaintiff cannot recover costs,” because “[c]osts ... can only follow a judgment or final determination of the action” (internal quotation marks and citation omitted)). I do not think these state cases (and Scatcherd, a federal case applying state law) justify expanding the federal meaning of “prevailing party” (based on a “confession of judgment” fiction) to include the party accepting an out-of-court settlement — much less to expand it beyond settlements, to the domain of the “catalyst theory.”
The only case cited by the dissent in which the conclusion of acknowledgment of liability was rested on something other than a settlement is • Board of Ed. of Madison Cty. v. Fowler, 192 Ga. 35,14 S. E. 2d 478 (1941), which, in one of the States that considered settlement an acknowledgment *614of liability, analogized compliance with what had been sought by a mandamus suit to a settlement. This is a slim reed upon which to rest the broad conclusion of a catalyst theory.
The dissent incorrectly characterizes Parham as involving undifferentiated “findings or retention of jurisdiction,” post, at 687, n. 11. In fact, Parham involved a finding that the defendant had discriminated, and jurisdiction was retained so that that finding could be given effect, in the form of injunetive relief, should the defendant ever backslide in its voluntary provision of relief to plaintiffs. Jurisdiction was not retained to determine whether there had been discrimination, and I do not read the Court’s opinion as suggesting a fee award would be appropriate in those circumstances.
The dissent notes that two other cases were cited in Senate legislative history (Parham is cited in legislative history from both the Senate and House) which it claims support the catalyst theory. If legislative history in general is a risky interpretive tool, legislative history from only one legislative chamber — and consisting of the citation of Court of Appeals cases that surely few if any Members of Congress read — is virtually worthless. In any event, Kopet v. Esquire Realty Co., 523 F. 2d 1005 (CA2 1975), does not support the catalyst theory because the defendant’s voluntary compliance was not at issue. Fees were awarded on the dubious premise that discovery uncovered some documents of potential use in other litigation, making this more a case of an award of interim fees. Thomas v. Honeybrook Mines, 428 F. 2d 981 (CA31970), is also inapposite. There, the question was whether counsel for union members, whose fruitless efforts to sue the union had nonetheless spurred the union to sue the employer, should be paid out of a fund established by the union’s victory. Whether the union members were “prevailing parties” in the union suit, or whether they were entitled to attorney’s fees as “prevailing parties” in the earlier suit against the union, was not even at issue.
Even the legislative history relied upon by the dissent supports the conclusion that some merit is necessary to justify a fee award. See post, at 636, n. 9 (citing a House Report for the proposition that fee-shifting statutes are ‘“designed to give [‘victims of civil rights violation’J access to the judicial process’” (emphasis added)); ibid, (citing a Senate Report: “ ‘[I]f those who violate the Nation’s fundamental laws are not to proceed with impunity,’” fee awards are necessary (emphasis added)). And for the reasons given by the Court, see ante, at 605, the catalyst theory's purported “merit test” — the ability to survive a motion to dismiss for failure to state a claim, or the absence of frivolousness — is scant protection for the innocent.
That a few cases adopting the catalyst theory predate Hewitt v. Helms, 482 U.S. 755 (1987), see post, at 625-626, and n. 4, is irrelevant to my point. Absent our dicta in Hewitt, and in light of everything else we have said on this topic, see ante, at 603-604, it is unlikely that the catalyst theory would have achieved that universality of acceptance by the Courts of Appeals upon which the dissent relies.
Justice Ginsburg,
dissenting.
The Court today holds that a plaintiff whose suit prompts the precise relief she seeks does not “prevail,” and hence cannot obtain an award of attorney’s fees, unless she also secures a court entry memorializing her victory. The entry need not be a judgment on the merits. Nor need there be any finding of wrongdoing. A court-approved settlement will do.
The Court’s insistence that there be a document filed in court — a litigated judgment or court-endorsed settlement— upsets long-prevailing Circuit precedent applicable to scores of federal fee-shifting statutes. The decision allows a defendant to escape a statutory obligation to pay a plaintiff’s counsel fees, even though the suit’s merit led the defendant to abandon the fray, to switch rather than fight on, to accord plaintiff sooner rather than later the principal redress sought in the complaint. Concomitantly, the Court’s constricted *623definition of “prevailing party,” and consequent rejection of the “catalyst theory,” impede access to court for the less well heeled, and shrink the incentive Congress created for the enforcement of federal law by private attorneys general.
In my view, the “catalyst rule,” as applied by the clear majority of Federal Circuits, is a key component of the fee-shifting statutes Congress adopted to advance enforcement of civil rights. Nothing in history, precedent, or plain English warrants the anemic construction of the term “prevailing party” the Court today imposes.
I
Petitioner Buckhannon Board and Care Home, Inc. (Buck-hannon), operates residential care homes for elderly persons who need assisted living, but not nursing services. Among Buekhannon’s residents in October 1996 was 102-year-old Dorsey Pierce. Pierce had resided at Buckhannon for some four years. Her daughter lived nearby, and the care provided at Buckhannon met Pierce’s needs. Until 1998, West Virginia had a “self-preservation” rule prohibiting homes like Buckhannon from accommodating persons unable to exit the premises without assistance in the event of a fire. Pierce and two other Buckhannon residents could not get to a fire exit without aid. Informed of these residents’ limitations, West Virginia officials proceeded against Buckhannon for noncompliance with the self-preservation rule. On October 18,1996, three orders issued, each commanding Buckhan-non to “cease operating . . . and to effect relocation of [its] existing population within thirty (30) days.” App. 46-53.
Ten days later, Buckhannon and Pierce, together with an organization of residential homes and another Buckhannon resident (hereinafter plaintiffs), commenced litigation in Federal District Court to overturn the cease-and-desist orders and the self-preservation rule on which they rested. They sued the State, state agencies, and 18 officials (hereinafter defendants) alleging that the rule discriminated *624against persons with disabilities in violation of the Fair Housing Amendments Act of 1988 (FHAA), 42 U. S. C. § 3601 et seq., and the Americans with Disabilities Act of 1990 (ADA), 42 U. S. C. § 12101 et seq. Plaintiffs sought an immediate order stopping defendants from closing Buckhannon’s facilities, injunctive relief permanently barring enforcement of the self-preservation requirement, damages, and attorney’s fees.
On November 1, 1996, at a hearing on plaintiffs’ request for a temporary restraining order, defendants agreed to the entry of an interim order allowing Buekhannon to remain open without changing the individual plaintiffs’ housing and care. Discovery followed. On January 2, 1998, facing the state defendants’ sovereign immunity pleas, plaintiffs stipulated to dismissal of their demands for damages. In February 1998, in response to defendants’ motion to dispose of the remainder of the ease summarily, the District Court determined that plaintiffs had presented triable claims under the FHAA and ADA.
Less than a month after the District Court found that plaintiffs were entitled to a trial, the West Virginia Legislature repealed the self-preservation rule. Plaintiffs still allege, and seek to prove, that their suit triggered the statutory repeal. After the rule’s demise, defendants moved to dismiss the case as moot, and plaintiffs sought attorney’s fees as “prevailing parties” under the FHAA, 42 U. S. C. § 3613(c)(2), and the ADA, 42 U. S. C. § 12205.1
*625Finding no likelihood that West Virginia would reenact the self-preservation rule, the District Court agreed that the State’s action had rendered the case moot. Turning to plaintiffs’ application for attorney’s fees, the District Court followed Fourth Circuit precedent requiring the. denial of fees unless termination of the action was accompanied by a judgment, consent decree, or settlement.2 Plaintiffs did not appeal the mootness determination, and the Fourth Circuit affirmed the denial of attorney’s fees. In sum, plaintiffs were denied fees not because they failed to achieve the relief they sought. On the contrary, they gained the very change they sought through their lawsuit when West Virginia repealed the self-preservation rule that would have stopped Buckhannon from earing for people like Dorsey Pierce.3
Prior to 1994, every Federal Court of Appeals (except the Federal Circuit, which had not addressed the issue) concluded that plaintiffs in situations like Buekhannon’s and *626Pierce's could obtain a fee award if their suit acted as a “catalyst” for the change they sought, even if they did not obtain a judgment or consent decree.4 The Courts of Appeals found it “clear that a party may be considered to have prevailed even when the legal action stops short of final . . . judgment due to . . . intervening mootness.” Grano v. Barry, 783 F. 2d 1104, 1108 (CADC 1986). Interpreting the term “prevailing party” in “a practical sense,” Stewart v. Hannon, 675 F. 2d 846, 851 (CA7 1982) (citation omitted), federal courts across the country held that a party “prevails” for fee-shifting purposes when “its ends are accomplished as a result of the litigation,” Associated Builders & Contractors v. Orleans Parish School Bd., 919 F. 2d 374, 378 (CA5 1990) (citation and internal quotation marks omitted).
In 1994, the Fourth Circuit en bane, dividing 6-to-5, broke ranks with its sister courts. The court declared that, in light of Farrar v. Hobby, 506 U.S. 103 (1992), a plaintiff could *627not become a ‘‘prevailing party” without “an enforceable judgment, consent decree, or settlement.” S-l and S-2 v. State Bd. of Ed. of N. C, 21 F. 3d 49, 51 (1994). As the Court today acknowledges, see ante, at 603, n. 5, and as we have previously observed, the language on which the Fourth Circuit relied was dictum: Farrar “involved no catalytic effect”; the issue plainly “was not presented for this Court’s decision in FarrarFriends of Earth, Inc. v. Laidlaw Environmental Services (TOC), Inc., 528 U.S. 167, 194 (2000).
After the Fourth Circuit’s en banc ruling, nine Courts of Appeals reaffirmed their own consistently held interpretation of the term “prevail.”5 On this predominant view, “[sjecuring an enforceable decree or agreement may evidence prevailing party status, but the judgment or agreement simply embodies and enforces what is sought in bringing the lawsuit.... Victory can be achieved well short of a final judgment (or its equivalent) . . . . ” Marbley v. Bane, 57 F. 3d 224, 234 (CA2 1995) (Jacobs, J.).
The array of federal-court decisions applying the catalyst rule suggested three conditions necessary to a party’s qualification as “prevailing” short of a favorable final judgment or consent decree. A plaintiff first had to show that the defendant provided “some of the benefit sought” by the lawsuit. Wheeler v. Towanda Area School Dist., 950 F. 2d 128, 131 (CA31991). Under most Circuits’ precedents, a plaintiff had to demonstrate as well that the suit stated a genuine claim, i. e., one that was at least “colorable,” not “frivolous, unreasonable, or groundless.” Grano, 783 F. 2d, at 1110 (internal *628quotation marks and citation omitted). Plaintiff finally had to establish that her suit was a “substantial” or “significant” cause of defendant’s action providing relief. Williams v. Leatherbury, 672 F. 2d 549, 551 (GA5 1982). In some Circuits, to make this causation showing, plaintiff had to satisfy the trial court that the suit achieved results “by threat of victory,” not “by dint of nuisance and threat of expense.” Marbley, 57 F. 3d, at 234-235; see also Hooper v. Demco, Inc., 37 F. 3d 287, 293 (CA7 1994) (to render plaintiff “prevailing party,” suit “must have prompted the defendant... to act or cease its behavior based on the strength of the ease, not 'wholly gratuitously'”). One who crossed these three thresholds would be recognized as a “prevailing party” to whom the district court, “in its discretion,” supra, at 624-625, n. 1, could award attorney’s fees.
Developed over decades and in legions of federal-court decisions, the catalyst rule and these implementing standards deserve this Court’s respect and approbation.
II
A
The Court today detects a “clear meaning” of the term prevailing party, ante, at 610, that has heretofore eluded the large majority of courts construing those words. “Prevailing party,” today’s opinion announces, means “one who has been awarded some relief by the court,” ante, at 603. The Court derives this “clear meaning” principally from Black’s Law Dictionary, which defines a “prevailing party,” in critical part, as one “in whose favor a judgment is rendered,” ibid, (quoting Black’s Law Dictionary 1145 (7th ed. 1999)).
One can entirely agree with Black’s Law Dictionary that a party “in whose favor a judgment is rendered” prevails, and at the same time resist, as most Courts of Appeals have, any implication that only such a party may prevail. In prior cases, we have not treated Black’s Law Dictionary as preelu-*629sively definitive; instead, we have accorded statutory terms, including legal “termfs] of art,” ante, at 603 (opinion of the Court); ante, at 616 (Scalia, J., concurring), a contextual reading. See, e.g., Pioneer Investment Services Co. v. Brunswick Associates Ltd. Partnership, 507 U.S. 380, 395-396, n. 14 (1993) (defining “excusable negleet,” as used in Federal Rule of Bankruptcy Procedure 9006(b)(1), more broadly than Black’s defines that term); United States v. Rodgers, 466 U. S. 475, 479-480 (1984) (adopting “natural, nontechnical” definition of word “jurisdiction,” as that term is used in 18 U. S. C. § 1001, and declining to confine definition to “narrower, more technical meanings,” citing Black’s). Notably, this Court did not refer to Blaek’s Law Dictionary in Maher v. Gagne, 448 U.S. 122 (1980), which held that a consent decree could qualify a plaintiff as “prevailing.” The Court explained:
“The fact that [plaintiff] prevailed through a settlement rather than through litigation does not weaken her claim to fees. Nothing in the language of [42 U. S. C.] § 1988 conditions the District Court’s power to award fees on full litigation of the issues or on a judicial determination that the plaintiff’s rights have been violated.” Id., at 129.
The spare “prevailing party” language of the fee-shifting provision applicable in Maher, and the similar wording of the fee-shifting provisions now before the Court, contrast with prescriptions that so tightly bind fees to judgments as to exclude the application of a catalyst concept. The Prison Litigation Reform Act of 1995, for example, directs that fee awards to prisoners under § 1988 be “proportionately related to the court ordered relief for the violation.” 110 Stat. 1321-72, as amended, 42 U. S. C. § 1997e(d)(l)(B)(i) (1994 ed., Supp. V) (emphasis added). That statute, by its express terms, forecloses an award to a prisoner on a catalyst theory. But the FHAA and ADA fee-shifting prescriptions, modeled *630on 42 U. S. C. § 1988 unmodified, see supra, at 624-625, n. 1, do not similarly staple fee awards to “court ordered relief.” Their very terms do not foreclose a catalyst theory.
B
It is altogether true, as the concurring opinion points out, ante, at 610-611, that litigation costs other than attorney’s fees traditionally have been allowed to the “prevailing party,” and that a judgment winner ordinarily fits that description. It is not true, however, that precedent on costs calls for the judgment requirement the Court ironly adopts today for attorney’s fees. Indeed, the first decision cited in the concurring opinion, Mansfield, C. & L. M. B. Co. v. Swan, 111 U. S. 379 (1884), see ante, at 611, tugs against the restrictive rule today’s decision installs.
In Mansfield, plaintiffs commenced a contract action in state court. Over plaintiffs’ objections, defendants successfully removed the suit to federal court. Plaintiffs prevailed on the merits there, and defendants obtained review here. See 111 U. S., at 380-381. This Court determined, on its own motion, that federal subject-matter jurisdiction was absent from the start. Based on that determination, the Court reversed the lower court’s judgment for plaintiffs. Worse than entering and leaving this Courthouse equally “empty-handed,” ante, at 614 (concurring opinion), the plaintiffs in Mansfield were stripped of the judgment they had won, including the “judicial finding... of the merits” in their favor, ante, at 613 (concurring opinion). The Mansfield plaintiffs did, however, achieve this small consolation: The Court awarded them costs here as well as below. Recognizing that defendants had “prevailed]” in a “formal and nominal sense,” the Mansfield Court nonetheless concluded that “[i]n a true and proper sense” defendants were “the losing and not the prevailing party.” Ill U. S., at 388.
While Mansfield easts doubt on the present majority’s “formal and nominal” approach, that decision does not con*631sider whether costs would be in order for the plaintiff who obtains substantial relief, but no final judgment. Nor does “a single cose” on which the concurring opinion today relies, ante, at 613 (emphasis in original).6 There are, however, enlightening analogies. In multiple instances, state high courts have regarded plaintiffs as prevailing, for costs taxation purposes, when defendants’ voluntary conduct, mooting the suit, provided the relief that plaintiffs sought.7 The con*632curring opinion labors unconvincingly to distinguish these state-law cases.8 A similar federal practice has been observed in cases governed by Federal Rule of Civil Procedure 64(d), the default rule allowing costs “to the prevailing party unless the court otherwise directs.” See 10 C. Wright, A. Miller, & M. Kane, Federal Practice and Procedure §2667, pp. 187-188 (2d ed. 1983) (When “the defendant alters its conduct so that plaintiff’s claim [for injunctive relief] becomes moot before judgment is reached, costs may be allowed [under Rule 54(d)] if the court finds that the changes *633were the result, at least in part, of plaintiff’s litigation.”) (citing, inter alia, Black Hills Alliance v. Regional Forester, 526 F. Supp. 257 (SD 1981)).
In short, there is substantial support, both old and new, federal and state, for a costs award, “in [the court’s] discretion,” supra, at 625, n. 1, to the plaintiff whose suit prompts the defendant to provide the relief plaintiff seeks.
C
Recognizing that no practice set in stone, statute, rule, or precedent, see infra, at 643, dictates the proper construction of modern civil rights fee-shifting prescriptions, I would “assume . . . that Congress intends the words in its enactments to carry ‘their ordinary, contemporary, common meaning.’ ” Pioneer, 507 U.S., at 388 (defining “excusable neglect”) (quoting Perrin v. United States, 444 U.S. 37, 42 (1979) (defining “bribery”)); see also, e. g., Sutton v. United Air Lines, Inc., 527 U.S. 471, 491 (1999) (defining “substantially” in light of ordinary usage); Rutledge v. United States, 517 U. S. 292, 299-300, n. 10 (1996) (similarly defining “in concert”). In everyday use, “prevail” means “gain victory by virtue of strength or superiority: win mastery: triumph.” Webster’s Third New International Dictionary 1797 (1976). There are undoubtedly situations in which an individual’s goal is to obtain approval of a judge, and in those situations, one cannot “prevail” short of a judge’s formal declaration. In a piano competition or a figure skating contest, for example, the person who prevails is the person declared winner by the judges. However, where the ultimate goal is not an arbiter’s approval, but a favorable alteration of actual circumstances, a formal declaration is not essential. Western democracies, for instance, “prevailed” in the Cold War even though the Soviet Union never formally surrendered. Among television viewers, John F. Kennedy “prevailed” in the first debate with Richard M. Nixon during the 1960 Presidential contest, even though moderator Howard K. Smith *634never declared a winner. See T. White, The Making of the President 1960, pp. 298-294 (1961).
A lawsuit’s ultimate purpose is to achieve actual relief from an opponent. Favorable judgment may be instrumental in gaining that relief Generally, however, “the judicial decree is not the end but the means. At the end of the rainbow lies not a judgment, but some action (or cessation of action) by the defendant . . . .” Hewitt v. Helms, 482 U. S. 755, 761 (1987). On this common understanding, if a party reaches the “sought-after destination,” then the party “prevails” regardless of the “route taken.” Hennigan v. Ouachita Parish School Bd., 749 F. 2d 1148, 1153 (CA5 1985).
Under a fair reading of the FHAA and ADA provisions in point, I would hold that a party “prevails” in “a true and proper sense,” Mansfield, 111 U. S., at 388, when she achieves, by instituting litigation, the practical relief sought in her complaint. The Court misreads Congress, as I see it, by insisting that, invariably, relief must be displayed in a judgment, and correspondingly that a defendant’s voluntary action never suffices. In this case, Buekhannon’s purpose in suing West Virginia officials was not narrowly to obtain a judge’s approbation. The plaintiffs’ objective was to stop enforcement of a rule requiring Buckhannon to evict residents like centenarian Dorsey Pierce as the price of remaining in business. If Buckhannon achieved that objective on account of the strength of its case, see supra, at 628 — if it succeeded in keeping its doors open while housing and caring for Ms. Pierce and others similarly situated — then Buckhan-non is properly judged a party who prevailed.
III
As the Courts of Appeals have long recognized, the catalyst rule suitably advances Congress’ endeavor to place private actions, in civil rights and other legislatively defined areas, securely within the federal law enforcement arsenal.
*635The catalyst rule stemmed from modern legislation extending civil rights protections and enforcement measures. The Civil Rights Act of 1964 included provisions for fee awards to “prevailing parties” in Title II (public accommodations), 42 U. S. C. §2000a-3(b), and Title YII (employment), §2000e-5(k), but not in Title VI (federal programs). The provisions’ central purpose was “to promote vigorous enforcement” of the laws by private plaintiffs; although using the two-way term “prevailing party,” Congress did not make fees available to plaintiffs and defendants on equal terms. Christiansburg Garment Co. v. EEOC, 434 U.S. 412, 417, 421 (1978) (under Title VII, prevailing plaintiff qualifies for fee award absent “special circumstances,” but prevailing defendant may obtain fee award only if plaintiff’s suit is “frivolous, unreasonable, or without foundation”).
Once the 1964 Act came into force, courts commenced to award fees regularly under the statutory authorizations, and sometimes without such authorization. See Alyeska Pipeline Service Co. v. Wilderness Society, 421 U.S. 240, 262, 270-271, n. 46 (1975). In Alyeska, this Court reaffirmed the “American Rule” that a court generally may not award attorney’s fees without a legislative instruction to do so. See id., at 269. To provide the authorization Alyeska required for fee awards under Title VI of the 1964 Civil Rights Act, as well as under Reconstruction Era civil rights legislation, 42 U. S. C. §§ 1981-1983, 1985, 1986 (1994 ed. and Supp. V), and certain other enactments, Congress passed the Civil Rights Attorney’s Fees Awards Act of 1976,42 U.S. C. § 1988 (1994 ed. and Supp. V).
As explained in the Reports supporting § 1988, civil rights statutes vindicate public policies “of the highest priority,” S. Rep. No. 94-1011, p. 3 (1976) (quoting Newman v. Piggie Park Enterprises, Inc., 390 U.S. 400, 402 (1968) (per curiam)), yet “depend heavily upon private enforcement,” S. Rep. No. 94-1011, at 2. Persons who bring meritorious civil rights claims, in this light, serve as “private attorneys *636general.” Id., at 5; H. R. Rep. No. 94-1558, p. 2 (1976). Such suitors, Congress recognized, often “cannot afford legal counsel.” Id., at 1. They therefore experience “severe hardship]” under the “American Rule.” Id., at 2. Congress enacted §1988 to ensure that nonaffluent plaintiffs would have “effective access” to the Nation’s courts to enforce civil rights laws. Id., at l.9 That objective accounts for the fee-shifting provisions before the Court in this case, prescriptions of the FHAA and the ADA modeled on § 1988. See supra, at 624-625, n. 1.
Under the catalyst rule that held sway until today, plaintiffs who obtained the relief they sought through suit on genuine claims ordinarily qualified as “prevailing parties,” so that courts had discretion to award them their costs and fees. Persons with limited resources were not impelled to “wage total law” in order to assure that their counsel fees would be paid. They could accept relief, in money or of another kind, voluntarily proffered by a defendant who sought to avoid a recorded decree. And they could rely on a judge then to determine, in her equitable discretion, whether counsel fees were warranted and, if so, in what amount.10
*637Congress appears to have envisioned that very prospect. The Senate Report on the 1976 Civil Rights Attorney’s Fees Awards Act states: “[F]or purposes of the award of counsel fees, parties may be considered to have prevailed when they vindicate rights through a consent judgment or without formally obtaining relief.” S. Rep. No. 94-1011, at 5 (emphasis added). In support, the Report cites cases in which parties recovered fees in the absence of any court-conferred relief.11 *638The House Report corroborates: “[A]fter a complaint is filed, a defendant might voluntarily cease the unlawful practice. A court should still award fees even though it might conclude, as a matter of equity, that no formal relief, such as an injunction, is needed.” H. R. Rep. No. 94-1558, at 7 (emphases added). These Reports, Courts of Appeals have observed, are hardly ambiguous. Compare ante, at 607-608 (“legislative history ... is at best ambiguous”), with, e. g., Dunn v. The Florida Bar, 889 F. 2d 1010,1013 (CA11 1989) (legislative history “evinces a clear Congressional intent” to permit award “even when no formal judicial relief is obtained” (internal quotation marks omitted)); Robinson v. Kimbrough, 652 F. 2d 458, 465 (CA5 1981) (same); American Constitutional Party v. Munro, 650 F. 2d 184, 187 (CA9 1981) (Senate Report “directs” fee award under catalyst rule). Congress, I am convinced, understood that “ ‘[v]ic-tory' in a civil rights suit is typically a practical, rather than a strictly legal matter.” Exeter-West Greenwich Regional School Dist. v. Pontarelli, 788 F. 2d 47, 51 (CA1 1986) (citation omitted).
IV
The Court identifies several “policy arguments” that might warrant rejection of the catalyst rule. See ante, at 608-610. A defendant might refrain from altering its conduct, fearing liability for fees as the price of voluntary action. See ante, at 608. Moreover, rejection of the catalyst rule has limited impact: Desisting from the challenged conduct will not render a case moot where damages are sought, and even when the plaintiff seeks only equitable relief, a defendant’s voluntary cessation of a challenged practice does not render the case moot “unless it is ‘absolutely clear that the allegedly wrongful behavior could not reasonably be expected to recur.’” Ante, at 609 (quoting Friends of Earth, Inc., 528 *639U. S., at 189). Because a mootness dismissal is not easily achieved, the defendant may be impelled to settle, negotiating fees less generous than a court might award. See ante, at 609. Finally, a catalyst rule would “require analysis of the defendant’s subjective motivations,” and thus protract the litigation. Ibid.
The Court declines to look beneath the surface of these arguments, placing its reliance, instead, on a meaning of “prevailing party” that other jurists would scarcely recognize as plain. See ante, at 608. Had the Court inspected the “policy arguments” listed in its opinion, I doubt it would have found them impressive.
In opposition to the argument that defendants will resist change in order to stave off an award of fees, one could urge that the catalyst rule may lead defendants promptly to comply with the law’s requirements: the longer the litigation, the larger the fees. Indeed, one who knows noncompliance will be expensive might be encouraged to conform his conduct to the legal requirements before litigation is threatened. Cf. Hylton, Fee Shifting and Incentives to Comply with the Law, 46 Vand. L. Rev. 1069, 1121 (1993) (“fee shifting in favor of prevailing plaintiffs enhances both incentives to comply with legal rules and incentives to settle disputes”). No doubt, a mootness dismissal is unlikely when recurrence of the controversy is under the defendant’s control. But, as earlier observed, see swpra, at 636, why should this Court’s fee-shifting rulings drive a plaintiff prepared to accept adequate relief, though out-of-court and unrecorded, to litigate on and on? And if the catalyst rule leads defendants to negotiate not only settlement terms but also allied counsel fees, is that not a consummation to applaud, not deplore?
As to the burden on the court, is it not the norm for the judge to whom the case has been assigned to resolve fee disputes (deciding whether an award is in order, and if it is, the amount due), thereby clearing the case from the calendar? If factfinding becomes neeessary under the catalyst *640rule, is it not the sort that “the district courts, in their fact-finding expertise, deal with on a regular basis”? Baumgartner v. Harrisburg Housing Auth., 21 F. 3d 541, 548 (CA3 1994). Might not one conclude overall, as Courts of Appeals have suggested, that the catalyst rule “saves judicial resources,” Paris v. Department of Housing and Urban Development, 988 F. 2d 236, 240 (CA1 1998), by encouraging “plaintiffs to discontinue litigation after receiving through the defendant’s acquiescence the remedy initially sought”? Morris v. West Palm Beach, 194 F. 3d 1203, 1207 (CA11 1999).
The concurring opinion adds another argument against the catalyst rule: That opinion sees the rule as accommodating the “extortionist” who obtains relief because of “greater strength in financial resources, or superiority in media manipulation, rather than superiority in legal merit” Ante, at 617, 618 (emphasis in original). This concern overlooks both the character of the rule and the judicial superintendence Congress ordered for all fee allowances. The catalyst rule was auxiliary to fee-shifting statutes whose primary purpose is “to promote the vigorous enforcement” of the civil rights laws. Christiansburg Garment Co., 434 U.S., at 422. To that end, courts deemed the conduct-altering catalyst that counted to be the substance of the case, not merely the plaintiff’s atypically superior financial resources, media ties, or political clout. See supra, at 628. And Congress assigned responsibility for awarding fees not to automatons unable to recognize extortionists, but to judges expected and instructed to exercise “discretion.” See supra, at 624-625, n. 1. So viewed, the catalyst rule provided no berth for nuisance suits, see Hooper, 37 F. 3d, at 292, or “thinly disguised forms of extortion,” Tyler v. Corner Constr. Corp., 167 F. 3d 1202, 1206 (CA8 1999) (citation omitted).12
*641V
As to our attorney’s fee precedents, the Court correctly observes, “[w]e have never had occasion to decide whether the term ‘prevailing party' allows an award of fees under the ‘catalyst, theory,”’ and “there is language in our cases supporting both petitioners and respondents.” Ante, at 603, n. 5. It bears emphasis, however, that in determining whether fee shifting is in order, the Court in the past has placed greatest weight not on any “judicial imprimatur ante, at 605, but on the practical impact of the lawsuit.13 In Maher v. Gagne, 448 U.S. 122 (1980), in which the Court held fees could be awarded on the basis of a consent decree, the opinion nowhere relied on the presence of a formal judgment. See supra, at 629; infra, at 642-643, n. 14. Some years *642later, in Hewitt v. Helms, 482 U.S. 755 (1987), the Court suggested that fees might be awarded the plaintiff who “obtained] relief without [the] benefit of a formal judgment.” Id., at 760. The Court explained: “If the defendant, under the pressure of the lawsuit, pays over a money claim before the judicial judgment is pronounced,” or “if the defendant, under pressure of [a suit for declaratory judgment], alters his conduct (or threatened conduct) towards the plaintiff,” i. e., conduct “that was the basis for the suit, the plaintiff will have prevailed.” Id., at 761. I agree, and would apply that analysis to this case.
The Court posits a “‘merit’ requirement of our prior cases.” Ante, at 606. Maher, however, affirmed an award of attorney’s fees based on a consent decree that “did not purport to adjudicate [plaintiff’s] statutory or constitutional claims.” 448 U. S., at 126, n. 8. The decree in Maher “explicitly stated that 'nothing [therein was] intended to constitute an admission of fault by either party.’” Ibid. The catalyst rule, in short, conflicts with none of “our prior holdings,” ante, at 605.14
*643* * *
The Court states that the term “prevailing party” in fee-shifting statutes has an “accepted meaning.” Ante, at 608. If that is so, the “accepted meaning” is not the one the Court today announces. It is, instead, the meaning accepted by every Court of Appeals to address the catalyst issue before our 1987 decision in Hewitt, see supra, at 626, n. 4, and disavowed since then only by the Fourth Circuit, see supra, at 627, n. 5. A plaintiff prevails, federal judges have overwhelmingly agreed, when a litigated judgment, consent decree, out-of-court settlement, or the defendant’s voluntary, posteomplaint payment or change in conduct in fact affords redress for the plaintiff’s substantial grievances.
When this Court rejects the considered judgment prevailing in the Circuits, respect for our colleagues demands a co*644gent explanation. Today’s decision does not provide one. The Court’s narrow construction of the words "prevailing party” is unsupported by precedent and unaided by history or logic. Congress prescribed fee-shifting provisions like those included in the FHAA and ADA to encourage private enforcement of laws designed to advance civil rights. Fidelity to that purpose calls for court-awarded fees when a private party’s lawsuit, whether or not its settlement is registered in court, vindicates rights Congress sought to secura I would so hold and therefore dissent from the judgment and opinion of the Court.
The FHAA provides: “In a civil action..., the court, in its discretion, may allow the prevailing party... a reasonable attorney’s fee and costs.” 42 U. S. C. § 3613(c)(2). Similarly, the ADA provides: “In any action ..., the court... , in its discretion, may allow the prevailing party ... a reasonable attorney’s fee, including litigation expenses, and costs .. . .” 42 U. S. C. §12205. These ADA and FHAA provisions are modeled on other “prevailing party” statutes, notably the Civil Rights Attorney’s Fees Awards Act of 1976, 42 U.S. C. § 1988 (1994 ed. and Supp. V). See H. R. Rep. No. 101-485, pt. 2, p. 140 (1991) (ADA); H. R. Rep. No. 100-711, pp. 16-17, n. 20 (1988) (FHAA). Section 1988 was “patterned upon the *625attorney’s fees provisions contained in Titles II and VII of the Civil Rights Act of 1964,42 U. S. C. §§2000a-3(b) and 2000e-5(k), and §402 of the Voting Rights Act Amendments of 1975, 42 U. S. C. § 19731(e).” Hensley v. Eckerhart, 461 U.S. 424, 433, n. 7 (1983) (citing Hanrahan v. Hampton, 446 U.S. 754, 758, n. 4 (1980) (per curiam)). In accord with congressional intent, we have interpreted these fee-shifting provisions consistently across statutes. The Court so observes. See ante, at 603, n. 4. Notably, the statutes do not mandate fees, but provide for their award “in (the court’s] discretion.”
On plaintiffs’ motion, the District Court sanctioned defendants under Federal Rule of Civil Procedure 11 for failing timely to notify plaintiffs “that the proposed [repeal of the self-preservation rule] was progressing successfully at several stages ... during the pendency of [the] litigation.” App. 144. In their Rule 11 motion, plaintiffs requested fees and costs totaling $62,459 to cover the expense of litigating after defendants became aware, but did not disclose, that elimination of the rule was likely. In the alternative, plaintiffs sought $3,252 to offset fees and expenses incurred in litigating the Rule 11 motion. The District Court, stating that “the primary purpose of Rule 11 is to deter and not to compensate,” awarded the smaller sum. App. 147.
Pierce remained a Buckhannon resident until her death on January 3,1999.
Nadeau v. Helgemoe, 581 F. 2d 275, 279-281 (CA1 1978); Gerena-Valentin v. Koch, 739 F. 2d 755, 758-759 (CA2 1984); Institutionalized Juveniles v. Secretary of Pub. Welfare, 758 F. 2d 897, 910-917 (CA3 1985); Bonnes v. Long, 599 F. 2d 1316, 1319 (GA4 1979); Robinson v. Kimbrough, 652 F. 2d 458,465-467 (CA51981); Citizens Against Tax Waste v. Westerville City School Dist. Bd. of Ed., 985 F. 2d 255, 257-258 (CA6 1993); Stewart v. Hannan, 675 F. 2d 846,851 (CA71982); Williams v. Miller, 620 F. 2d 199, 202 (CA8 1980); American Constitutional Party v. Munro, 650 F. 2d 184, 187-188 (CA9 1981); J & J Anderson, Inc. v. Eric, 767 F. 2d 1469, 1474-1475 (CA10 1985); Doe v. Busbee, 684 F. 2d 1375, 1379 (CA11 1982); Grano v. Barry, 783 F. 2d 1104,1108-1110 (CADC 1986). All twelve of these decisions antedate Hewitt v. Helms, 482 U.S. 755 (1987). But cf. ante, at 621, and n. 5 (SCALIA, J., concurring) (maintaining that this Court's decision in Hewitt “improvidently suggested” the catalyst rule, and asserting that only “a few cases adopting the catalyst theory predate Hewitt”). Hewitt said it was “settled law” that when a lawsuit prompts a defendant’s “voluntary action . . . that redresses the plaintiff’s grievances,” the plaintiff “is deemed to have prevailed despite the absence of a formal judgment in his favor.” 482 U.S., at 760-761. That statement accurately conveyed the unanimous view then held by the Federal Circuits.
Stanton v. Southern Berkshire Regional School Dist., 197 F. 3d 574, 577, n. 2 (CA1 1999); Marbley v. Bane, 57 F. 3d 224, 234 (CA2 1995); Baumgartner v. Harrisburg Housing Auth., 21 F. 3d 541, 546-550 (CA3 1994); Payne v. Board of Ed., 88 F. 3d 392, 397 (CA6 1996); Zinn v. Shalala, 35 F. 3d 273, 276 (CA71994); Little Rock School Dist. v. Pulaski Cty. School Dist., #1, 17 F. 3d 260, 263, n. 2 (CA8 1994); Kilgour v. Pasadena, 53 F. 3d 1007, 1010 (CA91995); Beard v. Teska, 31F. 3d 942, 951-952 (GA10 1994); Morris v. West Palm Beach, 194 F. 3d 1203,1207 (CA11 1999).
The Baltimore, 8 Wall. 377 (1869), featured in the concurring opinion, see ante, at 611, does not run the distance to which that opinion would take it. In The Baltimore, there was a judgment in one party’s favor. See 8 Wall., at 384. The Court did not address the question whether costs are available absent such a judgment. The Baltimore’s “incident to the judgment” language, which the concurrence emphasizes, ante, at 611 (citing 8 Wall., at 388,390), likely related to the once-maintained rule that a court without jurisdiction may not award costs. See Mayor v. Cooper, 6 Wall. 247, 250-251 (1868). That ancient rule figured some years later in Mansfield, C. & L. M. B. Co. v. Swan, 111 U.S. 379 (1884); the Court noted the “universally recognized rule of the common law” that, absent jurisdiction, a “court can render no judgment for or against either party, [and therefore] cannot render a judgment even for costs.” Id., at 387. Receding from that ride, the Court awarded costs, even upon dismissal for lack of jurisdiction, because “there is a judgment or final order in the cause dismissing it for want of jurisdiction.” Ibid.; see U.S. Bancorp Mortgage Co. v. Bonner Mall Partnership, 513 U. S. 18, 21 (1994).
See, e.g., Board of Ed. of Madison Cty. v. Fowler, 192 Ga. 35, 36, 14 S. E. 2d 478, 479 (1941) (mandamus action dismissed as moot, but costs awarded to plaintiffs where “the purposes of the mandamus petition were accomplished by the subsequent acts of the defendants, thus obviating the necessity for further proceeding”); Baldwin v. Chesapeake & Potomac Tel. Co., 156 Md. 552, 557, 144 A. 703, 705 (1929) (costs awarded to plaintiff after trial court granted defendant’s demurrer and plaintiff’s appeal was dismissed “based on an act of [defendant] performed after... entry of the appeal”; dismissal rendered “it unnecessary to inquire into the merits of the suit”); Ficklen v. Danville, 146 Va. 426, 438, 132 S. E. 705, 706 (1926) (costs on appeal awarded to plaintiffs, even though trial court denied in-junctive relief and high court dismissed appeal due to mootness, because plaintiffs achieved the “equivalent to . . . ‘substantially prevailing’” in “gain[ing] all they sought by the appeal”); cf. Scatckerd v. Love, 166 F. 53, 55, 56 (CA6 1908) (although “there was no judgment against the defendant *632upon the merits,” defendant “acknowledged its liability ... by paying to the plaintiff the sum of $5,000,” rendering plaintiff the “successful party” entitled to costs); Talmage v. Monroe, 119 P. 526 (Cal. App. 1911) (fees awarded to petitioner after court issued “alternative writ” directing respondent either to take specified action or to show cause for not doing so, and respondent chose to take the action).
The concurrence urges that Baldwin is inapposite because it was an action “in equity,” and equity courts could award costs as the equities required. Ante, at 612 (emphasis in original). The catalyst rule becomes relevant, however, only when a party seeks relief of a sort traditionally typed equitable, i. e., a change of conduct, not damages. There is no such thing as an injunction at law, and therefore one cannot expect to find long-ago plaintiffs who quested after that mythical remedy and received voluntary relief By the concurrence’s reasoning, the paucity of precedent applying the catalyst rule to “prevailing parties” is an artifact of nothing more “remarkable," ante, at 614, than the historic law-equity separation.
The concurrence notes that the other dted cases “all involve a judicial finding — or its equivalent, an acknowledgment by the defendant — of the merits of plaintiff’s case.” Ante, at 613 (emphasis added). I agree. In Fowler and Scatcherd, however, the “acknowledgment” consisted of nothing more than the defendant’s voluntary provision to the plaintiff of the relief that the plaintiff sought. See also, e. g., Jeffersonville R. R. Co. v. Weinman, 39 Ind. 231 (1872) (costs awarded where defendant voluntarily paid damages; no admission or merits judgment); Wagner v. Wagner, 9 Pa. 214 (1848) (same); Hudson v. Johnson, 1 Va. 10 (1791) (same). Common-law courts thus regarded a defendant’s voluntary compliance, by settlement or otherwise, as an “acknowledgment... of the merits” sufficient to warrant treatment of a plaintiff as prevailing. But c£ ante, at 604, n. 7 (opinion of the Court). One can only wonder why the concurring opinion would not follow the same practice today.
See H. R. Rep. No. 94-1558, at 1 (“Because a vast majority of the victims of civil rights violations cannot afford legal counsel, they are unable to present their cases to the courts.... [This statute] is designed to give such persons effective access to the judicial process ....”); S. Rep. No. 94-1011, at 2 (“If private citizens are to be able to assert their civil rights, and if those who violate the Nation’s fundamental laws are not to proceed with impuniiy, then citizens must have the opportunity to recover what it costs them to vindicate these rights in court.”), quoted in part in Kay v. Ehrler, 499 U. S. 432, 436, in 8 (1991). See also Newman v. Piggie Park Enterprises, Inc., 390 U. S. 400, 401-402 (1968) (per cwriarn) (“When the Civil Rights Act of 1964 was passed, it was evident that enforcement would prove difficult and that the Nation would have to rely in part upon private litigation as a means of securing broad compliance with the law.... [Congress] enacted the provision for counsel fees... to encourage individuals injured by racial discrimination to seek judicial relief-”).
Given the protection furnished by the catalyst rule, aggrieved individuals were not left to worry, and wrongdoers were not led to believe, that *637strategic maneuvers by defendants might succeed in averting a fee award. Cf ante, at 608 (opinion of the Court). Apt here is Judge Friendly’s observation construing a fee-shifting statute kin to the provisions before us: “Congress clearly did not mean that where [a Freedom of Information Actl suit had gone to trial and developments made it apparent that the judge was about to rule for the plaintiff, the Government could abort any award of attorney fees by an eleventh hour tender of the information.” Vermont Low Income Advocacy Council v. Usery, 546 F. 2d 509, 513 (CA2 1976) (interpreting 5 U.S.C. §552(a)(4)(E), allowing a complainant who “substantially prevails” to earn an attorney’s fee); accord, Cuneo v. Rumsfeld, 553 F. 2d 1360, 136 4 (CADC 1977).
See S. Rep. No. 94-1011, at 5 (citing Kopet v. Esquire Realty Co., 523 F. 2d 1005, 1008-1009 (CA2 1975) (partner sued his firm for release of documents, firm released the documents, court awarded fees because of the release, even though the partner’s claims were “dismissed for lack of subject matter jurisdiction”), and Thomas v. Honeybrook Mines, Inc., 428 F. 2d 981, 984, 985 (CA31970) (union committee twice commenced suit for pension fond payments, suits prompted recovery, and court awarded fees even though the first suit had been dismissed and the second had not yet been adjudicated)).
The Court features a case cited by the House as well as the Senate in the Reports on § 1988, Parham v. Southwestern Bell Tel. Co., 433 F. 2d 421 (CA8 1970). The Court deems Parham consistent with its rejection of the catalyst rule, alternately because the Eighth Circuit made a “finding that the defendant had acted unlawfully,” and because that court ordered the District Court to “ (retain jurisdiction over the matter... to insure the continued implementation of the [defendant’s] policy of equal employment opportunities.’” Ante, at 607, n. 9 (quoting 433 F. 2d, at 429). Congress did not fix on those factors, however: Nothing in either Report suggests that judicial findings or retention of jurisdiction is essential to an award of fees. The courts in Kopet and Thomas awarded fees based on claims as to which they neither made “a finding” nor “retain[ed] jurisdic*638tion.” (It nonetheless bears attention that, in line with the Court’s description of Parham, a plaintiff could qualify as the “prevailing party” based on a finding or retention of jurisdiction.)
The concurring opinion notes, correctly, that “[t]here must be a cutoff of seemingly equivalent entitlements to fees — either the failure to file suit in time or the failure to obtain a judgment in time.” Ante, at 620 (empha*641sis in original). The former cutoff, the Court has held, is impelled both by “plain language” requiring a legal “action” or “proceeding” antecedent to a fee award, and by “legislative history... replete with references to [enforcement] ‘in suits,’ ‘through the courts’ and by ‘judicial process.’” North Carolina Dept. of Tramp. v. Crest Street Community Council, Inc., 479 U.S. 6, 12 (1986) (citations omitted). The latter cutoff, requiring “a judgment in time,” is not similarly impelled by text or legislative history.
The concurring opinion also states that a prevailing party must obtain relief "in the lawsuit.” Ante, at 615, 618. One can demur to that elaboration of the statutory text and still adhere to the catalyst rule. Under the rule, plaintiff’s suit raising genuine issues must trigger defendant’s voluntary action; plaintiff will not prevail under the rule if defendant “ceases... [his] offensive conduct” by dying or going bankrupt. See ante, at 615. A behavior-altering event like dying or bankruptcy occurs outside the lawsuit; a change precipitated by the lawsuit’s claims and demand for relief is an occurrence brought about “through” or “in” the suit.
To qualify for fees in any case, we have held, relief must be real. See Rhodes v. Stewart, 488 U.S. 1,4 (1988) (per curiam) (a plaintiff who obtains a formal declaratory judgment, but gains no real ‘belief whatsoever,” is not a “prevailing party” eligible for fees); Hewitt v. Helms, 482 U. S., at 761 (an interlocutory decision reversing a dismissal for failure to state a claim, although stating that plaintiff’s rights were violated, does not entitle plaintiff to fees; to “prevail,” plaintiff must gain relief of “substance,” i. e., more than a favorable “judicial statement that does not affect the relationship between the plaintiff and the defendant”).
The Court repeatedly quotes passages from Hanrahan v. Hampton, 446 U.S., at 757-758, stating that to “prevail,” plaintiffs must receive relief “on the merits.” Ante, at 608,604,608. Nothing in Hanrahan, however, declares that relief “on the merits" requires a "judicial imprimatur.” Ante, at 605. As the Court acknowledges, Hanrahan concerned an interim award of fees, after plaintiff succeeded in obtaining nothing more than reversal of a directed verdict. See ante, at 605. At that juncture, plaintiff had obtained no change in defendant’s behavior, and the suit's ultimate winner remained undetermined. There is simply no inconsistency between Hanrahan, denying fees when a plaintiff might yet obtain no real benefit, and the catalyst rule, allowing fees when a plaintiff obtains the practical result she sought in suing. Indeed, the harmony between the catalyst rule and Hanrahan is suggested by Hanrahan itself; like Maher v. Gagne, 448 U.S. 122, 129 (1980), Hanrahan quoted the Senate Report recognizing that parties may prevail “through a consent judgment or without formally obtaining relief” 446 U.S., at 757 (quoting S. Rep. No. 94-1011, at 5) (emphasis added). Hanrahan also selected for citation *643the influential elaboration of the catalyst rule in Nadeau v. Helgetme, 581 F. 2d, at 279-281. See 446 U. S., at 757.
The Court additionally cites Texas State Teachers Assn. v. Garland Independent School Dist., 489 U.S. 782 (1989), which held, unanimously, that a plaintiff could become a “prevailing party” without obtaining relief on the “central issue in the suit.” Id., at 790. Texas State Teachers linked fee awards to a “material alteration of the legal relationship of the parties,” id., at 792-793, but did not say, as the Court does today, that the change must be “court-ordered,” ante, at 604 The parties’ legal relationship does change when the defendant stops engaging in the conduct that furnishes the basis for plaintiff’s civil action, and that action, which both parties would otherwise have litigated, is dismissed.
The decision with language most unfavorable to the catalyst rule, Farrar v. Hobby, 506 U.S. 103 (1992), does not figure prominently in the Court’s opinion — and for good reason, for Farrar “involved no catalytic effect.” See ante, at 603, n. 5 (quoting Friends of Earth, Inc. v. Laidlait) Environmental Services (TOC), Inc., 528 U.S. 167, 194 (2000) (internal quotation marks omitted)); supra, at 627. Farrar held that a plaintiff who sought damages of $17 million, but received damages of $1, was a “prevailing party” nonetheless not entitled to fees. 506 U.S., at 113-116. In reinforcing the link between the right to a fee award and the “degree of success obtained,” id., at 114 (quoting Hensley v. Eckerhart, 461 U.S., at 436), Farrar’s holding is consistent with the catalyst rule.
8.8.4 Evans v. Jeff D. Ex Rel. Johnson 8.8.4 Evans v. Jeff D. Ex Rel. Johnson
EVANS, GOVERNOR OF IDAHO, et al. v. JEFF D. et al., minors, by and through their next friend, JOHNSON, et al.
No. 84-1288.
Argued November 13, 1985
Decided April 21, 1986
James Thomas Jones, Attorney General of Idaho, argued the cause for petitioners. With him on the briefs were John J. McMahon, Chief Deputy Attorney General, and Michael De Angelo and James Wickham, Deputy Attorneys General.
Deputy Solicitor General Wallace argued the cause for the United States as amicus curiae urging reversal. With him on the brief were Acting Solicitor General Fried, Acting Assistant Attorney General Willard, Deputy Solicitor General Getter, Kathryn A. Oberly, John F. Cordes, and Douglas Letter.
William T. Coleman, Jr., argued the cause for respondents. With him on the brief were Aaron S. Bayer, Howard A. Belodoff, and Charles Johnson III. *
Briefs of amici curiae urging reversal were filed for the State of Alabama et al. by Francis X. Bellotti, Attorney General of Massachusetts, *719 and Ellen Janos and Carl Valvo, Assistant Attorneys General, Charles A. Graddick, Attorney General of Alabama, Harold Brown, Attorney General of Alaska, Robert K. Corbin, Attorney General of Arizona, and Anthony Ching, Solicitor General, John Steven Clark, Attorney General of Arkansas, John Van de Kam/p, Attorney General of California, Duane Woodard, Attorney General of Colorado, Charles M. Oberly, Attorney General of Delaware, Jim Smith, Attorney General of Florida, Michael J. Bowers, Attorney General of Georgia, Richard G. Opper, Attorney General of Guam, Corinne Watanabe, Acting Attorney General of Hawaii, Linley E. Pearson, Attorney General of Indiana, Thomas J. Miller, Attorney General of Iowa, Robert T. Stephan, Attorney General of Kansas, David L. Armstrong, Attorney General of Kentucky, William J. Guste, Jr., Attorney General of Louisiana, James E. Tierney, Attorney General of Maine, Stephen H. Sachs, Attorney General of Maryland, Frank J. Kelley, Attorney General of Michigan, Hubert H. Humphrey III, Attorney General of Minnesota, Edwin Lloyd Pittman, Attorney General of Mississippi, William L. Webster, Attorney General of Missouri, Mike Greely, Attorney General of Montana, Brian McKay, Attorney General of Nevada, Stephen E. Merrill, Attorney General of New Hampshire, Irwin I. Kimmelman, Attorney General of New Jersey, Lacy H. Thornburg, Attorney General of North Carolina, Nicholas Spaeth, Attorney General of North Dakota, Anthony J. Celebrezze, Jr., Attorney General of Ohio, Michael Turpén, Attorney General of Oklahoma, David Frohnmayer, Attorney General of Oregon, Leroy S. Zimmerman, Attorney General of Pennsylvania, Hector Rivera-Cruz, Attorney General of Puerto Rico, Arlene Violet, Attorney General of Rhode Island, Travis Medlock, Attorney General of South Carolina, Mark V. Meierhenry, Attorney General of South Dakota, W. J. Michael Cody, Attorney General of Tennessee, Jim Mattox, Attorney General of Texas, David L. Wilkinson, Attorney General of Utah, Jeffrey Amestoy, Attorney General of Vermont, William J. Broaddus, Attorney General of Virginia, Victor G. Schneider, Acting Attorney General of the Virgin Islands, Kenneth 0. Eikenberry, Attorney General of Washington, Charlie Brown, Attorney General of West Virginia, Bronson C. La Fol-lette, Attorney General of Wisconsin, and A. G. McClintock, Attorney General of Wyoming; for the City of New York by Frederick A. 0. Schwarz, Jr., Leonard Koemer, and Paul T. Rephen; for the Council of State Governments et al. by Benna Ruth Solomon and J. Phillip Jordan; *720 and for the Equal Employment Advisory Council by Robert E. Williams, Douglas S. McDowell, and Thomas R. Bagby.
Briefs of amici curiae urging affirmance were filed for the Committee on Legal Assistance of the Association of the Bar of the City of New York by Allan L. Gropper; and for the NAACP Legal Defense and Educational Fund, Inc., et al. by Julius LeVonne Chambers, Charles Stephen Ralston, Steven L. Winter, E. Richard Larson, Burt Neubome, James Robertson, Harold R. Tyler, Jr., Norman Redlich, William L. Robinson, Norman J. Chachkin, Kalman Finkel, Helaine M. Barnett, and John E. Kirklin.
*719Justice Stevens
delivered the opinion of the Court.
The Civil Rights Attorney’s Fees Awards Act of 1976 (Fees Act) provides that “the court, in its discretion, may allow the prevailing party ... a reasonable attorney’s fee” in *720enumerated civil rights actions. 90 Stat. 2641, 42 U. S. C. § 1988. In Maher v. Gagne, 448 U. S. 122 (1980), we held that fees may be assessed against state officials after a case has been settled by the entry of a consent decree. In this case, we consider the question whether attorney’s fees must be assessed when the case has been settled by a consent decree granting prospective relief to the plaintiff class but providing that the defendants shall not pay any part of the prevailing party’s fees or costs. We hold that the District Court has the power, in its sound discretion, to refuse to award fees.
I
The petitioners are the Governor and other public officials of the State of Idaho responsible for the education and treatment of children who suffer from emotional and mental handicaps. Respondents are a class of such children who have been or will be placed in petitioners’ care.1
On August 4, 1980, respondents commenced this action by filing a complaint against petitioners in the United States District Court for the District of Idaho. The factual allegations in the complaint described deficiencies in both the educational programs and the health care services provided respondents. These deficiencies allegedly violated the United States Constitution, the Idaho Constitution, four *721federal statutes, and certain provisions of the Idaho Code. The complaint prayed for injunctive relief and for an award of costs and attorney’s fees, but it did not seek damages.
On the day the complaint was filed, the District Court entered two orders, one granting the respondents leave to proceed in forma pauperis, and a second appointing Charles Johnson as their next friend for the sole purpose of instituting and prosecuting the action. At that time Johnson was employed by the Idaho Legal Aid Society, Inc., a private, nonprofit corporation that provides free legal services to qualified low-income persons.2 Because the Idaho Legal Aid Society is prohibited from representing clients who are capable of paying their own fees,3 it made no agreement requiring any of the respondents to pay for the costs of litigation or the legal services it provided through Johnson. Moreover, the special character of both the class and its attorney-client relationship with Johnson explains why it did not enter into any agreement covering the various contingencies that might arise during the course of settlement negotiations of a class action of this kind.
Shortly after petitioners filed their answer, and before substantial work had been done on the case, the parties entered into settlement negotiations. They were able to reach agreement concerning that part of the complaint relating to educational services with relative ease and, on October 14, 1981, entered into a stipulation disposing of that part of the case. The stipulation provided that, each party would bear its “own attorney’s fees and costs thus far incurred.” App. *72254. The District Court promptly entered an order approving the partial settlement.
Negotiations concerning the treatment claims broke down, however, and the parties filed cross-motions for summary judgment. Although the District Court dismissed several of respondents’ claims, it held that the federal constitutional claims raised genuine issues of fact to be resolved at trial. Thereafter, the parties stipulated to the entry of a class certification order, engaged in discovery, and otherwise prepared to try the case in the spring of 1988.
In March 1983, one week before trial, petitioners presented respondents with a new settlement proposal. As respondents themselves characterize it, the proposal “offered virtually all of the injunctive relief [they] had sought in their complaint.” Brief for Respondents 5. See App. 89. The Court of Appeals agreed with this characterization, and further noted that the proposed relief was “more than the district court in earlier hearings had indicated it was willing to grant.” 748 F. 2d 648, 650 (CA9 1984). As was true of the earlier partial settlement, however, petitioners’ offer included a provision for a waiver by respondents of any claim to fees or costs.4 Originally, this waiver was unacceptable to the Idaho Legal Aid Society, which had instructed Johnson to reject any settlement offer conditioned upon a waiver of fees, but Johnson ultimately determined that his ethical obligation to his clients mandated acceptance of the proposal. The parties conditioned the waiver on approval by the District Court.5
*723After the stipulation was signed, Johnson filed a written motion requesting the District Court to approve the settlement “except for the provision on costs and attorney’s fees,” and to allow respondents to present a bill of costs and fees for consideration by the court. App. 87. At the oral argument on that motion, Johnson contended that petitioners’ offer had exploited his ethical duty to his clients — that he was “forced,” by an offer giving his clients “the best result [they] could have gotten in this court or any other court,” to waive his attorney’s fees.6 The District Court, however, evaluated the waiver in the context of the entire settlement and rejected the ethical underpinnings of Johnson’s argument. Explaining that although petitioners were “not willing to concede that they were obligated to [make the changes in their practices required by the stipulation], . . . they were willing to do them as long as their costs were outlined and they didn’t face additional costs,” it concluded that “it doesn’t violate any ethical considerations for an attorney to give up his attorney fees in the interest of getting a better bargain for his client[s].” Id., at 93. Accordingly, the District Court ap*724proved the settlement and denied the motion to submit a costs bill.
When respondents appealed from the order denying attorney’s fees and costs, petitioners filed a motion requesting the District Court to suspend or stay their obligation to comply with the substantive terms of the settlement. Because the District Court regarded the fee waiver as a material term of the complete settlement, it granted the motion.7 The Court of Appeals, however, granted two emergency motions for stays requiring enforcement of the substantive terms of the consent decree pending the appeal. More dramatically, after ordering preliminary relief, it invalidated the fee waiver and left standing the remainder of the settlement; it then instructed the District Court to “make its own determination of the fees that are reasonable” and remanded for that limited purpose. 743 F. 2d, at 652.
In explaining its holding, the Court of Appeals emphasized that Rule 23(e) of the Federal Rules of Civil Procedure gives the court the power to approve the terms of all settlements of class actions,8 and that the strong federal policy embodied in *725the Fees Act normally requires an award of fees to prevailing plaintiffs in civil rights actions, including those who have prevailed through settlement.9 The court added that “[w]hen attorney’s fees are negotiated as part of a class action settlement, a conflict frequently exists between the class lawyers’ interest in compensation and the class members’ interest in relief.” 743 F. 2d, at 651-652. “To avoid this conflict,” the Court of Appeals relied on Circuit precedent which had “disapproved simultaneous negotiation of settlements and attorney’s fees” absent a showing of “unusual circumstances.” Id., at 652.10 In this case, the Court of Appeals found no such “unusual circumstances” and therefore held that an agreement on fees “should not have been a part of the settlement of the claims of the class.” Ibid. It concluded:
“The historical background of both Rule 23 and section 1988, as well as our experience since their enactment, compel the conclusion that a stipulated waiver of all attorney’s fees obtained solely as a condition for obtaining relief for the class should not be accepted by the court.” Ibid.
*726The importance of the question decided by the Court of Appeals, together with the conflict between its decision and the decisions of other Courts of Appeals,11 led us to grant certio-rari. 471 U. S. 1098 (1985). We now reverse.
HH Í — i
The disagreement between the parties and amici as to what exactly is at issue in this case makes it appropriate to put certain aspects of the case to one side in order to state precisely the question that the case does present.
To begin with, the Court of Appeals’ decision rested on an erroneous view of the District Court’s power to approve settlements in class actions. Rule 23(e) wisely requires court approval of the terms of any settlement of a class action, but the power to approve or reject a settlement negotiated by the parties before trial does not authorize the court to require the parties to accept a settlement to which they have not agreed. Although changed circumstances may justify a court-ordered modification of a consent decree over the objections of a party after the decree has been entered,12 and the District Court *727might have advised petitioners and respondents that it would not approve their proposal unless one or more of its provisions was deleted or modified, Rule 23(e) does not give the court the power, in advance of trial, to modify a proposed consent decree and order its acceptance over either party’s objection.13 The options available to the District Court were essentially the same as those available to respondents: it could have accepted the proposed settlement; it could have rejected the proposal and postponed the trial to see if a different settlement could be achieved; or it could have decided to try the case. The District Court could not enforce the settlement on the merits and award attorney’s fees anymore than it could, in a situation in which the attorney had negotiated a large fee at the expense of the plaintiff class, preserve the fee award and order greater relief on the merits. The question we must decide, therefore, is whether the District Court had a duty to reject the proposed settlement because it included a waiver of statutorily authorized attorney’s fees.
That duty, whether it takes the form of a general prophylactic rule or arises out of the special circumstances of this case, derives ultimately from the Fees Act rather than from the strictures of professional ethics. Although respondents contend that Johnson, as counsel for the class, was faced with an “ethical dilemma” when petitioners offered him relief greater than that which he could reasonably have expected to obtain for his clients at trial (if only he would stipulate to a waiver of the statutory fee award), and although we recognize Johnson’s conflicting interests between pursuing relief for the class and a fee for the Idaho Legal Aid Society, we do *728not believe that the “dilemma” was an “ethical” one in the sense that Johnson had to choose between conflicting duties under the prevailing norms of professional conduct. Plainly, Johnson had no ethical obligation to seek a statutory fee award. His ethical duty was to serve his clients loyally and competently.14 Since the proposal to settle the merits was more favorable than the probable outcome of the trial, Johnson’s decision to recommend acceptance was consistent with the highest standards of our profession. The District Court, therefore, correctly concluded that approval of the settlement involved no breach of ethics in this case.
The defect, if any, in the negotiated fee waiver must be traced not to the rules of ethics but to the Fees Act.15 Fol*729lowing this tack, respondents argue that the statute must be construed to forbid a fee waiver that is the product of “coercion.” They submit that a “coercive waiver” results when the defendant in a civil rights action (1) offers a settlement on the merits of equal or greater value than that which plaintiffs could reasonably expect to achieve at trial but (2) conditions the offer on a waiver of plaintiffs’ statutory eligibility for attorney’s fees. Such an offer, they claim, exploits the ethical obligation of plaintiffs’ counsel to recommend settlement in order to avoid defendant’s statutory liability for its opponents’ fees and costs.16
The question this case presents, then, is whether the Fees Act requires a district court to disapprove a stipulation seeking to settle a civil rights class action under Rule 23 when the offered relief equals or exceeds the probable outcome at trial but is expressly conditioned on waiver of statutory eligibility for attorney’s fees. For reasons set out below, we are not persuaded that Congress has commanded that all such settlements must be rejected by the District Court. Moreover, on the facts of record in this case, we are satisfied that the Dis*730trict Court did not abuse its discretion by approving the fee waiver.
Ill
The text of the Fees Act provides no support for the proposition that Congress intended to ban all fee waivers offered in connection with substantial relief on the merits.17 On the contrary, the language of the Act, as well as its legislative history, indicates that Congress bestowed on the “prevailing party” (generally plaintiffs18) a statutory eligibility for a discretionary award of attorney’s fees in specified civil rights actions.19 It did not prevent the party from waiving this eli*731gibility anymore than it legislated against assignment of this right to an attorney, such as effectively occurred here. Instead, Congress enacted the fee-shifting provision as “an integral part of the remedies necessary to obtain” compliance with civil rights laws, S. Rep. No. 94-1011, p. 5 (1976), to further the same general purpose — promotion of respect for civil rights — that led it to provide damages and injunctive relief. The statute and its legislative history nowhere suggest that Congress intended to forbid all waivers of attorney’s fees — even those insisted upon by a civil rights plaintiff in exchange for some other relief to which he is indisputably not entitled20 — anymore than it intended to bar a concession on damages to secure broader injunctive relief. Thus, while it is undoubtedly true that Congress expected fee shifting to attract competent counsel to represent citizens deprived of their civil rights,21 it neither bestowed fee awards upon attor*732neys nor rendered them nonwaivable or nonnegotiable; instead, it added them to the arsenal of remedies available to combat violations of civil rights, a goal not invariably inconsistent with conditioning settlement on the merits on a waiver of statutory attorney’s fees.22
In fact, we believe that a general proscription against negotiated waiver of attorney’s fees in exchange for a settlement on the merits would itself impede vindication of civil rights, at least in some cases, by reducing the attractiveness of settlement. Of particular relevance in this regard is our recent decision in Marek v. Chesny, 473 U. S. 1 (1985). In that case, which admittedly was not a class action and therefore did not implicate the court’s approval power under Rule 23(e), we specifically considered and rejected the contention that civil rights actions should be treated differently from other civil actions for purposes of settlement. As The Chief Justice explained in his opinion for the Court, the settlement of litigation provides benefits for civil rights plain*733tiffs as well as defendants and is consistent with the purposes of the Fees Act:
“There is no evidence, however, that Congress, in considering § 1988, had any thought that civil rights claims were to be on any different footing from other civil claims insofar as settlement is concerned. Indeed, Congress made clear its concern that civil rights plaintiffs not be penalized for ‘helping to lessen docket congestion’ by settling their cases out of court. See H. R. Rep. No. 94-1558, supra, at 7.
“. . . Some plaintiffs will receive compensation in settlement where, on trial, they might not have recovered, or would have recovered less than what was offered. And, even for those who would prevail at trial, settlement will provide them with compensation at an earlier date without the burdens, stress, and time of litigation. In short, settlements rather than litigation will serve the interests of plaintiffs as well as defendants.” 473 U. S., at 10.
To promote both settlement and civil rights, we implicitly acknowledged in Marek v. Chesny the possibility of a tradeoff between merits relief and attorney’s fees when we upheld the defendant’s lump-sum offer to settle the entire civil rights action, including any liability for fees and costs.
In approving the package offer in Marek v. Chesny we recognized that a rule prohibiting the comprehensive negotiation of all outstanding issues in a pending case might well preclude the settlement of a substantial number of cases:
“If defendants are not allowed to make lump-sum offers that would, if accepted, represent their total liability, they would understandably be reluctant to make settlement offers. As the Court of Appeals observed, ‘many a defendant would be unwilling to make a binding settlement offer on terms that left it exposed to liability for attorney’s fees in whatever amount the court might *734fix on motion of the plaintiff.’ 720 F. 2d, at 477.” Id., at 6-7.
See White v. New Hampshire Dept. of Employment Security, 455 U. S. 445, 454, n. 15 (1982) (“In considering whether to enter a negotiated settlement, a defendant may have good reason to demand to know his total liability from both damages and fees”).
Most defendants are unlikely to settle unless the cost of the predicted judgment, discounted by its probability, plus the transaction costs of further litigation, are greater than the cost of the settlement package. If fee waivers cannot be negotiated, the settlement package, must either contain an attorney’s fee component of potentially large and typically uncertain magnitude, or else the parties must agree to have the fee fixed by the court. Although either of these alternatives may well be acceptable in many cases, there surely is a significant number in which neither alternative will be as satisfactory as a decision to try the entire case.23
The adverse impact of removing attorney’s fees and costs from bargaining might be tolerable if the uncertainty introduced into settlement negotiations were small. But it is not. The defendants’ potential liability for fees in this kind of litigation can be as significant as, and sometimes even more significant than, their potential liability on the merits. This proposition is most dramatically illustrated by the fee awards *735of district courts in actions seeking only monetary relief.24 Although it is more difficult to compare fee awards with the cost of injunctive relief, in part because the cost of such relief is seldom reported in written opinions, here too attorney’s fees awarded by district courts have “frequently outrun the economic benefits ultimately obtained by successful litigants.” 122 Cong. Rec. 31472 (1976) (remarks of Sen. Kennedy).25 Indeed, in this very case “[c]ounsel for defendants view[ed] the risk of an attorney’s fees award as the most significant liability in the case.” Brief for Defendants in Support of Approval of Compromise in Jeff D. v. Evans, No. 80-4091 (D. Idaho), p. 5. Undoubtedly there are many other civil rights actions in which potential liability for attorney’s fees may overshadow the potential cost of relief on the merits and darken prospects for settlement if fees cannot be negotiated.
The unpredictability of attorney’s fees may be just as important as their magnitude when a defendant is striving to fix its liability. Unlike a determination of costs, which ordinarily involve smaller outlays and are more susceptible of calculation, see Marek v. Chesny, 473 U. S., at 7, “[tjhere is no precise rule or formula” for determining attorney’s fees, *736Hensley v. Eckerhart, 461 U. S. 424, 436 (1983).26 Among other considerations, the district court must determine what hours were reasonably expended on what claims, whether that expenditure was reasonable in light of the success obtained, see id., at 436, 440, and what is an appropriate hourly rate for the services rendered. Some District Courts have also considered whether a “multiplier” or other adjustment is appropriate. The consequence of this succession of necessarily judgmental decisions for the ultimate fee award is inescapable: a defendant’s liability for his opponent’s attorney’s fees in a civil rights action cannot be fixed with a sufficient degree of confidence to make defendants indifferent to their exclusion from negotiation.27 It is therefore not implausible to anticipate that parties to a significant number of civil rights cases will refuse to settle if liability for attorney’s fees remains open,28 thereby forcing more cases to trial, unnec*737essarily burdening the judicial system, and disserving civil rights litigants. Respondents’ own waiver of attorney’s fees and costs to obtain settlement of their educational claims is eloquent testimony to the utility of fee waivers in vindicating civil rights claims.29 We conclude, therefore, that it is not *738necessary to construe the Fees Act as embodying a general rule prohibiting settlements conditioned on the waiver of fees in order to be faithful to the purposes of that Act.30
h — i <1
The question remains whether the District Court abused its discretion in this case by approving a settlement which included a complete fee waiver. As noted earlier, Rule 23(e) wisely requires court approval of the terms of any settlement *739of a class action. The potential conflict among members of the class — in this case, for example, the possible conflict between children primarily interested in better educational programs and those primarily interested in improved health care — fully justifies the requirement of court approval.
The Court of Appeals, respondents, and various amici supporting their position, however, suggest that the court’s authority to pass on settlements, typically invoked to ensure fair treatment of class members, must be exercised in accordance with the Fees Act to promote the availability of attorneys in civil rights cases. Specifically, respondents assert that the State of Idaho could not pass a valid statute precluding the payment of attorney’s fees in settlements of civil rights cases to which the Fees Act applies. See Brief for Respondents 24, n. 22. From this they reason that the Fees Act must equally preclude the adoption of a uniform statewide policy that serves the same end, and accordingly contend that a consistent practice of insisting on a fee waiver as a condition of settlement in civil rights litigation is in conflict with the federal statute authorizing fees for prevailing parties, including those who prevail by way of settlement.31 Remarkably, there seems little disagreement on these points. Petitioners and the amici who support them never suggest that the district court is obligated to place its stamp of approval on every settlement in which the plaintiffs’ attorneys have agreed to a fee waiver. The Solicitor General, for ex*740ample, has suggested that a fee waiver need not be approved when the defendant had “no realistic defense on the merits,” Brief for United States as Amicus Curiae Supporting Reversal 23, n. 9; see id., at 26-27,32 or if the waiver was part of a “vindictive effort ... to teach counsel that they had better not bring such cases,” Tr. of Oral Arg. 22.
We find it unnecessary to evaluate this argument, however, because the record in this case does not indicate that Idaho has adopted such a statute, policy, or practice. Nor does the record support the narrower proposition that petitioners’ request to waive fees was a vindictive effort to deter attorneys from representing plaintiffs in civil rights suits against Idaho. It is true that a fee waiver was requested and obtained as a part of the early settlement of the education claims, but we do not understand respondents to be challenging that waiver, see Tr. of Oral Arg. 31-32, and they have not offered to prove that petitioners’ tactics in this case merely implemented a routine state policy designed to frustrate the objectives of the Fees Act. Our own examination of the record reveals no such policy.
*741In light of the record, respondents must — to sustain the judgment in their favor — confront the District Court’s finding that the extensive structural relief they obtained constituted an adequate quid pro quo for their waiver of attorney’s fees.33 The Court of Appeals did not overturn this finding. Indeed, even that court did not suggest that the option of rejecting the entire settlement and requiring the parties either to try the case or to attempt to negotiate a different settlement would have served the interests of justice. Only by making the unsupported assumption that the respondent class was entitled to retain the favorable portions of the settlement while rejecting the fee waiver could the Court of Appeals conclude that the District Court had acted unwisely.
What the outcome of this settlement illustrates is that the Fees Act has given the victims of civil rights violations a powerful weapon that improves their ability to employ counsel, to obtain access to the courts, and thereafter to vindicate their rights by means of settlement or trial. For aught that appears, it was the “coercive” effect of respondents’ statutory right to seek a fee award that motivated petitioners’ exceptionally generous offer. Whether this weapon might be even more powerful if fee waivers were prohibited in cases like this is another question,34 but it is in any event a question *742that Congress is best equipped to answer. Thus far, the Legislature has not commanded that fees be paid whenever a case is settled. Unless it issues such a command, we shall rely primarily on the sound discretion of the district courts to appraise the reasonableness of particular class-action settlements on a case-by-case basis, in the light of all the relevant circumstances.35 In this case, the District Court did not *743abuse its discretion in upholding a fee waiver which secured broad injunctive relief, relief greater than that which plaintiffs could reasonably have expected to achieve at trial.36
The judgment of the Court of Appeals is reversed.
It is so ordered.
The number of children in petitioners’ custody, as well as the duration of that custody, fluctuates to a certain degree. Although it appears that only 40 or 50 children are in custody at any one moment, the membership jn respondents’ class is apparently well over 2,000. App. 61.
Although Johnson subsequently entered private practice and apparently bore some of the financial burden of the litigation himself, any award of costs or fees would inure to the benefit of Idaho Legal Aid. Brief for Plaintiffs in Support of Motion for Consideration of Costs and Attorney Fees in Jeff D. v. Evans, No. 80-4091 (D. Idaho), p. 6.
Idaho Legal Aid receives grants under the Legal Services Corporation Act, 42 U. S. C. §§ 2996-2996J, and is not allowed to represent clients who are capable of paying their own legal fees, see § 2996f(b)(l); 45 CFR § 1609 (1984).
Petitioners append to their brief on the merits the parties’ correspondence setting forth their respective positions on settlement. Without embarking on a letter-by-letter discussion of the status of the fee waiver in the bargaining, it is clear that petitioners’ proposals uniformly included fee waivers while respondents’ almost always did not.
Paragraph 25 of the settlement agreement provides:
“Plaintiffs and defendants shall each bear their own costs and attorney’s fees thus far incurred, if so approved by the Court.” App. 104.
*723In addition, the entire settlement agreement was conditioned on the District Court’s approval of the waiver provision under Federal Rule of Civil Procedure 23(e). See nn. 7 and 8, infra.
Johnson’s oral presentation to the District Court reads in full as follows:
“In other words, an attorney like myself can be put in the position of either negotiating for his client or negotiating for his attorney’s fees, and I think that that is pretty much the situation that occurred in this instance.
“I was forced, because of what I perceived to be a result favorable to the plaintiff class, a result that I didn’t want to see jeopardized by a trial or by any other possible problems that might have occurred. And the result is the best result I could have gotten in this court or any other court and it is really a fair and just result in any instance and what should have occurred years earlier and which in fact should have been the case all along. That result I didn’t want to see disturbed on the basis that my attorney’s fees would cause a problem and cause that result to be jeopardized.” App. 90-91.
The District Court wrote a letter to respondents’ counsel explaining the conditional nature of petitioners’ settlement offer:
“[T]he defendants’ signing of the stipulation was dependent upon the Court’s approval of the finding that it was appropriate to accept a stipulation where plaintiffs waived attorneys fees. . . . The defendants entered into the stipulation only as a compromise matter with the understanding that they would not pay any attorneys fees, and advised the Court that if there were going to be attorneys fees that they wanted to proceed with trial because they did not think they were required to conform to the stipulation legally. Under those circumstances, it would be entirely inappropriate to leave the stipulation in effect. If you effectively challenge the stipulation, the whole stipulation falls and the matter must be tried by the Court. On the other hand, if you do not successfully challenge the stipulation, then the stipulation and stay is in effect. But until the validity of the stipulation is determined, the Court feels it is entirely unfair to enforce it.” Id., at 115-116. See id., at 112.
“Dismissal or Compromise. A class action shall not be dismissed or compromised without the approval of the court, and notice of the proposed *725dismissal or compromise shall be given to all members of the class in such manner as the court directs.” Fed. Rule Civ. Proc. 23(e).
As we held in Maher v. Gagne, 448 U. S. 122, 129 (1980): “The fact that respondent prevailed through a settlement rather than through litigation does not weaken her claim to fees.” See ibid, (quoting S. Rep. No. 94-1011, p. 5 (1976)). Nor does the fact that the fee award would benefit a legal services corporation justify a refusal to make an award. See New York Gaslight Club, Inc. v. Carey, 447 U. S. 54, 70-71, n. 9 (1980); H. R. Rep. No. 94-1558, pp. 5 and 8, n. 16 (1976).
That precedent, Mendoza v. United States, 623 F. 2d 1338 (CA9 1980), like the Third Circuit decision in Prandini v. National Tea Co., 557 F. 2d 1015 (1977), which both the Mendoza court and the panel below cited approvingly, instituted a ban on simultaneous negotiations of merits and attorney’s fees issues to prevent attorneys from trading relief benefiting the class for a more generous fee for themselves. See Mendoza v. United States, supra, at 1352-1353; Prandini v. National Tea Co., 557 F. 2d, at 1020-1021. In neither of those cases had the court rejected a part of the settlement and enforced the remainder.
On the question whether it is ever proper to put plaintiff’s counsel to the choice of recommending acceptance of a favorable settlement or pursuing a statutory fee award, the decision of the Ninth Circuit below is in accord with the rule prevailing in the Third Circuit, see Prandini v. National Tea Co., 557 F. 2d, at 1021 (not recognizing an exception for “unusual circumstances”); cf. El Club Del Barrio, Inc. v. United Community Corps., 735 F. 2d 98, 101, n. 3 (CA3 1984) (dictum noting applicability of Prandini to fee waivers in holding that such waivers must be explicit), and conflicts with decisions in four other Circuits holding that civil rights plaintiffs are free to waive fee awards as part of an overall settlement, at least in some circumstances, see Moore v. National Assn. of Security Dealers, Inc., 246 U. S. App. D. C. 114, 125, 762 F. 2d 1093, 1104 (1985) (opinion of Mac-Kinnon, J.); id., at 134-135, 762 F. 2d, at 1113-1114 (Wald, J., concurring in judgment); Lazar v. Pierce, 757 F. 2d 435, 438-439 (CAl 1985); Gram v. Bank of Louisiana, 691 F. 2d 728, 730 (CA5 1982) (dictum); Chicano Police Officer’s Assn. v. Stover, 624 F. 2d 127, 132 (CA10 1980).
See Pasadena City Board of Education v. Spangler, 427 U. S. 424, 437 (1976); United States v. United Shoe Machinery Corp., 391 U. S. 244, *727251 (1968); Railway Employees v. Wright, 364 U. S. 642, 651 (1961); United States v. Swift & Co., 286 U. S. 106, 114 (1932).
Cf. Firefighters v. Stotts, 467 U. S. 561, 592 (1984) (Stevens, J., concurring in judgment); Restatement (Second) of Contracts § 184, Comment a, p. 30 (1981) (“If the performance as to which the agreement is unenforceable [as against public policy] is an essential part of the agreed exchange, . . . the entire agreement [is] unenforceable”); E. Farnsworth, Contracts § 5.8, p. 361 (1982).
Generally speaking, a lawyer is under an ethical obligation to exercise independent professional judgment on behalf of his client; he must not allow his own interests, financial or otherwise, to influence his professional advice. ABA, Model Code of Professional Responsibility EC 5-1, 5-2 (as amended 1980); ABA, Model Rules of Professional Conduct 1.7(b), 2.1 (as amended 1984). Accordingly, it is argued that an attorney is required to evaluate a settlement offer on the basis of his client’s interest, without considering his own interest in obtaining a fee; upon recommending settlement, he must abide by the client’s decision whether or not to accept the offer, see Model Code of Professional Responsibility EC 7-7 to EC 7-9; Model Rules of Professional Conduct 1.2(a).
Even state bar opinions holding it unethical for defendants to request fee waivers in exchange for relief on the merits of plaintiffs’ claims are bottomed ultimately on § 1988. See District of Columbia Bar Legal Ethics Committee, Op. No. 147, reprinted in 113 Daily Wash. L. Rep. 389, 394-395 (1985); Committee on Professional and Judicial Ethics of the New York City Bar Association, Op. No. 82-80, p. 1 (1985); id., at 4-5 (dissenting opinion); Committee on Professional and Judicial Ethics of the New York City Bar Association, Op. No. 80-94, reprinted in 36 Record of N. Y. C. B. A. 507, 508-511 (1981); Grievance Commission of Board of Overseers of the Bar of Maine, Op. No. 17, reprinted in Advisory Opinions of the Grievance Commission of the Board of Overseers of the Bar 69-70 (1983). For the sake of completeness, it should be mentioned that the bar is not of one mind on this ethical judgment. See Final Subcommittee Report of the Committee on Attorney’s Fees of the Judicial Conference of the United State Court of Appeals for the District of Columbia Circuit, reprinted in 13 *729Bar Rep. 4, 6 (1984) (declining to adopt flat rule forbidding waivers of statutory fees). Cf. State Bar of Georgia, Op. No. 39, reprinted in 10 Ga. St. Bar News No. 2, p. 5 (1984) (rejecting the reasoning of the Committee on Professional and Judicial Ethics of the New York City Bar Association in the context of lump-sum settlement offers for the reason, among others, that “[t]o force a defendant into proposing a settlement offer wherein plaintiffs!’] statutory attorney fees are not negotiated . . . [means that] meaningful settlement proposals might never be made. Such a situation undeniably ... is inimical to the resolution of disputes between parties”).
See Committee on Professional and Judicial Ethics of the New York City Bar Association, Op. No. 80-94, reprinted in 36 Record of N. Y. C. B. A., at 508 (“Defense counsel thus are in a uniquely favorable position when they condition settlement on the waiver of the statutory fee: they make a demand for a benefit which the plaintiff’s lawyer cannot resist as a matter of ethics and which the plaintiff will not resist due to lack of interest”). Accord, District of Columbia Bar Legal Ethics Committee, Op. No. 147, reprinted in 113 Daily Wash. L. Rep., at 394.
The operative language of the Fees Act provides, in its entirety:
“In any action or proceeding to enforce a provision of sections 1977,1978, 1979, 1980, and 1981 of the Revised Statutes, title IX of Public Law 92-318, or in any civil action or proceeding, by or on behalf of the United States of America, to enforce, or charging a violation of, a provision of the United States Internal Revenue Code, or title VI of the Civil Rights Act of 1964, the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney’s fee as part of the costs.” 90 Stat. 2641, 42 U. S. C. § 1988.
See H. R. Rep. No. 94-1558, pp. 6-7 (1976); S. Rep. No. 94-1011, pp. 4-5, and n. 4 (1976); 122 Cong. Rec. 35122-35123 (1976) (remarks of Rep. Drinan); id., at 35125 (remarks of Rep. Kastenmeier).
This straightforward reading of § 1988 accords with the view held by the majority of the Courts of Appeals. See, e. g., Jonas v. Stack, 758 F. 2d 567, 570, n. 7 (CA11 1985) (“Strict conformity to the language of [§ 1988] would require that the [fee] application be made by the attorney in the name of his client, the prevailing party. We consider this to be the procedure of choice, since it ensures that awards made under the Act compensate their intended beneficiaries”); Brown v. General Motors Corp., 722 F. 2d 1009, 1011 (CA2 1983) (“Under [42 U. S. C. § 1988] it is the prevailing party rather than the lawyer who is entitled to attorney’s fees”); Cooper v. Singer, 719 F. 2d 1496, 1506-1507 (CA10 1983) (distinguishing between client’s and counsel’s entitlement to fees in the course of holding that “if the client’s section 1988 fee award ... is less than the amount owed to the attorney under the contingent fee agreement, then the lawyer will be expected to reduce his fee to the amount awarded by the courts” (emphasis added)); White v. New Hampshire Dept. of Employment Security, 629 F. 2d 697, 703 (CA1 1980) (“[AJward of attorney’s fees goes to ‘prevailing party,’ rather than attorney”), rev’d on other grounds, 455 U. S. 445 *731(1982). But cf. James v. Home Construction Co. of Mobil Inc., 689 F. 2d 1357, 1358-1359 (CA11 1982) (disagreeing with Smith v. South Side Loan Co., 567 F. 2d 306, 307 (CA5 1978) (“[A]n award [of attorney’s fees] is the right of the party suing not the attorney representing him”), and construing Truth in Lending Act’s mandatory award of attorney’s fees as “creat[ing] a right of action for attorneys to seek fee awards after settlement of the plaintiff’s claim.” 689 F. 2d, at 1359).
Judge Wald has described the use of attorney’s fees as a “bargaining chip” useful to plaintiffs as well as defendants. In her opinion concurring in the judgment in Moore v. National Assn. of Security Dealers, Inc., she wrote:
“On the other hand, the JeffD. approach probably means that a defendant who is willing to grant immediate prospective relief to a plaintiff case, but would rather gamble on the outcome at trial than pay attorneys’ fees and costs up front, will never settle. In short, removing attorneys’ fees as a ‘bargaining chip’ cuts both ways. It prevents defendants, who in Title VII cases are likely to have greater economic power than plaintiffs, from exploiting that power in a particularly objectionable way; but it also deprives plaintiffs of the use of that chip, even when without it settlement may be impossible and the prospect of winning at trial may be very doubtful. ” 246 U. S. App. D. C., at 133, 762 F. 2d, at 1112.
See H. R. Rep. No. 94-1558, supra, at 1, 9; S. Rep. No. 94-1011, supra, at 2, 6; 122 Cong. Rec. 33313-33314 (1976) (remarks of Sen. Tun*732ney); id., at 33314-33315 (remarks of Sen. Kennedy); id., at 35128 (remarks of Rep. Seiberling).
Indeed, Congress specifically rejected a mandatory fee-shifting provision, see H. R. Rep. No. 94-1558, swpra, at 3, 5, 8; 122 Cong. Rec. 35123 (1976) (remarks of Rep. Drinan), a proposal which the dissent would virtually reinstate under the guise of carrying out the legislative will. Even proponents of nonwaivable fee awards under § 1988 concede that “one would have to strain principles of statutory interpretation to conclude that Congress intended to utilize fee non-negotiability to achieve the purposes of section 1988.” Calhoun, Attorney-Client Conflicts of Interest and the Concept of Non-Negotiable Fee Awards under 42 U. S. C. § 1988, 55 U. Colo. L. Rev. 341, 385 (1984). This conclusion is buttressed by Congress’ decision to emulate the “over fifty” fee-shifting provisions that had been successful in enlisting the aid of “private attorneys general” in the prosecution of other federal statutes that had been on the books for decades. H. R. Rep. No. 94-1558, supra, at 3, 5. Accord, S. Rep. No. 94-1011, supra, at 3. See also 122 Cong. Rec., supra, at 35123 (appendix to remarks of Rep. Drinan) (listing more than 50 fee-shifting statutes). No one has suggested that the purpose of any of those fee-shifting provisions has been frustrated by the absence of a prohibition against fee waivers.
It is unrealistic to assume that the defendant’s offer on the merits would be unchanged by redaction of the provision waiving fees. If it were, the defendant’s incentive to settle would be diminished because of the risk that attorney’s fees, when added to the original merits offer, will exceed the discounted value of the expected judgment plus litigation costs. If, as is more likely, the defendant lowered the value of its offer on the merits to provide a cushion against the possibility of a large fee award, the defendant’s offer on the merits will in many cases be less than the amount to which the plaintiff feels himself entitled, thereby inclining him to reject the settlement. Of course, to the extent that the merits offer is somewhere between these two extremes the incentive of both sides to settle is dampened, albeit to a lesser degree with respect to each party.
See, e. g., Rivera v. Riverside, 763 F. 2d 1580, 1581-1583 (CA9 1985) (city ordered to pay victorious civil rights plaintiffs $245,456.25 following a trial in which they recovered a total of $33,350 in damages), cert. granted, 474 U. S. 917 (1985); Cunningham v. City of McKeesport, 753 F. 2d 262, 269 (CA3 1985) (city ordered to pay some $35,000 in attorney’s fees in a case in which judgment for the plaintiff was entered in the amount of $17,000); Copeland v. Marshall, 205 U. S. App. D. C. 390, 401, 641 F. 2d 880, 891 (1980) (en banc) ($160,000 attorney’s fees awarded for obtaining $33,000 judgment); Skoda v. Fontani, 646 F. 2d 1193, 1194 (CA7), on remand, 519 F. Supp. 309, 310 (ND Ill. 1981) ($6,086.12 attorney’s fees awarded to obtain $1 recovery). Cf. Marek v. Chesny, 473 U. S., at 7 ($171,692.47 in claimed attorney’s fees and costs to obtain $60,000 damages judgment).
See, e. g., Grendel’s Den, Inc. v. Larkin, 749 F. 2d 945, 960 (CA1 1984) (awarding $113,640.85 in fees and expenses for successful challenge to law zoning liquor establishments in Larkin v. Grendel’s Den, 459 U. S. 116 (1982)).
While this Court has identified “the number of hours reasonably expended on the litigation multiplied by a reasonable hourly rate” as “[t]he most useful starting point for determining the amount of a reasonable fee,” Hensley v. Eckerhart, 461 U. S., at 433, the “product of reasonable hours times a reasonable rate does not end the inquiry,” id., at 434, for “there may be circumstances in which the basic standard of reasonable rates multiplied by reasonably expended hours results in a fee that is either unreasonably low or unreasonably high.” Blum v. Stenson, 465 U. S. 886, 897 (1984). “A district court is expressly empowered to exercise discretion in determining whether an award is to be made and if so its reasonableness.” Id., at 902, n. 19. See Hensley v. Eckerhart, 461 U. S., at 437. The district court’s calculation is thus anything but an arithmetical exercise.
The variability in fee awards is discussed in, for example, Berger, Court Awarded Attorneys’ Fees: What is “Reasonable”?, 126 U. Pa. L. Rev. 281, 283-284 (1977); Diamond, The Firestorm over Attorney Fee Awards, 69 A. B. A. J. 1420, 1420 (1983); and National Association of Attorneys General, Report to Congress: Civil Rights Attorney’s Fees Awards Act of 1976 (Feb. 3,1984), reprinted in Hearing on The Legal Fee Equity Act (S. 2802) before the Subcommittee on the Constitution of the Senate Committee on the Judiciary, 98th Cong., 2d Sess., 280-293 (1984).
This is the experience of every judge and a majority of the members of a Third Circuit Task Force which concluded that that Circuit’s ban on fee negotiations “tends to discourage settlement in some cases and, on occa*737sion, makes it impossible.” Report of the Third Circuit Task Force: Court Awarded Fees 38 (1985) (footnotes omitted). The Task. Force reasoned: “[Pjreventing agreement on fees at the time settlement of the merits is discussed . . . makes it difficult for the defendant to ascertain precisely what its liability will be, thereby eliminating the very certainty that makes settlement attractive to the defendant. The net effect . . . may be more trials, thus raising the question whether that cost is justifiable inasmuch as the conflict between settling the merits and discussing fees may be more hypothetical than real.” Ibid, (footnotes omitted).
Respondents implicitly acknowledge a defendant’s need to fix his total liability when they suggest that the parties to a civil rights action should “exchange information” regarding plaintiff’s attorney’s fees. See, e. g., Committee on Professional and Judicial Ethics of the New York City Bar Association, Op. No. 82-80, p. 2 (1985); Grievance Commission of Board of Overseers of the Bar of Maine, Op. No. 17, Advisory Opinions of the Grievance Commission of the Board of Overseers of the Bar 70 (1983). If this exchange is confined to time records and customary billing rates, the information provides an insufficient basis for forecasting the fee award for the reasons stated above. If the “exchange” is more in the nature of an “assurance” that attorney’s fees will not exceed a specified amount, the rule against waiving fees to obtain a favorable settlement on the merits is to that extent breached. Apparently, some parties have circumvented the rule against simultaneous negotiation in one Circuit by means of tacit agreements of this kind. See El Club Del Barrio, Inc. v. United Community Corps., 735 F. 2d, at 101, n. 3 (defendants’ counsel suggest that the Third Circuit’s ban on simultaneous negotiations is “ ‘more honored in the breach’ ”); A. Miller, Attorneys’ Fees in Class Actions 222 (1980) (“Hence even if agreements on fees are not included in settlements, the net result might be to increase informal agreements among counsel or to encourage withholding agreements on fees from the judge until after the settlement is approved”); Comment, Settlement Offers Conditioned Upon Waiver of Attorneys’ Fees: Policy, Legal, and Ethical Considerations, 131 U. Pa. L. Rev. 793, 805, n. 90 (1983) (survey of several District Judges serving in the Third Circuit finding exchanges of information being used by plaintiffs’ lawyers to “voluntarily reduce the number of compensable hours claimed as an incentive for defendant to settle”). Finally, if counsel for the plain*738tiffs are allowed to renege on their informal agreements, the rule against fee waivers will have been vindicated at the expense of future settlements, inasmuch as defendants will be unable to trust assurances made by plaintiffs’ counsel.
The Court is unanimous in concluding that the Fees Act should not be interpreted to prohibit all simultaneous negotiations of a defendant’s liability on the merits and his liability for his opponent’s attorney’s fees. See opinion of Brennan, J., dissenting, post, at 762-763, 764-765. We agree that when the parties find such negotiations conducive to settlement, the public interest, as well as that of the parties, is served by simultaneous negotiations. Cf. supra, at 732-734. This reasoning applies not only to individual civil rights actions, but to civil rights class actions as well.
Although the dissent would allow simultaneous negotiations, it would require that “whatever fee the parties agree to” be “found by the court to be a ‘reasonable’ one under the Fees Act.” Post, at 754. See post, at 753, n. 6. The dissent’s proposal is imaginative, but not very practical. Of the 10,757 “other civil rights” cases filed in federal court last year — most of which were 42 U. S. C. § 1983 actions for which § 1988 authorizes an award of fees — only 111 sought class relief. See Annual Report of the Director of the Administrative Office of the United States Courts, An Analysis of the Workload of the Federal Courts for the Twelve Month Period Ended June 30, 1985 pp. 281, 555 (1985). Assuming that of the approximately 99% of these civil rights actions that are not class actions, a further 90% would settle rather than go to trial, the dissent’s proposal would require district courts to evaluate the reasonableness of fee agreements in several thousand civil rights cases annually while they make that determination in slightly over 100 civil fights class actions now. Moreover, if this novel procedure really is necessary to carry out the purposes of the Fees Act, presumably it should be applied to all cases arising under federal statutes that provide for fee shifting. But see n. 22, supra.
See Committee on Professional and Judicial Ethics of the New York City Bar Association, Op. No. 80-94, reprinted in 36 Record of N. Y. C. B. A., 507, 510 (1981) (“[T]he long term effect of persistent demands for the waiver of statutory fees is to . . . undermine efforts to make counsel available to those who cannot afford it”). Accord, District of Columbia Bar Legal Ethics Committee, Op. No. 147, reprinted in 113 Daily Wash. L. Rep. 389, 394 (1985). National staff counsel for the American Civil Liberties Union estimates that requests for fee waivers are made in more than half of all civil rights cases litigated. See Winter, Fee Waiver Requests Unethical: Bar Opinion, 68 A. B. A. J. 23 (1982).
In this regard, consider the following comment in the Final Subcommittee Report of the Committee on Attorney’s Fees of the Judicial Conference of the United States Court of Appeals for the District of Columbia Circuit:
“Against this background, it was agreed that there were certain situations in which the refusal of defense counsel to proceed except on a package basis was improper. For instance, in a Freedom of Information Act case, where a journalist was the plaintiff and either had a reasonably good case, or had won in the district court and the government was considering appeal, it would be improper for government counsel to offer to release the documents, only if plaintiff’s counsel agreed to waive all attorneys fees. That situation presents a grossly unfair choice to the plaintiff and his/her counsel, and permitting such offers to be made would seriously undermine the purpose of fee shifting provisions. Moreover, it would serve no end other than saving the government money which it would otherwise have to pay, yet any such saving is plainly at odds with the purpose for which the fee shifting statute was enacted.” 13 Bar Rep., at 6.
From the declarations of respondents’ counsel in the lower courts, as well as those of the District Court and the Court of Appeals, all of which are quoted in Part I, supra, we understand the District Court’s approval of the stipulation settling the health services claims to have rested on the determination that the provision waiving attorney’s fees and costs was fair to the class— i. e., the fee waiver was exchanged for injunctive relief of equivalent value.
We are cognizant of the possibility that decisions by individual clients to bargain away fee awards may, in the aggregate and in the long run, diminish lawyers’ expectations of statutory fees in civil rights cases. If this occurred, the pool of lawyers willing to represent plaintiffs in such cases might shrink, constricting the “effective access to the judicial process” for persons with civil rights grievances which the Fees Act was intended to provide. H. R. Rep. No. 94-1558, p. 1 (1976). That the “tyranny of small decisions” may operate in this fashion is not to say that there is any *742reason or documentation to support such a concern at the present time. Comment on this issue is therefore premature at this juncture. We believe, however, that as a practical matter the likelihood of this circumstance arising is remote. See Moore v. National Assn. of Securities Dealers, Inc., 246 U. S. App. D. C., at 133, n. 1, 762 F. 2d, at 1112, n. 1 (Wald, J., concurring in judgment).
“Each negotiation, like each litigant, is unique; reasonableness can only be determined by looking at the strength of the plaintiff’s case, the stage at which the settlement is effective, the substantiality of the relief obtained on the merits, and the explanations of the parties as to why they did what they did.” Id., at 134, 762 F. 2d, at 1113 (Wald, J., concurring in judgment).
See also the following comment in the opinion of the Final Subcommittee Report of the Committee on Attorney’s Fees of the Judicial Conference of the United States Court of Appeals for the District of Columbia Circuit:
“[T]he purpose of such settlement offers is not, in most cases, to create an attorney-client conflict, nor to punish or deter plaintiffs’ attorneys from taking on fee shifting cases. Generally speaking, the reason that defendants make such offers is to limit their total exposure.
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“The key in these situations is whether the defendant’s offer is reasonable in light of all the circumstances, including the chances of success on the merits and the risk of possible exposure in damages and attorneys fees. And in making such determinations, the legitimate interest of the fee shifting provisions must be balanced against the legitimate interest of the defendant, whether a governmental agency or private party, in making an offer which will fix liability with considerable certainty. This balancing approach applies regardless of whether the issue is phrased in terms of the right of the defendant to make a lump sum settlement offer, or the right to refuse to pay fees to the plaintiff’s attorney while providing some measure of relief to the client. In both situations, the inquiry is the same and can be decided only on a case by case basis, assessing the reasonableness of the defendant’s conduct.” 13 Bar Report, at 6.
Although the record in this case does not provide us with any information concerning the amount of money that had been expended on costs, it is appropriate to note that costs other than fees may also be a significant item in class-action litigation. For example, in Moore v. National Assn. of Securities Dealers, Inc., supra, the class representative’s liability for costs amounted to over $30,000 at the time she decided that her best interests would be served by a settlement. 246 U. S. App. D. C., at 116-117, 762 F. 2d, at 1095, 1096, and n. 2 (opinion of MacKinnon, J.). The interest in recovering costs already expended by a class representative may justify a refusal to accept a settlement including only prospective relief and, conversely, the interest in avoiding the additional expenditures associated with continuing the litigation may also justify accepting an otherwise doubtful settlement.
Justice Brennan,
with whom Justice Marshall and Justice Blackmun join, dissenting.
Ultimately, enforcement of the laws is what really counts. It was with this in mind that Congress enacted the Civil Rights Attorney’s Fees Awards Act of 1976, 42 U. S. C. § 1988 (Act or Fees Act). Congress authorized fee shifting to improve enforcement of civil rights legislation by making it easier for victims of civil rights violations to find lawyers willing to take their cases. Because today’s decision will make it more difficult for civil rights plaintiffs to obtain legal assistance, a result plainly contrary to Congress’ purpose, I dissent.
I
The Court begins its analysis by emphasizing that neither the language nor the legislative history of the Fees Act supports “the proposition that Congress intended to ban all fee waivers offered in connection with substantial relief on the merits.” Ante, at 730. I agree. There is no evidence that *744Congress gave the question of fee waivers any thought at all. However, the Court mistakenly assumes that this omission somehow supports the conclusion that fee waivers are permissible. On the contrary, that Congress did not specifically consider the issue of fee waivers tells us absolutely nothing about whether such waivers ought to be permitted. It is black letter law that “[i]n the absence of specific evidence of Congressional intent, it becomes necessary to resort to a broader consideration of the legislative policy behind th[e] provision . . . .” Brooklyn Savings Bank v. O’Neil, 324 U. S. 697, 706 (1945); see also 2A C. Sands, Sutherland on Statutory Construction §§54.01-54.03 (4th ed. 1984). We must interpret the statute in the way that is most consistent with Congress’ broader purpose; a result which is “plainly at variance with the policy of the legislation as a whole,” Ozawa v. United States, 260 U. S. 178, 194 (1922), cannot be correct. Watt v. Western Nuclear, Inc., 462 U. S. 36, 56 (1983) (statute should not be interpreted “to produce a result at odds with the purposes underlying the statute” but rather “in a way that will further Congress’ overriding objective”); 2A Sands, swpra, §46.07; see also United States v. Freeman, 3 How. 556, 565 (1845); Sorrells v. United States, 287 U. S. 435, 446 (1932); United States v. Brown, 333 U. S. 18, 25-26 (1948); Lynch v. Overholser, 369 U. S. 705, 710 (1962); Perry v. Commerce Loan Co., 383 U. S. 392, 399-400 (1966) (quoting United States v. American Trucking Assns., 310 U. S. 534, 543 (1940)); United States v. Campos-Serrano, 404 U. S. 293, 298 (1971). Accordingly, the first and most important question to be asked is what Congress’ purpose was in enacting the Fees Act. We must then determine whether conditional fee waivers are consistent with this pin-pose.
I — I I — I
The Court asserts that Congress authorized fee awards to further the same general purpose — promotion of respect for civil rights — that led it to provide damages and injunctive *745relief.” Ante, at 731. The attorney’s fee made available by the Act, we are told, is simply an addition to “the arsenal of remedies available to combat violations of civil rights.” Ante, at 732.
Obviously, the Fees Act is intended to “promote respect for civil rights.” Congress would hardly have authorized fee awards in civil rights cases to promote respect for the securities laws. But discourse at such a level of generality is deceptive. The question is how did Congress envision that awarding attorney’s fees would promote respect for civil rights? Without a clear understanding of the way in which Congress intended for the Fees Act to operate, we cannot even begin responsibly to go about the task of interpreting it. In theory, Congress might have awarded attorney’s fees as simply an additional form of make-whole relief, the threat of which would “promote respect for civil rights” by deterring potential civil rights violators. If this were the case, the Court’s equation of attorney’s fees with damages would not be wholly inaccurate. However, the legislative history of the Fees Act discloses that this is not the case. Rather, Congress provided fee awards to ensure that there would be lawyers available to plaintiffs who could not otherwise afford counsel, so that these plaintiffs could fulfill their role in the federal enforcement scheme as “private attorneys general,” vindicating the public interest.1
*746Before the late 1960’s, the concept of fee shifting in public interest litigation was virtually nonexistent. In Newman v. Piggie Park Enterprises, Inc., 390 U. S. 400 (1968) (per curiam), this Court was called upon to interpret the attorney’s fee provision of Title II of the then recently enacted Civil Rights Act of 1964, 42 U. S. C. § 2000a-3(b). We held that a prevailing plaintiff should ordinarily recover fees unless special circumstances rendered such an award unjust. Noting that “[w]hen the Civil Rights Act of 1964 was passed, it was evident that enforcement would prove difficult and that the Nation would have to rely in part upon private litigation as a means of securing broad compliance with the law,” we recognized that “[a] Title II suit is thus private in form only.” Newman, 390 U. S., at 401. If a plaintiff obtains relief, he “does so not for himself alone but also as a ‘private attorney general,’ vindicating a policy that Congress considered of the highest priority.” Id., at 402 (footnote omitted). We recognized further that the right to recover attorney’s fees was conferred by Congress to ensure that this private public-enforcement mechanism would operate effectively:
“If successful plaintiffs were routinely forced to bear their own attorneys’ fees, few aggrieved parties would be in a position to advance the public interest by invoking the injunctive powers of the federal courts. Congress therefore enacted the provision for counsel fees — not simply to penalize litigants who deliberately advance arguments they know to be untenable but, more broadly, to encourage individuals injured by racial discrimination *747to seek judicial relief under Title II.” Ibid, (footnote omitted).
Newman interpreted the fee provision of Title II as intended to bridge the gap between the desire of an individual who has been deprived of a federal right to see that right vindicated and the financial ability of that individual to do so. More importantly, Newman recognized that Congress did not erect this bridge solely, or even primarily, to confer a benefit on such aggrieved individuals. Rather, Congress sought to capitalize on the happy coincidence that encouraging private actions would, in the long run, provide effective public enforcement of Title II. By ensuring that lawyers would be willing to take Title II cases, Congress made the threat of a lawsuit for violating Title II real, thereby deterring potential violators.
After Newman, lower courts — invoking their equitable powers to award attorney’s fees — adopted a similar rationale to award fees in cases brought under civil rights statutes that did not contain express provisions for attorney’s fees. See, e. g., Stolberg v. Members of Board of Trustees for State Colleges of Conn., 474 F. 2d 485 (CA2 1973) (42 U. S. C. § 1983); Donahue v. Staunton, 471 F. 2d 475 (CA7 1972), cert. denied, 410 U. S. 955 (1973) (same); Lee v. Southern Home Sites Corp., 444 F. 2d 143 (CA5 1971) (42 U. S. C. §1982). See generally Derfner, One Giant Step: The Civil Rights Attorney’s Fees Awards Act of 1976, 21 St. Louis U. L. J. 441, 443, and nn. 9-22 (1977) (citing cases). In May 1975, this Court in Alyeska Pipeline Service Co. v. Wilderness Society, 421 U. S. 240, ruled that the equitable powers of the federal courts did not authorize fee awards on the ground that a case served the public interest. Although recognizing that “Congress has opted to rely heavily on private enforcement to implement public policy and to allow counsel fees so as to encourage private litigation,” the Court held that “congressional utilization of the private-attorney-general concept can in no sense be construed as a grant of authority to the *748Judiciary ... to award attorneys’ fees whenever the courts deem the public policy furthered by a particular statute important enough to warrant the award.” Id., at 263. Instead, the Court ruled, only Congress could authorize awarding fees as a means of encouraging private actions in the name of public policy. Id., at 269-271.
In the wake of Alyeska, Congress acted to correct “anomalous gaps” in the availability of attorney’s fees to enforce civil rights laws, S. Rep. No. 94-1011, p. 1 (1976) (hereafter S. Rep.).2 See H. R. Rep. No. 94-1558, p. 2 (1976) (hereafter H. R. Rep.); 122 Cong. Rec. 31472 (1976) (remarks of Sen. Kennedy). Testimony at hearings on the proposed legislation disclosed that civil rights plaintiffs, “a vast majority of [whom] cannot afford legal counsel,” H. R. Rep. 1, were suffering “very severe hardships because of the Alyeska decision,” id., at 2. The unavailability of fee shifting made it impossible for legal aid services, “already short of resources,” to bring many lawsuits, and, without much possibility of compensation, private attorneys were refusing to take civil rights cases. Id., at 3. See generally Hearings on the Effect of Legal Fees on the Adequacy of Representation before the Subcommittee on Representation of Citizen Interests of the Senate Committee on the Judiciary, 93d Cong., 1st Sess., pts. 1-4 (1973). Congress found that Alyeska had a “devastating” impact on civil rights litigation, and it concluded that the need for corrective legislation was “compelling.” H. R. Rep. 3; see also, 122 Cong. Rec., supra, at 31471 (remarks of Sen. Scott), 31472 (remarks of Sen. Kennedy).
Accepting this Court’s invitation, see Alyeska, swpra, at 269-271, Congress passed the Fees Act in order to reestablish the Newman regime under which attorney’s fees were awarded as a means of securing enforcement of civil rights laws by ensuring that lawyers would be willing to *749take civil rights cases. The legislative history manifests this purpose with monotonous clarity. For instance, the Report of the House Judiciary Committee notes “The effective enforcement of Federal civil rights statutes depends largely on the efforts of private citizens. Although some agencies of the United States have civil rights responsibilities, their authority and resources are limited.” H. R. Rep. 1. The Report explains, quoting from Newman, that a plaintiff who obtains relief in a private lawsuit “‘does so not for himself alone but also as a “private attorney general,” vindicating a policy that Congress considered of the highest’ importance.” Id., at 2 (quoting 390 U. S., at 402). The Report then describes the intended scope and operation of the Fees Act, before concluding:
“The application of these standards will insure that reasonable fees are awarded to attract competent counsel in cases involving civil and constitutional rights, while avoiding windfalls to attorneys. The effect of [the Fees Act] will be to promote the enforcement of the Federal civil rights acts, as Congress intended, and to achieve uniformity in those statutes and justice for all citizens.” H. R. Rep. 9.
These same themes are prominent in the Senate Report:
“The purpose and effect of [the Fees Act] are simple— it is designed to allow courts to provide the familiar remedy of reasonable counsel fees to prevailing parties in suits to enforce the civil rights acts which Congress has passed since 1866. ... All of these civil rights laws depend heavily upon private enforcement, and fee awards have proved an essential remedy if private citizens are to have a meaningful opportunity to vindicate the important Congressional policies which these laws contain.” S. Rep. 2.
The Senate Report quotes the same language from Newman as the House Report, explaining that “fees are an integral *750part of the remedy necessary to achieve compliance with our statutory policies.” Id., at 3. After citing existing fee-shifting provisions, the Report sets out the Committee’s finding that “[t]hese fee shifting provisions have been successful in enabling vigorous enforcement of modern civil rights legislation, while at the same time limiting the growth of the enforcement bureaucracy.” Id., at 4. The Report then concludes: “If our civil rights laws are not to become mere hollow pronouncements which the average citizen cannot enforce, we must maintain the traditionally effective remedy of fee shifting in these cases.” Id., at 6.
The floor debates, which were extensive, also are replete with similar expressions; I set out but a few examples. Senator Tunney, who sponsored the original version of the Pees Act, stated to the Senate:
“The problem of unequal access to the courts in order to vindicate congressional policies and enforce the law is not simply a problem for lawyers and courts. Encouraging adequate representation is essential if the laws of this Nation are to be enforced. Congress passes a great deal of lofty legislation promising equal rights to all.
“Although some of these laws can be enforced by the Justice Department or other Federal agencies, most of the responsibility for enforcement has to rest upon private citizens, who must go to court to prove a violation of the law. . . . But without the availability of counsel fees, these rights exist only on paper. Private citizens must be given not only the rights to go to court, but also the legal resources. If the citizen does not have the resources, his day in court is denied him; the congressional policy which he seeks to vindicate goes unvindicated; and the entire Nation, not just the individual citizen, suffers.” 122 Cong. Rec. 33313 (1976).
Senator Kennedy, who sponsored the amended version of the Fees Act that was actually passed, made the same point somewhat more succinctly:
*751“Long experience has demonstrated . . . that Government enforcement alone cannot accomplish [compliance with the civil rights laws]. Private enforcement of these laws by those most directly affected must continue to receive full congressional support. Fee shifting provides a mechanism which can give full effect to our civil rights laws, at no added cost to the Government.” Id., at 31472.
But perhaps it was Representative Anderson, responding to a question from an opponent of the Fees Act, who summed up the reason for the legislation most effectively. He said:
“We are talking here about major civil rights laws. We have an obligation, it seems to me, as the representatives of the people, to make sure that those laws are enforced and we discharge that obligation when we make available a reasonable award of attorneys’ fees at the discretion of the court. Those of us who are interested in making sure that those laws are enforced . . . are simply abetting and aiding that process of law enforcement when we agree to the provisions of this bill.” Id., at 35116.
See also, e. g., id., at 31471 (remarks of Sen. Scott) (“Congress should encourage citizens to go to court in private suits to vindicate its policies and protect their rights”), 35128 (remarks of Rep. Seiberling).
h-1 I — I
As this review of the legislative history makes clear, then, by awarding attorney’s fees Congress sought to attract competent counsel to represent victims of civil rights violations.3 Congress’ primary purpose was to enable “private attorneys *752general” to protect the public interest by creating economic incentives for lawyers to represent them. The Court’s assertion that the Fees Act was intended to do nothing more than give individual victims of civil rights violations another remedy is thus at odds with the whole thrust of the legislation. Congress determined that the public as a whole has an interest in the vindication of the rights conferred by the civil rights statutes over and above the value of a civil rights remedy to a particular plaintiff.4
I have gone to great lengths to show how the Court mis-characterizes the purpose of the Fees Act because the Court’s error leads it to ask the wrong question. Having concluded that the Fees Act merely creates another remedy to vindicate the rights of individual plaintiffs, the Court asks whether negotiated waivers of statutory attorney’s fees are “invariably inconsistent” with the availability of such fees as a remedy for individual plaintiffs. Ante, at 732. Not surprisingly, the Court has little difficulty knocking down this frail straw man.5 But the proper question is whether permitting nego*753tiated fee waivers is consistent with Congress’ goal of attracting competent counsel. It is therefore necessary to consider the effect on this goal of allowing individual plaintiffs to negotiate fee waivers.
A
Permitting plaintiffs to negotiate fee waivers in exchange for relief on the merits actually raises two related but distinct questions. First, is it permissible under the Fees Act to negotiate a settlement of attorney’s fees simultaneously with the merits? Second, can the “reasonable attorney’s fee” guaranteed in the Act be waived? As a matter of logic, either of these practices may be permitted without also permitting the other. For instance, one could require bifurcated settlement negotiations of merits and fees but allow plaintiffs to waive their fee claims during that phase of the negotiations. Alternatively, one could permit simultaneous negotiation of fees and merits but prohibit the plaintiff from waiving statutory fees. This latter possibility exists because there is a range of “reasonable attorney’s fees” consistent with the Fees Act in any given case. Cf. Blum v. Stenson, 465 U. S. 886 (1984); Hensley v. Eckerhart, 461 U. S. 424, 433-437 (1983); H. R. Rep. 8-9; S. Rep. 6; see generally Johnson v. Georgia Highway Express, Inc., 488 F. 2d 714, 716-720 (CA5 1974) (listing relevant factors).6
More importantly, since simultaneous negotiation and waiver may have different effects on the congressional policy of encouraging counsel to accept civil rights cases, each practice must be analyzed independently to determine whether or *754not it is consistent with the Fees Act. Unfortunately, the Court overlooks the logical independence of simultaneous negotiation and waiver and assumes that there cannot be one without the other. See ante, at 734-738, and n. 28. As a result, the Court’s discussion conflates the different effects of these practices, and its opinion is of little use in coming to a fair resolution of this case. An independent examination leads me to conclude: (1) that plaintiffs should not be permitted to waive the “reasonable fee” provided by the Fees Act; but (2) that parties may undertake to negotiate their fee claims simultaneously with the merits so long as whatever fee the parties agree to is found by the court to be a “reasonable” one under the Fees Act.
B
1
It seems obvious that allowing defendants in civil rights cases to condition settlement of the merits on a waiver of statutory attorney’s fees will diminish lawyers’ expectations of receiving fees and decrease the willingness of lawyers to accept civil rights cases. Even the Court acknowledges “the possibility that decisions by individual clients to bargain away fee awards may, in the aggregate and in the long run, diminish lawyers’ expectations of statutory fees in civil rights cases.” Ante, at 741-742, n. 34. The Court tells us, however, that “[cjomment on this issue” is “premature at this juncture” because there is not yet supporting “documentation.” Ibid. The Court then goes on anyway to observe that “as a practical matter the likelihood of this circumstance arising is remote.” Ibid.
I must say that I find the Court’s assertions somewhat difficult to understand. To be sure, the impact of conditional fee waivers on the availability of attorneys will be less severe than was the restriction on fee awards created in Alyeska. However, that experience surely provides an indication of the immediate hardship suffered by civil rights claimants *755whenever there is a reduction in the availability of attorney’s fee awards.7 Moreover, numerous courts and commentators have recognized that permitting fee waivers creates disincentives for lawyers to take civil rights cases and thus makes it more difficult for civil rights plaintiffs to obtain legal assistance. See, e. g., Moore v. National Assn. of Securities Dealers, Inc., 246 U. S. App. D. C. 114, 133-134, 762 F. 2d 1093, 1112-1113 (Wald, J., concurring in judgment) id., at 138, 762 F. 2d, at 1117 (Wright, J., dissenting) (1985); Shadis v. Beal, 685 F. 2d 824, 830-831 (CA3), cert. denied sub nom. O’Bannon v. Shadis, 459 U. S. 970 (1982); Kraus, 29 Vill. L. Rev., at 625, 633-638; Comment, Settlement Offers Conditioned Upon Waiver of Attorneys’ Fees: Policy, Legal, and Ethical Considerations, 131 U. Pa. L. Rev. 793, 814-816 (1983); Committee on Professional and Judicial Ethics of the New York City Bar Association, Op. No. 80-94, reprinted in 36 Record of N. Y. C. B. A. 507, 508-509 (1981).
But it does not require a sociological study to see that permitting fee waivers will make it more difficult for civil rights plaintiffs to obtain legal assistance. It requires only common sense. Assume that a civil rights defendant makes a settlement offer that includes a demand for waiver of statutory attorney’s fees. The decision whether to accept or reject the *756offer is the plaintiff’s alone, and the lawyer must abide by the plaintiff’s decision. See, e. g., ABA, Model Rules of Professional Conduct 1.2(a) (1984); ABA, Model Code of Professional Responsibility EC 7-7 to EC 7-9 (1982).8 As a formal matter, of course, the statutory fee belongs to the plaintiff, ante, at 730, and n. 19, and thus technically the decision to waive entails a sacrifice only by the plaintiff. As a practical matter, however, waiver affects only the lawyer. Because “a vast majority of the victims of civil rights violations” have no resources to pay attorney’s fees, H. R. Rep. I,9 lawyers cannot hope to recover fees from the plaintiff and must depend entirely on the Fees Act for compensation.10 The plain*757tiff thus has no real stake in the statutory fee and is unaffected by its waiver. See Lipscomb v. Wise, 643 F. 2d 319, 320 (CA5 1981) (per curiam). Consequently, plaintiffs will readily agree to waive fees if this will help them to obtain other relief they desire.11 As summed up by the Legal Ethics Committee of the District of Columbia Bar:
“Defense counsel. . . are in a uniquely favorable position when they condition settlement on the waiver of the statutory fee: They make a demand for a benefit that the plaintiff’s lawyer cannot resist as a matter of ethics and one in which the plaintiff has no interest and therefore will not resist.” Op. No. 147, reprinted in 113 Daily Washington Reporter, supra n. 8, at 394.
Of course, from the lawyer’s standpoint, things could scarcely have turned out worse. He or she invested consid*758erable time and effort in the case, won, and has exactly nothing to show for it. Is the Court really serious in suggesting that it takes a study to prove that this lawyer will be reluctant when, the following week, another civil rights plaintiff enters his office and asks for representation? Does it truly require that somebody conduct a test to see that legal aid services, having invested scarce resources on a case, will feel the pinch when they do not recover a statutory fee?
And, of course, once fee waivers are permitted, defendants will seek them as a matter of course, since this is a logical way to minimize liability. Indeed, defense counsel would be remiss not to demand that the plaintiff waive statutory attorney’s fees. A lawyer who proposes to have his client pay more than is necessary to end litigation has failed to fulfill his fundamental duty zealously to represent the best interests of his client. Because waiver of fees does not affect the plaintiff, a settlement offer is not made less attractive to the plaintiff if it includes a demand that statutory fees be waived. Thus, in the future, we must expect settlement offers routinely to contain demands for waivers of statutory fees.12
The cumulative effect this practice will have on the civil rights bar is evident. It does not denigrate the high ideals that motivate many civil rights practitioners to recognize that lawyers are in the business of practicing law, and that, like other business people, they are and must be concerned with earning a living.13 The conclusion that permitting fee *759waivers will seriously impair the ability of civil rights plaintiffs to obtain legal assistance is embarrassingly obvious.
Because making it more difficult for civil rights plaintiffs to obtain legal assistance is precisely the opposite of what Congress sought to achieve by enacting the Fees Act, fee waivers should be prohibited. We have on numerous prior occasions held that “a statutory right conferred on a private party, but affecting the public interest, may not be waived or released if such waiver or release contravenes the statutory policy.” Brooklyn Savings Bank v. O’Neil, 324 U. S., at 704 (holding right to liquidated damages under Fair Labor Standards Act nonwaivable). See also, e. g., Boyd v. Grand Trank Western R. Co., 338 U. S. 263, 266 (1949) (holding venue provision of Federal Employers’ Liability Act non-waivable); Wilko v. Swan, 346 U. S. 427, 434-438 (1953) (holding void an agreement to arbitrate in lieu of judicial remedy provided by Securities Exchange Act); cf. James v. Home Construction Co. of Mobile, Inc., 689 F. 2d 1357, 1359 (CA11 1982) (implying a right of action for attorneys to seek fees under Truth-in-Lending Act to further congressional policies). This is simply straightforward application of the well-established principle that an agreement which is contrary to public policy is void and unenforceable. See Restatement (Second) of Contracts § 178 (1981); see also, Brooklyn Savings Bank v. O’Neil, supra, at 710; Grites, Inc. v. Prudential Insurance Co., 322 U. S. 408, 418 (1944); Weil v. Neary, 278 U. S. 160, 171-174 (1929); Woodstock Iron Co. v. Richmond & Danville Extension Co., 129 U. S. 643, 662-663 (1889).14
*7602
This all seems so obvious that it is puzzling that the Court reaches a different result. The Court’s rationale is that, unless fee waivers are permitted, “parties to a significant number of civil rights cases will refuse to settle . . . Ante, at 736. This is a wholly inadequate justification for the Court’s result.
First, the effect of prohibiting fee waivers on settlement offers is just not an important concern in the context of the Fees Act. I agree with the Court that encouraging settlements is desirable policy. But it is judicially created policy, applicable to litigation of any kind and having no special force in the context of civil rights cases.15 The congressional policy underlying the Fees Act is, as I have argued throughout, to create incentives for lawyers to devote time to civil rights cases by making it economically feasible for them to do so. Supra, at 745-753.16 As explained above, permitting fee *761waivers significantly undercuts this policy. Thus, even if prohibiting fee waivers does discourage some settlements, a judicial policy favoring settlement cannot possibly take precedence over this express congressional policy. We must implement Congress’ agenda, not our own.
In an attempt to justify its decision to elevate settlement concerns, the Court argues that settlement “provides benefits for civil rights plaintiffs as well as defendants and is consistent with the purposes of the Fees Act” because “ ‘[sjome plaintiffs will receive compensation in settlement where, on trial, they might not have recovered, or would have recovered less than what was offered.’” Ante, at 732-733 (quoting Marek v. Chesny, 473 U. S. 1, 10 (1985)); see also ante, at 731 (legislative history does not show that Congress intended to bar “even [waivers] insisted upon by a civil rights plaintiff in exchange for some other relief to which he is indisputably not entitled . . .”) (footnote omitted).
As previously noted, by framing the purpose of the Fees Act in very general terms, the Court merely obscures the proper focus of discussion. The Fees Act was designed to help civil rights plaintiffs in a particular way — by ensuring that there will be lawyers willing to represent them. The fact that fee waivers may produce some settlement offers that are beneficial to a few individual plaintiffs is hardly “consistent with the purposes of the Fees Act,” ante, at 733, if permitting fee waivers fundamentally undermines what Congress sought to achieve. Each individual plaintiff who waives his right to statutory fees in order to obtain additional relief for himself makes it that much more difficult for the next victim of a civil rights violation to find a lawyer willing or able to bring his case. As obtaining legal assistance becomes more difficult, the “benefit” the Court so magnani*762mously preserves for civil rights plaintiffs becomes available to fewer and fewer individuals, exactly the opposite result from that intended by Congress.
Moreover, I find particularly unpersuasive the Court’s apparent belief that Congress enacted the Fees Act to help plaintiffs coerce relief to which they are “indisputably not entitled.” See ante, at 731, 732. It may be that, in particular cases, some defendants’ fears of incurring liability for plaintiff’s attorney’s fees will give plaintiffs leverage to coerce relief they do not deserve. If so, this is an unfortunate cost of a statute intended to ensure that plaintiffs can obtain the relief to which they are entitled. And it certainly is not a result we must preserve at the expense of the central purpose of the Fees Act.
Second, even assuming that settlement practices are relevant, the Court greatly exaggerates the effect that prohibiting fee waivers will have on defendants’ willingness to make settlement offers. This is largely due to the Court’s failure to distinguish the fee waiver issue from the issue of simultaneous negotiation of fees and merits claims. Swpra, at 754. The Court’s discussion mixes concerns over a defendant’s reluctance to settle because total liability remains uncertain with reluctance to settle because the cost of settling is too high. See ante, at 734-737. However, it is a prohibition on simultaneous negotiation, not a prohibition on fee waivers, that makes it difficult for the defendant to ascertain his total liability at the time he agrees to settle the merits. Thus, while prohibiting fee waivers may deter settlement offers simply because requiring the defendant to pay a “reasonable attorney’s fee” increases the total cost of settlment, this is a separate issue altogether, and the Court’s numerous arguments about why defendants will not settle unless they can determine their total liability at the time of settlement, ante, at 734, 735, 736, are simply beside the point.17 With respect *763to a prohibition on fee waivers (and again merely assuming that effects on settlement are relevant), the sole question to be asked is whether the increased cost of settlement packages will prevent enough settlement offers to be a dispositive factor in this case.
The Court asserts, without factual support,18 that requiring defendants to pay statutory fee awards will prevent a “significant number” of settlements. Ante, at 734-735. It is, of course, ironic that the same absence of “documentation” which makes comment on the effects of permitting fee waivers “premature at this juncture,” ante, at 742, n. 34, does not similarly affect the Court’s willingness to speculate about what to expect if fee waivers are prohibited. Be that as it may, I believe that the Court overstates the extent to which prohibiting fee waivers will deter defendants from making settlement offers. Because the parties can negotiate a fee (or a range of fees) that is not unduly high and condition their settlement on the court’s approval of this fee, the magnitude *764of a defendant’s liability for fees in the settlement context need be neither uncertain nor particularly great.19 Against this, the defendant must weigh the risk of a nonnegotiated fee to be fixed by the court after a trial; as the Court reminds us, fee awards in this context may be very uncertain and, potentially, of very great magnitude. See ante, at 734-735, nn. 23, 24. Thus, powerful incentives remain for defendants to seek settlement. Moreover, the Court’s decision last Term in Marek v. Chesny, 473 U. S. 1 (1985), provides an additional incentive for defendants to make settlement offers, namely, the opportunity to limit liability for attorney’s fees if the plaintiff refuses the offer and proceeds to trial.
All of which is not to deny that prohibiting fee waivers will deter some settlements; any increase in the costs of settling will have this effect. However, by exaggerating the size and the importance of fee awards, and by ignoring the options available to the parties in settlement negotiations, the Court makes predictions that are inflated. An actual disincentive to settling exists only where three things are true: (1) the defendant feels he is likely to win if he goes to trial, in which case the plaintiff will recover no fees; (2) the plaintiff will agree to relief on the merits that is less costly to the defendant than litigating the case; and (3) adding the cost of a negotiated attorney’s fee makes it less costly for the defendant to litigate. I believe that this describes a very small class of cases — although, like the Court, I cannot “document” the assertion.
C
I would, on the other hand, permit simultaneous negotiation of fees and merits claims, since this would not contra*765vene the purposes of the Fees Act. Congress determined that awarding prevailing parties a “reasonable” fee would create necessary — and sufficient — incentives for attorneys to work on civil rights cases. Prohibiting plaintiffs from waiving statutory fees ensures that lawyers will receive this “reasonable” statutory fee. Thus, if fee waivers are prohibited, permitting simultaneous fees and merits negotiations will not interfere with the Act; the lawyer will still be entitled to and will still receive a reasonable attorney’s fee. Indeed, permitting simultaneous negotiations in such circumstances may even enhance the effectiveness of the Fees Act by making it easier for a lawyer to dispose of his cases more quickly. This frees up the lawyer’s time to take other cases and may enhance his reputation as an effective advocate who quickly obtains relief for clients.
IV
Although today’s decision will undoubtedly impair the effectiveness of the private enforcement scheme Congress established for civil rights legislation, I do not believe that it will bring about the total disappearance of “private attorneys general.” It is to be hoped that Congress will repair this Court’s mistake. In the meantime, other avenues of relief are available. The Court’s decision in no way limits the power of state and local bar associations to regulate the ethical conduct of lawyers. Indeed, several Bar Associations have already declared it unethical for defense counsel to seek fee waivers. See Committee on Professional Ethics of the Association of the Bar of the City of New York, Op. No. 82-80 (1985); District of Columbia Legal Ethics Committee, Op. No. 147, supra n. 8, 113 Daily Washington Law Reporter, at 389. Such efforts are to be commended and, it is to be hoped, will be followed by other state and local organizations concerned with respecting the intent of Congress and with protecting civil rights.
*766In addition, it may be that civil rights attorneys can obtain agreements from their clients not to waive attorney’s fees.20 Such agreements simply replicate the private market for legal services (in which attorneys are not ordinarily required to contribute to their client’s recovery21), and thus will enable civil rights practitioners to make it economically feasible — as Congress hoped — to expend time and effort litigating civil rights claims.
During the floor debates over passage of the Fees Act, Senator Hugh Scott reminded the Congress in terms that might well have been addressed to the Court today that “we must bear in mind at all times that rights that cannot be enforced through the legal process are valueless; such a situation breeds cynicism about the basic fairness of our judicial system. [We] must be vigilant to insure that our legal rights are not hollow ones.” 122 Cong. Rec. 31471 (1976).
This is not to deny that the threat of liability for attorney’s fees contributes to compliance with civil rights laws and that this is a desirable effect. See Hensley v. Eckerkart, 461 U. S. 424, 443, n. 2 (1983) (Brennan, J., concurring in part and dissenting in part); see also, Cooper v. Singer, 719 F. 2d 1496, 1501 (CA10 1983); Shadis v. Beal, 685 F. 2d 824, 829 (CA3 1982); Oldham v. Ehrlich, 617 F. 2d 163, 168 (CA8 1980); Dennis v. Chang, 611 F. 2d 1302, 1306 (CA9 1980); Calhoun, Attorney-Client Conflicts of Interest and the Concept of Non-Negotiable Fee Awards Under 42 U. S. C. § 1988, 55 U. Colo. L. Rev. 341, 343 (1984); Kraus, Ethical and Legal Concerns in Compelling the Waiver of Attorney’s Fees by Civil Rights Litigants in Exchange for Favorable Settlement of Cases Under the Civil Rights Attorney’s Fees Awards Act of 1976, 29 Vill. L. Rev. 597, 643-644 *746(1984). My point is simply that this effect was not what led Congress to enact the Fees Act. Significantly, the Court cites nothing from the legislative history — or anywhere else for that matter — to support its argument that, in awarding attorney’s fees to prevailing parties, Congress thought it was merely adding one more remedy to the plaintiff’s existing “arsenal.” As the discussion which follows clearly establishes, this is because Congress viewed attorney’s fees as a special kind of remedy designed to serve a specific purpose.
Alyeska was decided on May 12, 1975. Senator Tunney introduced S. 2278 on July 31,1975. The bill was signed by the President and became effective on October 19, 1976.
Even the Court acknowledges that “it is undoubtedly true that Congress expected fee shifting to attract competent counsel to represent citizens deprived of their civil rights . . . Ante, at 731 (footnote omitted). Ironically, the only authority the Court cites from the legislative history is in support of this statement.
The Court seems to view the options as limited to two: either the Fees Act confers a benefit on attorneys, a conclusion which is contrary to both the language and the legislative history of the Act, ante, at 730-731; or the Fees Act confers a benefit on individual plaintiffs, who may freely exploit the statutory fee award to their own best advantage. It apparently has not occurred to the Court that Congress might have made a remedy available to individual plaintiffs primarily for the benefit of the public. However, Congress often takes advantage of individual incentives to advance public policy, relying upon “private attorneys general” to secure enforcement of public rights without the need to establish an independent enforcement bureaucracy. As long as the interests of individual plaintiffs coincide with those of the public, it does not matter whether Congress intended primarily to benefit the individual or primarily to benefit the public. However, when individual and public interests diverge, as they may in particular situations, we must interpret the legislation so as not to frustrate Congress’ intentions. See Brooklyn Savings Bank v. O’Neil, 324 U. S. 697, 704 (1945).
The assumption that fee awards are identical to other remedies like damages or injunctive relief makes it easy for the Court to conclude that *753Congress would not have intended, to prohibit fee waivers in exchange for relief on the merits “anymore than it intended to bar a concession on damages to secure broader injunctive relief.” Ante, at 731.
Thus, even if statutory fees cannot be waived, the parties may still want to agree on a fee (or a range of acceptable fees) that they believe to be within the range of fees authorized by the Act. The parties may then, if they choose to do so, make their settlement on the merits contingent upon the district court’s approval of their negotiated fee as within the range of “reasonable” fees contemplated by the Fees Act.
It is especially important to keep in mind the fragile nature of the civil rights bar. Even when attorney’s fees are awarded, they do not approach the large sums which can be earned in ordinary commercial litigation. See Berger, Court Awarded Attorneys’ Fees: What is “Reasonable”?, 126 U. Pa. L. Rev. 281, 310-315 (1977). It is therefore cost inefficient for private practitioners to devote much time to civil rights cases. Consequently, there are very few civil rights practitioners, and most of these devote only a small part of their time to such cases. Kraus, 29 Vill. L. Rev., at 633-634 (citing studies indicating that less than 1% of lawyers engage in public interest practice). Instead, civil rights plaintiffs must depend largely on legal aid organizations for assistance. These organizations, however, are short of resources and also depend heavily on statutory fees. H. R. Rep. 3; Kraus, supra, at 634; see also, Blum v. Stenson, 465 U. S. 886, 894-895 (1984).
The attorney is, in fact, obliged to advise the plaintiff whether to accept or reject the settlement offer based on his independent professional judgment, and the lawyer’s duty of undivided loyalty requires that he render such advice free from the influence of his or his organization’s interest in a fee. See, e. g., ABA, Model Code of Professional Responsibility EC 5-1, EC 5-2, DR 5-101(A) (1982); ABA, Model Rules of Professional Conduct 1.7(b), 2.1 (1984). Thus, counsel must advise a client to accept an offer which includes waiver of the plaintiff’s right to recover attorney’s fees if, on the whole, the offer is an advantageous one. See, e. g., Commission Op. No. 17 (1981), Advisory Opinions of the Grievance Commission of the Board of Overseers of the Bar of Maine 69, 70 (1983); District of Columbia Bar, Legal Ethics Committee, Op. No. 147, reprinted in 113 Daily Washington Law Reporter 389, 394 (1985). As the discussion in text makes clear, the plaintiff makes no sacrifice by waiving statutory attorney’s fees, and thus a settlement offer is not made less attractive by the inclusion of a demand for a fee waiver.
See also S. Rep. 2; 122 Cong. Rec. 31472 (1976) (remarks of Sen. Kennedy); id., at 31832 (remarks of Sen. Hathaway) (“[R]ight now the vindication of important congressional policies in the vital area of civil rights is made to depend upon the financial resources of those least able to promote them”). Indeed, legal aid organizations receiving funds under the Legal Services Corporation Act, 42 U. S. C. §§ 2996-2996Z, are prohibited from representing individuals who are capable of paying their own legal fees. See § 2996f(b)(l); 45 CFR § 1609 (1985).
Nor can attorneys protect themselves by requiring plaintiffs to sign contingency agreements or retainers at the outset of the representation. Amici legal aid societies inform us that they are prohibited by statute, court rule, or Internal Revenue Service regulation from entering into fee *757agreements with their clients. Brief for NAACP Legal Defense and Educational Fund, Inc., et al. as Amici Curiae 10-11; Brief for Committee on Legal Assistance of the Association of the Bar of the City of New York as Amicus Curiae 12-18. Moreover, even if such agreements could be negotiated, the possibility of obtaining protection through contingency fee arrangements is unavailable in the very large proportion of civil rights cases which, like this case, seek only injunctive relief. In addition, the Court’s misconceived doctrine of state sovereign immunity, see Atascadero State Hospital v. Scanlon, 473 U. S. 234, 247 (1985) (BRENNAN, J., dissenting), precludes damages suits against governmental bodies, the most frequent civil rights defendants. Finally, even when a suit is for damages, many civil rights actions concern amounts that are too small to provide real compensation through a contingency fee arrangement. Of course, none of the parties has seriously suggested that civil rights attorneys can protect themselves through private arrangements. After all, Congress enacted the Fees Act because, after Alyeska, it found such arrangements wholly inadequate. Supra, at 748-751.
This result is virtually inevitable in class actions where, even if the class representative feels sympathy for the lawyer’s plight, the obligation to represent the interests of absent class members precludes altruistic sacrifice. In class actions on behalf of incompetents, like this one, it is the lawyer himself who must agree to sacrifice his own interests for those of the class he represents. See, e. g., ABA, Model Code of Professional Responsibility EC 7-12 (1982).
The Solicitor General’s suggestion that we can prohibit waivers sought as part of a “vindictive effort” to teach lawyers not to bring civil rights cases, Tr. of Oral Arg. 22, a point that the Court finds unnecessary to consider, ante, at 739-740, is thus irrelevant. Defendants will seek such waivers in every case simply as a matter of sound bargaining. Indeed, the Solicitor General’s brief suggests that this will be the bargaining posture of the United States in the future. Brief for United States as Amicus Curiae 12-13.
See Johnson, Lawyers’ Choice: A Theoretical Appraisal of Litigation Investment Decisions, 15 Law & Soc. Rev. 567 (1980-1981) (concluding that “fee for service” lawyers will withdraw resources from a given case *759when total expected costs exceed total expected benefits); Kraus, 29 Vill. L. Rev., at 637 (“No matter how sophisticated the analysis of attorney responses becomes, the conclusion remains that the more we decrease the reasonable expectation of Fees Act awards, the less likely it is that Fees Act eases will be initiated”).
To be sure, prohibiting fee waivers will require federal courts to make a determination they would not have to make if fees could be waived. However, this additional chore will not impose a significant burden. In *760assessing the impact of making statutory fees nonwaivable on the business of the federal courts, it is important not to overlook the context in which the fee determination is made. Unlike in the adversarial context, if the parties have agreed to a fee (or a range of acceptable fees) as part of a settlement, the court will not be required to hear testimony or engage in judicial factfinding in order to resolve disputes over hours reasonably spent, hourly rates, and the like. Similarly, the court will not have to decide whether to enhance the lodestar to reflect high-quality representation or risk of nonsuecess, or to prepare an opinion in anticipation of appellate review. The court’s simple task will be to review the parties’ raw billing data in order to determine whether the court itself could reasonably have made a fee award of the amount agreed to by the parties. Such calculations will, in the vast majority of cases, require little time or effort.
By lessening docket congestion, settlements make it possible for the judicial system to operate more efficiently and more fairly while affording plaintiffs an opportunity to obtain relief at an earlier time. These benefits accrue when settlements are reached in noncivil rights cases no less than in civil rights cases.
Settlement is discussed only once in the legislative history of the Fees Act. The House Committee Report explained: “The phrase ‘prevailing party’ is not intended to be limited to the victor only after entry of a final judgment following a full trial on the merits. It would also include a liti*761gant who succeeds even if the case is concluded prior to a full evidentiary hearing before a judge or jury.... A ‘prevailing’ party should not be penalized for seeking an out-of-court settlement, thus helping to lessen docket congestion.” H. R. Rep. 7.
For the reasons stated in Part III-C, I would permit simultaneous negotiation of fees and merits. The parties could agree upon a reasonable *763fee which would be subject to judicial approval under the Fees Act. Any settlement on the merits could be made contingent upon such approval. By permitting defendants to ascertain their total liability prior to settling, this approach fully alleviates the Court’s concerns in this regard.
The Court does cite a few eases in which courts awarded attorney’s fees greater in value than the relief obtained on the merits. See ante, at 734-735, and nn. 24, 25. From these, the Court would have us draw the inference that without fee waivers there will be significantly fewer settlements. But what a few courts have done in the context of adversarial proceedings tells us little about what to expect when parties negotiate a reasonable fee award. A court may exercise its discretion and fix a fee award at the upper end of the range of reasonable fees while the parties may agree in negotiation to a figure in the middle or at the lower end of this range.
The Court also cites a brief filed by petitioners in the District Court which states that petitioners viewed the risk of a large attorney’s fee award as “ ‘the most significant liability in the case.’ ” Ante, at 735 (quoting Brief for Defendants in Support of Approval of Compromise in Jeff D. v. Evans, No. 80-4091 (Idaho), p. 5). This self-serving statement, filed by petitioners to persuade the District Court to approve a fee waiver, is hardly authority for the conclusion the Court seeks to establish.
Indeed, although such cases should be rare, in frivolous or minor disputes an agreement that no fees be awarded could be approved by the court as “reasonable” under the Fees Act. Cf. S. Rep. 5 (prevailing plaintiff should ordinarily recover fees, but fees may be denied in “special circumstances”); Kerr v. Quinn, 692 F. 2d 875 (CA2 1982); Skehan v. Board of Trustees of Bloomsburg State College, 436 F. Supp. 657 (MD Pa. 1977).
Since Congress has not sought to regulate ethical concerns either in the Fees Act or elsewhere, the legality of such arguments is purely a matter of local law. See Nix v. Whiteside, ante, at 176 (BRENNAN, J., concurring in judgment).
One of the more peculiar aspects of the Court’s interpretation of the Fees Act is that it permits defendants to require plaintiff’s counsel to contribute his compensation to satisfying the plaintiff’s claims. In ordinary civil litigation, no defendant would make — or sell to his adversary — a settlement offer conditioned upon the plaintiff’s convincing his attorney to contribute to the plaintiff’s recovery. Yet today’s decision creates a situation in which plaintiff’s attorneys in civil rights cases are required to do just that. Thus, rather than treating civil rights claims no differently than other civil litigation, ante, at 733 (quoting Marek v. Chesny, 473 U. S. 1, 10 (1985)), the Court places such litigation in a quite unique — and unfavorable-category.