2 Intentional Torts 2 Intentional Torts

2.1 Battery 2.1 Battery

2.1.1 The General Rule for Battery 2.1.1 The General Rule for Battery

1. Snyder v. Turk, 90 Ohio App. 3d 18, 24, 627 N.E.2d 1053, 1057 (1993)
The Franklin County Court of Appeals has held that liability for the intentional tort of battery occurs when there is a battery plus harmful or offensive contact. Scott v. Perkins (1975), 74 O.O.2d 280. The rule in this case appears to be the same as the Restatement of Torts on this issue.
The Supreme Court of Ohio has referred to the Restatement rule with approval in Love v. Port Clinton (1988), 37 Ohio St.3d 98, 524 N.E.2d 166. The following appears in the body of the opinion:
“A person is subject to liability for battery when he acts intending to cause a harmful or offensive contact, and when a harmful contact results. Restatement of the Law 2d, Torts (1965) 25, Section 13. Contact which is offensive to a reasonable sense of personal dignity is offensive contact. See Restatement of the Law 2d, Torts, supra, at 35, Section 19.” Id. at 99, 524 N.E.2d at 167.
Section 18 of the Restatement provides:
“Topic 2. THE INTEREST IN FREEDOM FROM OFFENSIVE BODILY CONTACT
“§ 18. Battery: Offensive Contact
“(1) An actor is subject to liability to another for battery if
“(a) he acts intending to cause a harmful or offensive contact with the person of the other or a third person, or an imminent apprehension of such a contact, and
“(b) an offensive contact with the person of the other directly or indirectly results.

 

2. McCluskey v. Steinhorst, 45 Wis. 2d 350, 357–58, 173 N.W.2d 148, 152 (1970)
If a defendant acts intending to cause contact and the contact is unpermitted, or as in this case, found by the jury to be excessive, it follows that the intent is also unlawful. This was clearly set forth in Vosburg v. Putney (1891), 80 Wis. 523, 50 N.W. 403, 14 L.R.A. 226. In that case the plaintiff, who was fourteen, brought an action against a twelve year old who kicked the plaintiff in a schoolroom during school hours. Under these circumstances, the act was unlawful and therefore the intent was also unlawful.
‘The jury having found that the defendant, in touching the plaintiff with his foot, did not intend to do him any harm, counsel for defendant maintain that the plaintiff has no cause of action, and that defendant's motion for judgment on the special verdict should have been granted. In support of this proposition counsel quote from 2 Greenl. Ev. s 83, the rule that ‘the intention to do harm is of the essence of an assault.’ Such is the *358 rule, no doubt, in actions or prosecutions for mere assaults. But this is an action to recover damages for an alleged assault and battery. In such case the rule is correctly stated, in many of the authorities cited by counsel, that plaintiff must show either that the intention was unlawful, or that the defendant is in fault. If the intended act is unlawful, the intention to commit it must necessarily be unlawful. Hence, as applied to this case, if the kicking of the plaintiff by the defendant was an unlawful act, the intention of defendant to kick him was also unlawful.'

2.1.2 Bazley v. Tortorich ("The Run Over by a Trash Truck Case") 2.1.2 Bazley v. Tortorich ("The Run Over by a Trash Truck Case")

What counts as an "intentional act" for the purposes of a battery action?

Sidney BAZLEY v. Sordo TORTORICH, Aetna Life and Casualty Co., and Fireman’s Fund Insurance Companies.

No. 67318.

Supreme Court of Louisiana.

Feb. 26, 1981.

*478Melvin W. Mathes, Beard, Blue, Schmitt, Mathes, Koch & Williams, New Orleans, for defendant-applicant.

Steven M. Koenig, Heisler, Wysocki & deLaup, John J. McCann, McCann and Volk, New Orleans, for plaintiffs-respondents.

Mark C. Suprenant, Thomas J. Wyllie, Adams & Reese, New Orleans, Charles Ha-nemann, Henderson, Hanemann & Morris, Houma, John C. Combe, Jr., John G. Gomi-la, Jr., Jones, Walker, Waechter, Poitevent, Carrere & Denegre, New Orleans, Randall G. Wells, Avant, Wall, Thomas, Riche & Falcon, Baton Rouge, Marvin C. Grodsky, Melvin W. Mathes, Beard, Blue, Schmitt, Mathes, Koch & Williams, New Orleans, Felix R. Weill, Robert L. Roland, Watson, Blanche, Wilson & Posner, Baton Rouge, Wayne Shullaw, Harmon F. Roy, Mouton, Roy, Carmouche, Bivins & Kraft, Lafayette, amicus curiae.

DENNIS, Justice.

This ease presents the question of whether the worker’s compensation statute, La.R.S. 23:1032 as amended by Act 147 of 1976, constitutionally makes compensation an employee’s exclusive remedy for a work-related injury caused by a co-worker, except for a suit based on an intentional tort. The trial court sustained an exception of no cause of action to plaintiff’s suit against his fellow employee because he alleged that the co-worker was guilty of negligence and not an intentional tort. The court of appeal reversed, holding that, to afford due process and equal protection of the laws, the worker’s compensation statute, as amended, must be interpreted to permit an employee the same remedy in tort against co-employees for negligently caused work-related injuries as he would have if injured by any other tortfeasor. We reverse the judgment of the court of appeal. The worker’s compensation statute was amended by Act 147 of 1976 to preclude suits by an employee to recover for work-related injuries from certain designated persons, including a fellow employee engaged at the time of injury in the normal course and scope of employment, unless his injury resulted from the co-worker’s intentional tortious act. The 1976 amendment does not deprive the plaintiff of due process of law, equal protection of law or access to the judicial process. It was duly adopted, in accordance with the Louisiana constitution.

Plaintiff, Sidney Bazley, a Jefferson Parish garbage worker filed suit against an unidentified co-employee truck driver, the co-employee’s insurer, Sardo Tortorich and Tortorich’s insurer as result of work-related injuries Bazley received when he was struck by Tortorieh’s car while he was mounting the back of a parish garbage truck. In his petition, as supplemented and amended, Bazley alleged that the accident was caused by his co-employee’s intentional acts in operating a garbage truck without a working horn, disregarding mechanical and electrical maintenance standards, failing to keep a lookout, failing to see what he should have seen, failing to stop in a safe place and failing to warn plaintiff of danger. Bazley did not allege, however, that the co-employee desired the consequences of his acts or believed that they were substantially certain to follow his acts.

The trial court sustained an exception of no cause of action to Bazley’s suit against the garbage truck driver on the ground that it constituted a negligence action against a co-employee based on a work-related injury in contravention of the exclusive remedy rule of the Compensation Act. The court of appeal reversed holding that compensation is an employee’s exclusive remedy against his employer but the statute constitutionally cannot be interpreted to bar his suit in tort against other persons. 380 So.2d 727 (La.App. 4th Cir. 1980). We granted certiorari. 383 So.2d 1263 (1980).

La.R.S. 23:1032, as amended by Act 147 of 1976, in pertinent part, provides:

“The rights and remedies herein granted to an employee ... on account of an injury . . ., shall be exclusive of all other rights and remedies . . . against his employer, or any principal or any officer, director, stockholder, partner or employee of such employer or principal . . .
*479“Nothing in this Chapter shall affect the liability of the employer, or any officer, director, stockholder, partner or employee of such employer or principal to a fine or penalty under any other statute or the liability, civil or criminal, resulting from an intentional act.
“The immunity from civil liability provided by this Section shall not extend to: 1) any officer, director, stockholder, partner or employee of such employer or principal who is not engaged at the time of the injury in the normal course and scope of his employment; and 2) to the liability of any partner in a partnership which has been formed for the purpose of evading any of the provisions of this Section.”

We are called upon to decide (1) whether La.R.S. 23:1032, as amended, prevents an injured employee from seeking recovery in tort for a work-related injury negligently caused by his co-employee; and, if so, (2) whether the legislature may constitutionally expand the exclusive remedy rule to bar negligence actions by employees against tortfeasors other than employers.

1.

The exclusive remedy rule prevents an employee from seeking recovery in tort for a work-related injury negligently caused by his co-employee.

By Act 147 of 1976 the legislature enlarged the category of employee injuries for which workers’ compensation is the exclusive remedy. Formerly, the workers’ compensation statute provided that compensation was an employee’s exclusive remedy against his employer for a compensable injury, leaving him free to pursue other remedies against third persons. The amendment modified the exclusive remedy rule in two respects. First, it provided that for an unintentional injury compensation shall be the exclusive remedy, not only against the employer, but also against any principal, officer, director, stockholder, partner1 or employee of the employer or principal who was engaged at the time of the injury in the normal course and scope of his employment. Second, it provided that for an intentional act resulting in compensable injury the employee may exercise his right under the compensation act and pursue any other remedy available against the employer and other persons under general law.

The principal legislative aim of the 1976 amendment was to broaden the class of defendants to be granted immunity from suits by injured employees in tort or delict. Although the legislative history is meager, accounts indicate that the amendment was enacted to provide employers relief from the cost of furnishing liability insurance to executive officers and other employees. Malone & Johnson, Workers’ Compensation, § 364 in 14 Louisiana Civil Law Treatise 155 (2d ed. 1980); The Work of the Louisiana Legislature for the 1976 Regular Session, 37 La.L.Rev. at 182 (1976). Before the amendment, the absence of a prohibition against tort suits against co-employees allowed injured workers to seek tort recovery from negligent executive officers and their liability insurers. E. g., Canter v. Koehring Co., 283 So.2d 716 (La.1973); Berry v. Aetna Cas. & Surety Co., 240 So.2d 243 (La.App.2d Cir. 1970), cert. denied 256 La. 914, 240 So.2d 374, cert. denied 401 U.S. 1005, 91 S.Ct. 7255, 28 L.Ed.2d 541 (1971). This avenue of recovery provoked considerable critical comment. Comment, 33 La.L.Rev. 325 (1973); Note, 34 La.L.Rev. 141 (1973); Note, 46 Tul.L.Rev. 352 (1971); The Work of the Louisiana Appellate Courts, 1973-74 Term — Insurance, 35 La.L.Rev. 415, 419 (1975). It was argued that, since the employer’s enterprise would in the end pay for the tort remedy, either directly or through insurance premiums for officers and employees, the result would be a denial to the employer of much of the practical advantage of the exclusive remedy provision. W. Malone, Louisiana Workmen’s Compensation Law and Practice, 1964 Supp. § 366 (1st ed. 1951). It was apparently for this reason that the legislature acted to close this ave*480nue of recovery by adopting Act 147 of 1976.

In abolishing the executive officer suit, however, the legislature provided that the exclusive nature of the compensation remedy does not apply to intentional acts. After considering broader penalties that would have provided double benefits for an employer’s violation of a safety rule, failure to provide a safety device required by law, or gross negligence on the part of a supervisory employee, which caused injury, death or disease, Official Journal of the House of Representatives, June 4, 1976, H.B. 354, p. 20, our legislature chose to impose a sanction for intentional wrongs by making the exclusive remedy rule inapplicable to such acts. Because of the general practice of severely punishing intentional wrongdoers, which is widely accepted in the field of workers’ compensation, because of the received meaning and acceptance of the statutory language, and considering the object of the legislation, we conclude that the words “intentional act” mean the same as “intentional tort” in reference to civil liability.

In drawing a line between intentional and unintentional acts we believe the legislative aim was to make use of the well established division between intentional torts and negligence in common law. See W. Prosser, Law of Torts, §§ 7, et seq. (4th ed. 1971). The lawmakers probably perceived this distinction as entirely consistent with the division in civil law between offenses, which require an intention to injure, and quasi offenses, damages caused without intention to harm. See 2 M. Planiol, §§ 815, 823, 825, 827, Civil Law Treatise (11th ed. La.St.L.Inst. trans. 1959). Universally, harmful conduct is considered more reprehensible if intentional. As Holmes said, “Even a dog distinguishes between being stumbled over and being kicked.” Holmes, The Common Law, 3 (1881). There is a definite tendency to impose greater responsibility upon a defendant whose conduct has been intended, to do harm, or morally wrong. W. Prosser, Law of Torts, § 7 (4th ed. 1971); Bauer, The Degree of Moral Fault as Affecting Defendant’s Liability, 1933, 81 U.Pa.L.Rev. 586; Note, 1962, 14 Stan.L.Rev. 362.

Many states provide an employee an election to sue in tort, or a percentage increase in compensation, as the penalty for his intentional injury by the employer or for other forms of employer misconduct. 2A Larson, The Law of Workmen’s Compensation, §§ 69 et seq. (1976). Even in jurisdictions with no statutory penalty for employer misconduct, intentional injury inflicted upon an employee by the employer, its alter ego, or in some instances its supervisory employee, may be made the subject of a common law action for damages on the theory that, in such an action, the employer will not be heard to say his intentional act was an “accidental” injury and so under the exclusive provisions of the compensation act. 2A Larson, §§ 68, et seq. See also, Miller v. Keating, 349 So.2d 265 (La.1977); Le Brane v. Lewis, 292 So.2d 216 (La.1974); Malone & Johnson, Workers’ Compensation, § 365 (2d ed. 1980). Courts in most states imposing such statutory or common law penalties for intentional misconduct have required the commission of a genuine intentional tort and have refused to stretch liability to include negligence, recklessness, or constructive intent. 2A Larson, Workmen’s Compensation, §§ 68.13, 69.20.

Plaintiff ingeniously has proposed, however, that the concept “intentional act” should be equated with “voluntary act.” He interprets “intentional” to mean merely that before the actor acted he directed his mind on his own physical movement and not on the consequences of his act. Under his interpretation an injured employee may sue in tort on any voluntary act setting in motion events leading to his injury regardless of whether the harm appeared likely or was even apparent at all to the actor. For example, in the present case, plaintiff contends he alleged an intentional act triggering his escape from the compensation system when he averred that the defendant garbage truck driver intentionally did not blow his horn to warn plaintiff of an oncoming motorist, although plaintiff con*481cedes that the driver did not intend for harm to come to him. Plaintiffs interpretation is incongruous, not only because it departs from the almost universal practice of differentiating between intentional and unintentional harms, prevalent in most workers’ compensation programs, but also because it ignores the accepted usage of the statutory terms in this state and generally, and his construction would thwart the legislative purpose.

Although the theorists have not always agreed, the words “act” and “intent” now have generally accepted meanings in the fields of tort and criminal law. The word act is used to denote an external manifestation of the actor’s will which produces consequences. There cannot be an act subjecting a person to civil or. criminal liability without volition. Therefore, a contraction of a person’s muscles which is purely a reaction to some outside force, such as a knee jerk or the blinking of the eyelids in defense against an approaching missile, or the convulsive movements of an epileptic, are not acts of that person. Restatement (Second) of Torts, American Law Institute § 2 (1965); La.R.S. 14:8 comment. See also, Prosser, supra, § 8; LaFave and Scott, Criminal Law, § 25 (1972). The meaning of “intent” is that the person who acts either (1) consciously desires the physical result of his act, whatever the likelihood of that result happening from his conduct; or (2) knows that that result is substantially certain to follow from his conduct, whatever his desire may be as to that result. Thus, intent has reference to the consequences of an act rather than to the act itself. Restatement (Second) of Torts, supra, § 8; LaFave and Scott, Criminal Law, § 28 (1972); see also, Prosser, supra, § 8.

Our criminal and civil codes manifest legislative acceptance of these received meanings of “act” and “intent.” As the criminal code articles and reporters’ comments make clear, “act” refers to an external manifestation of will which must be voluntary, and “intent” is present when the offender either desires the consequences of his act or when he knew that the consequences were reasonably certain to result from his act. La. R.S. 14:8,10 and Reporter’s Comments. Although the civil code does not contain definitions of the terms, the word “act” is used many times and must be read in light of the code’s underlying civilian concepts. See, e. g., Articles 2815-17. In Article 2315, for example, the word act is used to refer to both offenses and quasi offenses. As we noted above, the difference between these two acts of fault is that offenses require an intention to injure and quasi offenses are committed without intention to harm. 2 M. Planiol, §§ 815, 823, 825, 827. Thus, we see again a basic distinction between intentional and unintentional acts and use of intent in reference to the consequences of the act, rather than the act itself.

Our jurisprudence likewise reflects approval of the general notions of act and intent. This Court as early as 1936, approvingly recited the following: “It seems clear that, in the absence of language expressing a contrary meaning, an ‘act’ involves an exercise of the will. It signifies something done voluntarily.” Heiman v. Pan American Life Ins. Co., 183 La. 1045, 165 So. 195 (1936). Only where the actor entertained a desire to bring about the consequences that followed or where the actor believed that the result was substantially certain to follow has an act been characterized as intentional. See Freeman v. Bell, 366 So.2d 197 (La.App. 2d Cir. 1978, writ denied, 369 So.2d 151 (1979)); Monk v. Veillon, 312 So.2d 377 (La.App. 3d Cir. 1975). See also Langlois v. Eschet, 378 So.2d 189, 190 (La.App. 4th Cir. 1979) (word “intended” synonymous with having in mind as an end or aim, implying mind is directed to some definite end), von Dameck v. St. Paul Fire & Marine Ins. Co., 361 So.2d 283 (La.App. 1st Cir.), writ denied 362 So.2d 794, 802 (1978) (if person has such a lack of reason, memory, and intelligence that prevents him from comprehending the nature and consequences of his acts, he cannot intentionally inflict injury).

Plaintiff’s suggested interpretation of “intentional act,” equates the term with “voluntary act” and robs it of any reference to the actor’s state of mind concerning the *482consequences of his act. It is most unlikely the legislature intended the words as plaintiff suggests, rather than in their most usual signification and in the sense in which the lawmakers have used them in other legislation.

Furthermore, plaintiff’s interpretation would thwart the legislative objective of broadening the class of defendants to be granted tort immunity. Instead, Act 147 of 1976 would have the reverse effect of restricting the exclusive remedy rule to claims of employees injured without any other person’s fault. Any employee could bring suit and recover under Article 2315 by pleading and proving that his injury was negligently caused by the voluntary conduct of his employer or co-employee. Since there cannot be an act subjecting a person to liability for negligence without volition, the exclusive remedy rule as interpreted by the plaintiff would abolish all tort immunity for employers and co-employees. In the absence of a clearer expression of legislative design to curtail drastically the workers’ compensation system, we cannot attribute such aims to the lawmakers.

For these reasons, we construe the legislation under review as providing that the exclusive remedy rule shall be inapplicable to intentional torts or offenses. The meaning of intent in this context is that the defendant either desired to bring about the physical results of his act or believed they were substantially certain to follow from what he did. Several courts of appeal have stated the two prongs of the definition in the conjunctive, thus requiring a plaintiff to prove, in order to recover, that the defendant desired the physical results of his act in every case. Waldrop v. Vistron Corp., 391 So.2d 1274 (La.App.1980); McGuire v. Honeycutt, 387 So.2d 674 (La.App. 3d Cir. 1980); Johnson v. Chicago Mill & Lumber Co., 385 So.2d 878 (La.App. 2d Cir. 1980); Courtney v. BASF Wyandotte Corp., 385 So.2d 391 (La.App. 1st Cir.) writ denied 386 So.2d 359 (La.1980); Bourgoyne v. City of Baton Rouge, 380 So.2d 131 (La.App. 1st Cir. 1979), cert. denied 382 So.2d 164 (1980); Frazier v. Woodward, 378 So.2d 209 (La.App. 4th Cir. 1979); Johnson v. Narcisse, 373 So.2d 207 (La.App. 4th Cir. 1979); Tobin v. Jacobson, 369 So.2d 1161 (La.App. 1st Cir. 1979); Guidry v. Aetna Casualty & Surety Company, 359 So.2d 637 (La.App. 1st Cir.) writ denied, 362 So.2d 578 (La.1978). Intent is not, however, limited to consequences which are desired. If the actor knows that the consequences are certain, or substantially certain, to result from his act, and still goes ahead, he is treated by the. law as if he had in fact desired to produce the result. Restatement (Second) of Torts, § 8A, Comment; Prosser, supra, § 8.

Applying the statute to the facts set forth in plaintiff’s petition, we conclude that the petition fails to state a cause of action in intentional tort or offense. The pleadings do not express or imply that the co-employee garbage truck driver desired the consequences of his acts or omissions or that he believed the consequences were substantially certain to result from them.

2.

The exclusive remedy rule does not violate plaintiff’s rights to substantive due process and equal protection of the laws or other constitutional safeguards.

Bazley argues that the exclusive remedy rule violates several constitutional safeguards. First, he contends that the guarantees of substantive due process and equal protection are offended by arbitrary statutory classifications having no rational purpose which deprive some but not all employees injured by the negligence of another person of their tort remedies. Secondly, he contends for the same reason that he has been deprived of his state constitutional right to access to the courts. Finally, he urges us to declare Act 147 of 1976 unconstitutional because it was passed without a title indicative of its object.

The constitutions of the United States and this state impose no obligation on the legislature to provide injured employees with a particular kind of remedy for loss of income and medical expenses. But when a legislature acts to alleviate *483some of the suffering and hardships of industrial accidents, the manner in which it provides for relief is subject to constitutional limitations. Bazley’s claim is that the legislature must accord equal treatment to all employees with regard to work-related tort claims, and may not evidence a policy preference by allowing only those employees injured by strangers to the employer’s enterprise to pursue their claims outside the compensation system. This challenge to the classifications established by the compensation statute presents a question arising under the Equal Protection Clause of the Fourteenth Amendment and the Louisiana constitution.

The basic framework of analysis of such a claim is well settled. We must decide, first, whether the legislation operates to the disadvantage of some suspect class or impinges on a fundamental right explicitly or implicitly protected by the constitution, thereby requiring strict judicial scrutiny. If not, the legislative scheme must still be examined to determine whether it rationally furthers some legitimate, articulated state purpose and therefore does not constitute an invidious discrimination. Maher v. Roe, 432 U.S. 464, 97 S.Ct. 2376, 53 L.Ed.2d 484 (1977); San Antonio School District v. Rodriguiz, 411 U.S. 1, 93 S.Ct. 1278, 36 L.Ed.2d 16 (1973); Burmaster v. Gravity Drainage Dist. No. 2, 366 So.2d 1381, 1387-88 (La.1978); Everett v. Goldman, 359 So.2d 1256 (La.1978); Succession of Robins, 349 So.2d 276 (La.1977).

This case involves no suspect class. An injured employee entitled to compensation but seeking more complete recovery by tort suit does not come within the limited category of disadvantaged classes so recognized by the Supreme Court. The statute does not classify persons on the basis of race, alienage, national origin, or discriminate against discrete and insular minorities. Graham v. Richardson, 403 U.S. 365, 91 S.Ct. 1848, 29 L.Ed.2d 534 (1971); United States v. Carolene Product Co., 304 U.S. 144, 152 n. 4, 58 S.Ct. 778, 783 n. 4, 82 L.Ed. 1234 (1938).

Nor does the statute limit the exercise of a fundamental constitutional right. The list of rights which have been found to be fundamental may be divided as follows: Freedom of expression and association, NAACP v. Alabama ex rel Patterson, 357 U.S. 449, 78 S.Ct. 1163, 2 L.Ed.2d 1488 (1958); Right to vote and participate in the electoral process, Harper v. Virginia Board of Election, 383 U.S. 663, 89 S.Ct. 1079, 16 L.Ed.2d 169 (1966); Right to interstate travel, Shapiro v. Thompson, 394 U.S. 618, 89 S.Ct. 1322, 22 L.Ed.2d 600 (1969); Right to fairness in the criminal process, e. g., Mayer v. Chicago, 404 U.S. 189, 92 S.Ct. 410, 30 L.Ed.2d 372 (1971); Douglas v. California, 372 U.S. 353, 83 S.Ct. 814, 9 L.Ed.2d 811 (1963); Right to fairness in procedures concerning governmental deprivations of life, liberty or property, e. g., Goldberg v. Kelly, 397 U.S. 254, 90 S.Ct. 1011, 25 L.Ed.2d 287 (1970); Mathews v. Eldridge, 424 U.S. 319, 96 S.Ct. 893, 47 L.Ed.2d 18 (1976); Right to privacy, e. g., Boddie v. Connecticut, 401 U.S. 371, 91 S.Ct. 780, 28 L.Ed.2d 113 (1971); Pierce v. Society of Sisters, 510, 45 S.Ct. 571, 69 L.Ed. 1070 (1925). See generally, Nowak, Rotunda & Young, Constitutional Law, 418 (1978). This list is not permanently exhaustive, but the right Bazley seeks to exercise is not within these fundamental categories.

As with the use of the equal protection clauses, in review of statutes for substantive due process, cases involving fundamental civil rights are to be distinguished from cases involving economic and social welfare legislation. In a case merely involving general police power or social welfare legislation such as our workers’ compensation statute, the test of substantive due process is whether the regulation is reasonable in relation to the goal to be attained and is adopted in the interest of the community as a whole. West Coast Hotel Co. v. Parrish, 300 U.S. 379, 57 S.Ct. 578, 81 L.Ed. 703 (1937); Everett v. Goldman, 359 So.2d 1256 (La.1978).

Applying these principles, we conclude that the amended exclusive remedy rule of our workers’ compensation statute can be *484sustained under the less demanding test of rationality that applies in the absence of a suspect classification or the impingement of a fundamental right. The legitimate articulated state purpose served by the workers’ compensation statute “will disclose that its purpose is primarily to ‘abolish the common-law system relating to injuries to employees as inadequate to meet modern conditions and conceptions of moral obligations, and substitute therefor a system based on a high conception of man’s obligation to his fellow man * * *.’ By that system the loss incurred as a result of the employee’s injury is recognized ‘as an element of the cost of production to be charged to the industry, rather than to the individual employer, and liquidated in the steps ending with consumption, so that the burden is finally borne by the community in general. * * ’” Puchner v. Employers Liability Assur. Corp., 198 La. 922, 931, 5 So.2d 288 (1941); see also, 1 Larson, Workers’ Compensation, § 1. The exclusive remedy rule extension is reasonable in relation to this goal and rationally furthers it. Although it is debatable and sharply contested, defendants reasonably contend that the 1976 amendment promotes the ends of the Act by relieving employers of the burden of liability insurance premiums for their officers and employees, thereby providing a more effective mechanism for providing cash-wage benefits and medical cost to victims of work-connected injuries, and for placing the cost of these injuries ultimately on the consumer. See, 1 Larson, Workers’ Compensation, § 1, and that it will promote peace and harmony among employees by providing them with immunity from co-workers’ tort claims. See 2A Larson, Workers’ Compensation, § 72.20.

Bazley contends that the classifications of the exclusive remedy rule which grant tort immunity to executive officers, employees, and other persons related to the employer’s enterprise are not rationally related to the legislative purpose. He argues that each employer in every instance will not be induced or compelled by collective bargaining or competition for management personnel to purchase liability insurance for _the individuals granted immunity. However, in the area of economics and social welfare, a legislature does not violate the Equal Protection Clause merely because the classifications made by its laws are imperfect. If the classification has some reasonable basis, it does not offend the constitution simply because the classification is not made with mathematical nicety or because in practice it results in some inequality. Lindsley v. National Carbonic Gas Co., 220 U.S. 61, 78, 31 S.Ct. 337, 55 L.Ed. 369, 377 (1911). “The problems of government are practical ones and may justify, if they do not require, rough accommodations — illogical, it may be, and unscientific.” Metropolis Theater Co. v. City of Chicago, 228 U.S. 61, 69-70, 33 S.Ct. 441, 57 L.Ed. 730, 734 (1913). “A statutory discrimination will not be set aside if any state of facts reasonably may be conceived to justify it.” McGowan v. Maryland, 366 U.S. 420, 426, 81 S.Ct. 1101, 1105, 6 L.Ed.2d 393, 399 (1961); Dandridge v. Williams, 397 U.S. 471, 90 S.Ct. 1153, 25 L.Ed.2d 491 (1970).

We do not decide that the legislature’s formulation of the exclusive remedy rule is wise, that it best fulfills the relevant social and economic objectives that Louisiana might ideally espouse, or that a more just and humane system could not be devised.2 Conflicting claims of morality and intelligence are raised by opponents and proponents of almost every measure, certainly including the one before us. But the diffi-Éult economic and social problems presented y workers’ compensation programs cannot yroperly be resolved by this Court. Cf. Dandridge v. Williams, supra, 397 U.S. 471, 90 S.Ct. 1153, 25 L.Ed.2d 491. Our federal and state constitutions may impose certain procedural safeguards upon systems of workmen’s compensation, but they do not *485empower this Court to second-guess legislators who are charged with the heavy responsibility of regulating the social obligations that exist between the employee, the employer, and the public. Accordingly, we conclude that Bazley’s equal protection and due process claims are without merit.

The state constitutional guarantee of access to courts is Article 1, § 22 of the Louisiana Constitution, which reads:

“All courts shall be open, and every person shall have an adequate remedy by due process of law and justice, administered without denial, partiality, or unreasonable delay, for injury to him and his person, property, reputation, or other rights.”

This provision, like the Fourteenth Amendment to the United States Constitution, protects an individual’s access to the judicial process. Where access to the judicial process is not essential to the exercise of a fundamental constitutional right, the legislature is free to allocate access to the judicial machinery on any system or classification which is not totally arbitrary. Everett v. Goldman, 359 So.2d 1256 (La.1978); see Ortwein v. Schwab, 410 U.S. 656, 93 S.Ct. 1172, 35 L.Ed.2d 572 (1973); United States v. Kras, 409 U.S. 434, 93 S.Ct. 631, 34 L.Ed.2d 626 (1973); Jones v. Union Guano Co., 264 U.S. 171, 44 S.Ct. 280, 68 L.Ed. 623 (1924). The legislation under review does not substantially alter a claimant’s access to the judicial process, and, therefore, it does not contravene the access to courts guarantee of our state constitution. Bazley’s complaints that he has been denied the right to sue in tort for full recovery for his injuries, and that he is discriminated against with respect to other plaintiffs who may bring such suits, actually raise the same substantive due process and equal protection issues which we have already resolved. See also Perez v. Continental Casualty Co., 367 So.2d 1284 (La.App. 3d Cir. 1979); Branch v. Aetna Casualty & Surety Co., 370 So.2d 1270 (La.App. 3d Cir. 1979).

Finally, Bazley contends that Act 147 of 1976 was enacted in contravention of Article 3, § 15(A) of the Louisiana Constitution of 1974 which, in pertinent part, provides:

“Every bill ... shall be confined to one object. Every bill shall contain a brief title indicative of its object.”

The purpose of the one-object requirement is to restrict a legislative act so that a legislator will not have to consider the validity of two unrelated objects in deciding how to vote on a bill. State v. Cooper, 382 So.2d 963 (La.1980); State v. Dooley, 261 La. 295, 259 So.2d 329 (1972). If all the parts of a statute have a natural connection and reasonably relate, directly or indirectly, to one general and legitimate subject of legislation, the statute is not considered as being open to the objection of plurality, no matter how extensively it deals with the details looking to the accomplishment of the main legislative purpose. State v. Cooper, supra; Wall v. Close, 203 La. 345, 15 So.2d 19 (1943).

The purpose of the indicative title requirement is to give the legislature and the public fair notice of the scope of the legislation. The requirement is designed to defeat deceitful practices of misleading the legislature into the passage of provisions not indicated by the title of the bill. State v. Welkner, 259 La. 815, 253 So.2d 192 (1971).

Act 147 of 1976 is confined to one object because all of its parts have a natural connection and reasonably relate to one general and legitimate subject of legislation, the expansion of the exclusive remedy rule and the concomitant elimination of some third party actions.

The title of Act 147 of 1976 provides that it is an act “[t]o amend and reenact sections 1032 and 1101 of Title 23 of the Louisiana Revised Statutes of 1950 relative to workmen’s compensation, to provide with respect to the exclusive nature of the compensation remedy in cases of injury or compensable sickness or disease and to provide with respect to third party actions and to otherwise provide with respect thereto.” The title is indicative of the legislative object because it gives the public fair notice of the scope of the legislation.

*486We find meritless Bazley’s contention that Act 147 of 1976 is not germane to the object of the original compensation act, Act 20 of 1914, the title of which provides as follows:

“An act prescribing the liability of an employer to make compensation for injuries received by an employee in performing services arising out of and incidental to his employment in the course of his employer’s trade, business or occupation in certain trades, business or occupations, abolishing in certain cases the defenses of assumption of risk, contributory negligence and negligence of a fellow servant in actions for personal injury and death, establishing a schedule of compensation, regulating procedure for the determination of liability and compensation thereunder and providing for methods for payments of compensation thereunder.”

It is not fatal to the legislation that the title of the original act refers only to the employer’s liability and not to the liability of third persons. It is not the purpose of the constitution to require that the title be an index to the contents of the act, or that every end and means convenient or necessary for the accomplishment of the general object of the act be set out at length in the title, but it is deemed sufficient, under the constitution, that the act contain but one object and that the object be fairly stated, although it be expressed in general terms, in the title of the act. All things proper or necessary to carry out the general object, so stated in the title, are deemed to be within the scope of the title. State v. Welkner, 259 La. 815, 253 So.2d 192 (1972); Southern Hide Co. v. Best, 145 So. 682, 176 La. 347 (1933).

For the reasons assigned, the judgment of the court of appeal is reversed, the judgment of the trial court is reinstated, and the case is remanded for further proceedings.

REVERSED AND REMANDED.

2.1.3 Erickson v. Canyons School District ("The Flagpole Case") 2.1.3 Erickson v. Canyons School District ("The Flagpole Case")

When you read this case, focus on the way that this court defines and discusses an intent to do something.

Attorneys and Law Firms

Sean D. Reyes, Salt Lake City, and Joshua D. Davidson, Attorneys for Appellant
Wesley Felix and Brenda Weinberg, Salt Lake City, Attorneys for Appellee
Judge Gregory K. Orme authored this Opinion, in which Judges Jill M. Pohlman and Diana Hagen concurred.

Opinion
ORME, Judge:
*919 ¶1 Canyons School District (the School District) seeks interlocutory review of the district court's denial of its motion to dismiss Juel Erickson's complaint against it. The court denied the motion because it concluded that it was too early to determine whether Erickson's injuries resulted from a battery, which determination would have necessitated dismissal of the case on governmental immunity grounds. Because there may be facts that Erickson could prove establishing that the student who injured her lacked the necessary intent for his action to constitute battery, we affirm.
BACKGROUND1
¶2 Erickson was a student at a high school within the School District's boundaries. On February 24, 2017, Erickson attended a school assembly held in the high school's gym. Before the assembly, a supervisor confiscated a home-made flag, fastened to a pole, from junior class officers and placed it on the east side of the gym. When a student retrieved the flagpole, the supervisor instructed another student to reconfiscate it. That student placed the confiscated flagpole underneath the bleachers, from where yet another student (Student) retrieved it. Student then climbed to the top of the bleachers and threw the flagpole into the crowd of students below, striking Erickson in the head and knocking her unconscious. No high school employee called an ambulance or provided Erickson with any medical care. Erickson thereafter “suffer[ed] from neck injuries and post-concussive symptoms.”
¶3 In 2019, Erickson filed a complaint against the School District, the high school, the supervisor, and the State of Utah. The complaint alleged negligence, gross negligence, and vicarious liability against the defendants for “failing to secure the Flag Pole and keep other students from reaching it, failing to adequately supervise their students, and failing to provide medical assistance upon injury.”
¶4 The defendants moved to dismiss Erickson's complaint pursuant to rule 12(b)(6) of the Utah Rules of Civil Procedure, arguing that under the Governmental Immunity Act of Utah, see Utah Code Ann. §§ 63G-7-101 to -904 (LexisNexis 2019),2 “a high school cannot be named as a party in a lawsuit; [Erickson] cannot pursue an action individually against [the supervisor], an employee of [the School District]”; Erickson “has asserted no facts to support a claim against the State of Utah”; and—the issue relevant to the current appeal—the School District could not be sued because “governmental entities are immunized against claims arising from battery.” Erickson did not oppose the motion as concerned the supervisor and the State.3 But in opposing the motion as to the School District, Erickson argued that dismissal was improper because the tort of battery requires that the actor “intend the action and its harmful or offensive consequences,” and there still remained “a question of fact as to what [Student] intended when throwing the flag pole into the crowd of students.” Analogizing to an example where “a person throws a football to a friend and that football strikes a bystander,” she argued that “it is more likely than not that [Student] intended that the flag pole would be caught by his friends who were urging him to throw it to them,” and “[i]f these are indeed the facts, then [Student's] action does not constitute battery.”
¶5 The district court denied the motion to dismiss “on the grounds that based upon the *920 inferences that favor [Erickson], it is too early in the case to grant the motion on the issue of battery.” The School District then petitioned for permission to appeal from an interlocutory order, see Utah R. App. P. 5(a), which the Utah Supreme Court transferred to this court for resolution, see id. R. 42. We granted the petition.
ISSUE AND STANDARD OF REVIEW
¶6 The School District challenges the district court's denial of its motion to dismiss. “The propriety of a trial court's decision to grant or deny a motion to dismiss under rule 12(b)(6) [of the Utah Rules of Civil Procedure] is a question of law that we review for correctness.” Torgerson v. Talbot, 2017 UT App 231, ¶ 7, 414 P.3d 504 (quotation simplified). Dismissal of a complaint is proper “only if it is clear from the allegations that the [plaintiff] would not be entitled to relief under the set of facts alleged or under any facts it could prove to support its claim.” Id. (emphasis added). Accordingly, on review “we accept all facts alleged as true, and indulge all reasonable inferences in favor of the [plaintiff].” Id. (quotation simplified).
ANALYSIS
1
2
¶7 The Governmental Immunity Act of Utah waives governmental immunity “as to any injury proximately caused by a negligent act or omission of an employee committed within the scope of employment,” Utah Code Ann. § 63G-7-301(2)(i) (LexisNexis 2019), but exempts from this waiver injuries that “arise[ ] out of or in connection with, or result[ ] from,” among other things, “battery,” id. § 63G-7-201(4)(b).4 See Sanders v. Leavitt, 2001 UT 78, ¶ 29, 37 P.3d 1052 (“[I]mmunity is retained under the Utah Governmental Immunity Act if an assault or battery is involved, regardless of who the tortfeasor is, and even if the assault or battery occurs as the result of the negligence of the state or state agent.”).
3
¶8 The intentional tort of battery “was designed to protect people from unacceptable invasions of bodily integrity.” Wagner v. State, 2005 UT 54, ¶ 57, 122 P.3d 599. See 1 Dan B. Dobbs et al., The Law of Torts § 33, at 82 (2d ed. 2011) [hereinafter Dobbs] (“Battery today vindicates the plaintiff's rights of autonomy and self-determination, her right to decide for herself how her body will be treated by others, and to exclude their invasions as a matter of personal preference, whether physical harm is done or not.”). For purposes of defining the elements of battery, Utah has adopted the Second Restatement of Torts, see Wagner, 2005 UT 54, ¶ 16, 122 P.3d 599, which provides that a person commits battery against another “ ‘if (a) he acts intending to cause a harmful or offensive contact with the person of the other or a third person, or an imminent apprehension of such a contact, and (b) a harmful contact with the person of the other directly or indirectly results,’ ” id. (quoting Restatement (Second) of Torts § 13 (Am. Law Inst. 1965)). In simpler terms, for a contact to constitute battery, it must be (1) deliberately made and (2) harmful or offensive in a legal sense. Id. ¶ 19.
¶9 At the complaint stage of this litigation, the question is whether Erickson could prove a set of facts consistent with her complaint that would preclude dismissal on governmental immunity grounds. In other words, mindful of the facts alleged in the complaint, we inquire whether there is at least one scenario in which Student did not batter Erickson. If the answer is in the affirmative, the district court correctly denied the School District's rule 12(b)(6) motion to dismiss. See America West Bank Members, LC v. State, 2014 UT 49, ¶ 13, 342 P.3d 224 (“A dismissal is a severe measure and should be granted by the trial court only if it is clear that a party is *921 not entitled to relief under any state of facts which could be proved in support of its claim.”) (quotation simplified). Cf. Sanjuan v. American Board of Psychiatry & Neurology, Inc., 40 F.3d 247, 251 (7th Cir. 1994) (“One pleads a ‘claim for relief’ by briefly describing the events. At this stage the plaintiff receives the benefit of imagination, so long as the hypotheses are consistent with the complaint.”).
¶10 Here, the second prong of the battery inquiry—that the contact is harmful or offensive at law—is readily met, even at this early stage. It is uncontested and, indeed, inarguable that a strike to the head by a flagpole is harmful because “no reasonable person would consent” to such a contact. Wagner, 2005 UT 54, ¶ 51, 122 P.3d 599. See id. (“A harmful or offensive contact is simply one to which the recipient of the contact has not consented either directly or by implication.”). The resolution of this appeal therefore turns on the first prong—whether a provable set of facts exists under which Student did not intend for the flagpole to come into contact with Erickson. Because we agree with Erickson that at least one scenario exists in which Student lacked the requisite intent, namely where Student threw the flagpole intending for it to be caught by friends while not substantially certain that the flagpole would strike an unsuspecting student, the district court properly denied the School District's 12(b)(6) motion to dismiss.5
4
5
¶11 “ ‘The word ‘intent’ is used ... to denote that the actor desires to cause the consequences of his act, or that he believes that the consequences are substantially certain to result from it.’ ” Id. ¶ 22 (quoting Restatement (Second) of Torts § 8A) (emphasis omitted) (emphasis added). See also id. ¶ 26 (stating that “[i]t is the consequential contact with the other person,” not the act or movement itself, “that the actor must either intend or be substantially certain would result”). Whether the actor intended the contact to be harmful or offend is immaterial. Rather, the focus is on whether the actor intended to make a contact that is harmful or offensive at law. Id. ¶ 29. Because the focus of the intent analysis is on whether the actor desired the consequential contact or knew that it was substantially certain to result, it is necessarily a subjective inquiry, Dobbs § 29, at 75, which is inherently fact-intensive, cf. Rocky Ford Irrigation Co. v. Kents Lake Reservoir Co., 2019 UT 31, ¶ 68, ––– P.3d –––– (stating that subjective intent “implicates fact-intensive questions”). Thus, “the legal outcome [for the same act] will depend on the actor's surroundings and the actor's state of mind.” W. Page Keeton et al., Prosser and Keeton on the Law of Torts § 8, at 35 (5th ed. 1984) [hereinafter Prosser]. For *922 example, a person who pulls the trigger of a gun intending to shoot another and succeeds in wounding him is liable for battery absent some defense or justification. On the other hand, a hunter who pulls the trigger intending to shoot a bird and instead hits a person of whom the hunter was unaware is not liable for battery, although the act may constitute actionable negligence. Wagner, 2005 UT 54, ¶ 26, 122 P.3d 599.
6
¶12 Under the scenario Erickson suggests,6 if Student threw the flagpole intending for it to be caught by other students who were urging him to throw it to them, he clearly did not mean for the flagpole to strike Erickson. But our inquiry relative to this specific scenario does not end here. An actor acts intentionally if he “desires to cause the consequences of his act, or [if] he believes that the consequences are substantially certain to result from it.” Id. ¶ 22 (emphasis added) (quotation otherwise simplified). See Restatement (Second) of Torts § 8A cmt. b (“If the actor knows that the consequences are certain, or substantially certain, to result from his act, and still goes ahead, he is treated by the law as if he had in fact desired to produce the result.”).7 Thus, although Student might not have actually desired to strike Erickson, he would have nonetheless committed battery so long as, mindful of the weight of the flagpole and his throwing ability, he was substantially certain that the flagpole would strike an unsuspecting student when he threw it.
¶13 The School District argues, with our emphasis, that even under this scenario, Student nonetheless acted with substantial certainty because he “knew that it was substantially likely that the flagpole would come into contact with someone in the crowd of students.” We disagree for two reasons.
¶14 First, as discussed above, the inquiry into whether an actor desired a harmful contact or knew that it was substantially certain to result is a subjective one and therefore highly fact-intensive. See supra ¶ 11. Such determinations are the exclusive province of the trier of fact and are typically improper even at the summary judgment stage of litigation, much less at the complaint stage. See Uintah Basin Med. Center v. Hardy, 2008 UT 15, ¶ 19, 179 P.3d 786 (stating that a district court is precluded from granting summary judgment “if the inferences depend upon subjective feelings or intent”) (quotation simplified); Haynes v. Department of Public Safety, 2020 UT App 19, ¶ 11, 460 P.3d 565 (“[T]he parties' intentions cannot be determined as a matter of law in the context of a rule 12(b)(6) motion to dismiss.”). The liberal pleading standards for complaints, see America West Bank Members, LC v. State, 2014 UT 49, ¶ 13, 342 P.3d 224, allow for the scenarios that Student was only somewhat aware of the risk of harmful contact or even completely oblivious to it. Thus, although it is entirely possible under the general scenario suggested by Erickson that the School District *923 is correct that Student knew or was substantially certain that the flagpole would strike an unsuspecting student below, it is improper to dismiss the complaint on this basis because it is the role of the trier of fact to make this determination after all the facts are known.
7
¶15 Second, we disagree with the School District's contention that a showing of substantial likelihood satisfies the “substantial certainty” standard. Substantial certainty requires a showing higher than that of mere recklessness. See Restatement (Second) of Torts § 8A cmt. b (“As the probability that the consequences will follow decreases, and becomes less than substantial certainty, the actor's conduct loses the character of intent, and becomes mere recklessness,” and “[a]s the probability decreases further, and amounts only to a risk that the result will follow, it becomes ordinary negligence.”). Under the recklessness standard, the plaintiff must establish that, among other things, “the actor knew, or had reason to know, of facts which create a high degree of risk of physical harm to another.” Daniels v. Gamma West Brachytherapy, LLC, 2009 UT 66, ¶ 42, 221 P.3d 256 (quoting Restatement (Second) of Torts § 500 cmt. a). Therefore, a showing of substantial certainty requires more than a showing that the actor knew there was a “high degree of risk,” id. (quotation simplified), or strong probability that harmful or offensive contact would result from a contemplated action, see Restatement (Second) of Torts § 500 cmt. f (“[A] strong probability is a different thing from the substantial certainty without which [the actor] cannot be said to intend the harm in which his act results.”); Prosser § 8, at 36 (“The mere knowledge and appreciation of a risk—something short of substantial certainty—is not intent.”); Dobbs § 29, at 74 (“Mere risk, ... even a very high risk, is not enough to show substantial certainty.”). Instead, a party must show that the actor believed that the legally harmful or offensive contact was essentially unavoidable. See Certain, New Oxford American Dictionary 284 (3d ed. 2010) (defining “certain” as “known for sure; established beyond doubt”); Certainty, New Oxford American Dictionary 284 (defining “certainty” as a “firm conviction that something is the case”).
¶16 Substantial certainty is illustrated by the example in which a defendant, intending to put a specific individual to sleep, mixes sleeping powders into the food served by a cafeteria. If the defendant knows that people other than the intended target will eat the contaminated food, the defendant knows to a substantial certainty that the sleeping powders will affect others. The law will therefore treat the defendant as if he intended to put the other diners to sleep, although that was not his specific aim or desire. See Dobbs § 29, at 73–74.
¶17 It is not enough to argue, as the School District does, that even under Erickson's scenario, Student would have known “that it was substantially likely that the flagpole would come into contact with someone in the crowd of students.” Knowing that harmful contact is substantially likely to result is recklessness, at most, and not intent. For one to act with substantial certainty, it is insufficient that the actor merely appreciates the existence of a risk—even a very high risk. Rather, the actor must know that the harmful contact is essentially unavoidable as a consequence of his action.8
¶18 Because Erickson could potentially prove that Student intended his friends to catch the flagpole and was not substantially certain that the flagpole would strike an unsuspecting student, at least one scenario exists where Student did not commit the tort of battery and the School District would not have immunity. Accordingly, the district court properly denied the School District's motion to dismiss Erickson's complaint against it on the theory that it failed to state a claim.
CONCLUSION
¶19 At this early stage of litigation, the facts are yet to be determined. As this case *924 moves forward, it might be revealed that Student threw the flagpole into the crowd of unsuspecting students either desiring or substantially certain that harmful or offensive contact would result. In that event, a battery occurred and sovereign immunity insulates the School District from liability. But it might instead be revealed that Student threw the flagpole intending it to be caught by friends who were planning to receive it and that Student was either completely unaware of the risk of injury, believed the risk to be a moderate or high one, or even knew that injury was substantially certain. Because reasonable scenarios exist under which Student did not have the requisite intent to commit the tort of battery, thereby triggering the exemption to the waiver of governmental immunity, the district court correctly denied the School District's motion to dismiss Erickson's complaint against it.
¶20 Affirmed.

All Citations

467 P.3d 917, 379 Ed. Law Rep. 339, 2020 UT App 91

Footnotes

“On appeal from a motion to dismiss under Utah Rule of Civil Procedure 12(b)(6), we review the facts only as they are alleged in the complaint. As a result, we accept the factual allegations in the complaint as true and consider all reasonable inferences to be drawn from those facts in a light most favorable to the plaintiff.” Hall v. Department of Corr., 2001 UT 34, ¶ 2, 24 P.3d 958 (quotation simplified).
Because the statutory provisions in effect at the relevant time do not differ in any way material to our analysis from those now in effect, we cite the current version of the Utah Code for convenience.
Erickson did argue against dismissal of the high school from her suit, which opposition ultimately proved unsuccessful. Because the high school's dismissal is not at issue in this appeal, we do not discuss it further.
Courts apply a three-part test when determining whether a governmental entity is immune from suit under the Governmental Immunity Act of Utah. They (1) “examine whether the activity undertaken is a governmental function,” (2) “determine whether governmental immunity was waived for the particular activity,” and (3) “look to see whether immunity has been reinstated through a statutory exception to the immunity waiver.” Larsen v. Davis County School Dist., 2017 UT App 221, ¶ 10, 409 P.3d 114 (quotation simplified). The third prong is the only one at issue in this appeal, i.e., whether Erickson's complaint conclusively alleges the tort of battery, thereby exempting the School District from the waiver of governmental immunity.
The School District argues that Erickson's assertion that Student may have intended to throw the flagpole to friends below should be rejected because her “complaint is devoid of any such allegations.” Although the School District acknowledges that, “at the motion to dismiss stage, Erickson is entitled to the benefit of all reasonable inferences from the facts alleged,” it argues that “she is not entitled to unreasonable inferences based on pure speculation or conjecture.” But other than noting that Erickson did not allege that specific scenario in her complaint, the School District does not explain how such an inference is unreasonable. Erickson's complaint alleges that “[S]tudent climbed to the top of the bleachers and threw the Flag Pole into the crowd of students below, ... str[iking] Erickson in the head.” The complaint is entirely silent as to Student's intent and motivations. And in light of other allegations in the complaint stating that more than one student attempted to retrieve the confiscated flagpole, it is reasonable to infer at the motion-to-dismiss stage that Student may well have thrown the flagpole into the crowd of students intending for a friend to catch it. See America West Bank Members, LC v. State, 2014 UT 49, ¶ 13, 342 P.3d 224 (“Rule 8(a) of the Utah Rules of Civil Procedure sets a liberal standard for complaints, requiring only that a complaint contain a short and plain: (1) statement of the claim showing that the party is entitled to relief; and (2) demand for judgment for specified relief.”) (quotation simplified); Zisumbo v. Ogden Reg'l Med. Center, 2015 UT App 240, ¶ 11, 360 P.3d 758 (“Even if a complaint is vague, inartfully drafted, a bare-bones outline, or not a model of specificity, the complaint may still be adequate so long as it can reasonably be read as supporting a claim for relief, giving the defendants notice of that claim.”) (quotation simplified). See also Torgerson v. Talbot, 2017 UT App 231, ¶ 7, 414 P.3d 504 (“A district court should grant a motion to dismiss only if it is clear from the allegations that the non-moving party would not be entitled to relief under the set of facts alleged or under any facts it could prove to support its claim.”) (emphasis added); Larsen v. Davis County School Dist., 2017 UT App 221, ¶ 9, 409 P.3d 114 (same).
It may well be that there are other scenarios that would likewise be inconsistent with Student's act being a battery. We focus on the one Erickson advances because it is the one that has received the parties' attention in briefing.
The Utah Supreme Court in Wagner embraced the Restatement section and quoted it verbatim. Unfortunately, in a couple of instances in the opinion, the Court used the phraseology “substantially likely” as well as the Restatement's language “substantially certain.” See Wagner v. State, 2005 UT 54, ¶¶ 22, 25–26, 122 P.3d 599. The Court never said the two meant the same thing, and we do not think that the inconsistent usage was a subtle effort to equate the two. Indeed, the focus of Wagner was not on this aspect of the intent requirement of battery, namely what mental state short of absolute intent might qualify as intent for purposes of battery. Wagner’s focus was instead on whether it was the “consequential contact,” not merely the act itself, that had to be intended. Id. ¶¶ 17–18, 26. The Court has not, so far as we can discern, addressed substantial certainty in the exact context now before us, but it has “adopted the Second Restatement of Torts to define the elements of [battery], including the element of intent,” id. ¶ 16, and the Restatement clearly distinguishes substantial certainty from substantial likelihood, associating the former with intentional torts such as battery and the latter with recklessness, see Restatement (Second) of Torts § 500 cmt. f (Am. Law Inst. 1965) (“[A] strong probability is a different thing from the substantial certainty without which [the actor] cannot be said to intend the harm in which his act results.”). The Court's occasional use in Wagner of the term “substantially likely” when discussing intent appears to be inadvertent rather than deliberate, and we attach no jurisprudential significance to the inconsistency.
As indicated, the inquiry is ultimately subjective. Whether the actor would know to a substantial certainty that throwing a flagpole to friends standing in a crowd of students would land off target would likely be very different if the actor was the state javelin champion as opposed to the state chess champion, who lacked any prior experience in throwing long, cylindrical projectiles.

2.1.4 Wagner v. State ("The K-Mart Battery Case") 2.1.4 Wagner v. State ("The K-Mart Battery Case")

The previous case discussed the nature of intent (desired result or substantial certainty it will result) for the purposes of battery, but this case discusses what has to be intended for battery liablity. 

2005 UT 54

Tracy D. WAGNER and Robert W. Wagner, Plaintiffs and Petitioners, v. STATE of Utah, Utah Department of Human Services, and Utah State Development Center, Defendants and Respondents.

No. 20040405.

Supreme Court of Utah.

Aug. 30, 2005.

*601D. David Lambert, Leslie W. Slaugh, Ryan D. Tenney, Provo, for plaintiffs.

Mark L. Shurtleff, Att’y Gen., Barry G. Lawrence, Nancy L. Kemp, Asst. Att’ys Gen., Salt Lake City, for defendants.

WILKINS, Associate Chief Justice:

¶ 1 Tracy and Robert Wagner seek review of the court of appeals’ ruling that the trial court properly granted a rule 12(b)(6) motion dismissing their suit against the State. The Wagners’ suit, which sought recovery for injuries Mrs. Wagner sustained when a mentally handicapped man attacked her while he was in the custody of state employees, was dismissed at the trial court, and affirmed at the court of appeals, on the ground that the attack constituted a battery, a tort for which the State has retained immunity from suit. The Wagners then petitioned this court for certiorari, which we granted. We now affirm.

BACKGROUND

¶ 2 When reviewing a 12(b)(6) motion, we recite the facts in a light most favorable to the non-moving party, though there is no dispute in this case as to the facts. Higgins v. Salt Lake County, 855 P.2d 231, 233 (Utah 1993).

¶ 3 Tracy Wagner was standing in a customer service line at a K-Mart store in American Fork, Utah, when she was suddenly and inexplicably attacked from behind. The Wagners’ alleged that Sam Giese, a mentally disabled patient of the Utah State Development Center (“USDC”), “became violent, took [Mrs. Wagner] by the head and hair, threw her to the ground, and otherwise acted in such a way as to cause serious bodily injury to her.”

¶ 4 USDC employees had accompanied Mr. Giese to K-Mart as part of his treatment program and had remained in K-Mart to supervise him. While this particular episode of violence was sudden, it was not altogether unpredictable. Mr. Giese had a history of violent conduct and presented a potential danger to the public if not properly supervised.

¶ 5 Mrs. Wagner and her husband subsequently filed a complaint against USDC and the Utah Department of Human Services, the state agency under which USDC operates, for failing to “properly supervise the activity of’ Mr. Giese while he was in its care. Because the defendants to this matter are all governmental entities, they moved to dismiss the complaint under Utah Rule of Civil Procedure 12(b)(6) for failure to state a claim, arguing that Mrs. Wagner’s injuries arose out of a battery, a tort for which the government is immune from suit. Thus, under the Governmental Immunity Act, Utah Code Ann. § 63-30-10(2) (Utah 1997) (repealed 2004), the defendants could not be held liable for injuries arising out of the battery here. The district court agreed with the government and dismissed the Wagners’ complaint, holding that because Giese initiated a contact with “deliberate” intent, his attack constituted a battery and the government was immune under the statute.

¶ 6 The Wagners appealed the decision to the court of appeals, arguing that the intentional tort of battery requires proof of both an intent to make a contact and an intent to cause harm thereby, and because Mr. Giese was mentally incompetent to formulate the intent to cause harm, his attack could not constitute a battery as a matter of law. The defendants, on the other hand, maintained that a person need only intend to make a harmful or offensive contact in order for that contact to constitute a battery upon another. A person need not intend to cause harm or appreciate that his contact will cause harm so *602long as he intends to make a contact, and that contact is harmful.

¶ 7 Both parties filed briefs with the court of appeals, but oral argument was not heard on the matter. Instead, the court issued a memorandum opinion affirming the district court’s order of dismissal. Wagner v. Utah Dep’t of Human Servs., No. 20030106-CA, 2004 WL 530728, *8, 2004 Utah App. LEXIS 282, at *8 (Utah Ct.App. Mar.18, 2004) (mem.). The court of appeals reasoned that Mr. Giese’s attack on Mrs. Wagner constituted a battery under Utah jurisprudence interpreting the Governmental Immunity Act. Id., 2004 WL 530728, *1, at *5 The court distinguished the case at bar from the case the Wagners cited in support of their argument, finding that Mr. Giese’s attack, unlike the incident involved in the cited case, “ ‘creatfed] a substantial certainty [that] harm’ ” would arise out of the contact. Id., 2004 WL 530728, *2, at *6 (quoting Matheson v. Pearson, 619 P.2d 321, 323 (Utah 1980)).

¶ 8 Looking to outside case law as well, the court of appeals found that the decisions reached in other jurisdictions supported its conclusion that the resolution of the issue turned not on whether the perpetrator of the attack intended to cause harm, but rather upon “ ‘whether the injury was perpetrated deliberately or accidentally.’ ” Id. at *7 (quoting Miele v. United States, 800 F.2d 50, 52 (2d Cir.1986)). The court of appeals joined the courts of other jurisdictions, both state and federal, in declining to incorporate a requirement that the perpetrator have a certain mental state at the moment of the attack in order for that attack to constitute a battery. The Wagners appealed to this court, and we have jurisdiction pursuant to Utah Code section 78-2-2(3)(a) (2002).

STANDARD OF REVIEW

¶ 9 When reviewing a court of appeals decision affirming a grant of a rule 12(b)(6) motion to dismiss, “we review the decisions of the court of appeals rather than that of the trial court ... for correctness.” Taghipour v. Jerez, 2002 UT 74, ¶ 8, 52 P.3d 1252. Because we are reviewing a rule 12(b)(6) motion, we must “accept the material allegations in the complaint as true and interpret those facts and all reasonable inferences drawn therefrom in a light most favorable to the plaintiff as the non-moving party.” Russell Packard Dev. v. Carson, 2005 UT 14, ¶ 3, 108 P.3d 741. We will affirm the court of appeals’ dismissal of the case only if, after granting such deference to the Wagners’ factual presentation, we still find that they have failed to state a claim upon which relief can be granted. Utah R. Civ. P. 12(b)(6).

ANALYSIS

I. GOVERNMENTAL IMMUNITY ACT

¶ 10 In interpreting any statute, rules of statutory construction require the court to “first look[ ] to the statute’s plain language, and give effect to the plain language unless the language is ambiguous.” Blackner v. State, 2002 UT 44, ¶ 12, 48 P.3d 949. At the time of the incident in this case, the Governmental Immunity Act read as follows:

Immunity from suit of all governmental entities is waived for injury proximately caused by a negligent act or omission of an employee committed within the scope of employment except if the injury arises out of ...:
(2) assault, battery, [or] false imprisonment. ...

Utah Code Ann. § 63-30-10(2) (Utah 1997) (repealed 2004).

¶ 11 This court has previously held in governmental immunity cases that the State is immunized against a negligence action if the action arises out of an assault or battery. Tiede v. State, 915 P.2d 500, 502-03 (Utah 1996) (holding the State immune from suit for negligence in the shooting deaths of two and the assault and battery upon three others under the assault and battery exception to the immunity waiver); Higgins v. Salt Lake County, 855 P.2d 231, 241 (Utah 1993) (county immune from suit under the battery exception where a mentally ill patient at a county facility stabbed a child); Ledfors v. Emery County Sch. Dist., 849 P.2d 1162, 1166 (Utah 1993) (school district immune from suit under the battery exception for failing to properly supervise high school stu*603dents where those studénts severely beat another student during a physical education class).

¶ 12 Utah courts make three inquiries to determine whether the government is immune from suit under the Governmental Immunity Act. First, courts must ascertain whether the activity was a governmental function and thereby entitled to blanket immunity under the Act. Second, if the activity constituted a governmental function, courts must then look to see whether the State has waived immunity under another section of the Act. Finally, courts must determine whether there is an exception to the waiver of immunity that retains immunity against suit for the cause of action in the particular case. Taylor v. Ogden City Sch. Dist., 927 P.2d 159, 162 (Utah 1996).

¶ 13 Both sides concede that “the first two factors do not shield the State” from suit. Wagner v. State, No. 20030106-CA, 2004 WL 530728, *1, 2004 Utah App. LEXIS 282, *4. The State does argue, however, that the third inquiry requires that the suit against the State be dismissed under the Governmental Immunity Act because Mr. Giese’s attack constituted a battery, an exception to the waiver of immunity under former section 63-30-10(2).

¶ 14 The Wagners argue that Mr. Giese’s attack could not legally constitute a battery because that intentional tort requires the actor to intend harm or offense through his deliberate contact, an intent Mr. Giese was mentally incompetent to form. The State, on the other hand, argues that the only intent required under the statute is simply the intent to make a contact. The contact must be harmful or offensive by law, but the actor need not intend harm so long as he intended contact.

¶ 15 The outcome of this ease, then, turns upon which interpretation of the definition of battery is correct. Accordingly, we turn our attention now to the law of battery as defined in the Restatement.

II. THE RESTATEMENT DEFINITION OF BATTERY

¶ 16 While there is some variation among the definitions of the tort of battery, Prosser and Keeton on the Law of Torts § 8, at 33-34 (W. Page Keeton et al. eds., 5th ed.1984) (hereinafter Prosser), Utah has adopted the Second Restatement of Torts to define the elements of this intentional tort, including the element of intent. Tiede v. State, 915 P.2d 500, 503 n. 3. The Restatement represents a “concept [of the law] consistent with the most common usage in judicial opinions in tort cases.” Prosser, supra, § 8, at 34. The Restatement reads:

An actor is subject to liability to another for battery if
(a) he acts intending to cause a harmful or offensive contact with the person of the other or a third person, or an imminent apprehension of such a contact, and
(b) a harmful contact with the person of the other directly or indirectly results.

Restatement (Second) of Torts § 13 (1965).

¶ 17 The only point of dispute in this case is whether the language of the Restatement requires Mr. Giese to have intended not only to make physical contact with Mrs. Wagner, which the Wagners concede he did, but also to have intended the contact to be harmful or offensive. In other words, is a battery committed only when the actor intends for his contact to harm or offend, or is it sufficient that the actor deliberately make physical contact, which contact is harmful or offensive by law? Determining the answer requires a careful dissection of the elements of battery and the meaning of intent.

¶ 18 We conclude that the plain language of the Restatement, the comments to the Restatement, Prosser and Keeton’s exhaustive explanation of the meaning of intent as described in the Restatement, and the majority of case law on the subject in all jurisdictions including Utah, compels us to agree with the State that only intent to make contact is necessary.

¶ 19 In order for a contact to constitute a battery at civil law, two elements must be satisfied. First, the contact must have been deliberate. Second, the contact must have been harmful or offensive at law. We hold that the actor need not intend that his contact be harmful or offensive in order *604to commit a battery so long as he deliberately made the contact and so long as that contact satisfies our legal test for what is harmful or offensive.

¶ 20 We first address the intent element of battery to explain our holding. Next, we discuss how the limited legal nature of harmful or offensive contact restricts the types of contacts for which actors may be potentially liable.

A. Legal Intent to Commit a Battery

¶21 Prosser described intent as “one of the most often misunderstood legal concepts.” Prosser, supra, § 8, at 33. Because intent is also “one of the most basic, organizing concepts of legal thinking,” id., it is crucial that the term is properly defined and understood. We begin our analysis with the language in the Restatement itself.

¶ 22 The Restatement defines a battery as having occurred where “[an actor] acts intending to cause a harmful or offensive contact.” Restatement (Second) of Torts § 13. The comments to the definition of battery refer the reader to the definition of intent in section 8A. Id. § 13 cmt. c. Section 8A reads:

The word “intent” is used throughout the Restatement of this Subject to denote that the actor desires to cause the consequences of his act, or that he believes that the consequences are substantially certain to result from it.

Id. § 8A (emphasis added).

¶ 23 Although this language might not immediately seem to further inform our analysis, the comments to this section do illustrate the difference between an intentional act and an unintentional one: the existence of intent as to the contact that results from the act. Because much of the confusion surrounding the intent element required in an intentional tort arises from erroneously conflating the act with the consequence intended, we must clarify these basic terms as they are used in our law before we analyze the legal significance of intent as to an act versus intent as to the consequences of that act.

¶ 24 Section 2 of the Restatement (Second) of Torts defines the term “act” as “an external manifestation of the actor’s will and does not include any of its results, even the most direct, immediate, and intended.” Id. § 2. To illustrate this point, the comments clarify that when an actor points a pistol at another person and pulls the trigger, the act is the pulling of the trigger. Id. at cmt. c. The consequence of that act is the “impingement of the bullet upon the other’s person.” Id. It would be improper to describe the act as “the shooting,” since the shooting is actually the conflation of the act with the consequence. For another example, the act that has taken place when one intentionally strikes another with his fist “is only the movement of the actor’s hand and not the contact with the others body immediately established.” Id. Thus, presuming that the movement was voluntary rather than spastic, whether an actor has committed an intentional or negligent contact with another, and thus a tort sounding in battery or negligence, depends not upon whether he intended to move his hand, but upon whether he intended to make contact thereby.

¶25 The example the Restatement sets forth to illustrate this point is that of an actor firing a gun into the Mojave Desert. Restatement (Second of Torts) § 8A cmt. a. In both accidental and intentional shootings, the actor intended to pull the trigger. Id. Battery liability, rather than liability sounding in negligence, will attach only when the actor pulled the trigger in order to shoot another person, or knowing that it was substantially likely that pulling the trigger would lead to that result. Id. § 8A cmts. a & b. An actor who intentionally fires a bullet, but who does not realize that the bullet would make contact with another person, as when “the bullet hits a person who is present in the desert without the actor’s knowledge,” is not liable for an intentional tort. Id.

¶ 26 A hunter, for example, may intentionally fire his gun in an attempt to shoot a bird, but may accidentally shoot a person whom he had no reason to know was in the vicinity. He intended his act, pulling the trigger, but not the contact between his bullet and the body of another that resulted from that act. Thus, he intended the act but not the consequence. It is the consequential contact with the other person that the actor must either *605intend or be substantially certain would result, not the act — pulling the trigger — itself. He is therefore not liable for an intentional tort because his intentional act resulted in an unintended contact. On the other hand, the actor is liable for an intentional tort if he pulled the trigger intending that the bullet released thereby would strike someone, or knowing that it was substantially likely to strike someone as a result of his act. Id. at emts. a & b.

¶ 27 Can an actor who acknowledges that he intentionally pulled the trigger, and did so with the intent that the bullet make contact with the person of another, defeat a battery charge if he can show that he did so only as a joke, or did not intend that the contact between the bullet and the body of the person would cause harm or offense to that person? The Wagners argue that such a showing would provide a full defense to a battery charge because the actor lacked the necessary intent to harm.

¶ 28 We agree with the Wagners that not all intentional contacts are actionable as batteries, and that the contact must be harmful or offensive in order to be actionable. We do not agree, however, that, under our civil law, the actor must appreciate that his act is harmful or offensive in order for his contact to constitute a battery. Before we resort to case law to interpret the language and application of our battery law, we can simply turn first to the plain language of the law itself for a clear refutation of the Wagners’ theory.

¶29 The plain language of the comments makes clear that the only intent required to commit a battery is the intent to make a contact, not an intent to harm, injure, or offend through that contact. Restatement (Second) of Torts § 13. So long as the actor intended the contact, “it is immaterial that the actor is not inspired by any personal hostility to the other, or a desire to injure him.” Id. § 13 cmt. c. The actor will be liable for battery even if he honestly but “erroneously believe[d] that ... the other has, in fact, consented to [the contact].” Id. In fact, even a healing contact motivated by a helpful intent, as in an act of medical assistance, is actionable as a battery if the actor did not in fact have permission to make the contact. Id. The linchpin to liability for battery is not a guilty mind, but rather an intent to make a contact the law forbids. The actor need not appreciate that his contact is forbidden; he need only intend the contact, and the contact must,.in fact, be forbidden.

¶ 30 The Restatement comments illustrate this principle using two examples. In the first, an actor playing a good-natured practical joke, under the mistaken belief that he has his victim’s consent to make the contact, has committed a battery. Id. In the second example, the healing contact of a physician, acting with helpful intent but against the patient’s wishes, constituted a battery. Id. The fact that the procedure preserved the patient’s life does not change the result. Id.; see, e.g., Meyers v. Epstein, 232 F.Supp.2d 192, 198 (S.D.N.Y.2002) (holding that “the only intent necessary to support a claim of battery is simply the intent to make contact” and a physician who did not have specific permission to do so has committed a battery); Mohr v. Williams, 95 Minn. 261, 104 N.W. 12, 16 (1905), overruled on other grounds by Genzel v. Halvorson, 248 Minn. 527, 80 N.W.2d 854 (1957) (holding that a physician committed a battery even though he acted with helpful intent because he did not have the patient’s consent to perform surgery on her right ear instead of her left); Mink v. Univ. of Chicago, 460 F.Supp. 713, 718 (N.D.Ill.1978) (holding for plaintiffs in their negligence action against physicians because “[t]he requisite element of intent is ... met, since the plaintiffs need show only an intent to bring about the contact; an intent to do harm is not essential to the action.”).

¶31 If a physician who has performed a life-saving act of assistance upon an uneon-senting patient with the hope of making that patient whole is liable for battery under the express terms of the Restatement, and a practical joker who makes a contact which he thinks will be taken as a joke or to which he thinks his victim has actually given consent is likewise liable, we cannot then say that other actors must intend harm through their deliberate contact in order to perfect a battery. It is beyond argument that the Restatement itself requires neither a “desire to injure” nor a realization that the contact is injurious or *606offensive. Restatement (Second) of Torts § 13. Instead, the actor need only intend the contact itself, and that contact must fit the legal definition of harmful or offensive.

¶ 32 Prosser echoed the Restatement when he clarified that “[t]he intent with which tort liability is concerned is not necessarily a hostile intent, or a desire to do harm. Rather, it is an intent to bring about a result which will invade the interests of another in a way that the law forbids.” Prosser, supra, § 8, at 36. While it may be argued that this statement means that the actor must intend that the contact be forbidden, all ambiguity on the point is eviscerated by Prosser’s next comment, in which he lists as one type of intentional tort the act of “intentionally invading the rights of another under a mistaken belief of committing no wrong.” Id. § 8, at 37.

¶ 33 Though Prosser recognizes that the plaintiff will often recover to the greatest extent “where the [defendant’s] motive is a malevolent desire to do harm,” he nonetheless ascribes the malevolence to motive, not intent, and labels the less culpable act of innocent invasion of another’s rights as an intentional invasion. Id. These comments only underscore the point repeated throughout both the Restatement and Prosser’s analysis that the only intent required is the intent to make a contact to which the recipient has not consented, and the actor need not appreciate that the victim has not consented.

¶ 34 In Prosser’s analysis of battery itself, he states that, in order for the contact to constitute a battery, “[t]he act must cause, and must be intended to cause, an unpermit-ted contact.” Id. § 9, at 41. In discussing the difference between battery and mere negligence, he focused upon “the risk that contact will result” from the act, not the risk that harm would result from the contact. Id. Yet, if battery required an intent to harm or offend, or to realize that the contact was harmful or offensive or otherwise unpermit-ted, the proper focus of a discussion distinguishing between negligent and intentional conduct would be upon the risk that harm or offense would result from the contact. Instead, the focus was upon whether the contact itself, not the harm resulting therefrom, was intended or resulted from mere inadvertence.

¶ 35 The Wagners’ argument that an actor lacks intent to commit a battery where he deliberately makes physical contact that is harmful or offensive so long as he does not realize his contact is harmful or offensive is simply in direct conflict with the commentaries in the Restatement itself and other commentaries on the law. As Prosser states, “a defendant may be liable [for battery] when intending only a joke, or even a compliment, as where an unappreciated kiss is bestowed without consent, or a misguided effort is made to render assistance.” Id. § 9, 41-42.

¶ 36 The Wagners’ theory is also in conflict with the majority of case law on the subject in both federal and state courts, including Utah. See, e.g., 4 Restatement (Second) of Torts § 895J; id. § 238B; Meyers v. Epstein, 232 F.Supp.2d 192, 198 (S.N.D.Y.2002); Cheney v. Studstrup, 32 F.Supp.2d 1278, 1284 & n. 6 (D.Utah 1998); Delahanty v. Hinckley, 799 F.Supp. 184, 187 (D.D.C.1992); Williams v. Kearbey, 13 Kan.App.2d 564, 775 P.2d 670, 673-74 (1989); Polmatier v. Russ, 206 Conn. 229, 537 A.2d 468, 469-70 (1988). While there is a dearth of case law on this precise subject from Utah state courts, our eases that do touch upon the intent element of battery generally support the majority rule to which we subscribe in this decision.

¶ 37 For instance, in Wright v. University of Utah, 876 P.2d 380, 387 (Utah Ct.App.1994), cert. denied, 883 P.2d 1359 (Utah 1994), the court of appeals rejected Mrs. Wright’s argument that the autistic university employee who struck her could not have committed a battery because he lacked the mental capacity to form the requisite intent. The court discussed her argument in the context of explaining why it denied her request to amend her complaint to include a pure negligence charge, justifying its denial on the basis that “a party is not entitled to file an amended complaint when the new claim is legally insufficient or futile.” Wright, 876 P.2d at 387.

¶38 Describing Wright’s attempt to circumvent the governmental immunity statute by recasting her claim as one sounding in *607negligence rather than battery as “fruitless, albeit creative,” the court looked to analogous federal cases to dismantle her argument. Id. at 386-87. In accordance with the federal courts’ analysis of the parallel provision in the federal immunity statute, Federal Tort Claims Act, 28 U.S.C. § 2680(h) (2000), the court of appeals concluded that “[njoth-ing in the Act or in our case law indicates that the distinction Wright champions was contemplated by the legislature to determine whether immunity exists under section 63-30-10(2). The focus is on the result, not the circumstances leading thereto.” Wright, 876 P.2d at 387.

¶ 39 We have also implicitly held that mental capacity is not relevant to a liability determination in other cases involving civil battery. In Higgins v. Salt Lake County, 855 P.2d 231, 233 (Utah 1993), the plaintiffs sued Salt Lake County for negligently supervising a mental patient who attacked and repeatedly stabbed their ten-year-old daughter. Though the Higginses did not raise the argument that the attacker’s insanity adjudication meant that her attack could not constitute a battery, we found that the battery exception applied. Id. at 240. The patient’s schizophrenia and marginal intelligence did not persuade us that her actions could not amount to a battery for lack of requisite intent. Id. at 241.

¶ 40 The Wagners correctly point out that our decision in Matheson v. Pearson, 619 P.2d 321 (Utah 1980), does not conform to the rule we have applied here. In Matheson, a maintenance man sustained injuries when a student threw a piece of candy from an open window at him, striking him in the back. Id. at 321-22. The only way the injured plaintiff could recover against the student for his injuries was if the act sounded in negligence rather than battery, since the statute of limitations on battery had already run by the time the case was filed. Id. at 322. We held that battery requires an intent to harm, not just an intent to make contact, and that the adolescent prank did not involve the requisite intent. Id. at 322-23. Thus, the injured maintenance man was able to proceed with his suit on a theory of negligence.

¶ 41 The Matheson case, however, was decided before we expressly adopted the Restatement definition of battery, and it has been superceded by more recent case law on the subject of intent. The reasoning promulgated in Matheson directly contradicts the very example of battery the Restatement provided. Restatement (Second) of Torts § 13 cmt. c. (“One who plays dangerous practical jokes on others takes the risk that his victims may not appreciate the humor of his conduct....”). Matheson is not a correct interpretation of the Restatement on battery and it is hereby overruled. Instead, we ratify the position taken by the majority of federal and state courts in rejecting the argument that the actor must intend harm or offense through his contact in order for that contact to constitute a battery.

¶42 The discussion in Miele v. United States, 800 F.2d 50 (2d Cir.1986), is informative on this point. There, the Second Circuit held that the family of a child blinded and disfigured when an insane AWOL soldier attacked him with sulphuric acid was barred by the immunity doctrine from recovering against the government, despite the family’s argument that the insane soldier could not form the requisite intent to commit a battery. The court held that the attacker’s mental capacity was irrelevant to the question of whether the actor committed a battery for two reasons.

¶ 43 First, the government’s fault in the attack “does not change depending upon whether the aggressor was sane or insane at the time.” Id. at 52. “While an insane employee may or may not be less culpable personally for such attacks, the question of whether the injury was perpetrated deliberately or accidentally does not depend upon the employee’s sanity.” Id. Second, under the common law, “one who suffers from deficient mental capacity is not immune from tort liability solely for that reason.” Id. at 53, (citing W.L. Prosser, The Law of Torts § 135 (4th ed.1971)). The linchpin of an action for battery, then, is simply “the intent to make contact.” Id. Thus, the Mieles’ cause of action against the government arose out of a battery, despite the attacker’s mental incompetency.

*608¶ 44 Though the majority rule is not without its critics, “the fact remains that ‘courts in this country almost invariably say in the broadest terms that an insane person is liable for his torts.’ ” Delahanty, 799 F.Supp. at 187 (quoting Williams, 775 P.2d at 673). Individuals such as Mr. Giese are included in this category of liable actors because “ ‘mental deficiency does not relieve [them] from liability for conduct which does not conform to the standard of a reasonable man under like circumstances.’ ” Polmatier, 537 A.2d at 470 (quoting Restatement (Second) of Torts § 283B). Indeed, the Restatement provides that, for the sane but mentally deficient, “no allowance is made, and the actor is held to the standard of conduct of a reasonable man who is not mentally deficient, even though it is in fact beyond his capacity to conform to it.” Restatement (Second) of Torts § 283B cmt. c.

¶ 45 Otherwise, the law would err on the side of protecting actors who voluntarily make physical contacts with other people, producing injury or offense, from liability for their deliberate action. The result would be that the victims who were subjected to a harmful or offensive physical contact are at the mercy of those who deliberately come into contact with them, and must bear the costs of the injuries inflicted thereby. The practical consequences of such an interpretation would turn the law of our civil liability on its head.

¶46 For example, a man who decides to flatter a woman he spots in a crowd with an unpetitioned-for kiss, one of the examples of battery Prosser provides, Prosser, supra, § 9, at 41-42, would find no objection under the Wagners’ proposed rule so long as his intentional contact was initiated with no intent to injure or offend. He would be held civilly liable for his conduct only if he intended to harm or offend her through his kiss. A woman in such circumstances would not enjoy the presumption of the law in favor of preserving her bodily integrity; instead, her right to be free from physical contact with strangers would depend upon whether she could prove that the stranger hoped to harm or offend her through his contact. So long as he could show that he meant only flattery and the communication of positive feelings towards her in stroking her, kissing her, or hugging her, she must be subjected to it and will find no protection for her bodily integrity in our civil law.

¶ 47 The law would serve to insulate perpetrators of deliberate contact from the consequences their contact inflicts upon their victims. Bodily integrity would be secondary to protecting a perpetrator’s right to deliberately touch another person’s body without being accountable for the consequences that contact occasioned. The “harmful or offensive” element would, in essence, be viewed from the perspective of the actor, not the objective eye of the law. Under this rule, so long as the actor does not deem his deliberate contact to be harmful or offensive, he may touch others however he wishes without liability under our law of battery. It is clear that the purpose of our civil law on battery was designed to create the opposite incentive. See, e.g., Restatement (Second) of Torts § 283B cmts. b & c.

¶ 48 The objection can be raised that such a theory of liability as we posit today expands liability beyond all reasonable bounds. Perhaps a handshake or other similar gesture will now expose a person to a lawsuit for battery if he happens to unknowingly shake the hand of an unwilling individual. The Restatement, however, and Prosser’s analysis thereof, yields this objection wholly without basis.

¶49 We must bear in mind that not all physical contacts deliberately initiated constitute batteries, only harmful or offensive ones. Though it is true that the actor need not appreciate that his contact is, nor need he intend it to be, harmful or offensive in order for it to be so and for him to be accountable for the injuries he inflicted by his intentional contact, the contact must in fact be harmful or offensive in order to constitute a battery.

¶ 50 We now explain that the legal test for harmful or offensive contact preserves the Restatement’s purpose of protecting the bodily integrity of individuals from invasion while still recognizing the practical realities of our physical world and the inevitable contacts therein. Because “harmful or offensive contact” is determined objectively by the law, *609only those deliberate contacts that meet the legal test for harmful or offensive will constitute batteries.

B. Harmful or Offensive Contact at Law

¶ 51 A harmful or offensive contact is simply one to which the recipient of the contact has not consented either directly or by implication. Prosser, supra, § 9, at 41-42. Under this definition, harmful or offensive contact is not limited to that which is medically injurious or perpetrated with the intent to cause some form of psychological or physical injury. Instead, it includes all physical contacts that the individual either expressly communicates are unwanted, or those contacts to which no reasonable person would consent.

¶ 52 What is not included in this definition are the uncommunicated idiosyncratic preferences of individuals not to be touched in ways considered normal and customary in our culture. Instead, the law assumes consent to contacts “according to the usages of decent society,” and unless an individual expressly states that he does not want to shake hands, for example, someone who shakes his hand against his silent wishes has not committed a harmful or offensive contact. Id. § 9, at 42.

¶ 53 As Prosser notes in his analysis on the subject, “in a crowded world, a certain amount of personal contact is inevitable, and must be accepted. Absent expression to the contrary, consent is assumed to all those ordinary contacts which are customary and reasonably necessary to the common intercourse of life.” Id. Among the contacts Pros-ser noted as part of this common intercourse were: “a tap on the shoulder,” “a friendly grasp of the arm,” and “a casual jostling to make a passage.” Id. Thus, the tort of battery seeks to strike a balance between preserving the bodily integrity of others and recognizing and accommodating the realities of our physical world.

¶ 54 Because the law defines “harmful and offensive” with reference to the mores of polite society, and protects against invasions of bodily integrity perpetrated outside those bounds, whether consent is assumed also depends upon who is making the contact. For example, it seems clear that “the usages of a decent society” and “polite manners” are in nowise offended when a baby reaches out to perform the non-medically injurious act of stroking the hair of a nearby stranger. Such encounters with babies are “customary ... in the course of life.” Id. § 9, at 42.

¶ 55 Thus, we can include this type of contact from babies in the category of contacts for which we are assumed to have consented. A grown man, on the other hand, perpetrating the same act for equally complimentary reasons, would not enjoy the same privilege, for his behavior would not be considered by reasonable people to be a customary contact in decent society to which members consent.

¶ 56 The Wagners argue that Mr. Giese has the mental age of a small infant, and should be held no more accountable for his acts than a child of his mental age would. We disagree with the Wagners’ legal conclusion.

¶ 57 As already explained, the law of torts, and battery in particular, was designed to protect people from unacceptable invasions of bodily integrity. Taking into account the realities of our physical world, and the physical contacts that are not only inevitable, but are part of our cultural customs, there are limits to the physical contacts from which the law will protect us. The law assumes consent as to all regular and culturally acceptable contacts. Certain contacts from very young children fall into this category primarily because most contacts from very young children are not medically injurious given their relative physical weakness and their standing in our society.

¶ 58 Not so with mentally handicapped adults. Even if the adult had the mental capacity of a small child, the difference in size and strength would make any attempt at an analogy between societal consent to a baby’s contact and societal consent to attacks at the hand of such an adult wholly unreasonable. Clearly, society has not simply consented to violent contacts from the mentally handicapped. Under the Restatement, as long as a person, mentally handicapped or not, intended to touch the person of another, and the touch was a harmful or offensive one *610at law, he has committed a battery, and the price of the injuries he inflicted must be paid out of his, or his caretaker’s, pockets.

¶ 59 Further, aside from this practical difference, there is a legal one as well. While the Restatement does provide that “[i]f an actor is a child, his mental deficiency is taken into account,” Restatement (Second) of Torts § 283B cmt. a, it grants no such exception for adults with the mental age of a child, instead clearly refusing to provide any allowance for the mentally handicapped to be free from liability for deliberate contacts that produce harm or offense. Id. § 283B cmt. e.

¶ 60 It does not matter that Mr. Giese may not have understood that Mrs. Wagner had not consented to the contact because it is not an element of the tort that the actor appreciate that the contact is unwanted. His mental incompetence may insulate him from criminal liability because the mental handicap may negate the mens rea requirement, but the same level of intent is not required for civil liability to attach.

¶ 61 The Wagners argue that Mr. Giese could not have committed any tort at all, either sounding in intentional torts or in negligence. However, if we were to adopt the rule urged by the Wagners, we would be contorting the law in order to provide recovery in this isolated instance. Yet, in doing so, we would be contracting the recoveries of all other plaintiffs victimized by insane or mentally handicapped individuals who are suing a non-State entity, and, in the process, limiting the protection of the bodily integrity of everyone.

¶ 62 The policy behind the Restatement definition of battery is to allow plaintiffs to recover from individuals who have caused them legal harm or injury, and to lay at the feet of the perpetrators the expense of their own conduct. Lawmakers have specifically declined to exempt mentally handicapped or insane individuals from the list of possible perpetrators of this tort for the express reason that they would prefer that the caretakers of such individuals feel heightened responsibility to ensure that their charges do not attack or otherwise injure members of the public.

¶ 63 We recognize that, in this instance, the retained immunity doctrine bars the caretakers of such a handicapped person from taking responsibility for the conduct of their charge. It is unfortunate, and perhaps it is improvident of the State to retain immunity in this area. But it is not our role as a judiciary to override the legislature in this matter; it is for us only to interpret and apply the law as it is. We will not limit the recoveries of all other plaintiffs similarly injured by defining the tort of battery in such a way as to make it far more burdensome for plaintiffs to satisfy its elements and recover, nor will we distort the plain language of the Restatement so as to elevate an actor’s “right” to deliberately touch others at will over an individual’s right to the preservation of her bodily integrity.

CONCLUSION

¶ 64 Applying the rule we have laid out today to the facts of this case, it is clear that Mr. Giese’s attack constituted a battery upon Mrs. Wagner. There is no allegation that his action was the result of an involuntary muscular movement or spasm. Further, the Wagners concede that Mr. Giese affirmatively attacked her; they do not argue that he made muscular movements that inadvertently or accidentally brought him into contact with her.

¶ 65 The fact that the Wagners allege that Mr. Giese could not have intended to harm her, or understood that his attack would inflict injury or offense, is not relevant to the analysis of whether a battery occurred. So long as he intended to make that contact, and so long as that contact was one to which Mrs. Wagner had not given her consent, either expressly or by implication, he committed a battery. Because battery is a tort for which the State has retained immunity, we affirm the court of appeals’ decision to dismiss the ease for failure to state a claim.

¶ 66 Justice DURRANT, Justice PARRISH, and Justice NEHRING concur in Associate Chief Justice WILKINS’ opinion.

*611DURHAM, Chief Justice,

concurring:

¶ 67 I concur in the lead opinion’s excellent treatment of the battery issue and write separately merely to note that the petitioners’ arguments regarding the continuing validity of Ledfors v. Emery County School District, 849 P.2d 1162 (Utah 1993), were stricken by this court because they were not addressed by the court of appeals and thus were not within the scope of our review on certiorari. Our opinion here therefore does not address that issue. Cf. Doe Parents No. 1 v. State, 100 Hawaii 34, 58 P.3d 545 (2002).

2.1.5 White v. Muniz ("The Caregiver Battery Case") 2.1.5 White v. Muniz ("The Caregiver Battery Case")

Patterson, Nuss & Seymour, P.C., Franklin D. Patterson, Gregg E. Kay, Englewood, Colorado Attorneys for Petitioner.

Nick Wimmershoff Longmont, Colorado, Attorney for Respondent.

Wilcox & Ogden, P.C., Ralph Ogden, Denver, Colorado Attorneys for Amicus Curiae The Colorado Trial Lawyers Association.

Knapp & Sachs, P.C., Benjamin Sachs, Debra Knapp, Denver, Colorado; Law Office of Kathleen Mullen, P.C., Kathleen Mullen, Denver, Colorado; The Legal Center For People With Disabilities And Older People, Chester R. Chapman, Claire Williamson, Denver, Colorado; Law Offices of John Robert Holland, P.C., John Robert Holland, Denver, Colorado, Attorneys for Amici Curiae AARP, The Alzheimer's Association (National), The Alzheimer's Association — Rocky Mountain Chapter, The ARC of Colorado, Guardianship Alliance of Colorado, The Legal Center for People with Disabilities and Older People, and National Citizens' Coalition for Nursing Home Reform.

Justice KOURLIS delivered the Opinion of the Court.

Petitioner, Barbara White, as personal representative of the estate of Helen Everly, appeals the decision of the court of appeals in Muniz v. White, 979 P.2d 23, 25 (Colo.App.1998), which determined that a mentally incapacitated adult should be held liable for her intentional tort even if she was unable to appreciate the wrongfulness of her actions.[1] We disagree with the court of appeals. 815*815 Rather, we conclude that under the facts present in this case, in order to recover on a theory of intentional tort, the plaintiff, Sherry Lynn Muniz, was required to prove that Everly intended to commit an act and that Everly intended the act to result in a harmful or offensive contact. Accordingly, we reverse the court of appeals, and remand for reinstatement of the jury verdict in favor of the defendant.

 

I.

 

In October of 1993, Barbara White placed her eighty-three year-old grandmother, Helen Everly, in an assisted living facility, the Beatrice Hover Personal Care Center.[2] Within a few days of admission, Everly started exhibiting erratic behavior. She became agitated easily, and occasionally acted aggressively toward others.

On November 21, 1993, the caregiver in charge of Everly's wing asked Sherry Lynn Muniz, a shift supervisor at Hover, to change Everly's adult diaper. The caregiver informed Muniz that Everly was not cooperating in that effort. This did not surprise Muniz because she knew that Everly sometimes acted obstinately. Indeed, initially Everly refused to allow Muniz to change her diaper, but eventually Muniz thought that Everly relented. However, as Muniz reached toward the diaper, Everly struck Muniz on the jaw and ordered her out of the room.

The next day, Dr. Haven Howell, M.D. examined Everly at Longmont United Hospital. Dr. Howell deduced that "she [had] a progressive dementia with characteristic gradual loss of function, loss of higher cortical function including immediate and short term memory, impulse control and judgement." She diagnosed Everly with "[p]rimary degenerative dementia of the Alzheimer type, senile onset, with depression."

In November of 1994, Muniz filed suit alleging assault and battery[3] against Everly, and negligence against Barbara and Timothy White.[4] The case proceeded to a jury trial on March 17, 1997.[5] While arguing outside the presence of the jury for specific jury instructions, the parties took differing positions on the mental state required to commit the alleged intentional torts. Muniz requested the following instruction: "A person who has been found incompetent may intend to do an act even if he or she lacked control of reason and acted unreasonably." White tendered a different instruction:

A person intends to make a contact with another person if he or she does an act for the purpose of bringing about such a contact, whether or not he or she also intends that the contact be harmful or offensive. The intent must include some awareness of the natural consequences of intentional acts, and the person must appreciate the consequences of intentional acts, and the person must appreciate the offensiveness or wrongfulness of her acts.

The trial court settled on a slightly modified version of White's instruction. It read:

A person intends to make a contact with another person if she does an act for the purpose of bringing about such a contact, whether or not she also intends that the contact be harmful or offensive.

The fact that a person may suffer from Dementia, Alzheimer type, does not prevent a finding that she acted intentionally. You may find that she acted intentionally if she intended to do what she did, even 816*816 though her reasons and motives were entirely irrational. However, she must have appreciated the offensiveness of her conduct.

(Emphasis added.) In selecting the instruction on intent, the trial court determined that Everly's condition rendered her mental state comparable to that of a child.

Muniz's counsel objected to the last sentence of the instruction, claiming that it misstated the law. He argued that the instruction improperly broadened the holding in Horton v. Reaves, 186 Colo. 149, 526 P.2d 304 (1974), where the supreme court held that an infant must appreciate the offensiveness or wrongfulness of her conduct to be liable for an intentional tort. The jury rendered verdicts in favor of Everly and White.

The court of appeals reversed the decision of the trial court and remanded the case for a new trial. The court of appeals reasoned that most states continue to hold mentally deficient plaintiffs liable for their intentional acts regardless of their ability to understand the offensiveness of their actions. "[W]here one of two innocent persons must suffer a loss, it should be borne by the one who occasioned it." Muniz v. White, 979 P.2d 23, 25 (Colo.App.1998). The court of appeals reasoned that insanity may not be asserted as a defense to an intentional tort, and thus, concluded that the trial court erred in "instructing the jury that Everly must have appreciated the offensiveness of her conduct." Id. at 26.

 

II.

 

The question we here address is whether an intentional tort requires some proof that the tortfeasor not only intended to contact another person, but also intended that the contact be harmful or offensive to the other person.

 

A.

 

State courts and legal commentators generally agree that an intentional tort requires some proof that the tortfeasor intended harm or offense. See W. Page Keeton et al., Prosser and Keeton on the Law of Torts § 8 (5th ed.1984); Dan B. Dobbs, The Law of Torts § 30 (2000). According to the Restatement (Second) of Torts,

(1) An actor is subject to liability to another for battery if
(a) he acts intending to cause a harmful or offensive contact with the person of the other or a third person, or an imminent apprehension of such a contact, and
(b) an offensive [or harmful] contact with the person of the other directly or indirectly results.

(2) An act which is not done with the intention stated in Subsection (1, a) does not make the actor liable to the other for a mere offensive contact with the other's person although the act involves an unreasonable risk of inflicting it and, therefore, would be negligent or reckless if the risk threatened bodily harm.

Restatement (Second) of Torts § 18 (1965)(emphasis added); see also Hall v. McBryde, 919 P.2d 910, 913-14 (Colo.App. 1996); Restatement, supra, § 13.

Historically, the intentional tort of battery required a subjective desire on the part of the tortfeasor to inflict a harmful or offensive contact on another. See Restatement, supra, § 8A; Keeton, supra, § 8; 6 Am.Jur.2d Assault and Battery § 8 (1999). Thus, it was not enough that a person intentionally contacted another resulting in a harmful or offensive contact. See Restatement, supra, § 18 cmt. e;[6] Keeton § 8. Instead, the actor had to understand that his contact would be harmful or offensive. See Keeton, supra, § 8; Dobbs, supra, § 29. The actor need not have intended, however, the harm that actually resulted from his action. See Restatement, supra, § 16(1). Thus, if a slight 817*817 punch to the victim resulted in traumatic injuries, the actor would be liable for all the damages resulting from the battery even if he only intended to knock the wind out of the victim. See id.

Juries may find it difficult to determine the mental state of an actor, but they may rely on circumstantial evidence in reaching their conclusion. No person can pinpoint the thoughts in the mind of another, but a jury can examine the facts to conclude what another must have been thinking. See Keeton, supra, § 8. For example, a person of reasonable intelligence knows with substantial certainty that a stone thrown into a crowd will strike someone and result in an offensive or harmful contact to that person. See id. Hence, if an actor of average intelligence performs such an act, the jury can determine that the actor had the requisite intent to cause a harmful or offensive contact, even though the actor denies having such thoughts. See id.

 

B.

 

More recently, some courts around the nation have abandoned this dual intent requirement in an intentional tort setting, that being an intent to contact and an intent that the contact be harmful or offensive, and have required only that the tortfeasor intend a contact with another that results in a harmful or offensive touching. See Brzoska v. Olson, 668 A.2d 1355, 1360 (Del.1995) (stating that battery is an intentional, unpermitted contact on another which is harmful or offensive; and that the intent necessary for battery is the intent to contact the person); White v. University of Idaho, 118 Idaho 400, 797 P.2d 108, 111 (1990) (determining that battery requires an intent to cause an unpermitted contact, not an intent to make a harmful or offensive contact); University of Idaho, 118 Idaho 400, 797 P.2d at 111. Under this view, a victim need only prove that a voluntary movement by the tortfeasor resulted in a contact which a reasonable person would find offensive or to which the victim did not consent. See University of Idaho, 118 Idaho 400, 797 P.2d at 111. These courts would find intent in contact to the back of a friend that results in a severe, unexpected injury even though the actor did not intend the contact to be harmful or offensive. See id. 118 Idaho 400, 797 P.2d at 109. The actor thus could be held liable for battery because a reasonable person would find an injury offensive or harmful, irrespective of the intent of the actor to harm or offend.

Courts occasionally have intertwined these two distinct understandings of the requisite intent. See Brzoska, 668 A.2d at 1360 (approving the Restatement view of the intent element of a battery, but summarizing the rule as "the intentional, unpermitted contact upon the person of another which is harmful or offensive") (emphasis added); Keeton, supra, § 8 (noting that applying the element of intent frequently confuses authorities). In most instances when the defendant is a mentally alert adult, this commingling of definitions prejudices neither the plaintiff nor the defendant. However, when evaluating the culpability of particular classes of defendants, such as the very young and the mentally disabled, the intent required by a jurisdiction becomes critical.

In Horton v. Reaves, 186 Colo. 149, 526 P.2d 304 (1974), we examined the jury instructions used to determine if a four-year-old boy and a three-year-old boy intentionally battered an infant when they dropped a baby who suffered skull injuries as a result. We held that although a child need not intend the resulting harm, the child must understand that the contact may be harmful in order to be held liable. See Horton, 186 Colo. at 155-56, 526 P.2d at 307-08. Our conclusion comported with the Restatement's definition of intent; it did not state a new special rule for children, but applied the general rule to the context of an intentional tort of battery committed by a child. Because a child made the contact, the jury had to examine the objective evidence to determine if the child actors intended their actions to be offensive or harmful. This result complied with both the Colorado jury instruction at the time, and the definition of battery in the Restatement. See id.

 

C.

 

In this case, we have the opportunity to examine intent in the context of an injury 818*818 inflicted by a mentally deficient, Alzheimer's patient. White seeks an extension of Horton to the mentally ill,[7] and Muniz argues that a mere voluntary movement by Everly can constitute the requisite intent. We find that the law of Colorado requires the jury to conclude that the defendant both intended the contact and intended it to be harmful or offensive.

 

III.

 

Because Colorado law requires a dual intent, we apply here the Restatement's definition of the term. As a result, we reject the arguments of Muniz and find that the trial court delivered an adequate instruction to the jury.[8]

Operating in accordance with this instruction, the jury had to find that Everly appreciated the offensiveness of her conduct in order to be liable for the intentional tort of battery. It necessarily had to consider her mental capabilities in making such a finding, including her age, infirmity, education, skill, or any other characteristic as to which the jury had evidence. We presume that the jury "looked into the mind of Everly," and reasoned that Everly did not possess the necessary intent to commit an assault or a battery. See Hall v. Walter, 969 P.2d 224, 238 (Colo.1998) (stating that the court presumes the jury followed instructions in reaching its verdict).

A jury can, of course, find a mentally deficient person liable for an intentional tort, but in order to do so, the jury must find that the actor intended offensive or harmful consequences. As a result, insanity is not a defense to an intentional tort according to the ordinary use of that term, but is a characteristic, like infancy, that may make it more difficult to prove the intent element of battery. Our decision today does not create a special rule for the elderly, but applies Colorado's intent requirement in the context of a woman suffering the effects of Alzheimer's.

Contrary to Muniz's arguments, policy reasons do not compel a different result. Injured parties consistently have argued that even if the tortfeasor intended no harm or offense, "where one of two innocent persons must suffer a loss, it should be borne by the one who occasioned it." Keeton, supra, § 135. Our decision may appear to erode that principle. Yet, our decision does not bar future injured persons from seeking compensation. Victims may still bring intentional tort actions against mentally disabled adults, but to prevail, they must prove all the elements of the alleged tort. Furthermore, because the mentally disabled are held to the reasonable person standard in negligence actions, victims may find relief more easily under a negligence cause of action.[9] See Johnson v. Lambotte, 147 Colo. 203, 206, 363 P.2d 165, 166 (1961).

 

819*819 IV.

 

With regard to the intent element of the intentional torts of assault and battery, we hold that regardless of the characteristics of the alleged tortfeasor, a plaintiff must prove that the actor desired to cause offensive or harmful consequences by his act. The plaintiff need not prove, however, that the actor intended the harm that actually results. Accordingly, we reverse the decision of the court of appeals, and remand the case to that court for reinstatement of the jury verdict in favor of White and consideration of any remaining issues.

[1] We granted certiorari to determine: "Whether the element of `intent' in an intentional tort requires that the defendant appreciate the offensiveness of her conduct, and whether the court of appeals erred by refusing to apply this court's rule in Horton v. Reaves, 186 Colo. 149, 526 P.2d 304 (1974), to a mentally incapacitated adult." Because we received this issue in the context of an assault and battery, we answer this question in regard to those intentional torts only.

[2] Everly died on March 18, 1996.

[3] For simplicity, we address the issues in this case in terms of the battery claim only. The same principles would apply in the assault context.

[4] Muniz originally filed suit in her name at the time, Sherry Lynn Hutcheson. She married on December 9, 1994 and the caption changed accordingly.

[5] Prior to trial, the trial court dismissed the negligence claim brought by Muniz against Barbara and Timothy White.

[6] According to the Restatement:

[I]t is necessary that an act be done for the purpose of bringing about a harmful or offensive contact ... to another or to a third person or with knowledge that such a result will, to a substantial certainty, be produced by his act. It is not enough to make an act intentional that the actor realize that it involves any degree of probability of a harmful or offensive contact..., less than a substantial certainty that it will so result.

Restatement, supra, § 18 cmt. e.

 

[7] Authorities often classify the insane with infants in analyzing tort liability. See Keeton, supra, § 135. White argues that Alzheimer's patients residing in elder care facilities owe no duty of care to their caretakers because the patients reside there due to their infirmities. She contends that the caregiver assumes some risk of injury when he accepts employment serving such patients who have no capacity to control their conduct. Several jurisdictions have approved of this so-called "fireman's rule" approach. See Mujica v. Turner, 582 So.2d 24 (Fla.Dist.Ct.App. 1991); Anicet v. Gant, 580 So.2d 273, (Fla.Dist. Ct.App.1991); Gould v. American Family Mut. Ins. Co., 198 Wis.2d 450, 543 N.W.2d 282 (1996). We conclude that an examination of this approach falls beyond the scope of the issue on certiorari. Further, since this case was not tried to the jury on a negligence claim, the duty of care owed by the patient to the caregiver for negligence purposes was not an issue.

[8] The actual instruction used by the court in this case is not consistent with our holding today; however, the error worked in favor of the plaintiff. Since the jury found for the defendant even in the face of the error, the error has no bearing on our decision. The error relates to Instruction 11 and to the first paragraph of Instruction 13, in which there is a suggestion that the conduct need only result in harmful or offensive contact, even without the actor's intent to harm or offend. As we hold today, the actor's intent to harm or offend is an element of the claim. The last paragraph of Instruction 13 cures the error to some extent because the court instructed the jury that the defendant "must have appreciated the offensiveness of her conduct."

[9] In a negligence action, comparative negligence principles may have come into play. See § 13-21-111, 5 C.R.S. (1999). Because the trial court refused to allow Muniz to bring a negligence claim for procedural reasons, we do not address the negligence issues present here.

2.1.6 Contact 2.1.6 Contact

2.1.6.1 Leichtman v. WLW Jacor Communications, Inc. 2.1.6.1 Leichtman v. WLW Jacor Communications, Inc.

LEICHTMAN, Appellant, v. WLW JACOR COMMUNICATIONS, INC. et al., Appellees.

[Cite as Leichtman v. WLW Jacor Communications, Inc. (1994), 92 Ohio App.3d 232.]

Court of Appeals of Ohio, Hamilton County.

No. C-920922.

Decided Jan. 26, 1994.

*233Rircher, Robinson, Cook, Newman & Welch and Robert B. Newman, for appellant.

Strauss & Troy and William K. Flynn, for appellees WLW Jacor Communications, Inc. and William Cunningham.

Waite, Schneider, Bayless & Chesley, Stanley M. Chesley and Paul M. DeMarco, for appellee Andy Furman.

*234 Per Curiam.

The plaintiff-appellant, Ahron Leichtman, appeals from the trial court’s order dismissing his complaint against the defendants-appellees, WLW Jacor Communications (“WLW”), William Cunningham and Andy Furman, for battery, invasion of privacy, and a violation of Cincinnati Bd. of Health Reg. No. 00083. In his single assignment of error, Leichtman contends that his complaint was sufficient to state a claim upon which relief could be granted and, therefore, the trial court was in error when it granted the defendants’ Civ.R. 12(B)(6) motion. We agree in part.

In his complaint, Leichtman claims to be “a nationally known” antismoking advocate. Leichtman alleges that, on the date of the Great American Smokeout, he was invited to appear on the WLW Bill Cunningham radio talk show to discuss the harmful effects of smoking and breathing secondary smoke. He also alleges that, while he was in the studio, Furman, another WLW talk-show host, lit a cigar and repeatedly blew smoke in Leichtman’s face “for the purpose of causing physical discomfort, humiliation and distress.”

Under the rules of notice pleading, Civ.R. 8(A)(1) requires only “a short and plain statement of the claim showing that the pleader is entitled to relief.” When construing a complaint for failure to state a claim, under Civ.R. 12(B)(6), the court assumes that the factual allegations on the face of the complaint are true. O’Brien v. Univ. Community Tenants Union, Inc. (1975), 42 Ohio St.2d 242, 71 O.O.2d 223, 327 N.E.2d 753, syllabus. For the court to grant a motion to dismiss, “it must appear beyond doubt from the complaint that the plaintiff can prove no set of facts entitling him to recovery.” Id. A court cannot dismiss a complaint under Civ.R. 12(B)(6) merely because it doubts the plaintiff will prevail. Slife v. Kundtz Properties, Inc. (1974), 40 Ohio App.2d 179, 69 O.O.2d 178, 318 N.E.2d 557. Because it is so easy for the pleader to satisfy the standard of Civ.R. 8(A), few complaints are subject to dismissal. Id. at 182, 69 O.O.2d at 180, 318 N.E.2d at 560.

Leichtman contends that Furman’s intentional act constituted a battery. The Restatement of the Law 2d, Torts (1965), states:

“An actor is subject to liability to another for battery if
“(a) he acts intending to cause a harmful or offensive contact with the person of the other, and
“(b) a harmful contact with the person of the other directly or indirectly results[; or]1
*235“[c] an offensive contact with the person of the other directly or indirectly results.”2 (Footnote added.)

In determining if a person is liable for a battery, the Supreme Court has adopted the rule that “[c]ontact which is offensive to a reasonable sense of personal dignity is offensive contact.” Love v. Port Clinton (1988), 37 Ohio St.3d 98, 99, 524 N.E.2d 166, 167. It has defined “offensive” to mean “disagreeable or nauseating or painful because of outrage to taste and sensibilities or affronting insultingness.” State v. Phipps (1979), 58 Ohio St.2d 271, 274, 12 O.O.3d 273, 275, 389 N.E.2d 1128, 1131. Furthermore, tobacco smoke, as “particulate matter,” has the physical properties capable of making contact. R.C. 3704.01(B) and 5709.20(A); Ohio Adm.Code 3745-17.

As alleged in Leichtman’s complaint, when Furman intentionally blew cigar smoke in Leichtman’s face, under Ohio common law, he committed a battery. No matter how trivial the incident, a battery is actionable, even if damages are only one dollar. Lacey v. Laird (1956), 166 Ohio St. 12, 1 O.O.2d 158, 139 N.E.2d 25, paragraph two of the syllabus. The rationale is explained by Roscoe Pound in his essay “Liability”: “[I]n civilized society men must be able to assume that others will do them no intentional injury — that others will commit no intentioned aggressions upon them.” Pound, An Introduction to the Philosophy of Law (1922) 169.

Other jurisdictions also have concluded that a person can commit a battery by intentionally directing tobacco smoke at another. Richardson v. Hennly (1993), 209 Ga.App. 868, 871, 434 S.E.2d 772, 774-775. We do not, however, adopt or lend credence to the theory of a “smoker’s battery,” which imposes liability if there is substantial certainty that exhaled smoke will predictably contact a nonsmoker. Ezra, Smoker Battery: An Antidote to Second-Hand Smoke (1990), 63 S.Cal.L.Rev. 1061, 1090. Also, whether the “substantial certainty” prong of *236intent from the Restatement of Torts translates to liability for secondary smoke via the intentional tort doctrine in employment cases as defined by the Supreme Court in Fyffe v. Jeno’s, Inc. (1991), 59 Ohio St.3d 115, 570 N.E.2d 1108, paragraph one of the syllabus, need not be decided here because Leichtman’s claim for battery is based exclusively on Furman’s commission of a deliberate act. Finally, because Leichtman alleges that Furman deliberately blew smoke into his face, we find it unnecessary to address offensive contact from passive or secondary smoke under the “glass cage” defense of McCracken v. Sloan (1979), 40 N.C.App. 214, 217, 252 S.E.2d 250, 252, relied on by the defendants.

Neither Cunningham nor WLW is entitled to judgment on the battery claim under Civ.R. 12(B)(6). Concerning Cunningham, at common law, one who is present and encourages or incites commission of a battery by words can be equally liable as a principal. Bell v. Miller (1831), 5 Ohio 250; 6 Ohio Jurisprudence 3d (1978) 121-122, Assault, Section 20. Leichtman’s complaint states, “At Defendant Cunningham’s urging, Defendant Furman repeatedly blew cigar smoke in Plaintiffs face.”

With regard to WLW, an employer is not legally responsible for the intentional torts of its employees that do not facilitate or promote its business. Osborne v. Lyles (1992), 63 Ohio St.3d 326, 329-330, 587 N.E.2d 825, 828-829. However, whether an employer is liable under the doctrine of respondeat superior because its employee is acting within the scope of employment is ordinarily a question of fact. Id. at 330, 587 N.E.2d at 825. Accordingly, Leichtman’s claim for battery with the allegations against the three defendants in the second count of the complaint is sufficient to withstand a motion to dismiss under Civ.R. 12(B)(6).

By contrast, the first and third counts of Leichtman’s complaint do not state claims upon which relief can be granted. The trial court correctly granted the Civ.R. 12(B)(6) motion as to both counts. In his first count, Leichtman alleged a tortious invasion of his privacy. See, generally, Restatement, supra, at 376, Section 652B, as adopted by Sustin v. Fee (1982), 69 Ohio St.2d 143, 145, 23 O.O.3d 182, 183-184, 431 N.E.2d 992, 993. A claim for invasion of privacy may involve any one of four distinct torts. Prosser, Privacy (1960), 48 Cal.L.Rev. 383. The tort that is relevant here requires some substantial intrusion into a plaintiffs solitude, seclusion, habitation, or affairs that would be highly offensive to a reasonable person. See, e.g., Restatement, supra, at 378-379, Section 652B, Comments a to d; Killilea v. Sears Roebuck & Co. (1985), 27 Ohio App.3d 163, 166, 27 OBR 196, 198-199, 499 N.E.2d 1291, 1294. Leichtman acknowledges that he willingly entered the WLW radio studio to make a public radio appearance with Cunningham, who is known for his blowtorch rhetoric. Therefore, Leicht*237man’s allegations do not support his assertion that Furman, Cunningham, or WLW intruded into his privacy.

In his third count, Leichtman attempts to create a private right of action for violation of Cincinnati Bd. of Health Reg. No. 00083, which makes it illegal to smoke in designated public places. Even if we are to assume, for argument, that a municipal regulation is tantamount to public policy established by a statute enacted by the General Assembly, the regulation has created rights for nonsmokers that did not exist at common law. Bd. of Health Reg., supra, at Sections 00083-7 and 00083-13. Therefore, because sanctions also are provided to enforce the regulation, there is no implied private remedy for its violation. R.C. 3707.99, 3707.48(C); Franklin Cty. Law Enforcement Assn. v. Fraternal Order of Police, Capital City Lodge No. 9 (1991), 59 Ohio St.3d 167, 169, 572 N.E.2d 87, 89-90; Fawcett v. G.C. Murphy & Co. (1976), 46 Ohio St.2d 245, 248-250, 75 O.O.2d 291, 293-294, 348 N.E.2d 144, 147 (superseded by statute on other grounds).

Arguably, trivial cases are responsible for an avalanche of lawsuits in the courts. They delay cases that are important to individuals and corporations and that involve important social issues. The result is justice denied to litigants and their counsel who must wait for their day in court. However, absent circumstances that warrant sanctions for frivolous appeals under App.R. 23, we refuse to limit one’s right to sue. Section 16, Article I, Ohio Constitution states, “All courts shall be open, and every person, for an injury done him in his land, goods, person, or reputation, shall have remedy by due course of law, and shall have justice administered without denial or delay.”

This case emphasizes the need for some form of alternative dispute resolution operating totally outside the court system as a means to provide an attentive ear to the parties and a resolution of disputes in a nominal case. Some need a forum in which they can express corrosive contempt for another without dragging their antagonist through the expense inherent in a lawsuit. Until such an alternative forum is created, Leichtman’s battery claim, previously knocked out by the trial judge in the first round, now survives round two to advance again through the courts into round three.

We affirm the trial court’s judgment as to the first and third counts of the complaint, but we reverse that portion of the trial court’s order that dismissed the battery claim in the second count of the complaint. This cause is remanded for further proceedings consistent with law on that claim only.

Judgment accordingly.

Doan, P.J., Hildebrandt and Gorman, JJ., concur.

2.1.6.2 The Extended Body of the Plaintiff 2.1.6.2 The Extended Body of the Plaintiff

2.1.6.2.1 Fisher v. Carrousel Motor Hotel, Inc. ("The Slapped Plate Case") 2.1.6.2.1 Fisher v. Carrousel Motor Hotel, Inc. ("The Slapped Plate Case")

Be aware! This case may be hard to read, as it involves the use of an offensive racial epithet by the defendant. I have not edited the case's language in order to present it as it was written, and because the epithet plays a role in exhibiting the legal principle of the case, as well as exhibiting the wider principle that tort cases often confront the racial dynamics of the society that give rise to them.

Emmit E. FISHER, Petitioner, v. CARROUSEL MOTOR HOTEL, INC., et al., Respondents.

No. B-342.

Supreme Court of Texas.

Dec. 27, 1967.

*628Ben G. Levy, Houston, for petitioner.

Vinson, Elkins, Weems & Searls, Ray-Wuhte-Phaffipson, Jr. and B. Jeff Crane, Jr., Houston, for respondents.

GREENHILL, Justice.

This is a suit for actual and exemplary damages growing out of an alleged assault and battery. The plaintiff Fisher was a mathematician with the Data Processing Division of the Manned Spacecraft Center, an agency of the National Aeronautics and Space Agency, commonly called NASA, near Houston. The defendants were the Carrousel Motor Hotel, Inc., located in Houston, the Brass Ring Club, which is located in the Carrousel, and Robert W. Flynn, who as an employee of the Carrousel was the manager of the Brass Ring Club. Flynn died before the trial, and the suit proceeded as to the Carrousel and the Brass Ring. Trial was to a jury which found for the plaintiff Fisher. The trial court rendered judgment for the defendants notwithstanding the verdict. The Court of Civil Appeals affirmed. 414 S.W.2d 774. The questions before this Court are whether there was evidence that an actionable battery was committed, and, if so, whether the two corporate- defendants must respond in exemplary as well as actual damages for the malicious conduct of Flynn.

The plaintiff Fisher had been invited by Ampex Corporation and Defense Electronics to a one day’s meeting regarding telemetry equipment at the Carrousel. The invitation included a luncheon. The guests were asked to reply by telephone whether they could attend the luncheon, and Fisher called in his acceptance. After the morning session, the group of 25 or 30 guests adjourned to the Brass Ring Club for lunch. The luncheon was buffet style, and Fisher stood in line with others and just ahead of a graduate student of Rice University who testified at the trial. As Fisher was about to be served, he was approached by Flynn, who snatched the plate from Fisher’s hand and shouted that he, a Negro, could not be *629served in the club. Fisher testified that he was not actually touched, and did not testify that he suffered fear or apprehension of physical injury; but he did testify that he was highly embarrassed and hurt by Flynn’s conduct in the presence of his associates.

The jury found that Flynn “forceably dispossessed plaintiff of his dinner plate” and “shouted in a loud and offensive manner” that Fisher could not be served there, thus subjecting Fisher to humiliation and indignity. It was stipulated that Flynn was an employee of the Carrousel Hotel and, as such, managed the Brass Ring Club. The jury also found that Flynn acted maliciously and awarded Fisher $400 actual damages for his humiliation and indignity and $500 exemplary damages for Flynn’s malicious conduct.

The Court of Civil Appeals held that there was no assault because there was no physical contact and no evidence of fear or apprehension of physical contact. However, it has long been settled that there can be a battery without an assault, and that actual physical contact is not necessary to constitute a battery, so long as there is contact with clothing or an object closely identified with the body. 1 Harper & James, The Law of Torts 216 (1956) ; Restatement of Torts 2d, §§ 18 and 19. In Prosser, Law of Torts 32 (3d Ed. 1964), it is said:

“The interest in freedom from intentional and unpermitted contacts witlrthe plaintiff’s person is protected by an action for the tort commonly called battery. The protection extends to any part of the body, or to anything which is attached to it and practically identified with it. Thus contact with the plaintiff’s clothing, or with a cane, a paper, or any other object held in his hand will be sufficient; * * * The plaintiff’s interest in the integrity of his person includes all those things which are in contact or connected with it.”

Under the facts of this case, we have no difficulty in holding that the intentional grabbing of plaintiff’s plate constituted a battery. The intentional snatching of an object from one’s hand is as clearly an offensive invasion of his person as would be an actual contact with the body. “To constitute an assault and battery, it is not necessary to touch the plaintiff’s body or even his clothing; knocking dr snatching anything from plaintiff’s hand or touching anything connected with his person, when done in an offensive manner, is sufficient.” Morgan v. Loyacomo, 190 Miss. 656, 1 So.2d 510 (1941).

Such holding is not unique to the jurisprudence of this State. In S. H. Kress & Co. v. Brashier, 50 S.W.2d 922 (Tex.Civ.App.1932, no writ), the defendant was held to have committed “an assault or trespass upon the person” by snatching a book from the plaintiff’s hand. The jury findings in that case were that the defendant “dispossessed plaintiff of the book” and caused her to suffer “humiliation and indignity.”

The rationale for holding an offensive contact with such an object to be a battery is explained in 1 Restatement of Torts 2d § 18 (Comment p. 31) as follows:

“Since the essence of the plaintiff’s grievance consists in the offense to the dignity involved in the unpermitted and intentional invasion of the inviolability of his person and not in any physical harm done to his body, it is not necessary that the plaintiff’s actual body be disturbed. Unpermitted and intentional contacts with anything so connected with the body as to be customarily regarded as part of the other’s person and therefore as partaking of its inviolability is actionable as an offensive contact with his person. There are some things such as clothing or a cane or, indeed, anything directly grasped by the hand which are so intimately connected with one’s body as to be universally regarded as part of the person.”

*630We hold,. therefore, that the forceful dispossession of plaintiff Fisher’s plate in an offensive manner was sufficient to constitute a battery, and the trial court erred in granting judgment notwithstanding the verdict on the issue of actual damages.

In Harned v. E-Z Finance Co., 151 Tex. 641, 254 S.W.2d 81 (1953), this Court refused to adopt the “new tort” of intentional interference with peace of mind which permits recovery for mental suffering in the absence of resulting physical injury or an assault and battery. This cause of action has long been advocated by respectable writers and legal scholars. See, for example, Prosser, Insult and Outrage, 44 Cal.L.Rev. 40 (1956); Wade, Tort Liability for Abusive and Insulting Language, 4 Vand.L.Rev. 63 (1950); Prosser, Intentional Infliction of Mental Suffering: A New Tort, 37 Mich.L.Rev. 874 (1939); 1 Restatement of Torts 2d § 46(1). However, it is not necessary to adopt such a cause of action in order to sustain the verdict of the jury in this case. The Harned case recognized the well established rule that mental suffering is compensable in suits for willful torts “which are recognized as torts and actionable independently and separately from mental suffering or other injury.” 254 S.W.2d at 85. Damages for mental suffering are recoverable without the necessity for showing actual physical injury in a case of willful battery because the basis of that action is the unpermitted and intentional invasion of the plaintiff’s person and not the actual harm done to the plaintiff’s body. Restatement of Torts 2d § 18. Personal indignity is the essence of an action for battery; and consequently the defendant is liable not only for contacts which do actual physical harm, but also for those which are offensive and insulting. Prosser, supra; Wilson v. Orr, 210 Ala. 93, 97 So. 123 (1923). We hold, therefore, that plaintiff was entitled to actual damages for mental suffering due to the willful battery, even in the absence of any physical injury.

We now turn to the question of the liability of the corporations for exemplary damages. In this regard, the jury found that Flynn was acting within the course and scope of his employment on the occasion in question; that Flynn acted maliciously and with a wanton disregard of the rights and feelings of plaintiff on the occasion in question. There is no attack upon these jury findings. The jury further found that the defendant Carrousel did not authorize or approve the conduct of Flynn. It is argued that there is no evidence to support this finding. The jury verdict concluded with a finding that $500 would “reasonably compensate plaintiff for the malicious act and wanton disregard of plaintiff’s feelings and rights. * * * ”

The rule in Texas is that a principal or master is liable for exemplary or punitive damages because of the acts of his agent, but only if:

(a) the principal authorized the doing and the manner of the act, or
(b) the agent was unfit and the principal was reckless in employing him, or
(c) the agent was employed in a managerial capacity and was acting in the scope of employment, or
(d) the employer or a manager of the employer ratified or approved the act.

The above test is set out in the Restatement of Torts § 909 and was adopted in King v. McGuff, 149 Tex. 432, 234 S.W.2d 403 (1950). At the trial of this case, the following stipulation was made in open, court:

“It is further stipulated and agreed to by all parties that as an employee of the Carrousel Motor Hotel the said Robert W. Flynn was manager of the Brass Ring Club.”

We think this stipulation brings the case squarely within part (c) of the rule an*631nounced in the King case as to Flynn’s managerial capacity. It is undisputed that Flynn was acting in the scope of employment at the time of the incident; he was attempting to enforce the Club rules by depriving Fisher of service.

The rule of the Restatement of Torts adopted in the King case set out above has four separate and disjunctive categories as a basis of liability. They are separated by the word “or.” As applicable here, there is liability if (a) the act is authorized, or (d) the act is ratified or approved, or (c) the agent was employed in a managerial capacity and was acting in the scope of his employment. Since it was established that the agent was employed in a managerial capacity and was in the scope of his employment, the finding of the jury that the Carrousel did not authorize or approve Flynn’s conduct became immaterial.

The King case also cited and relied upon Ft. Worth Elevator Co. v. Russell, 123 Tex. 128, 70 S.W.2d 397 (1934). In that case, it was held not to be material that the employer did not authorize or ratify the particular conduct of the employee; and the right to exemplary damages was supported under what is section (b) of the Restatement or King rule: The agent was unfit, and the principal was reckless in employing [or retaining] him.

After the jury verdict in this case, counsel for the plaintiff moved that the trial court disregard the answer to issue number eight [no authorization or approval of Flynn’s conduct on the occasion in question] and for judgment upon the verdict. The trial court erred in overruling that motion and in entering judgment for the defendants notwithstanding the verdict; and the Court of Civil Appeals erred in affirming that judgment.

The judgments of the courts below are reversed, and judgment is here rendered for the plaintiff for $900 with interest from the date of the trial court’s judgment, and for costs of this suit.

2.1.6.2.2 Parking Lot Altercation Hypo 2.1.6.2.2 Parking Lot Altercation Hypo

Will the facts below give rise to liability for battery? What is the most important issue being raised?

On April 20, 2017, Childress, an employee of The Boeing Company,1 drove to work for an overtime shift. He parked his Jeep to the right of a rolling gate, exited his car, and entered a building to clock in. When he returned to his car, Childress was confronted by a security guard employed by AlliedBarton Security Services LLC. The guard accused him of parking illegally and threatened to give him a parking ticket. Childress slowly started driving away. The guard moved in front of the car, struck the hood with his hands, and shouted. Childress continued driving to the employee parking lot.
There, Childress was again confronted by the security guard, who accused him of a hit and run. Childress left the parking lot, clocked out, and returned to his car. Two additional security cars were positioned around his Jeep. Childress entered his car and slowly maneuvered toward the exit. In so doing, he struck one of the security cars. Childress's Jeep was not damaged, but there were fingerprints and scratches on the hood from the first encounter with the security guard. The next day, Boeing suspended Childress. On June 6, 2017, Boeing fired him because he “ ‘engaged in aggressive actions with [his] personal vehicle.’ ”

Childress v. Boeing Aerospace Operations, Inc., 8 Wash. App. 2d 1054 (2019)

2.1.6.3 The Extended Body of the Defendant 2.1.6.3 The Extended Body of the Defendant

2.1.6.3.1 Commonwealth v. Stratton ("The Love Powder Figs Case") 2.1.6.3.1 Commonwealth v. Stratton ("The Love Powder Figs Case")

What if the defendant doesn't use his or her body to make contact with the plaintiff?

Commonwealth vs. Charles H. Stratton. Same vs. Same.

One is guilty of an assault and battery who delivers to another a thing to be eaten, knowing that it contains a foreign substance and concealing the fact, if the other, in ignorance of the fact, eats it and is injured in health.

Indictments, each charging that the defendant, upon a certain yonng woman, in the indictment named, made an assault and administered to her a large quantity of cantharides, “ the same being ” “ a deleterious and destructive drug,” with intent to injure her health, whereby she became sick and her life was despaired of. Both cases were tried together.

It appeared at the trial in the Superior Court, before Eevens, J., that the defendant, in company with another young man, called upon the young women in the indictments named, and during the call offered them some figs, which they ate, they having no reason to suppose that the figs contained any foreign substance ; that a few hours after, both young women were taken sick and suffered pain for some hours; that the defendant and his companion had put into the figs something they had procured *304by the name of “ love powders,” which was represented by the person of whom they got it to be perfectly harmless.

There was evidence that one of the ingredients of these powders was cantharides, and that this would tend to produce sickness like that which the young women suffered.

The court instructed the jury that if it was shown beyond a reasonable doubt “ that the defendant delivered to the women a harmless article of food, as figs, to be eaten by them, he well knowing that a foreign substance or drug was contained therein, and concealing the fact, of which he knew the women to be ignorant, that such foreign substance or drug was „• ntained therein, and the women eating thereof, by the invitation of the defendant, were injured in health by the deleterious character of the foreign substance or drug therein contained, the defendant should be found guilty of an assault upon them, and this, although he did not know the foreign substance or drug was deleterious to health, had been assured that it was not, and intended only to try its effect upon them, it having been procured by him under the name of a ‘ love powder,’ and he being ignorant of its qualities or of the effects to be expected from it.”

The jury found the defendant guilty of a simple assault in each case, and he alleged exceptions.

W. Colburn, for the defendant.

C. R. Train, Attorney General, for the Commonwealth.

Wells, J.*

All the judges concur that the evidence introduced at the trial would warrant a conviction of assault and battery, or for a simple assault, which it includes. And in the opinion of a majority of the court, the instructions given required the jury to find all that was essential to constitute the offence of assault and battery.

The jury must have found a physical injury inflicted upon another person by a voluntary act of the defendant, directed towards her, which was without justification and unlawful. Although the defendant was ignorant of the qualities of the drug he administered, and of the effects to be expected from it, and had been *305assured and believed that it was not deleterious to health, yet he knew it was not ordinary food, that the girl was deceived into taking it, and he intended that she should be induced to take it without her conscious consent, by the deceit which he practised upon her. It is to be inferred from the statement of the case that he expected it would produce some effect. In the most favorable aspect of the facts for the defendant, he administered tc the girl, without her consent and by deceit, a drug or “ foreign substance,” of the probable effect of which he was ignorant, with the express intent and purpose “ to try the effect of it upon ” her. This, in itself, was unlawful, and he must be held responsible for whatever effect it produced. Being an unlawful interference with the personal rights of another, calculated to result and in fact resulting in physical injury, the criminal intent is to be inferred from the nature of the act and its actual results. 3 Bl. Com. 120. Rex v. Long, 4 C. & P. 398, 407, note. The deceit, by means of which the girl was induced to take the drug, was a fraud upon her will, equivalent to force in overpowering it. Commonwealth v. Burke, 105 Mass. 376. Regina v. Lock, 12 Cox C. C. 244. Regina v. Sinclair, 13 Cox C. C. 28.

Although force and violence are included in all definitions of assault, or assault and battery, yet, where there is physical injury to another person, it is sufficient that the cause is set in motion by the defendant, or that the person is subjected to its operation by means of any act or control which the defendant exerts. In 3 Chit. Crim. Law, 799, is a count, at common law, for an assault with drugs. For other instances of assault and battery without actual violence directed against the person assaulted, see 1 Gabbett’s Crim. Law, 82; Rose. Crim. Ev. (8th ed.) 296; 3 Bl. Com. 120, and notes; 2 Greenl. Ev. § 84.

If one should hand an explosive substance to another, and induce him to take it by misrepresenting or concealing its dangerous qualities, and the other, ignorant of its character, should receive it and cause it to explode in his pocket or hand, and should be injured by it, the offending party would be guilty of a battery, and that would necessarily include an assault; although he might not be guilty even of an assault, if the su bstance failed *306to explode or failed to cause any injury. It would be the same if it exploded in his mouth or stomach. If that which causes the injury is set in motion by the wrongful act of the defendant, it cannot be material whether it acts upon the person injured externally or internally, by mechanical or chemical force.

In Regina v. Button, 8 C. & P. 660, one who put Spanish flies into coffee to be drank by another, was convicted of an assault upon the person who took it, although it was done “ only for a lark.” This decision is said to have been overruled in England. Regina v. Dilworth, 2 Mood. & Rob. 531. The Queen v. Walkden, 1 Cox C. C. 282. Regina v. Hanson, 2 C. & K. 912. In the view of the majority of the court, the last only of these three cases was a direct adjudication, and that entirely upon the authority of mere dicta in the other two, and without any satisfactory reasoning or statement of grounds; and the earlier decision in Regina v. Button is more consistent with general principles, and the better law.

Exceptions overruled.

2.1.7 Transfer of Intent 2.1.7 Transfer of Intent

2.1.7.1 Baska v. Scherzer "The Accidental Punch Case" 2.1.7.1 Baska v. Scherzer "The Accidental Punch Case"

What happens when contact aimed at one person actually connects with someone else?

No. 94,879

Celesta C. Baska, Appellant, v. Harry Scherzer, Jr., and Calvin Madrigal, Appellees.

(156 P.3d 617)

*751Review of the judgment of the Court of Appeals in an unpublished opinion filed August 4, 2006.

Opinion filed April 27, 2007.

James M. Sheeley, of Kansas City, Kansas, argued the cause and was on the brief for appellant.

James H. Ensz, of Ensz & Jester, P.C., of Kansas City, Missouri, argued the cause, and Matthew J. Gist, of the same firm, was with him on the brief for appellee Harry Scherzer.

Jeffrey S. Nichols, of Wallace, Saunders, Austin, Brown & Enochs, Chtd., of Overland Park, argued the cause, and Alex B. Jucld, of the same firm, was with him on the briefs for appellee Calvin Madrigal.

The opinion of the court was delivered by

Davis, J.:

Celesta Baska brought an action for personal injuries sustained when she attempted to stop a fight by stepping between the defendants, Harry Scherzer, Jr., and Calvin Madrigal. Her action was brought after the expiration of a year from her injury but within 2 years from the date of her injury. After some discovery, the trial court granted the defendants’ motions for summaiy judgment and dismissed Baska’s action based upon its conclusion that her action was governed by the 1-year statute of limitations for assault and battery, K.S.A. 60-514(b). The Court of Appeals reversed, holding that Baska’s action sounded in negligence, and thus was subject to the 2-year statute of limitations under K.S.A. 60-513(a)(4), primarily because she was unintentionally struck by defendants. We granted the defendants’ petitions for review, and now we reverse the decision of the Court of Appeals and affirm the district court.

*752 Facts

Baslca had given her daughter Ashley, a high school senior, permission to organize a “scavenger hunt” with some friends. The scavenger hunt began at the Baskas’ house around 8:30 p.m. and was to end with the participants returning to the house by midnight. When people returned, a number of them remained at the Baskas’ home for a “party.”

Scherzer and Madrigal were both at the party. Madrigal had participated in the scavenger hunt; Scherzer remained at the house while the hunt ensued, playing cards with Baska. He then went outside as people began to return to the house.

Around midnight, an altercation broke out between Scherzer and Madrigal. Madrigal approached Scherzer from behind, and the two boys began to push each other and throw punches at one another. Upon being informed of the fight by one of her daughter’s friends, Baska yelled at the boys to stop in order to break up the fight. When they continued to fight, Baska placed herself between the boys and was punched in the face, losing several teeth and receiving injuries to her neck and jaw. Baska is certain that Scherzer hit her in the face; she also believes that Madrigal punched her in the back of the head.

On April 8, 2004, just short of 2 years after the incident, Baska filed suit against Madrigal and Scherzer, alleging that she was injured by the defendants’ negligence. In her petition she alleged:

“5. That die defendants, in their excitement and totally unintentionally, struck the plaintiff with powerful blows intended for the other participant in the fight.
“6. That the sole and proximate cause of plaintiff s injuries was tíre negligence and carelessness of the defendants.”

Both defendants filed motions to dismiss based on tire statute of limitations, alleging that the suit was barred by the 1-year statute of limitations for assault and battery, K.S.A. 60-514(b). The district court originally granted the motions; however, the court later granted Baska’s motion to reconsider and allowed the parties to pursue additional discovery.

Depositions were taken of Baska, Madrigal, and Scherzer. Both Madrigal and Scherzer testified in their depositions that they did *753not intend to strike or injure Baska in any way. Instead, each defendant testified that it was his intention in throwing the punches to strike and injure the other defendant. In her deposition, Baska’s counsel asked her whether she “would anticipate that the intended recipient of [Scherzer’s] blow was Mr. Madrigal and not [herself].” Baska answered, “Yes, sir.”

After depositions, Madrigal and Scherzer filed motions for summary judgment again based on the 1-year statute of limitations for assault and battery. In its decision after conducting a hearing, the court concluded that the doctrine of transferred intent applied and that Baska’s cause of action was an action for assault and battery, not negligence. The court explained:

“Well, the plaintiffs theory, as I understand it, is that in trying to bréale up this altercation that she was injured by the negligent acts of the two participants who were defending themselves, each of them claiming self defense, and in a negligent manner.
“The depositions of both of the combatants having been taken now, it appears to me that they were striking at each other. Those are intentional acts. The doctrine of transferred intent has been the law in Kansas probably since this place became a state because I think it came straight out of the common law, and it’s certainly been the law since I was in law school 30 years ago.
“I don’t see anything in [the plaintiff s] citations . . . that the State of Kansas has gone away from that. So I think that in each of these two cases, each — as to each defendant, motion for summary judgment must be granted on the basis that these are intentional acts and the doctrine transferred intent would apply, and they should have been filed within the one year of statute of limitations.”

Court of Appeals

The Court of Appeals reversed in an unpublished opinion, Baska v. Scherzer, Case No. 94,879, filed August 4, 2006. Although the court did not dispute the district court’s statement of the facts, it disagreed with the district court’s conclusion. The Court of Appeals noted that “[t]he key distinction between assault and battery on one hand, and negligence on the other, is that assault and battery are both intentional torts and negligence is unintentional. [Citation omitted.]” Slip op. at 5. The court ultimately held that the plaintiff s action in this case sounded in negligence, because the plaintiff was “unintentionally struck” by the defendants. Slip op. at 14.

*754The Court of Appeals reviewed a number of Kansas decisions as well as a number of cases from other jurisdictions, concluding that “the law on this issue is unclear.” Slip op. at 6-13 (citing Harris v. Richards, 254 Kan. 549, 867 P.2d 325 [1994]; Hackenberger v. Travelers Mutual Cas. Co., 144 Kan. 607, 62 P.2d 545 [1936]; Byrum v. Edwards, 66 Kan. 96, 71 Pac. 250 [1903]; Laurent v. Bernier, 1 Kan. *428 [1863]; and Vetter v. Morgan, 22 Kan. App. 2d 1, 913 P.2d 1200, rev. denied 257 Kan. 1096 [1995]). The court noted that “Laurent, Byrum, and Hackenberger tend to suggest that Baska’s only cause of action is assault and battery because Madrigal and Scherzer acted intentionally.” Slip op. at 12. Nevertheless, it noted that “[although these cases have not been overruled, they appear inconsistent with Vetter and the dicta in Harris.” Slip op. at 12. In light of tírese inconsistencies, the court explained its synthesis of tírese decisions as follows:

“The law on this issue appears to have shifted from the earlier position that an intentional act of violence, which has an unintentional effect on a third party, must be viewed as assault and batteiy for purposes of application of the statute of limitations. . . .
“If we can take guidance from these cases, it appears that a specific intent to perform a certain act, such as shooting someone, even if there is a mistaken identity, will generally lead to a finding that the 1-year limitation on assault and batteiy is applied.
“However, threatening actions which lead to unanticipated results may well be viewed as negligence as long as the plaintiff is not purposefully and intentionally struck by the defendant.
“We have a blending in this case, where Baska was probably unintentionally struck during a fight between Scherzer and Madrigal. AMiough the law may not be clear, we find the rationale in Vetter should be used. We, therefore, reverse the district court’s finding that the 1-year statute of limitations applied and remand for further proceedings.” Slip op. at 13-15.

Both defendants, Madrigal and Scherzer, filed petitions for review, claiming that the Court of Appeals misstated the applicable law. In particular, the defendants argue that tire Court of Appeals, without any discussion thereof, eviscerated the doctrine of transferred intent by holding a negligence tort action lies for an assault and battery when the injured party is not the intended victim.

*755The sole issue we must resolve is whether plaintiff s action is governed by the 1-year statute of limitations for assault and battery under K.S.A. 60-514(b) or by the 2-year statute of limitations for negligence under K.S.A. 60-513(a)(4). The facts are not in dispute, and the answer to this question is one of law.

Standard of Review

Baska appeals from the district court’s grant of summary judgment on the basis that she filed her claim after the 1-year statute of Mmitations for assault and battery had run.

“ ‘ “Summary judgment is appropriate when the pleadings, depositions, answers to interrogatories, and admissions on file, togedier with the affidavits, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. The trial court is required to resolve all facts and inferences which may reasonably be drawn from the evidence in favor of the party against whom the ruling is sought. When opposing a motion for summary judgment, an adverse party must come forward with evidence to establish a dispute as to a material fact. In order to preclude summary judgment, the facts subject to the dispute must be material to the conclusive issues in the case. On appeal, we apply the same rules and where we find reasonable minds could differ as to the conclusions drawn from the evidence, summary judgment must be denied.” [Citations omitted.]’ ” State ex rel. Stovall v. Reliance Ins. Co., 278 Kan. 777, 788, 107 P.3d 1219 (2005).

Where the facts are undisputed, appellate review of an order granting summary judgment is de novo. Roy v. Young, 278 Kan. 244, 247, 93 P.3d 712 (2004).

Discussion and Analysis

While the plaintiff alleges negligence in her petition, calling for the application of a 2-year statute of limitations, this court is not bound by the claims as set forth in the petition. Instead, “ ‘[t]he law of this state is realistic. Substance prevails over form.’ ” Murray v. Modoc State Bank, 181 Kan. 642, 647, 313 P.2d 304 (1957) (quoting Travis v. Bishoff, 143 Kan. 283, 285, 54 P.2d 955 [1936]). The determinative question is whether the substance of plaintiff s claims against the defendants sounds in assault and battery or negligence.

*756K.S.A. 60-514(b) provides that civil actions for assault and battery must be initiated within 1 year of the date of the incident giving rise to the action. Under K.S.A. 60-513(a)(4), negligence claims must be brought within 2 years. The fight between defendants that resulted in the plaintiff s injuries occurred on April 13, 2002. Baska filed her action on April 8, 2004. The outcome of this case depends upon whether Baska’s claims are in substance based upon intentional or negligent actions of the defendants. If intentional, Baska’s claims are barred by the 1-year statute of limitations; if negligent, her claims are not barred and are governed by dre 2-year statute of limitations.

Assault is defined in this state as “an intentional threat or attempt, coupled with apparent ability, to do bodily harm to another, resulting in immediate apprehension of bodily harm. No bodily contact is necessary.” PIK Civ. 3d 127.01; see State v. Hazen, 160 Kan. 733, 740-41, 165 P.2d 234 (1946). Battery is defined as “the unprivileged touching or striking of one person by another, done with the intent of bringing about either a contact or an apprehension of contact, that is harmful or offensive.” PIK Civ. 3d 127.02; see Laurent, 1 Kan. at “431. The gravamen of a civil assault and battery is grounded upon the actor’s intention to inflict injury. Stricklin v. Parsons Stockyard Co., 192 Kan. 360, 366, 388 P.2d 824 (1964).

In order to state a claim for negligence, a plaintiff must show “ ‘(1) [t]he existence of a duty on the part of defendant to protect plaintiff from the injury; (2) failure of defendant to perform that duty; and (3) injury to plaintiff from such failure of defendant.’ ” Murray, 181 Kan. at 646 (quoting McMillen v. Summunduwot Lodge, 143 Kan. 502, 509, 54 P.2d 985 [1936]). Put another way, '[n]egligence is an unintentional breach of a legal duty causing damage reasonably foreseeable without which breach the damage would not have occurred.’ ” ’ ” Murray, 181 Kan. at 646 (quoting McMillen, 143 Kan. at 509, and 45 C.J. 631).

As these definitions make clear, “the fundamental distinction between assault and battery, on the one hand, and negligence, on the other, is that the former is intentional and the latter is unintentional. [Citations omitted.]” Murray, 181 Kan. at 646; see *757 Baska, slip op. at 5. The district court held that Baska’s cause of action was truly one for assault and battery because the defendants intended to strike one another when they were fighting. The Court of Appeals, however, found that where Baska was “unintentionally struck” by the defendants, her cause of action sounded in negligence. Baska, slip op. at 15. The defendants intended to harm each other, but as Baska claims in her petition, “the defendants, in their excitement and totally unintentionally, struck the plaintiff with powerful blows intended for the other participant in the fight.” (Emphasis added.)

The above situation is not unfamiliar in the law of intentional torts. The Restatement (Second) of Torts and this court’s decisions discuss this situation as being contemplated by the long-standing doctrine of transferred intent. The Restatement explains that the term “intent,” as it is used in the law of torts, “denotefs] that the actor desires to cause [the] consequences of his act, or that he believes that the consequences are substantially certain to result from it.” Restatement (Second) of Torts § 8A (1964). The comments to this section state that

“[a]ll consequences which the actor desires to bring about are intended, as the word is used in this Restatement. Intent is not, however, limited to consequences which are desired. If the actor knows that the consequences are certain, or substantially certain, to result from his act, and still goes ahead, he is treated by tire law as if he had in fact desired to produce the result. As the probability that the consequences will follow decreases, and becomes less tiran substantial certainty, the actor’s conduct loses the character of intent, and becomes mere recklessness .... As the probability decreases further, and amounts only to a risk that the result will follow, it becomes ordinary negligence . . . .” Restatement (Second) of Torts § 8A, comment b.

This court has similarly explained that an actor will be held liable for an intentional tort if the plaintiff s injuries were the “natural and probable consequence of [the defendant’s] intended actions.” Harris, 254 Kan. at 554. However, an action need not be directed at the plaintiff in order to give rise to liability for intentional torts (such as assault or battery). Rather, the doctrine of transferred intent states that “[t]he tort of battery or of assault and battery may be committed, although the person struck or hit by the defendant *758is not the one whom he intended to strike or hit.” 6 Am. Jur. 2d, Assault and Battery § 99, p. 83.

The comments to the Restatement (Second) of Torts, in describing the intent necessary for battery, explain:

“The intention which is necessary to malee the actor hable [for civil battery] is not necessarily an intention to cause a harmful or offensive contact or an apprehension of such contact to the plaintiff himself or otherwise to cause him bodily harm. It is enough that the actor intends to produce such an effect «pon some other person and that his act so intended is the legal cause of a harmful contact to the other. It is not necessary that tire actor know or have reason even to suspect that the other is in the vicinity of the third person whom the actor intends to affect and, therefore, that he should recognize that his act, though directed against the third person, involves a risk of causing bodily harm to the other so that the act would be negligent toward him.” (Emphasis added.) Restatement (Second) of Torts § 16, comment b (1964).

Similarly, the comments to the section describing the intent required to state an action for assault state that “[i]n order to become liable [for civil assault], it is necessary that the actor intend to inflict a harmful or offensive bodily contact upon the other or a third person or put him [her] in apprehension of such contact.” (Emphasis added.) Restatement (Second) of Torts § 21, comment f (1964).

This court’s recognition of the transferred intent principle dates to Laurent, 1 Kan. *428, which was decided during the Civil War. In that case, the plaintiff sued the defendant in negligence, alleging that he had been injured when the defendant negligently shot him. This court determined that the plaintiff s claim was barred by the 1-year statue of limitations for battery, because the action described (shooting someone) was a batteiy. 1 Kan. at *432. The court cited a New York decision in Bullock v. Babcock, 3 Wend. 391 (1829), and referred to “several English authorities” that supported its conclusion that “the wounding charged in the case under consideration may properly be described as a battery, and the case, therefore, comes within the provisions . . . limiting the time for commencing action to one year.” 1 Kan. at *431-32.

This conclusion was reiterated in Byrum, 66 Kan. 96. There, both the plaintiff and an undersheriff were searching for the perpetrator of a robbery in Oswego. When the two searchers met, *759each mistakenly thought the other was the robber. Both fired shots, and tire undersheriff s shot hit the plaintiff. The plaintiff then sued the sheriff “to recover damages for the injuries sustained because of tire negligent shooting of him by his under-sheriff.” 66 Kan. at 97. In a veiy short opinion, this court cited Laurent and held that the action was barred by the 1-year statute of limitations. 66 Kan. at 97. This court later summarized its opinion in Byrum as follows: “It is well to note tire shooting in the Byrum case was in fact intentional. The undersheriff intended to shoot and he did shoot. True, the injured party was not the robber as the undersheriff drought, but the act of shooting was nevertheless intentional.” Hackenberger, 144 Kan. at 609.

These two early opinions were discussed in detail by this court in Hackenberger, wherein the plaintiff was a passenger in the back of a truck and was sitting with his legs over the side. A cattle truck coming the other direction was passing another car as it was speeding around a curve; the cattle truck crowded the plaintiff s truck off of the highway and came into contact with the plaintiff s legs, causing him injury. The plaintiff filed suit in negligence. The defendant, however, claimed that the petition actually stated an action for batteiy and thus was barred by the 1-year statute of limitations. Citing Laurent and Byrum, this court clarified that had the driver of tire cattle truck intended to hit the truck on which the plaintiff was riding, the action should have been dismissed. 144 Kan. at 609-10. However, because “[t]he petition is not susceptible of an interpretation that [the driver of the cattle truck] intentionally inflicted the injury,” the court held that the 2-year limitations period for negligence should be applied. 144 Kan. at 611.

Although tire court did not explicitly state that it was applying the doctrine of transferred intent in these early decisions, the outcome of the cases is consistent with the present understanding of transferred intent in tort cases. In Byrum, the officer intended to shoot the robber and mistakenly shot and injured the plaintiff. The court found that the officer s action was intentional and that the 1-year statute of limitations for assault and battery applied. In Hackenberger, the driver of the cattle truck never intended to drive the truck carrying the plaintiff off of the road or to hit anyone. When *760the truck hit the plaintiff s legs, the plaintiff s action sounded in negligence, and the 2-year statute of limitations was proper.

The Court of Appeals correctly concluded that Laurent, Byrum, and Hackenberger suggested that B as lea’s only cause of action was for assault and battery based upon defendants’ intentional acts. Slip op. at 12. However, the Court of Appeals concluded that it was not bound to follow these earlier decisions in light of “dicta” in Harris and the decision of the Kansas Court of Appeals in Vetter. These two decisions are discussed below, but it must be noted that the Court of Appeals did not discuss the doctrine of transfer in its opinion, a doctrine implicitly applied in Kansas civil law and explicitly applied in criminal law. See Laurent, 1 Kan. at *431; Byrum, 66 Kan. at 96; State v. Stringfield, 4 Kan. App. 2d 559, 561, 608 P.2d 1041, rev. denied 228 Kan. 807 (1980).

In the Harris case, the plaintiff was injured when Douglas Hawley fired a shotgun through the window of the plaintiff s pickup truck, killing Hawley’s ex-wife and injuring Harris. Hawley then killed himself. Harris brought a negligence action against Hawley’s estate to recover damages, asserting that Hawley had only intended to shoot his ex-wife and that his injuries arose out of Hawley’s negligence. The key issue in Harris was whether the act giving rise to liability was intentional, and thus excluded from coverage under the actor’s homeowner’s insurance policy. The trial court ruled that the plaintiff s claim against the estate was limited to any applicable insurance coverage. The court then granted the estate’s motion for summary judgment on the basis that tire shooting was not a covered occurrence under Hawley’s parent’s homeowner’s policy and that Plawley’s acts were excluded under the policy because they were intentional. This court affirmed. 254 Kan. at 556. Our decision in Harris is in this way consistent with our earlier decisions in Laurent and Byrum, based on the intentional act of Hawley injuring an unintended victim.

However, the Court of Appeals concluded, based upon the following dicta in Harris, that the precedent in Laurent, Byrum, and Hackenberger no longer controlled:

“The Richards [Hawleys’ parents and die administrators of his estate] argued [before the trial court] that the fundamental nature of the underlying tort was that *761of a battexy rather than negligence. Consequently, they asserted that K.S.A. 60-514(2), the one-year statute of limitations for battery, barred the claim, and they mooed for dismissal. The motion was denied. The Richards cross-appeal the denial of their motion to dismiss.
“Because we have affirmed the trial court’s analysis of the insurance coverage issue, we find it unnecessary to address the cross-appeal other than to indicate we find no error in the trial court’s ruling on the statute of hmitations issue.” (Emphasis added.) 254 Kan. at 550-51.

The Court of Appeals found that this language in Harris was “inconsistent” with this court’s previous decisions in Laurent, Byrum, and Hackenberger. It based its decision upon the erroneous conclusion that the trial court denied a summary judgment motion requesting a 1-year limitation period, which “the Kansas Supreme Court, in dicta, found not to be in error. [Citation omitted.]” Baska, slip op. at 13-14. However, the dicta in Harris involved an appeal from a motion to dismiss, not a motion for summary judgment. A motion to dismiss must be based solely on the petition. K.S.A. 60-212; Gardner v. McDowell, 202 Kan. 705, 706, 451 P.2d 501 (1969). Thus, based upon the petition only in Harris, this court approved the actions of the trial court in its conclusion not to dismiss because the petition in Harris was not invalid on its face with regard to the statute of limitations.

Only after discovery in Harris did the trial court grant the defendants’ motion for summary judgment, finding that there was no question that Hawley had intended to strike his wife and instead struck the plaintiff. At this point, the decision of this court in affirming the trial court’s grant of summary judgment was entirely consistent with our previous decisions in Laurent, Byrum, and Hackenberger. The dicta in Harris was misunderstood by the Court of Appeals and provides no support for its conclusion that it was not bound to follow earlier decisions of this court. Correctly understood and applied, the Harris dicta actually supports the district court’s grant of summary judgment in this case based upon the conclusion that the defendants’ actions were intentional.

The Court of Appeals cited this court’s decision in Murray, 181 Kan. 642, as “characterizing] a blatant assault and battery as negligence. [Citation omitted.]” Baska, slip op. at 14. The court noted *762that Murray was “based on a puzzling pleading ruling.” Slip op. at 14. Again, tire Court of Appeals’ characterization of Murray is incorrect. Although die facts giving rise to that case involved injuries arising from a physical altercation with a bank cashier, the case itself was based on the bank’s negligent hiring of the cashier in question. 181 Kan. at 644-45. This court explicitly stated that the action was not brought under respondeat superior, which would make the principal responsible for the acts of the servant. 181 Kan. at 649. The Murray decision based upon a negligent hiring has no application to the case we now consider.

The Court of Appeals’ decision below relied most heavily on its previous decision in Vetter, 22 Kan. App. 2d 1. In that case, the plaintiff s van ran off of the road after the defendant, a passenger in another vehicle, made verbal threats to the plaintiff and the car in which the defendant was riding veered at the plaintiff s van. The defendant claimed that he “did not intend to scare, upset, or harm Vetter,” but instead was attempting to amuse the other passengers in tire car with him. 22 Kan. App. 2d at 2. The plaintiff brought a number of claims against the defendant, including a claim for negligence. The trial court dismissed the negligence claim as a matter of law, finding that the defendant’s actions were intentional.

The Court of Appeals held that the trial court erred in dismissing tire plaintiffs negligence claim. It explained:

“A negligence claim may be based on intentional rude pranks and horseplay that cause unintended injuiy. [Citation omitted.] Actions that are not intended to, but do cause fear of harm may be negligence. [Citation omitted.] Moreover, a negligence claim may be based on actions tire defendant intends to affect, or should realize are likely to affect, the conduct of another in a manner that creates an unreasonable risk of harm to another. . . .
“. . . Although Morgan [the defendant] said his only intent was to amuse his friends, and he denied that he intended to frighten or harm Vetter, she testified that she was very, veiy frightened.’ The record supports a reasonable inference that Morgan should have realized Vetter would be frightened and that it was foreseeable that her fright would create a risk of harm.” 22 Kan. App. 2d at 5-6.

The Vetter court then concluded that the facts, when viewed in the light most favorable to the plaintiff, might be read to show that the defendant’s actions pi'oximately caused Vetter’s injuries. Thus, the court held that plaintiff s negligence claim should be brought *763before a jury-, and so it was error for the trial court to dismiss the action. 22 Kan. App. 2d at 6-7.

The Court of Appeals found that Vetter stood for the proposition that a negligence action may be brought to recover from “the unintended results of the intentional acts.” Baska, slip op. at 14. The court then used this rationale to hold that the facts in this case supported Baska’s negligence claim, since defendants Madrigal and Scherzer did not intend to strike her.

Contrary to the Court of Appeals’ conclusion, Vetter does not provide support for Baska’s negligence claim in the case we now consider. There was no question in Vetter that the defendant did not intend to frighten the plaintiff; instead, the Vetter court made clear that his actions were negligent — although they were not intended to cause injury, they created a foreseeable risk of harm. See Vetter, 22 Kan. App. 2d at 5-6. The facts in Vetter contrast sharply with the facts in this case. Vetter engaged in a prank but did not intend to frighten the plaintiff. Defendants Madrigal and Scherzer engaged in a fight, intending to harm one another. As the comment to the Restatement explains: “All consequences which the actor desires to bring about are intended.” Restatement (Second) of Torts § 8A, comment b. Vetter did not intend to frighten the plaintiff, but it was foreseeable that his intentional actions would frighten the plaintiff. Defendants Madrigal and Scherzer intended to punch someone (the other defendant) and did punch someone (the plaintiff). Although their actions were not specifically directed at the plaintiff, their punches were intentional acts and did injure Baska.

The exact scenario presented in this case was described in the Corpus Juris Secondum as a “text book” example of transferred intent:

“ ‘It is not necessary, to constitute an assault and battery, that there be a specific intention of striking or otherwise injuring plaintiff. If defendant unlawfully aims at one person and hits another, [under the doctrine of transferred intent] he is guilty of assault and battery on the person hit, the injury being the direct, natural, and probable consequence of the wrongful act. So, if one of two persons fighting unintentionally strikes a third, the person so striking is liable in an action by the third person for an assault and battery.’ ” (Emphasis added.) Morrow v. Flores, *764225 S.W.2d 621, 624 (Tex. Civ. App. 1949, reh. denied January 6, 1950) (quoting 6 C.J.S., Assault and Battery § 10[2], p. 804).

The decision of the Court of Appeals in this case holds that for a tort to be considered intentional, it must cause injury to the person at whom it was directed. In other words, a defendant must have a specific intent to commit the battery on the plaintiff to be liable to the plaintiff for battery; otherwise the defendant may be liable to the plaintiff in negligence. Its decision is contrary to tire law of Kansas expressed in Laurent, Byrum, and Hackenberger, and to the provisions regarding transferred intent included in the Restatement (Second) of Torts and other authorities.

The defendants’ acts of throwing punches in this case were intentional actions. Each defendant intended to strike at tire other in order to cause harm. The defendants intended to punch, and they did punch. The fact that the punches in question hit the plaintiff rather than the defendants is immaterial to the analysis. Because the defendants’ actions were intentional, the “substance” of Baska’s action is one for assault and battery. Failure to initiate her action within 1 year of the fight bars her action by reason of die 1-year statute of limitations in K.S.A. 60-514(b).

The Court of Appeals stated that “[ojther courts have suggested a similar approach.” Baska, slip op. at 11. However, the court cited only one opinion from the Maryland Court of Appeals that purportedly supported its position; in fact, the Baska decisión cited seven opinions of other jurisdictions which held under such circumstances that the statute of limitations for assault and battery applied. See slip op. at 11-12. Moreover, the Maiyland case cited by the Court of Appeals, Ghassemieh v. Schafer, 52 Md. App. 31, 447 A.2d 84, cert. denied 294 Md. 543 (1982), fails to support its decision in this case.

In Ghassemieh, a teacher brought claims for both battery and negligence against a student for injuries the teacher received when the student pulled the chair out from under her. The Maryland court held that the plaintiff could bring her negligence claim even when the act of pulling the chair out from under her was intentional. The court explained: “We see no reason why an intentional *765act that produces unintended consequences cannot be a foundation for a negligence action.” 52 Md. App. at 42. All agreed the defendant did not intend to injure the plaintiff with the prank. The court noted that “an intentional act — the pulling away of the chair — had two possible consequences: the intended one of embarrassment and the unintended one of injury.” (Emphasis added.) 52 Md. App. at 42-43. However, the court found that because the plaintiff had failed to request a negligence instruction, she could not appeal the verdict for the defendant on the negligence claim. 52 Md. App. at 43.

The language cited in Ghassemieh, though inconsequential to its holding in light of the plaintiff s failure to request an instruction on the issue, is quite similar to the Kansas Court of Appeals’ decision in Vetter. The defendants in both cases did not intend to injure the plaintiff with the prank; however, foreseeable injury resulted. Neither Vetter nor Ghassemieh presents a situation that involves transferred intent and neither case provides a reason to reverse the district court’s grant of summary judgment for the defendants in this case.

A similar pleading question was considered by the Ohio Supreme Court in Love v. Port Clinton, 37 Ohio St. 3d 98, 524 N.E.2d 166 (1988). There, Love was arrested and handcuffed by Hickman, a Port Clinton police officer. Love later sued the city, claiming that Hickman used improper police procedures and injured him. The trial court granted Hickman’s motion to dismiss based on the fact that Ohio’s 1-year statute of limitations for assault and battery had run. The Ohio Court of Appeals reversed, finding that “further development of the facts could show that Hickman acted negligently in handcuffing Love. If such could be shown, . . . plaintiff should have received the benefit of the two-year statute of limitations for personal injury.” 37 Ohio St. 3d at 98.

The Ohio Supreme Court reversed, holding that “ ‘courts must look to the actual nature or subject matter of the case, rather than to the form in which the action is pleaded. The grounds for bringing the action are the determinative factors, the form is immaterial.’ ” 37 Ohio St. 3d at 99 (quoting Hambleton v. R.G. Barry Corp., 12 Ohio St. 3d 179, 183, 465 N.E.2d 1298 [1984]). The *766court found that “the specific acts of Officer Hickman — ’subduing’ and 'handcuffing’ — are acts of intentional contact which, unless privileged, constitute a battery.” 37 Ohio St. 3d at 99. “Love’s complaint against Hickman alleges, in substance, an action in battery and is barred by the one-year statute of limitations.” 37 Ohio St. 3d at 100. The court explained:

“Where the essential character of an alleged tort is an intentional, offensive touching, the statute of limitations for assault and battery governs even if the touching is pled as an act of negligence. To hold otherwise would defeat the assault and battery statute of limitations. Nearly any assault and battery can be pled as a claim in negligence. . . . ’[T]hrough clever pleading or by utilizing another theory of law, the assault and battery cannot be [transformed] into another type of action subject to a longer statute of limitations as it would circumvent the statute of limitations for assault and battery to allow that to be done.’” 37 Ohio St. 3d at 99-100 (quoting Grimm v. White, 70 Ohio App. 2d 201, 203, 435 N.E.2d 1140 [1980]).

Conclusion

The undisputed facts in this case show that the defendants intended to strike and cause harm to one another. When Baska intervened and stepped between the two boys, she was “unintentionally” struck by punches intended for the defendants. Had the defendants struck each other and brought suit, they would be liable to one another for assault and battery. Under the doctrine of transferred intent, which has long been recognized in this state, the fact that the defendants struck the plaintiff does not change the fact that their actions (punching) were intentional. Moreover, the fact that Baska’s petition describes her claims against the defendants as actions for negligence does not alter the nature of those claims, which the law recognizes as claims for intentional torts of assault and battery. The trial court correctly granted defendant’s motion for summary judgment.

The Court of Appeals’ decision reversing the district court is reversed, and the decision of the district court is affirmed.

Johnson, J., not participating.

Lockett, J., Retired, assigned.

2.1.8 Gerber v. Veltri ("The Professor v. Professor Case") 2.1.8 Gerber v. Veltri ("The Professor v. Professor Case")

Do you think there is liability for battery on these facts?

This is a case seemingly ripped from the pages of a first-year torts exam, with the added twist that the parties are, in real life, law school professors: Plaintiff pro se Scott Gerber, a law professor at Ohio Northern University School of Law ("ONU"), accuses his colleague, Defendant Stephen Veltri, of an assault and battery in a law school hallway. The charge: grabbing Gerber's shoulder in a "strong and tight fashion." Veltri admits he "touched" Gerber's shoulder, but merely to direct him to the nearby faculty lounge so the two could speak privately about Gerber's recent confrontation with the law school librarian. 

BACKGROUND

First, a disclaimer. This Court allowed Gerber substantial leeway in the presentation of evidence out of respect for his pro se status. As a result, this Court heard considerable testimony and received myriad exhibits that bore little (if any) relation to whether an assault and battery occurred on October 8, 2012. These topics include — but are not limited to — the awarding of an annual honorary chair by a faculty committee, ONU's grievance process, reviews of ONU by the American Bar Association and the Occupational Health and Safety Administration, allegations of faculty members, other than Veltri, bullying Gerber, and ONU's internal investigation of the alleged assault and battery in the weeks following October 8. A retelling of this exhaustive evidence would be unproductive and carry this Court far afield from the main plot. The facts below represent those this Court finds relevant.

Second, a little history. Gerber began working at ONU in 2001 (Doc. 161 at 70-71). No one disputes Gerber is a prolific publisher who has encouraged others on the faculty to write more (Doc. 159 at 45-46). Veltri has worked at ONU since 1986. In 2012, he served as interim dean of the law school (Doc. 132 at 10). Gerber and Veltri had occasional flare-ups over their decade and a half working together. Veltri raised his voice to Gerber during a 2007 faculty meeting, and then apologized (id. at 12-13). Veltri also, in his role as associate dean of academic affairs, asked Gerber to teach Remedies. Gerber initially refused and filed a grievance against Veltri that was dismissed (id. at 18-24). In short, the parties agree that, in Veltri's words, "over the years [his and Gerber's] relationship has soured" (id. at 27). It is equally clear Gerber's relationship with much of the 849*849 ONU law faculty has worsened during his tenure (see, e.g., id. at 77; Doc. 133 at 2-3, 37; Doc. 160 at 66-67, 87).

And now, the rest of the story. See Federal Civil Rule 52(a).

FINDINGS OF FACT

Gerber learned in early September 2012 that one of his research assistants, David McGoron, intended to begin working for law librarian Nancy Armstrong after tying up loose ends on the work McGoron was doing for Gerber (Doc. 160 at 51-52; Tr. Ex. 13). Gerber took issue with this, writing to Armstrong that "[a]s apparently the only member of the law faculty doing much research, it makes little sense to make it more difficult for me to do it" (Tr. Ex. 60 at 1). By way of a solution, Armstrong offered to pay for McGoron's services from her funding allotment while he finished his work for Gerber (Doc. 160 at 52-53; Tr. Ex. 60 at 2). This apparent cease-fire fell apart on October 8, 2012.

That morning, around 11:00 a.m., Gerber headed to Armstrong's office to ask her about McGoron, whom Gerber hadn't heard from in some time. Andrea Alexander, a reference librarian whose desk was near Armstrong's office, observed that Gerber "appeared agitated" as he entered Armstrong's office (Doc. 133 at 7). Armstrong describes Gerber as "very agitated, and he quickly became very angry" as the two discussed McGoron's status, with Gerber claiming he never agreed to a sharing arrangement (Doc. 161 at 51-53). Gerber yelled, according to both Armstrong and Alexander (id. at 53; Doc. 133 at 9-10). Armstrong attempted to reach Associate Dean Bryan Ward, but Gerber pressed the phone receiver to block her call (Doc. 161 at 55). Gerber left, and a short time later Ward met with both Gerber and Armstrong in his office, advising he would look into the situation (Doc. 159 at 106; Doc. 160 at 55-57; Doc. 161 at 64-65). Gerber returned to his office for a time before heading to the faculty lounge to have lunch (Doc. 160 at 58-59).

Shortly after Gerber and Armstrong left Ward's office, Veltri stopped by to ask Ward why his office door had been closed (Doc. 159 at 107). Ward related details of the spat between Gerber and Armstrong (Doc. 132 at 35). Veltri was "irritated" by the news, and stopped by Armstrong's office to hear her side of the story (id. at 28, 38). As she was not in her office, he spoke to Alexander before returning to his office (id. at 38). A short time later, Veltri had a chance encounter with Gerber in the hallway near the faculty lounge (id. at 39-40; Doc. 160 at 60, 73).

As Veltri's "intention [was] to talk with [Gerber] in the faculty lounge about what happened," Veltri placed his left hand — his non-dominant hand — on Gerber's right shoulder and suggested "Scott, we need to talk," while directing Gerber toward the faculty lounge with his right hand (Doc. 132 at 44; Doc. 161 at 85). Gerber describes Veltri as "grab[bing] [his] shoulder in a strong and tight fashion" (Doc. 160 at 59). Gerber then loudly told Veltri to remove his hand (Doc. 132 at 45; Doc. 160 at 73).

Gerber suggests Veltri was "berating" him during this time, but his testimony on this point was inconsistent. Gerber recalls little Veltri spoke to him beyond something about harassing staff members (Doc. 160 at 59, 61-62). He also recounts telling Veltri to "take [his] hands off me, and [Veltri] did. Then he turns and starts walking to the Dean's suite" (id. at 62). Gerber even disputes that Veltri greeted him with "hello," explaining "[i]t happened quick" (id. at 73). These later descriptions actually comport with Veltri's recollection: that he briefly suggested "we need to talk" by placing his hand on Gerber's shoulder only for "[a]s long as it is to put your hand on 850*850 someone's shoulder and then saying don't touch me" (Doc. 132 at 47).

Veltri describes Gerber as seeming "strangely offended" by the contact (id. at 45). Veltri explains that while Gerber did not expressly consent to being touched, he did not think it inappropriate to touch Gerber's shoulder because "it's implicit when people talk and they put their hand on your shoulder, direct you to a seat, that there's consent" (id. at 58-59). Veltri did not intend to harm, offend, or place fear in Gerber (Doc. 161 at 86-87).

Gerber's unexpected reaction made Veltri reconsider his plan to speak with him alone in the faculty lounge. Instead, Veltri asked Ward to join them in Veltri's office to have a discussion (Doc. 132 at 47-48). Veltri attempted to talk to Gerber about his exchange with Armstrong, but had difficulty getting him to "focus on that" (id. at 48-49). Though Gerber claims Veltri "continue[d] to berate" him in the office, Ward denies that Veltri yelled at any point during the meeting (Doc. 160 at 62; Doc. 159 at 110). Gerber protested that Veltri wasn't "allowed to grab [him]," and Veltri, according to Gerber, responded "I didn't grab you, I just touched your shoulder" (Doc. 160 at 63). The meeting concluded with Veltri offering to look into the research assistant situation (id. at 64).

Gerber and Ward continued to talk in Ward's office, where Gerber demonstrated how Veltri had "hit" him (Doc. 159 at 111). At trial, Ward reenacted what Gerber showed him, describing it as "an openhanded hit, I guess, to the shoulder that was certainly not just a tap but it was not something that was painful" (id. at 112). Though Gerber disputes Ward's trial demonstration, claiming it to be more "a grab and a squeeze" (Doc. 160 at 67), Gerber's cross-examination of Ward on this point focused on asking if Ward would "like it if [Ward's] boss did that" to him (Doc. 159 at 119). According to Ward, Gerber did not at any point appear to be in physical pain, though he was visibly upset (Doc. 159 at 112-13, 117).

Gerber then reported the incident to ONU campus security officer Eleanor Laubis (Doc. 133 at 15-16; Doc. 160 at 69-70). He gave Laubis a statement and demonstrated for her a "tight ... powerful squeezing" on a door knob (Doc. 133 at 19-20). Laubis examined Gerber's shoulder and found no signs of swelling, bruising, or trauma (id. at 31). Laubis suggested Gerber call the campus hotline or the local police, as campus security does not make charging decisions (id. at 22-24). He did call, but the county prosecutor declined to pursue criminal charges (Doc. 159 at 155).

Gerber did not seek medical treatment for his shoulder until October 18, 2013 — over a year after his run-in with Veltri and ten days after filing an initial suit in state court (Doc. 160 at 80, 103-04). Gerber explained the circumstances to his treating physician, Dr. Michael Muha, who diagnosed Gerber with a degenerative, partially torn rotator cuff (Doc. 55 at 11). Gerber related to Dr. Muha that he experienced regular shoulder pain dating back to his time as a law student (Doc. 160 at 79-81). Gerber was also an active weightlifter, working out four to six times a week and regularly bench-pressing amounts equal to or exceeding his body weight (id. at 119-20).

Dr. Muha concluded — and Gerber does not dispute — that Veltri's contact did not cause Gerber's degenerative rotator cuff tear (Doc. 55 at 24; Doc. 160 at 103). Dr. Robert Anderson, an orthopedic surgeon and Rule 35 expert who examines around twenty shoulder injuries per week, concurred that the contact as described and demonstrated to him could not have caused the tear (Doc. 161 at 16-17, 23; Tr. Ex. 121). Still, Dr. Muha testified it was "very plausible and reasonable" that Veltri's 851*851 touch caused pain by exacerbating the tear, also freely admitting this conclusion was based solely on Gerber's description, without even a demonstration of the alleged grab:

[W]e didn't really get into the details of the shoulder — [Gerber] never used the — or the whatever happened to his shoulder, the grab. We — basically I never got into the details of exactly how that happened other than he related that is what brought and provoked the symptoms, and so that's — to me there's no reason to suspect that there's any other reason to do that.... I didn't really have any reason to look further than that (Doc. 55 at 16, 20).

Dr. Anderson could not recall a circumstance in his twenty-five years as a surgeon in which a shoulder grab like the one Gerber demonstrated caused or exacerbated pain and suffering related to a partially torn rotator cuff, though Dr. Anderson did admit there could be a temporary increase in pain, which is ultimately subjective (Doc. 161 at 24-25, 48).

Gerber claims he suffered mental anguish in addition to aggravation of his shoulder. Shortly after October 8, 2012, Gerber contacted Dr. William O'Brien, a clinical psychologist with whom he had treated in 2007 (Doc. 159 at 7-8). Dr. O'Brien had no availability, so he referred Gerber to Dr. Carissa Wott, who treated Gerber six times between October 26, 2012 and November 27, 2012 (Doc. 133 at 58-59, 64). As this was Gerber's first visit, Dr. Wott had no basis to compare Gerber's mental state before and after October 8 beyond Gerber's own report (id. at 71-72). Dr. Wott diagnosed Gerber with adjustment disorder, mixed anxiety, and depression; based on Gerber's account, she found some of his symptoms to be "long standing" (id. at 72). She explains that a person suffering from these conditions "would have more difficulties" coping with situations a reasonable person would be able to handle in everyday life (id.). Dr. Wott opines that the October 8 incident aggravated Gerber's anxiety and stress (id. at 74).

These mental stressors were nothing new: Dr. O'Brien, who treated Gerber prior to October 2012, worked with Gerber back in 2007 on his feelings of isolation and anxiety, and helped Gerber try to establish coping mechanisms for workplace stressors (Doc. 159 at 15). Father David Young, who regularly counseled Gerber before and after October 2012, recounts that Gerber's "spirits" deteriorated over time, but cannot to say the date in question reflected a noticeable change in Gerber's demeanor (id. at 167, 170).

2.2 False Imprisonment 2.2 False Imprisonment

2.2.1 Green v. Donroe ("The Confabulation Case") 2.2.1 Green v. Donroe ("The Confabulation Case")

What kind of intent is needed to show false imprisonment?

John Green v. Gary Donroe et al.

Speziale, C. J., Parskey, Armentano, Shea and Covello, Js.

Argued November 12, 1981

—decision released February 16, 1982

*266 Daniel V. Presnick, for the appellant (plaintiff).

Jonathan J. E inhorn, with whom, on the brief, was Stuart A. Margolis, for the appellees (defendants).

Shea, J.

This appeal raises questions relating to the civil liability of one who, without having any intention to cause confinement, knowingly gives false information to (Ke police which results in the arrest or detention of another. The plaintiff sought damages for false imprisonment in the first count and for a violation of his civil rights in the second count of the complaint. After a trial to the court judgment was rendered for the defendants. The plaintiff has appealed, claiming error in the disposition of both counts.

There is no dispute about the unusual circumstances giving rise to this suit and they may be summarized as follows: On January 26, 1978, the named defendant (hereinafter the defendant), who was at that time emotionally disturbed, shot himself in the shoulder while he was at his place of employment, a package store in West Haven. He contacted the local police and when they arrived he said that he had been robbed and shot by a black male wearing a green jacket and a blue hat, that his assailant had a medium skin tone, a round face, a medium build and was about five feet ten inches in *267height. He lied to the police because he could not tolerate admitting that he had shot himself.

Wholly by chance the police picked up the plaintiff, a black man who was wearing a green jacket, and brought him to the defendant. When the defendant did not identify him, the plaintiff was released. He was detained by the police for approximately ten minutes and suffered no other harm as a result of the incident. In a subsequent interview with the police at the hospital the defendant admitted that he had shot himself because of an emotional disturbance resulting from a marital dispute and that his report of the robbery was a hoax. He was arrested and prosecuted for giving false information to the police.

The trial court concluded that, despite the unpleasant and embarrassing experience which the plaintiff suffered as a result of the defendant’s wrongful conduct, the law afforded no relief. We agree with this conclusion.

I

False imprisonment, or false arrest, is the unlawful restraint by one person of the physical liberty of another. Felix v. Hall-Brooke Sanitarium, 140 Conn. 496, 499, 101 A.2d 500 (1953). Any period of such restraint, however brief in duration, is sufficient to constitute a basis for liability. 32 Am. Jur. 2d, False Imprisonment §14. The fact that there was no formal arrest of the plaintiff in this case and that he remained in the custody of the police for only ten minutes would not necessarily defeat his cause of action for false imprisonment. 1 Restatement (Second), Torts §41.

*268False imprisonment comes within the category of intentional torts for which the remedy at common law was an action of trespass. McGann v. Allen, 105 Conn. 177, 188, 134 A. 810 (1926). “A person is not liable for false imprisonment unless his act is done for the purpose of imposing a confinement, or with knowledge that such confinement will, to a substantial certainty, result from it.” 32 Am. Jur. 2d, False Imprisonment § 9; 1 Restatement (Second), Torts § 35. The facts found by the trial court, which are not challenged, negate any intention on the part of the defendant to bring about the detention of the plaintiff, or, indeed, of anybody. See 1 Restatement (Second), Torts §43. His contrivance of the bogus robbery was found to have been motivated solely by his embarrassment over shooting himself. The trial court was not compelled to infer from the description he gave to the police that he intended or expected any arrest to result. The cases relied upon by the plaintiff, in which liability was imposed for confinements resulting from false reports given to the police, are distinguishable in that there an intention to cause the arrests was established. Jensen v. Barnett, 178 Neb. 429, 134 N.W.2d 53 (1965); Wehrman v. Liberty Petroleum Co., 382 S.W.2d 56 (Mo. App. 1964).

The plaintiff claims that the defendant should have been found liable for his reckless or, at least negligent, conduct in furnishing false information to the police in violation of § 53a-180 (a) (3),1 which *269imposes a criminal penalty for such an act. Recklessness, in the sense of a conscious disregard of a substantial and unjustifiable risk of harm; see General Statutes § 53a-3 (13); is sometimes equated with intentional conduct in terms of legal consequences. Collens v. New Canaan Water Co., 155 Conn. 477, 490, 234 A.2d 825 (1967); Soucy v. Wysocki, 139 Conn. 622, 628, 96 A.2d 225 (1953); Bordonaro v. Senk, 109 Conn. 428, 432-33, 147 A. 136 (1929). Ip. the context of false imprisonment the label of “reckless” fairly characterizes a state of mind amounting to knowledge that confinement is substantially certain to result from the wrongful conduct but not attaining the proportions of an actual intention to bring it about. Nothing less than this rather extreme brand of recklessness will substitute for the standard requirement of intention in false imprisonment cases. “It is not enough that the actor realizes or should realize that his actions involve a risk of causing a confinement, so long as the likelihood that it will do so falls short of a substantial certainty.” 1 Restatement (Second), Torts § 35, comment h. The facts found by the trial court do not indicate that the defendant’s false report created a virtual certainty that someone would be arrested or that the defendant must have expected such a result. Where there is no intention to cause the confinement of a person or the equivalent variety of recklessness, there is no liability for an act result*270ing in a merely transitory detention which might otherwise sustain an action for false imprisonment. Id., §35 (2).

Negligent conduct which results in a confinement of sufficient consequence to constitute the actual damage required to maintain a negligence action2 is a sufficient basis for imposing liability. 1 Harper & James, Law of Torts § 3.7; Prosser, Law of Torts (4th Ed.) § 30. In Collins v. City National Bank & Trust Co., 131 Conn. 167, 38 A.2d 582 (1944), a plaintiff whose check was negligently dishonored by his bank was allowed to recover compensatory *271damages when he had been arrested on a charge of obtaining money by false pretenses, jailed for two hours, compelled to post a bond for his release, and injured in reputation. Incarceration of even brief duration has been found sufficient to fulfill the requirement of actual damage. Weaver v. Bank of America National Trust & Savings Assn., 30 Cal. Rptr. 4, 380 P.2d 644 (1963); Mouse v. Central Savings & Trust Co., 120 Ohio St. 599, 167 N.E. 868 (1929). The complaint in this suit, however, cannot be read so broadly as to include such a cause of action, since it contains no allegation of negligence or damages suffered as a result of the plaintiff’s misdeed in “knowingly and wilfully” making a false *272statement. “A plaintiff may not allege one canse of action and recover npon another.” Malone v. Stein-berg, 138 Conn. 718, 721, 89 A.2d 213 (1952).

II

In the second count of his complaint the plaintiff relies upon 42 U.S.C. § 1983 which provides in part that “[e]very person who, under color of any statute, ordinance, regulation, custom, or usage, or any State . . . subjects, or causes to be subjected any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured.” For liability to be imposed under the statute it is essential to prove that the actions complained of were taken “under color” of law. Adickes v. S. H. Kress & Co., 398 U.S. 144, 150, 90 S. Ct. 1598, 26 L. Ed. 2d 142 (1970); Henig v. Odorioso, 385 F.2d 491, 494 (3d Cir. 1967), cert. denied, 390 U.S. 1016, 88 S. Ct. 1269, 20 L. Ed. 166 (1968). “Misuse of power, possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law, is action taken ‘under color of’ state law.” United States v. Classic, 313 U.S. 299, 326, 61 S. Ct. 1031, 85 L. Ed. 1368 (1941). “To act ‘under color’ of law does not require that the (defendant) be an officer of the State. It is enough that he is a willful participant in joint activity with the State or its agents.” United States v. Price, 383 U.S. 787, 794, 86 S. Ct. 1152, 16 L. Ed. 2d 267 (1966).

In this case the lack of any intention on the part of the defendant to bring about any arrest or detention would preclude a finding that he had acted in concert with the police in causing the plaintiff to be *273detained. Since he was not a willing participant in the deprivation of the constitutional rights claimed by the plaintiff, his wrongful conduct was not “under color” of state law and he is not liable under § 1983.

There is no error.

In this opinion Speziale, C. J., Armentano and Covello, Js., concurred.

Parskey, J.

(concurring in part and dissenting in part). Except for its discussion of negligent conduct I have no quarrel with the court’s opinion. In fact, because the complaint alleges intentional rather than negligent conduct, this would furnish a sufficient basis for rejecting a recovery based on a cause of action sounding in negligence. But when the majority categorically states that in order to recover in a negligence action the plaintiff must allege and prove actual damage, it is at that point that we part company because this statement is contrary to Connecticut law.

In Hageman v. Freeburg, 115 Conn. 469, 162 A. 21 (1932), a case involving a negligence action for personal injuries, speaking through Chief Justice Maltbie, we stated (pp. 471-72) “every invasion of a legal right imports damage.” We followed this holding in Urban v. Hartford Gas Co., 139 Conn. 301, 93 A.2d 292 (1952), which also involved a negligence action for personal injuries, with the further observation (pp. 306-307) that “[t]he wrong to Mrs. Urban became actionable when her legal right was invaded by the intentional or negligent violation of duty on the defendant’s part.” In neither case was a showing of aetual damage made an essential requirement of the negligence *274action.1 That this was not an oversight can be gleaned by the comment by Toelle in “The Urban Case,” 27 Conn. B.J. 74, 79 (1953) and the oblique footnote in 2 Harper & James, Torts § 25.1, n.4. Hageman and Urban state the common law of this state. Until and unless they are overruled, if stare decisis represents anything more than flash paper, they must be followed, the ancient common law and the pronouncements of eminent academicians to the contrary notwithstanding.

An invasion of a person’s legal rights, whether occasioned by trespass or negligence, by intentional or unintentional conduct, should have the same legal consequences. If invasions of one’s rights by assault and battery without actual damages are actionable; Petrucelli v. Catapano, 107 Conn. 122, 123, 139 A. 634 (1927); and if invasions by negligent assault and battery are also actionable; Sansone v. Bechtel, 180 Conn. 96, 99, 429 A.2d 820 (1980); Russo v. Porga, 141 Conn. 706, 708-709, 109 A.2d 585 (1954); Lentine v. McAvoy, 105 Conn. 528, 530-31, 136 A. 76 (1927); then what manner of legal logic excludes invasions by other negligent conduct?

The fact is the different treatment of intentional and negligent acts in the old common law is due neither to logic nor experience but rather to procedural history. Actions of trespass were treated differently from actions of trespass on the case. As Holmes cogently observed in The Common Law (Howe Ed.) (p. 64) “[i]n place of a theory of tort, we have a theory of trespass. And even within *275that narrower limit, precedents of the time of the assize and jurata have been applied without a thought of their connection with a long forgotten procedure.” While legal history should not be sloughed off, neither should it command our slavish obedience. To replace our own soundly reasoned law on the basis of ancient pronouncements founded on arcane common law concepts of forms of action is to replace reason with rote.

With the exceptions noted I respectfully record my concurrence.

2.2.2 Illaraza v. Hovensa LLC ("The Blockaded Pickup Truck Case") 2.2.2 Illaraza v. Hovensa LLC ("The Blockaded Pickup Truck Case")

What element of the plaintiff's false imprisonment claim is not satsified?

73 F.Supp.3d 588 (2014)

Jose ILLARAZA
v.
HOVENSA LLC.
Luis Illaraza
v.
HOVENSA LLC.

CIVIL ACTION NO. 07-125, CIVIL ACTION NO. 08-59.

District Court, Virgin Islands, D. St. Croix.

Signed November 10, 2014.
Filed November 12, 2014.

593*593 Eszart A. Wynter, Law Offices of Eszart A. Wynter, Sr., Frederiksted, VI, Lee J. Rohn, Lee J. Rohn and Associates, St. Croix, VI, for Jose Illaraza/Luis Illaraza.

Stephanie L. Adler, Alicia M. Chiu, Jackson Lewis LLP, Orlando, FL, for Hovensa LLC.

 

MEMORANDUM

 

BARTLE, District Judge.

In these consolidated civil actions, plaintiffs Jose Illaraza ("Jose") and Luis Illaraza ("Luis"),[1] who are brothers, bring claims against defendant HOVENSA, LLC ("HOVENSA") for wrongful discharge, slander and defamation per se, tortious interference with contractual relationship, abuse of process, malicious prosecution, and intentional or in the alternative negligent infliction of emotional distress. Luis also asserts a claim against HOVENSA for false imprisonment. These lawsuits arise out of the brothers' alleged involvement in an August 2006 theft of an air conditioner unit from HOVENSA's oil refinery on St. Croix, and the company's decision to bar the brothers from the refinery following the alleged theft.

Now before the court are the motions of defendant HOVENSA for summary judgment on all of plaintiffs' claims against it 594*594 under Rule 56 of the Federal Rules of Civil Procedure.[2]

 

I.

 

Summary judgment is appropriate "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). Rule 56(c) states:

A party asserting that a fact cannot be or is genuinely disputed must support the assertion by ... citing to particular parts of materials in the record, including depositions, documents, electronically stored information, affidavits or declarations, stipulations ..., admissions, interrogatory answers, or other materials; or ... showing that the materials cited do not establish the absence or presence of a genuine dispute, or that an adverse party cannot produce admissible evidence to support the fact.

Fed. R. Civ. P. 56(c)(1).

A dispute is genuine if the evidence is such that a reasonable factfinder could return a verdict for the nonmoving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 254, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). Summary judgment is granted where there is insufficient record evidence for a reasonable factfinder to find for the plaintiffs. Id. at 252, 106 S.Ct. 2505. "The mere existence of a scintilla of evidence in support of the plaintiff's position will be insufficient; there must be evidence on which the factfinder could reasonably find for the plaintiff." Anderson, 477 U.S. at 252, 106 S.Ct. 2505.

When ruling on a motion for summary judgment, we may only rely on admissible evidence. See, e.g., Blackburn v. United Parcel Serv., Inc., 179 F.3d 81, 95 (3d Cir.1999). We view the facts and draw all inferences in favor of the nonmoving party. In re Flat Glass Antitrust Litig., 385 F.3d 350, 357 (3d Cir.2004). However, "an inference based upon a speculation or conjecture does not create a material factual dispute sufficient to defeat entry of summary judgment." Robertson v. Allied Signal, Inc., 914 F.2d 360, 382 n. 12 (3d Cir.1990).

 

II.

 

The following facts are undisputed or viewed in the light most favorable to the Illaraza brothers as the nonmovants.

Luis and Jose Illaraza are licensed crane and heavy equipment operators who were employed by Anthony Crane International ("ACI"), which did virtually all of its work at HOVENSA's petroleum refinery on St. Croix.[3] As ACI employees, plaintiffs worked at the refinery. At the time of plaintiffs' employment with ACI, HOVENSA was the largest employer on the island. The terms of plaintiffs' employment with ACI were governed, at least in part, by a collective bargaining agreement ("CBA") between ACI and the United Steelworkers of America ("Steelworkers"). This CBA set forth the framework for plaintiffs' wages and the benefits provided to them 595*595 by ACI. HOVENSA was not a party to the CBA.

Under the terms of a contract between ACI and HOVENSA (the "contract"), ACI provided services at HOVENSA's refinery. The contract characterized ACI as an independent contractor and its employees as "contractor's employees." ACI was responsible, among other things, for rigging cranes, refueling equipment, and managing a waste site at the refinery. The contract required ACI to administer pre-employment tests to any potential employees who would be hired to work at the refinery in order to "ensure that only those who are qualified are hired," and described the areas that such a test should cover. Under the contract, the number of personnel to be provided by ACI was subject to approval by HOVENSA. The contract further set forth hourly compensation rates that HOVENSA would pay to ACI for ACI personnel. Plaintiffs received their paychecks from ACI and reported their hours to ACI.

The contract allowed for HOVENSA supervision and oversight of the work of ACI employees at the refinery and enabled HOVENSA to provide field personnel with the authority to direct the actions of ACI's operators. ACI was bound by the contract to comply with the instructions of these HOVENSA supervisors to the extent that their instructions related directly to the work being supervised. Nonetheless, plaintiffs were primarily supervised by ACI employees. They received most of their day-to-day instructions from their ACI supervisor or from an ACI dispatcher. The contract between ACI and HOVENSA also made explicit that representatives provided by HOVENSA would "not control or supervise [ACI]'s day-to-day work since [ACI] is a qualified independent contractor."

The contract gave HOVENSA certain management and oversight responsibilities over the refinery's waste site. HOVENSA personnel, including environmental-compliance officials, inspected the waste site periodically. HOVENSA also had the responsibility to procure the necessary permits and licenses for ACI's work on the refinery and to provide security in accordance with its existing policies.

ACI and its employees working at the HOVENSA refinery were subject to detailed plant rules and procedures which were binding on all contractors at the refinery. A detailed list of these rules and procedures appeared as an attachment to the original HOVENSA-ACI contract. Among these rules were requirements that ACI maintain current contact information and personal data for each employee, that each employee comply with HOVENSA security procedures (such as parking registration requirements), that ACI employees stay off refinery premises unless scheduled to work, and that they not bring unauthorized visitors onto the property. ACI employees had to submit all bags for inspection, to report any improper conduct of which they are aware, to wear certain required safety articles and protective gear, and to refrain from posting notices, calendars, pictures, and the like without prior approval. ACI employees were barred from certain activities which included smoking, possessing or being under the influence of any controlled substance or intoxicant, and possessing cell phones at work without prior approval. They were not permitted to wear clothing deemed by HOVENSA to be "offensive or provocative."

In addition, the rules and procedures provided for general cleanliness and care of the refinery premises and equipment and required "the employee's company" to provide safety hats. HOVENSA displayed rules and regulations prominently in various locations around the refinery although 596*596 neither plaintiff recalled ever receiving a written copy of them.

HOVENSA maintained procedures for granting ACI's employees access to the refinery.[4] According to HOVENSA Director of Administration Services Rocco Colabella ("Colabella"), any individual seeking entry to the refinery (including contractor employees like those working for ACI) had to obtain an identification badge from HOVENSA and were subject to a security screening by HOVENSA's security department. After completing the safety comprehension examination provided for by the contract and submitting to a drug test, ACI employees were required to submit badge applications, which were subject to HOVENSA approval. HOVENSA sometimes ran police background checks on potential employees before granting badge applications. There is no evidence as to whether such a check was conducted with respect to Jose or Luis.

Before the events of August 2006 which are the subject of this lawsuit, neither plaintiff had ever been disciplined in his capacity as an ACI worker. As far as the record discloses, the brothers were satisfactory employees. However, at some point prior to August 10, 2006, HOVENSA Security Manager Jay Galindo ("Galindo") had begun to suspect that the brothers were involved in a rash of missing items at the refinery. According to Colabella, Galindo had an informant at the refinery who had led him to believe that the Illarazas were linked to the theft of items including tools, welders, and equipment parts from HOVENSA property.

The Illaraza brothers' claims against HOVENSA hinge on or arise out of the events of August 10 and 11 of 2006. On August 10, an ACI foreman named Nelven Noelien ("Noelien"), who happened to be Luis's and Jose's supervisor, signed an air conditioning unit (the "a/c unit") out of HOVENSA's warehouse. Noelien later claimed that he did so to install it as a replacement for the inoperative air conditioner in the trailer where his work crew usually ate lunch and changed their clothes. In his deposition, Jose asserted that this was his understanding of Noelien's intentions when he helped Noelien move the a/c unit from the HOVENSA warehouse into the white pickup truck which belonged to ACI and which had been assigned to Noelien.

Plaintiffs assert that the a/c unit was supposed to be installed in the trailer that same day. However, a sudden change in their work schedule required the three men to return to the refinery at 10 p.m. that night. As a result, they would need to leave work earlier that evening if they wanted to get any rest. They claim that they did not have time to complete the installation on the evening of August 10. Because of this time constraint, Noelien decided to move the a/c unit from the open bed of the pickup truck into the front compartment of an ACI-owned red tractor-trailer at the refinery. Jose helped Noelien secure the a/c unit in the red tractor-trailer after which the three men left the refinery.[5]

The same evening, HOVENSA security officer Juan Espinosa ("Espinosa") received 597*597 a telephone call from a person who refused to identify himself. According to Espinosa's later testimony, the caller stated that he "was in a location where he saw something suspicious happening." The caller advised Espinosa to check the location at the refinery where the trailers were stored and added that he had observed men putting boxes into some of the trucks. Espinosa recalled that the caller seemed apprehensive, particularly about the fact that HOVENSA maintained multiple security cameras at the refinery. Plaintiffs infer that the caller's nervousness, coupled with his reluctance to identify himself, stemmed from concern that his own actions had been captured on camera and that he hoped to "save his own skin" by calling in a tip.

In response to the call, Espinosa and fellow security officer Blaise Charles went to the location described by the tipster but were unable to access any of the locked trucks that were parked there. They contacted Galindo, who in turn contacted HOVENSA's locksmith, Nick Henry ("Henry"). Together, Henry and Galindo returned to the site and unlocked the red tractor-trailer. Inside its cab, they found the a/c unit. Galindo later testified that it was located in the truck's "sleeping compartment," which was separated from the front seat by a curtain. Galindo took photographs of the truck and the a/c unit and made note of the unit's serial number.

Galindo notified Henry, HOVENSA Harbor Security Officer Chris Webster ("Webster"), and another security employee named Brian Harrell ("Harrell") that they should report to the refinery early the next morning to assist with an investigation. At some point that evening, Galindo also contacted Haraldo Charles ("Charles"), a police officer who often "moonlighted" for HOVENSA by directing traffic at the refinery. Galindo asked Charles to stay at the refinery beyond his normal departure time of 8:00 a.m. on the morning of August 11, 2006, in case Galindo needed his assistance. Finally, Galindo contacted Colabella, HOVENSA's Director of Administration Services, to alert him to the investigation.

Meanwhile, the Illaraza brothers, as well as Noelien, returned as scheduled to the refinery at 10:00 p.m. on August 10. They remained there working until approximately 3:00 a.m. on August 11. At that point, knowing they needed to return to work again before 5:00 a.m., they left the refinery to obtain some rest.

On the morning of August 11, HOVENSA was slated to donate a number of trailers to the IQRA Academy, a school on St. Croix. The trailers were to be transported to the school by a convoy of trucks. Early that morning, Galindo, along with Harrell, Webster, and Henry, initiated surveillance of the convoy. Luis Illaraza arrived at the refinery before 5:00 a.m., while Jose, who had overslept, did not arrive until shortly after 5:00. By the time Jose entered the refinery, the convoy was already approaching the refinery gates. Jose jumped into the red tractor-trailer, which was being driven by Luis and which contained the a/c unit. In the rush to leave the refinery, Jose has stated that he had forgotten that the a/c unit was still in the tractor-trailer. As the convoy left the refinery, HOVENSA security required the employees to exit the trucks and display their badges. Security officials also wrote down the license plate numbers for each truck.

While the convoy drove to the IQRA Academy under police escort, Galindo made contact with Kevin Scott ("Scott"), the manager of the HOVENSA warehouse. Galindo provided Scott with the serial number that he had collected from the a/c unit the previous evening. An email from Scott, sent that morning to Galindo and 598*598 HOVENSA electrical supervisor Dana Hanning, confirmed that an a/c unit with the same serial number as the one in the red tractor-trailer had been signed out of HOVENSA's warehouse by Noelien on August 10.

Meanwhile, the convoy arrived at the IQRA Academy, where the team worked to remove the trailers from the trucks and to set them in place. HOVENSA's civil superintendent, Bobby Gustafson ("Gustafson"), assisted the team at the school for a period of time. Following Gustafson's departure, Noelien drove the white pickup truck, which had been assigned to him by ACI, alongside the red tractor-trailer containing the a/c unit. At his request, Jose then helped him to move the a/c unit into the pickup truck.

Noelien and Luis began to drive away from the IQRA Academy in the white pickup truck while Jose remained behind to finish work at the school. As Noelien and Luis did so, Harrell followed in his vehicle, with Webster as a passenger, and pulled up in front of the pickup truck driven by Noelien. Galindo, who was driving a second vehicle with Henry as a passenger, pulled up alongside the pickup truck. Unable to proceed, Noelien stopped and exited the truck, while Luis remained in the passenger seat. Luis admitted in his deposition that no one explicitly told him to stay where he was. In his Counter Statement of Facts, he stated that "the implication to him was he had to stay in the truck."

Noelien stepped out of the truck and approached Galindo. According to Galindo, Noelien told him that he "was not going to lie" and that he had stolen the a/c unit. Galindo has also testified that Noelien told him that the plaintiffs "were involved, that they had knowledge." Galindo's handwritten contemporaneous notes say "Jose + Luis both knew about it." Webster, who was with Galindo at the time, testified that he also overheard Noelien say "I did a stupid thing, you know. I'm sorry."

Galindo contacted HOVENSA security guard Lazarus Joseph, who arrived and took a written statement from Noelien at Galindo's request. Noelien dictated his statement to Joseph, who wrote it down by hand. In his statement, Noelien admitted that "I intended to transfer the air conditioning unit into the truck assigned to me from Maxim Crane. I intended to carry the unit to my house.... Whatever I did I am very sorry and ashamed." Noelien signed the statement. Joseph told Noelien that he could correct or add to his statement later if he chose to do so. A notation to this effect was made in the statement itself, alongside Noelien's signature.

As Galindo and Joseph were speaking with Noelien, Webster stood alongside the pickup truck where Luis was still sitting. Webster testified that he said hello to Luis but that they exchanged few words.

Galindo contacted Officer Charles, who was still at the HOVENSA refinery following the end of his morning shift and asked him to come to the IQRA Academy and assist in an investigation. Officer Charles, in turn, contacted the Virgin Islands Police Department ("VIPD"). Approximately 30 minutes after the initial stop of the pickup truck, VIPD officers arrived at the school, and Galindo relayed to them his version of the sequence of events. The VIPD arrested both Noelien and Luis, and HOVENSA officials confiscated their refinery badges. VIPD Officers then arrested Jose, and HOVENSA confiscated his badge as well. With the exception of Webster's brief conversation with Luis, no HOVENSA official spoke to either of the brothers about the alleged theft prior to the arrests.

Following their arrests, Luis and Jose, along with Noelien, were transported to the Police Department, where the three 599*599 were fingerprinted and placed together in a cell. Jose was released into the custody of his mother the same day while Luis remained in jail until August 14, when he, too was released into his mother's custody. At around the same time, HOVENSA's security department deactivated the refinery access badges of Luis, Jose and Noelien.

The record supports plaintiffs' contention that the VIPD relied heavily on the statements of HOVENSA employees in making the decision to arrest them. Specifically, Galindo testified that a report prepared by Officer Charles was based on information Galindo had provided to the VIPD. He also confirmed that the VIPD based its arrests of Jose and Luis on the reports of several witnesses, all of whom were HOVENSA employees. In addition, Galindo stated that the VIPD's offense report concerning the arrests was based on information he supplied. Photographs taken by Galindo at the scene of the arrest were also provided to the VIPD by HOVENSA. Finally, a probable cause affidavit prepared by VIPD Officer Herminia Rivera appears to be based exclusively on information provided by Galindo to Officer Rivera.

Approximately one week after the arrests, Noelien, who had by then been released from jail, contacted ACI General Manager Andy Alcorn. Noelien presented Alcorn with an explanation for the events of August 10 and 11. He stated that he had not had time on August 10 to install the a/c unit in the Waste Site trailer where the crew ate lunch and that he had inadvertently left it in the red truck when the convoy traveled to the IQRA Academy. Noelien told Alcorn that he had been bringing the a/c unit back to HOVENSA at the time of his arrest. At Alcorn's request, Noelien put his explanation in a typewritten statement approximately two days later. He explained that when he had told Galindo he was taking the a/c unit to his house, he had done so "jokingly," having perceived Galindo's inquiry as a "stupid pointless thing to ask [him]." Alcorn forwarded Noelien's statement to Galindo, who dismissed it as "ridiculous." Galindo later testified that he never investigated or followed up on any of the explanations set forth in Noelien's typed statement.

Noelien ultimately pleaded guilty to the possession of stolen property and was sentenced to one year of probation. He served his probation in Orlando, Florida, where he had obtained a job as a crane operator with ACI's parent company Maxim Crane.

In the weeks following the arrests of the three men, Galindo met with a person who claimed to be the anonymous informant who had alerted HOVENSA to the alleged theft. Galindo paid him a reward of $500 for which he signed a receipt with the name "Wilfredo Rios." Galindo has stated that this was not his actual name.

In July 2007, the Virgin Islands government elected not to prosecute the Illaraza brothers, and the charges against them pertaining to the alleged theft were dismissed without prejudice. Following the dismissal, Steelworkers representative Mike Francis ("Francis") sent ACI's Mike Corn ("Corn") a copy of the dismissal. ACI subsequently communicated to both Francis and HOVENSA that Luis and Jose were good workers whom ACI wanted to reinstate to continue their work at the HOVENSA refinery. Colabella, however, responded that "due to the admitted theft of HOVENSA property," the men could not return to work there. Since that time, neither Jose nor Luis has been permitted to do so. According to his deposition testimony, Alcorn confirmed that the brothers were "effectively out of work" with ACI due to HOVENSA's refusal to permit them on refinery property. During 600*600 Alcorn's time at ACI, the company had never had work on St. Croix other than under its contracts with HOVENSA.

After August 10 and 11, 2006, certain HOVENSA employees made various statements about Jose and Luis and their involvement in the events of those days. Plaintiffs emphasize, and the record confirms, that rumors about the events circulated at the HOVENSA refinery and in the St. Croix community. The record is often unclear as to the substance and source of the statements that made up these rumors. It is apparent, however, that at least a portion of the gossip about the events consisted of statements that the Illaraza brothers had been arrested. Statements were also made to the effect that the brothers had committed a theft, and that they had been caught stealing. With some exceptions which we discuss below, the record does not make clear which individuals spread these rumors. Instead, several deponents simply attributed them to HOVENSA security guards. A report of plaintiffs' arrests also appeared in the police blotter of a local newspaper, the St. Croix Avis. While Galindo confirmed that the Avis report contained the same information HOVENSA had provided to the VIPD, he denied that HOVENSA had provided information to the newspaper.

Since the events of August 10 and 11, 2006, Jose has reported headaches at least twice weekly, as well as extreme stress about how he will pay his bills and meet his obligations to his family. He also reports trouble sleeping. Luis has also indicated that he experiences stress and emotional suffering linked to the events, as well as headaches and sleeplessness. Both plaintiffs report that they have sought medical attention for these ailments.

As of March 2010, when their depositions were taken, neither plaintiff has been employed full-time.

 

III.

 

We first address plaintiffs' claims for wrongful discharge under the Virgin Islands Wrongful Discharge Act ("WDA"), 24 V.I.C. § 76. The WDA provides that "an employer may dismiss any employee" for any of nine reasons enumerated in subsection (a) of the statute.[6] Where an 601*601 employee is terminated for a reason other than one of the nine articulated in subsection (a), a presumption exists that he has been wrongfully discharged.

The WDA applies to the dismissal of an "employee" by an "employer." As a result, whether or not HOVENSA was plaintiffs' employer is a threshold issue in determining whether plaintiffs' WDA claim can succeed.[7] Plaintiffs urge us to conclude that even though ACI was their employer HOVENSA is also properly considered their employer under a "joint employer" theory.

As a starting point, we look to the Third Circuit's decision in N.L.R.B. v. Browning-Ferris Indus. of Pa., Inc., 691 F.2d 1117 (3d Cir.1982). There, in upholding an order of the National Labor Relations Board, the court explained that a joint employment relationship exists where "one employer while contracting in good faith with an otherwise independent company, has retained for itself sufficient control of the terms and conditions of employment of the employees who are employed by the other employer." Id. at 1123. The Browning-Ferris court specified that the "joint employer" inquiry is a fact-intensive one. Id. at 1121. Such an analysis involves the consideration of factors which include, but are not limited to, the allegedly joint employers' shared right to hire and fire, their establishment of work hours, their control of compensation, their degree of supervision of employees, and their authority to devise rules. Id. at 1124-25.

Our Court of Appeals has recently refined the Browning-Ferris standard for determining the existence of a joint-employer relationship. In In re Enterprise Rent-A-Car Wage & Hour Employment Practices Litigation, the court affirmed a district court order granting summary judgment in favor of the alleged joint employer. It directed that a joint-employer analysis should consider the alleged employer's "(1) authority to hire and fire employees; (2) authority to promulgate work rules and assignments, and set conditions of employment, including compensation, benefits, and hours; (3) day-to-day supervision, including employee discipline; and (4) control of employee records, including payroll, insurance, taxes, and the like." 683 F.3d 462, 469 (3d Cir. 2012). These factors, the court explained, "reflect the facts that will generally be most relevant in a joint employment context." Id. However, the court cautioned that its list of factors was not exhaustive, and that district courts should consider all relevant evidence rather than confining themselves to "narrow legalistic definitions." Id.

Although In re Enterprise addressed a claim brought under the Fair Labor Standards Act rather than a WDA claim, we find its framework instructive. Taking the facts in the light most favorable to plaintiffs, and relying on the framework articulated in In re Enterprise, HOVENSA's 602*602 relationship with ACI cannot properly be characterized as a joint employer relationship.

The record discloses that HOVENSA's role in the hiring and firing of ACI employees was minimal. While HOVENSA maintained supplemental screening procedures for those ACI employees who were assigned to work at the HOVENSA refinery, including the "pre-employment test" provided for by the ACI-HOVENSA contract and the background checks that sometimes preceded the issuance of badges, the record contains no indication that HOVENSA had any say as to the persons ACI could hire. Rather, HOVENSA's involvement in this aspect of ACI's personnel management was limited to restricting who could enter the HOVENSA refinery, not who could work for ACI.

Nor does the record contain any indication that HOVENSA played a role in ACI's procedures for dismissing employees. Plaintiffs maintain that HOVENSA's decision to deny them access to the refinery effectively amounted to a termination from ACI, since the ACI-HOVENSA contract accounted for virtually all of ACI's work on St. Croix. See note 5, supra. Even if this may have been the case, it does not mean that HOVENSA had the authority to fire employees from ACI. Indeed, Noelien was also denied access to the HOVENSA refinery following the alleged theft but continued to work for ACI's parent company, Maxim Crane, in Florida. In short, HOVENSA's authority to revoke refinery badges did not amount to authority to fire ACI employees.

HOVENSA's role in the determination of hours, compensation, and benefits for ACI employees was also minimal. The ACI-HOVENSA contract established a rate schedule under which HOVENSA would compensate ACI for its employees' time. ACI was to submit periodically to HOVENSA invoices for the hours worked by its employees, including overtime, and HOVENSA was to compensate ACI on an hourly basis for this work. It was ACI, however, that established the wages which plaintiffs ultimately received from ACI. HOVENSA was not a party to the CBA which set forth ACI employees' benefits. In any event, in all relationships involving an independent contractor, the contract sets forth what the independent contractor will be paid. This necessarily affects the compensation the employees of the independent contractor will receive.

Furthermore, the record makes clear that plaintiffs were primarily supervised by ACI. The ACI-HOVENSA contract provided HOVENSA with oversight authority over ACI personnel, but on a day-to-day basis, plaintiffs received the bulk of their instructions from Noelien and from an ACI dispatcher. We also note that the ACI-HOVENSA contract made explicit that HOVENSA did "not control or supervise [ACI]'s day-to-day work."

HOVENSA did play a role in employee discipline, but only insofar as the company promulgated plant rules and procedures by which ACI's employees as well as others at the refinery were bound. In large part, these rules appear designed to maintain the type of safe and secure work environment that is particularly important at an oil refinery. For example, HOVENSA's plant rules and procedures set forth limitations on who could enter the refinery and at what times, on the kinds of personal effects employees were permitted to bring to the refinery, and on conduct such as smoking, intoxication, and physical violence. The plant rules and procedures also set forth detailed procedures for keeping the refinery property and equipment clean. Ultimately, HOVENSA's rules focused more on refinery safety and security than on employee discipline.

603*603 ACI also maintained control of employee records. ACI issued plaintiffs' paychecks, and they reported their hours to ACI. There is no indication in the record that HOVENSA played a role in ACI's employee scheduling or in its payroll procedures. HOVENSA's plant rules and procedures required all contractors working with HOVENSA to maintain current personal data for each employee who worked at the refinery. It was ACI, and not HOVENSA, that actually kept these records.

The issue of joint employer status is a fact intensive inquiry. We must always consider the specific circumstances involved. In this case, the bulk of the factors cited by plaintiffs as evidence of a joint employer relationship are in reality necessary and proper requirements for maintaining safety and security at an oil refinery. Particularly in the post-September 11, 2001 era, preventing unauthorized access to an oil refinery and maintaining a safe and secure work environment are of paramount importance, and HOVENSA's oversight of ACI's procedures appears designed to achieve those goals. It is also consistent within the independent contractor relationship for HOVENSA to oversee ACI's work at an oil refinery where dangerous consequences can easily ensue if the work is not done properly.

HOVENSA points us to Boutin v. Exxon Mobil Corp., 730 F.Supp.2d 660 (S.D.Tex.2010), a decision which sheds light on the unique context in which HOVENSA's procedures took place. In that case, ExxonMobil argued that it was not the joint employer of a contract employee who worked at one of its chemical facilities in Texas, and that it was therefore exempt from liability for the employee's Title VII claim. The court agreed. It explained that "to the extent ExxonMobil supervised Boutin, it was to ensure that the contract with [her direct employer] was performed as required." Id. at 682. Similarly, we conclude that any supervision and oversight of plaintiffs' work by HOVENSA was designed to contribute to plant security and to ensure that ACI safely and properly performed its contract and did not amount to joint employment.

 

IV.

 

We turn next to the plaintiffs' claims for slander and defamation per se. In support of these claims, plaintiffs point to statements made by HOVENSA employees to the VIPD implicating them in the theft; statements by HOVENSA to ACI and the Steelworkers about their alleged involvement; various rumors, jokes, and comments that allegedly persisted throughout the refinery following the incident; and a report of their arrests that appeared in a local newspaper, the St. Croix Avis. Plaintiffs maintain that the statements in question were false and that they were therefore defamatory. They also allege that the statements made by and/or attributable to HOVENSA exposed them to ridicule and diminished their standing in the community. Plaintiffs assert that HOVENSA is vicariously liable for the defamatory statements uttered.

Slander and libel are forms of defamation. Slander is defamation by spoken word while libel is defamation accomplished by a writing or printed material. E.g., 12th St. Gym, Inc. v. Gen. Star Indem. Co., 93 F.3d 1158, 1163 (3d Cir.1996). Under Virgin Islands law, a plaintiff establishes a cause of action for defamation by demonstrating that the defendant's actions satisfied the following four elements: "(a) a false and defamatory statement concerning another; (2) an unprivileged publication to a third party; (3) fault amounting to at least negligence on the part of the publisher; and (4) either the actionability of the statement irrespective of `special harm' or the existence of `special harm' 604*604 caused by the publication." Illaraza v. Hovensa, L.L.C., 2010 WL 2342424, at *3 (D.V.I.2010); see also Restatement (Second) of Torts § 558 (1977). Remarks that impute a criminal offense to a plaintiff are considered defamation per se, that is they are actionable regardless of whether the plaintiff can show special harm. Restatement (Second) of Torts § 571 (1977); Charleswell v. Bank of Nova Scotia, 44 V.I. 36, 43, 2001 WL 1464759 (Terr.Ct.2001).

A true statement cannot serve as the basis for a defamation claim. Restatement (Second) of Torts § 581A (1977); see also Flanders v. Shell Seekers, Inc., 39 V.I. 63, 68, 1998 WL 667782 (Terr.Ct.1998). In a defamation action, the defendant bears the burden of proving truth. Wilson v. V.I. Water & Power Auth., No. 07-24, 2010 WL 5088138, at *7 (D.V.I. Dec. 7, 2010). In support of their defamation claims, plaintiffs have pointed to a number of statements by HOVENSA employees about plaintiffs' alleged involvement in the theft and their subsequent arrests. Some of the statements at issue involved various contentions that the plaintiffs had been arrested. For example, HOVENSA security officials told Lazarus Joseph that the brothers had been arrested, while Mike Francis heard HOVENSA employees making statements like "I hear your boys them got arrested" (referring to plaintiffs). It is undisputed that the plaintiffs were arrested. Any statement to the effect that Jose and Luis were arrested was therefore true, and cannot serve as the basis for a defamation claim.

A second category of allegedly defamatory statements involved claims that the brothers had committed or helped commit the theft. For example, Lazarus Joseph testified that "security officers" told him that the brothers "probably were involved in the air conditioner" and HOVENSA maintenance coordinator Winston Sinanan told Gideon James that he had heard "that [the brothers] stole some stuff." Reynaldo Illaraza ("Reynaldo"), who is the brother of Jose and Luis and is not a party in this action, overheard workers at the refinery discussing the fact that plaintiffs had been caught stealing an a/c unit. The record contains genuine disputes of material fact as to whether these statements implicating the plaintiffs in a theft were true. Accordingly, we will proceed by considering only those allegedly defamatory statements whose truth is in dispute.

In order to serve as the basis for a defamation claim, a statement must also constitute an unprivileged publication to a third party. In other words, where the publisher is privileged to make the statement, no cause of action will lie. The Virgin Islands recognizes an absolute privilege for statements made to law enforcement personnel for the purpose of reporting a crime or initiating a criminal investigation. Sprauve v. CBI Acquisitions, LLC, No. 09-165, 2010 WL 3463308, at *11 (D.V.I. Sep. 2, 2010) (citing Restatement (Second) of Torts § 587 (1977)).

In making statements to the VIPD and the prosecutor about the theft and the brothers' alleged involvement, HOVENSA and its representatives were therefore protected by the absolute privilege accorded to parties who make statements to law enforcement in order to report purported violations of criminal law. See Sprauve, 2010 WL 3463308, at *11. Plaintiffs allege that HOVENSA and its representatives, particularly Jay Galindo, defamed them by contacting the VIPD and falsely reporting their role in the theft of the a/c unit. They also allege that HOVENSA representatives engaged in defamation by providing the (allegedly false) information which ultimately served as the basis for the VIPD's probable cause affidavit and for their prosecution. Whatever 605*605 HOVENSA reported to the police and prosecutor was protected by an absolute privilege. A party cannot be subjected to defamation liability for reporting to the police his belief that a crime has been committed, even if this belief is unfounded or later turns out to be erroneous. Virgin Islands law supports this conclusion, and plaintiffs' defamation claims for HOVENSA's statements to the police and prosecutor must fail.

The Virgin Islands also recognizes a conditional privilege for statements made under circumstances that "lead any one of several persons having a common interest in a particular subject matter correctly or reasonably to believe that there is information that another sharing the common interest is entitled to know." Restatement (Second) of Torts § 596 (1977). A party can avail himself of this privilege only if he or she does not abuse it. Id. cmt. a. The conditional privilege is considered to apply to "[p]ersons associated together in professional activities." Id. cmt. d.

Plaintiffs claim that HOVENSA officials made defamatory statements about them by communicating to ACI representatives that they were involved in the alleged theft. For instance, plaintiffs note Colabella's letter to ACI official James Workman, which stated that they had been denied access to the refinery "due to the admitted theft of HOVENSA property" and which ACI ultimately forwarded to the Steelworkers. They also draw our attention to Galindo's statements to ACI officials immediately after the arrests. The record is undisputed that HOVENSA officials shared a common interest with the recipients of this information and reasonably believed that the recipients were entitled to receive it. The record demonstrates without contradiction that HOVENSA officials were "associated together in [a] professional activit[y]" — that is, the ACI-HOVENSA contract — with ACI representatives, placing them squarely within the protection of the conditional privilege. Moreover, based on the evidence before us, it can only be concluded that HOVENSA officials reasonably believed that ACI, as plaintiffs' employer, was entitled to know that they were suspected of involvement in the alleged theft, as well as the facts that served as the basis for HOVENSA's suspicion. Finally, there is no evidence that HOVENSA abused this privilege. Accordingly, we find that the allegedly defamatory statements made by HOVENSA officials to ACI officials fall within the scope of the conditional privilege, at least insofar as they pertain to ACI and HOVENSA's shared professional endeavor.

Having determined that plaintiffs cannot maintain a defamation action based upon true statements about their arrests or upon statements made by HOVENSA and its representatives to the police, the prosecutor, and ACI, we need not determine whether these statements satisfy the third and fourth prong of the defamation analysis, that is, the "fault" prong and the "actionability" prong.

We are now left with the rumors that circulated at the HOVENSA refinery about the theft, as well as the report in the St. Croix Avis police blotter. Plaintiffs urge that HOVENSA is responsible for defaming them by failing to curb the rumors, jokes, and negative comments that circulated at the refinery and throughout the larger St. Croix community following their arrests. Evidence in the record supports plaintiffs' claim that these rumors were pervasive. For example, Gideon James stated in his deposition that he heard workers at the refinery "making little remarks and stuff like that about" the incident and that these rumors were "a refinery-wide thing." ACI employee Leroy 606*606 Peets recalled that "everybody was talking about" the arrests. Reynaldo testified that he had heard workers discussing the fact that plaintiffs had been caught stealing the a/c unit. The rumors about plaintiffs' arrests spread outside the refinery as well. Mike Francis recalled hearing individuals in the street repeating the rumor that plaintiffs had been arrested and that they had been caught stealing the a/c unit.

The record is less clear with respect to the details of the rumors at issue. For the most part, James, Peets, and Reynaldo did not specify whether the alleged rumors were spread by ACI employees, HOVENSA employees, or both.[8] Further, the record largely fails to make clear whether these rumors consisted of true statements that the brothers had been arrested, or allegedly false statements that the brothers had actually been involved in the theft. Moreover, there is no evidence as to the source of these rumors.

Plaintiffs point concretely to only four statements which are not protected by the defenses of truth or privilege and whose substance is set forth in the record. The first is the statement described in deposition testimony by Lazarus Joseph, who recalled a HOVENSA security guard telling him that the brothers "probably were involved in the air conditioner." The second is described in deposition testimony by Mike Francis, who recalled hearing from HOVENSA security guards that "they had stuff on camera with them [plaintiffs] moving" the a/c unit. We do not know how many security guards to whom Francis was referring. The third is the recollection of Reynaldo Illaraza, the plaintiffs' brother, that he heard workers discussing the fact that plaintiffs had been caught stealing. We do not know who they were, how many they were, whether they were HOVENSA employees, or what positions they held. The fourth is a statement made by Francis in his deposition that HOVENSA employee Alexander John, whose title was "Supervisor Traffic/Offsites," said to him "[y]our boys them get catch t'iefing an A/C unit" (referring to plaintiffs).

In our view, these four instances are the only statements identified by plaintiffs that could conceivably constitute defamation. All other statements identified by plaintiffs are either true, privileged, or described in too little detail to support a defamation claim. Further, with the exception of their description of Alexander John's statement, plaintiffs fail to identify critical details about these four allegedly defamatory statements, such as the identities of the speakers or the details of what was said. Without admissible evidence about the source or substance of these rumors, we are unable to credit plaintiffs' allegations that these four statements serve as the basis for a defamation claim.

Furthermore, even if we could conclude based on the evidence available that the four statements described above were defamatory, plaintiffs have not sued the speakers but instead have sued HOVENSA, on the basis of vicarious liability.

The Virgin Islands recognizes the imposition of vicarious liability against employers for torts committed by their employees within the scope of their employment. E.g., Warner v. Kmart Corp., No. 05-128, 2009 WL 1476476, at *5 (D.V.I. May 27, 2009); Tavarez v. Klingensmith, 267 F.Supp.2d 448, 454 (D.V.I.2003); see also Restatement (Second) of Agency 607*607 § 219(1) (1958).[9] An employee's conduct falls within the scope of his employment when

(a) it is of the kind he is employed to perform;
(b) it occurs substantially within the authorized time and space limits;
(c) it is actuated, at least in part, by a purpose to serve the master; and
(d) if force is intentionally used by the servant against another, the use of force is not unexpectable by the master.

Restatement (Second) of Agency § 228(1) (1958). Conversely, an employee's conduct falls outside the scope of his employment "if it is different in kind from that authorized, far beyond the authorized time or space limits, or too little actuated by a purpose to serve the master." Id. § 228(2).

Virgin Islands law also makes clear that employers may not be held liable for torts committed by their employees outside the scope of their employment, except in limited circumstances. These limited circumstances include those in which

(a) the master intended the conduct or the consequences, or
(b) the master was negligent or reckless, or
(c) the conduct violated a non-delegable duty of the master, or
(d) the servant purported to act or to speak on behalf of the principal and there was reliance upon apparent authority, or he was aided in accomplishing the tort by the existence of the agency relation.

Warner, 2009 WL 1476476, at *5-6 (citing Restatement (Second) of Agency § 219(2) (1958)).

Plaintiffs argue that HOVENSA is vicariously liable for defamation because the HOVENSA employees who made allegedly defamatory statements did so within the scope of their employment, or alternatively that liability can be imposed against HOVENSA for the statements even though they were made outside the scope of an employment relationship. We are unpersuaded. There is no evidence in the record that the statements we may properly consider here — that is, those statements that are not true, privileged, or insufficiently described by the record — were made by employees acting in the scope of their employment. Plaintiffs have produced no evidence that the HOVENSA employees who made unprivileged and allegedly untrue statements about them were engaging in conduct "of the kind [they were] employed to perform" or that such conduct was "actuated, at least in part, by a purpose to serve [HOVENSA]." As a result, any HOVENSA employees who made the allegedly defamatory statements before us did not do so within the scope of their employment.

Nor is there any evidence in the record that the allegedly defamatory statements fall within the exceptions to the general rule against vicarious liability for torts committed outside of the employment 608*608 relationship. Plaintiffs urge that HOVENSA is liable for the conduct of the employees who made the statements under part (2)(b) of § 219 of the Restatement (Second) of Agency, which establishes an employer's liability for acts committed out-side of an employment relationship but attributable to the employer's negligence or recklessness. However, there is nothing in the record to show that HOVENSA was negligent or reckless with respect to the allegedly defamatory statements. The record contains no indication that HOVENSA had actual or constructive knowledge of the statements of its employees or that HOVENSA's alleged negligence was in any way the cause of the rumors. HOVENSA cannot be held vicariously liable on this basis.

We also note that plaintiffs have failed to point to evidence that would reveal HOVENSA as the source of the rumors at issue. This court has previously held that an employee "cannot hold [her employer] liable for rumors generated by her co-workers." Smith v. V.I. Port Auth., No. 02-227, 2010 WL 1381222 (D.V.I. Mar. 31, 2010). Without evidence that HOVENSA or one of its higher level employees was the source of the allegedly defamatory rumors, we are unable to see a basis to hold the company liable for those statements.[10]

Finally, we reject plaintiffs' claim that HOVENSA is liable for defamation because of statements it made to the St. Croix Avis, which published an account of plaintiffs' arrests in its police blotter. The Avis published the same story with respect to both Jose and Luis. It reported that each "was arrested for stealing an air conditioner from Hovensa [sic] valued at $500 after he was seen by multiple witnesses." This report matches the information allegedly provided to the VIPD by Galindo, a communication which we have already determined was subject to an absolute privilege. However, the record contains no indication that it was HOVENSA, as opposed to the VIPD or another party, that provided this report to the newspaper.[11] Consequently, there is no basis to conclude that HOVENSA made defamatory statements to the St. Croix Avis, or that HOVENSA is responsible for the Avis's publication of the report in its police blotter. Accordingly, plaintiffs' defamation claim, insofar as it concerns the report in the St. Croix Avis, cannot proceed.

In sum, no defamation liability can lie against HOVENSA for: its statements to the police, prosecutor, and to ACI; the factually accurate statements made by HOVENSA employees about plaintiffs' arrests; the alleged rumors that circulated about the theft; the few statements made by HOVENSA security guards and workers; or for the report in the St. Croix Avis.[12] We will therefore grant summary 609*609 judgment in favor of HOVENSA on plaintiffs' claims for defamation.

 

V.

 

The Illaraza brothers further claim that HOVENSA tortuously and wrongfully interfered with their contractual relationship with ACI and with their potential contractual relationships with other potential employers. The brothers argue that HOVENSA effectively ended their employment contract with ACI by deactivating their badges and barring them from the refinery, where ACI did virtually all of its work on St. Croix. They also claim that HOVENSA's actions interfered with their ability to work for any other employer who might contract with HOVENSA.[13] Pointing to ACI's inability to hire them for other work on the HOVENSA refinery following the events of August 2006, they urge us to conclude that a reasonable jury could find HOVENSA liable for intentionally interfering with their contractual relationship with ACI and their prospective contractual relationship with other employers.

The Restatement (Second) of Torts establishes that an actor engages in intentional interference with contractual relationship when he "intentionally and improperly interferes with the performance of a contract (except a contract to marry) between another and a third person by inducing or otherwise causing the third person not to perform the contract." Restatement (Second) of Torts § 766 (1979). In determining whether conduct is "improper," courts are directed to consider a number of factors.[14] However, the Restatement exempts from liability those actors who, "by asserting in good faith a legally protected interest of his own or threatening in good faith to protect the interest by appropriate means, intentionally cause[] a third person not to perform an existing contract or enter into a prospective contractual relation with another" so long as the actor "believes that his interest may otherwise be impaired or destroyed by the performance of the contract or transaction." Id. § 773 (1979).

In support of their claim that HOVENSA's actions constituted intentional inference with contractual relationship, plaintiffs point us to Mendez v. HOVENSA, L.L.C., No. 02-169, 2008 WL 803115 (D.V.I. Mar. 24, 2008). In that case, a group of plaintiffs had been terminated from their employment with a contractor — allegedly at HOVENSA's behest — after becoming ill from drinking water provided 610*610 by HOVENSA. Id. at *1-2. The court found that there was a genuine issue of fact as to whether HOVENSA intentionally interfered with the plaintiffs' employment contracts, and denied summary judgment on that claim. Id. at *9. Plaintiffs cite to Mendez in support of their claim that a reasonable jury could find that HOVENSA's actions constituted intentional interference with a contractual relationship.

Mendez is inapposite. Here, unlike in Mendez, the record establishes without dispute that the allegedly tortious interference was motivated by HOVENSA's good-faith assertion of its own legally protected interest, that is, its interest in controlling who enters onto its land and in preventing and deterring theft of its property. As OVENSA points out, "each of [its] actions was reasonable and lawful under the circumstances known to it." In light of these circumstances HOVENSA was privileged to deny the plaintiffs access to its land in order to protect its property.

The evidence is conclusive that HOVENSA had reason to deny plaintiffs access to its land. For example, Colabella stated in his deposition that Cornelius Evans, the prosecutor assigned to the case, had given him "information that there is basically no opinion of guilt or innocence on [the] type of dismissal without prejudice" that was issued in plaintiffs' case. Similarly, Galindo stated in his deposition that he continued to believe in Noelien's and plaintiffs' guilt, and that he believed the confession made by Noelien on the day of the alleged theft. We acknowledge that HOVENSA continued to deny plaintiffs access to its property even after Noelien recanted his statement implicating them and even after the charges against them were dropped. HOVENSA, however, was under no obligation to believe or accept a recantation of Noelien, who pleaded guilty to theft and was placed on one year's probation. Plaintiffs can point to no evidence to show that HOVENSA's refusal to change its position on this point was not a "good faith" assertion of its own interests. For this reason, HOVENSA's conduct in denying plaintiffs access to the refinery falls squarely within § 773 of the Restatement (Second) of Torts, which shields from liability those actors whose interference with a contractual relationship constitutes a good-faith assertion of their legally-protected interests.

 

VI.

 

Plaintiffs have also alleged that HOVENSA engaged in abuse of process and malicious prosecution.

The Virgin Islands recognizes a cause of action for abuse of process against "[o]ne who uses a legal process, whether criminal or civil, against another primarily to accomplish a purpose for which it is not designed." Illaraza, 2010 WL 2342424, at *5; Restatement (Second) of Torts § 682 (1977). The gravamen of the underlying misconduct is "not the wrongful procurement of legal process or the wrongful initiation of criminal or civil proceedings" but the misuse of process. Restatement (Second) of Torts § 682 cmt. a; cf. Deary v. Evans, 570 F.Supp. 189, 200 (D.V.I.1983). An arrest alone cannot give rise to an abuse of process claim since "arresting a criminal defendant is not using a legal process for a purpose for which it was not designed." Trunzo v. Mayer, No. 13467, 2014 WL 2465269 (M.D.Pa. May 30, 2014).[15]

611*611 Plaintiffs argue that Galindo's animus against them prompted him to call the VIPD and provide "incomplete, false, and/or unsubstantiated information in order to encourage an arrest." Even if plaintiffs are correct on this point, the actions of HOVENSA and its representatives did not amount to the type of misuse of legal process necessary for a successful abuse of process claim.

Plaintiffs also urge that HOVENSA played a role in their prosecution as well as their arrests and that this serves as a basis for their abuse of process claims. Plaintiffs contend that HOVENSA was eager to see them prosecuted. They rely on a series of emails sent by Colabella to Galindo on August 11 stating that "Mike... wants to prosecute" and "wants a written report for Alex and Franklin to begin prosecution."[16] The record provides no indication, however, that HOVENSA actually directed or assisted in plaintiffs' prosecution once they had been arrested.

In essence, then, plaintiffs' argument is not that HOVENSA misused legal proceedings but that HOVENSA wrongfully procured or initiated proceedings by seeking their arrests. They urge that HOVENSA engaged in abuse of process by "calling the police to arrest" them and "g[iving] the police incomplete, false, and/or unsubstantiated information in order to encourage an arrest."[17] This cannot serve as the basis for an abuse of process claim under Virgin Islands law. See Greene v. V.I. Water & Power Auth., No. 06-11, 2011 WL 3032466, at *12 (D.V.I. July 22, 2011); Restatement (Second) of Torts § 682 cmt. a. Because an arrest such as the one at issue here cannot, standing alone, justify a finding of abuse of process liability, we must grant HOVENSA's motion for summary judgment with respect to plaintiffs' abuse of process claims.

Plaintiffs also allege that HOVENSA engaged in malicious prosecution by initiating their arrests. Under Virgin Islands law, a plaintiff who raises a claim of malicious prosecution must show that the defendant "initiated the institution of criminal proceedings," that he did so "without probable cause" and "primarily for a purpose other than bringing an offender to justice," and that the proceedings terminated in the accused plaintiff's favor. Greene v. V.I. Water & Power Auth., No, 06-11, 2012 WL 4755061, at *4 (D.V.I. Oct. 5, 2012); Restatement (Second) of Torts § 653 (1977).

The parties dispute whether or not HOVENSA initiated the criminal proceedings against plaintiffs. According to the commentary that accompanies the relevant section of the Restatement (Second) of Torts, a defendant does not initiate the procurement of proceedings merely by providing information to a third-party public official, as long as "it is left to the uncontrolled choice of the third person to bring the proceedings or not as he may see fit." Restatement (Second) of Torts § 653, cmt. d. If the information in question is known by the defendant to be false at the time he provides it to the official, however, "an intelligent exercise of the officer's discretion becomes impossible, and a prosecution based upon it is procured by the person 612*612 giving the false information." Id. § 653, cmt. g.

The record provides no support for a conclusion that HOVENSA officials "initiated" or "procured" the proceedings against plaintiffs. While HOVENSA's Jay Galindo telephoned Officer Charles, who in turn contacted his colleagues at the VIPD, there is nothing before us that any HOVENSA official instructed VIPD officers to arrest Jose or Luis. Galindo's deposition, for example, merely contains a statement that Galindo "asked [Officer Charles] if he could come out to the scene and that [HOVENSA] had an investigation ... into a theft." Nor does the record contain any support for the notion that HOVENSA officials knowingly provided false information to the VIPD in order to encourage the arrest and prosecution of Jose and Luis. While plaintiffs urge that Galindo was remiss in failing thoroughly to investigate the alleged theft before contacting the police, they provide no evidence in support of the claim that Galindo, or any other HOVENSA official, provided any information to the VIPD that they knew to be false. We are therefore unable to conclude that HOVENSA initiated or procured proceedings against plaintiffs.

Moreover, even if HOVENSA had initiated proceedings against plaintiffs, there is no evidence that HOVENSA did so without probable cause — "the sine qua non of malicious prosecution." See Trabal v. Wells Fargo Armored Serv. Corp., 269 F.3d 243, 249 (3d Cir.2001). A plaintiff who raises a malicious prosecution claim has the burden of showing a lack of probable cause. The defendant need not prove that it had probable cause in order to prevail. Id.

Plaintiffs maintain that even if the VIPD had probable cause to arrest them, HOVENSA officials lacked probable cause to call the police. In support of this argument, they point us to Charleswell, in which the Territorial Court of the Virgin Islands denied a defendant's motion for summary judgment on a malicious prosecution claim on the basis of a possible lack of probable cause. 44 V.I. 36. The defendant, a bank for which the plaintiff worked, had contacted the police about the plaintiff's alleged involvement in an unauthorized transaction but had withheld crucial information that could have exculpated her. Id. According to the Territorial Court, it was immaterial that the police department had probable cause to arrest the plaintiff. What mattered, for the purposes of her malicious prosecution claim, was whether the defendant had probable cause to call the police in the first place. Id. Relying on this precedent, plaintiffs urge that HOVENSA's failure adequately to investigate their alleged involvement in the theft evinces a lack of probable cause and that this failure supports their malicious prosecution claim.

In Trabal, our Court of Appeals was presented with facts similar to those before us. 269 F.3d 243. There, the plaintiffs brought a claim of malicious prosecution against their employer for investigating and then reporting to the police the plaintiffs' alleged involvement in the theft of a bag of money under defendant's custody. Id. at 246-47. In summoning the police, the defendant's Security Loss Prevention Manager had relied on the statements of a witness who was later shown to be unreliable. The plaintiffs there argued that this factor, coupled with the defendant's failure to conduct a thorough investigation of the theft, showed a lack of probable cause. Id. at 247, 250-51. The district court granted summary judgment in the plaintiffs' favor on the issue of probable cause, and in a subsequent jury trial, instructed the jury that the probable cause element of the malicious prosecution claim had already been decided as a 613*613 matter of law. Following a verdict in the plaintiffs' favor, the defendant unsuccessfully moved for judgment as a matter of law, and then appealed.

The Court of Appeals disagreed with the district court's determination that the defendant had acted without probable cause. It explained that later revelations about the witness's lack of credibility were immaterial. The crucial issue, for malicious prosecution purposes, was whether the defendant had probable cause at the time it filed the criminal complaint against the plaintiffs. Id. at 250. The Trabal court also rejected the plaintiffs' allegations that the defendant's security officer did not conduct a thorough investigation prior to initiating proceedings. It concluded that he was under no obligation to "explore every potentially exculpatory lead before filing a criminal complaint or initiating a prosecution." Id. at 250-51.

As far as the record discloses, when HOVENSA officials summoned the VIPD to the IQRA Academy, they knew that an informant had reported seeing individuals loading the a/c unit into a tractor-trailer, that that tractor-trailer had been driven off the refinery by Luis with Jose as a passenger, that Jose helped Noelien move the a/c unit into the pickup truck at the IQRA Academy, and that Luis rode in the pickup truck with Noelien away from the school. At the time the VIPD arrived, Galindo had been told by Noelien that "Jose and Luis knew about it." Plaintiffs urge that if Galindo had spoken with either of them, he would have learned that they were assisting Noelien based on their understanding that he planned to return the a/c unit to the waste site. However, as was the case in Trabal, defendant here was not required to "explore every potentially exculpatory lead" before enlisting the help of the police. See Trabal, 269 F.3d at 251. To the extent that HOVENSA initiated proceedings against plaintiffs, it cannot be disputed that it had probable cause to do so at the time the police were called, and HOVENSA's failure to pursue every possible lead does not change this fact.

Plaintiffs urge that Galindo had an "ulterior motive" in seeing them arrested and prosecuted and that HOVENSA's primary purpose in reporting the theft was not to bring the alleged offenders to justice. Again no evidence in the record supports this contention. HOVENSA is correct that any claims of an ulterior motive or improper purpose are, at best, "mere speculation" by plaintiffs.

There is no evidence that HOVENSA "procured" or "initiated" proceedings against plaintiffs. Even if it had done so, there is no evidence that such a decision would not have been supported by probable cause. For these reasons, plaintiffs malicious prosecution claims must fail, and we will grant summary judgment in favor of HOVENSA on those claims.

 

VII.

 

This brings us to the claims of the Illaraza brothers for intentional infliction of emotional distress or, in the alternative, negligent infliction of emotional distress. Both plaintiffs contend that HOVENSA's actions rose to the level of intentional infliction of emotional distress or negligent infliction of emotional distress. Each has reported experiencing symptoms including sleeplessness, stress, headaches, and indigestion as a result of the events of August 2006.

In the Virgin Islands, a cause of action for intentional infliction of emotional distress may lie against an actor "who by extreme and outrageous conduct intentionally or recklessly causes severe emotional distress to another." Claytor v. Chenay Bay Beach Resort, 79 F.Supp.2d 577, 583 (D.V.I.2000); Restatement (Second) 614*614 of Torts § 46(1) (1965).[18] "Extreme and outrageous conduct" is defined as conduct "so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized society." Thomas Hyll Funeral Home, Inc. v. Bradford, 233 F.Supp.2d 704, 714 (D.V.I. 2002) (quoting Restatement (Second) of Torts § 46 cmt. d); see also, e.g., McGreevy v. Stroup, 413 F.3d 359, 371 (3d Cir.2005). The District of the Virgin Islands has established that an independent intentional infliction of emotional distress cause of action cannot lie where "the gravamen of the complaint sounds in defamation." Ali v. Intertek Testing Servs. Caleb Brett, 332 F.Supp.2d 827, 831 (D.V.I.2004) (quoting Barker v. Huang, 610 A.2d 1341, 1351 (Del.1992)).

Plaintiffs identify eight bases for their intentional infliction of emotional distress claims.[19] The gravamen of at least three of these bases appears inextricably linked to their claims for defamation.[20] Insofar as plaintiffs rely on these defamation-related bases, their intentional infliction of emotional distress claims cannot survive. See Ali, 332 F.Supp.2d at 831.

To make out a claim for intentional infliction of emotional distress, a plaintiff must show that a defendant's conduct was "so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency." Thomas Hyll Funeral Home, 233 F.Supp.2d at 714; Restatement (Second) of Torts § 46, cmt. d; McGreevy, 413 F.3d at 371. Even if plaintiffs intentional infliction of emotional distress claims are distinct from their cause of action for defamation, there is an 615*615 absence of any evidence that HOVENSA's conduct was so outrageous and extreme that it would justify a finding of intentional infliction of emotional distress liability.

In addition, plaintiffs have failed to make a showing that they suffered the requisite harms necessary to support an intentional infliction of emotional distress claim. This court has previously made clear, in Pemberton Sales and Service, Inc. v. Banco Popular de Puerto Rico, that a plaintiff may only recover on an intentional infliction of emotional distress claim if "the distress inflicted is so severe that no reasonable man could be expected to endure it." 877 F.Supp. 961, 967 (D.V.I.1994) (quoting Restatement (Second) of Torts § 46, cmt. j). The Pemberton Sales & Service court, granting summary judgment in favor of the defendant, found that this intentional infliction of emotional distress standard had not been satisfied by a plaintiff who had suffered hypertension, sleeplessness, and stress about his future, noting that such symptoms were "not of the type which are so severe that no reasonable person could be expected to endure them." Id.

Here, both plaintiffs have reported that they continue to experience regular headaches and sleeplessness following the events of August 2006. Jose has also stated that he experiences stress about how he will pay his bills and meet his obligations to his family. Luis noted that he experiences stress and anxiety as well as backaches and frequent stomachaches for which he has sought medical attention. As in Pemberton Sales & Service, these symptoms cannot properly be characterized as "so severe that no reasonable person could be expected to endure them." See id. Thus, plaintiffs have not shown the requisite harm for their intentional infliction of emotional distress claims.

Plaintiffs argue that, even if HOVENSA is not liable for intentional infliction of emotional distress, it is liable for negligent infliction of emotional distress. Under Virgin Islands law, a plaintiff who brings a negligent infliction of emotional distress claim must demonstrate both that the negligent conduct placed him in danger of his own safety and that he suffered some physical harm as a result of the emotional distress. E.g. Int'l Islamic Cmty. Of Masjid Baytulkhaliq, Inc. v. United States, 981 F.Supp. 352, 370 (D.V.I. 1997). Plaintiffs have made no showing that HOVENSA's conduct placed them in danger, nor have they provided any basis for a conclusion that any physical harm they may have suffered was the result of HOVENSA's actions or of any emotional distress they experienced in connection with the events at issue. We must therefore grant summary judgment in favor of HOVENSA on plaintiffs' negligent infliction of emotional distress claims.

 

VIII.

 

Finally, we turn to the claim brought by Luis Illaraza for false imprisonment.[21] Luis argues that HOVENSA officials falsely imprisoned him during the period that preceded his arrest outside the IQRA Academy by parking their vehicles in front of and alongside the pickup truck in which he was riding as a passenger. According to Luis, this action prevented him from leaving the area. He also makes reference to his arrest by the VIPD as a basis for his false imprisonment claim against HOVENSA.

To succeed on a false imprisonment claim in the Virgin Islands, a 616*616 plaintiff must prove that: (1) the defendant acted with the intent to confine him or a third party within boundaries fixed by the defendant; (2) the defendant's act directly or indirectly resulted in the confinement of the plaintiff or third party; and (3) the plaintiff or third party is conscious of, or harmed by, the confinement. Illaraza, 2010 WL 2342424, at *6; Restatement (Second) of Torts § 35 (1965). To support a cause of action, a defendant's confinement of the plaintiff or third party must be "complete." Restatement (Second) of Torts § 36 (1965). In other words, the confined party must be unable to go in another direction in order to escape the confinement. E.g., id. cmt. a, illus. 1; Lloyd v. Jefferson, 53 F.Supp.2d 643, 673 (D.Del.1999). If "complete," however, even a brief restraint can give rise to a cause of action. Byas v. Legislature of V.I., 2009 WL 485145, at *6 (D.V.I. Feb. 25, 2009); see also Blankenhorn v. City of Orange, 485 F.3d 463, 486 n. 15 (9th Cir. 2007); Kerman v. City of N.Y., 374 F.3d 93, 125 (2d Cir.2004); Kelly v. Curtis, 21 F.3d 1544, 1556 (11th Cir.1994).

Luis Illaraza's First Amended Complaint does not make clear whether his false imprisonment claim rests on HOVENSA's alleged role in his arrest by the VIPD, on HOVENSA's act of situating several HOVENSA vehicles in front of and alongside Noelien's company-issued truck, or on both. We first address the possibility that the false imprisonment claim is based on HOVENSA's alleged involvement in Luis Illaraza's arrest. In his memorandum opinion in support of an order granting ACI's motion to dismiss, Judge Raymond L. Finch addressed a nearly identical claim against ACI. While Judge Finch dismissed the claim on the basis that Luis had failed to set forth sufficient allegations of ACI's involvement in his confinement, he also noted that "even if Plaintiff had asserted that ACI had instigated the arrest, no liability would lie with ACI because the Plaintiff has not shown that the arrest itself was illegal." Illaraza, 2010 WL 2342424, at *6 n. 12. We reach the same conclusion here. Without any evidence before us that Luis Illaraza's arrest was illegal, we are unable to conclude that any role HOVENSA may have played in that arrest constituted false imprisonment.

To the extent that Luis's false imprisonment claim is based on his purported confinement in the pickup truck while HOVENSA officials interviewed Noelien and summoned the police, we are similarly unpersuaded by his arguments. To succeed on this claim, Luis must demonstrate that HOVENSA's actions directly or indirectly resulted in his confinement, and this confinement must have been "complete." Restatement (Second) of Torts §§ 35-36 (1965). Nothing in the record indicates that Luis lacked a reasonable means of escape during the time that he remained in the truck. To the contrary, it appears that HOVENSA officials pulled their vehicles in front of, and to only one side of, the truck in which Luis was a passenger. Nowhere does Luis allege that he could not have left the area by exiting through the side of the truck that was not blocked by a HOVENSA vehicle. In short, Luis's confinement was not "complete," and HOVENSA is entitled to summary judgment on his false imprisonment claim.

 

ORDER

 

AND NOW, this 10th day of November, 2014, for the reasons set forth in the accompanying Memorandum, it is hereby ORDERED that judgment is entered in favor of defendant HOVENSA, LLC and against plaintiffs Jose Illaraza and Luis Illaraza.

[1] There is some confusion about the proper spelling of the last name of the plaintiffs, even in their own filings. For the sake of consistency, we adopt the spelling used by Judge Wilma A. Lewis in her memorandum opinion of March 31, 2012. See Illaraza v. HOVENSA, LLC, Nos. 07-125 & 08-59, 2012 WL 1154446 (D.V.I. Mar. 31, 2012); see also Illaraza v. HOVENSA, LLC, Nos. 07-125 & 08-59, 2014 WL 4746774, at *1 n. 1 (D.V.I. Sept. 24, 2014).

[2] Plaintiffs' claims against their employer Anthony Crane International have been dismissed, and their claims against their union, United Steelworkers of America, were resolved against them on summary judgment.

[3] The record confirms that ACI had almost no work on St. Croix outside of its work for HOVENSA. The only apparent exception is a brief period (plaintiffs claim that it was two weeks) during which ACI completed a contract for an entity called VIALCO. Jose Illaraza worked for ACI on its VIALCO contract during this period.

[4] Neither the contract between ACI and HOVENSA nor the refinery rules and regulations promulgated by HOVENSA contain any explicit mention of this process. However, both HOVENSA Security Manager Jay Galindo and HOVENSA Director of Administration Services Rocco Colabella described the process as a prerequisite to refinery access.

[5] Luis, for his part, stated in his deposition that he played no role in helping Noelien to transfer the a/c unit into the pickup truck, or from the pickup truck to the tractor-trailer. He maintained that he was unaware of either transfer at the time it occurred.

[6] The full text of the WDA provides as follows:

(a) Unless modified by union contract, an employer may dismiss any employee:

(1) who engages in a business which conflicts with his duties to his employer or renders him a rival of his employer;

(2) whose insolent or offensive conduct toward a customer of the employer injures the employer's business;

(3) whose use of intoxicants or controlled substances interferes with the proper discharge of his duties;

(4) who willfully and intentionally disobeys reasonable and lawful rules, orders, and instructions of the employer; provided, however, the employer shall not bar an employee from patronizing the employer's business after the employee's working hours are completed;

(5) who performs his work assignments in a negligent manner;

(6) whose continuous absences from his place of employment affect the interests of his employer;

(7) who is incompetent or inefficient, thereby impairing his usefulness to his employer;

(8) who is dishonest; or

(9) whose conduct is such that it leads to the refusal, reluctance or inability of other employees to work with him.

(b) The Commissioner may by rule or regulation adopt additional grounds for discharge of an employee not inconsistent with the provisions enumerated in subsection (a) of this section.

(c) Any employee discharged for reasons other than those stated in subsection (a) of this section shall be considered to have been wrongfully discharged; however, nothing in this section shall be construed as prohibiting an employer from terminating an employee as a result of the cessation of business operations or as a result of a general cutback in the work force due to economic hardship, or as a result of the employee's participation in concerted activity that is not protected by this title.

 

[7] In their briefs, the parties have presumed that a WDA claim is properly analyzed under the same burden-shifting approach used for Title VII claims. In support of this presumption, both parties have relied on Rajbahadoorsingh v. Chase Manhattan Bank, NA, 168 F. Supp. 2d 496 (D.V.I.2001). Since the parties filed their briefs, our Court of Appeals has called into question the application of this burden-shifting framework to WDA claims. Maynard v. Rivera, 675 F.3d 225, 230-31 (3d Cir.2012). Like the Court of Appeals, we need not reach the issue of the proper framework under which to analyze WDA claims, as we resolve this particular claim on the threshold issue of HOVENSA's status as a joint employer.

[8] Plaintiffs do point to testimony given by James and Peets indicating that two individuals, Nicholas Lockhart and Cliff Augustine, actively participated in spreading the rumors at issue. However, the record indicates that Lockhart and Augustine were employed by ACI and not HOVENSA. For this reason, we are unable to attribute their conduct to HOVENSA.

[9] In their briefs, plaintiffs cite to the Restatement (Second) of Agency, and we rely on it here. While we recognize that the American Law Institute has promulgated a Restatement (Third) of Agency, we note that Virgin Islands courts have continued to rely on the Second Restatement even after the promulgation of the Third Restatement. See, e.g., Walker v. V.I. Waste Mgmt. Auth., No. 11-353, 2014 WL 3908570, at *4 (V.I.Super.Ct. Aug. 7, 2014); Warner, 2009 WL 1476476, at *5. We also note that the Supreme Court of the Virgin Islands has held that Virgin Islands courts are not bound by changes to the Restatements, particularly where local law exists. See Banks v. Int'l Rental & Leasing Corp., 55 V.I. 967, 2011 WL 6299025 (V.I.2011). In any event, the conclusions we reach in reliance on the Restatement (Second) of Agency do not differ from those we would reach were we to rely on the Restatement (Third) of Agency.

[10] The only possible supervisory-level HOVENSA employee who is alleged to have participated in this alleged "rumor mill" is Winston Sinanan, who worked for HOVENSA as a maintenance coordinator. At some point in time not specified by the parties or the record, Sinanan attempted to "dig" for information from Gideon James, who worked for ACI, by asking "[w]hat happened to [the brothers], what did they steal, and stuff like that" and stating that he had heard "that they stole some stuff, and they got arrested." James, in his deposition, confirmed that it "seem[ed] like [Sinanan] was trying to dig ... for information." Even if HOVENSA were responsible for Sinanan's role in the conversation, we would be unable to construe his inquiries as the type of "false and defamatory statement[s]" that must necessarily serve as the basis for a defamation claim.

[11] In fact, Luis Illaraza conceded in his deposition that HOVENSA had provided information about the alleged theft "to the police, [and] from the police it went to the papers. If HOVENSA didn't provide it to the police, it wouldn't had go to the papers."

[12] In their briefs, plaintiffs raise vague allegations that HOVENSA is somehow liable for allegedly defamatory statements made by ACI employees and for statements made by members of the St. Croix community who were not employed by either company. However, plaintiffs fail to provide any legal support for these allegations. We can see no basis upon which to hold HOVENSA liable for the spreading of rumors by these individuals.

[13] In particular, Luis notes that he was denied a position with another company after his arrest. This denial apparently occurred because the position would have required Luis to complete a safety course at the HOVENSA refinery which he was unable to attend because he had been banned from HOVENSA property.

[14] Section 767 of the Restatement (Second) of Torts sets out the factors to be considered in determining whether interference is "improper." These factors include:

(a) the nature of the actor's conduct,

(b) the actor's motive,

(c) the interests of the other with which the actor's conduct interferes,

(d) the interests sought to be advanced by the actor,

(e) the social interests in protecting the freedom of action of the actor and the contractual interests of the other,

(f) the proximity or remoteness of the actor's conduct to the interference and

(g) the relations between the parties."

Restatement (Second) of Torts § 767 (1979).

 

[15] As we do here, the Trunzo court relied on the definition of abuse of process set forth in the Restatement (Second) of Torts.

[16] In their responses to HOVENSA's statements of undisputed facts in support of its motion for summary judgment, plaintiffs posit that "Mike" was HOVENSA CFO Mike Fennessey, "Alex" was HOVENSA Vice President Alex Moorehead, and "Franklin" was HOVENSA's in-house counsel Franklin Quow.

[17] Although the record does indicate that HOVENSA officials met with the prosecutor in plaintiffs' case on at least two separate occasions following their arrests, plaintiffs do not argue that HOVENSA's participation in these meetings constituted abuse of process.

[18] Both parties cite to the Restatement (Second) of Torts in their briefs, and we rely on it here. We note that the American Law Institute has promulgated sections of the Restatement (Third) of Torts that address infliction of emotional distress, although it has not done so with respect to the other torts identified by plaintiffs. See Restatement (Third) of Torts §§ 46, 47 (2012). No Virgin Islands court has cited to the relevant portions of the Restatement (Third) of Torts. Even if we were to do so, our conclusions would remain the same.

[19] Specifically, each plaintiff bases his intentional infliction of emotional distress claim on the following actions allegedly taken by HOVENSA:

(1) a sham investigation into the alleged theft of an a/c from HOVENSA refinery; (2) falsely imprisoning him by blocking Noelien's vehicle with Plaintiff inside; (3) initiating criminal charges; (4) claiming to the police without justification that Plaintiff was involved with stealing an a/c; (5) deactivating Plaintiff's badge to work in the refinery, thereby constructively discharging him; (6) refusing to reactivate the badge when ACI and the Union requested it after criminal charges were dropped and ACI and the Union wanted Plaintiff back to work; (7) making the trumped up and unfair charges against Plaintiff and evidence by Galindo's false statements about the incident; and (8) defaming Plaintiff's reputation and character by making false statements calling Plaintiff a thief to its employees, ACI, the Union, and others.

These eight bases are articulated in each of the two briefs filed by the respective plaintiffs in opposition to HOVENSA's motion for summary judgment. We presume that the second factor is intended to apply only to the intentional infliction of emotional distress claim raised by Luis, given that Jose does not allege that he was falsely imprisoned in the pickup truck.

 

[20] Specifically, plaintiffs base their intentional infliction of emotional distress and negligent infliction of emotional distress claims on, inter alia, HOVENSA's "claim[s] to the police without justification that Plaintiff was involved with stealing an a/c," its "making the trumped up and unfair charges against Plaintiff and evidenced by Galindo's false statements about the incident," and its "defaming Plaintiff's reputation and character by making false statements calling Plaintiff a thief to its employees, ACI, the [Steelworkers], and others."

[21] Jose Illaraza's complaint raises no false imprisonment claim. This appears to be so because Luis's claim for false imprisonment centers on a series of occurrences for which his brother Jose was not present.

2.2.3 Scofield v. Critical Air Medicine, Inc. ("The Fake Flight Case") 2.2.3 Scofield v. Critical Air Medicine, Inc. ("The Fake Flight Case")

What element(s) of the tort of false imprisonment does this court clarify?

45 Cal.App.4th 990 (1996)

ROBERT SCOFIELD, as Administrator, etc., et al., Plaintiffs and Respondents,
v.
CRITICAL AIR MEDICINE, INC., et al., Defendants and Appellants.

Docket No. B076597.

Court of Appeals of California, Second District, Division Three.

May 22, 1996.

995*995 COUNSEL

Bonne, Bridges, Mueller, O'Keefe & Nichols, Kenneth N. Mueller and Mark B. Connely for Defendants and Appellants.

David M. Harney, Thomas Kallay and Robert H. Pourvali for Plaintiffs and Respondents.

OPINION

KLEIN, P.J.

Defendants and appellants, Critical Air Medicine, Inc., Executive Air Services, Inc., Harry A. Metz, and Kenneth Malcomson (collectively Critical Air), appeal the judgment entered following a jury verdict in favor of plaintiffs and respondents Erin Scofield (Erin) and Laura Scofield (Laura), by and through their guardian ad litem, Robert Scofield (collectively, the Scofields). The jury awarded Erin and Laura $60,000 each in damages for their claims of false imprisonment.[1]

In this fact situation involving the tort of false imprisonment, we are called upon to clarify some issues in a troublesome area of the law. We 996*996 conclude false imprisonment involves an unlawful restraint or confinement which may be effected in a variety of ways, not only by force or threat of force, but also by fraud or deceit, or any other form of unreasonable duress. The tort requires knowledge of the restraint or confinement at some time, whether contemporaneous or subsequent, and resulting harm or damage.

Because the judgment is supported by substantial evidence and the controlling instruction, although general and somewhat incomplete, was correct in law, the judgment is affirmed.

 

FACTUAL AND PROCEDURAL BACKGROUND[2]

 

 

1. Plaintiffs' case.

 

On December 29, 1990, Nancy Scofield, the mother of Erin, Laura, and David, was killed in a truck accident in Baja California, Mexico. Thirteen-year-old David was seriously injured, and eleven-year-old Erin and eight-year-old Laura suffered minor injuries. Jackie and William Dalton witnessed the accident and drove the children to the nearest medical facility in Guerrero Negro, Mexico. Robert Scofield (Scofield), Nancy's husband and the father of the children, was contacted in the Los Angeles area.

Scofield telephoned the Daltons at the clinic in Guerrero Negro, and was informed his son had suffered a head injury and was in a coma. Scofield then called several air transport services. Each of the air charter companies informed Scofield the Guerrero Negro airstrip had no lights and it would be impossible to fly the children out until the next morning. Believing his son might not live through the night, Scofield contacted the American Consulate and spoke with Kathleen List (List).

List contacted Cindy Clemment (Clemment) at the Bi-National Health Committee. Clemment called Hartsen's Ambulance Service. When Clemment was informed Guerrero Negro was approximately 600 miles south of San Diego, she determined an air transport would be necessary. Clemment told the representative of Hartsen's, who suggested Critical Air could make the transport, she "`[was] going to take care of it,'" and "`if she need[ed] further assistance, [she would] call [Hartsen's] back.'"

997*997 The Bi-National Health Committee utilized the services of several air transport companies, including Schaeffer's, Air Evac and Critical Air. The usual practice was to rotate the companies as services were needed. Since Air Evac was next on the list, Clemment called that company. Clemment then telephoned Scofield and informed him that at 8:15 that evening, an "Air Evac 421 flight team" would be ready to depart from Montgomery Field in San Diego to retrieve his children. Clemment instructed him to be in San Diego at 1 o'clock the next morning when the children were scheduled to arrive.

As soon as she had finished making the arrangements, Clemment received a call from a Critical Air employee, Carlos Ayala. When Clemment told Ayala she already had arranged for Air Evac to transport the children, Ayala stated, "`Don't bother, we're going to go pick them up. We already have the information.'" Clemment informed Ayala she was "`taking care of [the situation].'" Clemment then contacted a Red Cross worker named Francisco Amador in Guerrero Negro. She told Amador "the [Scofield] children were not to be discharged to anybody other than this specific [Air Evac] crew."

Air Evac pilot, Richard Jones, got a crew ready to fly to Guerrero Negro. Jones obtained a United States customs number, and was informed Critical Air was also planning a flight to Guerrero Negro. Jones telephoned the Air Evac flight coordinator for clarification. The flight coordinator told Jones to continue with his flight plan and at approximately 8 p.m. on December 29, 1990, Jones and his crew left Montgomery Field, flying toward Tijuana, Mexico. Immediately after the Air Evac plane completed its take-off, Critical Air's plane took off from a different runway at Montgomery Field.

The Critical Air pilot, Stuart Bachman, knew an Air Evac plane was also flying to Guerrero Negro. As the two planes approached the Tijuana airport, Bachman maneuvered his plane in front of and below Air Evac's plane, forcing the Air Evac plane to turn to avoid a collision. As a result, the Critical Air plane landed first, proceeded through customs, and left ahead of the Air Evac plane.

Critical Air's plane, which bore no distinctive markings or logo, arrived in Guerrero Negro about 20 minutes before the Air Evac flight. Bachman did not tell anyone on the ground the plane was from Critical Air, not Air Evac. The Daltons watched as the Critical Air crew, whose clothing had no distinctive markings, quickly loaded the three Scofield children onto the plane. Before the Air Evac plane landed in Guerrero Negro, Bachman had taken off.

998*998 Scofield had spoken with Erin on the telephone and told her he was sending a plane to take her, Laura and David back to the United States. Had anyone told Erin the plane was not the one her father had sent for her, she would not have boarded.

Clemment met Scofield in San Diego. Clemment told him although she had dispatched the Air Evac plane to retrieve his children, Critical Air had interfered and also had sent a plane to Mexico. Clemment informed Scofield she was not sure which service would transport the children, and at which airstrip they would be landing. Scofield was extremely upset; he had authorized Air Evac to transport his children, not Critical Air.

At approximately 1 a.m., Critical Air's plane landed at Montgomery Field. The children were taken off the plane, loaded into an ambulance and taken to Sharp Hospital. David was later transferred to Children's Hospital.[3]

 

2. The defense.

 

The president of Critical Air, Harry Metz (Metz), first learned of the Scofields' accident in Mexico when a Hartsen's Ambulance Service employee telephoned a Critical Air employee. When Metz contacted the United States Consulate about the situation, he was informed arrangements to transport the children already had been made. Metz indicated later he was led to believe he could continue to pursue the matter.[4]

Although Metz understood Air Evac was sending a plane to Mexico, he made arrangements for the Critical Air plane to fly to Guerrero Negro, and eventually spoke with a Dr. Rodriguez at the clinic there. Metz admitted Critical Air never obtained permission from Scofield or his representative to transport the three children. Metz, however, believed Dr. Rodriguez had authorized Critical Air to fly the children from Guerrero Negro to San Diego.

 

3. Proceedings.

 

The operative complaint, filed on February 14, 1992, by Scofield as guardian ad litem for the minors, alleged causes of action against Critical Air for negligence; fraud, by misrepresentation or concealment of its lack of 999*999 authority to transport the children; false imprisonment of the children; intentional infliction of emotional distress; and conspiracy in transporting the children.[5]

The case was tried before a jury. Following 11 days of trial, both sides rested, and the trial court granted Critical Air's motions for nonsuit as to the causes of action for fraud, intentional infliction of emotional distress and conspiracy, and struck the punitive damages allegations. The causes of action for negligence and false imprisonment were submitted to the jury.

The jury was instructed with BAJI No. 7.60, the standard false imprisonment instruction,[6] and a modified version of the same instruction.[7] The trial court refused all the Scofields' requested instructions on fraud and deceit.

As to the cause of action alleging David's wrongful death, the jury found for Critical Air. With regard to Erin's, Laura's and David's claims of false imprisonment, pursuant to a general verdict, the jury awarded Erin and Laura $60,000 each in damages, and David, $68,583.42 in damages, for a total of $188,583.42.[8]

Critical Air moved for judgment notwithstanding the verdict and for a new trial. The trial court granted the motion for new trial as to the $68,583.42 awarded to David's estate, and otherwise denied the motions. The date of the retrial was stayed pending resolution of this appeal.

Critical Air timely appealed.

 

1000*1000 CONTENTIONS

 

Critical Air contends the trial court erred in giving an instruction on false imprisonment which made no reference to force or the threat of force; the evidence fails to support the jury's finding Critical Air falsely imprisoned the children; and the award of $120,000 in damages to the girls was excessive.[9]

 

DISCUSSION

 

 

I. Essential elements of the tort of false imprisonment disputed.

 

Both sides concede the basis for the tort of false imprisonment is the unlawful restraint of another's liberty. But there is considerable disagreement as to other essential elements. The controversy centers on certain key issues: whether force or the threat of force is essential to a cause of action for false imprisonment, or may the tort also be effected by other means, such as fraud or deceit; and whether the tort of false imprisonment requires the victim's contemporaneous awareness of the unlawful detention. The degree of harm necessary to support a cause of action for false imprisonment is also discussed.[10]

 

1. False imprisonment may be effected by violence, menace, fraud, deceit or any unreasonable duress.

 

Critical Air argues the element of force is an essential element of the cause of action because in the absence of force, it is impossible to establish a defendant's intent to restrain or confine, or the existence of an actual restraint or confinement. However, established statutory and case law reveals force is merely one of a variety of ways by which false imprisonment can be accomplished.

 

a. Fermino definition.

 

(1) Fermino v. Fedco, Inc. (1994) 7 Cal.4th 701, 715 [30 Cal. Rptr.2d 18, 872 P.2d 559], the latest pronouncement by the California Supreme Court on the topic, observes: "The crime of false imprisonment is defined by Penal 1001*1001 Code section 236 as the `unlawful violation of the personal liberty of another.' The tort is identically defined. (Molko v. Holy Spirit Assn. (1988) 46 Cal.3d 1092, 1123 [252 Cal. Rptr. 122, 762 P.2d 46].) As ... recently formulated [in Molko], the tort consists of the `"nonconsensual, intentional confinement of a person, without lawful privilege, for an appreciable length of time, however short."' [Citation.] That length of time can be as brief as 15 minutes. (Alterauge v. Los Angeles Turf Club (1950) 97 Cal. App.2d 735, 736 [218 P.2d 802].) Restraint may be effectuated by means of physical force (Moffatt v. Buffums' Inc. (1937) 21 Cal. App.2d 371, 374 [69 P.2d 424]), threat of force or of arrest (Vandiveer v. Charters (1930) 110 Cal. App. 347, 351 [294 P. 440]), confinement by physical barriers (Schanafelt v. Seaboard Finance Co. (1951) 108 Cal. App.2d 420, 423 [239 P.2d 42]), or by means of any other form of unreasonable duress. (See Rest.2d Torts, § 40A.)" (Italics added.)[11]

 

b. Methods of accomplishing the tort.

 

Because the crime of false imprisonment and the tort are identically defined (Fermino v. Fedco, Inc., supra, 7 Cal.4th at p. 715; Molko v. Holy Spirit Assn. (1988) 46 Cal.3d 1092, 1123 [252 Cal. Rptr. 122, 762 P.2d 46]), resort also may be had to the Penal Code to determine the means by which the tort may be brought about.

Penal Code section 236 states: "False imprisonment is the unlawful violation of the personal liberty of another." With respect to the penalty, Penal Code section 237 states: "False imprisonment is punishable by fine not exceeding one thousand dollars ($1,000), or by imprisonment in the county jail not more than one year, or by both. If such false imprisonment be effected by violence, menace, fraud, or deceit, it shall be punishable by imprisonment in the state prison." (Italics added.)

The language of Penal Code section 237 was utilized by the Supreme Court in Molko v. Holy Spirit Assn., supra, 46 Cal.3d at page 1123, which involved a tort action for false imprisonment. In Molko, one of two plaintiffs, Tracy Leal, contended she was falsely imprisoned by the Unification Church at various locations. (Ibid.) Leal admitted, theoretically, she was free to leave at any time, was not physically restrained, and was not subjected to threats of physical force. (Ibid.) She urged, however, she had been falsely imprisoned, her imprisonment arising "`from the harm she came to believe would result if she left the community.' That harm, ... was that her family 1002*1002 `would be damned in Hell forever and they would forever feel sorry for having blown their one chance to unite with the Messiah and make it to Heaven.'" (Ibid.) Although Molko determined Leal's tort claim could not survive constitutional scrutiny because it implicated the church's beliefs, citing Penal Code section 237, it recognized "false imprisonment may be `effected by ... fraud or deceit[.]'" (Ibid., italics added.)

Accordingly, it is clear that force or the threat of force are not the only means by which the tort of false imprisonment can be achieved. Fraud or deceit or any unreasonable duress are alternative methods of accomplishing the tort. (Pen. Code, §§ 236, 237; Molko v. Holy Spirit Assn., supra, 46 Cal.3d at p. 1123; Fermino v. Fedco, Inc., supra, 7 Cal.4th at p. 715.)

 

c. Critical Air's reliance on BAJI definition unavailing.

 

(2) To support its contention that force is an essential element of false imprisonment, Critical Air cites to BAJI No. 7.60 in the current, eighth edition, the sole BAJI instruction dealing with false imprisonment. The instruction requires a false imprisonment claimant to establish that the defendant "intentionally and unlawfully exercised force or the express or implied threat of force to restrain, detain or confine the plaintiff." (Italics added.)[12]

Critical Air's reliance on BAJI No. 7.60 is misplaced because said instruction, by its terms, applies to fact situations where the false imprisonment was accomplished by force or the threat of force. BAJI No. 7.60 is limited in its scope, and it does not purport to address situations where the false imprisonment was carried out through other means such as fraud, deceit or unreasonable duress. In those cases, as discussed below at part II, section 3(b), in the absence of a pertinent standard BAJI instruction, appropriate instructions must be fashioned to guide the jury as to the applicable law. BAJI No. 7.60, being of limited application, does not support Critical Air's reliance thereon in the fact situation before us.

 

2. Contemporaneous awareness of unlawful restraint or confinement is not an essential element.

 

In its contention dealing with a victim's state of mind, Critical Air also argues an essential element of a civil cause of action for false imprisonment 1003*1003 is that a victim feel compelled to stay or go against said victim's will, or that a plaintiff possess a conscious understanding of being restrained or confined at the time thereof due to a defendant's exercise of force or threat of force.

The issue apparently is one of first impression in California.[13] After extensive research and careful consideration of the conflicting views in this area, we reject Critical Air's argument that contemporaneous awareness is an essential element of the tort.

 

a. Overview.

 

There is scant authority bearing upon this discrete issue. There is the early English case of Herring v. Boyle (1834 Ex.) 149 Eng.Rep. 1126, which involved a 10-year old boy placed in a school operated by the defendant. When his mother asked the defendant to allow the youth to go home over the Christmas holidays, the defendant refused permission unless the term bill was paid. The boy knew nothing of the request or the refusal. Subsequently, an action for false imprisonment was brought in his name. The Court of Exchequer held there was no liability because the boy was not cognizant of any restraint. (See Prosser, False Imprisonment: Consciousness of Confinement (1955) 55 Colum. L.Rev. 847.)

The original Restatement of Torts concurred in the position taken by Herring, stating "... there is no liability for intentionally confining another unless the person physically restrained knows of the confinement." (Rest., Torts, § 42, p. 82.)

In 1955, Prosser, in a well-reasoned law review article, criticized the Restatement position, observing "serious damage might result from [false] imprisonment even though the plaintiff is not aware of the restraint at the time." (Prosser, False Imprisonment: Consciousness of Confinement, supra, 55 Colum. L.Rev. at p. 848.) For example, "... although the plaintiff might not know he was imprisoned, his captors might be boasting elsewhere that he was." (Ibid.) Arguing against the inclusion of consciousness of confinement as an element of the tort, Prosser presciently warned: "[C]ases will arise in which small children, idiots, lunatics, intoxicated people, delirious people, or sick and unconscious people are imprisoned without knowing it, and consequently a tort of real gravity [will have] occurred." (Id., at p. 850.)

1004*1004 The Restatement Second of Torts, issued in 1965, retreated from the drastic position taken by the first Restatement. The revision states "... there is no liability for intentionally confining another unless the person physically restrained knows of the confinement or is harmed by it." (Rest.2d Torts, § 42, p. 65, italics added.)[14]

However, a comment following Restatement Second of Torts section 42 states "[w]here ... no harm results from a confinement and the plaintiff is not even subjected to the mental disturbance of being made aware of it at the time, his mere dignitary interest in being free from an interference with his personal liberty which he has only discovered later is not of sufficient importance to justify the recovery of the nominal damages involved. Accordingly, no [cause of] action for false imprisonment can be maintained in such a case." (Rest.2d Torts, § 42, com. a., p. 65.)

Prosser subsequently took issue with the Second Restatement on this point, arguing it was unduly restrictive for disallowing a cause of action where the victim was unaware and solely nominal damage was sustained. (Prosser & Keeton, Torts (5th ed. 1984) § 11, p. 48.) Prosser reasoned "... it is not necessary that any damage result from [the false imprisonment] other than the confinement itself, [fn. omitted] since the tort is complete with even a brief restraint of the plaintiff's freedom." (Ibid.) Prosser further observed "[a]s in the case of other torts derived from the old action of trespass, the fact that there has been false imprisonment at all establishes a cause of action for at least nominal damages. [Fn. omitted.]" (Ibid.)[15]

 

b. Other jurisdictions.

 

Other than Prosser and the Restatements of Torts, there is very little authority on the subject to guide this court. Decisions in other jurisdictions purport to follow the Restatement and/or Prosser, but mischaracterize those texts. Further, no rationale is given for the positions taken by the various courts.

For example, Broughton v. State (1975) 37 N.Y.2d 451, 456 [373 N.Y.S.2d 451, 335 N.E.2d 310, 314], citing the Second Restatement, states 1005*1005 that to establish a cause of action for false imprisonment "the plaintiff must show that: ... the plaintiff was conscious of the confinement." (Accord, Parvi v. City of Kingston (1977) 41 N.Y.2d 553 [394 N.Y.S.2d 161, 362 N.E.2d 960, 962].) Similarly, Harrison v. Diversified Products Corporation (Ala. 1986) 499 So.2d 1384, invokes the Second Restatement for the proposition that one claiming false imprisonment must establish "he was aware that he was being detained."

However, as discussed above, the Second Restatement allows recovery where the person physically restrained either "knows of the confinement or is harmed by it." (Rest.2d Torts, § 42, p. 65, italics added.)

Another variation appears in Creek v. State (Ind. App. 1992) 588 N.E.2d 1319, 1320, which relies on the Second Restatement for the principle that "[i]n general, the victim must be cognizant of his or her imprisonment or be physically harmed by the confinement to recover damages for the tort[.]" (Italics added.) However, the Second Restatement does not require physical harm, merely harm, resulting from a confinement. (Rest.2d Torts, § 42, p. 65.)

Even more curious is Blaz v. Molin Concrete Products Co. (1976) 309 Minn. 382 [244 N.W.2d 277, 279], which cites both the Second Restatement and Prosser for its assertion "the elements of false imprisonment [include] ... (3) awareness by the plaintiff that he is confined." However, as discussed above, Prosser consistently has argued that awareness by the plaintiff is not required, and the Second Restatement allows recovery, irrespective of lack of awareness, if the confinement has resulted in actual harm.

Given the dearth of persuasive authority in our sister states, we are compelled to make our own reasoned determination on the issue of the significance of a false imprisonment victim's state of mind.

 

c. Contemporaneous awareness of false imprisonment is not an essential element because harm may result even if the victim does not learn until afterward of the confinement or its wrongfulness.

 

(3) It is readily apparent a victim can sustain substantial harm as a consequence of a false imprisonment, even if not immediately cognizant of being wrongfully detained.

In Sullivan v. County of Los Angeles (1974) 12 Cal.3d 710, 714 [117 Cal. Rptr. 241, 527 P.2d 865], the plaintiff brought a false imprisonment 1006*1006 action against the county for the sheriff's failure to release him from jail following the completion of his sentence. The plaintiff was released only after writing to the superior court for a release order. (Ibid.) The main issue in Sullivan was whether the action was barred by governmental immunity and the Supreme Court held the county was not immune. (Id., at p. 717.) However, Sullivan also can serve as the basis of an interesting hypothetical. Assuming arguendo the prisoner therein did not discover until after his release he had been wrongfully deprived of his liberty by being imprisoned beyond his release date, if contemporaneous awareness of the false imprisonment were an essential element of the tort, the plaintiff would be precluded from recovery.

An example of injury resulting from false imprisonment, where the victim is not even aware of the confinement, appears in the Restatement. "A, a diabetic, is suffering from shock brought on by an overdose of insulin. B believes A to be drunk, and without any legal authority to do so arrests A and locks him up over night in jail. In the morning A is released while still unconscious and unaware that he has been confined. On learning what has occurred A is greatly humiliated, and suffers emotional distress, with resulting serious illness. B is subject to liability to A for false imprisonment." (Rest.2d Torts, § 42, com. b, illus. 5, p. 66.)

Thus, a victim may be entirely unaware of confinement and still suffer harm as a result of the false imprisonment, as in the Restatement's example of the diabetic. Or, a victim may perceive the confinement, as in our example of the prisoner unknowingly incarcerated beyond his release date, yet not be contemporaneously aware the confinement was unlawful.[16] In either situation, the false imprisonment results in harm.[17]

Therefore, contemporaneous awareness of the false imprisonment is not, and need not be, an essential element of the tort. Such an arbitrary limitation would leave persons harmed by false imprisonment uncompensated, while allowing perpetrators of an intentional tort to escape liability. Instead, the relevant factor is whether the unlawful restraint or confinement resulted in 1007*1007 harm. This is essentially the view urged by Prosser. It is also the position of the Second Restatement, except that the Second Restatement disallows a cause of action where the harm is purely nominal. (Rest.2d Torts, § 42, com. a., p. 65.) In that limited respect, we take issue with the Second Restatement. It is that issue which is now examined.

 

3. Nominal harm is sufficient to support a cause of action for false imprisonment.

 

Here, the evidence established Erin and Laura suffered actual harm as a result of the false imprisonment. Nonetheless, due to some question as to whether physical injury is a prerequisite to recovery where the victim lacks contemporaneous awareness of the false imprisonment, the degree of harm necessary to give rise to a cause of action is addressed.

 

a. California law authorizes a cause of action for false imprisonment even where the damage is purely nominal.

 

Unlike the Second Restatement, the law of this state clearly allows a cause of action for false imprisonment notwithstanding the fact a plaintiff suffered merely nominal damage.

Civil Code section 3360, enacted in 1872, states: "When a breach of duty has caused no appreciable detriment to the party affected, he may yet recover nominal damages." (See generally, 6 Witkin, Summary of Cal. Law (9th ed. 1988) Torts, § 1316, p. 774.)

Pursuant to Civil Code section 3360, in the long-standing case of Maher v. Wilson (1903) 139 Cal. 514, 520 [73 P. 418], our Supreme Court held a victim of false imprisonment was entitled to recover nominal damages, despite the absence of any appreciable detriment. Maher observed "[t]he detention of plaintiff, ... was a technical false imprisonment[.]" (Id., at p. 518.) However, "[n]o actual damages were shown" (id., at p. 517), so as to preclude compensatory damages, and there was "no evidence of malice or oppression" (id., at p. 519), so as to preclude punitive damages. (Id., at p. 520.) Nonetheless, the defendants had "incurred a technical liability, entitling the plaintiff to nominal damages." (Ibid.)

The BAJI committee also recognizes the availability of nominal damages for false imprisonment. The use note following current BAJI No. 7.60 (8th ed.), at page 358, states in relevant part: "If plaintiff is seeking nominal damages only, ... [a] special damage instruction will have to be devised, such as, `If you find that the defendant committed false [imprisonment] [or] 1008*1008 [arrest], plaintiff is entitled to nominal damages, that is, a trivial sum such as $1.00."

As previously noted, Prosser supplies a rationale for such an award, stating "[a]s in the case of other torts derived from the old action of trespass, the fact that there has been false imprisonment at all establishes a cause of action for at least nominal damages. [Fn. omitted.]" (Prosser & Keeton, Torts, supra, § 11, p. 48.) Therefore, "... it is not necessary that any damage result from it other than the confinement itself, since the tort is complete with even a brief restraint of the plaintiff's freedom." (Ibid., fn. omitted.)

Also, false imprisonment has been characterized as a "dignitary tort," designed to allow recovery by one who either "knows of the dignitary invasion" or is actually harmed by it. (Parvi v. City of Kingston, supra, 41 N.Y.2d 553 [362 N.E.2d at p. 963].) The tort is intended to protect one's "personal interest in freedom from restraint of movement[.]" (Jackson v. City of San Diego (1981) 121 Cal. App.3d 579, 585 [175 Cal. Rptr. 395].) In view of the nature of the interest protected, it is appropriate a cause of action may be brought even where the damage is purely nominal.

As Witkin observes, "[t]he advantages of ... an award [of nominal damages], other than psychological, are two: (1) The plaintiff is entitled to costs [citation]; (2) he may be entitled to punitive damages [citation]." (6 Witkin, Summary of Cal. Law, supra, Torts, § 1316, p. 774.)

 

b. Other damages recoverable for false imprisonment.

 

(4) Frequently, emotional distress is the primary injury resulting from an intentional tort such as false imprisonment, and that injury clearly is compensable.

In Thing v. La Chusa (1989) 48 Cal.3d 644, 650 [257 Cal. Rptr. 865, 771 P.2d 814], our Supreme Court stated: "With recognition of intentional infliction of emotional distress as a discrete tort cause of action, this court accepted both freedom from emotional distress as an interest worthy of protection in its own right, and the proposition that it is possible to quantify and compensate for the invasion of that interest through an award of monetary damages even when the severity of the emotional distress is not manifested in physical symptoms. `If a cause of action is otherwise established, it is settled that damages may be given for mental suffering naturally ensuing from the acts complained of [citations], and in the case of many torts, such as assault, battery, false imprisonment, and defamation, mental suffering will frequently constitute the principal element of damages. [Citation.] In cases where mental suffering constitutes a major element of damages it is anomalous to deny recovery because the defendant's intentional 1009*1009 misconduct fell short of producing some physical injury.' [Citation.]" (Italics added.)

In addition to recovery for emotional suffering and humiliation, one subjected to false imprisonment is entitled to compensation for other resultant harm, such as loss of time, physical discomfort or inconvenience, any resulting physical illness or injury to health, business interruption, and damage to reputation, as well as punitive damages in appropriate cases. (Prosser & Keeton, Torts, supra, § 11, pp. 48-49.)

Following our effort to clarify the essential elements of the tort, we shift our focus to Critical Air's contentions on appeal.

 

II. Resolution of Critical Air's contentions.

 

 

1. No merit to Critical Air's contention there was no false imprisonment as a matter of law.

 

(5) As noted, Critical Air argues it did not falsely imprison the girls because a plaintiff must be contemporaneously aware of force or the threat of force sufficient to cause him or her to be restrained. However, such awareness is not an essential element of the tort. Moreover, almost by definition, where the false imprisonment is accomplished by fraud, as in this case, the plaintiff will not be immediately cognizant of the false imprisonment.

Here, the evidence established the girls' consent to their confinement on the aircraft was procured through a misrepresentation by Critical Air as to its authority. The confinement therefore was nonconsensual. (Civ. Code, § 1567, Turner v. Turner, supra, 167 Cal. App.2d at p. 640.) Because "the tort consists of the `"nonconsensual, intentional confinement of a person, without lawful privilege, for an appreciable length of time,"'" (Fermino v. Fedco, Inc., supra, 7 Cal.4th at p. 715), the jury properly found Critical Air's conduct amounted to a false imprisonment.

 

2. Deletion of force or threat of force from instruction to jury was proper.

 

(6) Critical Air avers the trial court prejudicially erred in deleting the elements of force or threat of force when it reinstructed the jury on false imprisonment, because force or the threat of force is an essential element of the tort. As discussed above, such a contention is unavailing.

As explained, false imprisonment may be completed through various means, including force or the threat of force. Here, there was no substantial 1010*1010 evidence Critical Air used force or the threat of force to confine the children. Instead, the Scofields' theory at trial was that the false imprisonment was brought about through fraud.[18] Accordingly, the trial court properly deleted the elements of force or threat of force in its modified instruction.

 

3. Critical Air cannot complain the given instruction was overly general.

 

Rather than force or the threat thereof to carry out the false imprisonment, the evidence showed a concealment or nondisclosure to Erin and Laura that the Critical Air plane was not the one authorized by their father to transport them.[19] However, the trial court did not specifically instruct the jury on false imprisonment effected through fraud. The issue becomes whether the lack of such an instruction is cognizable on appeal.

 

a. Critical Air's failure to request a more specific instruction forecloses the issue on appeal.

 

(7a) Both false imprisonment instructions given by the trial court herein were correct statements of the law. The modified instruction, from which reference to force or threat had been deleted, merely was general in nature in that it did not specify any of the unlawful means by which false imprisonment may be accomplished, including fraud. However, the lack of a more specific instruction to the jury is unavailing to Critical Air at this juncture.

(8) In a civil case, "... there ordinarily is no duty to instruct in the absence of a specific request by a party; the exception is a complete failure to instruct on material issues and controlling legal principles which may amount to reversible error. [Citations.]" (Agarwal v. Johnson (1979) 25 Cal.3d 932, 951 [160 Cal. Rptr. 141, 603 P.2d 58], italics added.) Thus, it is "settled that a party may not complain on appeal that an instruction correct in law is too general or incomplete unless he had requested an additional or qualifying 1011*1011 instruction." (Id., at p. 948.) When a trial court "gives a jury instruction which is correct as far as it goes but which is too general or is incomplete for the state of the evidence, a failure to request an additional or a qualifying instruction will waive a party's right to later complain on appeal about the instruction which was given. [Citation.]" (Suman v. BMW of North America, Inc. (1994) 23 Cal. App.4th 1, 9 [28 Cal. Rptr.2d 133].)

(7b) Critical Air did not request a more specific instruction below. Even on appeal, Critical Air does not contend the trial court should have instructed the jury that false imprisonment may be effected through fraud. Instead, Critical Air continually has maintained that force or the threat of force is the exclusive means by which false imprisonment can be accomplished, contrary to abundant California law on the subject. Because Critical Air did not seek a more specific instruction, the trial court properly discharged its duty by giving the jury a basic instruction on false imprisonment. As set forth in footnote 7, ante, the instruction given by the trial court did inform the jury false imprisonment is the unlawful violation of the personal liberty of another, and that to constitute the tort, there must be intentional and unlawful confinement or detention which compels the person to stay or go somewhere against his or her will.[20]

Further, and in any event, the jury could not have been misled by the generic instruction because the closing arguments of both counsel clearly addressed whether there had been a false imprisonment achieved through fraud.[21] Because the Scofields' theory at trial was that the false imprisonment was accomplished through fraud, not force or the threat of force, the only rationale by which this jury could have found for the Scofields was by finding a false imprisonment perpetrated by fraud. This record contains substantial evidence to support the jury's determination on general verdicts.

 

b. Inadequacy of BAJI No. 7.60.

 

It would appear some of the difficulties the parties and the trial court had with the trial of this matter stemmed from the fact the standard BAJI 1012*1012 instruction on false imprisonment, BAJI No. 7.60, solely addresses false imprisonment being completed through force or the threat of force. Clearly, the standard BAJI instruction is inadequate because it does not cover fact situations where the false imprisonment is brought about by other well settled means, such as fraud, deceit or unreasonable duress. (See Pen. Code §§ 236, 237; Molko v. Holy Spirit Assn., supra, 46 Cal.3d at p. 1123; Fermino v. Fedco, Inc., supra, 7 Cal.4th at p. 715.)

Until the BAJI committee addresses the omission, the preface to BAJI is pertinent. It reminds "the bench and bar ... that lawyers still have an obligation to present their own instructions, particularly in areas where BAJI hasn't written, and that judges still have an obligation to give serious consideration to those non-BAJI instructions that counsel offer." (BAJI (8th ed.) p. X, italics added.) Also relevant in such cases is the Judicial Council's recommendation that "[w]henever the latest edition of BAJI ... does not contain an instruction on a subject upon which the trial judge determines that the jury should be instructed, or when a BAJI ... instruction cannot be modified to submit the issue properly, the instruction given on that subject should be simple, brief, impartial and free from argument." (Cal. Standards Jud. Admin., § 5 [Deering's Cal. Ann. Codes, Rules (1996 ed.) p. 2328], italics added.)

 

4. Damage award was not excessive.

 

(9a) With respect to Critical Air's contention the $120,000 damage award to the girls was excessive, we note at the outset that Critical Air did not present any evidence to controvert Dr. Long's conclusion the girls would suffer long-term harm due to the deception.

(10) Further, in approaching the issue, we are mindful "[t]he amount of damages is a fact question, first committed to the discretion of the jury and next to the discretion of the trial judge on a motion for new trial.... [A]ll presumptions are in favor of the decision of the trial court [citation]. The power of the appellate court differs materially from that of the trial court in passing on this question. An appellate court can interfere on the ground that the judgment is excessive only on the ground that the verdict is so large that, at first blush, it shocks the conscience and suggests passion, prejudice or corruption on the part of the jury." (Seffert v. Los Angeles Transit Lines (1961) 56 Cal.2d 498, 506-507 [15 Cal. Rptr. 161, 364 P.2d 337]; accord, Kelly-Zurian v. Wohl Shoe Co. (1994) 22 Cal. App.4th 397, 410 [27 Cal. Rptr.2d 457].)

(9b) Given the uncontroverted evidence with respect to psychological harm, the $120,000 which the jury awarded to Erin and Laura is not so large 1013*1013 a sum as to reflect passion, prejudice or corruption by the jury. Therefore, we decline to interfere with said damage award, which the trial court left undisturbed on the motion for new trial.[22]

 

DISPOSITION

 

The judgment is affirmed. The Scofields to recover costs on appeal.

Croskey, J., and Kitching, J., concurred.

A petition for a rehearing was denied June 19, 1996, and the opinion was modified to read as printed above. Appellants' petition for review by the Supreme Court was denied August 28, 1996.

[1] In the same action, Erin and Laura, and Robert Scofield, administrator of the estate of David Scofield (David), deceased, named as defendants various Kaiser entities and others, and pleaded causes of action for negligence, fraud, intentional infliction of emotional distress, conspiracy, medical negligence, and wrongful death. As to the Kaiser defendants, the case was severed and the matter was submitted to binding arbitration.

[2] We view the facts adduced at trial in the light most favorable to the judgment (Gyerman v. United States Lines Co. (1972) 7 Cal.3d 488, 492, fn. 1 [102 Cal. Rptr. 795, 498 P.2d 1043]), and begin with a plenary summary of the facts and proceedings below as necessary to address the issues presented on appeal. (See Bily v. Arthur Young & Co. (1992) 3 Cal.4th 370, 376 [11 Cal. Rptr.2d 51, 834 P.2d 745].)

[3] Several days later, David was transferred to Kaiser Hospital in Fontana and subsequently died.

[4] A transcript of taped telephone conversations among Metz, several Critical Air employees, and List of the American Consulate, indicated Metz understood Air Evac had been authorized and instructed to retrieve the Scofield children from Guerrero Negro.

[5] A cause of action for false imprisonment is personal to the victim. (See 3 Levy et al., California Torts (1996) § 42.06, p. 42-17 ["[P]arents cannot recover for the false imprisonment of their children."].) Thus, the cause of action for false imprisonment was properly prosecuted on behalf of the children.

[6] The trial court instructed on BAJI No. 7.60 (1991 rev.), which stated in relevant part: "False imprisonment is the unlawful violation of the personal liberty of another. To constitute a false imprisonment, there must be an intentional and unlawful restraint, confinement or detention which compels the person to stay or go somewhere against his or her will. The restraint necessary to constitute false imprisonment may result either from the exercise of force or from an express or implied threat of force."

[7] The modified instruction, given over Critical Air's objection, omitted reference to force or the threat of force. The modified instruction stated "[f]alse imprisonment is the unlawful violation of the personal liberty of another. To constitute a false imprisonment, there must be an intentional and unlawful restraint, confinement or detention, which compels a person to stay or go somewhere against his or her will."

[8] The jury apparently based its damage award largely on the uncontroverted testimony of Dr. James Long, a psychiatrist. Dr. Long opined the girls' relationship with authority figures had been undermined by Critical Air's deception, and it was reasonably probable the incident would affect their development during adolescence.

[9] The Scofields have not cross-appealed to challenge the trial court's grant of nonsuit as to certain causes of action or the striking of the punitive damages allegations; they simply argue in support of the judgment.

[10] Pursuant to this court's request at oral argument, counsel for both parties subsequently submitted letter briefs discussing the definition and elements of the tort of false imprisonment.

[11] Fermino dealt with a salesperson allegedly detained by her employer in a windowless interrogation room at work for more than an hour wherein she was accused of stealing.

[12] BAJI No. 7.60 currently provides in relevant part: "The essential elements of a claim for false imprisonment ... are: [¶] 1. The defendant intentionally and unlawfully exercised force or the express or implied threat of force to restrain, detain or confine the plaintiff; [¶] 2. The restraint, detention or confinement compelled the plaintiff to stay or go somewhere for some appreciable time, however short; [¶] 3. The plaintiff did not consent to such restraint, detention or confinement.... [¶] 4. The restraint, detention or confinement ... caused plaintiff to suffer injury, damage, loss or harm." (Italics added.)

[13] With respect to the requisite state of mind of a victim of false imprisonment, our research into California law has yielded merely a footnote in a dissenting opinion in a criminal case touching on the point. (People v. Rios (1986) 177 Cal. App.3d 445, 456, fn. 7 [222 Cal. Rptr. 913] (dis. opn. of White, P.J.). See also 3 Levy et al., supra, California Torts, section 42.01[1], page 42-6, footnotes 5 and 6, solely citing Prosser and Keeton and the Restatement Second of Torts on this issue.

[14] This evolution of section 42 of the Restatement of Torts is noted in Perkins and Boyce, Criminal Law (3d ed. 1982) pages 228-229.

[15] Prosser's 1984 hornbook also criticized the Second Restatement for "denying recovery where ... substantial damage results to the plaintiff from a confinement of which the plaintiff is unaware at the time. [Fn. omitted.]" (Prosser & Keeton, supra, § 11, p. 48.) However, this criticism was unfounded because the Second Restatement, unlike the original Restatement, allows recovery where the person physically restrained either "knows of the confinement or is harmed by it." (Rest.2d Torts, § 42, p. 65, italics added; cf. Rest., Torts (1934) § 42.)

[16] The case before this court falls into the latter category. The girls were aware they were confined on the aircraft, yet they did not learn of the false imprisonment until afterward, when they discovered Critical Air impliedly had misrepresented its authority to transport them. Because "[t]here is no real or free consent when it is obtained through fraud ... (Civ. Code, § 1567)" (Turner v. Turner (1959) 167 Cal. App.2d 636, 640 [334 P.2d 1011]), the girls' confinement on the aircraft was nonconsensual and therefore actionable as a false imprisonment.

[17] Particularly when the false imprisonment is achieved through fraud or deceit, the tortious conduct will not be discovered until later.

[18] In objecting to the giving of BAJI No. 7.60 as written, the Scofields' counsel stated: "In particular, I'm concerned about the sentence in 7.60 which states, `The restraint necessary to constitute false imprisonment may result either from the exercise of force or from express or implied threat of force.' And as I think I indicated before, I think that the restraint [also] can be as a result of misrepresentations or fraud or absence of authority from the parent or guardian. A person who drives by the street and picks up a child without authority from anybody is guilty of false imprisonment, even though the child voluntarily got in the car." (Italics added.)

[19] Generally, the necessary elements of a cause of action for fraud are: "(1) misrepresentation (false representation, concealment, or nondisclosure); (2) knowledge of falsity (scienter); (3) intent to defraud (i.e., to induce reliance); (4) justifiable reliance; and (5) resulting damage." (Molko v. Holy Spirit Assn., supra, 46 Cal.3d at p. 1108, italics added.)

[20] Because the trial court did not give an erroneous instruction, nor did it refuse a proper instruction sought by Critical Air, there is no judicial error to be scrutinized for prejudice under the principles enunciated in Soule v. General Motors Corp. (1994) 8 Cal.4th 548, 570-583 [34 Cal. Rptr.2d 607, 882 P.2d 298].

[21] The Scofields' counsel argued to the jury, inter alia: "The instruction further goes on to say, `To constitute a false imprisonment, there must be an intentional and unlawful' — intentional, certainly there was here. Unlawful, not telling the truth, deception, interfering with other people's rights is unlawful. Fraud is what it is."

To resist the fraud argument, Critical Air's counsel argued the girls "wanted to go on the plane with their brother, ... they wanted to get home and they assumed that was the appropriate airplane.... Now, if they didn't know ... they were on the wrong plane ... then it couldn't really have an effect on their emotions or cause any damage."

 

[22] Critical Air also contends the damage award is infirm because the girls were awarded damages for the deception and not the confinement. Critical Air cites Sullivan v. County of Los Angeles, supra, 12 Cal.3d at page 716, for the proposition that "[i]n a false imprisonment case, the `injury' suffered by an individual is the illegal confinement itself rather than any detriment occurring after imprisonment[.]" The quoted language from Sullivan is taken entirely out of context from a discussion of whether a county is immune from a false imprisonment suit by an individual who already was confined in jail at the time the false imprisonment occured. (Id., at pp. 716-717.) In that regard, Sullivan concluded "[c]ontinued confinement cannot legally make [one] a `prisoner' when [one's] jail term has expired; in the eyes of the law plaintiff is no longer a prisoner.'" (Id., at p. 717.) Sullivan does not support Critical Air's contention that the girls were not entitled to recover for any resultant harm which was manifested after the false imprisonment ended.

2.3 Intentional Infliction of Emotional Distress 2.3 Intentional Infliction of Emotional Distress

2.3.1 Womack v. Eldridge ("The Distressing Allegation Case") 2.3.1 Womack v. Eldridge ("The Distressing Allegation Case")

What are the elements of the tort of intentional infliction of emotional distress (IIED)? What makes this intentional tort similar to other intentional torts?

Richmond

Danny Lee Womack v. Rosalie Eldridge.

December 2, 1974.

Record No. 730653.

Present, All the Justices.

William M. McClenny (McClemiy Associates, on brief), for plaintiff in error.

Wm. Rosenberger, Jr. (Richard E. Spies, on brief), for defendant in error.

I’Anson, C.J. delivered the opinion of the court.

Plaintiff, Danny Lee Womack, instituted this action against the defendant, Rosalie Eldridge, to recover compensatory and punitive damages for mental shock and distress allegedly caused by the defendant’s willful, wanton, malicious, fraudulent and deceitful acts and conduct toward him. The question of punitive damages was stricken by the trial court and the jury returned a verdict for the plaintiff in the amount of $45,000. The trial court set aside the verdict non obstante veredicto on the ground that there could be no recovery for emotional distress in the absence *339of “physical damage or other bodily harm.” We granted plaintiff a writ of error. Defendant did not assign cross-error, although the record shows she excepted to many rulings in the court below and several of them are relied upon in her brief and argument before us.

Plaintiff assigned numerous errors, but the controlling question is whether one who by extreme and outrageous conduct intentionally or recklessly causes severe emotional distress to another is subject to liability for such emotional distress absent any bodily injury.

The evidence shows that defendant had been engaged in the business of investigating cases for attorneys for many years. She was employed by Richard E. Seifert and his attorney to obtain a photograph of the plaintiff to be used as evidence in the trial of Seifert, who was charged with sexually molesting two young boys. On May 27, 1970, about 8 a.m., defendant went to plaintiffs home and upon gaining admittance told him that she was a Mrs. Jackson from the newspaper and that she was writing an article on Skateland. Defendant asked plaintiff, who was a coach at Skateland, if she could take a picture of him for publication with the article, and he readily consented.

Shortly thereafter defendant delivered the photograph to Seifert’s counsel while he was representing Seifert at his preliminary hearing. Seifert’s counsel showed plaintiff’s photograph to the two young boys and asked if he was the one who molested them. When they replied that he was not, counsel withdrew the photograph and put it in his briefcase. However, the Commonwealth’s Attorney then asked to see the photograph and requested additional information about the person shown in it. Defendant was then called to the stand and she supplied the plaintiff’s name and address. Plaintiff’s photograph in no way resembled Seifert, and the only excuse given by defendant for taking plaintiff’s picture was that he was at Skateland when Seifert was arrested. However, the offenses alleged against Seifert did not occur at Skateland.

The Commonwealth’s Attorney then directed a detective to go to plaintiff’s home and bring him to court. The detective told plaintiff that his photograph had been presented in court; that the Commonwealth’s Attorney wanted him to appear at the proceedings; and that he could either appear voluntarily then or he would be summoned. Plaintiff agreed to go voluntarily. When *340called as a witness, plaintiff testified as to the circumstances under which defendant had obtained his photograph. He also said that he had not molested any children and that he knew nothing about the charges against Seifert.

A police officer questioned plaintiff several times thereafter. Plaintiff was also summoned to appear as a witness before the grand jury but he was not called. However, he was summoned to appear several times at Seifert’s trial in the circuit court because of continuances of the cases.

Plaintiff testified that he suffered great shock, distress and nervousness because of defendant’s fraud and deceit and her wanton, willful and malicious conduct in obtaining his photograph and turning it over to Seifert’s attorney to be used in court. He suffered great anxiety as to what people would think of him and feared that he would be accused of molesting the boys. He had been unable to sleep while the matter was being investigated. While testifying in the instant case he became emotional and incoherent. Plaintiff’s wife also testified that her husband experienced great shock and mental depression from the involvement.

The precise issue presented on this appeal has not been decided by this court.

In the recent case of Hughes v. Moore, 214 Va. 27, 31, 197 S.E.2d 214, 219 (1973), where we also clarified Bowles v. May, 159 Va. 419, 437-38, 166 S.E. 550, 557 (1932), we held that when conduct is merely negligent, not willful, wanton or vindictive, and physical impact is lacking, there can be no recovery for emotional disturbance alone. However, where emotional disturbance is accompanied by physical injury there may be a recovery for negligent conduct, notwithstanding the lack of physical impact, provided the injured party proves by clear and convincing evidence a causal connection between the negligent act, the emotional disturbance and the physical injury.

We have also said that a recovery is permitted for mental distress and physical injuries unaccompanied by actual physical contact where the injuries were caused by a willful, intentional tort. Moore v. Jefferson Hospital, Inc., 208 Va. 438, 441, 158 S.E.2d 124, 127 (1967).

The case of Awtrey v. Norfolk & W. Ry. Co., 121 Va. 284, 93 S.E. 570 (1917), relied upon by the defendant, is distinguishable on the facts from the present case. There, liability was based on *341a negligent wrongful act; here, liability is based on willful, wanton, fraudulent and deceitful conduct.

Courts from other jurisdictions are not in accord on whether there can be a recovery for emotional distress unaccompanied by physical injury. However, most of the courts which have been presented with the question in recent years have held that there may be a recovery against one who by his extreme and outrageous conduct intentionally or recklessly causes another severe emotional distress.1 Annot., 64 A.L.R.2d 100, § 8 at 120, and the many cases there cited.

The Restatement (Second) of Torts, § 46 at 71, provides:

“(1) One who by extreme and outrageous conduct intentionally or recklessly causes severe emotional distress to another is subject to liability for such emotional distress, and if bodily harm to the other results from it, for such bodily harm.”

In comment (i) to the Restatement it is expressly stated that this rule also covers a situation where the actor knows that distress is certain, or substantially certain, to result from his conduct.

A great majority of cases allowing recovery for such a cause of action do so when the act was intentional and the wrongdoer desired the emotional distress or knew or should have known that it would likely result. Aetna Life Insurance Co. v. Burton, 104 Ind.App. 576, 580, 12 N.E.2d 360, 362 (1938); Kirksey v. Jernigan, 45 So.2d 188, 189 (Fla. 1950); Boyle v. Chandler, 33 Del. 323, 329, 138 A. 273, 276 (1927); Samms v. Eccles, 11 Utah 2d 289, 293, 358 P.2d 344, 346-47 (1961); Prosser on Torts, “Infliction of Mental Distress,” § 12 at 60 (4th ed. 1971).

In Samms, the Supreme Court of Utah aptly stated:

“. . . [T]he best considered view recognizes an action for severe emotional distress, though not accompanied by bodily impact or physical injury, where the defendant intentionally engaged in some conduct toward the plaintiff, (a) with the purpose of inflicting emotional distress, or, (b) where any reasonable person would have known that such would result; and his actions are of such a nature as to be considered outrageous and intolerable in that they offend against the *342generally accepted standards of decency and morality.” (Footnote omitted; emphasis added.) 11 Utah 2d at 293, 358 P.2d at 346-47.

We adopt the view that a cause of action will lie for emotional distress, unaccompanied by physical injury, provided four elements are shown: One, the wrongdoer’s conduct was intentional or reckless. This element is satisfied where the wrongdoer had the specific purpose of inflicting emotional distress or where he intended his specific conduct and knew or should have known that emotional distress would likely result. Two, the conduct was outrageous and intolerable in that it offends against the generally accepted standards of decency and morality. This requirement is aimed at limiting frivolous suits and avoiding litigation in situations where only bad manners and mere hurt feelings are involved. Three, there was a causal connection between the wrongdoer’s conduct and the emotional distress. Four, the emotional distress was severe.

“It is for the court to determine, in the first instance, whether the defendant’s conduct may reasonably be regarded as so extreme and outrageous as to permit recovery, or whether it is necessarily so. Where reasonable men may differ, it is for the jury, subject to the control of the court, to determine whether, in the particular case, the conduct has been sufficiently extreme and outrageous to result in liability.” Restatement (Second) of Torts, supra, at 77.

In the case at bar, reasonable men may disagree as to whether defendant’s conduct was extreme and outrageous and whether plaintiff’s emotional distress was severe. Thus, the questions presented were for a jury to determine. A jury could conclude from the evidence presented that defendant willfully, recklessly, intentionally and deceitfully obtained plaintiff’s photograph for the purpose of permitting her employers to use it as a defense in a criminal case without considering the effect it would have on the plaintiff. There is nothing in the evidence that even suggests that plaintiff may have been involved in the child molesting cases. The record shows that the only possible excuse for involving the plaintiff was that Seifert was arrested at the place where plaintiff was employed. A reasonable person would or should have recognized the likelihood of the serious mental distress that would be caused in involving an innocent person in child molesting cases. If the two boys had hesitated in answering *343that the man in the photograph was not the one who had molested them, it is evident that the finger of suspicion would have been pointed at the plaintiff.

Defendant contended in her brief, and in oral argument before us, that the trial court erred in granting instruction 1-A in that it was contradictory and misled the jury; that the amount of damages fixed by the jury was excessive; and that the action of the Commonwealth’s Attorney in causing plaintiff’s name to be revealed was an intervening cause which absolved her of any liability.

We will not consider those contentions because defendant did not assign cross-error. Beasley v. Barnes, 201 Va. 593, 598, 113 S.E.2d 62, 65 (1960); Blue Ridge Poultry and Egg Co., Inc. v. Clark, 211 Va. 139, 141, 176 S.E.2d 323, 325 (1970); Rule 5:7, Rules of Court.

For the reasons stated, the judgment of the court below is reversed, the jury verdict reinstated, and final judgment hereby entered for the plaintiff.

Judgment reversed, jury verdict reinstated, and final judgment.

2.4 Trespass 2.4 Trespass

2.4.1 to Land 2.4.1 to Land

2.4.1.1 Restatement Sec. 158, on Trespass to Land 2.4.1.1 Restatement Sec. 158, on Trespass to Land

One is subject to liability to another for trespass, irrespective of whether he thereby causes harm to any legally protected interest of the other, if he intentionally
  • (a) enters land in the possession of the other, or causes a thing or a third person to do so, or
  • (b) remains on the land, or
  • (c) fails to remove from the land a thing which he is under a duty to remove.

Restatement (Second) of Torts § 158 (1965)

2.4.1.2 Longenecker v. Zimmerman ("The Tree Surgery Case") 2.4.1.2 Longenecker v. Zimmerman ("The Tree Surgery Case")

Can a defendant defend against a trespass claim by arguing that no damage was done to the plaintiff's property? Or, how is trespass like battery in being a "touching" of land?

No. 39,030

Matilda S. Longenecker, Appellant, v. Mrs. H. Wade Zimmerman, Appellee.

(267 P. 2d 543)

Opinion filed March 6, 1954.

A. B. Mitchell, of Lawrence, argued the cause, and was on the briefs for the appellant.

Howard E. Payne, of Olathe, and Bernard L. Trott, of Kansas City, Mo., argued the cause, and Oscar S. Brewer, of Kansas City, Mo., was with them on the briefs for the appellee.

*720The opinion of the court was delivered by

Wertz, J.:

This was an action to recover damages for an alleged trespass. Plaintiff (appellant) in her petition alleged she was the owner of certain described real estate, and defendant (appellee), without her permission hired and caused the Arborfield Tree Surgery Company, its agents and employees, to go upon her property and top off, injure and in effect destroy three cedar trees of the válue of $150 each, which trees were growing upon plaintiff’s property and were both shade and ornamental in their presence. Plaintiff further stated she was entitled under the provisions of G. S. 1949, 21-2435, to recover from the defendant by reason of the matters hereinbefore set out three times the value of the plaintiff’s property thus injured and destroyed. Defendant answered by way of a general denial.

Plaintiff’s evidence disclosed that she and defendant owned adjoining residences and were neighbors for about five years. On September 8, 1950, defendant without her permission employed a tree surgery company to go upon plaintiff’s property and top three cedar trees. The trees were located some two or three feet north of plaintiff’s south boundary line. The trees before being topped were twenty to twenty-five feet high, and were as she wanted them on her property. About ten feet were cut off the tops of the trees, and from such topping the trees would never grow any higher, and she didn’t want them to stop growing. Cedars are not pruned from the top, but are feathered and shaped and not cropped. She considered the trees were, in effect, destroyed by improper pruning. She attached a sentimental value to them as they stood; they served a special purpose, were both shade and ornamental trees and were worth $150 to $200 each.

Defendant’s evidence was to the effect that the trees, prior to the time they were topped, seemed to be dying out at the top and they also contained bagworms; that two or three feet were taken out of the top of one tree and about a foot or so out of the other two; that the work done was beneficial to the trees and that they were not injured. The work consisted of cutting out dead branches and cleaning out bagworms. One of defendant’s expert witnesses testified on direct examination that the cutting away of dead wood tyould not injure the physical condition of the tree. • However, on cross-examination he testified that if the top is taken out, it is the ambition of every bud on the tree to try to take the place of the *721terminal bud which has been sacrificed, but the trunk itself is no longer going to grow in height. Defendant stated that she was mistaken as to the boundary line and believed the trees were on her property.

The case was submitted to a jury which returned a general verdict for the defendant. Plaintiff’s motion for a new trial was overruled and the court rendered judgment against plaintiff from which she appeals.

At the outset it may be stated that defendant admits the trespass upon plaintiff’s property. The determinative question on this appeal is whether the trial court erred in refusing plaintiff’s requested instruction to the effect that defendant had admitted the trespass upon plaintiff’s property by topping the three cedar trees and, therefore, she was liable to the plaintiff in damages. In lieu of this requested instruction, the court gave the following instruction:

“You are instructed that the motive of the defendant is not material, and is not necessary that the defendant be acting with malice or wrongful intent in order for plaintiff to recover damages to her trees, if any.
“The plaintiff is entitled to have her trees in such shape, condition and state of growth as she desires to have them, irrespective of the thoughts and wishes of others, and free from molestation by others.
“The defendant has admitted that she had plaintiff’s trees topped and therefore she has admitted the trespass and is liable in damages for such sum, if any, as you find from a preponderance of the evidence plaintiff has sustained.
“In arriving at the value of said trees you may, if you find from a preponderance of the evidence they have been damaged, injured or destroyed, and should take into consideration the cost of replacement and also the sentimental and utility value of the trees.” (Italics supplied.)

From every direct invasion of the person or property of another, the law infers some damage, without proof of actual injury. In an action of trespass the plaintiff is always entitled to at least nominal damages, even though he was actually benefited by the act of the defendant. (52 Am. Jur. 872, 873, Trespass, §47; 63 C. J. 1035, § 225.) Since from every unauthorized entry into the close of another, the law infers some damage, nominal damages are recoverable therefor even though no substantial damages result and none are proved. In Craig v. St. Louis-S. F. Rly. Co., 120 Kan. 105, 106, 242 Pac. 117, it was said:

“For present purposes it may be said that an invasion of a legally protected interest imports injury, and injury is redressed by damages. Quantum of damages depends on extent of injury caused by the invasion. If nothing but the invasion appears, the injury is technical, and is compensated by nominal damages.”

*722In Hefley v. Baker, 19 Kan. 9, it was said:

“An action in the nature of trespass quare clausum fregit may be maintained against a mere wrongdoer, by any person in the possession of the land upon which the trespass is committed, without any reference to who owns the land; and the plaintiff may in such a case recover for whatever loss he sustains, and if no actual loss is shown, he may then recover nominal damages.” (Syl. f 1.)

It is apparent the trial court erred in including the italicized portion in the mentioned instruction, thereby submitting the question to the jury whether plaintiff had suffered any damage by reason of the unlawful trespass, when in fact the jury should have been instructed that damages, in some amount, resulted as a matter of law.

Defendant admits that she committed a technical trespass upon the land of the plaintiff, but contends that had plaintiff chosen to do so, she could have sued defendant at common law for that trespass, and recovered judgment for nominal damages at the direction of the court, and in that event defendant would have had no defense and could have been so punished, no matter how innocent her intent, or that she had actually benefited the property of plaintiff. Defendant further contends that plaintiff’s petition failed to allege a cause of action at common law for trespass but seeks to recover damages under G. S. 1949, 21-2435, which statute reads:

“If any person shall cut down, injure or destroy or carry away any tree placed or growing for use, shade or ornament, . . . being or growing on the land of any other person; . . . the party so offending shall pay to the party injured treble the value of the thing so injured, . . . with costs, and shall be deemed guilty of a misdemeanor, and shall be subject to a fine not exceeding five hundred dollars.”

We find no merit in defendant’s contention on this point. The petition alleges the facts constituting trespass at common law, that is, that the plaintiff was the owner of certain property and that the defendant without permission or other just cause hired third persons to go upon a portion of plaintiff’s property and top, injure and, in effect, destroy three cedar trees, each of the value of $150, and then sought to invoke the penalty statute, G. S. 1949, 21-2435, to recover treble the damages sustained. Inherent in the statute is trespass. The statute is not applicable unless a trespass has been committed, and then only to certain kinds of trespass, one of which covers the facts involved in this action. Therefore, it follows that under the allegations of the petition for common law damages, no election between common law damages or statutory treble damages was necessary or proper. (Wright v. Brown, 5 Kan. 600.) It cannot be *723said that the erroneous instruction given by the trial court was not prejudicial to the rights of plaintiff. The judgment of the trial court is reversed and the cause is remanded with instructions to grant the plaintiff a new trial.

It is so ordered.

2.4.1.3 Privileges and Self-Help 2.4.1.3 Privileges and Self-Help

2.4.1.3.1 Boggs v. Merideth ("The Shotgun Drone Case") 2.4.1.3.1 Boggs v. Merideth ("The Shotgun Drone Case")

What is a privilege? Does one apply in this case, and if so, what is it?

Attorneys and Law Firms

James E. Mackler, William L. Campbell, Frost Brown Todd LLC, Nashville, TN, Thomas C. Gleason, Frost Brown Todd LLC, Louisville, KY, for Plaintiff.
D. Chad McCoy, McCoy & Hiestand, PLC, Bardstown, KY, for Defendant.

MEMORANDUM OPINION
Thomas B. Russell, Senior Judge
*1 This matter is before the Court on Defendant William H. Merideth's motion to dismiss for lack of subject matter jurisdiction pursuant to Rule 12(b)(1) of the Federal Rules of Civil Procedure. [DN 14.] Plaintiff John David Boggs responded. [DN 15.] Merideth replied. [DN 16.] Boggs filed a supplemental pleading in support of his response. [DN 17.] Fully briefed, this matter is ripe for adjudication. For the following reasons, Merideth's motion to dismiss [DN 14] is GRANTED. The Court will enter a separate Order and Judgment consistent with this Memorandum Opinion.
BACKGROUND
Plaintiff Boggs brought the instant action after Defendant Merideth shot down Boggs' unmanned aircraft, or “drone,” with a shotgun. [DN 1.] Plaintiff first seeks a declaratory judgment finding that 1) an unmanned aircraft is an “aircraft” under federal law, 2) an unmanned aircraft operating in Class G airspace is operating in “navigable airspace” within the exclusive jurisdiction of the United States, 3) Boggs was operating his unmanned aircraft in this navigable airspace in the exclusive jurisdiction of the United States, rather than on Merideth's property, 4) the operating of his unmanned aircraft in this manner did not violate Merideth's reasonable expectation of privacy, and 5) a property owner cannot shoot at an unmanned aircraft operating in navigable airspace within the exclusive jurisdiction of the United States when operating in the manner in which Boggs alleges his unmanned aircraft was operating. [DN 1 at 7–8.] Second, Boggs brings a claim for trespass to chattels under Kentucky state law, for which he seeks damages in the amount of $1,500.00, the amount in which Boggs alleges his unmanned aircraft was damaged by Merideth. [Id. at 8.]
Merideth brought the instant motion, alleging that Boggs' complaint merely anticipates defenses Merideth could raise and that Boggs' claim for a declaratory judgment does not provide this Court with subject matter jurisdiction. [DN 14.] Boggs makes several arguments in response, the essence of which is that Boggs was flying his unmanned aircraft in the “sovereign navigable airspace of the United States,” and therefore that resolution of his claims in federal court is proper. [DN 15.]
STANDARD
Pursuant to Federal Rule of Civil Procedure 12(b)(1), a party may assert by motion the defense of “lack of subject-matter jurisdiction.” Fed. R. Civ. P. 12(b)(1). “A Rule 12(b)(1) motion can either attack the claim of jurisdiction on its face, in which case all allegations of the plaintiff must be considered as true, or it can attack the factual basis for jurisdiction, in which case the trial court must weigh the evidence and the plaintiff bears the burden of proving that jurisdiction exists.” DLX, Inc. v. Kentucky, 381 F.3d 511, 516 (6th Cir. 2004). Because the parties here do not request that the Court make any factual determinations in ruling on the motion to dismiss, but rather dispute only the sufficiency of Boggs' complaint, the Court “will treat this as a ‘facial’ 12(b)(1) motion.” Id. “A facial attack on the subject-matter jurisdiction alleged in the complaint questions merely the sufficiency of the pleading.” Gentek Bldg. Prods., Inc. v. Steel Peel Litig., 491 F.3d 320, 330 (6th Cir. 2007). “If the court determines at any time that it lacks subject-matter jurisdiction, the court must dismiss the action.” Fed. R. Civ. P. 12(h)(3); see also Bauer v. RBX Indus. Inc., 368 F.3d 569 (6th Cir. 2004).
DISCUSSION
*2 Of the two types of this Court's original jurisdiction, see 28 U.S.C. §§ 13311332, this case involves the type known as “federal question.” [DN 1 at 2.] Pursuant to 28 U.S.C. § 1331, this Court has “original jurisdiction of all civil actions arising under the Constitution, laws, or treaties of the United States.” 28 U.S.C. § 1331. “In order to trigger federal-question jurisdiction under § 1331, a lawsuit must satisfy the well-pleaded complaint rule. Under this rule, a federal question must appear on the face of the complaint rather than as part of a defense, even if a federal-law defense is anticipated.” Chase Bank USA, N.A. v. City of Cleveland, 695 F.3d 548, 554 (6th Cir. 2012). “For statutory purposes, a case can ‘aris[e] under’ federal law in two ways.” Gunn v. Minton, ––– U.S. ––––, ––––, 133 S. Ct. 1059, 1064 (2013). See also Hampton v. R.J. Corman R.R. Switching Co., 683 F.3d 708, 711 (6th Cir. 2012). First, “a case arises under federal law when federal law creates the cause of action asserted.” Gunn, 133 S. Ct. at 1064 (citing Am. Well Works Co. v. Layne & Bowler Co., 241 U.S. 257, 260 (1916)).
Second, even in situations when a plaintiff brings state law claims, the Supreme Court has “identified a ‘special and small category’ of cases in which arising under jurisdiction still lies.” Id. These are “state-law claims that implicate significant federal issues.” Grable & Sons Metal Prod., Inc. v. Darue Eng'g & Mfg., 545 U.S. 308, 312 (2005). This type of federal question jurisdiction exists in cases in which “a federal issue is: (1) necessarily raised, (2) actually disputed, (3) substantial, and (4) capable of resolution in federal court without disrupting the federal-state balance approved by Congress.” Gunn, 133 S. Ct. at 1065 (citing Grable, 545 U.S. at 314). When all of the requirements are satisfied, “jurisdiction is proper because there is a ‘serious federal interest in claiming the advantages thought to be inherent in a federal forum,’ which can be vindicated without disrupting Congress's intended division of labor between state and federal courts.” Id. (citing Grable, 545 U.S. at 313–14).
A. Boggs' State Law Trespass to Chattels Claim
Boggs argues in his response that his Kentucky state law trespass to chattels claim satisfies the requirements for federal question jurisdiction because it “necessarily raises a disputed federal issue” under the Grable standard; that is, whether Boggs was flying his unmanned aircraft in federal airspace. [DN 15 at 8–9.] For this proposition, Boggs relies, in part, on the Federal Aviation Administration's (FAA) definition of “aircraft” as “a[ny] device that is used or intended to be used for flight in the air.” 14 C.F.R. § 1.1. Additionally, federal law provides that “[t]he United States Government has exclusive sovereignty of airspace of the United States.” 49 U.S.C. § 40103. However, as explained in the following analysis, Boggs' state law tort claim still does not satisfy the Grable standard of raising “significant federal issues.”
1. Necessarily Raised
Under Kentucky law, a plaintiff can establish trespass to chattels by showing that another person intentionally dispossessed another of his or her chattel or intentionally used or intermeddled with the chattel of another. Ingram Trucking, Inc. v. Allen, 372 S.W.3d 870, 872 (Ky. Ct. App. 2012) (quoting Restatement (Second) of Torts § 217 (1965)). Boggs asserts that, pursuant to the first Grable requirement, this claim necessarily raises a federal issue because Merideth will “not be liable for trespass to chattels if his actions were legally privileged.” [DN 15 at 8.] For this argument, Boggs cites the Restatement (Second) of Torts, which provides, in part, that
one is privileged to commit an act which would otherwise be a trespass to a chattel or a conversion if the act is, or is reasonably believed to be, necessary to protect the actor's land or chattels or his possession of them, and the harm inflicted is not unreasonable as compared with the harm threatened.
*3 Restatement (Second) of Torts § 260 (1965); [DN 15 at 8.] Boggs claims that if the unmanned aircraft was flying on Merideth's property, his actions may have been privileged, but if it was flying in federal airspace, they would not. [DN 15 at 8–9.] Moreover, Boggs asserts “his own legal privilege—the right to be [sic] fly an aircraft in federal navigable airspace free from interference by landowners.” [Id. at 8–9.] However, the Court is not persuaded that claims of privilege regarding the airspace in which Boggs' unmanned aircraft was flying necessarily raise a disputed federal issue.
As an initial matter, it appears that, under Kentucky law, claims of privilege are defenses to tort claims. See Smith v. Martin, 331 S.W.3d 637, 640 (Ky. Ct. App. 2011) (“A privilege is recognized as a defense to a defamation claim; the defense may be either absolute or qualified.”); Ronald A. Chisholm, Ltd. v. Am. Cold Storage, Inc., No. 3:09-CV-00808-CRS, 2013 WL 4499014, at *5 (W.D. Ky. Aug. 20, 2013) (“[Defendant] contends, and the court agrees, that the Restatement outlines and provides [defendant] an affirmative defense to [plaintiff]'s claim ... that [the privilege of] consent is a complete defense to a claim for trespass to chattels.”); Halle v. Banner Indus. of N.E., Inc., 453 S.W.3d 179, 183 (Ky. Ct. App. 2014) (“[Defendants] filed motions to dismiss appellees' original complaint ... arguing various defenses including that the claims depend on the judicial statements privilege.”).
To the extent Boggs anticipates a defense of privilege that Merideth may raise in response to Boggs' trespass of chattels claim, Merideth argues, [DN 16 at 4], and the Court agrees, that the law is clear that “[f]ederal question jurisdiction is absent when ‘the right to be vindicated is State-created’ and the action was ‘brought into the federal courts merely because an anticipated defense derived from federal law.’ Bell & Beckwith v. IRS, 766 F.2d 910, 915 (6th Cir. 1985) (quoting Skelly Oil Co. v. Phillips Petroleum Co., 339 U.S. 667, 673 (1950)). See also Caterpillar Inc. v. Williams, 482 U.S. 386, 393 (1987) (citing Franchise Tax Bd. of State of Cal. v. Constr. Laborers Vacation Trust for S. California, 463 U.S. 1, 12 (1983) (Explaining that federal courts do not obtain federal question jurisdiction “on the basis of a federal defense, ... even if the defense is anticipated in the plaintiff's complaint, and even if both parties concede that the federal defense is the only question truly at issue.”)) Based on the foregoing, it appears to the Court that Boggs not only anticipates Merideth's potential defense that his conduct was privileged due to a need to protect his property, but he goes one step further and anticipates his own response to that potential defense—that the privilege does not apply because Boggs was flying his unmanned aircraft in federal airspace rather than on Merideth's property. That Boggs may anticipate the need to argue this does not render his standard trespass to chattels claim one that necessarily raises “significant federal issues.” See Caterpillar, 482 U.S. at 398–99 (“[T]he presence of a federal question ... in a defensive argument does not overcome the paramount policies embodied in the well-pleaded complaint rule—that the plaintiff is the master of the complaint, that a federal question must appear on the face of the complaint.”). Accordingly, the Court is unpersuaded that the issue of whether Boggs' unmanned aircraft was flying in federal airspace for purposes of determining whether Merideth's actions were privileged is an issue “necessary” to Boggs' trespass to chattels claim. Gunn, 133 S. Ct. at 1065.
2. Actually Disputed
*4 Nor is the Court persuaded that a federal issue is actually disputed. Id. at 1065–66. Although Boggs asserts that he operated his unmanned aircraft on federal, rather than private, property, Merideth has not responded to the substance of that argument. However, as the Court will discuss below, resolution of this point is ultimately unnecessary.
3. Substantial
Even if Boggs were correct that a federal issue is necessarily raised and actually disputed, his argument would still fail Grable's next requirement; that is, that the disputed federal issue must be substantial. Id. at 1066. This inquiry asks not whether “the federal issue [is] significant to the particular parties in the immediate suit; that will always be true when the state claim ‘necessarily raise[s]’ a disputed federal issue, as Grable separately requires.” Id. Rather, a finding of substantiality requires an analysis of “the importance of the issue to the federal system as a whole.” Id. Boggs makes several arguments as to why the alleged federal question is substantial, including that a resolution of the issue will have an impact on federal aviation law, the FAA's ability to regulate air safety and navigation, and the developing body of law regarding the impact of unmanned aircrafts on privacy and property interests. [DN 15 at 9–11.] However, Boggs has not persuaded the Court that resolution of the simple issue of whether Boggs' unmanned aircraft was flying on Merideth's property, as opposed to federal property, for the ultimate purpose of determining Merideth's liability for a state law trespass to chattels claim, is “significant to the federal system as a whole.” Gunn, 133. S. Ct. at 1068.
Here, Boggs has brought a “garden-variety state tort claim.” Hampton, 683 F.3d at 712. Although Boggs asserts that, in addressing Boggs' response to a potential privilege defense from Merideth, a state court could have to determine “the boundaries of federal airspace,” [DN 15 at 9], this is insufficient for a finding of substantiality. See Tisdale v. United Ass'n of Journeymen & Apprentices of Plumbing & Pipefitting Indus. of U.S. & Canada, Local 704, 25 F.3d 1308, 1309 (6th Cir. 1994) (“As in other cases in which a defendant asserts a defense based on a federal constitutional, statutory, or administrative provision, the state court may have to interpret some text affected by federal law. But this neither invokes removal jurisdiction nor divests the state court of its normal authority to adjudicate a case that contains an issue touching upon federal law.”) The Sixth Circuit has noted that the Supreme Court has
identified four aspects of a case or an issue that affect the substantiality of the federal interest in that case or issue: (1) whether the case includes a federal agency, and particularly, whether that agency's compliance with the federal statute is in dispute; (2) whether the federal question is important (i.e., not trivial); (3) whether a decision on the federal question will resolve the case (i.e., the federal question is not merely incidental to the outcome); and (4) whether a decision as to the federal question will control numerous other cases (i.e., the issue is not anomalous or isolated).
*5 First, Boggs concedes that a federal agency is not involved in this case, nor is a federal agency's compliance with a federal statute in dispute. [DN 15 at 10.] Boggs contends, however, that resolution of his trespass to chattels claim “directly impacts the FAA's ability to enforce regulations regarding air safety and navigation.” [Id.] The Court disagrees. As the Sixth Circuit explained in Mikulski, “[w]hile the federal government may have an interest in the uniform application of regulations that relate to the collection of taxes, it has only a limited interest in private tort or contract litigation over the private duties involved in that collection.” Mikulski, 501 F.3d at 570 (citing Grable, 545 U.S. at 319). Similarly, here, although the FAA certainly has an interest in enforcing its regulations governing federal airspace, its interest in applying those regulations in the context of a state law tort claim for trespass to chattels is limited or nonexistent. Moreover, “[u]nlike [in] Grable, ... this case will have no res judicata effect that would apply to the [FAA], no matter which court, federal or state, decides the case.” Id.
This is in contrast to Huerta v. Haughwout, a case filed in the District of Connecticut to which Boggs directed the Court's attention in his supplemental pleading. No. 3:16-CV-358, 2016 WL 3919799, at *1 (D. Conn. July 18, 2016); [DN 17.] In that case, the FAA sought judicial enforcement of administrative subpoenas it served against the defendants after they allegedly operated drones to fire a handgun and a flame-throwing contraption. Huerta, 2016 WL 3919799, at *1–2. The court explained the FAA had the authority “to conduct an investigation on its own initiative either if a ‘reasonable ground appears’ to believe that a person is ‘violating’ the Federal Aviation Act (or one of the FAA's regulations) or if a ‘reasonable ground appears’ about ‘any question that may arise’ under the Act or the FAA's regulations.” Id. at *2 (quoting 49 U.S.C. § 46101(a)(2)). And, as FAA regulations prohibit “operat[ing] an aircraft in a careless or reckless manner so as to endanger the life or property of another,” the court agreed that “the weaponized devices shown on the YouTube videos at least give rise to questions about possible danger to life or property.” Id. (quoting 14 C.F.R. § 91.13).
The Court disagrees that this case “highlights, as argued by Mr. Boggs—and now the FAA—that questions involving the regulation of the flight of unmanned aircraft should be resolved by Federal courts.” [DN 17 at 2.] Rather, Huerta concerned the FAA's authority to exercise its subpoena power and its ability, pursuant to 29 U.S.C. § 46101(b), to seek judicial enforcement of those subpoenas in federal court. Huerta, 2016 WL 3919799, at *2. That Court did not make the ultimate determination that the defendants' unmanned aircrafts were in fact subject to FAA regulations. In fact, the court expressed serious skepticism as to whether all unmanned aircrafts are subject to FAA regulation. Id. at *4 (“Were this a penalty enforcement action against the [defendants] for flying drones on their own property, I could see that the [defendants] have raised substantial questions about the scope of the FAA's regulatory enforcement authority.”) Rather, the court merely held that, “[e]ven if a good faith argument might be made that the devices at issue here could fall outside the definitional scope of the term “aircraft,” the FAA has a legitimate purpose at the least to acquire more information by means of investigation....” Id. at *3. But even if Boggs is correct that his unmanned aircraft is subject to federal regulation, as the Court noted above, the fact remains that the FAA has not sought to enforce any such regulations in this case. Moreover, FAA regulations, at most, would constitute ancillary issues in this case, in which the heart of Boggs' claim is one for damage to his unmanned aircraft under Kentucky state law.
The second factor asks whether the federal issue, provided that one exists, is important. Mikulski, 501 F.3d at 570. If, as Boggs suggests, a state court is ultimately required to interpret or apply federal law, it will be for the limited purpose of determining whether his unmanned aircraft was on Merideth's property such that Meredith could have been privileged in damaging Boggs' chattel. “This question does not implicate any broader or more substantial issue,” id. at 571, as Boggs argues. Moreover, even that determination “does not necessarily even resolve all aspects of the present case,” id., because, as Meredith points out, a state court would still have to address the other requirements for application of the privilege, such as the reasonable belief in the need to defend property and the reasonable infliction of harm to the chattel. [DN 16 at 5]. See Restatement (Second) of Torts § 260 (1965) (The actor's conduct must be, or “reasonably believed to be, necessary to protect the actor's land ... and the harm inflicted [must] not [be] unreasonable as compared with the harm threatened.”). These are issues entirely within the purview of the state court in applying its law on privileges. Though Boggs argues that Congress and the FAA have been actively involved in modern drone regulation, [DN 15 at 10–11], the federal government's ability to regulate unmanned aircrafts will “not [be] affected by the resolution of the dispute between these two parties.” Mikulski, 501 F.3d at 570. Accordingly, the Court “find[s] it more likely than not that this particular question is not particularly important to the federal government.” Id. at 571.
*6 The third factor, whether a resolution of the federal issue is dispositive of the case, id. at 570, also weighs against a finding of substantiality. As the Court noted above, whether Boggs' unmanned aircraft was on Merideth's property would be only one question in the analysis of whether Merideth's actions were privileged by a reasonable belief in the need to protect his land. For instance, regardless of what a state court determined in that regard, it could still be that the privilege does not apply because other required elements are not met. If the privilege does not apply, Boggs' claim will then depend on whether he proved the elements of his prima facie case. Accordingly, a resolution of this issue “may, but will not necessarily,” decide Boggs' trespass to chattels claim. Id. at 571.
The fourth and final factor asks whether resolution of “the federal question will control numerous other cases.” Id. at 570. In other words, this factor looks to whether the federal issue is “anomalous or isolated.” Id. Neither the Court nor the parties are aware of any other pending suits involving the issue of whether an unmanned aircraft was operating on federal or personal property, [see DN 15 at 11], and it therefore it does not appear to the Court that this question will “control” many future cases. Boggs contends, however, that a resolution of the issue will “control and even prevent future cases,” and “will provide legal clarity to property owners and aircraft operators.” [Id.] Even assuming, for argument's sake, that Boggs is correct, the Court nonetheless finds that, because the other three factors weigh against a finding that the federal issue is substantial, this factor is insufficient to tip the balance. In sum, while resolution of this question might be important to the parties, it lacks significance to the federal system as a whole, and therefore does not meet the substantiality requirement.
4. Capable of Resolution in Federal Court Without Disrupting the Federal-State Balance Approved by Congress
It follows from an analysis of the foregoing three requirements that Grable's fourth requirement is also not met here. “That requirement is concerned with the appropriate ‘balance of federal and state judicial responsibilities.’ ” Gunn, 133 S. Ct. at 1068 (citing Grable, 545 U.S. at 314). As the Court held above, no substantial federal issue exists here. Though, as Boggs argues, the federal government “has exclusive sovereignty of airspace of the United States,” 49 U.S.C. § 40103, that sovereignty is not a significant issue in the determination of whether Merideth intentionally intermeddled with Boggs' chattel under Kentucky law. Ingram Trucking, 372 S.W.3d at 872 (quoting Restatement (Second) of Torts § 217 (1965)). Accordingly, using a federal forum to resolve Boggs' garden variety state tort claim is inappropriate, and the appropriate balance of federal and state judicial responsibilities favors dismissal of Boggs' trespass to chattels claim for lack of federal question jurisdiction. Gunn, 133 S. Ct. at 1068.
B. Boggs' Request for Declaratory Judgment
Boggs additionally seeks declaratory relief in this case pursuant to 28 U.S.C. § 2201. [DN 1 at 2.] Specifically, Boggs seeks a declaration that his unmanned aircraft is an “aircraft” under federal law, that he was flying his unmanned aircraft in federal airspace, that the aircraft was therefore not flying on Merideth's property, that Boggs did not infringe on Merideth's reasonable expectation of privacy, and that property owners cannot shoot at unmanned aircrafts flying in federal airspace. [DN 1 at 7–8.] Boggs argues in his response that, after finding federal question jurisdiction is proper over Boggs' trespass to chattels claim, the Court may exercise supplemental jurisdiction over Boggs' claims for declaratory relief. [DN 15 at 13]; 28 U.S.C. § 1367. However, as the Court concluded above, it does not have federal question jurisdiction over Boggs' trespass to chattels claim. Accordingly, the Court must determine whether some other mechanism provides it with jurisdiction over Boggs' declaratory judgment action. See United States v. Field, 756 F.3d 911, 914 (6th Cir. 2014) (“ ‘Supplemental’ or ‘pendant’ jurisdiction applies to claims asserted in a pending federal court case.” (emphasis added)).
*7 But, as Merideth points out, the purpose of the Declaratory Judgment Act “is to create a remedy for a preexisting right enforceable in federal court. It does not provide ‘an independent basis for federal subject matter jurisdiction.’ ” Michigan Corr. Org. v. Michigan Dep't of Corr., 774 F.3d 895, 902 (6th Cir. 2014) (citing Toledo v. Jackson, 485 F.3d 836, 839 (6th Cir. 2007); Skelly Oil, 339 U.S. at 671–72). Rather, in order for this Court to have subject matter jurisdiction over an action for declaratory judgment, it must be that, “at the time of the lawsuit, one of the parties already could bring a ‘coercive’ action that Congress authorized the federal courts to hear.” Id. (citing Medtronic, Inc. v. Mirowski Family Ventures, LLC, 134 S. Ct. 843, 848 (2014) (Courts “ask whether ‘a coercive action’ brought by ‘the declaratory judgment defendant’ ... ‘would necessarily present a federal question.’ ”)); Franchise Tax Bd., 463 U.S. at 19 (“Federal courts have regularly taken original jurisdiction over declaratory judgment suits in which, if the declaratory judgment defendant brought a coercive action to enforce its rights, that suit would necessarily present a federal question.”) See also Chase Bank, 695 F.3d at 554 (“In the declaratory-judgment context, whether a federal question exists is determined by reference to a hypothetical non-declaratory suit (i.e., a suit for coercive relief) between the same parties; if a federal question would appear in the complaint in this hypothetical suit, federal jurisdiction exists over the declaratory-judgment action.”) Although Boggs identified this standard in his response, neither he nor Merideth applied the standard in their briefs to the Court. [See DN 14; DN 15 at 14; DN 16.]
“A party may bring a ‘coercive action’ only when a private right of action authorizes the party to seek ‘an immediately enforceable remedy like money damages or an injunction.’ ” Michigan Corr. Org., 774 F.3d at 902 (quoting Skelly Oil, 339 U.S. at 671). Accordingly, the relevant inquiry for the Court here is whether, if one of the parties brought a coercive action against the other if declaratory judgments were not available, a federal issue would inhere on the face of that hypothetical complaint.
Other than the coercive action Boggs did bring, that is, his claim for trespass to chattels, over which the Court has determined it does not have federal question jurisdiction, Boggs has pointed to no other private right of action he could assert against Meredith for harm to his unmanned aircraft, and the Court can think of none. At most, Boggs cites in his complaint to 18 U.S.C. § 32, a criminal statute which makes it a felony to willfully “set[ ] fire to, damage[ ], destroy[ ], disable[ ], or wreck[ ] any aircraft in the special aircraft jurisdiction of the United States or any civil aircraft used, operated, or employed in interstate, overseas, or foreign air commerce.” [DN 1 at 6 (citing 18 U.S.C. § 32).] However, “[a] party may bring a ‘coercive action’ only when a private right of action authorizes the party to seek ‘an immediately enforceable remedy like money damages or an injunction.’ ” Michigan Corr. Org., 774 F.3d at 902 (citing Skelly Oil, 339 U.S. at 671) (emphasis added). This criminal statute affords private citizens no such authorization. Therefore, any coercive action Boggs could bring cannot serve as the basis for federal question jurisdiction over his declaratory judgment action.
With regard to potential coercive actions that Merideth could bring, two causes of action appear plausible to the Court based on the declaratory relief Boggs seeks. These are invasion of privacy and trespass, both tort claims under Kentucky law.1 Under Kentucky law, the right of privacy can be invaded by “(a) unreasonable intrusion upon the seclusion of another ...; or (b) appropriation of the other's name or likeness ...; or (c) unreasonable publicity given to the other's private life ..., or (d) publicity that unreasonably places the other in a false light before the public ...” McCall v. Courier-Journal & Louisville Times Co., 623 S.W.2d 882, 887 (Ky. 1981) (quoting the Restatement (Second) of Torts (1976)).
*8 Trespass [under Kentucky law] is an intended or negligent encroachment onto another's property that is not privileged.” Dickens v. Oxy Vinyls, LP, 631 F. Supp. 2d 859, 864 (W.D. Ky. 2009) (citing Rockwell Int'l Corp. v. Wilhite, 143 S.W.3d 604, 619–20 (Ky. Ct. App. 2003)). Specifically, trespass “focuses on an object or thing entering a person's property and interfering with his or her possession or control.” Id. (citing Bartman v. Shobe, 353 S.W.2d 550, 555 (Ky. 1962)). But whether or not either of these claims “necessarily raises” a disputed federal issue, for largely the same reasons as Boggs' trespass to chattels claim, these hypothetical invasion of privacy and trespass claims fail Grable's “significant federal issues” analysis for lack of substantiality. Specifically, as with Boggs' trespass to chattels claim, whether Boggs' aircraft was on Merideth's property or federal property is not significant to the federal system as a whole. Gunn, 133 S. Ct. at 1066.
Again, as the Court already discussed above, the FAA is not involved in this case, nor is the Court convinced that a federal question, if one exists in these hypothetical actions, is “important” to the federal government. See Mikulski, 501 F.3d at 570. Next, a determination of the property on which Boggs was flying his unmanned aircraft would not be dispositive of an invasion of privacy or trespass claim. See id. For instance, if a court determined that Boggs' aircraft was flying on Merideth's property, those claims would still require a determination of whether any such intrusion was “unreasonable” or interfered with Merideth's possession or control of his land. Finally, there is again no evidence that resolution of this issue would control other cases. Id. Unlike in Grable, the hypothetical Plaintiff here, Merideth, would not “premise” his state law invasion of privacy or trespass claims on a violation of federal law. Grable, 545 U.S. at 314. Rather, these hypothetical claims would sound in “garden-variety state tort” law. Hampton, 683 F.3d at 712. Moreover, the law is clear that “[t]he mere presence of a federal issue in a state law cause of action does not automatically confer federal question jurisdiction, either originally or on removal.” Mikulski, 501 F.3d at 565. Therefore, even if a potential federal issue here is “significant to the particular parties in the immediate suit,” Gunn, 133 S. Ct. at 1066, it does not satisfy Grable's requirement that the issue be significant to the overall federal system. Accordingly, here, “[n]ot one of these potential sources of rights ... supplies the requisite jurisdiction for this action,” Michigan Corr. Org., 774 F.3d at 902, and therefore federal question jurisdiction over Boggs' claim for declaratory judgment also does not exist.
CONCLUSION
For the foregoing reasons, Defendant's motion to dismiss for lack of subject matter jurisdiction [DN 14] is GRANTED. The Court will enter a separate Order and Judgment consistent with this Memorandum Opinion.

All Citations

Not Reported in Fed. Supp., 2017 WL 1088093

Footnotes

A coercive action by Merideth against Boggs for invasion of privacy arises under state, rather than federal law, because only “government actors [are] subject to the strictures of the Fourth Amendment['s]” reasonable expectation of privacy standard. Ferguson v. City of Charleston, 532 U.S. 67, 76 (2001). No government actor is involved in this case.

2.4.1.3.2 Ruiz v. Forman ("The Swerve Case") 2.4.1.3.2 Ruiz v. Forman ("The Swerve Case")

Did the defendant do the right thing in this case? Must he pay damages?

Armando RUIZ, Appellant, v. Roy L. FORMAN, Appellee.

No. 6378.

Court of Civil Appeals of Texas, El Paso.

Oct. 9, 1974.

Rehearing Denied Oct. 30, 1974.

L. Taylor Zimmerman, Bluford B. Sanders, Jr., El Paso, for appellant.

Robert E. Rosenberg, El Paso, for appel-lee.

OPINION

WARD, Justice.

This is a case concerning trespass to property. The non-negligent defendant appeals from the granting of a judgment non obstante veredicto, which awarded the plaintiff his damages when the defendant in order to avoid a collision with a third party intentionally swerved his own vehicle off of the highway and onto the plaintiff’s property and caused damages thereto. We affirm.

The plaintiff, Roy L. Forman, filed suit to recover for damages caused when the automobile of Armando Ruiz struck a sign and certain personal property on the plaintiff’s premises located on the north side of Alameda Street in El Paso. The plaintiff alleged that various acts of negligence were committed by the defendant and alternatively alleged that the defendant committed a trespass by unlawfully going onto the property leased by the plaintiff where the damages occurred. Upon trial to a jury, the defendant Ruiz was absolved of all acts of negligence but it also found that the plaintiff suffered damages to his property in the amount of $270.00. No issues were requested and none were submitted concerning the plaintiff’s allegations of trespass. After the jury returned the verdict, the plaintiff moved for judgment non obstante veredicto on the grounds that the evidence clearly showed that the defendant intentionally entered the plaintiff’s property and thereby caused him damage. The trial Court granted the plaintiff’s motion and entered judgment against the defendant specifically finding in the judgment that the defendant, Armando Ruiz, having testified that he entered into plaintiff’s premises in order to avoid a collision caused the damage to the plaintiff’s property and was liable.

For reasons not apparent, the parties entered into a stipulation as to the cause of the plaintiff’s damages even though the case was fully developed by their testimony *818at the trial. The stipulation is to the effect that the defendant, with his automobile on or about February 27, 1973, when he was forced to swerve to avoid a collision with a truck, did strike and damage the property of the plaintiff. This indicates on first reading that the driving upon the plaintiff’s land was intentional. This is the interpretation made of the stipulation by the plaintiff on this appeal. This places the defendant within the terms of Section 197, Restatement (Second) of Torts, which provides as follows:

“(1) One is privileged to enter or remain on land in the possession of another if it is or reasonably appears to be necessary to prevent serious harm to
(a) the actor, or his land or chattels,
“(2) Where the entry is for the benefit of the actor or a third person, he is subject to liability for any harm done in the exercise of the privilege stated in Subsection (1) to any legally protected interest of the possessor in the land or connected with it, * * * .”

If the action of the defendant was intentional and Section 197 applies, then our case is quite similar to two of the illustrations under Section 197. Illustration 3 is to the effect that: A, an aviator, while carefully and skillfully operating his airplane makes a forced landing on B’s field in the reasonable belief that it is necessary to do so for the protection of himself and his plane. A is not liable for his mere entry, but under the statement in Subsection (2) is subject to liability for any harm thereby caused to B or to B’s buildings, crops or other belongings. Illustration 13 is also applicable: While A is canoeing on a navigable river, he is suddenly overtaken by a violent storm. To save himself and his canoe from destruction, A lands on B’s dock and pulls his canoe up onto the dock. In getting on B’s dock or in placing his canoe there, A damages the dock. Although A’s entry is privileged, he is liable to B for the harm so ■ occasioned, Since the entry was intentional, the actor is liable for the damage resulting therefrom however justifiable the entry, and even though it might have been made to save the actor’s life. The culpable or moral fault, if any, is said to be attributed to the actor’s refusal to pay for the damage done in the course of serving his own interests rather than in what he did. The legal fault centers around the notion that there was an intentional invasion of a legally protected interest. Keeton and Jones, 39 Texas L.Rev. 255. The above would afford a basis for a simple affirmance of the case.

The matter becomes involved however due to the testimony offered at the trial which is not contrary to the stipulation but which adds facts not contained in the stipulation. From this evidence it appears that defendant Ruiz was driving his car westerly in the outside lane of Alameda Street and that a Mr. Woodard was driving a truck in the inside lane westerly just ahead of the defendant Ruiz. The defendant testified that as he approached the truck it suddenly swerved into his lane of traffic forcing him to slam on his brakes and veer to the right. He stated that he “consciously and intentionally turned his wheels to the right to avoid hitting the truck.” He then ran onto the gravel shoulder of the road where he lost all control of his car and continued on to where he struck the plaintiff’s property. The Appellant argues that these facts present an entry or invasion which is both non-intentional and as found by the jury non-negligent. Such an entry fits within the terms of Section 166, Restatement (Second) of Torts, entitled: Non-liability for Accidental Intrusions. That section provides that an unintentional and non-negligent entry on land of another by one not engaged in an abnormally dangerous activity does not subject the actor to liability to the possessor even though the entry causes harm to the possessor. Section 166 was applied in First City National Bank of Houston v. Japhet, 390 S.W.2d 70 (Tex.Civ.App.—Houston 1965, writ dism’d), where the mo*819torist suffered a heart attack, immediately-lost consciousness and his car ran onto the plaintiff’s land. Under such circumstances, the Court held that the weight of authority and better reasoning would prevent liability.

The Appellant would have us apply the rule from the Japhet case to our fact situation. This we are unable to do because of the position adopted by our Texas Supreme Court in Mountain States Telephone and Telegraph Company v. Vowell Construction Company, 161 Tex. 432, 341 S.W.2d 148 (1960). There, the defendant’s scraper was deliberately and intentionally used to make a cut to a designated sub-grade. The scraper cut the plaintiff’s telephone cable which was underground and the defendant was held liable for the invasion and destruction of the plaintiff’s property right.

A similar situation was presented in Schronk v. Gilliam, 380 S.W.2d 743 (Tex.Civ.App.—Waco 1964, no writ). There, the defendant was held liable for damages to the plaintiff’s land caused by poison dropped from an airplane. The defendant was held to have trespassed upon the plaintiff’s land because he had intended the act which caused the trespass although he did not intend for the poison to fall on the plaintiff’s land.

As pointed out in the Japhet case, in both Mountain States Telephone and Telegraph Company v. Vowell Construction Company and Schronk v. Gilliam, the defendant intended the act which resulted in the trespass, although there was no intentional invasion of the plaintiff’s property. In each instance, the defendant was held liable. In the case before us, Armando Ruiz intentionally turned his automobile off the road and this caused the invasion of the plaintiff’s property. He intended the act which resulted in the trespass even though he did not intend to invade the plaintiff’s land or inflict damages upon the plaintiff. He is therefore liable.

Possibly some comfort can be afforded the Appellant by Professor Prosser who anticipates that Texas will abandon its present position. Prosser, Torts 4th Ed., at 64. • This is for the Texas Supreme Court to decide.

For the reasons stated, the judgment of the trial Court is affirmed.

2.4.1.3.3 Garner v. Kovalak ("The Swerve Redux Case") 2.4.1.3.3 Garner v. Kovalak ("The Swerve Redux Case")

Is this case like the preceding case, Ruiz? How and how not?

Terry GARNER, Appellant-Plaintiff, v. Eric KOVALAK, Appellee-Defendant.

No. 71A03-0403-CV-131.

Court of Appeals of Indiana.

Nov. 12, 2004.

*312Brooks J. Grainger, The Law Firm of Krisor & Associates, South Bend, IN, Attorney for Appellant.

OPINION

MAY, Judge.

Terry Garner appeals the small claims court's judgment in favor of Eric Kovalak. Garner raises one issue, which we restate as whether the court erred when it determined Kovalak was not liable to Garner for the damage Kovalak caused to Garner's trees when Kovalak swerved into Garner's yard to avoid a car crash. We affirm.

FACTS AND PROCEDURAL HISTORY

Garner and his wife, Elizabeth, own a property in St. Joseph County that measures just over four acres. Along the north and east sides of the property, next to the roadway, are trees that measure twenty to twenty-five feet tall. At about noon on September 29, 2008, Kovalak was driving on the road adjacent to the Garners' property when a brown Cadillac driven by an unidentified driver swerved over the centerline and into Kovalak's lane. To avoid the Cadillac, Kovalak drove onto the Garners' property. Kovalak avoided the Cadillac, but he knocked down two of the *313Garners’ trees. Garner obtained an estimate that removal and replacement of the damaged trees would cost $1,500.00.

On November 25, 2003, Garner filed a small claims action against Kovalak for the damaged trees. After a bench trial, the court entered judgment for Kovalak in an order that stated simply: “After due consideration, the Court finds that judgment should be and is entered in favor of [Kova-lak] and against [Garner].” (App. at 17.)

DISCUSSION AND DECISION

As an initial matter, we note Ko-valak did not file an appellee’s brief. When an appellee fails to file a brief, we may reverse the trial court’s decision if the appellant demonstrates a prima facie case of reversible error. Wright v. Wright, 782 N.E.2d 363, 366 (Ind.Ct.App.2002). Prima facie means “at first sight, on first appearance, or on the face of it.” Thurman v. Thurman, 111 N.E.2d 41, 42 (Ind.Ct.App. 2002). This rule relieves us of the burden of controverting appellant’s arguments for reversal, which is a burden that properly rests with the appellee. Wright, 782 N.E.2d at 366. It does not, however, relieve us of “our obligation to decide the law as applied to the facts in the record in order to determine whether reversal is required.” Vukovich v. Coleman, 789 N.E.2d 520, 525 n. 4 (Ind.Ct.App.2003).

Because the rules of small claims court make trials therein informal, “with the sole objective of dispensing speedy justice between the parties according to the rules of substantive law,” Ind. Small Claims Rule 8(a), we review the court’s procedural and evidentiary decisions with deference. Lae v. Householder, 789 N.E.2d 481, 483 (Ind. 2003). However, we review de novo a small claims court’s decisions regarding substantive law. Id. Judgments of small claims courts are “subject to review as prescribed by relevant Indiana rules and statutes.” Id. (quoting S.C.R. 11(A)).

Garner claims the court should have found Kovalak responsible for the damage to his trees under the theory of trespass quare clausum fregit. 1 Under that theory:

[I]t is necessary for the plaintiff to prove only that he was in possession of the land and that the defendant entered thereon without right, such proof entitling the plaintiff to nominal damages without proof of injury, and upon additional proof of injury to products of the soil, the plaintiff is entitled to compensatory damages.

Hawke v. Maus, 141 IndApp. 126,131, 226 N.E.2d 713, 717 (1967).

Garner testified that he and his wife own the land on which Kovalak drove and the trees Kovalak damaged. Garner also testified he did not give Kovalak permission to enter his property on the day of the accident, and he presented an estimate indicating the damage was $1,500.00. Ko-valak acknowledged his vehicle hit two of Garner’s trees. Based on that testimony it appears uncontested that Garner possessed the land, Kovalak entered without right, and $1500 worth of damage was caused to Garner’s “products of the soil.” Id. Accordingly, Garner demonstrated all the elements required for recovery under the theory of trespass quare clausum fre-git.

However, a trespasser cannot be held liable unless a voluntary act caused his entry onto the plaintiffs property. As we explained in Hawke:

*314In order to be liable for a trespass on land ..., it is necessary only that the actor intentionally be upon any part of the land in question. It is not necessary that he intend to invade the possessor's interest in the exclusive possession of his land and, therefore, that he know his entry to be an intrusion. The intention which is required to make the actor liable under the rule stated in this Section is an intention to enter upon the particular piece of land in question, irrespective of whether the actor knows or should know that he is not entitled to enter.
Although it is not necessary that the trespasser intend to commit a trespass or even that he know that his act will constitute a trespass, it is required for trespass that there be an intentional act and an intent to do the very act which results in the trespass.
The driver of an automobile who suddenly loses control of his car because he is seized with a heart attack, a stroke, a fainting spell, is not liable unless he knew that he was likely to become ill, in which case he is to be found negligent in driving the car at all. The same conclusions are reached when the defendant's car is struck by another vehicle and thrown out of control.

Id. at 129-30, 226 N.E.2d at 715-16 (internal citations and quotations omitted).

Thus, the question before us is whether Kovalak's act, swerving his vehicle onto Garner's property to miss an on-coming car that had crossed the centerline and entered Kovalak's lane, was "intentional" or "unintentional." Kovalak testified he used both hands to turn his truck right to avoid the Cadillac and he left the road such that the closest his truck came to the Cadillac was "15 to 25 feet." (App. at 14.) Garner cites that testimony as proof Kova-lak intentionally drove onto Garner's property. We disagree.

Kovalak's testimony indicated he was driving on the highway at fifty-five miles per hour when an on-coming car crossed over his lane into the grass on his side of the road and then back into his lane. He claimed he swerved to prevent a head-on collision. The police report indicates the officer "photographed the tire marks left by the unidentified vehicle." (Defendant's Exhibit A at 4.) Kovalak's insurer found he was not responsible for the accident because an unidentified driver ran him off the road. Given those facts, we cannot say the trial court erred in implicitly finding the act of another caused Kovalak to leave the road and enter the Garners' property, and that Kovalak's act was therefore unintentional. See, eg., State v. Magnuson, 488 N.E.2d 743, 750 (Ind.Ct.App.1986) (The record contained evidence from which the trier of fact could determine the driver had no time for deliberation, and therefore an instruction on sudden emergency was not unwarranted.), reh'g denied, trans. denied.

Nor can we say as a matter of law that Kovalak's decision to steer his truck to the right to avoid a head-on collision was an "intentional" act. An intentional act is one "resulting for the actor's will directed to that end." Black's Law Dictionary 25 (7th ed.1999). "An act is intentional when foreseen and desired by the doer, and this foresight and desire resulted in the act through the operation of the will." Id. An act done intentionally is also done voluntarily. Id. at 1569. An act is voluntary if it is "not constrained, impelled or influenced by another." Webster's 3rd New International Dictionary Unabridged 2564 (G. & C. Merriam Co.1976). As a trier of fact could reasonably find Kovalak's action was impelled by the brown Cadillac, we *315decline to hold as a matter of law his act was intentional.

Affirmed.

SHARPNACK, J., and BAILEY, J., concur.

2.4.2 to Chattel 2.4.2 to Chattel

2.4.2.1 Restatement Sec. 217, on Trespass to Chattel 2.4.2.1 Restatement Sec. 217, on Trespass to Chattel

A trespass to a chattel may be committed by intentionally
  • (a) dispossessing another of the chattel, or
  • (b) using or intermeddling with a chattel in the possession of another.

Restatement (Second) of Torts § 217 (1965)

2.4.2.2 NW Media Holdings Corp. v. IBT Media ("The Computer Tort Case") 2.4.2.2 NW Media Holdings Corp. v. IBT Media ("The Computer Tort Case")

What is the difference between conversion and trespass to chattels?

NW MEDIA HOLDINGS CORP., Newsweek LLC,Newsweek Digital LLC,Newsweek Magazine LLC,Newsweek Publishing LLC,NW Digital LLC,NW Magazine LLC, Plaintiff,
v.
IBT MEDIA INC.,Olivet University, World Olivet Assembly, Inc.,Etienne UZAC, David Jang, Younseok Choi, Defendant.
No. 652344/2022.
March 22, 2023.
*1 Part 60M
Motion Date 12/15/2022
Motion Seq. No. 008
Decision + Order on Motion
Present: Hon. Melissa A. Crane, Justice.
The following e-filed documents, listed by NYSCEF document number (Motion 008) 65, 66, 67, 68, 69, 88, 97, 98, 99, 117 were read on this motion to/for DISMISS.
In Motion Seq. No. 08, Defendant Younseok Choi a/k/a Titus Choi (“Defendant” or “Choi”) moves, pursuant to CPLR 3211(a)(7), to dismiss the complaint's causes of action for conversion, trespass to chattels, and conspiracy against him.
For the following reasons, Defendant's motion to dismiss in this action, NW Media Holdings Corp., et al. v IBT Media Inc., et al., is granted in part and denied in part.1
FACTUAL AND PROCEDURAL BACKGROUND
This action is one of a series of cases between the former and current owners of the magazine and media business Newsweek. The complaint in this case alleges that after Plaintiff NW Media Holdings Corp. (“NW Media”) purchased Newsweek from Defendant IBT Media Inc. **2 (“IBT”), the Defendants conspired to destroy millions of pages of Newsweek data on a Google Workspace (“Workspace”) in contravention of a litigation hold.
In particular, the complaint alleges that following the separation of IBT and Newsweek, Newsweek continued to maintain data for both companies in the “Newsweek Google Workspace” that is “exclusively owned by Newsweek” (Complaint, ¶ 141 n 9 [NYSCEF Doc. No. 68]). Plaintiffs allege that “[a]t all relevant times, Plaintiffs had a possessory right and interest in the electronic data, including all user accounts, emails, and documents stored in the Newsweek Google Workspace” (Complaint, ¶ 200). Nevertheless, Plaintiffs allege that current IBT chief executive officer Jonathan Davis (“Davis”) and IBT employee Choi continued to have access to the Workspace following the sale of Newsweek, despite NW Media not employing them (see Complaint, ¶¶ 145, 151). Plaintiffs further allege that after Newsweek issued a litigation hold in August 2020, Defendant David Jang (“Jang”)2 directed Defendant Etienne Uzac (“Uzac”)--the former chief executive officer of IBT--to “orchestrate the deletion of [problematic] documents and information from IBT accounts located in Newsweek's Google Workspace” (Complaint, ¶¶ 143-145).
*2 Plaintiffs allege that after Davis first used his IBT account credentials to access and export data, the “IBT conspirators” directed the deletion of documents and communications “associated with Newsweek's former management team” (Complaint, ¶¶ 146-150). Specifically, on August 21, 2020, Davis allegedly directed Choi to “ ‘clean up’ the files,” and Choi's IBT account subsequently logged into the Workspace and “deleted 271 user accounts and all of their contents” **3 (Complaint, ¶¶ 151-152, 202). Then, on August 24, 2020, “Choi separately deleted the user accounts associated with [Uzac] (e.uzac@ibt.com), who was the CEO and President of IBT during much of the period it owned and operated Newsweek, and Marion Kim (marion@ibt.com), IBT's Director of Finance and CFO during the same period” (Complaint, ¶ 153). Overall, Choi allegedly deleted approximately 1.8 terabytes' worth of data at the direction of Jang and Davis (Complaint, ¶¶ 154, 157).
Plaintiffs subsequently filed the complaint. The complaint alleges causes of action against Choi for conversion (Count III), trespass to chattels (Count V), conspiracy as to conversion (Count IV), and conspiracy as to trespass to chattels (Count VI).
DISCUSSION
Choi has moved to dismiss all causes of action against him pursuant to CPLR 3211(a)(7) for failure to state a cause of action. The court grants dismissal as to the trespass to chattels claim and the associated conspiracy, but otherwise the court denies dismissal.
1. Trespass to Chattels
Choi first moves to dismiss the claim for trespass to chattels on the basis that the allegations within the complaint, if anything, allege conversion rather than trespass to chattels. Choi is correct. In order to state a cause of action for trespass to chattels, a plaintiff must allege “(1) intent, (2) physical interference with (3) possession (4) resulting in harm” (DeAngelis v Corzine, 17 F Supp 3d 270, 283 [SDNY 2014]; Lavazza Premium Coffees Corp. v Prime Line Distributors Inc., 575 F Supp 3d 445, 474 [SDNY 2021] [“Under New York Law, [a] trespass to chattel occurs when a party intentionally damages or interferes with the use of property belonging to another.”] [citations and internal quotation marks omitted]; School of Visual Arts v Kuprewicz, 3 Misc 3d 278, 281 [Sup Ct, NY County 2003]). A plaintiff must show that the “condition, quality, or value” of the chattel **4 was “diminished” as a result of the defendant's actions or that the plaintiff was deprived of use of the chattel “for a substantial time” (Twin Sec., Inc. v Advocate & Lichtenstein, LLP, 113 AD3d 565, 565 [1st Dept 2014]; School of Visual Arts, 3 Misc 3d at 281).
A cause of action for trespass to chattels “overlaps with a claim for conversion” (Lavazza, 575 F Supp 3d at 474). However, the two causes of action are distinct. Allegations that the defendant “merely interfered with the plaintiff's property” are “properly construed as an action to recover for trespass,” while allegations of “destruction or taking of the property” amount to a claim for conversion (see Douglas v Abrams Children Books, 2014 WL 12909009, *7 [SDNY Sept 26, 2014] [granting in part motion to dismiss, finding the complaint “state[s] a claim for conversion, not an ‘injurious trespass of Chattel’ ”] [citing Sporn v MCA Records, 58 NY2d 482 (1983)]; see also Manhattan Sports Restaurants of America, LLC v Lieu, 137 AD3d 504, 504 [1st Dept 2016] [finding allegations stated cause of action for trespass to chattels but not conversion since it was “not alleged that defendant exercised dominion and control” over the chattels]; Fischkoff v Iovance Biotherapeutics, Inc., 339 F Supp 3d 408, 414 [SDNY 2018] [finding that “pure copying of electronic files without more” did not state a claim for conversion]).
Plaintiffs contend that allegations of destruction of data suffice to state a claim for trespass to chattels in addition to their claim for conversion (see Mem. in Opposition, NYSCEF Doc. No. 97, p. 41). However, Plaintiffs cite no appellate authority in support of this proposition. Instead, they rely on New York state trial court and federal court orders. Meanwhile, a review of these cases actually sharpens the distinction between the two causes of action in situations involving electronic data. Accordingly, “trespass to chattels” in the context of electronic data often include interference that causes damage to computer systems or involves the sending of unsolicited content (see e.g. Spa World Corp. v Lipschik, 2010 WL 11632681, *13 [EDNY Sept 9, 2010] [denying **5 dismissal of trespass to chattels claim where defendants allegedly installed malicious Trojan virus on plaintiff's website, requiring a shutdown of the computer system]; School of Visual Arts v Kuprewicz, 3 Misc 3d 278, 281 [Sup Ct, NY County 2003] [denying dismissal of trespass to chattels claim where defendant caused “unsolicited e-mails” to be sent to plaintiff which “depleted hard disk space, drained processing power, and adversely affected other system resources”]).
*3 Plaintiffs do cite cases in which trespass to chattels claims have proceeded involving the mere deletion of data. Rather, these cases also involved interference with physical devices containing that data [see e.g. Banach v The Dedalus Foundation, Inc., 2012 WL 251567 [Sup Ct, NY County Jan 18, 2012] [denying motion to dismiss trespass to chattel counterclaim where defendant alleged that plaintiff “intentionally deleted hard drive data on the computers it provided her to work from home”]; Cohen v Gerson Lehrman Group, Inc., 2011 WL 4336683, at **7-9 [SDNY Sept 15, 2022] [denying motion for summary judgment dismissing conversion and trespass to chattels claims where the defendant allegedly “engaged in unauthorized access to his workplace computer and unlawfully deleted or modified the defendant's files”]; Advanstar Communications Inc. v Pollard, 2014 WL 4613020, *2-3 [Sup Ct, NY County Sept 16, 2014] [denying dismissal of trespass to chattels claim where counterclaim defendants allegedly “remotely wiped” his iPhone]).
Unlike in these cases, Plaintiffs have not alleged that Choi interfered with the Workspace in such a way that impinged its functioning, that Choi inserted unwanted data or that Choi deleted data directly off of Plaintiffs' own devices. Rather, the allegations in this Complaint are simply that Choi deleted 1.8 terabytes' worth of data off of the Workspace to the complete deprivation of Plaintiffs' access (see Complaint, ¶¶ 154, 202, and 221). If anything, that is a cause of action for conversion, not trespass to chattels (see Douglas v Abrams Children Books, 2014 WL 12909009, *7 [SDNY Sept 26, 2014]).
**6 2. Conversion
The court denies Defendant's motion to dismiss Plaintiffs' cause of action for conversion against him. To state a cause of action for conversion, a plaintiff is required to allege that they had legal ownership or a “superior right of possession” and that the defendant interfered with their right of possession (Grocery Delivery E-Servs. USA, Inc. v Flynn, 201 AD3d 585, 586 [1st Dept 2022]; Abrams v Pecile, 115 AD3d 565, 565-566 [1st Dept 2014]; NY Medscan, LLC v JC-Duggan Inc., 40 AD3d 536, 537 [1st Dept 2007]; Lemle v Lemle, 92 AD3d 494, 497 [1st Dept 2012] [“Conversion is the unauthorized assumption and exercise of the right of ownership over another's property to the exclusion of the owner's rights.”]). As discussed, a plaintiff states a cause of action for conversion, rather than the related cause of action for trespass to chattels, where a plaintiff alleges that the defendant actually destroyed the property rather than just interfered with it (Douglas v Abrams Children Books, 2014 WL 12909009, *7 [SDNY Sept 26, 2014] [citing Sporn v MCA Records, 58 NY2d 482, 487-488 (1983)]; cf. also Mountain & Isles, LLC v Gillz, LLC, 2019 N.Y. Slip Op. 30872[U], 7 [Sup Ct, New York County 2019] [noting that a conversion claim involving intangible property requires allegations that the plaintiff's rights were infringed somehow, such as being “excluded from using its intangible property”]).
Here, Defendant has failed to meet his burden on this motion to dismiss. Plaintiffs allege that they “had a possessory right and interest in the electronic data, including all user accounts, emails, and documents stored in the Newsweek Google Workspace” and that the “data and information contained in the Newsweek Google Workspace is exclusively owned by Newsweek” (Complaint, ¶¶ 141 n 9, 200). Plaintiffs further allege that “[n]one of the Defendants had the authority to destroy Plaintiff's' business records or take them for their own use” (Complaint, ¶ 207) and that on August 21 and 24, 2020, Choi “accessed, exercised control over, and destroyed **7 electronic data in the Newsweek Google Workspace without permission” (Complaint, ¶ 202). These allegations are sufficient to state a cause of action for conversion.
*4 Defendant's arguments to the contrary are unavailing. First, Defendant argues that the complaint does not actually allege that any of the Plaintiffs had a possessory interest in the data on the Workspace (Opening Mem., NYSCEF Doc. No. 66, p. 8). Defendant highlights the complaint's allegation that “the data and information contained in the Newsweek Google Workspace is exclusively owned by Newsweek” (id.; Complaint, ¶ 141, n 9). While Defendant is correct that Plaintiffs do not technically include an entity called simply “Newsweek,” the complaint appears in at least one place to use the term “Newsweek” to refer to Newsweek LLC, which is one of the plaintiff entities (see e.g. Complaint, ¶ 23 [“Plaintiff Newsweek LLC is a New York limited liability company . . . Newsweek was formed in connection with the sale of Newsweek magazine.”]). Second, the complaint explicitly alleges that “Plaintiffs” in general “had a possessory right and interest” in the data stored in the Workspace (Complaint, ¶ 200). Therefore, Defendant has not established entitlement to dismissal for failure to state a claim because, even if the complaint does allege that “Newsweek” had an interest, it also alleges that Plaintiffs in general had an interest in the data in the Workspace. Indeed, over all four cases, both sides have claimed a sole legal right to the data. Which side legally has that right is not subject to adjudication at this juncture.
Nor does the court accept Defendant's argument that Plaintiffs fail to allege that they were “exclusive” owners of the data (Opening Mem., p. 9). Nowhere in Defendant's opening or reply memoranda does Defendant cite any case law to support the argument that Plaintiffs need to allege an exclusive interest in the data to maintain a claim of conversion. Contrary to Defendant's assertion, Plaintiffs only are required to allege that they had legal ownership or a “superior right **8 of possession” (Grocery Delivery E--Services USA, Inc. v Flynn, 201 AD3d 585, 586 [1st Dept 2022] [emphasis added]; NY Medscan, LLC v JC-Duggan Inc., 40 AD3d 536, 537 [1st Dept 2007]; see also Abrams v Pecile, 115 AD3d 565, 565-566 [1st Dept 2014] [finding motion court should not have dismissed conversion claim because “Plaintiff has a possessory right or interest in the property . . . and there is evidence that defendant has interfered with that right by refusing a demand for the goods”] [emphasis added]). In any event, as discussed above, Plaintiffs have alleged that the data contained on the Workspace was “exclusively” owned by Newsweek (Complaint, ¶ 141, n 9). To the extent Defendant argues that allegations in the complaint “contradict” this claim of exclusive ownership (Reply Mem., NYSCEF Doc. No. 117, p. 6), these arguments present questions of fact not suited to adjudication on this motion (see Abrams, 115 AD3d at 566 [reversing summary judgment dismissal of conversion claim based on issue of fact as to whether property was jointly owned marital property]). Because Plaintiffs have alleged that they were exclusive owners of the Workspace data and had a possessory right to the data that Choi allegedly destroyed, Plaintiffs have stated a cause of action for conversion.
Similarly, the court rejects Defendant's argument that dismissal is warranted because he was authorized to delete the information (Opening Mem., p. 10). Choi's attorney argues that Choi “was expressly authorized by a 50% owner, director, and officer of NW Media to delete the user accounts at issue” (id.). Even though Davis, who was and remains a 50% owner of NW Media, allegedly directed Choi to delete the data (Complaint, ¶ 202), Plaintiffs have sufficiently alleged that they had a superior possessory interest in the material that Choi allegedly permanently deleted. Defendant has provided no case law to support the proposition that one 50% owner has the unfettered right to permanently destroy--themselves or through an agent--data in which the other 50% owner has a possessory interest.
**9 3. The Conspiracy Claims
Defendant additionally moves to dismiss Plaintiffs' causes of action for conspiracy. Defendant is correct that civil conspiracy is not an independent tort (Mamoon v Dot Net Inc., 135 AD3d 656, 658 [1st Dept 2016]). Therefore, to the extent Plaintiffs' cause of action for conspiracy against Choi is based on trespass to chattels that the court has dismissed, the conspiracy cause of action is also dismissed (see Abacus Federal Savings Bank v Lim, 75 AD3d 472, 474 [1st Dept 2010]).
*5 However, to the extent that Plaintiffs assert a cause of action for conspiracy based on the alleged conversion, Defendant's motion to dismiss is denied. The conversion claim that survives this motion to dismiss can serve as the underlying tort for the purposes of Plaintiffs' conspiracy claim.
A claim for civil conspiracy requires a plaintiff to plead, in addition to a primary underlying tort, “(1) an agreement between two or more parties; (2) an overt act in furtherance of the agreement; (3) the parties' intentional participation in the furtherance of a plan or purpose; and (4) resulting damage or injury” (Abacus Federal Savings Bank, 75 AD3d at 474). Defendant argues that Plaintiffs fail to meet this burden because the complaint does not allege that Choi “even communicated with Jang or Uzac about the Workspace accounts, let alone that he reached some relevant agreement with them” (Opening Mem., p. 12). However, Defendant has not provided any case law suggesting that Plaintiffs were required to allege specifically that Choi communicated with every other co-conspirator in order to allege that Choi was part of the overall conspiracy. Defendant acknowledges that the complaint alleges that “Davis, Choi's boss, directed him to delete accounts in [the] Workspace” (Opening Mem., p. 12 [citing Complaint, ¶ 151]). Further, the complaint alleges that Jang directed Uzac to orchestrate the deletion of documents and information **10 and that Uzac then coordinated with Davis to carry out the deletions” (Complaint, ¶ 145). This is sufficient to raise an inference of an agreement between these parties (see FIA Leveraged Fund Ltd. v Grant Thornton LLP, 150 AD3d 492, 495 [1st Dept 2017]).
Additionally, the complaint alleges colorable facts from which the court can infer, at this motion to dismiss stage, that Choi intentionally participated in furtherance of the alleged conspiracy by deleting data from the Workspace. Defendant is correct that Plaintiffs are required to allege “intentional participation in the furtherance of a plan or purpose” (Cohen Bros. Realty Corp. v Mapes, 181 AD3d 401, 404 [1st Dept 2020]. However, contrary to Defendant's argument, the complaint's allegation that “Choi was directed to ‘clean up’ the files by deleting any accounts that might contain information damaging to Jang or the Church” (Complaint, ¶ 151) is sufficient, for purposes of this motion, to allege that Choi was aware of the purpose of the deletions. As such, Defendant has failed to meet his burden to establish entitlement to dismissal at this juncture.
Lastly, Plaintiffs have sufficiently alleged that they incurred damages from the conspiracy through, among other things, the lost “value of the data destroyed,” as well as through the cost of a forensic investigation, and “related costs of [their] attempts to recover (unsuccessfully) the data destroyed by Defendants” (Complaint, ¶ 217).
The court has considered the parties' remaining contentions and finds them unavailing.
Accordingly, it is
ORDERED that Defendant Choi's motion, Motion Seq. No. 08, is granted to the extent that the causes of action for trespass to chattels (Count V) and conspiracy to trespass to chattels (Count VI) are dismissed; and it is further
ORDERED that Defendant's motion to dismiss is otherwise denied in its entirety; and it is further
*6 **11 ORDERED that Defendant Choi must serve an answer to the complaint within 20 days of the date of this decision and order.
03/22/2023
DATE
<<signature>>
MELISSA CRANE, J.S.C.

Footnotes

1
Choi also moved, using the same memorandum in support, in the related Pragad v Davis action, Index No. 652334/2022, to dismiss Pragad's claim for aiding and abetting breach of fiduciary duty claim against him. The court already denied Choi's motion, MS 05, in the Pragad action.
2
Jang's role is of limited relevance for purposes of this motion. For context, the complaint alleges that Jang is a “pastor and the founder of his own Christian sect called the Community” who allegedly has “close ties and effective control over [] companies owned by Community members, such as IBT” (Complaint, ¶ 29). The complaint alleges that, following the sale of Newsweek to NW Media, NW Media incurred “fees and costs related to threatened legal actions arising out of acts taken under IBT's former management” (Complaint, ¶ 13). It is unclear what litigation the August 2020 litigation hold was imposed for, but the complaint generally alleges that Jang directed the deletion of records that “might cause harm or embarrassment to him or his Church or subject IBT to liability” (Complaint, ¶ 16).