2 Constitutional Claims Against Individuals 2 Constitutional Claims Against Individuals

2.1 Introduction 2.1 Introduction

This chapter focuses on the doctrine governing civil rights claims against individuals. The relevant doctrine is organized according to the level of government for which the individual defendant works, beginning with state and local officials and moving to federal officials.

Constitutional claims against state and local officials are governed by 42 U.S.C. § 1983. Constitutional claims against federal officials are governed by the Bivens doctrine. Students studying this material should be mindful first of the entity for which an individual works - i.e., the source of the individual's authority - before proceeding with any analysis of the possible causes of action available against that individual.

The chapter then proceeds to consider doctrinal limitations and defenses available to individual defendants to civil rights actions.

2.2 Claims Against State and Local Officials 2.2 Claims Against State and Local Officials

2.2.1 "Under Color of Law" 2.2.1 "Under Color of Law"

2.2.1.1 42 U.S.C. § 1983 2.2.1.1 42 U.S.C. § 1983

Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress, except that in any action brought against a judicial officer for an act or omission taken in such officer's judicial capacity, injunctive relief shall not be granted unless a declaratory decree was violated or declaratory relief was unavailable. For the purposes of this section, any Act of Congress applicable exclusively to the District of Columbia shall be considered to be a statute of the District of Columbia.

Notes

Codification

R.S. §1979 derived from act Apr. 20, 1871, ch. 22, §1, 17 Stat. 13.

Section was formerly classified to section 43 of Title 8, Aliens and Nationality.

Amendments

1996—Pub. L. 104–317 inserted before period at end of first sentence ", except that in any action brought against a judicial officer for an act or omission taken in such officer's judicial capacity, injunctive relief shall not be granted unless a declaratory decree was violated or declaratory relief was unavailable".

1979—Pub. L. 96–170 inserted "or the District of Columbia" after "Territory", and provisions relating to Acts of Congress applicable solely to the District of Columbia.

Effective Date of 1979 Amendment

Amendment by Pub. L. 96–170 applicable with respect to any deprivation of rights, privileges, or immunities secured by the Constitution and laws occurring after Dec. 29, 1979, see section 3 of Pub. L. 96–170, set out as a note under section 1343 of Title 28, Judiciary and Judicial Procedure.

2.2.1.2 Monroe v. Pape 2.2.1.2 Monroe v. Pape

As you reading the opinions that follow, consider these questions: 

1. What methods of analysis does each Justice authoring an opinion employ? 

2. What is the fundamental nature of the disagreements between Justices Douglas, Harlan, and Frankfurter? 

MONROE et al. v. PAPE et al.

No. 39.

Argued November 8, 1960.

Decided February 20, 1961.

*168 Donald Page Moore argued the cause for petitioners. With him on the brief were Morris L. Ernst, Ernst Liebman, Charles Liebman and John W. Rogers.

Sydney R. Drebin argued the cause for respondents. With him on the brief was John C. Melaniphy.

Mr. Justice Douglas

delivered the opinion of the Court.

This case presents important questions concerning the construction of R. S. § 1979, 42 U. S. C. § 1983, which reads as follows:

“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any *169citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”

The complaint alleges that 13 Chicago police officers broke into petitioners’ home in the early morning, routed them from bed, made them stand naked in the living room, and ransacked every room, emptying drawers and ripping mattress covers. It further alleges that Mr. Monroe was then taken to the police station and detained on “open” charges for 10 hours, while he was interrogated about a two-day-old murder, that he was not taken before a magistrate, though one was accessible, that he was not permitted to call his family or attorney, that he was subsequently released without criminal charges being preferred against him. It is alleged that the officers had no search warrant and no arrest warrant and that they acted “under color of the statutes, ordinances, regulations, customs and usages” of Illinois and of the City of Chicago. Federal jurisdiction was asserted under R. S. § 1979, which we have set out above, and 28 U. S. C. § 13431 and 28 U. S. C. § 1331.2

*170The City of Chicago moved to dismiss the complaint on the ground that it is not liable under the Civil Rights Acts nor for acts committed in performance of its governmental functions. All defendants moved to dismiss, alleging that the complaint alleged no cause of action under those Acts or under the Federal Constitution. The District Court dismissed the complaint. The Court of Appeals affirmed, 272 F. 2d 365, relying on its earlier decision, Stift v. Lynch, 267 F. 2d 237. The case is here on a writ of certiorari which we granted because of a seeming conflict of that ruling with our prior cases. 362 U. S. 926.

I.

Petitioners claim that the invasion of their home and the subsequent search without a warrant and the arrest and detention of Mr. Monroe without a warrant and without arraignment constituted a deprivation of their “rights, privileges, or immunities secured by the Constitution” within the meaning of R. S. § 1979. It has been said that when 18 U. S. C. § 241 made criminal a conspiracy “to injure, oppress, threaten, or intimidate any citizen in the free exercise or enjoyment of any right or privilege secured to him by the Constitution,” it embraced only rights that an individual has by reason of' his relation to the central government, not to state governments. United States v. Williams, 341 U. S. 70. Cf. United States v. Cruikshank, 92 U. S. 542; Ex parte Yarbrough, 110 U. S. 651; Guinn v. United States, 238 U. S. 347. But the history of the section of the Civil Rights Act presently involved does not permit such a narrow interpretation.

*171Section 1979 came onto the books as § 1 of the Ku Klux Act of April 20, 1871. 17 Stat. 13. It was one of the means whereby Congress exercised the power vested in it by § 5 of the Fourteenth Amendment to enforce the provisions of that Amendment.3 Senator Edmunds, Chairman of the Senate Committee on the Judiciary, said concerning this section:

“The first section is one that I believe nobody objects to, as defining the rights secured by the Constitution of the United States when they are assailed by any State law or under color of any State law, and it is merely carrying out the principles of the civil rights bill,4 which has since become a part of the Constitution,”5 viz., the Fourteenth Amendment.

Its purpose is plain from the title of the legislation, “An Act to enforce the Provisions of the Fourteenth Amendment to the Constitution of the United States, and for other Purposes.” 17 Stat. 13. Allegation of facts constituting a deprivation under color of state authority of a right guaranteed by the Fourteenth Amendment satisfies to that extent the requirement of R. S. § 1979. See Douglas v. Jeannette, 319 U. S. 157, 161-162. So far petitioners are on solid ground. For the guarantee against unreasonable searches and seizures contained in the Fourth Amendment has been made applicable to the States by' reason of the Due Process Clause of the Fourteenth Amendment. Wolf v. Colorado, 338 U. S. 25; Elkins v. United States, 364 U. S. 206, 213.

II.

There can be no doubt at least since Ex parte Virginia, 100 U. S. 339, 346-347, that Congress has the power to *172enforce provisions of the Fourteenth Amendment against those who carry a badge of authority of a State and represent it in some capacity, whether they act in accordance with their authority or misuse it. See Home Tel. & Tel. Co. v. Los Angeles, 227 U. S. 278, 287-296. The question with which we now deal is the narrower one of whether Congress, in enacting § 1979, meant to give a remedy to parties deprived of constitutional rights, privileges and immunities by an official’s abuse of his position. Cf. Williams v. United States, 341 U. S. 97; Screws v. United States, 325 U. S. 91; United States v. Classic, 313 U. S. 299. We conclude that it did so intend.

It is argued that “under color of” enumerated state authority excludes acts of an official or policeman who can show no authority under state law, state custom, or state usage to do what he did. In this case it is said that these policemen, in breaking into petitioners’ apartment, violated the Constitution6 and laws of Illinois. It is pointed out that under Illinois law a simple remedy is offered for that violation and that, so far as it appears, the courts of Illinois are available to give petitioners that full redress which the common law affords for violence done to a person; and it is earnestly argued that ho “statute, ordinance, regulation, custom or usage” of Illinois bars that redress.

The Ku Klux Act grew out of a message sent to Congress by President Grant on March 23, 1871, reading:

“A condition of affairs now exists in some States of the Union rendering life and property insecure and *173the carrying of the mails and the collection of the revenue dangerous. The proof that such a condition of affairs exists in some localities is now before the Senate. That the power to correct these evils is beyond the control of State authorities I do not doubt; that the power of the Executive of the United States, acting within the limits of existing laws, is sufficient for present emergencies is not clear. Therefore, I urgently recommend such legislation as in the judgment of Congress shall effectually secure life, liberty, and property, and the enforcement of law in all parts of the United States. . . .”7

The legislation — in particular the section with which we are now concerned — had several purposes. There are threads of many thoughts running through the debates. One who reads them in their entirety sees that the present section had three main aims.

First, it might, of course, override certain kinds of state laws. Mr. Sloss of Alabama, in opposition, spoke of that object and emphasized that it was irrelevant because there were no such laws:8

“The first section of this bill prohibits any invidious legislation by States against the rights or privileges of citizens of the United States. The object of this section is not very clear, as it is not pretended by its advocates on this floor that any State has passed any laws endangering the rights or privileges of the colored people.”

Second, it provided a remedy where state law was inadequate. That aspect of the legislation was summed up as follows by Senator Sherman of Ohio:

“. . . it is said the reason is that any offense may be committed upon a negro by a white man, and a *174negro cannot testify in any case against a white man, so that the only way by which any conviction can be had in Kentucky in those cases is in the United States courts, because the United States courts enforce the United States laws by which negroes may testify.” 9

But the purposes were much broader. The third aim was to provide a federal remedy where the state remedy, though adequate in theory, was not available in practice. The opposition to the measure complained that “It overrides the reserved powers of the States,” 10 just as they argued that the second section of the bill “absorb [ed] the entire jurisdiction of the States over their local and domestic affairs.” 11

This Act of April 20, 1871, sometimes called “the third ‘force bill,’ ” was passed by a Congress that had the Klan “particularly in mind.” 12 The debates are replete with references to the lawless conditions existing in the South in 1871. There was available to the Congress during these debates a report, nearly 600 pages in length, dealing with the activities of the Klan and the inability of the state governments to cope with it.13 This report was drawn on by many of the speakers.14 It was not the unavailability of state remedies but the failure of certain States to enforce the laws with an equal hand that fur*175nished the powerful momentum behind this “force bill.” Mr. Lowe of Kansas said:

“While murder is stalking abroad in disguise, while whippings and lynchings and banishment have been visited upon unoffending American citizens, the local administrations have been found inadequate or unwilling to apply the proper corrective. Combinations, darker than the night that hides them, conspiracies, wicked as the worst of felons could devise, have gone unwhipped of justice. Immunity is given to crime, and the records of the public tribunals are searched in vain for any evidence of effective redress.” 15

Mr. Beatty of Ohio summarized in the House the case for the bill when he said:

“. . . certain States have denied to persons within their jurisdiction the equal protection of the laws. The proof on this point is voluminous and unquestionable. . . . [M]en were murdered, houses were burned, women were outraged, men were scourged, and officers of the law shot down; and the State made no successful effort to bring the guilty to punishment or afford protection or redress to the outraged and innocent. The State, from lack of power or inclination, practically denied the equal protection of the law to these persons.” 16

While one main scourge of the evil — perhaps the leading one — was the Ku Klux Klan,17 the remedy created was *176not a remedy against it or its members but against those who representing a State in some capacity were unable or unwilling to enforce a state law. Senator Osborn of Florida put the problem in these terms: 18

“That the State courts in the several States have been unable to enforce the criminal laws of their respective States or to suppress the disorders existing, and in fact that the preservation of life and property in many sections of the country is beyond the power o'f the State government, is a sufficient reason why Congress should, so far as they have authority under the Constitution, enact the laws necessary for the protection of citizens of the United States. The question of the constitutional authority for the requisite legislation has been sufficiently discussed.”

There was, it was said, no quarrel with the state laws on the books. It was their lack of enforcement that was the nub of the difficulty. Speaking of conditions in Virginia, Mr. Porter of that State said: 19

“The outrages committed upon loyal men there are under the forms of law.”

Mr. Burchard of Illinois pointed out that the statutes of a State may show no discrimination: 20

“If the State Legislature pass a law discriminating against any portion of its citizens, or if it fails to enact provisions equally applicable to every class for the protection of their person and property, it will be admitted that the State does not afford the equal protection. But if the statutes show no discrimina*177tion, yet in its judicial tribunals one class is unable to secure that enforcement of their rights and punishment for their infraction which is accorded to another, or if secret combinations of men are allowed by the Executive to band together to deprive one class of citizens of their legal rights without a proper effort to discover, detect, and punish the violations of law and order, the State has not afforded to all its citizens the equal protection of the laws.”

Mr. Hoar of Massachusetts stated: 21

“Now, it is an effectual denial by a State of the equal protection of the laws when any class of officers charged under the laws with their administration permanently and as a rule refuse to extend that protection. If every sheriff in South Carolina refuses to serve a writ for a colored man and those sheriffs are kept in office year after year by the people of South Carolina, and no verdict against them for their failure of duty can be obtained before a South Carolina jury, the State of South Carolina, through the class of officers who are its representatives to afford the equal protection of the laws to that class of citizens, has denied that protection. If the jurors of South Carolina constantly and as a rule refuse to do justice between man and man where the rights of a particular class of its citizens are concerned, and that State affords by its legislation no remedy, that is as much a denial to that class of citizens of the equal protection of the laws as if the State itself put on its statute-book a statute enacting that no verdict should be rendered in the courts of that State in favor of this class of citizens.”

*178Senator Pratt of Indiana spoke of the discrimination against Union sympathizers and Negroes in the actual enforcement of the laws: 22

“Plausibly and sophistically it is said the laws of North Carolina do not discriminate against them; that the provisions in favor of rights and liberties are general; that the courts are open to all; that juries, grand and petit, are commanded to hear and redress without distinction as to color, race, or political sentiment.
“But it is a fact, asserted in the report, that of the hundreds of outrages committed upon loyal people through the agency of this Ku Klux organization not one has been punished. This defect in the administration of the laws does not extend to other cases. Vigorously enough are the laws enforced against Union people. They only fail in efficiency when a man of known Union sentiments, white or black, invokes their aid. Then Justice closes the door of her temples.”

It was precisely that breadth of the remedy which the opposition emphasized. Mr. Kerr of Indiana referring to the section involved in the present litigation said:

“This section gives to any person who may have been injured in any of his rights, privileges, or immunities of person or property, a civil action for damages against the wrongdoer in the Federal courts. The offenses committed against him may be the common violations of the municipal law of his State. It may give rise to numerous vexations and outrageous prosecutions, inspired by mere mercenary considerations, prosecuted in a spirit of plunder, aided by the crimes of perjury and subornation of perjury, more reckless and dangerous to society than the alleged *179offenses out of which the causé of action may have arisen. It is a covert attempt to transfer another large portion of jurisdiction from the State tribunals, to which it of right belongs, to those of the United States. It is neither authorized nor expedient, and is not calculated to bring peace, or order, or domestic content and prosperity to the disturbed society of the South. The contrary will certainly be its effect.” 23

Mr. Voorhees of Indiana, also speaking in opposition, gave it the same construction: 24

“And now for a few moments let us inspect the provisions of this bill, inspired as it is by the waning and decaying fortunes of the party in power, and called for, as I have shown, by no public necessity whatever. The first and second sections are designed to transfer all criminal jurisdiction from the courts of the States to the courts of the United States. This is to be done upon the assumption that the courts of the southern States fail and refuse to do their duty in the punishment of offenders against the law.”

Senator Thurman of Ohio spoke in the same vein about the section we are now considering: 25

“It authorizes any person who is deprived of any right, privilege, or immunity secured to him by the *180Constitution of the United States, to bring an action against the wrong-doer in the Federal courts, and that without any limit whatsoever as to the amount in controversy. The deprivation may be of the slightest conceivable character, the damages in the estimation of any sensible man may not be five dollars or even five cents; they may be what lawyers call merely nominal damages; and yet by this section jurisdiction of that civil action is given to the Federal courts instead of its being prosecuted as now in the courts of the States.”

The debates were long and extensive. It is abundantly clear that one reason the legislation was passed was to afford a federal right in federal courts because, by reason of prejudice, passion, neglect, intolerance or otherwise, state laws might not be enforced and the claims of citizens to the enjoyment of rights,, privileges, and immunities guaranteed by the Fourteenth Amendment might be denied by the state agencies.

Much is made of the history of § 2 of the proposed legislation. As introduced § 2 was very broad:

. . if two or more persons shall, within the limits of any State, band, conspire, or combine together to do any act in violation of the rights, privileges, or immunities of any person, to which he is entitled under the Constitution and laws of the United States, which, committed within a place under the sole and exclusive jurisdiction of the United States, would, under any law of the United States then in force, constitute the crime of either murder, manslaughter, mayhem, robbery, assault and battery, perjury, subornation of perjury, criminal obstruction of legal process or resistance of officers in discharge of official duty, arson, or larceny; and if one or more of the parties to said conspiracy or combination shall do *181any act to effect the object thereof, all the parties to or engaged in said conspiracy or combination, whether principals or accessories, shall be deemed guilty of a felony . . .

It was this provision that raised the greatest storm. It was § 2 that was rewritten so as to be in the main confined to conspiracies to interfere with a federal or state officer in the performance of his duties. 17 Stat. 13. Senator Trumbull said: 26

“Those provisions were changed, and as the bill passed the House of Representatives, it was understood by the members of that body to go no further than to protect persons in the rights which were guarantied to them by the Constitution and laws of the United States, and it did not undertake to furnish redress for wrongs done by one person upon another in any of the States of the Union in violation of their laws, unless he also violated some law of the United States, nor to punish one person for an ordinary assault and battery committed on another in a State.”

But § 1 — the section with which we are here concerned — was not changed as respects any feature with which we are presently concerned.27 The words “under *182color of” law were in the legislation from the beginning to the end. The changes hailed by the opposition — indeed the history of the evolution of § 2 much relied upon now— are utterly irrelevant to the problem before us, viz., the meaning of “under color of” law. The vindication of States’ rights which was hailed in the amendments to § 2 raises no implication as to the construction to be given to “color of any law” in § 1. The scope of § 1 — under any construction — is admittedly narrower than was the scope of the original version of § 2. Opponents of the Act, however, did not fail to note that by virtue of § 1 federal courts would sit in judgment on the misdeeds of state officers.28 Proponents of the Act, on the other hand, were aware of the extension of federal power contemplated by every section of the Act. They found justification, however, for this extension in considerations such as those advanced by Mr. Hoar: 29

“The question is not whether a majority of the people in a majority of the States are likely to be attached to and able to secure their own liberties. The question is not whether the majority of the people in every State are not likely to desire to secure their own rights. It is, whether a majority of the people in every State are sure to be so attached to the principles of civil freedom and civil justice as to be as much desirous of preserving the liberties of others as their own, as to insure that under no temptation of party spirit, under no political excitement, under *183no jealousy of race or caste, will the majority either in numbers or strength in any State seek to deprive the remainder of the population of their civil ■rights.”

Although the legislation was enacted because of the conditions that existed in the South at that time, it is cast in general language and is as applicable to Illinois as it is to the States whose names were mentioned over and again in the debates. It is no answer that the State has a law which if enforced would give relief. The federal remedy is supplementary to the state remedy, and the latter need not be first sought and refused before the federal one is invoked. Hence the fact that Illinois by its constitution and laws outlaws unreasonable searches and seizures is no barrier to the present suit in the federal court.

We had before us in United States v. Classic, supra, § 20 of the Criminal Code, 18 U. S. C. § 242,30 which provides a criminal punishment for anyone who “under color of any law, statute, ordinance, regulation, or custom” subjects any inhabitant of a State to the deprivation of “any rights, privileges, or immunities secured or protected by the Constitution or laws of the United States.” Section 242 first came into the law as § 2 of the Civil Rights Act, Act of April 9, 1866, 14 Stat. 27. After passage of the Fourteenth Amendment, this provision was re-enacted and amended by §§ 17, 18, Act of May 31, 1870, 16 Stat. 140, 144.31 The right involved in the Classic case was the right of voters in a primary to have their votes counted. The laws of Louisiana required the defendants “to count the ballots, to record the result of the count, and *184to certify the result of the election.” United States v. Classic, supra, 325-326. But according to the indictment they did not perform their duty. In an opinion written by Mr. Justice (later Chief Justice) Stone, in which Mr. Justice Roberts, Mr. Justice Reed, and Mr. Justice Frankfurter joined, the Court ruled, “Misuse of power, possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law, is action taken ‘under color of’ state law.” Id., 326. There was a dissenting opinion; but the ruling as to the meaning of “under color of” state law was not questioned.

That view of the meaning of the words “under color of” state law, 18 U. S. C. § 242, was reaffirmed in Screws v. United States, supra, 108-113. The acts there complained of were committed by state officers in performance of their duties, viz., making an arrest effective. It was urged there, as it is here, that “under color of” state law should not be construed to duplicate in federal law what was an offense under state law. Id. (dissenting opinion) 138-149, 157-161. It was said there, as it is here, that the ruling in the Classic case as to the meaning of “under color of” state law was not in focus and was ill-advised. Id. (dissenting opinion) 146-147. It was argued there, as it is here, that “under color of” state law included only action taken by officials pursuant to state law. Id. (dissenting opinion) 141-146. We rejected that view. Id., 110-113 (concurring opinion) 114-117. We stated:

“The construction given § 20 [18 U. S. C. § 242] in the Classic case formulated a rule of law which has become the basis of federal enforcement in this important field. The rule adopted in that case was formulated after mature consideration. It should be good for more than one day only. We do not have here a situation comparable to Mahnich v. Southern S. S. Co., 321 U. S. 96, where we *185overruled a decision demonstrated to be a sport in the law and inconsistent with what preceded and what followed. The Classic case was not the product of hasty action or inadvertence. It was not out of line with the cases which preceded. It was designed to fashion the governing rule of law in this important field. We are not dealing with constitutional interpretations which throughout the history of the Court have wisely remained flexible and subj ect to frequent re-examination. The meaning which the Classic case gave to the phrase 'under color of any law’ involved only a construction of the statute. Hence if it states a rule undesirable in its consequences, Congress can change it. We add only to the instability and uncertainty of the law if we revise the meaning of § 20 [18 U. S. C. § 242] to meet the exigencies of each case coming before us.” Id., 112-113.

We adhered to that view in Williams v. United States, supra, 99.

Mr. Shellabarger, reporting out the bill which became the Ku Klux Act, said of the provision with which we now deal:

“The model for it will be found in the second section of the act of April 9, 1866, known as the ‘civil rights act.’. . . This section of this bill, on the same state of facts, not only provides a civil remedy for persons whose former condition may have been that of slaves, but also to all people where, under color of State law, they or any of them may be deprived of rights . . . .”32

Thus, it is beyond doubt that this phrase should be accorded the same construction in both statutes — in § 1979 and in 18 U. S. C. § 242.

*186Since the Screws and Williams decisions, Congress has had several pieces of civil rights legislation before it. In 1956 one bill reached the floor of the House. This measure had at least one provision in it penalizing actions taken “under color of law or otherwise.” 33 A vigorous minority-report was filed attacking, inter alia, the words “or otherwise.” 34 But not a word of criticism of the phrase “under color of” state law as previously construed by the Court is to be found in that report.

Section 131 (c) of the Act of September 9,1957, 71 Stat. 634, 637, amended 42 U. S. C. § 1971 by adding a new subsection which provides that no person “whether acting under color of law or otherwise” shall intimidate any other person in voting as he chooses for federal officials. A vigorous minority report was filed 35 attacking the wide scope of the new subsection by reason of the words “or otherwise.” It was said in that minority report that those words went far beyond what this Court had construed “under color of law” to mean.36 But there was not a word of criticism directed to the prior construction given by this Court to the words “under color of” law.

The Act of May 6, 1960, 74 Stat. 86, uses “under color of” law in two contexts, once when § 306 defines “officer of election” and next when § 601 (a) gives a judicial remedy on behalf of a qualified voter denied the opportunity to register. Once again there was a Committee report containing minority views.37 Once again no one challenged the scope given by our prior decisions to the phrase “under color of” law.

*187If the results of our construction of “under color of” law were as horrendous as now claimed, if they were as disruptive of our federal scheme as now urged, if they were such an unwarranted invasion of States’ rights as pretended, surely the voice of the opposition would have been heard in those Committee reports. Their silence and the new uses to which “under color of” law have recently been given reinforce our conclusion that our prior decisions were correct on this matter of construction.

We conclude that the meaning given “under color of” law in the Classic case and in the Screws and Williams cases was the correct one; and we adhere to it.

In the Screws case we dealt with a statute that imposed criminal penalties for acts “wilfully” done. We construed that word in its setting to mean the doing of an act with “a specific intent to deprive a person of a federal right.” 325 U. S., at 103. We do not think that gloss should be placed on § 1979 which we have here. The word “wil-fully” does not appear in § 1979. Moreover, § 1979 provides a civil remedy, while in the Screws case we dealt with a criminal law challenged on the ground of vagueness. Section 1979 should be read against the background of tort liability that makes a man responsible for the natural consequences of his actions.

So far, then, the complaint states a cause of action. There remains to consider only a defense peculiar to the City of Chicago.

III.

The City of Chicago asserts that it is not liable under § 1979. We do not stop to explore the whole range of questions tendered us on this issue at oral argument and in the briefs. For we are of the opinion that Congress did not undertake to bring municipal corporations within the ambit of § 1979.

*188When the bill that became the Act of April 20, 1871, was being debated in the Senate, Senator Sherman of Ohio proposed an amendment which would have made “the inhabitants of the county, city, or parish” in which certain acts of violence occurred liable “to pay full compensation” to the person damaged or his widow or legal representative.38 The amendment was adopted by the Senate.39 The House, however, rejected it.40 The Conference Committee reported another version.41 The *189House rejected the Conference report.42 In a second conference the Sherman amendment was dropped and in its place § 6 of the Act of April 20, 1871, was substi*190tuted.43 This new section, which is now R. S. § 1981, 42 U. S. C. § 1986, dropped out all provision for municipal liability and extended liability in damages to “any person or persons, having knowledge that any” of the specified wrongs are being committed. Mr. Poland, speaking for the House Conferees about the Sherman proposal to make municipalities liable, said:

“We informed the conferees on the part of the Senate that the House had taken a stand on that subject and would not recede from it; that that section imposing liability upon towns and counties must go out or we should fail to agree.” 44

The objection to the Sherman amendment stated by Mr. Poland was that “the House had solemnly decided that in their judgment Congress had no constitutional power to impose any obligation upon county and town organizations, the mere instrumentality for the administration of state law.” 45 The question of constitutional power of Congress to impose civil liability on municipalities was vigorously debated with powerful arguments advanced in the affirmative.46

Much reliance is placed on the Act of February 25,1871, 16 Stat. 431, entitled “An Act prescribing the Form of the enacting and resolving Clauses of Acts and Resolutions of Congress, and Rules for the Construction thereof.” Section 2 of this Act provides that “the word ‘person’ may extend and be applied to bodies politic and corporate.” 47 *191It should be noted, however, that this definition is merely an allowable, not a mandatory, one. It is said that doubts should be resolved in favor of municipal liability because private remedies against officers for illegal searches and seizures are conspicuously ineffective,48 and because municipal liability will not only afford plaintiffs responsible defendants but cause those defendants to eradicate abuses that exist at the police level.49 We do not reach those policy considerations. Nor do we reach the constitutional question whether Congress has the power to make municipalities liable for acts of its officers that violate the civil rights of individuals.

The response of the Congress to the proposal to make municipalities liable for certain actions being brought within federal purview by the Act of April 20, 1871, was so antagonistic that we cannot believe that the word "person” was used in this particular Act to include them.50 *192Accordingly we hold that the motion to dismiss the complaint against the City of Chicago was properly granted. But since the complaint should not have been dismissed against the officials the judgment must be and is

Reversed.

This section provides in material part:

“The district courts shall have original jurisdiction of any civil action authorized by law to be commenced by any person:

“(3) To redress the deprivation, under color of any State law, statute, ordinance, regulation, custom or usage, of any right, privilege or immunity secured by the Constitution of the United States or by any Act of Congress providing for equal rights of citizens or of all persons within the jurisdiction of the United States.”

Subsection (a) provides:

“The district courts shall have original jurisdiction of all civil actions wherein the matter in controversy exceeds the sum or value *170of $10,000, exclusive of interest and costs, and arises under the Constitution, laws, or treaties of the United States.”

In their complaint, petitioners also invoked R. S. §§ 1980, 1981, 42 U. S. C. §§ 1985, 1986. Before this Court, however, petitioners have limited their claim to recovery to the liability imposed by § 1979. Accordingly, only that section is before us.

See Cong. Globe, 42d Cong., 1st Sess., App. 68, 80, 83-86.

Act of April 9, 1866, 14 Stat. 27.

Supra, note 3, 568.

Illinois Const., Art. II, § 6, provides:

“The right of the people to be secure in their persons, houses, papers and effects, against unreasonable searches and seizures, shall not be violated; and no warrant shall issue without probable cause, supported by affidavit, particularly describing the place to be searched, and the persons or things to be seized.” Respondents also point to Ill. Rev. Stat., <?. 38, §§ 252, 449.1; Chicago, Illinois, Municipal Code, § 11-40.

Cong. Globe, 42d Cong., 1st Sess., p. 244.

Id., App. 268.

Id., p. 345.

Id., p. 365. The speaker, Mr. Arthur of Kentucky, had no doubts as to the scope of § 1: “[I]f the sheriff levy an execution, execute a writ, serve a summons, or make an arrest, all acting under a solemn, official oath, though as pure in duty as a saint and as immaculate as a seraph, for a mere error of judgment, [he is liable] . . . .” Ibid. (Italics added.)

Id., p. 366.

Randall, The Civil War and Reconstruction (1937), p. 857.

S. Rep. No. 1, 42d Cong., 1st Sess.

See, e. g., Cong. Globe, 42d Cong., 1st Sess., App. 166-167.

Id., p. 374.

Id., p. 428.

As Randall, op. cit~ supra, note 12, p. 855, says in discussing the Ku Klux Klan: “A friendly view of the order might represent it as an agency of social control in the South. Yet it never attained the dignity of the vigilance committees of the western states nor of the committees of safety of Revolutionary-times.”

Cong. Globe, 42d Cong., 1st Sess. 653.

Id., App. 277.

Id., App. 315.

Id., p. 334.

Id., p. 505.

Id., App., p. 50. Mr. Golladay of Tennessee expressed the same concern:

“Is the great State of New York invaded every time a murder is committed within her bounds? Was the great State of Pennsylvania invaded when rioters in the city of Philadelphia burned a public building? Was the great State of Massachusetts invaded when Webster, one of her first scholars, within the walls of Harvard murdered Parkman, or later, when evil-disposed persons violated her laws in Lowell? Did they require the Army and Navy and martial law? And, sir, because a midnight murderer is sometimes found in the South it should not be regarded as an invasion.'’ Id., App. 160.

Id., App. 179.

Id., App. 216.

Id., p. 579.

Section 1 in the bill as originally introduced read as follows:

“That any person who, under color of any law, statute, ordinance, regulation, custom, or usage of any State, shall subject, or cause to be subjected, any person within the jurisdiction of the United States to the deprivation of any rights, privileges, or immunities secured by the Constitution of the United States, shall, any such law, statute, ordinance, regulation, custom, or usage of the State to the contrary notwithstanding, be liable to the party injured in any action at law, suit in equity, or other proper proceeding for redress; such proceeding to be prosecuted in the several district or circuit courts of the United States, with and subject to the same rights of appeal, review upon error, and other remedies provided in like cases in such *182courts, under the provisions of the act of the ninth of April, eighteen hundred and sixty-six, entitled 'An act to protect all persons in the United States in their civil rights, and to furnish the means of their vindication,’ and the other remedial laws of the United States which are in their nature applicable in such cases.”

See text at note 23, supra; see note 10, supra.

Cong. Globe, 42d Cong., 1st Sess., pp. 334-335.

Then 18 U, S. C. § 62.

For a full history of the evolution of 18 U. S. C. § 242, see Screws v. United States, 325 U. S. 91, 98-100; United States v. Classic, 313 U. S. 299, 327, n. 10; cf. Hague v. C. I. O., 307 U. S. 496, 509-510.

Cong. Globe, 42d Cong., 1st Sess., App. 68.

H. R. Rep. No. 2187/ 84th Cong., 2d Sess., p. 16.

Id., p. 26.

H. R. Rep. No. 291, 85th Cong., 1st Sess., pp. 24-60.

Id., pp. 57-58.

H. R. Rep. No. 956, 86th Cong., 1st Sess., pp. 32-42.

Cong. Globe, 42d Cong., 1st Sess., p. 663. The proposed amendment read:

“That if any house, tenement, cabin, shop, building, barn, or granary shall be unlawfully or feloniously demolished, pulled down, burned, or destroyed, wholly or in part, by any persons riotously and tumultuously assembled together; or if any person shall unlawfully and with force and violence be whipped, scourged, wounded, or killed by any persons riotously and tumultuously assembled together; and if such offense was committed to deprive any person of any right conferred upon him by the Constitution and laws of the United States, or to deter him or punish him for exercising such right, or by reason of his race, color, or previous condition of servitude, in every such case the inhabitants of the county, city, or parish in which any of the said offenses shall be committed shall be liable to pay full compensation to the person or persons damnified by such offense if living, or to his widow or legal representative if dead; and such compensation may be recovered by such person or his representative by a suit in any court of the United States of competent jurisdiction in the district in which the offense was committed, to be in the name of the person injured, or his legal representative, and against said county, city, or parish. And execution may be issued on a judgment rendered in such suit and may be levied upon any property, real or personal, of any person in said county, city, or parish, and the said county, city, or parish may recover the full amount of such judgment, costs and interest, from any person or persons engaged as principal or accessory in such riot in an action in any court of competent jurisdiction.”

Id., 704-705.

Id., 725.

“That if any house, tenement, cabin, shop, building, barn, or granary shall be unlawfully or feloniously demolished, pulled down, *189burned, or destroyed, wholly or in part, by any persons riotously and tumultuously assembled together; or if any person shall unlawfully and with force and violence be whipped, scourged, wounded, or killed by any persons riotously and tumultuously assembled together, with intent to deprive any person of any right conferred upon him by the Constitution and laws of the United States, or to deter him or punish him for exercising such right, or by reason of his race, color, or previous condition of servitude, in every such case the county, city, or parish in which any of the said offenses shall be committed shall be liable to pay full compensation to the person or persons damnified by such offense, if living, or to his widow or legal representative if dead; and such compensation may be recovered in an action on .the case by such person or his representative in any court of the United States of competent jurisdiction in the district in which the offense was committed, such action to be in the name of the person injured, or his legal representative, and against said county, city, or parish, and in which action any of the parties committing such acts may be joined as defendants. And any payment of any judgment, or part thereof unsatisfied, recovered by the plaintiff in such action, may, if not satisfied by the individual defendant therein within two months next after the recovery of such judgment upon execution duly issued against such individual defendant in such judgment, and returned unsatisfied, in whole or in part, be enforced against such county, city, or parish, by execution, attachment, mandamus, garnishment, or any other proceeding in aid of execution or applicable to the enforcement of judgments against municipal corporations; and such judgment shall be a lien as well upon all moneys in the treasury of such county, city, or parish, as upon the other property thereof. And the court in any such action may on motion cause additional parties to be made therein prior to issue joined, to the end that justice may be done. And the said county, city, or parish may recover the full amount of such judgment, by it paid, with costs and interest, from any person or persons engaged as principal or accessory in such riot, in an action in any court of competent jurisdiction. And such county, city, or parish, so paying, shall also be subrogated to all the plaintiff’s rights under such judgment.” Id,, 749.

Cong. Globe, 42d Cong., 1st Sess. 800-801.

Id., 804.

Id., 804.

Ibid.

See especially the comments of Senator Sherman. Id., 820-821.

This Act has been described as an instance where “Congress supplies its own dictionary.” Frankfurter, Some Reflections on the Reading of Statutes, 47 Col. L. Rev. 527, 536. The present code *191provision defining “person” (1 U. S. C. § 1) does not in terms apply to bodies politic. See Reviser’s Note, Vol. I, Rev. U. S. Stats. 1872, p. 19.

See note, 100 U. of Pa. L. Rev. 1182, 1206-1212. .

See Foote, Tort Remedies for Police Violations of' Individual Rights, 39 Minn. L. Rev. 493, 514. Cf. Fuller & Casner, Municipal Tort Liability in Operation, 54 Harv. L. Rev. 437, 459.

This has been the view of the lower federal courts. Charlton v. City of Hialeah, 188 F. 2d 421, 423; Hewitt v. City of Jacksonville, 188 F. 2d 423, 424; Cobb v. City of Malden, 202 F. 2d 701, 703; Agnew v. City of Compton, 239 F. 2d 226, 230; Cuiksa v. City of Mansfield, 250 F. 2d 700, 703-704. In a few cases in which equitable relief has been sought, a municipality has been named, along with city officials, as defendant where violations of 42 U. S. C. § 1983 were alleged. See, e. g., Douglas v. City of Jeannette, 319 U. S. 157; Holmes v. City of Atlanta, 350 U. S. 879. The question dealt with in our opinion was not raised in those cases, either by the parties or by the Court. Since we hold that a municipal corporation is not a “person” within the meaning of § 1983, no inference to the contrary can any longer be drawn from those cases.

Mr. Justice Harlan,

whom Mr. Justice Stewart joins,

concurring.

Were this case here as one of first impression, I would find the “under color of any statute” issue very close indeed. However, in Classic 1 and Screws2 this Court considered a substantially identical statutory phrase to have a meaning which, unless we now retreat from it, requires that issue to go for the petitioners here.

From my point of view, the policy of stare decisis, as it should be applied in matters of statutory construction, and, to a lesser extent, the indications of congressional acceptance of this Court’s earlier interpretation, require that it appear beyond doubt from the legislative history of the 1871 statute that Classic and Screws misapprehended the meaning of the controlling provision,3 before a departure from what was decided in those cases would be justified. Since I can find no such justifying indication in that legislative history, I join the opinion of the Court. However, what has been written on both sides of the matter makes some additional observations appropriate.

*193Those aspects of Congress’ purpose which are quite clear in the earlier congressional debates, as quoted by my Brothers Douglas and Frankfurter in turn, seem to me to be inherently ambiguous when applied to the case of an isolated abuse of state authority by an official. One can agree with the Court’s opinion that:

“It is abundantly clear, that one reason the legislation was passed was to afford a federal right in federal courts because, by reason of prejudice, passion, neglect, intolerance or otherwise, state laws might not be enforced and the claims of citizens to the enjoyment of rights, privileges, and immunities guaranteed by the Fourteenth Amendment might be denied by the state agencies. . . .”

without being certain that Congress meant to deal with anything other than abuses so recurrent as to amount to “custom, or usage.” One can agree with my Brother Frankfurter, in dissent, that Congress had no intention of taking over the whole field of ordinary state torts and crimes, without being certain that the enacting Congress would not have regarded actions by an official, made possible by his position, as far more serious than an ordinary state tort, and therefore as a matter of federal concern. If attention is directed at the rare specific references to isolated abuses of state authority, one finds them neither so clear nor so disproportionately divided between favoring the positions of the majority or the dissent as to make either position seem plainly correct.4

Besides the inconclusiveness I find in the legislative history, it seems to me by no means evident that a posi*194tion favoring departure from Classic and Screws fits better that with which the enacting Congress was concerned than does the position the Court adopted 20 years ago. There are apparent incongruities in the view of the dissent which may be more easily reconciled in terms of the earlier holding in Classic.

The dissent considers that the “under color of” provision of § 1983 distinguishes between unconstitutional actions taken without state authority, which only the State should remedy, and unconstitutional actions authorized by the State, which the Federal Act was to reach. If so, then the controlling difference for the enacting legislature must have been either that the state remedy was more adequate for unauthorized actions than for authorized ones or that there was, in some sense, greater harm from unconstitutional actions authorized by the full panoply of state power and approval than from unconstitutional actions not so authorized or acquiesced in by the State. I find less than compelling the evidence that either distinction was important to that Congress.

I.

If the state remedy was considered adequate when the official’s unconstitutional act was unauthorized, why should it not be thought equally adequate when the unconstitutional act was authorized? For if one thing is very clear in the legislative history, it is that the Congress of 1871 was well aware that no action requiring state judicial enforcement could be taken in violation of the Fourteenth Amendment without that enforcement being declared void by this Court on direct review from the state courts. And presumably it must also have been understood that there would be Supreme Court review of the denial of a state damage remedy against an official on grounds of state authorization of the unconstitutional *195action. It therefore seems to me that the same state remedies would, with ultimate aid of Supreme Court review, furnish identical relief in the two situations. This is the point Senator Blair made when, having stated that the object of the Fourteenth Amendment was to prevent any discrimination by the law of any State, he argued that:

“This being forbidden by the Constitution of the United States, and all the judges, State and national, being sworn to support the Constitution of the United States, and the Supreme Court of the United States having power to supervise and correct the action of the State courts when they violated the Constitution of the United States, there could be no danger of the violation of the right of citizens under color of the laws of the States.” Cong. Globe, 42d Cong., 1st Sess., at App. 231.

Since the suggested narrow construction of § 1983 presupposes that state measures were adequate to remedy unauthorized deprivations of constitutional rights and since the identical state relief could be obtained for state-authorized acts with the aid of Supreme Court review, this narrow construction would reduce the statute to having merely a jurisdictional function, shifting the load of federal supervision from the Supreme Court to the lower courts and providing a federal tribunal for fact findings in cases involving authorized action. Such a function could be justified on various grounds. It could, for example, be argued that the state courts would be less willing to find a constitutional violation in cases involving “authorized action” and that therefore the victim of such action would bear a greater burden in that he would more likely have to carry his case to this Court, and once here, might be bound by unfavorable state court findings. But' the legislative debates do not disclose con*196gressional concern about the burdens of litigation placed upon the victims of “authorized” constitutional violations contrasted to the victims of unauthorized violations. Neither did Congress indicate an interest in relieving the burden placed on this Court in reviewing such cases.

The statute becomes more than a jurisdictional provision only-if one attributes to the enacting legislature the view that á deprivation of a constitutional right is significantly different from and more serious than a violation of a state right and therefore deserves a different remedy even though the same act may constitute both a state tort and the deprivation of a constitutional right. This view, by no means unrealistic as a common-sense matter,5 is, I believe, more consistent with the flavor of the legislative history than is a view that the primary purpose of the statute was to grant a lower court forum for fact findings. For example, the tone is surely one of overflowing protection of constitutional rights, and there is not a hint of concern about the administrative burden on the Supreme Court, when Senator Frelinghuysen says:

“As to the civil remedies, for a violation of these privileges, we know that when the courts of a State *197violate the provisions of the Constitution or the law of the United States there is now relief afforded by a review in the Federal courts. And since the 14th Amendment forbids any State from making or enforcing any law abridging these privileges and immunities, as you cannot reach the Legislatures, the injured party should have an original action in our Federal courts, so that by injunction or by the recovery of damages he could have relief against the party who under color of such law is guilty of infringing his rights. As to the civil remedy no one, I think, can object.” Id., at 501.

And Senator Carpenter reflected a similar belief that the protection granted by the statute was to be very different from the relief available on review of state proceedings:

“The prohibition in the old Constitution that no State should pass a law impairing the. obligation of contracts was a negative prohibition laid upon the State. Congress was not authorized to interfere in case the State violated that provision. It is true that when private rights were affected by such a State law, and that was brought before the judiciary, either of the State or nation, it was the duty of the court to pronounce the act void; but there the matter ended. Under the present Constitution, however, in regard to those rights which are secured by the fourteenth amendment, they are not left as the right of the citizen in regard to laws impairing the obligation of contracts was left, to be disposed of by the courts as the cases should arise between man and man, but Congress is clothed with the affirmative power and jurisdiction to correct the evil.
“I think there is one of the fundamental, one of the great, the tremendous revolutions effected in our Government by that article of the Constitution. It *198gives Congress affirmative power to protect the rights of the citizen, whereas before no such right was given to save the citizen from the violation of any of his rights by State Legislatures, and the only remedy was a judicial one when the case arose.” Id., at 577.

In my view, these considerations put in serious doubt the conclusion that § 1983 was limited to state-authorized unconstitutional acts, on the premise that state remedies respecting them were considered less adequate than those available for unauthorized acts.

II.

I think this limited interpretation of § 1983 fares no better when viewed from the other possible premise for it, namely that state-approved constitutional deprivations were considered more offensive than those not so approved. For one thing, the enacting Congress was not unaware of the fact that there was a substantial overlap between the protections granted by state constitutional provisions and those granted by the Fourteenth Amendment. Indeed one opponent of the bill, Senator Trumbull, went so far as to state in a debate with Senators Carpenter and Edmunds that his research indicated a complete overlap in every State, at least as to the protections of the Due Process Clause.6 Thus, in one very significant sense, there was no ultimate state approval of a large portion of otherwise authorized actions depriving a person of due-process rights. I hesitate to assume that the proponents of the present statute, who regarded it as necessary even though they knew that the provisions of the Fourteenth Amendment were self-executing, would have thought the remedies unnecessary whenever there were self-executing provisions of state constitutions also forbidding what the Fourteenth Amendment forbids. The only alternative is *199to disregard the possibility that a state court would find the action unauthorized on grounds of the state constitution. But if the defendant official is denied the right to defend in the federal court upon the ground that a state court would find his action unauthorized in the light of the state constitution, it is difficult to contend that it is the added harmfulness of state approval that justifies a different remedy for authorized than for unauthorized actions of state officers. Moreover, if indeed the legislature meant to distinguish between authorized and unauthorized acts and yet did not mean the statute to be inapplicable whenever there was a state constitutional provision which, reasonably interpreted, gave protection similar to that of a provision of the Fourteenth Amendment, would there not have been some explanation of this exception to the general rule? The fact that there is none in the legislative history at least makes more difficult a contention that these legislators were in fact making-a distinction between use and misuse of state power.

There is a further basis for doubt that it was the additional force of state approval which justified a distinction between authorized and unauthorized actions. No one suggests that there is a difference in the showing the plaintiff must make to assert a claim under § 1983 depending upon whether he is asserting a denial of rights secured by the Equal Protection Clause or a denial of rights secured by the Due Process Clause of the Fourteenth Amendment. If the same Congress which passed what is now § 1983 also provided remedies against two or more non-officials who conspire to prevent an official from granting equal protection of the laws, see 42 U. S. C. § 1985, then it would seem almost untenable to insist that this Congress would have hesitated, on the grounds of lack of full state approval of the official’s act, to provide similar remedies against an official who, unauthorized, denied that equal protection of the laws on his own initiative. For *200there would be no likely state approval of or even acquiescence in a conspiracy to coerce a state official to deny equal protection. Indeed it is difficult to attribute to a Congress which forbad two private citizens from hindering an official’s giving of equal protection an intent to leave that official free to deny equal protection of his own accord.7

We have not passed upon the question whether 42 U. S. C. § 1985,8 which was passed as the second section of the Act that included § 1983, was intended to reach only the Ku Klux Klan or other substantially organized group activity, as distinguished from what its words seem to include, any conspiracy of two persons with “the purpose of preventing or hindering the constituted authorities of any State . . . from giving or securing to all persons within such State . . . the equal protection of the laws . ..." 9 Without now deciding the question, I think *201it is sufficient to note that the legislative history is not without indications that what the words of the statute seem to state was in fact the meaning assumed by Congress.10

*202These difficulties in explaining the basis of a distinction between authorized and unauthorized deprivations of constitutional rights fortify my view that the legislative history does not bear the burden which stare decisis casts upon it. For this reason and for those stated in the opinion of the Court, I agree that we should not now depart from the holdings of the Classic and Screws cases.

313 U. S. 299.

325 U. S. 91.

The provision is now found in 42 U. S. C. § 1983: “Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”

Compare Cong. Globe, 42d Cong., 1st Sess. 504 (Senator Pratt), and id., at App. 50 (Rep. Kerr), with Cong. Globe, 41st Cong., 2d Sess. 3663 (Senator Sherman), Cong. Globe, 42d Cong., 1st Sess. 697 (Senator Edmunds), id., at App. 68 (Rep. Shellabarger), and Cong. Globe, 39th Cong., 1st Sess. 1758 (Senator Trumbull).

There will be many cases in which the relief provided by the state to the victim of a use of state power which the state either did not or could not constitutionally authorize will be far less than what Congress may have thought would be fair reimbursement for deprivation of a constitutional right. J will venture only a few examples. There may be no damage remedy for the loss of voting rights or for the harm from psychological coercion leading to a confession. And what is the dollar value of the right to go to unsegregated schools? Even the remedy for such an unauthorized search and seizure as Monroe was allegedly subjected to may be only the nominal amount of damages to physical property allowable in an action for trespass to land. It would indeed be the purest coincidence if the state remedies for violations of common-law rights by private citizens were fully appropriate to redress those injuries which only a state official can cause and against which the Constitution provides protection.

Id., at 577.

Compare the statement of Representative Burchard:

“If the refusal of a State officer, acting for the State, to accord equality of civil rights renders him amenable to punishment for the offense under United States law, conspirators who attempt to prevent such officers from performing such duty are also clearly liable.” Cong. Globe, 42d Cong., 1st Sess., App. 315.

Section 2 as finally adopted was substantially as now provided in 42 U. S. C. § 1985: “If two or more persons in any State . . . conspire ... for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws; or for the purpose of preventing or hindering the constituted authorities of any State ... from giving or securing to all persons within such State . . . the equal protection of the laws; [and] if one or more persons engaged therein do, or cause to be done, any act in furtherance of the object of such conspiracy, whereby another is injured in his person or property, or deprived of having and exercising any right or privilege of a citizen of the United States, the party so injured or deprived may have an action for the recovery of damages, occasioned by such injury or deprivation, against any one or more of the conspirators.”

I do not think that this Court’s decision in Collins v. Hardyman, 341 U. S. 651, can properly be viewed as determining the scope of *201the provision of § 1985 which refers to conspiring “for the purpose of preventing . . . the constituted authorities -of any State . . . from giving . . . the equal protection of the laws ...” Not only did the Court specifically disclaim any consideration of this provision, but it proceeded to emphasize that the petitioners therein had only been subjected to a private discrimination since “There is not the slightest allegation that defendants were conscious of or trying to influence the law, or were endeavoring to obstruct or interfere with it.” 341 U. S., at 661. The holding that the equal protection of the law is unaffected by discriminatorily motivated violations of state law so long as the instrumentalities of law enforcement remain free, able, and willing to remedy these violations is clearly based upon premises which cannot control the quite dissimilar case of a conspiratorial attempt to affect the fairness of these instrumentalities, “the constituted authorities of any State.”

Representative Poland, who had doubted the constitutionality of the earlier forms of § 2, had no such doubts about its present form. His reading of the provision is clear from his defense of it:

“But I do agree that if a State shall deny the equal protection of the laws, or if a State make proper laws and have proper officers to enforce those laws, and somebody undertakes to step in and clog justice by preventing the State authorities from carrying out this constitutional provision, then I do claim that we have the right to make such interference an offense against the United States; that the Constitution does empower us to aid in carrying out this injunction, which, by the Constitution, we have laid upon the States, that they shall afford the equal protection of the laws to all their citizens. When the State has provided the law, and has provided the officer to carry out the law, then we have the right to say that anybody who undertakes to'interfere and prevent the execution of that State law is amenable to this provision of the Constitution, and to the law that we may make under it declaring it to be an offense against the United States.” Id., at 514.

An opponent of the provision was, if anything, even clearer in expressing his understanding of the coverage of the provision:

“. . .It does not require that the combination shall be one that the State cannot put down; it does not require that it shall amount to *202anything like insurrection. If three persons combine for the purpose of preventing or hindering the constituted authorities of any State from extending to all persons the equal protection of the laws, although those persons may be taken by the first sheriff who can catch them or the first constable, although every citizen in the country may be ready to aid as a posse, yet this statute applies. It is no case of domestic violence, no case of insurrection, and no case, therefore, for the interference of the Federal Government, much less its interference where there is no call made upon it by the Governor or the Legislature of the State.” Id,., at App. 218 (Senator Thurman) ; see also id., at 514 (Rep. Farnsworth).

Mr. Justice Frankfurter,

dissenting except insofar as the Court holds that this action cannot be maintained against the City of Chicago.

Abstractly stated, this case concerns a matter of statutory construction. So stated, the problem before the Court is denuded of illuminating concreteness and thereby of its far-reaching significance for our federal system. Again abstractly stated, this matter of statutory construction is one upon which the Court has already passed. But it has done so under circumstances and in settings that negative those considerations of social policy upon which the doctrine of stare decisis, calling for the controlling application of prior statutory construction, rests.

This case presents the. question of the sufficiency of petitioners’ complaint in a civil action for damages brought under the Civil Rights Act, R. S. § 1979, *20342 U. S. C. § 1983.1 The complaint alleges that on October 29, 1958, at 5:45 a. m., thirteen Chicago police officers, led by Deputy Chief of Detectives Pape, broke through two doors of the Monroe apartment, woke the Monroe couple with flashlights, and forced them at gunpoint to leave their bed and stand naked in the center of the living room; that the officers roused the six Monroe children and herded them into the living room; that Detective Pape struck Mr. Monroe several times with his flashlight, calling him “nigger” and “black boy”; that another officer pushed Mrs. Monroe; that other officers hit and kicked several of the children and pushed them to the floor; that the police ransacked every room, throwing clothing from closets to the floor, dumping drawers, ripping mattress covers; that Mr. Monroe was then taken to the police station and detained on “open” charges for ten hours, during which time he was interrogated about a murder 2 and exhibited in lineups; that he was not brought before a magistrate, although numerous magistrate’s courts were accessible; that he was not advised of his procedural rights; that he was not permitted to call his family or an attorney; that he was subsequently released without criminal charges having been filed against him. It is also alleged that the actions of the officers throughout were without authority of a search warrant or an arrest warrant; that those actions constituted arbitrary and unreasonable conduct; that the *204officers were employees of the City of Chicago, which furnished each of them with a badge and an identification card designating him as a member of the Police Department; that the officers were agents of the city, acting in the course of their employment and engaged in the performance of their duties; and that it is the custom of the Department to arrest and confine individuals for prolonged periods on “open” charges for interrogation, with the purpose of inducing incriminating statements, exhibiting its prisoners for identification, holding them incommunicado while police officers investigate their activities, and punishing them by imprisonment without judicial trial. On the basis of these allegations various members of the Monroe family seek damages against the individual police officers and against the City of Chicago. The District Court dismissed the complaint for failure to state a claim and the Court of Appeals for the Seventh Circuit affirmed. 272 F. 2d 365.

Petitioners base their claim to relief in the federal courts on what was enacted as § 1 of the “Ku Klux Act” of April 20, 1871, “An Act to enforce the Provisions of the Fourteenth Amendment to the Constitution of the United States, and for other Purposes.” 17 Stat. 13.- It became, with insignificant rephrasing, § 1979 of the Revised Statutes. As now set forth in 42 U. S. C. § 1983, it is, in relevant part, as follows:

“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State . . . subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”

*205I.

In invoking § 1979 (the old designation will be used hereafter), petitioners contend that its protection of “rights, privileges, or immunities secured by the Constitution” encompasses what “due process of law” and “the equal protection of the laws” of the Fourteenth Amendment guarantee against action by the States. In this contention they are supported both by the title of the Act of 1871 and by its legislative history. See the authoritative statement of Mr. Edmunds, reporting the bill from the Senate Committee on the Judiciary, Cong. Globe, 42d Cong., 1st Sess. 568. See also id., at 332-334, App. 83-85, 310. It is true that a related phrase, “any right or privilege secured ... by the Constitution or laws,” in § 241 of Title 18, U. S. C., was said by a plurality of the Court in United States v. Williams, 341 U. S. 70, to comprehend only the rights arising immediately from the relationship of the individual to the central government. And see United States v. Cruikshank, 92 U. S. 542.3 But this construction was demanded by § 241, which penalizes conspiracies of private individuals acting as such, while § 1979 applies only to action taken “under color of any statute,” etc. Different problems of statutory meaning are presented by two enactments deriving from different *206constitutional sources. See the Civil Rights Cases, 109 U. S. 3. Compare United States v. Williams, supra, with Screws v. United States, 325 U. S. 91. If petitioners have alleged facts constituting a deprivation under color of state authority of a right assured them by the Fourteenth Amendment, they have brought themselves within § 1979. Douglas v. Jeannette, 319 U. S. 157; Hague v. C. I. O., 307 U. S. 496, 525-526 (opinion of Stone, J.).4

To be sure, Screws v. United States, supra, requires a finding of specific intent in order to sustain a conviction under the cognate penal provisions of 18 U. S. C. § 2425— “an intent to deprive a person of a right which has been made specific either by the express terms of the Constitution or laws of the United States or by decisions interpreting them.” 325 U. S., at 104. Petitioners’ complaint here alleges no such specific intent. But, for a number of reasons, this requirement of Screws should not be carried over and applied to civil actions under § 1979. First, the word “willfully” in 18 U. S. C. § 242 from which the requirement of intent was derived in Screws does not appear in § 1979. Second, § 1979, by the very fact that it is a civil provision, invites treatment different from that to be given its criminal analogue. The constitutional scruples concerning vagueness which were deemed to compel the Screws construction have less force in the context of a civil proceed*207ing,6 and § 1979, insofar as it creates an action for damages, must be read in light of the familiar basis of tort liability that a man is responsible for the natural consequences of his acts. Third, even in the criminal area, the specific intent demanded by Screws has proved to be an abstraction serving the purposes of a constitutional need without impressing any actual restrictions upon the nature of the crime which the jury tries. The Screws opinion itself said that “The fact that the defendants may not have been thinking in constitutional terms is not material where their aim was not to enforce local law but to deprive a citizen of a right and that right was protected by the Constitution.” 325 U. S., at 106. And lower courts in applying the statute have allowed inference of the requisite specific intent from evidence, it would appear, of malevolence alone.7 But if intent to infringe “specific” constitutional rights comes in practice to mean no more than intent without justification to bring about the circumstances which infringe those rights, then the consequence of introducing the specific intent issue into a litigation is, in effect, to require fictional pleading, needlessly burden jurors with abstruse instructions, and lessen the degree of control which federal courts have over jury vagaries.

If the courts are to enforce § 1979, it is an unhappy form of judicial disapproval to surround it with doctrines which partially and unequally obstruct its operation. Specific intent in the context of the section would cause *208such embarrassment without countervailing justification. Petitioners’ allegations that respondents in fact did the acts which constituted violations of constitutional rights are sufficient.

II.

To show such violations, petitioners invoke primarily the Amendment’s Due Process Clause.8 The essence of their claim is that the police conduct here alleged offends those requirements of decency and fairness which, because they are “implicit in the concept of ordered liberty,” are imposed by the Due Process Clause upon the States. Palko v. Connecticut, 302 U. S. 319, 325. When we apply to their complaint that standard of a “principle of justice so rooted in the traditions and conscience of our people as to be ranked as fundamental,” 9 which has been the touchstone for this Court’s enforcement of due process,10 the merit of this constitutional claim is evident. The conception expressed in Wolf v. Colorado, 338 U. S. 25, 27, that “The security of one’s privacy against arbitrary intrusion by the police . . . is basic to a free society,” was not an innovation of Wolf. The tenet that there exists a realm of sanctuary surrounding every individual and infrangible, save in a very limited class of circumstances, by the agents of government, had informed the decision of the King’s Bench two centuries earlier in Entick v. Carrington, 2 Wils. 275, had been the basis of Otis’ cotemporary speech against the Writ of *209Assistance, see Gray’s notes in Quincy’s Massachusetts Reports, App. I, at 471; Tudor, Life of James Otis (1823) 63, and has in the intervening years found expression not only in the Fourth Amendment to the Constitution of the United States, but also in the fundamental law of every State.11 Modern totalitarianisms have been a stark reminder, but did not newly teach, that the kicked-in door is the symbol of a rule of fear and violence fatal to institutions founded on respect for the integrity of man.

The essence of the liberty protected by the common law and by the American constitutions was “the right to shut the door on officials of the state unless their entry is under proper authority of law”; particularly, “the right to resist unauthorized entry which has as its design the securing of information to fortify the coercive power of the state against the individual.” Frank v. Maryland, 359 U. S. *210360, 365.12 Searches of the dwelling house were the special object of this universal condemnation of official intrusion.13 Night-time search was the evil in its most obnoxious form.14 Few reported cases have presented all of the manifold aggravating circumstances which petitioners here allege — intrusion en masse, by dark, by force, unauthorized by warrant, into an occupied private home, without even the asserted justification of belief by the intruders that the inhabitants were presently committing some criminal act within; physical abuse and the calculated degradation of insult and forced nakedness; sacking and disordering of personal effects throughout the home; arrest and detention against the background terror of threatened criminal proceedings. Wherever similar conduct has appeared, the courts have unanimously condemned police entries as lawless.15

*211If the question whether due process forbids this kind of police invasion were before us in isolation, the answer would be quick. If, for example, petitioners had sought damages in the state courts of Illinois and if those courts had refused redress on the ground that the official character of the respondents clothed them with civil immunity, we would be faced with the sort of situation to which the language in the Wolf opinion was addressed: “we have no hesitation in saying that were a State affirmatively to sanction such police incursion into privacy it would run counter to the guaranty of the Fourteenth Amendment.” 338 U. S., at 28. If that issue is not reached in this case it is not because the conduct which the record here presents can be condoned. But by bringing their action in a Federal District Court petitioners cannot rest on the Fourteenth Amendment simpliciter. They invoke the protection of a specific statute by which Congress restricted federal judicial enforcement of its guarantees to particular enumerated circumstances. They must show not only that their constitutional rights have been infringed, but that they have been infringed “under color of [state] statute, ordinance, regulation, custom, or usage,” as that phrase is used in the relevant congressional enactment.

III.

Of course, if Congress by appropriate statutory language attempted to reach every act which could be attributed to the States under the Fourteenth Amendment’s prohibition: “No State shall . . . ,” the reach of the statute would be the reach of the Amendment itself. Relevant to the enforcement of such a statute would be not only the concept of state action as this Court has developed it, see Nixon v. Condon, 286 U. S. 73, 89, but also considerations of the power of Congress, under the Amendment’s Enforcement Clause, to determine what *212is “appropriate legislation” to protect the rights which the Fourteenth Amendment secures. Cf. United States v. Raines, 362 U. S. 17. Still, in this supposed case we would arrive at the question of what Congress could do only after we had determined what it was that Congress had done. So, in the case before us now, we must ask what Congress did in 1871. We must determine what Congress meant by “under color” of enumerated state authority.16

Congress used that phrase not only in R. S. § 1979, but also in the criminal provisions of § 2 of the First Civil Rights Act of April 9, 1866,14 Stat. 27, from which is derived the present 18 U. S. C. § 242,17 and in both cases used it with the same purpose.18 During the seventy years *213which followed these enactments, cases in this Court in which the “under color” provisions were invoked uniformly involved action taken either in strict pursuance of some specific command of state law19 or within the scope of executive discretion in the administration of state laws.20 *214The same is true, with two exceptions, in the lower federal courts.21 In the first of. these two cases it was held that § 1979 was not directed to instances of lawless police brutality, although the ruling was not put on “under color” *215grounds.22 In the second, an indictment charging a county tax collector with depriving one Ah Koo of a federally secured right under color of a designated California law, set forth in the indictment, was held insufficient against a demurrer. United States v. Jackson, 26 Fed. Cas. 563, No. 15,459 (C. C. D. Cal. 1874). The court wrote:

“The indictment contains no averment that Ah Koo was a foreign miner, and within the provisions of the state law. If this averment be unnecessary . . . the act of congress would then be held to apply to a case of illegal extortion by a tax collector from any person, *216though such exaction might be wholly unauthorized by the law under which the officer pretended to act.
“We are satisfied that it was not the design of congress to prevent or to punish such abuse of authority by state officers. The object of the act was, not to prevent illegal exactions, but to forbid the execution of state laws, which, by the act itself, are made void. . . .
“It would seem, necessarily, to follow, that the person from whom the tax was exacted must have been a person from whom, under the provisions of the state law, the officer was authorized to exact it. The statute requires that a party shall be subjected to a deprivation of right secured by the statute under color of some law, statute, order or custom; but if this exaction, although made'by a tax collector, has been levied upon a person not within the provisions of the state law, the exaction cannot be said to have been made ‘under color of law,’ any more than a similar exaction from a Chinese miner, made by a person wholly unauthorized, and under the pretense of being a tax collector.” Id., at 663-564.

Throughout this period, the only indication of this Court’s views on the proper interpretation of the “under color” language is a dictum in the Civil Rights Cases, 109 U. S. 3. There, in striking down other Civil Rights Act provisions which, as the Court regarded them, attempted to reach private conduct not attributable to state authority, Mr. Justice Bradley contrasted those provisions with § 2 of the Act of 1866: “This [latter] law is clearly corrective in its character, intended to counteract and furnish redress against State laws and proceedings, and customs having the force of law, which sanction the wrongful acts specified.” Id., at 16.

A sharp change from this uniform application of seventy years was made in 1941, but without acknowledgment or *217indication of awareness of the revolutionary turnabout from what had been established practice. The opinion in United States v. Classic, 313 U. S. 299, accomplished this. The case presented an indictment under § 242 charging certain local Commissioners of Elections with altering ballots cast in a primary held to nominate candidates for Congress. Sustaining the sufficiency of the indictment in an extensive opinion concerned principally with the question whether the right to vote in such a primary was a right secured by the Constitution,23 Mr. Justice Stone wrote that the alteration of the ballots was “under color” of state law. This holding was summarily announced without exposition; it had been only passingly argued.24 Of the three authorities cited to support it, two did not involve the “under color” statutes,25 and the third, Hague v. C. I. O., 307 U. S. 496, was a case in which high-ranking municipal officials claimed authorization for their actions under municipal ordinances (here held unconstitu*218tional) and under the general police powers of the State.26 All three of these cases had dealt with “State action” problems, and it is “State action,” not the very different question of the “under color” clause, that Mr. Justice Stone appears to have considered.27 (I joined in this opinion without having made an independent examination of the legislative history of the relevant legislation or of the authorities drawn upon for the Classic construction. Acquiescence so founded does not preclude the responsible recognition of error disclosed by subsequent study.) When, however, four years later the Court was called on to review the conviction under § 242 of a Georgia County Sheriff who had beaten a Negro prisoner to death, the opinion of four of the six Justices who believed that the statute applied merely invoked Classic and stare decisis and did not reconsider the meaning which that case had uncritically assumed was to be attached to the language, “under color” of state authority. Screws v. United States, 325 U. S. 91. The briefs in the Screws ease did *219not examine critically the legislative history of the Civil Rights Acts.28 The only reference to this history in the plurality opinion, insofar as it bears on the interpretation of the clause “under color of . . . law,” is contained in a pair of sentences discounting two statements by Senators Trumbull and Sherman regarding the Civil Rights Acts of 1866 and 1870, cited by the minority.29 The bulk of the plurality opinion’s treatment of the issue consists of the argument that “under color” had been construed in Classic and that the construction there put on the words should not be abandoned or revised. 325 U. S., at 109-113. The case of Williams v. United States, 341 U. S. 97, reaffirmed Screws and applied it to circumstances of third-degree brutality practiced by a private detective who held a special police officer’s card and was accompanied by a regular policeman.30

*220Thus, although this Court has three times found that conduct of state officials which is forbidden by state law may be “under color” of state law for purposes of the Civil Rights Acts, it is accurate to say that that question has never received here the consideration which its importance merits. That regard for controlling legislative history which is conventionally observed by this Court in determining the true meaning of important legislation that does not construe itself31 has never been applied to the “under color” provisions; particularly, there has never been canvassed the full record of the debates preceding passage of the 1871 Act with which we are concerned in this case. Neither Classic nor Screws nor Williams warrants refusal now to take account of those debates and the illumination they afford. While we may well decline to re-examine recent cases which derive from the judicial' process exercised under its adequate safeguards — documenting briefs and adequate arguments on both sides as foundation for due deliberation — the relevant demands of stare decisis do not preclude considering, for the first time thoroughly and in the light of the best available evidence of congressional purpose, a statutory *221interpretation which started as an unexamined assumption on the basis of inapplicable citations and has the claim of a dogma solely through reiteration. Particularly is this so when that interpretation, only recently made, was at its inception a silent reversal of the judicial history of the Civil Rights Acts for three quarters of a century.

“The rule of stare decisis, though one tending to consistency and uniformity of decision, is not inflexible.” Hertz v. Woodman, 218 U. S. 205, 212. It is true, of course, that the reason for the rule is more compelling in cases involving inferior law, law capable of change by Congress, than in constitutional cases, where this Court— although even in such cases a wise consciousness of the limitations of individual vision has impelled it always to give great weight to prior decisions — nevertheless bears the ultimate obligation for the development of the law as institutions develop. See, e. g., Smith v. Allwright, 321 U. S. 649. But the Court has not always declined to re-examine cases whose outcome Congress might have changed. See Mr. Justice Brandéis, dissenting, in Burnet v. Coronado Oil & Gas Co., 285 U. S. 393, 406-407, n. 1. Decisions involving statutory construction, even decisions which Congress has persuasively declined to overrule, have been overruled here. See Girouard v. United States, 328 U. S. 61, overruling United States v. Schwimmer, 279 U. S. 644, United States v. Macintosh, 283 U. S. 605, and United States v. Bland, 283 U. S. 636; see also Commissioner v. Estate of Church, 335 U. S. 632, overruling May v. Heiner, 281 U. S. 238.

And with regard to the Civil Rights Acts there are reasons of particular urgency which authorize the Court— indeed, which make it the Court’s responsibility — to reappraise in the hitherto skimpily considered context of R. S. § 1979 what was decided in Classic, Screws and Williams. This is not an area of commercial law in which, presumably, individuals may have arranged their affairs in *222reliance on the expected stability of decision. Compare National Bank v. Whitney, 103 U. S. 99; Vail v. Arizona, 207 U. S. 201; Walling v. Halliburton Oil Well Cementing Co., 331 U. S. 17; United States v. South Buffalo R. Co., 333 U. S. 771. Nor is it merely a mine-run statutory question involving a narrow compass of individual rights and duties. The issue in the present case concerns directly a basic problem of American federalism: the relation of the Nation to the States in the critically important sphere of municipal law administration. In this aspect, it has significance approximating constitutional dimension. Necessarily, the construction of the Civil Rights Acts raises issues fundamental to our institutions. This imposes on this Court a corresponding obligation to exercise its power within the fair limits of its judicial discretion. “We recognize that stare decisis embodies an important social policy. It represents an element of continuity in law, and is rooted in the psychologic need to satisfy reasonable expectations. But stare decisis is a principle of policy and not a mechanical formula of adherence to the latest decision, however recent and questionable . . . .” Helvering v. Hallock, 309 U. S. 106, 119.

Now, while invoking the prior decisions which have given “under color of [law]” a content that ignores the meaning fairly comported by the words of the text and confirmed by the legislative history, the Court undertakes a fresh examination of that legislative history. The decision in this case, therefore, does not rest on stare decisis, and the true construction of the statute may be thought to be as free from the restraints of that doctrine as though the matter were before us for the first time. Certainly, none of the implications which the Court seeks to draw from silences in the minority reports of congressional committees in 1956, 1957, and 1960, or from the use of “under color” language in the very different context of the Act of May 6, 1960, *22374 Stat. 86 — concerned, in relevant part, with the preservation of election records and with the implementation of the franchise — serves as an impressive bar to re-examination of the true scope of R. S. § 1979 itself in its pertinent legislative setting.32

*224IV.

This case squarely presents the question whether the intrusion of a city policeman for which that policeman can show no such authority at state law as could be successfully interposed in defense to a state-law action against him, is nonetheless to be regarded as “under color” of state authority within the meaning of R. S. § 1979. Respondents, in breaking into the Monroe apartment, violated the laws of the State of Illinois.33 Illinois law *225appears to offer a civil remedy for unlawful searches;34 petitioners do not claim that none is available. Rather they assert that they have been deprived of due process of law and of equal protection of the laws under color of state law, although from all that appears the courts of Illinois are available to give them the fullest redress which the common law affords for the violence done them, nor does any “statute, ordinance, regulation, custom, or usage” of the State of Illinois bar that redress. Did the enactment by Congress of § 1 of the Ku Klux Act of 1871 encompass such a situation?

That section, it has been noted, was patterned on the similar criminal provision of § 2, Act of April 9, 1866. The earlier Act had as its primary object the effective nullification of the Black Codes, those statutes of the Southern legislatures which had so burdened and disqualified the Negro as to make his emancipation appear illusory.35 The Act had been vetoed by President Johnson, whose veto message describes contemporary understanding of its second section; the section, he wrote,

“seems to be designed to apply to some existing or future law of a State or Territory which may conflict with the provisions of the bill .... It provides for counteracting such forbidden legislation by imposing fine and imprisonment upon the legislators who may pass such conflicting laws, or upon the officers or agents who shall put, or attempt to put, them into execution. It means an official offense, not a com*226mon crime committed against law upon the persons or property of the black race. Such an act may deprive the black man of his property, but not of the right to hold property. It means a deprivation of the right itself, either by the State judiciary or the State Legislature.” 36

And Senator Trumbull, then Chairman of .the Senate Judiciary Committee,37 in his remarks urging its passage over the veto, expressed the intendment of the second section as those who voted for it read it: ■

“If an offense is committed against a colored person simply because he is colored, in a State where the law affords him the same protection as if he were white, this act neither has nor was intended to have anything to do with his case, because he has adequate remedies in the State courts; but if he is discriminated against under color of State laws because he is colored, then it becomes necessary to interfere for his protection.” 38

Section 2 of the 1866 Act was re-enacted in substance in 1870 as part of “An Act to enforce the Right of Citizens ... to vote in the several States . . . ,” 16 Stat. 140, *227144. The following colloquy on that occasion is particularly revealing:

“Mr. Sherman. . . . My colleague cannot deny that we can by appropriate legislation prevent any private person from, shielding himself under a State regulation, and thus denying to a person the right to vote ....
“Mr. Casserly. I should like to ask the Senator from Ohio how a State can be said to abridge the right of a colored man to vote when some irresponsible person in the streets is the actor in that wrong?
“Mr. Sherman. If the offender, who may be a loafer, the meanest man in the streets, covers himself under the protection or color of a law or regulation or constitution of a State, he may be punished for doing it.
“Mr. Casserly. Suppose the State law authorizes the colored man to vote; what then?
“Mr. Sherman. That is not the case with which we are dealing. . . . This bill only proposes to deal with offenses committed by officers or persons under color of existing State law, under color of existing State constitutions. No man could be convicted under this bill reported by the Judiciary Committee unless the denial of the right to vote was done under color or pretense of State regulation. The whole bill shows that. . . . [T]he first and second sections of the bill . . . simply punish officers as well as persons for discrimination under color of State laws or constitutions; and it so provides all the way through.” 39

*228The original text of the present § 1979 contained words, left out in the Revised Statutes, which clarified the objective to which the provision was addressed:

“That any person who, under color of any law, statute, ordinance, regulation, custom, or usage of any State, shall subject, or cause to be subjected, any person within the jurisdiction of the United States to the deprivation of any rights, privileges, or immunities secured by the Constitution of the United States, shall, any such law, statute, ordinance, regulation, custom, or usage of the State to the contrary notwithstanding, be liable to the party injured . . . 40

Representative Shellabarger, reporting the section, explained it to the House as “in its terms carefully confined to giving a civil action for such wrongs against citizenship as are done under color of State laws which abridge these rights.” 41 Senator Edmunds, steering the measure through the Senate, found constitutional sanction for it in the Fourteenth Amendment, explaining that state action may consist in executive nonfeasance as well as malfeasance, so that any offenses against a citizen in a *229State are susceptible of federal protection “unless the criminal who shall commit those offenses is punished and the person who suffers receives that redress which the principles and spirit of the laws entitle him to have.” 42 And James A. Garfield supported the bill in the House as “so guarded as to preserve intact the autonomy of the States, the machinery of the State governments, and the municipal organizations established under State laws.” 43

Indeed, the Ku Klux Act as a whole encountered in the course of its passage strenuous constitutional objections which focused precisely upon an assertedly unauthorized extension of federal judicial power into areas of exclusive state competence.44 A special target was § 2 of the bill as reported to the House, providing criminal penalties:

“if two or more persons shall, within the limits of any State, band, conspire, or combine together to do *230any act in violation of the rights, privileges, or immunities of any person, to which he is entitled under the Constitution and laws of the United States, which, committed within a place under the sole and exclusive jurisdiction of the United States, would, under any law of the United States then in force, constitute the crime of either murder, manslaughter, mayhem, robbery, assault and battery, perjury, subornation of perjury, criminal obstruction of legal, process [sic] or resistance of officers in discharge of official duty, arson, or larceny . . . 45

In vain the proponents of this section argued its propriety, seeking to support it by argument ex necessitate from the complete failure of state judicial and executive organs to control the depredations of the Klan.46 Even *231in the Reconstruction Congress, the majority party split. Many balked at legislation which they regarded as establishing a general federal jurisdiction for the protection of person and property in the States.47 Only after a com-*232píete rewriting of the section to meet these constitutional objections could the bill be passed.48 Yet almost none of those who had decried § 2 as undertaking impermissibly to make the national courts tribunals of concurrent jurisdiction for the punishment of state-law offenses expressed similar objections to § 1, later § 1979.49 One of the most *233vehement of those who could find no constitutional sanction for federal judicial control of conduct already proscribed by state law, and who therefore opposed original § 2 as reaching beyond the limits of congressional competence, expressly supported § 1 as affording “further redress for violations under State authority of constitutional rights.”50

The general understanding of the legislators unquestionably was that, as amended, the Ku Klux Act did “not undertake to furnish redress for wrongs done by one person upon another in any of the States ... in violation of their laws, unless he also violated some law of the United States, nor to punish one person for an ordinary assault and battery ...” 51 Even those who — opposing the constitutional objectors — found sufficient congressional power in the Enforcement Clause of the Fourteenth Amendment to give this kind of redress, deemed inexpedient the exercise of any such power: “Convenience and courtesy to the States suggest a sparing use, and never so far as to supplant the State authorities except in cases of extreme necessity, and when the State governments criminally refuse or neglect those duties which are imposed *234upon them.” 52 Extreme Radicals, those who believed that the remedy for the oppressed Unionists in the South was a general expansion of federal judicial jurisdiction so that “loyal men could have the privilege of having their causes, civil and criminal, tried in the Federal courts,” were disappointed with the Act as passed.53

Finally, it is significant that the opponents of the Act, exhausting ingenuity to discover constitutional objections to every provision of it, also construed § 1 as addressed only to conduct authorized by state law, and therefore within the admitted permissible reach of Fourteenth Amendment federal power. “The first section of this bill prohibits any invidious legislation by States against the rights or privileges of citizens of the United States,” one such opponent paraphrased the provision.54 And Senator Thurman, who insisted vociferously on the absence of federal power to penalize a conspiracy of individuals to violate state law (“that is a case of mere individual violence, having no color whatsoever of authority of law, either Federal or State; and to say that you can punish men for that mere conspiracy, which is their individual act, and which is a crime against the State laws themselves, punishable by the State laws, is simply to wipe out all the State jurisdiction over crimes and transfer it bodily to the Congress”),55 admitted without question the constitutionality of § 156 (“It refers to a deprivation under color of law, either statute law or ‘custom or usage’ which has become common law”).57

*235The Court now says, however, that “It was not the unavailability of state remedies but the failure of certain States to enforce the laws with an equal hand that furnished the powerful momentum behind this 'force bill.’ ” Of course, if the notion of “unavailability” of remedy is limited to mean an absence of statutory, paper right, this is in large part true.58 Insofar as the Court undertakes to demonstrate — as the bulk of its opinion seems to do— that § 1979 was meant to reach some instances of action not specifically authorized by the avowed, apparent, written law inscribed in the statute books of the States, the argument knocks at an open door. No one would or could deny this, for by its express terms the statute comprehends deprivations of federal rights under color of any “statute, ordinance, regulation, custom, or usage” of a State. (Emphasis added.) The question is, what class of cases other than those involving state statute law were meant to be reached. And, with respect to this question, the Court’s conclusion is undermined by the very portions of the legislative debates which it cites. For surely the misconduct of individual municipal police officers, subject to the effective oversight of appropriate state administrative and judicial authorities, presents a situation which differs toto coelo from one in which “Immunity is given to crime, and the records of the public tribunals are searched in vain for any evidence of effective redress,”59 or in which murder rages while a State makes *236“no successful effort to bring the guilty to punishment or afford protection or redress/’60 or in which the “State courts . . . [are] unable to enforce the criminal laws . . . or to suppress the disorders existing,”61 or in which, in a State’s “judicial tribunals one class is unable to secure that enforcement of their rights and punishment for their infraction which is accorded to another,” 62 or “of . . . hundreds of outrages . . . not one [is] punished,” 63 or “the courts of the . . . States fail and refuse to do their duty in the punishment of offenders against the law,” 64 or in which a “class of officers charged under the laws with their administration permanently and as a rule refuse to extend [their] protection.”65 These statements indicate that Congress — made keenly aware by the post-bellum conditions in the South that States through their authorities could sanction offenses against the individual by settled practice which established state law as truly as written codes — designed § 1979 to reach, as well, official conduct which, because engaged in “permanently and as a rule,” or “systematically,”66 came through acceptance by law-administering officers to constitute “custom, or usage” having the cast of law. See Nashville, C. & St. L. R. Co. v. Browning, 310 U. S. 362, 369. They do not indicate an attempt to reach, nor does the statute by its terms include, instances of acts in defiance of state law and which no settled state practice, no systematic pattern of official action or inaction,' no “custom, or usage, of any State,” insulates from effective and adequate reparation . by the State’s authorities.

*237Rather, all the evidence converges to the conclusion that Congress by § 1979 created a civil liability enforceable in the federal courts only in instances of injury for which redress was barred in the state courts because some “statute, ordinance, regulation, custom, or usage” sanctioned the grievance complained of. This purpose, manifested even by the so-called “Radical” Reconstruction Congress in 1871, accords with the presuppositions of our federal system. The jurisdiction which Article III of the Constitution conferred on the national judiciary reflected the assumption that the state courts, not the federal courts, would remain the primary guardians of that - fundamental security of person and property which the long evolution of the common law had secured to one individual as against other individuals. , The Fourteenth Amendment did not alter this basic aspect of our federalism.67

Its commands were addressed to the States. Only when the States, through their responsible organs for the formulation and administration of local policy, sought to deny or impede access by the individual to the central government in connection with those enumerated functions assigned to it, or to deprive the individual of a certain minimal fairness in the exercise of the coercive forces of the State, or without reasonable justification to treat him differently than other persons subject to their jurisdiction, was an overriding federal sanction imposed. As between individuals, no corpus of substantive rights was guaranteed by the Fourteenth Amendment, but only “due process of law” in the ascertainment and enforcement of rights and equality in the enjoyment of rights and safeguards that the States afford. This was the base of the distinction between federal citizenship and state *238citizenship drawn by the Slaughter-House Cases, 16 Wall. 36. This conception begot the “State action” principle on which, from the time of the Civil Rights Cases, 109 U. S. 3, this Court has relied in its application of Fourteenth Amendment, guarantees. As between individuals, that body of mutual rights and duties which constitute the civil personality of a man remains essentially the creature of the legal institutions of the States.

But, of course, in the present case petitioners argue that the wrongs done them were committed not by individuals but by the police as state officials. There are two senses in which this might be true. It might be true if petitioners alleged that the redress which state courts offer them against the respondents is different than that which those courts would offer against other individuals, guilty of the same conduct, who were not the police. This is not alleged. It might also be true merely because the respondents are the police — because they are clothed’ with an appearance of official authority which is in itself a factor of significance in dealings between individuals. Certainly the night-time intrusion of the man with a star and a police revolver is a different phenomenon than the night-time intrusion of a burglar. The aura of power which.a show of authority carries with it has been created by state government. For this reason the national legislature, exercising its power to implement the Fourteenth Amendment, might well attribute responsibility for the intrusion to the State and legislate to protect against such intrusion. The pretense of authority alone might seem to Congress sufficient basis for creating an exception to the ordinary rule that it is to the state tribunals that individuals within, a State must look for redress against other individuals within that State. The same pretense of authority might suffice to sustain congressional legislation creating the exception. See Ex parte Virginia, 100 U. S. 339. But until Congress has *239declared its purpose to shift the ordinary distribution of judicial power for the determination of causes between co-citizens of a State, this Court should not make the shift. Congress has not in § 1979 manifested that intention.

The unwisdom of extending federal criminal jurisdiction into areas of conduct conventionally punished by state penal law is perhaps more obvious than that of extending federal civil jurisdiction into the traditional realm of state tort law. But the latter, too, presents its problems of policy appropriately left to Congress. Suppose that a state legislature or the highest court of a State should determine that within its territorial limits no damages should be recovered in tort for pain and suffering, or for mental anguish, or that no punitive damages should be recoverable. Since the federal courts went out of the business of making “general law,” Erie R. Co. v. Tompkins, 304 U. S. 64, such decisions of local policy have admittedly been the exclusive province of state lawmakers. Should the civil liability for police conduct which can claim no authority under local law, which is actionable as common-law assault or trespass in the local courts, comport different rules? Should an unlawful intrusion by a policeman in Chicago entail different consequences than an unlawful intrusion by a hoodlum? These are matters of policy in its strictly legislative sense, not for determination by this Court. And if it be, as it is, a matter for congressional choice, the legislative evidence is overwhelming that § 1979 is not expressive of that choice. Indeed, its precise limitation to acts “under color” of state statute, ordinance or other authority appears on its face designed to leave all questions of the nature and extent of liability of individuals to the laws of the several States except when a State seeks to shield those individuals under the special barrier of state authority. To extend Civil Rights Act liability beyond that point is *240to interfere in areas of state policymaking where Congress has not determined to interfere.

Nor will such interference be negligible. One argument urged in Screws in favor of the result which that case reached was the announced policy of self-restraint of the Department of Justice in the prosecution of cases under 18 U. S. C. § 242. See 325 U. S., at 159-160. Experience indicates that private litigants cannot be expected to show the same consideration for the autonomy of local administration which the Department purportedly shows.68

Relevant also are the effects upon the institution of federal constitutional adjudication of sustaining under § 1979 damage actions for relief against conduct allegedly violative of federal constitutional rights, but plainly *241violative of state law. Permitting such actions necessitates the immediate decision of federal constitutional issues despite the admitted availability of state-law remedies which would avoid those issues.69 This would make inroads, throughout a large area, upon the principle of federal judicial self-limitation which has become a significant instrument in the efficient functioning of the national judiciary. See Railroad Comm’n of Texas v. Pullman Co., 312 U. S. 496, and cases following. Self-limitation is not a matter of technical nicety, nor judicial timidity. It reflects the recognition that to no small degree the effectiveness of the legal order depends upon the infrequency with which it solves its problems by resorting to determinations of ultimate power. Especially-is this true where the circumstances under which those ultimate determinations must be made are not conducive to the most mature deliberation and decision. If § 1979 is made a vehicle of constitutional litigation in cases where state officers have acted lawlessly at state law, difficult questions of the federal constitutionality of certain official practices — lawful perhaps in some States, unlawful in others — may be litigated between private parties without the participation of responsible state authorities which is obviously desirable to protect legitimate state interests, but also to better guide adjudication by competent record-making and argument.

Of course, these last considerations would be irrelevant to our duty if Congress had demonstrably meant to reach by § 1979 activities like those of respondents in this case. But where it appears that Congress plainly did not have that understanding, respect for principles which this Court has long regarded as critical to the most effective func*242tioning of our federalism should avoid extension of a statute beyond its manifest area of operation into applications which invite conflict with the administration of local policies. Such an extension makes the extreme limits of federal constitutional power a law to regulate the quotidian business of every traffic policeman, every registrar of elections, every city inspector or investigator, every clerk in every municipal licensing bureau in this country. The text of the statute, reinforced by its history, precludes such a reading.

In concluding that police intrusion in violation of state law is not a wrong remediable under R. S. § 1979, the pressures which urge an opposite 'result are duly felt. The difficulties which confront private citizens who seek to vindicate in traditional common-law actions their state-created rights against lawless invasion of their privacy by local policemen are obvious,70 and obvious is the need for more effective modes of redress. The answer to these urgings must be regard for our federal system which presupposes a wide range of regional autonomy in the kinds of protection local residents receive. If various common-law concepts make it possible for a policeman — but no more possible for a policeman than for any individual hoodlum intruder — to escape without liability when he has vandalized a home, that is an evil. But, surely, its remedy devolves, in the first instance, on the States. Of course, if the States afford less protection against the police, as police, than against the hoodlum — if under authority of state “statute, ordinance, regulation, custom, or usage” the police are specially shielded— *243§ 1979 provides a remedy which dismissal of petitioners’ complaint in the present case does not impair. Otherwise, the protection of the people from local delinquencies and shortcomings depends, as in general it must, upon the active consciences of state executives, legislators and judges.71 Federal intervention, which must at best be limited to securing those minimal guarantees afforded by the evolving concepts of due process and equal protection, may in the long run do the individual a disservice by deflecting responsibility from the state lawmakers, who hold the power of providing a far more comprehensive scope of protection. Local society, also, may well be the loser, by relaxing its sense of responsibility and, indeed, perhaps resenting what may appear to it to be outside interference where local authority is ample and more appropriate to supply needed remedies.

This is not to say that there may not exist today, as in 1871, needs which call for congressional legislation to protect the civil rights of individuals in the States. Strong contemporary assertions of these needs have been expressed. Report of the President’s Committee on Civil Rights, To Secure These Rights (1947); Chafee, Safeguarding Fundamental Human Rights: The Tasks of States and Nation, 27 Geo. Wash. L. Rev. 519 (1959). But both the insistence of the needs and the delicacy of the issues involved in finding appropriate means for their satisfaction demonstrate that their *244demand is for legislative, not judicial, response. We cannot expect to create an effective means of protection for human liberties by torturing an 1871 statute to meet the problems of 1960.

Of an enactment like the Civil Rights Act, dealing with the safeguarding and promotion of individual freedom, it is especially relevant to be mindful that, since it is projected into the future, it is ambulatory in its scope, the statute properly absorbing the expanding reach of its purpose to the extent that the words with which that purpose is conveyed fairly bear such expansion. But this admissible expansion of meaning through the judicial process does not entirely unbind the courts and license their exercise of what is qualitatively a different thing, namely, the formulation of policy through legislation. In one of the last writings by that tough-minded libertarian, who was also no friend of narrow construction, Professor Zechariah Chafee, Jr., he admonished against putting the Civil Rights Act to dubious new uses even though, as a matter of policy, they might be desirable in the changed climate nearly a hundred years after its enactment: “At all events, we can be sure of one thing. If federal protection be desirable, we ought to get it by something better than a criminal statute of antiquated uncertainties and based on the out-moded Privileges and Immunities Clause of the Fourteenth Amendment. . . . It is very queer to try to protect human rights in the middle of the Twentieth Century by a left-over from the days of General Grant.” Id., at 529. It is not a work for courts to melt and recast this statute. “Under color” of law meant by authority of law in the nineteenth century. No judicial sympathy, however strong, for needs now felt can give the phrase — a phrase which occurs in a statute, not in a constitution — any different meaning in the twentieth. Compare Mr. Justice Holmes’ varying approaches to construction of the same word in a statute *245and in the Constitution, Towne v. Eisner, 245 U. S. 418, and Eisner v. Macomber, 252 U. S. 189, 219 (dissenting).

This meaning, no doubt, poses difficulties for the case-by-case application of § 1979. Manifestly the applicability of the section in an action for damages cannot be made to turn upon the actual availability or unavailability of a state-law remedy for each individual plaintiff’s situation. Prosecution to adverse judgment of a state-court damage claim cannot be made prerequisite to § 1979 relief. In the first place, such a requirement would effectively nullify § 1979 as a vehicle for recovering damages.72 In the second place, the conclusion that police activity which violates state law is not “under color” of state law does not turn upon the existence of a state tort remedy. Rather, it recognizes the freedom of the States to fashion their own laws of torts in their own way under no threat of federal intervention save where state law makes determinative of a plaintiff’s rights the particular circumstance that defendants are acting by state authority. Section 1979 was not designed to cure and level all the possible imperfections of local common-law doctrines, but to provide for the case of the defendant who can claim that some particular dispensation of state authority immunizes him from the ordinary processes of the law.

*246It follows that federal courts in actions at law under § 1979 would have to determine whether defendants’ conduct is in violation of, or under color of, state law often with little guidance from earlier state decisions. Such a determination will sometimes be difficult, of course. But Federal District Courts sitting in diversity cases are often called upon to determine as intricate and uncertain questions of local law as whether official authority would cloak a given practice of the police from liability in a state-court suit. Certain fixed points of reference will be available. If a plaintiff can show that defendant is acting pursuant to the specific terms of a state statute or of a municipal ordinance, § 1979 will apply. See Lane v. Wilson, 307 U. S. 268. If he can show that defendant’s conduct is within the range of executive discretion in the enforcement of a state statute, or municipal ordinance, § 1979 will apply. See Hague v. C. I. O., 307 U. S. 496. Beyond these cases will lie the admittedly more difficult ones in which he seeks to show some “ ‘custom or usage’ which has become common law.” 73

*247Y.

My Brother Harlan’s concurring opinion deserves separate consideration. It begins by asking what is its essential question: Why would the Forty-second Congress, which clearly provided tort relief in the federal courts for violations of constitutional rights by acts of a policeman acting pursuant to state authority, not also have provided the same relief for violations of constitutional rights by a policeman acting in violation of state authority? What, it inquires, would cause a Congress to distinguish between the two .situations? Examining a first possible differentiating factor — the differing degrees of adequacy of protection of person and property already available in the state courts — it reasons that this could not have been significant in view of Congress’ purpose in 1871, for that purpose was not to enact a statute having “merely a jurisdictional function, shifting the load of federal supervision from the Supreme Court to the lower courts and providing a federal tribunal for fact findings.” *248Examining the other possible distinction — the difference between injuries to individuals from isolated acts of abuse of authority by state officers and injuries to individuals from acts sanctioned by the dignity of state law — it finds that this, too, could not have been important, especially to a Congress which was aware of the existence of state constitutional guarantees of protection to the individual, and which enacted the conspiracy statute which became R. S. § 1980 and is now 42 U. S. C. § 1985.

To ask why a Congress which legislated to reach a state officer enforcing an unconstitutional law or sanctioned usage did not also legislate to reach the same officer acting unconstitutionally without authority is to abstract this statute from its historical context. The legislative process of the post-bellum Congresses which enacted the several Civil Rights Acts was one of struggle and compromise in which the power of the National Government was expanded piece by piece against bitter resistance; the Radicals of 1871 had to yield ground and bargain over detail in order to keep the moderate Republicans in line.74 This was not an endeavor for achieving legislative patterns of analytically satisfying symmetry. It was a contest of large sallies and small retreats in which as much ground was occupied, at any time, as the temporary coalescences of forces strong enough to enroll a prevailing vote could agree upon. To assume that if Congress reached one situation it would also have reached another situation involving not dissimilar problems — assuming, arguendo, that the problems, viewed in intellectual abstraction, are not dissimilar — ignores the temper of the times which produced the Ku Klux Act. This approach would be persuasive only if the two situations, that of a *249state officer acting pursuant to state authority and that of a state officer acting without state authority, were so entirely similar that they would not, in 1871, have been perceived as two different situations at all. In view of the fierce debate which occupied the Forty-second Congress as to whether the Fourteenth Amendment had been intended to do more than invalidate state legislation offensive on its face,75 this supposition must be ruled out. Contrariwise, it is historically persuasive that the Forty-second Congress, which was not thinking in neat abstract categories, designed a statute to protect federal constitutional rights from an immediate evil perceived to be grave — the evil described by the statute’s sponsor, Mr. Shellabarger, “such wrongs ... as are done under color of State laws which abridge these rights,” 76 — but did not, by the same measure, seek to control unconstitutional action abusive of a state authority which did not, itself, “abridge these rights.”

Moreover, even under the most rigorous analysis the two situations argumentatively deemed not dissimilar are indeed dissimilar, and dissimilar in both of the two relevant aspects. As to the adequacy of state-court protection of person and property, there seems a very sound distinction, as a class, between injuries sanctioned by state law (as to which there can never be state-court redress, if at all, unless (1) the state courts are sufficiently receptive to a federal claim to declare their own law unconstitutional, or (2) the litigant persists through a tortuous and protracted process of appeals, after a state trial court has found the facts, through the state-court system to this Court) and injuries not sanctioned by state law. To make this line of distinction determine the incidence of Civil Rights legislation serves to cover the bulk of cases where *250federal judicial protection would be needed. To be sure, this leaves certain cases unprotected, namely, the few instances of federal constitutional violations not authorized by state statute, custom or usage and which concern interests wholly unrecognized by state statute or common law. But the cost of ignoring the distinction in order to cover those cases — the cost, that is, of providing a federal judicial remedy for every constitutional violation — involves pre-emption by the National Government, in the larger class of cases in which rights secured • by the Fourteenth Amendment relate to interests of person and property having a state-law origin, of matters of intimate concern to state and local governments. One of the most persistently recurring motifs in the legislative history of the Ku Klux Act is precisely a reluctance to invade these regions of state and local concern except insofar as absolutely necessary for effective assurance of the Fourteenth Amendment’s guarantees. Therefore, the line of distinction between state-authorized and unauthorized actions, as a line of compromise among positions concerning which the legislative evidence is clear that Congress wanted to, and did, compromise, is the most probable for the Act’s draftsmen to have selected.

To attribute significance to this line of distinction is not to reduce the Ku Klux Act to having "merely a jurisdictional function, shifting the load of federal supervision from the Supreme Court” to an original federal tribunal. First, there are certain classes of cases where § 1979, construed as reaching only unconstitutional conduct authorized by state law, will accord “substantive” relief that would not have been available through the means of state-law, state-court litigation subject to the commands of the Supremacy Clause and to Supreme Court review. This would be the case, for example, if a Negro were to bring an action for damages against a state election official who had denied him the right to vote pursuant to discriminatory *251state franchise provisions77 in a State which did not recognize a common-law action for deprivation of the right to vote.' Similarly, one whose home had been searched by state police acting under a state statute, regulation, custom or usage which authorized an unconstitutional intrusion could recover by a § 1979 action a measure of relief determined, as a “substantive” matter, by federal law, whereas Supreme-Court-reviewed state-court suit might have availed him only damages for technical trespass. And, second, with reference to the more numerous classes of cases in which the redress which a federal trial court might give would be approximately the same, “substantively,” as that which could be recovered by state-court suit, the theory that the Reconstruction Congress could not have meant § 1979 principally as a “jurisdictional” provision granting access to an original federal forum in lieu of the slower, more costly, more hazardous route of federal appeal from fact-finding state courts, forgets how important providing a federal trial court was among the several purposes of the Ku Klux Act.78 One may agree that in one sense § 1979 is not “merely” jurisdictional — not jurisdictional in the sense, for example, that § 3 of the 1866 Civil Rights Act was jurisdictional.79 Section 1979 does *252create a “substantive” right to relief. But this does not negative the fact that a powerful impulse behind the creation of this “substantive” right was the purpose that it be available in, and be shaped through, original federal tribunals.

In truth, to deprecate thé purposes of this 1871 statute in terms of analysis which refers to “merely . . . jurisdictional” effects, to “shifting the load of federal supervision,” and to the “administrative burden on the Supreme Court,” is to attribute twentieth century conceptions of the federal judicial system to the Reconstruction Congress. If today Congress were to devise a comprehensive scheme for the most effective protection of federal constitutional rights, it might conceivably think in terms of defining those classes of cases in which Supreme Court review of state-court decision was most appropriate, and those in which original federal jurisdiction was most appropriate, fitting all cases into one or the other category. The Congress of 1871 certainly did not think in such terms. Until 1875 there was no original “federal question” jurisdiction in the federal courts,80 and the ordinary mode of protection of federal constitutional rights' was Supreme Court review.81 In light of the then prevailing notions of the appropriate relative spheres of jurisdiction of state and *253federal courts of first impression, any allowance of Federal District and Circuit Court competence to adjudicate causes between co-citizens of a State was a very special case, a rarity.82 To ask why, when such a special case was created to redress deprivations of federal rights under authority of state laws which abridged thosé rights, a special case was not also created to cover other deprivations of federal rights whose somewhat similar nature might have made the same redress appropriate, disregards the dominant jurisdictional thought of the day and neglects consideration of the fact that redress in a federal trial court was then to be very sparingly afforded. To extend original federal jurisdiction only in the class of cises in which, constitutional violation being sanctioned by state law, state judges would be less likely than federal judges to be sympathetic to a plaintiff’s claim, is a purpose quite consistent with the “overflowing protection of constitutional rights” which, assuredly, § 1979 manifests.83

*254Finally, it seems not unreasonable to reject the suggestion that state-sanctioned constitutional violations are no more offensive than violations not sanctioned by the majesty of state authority. Degrees of offensiveness, perhaps, lie largely in the eye of the person offended, but is it implausible to conclude that there is something more reprehensible, something more dangerous, in the action of the custodian of a public building who turns out a Negro pursuant to a local ordinance than in the action of the same custodian who turns out the same Negro, in violation of state law, to vent a personal bias? Or something *255more reprehensible about the public officer who beats a criminal suspect under orders from the Captain of Detectives, pursuant to a systematic and accepted custom of third-degree practice, than about the same officer who, losing his temper, breaks all local regulations and beats the same suspect? If it be admitted that there is a significant difference between the situation of the individual injured by another individual and who, although the latter is an agent of the State, can claim from the State’s judicial or administrative processes the same protection and redress against him as would be available against any other individual, and the situation of one who, injured under the sanction of a state law which shields the offender, is left alone and helpless in the face of the asserted dignity of the State, then, certainly, it was the latter of these two situations — that of the unprotected Southern Negroes and Unionists — about which Congress was concerned in 1871.84

*256Again, an analysis which supposes that Congress, by §§ 1 and 2 85 of the Ku Klux Act, was attempting to provide comprehensive coverage of a single problem and, therefore, may not be supposed to have left any aspect of the problem unprovided for, ignores that these two sections were in fact designed to cope with two wholly different problems — two wholly diverse evils. Section 2 was newly drafted in 1871, not, like § 1, taken over from the 1866 Act. It was both civil and criminal, not, like § 1, merely civil. It aimed exclusively at conspiracies, as § 1 did not. And, most important, it sought to protect only the federal right of equal protection, not, like § 1, all Fourteenth Amendment rights.86 Because of its limited scope in this latter respect, those who drafted it and voted for it thought that it could constitutionally'be made to reach instances of action having more tenuous connection with the lawfully asserted authority of the State than could a statute which also reached due process violations.87 For the same reason, it does not reach isolated *257instances of misuse of state authority, but only such as possess the character of “purposeful discrimination” 88 which amounts to a denial of equal protection. The evil that § 2 meant to stamp out was the evil of conspiracy— more particularly, the evil of the Klan, “a conspiracy, so far-flung and embracing such numbers, with a purpose to dominate and set at naught the ‘carpetbag’ and ‘scalawag’ governments of the day,” that it appeared “able effectively to deprive Negroes of their legal rights and to close all avenues of redress or vindication.” Collins v. Hardyman, 341 U. S. 651, 662.89 The enormity and the power of this organization were what made it dangerous.90 Section 1 aimed at another evil, the evil not of combinations dedicated to purposeful and systematic discrimination, but of violation of any rights, privileges, or immunities secured by the Constitution through the authority, enhanced by the majesty and dignity, of the States. Here it was precisely this authorization, this assurance that behind a constitutional violation lay the whole power of the State, that was the danger. One can agree that these two statutory sections may overlap unevenly rather than *258dovetail, but surely it is more plausible to regard this uneven overlap as a result of the diverse origins and purposes of the sections than to derive from it the justification for a construction of § 1979 which distorts the section by stretching it to cover a class of cases presenting neither the evil with which § 1, nor the evil with which § 2, of the Ku Klux Act was designed to cope.

VI.

The present case comes here from a judgment sustaining a motion to dismiss petitioners’ complaint. That complaint, insofar as it describes the police intrusion, makes no allegation that that intrusion was authorized by state law other than the conclusory and unspecific claim that “During all times herein mentioned the individual defendants and each of them were acting under color of the statutes, ordinances, regulations, customs and usages of the State of Illinois, of the County of Cook and of the defendant City of Chicago.” In the face of Illinois decisions holding such intrusions unlawful and in the absence of more precise factual averments to support its conclusion, such a complaint fails to state a claim under § 1979.

However, the complaint does allege, as to the ten-hour detention of Mr. Monroe, that “it was, and it is now, the custom or usage of the Police Department of the City of Chicago to arrest and confine individuals in the police stations and jail cells of the said department for long periods of time on ‘open’ charges.” These confinements, it is alleged, are for the purpose of interrogating and investigating the individuals arrested, in the aim of inducing incriminating statements, permitting possible identification of suspects in lineups, holding suspects incommunicado while police conduct field investigations of their associates and background, and punishing the arrested persons without trial. Such averments do pre*259sent facts which, admitted as true for purposes of a motion to dismiss, seem to sustain petitioners’ claim that Mr. Monroe’s detention — as contrasted with the night-time intrusion into the Monroe apartment — was “under color” of state authority. Under the few relevant Illinois decisions it is impossible to say with certainty that a detention incommunicado for ten hours is unlawful per se,91 or that the courts of that State would hold that the lawless circumstances surrounding Mr. Monroe’s arrest made his subsequent confinement illegal. On this record, then, petitioners’ complaint suffices to raise, the narrow issue of whether the detention incommunicado, considered alone, violates due process.92

Since the majority’s disposition of the case causes the Court not to reach that constitutional issue, it is neither necessary nor appropriate to discuss it here.

The complaint is in nine counts, and seeks to assert a claim in favor of Mr. Monroe, Mrs. Monroe, and their children, respectively, under each of R. S. §§ 1979, 1980 and 1981, 42 U. S. C. §§ 1983, 1985 and 1986. Petitioners have abandoned in this Court their claims under §§ 1980 and 1981, and we are not now asked to determine the applicability of those sections to the facts alleged.

The murder was asserted by the examining officers to have been committed two days before, on October 27.

Drawing upon the reasoning of the Slaughter-House Cases, 16 Wall. 36, this decision determined that only those rights or privileges were secured by the Constitution and laws which were inherent in the status of the individual as a citizen of the National Government, see Ex parte Yarbrough, 110 U. S. 651, Guinn v. United States, 238 U. S. 347, or which were necessary to the integrity of the federal governmental institution, see Motes v. United States, 178 U. S. 458; compare Logan v. United States, 144 U. S. 263, with United States v. Powell, 212 U. S. 564, or which were created by Congress in the legitimate exercise of its Article I powers, see United States v. Waddell, 112 U. S. 76.

It was brought to the attention of Congress in 1871 that “rights, privileges, or immunities” was a more extensive phrase than “privileges or immunities” as used in the Fourteenth Amendment prohibiting a State from abridging “the privileges or immunities of citizens of the United States.” Cong. Globe, 42d Cong., 1st Sess., App. 49-50.

“Whoever, under color of any law, statute, ordinance, regulation, or custom, willfully subjects any inhabitant of any State ... to the deprivation of any rights, privileges, or immunities secured or protected by the Constitution or laws of the United States . . . shall be fined not more than $1,000 or imprisoned not more than one year, or both.”

Civil liability has always been drawn from such indefinite standards as reasonable care, a man of ordinary prudence, foreseeability, etc. And see Baltimore & Ohio R. Co. v. Groeger, 266 U. S. 521; Miller v. Strahl, 239 U. S. 426.

See Koehler v. United States, 189 F. 2d 711 (C. A. 5th Cir.); Clark v. United States, 193 F. 2d 294 (C. A. 5th Cir.); Crews v. United States, 160 F. 2d 746 (C. A. 5th Cir.). These cases are not cited by way of approval.

Petitioners also rely on the Equal Protection Clause. The disposition of the litigation by the majority here makes it unnecessary to discuss this aspect of the case.

Snyder v. Massachusetts, 291 U. S. 97, 105.

See Twining v. New Jersey, 211 U. S. 78; Powell v. Alabama, 287 U. S. 45; Palko v. Connecticut, 302 U. S. 319; Betts v. Brady, 316 U. S. 455; Gibbs v. Burke, 337 U. S. 773; Rochin v. California, 342 U. S. 165.

Ala. Const., Art. I, § 5; Alaska Const., Art. I, § 14; Ariz. Const., Art. II, §8; Ark. Const., Art. II, §15; Cal. Const., Art. I, §19; Colo. Const., Art. II, §7; Conn. Const., Art. I, §8; Del. Const., Art. I, §6; Fla. Const., Declaration of Rights, §22; Ga. Const., Art. I, §2-116; Hawaii Const., Art. I, §5; Idaho Const., Art. I, § 17; Ill. Const., Art. II, § 6; Ind. Const., Art. I, § 11; Iowa Const., Art. I, §8; Kan. Const., Bill of Rights, §15; Ky. Const., Bill of Rights, §10; La. Const., Art. 1, §7; Me. Const., Art. I, §5; Md. Const., Declaration of Rights, Art. 26; Mass. Const., Pt. I, Art. XIV; Mich. Const., Art. II, § 10; Minn. Const., Art. I, § 10; Miss. Const.; Art. 3, §23; Mo. Const., Art. I, § 15; Mont. Const-., Art. Ill, §7; Neb. Const., Art. I, §7; Nev. Const., Art. I, §18; N. H. Const., Pt. I, Art. 19; N. J. Const., Art. I, par. 7; N. M. Const., Art. II, §10; N. Y. Const., Art. I, §12, and Civil Rights Law, §8; N. C. Const., Art. I, § 15; N. D. Const., Art. I, § 18; Ohio Const., Art. I, § 14; Okla. Const., Art. II, § 30; Ore. Const., Art. I, § 9; Pa. Const., Art. I, § 8; R. I. Const., Art. I, § 6; S. C. Const., Art. I, § 16; S. D. Const., Art. VI, § 11; Tenn. Const., Art. I, §7; Tex. Const., Art. I, § 9; Utah Const., Art. I, § 14; Vt. Const., C. I, Art. 11; Va. Const., Art. I, § 10; Wash. Const., Art. I, §7; W. Va. Const., Art. III, § 6; Wis. Const., Art. I, § 11; Wyo. Const., Art. I, §4.

See Huckle v. Money, 2 Wils. 205; Wilkes v. Wood, 19 How. St. Tr. 1153; Bessemer v. Eidge, 162 Ala. 201, 50 So. 270; 1 Cooley’s Constitutional Limitations (8th ed. 1927) 610-615; Fraenkel, Concerning Searches and Seizures, 34 Harv. L. Rev. 361 (1921), containing a collection of authorities.

See, e. g., Thurman v. State, 116 Fla. 426, 156 So. 484; compare Simpson v. State, 152 Tex. Cr. R. 481, 215 S. W. 2d 617, with McClannan v. Chaplain, 136 Va. 1, 15-17, 116 S. E. 495. Note the common legislative proscription upon the search of private homes by officers otherwise authorized to make entries for the enforcement of prohibition laws and other regulatory statutes. E. g., National Prohibition Act, tit. II, §25, 41 Stat. 305, 315; and see Cornelius, Search and Seizure (2d ed. 1930), §§ 135-144.

See 2 Hale, Pleas of the Crown (Wilson ed. 1800) 150.

See, e. g., People v. Cahan, 44 Cal. 2d 434, 282 P. 2d 905 (1955); Sarafini v. San Francisco, 143 Cal. App. 2d 570, 300 P. 2d 44 (1956) ; Ware v. Dunn, 80 Cal. App. 2d 936, 183 P. 2d 128 (1947); Walker v. Whittle, 83 Ga. App. 445, 64 S. E. 2d 87 (1951); People v. Dalpe, 371 Ill. 607, 21 N. E. 2d 756 (1939); Hart v. State, 195 Ind. 384,145 N. E. 492 (1924); Johnson v. Commonwealth, 296 S. W. 2d 210 (Ky. App. 1956); Deaderick v. Smith, 33 Tenn. App. 151, 230 S. W. 2d 406 (1950).

The various analyses which have enabled this Court to find state action in situations other than that presented by Barney v. New York, 193 U. S. 430, are plainly not appropriate to consideration of the question whether in a given instance official conduct is "under color” of state law. Nashville, C. & St. L. R. Co. v. Browning, 310 U. S. 362, and Iowa-Des Moines Nat’l Bank v. Bennett, 284 U. S. 239, came here on certiorari from state court proceedings. Coulter v. Louisville & Nashville R. Co., 196 U. S. 599, and Raymond, v. Chicago Traction Co., 207 U. S. 20, held that accepted administrative usage in the exercise of a power specifically conferred by state legislation and wholly dependent upon that legislation for its coercive effects might constitute such action of a State as to present a cognizable federal question. But see Memphis v. Cumberland Tel. & Tel. Co., 218 U. S. 624. Similarly, Home Tel. & Tel. Co. v. Los Angeles, 227 U. S. 278, held that the existence in a state constitution of provisions coincident with those of the Federal Constitution did not ipso facto immunize state officials from the original jurisdiction of the federal courts. From none of these cases is implication to be drawn pertinent to the interpretation of § 1979.

See note 5, supra.

Mr. Shellabarger, Chairman of the House Select Committee which authored the Act of April 20, 1871, whose first section is now § 1979, reported to the House that that section was modeled upon the second section of the Act of April 9,1866,14 Stat. 27, and that the two sections were intended to cover the same cases, with qualifica*213tions not relevant here. Cong. Globe, 42d Cong., 1st Sess., App. 68. See also id., at 461. The 1866 provision had been re-enacted, substantially and in form, by the seventeenth and eighteenth sections of the Act of May 31, 1870, 16 Stat. 140, 144, and the 1874 revision of the provision was in turn patterned on the present § 1979. See Screws v. United States, 325 II. S. 91, 99-100. The sections have consistently been read as coextensive in their reach of acts “under color” of state authority. Picking v. Pennsylvania R. Co., 151 F. 2d 240, 248 (C. A. 3d Cir.); Burt v. City of New York, 156 F. 2d 791, 792 (C. A. 2d Cir.); McShane v. Moldovan, 172 F. 2d 1016, 1020 (C. A. 6th Cir.); Geach v. Moynahan, 207 F. 2d 714, 717 (C. A. 7th Cir.).

As enacted in 1871, the provision which is now § 1979 reached acts taken “under color of any law, statute, ordinance, regulation, custom, or usage of any State . . . .” 17 Stat. 13. (Emphasis added.) In the Revised Statutes of 1874 and 1878 “law” was omitted from the section, although “law” was retained in the parallel criminal provision, R. S. § 5510, as amended, 18 U. S. C. § 242, and in the jurisdictional provisions, R. S. §§563 (12) and 629 (16). The deletion in § 1979 appears in the Reviser’s Draft (1872) without explanation. 1 Revision of U. S. Statutes, Draft (1872) 947. No alteration in statutory coverage is permissibly to be based upon the change.

The jurisdictional provisions may now be found in 28 U. S. C. § 1343.

Carter v. Greenhow, 114 U. S. 317; Bowman v. Chicago & N. W. Ry. Co., 115 U. S. 611; Giles v. Harris, 189 U. S. 475; Devine v. Los Angeles, 202 U. S. 313; Myers v. Anderson, 238 U. S. 368; Nixon v. Herndon, 273 U. S. 536; Lane v. Wilson, 307 U. S. 268; Douglas v. Jeannette, 319 U. S. 157. One case not involving a state constitution, statute, or ordinance was an instance of state judicial action. Green v. Elbert, 137 U. S. 615; and see Anglo-American Prov. Co. v. Davis Prov. Co., No. 2, 191 U. S. 376.

Holt v. Indiana Mfg. Co., 176 U. S. 68; Moyer v. Peabody, 212 U. S. 78; Hague v. C. I. O., 307 U. S. 496; cf. Smith v. Allwright, 321 U. S. 649.

Northwestern Fertilizing Co. v. Hyde Park, 18 Fed. Cas. 393, No. 10,336 (C. C. N. D. Ill. 1873); Baltimore & Ohio R. Co. v. Allen, 17 F. 171 (C. C. W. D. Va. 1883); Tuchman v. Welch, 42 F. 548, and M. Schandler Bottling Co. v. Welch, 42 F. 561 (C. C. D. Kan. 1890) ; Hemsley v. Myers, 45 F. 283 (C. C. D. Kan. 1891); Davenport v. Cloverport, 72 F. 689 (D. C. D. Ky. 1896); Fraser v. McConway & Torley Co., 82 F. 257 (C. C. D. Pa. 1897); Crystal Springs Land & Water Co. v. Los Angeles, 76 F. 148 (C. C. S. D. Cal. 1896), aff’d, 177 U. S. 169 (see California Oil & Gas Co. v. Miller, 96 F. 12 (C. C. S. D. Cal. 1899)); Aultman & Taylor Co. v. Brumfield, 102 F. 7 (C. C. N. D. Ohio 1900), app. dism’d 22 S. Ct. 938; Wadleigh v. Newhall, 136 F. 941 (C. C. N. D. Cal. 1905); Farson v. City of Chicago, 138 F. 184 (C. C. N. D. Ill. 1905); Brickhouse v. Brooks, 165 F. 534 (C. C. E. D. Va. 1908); Simpson v. Geary, 204 F. 507 (D. C. D. Ariz. 1913); Raich v. Truax, 219 F. 273 (D. C. D. Ariz. 1915), aff’d, 239 U. S. 33; Marcus Brown Holding Co. v. Pollak, 272 F. 137 (D. C. S. D. N. Y. 1920); West v. Bliley, 33 F. 2d 177 (D. C. E. D. Va. 1929), aff’d, 42 F. 2d 101 (C. A. 4th Cir. 1930); Trudeau v. Barnes, 65 F. 2d 563 (C. A. 5th Cir. 1933); Jones v. Oklahoma City, 78 F. 2d 860 (C. A. 10th Cir. 1935); Mitchell v. Greenough, 100 F. 2d 184 (C. A. 9th Cir. 1938); Blackman v. Stone, 101 F. 2d 500 (C. A. 7th Cir. 1939); City of Manchester v. Leiby, 117 F. 2d 661 (C. A. 1st Cir. 1941); Hannan v. City of Haverhill, 120 F. 2d 87 (C. A. 1st Cir. 1941); Hume v. Mahan, 1 F. Supp. 142 (D. C. E. D. Ky. 1932), rev’d, 287 U. S. 575; Premier-Pabst Sales Co. v. McNutt, 17 F. Supp. 708 (D. C. S. D. Ind. 1935) ; Gobitis v. Minersville School Dist., 21 F. Supp. 581 (D. C. E. D. Pa. 1937), 24 F. Supp. 271 (1938), aff’d, 108 F. 2d 683 (C. A. 3d Cir. 1939), rev’d, 310 U. S. 586; Connor v. Rivers, 25 F. Supp. 937 (D. C. N. D. Ga. 1938), aff’d, 305 U. S. 576; Ghadiali v. Delaware State Medical Society, 28 F. Supp. 841 (D. C. D. Del. 1939); Mills v. Board of Education, 30 F. Supp. 245 (D. C. D. Md. 1939); Bluford v. Canada, 32 F. Supp. 707 (D. C. W. D. Mo. 1940), app. dism’d, 119 F. 2d 779 (C. A. 8th Cir. 1941); Kennedy v. City of Moscow, 39 F. Supp. 26 (D. C. D. Idaho 1941). In these eases R. S. § 1979 or the parallel jurisdictional provisions were invoked. Note that in the Jones and Farson cases, supra, defendant’s conduct *215was specifically authorized by local ordinance, although plaintiffs asserted the invalidity of those ordinances under state as well as under federal law. In both cases relief was denied on the ground that no state action was shown, within the rule of Barney v. New York, 193 U. S. 430. To this group of cases involving acts authorized by state law must be added Miller v. Rivers, 31 F. Supp. 540 (D. C. M. D. Ga. 1940), rev’d as moot, 112 F. 2d 439 (C. A. 5th Cir. 1940), in which a state governor had several times authorized action in violation of state court restraining orders, finally declaring martial law in the face of the state judicial decrees. Two reported criminal prosecutions under § 242 also involved conduct sanctioned by state law. United States v. Buntin, 10 F. 730 (C. C. S. D. Ohio 1882); United States v. Stone, 188 F. 836 (D. Md. 1911). Cf. United States v. Horton, 26 Fed. Cas. 375, No. 15,392 (D. Ala. 1867), semble.

Brawner v. Irvin, 169 F. 964 (C. C. N. D. Ga. 1909). In one case decided in 1940 just prior to United States v. Classic, 313 U. S. 299, a Federal District Court did distinctly decide that similar police misconduct unauthorized by state law, was "under color” of state law. United States v. Sutherland, 37 F. Supp. 344 (D. C. N. D. Ga. 1940). An unreported 1940 ease, United States v. Cowan (D. C. E. D. La.), is said to have reached a similar result. See 1941 Atty. Gen. Rep. 98; Brief for the United States; United States v. Classic, 313 U. S. 299, p. 45, n. 25. In neither of these two cases does there appear to have been any examination of the legislative history of the “under color” statutes, nor is any reasoning offered to support the conclusion of the courts.

The court below had dismissed the indictment on the ground that the right was not so secured and had not discussed the “under color” issue. 35 F. Supp. 66.

The Government’s brief contended that, inasmuch as the Civil Rights statutes were passed to enforce the Fourteenth Amendment, they should be read as coextensive with it: “under color” of state law should be coincident with “State action” as this Court had developed the “State action” concept. ' Classic’s brief argued the point as though it were urging a “State action” contention.

Ex parte Virginia, 100 U. S. 339, arose under federal legislation penalizing “any officer or other person charged with any duty in the selection or summoning of jurors” who discriminated on grounds of race, color, or previous condition of servitude in the choosing of juries. The issue was whether this provision could constitutionally be applied to a state judge who discriminated in the administration of a state statute fair on its face. Home Tel. & Tel. Co. v. Los Angeles, 227 U. S. 278, posed the question whether the enforcement of an allegedly confiscatory municipal regulatory ordinance was state action for purposes of Federal District Court “arising under” jurisdiction.

The Mayor and other officials of Jersey City were charged with a concerted program of discriminatory law enforcement intended to drive union organizers out of the city.- The acts upon which amenability to suit under § 1979 was predicated were (1) the enforcement of a municipal ordinance which this Court held unconstitutional on its face; (2) the enforcement of a second ordinance in a manner which willfully discriminated against union organizers; and (3) “acts not under the authority of any ordinance or statute but committed under color of municipal office and as part of a deliberate municipal policy.” 101 F. 2d 774, 790. The Court of Appeals for the Third Circuit held that, on these facts, all three classes of conduct, viewed together, constituted “State action.” This Court affirmed and modified the decree without considering the pointy

That the Court had not in the Classic case isolated the “under color” issue from the question of “State action” is indicated by the opinions in Snowden v. Hughes, 321 U. S. 1. The latter case arose under § 1979, yet although the “State action” principle had been the basis for the decision below and was prominently treated in two opinions here, no reference was made to the “under color” phrase.

The brief for petitioners Screws et al. contains no citation to legislative history. The brief for the United States, after several citations intended to demonstrate that the purpose of the Civil Rights Acts was to enforce the Fourteenth Amendment and to protect the rights which it secures (these citations, employed to the same purpose, may be found in the plurality opinion, 325 U. S., at 98-99), sets forth only one other bit of legislative material: a statement made in debate by Senator Davis of Kentucky, an opponent of the Act of 1866, to the effect that the Act would repeal the penal laws of all the States. See Cong. Globe, 39th Cong., 1st Sess. 598.

See 325 U. S., at 111 (plurality); id., at 142-144 (dissent). These two statements are set forth in text at notes 38 and 39, infra. The plurality opinion also contains references to other aspects of the legislative history in another context, id., at 98-100; see note 28, supra. In his separate opinion, Mr. Justice Rutledge twice adverts to legislative materials, once with regard to matters not relevant here, id., at 120, n. 13, 14, and once, pertinently, with particular reference to the position of opponents of the 1866 Act that the legislation would invade the province of the States (setting forth Senator Davis’ statement, see note 28, supra), id., at 132, n. 33. Mr. Justice Murphy, also writing separately, does not discuss the “under color” issue.

Neither the Court’s opinion nor the briefs in Williams contain any citation to the legislative history of the Civil Rights Acts. It is true *220that between Screws and Williams Congress in 1948 re-enacted § 242 without material change. If that section were before the Court in the present case, the implications of that re-enactment might have to be appraised. Yet whatever tenuous thread of legislative approbation of Screws might be drawn from the kind of bulk-sale congressional action which was involved in its enactment of a whole criminal code by way of the new Title 18, U. S. C., in 1948, any attempt to tangle in that same thread § 1979 — a statute which has not been touched by Congress in three quarters of a century — would exceed the bounds of fictionally implied legislative adoption.

E. g., United States v. United Mine Workers, 330 U. S. 258; United States v. C. I. O., 335 U. S. 106; United States v. Harriss, 347 U. S. 612; Phillips Petroleum Co. v. Wisconsin, 347 U. S. 672; Galvan v. Press, 347 U. S. 522; Textile Workers v. Lincoln Mills, 353 U. S. 448.

The Act of September 9, 1957, 71 Stat. 634, 637, provides that “No person, whether acting under color of law or otherwise, shall intimidate, threaten, coerce, or attempt to intimidate, threaten, or coerce any other person for the purpose of interfering with the right of such other person to vote” at any election held solely or in part for the purpose of selecting or electing candidates for designated federal offices. Such an enactment, of course, can in no conceivable manner be considered congressional “adoption” or approbation of this Court's constructions of the “under color” clause in Classic, Screws and Williams, for the sufficient reason (among others) that the statute employs the clause only to go beyond it — manifesting a purpose, through the expression “under color of law or otherwise,” to reach all individual conduct of the class described, whether or not “under color” of law, and whatever “under color” of law may mean. See H. R. Rep. No. 291, 85th Cong., 1st Sess. 12. The provisions of H. R. 627, 84th Cong., 2d Sess., as reported from the House Committee on the Judiciary and made the subject of H. R. Rep. No. 2187, 84th Cong., 2d Sess., are similar. See especially id., at 9-11.

The Civil Rights Act of 1960, 74 Stat. 86, 88-89, 90, does twice use the clause “under color of [law],” but in contexts wholly different from that of R. S. § 1979. Section 301 of the 1960 Act requires every “officer of election” to retain and preserve during a specified period all records and papers which come into his possession relating to acts requisite to voting at an election wherein candidates for designated federal offices are voted for. Section 306 (which comprises the only use of “under color” language in the House bill that was the subject of H. R. Rep. No. 956, 86th Cong., 1st Sess.) defines an “officer of election” as “any person who, under color of any Federal, State, Commonwealth, or local law, statute, ordinance, regulation, authority, custom, or usage, performs or is authorized to perform any function, duty, or task in connection with any application, registration, payment of poll tax, or other act requisite to voting” in any election at which votes are east for candidates for those designated federal offices. These provisions, like those of the 1957 Act, are of very limited scope, reaching only certain conduct affecting federal *224elections. Section 601 of the 1960 Act provides that in any proceeding instituted by the Attorney General for preventive relief against the deprivation, on account of race or color, of certain voting rights, see R. S. § 2004, as amended by the Act of September 9, 1957, 71 Stat. 634, 637, 42 U. S. C. § 1971, the court shall, on proper request, make a finding whether such deprivation was or is pursuant to a pattern or practice. If the court finds such a pattern or practice, any person of that race or color resident within the affected area is entitled, during a specified period, to an order declaring him qualified to vote, “upon proof that at any election or elections (1) he is qualified under State law to vote, and (2) he has since such finding by the court been (a) deprived of or denied under color of law the opportunity to register to vote or otherwise to qualify to vote, or (b) found not qualified to vote by any person acting under color of law.” Whatever meaning “under color of law” may have as so employed, Congress’ use of the phrase in this narrowly limited context — applying to a situation in which voting rights have been infringed on grounds of race or color pursuant to a pattern or practice — cannot reasonably be taken as indicative of congressional attitude toward one or another possible construction of “under color” in the sweeping context of R. S. § 1979.

All this is said quite apart from the consideration of how little weight may properly be given to inferences drawn from the silence of minority reports of congressional committees, especially committees sitting almost a century after the enactment of the legislation in question.

People v. Grod, 385 Ill. 584, 53 N. E. 2d 591; People v. Dalpe, 371 Ill. 607, 21 N. E. 2d 756; People v. Brocamp, 307 Ill. 448, 138 N. E. 728. See Ill. Rev. Stat., c. 38, §§ 691-699 (1959); Ill. Const., Art. II, § 6.

See Bucher v. Krause, 200 F. 2d 576 (C. A. 7th Cir.).

See Cong. Globe, 39th Cong., 1st Sess. 474, 602, 1117-1118; 1123-1124, 1151, 1159-1160, 1758-1759. See 1 Fleming, Documentary History of Reconstruction (Reprint 1950) 273-311; 2 Com-mager, Documents of American History (6th ed. 1958) 2-7, for typical Black Code provisions. A more dispassionate appraisal of the Codes than was possible during the turbulence of Reconstruction is found in Randall, The Civil War and Reconstruction (1937) 724-730.

Cong. Globe, 39th Cong., 1st Sess. 1680. See also id., at 1266. Light is thrown upon this distinction between the deprivation of a right and its violation — deprivation being competent to the law-making and law-enforcing organs of a State — by comparison of the language of § 1979, establishing liability for the “deprivation of any rights, privileges, or immunities secured by the Constitution . . . ,” 17 Stat. 13, with the provisions of the criminal conspiracy section of the 1870 Act, penalizing conspiracies to intimidate any person in order to “hinder his free exercise and enjoyment of any right or privilege granted or secured to him by the Constitution.” 16 Stat. 140, 141. Cf. Civil Rights Cases, 109 U. S. 3, 17-18.

Senator Trumbull had introduced the bill. Cong. Globe, 39th Cong., 1st Sess. 129.

Cong. Globe, 39th Cong., 1st Sess. 1758.

Cong. Globe, 41st Cong., 2d Sess. 3663. Mr. Sherman’s remarks were addressed not specifically to the section which paralleled the 1866 “under color” language, but to the whole of the pending Senate amendment, a substitute for .the House bill. Compare id., at 3561 *228with id., at 3503. It was from the Senate amendment, containing an “under color” provision modeled on § 2 of the Act of 1866, that the 1870 Act, as finally enacted, immediately derived.

17 Stat. 13. (Emphasis added.)

Cong. Globe, 42d Cong., 1st Sess., App. 68. Mr. Shellabarger was the Chairman of the House Select Committee which drafted the Ku Klux Act. In reporting it out of committee, he described its first section, now § 1979, as modeled on the second section of the First Civil Rights Act of 1866. Ibid. In debate on the 1866 Act Shella-barger had said that the earlier provision was meant “not to■ usurp the powers of the States to punish offenses generally against the rights of citizens in the several States, but its whole force is expended in defeating an attempt, under State laws, to deprive races and the members-thereof as such of the rights enumerated in this act.” Cong. Globe, 39th Cong., 1st Sess. 1294.

Cong. Globe, 42d Cong., 1st Sess. 697.

Id., at 808.

The claim was several times repeated in debate that the bill operated to absorb “the entire jurisdiction of the States over their local and domestic affairs,” id., at 366, or that it would bring “private grievances to the Federal courts.” Id., at 395. With very few exceptions {ibid., id., at 361, 429, App. 91) these criticisms were not directed to the Act’s first section, now § 1979. See also id., at 416, 510, 660, App. 160, 179, 241-243, 258. One opposition speaker did object specifically to § 1 as providing a federal forum for the deprivation of a suitor’s rights although “The offenses committed against him may be the common violations of the municipal law of his State.” Id., at App. 50. And one supporter of the measure, who argued that the Fourteenth Amendment gave Congress power to enact a general criminal law, if necessary, for the protection of citizens under the Privileges and Immunities, Due Process, and Equal Protection Clauses, said of § 2 of the Act of 1866, the model for § 1 of the 1871 Act, that it punished acts which would otherwise be “mere misdemeanors” at state law. Id., at 504. But these two remarks are the only assertions, throughout hundreds of pages of debate, that § 1 might reach conduct which state law proscribed. Proponents of the bill, addressing themselves to the charge of federal over*230reaching, insisted that they could support the measure- only because they understood that it did not presume to enter upon that realm of protection of rights traditionally reserved to the States. Id., at 800. See notes 47-50, infra. And see the statement of Senator Edmunds, id., at 697-698: “[The bill] does not undertake to interpose itself out of the regular order of the administration of law. It does not attempt to deprive any State of the honor which is due to the punishment of crime.”

Id., at 317. Any act to effect the object of the conspiracy rendered all the conspirators guilty of a felony.

The impetus for the enactment of the Ku Klux Act was President Grant’s message to Congress asserting that a condition then existed in some States which rendered life and property insecure and which was beyond the power of state authorities to control. See id., at App. 226. Throughout the debates on the bill the note was repeated: there was a need for federal action to supplant state administration which was failing to provide effective protection for private rights. Id., at 345, 368, 374, 428, 444, 457-459, 460, 476, 505-506, 653, App. 78, 167, 185, 248-249, 252. Constitutional authority for such federal action was sought in the logic that “States” were ordered by the Fourteenth Amendment not to “deny” equal protection of the laws; that a “State” in effect denied such protection not only when its legislation was on its face unequal, but whenever its judicial or execu*231tive authorities by a consistent course of practice, “permanently and as a rule” refused to enforce its laws for the protection of some class of persons. Id., at 334. See id., at 416, 482, 505-506, 606-608, 697, App. 251-252, 315. But what was deemed the prerequisite to validity of congressional action in implementation of the Amendment under this theory was no less than a State’s permitting “the rights of citizens to be systematically trampled upon without color of law,” id., at 375; “A systematic failure to make arrests, to put on trial, to convict, or to punish offenders.” Id., at 459. The National Government was thought powerless to intervene to regulate “A mere assault and battery, or arson, or murder .... The law is believed to be sufficient to cover such cases, and the officers of justice amply able to arrest and punish the offenders.” Id., at 457. See also Mr. Perry’s assertion, id., at App. 79, that the wrongs which Congress may remedy “are not injuries inflicted by mere individuals or upon ordinary rights of individuals,” but injuries inflicted “under color of State authority or by conspiracies and unlawful combinations with at least the tacit acquiescence of the State authorities.” Wrongs susceptible of adequate redress before the state courts evidently did not concern Congress, and Congress in 1871 did not attempt to reach those wrongs.

General Garfield, id., at App. 154:' “In so far as this section punishes persons who under color of any State law shall deny or refuse to others the equal protection of the laws, I give it my cheerful support; but when we provide by congressional enactment to punish a mere violation of a State law, we pass the line of constitutional authority.” (This objection is taken specifically to § 3 of the Act, authorizing federal executive intervention under certain circumstances.) See also, e. g., id., at App. 113-116: Mr. Farnsworth, who had no objection to § 1, now § 1979, vigorously opposed § 2 as extending to encompass individual action.' Farnsworth regarded the Fourteenth Amendment as directed exclusively to the discrimina-tions of state legislation, and his approval of § 1 indicates his understanding that it referred to conduct authorized by such legislation. Garfield seems to have agreed that § 1 did not reach even systematic maladministration of state law fair on its face. See id., at App. 153.

Mr. Shellabarger proposed the amendment to § 2, id., at 477, to meet the constitutional objections which the original form of that section had evoked. See id., at 478, App. 187-190, 313. Numerous members of the majority party thereupon withdrew their opposition to the bill. See id., at 514, App. 187-190, 231, 313-315. The form of the second section as it was finally enacted is, in relevant part, substantially that of R. S. § 1980,42 U. S. C. § 1985: “If two or more persons in any State . . . conspire ... for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of équal privileges and immunities under the laws; or for the purpose of preventing or hindering the constituted authorities of any State . . . from giving or securing to all persons within such State . . . the equal protection of the laws; [and] if one or more persons engaged therein do, or cause to be done, any act in furtherance of the object of such conspiracy, whereby another is injured in his person or property, or deprived of having and exercising any right or privilege of a citizen of the United States, the party so injured or deprived may have an action for the recovery of damages, occasioned by such injury or deprivation, against any one or more of the conspirators.” See 17 Stat. 13. Mr. Shellabarger emphasized that the purpose of the change was to make the gist of the offense a deprivation of equality of rights, not a deprivation of rights alone. Cong. Globe, 42d Cong., 1st Sess. 478.

Representative Poland had argued the unconstitutionality of the original § 2 on the ground that it sought to extend federal protection to private, persons and property, whereas the Fourteenth Amendment guaranteed only equal protection, leaving the States free to protect or not to protect whatever interests they chose so long as the protection afforded was non-discriminatory. The amendment of §2 met this objection, and Mr. Poland supported the bill, finding no cause, for concern in the language of § 1. Id., at 514. For other congressmen who opposed the initial form of § 2 but found no constitutional impediment to enactment of § 1, see id., at 578-579 (Trumbull), App. 86 (Storm), 150-154 (Garfield), 187-190 (Willard). Farnsworth objected to even the amended form of § 2, but voiced no adverse *233criticism of § 1. Id., at 513. Slater, also opposing § 2, argued that if Congress could assert general criminal jurisdiction in the States (as he contended that section did), it coidd also assert general civil jurisdiction in protection of persons and property. Apparently he did not regard § 1 as threatening such an assertion. Id., at App. 304.

There was in fact relatively little opposition to § 1. See id.; at 568. Many vociferous opponents of the Act did not assail that section. E. g., id., at 419, App. 112, 134-139, 300-303. What objections there were did not suggest that the section usurped state power by assuming a concurrent authority to redress state-law violations, but, quite the opposite, attacked the section for penalizing state judges, legislators and administrative officials acting in full obedience to state law, “under a solemn, official oath, though as pure in duty as a saint.” Id., at 365.

Id., at App. 315. See id., at App. 313-315.

Id., at 579.

Id., at 368 (Sheldon). See also id., at 501 (Frelinghuysen).

Id., at App. 277 (Porter).

Id., at App. 268 (Sloss).

Id., at App. 218.

Id., at App. 216.

Id., at App. 217. One significant objection made to § 1 reveals its opponents' comprehension of its scope. It was objected that the section was unnecessary inasmuch as under Amendment Fourteen and the Supremacy Clause there was no longer any danger of “violation *235of the rights of citizens under color of the laws of the States.” Id., at App. 231 (Blair). The appellate jurisdiction of the Supreme Court of the United States under § 25 of the Judiciary Act of 1789, providing for review on writ of error of state court judgments sustaining state authority against federal constitutional challenge or striking down asserted federal authority, was regarded as offering sufficient protection against the deprivations of rights covered by § 1. Id., at App. 86 (Storm).

See note 46, supra.

Cong. Globe, 42d Cong., 1st Sess. 374.

Id., at 428.

Id., at 653.

Id., at App. 315.

Id., at 505.

Id., at App. 179.

Id., at 334.

See note 46, supra.

“The Fourteenth Amendment, itself a historical product, did not destroy history for the States . . . .” Jackman v. Rosenbaum Co., 260 U. S. 22, 31.

In the last twenty years the lower federal courts have encountered a volume of litigation seeking Civil Rights Act redress for a variety of wrongs ranging from arbitrary refusal by housing department officials to issue architect’s certificates, Burt v. New York, 156 F. 2d 791 (C. A. 2d Cir.), to allegedly malicious charges made by a state grand jury. Lyons v. Baker, 180 F. 2d 893 (C. A. 5th Cir.). Plaintiffs have sought redress against the signers of a mandamus petition, parties to a state mandamus proceeding to compel city commissioners to hold a local referendum, Lyons v. Dehon, 188 F. 2d 534 (C. A. 5th Cir.), against state officials administering a local WPA project for refusing to employ the plaintiff and instituting insanity proceedings against him, Love v. Chandler, 124 F. 2d 785 (C. A. 8th Cir.), against adversaries and judge in a state civil judicial proceeding where egregious error resulting in holding against plaintiffs was alleged, Bottone v. Lindsley, 170 F. 2d 705 (C. A. 10th Cir.); Campo v. Niemeyer, 182 F. 2d 115 (C. A. 7th Cir.); cf. Moffett v. Commerce Trust Co., 187 F. 2d 242 (C. A. 8th Cir.). Most courts have refused to convert what would otherwise be ordinary state-law claims for false imprisonment or malicious prosecution or assault and battery into civil rights cases on the basis of conclusory allegations of constitutional violation. Lyons v. Weltmer, 174 F. 2d 473 (C. A. 4th Cir.); McGuire v. Todd, 198 F. 2d 60 (C. A. 5th Cir.); Curry v. Ragan, 257 F. 2d 449 (C. A. 5th Cir.); Deloach v. Rogers, 268 F. 2d 928 (C. A. 5th Cir.) ; Agnew v. City of Compton, 239 F. 2d 226 (C. A. 9th Cir.).

See, e. g., Valle v. Stengel, 176 F. 2d 697 (C. A. 3d Cir.), a case which decides a number of novel and difficult questions of federal constitutional law. The alleged conduct of defendant sheriff which was held actionable under § 1979 was in violation of state law.

See Foote, Tort Remedies for Police Violations of Individual Rights, 39 Minn. L. Rev. 493 (1955); Barrett, Exclusion of Evidence Obtained by Illegal Searches — A Comment on People vs. Cahan, 43 Cal. L. Rev. 565 (1955); cf. Edwards, Criminal Liability for Unreasonable Searches and Seizures, 41 Va. L. Rev. 621 (1955). And see, e. g., State for Use Brooks v. Wynn, 213 Miss. 306, 56 So. 2d 824.

The common law seems still to retain sufficient flexibility to fashion adequate remedies for lawless intrusions. Compare with the cases cited in Wolf v. Colorado, 338 U. S. 25, 30, n. 1; Bull v. Armstrong, 254 Ala. 390, 48 So. 2d 467 (1950); Sarafini v. San Francisco, 143 Cal. App. 2d 570, 300 P. 2d 44 (1956); Ware v. Dunn, 80 Cal. App. 2d 936, 183 P. 2d 128 (1947); Walker v. Whittle, 83 Ga. App. 445, 64 S. E. 2d 87 (1951); Johnson v. Atlantic Coast Line R. Co., 142 S. C. 125, 140 S. E. 443 (1927); Deaderick v. Smith, 33 Tenn. App. 151, 230 S. W. 2d 406 (1950).

This is so not only because of the practical impediment to Civil Rights Act relief which would be posed by §, two-suit requirement, but because the efficient process of judicial administration might well require that a plaintiff present his federal constitutional contention to the state courts along with his state-law contentions, that he there assert the federal unconstitutionality of maintaining the defense of state authorization to a state-law tort action. Cf. Angel v. Bullington, 330 U. S. 183. Of course, once that federal contention is properly presented to the state courts, plaintiff has open for review here an adverse state-court judgment; but if plaintiff were successful in this Court, the effect of our disposition would be to return plaintiff to the state courts for a state-law measure of relief.

See note 57, supra. Cf. Civil Rights Cases, 109 U. S. 3, 16. And see Nashville, C. & St. L. R. Co. v. Browning, 310 U. S. 362, 369: “Here ... all the organs of the state are conforming to a practice, systematic, unbroken for more than forty years, and now questioned for the first time. It would be a narrow conception of jurisprudence to confine the notion of ‘laws’ to what is found written on the statute books, and to disregard the gloss which life has written upon it. Settled state practice cannot supplant constitutional guarantees, but it can establish what is state law. . . . Deeply embedded traditional ways of carrying out state policy, such as those of which petitioner complains, are often tougher and truer law than the dead words of the written text.”

Where the jurisdiction of a Federal District Court is invoked to vindicate a claim under § 1979 and where that court finds that defendants’ conduct is not under color of state law, difficult questions may also arise as to whether the court should nevertheless determine the respective rights of the parties at state law, under the doctrine of Hurn v. Oursler, 289 U. S. 238, and Bell v. Hood, 327 U. S. 678. But *247see California Water Service Co. v. City of Redding, 304 U. S. 252; Massachusetts Universalist Convention v. Hildreth & Rogers Co., 183 F. 2d 497 (C. A. 1st Cir.); Robinson v. Stanley Home Prods. Inc., 272 F. 2d 601 (C. A. 1st Cir.). Petitioners in this ease have never throughout the litigation below raised the issue of the possible application of the Hum rule to these circumstances, nor is that issue among the questions presented in their petition for certiorari here. Under our Rule 23, subpar. 1 (c) it is not now, therefore, before the Court, and there is no intention here to intimate any opinion on the novel problem of federal jurisdiction of state-law claims “pendent” to such a case as this. Suffice it to say that whatever application Hum may have to these situations, its application will entail a very different level of federal judicial involvement with the adjudication of rights between individuals in a State than would the interpretation of § 1979 which petitioners urge. Whatever incursion into areas of conventionally exclusive state-court competence jurisdiction “pendent” to a § 1979 claim might entail would touch considerations not peculiar to § 1979, but rather which concern the Hum doctrine.

See the history of § 2 of the Ku Klux Act described, supra, at notes 44r-50. For an excellent picture of the background of this legislative struggle, see McKitrick, Andrew Johnson and Reconstruction (1960).

See, e. g„ Cong. Globe, 42d Cong., 1st Sess. 482, 505-606, 697, App. 81-86, 315.

Id., at App. 68.

See, e. g., Lane v. Wilson, 307 U. S. 268.

See, e. g., the pages of debate cited in note 46, supra.

That section gave the District and Circuit Courts of the United States concurrent jurisdiction of all causes, civil and criminal, “affecting persons who are denied or cannot enforce in the courts or judicial tribunals of the State or locality where they may be any of the rights secured to them by the first section” of the 1866 Act. It further provided: “The jurisdiction in civil and criminal matters hereby conferred on the district and circuit courts of the United States shall be exercised and enforced in conformity with the laws of the United States, so far as such laws are suitable to carry the same into effect; but in all cases where such laws are not adapted to the object, or are deficient in the provisions necessary to furnish suitable remedies and punish offences against law, the common law, as modified and changed by the constitution and statutes of the State wherein *252the court having jurisdiction of the cause, civil or criminal, is held, so far as the same is not inconsistent with the Constitution and laws of the United States, shall be extended to and govern said courts in the trial and disposition of such cause . . . .” Act of April 9, 1866, § 3,14 Stat. 27.

Except, of course, during the time between the Act of February 13, 1801, § 11, 2 Stat. 92, and its repeal by the Act of March 8, 1802, § 1, 2 Stat. 132. “Federal question” jurisdiction was conferred by the Act of March 3,1875, § 1,18 Stat. 470.

Recognition of this situation underlies the comments of Messrs. Blair and Storm, see note 57, supra, and the debate among Senators Edmunds, Trumbull and Carpenter referred to in the concurring opinion. See especially Cong. Globe, 42d Cong., 1st Sess. 576-578.

This is why Mr. Carpenter speaks of the Fourteenth Amendment’s Enforcement Clause as working “one of the fundamental, one of the great, the tremendous revolutions effected in our Government by that article of the Constitution.” Id., at 577.

See the remarks of Mr. Dawes, a member of the Committee which reported the Ku Klux bill, id., at 476:

“The first remedy proposed by this bill is a resort to the courts of the United States. Is that a proper place in which to find redress for any such wrongs? If there be power to call into the courts of the United States an offender against these rights, privileges, and immunities, and hold him to an account there, either civilly or criminally, for their infringement, I submit to the calm and candid judgment of every member of this House that there is no tribunal so fitted, where equal and exact justice would be more likely to be meted out in temper, in moderation, in severity, if need be, but always according to the law and the fact, as that great tribunal of the Constitution.”

And see, e. g., the remarks of Mr. Coburn, id., at 459-460:

“Whenever, then, there is a denial of' equal protection by the State, the courts of justice of the nation stand with open doors, ready to *254receive and hear with impartial attention the complaints of those who are denied redress elsewhere. Here may come the weak and poor and downtrodden, with assurance that they shall be heard. Here may come the man smitten with many stripes and ask for redress. Here may come the nation, in her majesty, and demand the trial and punishment of offenders, when all, all other tribunals are closed ....

“Can these means be made effectual ? Can we thus suppress these wrongs? I will say we can but try. The United States courts are further above mere local influence than the county courts; their judges can act with more independence, cannot be put under terror, as local judges can; their sympathies are not so nearly identified with those of the vicinage; the jurors are taken from the State, and not the neighborhood; they will be able to rise above prejudices or bad passions or terror more easily. The marshal, clothed with more power than the sheriff, can make arrests with certainty, and, with the aid of the General Government, can seize offenders in spite of any banded and combined resistance such as may be expected. Thus, at least, these men, who disregard all law, can be brought to trial. Here we stop. The court is to do the rest, acting under all its solemn obligations of duty to country and God. Can we trust it, or are we afraid of our own institutions? Does the grim shadow of the State step into the national court, like a goblin, and terrify us? Does this harmless and helpless ghost drive us from that tribunal — the State that mocks at justice, the State that licenses outlawry, the State that stands dumb when the lash and the torch and the pistol are lifted every night over the quiet citizen? We believe that we can trust our'United States courts, and we propose to do so.”

It is suggested that Congress knew there existed state constitutional guarantees of which state legislation might fall afoul, and that nevertheless there is found in the debates no “explanation of [the] exception to the general rule” which would obtain if § 1979 were applied to conduct authorized by state statute, ordinance, regulation, custom or usage, but violative of a state constitution. To regard such an application as an “exception” is to misconceive the incidence of § 1979 by regarding its operation from the wrong perspective. The question whether official action does or does not come within the statute depends not upon what state law the action does or does not violate, but upon what state law does or does not authorize the action. The state authorization against which Congress aimed § 1979 was authorization by the living, functioning law of the State, not authorization in strict conformity with what may have become no more than an unheeded pattern of words upon the closed pages of a State’s books of legal learning. It meant to reach those “Deeply embedded traditional ways of carrying out state policy [which] . . . are often tougher and truer law than the dead words of the written text,” see note 73, supra, and it would by its terms have reached the case supposed by my Brother Harlan not as a matter of exception in need of explanation, but by its natural logic.

Section 2 of the Ku Klux Act attached civil and criminal liability to conspiracy “for the purpose, either directly or indirectly, of depriving any person or any class of persons of the equal protection of the laws, or of equal privileges or immunities under the laws, or for the purpose of preventing or hindering the constituted authorities of any State from giving or securing to all persons within such State the equal protection of the laws . . . .” 17 Stat. 13. The civil provisions of this section were carried forward, as amended, in R. S. § 1980, and are now found in 42 U. S. C. § 1985. The criminal provisions, carried forward in R. S. § 5519, were declared unconstitutional in United States v. Harris, 106 U. S. 629, and Baldwin v. Franks, 120 U. S. 678.

See Cong. Globe, 42d Cong., 1st Sess. 478, App. 315.

The Fourteenth Amendment provides that no State shall “deprive” any person of life, liberty, or property without due process of law, and that no State shall “deny” to any person within its jurisdiction the equal protection of the laws. It is clear that the Forty-second Congress believed that “denial” could be worked by non-action, while “deprivation" required ill-action; thus, that the *257scope of federal enforcing power under the Equal Protection Clause reached further, in respect of situations in which there was no assertion of legitimate state authority, than did the equivalent scope of power under the Due Process and Privileges and Immunities Clauses. See, id., at 459, 482, 505-506, 514, 607-608, 697, App. 251, 315. This appears to be why § 2 was acceptable in its amended, while not in its original, form.

Snowden v. Hughes, 321 U. S. 1, 9; see also Lisenba v. California, 314 U. S. 219, 226.

I agree that this is not the appropriate occasion to pass upon the construction of § 1985.

For an appreciation of the nature and character of the Ku Klux Klan as it appeared to Congress in 1871, see S. Rep. No. 1, 42d Cong., 1st Sess., and the voluminous report of the Joint Select Committee to inquire into the Condition of Affairs in the late Insurrectionary States, published as S. Rep. No. 41, pts. 1-13, and H. R. Rep. No. 22, pts. 1-13, 42d Cong., 2d Sess.

Compare People v. Frugoli, 334 Ill. 324, 166 N. E. 129 (1929), and Fulford v. O’Connor, 3 Ill. 2d 490, 121 N. E. 2d 767 (1954), with People v. Kelly, 404 Ill. 281, 89 N. E. 2d 27 (1949).

In considering the detention of Mr. Monroe as isolable from the invasion of the Monroe home for purposes of applying § 1979, one does not ignore that in its treatment of coerced-confession cases and deprivation-of-counsel cases coming here from state courts, this Court has looked to the whole sequence of activity by state authorities pertinent to the prosecution of a criminal defendant. Malinski v. New York, 324 U. S. 401, 412 (concurring opinion joined in, and made a majority view, at 438); Watts v. Indiana, 338 U. S. 49; Turner v. Pennsylvania, 338 U. S. 62; Harris v. South Carolina, 338 U. S. 68; Gibbs v. Burke, 337 U. S. 773. But these cases differ from the one at bar precisely in the fact that they do come here after the sustaining of a criminal conviction by the highest court of a State competent to act in the matter. In all such cases the processes of law administration of a State have rendered the final judgment of state law, and the federal question presented is whether the conviction has, in light of the totality of the events leading to that conviction, violated due process. The question in the instant case is the much narrower one whether petitioners have alleged conduct “under color” of state authority which deprives them of a Fourteenth Amendment right, and thus brought respondents’ conduct within the specific requirements of the statute for initiating litigation in a Federal District Court.

2.2.1.3 Parrilla-Burgos v. Hernandez-Rivera 2.2.1.3 Parrilla-Burgos v. Hernandez-Rivera

Amarilis PARRILLA-BURGOS, et al., Plaintiffs-Appellants, v. Felix HERNANDEZ-RIVERA et al., Defendants-Appellees.

No. 96-1136.

United States Court of Appeals, First Circuit.

Heard Nov. 6, 1996.

Decided March 19, 1997.

*446 Joan S. Peters, San Juan, PR, with whom Andrés Guillemard-Noble and Nachman, Santiago & Guillemard, were on brief, for appellants.

John F. Nevares, San Juan, PR, with whom Lizzie M. Pórtela, Guaynabo, PR, and Smith & Nevares, Santuree, PR, were on brief, for appellee Carlos J. López-Feliciano.

Roxanna Badillo-Rodriguez, Assistant Solicitor General, San Juan, PR, with whom Carlos Lugo-Fiol, Solicitor General, and Edda Serrano-Blasini, Deputy Solicitor General, were on brief, for appellees Fernando Vázquez-Gely, Felipe Aponte-Ortiz, Angel L. Diaz, Angel L. Hernández-Colón and Luis E. López-Lebrón.

Before TORRUELLA, Chief Judge, CAMPBELL, Senior Circuit Judge, and DiCLERICO, Jr., * District Judge.
*

Of the District of New Hampshire, sitting by designation.

DiCLERICO, District Judge.

The plaintiffs, relatives of the decedent, Lionel Galletti Roque (“Galletti”), brought this action under 42 U.S.C. § 1983 against the defendants, members of the Puerto Rico Police Department, seeking damages allegedly suffered when one of the defendants, Félix Hernández Rivera (“Hernández”), shot and killed Galletti during a fight at a bar. The district court granted summary judgment in favor of the defendants, finding that Hernán-dez, who was on medical leave at the time of the shooting, was not acting under color of state law. The district court initially denied the defendants’ motion for summary judgment, but reconsidered that ruling in light of our decision in Martínez v. Colón, 54 F.3d 980 (1st Cir.), cert. denied,-U.S.-, 116 S.Ct. 515, 133 L.Ed.2d 423 (1995). In this appeal, the plaintiffs challenge the district court’s grant of summary judgment. For the reasons expressed below, we affirm the district court’s decision.

Factual and Procedural Background 1

On January 2, 1989, at around 10:00 p.m., plaintiffs’ decedent, Galletti, was drinking at a bar in Trujillo Alto, Puerto Rico, known as Carlos’ Place. Galletti was accompanied by Angel Ramirez Fonseca, Ilarión Rosado, and two individuals identified only as Algarin and Ity. At that time, codefendant Hernández, an officer of the Puerto Rico Police Department, arrived with an unidentified group of his friends. Hernández, who was on medical leave due to gastroenteritis, was not in uniform but was carrying his police identification and service revolver. Police department policy states that Puerto Rico police officers are on duty twenty-four hours a day and therefore each officer is required to carry identification and a service revolver at all times.

*447 Inside Carlos’ Place, Hernández approached Galletti’s group and words and threatening glances were exchanged. Gallet-ti challenged Hernández’ hostile attitude, stating that he had done nothing to provoke it. Hernández responded, “I’ll look at you whichever way I please, because I’m a cop.”

The situation escalated. Hernández slapped Galletti’s friend Ity. Galletti told Hernández, “Well, you don’t have to give me dirty looks. You look at me really bad and I have done nothing to you.” Hernández replied, “I look at anybody I want, because I’m a cop. Anybody I decide I want to look at dirty, I look at them dirty.” At this point the owner of the bar, apparently concerned by the interchange, told Hernández, “Just because you are the law, you don’t need to intimidate people,” and asked him to leave. Hernández told the bar owner not to meddle and to leave the combatants alone because it was none of his business.

By this time the conflict had attracted the attention of patrons outside the bar, who entered the bar to better view the confrontation. According to the plaintiffs, Hernández identified himself to the crowd as a police officer, saying that he “was supposed to be there to establish the peace and order” and showed them his police identification, apparently to prevent them from interfering in the conflict. This stopped the fracas for. about five minutes.

However, as Hernández was leaving the bar, one of his friends and one of Galletti’s friends resumed hostilities. At this point, Galletti told Hernández, “Well, you leave the gun, and me and you will have it out, outside.” Hernández responded, “I don’t need a gun to fight you. Come on, step outside.” Hernández, despite his statement to the contrary, took his service revolver with him as both parties went outside. While Galletti took off his sweater, Hernández threw a beer can at him. Galletti responded by pushing Hernández. Hernández then took out his service revolver and fired six shots at Gallet-ti. The first shot missed Galletti and hit a bystander but the next five hit Galletti, killing him.

On December 27, 1989, Galletti’s survivors brought this § 1983 action against Hernán-dez 2 and other supervising officers (the “supervisory defendants”). 3 On August 30, 1991, supervisory defendant Carlos López Feliciano filed a motion for summary judgment, which the other supervisory defendants joined, on the ground that Hernández was not acting under color of state law when he shot Galletti.

On November 1,1991, Judge Carmen Consuelo Cerezo denied the motion for summary judgment. On March 31, 1992, supervisory defendant López Feliciano filed a motion for reconsideration of that decision. At this time, the other supervisory defendants filed a motion to dismiss, asserting that the plaintiffs had not alleged facts necessary to establish supervisory liability. Judge Raymond L. Acosta referred these motions tó Magistrate Judge Jesús Antonio Castellanos for a report and recommendation.

On April 29, 1994, Magistrate Castellanos recommended that: (1) the motion for reconsideration filed by supervisory defendant Ló-pez Feliciano be denied; (2) the motion to dismiss filed by supervisory defendants Luis López Lebrón, Angel Hernández, Angel Díaz, Fernando Vázquez-Gely, and Félix Aponte-Ortiz be denied; and (3) the motion to dismiss filed by supervisory defendants Luis Carrillo and José Lucena be granted. On March 16,1995, Judge Salvador E. Casel-las issued an order adopting the magistrate’s report and recommendation. 4 On May 31, 1995, we issued our decision in Martínez v. Colón, 54 F.3d 980 (1st Cir.), cert. denied, — U.S. -, 116 S.Ct. 515, 133 L.Ed.2d 423 (1995). On June 6, 1995, supervisory defendant López Feliciano filed a motion, joined in by the remaining supervisory *448 defendants, requesting the district court to reconsider its decision on the summary judgment motion in light of Martinez. On November 29, 1995, Judge Casellas vacated the court’s order of November 1, 1991, and dismissed the case on the ground that defendant Hernández was not acting “under color of law” for the purposes of § 1983 when he killed Galletti. The plaintiffs appealed this decision.

Discussion

The plaintiffs assert that the district court erred in determining as a matter of law that Hernández’ acts were not taken under color of state law. 5 Specifically, they challenge the district court’s application of Martinez to this ease. 6

1. Summary Judgment Standard

A district court may grant summary judgment only “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c). In this case,

summary judgment will lie if the record, even when taken in the aspect most favorable to the nonmovant fails to yield a trial-worthy issue as to some material fact. In applying this principle, it is important to bear in mind that not every genuine factual conflict necessitates a trial. It is only when a disputed fact has the potential to change the outcome of the suit under the governing law if found favorably to the nonmovant that the materiality hurdle is cleared.

Martínez, 54 F.3d at 983-84 (citation omitted). For the purposes of this appeal, we exercise de novo review and adopt the plaintiffs’ version of all controverted facts. See id.

2. Applying Martinez

The plaintiffs assert that the district court improperly applied Martinez to this case. In Martinez, an on-shift 7 police officer accidentally shot and maimed a fellow off-shift officer while harassing that officer in the station house. See 54 F.3d at 982, 987. The harassing officer never expressly asserted his authority as a police officer, but he was in uniform and armed with his service revolver. See id. at 987. The defendants were other police officers, at least one of whom was a supervisor, who observed the incident but did not intervene. See id at 983. We reviewed the district court’s award of summary judgment in favor of the defendants and held that, under the totality of the circumstances, it was clear that the officer was not acting under color of state law because he was engaged in the personal pursuit of private *449 violence, making the grant of summary judgment against the plaintiff appropriate. See id. at 988.

Martinez articulates the standard to be applied in this case to deternilne whether Hernández was acting under color of state law when he shot and killed Galletti. As we said in that case, "[p~rivate `violence-even private violence engaged in by one who happens to work for the state-has different legal ramifications than violence attributable to state action." Martínez, 54 F.3d at 985; see also Screws v. United States, 325 U.S. 91, 111, 65 S.Ct. 1031, 1040, 89 L.Ed. 1495 (1945). "Thus, whether a police officer is acting under color of state law turns on the nature and circumstances of the officer's conduct and the relationship of that conduct to the performance of his official duties." Martínez, 54 F.3d at 986. "The key determinant is whether the actor, at the time in question, purposes to act in an official capacity or to exercise official responsibifities pursuant to state law." Id.

One relevant facet of this inquiry is whether the defendant has purported to act under color of state law or, in other words, has acted under “pretense of law.” See Screws v. United States, 325 U.S. 91, 111, 65 S.Ct. 1031, 1040, 89 L.Ed. 1495 (1945); Martínez, 54 F.3d at 987. Action occurs under pretense of law when an individual imbued with official authority purports to exercise that authority when actually acting wholly outside of it. See Martínez, 54 F.3d at 986-87. However, as we have stated,

[ejven though “acting under color of law” includes “acting under pretense of law” for purposes of a state action analysis, there can be no pretense if the challenged conduct is not related in some meaningful way either to the officer’s governmental status or to the performance of his duties.

Id. at 987. Therefore, it is not enough for an individual merely to purport to exercise official power in order to trigger § 1983 liability, but rather the individual must actually be engaged in the abuse of official power granted by the government. See West v. Atkins, 487 U.S. 42, 49, 108 S.Ct. 2250, 2255, 101 L.Ed.2d 40 (1988); Martínez, 54 F.3d at 986.

The pivotal issue to be determined, then, is whether Hernández “was engaged in purely personal pursuits or, conversely, whether he was acting under color of state law.” Id. at 987. In conducting this inquiry, we must assess Hernández’ “conduct in light of the totality of surrounding circumstances.” Id. In Martinez, we identified several factors that are relevant to, but not necessarily determinative of, the issue, including: a police officer’s garb; an officer’s duty status, including the existence of a regulation providing that officers are on duty twenty-four hours a day; the officer’s use of a service revolver; and, the location of the incident. See id. at 986, 987.

The plaintiffs have resisted this formulation of the issue. At oral argument, the plaintiffs urged us to find that Hernández acted under color of state law because but for his official authority, he could never have done what he did. We recognize that some language in Martinez might appear to support such an expansive position. See 54 F.3d at 986 (“In general, section 1983 is not implicated unless a state actor’s conduct occurs in the course of performing an actual or apparent duty of his office, or unless the conduct is such that the actor could not have behaved in that way but for the authority of his office.”). However, that statement merely articulates the minimum threshold that must be met for action to be considered as occurring under color of state law and does not set forth the specific test to be applied in determining whether a challenged act was committed under color of state law. In fact, in Martinez we rejected such a sweeping standard for § 1983 lability. See, e.g., id. at 987 (“[Wje must assess the nature of his conduct in fight of the totalty of surrounding circumstances. ...”), 988 (‘“While a polce officer’s use of a state-issue weapon in the pursuit of private activities will have “furthered” the § 1983 violation in a Iteral sense,’ a court needs ‘additional indicia of state authority to conclude that the officer acted under color of state law.’ ”) (citation omitted). We wifi not jettison our settled case law to embrace such a broad standard of labilty here.

The plaintiffs also asserted at oral argument that endorsing the result reached by *450 the district court would bring us into conflict with the decisions of other circuits. Contrary to this assertion, the approach we articulated in Martínez and endorse here is consistent with the approach taken by other circuits that have considered the issue of whether the actions of police officers are taken under color of state law. See, e.g., David v. City and County of Denver, 101 F.3d 1344, 1351-54 (10th Cir.1996); Barna v. City of Perth Amboy, 42 F.3d 809, 818-19 (3d Cir.1994); Pitchell v. Callan, 13 F.3d 545, 547-49 (2d Cir.1994); United States v. Tarpley, 945 F.2d 806, 808-09 (5th Cir.1991); Gibson v. City of Chicago, 910 F.2d 1510, 1516-19 (7th Cir.1990); Jones v. Gutschenritter, 909 F.2d 1208, 1211-12 (8th Cir.1990); Revene v. Charles County Comm’rs, 882 F.2d 870, 872-73 (4th Cir.1989). While not explicitly adopting a totality of the circumstances test, these courts have examined the circumstances surrounding a challenged act to determine whether it was committed under col- or of state law. Given the intensely fact-specific nature of such analysis we find it unremarkable that none of the cases cited by the plaintiffs are so factually similar to this case as to persuade us to adopt the particular outcome the plaintiffs desire.

3. Application of the Standard

With these preliminary matters aside, we now turn to the substance of this appeal — the review de novo of the district court’s grant of summary judgment on the color-of-state-law issue. The plaintiffs point to the following factors to justify § 1983 liability: the twenty-four hour a day regulation; Hernández’ repeated statements that he was a police officer; his use of his service revolver in the shooting; his statements to patrons that he was there to “keep the peace” and that he was “handling the situation”; and his display of his police identification. These factors, they argue, raise a trialworthy issue as to whether Hernández was acting under color of state law on the night that he killed Galletti.

We agree that some of these factors weigh in favor of a finding of § 1983 liability. In particular, Hernández’ comments to patrons that he was there to keep the peace and his display of his police identification might, viewed in isolation, support an inference that Hernández was acting under pretense of law by purporting to act in his official capacity. However, that conclusion was belied by the rest of Hernández’ behavior, especially his repeated assertions that he could do things such as “look dirty” at Galletti because he was a police officer.

Mere statements by individuals that they are entitled to a special privilege because of their official status do not constitute action under color or pretense of state law if the asserted privilege lies clearly outside the scope of their official duties. Statements by Hernández that he could “look dirty” at Gal-letti because he was a police officer so clearly fell outside his official capacity that they did not constitute a reasonable pretense that he was acting as a police officer at the time.

Even more significantly, the final interchange between Galletti and Hernández prior to their going outside the bar dominates any characterization of the events of that evening. Both parties agree that at a point just before Galletti’s death, he invited Hernández outside to settle their differences in a fight. Hernández accepted. From the time that the two left the bar until Hernández shot Galletti, Hernández made no further pretense that he was acting as a police officer.

Whatever brief pretense Hernández may have made to be acting in his official capacity by showing his identification and stating that he was keeping the peace ended when the two agreed to fight it out. In Martinez, we stated:

The campaign of terror that [the harassing officer] mounted was patently personal in nature, and [the victim] unquestionably realized as much; indeed, there was not the slightest indication that [the harassing officer’s] conduct was undertaken pursuant to the authority of his office. Plainly, the fact that [the victim] walked away numerous times shows that he was not “so intimidated” by [the harassing officer’s] status as a policeman “as to cause him to refrain from exercising his legal right[s].”

Martínez, 54 F.3d at 988 n. 6 (quoting Jones v. Gutschenritter, 909 F.2d 1208, 1212 (8th Cir.1990)). Here, any possibility that Galletti *451 was intimidated by Hernández’ claims of official status is belied by the undisputed fact that Galletti invited Hernández to engage in a private brawl. Because Hernández made no further pretense of official action, there is not enough evidence in the record, even taken in the light most favorable to the plaintiffs, to support the inference that Hernández was acting under color of state law when he shot Galletti. As the district court concluded,

Galletti’s reaction in the face of Hernán-dez’ openly hostile behavior towards him serves to buttress our conclusion that Her-nández’ actions constituted private conduct outside the line of duty, and that the latter’s status as an officer did not enter into his taunting of the decedent. The particular interaction between Hernández and Galletti was of a distinctly personal nature, and Galletti unquestionably realized as much. The fact that Galletti not only initiated the confrontation, but subsequently invited Hernández to “fight it out” outside the bar shows that he was not so intimidated by Hernández’ status as a policeman “as to cause him to refrain from exercising his legal rights.”

We agree, and this conclusion ends our inquiry. 8

Conclusion

For the reasons stated above, we afftrm the judgment of the district court.

1

. In reviewing the decision on the defendants’ motion for summary judgment, we recount and consider only those facts that have been alleged by the plaintiff or are not in dispute.

2

. Hernández never answered the complaint, and the district court entered a default against him on August 31, 1990. He played no further role in the case or the subsequent appeal.

3

. The other officers named as defendants are: Carlos López Feliciano, Luis López Lebrón, Angel Hernández, Luis Carrillo, Angel Diaz, Fernando Vázquez-Gely, Félix Aponte-Ortiz, and José Lucena.

4

.This order ended the involvement of supervisory defendants Carrillo and Lucena in the action.

5

. Section 1983 provides, in pertinent part:

Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.

42 U.S.C.A. § 1983 (West 1994). We discuss this issue in terms of "color of state law" despite the fact that Puerto Rico is not a state because "Puerto Rico enjoys the functional equivalent of statehood in regard to section 1983 and, thus, state law includes Puerto Rico law.” Martinez, 54 F.3d at 984.

6

. The plaintiffs also contend that in granting summary judgment for the defendants Judge Ca-sellas abused his discretion by vacating both the prior order of Judge Cerezo denying summary judgment and his own order adopting the report and recommendation of Magistrate Castellanos. The plaintiffs assert that this action was improper due to the law of the case established by the prior decisions. We disagree. Under the circumstances, our decision in Martinez provided ample justification for the district court to revisit its prior decisions concerning action under color of state law, and the court did not abuse its discretion by so doing. See United States v. Lachman, 48 F.3d 586, 590 (1st Cir.1995) (district court judge has latitude to revisit own earlier rulings); United States v. Rivera-Martínez, 931 F.2d 148, 150-51 (1st Cir.1991) (district court has ability to reopen issues when controlling authority makes subsequent contrary decision of law).

7

.We use the term “on-shift” rather than the term "on-duty” because, as noted supra, Puerto Rico police officers are considered to be on-duty twenty-four hours a day.

8

. The action-under-the-color-of-state-law issue being decided in favor of the defendants, the remainder of the plaintiffs' claims unravel. With no underlying § 1983 violation by Hernández, none of the other defendants can be found liable under the supervisory liability theory forwarded by the plaintiffs.

2.2.1.4 Polk County v. Dodson 2.2.1.4 Polk County v. Dodson

POLK COUNTY et al. v. DODSON

No. 80-824.

Argued October 13, 1981

Decided December 14, 1981

*313 Powell, J., delivered the opinion of the Court, in which Burger, C. J., and Brennan, White, Marshall, Rehnquist, Stevens, and O’Con-nor, JJ., joined. Burger, C. J., filed a concurring opinion, post, p. 327. Blackmun, J., filed a dissenting opinion, post, p. 328.

Norman G. Jesse argued the cause for petitioners. With him on the briefs was Dan L. Johnston.

John D. Hudson, by appointment of the Court, 450 U. S. 992, argued the cause and filed a brief for respondent.

Edwin S. Kneedler argued the cause for the United States as amicus curiae urging affirmance. On the brief were Acting Solicitor General Wallace, Acting Assistant Attorney General Turner, Elinor Hadley Stillman, Walter W. Barnett, and Louise A. Lemer *

*

Briefs of amici curiae were filed by C. Paul Jones and Mollie G. Raskind for the Minnesota State Public Defender; and by Richard J. Wilson and Howard B. Eisenberg for the National Legal Aid and Defender Association et al.

*314Justice Powell

delivered the opinion of the Court.

The question in this case is whether a public defender acts “under color of state law” when representing an indigent defendant in a state criminal proceeding.

HH

This case arose when the respondent Russell Richard Dodson filed a pro se complaint in the United States District Court for the Southern District of Iowa. Dodson brought the action in federal court under 42 U. S. C. § 1983. As the factual basis for his lawsuit Dodson alleged that Martha Shepard, an attorney in the Polk County Offender Advocate’s Office, had failed to represent him adequately in an appeal to the Iowa Supreme Court.1

A full-time employee of the county, Shepard had been assigned to represent Dodson in the appeal of a conviction for robbery. After inquiring into the case, however, she moved for permission to withdraw as counsel on the ground that Dodson’s claims were wholly frivolous.2 Shepard accompanied her motion with an affidavit explaining this conclusion. *315She also filed a memorandum summarizing Dodson’s claims and the supporting legal arguments. On November 9, 1979, the Iowa Supreme Court granted the motion to withdraw and dismissed Dodson’s appeal.

In his complaint in the District Court the respondent alleged that Shepard’s actions, especially her motion to withdraw, had deprived him of his right to counsel, subjected him to cruel and unusual punishment, and denied him due process of law.3 He sought injunctive relief as well as damages in the amount of $175,000. To establish that Shepard acted “under color of state law,” a jurisdictional requisite for a §1983 action, Dodson relied on her employment by the county. Dodson also sued Polk County, the Polk County Offender Advocate, and the Polk County Board of Supervisors. He alleged that the Offender Advocate and the Board of Supervisors had established the rules and procedures that Shepard was bound to follow in handling criminal appeals.

The District Court dismissed Dodson’s claims against all defendants. 483 F. Supp. 347 (1979). It held that the relevant actions by Shepard had not occurred under color of state law. Canvassing the leading authorities, it reasoned that a public defender owes a duty of undivided loyalty to his client. A public defender therefore could not be sued as an agent of the State. The District Court dismissed the Offender Advocate from the suit on the same theory. It also held *316that Dodson’s complaint failed to allege the requisite personal involvement to state a § 1983 claim against Polk County and the Board of Supervisors.

The Court of Appeals for the Eighth Circuit reversed. 628 F. 2d 1104 (1980). Like the District Court, it assumed that a public defender owed his client the same responsibility as any other attorney. In its view, however, the “dispos-itive point” was that Iowa Offender Advocates were “employees of the County,” which was “merely a creature of the State.” Whether public defenders received instructions from county officials was “beside the point.” “Public defenders receive their power not because they are selected by their clients, but because they are employed by the County to represent a certain class of clients, who likely have little or no choice in selecting the lawyer who will defend them.” Id., at 1106. In holding as it did on this issue, the court recognized that its decision conflicted with the holdings of a number of other Courts of Appeals. Reasoning that Dodson’s pro se complaint should be liberally construed, the court also ordered reinstatement of the § 1983 claims against the Offender Advocate and the Board of Supervisors. The question of their involvement was left for factual development in the District Court. In addition, the court ordered that Dodson be given an opportunity on remand to state his claim against the county with greater specificity. Finally, the court rejected the argument that a public defender should enjoy the same immunity provided to judges and prosecutors. It held that the defendants were entitled to a defense of “good faith,” but not of “absolute,” immunity.

One member of the panel filed a dissent. The dissent argued that a person acts under color of state law only when exercising powers created by the authority of the State. In this case, it reasoned, the alleged wrongs were not made possible only because the defendant was a public defender. In *317essence the complaint asserted an ordinary malpractice claim, which would be equally maintainable against a retained attorney or appointed counsel. The dissent also argued that public defenders should be entitled to absolute immunity from suit.

We granted certiorari to resolve the division among the Courts of Appeals over whether a public defender acts under color of state law when providing representation to an indigent client.4 450 U. S. 963 (1981). We now reverse.

HH HH

In United States v. Classic, 313 U. S. 299, 326 (1941), this Court held that a person acts under color of state law only when exercising power “possessed by virtue of state law and made possible only because the wrongdoer is clothed with the *318authority of state law.”5 In this case the Offender Advocate for Polk County assigned Martha Shepard to represent Russell Dodson in the appeal of his criminal conviction. This assignment entailed functions and obligations in no way dependent on state authority. From the moment of her appointment, Shepard became Dodson’s lawyer, and Dodson became Shepard’s client. Except for the source of payment, their relationship became identical to that existing between any other lawyer and client. “Once a lawyer has undertaken the representation of an accused, the duties and obligations are the same whether the lawyer is privately retained, appointed, or serving in a legal aid or defender program.” ABA Standards for Criminal Justice 4-3,9 (2d ed. 1980).6

Within the context of our legal system, the duties of a defense lawyer are those of a personal counselor and advocate. It is often said that lawyers are “officers of the court.” But the Courts of Appeals are agreed that a lawyer representing a client is not, by virtue of being an officer of the court, a state actor “under color of state law” within the meaning of § 1983.7 In our system a defense lawyer characteristically opposes the designated representatives of the State. The system assumes that adversarial testing will ultimately advance the public interest in truth and fairness. But it posits that a defense lawyer best serves the public, not by acting on behalf of the State or in concert with it, but rather by advanc*319ing “the undivided interests of his client.”8 This is essentially a private function, traditionally filled by retained counsel, for which state office and authority are not needed.9

H-1 » — 1

The respondent argues that a public defender’s employment relationship with the State, rather than his function, should determine whether he acts under color of state law. We take a different view.

A

In arguing that the employment relationship establishes that the public defender acts under color of state law, Dodson relies heavily on two cases in which this Court assumed that physicians, whose relationships with their patients have not traditionally depended on state authority, could be held liable under § 1983. See O’Connor v. Donaldson, 422 U. S. 563 (1975); Estelle v. Gamble, 429 U. S. 97 (1976). These cases, he argues, are analytically identical to this one. Like the physicians in O’Connor and Estelle, a public defender is paid by the State. Further, like the institutionalized patients in *320those cases, an indigent convict is unable to choose the professional who will render him traditionally private services. These factors, it is argued, establish that public defenders— like physicians in state hospitals — act under color of state law and are amenable to suit under § 1983.

In our view O’Connor and Estelle are distinguishable from this case. O’Connor involved claims against a psychiatrist who served as the superintendent at a state mental hospital. Although a physician with traditionally private obligations to his patients, he was sued in his capacity as a state custodian and administrator. Unlike a lawyer, the administrator of a state hospital owes no duty of “undivided loyalty” to his patients. On the contrary, it is his function to protect the interest of the public as well as that of his wards. Similarly, Estelle involved a physician who was the medical director of the Texas Department of Corrections and also the chief medical officer of a prison hospital. He saw his patients in a custodial as well as a medical capacity.

Because of their custodial and supervisory functions, the state-employed doctors in O’Connor and Estelle faced their employer in a very different posture than does a public defender. Institutional physicians assume an obligation to the mission that the State, through the institution, attempts to achieve. With the public defender it is different. As argued in the dissenting opinion in the Court of Appeals, it is the function of the public defender to enter “not guilty” pleas, move to suppress State’s evidence, object to evidence at trial, cross-examine State’s witnesses, and make closing arguments in behalf of defendants.10 All of these are adversarial functions. We find it peculiarly difficult to detect any color of state law in such activities.

B

Despite the public defender’s obligation to represent his clients against the State, Dodson argues — and the Court of Appeals concluded — that the status of the public defender *321differs materially from that of other defense lawyers. Because public defenders are paid by the State, it is argued that they are subject to supervision by persons with interests unrelated to those of indigent clients. Although the employment relationship is certainly a relevant factor, we find it insufficient to establish that a public defender acts under color of state law within the meaning of § 1983.

First, a public defender is not amenable to administrative direction in the same sense as other employees of the State. Administrative and legislative decisions undoubtedly influence the way a public defender does his work. State decisions may determine the quality of his law library or the size of his caseload. But a defense lawyer is not, and by the nature of his function cannot be, the servant of an administrative superior. Held to the same standards of competence and integrity as a private lawyer, see Moore v. United States, 432 F. 2d 730 (CA3 1970), a public defender works under canons of professional responsibility that mandate his exercise of independent judgment on behalf of the client. “A lawyer shall not permit a person who recommends, employs, or pays him to render legal services for another to direct or regulate his professional judgment in rendering such legal services.” DR 5-107 (B), ABA Code of Professional Responsibility (1976).11

Second, and equally important, it is the constitutional obligation of the State to respect the professional independence *322of the public defenders whom it engages.12 This Court’s decision in Gideon v. Wainwright, 372 U. S. 335 (1963), established the right of state criminal defendants to the “ ‘guiding hand of counsel at every step in the proceedings against [them].”’ Id., at 345, quoting Powell v. Alabama, 287 U. S. 45, 69 (1932). Implicit in the concept of a “guiding hand” is the assumption that counsel will be free of state control. There can be no fair trial unless the accused receives the services of an effective and independent advocate. See, e. g., Gideon v. Wainwright, supra; Holloway v. Arkansas, 435 U. S. 475 (1978). At least in the absence of pleading and proof to the contrary, we therefore cannot assume that Polk County, having employed public defenders to satisfy the State’s obligations under Gideon v. Wainwright, has attempted to control their action in a manner inconsistent with the principles on which Gideon rests.13

C

The respondent urges a different view of the public defender’s relationships to his clients and to the State. Whatever *323their ethical obligations, public defenders do not, he argues, characteristically extend their clients the same undivided loyalty tendered by privately retained attorneys. In support of this argument Dodson notes that the public defender moved to be dismissed from his case against the client’s wishes. Dodson claims to have suffered prejudice from this act. He insists that such action would not have been taken by a privately retained attorney.

Dodson’s argument assumes that a private lawyer would have borne no professional obligation to refuse to prosecute a frivolous appeal. This is error. In claiming that a public defender is peculiarly subject to divided loyalties, Dodson confuses a lawyer’s ethical obligations to the judicial system with an allegiance to the adversary interests of the State in a criminal prosecution. Although a defense attorney has a duty to advance all colorable claims and defenses, the canons of professional ethics impose limits on permissible advocacy. It is the obligation of any lawyer — whether privately retained or publicly appointed — not to clog the courts with frivolous motions or appeals.14 Dodson has no legitimate complaint that his lawyer refused to do so.

*324As a matter of empirical fact, it may or may not be true that the professional obligation to withdraw from frivolous appeals will be invoked with disproportionate frequency in cases involving indigent prisoners. The recent burgeoning of postconviction remedies has undoubtedly subjected the legal system to unprecedented strains, including increased demands for legal assistance.15 The State of Iowa has responded by authorizing the provision of greater representation than the Constitution requires. Its system of public defenders contemplates the extension of legal assistance through the various tiers of postconviction review, incorporating only the general ethical limitation that counsel should withdraw from frivolous cases.16

In this context Dodson argues that public defenders making withdrawal decisions are viewed by indigent prisoners as hostile state actors. We think there is little justification for this view, if indeed it is widely held.17

<

In concluding that Shepard did not act under color of state law in exercising her independent professional judgment in a criminal proceeding, we do not suggest that a public defender *325never acts in that role. In Branti v. Finkel, 445 U. S. 507 (1980), for example, we found that a public defender so acted when making hiring and firing decisions on behalf of the State. It may be — although the question is not present in this case — that a public defender also would act under color of state law while performing certain administrative and possibly investigative functions. Cf. Imbler v. Pachtman, 424 U. S. 409, 430-431, and n. 33 (1976). And of course we intimate no views as to a public defender’s liability for malpractice in an appropriate case under state tort law. See Ferri v. Ackerman, 444 U. S. 193, 198 (1979).18 With respect to Dodson’s §1983 claims against Shepard, we decide only that a public defender does not act under color of state law when performing a lawyer’s traditional functions as counsel to a defendant in a criminal proceeding.19 Because it was based on such activities, the complaint against Shepard must be dismissed.

V

In his complaint in the District Court, Dodson also asserted § 1983 claims against the Offender Advocate, Polk County, and the Polk County Board of Supervisors.' Section 1983 will not support a claim based on a respondeat superior theory of liability. Monell v. New York City Dept. of Social Services, 436 U. S. 658, 694 (1978). To the extent that Dodson’s claims rest on this basis, they fail to present a federal claim.

*326The Court of Appeals apparently read Dodson’s pro se complaint as susceptible of another construction. It found an actionable claim in the bald allegation that Shepard had injured him while acting pursuant to administrative “rules and procedures for . . . handling criminal appeals” and that her employers were therefore responsible for her actions. 628 F. 2d, at 1108. We also have noted an allegation in respondent’s complaint that the county “retains and maintains, advocates out of law school” who have on numerous occasions moved to withdraw from appeals of criminal convictions.

The question is whether either allegation describes a constitutional tort actionable under § 1983. We conclude not. In Monell v. New York City Dept. of Social Services, supra, we held that official policy must be “the moving force of the constitutional violation” in order to establish the liability of a government body under §1983. Id., at 694. See Rizzo v. Goode, 423 U. S. 362, 370-377 (1976) (general allegation of administrative negligence fails to state a constitutional claim cognizable under § 1983). In this case the respondent failed to allege any policy that arguably violated his rights under the Sixth, Eighth, or Fourteenth Amendments. He did assert that assistant public defenders refused to prosecute certain appeals on grounds of their frivolity. But a policy of withdrawal from frivolous cases would not violate the Constitution. Anders v. California, 386 U. S. 738 (1967). And respondent argued the existence of no impermissible policy pursuant to which the withdrawals might have occurred. Respondent further asserted that he personally was deprived of a Sixth Amendment right to effective counsel. Again, however, he failed to allege that this deprivation was caused by any constitutionally forbidden rule or procedure.

When Dodson’s complaint is viewed against the standards of our cases, even in light of the sympathetic pleading requirements applicable to pro se petitioners, see Haines v. Kerner, 404 U. S. 519 (1972) (per curiam), we do not believe *327he has alleged unconstitutional action by the Offender Advocate, Polk County, or the Polk County Board of Supervisors. Accordingly, his claims against them must be dismissed.

HH >

For the reasons stated in this opinion, the decision of the Court of Appeals is

Reversed.

According to findings made in the District Court: “[T]he Offender Advocate is the independent creation of the Polk County Board of Supervisors. It or one of its lawyers is appointed by the court to represent indigent defendants. It has a salaried lawyer director and several full time salaried lawyers. It is fully funded by Polk County.” 483 F. Supp. 347, 349, n. 2 (1979). The office handles about 2,500 cases per year.

She did so pursuant to Rule 104 of the Iowa Rules of Appellate Procedure, which provides in pertinent part:

“(a) If counsel appointed to represent a convicted indigent defendant in an appeal to the supreme court is convinced after conscientious investigation of the trial transcript that the appeal is frivolous and that he cannot, in good conscience, proceed with the appeal, he may move the supreme court in writing to withdraw. The motion must be accompanied by a brief referring to anything in the record that might arguably support the appeal.”

Rule 104 also provides that prior to filing any motion to withdraw, the lawyer must advise his client in writing of his intention to do so. The cli*315ent then has 30 days in which to notify the Supreme Court if he still wishes to proceed with the appeal. If the client does not communicate with the Supreme Court, the motion will be granted and the appeal dismissed. If the client does express a desire to proceed, the Supreme Court will review the legal points raised. If the court finds them not to be frivolous, “it may grant counsel’s motion to withdraw but will prior to submission of the appeal afford the indigent the assistance of new counsel, to be appointed by the trial court.” Iowa Rule App. Proc. 104(/).

The Iowa procedure is very similar to that prescribed by this Court in Anders v. California, 386 U. S. 738 (1967).

Dodson also asserted pendent claims for malpractice and breach of an oral promise to prosecute the appeal.

The Courts of Appeals for the Seventh and Eighth Circuits have held that public defenders do act under color of state law in their representation of indigent defendants. See Robinson v. Bergstrom, 579 F. 2d 401, 405-408 (CA7 1978) (public defender acts under color of state law but is absolutely immune from suit under § 1983); 628 F. 2d 1104 (1980) (case below). The Fifth and the Tenth Circuits have held that they do not. See Slavin v. Curry, 574 F. 2d 1256, 1265 (CA5), modified on other grounds, 583 F. 2d 779 (1978); Espinoza v. Rogers, 470 F. 2d 1174, 1175 (CA10 1972). The Third and Ninth Circuits have supported the latter position in dicta, in cases in which they have held that public defenders are entitled to absolute immunity from suit under § 1983. See Brown v. Joseph, 463 F. 2d 1046, 1048 (CA3 1972), cert. denied, 412 U. S. 950 (1973); Miller v. Barilla, 549 F. 2d 648, 650 (CA9 1977).

The petition for certiorari in this case also presented an immunity question. The petitioners asked us to decide whether public defenders are entitled to the same absolute immunity as judges, see Bradley v. Fisher, 13 Wall. 335 (1872), and prosecutors, see Imbler v. Pachtman, 424 U. S. 409 (1976). As we hold that a public defender does not act under color of state law when performing the traditional functions of counsel to a criminal defendant, we need not reach the immunity issue.

The Court has reiterated this definition in subsequent cases. See, e. g., Screws v. United States, 325 U. S. 91 (1945); Monroe v. Pape, 365 U. S. 167 (1961).

See Burger, Counsel for the Prosecution and Defense — Their Roles Under the Minimum Standards, 8 Am. Crim. L. Q. 2, 6 (1969). This view of the public defender’s obligations to his client has been accepted by virtually every court that has considered the issue. See, e. g., Espinoza v. Rogers, supra, at 1175; Brown v. Joseph, supra, at 1048.

See, e. g., Skolnick v. Martin, 317 F. 2d 855 (CA7 1963); Dotlich v. Kane, 497 F. 2d 390 (CA8 1974). This is true even of cases in which a private attorney has been assigned to represent an indigent defendant. See, e. g., Page v. Sharpe, 487 F. 2d 567, 570 (CA1 1973); Hall v. Quillen, 631 F. 2d 1154, 1156 (CA4 1980); Mulligan v. Schlachter, 389 F. 2d 231, *319233 (CA6 1968); French v. Corrigan, 432 F. 2d 1211, 1214 (CA71970), cert. denied, 401 U. S. 916 (1971); Barnes v. Dorsey, 480 F. 2d 1057, 1061 (CA8 1973).

Ferri v. Ackerman, 444 U. S. 193, 204 (1979):

“[T]he primary office performed by appointed counsel parallels the office of privately retained counsel. Although it is true that appointed counsel serves pursuant to statutory authorization and in furtherance of the federal interest in insuring effective representation of criminal defendants, his duty is not to the public at large, except in that general way. His principal responsibility is to serve the undivided interests of his client. Indeed, an indispensable element of the effective performance of his responsibilities is the ability to act independently of the Government and to oppose it in adversary litigation.”

Although lawyers are generally licensed by the States, “they are not officials of government by virtue of being lawyers.” In re Griffiths, 413 U. S. 717, 729 (1973).

See 628 F. 2d, at 1110.

This rule has been adopted verbatim as DR 5-107 (B), Iowa Code of Professional Responsibility for Lawyers, printed in Iowa Rules of Court 526 (1981). The rule is “mandatory in character,” and a lawyer who violated it would be “subject to disciplinary action” by the Iowa courts. Id., at 477. See Sanchez v. Murphy, 385 F. Supp. 1362, 1365 (Nev. 1974) (“The personal attorney-client relationship established between a deputy [public defender] and a defendant is not one that the public defender can control. The canons of professional ethics require that the deputy be ‘his own man’ irrespective of advice or pressures from others. A deputy public defender cannot in any realistic sense, in fulfillment of his professional responsibilities, be a servant of the public defender. He is, himself an independent officer”).

Relying on such cases as Burton v. Wilmington Parking Authority, 365 U. S. 715 (1961), and Moose Lodge No. 107 v. Irvis, 407 U. S. 163 (1972), the respondent claims that the State’s funding of criminal defenses makes it a “joint participant” in that enterprise, locked in a “symbiotic relationship” with individual public defenders. He urges us to hold on this theory that public defenders act under color of state law within the meaning of § 1983. We cannot do so. In both Burton and Moose Lodge the question was whether “state action” was present. In this case the question is whether a public defender — who is concededly an employee of the county — acted “under color of state law” in her representation of Russell Dodson. Although this Court has sometimes treated the questions as if they were identical, see United States v. Price, 383 U. S. 787, 794, and n. 7 (1966), we need not consider their relationship in order to decide this case. Our factual inquiry into the professional obligations and functions of a public defender persuades us that Shepard was not a “joint participant” with the State and that, when representing respondent, she was not acting under color of state law.

The dissenting opinion, post, at 328, describes the public defender as “a full-time state employee, working in an office fully funded and extensively *323regulated by the State and acting to fulfill a state obligation.” The dissent reasons from this description that, for purposes of determining the “under color of state law” question, the function performed by the public defender is immaterial. There is no difference in this respect, the dissent contends, between administrative functions, see Branti v. Finkel, 445 U. S. 507 (1980), and a lawyer’s traditional functions as counsel to a defendant in a criminal proceeding. This view ignores the basic distinction that in the latter capacity a public defender is not acting on behalf of the State; he is the State’s adversary.

See ABA Standards for Criminal Justice, Commentary to 4-3.9 (2d ed. 1980) (“No lawyer, whether assigned by the court, part of a legal aid or defender staff, or privately retained or paid, has any duty to take any steps or present dilatory or frivolous motions or any actions that are unfounded according to the lawyer’s informed professional judgment. On the contrary, to do so is unprofessional conduct”); ABA Standing Committee on Ethics and Professional Responsibility, Informal Opinion 955, Obligation to Take Criminal Appeal, reprinted in 2 Informal Ethics Opinions 955-956 *324(1975) (like court-appointed lawyer, private counsel “ethically, should not clog the courts with frivolous motions or appeals”). See also Nickols v. Gagnon, 454 F. 2d 467, 472 (CA7 1971).

See ABA Standards for Criminal Justice, Commentary to 4r-3.9 (2d ed. 1980) (noting that lawyers assigned to indigent prisoners are often put under pressure to “engage in dilatory or frivolous tactics”).

See Iowa Code, Ch. 336A (1981). A public defender appointed pursuant to the state statute is directed to “prosecute any appeals or other remedies before or after conviction that he considers to be in the interest of justice.” § 336A. 6.

The view is unfortunate. Our adversary system functions best when a lawyer enjoys the wholehearted confidence of his client. But confidence will not be improved by creating a disincentive for the States to provide postconviction assistance to indigent prisoners. To impose § 1983 liability for a lawyer’s performance of traditional functions as counsel to a criminal defendant would have precisely that effect.

In addition to possible relief under state tort law, an indigent prisoner retains the right to initiate state and federal habeas corpus proceedings. For an innocent prisoner wrongly incarcerated as the result of ineffective or malicious counsel, this normally is the most important form of judicial relief.

We do not disturb the theory of cases, brought under 18 U. S. C. § 242, in which public defenders have been prosecuted for extorting payment from clients’ friends or relatives “under color of. . . law .. . .” See, e. g., United States v. Senak, 477 F. 2d 304 (CA7), cert. denied, 414 U. S. 856 (1973).

Chief Justice Burger,

concurring.

I join the Court’s opinion, but it is important to emphasize that in providing counsel for an accused the governmental participation is very limited. Under Gideon v. Wainwright, 372 U. S. 335 (1963), and Argersinger v. Hamlin, 407 U. S. 25 (1972), the government undertakes only to provide a professionally qualified advocate wholly independent of the government. It is the independence from governmental control as to how the assigned task is to be performed that is crucial. The advocate, as an officer of the court which issued the commission to practice, owes an obligation to the court to repudiate any external effort to direct how the obligations to the client are to be carried out. The obligations owed by the attorney to the client are defined by the professional codes, not by the governmental entity from which the defense advocate’s compensation is derived. Disciplinary Rule 5-107 (B) of the ABA Code of Professional Responsibility* succinctly states the rule:

*328“(B) A lawyer shall not permit a person who recommends, employs, or pays him to render legal services for another to direct or regulate his professional judgment in rendering such legal services.”

Moreover, it is elementary that every advocate has an obligation to eschew proceedings considered to be professionally improper or irresponsible. Once counsel in this case reached a considered judgment on the merits of the claim sought to be put forward, her actions were consistent with the highest traditions of the Bar.

See, e. g., ABA Code Of Professional Responsibility, Canon 5 (1976): “A Lawyer Should Exercise Independent Professional Judgment on Behalf of a Client.” Ethical Consideration 5-1 explains this Canon:

“The professional judgment of a lawyer should be exercised, within the bounds of the law, solely for the benefit of his client and free of compromising influences and loyalties. Neither his personal interests, the interests of other clients, nor the desires of third persons should be permitted to dilute his loyalty to his client.”

See also ABA Standards for Criminal Justice, The Prosecution Function, Ch. 3, The Defense Function, Ch. 4 (2d ed. 1980).

Justice Blackmun,

dissenting.

One perhaps should be particularly circumspect when he finds himself in solitary dissent. See Commissioner v. “Americans United” Inc., 416 U. S. 752, 763 (1974) (dissenting opinion). On careful reflection, however, I am convinced that my position is a valid one, and I therefore set forth my views in opposition to those of the Court.

When a full-time state employee, working in an office fully funded and extensively regulated by the State and acting to fulfill a state obligation, violates a person’s constitutional rights, the Court consistently has held that the employee acts “under color of” state law, within the meaning and reach of 42 U. S. C. § 1983. Because I conclude that the Court’s decision in this case is contrary to its prior rulings on the meaning of “under color of” state law, and because the Court charts new territory by adopting a functional test in determining liability under the statute, I respectfully dissent.

I

The Court holds for the first time today that a government official’s “employment relationship” is no more than a “relevant factor” in determining whether he acts under color of state law within the meaning of § 1983. Ante, at 321. Only *329last Term, in Parrott v. Taylor, 451 U. S. 527 (1981), the Court noted that defendant-prison officials unquestionably satisfied the under-color-of-state-law requirement because they “were, after all, state employees in positions of considerable authority.” Id., at 535-536. Thus began, and ended, the Court’s discussion of the color-of-law question in that case. As in Taylor, the county employee sued in this action presumptively acts under color of state law. See also Flagg Bros., Inc. v. Brooks, 436 U. S. 149, 157, n. 5 (1978).

The definition of “under color of” state law relied upon by the Court here and articulated in United States v. Classic, 313 U. S. 299 (1941), requires that the defendants in a § 1983 action have committed the challenged acts “in the course of their performance of duties” and have misused power “possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law . . . .” Id., at 325-326. See also Screws v. United States, 325 U. S. 91, 110 (1945) (plurality opinion).

Respondent’s allegations place this case squarely within both components of that definition. Respondent challenges action taken by petitioner Shepard, a full-time county employee, while acting in her official capacity and while exercising her responsibilities pursuant to Iowa law. See generally Iowa Code §§336A.3.2, 336A.6 (1981). The Court implicitly concedes that the Offender Advocate’s assignment of Shepard to handle respondent’s appeal was action under color of law. But the Court then fails to recognize that it was by virtue of that assignment that Shepard had the authority to represent respondent and to seek permission to withdraw as his counsel, thereby allegedly violating his constitutional rights. The authority of a privately retained attorney to represent his clients is derived from the client’s selection of the lawyer. A public defender’s power, however, is possessed by virtue of the State’s selection of the attorney and his official employment.

*330The Court insists that public defenders, unlike other state employees, are free from state control because they are not subject to administrative direction — both because ethical standards require that their professional judgment not be sacrificed to the interests of their employers and because the State is obligated to provide indigent defendants with independent advocates.1 This distinction ignores both precedent and reality. The Court long has held that a state official acts under color of law when the State does not authorize, or even know of, his conduct. See, e. g., Adickes v. S. H. Kress & Co., 398 U. S. 144, 152 (1970); Monroe v. Pape, 365 U. S. 167 (1961). That the State did not instruct Shepard to withdraw from respondent’s case is therefore irrelevant to the question whether she acted under color of state law in so doing.

Moreover, the present case is indistinguishable from Estelle v. Gamble, 429 U. S. 97 (1976). There the Court held that a prison doctor’s deliberate indifference to a prisoner’s medical needs is prohibited by the Eighth Amendment and may be the subject of a § 1983 claim. The prisoner’s § 1983 *331complaint in Gamble stated claims against Dr. Gray in his capacity both as medical director for the Texas Department of Corrections and as treating physician. Gray was sued because he allegedly had given the plaintiff substandard medical care — the doctor’s duty to the public and his custodial and supervisory functions were not at issue.2 If the Court had determined that Gray acted under color of state law only in his capacity as a custodian and administrator, it would have dismissed the claims against him for want of subject-matter jurisdiction, rather than on the merits.

The Court today holds that a public defender cannot act under color of state law because of his independent ethical obligations to his client. Yet Gamble cannot be distinguished on this ground. An individual physician has a professional and ethical obligation to his patient just as an attorney has to his client. Like a public defender, an institutional doctor’s responsibilities to a patient may conflict with institutional policies and practices. Moreover, Dr. Gray was fulfilling the State’s duty to supply medical care to prison inmates; similarly, the public defender is dedicated to satisfying the State’s obligation to provide representation to indigent defendants. Finally, like respondent, who had no say in the selection of Shepard as his attorney, inmate Gamble had no role in the choice of Gray as his doctor. The Gamble Court did not find that color of state law evaporated in the face of a professional’s independent ethical obligations. I cannot see why this case is different.

As is demonstrated by the pervasive involvement of the county in the operations of the Offender Advocate’s Office, *332the Court, in my view, unduly minimizes the influence that the government actually has over the public defender. The public defender is not merely paid by the county; he is totally dependent financially on the County Board of Supervisors, which fixes the compensation for the public defender and his staff and provides the office with equipment and supplies. See Iowa Code §§336A.5, 336A.9 (1981).

The Board likewise is statutorily empowered to determine “indigency” and to prescribe the number of assistant attorneys and other staff members considered necessary for the public defender. See §§336A.4, 336A.5. The county’s control over the size of and funding for the public defender’s office, as well as over the number of potential clients, effectively dictates the size of an individual attorney’s caseload and influences substantially the amount of time the attorney is able to devote to each case. The public defender’s discretion in handling individual cases — and therefore his ability to provide effective assistance to his clients — is circumscribed to an extent not experienced by privately retained attorneys. See, e. g., Robinson v. Bergstrom, 579 F. 2d 401, 402-403 (CA7 1978) (public defender delayed five and one-half years in filing appellate brief because of “an error in his judgment regarding his caseload,” which was 600 to 900 cases per year). Similarly, authority over the appointment of the public defender and his staff, see Iowa Code §§336A.3, 336A.5 (1981), gives the State substantial influence over the quality of the representation indigents receive.

In addition, the public defender is directed to file an annual report with the judges of the district court of any county he serves, the State’s Attorney General, and each county’s Board of Supervisors, setting forth in detail all cases handled by the defender’s office during the preceding year. §336A. 8. This requirement suggests that the government has some supervisory control over the public defender’s office, or at least that the public defender will be wary of antagonizing the officials to whom he must report, and to *333whom he owes his appointment and the very existence of the office. See §§336A.3, 336A.1. And surely the public defender’s staff must conform to whatever policies and regulations the office or the State imposes, including those aimed at ensuring the effectiveness of representation. In this case, for example, while the county may not have directed petitioner Shepard to withdraw from respondent’s case,3 it certainly could have established general guidelines describing the factors a public defender should consider in determining which appeals are frivolous and the proper treatment of such appeals.4

On the basis of the Court’s opinion in Estelle v. Gamble, 429 U. S. 97 (1976), and the county’s pervasive involvement with the Offender Advocate’s Office in this case, I necessarily conclude that the presumption that a state employee acts *334under color of state law when exercising his official duties is not overridden by the public defender’s ethical obligations to his client.5

II

Although holding that petitioner Shepard may not be held liable under § 1983 for withdrawing from respondent’s appeal, the Court limits its ruling to cases where the public defender performs “a lawyer’s traditional functions as counsel to a defendant in a criminal proceeding.” Ante, at 325. The Court appears to concede that a public defender may act under color of state law when performing unspecified administrative and investigative functions, or even when acting as an advocate — if his conduct is “nontraditional,” or if the plaintiff pleads and proves that the State influenced the attorney’s representation. See ante, at 325, and n. 19, and 322. These attempts to draw distinctions based on function are unconvincing.

*335The Court never before has held that a government employee acts under color of state law while performing some of his official duties but not while performing others. The Court drew no such distinctions in Estelle v. Gamble, supra, although it could have adopted the Court’s approach today and held that an institutional physician acts under color of state law when acting in his custodial and administrative roles, but not when treating a patient. I can only conclude that the Court creates this artificial distinction in order to avoid a conflict with Branti v. Finkel, 445 U. S. 507 (1980), where the Court did not pause to question whether the defendant-public defender acted under color of state law.

Imbler v. Pachtman, 424 U. S. 409 (1976), cited by the Court, ante, at 325, does not support such line-drawing. Based on policy considerations that are inapplicable here, see n. 8, infra, the Court held in Imbler that the prosecutor enjoys absolute immunity for actions taken in his role as an advocate. The Court refused to decide, however, whether the same policies require immunity for prosecutors acting in their administrative or investigative roles. Not only did the Imbler Court therefore fail to endorse the functional test adopted here, but it pointed to the difficulties it foresaw in implementing such a test. See 424 U. S., at 431, n. 33.

*336Moreover, the question of immunity — what type of affirmative defense is to be afforded a state official sued under § 1983 — is completely different from the issue whether an employee acts under color of state law — a determination that goes to a federal court’s subject-matter jurisdiction over a complaint. If a defendant does not act under color of state law, a federal court has no power to entertain a § 1983 complaint against him. The immunity doctrine, which is based on common-law traditions and policy considerations, is a defense that must be pleaded and is not relevant to a court’s power to consider the case. Even officials protected by absolute immunity act under color of state law, and Imbler did not indicate to the contrary; in fact, absolute immunity protects a prosecutor from § 1983 liability only as long as his actions are within the scope of the immunity. See Imbler, 424 U. S., at 419, n. 13. The Court nowhere suggested in Imbler that the functional test could properly be used in any other context.

The Court also disclaims any intent to disturb cases in which public defenders have been prosecuted under the criminal counterpart of §1983, 18 U. S. C. §242, for extorting payment from clients’ friends or relatives, ante, at 325, n. 19, citing United States v. Senak, 477 F. 2d 304 (CA7), cert. denied, 414 U. S. 856 (1973), apparently because the Court does not consider such conduct a “traditional” function of an attorney.6 Yet the Court of Appeals’ holding in Senak that the attorney acted under color of law is inconsistent with the *337Court’s line-drawing here.7 As the final loophole, the Court apparently leaves open the possibility that an indigent defendant could plead and prove that the State so influenced the public defender assigned to his case as to make the public defender liable under § 1983. See ante, at 322. What type of state intervention is sufficient, and how a plaintiff is supposed to allege such facts before discovery, are not specified.

In essence, the Court appears to be holding a public defender exempt from § 1983 liability only when the alleged injury is ineffective assistance of counsel. Not only is it disturbing to see the Court adopt a hierarchy of constitutional rights for purposes of § 1983 actions, but such an approach will be extremely difficult to implement. I envision the Court’s functional analysis as having one of two results— both, in my view, unfortunate. If the federal courts in effect adopt a per se rule and dismiss all § 1983 complaints against public defenders, the most egregious behavior by a public defender, even if unquestionably the result of pressures by the State, will not be cognizable under § 1983. Alternatively, the courts may attempt diligently to implement the Court’s ruling and dismiss only those § 1983 claims based on the public defender’s “traditional” functions as an advocate. The outcome then, I fear, will be lengthy and involved hearings on the merits to determine whether the court has subject-matter jurisdiction — the very result the Court wishes to avoid.

hH I — I

I am sympathetic with the Court’s desire to protect public defenders, who represent indigent defendants in good faith, from a §1983 suit by every dissatisfied client. But the Court’s concern for public defender programs — and its seeming hostility to the merits of respondent’s claims, see ante, at 323-324, and n. 17 — do not justify the approach taken by the *338Court today. To recognize that public defenders act under color of state law would not transform every legal malpractice into a constitutional violation. Cf. Estelle v. Gamble, 429 U. S., at 106-106. Presumably, some immunity would be provided public defenders sued under § 1983.8 The Court always has seen fit before to rely on immunity and the procedures available for dismissing meritless complaints in order to protect state officials. See, e. g., Butz v. Economou, 438 U. S. 478, 507-508 (1978); cf. Ferri v. Ackerman, 444 U. S. 193, 200, n. 17 (1979). I would do the same here.

I would affirm the judgment of the Court of Appeals.

The Court also says that a public defender’s ethical duties and obligations are the same as those of a privately retained lawyer and concludes that the public defender serves “essentially a private function ... for which state office and authority are not needed.” Ante, at 319. The fact that a state official’s role is parallel to one in the private sector, however, has never before deterred the Court from holding that the former is action under color of state law. Section 1983 is meant to proscribe certain actions by state officials even though identical conduct by private persons is not included within the statute’s scope. Cf. Estelle v. Gamble, 429 U. S. 97 (1976); see also Griffin v. Maryland, 378 U. S. 130, 135 (1964) (“If an individual is possessed of state authority and purports to act under that authority, his action is state action. It is irrelevant that he might have taken the same action had he acted in a purely private capacity. . .”). Although Griffin involved “state action” under the Fourteenth Amendment, “state action” and “under color of state law” have consistently been treated as incorporating identical requirements. See n. 5, infra.

Similarly, in O’Connor v. Donaldson, 422 U. S. 563 (1975), the defendant, a psychiatrist and superintendent of a state mental hospital, was not sued for actions taken pursuant to his responsibilities to protect the public; the evidence clearly showed that the plaintiff was hospitalized for reasons other than dangerousness to himself and others. See id., at 567-568, 574, n. 9.

Reasoning that §1983 claims may not be based on the doctrine of respondeat superior, the Court concludes that respondent has not stated a claim against the Offender Advocate, Polk County, or the County Board of Supervisors. See ante, at 325-327. I agree with the Court of Appeals, however, that respondent did allege that these defendants had “established and layed [sic] out the ground rules” for the public defender’s office and had “authorize[d] [petitioner Shepard] to act in the manner prescribed in [the] complaint. . . .” App. 5. Respondent also alleged that other public defenders in the Offender Advocate’s Office had acted in the same manner as had Shepard, and he challenged the “process” by which the office represented indigents. Id., at 13. Although respondent did not point to any particular official policy pursuant to which Shepard had acted in withdrawing from his case, his general allegations of the existence of such a policy, “however inartfully pleaded, are sufficient to call for the opportunity to offer supporting evidence.” Haines v. Kerner, 404 U. S. 519, 520 (1972). If respondent is unable to substantiate his claims, the complaint, of course, may be dismissed on a motion for summary judgment.

This pervasive state control over public defenders distinguishes them from court-appointed attorneys, who are not state officials, who have control over their own caseloads and representations, who depend on the State only for a fee, and with whom the State has no real day-to-day involvement.

Although I find the Court’s precedents on the definition of “under color of” state law persuasive here, I also draw support from the Court’s discussions of state action under the Fourteenth Amendment. I find no basis for the Court’s intimation, ante, at 322, n. 12, that the two doctrines incorporate different requirements. See United States v. Price, 383 U. S. 787, 794, n. 7 (1966). To the extent that the Court has analyzed the two concepts separately, it has done so in § 1983 suits against private actors. In Flagg Bros., Inc. v. Brooks, 436 U. S. 149, 157, n. 5 (1978), the Court observed: “Of course, where the defendant is a public official, the two elements of a § 1983 action merge. ‘The involvement of a state official . . . plainly provides the state action essential to show a direct violation of petitioner’s Fourteenth Amendment. . . rights, whether or not the actions of the [officer] were officially authorized, or lawful.’ Adickes v. S. H. Kress & Co., 398 U. S. 144, 152 (1970) (citations omitted).” (Ellipses in original.)

The principles articulated in Burton v. Wilmington Parking Authority, 365 U. S. 715 (1961), for discerning state action in the conduct of a private party are therefore helpful by way of analogy. First, the public defender’s office “constitute^ a physically and financially integral and, indeed, indispensable part of the State’s plan,” id., at 723-724, to fulfill its constitutional obligation to provide representation to indigents. Second, the relation*335ship between the State and the public defender is a symbiotic one: the State is able to satisfy its responsibility to supply counsel to defendants, and the public defender is gainfully employed. Finally, the State is responsible for the public defender’s office and can attempt to ensure that clients receive effective assistance of counsel, for example, by hiring qualified personnel, providing sufficient funding, and enforcing strict standards of competence. In cases of ineffective assistance by public defenders, then, it may be said that the State “has not only made itself a party to the [representation], but has elected to place its power, property and prestige behind [the public defender’s action]. The State has so far insinuated itself into a position of interdependence with [the attorney] that it must be recognized as a joint participant in the challenged activity . . . .” Id., at 725.

Again, the Court’s hand is forced somewhat by precedent — even those officials afforded absolute immunity from civil damages under § 1983 are susceptible to prosecution under §242 for the willful violation of civil rights. See Imbler v. Pachtman, 424 U. S. 409, 429 (1976). The Court has consistently held that the two provisions incorporate the same under-color-of-state-law requirement. See, e. g., Adickes v. S. H. Kress & Co., 398 U. S. 144, 152, n. 7 (1970); United States v. Price, 383 U. S., at 794, n. 7.

In Senate the Court of Appeals held that a public defender’s demand for compensation from a client was made “ostensibly by virtue of [the attor*338ney’s] appointment ‘backed by the power of the state,’ ” and that his official position “gave him the opportunity to make the demands and clothed him with the authority of the state in so doing.” 477 F. 2d, at 308. Similarly, in this case, petitioner Shepard’s authority to withdraw from respondent’s case was derived from her “appointment ‘backed by the power of the state’ her official position “gave her the opportunity” to act so as allegedly to violate respondent’s constitutional rights.

1 do not discuss this issue in detail because the Court does not reach it, but I assume that public defenders should be afforded qualified immunity. Absolute immunity has been extended only to those in positions that have a common-law history of immunity. See, e. g., Pierson v. Ray, 386 U. S. 547, 554-555 (1967). Moreover, public defenders’ jobs do not subject them to conflicting responsibilities to a number of constituencies so that absolute immunity is necessary to ensure principled decisionmaking; in fact, the threat of § 1983 claims by dissatisfied clients may provide additional incentive for competent performance of a public defender’s duties. See Ferri v. Ackerman, 444 U. S. 193, 203-204 (1979).

2.2.1.5 Lindke v. Freed (2024) 2.2.1.5 Lindke v. Freed (2024)

Read the opinion here.

As you study the opinion, consider the relationship between the "under color of law" requirement and the state action requirement, both of which are discussed.

Note: The H2O platform struggles with importing recently published court decisions. The cleanest way to access the opinion in this case is via the link above.

2.2.1.6 US v. White 2.2.1.6 US v. White

Mark White, a Gary Police Officer and part-time security guard at a strip club, assaulted Brenda Pryor, one of the club's dancers. A jury found him guilty of violating Pryor's constitutional rights under color of law in violation of 18 U.S.C. § 242, and he was sentenced to 27 months' imprisonment. White appeals and we affirm.
I.
Mark White, a police officer with the City of Gary, Indiana, held a part-time job as a security guard at Delilah's Fantasy Dolls Club, a strip club in downtown Gary. The owner and employees of Delilah's knew that White was a police officer and he often wore his badge and gun while at Delilah's.
Late in the evening of March 15, 2000, Brenda Pryor, a dancer at the club, got into an argument with the bartenders over her pay for the evening. White, who was working security that evening, asked her to leave the club. An argument ensued between White and Pryor, which quickly escalated to violence when Pryor used a racial epithet to describe White. White, who was 6' 3” and over 300 pounds, struck Pryor several times and eventually she was thrown to the ground. During the criminal trial, the jury heard testimony that White was wearing his badge and his gun on the night in question. Testimony was also presented that during the altercation Pryor tried to call the police, but White grabbed the cellular phone from her hand and shouted “I am the [expletive] police.” Eventually the police were called to the scene by another employee and Pryor was taken to the hospital. She suffered bruises and swelling of her face, a laceration to her lip, and needed stitches on the inside and outside of her mouth due to a hole in her cheek caused by White's blows.
After the club closed for the night, White returned to the police station and prepared an arrest report for Pryor. In that report, White identified himself as the complainant, the arresting officer, the booking officer, and the reporting officer, either as “Cpl. M. White,” “M. White,” or “Mark White” with his badge number. The arrest report charged Pryor with “intimidation [,] resisting law enforcement[,] battery on law enforcement/disorderly conduct.” Based in part on White's arrest report, two Gary police officers went to the hospital and placed Pryor under arrest. The charges were eventually dropped after an investigation.
White, on the other hand, was later charged with violating Title 18 U.S.C. § 242 for violating Pryor's constitutional rights under color of law. White entered a plea of “not guilty” and proceeded to trial where he was found guilty and thereafter sentenced to 27 months' incarceration, to be followed by three years of supervised release. White appeals.
II.
White raises three issue on appeal. First, he contends that there was insufficient evidence to show that he acted under color of law in his confrontation with Pryor. As a security guard, he argues, his duties were to maintain order and make sure that both the patrons and the dancers acted in an orderly fashion. If they became unruly he could remove them, in his private capacity, from the premises. As such, he maintains that his actions do not rise to the level of a civil rights violation because, at most, the evidence shows that he was acting as a private security guard during the physical confrontation with Pryor and not as an agent of the state. We review sufficiency-of-the-evidence questions “in the light most favorable to the government and ask whether any rational *709 trier of fact could have found the essential elements of the crime beyond a reasonable doubt.” United States v. Richardson, 208 F.3d 626, 631 (7th Cir.1986) (quotations omitted).
**21
It is unlawful under 18 U.S.C. § 242 (2000) for any individual, “under color of law ... [to] wilfully subject[ ] any person in any State ... to the deprivation of any rights, privileges or immunities secured or protected by the Constitution or law of the United States.” In Lugar v. Edmondson Oil Co., 457 U.S. 922, 929, 102 S.Ct. 2744, 73 L.Ed.2d 482 (1982), the Supreme Court noted that “under color of law” has the same meaning in 18 U.S.C. § 242 as does “state action” in 42 U.S.C. § 1983, and that the actions of a state officer who exceeds the limits of his authority constitute “state action for the purposes of the Fourteenth Amendment.” Id. In this case White does not contend that his actions would have been within his authority as a police officer, but instead argues that his actions were not cloaked in state authority because he was acting as a private citizen. In analyzing the merits of this argument, we consider both the nature of the acts performed by the accused state actor and the circumstances surrounding those acts to determine whether the officer is acting under color of law when he is off-duty. Davis v. Murphy, 559 F.2d 1098, 1100–01 (7th Cir.1977). See also Traver v. Meshriy, 627 F.2d 934, 937–38 (9th Cir.1980) (off-duty police officer, who was working as a “security teller” pursuant to the police department's secondary hiring program and whose primary duty in the event of a crime was to the department rather than the bank, was held to have acted under color of law when he detained a customer). Without question, White was performing his duties as a security guard when the incident occurred; however, the jury was presented with significant evidence of the circumstances surrounding the confrontation that indicate that his actions were taken under color of law.
In prior decisions, we have explained that one important factor that juries may consider in 18 U.S.C. § 242 cases involving police officers performing private acts, is whether the officer was “displaying signs of state authority and advertising the presence of a state actor” during the incident. Honaker v. Smith, 256 F.3d 477, 485 (7th Cir.2001) (describing Pickrel v. City of Springfield, 45 F.3d 1115, 1118–19 (7th Cir.1995)); Davis, 559 F.2d at 1101 (off-duty police officers who displayed guns, badge, and identified themselves as police officers during unprovoked assault were acting under color of law). Indeed, we have held that those signs may be enough, on their own, to establish action under color of law. Id. In this case, the jury was presented evidence that when White assaulted Pryor, he was displaying signs of state authority. White made his police affiliation known to others throughout his employment at Delilah's, and testimony was presented that during his assault on Pryor he was wearing both his gun and badge. Furthermore, White declared himself to be a police officer during the assault and prevented Pryor from calling other officers. In addition, the charges that White himself specified in his arrest report reflect action allegedly taken against him as a police officer during the assault. The fact that he filed an official report that resulted in Pryor's arrest underscores his imposition of state authority. White concedes that this “particle” piece of evidence is probative, although not conclusive. However, in combination with all of the aforementioned evidence presented at trial, a rational jury could have determined that White was acting under color of law when he assaulted Pryor.
**3 Next, White argues that the trial court abused its discretion in admitting evidence of a prior assault. Specifically, the government *710 introduced evidence that on January 20, 1993, White assaulted Janice Barclay and Rhonda Coleman while in uniform and on duty in Gary, Indiana. The jury was presented evidence that White assaulted the two women after Barclay made a disparaging remark toward White. White was subsequently suspended from duty for ten days for the assault. White argues that the trial court's decision to admit evidence of the incident which took place more than seven years prior to the charged offense was extremely prejudicial and in violation of Rule 404(b). This court reviews challenges to the admissibility of evidence for an abuse of discretion, and the lower court's determination is given “great deference.” United States v. Anifowoshe, 307 F.3d 643, 649 (7th Cir.2002).
Title 18 U.S.C. § 242 is a specific intent crime, and at trial the United States held the burden of proving that White acted “willfully” – that is, with specific intent to violate Brenda Pryor's constitutional right not to be unjustifiably assaulted by a police officer. United States v. Brown, 250 F.3d 580, 584 (7th Cir.2001). Intent, therefore, is a material issue in the case and the prosecution is entitled to establish it by using admissible evidence of its choosing. See United States v. Williams, 238 F.3d 871, 875 (7th Cir.2001). At trial, the government argued that the evidence was probative as it tended to show White's intent to violate the rights of a citizen under color of law, as opposed to just his propensity for violence. Evidence of other crimes, wrongs, or acts to prove, among other things, intent to commit the crime for which a defendant is charged is admissible under Rule 404(b) depending on whether the evidence:
(1) tends to establish a matter at issue other than the defendant's propensity to commit the crime charged; (2) is sufficiently similar and close in time to the matter at issue to be relevant; (3) supports a jury finding that the defendant committed the similar act; and (4) has probative value that substantially outweighs the danger of unfair prejudice.

2.2.1.7 State Law Equivalents 2.2.1.7 State Law Equivalents

The Federal Government is not the only body that is working to allow suits against government actors for the violation of civil rights. A handful of states have adopted their own laws that unlock the courthouse doors for those who've had their rights violated. There appears to be three general avenues states have adopted in implementing their own rights protections: Functional Equivalents, Attorney General Models, and Criminal Penalties. A break down of the states can be found below. 

Functional Equivalents

Arkansas (AR ST §16-123-105)

"Every person who, under color of any statute, ordinance, regulation, custom, or usage of this state or any of its political subdivisions subjects, or causes to be subjected, any person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Arkansas Constitution shall be liable to the party injured in an action in circuit court for legal and equitable relief or other proper redress" 

Colorado (CO ST §13-21-131) 

"A peace officer, as defined in section 24-31-901 (3), who, under color of law, subjects or causes to be subjected, including failing to intervene, any other person to the deprivation of any individual rights that create binding obligations on government actors secured by the bill of rights, article II of the state constitution, is liable to the injured party for legal or equitable relief or any other appropriate relief"

Note that later in the statute, Colorado expressly prevents qualified immunity defenses under this statute. You will learn more about that topic later in the course. 

Maine* (ME ST T. 5 §4682)

"A person whose exercise or enjoyment of the rights secured by the United States Constitution or the laws of the United States or of the rights secured by the Constitution of Maine or the laws of the State has been interfered with, or attempted to be interfered with, may institute and prosecute in that person's own name and on that person's own behalf a civil action for legal or equitable relief whenever any person, whether or not acting under color of law"

Nebraska* (NE ST § 20-148)

"Any person or company, as defined in section 49-801, except any political subdivision, who subjects or causes to be subjected any citizen of this state or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the United States Constitution or the Constitution and laws of the State of Nebraska, shall be liable to such injured person in a civil action or other proper proceeding for redress brought by such injured person.”

New Jersey NJ ST 10:6-2

"Any person who has been deprived of any substantive due process or equal protection rights, privileges or immunities secured by the Constitution or laws of the United States, or any substantive rights, privileges or immunities secured by the Constitution or laws of this State, or whose exercise or enjoyment of those substantive rights, privileges or immunities has been interfered with or attempted to be interfered with, by threats, intimidation or coercion by a person acting under color of law, may bring a civil action for damages and for injunctive or other appropriate relief."

Connecticut* (CT ST § 52-571K)

“No police officer, acting alone or in conspiracy with another, shall deprive any person or class of persons of the equal protection of the laws of this state, or of the equal privileges and immunities under the laws of this state, including, without limitation, the protections, privileges and immunities guaranteed under article first of the Constitution of the state.”

AG Approach

California (CA CIVIL § 52.1)

"If a person or persons, whether or not acting under color of law, interferes by threat, intimidation, or coercion, or attempts to interfere by threat, intimidation, or coercion, with the exercise or enjoyment by any individual or individuals of rights secured by the Constitution or laws of the United States, or of the rights secured by the Constitution or laws of this state, the Attorney General, or any district attorney or city attorney may bring a civil action for injunctive and other appropriate equitable relief in the name of the people of the State of California, in order to protect the peaceable exercise or enjoyment of the right or rights secured."

Florida (FL ST §760.51)

“Whenever any person, whether or not acting under color of law, interferes by threats, intimidation, or coercion, or attempts to interfere by threats, intimidation, or coercion, with the exercise or enjoyment by any other person of rights secured by the State Constitution or laws of this state, the Attorney General may bring a civil or administrative action for damages, and for injunctive or other appropriate relief for violations of the rights secured.”

Maine* (ME ST T.5 §4681)

“The Attorney General may bring a civil action for injunctive or other appropriate equitable relief in order to protect the peaceable exercise or enjoyment of the rights secured by the United States Constitution or the laws of the United States or of the rights secured by the Constitution of Maine or the laws of the State whenever any person, whether or not acting under color of law”.

Massachusetts (MA ST 12 § 11/1/2)

“If a person, including any plaintiff, prosecutor, attorney or law firm, whether or not acting under color of law, engages or attempts to engage in abusive litigation that infringes on, interferes with or attempts to infringe on or interfere with legally-protected health care activity, any aggrieved person, provider, carrier or other entity, including any defendant in such abusive litigation, may institute and prosecute a civil action for injunctive, monetary or other appropriate relief within 3 years after the cause of action accrues.”

New Jersey (NJ ST 10:6-2)

"If a person, whether or not acting under color of law, subjects or causes to be subjected any other person to the deprivation of any substantive due process or equal protection rights, privileges or immunities secured by the Constitution or laws of the United States, or any substantive rights, privileges or immunities secured by the Constitution or laws of this State, the Attorney General may bring a civil action for damages and for injunctive or other appropriate relief.”

Rhode Island (RI ST §42-9.3-2)

"Whenever any person, whether or not acting under color of law, intentionally interferes or threatens to intentionally interfere, by physical force or violence against a person, by damage or destruction of property or by trespass on property, with the exercise or enjoyment by any other person of rights secured by the United States Constitution or the laws of the United States or of rights secured by the Constitution of Rhode Island or laws of the state, the attorney general may bring a civil action for injunctive or other appropriate equitable relief in order to protect the peaceable exercise or enjoyment of the rights secured.”

Criminal Penalties 

Alaska (AK ST §11.76.110)

"A person commits the crime of interference with constitutional rights if... (3) under color of law... the person intentionally deprives another of a right, privilege, or immunity in fact granted by the constitution or laws of this state"

California (CA PENAL §442.6)

"A person, whether or not acting under color of law, shall not, by force or threat of force, willfully injure, intimidate, interfere with, oppress, or threaten any other person in the free exercise or enjoyment of a right or privilege secured by the Constitution or laws of this state or by the Constitution or laws of the United States”"

Delaware (DE ST TI 11 §1309)

"Whoever, under color of any law, statute, ordinance, regulation, or custom, knowingly subjects any person or group to the deprivation of any rights, privileges, or immunities secured or protected by the United States Constitution, the Delaware Constitution, or the laws of the State of Delaware, shall be guilty of a class A misdemeanor.”

Massachusetts (MA ST 265 § 37)

“No person, whether or not acting under color of law, shall by force or threat of force, willfully injure, intimidate or interfere with, or attempt to injure, intimidate or interfere with, or oppress or threaten any other person in the free exercise or enjoyment of any right or privilege secured to him by the constitution or laws of the commonwealth or by the constitution or laws of the United States.” 

North Dakota (ND ST 12.1-14-05)

"A person is guilty of a class B misdemeanor if, whether or not acting under color of law, he, by force or threat of force or by economic coercion, intentionally:
1. Injures, intimidates, or interferes with another because he is or is about to exercise his civil rights, or because he has exercised his civil rights.” 

No Parallel

Arizona 

Georgia 

Hawaii 

Illinois*

Alabama 

Indidana

Iowa

Kansas

Kentucky 

Maryland

Michigan

Minnesota 

Mississippi

Missouri

Montana

Nevada 

Oklahoma 

Oregon

Pennsylvania 

South Carolina 

South Dakota 

Tennessee

Texas 

Utah 

Vermont 

Virginia 

West Virginia 

Wisconsin 

Wyoming 

 

You may be surprised by some states and where they are placed in the broader context of the US. What similarities do these states share? What values statement is made when a private civil rights action is available over criminal prosecution? Why allow private suit against a wrongdoer but also allow the AG to take over? Keep these questions in mind as you continue through the course. 

You'll also notice that some state equivalents do not have the 'under color of law' requirement that §1983 does. Do those statutes limit the cause of action in other ways? What effect do you think the change in language has on claims in general? Are there more claims? More successful claims? Or would there be a notable difference at all?

States marked with an asterisk have some form of limiting principle either through the text itself or through supporting case law. Can you identify those principles?

2.2.2 The State Action Doctrine 2.2.2 The State Action Doctrine

State action is a constitutional "gatekeeping" requirement. The Fourteenth Amendment (and most constitutional provisions enforced through § 1983) constrain governmental conduct, not purely private conduct. Section 1983 uses different words - liability attaches only to a person who acts "under color of" state law - but in most cases the two inquiries track each other. Put simply, if conduct counts as "state action" for constitutional purposes, it will usually satisfy § 1983's "under color of law" requirement, and if it does not, it usually will not. The overlap is not perfect, and the cases in this unit show why: sometimes "under color" focuses on misuse of official authority by someone who is plainly a state official, while "state action" disputes often arise because the defendant is nominally private, and the question is whether the challenged conduct is fairly attributable to the state. 

Although this unit appears in the chapter on claims against state officials, the doctrine is not limited to traditional, on-duty state actors. State action principles matter whenever a plaintiff seeks to enforce constitutional limits against a defendant who looks private, hybrid, or outsourced, including private contractors (entities) performing governmental functions, private parties acting jointly with officials, and entities operating within heavily regulated or state-created systems.

The same analytic frame carries over to constitutional claims that are not brought through § 1983, including claims against federal officials and federal instrumentalities (typically litigated through different vehicles). The through-line is generally attributino - when, and why, the Constitution treats the challenged conduct as governmental conduct, regardless of the defendant's label.

2.2.2.1 Civil Rights Cases 2.2.2.1 Civil Rights Cases

109 U.S. 3 (1883)

UNITED STATES
v.
STANLEY.
UNITED STATES
v.
RYAN.
UNITED STATES
v.
NICHOLS.
UNITED STATES
v.
SINGLETON.
ROBINSON & Wife
v.
MEMPHIS AND CHARLESTON RAILROAD COMPANY.

Supreme Court of United States.

Submitted October Term, 1882.
Decided October 15th, 1883.
ON CERTIFICATE OF DIVISION FROM THE CIRCUIT COURT OF THE UNITED STATES FOR THE DISTRICT OF KANSAS. IN ERROR TO THE CIRCUIT COURT OF THE UNITED STATES FOR THE DISTRICT OF CALIFORNIA. ON CERTIFICATE OF DIVISION FROM THE CIRCUIT COURT OF THE UNITED STATES FOR THE WESTERN DISTRICT OF MISSOURI. ON CERTIFICATE OF DIVISION FROM THE CIRCUIT COURT OF THE UNITED STATES FOR THE SOUTHERN DISTRICT OF NEW YORK. IN ERROR TO THE CIRCUIT COURT OF THE UNITED STATES FOR THE WESTERN DISTRICT OF TENNESSEE.

*5 Mr. Solicitor General Phillips for the United States.

Mr. William M. Randolph for Robinson and wife, plaintiffs in error.

Mr. William Y.C. Humes and Mr. David Posten for the Memphis and Charleston Railroad Co., defendants in error.

*8 MR. JUSTICE BRADLEY delivered the opinion of the court. After stating the facts in the above language he continued:

It is obvious that the primary and important question in all *9 the cases is the constitutionality of the law: for if the law is unconstitutional none of the prosecutions can stand.

The sections of the law referred to provide as follows:

"SEC. 1. That all persons within the jurisdiction of the United States shall be entitled to the full and equal enjoyment of the accommodations, advantages, facilities, and privileges of inns, public conveyances on land or water, theatres, and other places of public amusement; subject only to the conditions and limitations established by law, and applicable alike to citizens of every race and color, regardless of any previous condition of servitude.

"SEC. 2. That any person who shall violate the foregoing section by denying to any citizen, except for reasons by law applicable to citizens of every race and color, and regardless of any previous condition of servitude, the full enjoyment of any of the accommodations, advantages, facilities, or privileges in said section enumerated, or by aiding or inciting such denial, shall for every such offence forfeit and pay the sum of five hundred dollars to the person aggrieved thereby, to be recovered in an action of debt, with full costs; and shall also, for every such offence, be deemed guilty of a misdemeanor, and, upon conviction thereof, shall be fined not less than five hundred nor more than one thousand dollars, or shall be imprisoned not less than thirty days nor more than one year: Provided, That all persons may elect to sue for the penalty aforesaid, or to proceed under their rights at common law and by State statutes; and having so elected to proceed in the one mode or the other, their right to proceed in the other jurisdiction shall be barred. But this provision shall not apply to criminal proceedings, either under this act or the criminal law of any State: And provided further, That a judgment for the penalty in favor of the party aggrieved, or a judgment upon an indictment, shall be a bar to either prosecution respectively."

Are these sections constitutional? The first section, which is the principal one, cannot be fairly understood without attending to the last clause, which qualifies the preceding part.

The essence of the law is, not to declare broadly that all persons shall be entitled to the full and equal enjoyment of the accommodations, advantages, facilities, and privileges of inns, *10 public conveyances, and theatres; but that such enjoyment shall not be subject to any conditions applicable only to citizens of a particular race or color, or who had been in a previous condition of servitude. In other words, it is the purpose of the law to declare that, in the enjoyment of the accommodations and privileges of inns, public conveyances, theatres, and other places of public amusement, no distinction shall be made between citizens of different race or color, or between those who have, and those who have not, been slaves. Its effect is to declare, that in all inns, public conveyances, and places of amusement, colored citizens, whether formerly slaves or not, and citizens of other races, shall have the same accommodations and privileges in all inns, public conveyances, and places of amusement as are enjoyed by white citizens; and vice versa. The second section makes it a penal offence in any person to deny to any citizen of any race or color, regardless of previous servitude, any of the accommodations or privileges mentioned in the first section.

Has Congress constitutional power to make such a law? Of course, no one will contend that the power to pass it was contained in the Constitution before the adoption of the last three amendments. The power is sought, first, in the Fourteenth Amendment, and the views and arguments of distinguished Senators, advanced whilst the law was under consideration, claiming authority to pass it by virtue of that amendment, are the principal arguments adduced in favor of the power. We have carefully considered those arguments, as was due to the eminent ability of those who put them forward, and have felt, in all its force, the weight of authority which always invests a law that Congress deems itself competent to pass. But the responsibility of an independent judgment is now thrown upon this court; and we are bound to exercise it according to the best lights we have.

The first section of the Fourteenth Amendment (which is the one relied on), after declaring who shall be citizens of the United States, and of the several States, is prohibitory in its character, and prohibitory upon the States. It declares that:

*11 "No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws."

It is State action of a particular character that is prohibited. Individual invasion of individual rights is not the subject-matter of the amendment. It has a deeper and broader scope. It nullifies and makes void all State legislation, and State action of every kind, which impairs the privileges and immunities of citizens of the United States, or which injures them in life, liberty or property without due process of law, or which denies to any of them the equal protection of the laws. It not only does this, but, in order that the national will, thus declared, may not be a mere brutum fulmen, the last section of the amendment invests Congress with power to enforce it by appropriate legislation. To enforce what? To enforce the prohibition. To adopt appropriate legislation for correcting the effects of such prohibited State laws and State acts, and thus to render them effectually null, void, and innocuous. This is the legislative power conferred upon Congress, and this is the whole of it. It does not invest Congress with power to legislate upon subjects which are within the domain of State legislation; but to provide modes of relief against State legislation, or State action, of the kind referred to. It does not authorize Congress to create a code of municipal law for the regulation of private rights; but to provide modes of redress against the operation of State laws, and the action of State officers executive or judicial, when these are subversive of the fundamental rights specified in the amendment. Positive rights and privileges are undoubtedly secured by the Fourteenth Amendment; but they are secured by way of prohibition against State laws and State proceedings affecting those rights and privileges, and by power given to Congress to legislate for the purpose of carrying such prohibition into effect; and such legislation must necessarily be predicated upon such supposed State laws or State proceedings, and be directed to the correction *12 of their operation and effect. A quite full discussion of this aspect of the amendment may be found in United States v. Cruikshank, 92 U.S. 542; Virginia v. Rives, 100 U.S. 313; and Ex parte Virginia, 100 U.S. 339.

An apt illustration of this distinction may be found in some of the provisions of the original Constitution. Take the subject of contracts, for example. The Constitution prohibited the States from passing any law impairing the obligation of contracts. This did not give to Congress power to provide laws for the general enforcement of contracts; nor power to invest the courts of the United States with jurisdiction over contracts, so as to enable parties to sue upon them in those courts. It did, however, give the power to provide remedies by which the impairment of contracts by State legislation might be counteracted and corrected: and this power was exercised. The remedy which Congress actually provided was that contained in the 25th section of the Judiciary Act of 1789, 1 Stat. 85, giving to the Supreme Court of the United States jurisdiction by writ of error to review the final decisions of State courts whenever they should sustain the validity of a State statute or authority alleged to be repugnant to the Constitution or laws of the United States. By this means, if a State law was passed impairing the obligation of a contract, and the State tribunals sustained the validity of the law, the mischief could be corrected in this court. The legislation of Congress, and the proceedings provided for under it, were corrective in their character. No attempt was made to draw into the United States courts the litigation of contracts generally; and no such attempt would have been sustained. We do not say that the remedy provided was the only one that might have been provided in that case. Probably Congress had power to pass a law giving to the courts of the United States direct jurisdiction over contracts alleged to be impaired by a State law; and under the broad provisions of the act of March 3d, 1875, ch. 137, 18 Stat. 470, giving to the circuit courts jurisdiction of all cases arising under the Constitution and laws of the United States, it is possible that such jurisdiction now exists. But under that, or any other law, it must appear as *13 well by allegation, as proof at the trial, that the Constitution had been violated by the action of the State legislature. Some obnoxious State law passed, or that might be passed, is necessary to be assumed in order to lay the foundation of any federal remedy in the case; and for the very sufficient reason, that the constitutional prohibition is against State laws impairing the obligation of contracts.

And so in the present case, until some State law has been passed, or some State action through its officers or agents has been taken, adverse to the rights of citizens sought to be protected by the Fourteenth Amendment, no legislation of the United States under said amendment, nor any proceeding under such legislation, can be called into activity: for the prohibitions of the amendment are against State laws and acts done under State authority. Of course, legislation may, and should be, provided in advance to meet the exigency when it arises; but it should be adapted to the mischief and wrong which the amendment was intended to provide against; and that is, State laws, or State action of some kind, adverse to the rights of the citizen secured by the amendment. Such legislation cannot properly cover the whole domain of rights appertaining to life, liberty and property, defining them and providing for their vindication. That would be to establish a code of municipal law regulative of all private rights between man and man in society. It would be to make Congress take the place of the State legislatures and to supersede them. It is absurd to affirm that, because the rights of life, liberty and property (which include all civil rights that men have), are by the amendment sought to be protected against invasion on the part of the State without due process of law, Congress may therefore provide due process of law for their vindication in every case; and that, because the denial by a State to any persons, of the equal protection of the laws, is prohibited by the amendment, therefore Congress may establish laws for their equal protection. In fine, the legislation which Congress is authorized to adopt in this behalf is not general legislation upon the rights of the citizen, but corrective legislation, that is, such as may be necessary and proper for counteracting such laws as the States may *14 adopt or enforce, and which, by the amendment, they are prohibited from making or enforcing, or such acts and proceedings as the States may commit or take, and which, by the amendment, they are prohibited from committing or taking. It is not necessary for us to state, if we could, what legislation would be proper for Congress to adopt. It is sufficient for us to examine whether the law in question is of that character.

An inspection of the law shows that it makes no reference whatever to any supposed or apprehended violation of the Fourteenth Amendment on the part of the States. It is not predicated on any such view. It proceeds ex directo to declare that certain acts committed by individuals shall be deemed offences, and shall be prosecuted and punished by proceedings in the courts of the United States. It does not profess to be corrective of any constitutional wrong committed by the States; it does not make its operation to depend upon any such wrong committed. It applies equally to cases arising in States which have the justest laws respecting the personal rights of citizens, and whose authorities are ever ready to enforce such laws, as to those which arise in States that may have violated the prohibition of the amendment. In other words, it steps into the domain of local jurisprudence, and lays down rules for the conduct of individuals in society towards each other, and imposes sanctions for the enforcement of those rules, without referring in any manner to any supposed action of the State or its authorities.

If this legislation is appropriate for enforcing the prohibitions of the amendment, it is difficult to see where it is to stop. Why may not Congress with equal show of authority enact a code of laws for the enforcement and vindication of all rights of life, liberty, and property? If it is supposable that the States may deprive persons of life, liberty, and property without due process of law (and the amendment itself does suppose this), why should not Congress proceed at once to prescribe due process of law for the protection of every one of these fundamental rights, in every possible case, as well as to prescribe equal privileges in inns, public conveyances, and theatres? The truth is, that the implication of a power to legislate in this manner is based *15 upon the assumption that if the States are forbidden to legislate or act in a particular way on a particular subject, and power is conferred upon Congress to enforce the prohibition, this gives Congress power to legislate generally upon that subject, and not merely power to provide modes of redress against such State legislation or action. The assumption is certainly unsound. It is repugnant to the Tenth Amendment of the Constitution, which declares that powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively or to the people.

We have not overlooked the fact that the fourth section of the act now under consideration has been held by this court to be constitutional. That section declares "that no citizen, possessing all other qualifications which are or may be prescribed by law, shall be disqualified for service as grand or petit juror in any court of the United States, or of any State, on account of race, color, or previous condition of servitude; and any officer or other person charged with any duty in the selection or summoning of jurors who shall exclude or fail to summon any citizen for the cause aforesaid, shall, on conviction thereof, be deemed guilty of a misdemeanor, and be fined not more than five thousand dollars." In Ex parte Virginia, 100 U.S. 339, it was held that an indictment against a State officer under this section for excluding persons of color from the jury list is sustainable. But a moment's attention to its terms will show that the section is entirely corrective in its character. Disqualifications for service on juries are only created by the law, and the first part of the section is aimed at certain disqualifying laws, namely, those which make mere race or color a disqualification; and the second clause is directed against those who, assuming to use the authority of the State government, carry into effect such a rule of disqualification. In the Virginia case, the State, through its officer, enforced a rule of disqualification which the law was intended to abrogate and counteract. Whether the statute book of the State actually laid down any such rule of disqualification, or not, the State, through its officer, enforced such a rule: and it is against such State action, through its officers and agents, that the last clause of the section is directed. *16 This aspect of the law was deemed sufficient to divest it of any unconstitutional character, and makes it differ widely from the first and second sections of the same act which we are now considering.

These sections, in the objectionable features before referred to, are different also from the law ordinarily called the "Civil Rights Bill," originally passed April 9th, 1866, 14 Stat. 27, ch. 31, and re-enacted with some modifications in sections 16, 17, 18, of the Enforcement Act, passed May 31st, 1870, 16 Stat. 140, ch. 114. That law, as re-enacted, after declaring that all persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contracts, to sue, be parties, give evidence, and to the full and equal benefit of all laws and proceedings for the security of persons and property as is enjoyed by white citizens, and shall be subject to like punishment, pains, penalties, taxes, licenses and exactions of every kind, and none other, any law, statute, ordinance, regulation or custom to the contrary notwithstanding, proceeds to enact, that any person who, under color of any law, statute, ordinance, regulation or custom, shall subject, or cause to be subjected, any inhabitant of any State or Territory to the deprivation of any rights secured or protected by the preceding section (above quoted), or to different punishment, pains, or penalties, on account of such person being an alien, or by reason of his color or race, than is prescribed for the punishment of citizens, shall be deemed guilty of a misdemeanor, and subject to fine and imprisonment as specified in the act. This law is clearly corrective in its character, intended to counteract and furnish redress against State laws and proceedings, and customs having the force of law, which sanction the wrongful acts specified. In the Revised Statutes, it is true, a very important clause, to wit, the words "any law, statute, ordinance, regulation or custom to the contrary notwithstanding," which gave the declaratory section its point and effect, are omitted; but the penal part, by which the declaration is enforced, and which is really the effective part of the law, retains the reference to State laws, by making the penalty apply only to those who should subject *17 parties to a deprivation of their rights under color of any statute, ordinance, custom, etc., of any State or Territory: thus preserving the corrective character of the legislation. Rev. St. §§ 1977, 1978, 1979, 5510. The Civil Rights Bill here referred to is analogous in its character to what a law would have been under the original Constitution, declaring that the validity of contracts should not be impaired, and that if any person bound by a contract should refuse to comply with it, under color or pretence that it had been rendered void or invalid by a State law, he should be liable to an action upon it in the courts of the United States, with the addition of a penalty for setting up such an unjust and unconstitutional defence.

In this connection it is proper to state that civil rights, such as are guaranteed by the Constitution against State aggression, cannot be impaired by the wrongful acts of individuals, unsupported by State authority in the shape of laws, customs, or judicial or executive proceedings. The wrongful act of an individual, unsupported by any such authority, is simply a private wrong, or a crime of that individual; an invasion of the rights of the injured party, it is true, whether they affect his person, his property, or his reputation; but if not sanctioned in some way by the State, or not done under State authority, his rights remain in full force, and may presumably be vindicated by resort to the laws of the State for redress. An individual cannot deprive a man of his right to vote, to hold property, to buy and sell, to sue in the courts, or to be a witness or a juror; he may, by force or fraud, interfere with the enjoyment of the right in a particular case; he may commit an assault against the person, or commit murder, or use ruffian violence at the polls, or slander the good name of a fellow citizen; but, unless protected in these wrongful acts by some shield of State law or State authority, he cannot destroy or injure the right; he will only render himself amenable to satisfaction or punishment; and amenable therefor to the laws of the State where the wrongful acts are committed. Hence, in all those cases where the Constitution seeks to protect the rights of the citizen against discriminative and unjust laws of the State by prohibiting such laws, it is not individual offences, but abrogation and *18 denial of rights, which it denounces, and for which it clothes the Congress with power to provide a remedy. This abrogation and denial of rights, for which the States alone were or could be responsible, was the great seminal and fundamental wrong which was intended to be remedied. And the remedy to be provided must necessarily be predicated upon that wrong. It must assume that in the cases provided for, the evil or wrong actually committed rests upon some State law or State authority for its excuse and perpetration.

Of course, these remarks do not apply to those cases in which Congress is clothed with direct and plenary powers of legislation over the whole subject, accompanied with an express or implied denial of such power to the States, as in the regulation of commerce with foreign nations, among the several States, and with the Indian tribes, the coining of money, the establishment of post offices and post reads, the declaring of war, etc. In these cases Congress has power to pass laws for regulating the subjects specified in every detail, and the conduct and transactions of individuals in respect thereof. But where a subject is not submitted to the general legislative power of Congress, but is only submitted thereto for the purpose of rendering effective some prohibition against particular State legislation or State action in reference to that subject, the power given is limited by its object, and any legislation by Congress in the matter must necessarily be corrective in its character, adapted to counteract and redress the operation of such prohibited State laws or proceedings of State officers.

If the principles of interpretation which we have laid down are correct, as we deem them to be (and they are in accord with the principles laid down in the cases before referred to, as well as in the recent case of United States v. Harris, 106 U.S. 629), it is clear that the law in question cannot be sustained by any grant of legislative power made to Congress by the Fourteenth Amendment. That amendment prohibits the States from denying to any person the equal protection of the laws, and declares that Congress shall have power to enforce, by appropriate legislation, the provisions of the amendment. The law in question, without any reference to adverse State legislation on the subject, *19 declares that all persons shall be entitled to equal accommodations and privileges of inns, public conveyances, and places of public amusement, and imposes a penalty upon any individual who shall deny to any citizen such equal accommodations and privileges. This is not corrective legislation; it is primary and direct; it takes immediate and absolute possession of the subject of the right of admission to inns, public conveyances, and places of amusement. It supersedes and displaces State legislation on the same subject, or only allows it permissive force. It ignores such legislation, and assumes that the matter is one that belongs to the domain of national regulation. Whether it would not have been a more effective protection of the rights of citizens to have clothed Congress with plenary power over the whole subject, is not now the question. What we have to decide is, whether such plenary power has been conferred upon Congress by the Fourteenth Amendment; and, in our judgment, it has not.

We have discussed the question presented by the law on the assumption that a right to enjoy equal accommodation and privileges in all inns, public conveyances, and places of public amusement, is one of the essential rights of the citizen which no State can abridge or interfere with. Whether it is such a right, or not, is a different question which, in the view we have taken of the validity of the law on the ground already stated, it is not necessary to examine.

We have also discussed the validity of the law in reference to cases arising in the States only; and not in reference to cases arising in the Territories or the District of Columbia, which are subject to the plenary legislation of Congress in every branch of municipal regulation. Whether the law would be a valid one as applied to the Territories and the District is not a question for consideration in the cases before us: they all being cases arising within the limits of States. And whether Congress, in the exercise of its power to regulate commerce amongst the several States, might or might not pass a law regulating rights in public conveyances passing from one State to another, is also a question which is not now before us, as the sections in question are not conceived in any such view.

*20 But the power of Congress to adopt direct and primary, as distinguished from corrective legislation, on the subject in hand, is sought, in the second place, from the Thirteenth Amendment, which abolishes slavery. This amendment declares "that neither slavery, nor involuntary servitude, except as a punishment for crime, whereof the party shall have been duly convicted, shall exist within the United States, or any place subject to their jurisdiction;" and it gives Congress power to enforce the amendment by appropriate legislation.

This amendment, as well as the Fourteenth, is undoubtedly self-executing without any ancillary legislation, so far as its terms are applicable to any existing state of circumstances. By its own unaided force and effect it abolished slavery, and established universal freedom. Still, legislation may be necessary and proper to meet all the various cases and circumstances to be affected by it, and to prescribe proper modes of redress for its violation in letter or spirit. And such legislation may be primary and direct in its character; for the amendment is not a mere prohibition of State laws establishing or upholding slavery, but an absolute declaration that slavery or involuntary servitude shall not exist in any part of the United States.

It is true, that slavery cannot exist without law, any more than property in lands and goods can exist without law: and, therefore, the Thirteenth Amendment may be regarded as nullifying all State laws which establish or uphold slavery. But it has a reflex character also, establishing and decreeing universal civil and political freedom throughout the United States; and it is assumed, that the power vested in Congress to enforce the article by appropriate legislation, clothes Congress with power to pass all laws necessary and proper for abolishing all badges and incidents of slavery in the United States: and upon this assumption it is claimed, that this is sufficient authority for declaring by law that all persons shall have equal accommodations and privileges in all inns, public conveyances, and places of amusement; the argument being, that the denial of such equal accommodations and privileges is, in itself, a subjection to a species of servitude within the meaning of the amendment. Conceding the major proposition to be true, that *21 Congress has a right to enact all necessary and proper laws for the obliteration and prevention of slavery with all its badges and incidents, is the minor proposition also true, that the denial to any person of admission to the accommodations and privileges of an inn, a public conveyance, or a theatre, does subject that person to any form of servitude, or tend to fasten upon him any badge of slavery? If it does not, then power to pass the law is not found in the Thirteenth Amendment.

In a very able and learned presentation of the cognate question as to the extent of the rights, privileges and immunities of citizens which cannot rightfully be abridged by state laws under the Fourteenth Amendment, made in a former case, a long list of burdens and disabilities of a servile character, incident to feudal vassalage in France, and which were abolished by the decrees of the National Assembly, was presented for the purpose of showing that all inequalities and observances exacted by one man from another were servitudes, or badges of slavery, which a great nation, in its effort to establish universal liberty, made haste to wipe out and destroy. But these were servitudes imposed by the old law, or by long custom, which had the force of law, and exacted by one man from another without the latter's consent. Should any such servitudes be imposed by a state law, there can be no doubt that the law would be repugnant to the Fourteenth, no less than to the Thirteenth Amendment; nor any greater doubt that Congress has adequate power to forbid any such servitude from being exacted.

But is there any similarity between such servitudes and a denial by the owner of an inn, a public conveyance, or a theatre, of its accommodations and privileges to an individual, even though the denial be founded on the race or color of that individual? Where does any slavery or servitude, or badge of either, arise from such an act of denial? Whether it might not be a denial of a right which, if sanctioned by the state law, would be obnoxious to the prohibitions of the Fourteenth Amendment, is another question. But what has it to do with the question of slavery?

It may be that by the Black Code (as it was called), in the times when slavery prevailed, the proprietors of inns and public *22 conveyances were forbidden to receive persons of the African race, because it might assist slaves to escape from the control of their masters. This was merely a means of preventing such escapes, and was no part of the servitude itself. A law of that kind could not have any such object now, however justly it might be deemed an invasion of the party's legal right as a citizen, and amenable to the prohibitions of the Fourteenth Amendment.

The long existence of African slavery in this country gave us very distinct notions of what it was, and what were its necessary incidents. Compulsory service of the slave for the benefit of the master, restraint of his movements except by the master's will, disability to hold property, to make contracts, to have a standing in court, to be a witness against a white person, and such like burdens and incapacities, were the inseparable incidents of the institution. Severer punishments for crimes were imposed on the slave than on free persons guilty of the same offences. Congress, as we have seen, by the Civil Rights Bill of 1866, passed in view of the Thirteenth Amendment, before the Fourteenth was adopted, undertook to wipe out these burdens and disabilities, the necessary incidents of slavery, constituting its substance and visible form; and to secure to all citizens of every race and color, and without regard to previous servitude, those fundamental rights which are the essence of civil freedom, namely, the same right to make and enforce contracts, to sue, be parties, give evidence, and to inherit, purchase, lease, sell and convey property, as is enjoyed by white citizens. Whether this legislation was fully authorized by the Thirteenth Amendment alone, without the support which it afterward received from the Fourteenth Amendment, after the adoption of which it was re-enacted with some additions, it is not necessary to inquire. It is referred to for the purpose of showing that at that time (in 1866) Congress did not assume, under the authority given by the Thirteenth Amendment, to adjust what may be called the social rights of men and races in the community; but only to declare and vindicate those fundamental rights which appertain to the essence of citizenship, and the enjoyment or deprivation of which constitutes the essential distinction between freedom and slavery.

*23 We must not forget that the province and scope of the Thirteenth and Fourteenth amendments are different; the former simply abolished slavery: the latter prohibited the States from abridging the privileges or immunities of citizens of the United States; from depriving them of life, liberty, or property without due process of law, and from denying to any the equal protection of the laws. The amendments are different, and the powers of Congress under them are different. What Congress has power to do under one, it may not have power to do under the other. Under the Thirteenth Amendment, it has only to do with slavery and its incidents. Under the Fourteenth Amendment, it has power to counteract and render nugatory all State laws and proceedings which have the effect to abridge any of the privileges or immunities of citizens of the United States, or to deprive them of life, liberty or property without due process of law, or to deny to any of them the equal protection of the laws. Under the Thirteenth Amendment, the legislation, so far as necessary or proper to eradicate all forms and incidents of slavery and involuntary servitude, may be direct and primary, operating upon the acts of individuals, whether sanctioned by State legislation or not; under the Fourteenth, as we have already shown, it must necessarily be, and can only be, corrective in its character, addressed to counteract and afford relief against State regulations or proceedings.

The only question under the present head, therefore, is, whether the refusal to any persons of the accommodations of an inn, or a public conveyance, or a place of public amusement, by an individual, and without any sanction or support from any State law or regulation, does inflict upon such persons any manner of servitude, or form of slavery, as those terms are understood in this country? Many wrongs may be obnoxious to the prohibitions of the Fourteenth Amendment which are not, in any just sense, incidents or elements of slavery. Such, for example, Would be the taking of private property without due process of law; or allowing persons who have committed certain crimes (horse stealing, for example) to be seized and hung by the posse comitatus without regular trial; or denying to any person, or class of persons, the right to pursue any peaceful *24 avocations allowed to others. What is called class legislation would belong to this category, and would be obnoxious to the prohibitions of the Fourteenth Amendment, but would not necessarily be so to the Thirteenth, when not involving the idea of any subjection of one man to another. The Thirteenth Amendment has respect, not to distinctions of race, or class, or color, but to slavery. The Fourteenth Amendment extends its protection to races and classes, and prohibits any State legislation which has the effect of denying to any race or class, or to any individual, the equal protection of the laws.

Now, conceding, for the sake of the argument, that the admission to an inn, a public conveyance, or a place of public amusement, on equal terms with all other citizens, is the right of every man and all classes of men, is it any more than one of those rights which the states by the Fourteenth Amendment are forbidden to deny to any person? And is the Constitution violated until the denial of the right has some State sanction or authority? Can the act of a mere individual, the owner of the inn, the public conveyance or place of amusement, refusing the accommodation, be justly regarded as imposing any badge of slavery or servitude upon the applicant, or only as inflicting an ordinary civil injury, properly cognizable by the laws of the State, and presumably subject to redress by those laws until the contrary appears?

After giving to these questions all the consideration which their importance demands, we are forced to the conclusion that such an act of refusal has nothing to do with slavery or involuntary servitude, and that if it is violative of any right of the party, his redress is to be sought under the laws of the State; or if those laws are adverse to his rights and do not protect him, his remedy will be found in the corrective legislation which Congress has adopted, or may adopt, for counteracting the effect of State laws, or State action, prohibited by the Fourteenth Amendment. It would be running the slavery argument into the ground to make it apply to every act of discrimination which a person may see fit to make as to the guests he will entertain, or as to the people he will take into his coach or cab or car, or admit to his concert or theatre, or deal with in *25 other matters of intercourse or business. Innkeepers and public carriers, by the laws of all the States, so far as we are aware, are bound, to the extent of their facilities, to furnish proper accommodation to all unobjectionable persons who in good faith apply for them. If the laws themselves make any unjust discrimination, amenable to the prohibitions of the Fourteenth Amendment, Congress has full power to afford a remedy under that amendment and in accordance with it.

When a man has emerged from slavery, and by the aid of beneficent legislation has shaken off the inseparable concomitants of that state, there must be some stage in the progress of his elevation when he takes the rank of a mere citizen, and ceases to be the special favorite of the laws, and when his rights as a citizen, or a man, are to be protected in the ordinary modes by which other men's rights are protected. There were thousands of free colored people in this country before the abolition of slavery, enjoying all the essential rights of life, liberty and property the same as white citizens; yet no one, at that time, thought that it was any invasion of his personal status as a freeman because he was not admitted to all the privileges enjoyed by white citizens, or because he was subjected to discriminations in the enjoyment of accommodations in inns, public conveyances and places of amusement. Mere discriminations on account of race or color were not regarded as badges of slavery. If, since that time, the enjoyment of equal rights in all these respects has become established by constitutional enactment, it is not by force of the Thirteenth Amendment (which merely abolishes slavery), but by force of the Thirteenth and Fifteenth Amendments.

On the whole we are of opinion, that no countenance of authority for the passage of the law in question can be found in either the Thirteenth or Fourteenth Amendment of the Constitution; and no other ground of authority for its passage being suggested, it must necessarily be declared void, at least so far as its operation in the several States is concerned.

This conclusion disposes of the cases now under consideration. In the cases of the United States v. Michael Ryan, and of Richard A. Robinson and Wife v. The Memphis & Charleston *26 Railroad Company, the judgments must be affirmed. In the other cases, the answer to be given will be that the first and second sections of the act of Congress of March 1st, 1875, entitled "An Act to protect all citizens in their civil and legal rights," are unconstitutional and void, and that judgment should be rendered upon the several indictments in those cases accordingly.

And it is so ordered.

MR. JUSTICE HARLAN dissenting.

The opinion in these cases proceeds, it seems to me, upon grounds entirely too narrow and artificial. I cannot resist the conclusion that the substance and spirit of the recent amendments of the Constitution have been sacrificed by a subtle and ingenious verbal criticism. "It is not the words of the law but the internal sense of it that makes the law: the letter of the law is the body; the sense and reason of the law is the soul." Constitutional provisions, adopted in the interest of liberty, and for the purpose of securing, through national legislation, if need be, rights inhering in a state of freedom, and belonging to American citizenship, have been so construed as to defeat the ends the people desired to accomplish, which they attempted to accomplish, and which they supposed they had accomplished by changes in their fundamental law. By this I do not mean that the determination of these cases should have been materially controlled by considerations of mere expediency or policy. I mean only, in this form, to express an earnest conviction that the court has departed from the familiar rule requiring, in the interpretation of constitutional provisions, that full effect be given to the intent with which they were adopted.

The purpose of the first section of the act of Congress of March 1, 1875, was to prevent race discrimination in respect of the accommodations and facilities of inns, public conveyances, and places of public amusement. It does not assume to define the general conditions and limitations under which inns, public conveyances, and places of public amusement may be conducted, but only declares that such conditions and limitations, whatever they may be, shall not be applied so as to work a *27 discrimination solely because of race, color, or previous condition of servitude. The second section provides a penalty against any one denying, or aiding or inciting the denial, to any citizen, of that equality of right given by the first section, except for reasons by law applicable to citizens of every race or color and regardless of any previous condition of servitude.

There seems to be no substantial difference between my brethren and myself as to the purpose of Congress; for, they say that the essence of the law is, not to declare broadly that all persons shall be entitled to the full and equal enjoyment of the accommodations, advantages, facilities, and privileges of inns, public conveyances, and theatres; but that such enjoyment shall not be subject to conditions applicable only to citizens of a particular race or color, or who had been in a previous condition of servitude. The effect of the statute, the court says, is, that colored citizens, whether formerly slaves or not, and citizens of other races, shall have the same accommodations and privileges in all inns, public conveyances, and places of amusement as are enjoyed by white persons; and vice versa.

The court adjudges, I think erroneously, that Congress is without power, under either the Thirteenth or Fourteenth Amendment, to establish such regulations, and that the first and second sections of the statute are, in all their parts, unconstitutional and void.

Whether the legislative department of the government has transcended the limits of its constitutional powers, "is at all times," said this court in Fletcher v. Peck, 6 Cr. 128, "a question of much delicacy, which ought seldom, if ever, to be decided in the affirmative, in a doubtful case... . The opposition between the Constitution and the law should be such that the judge feels a clear and strong conviction of their incompatibility with each other." More recently in Sinking Fund Cases, 99 U.S., 718, we said: "It is our duty when required in the regular course of judicial proceedings, to declare an act of Congress void if not within the legislative power of the United States, but this declaration should never be made except in a clear case. Every possible presumption is *28 in favor of the validity of a statute, and this continues until the contrary is shown beyond a rational doubt. One branch of the government cannot encroach on the domain of another without danger. The safety of our institutions depends in no small degree on a strict observance of this salutary rule."

Before considering the language and scope of these amendments it will be proper to recall the relations subsisting, prior to their adoption, between the national government and the institution of slavery, as indicated by the provisions of the Constitution, the legislation of Congress, and the decisions of this court. In this mode we may obtain keys with which to open the mind of the people, and discover the thought intended to be expressed.

In section 2 of article IV. of the Constitution it was provided that "no person held to service or labor in one State, under the laws thereof, escaping into another, shall, in consequence of any law or regulation therein, be discharged from such service or labor, but shall be delivered up on claim of the party to whom such service or labor may be due." Under the authority of this clause Congress passed the Fugitive Slave Law of 1793, establishing a mode for the recovery of fugitive slaves, and prescribing a penalty against any person who should knowingly and willingly obstruct or hinder the master, his agent, or attorney, in seizing, arresting, and recovering the fugitive, or who should rescue the fugitive from him, or who should harbor or conceal the slave after notice that he was a fugitive.

In Prigg v. Commonwealth of Pennsylvania, 16 Pet. 539, this court had occasion to define the powers and duties of Congress in reference to fugitives from labor. Speaking by MR. JUSTICE STORY it laid down these propositions:

That a clause of the Constitution conferring a right should not be so construed as to make it shadowy, or unsubstantial, or leave the citizen without a remedial power adequate for its protection, when another construction equally accordant with the words and the sense in which they were used, would enforce and protect the right granted;

That Congress is not restricted to legislation for the execution *29 of its expressly granted powers; but, for the protection of rights guaranteed by the Constitution, may employ such means, not prohibited, as are necessary and proper, or such as are appropriate, to attain the ends proposed;

That the Constitution recognized the master's right of property in his fugitive slave, and, as incidental thereto, the right of seizing and recovering him, regardless of any State law, or regulation, or local custom whatsoever; and,

That the right of the master to have his slave, thus escaping, delivered up on claim, being guaranteed by the Constitution, the fair implication was that the national government was clothed with appropriate authority and functions to enforce it.

The court said: "The fundamental principle, applicable to all cases of this sort, would seem to be that when the end is required the means are given, and when the duty is enjoined the ability to perform it is contemplated to exist on the part of the functionary to whom it is entrusted." Again: "It would be a strange anomaly and forced construction to suppose that the national government meant to rely for the due fulfilment of its own proper duties, and the rights which it intended to secure, upon State legislation, and not upon that of the Union. A fortiori, it would be more objectionable to suppose that a power which was to be the same throughout the Union, should be confided to State sovereignty which could not rightfully act beyond its own territorial limits."

The act of 1793 was, upon these grounds, adjudged to be a constitutional exercise of the powers of Congress.

It is to be observed from the report of Priggs' case that Pennsylvania, by her attorney-general, pressed the argument that the obligation to surrender fugitive slaves was on the States and for the States, subject to the restriction that they should not pass laws or establish regulations liberating such fugitives; that the Constitution did not take from the States the right to determine the status of all persons within their respective jurisdictions; that it was for the State in which the alleged fugitive was found to determine, through her courts or in such modes as she prescribed, whether the person arrested was, in fact, a freeman or a fugitive slave; that the sole power *30 of the general government in the premises was, by judicial instrumentality, to restrain and correct, not to forbid and prevent in the absence of hostile State action; and that, for the general government to assume primary authority to legislate on the subject of fugitive slaves, to the exclusion of the States, would be a dangerous encroachment on State sovereignty. But to such suggestions this court turned a deaf ear, and adjudged that primary legislation by Congress to enforce the master's right was authorized by the Constitution.

We next come to the Fugitive Slave Act of 1850, the constitutionality of which rested, as did that of 1793, solely upon the implied power of Congress to enforce the master's rights. The provisions of that act were far in advance of previous legislation. They placed at the disposal of the master seeking to recover his fugitive slave, substantially the whole power of the nation. It invested commissioners, appointed under the act, with power to summon the posse comitatus for the enforcement of its provisions, and commanded all good citizens to assist in its prompt and efficient execution whenever their services were required as part of the posse comitatus. Without going into the details of that act, it is sufficient to say that Congress omitted from it nothing which the utmost ingenuity could suggest as essential to the successful enforcement of the master's claim to recover his fugitive slave. And this court, in Ableman v. Booth, 21 How. 506, adjudged it to be "in all of its provisions fully authorized by the Constitution of the United States."

The only other case, prior to the adoption of the recent amendments, to which reference will be made, is that of Dred Scott v. Sanford, 19 How. 399. That case was instituted in a circuit court of the United States by Dred Scott, claiming to be a citizen of Missouri, the defendant being a citizen of another State. Its object was to assert the title of himself and family to freedom. The defendant pleaded in abatement that Scott — being of African descent, whose ancestors, of pure African blood, were brought into this country and sold as slaves — was not a citizen. The only matter in issue, said the court, was whether the descendants of slaves thus imported *31 and sold, when they should be emancipated, or who were born of parents who had become free before their birth, are citizens of a State in the sense in which the word "citizen" is used in the Constitution of the United States.

In determining that question the court instituted an inquiry as to who were citizens of the several States at the adoption of the Constitution, and who, at that time, were recognized as the people whose rights and liberties had been violated by the British government. The result was a declaration, by this court, speaking by Chief Justice Taney, that the legislation and histories of the times, and the language used in the Declaration of Independence, showed "that neither the class of persons who had been imported as slaves, nor their descendants, whether they had become free or not, were then acknowledged as a part of the people, nor intended to be included in the general words used in that instrument;" that "they had for more than a century before been regarded as beings of an inferior race, and altogether unfit to associate with the white race, either in social or political relations, and so far inferior that they had no rights which the white man was bound to respect, and that the negro might justly and lawfully be reduced to slavery for his benefit;" that he was "bought and sold, and treated as an ordinary article of merchandise and traffic, whenever a profit could be made by it;" and, that "this opinion was at that time fixed and universal in the civilized portion of the white race. It was regarded as an axiom in morals as well as in politics, which no one thought of disputing, or supposed to be open to dispute; and men in every grade and position in society daily and habitually acted upon it in their private pursuits, as well as in matters of public concern, without for a moment doubting the correctness of this opinion."

The judgment of the court was that the words "people of the United States" and "citizens" meant the same thing, both describing "the political body who, according to our republican institutions, form the sovereignty and hold the power and conduct the government through their representatives;" that "they are what we familiarly call the `sovereign people,' and *32 every citizen is one of this people and a constituent member of this sovereignty;" but, that the class of persons described in the plea in abatement did not compose a portion of this people, were not "included, and were not intended to be included, under the word `citizens' in the Constitution;" that, therefore, they could "claim none of the rights and privileges which that instrument provides for and secures to citizens of the United States;" that, "on the contrary, they were at that time considered as a subordinate and inferior class of beings, who had been subjugated by the dominant race, and, whether emancipated or not, yet remained subject to their authority, and had no rights or privileges but such as those who held the power and the government might choose to grant them."

Such were the relations which formerly existed between the government, whether national or state, and the descendants, whether free or in bondage, of those of African blood, who had been imported into this country and sold as slaves.

The first section of the Thirteenth Amendment provides that "neither slavery nor involuntary servitude, except as a punishment for crime, whereof the party shall have been duly convicted, shall exist within the United States, or any place subject to their jurisdiction." Its second section declares that "Congress shall have power to enforce this article by appropriate legislation." This amendment was followed by the Civil Rights Act of April 9, 1866, which, among other things, provided that "all persons born in the United States, and not subject to any foreign power, excluding Indians not taxed, are hereby declared to be citizens of the United States." 14 Stat. 27. The power of Congress, in this mode, to elevate the enfranchised race to national citizenship, was maintained by the supporters of the act of 1866 to be as full and complete as its power, by general statute, to make the children, being of full age, of persons naturalized in this country, citizens of the United States without going through the process of naturalization. The act of 1866, in this respect, was also likened to that of 1843, in which Congress declared "that the Stockbridge tribe of Indians, and each and every one of them, shall be deemed to be and are hereby declared to be, citizens of the United States to *33 all intents and purposes, and shall be entitled to all the rights, privileges, and immunities of such citizens, and shall in all respects be subject to the laws of the United States." If the act of 1866 was valid in conferring national citizenship upon all embraced by its terms, then the colored race, enfranchised by the Thirteenth Amendment, became citizens of the United States prior to the adoption of the Fourteenth Amendment. But, in the view which I take of the present case, it is not necessary to examine this question.

The terms of the Thirteenth Amendment are absolute and universal. They embrace every race which then was, or might thereafter be, within the United States. No race, as such, can be excluded from the benefits or rights thereby conferred. Yet, it is historically true that that amendment was suggested by the condition, in this country, of that race which had been declared, by this court, to have had — according to the opinion entertained by the most civilized portion of the white race, at the time of the adoption of the Constitution — "no rights which the white man was bound to respect," none of the privileges or immunities secured by that instrument to citizens of the United States. It had reference, in a peculiar sense, to a people which (although the larger part of them were in slavery) had been invited by an act of Congress to aid in saving from overthrow a government which, theretofore, by all of its departments, had treated them as an inferior race, with no legal rights or privileges except such as the white race might choose to grant them.

These are the circumstances under which the Thirteenth Amendment was proposed for adoption. They are now recalled only that we may better understand what was in the minds of the people when that amendment was considered, and what were the mischiefs to be remedied and the grievances to be redressed by its adoption.

We have seen that the power of Congress, by legislation, to enforce the master's right to have his slave delivered up on claim was implied from the recognition of that right in the national Constitution. But the power conferred by the Thirteenth Amendment does not rest upon implication or *34 inference. Those who framed it were not ignorant of the discussion, covering many years of our country's history, as to the constitutional power of Congress to enact the Fugitive Slave Laws of 1793 and 1850. When, therefore, it was determined, by a change in the fundamental law, to uproot the institution of slavery wherever it existed in the land, and to establish universal freedom, there was a fixed purpose to place the authority of Congress in the premises beyond the possibility of a doubt. Therefore, ex industria, power to enforce the Thirteenth Amendment, by appropriate legislation, was expressly granted. Legislation for that purpose, my brethren concede, may be direct and primary. But to what specific ends may it be directed? This court has uniformly held that the national government has the power, whether expressly given or not, to secure and protect rights conferred or guaranteed by the Constitution. United States v. Reese, 92 U.S. 214; Strauder v. West Virginia, 100 U.S. 303. That doctrine ought not now to be abandoned when the inquiry is not as to an implied power to protect the master's rights, but what may Congress, under powers expressly granted, do for the protection of freedom and the rights necessarily inhering in a state of freedom.

The Thirteenth Amendment, it is conceded, did something more than to prohibit slavery as an institution, resting upon distinctions of race, and upheld by positive law. My brethren admit that it established and decreed universal civil freedom throughout the United States. But did the freedom thus established involve nothing more than exemption from actual slavery? Was nothing more intended than to forbid one man from owning another as property? Was it the purpose of the nation simply to destroy the institution, and then remit the race, theretofore held in bondage, to the several States for such protection, in their civil rights, necessarily growing out of freedom, as those States, in their discretion, might choose to provide? Were the States against whose protest the institution was destroyed, to be left free, so far as national interference was concerned, to make or allow discriminations against that race, as such, in the enjoyment of those fundamental rights which by universal concession, inhere in a state of freedom? *35 Had the Thirteenth Amendment stopped with the sweeping declaration, in its first section, against the existence of slavery and involuntary servitude, except for crime, Congress would have had the power, by implication, according to the doctrines of Prigg v. Commonwealth of Pennsylvania, repeated in Strauder v. West Virginia, to protect the freedom established, and consequently, to secure the enjoyment of such civil rights as were fundamental in freedom. That it can exert its authority to that extent is made clear, and was intended to be made clear, by the express grant of power contained in the second section of the Amendment.

That there are burdens and disabilities which constitute badges of slavery and servitude, and that the power to enforce by appropriate legislation the Thirteenth Amendment may be exerted by legislation of a direct and primary character, for the eradication, not simply of the institution, but of its badges and incidents, are propositions which ought to be deemed indisputable. They lie at the foundation of the Civil Rights Act of 1866. Whether that act was authorized by the Thirteenth Amendment alone, without the support which it subsequently received from the Fourteenth Amendment, after the adoption of which it was re-enacted with some additions, my brethren do not consider it necessary to inquire. But I submit, with all respect to them, that its constitutionality is conclusively shown by their opinion. They admit, as I have said, that the Thirteenth Amendment established freedom; that there are burdens and disabilities, the necessary incidents of slavery, which constitute its substance and visible form; that Congress, by the act of 1866, passed in view of the Thirteenth Amendment, before the Fourteenth was adopted, undertook to remove certain burdens and disabilities, the necessary incidents of slavery, and to secure to all citizens of every race and color, and without regard to previous servitude, those fundamental rights which are the essence of civil freedom, namely, the same right to make and enfore contracts, to sue, be parties, give evidence, and to inherit, purchase, lease, sell, and convey property as is enjoyed by white citizens; that under the Thirteenth Amendment, Congress has to do with slavery and *36 its incidents; and that legislation, so far as necessary or proper to eradicate all forms and incidents of slavery and involuntary servitude, may be direct and primary, operating upon the acts of individuals, whether sanctioned by State legislation or not. These propositions being conceded, it is impossible, as it seems to me, to question the constitutional validity of the Civil Rights Act of 1866. I do not contend that the Thirteenth Amendment invests Congress with authority, by legislation, to define and regulate the entire body of the civil rights which citizens enjoy, or may enjoy, in the several States. But I hold that since slavery, as the court has repeatedly declared, Slaughter-house Cases, 16 Wall. 36; Strauder v. West Virginia, 100 U.S. 303, was the moving or principal cause of the adoption of that amendment, and since that institution rested wholly upon the inferiority, as a race, of those held in bondage, their freedom necessarily involved immunity from, and protection against, all discrimination against them, because of their race, in respect of such civil rights as belong to freemen of other races. Congress, therefore, under its express power to enforce that amendment, by appropriate legislation, may enact laws to protect that people against the deprivation, because of their race, of any civil rights granted to other freemen in the same State; and such legislation may be of a direct and primary character, operating upon States, their officers and agents, and, also, upon, at least, such individuals and corporations as exercise public functions and wield power and authority under the State.

To test the correctness of this position, let us suppose that, prior to the adoption of the Fourteenth Amendment, a State had passed a statute denying to freemen of African descent, resident within its limits, the same right which was accorded to white persons, of making and enforcing contracts, and of inheriting, purchasing, leasing, selling and conveying property; or a statute subjecting colored people to severer punishment for particular offences than was prescribed for white persons, or excluding that race from the benefit of the laws exempting homesteads from execution. Recall the legislation of 1865-6 in some of the States, of which this court, in the Slaughter-House *37 Cases, said, that it imposed upon the colored race onerous disabilities and burdens; curtailed their rights in the pursuit of life, liberty and property to such an extent that their freedom was of little value; forbade them to appear in the towns in any other character than menial servants; required them to reside on and cultivate the soil, without the right to purchase or own it; excluded them from many occupations of gain; and denied them the privilege of giving testimony in the courts where a white man was a party. 16 Wall. 57. Can there be any doubt that all such enactments might have been reached by direct legislation upon the part of Congress under its express power to enforce the Thirteenth Amendment? Would any court have hesitated to declare that such legislation imposed badges of servitude in conflict with the civil freedom ordained by that amendment? That it would have been also in conflict with the Fourteenth Amendment, because inconsistent with the fundamental rights of American citizenship, does not prove that it would have been consistent with the Thirteenth Amendment.

What has been said is sufficient to show that the power of Congress under the Thirteenth Amendment is not necessarily restricted to legislation against slavery as an institution upheld by positive law, but may be exerted to the extent, at least, of protecting the liberated race against discrimination, in respect of legal rights belonging to freemen, where such discrimination is based upon race.

It remains now to inquire what are the legal rights of colored persons in respect of the accommodations, privileges and facilities of public conveyances, inns and places of public amusement?

First, as to public conveyances on land and water. In New Jersey Steam Navigation Co. v. Merchants' Bank, 6 How. 344, this court, speaking by Mr. Justice Nelson, said that a common carrier is "in the exercise of a sort of public office, and has public duties to perform, from which he should not be permitted to exonerate himself without the assent of the parties concerned." To the same effect is Munn v. Illinois, 94 U.S. 113. In Olcott v. Supervisors, 16 Wall. 678, it was ruled that *38 railroads are public highways, established by authority of the State for the public use; that they are none the less public highways, becaused controlled and owned by private corporations; that it is a part of the function of government to make and maintain highways for the convenience of the public; that no matter who is the agent, or what is the agency, the function performed is that of the State; that although the owners may be private companies, they may be compelled to permit the public to use these works in the manner in which they can be used; that, upon these grounds alone, have the courts sustained the investiture of railroad corporations with the State's right of eminent domain, or the right of municipal corporations, under legislative authority, to assess, levy and collect taxes to aid in the construction of railroads. So in Township of Queensbury v. Culver, 19 Wall. 83, it was said that a municipal subscription of railroad stock was in aid of the construction and maintenance of a public highway, and for the promotion of a public use. Again, in Township of Pine Grove v. Talcott, 19 Wall. 666: "Though the corporation [railroad] was private, its work was public, as much so as if it were to be constructed by the State." To the like effect are numerous adjudications in this and the State courts with which the profession is familiar. The Supreme Judicial Court of Massachusetts in Inhabitants of Worcester v. The Western R.R. Corporation, 4 Met. 564, said in reference to a railroad:

"The establishment of that great thoroughfare is regarded as a public work, established by public authority, intended for the public use and benefit, the use of which is secured to the whole community, and constitutes, therefore, like a canal, turnpike, or highway, a public easement... . It is true that the real and personal property, necessary to the establishment and management of the railroad, is vested in the corporation; but it is in trust for the public." In Erie, Etc., R.R. Co. v. Casey, 26 Penn. St. 287, the court, referring to an act repealing the charter of a railroad, and under which the State took possession of the road, said: "It is a public highway, solemnly devoted to public use. When the lands were taken it was for such use, or they could not have been taken at all... . Railroads established *39 upon land taken by the right of eminent domain by authority of the commonwealth, created by her laws as thoroughfares for commerce, are her highways. No corporation has property in them, though it may have franchises annexed to and exercisable within them."

In many courts it has been held that because of the public interest in such a corporation the land of a railroad company cannot be levied on and sold under execution by a creditor. The sum of the adjudged cases is that a railroad corporation is a governmental agency, created primarily for public purposes, and subject to be controlled for the public benefit. Upon this ground the State, when unfettered by contract, may regulate, in its discretion, the rates of fares of passengers and freight. And upon this ground, too, the State may regulate the entire management of railroads in all matters affecting the convenience and safety of the public; as, for example, by regulating speed, compelling stops of prescribed length at stations, and prohibiting discriminations and favoritism. If the corporation neglect or refuse to discharge its duties to the public, it may be coerced to do so by appropriate proceedings in the name or in behalf of the State.

Such being the relations these corporations hold to the public, it would seem that the right of a colored person to use an improved public highway, upon the terms accorded to freemen of other races, is as fundamental, in the state of freedom established in this country, as are any of the rights which my brethren concede to be so far fundamental as to be deemed the essence of civil freedom. "Personal liberty consists," says Blackstone, "in the power of locomotion, of changing situation, or removing one's person to whatever places one's own inclination may direct, without restraint, unless by due course of law." But of what value is this right of locomotion, if it may be clogged by such burdens as Congress intended by the act of 1875 to remove? They are burdens which lay at the very foundation of the institution of slavery as it once existed. They are not to be sustained, except upon the assumption that there is, in this land of universal liberty, a class which may still be discriminated against, even in respect of rights of a character *40 so necessary and supreme, that, deprived of their enjoyment in common with others, a freeman is not only branded as one inferior and infected, but, in the competitions of life, is robbed of some of the most essential means of existence; and all this solely because they belong to a particular race which the nation has liberated. The Thirteenth Amendment alone obliterated the race line, so far as all rights fundamental in a state of freedom are concerned.

Second, as to inns. The same general observations which have been made as to railroads are applicable to inns. The word `inn' has a technical legal signification. It means, in the act of 1875, just what it meant at common law. A mere private boarding-house is not an inn, nor is its keeper subject to the responsibilities, or entitled to the privileges of a common innkeeper. "To constitute one an innkeeper, within the legal force of that term, he must keep a house of entertainment or lodging for all travellers or wayfarers who might choose to accept the same, being of good character or conduct." Redfield on Carriers, etc., § 575. Says Judge Story:

"An innkeeper may be defined to be the keeper of a common inn for the lodging and entertainment of travellers and passengers, their horses and attendants. An innkeeper is bound to take in all travellers and wayfaring persons, and to entertain them, if he can accommodate them, for a reasonable compensation; and he must guard their goods with proper diligence... . If an innkeeper improperly refuses to receive or provide for a guest, he is liable to be indicted therefor... . They (carriers of passengers) are no more at liberty to refuse a passenger, if they have sufficient room and accommodations, than an innkeeper is to refuse suitable room and accommodations to a guest." Story on Bailments, §§ 475-6.

In Rex v. Ivens, 7 Carrington & Payne, 213, 32 E.C.L. 495, the court, speaking by Mr. Justice Coleridge, said:

"An indictment lies against an innkeeper who refuses to receive a guest, he having at the time room in his house; and either the price of the guest's entertainment being tendered to him, or such circumstances occurring as will dispense with that *41 tender. This law is founded in good sense. The innkeeper is not to select his guests. He has no right to say to one, you shall come to my inn, and to another you shall not, as every one coming and conducting himself in a proper manner has a right to be received; and for this purpose innkeepers are a sort of public servants, they having in return a kind of privilege of entertaining travellers and supplying them with what they want."

These authorities are sufficient to show that a keeper of an inn is in the exercise of a quasi public employment. The law gives him special privileges and he is charged with certain duties and responsibilities to the public. The public nature of his employment forbids him from discriminating against any person asking admission as a guest on account of the race or color of that person.

Third. As to places of public amusement. It may be argued that the managers of such places have no duties to perform with which the public are, in any legal sense, concerned, or with which the public have any right to interfere; and, that the exclusion of a black man from a place of public amusement, on account of his race, or the denial to him, on that ground, of equal accommodations at such places, violates no legal right for the vindication of which he may invoke the aid of the courts. My answer is, that places of public amusement, within the meaning of the act of 1875, are such as are established and maintained under direct license of the law. The authority to establish and maintain them comes from the public. The colored race is a part of that public. The local government granting the license represents them as well as all other races within its jurisdiction. A license from the public to establish a place of public amusement, imports, in law, equality of right, at such places, among all the members of that public. This must be so, unless it be — which I deny — that the common municipal government of all the people may, in the exertion of its powers, conferred for the benefit of all, discriminate or authorize discrimination against a particular race, solely because of its former condition of servitude.

I also submit, whether it can be said — in view of the doctrines of this court as announced in Munn v. State of Illinois, *42 94 U.S. 113 and reaffirmed in Peik v. Chicago & N.W. Railway Co., 94 U.S. 164 — that the management of places of public amusement is a purely private matter, with which government has no rightful concern? In the Munn case the question was whether the State of Illinois could fix, by law, the maximum of charges for the storage of grain in certain warehouses in that State — the private property of individual citizens. After quoting a remark attributed to Lord Chief Justice Hale, to the effect that when private property is "affected with a public interest it ceases to be juris privati only," the court says:

"Property does become clothed with a public interest when used in a manner to make it of public consequence and affect the community at large. When, therefore, one devotes his property to a use in which the public has an interest, he, in effect, grants to the public an interest in that use, and must submit to be controlled by the public for the common good, to the extent of the interest he has thus created. He may withdraw his grant by discontinuing the use, but, so long as he maintains the use, he must submit to the control."

The doctrines of Munn v. Illinois have never been modified by this court, and I am justified, upon the authority of that case, in saying that places of public amusement, conducted under the authority of the law, are clothed with a public interest, because used in a manner to make them of public consequence and to affect the community at large. The law may therefore regulate, to some extent, the mode in which they shall be conducted, and, consequently, the public have rights in respect of such places, which may be vindicated by the law. It is consequently not a matter purely of private concern.

Congress has not, in these matters, entered the domain of State control and supervision. It does not, as I have said, assume to prescribe the general conditions and limitations under which inns, public conveyances, and places of public amusement, shall be conducted or managed. It simply declares, in effect, that since the nation has established universal freedom in this country, for all time, there shall be no discrimination, based merely upon race or color, in respect of the accommodations *43 and advantages of public conveyances, inns, and places of public amusement.

I am of the opinion that such discrimination practised by corporations and individuals in the exercise of their public or quasi-public functions is a badge of servitude the imposition of which Congress may prevent under its power, by appropriate legislation, to enforce the Thirteenth Amendment; and, consequently, without reference to its enlarged power under the Fourteenth Amendment, the act of March 1, 1875, is not, in my judgment, repugnant to the Constitution.

It remains now to consider these cases with reference to the power Congress has possessed since the adoption of the Fourteenth Amendment. Much that has been said as to the power of Congress under the Thirteenth Amendment is applicable to this branch of the discussion, and will not be repeated.

Before the adoption of the recent amendments, it had become, as we have seen, the established doctrine of this court that negroes, whose ancestors had been imported and sold as slaves, could not become citizens of a State, or even of the United States, with the rights and privileges guaranteed to citizens by the national Constitution; further, that one might have all the rights and privileges of a citizen of a State without being a citizen in the sense in which that word was used in the national Constitution, and without being entitled to the privileges and immunities of citizens of the several States. Still, further, between the adoption of the Thirteenth Amendment and the proposal by Congress of the Fourteenth Amendment, on June 16, 1866, the statute books of several of the States, as we have seen, had become loaded down with enactments which, under the guise of Apprentice, Vagrant, and Contract regulations, sought to keep the colored race in a condition, practically, of servitude. It was openly announced that whatever might be the rights which persons of that race had, as freemen, under the guarantees of the national Constitution, they could not become citizens of a State, with the privileges belonging to citizens, except by the consent of such State; consequently, that their civil rights, as citizens of the State, depended entirely upon State legislation. To meet this new peril to the black race, that the *44 purposes of the nation might not be doubted or defeated, and by way of further enlargement of the power of Congress, the Fourteenth Amendment was proposed for adoption.

Remembering that this court, in the Slaughter-House Cases, declared that the one pervading purpose found in all the recent amendments, lying at the foundation of each, and without which none of them would have been suggested — was "the freedom of the slave race, the security and firm establishment of that freedom, and the protection of the newly-made freeman and citizen from the oppression of those who had formerly exercised unlimited dominion over him" — that each amendment was addressed primarily to the grievances of that race — let us proceed to consider the language of the Fourteenth Amendment.

Its first and fifth sections are in these words:

"SEC. 1. All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.

* * * * * *

"SEC. 5. That Congress shall have power to enforce, by appropriate legislation, the provisions of this article."

It was adjudged in Strauder v. West Virginia, 100 U.S. 303, and Ex parte Virginia, 100 U.S. 339, and my brethren concede, that positive rights and privileges were intended to be secured, and are in fact secured, by the Fourteenth Amendment.

But when, under what circumstances, and to what extent, may Congress, by means of legislation, exert its power to enforce the provisions of this amendment? The theory of the opinion of the majority of the court — the foundation upon which their reasoning seems to rest — is, that the general government cannot, in advance of hostile State laws or hostile State *45 proceedings, actively interfere for the protection of any of the rights, privileges, and immunities secured by the Fourteenth Amendment. It is said that such rights, privileges, and immunities are secured by way of prohibition against State laws and State proceedings affecting such rights and privileges, and by power given to Congress to legislate for the purpose of carrying such prohibition into effect; also, that congressional legislation must necessarily be predicated upon such supposed State laws or State proceedings, and be directed to the correction of their operation and effect.

In illustration of its position, the court refers to the clause of the Constitution forbidding the passage by a State of any law impairing the obligation of contracts. That clause does not, I submit, furnish a proper illustration of the scope and effect of the fifth section of the Fourteenth Amendment. No express power is given Congress to enforce, by primary direct legislation, the prohibition upon State laws impairing the obligation of contracts. Authority is, indeed, conferred to enact all necessary and proper laws for carrying into execution the enumerated powers of Congress and all other powers vested by the Constitution in the government of the United States or in any department or officer thereof. And, as heretofore shown, there is also, by necessary implication, power in Congress, by legislation, to protect a right derived from the national Constitution. But a prohibition upon a State is not a power in Congress or in the national government. It is simply a denial of power to the State. And the only mode in which the inhibition upon State laws impairing the obligation of contracts can be enforced, is, indirectly, through the courts, in suits where the parties raise some question as to the constitutional validity of such laws. The judicial power of the United States extends to such suits for the reason that they are suits arising under the Constitution. The Fourteenth Amendment presents the first instance in our history of the investiture of Congress with affirmative power, by legislation, to enforce an express prohibition upon the States. It is not said that the judicial power of the nation may be exerted for the enforcement of that amendment. No enlargement of the judicial power was required, for it is clear *46 that had the fifth section of the Fourteenth Amendment been entirely omitted, the judiciary could have stricken down all State laws and nullified all State proceedings in hostility to rights and privileges secured or recognized by that amendment. The power given is, in terms, by congressional legislation, to enforce the provisions of the amendment.

The assumption that this amendment consists wholly of prohibitions upon State laws and State proceedings in hostility to its provisions, is unauthorized by its language. The first clause of the first section — "All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States, and of the State wherein they reside" — is of a distinctly affirmative character. In its application to the colored race, previously liberated, it created and granted, as well citizenship of the United States, as citizenship of the State in which they respectively resided. It introduced all of that race, whose ancestors had been imported and sold as slaves, at once, into the political community known as the "People of the United States." They became, instantly, citizens of the United States, and of their respective States. Further, they were brought, by this supreme act of the nation, within the direct operation of that provision of the Constitution which declares that "the citizens of each State shall be entitled to all privileges and immunities of citizens in the several States." Art. 4, § 2.

The citizenship thus acquired, by that race, in virtue of an affirmative grant from the nation, may be protected, not alone by the judicial branch of the government, but by congressional legislation of a primary direct character; this, because the power of Congress is not restricted to the enforcement of prohibitions upon State laws or State action. It is, in terms distinct and positive, to enforce "the provisions of this article" of amendment; not simply those of a prohibitive character, but the provisions — all of the provisions — affirmative and prohibitive, of the amendment. It is, therefore, a grave misconception to suppose that the fifth section of the amendment has reference exclusively to express prohibitions upon State laws or State action. If any right was created by that amendment, the *47 grant of power, through appropriate legislation, to enforce its provisions, authorizes Congress, by means of legislation, operating throughout the entire Union, to guard, secure, and protect that right.

It is, therefore, an essential inquiry what, if any, right, privilege or immunity was given, by the nation, to colored persons, when they were made citizens of the State in which they reside? Did the constitutional grant of State citizenship to that race, of its own force, invest them with any rights, privileges and immunities whatever? That they became entitled, upon the adoption of the Fourteenth Amendment, "to all privileges and immunities of citizens in the several States," within the meaning of section 2 of article 4 of the Constitution, no one, I suppose, will for a moment question. What are the privileges and immunities to which, by that clause of the Constitution, they became entitled? To this it may be answered, generally, upon the authority of the adjudged cases, that they are those which are fundamental in citizenship in a free republican government, such as are "common to the citizens in the latter States under their constitutions and laws by virtue of their being citizens." Of that provision it has been said, with the approval of this court, that no other one in the Constitution has tended so strongly to constitute the citizens of the United States one people. Ward v. Maryland, 12 Wall. 418; Corfield v. Coryell, 4 Wash. C.C. 371; Paul v. Virginia, 8 Wall. 168; Slaughter-house Cases, 16 id. 36.

Although this court has wisely forborne any attempt, by a comprehensive definition, to indicate all of the privileges and immunities to which the citizen of a State is entitled, of right, when within the jurisdiction of other States, I hazard nothing, in view of former adjudications, in saying that no State can sustain her denial to colored citizens of other States, while within her limits, of privileges or immunities, fundamental in republican citizenship, upon the ground that she accords such privileges and immunities only to her white citizens and withholds them from her colored citizens. The colored citizens of other States, within the jurisdiction of that State, could claim, in virtue of section 2 of article 4 of the Constitution, every privilege and immunity *48 which that State secures to her white citizens. Otherwise, it would be in the power of any State, by discriminating class legislation against its own citizens of a particular race or color, to withhold from citizens of other States, belonging to that proscribed race, when within her limits, privileges and immunities of the character regarded by all courts as fundamental in citizenship; and that, too, when the constitutional guaranty is that the citizens of each State shall be entitled to "all privileges and immunities of citizens of the several States." No State may, by discrimination against a portion of its own citizens of a particular race, in respect of privileges and immunities fundamental in citizenship, impair the constitutional right of citizens of other States, of whatever race, to enjoy in that State all such privileges and immunities as are there accorded to her most favored citizens. A colored citizen of Ohio or Indiana, while in the jurisdiction of Tennessee, is entitled to enjoy any privilege or immunity, fundamental in citizenship, which is given to citizens of the white race in the latter State. It is not to be supposed that any one will controvert this proposition.

But what was secured to colored citizens of the United States — as between them and their respective States — by the national grant to them of State citizenship? With what rights, privileges, or immunities did this grant invest them? There is one, if there be no other — exemption from race discrimination in respect of any civil right belonging to citizens of the white race in the same State. That, surely, is their constitutional privilege when within the jurisdiction of other States. And such must be their constitutional right, in their own State, unless the recent amendments be splendid baubles, thrown out to delude those who deserved fair and generous treatment at the hands of the nation. Citizenship in this country necessarily imports at least equality of civil rights among citizens of every race in the same State. It is fundamental in American citizenship that, in respect of such rights, there shall be no discrimination by the State, or its officers, or by individuals or corporations exercising public functions or authority, against any citizen because of his race or previous condition of servitude. In United States v. Cruikshank, 92 U.S. 542, it was said at page 555, that the *49 rights of life and personal liberty are natural rights of man, and that "the equality of the rights of citizens is a principle of republicanism." And in Ex parte Virginia, 100 U.S. 334, the emphatic language of this court is that "one great purpose of these amendments was to raise the colored race from that condition of inferiority and servitude in which most of them had previously stood, into perfect equality of civil rights with all other persons within the jurisdiction of the States." So, in Strauder v. West Virginia, 100 U.S. 306, the court, alluding to the Fourteenth Amendment, said: "This is one of a series of constitutional provisions having a common purpose, namely, securing to a race recently emancipated, a race that through many generations had been held in slavery, all the civil rights that the superior race enjoy." Again, in Neal v. Delaware, 103 U.S. 386, it was ruled that this amendment was designed, primarily, "to secure to the colored race, thereby invested with the rights, privileges, and responsibilities of citizenship, the enjoyment of all the civil rights that, under the law, are enjoyed by white persons."

The language of this court with reference to the Fifteenth Amendment, adds to the force of this view. In United States v. Cruikshank, it was said: "In United States v. Reese, 92 U.S. 214, we held that the Fifteenth Amendment has invested the citizens of the United States with a new constitutional right, which is exemption from discrimination in the exercise of the elective franchise, on account of race, color, or previous condition of servitude. From this it appears that the right of suffrage is not a necessary attribute of national citizenship, but that exemption from discrimination in the exercise of that right on account of race, &c., is. The right to vote in the States comes from the States; but the right of exemption from the prohibited discrimination comes from the United States. The first has not been granted or secured by the Constitution of the United States, but the last has been."

Here, in language at once clear and forcible, is stated the principle for which I contend. It can scarcely be claimed that exemption from race discrimination, in respect of civil rights, against those to whom State citizenship was granted by the *50 nation, is any less, for the colored race, a new constitutional right, derived from and secured by the national Constitution, than is exemption from such discrimination in the exercise of the elective franchise. It cannot be that the latter is an attribute of national citizenship, while the other is not essential in national citizenship, or fundamental in State citizenship.

If, then, exemption from discrimination, in respect of civil rights, is a new constitutional right, secured by the grant of State citizenship to colored citizens of the United States — and I do not see how this can now be questioned — why may not the nation, by means of its own legislation of a primary direct character, guard, protect and enforce that right? It is a right and privilege which the nation conferred. It did not come from the States in which those colored citizens reside. It has been the established doctrine of this court during all its history, accepted as essential to the national supremacy, that Congress, in the absence of a positive delegation of power to the State legislatures, may, by its own legislation, enforce and protect any right derived from or created by the national Constitution. It was so declared in Prigg v. Commonwealth of Pennsylvania. It was reiterated in United States v. Reese, 92 U.S. 214, where the court said that "rights and immunities created by and dependent upon the Constitution of the United States can be protected by Congress. The form and manner of the protection may be such as Congress, in the legitimate exercise of its discretion, shall provide. These may be varied to meet the necessities of the particular right to be protected." It was distinctly reaffirmed in Strauder v. West Virginia, 100 U.S. 310, where we said that "a right or immunity created by the Constitution or only guaranteed by it, even without any express delegation of power, may be protected by Congress." How then can it be claimed in view of the declarations of this court in former cases, that exemption of colored citizens, within their States, from race discrimination, in respect of the civil rights of citizens, is not an immunity created or derived from the national Constitution?

This court has always given a broad and liberal construction to the Constitution, so as to enable Congress, by legislation, to *51 enforce rights secured by that instrument. The legislation which Congress may enact, in execution of its power to enforce the provisions of this amendment, is such as may be appropriate to protect the right granted. The word appropriate was undoubtedly used with reference to its meaning, as established by repeated decisions of this court. Under given circumstances, that which the court characterizes as corrective legislation might be deemed by Congress appropriate and entirely sufficient. Under other circumstances primary direct legislation may be required. But it is for Congress, not the judiciary, to say that legislation is appropriate — that is — best adapted to the end to be attained. The judiciary may not, with safety to our institutions, enter the domain of legislative discretion, and dictate the means which Congress shall employ in the exercise of its granted powers. That would be sheer usurpation of the functions of a co-ordinate department, which, if often repeated, and permanently acquiesced in, would work a radical change in our system of government. In United States v. Fisher, 2 Cr. 358, the court said that "Congress must possess the choice of means, and must be empowered to use any means which are in fact conducive to the exercise of a power granted by the Constitution." "The sound construction of the Constitution," said Chief Justice Marshall, "must allow to the national legislature that discretion, with respect to the means by which the powers it confers are to be carried into execution, which will enable that body to perform the high duties assigned to it in the manner most beneficial to the people. Let the end be legitimate, let it be within the scope of the Constitution, and all means which are appropriate, which are plainly adapted to that end, which are not prohibited, but consist with the letter and spirit of the Constitution, are constitutional." McCulloch v. Maryland, 4 Wh. 421.

Must these rules of construction be now abandoned? Are the powers of the national legislature to be restrained in proportion as the rights and privileges, derived from the nation, are valuable? Are constitutional provisions, enacted to secure the dearest rights of freemen and citizens, to be subjected to that rule of construction, applicable to private instruments, *52 which requires that the words to be interpreted must be taken most strongly against those who employ them? Or, shall it be remembered that "a constitution of government, founded by the people for themselves and their posterity, and for objects of the most momentous nature — for perpetual union, for the establishment of justice, for the general welfare, and for a perpetuation of the blessings of liberty — necessarily requires that every interpretation of its powers should have a constant reference to these objects? No interpretation of the words in which those powers are granted can be a sound one, which narrows down their ordinary import so as to defeat those objects." 1 Story Const. § 422.

The opinion of the court, as I. have said, proceeds upon the ground that the power of Congress to legislate for the protection of the rights and privileges secured by the Fourteenth Amendment cannot be brought into activity except with the view, and as it may become necessary, to correct and annul State laws and State proceedings in hostility to such rights and privileges. In the absence of State laws or State action adverse to such rights and privileges, the nation may not actively interfere for their protection and security, even against corporations and individuals exercising public or quasi public functions. Such I understand to be the position of my brethren. If the grant to colored citizens of the United States of citizenship in their respective States, imports exemption from race discrimination, in their States, in respect of such civil rights as belong to citizenship, then, to hold that the amendment remits that right to the States for their protection, primarily, and stays the hands of the nation, until it is assailed by State laws or State proceedings, is to adjudge that the amendment, so far from enlarging the powers of Congress — as we have heretofore said it did — not only curtails them, but reverses the policy which the general government has pursued from its very organization. Such an interpretation of the amendment is a denial to Congress of the power, by appropriate legislation, to enforce one of its provisions. In view of the circumstances under which the recent amendments were incorporated into the Constitution, and especially in view of the peculiar character of the new *53 rights they created and secured, it ought not to be presumed that the general government has abdicated its authority, by national legislation, direct and primary in its character, to guard and protect privileges and immunities secured by that instrument. Such an interpretation of the Constitution ought not to be accepted if it be possible to avoid it. Its acceptance would lead to this anomalous result: that whereas, prior to the amendments, Congress, with the sanction of this court, passed the most stringent laws — operating directly and primarily upon States and their officers and agents, as well as upon individuals — in vindication of slavery and the right of the master, it may not now, by legislation of a like primary and direct character, guard, protect, and secure the freedom established, and the most essential right of the citizenship granted, by the constitutional amendments. With all respect for the opinion of others, I insist that the national legislature may, without transcending the limits of the Constitution, do for human liberty and the fundamental rights of American citizenship, what it did, with the sanction of this court, for the protection of slavery and the rights of the masters of fugitive slaves. If fugitive slave laws, providing modes and prescribing penalties, whereby the master could seize and recover his fugitive slave, were legitimate exercises of an implied power to protect and enforce a right recognized by the Constitution, why shall the hands of Congress be tied, so that — under an express power, by appropriate legislation, to enforce a constitutional provision granting citizenship — it may not, by means of direct legislation, bring the whole power of this nation to bear upon States and their officers, and upon such individuals and corporations exercising public functions as assume to abridge, impair, or deny rights confessedly secured by the supreme law of the land?

It does not seem to me that the fact that, by the second clause of the first section of the Fourteenth Amendment, the States are expressly prohibited from making or enforcing laws abridging the privileges and immunities of citizens of the United States, furnishes any sufficient reason for holding or maintaining that the amendment was intended to deny Congress the power, by general, primary, and direct legislation, of *54 protecting citizens of the several States, being also citizens of the United States, against all discrimination, in respect of their rights as citizens, which is founded on race, color, or previous condition of servitude.

Such an interpretation of the amendment is plainly repugnant to its fifth section, conferring upon Congress power, by appropriate legislation, to enforce not merely the provisions containing prohibitions upon the States, but all of the provisions of the amendment, including the provisions, express and implied, in the first clause of the first section of the article granting citizenship. This alone is sufficient for holding that Congress is not restricted to the enactment of laws adapted to counteract and redress the operation of State legislation, or the action of State officers, of the character prohibited by the amendment. It was perfectly well known that the great danger to the equal enjoyment by citizens of their rights, as citizens, was to be apprehended not altogether from unfriendly State legislation, but from the hostile action of corporations and individuals in the States. And it is to be presumed that it was intended, by that section, to clothe Congress with power and authority to meet that danger. If the rights intended to be secured by the act of 1875 are such as belong to the citizen, in common or equally with other citizens in the same State, then it is not to be denied that such legislation is peculiarly appropriate to the end which Congress is authorized to accomplish, viz., to protect the citizen, in respect of such rights, against discrimination on account of his race. Recurring to the specific prohibition in the Fourteenth Amendment upon the making or enforcing of State laws abridging the privileges of citizens of the United States, I remark that if, as held in the Slaughter-House Cases, the privileges here referred to were those which belonged to citizenship of the United States, as distinguished from those belonging to State citizenship, it was impossible for any State prior to the adoption of that amendment to have enforced laws of that character. The judiciary could have annulled all such legislation under the provision that the Constitution shall be the supreme law of the land, anything in the constitution or laws of any State to the contrary notwithstanding. The States were *55 already under an implied prohibition not to abridge any privilege or immunity belonging to citizens of the United States as such. Consequently, the prohibition upon State laws in hostility to rights belonging to citizens of the United States, was intended — in view of the introduction into the body of citizens of a race formerly denied the essential rights of citizenship — only as an express limitation on the powers of the States, and was not intended to diminish, in the slightest degree, the authority which the nation has always exercised, of protecting, by means of its own direct legislation, rights created or secured by the Constitution. Any purpose to diminish the national authority in respect of privileges derived from the nation is distinctly negatived by the express grant of power, by legislation, to enforce every provision of the amendment, including that which, by the grant of citizenship in the State, secures exemption from race discrimination in respect of the civil rights of citizens.

It is said that any interpretation of the Fourteenth Amendment different from that adopted by the majority of the court, would imply that Congress had authority to enact a municipal code for all the States, covering every matter affecting the life, liberty, and property of the citizens of the several States. Not so. Prior to the adoption of that amendment the constitutions of the several States, without perhaps an exception, secured all persons against deprivation of life, liberty, or property, otherwise than by due process of law, and, in some form, recognized the right of all persons to the equal protection of the laws. Those rights, therefore, existed before that amendment was proposed or adopted, and were not created by it. If, by reason of that fact, it be assumed that protection in these rights of persons still rests primarily with the States, and that Congress may not interfere except to enforce, by means of corrective legislation, the prohibitions upon State laws or State proceedings inconsistent with those rights, it does not at all follow, that privileges which have been granted by the nation, may not be protected by primary legislation upon the part of Congress. The personal rights and immunities recognized in the prohibitive clauses of the amendment were, prior to its adoption, *56 under the protection, primarily, of the States, while rights, created by or derived from the United States, have always been, and, in the nature of things, should always be, primarily, under the protection of the general government. Exemption from race discrimination in respect of the civil rights which are fundamental in citizenship in a republican government, is, as we have seen, a new right, created by the nation, with express power in Congress, by legislation, to enforce the constitutional provision from which it is derived. If, in some sense, such race discrimination is, within the letter of the last clause of the first section, a denial of that equal protection of the laws which is secured against State denial to all persons, whether citizens or not, it cannot be possible that a mere prohibition upon such State denial, or a prohibition upon State laws abridging the privileges and immunities of citizens of the United States, takes from the nation the power which it has uniformly exercised of protecting, by direct primary legislation, those privileges and immunities which existed under the Constitution before the adoption of the Fourteenth Amendment, or have been created by that amendment in behalf of those thereby made citizens of their respective States.

This construction does not in any degree intrench upon the just rights of the States in the control of their domestic affairs. It simply recognizes the enlarged powers conferred by the recent amendments upon the general government. In the view which I take of those amendments, the States possess the same authority which they have always had to define and regulate the civil rights which their own people, in virtue of State citizenship, may enjoy within their respective limits; except that its exercise is now subject to the expressly granted power of Congress, by legislation, to enforce the provisions of such amendments — a power which necessarily carries with it authority, by national legislation, to protect and secure the privileges and immunities which are created by or are derived from those amendments. That exemption of citizens from discrimination based on race or color, in respect of civil rights, is one of those privileges or immunities, can no longer be deemed an open question in this court.

*57 It was said of the case of Dred Scott v. Sandford, that this court, there overruled the action of two generations, virtually inserted a new clause in the Constitution, changed its character, and made a new departure in the workings of the federal government. I may be permitted to say that if the recent amendments are so construed that Congress may not, in its own discretion, and independently of the action or non-action of the States, provide, by legislation of a direct character, for the security of rights created by the national Constitution; if it be adjudged that the obligation to protect the fundamental privileges and immunities granted by the Fourteenth Amendment to citizens residing in the several States, rests primarily, not on the nation, but on the States; if it be further adjudged that individuals and corporations, exercising public functions, or wielding power under public authority, may, without liability to direct primary legislation on the part of Congress, make the race of citizens the ground for denying them that equality of civil rights which the Constitution ordains as a principle of republican citizenship; then, not only the foundations upon which the national supremacy has always securely rested will be materially disturbed, but we shall enter upon an era of constitutional law, when the rights of freedom and American citizenship cannot receive from the nation that efficient protection which heretofore was unhesitatingly accorded to slavery and the rights of the master.

But if it were conceded that the power of Congress could not be brought into activity until the rights specified in the act of 1875 had been abridged or denied by some State law or State action, I maintain that the decision of the court is erroneous. There has been adverse State action within the Fourteenth Amendment as heretofore interpreted by this court. I allude to Ex parte Virginia, supra. It appears, in that case, that one Cole, judge of a county court, was charged with the duty, by the laws of Virginia, of selecting grand and petit jurors. The law of the State did not authorize or permit him, in making such selections, to discriminate against colored citizens because of their race. But he was indicted in the federal court, under the act of 1875, for making such discriminations. *58 The attorney-general of Virginia contended before us, that the State had done its duty, and had not authorized or directed that county judge to do what he was charged with having done; that the State had not denied to the colored race the equal protection of the laws; and that consequently the act of Cole must be deemed his individual act, in contravention of the will of the State. Plausible as this argument was, it failed to convince this court, and after saying that the Fourteenth Amendment had reference to the political body denominated a State, "by whatever instruments or in whatever modes that action may be taken," and that a State acts by its legislative, executive, and judicial authorities, and can act in no other way, we proceeded:

"The constitutional provision, therefore, must mean that no agency of the State, or of the officers or agents by whom its powers are exerted, shall deny to any person within its jurisdiction the equal protection of the laws. Whoever, by virtue of public position under a State government, deprives another of property, life, or liberty without due process of law, or denies or takes away the equal protection of the laws, violates the constitutional inhibition; and, as he acts under the name and for the State, and is clothed with the State's power, his act is that of the State. This must be so, or the constitutional prohibition has no meaning. Then the State has clothed one of its agents with power to annul or evade it. But the constitutional amendment was ordained for a purpose. It was to secure equal rights to all persons, and, to insure to all persons the enjoyment of such rights, power was given to Congress to enforce its provisions by appropriate legislation. Such legislation must act upon persons, not upon the abstract thing denominated a State, but upon the persons who are the agents of the State, in the denial of the rights which were intended to be secured." Ex parte Virginia, 100 U.S. 346-7.

In every material sense applicable to the practical enforcement of the Fourteenth Amendment, railroad corporations, keepers of inns, and managers of places of public amusement are agents or instrumentalities of the State, because they are charged with *59 duties to the public, and are amenable, in respect of their duties and functions, to governmental regulation. It seems to me that, within the principle settled in Ex parte Virginia, a denial, by these instrumentalities of the State, to the citizen, because of his race, of that equality of civil rights secured to him by law, is a denial by the State, within the meaning of the Fourteenth Amendment. If it be not, then that race is left, in respect of the civil rights in question, practically at the mercy of corporations and individuals wielding power under the States.

But the court says that Congress did not, in the act of 1866, assume, under the authority given by the Thirteenth Amendment, to adjust what may be called the social rights of men and races in the community. I agree that government has nothing to do with social, as distinguished from technically legal, rights of individuals. No government ever has brought, or ever can bring, its people into social intercourse against their wishes. Whether one person will permit or maintain social relations with another is a matter with which government has no concern. I agree that if one citizen chooses not to hold social intercourse with another, he is not and cannot be made amenable to the law for his conduct in that regard; for even upon grounds of race, no legal right of a citizen is violated by the refusal of others to maintain merely social relations with him. What I affirm is that no State, nor the officers of any State, nor any corporation or individual wielding power under State authority for the public benefit or the public convenience, can, consistently either with the freedom established by the fundamental law, or with that equality of civil rights which now belongs to every citizen, discriminate against freemen or citizens, in those rights, because of their race, or because they once labored under the disabilities of slavery imposed upon them as a race. The rights which Congress, by the act of 1875, endeavored to secure and protect are legal, not social rights. The right, for instance, of a colored citizen to use the accommodations of a public highway, upon the same terms as are permitted to white citizens, is no more a social right than his right, under the law, to use the public streets of a city or a town, or a turnpike road, or a public market, or a post office, or his right to sit *60 in a public building with others, of whatever race, for the purpose of hearing the political questions of the day discussed. Scarcely a day passes without our seeing in this court-room citizens of the white and black races sitting side by side, watching the progress of our business. It would never occur to any one that the presence of a colored citizen in a court-house, or court-room, was an invasion of the social rights of white persons who may frequent such places. And yet, such a suggestion would be quite as sound in law — I say it with all respect — as is the suggestion that the claim of a colored citizen to use, upon the same terms as is permitted to white citizens, the accommodations of public highways, or public inns, or places of public amusement, established under the license of the law, is an invasion of the social rights of the white race.

The court, in its opinion, reserves the question whether Congress, in the exercise of its power to regulate commerce amongst the several States, might or might not pass a law regulating rights in public conveyances passing from one State to another. I beg to suggest that that precise question was substantially presented here in the only one of these cases relating to railroads — Robinson and Wife v. Memphis & Charleston Railroad Company. In that case it appears that Mrs. Robinson, a citizen of Mississippi, purchased a railroad ticket entitling her to be carried from Grand Junction, Tennessee, to Lynchburg, Virginia. Might not the act of 1875 be maintained in that case, as applicable at least to commerce between the States, notwithstanding it does not, upon its face, profess to have been passed in pursuance of the power of Congress to regulate commerce? Has it ever been held that the judiciary should overturn a statute, because the legislative department did not accurately recite therein the particular provision of the Constitution authorizing its enactment? We have often enforced municipal bonds in aid of railroad subscriptions, where they failed to recite the statute authorizing their issue, but recited one which did not sustain their validity. The inquiry in such cases has been, was there, in any statute, authority for the execution of the bonds? Upon this branch of the case, it may be remarked that the State of Louisiana, in 1869, passed a statute *61 giving to passengers, without regard to race or color, equality of right in the accommodations of railroad and street cars, steamboats or other water crafts, stage coaches, omnibuses, or other vehicles. But in Hall v. De Cuir, 95 U.S. 487, that act was pronounced unconstitutional so far as it related to commerce between the States, this court saying that "if the public good requires such legislation it must come from Congress, and not from the States." I suggest, that it may become a pertinent inquiry whether Congress may, in the exertion of its power to regulate commerce among the States, enforce among passengers on public conveyances, equality of right, without regard to race, color or previous condition of servitude, if it be true — which I do not admit — that such legislation would be an interference by government with the social rights of the people.

My brethren say, that when a man has emerged from slavery, and by the aid of beneficent legislation has shaken off the inseparable concomitants of that state, there must be some stage in the progress of his elevation when he takes the rank of a mere citizen, and ceases to be the special favorite of the laws, and when his rights as a citizen, or a man, are to be protected in the ordinary modes by which other men's rights are protected. It is, I submit, scarcely just to say that the colored race has been the special favorite of the laws. The statute of 1875, now adjudged to be unconstitutional, is for the benefit of citizens of every race and color. What the nation, through Congress, has sought to accomplish in reference to that race, is — what had already been done in every State of the Union for the white race — to secure and protect rights belonging to them as freemen and citizens; nothing more. It was not deemed enough "to help the feeble up, but to support him after." The one underlying purpose of congressional legislation has been to enable the black race to take the rank of mere citizens. The difficulty has been to compel a recognition of the legal right of the black race to take the rank of citizens, and to secure the enjoyment of privileges belonging, under the law, to them as a component part of the people for whose welfare and happiness government is ordained. *62 At every step, in this direction, the nation has been confronted with class tyranny, which a contemporary English historian says is, of all tyrannies, the most intolerable, "for it is ubiquitous in its operation, and weighs, perhaps, most heavily on those whose obscurity or distance would withdraw them from the notice of a single despot." To-day, it is the colored race which is denied, by corporations and individuals wielding public authority, rights fundamental in their freedom and citizenship. At some future time, it may be that some other race will fall under the ban of race discrimination. If the constitutional amendments be enforced, according to the intent with which, as I conceive, they were adopted, there cannot be, in this republic, any class of human beings in practical subjection to another class, with power in the latter to dole out to the former just such privileges as they may choose to grant. The supreme law of the land has decreed that no authority shall be exercised in this country upon the basis of discrimination, in respect of civil rights, against freemen and citizens because of their race, color, or previous condition of servitude. To that decree — for the due enforcement of which, by appropriate legislation, Congress has been invested with express power — every one must bow, whatever may have been, or whatever now are, his individual views as to the wisdom or policy, either of the recent changes in the fundamental law, or of the legislation which has been enacted to give them effect.

For the reasons stated I feel constrained to withhold my assent to the opinion of the court.

2.2.2.2 Burton v. Wilmington Parking Authority 2.2.2.2 Burton v. Wilmington Parking Authority

BURTON v. WILMINGTON PARKING AUTHORITY et al.

No. 164.

Argued February 21, 23, 1961.

Decided April 17, 1961.

*716 Louis L. Redding argued the cause and filed a brief for appellant.

Clair John Killoran argued the cause and filed a brief for the Wilmington Parking Authority, appellee.

Thomas Herlihy, Jr. argued the cause and filed a brief for Eagle Coffee Shoppe, Inc., appellee.

Solicitor General Cox argued the cause for the United States, as amicus curiae, urging reversal. On the memorandum were former Solicitor General Rankin and Assistant Attorney General Tyler.

Mr. Justice Clark

delivered the opinion of the Court.

In this action for declaratory and injunctive relief it is admitted that the Eagle Coffee Shoppe, Inc., a restaurant located within an off-street automobile parking building in Wilmington, Delaware, has refused to serve appellant food or drink solely because he is a Negro. The parking building is owned and operated by the Wilmington Parking Authority, an agency of the State of Delaware, and the restaurant is the Authority’s lessee. Appellant claims that such refusal abridges his rights under the Equal Protection Clause of the Fourteenth Amendment to the United States Constitution. The Supreme Court of Delaware has held that Eagle was acting in “a purely private capacity” under its lease; that its action was not that of the Authority and was not, therefore, state action within the contemplation of the prohibitions contained in that Amendment. It also held that under 24 Del. Code, *717§ 1501,1 Eagle was a restaurant, not an inn, and that as such it “is not required [under Delaware law] to serve any and all persons entering its place of business.” - Del. -, -, 157 A. 2d 894, 902 (1960). On appeal here from the judgment as having been based upon a statute construed unconstitutionally, we postponed consideration of the question of jurisdiction under 28 U. S. C. § 1257 (2) to the hearing on the merits. 364 U. S. 810. We agree with the respondents that the appeal should be dismissed and accordingly the motion to dismiss is granted. However, since the action of Eagle in excluding appellant raises an important constitutional question, the papers whereon the appeal was taken are treated as a petition for a writ of certiorari, 28 U. S. C. § 2103, and the writ is granted. 28 U. S. C. § 1257 (3). On the merits we have concluded that the exclusion of appellant under the circumstances shown to be present here was discriminatory state action in violation of the Equal Protection Clause of the Fourteenth Amendment.

The Authority was created by the City of Wilmington pursuant to 22 Del. Code, §§ 501-515. It is “a public body corporate and politic, exercising public powers of the State as an agency thereof.” § 504. Its statutory purpose is to provide adequate parking facilities for the convenience of the public and thereby relieve the “parking crisis, which threatens the welfare of the community . . . .” § 501 (7), (8) and (9). To this end the *718Authority is granted wide powers including that of constructing or acquiring by lease, purchase or condemnation, lands and facilities, and that of leasing “portions of any of its garage buildings or structures for commercial use by the lessee, where, in the opinion of the Authority, such leasing is necessary and feasible for the financing and operation of such facilities.” § 504 (a). The Act provides that the rates and charges for its facilities must be reasonable and are to be determined exclusively by the Authority “for the purposes of providing for the payment of the expenses of the Authority, the construction, improvement, repair, maintenance, and operation of its facilities and properties, the payment of the principal of and interest on its obligations, and to fulfill the terms and provisions of any agreements made with the purchasers or holders of any such obligations or with the city.” § 504 (b)(8). The Authority has no power to pledge the credit of the State of Delaware but may issue its own revenue bonds which are tax exempt. Any and all property owned or used by the Authority is likewise exempt from state taxation.

The first project undertaken by the Authority was the erection of a parking facility on Ninth Street in downtown Wilmington. The tract consisted of four parcels, all of which were acquired by negotiated purchases from private owners. Three were paid for in cash, borrowed from Equitable Security Trust Company, and the fourth, purchased from Diamond Ice and Coal Company, was paid for “partly in Revenue Bonds of the Authority and partly in cash [$934,000] donated by the City of Wilmington, pursuant to 22 Del. C. c. 5 . . . . Subsequently, the City of Wilmington gave the Authority $1,822,827.69 which sum the Authority applied to the redemption of the Revenue Bonds delivered to Diamond Ice & Coal Co. and to the repayment of the Equitable Security Trust Company loan.”

*719Before it began actual construction of the facility, the Authority was advised by its retained experts that the anticipated revenue from the parking of cars and proceeds from sale of its bonds would not be sufficient to finance the construction costs of the facility. Moreover, the bonds were not expected to be marketable if payable solely out of parking revenues. To secure additional capital needed for its “debt-service” requirements, and thereby to make bond financing practicable, the Authority decided it was necessary to enter long-term leases with responsible tenants for commercial use of some of the space available in the projected “garage -building.” The public was invited to bid for these leases.

In April 1957 such a private lease, for 20 years and renewable for another 10 years, was made with Eagle Coffee Shoppe, Inc., for use as a “restaurant, dining room, banquet hall, cocktail lounge and bar and for no other use and purpose.” The multi-level space of the building which was let to Eagle, although “within the exterior walls of the structure, has no marked public entrance leading from the parking portion of the facility into the restaurant proper . . . [whose main entrance] is located on Ninth Street.” -Del., at -, 157 A. 2d, at 899. In its lease the Authority covenanted to complete construction expeditiously, including completion of “the decorative finishing of the leased premises and utilities therefor, without cost to Lessee,” including necessary utility connections, toilets, hung acoustical tile and plaster ceilings; vinyl asbestos, ceramic tile and concrete floors; connecting stairs and wrought iron railings; and wood-floored show windows. Eagle spent some $220,000 to make the space suitable for its operation and, to the extent such improvements were so attached to realty as to become part thereof, Eagle to the same extent enjoys the Authority’s tax exemption.

*720The Authority further agreed to furnish heat for Eagle’s premises, gas service for the boiler room, and to make, at its own expense, all necessary structural repairs, all repairs to exterior surfaces except store fronts and any repairs caused by lessee’s own'act or neglect. The Authority retained the right to place any directional signs on the exterior of the let space which would not interfere with or obscure Eagle’s display signs. Agreeing to pay an annual rental of $28,700, Eagle covenanted to “occupy and use the leased premises in accordance with all applicable laws, statutes, ordinances and rules and regulations of any federal, state or municipal authority.” Its lease, however, contains no requirement that its restaurant services be made available to the general public on a nondis-crimiiiatory basis, in spite of the fact that the Authority has power to adopt rules and regulations respecting the use of its facilities except any as would impair the security of its bondholders. § 511.

Other portions of the structure were leased to other tenants, including a bookstore, a retail jeweler, and a food store. Upon completion of the building, the Authority located at appropriate places thereon official signs indicating the public character of the building, and flew from mastheads on the roof both the state and national flags.

In August 1958 appellant parked his car in the building and walked around to enter the restaurant by its front door on Ninth Street. Having entered and sought service, he was refused it. Thereafter he filed this declaratory judgment action in the Court of Chancery. On motions for summary judgment, based on the pleadings and affidavits, the Chancellor concluded, contrary to the contentions of respondents, that whether in fact the lease was a “device” or was executed in good faith, it would not “serve to insulate the public authority from the force and effect of the Fourteenth Amendment.” 150 A. 2d 197, 198. He found it not necessary, therefore, to pass upon *721the rights of private restaurateurs under state common and statutory law, including 24 Del. Code § 1501. The Supreme Court of Delaware reversed, as we mentioned above, holding that Eagle “in the conduct of its business, is acting in a purely private capacity.” It, therefore, denied appellant’s claim under the Fourteenth Amendment. Upon reaching the application of state law, it held, contrary to appellant’s assertion that Eagle maintained an inn, that Eagle’s operation was “primarily a restaurant and thus subject to the provisions of 24 Del. C. § 1501, which does not compel the operator of a restaurant to give service to all persons seeking such.” — Del., at —, 157 A. 2d, at 902. Delaware’s highest court has thus denied the equal protection claim of the appellant as well as his state-law contention concerning the applicability of § 1501.

On the jurisdictional question, we agree that the judgment of Delaware’s court does not depend for its ultimate support upon a determination of the constitutional validity of a state statute, but rather upon the holding that on the facts Eagle’s racially discriminatory action was exercised in “a purely private capacity” and that it was, therefore, beyond the prohibitive scope of the Fourteenth Amendment.

The Civil Rights Cases, 109 U. S. 3 (1883), “embedded in our constitutional law” the principle “that the action inhibited by the first section [Equal Protection Clause] of the Fourteenth Amendment is only such action as may fairly be said to be that of the States. That Amendment erects no shield against merely private conduct, however discriminatory or wrongful.” Chief Justice Vinson in Shelley v. Kraemer, 334 U. S. 1, 13 (1948). It was language in the opinion in the Civil Rights Cases, supra, that phrased the broad test of state responsibility under the Fourteenth Amendment, predicting its consequence upon “State action of every kind . . . which denies . . . *722the equal protection of the laws.” At p. 11. And only two Terms ago, some 75 years later, the same concept of state responsibility was interpreted as necessarily following upon “state participation through any arrangement, management, funds or property.” Cooper v. Aaron, 358 U. S. 1, 4 (1958). It is clear, as it always has been since the Civil Rights Cases, supra, that “Individual invasion of individual rights is not the subject-matter of the amendment,” at p. 11, and that private conduct abridging individual rights does no violence to the Equal Protection Clause unless to some significant extent the State in any of its manifestations has been found to have become involved in it. Because the virtue of the right to equal protection of the laws could lie only in the breadth of its application, its constitutional assurance was reserved in terms whose imprecision was necessary if the right were to be enjoyed in. the variety of individual-state relationships which the Amendment was designed to embrace. For the same reason, to fashion and apply a precise formula for recognition of state responsibility under the Equal Protection Clause is an “impossible task” which “This Court has never attempted.” Kotch v. Pilot Comm’rs, 330 U. S. 552, 556. Only by sifting facts and weighing circumstances can the nonobvious involvement of the State in private conduct be attributed its true significance.

The trial court’s disposal of the issues on summary judgment has resulted in a rather incomplete record, but the opinion of the Supreme Court as well as that of the Chancellor presents the facts in sufficient detail for us to determine the degree of state participation in Eagle’s refusal to serve petitioner. In this connection the Delaware Supreme Court seems to have placed controlling emphasis on its conclusion, as to the accuracy of which there is doubt, that only some 15% of the total cost of' the facility was “advanced” from public funds; that *723the cost of the entire facility was allocated three-fifths to the space for commercial leasing and two-fifths to parking space; that anticipated revenue from parking was only some 30.5% of the total income, the balance of which was expected to be earned by the leasing; that the Authority had no original intent to place a restaurant in the building, it being only a happenstance resulting from the bidding; that Eagle expended considerable moneys on furnishings; that the restaurant’s main and marked public entrance is on Ninth Street without any public entrance direct from the parking area; and that “the only connection Eagle has with the public facility ... is the furnishing of the sum of $28,700 annually in the form of rent which is used by the Authority to defray a portion of the operating expense of an otherwise unprofitable enterprise.” - Del. -, -, 157 A. 2d 894, 901. While these factual considerations are indeed validly accountable aspects of the enterprise upon which the State has embarked, we cannot say that they lead inescapably to the conclusion that state action is not present. Their persuasiveness is diminished when evaluated in the context of other factors which must be acknowledged.

The land and building were publicly owned. As an entity, the building was dedicated to “public uses” in performance of the Authority’s “essential governmental functions.” 22 Del. Code, §§ 501, 514. The costs of land acquisition, construction, and maintenance are defrayed entirely from donations by the City of Wilmington, from loans and revenue bonds and from the proceeds of rentals and parking services out of which the loans and bonds were payable. Assuming that the distinction would be significant, cf. Derrington v. Plummer, 240 F. 2d 922, 925, the commercially leased areas were not surplus state property, but constituted a physically and financially integral and, indeed, indispensable part of the State’s *724plan to operate its project as a self-sustaining unit. Upkeep and maintenance of the building, including necessary repairs, were responsibilities of the Authority and were payable out of public funds. It cannot be doubted that the peculiar relationship of the restaurant to the parking facility in which it is located confers on each an incidental variety of mutual benefits. Guests of the restaurant are afforded a convenient place to park their automobiles, even if they cannot enter the restaurant directly from the parking area. Similarly, its convenience for diners may well provide additional demand for the Authority’s parking facilities. Should any improvements effected in the leasehold by Eagle become part of the realty, there is no possibility of increased taxes being passed on to it since the fee is held by a tax-exempt government agency. Neither can it be ignored, especially in view of Eagle’s affirmative allegation that, for it to serve Negroes would injure its business, that profits earned by discrimination not only contribute to, but also are indispensable elements in, the financial success of a governmental agency.

Addition of all these activities, obligations and responsibilities of the Authority, the benefits mutually conferred, together with the obvious fact that the restaurant is operated as an integral part of a public building devoted to a public parking service, indicates that degree of state participation and involvement in discriminatory action which it was the design of the Fourteenth Amendment to condemn. It is irony amounting to grave injustice that in one part of a single building, erected and maintained with public funds by an agency of the State to serve a public purpose, all persons have equal rights, while in another portion, also serving the public, a Negro is a second-class citizen, offensive because of his race, without rights and unentitled to service, but at the same time fully enjoys equal access to nearby restaurants in ydiolly *725privately owned buildings. As the Chancellor pointed out, in its lease with Eagle the Authority could have affirmatively required Eagle to discharge the responsibilities under the Fourteenth Amendment imposed upon the private enterprise as a consequence of state participation. But no State may effectively abdicate its responsibilities by either ignoring them or by merely failing to discharge them whatever the motive may be. It is of no consolation to an individual denied the equal protection of the laws that it was done in good faith. Certainly the conclusions drawn in similar cases by the various Courts of Appeals do not depend upon such a distinction.2 By its' inaction, the Authority, and through it the State, has not only made itself a party to the refusal of service, but has elected to place its power, property and prestige behind the admitted discrimination. The State has so far insinuated itself into a position of interdependence with Eagle that it must be recognized as a joint participant in the challenged activity, which, on that account, cannot be considered to have been so “purely private” as to fall without the scope of the Fourteenth Amendment.

Because readily applicable formulae may not be fashioned, the conclusions drawn from the facts and circumstances of this record are by no means declared as universal truths on the basis of which every state leasing agreement is to be tested. Owing to the very “largeness” *726of government, a multitude of relationships might appear to some to fall within the Amendment’s embrace,-but that, it must be remembered, can be determined only in the framework of the peculiar facts or circumstances present. Therefore respondents’ prophecy of nigh universal application of a constitutional precept so peculiarly dependent for its invocation upon appropriate facts fails to take into account "Differences in circumstances [which] beget appropriate differences in law,” Whitney v. Tax Comm’n, 309 U. S. 530, 542. Specifically defining the limits of our inquiry, what we hold today is that when a State leases public property in the manner and for the purpose shown to have been the case here, the proscriptions of the Fourteenth Amendment must be complied with by the lessee as certainly as though they were binding covenants written into the agreement itself.

The judgment of the Supreme Court of Delaware is reversed and the cause remanded for further proceedings consistent with this opinion.

Reversed and remanded.

The statute provides that: “No keeper of an inn, tavern, hotel, or restaurant, or other place of public entertainment or refreshment of travelers, guests, or customers shall be obliged, by law, to furnish entertainment or refreshment to persons whose reception or entertainment by him would be offensive to the major part of his customers, and would injure his business. As used in this section, ‘customers’ includes all who have occasion for entertainment or refreshment.”

See Aaron v. Cooper, 261 F. 2d 97 (C. A. 8th Cir.); City of Greensboro v. Simkins, 246 F. 2d 425 (C. A. 4th Cir.), affirming 149 F. Supp. 562 (D. C. M. D. N. C.); Derrington v. Plummer, 240 F. 2d 922 (C. A. 5th Cir.); Coke v. City of Atlanta, 184 F. Supp. 579 (D. C. N. D. Ga.); Jones v. Marva Theatres, 180 F. Supp. 49 (D. C. D. Md.); Tate v. Department of Conservation, 133 F. Supp. 53 (D. C. E. D. Va.), aff'd, 231 F. 2d 615 (C. A. 4th Cir.); Nash v. Air Terminal Services, 85 F. Supp. 545 (D. C. E. D. Va.); Lawrence v. Hancock, 76 F. Supp. 1004, (D. C. S. D. W. Va.); and see Muir v. Louisville Park Theatrical Assn., 347 U. S. 971, vacating and remanding 202 F. 2d 275 (C. A. 6th Cir.).

Mr. Justice Stewart,

concurring.

I agree that the judgment must be reversed, but I reach that conclusion by a route much more direct than the one traveled by the Court. In upholding Eagle’s right to deny service to the appellant solely because of his race, the Supreme Court of Delaware relied upon a statute of that State which permits the proprietor of a restaurant to refuse to serve “persons whose reception or entertainment by him would be offensive to the major part of his customers . . . .” * There is no suggestion in the record that the appellant as an individual was such a person. The highest court of Delaware has thus construed this *727legislative enactment as authorizing discriminatory classification based exclusively on color. Such a law seems to me clearly violative of the Fourteenth Amendment. I think, therefore, that the appeal was properly taken, and that the statute, as authoritatively construed by the Supreme Court of Delaware, is constitutionally invalid.

24 Del. Code, § 1501. The complete text of the statute is set out in the Court opinion at note 1.

Mr. Justice Frankfurter,

dissenting.

According to my brother Stewart, the Supreme Court of Delaware has held that one of its statutes, 24 Del. Code, § 1501, sanctions a restaurateur denying service to a person solely because of his color. If my brother is correct in so reading the decision of the Delaware Supreme Court, his conclusion inevitably follows. For a State to place its authority behind discriminatory treatment based solely on color is indubitably a denial by á State of the equal protection of the laws, in violation of the Fourteenth Amendment. My brother Harlan also would find the claim of invalidity of the statute decisive if he could read the state court's construction of it as our brother Stewart reads it. But for him the state court’s view of its statute is so ambiguous that he deems it necessary to secure a clarification from the state court of how in fact it did construe the statute.

I certainly do not find the clarity that my brother Stewart finds in the views expressed by the Supreme Court of Delaware regarding 24 Del. Code, § 1501. If I were forced to construe that court’s construction, I should find the balance of considerations leading to the opposite conclusion from his, namely, that it was merely declaratory of the common law and did not give state sanction to refusing service to a person merely because he .is colored. The Court takes no position regarding the statutory meaning which divides my brothers Harlan and Stewart. Clearly it does not take Mr. Justice Stewart’s view of what the Supreme Court of Delaware decided. *728If it did, it would undoubtedly take his easy route to decision and not reach the same result by its much more circuitous route.

Since the pronouncement of the Supreme Court of Delaware thus lends itself to three views, none of which is patently irrational, why is not my brother Harlan’s suggestion for solving this conflict the most appropriate solution? Were we to be duly advised by the Supreme Court of Delaware that Mr. Justice Stewart is correct in his reading of what it said, there would be an easy end to our problem. There would be no need for resolving the problems in state-federal relations with which the Court’s opinion deals. If, on the other hand, the Delaware court did not mean to give such an invalidating construction to its statute, we would be confronted with the problems which the Court now entertains for decision, unembarrassed by disregard of a simpler issue. This would involve some delay in adjudication. But the time would be well spent, because the Court would not be deciding serious questions of constitutional law any earlier than due regard for the appropriate process of constitutional adjudication requires.

Accordingly, I join in Mr. Justice Harlan’s proposed disposition of the case without intimating any view regarding the question, prematurely considered by the Court, as to what constitutes state action.

Mr. Justice Harlan,

whom Mr. Justice Whittaker joins,

dissenting.

The Court’s opinion, by a process of first undiscrimi-natingly throwing together various factual bits and pieces and then undermining the resulting structure by an equally vague disclaimer, seems to me to leave completely at sea just what it is in this record that satisfies the requirement of “state action.”

*729I find it unnecessary, however, to inquire into the matter at this stage, for it seems to me apparent that before passing on the far-reaching constitutional questions that may; or may not, be lurking in this judgment, the case should first be sent back to the state court for clarification as to the precise basis of its decision. In deciding this case the Delaware Supreme Court, among other things, said:

“It [Eagle] acts as a restaurant keeper and, as such, is not required to serve any and all persons entering its place of business, any more than the operator of a bookstore, barber shop, or other retail business is required to sell its product to every one. This is the common law, and the law of Delaware as restated in 24 Del. C. § 1501 with respect to restaurant keepers. 10 Am. Jur., Civil Rights, §§ 21,22; 52 Am. Jur., Theatres, § 9; Williams v. Howard Johnson’s Restaurant, 4 cir., 268 F. 2d 845. We, accordingly, hold that the operation of its restaurant by Eagle does not fall within the scope of the prohibitions of the Fourteenth Amendment.” * - Del. -, -, 157 A. 2d 894, 902.

If in the context of this record this means, as my Brother Stewart suggests, that the Delaware court construed this state statute “as authorizing discriminatory classification based exclusively on color,” I would certainly agree, without more, that the enactment is offensive to the Fourteenth Amendment. It would then be quite *730unnecessary to reach the much broader questions dealt with in the Court’s opinion. If, on the other hand, the state court meant no more than that under the statute, as at common law, Eagle was free to serve only those whom it pleased, then, and only then, would the question of “state action” be presented in full-blown form.

I think that sound principles of constitutional adjudication dictate that we should first ascertain the exact basis of this state judgment, and for that purpose I would either remand the case to the Delaware Supreme Court, see Musser v. Utah, 333 U. S. 95; cf. Harrison v.N. A. A. C. P., 360 U. S. 167, or hold the case pending application to the state court for clarification. See Herb v. Pitcairn, 324 U. S. 117. It seems to me both unnecessary and unwise to reach issues of such broad constitutional significance as those now decided by the Court, before the necessity for deciding them has become apparent.

24 Del. Code, § 1501, reads as follows:

“No keeper of an inn, tavern, hotel, or restaurant, or other place of public entertainment .or refreshment of travelers, guests, or customers shall be obliged, by law, to furnish entertainment or refresh-' ment to persons whose reception or entertainment by him would be offensive to the major part of his customers, and would injure his business.”-

2.2.2.3 Brentwood Academy v. Tennessee Secondary School Athletic Assn. 2.2.2.3 Brentwood Academy v. Tennessee Secondary School Athletic Assn.

BRENTWOOD ACADEMY v. TENNESSEE SECONDARY SCHOOL ATHLETIC ASSOCIATION et al.

No. 99-901.

Argued October 11, 2000

Decided February 20, 2001

*290 Souter, J., delivered the opinion of the Court, in which Stevens, O’Connor, Ginsburg, and Breyer, JJ., joined. Thomas, J., filed a dissenting opinion, in which Rehnquist, C. J., and Scalia and Kennedy, JJ., joined, post, p. 305.

James F. Blumstein argued the cause for petitioner. With him on the briefs were H. Lee Barfield II and G. Thomas Nebel.

Deputy Solicitor General Underwood argued the cause for the United States as amicus curiae urging reversal. With her on the brief were Solicitor General Waxman, Acting Assistant Attorney General Lee, Irving L. Gornstein, Dennis J. Dimsey, and Gregory B. Friel.

Richard L. Colbert argued the cause and filed a brief for respondents. *

*

Briefs of amici curiae urging reversal were filed for the National Women’s Law Center et al. by Marcia D. Greenberger, Barbara A. Burr, and Neena K. Chaudhry; for the Southeast Law Institute by A. Eric Johnston; and for the Tennessee Lawyers’ Association for Women by Linda Carver Whitlow Knight.

Briefs of amici curias urging affirmance were filed for the Florida High School Activities Association, Inc., by Leonard E. Ireland, Jr.; for the Interscholastic Associations by Wayne F. Plaza, Daniel M. Noland, Mallory V. Mayse, and Edmund J. Sikorski, Jr.; and for the Kentucky High School Athletic Association by Danny C. Reeves and David A. French.

David A. Wilson, John C. Bonifaz, and Brenda Wright filed a brief for the National Voting Rights Institute as amicus curiae.

Justice Souter

delivered the opinion of the Court.

The issue is whether a statewide association incorporated to regulate interscholastic athletic competition among public and private secondary schools may be regarded as engaging in state action when it enforces a rule against a member school. The association in question here includes most public schools located within the State, acts through their representatives, draws its officers from them, is largely funded *291by their dues and income received in their stead, and has historically been seen to regulate in lieu of the State Board of Education’s exercise of its own authority. We hold that the association’s regulatory activity may and should be treated as state action owing to the pervasive entwinement of state school officials in the structure of the association, there being no offsetting reason to see the association’s acts in any other way.

I

Respondent Tennessee Secondary School Athletic Association (Association) is a not-for-profit membership corporation organized to regulate interscholastic sport among the public and private high schools in Tennessee that belong to it. No school is forced to join, but without any other authority actually regulating interscholastic athletics, it enjoys the memberships of almost all the State’s public high schools (some 290 of them or 84% of the Association’s voting membership), far outnumbering the 55 private schools that belong. A member school’s team may play or scrimmage only against the team of another member, absent a dispensation.

The Association’s rulemaking arm is its legislative council, while its board of control tends to administration. The voting membership of each of these nine-person committees is limited under the Association’s bylaws to high school principals, assistant principals, and superintendents elected by the member schools, and the public school administrators who so serve typically attend meetings during regular school hours. Although the Association’s staff members are not paid by the State, they are eligible to join the State’s public retirement system for its employees. Member schools pay dues to the Association, though the bulk of its revenue is gate receipts at member teams’ football and basketball tournaments, many of them held in public arenas rented by the Association.

The constitution, bylaws, and rules of the Association set standards of school membership and the eligibility of students to play in interscholastic games. Each school, for *292example, is regulated in awarding financial aid, most coaches must have a Tennessee state teaching license, and players must meet minimum academic standards and hew to limits on student employment. Under the bylaws, “in all matters pertaining to the athletic relations of his school,” App. 138, the principal is responsible to the Association, which has the power “to suspend, to fine, or otherwise penalize any member school for the violation of any of the rules of the Association or for other just cause,” id., at 100.

Ever since the Association was incorporated in 1925, Tennessee’s State Board of Education (State Board) has (to use its own words) acknowledged the corporation’s functions “in providing standards, rules and regulations for interscholastic competition in the public schools of Tennessee,” id., at 211. More recently, the State Board cited its statutory authority, Tenn. Code Ann. §49-1-302 (1996) (App. 220), when it adopted language expressing the relationship between the Association and the State Board. Specifically, in 1972, it went so far as to adopt a rule expressly “designat[ing]” the Association as “the organization to supervise and regulate the athletic activities in which the public junior and senior high schools in Tennessee participate on an interscholastic basis.” Tennessee State Board of Education, Administrative Rules and Regulations, Rule 0520-1-2-.26 (1972) (later moved to Rule 0520-1-2-.Q8). The Rule provided that “the authority granted herein shall remain in effect until revoked” and instructed the State Board’s chairman to “designate a person or persons to serve in an ex-officio capacity on the [Association’s governing bodies].” App. 211. That same year, the State Board specifically approved the Association’s rules and regulations, while reserving the right to review future changes. Thus, on several occasions over the next 20 years, the State Board reviewed, approved, or reaffirmed its approval of the recruiting Rule at issue in this case. In 1996, however, the State Board dropped the original Rule 0520-1-2-.08 expressly designating the Association *293as regulator; it substituted a statement “recognizing] the value of participation in interscholastic athletics and the role of [the Association] in coordinating interscholastic athletic competition,” while “authorizing] the public schools of the state to voluntarily maintain membership in [the Association].” Id., at 220.

The action before us responds to a 1997 regulatory enforcement proceeding brought against petitioner, Brentwood Academy, a private parochial high school member of the Association. The Association’s board of control found that Brentwood violated a rule prohibiting “undue influence” in recruiting athletes, when it wrote to incoming students and their parents about spring football practice. The Association accordingly placed Brentwood’s athletic program on probation for four years, declared its football and boys’ basketball teams ineligible to compete in playoffs for two years, and imposed a $3,000 fine. When these penalties were imposed, all the voting members of the board of control and legislative council were public school administrators.

Brentwood sued the Association and its executive director in federal court under Rev. Stat. § 1979, 42 U. S. C. § 1988, claiming that enforcement of the Rule was state action and a violation of the First and Fourteenth Amendments. The District Court entered summary judgment for Brentwood and enjoined the Association from enforcing the Rule. 13 F. Supp. 2d 670 (MD Tenn. 1998). In holding the Association to be a state actor under § 1983 and the Fourteenth Amendment, the District Court found that the State had delegated authority over high school athletics to the Association, characterized the relationship between the Association and its public school members as symbiotic, and emphasized the predominantly public character of the Association’s membership and leadership. The court relied on language in National Collegiate Athletic Assn. v. Tarkanian, 488 U. S. 179, 193, n. 13 (1988), suggesting that statewide interscholastic athletic associations are state actors, and on other federal eases *294in which such organizations had uniformly been held to be acting under color of state law.

The United States Court of Appeals for the Sixth Circuit reversed. 180 F.3d 758 (1999). It recognized that there is no single test to identify state actions and state actors but applied three criteria derived from Blum v. Yaretsky, 457 U. S. 991 (1982), Lugar v. Edmondson Oil Co., 457 U. S. 922 (1982), and Rendell-Baker v. Kohn, 457 U. S. 830 (1982), and found no state action under any of them. It said the District Court was mistaken in seeing a symbiotic relationship between the State and the Association, it emphasized that the Association was neither engaging in a traditional and exclusive public function nor responding to state compulsion, and it gave short shrift to the language from Tarkanian on which the District Court relied. Rehearing en banc was later denied over the dissent of two judges, who criticized the panel decision for creating a conflict among state and federal courts, for being inconsistent with Tarkanian, and for lacking support in the “functional” analysis of private activity required by West v. Atkins, 487 U. S. 42 (1988), for assessing the significance of cooperation between public officials and a private actor. 190 F. 3d 705 (CA6 1999) (Merritt, J., dissenting from denial of rehearing en banc).

We granted certiorari, 528 U. S. 1153 (2000), to resolve the conflict1 and now reverse.

*295II

A

Our cases try to plot a line between state action subject (however exceptionable) that is not. Tarkanian, supra, at 191; Jackson v. Metropolitan Edison Co., 419 U. S. 345, 349 (1974). The judicial obligation is not only to “ ‘presence] an area of individual freedom by limiting the reach of federal law’ and avoi[d] the imposition of responsibility on a State for conduct it could not control,” Tarkanian, supra, at 191 (quoting Lugar, supra, at 936-937), but also to assure that constitutional standards are invoked “when it can be said that the State is responsible for the specific conduct of which the plaintiff complains,” Blum, supra, at 1004 (emphasis in original). If the Fourteenth Amendment is not to be displaced, therefore, its ambit cannot be a simple line between States and people operating outside formally governmental organizations, and the deed of an ostensibly private organization or individual is to be treated sometimes as if a State had caused it to be performed. Thus, we say that state action may be found if, though only if, there is such a “close nexus between the State and the challenged action” that seemingly private behavior “may be fairly treated as that of the State itself.” Jackson, supra, at 351.2

What is fairly attributable is a matter of normative judgment, and the criteria lack rigid simplicity. From the range of circumstances that could point toward the State behind an individual face, no one fact can function as a necessary condition across the board for finding state action; nor is any set of circumstances absolutely sufficient, for there may be some *296countervailing reason against attributing activity to the government. See Tarkanian, 488 U. S., at 198, 196; Polk County v. Dodson, 454 U. S. 312 (1981).

Our cases have identified a host of facts that can bear on the fairness of such an attribution. We have, for example, held that a challenged activity may be state action when it results from the State’s exercise of “coercive power,” Blum, 457 U. S., at 1004, when the State provides “significant encouragement, either overt or covert,” ibid., or when a private actor operates as a “willful participant in joint activity with the State or its agents,” Lugar, supra, at 941 (internal quotation marks omitted). We have treated a nominally private entity as a state actor when it is controlled by an “agency of the State,” Pennsylvania v. Board of Directors of City Trusts of Philadelphia, 353 U. S. 230, 231 (1957) (per curiam), when it has been delegated a public function by the State, cf., e. g., West v. Atkins, supra, at 56; Edmonson v. Leesville Concrete Co., 500 U. S. 614, 627-628 (1991), when it is “entwined with governmental policies,” or when government is “entwined in [its] management or control,” Evans v. Newton, 382 U. S. 296, 299, 301 (1966).

Amidst such variety, examples may be the best teachers, and examples from our cases are unequivocal in showing that the character of a legal entity is determined neither by its expressly private characterization in statutory law, nor by the failure of the law to acknowledge the entity’s inseparability from recognized government officials.or agencies. Lebron v. National Railroad Passenger Corporation, 513 U. S. 374 (1995), held that Amtrak was the Government for constitutional purposes, regardless of its congressional designation as private; it was organized under federal law to attain governmental objectives and was directed and controlled by federal appointees. Pennsylvania v. Board of Directors of City Trusts of Philadelphia, supra, held the privately endowed Girard College to be a state actor and enforcement of its private founder’s limitation of admission *297to whites attributable to the State, because, consistent with the terms of the settlor’s gift, the college’s board of directors was a state agency established by state law. Ostensibly the converse situation occurred in Evans v. Newton, supra, which held that private trustees to whom a city had transferred a park were nonetheless state actors barred from enforcing racial segregation, since the park served the public purpose of providing community recreation, and “the municipality remained] entwined in [its] management [and] control,” id., at 301.

These examples of public entwinement in the management and control of ostensibly separate trusts or corporations foreshadow this case, as this Court itself anticipated in Tarkanian. Tarkanian arose when an undoubtedly state actor, the University of Nevada, suspended its basketball coach, Tarkanian, in order to comply with rules and recommendations of the National Collegiate Athletic Association (NCAA). The coach charged the NCAA with state action, arguing that the state university had delegated its own functions to the NCAA, clothing the latter with authority to make and apply the university’s rules, the result being joint action making the NCAA a state actor.

To be sure, it is not the strict holding in Tarkanian that points to our view of this case, for we found no state action on the part of the NCAA. We could see, on the one hand, that the university had some part in setting the NCAA’s rules, and the Supreme Court of Nevada had gone so far as to hold that the NCAA had been delegated the university’s traditionally exclusive public authority over personnel. 488 U. S., at 190. But on the other side, the NCAA’s policies were shaped not by the University of Nevada alone, but by several hundred member institutions, most of them having no connection with Nevada, and exhibiting no color of Nevada law. Id., at 193. Since it was difficult to see the NCAA, not as a collective membership, but as surrogate for the one State, we held the organization’s connection with Ne*298vada too insubstantial to ground a state-action claim. Id., at 193, 196.

But dictum in Tarkanian pointed to a contrary result on facts like ours, with an organization whose member public schools are all within a single State. “The situation would, of course, be different if the [Association’s] membership consisted entirely of institutions located within the same State, many of them public institutions created by the same sovereign.” Id., at 193, n. 13. To support our surmise, we approvingly cited two cases: Clark v. Arizona Interscholastic Assn., 695 F. 2d 1126 (CA9.1982), cert. denied, 464 U. S. 818 (1983), a challenge to a state high school athletic association that kept boys from playing on girls’ interscholastic volleyball teams in Arizona; and Louisiana High School Athletic Assn. v. St. Augustine High School, 396 F. 2d 224 (CA5 1968), a parochial school’s attack on the racially segregated system of interscholastic high school athletics maintained by the athletic association. In each instance, the Court of Appeals treated the athletic association as a state actor.

B

Just as we foresaw in Tarkanian, the “necessarily fact-bound inquiry,” Lugar, 457 U. S., at 939, leads to the conclusion of state action here. The nominally private character of the Association is overborne by the pervasive entwinement of public institutions and public officials in its composition and workings, and there is no substantial reason to claim unfairness in applying constitutional standards to it.

The Association is not an organization of natural persons acting on their own, but of schools, and of public schools to the extent of 84% of the total. Under the Association’s bylaws, each member school is represented by its principal or a faculty member, who has a vote in selecting members of the governing legislative council and board of control from eligible principals, assistant principals, and superintendents.

*299Although the findings and prior opinions in this case include no express conclusion of law that public school officials act within the scope of their duties when they represent their institutions, no other view would be rational, the official nature of their involvement being shown in any number of ways. Interscholastic athletics obviously play an integral part in the public education of Tennessee, where nearly every public high school spends money on competitions among schools. Since a pickup system of interscholastic games would not do, these public teams need some mechanism to produce rules and regulate competition. The mechanism is an organization overwhelmingly composed of public school officials who select representatives (all of them public officials at the time in question here), who in turn adopt and enforce the rules that make the system work. Thus, by giving these jobs to the Association, the 290 public schools of Tennessee belonging to it can sensibly be seen as exercising their own authority to meet their own responsibilities. Unsurprisingly, then, the record indicates that half the council or board meetings documented here were held during official school hours, and that public schools have largely provided for the Association’s financial support. A small portion of the Association’s revenue comes from membership dues paid by the schools, and the principal part from gate receipts at tournaments among the member schools. Unlike mere public buyers of contract services, whose payments for services rendered do not convert the service providers into public actors, see Rendell-Baker, 457 U. S., at 839-843, the schools here obtain membership in the service organization and give up sources of their own income to their collective association. The Association thus exercises the authority of the predominantly public schools to charge for admission to their games; the Association does not receive this money from the schools, but enjoys the schools’ moneymaking capacity as its own.

In sum, to the extent of 84% of its membership, the Association is an organization of public schools represented by their *300officials acting in their official capacity to provide an integral element of secondary public schooling. There would be no recognizable Association, legal or tangible, without the public school officials, who do not merely control but overwhelmingly perform all but the purely ministerial acts by which the Association exists and functions in practical terms. Only the 16% minority of private school memberships prevents this entwinement of the Association and the public school system from being total and their identities totally indistinguishable.

To complement the entwinement of public school officials with the Association from the bottom up, the State of Tennessee has provided for entwinement from top down. State Board members are assigned ex officio to serve as members of the board of control and legislative council, and the Association’s ministerial employees are treated as state employees to the extent of being eligible for membership in the state retirement system.

It is, of course, true that the time is long past when the close relationship between the surrogate association and its public members and public officials acting as such was attested frankly. As mentioned, the terms of the State Board’s Rule expressly designating the Association as regulator of interscholastic athletics in public schools were de-; leted in 1996, the year after a Federal District Court held that the Association was a state actor because its rules were “caused, directed and controlled by the Tennessee Board of Education,” Graham v. TSSAA, No. 1:96-CV-044,1995 WL 115890, *5 (ED Tenn., Feb. 20, 1995).3

*301But the removal of the designation language from Rule 0520-1-2-.08 affected nothing but words. Today the State Board’s member-designees continue to sit on the Association’s committees as nonvoting members, and the State continues to welcome Association employees in its retirement scheme. The close relationship is confirmed by the Association’s enforcement of the same preamendment rules and regulations reviewed and approved by the State Board (including the recruiting Rule challenged by Brentwood), and by the State Board’s continued willingness to allow students to satisfy its physical education requirement by taking part in interscholastic athletics sponsored by the Association. The most one can say on the evidence is that the State Board once freely acknowledged the Association’s official character but now does it by winks and nods.4 The amendment to the Rule in 1996 affected candor but not the “momentum” of the Association’s prior involvement with the State Board. Evans v. Newton, 382 U. S., at 301. The District Court spoke to this point in finding that because of “custom and *302practice,” “the conduct of the parties has not materially changed” since 1996, “the connections between TSSAA and the State [being] still pervasive and entwined.” 13 F. Supp. 2d, at 681.

The entwinement down from the State Board is therefore unmistakable, just as the entwinement up from the member public schools is overwhelming. Entwinement will support a conclusion that an ostensibly private organization ought to be charged with a public character and judged by constitutional standards; entwinement to the degree shown here requires it.

C

Entwinement is also the answer to the Association’s several arguments offered to persuade us that the facts would not support a finding of state action under various criteria applied in other cases. These arguments are beside the point, simply because the facts justify a conclusion of state action under the criterion of entwinement, a conclusion in no sense unsettled merely because other criteria of state action may not be satisfied by the same facts.

The Association places great stress, for example, on the application of a public function test, as exemplified in Rendell-Baker v. Kohn, 457 U. S. 830 (1982). There, an apparently private school provided education for students whose special needs made it difficult for them to finish high school. The record, however, failed to show any tradition of providing public special education to students unable to cope with a regular school, who had historically been cared for (or ignored) according to private choice. It was true that various public school districts had adopted the practice of referring students to the school and paying their tuition, and no one disputed that providing the instruction aimed at a proper public objective and conferred a public benefit. But we held that the performance of such a public function did not permit a finding of state action on the part of the school unless the function performed was exclusively and tradition*303ally public, as it was not in that case. The Association argues that application of the public function criterion would produce the same result here, and we will assume, arguendo, that it would. But this case does not turn on a public function test, any more than Rendell-Baker had anything to do with entwinement of public officials in the special school.

For the same reason, it avails the Association nothing to stress that the State neither coerced nor encouraged the actions complained of. “Coercion” and “encouragement” are like “entwinement” in referring to kinds of facts that can justify characterizing an ostensibly private action as public instead. Facts that address any of these criteria are significant, but no one criterion must necessarily be applied. When, therefore, the relevant facts show pervasive entwinement to the point of largely overlapping identity, the implication of state action is not affected by pointing out that the facts might not loom large under a different test.

D

This is not to say that all of the Association’s arguments are rendered beside the point by the public officials’ involvement in the Association, for after application of the entwinement criterion, or any other, there is a further potential issue, and the Association raises it. Even facts that suffice to show public action (or, standing alone, would require such a finding) may be outweighed in the name of some value at odds with finding public accountability in the circumstances. In Polk County, 454 U. S., at 322, a defense lawyer’s actions were deemed private even though she was employed by the county and was acting within the scope of her duty as a public defender. Full-time public employment would be conclusive of state action for some purposes, see West v. Atkins, 487 U. S., at 50, accord, Lugar, 457 U. S., at 935, n. 18, but not when the employee is doing a defense lawyer’s primary job; then, the public defender does “not ac[t] on behalf of the State; he is the State’s adversary.” Polk County, supra, at *304323, n. 13. The state-action doctrine does not convert opponents into virtual agents.

The assertion of such a countervailing value is the nub of each of the Association’s two remaining arguments, neither of which, however, persuades us. The Association suggests, first, that reversing the judgment here will somehow trigger an epidemic of unprecedented federal litigation. Brief for Respondents 35. Even if that might be counted as a good reason for a Polk County decision to call the Association’s action private, the record raises no reason for alarm here. Save for the Sixth Circuit, every Court of Appeals to consider a statewide athletic association like the one here has found it a state. actor. This majority view began taking shape even before Tarkanian, which cited two such decisions approvingly, see supra, at 298 (and this was six years after Blum, Rendell-Baker, and Lugar, on which the Sixth Circuit relied here). No one, however, has pointed to any explosion of § 1983 cases against interscholastic athletic associations in the affected jurisdictions. Not to put too fine a point on it, two District Courts in Tennessee have previously held the Association itself to be a state actor, see Graham, 1995 WL 115890, at *5; Crocker v. Tennessee Secondary School Athletic Assn., 735 F. Supp. 753 (MD Tenn. 1990), affirmance order, 908 F. 2d 972, 973 (CA6 1990), but there is no evident wave of litigation working its way across the State. A reversal of the judgment here portends nothing more than the harmony of an outlying Circuit with precedent otherwise uniform.

Nor do we think there is anything to be said for the Association’s contention that there is no need to treat it as a state actor since any public school applying the Association’s rules is itself subject to suit under § 1983 or Title IX of the Education Amendments of 1972, 86 Stat. 373, 20 U. S. C. §§ 1681-1688. Brief for Respondents 30. If Brentwood’s claim were pushing at the edge of the class of possible defendant state actors, an argument about the social utility of expand*305ing that class would at least be on point, but because we are nowhere near the margin in this case, the Association is really asking for nothing less than a dispensation for itself. Its position boils down to saying that the Association should not be dressed in state clothes because other, concededly public actors are; that Brentwood should be kept out of court because a different plaintiff raising a different claim in a different case may find the courthouse open. Pleas for special treatment are hard to sell, although saying that does not, of course, imply anything about the merits of Brentwood’s complaint; the issue here is merely whether Brentwood properly names the Association as a §1983 defendant, not whether it should win on its claim.

The judgment of the Court of Appeals for the Sixth Circuit is reversed, and the case is remanded for further proceedings consistent with this opinion.

It is so ordered.

A number of other courts have held statewide athletic associations to be state actors. Griffin High School v. Illinois High School Assn., 822 F. 2d 671, 674 (CA7 1987); Clark v. Arizona Interscholastic Assn., 695 F. 2d 1126, 1128 (CA9 1982), cert. denied, 464 U. S. 818 (1988); In re United States ex rel. Missouri State High School Activities Assn., 682 F 2d 147, 151 (CA8 1982); Louisiana High School Athletic Assn. v. St. Augustine High School, 396 F. 2d 224, 227-228 (CA5 1968); Oklahoma High School Athletic Assn. v. Bray, 321 F 2d 269, 272-273 (CA10 1963); Indiana High School Athletic Assn. v. Carlberg, 694 N. E. 2d 222, 229 (Ind. 1997); Mississippi High School Activities Assn., Inc. v. Coleman, 631 So. 2d 768, 774-775 (Miss. 1994); Kleczek v. Rhode Island Interscholastic League, Inc., 612 A. 2d 734, 736 (R. I. 1992); see also Moreland v. Western Penn. Inter*295scholastic Athletic League, 572 F. 2d 121, 125 (CA3 1978) (state action conceded).

If a defendant’s conduct satisfies the state-action requirement of the Fourteenth Amendment, the conduct also constitutes action “under color of state law” for § 1983 purposes. Lugar v. Edmondson Oil Co., 457 U. S. 922, 935 (1982).

The District Court in Graham held that “[t]his delegation of authority to TSSAA by Tennessee, standing alone, is sufficient to make TSSAA a state actor” under the “state compulsion test,” which it understood to provide that a State could exercise such coercive power or provide such significant encouragement, either overt or covert, that the choice of the private actor must be deemed to be that of the State as a matter of *301law. 1995 WL 115890, at *4-*5 (citing Blum v. Yaretsky, 457 U. S. 991, 1004 (1982)).

The significance of winks and nods in state-action doctrine seems to be one of the points of the dissenters’ departure from the rest of the Court. In drawing the public-private action line, the dissenters would emphasize the formal clarity of the legislative action providing for the appointment of Girard College’s trustees, see supra, at 296-297; post, at 310, in preference to our reliance on the practical certainty in this case that public officials will control operation of the Association under its bylaws. Similarly, the dissenters stress the express formality of the special statute defining Amtrak’s ties to the Government, see supra, at 296; post, at 310, in contrast to the reality in this case that the Association’s organizers structured the Association’s relationships to the officialdom of public education. But if formalism were the sine qua non of state action, the doctrine would vanish owing to the ease and inevitability of its evasion, and for just that reason formalism has never been controlling. For example, a criterion of state action like symbiosis (which the dissenters accept, post, at 311) looks not to form but to an underlying reality.

Justice Thomas,

with whom The Chief Justice, Justice Scalia, and Justice Kennedy join, dissenting.

We have never found state action based upon mere “entwinement.” Until today, we have found a private organization’s acts to constitute state action only when the organization performed a public function; was created, coerced, or encouraged by the government; or acted in a symbiotic relationship with the government. The majority’s holding— that the Tennessee Secondary School Athletic Association’s (TSSAA) enforcement of its recruiting rule is state action— not only extends state-action doctrine beyond its permissible limits but also encroaches upon the realm of individual freedom that the doctrine was meant to protect. I respectfully dissent.

I

Like the state-action requirement of the Fourteenth Amendment, the state-action element of 42 U. S. C. § 1988 excludes from its coverage “merely private conduct, however *306discriminatory or wrongful.” American Mfrs. Mut Ins. Co. v. Sullivan, 526 U. S. 40, 50 (1999) (internal quotation marks omitted). “Careful adherence to the ‘state action’ requirement” thus “preserves an area of individual freedom by limiting the reach of federal law and federal judicial power.” Lugar v. Edmondson Oil Co., 457 U. S. 922, 936 (1982). The state-action doctrine also promotes important values of federalism, “avoiding] the imposition of responsibility on a State for conduct it could not control.” National Collegiate Athletic Assn. v. Tarkanian, 488 U. S. 179, 191 (1988). Although we have used many different tests to identify state action, they all have a common purpose. Our goal in every case is to determine whether an action “can fairly be attributed to the State.” Blum v. Yaretsky, 457 U. S. 991, 1004 (1982); American Mfrs., supra, at 52.

A

Regardless of these various tests for state action, common sense dictates that the TSSAA’s actions cannot fairly be attributed to the State, and thus cannot constitute state action. The TSSAA was formed in 1925 as a private corporation to organize interscholastic athletics and to sponsor tournaments among its member schools. Any private or public secondary school may join the TSSAA by signing a contract agreeing to comply with its rules and decisions. Although public schools currently compose 84% of the TSSAA’s membership, the TSSAA does not require that public schools constitute a set percentage of its membership, and, indeed, no public school need join the TSSAA. The TSSAA’s rules are enforced not by a state agency but by its own board of control, which comprises high school principals, assistant principals, and superintendents, none of whom must work at a public school. Of course, at the time the recruiting rule was enforced in this case, all of the board members happened to be public school officials. However, each board member acts in *307a representative capacity on behalf of all the private and public schools in his region of Tennessee, and not simply his individual school.

The State of Tennessee did not create the TSSAA. The State does not fund the TSSAA and does not pay its employees.1 In fact, only 4% of the TSSAA’s revenue comes from the dues paid by member schools; the bulk of its operating budget is derived from gate receipts at tournaments it sponsors. The State does not permit the TSSAA to use state-owned facilities for a discounted fee, and it does not exempt the TSSAA from state taxation. No Tennessee law authorizes the State to coordinate interscholastic athletics or empowers another entity to organize interscholastic athletics on behalf of the State.2 The only state pronouncement ac*308knowledging the TSSAA’s existence is a rule providing that the State Board of Education permits public schools to maintain membership in the TSSAA if they so choose.3

Moreover, the State of Tennessee has never had any involvement in the particular action taken by the TSSAA in this case: the enforcement of the TSSAA’s recruiting rule prohibiting members from using “undue influence” on students or their parents or guardians “to secure or to retain a student for athletic purposes.” App. 115. There is no indication that the State has ever had any interest in how schools choose to regulate recruiting.4 In fact, the TSSAA’s authority to enforce its recruiting rule arises solely from the voluntary membership contract that each member school signs, agreeing to conduct its athletics in accordance with the rules and decisions of the TSSAA.

B

Even approaching the issue in terms of any of the Court’s specific state-action tests, the conclusion is the same: The TSSAA’s enforcement of its recruiting rule against Brent-wood Academy is not state action. In applying these tests, *309courts of course must place the burden of persuasion on the plaintiff, not the defendant, because state action is an element of a § 1983 claim. American Mfrs., 526 U. S., at 49-50; West v. Atkins, 487 U. S. 42, 48 (1988).

The TSSAA has not performed a function that has been “traditionally exclusively reserved to the State.” Jackson v. Metropolitan Edison Co., 419 U. S. 345, 352 (1974). The organization of interscholastic sports is neither a traditional nor an exclusive public function of the States. Widespread organization and administration of interscholastic contests by schools did not begin until the 20th century. See M. Lee, A History of Physical Education and Sports in the U. S. A. 73 (1983) (explaining that what little interscholastic athletics there was in the 19th century “came almost entirely in the closing decade of the century and was largely pupil inspired, pupil controlled, and pupil coached”); id., at 68, 146 (stating that no control of high school sports occurred until 1896, when a group of teachers in Wisconsin set up a committee to control such contests, and pointing out that “[i]t was several years before the idea caught on in other states”). Certainly, in Tennessee, the State did not even show an interest in interscholastic athletics until 47 years after the TSSAA had been in existence and had been orchestrating athletic contests throughout the State. Even then, the State Board of Education merely acquiesced in the TSSAA’s actions and did not assume the role of regulating interscholastic athletics. Cf. Blum, 457 U. S., at 1004-1005 (“Mere approval of or acquiescence in the initiatives of a private party is not sufficient to justify holding the State responsible for those, initiatives . . .”); see also Flagg Bros., Inc. v. Brooks, 436 U. S. 149, 164-165 (1978). The TSSAA no doubt serves the public, particularly the public schools, but the mere provision of a service to the public does not render such provision a traditional and exclusive public function. See Rendell-Baker v. Kohn, 457 U. S. 830, 842 (1982).

*310It is also obvious that the TSSAA is not an entity created and controlled by the government for the purpose of fulfilling a government objective, as was Amtrak in Lebron v. National Railroad Passenger Corporation, 513 U. S. 374, 394 (1995). See also Pennsylvania v. Board of Directors of City Trusts of Philadelphia, 353 U. S. 230 (1957) (per curiam) (holding that a state agency created under state law was a state actor). Indeed, no one claims that the State of Tennessee played any role in the creation of the TSSAA as a private corporation in 1925. The TSSAA was designed to fulfill an objective — the organization of interscholastic athletic tournaments — that the government had not contemplated, much less pursued. And although the board of control currently is composed of public school officials, and although public schools currently account for the majority of the TSSAA’s membership, this is not required by the TSSAA’s constitution.

In addition, the State of Tennessee has not “exercised coercive power or ... provided such significant encouragement [to the TSSAA], either overt or covert,” Blum, 457 U. S., at 1004, that the TSSAA’s regulatory activities must in law be deemed to be those of the State. The State has not promulgated any regulations of interscholastic sports, and nothing in the record suggests that the State has encouraged or coerced the TSSAA in enforcing its recruiting rule. To be sure, public schools do provide a small portion of the TSSAA’s funding through their membership dues, but no one argues that these dues are somehow conditioned on the TSSAA’s enactment and enforcement of recruiting rules.5 *311Likewise, even if the TSSAA were dependent on state funding to the extent of 90%, as was the case in Blum, instead of less than 4%, mere financial dependence on the State does not convert the TSSAAs actions into acts of the State. See Blum, supra, at 1011; Rendell-Baker, supra, at 840; see also Moose Lodge No. 107 v. Irvis, 407 U. S. 163, 173 (1972) (“The Court has never held, of course, that discrimination by an otherwise private entity would be violative of the Equal Protection Clause if the private entity receives any sort of benefit or service at all from the State..Furthermore, there is no evidence of “joint participation,” Lugar, 457 U. S., at 941-942, between the State and the TSSAA in the TSSAAs enforcement of its recruiting rule. The TSSAAs board of control enforces its recruiting rule solely in accordance with the authority granted to it under the contract that each member signs.

Finally, there is no “symbiotic relationship” between the State and the TSSAA. Moose Lodge, supra, at 175; cf. Burton v. Wilmington Parking Authority, 365 U. S. 715 (1961). Contrary to the majority’s assertion, see ante, at 299-300, the TSSAAs “fiscal relationship with the State is not different from that of many contractors performing services for the government.” Rendell-Baker, supra, at 843. The TSSAA provides a service — the organization of athletic tournaments — in exchange for membership dues and gate fees, just as a vendor could contract with public schools to sell refreshments at school events. Certainly the public school could sell its own refreshments, yet the existence of that option does not transform the service performed by the contractor into a state action. Also, there is no suggestion in this case that, as was the case in Burton, the State profits from the TSSAA’s decision to enforce its recruiting rule.

*312Because I do not believe that the TSSAA’s action of enforcing its recruiting rule is fairly attributable to the State of Tennessee, I would affirm.

II

Although the TSSAA’s enforcement activities cannot be considered state action as a matter of common sense or under any of this Court’s existing theories of state action, the majority presents a new theory. Under this theory, the majority holds that the combination of factors it identifies evidences “entwinement” of the State with the TSSAA, and that such entwinement converts private action into state action. Ante, at 296-297. The majority does not define “en-twinement,” and the meaning of the term is not altogether clear. But whatever this new “entwinement” theory may entail, it lacks any support in our state-action jurisprudence. Although the majority asserts that there are three examples of entwinement analysis in our cases, there is no case in which we have rested a finding of state action on entwinement alone.

Two of the cases on which the majority relies do not even use the word “entwinement.” See Lebrón v. National Railroad Passenger Corporation, supra; Pennsylvania v. Board of Directors of City Trusts of Philadelphia, supra. Lebrón concerned the status of Amtrak, a corporation that Congress created and placed under Government control for the specific purpose of achieving a governmental objective (namely, to avert the threatened extinction of passenger train service in the United States). 513 U. S., at 383, 386. Without discussing any notion of entwinement, we simply held that, when “the Government creates a corporation by special law, for the furtherance of governmental objectives, and retains for itself permanent authority to appoint a majority of the directors of that corporation, the corporation is part of the Government for purposes of the First Amendment.” Id., at 400. Similarly, in *313City Trusts, we did not consider entwinement when we addressed the question whether an agency established by state law was a state actor. See 353 U. S., at 231. In that case, the Pennsylvania Legislature passed a law creating a board of directors to operate a racially segregated school for orphans. Ibid. Without mentioning “entwinement,” we held that, because the board was a state agency, its actions were attributable to the State. Ibid.

The majority’s third example, Evans v. Newton, 382 U. S. 296 (1966), lends no more support to an “entwinement” theory than do Lebrón and City Trusts. Although Evans at least uses the word “entwined,” 382 U. S., at 299 (“Conduct that is formally ‘private’ may become so entwined with governmental policies or so impregnated with a governmental character as to become subject to the constitutional limitations placed upon state action”), we did not discuss entwinement as a distinct concept, let alone one sufficient to transform a private entity into a state actor when traditional theories of state action do not. On the contrary, our analysis rested on the recognition that the subject of the dispute, a park, served a “public function,” much like a fire department or a police department. Id., at 302. A park, we noted, is a “public facility” that “serves the community.” Id., at 301-302. Even if the city severed all ties to the park and placed its operation in private hands, the park still would be “municipal in nature,” analogous to other public facilities that have given rise to a finding of state action: the streets of a company town in Marsh v. Alabama, 326 U. S. 501 (1946), the elective process in Terry v. Adams, 345 U. S. 461 (1953), and the transit system in Public Util. Comm’n of D. C. v. Pollak, 343 U. S. 451 (1952). 382 U. S., at 301-302. Because the park served public functions, the private trustees operating the park were considered to be state actors.6

*314These cases, therefore, cannot support the majority’s “en-twinement” theory. Only Evans speaks of entwinement at all, and it does not do so in the same broad sense as does the majority.7 Moreover, these cases do not suggest that the TSSAA’s activities can be considered state action, whether the label for the state-action theory is “entwinement” or anything else.

* * *

Because the majority never defines “entwinement,” the scope of its holding is unclear. If we are fortunate, the majority’s fact-specific analysis will have little bearing beyond this case. But if the majority’s new entwinement test develops in future years, it could affect many organizations that foster activities, enforce rules, and sponsor extracurricular competition among high schools — not just in athletics, but in such diverse areas as agriculture, mathematics, music, marching bands, forensics, and cheerleading. Indeed, this entwinement test may extend to other organizations that are composed of, or controlled by, public officials or public entities, such as firefighters, policemen, teachers, cities, or coun*315ties. I am not prepared to say that any private organization that permits public entities and public officials to participate acts as the State in anything or everything it does, and our state-action jurisprudence has never reached that far. The state-action doctrine was developed to reach only those actions that are truly attributable to the State, not to subject private citizens to the control of federal courts hearing § 1983 actions.

I respectfully dissent.

Although the TSSAA’s employees, who typically are retired teachers, are allowed to participate in the state retirement system, the State does not pay any portion of the employer contribution for them. The TSSAA is one of three private associations, along with the Tennessee Education Association and the Tennessee School Boards Association, whose employees are statutorily permitted to participate in the state retirement system. Tenn. Code Ann. § 8-35-118 (1993).

The first formal state acknowledgment of the TSSAA’s existence did not occur until 1972, when the State Board of Education passed a resolution stating that it “recognizes and designates [the TSSAA] as the organization to supervise and regulate the athletic activities in which the public junior and senior high schools of Tennessee participate in on an interscholastic basis.” App. 211. There is no indication that the TSSAA invited this resolution or that the resolution in any way altered the actions of the TSSAA or the State following its adoption in 1972. In fact, it appears . that the resolution was not entirely accurate: The TSSAA does not supervise or regulate regular season interscholastic contests. In any event, the resolution was revoked in 1996. Contrary to the majority’s reference to its revocation as being “winks and nods,” ante, at 301, the repeal of the 1972 resolution appeal’s to have had no more impact on the TSSAA’s operation than did its passage.

The majority also cites this resolution to support its assertion that “[e]ver since the Association was incorporated in 1925, Tennessee’s State Board of Education . . . has acknowledged the corporation’s function ‘in *308providing standards, rules and regulations for interscholastic competition in the public schools of Tennessee.’ ” Ante, at 292. However, there is no evidence in the record that suggests that the State of Tennessee or the State Board of Education had any involvement or interest in the TSSAA prior to 1972.

The Rule provides: “The State Board of Education recognizes the value of participation in interscholastic athletics and the role of the Tennessee Secondary School Athletic Association in coordinating interscholastic athletic competition. The State Board of Education authorizes the public schools of the state to voluntarily maintain membership in the Tennessee Secondary School Athletic Association.” Tenn. Comp. Rules & Regs. § 0520 — 1—2—.08(1) (2000).

The majority relies on the fact that the TSSAA permits members of the State Board of Education to serve ex officio on its board of control to support its “top-down” theory of state action. But these members are not voting members of the TSSAA’s board of control and thus cannot exert any control over its actions.

The majority emphasizes that public schools joining the TSSAA “give up sources of their own income to their collective association” by allowing the TSSAA “to charge for admission to their games.” Ante, at 299. However, this would be equally true whenever a State contracted with a private entity: The State presumably could provide the same service for profit, if it so chose. In Rendell-Baker v. Kohn, 457 U. S. 830 (1982), for example, the State could have created its own school for students with special needs and charged for admission. Or in Blum v. Yaretsky, 457 *311U. S. 991 (1982), the State could have created its own nursing homes and charged individuals to stay there. The ability of a State to make money by performing a service it has chosen to buy from a private entity is hardly an indication that the service provider is a state actor.

We have used the word “entwined” in another ease, Gilmore v. Montgomery, 417 U. S. 556, 565 (1974), which the majority does not cite. In Gilmore, we held that a city could not grant exclusive use of public fadli*314ties to racially segregated groups. Id., at 566. The city, we determined, was “engaged in an elaborate subterfuge” to circumvent a court order desegregating the city’s recreational facilities. Id., at 567. The grant of exclusive authority was little different from a formal agreement to run a segregated recreational program. Ibid. Thus, although we quoted the “entwined” language from Evans v. Newton, 382 U. S. 296 (1966), we were not using the term in the same loose sense the majority uses it today. And there is certainly no suggestion that the TSSAA has structured its recruiting rule specifically to evade review of an activity that previously was deemed to be unconstitutional state action.

The majority’s reference to National Collegiate Athletic Assn. v. Tarkanian, 488 U. S. 179 (1988), as foreshadowing this case, ante, at 297-298, also does not support its conclusion. Indeed, the reference to Tarkanian is ironic because it is not difficult to imagine that application of the majority’s entwinement test could change the result reached in that case, so that the National Collegiate Athletic Association’s actions could be found to be state action given its large number of public institution members that virtually control the organization.

2.2.2.4 Moose Lodge No. 107 v. Irvis 2.2.2.4 Moose Lodge No. 107 v. Irvis

MOOSE LODGE NO. 107 v. IRVIS et al.

No. 70-76.

Argued February 28, 1972

Decided June 12, 1972

*164 Rehnquist, J., delivered the opinion of the Court, in which Burger, C. J., and Stewart, White, Blackmun, and Powell, JJ., joined., Douglas, J., filed a dissenting opinion, in which Marshall, Jjoined, post, p. 179. Brennan, J., filed a dissenting opinion, in which Marshall, J., joined, post, p. 184.

■Frederick Bernays Wiener argued the cause for appellant. With him on the briefs were Clarence J. Ruddy, Robert E. Woodside, and Thomas D. Caldwell, Jr..

Harry J. Rubin argued the cause for appellees and filed briefs for appellee Irvis. J. Shane Creamer, Attorney General of Pennsylvania, and Peter W. Brown and Salvatore J. Cucinotta, Deputy Attorneys General, filed a brief for appellees Scott et al.

Robert A. Yothers filed a brief for the Benevolent and Protective Order of Elks, of the United States as amicus curiae urging reversal.

Briefs of amici curiae urging affirmance were filed by. John T. Rigby for the Lawyers’ Committee for Civil Rights Under Law, and by Samuel Rabinove, Paul S. Berger, Joseph B. Robison, Arnold Forster, Paul Hartman, and. Joseph Z. Fleming for- the American Jewish Committee et al.

William H. Botzer and Jack P, Janetatos filed a brief for the Washington State Federation of Fraternal, Patriotic, City and Country Clubs .as amicus curiae.

Mb. Justice Rehnquist

delivered the opinion , of the Court.

Appellee Irvis, a Negro (hereafter appellee), was refused service by appellant Moose Lodge, a local branch of the national fraternal organization located in Harrisburg, *165Pennsylvania. Appellee then brought this action under 42 U. S. C; § 1983 for injunctive relief in the United States District Court for the Middle District of Pennsylvania. He claimed that because the Pennsylvania liquor board had issued appellant Moose Lodge a private club license that authorized the sale of alcoholic beverages on its premises,, the refusal of service to him was “state action” for the purposes of the Equal Protection Clause of the Fourteenth Amendment. He named both Moose Lodge and the Pennsylvania Liquor Authority as defendants, seeking injunctive relief that would have required the defendant liquor board to revoke Moose Lodge’s license so long as it continued its discriminatory practices. Ap-pellee sought no damages.

A three-judge district court, convened at appellee’s, request, upheld- his contention on the merits, and entered a-decree dedarmg-invalid the liquor license issued to Moose Lodge “as long as it follows a policy of racial discrimination in its membership or operating policies or practices.” Moose Lodge alone appealed from the decree, and we postponed decision as to jurisdiction until the hearing on the merits, 401 U. S. 992. Appellant urges, in the alternative, that we either vacate the judgment belowvbecause there is not presently a case or controversy between the parties, or that we reverse on the merits.

I

The District Court in its opinion found that “a Caucasian member in good standing brought plaintiff, a Negro, to the Lodge’s dining room and bar as his guest and requested service of food and beverages. The Lodge through its employees refused service to plaintiff solely because he is a Negro.” 318 F. Supp. 1246,- 1247. It' is undisputed that each local. Moose Lodge is bound by the constitution and general bylaws of *166the Supreme Lodge, the latter of which contain a provision limiting membership in the lodges to white male Caucasians. The District Court in this connection found that “[t]he lodges accordingly maintain a policy and practice of restricting membership to the Caucasian race and permitting members to bring, only Caucasian guests on lodge premises, particularly to the dining room and bar.” Ibid.

The District Court ruled, in favor of appellee oh his Fourteenth Amendment claim, and entered the previously described decree. Following its loss on the merits in the District Court, Moose Lodge moved to modify the final decree by limiting its effect to discriminatory policies with respect to the service of guests. Appellee bpposed the proposed, modification, and the court denied the motion.

The District Court did not find, and it could not- have found on this record, that appellee had sought membership in Moose Lodge, and been denied it. Appellant contends that because of . this fact, appellee had no standing to litigate the constitutional issue respecting Moose Lodge’s membership requirements, and that therefore the, decree of the court below erred insofar as it decided' that issue.

Any injury to appellee from the conduct of Moose Lodge stemmed, not from the lodge’s membership requirements, but from its policies with respect to the serving of guests of members. Appellee has standing to seek redress for injuries done to him, but may not seek redress for injuries done to others. Virginian R. Co. v. System, Federation, 300 U. S. 515, 558 (1937); Erie R. Co. v. Williams, 233 U. S. 685, 697 (1914)., While this Court has held that in exceptional situations a concededly injured party may rely on the constitutional rights of a third party in obtaining relief, Barrows v. *167Jackson, 346 U. S. 249 (1953),1 in this case appellee was not injured by Moose Lodge’s membership policy since he never sought to become a member.

Appellee relies on Flast v. Cohen, 392 U. S. 83 (1968), and Law Students Research Council v, Wadmond, 401 U. S. 154 (1971), to support the breadth of the District Court’s decree. Flast v. Cohen held that a federal taxpayer had standing qua taxpayer to challenge the expenditure of federal funds authorized by Congress iinder the taxing and spending clause of the Constitution. The Court in Flast pointed out:

“It will not be sufficient to allege an incidental expenditure of tax funds in the administration of an essentially regulatory statute. This requirement is consistent with the limitation imposed upon state-taxpayer standing in federal courts in Doremus v. Board of Education, 342 U. S. 429 (1952).” 392 U. S., at 102.

The taxpayer’s claim in Flast, of course, was that the proposed expenditure violated the Establishment Clause of the First Amendment to the Constitution, a clause which by its terms prohibits taxing and spending in aid of religion.

The Court in Law Students Research Council v. Wadmond, supra, noted that while appellants admitted that no person involved in that litigation had been refused admission to the New York bar, they claimed that the existence of New York’s system of screening applicants for admission to the bar worked, a chilling effect upon the free exercise of the rights of speech and association of students who must anticipate having to meet its' *168requirements. The Court then went on to decide the merits of .the students’ contention. While the doctrine of "overbreadth” has been held by this Court in prior decisions to accord standing by reason of the “chilling effect” that a particular law might have upon the exercise of the First Amendment rights, that doctrine has not' been applied- to constitutional litigation in areas other than those relating to the First Amendment.

We believe that Moose Lodge is correct, therefore, in contending that the District Court in its decree went beyond the vindication of any claim that appellee had standing to litigate. Appellee did, however, have standing to ■ litigate the constitutional validity of Moose Lodge’s policies relating to the service of guests of members. The language of the decree, insofar as it referred to Moose Lodge’s “policy of racial discrimination in its membership or operating policies or practices” is suflfi-ciently broad to encompass practices relating to the service of guests of members, as well as policies and practices relating to the acceptance of members. But Moose Lodge .claims that, because of the position appel-lee took on the motion to modify the decree, he in effect disclaimed any interest in obtaining relief based solely on the Lodge’s practice with respect to serving the guests of members.

Appellee in his brief on this point says: .

“[Moose Lodge’s argument as to mootness] is based upon Moose Lodge’s motion to modify the decree ... and somehow to allow it to change its operations and to. permit Irvis to be brought to the Moose Lodge’s premises as a guest. But, as Irvis pointed out in his answer to this motion . . . nothing at all would be changed even if this were done because the vice of racial discrimination arose from the privileges of membership, either those accruing to a person in his own enjoyment of them or those *169accruing to a person in his ability to bring a guest or guests to Moose Lodge. Nothing in the suggested modification would make repetition impossible because the fact that Irvis was' a guest was purely happenstance. Whether he be barred because no member would invite him or because he has no opportunity to become a member, the situation' remains unchanged.” (Brief for Appellee 41.)

During oral argument of the case here, counsel for appellee was asked to explain why he opposed the motion to modify made in the lower court, and he responded as follows:

“The motion to modify which would have allowed Mr. Irvis or any others tó be admitted as a guest would have done nothing to'remove the Commonwealth of Pennsylvania from the discriminatory actions of the Moose Lodge.
“That is, it still would have been a matter of being dependent upon a white member of the Moose Lodge to invite him there. It would have been a matter of no particular Negro being sure that the Moose Lodge would or would not discriminate. The. Commonweath of Pennsylvania would still be issuing that license to a discriminating private club. And I think it’s worth noting that at the time this motion to modify was being presented, the Moose Lodge was in the process, of aménding its by-laws to forbid Negroes from being guests. So, at the same time they were saying let us modify the decree so that we can -admit Mr. Irvis as a guest, their by-laws were being amended to say no Negroes can come in as guests, let alone members.
“We feel that the idea that he should then be allowed to come in as a guest through a modification of the decree does not go to the heart of the *170problem. It does not supply the type of redress that we think cuts through the problem of state participation or support for the discrimination of the Moose Lodge, and that is why we oppose it.” Tr. of Oral Arg. 31-32.

We are loath to attach conclusive weight to the relatively spontaneous responses of counsel to equally spontaneous questioning from the Court during oral argument. However, upon examination of this answer it reflects substantially the same position as appellee took in his brief here. While it is possible to infer from these statements that appellee is simply not interested in obtaining any relief as to guest practices of Moose Lodge if he should prevail on the merits, it is equally possible to read them as being tactical arguments designed to avoid having to settle for half a loaf when he' might obtain the whole loaf.

The mere refusal by appellee to consent to the proposed amendment of the judgment by itself could not be construed as a waiver or disclaimer of injunctive relief directed solely to Moose Lodge’s practice with respect to the service of guests. Appellee’s complaint, while directed primarily at membership policies of Moose Lodge, contained a customary prayer for other relief which was broad enough to embrace relief with respect to the practices of the lodge in serving guests of members. . The District Court in its decree used language that was clearly broad enough to include such practices, as well as the membership policies of Moose Lodge. Having thus prayed for. such relief in his complaint, and having obtained it from the District Court, nothing less than an explicit renunciation of any claim or desire for such relief here would justify our concluding that there was no longer a case or controversy with respect to Moose Lodge’s practices in serving guests of members. We do not Believe that a fair reading of appellee’s *171argument in opposition to the motion to amend the judgment below, or of the statements made in his brief and oral argument here, amount to such an explicit renunciation.

Because appellee had no standing to litigate a constitutional claim arising out of Moose Lodge’s membership practices, the District Court erred in reaching that issue on the merits. But it did not err in reaching the constitutional claim of appellee that Moose Lodge’s guest-service practices under these circumstances violated the Fourteenth Amendment. Nothing in the positions taken by the parties since the entry of the District Court decree has mooted that claim, and we therefore turn to its disposition.

II

Moose Lodge is a private club in the ordinary meaning of that term. It is a local chapter of a national fraternal organization having well-defined requirements for membership. It conducts all of its activities in a building that is owned by it. It is not publicly funded. Only members and guests are permitted in any lodge of the order; one may become a guest only by invitation of a member or upon invitation of the house committee.

Appellee, while conceding the right of private clubs to choose members upon a discriminatory basis, asserts that the licensing of Moose Lodge to serve liquor by the Pennsylvania Liquor Control Board amounts to such state involvement with the club’s activities as to make its discriminatory practices forbidden by the Equal Protection Clause of the Fourteenth Amendment. The relief sought and obtained by appellee in the District Court was an injunction forbidding the licensing by the liquor authority of Moose Lodge until it ceased its discriminatory practices. We conclude that Moose Lodge’s refusal to serve food and beverages to a guest *172by reason of the fact that he was a Negro does not, under the circumstances here presented, violate the Fourteenth Amendment.

In J.883, this Court in The Civil Rights Cases, 109 U. S. 3, set forth the essential dichotomy between discriminatory action by the State, which is prohibited by the Equal Protection Clause, and private conduct, “however discriminatory or wrongful,” against which that clause-“erects no shield,” Shelley v. Kraemer, 334 U. S. 1, 13 (1948). That dichotomy has been subsequently reaffirmed in Shelley v. Kraemer, supra, and in Burton v. Wilmington Parking Authority, 365 U. S. 715 (1961).

While the principle is easily stated, the question of whether particular discriminatory conduct is private, on the one hand, or amounts to “state action,” on the other hand, frequently admits of no easy answer. “Only by sifting facts and weighing circumstances can . the non-obvious involvement of the State in private conduct be attributed its true significance.” Burton v. Wilmington Parking Authority, supra, at 722.

Our cases make clear that the impetus for the forbidden discrimination need not originate with the State if it is state action that enforces privately originated discrimination. Shelley v. Kraemer, supra. The Court held in Burton v. Wilmington Parking Authority, supra, that a private restaurant owner who refused service because of á customer’s race violated the Fourteenth Amendment, where the restaurant was located in a building owned by a state-created parking authority and leased from the authority. The Court, after a comprehensive review of the relationship between the lessee and the parking authority concluded that the latter had “so far insinuated itself into a position of interdependence . with Eagle [the restaurant owner] that it must be recognized as a joint participant in the challenged *173activity, which, on that account, cannot be considered to have been so 'purely, private’ as to fall without the scope of the Fourteenth Amendment.” 365 U. S., at 725.

The Court has never- held, of course, that discrimination by an otherwise private entity would be violative of. the Equal Protection Clause if the private entity receives any sort of benefit or service at all from'the State, or if it is subject to state regulation in any degree whatever. Since state-furnished services include such necessities of life as electricity, water, and police and fire protection, such a holding would utterly emasculate the distinction between private as distinguished from state conduct set forth in The Civil Rights Cases, supra, and adhered to in subsequent decisions. Our holdings indicate that where the impetus for the discrimination is .private, the State must have “significantly involved it-sélf with invidious discriminations,” Reitman v. Mulkey, 387 U. S. 369, 380 (1967), in order for the discriminatory action to fall within the ambit of the constitutional prohibition.

Our prior decisions dealing with discriminatory refusal of service in public eating places are significantly different factually from the case now before us. Peterson v. City of Greenville, 373 U. S. 244 (1963), dealt with the trespass prosecution of persons who “sat in” at a restaurant to protest its refusal of service to Negroes. There the Court held that although the ostensible initiative for the trespass prosecution came from the proprietor, the- existence of a local ordinance requiring segregation of races in such places was tantamount to the State having “commanded a particular result,” 373 U. S., at 248. With one exception, which is discussed infra, at 178-179, there is no suggestion in this record that the Pennsylvania statutes and regulations governing the salé of liquor are intended either overtly or covertly to encourage discrimination.

*174In Burton, supra, the Court’s full discussion of the facts in its opinion indicatés the significant differences between that case and this:

“The land and building, were publicly owned. As an entity, the building was dedicated to ‘public uses’ in performance of the Authority’s ‘essential governmental functions.’ {"Citation omitted.] The costs of land acquisition, construction, and maintenance are defrayed entirely from donations by the City of Wilmington, from loans and revenue bonds, and from the proceeds of rentals and parking services out of which the loans and bonds were payable. Assuming that the distinction, would be significant, [citation omitted] the commercially leased areas were .not surplus state property, but constituted a physically and financially integral and, indeed, indispensable part of the State’s plan to operate its project as a self-sustaining unit. Upkeep and maintenance of the building, including necessary repairs, were responsibilities of the Authority and were payable out of public funds. It cannot be doubted that the peculiar relationship of the restaurant to the parking facility in which it is located confers on each an incidental variety of mutual benefits. Guests of the restaurant are afforded a convenient place to park their automobiles, even if they cannot- enter the restaurant directly from the parking area. Similarly,. its convenience for diners may well provide additional demand for the Authority’s parking facilities. Should any improvements effected in the leasehold by Eagle become part of the realty, there is no possibility, of increased taxes being passed onto it since the fee is held by a tax-exempt government agency. Neither can it be ignored, especially in view of Eagle’s affirmative allegation that for it to serve Negroes would injure its business, that *175profits earned by discrimination not only contribute to, but also are indispensable elements in, the financial success of a governmental agency.” 365 U. S., at 723-724.

Here there is nothing approaching the symbiotic relationship between lessor and lessee that was present in Burton, where the private lessee obtained the benefit of locating in a building owned by the state-created parking authority, and the parking authority was enabled to carry out its primary public purpose of furnishing parking space by advantageously leasing portions of the building constructed for that purpose to commercial lessees such as the owner of the Eagle Restaurant. Unlike Burton, the Moose Lodge building is located on land owned by it, not by any public authority. Far from apparently holding itself out as a place' of public accommodation, Moose Lodge quite ostentatiously proclaims the fact that it is not open to the public at large.2 Nor is' it located and operated in such surroundings that although private in name, it discharges a. function or performs a service that would otherwise in all likelihood be performed by the State. In short, while Eagle was a public restaurant in a public building, Moose Lodge is a private social club in a private building.

With the exception hereafter noted, the Pennsylvania Liquor Control Board plays absolutely no part in establishing or enforcing the membership ór guest policies of the club that it licenses to serve liquor.3 There is *176no suggestion in this record that Pennsylvania law, either as written or as applied, discriminates against minority groups either in their right to apply for club licenses themselves or in their right to purchase and be served liquor in places of public accommodation. The only effect that the state licensing of Moose Lodge to serve liquor can be said to have on the right of any other Pennsylvanian to buy or be served liquor on premises other than those of Moose Lodge is that for some purposes club licenses are counted in the maximum number of licenses that may be issued in a given municipality. Basically each municipality has a quota of one retail license for each 1,500 inhabitants. Licenses issued to hotels, municipal golf courses, and airport restaurants are not counted in this quota, nor are club licenses until the maximum number of retail licenses is reached. Beyond that point, neither additional retail licenses nor additional club licenses may be issued so long as the number of issued and outstanding retail licenses remains at or above the statutory maximum.

The District Court was at pains to point out in its opinion what it considered to be the “pervasive” nature of the regulation of private clubs by the Pennsylvania Liquor Control Board. As that court noted, an applicant for a club license must make such physical alterations iii its premises as the board may require,' must file a list of the .names and addresses of its members and employees,, and must keep, extensive financial records. The board is granted the right to inspect the. licensed premises at any time when patrons, guests, or members are present.

However detailed this type of regulation may be in • some particulars, it cannot be said to in any way foster *177or encourage racial discrimination. Nor can it be said to make the State in any realistic sense a partner or even a joint venturer in the club’s enterprise. The limited effect of the prohibition against obtaining additional club licenses when the maximum number of retail licenses allotted to a municipality has been issued, when considered together with the availability of liquor from hotel, restaurant, and rétail licensees, falls far short of conferring upon club licensees a monopoly in the dispensing of liquor in any given municipality or in the State as a whole. We therefore hold that, with the exception hereafter noted, the operation of the regulatory scheme enforced by the Pennsylvania Liquor Control Board does not sufficiently implicate the State in the discriminatory guest policies of Moose Lodge to make the latter “state action” within the .ambit of the Equal Protection Clause of the Fourteenth Amendment.

The District Court found that the regulations of the Liquor. Control Board adopted pursuant to statute affirmatively require that “[e]very club licensee shall adhere to all of the provisions of its Constitution and By-Laws.” 4 Appellant argues that the purpose of this provision “is purely and simpiy and plainly the prevention of subterfuge,” pointing out that the bona fides of a private club, as opposed to a place of public accommodation masquerading as a private club,' is a matter with which the State Liquor Control Board may legitimately concern itself. Appellee concedes this to be the case, and expresses disagreement with the District Court on this point. There can be no doubt that the label “private club” can be and has been used to evade both regulations of state and local liquor authorities, and statutes requiring ' places of public accommodation to serve all persons without regard to race, color, religion, or na*178tional origin. This Court in Daniel v. Paul, 395 U. S. 298 (1969), had occasion to address this issue in connection with the application of Title II of the Civil Rights Act of 1964, 78 Stat. 243, 42 U. S. C. § 2000a et seq.

The effect of this particular regulation on Moose Lodge under the provisions of the constitution placed in the record in the court below would be to place state sanctions behind its discriminatory membership rules, but not behind its guest practices, which were not embodied in the constitution of the lodge. Had there been no change in the relevant circumstances since the making of the record in the District Court, our holding in Part I of this opinion that appellee has standing to challenge only the guest practices of Moose Lodge would have a bearing on our disposition of this issue. Appellee stated upon oral argument, though, and Moose Lodge conceded in its brief5 that the bylaws of the Supreme Lodge have been altered since the lower court decision to make applicable to guests the same sort of racial restrictions as are presently applicable to members.6

Even though the. Liquor Control Board regulation in question is neutral in its terms, the result of its application in a case where the constitution and bylaws of á *179club required racial discrimination would be to invoke the sanctions of the State to enforce a concededly discriminatory private rule. State action, for purposes of the Equal Protection Clause, may emanate from rulings of administrative and regulatory agencies as well as from legislative or judicial action. Robinson v. Florida, 378 U. S. 153, 156 (1964). Shelley v. Kraemer, 334 U. S. 1 (1948), makes it clear that the application of state sanctions to enforce such a rule would violate the Fourteenth Amendment: Although the record before us is not as clear as one would like, appellant has not persuaded us that the District Court should have denied any and all relief.

Appellee was entitled to a decree enjoining the enforcement of § 113.09 of the regulations promulgated by the Pennsylvania Liquor Control Board, insofar as that regulation requires compliance by Moose Lodge with provisions of its constitution and bylaws containing racially discriminatory provisions. He was entitled to no more. The judgment of the District Court is reversed, and the cause remanded with instructions to enter a decree in conformity with this opinion.

Reversed and remanded.

Our recent opinion in Sierra Club v. Morton, 405 U. S. 727, referred to a similar relationship between the standing of the plaintiff and the argument of which he might avail himself where judicial review of agency action is sought.' Id., at 737.

The Pennsylvania courts have found that Local 107 is not a . “place of public accommodation" within the terms of the Pennsylvania Human Relations Act, Pa. Stat. Ann., Tit. 43, § 951 et seq. (1964). Pennsylvania Human Relations Comm’n v. The Loyal Order of Moose, Lodge No. 107, Ct. Common Pleas, Dauphin County, aff’d, 220 Pa. Super. 356, 286 A. 2d 374 (1971).

Unlike the situation in Public Utilities Comm’n v. Poliak, 343 U. S. 451 (1952), where the regulatory agency had affirmatively ap*176proved- the practice of the regulated entity after full investigation, the Pennsylvania Liquor Control Board has neither approved nor endorsed the racially discriminatory practices of Moose Lodge.

Regulations of the Pennsylvania Liquor Control Board § 113.09 (June 1970 ed.).

Brief for Appellant 10.

Section 92.1 of the General Laws of the Loyal Order of Moose presently provides in relevant part as follows:

“Sec. 92.1 — To Prevent Admission of Non Members — There shall •never at any.time be admitted to any social club or home maintained or operated by any lodge, any person who is not a member of some lodge in good standing. The House Committee may grant guest privileges to persons who are eligible for membership in the fraternity consistent with governmental laws and regulations. A member shall accompany such guest and shall be responsible for the actions of said guest, and upon the member leaving, the guest must also leave. It is the duty of each member of the Order when so requested to submit for inspection his receipt for dues to any member of any House Committee or its authorized employee.”

Mr. Justice Douglas,

with whom Mr. Justice Marshall joins, dissenting.

My view of the First Amendment and the related guarantees of the Bill of .Rights is that they create a zone of privacy which precludes government from interfering with private clubs or groups.1 The associational *180rights which our system honors permit all white, all black, all brown, and all yellow clubs' to be formed.. They also permit all Catholic, all Jewish, or all agnostic clubs to be established. Government may not tell a man or woman who his or her associates -must be. The individual can be as selective as he desires. So the fact that the Moose Lodge allows only Caucasians' to join or-eóme as guests is constitutionally irrelevant, as is the decision of the Black Muslims to admit to their services only members of their race.

The problem is different, however, where the public domain is concerned. I have indicated in Garner v. Louisiana, 368 U. S. 167, and Lombard v. Louisiana, 373 U. S. 267, that where restaurants or other facilities serving the public are concerned and licqn|és are obtained from the State for operating the business, the “public” may not be defined by the proprietor to include only people of his choice, nor may a state or municipal service be granted only to-some. Evans v. Newton, 382 U. S. 296, 298-299.

Those cases are hot precisely apposite, however; for a private club, by definition, is not in the public domain. And the fact, that a private club gets some kind of permit from the State or municipality does not make it ipso facto a public enterprise or' undertaking, any more than the grant to a householder of a permit to operate an incinerator puts the householder in the public domain. We must, therefore, examine whether there are special circumstances involved in the Pennsylvania scheme which differentiate the liquor license possessed by Moose Lodge from .the incinerator permit.

*181Pennsylvania has a state store system of alcohol distribution. Resale is permitted by hotels, restaurants, and private clubs which all must obtain licenses from the Liquor Control Board. The scheme of regulation is complete and pervasive; and the state courts have sustained many restrictions on the licensees. • See Tahiti Bar Inc. Liquor License Case, 395 Pa. 355, 150 A. 2d 112. Once a license is issued the licensee must comply with many detailed requirements or risk suspension or revocation of the license. Among these requirements is Regulation § 113.09 which says: “Every club licensee shall adhere to all. of the provisions of its Constitution and By-laws.” This regulation means, as applied to Moose Lodge, that it must adhere to the racially discriminatory provision of the Constitution of its Supreme Lodge that “[t]he membership of lodges shall be composed of male persons of the Caucasian or White race above the age of twenty-one years, and not married to someone of any other than the Caucasian or White race, who are óf good moral character, physically and mentally normal, who shall profess a ber lief in a Supreme Being.”

It is argued that this regulation only aims at the prevention of subterfuge and at enforcing Pennsylvania’s differentiation between places of public accommodation and bona fide private clubs. It is also argued that the regulation only gives effect to the constitutionally protected rights of privacy and of association. But I cannot so read the regulation. While those other purposes are embraced in it, so is the restrictive membership clause. And we have held that “a State is responsible for-the discriminatory act of a private party when the State, by its law,- has compelled the act.”. Adickes v. Kress & Co., 398 U. S. 144, 170. See Peterson v. City of Greenville, 373 U. S. 244, 248. It is irrelevant whether the law is statutory, or an administrative regulation. Robinson v. Florida, 378 U. S. 153, 156. And it is irrelevant whether the discriminatory act was instigated by the regulation, *182or was independent of it. Peterson v. City of Greenville, supra. The result, as I see it, is the same as though Pennsylvania had put into its liquor licenses a provision that the license may not be used to dispense liquor to blacks, browns, yellows — or atheists or agnostics. Regulation § 113.09 is thus an invidious form of state action.

Were this regulation the only infirmity in Pennsylvania’s licensing scheme, ,1 would perhaps agree with the majority that the appropriate relief would be a decree enjoining its enforcement. But there is another flaw in the scheme not so easily cured. Liquor licenses in Pennsylvania, unlike driver’s licenses, or marriage licenses, are not freely available to those who meet racially neutral qualifications. There is a complex quota system, which the majority accurately describes. Ante, at 176. What the majority neglects to say is that the quota for Harrisburg, where Moose Lodge No. 107 is located, has been full for many years.2 No more club licenses may be issued in that city.

This state-enforced scarcity of licenses restricts the ability of blacks to obtain liquor, for liquor is commercially available only at private clubs for a significant portion of each week.3 Access by blacks to places that *183serve liquor is further limited by the fact that the state quota is filled. A group desiring to form a nóndiscrim-inatory club which would serve blacks must purchase a license held by an existing club, which can' exact a monopoly price for the transfer.' The availability of such a license is speculative at best, however, for, as Moose Lodge itself concedes, without a liquor license a fraternal organization would be hard pressed to survive.

Thus, the State of Pennsylvania is putting the weight of its liquor license, concededly a valued and important adjunct to a private club, behind racial discrimination.

As the first Justice Harlan, dissenting in the Civil Rights Cases, 109 U. S. 3, 59, said:

“I agree that government has nothing to do with social, as distinguished from technically legal, rights of individuals. No government ever has brought, or ever can bring, its people into social intercourse against their wishes. Whether one person will permit or maintain social relations with another is a matter with which government has no concern. . . . What I affirm is that no State, nor the officers of any State, nor any corporation or individual' wielding power under State authority for the public benefit or the public .convenience, can, consistently . . . with the freedom established by the fundamental law . . . discriminate against freemen or citizens, in those rights, because of their race . . . .”

The regulation governing this liquor license has in it that precise infirmity.4

I would affirm the judgmént below.

*184Mr. 'Justice Brennan,

with whom Mr. Justice Marshall joins, dissenting.

When Moose Lodge obtained its liquor license, the State of Pennsylvania became an active participant in the operation of the Lodge bar. Liquor licensing laws *185are only incidentally revenue measures; they are primarily pervasive regulatory schemes under which the State dictates and continually supervises virtually every detail of the operation of the licensee’s business. Very few, if any, other licensed businesses experience such complete state involvement. Yet the Court holds that such involvement, does not. constitute “state, action” making the Lodge’s refusal to serve a guest liquor solely because of- his race a violation of the Fourteenth Amendment. The vital flaw in the Court’s reasoning is its complete disregard of the fundamental value underlying the “state action” concept. That value is discussed in my separate opinion in Adickes v. Kress & Co,, 398 U. S. 144, 190-191 (1970):

“The state-action doctrine reflects the profound judgment that denials of equal treatment, and particularly denials on account of race or color, are singularly grave when government has or shares responsibility for them. Government is the social organ to which all in our society look for the promotion of liberty, justice, fair and equal treatment, and the setting of worthy norms and goals for social conduct. Therefore something is uniquely amiss in a society where the government, the authoritative oracle of community values, involves itself in racial discrimination. Accordingly, . . . the *186cases that have come before us [in which] this Court has condemned significant state involvement in racial discrimination, however subtle- and indirect it may have been and whatever form it may have taken [,] . . . represent vigilant fidelity to the constitutional principle that no State shall in any significant way lend its authority to the sordid business of racial discrimination.”

Plainly, the State of Pennsylvania’s liquor regulations intertwine the State with the operation of the Lodge bar in a “significant way [and] lend [the State’s] authority to the sordid business of racial discrimination.” The opinion of the late Circuit Judge Freedman, for the three-judge District Court, most persuasively demonstrates the “state action” present in this case:

“We believe the decisive factor is the uniqueness and the all-pervasiveness of the regulation by the Commonwealth of Pennsylvania, of the dispensing-of liquor under licenses granted by the state. The. regulation inherent in the grant of a state liquor license is so different in nature and extent from the ordinary licenses issued by the- state that it is different in quality.
“It had always 'been held- in Pennsylvania, even prior to the Eighteenth Amendment, that the exercise of the power to grant licenses for the sale of intoxicating liquor was an exercise of the highest governmental power, one in which the state had the fullest freedom inhering in the police power ■ of the sovereign. With the Eighteenth Amendment which went into effect in 1919 the right to deal in' intoxicating liquor was extinguished. ■ The era of Prohibition, ended with the adoption in 1933 of -the Twenty-first Amendment, which has left to each state the absolute power to prohibit the sale, *187possession or use of intoxicating liquor, and in general to deal otherwise with it as it sees fit.
“Pennsylvania has exercised this power with the fullest measure of state authority. Under the Pennsylvania plan the state monopolizes the sale of liquor through its so-called state stores, operated by the state. Resale of liquor is permitted by hotels, restaurants and private clubs, which must obtain licenses from the Liquor Control Board, authorizing them ‘to purchase liquor from a Pennsylvania Liquor Store [at a discount] and keep on the premises such liquor and, subject to the provisions of this Act and the regulations' made thereunder to sell the same and also malt or brewed beverages to guests, patrons or members for consumption on the hotel, restaurant or club premises.’
“The issuance or refusal of a license to a club is in the discretion of the Liquor Control Board. In order to secure one of the limited number of licenses which are available in each municipality an applicant must comply .with extensive requirements, which in general are applicable to commercial and club licenses equally. The applicant must make such physical alterations in his premises as the Board may require and, if a club, must file a list of the names and addresses of its. members and employees, together with such other information as the Board may require. He must conform his over: all financial arrangements to the statute’s exacting requirements and keep extensive records. He may not permit ‘persons of ill repute’ to frequent his premises nor allow thereon at any time any ‘lewd, immoral or improper entertainment.’ He must grant the Board and its agents, the right to inspect .the licensed premises at any time when patrons, guests or members are present. It is ohly on compliance *188with these and numerous other requirements' and if the Board is satisfied that the applicant is ‘a person of good repute’ and that the license will not be ‘detrimental to the welfare, health, peace and morals of the, inhabitants of the neighborhood,’ that the license may issue.
“Once a license has been issued the licensee must comply with many detailed requirements or risk its suspension or revocation. He must in any event have it renewed periodically. Liquor licenses have been employed in Pennsylvania to regulate a wide variety of moral conduct, such as the presence and activities of homosexuals, performance by a topless dancer, lewd dancing, swearing, being noisy or disorderly. So broad is the state’s power that the courts of Pénnsylvania have upheld its restriction of freedom of expression of a licensee on the ground that in doing so it merely exercises its plenary power to attach conditions to the privilege of dispensing liquor which a .licensee holds at the sufferance of the state.
“These are but some of the many reported illustrations of the use which thé state has made of its unrestricted power to regulate , and even to deny the right to sell, transport or possess intoxicating liquor. It would be difficult to find a more pervasive interaction of state authority with personal conduct. The holder of a liquor license from the Commonwealth of Pennsylvania therefore is not like other licensees who conduct their enterprises at arms-length from the state,- even though they may have been required to comply with certain conditions, such as zoning or building requirements, in order to obtain or continue to enjoy the license which authorizes them to engage in their business. The state’s concern in such cases is minimal and *189once the conditions it has exacted are met the customary operations of the enterprise are free from further encroachment. Here by contrast beyond the act of licensing is the continuing and pervasive regulation of the1 licensees by the state to an unparalleled extent. The unique , power’which the. state enjoyá in this area, which has put it in the business of operating state liquor stores and in the role of licensing clubs, has been exercised in a manner whiéh reaches intimately and deeply into the operation of the licensees.
’ “In addition to this, the regulations of the Liquor Control Board adopted pursuant to the statute affirmatively require that 'every club licensee shall adhere to all the provisions of its constitution and by-laws.’. As applied to the present case this regulation requires the local Lodge, to adhere to the constitution of the Supreme Lodge and thus ,to exclude non-Caucasians from membership in its licensed club. The state therefore, has been far from neutral. It has declared that the local Lodge must adhere to the discriminatory provision under penalty - of loss of its license. It would be difficult in any event to consider the state neutral in an area which is so permeated with state regulation: and control, but any vestigé of neutrality disappears when the state’s regulation specifically exacts , compliance by the licensee with an approved provision for dis-r crimination, especially where the exaction holds the threat of loss of the license.
“However it may deal with its licensees in exercising its great and untrammeled power over liquor traffic, the state may not discriminate against others or disregard the operation of the Equal Protection Clause of the Fourteenth Amendment as it'affects personal rights. Here the state has used, its great *190power to license the liquor traffic in a manner which has no relation to the traffic in liquor itself but instead permits it to be exploited in the pursuit of a discriminatory practice.” 318 F. Supp. 1246, 12481250 (MD Pa. 1970).

This is thus a case requiring application -of the principle that until today has governed our determinations of the existence of “state action”: “Our prior decisions leave no doubt that the mere existence of efforts by the State, through legislation or otherwise, to authorize, encourage, or otherwise support racial discrimination in a particular facet of life constitutes illegal state involvement in those pertinent private acts of discrimination that subsequently occur.” Adickes v. Kress & Co., 398 U. S., at 202 (separate opinion of Brennan, J.). See, e. g., Peterson v. City of Greenville, 373 U. S. 244 (1963); Burton v. Wilmington Parking Authority, 365 U. S. 715 (1961); Evans v. Newton, 382 U. S. 296 (1966) ; Hunter v. Erickson, 393 U. S. 385 (1969); Lombard v. Louisiana, 373 U. S. 267 (1963); Reitman v. Mulkey, 387 U. S. 369 (1967); Robinson v. Florida, 378 U. S. 153 (1964); McCabe v. Atchison, T. & S. F. R. Co., 235 U. S. 151 (1914).

I therefore dissent and would affirm the final decree entered by the District Court.

It has been stipulated that Moose Lodge No. 107 '‘is, in all respects, private in nature and does not appear to have any public characteristics.” App. 23. The cause below was tried solely on the theory that granting a Pennsylvania liquor license to a club assumed to be purely private was sufficient state involvement to trigger the Equal Protection Clause. There was no occasion to consider the *180question whether, perhaps because of a role as a center of community activity, Moose Lodge No. 107 was in fact “private” for equal protection purposes. The decision today, therefore, leaves this question open. See Comment, Current Developments in State Action and Equal Protection of the Law, 4 Gonzaga L. Rev. 233, 271-286.

Indeed, the quota is more than full, as a result of a grandfather clause in the law limiting licenses to one per 1,500 inhabitants. Act No, 702 of Dec. 17, 1959, § 2, There are presently 115 licenses in effect in Harrisburg, and based on 1970 census figures, the quota would be 45.

Hotels and restaurants may serve liquor between 7 a. m. and 2 a. m. the next day, Monday through Saturday. On Sunday, such licenses are restricted to sales between 12 p. m. and 2 a. m., and between 1 p. m. and 10 p. m. Pennsylvania Liquor Code, § 406 (a). Thus, such licensees may serve a total of 123 hours per week. Club licensees, however, are permitted to sell liquor to members and ' guests from 7 a. m. to 3 a. m, the next day, seven days a week. Ibid. The total hours of sale permitted club licensees are 140, 17 more than are permitted hotels and restaurants. (There is an *183additional restriction on election-day sales as to which only club licensees are exempt. Ibid.)

The majority asserts that appellee Irvis had “standing” only to challenge Moose Lodge’s guest-service practices, not its membership policies, on the theory that his “injury . . . stemmed, not from the lodge’s membership requirements, but from its policies with *184respect to the serving of guests of members.” Ante, at 166. I submit that appellee’s standing is not so confined.

A litigant has standing, for purposes of the Art. Ill “case” or “controversy” requirement, if he “alleges, that the challenged action has caused him injury in fact, economic or ptherwise.” Association of Data Processing Service Organizations v. Camp, 397 U. S. 150, 152. When Moose Lodge refused service to appellee Irvis solely because of his race, it imposed upon him a special disability apart from that suffered by the population at large. If this discrimination is chargeable to the State, Irvis has standing, not only to challenge. Moose Lodge’s guest policies — the immediate cause of the harm — but also to challenge the state scheme which authorized these policies. For an individual “subjected by statute to special disabilities necessarily has . . : a substantial, immediate, and "real interest in the validity of the statute which imposes the disability.” Evers v. Dwyer, 358 U. S. 202, 204.

Moreover, once called into question, all discrimination authorized by the scheme is at issue. Just as a federal eourt may order an entire school desegregated upon the petition of a litigant representing only the fifth grade, so could the court below cure thé invidious •discrimination it found to exist in Pennsylvania’s liquor licensing scheme upon the petition of a litigant injured only by one aspect of that discrimination. The root evil was that Irvis was discriminated against with the blessing of the. State, not that he was discriminated against qua “guest” or “member.”

In my view, moreover, a black Pennsylvanian suffers cognizable injury when the State supports and encourages the maintenance of a system of segregated fraternal organizations, whether or not he himself had sought membership in or had been refused service by such an orgánization, just as a black Pennsylvanian would suffer cognizable injury if the State were to enforce a segregated bus system, whether or not he had ever ridden or ever intended to ride on such a bus. Cf. Evers v. Dwyer, supra. American culture and history have been so plagued with racism and discrimination that it is clear beyond doubt that in such circumstances blacks suffer “injury in fact.” It “is practically a brand upon them, affixed by the law, *185an assertion of. their inferiority, and a stimulant to . . . race prejudice . . . Strauder v. West Virginia, 100 U. S. 303, 308. Their stake is analogous to the “spiritual stake” in First Amendment values which we have held may give standing to raise claims under the Establishment Clause and Free Exercise Clause. See Flast v. Cohen, 392 U. S. 83.

Thus, whether state action be found in Regulation § 113.09, in Pennsylvania’s creation of a monopoly which operates to restrict access to places in which blacks may be served liquor, or both, appellee Irvis has standing to challenge all aspects of the discriminatory ' scheme.

2.2.2.5 Blum v. Yaretsky 2.2.2.5 Blum v. Yaretsky

BLUM, COMMISSIONER OF THE NEW YORK STATE DEPARTMENT OF SOCIAL SERVICES, et al. v. YARETSKY et al.

No. 80-1952.

Argued March 24, 1982

Decided June 25, 1982

*993 Rehnquist, J., delivered the opinion of the Court, in which BURGER, C. J., and Blackmun, Powell, Stevens, and O’Connor, JJ., joined. White, J., filed an opinion concurring in the judgment, ante, p. 843. Brennan, J., filed a dissenting opinion, in which Marshall, J., joined, post, p. 1012.

Judith A. Gordon, Assistant Attorney General of New York, argued the cause for petitioners. With her on the briefs were Robert Abrams, Attorney General, Shirley Adel-son Siegel, Solicitor General, Andrea G. Iason, Assistant Attorney Generál, and Peter H. Schiff.

John E. Kirklin argued the cause for respondents. With him on the brief were Kalman Finkel and David Goldfarb. *

*

Toby S. Edelman filed a brief for the National Citizens’ Coalition for Nursing Home Reform as amicus curiae urging affirmance.

Justice Rehnquist

delivered the opinion of the Court.

Respondents represent a class of Medicaid patients challenging decisions by the nursing homes in which they reside to discharge or transfer patients without notice or an opportunity for a hearing. The question is whether the State may be held responsible for those decisions so as to subject them to the strictures of the Fourteenth Amendment.

I

Congress established the Medicaid program m 1965 as Title XIX of the Social Security Act, 42 U. S. C. §1396 et seq. (1976 ed. and Supp. IV), to provide federal financial assist-*994anee to States that choose to reimburse certain medical costs incurred by the poor. As a participating State, New York provides Medicaid assistance to eligible persons who receive care in private nursing homes, which are designated as either “skilled nursing facilities” (SNF’s) or “health related facilities” (HRF’s).1 The latter provide less extensive, and generally less expensive, medical care than the former.2 Nursing homes chosen by Medicaid patients are directly reimbursed by the State for the reasonable cost of health care services, N. Y. Soc. Serv. Law §367-a.l (McKinney Supp. 1981).

An individual must meet two conditions to obtain Medicaid assistance. He must satisfy eligibility standards defined in terms of income or resources and he must seek medically necessary services. See 42 U. S. C. § 1396. To assure that the latter condition is satisfied,3 federal regulations require each nursing home to establish a utilization review committee (URC) of physicians whose functions include periodically as*995sessing whether each patient is receiving the appropriate level of care, and thus whether the patient’s continued stay in the facility is justified.4 42 CFR §§ 456.305, 456.406 (1981). If the URC determines that the patient should be discharged or transferred to a different level of care, either more or less intensive, it must notify the state agency responsible for administering Medicaid assistance.5 42 CFR §§ 456.337(c), 456.437(d) (1981); 10 NYCRR §§ 416.9(f)(2), (3), 421.13(f)(2), (3) (1980).

At the time their complaint was filed, respondents Yaret-sky and Cuevas were patients in the American Nursing Home, an SNF located in New York City. Both were recipients of assistance under the Medicaid program. In December 1975 the nursing home’s URC decided that respondents did not need the care they were receiving and should be transferred to a lower level of care in an HRF. New York City officials, who were then responsible for administering the Medicaid program in the city, were notified of this decision and prepared to reduce or terminate payments to the nursing home for respondents’ care. Following administrative hearings, state social service officials affirmed the decision to discontinue benefits unless respondents accepted a transfer to an HRF providing a reduced level of care.

Respondents then commenced this suit, acting individually and on behalf of a class of Medicaid-eligible residents of New *996York nursing homes.6 Named as defendants were the Commissioners of the New York Department of Social Services and the Department of Health. Respondents alleged in part that the defendants had not afforded them adequate notice either of URC decisions and the reasons supporting them or of their right to an administrative hearing to challenge those decisions.7 Respondents maintained that these actions violated their rights under state and federal law and under the Due Process Clause of the Fourteenth Amendment. They sought injunctive relief and damages.8

In January 1978 the District Court certified a class9 and issued a preliminary injunction, restraining the defendants *997from reducing or terminating Medicaid benefits without timely written notice to the patients, provided by state or local officials, of the reasons for the URC decision, the defendants’ proposed action,, and the patients’ right to an evi-dentiary hearing and continued benefits pending administrative resolution of the claim. App. 100-101, ¶2.10 The court’s accompanying opinion relied primarily on existing federal and state regulations. Id., at 112-115.

In March 1979 the District Court issued a pretrial order that identified a new claim raised by respondents that a panoply of procedural safeguards should apply to URC decisions transferring a patient to a higher, i. e., more intensive, level of medical care, as well as to decisions recommending transfers to a lower level of care. In addition, respondents claimed that such safeguards were required prior to transfers of any kind initiated by the nursing homes themselves or by the patients’ attending physicians. Id., at 157, 1II(J); 166-167, ¶ II(J). Respondents asserted that all of these transfers deprived patients of interests protected by the Fourteenth Amendment and were the product of “state action.”. Id., at 167, 1iII(J).11

In October 1979 the District Court approved a consent judgment incorporating the relief previously awarded by the preliminary injunction and establishing additional substantive and procedural rights applicable to URC-initiated transfers to lower levels of care. Id., at 227-239. The consent judgment left several issues of law to be decided by the District Court. The most important, for our purposes, was “whether there is state action and a constitutional right to *998a pre-transfer evidentiary hearing in a patient transfer to a higher level of care and/or a patient transfer initiated by the facility or its agents.” Id., at 234-235, ¶VIII(A)(1). Ultimately, the District Court answered’ that question in respondents’ favor, although without elaborating its reasons. Id., at 240. The court permanently enjoined petitioners, as well as all SNF’s and 'HRF’s in the State, from permitting or ordering the discharge of class members, or their transfer to a different level of care, without providing advance written notice and an evidentiary hearing on “the validity and appropriateness of the proposed action.” Id., at 242-243.

The Court of Appeals for the Second Circuit affirmed that portion of the District Court’s judgment we have described above. 629 F. 2d 817 (1980).12 The court held that URC-initiated transfers from a lower level of care to a higher one, and all discharges and transfers initiated by the nursing homes or attending physicians, “involve state action affecting constitutionally protected property and liberty interests.” Id., at 820. The court premised its identification of state action on the fact that state authorities “responded” to the challenged transfers by adjusting the patients’ Medicaid benefits. Ibid. Citing our opinion in Jackson v. Metropolitan Edison Co., 419 U. S. 345, 351 (1974), the court viewed this response as establishing a sufficiently close, “nexus” between the State and either the nursing homes or the URC’s to justify treating their actions as those of the State itself.

We granted certiorari to consider the Court of Appeals’ conclusions about the nature of state action. 454 U. S. 815 (1981). We now reverse its judgment.

*999t-H

We first address a question raised by petitioners regarding our jurisdiction under Art. III. They contend that respondents, who were threatened with URC-initiated transfers to lower levels of care, are without standing to object either to URC-initiated transfers to higher levels of care or to transfers of any kind initiated by nursing homes or attending physicians. According to petitioners, respondents obtained complete relief in the consent judgment approved by the District Court in October 1979, which afforded substantive and procedural rights to patients who are the subject of URC-initiated transfers to lower levels of care. Since they have not been threatened with transfers of any other kind, they have no standing to object, and the District Court consequently was without Art. Ill jurisdiction to enter its judgment.

It is axiomatic that the judicial power conferred by Art. Ill may not be exercised unless the plaintiff shows “that he personally has suffered some actual or threatened injury as a result of the putatively illegal conduct of the defendant.” Gladstone, Realtors v. Village of Bellwood, 441 U. S. 91, 99 (1979). It is not enough that the conduct of which the plaintiff complains will injure someone. The complaining party must also show that he is within the class of persons who will be concretely affected. Nor does a plaintiff who has been subject to injurious conduct of one kind possess by virtue of that injury the necessary stake in litigating conduct of another kind, although similar, to which he has not been subject. See Moose Lodge No. 107 v. Irvis, 407 U. S. 163, 166-167 (1972).

Respondents appear to recognize these principles, but contend that although the October 1979 consent judgment halted the implementation of adverse URC decisions recommending discharge or transfer to lower levels of care, the URC determinations themselves were left undisturbed. These determinations reflected the judgment of physicians, chosen by the *1000nursing homes, that respondents’ continued stay in their facilities was not medically necessary. Consequently, respondents maintain that they are subject to the serious threat that the nursing home administrators will reach similar conclusions and will themselves initiate patient discharges or transfers without adequate notice or hearings. Petitioners belittle this suggestion, noting that the consent judgment permanently enjoined all New York nursing homes, as well as petitioners, from implementing URC transfers to lower levels of care; this injunction bars the nursing homes from adopting the URC decisions as their own. Petitioners concede, however, that the consent judgment permits the nursing homes and respondents’ attending physicians to decide independently to initiate transfers.

We conclude that the threat of facility-initiated discharges or transfers to lower levels of care is sufficiently substantial that respondents have standing to challenge their procedural adequacy. In reaching this conclusion, we are mindful of “the primary conception that federal judicial power is to be exercised . . . only at the instance of one who is himself immediately harmed, or immediately threatened with harm, by the challenged action.” Poe v. Ullman, 367 U. S. 497, 504 (1961). Of course, “[o]ne does not have to await the consummation of threatened injury to obtain preventive relief.” Pennsylvania v. West Virginia, 262 U. S. 553, 593 (1923), quoted in Babbitt v. Farm Workers, 442 U. S. 289, 298 (1979). “[T]he question becomes whether any perceived threat to respondents is sufficiently real and immediate to show an existing controversy . . . .” O'Shea v. Littleton, 414 U. S. 488, 496 (1974). Even accepting petitioners’ characterization of the scope of the permanent injunction embodied in the consent judgment, the nursing homes in which respondents reside remain free to determine independently that respondents’ continued stay at current levels of care is not medically necessary. The possibility that they will do so is not “imaginary or speculative.” Younger v. Harris, 401 *1001U. S. 37, 42 (1971). In light of similar determinations already made by the committee of physicians chosen by the facilities to make such assessments, the threat is quite realistic. See O’Shea v. Littleton, supra, at 496 (“past wrongs are evidence bearing on whether there is real and immediate threat of repeated injury”).

We cannot conclude, however, that the threat of transfers to higher levels of care, whether initiated by the URC’s, the nursing homes, or attending physicians, is “of sufficient immediacy and reality,” Golden v. Zwickler, 394 U. S. 103, 108 (1969), that respondents have standing to seek an adjudication of the procedures attending such transfers. Nothing in the record available to this Court suggests that any of the individual respondents have been either transferred to more intensive care or threatened with such transfers. It is not inconceivable that respondents will one day confront this eventuality, but assessing the possibility now would “tak[e] us into the area of speculation and conjecture.” O’Shea v. Littleton, supra, at 497.13

Moreover, the conditions under which such transfers occur are sufficiently different from those which respondents do have standing to challenge that any judicial assessment of their procedural adequacy would be wholly gratuitous and advisory. Transfers to higher levels of care are recommended when the patient’s medical needs cannot be satisfied by the facility in which he or she currently resides. Al*1002though respondents contend that all transfers threaten elderly patients with physical or psychological trauma, one may infer that refusal to accept a transfer to a higher level of care could itself be a decision with potentially traumatic consequences. The same cannot be said of discharges or transfers to less intensive care. In addition, transfers to more intensive care typically result in an increase in Medicaid benefits to match the increased cost of medically necessary care. Respondents’ constitutional attack on discharges or transfers to a lower level of care presupposes a deprivation of protected property interests. Finally, since July 1978, petitioners have adhered to a policy permitting Medicaid patients to refuse URC-recommended transfers to higher levels of care without jeopardizing their Medicaid benefits. App. 180, ¶56. No similar policy was in force with respect $o other transfers until the District Court mandated its adoption.

We conclude, therefore, that although respondents have standing to challenge facility-initiated discharges and transfers to lower levels of care, the District Court exceeded its authority in adjudicating the procedures governing transfers to higher levels of care. We turn now to the “state action” question presented by petitioners.

I — i > — l

The Fourteenth Amendment of the Constitution provides in part that “[n]o State shall. . . deprive any person of life, liberty, or property without due process of law.” Since this Court’s decision in the Civil Rights Cases, 109 U. S. 3 (1883), “the principle has become firmly embedded in our constitutional law that the action inhibited by the first section of the Fourteenth Amendment is only such action as may fairly be said to be that of the States.” Shelley v. Kraemer, 334 U. S. 1, 13 (1948). “That Amendment erects no shield against merely private conduct, however discriminatory or wrongful.” Ibid. See Jackson v. Metropolitan Edison Co., 419 *1003U. S. 345 (1974); Adickes v. S. H. Kress & Co., 398 U. S. 144 (1970).

Faithful adherence to the “state action” requirement of the Fourteenth Amendment requires careful attention to the gravamen of the plaintiff’s complaint. In this case, respondents objected to the involuntary discharge or transfer of Medicaid patients by their nursing homes without certain procedural safeguards.14 They have named as defendants state officials responsible for administering the Medicaid program in New York. These officials are also responsible for regulating nursing homes in the State, including those in which respondents were receiving care. But respondents are not challenging particular state regulations or procedures, and their arguments concede that the decision to discharge or transfer a patient originates not with state officials, but with nursing homes that are privately owned and operated. Their lawsuit, therefore, seeks to hold state officials liable for the actions of private parties, and the injunctive relief they have obtained requires the State to adopt regulations that will prohibit the private conduct of which they complain.

A

This case is obviously different from those cases in which the defendant is a private party and the question is whether his conduct has sufficiently received the imprimatur of the State so as to make it “state” action for purposes of the Fourteenth Amendment. See, e. g., Flagg Bros., Inc. v. Brooks, 436 U. S. 149 (1978); Jackson v. Metropolitan Edison Co., supra; Moose Lodge No. 107 v. Irvis, 407 U. S. 163 (1972); *1004Adickes v. S. H. Kress & Co., supra. It also differs from other “state action” cases in which the challenged conduct consists of enforcement of state laws or regulations by state officials who are themselves parties in the lawsuit; in such cases the question typically is whether the private motives which triggered the enforcement of those laws can fairly be attributed to the State. See, e. g., Peterson v. City of Greenville, 373 U. S. 244 (1963). But both these types of cases shed light upon the analysis necessary to resolve the present case.

First, although it is apparent that nursing homes in New York are extensively regulated, “[t]he mere fact that a business is subject to state regulation does not by itself convert its action into that of the State for purposes of the Fourteenth Amendment.” Jackson v. Metropolitan Edison Co., 419 U. S., at 350. The complaining party must also show that “there is a sufficiently close nexus between the State and the challenged action of the regulated entity so that the action of the latter may be fairly treated as that of the State itself.” Id., at 351. The purpose of this requirement is to assure that constitutional standards are invoked only when it can be said that the State is responsible for the specific conduct of which the plaintiff complains. The importance of this assurance is evident when, as in this case, the complaining party seeks to hold the State liable for the actions of private parties.

Second, although the factual setting of each case will be significant, our precedents indicate that a State normally can be held responsible for a private decision only when it has exercised coercive power or has provided such significant encouragement, either overt or covert, that the choice must in daw be deemed to be that of the State. Flagg Bros., Inc. v. Brooks, supra, at 166; Jackson v. Metropolitan Edison Co., supra, at 357; Moose Lodge No. 107 v. Irvis, supra, at 173; Adickes v. S. H. Kress & Co., supra, at 170. Mere approval of or acquiescence in the initiatives of a private party is not sufficient to justify holding the State responsible for those *1005initiatives under the terms of the Fourteenth Amendment. See Flagg Bros., supra, at 164-165; Jackson v. Metropolitan Edison Co., supra, at 357.

Third, the required nexus may be present if the private entity has exercised powers that are “traditionally the exclusive prerogative of the State.” Jackson v. Metropolitan Edison Co., supra, at 353; see Flagg Bros., Inc. v. Brooks, supra, at 157-161.

B

Analyzed in the light of these principles, the Court of Appeals’ finding of state action cannot stand. The court reasoned that state action was present in the discharge or transfer decisions implemented by the nursing homes because the State responded to those decisions by adjusting the patient’s Medicaid benefits. Respondents, however, do not challenge the adjustment of benefits, but the discharge or transfer of patients to lower levels of care without adequate notice or hearings. That the State responds to such actions by adjusting benefits does not render it responsible for those actions. The decisions about which respondents complain are made by physicians and nursing home administrators, all of whom are concededly private parties. There is no suggestion that those decisions were influenced in any degree by the State’s obligation to adjust benefits in conformity with changes in the cost of medically necessary care.

Respondents do not rest on the Court of Appeals’ rationale, however. They argue that the State “affiraiatively commands” the summary discharge or transfer of Medicaid patients who are thought to be inappropriately placed in their nursing facilities. Were this characterization accurate, we would have a different question before us. However, our review of the statutes and regulations identified by respondents does not support respondents’ characterization of them.

As our earlier summary of the Medicaid program explained, a patient must meet two essehtial conditions in order to obtain financial assistance. He must satisfy eligibility cri*1006teria defined in terms of income and resources and he must seek medically necessary services. 42 U. S. C. § 1396. To assure that nursing home services are medically necessary, federal law requires that a physician so certify at the time the Medicaid patient is admitted and periodically thereafter. 42 U. S. C. § 1396b(g)(l) (1976 ed. and Supp. IV). New York requires that the physician complete a “long term care placement form” devised by the Department of Health, called the DMS-1. 10 NYCRR §§415.1(a), 420.1(b) (1980). A completed form provides, inter alia, a numerical score corresponding to the physician’s assessment of the patient’s mental and physical health. As petitioners note, however, the physicians, and not the forms, make the decision about whether the patient’s care is medically necessary.15 A physician can authorize a patient’s admission to a nursing facility despite a “low” score on the form. See 10 NYCRR §§415.1(a)(2), 420.1(b)(2) (1978).16 We cannot say that the *1007State, by requiring completion of a form, is responsible for the physician’s decision.

In any case, respondents’ complaint is about nursing home decisions to discharge or transfer, not to admit, Medicaid patients. But we are not satisfied that the State is responsible for those decisions either.17 The regulations cited by respondents réquire SNF’s and HRF’s “to make all efforts possible to transfer patients to the appropriate level of care or *1008home as indicated by the patient’s medical condition or needs,” 10 NYCRR §§416.9(d)(1), 421.13(d)(1) (1980).18 The nursing homes are required to complete patient care assessment forms designed by the State and “provide the receiving facility or provider with a current copy of same at the time of discharge to an alternate level of care facility or home.” 10 NYCRR §§416.9(d)(4), 421.13(d)(4) (1980).

These regulations do not require the nursing homes to rely on the forms in making discharge or transfer decisions, nor do they demonstrate that the State is responsible for the decision to discharge or transfer particular patients. Those decisions ultimately turn on medical judgments made by private parties according to professional standards that are not established by the State.19 This case, therefore, is not unlike *1009Polk County v. Dodson, 454 U. S. 312 (1981), in which the question was whether a public defender acts “under color of” state law within the meaning of 42 U. S. C. § 1983 when representing an indigent defendant in a state criminal proceeding.20 Although the public defender was employed by the State and appointed by the State to represent the respondent, we concluded that “[tjhis assignment entailed functions and obligations in no way dependent on state authority.” Id., at 318. The decisions made by the public defender in the course of representing his client were framed in accordance with professional canons of ethics, rather than dictated by any rule of conduct imposed by the State. The same is true of nursing home decisions to discharge or transfer particular patients because the care they are receiving is medically inappropriate.21

Respondents next point to regulations which, they say, impose a range of penalties on nursing homes that fail to discharge or transfer patients whose continued stay is inappropriate. One regulation excludes from participation in the *1010Medicaid program health care providers who “[fjumished items or services that are substantially in excess of the beneficiary’s needs.” 42 CFR §420.101(a)(2) (1981). The State is also authorized to fine health care providers who violate applicable regulations. 10 NYCRR §414.18 (1978). As we have previously concluded, however, those regulations themselves do not dictate the decision to discharge or transfer in a particular case. Consequently, penalties imposed for violating the regulations add nothing to respondents’ claim of state action.

As an alternative position, respondents argue that even if the State does not command the transfers at issue, it reviews and either approves or rejects them on the merits. The regulations cited by respondents will not bear this construction. Although the State requires the nursing homes to complete patient care assessment forms and file them with state Medicaid officials, 10 NYCRR §§415.1(a), 420.1(b) (1978), and although federal law requires that state officials review these assessments, 42 CFR §§456.271, 456.372 (1981), nothing in the regulations authorizes the officials to approve or disapprove decisions either to retain or discharge particular patients, and petitioners specifically disclaim any such responsibility. Instead, the State is obliged to approve or disapprove continued payment of Medicaid benefits after a change in the patient’s need for services. See 42 CFR §435.916 (1981). Adjustments in benefit levels in response to a decision to discharge or transfer a patient does not constitute approval or enforcement of that decision. As we have already concluded, this degree of involvement is too slim a basis on which to predicate a finding of state action in the decision itself.

Finally, respondents advance the rather vague generalization that such a relationship exists between the State and the nursing homes it regulates that the State may be considered a joint participant in the homes’ discharge and transfer of Medicaid patients. For this proposition they rely upon *1011Burton v. Wilmington Parking Authority, 365 U. S. 715 (1961). Respondents argue that state subsidization of the operating and capital costs of the facilities, payment of the medical expenses of more than 90% of the patients in the facilities, and the licensing of the facilities by the State, taken together convert the action of the homes into “state” action. But accepting all of these assertions as true, we are nonetheless unable to agree that the State is responsible for the decisions challenged by respondents. As we have previously held, privately owned enterprises providing services that the State would not necessarily provide, even though they are extensively regulated, do not fall within the ambit of Burton. Jackson v. Metropolitan Edison Co., 419 U. S., at 357-358. That programs undertaken by the State result in substantial funding of the activities of a private entity is no more persuasive than the fact of regulation of such an entity in demonstrating that the State is responsible for decisions made by the entity in the course of its business.

We are also unable to conclude that the nursing homes perform a function that has been “traditionally the exclusive prerogative of the State.” Jackson v. Metropolitan Edison Co., supra, at 353. Respondents’ argument in this regard is premised on their assertion that both the Medicaid statute and the New York Constitution make the State responsible for providing every Medicaid patient with nursing home services. The state constitutional provisions cited by respondents, however, do no more than authorize the legislature to provide funds for the care of the needy. See N. Y. Const., Art. XVII, §§ 1, 3. They do not mandate the provision of any particular care, much less long-term nursing care. Similarly, the Medicaid statute requires that the States provide funding for skilled nursing services as a condition to the receipt of federal moneys. 42 U. S. C. §§ 1396a(a)(13)(B), 1396d(a)(4)(A) (1976 ed. and Supp. IV). It does not require that the States provide the services themselves. Even if respondents’ characterization of the State’s duties were cor*1012rect, however, it would not follow that decisions made in the day-to-day administration of a nursing home are the kind of decisions traditionally and exclusively made by the sovereign for and on behalf of the public. Indeed, respondents make no such claim, nor could they.

IV

We conclude that respondents have failed to establish “state action” in the nursing homes’ decisions to discharge or transfer Medicaid patients to lower levels of care.22 Consequently, they have failed to prove that petitioners have violated rights secured by the Fourteenth Amendment. The contrary judgment of the Court of Appeals is accordingly

Reversed.

[For opinion of Justice White concurring in the judgment, see ante, p. 843.]

N. Y. Soc. Serv. Law § 365-a.2(b) (McKinney Supp. 1982). Title XIX requires as a condition to the receipt of federal funds that participating States provide financial assistance to eligible persons in need of “skilled nursing facility services.” 42 U. S. C. §§ 1396a(a)(13)(B), 1396d(a)(4)(A) (1976 ed. and Supp. IV). Federal assistance is also available to States that choose to reimburse the cost of “intermediate care facility services.” § 1396d(a)(15). See §§ 1396d(c), (f). New York regulations refer to facilities that provide the latter type of care as HRF’s. 10 NYCRR § 414.1(a) (1981).

Compare 10 NYCRR §§416.1-416.2 with §§421.1-421.2 (1978). The parties have stipulated that Medicaid reimbursement rates for HRF’s are generally lower than those for SNF’s. See App. 169, ¶ 12.

Congress has provided that federal funds supplied to assist in reimbursing nursing home costs will be reduced unless the participating State provides for the periodic review of patient care “to safeguard against unnecessary utilization of such care and services and to assure that payments . . . are not in excess of reasonable charges consistent with efficiency, economy, and quality of care.” 42 U. S. C. § 1396a(a)(30). See §§ 1896b(g)(l)(C), 1396b(i)(4), 1395x00.

These committees must be composed of private physicians who are not directly responsible for the patient whose care is being reviewed. 42 CFR §§456.306, 456.406 (1981). Under New York law, the committee members may not be employed by the SNF or HRF and may not have a financial interest in any residential care facility. 10 NYCRR §§ 416.9(b)(2), 421.13(b)(2) (1980).

If the committee determines that a discharge or transfer is called for, it must afford the patient’s attending physician an opportunity to present his views, although the committee’s decision ultimately is final. 42 CFR §§ 456.336(f), (h), 456.436(f), (i) (1981). See 10 NYCRR §§ 731.11, 741.14 (1980).

The class was defined to include patients “who have been, are or will be threatened or forced to leave their nursing homes and have their Medicaid benefits reduced or terminated as a result of ‘Utilization Review’ committee findings alleging that they are not eligible for the level of nursing home care they receive.” App. 19, ¶ 1. The complaint also named as a plaintiff the New York chapter of the Gray Panthers, an organization that “has among its objectives the development of a health care system for the elderly which provides quality health care to all persons.” Id., at 21, ¶ 5.

The complaint also alleged that URC transfers to lower levels of care and corresponding reductions in Medicaid benefits were arbitrary and were caused by improperly constituted URC’s that acted without adequate written criteria and failed to afford adequate notice either to the patients or their attending physicians.

Ten individuals, who are also respondents in this Court, later intervened in the suit. Each intervenor was a resident of either an SNF or an HRF and had been the subject of a URC decision recommending transfer to a lower level of care. The intervenors all were afforded administrative hearings resulting in affirmance of petitioners’ decisions to reduce or terminate Medicaid benefits if the intervenors did not follow URC recommendations.

The class was defined to include “all persons who are residents in skilled nursing or intermediate care facilities in the State of New York and who, following utilization review recommendations and/or fair hearings, are determined by defendants to be ineligible to receive the level of care at the facilities in which they reside and to be subject to reduction or termination of their Medicaid benefits.” Id., at 45.

The court also required the defendants to afford class members access to all pertinent case files and medical records. Id., at 101-102. The Court of Appeals for the Second Circuit upheld portions of the injunction challenged by petitioners. Yaretsky v. Blum, 592 F. 2d 65 (1979).

The pretrial order also redefined the class to include “all residents of skilled nursing and health related nursing facilities in New York State who are recipients of Medicaid benefits.” App. 151.

The court modified the injunction by relieving petitioners of obligations that, in the opinion of federal authorities, would render the State ineligible for M.edicaid funding. 629 F. 2d, at 822. The court also reversed the District Court’s holding that state administrators were precluded by due process or state law from rejecting a hearing officer’s recommendation favorable to a patient without reading a verbatim transcript of the hearing and the exhibits. Id., at 822-825. This holding is not before us.

Respondents suggest that members of the class they represent have been transferred to higher levels of care as a result of URC decisions. Respondents, however, “must allege and show that they personally have been injured, not that injury has been suffered by other, unidentified members of the class to which they belong and which they purport to represent.” Warth v. Seldin, 422 U. S. 490, 502 (1975). Unless these individuals “can thus demonstrate the requisite case or controversy between themselves personally and [petitioners], ‘none may seek relief on behalf of himself or any other member of the class.’ O’Shea v. Littleton, 414 U. S. 488, 494 (1974).” Ibid.

“From the beginning of this lawsuit the respondents’ challenge has been to the involuntary discharge or transfer of Medicaid patients from and by their nursing facilities without adequate safeguards .... Thus, the claim before this Court is whether state action attaches to a nursing facility’s summary discharge or transfer of the patient . . . .” Brief for Respondents 21-22 (emphasis in original).

A completed DMS-1 form provides a summary of the patient’s medical condition. Five of the eleven questions devoted to this subject require the assignment of numerical values. See 10 NYCRR App. C-l (1978). A range of numerical values to be used in completing these questions are set forth in a second form, called the DMS-9. See ibid,. The dissent’s discussion of the DMS-9 suggests that completion of the DMS-1 form is a purely mechanical exercise that does not require the exercise of independent medical judgment. The dissent’s discussion is incomplete. The other six questions on the DMS-1 ask the physician such questions as whether the patient requires daily supervision by a registered nurse, whether complications would arise without skilled nursing care, whether a program of therapy is necessary, and if so what kind, whether the patient should be considered for different levels of care, and whether the patient is medically qualified for the level of care he or she is receiving. The physician brings to bear his own medical judgment in answering these questions; their placement on the form would be inexplicable if the numerical scores were dispositive.

The dissent belittles this fact by noting that the decision to depart from the form in admitting a patient is made by a physician member of the nursing home’s URC, and that such persons are “part and parcel of the statutory cost control process.” Post, at 1022. This signifies nothing more *1007than the fact, disputed by no one, that the State requires utilization review in order to reduce unnecessary Medicaid expenditures. It remains true that physician members of the URC’s are not employed by the State and, more important, render medical judgments concerning the patient’s health needs that the State does not prescribe and for which it is not responsible; We must also emphasize, of course, that we are ultimately concerned with decisions to transfer patients who have already been admitted.

Apropos of this relevant issue, the dissent observes, post, at 1023, that once a patient has been admitted, the State requires, as a condition to the disbursement of Medicaid funds, that within five days after admission the nursing home operator assess the patient’s status according to standards contained in the DMS-1 and DMS-9 forms. As the dissent is also aware, post, at 1023, n. 10, a physician member of the URC has the power to determine that the patient needs the level of care he is receiving despite an adverse score on the DMS-1. 10 NYCRR §§ 416.9(a)(2)(i), 421.13(a)(2)(i) (1980). That decision, rendered after consultation with the patient’s attending physician, is purely a medical judgment for which the State, as before, is not responsible.

The dissent condemns us for conducting a “cursory” review of the regulations governing utilization review, post, at 1019, and pointedly asks “where ... is the Court’s discussion of the frequent utilization reviews that occur after admission?” Post, at 1024. The dissent, in its headlong dive into the sea of state regulations, forgets that patient transfers to lower levels of care initiated by utilization review committees are simply not part of this case. As we noted earlier, such transfers were the subject of a consent judgment in October 1979. We are concerned only with transfers initiated by the patients’ attending physicians or the nursing home administrators themselves. Therefore, we have focused on regulations that concern decisions which are not the product of URC recommendations. As we explain in the text, those regulations do not demonstrate that the State is responsible for the transfers with which we are concerned.

Federal regulations also require SNF’s and HRF’s to obtain from admitting physicians a plan of discharge for each patient. 42 CFR §§ 456.280 (b)(6), 456.380(b)(6) (1981). State regulations require that nursing home staff members assist in the preparation of these plans, which are designed to summarize “the patient’s potential for return to the community, for transfer to another more appropriate setting or for achieving or maintaining the best obtainable level of function in the nursing home.” 10 NYCRR §§ 416.1(k)(2)(ii), 421.3(b)(2) (1976). These requirements hardly make the State responsible for actual decisions to discharge or transfer particular patients.

The dissent characterizes as “factually unfounded,” post, at 1014, our conclusion that decisions initiated by nursing homes and physicians to transfer patients to lower levels of care ultimately depend on private judgments about the health needs of the patients. It asserts that different levels of care exist only because of the State’s desire to save money, and that the same interest explains the requirement that nursing homes transfer patients who do not need the care they are receiving. Post, at 1014-1019. We do not suggest otherwise. Transfers to lower levels of care are not mandated by the patients’ health needs. But they occur only after an assessment of those needs. In other words, although “downward” transfers are made possible and encouraged for efficiency reasons, they can occur only after the decision is made that the patient does not need the care he or she is currently receiving. The State is simply not responsible for that decision, although it clearly responds to it. In concrete terms, therefore, ifapar-*1009ticular patient objects to his transfer to a different nursing facility, the “fault” lies not with the State but ultimately with the judgment, made by concededly private parties, that he is receiving expensive care that he does not need. That judgment is a medical one, not a question of accounting.

This case, of course, does not involve the “under color of law” requirement of § 1983. Nevertheless, it is clear that the reasoning employed in Polk County is equally applicable to “state action” cases such as this one.

Respondents also point to statutes requiring the State periodically to send medical review teams to conduct on-site inspections of all SNF’s and HRF’s. During these inspections, state employees are required to review the appropriateness of each patient’s continued stay in the facility and to report their findings to the nursing home and the agency responsible for administering the Medicaid program in the State. 42 U. S. C. §§ 1396a(a) (26), (31), 1396b(g)(l)(D) (1976 ed. and Supp. IV). See 42 CFR §456.611 (1981). Petitioners concede that these inspections can result in a discharge of transfer directed by state health officials. As they correctly argue, however, transfers of this kind are not the subject of respondents’ complaint and none are presented by the record.

As a postscript to their “state action” arguments, respondents suggest that this Court avoid the issue by holding that federal and state statutes and regulations require the procedural safeguards which they seek. The lower courts did not pass on this assertion, and we decline to do so as well.

Justice Brennan,

with whom Justice Marshall joins, dissenting.

If the Fourteenth Amendment is to have its intended effect as a restraint on the abuse of state power, courts must be sensitive to the manner in which state power is exercised. In an era of active government intervention to remedy social ills, the true character of the State’s involvement in, and coercive influence over, the activities of private parties, often through complex and opaque regulatory frameworks, may not always be apparent. But if the task that the Fourteenth Amendment assigns to the courts is thus rendered more burdensome, the courts’ obligation to perform that task faithfully, and consistently with the constitutional purpose, is rendered more, not less, important.

*1013In deciding whether “state action”1 is present in the context of a claim brought under 42 U. S. C. §1983 (1976 ed., Supp. IV), the ultimate determination is simply whether the § 1983 defendant has brought the force of the State to bear against the §1983 plaintiff in a manner the Fourteenth Amendment was designed to inhibit. Where the defendant is a government employee, this inquiry is relatively straightforward. But in deciding whether “state action” is present in actions performed directly by persons other than government employees, what is required is a realistic and delicate appraisal of the State’s involvement in the total context of the action taken. “Only by sifting facts and weighing circumstances can the nonobvious involvement of the State in private conduct be attributed its true significance.” Burton v. Wilmington Parking Authority, 365 U. S. 715, 722 (1961). See Lugar v. Edmondson Oil Co., ante, at 939-942.2 The Court today departs from the Burton precept, ignoring the *1014nature of the regulatory framework presented by this case in favor of the recitation of abstract tests and a pigeonhole approach to the question of state action. But however correct the Court’s tests may be in the abstract, they are worth nothing if they are not faithfully applied. Bolstered by its own preconception of the decisionmaking process challenged by respondents, and of the relationship between the State, the nursing home operator, and the nursing home resident, the Court subjects the regulatory scheme at issue here to only the most perfunctory examination. The Court thus fails to perceive the decisive involvement of the State in the private conduct challenged by the respondents.

I

A

The Court’s analysis in this case is simple, but it is also demonstrably flawed, for it proceeds upon a premise that is factually unfounded. The Court first describes the decision to transfer a nursing home resident from one level of care to another as involving nothing more than a physician’s independent assessment of the appropriate medical treatment required by that resident. Building upon that factual premise, the Court has no difficulty concluding that the State plays no decisive role in the transfer decision: By reducing the resident’s benefits to meet the change in treatment prescribed, the State is simply responding to “medical judgments made by private parties according to professional standards that are not established by the State.” Ante, at 1008. If this were an accurate characterization of the circumstances of this case, I too would conclude that there was no “state action” in the nursing home’s decision to transfer. A doctor who prescribes drugs for a patient on the basis of his independent medical judgment is not rendered a state actor merely because the State may reimburse the patient in different amounts depending upon which drug is prescribed.

But the level-of-eare decisions at issue in this case, even when characterized as the “independent” decision of the nurs*1015ing home, see ante, at 1000, have far less to do with the exercise of independent professional judgment than they do with the State’s desire to save money. To be sure, standards for implementing the level-of-care scheme established by the Medicaid program are framed with reference to the underlying purpose of that program — to provide needed medical services. And not surprisingly, the State relies on doctors to implement this aspect of its Medicaid program. But the idea of two mutually exclusive levels of care — skilled nursing care and intermediate care — embodied in the federal regulatory scheme and implemented by the State, reflects no established medical model of health care. On the contrary, the two levels of long-term institutionalized care enshrined in the Medicaid scheme are legislative constructs, designed to serve governmental cost-containment policies.

The fiscal underpinning of the level-of-care determinations at issue here are apparent from the legislative history of the “intermediate care” concept. In 1967, Congress was concerned with the increasing costs of the Medicaid program. Congress’ motivation in establishing a program of reimbursement for care in intermediate-care facilities flowed directly from these fiscal concerns. Thus the Senate Finance Committee Report on the Social Security Amendments of 1967, S. Rep. No. 744, 90th Cong., 1st Sess., 188 (1967), expressed concern with the fact that only skilled mu-sing care was available under Medicaid: “[Bjecause of a decided financial advantage to a State under present matching formulas,” States tended to classify recipients as in need of “‘skilled nursing home’ care.” As a consequence, the Report noted, “a strong case exists for introducing another level of care for which vendor payments would be available.” Ibid. The result was an amendment to Title XI of the Social Security Act, creating a new treatment track for “categorically needy” medicaid patients, called “intermediate care.” As summarized on the Senate floor:

“The committee bill would provide for a vendor payment in behalf of persons . . . who are living in facilities *1016which are more than boarding houses but which are less than skilled nursing homes. The rate of Federal sharing for payments for care in those institutions would be at the same rate as for medical assistance under title XIX. Such homes would have to meet safety and sanitation standards comparable to those required for nursing homes in a given state.
“This provision should result in a reduction in the cost of title XIX by allowing States to relocate substantial numbers of welfare recipients who are now in skilled nursing homes in lower cost institutions.” 113 Cong. Rec. 32599 (1967) (emphasis added).

To implement this cost-saving mechanism, the Federal Government has required States participating in the Medicaid Program to establish elaborate systems of periodic “utilization review.”3 With respect to patients whose expenses are not reimbursed through Medicaid, these attempts to assign the patient to one of two mutually exclusive “levels of care” would be anomalous. While the criteria used to determine which patients require the services of “skilled-nursing facilities,” which require “intermediate care facilities,” and which require no long-term institutional care at all, obviously have a medical nexus, those criteria are not geared to the *1017specific needs of particular residents as determined by a physician; the level-of-care determination is not analogous to choosing specific medication or rehabilitative services needed by a nursing home patient. The inherent imprecision of using two broad levels to classify facilities and residents has been noted by the commentators.4 The vigor with which these reviews are performed in the nursing home context, see infra-, at 1022-1024, is extraordinarily tmmedical in character. From a purely medical standpoint, the idea of shifting nursing home residents from a “higher level of care” to a “lower level of care,” which almost invariably involves transfer from one facility to another, rarely makes sense. As one commentator has observed: “These transfers eject helpless, disoriented people from the places they have lived for months or even years to facilities, not of their own choosing, that they have never seen before. The evidence is overwhelming that, without extraordinary preparatory efforts that are hardly ever made, any move is harmful for the preponderance of the frail elderly.” B. Vladeck, Unloving Care 140 (1980).

The arbitrariness of the statutory system of treatment levels is evident from a comparison of the proportion of nursing home residents in skilled nursing facilities (SNF’s) and those in intermediate care facilities (ICF’s) in different States. A 1973 survey of 32 States revealed that 47.9% of Medicaid patients were in SNF’s, 52.1% were in ICF’s. But the proportion of SNF and ICF beds varied enormously from State to State. For example, less than 10% of Medicaid recipients receiving long-term institutional care in States such as Louisiana, Maine, Oregon, and Virginia were in SNF’s; the number housed in SNF’s in New York and Pennsylvania was nearly 80%, and in Florida and Georgia the figure was closer *1018to 90%.5 Quite obviously, the answer to this disparity lies not in medical considerations or judgments, but rather in the varying fiscal policies, and the vigor of enforcement, in the participating States.

In New York, the nursing home operator is required to “maintain a discharge planning program to . . . document that the facility has made and is continuing to make all efforts possible to transfer patients to the appropriate level of care or home as indicated by the patient’s medical condition or needs.” 10 NYCRR §416.9(d)(1) (1980) (emphasis added). See also §421.13(d)(l).6 The responsibility the State assigns to nursing home operators to transfer patients to appropriate levels of care is, of course, designed primarily to implement the State’s goal of reducing Medicaid costs,7 and the termination or reduction of benefits follows forthwith upon the facility’s discharge or transfer of a resident. As the court below noted: “The state has, in essence, delegated a de-*1019cisión to . . . reduce a public assistance recipient’s benefits to a ‘private’ party,” 629 F. 2d 817, 820 (CA2 1980), by assigning to that private party the responsibility to determine the recipient’s need. But we should not rely on that fact alone in evaluating the nexus between the State and the challenged private action. Here the State’s involvement clearly extends to supplying the standards to be used in making the delegated decision.

B

Ignoring the State’s fiscal interest in the level-of-care determination, the Court proceeds to a cursory, and misleading, discussion of the State’s involvement in the assignment of residents to particular levels of care. In my view, an accurate and realistic appraisal of the procedures actually employed in the State of New York leaves no doubt that not only has the State established the system of treatment levels and utilization review in order to further its own fiscal goals, but that the State prescribes with as much precision as is possible the standards by which individual determinations are to be made.

The Court notes that at the time of admission the admitting physician is required to complete a long-term placement form called the DMS-1. 10 NYCRR §§ 415.1(a), 420.1(b) (1978). The Court dismisses the significance of the form by noting blandly that a “completed form provides ... a numerical score corresponding to the physician’s assessment of the patient’s mental and physical health,” and then commenting: “As petitioners note, . . . the physicians, and not the forms, make the decision about whether the patient’s care is medically necessary. A physician can authorize a patient’s admission to a nursing facility despite a ‘low’ score on the form. See 10 NYCRR §§415.1(a)(2), 420.1(b)(2) (1978).” Ante, at 1006 (footnote omitted and emphasis added). The Court concludes: “We cannot say that the State, by requiring completion of a form, is responsible for the physician’s decision.” *1020Ante, at 1006-1007 (emphasis added). A closer look at the regulations at issue suggests that petitioners have been less than candid in their characterization of the admission process and the role of the numerical score.

New York’s regulations mandate that the nursing home operator shall

“admit a patient only on physician’s orders and in accordance with the patient assessment criteria and standards as promulgated and published by the department (New York State LongTerm Care Placement Form [DMS-1] and New York State Numerical Standards Master Sheet [DMS-9]) . . . which shall include, as a minimum:
“(1) an assessment, performed prior to admission by or on behalf of the agency or person seeking admission for the patient, of the patient’s level of care needs according to the patient assessment criteria and standards promulgated and published by the department.” 10 NYCRR §415.1 (1978) (emphasis added).

The details of the DMS-9 Numerical Standards Master Sheet also bear more emphasis than the Court gives them, for that form describes with particularity the patients who are entitled to SNF care, ICF care, or no long-term residential care at all. The DMS-9 provides numerical scores for various resident dysfunctions. For example, if the resident is incontinent with urine often, he receives a score of 20; if seldom, a score of 10; if never, a score of 0. A similar rating is made as to stool incontinence: often, 40; seldom, 20; never, 0. A tabulation is made with respect to “function status.” For example, if the resident can walk only with “some help,” he receives 35 points; only with “total help,” 70 points; if he cannot walk, 105 points. If the resident needs “total help” to dress, he receives 80 points; if “some help” is required, 40 points. Ratings are also made of the patient’s “mental status.” For example, if the patient is never alert, he receives 40 points; if sometimes alert, 20 points; always alert, 0 points. *1021If his judgment is always impaired, he receives, 30 points; sometimes, 15 points; never, 0 points. And ratings are also set forth for other physical “impairments.” For example, if the patient’s vision is unimpaired, he receives 0 points; if he has partial sight, 1 point; if he is blind, 2 points.

The criterion for admission to a SNF is a DMS-9 “predictor score” of 180. 10 NYCRR § 415.1(a)(2) (1978). For admission to an HRF (health-related facility), the required score is 60. § 420.1(b)(2). Where the admission, or denial of admission, is based on the guidelines set forth in these regulations, there is, of course, no doubt, that the State is directly, and solely, “responsible for the specific conduct of which the plaintiff complains,” ante, at 1004 (emphasis omitted), even if it has chosen to authorize a private party to implement that decision.8

*1022The Court dismisses the specific state standards for denying admission set forth in the regulations, and tabulated according to the DMS-9, by emphasizing what it perceives as an alternative method for gaining admission to a nursing home. In the Court’s view, this alternative route to admission takes the whole seheme outside the realm of state action because it hinges on a “physician’s assessment” of what is medically necessary. In characterizing the admission process as the independent assessment of a physician, the Court relies upon, but fails to quote, the following state regulations. The language of those regulations bears noting:

“[F]or those patients failing to meet the criteria and standards for admission to the . . . facility [as measured by the DMS-9], a certification signed by a physician member of the transferring facility’s utilization review agent or signed by the responsible social services district local medicaid medical director or designee indicating the reason(s) the patient requires [the facility’s level of care, is required].” 10 NYCRR § 415.1(a)(2) (1978) (emphasis added).

See also §420.1(b)(2).

As this provision makes clear, if the potential resident does not qualify under the specific standards of the DMS-1, as tabulated on the DMS-9, the patient can be admitted only on the basis of direct approval by Medicaid officials themselves, or on the basis of a determination by the utilization review agent of the transferring facility — and, of course, such agents are themselves clearly part and parcel of the statutory cost-control process.9 See n. 8, supra. No decision is made on *1023the basis of a medical judgment exercised outside the regulatory framework, by the resident’s personal physician acting on the basis of his personal medical judgment. The attending physician’s role is, at this stage, limited to “scoring” the patient’s condition according to standards set forth by the State on the DMS-9.

Yet the State’s involvement does not end with the initial certification. Within five days after admission, the matter is again subjected to assessment, this time by the operator of the transferee facility. This time the transferee nursing home operator is required to tabulate the DMS-9 score. If the patient’s score is not adequate by the standards of the DMS-9, admission must be denied unless sanctioned by the facility’s utilization review agent.10 The utilization review agent of the admitting facility, like that of the transferring facility, operates under a “written utilization control plan, approved by the department [of health].” 10 NYCRR §§ 416.9, 421.13 (1980). And that statutory body has the final say in *1024each instance. There can thus be little doubt that in the vast majority of cases, decisions as to “level of treatment” in the admission process are made according to the State’s specified criteria. That some deviation from the most literal application of the State’s guidelines is permitted cannot change the character of the State’s involvement. Indeed, absent such provision for exceptional cases, the formularized approach embodied in the DMS-9 would be unconscionable. And indeed, even with respect to these exceptional cases, the admissions procedure is administered through bodies whose structure and operations conform to state requirements, and whose decisions follow state guidelines — albeit guidelines somewhat more flexible than the DMS-1, in allowing some “psychosocial” factors to be taken into account. See infra, this page and 1025-1026.

The Court dismisses all this by noting that “[w]e cannot say that the State, by requiring completion of a form, is responsible for the physician’s decision.” Ante, at 1006-1007. The Court then notes that “[i]n any case, respondents’ complaint is about nursing home decisions to discharge or transfer, not to admit, Medicaid patients.” Ante, at 1007. This is true, of course. But where, one might ask, is the Court’s discussion of the frequent utilization reviews that occur after admission? The State’s regulations require that the operator shall provide for “continued stay reviews . . . to promote efficient and effective use of available health facilities and services every 30 days for the first 90 days, and every 90 days thereafter, for each nursing home patient.” 10 NYCRR § 416.9(b)(1) (1980) (skilled nursing facilities) (emphasis added). See also §421.13(b)(1) (health-related facilities, every 90 days).

The continued stay reviews parallel the admission determination with respect to both the State’s procedural and substantive standards.11 Again, the DMS-1 and the DMS-9 *1025channel the medical inquiry and function as the principal determinants of the resident’s status, for whenever a resident does not achieve an appropriate score on the DMS-1, as determined by a nonphysician representative of the utilization review agent, the resident’s case is directed to a physician member. That physician member does not personally examine the resident, but rather relies on the DMS-1 and other documentary information. See App. 172-173. If the matter is resolved adversely to the resident, only then must the attending physician be notified. The attending physician is allowed to present relevant information, though the final decision remains with the utilization review agent. See 10 NYCRR §§ 416.9(b)(2), 421.13(b)(2) (1980). And again, the State’s substantive standards, not independent medical judgment, pervade review determinations. Evaluations are based only on the DMS-1 and DMS-9 tabulation, on a “psychosocial” evaluation respecting the resident’s response to transfer and other physical, emotional, and mental characteristics of the patient, on the resident’s discharge plan (prepared according to state regulations), and upon “additional criteria and standards . . . which shall have been approved *1026by the department [of health].” 10 NYCRR §§ 416.9(b)(4), 421.13(b)(4) (1980) (emphasis added).12

The Court concludes with this assessment of the statutory-scheme:

“These regulations do not require .the nursing homes to rely on the forms in making discharge or transfer decisions, nor do they demonstrate that the State is responsible for the decision to discharge or transfer particular patients. Those decisions ultimately turn on medical judgments made by private parties according to professional standards that are not established by the State.” Ante, at 1008.

The Court is wrong. As a fair reading of the relevant regulations makes clear, the State (and Federal Government) have created, and administer, the level system as a cost-saving tool of the Medicaid program. The impetus for this *1027active program of review imposed upon the nursing home operator is primarily this fiscal concern. The State has set forth precisely the standards upon which the level-of-care determinations are to be made, and has delegated administration of the program to the nursing home operators, rather than assume the burden of administering the program itself. Thus, not only does the program implement the State’s fiscal goals, but, to paraphrase the Court, “[t]hese requirements . . . make the State responsible for actual decisions to discharge or transfer particular patients.” See ante, at 1008, n. 18. Where, as here, a private party acts on behalf of the State to implement state policy, his action is state action.

II

The deficiency in the Court’s analysis is dramatized by its inattention to the special characteristics of the nursing home. Quite apart from the State’s specific involvement in the transfer decisions at issue in this case, the nature of the nursing home as an institution, sustained by state and federal funds, and pervasively regulated by the State so as to ensure that it is properly implementing the governmental undertaking to provide assistance to the elderly and disabled that is embodied in the Medicaid program, undercuts the Court’s sterile approach to the state action inquiry in this case. The private nursing homes of the Nation exist, and profit, at the sufferance of state and federal Medicaid and Medicare agencies. The degree of interdependence between the State and the nursing home is far more pronounced than it was between the State and the private entity in Burton v. Wilmington Parking Authority, 365 U. S. 715 (1961). The State subsidizes practically all of the operating and capital costs of the facility, and pays the medical expenses of more than 90% of its residents. And, in setting reimbursement rates, the State generally affords the nursing homes a profit as well. Even more striking is the fact that the residents of those homes are, by definition, utterly dependent on the State for *1028their support and their placement. For many, the totality of their social network is the nursing home community. Within that environment, the nursing home operator is the immediate authority, the provider of food, clothing, shelter, and health care, and, in every significant respect, the functional equivalent of a State. Cf. Marsh v. Alabama, 326 U. S. 501 (1946). Surely, in this context we must be especially alert to those situations in which the State “has elected to place its power, property and prestige behind” the actions of the nursing home owner. See Burton v. Wilmington Parking Authority, supra, at 725.

Yet, whatever might be the status of the nursing home operator where the State has simply left the resident in his charge, while paying for the resident’s support and care, it is clear that the State has not simply left nursing home patients to the care of nursing home operators. No one would doubt that nursing homes are “pervasively regulated” by State and Federal Governments; virtually every action by the operator is subject to state oversight. But the question at this stage is not whether the procedures set forth in the state and federal regulatory scheme are sufficient to protect the residents’ interests. We are confronted with the question preliminary to any Fourteenth Amendment challenge: whether the State has brought its force to bear against the plaintiffs through the office of these private parties. In answering that question we may safely assume that when the State chooses to perform its governmental undertakings through private institutions, and with the aid of private parties, not every action of those private parties is state action. But when the State directs, supports, and encourages those private parties to take specific action, that is state action.

We may hypothesize many decisions of nursing home operators that affect patients, but are not attributable to the State.13 But with respect to decisions to transfer patients *1029downward from one level of care to another, if that decision is in any way connected with the statutory review structure set forth above,14 then there is no doubt that the standard for decision, and impetus for the decision, is the responsibility of the State. Indeed, with respect to the level-of-care determination, the State does everything but pay the nursing home operator a fixed salary. Because the State is clearly responsible for the specific conduct of petitioners about which respondents complain, and because this renders petitioners state actors for purposes of the Fourteenth Amendment, I dissent.

As the Court noted in Lugar v. Edmondson Oil Co., ante, at 926-932, the state action necessary to support a claimed violation of the Fourteenth Amendment, and the action “under color of law” required by 42 U. S. C. § 1983 (1976 ed., Supp. IV), represent parallel avenues of inquiry in a case claiming a remedy under § 1983 for a violation of the Fourteenth Amendment’s Due Process Clause. Of course, the “color of law” inquiry required by § 1983 focuses directly on the question whether the conduct of the particular § 1983 defendant is sufficiently connected with the state action that is present whenever the constitutionality of a state law, regulation, or practice is properly challenged. But this question may just as easily be framed as whether the § 1983 defendant is a “state actor.”

In Lugar, we addressed a decidedly different question of “state action.” In that case, the § 1983 plaintiff sought damages against a private party who had availed himself of an unconstitutional state attachment procedure, and had enlisted the aid of government officials to impair plaintiff’s property for his own benefit. We concluded that “a private party’s joint participation with state officials in the seizure of disputed property is sufficient to characterize that party as a ‘state actor’ for purposes of the Fourteenth Amendment.” Ante, at 941. Here the State affirmatively relies upon and requires private parties to implement specific deprivations of benefits according to standards and procedures that the State has established and enforces for its own benefit. The imprint of state power on the private party’s actions would seem in this circumstance to be even more significant.

The State must provide for the periodic review of patient care “to safeguard against unnecessary utilization of such care and services and to assure that payments ... are not in excess of reasonable charges consistent with efficiency, economy, and quality of care.” 42 U. S. C. § 1396a(a)(30). See 42 U. S. C. §§ 1395x(k), 1396a(a)(31), 1396b(g)(l)(C) (1976 ed. and Supp. IV); 42 CFR §§456.305, 456.406 (1981). There is no need here to dwell on the very detailed federal requirements, except to note that if the State fails to ensure that the physician certifications and utilization review procedures are implemented for each patient in each facility, the State is subject to a loss of Medicaid funds commensurate with the extent of the failure to ensure such utilization review. See 42 U. S. C. §§ 1396b(g), (i)(4) (1976 ed. and Supp. IV); 42 CFR §§456.650-456.657 (1981).

See, e. g., Bishop, Plough, & Willemain, Nursing Home Levels of Care: Problems and Alternatives, 2 Health Care Financing Rev., No. 2, pp. 33, 36 (1980).

See B. Vladeck, Unloving Care 138 (1980). “There is no reason to believe that Medicaid recipients in Georgia or Pennsylvania are ten times as likely to need skilled care as those in Oklahoma or Oregon, but they are ten times as likely to get it, or at least to get something called ‘skilled care.”' Id., at 137.

If the nursing home fails to assign the patients to the level of care the State deems appropriate, it is subject to sanction. Federal regulations provide that health care providers who furnish “items or services that are substantially in excess of the beneficiary’s needs” may be excluded from participating in the program. 42 CFR §420.101(a)(2) (1981). A nursing home that fails to follow state regulations is also subject to state-imposed daily penalties. See 10 NYCRR § 414.18 (1978).

It is also clear that under the federal scheme, the State’s responsibility extends to ensuring proper assessment of every resident. See 42 U. S. C. §§ 1396a(26)(A), 1396a(31)(A), 1396b(g)(l)(D) (1976 ed. and Supp. IV).

To acknowledge that the active system of utilization review serves a primarily fiscal purpose is not to demean the importance of that purpose, or the extent of overplacement of Medicaid recipients in skilled nursing facilities. That figure has been variously estimated at 10 to 40 percent. See Bishop, Plough, & Willemain, supra n. 4.

The Court mistakes the significance of the DMS-1, and the relevant inquiry, when it attempts to characterize that form as merely an instrument for recording the exercise of an independently exercised medical judgment. See ante, at 1006, n. 15. Of course, a medical background is essential in filling out the forms. But it remains clear that the State’s standards are to be applied in making the transfer determination.

The Court concludes that the patient assessment standards prescribed by the State may be easily disregarded. But the regulations themselves clearly demonstrate that those standards are not merely precatory. Notably, the regulations specify that “patient assessment standards shall not be applied to residents admitted to the residential health care facility prior to March 1, 1977.” 10 NYCRR §§ 416.9(a)(1), 421.13(a)(1) (1980) (emphasis added). See also §§ 416.9(b)(4)(vi), 421.13(b)(4)(vi). If the forms merely recorded the exercise of an independent medical judgment, rather than prescribed the standards upon which that judgment must be exercised, why would it be necessary to exempt certain patients from the inquiry? Indeed, the regulations specifically provide for a different set of standards to be applied to the continued stay review of patients admitted to a facility prior to March 1, 1977. See 10 NYCRR §§ 416.9(b)(4)(vii), 421.13 (b)(4) (vii) (1980) (“the standards for residents admitted to the facility prior March 1,1977 shall be developed by the utilization review agent and approved by the department”). Again, if the determination were in reality based on an independent medical assessment, it seems inconceivable to me that the State would have any interest in requiring different *1022standards for different patients depending on when the patient had been admitted.

Federal regulations require each nursing home to establish a utilization review committee whose functions include review of admission decisions, and the periodic assessment of the resident’s condition to determine whether the resident’s continued stay in the facility is justified. See 42 CFR §§ 456.301, 456.406 (1981). These review agents, as they are deemed *1023in the New York regulations, are composed of physicians not directly responsible for the patient whose care is being reviewed. §§456.306, 456.606. Under New York law, the physicians of the review agent may not have a financial interest in a residential care facility. 10 NYCRR §§ 416.9(b)(2), 421.13(b)(2) (1980). In New York, the review agent generally consists of two or more physicians selected and appointed by the facility. Medicaid provides reimbursement for their services. App. 173.

A physician member of the utilization review agent has the power to determine that the patient qualifies for the type of care that the facility offers, even if the patient’s score on the DMS-1 is insufficient. 10 NYCRR §§ 416.9(a)(2)(i), 421.13(a)(2)(i) (1980). If that physician member confirms that the patient is not in need of the facility’s level of care, he must then notify the patient’s attending physician “and afford that physician an opportunity for consultation.” § 416.9(a)(2)(ii). But even if the attending physician disagrees with the adverse admission finding of the utilization review agent physician, it is the utilization review agent, not the attending physician, that makes the admission decision. §§ 416.9(a)(2)(iv), 421.13(a)(2)(iv). The utilization review agent must, however, notify “the responsible social services district” of “any adverse admission decision.” §§ 416.9(a)(3), 421.13(a)(3).

The Court takes issue with our reliance on the nature of continued stay-reviews performed by the utilization review agent, noting that “patient *1025transfers to lower levels of care initiated by utilization review committees are simply not part of this case.” Ante, at 1007, n. 17. The Court’s position with respect to the work of the utilization review committee is schizophrenic at best: The Court expressly relies on its characterization of the review committee’s work as representing an independent physician’s assessment in reaching its conclusion that the DMS-1 and DMS-9 do not supply the criterion controlling the nursing home operator’s decision to admit or retain a patient in the home. Ante, at 1006; see discussion supra, at 1022. In any event, the Court simply misses the point. The nursing home operator is under a continuing duty “to make all efforts possible to transfer patients to the appropriate level of care or home as indicated by the patient’s medical condition or needs.” 10 NYCRR §§ 416.9(d)(1), 421.13(d)(1) (1980). Whether performed through the utilization review agent, or whether undertaken by the nursing home operator directly, transfers premised on the “patient’s medical condition or needs” are to be made with reference to the States definition of “need.”

If it is finally determined by the utilization review agent that the patient should be assigned to a lower level of care, the regulations set forth an elaborate scheme of review before the State Department of Health. See 10 NYCRR §§ 416.9(f), 421.13(f) (1980). These provisions apply even when the attending physician concurs in the determination. The utilization review committee must notify the Department of Health of its adverse finding and

“send to the department a written statement setting forth, in specific detail, the changed medical conditions or other circumstances of the individual which support the utilization review agent’s decision for transfer, and a copy of the completed patient assessment form (DMS-1) used by the utilization review agent in this review. The department shall review the adverse continued stay finding." §§ 416.9(f )(2)(i), 421.13(f )(2)(i) (emphasis added).

See also §§ 421.13(f)(3)®, 416.9(f)(3)®. Of course, there is no doubt that the determinations made on this review represent state action because they are performed by state officials. But if the initial determinations were not made according to state-established standards and for the State’s purposes, and were in fact “independent” medical decisions as characterized by the Court, it is difficult to understand the State’s active role in reviewing the substance of those determinations.

Of course, the nursing home operator’s power to make transfer decisions for other than medical reasons is severely limited by regulation. He may only *1029discharge or transfer the resident for valid medical reasons, for the welfare of the affected patient or other patients, or for nonpayment. 42 CFR §§ 405.1121(k)(4), 442.311(c) (1981); 10 NYCRR §414.14(4) (1980).

The issue presented in this case — the issue that the Court decides presents a live controversy — concerns facility-initiated discharges or transfers. See ante, at 1000. Transfers initiated by the Utilization Review Committee are within the terms of the consent decree entered by the District Court below, and are not before the Court today. These transfers even more clearly show the State’s hand in the transfer decision — indeed, it appears that the physicians on the Committees are reimbursed for their services by Medicaid. But there is absolutely no basis upon which to conclude that that decision to transfer a patient to a lower level of care can be made in any meaningful way independently of the state regulatory standards described in text. Of course, we might hypothesize a decision of the resident’s personal physician, not premised on the State’s view of what constitutes an appropriate level of care for the patient, to remove the patient from the particular facility. In these circumstances, I would agree that the nursing home owner, in simply responding to the personal physician’s request, is not a state actor. But it appears to me that the Court’s decision sweeps more broadly than that, and clearly reaches transfers based directly upon and arising from the State’s procedures and standards.

2.2.2.6 Manhattan Community Access Corp. v. Halleck 2.2.2.6 Manhattan Community Access Corp. v. Halleck

MANHATTAN COMMUNITY ACCESS CORPORATION, et al., Petitioners
v.
Deedee HALLECK, et al.

No. 17-1702

Supreme Court of the United States.

Argued February 25, 2019
Decided June 17, 2019

Robert T. Perry, Brooklyn, NY, Eugene Volokh, UCLA School of Law, Los Angeles, CA, Eugene R. Fidell, Yale Law School Supreme Court Clinic, New Haven, CT, Paul W. Hughes, Michael B. Kimberly, Andrew J. Pincus, Charles A. Rothfeld, Mayer Brown LLP, Washington, DC, for Respondents.

Michael B. de Leeuw, Tamar S. Wise, Stuart A. Shorenstein, Jesse R. Loffler, Cozen O'Connor, New York, NY, for Petitioners.

Justice KAVANAUGH delivered the opinion of the Court.

*1926 The Free Speech Clause of the First Amendment constrains governmental actors and protects private actors. To draw the line between governmental and private, this Court applies what is known as the state-action doctrine. Under that doctrine, as relevant here, a private entity may be considered a state actor when it exercises a function "traditionally exclusively reserved to the State." Jackson v. Metropolitan Edison Co. , 419 U.S. 345 , 352, 95 S.Ct. 449 , 42 L.Ed.2d 477 (1974).

This state-action case concerns the public access channels on Time Warner's cable system in Manhattan. Public access channels are available for private citizens to use. The public access channels on Time Warner's cable system in Manhattan are operated by a private nonprofit corporation known as MNN. The question here is whether MNN-even though it is a private entity-nonetheless is a state actor when it operates the public access channels. In other words, is operation of public access channels on a cable system a traditional, exclusive public function? If so, then the First Amendment would restrict MNN's exercise of editorial discretion over the speech and speakers on the public access channels.

Under the state-action doctrine as it has been articulated and applied by our precedents, we conclude that operation of public access channels on a cable system is not a traditional, exclusive public function. Moreover, a private entity such as MNN who opens its property for speech by others is not transformed by that fact alone into a state actor. In operating the public access channels, MNN is a private actor, not a state actor, and MNN therefore is not subject to First Amendment constraints on its editorial discretion. We reverse in relevant part the judgment of the Second Circuit, and we remand the case for further proceedings consistent with this opinion.

I

A

Since the 1970s, public access channels have been a regular feature on cable television systems throughout the United States. In the 1970s, Federal Communications Commission regulations required certain cable operators to set aside channels on their cable systems for public access. In 1979, however, this Court ruled that the FCC lacked statutory authority to impose that mandate. See FCC v. Midwest Video Corp. , 440 U.S. 689 , 99 S.Ct. 1435 , 59 L.Ed.2d 692 (1979). A few years later, Congress passed and President Reagan signed the Cable Communications Policy Act of 1984. 98 Stat. 2779 . The Act authorized state and local governments to require cable operators to set aside channels on their cable systems for public access. 47 U.S.C. § 531 (b).

The New York State Public Service Commission regulates cable franchising in New York State and requires cable operators in the State to set aside channels on their cable systems for public access. 16 N.Y. Codes, Rules & Regs. §§ 895.1(f), 895.4(b) (2018). State law requires that use of the public access channels be free of charge and first-come, first-served. §§ 895.4(c)(4) and (6). Under state law, the cable operator operates the public access *1927 channels unless the local government in the area chooses to itself operate the channels or designates a private entity to operate the channels. § 895.4(c)(1).

Time Warner (now known as Charter) operates a cable system in Manhattan. Under state law, Time Warner must set aside some channels on its cable system for public access. New York City (the City) has designated a private nonprofit corporation named Manhattan Neighborhood Network, commonly referred to as MNN, to operate Time Warner's public access channels in Manhattan. This case involves a complaint against MNN regarding its management of the public access channels.

B

Because this case comes to us on a motion to dismiss, we accept the allegations in the complaint as true. See Ashcroft v. Iqbal , 556 U.S. 662 , 678, 129 S.Ct. 1937 , 173 L.Ed.2d 868 (2009).

DeeDee Halleck and Jesus Papoleto Melendez produced public access programming in Manhattan. They made a film about MNN's alleged neglect of the East Harlem community. Halleck submitted the film to MNN for airing on MNN's public access channels, and MNN later televised the film. Afterwards, MNN fielded multiple complaints about the film's content. In response, MNN temporarily suspended Halleck from using the public access channels.

Halleck and Melendez soon became embroiled in another dispute with MNN staff. In the wake of that dispute, MNN ultimately suspended Halleck and Melendez from all MNN services and facilities.

Halleck and Melendez then sued MNN, among other parties, in Federal District Court. The two producers claimed that MNN violated their First Amendment free-speech rights when MNN restricted their access to the public access channels because of the content of their film.

MNN moved to dismiss the producers' First Amendment claim on the ground that MNN is not a state actor and therefore is not subject to First Amendment restrictions on its editorial discretion. The District Court agreed with MNN and dismissed the producers' First Amendment claim.

The Second Circuit reversed in relevant part. 882 F. 3d 300 , 308 (2018). In the majority opinion authored by Judge Newman and joined by Judge Lohier, the court stated that the public access channels in Manhattan are a public forum for purposes of the First Amendment. Reasoning that "public forums are usually operated by governments," the court concluded that MNN is a state actor subject to First Amendment constraints. Id. , at 306-307. Judge Lohier added a concurring opinion, explaining that MNN also qualifies as a state actor for the independent reason that "New York City delegated to MNN the traditionally public function of administering and regulating speech in the public forum of Manhattan's public access channels." Id., at 309 .

Judge Jacobs dissented in relevant part, opining that MNN is not a state actor. He reasoned that a private entity's operation of an open forum for speakers does not render the host entity a state actor. Judge Jacobs further stated that the operation of public access channels is not a traditional, exclusive public function.

We granted certiorari to resolve disagreement among the Courts of Appeals on the question whether private operators of public access cable channels are state actors subject to the First Amendment. 586 U.S. ----, 139 S.Ct. 360 , 202 L.Ed.2d 261 (2018). Compare 882 F. 3d 300 (case below), with Wilcher v. Akron , 498 F. 3d 516 (CA6 2007) ; and *1928 Alliance for Community Media v. FCC , 56 F. 3d 105 (CADC 1995).

II

Ratified in 1791, the First Amendment provides in relevant part that "Congress shall make no law ... abridging the freedom of speech." Ratified in 1868, the Fourteenth Amendment makes the First Amendment's Free Speech Clause applicable against the States: "No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law ...." § 1. The text and original meaning of those Amendments, as well as this Court's longstanding precedents, establish that the Free Speech Clause prohibits only governmental abridgment of speech. The Free Speech Clause does not prohibit private abridgment of speech. See, e.g., Denver Area Ed. Telecommunications Consortium, Inc. v. FCC , 518 U.S. 727 , 737, 116 S.Ct. 2374 , 135 L.Ed.2d 888 (1996) (plurality opinion); Hurley v. Irish-American Gay, Lesbian and Bisexual Group of Boston , Inc., 515 U.S. 557 , 566, 115 S.Ct. 2338 , 132 L.Ed.2d 487 (1995) ; Hudgens v. NLRB , 424 U.S. 507 , 513, 96 S.Ct. 1029 , 47 L.Ed.2d 196 (1976) ; cf. Miami Herald Publishing Co. v. Tornillo , 418 U.S. 241 , 256, 94 S.Ct. 2831 , 41 L.Ed.2d 730 (1974).

In accord with the text and structure of the Constitution, this Court's state-action doctrine distinguishes the government from individuals and private entities. See Brentwood Academy v. Tennessee Secondary School Athletic Assn. , 531 U.S. 288 , 295-296, 121 S.Ct. 924 , 148 L.Ed.2d 807 (2001). By enforcing that constitutional boundary between the governmental and the private, the state-action doctrine protects a robust sphere of individual liberty.

Here, the producers claim that MNN, a private entity, restricted their access to MNN's public access channels because of the content of the producers' film. The producers have advanced a First Amendment claim against MNN. The threshold problem with that First Amendment claim is a fundamental one: MNN is a private entity.

Relying on this Court's state-action precedents, the producers assert that MNN is nonetheless a state actor subject to First Amendment constraints on its editorial discretion. Under this Court's cases, a private entity can qualify as a state actor in a few limited circumstances-including, for example, (i) when the private entity performs a traditional, exclusive public function, see, e.g., Jackson , 419 U.S. at 352-354 , 95 S.Ct. 449 ; (ii) when the government compels the private entity to take a particular action, see, e.g., Blum v. Yaretsky , 457 U.S. 991 , 1004-1005, 102 S.Ct. 2777 , 73 L.Ed.2d 534 (1982) ; or (iii) when the government acts jointly with the private entity, see, e.g., Lugar v. Edmondson Oil Co. , 457 U.S. 922 , 941-942, 102 S.Ct. 2744 , 73 L.Ed.2d 482 (1982).

The producers' primary argument here falls into the first category: The producers contend that MNN exercises a traditional, exclusive public function when it operates the public access channels on Time Warner's cable system in Manhattan. We disagree.

A

Under the Court's cases, a private entity may qualify as a state actor when it exercises "powers traditionally exclusively reserved to the State." Jackson , 419 U.S. at 352 , 95 S.Ct. 449 . It is not enough that the federal, state, or local government exercised the function in the past, or still does. And it is not enough that the function serves the public good or *1929 the public interest in some way. Rather, to qualify as a traditional, exclusive public function within the meaning of our state-action precedents, the government must have traditionally and exclusively performed the function. See Rendell-Baker v. Kohn , 457 U.S. 830 , 842, 102 S.Ct. 2764 , 73 L.Ed.2d 418 (1982) ; Jackson , 419 U.S. at 352-353 , 95 S.Ct. 449 ; Evans v. Newton , 382 U.S. 296 , 300, 86 S.Ct. 486 , 15 L.Ed.2d 373 (1966).

The Court has stressed that "very few" functions fall into that category. Flagg Bros., Inc. v. Brooks , 436 U.S. 149 , 158, 98 S.Ct. 1729 , 56 L.Ed.2d 185 (1978). Under the Court's cases, those functions include, for example, running elections and operating a company town. See Terry v. Adams , 345 U.S. 461 , 468-470, 73 S.Ct. 809 , 97 L.Ed. 1152 (1953) (elections); Marsh v. Alabama , 326 U.S. 501 , 505-509, 66 S.Ct. 276 , 90 L.Ed. 265 (1946) (company town); Smith v. Allwright , 321 U.S. 649 , 662-666, 64 S.Ct. 757 , 88 L.Ed. 987 (1944) (elections); Nixon v. Condon , 286 U.S. 73 , 84-89, 52 S.Ct. 484 , 76 L.Ed. 984 (1932) (elections). 1 The Court has ruled that a variety of functions do not fall into that category, including, for example: running sports associations and leagues, administering insurance payments, operating nursing homes, providing special education, representing indigent criminal defendants, resolving private disputes, and supplying electricity. See American Mfrs. Mut. Ins. Co. v. Sullivan , 526 U.S. 40 , 55-57, 119 S.Ct. 977 , 143 L.Ed.2d 130 (1999) (insurance payments); National Collegiate Athletic Assn. v. Tarkanian , 488 U.S. 179 , 197, n. 18, 109 S.Ct. 454 , 102 L.Ed.2d 469 (1988) (college sports); San Francisco Arts & Athletics, Inc. v. United States Olympic Comm. , 483 U.S. 522 , 544-545, 107 S.Ct. 2971 , 97 L.Ed.2d 427 (1987) (amateur sports); Blum , 457 U.S. at 1011-1012, 102 S.Ct. 2777 (nursing home); Rendell-Baker , 457 U.S. at 842, 102 S.Ct. 2764 (special education); Polk County v. Dodson , 454 U.S. 312 , 318-319, 102 S.Ct. 445 , 70 L.Ed.2d 509 (1981) (public defender); Flagg Bros. , 436 U.S. at 157-163 , 98 S.Ct. 1729 (private dispute resolution); Jackson , 419 U.S. at 352-354 , 95 S.Ct. 449 (electric service).

The relevant function in this case is operation of public access channels on a cable system. That function has not traditionally and exclusively been performed by government.

Since the 1970s, when public access channels became a regular feature on cable systems, a variety of private and public actors have operated public access channels, including: private cable operators; private nonprofit organizations; municipalities; and other public and private community organizations such as churches, schools, and libraries. See Denver Area , 518 U.S. at 761-762 , 116 S.Ct. 2374 (plurality opinion); R. Oringel & S. Buske, The Access Manager's Handbook: A Guide for Managing Community Television 14-17 (1987).

The history of public access channels in Manhattan further illustrates the point. In 1971, public access channels first started operating in Manhattan. See D. Brenner, M. Price, & M. Meyerson, Cable Television and Other Nonbroadcast Video § 6:29, p. 6-47 (2018). Those early Manhattan public access channels were operated in large *1930 part by private cable operators, with some help from private nonprofit organizations. See G. Gillespie, Public Access Cable Television in the United States and Canada 37-38 (1975); Janes, History and Structure of Public Access Television, 39 J. Film & Video, No. 3, pp. 15-17 (1987). Those private cable operators continued to operate the public access channels until the early 1990s, when MNN (also a private entity) began to operate the public access channels.

In short, operating public access channels on a cable system is not a traditional, exclusive public function within the meaning of this Court's cases.

B

To avoid that conclusion, the producers widen the lens and contend that the relevant function here is not simply the operation of public access channels on a cable system, but rather is more generally the operation of a public forum for speech. And according to the producers, operation of a public forum for speech is a traditional, exclusive public function.

That analysis mistakenly ignores the threshold state-action question. When the government provides a forum for speech (known as a public forum), the government may be constrained by the First Amendment, meaning that the government ordinarily may not exclude speech or speakers from the forum on the basis of viewpoint, or sometimes even on the basis of content. See, e.g., Southeastern Promotions, Ltd. v. Conrad , 420 U.S. 546 , 547, 555, 95 S.Ct. 1239 , 43 L.Ed.2d 448 (1975) (private theater leased to the city); Police Dept. of Chicago v. Mosley , 408 U.S. 92 , 93, 96, 92 S.Ct. 2286 , 33 L.Ed.2d 212 (1972) (sidewalks); Hague v. Committee for Industrial Organization , 307 U.S. 496 , 515-516, 59 S.Ct. 954 , 83 L.Ed. 1423 (1939) (streets and parks).

By contrast, when a private entity provides a forum for speech, the private entity is not ordinarily constrained by the First Amendment because the private entity is not a state actor. The private entity may thus exercise editorial discretion over the speech and speakers in the forum. This Court so ruled in its 1976 decision in Hudgens v. NLRB . There, the Court held that a shopping center owner is not a state actor subject to First Amendment requirements such as the public forum doctrine. 424 U.S. at 520-521 , 96 S.Ct. 1029 ; see also Lloyd Corp. v. Tanner , 407 U.S. 551 , 569-570, 92 S.Ct. 2219 , 33 L.Ed.2d 131 (1972) ; Central Hardware Co. v. NLRB , 407 U.S. 539 , 547, 92 S.Ct. 2238 , 33 L.Ed.2d 122 (1972) ; Alliance for Community Media , 56 F. 3d at 121-123 .

The Hudgens decision reflects a commonsense principle: Providing some kind of forum for speech is not an activity that only governmental entities have traditionally performed. Therefore, a private entity who provides a forum for speech is not transformed by that fact alone into a state actor. After all, private property owners and private lessees often open their property for speech. Grocery stores put up community bulletin boards. Comedy clubs host open mic nights. As Judge Jacobs persuasively explained, it "is not at all a near-exclusive function of the state to provide the forums for public expression, politics, information, or entertainment." 882 F. 3d at 311 (opinion concurring in part and dissenting in part).

In short, merely hosting speech by others is not a traditional, exclusive public function and does not alone transform private entities into state actors subject to First Amendment constraints.

If the rule were otherwise, all private property owners and private lessees *1931 who open their property for speech would be subject to First Amendment constraints and would lose the ability to exercise what they deem to be appropriate editorial discretion within that open forum. Private property owners and private lessees would face the unappetizing choice of allowing all comers or closing the platform altogether. "The Constitution by no means requires such an attenuated doctrine of dedication of private property to public use." Hudgens , 424 U.S. at 519 , 96 S.Ct. 1029 (internal quotation marks omitted). Benjamin Franklin did not have to operate his newspaper as "a stagecoach, with seats for everyone." F. Mott, American Journalism 55 (3d ed. 1962). That principle still holds true. As the Court said in Hudgens , to hold that private property owners providing a forum for speech are constrained by the First Amendment would be "to create a court-made law wholly disregarding the constitutional basis on which private ownership of property rests in this country." 424 U.S. at 517 , 96 S.Ct. 1029 (internal quotation marks omitted). The Constitution does not disable private property owners and private lessees from exercising editorial discretion over speech and speakers on their property. 2

The producers here are seeking in effect to circumvent this Court's case law, including Hudgens . But Hudgens is sound, and we therefore reaffirm our holding in that case. 3

C

Next, the producers retort that this case differs from Hudgens because New York City has designated MNN to operate the public access channels on Time Warner's cable system, and because New York State heavily regulates MNN with respect to the public access channels. Under this Court's cases, however, those facts do not establish that MNN is a state actor.

New York City's designation of MNN to operate the public access channels is analogous to a government license, a government contract, or a government-granted monopoly. But as the Court has long held, the fact that the government licenses, contracts with, or grants a monopoly to a private entity does not convert the private entity into a state actor-unless the private entity is performing a traditional, exclusive public function. See, e.g., San Francisco Arts & Athletics , 483 U.S. at 543-544 , 107 S.Ct. 2971 (exclusive-use rights and corporate charters); Blum , 457 U.S. at 1011, 102 S.Ct. 2777 (licenses); Rendell-Baker , 457 U.S. at 840-841, 102 S.Ct. 2764 (contracts); Polk County , 454 U.S. at 319, n. 9 , and 320-322, 102 S.Ct. 445 (law licenses);

*1932 Jackson , 419 U.S. at 351-352 , 95 S.Ct. 449 (electric monopolies); Columbia Broadcasting System, Inc. v. Democratic National Committee , 412 U.S. 94 , 120-121, 93 S.Ct. 2080 , 36 L.Ed.2d 772 (1973) (broadcast licenses); Moose Lodge No. 107 v. Irvis , 407 U.S. 163 , 176-177, 92 S.Ct. 1965 , 32 L.Ed.2d 627 (1972) (liquor licenses); cf. Trustees of Dartmouth College v. Woodward , 4 Wheat. 518 , 638-639, 4 L.Ed. 629 (1819) (corporate charters). The same principle applies if the government funds or subsidizes a private entity. See Blum , 457 U.S. at 1011, 102 S.Ct. 2777 ; Rendell - Baker , 457 U.S. at 840, 102 S.Ct. 2764 .

Numerous private entities in America obtain government licenses, government contracts, or government-granted monopolies. If those facts sufficed to transform a private entity into a state actor, a large swath of private entities in America would suddenly be turned into state actors and be subject to a variety of constitutional constraints on their activities. As this Court's many state-action cases amply demonstrate, that is not the law. Here, therefore, the City's designation of MNN to operate the public access channels on Time Warner's cable system does not make MNN a state actor.

So, too, New York State's extensive regulation of MNN's operation of the public access channels does not make MNN a state actor. Under the State's regulations, air time on the public access channels must be free, and programming must be aired on a first-come, first-served basis. Those regulations restrict MNN's editorial discretion and in effect require MNN to operate almost like a common carrier. But under this Court's cases, those restrictions do not render MNN a state actor.

In Jackson v. Metropolitan Edison Co. , the leading case on point, the Court stated that the "fact that a business is subject to state regulation does not by itself convert its action into that of the State." 419 U.S. at 350 , 95 S.Ct. 449 . In that case, the Court held that "a heavily regulated, privately owned utility, enjoying at least a partial monopoly in the providing of electrical service within its territory," was not a state actor. Id. , at 358, 95 S.Ct. 449 . The Court explained that the "mere existence" of a "regulatory scheme"-even if "extensive and detailed"-did not render the utility a state actor. Id., at 350 , and n. 7, 95 S.Ct. 449 . Nor did it matter whether the State had authorized the utility to provide electric service to the community, or whether the utility was the only entity providing electric service to much of that community.

This case closely parallels Jackson . Like the electric utility in Jackson , MNN is "a heavily regulated, privately owned" entity. Id., at 358 , 95 S.Ct. 449 . As in Jackson , the regulations do not transform the regulated private entity into a state actor.

Put simply, being regulated by the State does not make one a state actor. See Sullivan , 526 U.S. at 52 , 119 S.Ct. 977 ; Blum , 457 U.S. at 1004, 102 S.Ct. 2777 ; Rendell-Baker , 457 U.S. at 841-842, 102 S.Ct. 2764 ; Jackson , 419 U.S. at 350 , 95 S.Ct. 449 ; Moose Lodge , 407 U.S. at 176-177, 92 S.Ct. 1965 . As the Court's cases have explained, the "being heavily regulated makes you a state actor" theory of state action is entirely circular and would significantly endanger individual liberty and private enterprise. The theory would be especially problematic in the speech context, because it could eviscerate certain private entities' rights to exercise editorial control over speech and speakers on their properties or platforms. Not surprisingly, as Justice THOMAS has pointed out, this Court has "never even hinted that regulatory control, and particularly direct regulatory control over a private entity's First Amendment speech rights," could justify *1933 subjecting the regulated private entity to the constraints of the First Amendment. Denver Area , 518 U.S. at 829 , 116 S.Ct. 2374 (opinion concurring in judgment in part and dissenting in part).

In sum, we conclude that MNN is not subject to First Amendment constraints on how it exercises its editorial discretion with respect to the public access channels. To be sure, MNN is subject to state-law constraints on its editorial discretion (assuming those state laws do not violate a federal statute or the Constitution). If MNN violates those state laws, or violates any applicable contracts, MNN could perhaps face state-law sanctions or liability of some kind. We of course take no position on any potential state-law questions. We simply conclude that MNN, as a private actor, is not subject to First Amendment constraints on how it exercises editorial discretion over the speech and speakers on its public access channels.

III

Perhaps recognizing the problem with their argument that MNN is a state actor under ordinary state-action principles applicable to private entities and private property, the producers alternatively contend that the public access channels are actually the property of New York City, not the property of Time Warner or MNN. On this theory, the producers say (and the dissent agrees) that MNN is in essence simply managing government property on behalf of New York City.

The short answer to that argument is that the public access channels are not the property of New York City. Nothing in the record here suggests that a government (federal, state, or city) owns or leases either the cable system or the public access channels at issue here. Both Time Warner and MNN are private entities. Time Warner is the cable operator, and it owns its cable network, which contains the public access channels. MNN operates those public access channels with its own facilities and equipment. The City does not own or lease the public access channels, and the City does not possess a formal easement or other property interest in those channels. The franchise agreements between the City and Time Warner do not say that the City has any property interest in the public access channels. On the contrary, the franchise agreements expressly place the public access channels "under the jurisdiction" of MNN. App. 22. Moreover, the producers did not allege in their complaint that the City has a property interest in the channels. And the producers have not cited any basis in state law for such a conclusion. Put simply, the City does not have "any formal easement or other property interest in those channels." Denver Area , 518 U.S. at 828 , 116 S.Ct. 2374 (opinion of THOMAS, J.).

It does not matter that a provision in the franchise agreements between the City and Time Warner allowed the City to designate a private entity to operate the public access channels on Time Warner's cable system. Time Warner still owns the cable system. And MNN still operates the public access channels. To reiterate, nothing in the franchise agreements suggests that the City possesses any property interest in Time Warner's cable system, or in the public access channels on that system.

It is true that the City has allowed the cable operator, Time Warner, to lay cable along public rights-of-way in the City. But Time Warner's access to public rights-of-way does not alter the state-action analysis. For Time Warner, as for other cable operators, access to public rights-of-way is essential to lay cable and construct a physical cable infrastructure. See *1934 Turner Broadcasting System, Inc. v. FCC , 512 U.S. 622 , 628, 114 S.Ct. 2445 , 129 L.Ed.2d 497 (1994). But the same is true for utility providers, such as the electric utility in Jackson . Put simply, a private entity's permission from government to use public rights-of-way does not render that private entity a state actor.

Having said all that, our point here should not be read too broadly. Under the laws in certain States, including New York, a local government may decide to itself operate the public access channels on a local cable system (as many local governments in New York State and around the country already do), or could take appropriate steps to obtain a property interest in the public access channels. Depending on the circumstances, the First Amendment might then constrain the local government's operation of the public access channels. We decide only the case before us in light of the record before us.

* * *

It is sometimes said that the bigger the government, the smaller the individual. Consistent with the text of the Constitution, the state-action doctrine enforces a critical boundary between the government and the individual, and thereby protects a robust sphere of individual liberty. Expanding the state-action doctrine beyond its traditional boundaries would expand governmental control while restricting individual liberty and private enterprise. We decline to do so in this case.

MNN is a private entity that operates public access channels on a cable system. Operating public access channels on a cable system is not a traditional, exclusive public function. A private entity such as MNN who opens its property for speech by others is not transformed by that fact alone into a state actor. Under the text of the Constitution and our precedents, MNN is not a state actor subject to the First Amendment. We reverse in relevant part the judgment of the Second Circuit, and we remand the case for further proceedings consistent with this opinion.

It is so ordered.

Justice SOTOMAYOR, with whom Justice GINSBURG, Justice BREYER, and Justice KAGAN join, dissenting.

The Court tells a very reasonable story about a case that is not before us. I write to address the one that is.

This is a case about an organization appointed by the government to administer a constitutional public forum. (It is not, as the Court suggests, about a private property owner that simply opened up its property to others.) New York City (the City) secured a property interest in public-access television channels when it granted a cable franchise to a cable company. State regulations require those public-access channels to be made open to the public on terms that render them a public forum. The City contracted out the administration of that forum to a private organization, petitioner Manhattan Community Access Corporation (MNN). By accepting that agency relationship, MNN stepped into the City's shoes and thus qualifies as a state actor, subject to the First Amendment like any other.

I

A

A cable-television franchise is, essentially, a license to create a system for distributing cable TV in a certain area. It is a valuable right, usually conferred on a private company by a local government. See 47 U.S.C. §§ 522 (9) - (10), 541(a)(2), (b)(1) ; Turner Broadcasting System, Inc. v. FCC , 512 U.S. 622 , 628, 114 S.Ct. 2445 , 129 L.Ed.2d 497 (1994). A private company cannot enter a local cable market without one. § 541(b)(1).

*1935 Cable companies transmit content through wires that stretch "between a transmission facility and the television sets of individual subscribers." Id. , at 627-628, 114 S.Ct. 2445 . Creating this network of wires is a disruptive undertaking that "entails the use of public rights-of-way and easements." Id. , at 628, 114 S.Ct. 2445 .

New York State authorizes municipalities to grant cable franchises to cable companies of a certain size only if those companies agree to set aside at least one public access channel. 16 N.Y. Codes, Rules & Regs. §§ 895.1(f), 895.4(b)(1) (2016). New York then requires that those public-access channels be open to all comers on "a first-come, first-served, nondiscriminatory basis." § 895.4(c)(4). Likewise, the State prohibits both cable franchisees and local governments from "exercis[ing] any editorial control" over the channels, aside from regulating obscenity and other unprotected content. §§ 895.4(c)(8)-(9).

B

Years ago, New York City (no longer a party to this suit) and Time Warner Entertainment Company (never a party to this suit) entered into a cable-franchise agreement. App. 22. Time Warner received a cable franchise; the City received public-access channels. The agreement also provided that the public-access channels would be operated by an independent, nonprofit corporation chosen by the Manhattan borough president. But the City, as the practice of other New York municipalities confirms, could have instead chosen to run the channels itself. See § 895.4(c)(1) ; Brief for Respondents 35 (citing examples).

MNN is the independent nonprofit that the borough president appointed to run the channels; indeed, MNN appears to have been incorporated in 1991 for that precise purpose, with seven initial board members selected by the borough president (though only two thus selected today). See App. 23; Brief for Respondents 7, n. 1. The City arranged for MNN to receive startup capital from Time Warner and to be funded through franchise fees from Time Warner and other Manhattan cable franchisees. App. 23; Brief for New York County Lawyers Association (NYCLA) as Amicus Curiae 27; see also App. to Brief for Respondents 19a. As the borough president announced upon MNN's formation in 1991, MNN's "central charge is to administer and manage all the public access channels of the cable television systems in Manhattan." App. to Brief for NYCLA as Amicus Curiae 1.

As relevant here, respondents DeeDee Halleck and Jesus Papoleto Melendez sued MNN in U.S. District Court for the Southern District of New York under 42 U.S.C. § 1983 . They alleged that the public-access channels, "[r]equired by state regulation and [the] local franchise agreements," are "a designated public forum of unlimited character"; that the City had "delegated control of that public forum to MNN"; and that MNN had, in turn, engaged in viewpoint discrimination in violation of respondents' First Amendment rights. App. 39.

The District Court dismissed respondents' First Amendment claim against MNN. The U.S. Court of Appeals for the Second Circuit reversed that dismissal, concluding that the public-access channels "are public forums and that [MNN's] employees were sufficiently alleged to be state actors taking action barred by the First Amendment." 882 F. 3d 300 , 301-302 (2018). Because the case before us arises from a motion to dismiss, respondents' factual allegations must be accepted as true. Hernandez v. Mesa , 582 U.S. ----, ----, 137 S.Ct. 2003 , 2004-2005, 198 L.Ed.2d 625 (2017) ( per curiam ).

*1936 II

I would affirm the judgment below. The channels are clearly a public forum: The City has a property interest in them, and New York regulations require that access to those channels be kept open to all. And because the City (1) had a duty to provide that public forum once it granted a cable franchise and (2) had a duty to abide by the First Amendment once it provided that forum, those obligations did not evaporate when the City delegated the administration of that forum to a private entity. Just as the City would have been subject to the First Amendment had it chosen to run the forum itself, MNN assumed the same responsibility when it accepted the delegation.

A

When a person alleges a violation of the right to free speech, courts generally must consider not only what was said but also in what context it was said.

On the one hand, there are "public forums," or settings that the government has opened in some way for speech by the public (or some subset of it). The Court's precedents subdivide this broader category into various subcategories, with the level of leeway for government regulation of speech varying accordingly. See Minnesota Voters Alliance v. Mansky , 585 U.S. ----, ----, 138 S.Ct. 1876 , 1885, 201 L.Ed.2d 201 (2018). Compare Frisby v. Schultz , 487 U.S. 474 , 480, 108 S.Ct. 2495 , 101 L.Ed.2d 420 (1988) (streets and public parks, traditional public forums), with Southeastern Promotions, Ltd. v. Conrad , 420 U.S. 546 , 555, 95 S.Ct. 1239 , 43 L.Ed.2d 448 (1975) (city-leased theater, designated public forum), with Christian Legal Soc. Chapter of Univ. of Cal., Hastings College of Law v. Martinez , 561 U.S. 661 , 669, 679, and n. 12, 130 S.Ct. 2971 , 177 L.Ed.2d 838 (2010) (program for registered student organizations, limited public forum). But while many cases turn on which type of "forum" is implicated, the important point here is that viewpoint discrimination is impermissible in them all. See Good News Club v. Milford Central School , 533 U.S. 98 , 106, 121 S.Ct. 2093 , 150 L.Ed.2d 151 (2001).

On the other hand, there are contexts that do not fall under the "forum" rubric. For one, there are contexts in which the government is simply engaging in its own speech and thus has freedom to select the views it prefers. See, e.g. , Walker v. Texas Div. , Sons of Confederate Veterans , Inc. , 576 U.S. ----, ---- - ----, 135 S.Ct. 2239 , 2246-2247, 192 L.Ed.2d 274 (2015) (specialty license plates); Pleasant Grove City v. Summum , 555 U.S. 460 , 467-469, 481, 129 S.Ct. 1125 , 172 L.Ed.2d 853 (2009) (privately donated permanent monuments in a public park). 1 In addition, there are purely private spaces, where the First Amendment is (as relevant here) inapplicable. The First Amendment leaves a private store owner (or homeowner), for example, free to remove a customer (or dinner guest) for expressing unwanted views. See, e.g. , Lloyd Corp. v. Tanner , 407 U.S. 551 , 569-570, 92 S.Ct. 2219 , 33 L.Ed.2d 131 (1972). In these settings, there is no First Amendment right against viewpoint discrimination.

Here, respondents alleged viewpoint discrimination. App. 39. So a key question in this case concerns what the Manhattan public-access channels are: a public forum of some kind, in which a claim alleging *1937 viewpoint discrimination would be cognizable, or something else, such as government speech or purely private property, where picking favored viewpoints is appropriately commonplace. 2 Neither MNN nor the majority suggests that this is an instance of government speech. This case thus turns first and foremost on whether the public-access channels are or are not purely private property. 3

1

This Court has not defined precisely what kind of governmental property interest (if any) is necessary for a public forum to exist. See Cornelius v. NAACP Legal Defense & Ed. Fund, Inc. , 473 U.S. 788 , 801, 105 S.Ct. 3439 , 87 L.Ed.2d 567 (1985) ("a speaker must seek access to public property or to private property dedicated to public use"). But see ante , at 1931, n. 3 (appearing to reject the phrase "private property dedicated to public use" as "passing dicta"). I assume for the sake of argument in this case that public-forum analysis is inappropriate where the government lacks a "significant property interest consistent with the communicative purpose of the forum." Denver Area Ed. Telecommunications Consortium, Inc. v. FCC , 518 U.S. 727 , 829, 116 S.Ct. 2374 , 135 L.Ed.2d 888 (1996) (THOMAS, J., concurring in judgment in part and dissenting in part).

Such an interest is present here. As described above, New York State required the City to obtain public-access channels from Time Warner in exchange for awarding a cable franchise. See supra , at 1934 - 1935. The exclusive right to use these channels (and, as necessary, Time Warner's infrastructure) qualifies as a property interest, akin at the very least to an easement.

The last time this Court considered a case centering on public-access channels, five Justices described an interest like the one here as similar to an easement. Although Justice BREYER did not conclude that a public-access channel was indeed a public forum, he likened the cable company's agreement to reserve such channels "to the reservation of a public easement, or a dedication of land for streets and parks, as part of a municipality's approval of a subdivision of land." Denver Area , 518 U.S. at 760-761 , 116 S.Ct. 2374 (joined by Stevens and Souter, JJ.). And Justice Kennedy observed not only that an easement would be an appropriate analogy, id., at 793-794 , 116 S.Ct. 2374 (opinion concurring in part, concurring in judgment in part, and dissenting in part, joined by GINSBURG, J.), but also that "[p]ublic access channels meet the definition of a public forum," id., at 791 , 116 S.Ct. 2374 , "even though they operate over property to which the cable operator holds title," id., at 792 , 116 S.Ct. 2374 ; see also id., at 792-793 , 116 S.Ct. 2374 (noting that the entire cable system's existence stems from the municipality's decision to grant the franchise). What those five Justices suggested in 1996 remains true today.

"A common idiom describes property as a 'bundle of sticks'-a collection of individual *1938 rights which, in certain combinations, constitute property." United States v. Craft , 535 U.S. 274 , 278, 122 S.Ct. 1414 , 152 L.Ed.2d 437 (2002). Rights to exclude and to use are two of the most crucial sticks in the bundle. See id., at 283 , 122 S.Ct. 1414 . "State law determines ... which sticks are in a person's bundle," id., at 278 , 122 S.Ct. 1414 , and therefore defining property itself is a state-law exercise. 4 As for whether there is a sufficient property interest to trigger First Amendment forum analysis, related precedents show that there is.

As noted above, there is no disputing that Time Warner owns the wires themselves. See Turner , 512 U.S. at 628 , 114 S.Ct. 2445 . If the wires were a road, it would be easy to define the public's right to walk on it as an easement. See, e.g. , In re India Street , 29 N.Y. 2d 97 , 100-103, 324 N.Y.S.2d 1 , 272 N. E 2d 518 , 518-520 (1971). Similarly, if the wires were a theater, there would be no question that a government's long-term lease to use it would be sufficient for public-forum purposes. Southeastern Promotions , 420 U.S. at 547, 555 , 95 S.Ct. 1239 . But some may find this case more complicated because the wires are not a road or a theater that one can physically occupy; they are a conduit for transmitting signals that appear as television channels. In other words, the question is how to understand the right to place content on those channels using those wires.

The right to convey expressive content using someone else's physical infrastructure is not new. To give another low-tech example, imagine that one company owns a billboard and another rents space on that billboard. The renter can have a property interest in placing content on the billboard for the lease term even though it does not own the billboard itself. See, e.g., Naegele Outdoor Advertising Co. of Minneapolis v. Lakeville , 532 N. W. 2d 249 , 253 (Minn. App.1995) ; see also Matter of XAR Corp. v. Di Donato , 76 App. Div. 2d 972 , 973, 429 N.Y. S. 2d 59 , 60 (1980) ("Although invariably labeled 'leases,' agreements to erect advertising signs or to place signs on walls or fences are easements in gross").

The same principle should operate in this higher tech realm. Just as if the channels were a billboard, the City obtained rights for exclusive use of the channels by the public for the foreseeable future; no one is free to take the channels away, short of a contract renegotiation. Cf. Craft , 535 U.S. at 283 , 122 S.Ct. 1414 . The City also obtained the right to administer, or delegate the administration of, the channels. The channels are more intangible than a billboard, but no one believes that a right must be tangible to qualify as a property interest. See, e.g. , Armstrong v. United States , 364 U.S. 40 , 48-49, 80 S.Ct. 1563 , 4 L.Ed.2d 1554 (1960) (treating destruction of valid liens as a taking); Adams Express Co. v. Ohio State Auditor , 166 U.S. 185 , 219, 17 S.Ct. 604 , 41 L.Ed. 965 (1897) (treating "privileges, corporate franchises, contracts or obligations" as taxable property). And it is hardly unprecedented for a government to receive a right to transmit something over a private entity's infrastructure in exchange for conferring something of value on that private entity; examples go back at least as far as the 1800s. 5

*1939 I do not suggest that the government always obtains a property interest in public-access channels created by franchise agreements. But the arrangement here is consistent with what the Court would treat as a governmental property interest in other contexts. New York City gave Time Warner the right to lay wires and sell cable TV. In exchange, the City received an exclusive right to send its own signal over Time Warner's infrastructure-no different than receiving a right to place ads on another's billboards. Those rights amount to a governmental property interest in the channels, and that property interest is clearly "consistent with the communicative purpose of the forum," Denver Area , 518 U.S. at 829 , 116 S.Ct. 2374 (opinion of THOMAS, J.). Indeed, it is the right to transmit the very content to which New York law grants the public open and equal access.

2

With the question of a governmental property interest resolved, it should become clear that the public-access channels are a public forum. 6 Outside of classic examples like sidewalks and parks, a public forum exists only where the government has deliberately opened up the setting for speech by at least a subset of the public. Cornelius , 473 U.S. at 802 , 105 S.Ct. 3439 . "Accordingly, the Court has looked to the policy and practice of the government," as well as the nature of the property itself, "to ascertain whether it intended to designate a place not traditionally open to assembly and debate as a public forum." See ibid. For example, a state college might make its facilities open to student groups, or a municipality might open up an auditorium for certain public meetings. See id. , at 802-803, 105 S.Ct. 3439 .

The requisite governmental intent is manifest here. As noted above, New York State regulations require that the channels be made available to the public "on a first-come, first-served, nondiscriminatory basis." 16 N.Y. Codes, Rules & Regs. § 895.4(c)(4) ; see also §§ 895.4(c)(8)-(9). The State, in other words, mandates that the doors be wide open for public expression. MNN's contract with Time Warner follows suit. App. 23. And that is essentially how MNN itself describes things. See Tr. of Oral Arg. 9 ("We do not prescreen videos. We-they come into the door. We put them on the air"). 7 These regulations "evidenc[e] a clear intent to create a public forum." Cornelius , 473 U.S. at 802 , 105 S.Ct. 3439 .

B

If New York's public-access channels are a public forum, it follows that New York cannot evade the First Amendment by contracting out administration of that forum to a private agent. When MNN took on the responsibility of administering the *1940 forum, it stood in the City's shoes and became a state actor for purposes of 42 U.S.C. § 1983 .

This conclusion follows from the Court's decision in West v. Atkins , 487 U.S. 42 , 108 S.Ct. 2250 , 101 L.Ed.2d 40 (1988). The Court in West unanimously held that a doctor hired to provide medical care to state prisoners was a state actor for purposes of § 1983. Id. , at 54, 108 S.Ct. 2250 ; see also id., at 58 , 108 S.Ct. 2250 (Scalia, J., concurring in part and concurring in judgment). Each State must provide medical care to prisoners, the Court explained, id., at 54 , 108 S.Ct. 2250 , and when a State hires a private doctor to do that job, the doctor becomes a state actor, " 'clothed with the authority of state law,' " id. , at 55, 108 S.Ct. 2250 . If a doctor hired by the State abuses his role, the harm is "caused, in the sense relevant for state-action inquiry," by the State's having incarcerated the prisoner and put his medical care in that doctor's hands. Ibid.

The fact that the doctor was a private contractor, the Court emphasized, made no difference. Ibid. It was "the physician's function within the state system," not his private-contractor status, that determined whether his conduct could "fairly be attributed to the State." Id. , at 55-56, 108 S.Ct. 2250 . Once the State imprisoned the plaintiff, it owed him duties under the Eighth Amendment; once the State delegated those duties to a private doctor, the doctor became a state actor. See ibid. ; see also id. , at 56-57, 108 S.Ct. 2250 . If the rule were any different, a State would " 'be free to contract out all services which it is constitutionally obligated to provide and leave its citizens with no means for vindication of those rights, whose protection has been delegated to 'private' actors, when they have been denied.' " Id., at 56, n. 14 , 108 S.Ct. 2250 .

West resolves this case. Although the settings are different, the legal features are the same: When a government (1) makes a choice that triggers constitutional obligations, and then (2) contracts out those constitutional responsibilities to a private entity, that entity-in agreeing to take on the job-becomes a state actor for purposes of § 1983. 8

Not all acts of governmental delegation necessarily trigger constitutional obligations, but this one did. New York State regulations required the City to secure public-access channels if it awarded a cable franchise. 16 N.Y. Codes, Rules & Regs. § 895.4(b)(1). The City did award a cable franchise. The State's regulations then required the City to make the channels it obtained available on a "first-come, first-served, nondiscriminatory basis." 9

*1941 § 895.4(c)(4). That made the channels a public forum. See supra, at 1938 - 1939. Opening a public forum, in turn, entailed First Amendment obligations.

The City could have done the job itself, but it instead delegated that job to a private entity, MNN. MNN could have said no, but it said yes. (Indeed, it appears to exist entirely to do this job.) By accepting the job, MNN accepted the City's responsibilities. See West , 487 U.S. at 55, 108 S.Ct. 2250 . The First Amendment does not fall silent simply because a government hands off the administration of its constitutional duties to a private actor.

III

The majority acknowledges that the First Amendment could apply when a local government either (1) has a property interest in public-access channels or (2) is more directly involved in administration of those channels than the City is here. Ante , at 1933 - 1934. And it emphasizes that it "decide[s] only the case before us in light of the record before us." Ibid . These case-specific qualifiers sharply limit the immediate effect of the majority's decision, but that decision is still meaningfully wrong in two ways. First, the majority erroneously decides the property question against the plaintiffs as a matter of law. Second, and more fundamentally, the majority mistakes a case about the government choosing to hand off responsibility to an agent for a case about a private entity that simply enters a marketplace.

A

The majority's explanation for why there is no governmental property interest here, ante , at 1933 - 1934, does not hold up. The majority focuses on the fact that "[b]oth Time Warner and MNN are private entities"; that Time Warner "owns its cable network, which contains the public access channels"; and that "MNN operates those public access channels with its own facilities and equipment." Ante , at 1933; see also ante , at 1933 - 1934. Those considerations cannot resolve this case. The issue is not who owns the cable network or that MNN uses its own property to operate the channels. The key question, rather, is whether the channels themselves are purely private property. An advertiser may not own a billboard, but that does not mean that its long-term lease is not a property interest. See supra , at 1938.

The majority also says that "[n]othing in the record here suggests that a government ... owns or leases either the cable system or the public access channels at issue here." Ante , at 1933. But the cable system itself is irrelevant, and, as explained above, the details of the exchange that yielded Time Warner's cable franchise suggest a governmental property interest in the channels. See supra, at 1937 - 1939.

The majority observes that "the franchise agreements expressly place the public *1942 access channels 'under the jurisdiction' of MNN," ante , at 1933, but that language simply describes the City's appointment of MNN to administer the channels. The majority also chides respondents for failing to "alleg[e] in their complaint that the City has a property interest in the channels," ibid. , but, fairly read, respondents' complaint includes such an assertion. 10 In any event, any ambiguity or imprecision does not justify resolving the case against respondents at the motion-to-dismiss stage. To the extent the majority has doubts about respondents' complaint-or factual or state-law issues that may bear upon the existence of a property interest-the more prudent course would be to vacate and remand for the lower courts to consider those matters more fully. In any event, as I have explained, the best course of all would be to affirm.

B

More fundamentally, the majority's opinion erroneously fixates on a type of case that is not before us: one in which a private entity simply enters the marketplace and is then subject to government regulation. The majority swings hard at the wrong pitch.

The majority focuses on Jackson v. Metropolitan Edison Co. , 419 U.S. 345 , 95 S.Ct. 449 , 42 L.Ed.2d 477 (1974), which is a paradigmatic example of a line of cases that reject § 1983 liability for private actors that simply operate against a regulatory backdrop. Jackson emphasized that the "fact that a business is subject to state regulation does not by itself convert its action into that of the State." Id. , at 350, 95 S.Ct. 449 ; accord, ante , at 1932. Thus, the fact that a utility company entered the marketplace did not make it a state actor, even if it was highly regulated. See Jackson , 419 U.S. at 358 , 95 S.Ct. 449 ; accord, ante , at 1932 - 1933. The same rule holds, of course, for private comedy clubs and grocery stores. See ante , at 1930. 11

The Jackson line of cases is inapposite here. MNN is not a private entity that *1943 simply ventured into the marketplace. It occupies its role because it was asked to do so by the City, which secured the public-access channels in exchange for giving up public rights of way, opened those channels up (as required by the State) as a public forum, and then deputized MNN to administer them. That distinguishes MNN from a private entity that simply sets up shop against a regulatory backdrop. To say that MNN is nothing more than a private organization regulated by the government is like saying that a waiter at a restaurant is an independent food seller who just happens to be highly regulated by the restaurant's owners.

The majority also relies on the Court's statements that its "public function" test requires that a function have been "traditionally and exclusively performed" by the government. Ante , at 1929 (emphasis deleted); see Jackson , 419 U.S. at 352 , 95 S.Ct. 449 . Properly understood, that rule cabins liability in cases, such as Jackson , in which a private actor ventures of its own accord into territory shared (or regulated) by the government ( e.g. , by opening a power company or a shopping center). The Court made clear in West that the rule did not reach further, explaining that "the fact that a state employee's role parallels one in the private sector" does not preclude a finding of state action. 487 U.S. at 56, n. 15, 108 S.Ct. 2250 .

When the government hires an agent, in other words, the question is not whether it hired the agent to do something that can be done in the private marketplace too. If that were the key question, the doctor in West would not have been a state actor. Nobody thinks that orthopedics is a function "traditionally exclusively reserved to the State," Jackson , 419 U.S. at 352 , 95 S.Ct. 449 .

The majority consigns West to a footnote, asserting that its "scenario is not present here because the government has no [constitutional] obligation to operate public access channels." Ante , at 1929, n. 1. The majority suggests that West is different because "the State was constitutionally obligated to provide medical care to prison inmates." Ante , at 1929, n. 1. But what the majority ignores is that the State in West had no constitutional obligation to open the prison or incarcerate the prisoner in the first place; the obligation to provide medical care arose when it made those prior choices.

The City had a comparable constitutional obligation here-one brought about by its own choices, made against a state-law backdrop. The City, of course, had no constitutional obligation to award a cable franchise or to operate public-access channels. But once the City did award a cable franchise, New York law required the City to obtain public-access channels, see supra , at 1934 - 1935, and to open them up as a *1944 public forum, see supra , at 1938 - 1939. That is when the City's obligation to act in accordance with the First Amendment with respect to the channels arose. That is why, when the City handed the administration of that forum off to an agent, the Constitution followed. See supra , at 1939 - 1941. 12

The majority is surely correct that "when a private entity provides a forum for speech, the private entity is not ordinarily constrained by the First Amendment." Ante , at 1930. That is because the majority is not talking about constitutional forums-it is talking about spaces where private entities have simply invited others to come speak. A comedy club can decide to open its doors as wide as it wants, but it cannot appoint itself as a government agent. The difference is between providing a service of one's own accord and being asked by the government to administer a constitutional responsibility (indeed, here, existing to do so) on the government's behalf. 13

To see more clearly the difference between the cases on which the majority fixates and the present case, leave aside the majority's private comedy club. Imagine instead that a state college runs a comedy showcase each year, renting out a local theater and, pursuant to state regulations mandating open access to certain kinds of student activities, allowing students to sign up to perform on a first-come, first-served basis. Cf. Rosenberger v. Rector and Visitors of Univ. of Va. , 515 U.S. 819 , 115 S.Ct. 2510 , 132 L.Ed.2d 700 (1995). After a few years, the college decides that it is tired of running the show, so it hires a performing-arts nonprofit to do the job. The nonprofit prefers humor that makes fun of a certain political party, so it allows only student acts that share its views to participate. Does the majority believe that the nonprofit is indistinguishable, for purposes of state action, from a private comedy club opened by local entrepreneurs?

I hope not. But two dangers lurk here regardless. On the one hand, if the City's decision to outsource the channels to a private entity did render the First Amendment irrelevant, there would be substantial cause to worry about the potential abuses that could follow. Can a state university evade the First Amendment by hiring a nonprofit to apportion funding to student groups? Can a city do the same by appointing a corporation to run a municipal theater? What about its parks?

On the other hand, the majority hastens to qualify its decision, see ante , at 1929, n. 1, 1933 - 1934, and to cabin it to the specific facts of this case, ante , at 1933 - 1934.

*1945 Those are prudent limitations. Even so, the majority's focus on Jackson still risks sowing confusion among the lower courts about how and when government outsourcing will render any abuses that follow beyond the reach of the Constitution.

In any event, there should be no confusion here. MNN is not a private entity that ventured into the marketplace and found itself subject to government regulation. It was asked to do a job by the government and compensated accordingly. If it does not want to do that job anymore, it can stop (subject, like any other entity, to its contractual obligations). But as long as MNN continues to wield the power it was given by the government, it stands in the government's shoes and must abide by the First Amendment like any other government actor.

IV

This is not a case about bigger governments and smaller individuals, ante , at 1934; it is a case about principals and agents. New York City opened up a public forum on public-access channels in which it has a property interest. It asked MNN to run that public forum, and MNN accepted the job. That makes MNN subject to the First Amendment, just as if the City had decided to run the public forum itself.

While the majority emphasizes that its decision is narrow and factbound, ante , at 1933 - 1934, that does not make it any less misguided. It is crucial that the Court does not continue to ignore the reality, fully recognized by our precedents, that private actors who have been delegated constitutional responsibilities like this one should be accountable to the Constitution's demands. I respectfully dissent.

1

Relatedly, this Court has recognized that a private entity may, under certain circumstances, be deemed a state actor when the government has outsourced one of its constitutional obligations to a private entity. In West v. Atkins , for example, the State was constitutionally obligated to provide medical care to prison inmates. 487 U.S. 42 , 56, 108 S.Ct. 2250 , 101 L.Ed.2d 40 (1988). That scenario is not present here because the government has no such obligation to operate public access channels.

2

A distinct question not raised here is the degree to which the First Amendment protects private entities such as Time Warner or MNN from government legislation or regulation requiring those private entities to open their property for speech by others. Cf. Turner Broadcasting System, Inc. v. FCC , 512 U.S. 622 , 636-637, 114 S.Ct. 2445 , 129 L.Ed.2d 497 (1994).

3

In Cornelius v. NAACP Legal Defense & Educational Fund, Inc. , this Court said in passing dicta that "a speaker must seek access to public property or to private property dedicated to public use to evoke First Amendment concerns." 473 U.S. 788 , 801, 105 S.Ct. 3439 , 87 L.Ed.2d 567 (1985). But Cornelius dealt with government-owned property. As Justice THOMAS explained in Denver Area Educational Telecommunications Consortium, Inc. v. FCC , the Court's admittedly imprecise and overbroad phrase in Cornelius is not consistent with this Court's case law and should not be read to suggest that private property owners or private lessees are subject to First Amendment constraints whenever they dedicate their private property to public use or otherwise open their property for speech. 518 U.S. 727 , 827-828, 116 S.Ct. 2374 , 135 L.Ed.2d 888 (1996) (opinion concurring in judgment in part and dissenting in part).

1

That does not mean that no restrictions apply at all to the government's expression in such spaces, but it does mean that the government can pick and choose among different views. See Walker , 576 U.S., at ----, ---- - ----, 135 S.Ct., at 2246 , 2252-2253 ; Summum , 555 U.S. at 468 , 129 S.Ct. 1125 .

2

The channels are not, of course, a physical place. Under the Court's precedents, that makes no difference: Regardless of whether something "is a forum more in a metaphysical than in a spatial or geographic sense, ... the same principles are applicable." Rosenberger v. Rector and Visitors of Univ. of Va. , 515 U.S. 819 , 830, 115 S.Ct. 2510 , 132 L.Ed.2d 700 (1995) (treating "Student Activities Fund" as the forum at issue and citing cases in which a school's mail system and a charity drive were the relevant forums).

3

As discussed below, it is possible that some (or even many) public-access channels are government speech. The channels that MNN administers, however, are clearly better thought of as a public forum given the New York regulations mandating open and equal access. See infra , at 1938 - 1939, and n. 7.

4

The parties have not pointed this Court to any New York law definitively establishing the status of the channels. But even if there were uncertainty about the status of the channels under New York law, that would not be a reason to resolve the case against respondents (plaintiffs below) at the motion to dismiss stage. See infra , at 1940 - 1941, n. 9, 1941 - 1942.

5

For example, during the railroad boom, governments obtained not only physical easements in favor of the public over tracks used, owned, and managed by private railroads, including rights to use the rails and all relevant "fixtures and appurtenances," see, e.g., Lake Superior & Mississippi R. Co. v. United States , 93 U.S. 442 , 444, 453-454, 23 L.Ed. 965 (1877), but also, in some situations, rights to transmit personnel and freight for free or at reduced rates, Ellis, Railroad Land Grant Rates, 1850-1945, 21 J. Land & P.U. Econ. 207, 209, 211-212 (1945).

6

Though the majority disagrees on the property question, I do not take it seriously to dispute that this point would follow. See ante , at 1933 - 1934.

7

New York may be uncommon (as it often is); public-access channels in other States may well have different policies and practices that make them more like government speech than constitutional forums. See Brief for Respondents 30-31; Brief for American Civil Liberties Union et al. as Amici Curiae 13-15. New York's scheme, however, is the only one before us.

8

Governments are, of course, not constitutionally required to open prisons or public forums, but once they do either of these things, constitutional obligations attach. The rule that a government may not evade the Constitution by substituting a private administrator, meanwhile, is not a prison-specific rule. More than 50 years ago, for example, this Court made clear in Evans v. Newton , 382 U.S. 296 , 86 S.Ct. 486 , 15 L.Ed.2d 373 (1966), that the city of Macon, Georgia, could not evade the Fourteenth Amendment's Equal Protection Clause by handing off control of a park to a group "of 'private' trustees." Id. , at 301, 86 S.Ct. 486 . Rather, "the public character of [the] park require[d] that it be treated as a public institution subject to the command of the Fourteenth Amendment, regardless of who ha[d] title under state law." Id. , at 302, 86 S.Ct. 486 .

9

Accordingly, this is not a case in which a private entity has been asked to exercise standardless discretion. See, e.g., American Mfrs. Mut. Ins. Co. v. Sullivan , 526 U.S. 40 , 52, 119 S.Ct. 977 , 143 L.Ed.2d 130 (1999). Had New York law left MNN free to choose its favorite submissions, for example, a different result might well follow.

MNN has suggested to this Court that its contract with Time Warner allows it "to curate content, to decide to put shows together on one of our channels or a different channel." Tr. of Oral Arg. 6; see Reply Brief 9. But MNN's contract cannot defeat New York law's "first-come, first-served, nondiscriminatory" scheduling requirement, 16 N.Y. Codes, Rules & Regs. § 895.4(c)(4), and the discretion MNN asserts seems to be at most some limited authority to coordinate the exact placement and timing of the content it is obliged to accept indiscriminately, see Tr. of Oral Arg. 25-26. That seems akin to the authority to make reasonable time, place, and manner provisions, which is consistent with administering any public forum. See Ward v. Rock Against Racism , 491 U.S. 781 , 791, 109 S.Ct. 2746 , 105 L.Ed.2d 661 (1989). As for any factual assertions about how the channels are operated in practice, this case arises from MNN's motion to dismiss, so the facts asserted against it must be accepted as true. Hernandez v. Mesa , 582 U.S. ----, ----, 137 S.Ct. 2003 , 2004-2005, 198 L.Ed.2d 625 (2017) ( per curiam ). And any uncertainty about the facts or New York law, in any event, would be a reason to vacate and remand, not reverse.

10

Respondents alleged that the City "created an electronic public forum" and "delegat[ed] control of that forum to" MNN. App. 17. They further alleged that "[a]lmost all cable franchise agreements require cable operators-as a condition for easements to use the public rights-of-way-to dedicate some channels for programming by the public," id ., at 20, invoked the state regulations requiring the designation of a channel here, id ., at 21, and then alleged that the City's franchise agreement "requires Time Warner to set aside" the channels, id ., at 22. While the complaint does not use the words "property interest," those allegations can be read to include the idea that whatever was "set aside" or "dedicate[d]," id ., at 20, 22, qualified as a sufficient City property interest to support respondents' assertion of a public forum. Cf. People v. Brooklyn & Queens Transit Corp. , 273 N.Y. 394 , 400-401, 7 N. E. 2d 833 , 835 (1937) (discussing dedications of property to public use); cf. also Denver Area Ed. Telecommunications Consortium, Inc. v. FCC , 518 U.S. 727 , 794, 116 S.Ct. 2374 , 135 L.Ed.2d 888 (1996) (Kennedy, J., concurring in part, concurring in judgment in part, and dissenting in part) (noting this theory).

11

There was a time when this Court's precedents may have portended the kind of First Amendment liability for purely private property owners that the majority spends so much time rejecting. See Marsh v. Alabama , 326 U.S. 501 , 505-509, 66 S.Ct. 276 , 90 L.Ed. 265 (1946) (treating a company-owned town as subject to the First Amendment); Food Employees v. Logan Valley Plaza, Inc. , 391 U.S. 308 , 315-320, and n. 9, 325, 88 S.Ct. 1601 , 20 L.Ed.2d 603 (1968) (extending Marsh to cover a private shopping center to the extent that it sought to restrict speech about its businesses). But the Court soon stanched that trend. See Lloyd Corp. v. Tanner , 407 U.S. 551 , 561-567, 92 S.Ct. 2219 , 33 L.Ed.2d 131 (1972) (cabining Marsh and refusing to extend Logan Valley ); Hudgens v. NLRB , 424 U.S. 507 , 518, 96 S.Ct. 1029 , 47 L.Ed.2d 196 (1976) (making clear that "the rationale of Logan Valley did not survive" Lloyd ). Ever since, this Court has been reluctant to find a "public function" when it comes to "private commercial transactions" (even if they occur against a legal or regulatory backdrop), see, e.g., Flagg Bros., Inc. v. Brooks , 436 U.S. 149 , 161-163, 98 S.Ct. 1729 , 56 L.Ed.2d 185 (1978), instead requiring a closer connection between the private entity and a government or its agents, see, e.g. , Brentwood Academy v. Tennessee Secondary School Athletic Assn. , 531 U.S. 288 , 298, 121 S.Ct. 924 , 148 L.Ed.2d 807 (2001) (nonprofit interscholastic athletic association "pervasive[ly] entwine[d]" with governmental institutions and officials); Lugar v. Edmondson Oil Co. , 457 U.S. 922 , 942, 102 S.Ct. 2744 , 73 L.Ed.2d 482 (1982) (state-created system "whereby state officials [would] attach property on the ex parte application of one party to a private dispute"); see also Burton v. Wilmington Parking Authority , 365 U.S. 715 , 723-725, 81 S.Ct. 856 , 6 L.Ed.2d 45 (1961) (restaurant in municipal parking garage partly maintained by municipal agency); accord, ante , at 1928 - 1929. Jackson exemplifies the line of cases that supplanted cases like Logan Valley -not cases like this one.

12

Jackson v. Metropolitan Edison Co. , 419 U.S. 345 , 95 S.Ct. 449 , 42 L.Ed.2d 477 (1974), by contrast, exemplifies a type of case in which a private actor provides a service that there is no governmental obligation to provide at all. See id ., at 353, 95 S.Ct. 449 (no state requirement for government to provide utility service); see also, e.g., Hudgens , 424 U.S. 507 , 96 S.Ct. 1029 , 47 L.Ed.2d 196 (shopping center). In West v. Atkins , 487 U.S. 42 , 108 S.Ct. 2250 , 101 L.Ed.2d 40 (1988), by contrast, the prison was obligated to provide health care in accordance with the Eighth Amendment to its prisoners once it incarcerated them, and here, the City was required to provide a public forum to its residents in accordance with the First Amendment once it granted the cable franchise. See supra, at 1939 - 1941.

13

Accordingly, the majority need not fear that "all private property owners and private lessees who open their property for speech [c]ould be subject to First Amendment constraints." Ante , at 1930 - 1931. Those kinds of entities are not the government's agents; MNN is. Whether such entities face "extensive regulation" or require "government licenses, government contracts, or government-granted monopolies," ante , at 1932, is immaterial, so long as they have not accepted the government's request to fulfill the government's duties on its behalf.

2.2.2.7 Lugar v. Edmondson Oil Co. 2.2.2.7 Lugar v. Edmondson Oil Co.

LUGAR v. EDMONDSON OIL CO., INC., et al.

No. 80-1730.

Argued December 8, 1981

Decided June 25, 1982

*923 White, J., delivered the opinion of the Court, in which BRENNAN, Marshall, Blackmun, and Stevens, JJ., joined. Burger, C. J., filed a dissenting opinion, post, p. 943. Powell, J., filed a dissenting opinion, in which Rehnquist and O’Connor, JJ., joined, post, p. 944.

Robert L. Morrison, Jr., argued the cause and filed a brief for petitioner.

James W. Haskins argued the cause for respondents. With him on the brief was H. Victor Millner, Jr.

Justice White

delivered the opinion of the Court.

The Fourteenth Amendment of the Constitution provides in part:

“No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the *924United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.”

Because the Amendment is directed at the States, it can be violated only by conduct that may be fairly characterized as “state action.”

Title 42 U. S. C. § 1983 provides a remedy for deprivations of rights secured by the Constitution and laws of the United States when that deprivation takes place “under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory . . . ,”1 This case concerns the relationship between the § 1983 requirement of action under color of state law and the Fourteenth Amendment requirement of state action.

I

In 1977, petitioner, a lessee-operator of a truckstop in Virginia, was indebted to his supplier, Edmondson Oil Co., Inc. Edmondson sued on the debt in Virginia state court. Ancillary to that action and pursuant to state law, Edmondson sought prejudgment attachment of certain of petitioner’s property. Va. Code §8.01-533 (1977).2 The prejudgment attachment procedure required only that Edmondson allege, in an ex parte petition, a belief that petitioner was disposing of or might dispose of his property in order to defeat his creditors. Acting upon that petition, a Clerk of the state court issued a writ of attachment, which was then executed by the County Sheriff. This effectively sequestered petitioner’s *925property, although it was left in his possession. Pursuant to the statute, a hearing on the propriety of the attachment and levy was later conducted. Thirty-four days after the levy, a state trial judge ordered the attachment dismissed because Edmondson had failed to establish the statutory grounds for attachment alleged in the petition.3

Petitioner subsequently brought this action under 42 U. S. C. § 1983 against Edmondson and its president, His complaint alleged that in attaching his property respondents had acted jointly with the State to deprive him of his property without due process of law. The lower courts construed the complaint as alleging a due process violation both from a misuse of the Virginia procedure and from the statutory procedure itself.4 He sought compensatory and punitive damages for specified financial loss allegedly caused by the improvident attachment.

Relying on Flagg Brothers, Inc. v. Brooks, 436 U. S. 149 (1978), the District Court held that the alleged actions of the respondents did not constitute state action as required by the Fourteenth Amendment and that the complaint therefore did not state a claim upon which relief could be granted under §1983. Petitioner appealed; the Court of Appeals for the Fourth Circuit, sitting en banc, affirmed, with three dissenters.5 639 F. 2d 1058 (1981).

*926The Court of Appeals rejected the District Court’s reliance on Flagg Brothers in finding that the requisite state action was missing in this case. The participation of state officers in executing the levy sufficiently distinguished this case from Flagg Brothers. The Court of Appeals stated the issue as follows:

“[Wjhether the mere institution by a private litigant of presumptively valid state judicial proceedings, without any prior or subsequent collusion or concerted action by that litigant with the state officials who then proceed with adjudicative, administrative, or executive enforcement of the proceedings, constitutes action under color of state law within contemplation of § 1983.” 639 F. 2d, at 1061-1062 (footnote omitted).

The court distinguished between the acts directly chargeable to respondents and the larger context within which those acts occurred, including the direct levy by state officials on petitioner’s property. While the latter no doubt amounted to state action, the former was not so clearly action under color of state law. The court held that a private party acts under color of state law within the meaning of § 1983 only when there is a usurpation or corruption of official power by the private litigant or a surrender of judicial power to the private litigant in such a way that the independence of the enforcing officer has been compromised to a significant degree. Because the court thought none of these elements was present here, the complaint failed to allege conduct under color of state law.

Because this construction of the under-color-of-state-law requirement appears to be inconsistent with prior decisions of this Court, we granted certiorari. 452 U. S. 937 (1981).

II

Although the Court of Appeals correctly perceived the importance of Flagg Brothers to a proper resolution of this case, *927it misread that case.6 It also failed to give sufficient weight to that line of cases, beginning with Sniadach v. Family Finance Corp., 395 U. S. 337 (1969), in which the Court considered constitutional due process requirements in the context of garnishment actions and prejudgment attachments. See North Georgia Finishing, Inc. v. Di-Chem, Inc., 419 U. S. 601 (1975); Mitchell v. W. T. Grant Co., 416 U. S. 600 (1974); Fuentes v. Shevin, 407 U. S. 67 (1972). Each of these cases involved a finding of state action as an implicit predicate of the application of due process standards. Flagg Brothers distinguished them on the ground that in each there was overt, official involvement in the property deprivation; there was no such overt action by a state officer in Flagg Brothers. 436 U. S., at 157. Although this case falls on the Sniadach, and not the Flagg Brothers, side of this distinction, the Court of Appeals thought the garnishment and attachment cases to be irrelevant because none but Fuentes arose under 42 U. S. C. §1983 and because Fuentes was distinguishable.7 *928It determined that it could ignore all of them because the issue in this case was not whether there was state action, but rather whether respondents acted under color of state law.

As we see it, however, the two concepts cannot be so easily disentangled. Whether they are identical or not, the state-action and the under-color-of-state-law requirements are obviously related.8 Indeed, until recently this Court did not distinguish between the two requirements at all.

A

In United States v. Price, 383 U. S. 787, 794, n. 7 (1966), we explicitly stated that the requirements were identical: “In cases under § 1983, ‘under color’ of law has consistently been treated as the same thing as the ‘state action’ required under the Fourteenth Amendment.”9 In support of this proposition the Court cited Smith v. Allwright, 321 U. S. 649 (1944), and Terry v. Adams, 345 U. S. 461 (1953).10 In both of these *929cases black voters in Texas challenged their exclusion from party primaries as a violation of the Fifteenth Amendment and sought relief under 8 U. S. C. §43 (1946 ed.).11 In each case, the Court understood the problem before it to be whether the discriminatory policy of a private political association could be characterized as “state action within the meaning of the Fifteenth Amendment.” Smith, supra, at 664.12 Having found state action under the Constitution, there was no further inquiry into whether the action of the political associations also met the statutory requirement of action “under color of state law.”

Similarly, it is clear that in a § 1983 action brought against a state official, the statutory requirement of action “under color of state law” and the “state action” requirement of the Fourteenth Amendment are identical. The Court’s conclusion in United States v. Classic, 313 U. S. 299, 326 (1941), that “[m]isuse of power, possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law, is action taken ‘under color of’ state law,” was founded on the rule announced in Ex parte Virginia, 100 U. S. 339, 346-347 (1880), that the actions of a state officer who exceeds the limits of his authority constitute state action for purposes of the Fourteenth Amendment.13

*930The decision of the Court of Appeals rests on a misreading of Flagg Brothers. In that case the Court distinguished two elements of a § 1983 action:

“[Plaintiffs] are first bound to show that they have been deprived of a right ‘secured by the Constitution and the laws’ of the United States. They must secondly show that Flagg Brothers deprived them of this right acting ‘under color of any statute’ of the State of New York. It is clear that these two elements denote two separate areas of inquiry. Adickes v. S. H. Kress & Co., 398 U. S. 144, 150 (1970).’’ 436 U. S., at 155-156.

Plaintiffs’ case foundered on the first requirement. Because a due process violation was alleged and because the Due Process Clause protects individuals only from governmental and not from private action, plaintiffs had to demonstrate that the sale of their goods was accomplished by state action. The Court concluded that the sale, although authorized by state law, did not amount to state action under the Fourteenth Amendment, and therefore set aside the Court of Appeals’ contrary judgment.

There was no reason in Flagg Brothers to address the question whether there was action under color of state law. The Court expressly eschewed deciding whether that requirement was satisfied by private action authorized by state law. Id., at 156. Although the state-action and under-color-of-state-law requirements are “separate areas of inquiry,” Flagg Brothers did not hold nor suggest that state action, if present, might not satisfy the § 1983 requirement of conduct under color of state law. Nevertheless, the Court of Appeals relied on Flagg Brothers to conclude in this case that state action under the Fourteenth Amendment is not necessarily action under color of state law for purposes of § 1983. We do not agree.

The two-part approach to a §1983 cause of action, referred to in Flagg Brothers, was derived from Adickes v. *931S. H. Kress & Co., 398 U. S. 144, 150 (1970). Adickes was a §1983 action brought against a private party, based on a claim of racial discrimination in violation of the Equal Protection Clause of the Fourteenth Amendment. Although stating that the § 1983 plaintiff must show both that he has been deprived “of a right secured by the ‘Constitution and laws’ of the United States” and that the defendant acted “under color of any statute ... of any State,” ibid., we held that the private party’s joint participation with a state official in a conspiracy to discriminate would constitute both “state action essential to show a direct violation of petitioner’s Fourteenth Amendment equal protection rights” and action “‘under color’ of law for purposes of the statute.” Id., at 152.14 In *932support of our conclusion that a private party held to have violated the Fourteenth Amendment “can be liable under §1983,” ibid., we cited that part of United States v. Price, 383 U. S., at 794, n. 7, in which we had concluded that state action and action under color of state law are the same (quoted supra, at 928). Adickes provides no support for the Court of Appeals’ novel construction of § 1983.15

B

The decision of the Court of Appeals is difficult to reconcile with the Court’s garnishment and prejudgment attachment cases and with the congressional purpose in enacting § 1983.

Beginning with Sniadach v. Family Finance Corp., 395 U. S. 337 (1969), the Court has consistently held that constitutional requirements of due process apply to garnishment and prejudgment attachment procedures whenever officers *933of the State act jointly with a creditor in securing the property in dispute. Sniadach and North Georgia Finishing, Inc. v. Di-Chem, Inc., 419 U. S. 601 (1975), involved state-created garnishment procedures; Mitchell v. W. T. Grant Co., 416 U. S.. 600 (1974), involved execution of a vendor’s lien to secure disputed property. In each of these cases state agents aided the creditor in securing the disputed property; but in each case the federal issue arose in litigation between creditor and debtor in the state courts and no state official was named as a party. Nevertheless, in each case the Court entertained and adjudicated the defendant-debtor’s claim that the procedure under which the private creditor secured the disputed property violated federal constitutional standards of due process. Necessary to that conclusion is the holding that private use of the challenged state procedures with the help of state officials constitutes state action for purposes of the Fourteenth Amendment.

Fuentes v. Shevin, 407 U. S. 67 (1972), was a § 1983 action brought against both a private creditor and the State Attorney General. The plaintiff sought declaratory and injunctive relief, on due process grounds, from continued enforcement of state statutes authorizing prejudgment replevin. The plaintiff prevailed; if the Court of Appeals were correct in this case, there would have been no § 1983 cause of action against the private parties. Yet they remained parties, and judgment ran against them in this Court.16

*934If a defendant debtor in state-court debt collection proceedings can successfully challenge, on federal due process grounds, the plaintiff creditor’s resort to the procedures authorized by a state statute, it is difficult to understand why that same behavior by the state-court plaintiff should not provide a cause of action under § 1983. If the creditor-plaintiff violates the debtor-defendant’s due process rights by seizing his property in accordance with statutory procedures, there is little or no reason to deny to the latter a cause of action under the federal statute, § 1983, designed to provide judicial redress for just such constitutional violations.

To read the “under color of any statute” language of the Act in such a way as to impose a limit on those Fourteenth Amendment violations that may be redressed by the § 1983 cause of action would be wholly inconsistent with the purpose of § 1 of the Civil Rights Act of 1871, 17 Stat. 13, from which § 1983 is derived. The Act was passed “for the express purpose of ‘enforc[ing] the Provisions of the Fourteenth Amendment.’” Lynch v. Household Finance Corp., 405 U. S. 538, 545 (1972). The history of the Act is replete with statements indicating that Congress thought it was creating a remedy as broad as the protection that the Fourteenth Amendment affords the individual. Perhaps the most direct statement of this was that of Senator Edmunds, the manager of the bill in the Senate: “[Section 1 is] so very simple and really reenact[s] the Constitution.” Cong. Globe, 42d Cong., 1st Sess., 569 (1871). Representative Bingham similarly stated that the bill’s purpose was “the enforcement... of the Constitution on behalf of every individual citizen of the Republic ... to the extent of the rights guarantied to him by the Constitution.” Id., App. 81.17

*935In sum, the line drawn by the Court of Appeals is inconsistent with our prior cases and would substantially undercut the congressional purpose in providing the § 1983 cause of action. If the challenged conduct of respondents constitutes state action as delimited by our prior decisions, then that conduct was also action under color of state law and will support a suit under § 1983.18

*936HH hH

As a matter of substantive constitutional law the state-action requirement reflects judicial recognition of the fact that “most rights secured by the Constitution are protected only against infringement by governments,” Flagg Brothers, 436 U. S., at 156. As the Court said in Jackson v. Metropolitan Edison Co., 419 U. S. 345, 349 (1974):

“In 1883, this Court in the Civil Rights Cases, 109 U. S. 3, affirmed the essential dichotomy set forth in [the Fourteenth] Amendment between deprivation by the State, subject to scrutiny under its provisions, and private conduct, ‘however discriminatory or wrongful,’ against which the Fourteenth Amendment offers no shield.”

Careful adherence to the “state action” requirement preserves an area of individual freedom by limiting the reach of federal law and federal judicial power. It also avoids imposing on the State, its agencies or officials, responsibility for conduct for which they cannot fairly be blamed. A major consequence is to require the courts to respect the limits of *937their own power as directed against state governments and private interests. Whether this is good or bad policy, it is a fundamental fact of our political order.

Our cases have accordingly insisted that the conduct allegedly causing the deprivation of a federal right be fairly attributable to the State. These cases reflect a two-part approach to this question of “fair attribution.” First, the deprivation must be caused by the exercise of some right or privilege created by the State or by a rule of conduct imposed by the State or by a person for whom the State is responsible. In Sniadach, Fuentes, W. T. Grant, and North Georgia, for example, a state statute provided the right to garnish or to obtain prejudgment attachment, as well as the procedure by which the rights could be exercised. Second, the party charged with the deprivation must be a person who may fairly be said to be a state actor. This may be because he is a state official, because he has acted together with or has obtained significant aid from state officials, or because his conduct is otherwise chargeable to the State. Without a limit such as this, private parties could face constitutional litigation whenever they seek to rely on some state rule governing their interactions with the community surrounding them.

Although related, these two principles are not the same. They collapse into each other when the claim of a constitutional deprivation is directed against a party whose official character is such as to lend the weight of the State to his decisions. See Monroe v. Pape, 365 U. S. 167, 172 (1961). The two principles diverge when the constitutional claim is directed against a party without such apparent authority, i. e., against a private party. The difference between the two inquiries is well illustrated by comparing Moose Lodge No. 107 v. Irvis, 407 U. S. 163 (1972), with Flagg Brothers, supra.

In Moose Lodge, the Court held that the discriminatory practices of the appellant did not violate the Equal Protection Clause because those practices did not constitute “state action.” The Court focused primarily on the question of *938whether the admittedly discriminatory policy could in any way be ascribed to a governmental decision.19 The inquiry, therefore, looked to those policies adopted by the State that were applied to appellant. The Court concluded as follows:

“We therefore hold, that with the exception hereafter noted, the operation of the regulatory scheme enforced by the Pennsylvania Liquor Control Board does not sufficiently implicate the State in the discriminatory guest policies of Moose Lodge to . . . make the latter ‘state action’ within the ambit of the Equal Protection Clause of the Fourteenth Amendment.” 407 U. S., at 177.

In other words, the decision to discriminate could not be ascribed to any governmental decision; those governmental decisions that did affect Moose Lodge were unconnected with its discriminatory policies.20

Flagg Brothers focused on the other component of the state-action principle. In that case, the warehouseman proceeded under New York Uniform Commercial Code, § 7-210, and the debtor challenged the constitutionality of that provision on the grounds that it violated the Due Process and Equal Protection Clauses of the Fourteenth Amendment. Undoubtedly the State was responsible for the statute. The response of the Court, however, focused not on the terms of the statute but on the character of the defendant to the § 1983 *939suit: Action by a private party pursuant to this statute, without something more, was not sufficient to justify a characterization of that party as a “state actor.” The Court suggested that that “something more” which would convert the private party into a state actor might vary with the circumstances of the case. This was simply a recognition that the Court has articulated a number of different factors or tests in different contexts: e. g., the “public function” test, see Terry v. Adams, 345 U. S. 461 (1953); Marsh v. Alabama, 326 U. S. 501 (1946); the “state compulsion” test, see Adickes v. S. H. Kress & Co., 398 U. S., at 170; the “nexus” test, see Jackson v. Metropolitan Edison Co., 419 U. S. 345 (1974); Burton v. Wilmington Parking Authority, 365 U. S. 715 (1961); and, in the case of prejudgment attachments, a “joint action test,” Flagg Brothers, 436 U. S., at 157.21 Whether these different tests are actually different in operation or simply different ways of characterizing the necessarily fact-bound inquiry that confronts the Court in such a situation need not be resolved here. See Burton, supra, at 722 (“Only by sifting facts and weighing circumstances can the non-obvious involvement of the State in private conduct be attributed its true significance”).

IV

Turning to this case, the first question is whether the claimed deprivation has resulted from the exercise of a right or privilege having its source in state authority. The second question is whether, under the facts of this case, respondents, who are private parties, may be appropriately characterized as “state actors.”

*940Both the District Court and the Court of Appeals noted the ambiguous scope of petitioner’s contentions: “There has been considerable confusion throughout the litigation on the question whether Lugar’s ultimate claim of unconstitutional deprivation was directed at the Virginia statute itself or only at its erroneous application to him.” 639 F. 2d, at 1060, n. 1. Both courts held that resolution of this ambiguity was not necessary to their disposition of the case: both resolved it, in any case, in favor of the view that petitioner was attacking the constitutionality of the statute as well as its misapplication. In our view, resolution of this issue is essential to the proper disposition of the ease.

Petitioner presented three counts in his complaint. Count three was a pendent claim based on state tort law; counts one and two claimed violations of the Due Process Clause. Count two alleged that the deprivation of property resulted from respondents’ “malicious, wanton, willful, opressive [sic], [and] unlawful acts.” By “unlawful,” petitioner apparently meant “unlawful under state law.” To say this, however, is to say that the conduct of which petitioner complained could not be ascribed to any governmental decision; rather, respondents were acting contrary to the relevant policy articulated by the State. Nor did they have the authority of state officials to put the weight of the State behind their private decision, i. e., this case does not fall within the abuse of authority doctrine recognized in Monroe v. Pape, 365 U. S. 167 (1961). That respondents invoked the statute without the grounds to do so could in no way be attributed to a state rule or a state decision. Count two, therefore, does not state a cause of action under § 1983 but challenges only private action.

Count one is a different matter. That count describes the procedures followed by respondents in obtaining the prejudgment attachment as well as the fact that the state court subsequently ordered the attachment dismissed because respondents had not met their burden under state law. Pe*941titioner then summarily states that this sequence of events deprived him of his property without due process. Although it is not clear whether petitioner is referring to the state-created procedure or the misuse of that procedure by respondents, we agree with the lower courts that the better reading of the complaint is that petitioner challenges the state statute as procedurally defective under the Fourteenth Amendment.22

While private misuse of a state statute does not describe conduct that can be attributed to the State, the procedural scheme created by the statute obviously is the product of state action. This is subject to constitutional restraints and properly may be addressed in a § 1983 action, if the second element of the state-action requirement is met as well.

As is clear from the discussion in Part II, we have consistently held that a private party’s joint participation with state officials in the seizure of disputed property is sufficient to characterize that party as a “state actor” for purposes of the Fourteenth Amendment. The rule in these cases is the same as that articulated in Adickes v. S. H. Kress & Co., supra, at. 152, in the context of an equal protection deprivation:

“‘Private persons, jointly engaged with state officials in the prohibited action, are acting “under color” of law for purposes of the statute. To act “under color” of law does not require that the accused be an officer of the State. It is enough that he is a willful participant in joint activity with the State or its agents,’” quoting United States v. Price, 383 U. S., at 794.

*942The Court of Appeals erred in holding that in this context “joint participation” required something more than invoking the aid of state officials to take advantage of state-created attachment procedures. That holding is contrary to the conclusions we have reached as to the applicability of due process standards to such procedures. Whatever may be true in other contexts, this is sufficient when the State has created a system whereby state officials will attach property on the ex parte application of one party to a private dispute.

In summary, petitioner was deprived of his property through state action; respondents were, therefore, acting under color of state law in participating in that deprivation. Petitioner did present a valid cause of action under § 1983 insofar as he challenged the constitutionality of the Virginia statute; he did not insofar as he alleged only misuse or abuse of the statute.23

The judgment is reversed in part and affirmed in part, and the case is remanded for further proceedings consistent with this opinion.

So ordered.

Title 42 U. S. C. § 1983, at the time in question, provided in full:

“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”

At the time of the attachment in question, this section was codified as Va. Code §8-519 (1973).

The principal action then proceeded to the entry of judgment on the debt in favor of Edmondson and some of petitioner’s property was sold in execution of the judgment.

In his answer to respondents’ motion to dismiss on abstention grounds petitioner stated that “[n]o question of the constitutional validity of the State statutes is made.” Plaintiff’s Memorandum in Opposition to Motion to Dismiss 3. The District Court responded to this as follows: “[D]espite plaintiff’s protests to the contrary . . . the complaint can only be read as challenging the constitutionality of Virginia’s attachment statute.” App. to Pet. for Cert. 38. The Court of Appeals agreed. 639 F. 2d 1058,1060, n. 1 (CA4 1981).

The case was originally argued before a three-judge panel. The Court of Appeals, however, acting sua sponte, set the matter for a rehearing en banc.

Justice Powell suggests that our opinion is not “consistent with the mode of inquiry prescribed by our cases.” Post, at 946. We believe the situation to be just the opposite. We rely precisely upon the ground that the majority itself put forth in Flagg Brothers to distinguish that case from the earlier prejudgment attachment cases: “This total absence of overt official involvement plainly distinguishes this case from earlier decisions imposing procedural restrictions on creditors’ remedies.” 436 U. S., at 157. Justice Powell at no point mentions this aspect of the Flagg Brothers decision. The method of inquiry we adopt is that suggested by Adickes v. S. H. Kress & Co., 398 U. S. 144 (1970), and seemingly approved in Flagg Brothers: Joint action with a state official to accomplish a prejudgment deprivation of a constitutionally protected property interest will support a § 1983 claim against a private party.

The Court of Appeals held Fuentes v. Shevin not to be relevant because the defendants in that case included the State Attorney General, as well as the private creditor. In the court’s view, the presence of a state official made the “private party defendant. . . merely a nominal party to the action for injunctive relief.” 639 F. 2d, at 1068, n. 22. Judge Butz-ner, in dissent, found Fuentes to be directly controlling.

The Court of Appeals itself recognized this when it stated that in two of three basic patterns of § 1983 litigation — that in which the defendant is a public official and that in which he is a private party — there is no distinction between state action and action under color of state law. Only when there is joint action by private parties and state officials, the court stated, could a distinction arise between these two requirements.

We also stated that if an indictment “allege[s] conduct on the part of the ‘private' defendants which constitutes ‘state action,’ [it alleges] action ‘under color’ of law within [18 U, S. C.] § 242.” 383 U. S., at 794, n. 7. In Monroe v. Pape, 365 U. S. 167, 185 (1961), the Court held that “under color of law” has the same meaning in 18 U. S. C. § 242 as it does in § 1983.

Besides these two Supreme Court cases, the Court cited a number of lower court cases in support of the proposition that the constitutional concept of state action satisfies the statutory requirement of action under color of state law. Simkins v. Moses H. Cone Memorial Hospital, 323 F. 2d 959 (CA4 1963); Smith v. Holiday Inns, 336 F. 2d 630 (CA6 1964); Hampton v. City of Jacksonville, 304 F. 2d 320 (CA5 1962); Boman v. Birmingham Transit Co., 280 F. 2d 531 (CA5 1960); Kerr v. Enoch Pratt Free Library, 149 F. 2d 212 (CA4 1945). Each of these cases involved litigation between private parties in which the plaintiffs alleged unconstitutional discrimination. In each case, the only inquiry was whether the private-party defendant met the state-action requirement of the Fourteenth Amend*929ment. Once that requirement was met, the courts granted the relief sought.

Title 8 U. S. C. §43 (1946 ed.) was reclassified as 42 U. S. C. § 1983 in 1952.

There was no opinion for the Court in Terry v. Adams. All three opinions in support of the reversal of the lower court decision pose the question as to whether the action of the private political association in question, the Jaybird Democratic Association, constituted state action for purposes of the Fifteenth Amendment. None suggests that a Fifteenth Amendment violation by the private association might not support a cause of action because of a failure to prove action under color of state law.

United States v. Classic did not involve § 1983 directly; rather, it interpreted 18 U. S. C. §242 (then 18 U. S. C. §52 (1940 ed.)), which is the criminal counterpart of 42 U. S. C. § 1983. See n. 9, supra, on the relationship between 18 U. S. C. § 242 and 42 U. S. C. § 1983.

The Adickes opinion contained the following statement, 398 U. S., at 162, n. 23: “Whatever else may also be necessary to show that a person has acted ‘under color of [a] statute’ for purposes of § 1983, ... we think it essential that he act with the knowledge of and pursuant to that statute.” This statement obviously was meant neither to establish the definition of action under color of state law, nor to establish a distinction between this statutory requirement and the constitutional standard of state action. The statement was made in response to an argument that the discrimination by the private party was pursuant to the state trespass statute and that this would satisfy the requirements of § 1983. The Court rejected this because there had been no factual showing that the defendants had acted with knowledge of, or pursuant to, this statute. It was in this context, that this statement was made.

Justice Brennan, writing separately, did suggest in Adickes that “when a private party acts alone, more must be shown... to establish that he acts ‘under color of’ a state statute or other authority than is needed to show that his action constitutes state action.” Id., at 210 (footnote omitted). Even in his view, however, when a private party acts in conjunction with a state official, whatever satisfies the state-action requirement of the Fourteenth Amendment satisfies the under-color-of-state-law requirement of the statute. Justice Brennan’s position rested, at least in part, on a much less strict standard of what would constitute “state action” in the area of racial discrimination than that adopted by the majority. In any case, the position he articulated there has never been adopted by the Court.

Justice Powell’s discussion of Adickes confuses the two counts of the complaint in that case. There was a conspiracy count which alleged that respondent — a private party — and a police officer had conspired “(1) To deprive [petitioner] of her right to enjoy equal treatment and service in a place of public accommodation’; and (2) to cause her arrest ‘on the false charge of vagrancy.’” Id., at 149-150. It was with respect to this count, which did not allege any unconstitutional statute or custom, that the Court held that joint action of the private party and the police officer was sufficient to support a § 1983 suit against that party. The other count of her complaint was a substantive count in which she alleged that the private act of discrimination was pursuant to a “custom of the community to segregate the races in public eating places.” Here the Court did not rely on any “joint action” theory, but held that “petitioner would show an abridgment of her equal protection right, if she proves that Kress refused her service because of a state-enforced custom.” Id., at 171, 173. Justice Powell is wrong when he summarizes Adickes as holding that “a private party acts under color of law when he conspires with state officials to secure the application of a state law so plainly unconstitutional as to enjoy no presumption of validity.” Post, at 954-955. This is to confuse the conspiracy and the substantive counts at issue in Adickes. Unless one argues that the state vagrancy law was unconstitutional — an argument no one made in Adickes — the joint action count of Adickes did not involve a state law, whether “plainly unconstitutional” or not.

We thus find incomprehensible Justice Powell’s statement that we cite no cases in which a private decision to invoke a presumptively valid state legal process has been held to be state action. Post, at 950. Likewise, his discussion of these cases, post, at 952-953, steadfastly ignores the predicate for the holding in each case that the debtor could challenge the constitutional adequacy of the private creditor’s seizure of his property. That predicate was necessarily the principle that a private part/s invocation of a seemingly valid prejudgment remedy statute, coupled with the aid of a state official, satisfies the state-action requirement of the Fourteenth Amendment and warrants relief against the private party.

In fact, throughout the congressional debate over the 1871 Act, the bill was officially described as a bill “to enforce the provisions of the fourteenth amendment to the Constitution of the United States, and for other purposes.” See also, e. g., remarks of Senator Trumbull in describing the purpose of the House in passing the Act: “[A]s the bill passed the House of *935Representatives, it was understood by the members of that body to go no further than to protect persons in the rights which were guarantied to them by the Constitution and laws of the United States,” Cong. Globe, 42d Cong., 1st Sess., 579 (1871); and remarks of Representative Shellabarger on the relationship between § 1 of the bill and the Fourteenth Amendment, id., App. 68.

Our conclusion in this case is not inconsistent with the statement in Flagg Brothers that “these two elements [state action and action under color of state law] denote two separate areas of inquiry.” 436 U. S., at 155-156. First, although we hold that conduct satisfying the state-action requirement of the Fourteenth Amendment satisfies the statutory requirement of action under color of state law, it does not follow from that that all conduct that satisfies the under-color-of-state-law requirement would satisfy the Fourteenth Amendment requirement of state action. If action under color of state law means nothing more than that the individual act “with the knowledge of and pursuant to that statute,” Adickes v. S. H. Kress & Co., 398 U. S., at 162, n. 23, then clearly under Flagg Brothers that would not, in itself, satisfy the state-action requirement of the Fourteenth Amendment. Second, although we hold in this case that the under-color-of-state-law requirement does not add anything not already included within the state-action requirement of the Fourteenth Amendment, § 1983 is applicable to other constitutional provisions and statutory provisions that contain no state-action requirement. Where such a federal right is at issue, the statutory concept of action under color of state law would be a distinct element of the case not satisfied implicitly by a finding of a violation of the particular federal right.

Nor is our decision today inconsistent with Polk County v. Dodson, 454 U. S. 312 (1981). In Polk County, we held that a public defender’s actions, when performing a lawyer’s traditional functions as counsel in a state criminal proceeding, would not support a § 1983 suit. Although we analyzed the public defender’s conduct in light of the requirement of action “under color of state law,” we specifically stated that it was not necessary in that case to consider whether that requirement was identical to the *936“state action” requirement of the Fourteenth Amendment: “Although this Court has sometimes treated the questions as if they were identical, see United, States v. Price, 383 U. S. 787, 794, and n. 7 (1966), we need not consider their relationship in order to decide this case.” Id., at 322, n, 12. We concluded there that a public defender, although a state employee, in the day-to-day defense of his client, acts under canons of professional ethics in a role adversarial to the State. Accordingly, although state employment is generally sufficient to render the defendant a state actor under our analysis, infra, at 937, it was “peculiarly difficult” to detect any action of the State in the circumstances of that case. 454 U. S., at 320. In Polk County, we also rejected respondent’s claims against governmental agencies because he “failed to allege any policy that arguably violated his rights under the Sixth, Eighth, or Fourteenth Amendments.” Id., at 326. Because respondent failed to challenge any rule of conduct or decision for which the State was responsible, his allegations would not support a claim of state action under the analysis proposed below. Infra, at 937. Thus, our decision today does not suggest a different outcome in Polk County.

There are elements of the other state-action inquiry in the opinion as well. This is found primarily in the effort to distinguish the relationship of Moose Lodge and the State from that between the State and the restaurant considered in Burton v. Wilmington Parking Authority, 365 U. S. 715 (1961). See 407 U. S., at 175.

The “one exception” further illustrates this point. The Court enjoined enforcement of a state rule requiring Moose Lodge to comply with its own constitution and bylaws insofar as they contained racially discriminatory provisions. State enforcement of this rule, either judicially or administratively, would, under the circumstances, amount to a governmental decision to adopt a racially discriminatory policy.

Contrary to the suggestion of Justice Powell’s dissent, we do not hold today that “a private party’s mere invocation of state legal procedures constitutes ‘joint participation’ or ‘conspiracy’ with state officials satisfying the § 1983 requirement of action under color of law.” Post, at 951. The holding today, as the above analysis makes clear, is limited to the particular context of prejudgment attachment.

This confusion in the nature of petitioner’s allegations continued in oral argument in this Court. Although at various times counsel for petitioner seemed to deny that petitioner challenged the constitutionality of the statute, see, e. g., Tr. of Oral Arg. 11, he also stated that

“[t]he claim is that the action as taken, even if it were just line by line in accordance with Virginia law — whether or not they did it right, the claim is that it was in violation of Lugar’s constitutional rights.” Id., at 19.

Justice Powell is concerned that private individuals who innocently make use of seemingly valid state laws would be responsible, if the law is subsequently held to be unconsitutional, for the consequences of their actions. In our view, however, this problem should be dealt with not by changing the character of the cause of action but by establishing an affirmative defense. A similar concern is at least partially responsible for the availability of a good-faith defense, or qualified immunity, to state officials. We need not reach the question of the availability of such a defense to private individuals at this juncture. What we said in Adickes, 398 U. S., at 174, n. 44, when confronted with this question is just as applicable today: “We intimate no views concerning the relief that might be appropriate if a violation is shown. The parties have not briefed these remedial issues, and if a violation is proved they are best explored in the first instance below in light of the new record that will be developed on remand. Nor do we mean to determine at this juncture whether there are any defenses available to defendants in § 1983 actions like the one at hand. Cf. Pierson v. Ray, 386 U. S. 547 (1967)” (citations omitted).

*943Chief Justice Burger,

dissenting.

Whether we are dealing with suits under § 1983 or suits brought pursuant to the Fourteenth Amendment, in my view the inquiry is the same: is the claimed infringement of a federal right fairly attributable to the State. Rendell-Baker v. Kohn, ante, at 838. Applying this standard, it cannot be said that the actions of the named respondents are fairly attributable to the State.* Respondents did no more than invoke a presumptively valid state prejudgment attachment procedure available to all. Relying on a dubious “but for” analysis, the Court erroneously concludes that the subsequent procedural steps taken by the State in attaching a putative debtor’s property in some way transforms respondents’ acts into actions of the State. This case is no different from the situation in which a private party commences a lawsuit and secures injunctive relief which, even if temporary, may cause significant injury to the defendant. Invoking a judicial process, of course, implicates the State and its officers but does not transform essentially private conduct into actions of the State. Dennis v. Sparks, 449 U. S. 24 (1980). Similarly, one who practices a trade or profession, drives an automobile, or builds a house under a state license is not engaging in acts fairly attributable to the state. In both Dennis and the instant case petitioner’s remedy lies in private suits for damages such as malicious prosecution. The Court’s opinion expands the reach of the statute beyond anything intended by Congress. It may well be a consequence of too casually falling into a semantical trap because of the figurative use of the term “color of state law.”

*944Justice Powell,

with whom Justice Rehnquist and Justice O’Connor join, dissenting.

Today’s decision is a disquieting example of how expansive judicial decisionmaking can ensnare a person who had every reason to believe he was acting in strict accordance with law. The case began nearly five years ago as the outgrowth of a simple suit on a debt in a Virginia state court. Respondent — a small wholesale oil dealer in Southside, Va. — brought suit against petitioner Lugar, a truckstop owner who had failed to pay a debt.1 The suit was to collect this indebtedness. Fearful that petitioner might dissipate his assets before the debt was collected, respondent also filed a petition in state court seeking sequestration of certain of Lugar’s assets. He did so under a Virginia statute, traceable at least to 1819, that permits creditors to seek prejudgment attachment of property in the possession of debtors.2 No court had questioned the validity of the statute, and it remains presumptively valid. The Clerk of the state court duly issued a writ of attachment, and the County Sheriff then executed it. There is no allegation that respondent conspired with the state officials to deny petitioner the fair protection of state or federal law.

*945Respondent ultimately prevailed in his lawsuit. The petitioner Lugar was ordered by a court to pay his debt. A state court did find, however, that Lugar’s assets should not have been attached prior to a judgment on the underlying action.

Following this decision Lugar instituted legal action in the United States District Court for the Western District of Virginia. Suing under a federal statute, 42 U. S. C. §1983, Lugar alleged that the respondent — by filing a petition in state court — had acted “under color of law” and had caused the deprivation of constitutional rights under the Fourteenth Amendment — an Amendment that does not create rights enforceable against private citizens, such as one would have assumed respondent to be, but only against the States. Rendell-Baker v. Kohn, ante, at 837; Flagg Bros., Inc. v. Brooks, 436 U. S. 149, 156 (1978); Shelley v. Kraemer, 334 U. S. 1, 13 (1948); Civil Rights Cases, 109 U. S. 3, 11 (1883).3 Both the District Court and the Court of Appeals agreed that petitioner had no cause of action under § 1983. They sensibly found that respondent could not be held responsible for any deprivation of constitutional rights and that the suit did not belong in federal court.

This Court today reverses the judgment of those lower courts. It holds that respondent, a private citizen who did no more than commence a legal action of a kind traditionally initiated by private parties, thereby engaged in “state action.” This decision is as unprecedented as it is implausible. It is plainly unjust to the respondent, and the Court makes no *946argument to the contrary. Respondent, who was represented by counsel, could have had no notion that his filing of a petition in state court, in the effort to secure payment of a private debt, made him a “state actor” liable in damages for allegedly unconstitutional action by the Commonwealth of Virginia. Nor is the Court’s analysis consistent with the mode of inquiry prescribed by our cases. On the contrary, the Court undermines fundamental distinctions between the common-sense categories of state and private conduct and between the legal concepts of “state action” and private action “under color of law.”

I

The plain language of 42 U. S. C. § 1988 establishes that a plaintiff must satisfy two jurisdictional requisites to state an actionable claim. First, he must allege the violation of a right “secured by the Constitution and laws” of the United States. Because “most rights secured by the Constitution are protected only against infringement by governments,” Flagg Bros., Inc. v. Brooks, 486 U. S., at 156, this requirement compels an inquiry into the presence of state action. Second, a § 1983 plaintiff must show that the alleged deprivation was caused by a person acting “under color” of law. In Flagg Bros., this Court affirmed that “these two elements denote two separate areas of inquiry.” Id., at 155-156. See Adickes v. S. H. Kress & Co., 398 U. S. 144, 152 (1970).

This case demonstrates why separate inquiries are required. Here it is not disputed that the Virginia Sheriff and Clerk of Court, the state officials who sequestered petitioner’s property in the manner provided by Virginia law, engaged in state action. Yet the petitioner, while alleging constitutional injury from this action by state officials, did not sue the State or its agents. In these circumstances the Court of Appeals correctly stated that the relevant inquiry was the second identified in Flagg Bros.: whether the respondent, a private citizen whose only action was to invoke a presumptively valid state attachment process, had acted under color of state law in “causing” the State to deprive peti*947tioner of alleged constitutional rights.4 Consistently with past decisions of this Court, the Court of Appeals concluded that respondent’s private conduct had not occurred under color of law.

Rejecting the reasoning of the Court of Appeals, the Court opinion inexplicably conflates the two inquiries mandated by Flagg Bros. Ignoring that this case involves two sets of actions — one by respondent, who merely filed a suit and accompanying sequestration petition; another by the state officials, who issued the writ and executed the lien — it wrongly frames the question before the Court, not as whether the private respondent acted under color of law in filing the petition, but as “whether . . . respondents, who are private parties, may be appropriately characterized as ‘state actors.’ ” Ante, at 939. It then concludes that they may, on the theory that a private party who invokes “the aid of state officials to take advantage of state-created attachment procedures” is a “joint participant” with the State and therefore a “state actor.” “The rule,” the Court asserts, is as follows:

“Private persons, jointly engaged with state officials in the prohibited action, are acting ‘under color’ of law for purposes of the statute. To act ‘under color’ of law does not require that the accused be an officer of the State. It is enough that he is a willful participant in a joint activity with the State or its agents.” Ante, at 941, quoting Adickes v. S. H. Kress & Co., supra, at 152, in turn quoting United States v. Price, 383 U. S. 787, 794 (1966).

*948There are at least two fallacies in the Court’s conclusion. First, as is apparent from the quotation, our cases have not established that private “joint participants” with state officials thémselves necessarily become state actors. Where private eitizens interact with state officials in the pursuit of merely private ends, the appropriate inquiry generally is whether the private parties have acted “under color of law.” Second, even when the inquiry is whether an action occurred under color of law, our cases make clear that the “joint participation” standard is not satisfied when a private citizen does no more than invoke a presumptively valid judicial process in pursuit only of legitimate private ends.

HH t — i

As this Court recognized in Monroe v. Pape, 365 U. S. 167, 172 (1961), the historic purpose of § 1983 was to prevent state officials from using the cloak of their authority under state law to violate rights protected against state infringement by the Fourteenth Amendment.5 The Court accordingly is correct that an important inquiry in a § 1983 suit against a private party is whether there is an allegation of wrongful “conduct that can be attributed to the State. ” Ante, at 941. This is the first question referred to in Flagg Bros. But there still remains the second Flagg Bros, question: whether this state action fairly can be attributed to the respondent, whose *949only action was to invoke a presumptively valid attachment statute. This question, unasked by the Court, reveals the fallacy of its conclusion that respondent may be held accountable for the attachment of property because he was a “state actor.”6 From the occurrence of state action taken by the Sheriff who sequestered petitioner’s property, it does not follow that respondent became a “state actor” simply because the Sheriff was. This Court, until today, has never endorsed this non sequitur.

It of course is true that respondent’s private action was followed by state action, and that the private and the state actions were not unconnected. But “[tjhat the State responds to [private] actions by [taking action of its own] does not render it responsible for those [private] actions.” Blum v. Yaretsky, post, at 1005. See Flagg Bros., 436 U. S., at 164-165; Jackson v. Metropolitan Edison Co., 419 U. S. 345, 357 (1974). And where the State is not responsible for a private decision to behave in a certain way, the private action generally cannot be considered “state action” within the meaning of our cases. See, e. g., Blum v. Yaretsky, post, at 1004-1005; Moose Lodge No. 107 v. Irvis, 407 U. S. 163, 172-173 (1972). As in Jackson v. Metropolitan Edison Co., supra, “[respondent’s exercise of the choice allowed by state law where *950the initiative comes from it and not from the State, does not make its action in doing so ‘state action’ for purposes of the Fourteenth Amendment.” 419 U. S., at 357 (footnote omitted).

This Court of course has held that private parties are amenable to suit under § 1983 when “jointly engaged” with state officials in the violation of constitutional rights. See Adickes v. S. H. Kress & Co., 398 U. S. 144 (1970).7 Yet the Court, in advancing its “joint participation” theory, does not cite a single case in which a private decision to invoke a presumptively valid state legal process has been held to constitute state action. Even the quotation on which the Court principally relies for its statement of the applicable “rule,” ante, at 941, does not refer to state action. Rather, it states explicitly that “[pjrivate persons, jointly engaged with state officials in the prohibited action, are acting ‘under color’ of law for purposes of the statute.”

As illustrated by this quotation, our cases have recognized a distinction between “state action” and private action under “color of law.” This distinction is sound in principle. It also is consistent with and supportive of the distinction between “private” conduct and government action that is subject to the procedural limitations of the Due Process Clause of the Fourteenth Amendment. As the Court itself notes: “Careful adherence to the ‘state action’ requirement preserves an area of individual freedom by limiting the reach of federal law and federal judicial power. It also avoids imposing on the State, its agencies or officials, responsibility for conduct for which they cannot fairly be blamed.” Ante, at 936.

A “color of law” inquiry acknowledges that private individuals, engaged in unlawful joint behavior with state officials, may be personally responsible for wrongs that they cause to occur. But it does not confuse private actors with the *951State — the fallacy of the analysis adopted today by the Court. In this case involving the private action of the respondent in petitioning the state courts of Virginia, the appropriate inquiry as to respondent’s liability is not whether he was a state actor, but whether he acted under color of law. It is to this question that I therefore turn.

HH I — I

Contrary to the position of the Court, our cases do not establish that a private party’s mere invocation of state legal procedures constitutes “joint participation” or “conspiracy” with state officials satisfying the § 1983 requirement of action under color of law. In Dennis v. Sparks, 449 U. S. 24 (1980), we held that private parties acted under color of law when corruptly conspiring with a state judge in a joint scheme to defraud. In so holding, however, we explicitly stated that “merely resorting to the courts and being on the winning side of a lawsuit does not make a party a co-conspirator or a joint actor with the judge.” Id., at 28. This conclusion is reinforced by our more recent decision in Polk County v. Dodson, 454 U. S. 312 (1981). As we held to be true with respect to the defense of a criminal defendant, invocation of state legal process is “essentially a private function . . . for which state office and authority are not needed.” Id., at 319. These recent decisions make clear that independent, private decisions made in the context of litigation cannot be said to occur under color of law.8 The Court nevertheless advances two principal grounds for its holding to the contrary.

*952A

The Court argues that petitioner’s action under § 1983 is supported by cases in which this Court has applied due process standards to state garnishment and prejudgment attachment procedures. The Court relies specifically on Sniadach v. Family Finance Corp., 395 U. S. 337 (1969); Fuentes v. Shevin, 407 U. S. 67 (1972); Mitchell v. W. T. Grant Co., 416 U. S. 600 (1974); and North Georgia Finishing, Inc. v. Di-Chem, Inc., 419 U. S. 601 (1975). According to the Court, these cases establish that a private party acts “under color” of law when seeking the attachment of property under an unconstitutional state statute.9 In fact, a careful reading demonstrates that they provide no authority for this proposition.

Of the cases cited by the Court, Sniadach, Mitchell, and Di-Chem all involved attacks on the validity of state attachment or garnishment statutes. None of the cases alleged that the private creditor was a joint actor with the State, and none involved a claim for damages against the creditor. Each case involved a state suit, not a federal action under § 1983. It therefore was unnecessary in any of these cases for this Court to consider whether the creditor, by virtue of instituting the attachment or garnishment, became a state actor or acted under color of state law. There is not one word in any of these cases that so characterizes the private creditor.10 In Fuentes v. Shevin, the Court did consider a *953§ 1983 action against a private creditor as well as the State Attorney General.11 Again, however, the only question before this Court was the validity of a state statute. No claim was made that the creditor was a joint actor with the State or had acted under color of law. No damages were sought from the creditor. Again, there was no occasion for this Court to consider the status under §1983 of the private party, and there is not a word in the opinion that discusses this. As with Sniadach, Mitchell, and Di-Chem, Fuentes thus fails to establish that a private party’s mere invocation of state attachment or garnishment procedures represents action under color of law — even in a case in which those procedures are subsequently held to be unconstitutional.

B

In addition to relying on cases involving the constitutionality of state attachment and garnishment statutes, the Court advances a “joint participation” theory based on Adickes v. S. H. Kress & Co., 398 U. S. 144 (1970). In Adickes the plaintiff sued a private restaurant under § 1983, alleging a conspiracy between the restaurant and local police to deprive her of the right to equal treatment in a place of public accommodation. Id., at 152, 153. Reversing the decision below, this Court upheld the cause of action. It found that the private defendant, in “conspiring” with local police to obtain official enforcement of a state custom of racial segregation, engaged in a “‘joint activity with the State or its agents’” *954and therefore acted under color of law within the meaning of §1983. Id., at 152 (quoting United States v. Price, 383 U. S., at 794).

Contrary to the suggestion of the Court, however, Justice Harlan’s Court opinion in Adickes did not purport to define the term “under color of law.” Attending closely to the facts presented, the Court observed that “[wjhatever else may also be necessary to show that a person has acted under color of [a] statute’for purposes of § 1983,... we think it essential that he act with the knowledge of and pursuant to that statute.” 398 U. S., at 162, n. 23 (emphasis added). As indicated by this choice of language, the Court clearly seems to have contemplated some limiting principle. A citizen summoning the police to enforce the law ordinarily would not be considered to have engaged in a “conspiracy.” Nor, presumably, would such a citizen be characterized as acting under color of law and thereby risking amenability to suit for constitutional violations that subsequently might occur. Surely there is nothing in Adickes to indicate that the Court would have found action under color of law in cases of this kind.

Although Adickes is distinguishable from these hypotheti-cals, the current case is not. The conduct in Adickes occurred in 1964, 10 years after Brown v. Board of Education, 347 U. S. 483 (1954), and after the decade of publicized litigation that followed in its wake. In view of the intense national focus on issues of racial discrimination, it is virtually inconceivable that a private citizen then could have acted in the innocent belief that the state law and customs involved in Adickes still were presumptively valid. As Justice Harlan wrote, “[f]ew principles of law are more firmly stitched into our constitutional fabric than the proposition that a State must not discriminate against a person because of his race or the race of his companions, or in any way act to compel or encourage segregation.” 398 U. S., at 150-152. Construed as resting on this basis, Adickes establishes that a private *955party acts under color of law when he conspires with state officials to secure the application of a state law so plainly unconstitutional as to enjoy no presumption of validity. In such a context, the private party could be characterized as hiding behind the authority of law and as engaging in “joint participation” with the State in the deprivation of constitutional rights.12 Here, however, petitioner has alleged no conspiracy. Nor has he even alleged that respondent was invoking the aid of a law he should have known to be constitutionally invalid.13 Finally, there is no allegation that respondent’s decision to invoke legal process was in any way *956compelled by the law or custom of the State in which he lived. In this context Adickes simply is inapposite.

Today’s decision therefore is ás unprecedented as it is unjust.14

The pleadings in this case amply demonstrate that the challenged conduct was directed solely at respondents’ acts. The unlawful actions alleged were that respondents made “conclusory allegations,” App. 5, respondents lacked a “factual basis” for attachment, id., at 10, and respondents lacked “good cause to believe facts which would support” attachment. Id., at 19. There is no allegation of collusion or conspiracy with state actors.

The state action, filed in the name of the Edmondson Oil Co., alleged that Lugar owed $41,983 for products and merchandise previously delivered. App. 22. In the present suit Lugar has named as defendants both the Edmondson Oil Co. and its president, Ronald Barbour. As the respondent Barbour is the sole stockholder of Edmondson Oil Co., id,., at 2, and appears to have directed all its actions in this litigation, see id., at 26,1 refer throughout to Barbour as if he were the sole respondent.

See Va. Code § 8.01-533 et seq. (1977). At the time of the attachment in this case, the applicable provisions were Va. Code § 8-519 et seq. (1973). The Virginia attachment provisions have remained essentially in their present form despite numerous recodifications since 1819. See Va. Code § 8-519 et seq. (1950); Va. Code § 6378 et seq. (1919); Va. Code § 2959 et seq. (1887); Va. Code, ch. 151 (1849); Va. Code, ch. 123 (1819).

Title 42 U. S. C. § 1983, at the time in question, provided:

“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”

Judge Phillips’ excellent opinion for the en banc Court of Appeals correctly defined the question presented as “whether the mere institution by a private litigant of presumptively valid state judicial proceedings, without any prior or subsequent collusion or concerted action by that litigant with the state officials who then proceed with adjudicative, administrative, or executive enforcement of the proceedings, constitutes action under color of state law within the contemplation of § 1983.” 639 F. 2d 1058, 1061-1062 (CA4 1981) (footnote omitted).

State officials acting in their official capacities, even if in abuse of their lawful authority, generally are held to act “under color” of law. E. g., Monroe v. Pape, 365 U. S., at 171-172; Ex parte Virginia, 100 U. S. 339, 346-347 (1880). This is because such officials are “clothed with the authority” of state law, which gives them power to perpetrate the very wrongs that Congress intended § 1983 to prevent. United States v. Classic, 313 U. S. 299, 326 (1941); Ex parte Virginia, supra, at 346-347. Cf. Polk County v. Dodson, 454 U. S. 312 (1981) (a public defender, representing an indigent client in a criminal proceeding, performs a function for which the authority of his state office is not needed, and therefore does not act under color of state law when engaged in a defense attorney’s traditionally private roles).

The Court, ante, at 928, quotes United States v. Price, 383 U. S. 787, 794, n. 7 (1966), as establishing that “[i]n cases under § 1983, ‘under color’ of law has consistently been treated as the same thing as the ‘state action’ required under the Fourteenth Amendment.” In Price, however, the same conduct by the same actors constituted both “state action” and the action “under color” of law. See 383 U. S., at 794, n. 7 (if an indictment alleges “conduct on the part of the ‘private’ defendants which constitutes ‘state action,’ [it also alleges] action ‘under color of law. . .”). The situation in this case is quite different. The present case involves “state action” by the Sheriff — action that also was “under color of law” under Price. But the real question here is whether the conduct of the private respondent constituted either state action or action under color of law. The Price quotation plainly does not resolve this question. And the cases cited in Price, on which the Court also relies, are similarly inapposite.

In Adickes the term “jointly engaged” appears to have been used specifically to connote engagement in a “conspiracy.” See 398 U. S., at 152-153.

The Court avers that its holding “is limited to the particular context of prejudgment attachment.” Ante, at 939, n. 21. However welcome, this limitation lacks a principled basis. It is unclear why a private party engages in state action when filing papers seeking an attachment of property, but not when seeking other relief (e. g., an injunction), or when summoning police to investigate a suspected crime.

At one stage in the litigation the respondent averred that his lawsuit raised “[n]o question of the constitutional validity of the State statutes.” Plaintiff’s Memorandum in Opposition to Motion to Dismiss 3. The District Court nevertheless concluded that “the complaint can only be read as challenging the constitutionality of Virginia’s attachment statute.” App. to Pet. for Cert. 38. The Court of Appeals agreed. 639 F. 2d, at 1060, and n. 1.

The Court finds support for its contrary view only by reading these cases as implicitly embracing the same fallacy as the Court does today. In Sniadach, Mitchell, and Di-Chem — as in this case — there was no question that state action had occurred. There, as here, some official of the State— an undisputed state actor — had undertaken either to attach property or *953garnish wages. For the Court, the occurrence of state action by these state officials ipso facto establishes that the private plaintiffs also must have been viewed as state actors. Given the presence of state action by the state officials, however, there was no need to inquire whether the private parties also were state actors. It is plain from the opinions that the Court did not do so. Nor, in cases arising in state court, was there any need to consider whether the private defendants had acted under color of law within the meaning of § 1983.

Fuentes was consolidated with a case involving similar facts, Epps v. Cortese, 326 F. Supp. 127 (ED Pa. 1971).

Arguing that the patent unconstitutionality of racial discrimination was irrelevant to the “conspiracy” count in Adickes, the Court charges that this discussion confuses the conspiracy and the substantive causes of action. Ante, at 932, n. 15. The Court’s view is difficult to understand. In Adickes the private defendant allegedly conspired with the police to “deprive plaintiff of her right to enjoy equal treatment and service in a place of public accommodation,” 398 U. S., at 150, n. 5, and apparently to cause her discriminatory and legally baseless arrest under a vagrancy statute. Because the vagrancy statute was not challenged as invalid on its face, the Court concludes that the “joint action” or “conspiracy” count “did not involve a state law, whether ‘plainly unconstitutional’ or not.” Ante, at 932, n. 15. This conclusion is simply wrong. In the first place, the alleged “conspiracy” included an agreement to enforce a state law requiring racial segregation in restaurants. This law plainly was unconstitutional. Further, even the vagrancy statute certainly would have been unconstitutional as applied to enforce racial segregation. Presumably it was for these reasons that the Court agreed that the private defendant had “conspir[ed]’’ with the local police. 398 U. S., at 152. Adickes is entirely a different case from the one at bar.

At least one scholarly commentator has stated a cautious conclusion that the Virginia attachment provisions would satisfy the standards established by this Court’s recent due process decisions. See Brabham, Sniadach Through Di-Chem and Backwards: An Analysis of Virginia’s Attachment and Detinue Statutes, 12 U. Rich. L. Rev. 157, 195-199 (1977). The correctness of this conclusion is not of course an issue in the present posture of the case, nor is it directly relevant to the case’s proper resolution.

The Court suggests that respondent may be entitled to claim good-faith immunity from this suit for civil damages. Ante, at 942, n. 23. This is a positive suggestion with which I agree. A holding of immunity will mitigate the ultimate cost of this litigation. It would not, however, convert the Court’s holding into a just one. This case already has been in litigation for nearly five years. It will now be remanded for further proceedings. Respondent, solely because he undertook to assert rights authorized by a presumptively valid state statute, will have been subjected to the expense, distractions, and hazards of a protracted litigation.

2.2.2.8 Dennis v. Sparks 2.2.2.8 Dennis v. Sparks

DENNIS v. SPARKS et al., dba SIDNEY A. SPARKS, TRUSTEE

No. 79-1186.

Argued October 8, 1980

Decided November 17, 1980

*25 White, J., delivered the opinion for a unanimous Court.

Finley L. Edmonds argued the cause and filed a brief for petitioner.

Garland F. Smith argued the cause and filed a brief for respondents *

*

Briefs of amid curiae urging reversal were filed by Jim Smith, Attorney General, and Gerald B. Curington, Assistant Attorney General, for the State of Florida; and by Mark White, Attorney General, John W. Fainter, Jr., First Assistant Attorney General, Ted L. Hartley, Executive Assistant Attorney General, and Laura S. Martin and Lonny F. Zwiener, Assistant Attorneys General, for the State of Texas.

Suzanne M. Lynn filed a brief for the American Civil Liberties Union as amicus curiae urging affirmance.

Justice White

delivered the opinion of the Court.

In January 1973, a judge of the 229th District Court of Duval County, Tex., enjoined the production of minerals from certain oil leases owned by respondents. In June 1975, the injunction was dissolved by an appellate court as having been illegally issued. Respondents then filed a complaint in the United States District Court purporting to state a cause of action for damages under 42 U. S. C. § 1983. 1 Defendants were the Duval County Ranch Co., Inc., which had obtained the injunction, the sole owner of the corporation, the judge who entered the injunction, and the two individual *26 sureties on the injunction bond, one of whom is now petitioner in this Court. Essentially, the claim was that the injunction had been corruptly issued as the result of a conspiracy between the judge and the other defendants, thus causing a deprivation of property, i. e., two years of oil production, without due process of law.

All defendants moved to dismiss, the judge asserting judicial immunity and the other defendants urging dismissal for failure to allege action “under color” of state law, a necessary component of a § 1983 cause of action. The District Court concluded that because the injunction was a judicial act within the jurisdiction of the state court, the judge was immune from liability in a § 1983 suit, whether or not the injunction had issued as the result of a corrupt conspiracy. Relying on Haldane v. Chagnon, 345 F. 2d 601 (CA9 1965), the District Court also ruled that with the dismissal of the judge the remaining defendants could not be said to have conspired under color of state law within the meaning of § 1983. The action against them was accordingly dismissed “for failure to state a claim upon which relief can be granted.”

In a per curiam opinion, a panel of the Court of Appeals for the Fifth Circuit affirmed, agreeing that the judge was immune from suit and that because “the remaining defendants, who are all private citizens, did not conspire with any person against whom a valid § 1983 suit can be stated,” Sparks v. Duval County Ranch Co., 588 F. 2d 124, 126 (1979), existing authorities in the Circuit required dismissal of the claims against these defendants as well. 2 The case was reconsidered en banc, prior Circuit authority was overruled and the District Court judgment was reversed insofar as it had dismissed claims against the defendants other than the judge. Sparks v. Duval County Ranch Co., 604 F. 2d *27 976 (1979). The court ruled that there was no good reason in law, logic, or policy for conferring immunity on private persons who persuaded the immune judge to exercise his jurisdiction corruptly. Because the judgment below was inconsistent with the rulings of other Courts of Appeals 3 and involves an important issue, we granted the petition for certiorari. 445 U. S. 942. We now affirm.

Based on the doctrine expressed in Bradley v. Fisher, 13 Wall. 335 (1872), this Court has consistently adhered to the rule that “judges defending against § 1983 actions enjoy absolute immunity from damages liability for acts performed in their judicial capacities. Pierson v. Ray, 386 U. S. 547 (1967); Stump v. Sparkman, 435 U. S. 349 (1978).” Supreme Court of Virginia v. Consumers Union, 446 U. S. 719, 734-735 (1980). The courts below concluded that the judicial immunity doctrine required dismissal of the § 1983 action against the judge who issued the challenged injunction, and as the case comes to us, the judge has been properly dismissed from the suit on immunity grounds. It does not follow, however, that the action against the private parties accused of conspiring with the judge must also be dismissed.

As the Court of Appeals correctly understood our cases to hold, to act “under color of” state law for § 1983 purposes does not require that the defendant be an officer of the State. It is enough that he is a willful participant in joint action with the State or its agents. Private persons, jointly engaged *28 with state officials in the challenged action, are acting “under color” of law for purposes of § 1983 actions. Adickes v. S. H. Kress & Co., 398 U. S. 144, 152 (1970); United States v. Price, 383 U. S. 787, 794 (1966). 4 Of course, merely resorting to the courts and being on the winning side of a lawsuit does not make a party a co-conspirator or a joint actor with the judge. But here the allegations were that an official act of the defendant judge was the product of a corrupt conspiracy involving bribery of the judge. Under these allegations, the private parties conspiring with the judge were acting under color of state law; and it is of no consequence in this respect that the judge himself is immune from damages liability. Immunity does not change the character of the, judge’s action or that of his co-conspirators. 5 Indeed, his *29 immunity is dependent on the challenged conduct being an official judicial act within his statutory jurisdiction, broadly construed. Stump v. Sparkman, 435 U. S. 349, 356 (1978); Bradley v. Fisher, supra, at 352, 357. Private parties who corruptly conspire with a judge in connection with such conduct are thus acting under color of state law within the meaning of § 1983 as it has been construed in our prior cases. The complaint in this case was not defective for failure to allege that the private defendants were acting under color of state law, and the Court of Appeals was correct in rejecting its prior case authority to the contrary.

Petitioner nevertheless insists that unless he is held to have an immunity derived from that of the judge, the latter’s official immunity will be seriously eroded. We are unpersuaded. The immunities of state officials that we have recognized for purposes of § 1983 are the equivalents of those that were recognized at common law, Owen v. City of Independence, 445 U. S. 622, 637-638 (1980); Imbler v. Pachtman, 424 U. S. 409, 417 (1976); Pierson v. Ray, 386 U. S. 547, 554 (1967), and the burden is on the official claiming immunity to demonstrate his entitlement. Cf. Buts v. Economou, 438 U. S. 478, 506 (1978). Thus, in Owen v. City of Independence, supra, a municipality’s claim that it could assert the immunity of its officers and agents in a § 1983 damages action was rejected since there was no basis for such a right at common law. Here, petitioner has pointed to nothing indicating that, historically, judicial immunity insulated from damages liability those private persons who corruptly conspire with the judge. 6

In Gravel v. United States, 408 U. S. 606 (1972), we recognized that the Speech or Debate Clause conferred im *30 munity upon a Senator’s aide as well as the Senator, but only in those situations where the conduct of the aide would be a protected legislative act if performed by the Senator himself. Id., at 618. Here, there could be no claim that petitioner or any of the other private parties was actually performing a judicial act or was in any sense an official aide of the judge. Not surprisingly, petitioner does not argue that judges must conspire with private parties in order that judicial duties may be properly accomplished.

It is urged that if petitioner and other private co-conspirators of the judge are to be subject to § 1983 damages actions and if a case such as this is to go to trial, the charge of conspiracy and judicial corruption will necessarily be aired and decided, the consequence being that the judge, though not a party and immune from liability, will be heavily involved, very likely as a witness forced to testify about and defend his judicial conduct. It is true that, based on the Speech or Debate Clause, we have held that Members of Congress need not respond to questions about their legislative acts, Gravel v. United States, supra, at 616-617; and, in general, the scope of state legislative immunity for purposes of § 1983 has been patterned after immunity under the Speech or Debate Clause. Supreme Court of Virginia v. Consumers Union, 446 U. S., at 732-734. But there is no similar constitutionally based privilege immunizing judges from being required to testify about their judicial conduct in third-party litigation. Nor has any demonstration been made that historically the doctrine of judicial immunity not only protected the judge from liability but also excused him from responding as a witness when his co-conspirators are sued. Even if the judge were excused from testifying, it would not follow that actions against private parties must be dismissed.

Of course, testifying takes time and energy that otherwise might be devoted to judicial duties; and, if cases such as this *31 survive initial challenge and go to trial, the judge’s integrity and that of the judicial process may be at stake in such cases. But judicial immunity was not designed to insulate the judiciary from all aspects of public accountability. Judges are immune from § 1983 damages actions, but they are subject to criminal prosecutions as are other citizens. O’Shea v. Littleton, 414 U. S. 488, 503 (1974). Neither are we aware of any rule generally exempting a judge from the normal obligation to respond as a witness when he has information material to a criminal or civil proceeding. 7 Cf. United States v. Nixon, 418 U. S. 683, 705-707 (1974).

Judicial immunity arose because it was in the public interest to have judges who were at liberty to exercise their independent judgment about the merits of a case without fear of being mulcted for damages should an unsatisfied litigant be able to convince another tribunal that the judge acted not only mistakenly but with malice and corruption. Pierson v. Ray, supra, at 554; Bradley v. Fisher, 13 Wall., at 349, 350, n. ‡. In terms of undermining a judge’s independence and his judicial performance, the concern that his conduct will be examined in a collateral proceeding against those with whom he allegedly conspired, a proceeding in which he cannot be held liable for damages and which he need not defend, is not of the same order of magnitude as the prospects of being a defendant in a damages action from complaint to verdict with the attendant possibility of being held liable for damages if the factfinder mistakenly upholds the charge of malice or of a corrupt conspiracy with others. These concerns are not insubstantial, either for the judge or for the public, but we agree with the Court of Appeals that the potential harm to the public from denying immunity to private co-conspirators *32 is outweighed by the benefits of providing a remedy against those private persons who participate in subverting the judicial process and in so doing inflict injury on other persons.

The judgment of the Court of Appeals is

Affirmed.

1

Title 42 U. S. C. § 1983 provides:

“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
2

Slavin v. Curry, 574 F. 2d 1256 (1978); Perez v. Borchers, 567 F. 2d 285 (1978); Humble v. Foreman, 563 F. 2d 780 (1977); Hill v. McClellan, 490 F. 2d 859 (1974); Guedry v. Ford, 431 F. 2d 660 (1970).

3

Kurz v. Michigan, 548 F. 2d 172 (CA6 1977); Hozo v. Geltz, 537 F. 2d 747 (CA3 1976); Hansen v. Ahlgrimm, 520 F. 2d 768 (CA7 1975); Sykes v. California, 497 F. 2d 197 (CA9 1974). See also Haldane v. Chagnon, 345 F. 2d 601, 604-605 (CA9 1965); but see Briley v. California, 564 F. 2d 849, 858, n. 10 (CA9 1977). The Court of Appeals for the First Circuit has for some time held the present views of the Fifth Circuit. Slotnick v. Staviskey, 560 F. 2d 31 (1977); Kermit Construction Cory. v. Banco Credito y Ahorro Ponceno, 547 F. 2d 1 (1976). The Court of Appeals for the Eighth Circuit has recently agreed. White v. Bloom, 621 F. 2d 276 (1980).

4

In this respect, our holding in Adickes v. S. H. Kress & Co. was as follows:

“The involvement of a state official in such a conspiracy plainly provides the state action essential to show a direct violation of petitioner’s Fourteenth Amendment equal protection rights, whether or not the actions of the police were officially authorized, or lawful; Monroe v. Pape, 365 U. S. 167 (1961); see United States v. Classic, 313 U. S. 299, 326 (1941); Screws v. United States, 325 U. S. 91, 107-111 (1945); Williams v. United States, 341 U. S. 97, 99-100 (1951). Moreover, a private party involved in such a conspiracy, even though not an official of the State, can be liable under § 1983. ‘Private persons, jointly engaged with state officials in the prohibited action, are acting “under color” of law for purposes of the statute. To act “under color” of law does not require that the accused be an officer of the State. It is enough that he is a willful participant in joint activity with the State or its agents,’ United States v. Price, 383 U. S. 787, 794 (1966).” 398 U. S., at 152. (Footnote omitted.)
5

Title 18 U. S. C. § 242, the criminal analog of § 1983, also contains a color-of-state-law requirement ^nd we have interpreted the color-of-state-law requirement in these sections coextensively. Adickes v. S. H. Kress & Co., supra, at 152, n. 7. A state judge can be found criminally liable under § 242 although that judge may be immune from damages under § 1983. See Imbler v. Pachtman, 424 U. S. 409, 429 (1976); O’Shea v. Littleton, 414 U. S. 488, 503 (1974). In either case, the judge has acted under color of state law.

6

Insofar as the immunity issue is concerned, it is interesting to note that petitioner observes that he would not be immune in the Texas courts, even if the judge is. Brief for Petitioner 28.

7

Whether the federal courts should be especially alert to avoid undue interference with the state judicial system flowing from demands upon state judges to appear as witnesses need not be addressed at this time.

2.2.2.9 West v. Atkins 2.2.2.9 West v. Atkins

WEST v. ATKINS

No. 87-5096.

Argued March 28, 1988

Decided June 20, 1988

*43 Blackmun, J., delivered the opinion of the Court, in which Rehnquist, C. J., and Brennan, White, Marshall, Stevens, O’Connor, and Kennedy, JJ., joined. Scalia, J., filed an opinion concurring in part and concurring in the judgment, post, p. 58.

Adam Stein argued the cause for petitioner. With him on the brief was Richard E. Giroux.

Jacob L. Safron, Special Deputy Attorney General of North Carolina, argued the cause for respondent. With him on the brief was Lacy H. Thornburg, Attorney General. *

*

Briefs of amici curiae urging reversal were filed for the American Civil Liberties Union Foundation et al. by John Poivell, Norman Smith, Elizabeth Alexander, Edward I. Koren, and Alvin J. Bronstein; and for the American Public Health Association by William J. Rold.

Justice Blackmun

delivered the opinion of the Court.

This case presents the question whether a physician who is under contract with the State to provide medical services to inmates at a state-prison hospital on a part-time basis acts “under color of state law,” within the meaning of 42 U. S. C. § 1983, when he treats an inmate.

Petitioner, Quincy West, tore his left Achilles tendon in 1983 while playing volleyball at Odom Correctional Center, the Jackson, N. C., state prison in which he was incarcerated. A physician under contract to provide medical care to Odom inmates examined petitioner and directed that he be *44transferred to Raleigh for orthopedic consultation at Central Prison Hospital, the acute-care medical facility operated by the State for its more than 17,500 inmates. Central Prison Hospital has one full-time staff physician, and obtains additional medical assistance under “Contracts for Professional Services” between the State and area physicians.

Respondent, Samuel Atkins, M. D., a private physician, provided orthopedic services to inmates pursuant to one such contract. Under it, Doctor Atkins was paid approximately $52,000 annually to operate two “clinics” each week at Central Prison Hospital, with additional amounts for surgery.1 Over a period of several months, he treated West’s injury by placing his leg in a series of casts. West alleges that although the doctor acknowledged that surgery would be necessary, he refused to schedule it, and that he eventually discharged West while his ankle was still swollen and painful, and his movement still impeded. Because West was a prisoner in “close custody,” he was not free to employ or elect to see a different physician of his own choosing.2

*45Pursuant to 42 U. S. C. § 1983,3 West, proceeding pro se, commenced this action against Doctor Atkins4 in the United States District Court for the Eastern District of North Carolina for violation of his Eighth Amendment right to be free from cruel and unusual punishment.5 West alleged that Atkins was deliberately indifferent to his serious medical needs, by failing to provide adequate treatment.

Relying on a decision of its controlling court in Calvert v. Sharp, 748 F. 2d 861 (CA4 1984), cert. denied, 471 U. S. 1132 (1985), the District Court granted Doctor Atkins’ motion for summary judgment. In Calvert, the Fourth Circuit held that a private orthopedic specialist, employed by a nonprofit professional corporation which provided services under contract to the inmates at the Maryland House of Corrections *46and the Maryland Penitentiary, did not act “under color of state law,” a jurisdictional requisite for a § 1983 action. Because Doctor Atkins was a “contract physician,” the District Court concluded that he, too, was not acting under color of state law when he treated West’s injury. App. 37.

A panel of the United States Court of Appeals for the Fourth Circuit vacated the District Court’s judgment. 799 F. 2d 923 (1986). Rather than considering if Calvert could be distinguished, the panel remanded the case to the District Court for an assessment whether the record permitted a finding of deliberate indifference to a serious medical need, a showing necessary for West ultimately to prevail on his Eighth Amendment claim. See Estelle v. Gamble, 429 U. S. 97, 104 (1976).

On en banc rehearing, however, a divided Court of Appeals affirmed the District Court’s dismissal of West’s complaint. 815 F. 2d 993 (1987). In declining to overrule its decision in Calvert, the majority concluded:

“Thus the clear and practicable principle enunciated by the Supreme Court [in Polk County v. [Dodson,] 454 U. S. 312 (1981)], and followed in Calvert, is that a professional, when acting within the bounds of traditional professional discretion and judgment, does not act under color of state law, even where, as in Dodson, the professional is a full-time employee of the state. Where the professional exercises custodial or supervisory authority, which is to say that he is not acting in his professional capacity, then a § 1983 claim can be established, provided the requisite nexus to the state is proved.” 815 F. 2d, at 995 (footnote omitted).

The Court of Appeals acknowledged that this rule limits “the range of professionals subject to an Estelle action.” Ibid.6

*47The dissent in the Court of Appeals offered three grounds for holding that service rendered by a prison doctor— whether a permanent member of a prison medical staff, or under limited contract with the prison — constitutes action under color of state law for purposes of § 1983. First, the dissent concluded that prison doctors are as much “state actors” as are other prison employees, finding no significant difference between Doctor Atkins and the physician-employees assumed to be state actors in Estelle, and in O’Connor v. Donaldson, 422 U. S. 563 (1975). See 815 F. 2d, at 997-998. Second, the dissent concluded that the “public function” rationale applied because, in the prison context, medical care is within “the exclusive prerogative of the State,” in that the State is obligated to provide medical services for its inmates and has complete control over the circumstances and sources of a prisoner’s medical treatment. Id., at 998-999, citing Blum v. Yaretsky, 457 U. S. 991, 1011 (1982). Finally, the dissent reasoned that the integral role the prison physician plays within the prison medical system qualifies his actions as under color of state law. 815 F. 2d, at 999, citing United States v. Price, 383 U. S. 787, 794 (1966) (“[W]illful participant in joint activity with the State or its agents” may be liable under §1983); Lugar v. Edmondson Oil Co., 457 U. S. 922, 931-932 (1982); and Tower v. Glover, 467 U. S. 914 (1984).

The Fourth Circuit’s ruling conflicts with decisions of the Court of Appeals for the Eleventh Circuit, Ancata v. Prison Health Services, Inc., 769 F. 2d 700 (1985), and Ort v. Pinchback, 786 F. 2d 1105 (1986), which are to the effect that a physician who contracts with the State to provide medical care to prison inmates, even if employed by a private entity, acts under color of state law for purposes of §1983.7 We *48granted certiorari to resolve the conflict. 484 U. S. 912 (1987).

II

To state a claim under § 1983, a plaintiff must allege the violation of a right secured by the Constitution and laws of the United States, and must show that the alleged deprivation was committed by a person acting under color of state law. Parratt v. Taylor, 451 U. S. 527, 535 (1981) (overruled in part on other grounds, Daniels v. Williams, 474 U. S. 327, 330-331 (1986)); Flagg Bros., Inc. v. Brooks, 436 U. S. 149, 155 (1978). Petitioner West sought to fulfill the first requirement by alleging a violation of his rights secured by the Eighth Amendment under Estelle v. Gamble, 429 U. S. 97 (1976). There the Court held that deliberate indifference to a prisoner’s serious medical needs, whether by a prison doctor or a prison guard, is prohibited by the Eighth Amendment. Id., at 104-105. The adequacy of West’s allegation and the sufficiency of his showing on this element of his § 1983 cause of action are not contested here.8 The only issue be*49fore us is whether petitioner has established the second essential element — that respondent acted under color of state law in treating West’s injury.

A

The traditional definition of acting under color of state law requires that the defendant in a § 1983 action have exercised power “possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law.” United States v. Classic, 313 U. S. 299, 326 (1941). Accord, Monroe v. Pape, 365 U. S. 167, 187 (1961) (adopting Classic standard for purposes of § 1983) (overruled in part on other grounds, Monell v. New York City Dept. of Social Services, 436 U. S. 658, 695-701 (1978)); Polk County v. Dodson, 454 U. S. 312, 317-318 (1981); id., at 329 (dissenting opinion). In Lugar v. Edmondson Oil Co., supra, the Court made clear that if a defendant’s conduct satisfies the state-action requirement of the Fourteenth Amendment, “that conduct [is] also action under color of state law and will support a suit under § 1983.” Id., at 935. Accord, Rendell-Baker v. Kohn, 457 U. S. 830, 838 (1982); United States v. Price, 383 U. S., at 794, n. 7. In such circumstances, the defendant’s alleged infringement of the plaintiff’s federal rights is “fairly attributable to the State.” Lugar, 457 U. S., at 937.

To constitute state action, “the deprivation must be caused by the exercise of some right or privilege created by the State ... or by a person for whom the State is responsible,” and “the party charged with the deprivation must be a person who may fairly be said to be a state actor.” Ibid. “[S]tate employment is generally sufficient to render the defendant a state actor.” Id., at 936, n. 18; see id., at 937. It is firmly *50established that a defendant in a § 1983 suit acts under color of state law when he abuses the position given to him by the State. See Monroe v. Pape, 365 U. S., at 172. Thus, generally, a public employee acts under color of state law while acting in his official capacity or while exercising his responsibilities pursuant to state law. See, e. g., Parratt v. Taylor, 451 U. S., at 535-536; Adickes v. S. H. Kress & Co., 398 U. S. 144, 152 (1970). See also Flagg Bros., Inc. v. Brooks, 436 U. S., at 157, n. 5.

Indeed, Polk County v. Dodson, relied upon by the Court of Appeals, is the only case in which this Court has determined that a person who is employed by the State and who is sued under § 1983 for abusing his position in the performance of his assigned tasks was not acting under color of state law. The Court held that “a public defender does not act under color of state law when performing a lawyer’s traditional functions as counsel to a defendant in a criminal proceeding.” 454 U. S., at 325. In this capacity, the Court noted, a public defender differs from the typical government employee and state actor. While performing his duties, the public defender retains all of the essential attributes of a private attorney, including, most importantly, his “professional independence,” which the State is constitutionally obliged to respect. Id., at 321-322. A criminal lawyer’s professional and ethical obligations require him to act in a role independent of and in opposition to the State. Id., at 318-319, 320. The Court accordingly concluded that when representing an indigent defendant in a state criminal proceeding, the public defender does not act under color of state law for purposes of § 1983 because he “is not acting on behalf of the State; he is the State’s adversary.” Id., at 323, n. 13. See also Lugar v. Edmondson Oil Co., 457 U. S., at 936, n. 18.

B

We disagree with the Court of Appeals and respondent that Polk County dictates a conclusion that respondent did *51not act under color of state law in providing medical treatment to petitioner. In contrast to the public defender, Doctor Atkins’ professional and ethical obligation to make independent medical judgments did not set him in conflict with the State and other prison authorities. Indeed, his relationship with other prison authorities was cooperative. “Institutional physicians assume an obligation to the mission that the State, through the institution, attempts to achieve.” Polk County, 454 U. S., at 320. The Manual governing prison health care in North Carolina’s institutions, which Doctor Atkins was required to observe, declares: “The provision of health care is a joint effort of correctional administrators and health care providers, and can be achieved only through mutual trust and cooperation.”9 Similarly, the American Medical Association Standards for Health Services in Prisons (1979) provide that medical personnel and other prison officials are to act in “close cooperation and coordination” in a “joint effort.” Preface, at i; Standard 102, and Discussion. Doctor Atkins’ professional obligations certainly did not oblige him to function as “the State’s adversary.” Polk County, 454 U. S., at 323, n. 13. We thus find the proffered analogy between respondent and the public defender in Polk County unpersuasive.

Of course, the Court of Appeals did not perceive the adversarial role the defense lawyer plays in our criminal justice system as the decisive factor in the Polk County decision. The court, instead, appears to have misread Polk County as establishing the general principle that professionals do not act under color of state law when they act in their professional capacities. The court considered a professional not to be subject to suit under § 1983 unless he was exercising “custodial or supervisory” authority. 815 F. 2d, at 995. To the extent this Court in Polk County relied on the fact that the public defender is a “professional” in concluding that he *52was not engaged in state action, the case turned on the particular professional obligation of the criminal defense attorney to be an adversary of the State, not on the independence and integrity generally applicable to professionals as a class. Indeed, the Court of Appeals’ reading would be inconsistent with cases, decided before and since Polk County, in which this Court either has identified professionals as state actors, see, e. g., Tower v. Glover, 467 U. S. 914 (1984) (state public defenders), or has assumed that professionals are state actors in §1983 suits, see, e. g., Estelle v. Gamble, 429 U. S. 97 (1976) (medical director of state prison who was also the treating physician). See also Youngberg v. Romeo, 457 U. S. 307, 322-323, and n. 30 (1982) (establishing standards to determine whether decisions of “professional” regarding treatment of involuntarily committed can create liability for a due process violation). Defendants are not removed from the purview of § 1983 simply because they are professionals acting in accordance with professional discretion and judgment.10

*53The Court of Appeals’ approach to determining who is subject to suit under §1983, wholeheartedly embraced by respondent, cannot be reconciled with this Court’s decision in Estelle, which demonstrates that custodial and supervisory functions are irrelevant to an assessment whether the particular action challenged was performed under color of state law. In Estelle, the inmate’s Eighth Amendment claim was brought against the physician-employee, Dr. Gray, in his capacity both as treating physician and as medical director of the state prison system. See 429 U. S., at 107. Gray was sued, however, solely on the basis of allegedly substandard medical treatment given to the plaintiff; his supervisory and custodial functions were not at issue. The Court’s opinion did not suggest that Gray had not acted under color of state law in treating the inmate.11 To the contrary, the infer*54ence to be drawn from Estelle is that the medical treatment of prison inmates by prison physicians is state action. The Court explicitly held that “indifference . . . manifested by prison doctors in their response to the prisoner’s needs . . . states a cause of action under § 1983.” Id., at 104-105; see id., at 104, n. 10 (citing with approval Courts of Appeals’ decisions holding prison doctors liable for Eighth Amendment claims brought under § 1983 without mention of supervisory and custodial duties). The Court of Appeals’ rationale would sharply undermine this holding.12

C

We now make explicit what was implicit in our holding in Estelle: Respondent, as a physician employed by North Carolina to provide medical services to state prison inmates, acted under color of state law for purposes of § 1983 when undertaking his duties in treating petitioner’s injury. Such conduct is fairly attributable to the State.

The Court recognized in Estelle: “An inmate must rely on prison authorities to treat his medical needs; if the authorities fail to do so, those needs will not be met.” 429 U. S., at 103. In light of this, the Court held that the State has a constitutional obligation, under the Eighth Amendment, to provide adequate medical care to those whom it has incarcerated. Id., at 104. See also Spicer v. Williamson, 191 N. C. 487, 490, 132 S. E. 291, 293 (1926) (common law requires *55North Carolina to provide medical care to its prison inmates), cited in Estelle, 429 U. S., at 104, n. 9. North Carolina employs physicians, such as respondent, and defers to their professional judgment, in order to fulfill this obligation. By virtue of this relationship, effected by state law, Doctor Atkins is authorized and obliged to treat prison inmates, such as West.13 He does so “clothed with the authority of state law.” United States v. Classic, 313 U. S., at 326. He is “a person who may fairly be said to be a state actor.” Lugar v. Edmondson Oil Co., 457 U. S., at 937. It is only those physicians authorized by the State to whom the inmate may turn. Under state law, the only medical care West could receive for his injury was that provided by the State. If Doctor Atkins misused his power by demonstrating deliberate indifference to West’s serious medical needs, the resultant deprivation was caused, in the sense relevant for state-action inquiry, by the State’s exercise of its right to punish West by incarceration and to deny him a venue independent of the State to obtain needed medical care.

The fact that the State employed respondent pursuant to a contractual arrangement that did not generate the same benefits or obligations applicable to other “state employees” does not alter the analysis. It is the physician’s function within the state system, not the precise terms of his employment, that determines whether his actions can fairly be at*56tributed to the State. Whether a physician is on the state payroll or is paid by contract, the dispositive issue concerns the relationship among the State, the physician, and the prisoner. Contracting out prison medical care does not relieve the State of its constitutional duty to provide adequate medical treatment to those in its custody, and it does not deprive the State’s prisoners of the means to vindicate their Eighth Amendment rights.14 The State bore an affirmative obligation to provide adequate medical care to West; the State delegated that function to respondent Atkins; and respondent voluntarily assumed that obligation by contract.

Nor does the fact that Doctor Atkins’ employment contract did not require him to work exclusively for the prison make him any less a state actor than if he performed those duties as a full-time, permanent member of the state prison medical staff. It is the physician’s function while working for the State, not the amount of time he spends in performance of those duties or the fact that he may be employed by others to perform similar duties, that determines whether he is acting under color of state law.15 In the State’s employ, respondent *57worked as a physician at the prison hospital fully vested with state authority to fulfill essential aspects of the duty, placed on the State by the Eighth Amendment and state law, to provide essential medical care to those the State had incarcerated. Doctor Atkins must be considered to be a state actor.

III

For the reasons stated above, we conclude that respondent’s delivery of medical treatment to West was state action fairly attributable to the State, and that respondent therefore acted under color of state law for purposes of §1983. Accordingly, we reverse the judgment of the Court of Ap*58peals and remand the case for further proceedings consistent with this opinion.

It is so ordered.

Doctor Atkins’ contractual duties included the following: to provide two orthopedic clinics per week; to see all orthopedic and neurological referrals; to perform orthopedic surgery as scheduled; to conduct rounds as often as necessary for his surgical and other orthopedic patients; to coordinate with the Physical Therapy Department; to request the assistance of neurosurgical consultants on spinal surgical cases; and to provide emergency on-call orthopedic services 24 hours per day. His contract required him to furnish two days of professional service each week in fulfillment of these duties. App. 24-25. Atkins also had supervisory authority over Department of Correction nurses and physician’s assistants, who were subject to his orders. Id., at 28.

Apparently, respondent maintained a private practice apart from his work at the prison. Atkins’ submissions on his motion for summary judgment, however, do not reflect the extent of his nonprison practice or the extent to which he depended upon the prison work for his livelihood.

North Carolina law bars all but minimum-security prisoners from exercising an option to go outside the prison and obtain medical care of their choice at their own expense or funded by family resources or private health insurance. See North Carolina Division of Prisons Health Care Procedure *45Manual §§ 710.1-710.2 (1980), App. to Brief for Petitioner 15a-16a (promulgated pursuant to 5 N. C. Admin. Code §02E.0203 (1987) and N. C. Gen. Stat. §§ 148-11, 148-19 (1987)). Petitioner is not a minimum-security prisoner.

Section 1983 provides in relevant part:

“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any.citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”

Doctor Atkins is represented here by the Attorney General of North Carolina. By statute, the State provides for representation and protection from liability for any person who provides medical services to inmates and who is sued pursuant to § 1983. See N. C. Gen. Stat. § 143-300.7 (1987). The State has informed its contract physicians, however, that it will not provide them with representation and indemnification in malpractice actions.

West also named as defendants James B. Hunt, then Governor of the State of North Carolina, and Rae McNamara, Director of the Division of Prisons of the North Carolina Department of Correction. The District Court’s dismissal of West’s claims against Hunt and McNamara was affirmed on appeal. See 815 F. 2d 993, 996 (CA4 1987). West has not pursued his actions against those defendants before this Court.

In addition, the Court of Appeals rejected petitioner’s contention that the provision of medical services to inmates is an “exclusive state function.” The court explained: “Decisions made in the day-to-day rendering of medical services by a physician are not the kind of decisions traditionally *47and exclusively made by the sovereign for and on behalf of the public.” Id., at 996, n. 2, citing Blum v. Yaretsky, 457 U. S. 991, 1012 (1982).

In their resolution of § 1983 eases, other Courts of Appeals implicitly have concluded that prison physicians act under color of state law when *48treating incarcerated persons. See, e. g., Miranda v. Munoz, 770 F. 2d 255 (CA1 1985) (upholding jury verdict in § 1983 action against physician under contract with State to work eight hours per week at jail); Norris v. Frame, 585 F. 2d 1183 (CA3 1978) (pretrial detainee’s § 1983 claim against, among others, a prison physician); Murrell v. Bennett, 615 F. 2d 306 (CA5 1980) (reinstating inmate’s § 1983 action against state prison physician); Byrd v. Wilson, 701 F. 2d 592 (CA6 1983) (reinstating § 1983 action against medical staff, including two physicians, at state penitentiary); Duncan v. Duckworth, 644 F. 2d 653 (CA7 1981) (allowing § 1983 action against prison hospital administrator to proceed until identity of responsible members of medical staff was determined); Kelsey v. Ewing, 652 F. 2d 4 (CA8 1981) (upholding § 1983 action against contract physician at state prison).

In his brief and at oral argument, respondent insisted that West had failed to state a cause of action under Estelle. He maintains that petitioner’s allegations “amount to no more than a claim of medical malpractice” or “a negligence based claim,” which, under Estelle, 429 U. S., 105-106, are not sufficient to make out a claim of cruel and unusual punishment. No court has undertaken the necessary factfinding, let aldhe-passed upon this Eighth Amendment issue. We decline to address it here *49in the first instance, particularly in light of settled doctrine that we avoid constitutional questions whenever possible. See Spector Motor Service, Inc. v. McLaughlin, 323 U. S. 101, 105 (1944); Jean v. Nelson, 472 U. S. 846, 854 (1985).

North Carolina Division of Prisons Health Care Procedure Manual § 100.5. See App. to Brief for Petitioner 8a.

We do not suggest that this factor is entirely irrelevant to the state-action inquiry. Where the issue is whether a private party is engaged in activity that constitutes state action, it may be relevant that the challenged activity turned on judgments controlled by professional standards, where those standards are not established by the State. The Court has held that “a State normally can be held responsible for a private decision only when it has exercised coercive power or has provided such significant encouragement, either overt or covert, that the choice must in law be deemed to be that of the State. ” Blum v. Yaretsky, 457 U. S., at 1004 (decisions of physicians and administrators of privately owned and operated nursing home to transfer Medicaid patients not state action); Rendell-Baker v. Kohn, 457 U. S. 830, 840 (1982) (discharge decisions of privately owned and operated school not state action). In both Blum and Rendell-Baker, the fact that the private entities received state funding and were subject to state regulation did not, without more, convert their conduct into state action. See Blum v. Yaretsky, 457 U. S., at 1004; Rendell-Baker v. Kohn, 457 U. S., at 840-843. The Court suggested that the private party’s challenged decisions could satisfy the state-action requirement if they were made on the basis of some rule of decision for which the State is responsible. The Court found, however, that the decisions were based on independent pro*53fessional judgments and were not subject to state direction. Thus, the requisite “nexus” to the State was absent;

This determination cannot be transformed into the proposition that no person acts under color of state law where he is exercising independent. professional judgment. “[T]he exercise of . . . independent professional judgment,” is not, as the Court of Appeals suggested, “the primary test.” 815 F. 2d, at 995, n. 1. And Blum and Rendell-Baker provide no support for respondent’s argument that a physician, employed by the State to fulfill the State’s constitutional obligations, does not act under color of state law merely because he renders medical care in accordance with professional obligations.

The Court of Appeals, in our view, misunderstood this Court’s Polk County discussion of O’Connor v. Donaldson, 422 U. S. 563 (1975), and Estelle v. Gamble, 429 U. S. 97 (1976). We observed that O’Connor involved claims against a psychiatrist who served as the superintendent at a state mental hospital, and that Estelle involved a physician who was the medical director of the Texas Department of Corrections and the chief medical officer of a prison hospital. Polk County, 454 U. S., at 320. The Court made these observations, however, in the context of contrasting the role of the public defender with that of the physicians in response to the argument that state employment alone is sufficient to fulfill the under-color-of-state-law requirement. See id., at 319-320. We agree with the dissent in the Court of Appeals that the Court discussed these facts “in order to highlight the cooperative relationship between the doctors and the *54state and thus the absence of an adversarial relationship akin to that existing between public defenders and the state.” 815 F. 2d, at 997-998. See Polk County, 454 U. S., at 320 (“Institutional physicians assume an obligation to the mission that the State, through the institution, attempts to achieve”). Nothing in the Court’s opinion stands for the proposition that a prison physician must be acting in a custodial or supervisory function in order to act under color of state law.

Furthermore, it would greatly diminish the meaning of a prisoner’s Eighth Amendment right, since few of those with supervisory and custodial functions are likely to be involved directly in patient care. And § 1983 liability is not available under the doctrine of respondeat superior. Monell v. New York City Dept. of Social Services, 436 U. S. 658, 690-695 (1978).

By statute, the North Carolina Department of Correction is required to provide health services to its prisoners. N. C. Gen. Stat. § 148-19 (1987). In compliance with the statute, state regulations charge the Director, Division of Prisons, with the responsibility of providing each prisoner the services necessary to maintain basic health. 5 N. C. Admin. Code §02E.0201 (1987). State regulations provide that the delivery of health services at each facility is the responsibility of the prison administrator, who must designate a specific health authority “who is charged with the responsibility to provide health services to that facility.” § 02E.0202. Pursuant to these provisions, Doctor Atkins was employed by the Director, Division of Prisons, and was paid by the State, to provide orthopedic services to the State’s prisoners.

As the dissent in the Court of Appeals explained, if this were the basis for delimiting § 1983 liability, “the state will be free to contract out all services which it is constitutionally obligated to provide and leave its citizens with no means for vindication of those rights, whose protection has been delegated to ‘private’ actors, when they have been denied.” 815 F. 2d, at 998.

Contrary to respondent’s intimations, the fact that a state employee’s role parallels one in the private sector is not, by itself, reason to conclude that the former is not acting under color of state law in performing his duties. “If an individual is possessed of state authority and purports to act under that authority, his action is state action. It is irrelevant that he might have taken the same action had he acted in a purely private capacity _” Griffin v. Maryland, 378 U. S. 130, 135 (1964).

Moreover, although the provision of medical services is a function traditionally performed by private individuals, the context in which respondent performs these services for the State (quite apart from the source of remuneration) distinguishes the relationship between respondent and West from the ordinary physician-patient relationship. Cf. Polk County, 454 *57U. S., at 318. Respondent carried out his duties at the state prison within the prison hospital. That correctional setting, specifically designed to be removed from the community, inevitably affects the exercise of professional judgment. Unlike the situation confronting free patients, the non-medical functions of prison life inevitably influence the nature, timing, and form of medical care provided to inmates' such as West. By regulation, matters of medical health involving clinical judgment are the prison physician’s “sole province.” 5 N. C. Admin. Code §02E.0204 (1987). These same regulations, however, require respondent to provide medical services “in keeping with the security regulations of the facility.” Ibid. The record is undeveloped as to the specific limitations placed on respondent by the state prison system. But studies of prison health care, and simple common sense, suggest that his delivery of medical care was not unaffected by the fact that the State controlled the circumstances and sources of a prisoner’s medical treatment. For one thing, the State’s financial resources are limited. Further, prisons and jails are inherently coercive institutions that for security reasons must exercise nearly total control over their residents’ lives and the activities within their confines; general schedules strictly regulate work, exercise, and diet. These factors can, and most often do, have a significant impact on the provision of medical services in prisons. See generally Neisser, Is There a Doctor in the Joint? The Search for Constitutional Standards for Prison Health Care, 63 Va. L. Rev. 921, 936-946 (1977) (describing the institutional effects on the delivery of health care services in prisons); M. Wishart & N. Dubler, Health Care in Prisons, Jails and Detention Centers: Some Legal and Ethical Dilemmas 4 (1983) (“[T]he delivery of medical services in the nation’s prisons and jails is beset with problems and conflicts which are virtually unknown to other health care services”).

Justice Scalia,

concurring in part and concurring in the judgment.

I agree with the opinion of the Court that respondent acted under color of state law for purposes of § 1988. I do not believe that a doctor who lacks supervisory or other penological duties can inflict “punishment” within the meaning of that term in the Eighth Amendment. Cf. Johnson v. Glick, 481 F. 2d 1028, 1031-1032 (CA2) (Friendly, J.), cert. denied sub nom. John v. Johnson, 414 U. S. 1033 (1973). I am also of the view, however, that a physician who acts on behalf of the State to provide needed medical attention to a person involuntarily in state custody (in prison or elsewhere) and prevented from otherwise obtaining it, and who causes physical harm to such a person by deliberate indifference, violates the Fourteenth Amendment’s protection against the deprivation of liberty without due process. See Youngberg v. Romeo, 457 U. S. 307, 315, 324 (1982) (dictum); see generally Daniels v. Williams, 474 U. S. 327, 331 (1986); Ingraham v. Wright, 430 U. S. 651, 672-674, and n. 41 (1977); Rochin v. California, 342 U. S. 165, 169-174 (1952); Johnson, supra, at 1032-1033. I note that petitioner’s pro se complaint merely claimed violation of his rights, and it is the courts that have specified which constitutional provision confers those rights.

2.2.2.10 Mike Campbell v. Representative Cheri Reisch 2.2.2.10 Mike Campbell v. Representative Cheri Reisch

                  United States Court of Appeals
                             For the Eighth Circuit
                         ___________________________

                                 No. 19-2994
                         ___________________________

                                    Mike Campbell

                         lllllllllllllllllllllPlaintiff - Appellee

                                            v.

                        Representative Cheri Toalson Reisch

                        lllllllllllllllllllllDefendant - Appellant

                              ------------------------------

Electronic Frontier Foundation; Knight First Amendment Institute at Columbia University

                   lllllllllllllllllllllAmici on Behalf of Appellee(s)
                                        ____________

                      Appeal from United States District Court
                for the Western District of Missouri - Jefferson City
                                  ____________

                           Submitted: November 17, 2020
                              Filed: January 27, 2021
                                   ____________

Before COLLOTON, ARNOLD, and KELLY, Circuit Judges.
                         ____________
ARNOLD, Circuit Judge.

       After Missouri state representative Cheri Toalson Reisch blocked Mike
Campbell from her Twitter account, he sued her under 
42 U.S.C. § 1983
, claiming she
had violated the First Amendment by denying him the right to speak. Following a
bench trial, the district court agreed with Campbell, declared that Reisch had violated
his rights, and ordered her to stop blocking Campbell and others because of the
content or viewpoint of their speech. Reisch appeals, arguing, among other things,
that Campbell is not entitled to § 1983 relief because she was not acting under color
of state law when she blocked him. We agree with Reisch, and so we reverse and
remand.

       As the district court explained in its findings of fact, the social media platform
Twitter allows its users to publish short messages, photographs, videos, and
hyperlinks (all called tweets) to the general public. Other users may respond to or
republish those tweets and engage in virtual dialogues with other users on the
platform. They may even "follow" other users, and when they do, they will receive
those users' tweets automatically on their feed, which is a continuously-updating
scroll of new tweets from other users. But a user may also block certain followers,
and if they attempt to follow or access the blocking user's page or messages, they will
receive a message informing them of the block.

        Reisch created her Twitter account in September 2015 when she announced her
candidacy for state representative. Her very first utterance read, "I am proud to
announce my candidacy to represent Missouri's 44th District. Let's work together &
create opportunities for jobs & education." A few months later, she posted a copy of
a letter on her campaign stationery seeking contributions to her campaign and a photo
of herself with the Speaker of the Missouri House. As the district court observed,
"[t]hroughout the first ten months of 2016, [Reisch] posted dozens of tweets about her
campaign for the Missouri House, frequently using the hashtags #MO44 and
#TeamCheri."

                                          -2-
       Reisch won her election in November 2016, and, over the next eighteen
months, she tweeted about her work as a state representative and posted pictures of
herself on the House floor or standing with other elected officials. Typical examples
include a message where Reisch said she "was humbled to commit myself to represent
everyone in the 44th District & uphold the Constitution of Missouri. #MOLeg." In
another, she stated she was "[t]hrilled to have so many of my neighbors from the 44th
District come by the office at tonight's energetic Governor's Ball! #MOLeg #MO44."
She later forwarded a message from the House members of her political party saying
they were "proud to deliver results during the first half of session that will bring job
growth to MO. #moleg." Accompanied by a photograph of Reisch with the House
Speaker, she once also posted, "I promised my neighbors in #MO44 that I'd work
tirelessly to improve our #economy. I'm making good on that promise." She tweeted
about specific legislation (such as Real ID, "Right to Work," and tort reform laws),
about testifying before the state senate, and about times when the governor and
lieutenant governor visited her district. Finally, she touted her performance as a
representative, stating things like "[a]ccomplished much in my 1st 2 years, ready for
the next 2" and, in relation to a legislative scorecard from a group called "United for
Missouri," "I scored an A. Not bad for a Freshman." As the district court noted,
Reisch "used her Twitter page to engage in discourse about political topics and/or to
indicate her position relative to other government officials."

       The message that Campbell identifies as the impetus for Reisch's block
concerned her appearance at a local event that featured a pledge of allegiance to the
flag. Reisch tweeted, "Sad my opponent put her hands behind her back during the
Pledge." Another state representative responded the next day to say that Reisch's
opponent's "father was a Lieutenant Colonel in the Army. Two of her brothers served
in the military. I don't question [the opponent's] patriotism. That's a low blow and
unacceptable from a member of the Boone County delegation." Campbell, one of
Reisch's constituents, retweeted that response on his own page. He later received a

                                          -3-
message that Reisch had blocked him. The district court found that Reisch had also
blocked at least 123 other Twitter users.

       The First Amendment, by its terms, prohibits only governmental abridgment
of speech. See Manhattan Cmty. Access Corp. v. Halleck, 
139 S. Ct. 1921, 1928
(2019). By not interfering with private restrictions on speech, the amendment
"protects a robust sphere of individual liberty." 
Id.
 Similarly, "§ 1983 excludes from
its reach merely private conduct," in that, for a § 1983 claim to succeed, a defendant
must have acted "under color of" state law. See Am. Mfrs. Mut. Ins. Co. v. Sullivan,
526 U.S. 40
, 49–50 (1999). It is not enough that the defendant is a public official,
because acts that public officials take in "the ambit of their personal pursuits" do not
trigger § 1983 liability. See Magee v. Trs. of Hamline Univ., 
747 F.3d 532, 535
 (8th
Cir. 2014).

       So the question this case presents is whether Reisch acted under color of state
law when she blocked Campbell on Twitter. Campbell maintains that she did because
she blocked him for criticizing her fitness for political office even though she had
created a virtual forum for the public to discuss "the conduct of her office." Reisch
says she didn't act under color of state law because she runs this Twitter account in
a private capacity, namely, as a campaigner for political office. The district court
concluded that Reisch had acted under color of state law, but along the way, the court
appeared to agree that Reisch had used the account to further her campaign, and it
relied on that fact to support its conclusion that Reisch had acted under color of law.
Campbell does not defend this portion of the district court's opinion on appeal, and
not without reason: Running for public office is not state action; it is a private
activity. Campbell does say, though, that he is entitled to prevail nonetheless because
Reisch acted under color of state law for other reasons. He also points out that Reisch
did not rely on the campaign nature of her account in her argument before the district
court, but given the district court's attention to the subject and given that Reisch has



                                          -4-
argued all along that she did not act under color of state law, we will consider her
argument. See Weitz Co. v. Lloyd's of London, 
574 F.3d 885
, 890–91 (8th Cir. 2009).

       The parties differ over the standards we should apply to determine if Reisch
acted under color of law. Reisch maintains that "[a] public employee acts under color
of law when [s]he exercise[s] power possessed by virtue of state law and made
possible only because the wrongdoer is clothed with the authority of state law." See
Magee, 
747 F.3d at 535
. She then argues that she did not use some power state law
had granted her to block Campbell, and denies that state law had otherwise clothed
her with authority to block him. Anyone, whether a state representative or not, can
block someone on Twitter, and so, the argument runs, Reisch simply could not have
acted under color of state law.

       Campbell, on the other hand, asks us to take a more holistic view of the color-
of-law question. He maintains that, for a defendant to act under color of law, her
actions need only be "fairly attributable" to the State, which "is a matter of normative
judgment" whose "criteria lack rigid simplicity." See Brentwood Acad. v. Tenn.
Secondary Sch. Athletic Ass'n, 
531 U.S. 288, 295
 (2001). Campbell's approach finds
support in two circuit court opinions dealing with social media blocks. See Knight
First Amendment Inst. at Columbia Univ. v. Trump, 
928 F.3d 226
, 235–36 (2d Cir.
2019); Davison v. Randall, 
912 F.3d 666
, 679–80 (4th Cir. 2019). We do not decide
which approach is correct because we think that, even applying the one Campbell
advances, the record will not support a conclusion that Reisch acted under color of
law.

      Campbell encourages us to follow the path taken by Trump and Davison and
conclude that Reisch acted under color of state law. In Davison, the chair of a local
governmental board, Phyllis Randall, blocked a constituent from a Facebook page.
912 F.3d at 672–73. The page, titled "Chair Phyllis J. Randall," was created the day
before Randall was sworn in as chair, and she designated the page "governmental

                                          -5-
official." Randall also had a personal Facebook page and a page devoted to her
campaign. 
Id. at 673
. As the Fourth Circuit pointed out, Randall used the page "as a
tool of governance" by updating constituents about the county's activities and
emergency responses, as well as by soliciting public input on policy issues. 
Id. at 680
.
And it bore certain "trappings" of her office, including a page title that noted
Randall's official title, lists of official contact information, links to the official county
website, posts about official activities, and even posts expressly directed to all of
Randall's constituents. 
Id.
 at 680–81.

       In Trump, the Second Circuit considered President Trump's Twitter account,
which was unabashedly used for official purposes. President Trump and members of
his administration described the account as official and used it to announce, describe,
and defend policies; to promote his legislative agenda; to announce official decisions;
and to engage with foreign leaders, among other things. 
928 F.3d at 231
. His press
secretary described the tweets as "official statements" of the president, members of
his administration helped him operate the account, and even the National Archives
deemed the tweets "official" for purposes of archiving them. 
Id.
 at 231–32, 235–36.
As that court explained, "the evidence of the official nature of the Account is
overwhelming." 
Id. at 234
. The court reached this conclusion even though President
Trump had created the account long before he became president. 
Id. at 235
. The court
was careful to note, however, that "not every social media account operated by a
public official is a government account." 
Id. at 236
.

        We hold that Reisch's account is the kind of unofficial account that the Trump
court envisioned. First of all, no one seriously disputes that her account at least began
life as a private account because Reisch was not a public official when she created it.
Indeed, it seems safe to say that someone who isn't a public official cannot create an
official governmental account. But even if Reisch had been a public official at the
time, we would still hold that she had not created an official governmental account
because she used it overwhelmingly for campaign purposes: She created the account

                                            -6-
the day she announced her candidacy; she solicited donations to her campaign on the
account; and, for over a year, she sought to convince her audience to support her
election bid.

       We don't intimate that the essential character of a Twitter account is fixed
forever. But the mere fact of Reisch's election did not magically alter the account's
character, nor did it evolve into something different. A private account can turn into
a governmental one if it becomes an organ of official business, but that is not what
happened here. The overall theme of Reisch's tweets—that's she's the right person for
the job—largely remained the same after her electoral victory. Her messages
frequently harkened back to promises she made on the campaign trail, and she touted
her success in fulfilling those promises and in her performance as a legislator, often
with the same or similar hashtags as the ones she used while a candidate. So it seems
to us that Reisch used the account in the main to promote herself and position herself
for more electoral success down the road—a conclusion supported by the campaign-
related tweet that led to this litigation. We acknowledge that she occasionally used
the account to provide updates on where certain bills were in the legislative process
or the effect certain recently enacted laws had had on the state. But tweets like these
are fully consistent with Reisch using the account to tout her record because they
show voters that she was actively advancing her legislative agenda and fulfilling
campaign promises. They also revealed where she stood on relevant political issues.
In sum, her post-election use of the account is too similar to her pre-election use to
suggest that it had morphed into something altogether different.

       Reisch's account is fundamentally different from the accounts at issue in Trump
and Davison. For one thing, official governmental activity was conducted on those
accounts, whether it was President Trump announcing an appointee or conducting
foreign affairs, or Chairwoman Randall coordinating her county's response to a
blizzard. Even if Reisch's official duties as a representative extend beyond voting or
participating in committee meetings and include things like communicating with

                                         -7-
constituents about legislation, her sporadic engagement in these activities does not
overshadow what we believe was quite clearly an effort to emphasize her suitability
for public office. The dissent points to a few tweets that Reisch posted after the
election to support the view that she changed the way in which she was using her
account. These messages are necessarily different from previous ones because they
report on events that occurred in the state legislature. But it is not obvious that their
purpose was different. They were consistent with a desire to create a favorable
impression of Reisch in the minds of her constituents. Reisch's new tweets, moreover,
also provided information on her local political party's annual chili supper and
Lincoln Day banquet, featured pictures of her posing with young boys who had
brought her chocolate, and reported that her niece would be voting for a particular
political candidate. The main point is that occasional stray messages that might
conceivably be characterized as conducting the public's business are not enough to
convert Reisch's account into something different from its original incarnation.

       The district court also noted that Reisch's Twitter page had what the Davison
and Trump courts called "trappings" of an official account. For example, the court
pointed out that Reisch's twitter handle, @CheriMO44, refers to the district she
represents and her role as state representative. The court also drew attention to photos
at the top of the Twitter page showing Reisch on the House floor and to Reisch's
discussion of political issues. But even if these can be trappings of an official
account, they can quite obviously be trappings of a personal account as well. The
Trump and Davison courts were not concerned with distinguishing an official page
from a campaign page as we are, and so they do not offer much guidance for deciding
this case. The Twitter page of a political candidate does not convert itself into an
official page just because the candidate chooses a handle that reflects the office she
is pursuing (which Reisch did here before she became an elected official) or because
she posts a photo of herself working at the job she was elected to perform and hopes
to be elected to perform again. And a campaign page certainly doesn't become
something else simply because it discusses political topics. One can expect

                                          -8-
discussions of political topics on such a page, and Reisch in fact discussed them on
the account before she became a government official. All these "trappings" are just
too equivocal to be helpful here.

       In short, we think Reisch's Twitter account is more akin to a campaign
newsletter than to anything else, and so it's Reisch's prerogative to select her audience
and present her page as she sees fit. She did not intend her Twitter page "to be like
a public park, where anyone is welcome to enter and say whatever they want." See
Morgan v. Bevin, 
298 F. Supp. 3d 1003, 1011
 (E.D. Ky. 2018). Reisch's own First
Amendment right to craft her campaign materials necessarily trumps Campbell's
desire to convey a message on her Twitter page that she does not wish to convey, see
Hurley v. Irish-American Gay, Lesbian & Bisexual Grp. of Bos., 
515 U.S. 557, 559
(1995), even if that message does not compete for room as it would, say, in a
campaign newsletter. While Reisch's posts open up an interactive space where Twitter
users may speak, that doesn't mean that Reisch cannot control who gets to speak or
what gets posted. It's her page to manage as she likes. Though Campbell and others
may not like how Reisch runs her page, "the place to register that disagreement is at
the polls," see Morgan, 
298 F. Supp. 3d at 1013
, or, at least, on Campbell's own page.

      We therefore reverse and remand for the district court to enter judgment in
Reisch's favor.

KELLY, Circuit Judge, dissenting.

      Missouri State Representative Cheri Toalson Reisch appeals the district court’s
adverse judgment that she violated Mike Campbell’s First Amendment rights by
blocking him from her Twitter account. Because I believe Reisch was acting under
color of state law when she blocked Campbell, I respectfully dissent.




                                          -9-
                                           I.

       Under 
42 U.S.C. § 1983
, “a public employee acts under color of state law while
acting in [her] official capacity or while exercising [her] responsibilities pursuant to
state law.” Jones v. Gutschenritter, 
909 F.2d 1208, 1211
 (8th Cir. 1990) (quoting
West v. Atkins, 
487 U.S. 42, 50
 (1988)); see also Filarsky v. Delia, 
566 U.S. 377, 383
(2012) (“Anyone whose conduct is fairly attributable to the State can be sued as a
state actor under § 1983.” (cleaned up)). Here, the court’s determination that Reisch
was not acting under color of state law rests on its finding that Reisch used her
Twitter account mainly to “position herself for more electoral success down the
road.” In my view, this finding is neither supported by the record nor dispositive of
the state-action inquiry.

       Reisch’s election to public office may not have “magically alter[ed]” the
character of her Twitter account, as the court notes, but it did change how she used
the account and for what purpose. See Knight First Amend. Inst. at Columbia Univ.
v. Trump (Knight II), 
953 F.3d 216, 219
 (2d Cir. 2020) (denial of reh’g en banc)
(Parker, J., statement with respect to denial of reh’g en banc) (explaining that the
“critical question for First Amendment purposes” is “not the nature of the Account
when it was set up a decade ago,” but rather, “how the President uses the Account in
his capacity as President.”). Before Reisch was sworn in, her tweets used her
campaign hashtag (“#TeamCheri”), invited people to join her campaign team,
solicited campaign donations, and publicized endorsements from various groups and
individuals. By contrast, between January 2017 and February 2019 (when she
apparently deleted her Twitter account), Reisch did not tweet a single request for
campaign donations, or make any reference to “#TeamCheri.” Instead, the majority
of Reisch’s tweets and retweets after January 2017 reported on new laws (“MO
citizens will now have a choice to get Real ID compliant license”); provided
information about the Missouri legislature’s work (“A big thanks to House
Communications for doing this great story on this piece of legislation that was

                                         -10-
passed”); and informed the public of Reisch’s own official activities (“I spoke [on the
Missouri House floor] about my 34 years experience with prevailing wage. Repeal
it. Save taxpayers $.”). Cf. Knight First Amend. Inst. at Columbia Univ. v. Trump
(Knight I), 
928 F.3d 226, 235-36
 (2d Cir. 2019) (emphasizing that President Trump
used his Twitter account “as a channel for communicating and interacting with the
public about his administration” and to “announce matters related to official
government business”), reh’g denied en banc, Knight II, 
953 F.3d 216
 (2d Cir. 2020).
Through her Twitter account, Reisch also interacted with Missouri residents,
including a fourth grade teacher who thanked Reisch for speaking to students about
“a [s]tate [r]epresentative’s job.” Moreover, in addition to using her Twitter account
as a “tool of governance,” Reisch “clothed [it] in the trappings of her public office.”
See Davison v. Randall, 
912 F.3d 666, 680
 (4th Cir. 2019) (cleaned up). She set her
location to “District 44, Missouri, USA,” described herself in her bio as “MO State
Rep 44th District,” displayed a profile photo taken in the Missouri House chamber,
and used a large photo of her swearing-in ceremony as the banner at the top of her
Twitter feed. In short, Reisch’s persistent invocation of her position as an elected
official overwhelmed any implicit references one might perceive to her campaign or
future political ambitions.

       The court characterizes Reisch’s tweets as merely “show[ing] voters that she
was . . . fulfilling campaign promises.” And it is true that public officials acting
purely in pursuit of personal interests do not do so “under color of state law.” See,
e.g., S.J. v. Kan. City Mo. Pub. Sch. Dist., 
294 F.3d 1025
, 1027 (8th Cir. 2002). This
does not mean, however, that an official whose challenged conduct is closely related
to her official responsibilities cannot act “under color of state law” simply because
her actions simultaneously further personal goals or motives. See Dossett v. First
State Bank, 
399 F.3d 940, 949-50
 (8th Cir. 2005) (“Just as a police officer conspiring
to obtain a search warrant based on false evidence, or a judge agreeing to issue an
injunction in exchange for a bribe, may act under color of law . . ., a school official
reaching a mutual understanding with a private actor to retaliate against a private

                                         -11-
citizen for questioning the work of the school board may do the same.” (cleaned up));
cf. Does 1-10 v. Haaland, 
973 F.3d 591, 601-02
 (6th Cir. 2020) (concluding that
Congressmembers were acting within the scope of their employment when they
criticized a political opponent’s supporters on Twitter because “the act of
communicating one’s views” to the public falls within the “wide range of legitimate
‘errands’ performed for constituents”); Council on Am. Islamic Rels. v. Ballenger,
444 F.3d 659, 665
 (D.C. Cir. 2006) (“[A] primary obligation of a Member of
Congress in a representative democracy is to serve and respond to his or her
constituents.” (cleaned up)). Indeed, it seems that the statements of lawmakers
carrying out their official duty to communicate information to constituents will very
often harken back to some campaign promise or another, so this factor does not merit
the outsized importance the court places on it today.

       On this record, and given the focus of the “under color of state law” inquiry on
the “actual or purport[ed]” relationship between Reisch’s conduct and her official
duties, see, e.g., Lee ex rel. Lee v. Borders, 
764 F.3d 966, 971
 (8th Cir. 2014), I
cannot conclude that Reisch used her Twitter account primarily for campaign
purposes, let alone that she made such a showing by a preponderance of the evidence.
Instead, evidence that Reisch blocked Campbell “to suppress speech critical of [her]
conduct of official duties or fitness for public office,” Davison, 
912 F.3d at 680
(quoting Rossignol v. Voorhaar, 
316 F.3d 516, 524
 (4th Cir. 2003)), strengthens the
inference that her conduct was attributable to the state. See 
id.
 (“[A] challenged
action by a government official is fairly attributable to the state when ‘the sole
intention’ . . . in taking the action was ‘to suppress speech critical of his conduct of
official duties or fitness for public office.’” (quoting Rossignol, 
316 F.3d at 524
)).

                                          II.

      Having concluded that Reisch was acting under color of state law, I also
believe that Reisch engaged in viewpoint discrimination in violation of the First

                                         -12-
Amendment. We generally use a forum-based approach to evaluate the suppression
of speech on government-owned or government-controlled property.1 See, e.g.,
Minn. Voters All. v. Mansky, 
138 S. Ct. 1876, 1885
 (2018). There are “three types
of government-controlled spaces: traditional public forums, designated public forums,
and nonpublic forums.” 
Id.
 A designated public forum is a “space[] that [has] not
traditionally been regarded as a public forum,” such as a park, street, or sidewalk,
“but which the government has intentionally opened up for that purpose.” 
Id.
(cleaned up); cf. 
id. at 1886
 (applying forum analysis to polling places because they
are, “at least on Election Day, government-controlled property”); Denver Area Educ.
Telecomms. Consortium, Inc. v. F.C.C., 
518 U.S. 727, 742
 (1996) (Kennedy, J.,
concurring in part, concurring in judgment in part, and dissenting in part) (“Public
fora do not have to be physical gathering places, nor are they limited to property
owned by the government.” (cleaned up)). In both traditional and designated public
forums, the government may not impose viewpoint-based restrictions on speech.
Mansky, 
138 S. Ct. at 1885
.

       Here, I agree with Campbell that the interactive component of Reisch’s Twitter
account—including the space below each tweet where users could reply to Reisch and
engage with other members of the public who might have been responding to
her—constituted a designated public forum. Reisch used her Twitter account to
interact with and communicate information to the public, including her constituents.
Unlike with her Facebook page, which she kept private (that is, accessible only to
friends, family, and personal acquaintances), Reisch did “not attempt[] to limit the
[Twitter] Account’s interactive feature to [her] own speech.” Knight I, 
928 F.3d at 1
        In Knight I, the Second Circuit summarized the impact of blocking a Twitter
user: “A blocked account is prevented from viewing any of the [official’s] tweets,
replying to those tweets, retweeting them, or liking them,” the last three of which
constitute “expressive conduct that blocking inhibits.” 
928 F.3d at 237
. Blocking a
Twitter user also “limits their ability to participate with other members of the public
in the comment threads that appear below [the official’s] tweets.” 
Id. at 232
.

                                         -13-
239; see 
id.
 (explaining that the “case does not turn on the President’s initial tweets,”
which constitute government speech, but “on his supervision of the interactive
features” of the Twitter account). Though Reisch emphasizes that she did not control
users’ access to Twitter, what is relevant is that she controlled access to the
interactive features of her own account. See 
id. at 234-36
; Davison, 
912 F.3d at 683
.
And while Reisch’s tweets—standing alone—may constitute government speech, in
maintaining an interactive space through her Twitter account, she ultimately created
a designated public forum.

        Just as public officials “may not preclude persons from participating” in the
public-comment portion of a town hall meeting “based on their viewpoints,” Knight
II, 
953 F.3d at 221
 (Parker, J., statement with respect to denial of reh’g en banc),
Reisch cannot block users from her Twitter account because she dislikes their
opinions. But this is precisely what Reisch did. The weight of the evidence,
including Reisch’s own testimony at trial and during her deposition, shows that
Reisch blocked Campbell (and others) because she thought he shared the view of
Missouri State Representatives Bruce Franks and Kip Kendrick that she engaged in
“unacceptable” behavior as a public official. Because Reisch, acting under color of
state law, was “impermissibly motivated by a desire to suppress a particular point of
view” when she blocked Campbell, Davison, 
912 F.3d at 687
, I believe she
discriminated against Campbell based on his viewpoint, thereby violating the First
Amendment.

      For these reasons, I would affirm the district court’s judgment.
                      ______________________________




                                          -14-

2.2.2.11 Knight First Amendment Inst. at Columbia Univ. v. Trump 2.2.2.11 Knight First Amendment Inst. at Columbia Univ. v. Trump

KNIGHT FIRST AMENDMENT INSTITUTE AT COLUMBIA UNIVERSITY, Rebecca Buckwalter, Philip Cohen, Holly Figueroa, Eugene Gu, Brandon Neely, Joseph Papp, and Nicholas Pappas, Plaintiffs-Appellees,
v.
Donald J. TRUMP, President of the United States and Daniel Scavino, White House Director of Social Media and Assistant to the President, Defendants-Appellants,

Sarah Huckabee Sanders, White House Press Secretary, Defendant. *

No. 18-1691-cv
August Term 2018

United States Court of Appeals, Second Circuit.

Argued: March 26, 2019
Decided: July 9, 2019

Jameel Jaffer (Katherine Fallow, Caroline DeCell, Alexander Abdo, Knight First Amendment Institute at Columbia University, New York, NY, Jessica Ring Amunson, Tali R. Leinwand, Jenner & Block, Washington, D.C., on the brief), Knight First Amendment Institute at Columbia University, New York, NY, for Plaintiffs-Appellees.

Jennifer Utrecht, Attorney, Appellate Staff, Civil Division (Scott McIntosh, Attorney, Appellate Staff, on the brief), for Chad A. Readler, Acting Assistant Attorney General, Hashim M. Mooppan, Deputy Assistant Attorney General, Washington, D.C., for Defendants-Appellants.

David Greene, Electronic Frontier Foundation, San Francisco, CA, for amicus curiae, Electronic Frontier Foundation, in support of Plaintiffs-Appellees.

Amy L. Marshak, Joshua A. Geltzer, Mary B. McCord, Institute for Constitutional Advocacy and Protection at Georgetown University Law Center, Washington, D.C., for amici curiae, Ashutosh Bhagwat, Erwin Chemerinsky, Genevieve Lakier, Lyrissa Lidsky, Helen Norton, Amanda Shanor, Geoffrey R. Stone, Laurence H. Tribe, and Rebecca Tushnet, in support of Plaintiffs-Appellees.

Dan Backer, Political.Law PLLC, Alexandria, VA, for amicus curiae, Coolidge-Reagan Foundation, in support of Defendants-Appellants.

Donald B. Verrilli, Jr., Chad I. Golder, Rachel G. Miller-Ziegler, Munger, Tolles & Olson LLP, Washington, D.C., for amicus curiae, Internet Association, in support of neither party.

Before: PARKER, HALL, and DRONEY, Circuit Judges.
*

The Clerk of Court is respectfully directed to amend the official caption as indicated above.

BARRINGTON D. PARKER, Circuit Judge:

*230 President Donald J. Trump appeals from a judgment of the United States District Court for the Southern District of New York (Buchwald, J. ) concluding that he engaged in unconstitutional viewpoint discrimination by utilizing Twitter's "blocking" function to limit certain users' access to his social media account, which is otherwise open to the public at large, because he disagrees with their speech. We hold that he engaged in such discrimination and, consequently, affirm the judgment below.

The salient issues in this case arise from the decision of the President to use a relatively new type of social media platform to conduct official business and to interact with the public. We do not consider or decide whether an elected official violates the Constitution by excluding persons from a wholly private social media account. Nor do we consider or decide whether private social media companies are bound by the First Amendment when policing their platforms. We do conclude, however, that the First Amendment does not permit a public official who utilizes a social media account for all manner of official purposes to exclude persons from an otherwise-open online dialogue because they expressed views with which the official disagrees. 1

Twitter is a social media platform that allows its users to electronically send messages of limited length to the public. After creating an account, a user can post their own messages on the platform (referred to as tweeting). Users may also respond to the messages of others (replying), republish the messages of others (retweeting), or convey approval or acknowledgment of another's message by "liking" the message. All of a user's tweets appear on that user's continuously-updated "timeline," which is a convenient method of viewing and interacting with that user's tweets.

When one user replies to another user's tweet, a "comment thread" is created. When viewing a tweet, this comment thread appears below the original tweet and includes both the first-level replies (replies to the original tweet) and second-level replies (replies to the first-level replies). The comment threads "reflect multiple overlapping 'conversations' among and across groups of users" and are a "large part" of what makes Twitter a " 'social' media platform." App'x at 50.

The platform also allows users to directly interact with each other. For example, User A can "mention" User B in User A's tweet, prompting a notification to User B that he or she has been mentioned in a tweet. Twitter users can also "follow" one another. If User A follows User B, then all of User B's tweets appear in User A's "feed," which is a continuously-updated display of content mostly from accounts *231 that User A has chosen to follow. Conversely, User A can "block" User B. This prevents User B from seeing User A's timeline or any of User A's tweets. User B, if blocked by User A, is unable to reply to, retweet, or like any of User A's tweets. Similarly, User A will not see any of User B's tweets and will not be notified if User B mentions User A. 2 The dispute in this case exclusively concerns the President's use of this blocking function. The government has conceded that the account in question is not itself "independent of [Trump's] presidency," but contends that the act of blocking was private conduct that does not implicate the First Amendment. Oral Arg. R. at 1:00 - 1:15.

President Trump established his account, with the handle @realDonaldTrump, (the "Account") in March 2009. No one disputes that before he became President the Account was a purely private one or that once he leaves office the Account will presumably revert to its private status. This litigation concerns what the Account is now. Since his inauguration in January 2017, he has used the Account, according to the parties, "as a channel for communicating and interacting with the public about his administration." App'x at 54. The President's tweets from the Account can be viewed by any member of the public without being signed into a Twitter account. However, if a user has been blocked from the Account, they cannot view the Account's tweets when logged in to their account. At the time of the parties' stipulation, the Account had more than 50 million followers. The President's tweets produce an extraordinarily high level of public engagement, typically generating thousands of replies, some of which, in turn, generate hundreds of thousands of additional replies. The President has not generally sought to limit who can follow the Account, nor has he sought to limit the kind of speech that users can post in reply to his tweets.

The public presentation of the Account and the webpage associated with it bear all the trappings of an official, state-run account. The page is registered to Donald J. Trump "45th President of the United States of America, Washington D.C." Id. at 54-55. The header photographs of the Account show the President engaged in the performance of his official duties such as signing executive orders, delivering remarks at the White House, and meeting with the Pope, heads of state, and other foreign dignitaries.

The President and multiple members of his administration have described his use of the Account as official. The President has stipulated that he, with the assistance of Defendant Daniel Scavino, uses the Account frequently "to announce, describe, and defend his policies; to promote his Administration's legislative agenda; to announce official decisions; to engage with foreign political leaders; to publicize state visits; [and] to challenge media organizations whose coverage of his Administration he believes to be unfair." Id. at 56. In June 2017, then-White House Press Secretary Sean Spicer stated at a press conference that President Trump's tweets should be considered "official statements by the President of the United States." Id. at 55-56.

*232 In June 2017, the White House responded to a request for official White House records from the House Permanent Select Committee on Intelligence by referring the Committee to a statement made by the President on Twitter.

Moreover, the Account is one of the White House's main vehicles for conducting official business. The President operates the Account with the assistance of defendant Daniel Scavino, the White House Director of Social Media and Assistant to the President. The President and his aides have characterized tweets from the Account as official statements of the President. For example, the President used the Account to announce the nomination of Christopher Wray as FBI director and to announce the administration's ban on transgender individuals serving in the military. The President used the Account to first announce that he had fired Chief of Staff Reince Priebus and replaced him with General John Kelly. President Trump also used the Account to inform the public about his discussions with the South Korean president concerning North Korea's nuclear program and about his decision to sell sophisticated military hardware to Japan and South Korea.

Finally, we note that the National Archives, the agency of government responsible for maintaining the government's records, has concluded that the President's tweets are official records. The Presidential Records Act of 1978 established public ownership of the President's official records. 44 U.S.C. § 2202 . Under that Act, "Presidential records" include documentary materials created by the President "in the course of conducting activities which relate to or have an effect upon the carrying out of the constitutional, statutory or other official or ceremonial duties of the President." Id. § 2201. The statute authorizes the Archivist of the United States to "maintain and preserve Presidential records on behalf of the President, including records in digital or electronic form." Id. § 2203. Accordingly, the National Archives and Records Administration has advised the White House that the President's tweets are "official records that must be preserved under the Presidential Records Act." App'x at 57.

In May and June of 2017, the President blocked each of the Individual Plaintiffs (but not the Knight First Amendment Institute) from the Account. The government concedes that each of them was blocked after posting replies in which they criticized the President or his policies and that they were blocked as a result of their criticism. The government also concedes that because they were blocked they are unable to view the President's tweets, to directly reply to these tweets, or to use the @realDonaldTrump webpage to view the comment threads associated with the President's tweets.

The Individual Plaintiffs further contend that their inability to view, retweet, and reply to the President's tweets limits their ability to participate with other members of the public in the comment threads that appear below the President's tweets. The parties agree that, without the context of the President's original tweets (which the Individual Plaintiffs are unable to view when logged in to their accounts), it is more difficult to follow the conversations occurring in the comment threads. In addition, the parties have stipulated that as a consequence of their having been blocked, the Individual Plaintiffs are burdened in their ability to view or directly reply to the President's tweets, and to participate in the comment threads associated with the President's tweets.

While various "workarounds" exist that would allow each of the Individual Plaintiffs to engage with the Account, they contend *233 that each is burdensome. For example, blocked users who wish to participate in the comment thread of a blocking user's tweet could log out of their accounts, identify a first-level reply to which they would like to respond, log back into their accounts, locate the first-level reply on the author's timeline, and then post a message in reply. The blocked users' messages would appear in the comment thread of the blocking user's tweet, although the blocking user would be unable to see it. Blocked users could also create a new Twitter account. Alternatively, blocked users could log out of their accounts, navigate to the blocking user's timeline, take a screenshot of the blocking user's tweet, then log back into their own accounts and post that screenshot along with their own commentary.

In July 2017, the Individual Plaintiffs and the Knight Institute sued Donald Trump, Daniel Scavino, and two other White House staff members alleging that blocking them from the Account violated the First Amendment. The parties cross-moved below for summary judgment. The District Court granted summary judgment in favor of the plaintiffs and entered a declaratory judgment that "the blocking of the individual plaintiffs from the [Account] because of their expressed political views violates the First Amendment." Knight First Amendment Inst. at Columbia Univ. v. Trump , 302 F. Supp. 3d 541 , 579 (S.D.N.Y. 2018). The District Court held that the "interactive space" associated with each tweet constituted a public forum for First Amendment purposes because it was a forum "in which other users may directly interact with the content of the tweets by ... replying to, retweeting or liking the tweet." Id. at 566 . The Court reasoned that: (1) "there can be no serious suggestion that the interactive space is incompatible with expressive activity," and (2) the President and his staff hold the Account open, without restriction, to the public at large on a broadly-accessible social media platform. Id. at 574-75 . As to the government control requirement of the public forum analysis, the court found that "the President presents the @realDonaldTrump account as being a presidential account as opposed to a personal account and ... uses the account to take actions that can be taken only by the President as President." Id. at 567 . The court concluded that "because the President and Scavino use the @realDonaldTrump account for governmental functions" they exercise government control over the relevant aspects of the Account, including the blocking function. Id. at 569 . The court also rejected the idea that speech within the interactive space on the platform is government speech not subject to First Amendment restrictions, concluding that "replies to the President's tweets remain the private speech of the replying user." Id. at 572 .

After concluding that the defendants had created a public forum in the interactive space of the Account, the court concluded that, by blocking the Individual Plaintiffs because of their expressed political views, the government had engaged in viewpoint discrimination. Id. at 577 . Finally, the court held that the blocking of the Individual Plaintiffs violated the Knight Institute's right to read the replies of the Individual Plaintiffs which they cannot post because they are blocked. Id. at 563-64 . 3

*234 This Court reviews a grant of summary judgment de novo , applying the same standards that governed the district court's resolution of the motion. Summa v. Hofstra Univ. , 708 F.3d 115 , 123 (2d Cir. 2013). All questions presented on this appeal, including questions of constitutional interpretation, are ones of law which we review de novo . All. for Open Soc'y Int'l, Inc. v. United States Agency for Int'l Dev. , 911 F.3d 104 , 109 (2d Cir. 2018). Because we agree that in blocking the Individual Plaintiffs the President engaged in prohibited viewpoint discrimination, we affirm.

DISCUSSION

The President's primary argument in his brief is that when he blocked the Individual Plaintiffs, he was exercising control over a private, personal account. At oral argument, however, the government conceded that the Account is not "independent of [Trump's] presidency," choosing instead to argue only that the act of blocking was not state action. Oral Arg. R. at 1:00 - 1:15. The President contends that the Account is exclusively a vehicle for his own speech to which the Individual Plaintiffs have no right of access and to which the First Amendment does not apply. Secondarily, he argues that, in any event, the Account is not a public forum and that even if the Account were a public forum, blocking the Individual Plaintiffs did not prevent them from accessing the forum. The President further argues that, to the extent the Account is government-controlled, posts on it are government speech to which the First Amendment does not apply. We are not persuaded. We conclude that the evidence of the official nature of the Account is overwhelming. We also conclude that once the President has chosen a platform and opened up its interactive space to millions of users and participants, he may not selectively exclude those whose views he disagrees with.

I.

The President concedes that he blocked the Individual Plaintiffs because they posted tweets that criticized him or his policies. He also concedes that such criticism is protected speech. The issue then for this Court to resolve is whether, in blocking the Individual Plaintiffs from the interactive features of the Account, the President acted in a governmental capacity or as a private citizen.

The President maintains that Twitter is a privately owned and operated social media platform that he has used since 2009 to share his opinions on popular culture, world affairs, and politics. Since he became President, he contends, the private nature of the Account has not changed. In his view, the Account is not a space owned or controlled by the government. Rather, it is a platform for his own private speech and not one for the private expression of others. Because the Account is private, he argues, First Amendment issues and forum analysis are not implicated. Although Twitter facilitates robust public debate on the Account, the President contends that it is simply the means through which he participates in a forum and not a public forum in and of itself.

No one disputes that the First Amendment restricts government regulation of private speech but does not regulate purely private speech. 4 If, in blocking, *235 the President were acting in a governmental capacity, then he may not discriminate based on viewpoint among the private speech occurring in the Account's interactive space. As noted, the government argues first that the Account is the President's private property because he opened it in 2009 as a personal account and he will retain personal control over the Account after his presidency. However, the fact that government control over property is temporary, or that the government does not "own" the property in the sense that it holds title to the property, is not determinative of whether the property is, in fact, sufficiently controlled by the government to make it a forum for First Amendment purposes. See Se. Promotions, Ltd. v. Conrad , 420 U.S. 546 , 547-52, 95 S.Ct. 1239 , 43 L.Ed.2d 448 (1975) (holding privately-owned theater leased to and operated by city was public forum). 5 Temporary control by the government can still be control for First Amendment purposes.

The government's contention that the President's use of the Account during his presidency is private founders in the face of the uncontested evidence in the record of substantial and pervasive government involvement with, and control over, the Account. First, the Account is presented by the President and the White House staff as belonging to, and operated by, the President. The Account is registered to "Donald J. Trump, '45th President of the United States of America, Washington, D.C.' " App'x at 54. The President has described his use of the Account as "MODERN DAY PRESIDENTIAL." Id. at 55. The White House social media director has described the Account as a channel through which "President Donald J. Trump ... [c]ommunicat[es] directly with you, the American people!" Id. The @WhiteHouse account, an undoubtedly official Twitter account run by the government, "directs Twitter users to 'Follow for the latest from @POTUS @realDonaldTrump and his Administration.' " Id. Further, the @POTUS account frequently republishes tweets from the Account. 6 As discussed earlier, according to the National Archives and Records Administration, the President's tweets from the Account "are official records that must be preserved under the Presidential Records Act." Id. at 57.

Second, since becoming President he has used the Account on almost a daily basis "as a channel for communicating and interacting with the public about his administration." Id. at 54. The President utilizes White House staff to post tweets and to maintain the Account. He uses the Account *236 to announce "matters related to official government business," including high-level White House and cabinet-level staff changes as well as changes to major national policies. Id. at 56. He uses the Account to engage with foreign leaders and to announce foreign policy decisions and initiatives. Finally, he uses the "like," "retweet," "reply," and other functions of the Account to understand and to evaluate the public's reaction to what he says and does. In sum, since he took office, the President has consistently used the Account as an important tool of governance and executive outreach. For these reasons, we conclude that the factors pointing to the public, non-private nature of the Account and its interactive features are overwhelming.

The government's response is that the President is not acting in his official capacity when he blocks users because that function is available to all users, not only to government officials. However, the fact that any Twitter user can block another account does not mean that the President somehow becomes a private person when he does so. Because the President, as we have seen, acts in an official capacity when he tweets, we conclude that he acts in the same capacity when he blocks those who disagree with him. Here, a public official and his subordinates hold out and use a social media account open to the public as an official account for conducting official business. That account has interactive features open to the public, making public interaction a prominent feature of the account. These factors mean that the account is not private. See generally Rosenberger v. Rector & Visitors of Univ. of Virginia , 515 U.S. 819 , 830, 115 S.Ct. 2510 , 132 L.Ed.2d 700 (1995) (applying the same principles to "metaphysical" forums as to those that exist in "a spatial or geographic sense"); see also Davison v. Randall , 912 F.3d 666 , 680 (4th Cir. 2019) (holding that a public official who used a Facebook Page as a tool of her office exercised state action when banning a constituent); Robinson v. Hunt Cty., Texas , 921 F.3d 440 , 447 (5th Cir. 2019) (finding that a government official's act of banning a constituent from an official government social media page was unconstitutional viewpoint discrimination). Accordingly, the President excluded the Individual Plaintiffs from government-controlled property when he used the blocking function of the Account to exclude disfavored voices.

Of course, not every social media account operated by a public official is a government account. Whether First Amendment concerns are triggered when a public official uses his account in ways that differ from those presented on this appeal will in most instances be a fact-specific inquiry. The outcome of that inquiry will be informed by how the official describes and uses the account; to whom features of the account are made available; and how others, including government officials and agencies, regard and treat the account. But these are concerns for other cases and other days and are ones we are not required to consider or resolve on this appeal.

II.

Once it is established that the President is a government actor with respect to his use of the Account, viewpoint discrimination violates the First Amendment. Manhattan Community Access Corp. et al. v. Halleck et al., 587 U.S. ----, 139 S.Ct. 1921 , 204 L.Ed.2d 405 (2019) ("When the government provides a forum for speech (known as a public forum), the government may be constrained by the First Amendment, meaning that the government ordinarily may not exclude speech or speakers from the forum on the basis of viewpoint ...."); see also *237 Pleasant Grove , 555 U.S. at 469-70, 129 S.Ct. 1125 (viewpoint discrimination prohibited in traditional, designated, and limited public forums); Cornelius v. NAACP Legal Defense and Educational Fund, Inc. , 473 U.S. 788 , 806, 105 S.Ct. 3439 , 87 L.Ed.2d 567 (1985) (viewpoint discrimination prohibited in nonpublic forums).

The government makes two responses. First, it argues that the Account is not a public forum and that, even if it were a public forum, the Individual Plaintiffs were not excluded from it. Second, the government argues that the Account, if controlled by the government, is government speech not subject to First Amendment restrictions.

A.

As a general matter, social media is entitled to the same First Amendment protections as other forms of media. Packingham v. North Carolina , --- U.S. ----, 137 S. Ct. 1730 , 1735-36, 198 L.Ed.2d 273 (2017) (holding a state statute preventing registered sex offenders from accessing social media sites invalid and describing social media use as "protected First Amendment activity"). "[W]hatever the challenges of applying the Constitution to ever-advancing technology, 'the basic principles of freedom of speech and the press, like the First Amendment's command, do not vary' when a new and different medium for communication appears." Brown v. Entm't Merchants Ass'n , 564 U.S. 786 , 790, 131 S.Ct. 2729 , 180 L.Ed.2d 708 (2011) (quoting Joseph Burstyn, Inc. v. Wilson , 343 U.S. 495 , 503, 72 S.Ct. 777 , 96 L.Ed. 1098 (1952) ). A public forum, as the Supreme Court has also made clear, need not be "spatial or geographic" and "the same principles are applicable" to a metaphysical forum. Rosenberger , 515 U.S. at 830 , 115 S.Ct. 2510 .

To determine whether a public forum has been created, courts look "to the policy and practice of the government" as well as "the nature of the property and its compatibility with expressive activity to discern the government's intent." Cornelius , 473 U.S. at 802 , 105 S.Ct. 3439 . Opening an instrumentality of communication "for indiscriminate use by the general public" creates a public forum. Perry Educ. Ass'n v. Perry Local Educators' Ass'n , 460 U.S. 37 , 47, 103 S.Ct. 948 , 74 L.Ed.2d 794 (1983). The Account was intentionally opened for public discussion when the President, upon assuming office, repeatedly used the Account as an official vehicle for governance and made its interactive features accessible to the public without limitation. We hold that this conduct created a public forum.

If the Account is a forum-public or otherwise-viewpoint discrimination is not permitted by the government. Int'l Soc. for Krishna Consciousness, Inc. v. Lee , 505 U.S. 672 , 679, 112 S.Ct. 2701 , 120 L.Ed.2d 541 (1992) ; see also Pleasant Grove , 555 U.S. at 469-70, 129 S.Ct. 1125 (viewpoint discrimination prohibited in traditional, designated, and limited public forums); Cornelius , 473 U.S. at 806 , 105 S.Ct. 3439 (viewpoint discrimination prohibited in nonpublic forums). A blocked account is prevented from viewing any of the President's tweets, replying to those tweets, retweeting them, or liking them. Replying, retweeting, and liking are all expressive conduct that blocking inhibits. Replying and retweeting are messages that a user broadcasts, and, as such, undeniably are speech. Liking a tweet conveys approval or acknowledgment of a tweet and is therefore a symbolic message with expressive content. See, e.g. , W. Virginia State Bd. of Educ. v. Barnette , 319 U.S. 624 , 632-33, 63 S.Ct. 1178 , 87 L.Ed. 1628 (1943) (discussing symbols as speech). Significantly, *238 the parties agree that all of this expressive conduct is communicated to the thousands of users who interact with the Account. By blocking the Individual Plaintiffs and preventing them from viewing, retweeting, replying to, and liking his tweets, the President excluded the Individual Plaintiffs from a public forum, something the First Amendment prohibits.

The government does not challenge the District Court's conclusion that the speech in which Individual Plaintiffs seek to engage is protected speech; instead, it argues that blocking did not ban or burden anyone's speech. See Knight First Amendment , 302 F. Supp. 3d at 565 . Specifically, the government contends that the Individual Plaintiffs were not prevented from speaking because "the only material impact that blocking has on the individual plaintiffs' ability to express themselves on Twitter is that it prevents them from speaking directly to Donald Trump by replying to his tweets on the @realDonaldTrump web page." Appellants Br. at 35.

That assertion is not well-grounded in the facts presented to us. The government is correct that the Individual Plaintiffs have no right to require the President to listen to their speech. See Minnesota State Bd. for Cmty. Colleges v. Knight , 465 U.S. 271 , 283, 104 S.Ct. 1058 , 79 L.Ed.2d 299 (1984) (a plaintiff has "no constitutional right to force the government to listen to their views"). However, the speech restrictions at issue burden the Individual Plaintiffs' ability to converse on Twitter with others who may be speaking to or about the President. 7 President Trump is only one of thousands of recipients of the messages the Individual Plaintiffs seek to communicate. While he is certainly not required to listen, once he opens up the interactive features of his account to the public at large he is not entitled to censor selected users because they express views with which he disagrees. 8

The government's reply is that the Individual Plaintiffs are not censored because they can engage in various "workarounds" such as creating new accounts, logging out to view the President's tweets, and using Twitter's search functions to find tweets about the President posted by other users with which they can engage.

Tellingly, the government concedes that these "workarounds" burden the Individual Plaintiffs' speech. See App'x 35-36, 66. And burdens to speech as well as outright bans run afoul of the First Amendment. See Sorrell v. IMS Health Inc. , 564 U.S. 552 , 566, 131 S.Ct. 2653 , 180 L.Ed.2d 544 (2011) (stating that government "may no more silence unwanted speech by burdening its utterance than by censoring its content");

*239 United States v. Playboy Entm't Grp., Inc. , 529 U.S. 803 , 812, 120 S.Ct. 1878 , 146 L.Ed.2d 865 (2000) ("The distinction between laws burdening and laws banning speech is but a matter of degree. The Government's content-based burdens must satisfy the same rigorous scrutiny as its content-based bans."). When the government has discriminated against a speaker based on the speaker's viewpoint, the ability to engage in other speech does not cure that constitutional shortcoming. Christian Legal Soc. Chapter of the Univ. of California, Hastings Coll. of the Law v. Martinez , 561 U.S. 661 , 690, 130 S.Ct. 2971 , 177 L.Ed.2d 838 (2010). Similarly, the fact that the Individual Plaintiffs retain some ability to "work around" the blocking does not cure the constitutional violation. Neither does the fact that the Individual Plaintiffs can post messages elsewhere on Twitter. Accordingly, we hold that the President violated the First Amendment when he used the blocking function to exclude the Individual Plaintiffs because of their disfavored speech.

B.

Finally, the government argues that to the extent the Account is controlled by the government, it is government speech. Under the government speech doctrine, "[t]he Free Speech Clause does not require government to maintain viewpoint neutrality when its officers and employees speak" about governmental endeavors. Matal v. Tam , --- U.S. ----, 137 S. Ct. 1744 , 1757, 198 L.Ed.2d 366 (2017). For example, when the government wishes to promote a war effort, it is not required by the First Amendment to also distribute messages discouraging that effort. Id. at 1758 ; see also Pleasant Grove , 555 U.S. at 467, 129 S.Ct. 1125 ("The Free Speech Clause restricts government regulation of private speech; it does not regulate government speech.").

It is clear that if President Trump were engaging in government speech when he blocked the Individual Plaintiffs, he would not have been violating the First Amendment. Everyone concedes that the President's initial tweets (meaning those that he produces himself) are government speech. But this case does not turn on the President's initial tweets; it turns on his supervision of the interactive features of the Account. The government has conceded that the Account "is generally accessible to the public at large without regard to political affiliation or any other limiting criteria," and the President has not attempted to limit the Account's interactive feature to his own speech. App'x at 55.

Considering the interactive features, the speech in question is that of multiple individuals, not just the President or that of the government. When a Twitter user posts a reply to one of the President's tweets, the message is identified as coming from that user, not from the President. There is no record evidence, and the government does not argue, that the President has attempted to exercise any control over the messages of others, except to the extent he has blocked some persons expressing viewpoints he finds distasteful. The contents of retweets, replies, likes, and mentions are controlled by the user who generates them and not by the President, except to the extent he attempts to do so by blocking. Accordingly, while the President's tweets can accurately be described as government speech, the retweets, replies, and likes of other users in response to his tweets are not government speech under any formulation. The Supreme Court has described the government speech doctrine as "susceptible to dangerous misuse." Matal , 137 S. Ct. at 1758. It has urged "great caution" to prevent the government from "silenc[ing] or muffl[ing] the expression of disfavored *240 viewpoints" under the guise of the government speech doctrine. Id. Extension of the doctrine in the way urged by President Trump would produce precisely this result.

The irony in all of this is that we write at a time in the history of this nation when the conduct of our government and its officials is subject to wide-open, robust debate. This debate encompasses an extraordinarily broad range of ideas and viewpoints and generates a level of passion and intensity the likes of which have rarely been seen. This debate, as uncomfortable and as unpleasant as it frequently may be, is nonetheless a good thing. In resolving this appeal, we remind the litigants and the public that if the First Amendment means anything, it means that the best response to disfavored speech on matters of public concern is more speech, not less.

CONCLUSION

The judgment of the District Court is AFFIRMED .

1

The facts in this case are not in dispute as the case was resolved below on stipulated facts.

2

All of these features are part of the platform set up by Twitter, a private company. Use of the platform is governed by terms of service which users agree to when they use the platform. See generally Twitter Terms of Service , Twitter, https://twitter.com/en/tos (last visited June 6, 2019). A Twitter user cannot choose to have an account that has a subset of these features. For example, a user cannot obtain from Twitter an account that prohibits certain other users from blocking them. Nor can a user obtain from Twitter an account with the ability to disable the comment thread.

3

The District Court concluded that all plaintiffs had standing to sue, a conclusion the government does not challenge on this appeal and with which we agree. After the District Court granted declaratory relief, the defendants unblocked the Individual Plaintiffs from the Account. This does not render the case moot. Walling v. Helmerich & Payne , 323 U.S. 37 , 43, 65 S.Ct. 11 , 89 L.Ed. 29 (1944) ("Voluntary discontinuance of an alleged illegal activity does not operate to remove a case from the ambit of judicial power.").

4

See, e.g. , Harris v. Quinn , 573 U.S. 616 , 629 n.4, 134 S.Ct. 2618 , 189 L.Ed.2d 620 (2014) ; Loce v. Time Warner Entm't Advance/Newhouse P'ship , 191 F.3d 256 , 266 (2d Cir. 1999) ; see also Pleasant Grove City, Utah v. Summum , 555 U.S. 460 , 467, 129 S.Ct. 1125 , 172 L.Ed.2d 853 (2009) ; Hartman v. Moore , 547 U.S. 250 , 256, 126 S.Ct. 1695 , 164 L.Ed.2d 441 (2006) (stating that "as a general matter the First Amendment prohibits government officials from subjecting an individual to retaliatory actions ... for speaking out").

5

See also Denver Area Educ. Telecommunications Consortium, Inc. v. F.C.C. , 518 U.S. 727 , 749, 116 S.Ct. 2374 , 135 L.Ed.2d 888 (1996) (plurality opinion) (stating that "public forums are places that the government has opened for use by the public as a place for expressive activity" (internal quotation marks omitted)); U.S. Postal Serv. v. Council of Greenburgh Civic Associations , 453 U.S. 114 , 132, 101 S.Ct. 2676 , 69 L.Ed.2d 517 (1981) (considering "question of whether a particular piece of personal or real property owned or controlled by the government" is a public forum (emphasis added)).

6

The President and the White House operate two other Twitter accounts: @POTUS and @WhiteHouse. Both accounts are official government accounts. Those accounts belong strictly to the government, in the sense that the President and members of the White House administration will not retain control over those accounts upon leaving office. The @POTUS account is the official account of the U.S. President. The @WhiteHouse account is the official account for the White House administration.

7

If, for example, the President had merely prevented the Individual Plaintiffs from sending him direct messages, his argument would have more force.

8

The government extends this argument to suggest that the Individual Plaintiffs are claiming a right to "amplify" their speech by being able to reply directly to the President's tweets. The government can choose to "amplify" the speech of certain individuals without violating the rights of others by choosing to listen or not listen. See Minnesota State Bd. , 465 U.S. at 288 , 104 S.Ct. 1058 (stating that "[a]mplification of the sort claimed is inherent in government's freedom to choose its advisers. A person's right to speak is not infringed when government simply ignores that person while listening to others."). That is not what occurred here; the Individual Plaintiffs were not simply ignored by the President, their ability to speak to the rest of the public users of the Account was burdened. In any event, the government is not permitted to "amplify" favored speech by banning or burdening viewpoints with which it disagrees.

2.2.2.12 Prager University v. Google LLC 2.2.2.12 Prager University v. Google LLC

                      FOR PUBLICATION

    UNITED STATES COURT OF APPEALS
         FOR THE NINTH CIRCUIT


 PRAGER UNIVERSITY,                                   No. 18-15712
                Plaintiff-Appellant,
                                                        D.C. No.
                       v.                            5:17-cv-06064-
                                                          LHK
 GOOGLE LLC, FKA Google, Inc.;
 YOUTUBE, LLC,
             Defendants-Appellees.                      OPINION

         Appeal from the United States District Court
           for the Northern District of California
           Lucy H. Koh, District Judge, Presiding

            Argued and Submitted August 27, 2019
                     Seattle, Washington

                      Filed February 26, 2020

Before: M. Margaret McKeown and Jay S. Bybee, Circuit
   Judges, and Fernando J. Gaitan, Jr., * District Judge.

                   Opinion by Judge McKeown




     *
       The Honorable Fernando J. Gaitan, Jr., United States District Judge
for the Western District of Missouri, sitting by designation.
2               PRAGER UNIVERSITY V. GOOGLE

                          SUMMARY **


                           Civil Rights

    The panel affirmed the district court’s dismissal of an
action brought against YouTube and its parent company,
Google, LLC, by a nonprofit educational and media
organization alleging a violation of the First Amendment
and false advertising under the Lanham Act, 
15 U.S.C. § 1125
(a)(1)(B), as well as various state law claims.

    Addressing the First Amendment claims, the panel held
that despite YouTube’s ubiquity and its role as a public-
facing platform, it remains a private forum, not a public
forum subject to judicial scrutiny under the First
Amendment. The panel noted that just last year, the
Supreme Court held that “merely hosting speech by others is
not a traditional, exclusive public function and does not
alone transform private entities into state actors subject to
First Amendment constraints.” Manhattan Cmty. Access
Corp. v. Halleck, 
139 S. Ct. 1921, 1930
 (2019). The panel
held that the Internet does not alter this state action
requirement of the First Amendment. The panel therefore
rejected plaintiff’s assertion that YouTube is a state actor
because it performs a public function.

   Addressing the false advertising claim under the Lanham
Act, the panel held that YouTube’s statements concerning its
content moderation policies do not constitute “commercial
advertising or promotion” as the Lanham Act requires. Nor
was YouTube’s designation of certain of plaintiff’s videos

    **
       This summary constitutes no part of the opinion of the court. It
has been prepared by court staff for the convenience of the reader.
             PRAGER UNIVERSITY V. GOOGLE                  3

for Restricted Mode part of an advertising or promotion or a
misrepresentation as to the videos. Finally, the panel held
that YouTube’s braggadocio about its commitment to free
speech constituted opinions that are not subject to the
Lanham Act.
4            PRAGER UNIVERSITY V. GOOGLE

                       COUNSEL

Peter Obstler (argued), Browne George Ross LLP, San
Francisco, California; Pete Wilson and Eric M. George,
Browne George Ross LLP, Los Angeles, California; for
Plaintiff-Appellant.

Brian M. Willen (argued), Wilson Sonsini Goodrich &
Rosati, New York, New York; David H. Kramer, Lauren
Gallo White, and Amit Q. Gressel, Wilson Sonsini Goodrich
& Rosati, Palo Alto, California; for Defendants-Appellees.

Colleen E. Roh Sinzdak, Hogan Lovells US LLP,
Washington, D.C.; Daryl Joseffer and Jonathan D. Urick,
National Chamber Litigation Center, Washington, D.C.; for
Amicus Curiae Chamber of Commerce of the United States
of America.

David Greene and Sophia Cope, Electronic Frontier
Foundation, San Francisco, California, for Amicus Curiae
Electronic Frontier Foundation.

Donald B. Verrilli Jr. and Chad Golder, Munger Tolles &
Olson LLP, Washington, D.C., for Amicus Curiae The
Computer & Communications Industry Association.
              PRAGER UNIVERSITY V. GOOGLE                   5

                         OPINION

McKEOWN, Circuit Judge:

    Using private property as a forum for public discourse is
nothing new. Long before the Internet, people posted
announcements on neighborhood bulletin boards, debated
weighty issues in coffee houses, and shouted each other
down in community theaters. Juxtaposed with today’s
digital platforms, these analog means seem quaint.
YouTube, LLC alone has more than 1.3 billion users—more
than 30 million visitors every day—and 400 hours of video
uploaded every hour.

    Despite YouTube’s ubiquity and its role as a public-
facing platform, it remains a private forum, not a public
forum subject to judicial scrutiny under the First
Amendment. Prager University (“PragerU”) sees things
differently and claims YouTube’s outsize power to moderate
user content is a threat to the fair dissemination of
“conservative viewpoints and perspectives on public issues,”
and that YouTube has become a public forum.

    PragerU runs headfirst into two insurmountable
barriers—the First Amendment and Supreme Court
precedent. Just last year, the Court held that “merely hosting
speech by others is not a traditional, exclusive public
function and does not alone transform private entities into
state actors subject to First Amendment constraints.”
Manhattan Cmty. Access Corp. v. Halleck, 
139 S.Ct. 1921, 1930
 (2019). The Internet does not alter this state action
requirement of the First Amendment. We affirm the district
court’s dismissal of PragerU’s complaint.
6                 PRAGER UNIVERSITY V. GOOGLE

                         BACKGROUND 1

    PragerU is a nonprofit educational and media
organization with a mission to “provide conservative
viewpoints and perspective on public issues that it believes
are often overlooked.” PragerU does not confer certificates
or degrees. Instead, the organization creates short videos for
high-school, college, and graduate school-age audiences and
shares them on the Internet. PragerU has posted hundreds of
its videos on a broad range of socio-political issues on
YouTube.

    YouTube hosts user-generated videos and related
content on its eponymous platform. YouTube is “the
world’s largest forum in which the public may post and
watch video based content.” Around 400 hours of video
content are uploaded to the platform hourly. Indeed, “more
video content has been uploaded” to YouTube “than has
been created by the major U.S. television networks in
30 years.” “[M]ore than 500 million hours” of those videos
are watched each day.

    YouTube invites the public to post video and other
content on its platform and is “committed to fostering a
community where everyone’s voice can be heard.” Subject
to the Terms of Service and Community Guidelines that a
user must accept before posting a video, YouTube has
reserved the right to remove or restrict content. YouTube
may remove content that violates its Terms of Service, or
restrict otherwise objectionable videos (even if they do not
violate the Terms of Service), such as those deemed to be
age-inappropriate.


    1
        This background is based on PragerU’s complaint.
              PRAGER UNIVERSITY V. GOOGLE                  7

    At issue here is YouTube’s Restricted Mode, which,
when activated by a user, makes unavailable certain age-
inappropriate content. In addition to individual users,
institutions such as libraries, schools, and businesses can
turn on Restricted Mode. On average, 1.5–2% of users view
YouTube through Restricted Mode.

    According to YouTube’s “Restricted Mode Guidelines,”
videos that contain potentially mature content—such as
videos about “[d]rugs and alcohol,” “[s]exual situations,”
“[v]iolence” (including “natural disasters and tragedies, or
even violence in the news”), and other “[m]ature subjects”
(such as “[v]ideos that cover specific details about events
related to terrorism, war, crime, and political conflicts”)—
may become unavailable in Restricted Mode. The tagging is
done either by an automated algorithm that examines certain
signals like “the video’s metadata, title, and the language
used in the video,” or manually by a user. When a video is
tagged, YouTube informs the content creator, who may
appeal the classification. YouTube’s human reviewers then
evaluate the decision.

    YouTube tagged several dozen of PragerU’s videos as
appropriate for the Restricted Mode. YouTube also
“demonetized” some of PragerU’s videos, which means
third parties cannot advertise on those videos. PragerU
appealed the classifications through YouTube’s internal
process, but at least some of the videos remain restricted or
demonetized.

    PragerU sued YouTube and its parent company, Google,
LLC, on two federal claims—violation of the First
Amendment, and false advertising under the Lanham Act,
15 U.S.C. § 1125
(a)(1)(B)—as well as various state law
claims.
8               PRAGER UNIVERSITY V. GOOGLE

    The district court denied PragerU’s motion for
preliminary injunction to compel YouTube to declassify the
restricted videos. The court also granted YouTube’s motion
to dismiss, with leave to amend the federal claims. Instead
of filing an amended complaint, PragerU appealed.

                            ANALYSIS

I. THE FIRST AMENDMENT CLAIM

    PragerU’s claim that YouTube censored PragerU’s
speech faces a formidable threshold hurdle: YouTube is a
private entity. The Free Speech Clause of the First
Amendment prohibits the government—not a private
party—from abridging speech. See Halleck, 
139 S.Ct. at 1928
 (the Free Speech Clause “prohibits only governmental
abridgment of speech,” and “does not prohibit private
abridgment of speech”); Hudgens v. NLRB, 
424 U.S. 507, 513
 (1976) (“the constitutional guarantee of free speech is a
guarantee only against abridgment by government, federal
or state”). PragerU does not dispute that YouTube is a
private entity that operates its platform without any state
involvement. 2

    These are not antiquated principles that have lost their
vitality in the digital age. In Halleck the Supreme Court

     2
       PragerU’s citation to cases involving the government’s regulation
of online speech are inapposite. Because the government was the
relevant actor, state action was not contested. See Packingham v. North
Carolina, 
137 S. Ct. 1730
, 1733–34 (2017) (state passed law making it
a felony for registered sex offenders to use social media websites that
can be accessed by minors); Reno v. Am. Civil Liberties Union, 
521 U.S. 844, 849
, 859–60 (1997) (Congress passed statute criminalizing
transmitting or displaying sexually explicit material to minors using the
Internet).
              PRAGER UNIVERSITY V. GOOGLE                    9

considered whether a private entity that operates a public
access channel on a cable system is a state actor. 
139 S. Ct. at 1926
. The plaintiffs tested a theory that resembled
PragerU’s approach, claiming that a private entity becomes
a state actor through its “operation” of the private property
as “a public forum for speech.” 
Id. at 1930
. The Court
rejected this argument. Such a rule would eviscerate the
state action doctrine’s distinction between government and
private entities because “all private property owners and
private lessees who open their property for speech would be
subject to First Amendment constraints.” 
Id.
 at 1930–31.
Instead, the Court reaffirmed that “merely hosting speech by
others is not a traditional, exclusive public function and does
not alone transform private entities into state actors subject
to First Amendment constraints.” 
Id. at 1930
.

    Importantly, private property does not “lose its private
character merely because the public is generally invited to
use it for designated purposes.” Lloyd Corp. v. Tanner,
407 U.S. 551, 569
 (1972). YouTube may be a paradigmatic
public square on the Internet, but it is “not transformed” into
a state actor solely by “provid[ing] a forum for speech.”
Halleck, 129 S. Ct. at 1930, 1934.

    Twenty years ago, in the early years of litigation
involving the Internet, we held that a private entity hosting
speech on the Internet is not a state actor. We concluded that
America Online (“AOL”)—a service that provided, among
other things, internet service, web portal, and emails—was
not “an instrument or agent of the government.” Howard v.
Am. Online Inc., 
208 F.3d 741, 754
 (9th Cir. 2000) (internal
quotation marks omitted); see also Green v. Am. Online
(AOL), 
318 F.3d 465, 472
 (3d Cir. 2003) (the “contention[]
that AOL is transformed into a state actor … because AOL
opens its network to the public whenever an AOL member
10               PRAGER UNIVERSITY V. GOOGLE

accesses the Internet and receives email or other messages
from non-members of AOL” is unpersuasive). That
principle has not changed. Although we have not recently
spoken on the issue, other courts have uniformly concluded
that digital internet platforms that open their property to
user-generated content do not become state actors. 3 These
cases follow the Supreme Court’s state action precedent and
are consistent with its recent teaching in Halleck.

    In an effort to distinguish controlling precedent, PragerU
argues that YouTube is a state actor because it performs a
public function. It is true that a private entity may be deemed
a state actor when it conducts a public function, but the
relevant function “must be both traditionally and exclusively
governmental.” Lee v. Katz, 
276 F.3d 550, 555
 (9th Cir.
2002). This test is difficult to meet. It is “not enough” that
the relevant function is something that a government has
“exercised … in the past, or still does” or “that the function
serves the public good or the public interest in some way.”

     3
       See, e.g., Freedom Watch, Inc. v. Google, Inc., 
368 F. Supp. 3d 30, 40
 (D.D.C. 2019) (“Facebook and Twitter … are private businesses that
do not become ‘state actors’ based solely on the provision of their social
media networks to the public.”), appeal filed, No. 19-7030 (D.C. Cir.
2019); Green v. YouTube, LLC, 
2019 WL 1428890
, at *4 (D.N.H. Mar.
13, 2019) (there is no “state action giving rise to the alleged violations
of [the plaintiff’s] First Amendment rights” by YouTube and other
platforms that are “all private companies”); Nyabwa v. FaceBook, 
2018 WL 585467
, at *1 (S.D. Tex. Jan. 26, 2018) (“Because the First
Amendment governs only governmental restrictions on speech, [the
plaintiff] has not stated a cause of action against FaceBook.”); Shulman
v. Facebook.com, 
2017 WL 5129885
, at *4 (D.N.J. Nov. 6, 2017)
(Facebook is not a state actor); Forbes v. Facebook, Inc., 
2016 WL 676396
, at *2 (E.D.N.Y. Feb. 18, 2016) (“Facebook is a private
corporation” whose actions may not “be fairly attributable to the state”);
Doe v. Cuomo, 
2013 WL 1213174
, at *9 (N.D.N.Y. Feb. 25, 2013)
(Facebook is not a state actor under the joint action test).
              PRAGER UNIVERSITY V. GOOGLE                  11

Halleck, 139 S.Ct. at 1928–29. Rather, the relevant function
must have been “traditionally the exclusive prerogative of
the [s]tate.” Rendell-Baker v. Kohn, 
457 U.S. 830, 842
(1982) (internal quotation marks omitted). Indeed, “[w]hile
many functions have been traditionally performed by
governments,” Flagg Bros., Inc. v. Brooks, 
436 U.S. 149, 158
 (1978), the lean list of the “very few” recognized public
functions includes “running elections,” “operating a
company town,” and not much else, Halleck, 
139 S.Ct. at 1929
 (internal quotation marks omitted); see, e.g., Terry
v. Adams, 
345 U.S. 461
, 468–70 (1953) (elections); Marsh
v. Alabama, 
326 U.S. 501
, 505–09 (1946) (company town).

    The relevant function performed by YouTube—hosting
speech on a private platform—is hardly “an activity that only
governmental entities have traditionally performed.”
Halleck, 
139 S.Ct. at 1930
. Private parties like “[g]rocery
stores” and “[c]omedy clubs” have “open[ed] their property
for speech.” 
Id.
 YouTube does not perform a public
function by inviting public discourse on its property. “The
Constitution by no means requires such an attenuated
doctrine of dedication of private property to public use.”
Lloyd Corp., 
407 U.S. at 569
. Otherwise “every retail and
service establishment in the country” would be bound by
constitutional norms. Cent. Hardware Co. v. NLRB,
407 U.S. 539, 547
 (1972) (private parking lots do not
become state actors just because they are open to the public).

    That YouTube is ubiquitous does not alter our public
function analysis. PragerU argues that the pervasiveness of
YouTube binds it to the First Amendment because Marsh
teaches that “[t]he more an owner, for his advantage, opens
up his property for use by the public in general, the more do
his rights become circumscribed by the … constitutional
rights of those who use it.” 
326 U.S. at 506
. PragerU’s
12              PRAGER UNIVERSITY V. GOOGLE

reliance on Marsh is not persuasive. In Marsh, the Court
held that a private entity operating a company town is a state
actor and must abide by the First Amendment. 
Id.
 at 505–
08.    But in Lloyd Corp. and Hudgens, the Court
unequivocally confined Marsh’s holding to the unique and
rare context of “company town[s]” and other situations
where the private actor “perform[s] the full spectrum of
municipal powers.” Lloyd Corp., 
407 U.S. at 569
; see also
Hudgens, 424 U.S. at 518–20.

    YouTube does not fit the bill. Unlike the company town
in Marsh, YouTube merely operates a platform for user-
generated video content; it does not “perform[] all the
necessary municipal functions,” Flagg Bros., 
436 U.S. at 159
, nor does it operate a digital business district that has
“all the characteristics of any other American town,” Marsh,
326 U.S. at 502
.

    YouTube also does not conduct a quintessential public
function through regulation of speech on a public forum.
Lee, 
276 F.3d at 556
 (the “functionally exclusive regulation
of free speech within … a public forum[] is a traditional and
exclusive function of the State”). To characterize YouTube
as a public forum would be a paradigm shift. 4

    Shifting gears slightly, PragerU posits that a private
entity can be converted into a public forum if its property is
opened up for public discourse. 5 This theory finds no

     4
      PragerU’s citation to Lee does not solve the state action problem.
In Lee, the parties conceded that the property, which was owned by the
municipal government, was a traditional public forum. 276 F.3d at 555–
56. No such concession or government involvement exists here.
     5
      PragerU appears to conflate the public forum analysis for the
threshold state action inquiry with the designated public forum analysis
                PRAGER UNIVERSITY V. GOOGLE                         13

support in our precedent. As the Supreme Court has
explained, to create a public forum, the government must
intentionally open up the property to public discourse. See
Cornelius v. NAACP Legal Def. & Educ. Fund, Inc.,
473 U.S. 788, 802
 (1985) (“The government does not create
a public forum by inaction or by permitting limited
discourse, but only by intentionally opening a nontraditional
forum for public discourse.”). That YouTube is not owned,
leased, or otherwise controlled by the government
undermines PragerU’s public forum theory. PragerU cannot
avoid the state action question by calling YouTube a public
forum. Halleck, 
139 S.Ct. at 1930
 (casting a private property
as a public forum “ignores the threshold state-action
question”).

    PragerU’s attempt to foist a “public forum” label on
YouTube by claiming that YouTube declared itself a public
forum also fails. YouTube’s representation that it is
committed to freedom of expression, or a single statement
made by its executive before a congressional committee that
she considers YouTube to be a “neutral public fora,” cannot
somehow convert private property into a public forum.
Whether a property is a public forum is not a matter of
election by a private entity. We decline to subscribe to
PragerU’s novel opt-in theory of the First Amendment. See
Cent. Hardware, 407 U.S. at 547.

    Both sides say that the sky will fall if we do not adopt
their position. PragerU prophesizes living under the tyranny

for determining the appropriate First Amendment balancing test. See,
e.g., Se. Promotions, Ltd. v. Conrad, 
420 U.S. 546, 555
 (1975) (that a
city-leased theater is a designated public forum determines the level of
permitted speech regulation by the government). We interpret PragerU’s
use of the term “designated public forum” to mean “public forum” in the
context of the state action doctrine.
14            PRAGER UNIVERSITY V. GOOGLE

of big-tech, possessing the power to censor any speech it
does not like. YouTube and several amicus curiae, on the
other hand, foretell the undoing of the Internet if online
speech is regulated. While these arguments have interesting
and important roles to play in policy discussions concerning
the future of the Internet, they do not figure into our
straightforward application of the First Amendment.
Because the state action doctrine precludes constitutional
scrutiny of YouTube’s content moderation pursuant to its
Terms of Service and Community Guidelines, we affirm the
district court’s dismissal of PragerU’s First Amendment
claim.

II. THE LANHAM ACT FALSE ADVERTISING CLAIM

    PragerU’s other federal claim—false advertising under
the Lanham Act—also fails. To establish a claim under
15 U.S.C. § 1125
(a)(1)(B), PragerU must allege a “false or
misleading representation of fact” “in commercial
advertising or promotion” that “misrepresents the nature,
characteristics, qualities, or geographic origin of his or her
or another person’s goods, services, or commercial
activities.” See Southland Sod Farms v. Stover Seed Co.,
108 F.3d 1134
, 1139 & n.2 (9th Cir. 1997). Because none
of the alleged statements are actionable under the Lanham
Act, we affirm the district court’s dismissal of this claim.

    YouTube’s statements concerning its content
moderation policies do not constitute “commercial
advertising or promotion” as the Lanham Act requires.
15 U.S.C. § 1125
(a)(1)(B). The statements about Restricted
Mode were made to explain a user tool, not for a promotional
purpose to “penetrate the relevant market” of the viewing
public. Fashion Boutique of Short Hills, Inc. v. Fendi USA,
Inc., 
314 F.3d 48, 57
 (2d Cir. 2002); see also Coastal
Abstract Serv., Inc. v. First Am. Title Ins. Co., 
173 F.3d 725
,
              PRAGER UNIVERSITY V. GOOGLE                  15

735 (9th Cir. 1999). Not all commercial speech is
promotional. Fashion Boutique of Short Hills, 
314 F.3d at 57
 (“the language of the [Lanham] Act cannot be stretched
so broadly as to encompass all commercial speech”).
PragerU did not allege any facts to overcome the
commonsense conclusion that representations related to
Restricted Mode, such as those in the terms of service,
community guidelines, and contracts are not advertisements
or a promotional campaign. First Health Grp. Corp. v. BCE
Emergis Corp., 
269 F.3d 800, 804
 (7th Cir. 2001)
(statements in a “contract” are not “commercial advertising
or promotion”); Interlink Prods. Int’l, Inc. v. Cathy Trading,
LLC, 
2017 WL 931712
, at *5 (D.N.J. Mar. 9, 2017)
(“instruction manuals are not advertisements or
promotions”).

    Nor was the designation of certain PragerU videos for
Restricted Mode part of an advertising or promotion or a
misrepresentation as to the videos. The designation and the
reason for tagging videos to be unavailable in Restricted
Mode are not made available to the public. See Coastal
Abstract Serv., Inc., 
173 F.3d at 735
.

    Furthermore, the fact that certain PragerU videos were
tagged to be unavailable under Restricted Mode does not
imply any specific representation about those videos.
Although a false advertising claim may be based on implied
statements, those statement must be both specific and
communicated as to “deceive[] a significant portion of the
recipients.” William H. Morris Co. v. Grp. W, Inc., 
66 F.3d 255
, 258 (9th Cir. 1995). The only statement that appears on
the platform is that the video is “unavailable with Restricted
Mode enabled.” This notice does not have “a tendency to
mislead, confuse or deceive” the public about the nature of
16            PRAGER UNIVERSITY V. GOOGLE

PragerU’s videos. Am. Home Prods. Corp. v. Johnson &
Johnson, 
577 F.2d 160
, 165 (2d Cir. 1978).

    YouTube’s braggadocio about its commitment to free
speech constitutes opinions that are not subject to the
Lanham Act. Lofty but vague statements like “everyone
deserves to have a voice, and that the world is a better place
when we listen, share and build community through our
stories” or that YouTube believes that “people should be
able to speak freely, share opinions, foster open dialogue,
and that creative freedom leads to new voices, formats and
possibilities” are classic, non-actionable opinions or puffery.
See Newcal Indus., Inc. v. Ikon Office Sol., 
513 F.3d 1038, 1053
 (9th Cir. 2008). Similarly, YouTube’s statements that
the platform will “help [one] grow,” “discover what works
best,” and “giv[e] [one] tools, insights and best practices” for
using YouTube’s products are impervious to being
“quantifiable,” and thus are non-actionable “puffery.” 
Id.
The district court correctly dismissed the Lanham Act claim.

     AFFIRMED.

2.2.2.13 Jane Doe v. North Homes, Inc. 2.2.2.13 Jane Doe v. North Homes, Inc.

                 United States Court of Appeals
                             For the Eighth Circuit
                         ___________________________

                                  No. 20-1974
                         ___________________________

                             Jane Doe, (a pseudonym)

                               Plaintiff - Appellant

                                         v.

  North Homes, Inc., individually, doing business as North Homes Children and
 Family Services and I.T.A.S.K.I.N. Juvenile Center; Devin Michael Wood, in his
    individual capacity; Connie Ross, in her individual and official capacities;
 John Does 1–5, in their individual capacities; John Does 6–10, in their individual
                               and official capacities

                              Defendants – Appellees
                                  ____________

                     Appeal from United States District Court
                          for the District of Minnesota
                                 ____________

                            Submitted: March 18, 2021
                              Filed: August 24, 2021
                                  ____________

Before GRUENDER, BENTON, and GRASZ, Circuit Judges.
                          ____________

GRASZ, Circuit Judge.

       North Homes, Inc. confined fifteen-year-old Jane Doe in its residential
correctional unit where an employee sexually assaulted her for three days. No one
intervened. In this case, we decide whether Doe plausibly alleged that North
Homes—a private entity—qualifies as a state actor under 
42 U.S.C. § 1983
.
Because she did, we reverse, in part.

                                  I. Background

      At this stage, we take Doe’s factual allegations as true and draw inferences in
her favor. Fed. R. Civ. P. 12(b)(6); see also Does 1-2 v. Regents of the Univ. of
Minn., 
2021 WL 2197073
, at *1 (8th Cir. June 1, 2021). We use this necessarily
one-sided narrative to answer the limited question before us. Does 1-2, 
2021 WL 2197073
, at *1. We do not use it to reach the merits of Doe’s claims. See 
id.

      North Homes owns and operates correctional and rehabilitative facilities for
juveniles in Northern Minnesota. To operate I.T.A.S.K.I.N. Juvenile Center (the
“Juvenile Center”), North Homes “worked in concert” with Itasca County and other
counties “to provide care for minor children who were detained, incarcerated,
committed, or the like, for criminal, mental health, or other protective purposes.”

       An interagency agreement between Minnesota’s Department of Corrections
and its Department of Human Services authorized and licensed the Juvenile Center
to run two residential units: (1) the DOC unit; and (2) the DHS unit. The agencies
jointly operated those units under their interagency agreement’s terms. Through
“statutory and regulatory authority[,] and/or court orders,” North Homes could move
residents between the two units at its discretion.

      Connie Ross (North Homes’s director and administrator) managed both units.
In turn, those units supervised residents “24/7.” The units “entirely restricted”
residents’ “libert[ies].” And residents could not leave “on their own volition[.]”

      In early 2014, Doe, a young woman diagnosed with bipolar and substance-use
disorders, arrived at the Juvenile Center. Kanabec County (Doe’s legal custodian),
and her foster parent, enrolled Doe at the Juvenile Center for mental health and
behavioral help. At first, the Juvenile Center placed her in the DHS unit.

                                         -2-
       Several months later, however, staff “involuntarily detained” her in the DOC
unit “for behavioral issues.” Supervisors and staff knew about, and received training
on, Doe’s serious medical needs. And by statute, they were all obligated to report
child abuse (including sexual abuse) to police. See Minn. Stat. § 260E.06.

       Soon after her detainment, Devin Michael Wood—a twenty-three-year-old
corrections officer for the DOC unit—“groomed and made sexual advances
towards” Doe. Then, for three days, Wood “engaged in sex acts, including
intercourse, with [Doe].” Those acts intensified Doe’s serious medical needs.

      For three days, no employees stepped in to help Doe despite constant
monitoring. None complied with the child-abuse-reporting requirement, either.
This conduct aligned with how employees (including Ross) “regularly turned a blind
eye towards inappropriate and sexual relationships between residents and staff[.]” It
also reflected how employees “encouraged a ‘code of silence’” to protect their
“predatory” colleagues.

       On the fourth day, police arrested Wood for criminal sexual conduct. Blaming
Doe for Wood’s arrest, staff members verbally harassed her. The harassment
triggered even more emotional and psychological harm. Despite knowing about the
verbal harassment, Ross and others did not stop it.

      With the arrest fallout still ongoing, Doe told Ross about “another staff
member . . . engaging in a sexual relationship with a minor resident.” Ross
responded by directing employees to detain, punish, and silence Doe—in the DOC
unit.

     Months later, Wood pled guilty to three counts of third-degree sexual conduct.
See 
Minn. Stat. § 609.344
(m).




                                         -3-
       Doe sued North Homes, Ross, and Wood, as well as other employees, alleging
three § 1983 counts: (1) Eighth and Fourteenth Amendment claims against the
employees; (2) a Monell claim against North Homes and Ross for creating an
environment “where children . . . were regularly subjected to sexual abuse”; and
(3) a First Amendment claim against Ross.

       While characterizing North Homes as a “nominally private entity,” Doe
alleged that “[it] acted under color of state law because [it] fulfilled the public
function of juvenile incarceration, detainment, and commitment, and acted in
concert with state actors in denying [Doe] her federal civil rights.” By virtue of their
employment at North Homes, Doe’s complaint treated all defendant employees as
state actors, too. Ultimately, the district court saw “at most, the passive involvement
of the state in the circumstances leading to her alleged constitutional deprivations.”
Concluding that there was a lack of state-actor allegations, the district court held that
Doe’s § 1983 claims failed.1

                                    II. Discussion

        We review Rule 12(b)(6) dismissals de novo. See Magee v. Trs. of Hamline
Univ., 
747 F.3d 532
, 534 (8th Cir. 2014). In doing so, we use judicial
“experience and common sense” to decide if Doe’s “complaint crosse[d] over the
plausibility threshold.” See Ashcroft v. Iqbal, 
556 U.S. 662
, 678 (2009) (quoting
Bell Atl. Corp. v. Twombly, 
550 U.S. 544
, 570 (2007)); Magee, 747 F.3d at 535. So,
we ask if Doe’s allegations let us “draw the reasonable inference that [North Homes]
is liable for the misconduct alleged.” Id.

       Only a state actor can face § 1983 liability. See Youngblood v. Hy-Vee Food
Stores, 
266 F.3d 851
, 855 (8th Cir. 2001). But “in a few limited circumstances,” a
private entity “can qualify as a state actor,” including “when the private entity

      1
        Because this appeal only concerns the state-actor question, we do not address
other § 1983 issues or the decision to abstain from exercising supplemental
jurisdiction over a negligence claim.
                                          -4-
performs a traditional, exclusive public function,” and “when the government acts
jointly with the private entity.” Halleck v. Manhattan Cmty. Access Corp., 
139 S. Ct. 1921
, 1928 (2019) (internal citations omitted).

       Still, the state-actor question presents a “necessarily fact-bound inquiry[.]”
Lugar v. Edmonson Oil Co., 
457 U.S. 922
, 939 (1982). First, we ask if the claimed
deprivation “resulted from the exercise of a right or privilege having its source in
state authority.” 
Id.
 And second, we ask if “under the facts of this case,” we may
“appropriately characterize[]” North Homes as a state actor. 
Id.
 “Our ultimate
conclusion must turn on the particular facts of the case, since only by sifting facts
and weighing circumstances can the nonobvious involvement of the State in private
conduct be attributed its true significance.” Wickersham v. City of Columbia, 
481 F.3d 591
, 597 (8th Cir. 2007) (quoting Burton v. Wilmington Parking Auth., 
365 U.S. 715
, 722 (1961) (cleaned up)).

      Here, we must decide if Doe plausibly alleged that North Homes performed a
public function when it detained her.

      The power to decide to incarcerate a person rests with the state. 2 See, e.g.,
Chapman v. United States, 
500 U.S. 453
, 465 (1991) (explaining that “the
Government may not punish” a person “unless and until it proves his guilt . . . at a
criminal trial” with “the relevant constitutional guarantees[,]” and then post-
conviction, “the court may impose, whatever punishment is authorized by statute” if

      2
        The same goes for the power to decide to civilly detain a person. See Kansas
v. Hendricks, 
521 U.S. 346
, 357 (1997) (“States have in certain narrow
circumstances provided for the forcible civil detainment of people [and the Court
[has] consistently upheld such involuntary commitment statutes [when] the
confinement takes place pursuant to proper procedures and evidentiary standards.”).
We see a similar pattern in how the law treats juveniles, generally. See Schall v.
Martin, 
476 U.S. 253
, 264–65 (1984) (explaining that our legal system generally
only allows parents to “control” juveniles, and only “if [that] control falters,” can
the state intervene to protect the juvenile or to protect the community).

                                         -5-
the punishment does not violate the Constitution); see also Rosborough v. Mgmt. &
Training Corp., 
350 F.3d 459
, 461 (5th Cir. 2003) (per curiam) (“Clearly,
confinement of wrongdoers—though sometimes delegated to private entities—is a
fundamentally governmental function.”).

       And so, only the state can decide to delegate that power. Cf. West v. Atkins,
487 U.S. 42
, 56–57 (1988) (private doctor “fully vested with state authority”
performed public function of treating prisoners, which flowed directly from the
state’s decision to incarcerate those prisoners); see also Howell v. Father Maloney’s
Boys’ Haven, Inc., 
976 F.3d 750
, 752, 754 (6th Cir. 2020) (deciding that providing
housing and treatment for at-risk youth did not amount to a public function while
distinguishing that facility from one that “incarcerat[es] children placed under its
care” (emphasis added)).

       Even so, we can see how that conclusion may seem at odds with Richardson
v. McKnight’s statement: “correctional functions have never been exclusively
public.” 
521 U.S. 399
, 405 (1997). But Richardson expressly limited its scope to
§ 1983 immunity, not § 1983 liability. Id. at 413; accord Holly v. Scott, 
434 F.3d 287
, 299–300 (4th Cir. 2006) (Motz, J., concurring in judgment) (explaining that
Richardson “deals only with a private person’s immunity from liability”). And, in
upholding a qualified-immunity denial, Richardson expressly left the state-actor
question for the district court to decide. 521 U.S. at 413–14. While one circuit saw
Richardson as dispositive on the public-function question, others did not. Compare
Holly, 
434 F.3d at 293
, with Rosborough, 
350 F.3d at
460–61 (“We agree with the
Sixth Circuit and with those district courts that have found that private prison-
management corporations and their employees may be sued under § 1983 by a
prisoner who has suffered a constitutional injury.”); see also Skeleton v. Pri-Cor,
Inc., 
963 F.2d 100
, 102 (6th Cir. 1991) (private-prison management performed
traditional state function).

      Against that legal landscape and through the Iqbal standard, we sift the facts
alleged here. Doe alleged that North Homes cared for juveniles whose liberties the

                                         -6-
state (counties) decided to restrict. She also alleged that the state (agencies) agreed
to empower North Homes to run two units, through which North Homes could
deprive residents of their liberties. And she alleged that the state (legislature,
agencies, and courts) gave North Homes the power to detain residents in a
correctional facility whenever it wanted and for whatever reason it saw fit.

       While conceding Doe’s inability to leave the DOC unit, North Homes could
not tell us why she could not leave (i.e., whose authority kept her there). True,
involuntary commitment may not amount to a public function3—but Doe’s
complaint did not rest on the involuntary character of her commitment. Cf. Robert
S. v. Stetson School, Inc., 
256 F.3d 159
, 166–67 (3d Cir. 2001) (no involuntary
detention when minor child’s mother and state committed him to residential school).
Instead, she alleged that North Homes moved her to, and detained her in, a
corrections unit, where the alleged abuse occurred. See Howell, 976 F.3d at 753
(holding a foster home was not a state actor in part because it “has no power to
remove children and place them . . . in juvenile correctional facilities—the kinds of
things state actors traditionally may do”). She also alleged that North Homes later
detained her in the corrections unit to punish and silence her efforts to report abuse.

       Construing the complaint in her favor, we conclude that Doe plausibly alleged
that North Homes’s exercise of a public function (the state’s authority to detain her)
caused her involuntary detainment in a corrections unit. As a result, we disagree
with the decision to dismiss Doe’s § 1983 claims at the pleading stage.4

      3
         See, e.g., Wittner v. Banner Health, 
720 F.3d 770
, 776–77 (10th Cir. 2013);
Estades-Negroni v. CPC Hosp. San Juan Capestrano, 
412 F.3d 1
, 8 (1st Cir. 2005);
Benn v. Universal Health Sys., Inc., 
371 F.3d 165
, 172 (3d Cir. 2004); Bass v.
Parkwood Hosp., 
180 F.3d 234
, 243 (5th Cir. 1999); S.P. v. City of Takoma Park,
134 F.3d 260
, 269 n.7 (4th Cir. 1998); Ellison v. Garbarino, 
48 F.3d 192
, 195–96
(6th Cir. 1995); Harvey v. Harvey, 
949 F.2d 1127
, 1131 (11th Cir. 1992); Spencer
v. Lee, 
864 F.2d 1376
, 1379–80 (7th Cir. 1989) (en banc).
       4
         Because Doe meets the state-actor requirement at the pleading stage (via
public-function analysis), we need not decide if she could chart an alternate path to

                                         -7-
                                  III. Conclusion

      For these reasons, we reverse the judgment and remand the case for
proceedings consistent with this opinion.

GRUENDER, Circuit Judge, dissenting.

       To state a claim under § 1983, a plaintiff must allege facts sufficient to show
that the defendant acted under color of state law and that the defendant’s conduct
violated a federally protected right. Green v. Byrd, 
972 F.3d 997
, 1000 (8th Cir.
2020). Only the first element is at issue here.

       Although “§ 1983 excludes from its reach merely private conduct,” Campbell
v. Reisch, 
986 F.3d 822
, 824 (8th Cir. 2021), “a private entity can qualify as a state
actor,” triggering § 1983 liability, “in a few limited circumstances,” Manhattan
Cmty. Access Corp. v. Halleck, 587 U.S. ---, 
139 S. Ct. 1921
, 1928 (2019). One such
circumstance is “when the private entity performs a traditional, exclusive public
function.” 
Id.
 “The Court has stressed that ‘very few’ functions fall into [this]
category.” 
Id. at 1929
 (quoting Flagg Brothers, Inc. v. Brooks, 
436 U.S. 149
, 158
(1978)). “It is not enough that the federal, state, or local government exercised the
function in the past, or still does.” 
Id.
 The private party must be performing a
function that was “traditionally the exclusive prerogative of the State.” Rendell-
Baker v. Kohn, 
457 U.S. 830
, 842 (1982).

      The court concludes that Doe alleged facts sufficient to show that North
Homes qualifies as a state actor under the public-function test. I disagree. Although
the court alludes to several functions, it never identifies one that is both “the

the same endpoint (via joint-action analysis). See Lugar, 
457 U.S. at 939
 (“Whether
these different tests are actually different in operation or simply different ways of
characterizing the necessarily fact-bound inquiry that confronts the Court in such a
situation need not be resolved here.”).
                                         -8-
exclusive prerogative of the State,” 
id.,
 and a function that Doe alleged North Homes
was performing when she suffered the abuse.

       For example, the court alludes to the function of incarceration as punishment
for a crime. See ante, at 5-6 (citing Chapman v. United States, 
500 U.S. 453
, 465
(1991), for the proposition that it is the government’s business to “punish” a person
once “it proves his guilt beyond a reasonable doubt at a criminal trial,” and
Rosborough v. Management & Training Corp., 
350 F.3d 459
, 461 (5th Cir. 2003)
(per curiam), for the proposition that “confinement of wrongdoers” is a public
function). But even assuming that incarceration as punishment for a crime is an
exclusive public function, but see Holly v. Scott, 
434 F.3d 287
, 293 (4th Cir. 2006)
(“The Supreme Court’s analysis in [Richardson v. McKnight, 
521 U.S. 399
 (1997)]
precludes argument that the operation of a prison is a traditionally exclusive state
function.”), it was not a function that Doe alleged North Homes was performing
when she suffered the abuse. On the contrary, the complaint indicated that Doe was
enrolled in North Homes “to address her serious mental health and behavioral
needs,” not as punishment for a crime.

       The court also alludes to the function of involuntary detention generally,
whether criminal or civil. See ante, at 5 & n.2 (noting that the state has the power
not only “to incarcerate a person” but also “to civilly detain a person”). Again,
however, involuntary detention is not a function that Doe alleged North Homes was
performing when she suffered the abuse. On the contrary, the complaint indicated
that Doe’s foster mother and Kanabec County enrolled Doe in North Homes. See
Robert S. v. Stetson Sch., Inc., 
256 F.3d 159
, 163, 166-67 (3d Cir. 2001) (Alito, J.)
(holding that a minor’s placement in a school that did not allow students “to leave
campus without supervision” “was not ‘involuntary’ in the [relevant] sense” because
“his legal custodian, DHS, wanted him placed there, and his mother consented”).
And in any event, involuntary detention is not an exclusive public function. See,
e.g., Minn. Stat. §§ 253B.02, subd. 19, .141, .18 (providing for involuntary civil
detention in “non-state-operated” “treatment facilit[ies]”); 
Minn. Stat. § 629.366
(authorizing merchants to detain suspected shoplifters); Youngblood v. Hy-Vee Food

                                         -9-
Stores, Inc., 
266 F.3d 851
, 855 (8th Cir. 2001) (denying that detaining a suspected
shoplifter constituted state action for § 1983 purposes); Wittner v. Banner Health,
720 F.3d 770
, 776-77 (10th Cir. 2013) (denying that involuntary commitment is an
exclusive state function); Estades-Negroni v. CPC Hosp. San Juan Capestrano, 
412 F.3d 1
, 8 (1st Cir. 2005) (same); Bass v. Parkwood Hosp., 
180 F.3d 234
, 243 (5th
Cir. 1999) (same); S.P. v. City of Takoma Park, 
134 F.3d 260
, 269 n.7 (4th Cir. 1998)
(same); Ellison v. Garbarino, 
48 F.3d 192
, 195-96 (6th Cir. 1995) (same); Harvey
v. Harvey, 
949 F.2d 1127
, 1131 (11th Cir. 1992) (same); Spencer v. Lee, 
864 F.2d 1376
, 1379-80 (7th Cir. 1989) (en banc) (same); White v. Scrivner Corp., 
594 F.2d 140
, 142 (5th Cir. 1979) (“A merchant’s detention of persons suspected of stealing
store property simply is not an action exclusively associated with the state.”). Thus,
the court rightly retreats from the position that involuntarily detaining Doe is what
transformed North Homes into a stator actor for § 1983 purposes. See ante, at 7
(conceding that “involuntary commitment may not amount to a public function” and
clarifying that, in its view, “Doe’s complaint did not rest on the involuntary character
of her commitment”).

        So, what does the court think transformed North Homes into a stator actor for
§ 1983 purposes? The court stresses Doe’s allegation that the abuse occurred after
she was transferred to a unit in the corrections facility due to behavioral issues. See
ante, at 7. But the location where North Homes housed Doe does not change the
fact that North Homes was neither incarcerating her as punishment for a crime nor
detaining her “involuntarily” in the relevant sense. See Robert S., 
256 F.3d at
166-
67. If involuntary criminal confinement is likely not an exclusive public function,
see Richardson, 
521 U.S. at 405
 (“[C]orrectional functions have never been
exclusively public.”), and involuntary civil confinement is definitely not an
exclusive public function, see Spencer, 
864 F.2d at 1380-81
 (“[I]nvoluntary
extrajudicial commitment to private institutions has long been commonplace.”), then
it is difficult to see why voluntary civil confinement should nonetheless qualify as
an exclusive public function simply because it occurs in a unit licensed by the state
department of corrections. Thus, I agree with the district court that Doe did not


                                         -10-
allege facts sufficient to show that North Homes qualified as a state actor under the
public-function test.

       I also agree with the district court that Doe did not allege facts sufficient to
show that North Homes qualified as a state actor under the joint-action test. “[A]
private party may [also] be held liable on a § 1983 claim if he is a willful participant
in joint action with the State or its agents.” Mershon v. Beasley, 
994 F.2d 449
, 451
(8th Cir. 1993) (internal quotation marks omitted). That said, the joint-action
standard imposes a high bar. To survive a motion to dismiss, a plaintiff “must allege,
at the very least, that there was a mutual understanding, or a meeting of the minds,
between the private party and the state actor.” 
Id.
 Importantly, “mere approval or
acquiescence of the state” is not enough. Wickersham v. City of Columbia, 
481 F.3d 591
, 597 (8th Cir. 2007). Further, the plaintiff must allege a “close nexus not merely
between the state and the private party, but between the state and the alleged
deprivation itself.” 
Id.
 (internal quotation marks omitted). After carefully reviewing
Doe’s complaint, the district court concluded that it fell short of this demanding
standard. After doing the same, I agree.

      For the foregoing reasons, I would affirm the district court’s dismissal of
Doe’s complaint. Accordingly, I respectfully dissent.
                      ______________________________




                                         -11-

2.2.3 Practice Problems 2.2.3 Practice Problems

"Under Color of Law" & State Action

Analyze the "under color" and state action issues in the following practice problems. 

Practice Problem 2.2.3.A - The Town of Willow Creek

The Town of Willow Creek, a small, historically agricultural community, has recently experienced an influx of new residents due to its proximity to a growing tech hub. This population shift has led to increased tensions between long-time residents and newcomers. In response to these tensions, and under the guise of maintaining the "traditional character" of the town, the Willow Creek Town Council has launched the Neighborhood Watch Program 2.0.

The Neighborhood Watch Program 2.0 is a town-sponsored initiative that encourages residents to report suspicious activity in their neighborhoods. The Town recruits volunteers who must undergo a two-day, town-provided training. The Town then equips the volunteers with body-worn cameras and mobile communication devices that are linked directly to the Willow Creek Police Department (WCPD). The WCPD encourages its offiers to communicate directly with the Neighborhood Watch volunteers to collect suspicious activity reports and follow-up information as needed. 

The Town contracted with a private tech and data analysis firm called Sentinel Analytics to obtain the Neighborhood Watch body-worn cameras and mobile communications devices. Additionally, the Town's contract with Sentinel Analytics provides that the firm will collect data on social media users within the Town and identify "problematic" individuals or groups based on their online activity.

Sentinel Analytics uses sophisticated algorithems to scape social media platforms, public forums, and other online sources for information about Willow Creek residents. The firm's software analyzes posts, comments, likes, shares, and other online activity, focusing on keywords and phrases related to political views, community organizing, criticism of town policies, and other topics deemed relevant by the Town Council. The contract does not contain any limits on data retention or access. When the firm identifies what it believes to be a "problematic" individual, the firm's analysts draft a "risk assessment." 

Sentinel Analytics is in regular communication with the Willow Creek Police Department, providing frequent updates on the firm's analytics. The firm sends alerts to WCPD when individuals or groups are flagged as "high risk." If the WCPD requests the underlying risk assessment that led to the "high risk" flag, the firm provides it. The WCPD does not independently verify the accuracy of these risk assessments before opening a formal investigation of the subject individuals or groups.

Over the past several months, there have been reports of WCPD conducting targeted investigations in the homes of several Town residents who were the subject of Sentinel Analytics risk assessments. According to the assessments, the targeted residents were identified as critical of Town policies. The residents allege the WCPD officers searched their homes without warrants and with the purpose of intimidation. 

One resident who was the target of a recent WCPD search also learned that her neighbor is a volunteer with the Neighborhood Watch program. Over several weeks, this resident noticed her neighbor observing her in unusual ways, hanging around the sidewalk in front of her house and watching her as she drove away to work every morning. The resident obtained the WCPD investigative file after the search of her home and discovered body-worn camera footage of the exterior of her home over several weeks. She now believes the neighbor was the one who recorded the footage and provided it to the WCPD. 

How does the state action doctrine govern the availability of 42 U.S.C. § 1983 as a cause of action for any constitutional violations the Town's residents might allege? 

 

Practice Problem 2.2.3.B - Pay-to-Report Probation

Green County runs a misdemeanor docket that relies heavily on "conditional discharge" agreements (payment plans, classes, and periodic check-ins. To "modernize," the County signs a contract with PayTrack Solutions, a private company, to administer compliance monitoring. 

Under the contract: 

  • Misdemeanor defendants must enroll with PayTrack, download its app, and pay monthly "monitoring fees" (on top of court costs). 
  • PayTrack staff conduct check-ins, verify completion of classes, and collect payments. 
  • PayTrack staff can file "noncompliance reports" directly into the court's electronic case system using credentials issued by the clerk's office. 

The contract also states that PayTrack "does not make legal decisions" but it requires PayTrack to recommend whether the court should issue a warrant, schedule a violation hearing, or "allow more time." County judges receive PayTrack's reports through the e-filing system in a standard format that looks like a court form. In practice, judges often sign proposed orders generated by PayTrack " to keep the docket moving." 

Jordan, a retail worker, misses two payments after a medical emergency and messages PayTrack through the app to ask for an extension. A PayTrack employee responds, "Not our problem. Pay today or we report you." The employee files a noncompliance report and uploads a proposed "bench warrant" order. 

A judge signs the proposed order the same day without a hearing. The next morning, a deputy arrests Jordan at work. 

After Jordan is jailed, PayTrack emails Jordan, "You can be released today if you pay the past-due balance but a $150 reinstatement fee." Jordan's family pays, and Jordan is released later that day. 

At the jail, medical care is provided by MedLine Health, a private contractor. Jordan alleges a MedLine nurse refused to provide prescribed medication for two days, stating, "We don't do that for short-stay detainees." 

How does the state action / "under color of law" doctrine govern the availability of § 1983 as a cause of action for any constitutional violations Jordan might allege? Assume Jordan asserts Fourth Amendment and Due Process theories (and any other constitutional theories you think are plausible). 

2.3 Claims Against Federal Officials 2.3 Claims Against Federal Officials

Section 1983, per its text, provides a cause of action only for claims against parties acting under color of state law. Recall as well that Section 1983, also pursuant to its text, allows for a court to award retrospective and prospective (damages and injunctive) relief where appropriate. 

There is no parallel statutory cause of action for constitutional rights claims against individuals acting pursuant to federal authority. The availability of such a cause of action depends on the nature of the relief sought. 

For constitutional claims for damages against parties acting in a federal capacity, the cause of action originated with the Court's 1971 decision in Bivens v. Six Unknown Named Agents of the Federal Bureau of Narcotics. What became known as "the Bivens doctrine" has since expanded and then quickly contracted, to a point today where many believe the doctrine is no longer viable. After examining the cases in this Section, consider whether you see a route for a Bivens claim today and, if so, what that claim might look like. If you do not see a viable path for a Bivens claim, how should the law respond (if at all)? 

For constitutional claims for injunctive relief against parties acting pursuant to federal authority, most federal courts recognize their own inherent power to enjoin unconstituitonal conduct (meaning no express cause of action is necessary). See Armstrong v. Exceptional Child Center, Inc., 575 U.S. 320, 326-27 (2015) ("[W]e have long held that federal courts may in some circumstances grant injunctive relief against state officers who are violating, or planning to violate, federal law . . . But that has been true not only with respect to violations of federal law by state officials, but also with respect to violations of federal law by federal officials . . . What our cases demonstrate is that, in a proper case, relief may be given in a court of equity . . . to prevent an injurious act by a public officer." (quotations omitted, citing Ex parte Young, 209 U.S. 123 (1908); Carroll v. Safford, 44 U.S. 441, 463 (1845)).

As you examine the Court's reasoning in Bivens, and the doctrine's subsequent evolution, consider the justifications for distinguishing between claims against federal officials (and those acting pursuant to federal authority) on the basis of the relief sought. Are those justifications appropriate? Which branch of government is best-positioned to regulate the conduct of federal officials, either constitutionally or practically or both? 

2.3.1 Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics 2.3.1 Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics

BIVENS v. SIX UNKNOWN NAMED AGENTS OF FEDERAL BUREAU OF NARCOTICS

tional prohibition, but merely said to be in excess of the authority delegated to him by the Congress. Wheeldin v. Wheeler, 373 U. S. 647 (1963). Finally, we cannot accept respondents’ formulation of the question as whether the availability of money damages is necessary to enforce the Fourth Amendment. For we have here no explicit congressional declaration that persons injured by a federal officer’s violation of the Fourth Amendment may not recover money damages from the agents, but must instead be remitted to another remedy, equally effective in the view of Congress. The question is merely whether petitioner, if he can demonstrate an injury consequent upon the violation by' federal agents of his Fourth Amendment rights, is entitled to redress his injury through a particular remedial mechanism normally available in the federal courts. Cf. J. I. Case Co. v. Borak, 377 U. S. 426, 433 (1964); Jacobs v. United States, 290 U. S. 13, 16 (1933). “The very essence of civil liberty certainly consists in the right of every individual to claim the protection of the laws, whenever he receives an injury.” Marbury v. Madison, 1 Cranch 137, 163 (1803). Having concluded that petitioner’s complaint states a cause of action under the Fourth Amendment, supra, at 390-395, we hold that petitioner is entitled to recover „ money damages for any injuries he has suffered as a result of the agents’ violation of the Amendment.

II

In addition to holding that petitioner’s complaint had failed to state facts making out a cause of action, the District Court ruled that in any event respondents were' immune from liability by virtue of their official position. 276 F. Supp., at 15. This question was not passed upon by the Court of Appeals, and accordingly we do not con*398sider it here. The judgment of the Court of Appeals is reversed and the case is remanded for further proceedings consistent with this opinion.

So ordered.

Mr. Justice Harlan,

concurring in the judgment.

My initial view of this case was that the Court of Appeals was correct in dismissing the complaint, but for reasons stated in this opinion I am now persuaded to the contrary. Accordingly, I join in the judgment of reversal.

Petitioner alleged, in his suit in the District Court- for the Eastern District of New York, that the defendants, federal agents acting under color of federal law, subjected him to a. search and seizure contravening thé requirements of the Fourth Amendment. He sought damages in the amount of $15,000 from each of the agents. Federal jurisdiction was claimed, inter alia,1 under 28 U. S. C. § 1331 (a) which provides:

“The district courts shall have original jurisdiction of all civil actions wherein the matter in controversy exceeds the sum or value of $10,000 exclusive of interest and costs, and arises under the Constitution, laws, or treaties of the United States.”

The District Court dismissed the complaint for lack of federal jurisdiction under 28 U. S. C. § 1331 (a) and failure to state a claim for which relief may be granted. 276 F. Supp 12 (EDNY 1967). On appeal, the Court of Appeals concluded, on the basis of this Court’s decision in Bell v. Hood, 327 U. S. 678 (1946), that petitioner’s claim for damages did “[arise] under the Constitution” *399within the meaning of 28 U. S. C. § 1331 (a); but the District Court’s judgment was affirmed on the ground that the complaint failed to state a claim for which relief can be granted. 409 F. 2d 718 (CA2 1969).

In so concluding, Chief Judge Lumbard’s opinion reasoned, in essence, that: (1) the framers of the Fourth Amendment did not appear to contemplate a “wholly new federal cause of action founded directly on the Fourth Amendment,” id., at 721, apd (2) while the federal courts had power , under a general grant of jurisdiction to imply a federal remedy for the enforcement of a constitutional right, they should do so only when the absence of alternative remedies renders the constitutional command a “mere ‘form of words.’ ” Id., at 723. The Government takes essentially the same position here. Brief for Respondents 4-5. And two members of the Court add the contention that we lack the constitutional power to accord Bivens a remedy for damages in the absence of congressional action creating “a federal cause of action for damages for an unreasonable search in violation of the Fourth Amendment.” Opinion of Mr. Justice Black, post, at 427; see also opinion of The Chief Justice, post, at 418, 422.

For the reasons set forth below, I am of the opinion that federal courts do have the power to award damages for violation of “constitutionally protected interests” and I agree with the Court that a traditional judicial remedy such as damages is appropriate to the vindication of the personal interests protected by the Fourth Amendment.

I

I turn first to the contention that the constitutional power of federal courts to accord Bivens damages for his claim depends on the passage of a statute creating a “federal cause of action.” Although the point is not *400entirely free of ambiguity,2 I do not understand either the Govérnment or my dissenting Brothers to maintain that Bivens’ contention that he is entitled to be free from the type of official conduct prohibited by the Fourth Amendment depends on a decision by the State in which ' hp resides to accord him a remedy. Such a position Would be incompatible with the presumed availability of federal equitable relief, if a proper showing can be made in terms of the ordinary principles governing equitable remedies. See Bell v. Hood, 327 U. S. 678, 684 (1946). However broad a federal court’s discretion concerning equitable remedies, it is absolutely clear — at least after Erie R. Co. v. Tompkins, 304 U. S. 64 (1938) — that in a nondiversity suit a federal court’s power to grant even equitable relief depends on the presence of a substantive right derived from federal law. Compare Guaranty Trust Co. v. York, 326 U. S. 99, 105-107 (1945), with Holmberg v. Armbrecht, 327 U. S. 392, 395 (1946). See also H. Hart & H. Wechsler, The Federal Courts and the Federal System 818-819 (1953).

Thus the interest which Bivens claims — to be free from official conduct in contravention of the Fourth Amendment — is a federally protected interest. See generally Katz, The Jurisprudence of Remedies: Constitutional Legality and the Law of Torts in Bell v. Hood, 117 U. Pa. L. Rev. 1, 33-34 (1968).3 Therefore, the question *401of-judicial power to grant Bivens damages is not a problem of the “source” of the “right”; instead, the question is whether the power to authorize damages as a judicial *402remedy for the vindication of a federal constitutional right is placed by the' Constitution itself exclusively in Congress’ hands.

II

The contention that the federal courts are powerless to accord a litigant damages for a claimed invasion of his federal constitutional rights until Congress explicitly authorizes the remedy cannot rest on the notion that the decision to grant compensatory relief involves a resolution of policy considerations not susceptible of judicial discernment. Thus, in suits for damages based on violations of federal statutes lacking any express authorization of a damage remedy, this Court has authorized such relief where, in its view, damages are necessary to effectuate the congressional policy, underpinning the substantive provisions of the statute. J. I. Case Co. v. Borak, 377 U. S. 426 (1964); Tunstall v. Brotherhood of Locomotive Firemen & Enginemen, 323 U. S. 210, 213 (1944). Cf. Wyandotte Transportation Co. v. United States, 389 U. S. 191, 201-204 (1967).4

*403If it is not the nature of the remedy which is thought to render a judgment as to the appropriateness of damages inherently “legislative,” then it must be the nature of the legal interest offered as an occasion for invoking otherwise appropriate judicial relief. But I do not think that the fact that the interest is protected by the Constitution rather than statute or common law justifies the assertion that federal courts are powerless to grant damages in the absence of explicit congressional action authorizing the remedy. Initially, I note'that it would be at least anomalous to conclude that the federal judiciary— while competent to choose among the range of traditional judicial remedies to implement statutory and common-law policies, and even to generate substantive rules governing primary behavior in furtherance of broadly formulated policies articulated by statute or Constitution, see Textile Workers v. Lincoln Mills, 353 U. S. 448 (1957); United States v. Standard Oil Co., 332 U. S. 301, 304-311 (1947); Clearfield Trust Co. v. United States, 318 U. S. 363 (1943) — is powerless to accord a damages *404remedy to vindicate social policies which, by virtue of their inclusion in the Constitution, are aimed predominantly at restraining the Government as an instrument of the popular will.

More importantly, the presumed availability of federal equitable relief against threatened invasions of constitutional interests appears entirely to negate the contention that the status of an interest as constitutionally protected divests federal courts of the power to grant damages absent express congressional authorization. Congress provided specially for the exercise of equitable remedial powers by federal courts, see Act of May 8, 1792, § 2, 1 Stat. 276; C. Wright, Law of Federal Courts 257 (2d ed., 1970), in part because of the limited availability of equitable remedies in state courts in the early days of the Republic. See Guaranty Trust Co. v. York, 326 U. S. 99, 104-105 (1945). And this Court's decisions make clear that, at least absent congressional restrictions, the scope of equitable remedial discretion is to be determined according to the distinctive- historical traditions of equity as an institution, Holmberg v. Armbrecht, 327 U. S. 392, 395-396 (1946); Sprague v. Ticonic National Bank, 307 U. S. 161, 165-166 (1939). The reach of a federal district court’s “inherent equitable powers,” Textile Workers v. Lincoln Mills, 353 U. S. 448, 460 (Burton, J., concurring in result), is broad indeed, e. g., Swann v. Charlotte-Mecklenburg Board of Education, 401 U. S. 1 (1971); nonetheless, the federal judiciary is nqt empowered to grant equitable relief in the absence of congressional action extending jurisdiction over the subject matter of the suit. See Textile Workers v. Lincoln Mills, supra, at 460 (Burton, J., concurring in result) ; Katz, 117 U. Pa. L. Rev., at 43.5

*405If explicit congre? :onal authorization is an absolute prerequisite to the power of a federal court to accord compensatory relief regardless of the necessity or appropriateness of damages as a remedy simply because! of the status of a legal interest as constitutionally protected, .then it seems to me that explicit congressional authorization is similarly prerequisite to the exercise of equitable remedial discretion in favor of constitutionally protected interests. Conversely, if a general grant of jurisdiction to the federal courts by Congress is thought adequate to empower a federal court to grant equitable relief for all areas of subject-matter jurisdiction enumerated therein, see 28 U. S. C. § 1331 (a), then it seems to me that the same statute is sufficient to empower a federal court to grant a traditional remedy at law.6 Of course, the special historical traditions governing the federal equity system, see Sprague v. Ticonic National Bank, 307 U. S. 161 *406(1939), might still bear on the comparative appropriateness of granting equitable relief as opposed to money-damages. . That possibility, however, relates, not to whether the federal courts have the power to afford one type of remedy as opposed to the other, but rather to the criteria which should govern the exercise of our power. To that question, I now pass.

Ill

The major thrust of the Government’s position is that, where Congress has not expressly authorized a particular remedy, a federal court should exercise its power to accord a traditional form of judicial relief at the behest of a litigant, who claims a constitutionally protected interest has been invaded, only where the remedy is “essential,” or “indispensable for vindicating constitutional rights.” Brief for Respondents 19, 24. While this “essentiality” test is most clearly articulated with respect to damages remedies, apparently the Government believes the same test explains the exercise of equitable remedial powers. Id., at 17-18. It is argued that historically the Court has rarely exercised the power to accord such relief in the absence of an express congressional authorization and that “[i]f Congress.had thought that federal officers should be subject to a law different than state law, it would have had no difficulty in saying so, as it did with respect to state officers . . . .” Id., at 20-21 see 42 U. S. C. § 1983. Although conceding that the standard of determining whether a damage remedy should be utilized to effectuate statutory policies is one of “necessity” or “appropriateness,” see J. I. Case Co. v. Borak, 377 U. S. 426, 432 (1964); United States v. Standard Oil Co., 332 U. S. 301, 307 (1947), the Government contends that questions concerning congressional discretion to modify judicial remedies relating to constitutionally protected interests warrant a more stringent constraint on *407the exercise of judicial power with respect to this class of legally protected interests. Brief for. Respondents 21-22.

These arguments for a more stringent test to govern the grant of damages in constitutional cases7 seem to be adequately answered by the point that the judiciary has a particular responsibility to assure the vindication of constitutional interests such as those embraced by the Fourth Amendment. To be sure, “it must be remembered that legislatures are ultimate guardians of the liberties and welfare of the people in quite as great a degree as the courts.” Missouri, Kansas & Texas R. Co. v. May, 194 U. S. 267, 270 (1904). But it must also be.recog-, nized that the Bill of Rights is particularly intended to vindicate the interests of the individual in the face of the popular will as expressed in legislative majorities; at the very least, it strikes me as no more appropriate to await express congressional authorization of traditional judicial relief with regard to these legal interests than with respect'to interests protected by federal statutes.

The question then, is, as I see it, whether compensatory relief is “necessary” or “appropriate” to the vindication of the interest asserted. Cf. J. I. Case Co. v. Borak, supra, at 432; United States v. Standard Oil Co., supra, at 307; Hill, Constitutional Remedies, 69 Col. L. Rev. 1109, 1155 (1969); Katz, 117 U. Pa. L. Rev., at 72. . In resolving that question, it seems to me that the range of policy considerations we may take into account is at least as broad as the range of those a legislature would consider with respect to an express statutory authorization of a traditional remedy. In this regard I agree with the Court that the appropriateness of according Bivens *408compensatory relief does not turn simply on the deterrent effect liability will have on .federal official conduct.8 Damages as a traditional form of compensation for invasion of a legally protected interest may be entirely appropriate even if no substantial deterrent effects on future official lawlessness might be thought to result. Bivens, after all, has invoked judicial processes claiming entitlement to compensation for injuries resulting from allegedly lawless official behavior, if those injuries are properly compensable in money damages. I do not think a court of law — vested with the power to accord a remedy — should deny him his relief simply because he cannot show that-future lawless conduct will thereby be deterred.

And I think it is clear that Bivens advances a claim of the sort that, if proved, would be properly compensable in damages. The personal interests protected by the Fourth Amendment are those we attempt to capture by the notion of “privacy”; while the Court today properly points out that the type of harm which officials can inflict when they invade protected zones of an individual’s life *409are different from the types of harm private citizens inflict on one another, the experience of Judges in dealing with private trespass and false imprisonment claims supports the conclusion that courts of law are capable of making the types of judgment concerning causation and magnitude of injury necessary to accord meaningful compensation for invasion of Fourth Amendment rights.9

On the other hand, the limitations on state remedies for violation of common-law rights by private citizens argue in favor of a federal damages remedy. The injuries inflicted by officials acting uftder color of law, while no less compensable in damages than those inflicted by private parties, are substantially different in kind, as the Court’s opinion today discusses in detail. See Monroe v. Pape, 365 U. S. 167, 195 (1961) (Hablan, J., concurring). It seems to me entirely proper that these injuries be compensable according'to uniform rules of federal law, especially in light of the very large element of federal law which must in any event control the scope of official defenses to liability. See Wheeldin v. Wheeler, 373 U. S. 647, 652 (1963); Monroe v. Pape, supra, at 194-195 (Harlan, J., concurring); Howard v. Lyons, 360 U. S. 593 (1959). Certainly, there is very little to be gained from the standpoint of federalism by preserving different rules of liability for federal officers dependent on the State where the injury occurs. Cf. United States v. Standard Oil Co., 332 U. S. 301, 305-311 (1947).

Putting aside the desirability of leaving the problem of federal official liability to the vagaries of common-law actions, it is apparent that some form of damages is the only possible remedy , for someone in Bivens’ alleged *410position. It will be a rare case indeed in which an individual in Bivens’ position will be able to obviate the harm by securing injunctive relief from any court. However desirable a direct remedy against the Government might be as a substitute for individual official liability, the sovereign still remains immune to suit. Finally, assuming Bivens’ innocence of the crime charged, the “exclusionary rule” is simply irrelevant. For people in Bivens’ shoes, it is damages or nothing.

The only substantial policy consideration advanced against recognition of a federal cause of action for violation of Fourth Amendment rights by federal officials is the incremental expenditure of judicial resources that will be necessitated by this class of litigation. There is, however, something ultimately self-defeating about this argument. For if, as the Government contends, damages will rarely be realized by plaintiffs in these cases because of jury hostility, the limited resources of the official concerned, etc., then I am not ready to assume that there will be a significant increase in the expenditure of judicial resources on these claims. Few responsible lawyers and plaintiffs are likely to choose the course of litigation if the statistical chances of success are truly de minimis. And I simply cannot agree with my Brother Black that the possibility of “frivolous” claims — if defined simply as claims .with no legal merit — warrants closing the courthouse doors to people in Bivens’ situation. There are other ways, short of that, of coping with frivolous lawsuits.

On the other hand, if — as I believe is the case with respect, at least, to the most flagrant abuses of official power — damages to some degree will be available when the option of litigation is chosen, then the question appears to be how Fourth Amendment interests rank on a scale of social values compared with, for example, the interests of stockholders defrauded by misleading proxies. *411See J. I. Case Co. v. Borak, supra. Judicial resources, I am well aware, are increasingly scarce these days. -Nonetheless, .when we automatically close the courthouse door solely on this basis, we implicitly express a value judgment on the comparative importance of classes of legally protected interests. And current limitations upon the effective functioning of the courts arising from budgetary inadequacies should not be permitted to stand in the way of the recognition of otherwise sound constitutional principles.

Of course, for a variety of reasons, the remedy may not often be sought. See generally Foote, Tort Remedies for Police Violations of Individual Rights, 39 Minn. L. Rev. 493 (1955). And the countervailing interests in efficient law enforcement of course argue for a protective zone with respect to many types of Fourth Amendment violations. Cf. Barr v. Matteo, 360 U. S. 564 (1959) (opinion of Harlan, J.). But, while I express no view on the immunity defense offered in the instant case, I deem it proper to venture the thought that at the very least such a remedy would be available for the most flagrant and patently unjustified sorts of police conduct. Although litigants may not often choose to seek relief, it is important, in a civilized society, that the judicial branch of the Nation’s government stand ready to afford a remedy in these circumstances. It goes without saying that I intimate no view on the merits of petitioner’s underlying claim.

For these reasons, I concur in the judgment of the Court.

Petitioner also asserted federal jurisdiction under 42 U. S. C. § 1983 and 28 U. S. C. § 1343 (3), and 28 U. S. C. § 1343 (4). Neither will support federal jurisdiction over the claim. See Bivens v. Six Unknown Named Agents, 409 F. 2d 718, 720 n. 1 (CA2 1969).

See n. 3, infra.

The Government appears not quite ready to concede this point. Certain points in the Government’s argument seem to suggest that the “state-created right — federal defense” model reaches’not only the question of the power to accord a federal damages remedy, but also the claim to any judicial remedy in any court. Thus, we are pointed to Lasson’s observation concerning Madison's version of the Fourth . Amendment as introduced into the House:

. “The observation may be made that the language of the proposal did not purport to create the right to be secure from unreasonable *401search and seizures but merely stated it as a right which already existed.”

N. Lasson, History and Development of the Fourth Amendment to the United States Constitution 100 n. 77 (1937), quoted in Brief for Respondents 11 n. 7. And, on the problem of federal eqúitable vindication of constitutional rights without regard to the presence of a “state-created right,” see Hart, The Relations Between State and Federal Law, 54 Col. L. Rev. 489, 523-524 (1954), quoted in Brief for Respondents 17.

On this point, the choice of phraseology in the Fourth Amend- • ment itself is singularly unpersuasive. The leading argument against a “Bill of Rights” was the fear that individual liberties not specified expressly would be taken as excluded. See generally, Lasson, supra, at 79-105. This circumstance alone might well explain why the authors of the Bill of Rights, would opt for language which presumes the existence of a fundamental interest in liberty, albeit originally derived from the common law. See Entick v. Carrington, 19 How. St. Tr. 1029, 95 Eng. Rep. 807 (1765).

In truth, the legislative record as a whole behind the Bill of Rights is silent on the rather refined doctrinal question whether the framers considered the rights therein enumerated as dependent in the first instance on the decision of a State to accord legal status to the personal interests at stake. That is understandable since the Government itself points out that general federal-question jurisdiction was not extended to the federal district courts until 1875. Act of March 3, 1875, § 1, 18 Stat. 470. The most that can be drawn from this historical fact is that the authors of the Bill of Rights assumed the adequacy of common-law remedies to-vindicate the federally protected interest. One must first combine this assumption with contemporary modes of jurisprudential thought which appeared to link “rights” and “remedies” in a 1:1 correlation, cf. Marbury v. Madison, 1 Cranch 137, 163 (1803), before reaching the conclusion that the framers are to be understood today as having created no federally protected interests. And, of course, that would simply require the conclusion that federal equitable relief would not lie to protect those interests guarded by the Fourth Amendment.

Professor Hart’s observations concerning the “imperceptible steps” *402between In re Ayers, 123 U. S. 443 (1887), and Ex parte Young, 209 U. S. 123 (1908), see Hart, supra, fail to persuade me that the source of the legal interest asserted here is other than the Federal Constitution itself. In re Ayers concerned the precise question whether the Eleventh Amendment barred suit in a federal court for an injunction compelling a state officer to perform a contract to which the State was a party. Having concluded that the suit was inescapably a suit against the State under the Eleventh Amendment, the Court spoke of the presence of state-created rights as a distinguishing factor supporting the exercise of federal jurisdiction in other contract clause cases. The. absence of a state-created right in In re Ayers served to distinguish that case from the perspective of the State’s immunity to suit; Ayers simply does not speak to the analytically distinct question whether the Constitution is in the relevant sense a source of legal protection for the “rights” enumerated therein.

The Borák case is an especially clear example of the exercise of federal judicial power to accord damages as an appropriate remedy in the absence of any express statutory authorization of a ’federal *403cause of action. There we “implied” — from what can only be characterized as an “exclusively procedural provision” affording access to a federal forum, cf. Textile Workers v. Lincoln Mills, 353 U. S. 448, 462-463 (1957) (Frankfurter, J., dissenting) — a private cause of action for damages for violation of § 14 (a) of the Securities Exchange Act of 1934, 48 Stat. 895, 15 U. S. C. § 78n (a). See § 27, 48 Stat. 902, 15 U. S. C. § 78aa. We did so in an area where federal regulation has been singularly comprehensive and elaborate administrative enforcement machinery had been provided. The exercise of judicial power involved in Borak simply cannot be justified in terms of statutory construction, see Hill, Constitutional Remedies, 69 Col. L. Rev. 1109, 1120-1121 (1969); nor did the Borak Court purport to do so. See Borak, supra, at 432-434. The notion of “implying” a remedy, therefore, as applied to cases like Borak, can only refer to a process whereby the federal judiciary exercises a choice among traditionally available judicial remedies according to reasons related to the substantive social policy embodied in an act ■ of positive law. See ibid., and Bell v. Hood, supra, at 684.

With regard to a court’s authority to grant'an equitable remedy, the line between “subject matter” jurisdiction and remedial powers-has undoubtedly been obscured by the fact that historically the *405“system of .equity ‘derived its doctrines, as well as its powers, from its mode of giving relief.’ ” See Guaranty Trust Co. v. York, supra, at. 105, quoting C. Langdell, Summary of Equity Pleading xxvii (1877). Perhaps this fact alone accounts for the suggestion sometimes made that a court’s power to enjoin invasion of constitutionally protected interests derives directly from the Constitution. See Bell v. Hood, 71 F. Supp. 813, 819 (SD Cal. 1947).

Chief Judge Lumbard’s opinion for the Court of Appeals in the instant case is, as I have noted, in accord with this conclusion:

“Thus, even if the Constitution itself does not give rise to an inherent injunctive power to prevent its violation by governmental officials there are strong reasons for inferring the existence of this power under any general grant of jurisdiction to the federal courts by Congress.” 409 F. 2d, at 723.

The description of the remedy as “inferred” cannot, of course, be intended to assimilate the judicial decision to accord such , a remedy to any process of statutory construction. Rather, as with the cases concerning remedies, implied from statutory schemes, see n. 4, supra, the description of the remedy as “inferred” can only bear on the reasons offered to explain a judicial decision to accord or not to accord a particular remedy.

I express no view on the Government’s suggestion that congressional authority to simply discard the remedy the Court today authorizes might be in doubt; nor do I understand the Court’s opinion today to express any view on that particular question.

And I think it follows from this point that today’s decision has little, if indeed any, bearing on the question whether a federal court may properly devise remedies — other than traditionally available forms of judicial relief — for- the purpose of enforcing substantive social policies embodied in constitutional or statutory policies. Compare today’s decision with Mapp v. Ohio, 367 U. S. 643 (1961), and Weeks v. United States, 232 U. S. 383 (1914). The~Court today simply recognizes what has long been implicit in. our decisions concerning equitable relief and remedies implied from statutory schemes; i.'e., that a court of law vested with jurisdiction over the subject matter of a suit has the power — and therefore the duty — to make principled choices among traditional judicial remedies. Whether special prophylactic measures — which at least arguably the exclusionary rule exemplifies, see Hill, The Bill of Rights and the Supervisory Power, 69 Col. L. Rev. 181, 182-185 (1969) — are supportable on grounds other than a court’s competence to select among traditional j idicial remedies to make good the wrong done, cf. Bell v. Hood, supra, at 684, is a separate question.

The same, of course, may not be true with respect to other types of constitutionally protected interests, and therefore the appropriateness of money damages may w;ell vary with the nature of the personal interest asserted. See Monroe v. Pape, 365 U. S. 167. 196 n. 5 (Harlan, J., concurring).

Mr. Chief Justice Burger,

dissenting.

I dissent from today’s holding which judicially creates a damage remedy not provided for by the Constitution and not enacted by Congress. We would more surely preserve the important values of the doctrine of separa*412tion of powers — and perhaps get a better result — by recommending a solution to the Congress as the branch of government in which the Constitution has vested the legislative power. Legislation is the business of the Congress, and it has the facilities and competence for that task — as we do not. Professor Thayer, speaking of the limits on judicial power, albeit in another context, had this to say:1

“And if it be true that the holders of legislative power are careless or evil, yet the constitutional duty of the court remains untouched; it cannot rightly attempt to protect the people, by undertaking a function not its own. On the other hand, by adhering rigidly to its own duty, the court will help, as nothing else can, to fix the spot where responsibility lies, and to bring down on that precise locality the thunderbolt of popular condemnation. . . . For that course — the true course of 'judicial duty always — will powerfully help to bring the people and their representatives to a sense of their own responsibility.”

This case has significance far beyond its facts and its holding. For more than 55 years this Court has enforced a rule under which evidence of undoubted reliability and probative value has been suppressed and excluded from criminal cases whenever it was obtained in violation of the Fourth Amendment. Weeks v. United States, 232 U. S. 383 (1914); Boyd v. United States, 116 U. S. 616, 633 (1886) (dictum). This rule was extended to the States in Mapp v. Ohio, 367 U. S. 643 (1961).2 *413The rule has rested on a theory that suppression of evidence in these circumstances was imperative to deter law enforcement authorities from using improper methods to obtain evidence.

The deterrence theory underlying the suppression doctrine, or exclusionary rule, has a certain appeal in spite of the high price society pays for such a drastic remedy. Notwithstanding its plausibility, many judges and lawyers and some of our most distinguished legal scholars have never quite been able to escape the force of Cardozo’s statement of the doctrine’s anomalous result:

“The criminal is to go free because the constable has blundered. ... A room is searched against the law, and the body of a murdered man is found. . . . The privacy of the home has been infringed, and the murderer goes free.” People v. Defore, 242 N. Y. 13, 21, 23-24, 150 N. E. 585, 587, 588 (1926).3

The plurality opinion in Irvine v. California, 347 U. S. 128, 136 (1954), catalogued the doctrine’s defects:

“Rejection of the evidence does nothing to punish the wrong-doing official, while it may, and likely will, release the wrong-doing defendant. It deprives society of its remedy against one lawbreaker because he has been pursued by ■ another. It protects one against whom incriminating evidence is discovered, but does nothing to protect innocent persons who are the victims of illegal but fruitless searches.”

From time to time members of the Court, recognizing the validity of these protests, have articulated varying *414alternative justifications for the suppression of important evidence in a criminal trial. Under one of these alternative theories the rule’s foundation is shifted to the “sporting contest” thesis that the government must “play the game fairly” and cannot be allowed to profit from its own illegal acts. Olmstead v. United States, 277 U. S. 438, 469, 471 (1928) (dissenting opinions); see Terry v. Ohio, 392 U. S. 1, 13 (1968). But the exclusionary rule does not ineluctably flow from a desire to ensure that government plays the “game” according to the rules. If an effective alternative remedy is available, concern for official observance of the law does not require adherence to the exclusionary rule. Nor is it easy to understand how a court can be thought to endorse a violation of the Fourth Amendment by allowing illegally seized evidence to be introduced against a defendant if an effective remedy is provided against the government.

The exclusionary rule has also been justified on the theory that the relationship between the Self-Incrimination Clause of the Fifth Amendment and the Fourth Amendment requires the suppression of evidence seized in violation of the latter. Boyd v. United States, supra, at 633 (dictum); Wolf v. Colorado, 338 U. S. 25, 47, 48 (1949) (Rutledge, J., dissenting); Mapp v. Ohio, supra, at 661-666 (Black, J., concurring).

Even ignoring, however, the decisions of this Court that have held 'that the Fifth Amendment applies only to “testimonial” disclosures, United States v. Wade, 388 U. S. 218, 221-223 (1967); Schmerber v. California, 384 U. S. 757, 764 and n. 8 (1966), it seems clear that the Self-Incrimination Clause does not protect a pérson from the seizure of evidence that is incriminating. It protects a person only from being the conduit by which the police acquire evidence. Mr. Justice Holmes once put it succinctly, “A party is privileged from producing the *415evidence but not from its production.” Johnson v. United States, 228 U. S. 457, 458 (1913).

It is clear, however, that neither of these theories under-girds the decided cases in this Court. Rather the exclusionary rule has rested on the deterrent rationale — the hope that law enforcement officials would be deterred from unlawful searches and seizures if the illegally seized, albeit trustworthy, evidence was suppressed often enough and the courts persistently enough deprived them of any benefits they might have gained from their illegal conduct.

This evidentiary rule is unique to American jurisprudence. Although the English and Canadian legal systems are highly regarded, neither has adopted our rule. See Martin, The Exclusionary Rule Under Foreign Law— Canada, 52 J. Crim. L. C. & P. S. 271, 272 (1961); Williams, The Exclusionary Rule Under Foreign Law— England, 52 J. Crim. L. C. & P. S. 272 (1961).

I do not question the need for some remedy to give meaning and teeth to the constitutional guarantees against unlawful conduct by government officials. Without some effective sanction, these protections would constitute little more than rhetoric. Beyond doubt the conduct of some officials requires sanctions as cases like Irvine indicate. But the hope that this objective could be accomplished by the exclusion. of reliable evidence from criminal trials was hardly more than a wistful dream. Although I would hesitate to abandon it until some meaningful substitute is developed, the history of the suppression doctrine demonstrates that it is both conceptually sterile and practically ineffective in accomplishing its stated objective. This is illustrated by the paradox that an unlawful act against a totally innocent, person — such as petitioner claims to be — has been left, without an effective remedy, and hence the Court finds *416it necessary now — 55 years later — to construct a remedy of its own.

Some clear demonstration of the benefits and effectiveness of the exclusionary rule is required to justify it in view of. the high price it extracts from society — the release of countless guilty criminals. See Allen, Federalism and the Fourth Amendment: A Requiem for Wolf, 1961 Sup. Ct. Rev. 1, 33 n. 172. But there is no empirical evidence to support the claim that the rule actually deters illegal conduct of law enforcement officials. Oaks, Studying the Exclusionary Rule in Search and Seizure, 37 U. Chi. L. Rev. 665, 667 (1970).

There are several reasons for this failure. The rule does not apply any direct sanction to the individual official whose illegal conduct results in the exclusion of evidence in a criminal trial. With rare exceptions law enforcement agencies do not impose direct sanctions on the individual officer responsible for a particular judicial application of thé suppression doctrine. Id., at 710. Thus there is virtually nothing done to bring about a change in his practices. The immediate sanction triggered by the application of the rule is visited upon the prosecutor whose case against a criminal is either weakened or destroyed. The doctrine deprives the police in no real sense; except that apprehending wrongdoers is their business, police have no more stake in successful prosecutions than prosecutors or the public.

The suppression doctrine vaguely assumes that law enforcement is a monolithic governmental enterprise. For exainple, the dissenters in Wolf v. Colorado, supra, at 44, argued that:

“Only by exclusion can we impress upon the zealous prosecutor that violation of the Constitution will do him no good. And only when that point is driven' home can the prosecutor be expected to emphasize *417the importance of observing the constitutional demands in his instructions to the police(Emphasis added.)

But the prosecutor who loses his case because of police misconduct is not an official in the police department; he can rarely set in motion any corrective action or administrative penalties. Moreover, he does not have control or direction over police procedures or police actions that lead to the exclusion of evidence. It is the rare exception when a prosecutor takes part in arrests, searches, or seizures so that he can guide police action.

Whatever educational effect the rule conceivably might have in theory is greatly diminished in fact by' the realities of law enforcement work. Policemen do not have the time, inclination, or training to read and grasp the nuances of the appellate opinions that ultimately define the standards of conduct they are to follow. The issues that these decisions resolve often admit of neither easy nor obvious answers, as sharply divided courts on what is or is not “reasonable” amply demonstrate;4 Nor can judges, in all candor, forget that opinions sometimes lack helpful clarity.

The presumed educational effect of judicial opinions is also reduced by the long time lapse — often several years— between the original police action and its final judicial evaluation. Given a policeman’s pressing responsibilities, it would be surprising if he ever becomes aware of the final result after such a delay. Finally, the exclu*418sionary rule’s deterrent impact is diluted by the fact that there are large areas of police activity that do not result in criminal prosecutions — hence the rule has virtually no applicability and no effect in such situations. Oaks, supra, at 720-724.

Today’s holding seeks to fill one of the gaps of the suppression doctrine — at the price of impinging on the legislative and policy functions that the Constitution vests in Congress. Nevertheless, the holding serves the useful purpose of exposing the fundamental weaknesses of the suppression doctrine. Suppressing unchallenged truth has set guilty criminals free but demonstrably has neither deterred deliberate violations of the Fourth Amendment nor decreased those errors in judgment that will inevitably occur given the pressures inherent in police work having to do with serious crimes.

Although unfortunately ineffective, the exclusionary rule has increasingly been characterized by a single, monolithic, and drastic judicial response to all official violations of legal norms. Inadvertent errors of judgment that do not work any grave injustice will inevitably occur under the pressure of police work. These honest mistakes have been treated in the same way as deliberate and flagrant Irvine-type violations of the Fourth Amendment. For example, in Miller v. United States, 357 U. S. 301, 309-310 (1958), reliable evidence was suppressed because of a police officer’s failure to say a “few more words” during the arrest and search of a known narcotics peddler.

This Court’s decision announced today in Coolidge v. New Hampshire, post, p. 443, dramatically illustrates the extent to which the doctrine represents a mechanically inflexible response to widely varying degrees of police error and the resulting high price that society pays. I dissented in Coolidge primarily because I do not believe the Fourth Amendment had been violated. Even on the Court’s contrary premise, however, whatever violation *419occurred was surely insufficient in nature and extent to justify the drastic result dictated by the suppression doctrine. A fair trial by jury has resolved doubts as to Coolidge’s guilt. But now his conviction on retrial is placed in serious question by the remand for a new trial — years after the crime — in which evidence that the New Hampshire courts found relevant and reliable will be withheld from the jury’s consideration. It is hardly surprising that such results are viewed with incomprehension by nonlawyers in this country and lawyers, judges, and legal scholars the world over.

Freeing either a tiger or a mouse in a schoolroom is an illegal act, but no rational person would suggest that the^e two acts should be punished in the same way. From time to time judges have occasion to pass on regulations governing police procedures. I wonder what would be the judicial response to a police order authorizing “shoot to kill” with respect to every fugitive. It is easy to predict our collective wrath and outrage. We, in common with all rational minds, would say that the police response must relate to the gravity and need; that a “shoot” order might conceivably be tolerable to prevent the escapé of a convicted killer but surely not for a car thief, a pickpocket or a shoplifter.

I submit that society has at' least as much right to expect rationally graded responses from judges in place of the universal “capital punishment” we inflict on all evidence when police error is shown in its acquisition. See ALI, Model Code of Pre-Arraignment Procedure § SS 8.02 (2), p. 23 (Tent. Draft No. 4, 1971), reprinted in the Appendix to this opinion. Yet for over 55 years, and with increasing scope and intensity as today’s Coolidge holding shows, our legal system has treated vastly dissimilar cases as if they were the same. Our adherence to the exclusionary rule, our resistance to change, and our refusal even to acknowledge the need *420for effective enforcement mechanisms bring to mind Holmes’ well-known statement:

“It is revolting to have no better reason for a rule of law than that so it was laid down in the time of Henry IV. It is still more revolting if the grounds upon which it was laid down have vanished long since, and the rule simply persists from blind imitation of the past.” Holmes, The Path of the Law, 10 Harv. L. Rev. 457, 469 (1897).

In characterizing the suppression doctrine as an anomalous and ineffective mechanism with which to regulate law enforcement, I intend no reflection on the motivation of those members of this Court who hoped it would be a means of enforcing the Fourth Amendment. Judges cannot be faulted for being offended by arrests, searches, and seizures that violate the Bill of Rights or statutes intended to regulate public officials. But we can and should be faulted for clinging to an unworkable and irrational concept of law. My criticism is that we have taken so long to find better ways to accomplish these desired objectives. And there are better ways.

Instead of continuing to enforce the suppression doctrine inflexibly, rigidly, and mechanically, we should view it as one of the experimental steps in the great tradition of the common law and acknowledge its shortcomings. But in the same spirit we should be prepared to discontinue what the experience of over half a century has shown neither deters errant officers nor affords a remedy to the totally innocent victims of official misconduct.

I do not propose, however, that we abandon the suppression doctrine until some meaningful alternative can be developed. In a sense our legal system has become the captive of its own creation. To overrule Weeks and Mapp, even assuming the Court was now prepared to *421take that step, could raise yet new problems. Obviously the public interest would be poorly served if law enforcement officials were suddenly to gain the impression, however erroneous, that all constitutional restraints on police had somehow been removed — that an open season on “criminals” had been declared. I am concerned lest some such mistaken impression might be fostered by a flat overruling of the suppression doctrine cases. For years we have relied upon it as the exclusive remedy for unlawful official conduct; in a sense we are in a situation akin to the narcotics addict whose dependence on drugs precludes any drastic or immediate withdrawal of the supposed prop, regardless of how futile its continued use may be.

Reasonable and effective substitutes can be formulated if Congress would take the lead, as it did for example in 1946 in the Federal Tort Claims Act. I see'no insuperable obstacle to the elimination of the suppression doctrine if Congress would provide some meaningful and effective remedy against unlawful conduct by government officials.

The problems of both error and deliberate misconduct by law enforcement officials call for a workable remedy. Private damage actions against individual police officers concededly have not adequately met this requirement, and it would be fallacious to assume today’s work of the Court in creating a remedy will really accomplish its stated objective. There is some validity to the claims that juries will not return verdicts .against individual officers except in those unusual cases where the violation has been flagrant or where the error has been complete, as in the arrest of the wrong person or the search of the wrong house. There is surely serious doubt, for example, that a drug peddler caught packaging his wares will be able to arouse much sympathy in a jury on the ground that the police officer did not announce his identity and *422purpose fully; or because he failed to utter a “few more words.” See Miller v. United States, supra. Jurors may well refuse to penalize a police officer at the behest of a person they believe to be a “criminal” and probably will not punish an officer for honest errors of judgment. In any event an actual recovery depends on finding nonexempt assets of the police officer from which a judgment can be satisfied.

I conclude, therefore, that an entirely different remedy is necessary but it is one that in my view is as much beyond judicial power as the step the Court takes today. Congress should develop an administrative or quasi-judicial remedy against the government itself to afford compensation and restitution for persons whose Fourth Amendment rights have been violated. The venerable doctrine of respondeat superior in our tort law provides an entirely appropriate conceptual basis for this remedy. If, for example, a security guard privately employed by a department store commits an assault or other tort on a customer such as an improper search, the victim has a simple and obvious remedy — an action for money damages against the guard’s employer, the department store. W. Prosser, The Law of Torts § 68, pp. 470-480 (3d ed. 1964).5 Such a statutory scheme would have the added advantage of providing some remedy to the completely innocent persons who are sometimes the victims of illegal police conduct — something that the suppression doctrine, of course, can never accomplish.

. A simple structure would suffice.6 For example, Congress could enact a statute along the following lines:

(a) a waiver of sovereign immunity as to the illegal *423acts of law enforcement officials committed in the performance of assigned duties;
(b) the creation of a cause of action for damages sustainéd by any person aggrieved by conduct of governmental agents in violation of the Fourth Amendment or statutes regulating official condúce-
te) the creation of a tribunal, quasi-judicial in nature or perhaps patterned after the United States Court of Claims, to adjudicate all claims under the statute;
(d) a provision that this statutory remedy is in lieu of the exclusion of evidence secured fór use in criminal cases in violation of the Fourth Amendment; and
(e) a provision directing that no evidence, otherwise admissible, shall be excluded from any criminal proceeding because of violation of the Fourth Amendment.

I doubt that lawyers serving on such a tribunal would be swayed either by undue sympathy for officers or by the prejudice against “criminals” that has sometimes moved lay jurors to deny claims. In addition to awarding damages, the record of the police conduct that is condemned would undoubtedly become a relevant part of an officer’s personnel file so that the need for additional training or disciplinary action could be identified or his future usefulness as a public official evaluated. Finally, appellate judicial review could be made available on much the same basis that it is now provided as to district courts and regulatory agencies. This would' leave to the courts the ultimate responsibility for determining and articulating standards.

Once the constitutional validity of such a statute is established,7 it can reasonably be assumed that the States *424would develop their own remedial systems on the federal model. Indeed there is nothing to prevent a State from enacting a comparable statutory scheme without waiting for the Congress. Steps along these lines would move our system toward more responsible law enforcement on the one hand and away from the irrational and drastic results of the suppression doctrine on the other. Independent of the alternative embraced in this dissenting opinion, I believe the time has come to re-examine the scope of the exclusionary rule and consider at least some narrowing of its thrust so as to eliminate the anomalies it has produced.

In a country that prides itself on innovation, inventive genius, and willingness to experiment, it is a paradox that we should cling for more than a half century to a legal mechanism that was poorly designed and never really worked. I can only hope now that the Congress will manifest a willingness to view realistically the hard evidence of the half-century history of the suppression doctrine revealing thousands of cases in which the criminal was set free because the constable blundered and virtually no evidence that innocent victims of police error— such as petitioner claims to be — have been afforded meaningful redress.

APPENDIX TO OPINION OF BURGER, C. J., DISSENTING

It is interesting to note that studies over a period of years led the American Law Institute to propose the following in its tentative draft of a model pre-arraignment code:

“(2) Determination. Unless otherwise required by the Constitution of the United Stated or of this State, a motion to suppress evidence based upon a *425violation of any of the provisions of this code shall be granted only if the court -finds that such violation was substantial. In determining whether a violation is substantial the court shall consider all the circumstances, including:
“(a) the importance of the particular interest violated;
“(b) the extent of deviation from lawful conduct;
“(c) the extent to which the violation was willful;
“(d) the extent to which privacy was invaded;
“(e) the extent to which exclusion will tend to prevent violations of this Code;
“(f) whether, but for the violation, the things seized would have been discovered; and
“(g) the extent to which the violation prejudiced the moving party’s ability to support his motion, or to defend himself in the proceeding in- which the things seized are sought to be offered in evidence against him.
“(3) Fruits of Prior Unlawful Search. If a search or seizure is carried out in such a manner that things seized in the course of the search would be subject to a motion to suppress under subsection (1), and if as a result of such search or seizure other evidence is discovered subsequently and offered against a defendant, such evidence shall be subject to a motion to suppress unless the prosecution establishes that such evidence would probably have been discovered by law enforcement authorities irrespective of such search or seizure, and the court finds that exclusion of such evidence is not necessary to deter violations of this Code.”

ALI, Model Code of Pre-Arraignment Procedure §§ SS 8.02 (2), (3), pp. 23-24 (Tent. Draft No. 4, 1971) (emphasis supplied).

*426The Reporters’ views on the exclusionary rule are also reflected in their comment on the proposed section:

“The Reporters wish to emphasize that they are not, as a matter of policy, wedded to the exclusionary rule as the sole or best means of enforcing the Fourth Amendment. See Oaks, Studying the Exclusionary Rule in Search and Seizure, 37 U. of Chi. L. Rev. 665 (1970). Paragraph (2) embodies what the Reporters hope is a more flexible approach to the problem, subject of course to constitutional requirements.” Id., comment, at 26-27.

This is but one of many expressions of disenchantment with the exclusionary rule; see also:

1. Barrett, Exclusion of Evidence Obtained by Illegal Searches — A Comment on People vs. Cahan, 43 Calif. L. Rev. 565 (1955).
2. Burns, Mapp v. Ohio: An All-American Mistake, 19 DePaul L. Rev. 80 (1969).
3. Friendly, The Bill of Rights ás a Code of Criminal Procedure, 53 Calif. L. Rev. 929, 951-954 (1965).
4. F. Inbau, J. Thompson, & C. Sowle, Cases and Comments on Criminal Justice: Criminal Law Administration 1-84 (3d ed. 1968).
5. LaFave, Improving Police Performance Through the Exclusionary Rule (pts. 1 & 2), 30 Mo. L. Rev. 391, 566 (1965).
6. LaFave & Remington, Controlling the Police: The Judge’s Role in Making and Reviewing Law Enforcement Decisions, 63 Mich. L. Rev. 987 (1965).
7. N. Morris & G. Hawkins, The Honest Politician’s Guide to Crime Control 101 (1970).
8. Oaks, Studying the Exclusionary Rule in Search and Seizure, 37 U. Chi. L. Rev. 665 (1970).
*4279. Plumb, Illegal Enforcement of the Law; 24 Cornell L. Q. 337 (1939).
10. Schaefer, The Fourteenth Amendment and Sanctity of the Person, 64 Nw. U. L. Rev. 1 (1969).
11. Waite, Judges and the Crime Burden, 54 Mich. L. Rev. 169 (1955).
12. Waite, Evidence — Police Regulation by Rules of Evidence, 42 Mich. L. Rev. 679 (1944)'.
13. Wigmore, Using Evidence Obtained by Illegal Search and Seizure, 8 A. B. A. J. 479 (1922).
14. 8 J. Wigmore, Evidence § 2184a (McNaughton rev. 1961).

J. Thayer, O. Holmes, & F. Frankfurter, John Marshall 88 (Phoenix ed. 1967).

The Court reached the issue of applying the Weeks doctrine to the States sua sponte.

What Cardozo suggested as an example of the potentially far-reaching consequences of the suppression doctrine was almost realized in Killough v. United States, 114 U. S. App. D. C. 305, 315 F. 2d 241 (1962).

For example, in a case arising under Mapp, supra, state judges at every level of the state judiciary may find the police conduct proper. On federal habeas corpus a district judge and a court of appeals might agree. Yet, in these circumstances, this Court, reviewing the case as much as 10 years later, might reverse by a narrow margin. In these circumstances it is difficult to conclude that the policeman has violated some rule that he should have known was a restriction on his authority.

Damage verdicts for such acts are often sufficient in size to provide an effective deterrent and stimulate employers to corrective action.

Electronic eavesdropping presents special problems. See 18 U. S. C. §§ 2510-2520 (1964 ed., Supp. V).

Any such legislation should emphasize the interdependence between the waiver of sovereign'immunity and the elimination of the judicially created exclusionary rule so that if the legislative determination to repudiate the exclusionary rule falls, the entire statutory scheme would fall.

Me. Justice Black,

dissenting.

In my opinion for the Court in Bell v. Hood, 327 U. S. 678 (1946), we did as the Court states, reserve the question whether an unreasonable search made by a federal officer in violation of the Fourth Amendment gives the subject of the search a federal cause of action for damages against the officers making the search. There can be no doubt that Congress could create a federal cause of action for damages for an unreasonable search in violation of the Fourth Amendment. Although Congress has created such a federal cause of action against state officials acting under color of state law,* it has never created such a cause of action against federal officials. If it wanted to do so, Congress could, of course, create a remedy against *428federal officials who violate the Fourth Amendment in the performance .of their duties. But the point of this case and the fatal weakness in the Court’s judgment is that neither Congress nor the State of New York has enacted legislation creating such a right of action. For us to do so is, in my judgment, an exercise of power that the Constitution does not give us.

Even if we had the legislative power to create a remedy, there are many reasons why we should decline to create a cause of action where none has existed since the formation of our Government. The courts of the United States as well as those of the States are choked with lawsuits. The number of cases on the docket of ' this Court have reached an unprecedented volume in recent years. A majority of these cases are brought by citizens with substantial complaints — persons who are physically or economically, injured by torts or frauds or governmental infringement óf their rights; persons who have been unjustly deprived of their liberty or their property; and persons who have not yet received the equal opportunity in education, employment, and pursuit of happiness that was the dream of our forefathers. Unfortunately, there have also been a growing number of frivolous lawsuits, particularly actions for damages against law enforcement officers whose conduct has been judicially sanctioned by state trial and appellate courts and in many instances even by this Court. My fellow Justices on this Court and our brethren throughout the federal judiciary know only too well the time-consuming task of conscientiously poring over hundreds of thousands of pages of factual allegations of misconduct by police, judicial, and corrections officials. Of course,» there are instances of legitimate grievances, but legislators might well desire to devote judicial resources to other problems of a more serious nature.

*429We sit at the top of a judicial system accused by some of nearing the point of collapse. Many criminal defendants do not receive speedy trials and neither society nor the accused are assured of justice when inordinate delays occur. Citizens must wait years to litigate their private civil suits. Substantial changes in correctional and parole systems demand the attention of the lawmakers and the judiciary. If I were a legislator I might well find these and other needs so pressing as to make me believe that the resources of lawyers and judges should be devoted to them rather than to civil damage actions against officers who generally strive to perform within constitutional bounds. There is also a real danger that such suits might deter officials from the proper and honest performance of their duties.

All of these considerations make imperative careful study and weighing of the arguments both for and against the creation of such a remedy under the Fourth Amendment. I would have great difficulty for myself in resolving the competing policies, goals, and priorities in the use of resources, if I thought it were my job to resolve those questions.^ But that is not my task. The task of evaluating the pros and cons of creating judicial remedies for particular wrongs is a matter for Congress and the legislatures of the States. Congress has not provided that any federal court can entertain a suit against a federal officer for violations of Fourth Amendment rights occurring in the performance of his duties. A strong inference can be drawn from creation of such actions against state officials that Congress does not' desire to permit such suits against federal officials. Should the time come when Congress desires such lawsuits, it has "before it a modehof valid legislation, 42 U. S. C. § 1983, to create a damage remedy against federal officers. Cases could be cited to support the legal proposition which *430I assert, but it seems to me to be a matter of common understanding that the business of the judiciary is to interpret the laws and not to make them.

I dissent.

“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.” Rev. Stat. § 1979, 42 U. S. C. § 1983.

Mr. Justice Blackmun,

dissenting.

I, too, dissent. I do so largely for the reasons expressed in Chief Judge Lumbard’s thoughtful and scholarly opinion for the Court of Appeals. But I also feel that the judicial legislation, which the Court by its opinion today concededly is effectuating, opens the door for another avalanche of new federal cases. Whenever a suspect imagines, or chooses to assert, that a Fourth Amendment right has been violated, he will now immediately sue the federal officer in federal court. This will tend to stultify proper law enforcement and to make the day’s labor for the honest and conscientious officer- even more onerous and more critical. Why the Court moves in this direction at this time of our history, I do not know. The Fourth Amendment was adopted in 1791, and in all the intervening years neither the Congress nor the Court has seen fit to take this step. I had thought that for the truly aggrieved person other quite adequate remedies have always been available. If not, ¿t is the Congress and not this Court that should act.

2.3.2 Davis v. Passman 2.3.2 Davis v. Passman

DAVIS v. PASSMAN

No. 78-5072.

Argued February 27, 1979 —

Decided June 5, 1979

*229 BreNNan, J., delivered the opinion of the Court, in which White, Marshall, BlacKmtjN, and SteveNS, JJ., joined. Burger, C. J., filed a dissenting opinion, in which Powell and RehNQüist, JJ., joined, post, p. 249. Stewart, J., filed a dissenting opinion, in which RehNQüist, J., joined, post, p. 251. Powell, J., filed a dissenting opinion, in which Burger, C. J., and Rehnquist, J., joined, post, p. 251.

Sana F. Shtasel argued the cause pro hac vice for petitioner. With her on the briefs were Peter Barton Hutt and Jeffrey S. Berlin.

A. Richard Gear argued the cause and filed a brief for respondent *

*

Briefs of amici curiae urging reversal were filed by Burt Neubome and Bruce J. Ennis for the American Civil Liberties Union; and by Albert J. Beveridge Ill, Harold Himmelman, and Boderic V. O. Boggs for Morris Udall et al.

Mr. Justice Brennan

delivered the opinion of the Court.

Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971), held that a “cause of action for damages” arises under *230the Constitution when Fourth Amendment rights are violated. The issue presented for decision in this case is whether a cause of action and a damages remedy can also be implied directly under the Constitution when.the Due Process Clause of the Fifth Amendment is violated. The Court of Appeals for the Fifth Circuit, en banc, concluded that “no civil action for damages” can be thus implied. 571 F. 2d 793, 801 (1978). We granted certiorari, 439 U. S. 925 (1978), and we now reverse.

I

At the time this case commenced, respondent Otto E. Passman was a United States Congressman from the Fifth Congressional District of Louisiana.1 On February 1, 1974, Passman hired petitioner Shirley Davis as a deputy administrative assistant.2 Passman subsequently terminated her employment, effective July 31, 1974, writing Davis that, although she was “able, energetic and a very hard worker,” he had concluded “that it was essential that the understudy to my Administrative Assistant be a man.” 3 App. 6.

*231Davis brought suit in the United States District Court for the Western District of Louisiana, alleging that Passman’s conduct discriminated against her “on the basis of sex in violation of the United States Constitution and the Fifth Amendment thereto.” Id., at 4. Davis sought damages in the form of backpay. Id., at 5.4 Jurisdiction for her suit was founded on 28 U. S. C. § 1331 (a), which provides in pertinent part that federal “district courts shall have original jurisdiction of all civil actions wherein the matter in controversy exceeds the sum or value of $10,000 . . . and arises under the Constitution ... of the United States ....”

*232Passman moved to dismiss Davis’ action for failure to state a claim upon which relief can be granted, Fed. Rule Civ. Proc. 12 (b)(6), arguing, inter alia, that “the law affords no private right of action” for her claim.5 App. 8. The District Court accepted this argument, ruling that Davis had “no private right of action.” Id., at 9.6 A panel of the Court of Appeals for the Fifth Circuit reversed. 544 F. 2d 865 (1977). The- panel concluded that a cause of action for damages arose directly under the Fifth Amendment; that, taking as true the allegations in Davis’ complaint, Passman’s conduct violated the Fifth Amendment; and that Passman’s conduct was not shielded by the Speech or Debate Clause of the Constitution, Art. I, § 6, cl. I.7

The Court of Appeals for the Fifth Circuit, sitting en banc, reversed the decision of the panel. The en banc court did not reach the merits, nor did it discuss the application of the Speech or Debate Clause. The court instead held that “no right of action may be implied from the Due Process Clause of the fifth amendment.” 571 F. 2d, at 801. The court reached this conclusion on the basis of the criteria that had been set out in Cort v. Ash, 422 U. S. 66 (1975), for determining whether a private cause of action should be implied from a federal statute.8 Noting that Congress had failed to create a *233damages remedy for those in Davis’ position, the court also concluded that “the proposed damage remedy is not constitutionally compelled” so that it was not necessary to “countermand the clearly discernible will of Congress” and create such a remedy. 571 F. 2d, at 800.

II

In Bivens v. Six Unknown Fed. Narcotics Agents, federal agents had allegedly arrested and searched Bivens without *234probable cause, thereby subjecting him to great humiliation, embarrassment, and mental suffering. Bivens held that the Fourth Amendment guarantee against “unreasonable searches and seizures” was a constitutional right which Bivens could enforce through a private cause of action, and that a damages remedy was an appropriate form of redress. Last Term, Butz v. Economou, 438 U. S. 478 (1978), reaffirmed this holding, stating that “the decision in Bivens established that a citizen suffering a compensable injury to a constitutionally protected interest could invoke the general federal-question jurisdiction of the district courts to obtain an award of monetary damages against the responsible federal official.” Id., at 504.

Today we hold that Bivens and Butz require reversal of the holding of the en banc Court of Appeals. Our inquiry proceeds in three stages. We hold first that, pretermitting the question whether respondent’s conduct is shielded by the Speech or Debate Clause, petitioner asserts a constitutionally protected right; second, that petitioner has stated a cause of action which asserts this right; and third, that relief in damages constitutes an appropriate form of remedy.

A

The Fifth Amendment provides that “[n]o person shall be . . . deprived of life, liberty, or property, without due process of law . . . .” In numerous decisions, this Court “has held that the Due Process Clause of the Fifth Amendment forbids the Federal Government to deny equal protection of the laws. E. g., Hampton v. Mow Sun Wong, 426 U. S. 88, 100 (1976); Buckley v. Valeo, 424 U. S. 1, 93 (1976); Weinberger v. Wiesenfeld, 420 U. S. 636, 638 n. 2 (1975); Bolling v. Sharpe, 347 U. S. 497, 500 (1954).” Vance v. Bradley, 440 U. S. 93, 95 n. 1 (1979). “To withstand scrutiny under the equal protection component of the Fifth Amendment’s Due Process Clause, ‘classifications by gender must serve important governmental objectives and must be *235substantially related to achievement of those objectives.’ Craig v. Boren, 429 U. S. 190, 197 (1976).” 9 Califano v. Webster, 430 U. S. 313, 316-317 (1977). The equal protection component of the Due Process Clause thus confers on petitioner a federal constitutional right10 to be free from gender discrimination which cannot meet these requirements.11 *236We inquire next whether petitioner has a cause of action to assert this right.

B

It is clear that the District Court had jurisdiction under 28 U. S. C. § 1331 (a) to consider petitioner’s claim. Bell v. Hood, 327 U. S. 678 (1946). It is equally clear, and the en banc Court of Appeals so held, that the Fifth Amendment confers on petitioner a constitutional right to be free from illegal discrimination.12 Yet the Court of Appeals concluded *237that petitioner could not enforce this right because she lacked a cause of action. The meaning of this missing “cause of action,” however, is far from apparent.

Almost half a century ago, Mr. Justice Cardozo recognized that a “ ‘cause of action’ may mean one thing for one purpose and something different for another.” United States v. Memphis Cotton Oil Co., 288 U. S. 62, 67-68 (1933).13 The phrase apparently became a legal term of art when the New York Code of Procedure of 1848 abolished the distinction between actions at law and suits in equity and simply required a plaintiff to include in his complaint “[a] statement of the facts constituting the cause of action . . . .”14 1848 N. Y. Laws, ch. 379, § 120 (2). By the first third of the 20th century, however, the phrase had become so encrusted with doctrinal complexity that the authors of the Federal Rules of Civil Procedure eschewed it altogether, requiring only that a complaint contain “a short and plain statement of the claim showing that the pleader is entitled to relief.” Fed. Rule Civ. Proc. 8 (a). See Original Ballet Russe, Ltd. v. Ballet Theatre, Inc., 133 F. 2d 187, 189 (CA2 1943). Nevertheless, courts and commentators have continued to use the phrase “cause of action” in the traditional sense established by the Codes to refer roughly to the alleged invasion of “recognized legal rights” upon which a litigant bases his claim for relief.15 *238Larson v. Domestic & Foreign Commerce Corp., 337 U. S. 682, 693 (1949).

This is not the meaning of the “cause of action” which the Court of Appeals below refused to imply from the Fifth Amendment, however, for the court acknowledged that petitioner had alleged an invasion of her constitutional right to be free from illegal discrimination.16 Instead the Court of Appeals appropriated the meaning of the phrase “cause of action” used in the many cases in which this Court has parsed congressional enactments to determine whether the rights and obligations so created could be judicially enforced by a particular “class of litigants.” Cannon v. University of Chicago, 441 U. S. 677, 688 (1979). Securities Investor Protection Corp. v. Barbour, 421 U. S. 412 (1975), for example, held that although “Congress’ primary purpose in . . . creating the SIPC was . . . the protection of investors,” and although investors were thus “the intended beneficiaries of the [Securities Investor Protection] Act [of 1970],” 84 Stat. 1636, *23915 U. S. C. i 78aaa et seq., investors nevertheless had no private cause of action judicially to compel SIPC “to commit its funds or otherwise to act for the protection” of investors. 421 U. S., at 418, 421. We held that under the Act only the Securities and Exchange Commission had a cause of action enabling it to invoke judicial authority to require SIPC to perform its statutory obligations. On the other hand, Texas & N. O. R. Co. v. Railway & Steamship Clerks, 281 U. S. 548 (1930), held that § 2 of the Railway Labor Act of 1926, 44 Stat. 577, 45 U. S. C. § 152, which provides that railroad employees be able to designate representatives “without interference, influence, or coercion,” did not confer “merely an abstract right,” but was judicially enforceable through a private cause of action.17 281 U. S., at 558, 567-568.

In cases such as these, the question is which class of litigants may enforce in court legislatively created rights or obligations. If a litigant is an appropriate party to invoke the power of the courts; it is said that he has a “cause of action” under the statute, and that this cause of action is a necessary element of his “claim.” So understood, the question whether a litigant has a “cause of action” is analytically distinct and prior to the question of what relief, if any, a litigant may be entitled to receive. The concept of a “cause of action” is employed specifically to determine who may judicially enforce the statutory rights or obligations.18

*240It is in this sense that the Court of Appeals concluded that petitioner lacked a cause of action. The Court of Appeals reached this conclusion through the application of the criteria set out in Cort v. Ash, 422 U. S. 66 (1975), for ascertaining whether a private cause of action may be implied from “a *241statute not expressly providing one.” Id., at 78.19 The Court of Appeals used these criteria to determine that those in petitioner’s position should not be able to enforce the Fifth Amendment’s Due Process Clause, and that petitioner therefore had no cause of action under the Amendment. This was error, for the question of who may enforce a statutory right is fundamentally different from the question of who may enforce a right that is protected by the Constitution.

Statutory rights and obligations are established by Congress, and it is entirely appropriate for Congress, in creating these rights and obligations, to determine in addition who may enforce them and in what manner. For example, statutory rights and obligations are often embedded in complex regulatory schemes, so that if they are not enforced through private causes of action, they may nevertheless be enforced through alternative mechanisms, such as criminal prosecutions, see Cort v. Ash, supra, or other public causes of actions. See Securities Investor Protection Corp. v. Barbour, supra; National Railroad Passenger Corp. v. National Assn, of Railroad Passengers, 414 U. S. 453, 457 (1974). In each case, however, the question is the nature of the legislative intent informing a specific statute, and Cort set out the criteria through which this intent could be discerned.

The Constitution, on the other hand, does not “partake of the prolixity of a legal code.” McCulloch v. Maryland, 4 Wheat. 316, 407 (1819). It speaks instead with a majestic simplicity. One of “its important objects,” ibid., is the designation of rights. And in “its great outlines,” ibid., the judiciary is clearly discernible as the primary means through which these rights may be enforced. As James Madison stated when he presented the Bill of Rights to the Congress:

“If [these rights] are incorporated into the Constitution, independent tribunals of justice will consider themselves in a peculiar manner the guardians of those rights; they *242will be an impenetrable bulwark against every assumption of power in the Legislative or Executive; they will be naturally led to resist every encroachment upon rights expressly stipulated for in the Constitution by the declaration of rights.” 1 Annals of Cong. 439 (1789).

At least in the absence of “a textually demonstrable constitutional commitment of [an] issue to a coordinate political department,” Baker v. Carr, 369 U. S. 186, 217 (1962), we presume that justiciable constitutional rights are to be enforced through the courts. And, unless such rights are to become merely precatory, the class of those litigants who allege that their own constitutional rights have been violated, and who at the same time have no effective means other than the judiciary to enforce these rights, must be able to invoke the existing jurisdiction of the courts for the protection of their justiciable constitutional rights. “The very essence of civil liberty,” wrote Mr. Chief Justice Marshall in Marbury v. Madison, 1 Cranch 137, 163 (1803), “certainly consists in the right of every individual to claim the protection of the laws, whenever he receives an injury. One of the first duties of government is to afford that protection.” Traditionally, therefore, “it is established practice for this Court to sustain the jurisdiction of federal courts to issue injunctions to protect rights safeguarded by the Constitution and to restrain individual state officers from doing what the 14th Amendment forbids the State to do.” Bell v. Hood, 327 U. S., at 684. See Bivens, 403 U. S., at 400 (Harlan, J., concurring in judgment). Indeed, this Court has already settled that a cause of action may be implied directly under the equal protection component of the Due Process Clause of the Fifth Amendment in favor of those who seek to enforce this constitutional right.20 The plaintiffs in Bolling v. Sharpe, 347 U. S. 497 *243(1954), for example, claimed that they had been refused admission into certain public schools in the District of Columbia solely on account of their race. They rested their suit directly on the Fifth Amendment and on the general federal-question jurisdiction of the district courts, 28 U. S. C. § 1331. The District Court dismissed their complaint for failure “to state a claim upon which relief can be granted.” Fed. Rule Civ. Proc. 12(b)(6). This Court reversed. Plaintiffs were clearly the appropriate parties to bring such a suit, and this Court held that equitable relief should be made available. 349 U. S. 294 (1955).

Like the plaintiffs in Bolling v. Sharpe, supra, petitioner rests her claim directly on the Due Process Clause of the Fifth Amendment. She claims that her rights under the Amendment have been violated, and that she has no effective means other than the judiciary to vindicate these rights.21 *244We conclude, therefore, that she is an appropriate party to invoke the general federal-question jurisdiction of the District Court to seek relief. She has a cause of action under the Fifth Amendment.22

Although petitioner has a cause of action, her complaint might nevertheless be dismissed under Rule 12 (b)(6) unless it can be determined that judicial relief is available. We therefore proceed to consider whether a damages remedy is an appropriate form of relief.

*245c

We approach this inquiry on the basis of established law. “[I]t is . . . well settled that where legal rights have been invaded, and a federal statute provides for a general right to sue for such invasion, federal courts may use any available remedy to make good the wrong done.” Bell v. Hood, 327 U. S., at 684. Bivens, 403 U. S., at 396, holds that in appropriate circumstances a federal district court may provide relief in damages for the violation of constitutional rights if there are “no special factors counselling hesitation in the absence of affirmative action by Congress.” See Butz v. Economou, 438 U. S., at 604.

First, a damages remedy is surely appropriate in this case. “Historically, damages have been regarded as the ordinary remedy for an invasion of personal interests in liberty.” Bivens, supra, at 395. Eelief in damages would be judicially manageable, for the case presents a focused remedial issue without difficult questions of valuation or causation. See 403 U. S., at 409 (Harlan, J., concurring in judgment). Litigation under Title VII of the Civil Eights Act of 1964 has given federal courts great experience evaluating claims for backpay due to illegal sex discrimination. See 42 U. S. C. § 2000e-5 (g). Moreover, since respondent is no longer a Congressman, see n. 1, supra, equitable relief in the form of reinstatement would be unavailing. And there are available no other alternative forms of judicial relief. For Davis, as for Bivens, “it is damages or nothing.” 23 Bivens, supra, at 410 (Harlan, J., concurring in judgment).

*246Second, although a suit against a Congressman for putatively unconstitutional actions taken in the course of his official conduct does raise special concerns counseling hesitation, we hold that these concerns are coextensive with the protections afforded by the Speech or Debate Clause.24 See n. 11, supra. If respondent’s actions are not shielded by the Clause, we apply the principle that “legislators ought . . . generally to be bound by [the law] as are ordinary persons.” Gravel v. United States, 408 U. S. 606, 615 (1972). Cf. Doe v. McMillan, 412 U. S. 306, 320 (1973). As Buts v. Economou stated only last Term:

“Our system of jurisprudence rests on the assumption that all individuals, whatever their position in government, are subject to federal law:
“ 'No man in this country is so high that he is above the law. No officer of the law may set that law at defiance with impunity. All officers of the government, from the highest to the lowest, are creatures of the law, and are bound to obey it.’ United States v. Lee, 106 U. S. [196,] 220 [ (1882) ].” 438 U. S., at 506.25

Third, there is in this case “no explicit congressional declara*247tion that persons” in petitioner’s position injured by unconstitutional federal employment discrimination “may not recover money damages from” those responsible for the injury. Bivens, supra, at 397. (Emphasis supplied.) The Court of Appeals apparently interpreted § 717 of Title VII of the Civil Rights Act of 1964, 86 Stat. Ill, 42 U. S. C. § 2000e-16, as an explicit congressional prohibition against judicial remedies for those in petitioner’s position. When § 717 was added to Title VII to protect federal employees from discrimination, it failed to extend this protection to congressional employees such as petitioner who are not in the competitive service.-26 See 42 U. S. C. § 2000e-16 (a). There is no evidence, however, that Congress meant § 717 to foreclose alternative remedies available to those not covered by the statute. Such silence is far from “the clearly discernible will of Congress” perceived by the Court of Appeals. 571 F. 2d, at 800. Indeed, the Court of Appeals’ conclusion that § 717 permits judicial relief to be made available only to those who are protected by the statute is patently inconsistent with Hampton v. Mow Sun Wong, 426 U. S. 88 (1976), which held that equitable relief was available in a challenge to the constitutionality of Civil Service Commission regulations excluding aliens from federal employment. That § 717 does not prohibit discrimination on the basis of alienage27 did not prevent Hampton from authorizing relief. In a similar manner, we do not now interpret § 717 to foreclose the judicial remedies of those expressly unprotected by the statute. On the contrary, § 717 leaves undisturbed whatever remedies petitioner might otherwise possess.

*248Finally, the Court of Appeals appeared concerned that, if a damages remedy were made available to petitioner, the danger existed “of deluging federal courts with claims . . . 571 F. 2d, at 800. We do not perceive the potential for such a deluge. By virtue of 42 U. S. C. § 1983, a damages remedy is already available to. redr ess injuries such as petitioner’s when they occur under color of state law. Moreover, a plaintiff seeking a damages remedy under the Constitution must first demonstrate that his constitutional rights have been violated. We do not hold that every tort by a federal official may be redressed in damages. See Wheeldin v. Wheeler, 373 U. S. 647 (1963). And, of course, were Congress to create equally effective alternative remedies, the need for damages relief might be obviated. See Bivens, 403 U. S., at 397. But perhaps the most fundamental answer to the concerns expressed by the Court of Appeals is that provided by Mr. Justice Harlan concurring in Bivens:

“Judicial resources, I am well aware, are increasingly scarce these days. Nonetheless, when we automatically close the courthouse door solely on this basis, we implicitly express a value judgment on the comparative importance of classes of legally protected interests. And current limitations upon the effective functioning of the courts arising from budgetary inadequacies should not be permitted to stand in the way of the recognition of otherwise sound constitutional principles.” Id., at 411.

We conclude, therefore, that in this case, as in Bivens, if petitioner is able to prevail on the merits, she should be able to redress her injury in damages, a “remedial mechanism normally available in the federal courts.” Id., at 397.

Ill

We hold today that the Court of Appeals for the Fifth Circuit, en banc, must be reversed because petitioner has a *249cause of action under the Fifth Amendment, and because her injury may be redressed by a damages remedy. The Court of Appeals did not consider, however, whether respondent’s conduct was shielded by the Speech or Debate Clause of the Constitution. Accordingly, we do not reach this question. And, of course, we express no opinion as to the merits of petitioner’s complaint.

The judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.

So ordered.

Passman was defeated in the 1976 primary election, and his tenure in office ended January 3, 1977.

In her complaint, Davis avers that her “salary was $18,000.00 per year with the expectation of a promotion to defendant’s administrative assistant at a salary of $32,000.00 per year upon the imminent retirement of defendant’s current administrative assistant.” App. 4.

Davis was not hired through the competitive service. See 2 U. S. C. §92.

The full text of Passman’s letter is as follows:

Dear Mrs. Davis:

My Washington staff joins me in saying that we miss you very much. But, in all probability, inwardly they all agree that I was doing you an injustice by asking you to assume a responsibility that was so trying and so hard that it would have taken all of the pleasure out of your work. I must be completely fair with you, so please note the following:

You are able, energetic and a very hard worker. Certainly you command the respect of those with whom you work; however, on account of the unusuaEy heavy work load in my Washington Office, and the diversity *231of the job, I concluded that it was essential that the understudy to my Administrative Assistant be a man. I believe you will agree with this conclusion.

It would be unfair to you for me to ask you to waste your talent and experience in my Monroe office because of the low salary that is available because of a junior position. Therefore, and so that your experience and talent may be used to advantage in some organization in need of an extremely capable secretary, I desire that you be continued on the payroll at your present salary through July 31, 1974. This arrangement gives you your full year’s vacation of one month, plus one additional month. May I further say that the work load in the Monroe office is very limited, and since you would come in as a junior member of the staff at such a low salary, it would actually be an offense to you.

I know that secretaries with your ability are very much in demand in Monroe. If an additional letter of recommendation from me would be advantageous to you, do not hesitate to let me know. Again, assuring you that my Washington staff and your humble Congressman feel that the contribution you made to our Washington office has helped all of us.

With best wishes,

Sincerely, /s/ Otto E. Passman OTTO E. PASSMAN Member of Congress

App. 6-7.

Davis also sought equitable relief in the form of reinstatement, as well as a promotion and salary increase. Id., at 4-5. Since Passman is no longer a Congressman, however, see n. 1, supra, these forms of relief are no longer available.

Passman also argued that his alleged conduct was “not violative of the Fifth Amendment to the Constitution,” and that relief was barred “by reason of the sovereign immunity doctrine and the official immunity doctrine.” App. 8.

The District Court also ruled that, although “the doctrines of sovereign and official immunity” did not justify dismissal of Davis’ complaint, “the discharge of plaintiff on alleged grounds of sex discrimination by defendant is not violative of the Fifth Amendment to the Constitution.” Id., at 9.

The panel also held that, although sovereign immunity did not bar a damages award against Passman individually, he was entitled at trial to a defense of qualified immunity.

The criteria set out in Cort v. Ash are:

“First, is the plaintiff 'one of the class for whose especial benefit the statute was enacted,’ Texas & Pacific R. Co. v. Rigsby, 241 U. S. 33, 39 *233(1916) (emphasis supplied) — that is, does the statute create a federal right in favor of the plaintiff? Second, is there any indication of legislative intent, explicit or implicit, either to create such a remedy or to deny one? See, e. g., National Railroad Passenger Corp. v. National Assn. of Railroad Passengers, 414 U. S. 453, 458, 460 (1974) [Amtrak). Third, is it consistent with the underlying purposes of the legislative scheme to imply such a remedy for the plaintiff? See, e. g., Amtrak, supra; Securities Investor Protection Corp. v. Barbour, 421 U. S. 412, 423 (1975); Calhoon v. Harvey, 379 U. S. 134 (1964). And finally, is the cause of action one traditionally relegated to state law, in an area basically the concern of the States, so that it would be inappropriate to infer a cause of action based solely on federal law? See Wheeldin v. Wheeler, 373 U. S. 647, 652 (1963); cf. J. I. Case Co. v. Borak, 377 U. S. 426, 434 (1964); Bivens v. Six Unknown Federal Narcotics Agents, 403 U. S. 388, 394-395 (1971); id., at 400 (Harlan, J., concurring in judgment).” 422 U. S., at 78.

The Court of Appeals had some difficulty applying these criteria to determine whether a cause of action should be implied under the Constitution. It eventually concluded, however, (1) that although “the fifth amendment right to due process certainly confers a right upon Davis, the injury alleged here does not infringe this right as directly as” the violation of the Fourth Amendment rights alleged in Bivens, 571 F. 2d, at 797; (2) that “ [congressional remedial legislation for employment discrimination has carefully avoided creating a cause of action for money damages for one in Davis’ position,” id., at 798; (3) that, unlike violations of the Fourth Amendment, “the breadth of the concept of due process indicates that the damage remedy sought will not be judicially manageable,” id., at 799; and (4) that implying a cause of action under the Due Process Clause would create “the danger of deluging 'federal courts with claims otherwise redressable in state courts or administrative proceedings . . . .” Id., at 800.

Before it can be determined whether petitioner’s Fifth Amendment right has been violated, therefore, inquiry must be undertaken into what “important governmental objectives,” if any, are served by the gender-based employment of congressional staff. See n. 21, infra. We express no views as to the outcome of this inquiry.

This right is personal; it is petitioner, after all, who must suffer the effects of such discrimination. See Cannon v. University of Chicago, 441 U. S. 677, 690-693, n. 13 (1979); cf. Monongahela Navigation Co. v. United States, 148 U. S. 312, 326 (1893).

Respondent argues that the subject matter of petitioner’s suit is non-justiciable because judicial review of congressional employment decisions would necessarily involve a “lack of the respect due coordinate branches of government.” Baker v. Carr, 369 U. S. 186, 217 (1962). We disagree. While we, acknowledge the gravity of respondent’s concerns, we hold that judicial review of congressional employment decisions is constitutionally limited only by the reach of the Speech or Debate Clause of the Constitution, Art. I, § 6, el. 1. The Clause provides that Senators and Representatives, “for any Speech or Debate in either House, . . . shall not be questioned in any other Place.” It protects Congressmen for conduct necessary to perform their duties “within the ‘sphere of legitimate legislative activity.’ ” Eastland v. United States Servicemen’s Fund, 421 U. S. 491, 501 (1975). The purpose of the Clause is “to protect the integrity of the legislative process by insuring the independence of individual legislators.” United States v. Brewster, 408 U. S. 501, 507 (1972). Thus “[i]n the American governmental structure the clause serves the . . . function of reinforcing the separation of powers so deliberately established by the Founders.” United States v. Johnson, 383 U. S. 169, 178 (1966). The Clause is therefore a paradigm example of “a textually demonstrable constitutional commitment of [an] issue to a coordinate political department.” Baker v. Carr, supra, at 217. Since the Speech or Debate Clause speaks so directly to the separation-of-powers concerns raised by respondent, we conclude that if respondent is not shielded by the Clause, the question whether his dismissal of petitioner violated her Fifth Amend*236ment rights would, as we stated in Powell v. McCormack, 395 U. S. 486, 548-549 (1969), “require no more than an interpretation of the Constitution. Such a determination falls within the traditional role accorded courts to interpret the law, and does not involve a ‘lack of respect due [a] coordinate branch of government,’ nor does it involve an ‘initial policy determination of a kind clearly for non-judicial discretion.’ Baker v. Carr, 369 U. S. 186, at 217.’’

The en banc Court of Appeals did not decide whether the conduct of respondent was shielded by the Speech or Debate Clause. In the absence of such a decision, we also intimate no view on this question. We note, however, that the Clause shields 'federal legislators with absolute immunity “not only from the consequences of litigation’s results but also from the burden of defending themselves.” Dombrowski v. Eastland, 387 U. S. 82, 85 (1967). Defenses based upon the Clause should thus ordinarily be given priority, since federal legislators should be exempted from litigation if their conduct is in fact protected by the Clause. We nevertheless decline to remand this case to the en banc Court of Appeals before we have decided whether petitioner’s complaint states a cause of action, and whether a damages remedy is an appropriate form of relief. These questions are otherwise properly before us and may be resolved without imposing on respondent additional litigative burdens. Refusal to decide them at this time may actually increase these burdens.

The restraints of the Fifth Amendment reach 'far enough to embrace the official actions of a Congressman in hiring and dismissing his employees. That respondent’s conduct may have been illegal does not suffice to transform it into merely private action. “[P]ower, once granted, does not disappear like a magic gift when it is wrongfully used.” Bivens, 403 U. S., at 392. See Home Tel. & Tel. Co. v. Los Angeles, 227 U. S. 278, 287-289 (1913).

See United States v. Dickinson, 331 U. S. 745, 748 (1947); Arnold, The Code “Cause of Action” Clarified by United States Supreme Court, 19 A. B. A. J. 215 (1933).

See Clark, The Code Cause of Action, 33 Yale L. J. 817, 820 (1924) ; Blume, The Scope of a Civil Action, 42 Mich. L. Rev. 257 (1943).

See, e. g., United States v. Employing Plasterers Assn., 347 U. S. 186 (1954); 2A J. Moore, Federal Practice ¶ 8.13, pp. 1704-1705 (2d ed. 1975) (“Perhaps it is not entirely accurate to say, as one court has said, that 'it is only necessary to state a claim in the pleadings ... and not a cause of action.’ While the Rules have substituted 'claim’ or 'claim for relief’ in lieu of the older and troublesome term 'cause of action,’ the pleading still must state a 'cause of action’ in the sense that it must show 'that the pleader is *238entitled to relief.' It is not enough to indicate merely that the plaintiff has a grievance but sufficient detail must be given so that the defendant, and the court, can obtain a fair idea of what the plaintiff is complaining, and can see that there is some legal basis for recovery”) (footnotes omitted).

There was, of course, great controversy concerning the exact meaning of the phrase “cause of action” in the Codes. See 2 J. Moore, Federal Practice ¶ 2.06, p. 359 n. 26 (2d ed. 1978); J. Pomeroy, Code Remedies 459-466 (4th ed. 1904); Wheaton, The Code “Cause of Action”: Its Definition, 22 Cornell L. Q. 1 (1936); Clark, supra n. 14, at 837.

The Court of Appeals apparently found that petitioner lacked a “cause of action” in the sense that a cause of action would have been supplied by 42 U. S. C. § 1983. Chapman v. Houston Welfare Bights Org., 441 U. S. 600 (1979), holds this Term that, although § 1983 serves “to ensure that an individual [has] a cause of action for violations of the Constitution,” the statute itself “does not provide any substantive rights at all.” Id., at 617, 618. Section 1983, of course, provides a cause of action only for deprivations of constitutional rights that occur “under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory,” and thus has no application to this case.

Texas & N. O. R. Co. v. Railway & Steamship Clerks is now understood as having implied a "cause of action” although the opinion itself did not use the phrase. See Cannon v. University of Chicago, 441 U. S., at 690-693, n. 13.

Thus it may be said that jurisdiction is a question of whether a federal court has the power, under the Constitution or laws of the United States, to hear a ease, see Mansfield, C. & L. M. R. Co. v. Swan, 111 U. S. 379, 384 (1884); Montana-Dakota Utilities Co. v. Northwestern Public Serv. Co., 341 U. S. 246, 249 (1951); standing is a question of whether a plaintiff is sufficiently adversary to a defendant to create an Art. Ill case or controversy, or *240at least to overcome prudential limitations on federal-court jurisdiction, see Warth v. Seldin, 422 U. S. 490, 498 (1975); cause of action is a question of whether a particular plaintiff is a member of the class of litigants that may, as a matter of law, appropriately invoke the power of the court; and relief is a question of the various remedies a federal court may make available. A plaintiff may have a cause of action even though he be entitled to no relief at all, as, for example, when a plaintiff sues for declaratory or injunctive relief although his case does not fulfill the “preconditions” for such equitable remedies. See Trainor v. Hernandez, 431 U. S. 434, 440-443 (1977).

The Court of Appeals appeared to confuse the question of whether petitioner had standing with the question of whether she had asserted a proper cause of action. See National Railroad Passenger Corp. v. National Assn. of Railroad Passengers, 414 U. S. 453, 465 n. 13 (1974). Although the court acknowledged the existence of petitioner’s constitutional right, 571 F. 2d, at 797-798, it concluded that she had no cause of action in part because “the injury alleged here does not infringe this right as directly as the injury inflicted in the unreasonable search of Webster Bivens offended the fourth amendment.” Id., at 797. The nature of petitioner’s injury, however, is relevant to the determination of whether she has “alleged such a personal stake in the outcome of the controversy as to assure that concrete adverseness which sharpens the presentation of issues upon which the court so largely depends for illumination of difficult constitutional questions.” Baker v. Carr, 369 U. S., at 204. See Duke Power Co. v. Carolina Environmental Study Group, Inc., 438 U. S. 59, 72 (1978). And under the criteria we have set out, petitioner clearly has standing to bring this suit. If the allegations of her complaint are taken to be true, she has shown that she “personally has suffered some actual or threatened injury as a result of the putatively illegal conduct of the defendant.” Gladstone, Realtors v. Village of Bellwood, 441 U. S. 91, 99 (1979). Whether petitioner has asserted a cause of action, however, depends not on the quality or extent of her injury, but on whether the class of litigants of which petitioner is a member may use the courts to enforce the right at issue. The focus must therefore be on the nature of the right petitioner asserts.

See n. 8, supra.

Jacobs v. United States, 290 U. S. 13 (1933), held that a plaintiff who alleged that his property had been taken by the United States for public *243use without just compensation could bring suit directly under the Fifth Amendment.

Clause 9 of Rule XLIII of the House of Representatives prohibits sex discrimination as part of the Code of Official Conduct of the House:

“A Member, officer, or employee of the House of Representatives shall not discharge or refuse to hire any individual, or otherwise discriminate against any individual with respect to compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin.”

Clause 9 was adopted on January 14, 1975, see 121 Cong. Rec. 22, approximately six months after petitioner’s discharge. In 1977, the House Commission on Administrative Review (“Obey Commission”) termed “the anti-discrimination provisions of Rule XLIII... all but unenforceable.” House Commission on Administrative Review, Recommendations and Rationales Concerning Administrative Units and Work Management, 95th Cong., 1st Sess., 53 (Comm. Print 1977). The Commission recommended the establishment of a Fair Employment Practices Panel to provide nonbinding conciliation in cases of alleged violations of Clause 9. See H. Res. 766, 95th Cong., 1st Sess., §504 (1977); Commission on Administrative Review, supra, at 52-53. This proposal was prevented from reaching the House floor, however, when the House defeated the Rule which *244would have governed consideration of the Obey Commission's resolution. See 123 Cong. Rec. 33435-33444 (Oct. 12, 1977).

On September 25, 1978, H. Res. 1380 was introduced calling for the implementation of Clause 9 through the creation of “a House Fair Employment Relations Board, a House Fair Employment Relations Office, and procedures for hearing and settling complaints alleging violations of Clause 9 of Rule XLIII ...” H. Res. 1380, 95th Cong., 2d Sess., §2 (1978). H. Res. 1380 was referred to the House Committees on Administration and Rules, where it apparently languished. See 124 Cong. Rec. 31334 (Sept. 25, 1978). The House failed to consider it before adjournment.

There presently exists a voluntary House Fair Employment Practices Agreement. Members of the House who have signed the Agreement elect a House Fair Employment Practices Committee, which has authority to investigate cases of alleged discrimination among participating Members. The Committee has no enforcement powers.

Five Courts of Appeals have implied causes of action directly under the Fifth Amendment. See Apton v. Wilson, 165 U. S. App. D. C. 22, 506 F. 2d 83 (1974); Sullivan v. Murphy, 156 U. S. App. D. C. 28, 478 F. 2d 938 (1973); United States ex rel. Moore v. Koelzer, 457 F. 2d 892 (CA3 1972); Loe v. Armistead, 582 F. 2d 1291 (CA4 1978), cert. pending sub nom. Moffit v. Loe, No. 78-1260; States Marine lines, Inc. v. Shultz, 498 F. 2d 1146 (CA4 1974); Green v. Carlson, 581 F. 2d 669 (CA7 1978), cert. pending, No. 78-1261; Jacobson v. Tahoe Regional Planning Agency, 566 F. 2d 1353 (CA9 1977), reversed in part and affirmed in part on other grounds sub nom. Lake Country Estates, Inc. v. Tahoe Regional Planning Agency, 440 U. S. 391 (1979); Bennett v. Campbell, 564 F. 2d 329 (CA9 1977).

Respondent does not dispute petitioner’s claim that she “has no cause of action under Louisiana law.” Brief for Petitioner 19. See 3 CCH Employment Practices ¶ 23,548 (Aug. 1978). And it is far from clear that a state court would have authority to effect a damages remedy against a United States Congressman for illegal actions in the course of his official conduct, even if a plaintiff’s claim were grounded in the United States Constitution. See Tarble’s Case, 13 Wall. 397 (1872). Deference to *246state-court adjudication in a case such as this would in any event not serve the purposes of federalism, since it involves the application of the Fifth Amendment to a federal officer in the course of his federal duties. It is therefore particularly appropriate that a federal court be the forum in which a damages remedy be awarded.

The reasoning and holding of Bivens is pertinent to the determination whether a federal court may provide a damages remedy. The question of the appropriateness of equitable relief in the form of reinstatement is not in this case, and we consequently intimate no view on that question.

The decision of the panel of the Court of Appeals for the Fifth Circuit found that respondent was not foreclosed “from asserting the same qualified immunity available to other government officials. See generally Wood v. Strickland, 420 U. S. 308 . . . (1975); Scheuer v. Rhodes, 416 U. S. 232 .. . (1974).” 544 F. 2d 865, 881 (1977). The en banc Court of Appeals did not reach this issue, and accordingly we express no view concerning its disposition by the panel.

Since petitioner was not in the competitive service, see n. 2, supra, the remedial provisions of § 717 of Title VII are not available to her. In Brown v. GSA, 425 U. S. 820 (1976), we held that the remedies provided by § 717 are exclusive when those federal employees covered by the statute seek to redress the violation of rights guaranteed by the statute.

Section 717 prohibits discrimination on the basis of “race, color, religion, sex, or national origin.” 42 U. S. C. § 2000e-16 (a).

Me. Chief Justice Burger,

with whom Mr. Justice Powell and Mr. Justice Rehnquist join,

dissenting.

I dissent because, for me, the case presents very grave questions of separation of powers, rather than Speech or Debate Clause issues, although the two have certain common roots. Congress could, of course, make Bivens-type remedies available to its staff employees — and to other congressional employees — but it has not done so. On the contrary, Congress has historically treated its employees differently from the arrangements for other Government employees. Historically, staffs of Members have been considered so intimately a part of the policymaking and political process that they are not subject to being selected, compensated, or tenured 'as others who serve the Government. The vulnerability of employment on congressional staffs derives not only from the hazards of elections but also from the imperative need for loyalty, confidentiality, and political compatibility — not simply to a political party, an institution, or an administration, but to the individual Member.

A Member of Congress has a right to expect that every person on his or her staff will give total loyalty to the political positions of the Member, total confidentiality, and total support. This may, on occasion, lead a Member to employ a *250particular person on a racial, ethnic, religious, or gender basis thought to be acceptable to the constituency represented, even though in other branches of Government — or in the private sector — such selection factors might be prohibited. This might lead a Member to decide that a particular staff position should be filled by a Catholic or a Presbyterian or a Mormon, a Mexican-American or an Oriental-American- — or a woman rather than a man. Presidents consciously select— and dispense with — their appointees on this basis and have done so since the beginning of the Republic. The very commission of a Presidential appointee defines the tenure as “during the pleasure of the President.”

Although Congress altered the ancient “spoils system” as to the Executive Branch and prescribed standards for some limited segments of the Judicial Branch, it has allowed its own Members, Presidents, and Judges to select their personal staffs without limit or restraint — in practical effect their tenure is “during the pleasure” of the Member.

At this level of Government — staff assistants of Members— long-accepted concepts of separation of powers dictate, for me, that until Congress legislates otherwise as to employment standards for its own staffs, judicial power in this area is circumscribed. The Court today encroaches on that barrier. Cf. Sinking-Fund Cases, 99 U. S. 700, 718 (1879).

In relation to his or her constituents, and in the performance of constitutionally defined functions, each Member of the House or Senate occupies a position in the Legislative Branch comparable to that of the President in the Executive Branch; and for the limited purposes of selecting personal staffs, their authority should be uninhibited except as Congress itself, or the Constitution, expressly provides otherwise.

The intimation that if Passman were still a Member of the House, a federal court could command him, on pain of contempt, to re-employ Davis represents an astonishing break with concepts of separate, coequal branches; I would categor*251ically reject the notion that courts have any such power in relation to the Congress.

Me. Justice Stewaet,

with whom Me. Justice Rehnquist joins,

dissenting.

New questions concerning a plaintiff’s complaint are more basic than whether it states a cause of action. The present case, however, involves a preliminary question that may be completely dispositive, for, as the Court recognizes, “the [Speech or Debate] Clause shields federal legislators with absolute immunity 'not only from the consequences of litigation’s results but also from the burden of defending themselves.’ Dombrowski v. Eastland, 387 U. S. 82, 85 (1967).” Ante, at 236 n. 11. See also Eastland v. United States Servicemen’s Fund, 421 U. S. 491, 503.

If, therefore, the respondent’s alleged conduct was within the immunity of the Speech or Debate Clause, that is the end of this case, regardless of the abstract existence of a cause of action or a damages remedy. Accordingly, it seems clear to me that the first question to be addressed in this litigation is the Speech or Debate Clause claim — a claim that is far from frivolous.

I would vacate the judgment and remand the case to the Court of Appeals with directions to decide the Speech or Debate Clause issue.*

This issue was fully briefed and argued before the en banc Court of Appeals. The court’s opinion gives no indication of why the court did not decide it.

Me. Justice Powell,

with whom The Chief Justice and Me. Justice Rehnquist join,

dissenting.

Although I join the opinion of The Chief Justice, I write separately to emphasize that no prior decision of this Court justifies today’s intrusion upon the legitimate powers of Members of Congress.

*252The Court’s analysis starts with the general proposition that “the judiciary is clearly discernible as the primary means through which [constitutional] rights may be enforced,” ante, at 241. It leaps from this generalization, unexceptionable itself, to the conclusion that individuals who have suffered an injury to a constitutionally protected interest, and who lack an “effective” alternative, “must be able to invoke the existing jurisdiction of the courts for the protection of their justiciable constitutional rights.” Ante, at 242 (emphasis supplied). Apart from the dubious logic of this reasoning, I know of no precedent of this Court that supports such an absolute statement of the federal judiciary’s obligation to entertain private suits that Congress has not authorized. On the contrary, I have thought it clear that federal courts must exercise a principled discretion when called upon to infer a private cause of action directly from the language of the Constitution. In the present case, for reasons well summarized by The Chief Justice, principles of comity and separation of powers should require a federal court to stay its hand.

To be sure, it has been clear — at least since Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971) — that in appropriate circumstances private causes of action may be inferred from provisions of the Constitution.1 But the exercise of this responsibility involves discretion, and a weighing of relevant concerns. As Mr. Justice Harlan observed in addressing this very point, a court should “take into account [a range of policy considerations] at least as broad as the range of those a legislature would consider with respect to an express statutory authorization of a traditional remedy.” Id., at 407.

*253Among those policies that a court certainly should consider in deciding whether to imply a constitutional right of action is that of comity toward an equal and coordinate branch of government.2 As Mr. Chief Justice Waite observed over a century ago: “One branch of government cannot encroach on the domain of another without danger. The safety of our institutions depends in no small degree on a strict observance of this salutary rule.” Sinking-Fund Cases, 99 U. S. 700, 718 (1879). Even where the authority of one branch over a matter is not exclusive, so that a federal court properly may accept jurisdiction over the dispute, we have recognized that the principle of separation of powers continues to have force as a matter of policy. For example, in United States v. Nixon, 418 U. S. 683 (1974), we held on the one hand that the question whether the President had a claim of privilege as to conversations with his advisers was an issue to be resolved by the judiciary, and on the other hand that separation-of-powers considerations required the recognition of a qualified privilege.

*254Whether or not the employment decisions of a Member of Congress fall within the scope of the Speech or Debate Clause of the Constitution, a question the Court does not reach today,3 it is clear that these decisions are bound up with the conduct of his duties. As The Chief Justice observes, ante, at 249, a Congressman necessarily relies heavily on his personal staff in discharging the duties of his office. Because of the nature of his office, he must rely to an extraordinary extent on the loyalty and compatibility of everyone who works for him. Cf. Elrod v. Burns, 427 U. S. 347, 377-388 (1976) (Powell, J., dissenting). A Congressman simply cannot perform his constitutional duties effectively, or serve his constituents properly, unless he is supported by a staff in which he has total confidence.

The foregoing would seem self-evident even if Congress had not indicated an intention to reserve to its Members the right to select, employ, promote, and discharge staff personnel without judicial interference. But Congress unmistakably has made clear its view on this subject. It took pains to exempt itself from the coverage of Title VII. Unless the Court is abandoning or modifying sub silentio our holding in Brown v. GSA, 425 U. S. 820 (1976), that Title VII, as amended, “provides the exclusive judicial remedy for claims of discrimination in federal employment,” id., at 835, the exemption from this statute for congressional employees should bar all judicial relief.

In sum, the decision of the Court today is not an exercise of principled discretion. It avoids our obligation to take into *255account the range of policy and constitutional considerations that we would expect a legislature to ponder in determining whether a particular remedy should be enacted. It fails to weigh the legitimate interests of Members of Congress. Indeed, the decision simply ignores the constitutional doctrine of separation of powers. In my view, the serious intrusion upon the authority of Members of Congress to choose and control their own personal staffs cannot be justified.4

I would affirm the judgment of the Court of Appeals.

A court necessarily has wider latitude in interpreting the Constitution than it does in construing a statute, McCulloch v. Maryland, 4 Wheat. 316, 407 (1819). Moreover, the federal courts have a far greater responsibility under the Constitution for the protection of those rights derived directly from it, than for the definition and enforcement of rights created solely by Congress. Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S., at 407 (Harlan, J., concurring in judgment).

It is settled that where discretion exists, a variety of factors rooted in the Constitution may lead a federal court to refuse to entertain an otherwise properly presented constitutional claim. See, e. g., Trainor v. Hernandez, 431 U. S. 434 (1977); Juidice v. Vail, 430 U. S. 327 (1977); Huffman v. Pursue, Ltd., 420 U. S. 592 (1975); Younger v. Harris, 401 U. S. 37 (1971); Alabama Public Service Comm’n v. Southern R. Co., 341 U. S. 341 (1951); Douglas v. City of Jeannette, 319 U. S. 157 (1943); Burford v. Sun Oil Co., 319 U. S. 315 (1943); Railroad Comm’n v. Pullman Co., 312 U. S. 496 (1941); Hawks v. Hamill, 288 U. S. 52 (1933). Traditionally, the issue has arisen in the context of a federal court’s exercise of its equity powers with respect to the States. Concerns of comity similar to those that govern our dealings with the States also come into play when we are asked to interfere with the functioning of Congress.

The Court suggests that because the Speech or Debate Clause of the Constitution embodies a separation-of-powers principle, the Constitution affords no further protection to the prerogatives of Members of Congress. Ante, at. 246. This assertion not only marks a striking departure from precedent, but also constitutes a non sequitur. Our constitutional structure of government rests on a variety of checks and balances; the existence of one such check does not negate all others.

It is quite doubtful whether the Court should not consider respondent’s Speech or Debate Clause claim as a threshold issue. The purpose of that Clause, when it applies, includes the protection • of Members of Congress from the harassment of litigation. Since the Court chooses not to consider this claim, and addresses only the cause-of-action issue, I limit my dissent accordingly. In doing so, I imply no view as to the merits of the Speech or Debate Clause issue or to the propriety of not addressing the claim before all other issues.

The justification the Court relies upon is the duty of federal courts 'to vindicate constitutional rights — a duty no one disputes. But it never has been thought that this duty required a blind exercise of judicial power without regard to other interests or constitutional principles. Indeed, it would not be surprising for Congress to consider today’s action unwarranted and to exercise its authority to reassert the proper balance between the legislative and judicial branches. If the reaction took the form of limiting the jurisdiction of federal courts, the effect conceivably could be to frustrate the vindication of rights properly protected by the Court.

2.3.3 Carlson v. Green 2.3.3 Carlson v. Green

CARLSON, DIRECTOR, FEDERAL BUREAU OF PRISONS, et al. v. GREEN, ADMINISTRATRIX

No. 78-1261.

Argued January 7, 1980

Decided April 22, 1980

*15 Brennan, J., delivered the opinion of the Court, in which White, Marshall, Blackmun, and Stevens, JJ., joined. Powell, J., filed an opinion concurring in the judgment, in which Stewart, J., joined, post, p. 25. Burger, C. J., post, p. 30, and Rehnquist, J., post, p. 31, filed dissenting opinions.

Deputy Solicitor General Getter argued the cause for petitioners. On the briefs were Solicitor General McCree, Acting *16 Assistant Attorney General Daniel, Robert E. Kopp, and Barbara L. Herwig.

Michael Deutsch argued the cause for respondent. With him on the brief was Charles Hoffman *

*

Alvin J. Bronstein, Bruce J. Ennis, and William E. HeUerstein filed a brief for the American Civil Liberties Union Foundation, Inc., et al. as amici curiae urging affirmance.

John B. Jones, Jr., Norman Bedlich, William L. Robinson, Norman J. Chachkin, and Richard S. Kohn filed a brief for the Lawyers’ Committee for Civil Rights Under Law as amicus curiae.

Mr. Justice Brennan

delivered the opinion of the Court.

Respondent brought this suit in the District Court for the Southern District of Indiana on behalf of the estate of her deceased son, Joseph Jones, Jr., alleging that he suffered personal injuries from which he died because the petitioners, federal prison officials, violated his due process, equal protection, and Eighth Amendment rights.1 Asserting jurisdiction under 28 U. S. C. § 1331 (a), she claimed compensatory and punitive damages for the constitutional violations. Two questions are presented for decision: (1) Is a remedy available directly under the Constitution, given that respondent’s allegations could also support a suit against the United States *17under the Federal Tort Claims Act?2 And (2) if so, is survival of the cause of action governed by federal common law or by state statutes?

I

The District Court held that under Estelle v. Gamble, 429 U. S. 97 (1976), the allegations set out in note 1, supra, pleaded a violation of the Eighth Amendment’s proscription against infliction of cruel and unusual punishment,3 giving rise to a cause of action for damages under Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971). The court recognized that the decedent could have maintained this action if he had survived, but dismissed the complaint because in its view the damages remedy as a matter of federal law was limited to that provided by Indiana’s survivorship and wrongful-death laws and, as the court construed those laws, the damages available to Jones’ estate failed to meet § 1331 (a)’s $10,000 jurisdictional-amount requirement. The Court of Appeals for the Seventh Circuit agreed that an Eighth Amendment violation was pleaded under Estelle and that a cause of action was stated under Bivens, but reversed the holding that § 1331 (a)’s jurisdictional-amount requirement was not met.4 Rather, the Court of Appeals held that *18§ 1331 (a) was satisfied because “whenever the relevant State survival statute would abate a Bivens-type action brought against defendants whose conduct results in death, the federal common law allows survival of the action.” 581 F. 2d 669, 675 (1978). The court reasoned that the Indiana law, if applied, would “subvert” “the policy of allowing complete vindication of constitutional rights” by making it “more advantageous for a tortfeasor to kill rather than to injure.” Id., at 674. We granted certiorari. 442 U. S. 940 (1979). We affirm.

^

Bivens established that the victims of a constitutional violation by a federal agent have a right to recover damages against the official in federal court despite the absence of any statute conferring such a right. Such a cause of action may be defeated in a particular case, however, in two situations. The first is when defendants demonstrate “special factors counselling hesitation in the absence of affirmative action by Congress.” 403 U. S., at 396; Davis v. Passman, 442 U. S. 228, 245 (1979). The second is when defendants show that Congress has provided an alternative remedy which it explicitly declared to be a substitute for recovery directly *19under the Constitution and viewed as equally effective. Bivens, supra, at 397; Davis v. Passman, supra, at 245-247.

Neither situation obtains in this case. First, the case involves no special factors counselling hesitation in the absence of affirmative action by Congress. Petitioners do not enjoy such independent status in our constitutional scheme as to suggest that judicially created remedies against them might be inappropriate. Davis v. Passman, supra, at 246. Moreover, even if requiring them to defend respondent’s suit might inhibit their efforts to perform their official duties, the qualified immunity accorded them under Butz v. Economou, 438 U. S. 478 (1978), provides adequate protection. See Davis v. Passman, supra, at 246.

Second, we have here no explicit congressional declaration that persons injured by federal officers’ violations of the Eighth Amendment may not recover money damages from the agents but must be remitted to another remedy, equally effective in the view of Congress. Petitioners point to nothing in the Federal Tort Claims Act (FTCA) or its legislative history to show that Congress meant to pre-empt a Bivens remedy or to create an equally effective remedy for constitutional violations.5 FTCA was enacted long before Bivens was decided, but when Congress amended FTCA in 1974 to create a cause of action against the United States for intentional torts committed by federal law enforcement officers, 28 U. S. C. § 2680 (h), the congressional comments accompanying *20that amendment made it crystal clear that Congress views FTCA and Bivens as parallel, complementary causes of action:

“[AJfter the date of enactment of this measure, innocent individuals who are subjected to raids [like that in Bivens] will have a cause of action against the individual Federal agents and the Federal Government. Furthermore, this provision should be viewed as a counterpart to the Bivens case and its progenty [sic], in that it waives the defense of sovereign immunity so as to make the Government independently liable in damages for the same type of conduct that is alleged to have occurred in Bivens (and for which that case imposes liability upon the individual Government officials involved).” S. Rep. No. 93-588, p. 3 (1973) (emphasis supplied).

In the absence of a contrary expression from Congress, § 2680 (h) thus contemplates that victims of the kind of intentional wrongdoing alleged in this complaint shall have an action under FTCA against the United States as well as a Bivens action against the individual officials alleged to have infringed their constitutional rights.

This conclusion is buttressed by the significant fact that Congress follows the practice of explicitly stating when it means to make FTCA an exclusive remedy. See 38 U. S. C. §4116 (a), 42 U. S. C. §233 (a), 42 U. S. C. § 2458a, 10 U. S. C. § 1089 (a), and 22 U. S. C. §817 (a) (malpractice by certain Government, health personnel); 28 U. S. C. § 2679 (b) (operation of motor vehicles by federal employees); and 42 U. S. C. § 247b (k) (manufacturers of swine flu vaccine). Furthermore, Congress has not taken action on other bills that would expand the exclusivity of FTCA. See, e. g., S. 695, 96th Cong., 1st Sess. (1979); H. R. 2659, 96th Cong., 1st Sess. (1979); S. 3314, 95th Cong., 2d Sess. (1978).

Four additional factors, each suggesting that the Bivens remedy is more effective than the FTCA remedy, also support our conclusion that Congress did not intend to limit respond*21ent to an FTCA action. First, the Bivens remedy, in addition to compensating victims, serves a deterrent purpose. See Butz v. Economou, supra, at 505.6 Because the Bivens remedy is recoverable against individuals, it is a more effective deterrent than the FTCA remedy against the United States. It is almost axiomatic that the threat of damages has a deterrent effect,7 Imbler v. Pachtman, 424 U. S. 409, 442 (1976) (White, J., concurring in judgment), surely particularly so when the individual official faces personal financial liability.

Petitioners argue that FTCA liability is a more effective deterrent because the individual employees responsible for the Government’s liability would risk loss of employment8 and because the Government would be forced to promulgate corrective policies. That argument suggests, however, that the superiors would not take the same actions when an employee is found personally liable for violation of a citizen’s constitutional rights. The more reasonable assumption is that responsible superiors are motivated not only by concern for the public fisc but also by concern for the Government’s integrity.

Second, our decisions, although not expressly addressing *22and deciding the question, indicate that punitive damages maybe awarded in a Bivens suit. Punitive damages are “a particular remedial mechanism normally available in the federal courts,” Bivens, 403 U. S., at 397, and are especially appropriate to redress the violation by a Government official of a citizen’s constitutional rights. Moreover, punitive damages are available in “a proper” § 1983 action, Carey v. Piphus, 435 U. S. 247, 257, n. 11 (1978) (punitive damages not awarded because District Court found defendants “did not act with a malicious intention to deprive respondents of their rights or to do them other injury”),9 and Butz v. Economou, suggests that the “constitutional design” would be stood on its head if federal officials did not face at least the same liability as state officials guilty of the same constitutional transgression. 438 U. S., at 504. But punitive damages in an FTCA suit are statutorily prohibited. 28 U. S. C. § 2674. Thus FTCA is that much less effective than a Bivens action as a deterrent to unconstitutional acts.

Third, a plaintiff cannot opt for a jury in an FTCA action, 28 U. S. C. § 2402, as he may in a Bivens suit.10 Petitioners argue that this is an irrelevant difference because juries have been biased against Bivens claimants. Reply Brief for Petitioners 7, and n. 6; Brief for Petitioners 30-31, n. 30. Significantly, however, they do not assert that judges trying the claims as FTCA actions would have been more receptive, and *23they cannot explain why the plaintiff should not retain the choice.

Fourth, an action under FTCA exists only if the State in which the alleged misconduct occurred would permit a cause of action for that misconduct to go forward. 28 U. S. C. § 1346 (b) (United States liable “in accordance with the law of the place where the act or omission occurred”). Yet it is obvious that the liability of federal officials for violations of citizens’ constitutional rights should be governed by uniform rules. See Part III, infra. The question whether respondent’s action for violations by federal officials of federal constitutional rights should be left to the vagaries of the laws of the several States admits of only a negative answer in the absence of a contrary congressional resolution.

Plainly FTCA is not a sufficient protector of the citizens’ constitutional rights, and without a clear congressional mandate we cannot hold that Congress relegated respondent exclusively to the FTCA remedy.

Ill

Bivens actions are a creation of federal law and, therefore, the question whether respondent’s action survived Jones’ death is a question of federal law. See Burks v. Lasker, 441 U. S. 471, 476 (1979). Petitioners, however, would have us fashion a federal rule of survivorship that incorporates the survivorship laws of the forum State, at least where the state law is not inconsistent with federal law. Respondent argues, on the other hand, that only a uniform federal rule of sur-vivorship is compatible with the goal of deterring federal officials from infringing federal constitutional rights in the manner alleged in respondent’s complaint. We agree with respondent. Whatever difficulty we might have resolving the question were the federal involvement less clear, we hold that only a uniform federal rule of survivorship will suffice to redress the constitutional deprivation here alleged and to protect against repetition of such conduct.

*24In short, we agree with and adopt the reasoning of the Court of Appeals, 581 F. 2d, at 674-675 (footnote omitted):

“The essentiality of the survival of civil rights claims for complete vindication of constitutional rights is buttressed by the need for uniform treatment of those claims, at least when they are against federal officials. As this very case illustrates, uniformity cannot be achieved if courts are limited to applicable state law. Here the relevant Indiana statute would not permit survival of the claim, while in Beard [v. Robinson, 563 F. 2d 331 (CA7 1977),] the Illinois statute permitted survival of the Bivens action. The liability of federal agents for violation of constitutional rights should not depend upon where the violation occurred. ... In sum, we hold that whenever the relevant state survival statute would abate a Bivens-type action brought against defendants whose conduct results in death, the federal common law allows survival of the action.”

Robertson v. Wegmann, 436 U. S. 584 (1978), holding that a § 1983 action would abate in accordance with Louisiana survivorship law is not to the contrary. There the plaintiff’s death was not caused by the acts of the defendants upon which the suit was based.11 Moreover, Robertson expressly *25recognized that to prevent frustrations of the deterrence goals of § 1983 (which in part also underlie Bivens actions, see Part II, supra) “[a] state official contemplating illegal activity must always be prepared to face the prospect of a i 1983 action being filed against him.” 436 U. S., at 592. A federal official contemplating unconstitutional conduct similarly must be prepared to face the prospect of a Bivens action. A uniform rule that claims such as respondent’s survive the decedent’s death is essential if we are not to “frustrate in [an] important way the achievement” of the goals of Bivens actions. Auto Workers v. Hoosier Cardinal Corp., 383 U. S. 696, 702 (1966).12

Affirmed.

More specifically, respondent alleged that petitioners, being fully apprised of the gross inadequacy of medical facilities and staff at the Federal Correction Center in Terre Haute, Ind., and of the seriousness of Jones’ chronic asthmatic condition, nonetheless kept him in that facility against the advice of doctors, failed to give him competent medical attention for some eight hours after he had an asthmatic attack, administered contraindicated drugs which made his attack more severe, attempted to use a respirator known to be inoperative which further impeded his breathing, and delayed for too long a time his transfer to an outside hospital. The complaint further alleges that Jones’ death resulted from these acts and omissions, that petitioners were deliberately indifferent to Jones’ serious medical needs, and that their indifference was in part attributable to racial prejudice.

This question was presented in the petition for certiorari, but not in either the District Court or the Court of Appeals. However, respondent does not object to its decision by this Court. Though we do not normally decide issues not presented below, we are not precluded from doing so. E. g., Youakim v. Miller, 425 U. S. 231 (1976). Here, the issue is squarely presented and fully briefed. It is an important, recurring issue and is properly raised in another petition for certiorari being held pending disposition of this case. See Loe v. Armistead, 582 F. 2d 1291 (CA4 1978), cert. pending sub nom. Moffitt v. Loe, No. 78-1260. We conclude that the interests of judicial administration will be served by addressing the issue on its merits.

Petitioners do not contest the determination that the allegations satisfy the standards set out in EsteUe.

The relevant Indiana law provides that a personal injury claim does not survive where the acts complained of caused the victim’s death. Ind. *18Code §34-1-1-1 (1976). Indiana does provide a wrongful-death cause of action for the personal representative of one whose death is caused by an alleged wrongful act or omission. Damages may “includ[e], but [are] not limited to, reasonable medical, hospital, funeral and burial expenses, and lost earnings.” But if the decedent is not survived by a spouse, dependent child, or dependent next of kin, then the recovery is limited to expenses incurred in connection with the death. Ind. Code §34r-l-l-2 (1976).

The District Court read the complaint in this case as stating claims under both §§ 34-1-1-1 and 34H-1-2. Accordingly, the court assumed that recovery on the claim was limited to expenses (all of which would be paid by the Federal Government) only because Jones died without a spouse or any dependents. The Court of Appeals read the complaint as stating only a survivorship claim on behalf of Jones under § 34-1-1-1. Thus it assumed that the claim would have abated even if Jones had left dependents or a spouse. 581 F. 2d 669, 672, n. 4 (1978). Resolution of this conflict is irrelevant in light of our holding today.

To satisfy this test, petitioners need not show that Congress recited any specific “magic words.” See the dissenting opinion of The Cheep Justice, post, at 31, and n. 2. Instead, our inquiry at this step in the analysis is whether Congress has indicated that it intends the statutory remedy to replace, rather than to complement, the Bivens remedy. Where Congress decides to enact a statutory remedy which it views as fuEy adequate only in combination with the Bivens remedy, e. g., 28 U. S. C. § 2680 (h), that congressional decision should be given effect by the courts.

Title 42 U. S. C. § 1983 serves similar purposes. See, e. g., Robertson v. Wegmann, 436 U. S. 584, 590-591 (1978); Carey v. Piphus, 435 U. S. 247, 256 (1978); Mitchum v. Foster, 407 U. S. 225, 242 (1972); Monroe v. Pape, 365 U. S. 167, 172-187 (1961).

Indeed, underlying the qualified immunity which public officials enjoy for actions taken in good faith is the fear that exposure to personál liability would otherwise deter them from acting at all. See Butz v. Economou, 438 U. S. 478, 497 (1978); Scheuer v. Rhodes, 416 U. S. 232, 240 (1974).

Some doubt has been cast on the validity of the assumption that there exist adequate mechanisms for disciplining federal employees in such cases. See Testimony of Griffin B. Bell, Attorney General of the United States, Joint Hearing on Amendments to the Federal Tort Claims Act before the Subcommittee on Citizens and Shareholders Rights and Remedies and the Subcommittee on Administrative Practice and Procedure of the Senate Committee on the Judiciary, 95th Cong., 2d Sess., pt. 1, p. 6' (1978).

Moreover, after Carey punitive damages may be the only significant remedy available in some § 1983 actions where constitutional rights are maliciously violated but the victim cannot prove compensable injury.

Petitioners argue that the availability of punitive damages or a jury trial under Bivens is irrelevant because neither is a necessary element of a remedial scheme. But that argument completely misses the mark. The issue is not whether a Bivens cause of action or any one of its particular features is essential. Rather the inquiry is whether Congress has created what it views as an equally effective remedial scheme. Otherwise the two can exist side by side. Moreover, no one difference need independently render FTCA inadequate. It can fail to be equally effective on the cumulative basis of more than one difference.

Robertson fashioned its holding by reference to 42 IT. S. C. § 1988, which requires that § 1983 actions be governed by

“the common law, as modified and changed by the constitution and statutes of the State wherein the court having jurisdiction of [the] civil . . . cause is held, so far as the same is not inconsistent with the Constitution and laws of the United States.”

Section 1988 does not in terms apply to Bivens actions, and there are cogent reasons not to apply it to such actions even by analogy. Bivens defendants are federal officials brought into federal court for violating the Federal Constitution. No state interests are implicated by applying purely federal law to them. While it makes some sense to allow aspects of § 1983 litigation to vary according to the laws of the States under whose authority § 1983 defendants work, federal officials have no similar *25claim to be bound only by the law of the State in which they happen to work. Bivens, 403 U. S., at 409 (Harlan, J., concurring in judgment). Moreover, these petitioners have the power to transfer prisoners to facilities in any one of several States which may have different rules governing survivorship or other aspects of the case, thereby controlling to some extent the law that would apply to their own wrongdoing. See Robertson, 436 U. S., at 592-593, and n. 10. Another aspect of the power to transfer prisoners freely within the federal prison system is that there is no reason to expect that any given prisoner will have any ties to the State in which he is incarcerated, and, therefore, the State will have little interest in having its law applied to that prisoner. Nevertheless, as to other sur-vivorship questions that may arise in Bivens actions, it may be that the federal law should choose to incorporate' state rules as a matter of convenience. We leave such questions for another day.

Otherwise, an official could know at the time he decided to act whether his intended victim’s claim would survive. Cf. Auto Workers v. Hoosier Cardinal Corp. (whether statute of limitation will matter cannot be known at time of conduct).

Me. Justice Powell,

concurring in the judgment.

Although I join the judgment, I do not agree with much of the language in the Court’s opinion. The Court states the principles governing Bivens actions as follows:

“Bivens established that the victims of a constitutional *26violation ... have a right to recover damages.... Such a cause of action may be defeated ... in two situations. The first is when defendants demonstrate 'special factors counselling hesitation in the absence of affirmative action by Congress.’ . . . The second • is when defendants show that Congress has provided an alternative remedy which it explicitly declared to be a substitute for recovery directly under the Constitution and viewed as equally effective. . . .” Ante, at 18-19 (emphasis in original).

The foregoing statement contains dicta that go well beyond the prior holdings of this Court.

I

We are concerned here with inferring a right of action for damages directly from the Constitution. In Davis v. Passman, 442 U. S. 228, 242 (1979), the Court said that persons who have “no [other] effective means” of redress “must be able to invoke the existing jurisdiction of the courts for the protection of their justiciable constitutional rights.” The Davis rule now sets the boundaries of the “principled discretion” that must be brought to bear when a court is asked to infer a private cause of action not specified by the enacting authority. Id., at 252 (Powell, J., dissenting). But the Court’s opinion, read literally, would restrict that discretion dramatically. Today we are told that a court must entertain a Bivens suit unless the action is “defeated” in one of two specified ways.

Bivens recognized that implied remedies may be unnecessary when Congress has provided “equally effective” alternative remedies. Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388, 397 (1971); see Davis v. Passman, supra, at 248. The Court now volunteers the view that a defendant cannot defeat a Bivens action simply by showing that there are adequate alternative avenues of relief. The defendant also must show that Congress “explicitly declared [its rem*27edy] to be a substitute for recovery directly under the Constitution and viewed [it] as equally effective.” Ante, at 18-19 (emphasis in original). These are unnecessarily rigid conditions. The Court cites no authority and advances no policy reason — indeed no reason at all — for imposing this threshold burden upon the defendant in an implied remedy case.

The Court does implicitly acknowledge that Congress possesses the power to enact adequate alternative remedies that would be exclusive. Yet, today’s opinion apparently will permit Bivens plaintiffs to ignore entirely adequate remedies if Congress has not clothed them in the prescribed linguistic garb. No purpose is served by affording plaintiffs a choice of remedies in these circumstances. Nor is there any precedent for requiring federal courts to blind themselves to congressional intent expressed in language other than that which we prescribe.

A defendant also may defeat the Bivens remedy under today’s decision if “special factors” counsel “hesitation.” But the Court provides no further guidance on this point. The opinion states simply that no such factors are present in this case. The Court says that petitioners enjoy no “independent status in our constitutional scheme” that would make judicially created remedies inappropriate. Ante, at 19. But the implication that official status may be a “special factor” is withdrawn in the sentence that follows, which concludes that qualified immunity affords all the protection necessary to ensure the effective performance of official duties. No other factors relevant to the purported exception are mentioned.

One is left to wonder whether judicial discretion in this area will hereafter be confined to the question of alternative remedies, which is in turn reduced to the single determination that congressional action does or does not comport with the specifications prescribed by this Court. Such a drastic curtailment of discretion would be inconsistent with the Court’s longstanding recognition that Congress is ultimately the appropriate body to create federal remedies. See ante, at 19-20; *28Bivens v. Six Unknown Fed. Narcotics Agents, supra, at 397. A plaintiff who seeks his remedy directly under the Constitution asks the federal courts to perform an essentially legislative task. In this situation, as Mr. Justice Harlan once said, a court should “take into account [a range of policy considerations] at least as broad as the range of those a legislature would consider with respect to an express statutory authorization of a traditional remedy.” Bivens, supra, at 407. The Court does not explain why this discretion should be limited in the manner announced today.

The Court’s absolute language is all the more puzzling because it comes in a case where the implied remedy is plainly appropriate under any measure of discretion. The Federal Tort Claims Act, on which petitioners rely, simply is not an adequate remedy.1 And there are reasonably clear indications that Congress did not intend that statute to displace Bivens claims. See ante, at 19-20. No substantial contrary policy has been identified, and I am aware of none. I therefore agree that a private damages remedy properly is inferred from the Constitution in this case. But I do not agree that Bivens plaintiffs have a “right” to such a remedy whenever the defendant fails to show that Congress has “provided an [equally effective] alternative remedy which it explicitly *29declared to be a substitute. . . .” In my view, the Court’s willingness to infer federal causes of action that cannot be found in the Constitution or in a statute denigrates the doctrine of separation of powers and hardly comports with a rational system of justice. Cf. Cannon v. University of Chicago, 441 U. S. 677, 730-749 (1979) (Powell, J., dissenting).2

II

In Part III of its opinion, the Court holds that “ ‘whenever the relevant state survival statute would abate a Bivens-type action brought against defendants whose conduct results in death, the federal common law allows survival of the action.’ ” Ante, at 24, quoting 581 P. 2d 669, 675 (CA7 1978). I agree that the relevant policies require the application of federal common law to allow survival in this case.

It is not “obvious” to me, however, that “the liability of federal officials for violations of citizens’ constitutional rights should be governed by uniform rules” in every case. Ante, at 23; see ante, at 23-24. On the contrary, federal courts routinely refer to state law to fill the procedural gaps in national remedial schemes. The policy against invoking the federal common law except where necessary to the vitality of a federal claim is codified in 42 U. S. C. § 1988, which directs that state law ordinarily will govern those aspects of § 1983 actions not covered by the “laws of the United States.”

The Court’s opinion in this case does stop short of mandating uniform rules to govern all aspects of Bivens actions. Ante, at 24-25, n. 11. But the Court also says that the preference for state law embodied in § 1988 is irrelevant to the selection of rules that will govern actions against federal officers under Bivens. Ibid. I see no basis for this view. In *30Butz v. Economou, 438 U. S. 478, 498-504, and n. 25 (1978), the Court thought it unseemly that different rules should govern the liability of federal and state officers for similar constitutional wrongs. I would not disturb that understanding today.

The Federal Tort Claims Act is not a federal remedial scheme at all, but a waiver of sovereign immunity that permits an injured claimant to recover damages against the United States where a private person “would be hable to the claimant in accordance with the law of the place where the act or omission occurred.” 28 U. S. C. § 1346 (b); see also 28 U. S. C. § 2674. Here, as in Bivens itself, a plaintiff denied his constitutional remedy would be remitted to the vagaries of state law. See 403 U. S., at 394-395. The FTCA gives the plaintiff even less than he would receive under state law in many cases, because the statute is hedged with protections for the United States. As the Court points out, the FTCA allows neither jury trial nor punitive damages. Ante, at 21-22. And recovery may be barred altogether if the claim arises from a “discretionary function” or “the execution of a statute or regulation, whether or not such statute or regulation be valid.” 28 U. S. C. § 2680 (a).

I do not suggest that courts enjoy the same degree of freedom to infer causes of action from statutes as from the Constitution. See Davis v. Passman, 442 U. S. 228, 241-242 (1979). I do believe, however, that the Court today has overstepped the bounds of rational judicial decision-making in both contexts.

Mr. Chief Justice Burger,

dissenting.

Although I would be prepared to join an opinion giving effect to Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971) — which I thought wrongly decided — I cannot join today’s unwarranted expansion of that decision. The Federal Tort Claims Act provides an adequate remedy for prisoners’ claims of medical mistreatment. For me, that is the end of the matter.

TJnder the test enunciated by the Court the adequacy of the Tort Claims Act remedy is an irrelevancy. The sole inquiry called for by the Court’s new test is whether “Congress has provided an alternative remedy which it explicitly declared to be a substitute for recovery directly under the Constitution.” Ante, at 18-19 (first emphasis added).1 That test would seem to permit a person whose constitutional rights have been violated by a state officer to bring suit under Bivens even though Congress in 42 U. S. C. § 1983 has already fashioned an equally effective remedy. Cf. Turpin v. Mailet, 591 F. 2d 426 (CA2 1979) (en banc). After all, there is no “explicit congressional declaration,” ante, at 19, that § 1983 was meant to pre-empt a Bivens remedy. Taken to its logical conclusion, the Court’s test, coupled with its holding on survivorship, ante, at 23, and n. 11, suggests that the plaintiff in Robertson v. Wegmann, 436 U. S. 584 (1978), might have *31escaped the impact of that decision by filing a separate Bivens-type claim. And the Court’s test throws into doubt the decision in Brown v. GSA, 425 U. S. 820 (1976), where we held that § 717 of the Civil Rights Act of 1964 provides the exclusive remedy for claims of discrimination in federal employment. In enacting § 717 Congress did not say the magic words which the Court now seems to require.2

Until today, I had thought that Bivens was limited to those circumstances in which a civil rights plaintiff had no other effective remedy. See 403 U. S., at 410 (Harlan, J., concurring in judgment); Davis v. Passman, 442 U. S. 228, 245, and n. 23 (1979). Now it would seem that implication of a Bivens-type remedy is permissible even though a victim of unlawful official action may be fully recompensed under an existing statutory scheme. I have difficulty believing that the Court has thought through, and intends the natural consequences of, this novel test; I cannot escape the conclusion that in future cases the Court will be obliged to retreat from the language of today’s decision.3

The Court pays lipservice to the notion that there must be no “special factors counselling hesitation in the absence of affirmative action by Congress.” Ante, at 19. Its one-sentence discussion of the point, however, plainly shows that it is unlikely to hesitate unless Congress says that it must. See opinion of Mr. Justice Powell, ante, at 27.

In his concurrence in Bivens, Mr. Justice Harlan emphasized that judicial implication of a constitutional damages remedy was required because the Bill of Rights is aimed at “restraining the Government as an instrument of the popular will.” 403 U. S., at 404. See generally J. Ely, Democracy and Distrust 73-104 (1980). Under the Harlan view, it would seem irrelevant whether Congress “meant to pre-empt a Bivens remedy.” Ante, at 19. Rather the sole inquiry in every case — no matter what magic words Congress had said or failed to say — would be whether the alternative remedy gave satisfactory protection to constitutional interests. I note this point only to show how far the Court today strays from the principles underlying Bivens.

In response to this dissent, the Court’s opinion tells us that it is merely “giv[ing] effect” to what Congress intended. See ante, at 19, n. 5. Pre*32sumably, this is a reference to the legislative history of the 1974 amendment to the FTCA, in which Congress, according to the Court, “made it crystal clear that . . . FTCA and Bivens [were] parallel, complementary causes of action.” Ante, at 20. But as Mr. Justice Rehnquist observes, the legislative history is far from clear. See post, at 33, n. 2. In any event, if the Court is correct in its reading of that history, then it is not really implying a cause of action under the Constitution; rather, it is simply construing a statute. If so, almost all of the Court’s opinion is dicta.

Mr. Justice Rehwquist,

dissenting.

The Court today adopts a formalistic procedural approach for inferring private damages remedies from constitutional *32provisions that in my view still further highlights the wrong turn this Court took in Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971). Although ordinarily this Court should exercise judicial restraint in attempting to attain a wise accommodation between liberty and order under the Constitution, to dispose of this case as if Bivens were rightly decided would in the words of Mr. Justice Frankfurter be to start with an “unreality.” Kovacs v. Cooper, 336 U. S. 77, 89 (1949) (concurring opinion). Bivens is a decision “by a closely divided court, unsupported by the confirmation of time,” and, as a result of its weak precedential and doctrinal foundation, it cannot be viewed as a check on “the living process of striking a wise balance between liberty and order as new cases come here for adjudication.” Cf. 336 U. S., at 89; B. & W. Taxicab Co. v. B. & Y. Taxicab Co., 276 U. S. 518, 532-533 (1928) (Holmes, J., dissenting); Hudgens v. NLRB, 424 U. S. 507 (1976), overruling Food Employees v. Logan Valley Plaza, 391 U. S. 308 (1968).1

The Court concludes that Congress intended a Bivens action under the Eighth Amendment to exist concurrently with actions under the Federal Tort Claims Act (FTCA) because Congress did not indicate that it meant the FTCA “to preempt a Bivens remedy or to create an equally effective *33remedy for constitutional violations,” ante, at 19, nor are there any “ 'special factors counselling [judicial] hesitation.’ ” Ante, at 18.2 The Court’s opinion otherwise lacks even an arguably principled basis for deciding in what circumstances an inferred constitutional damages remedy is appropriate and for defining the contours of such a remedy. And its “practical” conclusion is all the more anomalous in that Congress in 1974 amended the FTCA to. permit private damages recoveries for intentional torts committed by federal law enforcement officers, thereby enabling persons injured by such officers’ violations of their federal constitutional rights in many cases to obtain redress for their injuries.3

*34In my view, it is “an exercise of power that the Constitution does not give us” for this Court to infer a private civil damages remedy from the Eighth Amendment or any other constitutional provision. Bivens, 403 U. S., at 428 (Black, J., dissenting). The creation of such remedies is a task that is more appropriately viewed as falling within the legislative sphere of authority. Ibid.

I

Prior to Bivens, this Court in Bell v. Hood, 327 U. S. 678 (1946), held that an individual who brought suit against federal agents for an alleged violation of his constitutional rights had in a strictly procedural sense stated a claim that “arises” under the Constitution and must be entertained by federal courts. Id., at 681-682. The Court did not, however, hold that the Constitution confers a substantive right to damages in this context. Rather, it merely decided that the proper disposition of the suit was a ruling on the merits, not dismissal for want of jurisdiction.4

*35Despite the lack of a textual constitutional foundation or any precedential or other historical support, Bivens inferred a constitutional damages remedy from the Fourth Amendment, authorizing a party whose constitutional rights had been infringed by a federal officer to recover damages from that officer. Davis v. Passman, 442 U. S. 228 (1979), subsequently held that such a remedy could also be inferred from the Due Process Clause of the Fifth Amendment. And the Court today further adds to the growing list of Amendments from which a civil damages remedy may be inferred. In so doing, the Court appears to be fashioning for itself a legislative role resembling that once thought to be the domain of Congress, when the latter created a damages remedy for individuals whose constitutional rights had been violated by state officials, 42 U. S. C. § 1983, and separately conferred jurisdiction on federal courts to hear such actions, 28 U. S. C. § 1343. See Chapman v. Houston Welfare Rights Organization, 441 U. S. 600 (1979).

A

In adding to the number of Amendments from which causes of actions may be inferred, the Court does not provide any guidance for deciding when a constitutional provision permits an inference that an individual may recover damages and when it does not. For example, the Eighth Amendment, from which the Court infers a cause of action today, also provides that “[ejxcessive bail shall not be required, nor excessive fines imposed. . . ” If a cause of action be inferred for violations of these and other constitutional rights — such as the Seventh Amendment right to a jury trial, the Sixth Amendment right to a speedy trial, and the Fifth Amendment privilege against compulsory self-incrimination — I think there is an ever-increasing likelihood that the attention of *36federal courts will be diverted from needs that in this policy-making context might well be considered to be more pressing. As observed by Mr. Justice Black at the time this Court “inferred” a cause of action under only the Fourth Amendment:

“My fellow Justices on this Court and our brethren throughout the federal judiciary know only too well the time-consuming task of conscientiously poring over hundreds of thousands of pages of factual allegations of misconduct by police, judicial, and corrections officials. Of course, there are instances of legitimate grievances, but legislators might well desire to devote judicial resources to other problems of a more serious nature.” 403 U. S., at 428 (dissenting opinion).

Because the judgments that must be made here involve many “competing policies, goals, and priorities” that are not well suited for evaluation by the Judicial Branch, in my view “[t]he task of evaluating the pros and eons of creating judicial remedies for particular wrongs is a matter for Congress and the legislatures of the States.” Id., at 429.

B

It is clear under Art. Ill of the Constitution that Congress has broad authority to establish priorities for the allocation of judicial resources in defining the jurisdiction of federal courts. Ex parte McCardle, 7 Wall. 506 (1869); Sheldon v. Sill, 8 How. 441 (1850). Congress thus may prevent the federal courts from deciding cases that it believes would be an unwarranted expenditure of judicial time or would impair the ability of federal courts to dispose of matters that Congress considers to be more important. In reviewing Congress' judgment in this area, “[w]e are not at liberty to inquire into the motives of the legislature. We can only examine into its power under the Constitution. . . .” Ex parte McCardle, *37supra, at 514. As stated by Mr. Justice Chase in Turner v. Bank of North America, 4 Dall. 8, 10, n. (1799):

“The notion has frequently been entertained, that the federal Courts derive their judicial power immediately from the constitution; but the political truth is, that the disposal of the judicial power, (except in a few specified instances) belongs to congress. If congress has given the power to this Court, we posess [sic] it, not otherwise: and if congress has not given the power to us, or to any other Court, it still remains at the legislative disposal. Besides, congress is not bound, and it would, perhaps, be inexpedient, to enlarge the jurisdiction of federal Courts, to every subject, in every form, which the constitution might warrant.”

See also Sheldon v. Sill, supra, at 449.

While it is analytically correct to view the question of jurisdiction as distinct from that of the appropriate relief to be granted, see Davis v. Passman, supra, at 239-240, n. 18, congressional authority here may all too easily be undermined when the judiciary, under the guise of exercising its authority to fashion appropriate relief, creates expansive damages remedies that have not been authorized by Congress. Just as there are some tasks that Congress may not impose on an Art. III court, Gordon v. United States, 2 Wall. 561 (1865); United States v. Klein, 13 Wall. 128 (1872), there are others that an Art. Ill court may not simply seize for itself without congressional authorization. This concern is initially reflected in the notion that federal courts do not have the authority to act as general courts of common law absent congressional authorization.

In Wheeldin v. Wheeler, 373 U. S. 647, 651 (1963), the Court observed that “[a]s respects the creation by the federal courts of common-law rights, it is perhaps needless to state that we are not in the free-wheeling days antedating Erie R. Co. v. Tompkins, 304 U. S. 64 [1938].” Erie expressly rejected the *38view, previously adopted in Swift v. Tyson, 16 Pet. 1 (1842), that federal courts may declare rules of general common law in civil fields. And it has long been established that federal courts lack the authority to create a common law of crimes. United States v. Hudson & Goodwin, 7 Cranch 32 (1812). Hudson & Goodwin rested on the notion that:

“The powers of the general Government are made up of concessions from the several states — whatever is not expressly given to the former, the latter expressly reserve. The judicial power of the United States is a constituent part of those concessions — that power is to be exercised by Courts organized for the purpose, and brought into existence by an effort of the legislative power of the Union. Of all the Courts which the United States may, under their general powers, constitute, one only, the Supreme Court, possesses jurisdiction derived immediately from the constitution, and of which the legislative power cannot deprive it. All other Courts created by the general Government possess no jurisdiction but what is given them by the power that creates them, and can be vested with none but what the power ceded to the general Government will authorize them to confer.” Id., at 33.

Thus, the Court in Hudson concluded:

“It is not necessary to inquire whether the general Government, in any and what extent, possesses the power of conferring on its Courts a jurisdiction in cases similar to the present; it is enough that such jurisdiction has not been conferred by any legislative act, if it does not result to those Courts as a consequence of their creation.” Ibid.

In my view the authority of federal courts to fashion remedies based on the “common law” of damages for constitutional violations likewise falls within the legislative domain, and does not exist where not conferred by Congress.

*39The determination by federal courts of the scope of such a remedy involves the creation' of a body of common law analogous to that repudiated in Erie and Hudson <& Goodwin. This determination raises such questions as the types of damages recoverable, the injuries compensable, the degree of intent required for recovery, and the extent to which official immunity will be available as a defense. And the creation of such a remedy by federal courts has the effect of diverting judicial resources from areas that Congress has explicitly provided for by statute. It thereby may impair the ability of federal courts to comply with judicial priorities established by Congress.

Congress’ general grant of jurisdiction to federal courts under 28 U. S. C. § 1331 does not permit those courts to create a remedy for the award of damages whenever an individual’s constitutional rights have been violated. While § 1331 grants federal courts jurisdiction to hear cases that arise under the Constitution, it makes no provision whatsoever for the award of such damages, nor, as noted above, is there any precedential or other historical support for such a remedy prior to Bivens.5 *40By contrast, it is obvious that when Congress has wished to authorize federal courts to grant damages relief, it has known how to do so and has done so expressly. For example, in 42 U. S. C. § 1983 Congress explicitly provided for federal courts to award damages against state officials who violate an individual’s constitutional rights.6 With respect to federal officials, however, it has never provided for these types of damages awards.7 Rather, it chose a different route in 1974 by elimi*41nating the immunity of federal officials under the FTCA. See n. 2, supra.

Congress has also created numerous express causes of actions for damages in other areas. See, e. g., Fair Labor Standards Act, 29 U. S. C. § 216 (b); Civil Rights Act of 1968, 42 U. S. C. § 3612 (c); Federal Employers’ Liability Act, 45 U. S. C. §§ 51-60. While the injuries for which such damages have been authorized may seem less important than violations of constitutional rights by federal officials, Congress has nonetheless said that it wants federal courts to hear the former, and has not similarly spoken with respect to the latter.

In my view, absent a clear indication from Congress, federal courts lack the authority to grant damages relief for constitutional violations. Although Congress surely may direct federal courts to grant relief in Bivens-type actions, it is enough that it has not done so. As stated by this Court in Wheeldin v. Wheeler, 373 U. S., at 652, which declined to create an implied cause of action for federal officials’ abuse of their statutory authority to issue subpoenas:

“Over the years Congress has considered the problem of state civil and criminal actions against federal officials many times. . . . But no general statute making federal officers liable for acts committed 'under color,’ but in violation, of their federal authority has been passed. . . . That state law governs the cause of action alleged is shown by the fact that removal is possible in a nondiver-sity case such as this one only because the interpretation of a federal defense makes the case one 'arising under’ *42the Constitution or laws of the United States. ... [I]t is not for us to fill any hiatus Congress has left in this area.”

Because Congress also has never provided for a Bwens-type damages award, I think the appropriate course is for federal courts to dismiss such actions for failure to state a claim upon which relief can be granted. Congress did not even grant to federal courts a general jurisdiction to entertain cases arising under the Constitution until 1875. Act of Mar. 3, 1875, § 1, 18 Stat. 470. It thus would seem that the most reasonable explanation for Congress’ failure explicitly to provide for damages in Bivens actions is that Congress intended to leave this responsibility to state courts in the application of their common law, or to put it conversely to preclude federal courts from granting such relief.

The authority of federal courts “to adjust their remedies so. as to grant the necessary relief,” Bell v. Hood, 327 U. S., at 684; Bivens, 403 U. S., at 392; Davis v. Passman, 442 U. S., at 245, does not suggest a contrary conclusion. While federal courts have historically had broad authority to fashion equitable remedies,8 it does not follow that absent congressional authorization they may also grant damages awards for constitutional violations that would traditionally be regarded as remedies at law. The broad power of federal courts to grant equitable relief for constitutional violations has long been established. As this Court observed in Swann v. Charlotte-Mecklenburg Board of Education, 402 U. S. 1, 15 (1971):

“Once a right and a violation have been shown, the scope *43of a district court’s equitable powers to remedy past wrongs is broad, for breadth and flexibility are inherent in equitable remedies.
“ The essence of equity jurisdiction has been the power of the Chancellor to do equity and to mould each decree to the necessities of the particular case. Flexibility rather than rigidity has distinguished it. The qualities of mercy and practicality have made equity the instrument for nice adjustment and reconciliation between the public interest and private needs as well as between competing private claims.’ Hecht Co. v. Bowles, 321 U. S. 321, 329-330 (1944), cited in Brown [v. Board of Education, 349 U. S. 294, 300 (1955)].”

Thus, for example, in Ex parte Young, 209 U. S. 123 (1908), it was held that a federal court may enjoin a state officer from enforcing penalties and remedies provided by an unconstitutional statute. See also, e. g., Osborn v. United States Bank, 9 Wheat. 738, 838-846, 859 (1824).

No similar authority of federal courts to award damages for violations of constitutional rights had ever been recognized prior to Bivens.9 And no statutory grant by Congress supports the exercise of such authority by federal courts. The Rules of Decision Act, for example, provides that “[t]he laws of the several states, except where the Constitution or treaties of the United States or Acts of Congress otherwise require or provide, shall be regarded as rules of decision in civil actions in the courts of the United States, in cases where they apply.” 28 U. S. C. § 1652. And the All Writs Act authorizes this Court and lower federal courts to “issue all writs necessary or appropriate in aid of their respective jurisdictions and agreeable to the usages and principles of law.” 28 U. S. C. § 1651. Neither these statutes, nor 28 U. S. C. § 1331, authorizes fed*44eral courts to create a body of common-law damages remedies for constitutional violations or any other legal wrong. And as previously discussed, federal courts do not have the authority to act as general courts of common law absent authorization by Congress.

In light of the absence of any congressional authorization or historical support, I do not think the equitable authority of federal courts to grant “the necessary relief” provides a foundation for inferring a body of common-law damages remedies from various constitutional provisions. I believe my conclusion here is further supported by an examination of the difficulties that arise in attempting to delimit the contours of the damages remedy that the Court has held should be available when an individual’s constitutional rights are violated.

II

The Court concludes, as noted above, that respondent may recover damages as a result of an inferred remedy under the Eighth Amendment because “nothing in the Federal Tort Claims (FTCA) or its legislative history . . . show[s] that Congress meant to pre-empt a Bivens remedy or to create an equally effective remedy for constitutional violations,” ante, at 19, nor are there any “ 'special factors counselling [judicial] hesitation.’ ” Ante, at 18. After observing that Congress did not explicitly state in the FTCA or its legislative history that the FTCA was intended to provide such a remedy, the Court points to “[f]our additional factors” that suggest a “Bivens remedy is more effective than the FTCA remedy” in attempting to ascertain congressional intention here. Ante, at 20. The first is that the Bivens remedy is recoverable against individuals whereas the FTCA remedy is against the United States, and thus the Bivens remedy more effectively serves the deterrent purpose articulated in Bivens.

The Court not only fails to explain why the Bivens remedy is effective in the promotion of deterrence, but also does not provide any reason for believing that other sanctions on fed*45eral employees — such as a threat of deductions in pay, reprimand, suspension, or firing — will be ineffective in promoting the desired level of deterrence, or that Congress did not consider the marginal increase in deterrence here to be outweighed by other considerations. See, e. g., Bell, Proposed Amendments to the Federal Tort Claims Act, 16 Harv. J. on Leg. 1, 13 (1979). And while it may be generally true that the extent to which a sanction is imposed directly on a wrongdoer will have an impact on the effectiveness of a deterrent remedy,10 there are also a number of other factors that must be taken into account — such as the amount of damages necessary to offset the benefits of the objectionable conduct, the risk that the wrongdoer might escape liability, the clarity with which the objectionable conduct is defined, and the perceptions of the individual who is a potential wrongdoer. In a Bivens action, however, there is no relationship whatsoever between the damages awarded and the benefits from infringing the individual’s rights because the damages award focuses *46solely on the loss to the plaintiff. The damages in such an action do not take into account the risk that the wrongdoer will escape liability altogether. In addition, it is often not clear what conduct violates the Constitution, see, e. g., Owen v. City of Independence, 445 U. S. 622 (1980);11 California v. Minjares, 443 U. S. 916, 917-919 (1979) (Rehnquist, J., dissenting from denial of stay). In many cases the uncertainty as to what constitutes a constitutional violation will impair the deterrent impact of a Bivens remedy.12 Finally, the perceptions of the potential wrongdoer as to the above considerations may also detract from the deterrent effect of a Bivens action. The Court makes no attempt to assess these factors or to examine them in relation to an FTCA action. In my view, its assertion that the Bivens remedy is a more effective deterrent than the FTCA remedy, and that this is a reason for concluding that Congress intended Bivens actions to exist concurrently with FTCA actions, remains an unsupported assertion.13

*47In addition, there are important policy considerations at stake here that Congress may decide outweigh the interest in deterrence promoted by personal liability of federal officials. Indeed, the fear of personal liability may “dampen the ardor of all but the most resolute, or the most irresponsible, in the unflinching discharge of their duties.” Gregoire v. Biddle, 177 F. 2d 579, 581 (CA2 1949) (L. Hand). And, as one commentator has observed: “Despite the small odds an employee will actually be held liable in a civil suit, morale within the federal services has suffered as employees have been dragged through drawn-out lawsuits, many of which are frivolous.” Bell, 16 Harv. J. on Leg., supra, at 6.

The Court next argues that Congress did not intend the FTCA to displace the Bivens remedy because it did not provide for punitive damages in the FTCA. As the Court observes, we have not “expressly address [ed] and decid [ed] the question” whether punitive damages may be awarded in a Bivens suit. Ante, at 21-22. And despite the Court’s assertion to the contrary, we have also not done so with respect to § 1983 actions. In Carey v. Piphus, 435 U. S. 247, 257, n. 11 (1978), this Court explicitly stated that “we imply no approval or disapproval of any of [the] cases” that have awarded punitive damages in § 1983 actions. Because this Court has never reached the question whether punitive damages may be awarded in either a Bivens or § 1983 action, I think serious doubts arise as to the Court’s claim that an FTCA action is not as effective as a Bivens action because the FTCA does not permit punitive damages awards. Indeed, this Court in Carey also stated that “[t]o the extent that Congress intended that [damages] awards under § 1983 should deter the deprivation of constitutional rights, there is no evidence that it meant to establish a deterrent more formidable than that inherent in the award of compensatory damages.” 435 U. S., at 256-257.

Even if punitive damages were appropriate in a Bivens action, such damages are typically determined by reference *48to factors such as the character of the wrong, the amount necessary to “punish” the defendant, etc., and the jury has a great deal of discretion in deciding both whether such damages should be awarded and the amount of the punitive award. See, e. g., C. McCormick, Law of Damages § 85 (1935). The determination whether this or some other remedy — such as a fixed fine, a threat of being reprimanded, suspended, or fired, or simply compensatory damages — provides the desired level of deterrence is one for Congress. This Court should defer to Congress even when Congress has not explicitly stated that its remedy is a substitute for a Bivens action.

The third factor relied on by the Court to support its conclusion that Congress did not intend the FTCA to serve as a substitute for a Bivens action is that a plaintiff cannot opt for a jury in a FTCA action while he can in a Bivens suit. The Court, however, offers no reason why a judge is preferable to a jury, or vice versa, in this context. Rather, the Court merely notes that petitioners cannot explain why plaintiffs should not retain the choice between a judge and jury. Ante, at 23, and n. 9. I do not think the fact that Congress failed to specify that the FTCA was a substitute for a Bivens action supports the conclusion that Congress viewed the plaintiff's ability to choose between a judge and a jury as a reason for retaining a Bivens action in addition to an action under the FTCA.

Finally, I do not think it is obvious, as the Court states, that liability of federal officials for violations of constitutional rights should be governed by uniform rules absent an explicit statement by Congress indicating a contrary intention. The importance of federalism in our constitutional system has been recognized both by this Court, see, e. g., Younger v. Harris, 401 U. S. 37 (1971), and by Congress, see, e. g., 42 U. S. C. § 1988, and in accommodating the values of federalism with other constitutional principles and congressional statutes, this Court has often deferred to state rules. See, e. g., Rob*49ertson v. Wegmann, 436 U. S. 584 (1978); Johnson v. Railway Express Agency, Inc., 421 U. S. 454 (1975). As observed by Mr. Justice Powell, “federal courts routinely refer to state law to fill the procedural gaps in national remedial schemes.” Ante, at 29 (opinion concurring in judgment).14 Indeed, the Rules of Decision Act would seem ordinarily to require it. 28 U. S. C. § 1652.

Once we get past the level of a high-school civics text, it is simply not self-evident to merely assert that here we have a federal cause of action for violations of federal rights by federal officials, and thus the question whether reference to state procedure is appropriate “admits of only a negative answer in the absence of a contrary congressional resolution.” Ante, at 23. The Court articulates no solid basis for concluding that there is any interest in uniformity that should generally be viewed as significant. Although the Court identifies “deterrence” as an objective of a Bivens action, a § 1983 action, which is also a creation of federal law, has been recognized by this Court as having a similar objective in the promotion of deterrence. See, e. g., Carey v. Piphus, supra, at 257; Robertson v. Wegmann, 436 U. S., at 592; Imbler v. Pachtman, supra, at 442 (White, J., concurring in judgment).15 *50And with respect to such actions state procedural rules are generally controlling, see, e. g., Robertson v. Wegmann, supra. As observed in Robertson, supra, at 593:

“It is true that § 1983 provides ‘a uniquely federal remedy against incursions under the claimed authority of state law upon rights secured by the Constitution and laws of the Nation.' Mitchum v. Foster, [407 U. S. 225,] 239. That a federal remedy should be available, however, does not mean that a § 1983 plaintiff (or his representatives) must be allowed to continue an action in disregard of the state law to which § 1988 refers us. A state statute cannot be considered 'inconsistent’ with federal law merely because the statute causes the plaintiff to lose the litigation. If success of the § 1983 action were the only benchmark, there would be no reason at all to look to state law, for the appropriate rule would then always be the one favoring the plaintiff, and its source would be essentially irrelevant.”16

I think the congressional determination to defer to state procedural rules in the § 1983 context indicates the weak foundation upon which the Court’s analysis here rests.17

*51In my view, the fact that Congress has created a tort remedy against federal officials at all, as it has done here under the FTCA, is dispositive. The policy questions at issue in the creation of any tort remedies, constitutional or otherwise, involve judgments as to diverse factors that are more appropriately made by the legislature than by this Court in an attempt to fashion a constitutional common law. This Court stated in TVA v. Hill, 437 U. S. 153, 194 (1978):

“Our system of government is, after all, a tripartite one, with each branch having certain defined functions delegated to it by the Constitution. While ‘[i]t is emphatically the province and duty of the judicial department to say what the law is,’ Marbury v. Madison, 1 Cranch 137, 177 (1803), it is equally — and emphatically — the exclusive province of the Congress not only to formulate legislative policies and mandate programs and projects, but also to establish their relative priority for the Nation. Once Congress, exercising its delegated powers, has decided the order of priorities in a given area, it is for the Executive to administer the laws and for the courts to enforce them when enforcement is sought.”

Here Congress has provided no indication that it believes sound policy favors damages awards against federal officials for violations of constitutional rights.

Ill

I think the Court acknowledges the legislative nature of the determinations involved here when it states that such a *52remedy may be defeated when “Congress has indicated that it intends the statutory remedy to replace, rather than to complement, the Bivens remedy.” Ante, at 19, n. 5. Here Congress did not do so because in the Court’s words: “In the absence of a contrary expression from Congress, § 2680 (h) ... contemplates that victims of the kind of intentional wrongdoing alleged in this complaint shall have an action under FTCA against the United States as well as a Bivens action against the individual officials alleged to have infringed their constitutional rights.” Ante, at 20. But under the Court’s rationale if Congress had made clear that it intended the FTCA to displace judicially inferred remedies under the Constitution, this Court must defer to that legislative judgment.18 This principle was also recognized in Bivens, wherein the Court noted that Congress had given no indication that it viewed any other remedy to be as effective as the damages remedy inferred by the Court from the Fourth Amendment. 403 U. S., at 397. See also Davis v. Passman, 442 U. S., at 245, 246-247; Butz v. Economou, 438 U. S. 478, 504 (1978).

I agree with the Court that Congress is free to devise whatever remedy it sees fit to redress violations of constitutional rights sued upon in Art. Ill courts, and to have that *53remedy altogether displace any private civil damages remedies that this Court may devise. I disagree, however, that, unless “special factors” counsel hesitation, Congress must make some affirmative showing that it intends its action to provide such redress before this Court will deem Congress’ action to be an adequate substitute for an inferred remedy.19 The requirement of such congressional action is a formal procedural device that not only serves little useful purpose, but also subverts the policymaking authority vested by the Constitution in the Legislative Branch. Its application in this case, through the Court’s attempt to ascertain congressional intention by examining whether the FTCA or a Bivens action is “more effective,” in my view demonstrates that the creation of constitutional damages remedies involves policy considerations that are more appropriately made by the Legislative rather than the Judicial Branch of our Government.

IV

I think the Court’s formalistic procedural approach to this problem is flawed for one additional reason. As noted above, the approach adopted by the Court in Bivens and reaffirmed today is one that permits Congress to displace this Court in fashioning a constitutional common law of its choosing merely by indicating that it intends to do so. Ante, at 19, n. 5. Otherwise, unless special factors counsel “hesitation,” it will be presumed under the Court’s analysis that Congress intended any remedy it creates to be enforced simultaneously by federal courts with a Bivens action. The Court provides no justification for this canon of divining legislative intention. Presumably when Congress creates and defines the limits of a cause of action, it has taken into account competing considerations and struck what it considers to be an appropriate balance among them. In my view it is wholly at odds with traditional *54principles for interpretation of legislative intention and with the constitutional notion of separation of powers to conclude that because Congress failed to indicate that it did not intend the cause of action and its limitations- to be defined otherwise, it intended for this Court to exercise free rein in fashioning additional rules for recovery of damages under the guise of an inferred constitutional damages action.

For the foregoing reasons I dissent, and would reverse the judgment.

As observed by Mr. Justice Brandéis: “This Court, while recognizing the soundness of the rule of stare decisis where appropriate, has not hesitated to overrule earlier decisions shown, upon fuller consideration, to be erroneous.” Ashwander v. TVA, 297 U. S. 288, 352-353 (1936) (concurring opinion).

As suggested by MR. Justice Powell, this analysis is properly viewed as dicta in light of other statements in the Court’s opinion. Ante, at 26, 28 (opinion concurring in judgment). The Court’s opinion entirely disposes of this case by stating that “when Congress amended PTCA in 1974 to create a cause of action against the United States for intentional torts committed by federal law enforcement officers, 28 U. S. C. §2680 (h), the congressional comments accompanying that amendment made it crystal clear that Congress views PTCA and Bivens as parallel, complementary causes of action. . . .” Ante, at 19-20 (emphasis added). In light of these comments the Court concludes: “In the absence of a contrary expression from Congress, § 2680 (h) thus contemplates that victims of the kind of intentional wrongdoing alleged in this complaint shall have an action under PTCA against the United States as well as a Bivens action against the individual officials alleged to have infringed their constitutional rights.” Ante, at 20.

Although the Court finds these comments conclusive, in my view they do not purport to suggest that it is proper for courts to infer constitutional damages remedies in areas addressed by the PTCA. Rather, I think it more likely that they reflect Congress’ understanding (albeit erroneous) that Bivens was a constitutionally required decision. If I am correct, the comments comprise merely an effort on the part of the Senate Committee to avoid what it perceived as a constitutional issue. In any event, the Report seems to be an uncertain basis for concluding that Congress supports the inference of a constitutional damages remedy here or in any other context.

Under the PTCA, if a federal agent’s official conduct would render a private person liable in accordance with “the law of the place where the *34act or omission complained of occurred,” 28 U. S. C. § 2674, recovery may be had against the United States except as provided in 28 U. S. C. § 2680. See also §§2672, 2675. And after Bivens, Congress amended the FTCA to allow direct recovery against the Government for certain intentional torts committed by federal officials. § 2680 (h). As the Court notes, however, punitive damages may not be assessed against the United States, § 2674, nor may prejudgment interest be so assessed.

Indeed, on remand the District Court concluded that plaintiff had failed to state a federal claim upon which relief could be granted. Bell v. Hood, 71 F. Supp. 813 (SD Cal. 1947). In dismissing plaintiff’s action the court observed that “[p]laintiffs are unable to point to any constitutional provision or federal statute giving one who has suffered an unreasonable search and seizure or false imprisonment by federal officers any Federal right or cause of action to recover damages from those officers as individuals.” Id., at 817. The District Court’s opinion provided the foundation for many subsequent decisions reaching the same result. See, e. g., United States v. Faneca, 332 F. 2d 872, 875 (CA5 1964), cert. denied, 380 U. S. 971 (1965); Johnston v. Earle, 245 F. 2d 793, 796 (CA9 1957) ; Koch v. Zuieback, 194 F. Supp. 651, 656 (SD Cal. 1961), aff’d, 316 F. 2d *351 (CA9 1963); Garfield v. Palmieri, 193 F. Supp. 582, 586 (EDNY 1960), aff'd per curiam, 290 F. 2d 821 (CA2), cert. denied, 368 U. S. 827 (1961).

In his concurrence in Bivens, Mr. Justice Harlan relied heavily on decisions of this Court that have inferred private damages remedies from federal statutes. See, e. g., 403 U. S., at 402, 402-403, n. 4, 406, 407, 410-411. Thus, he states: “The Borak case [J. I. Case Co. v. Borak, 377 U. S. 426 (1964)] is an especially clear example of the exercise of federal judicial power to accord damages as an appropriate remedy in the absence of any express statutory authorization of a federal cause of action. . . . The exercise of judicial power involved in Borak simply cannot be justified in terms of statutory construction, . . . nor did the Borak Court purport to do so. See Borak, supra, at 432-434. The notion of 'implying’ a remedy, therefore, as applied to cases like Borak, can only refer to a process whereby the federal judiciary exercises a choice among traditionally available judicial remedies according to reasons related to the substantive social policy embodied in an act of positive law.” Id., at 402-403, n. 4.

In light of this Court’s recent decisions in Touche Ross & Co. v. Redington, 442 U. S. 560 (1979), and Transamerica Mortgage Advisors, Inc. v. Lewis, 444 U. S. 11 (1979), it is clear that there is nothing left of the *40rationale of Borak. As observed in both those cases, it is obvious that “when Congress wished to provide a private damages remedy, it knew how to do so and did so expressly.” Touche Ross, supra, at 572; Trans-america, supra, at 21. Because the statutes at issue in those cases did not expressly provide for such a remedy and there was no clear evidence of such a congressional intention in their legislative history, the Court, unlike in Borah, declined to imply a damages remedy from the statutes’ broad language. Touche Ross and Transamerica thereby undermine the principal foundation of Mr. Justice Harlan’s concurring opinion in Bivens. Thus, in spite of his cursory comment that for a Bivens plaintiff “it is damages or nothing,” 403 U. S., at 410, I doubt that Mr. Justice Harlan would today reach the same conclusion that he did in Bivens in 1971, especially in light of his statement that “[m]y initial view of this case was that the Court of Appeals was correct in dismissing the complaint, but for reasons stated in this opinion I am now persuaded to the contrary.” Id., at 398.

Title 42 U. S. C. § 1983 provides:

“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”

Indeed, in discussing the scope of authority conferred on federal courts by § 1983, Senator Thurman stated at the time § 1983 was adopted: “[This section’s] whole effect is to give to the Federal Judiciary that which now does not belong to it — a jurisdiction that may be constitutionally conferred upon it, I grant, but that has never yet been conferred upon it. It authorizes any person who is deprived of any right, privilege, or immunity secured to him by the Constitution of the United States, to bring an action against the wrong-doer in the Federal courts, and that without any limit whatsoever as to the amount in controversy.” Cong. Globe, *4142d Cong., 1st Sess., App. 216-217 (1871), quoted in Owen v. City of Independence, 445 U. S. 622, 636-637, n. 17 (1980).

Since Senator Thurman was a staunch opponent of § 1983, the latter part of this statement may be viewed as not unlike the “parade of horri-bles” frequently marshaled against a pending measure and not the most reliable source of legislative history. But the first part of the statement quite certainly expressed the view entertained by students of federal jurisdiction until very recently.

Indeed, the principal cases relied on in Bell, Bivens, and Davis for the principle that federal courts have broad authority to fashion appropriate relief are equitable. Marbury v. Madison, 1 Cranch 137 (1803), for example, which is referred to in those decisions and relied on in Bell for the principle that “where federally protected rights have been invaded, it has been the rule from the beginning that courts will be alert to adjust their remedies so as to grant the necessary relief,” 327 U. S., at 684, involved equitable relief by way of mandamus or injunction.

The Just Compensation Clause of the Fifth Amendment is not an exception here because the express language of that Clause requires that “compensation” be paid for any governmental taking.

It must also be remembered that along with the greater deterrent effect resulting from liability imposed directly on the governmental wrongdoer, there is also strong potential for distortion of governmental decisionmaking as a result of the threat of liability. Thus, Mr. Justice Brennan in his opinion for the Court in Owen v. City of Independence, 445 U. S., at 655-656, states:

“At the heart of [the] justification for a qualified immunity for the individual official is the concern that the threat of personé, monetary liability will introduce an unwarranted and unconscionable consideration into the decisionmaking process, thus paralyzing the governing official’s decisiveness and distorting his judgment on matters of public policy. The inhibiting effect is significantly reduced, if not eliminated, however, when the threat of personal liability is removed.”

The fact that Congress in the FTCA has provided for a remedy against the United States, rather than against federal officials, thus does not suggest that Congress views a Bivens remedy as desirable because of its deterrent effect. Rather, it is at least equally, if not more, plausible that Congress viewed the approach in the FTCA to be preferable because of the potential impact on governmental decisionmaking that might result from the threat of personal liability.

For example, in Owen, which relies partially on a deterrence rationale, 445 U. S., at 651-652, the conduct causing the alleged injury to plaintiff had not been held to be a constitutional violation at the time it was committed. It is thus readily apparent that the imposition of damages in Owen had no deterrent impact whatsoever.

Even where the legal principles are not in flux, the constitutional standard may be sufficiently general that it is difficult to predict in advance whether a particular set of facts amounts to a constitutional violation. For example, as interpreted by this Court, the Due Process Clause of the Fourteenth Amendment may be violated by conduct that offends traditional notions of “fair play and substantial justice,” Shaffer v. Heitner, 433 U. S. 186, 207, 212 (1977), or that “shocks the conscience,” Rochin v. California, 342 U. S. 165, 172 (1952).

Although the Court states that a Bivens remedy is recoverable against individuals, it does not state that the damages paid in a Bivens action actually come out of the federal employee’s pocket. And even if they did, as explained above, it is not clear that the award would promote deterrence, or that any marginal increase in deterrence would outweigh other considerations that counsel against judicial creation of this type of remedy.

Like a Bivens action, a § 1983 action is a creation of federal law and an exclusively federal right. Congress in § 1988 nonetheless “quite clearly instructs [federal courts] to refer to state statutes” when federal law provides no rule of decision for actions brought under § 1983. Robertson v. Wegmann, 436 U. S., at 593. See also n. 10, supra. Although a § 1983 action is against state officers and a Bivens action is against federal officers, it does not follow that there is an obvious interest in application of uniform rules. Indeed, the controlling authority is to the contrary. See, e. g., Johnson v. Railway Express Agency, Inc., 421 U. S., at 462, and eases cited therein; infra, at 50.

Robertson reveals that, however one views the appropriateness of the Court’s refusal to apply Indiana survivorship law in this case, the objective of deterrence does not mean that application of state law is inappropriate for filling procedural gaps in Bivens actions on the ground that the state rule will result in an unfavorable outcome for the plaintiff.

The Court states as one justification for its refusal to apply Indiana survivorship law that here the suit is against federal officials whereas § 1983 actions, which are subject to the requirements of § 1988, are against state officers. Ante, at 24-25, n. 11. Section 1988, however, applies not only to claims against state officers under § 1983, but also to suits under §§ 1981, 1982, and 1985, which do not require state action. And the Rules of Decision Act applies by its terms to federal causes of action, whether or not against federal officials. Thus, the asserted interest in uniform rules of procedure in federal actions against federal officials, absent more, is unpersuasive and not justified in light of established practice.

Any alleged inconsistency with the policies of federal law here is highly speculative at best. In order to find even a marginal influence on behavior as a result of Indiana’s survivorship provisions, one would have to assume not only that federal officials have both the desire and ability to select as victims only those persons who would not be survived by any *51close relatives, but also that (1) they are aware that if the victim dies survivorship law will preclude recovery, (2) they would intentionally kill the individual or permit him to die, rather than violate his constitutional rights to a lesser extent, in order to avoid liability under Bivens, and (3) a Bivens remedy will have a deterrent impact in these circumstances beyond that of ordinary criminal sanctions. In addition, one must include in the evaluation a consideration of competing policies that Congress may wish to promote.

Thus, although it does not appear that Congress explicitly stated that § 1983 is intended as the exclusive remedy for violations of constitutional rights by state officials, it would clearly be invasion of the legislative province for this Court to fashion a constitutional damages remedy against state officials that would exist concurrently with § 1983. As this Court observed with respect to its creation of a Bivens action, “[t]he presence or absence of congressional authorization for suits against federal officials is, of course, relevant to the question whether to infer a right of action for damages for a particular violation of the Constitution.” Butz v. Economou, 438 U. S. 478, 503 (1978). Here Congress’ action in adopting 42 U. S. C. § 1983 demonstrates that Congress has exercised its judgment in balancing the relevant policies and in determining the nature and scope of the damages remedy against state officials who violate an individual’s federal constitutional rights. In light of traditional notions of separation of powers, its judgment is conclusive.

As Mr. Justice Powell states, the Court did not go this far even in Bivens. Ante, at 26-27 (opinion concurring in judgment).

2.3.4 Early Limitations on Bivens 2.3.4 Early Limitations on Bivens

The Court applied its reasoning to "expand" the Bivens holding to Davis (1979) and Green (1980), recognizing an implied cause of action for damages pursuant to the Fifth Amendment's Equal Protection Clause and the Eighth Amendment's Cruel and Unusual Punishments Clause. In Davis, the majority concluded both that no "equally effective remed[y]" was available to the plaintiff and that no "special factors" sufficiently counselled hesitation in expanding the cause of action. 442 U.S. at 245, 248. In Carlson, the majority similarly concluded there was no other remedy "equally effective in the views of Congress" to a damages remedy, and "no special factors counsell[ed] hestiation" in expanding the remedy. 

The Court's next Bivens case was Bush v. Lucas, 462 U.S. 367 (1983). The plaintiff, William C. Bush, was a senior aerospace engineer employeed by the National Aeronautics and Space Administration (NASA). Mr. Bush was twice reassigned, over his objections, to new positions within NASA when the space flight center he directed was reorganized. He sought formal review of the reassignments through the Civil Service Commission. While those reviews were pending, Mr. Bush made public statements "highly critical" of NASA. He was subsequently formally disciplined and demoted for his statements. Mr. Bush again appealed through the Civil Service Commission and was awarded reinstatement and back pay.

While his appeal to the Civil Service Commission was pending, Mr. Bush filed a Bivens action seeking damages for the alleged violation of his First Amendment right arising from the demotion. In a majority opinion authored by Justice Stevens, the Court held unanimously that Mr. Bush's Bivens claim could not proceed. The Court reasoned that the "comprehensive nature of the remedies currently available" pursuant to the Civil Service Commission made Mr. Bush's case "quite different from the typical remedial issue confronted by a common-law court." Id. at 387. The Court continued: 

The question is not what remedy the court should provide for a wrong that would otherwise go unredressed. It is whether an elaborate remedial system that has been constructed step by step, with careful attention to conflicting policy considerations, should be augmented by the creation of a new judicial remedy for the constitutional violation at issue. That question obviously cannot be answered simply by noting that existing remedies do not provide complete relief for the plaintiff. The policy judgment should be informed by a thorough understanding of the existing regulatory structure and the respective costs and benefits that would result from the addition of another remedy for violations of employees' First Amendment rights. 

The costs associated with the review of disciplinary decisions [by the Civil Service Commission] are already significant--not only in monetary terms, but also in the time and energy of managerial personnel who must defend their decisions. The Government argues that supervisory personnel are already more hesitant than they should be in administering discipline, because the review that ensues inevitably makes the performance of their regular duties more difficult. Whether or not this assessment is accurate, it is quite probable that if management personnel face the added risk of personal liability for decisions that they believe to be a correct response to improper criticism of the agency, they would be deterred from imposing discipline in future cases. In all events, Congress is in a far better position than a court to evaluate the impact of a new species of litigation between federal employees on the efficiency of the civil service. Not only has Congress developed considerable more familiarity with balancing governmental efficiency and the rights of employees, but it also may inform itself through factfinding procedures such as hearings that are not available to the courts. 

Nor is there any reason to discount Congress' ability to make an evenhanded assessment of the desirability of creating a new remedy for federal employees who have been demoted or discharged for expressing controversial views. Congress has a special interest in informing itself about the efficiency and morale of the Executive Branch. In the past it has demonstrated its awareness that lower-level government employees are a valuable source of information, and that supervisors might improperly attempt to curtail their subordinates' freedom of expression. 

Thus, we do not decide whether or not it would be good policy to permit a federal employee to recover damages from a supervisor who has improperly disciplined him for exercising his First Amendment rights . . . [W]e decline to create a new substantive legal liability without legislative aid and as at the common law because we are convinced that Congress is in a better position to decide whether or not the public interest would be served by creating it.

Id. at 389-90 (internal quotations and citations omitted). 

On the same day that it issued its decision in Bush, the Court decided Chappell v. Wallace, 462 U.S. 296 (1983). In Chappell, five Navy servicemembers, including Vernon Wallace, who served on board a combat naval vessel, sued the vessel's Commanding Officer, four lieutenants, and three noncommissioned officers. The plaintiffs alleged the defending officers "failed to assign them desirable duties, threatened them, gave them low performance evaluations, and imposed penalties of unusual serverity," on account of the plaintiffs' race and in violation of the Equal Protection Clause. The plaintiffs sought damages. Id. at 297. 

Chief Justice Burger, writing for the Court's majority, concluded that special factors counselled hesitation in extending Bivens to the plaintiffs' case: 

The need for special regulations in relation to military discipline, and the consequent need and justification for a special and exclusive system of military justice, is too obvious to require extensive discussion; no military organization can function without strict discipline and regulation that would be unacceptable in a civilian setting. In the civilian life of a democracy many command few; in the military, however, this is reversed, for military necessity makes demands on its personnel without counterpart in civilian life. The inescapable demands of military discipline and obedience to orders cannot be taught on battlefields; the habit of immediate compliance with military procedures and orders must be virtually reflect with no time for debate or reflection . . . Civilian courts must, at the very least, hesitate long before entertaining a suit which asks the court to tamper with the established relationship between enlisted military personnel and their superior officers; that relationship is at the heart of the necessarily unique structure of the military establishment. 

. . . 

Also, Congress, the constitutionally authorized source of authority over the military system of justice, has not provided a damages remedy for claims by military personnel that constitutional rights have been violated by superior officers. Any action to provide a judicial response by way of such a remedy would be plainly inconsistent with Congress' authority in this field. 

Taken together, the unique disciplinary structure of the military establishment and Congress' activity in the field constitute "special factors" which dictate that it would be inappropriate to provide military personnel a Bivens-type remedy against their superior officers. 

Id. at 299-304 (internal quotations and citations omitted). 

In Schweiker v. Chilicky, 487 U.S. 412 (1988), the Court also declined to extend Bivens to a due process claim for damages due to the improper denial of Social Security disability benefits. Justice O'Connor wrote for the majority: 

When the design of a Government program suggests that Congress has provided what it considers adequate remedial mechanisms for constitutional violations that may occur in the course of its administration, we have not created additional Bivens remedies. 

. . .

Here, exactly as in Bush, Congress has failed to provide for "complete relief": [plaintiffs] have not been given a remedy in damages for emotional distress or for other hardships suffered because of delays in their receipt of Social Security benefits. The creation of a Bivens remedy would obviously offer the prospect for relief for injuries that must now go unredressed. Congress, however, has not failed to provide meaningful safeguards or remedies for the rights of persons situated as respondents were. Indeed, the system for protecting their rights [provided through the Social Security Administration] is, if anything, considerably more elaborate than the civil service system considered in Bush. The prospect for personal liability for official acts, moreover, would undoubtedly lead to new difficulties and expense in recruiting administrators for the program Congress has established. 

. . . 

Whether or not we believe that its response was the best response, Congress is the body charged with making the inevitable compromises required in the design of a massive and complex welfare benefits program. Congress has discharged that responsibility to the extent that it affects the case before us, and we see no legal basis that would allow us to revise its decision.

Id. at 424-29 (internal quotations and citations omitted). 

The Court also declined to extend Bivens in the following cases: 

  • FDIC v. Meyer, 510 U.S. 471 (1994) (declining to extend Bivens to a due process claim for damages against a federal agency, concluding "the purpose of Bivens is to deter the officer . . . If we were to imply a damages action directly against federal agencies . . . there would be no reason for aggrieved parties to bring damages actions against individual officers . . . [Moreover, h]ere, unlike in Bivens, there are 'special factors counselling hesitation' in the creation of a damages remedy. If we were to recognize a direct action for damages against federal agencies, we would be creating a potentially enormous financial burden for the Federal Government . . . We leave it to Congress to weigh the implications of such a significant expansion of Government liability.").
  • Correctional Services Corp. v. Malesko, 534 U.S. 61 (2001) (declining to extend Bivens to a federal prisoner's claim against a private prison company operating a halfway house, concluding "[t]he purpose of Bivens is to deter individual federal officers from committing constitutional violations. Meyer made clear that the threat of litigation and liability will adequately deter federal officers for Bivens purposes . . . Meyer also made clear that the threat of suit against an individual's employer was not the kind of deterrence contemplated by Bivens. This case is, in every meaningful sense, the same." (internal citations omitted)). 
  • Minneci v. Pollard, 565 U.S. 118 (2012) (declining to extend Bivens to a federal prisoner's Eighth Amendment claim for inadequate medical care and seeking damages against employees of a privately operated federal prison "[b]ecause we believe that in the circumstances present here state tort law authorizes adequate alternative damages actions--actions that provide both significant deterrence and compensation").

Consider, after Pollard, the degree to which Bivens reasoning and analysis remain applicable. Which claims are viable? What sorts of facts would be relevant to considering whether a federal court would likely "extend" Bivens to a new context? 

2.3.5 Ziglar v. Abbasi 2.3.5 Ziglar v. Abbasi

James W. ZIGLAR, Petitioner
v.
Ahmer Iqbal ABBASI, et al.

John D. Ashcroft, Former Attorney General, et al., Petitioners
v.
Ahmer Iqbal Abbasi, et al.

Dennis Hasty, et al., Petitioners
v.
Ahmer Iqbal Abbasi, et al.

Nos. 15-1358
15-1359
15-1363.

Supreme Court of the United States

Argued Jan. 18, 2017.
Decided June 19, 2017.

Ian H. Gershengorn, Acting Solicitor General, for Petitioners in Nos. 15-1358 and 15-1359.

Jeffrey A. Lamken, Washington, DC, for Petitioners in No. 15-1363.

Rachel Meeropol, New York, NY, for Respondents.

Clifton S. Elgarten, Shari Ross Lahlou, Kate M. Growley, Crowell & Moring LLP, Washington, DC, for Dennis Hasty.

Jeffrey A. Lamken, Michael G. Pattillo, Jr., Eric R. Nitz, James A. Barta, MoloLamken LLP, Washington, DC, Britt Hamilton, Sara E. Margolis, MoloLamken LLP, New York, NY, Debra L. Roth, Julia H. Perkins, Shaw Bransford & Roth, Washington, DC, for James Sherman.

Ian Heath Gershengorn, Acting Solicitor General, Department of Justice, Benjamin C. Mizer, Principal Deputy Assistant Attorney General, Malcolm L. Stewart, Deputy Solicitor General, Curtis E. Gannon, Assistant to the Solicitor General, Douglas N. Letter, Barbara L. Herwig, H. Thomas Byron III, Michael Shih, Attorneys, Department of Justice, Washington, DC, for Petitioners John D. Ashcroft, et al.

William Alden McDaniel, Jr., Ballard Spahr LLP, Baltimore, MD, for Petitioner James W. Ziglar.

Nancy L. Kestenbaum, Joanne Sum-Ping, Jennifer L. Robbins, Matthew Q. Verdin, Covington & Burling LLP, New York, NY, David M. Zionts, Covington & Burling LLP, Washington, DC, Rachel A. Meeropol, Michael Winger, Baher A. Azmy, Shayana Kadidal, Center for Constitutional Rights, Alexander A. Reinert, New York, NY, for Respondents.

Justice KENNEDY delivered the opinion of the Court, except as to Part IV-B.

After the September 11 terrorist attacks in this country, and in response to the deaths, destruction, and dangers they caused, the United States Government ordered hundreds of illegal aliens to be taken into custody and held. Pending a determination whether a particular detainee had connections to terrorism, the custody, under harsh conditions to be described, continued. In many instances custody lasted for days and weeks, then stretching into months. Later, some of the aliens who had been detained filed suit, leading to the cases now before the Court.

The complaint named as defendants three high executive officers in the Department of Justice and two of the wardens at the facility where the detainees had been held. Most of the claims, alleging various constitutional violations, sought damages *1852 under the implied cause of action theory adopted by this Court in Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 , 91 S.Ct. 1999 , 29 L.Ed.2d 619 (1971). Another claim in the complaint was based upon the statutory cause of action authorized and created by Congress under Rev. Stat. § 1980, 42 U.S.C. § 1985 (3). This statutory cause of action allows damages to persons injured by conspiracies to deprive them of the equal protection of the laws.

The suit was commenced in the United States District Court for the Eastern District of New York. After this Court's decision in Ashcroft v. Iqbal, 556 U.S. 662 , 129 S.Ct. 1937 , 173 L.Ed.2d 868 (2009), a fourth amended complaint was filed; and that is the complaint to be considered here. Motions to dismiss the fourth amended complaint were denied as to some defendants and granted as to others. These rulings were the subject of interlocutory appeals to the United States Court of Appeals for the Second Circuit. Over a dissenting opinion by Judge Raggi with respect to the decision of the three-judge panel-and a second unsigned dissent from the court's declining to rehear the suit en banc, joined by Judge Raggi and five other judges-the Court of Appeals ruled that the complaint was sufficient for the action to proceed against the named officials who are now before us. See Turkmen v. Hasty, 789 F.3d 218 (2015) (panel decision); Turkmen v. Hasty, 808 F.3d 197 (2015) (en banc decision).

The Court granted certiorari to consider these rulings. 580 U.S. ---- (2016). The officials who must defend the suit on the merits, under the ruling of the Court of Appeals, are the petitioners here. The former detainees who seek relief under the fourth amended complaint are the respondents. The various claims and theories advanced for recovery, and the grounds asserted for their dismissal as insufficient as a matter of law, will be addressed in turn.

I

Given the present procedural posture of the suit, the Court accepts as true the facts alleged in the complaint. See Iqbal, 556 U.S., at 678 , 129 S.Ct. 1937 .

A

In the weeks following the September 11, 2001, terrorist attacks-the worst in American history-the Federal Bureau of Investigation (FBI) received more than 96,000 tips from members of the public. See id., at 667 , 129 S.Ct. 1937 . Some tips were based on well-grounded suspicion of terrorist activity, but many others may have been based on fear of Arabs and Muslims. FBI agents "questioned more than 1,000 people with suspected links to the [September 11] attacks in particular or to terrorism in general." Ibid .

While investigating the tips-including the less substantiated ones-the FBI encountered many aliens who were present in this country without legal authorization. As a result, more than 700 individuals were arrested and detained on immigration charges. Ibid. If the FBI designated an alien as not being "of interest" to the investigation, then he or she was processed according to normal procedures. In other words the alien was treated just as if, for example, he or she had been arrested at the border after an illegal entry. If, however, the FBI designated an alien as "of interest" to the investigation, or if it had doubts about the proper designation in a particular case, the alien was detained subject to a "hold-until-cleared policy." The aliens were held without bail.

Respondents were among some 84 aliens who were subject to the hold-until-cleared policy and detained at the Metropolitan *1853 Detention Center (MDC) in Brooklyn, New York. They were held in the Administrative Maximum Special Housing Unit (or Unit) of the MDC. The complaint includes these allegations: Conditions in the Unit were harsh. Pursuant to official Bureau of Prisons policy, detainees were held in " 'tiny cells for over 23 hours a day.' " 789 F.3d, at 228 . Lights in the cells were left on 24 hours. Detainees had little opportunity for exercise or recreation. They were forbidden to keep anything in their cells, even basic hygiene products such as soap or a toothbrush. When removed from the cells for any reason, they were shackled and escorted by four guards. They were denied access to most forms of communication with the outside world. And they were strip searched often-any time they were moved, as well as at random in their cells.

Some of the harsh conditions in the Unit were not imposed pursuant to official policy. According to the complaint, prison guards engaged in a pattern of "physical and verbal abuse." Ibid. Guards allegedly slammed detainees into walls; twisted their arms, wrists, and fingers; broke their bones; referred to them as terrorists; threatened them with violence; subjected them to humiliating sexual comments; and insulted their religion.

B

Respondents are six men of Arab or South Asian descent. Five are Muslims. Each was illegally in this country, arrested during the course of the September 11 investigation, and detained in the Administrative Maximum Special Housing Unit for periods ranging from three to eight months. After being released respondents were removed from the United States.

Respondents then sued on their own behalf, and on behalf of a putative class, seeking compensatory and punitive damages, attorney's fees, and costs. Respondents, it seems fair to conclude from the arguments presented, acknowledge that in the ordinary course aliens who are present in the United States without legal authorization can be detained for some period of time. But here the challenge is to the conditions of their confinement and the reasons or motives for imposing those conditions. The gravamen of their claims was that the Government had no reason to suspect them of any connection to terrorism, and thus had no legitimate reason to hold them for so long in these harsh conditions.

As relevant here, respondents sued two groups of federal officials in their official capacities. The first group consisted of former Attorney General John Ashcroft, former FBI Director Robert Mueller, and former Immigration and Naturalization Service Commissioner James Ziglar. This opinion refers to these three petitioners as the "Executive Officials." The other petitioners named in the complaint were the MDC's warden, Dennis Hasty, and associate warden, James Sherman. This opinion refers to these two petitioners as the "Wardens."

Seeking to invoke the Court's decision in Bivens, respondents brought four claims under the Constitution itself. First, respondents alleged that petitioners detained them in harsh pretrial conditions for a punitive purpose, in violation of the substantive due process component of the Fifth Amendment. Second, respondents alleged that petitioners detained them in harsh conditions because of their actual or apparent race, religion, or national origin, in violation of the equal protection component of the Fifth Amendment. Third, respondents alleged that the Wardens subjected them to punitive strip searches unrelated to any legitimate penological interest, in violation of the *1854 Fourth Amendment and the substantive due process component of the Fifth Amendment. Fourth, respondents alleged that the Wardens knowingly allowed the guards to abuse respondents, in violation of the substantive due process component of the Fifth Amendment.

Respondents also brought a claim under 42 U.S.C. § 1985 (3), which forbids certain conspiracies to violate equal protection rights. Respondents alleged that petitioners conspired with one another to hold respondents in harsh conditions because of their actual or apparent race, religion, or national origin.

C

The District Court dismissed the claims against the Executive Officials but allowed the claims against the Wardens to go forward. The Court of Appeals affirmed in most respects as to the Wardens, though it held that the prisoner abuse claim against Sherman (the associate warden) should have been dismissed. 789 F.3d, at 264-265 . As to the Executive Officials, however, the Court of Appeals reversed, reinstating respondents' claims. Ibid. As noted above, Judge Raggi dissented. She would have held that only the prisoner abuse claim against Hasty should go forward. Id., at 295, n. 41, 302 (opinion concurring in part in judgment and dissenting in part). The Court of Appeals declined to rehear the suit en banc, 808 F.3d, at 197 ; and, again as noted above, Judge Raggi joined a second dissent along with five other judges, id., at 198 . This Court granted certiorari. 580 U.S. ---- (2016).

II

The first question to be discussed is whether petitioners can be sued for damages under Bivens and the ensuing cases in this Court defining the reach and the limits of that precedent.

A

In 1871, Congress passed a statute that was later codified at Rev. Stat. § 1979, 42 U.S.C. § 1983 . It entitles an injured person to money damages if a state official violates his or her constitutional rights. Congress did not create an analogous statute for federal officials. Indeed, in the 100 years leading up to Bivens, Congress did not provide a specific damages remedy for plaintiffs whose constitutional rights were violated by agents of the Federal Government.

In 1971, and against this background, this Court decided Bivens . The Court held that, even absent statutory authorization, it would enforce a damages remedy to compensate persons injured by federal officers who violated the prohibition against unreasonable search and seizures. See 403 U.S., at 397 , 91 S.Ct. 1999 . The Court acknowledged that the Fourth Amendment does not provide for money damages "in so many words." Id., at 396 , 91 S.Ct. 1999 . The Court noted, however, that Congress had not foreclosed a damages remedy in "explicit" terms and that no "special factors" suggested that the Judiciary should "hesitat[e]" in the face of congressional silence. Id., at 396-397 , 91 S.Ct. 1999 . The Court, accordingly, held that it could authorize a remedy under general principles of federal jurisdiction. See id., at 392 , 91 S.Ct. 1999 (citing Bell v. Hood, 327 U.S. 678 , 684, 66 S.Ct. 773 , 90 L.Ed. 939 (1946) ).

In the decade that followed, the Court recognized what has come to be called an implied cause of action in two cases involving other constitutional violations. In Davis v. Passman, 442 U.S. 228 , 99 S.Ct. 2264 , 60 L.Ed.2d 846 (1979), an administrative assistant sued a Congressman for firing her because she was a woman. The Court held that the Fifth Amendment Due Process Clause gave her a damages remedy *1855 for gender discrimination. Id., at 248-249 , 99 S.Ct. 2264 . And in Carlson v. Green, 446 U.S. 14 , 100 S.Ct. 1468 , 64 L.Ed.2d 15 (1980), a prisoner's estate sued federal jailers for failing to treat the prisoner's asthma. The Court held that the Eighth Amendment Cruel and Unusual Punishments Clause gave him a damages remedy for failure to provide adequate medical treatment. See id., at 19 , 100 S.Ct. 1468 . These three cases- Bivens,Davis, and Carlson -represent the only instances in which the Court has approved of an implied damages remedy under the Constitution itself.

B

To understand Bivens and the two other cases implying a damages remedy under the Constitution, it is necessary to understand the prevailing law when they were decided. In the mid-20th century, the Court followed a different approach to recognizing implied causes of action than it follows now. During this " ancien regime, " Alexander v. Sandoval, 532 U.S. 275 , 287, 121 S.Ct. 1511 , 149 L.Ed.2d 517 (2001), the Court assumed it to be a proper judicial function to "provide such remedies as are necessary to make effective" a statute's purpose, J.I. Case Co. v. Borak, 377 U.S. 426 , 433, 84 S.Ct. 1555 , 12 L.Ed.2d 423 (1964). Thus, as a routine matter with respect to statutes, the Court would imply causes of action not explicit in the statutory text itself. See, e.g., id., at 430-432 , 84 S.Ct. 1555 ; Allen v. State Bd. of Elections, 393 U.S. 544 , 557, 89 S.Ct. 817 , 22 L.Ed.2d 1 (1969) ; Sullivan v. Little Hunting Park, Inc., 396 U.S. 229 , 239, 90 S.Ct. 400 , 24 L.Ed.2d 386 (1969) ("The existence of a statutory right implies the existence of all necessary and appropriate remedies").

These statutory decisions were in place when Bivens recognized an implied cause of action to remedy a constitutional violation. Against that background, the Bivens decision held that courts must "adjust their remedies so as to grant the necessary relief" when "federally protected rights have been invaded." 403 U.S., at 392 , 91 S.Ct. 1999 (quoting Bell, supra, at 678 , 66 S.Ct. 773 ); see also 403 U.S., at 402 , 91 S.Ct. 1999 (Harlan, J., concurring) (discussing cases recognizing implied causes of action under federal statutes). In light of this interpretive framework, there was a possibility that "the Court would keep expanding Bivens until it became the substantial equivalent of 42 U.S.C. § 1983 ." Kent, Are Damages Different?: Bivens and National Security, 87 S. Cal. L. Rev. 1123 , 1139-1140 (2014).

C

Later, the arguments for recognizing implied causes of action for damages began to lose their force. In cases decided after Bivens, and after the statutory implied cause-of-action cases that Bivens itself relied upon, the Court adopted a far more cautious course before finding implied causes of action. In two principal cases under other statutes, it declined to find an implied cause of action. See Piper v. Chris-Craft Industries, Inc., 430 U.S. 1 , 42, 45-46, 97 S.Ct. 926 , 51 L.Ed.2d 124 (1977) ; Cort v. Ash, 422 U.S. 66 , 68-69, 95 S.Ct. 2080 , 45 L.Ed.2d 26 (1975). Later, in Cannon v. University of Chicago, 441 U.S. 677 , 99 S.Ct. 1946 , 60 L.Ed.2d 560 (1979), the Court did allow an implied cause of action; but it cautioned that, where Congress "intends private litigants to have a cause of action," the "far better course" is for Congress to confer that remedy in explicit terms. Id., at 717 , 99 S.Ct. 1946 .

Following this expressed caution, the Court clarified in a series of cases that, when deciding whether to recognize an implied cause of action, the "determinative" question is one of statutory intent.

*1856 Sandoval, 532 U.S., at 286 , 121 S.Ct. 1511 . If the statute itself does not "displa[y] an intent" to create "a private remedy," then "a cause of action does not exist and courts may not create one, no matter how desirable that might be as a policy matter, or how compatible with the statute." Id ., at 286-287, 121 S.Ct. 1511 ; see also Transamerica Mortgage Advisors, Inc. v. Lewis, 444 U.S. 11 , 15-16, 23-24, 100 S.Ct. 242 , 62 L.Ed.2d 146 (1979) ; Karahalios v. Federal Employees, 489 U.S. 527 , 536-537, 109 S.Ct. 1282 , 103 L.Ed.2d 539 (1989). The Court held that the judicial task was instead "limited solely to determining whether Congress intended to create the private right of action asserted." Touche Ross & Co. v. Redington, 442 U.S. 560 , 568, 99 S.Ct. 2479 , 61 L.Ed.2d 82 (1979). If the statute does not itself so provide, a private cause of action will not be created through judicial mandate. See Transamerica, supra, at 24, 100 S.Ct. 242 .

The decision to recognize an implied cause of action under a statute involves somewhat different considerations than when the question is whether to recognize an implied cause of action to enforce a provision of the Constitution itself. When Congress enacts a statute, there are specific procedures and times for considering its terms and the proper means for its enforcement. It is logical, then, to assume that Congress will be explicit if it intends to create a private cause of action. With respect to the Constitution, however, there is no single, specific congressional action to consider and interpret.

Even so, it is a significant step under separation-of-powers principles for a court to determine that it has the authority, under the judicial power, to create and enforce a cause of action for damages against federal officials in order to remedy a constitutional violation. When determining whether traditional equitable powers suffice to give necessary constitutional protection-or whether, in addition, a damages remedy is necessary-there are a number of economic and governmental concerns to consider. Claims against federal officials often create substantial costs, in the form of defense and indemnification. Congress, then, has a substantial responsibility to determine whether, and the extent to which, monetary and other liabilities should be imposed upon individual officers and employees of the Federal Government. In addition, the time and administrative costs attendant upon intrusions resulting from the discovery and trial process are significant factors to be considered. In an analogous context, Congress, it is fair to assume, weighed those concerns in deciding not to substitute the Government as defendant in suits seeking damages for constitutional violations. See 28 U.S.C. § 2679 (b)(2)(A) (providing that certain provisions of the Federal Tort Claims Act do not apply to any claim against a federal employee "which is brought for a violation of the Constitution").

For these and other reasons, the Court's expressed caution as to implied causes of actions under congressional statutes led to similar caution with respect to actions in the Bivens context, where the action is implied to enforce the Constitution itself. Indeed, in light of the changes to the Court's general approach to recognizing implied damages remedies, it is possible that the analysis in the Court's three Bivens cases might have been different if they were decided today. To be sure, no congressional enactment has disapproved of these decisions. And it must be understood that this opinion is not intended to cast doubt on the continued force, or even the necessity, of Bivens in the search-and-seizure context in which it arose. Bivens does vindicate the Constitution by allowing some redress for injuries, and it provides *1857 instruction and guidance to federal law enforcement officers going forward. The settled law of Bivens in this common and recurrent sphere of law enforcement, and the undoubted reliance upon it as a fixed principle in the law, are powerful reasons to retain it in that sphere.

Given the notable change in the Court's approach to recognizing implied causes of action, however, the Court has made clear that expanding the Bivens remedy is now a "disfavored" judicial activity. Iqbal, 556 U.S., at 675 , 129 S.Ct. 1937 . This is in accord with the Court's observation that it has "consistently refused to extend Bivens to any new context or new category of defendants." Correctional Services Corp. v. Malesko, 534 U.S. 61 , 68, 122 S.Ct. 515 , 151 L.Ed.2d 456 (2001). Indeed, the Court has refused to do so for the past 30 years.

For example, the Court declined to create an implied damages remedy in the following cases: a First Amendment suit against a federal employer, Bush v. Lucas, 462 U.S. 367 , 390, 103 S.Ct. 2404 , 76 L.Ed.2d 648 (1983) ; a race-discrimination suit against military officers, Chappell v. Wallace, 462 U.S. 296 , 297, 304-305, 103 S.Ct. 2362 , 76 L.Ed.2d 586 (1983) ; a substantive due process suit against military officers, United States v. Stanley, 483 U.S. 669 , 671-672, 683-684, 107 S.Ct. 3054 , 97 L.Ed.2d 550 (1987) ; a procedural due process suit against Social Security officials, Schweiker v. Chilicky, 487 U.S. 412 , 414, 108 S.Ct. 2460 , 101 L.Ed.2d 370 (1988) ; a procedural due process suit against a federal agency for wrongful termination, FDIC v. Meyer, 510 U.S. 471 , 473-474, 114 S.Ct. 996 , 127 L.Ed.2d 308 (1994) ; an Eighth Amendment suit against a private prison operator, Malesko, supra, at 63 , 122 S.Ct. 515 ; a due process suit against officials from the Bureau of Land Management, Wilkie v. Robbins, 551 U.S. 537 , 547-548, 562, 127 S.Ct. 2588 , 168 L.Ed.2d 389 (2007) ; and an Eighth Amendment suit against prison guards at a private prison, Minneci v. Pollard, 565 U.S. 118 , 120, 132 S.Ct. 617 , 181 L.Ed.2d 606 (2012).

When a party seeks to assert an implied cause of action under the Constitution itself, just as when a party seeks to assert an implied cause of action under a federal statute, separation-of-powers principles are or should be central to the analysis. The question is "who should decide" whether to provide for a damages remedy, Congress or the courts? Bush, 462 U.S., at 380, 103 S.Ct. 2404 .

The answer most often will be Congress. When an issue " 'involves a host of considerations that must be weighed and appraised,' " it should be committed to " 'those who write the laws' " rather than " 'those who interpret them.' " Ibid. (quoting United States v. Gilman, 347 U.S. 507 , 512-513, 74 S.Ct. 695 , 98 L.Ed. 898 (1954) ). In most instances, the Court's precedents now instruct, the Legislature is in the better position to consider if " 'the public interest would be served' " by imposing a " 'new substantive legal liability.' " Schweiker, supra, at 426-427 , 108 S.Ct. 2460 (quoting Bush, supra, at 390 , 103 S.Ct. 2404 ). As a result, the Court has urged "caution" before "extending Bivens remedies into any new context." Malesko, supra, at 74 , 122 S.Ct. 515 . The Court's precedents now make clear that a Bivens remedy will not be available if there are " 'special factors counselling hesitation in the absence of affirmative action by Congress.' " Carlson, 446 U.S., at 18 , 100 S.Ct. 1468 (quoting Bivens, 403 U.S., at 396 , 91 S.Ct. 1999 ).

This Court has not defined the phrase "special factors counselling hesitation." The necessary inference, though, is that the inquiry must concentrate on *1858 whether the Judiciary is well suited, absent congressional action or instruction, to consider and weigh the costs and benefits of allowing a damages action to proceed. Thus, to be a "special factor counselling hesitation," a factor must cause a court to hesitate before answering that question in the affirmative.

It is not necessarily a judicial function to establish whole categories of cases in which federal officers must defend against personal liability claims in the complex sphere of litigation, with all of its burdens on some and benefits to others. It is true that, if equitable remedies prove insufficient, a damages remedy might be necessary to redress past harm and deter future violations. Yet the decision to recognize a damages remedy requires an assessment of its impact on governmental operations systemwide. Those matters include the burdens on Government employees who are sued personally, as well as the projected costs and consequences to the Government itself when the tort and monetary liability mechanisms of the legal system are used to bring about the proper formulation and implementation of public policies. These and other considerations may make it less probable that Congress would want the Judiciary to entertain a damages suit in a given case.

Sometimes there will be doubt because the case arises in a context in which Congress has designed its regulatory authority in a guarded way, making it less likely that Congress would want the Judiciary to interfere. See Chappell, supra, at 302 , 103 S.Ct. 2362 (military); Stanley, supra, at 679 , 107 S.Ct. 3054 (same); Meyer, supra, at 486 , 114 S.Ct. 996 (public purse); Wilkie, supra, at 561-562 , 127 S.Ct. 2588 (federal land). And sometimes there will be doubt because some other feature of a case-difficult to predict in advance-causes a court to pause before acting without express congressional authorization. In sum, if there are sound reasons to think Congress might doubt the efficacy or necessity of a damages remedy as part of the system for enforcing the law and correcting a wrong, the courts must refrain from creating the remedy in order to respect the role of Congress in determining the nature and extent of federal-court jurisdiction under Article III.

In a related way, if there is an alternative remedial structure present in a certain case, that alone may limit the power of the Judiciary to infer a new Bivens cause of action. For if Congress has created "any alternative, existing process for protecting the [injured party's] interest" that itself may "amoun[t] to a convincing reason for the Judicial Branch to refrain from providing a new and freestanding remedy in damages." Wilkie, supra, at 550 , 127 S.Ct. 2588 ; see also Bush, supra, at 385-388 , 103 S.Ct. 2404 (recognizing that civil-service regulations provided alternative means for relief); Malesko, 534 U.S., at 73-74 , 122 S.Ct. 515 (recognizing that state tort law provided alternative means for relief); Minneci, supra, at 127-130 , 132 S.Ct. 617 (same).

III

It is appropriate now to turn first to the Bivens claims challenging the conditions of confinement imposed on respondents pursuant to the formal policy adopted by the Executive Officials in the wake of the September 11 attacks. The Court will refer to these claims as the "detention policy claims." The detention policy claims allege that petitioners violated respondents' due process and equal protection rights by holding them in restrictive conditions of confinement; the claims further allege that the Wardens violated the Fourth and Fifth Amendments by subjecting respondents to frequent strip searches. The term "detention *1859 policy claims" does not include respondents' claim alleging that Warden Hasty allowed guards to abuse the detainees. That claim will be considered separately, and further, below. At this point, the question is whether, having considered the relevant special factors in the whole context of the detention policy claims, the Court should extend a Bivens -type remedy to those claims.

A

Before allowing respondents' detention policy claims to proceed under Bivens, the Court of Appeals did not perform any special factors analysis at all. 789 F.3d, at 237 . The reason, it said, was that the special factors analysis is necessary only if a plaintiff asks for a Bivens remedy in a new context. 789 F.3d, at 234 . And in the Court of Appeals' view, the context here was not new. Id., at 235 .

To determine whether the Bivens context was novel, the Court of Appeals employed a two-part test. First, it asked whether the asserted constitutional right was at issue in a previous Bivens case. 789 F.3d, at 234 . Second, it asked whether the mechanism of injury was the same mechanism of injury in a previous Bivens case. 789 F.3d, at 234 . Under the Court of Appeals' approach, if the answer to both questions is "yes," then the context is not new and no special factors analysis is required. Ibid.

That approach is inconsistent with the analysis in Malesko . Before the Court decided that case, it had approved a Bivens action under the Eighth Amendment against federal prison officials for failure to provide medical treatment. See Carlson, 446 U.S., at 16, n. 1, 18-19 , 100 S.Ct. 1468 . In Malesko, the plaintiff sought relief against a private prison operator in almost parallel circumstances. 534 U.S., at 64 , 122 S.Ct. 515 . In both cases, the right at issue was the same: the Eighth Amendment right to be free from cruel and unusual punishment. And in both cases, the mechanism of injury was the same: failure to provide adequate medical treatment. Thus, if the approach followed by the Court of Appeals is the correct one, this Court should have held that the cases arose in the same context, obviating any need for a special factors inquiry.

That, however, was not the controlling analytic framework in Malesko . Even though the right and the mechanism of injury were the same as they were in Carlson, the Court held that the contexts were different. 534 U.S., at 70 , and n. 4, 122 S.Ct. 515 . The Court explained that special factors counseled hesitation and that the Bivens remedy was therefore unavailable. 534 U.S., at 74 , 122 S.Ct. 515 .

For similar reasons, the holding of the Court of Appeals in the instant suit is inconsistent with this Court's analytic framework in Chappell . In Davis, decided before the Court's cautionary instructions with respect to Bivens suits, see supra, at 1856 - 1858, the Court had held that an employment-discrimination claim against a Congressman could proceed as a Bivens- type action. Davis, 442 U.S., at 230-231 , 99 S.Ct. 2264 . In Chappell, however, the cautionary rules were applicable; and, as a result, a similar discrimination suit against military officers was not allowed to proceed. It is the Chappell framework that now controls; and, under it, the Court of Appeals erred by holding that this suit did not present a new Bivens context.

The proper test for determining whether a case presents a new Bivens context is as follows. If the case is different in a meaningful way from previous Bivens cases decided by this Court, then the context is new. Without endeavoring to create an exhaustive list of differences that are meaningful enough to make a given context *1860 a new one, some examples might prove instructive. A case might differ in a meaningful way because of the rank of the officers involved; the constitutional right at issue; the generality or specificity of the official action; the extent of judicial guidance as to how an officer should respond to the problem or emergency to be confronted; the statutory or other legal mandate under which the officer was operating; the risk of disruptive intrusion by the Judiciary into the functioning of other branches; or the presence of potential special factors that previous Bivens cases did not consider.

In the present suit, respondents' detention policy claims challenge the confinement conditions imposed on illegal aliens pursuant to a high-level executive policy created in the wake of a major terrorist attack on American soil. Those claims bear little resemblance to the three Bivens claims the Court has approved in the past: a claim against FBI agents for handcuffing a man in his own home without a warrant; a claim against a Congressman for firing his female secretary; and a claim against prison officials for failure to treat an inmate's asthma. See Bivens, 403 U.S. 388 , 91 S.Ct. 1999 , 29 L.Ed.2d 619 ; Davis, 442 U.S. 228 , 99 S.Ct. 2264 , 60 L.Ed.2d 846 ; Chappell, 462 U.S. 296 , 103 S.Ct. 2362 , 76 L.Ed.2d 586 . The Court of Appeals therefore should have held that this was a new Bivens context. Had it done so, it would have recognized that a special factors analysis was required before allowing this damages suit to proceed.

B

After considering the special factors necessarily implicated by the detention policy claims, the Court now holds that those factors show that whether a damages action should be allowed is a decision for the Congress to make, not the courts.

With respect to the claims against the Executive Officials, it must be noted that a Bivens action is not "a proper vehicle for altering an entity's policy." Malesko, supra, at 74 , 122 S.Ct. 515 . Furthermore, a Bivens claim is brought against the individual official for his or her own acts, not the acts of others. "The purpose of Bivens is to deter the officer ." Meyer, 510 U.S., at 485 , 114 S.Ct. 996 . Bivens is not designed to hold officers responsible for acts of their subordinates. See Iqbal, 556 U.S., at 676 , 129 S.Ct. 1937 ("Government officials may not be held liable for the unconstitutional conduct of their subordinates under a theory of respondeat superior ").

Even if the action is confined to the conduct of a particular Executive Officer in a discrete instance, these claims would call into question the formulation and implementation of a general policy. This, in turn, would necessarily require inquiry and discovery into the whole course of the discussions and deliberations that led to the policies and governmental acts being challenged. These consequences counsel against allowing a Bivens action against the Executive Officials, for the burden and demand of litigation might well prevent them-or, to be more precise, future officials like them-from devoting the time and effort required for the proper discharge of their duties. See Cheney v. United States Dist. Court for D. C., 542 U.S. 367 , 382, 124 S.Ct. 2576 , 159 L.Ed.2d 459 (2004) (noting "the paramount necessity of protecting the Executive Branch from vexatious litigation that might distract it from the energetic performance of its constitutional duties").

A closely related problem, as just noted, is that the discovery and litigation process would either border upon or directly implicate *1861 the discussion and deliberations that led to the formation of the policy in question. See Federal Open Market Comm. v. Merrill, 443 U.S. 340 , 360, 99 S.Ct. 2800 , 61 L.Ed.2d 587 (1979) (noting that disclosure of Executive Branch documents "could inhibit the free flow of advice, including analysis, reports, and expression of opinion within an agency"). Allowing a damages suit in this context, or in a like context in other circumstances, would require courts to interfere in an intrusive way with sensitive functions of the Executive Branch. See Clinton v. Jones, 520 U.S. 681 , 701, 117 S.Ct. 1636 , 137 L.Ed.2d 945 (1997) (recognizing that " '[e]ven when a branch does not arrogate power to itself ... the separation-of-powers doctrine requires that a branch not impair another in the performance of its constitutional duties' " (quoting Loving v. United States, 517 U.S. 748 , 757, 116 S.Ct. 1737 , 135 L.Ed.2d 36 (1996) )). These considerations also counsel against allowing a damages claim to proceed against the Executive Officials. See Cheney, supra, at 385 , 124 S.Ct. 2576 (noting that "special considerations control" when a case implicates "the Executive Branch's interests in maintaining the autonomy of its office and safeguarding the confidentiality of its communications").

In addition to this special factor, which applies to the claims against the Executive Officials, there are three other special factors that apply as well to the detention policy claims against all of the petitioners. First, respondents' detention policy claims challenge more than standard "law enforcement operations." United States v. Verdugo-Urquidez, 494 U.S. 259 , 273, 110 S.Ct. 1056 , 108 L.Ed.2d 222 (1990). They challenge as well major elements of the Government's whole response to the September 11 attacks, thus of necessity requiring an inquiry into sensitive issues of national security. Were this inquiry to be allowed in a private suit for damages, the Bivens action would assume dimensions far greater than those present in Bivens itself, or in either of its two follow-on cases, or indeed in any putative Bivens case yet to come before the Court.

National-security policy is the prerogative of the Congress and President. See U.S. Const. Art. I, § 8; Art. II, § 1, § 2. Judicial inquiry into the national-security realm raises "concerns for the separation of powers in trenching on matters committed to the other branches." Christopher v. Harbury, 536 U.S. 403 , 417, 122 S.Ct. 2179 , 153 L.Ed.2d 413 (2002). These concerns are even more pronounced when the judicial inquiry comes in the context of a claim seeking money damages rather than a claim seeking injunctive or other equitable relief. The risk of personal damages liability is more likely to cause an official to second-guess difficult but necessary decisions concerning national-security policy.

For these and other reasons, courts have shown deference to what the Executive Branch "has determined ... is 'essential to national security.' " Winter v. Natural Resources Defense Council, Inc., 555 U.S. 7 , 24, 26, 129 S.Ct. 365 , 172 L.Ed.2d 249 (2008). Indeed, "courts traditionally have been reluctant to intrude upon the authority of the Executive in military and national security affairs" unless "Congress specifically has provided otherwise." Department of Navy v. Egan, 484 U.S. 518 , 530, 108 S.Ct. 818 , 98 L.Ed.2d 918 (1988). Congress has not provided otherwise here.

There are limitations, of course, on the power of the Executive under Article II of the Constitution and in the powers authorized by congressional enactments, even with respect to matters of national security. See, e.g., *1862 Hamdi v. Rumsfeld, 542 U.S. 507 , 527, 532-537, 124 S.Ct. 2633 , 159 L.Ed.2d 578 (2004) (plurality opinion) ("Whatever power the United States Constitution envisions for the Executive ... in times of conflict, it most assuredly envisions a role for all three branches when individual liberties are at stake"); Boumediene v. Bush, 553 U.S. 723 , 798, 128 S.Ct. 2229 , 171 L.Ed.2d 41 (2008) ("Liberty and security can be reconciled; and in our system they are reconciled within the framework of the law"). And national-security concerns must not become a talisman used to ward off inconvenient claims-a "label" used to "cover a multitude of sins." Mitchell v. Forsyth, 472 U.S. 511 , 523, 105 S.Ct. 2806 , 86 L.Ed.2d 411 (1985). This " 'danger of abuse' " is even more heightened given " 'the difficulty of defining' " the " 'security interest' " in domestic cases. Ibid. (quoting United States v. United States Dist. Court for Eastern Dist. of Mich., 407 U.S. 297 , 313-314, 92 S.Ct. 2125 , 32 L.Ed.2d 752 (1972) ).

Even so, the question is only whether "congressionally uninvited intrusion" is "inappropriate" action for the Judiciary to take. Stanley, 483 U.S., at 683 , 107 S.Ct. 3054 . The factors discussed above all suggest that Congress' failure to provide a damages remedy might be more than mere oversight, and that congressional silence might be more than "inadvertent." Schweiker, 487 U.S., at 423 , 108 S.Ct. 2460 . This possibility counsels hesitation "in the absence of affirmative action by Congress." Bivens, 403 U.S., at 396 , 91 S.Ct. 1999 .

Furthermore, in any inquiry respecting the likely or probable intent of Congress, the silence of Congress is relevant; and here that silence is telling. In the almost 16 years since September 11, the Federal Government's responses to that terrorist attack have been well documented. Congressional interest has been "frequent and intense," Schweiker, supra, at 425 , 108 S.Ct. 2460 and some of that interest has been directed to the conditions of confinement at issue here. Indeed, at Congress' behest, the Department of Justice's Office of the Inspector General compiled a 300-page report documenting the conditions in the MDC in great detail. See 789 F.3d, at 279 (opinion of Raggi, J.) (noting that the USA PATRIOT Act required "the Department's Inspector General to review and report semi-annually to Congress on any identified abuses of civil rights and civil liberties in fighting terrorism"). Nevertheless, "[a]t no point did Congress choose to extend to any person the kind of remedies that respondents seek in this lawsuit." Schweiker, 487 U.S., at 426 , 108 S.Ct. 2460 .

This silence is notable because it is likely that high-level policies will attract the attention of Congress. Thus, when Congress fails to provide a damages remedy in circumstances like these, it is much more difficult to believe that "congressional inaction" was "inadvertent." Id., at 423 , 108 S.Ct. 2460 .

It is of central importance, too, that this is not a case like Bivens or Davis in which "it is damages or nothing." Bivens, supra, at 410 , 91 S.Ct. 1999 (Harlan, J., concurring in judgment); Davis, 442 U.S., at 245 , 99 S.Ct. 2264 . Unlike the plaintiffs in those cases, respondents do not challenge individual instances of discrimination or law enforcement overreach, which due to their very nature are difficult to address except by way of damages actions after the fact. Respondents instead challenge large-scale policy decisions concerning the conditions of confinement imposed on hundreds of prisoners. To address those kinds of decisions, detainees may seek injunctive relief. And in addition to that, we have left open the question whether they might be able to challenge their confinement *1863 conditions via a petition for a writ of habeas corpus. See Bell v. Wolfish, 441 U.S. 520 , 526, n. 6, 99 S.Ct. 1861 , 60 L.Ed.2d 447 (1979) ("[W]e leave to another day the question of the propriety of using a writ of habeas corpus to obtain review of the conditions of confinement"); Preiser v. Rodriguez, 411 U.S. 475 , 499, 93 S.Ct. 1827 , 36 L.Ed.2d 439 (1973) ("When a prisoner is put under additional and unconstitutional restraints during his lawful custody, it is arguable that habeas corpus will lie to remove the restraints making custody illegal").

Indeed, the habeas remedy, if necessity required its use, would have provided a faster and more direct route to relief than a suit for money damages. A successful habeas petition would have required officials to place respondents in less-restrictive conditions immediately; yet this damages suit remains unresolved some 15 years later. (As in Bell and Preiser, the Court need not determine the scope or availability of the habeas corpus remedy, a question that is not before the Court and has not been briefed or argued.) In sum, respondents had available to them " 'other alternative forms of judicial relief.' " Minneci, 565 U.S., at 124 , 132 S.Ct. 617 . And when alternative methods of relief are available, a Bivens remedy usually is not. See Bush, 462 U.S., at 386-388 , 103 S.Ct. 2404 ; Schweiker, supra, at 425-426 , 108 S.Ct. 2460 ; Malesko, 534 U.S., at 73-74 , 122 S.Ct. 515 ; Minneci, supra, at 125-126 , 132 S.Ct. 617 .

There is a persisting concern, of course, that absent a Bivens remedy there will be insufficient deterrence to prevent officers from violating the Constitution. In circumstances like those presented here, however, the stakes on both sides of the argument are far higher than in past cases the Court has considered. If Bivens liability were to be imposed, high officers who face personal liability for damages might refrain from taking urgent and lawful action in a time of crisis. And, as already noted, the costs and difficulties of later litigation might intrude upon and interfere with the proper exercise of their office.

On the other side of the balance, the very fact that some executive actions have the sweeping potential to affect the liberty of so many is a reason to consider proper means to impose restraint and to provide some redress from injury. There is therefore a balance to be struck, in situations like this one, between deterring constitutional violations and freeing high officials to make the lawful decisions necessary to protect the Nation in times of great peril. Cf. Stanley, supra, at 681 , 107 S.Ct. 3054 (noting that the special-factors analysis in that case turned on "how much occasional, unintended impairment of military discipline one is willing to tolerate"). The proper balance is one for the Congress, not the Judiciary, to undertake. For all of these reasons, the Court of Appeals erred by allowing respondents' detention policy claims to proceed under Bivens .

IV

A

One of respondents' claims under Bivens requires a different analysis: the prisoner abuse claim against the MDC's warden, Dennis Hasty. The allegation is that Warden Hasty violated the Fifth Amendment by allowing prison guards to abuse respondents.

The warden argues, as an initial matter, that the complaint does not " 'state a claim to relief that is plausible on its face.' " Iqbal, 556 U.S., at 678 , 129 S.Ct. 1937 (quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544 , 570, 127 S.Ct. 1955 , 167 L.Ed.2d 929 (2007) ). Applying its precedents, the Court of Appeals held that the *1864 substantive standard for the sufficiency of the claim is whether the warden showed "deliberate indifference" to prisoner abuse. 789 F.3d, at 249-250 . The parties appear to agree on this standard, and, for purposes of this case, the Court assumes it to be correct.

The complaint alleges that guards routinely abused respondents; that the warden encouraged the abuse by referring to respondents as "terrorists"; that he prevented respondents from using normal grievance procedures; that he stayed away from the Unit to avoid seeing the abuse; that he was made aware of the abuse via "inmate complaints, staff complaints, hunger strikes, and suicide attempts"; that he ignored other "direct evidence of [the] abuse, including logs and other official [records]"; that he took no action "to rectify or address the situation"; and that the abuse resulted in the injuries described above, see supra, at 1853. These allegations-assumed here to be true, subject to proof at a later stage-plausibly show the warden's deliberate indifference to the abuse. Consistent with the opinion of every judge in this case to have considered the question, including the dissenters in the Court of Appeals, the Court concludes that the prisoner abuse allegations against Warden Hasty state a plausible ground to find a constitutional violation if a Bivens remedy is to be implied.

Warden Hasty argues, however, that Bivens ought not to be extended to this instance of alleged prisoner abuse. As noted above, the first question a court must ask in a case like this one is whether the claim arises in a new Bivens context, i.e., whether "the case is different in a meaningful way from previous Bivens cases decided by this Court." Supra, at 1859.

It is true that this case has significant parallels to one of the Court's previous Bivens cases, Carlson v. Green, 446 U.S. 14 , 100 S.Ct. 1468 , 64 L.Ed.2d 15 . There, the Court did allow a Bivens claim for prisoner mistreatment-specifically, for failure to provide medical care. And the allegations of injury here are just as compelling as those at issue in Carlson . This is especially true given that the complaint alleges serious violations of Bureau of Prisons policy. See 28 C.F.R. § 552.20 (2016) (providing that prison staff may use force "only as a last alternative after all other reasonable efforts to resolve a situation have failed" and that staff may "use only that amount of force necessary to [ensure prison safety and security]"); § 552.22(j) ("All incidents involving the use of force ... must be carefully documented"); § 542.11 (requiring the warden to investigate certain complaints of inmate abuse).

Yet even a modest extension is still an extension. And this case does seek to extend Carlson to a new context. As noted above, a case can present a new context for Bivens purposes if it implicates a different constitutional right; if judicial precedents provide a less meaningful guide for official conduct; or if there are potential special factors that were not considered in previous Bivens cases. See supra at 1858.

The constitutional right is different here, since Carlson was predicated on the Eighth Amendment and this claim is predicated on the Fifth. See 446 U.S., at 16 , 100 S.Ct. 1468 . And the judicial guidance available to this warden, with respect to his supervisory duties, was less developed. The Court has long made clear the standard for claims alleging failure to provide medical treatment to a prisoner-"deliberate indifference to serious medical needs." Estelle v. Gamble, 429 U.S. 97 , 104, 97 S.Ct. 285 , 50 L.Ed.2d 251 (1976). The standard for a claim alleging that a warden *1865 allowed guards to abuse pre-trial detainees is less clear under the Court's precedents.

This case also has certain features that were not considered in the Court's previous Bivens cases and that might discourage a court from authorizing a Bivens remedy. As noted above, the existence of alternative remedies usually precludes a court from authorizing a Bivens action. Supra, at 1858 - 1859. And there might have been alternative remedies available here, for example, a writ of habeas corpus, Wolfish, 441 U.S., at 526, n. 6 , 99 S.Ct. 1861 ; an injunction requiring the warden to bring his prison into compliance with the regulations discussed above; or some other form of equitable relief.

Furthermore, legislative action suggesting that Congress does not want a damages remedy is itself a factor counseling hesitation. See supra, at 1858 - 1859. Some 15 years after Carlson was decided, Congress passed the Prison Litigation Reform Act of 1995, which made comprehensive changes to the way prisoner abuse claims must be brought in federal court. See 42 U.S.C. § 1997e. So it seems clear that Congress had specific occasion to consider the matter of prisoner abuse and to consider the proper way to remedy those wrongs. This Court has said in dicta that the Act's exhaustion provisions would apply to Bivens suits. See Porter v. Nussle, 534 U.S. 516 , 524, 122 S.Ct. 983 , 152 L.Ed.2d 12 (2002). But the Act itself does not provide for a standalone damages remedy against federal jailers. It could be argued that this suggests Congress chose not to extend the Carlson damages remedy to cases involving other types of prisoner mistreatment.

The differences between this claim and the one in Carlson are perhaps small, at least in practical terms. Given this Court's expressed caution about extending the Bivens remedy, however, the new-context inquiry is easily satisfied. Some differences, of course, will be so trivial that they will not suffice to create a new Bivens context. But here the differences identified above are at the very least meaningful ones. Thus, before allowing this claim to proceed under Bivens, the Court of Appeals should have performed a special factors analysis. It should have analyzed whether there were alternative remedies available or other "sound reasons to think Congress might doubt the efficacy or necessity of a damages remedy" in a suit like this one. Supra, at 1859.

B

Although the Court could perform that analysis in the first instance, the briefs have concentrated almost all of their efforts elsewhere. Given the absence of a comprehensive presentation by the parties, and the fact that the Court of Appeals did not conduct the analysis, the Court declines to perform the special factors analysis itself. The better course is to vacate the judgment below, allowing the Court of Appeals or the District Court to do so on remand.

V

One issue remains to be addressed: the claim that petitioners are subject to liability for civil conspiracy under 42 U.S.C. § 1985 (3). Unlike the prisoner abuse claim just discussed, this claim implicates the activities of all the petitioners-the Executive Officials as well as the Wardens-in creating the conditions of confinement at issue here.

The civil-conspiracy prohibition contained in § 1985(3) was enacted as a significant part of the civil rights legislation passed in the aftermath of the Civil War. See Carpenters v. Scott, 463 U.S. 825 , 834-837, 103 S.Ct. 3352 , 77 L.Ed.2d 1049 (1983) (detailing the legislative history of § 1985(3) );

*1866 Griffin v. Breckenridge, 403 U.S. 88 , 99-101, 91 S.Ct. 1790 , 29 L.Ed.2d 338 (1971) (same); Great American Fed. Sav. & Loan Assn. v. Novotny, 442 U.S. 366 , 379, 99 S.Ct. 2345 , 60 L.Ed.2d 957 (1979) (Powell, J., concurring) (describing § 1985(3) as a "Civil War Era remedial statute"). The statute imposes liability on two or more persons who "conspire ... for the purpose of depriving ... any person or class of persons of the equal protection of the laws." § 1985(3). In the instant suit, respondents allege that petitioners violated the statute by "agreeing to implement a policy" under which respondents would be detained in harsh conditions "because of their race, religion, ethnicity, and national origin." Assuming these allegations to be true and well pleaded, the question is whether petitioners are entitled to qualified immunity.

A

The qualified immunity rule seeks a proper balance between two competing interests. On one hand, damages suits "may offer the only realistic avenue for vindication of constitutional guarantees." Harlow v. Fitzgerald, 457 U.S. 800 , 814, 102 S.Ct. 2727 , 73 L.Ed.2d 396 (1982). "On the other hand, permitting damages suits against government officials can entail substantial social costs, including the risk that fear of personal monetary liability and harassing litigation will unduly inhibit officials in the discharge of their duties." Anderson v. Creighton, 483 U.S. 635 , 638, 107 S.Ct. 3034 , 97 L.Ed.2d 523 (1987). As one means to accommodate these two objectives, the Court has held that Government officials are entitled to qualified immunity with respect to "discretionary functions" performed in their official capacities. Ibid. The doctrine of qualified immunity gives officials "breathing room to make reasonable but mistaken judgments about open legal questions." Ashcroft v. al-Kidd, 563 U.S. 731 , 743, 131 S.Ct. 2074 , 179 L.Ed.2d 1149 (2011).

The Court's cases provide additional instruction to define and implement that immunity. Whether qualified immunity can be invoked turns on the "objective legal reasonableness" of the official's acts. Harlow, supra, at 819 , 102 S.Ct. 2727 . And reasonableness of official action, in turn, must be "assessed in light of the legal rules that were clearly established at the time [the action] was taken." Anderson, supra, at 639 , 107 S.Ct. 3034 (internal quotation marks omitted); see also Mitchell, 472 U.S., at 528 , 105 S.Ct. 2806 . This requirement-that an official loses qualified immunity only for violating clearly established law-protects officials accused of violating "extremely abstract rights." Anderson, supra, at 639 , 107 S.Ct. 3034 .

The Fourth Amendment provides an example of how qualified immunity functions with respect to abstract rights. By its plain terms, the Amendment forbids unreasonable searches and seizures, yet it may be difficult for an officer to know whether a search or seizure will be deemed reasonable given the precise situation encountered. See Saucier v. Katz, 533 U.S. 194 , 205, 121 S.Ct. 2151 , 150 L.Ed.2d 272 (2001) ("It is sometimes difficult for an officer to determine how the relevant legal doctrine, here excessive force, will apply to the factual situation the officer confronts"). For this reason, "[t]he dispositive question is 'whether the violative nature of particular conduct is clearly established.' " Mullenix v. Luna, 577 U.S. ----, ----, 136 S.Ct. 305 , 308, 193 L.Ed.2d 255 (2015) ( per curiam ) (quoting Ashcroft, supra, at 742, 129 S.Ct. 1937 ).

It is not necessary, of course, that "the very action in question has previously been held unlawful."

*1867 Anderson, supra, at 640 , 107 S.Ct. 3034 . That is, an officer might lose qualified immunity even if there is no reported case "directly on point." Ashcroft, supra, at 741, 129 S.Ct. 1937 . But "in the light of pre-existing law," the unlawfulness of the officer's conduct "must be apparent." Anderson, supra, at 640 , 107 S.Ct. 3034 . To subject officers to any broader liability would be to "disrupt the balance that our cases strike between the interests in vindication of citizens' constitutional rights and in public officials' effective performance of their duties." Davis v. Scherer, 468 U.S. 183 , 195, 104 S.Ct. 3012 , 82 L.Ed.2d 139 (1984). For then, both as a practical and legal matter, it would be difficult for officials "reasonably [to] anticipate when their conduct may give rise to liability for damages." Ibid.

In light of these concerns, the Court has held that qualified immunity protects "all but the plainly incompetent or those who knowingly violate the law." Malley v. Briggs, 475 U.S. 335 , 341, 106 S.Ct. 1092 , 89 L.Ed.2d 271 (1986). To determine whether a given officer falls into either of those two categories, a court must ask whether it would have been clear to a reasonable officer that the alleged conduct "was unlawful in the situation he confronted." Saucier, supra, at 202 , 121 S.Ct. 2151 . If so, then the defendant officer must have been either incompetent or else a knowing violator of the law, and thus not entitled to qualified immunity. If not, however- i.e., if a reasonable officer might not have known for certain that the conduct was unlawful-then the officer is immune from liability.

B

Under these principles, it must be concluded that reasonable officials in petitioners' positions would not have known, and could not have predicted, that § 1985(3) prohibited their joint consultations and the resulting policies that caused the injuries alleged.

At least two aspects of the complaint indicate that petitioners' potential liability for this statutory offense would not have been known or anticipated by reasonable officials in their position. First, the conspiracy recited in the complaint is alleged to have been between or among officers in the same branch of the Government (the Executive Branch) and in the same Department (the Department of Justice). Second, the discussions were the preface to, and the outline of, a general and far-reaching policy.

As to the fact that these officers were in the same Department, an analogous principle discussed in the context of antitrust law is instructive. The Court's precedent indicates that there is no unlawful conspiracy when officers within a single corporate entity consult among themselves and then adopt a policy for the entity. See Copperweld Corp v . Independence Tube Corp., 467 U.S. 752 , 769-771, 104 S.Ct. 2731 , 81 L.Ed.2d 628 (1984). Under this principle-sometimes called the intracorporate-conspiracy doctrine-an agreement between or among agents of the same legal entity, when the agents act in their official capacities, is not an unlawful conspiracy. Ibid. The rule is derived from the nature of the conspiracy prohibition. Conspiracy requires an agreement-and in particular an agreement to do an unlawful act-between or among two or more separate persons. When two agents of the same legal entity make an agreement in the course of their official duties, however, as a practical and legal matter their acts are attributed to their principal. And it then follows that there has not been an agreement between two or more separate people. See id., at 771 , 104 S.Ct. 2731 (analogizing to "a multiple team of horses *1868 drawing a vehicle under the control of a single driver").

To be sure, this Court has not given its approval to this doctrine in the specific context of § 1985(3). See Great American, 442 U.S., at 372, n. 11, 99 S.Ct. 2345 . There is a division in the courts of appeals, moreover, respecting the validity or correctness of the intracorporate-conspiracy doctrine with reference to § 1985 conspiracies. See Hull v. Shuck, 501 U.S. 1261 , 1261-1262, 111 S.Ct. 2917 , 115 L.Ed.2d 1080 (1991) (White, J., dissenting from denial of certiorari) (discussing the Circuit split); Bowie v. Maddox, 642 F.3d 1122 , 1130-1131 (C.A.D.C.2011) (detailing a longstanding split about whether the intracorporate-conspiracy doctrine applies to civil rights conspiracies). Nothing in this opinion should be interpreted as either approving or disapproving the intracorporate-conspiracy doctrine's application in the context of an alleged § 1985(3) violation. The Court might determine, in some later case, that different considerations apply to a conspiracy respecting equal protection guarantees, as distinct from a conspiracy in the antitrust context. Yet the fact that the courts are divided as to whether or not a § 1985(3) conspiracy can arise from official discussions between or among agents of the same entity demonstrates that the law on the point is not well established. When the courts are divided on an issue so central to the cause of action alleged, a reasonable official lacks the notice required before imposing liability. See Wilson v. Layne, 526 U.S. 603 , 618, 119 S.Ct. 1692 , 143 L.Ed.2d 818 (1999) (noting that it would be "unfair" to subject officers to damages liability when even "judges ... disagree"); Reichle v. Howards, 566 U.S. 658 , 669-670, 132 S.Ct. 2088 , 182 L.Ed.2d 985 (2012) (same).

In addition to the concern that agents of the same legal entity are not distinct enough to conspire with one another, there are other sound reasons to conclude that conversations and agreements between and among federal officials in the same Department should not be the subject of a private cause of action for damages under § 1985(3). To state a claim under § 1985(3), a plaintiff must first show that the defendants conspired-that is, reached an agreement-with one another. See Carpenters, 463 U.S., at 828 , 103 S.Ct. 3352 (stating that the elements of a § 1985(3) claim include "a conspiracy"). Thus, a § 1985(3) claim against federal officials by necessity implicates the substance of their official discussions.

As indicated above with respect to other claims in this suit, open discussion among federal officers is to be encouraged, so that they can reach consensus on the policies a department of the Federal Government should pursue. See supra, at 1860 - 1861. Close and frequent consultations to facilitate the adoption and implementation of policies are essential to the orderly conduct of governmental affairs. Were those discussions, and the resulting policies, to be the basis for private suits seeking damages against the officials as individuals, the result would be to chill the interchange and discourse that is necessary for the adoption and implementation of governmental policies. See Cheney, 542 U.S., at 383 , 124 S.Ct. 2576 (discussing the need for confidential communications among Executive Branch officials); Merrill, 443 U.S., at 360 , 99 S.Ct. 2800 (same).

These considerations suggest that officials employed by the same governmental department do not conspire when they speak to one another and work together in their official capacities. Whether that contention should prevail need not be decided here. It suffices to say that the question is sufficiently open so that the officials in this suit could not be certain that *1869 § 1985(3) was applicable to their discussions and actions. Thus, the law respondents seek to invoke cannot be clearly established. It follows that reasonable officers in petitioners' positions would not have known with any certainty that the alleged agreements were forbidden by law. See Saucier, 533 U.S., at 202 , 121 S.Ct. 2151 . Petitioners are entitled to qualified immunity with respect to the claims under 42 U.S.C. § 1985 (3).

* * *

If the facts alleged in the complaint are true, then what happened to respondents in the days following September 11 was tragic. Nothing in this opinion should be read to condone the treatment to which they contend they were subjected. The question before the Court, however, is not whether petitioners' alleged conduct was proper, nor whether it gave decent respect to respondents' dignity and well-being, nor whether it was in keeping with the idea of the rule of law that must inspire us even in times of crisis.

Instead, the question with respect to the Bivens claims is whether to allow an action for money damages in the absence of congressional authorization. For the reasons given above, the Court answers that question in the negative as to the detention policy claims. As to the prisoner abuse claim, because the briefs have not concentrated on that issue, the Court remands to allow the Court of Appeals to consider the claim in light of the Bivens analysis set forth above.

The question with respect to the § 1985(3) claim is whether a reasonable officer in petitioners' position would have known the alleged conduct was an unlawful conspiracy. For the reasons given above, the Court answers that question, too, in the negative.

The judgment of the Court of Appeals is reversed as to all of the claims except the prisoner abuse claim against Warden Hasty. The judgment of the Court of Appeals with respect to that claim is vacated, and that case is remanded for further proceedings.

It is so ordered.

Justice SOTOMAYOR, Justice KAGAN, and Justice GORSUCH took no part in the consideration or decision of these cases.

Justice THOMAS, concurring in part and concurring in the judgment.

I join the Court's opinion except for Part IV-B. I write separately to express my view on the Court's decision to remand some of respondents' claims under Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 , 91 S.Ct. 1999 , 29 L.Ed.2d 619 (1971), and my concerns about our qualified immunity precedents.

I

With respect to respondents' Bivens claims, I join the opinion of the Court to the extent it reverses the Second Circuit's ruling. The Court correctly applies our precedents to hold that Bivens does not supply a cause of action against petitioners for most of the alleged Fourth and Fifth Amendment violations. It also correctly recognizes that respondents' claims against petitioner Dennis Hasty seek to extend Bivens to a new context. See ante, at 1864.

I concur in the judgment of the Court vacating the Court of Appeals' judgment with regard to claims against Hasty. Ante, at 1867. I have previously noted that " ' Bivens is a relic of the heady days in which this Court assumed common-law powers to create causes of action.' " Wilkie v. Robbins, 551 U.S. 537 , 568, 127 S.Ct. 2588 , 168 L.Ed.2d 389 (2007) (concurring opinion) (quoting Correctional Services *1870 Corp. v. Malesko, 534 U.S. 61 , 75, 122 S.Ct. 515 , 151 L.Ed.2d 456 (2001) (Scalia, J., concurring)). I have thus declined to "extend Bivens even [where] its reasoning logically applied," thereby limiting " Bivens and its progeny ... to the precise circumstances that they involved." Ibid. (internal quotation marks omitted). This would, in most cases, mean a reversal of the judgment of the Court of Appeals is in order. However, in order for there to be a controlling judgment in this suit, I concur in the judgment vacating and remanding the claims against petitioner Hasty as that disposition is closest to my preferred approach.

II

As for respondents' claims under 42 U.S.C. § 1985 (3), I join Part V of the Court's opinion, which holds that respondents are entitled to qualified immunity. The Court correctly applies our precedents, which no party has asked us to reconsider. I write separately, however, to note my growing concern with our qualified immunity jurisprudence.

The Civil Rights Act of 1871, of which § 1985(3) and the more frequently litigated § 1983 were originally a part, established causes of action for plaintiffs to seek money damages from Government officers who violated federal law. See §§ 1, 2, 17 Stat. 13 . Although the Act made no mention of defenses or immunities, "we have read it in harmony with general principles of tort immunities and defenses rather than in derogation of them." Malley v. Briggs, 475 U.S. 335 , 339, 106 S.Ct. 1092 , 89 L.Ed.2d 271 (1986) (internal quotation marks omitted). We have done so because "[c]ertain immunities were so well established in 1871 ... that 'we presume that Congress would have specifically so provided had it wished to abolish' them." Buckley v. Fitzsimmons, 509 U.S. 259 , 268, 113 S.Ct. 2606 , 125 L.Ed.2d 209 (1993) ; accord, Briscoe v. LaHue, 460 U.S. 325 , 330, 103 S.Ct. 1108 , 75 L.Ed.2d 96 (1983). Immunity is thus available under the statute if it was "historically accorded the relevant official" in an analogous situation "at common law," Imbler v. Pachtman, 424 U.S. 409 , 421, 96 S.Ct. 984 , 47 L.Ed.2d 128 (1976), unless the statute provides some reason to think that Congress did not preserve the defense, see Tower v. Glover, 467 U.S. 914 , 920, 104 S.Ct. 2820 , 81 L.Ed.2d 758 (1984).

In some contexts, we have conducted the common-law inquiry that the statute requires. See Wyatt v. Cole, 504 U.S. 158 , 170, 112 S.Ct. 1827 , 118 L.Ed.2d 504 (1992) (KENNEDY, J., concurring). For example, we have concluded that legislators and judges are absolutely immune from liability under § 1983 for their official acts because that immunity was well established at common law in 1871. See Tenney v. Brandhove, 341 U.S. 367 , 372-376, 71 S.Ct. 783 , 95 L.Ed. 1019 (1951) (legislators); Pierson v. Ray, 386 U.S. 547 , 553-555, 87 S.Ct. 1213 , 18 L.Ed.2d 288 (1967) (judges). We have similarly looked to the common law in holding that a prosecutor is immune from suits relating to the "judicial phase of the criminal process," Imbler, supra, at 430 , 96 S.Ct. 984 ; Burns v. Reed, 500 U.S. 478 , 489-492, 111 S.Ct. 1934 , 114 L.Ed.2d 547 (1991) ; but see Kalina v. Fletcher, 522 U.S. 118 , 131-134, 118 S.Ct. 502 , 139 L.Ed.2d 471 (1997) (Scalia, J., joined by THOMAS, J., concurring) (arguing that the Court in Imbler misunderstood 1871 common-law rules), although not from suits relating to the prosecutor's advice to police officers, Burns, supra, at 493 , 111 S.Ct. 1934 .

In developing immunity doctrine for other executive officers, we also started off by applying common-law rules. In Pierson, we held that police officers are not absolutely *1871 immune from a § 1983 claim arising from an arrest made pursuant to an unconstitutional statute because the common law never granted arresting officers that sort of immunity. 386 U.S., at 555 , 87 S.Ct. 1213 . Rather, we concluded that police officers could assert "the defense of good faith and probable cause" against the claim for an unconstitutional arrest because that defense was available against the analogous torts of "false arrest and imprisonment" at common law. Id., at 557 , 87 S.Ct. 1213 .

In further elaborating the doctrine of qualified immunity for executive officials, however, we have diverged from the historical inquiry mandated by the statute. See Wyatt, supra, at 170, 112 S.Ct. 1827 (KENNEDY, J., concurring); accord, Crawford-El v. Britton, 523 U.S. 574 , 611, 118 S.Ct. 1584 , 140 L.Ed.2d 759 (1998) (Scalia, J., joined by THOMAS, J., dissenting). In the decisions following Pierson, we have "completely reformulated qualified immunity along principles not at all embodied in the common law." Anderson v. Creighton, 483 U.S. 635 , 645, 107 S.Ct. 3034 , 97 L.Ed.2d 523 (1987) (discussing Harlow v. Fitzgerald, 457 U.S. 800 , 102 S.Ct. 2727 , 73 L.Ed.2d 396 (1982) ). Instead of asking whether the common law in 1871 would have accorded immunity to an officer for a tort analogous to the plaintiff's claim under § 1983, we instead grant immunity to any officer whose conduct "does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Mullenix v. Luna, 577 U.S. ----, ---- - ----, 136 S.Ct. 305 , 308, 193 L.Ed.2d 255 (2015) ( per curiam ) (internal quotation marks omitted); Taylor v. Barkes, 575 U.S. ----, ----, 135 S.Ct. 2042 , 2044, 192 L.Ed.2d 78 (2015) (a Government official is liable under the 1871 Act only if " 'existing precedent ... placed the statutory or constitutional question beyond debate' " (quoting Ashcroft v. al-Kidd, 563 U.S. 731 , 741, 131 S.Ct. 2074 , 179 L.Ed.2d 1149 (2011) )). We apply this "clearly established" standard "across the board" and without regard to "the precise nature of the various officials' duties or the precise character of the particular rights alleged to have been violated." Anderson, supra, at 641-643 , 107 S.Ct. 3034 (internal quotation marks omitted). * We have not attempted to locate that standard in the common law as it existed in 1871, however, and some evidence supports the conclusion that common-law immunity as it existed in 1871 looked quite different from our current doctrine. See generally Baude, Is Qualified Immunity Unlawful? 106 Cal. L. Rev. (forthcoming 2018) (manuscript, at 7-17), online at https://papers.ssrn.com/abstract=2896508 (as last visited June 15, 2017).

Because our analysis is no longer grounded in the common-law backdrop against which Congress enacted the 1871 Act, we are no longer engaged in "interpret [ing] the intent of Congress in enacting" the Act. Malley, supra, at 342 , 106 S.Ct. 1092 ; see Burns, supra, at 493 , 111 S.Ct. 1934 . Our qualified immunity precedents instead represent precisely the sort of "freewheeling policy choice[s]" that we have previously disclaimed the power to make. Rehberg v. Paulk, 566 U.S. 356 , 363, 132 S.Ct. 1497 , 182 L.Ed.2d 593 (2012) (internal quotation marks omitted); see also Tower, supra, at 922-923 , 104 S.Ct. 2820 ("We do not have a license to establish immunities from" suits brought under *1872 the Act "in the interests of what we judge to be sound public policy"). We have acknowledged, in fact, that the "clearly established" standard is designed to "protec[t] the balance between vindication of constitutional rights and government officials' effective performance of their duties." Reichle v. Howards, 566 U.S. 658 , 664, 132 S.Ct. 2088 , 182 L.Ed.2d 985 (2012) (internal quotation marks omitted); Harlow, supra, at 807 , 102 S.Ct. 2727 (explaining that "the recognition of a qualified immunity defense ... reflected an attempt to balance competing values"). The Constitution assigns this kind of balancing to Congress, not the Courts.

In today's decision, we continue down the path our precedents have marked. We ask "whether it would have been clear to a reasonable officer that the alleged conduct was unlawful in the situation he confronted," ante, at 1867 (internal quotation marks omitted), rather than whether officers in petitioners' positions would have been accorded immunity at common law in 1871 from claims analogous to respondents'. Even if we ultimately reach a conclusion consistent with the common-law rules prevailing in 1871, it is mere fortuity. Until we shift the focus of our inquiry to whether immunity existed at common law, we will continue to substitute our own policy preferences for the mandates of Congress. In an appropriate case, we should reconsider our qualified immunity jurisprudence.

Justice BREYER, with whom Justice GINSBURG joins, dissenting.

In Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 , 91 S.Ct. 1999 , 29 L.Ed.2d 619 (1971), this Court held that the Fourth Amendment provides a damages remedy for those whom federal officials have injured as a result of an unconstitutional search or seizure. In Davis v. Passman, 442 U.S. 228 , 99 S.Ct. 2264 , 60 L.Ed.2d 846 (1979), the Court held that the Fifth Amendment provides a damages remedy to an individual dismissed by her employer (a Member of Congress) on the basis of her sex in violation of the equal protection component of that Amendment's Due Process Clause. And in Carlson v. Green, 446 U.S. 14 , 100 S.Ct. 1468 , 64 L.Ed.2d 15 (1980), the Court held that the Eighth Amendment provides a damages remedy to a prisoner who died as a result of prison official's deliberate indifference to his medical needs, in violation of the Amendment's prohibition against cruel and unusual punishment.

It is by now well established that federal law provides damages actions at least in similar contexts, where claims of constitutional violation arise. Congress has ratified Bivens actions, plaintiffs frequently bring them, courts accept them, and scholars defend their importance. See J. Pfander, Constitutional Torts and the War on Terror (2017) (canvassing the history of Bivens and cataloguing cases). Moreover, the courts, in order to avoid deterring federal officials from properly performing their work, have developed safeguards for defendants, including the requirement that plaintiffs plead "plausible" claims, Ashcroft v. Iqbal, 556 U.S. 662 , 679, 129 S.Ct. 1937 , 173 L.Ed.2d 868 (2009), as well as the defense of "qualified immunity," which frees federal officials from both threat of liability and involvement in the lawsuit, unless the plaintiffs establish that officials have violated " 'clearly established ... constitutional rights,' " id., at 672 , 129 S.Ct. 1937 (quoting Harlow v. Fitzgerald, 457 U.S. 800 , 818, 102 S.Ct. 2727 , 73 L.Ed.2d 396 (1982) ). "[This] Court has been reluctant to extend Bivens liability 'to any new context or new category of defendants.' " Iqbal, supra, at 675 , 129 S.Ct. 1937 (quoting *1873 Correctional Services Corp. v. Malesko, 534 U.S. 61 , 68, 122 S.Ct. 515 , 151 L.Ed.2d 456 (2001) ). But the Court has made clear that it would not narrow Bivens' existing scope. See FDIC v. Meyer, 510 U.S. 471 , 485, 114 S.Ct. 996 , 127 L.Ed.2d 308 (1994) (guarding against "the evisceration of the Bivens remedy" so that its "deterrent effects ... would [not] be lost").

The plaintiffs before us today seek damages for unconstitutional conditions of confinement. They alleged that federal officials slammed them against walls, shackled them, exposed them to nonstop lighting, lack of hygiene, and the like, all based upon invidious discrimination and without penological justification. See ante, at 1852 - 1853. In my view, these claims are well-pleaded, state violations of clearly established law, and fall within the scope of longstanding Bivens law. For those reasons, I would affirm the judgment of the Court of Appeals. I shall discuss at some length what I believe is the most important point of disagreement. The Court, in my view, is wrong to hold that permitting a constitutional tort action here would "extend" Bivens, applying it in a new context. To the contrary, I fear that the Court's holding would significantly shrink the existing Bivens contexts, diminishing the compensatory remedy constitutional tort law now offers to harmed individuals.

I shall explain why I believe this suit falls well within the scope of traditional constitutional tort law and why I cannot agree with the Court's arguments to the contrary. I recognize, and write separately about, the strongest of the Court's arguments, namely, the fact that plaintiffs' claims concern detention that took place soon after a serious attack on the United States and some of them concern actions of high-level Government officials. While these facts may affect the substantive constitutional questions ( e.g., were any of the conditions "legitimate"?) or the scope of the qualified-immunity defense, they do not extinguish the Bivens action itself. If I may paraphrase Justice Harlan, concurring in Bivens : In wartime as well as in peacetime, "it is important, in a civilized society, that the judicial branch of the Nation's government stand ready to afford a remedy" "for the most flagrant and patently unjustified," unconstitutional "abuses of official power." 403 U.S., at 410-411, 91 S.Ct. 1999 (opinion concurring in judgment); cf. Boumediene v. Bush, 553 U.S. 723 , 798, 128 S.Ct. 2229 , 171 L.Ed.2d 41 (2008).

I

The majority opinion well summarizes the particular claims that the plaintiffs make in this suit. All concern the conditions of their confinement, which began soon after the September 11, 2001, attacks and "lasted for days and weeks, then stretching into months." Ante, at 1851. At some point, the plaintiffs allege, all the defendants knew that they had nothing to do with the September 11 attacks but continued to detain them anyway in harsh conditions. Official Government policy, both before and after the defendants became aware of the plaintiffs' innocence, led to the plaintiffs being held in "tiny cells for over 23 hours a day" with lights continuously left on, "shackled" when moved, often "strip searched," and "denied access to most forms of communication with the outside world." Ante, at 1853 (internal quotation marks omitted). The defendants detained the plaintiffs in these conditions on the basis of their race or religion and without justification.

Moreover, the prison wardens were aware of, but deliberately indifferent to, certain unofficial activities of prison guards involving a pattern of "physical and verbal abuse," such as "slam[ming] detainees into walls; twist[ing] their arms, wrists, and *1874 fingers; [breaking] their bones;" and subjecting them to verbal taunts. Ibid. (internal quotation marks omitted).

The plaintiffs' complaint alleges that all the defendants-high-level Department of Justice officials and prison wardens alike-were directly responsible for the official confinement policy, which, in some or all of the aspects mentioned, violated the due process and equal protection components of the Fifth Amendment. The complaint adds that, insofar as the prison wardens were deliberately indifferent to the unofficial conduct of the guards, they violated the Fourth and the Fifth Amendments.

I would hold that the complaint properly alleges constitutional torts, i.e.,Bivens actions for damages.

A

The Court's holdings in Bivens, Carlson, and Davis rest upon four basic legal considerations. First, the Bivens Court referred to longstanding Supreme Court precedent stating or suggesting that the Constitution provides federal courts with considerable legal authority to use traditional remedies to right constitutional wrongs. That precedent begins with Marbury v. Madison, 1 Cranch 137 , 2 L.Ed. 60 (1803), which effectively placed upon those who would deny the existence of an effective legal remedy the burden of showing why their case was special. Chief Justice John Marshall wrote for the Court that

"[t]he very essence of civil liberty [lies] in the right of every individual to claim the protection of the laws, whenever he receives an injury." Id., at 163 .

The Chief Justice referred to Blackstone's Commentaries stating that there

" 'is a general and indisputable rule, that where there is a legal right, there is also a legal remedy ... [and that] it is a settled and invariable principle in the laws of England, that every right, when withheld, must have a remedy, and every injury its proper redress.' " 1 Cranch, at 163.

The Chief Justice then wrote:

"The government of the United States has been emphatically termed a government of laws, and not of men. It will [not] deserve this high appellation, if the laws furnish no remedy for the violation of a vested legal right." Ibid.

He concluded for the Court that there must be something "peculiar" ( i.e., special) about a case that warrants "exclu[ding] the injured party from legal redress ... [and placing it within] that class of cases which come under the description of damnum absque injuria- a loss without an injury." Id., at 163-164; but cf. id., at 164 (placing "political" questions in the latter, special category).

Much later, in Bell v. Hood, 327 U.S. 678 , 684, 66 S.Ct. 773 , 90 L.Ed. 939 (1946), the Court wrote that,

"where federally protected rights have been invaded, it has been the rule from the beginning that courts will be alert to adjust their remedies so as to grant the necessary relief."

See also Bivens, 403 U.S., at 392 , 91 S.Ct. 1999 (citing opinions of Justices Cardozo and Holmes to similar effect).

The Bivens Court reiterated these principles and confirmed that the appropriate remedial "adjust[ment]" in the case before it was an award of money damages, the "remedial mechanism normally available in the federal courts." Id., at 392, 397 , 91 S.Ct. 1999 . Justice Harlan agreed, adding that, since Congress' "general" statutory "grant of jurisdiction" authorized courts to grant equitable relief in cases arising under federal jurisdiction, courts likewise had the authority to award damages-the "traditional remedy at law"-in order to "vindicate the interests of the individual"

*1875 protected by the Bill of Rights. Id., at 405-407 , 91 S.Ct. 1999 (opinion concurring in judgment).

Second, our cases have recognized that Congress' silence on the subject indicates a willingness to leave this matter to the courts. In Bivens, the Court noted, as an argument favoring its conclusion, the absence of an "explicit congressional declaration that persons injured by a federal officer's violation of the Fourth Amendment may not recover money damages from the agents." Id., at 397 , 91 S.Ct. 1999 . Similarly, in Davis v. Passman, the Court stressed that there was "no evidence ... that Congress meant ... to foreclose" a damages remedy. 442 U.S., at 247, 99 S.Ct. 2264 . In Carlson, the Court went further, observing that not only was there no sign "that Congress meant to pre-empt a Bivens remedy," but there was also "clear" evidence that Congress intended to preserve it. 446 U.S., at 19-20 , 100 S.Ct. 1468 .

Third, our Bivens cases acknowledge that a constitutional tort may not lie when "special factors counse[l] hesitation" and when Congress has provided an adequate alternative remedy. 446 U.S., at 18-19 , 100 S.Ct. 1468 . The relevant special factors in those cases included whether the court was faced "with a question of 'federal fiscal policy,' " Bivens, supra, at 396 , 91 S.Ct. 1999 or a risk of "deluging federal courts with claims," Davis, supra, at 248, 99 S.Ct. 2264 (internal quotation marks omitted). Carlson acknowledged an additional factor-that damages suits "might inhibit [federal officials'] efforts to perform their official duties"-but concluded that "the qualified immunity accorded [federal officials] under [existing law] provides adequate protection." 446 U.S., at 19 , 100 S.Ct. 1468 .

Fourth, as the Court recognized later in Carlson, a Bivens remedy was needed to cure what would, without it, amount to a constitutional anomaly. Long before this Court incorporated many of the Bill of Rights' guarantees against the States, see Amar, The Bill of Rights and the Fourteenth Amendment, 101 Yale L.J. 1193 (1992), federal civil rights statutes afforded a damages remedy to any person whom a state official deprived of a federal constitutional right, see 42 U.S.C. § 1983 ; Monroe v. Pape, 365 U.S. 167 , 171-187, 81 S.Ct. 473 , 5 L.Ed.2d 492 (1961) (describing this history). But federal statutory law did not provide a damages remedy to a person whom a federal official had deprived of that same right, even though the Bill of Rights was at the time of the founding primarily aimed at constraining the Federal Government. Thus, a person harmed by an unconstitutional search or seizure might sue a city mayor, a state legislator, or even a Governor. But that person could not sue a federal agent, a national legislator, or a Justice Department official for an identical offense. "[Our] 'constitutional design,' " the Court wrote, "would be stood on its head if federal officials did not face at least the same liability as state officials guilty of the same constitutional transgression." Carlson, supra, at 22 , 100 S.Ct. 1468 (quoting Butz v. Economou, 438 U.S. 478 , 504, 98 S.Ct. 2894 , 57 L.Ed.2d 895 (1978) ).

The Bivens Court also recognized that the Court had previously inferred damages remedies caused by violations of certain federal statutes that themselves did not explicitly authorize damages remedies. 403 U.S., at 395-396, 91 S.Ct. 1999 . At the same time, Bivens, Davis, and Carlson treat the courts' power to derive a damages remedy from a constitutional provision not as included within a power to find a statute-based damages remedy but as flowing from those statutory cases a fortiori.

*1876 As the majority opinion points out, this Court in more recent years has indicated that " expanding the Bivens remedy is now a ' disfavored' judicial activity." Ante, at 1857 (quoting Iqbal, 556 U.S., at 675 , 129 S.Ct. 1937 ; emphasis added). Thus, it has held that the remedy is not available in the context of suits against military officers, see Chappell v. Wallace, 462 U.S. 296 , 298-300, 103 S.Ct. 2362 , 76 L.Ed.2d 586 (1983) ; United States v. Stanley, 483 U.S. 669 , 683-684, 107 S.Ct. 3054 , 97 L.Ed.2d 550 (1987) ; in the context of suits against privately operated prisons and their employees, see Minneci v. Pollard, 565 U.S. 118 , 120, 132 S.Ct. 617 , 181 L.Ed.2d 606 (2012) ; Malesko, 534 U.S., at 70-73 , 122 S.Ct. 515 ; in the context of suits seeking to vindicate procedural, rather than substantive, constitutional protections, see Schweiker v. Chilicky, 487 U.S. 412 , 423, 108 S.Ct. 2460 , 101 L.Ed.2d 370 (1988) ; and in the context of suits seeking to vindicate two quite different forms of important substantive protection, one involving free speech, see Bush v. Lucas, 462 U.S. 367 , 368, 103 S.Ct. 2404 , 76 L.Ed.2d 648 (1983), and the other involving protection of land rights, see Wilkie v. Robbins, 551 U.S. 537 , 551, 127 S.Ct. 2588 , 168 L.Ed.2d 389 (2007). Each of these cases involved a context that differed from that of Bivens, Davis, and Carlson with respect to the kind of defendant, the basic nature of the right, or the kind of harm suffered. That is to say, as we have explicitly stated, these cases were " fundamentally different from anything recognized in Bivens or subsequent cases." Malesko, supra, at 70, 122 S.Ct. 515 (emphasis added). In each of them, the plaintiffs were asking the Court to " 'authoriz[e] a new kind of federal litigation.' " Wilkie, supra, at 550 , 127 S.Ct. 2588 (emphasis added).

Thus the Court, as the majority opinion says, repeatedly wrote that it was not "expanding" the scope of the Bivens remedy. Ante, at 1856 - 1857. But the Court nowhere suggested that it would narrow Bivens ' existing scope. In fact, to diminish any ambiguity about its holdings, the Court set out a framework for determining whether a claim of constitutional violation calls for a Bivens remedy. See Wilkie, supra, at 549-550 , 127 S.Ct. 2588 . At Step One, the court must determine whether the case before it arises in a "new context," that is, whether it involves a "new category of defendants," Malesko, supra, at 68 , 122 S.Ct. 515 or (presumably) a significantly different kind of constitutional harm, such as a purely procedural harm, a harm to speech, or a harm caused to physical property. If the context is new, then the court proceeds to Step Two and asks "whether any alternative, existing process for protecting the interest amounts to a convincing reason for the Judicial Branch to refrain from providing a new and freestanding remedy in damages." Wilkie, 551 U.S., at 550 , 127 S.Ct. 2588 . If there is none, then the court proceeds to Step Three and asks whether there are " 'any special factors counselling hesitation before authorizing a new kind of federal litigation.' " Ibid .

Precedent makes this framework applicable here. I would apply it. And, doing so, I cannot get past Step One. This suit, it seems to me, arises in a context similar to those in which this Court has previously permitted Bivens actions.

B

1

The context here is not "new," Wilkie, supra, at 550 , 127 S.Ct. 2588 or "fundamentally different" than our previous Bivens cases, Malesko, supra, at 70 , 122 S.Ct. 515 . First, the plaintiffs are civilians, not members of the military. They are not citizens, but the Constitution protects *1877 noncitizens against serious mistreatment, as it protects citizens. See United States v. Verdugo-Urquidez, 494 U.S. 259 , 271, 110 S.Ct. 1056 , 108 L.Ed.2d 222 (1990) ("[A]liens receive constitutional protections when they have come within the territory of the United States and developed substantial connections with this country"). Some or all of the plaintiffs here may have been illegally present in the United States. But that fact cannot justify physical mistreatment. Nor does anyone claim that that fact deprives them of a Bivens right available to other persons, citizens and noncitizens alike.

Second, the defendants are Government officials. They are not members of the military or private persons. Two are prison wardens. Three others are high-ranking Department of Justice officials. Prison wardens have been defendants in Bivens actions, as have other high-level Government officials. One of the defendants in Carlson was the Director of the Bureau of Prisons; the defendant in Davis was a Member of Congress. We have also held that the Attorney General of the United States is not entitled to absolute immunity in a damages suit arising out of his actions related to national security. See Mitchell v. Forsyth, 472 U.S. 511 , 520, 105 S.Ct. 2806 , 86 L.Ed.2d 411 (1985).

Third, from a Bivens perspective, the injuries that the plaintiffs claim they suffered are familiar ones. They focus upon the conditions of confinement. The plaintiffs say that they were unnecessarily shackled, confined in small unhygienic cells, subjected to continuous lighting (presumably preventing sleep), unnecessarily and frequently strip searched, slammed against walls, injured physically, and subject to verbal abuse. They allege that they suffered these harms because of their race or religion, the defendants having either turned a blind eye to what was happening or themselves introduced policies that they knew would lead to these harms even though the defendants knew the plaintiffs had no connections to terrorism.

These claimed harms are similar to, or even worse than, the harms the plaintiffs suffered in Bivens (unreasonable search and seizure in violation of the Fourth Amendment), Davis (unlawful discrimination in violation of the Fifth Amendment), and Carlson (deliberate indifference to medical need in violation of the Eighth Amendment). Indeed, we have said that, "[i]f a federal prisoner in a [Bureau of Prisons] facility alleges a constitutional deprivation, he may bring a Bivens claim against the offending individual officer, subject to the defense of qualified immunity." Malesko, 534 U.S., at 72, 122 S.Ct. 515 ; see also Farmer v. Brennan, 511 U.S. 825 , 832, 114 S.Ct. 1970 , 128 L.Ed.2d 811 (1994) ( Bivens case about prisoner abuse). The claims in this suit would seem to fill the Bivens' bill. See Sell v. United States, 539 U.S. 166 , 193, 123 S.Ct. 2174 , 156 L.Ed.2d 197 (2003) (Scalia, J., dissenting) ("[A] [ Bivens ] action ... is available to federal pretrial detainees challenging the conditions of their confinement").

It is true that the plaintiffs bring their "deliberate indifference" claim against Warden Hasty under the Fifth Amendment's Due Process Clause, not the Eighth Amendment's Cruel and Unusual Punishment Clause, as in Carlson . But that is because the latter applies to convicted criminals while the former applies to pretrial and immigration detainees. Where the harm is the same, where this Court has held that both the Fifth and Eighth Amendments give rise to Bivens' remedies, and where the only difference in constitutional scope consists of a circumstance (the absence of a conviction) that makes the violation here worse, it cannot be maintained *1878 that the difference between the use of the two Amendments is "fundamental." See City of Revere v. Massachusetts Gen. Hospital, 463 U.S. 239 , 244, 103 S.Ct. 2979 , 77 L.Ed.2d 605 (1983) ("due process rights" of an unconvicted person "are at least as great as the Eighth Amendment protections available to a convicted prisoner"); Kingsley v. Hendrickson, 576 U.S. ----, ---- - ----, 135 S.Ct. 2466 , 2475, 192 L.Ed.2d 416 (2015) ("pretrial detainees (unlike convicted prisoners) cannot be punished at all"); Zadvydas v. Davis, 533 U.S. 678 , 721, 121 S.Ct. 2491 , 150 L.Ed.2d 653 (2001) (KENNEDY, J., dissenting) (detention "incident to removal ... cannot be justified as punishment nor can the confinement or its conditions be designed in order to punish"). See also Bistrian v. Levi, 696 F.3d 352 , 372 (C.A.3 2012) (permitting Bivens action brought by detainee in administrative segregation); Thomas v. Ashcroft, 470 F.3d 491 , 493, 496-497 (C.A.2 2006) (detainee alleging failure to provide adequate medical care); Magluta v. Samples, 375 F.3d 1269 , 1271, 1275-1276 (C.A.11 2004) (detainee in solitary confinement); Papa v. United States, 281 F.3d 1004 , 1010-1011 (C.A.9 2002) (due process claims arising from death of immigration detainee); Loe v. Armistead, 582 F.2d 1291 , 1293-1296 (C.A.4 1978) (detainee's claim of deliberate indifference to medical need). If an arrestee can bring a claim of excessive force ( Bivens itself), and a convicted prisoner can bring a claim for denying medical care ( Carlson ), someone who has neither been charged nor convicted with a crime should also be able to challenge abuse that causes him to need medical care.

Nor has Congress suggested that it wants to withdraw a damages remedy in circumstances like these. By its express terms, the Prison Litigation Reform Act of 1995 (PLRA) does not apply to immigration detainees. See 42 U.S.C. § 1997e(h) ("[T]he term 'prisoner' means any person incarcerated or detained in any facility who is accused of, convicted of, sentenced for, or adjudicated delinquent for, violations of criminal law ..."); see also Agyeman v. INS, 296 F.3d 871 , 886 (C.A.9 2002) ("[W]e hold that an alien detained by the INS pending deportation is not a 'prisoner' within the meaning of the PLRA"); LaFontant v. INS, 135 F.3d 158 , 165 (C.A.D.C.1998) (same); Ojo v. INS, 106 F.3d 680 , 683 (C.A.5 1997) (same). And, in fact, there is strong evidence that Congress assumed that Bivens remedies would be available to prisoners when it enacted the PLRA- e.g., Congress continued to permit prisoners to recover for physical injuries, the typical kinds of Bivens injuries. See 28 U.S.C. § 1346 (b)(2) ; Pfander, Constitutional Torts, at 105-106.

If there were any lingering doubt that the claim against Warden Hasty arises in a familiar Bivens context, the Court has made clear that conditions-of-confinement claims and medical-care claims are subject to the same substantive standard. See Hudson v. McMillian, 503 U.S. 1 , 8, 112 S.Ct. 995 , 117 L.Ed.2d 156 (1992) ("[ Wilson v. Seiter, 501 U.S. 294 , 303, 111 S.Ct. 2321 , 115 L.Ed.2d 271 (1991) ] extended the deliberate indifference standard applied to Eighth Amendment claims involving medical care to claims about conditions of confinement"). Indeed, the Court made this very point in a Bivens case alleging that prison wardens were deliberately indifferent to an inmate's safety. See Farmer, supra, at 830, 834 , 114 S.Ct. 1970 .

I recognize that the Court finds a significant difference in the fact that the confinement here arose soon after a national-security emergency, namely, the September 11 attacks. The short answer to this argument, in respect to at least some of the claimed harms, is that some plaintiffs continued to suffer those harms up to *1879 eight months after the September 11 attacks took place and after the defendants knew the plaintiffs had no connection to terrorism. See App. to Pet. for Cert. in No. 15-1359, p. 280a. But because I believe the Court's argument here is its strongest, I will consider it at greater length below. See Part III-C, infra.

Because the context here is not new, I would allow the plaintiffs' constitutional claims to proceed. The plaintiffs have adequately alleged that the defendants were personally involved in imposing the conditions of confinement and did so with knowledge that the plaintiffs bore no ties to terrorism, thus satisfying Iqbal 's pleading standard. See 556 U.S., at 679 , 129 S.Ct. 1937 (claims must be "plausible"); see also id., at 699-700 , 129 S.Ct. 1937 (BREYER, J., dissenting). And because it is clearly established that it is unconstitutional to subject detainees to punitive conditions of confinement and to target them based solely on their race, religion, or national origin, the defendants are not entitled to qualified immunity on the constitutional claims. See Bell v. Wolfish, 441 U.S. 520 , 535-539, and n. 20, 99 S.Ct. 1861 , 60 L.Ed.2d 447 (1979) ; Davis, 442 U.S., at 236 , 99 S.Ct. 2264 ("It is equally clear ... that the Fifth Amendment confers on petitioner a constitutional right to be free from illegal discrimination"). (Similarly, I would affirm the judgment of the Court of Appeals with respect to the plaintiffs' statutory claim, namely, that the defendants conspired to deprive the plaintiffs of equal protection of the laws in violation of 42 U.S.C. § 1985 (3). See Turkmen v. Hasty, 789 F.3d 218 , 262-264 (C.A.2 2015). I agree with the Court of Appeals that the defendants are not entitled to qualified immunity on this claim. See ibid. )

2

Even were I wrong and were the context here "fundamentally different," Malesko, 534 U.S., at 70 , 122 S.Ct. 515 the plaintiffs' claims would nonetheless survive Step Two and Step Three of the Court's framework for determining whether Bivens applies, see supra, at 1876 - 1877. Step Two consists of asking whether "any alternative, existing process for protecting the interest amounts to a convincing reason for the Judicial Branch to refrain from providing a new and freestanding remedy in damages." Wilkie, 551 U.S., at 550 , 127 S.Ct. 2588 . I can find no such "alternative, existing process" here.

The Court does not claim that the PLRA provides plaintiffs with a remedy. Ante, at 1874 - 1875. Rather, it says that the plaintiffs may have "had available to them" relief in the form of a prospective injunction or an application for a writ of habeas corpus. Ante, at 1863. Neither a prospective injunction nor a writ of habeas corpus, however, will normally provide plaintiffs with redress for harms they have already suffered. And here plaintiffs make a strong claim that neither was available to them-at least not for a considerable time. Some of the plaintiffs allege that for two or three months they were subject to a "communications blackout"; that the prison "staff did not permit them visitors, legal or social telephone calls, or mail"; that their families and attorneys did not know where they were being held; that they could not receive visits from their attorneys; that subsequently their lawyers could call them only once a week; and that some or all of the defendants "interfered with the detainees' effective access to legal counsel." Office of Inspector General (OIG) Report, App. 223, 293, 251, 391; see App. to Pet. for Cert. in No. 15-1359, at 253a (incorporating the OIG report into the complaint). These claims make it virtually impossible to say that here there is an "elaborate, comprehensive" alternative remedial scheme similar to schemes that, *1880 in the past, we have found block the application of Bivens to new contexts. Bush, 462 U.S., at 385, 103 S.Ct. 2404 . If these allegations are proved, then in this suit, it is "damages or nothing." Bivens, 403 U.S., at 410 , 91 S.Ct. 1999 (Harlan, J., concurring in judgment).

There being no "alternative, existing process" that provides a "convincing reason" for not applying Bivens, we must proceed to Step Three. Wilkie, supra, at 550 , 127 S.Ct. 2588 . Doing so, I can find no "special factors [that] counse[l] hesitation before authorizing" this Bivens action. 551 U.S., at 550 , 127 S.Ct. 2588 . I turn to this matter next.

II

A

The Court describes two general considerations that it believes argue against an "extension" of Bivens. First, the majority opinion points out that the Court is now far less likely than at the time it decided Bivens to imply a cause of action for damages from a statute that does not explicitly provide for a damages claim. See ante, at 1855 - 1856. Second, it finds the "silence" of Congress "notable" in that Congress, though likely aware of the "high-level policies" involved in this suit, did not "choose to extend to any person the kind of remedies" that the plaintiffs here "seek." Ante, at 1861 - 1862 (internal quotation marks omitted). I doubt the strength of these two general considerations.

The first consideration, in my view, is not relevant. I concede that the majority and concurring opinions in Bivens looked in part for support to the fact that the Court had implied damages remedies from statutes silent on the subject. See 403 U.S., at 397, 91 S.Ct. 1999 ; id., at 402-403 , 91 S.Ct. 1999 (Harlan, J., concurring in judgment). But that was not the main argument favoring the Court's conclusion. Rather, the Court drew far stronger support from the need for such a remedy when measured against a common-law and constitutional history of allowing traditional legal remedies where necessary. Id., at 392, 396-397 , 91 S.Ct. 1999 . The Court believed such a remedy was necessary to make effective the Constitution's protection of certain basic individual rights. See id., at 392 , 91 S.Ct. 1999 ; id., at 407 , 91 S.Ct. 1999 (opinion of Harlan, J.). Similarly, as the Court later explained, a damages remedy against federal officials prevented the serious legal anomaly I previously mentioned. Its existence made basic constitutional protections of the individual against Federal Government abuse (the Bill of Rights' pre-Civil War objective) as effective as protections against abuse by state officials (the post-Civil War, post selective-incorporation objective). See supra, at 1875 .

Nor is the second circumstance-congressional silence-relevant in the manner that the majority opinion describes. The Court initially saw that silence as indicating an absence of congressional hostility to the Court's exercise of its traditional remedy-inferring powers. See Bivens, supra, at 397 , 91 S.Ct. 1999 ; Davis, 442 U.S., at 246-247 , 99 S.Ct. 2264 . Congress' subsequent silence contains strong signs that it accepted Bivens actions as part of the law. After all, Congress rejected a proposal that would have eliminated Bivens by substituting the U.S. Government as a defendant in suits against federal officers that raised constitutional claims. See Pfander, Constitutional Torts, at 102. Later, Congress expressly immunized federal employees acting in the course of their official duties from tort claims except those premised on violations of the Constitution. See Federal Employees Liability Reform and Tort Compensation Act of 1988, commonly known as the Westfall Act, *1881 28 U.S.C. § 2679 (b)(2)(A). We stated that it is consequently "crystal clear that Congress views [the Federal Tort Claims Act] and Bivens as [providing] parallel, complementary causes of action." Carlson, 446 U.S., at 20 , 100 S.Ct. 1468 ; see Malesko, 534 U.S., at 68 , 122 S.Ct. 515 (similar). Congress has even assumed the existence of a Bivens remedy in suits brought by noncitizen detainees suspected of terrorism. See 42 U.S.C. § 2000dd-1 (granting qualified immunity-but not absolute immunity-to military and civilian federal officials who are sued by alien detainees suspected of terrorism).

B

The majority opinion also sets forth a more specific list of factors that it says bear on "whether a case presents a new Bivens context." Ante, at 1859. In the Court's view, a "case might differ" from Bivens "in a meaningful way because of [1] the rank of the officers involved; [2] the constitutional right at issue; [3] the generality or specificity of the individual action; [4] the extent of judicial guidance as to how an officer should respond to the problem or emergency to be confronted; [5] the statutory or other legal mandate under which the officer was operating; [6] the risk of disruptive intrusion by the Judiciary into the functioning of other branches; [7] or the presence of potential special factors that previous Bivens cases did not consider." Ante, at 1860. In my view, these factors do not make a "meaningful difference" at Step One of the Bivens framework. Some of them are better cast as "special factors" relevant to Step Three. But, as I see it, none should normally foreclose a Bivens action and none is determinative here. Consider them one by one:

(1) The rank of the officers . I can understand why an officer's rank might bear on whether he violated the Constitution, because, for example, a plaintiff might need to show the officer was willfully blind to a harm caused by lower ranking officers or that the officer had actual knowledge of the misconduct. And I can understand that rank might relate to the existence of a legal defense, such as qualified, or even absolute, immunity. But if -and I recognize that this is often a very big if-a plaintiff proves a clear constitutional violation, say, of the Fourth Amendment, and he shows that the defendant does not possess any form of immunity or other defense, then why should he not have a damages remedy for harm suffered? What does rank have to do with that question, namely, the Bivens question? Why should the law treat differently a high-level official and the local constable where each has similarly violated the Constitution and where neither can successfully assert immunity or any other defense?

(2) The constitutional right at issue . I agree that this factor can make a difference, but only when the substance of the right is distinct. See, e.g., Wilkie, 551 U.S. 537 , 127 S.Ct. 2588 , 168 L.Ed.2d 389 (land rights). But, for reasons I have already pointed out, there is no relevant difference between the rights at issue here and the rights at issue in our previous Bivens cases, namely, the rights to be free of unreasonable searches, invidious discrimination, and physical abuse in federal custody. See supra, at 1877 - 1878.

(3) The generality or specificity of the individual action . I should think that it is not the "generality or specificity" of an official action but rather the nature of the official action that matters. Bivens should apply to some generally applicable actions, such as actions taken deliberately to jail a large group of known-innocent people. And it should not apply to some highly *1882 specific actions, depending upon the nature of those actions.

(4) The extent of judicial guidance . This factor may be relevant to the existence of a constitutional violation or a qualified-immunity defense. Where judicial guidance is lacking, it is more likely that a constitutional violation is not clearly established. See Anderson v. Creighton, 483 U.S. 635 , 640, 107 S.Ct. 3034 , 97 L.Ed.2d 523 (1987) (Officials are protected by qualified immunity unless "[t]he contours of the right [are] sufficiently clear that a reasonable official would understand that what he is doing violates that right"). But I do not see how, assuming the violation is clear, the presence or absence of "judicial guidance" is relevant to the existence of a damages remedy.

(5) The statutory (or other) legal mandate under which the officer was operating . This factor too may prove relevant to the question whether a constitutional violation exists or is clearly established. But, again, assuming that it is, I do not understand why this factor is relevant to the existence of a damages remedy. See Stanley, 483 U.S., at 684 , 107 S.Ct. 3054 (the question of immunity is "analytically distinct" from the question whether a Bivens action should lie).

(6) Risk of disruptive judicial intrusion . All damages actions risk disrupting to some degree future decisionmaking by members of the Executive or Legislative Branches. Where this Court has authorized Bivens actions, it has found that disruption tolerable, and it has explained why disruption is, from a constitutional perspective, desirable. See Davis, 442 U.S., at 242 , 99 S.Ct. 2264 (Unless constitutional rights "are to become merely precatory, ... litigants who allege that their own constitutional rights have been violated, and who at the same time have no effective means other than the judiciary to enforce these rights, must be able to invoke the existing jurisdiction of the courts for ... protection"); Malesko, supra, at 70 , 122 S.Ct. 515 ("The purpose of Bivens is to deter individual federal officers from committing constitutional violations"). Insofar as the Court means this consideration to provide a reason why there should be no Bivens action where a Government employee acts in time of security need, I shall discuss the matter next, in Part C .

(7) Other potential special factors . Since I am not certain what these other "potential factors" are and, since the Court does not specify their nature, I would not, and the Court cannot, consider them in differentiating this suit from our previous Bivens cases or as militating against recognizing a Bivens action here.

C

In my view, the Court's strongest argument is that Bivens should not apply to policy-related actions taken in times of national-security need, for example, during war or national-security emergency. As the Court correctly points out, the Constitution grants primary power to protect the Nation's security to the Executive and Legislative Branches, not to the Judiciary. But the Constitution also delegates to the Judiciary the duty to protect an individual's fundamental constitutional rights. Hence when protection of those rights and a determination of security needs conflict, the Court has a role to play. The Court most recently made this clear in cases arising out of the detention of enemy combatants at Guantanamo Bay. Justice O'Connor wrote that "a state of war is not a blank check." Hamdi v. Rumsfeld, 542 U.S. 507 , 536, 124 S.Ct. 2633 , 159 L.Ed.2d 578 (2004) (plurality opinion). In Boumediene, 553 U.S., at 732-733 , 128 S.Ct. 2229 the Court reinforced that point, holding that noncitizens detained as enemy combatants *1883 were entitled to challenge their detention through a writ of habeas corpus, notwithstanding the national-security concerns at stake.

We have not, however, answered the specific question the Court places at issue here: Should Bivens actions continue to exist in respect to policy-related actions taken in time of war or national emergency? In my view, they should.

For one thing, a Bivens action comes accompanied by many legal safeguards designed to prevent the courts from interfering with Executive and Legislative Branch activity reasonably believed to be necessary to protect national security. In Justice Jackson's well-known words, the Constitution is not "a suicide pact." Terminiello v. Chicago, 337 U.S. 1 , 37, 69 S.Ct. 894 , 93 L.Ed. 1131 (1949) (dissenting opinion). The Constitution itself takes account of public necessity. Thus, for example, the Fourth Amendment does not forbid all Government searches and seizures; it forbids only those that are "unreasonable." Ordinarily, it requires that a police officer obtain a search warrant before entering an apartment, but should the officer observe a woman being dragged against her will into that apartment, he should, and will, act at once. The Fourth Amendment makes allowances for such "exigent circumstances." Brigham City v. Stuart, 547 U.S. 398 , 401, 126 S.Ct. 1943 , 164 L.Ed.2d 650 (2006) (warrantless entry justified to forestall imminent injury). Similarly, the Fifth Amendment bars only conditions of confinement that are not "reasonably related to a legitimate governmental objective." Bell v. Wolfish, 441 U.S., at 539 , 99 S.Ct. 1861 . What is unreasonable and illegitimate in time of peace may be reasonable and legitimate in time of war.

Moreover, Bivens comes accompanied with a qualified-immunity defense. Federal officials will face suit only if they have violated a constitutional right that was "clearly established" at the time they acted. Harlow, 457 U.S., at 818 , 102 S.Ct. 2727 .

Further, in order to prevent the very presence of a Bivens lawsuit from interfering with the work of a Government official, this Court has held that a complaint must state a claim for relief that is "plausible." Iqbal, 556 U.S., at 679 , 129 S.Ct. 1937 . "[C]onclusory" statements and "[t]hreadbare" allegations will not suffice. Id., at 678 , 129 S.Ct. 1937 . And the Court has protected high-level officials in particular by requiring that plaintiffs plead that an official was personally involved in the unconstitutional conduct; an official cannot be vicariously liable for another's misdeeds. Id., at 676 , 129 S.Ct. 1937 .

Finally, where such a claim is filed, courts can, and should, tailor discovery orders so that they do not unnecessarily or improperly interfere with the official's work. The Second Circuit has emphasized the "need to vindicate the purpose of the qualified immunity defense by dismissing non-meritorious claims against public officials at an early stage of litigation." Iqbal v. Hasty, 490 F.3d 143 , 158 (2007). Where some of the defendants are "current or former senior officials of the Government, against whom broad-ranging allegations of knowledge and personal involvement are easily made, a district court" not only "may, but ' must exercise its discretion in a way that protects the substance of the qualified immunity defense ... so that' " those officials " 'are not subjected to unnecessary and burdensome discovery or trial proceedings.' " Id., at 158-159 . The court can make "all such discovery subject to prior court approval." Id., at 158 . It can "structure ... limited discovery by examining written responses to interrogatories and requests to admit before authorizing *1884 depositions, and by deferring discovery directed to high-level officials until discovery of front-line officials has been completed and has demonstrated the need for discovery higher up the ranks." Ibid. In a word, a trial court can and should so structure the proceedings with full recognition that qualified immunity amounts to immunity from suit as well as immunity from liability.

Given these safeguards against undue interference by the Judiciary in times of war or national-security emergency, the Court's abolition, or limitation of, Bivens actions goes too far. If you are cold, put on a sweater, perhaps an overcoat, perhaps also turn up the heat, but do not set fire to the house.

At the same time, there may well be a particular need for Bivens remedies when security-related Government actions are at issue. History tells us of far too many instances where the Executive or Legislative Branch took actions during time of war that, on later examination, turned out unnecessarily and unreasonably to have deprived American citizens of basic constitutional rights. We have read about the Alien and Sedition Acts, the thousands of civilians imprisoned during the Civil War, and the suppression of civil liberties during World War I. See W. Rehnquist, All the Laws but One: Civil Liberties in Wartime 209-210, 49-50, 173-180, 183 (1998); see also Ex parte Milligan, 4 Wall. 2 , 18 L.Ed. 281 (1866) (decided after the Civil War was over). The pages of the U.S. Reports themselves recite this Court's refusal to set aside the Government's World War II action removing more than 70,000 American citizens of Japanese origin from their west coast homes and interning them in camps, see Korematsu v. United States, 323 U.S. 214 , 65 S.Ct. 193 , 89 L.Ed. 194 (1944) -an action that at least some officials knew at the time was unnecessary, see id., at 233-242 , 65 S.Ct. 193 (Murphy, J., dissenting); P. Irons, Justice at War 202-204, 288 (1983). President Franklin Roosevelt's Attorney General, perhaps exaggerating, once said that "[t]he Constitution has not greatly bothered any wartime President." Rehnquist, supra, at 191.

Can we, in respect to actions taken during those periods, rely exclusively, as the Court seems to suggest, upon injunctive remedies or writs of habeas corpus, their retail equivalent? Complaints seeking that kind of relief typically come during the emergency itself, when emotions are strong, when courts may have too little or inaccurate information, and when courts may well prove particularly reluctant to interfere with even the least well-founded Executive Branch activity. That reluctance may itself set an unfortunate precedent, which, as Justice Jackson pointed out, can "li[e] about like a loaded weapon" awaiting discharge in another case. Korematsu, supra, at 246 , 65 S.Ct. 193 (dissenting opinion).

A damages action, however, is typically brought after the emergency is over, after emotions have cooled, and at a time when more factual information is available. In such circumstances, courts have more time to exercise such judicial virtues as calm reflection and dispassionate application of the law to the facts. We have applied the Constitution to actions taken during periods of war and national-security emergency. See Boumediene, 553 U.S., at 732-733 , 128 S.Ct. 2229 ; Hamdi v. Rumsfeld, 542 U.S. 507 , 124 S.Ct. 2633 , 159 L.Ed.2d 578 ; cf. Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579 , 72 S.Ct. 863 , 96 L.Ed. 1153 (1952). I should think that the wisdom of permitting courts to consider Bivens actions, later granting monetary compensation to those wronged at the time, would follow a fortiori .

*1885 As is well known, Lord Atkins, a British judge, wrote in the midst of World War II that "amid the clash of arms, the laws are not silent. They may be changed, but they speak the same language in war as in peace." Liversidge v. Anderson, [1942] A.C. 206 (H.L. 1941) 244. The Court, in my view, should say the same of this Bivens action.

With respect, I dissent.

Although we first formulated the "clearly established" standard in Bivens cases like Harlow and Anderson, we have imported that standard directly into our 1871 Act cases. See, e.g., Pearson v. Callahan, 555 U.S. 223 , 243-244, 129 S.Ct. 808 , 172 L.Ed.2d 565 (2009) (applying the clearly established standard to a § 1983 claim).

*

The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U.S. 321 , 337, 26 S.Ct. 282 , 50 L.Ed. 499 .

2.3.6 Hernandez v. Mesa 2.3.6 Hernandez v. Mesa

Justice ALITO delivered the opinion of the Court.

*739We are asked in this case to extend Bivens v. Six Unknown Fed. Narcotics Agents , 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971), and create a damages remedy for a cross-border shooting. As we have made clear in many prior cases, however, the Constitution's separation of powers requires us to exercise caution before extending Bivens to a new "context," and a claim based on a cross-border shooting arises in a context that is markedly new. Unlike any previously recognized Bivens claim, a cross-border shooting claim has foreign relations and national security implications. In addition, Congress has been notably hesitant to create claims based on allegedly tortious conduct abroad. Because of the distinctive characteristics of cross-border shooting claims, we refuse to extend Bivens into this new field.

I

The facts of this tragic case are set forth in our earlier opinion in this matter, *740Hernández v. Mesa , 582 U.S. ----, 137 S.Ct. 2003, 198 L.Ed.2d 625 (2017) (per curiam ). Sergio Adrián Hernández Güereca, a 15-year-old Mexican national, was with a group of friends in a concrete culvert that separates El Paso, Texas, from Ciudad Juarez, Mexico. The border runs through the center of the culvert, which was designed to hold the waters of the Rio Grande River but is now largely dry. Border Patrol Agent Jesus Mesa, Jr., detained one of Hernández's friends who had run onto the United States' side of the culvert. After Hernández, who was also on the United States' side, ran back across the culvert onto Mexican soil, Agent Mesa fired two shots at Hernández; one struck and killed him on the other side of the border.

Petitioners and Agent Mesa disagree about what Hernández and his friends were doing at the time of shooting. According to petitioners, they were simply playing a game, running across the culvert, touching the fence on the U.S. side, and then running back across the border. According to Agent Mesa, Hernández and his friends were involved in an illegal border crossing attempt, and they pelted him with rocks.1

The shooting quickly became an international incident, with the United States and Mexico disagreeing about how the matter should be handled. On the United States' side, the Department of Justice conducted an investigation. When it finished, the Department, while expressing regret over Hernández's death, concluded that Agent Mesa had not violated Customs and Border Patrol policy or training, and it declined to bring charges or take other action against him. Mexico was not and is not satisfied with the U.S. investigation. It requested that Agent Mesa be extradited to face criminal charges in a Mexican court, a request that the United States has denied.

Petitioners, Hernández's parents, were also dissatisfied

and therefore brought suit for damages in the United States District Court for the Western District of Texas. Among other claims, they sought recovery of damages under Bivens , alleging that Mesa violated Hernández's Fourth and Fifth Amendment rights. The District Court granted Mesa's motion to dismiss, and the Court of Appeals for the Fifth Circuit sitting en banc has twice affirmed this dismissal.

On the first occasion, the court held that Hernández was not entitled to Fourth Amendment protection because he was "a Mexican citizen who had no 'significant voluntary connection' to the United States" and "was on Mexican soil at the time he was shot." Hernandez v. United States , 785 F.3d 117, 119 (C.A.5 2015) (per curiam ). It further concluded that Mesa was entitled to qualified immunity on petitioners' Fifth Amendment claim. Id., at 120.

After granting review, we vacated the Fifth Circuit's decision and remanded the case, instructing the court "to consider how the reasoning and analysis" of Ziglar v. Abbasi , 582 U.S. ----, 137 S.Ct. 1843, 198 L.Ed.2d 290 (2017), our most recent explication of Bivens , "[might] bear on this case." Hernández , 582 U.S., at ----, 137 S.Ct., at 2006. We found it "appropriate for the Court of Appeals, rather than this Court, to address the Bivens question in the first instance." Ibid. And with the Bivens issue unresolved, we thought it "imprudent" to resolve the "sensitive"

*741question whether the Fourth Amendment applies to a cross-border shooting. Ibid. In addition, while rejecting the ground on which the Court of Appeals had held that Agent Mesa was entitled to qualified immunity, we declined to decide whether he was entitled to qualified immunity on a different ground or whether petitioners' claim was cognizable under the Fifth Amendment. Id., at ---- - ----, 137 S.Ct., at 2006-2008

On remand, the en banc Fifth Circuit evaluated petitioners' case in light of Abbasi and refused to recognize a Bivens claim for a cross-border shooting. 885 F.3d 811 (C.A.5 2018). The court reasoned that such an incident presents a " 'new context' " and that multiple factors-including the incident's relationship to foreign affairs and national security, the extraterritorial aspect of the case, and Congress's "repeated refusals" to create a damages remedy for injuries incurred on foreign soil-counseled against an extension of Bivens . 885 F.3d at 816-823.

We granted certiorari, 587 U.S. ----, 139 S.Ct. 2636, 204 L.Ed.2d 282 (2019), and now affirm.

II

In Bivens v. Six Unknown Fed. Narcotics Agents , 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619, the Court broke new ground by holding that a person claiming to be the victim of an unlawful arrest and search could bring a Fourth Amendment claim for damages against the responsible agents even though no federal statute authorized such a claim. The Court subsequently extended Bivens to cover two additional constitutional claims: in Davis v. Passman , 442 U.S. 228, 99 S.Ct. 2264, 60 L.Ed.2d 846 (1979), a former congressional staffer's Fifth Amendment claim of dismissal based on sex, and in Carlson v. Green , 446 U.S. 14, 100 S.Ct. 1468, 64 L.Ed.2d 15 (1980), a federal prisoner's Eighth Amendment claim for failure to provide adequate medical treatment. After those decisions, however, the Court changed course.

Bivens , Davis , and Carlson were the products of an era when the Court routinely inferred "causes of action" that were "not explicit" in the text of the provision that was allegedly violated. Abbasi , 582 U.S., at ----, 137 S.Ct., at 1855. As Abbasi recounted:

"During this 'ancien regime ,' ... the Court assumed it to be a proper judicial function to 'provide such remedies as are necessary to make effective' a statute's purpose .... Thus, as a routine matter with respect to statutes, the Court would imply causes of action not explicit in the statutory text itself." Ibid. (quoting Alexander v. Sandoval , 532 U.S. 275, 287, 121 S.Ct. 1511, 149 L.Ed.2d 517 (2001) ; J. I. Case Co. v. Borak , 377 U.S. 426, 433, 84 S.Ct. 1555, 12 L.Ed.2d 423 (1964) ).

Bivens extended this practice to claims based on the Constitution itself. 582 U.S., at ----, 137 S.Ct., at 1855 ; Bivens , 403 U.S. at 402, 91 S.Ct. 1999 (Harlan, J., concurring in judgment) (Court can infer availability of damages when, "in its view, damages are necessary to effectuate" the "policy underpinning the substantive provisio[n]").

In later years, we came to appreciate more fully the tension between this practice and the Constitution's separation of legislative and judicial power. The Constitution grants legislative power to Congress; this Court and the lower federal courts, by contrast, have only "judicial Power." Art. III, § 1. But when a court recognizes an implied claim for damages on the ground that doing so furthers the "purpose" of the law, the court risks arrogating legislative power. No law " 'pursues *742its purposes at all costs.' " American Express Co. v. Italian Colors Restaurant , 570 U.S. 228, 234, 133 S.Ct. 2304, 186 L.Ed.2d 417 (2013) (quoting Rodriguez v. United States , 480 U.S. 522, 525-526, 107 S.Ct. 1391, 94 L.Ed.2d 533 (1987) (per curiam )). Instead, lawmaking involves balancing interests and often demands compromise. See Board of Governors, FRS v. Dimension Financial Corp. , 474 U.S. 361, 373-374, 106 S.Ct. 681, 88 L.Ed.2d 691 (1986). Thus, a lawmaking body that enacts a provision that creates a right or prohibits specified conduct may not wish to pursue the provision's purpose to the extent of authorizing private suits for damages. For this reason, finding that a damages remedy is implied by a provision that makes no reference to that remedy may upset the careful balance of interests struck by the lawmakers. See ibid.

This problem does not exist when a common-law court, which exercises a degree of lawmaking authority, fleshes out the remedies available for a common-law tort. Analogizing Bivens to the work of a common-law court, petitioners and some of their amici make much of the fact that common-law claims against federal officers for intentional torts were once available. See, e.g. , Brief for Petitioners 10-20. But Erie R. Co. v. Tompkins , 304 U.S. 64, 78, 58 S.Ct. 817, 82 L.Ed. 1188 (1938), held that "[t]here is no federal general common law," and therefore federal courts today cannot fashion new claims in the way that they could before 1938. See Alexander , 532 U.S. at 287, 121 S.Ct. 1511 (" 'Raising up causes of action where a statute has not created them may be a proper function for common-law courts, but not for federal tribunals' ").

With the demise of federal general common law, a federal court's authority to recognize a damages remedy must rest at bottom on a statute enacted by Congress, see id., at 286, 121 S.Ct. 1511 ("private rights of action to enforce federal law must be created by Congress"), and no statute expressly creates a Bivens remedy. Justice Harlan's Bivens concurrence argued that this power is inherent in the grant of federal question jurisdiction, see 403 U.S. at 396, 91 S.Ct. 1999 (majority opinion); id. , at 405, 91 S.Ct. 1999 (opinion of Harlan, J.), but our later cases have demanded a clearer manifestation of congressional intent, see Abbasi , 582 U.S., at ---- - ----, 137 S.Ct., at 1856-1858.

In both statutory and constitutional cases, our watchword is caution. For example, in Jesner v. Arab Bank, PLC , 584 U.S. ----, ---- - ----, 138 S.Ct. 1386, 1391-1403, 200 L.Ed.2d 612 (2018) we expressed doubt about our authority to recognize any causes of action not expressly created by Congress. See also Abbasi, 582 U.S., at ----, 137 S.Ct., at 1856 ("If the statute does not itself so provide, a private cause of action will not be created through judicial mandate"). And we declined to recognize a claim against a foreign corporation under the Alien Tort Statute. Jesner , 584 U.S., at ----, 138 S.Ct., at 1408.

In constitutional cases, we have been at least equally reluctant to create new causes of action. We have recognized that Congress is best positioned to evaluate "whether, and the extent to which, monetary and other liabilities should be imposed upon individual officers and employees of the Federal Government" based on constitutional torts. Abbasi , 582 U.S., at ----, 137 S.Ct., at 1856. We have stated that expansion of Bivens is "a 'disfavored' judicial activity," 582 U.S., at ----, 137 S.Ct., at 1857 (quoting Ashcroft v. Iqbal , 556 U.S. 662, 675, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) ), and have gone so far as to observe that if "the Court's three Bivens cases [had] been ... decided today," it is doubtful that we would have *743reached the same result, 582 U.S., at ----, 137 S.Ct., at 1856. And for almost 40 years, we have consistently rebuffed requests to add to the claims allowed under Bivens . See 582 U.S., at ----, 137 S.Ct., at 1863-1864 ; Minneci v. Pollard , 565 U.S. 118, 132 S.Ct. 617, 181 L.Ed.2d 606 (2012) ; Wilkie v. Robbins , 551 U.S. 537, 127 S.Ct. 2588, 168 L.Ed.2d 389 (2007) ; Correctional Services Corp. v. Malesko , 534 U.S. 61, 122 S.Ct. 515, 151 L.Ed.2d 456 (2001) ; FDIC v. Meyer , 510 U.S. 471, 114 S.Ct. 996, 127 L.Ed.2d 308 (1994) ; Schweiker v. Chilicky , 487 U.S. 412, 108 S.Ct. 2460, 101 L.Ed.2d 370 (1988) ; United States v. Stanley , 483 U.S. 669, 107 S.Ct. 3054, 97 L.Ed.2d 550 (1987) ; Chappell v. Wallace , 462 U.S. 296, 103 S.Ct. 2362, 76 L.Ed.2d 586 (1983) ; Bush v. Lucas , 462 U.S. 367, 103 S.Ct. 2404, 76 L.Ed.2d 648 (1983).

When asked to extend Bivens , we engage in a two-step inquiry. We first inquire whether the request involves a claim that arises in a "new context" or involves a "new category of defendants." Malesko , 534 U.S. at 68, 122 S.Ct. 515. And our understanding of a "new context" is broad. We regard a context as "new" if it is "different in a meaningful way from previous Bivens cases decided by this Court." Abbasi , 582 U.S., at ----, 137 S.Ct., at 1859.

When we find that a claim arises in a new context, we proceed to the second step and ask whether there are any " ' "special factors [that] counse[l] hesitation" ' " about granting the extension. Id. , at ----, 137 S.Ct., at 1857 (quoting Carlson , 446 U.S. at 18, 100 S.Ct. 1468, in turn quoting Bivens , 403 U.S. at 396, 91 S.Ct. 1999 ). If there are-that is, if we have reason to pause before applying Bivens in a new context or to a new class of defendants-we reject the request.

We have not attempted to "create an exhaustive list" of factors that may provide a reason not to extend Bivens , but we have explained that "central to [this] analysis" are "separation-of-powers principles." Abbasi , 582 U.S., at ----, 137 S.Ct., at 1857. We thus consider the risk of interfering with the authority of the other branches, and we ask whether "there are sound reasons to think Congress might doubt the efficacy or necessity of a damages remedy," id., at ----, 137 S.Ct., at 1858, and "whether the Judiciary is well suited, absent congressional action or instruction, to consider and weigh the costs and benefits of allowing a damages action to proceed," id., at ----, 137 S.Ct., at 1858

III

A

The Bivens claims in this case assuredly arise in a new context. Petitioners contend that their Fourth and Fifth Amendment claims do not involve a new context because Bivens and Davis involved claims under those same two amendments, but that argument rests on a basic misunderstanding of what our cases mean by a new context. A claim may arise in a new context even if it is based on the same constitutional provision as a claim in a case in which a damages remedy was previously recognized. Compare Carlson , 446 U.S. at 16-18, 100 S.Ct. 1468 (allowing Bivens remedy for an Eighth Amendment claim for failure to provide adequate medical treatment), with Malesko , 534 U.S. at 71-74, 122 S.Ct. 515 (declining to create a Bivens remedy in similar circumstances because the suit was against a private prison operator, not federal officials). And once we look beyond the constitutional provisions invoked in Bivens , Davis , and the present case, it is glaringly obvious that petitioners' claims involve a new context, i.e. , one that is meaningfully different.

*744Bivens concerned an allegedly unconstitutional arrest and search carried out in New York City, 403 U.S. at 389, 91 S.Ct. 1999 ; Davis concerned alleged sex discrimination on Capitol Hill, 442 U.S. at 230, 99 S.Ct. 2264. There is a world of difference between those claims and petitioners' cross-border shooting claims, where "the risk of disruptive intrusion by the Judiciary into the functioning of other branches" is significant. Abbasi , 582 U.S., at ----, 137 S.Ct., at 1860 ; see Parts III-B and III-C, infra .

Because petitioners assert claims that arise in a new context, we must proceed to the next step and ask whether there are factors that counsel hesitation. As we will explain, there are multiple, related factors that raise warning flags.

B

The first is the potential effect on foreign relations. "The political branches, not the Judiciary, have the responsibility and institutional capacity to weigh foreign-policy concerns." Jesner , 584 U.S., at ----, 138 S.Ct., at 1403. Indeed, we have said that "matters relating 'to the conduct of foreign relations ... are so exclusively entrusted to the political branches of government as to be largely immune from judicial inquiry or interference.' " Haig v. Agee , 453 U.S. 280, 292, 101 S.Ct. 2766, 69 L.Ed.2d 640 (1981) (quoting Harisiades v. Shaughnessy , 342 U.S. 580, 589, 72 S.Ct. 512, 96 L.Ed. 586 (1952) ). "Thus, unless Congress specifically has provided otherwise, courts traditionally have been reluctant to intrude upon the authority of the Executive in [these matters]." Department of Navy v. Egan , 484 U.S. 518, 530, 108 S.Ct. 818, 98 L.Ed.2d 918 (1988). We must therefore be especially wary before allowing a Bivens remedy that impinges on this arena.

A cross-border shooting is by definition an international incident; it involves an event that occurs simultaneously in two countries and affects both countries' interests. Such an incident may lead to a disagreement between those countries, as happened in this case.

The United States, through the Executive Branch, which has " 'the lead role in foreign policy,' " Medellín v. Texas , 552 U.S. 491, 524, 128 S.Ct. 1346, 170 L.Ed.2d 190 (2008) (alteration omitted), has taken the position that this incident should be handled in a particular way-namely, that Agent Mesa should not face charges in the United States nor be extradited to stand trial in Mexico. As noted, the Executive decided not to take action against Agent Mesa because it found that he "did not act inconsistently with [Border Patrol] policy or training regarding use of force." DOJ Press Release. We presume that Border Patrol policy and training incorporate both the Executive's understanding of the Fourth Amendment's prohibition of unreasonable seizures and the Executive's assessment of circumstances at the border. Thus, the Executive judged Agent Mesa's conduct by what it regards as reasonable conduct by an agent under the circumstances that Mesa faced at the time of the shooting, and based on the application of those standards, it declined to prosecute. The Executive does not want a Mexican criminal court to judge Agent Mesa's conduct by whatever standards would be applicable under Mexican law; nor does it want a jury in a Bivens action to apply its own understanding of what constituted reasonable conduct by a Border Patrol agent under the circumstances of this case. Such a jury determination, the Executive claims, would risk the " ' "embarrassment of our government abroad" through "multifarious pronouncements by various departments on one question." ' " Brief for United States as Amicus Curiae 18 (quoting Sanchez-Espinoza v. Reagan , 770 F.2d 202, 209 (C.A.D.C. 1985) (Scalia, J.)).

*745The Government of Mexico has taken a different view of what should be done. It has requested that Agent Mesa be extradited for criminal prosecution in a Mexican court under Mexican law, and it has supported petitioners' Bivens suit. In a brief filed in this Court, Mexico suggests that shootings by Border Patrol agents are a persistent problem and argues that the United States has an obligation under international law, specifically Article 6(1) of the International Covenant on Civil and Political Rights, Dec. 19, 1966, S. Treaty Doc. No. 95-20, 999 U. N. T. S. 174, to provide a remedy for the shooting in this case. Brief for Government of United Mexican States as Amicus Curiae 2, 20-22. Mexico states that it "has a responsibility to look after the well-being of its nationals" and that "it is a priority to Mexico to see that the United States provides adequate means to hold the agents accountable and to compensate the victims." Id. , at 3.

Both the United States and Mexico have legitimate and important interests that may be affected by the way in which this matter is handled. The United States has an interest in ensuring that agents assigned the difficult and important task of policing the border are held to standards and judged by procedures that satisfy United States law and do not undermine the agents' effectiveness and morale. Mexico has an interest in exercising sovereignty over its territory and in protecting and obtaining justice for its nationals. It is not our task to arbitrate between them.

In the absence of judicial intervention, the United States and Mexico would attempt to reconcile their interests through diplomacy-and that has occurred. The broad issue of violence along the border, the occurrence of crossborder shootings, and this particular matter have been addressed through diplomatic channels. In 2014, Mexico and the United States established a joint Border Violence Prevention Council, and the two countries have addressed cross-border shootings through the United States-Mexico bilateral Human Rights Dialogue.2 Following the Justice Department investigation in the present case, the United States reaffirmed its commitment to "work with the Mexican government within existing mechanisms and agreements to prevent future incidents." DOJ Press Release.

For these reasons, petitioners' assertion that their claims have "nothing to do with the substance or conduct of U.S. foreign ... policy," Brief for Petitioners 29, is plainly wrong.3

C

Petitioners are similarly incorrect in deprecating the Fifth Circuit's conclusion *746that the issue here implicates an element of national security.

One of the ways in which the Executive protects this country is by attempting to control the movement of people and goods across the border, and that is a daunting task. The United States' border with Mexico extends for 1,900 miles, and every day thousands of persons and a large volume of goods enter this country at ports of entry on the southern border.4 The lawful passage of people and goods in both directions across the border is beneficial to both countries.

Unfortunately, there is also a large volume of illegal

cross-border traffic. During the last fiscal year, approximately 850,000 persons were apprehended attempting to enter the United States illegally from Mexico,5 and large quantities of drugs were smuggled across the border.6 In addition, powerful criminal organizations operating on both sides of the border present a serious law enforcement problem for both countries.7

On the United States' side, the responsibility for attempting to prevent the illegal entry of dangerous persons and goods rests primarily with the U.S. Customs and Border Protection Agency, and one of its main responsibilities is to "detect, respond to, and interdict terrorists, drug smugglers and traffickers, human smugglers and traffickers, and other persons who may undermine the security of the United States." 6 U.S.C. § 211(c)(5). While Border Patrol agents often work miles from the border, some, like Agent Mesa, are stationed right at the border and have the responsibility of attempting to prevent illegal entry. For these reasons, the conduct of agents positioned at the border has a clear and strong connection to national security, as the Fifth Circuit understood. 885 F.3d at 819.

Petitioners protest that " 'shooting people who are just walking down a street in Mexico' " does not involve national security, Brief for Petitioners 28, but that misses the point. The question is not whether national security requires such conduct-of course, it does not-but whether the Judiciary should alter the framework established by the political branches for addressing cases in which it is alleged that lethal force was unlawfully employed by an agent at the border. Cf. Abbasi , 582 U.S., at ----, 137 S.Ct., at 1861 (explaining that "[n]ational-security policy is the prerogative of the Congress and President").

We have declined to extend Bivens where doing so would interfere with the *747system of military discipline created by statute and regulation, see Chappell , 462 U.S. 296, 103 S.Ct. 2362 ; Stanley , 483 U.S. 669, 107 S.Ct. 3054, and a similar consideration is applicable here. Since regulating the conduct of agents at the border unquestionably has national security implications, the risk of undermining border security provides reason to hesitate before extending Bivens into this field. See Abbasi , 582 U.S., at ----, 137 S.Ct., at 1861 ("Judicial inquiry into the national-security realm raises 'concerns for the separation of powers' " (quoting Christopher v. Harbury , 536 U.S. 403, 417, 122 S.Ct. 2179, 153 L.Ed.2d 413 (2002) )).

D

Our reluctance to take that step is reinforced by our survey of what Congress has done in statutes addressing related matters. We frequently "loo[k] to analogous statutes for guidance on the appropriate boundaries of judge-made causes of action." Jesner , 584 U.S., at ----, 138 S.Ct., at 1403 (opinion of Kennedy, J.). When foreign relations are implicated, it "is even more important ... 'to look for legislative guidance before exercising innovative authority over substantive law.' " Id., at ----, 138 S.Ct., at 1403 (quoting Sosa v. Alvarez-Machain , 542 U.S. 692, 726, 124 S.Ct. 2739, 159 L.Ed.2d 718 (2004) ). Accordingly, it is "telling," Abbasi , 582 U.S., at ----, 137 S.Ct., at 1862, that Congress has repeatedly declined to authorize the award of damages for injury inflicted outside our borders.

A leading example is 42 U.S.C. § 1983, which permits the recovery of damages for constitutional violations by officers acting under color of state law. We have described Bivens as a "more limited" "federal analog" to § 1983. Hartman v. Moore , 547 U.S. 250, 254, n. 2, 126 S.Ct. 1695, 164 L.Ed.2d 441 (2006). It is therefore instructive that Congress chose to make § 1983 available only to "citizen[s] of the United States or other person[s] within the jurisdiction thereof." It would be "anomalous to impute ... a judicially implied cause of action beyond the bounds [Congress has] delineated for [a] comparable express caus[e] of action." Blue Chip Stamps v. Manor Drug Stores , 421 U.S. 723, 736, 95 S.Ct. 1917, 44 L.Ed.2d 539 (1975). Thus, the limited scope of § 1983 weighs against recognition of the Bivens claim at issue here.

Section 1983's express limitation to the claims brought by citizens and persons subject to United States jurisdiction is especially significant, but even if this explicit limitation were lacking, we would presume that § 1983 did not apply abroad. See RJR Nabisco, Inc. v. European Community , 579 U.S. ----, ----, 136 S.Ct. 2090, 2100, 195 L.Ed.2d 476 (2016) ("Absent clearly expressed congressional intent to the contrary, federal laws will be construed to have only domestic application"). We presume that statutes do not apply extraterritorially to "ensure that the Judiciary does not erroneously adopt an interpretation of U.S. law that carries foreign policy consequences not clearly intended by the political branches." Kiobel v. Royal Dutch Petroleum Co. , 569 U.S. 108, 116, 133 S.Ct. 1659, 185 L.Ed.2d 671 (2013) ; see also EEOC v. Arabian American Oil Co. , 499 U.S. 244, 248, 111 S.Ct. 1227, 113 L.Ed.2d 274 (1991).

If this danger provides a reason for caution when Congress has enacted a statute but has not provided expressly whether it applies abroad, we have even greater reason for hesitation in deciding whether to extend a judge-made cause of action beyond our borders. "[T]he danger of unwarranted judicial interference in the conduct of foreign policy is magnified" where "the question is not what Congress has *748done but instead what courts may do." Kiobel , 569 U.S. at 116, 133 S.Ct. 1659. Where Congress has not spoken at all, the likelihood of impinging on its foreign affairs authority is especially acute.

Congress's treatment of ordinary tort claims against federal officers is also revealing. As petitioners and their amici stress, the traditional way in which civil litigation addressed abusive conduct by federal officers was by subjecting them to liability for common-law torts. See Brief for Petitioners 10-17. For many years, such claims could be raised in state or federal court,8 and this Court occasionally considered tort suits against federal officers for extraterritorial injuries. See, e.g. , Mitchell v. Harmony , 13 How. 115, 14 L.Ed. 75 (1852) (affirming award in trespass suit brought by U.S. citizen against U.S. Army officer who seized personal property in Mexico during the Mexican-American war). After Erie , federal common-law claims were out, but we recognized the continuing viability of state-law tort suits against federal officials as recently as Westfall v. Erwin , 484 U.S. 292, 108 S.Ct. 580, 98 L.Ed.2d 619 (1988).

In response to that decision, Congress passed the so-called Westfall Act, formally the Federal Employees Liability Reform and Tort Compensation Act of 1988, 28 U.S.C. § 2679. That Act makes the Federal Tort Claims Act (FTCA) "the exclusive remedy for most claims against Government employees arising out of their official conduct." Hui v. Castaneda , 559 U.S. 799, 806, 130 S.Ct. 1845, 176 L.Ed.2d 703 (2010).9 Thus, a person injured by a federal employee may seek recovery directly from the United States under the FTCA, but the FTCA bars "[a]ny claim arising in a foreign country." § 2680(k).10 The upshot is that claims that would otherwise permit the recovery of damages are barred if the injury occurred abroad.

Yet another example is provided by the Torture Victim Protection Act of 1991, note following 28 U.S.C. § 1350, which created a cause of action that may be brought by an alien in a U.S. court under the Alien Tort Statute, § 1350. Under the Torture Victim Protection Act, a damages action may be brought by or on behalf of a victim of torture or an extrajudicial killing carried out by a person who acted under the authority of a foreign *749state. Consequently, this provision, which is often employed to seek redress for acts committed abroad,11 cannot be used to sue a United States officer. See Meshal v. Higgenbotham , 804 F.3d 417, 430 (C.A.D.C. 2015) (KAVANAUGH, J., concurring).

These statutes form a pattern that is important for present purposes. When Congress has enacted statutes creating a damages remedy for persons injured by United States Government officers, it has taken care to preclude claims for injuries that occurred abroad.

Instead, when Congress has provided compensation for injuries suffered by aliens outside the United States, it has done so by empowering Executive Branch officials to make payments under circumstances found to be appropriate. Thus, the Foreign Claims Act, 10 U.S.C. § 2734, first enacted during World War II, ch. 645, 55 Stat. 880, allows the Secretary of Defense to appoint claims commissions to settle and pay claims for personal injury and property damage resulting from the noncombat activities of the Armed Forces outside this country. § 2734(a). Similarly, § 2734a allows the Secretary of Defense and the Secretary of Homeland Security to make payments pursuant to "an international agreement which provides for the settlement or adjudication and cost sharing of claims against the United States" that arise out of "acts or omissions" of the Armed Forces. § 2734a(a); see also 22 U.S.C. § 2669(b) (State Department may settle and pay certain claims for death, injury, or property loss or damage "for the purpose of promoting and maintaining friendly relations with foreign countries"); § 2669-1 (Secretary of State has authority to pay tort claims arising in foreign countries in connection with State Department operations); 21 U.S.C. § 904 (Attorney General has authority to pay tort claims arising in connection with the operations of the Drug Enforcement Administration abroad).

This pattern of congressional action-refraining from authorizing damages actions for injury inflicted abroad by Government officers, while providing alternative avenues for compensation in some situations-gives us further reason to hesitate about extending Bivens in this case.

E

In sum, this case features multiple factors that counsel hesitation about extending Bivens , but they can all be condensed to one concern-respect for the separation of powers. See Abbasi , 582 U.S., at ----, 137 S.Ct., at 1857-1858. "Foreign policy and national security decisions are 'delicate, complex, and involve large elements of prophecy' for which 'the Judiciary has neither aptitude, facilities[,] nor responsibility.' " Jesner , 584 U.S., at ----, 138 S.Ct., at 1414 (GORSUCH, J., concurring part and concurring in judgment) (quoting Chicago & Southern Air Lines, Inc. v. Waterman S. S. Corp. , 333 U.S. 103, 111, 68 S.Ct. 431, 92 L.Ed. 568 (1948) ). To avoid upsetting the delicate web of international relations, we typically presume that even congressionally crafted causes of action do not apply outside our borders. These concerns are only heightened when judges are asked to fashion constitutional remedies. Congress, which has authority in the field of foreign affairs, has chosen not to create liability in similar statutes, leaving the resolution of extraterritorial *750claims brought by foreign nationals to executive officials and the diplomatic process.

Congress's decision not to provide a judicial remedy does not compel us to step into its shoes. "The absence of statutory relief for a constitutional violation ... does not by any means necessarily imply that courts should award money damages against the officers responsible for the violation." Schweiker , 487 U.S. at 421-422, 108 S.Ct. 2460 ; see also Stanley , 483 U.S. at 683, 107 S.Ct. 3054 ("[I]t is irrelevant to a 'special factors' analysis whether the laws currently on the books afford [plaintiff] an 'adequate' federal remedy for his injuries").12

When evaluating whether to extend Bivens, the most important question "is 'who should decide' whether to provide for a damages remedy, Congress or the courts?" Abbasi , 582 U.S., at ----, 137 S.Ct., at 1857 (quoting Bush , 462 U.S. at 380, 103 S.Ct. 2404 ). The correct "answer most often will be Congress." 582 U.S., at ----, 137 S.Ct., at 1857. That is undoubtedly the answer here.

* * *

The judgment of the United States Court of Appeals for the Fifth Circuit is affirmed.

It is so ordered.

Justice THOMAS, with whom Justice GORSUCH joins, concurring.

The Court correctly applies our precedents to conclude that the implied cause of action created in Bivens v. Six Unknown Fed. Narcotics Agents , 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971), should not be extended to cross-border shootings. I therefore join its opinion.

I write separately because, in my view, the time has come to consider discarding the Bivens doctrine altogether. The foundation for Bivens -the practice of creating implied causes of action in the statutory context-has already been abandoned. And the Court has consistently refused to extend the Bivens doctrine for nearly 40 years, even going so far as to suggest that Bivens and its progeny were wrongly decided. Stare decisis provides no "veneer of respectability to our continued application of [these] demonstrably incorrect precedents." Gamble v. United States , 587 U.S. ----, ----, 139 S.Ct. 1960, 1981, 204 L.Ed.2d 322 (2019) (THOMAS, J., concurring). To ensure that we are not "perpetuat[ing] a usurpation of the legislative power," id. , at ----, 139 S.Ct., at 1984, we should reevaluate our continued recognition of even a limited form of the Bivens doctrine.

" ' Bivens is a relic of the heady days in which this Court assumed common-law powers to create causes of action.' " Wilkie v. Robbins , 551 U.S. 537, 568, 127 S.Ct. 2588, 168 L.Ed.2d 389 (2007) (THOMAS, J., concurring) (quoting Correctional Services Corp. v. Malesko , 534 U.S. 61, 75, 122 S.Ct. 515, 151 L.Ed.2d 456 (2001) (Scalia, J., concurring)). In the decade preceding Bivens , the Court believed that it had a duty "to be alert to provide such remedies as are necessary to make effective" Congress' purposes in enacting a statute. J. I. Case Co. v. Borak , 377 U.S. 426, 433, 84 S.Ct. 1555, 12 L.Ed.2d 423 (1964). Accordingly, the Court freely created implied private causes of action for damages under federal statutes. See, e.g., *751Sullivan v. Little Hunting Park, Inc. , 396 U.S. 229, 239, 90 S.Ct. 400, 24 L.Ed.2d 386 (1969) ; Allen v. State Bd. of Elections , 393 U.S. 544, 557, 89 S.Ct. 817, 22 L.Ed.2d 1 (1969).

This misguided approach to implied causes of action in the statutory context formed the backdrop of the Court's decision in Bivens . There, the Court held that federal officers who conducted a warrantless search and arrest in violation of the Fourth Amendment could be sued for damages. Bivens , 403 U.S. at 397, 91 S.Ct. 1999. The Court acknowledged that Congress had not provided a statutory cause of action for damages against federal officers and that "the Fourth Amendment does not in so many words provide for its enforcement by an award of money damages." Id. , at 396-397, 91 S.Ct. 1999. But it concluded, consistent with the then-prevailing understanding of implied causes of action in the statutory context, that federal courts could infer such a "remedial mechanism." Id. , at 397, 91 S.Ct. 1999 (citing Borak , 377 U.S. at 433, 84 S.Ct. 1555 ).

This holding "broke new ground." Ante , at 741. From the ratification of the Bill of Rights until 1971, the Court did not create "implied private action[s] for damages against federal officers alleged to have violated a citizen's constitutional rights." Malesko , 534 U.S. at 66, 122 S.Ct. 515. Suits to recover such damages were generally brought under state tort law. See Wheeldin v. Wheeler , 373 U.S. 647, 652, 83 S.Ct. 1441, 10 L.Ed.2d 605 (1963). Bivens thus opened the door to a new avenue for recovering damages from federal officers. In the wake of that decision, the Court recognized an implied cause of action for damages against a Member of Congress accused of sex discrimination in violation of the Fifth Amendment's Due Process Clause, Davis v. Passman , 442 U.S. 228, 99 S.Ct. 2264, 60 L.Ed.2d 846 (1979), and against prison officials accused of denying medical care in violation of the Eighth Amendment's Cruel and Unusual Punishments Clause, Carlson v. Green , 446 U.S. 14, 100 S.Ct. 1468, 64 L.Ed.2d 15 (1980). Given this Court's trend of creating implied causes of action, "there was a possibility that the Court would keep expanding Bivens until it became the substantial equivalent of 42 U.S.C. § 1983." Ziglar v. Abbasi , 582 U.S. ----, ----, 137 S.Ct. 1843, 1855, 198 L.Ed.2d 290 (2017) (internal quotation marks omitted).

The Court, however, eventually corrected course. In the statutory context, the Court "retreated from [its] previous willingness to imply a cause of action where Congress has not provided one." Malesko , 534 U.S. at 67, n. 3, 122 S.Ct. 515. After a series of decisions limiting courts' discretion to create statutory causes of action, we renounced the Court's freewheeling approach in Alexander v. Sandoval , 532 U.S. 275, 121 S.Ct. 1511, 149 L.Ed.2d 517 (2001), explicitly repudiating the precedent used to support Bivens , 532 U.S. at 287, 121 S.Ct. 1511 (abrogating Borak , 377 U.S. 426, 84 S.Ct. 1555, 12 L.Ed.2d 423 ). We explained that, "[l]ike substantive federal law itself, private rights of action to enforce federal law must be created by Congress." 532 U.S. at 286, 121 S.Ct. 1511. "The judicial task is to interpret the statute Congress has passed to determine whether it displays an intent to create not just a private right but also a private remedy." Ibid. Without such intent, "a cause of action does not exist and courts may not create one, no matter how desirable that might be as a policy matter, or how compatible with the statute." Id. , at 286-287, 121 S.Ct. 1511.

The Court's method of implying causes of action for damages in the statutory context provided the foundation for the approach taken in Bivens . Therefore, as the Court backed away from creating statutory causes of action, it also effectively cabined *752the Bivens doctrine to the facts of Bivens , Davis , and Carlson . For nearly 40 years, the Court has " 'consistently refused to extend Bivens liability to any new context or new category of defendants.' " Abbasi , 582 U.S., at ----, 137 S.Ct., at 1857 (quoting Malesko , 534 U.S. at 68, 122 S.Ct. 515 ); see also ante , at 750.*

In doing so, our decisions have undermined the validity of the Bivens doctrine. As the Court recognizes, "[w]e have stated that expansion of Bivens is a disfavored judicial activity." Ante , at 742 (internal quotation marks omitted). And we have now repeatedly acknowledged the shaky foundation on which Bivens rests, stating that "in light of the changes to the Court's general approach to recognizing implied damages remedies, it is possible that the analysis in the Court's three Bivens cases might have been different if they were decided today." Abbasi , 582 U.S., at ----, 137 S.Ct., at 1856 ; see also ante , at 743 (noting that it is "doubtful that we would have reached the same result" if Bivens were decided today). Thus, it appears that we have already repudiated the foundation of the Bivens doctrine; nothing is left to do but overrule it.

Our continued adherence to even a limited form of the Bivens doctrine appears to "perpetuat[e] a usurpation of the legislative power." Gamble , 587 U.S., at ----, 139 S.Ct., at 1984 (THOMAS, J., concurring). Federal courts lack the authority to engage in the distinctly legislative task of creating causes of action for damages to enforce federal positive law. We have clearly recognized as much in the statutory context. See supra , at 751. I see no reason for us to take a different approach if the right asserted to recover damages derives from the Constitution, rather than from a federal statute. Either way, we are exercising legislative power vested in Congress. Cf. Carlson , 446 U.S. at 51, 100 S.Ct. 1468 (Rehnquist, J., dissenting) ("The policy questions at issue in the creation of any tort remedies, constitutional or otherwise, involve judgments as to diverse factors that are more appropriately made by the legislature than by this Court in an attempt to fashion a constitutional common law").

This usurpation of legislative power is all the more troubling because Congress has demonstrated that it knows how to create a cause of action to recover damages for constitutional violations when it wishes to do so. In 42 U.S.C. § 1983, Congress provided a cause of action that allows persons to recover damages for certain deprivations of constitutional rights by state officers . Congress has chosen not to provide such a cause of action against federal officers . In fact, it has pre-empted the state tort suits that traditionally served as the mechanism by which damages were recovered from federal officers. 28 U.S.C. § 2679(b) ; Minneci v. Pollard , 565 U.S. 118, 126, 132 S.Ct. 617, 181 L.Ed.2d 606 (2012). "[I]t is not for us to fill any hiatus Congress has left in this area." Wheeldin , 373 U.S. at 652, 83 S.Ct. 1441.

* * *

The analysis underlying Bivens cannot be defended. We have cabined the doctrine's *753scope, undermined its foundation, and limited its precedential value. It is time to correct this Court's error and abandon the doctrine altogether.

Justice GINSBURG, with whom Justice BREYER, Justice SOTOMAYOR, and Justice KAGAN join, dissenting.

In Bivens v. Six Unknown Fed. Narcotics Agents , 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971), this Court held that injured plaintiffs could pursue claims for damages against U.S. officers for conduct disregarding constitutional constraints. The instant suit, invoking Bivens , arose in tragic circumstances. In 2010, the complaint alleges, a Mexican teenager was playing with friends in a culvert along the United States-Mexico border. A U.S. Border Patrol agent, in violation of instructions controlling his office and situated on the U.S. side of the border, shot and killed the youth on the Mexican side. The boy's parents sued the officer for damages in federal court, alleging that a rogue federal law enforcement officer's unreasonable use of excessive force violated the Fourth and Fifth Amendments. At the time of the incident, it is uncontested, the officer did not know whether the boy he shot was a U.S. national or a citizen of another land. See Hernández v. Mesa , 582 U.S. ----, ---- - ----, 137 S.Ct. 2003, 2006-2008, 198 L.Ed.2d 625 (2017) (per curiam )

When the case first reached this Court, the Court remanded it, instructing the Court of Appeals to resolve a threshold question: Is a Bivens remedy available to noncitizens (here, the victim's parents) when the U.S. officer acted stateside, but the impact of his alleged wrongdoing was suffered abroad? To that question, the sole issue now before this Court, I would answer "yes." Rogue U.S. officer conduct falls within a familiar, not a "new," Bivens setting. Even if the setting could be characterized as "new," plaintiffs lack recourse to alternative remedies, and no "special factors" counsel against a Bivens remedy. Neither U.S. foreign policy nor national security is in fact endangered by the litigation. Moreover, concerns attending the application of our law to conduct occurring abroad are not involved, for plaintiffs seek the application of U.S. law to conduct occurring inside our borders. I would therefore hold that the plaintiffs' complaint crosses the Bivens threshold.

I

Because this case was resolved on a motion to dismiss, I accept the complaint's allegations, next set out, as true. In 2010, Sergio Adrián Hernández Güereca, a 15-year-old citizen of Mexico, was playing with his friends in the dry culvert that divides El Paso, Texas, from Ciudad Juarez, Mexico. The international boundary line runs down the center of the culvert, but the only visible border-related features are fences and border-crossing posts that sit atop each side. See Hernández , 582 U.S., at ----, 137 S.Ct., at 2008-2009 (BREYER, J., dissenting). The game Hernández and his friends were playing involved running up the embankment on the United States side, touching the barbed-wire fence, and running back down to the Mexican side. While the game was ongoing, Border Patrol Agent Jesus Mesa, Jr., appeared on his bicycle and detained one of Hernández's friends as he was running down the embankment on the U.S. side. Hernández, who was unarmed, retreated into Mexican territory. Mesa pointed his weapon across the border, "seemingly taking careful aim," and fired at least two shots. App. to Pet. for Cert. 199. At least one of the shots struck Hernández in the face, killing him.

Hernández's parents brought suit under Bivens , asserting, inter alia , that Mesa *754had violated their son's Fourth and Fifth Amendment rights. The United States District Court for the Western District of Texas granted Mesa's motion to dismiss. A panel of the United States Court of Appeals for the Fifth Circuit affirmed the dismissal of the parents' Fourth Amendment claim but held that their Fifth Amendment claim could proceed.

The Court of Appeals reheard the case en banc and affirmed the District Court's dismissal of the parents' claims. The full court agreed with the panel that Hernández lacked Fourth Amendment rights. Hernandez v. United States , 785 F.3d 117, 119 (5th Cir. 2015) (per curiam ) (citing United States v. Verdugo-Urquidez , 494 U.S. 259, 110 S.Ct. 1056, 108 L.Ed.2d 222 (1990) ).1 It declined, however, to resolve whether Mesa's conduct violated the Fifth Amendment, concluding that, in any event, Mesa was entitled to qualified immunity. 785 F.3d at 120-121.

This Court vacated the Court of Appeals' judgment and remanded with several instructions. First, the Court directed the Court of Appeals to address the "antecedent" question whether the suit could be premised on Bivens in light of the Court's recent decision in Ziglar v. Abbasi , 582 U.S. ----, ----, 137 S.Ct. 1843, 1851, 198 L.Ed.2d 290 (2017). Hernández , 582 U.S., at ---- - ----, 137 S.Ct., at 2006-2007. The Court also identified error in the Court of Appeals' qualified-immunity analysis. Id. , at ---- - ----, 137 S.Ct., at 2006-2008. That analysis had centered on Hernández's status as an alien with no significant connections to the United States, but it is "undisputed ... that Hernández's nationality and the extent of his ties to the United States were unknown to Mesa at the time of the shooting." Id. , at ----, 137 S.Ct., at 2007. The Court declined to address whether Hernández had stated a valid Fourth Amendment claim. Id. , at ----, 137 S.Ct., at 2006-2007. But see id. , at ---- - ----, 137 S.Ct., at 2008-2012 (BREYER, J., dissenting).

On remand, the Court of Appeals, again sitting en banc, affirmed the District Court's dismissal of the suit. The action presented a "new context" for Bivens , the court concluded, and special factors counseled its hesitation. 885 F.3d 811, 816-823 (C.A.5 2018). Dissenting, Judge Prado (joined by Judge Graves) urged that the majority had been "led astray from the familiar circumstances of this case by empty labels of national security, foreign affairs, and extraterritoriality." Id. , at 825.

II

The plaintiff in Bivens alleged that, during an unjustified search of his home, rogue federal law enforcement officers unlawfully seized him, employing "unreasonable force ... in making the arrest." 403 U.S. at 389, 91 S.Ct. 1999. This Court afforded him a federal damages remedy against the federal agents who had disregarded the Fourth Amendment's prohibitions against unreasonable searches and *755seizures. Id. , at 390-397, 91 S.Ct. 1999. The Court did so directly under the Constitution, for Congress had provided no statutory claim for relief to redress the wrongful conduct. See ibid . "Historically," the Court observed, "damages have been regarded as the ordinary remedy for an invasion of personal interests in liberty." Id. , at 395-396, 91 S.Ct. 1999. Given the circumstances presented in Bivens , the Court found "no special factors counselling hesitation [despite] the absence of affirmative action by Congress." Id. , at 396, 91 S.Ct. 1999. Justice Harlan concurred in the judgment, emphasizing that damages were "the only possible remedy for someone in [the plaintiff 's] alleged position." Id. , at 409-410, 91 S.Ct. 1999 (injunctions could not "obviate the harm" done, the United States was "immune to suit," and the exclusionary rule was "irrelevant" for those "innocen[t] of the crime charged").

The Court has extended Bivens twice. See Davis v. Passman , 442 U.S. 228, 99 S.Ct. 2264, 60 L.Ed.2d 846 (1979) (sex-discrimination claim against a congressman under the Fifth Amendment's Due Process Clause); Carlson v. Green , 446 U.S. 14, 100 S.Ct. 1468, 64 L.Ed.2d 15 (1980) (inadequate medical treatment claim against federal prison officials under the Eighth Amendment). Though the Court has more recently declined to extend Bivens to new contexts, see Abbasi , 582 U.S., at ---- - ----, 137 S.Ct., at 1856-1858, Bivens remains the law of the land in settings in which the decision has been held to apply, see Abbasi , 582 U.S., at ----, 137 S.Ct., at 1856-1857.

In Abbasi , former immigration detainees alleged mistreatment and discrimination following the September 11, 2001 terrorist attacks. Id. , at ---- - ----, 137 S.Ct., at 1852-1853. Invoking Bivens , the plaintiffs sued the former Attorney General, Federal Bureau of Investigation Director, and Immigration and Naturalization Service Commissioner, as well as detention-facility wardens, under the Fourth and Fifth Amendments. 582 U.S., at ----, 137 S.Ct., at 1853. Though recognizing that one of the plaintiffs' Bivens claims might be viable, 582 U.S., at ---- - ----, 137 S.Ct., at 1863-1865,2 the Court held that the other claims could not proceed under Bivens . A lawsuit challenging "a high-level executive policy" framed in response to "a major terrorist attack," the Court observed, bore "little resemblance to" previous Bivens settings. 582 U.S., at ---- - ----, 137 S.Ct., at 1859-1860. As considerations counseling hesitation to extend Bivens to the setting in Abbasi , the Court stressed the impropriety of using Bivens to challenge governmental policies, the risk of judicial disruption of national security decision-making, and the availability of alternative remedies. 582 U.S., at ---- - ----, 137 S.Ct., at 1860-1864.

Concerning future invocations of Bivens , Abbasi provided several guides. On whether a case presents a new Bivens context, the Court stated: "If the case is different in a meaningful way from previous Bivens cases decided by this Court, then the context is new." 582 U.S., at ----, 137 S.Ct., at 1859. And on whether to extend Bivens to a new context, Abbasi identified as the critical inquiry: Is "the Judiciary ... well suited, absent congressional action or instruction, to consider and weigh the costs and benefits of allowing a damages action *756to proceed"? 582 U.S., at ----, 137 S.Ct., at 1858.

While reining in this Court's Bivens jurisprudence, the Court cautioned in Abbasi that its "opinion is not intended to cast doubt on the continued force, or even the necessity, of Bivens in the search-and-seizure context in which it arose." 582 U.S., at ----, 137 S.Ct., at 1856. "The settled law of Bivens in this common and recurrent sphere of law enforcement, and the undoubted reliance upon it as a fixed principle in the law, are powerful reasons to retain it in that sphere." Ibid. The Court also reiterated that suits against "the individual official for his or her own acts" deter behavior incompatible with constitutional norms, a consideration key to the Bivens decision. 582 U.S., at ----, 137 S.Ct., at 1860 (emphasis added). "[I]ndividual instances of ... law enforcement overreach," the Court recognized, are by "their very nature ... difficult to address except by way of damages actions after the fact." Id. , at ----, 137 S.Ct., at 1862 (emphasis added).

III

Plaintiffs' Bivens action arises in a setting kin to Bivens itself: Mesa, plaintiffs allege, acted in disregard of instructions governing his conduct and of Hernández's constitutional rights. Abbasi acknowledged the "fixed principle" that plaintiffs may bring Bivens suits against federal law enforcement officers for "seizure[s]" that violate the Fourth Amendment. 582 U.S., at ----, 137 S.Ct., at 1877 ; supra , at 755.3 Using lethal force against a person who "poses no immediate threat to the officer and no threat to others" surely qualifies as an unreasonable seizure. Tennessee v. Garner , 471 U.S. 1, 11, 105 S.Ct. 1694, 85 L.Ed.2d 1 (1985). The complaint states that Mesa engaged in that very conduct; it alleged, specifically, that Hernández was unarmed and posed no threat to Mesa or others. For these reasons, as Mesa acknowledged at oral argument, Hernández's parents could have maintained a Bivens action had the bullet hit Hernández while he was running up or down the United States side of the embankment. See Tr. of Oral Arg. 50.

The only salient difference here: the fortuity that the bullet happened to strike Hernández on the Mexican side of the embankment. But Hernández's location at the precise moment the bullet landed should not matter one whit. After all, "[t]he purpose of Bivens is to deter the officer ." Abbasi , 582 U.S., at ----, 137 S.Ct., at 1860 (internal quotation marks omitted); supra, at 755. And primary conduct constrained by the Fourth Amendment is an officer 's unjustified resort to excessive force. See Garner , 471 U.S. at 20-22, 105 S.Ct. 1694. Mesa's allegedly unwarranted deployment of deadly force occurred on United States soil. It scarcely makes sense for a remedy trained on deterring rogue officer conduct to turn upon a happenstance subsequent to the conduct-a bullet landing in one half of a culvert, not the other.

*757Nor would it make sense to deem some culvert locations "new settings" for Bivens purposes, but others (those inside the United States), familiar territory. As recounted in Justice BREYER's dissent earlier in this litigation, the culvert "does not itself contain any physical features of a border"; it consists of wide swaths of "concrete-lined empty space" with fencing on each side. Hernández , 582 U.S., at ----, 137 S.Ct., at 2009. See also id., at ----, 137 S.Ct., at 2006-2007 (noting "the near irrelevance of [the] midculvert line ... for most border-related purposes"). It is not asserted that Mesa "knew on which side of the boundary line [his] bullet would land." Id. , at ----, 137 S.Ct., at 2010.

Finally, although the bullet happened to land on the Mexican side of the culvert, the United States, as in Bivens , unquestionably has jurisdiction to prescribe law governing a Border Patrol agent's conduct. That prescriptive jurisdiction reaches "conduct that ... takes place within [United States] territory." Restatement (Third) of Foreign Relations Law of the United States § 402 (1986). The place of a rogue officer's conduct "has peculiar significance" to choice of the applicable law where, as here, "the primary purpose of the tort rule involved is to deter or punish misconduct." Restatement (Second) of Conflict of Laws § 145, Comment e , p. 420 (1969).4

IV

Even accepting, arguendo , that the setting in this case could be characterized as "new," there is still no good reason why Hernández's parents should face a closed courtroom door. As in Bivens , plaintiffs lack recourse to alternative remedies. And not one of the "special factors" the Court identifies weigh any differently based on where a bullet happens to land.

A

It was "of central importance" to the Court's disposition in Abbasi that the case was "[un]like Bivens ... in which 'it [was] damages or nothing.' " 582 U.S., at ----, 137 S.Ct., at 1862 (quoting Bivens , 403 U.S. at 410, 91 S.Ct. 1999 (Harlan, J., concurring in judgment)). Here, as Judge Prado, dissenting below, observed, "[i]t is uncontested that plaintiffs find no alternative relief in Mexican law, state law, the Federal Tort Claims Act ('FTCA'), the Alien Tort Statute ('ATS'), or federal criminal law." 885 F.3d at 827. While the absence of alternative remedies, standing alone, does not warrant a Bivens action, cf. ante , at 749, it remains a significant consideration under Abbasi 's guidelines.

B

The special factors featured by the Court relate, in the main, to foreign policy and national security. But, as suggested earlier, see supra , at 756, no policies or policymakers are challenged in this case. Plaintiffs target the rogue actions of a rank-and-file law enforcement officer acting in violation of rules controlling his office. See 8 CFR § 287.8(a)(2)(ii) (2019) (limiting use of deadly force). The situation here presented resembles cases Abbasi distinguished-cases involving "individual instances of ... law enforcement overreach."

*758582 U.S., at ----, 137 S.Ct., at 1862.

The Court nevertheless asserts that the instant suit has a "potential effect on foreign relations" because it invites courts "to arbitrate between" the United States and Mexico. Ante, at 744, 745. Plaintiffs, however, have brought a civil damages action, no different from one a federal court would entertain had the fatal shot hit Hernández before he reached the Mexican side of the border. True, cross-border shootings spark bilateral discussion, but so too does a range of smuggling and other border-related issues that courts routinely address "concurrently with whatever diplomacy may also be addressing them." Rodriguez v. Swartz , 899 F.3d 719, 747 (C.A.9 2018). The Government has identified no deleterious effect on diplomatic negotiations in any case after the Ninth Circuit held that the mother of a boy killed in a cross-border shooting could institute a Bivens action. See 899 F.3d at 734.

Moreover, the Court, in this case, cannot escape a "potential effect on foreign relations," ante, at 744, by declining to recognize a Bivens action. As the Mexican Government alerted the Court: "[R]efus[al] to consider [Hernández's] parents' claim on the merits ... is what has the potential to negatively affect international relations." Brief for Government of the United Mexican States as Amicus Curiae 12.

Notably, recognizing a Bivens suit here honors our Nation's international commitments. Article 9(5) of the International Covenant on Civil and Political Rights (ICCPR), Dec. 19, 1966, S. Treaty Doc. No. 95-20, 999 U. N. T. S. 176, provides that "[a]nyone who has been the victim of unlawful arrest or detention shall have an enforceable right to compensation." The United States ratified the ICCPR with the "understandin[g]" that Article 9(5) "require[s] the provision of effective and enforceable mechanisms by which a victim of an unlawful arrest or detention or a miscarriage of justice may seek and, where justified, obtain compensation from either the responsible individual or the appropriate governmental entity." U.S. Reservations, Declarations, and Understandings, ICCPR, 138 Cong. Rec. 8071 (1992). See also 1676 U. N. T. S. 544 (entered into force Sept. 8, 1992). One fitting mechanism to obtain compensation is a Bivens action. See Senate Committee on Foreign Relations, ICCPR, S. Exec. Rep. No. 102-23, p. 15 (1992).

The Court also asserts, as cause for hesitation, "the risk of undermining border security." Ante , at 747. But the Court speaks with generality of the national-security involvement of Border Patrol officers. It does not home in on how a Bivens suit for an unjustified killing would in fact undermine security at the border. Abbasi cautioned against invocations of national security of this very order: "[N]ational-security concerns must not become a talisman used to ward off inconvenient claims-a 'label' used to 'cover a multitude of sins.' " 582 U.S., at ----, 137 S.Ct., at 1862 (quoting Mitchell v. Forsyth , 472 U.S. 511, 523, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985) ). Instructions regulating Border Patrol agents tell them to guard against deploying unjustified deadly force. See 8 CFR § 287.8(a)(2)(ii). Given that instruction, I do not grasp how allowing a Bivens action here would intrude upon the political branches' national-security prerogatives.

Congress, although well aware of the Court's opinion in Bivens , see, e.g. , S. Exec. Rep. No. 102-23, at 15, has not endeavored to dislodge the decision. The Court cites several statutes in support of the argument that affording a Bivens action to Hernández's parents would be inconsistent with measures Congress has *759taken. None of the cited statutes should stand in plaintiffs' way.

Section 1983 actions, the Court points out, are available only to "person[s] within the jurisdiction" of the United States. 42 U.S.C. § 1983.5 That statute has, as its provenance, Reconstruction-era policies aiming to secure to former slaves federal rights and to ward off state and local incursion on those rights. See Mitchum v. Foster , 407 U.S. 225, 238-239, and n. 30, 92 S.Ct. 2151, 32 L.Ed.2d 705 (1972). "It is inconceivable that ... Congress [then] thought about (and deliberately excluded liability for) cross-border incidents involving federal officials." Rodriguez , 899 F.3d at 742.

The FTCA is also inapposite. Its exclusion of "claim[s] arising in a foreign country," 28 U.S.C. § 2680(k), reflects "Congress's 'unwilling[ness] to subject the United States to liabilities depending upon the laws of a foreign power.' " Sosa v. Alvarez-Machain , 542 U.S. 692, 707, 124 S.Ct. 2739, 159 L.Ed.2d 718 (2004) (quoting United States v. Spelar , 338 U.S. 217, 221, 70 S.Ct. 10, 94 L.Ed. 3 (1949) ). Here, however, the suit arises under U.S. law. Even as the Westfall Act amended the FTCA to make it the "exclusive" remedy for scope-of-employment claims against Government officers, § 2679(b)(1), Congress carved out an exception for Bivens suits, § 2679(b)(2)(A) (excepting civil claims "brought for a violation of the Constitution of the United States"). The Torture Victim Protection Act of 1991 applies exclusively to wrongdoers acting under color of foreign law. 28 U.S.C. § 1350 Note. The conduct of federal and state officers is outside that Act's purview.6

Nor are concerns sometimes attending application of our law abroad implicated in this case. True, the Court has applied a "presumption against extraterritorial application" to statutes that do not make plain their governance beyond U.S. borders. Kiobel v. Royal Dutch Petroleum Co. , 569 U.S. 108, 115, 133 S.Ct. 1659, 185 L.Ed.2d 671 (2013). But plaintiffs in this case allege a tort stemming from stateside conduct. Cf. id. , at 124-125, 133 S.Ct. 1659 (if conduct at issue "touch[es] and concern[s] the territory of the United States ... with sufficient force," the presumption against extraterritoriality is displaced). This case scarcely resembles those in which applying "U.S. law ... to conduct in foreign countries" might spark "international discord." RJR Nabisco, Inc. v. European Community , 579 U.S. ----, ----, 136 S.Ct. 2090, 2100, 195 L.Ed.2d 476 (2016). Quite the opposite. Withholding a Bivens suit here threatens to exacerbate bilateral relations, see supra, at 758, and in no way fosters our international commitments, see supra , at 758 - 759.

V

Regrettably, the death of Hernández is not an isolated incident. Cf.

*760Rodriguez , 899 F.3d at 727 (complaint alleged that border agent fired 14 to 30 bullets across the border, killing a 16-year-old boy); Brief for Immigrant and Civil Rights Organizations as Amici Curiae 26-28 (describing various incidents of allegedly unconstitutional conduct by border and immigration officers); Brief for Border Network for Human Rights et al. as Amici Curiae 8-15 (listing individuals killed by border agents). One report reviewed over 800 complaints of alleged physical, verbal, or sexual abuse lodged against Border Patrol agents between 2009 and 2012; in 97% of the complaints resulting in formal decisions, no action was taken. D. Martínez, G. Cantor, & W. Ewing, No Action Taken: Lack of CBP Accountability in Responding to Complaints of Abuse, American Immigration Council 1-8 (2014), americanimmigrationcouncil.org/sites/default/files/research/No%20Action%20Taken_Final.pdf. According to amici former Customs and Border Protection officials, "the United States has not extradited a Border Patrol agent to stand trial in Mexico, and to [amici 's] knowledge has itself prosecuted only one agent in a cross-border shooting." Brief for Former Officials of U.S. Customs and Border Protection Agency as Amici Curiae 4. These amici warn that, "[w]ithout the possibility of civil liability, the unlikely prospect of discipline or criminal prosecution will not provide a meaningful deterrent to abuse at the border." Ibid . In short, it is all too apparent that to redress injuries like the one suffered here, it is Bivens or nothing.

* * *

I resist the conclusion that "nothing" is the answer required in this case. I would reverse the Fifth Circuit's judgment and hold that plaintiffs can sue Mesa in federal court for violating their son's Fourth and Fifth Amendment rights.

The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co. , 200 U.S. 321, 337, 26 S.Ct. 282, 50 L.Ed. 499.

See App. to Pet. for Cert. 198-199; Dept. of Justice, Federal Officials Close Investigation Into the Death of Sergio Hernandez-Guereca (Apr. 27, 2012), https://www.justice.gov/opa/pr/federal-officials-closeinvestigation-death-sergio-hernandez-guereca (hereinafter DOJ Press Release).

See Dept. of Homeland Security, Written Testimony for House Comm. on Oversight and Govt. Reform Hearing (Sept. 9, 2015), https://www.dhs.gov/news/2015/09/09/written-testimony-dhs-southern-border-and-approaches-campaign-joint-task-force-west (discussing creation of Border Violence Prevention Council); Dept. of Homeland Security, Border Violence Prevention Council Fact Sheet, https://www.dhs.gov/sites/default/files/publications/bvpc-fact-sheet.pdf (outlining areas of collaboration); Dept. of State, Joint Statement on the U.S.-Mexico Bilateral High Level Dialogue on Human Rights (Oct. 27, 2016), https://2009-2017.state.gov/r/pa/prs/ps/2016/10/263759.htm (noting discussion of "the use of force at the border").

It is no answer to argue, as Mexico does, that refusing to extend Bivens "is what [would] negatively affect international relations." Brief for Government of United Mexican States as Amicus Curiae 12. When a third party intervenes and takes sides in a dispute between two countries, one country is likely to be pleased and the other displeased. But no matter which side the third party supports, it will have injected itself into their relations.

See Dept. of Transp., Bureau of Transp. Statistics, Border Crossing/ Entry Data, https://explore.dot.gov/views/BorderCrossingData/Monthly (detailing the millions of individuals and vehicles that cross the U.S.-Mexico border each month); U.S. Int'l Trade Comm'n, The Year in Trade 2018, p. 190 (USITC Pub. No. 4986, 2019 ) (explaining that in 2018 the United States imported $346.5 billion of goods from Mexico).

Dept. of Homeland Security, U.S. Customs and Border Protection, Southwest Border Migration FY 2019, https://cbp.gov/newsroom/stats/sw-border-migration/fy-2019.

Dept. of Homeland Security, U.S. Customs and Border Protection, CBP Enforcement Statistics FY2019, https://cbp.gov/newsroom/stats/cbp-enforcement-statistics-fy2019 (explaining that in FY2019, Border Patrol officers seized 11,682 pounds of cocaine, 266,882 pounds of marijuana, and 14,434 pounds of methamphetamine).

Cong. Research Serv., Mexico: Organized Crime and Drug Trafficking Organizations, Summary (2019) ("Mexican drug trafficking organizations ... pose the greatest crime threat to the United States"); Dept. of Justice, Drug Enforcement Admin., 2018 National Drug Threat Assessment 97 (DEA-DCT-DIR-032-18) (explaining that "Mexican [transnational criminal organizations] ... maintain the greatest drug trafficking influence in the United States").

State-law claims could be asserted in federal court if the parties' citizenship was diverse, and federal common-law claims could be raised until Erie R. Co. v. Tompkins , 304 U.S. 64, 58 S.Ct. 817, 82 L.Ed. 1188 (1938).

The Act also permits claims "brought for a violation of the Constitution." 28 U.S.C. § 2679(b)(2)(A). By enacting this provision, Congress made clear that it was not attempting to abrogate Bivens , but the provision certainly does not suggest, as one of petitioners' amici contends, that Congress "intended for a robust enforcement of Bivens remedies." Brief for Institute for Justice as Amicus Curiae 21. Instead, the provision simply left Bivens where it found it. It is not a license to create a new Bivens remedy in a context we have never before addressed, see Correctional Services Corp. v. Malesko , 534 U.S. 61, 68, 122 S.Ct. 515, 151 L.Ed.2d 456 (2001).

Petitioners contend that Congress excluded claims arising abroad in order to avoid subjecting the United States to liability under foreign law, something that cannot occur under Bivens . Reply Brief 11. But neither the legislative history recounted in Sosa v. Alvarez-Machain , 542 U.S. 692, 707, 124 S.Ct. 2739, 159 L.Ed.2d 718 (2004), nor anything else offered by petitioners shows that this was the only reason for this limitation. And the fact remains that the FTCA does not permit claims for torts committed abroad, a limitation that is consistent with Congress's general practice of avoiding extraterritorial legislation. See, e.g., Kiobel v. Royal Dutch Petroleum Co. , 569 U.S. 108, 115-116, 133 S.Ct. 1659, 185 L.Ed.2d 671 (2013).

See, e.g. , Samantar v. Yousuf , 560 U.S. 305, 308, 130 S.Ct. 2278, 176 L.Ed.2d 1047 (2010) (bringing claim under the Torture Victim Protection Act against the former First Vice President and Minister of Defense of Somalia for alleged torture and extrajudicial killing in Somalia).

Indeed, in Abbasi we explained that existence of alternative remedies was merely a further reason not to create Bivens liability. See 582 U.S., at ----, 137 S.Ct., at 1863 ("[W]hen alternative methods of relief are available, a Bivens remedy is usually not").

See, e.g. , ante , at 750; Ziglar v. Abbasi , 582 U.S. ----, 137 S.Ct. 1843, 198 L.Ed.2d 290 (2017) ; Minneci v. Pollard , 565 U.S. 118, 132 S.Ct. 617, 181 L.Ed.2d 606 (2012) ; Wilkie v. Robbins , 551 U.S. 537, 127 S.Ct. 2588, 168 L.Ed.2d 389 (2007) ; Correctional Services Corp. v. Malesko , 534 U.S. 61, 122 S.Ct. 515, 151 L.Ed.2d 456 (2001) ; FDIC v. Meyer , 510 U.S. 471, 114 S.Ct. 996, 127 L.Ed.2d 308 (1994) ; Schweiker v. Chilicky , 487 U.S. 412, 108 S.Ct. 2460, 101 L.Ed.2d 370 (1988) ; United States v. Stanley , 483 U.S. 669, 107 S.Ct. 3054, 97 L.Ed.2d 550 (1987) ; Bush v. Lucas , 462 U.S. 367, 103 S.Ct. 2404, 76 L.Ed.2d 648 (1983) ; Chappell v. Wallace , 462 U.S. 296, 103 S.Ct. 2362, 76 L.Ed.2d 586 (1983).

United States v. Verdugo-Urquidez , 494 U.S. 259, 110 S.Ct. 1056, 108 L.Ed.2d 222 (1990), is not dispositive of the Fourth Amendment claim in this case. There, the Court held that the Fourth Amendment did not apply to federal agents' warrantless search of a Mexican drug trafficker's home in Mexico. Id ., at 262, 274-275, 110 S.Ct. 1056. Verdugo-Urquidez 's practical concerns, among them, that a warrant issued by a U.S. judge "would be a dead letter outside the United States," id. , at 274, 110 S.Ct. 1056, do not bear on the complaint filed by Hernández's parents. In contrast to Verdugo-Urquidez , it would not be "impracticable" or "anomalous" to subject Mesa's U.S.-based conduct to Fourth Amendment scrutiny. Boumediene v. Bush , 553 U.S. 723, 759-760, 128 S.Ct. 2229, 171 L.Ed.2d 41 (2008) (quoting Verdugo-Urquidez , 494 U.S. at 278, 110 S.Ct. 1056 (Kennedy, J., concurring)).

The detainees had alleged, inter alia , that one of the wardens violated the Fifth Amendment by allowing prison guards to abuse them. Ziglar v. Abbasi , 582 U.S. ----, ----, 137 S.Ct. 1843, 1863-1864, 198 L.Ed.2d 290 (2017). The Court remanded this claim for the Court of Appeals to conduct a special-factors analysis in the first instance. Id. , at ----, 137 S.Ct., at 1865.

Unlike Abbasi , this case does not meaningfully differ from Bivens v. Six Unknown Fed. Narcotics Agents , 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971), with respect to the "rank of the officers involved; the constitutional right at issue; the generality or specificity of the official action; the extent of judicial guidance as to how an officer should respond to the problem or emergency to be confronted; [or] the statutory or other legal mandate under which the officer was operating." Abbasi , 582 U.S., at ----, 137 S.Ct., at 1860. As differences material to a new-context determination, Abbasi also lists: "the risk of disruptive intrusion by the Judiciary into the functioning of other branches ... or the presence of potential special factors that previous Bivens cases did not consider." Ibid. These considerations overlap with the special-factors inquiry to which I turn in Part IV.

The Court of Appeals typed the setting of this case "new" because it was unsure whether the asserted constitutional rights extended "to foreign citizens on foreign soil." 885 F.3d 811, 817 (C.A.5 2018). But that question is appropriately addressed in deciding this case on the merits. The Court of Appeals' uncertainty does not mean a claim arises in a "new" context for Bivens purposes, for "[t]here will always be at least some uncertainty as to whether[, once factual allegations are tested at trial,] a plaintiff is ultimately going to prevail on his constitutional claims." Brief for Petitioners 24.

Title 42 U.S.C. § 1983 reads: "Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress."

The Torture Victim Protection Act sought to codify a Second Circuit opinion recognizing "a right of action against foreign torturers" under the Alien Tort Claims Act. H. R. Rep. No. 102-367, pp. 3-4 (1991) (discussing Filartiga v. Pena-Irala , 630 F.2d 876 (C.A.2 1980) ). "Domestic officials were not at issue." Rodriguez v. Swartz , 899 F.3d 719, 743 (C.A.9 2018).

2.3.7 Egbert v. Boule (2022) 2.3.7 Egbert v. Boule (2022)

Read the opinion here.

Focus on Justice Thomas's majority opinion. 

Note: The H2O platform struggles with importing recently published court decisions. The cleanest way to access the opinion in this case is via the link above.

2.3.8 What about the FTCA? 2.3.8 What about the FTCA?

Discussions of enforcement mechanisms against federal actors often implicate the Federal Tort Claims Act (FTCA). Before turning to the substance of the FTCA, it helps to situate it alongside the Bivens doctrine. A Bivens action (when available) is a constitutional damages claim against a federal officer in an individual capacity, while the FTCA is a statutory waiver of sovereign immunity that permits certain state law tort claims against the United States for the acts of federal employees.

The Court has long treated these as distinct, potentially overlapping avenues, rather than true substitutions. In Carlson v. Green, the Court explained that FTCA relief generally does not displace a Bivens claim. But Congress has structured the overlap in ways that matter for litigation strategy.

The Westfall Act channels most common law tort claims against individual federal actors acting in the scope of their employment into the FTCA via substitution of the United States as the defendant, though it does preserve constitutional claims. See 28 U.S.C. § 2679. The FTCA's judgment bar can sometimes foreclose related follow-on litigation against individuals after an FTCA judgment. See 28 U.S.C. § 2676. Finally, while modern doctrine has sharply limited the expansion of Bivens into "new contexts," the narrowing rests less on the FTCA as an adequate stand-in for constitutional damages and more on the Court's insistence that Congress, not the judiciary, should decide whether and when to authorize damages remedies against federal actors. 

Even in civil rights litigation, the FTCA matters because when federal officials violate rights, plaintiffs often must pair, or pivot from, constitutional theories to tort-based claims against the United States, making the FTCA a central remedial pathway and a possible constraint on accontability. 

The Federal Tort Claims Act (FTCA) is Congress's limited waiver of the United States' sovereign immunity for torts. It gives federal district courts jurisdiction over certain suits for money damages against the United States when a plaintiff's injury was caused by a federal employee acting within the scope of employment, and when a private person would be liable "under like circumstances" under the law of the place (almost always, state tort law). That design point matters in civil rights litigation because the FTCA is typically not a vehicle for constitutional tort liability as such; instead, it is where plaintiffs often litigate parallel state-law theories (battery, negligence, false imprisonment, wrongful death, etc.) arising out of the same conduct, with the United States as the defendant.

Procedurally, the FTCA is a statute with traps. Before suing, a claimant generally must present the claim to the appropriate federal agency and either receive a final written denial or wait six months; presentment requires written notice plus a "sum certain" demand. The timing rules are strict. Administrative claims must be presented within two years of accrual, and suit must be filed within six months of denial. 

On the merits, there is a long list of exceptions, including the discretionary function exception, which bars claims even when discretion was abused. Most FTCA claims challenged at the motion to dismiss stage are due to the discretionary function exception. 

Remedies are also constrained. The FTCA makes the United States liable like a private individual but bars punitive damages (and interest before judgment), and FTCA cases are tried to the court, not a jury. 

Finally, when FTCA and Bivens claims travel together, the FTCA's judgment bar can become outcome-determinative because a "judgment in an action under § 1346(b)" can bar further litigation "by reason of the same subject matter" against the employee.

In practical terms, then, the FTCA is a carefully hedged waiver than can both open a door to damages against the United States and close off other routes to recovery.

2.3.9 Buchanan v. Barr (D.C. Cir. 2023) 2.3.9 Buchanan v. Barr (D.C. Cir. 2023)

Read the opinion here.

Pay particular attention to Judge Walker's concurring opinion. 

Note: The H2O platform struggles with importing recently published court decisions. The cleanest way to access the opinion in this case is via the link above.

2.3.10 The Future of Bivens 2.3.10 The Future of Bivens

Is the Bivens doctrine still good law? Consider the following: 

Between the Supreme Court's decision in Egbert in 2022 and this writing in February 2024, federal circuit courts have cited Bivens in 255 opinions. Federal district courts have cited Bivens in more than 2,430 decisions. In the overwhelming majority of those cases, the reviewing court has declined to allow the Bivens claims to proceed beyond a motion to dismiss, demonstrating that Bivens is effectively dead.

There are rare exceptions, arising generally where the claims were tried before Egbert was decided or where the defendants did not explicitly raise a defense on Bivens grounds. For example, in Irele v. Griffin, a case falling in the latter exception and involving a surviving son's Eighth Amendment claims against prison officials for damages arising from his mother's death in custody, the district court . . . denied the defendants' motion to dismiss, allowing the claims to proceed to discovery. The defendants did not challenge the availability of a Bivens cause of action for the claims asserted against the defendants who were alleged to have personally participated in the constitutional violations, perhaps concluding that Carlson governed. Their brief did not cite Ziglar, Hernandez, or Egbert, nor did the defendants discuss the Court's recent, restrictive view of Bivens.

Where defendants do raise the Court's new view of Bivens, however, lower courts seldom allow the claims to proceed.

Danielle C. Jefferis, RIP Bivens, 103 Neb. L. Rev. 1 (2024).

On the other hand, consider the case of Fields v. Federal Bureau of Prisons. Plaintiff Andrew FIelds alleged in his complaint that while he was incarcerated at a federal prison, he "was the target of egregious physical abuse." On July 25, 2024, the Fourth Circuit reversed the district court's dismissal of the complaint and permitted the case to proceed. Judge Gregory wrote for the panel: 

There is little doubt that Fields would have a viable § 1983 claim against prison officials if he had been incarcerated at a state prison. But Fields was at a federal facility, and claims against federal officials for constitutional violations are severely limited under established precedent. 

. . . 

Fields alleges that while he was being held in the Special Housing Unit, he was subject to egregious physical abuse with no imaginable penological benefit. The officers' alleged conduct amounts to a clear-cut constitutional violation that would easily withstand a motion to dismiss in a § 1983 case. Then, adding insult to injury, rogue officers intentionally withheld the administrative remedies that the executive branch has implemented to redress such violations. This must be a rare case . . . If the officers' conduct alleged here is a frequent occurrence in prisons across the country, it would be a telling indictment of the American carceral system. In such a case, where an inmate brings a claim against individual, front-line officers who personally subjected the plaintiff to excessive force in clear violation of prison policy, and where rogue officers subsequently thwarted the inmate's access to alternative remedies, no special factors counsel against providing a judicial remedy.

Is the decision in Fields consistent with the Supreme Court's reasoning post-Egbert? Is Fields a one-off decision, or might it have implications for cases that follow? 

The Fields decision reflects some federal courts' growing frustration with the Bivens doctrine, noting that a party alleging the same conduct alleged in a Bivens claim but against state actors, and thus arising under § 1983, would have a case. In another federal prisoner's case alleging assault by federal officers, Judge William J. Martinez of the District of Colorado wrote: 

The Court must pause here [after stating the motion to dismiss Anderson Straker's Bivens claims would be granted] and reflect on the fact that Plaintiff's allegations above portray a truly reprehensible and malicious course of conduct on the part of the [Federal] Defendants. Had the alleged events in this case occurred in state correctional facilities, Plaintiff would have very strong claims under Section 1983 for significant monetary damages and injunctive relief. The slow and steady evisceration of Bivens by the Supreme Court over the years, coupled with the persistent failure on the part of Congress to provide federal prisoners like Mr. Straker with a statutory remedy to address intentional official misconduct as alleged herein, has created a fundamentally unjust legal state of affairs. Congress must act promptly to rectify this gaping void in the remedies available to federal prisoners subjected to unconscionable misconduct on the part of federal correctional officers.

Straker v. Stancil, No. 20-cv-3478 (D. Colo., Aug. 3, 2023). 

Do you agree with Judge Martinez, that the Court's approach to Bivens "has created a fundamentally unjust legal state of affairs?" If so, what should be done about it? 

2.3.11 A State Path Forward? 2.3.11 A State Path Forward?

Some states have taken up the mantle which may lay dormant or dead in the wake of the limiting Bivens cases. Illinois is the most recent and offers a highly-targeted approach in allowing suit against federal officials, in this case, only in the immigration context. 

740 ILCS 16/5-10

"Deprivation of constitutional rights; liability. (a) Any person may bring a civil action against any person who, while conducting civil immigration enforcement, knowingly engages in conduct that violates the Illinois Constitution or the United States Constitution." 

Does this kind of language breathe new life into Bivens, or is its context too limited? This statute became effective on December 9, 2025. What challenges might we see to this kind of law? Should states follow suit? Broaden the context for suit to be brought? What pitfalls could arise if they do? What if they don't?

2.4 Limitations and Defenses to Claims Against Individuals 2.4 Limitations and Defenses to Claims Against Individuals

2.4.1 Introduction 2.4.1 Introduction

2.4.2 Abstention and the Heck Bar 2.4.2 Abstention and the Heck Bar

2.4.2.1 Younger v. Harris 2.4.2.1 Younger v. Harris

YOUNGER, DISTRICT ATTORNEY OF LOS ANGELES COUNTY v. HARRIS et al.

No. 2.

Argued April 1, 1969 Reargued April 29 and November 16, 1970

Decided February 23, 1971

*38 Black, J., delivered the opinion of the Court, in which BurgeR, C. J., and Harlan, Stewart, and Blackmun, JJ., joined. Stewart, J., filed a concurring opinion, in which Harlan, J., joined, post, p. 54. Brennan, J., filed an opinion concurring in the result, in which White and Marshall, JJ., joined, post, p. 56. Douglas, J., filed a dissenting opinion, post, p. 58.

Clifford K. Thompson, Jr., Deputy Attorney General of California, argued the cause for appellant on the second reargument. Albert W. Harris, Jr., Assistant Attorney General, argued the cause for appellant on the original argument and on the first reargument. With them on the briefs were Thomas C. Lynch, Attorney General, and Evelle J. Younger, pro se.

A. L. Wirin argued the cause for appellees on the rearguments. With him on the briefs were Fred Okrand and Frank S. Pestaña. Sam Rosenwein argued the cause for appellees on the original argument. With him on the brief was Mr. Pestaña.

Mr. Justice Black

delivered the opinion of the Court.

Appellee, John Harris, Jr., was indicted in a California state court, charged with violation of the California Penal Code §§ 11400 and 11401, known as the California Criminal Syndicalism Act, set out below.1 He then filed *39a complaint in the Federal District Court, asking that court to enjoin the appellant, Younger, the District Attorney of Los Angeles County, from prosecuting him, and alleging that the prosecution and even the presence of the Act inhibited him in the exercise of his rights of free speech and press, rights guaranteed him by the First and Fourteenth Amendments. Appellees Jim Dan and Diane Hirsch intervened as plaintiffs in the suit, claiming that the prosecution of Harris would inhibit them as members of the Progressive Labor Party from peacefully advocating the program of their party, which was to replace capitalism with socialism and to abolish the profit system of production in this country. Appellee Farrell Broslawsky, an instructor in history at Los Angeles Valley College, also intervened claiming that the prosecution of Harris made him uncertain as to whether he could *40teach about the doctrines of Karl Marx or read from the Communist Manifesto as part of his classwork. All claimed that unless the United States court restrained the state prosecution of Harris each would suffer immediate and irreparable injury. A three-judge Federal District Court, convened pursuant to 28 U. S. C. § 2284, held that it had jurisdiction and power to restrain the District Attorney from prosecuting, held that the State’s Criminal Syndicalism Act was void for vagueness and overbreadth in violation of the First and Fourteenth Amendments, and accordingly restrained the District Attorney from “further prosecution of the currently pending action against plaintiff Harris for alleged violation of the Act.” 281 F. Supp. 507, 517 (1968).

The case is before us on appeal by the State’s District Attorney Younger, pursuant to 28 U. S. C. § 1253. In his notice of appeal and his jurisdictional statement appellant presented two questions: (1) whether the decision of this Court in Whitney v. California, 274 U. S. 357, holding California’s law constitutional in 1927 was binding on the District Court and (2) whether the State’s law is constitutional on its face. In this Court the brief for the State of California, filed at our request, also argues that only Harris, who was indicted, has standing to challenge the State’s law, and that issuance of the injunction was a violation of a longstanding judicial policy and of 28 U. S. C. § 2283, which provides:

“A court of the United States may not grant an injunction to stay proceedings in a State court except as expressly authorized by Act of Congress, or where necessary in aid of its jurisdiction, or to protect or effectuate its judgments.”

See, e. g., Atlantic Coast Line R. Co. v. Engineers, 398 U. S. 281, 285-286 (1970). Without regard to the ques*41tions raised about Whitney v. California, supra, since overruled by Brandenburg v. Ohio, 395 U. S. 444 (1969), or the constitutionality of the state law, we have concluded that the judgment of the District Court, enjoining appellant Younger from prosecuting under these California statutes, must be reversed as a violation of the national policy forbidding federal courts to stay or enjoin pending state court proceedings except under special circumstances.2 We express no view about the circumstances under which federal courts may act when there is no prosecution pending in state courts at the time the federal proceeding is begun.

I

Appellee Harris has been indicted, and was actually being prosecuted by California for a violation of its Criminal Syndicalism Act at the time this suit was filed. He thus has an acute, live controversy with the State and its prosecutor. But none of the other parties plaintiff in the District Court, Dan, Hirsch, or Broslawsky, has such a controversy. None has been indicted, arrested, or even threatened by the prosecutor. About these three the three-judge court said:

“Plaintiffs Dan and Hirsch allege that they are members of the Progressive Labor Party, which advocates change in industrial ownership and political change, and that' they feel inhibited in advo-*42eating the program of their political party through peaceful, non-violent means, because of the presence of the Act 'on the books/ and because of the pending criminal prosecution against Harris. Plaintiff Bros-lawsky is a history instructor, and he alleges that he is uncertain as to whether his normal practice of teaching his students about the doctrines of Karl Marx and reading from the Communist Manifesto and other revolutionary works may subject him to prosecution for violation of the Act.” 281 F. Supp., at 509.

Whatever right Harris, who is being prosecuted under the state syndicalism law may have, Dan, Hirsch, and Bros-lawsky cannot share it with him. If these three had alleged that they would be prosecuted for the conduct they planned to engage in, and if the District Court had found this allegation to be true — either on the admission of the State’s district attorney or on any other evidence— then a genuine controversy might be said to exist. But here appellees Dan, Hirsch, and Broslawsky do not claim that they have ever been threatened with prosecution, that a prosecution is likely, or even that a prosecution is remotely possible. They claim the right to bring this suit solely because, in the language of their complaint, they “feel inhibited.” We do not think this allegation, even if true, is sufficient to bring the equitable jurisdiction of the federal courts into play to enjoin a pending state prosecution. A federal lawsuit to stop a prosecution in a state court is a serious matter. And persons having no fears of state prosecution except those that are imaginary or speculative, are not to be accepted as appropriate plaintiffs in such cases. See Golden v. Zwickler, 394 U. S. 103 (1969). Since Harris is actually being prosecuted under the challenged laws, however, we proceed with him as a proper party.

*43II

Since the beginning of this country’s history Congress has, subject to few exceptions, manifested a desire to permit state courts to try state cases free from interference by federal courts. In 1793 an Act unconditionally provided: “[N]or shall a writ of injunction be granted to stay proceedings in any court of a state . . . 1 Stat. 335, c. 22, § 5. A comparison of the 1793 Act with 28 U. S. C. § 2283, its present-day successor, graphically illustrates how few and minor have been the exceptions granted from the flat, prohibitory language of the old Act. During all this lapse of years from 1793 to 1970 the statutory exceptions to the 1793 congressional enactment have been only three: (1) “except as expressly authorized by Act of Congress”; (2) “where necessary in aid of its jurisdiction”; and (3) “to protect or effectuate its judgments.” In addition, a judicial exception to the longstanding policy evidenced by the statute has been made where a person about to be prosecuted in a state court can show that he will, if the proceeding in the state court is not enjoined, suffer irreparable damages. See Ex parte Young, 209 U. S. 123 (1908).3

The precise reasons for this longstanding public policy against federal court interference with state court proceedings have never been specifically identified but the primary sources of the policy are plain. One is the basic doctrine of equity jurisprudence that courts of equity should not act, and particularly should not act to restrain a criminal prosecution, when the moving party has an adequate remedy at law and will not suffer irreparable *44injury if denied equitable relief. The doctrine may originally have grown out of circumstances peculiar to the English judicial system and not applicable in this country, but its fundamental purpose of restraining equity jurisdiction within narrow limits is equally important under our Constitution, in order to prevent erosion of the role of the jury and avoid a duplication of legal proceedings and legal sanctions where a single suit would be adequate to protect the rights asserted. This underlying reason for restraining courts of equity from interfering with criminal prosecutions is reinforced by' an even more vital consideration, the notion of “comity,” that is, a proper respect for state functions, a recognition of the fact that the entire country is made up of a Union of separate state governments, and a continuance of the belief that the National Government will fare best if the States and their institutions are left free to perform their separate functions in their separate ways. This, perhaps for lack of a better and clearer way to describe it, is referred to by many as “Our Federalism,” and one familiar with the profound debates that ushered our Federal Constitution into existence is bound to respect those who remain loyal to the ideals and dreams of “Our Federalism.” The concept does not mean blind deference to “States’ Rights” any more than it means centralization of control over every important issue in our National Government and its courts. The Framers rejected both these courses. What the concept does represent is a system in which there is sensitivity to the legitimate interests of both State and National Governments, and in which the National Government, anxious though it may be to vindicate and protect federal rights and federal interests, always endeavors to do so in ways that will not unduly interfere with the legitimate activities of the States. It should never be forgotten that this slogan, “Our Federalism,” born in the early struggling days of *45our Union of States, occupies a highly important place in our Nation’s history and its future.

This brief discussion should be enough to suggest some of the reasons why it has been perfectly natural for our cases to repeat time and time again that the normal thing to do when, federal courts are asked to enjoin pending proceedings in state courts is not to issue such injunctions. In Fenner v. Boykin, 271 U. S. 240 (1926), suit had been brought in the Federal District Court seeking to enjoin state prosecutions under a recently enacted state law that allegedly interfered with the free flow of interstate commerce. The Court, in a unanimous opinion made clear that such a suit, even with respect to state criminal proceedings not yet formally instituted, could be proper only under very special circumstances:

“Ex parte Young, 209 U. S. 123, and following cases have established the doctrine that when absolutely necessary for protection of constitutional rights courts of the United States have power to enjoin state officers from instituting criminal actions. But this may not be done except under extraordinary circumstances where the danger of irreparable loss is both great and immediate. Ordinarily, there should be no interference with such officers; primarily, they are charged with the duty of prosecuting offenders against the laws of the State and must decide when and how this is to be done. The accused should first set up and rely upon his defense in the state courts, even though this involves a challenge of the validity of some statute, unless it plainly appears that this course would not afford adequate protection.” Id., at 243-244.

These principles, made clear in the Fenner case, have been repeatedly followed and reaffirmed in other cases involving threatened prosecutions. See, e. g., Spielman Motor *46Sales Co. v. Dodge, 295 U. S. 89 (1935); Beal v. Missouri Pac. R. Co., 312 U. S. 45 (1941); Watson v. Buck, 313 U. S. 387 (1941); Williams v. Miller, 317 U. S. 599 (1942); Douglas v. City of Jeannette, 319 U. S. 157 (1943).

In all of these cases the Court stressed the importance of showing irreparable injury, the traditional prerequisite to obtaining an injunction. In addition, however, the Court also made clear that in view of the fundamental policy against federal interference with state criminal prosecutions, even irreparable injury is insufficient unless it is “both great and immediate.” Fenner, supra. Certain types of injury, in particular, the cost, anxiety, and inconvenience of having to defend against a single criminal prosecution, could not by themselves be considered “irreparable” in the special legal sense of that term. Instead, the threat to the plaintiff’s federally protected rights must be one that cannot be eliminated by his defense against a single criminal prosecution. See, e. g., Ex parte Young, supra, at 145-147. Thus, in the Buck case, supra, at 400, we stressed:

“Federal injunctions against state criminal statutes, either in their entirety or with respect to their separate and distinct prohibitions, are not to be granted as a matter of course, even if such statutes are unconstitutional. ‘No citizen or member of the community is immune from prosecution, in good faith, for his alleged criminal acts. The imminence of such a prosecution even though alleged to be unauthorized and hence unlawful is not alone ground for relief in equity which exerts its extraordinary powers only to prevent irreparable injury to the plaintiff who seeks its aid.’ Beal v. Missouri Pacific Railroad Corp., 312 U. S. 45, 49.”

*47And similarly, in Douglas, supra, we made clear, after reaffirming this rule, that:

“It does not appear from the record that petitioners have been threatened with any injury other than that incidental to every criminal proceeding brought lawfully and in good faith . . . 319 U. S., at 164.

This is where the law stood when the Court decided Dombrowski v. Pfister, 380 U. S. 479 (1965), and held that an injunction against the enforcement of certain state criminal statutes could properly issue under the circumstances presented in that case.4 In Dombrowski, *48unlike many of the earlier cases denying injunctions, the complaint made substantial allegations that:

“the threats to enforce the statutes against appellants are not made with any expectation of securing valid convictions, but rather are part of a plan to employ arrests, seizures, and threats of prosecution under color of the statutes to harass appellants and discourage them and their supporters from asserting and attempting to vindicate the constitutional rights of Negro citizens of Louisiana.” 380 U. S., at 482.

The appellants in Dombrowski had offered to prove that their offices had been raided and all their files and records seized pursuant to search and arrest warrants that were later summarily vacated by a state judge for lack of probable cause. They also offered to prove that despite the state court order quashing the warrants and suppressing the evidence seized, the prosecutor was continuing to threaten to initiate new prosecutions of appellants under the same statutes, was holding public hearings at which photostatic copies of the illegally seized documents were being used, and was threatening to use other copies of the illegally seized documents to obtain grand jury indictments against the appellants on charges of violating the same statutes. These circumstances, as viewed by the Court sufficiently establish the kind of irreparable injury, above and beyond that associated with the defense of a single prosecution brought in good faith, that had always been considered sufficient to justify federal intervention. See, e. g., Beal, supra, at 50. Indeed, after quoting the Court’s statement in Douglas concerning the very restricted circumstances under which an injunction could be justified, the Court in Dombrowski went on to say:

“But the allegations in this complaint depict a situation in which defense of the State’s criminal *49prosecution will not assure adequate vindication of constitutional rights. They suggest that a substantial loss of or impairment of freedoms of expression will occur if appellants must await the state court’s disposition and ultimate review in this Court of any adverse determination. These allegations, if true, clearly show irreparable injury.” 380 U. S., at 485-486.

And the Court made clear that even under these circumstances the District Court issuing the injunction would have continuing power to lift it at any time and remit the plaintiffs tp the state courts if circumstances warranted. 380 U. S., at 491, 492. Similarly, in Cameron v. Johnson, 390 U. S. 611 (1968), a divided Court denied an injunction after finding that the record did not establish the necessary bad faith and harassment; the dissenting Justices themselves stressed the very limited role to be allowed for federal injunctions against state criminal prosecutions and differed with the Court only on the question whether the particular facts of that case were sufficient to show that the prosecution was brought in bad faith.

It is against the background of these principles that we must judge the propriety of an injunction under the circumstances of the present case. Here a proceeding was already pending in the state court, affording Harris an opportunity to raise his constitutional claims. There is no suggestion that this single prosecution against Harris is brought in bad faith or is only one of a series of repeated prosecutions to which he will be subjected. In other words, the injury that Harris faces is solely “that incidental to every criminal proceeding brought lawfully and in good faith,” Douglas, supra, and therefore under the settled doctrine we have already described he is not entitled to equitable relief “even if such statutes are unconstitutional,” Buck, supra.

*50The District Court, however, thought that the Dom-browski decision substantially broadened the availability of injunctions against state criminal prosecutions and that under that decision the federal courts may give equitable relief, without regard to any showing of bad faith or harassment, whenever a state statute is found “on its face” to be vague or overly broad, in violation of the First Amendment. We recognize that there are some statements in the Dombrowski opinion that would seem to support this argument. But, as we have already seen, such statements were unnecessary to the decision of that case, because the Court found that the plaintiffs had alleged a basis for equitable relief under the long-established standards. In addition, we do not regard the reasons adduced to support this position as sufficient to justify such a substantial departure from the established doctrines regarding the availability of injunctive relief. It is undoubtedly true, as the Court stated in Dombrow-ski, that “[a] criminal prosecution under a statute regulating expression usually involves imponderables and contingencies that themselves may inhibit the full exercise of First Amendment freedoms.” 380 U. S., at 486. But this sort of “chilling effect,” as the Court called it, should not by itself justify federal intervention. In the first place, the chilling effect cannot be satisfactorily eliminated by federal injunctive relief. In Dombrowski itself the Court stated that the injunction to be issued there could be lifted if the State obtained an “acceptable limiting construction” from the state courts. The Court then made clear that once this was done, prosecutions could then be brought for conduct occurring before the narrowing construction was made, and proper convictions could stand so long as the defendants were not deprived of fair warning. 380 U. S., at 491 n. 7. The kind of relief granted in Dombrowski thus does not effectively eliminate uncertainty as to the coverage of the state *51statute and leaves most citizens with virtually the same doubts as before regarding the danger that their conduct might eventually be subjected to criminal sanctions. The chilling effect can, of course, be eliminated by an injunction that would prohibit any prosecution whatever for conduct occurring prior to a satisfactory rewriting of the statute. But the States would then be stripped of all power to prosecute even the socially dangerous and constitutionally unprotected conduct that had been covered by the statute, until a new statute could be passed by the state legislature and approved by the federal courts in potentially lengthy trial and appellate proceedings. Thus, in Dombrowski itself the Court carefully reaffirmed the principle that even in the direct prosecution in the State’s own courts, a valid narrowing construction can be applied to conduct occurring prior to the date when the narrowing construction was made, in the absence of fair warning problems.

Moreover, the existence of a “chilling effect,” even in the area of First Amendment rights, has never been considered a sufficient basis, in and of itself, for prohibiting state action. Where a statute does not directly abridge free speech, but — while regulating a subject within the State’s power — tends to have the incidental effect of inhibiting First Amendment rights, it is well settled that the statute can be upheld if the effect on speech is minor in relation to the need for control of the conduct and the lack of alternative means for doing so. Schneider v. State, 308 U. S. 147 (1939); Cantwell v. Connecticut, 310 U. S. 296 (1940); Mine Workers v. Illinois Bar Assn., 389 U. S. 217 (1967). Just as the incidental “chilling effect” of such statutes does not automatically render them unconstitutional, so the chilling effect that admittedly can result from the very existence of certain laws on the statute books does not in itself justify prohibiting the State from carrying out the im*52portant and necessary task of enforcing these laws against socially harmful conduct that the State believes in good faith to be punishable under its laws and the Constitution.

Beyond all this is another, more basic consideration. Procedures for testing the constitutionality of a statute “on its face” in the manner apparently contemplated by Dombrowski, and for then enjoining all action to enforce the statute until the State can obtain court approval for a modified version, are fundamentally at odds with the function of the federal courts in our constitutional plan. The power and duty of the judiciary to declare laws unconstitutional is in the final analysis derived from its responsibility for resolving concrete disputes brought before the courts for decision; a statute apparently governing a dispute cannot be applied by judges, consistently with their obligations under the Supremacy Clause, when such an application of the statute would conflict with the Constitution. Marbury v. Madison, 1 Cranch 137 (1803). But this vital responsibility, broad as it is, does not amount to an unlimited power to survey the statute books and pass judgment on laws before the courts are called upon to enforce them. Ever since the Constitutional Convention rejected a proposal for having members of the Supreme Court render advice concerning pending legislation 5 it has been clear that, even when suits of this kind involve a “case or controversy” sufficient to satisfy the requirements of Article III of the Constitution, the task of analyzing a proposed statute, pinpointing its deficiencies, and requiring correction of these deficiencies before the statute is put into effect, is rarely if ever an appropriate task for the judi*53ciary. The combination of the relative remoteness of the controversy, the impact on the legislative process of the relief sought, and above all the speculative and amorphous nature of the required line-by-line analysis of detailed statutes, see, e. g., Landry v. Daley, 280 F. Supp. 938 (ND Ill. 1968), rev’d sub nom. Boyle v. Landry, post, p. 77, ordinarily results in a kind of case that is wholly unsatisfactory for deciding constitutional questions, whichever way they might be decided. In light of this fundamental conception of the Framers as to the proper place of the federal courts in the governmental processes of passing and enforcing laws, it can seldom be appropriate for these courts to exercise any such power of prior approval or veto over the legislative process.

For these reasons, fundamental not only to our federal system but also to the basic functions of the Judicial Branch of the National Government under our Constitution, we hold that the Dombrowski decision should not be regarded as having upset the settled doctrines that have always confined very narrowly the availability of injunctive relief against state criminal prosecutions. We do not think that opinion stands for the proposition that a federal court can properly enjoin enforcement of a statute solely on the basis of a showing that the statute “on its face” abridges First Amendment rights. There may, of course, be extraordinary circumstances in which the necessary irreparable injury can be shown even in the absence of the usual prerequisites of bad faith and harassment. For example, as long ago as the Buck case, supra, we indicated:

“It is of course conceivable that a statute might be flagrantly and patently violative of express constitutional prohibitions in every clause, sentence and paragraph, and in whatever manner and against *54whomever an effort might be made to apply it.” 313 U. S., at 402.

Other unusual situations calling for federal intervention might also arise, but there is no point in our attempting now to specify what they might be. It is sufficient for purposes of the present case to hold, as we do, that the possible unconstitutionality of a statute "on its face” does not in itself justify an injunction against good-faith attempts to enforce it, and that appellee Harris has failed to make any showing of bad faith, harassment, or any other unusual circumstance that would call for equitable relief. Because our holding rests on the absence of the factors necessary under equitable principles to justify federal intervention, we have no occasion to consider whether 28 U. S. C. § 2283, which prohibits an injunction against state court proceedings “except as expressly authorized by Act of Congress” would in and of itself be controlling under the circumstances of this case.

The judgment of the District Court is reversed, and the case is remanded for further proceedings not inconsistent with this opinion.

Reversed.

“§ 11400. Definition

‘Criminal syndicalism’ as used in this article means any doctrine or precept advocating, teaching or aiding and abetting the commission of crime, sabotage (which word is hereby defined as meaning wilful and malicious physical damage or injury to physical property), or unlawful acts of force and violence or unlawful methods of terrorism as a means of accomplishing a change in industrial ownership or control, or effecting any political change.”

“§ 11401. Offense; punishment

“Any person who:

“1. By spoken or written words or personal conduct advocates, teaches or aids and abets criminal syndicalism or the duty, necessity or propriety of committing crime, sabotage, violence or any unlawful *39method of terrorism as a means of accomplishing a change in industrial ownership or control, or effecting any political change; or
“2. Wilfully and deliberately by spoken or written words justifies or attempts to justify criminal syndicalism or the commission or attempt to commit crime, sabotage, violence or unlawful methods of terrorism with intent to approve, advocate or further the doctrine of criminal syndicalism; or
“3. Prints, publishes, edits, issues or circulates or publicly displays any book, paper, pamphlet, document, poster or written or printed matter in any other form, containing or carrying written or printed advocacy, teaching, or aid and abetment of,, or advising, criminal syndicalism; or
“4. Organizes or assists in organizing, or is or knowingly becomes a member of, any organization, society, group or assemblage of persons organized or assembled to advocate, teach or aid and abet criminal syndicalism; or
“5. Wilfully by personal act or conduct, practices or commits any act advised, advocated, taught or aided and abetted by the doctrine or precept of criminal syndicalism, with intent to accomplish a change in industrial ownership or control, or effecting any political change;
“Is guilty of a felony and punishable by imprisonment in the state prison not less than one nor more than 14 years.”

Appellees did not explicitly ask for a declaratory judgment in their complaint. They did, however, ask the District Court to grant “such other and further relief as to the Court may seem just and proper,” and the District Court in fact granted a declaratory judgment. For the reasons stated in our opinion today in Samuels v. Mackell, post, p. 66, we hold that declaratory relief is also improper when a prosecution involving the challenged statute is pending in state court at the time the federal suit is initiated.

For an interesting discussion of the history of this congressional policy up to 1941, see Toucey v. New York Life Ins. Co., 314 U. S. 118 (1941).

Neither the cases dealing with standing to raise claims of vagueness or overbreadth, e. g., Thornhill v. Alabama, 310 U. S. 88 (1940), nor the loyalty oath cases, e. g., Baggett v. Bullitt, 377 U. S. 360 (1964), changed the basic principles governing the propriety of injunctions against state criminal prosecutions. In the standing cases we allowed attacks on overly broad or vague statutes in the absence of any showing that the defendant’s conduct could not be regulated by some properly drawn statute. But in each of these cases the statute was not merely vague or overly broad “on its face”; the statute was held to be vague or overly broad as construed and applied to a particular defendant in a particular case. If the statute had been too vague as written but sufficiently narrow as applied, prosecutions and convictions under it would ordinarily have been permissible. See Dombrowski, supra, at 491 n. 7.

In Baggett and similar cases we enjoined state officials from discharging employees who failed to take certain loyalty oaths. We held that the States were without power to exact the promises involved, with their vague and uncertain content concerning advocacy and political association, as a condition of employment. Apart from the fact that any plaintiff discharged for exercising his constitutional right to refuse to take the oath would have had no adequate remedy at law, the relief sought was of course the kind that raises no special problem — an injunction against allegedly unconstitutional state action (discharging the employees) that is not part of a criminal prosecution.

See 1 The Records of the Federal Convention of 1787, p. 21 (Far-rand ed. 1911).

Mr. Justice Stewart,

with whom Mr. Justice Harlan joins, concurring*

The questions the Court decides today are important ones. Perhaps as important, however, is a recognition of the areas into which today’s holdings do not necessarily extend. In all of these cases, the Court deals only *55with the proper policy to be followed by a federal court when asked to intervene by injunction or declaratory judgment in a criminal prosecution which is contemporaneously pending in a state court.

In basing its decisions on policy grounds, the Court does not reach any questions concerning the independent force of the federal anti-injunction statute, 28 U. S. C. § 2283. Thus we do not decide whether the word “injunction” in § 2283 should be interpreted to include a declaratory judgment, or whether an injunction to stay proceedings in a state court is “expressly authorized” by § 1 of the Civil Rights Act of 1871, now 42 U. S. C. § 1983.1 And since all these cases involve state criminal prosecutions, we do not deal with the considerations that should govern a federal court when it is asked to intervene in state civil proceedings, where, for various reasons, the balance might be struck differently.2 Finally, the Court today does not resolve the problems involved when a federal court is asked to give injunctive or declaratory relief from future state criminal prosecutions.

*56The Court confines itself to deciding the policy considerations that in our federal system must prevail when federal courts are asked to interfere with pending state prosecutions. Within this area, we hold that a federal court must not, save in exceptional and extremely limited circumstances, intervene by way of either injunction or declaration in an existing state criminal prosecution.3 Such circumstances exist only when there is a threat of irreparable injury “both great and immediate.” A threat of this nature might be shown if the state criminal statute in question were patently and flagrantly unconstitutional on its face, ante, at 53-54; cf. Evers v. Dwyer, 358 U. S. 202, or if there has been bad faith and harassment — official lawlessness — in a statute’s enforcement, ante, at 47-49. In such circumstances the reasons of policy for deferring to state adjudication are outweighed by the injury flowing from the very bringing of the state proceedings, by the perversion of the very process that is supposed to provide vindication, and by the need for speedy and effective action to protect federal rights. Cf. Georgia v. Rachel, 384 U. S. 780.

[This opinion applies also to No. 7, Samuels et al. v. Mackell et al., and No. 9, Fernandez v. Mackell et al., post, p. 66; No. 41, Dyson et al. v. Stein, post, p. 200; and No. 83, Byrne et al. v. Karalexis et al., post, p. 216.]

See also Cameron v. Johnson, 390 U. S. 611, 613-614, n. 3; Dombrowski v. Pfister, 380 U. S. 479, 484 n. 2.

Courts of equity have traditionally shown greater reluctance to intervene in criminal prosecutions than in civil cases. See ante, at 43-44; Douglas v. City of Jeannette, 319 U. S. 157, 163-164. The offense to state interests is likely to be less in a civil proceeding. A State’s decision to classify conduct as criminal provides some indica-cation of the importance it has ascribed to prompt and unencumbered enforcement of its law. By contrast, the State might not even be a party in a proceeding under a civil statute.

Cf. Law Students Civil Rights Research Council v. Wadmond, post, p. 154; Wisconsin v. Constantineau, 400 U. S. 433; Rosado v. Wyman, 397 U. S. 397.

These considerations would not, to be sure, support any distinction between civil and criminal proceedings should the ban of 28 U. S. C. § 2283, which makes no such distinction, be held unaffected by 42 U. S. C. § 1983.

The negative pregnant in this sentence — that a federal court may, as a matter of policy, intervene when such “exceptional and extremely limited circumstances” are found — is subject to any further limitations that may be placed on such intervention by 28 U. S. C. § 2283.

Mr. Justice Brennan,

with whom Mr. Justice White and Mr. Justice Marshall join, concurring in the result.

I agree that the judgment of the District Court should be reversed. Appellee Harris had been indicted for violations of the California Criminal Syndicalism Act before he sued in federal court. He has not alleged that the prosecution was brought in bad faith to harass him. His constitutional contentions may be adequately adjudi*57cated in the state criminal proceeding, and federal intervention at his instance was therefore improper.*

Appellees Hirseh and Dan have alleged that they “feel inhibited” by the statute and the prosecution of Harris from advocating the program of the Progressive Labor Party. Appellee Broslawsky has alleged that he “is uncertain” whether as an instructor in college history he can under the statute give instruction relating to the Communist Manifesto and similar revolutionary works. None of these appellees has stated any ground for a reasonable expectation that he will actually be prosecuted under the statute for taking the actions contemplated. The court below expressly declined to rely on any finding “that . . . Dan, Hirseh or Broslawsky stand [s] in any danger of prosecution by the [State], because of the activities that they ascribed to themselves in the com*58plaint . . . 281 F. Supp. 507, 516. It is true, as the court below pointed out, that “[w]ell-intentioned prosecutors and judicial safeguards do not neutralize the vice of a vague law,” Baggett v. Bullitt, 377 U. S. 360, 373 (1964), but still there must be a live controversy under Art. III. No threats of prosecution of these appellees are alleged. Although Dan and Hirsch have alleged that they desire to advocate doctrines of the Progressive Labor Party, they have not asserted that their advocacy will be of the same genre as that which brought on the prosecution of Harris. In short, there is no reason to think that California has any ripe controversy with them. See Golden v. Zwickler, 394 U. S. 103 (1969); Perez v. Ledesma, post, p. 93 (Brennan, J., concurring and dissenting).

The District Court erroneously interpreted Zwickler v. Koota, 389 U. S. 241 (1967), as.authorizing federal court consideration of a constitutional claim at issue in a pending state proceeding, whether or not the federal court plaintiff had presented his claim to the state court. It suffices here to note that in Zwickler no state proceeding was pending at the time jurisdiction attached in the federal court. The court below also thought it significant that appellee Harris had raised his constitutional claim in the state courts in a motion to dismiss the indictment and in petitions in the state appellate courts for a writ of prohibition. It was questioned at oral argument whether constitutional issues could properly be raised by the procedures invoked by Harris, and it was suggested that the denial of Harris’ motions did not necessarily involve rejection of his constitutional claims. However, even if the California courts had at that interlocutory stage rejected Harris’ constitutional arguments, that rejection would not have provided a justification for intervening by the District Court. Harris could have sought direct review of that rejection of his constitutional claims or he could have renewed the claims in requests for instructions, and on direct review of any conviction in the state courts and in this Court. These were the proper modes for presentation and these the proper forums for consideration of the constitutional issues.

Mr. Justice Douglas,

dissenting.*

The fact that we are in a period of history when enormous extrajudicial sanctions are imposed on those who assert their First Amendment rights in unpopular causes emphasizes the wisdom of Dombrowski v. Pfister, 380 U. S. 479. There we recognized that in times of repression, when interests with powerful spokesmen generate symbolic pogroms against nonconformists, the federal judiciary, charged by Congress with special vigilance for protection of civil rights, has special responsibilities to prevent an erosion of the individual’s constitutional rights.

Dombrowski represents an exception to the general rule that federal courts should not interfere with state criminal prosecutions. The exception does not arise merely because prosecutions are threatened to which the First Amendment will be the proffered defense. Dom-browski governs statutes which are a blunderbuss by *59themselves or when used en masse — those that have an “overbroad” sweep. “If the rule were otherwise, the contours of regulation would have to be hammered out case by case — and tested only by those hardy enough to risk criminal prosecution to determine the proper scope of regulation.” Id., at 487. It was in the context of overbroad state statutes that we spoke of the “chilling effect upon the exercise of First Amendment rights” caused by state prosecutions. Ibid.

As respects overbroad statutes we said at least as early as 1940 that when dealing with First Amendment rights we would insist on statutes “narrowly drawn to prevent the supposed evil.” Cantwell v. Connecticut, 310 U. S. 296, 307.

The special circumstances when federal intervention in a state criminal proceeding is permissible are not restricted to bad faith on the part of state officials or the threat of multiple prosecutions. They also exist where for any reason the state statute being enforced is unconstitutional on its face. As Mr. Justice Butler, writing for the Court, said in Terrace v. Thompson, 263 U. S. 197, 214:

“Equity jurisdiction will be exercised to enjoin the threatened enforcement of a state law which contravenes the Federal Constitution wherever it is essential in order effectually to protect property rights and the rights of persons against injuries otherwise irremediable; and in such a case a person, who as an officer of the State is clothed with the duty of enforcing its laws and who threatens and is about to commence proceedings, either civil or criminal, to enforce such a law against parties affected, may be enjoined from such action by a federal court of equity.”

Our Dombrowski decision was only another facet of the same problem.

*60In Younger, “criminal syndicalism” is defined so broadly as to jeopardize “teaching” that socialism is preferable to free enterprise.

Harris’ “crime” was distributing leaflets advocating change in industrial ownership through political action. The statute under which he was indicted was the one involved in Whitney v. California, 274 U. S. 357, a decision we overruled in Brandenburg v. Ohio, 395 U. S. 444, 449.1

If the “advocacy” which Harris used was an attempt at persuasion through the use of bullets, bombs, and arson, we would have a different case. But Harris is charged only with distributing leaflets advocating political action toward his objective. He tried unsuccessfully to have the state court dismiss the indictment on constitutional grounds. He resorted to the state appellate court for writs of prohibition to prevent the trial, but to no avail. He went to the federal court as a matter of last resort in an effort to keep this unconstitutional trial from being saddled on him.

The “anti-injunction” statute, 28 U. S. C. § 2283,2 is not a bar to a federal injunction under these circumstances. That statute was adopted in 1793, § 5, 1 Stat. 335,3 and reflected the early view of the proper role of the federal courts within American federalism.

*61Whatever the balance of the pressures of localism and nationalism prior to the Civil War, they were fundamentally altered by the war. The Civil War Amendments made civil rights a national concern. Those Amendments, especially § 5 of the Fourteenth Amendment, cemented the change in American federalism brought on by the war. Congress immediately commenced to use its new powers to pass legislation. Just as the first Judiciary Act, 1 Stat. 73, and the “anti-injunction” statute represented the early views of American federalism, the Reconstruction statutes, including the enlargement of federal jurisdiction,4 represent a later view of American federalism.

One of the jurisdiction-enlarging statutes passed during Reconstruction was the Act of April 20, 1871. 17 *62Stat. 13. Beyond its jurisdictional provision that statute, now codified as 42 U. S. C. § 1983, provides:

“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.” (Emphasis added.)

A state law enforcement officer is someone acting under “color of law” even though he may be misusing his authority. Monroe v. Pape, 365 U. S. 167. And prosecution under a patently unconstitutional statute is a “deprivation of . . . rights, privileges, or immunities secured by the Constitution.” “Suit[s] in equity” obviously includes injunctions.5

I hold to the view that § 1983 is included in the “expressly authorized” exception to § 2283,6 a point not raised or considered in the much-discussed Douglas v. City of Jeannette, 319 U. S. 157. There is no more good reason for allowing a general statute dealing with federalism passed at the end of the 18th century to control another statute also dealing with federalism, passed almost 80 years later, than to conclude that the early concepts of federalism were not changed by the Civil War.

*63That was the view of Judge Will in the Boyle case, Landry v. Daley, 288 F. Supp. 200, 223. In speaking of the Civil War Amendments as “a constitutional revolution in the nature of American federalism” he said:

“This revolution, in turn, represents a historical judgment. It emphasizes the overwhelming concern of the Reconstruction Congresses for the protection of the newly won rights of freedmen. By interposing the federal government between the states and their inhabitants, these Congresses sought to avoid the risk of nullification of these rights by the states. With the subsequent passage of the Act of 1871, Congress sought to implement this plan by expanding the federal judicial power. Section 1983 is, therefore, not only an expression of the importance of protecting federal rights from infringement by the states but also, where necessary, the desire to place the national government between the state and its citizens.” Ibid.

In Boyle the statute makes “intimidation” to “commit any criminal offense” an offense. The three-judge court said:

“It . . . makes criminal threats such as the following: (1) threats by dissentient groups to engage in disorderly conduct, threats by residents of a high-crime neighborhood to carry concealed weapons for their own protection, and threats by mothers to block a dangerous state highway to demonstrate the need for increased safety measures. Indeed, the phrase ‘commit any criminal offense’ is so broad as to include threats to commit misdemeanors punishable by fine only. These evils are not so substantial that the state’s interest in prohibiting the threat of them outweighs the public interest in giving legitimate political discussion a wide berth.” Landry v. Daley, 280 F. Supp. 938, 964.

*64Landry and others brought a class action challenging the constitutional validity of five sections of the Illinois statutes. They alleged arrests under all but two of the challenged sections. Just before trial they abandoned their challenge of two of the five sections. The District Court held one of the remaining sections constitutional and the “mob action” and “intimidation” sections unconstitutional. Appellants have not appealed the determination that the “mob action” section of the Illinois statutes is unconstitutional.

The Court dismisses this case because there is no showing of irreparable injury on what it describes as “flimsy allegations.” Post, at 81. The Court states: “There is nothing contained in the allegations of the complaint from which one could infer that any one or more of the citizens who brought this suit is in any jeopardy of suffering irreparable injury if the State is left free to prosecute under the intimidation statute in the normal manner.” Ibid. Landry and his associates, however, allege that appellants are using the intimidation section along with several other sections to harass them, not to prosecute them in the normal manner. They allege that appellants are arresting them without warrants or probable cause, and detaining them on excessive bail. They allege that the arrests are made during peaceful demonstrations and without any expectation of securing valid convictions. In sum, Landry and his group allege that the “intimidation” section is one of several statutes which appellants are using en masse as part of a plan to harass them and discourage their exercise of their First Amendment rights. There is thus a lively and existing case or controversy concerning First Amendment rights. And I believe that the federal court acted in our finest tradition when it issued the stay.

*65As the standards of certainty in statutes containing criminal sanctions are higher than those in statutes containing civil sanctions, so are the standards of certainty touching on freedom of expression higher than those in other areas. Winters v. New York, 333 U. S. 507, 515-516. “There must be ascertainable standards of guilt. Men of common intelligence cannot be required to guess at the meaning of the enactment. The vagueness may be from uncertainty in regard to persons within the scope of the act ... or in regard to the applicable tests to ascertain guilt.”

Where freedom of expression is at stake these requirements must be more sedulously enforced.

In Younger there is a prosecution under an unconstitutional statute and relief is denied. In Boyle there is harassment but as yet no prosecution. Allegations of a prosecution or harassment under facially unconstitutional statutes should be sufficient for the exercise of federal equity powers.

Dombrowski and 42 U. S. C. § 1983 indicate why in Boyle federal intervention against enforcement of the state laws is appropriate. The case of Younger is even stronger. There the state statute challenged is the prototype of the one we held unconstitutional in Brandenburg v. Ohio, supra.

The eternal temptation, of course, has been to arrest the speaker rather than to correct the conditions about which he complains. I see no reason why these ap-pellees should be made to walk the treacherous ground of these statutes. They, like other citizens, need the umbrella of the First Amendment as they study, analyze, discuss, and debate the troubles of these days. When criminal prosecutions can be leveled against them because they express unpopular views, the society of the dialogue is in danger.

[This opinion also applies to No. 4, Boyle, Judge, et al. v. Landry et al., post, p. 77.]

See Linde, “Clear and Present Danger” Reexamined: Dissonance in the Brandenburg Concerto, 22 Stan. L. Rev. 1163 (1970).

“A court of the United States may not grant an injunction to stay proceedings in a State court except as expressly authorized by Act of Congress, or where necessary in aid of its jurisdiction, or to protect or effectuate its judgments.” (Emphasis added.)

In its initial form the “anti-injunction” Act provided: “ [N] or shall a writ of injunction be granted [by any court of the United States] to stay proceedings in any court of a state.” There were no exceptions. In 1874 it was subsequently modified by an insertion of the *61Revisers to read: “The writ of injunction shall not be granted by any court of the United States to stay proceedings in any court of a State, except in cases where such injunction may be authorized by any law relating to proceedings in bankruptcy.” Rev. Stat. § 720.

In Toucey v. New York Life Ins. Co., 314 U. S. 118, 133-134, in discussing the statutory exceptions to the “anti-injunction” Act we noted that, while only bankruptcy was the explicit exception, there were others. (1) The “Removal Acts qualify pro tanto the Act of 1793.” (2) The Act of 1851 limiting shipowners’ liability “[b]eing a ‘subsequent statute’ to the Act of 1793 . . . operates as an implied legislative amendment to it.” We also added (3) the In-terpleader Act of 1926 and (4) the Frazier-Lemke Act, 47 Stat. 1473. Toucey limited a line of cases dealing with nonstatutory exceptions to the “anti-injunction” Act. Shortly thereafter the current language of § 2283 was written into the Judicial Code. The Reviser’s Note states: “[T]he revised section restores the basic law as generally understood and interpreted prior to the Toucey decision.” Both pr e-Toucey and post -Toucey decisions recognize implied legislative exceptions to the “anti-injunction” Act. See Porter v. Dicken, 328 U. S. 252; Leiter Minerals v. United States, 352 U. S. 220.

What is now 28 U. S. C. § 1343 (3) was added in 1871, 17 Stat. 13, and the federal-question jurisdiction of 28 U. S. C. § 1331 was added in 1875. 18 Stat. 470.

We have already held that § 1983 requires no exhaustion of state remedies. McNeese v. Board of Education, 373 U. S. 668.

In accord with the view are Honey v. Goodman, 432 F. 2d 333 (CA6), and Cooper v. Hutchinson, 184 F. 2d 119 (CA3). Opposed are Goss v. Illinois, 312 F. 2d 257 (CA7), and Baines v. City of Danville, 337 F. 2d 579 (CA4).

And see Maraist, Federal Injunctive Relief Against State Court Proceedings: The Significance of Dombrowski, 48 Tex. L. Rev. 535, 591 et seq. (1970).

2.4.2.2 Heck v. Humphrey 2.4.2.2 Heck v. Humphrey

HECK v. HUMPHREY et al.

No. 93-6188.

Argued April 18, 1994

Decided June 24, 1994

*478 Scaua, J., delivered the opinion of the Court, in which Rehnquist, C. J., and Kennedy, Thomas, and Ginsburg, JJ., joined. Thomas, J., filed a concurring opinion, post, p. 490. Souter, J., filed an opinion concurring in the judgment, in which Blackmun, Stevens, and O’Connor, JJ., joined, post, p. 491.

Charles Rothfeld argued the cause and filed briefs for petitioner.

Matthew R. Gutwein argued the cause for respondents. With him on the brief were Pamela Carter, Attorney General of Indiana, and Arend J. Abel and Dana Childress-Jones, Deputy Attorneys General. *

*

A brief of amici curiae was filed for the State of Arizona et al. by Grant Woods, Attorney General of Arizona, Paul J. McMwrdie, and Linda L. Knowles, and by the Attorneys General for their respective States as follows: James H. Evans of Alabama, Winston Bryant of Arkansas, Daniel E. Lwngren of California, Robert A. Butterworth of Florida, Larry EchoHawk of Idaho, Roland W. Burris of Illinois, Chris Gorman of Kentucky, Michael C. Moore of Mississippi, Joseph T. Mazurek of Montana, Frankie Sue Del Papa of Nevada, Deborah T. Poritz of New Jersey, Lee Fisher of Ohio, T Travis Medlock of South Carolina, Mark W. Barnett of South Dakota, Dan Morales of Texas, Jan Graham of Utah, and Joseph B. Meyer of Wyoming.

Justice Scalia

delivered the opinion of the Court.

This case presents the question whether a state prisoner may challenge the constitutionality of his conviction in a suit for damages under 42 U. S. C. § 1983.

I

Petitioner Roy Heck was convicted in Indiana state court of voluntary manslaughter for the killing of Rickie Heck, his wife, and is serving a 15-year sentence in an Indiana prison. While the appeal from his conviction was pending, petitioner, *479proceeding pro se, filed this suit in Federal District Court under 42 U. S. C. § 1983,1 naming as defendants respondents James Humphrey and Robert Ewbank, Dearborn County prosecutors, and Michael Krinoph, an investigator with the Indiana State Police. The complaint alleged that respondents, acting under color of state law, had engaged in an “unlawful, unreasonable, and arbitrary investigation” leading to petitioner’s arrest; “knowingly destroyed” evidence “which was exculpatory in nature and could have proved [petitioner’s] innocence”; and caused “an illegal and unlawful voice identification procedure” to be used at petitioner’s trial. App. 5-6. The complaint sought, among other things, compensatory and punitive monetary damages. It did not ask for injunctive relief, and petitioner has not sought release from custody in this action.

The District Court dismissed the action without prejudice, because the issues it raised “directly implicate the legality of [petitioner’s] confinement,” id., at 13. While petitioner’s appeal to the Seventh Circuit was pending, the Indiana Supreme Court upheld his conviction and sentence on direct appeal, Heck v. State, 552 N. E. 2d 446, 449 (Ind. 1990); his first petition for a writ of habeas corpus in Federal District Court was dismissed because it contained unexhausted claims; and his second federal habeas petition was denied, and the denial affirmed by the Seventh Circuit.

When the Seventh Circuit reached petitioner’s appeal from dismissal of his § 1983 complaint, it affirmed the judgment and approved the reasoning of the District Court: “If, regardless of the relief sought, the plaintiff [in a federal civil *480rights action] is challenging the legality of his conviction/3 so that if he won his case the state would be obliged to release him even if he hadn’t sought that relief, the suit is classified as an application for habeas corpus and the plaintiff must exhaust his state remedies, on pain of dismissal if he fails to do so.” 997 F. 2d 355, 357 (1993). Heck filed a petition for certiorari, which we granted. 510 U. S. 1068 (1994).

II

This case lies at the intersection of the two most fertile sources of federal-court prisoner litigation — the Civil Rights Act of 1871, Rev. Stat. § 1979, as amended, 42 U. S. C. § 1983, and the federal habeas corpus statute, 28 U. S. C. § 2254. Both of these provide access to a federal forum for claims of unconstitutional treatment at the hands of state officials, but they differ in their scope and operation. In general, exhaustion of state remedies “is not a prerequisite to an action under § 1983,” Patsy v. Board of Regents of Fla., 457 U. S. 496, 501 (1982) (emphasis added), even an action by a state prisoner, id., at 509. The federal habeas corpus statute, by *481contrast, requires that state prisoners first seek redress in a state forum.3 See Rose v. Lundy, 455 U. S. 509 (1982).

Preiser v. Rodriguez, 411 U. S. 475 (1973), considered the potential overlap between these two provisions, and held that habeas corpus is the exclusive remedy for a state prisoner who challenges the fact or duration of his confinement and seeks immediate or speedier release, even though such a claim may come within the literal terms of §1983. Id., at 488-490. We emphasize that Preiser did not create an exception to the “no exhaustion” rule of §1983; it merely held that certain claims by state prisoners are not cognizable under that provision, and must be brought in habeas corpus proceedings, which do contain an exhaustion requirement.

This case is clearly not covered by the holding of Preiser, for petitioner seeks not immediate or speedier release, but monetary damages, as to which he could not “have sought and obtained fully effective relief through federal habeas corpus proceedings.” Id., at 488. See also id., at 494; Allen v. McCurry, 449 U. S. 90, 104 (1980). In dictum, however, Preiser asserted that since a state prisoner seeking only damages “is attacking something other than the fact or length of... confinement, and... is seeking something other than immediate or more speedy release[,]... a damages action by a state prisoner could be brought under [§ 1983] in federal court without any requirement of prior exhaustion of state remedies.” 411 U. S., at 494. That statement may not be true, however, when establishing the basis for the damages claim necessarily demonstrates the invalidity of the *482conviction. In that situation, the claimant can be said to be “attacking ... the fact or length of .. confinement,” bringing the suit within the other dictum of Preiser: “Congress has determined that habeas corpus is the appropriate remedy for state prisoners attacking the validity of the fact or length of their confinement, and that specific determination must override the general terms of § 1983.” Id., at 490. In the last analysis, we think the dicta of Preiser to be an unreliable, if not an unintelligible, guide: that opinion had no cause to address, and did not carefully consider, the damages question before us today.

Before addressing that question, we respond to petitioner’s contention that it has already been answered, in Wolff v. McDonnell, 418 U. S. 539 (1974). See Reply Brief for Petitioner 1. First of all, if Wolff had answered the question we would not have expressly reserved it 10 years later, as we did in Tower v. Glover, 467 U. S. 914 (1984). See id., at 923. And secondly, a careful reading of Wo Iff itself does not support the contention. Like Preiser, Wolff involved a challenge to the procedures used by state prison officials to deprive prisoners of good-time credits. The § 1983 complaint sought restoration of good-time credits as well as “damages for the deprivation of civil rights resulting from the use of the allegedly unconstitutional procedures.” Wolff, swpra, at 553. The Court said, after holding the claim for good-time credits to be foreclosed by Preiser, that the damages claim was nonetheless “properly before the District Court and required determination of the validity of the procedures employed for imposing sanctions, including loss of good time,” 418 U. S., at 554. Petitioner contends that this language authorized the plaintiffs in Wolff to recover damages measured by the actual loss of good time. We think not. , In light of the earlier language characterizing the claim as one of “damages for the deprivation of civil rights,” rather than damages for the deprivation of good-time credits,1 we think this passage recognized a § 1983 claim for using the *483wrong procedures, not for reaching the wrong result (i. e., denying good-time credits). Nor is there any indication in the opinion, or any reason to believe, that using the wrong procedures necessarily vitiated the denial of good-time credits. Thus, the claim at issue in Wolff did not call into question the lawfulness of the plaintiff’s continuing confinement. See Fulford v. Klein, 529 F. 2d 377, 381 (1976), adhered to, 550 F. 2d 342 (CA5 1977) (en banc); Schwartz, The Preiser Puzzle: Continued Frustrating Conflict Between the Civil Rights and Habeas Corpus Remedies for State Prisoners, 37 DePaul L. Rev. 85, 120-121, 145-146 (1988).

Thus, the question posed by § 1983 damages claims that do call into question the lawfulness of conviction or confinement remains open. To answer that question correctly, we see no need to abandon, as the Seventh Circuit and those courts in agreement with it have done, our teaching that § 1983 contains no exhaustion requirement beyond what Congress has provided. Patsy, 457 U. S., at 501, 509. The issue with respect to monetary damages challenging conviction is not, it seems to us, exhaustion; but rather, the same as the issue was with respect to injunctive relief challenging conviction in Preiser: whether the claim is cognizable under § 1983 at all. We conclude that it is not.

“We have repeatedly noted that 42 U. S. C. § 1983 creates a species of tort liability.” Memphis Community School Dist. v. Stachura, 477 U. S. 299, 305 (1986) (internal quotation marks omitted). “[OJver the centuries the common law of torts has developed a set of rules to implement the principle that a person should be compensated fairly for injuries caused by the violation of his legal rights. These rules, defining the elements of damages and the prerequisites for their recovery, provide the appropriate starting point for the inquiry under § 1983 as well.” Carey v. Piphus, 435 U. S. 247, 257-258 (1978). Thus, to determine whether there is any bar to the present suit, we look first to the common law of torts. Cf. Stachura, supra, at 306.

*484The common-law cause of action for malicious prosecution provides the closest analogy to claims of the type considered here because, unlike the related cause of action for false arrest or imprisonment, it permits damages for confinement imposed pursuant to legal process. “If there is a false arrest claim, damages for that claim cover the time of detention up until issuance of process or arraignment, but not more.” W. Keeton, D. Dobbs, R. Keeton, & D. Owen, Prosser and Keeton on Law of Torts 888 (5th ed. 1984). But a successful malicious prosecution plaintiff may recover, in addition to general damages, “compensation for any arrest or imprisonment, including damages for discomfort or injury to his health, or loss of time and deprivation of the society.” Id., at 887-888 (footnotes omitted). See also Roberts v. Thomas, 185 Ky. 63, 121 S. W. 961 (1909).

One element that must be alleged and proved in a malicious prosecution action is termination of the prior criminal proceeding in favor of the accused. Prosser and Keeton, supra, at 874; Carpenter v. Nutter, 127 Cal. 61, 59 P. 301 (1899). This requirement “avoids parallel litigation over the issues of probable cause and guilt. . . and it precludes the possibility of the claimant [sic] succeeding in the tort action after having been convicted in the underlying criminal prosecution, in contravention of a strong judicial policy against the creation of two conflicting resolutions arising out of the same or identical transaction.” 8 S. Speiser, C. Krause, & A. Gans, American Law of Torts §28:5, p. 24 (1991). Furthermore, “to permit a convicted criminal defendant to proceed with a malicious prosecution claim would permit a collateral attack on the conviction through the vehicle of a civil suit.” Ibid.4 This, Court has long expressed *485similar concerns for finality and consistency and has generally declined to expand opportunities for collateral attack, see Parke v. Raley, 506 U. S. 20, 29-30 (1992); Teague v. Lane, 489 U. S. 288, 308 (1989); Rooker v. Fidelity Trust Co., *486263 U. S. 413 (1923); Voorhees v. Jackson, 10 Pet. 449, 472-473 (1836). We think the hoary principle that civil tort actions are not appropriate vehicles for challenging the validity of outstanding criminal judgments applies to § 1983 damages actions that necessarily require the plaintiff to prove the unlawfulness of his conviction or confinement, just as it has always applied to actions for malicious prosecution.5

We hold that, in order to recover damages for allegedly unconstitutional conviction or imprisonment, or for other harm caused by actions whose unlawfulness would render a conviction or sentence invalid,6 a § 1983 plaintiff must prove *487that the conviction or sentence has been reversed on direct appeal, expunged by executive order, declared invalid by a state tribunal authorized to make such determination, or called into question by a federal court’s issuance of a writ of habeas corpus, 28 U. S. C. §2254. A claim for damages bearing that relationship, to a conviction or sentence that has not been so invalidated is not cognizable under §1983. Thus, when a state prisoner seeks damages in a §1983 suit, the district court must consider whether a judgment in favor of the plaintiff would necessarily imply the invalidity of his conviction or sentence; if it would, the complaint must be dismissed unless the plaintiff can demonstrate that the conviction or sentence has already been invalidated. But if the district court determines that the plaintiff’s action, even if successful, will not demonstrate the invalidity of any outstanding criminal judgment against the plaintiff, the action should be allowed to proceed,7 in the absence of some other bar to the suit.8

*488Respondents had urged us to adopt a rule that was in one respect broader than this: Exhaustion of state remedies should be required, they contended, not just when success in the § 1983 damages suit would necessarily show a conviction or sentence to be unlawful, but whenever “judgment in a § 1983 action would resolve a necessary element to a likely challenge to a conviction, even if the § 1983 court [need] not determine that the conviction is invalid.” Brief for Respondents 26, n. 10. Such a broad sweep was needed, respondents contended, lest a judgment in a prisoner’s favor in a federal-court § 1983 damages action claiming, for example, a Fourth Amendment violation, be given preclusive effect as to that subissue in a subsequent state-court post-conviction proceeding. Preclusion might result, they asserted, if the State exercised sufficient control over the officials’ defense in the § 1983 action. See Montana v. United States, 440 U. S. 147, 154 (1979). While we have no occasion to rule on the matter at this time, it is at least plain that preclusion will not necessarily be an automatic, or even a permissible, effect.9

*489In another respect, however, our holding sweeps more broadly than the approach respondents had urged. We do not engraft an exhaustion requirement upon §1983, but rather deny the existence of a cause of action. Even a prisoner who has fully exhausted available state remedies has no cause of action under § 1983 unless and until the conviction or sentence is reversed, expunged, invalidated, or impugned by the grant of a writ of habeas corpus. That makes it unnecessary for us to address the statute-of-limitations issue wrestled with by the Court of Appeals, which concluded that a federal doctrine of equitable tolling would apply to the § 1983 cause of action while state challenges to the conviction or sentence were being exhausted. (The court distinguished our cases holding that state, not federal, tolling provisions apply in § 1983 actions, see Board of Regents of Univ. of State of N. Y. v. Tomanio, 446 U. S. 478 (1980); Hardin v. Straub, 490 U. S. 536 (1989), on the ground that petitioner’s claim was “in part one for habeas corpus.” 997 F. 2d, at 358.) Under our analysis the statute of limitations poses no difficulty while the state challenges are being pursued, since the § 1983 claim has not yet arisen. Just as a cause of action for malicious prosecution does not accrue until the criminal proceedings have terminated in the plaintiff’s favor, 1 C. Corman, Limitation of Actions § 7.4.1, p. 532 (1991); Carnes v. Atkins Bros. Co., 123 La. 26, 31, 48 So. 572, 574 (1909), so also a §1983 cause of action for damages *490attributable to an unconstitutional conviction or sentence does not accrue until the conviction or sentence has been invalidated.10

Applying these principles to the present action, in which both courts below found that the damages claims challenged the legality of the conviction, we find that the dismissal of the action was correct. The judgment of the Court of Appeals for the Seventh Circuit is

Affirmed.

Section 1983 provides: “Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”

Neither in his petition for certiorari nor in his principal brief on the merits did petitioner contest the description of his monetary claims (by both the District Court and the Court of Appeals) as challenging the legality of his conviction. Thus, the question we understood to be before us was whether money damages premised on an unlawful conviction could be pursued under § 1983. Petitioner sought to challenge this premise in his reply brief, contending that findings validating his damages claims would not invalidate his conviction. See Reply Brief for Petitioner 6-6. That argument comes too late. We did not take this case to review such a fact-bound issue, and we accept the characterization of the lower courts.

We also decline to pursue, without implying the nonexistence of, another issue, suggested by the Court of Appeals’ statement that, if petitioner’s “conviction were proper, this suit would in all likelihood be barred by res judicata.” 997 F. 2d 355, 357 (CA7 1993). The res judicata effect of state-court decisions in § 1983 actions is a matter of state law. See Migra v. Warren City School Dist. Bd. of Ed., 465 U. S. 75 (1984).

Title 28 U. S. C. § 2254(b) provides: “An application for a writ of habeas corpus in behalf of a person in custody pursuant to the judgment of a State court shall not be granted unless it appears that the applicant has exhausted the remedies available in the courts of the State, or that there is either an absence of available State corrective process or the existence of circumstances rendering such process ineffective to protect the rights of the prisoner.”

Justice Souter criticizes our reliance on malicious prosecution’s favorable termination requirement as illustrative of the common-law principle barring tort plaintiffs from mounting collateral attacks on their out*485standing criminal convictions. Malicious prosecution is an inapt analogy, he says, because “[a] defendant’s conviction, under Reconstruction-era common law, dissolved his claim for malicious prosecution because the conviction was regarded as irrebuttable evidence that the prosecution never lacked probable cause.” Post, at 496, citing T. Cooley, Law of Torts 185 (1879). Chief Justice Cooley no doubt intended merely to set forth the general rule that a conviction defeated the malicious prosecution plaintiff’s allegation (essential to his cause of action) that the prior proceeding was without probable cáuse. But this was not an absolute rule in all jurisdictions, see Goodrich v. Warner, 21 Conn. 432, 443 (1852); Richter v. Koster, 45 Ind. 440, 441-442 (1874), and early on it was recognized that there must be exceptions to the rule in cases involving circumstances such as fraud, perjury, or mistake of law, see Burt v. Place, 4 Wend. 591 (N. Y. 1830); Witham v. Gowen, 14 Me. 362 (1837); Olson v. Neal, 63 Iowa 214, 18 N. W. 863 (1884). Some cases even held that a “conviction, although it be after-wards reversed, is prima facie evidence — and that only — of the existence of probable cause.” Neher v. Dobbs, 41 Neb. 863, 868, 66 N. W. 864, 865 (1896) (collecting cases). In Crescent City Live Stock Co. v. Butchers’ Union Slaughter-House Co., 120 U. S. 141 (1887), we recognized that “[h]ow much weight as proof of probable cause shall be attributed to the judgment of the court in the original action, when subsequently reversed for error, may admit of some question.” Id., at 149. We attempted to “reconcile the apparent contradiction in the authorities,” id., at 151, by observing that the presumption of probable cause arising from a conviction can be rebutted only by showing that the conviction had been obtained by some type of fraud, ibid. Although we ultimately held for the malicious prosecution defendant, our discussion in that case well establishes that the absolute rule Justice Souter contends for did not exist.

Yet even if Justice Souter were correct in asserting that a prior conviction, although reversed, “dissolved [a] claim for malicious prosecution,” post, at 496, our analysis would be unaffected. It would simply demonstrate that no common-law action, not even malicious prosecution, would permit a criminal proceeding to be impugned in a tort action, even after the conviction had been reversed. That would, if anything, strengthen our belief that §1983, which borrowed general tort principles, was not meant to permit such collateral attack.

Justice Souter’s discussion of abuse of process, post, at 494-495, does not undermine this principle. It is true that favorable termination of prior proceedings is not an element of that cause of action — but neither is an impugning of those proceedings one of its consequences. The gravamen of that tort is not the wrongfulness of the prosecution, but some extortionate perversion of lawfully initiated process to illegitimate ends. See, e. g., Donohoe Const. Co. v. Mount Vernon Associates, 235 Va. 531, 539-540, 369 S. E. 2d 857, 862 (1988); see also 8 S. Speiser, C. Krause, & A. Gans, American Law of Torts §§ 28:32-28:34 (1991). Cognizable injury for abuse of process is limited to the harm caused by the misuse of process, and does not include harm (such as conviction and confinement) resulting from that process’s being carried through to its lawful conclusion. Thus, one could no more seek compensatory damages for an outstanding criminal conviction in an action for abuse of process than in one for malicious prosecution. This limitation is illustrated by McGann v. Allen, 105 Conn. 177, 191, 134 A. 810, 815 (1926), where the court held that expenses incurred by the plaintiff in defending herself against crimes charged against her were not compensable in a suit for abuse of process, since “[d]amage[s] for abuse of process must be confined to the damage flowing from such abuse, and be confined to the period of time involved in taking plaintiff, after her arrest, to [defendant’s] store, and the detention there.”

An example of this latter category — a § 1983 action that does not seek damages directly attributable to conviction or confinement but whose successful prosecution would necessarily imply that the plaintiff’s criminal conviction was wrongful — would be the following: A state defendant is convicted of and sentenced for the crime of resisting arrest, defined as intentionally preventing a peace officer from effecting a lawful arrest. (This is a common definition of that offense. See People v. Peacock, 68 N. Y. 2d 675, 496 N. E. 2d 683 (1986); 4 C. Torcia, Wharton’s Criminal Law § 593, p. 307 (14th ed. 1981).) He then brings a § 1983 action against the *487arresting officer, seeking damages for violation of his Fourth Amendment right to be free from unreasonable seizures. In order to prevail in this § 1983 action, he would have to negate an element of the offense of which he has been convicted. Regardless of the state law concerning res judicata, see n. 2, supra, the § 1983 action will not lie.

For example, a suit for damages attributable to an allegedly unreasonable search may lie even if the challenged search produced evidence that was introduced in a state criminal trial resulting in the § 1983 plaintiff’s still-outstanding conviction. Because of doctrines like independent source and inevitable discovery, see Murray v. United States, 487 U. S. 533, 539 (1988), and especially harmless error, see Arizona v. Fulminante, 499 U. S. 279, 307-308 (1991), such a § 1983 action, even if successful, would not necessarily imply that the plaintiff’s conviction was unlawfiil. In order to recover compensatory damages, however, the § 1983 plaintiff must prove not only that the search was unlawful, but that it caused him actual, compensable injury, see Memphis Community School Dist. v. Stachura, 477 U. S. 299, 308 (1986), which, we hold today, does not encompass the “injury” of being convicted and imprisoned (until his conviction has been overturned).

For example, if a state criminal defendant brings a federal civil-rights lawsuit during the pendency of his criminal trial, appeal, or state habeas action, abstention may be an appropriate response to the parallel *488state-court proceedings. See Colorado River Water Conservation Dist. v. United States, 424 U. S. 800 (1976).

Moreover, we do not decide whether abstention might be appropriate in cases where a state prisoner brings a § 1983 damages suit raising an issue that also could be grounds for relief in a state-court challenge to his conviction or sentence. Cf. Tower v. Glover, 467 U. S. 914, 923 (1984).

State courts are bound to apply federal rules in determining the preclusive effect of federal-court decisions on issues of federal law. See P. Bator, D. Meltzer, P. Mishkin, & D. Shapiro, Hart and Wechsler’s The Federal Courts and the Federal System 1604 (3d ed. 1988) (“It is clear that where the federal court decided a federal question, federal res judicata rules govern”); Deposit Bank v. Frankfort, 191 U. S. 499, 514-518 (1903); Stoll v. Gottlieb, 305 U. S. 165, 170-171, 174-175 (1938). The federal rules on the subject of issue and claim preclusion, unlike those relating to exhaustion of state remedies, are “almost entirely judge-made.” Hart & Wechsler’s, supra, at 1598; see also Burbank, Interjurisdictional Preclusion, Full Faith and Credit and Federal Common Law: A General Approach, 71 Cornell L. Rev. 733, 747-778 (1986). And in developing *489them the courts can, and indeed should, be guided by the federal policies reflected in congressional enactments. Cf. Moragne v. States Marine Lines, Inc., 398 U. S. 375, 390-391 (1970). See also United States v. Mendoza, 464 U. S. 154 (1984) (recognizing exception to general principles of res judicata in light of overriding federal policy concerns). Thus, the court-made preclusion rules may, as judicial application of the categorical mandate of § 1983 may not, see Patsy v. Board of Regents of Fla., 457 U. S. 496, 509 (1982), take account of the policy embodied in § 2254(b)’s exhaustion requirement, see Rose v. Lundy, 455 U. S. 509 (1982), that state courts be given the first opportunity to review constitutional claims bearing upon state prisoners’ release from custody.

Justice Souter also adopts the common-law principle that one cannot use the device of a civil tort action to challenge the validity of an outstanding criminal conviction, but thinks it necessary to abandon that principle in those cases (of which no real-life example comes to mind) involving former state prisoners who, because they are no longer in custody, cannot bring postconviction challenges. Post, at 500. We think the principle barring collateral attacks — a longstanding and deeply rooted feature of both the common law and our own jurisprudence — is not rendered inapplicable by the fortuity that a convicted criminal is no longer incarcerated. Justice Souter opines that disallowing a damages suit for a former state'prisoner framed by Ku Klux Klan-dominated state officials is “hard indeed to reconcile . . . with the purpose of § 1983.” Post, at 502. But if, as Justice Souter appears to suggest, the goal of our interpretive enterprise under §1983 were to provide a remedy for all conceivable invasions of federal rights that freedmen may have suffered at the hands of officials of the former States of the Confederacy, the entire landscape of our § 1983 jurisprudence would look very different. We would not, for example, have adopted the rule that judicial officers have absolute immunity from liability for damages under §1983, Pierson v. Ray, 386 U. S. 547 (1967), a rule that would prevent recovery by a former slave who had been tried and convicted before a corrupt state judge in league with the Ku Klux Klan.

Our recent opinion in Wyatt v. Cole, 504 U. S. 158 (1992), summarized the manner in which the Court has analyzed the relationship between the common law and § 1983 in the context of immunity:

“Section 1983 ‘creates a species of tort liability that on its face admits of no immunities.’ Imbler v. Pachtman, 424 U. S. 409, 417 (1976). Nonetheless, we have accorded certain government officials either absolute or qualified immunity from suit if the ‘tradition of immunity was so firmly rooted in the common law and was supported by such strong policy reasons that “Congress would have specifically so provided had it wished to abolish the doctrine.’” Owen v. City of Independence, 445 U. S. 622, 637 (1980) (quoting Pierson v. Ray, 386 U. S. 547, 555 (1967)). If parties seeking immunity were shielded from tort liability when Congress enacted the Civil Rights Act of 1871 — § 1 of which is codified at 42 U. S. C. § 1983 — we infer from legislative silence that Congress did not intend to abrogate such immunities when it imposed liability for actions taken under color of state law. See Tower v. Glover, 467 U. S. 914, 920 (1984); Imbler, supra, at 421; Pulliam v. Allen, 466 U. S. 522, 529 (1984). Additionally, irrespective of the common law support, we will not recognize an immunity available at common law if §1983’s history or purpose counsel against applying it in § 1983 actions. Tower, supra, at 920. See also Imbler, supra, at 424-429.” Id., at 163-164.

In his concurrence, Justice Kennedy stated: “It must be remembered that unlike the common-law judges whose doctrines we adopt, we are devising limitations to a remedial statute, enacted by the Congress, which ‘on its face does not provide for any immunities.’” Id., at 171 (quoting Malley v. Briggs, 475 U. S. 335, 342 (1986)) (emphasis added in Malley).

Justice Thomas,

concurring.

The Court and Justice Souter correctly begin their analyses with the realization that “[t]his case lies at the intersection of... the Civil Rights Act of 1871, Rev. Stat. § 1979, as amended, 42 U. S. C. § 1983, and the federal habeas corpus statute, 28 U. S. C. §2254.” Ante, at 480; post, at 491. One need only read the respective opinions in this case to under*491stand the difficulty of the task before the Court today. Both the Court and Justice Souter embark on a similar enterprise — harmonizing “[t]he broad language of § 1983,” a “general” statute, with “the specific federal habeas corpus statute.” Preiser v. Rodriguez, 411 U. S. 475, 489 (1973).

I write separately to note that it is we who have put § 1983 and the habeas statute on what Justice Souter appropriately terms a “collision course.” Post, at 492. It has long been recognized that we have expanded the prerogative writ of habeas corpus and § 1983 far beyond the limited scope either was originally intended to have. Cf., e. g., Wright v. West, 505 U. S. 277, 285-286 (1992) (opinion of Thomas, J.) (habeas); Golden State Transit Corp. v. Los Angeles, 493 U. S. 103, 117 (1989) (Kennedy, J., dissenting) (§ 1983). Expanding the two historic statutes brought them squarely into conflict in the context of suits by state prisoners, as we made clear in Preiser.

Given that the Court created the tension between the two statutes, it is proper for the Court to devise limitations aimed at ameliorating the conflict, provided that it does so in a principled fashion. Cf. Malley v. Briggs, 475 U. S. 335, 342 (1986). Because the Court today limits the scope of § 1983 in a manner consistent both with the federalism concerns undergirding the explicit exhaustion requirement of the habeas statute, ante, at 483, and with the state of the common law at the time § 1983 was enacted, ante, at 484-486, and n. 4,1 join the Court’s opinion.

Justice Souter,

with whom Justice Blackmun, Justice Stevens, and Justice O’Connor join, concurring in the judgment.

The Court begins its analysis as I would, by observing that “[t]his case lies at the intersection of the two most fertile sources of federal-court prisoner litigation — the Civil Rights Act of 1871, . . . 42 U. S. C. § 1983, and the federal habeas corpus statute, 28 U. S. C. §2254,” two statutes that *492“provide access to a federal forum for claims of unconstitutional treatment at the hands of state officials,” while “differ[ing] in their scope and operation.” Ante, at 480. But instead of analyzing the statutes to determine which should yield to the other at this intersection, the Court appears to take the position that the statutes were never on a collision course in the first place because, like the common-law tort of malicious prosecution, § 1983 requires (and, presumably, has always required) plaintiffs seeking damages for unconstitutional conviction or confinement to show the favorable termination of the underlying proceeding. See ante, at 484-487.

While I do not object to referring to the common law when resolving the question this case presents, I do not think that the existence of the tort of malicious prosecution alone provides the answer. Common-law tort rules can provide a “starting point for the inquiry under §1983,” Carey v. Piphus, 435 U. S. 247, 258 (1978), but we have relied on the common law in § 1983 cases only when doing so was thought to be consistent with ordinary rules of statutory construction, as when common-law principles have textual support in other provisions of the Civil Rights Act of 1871, see, e. g., id., at 255-256 (damages under § 1983), or when those principles were so fundamental and widely understood at the time § 1983 was enacted that the 42d Congress could not be presumed to have abrogated them silently, see, e. g., Tenney v. Brandhove, 341 U. S. 367, 376 (1951) (immunity under § 1983); Pierson v. Ray, 386 U. S. 547, 553-554 (1967) (same). At the same time, we have consistently refused to allow common-law analogies to displace statutory analysis, declining to import even well-settled common-law rules into § 1983 “if [the statute’s] history or purpose counsel against applying [such rules] in § 1983 actions.” Wyatt v. Cole, 504 U. S. 158, 164 (1992); see also Tower v. Glover, 467 U. S. 914, 920-921 (1984). Cf. Anderson v. Creighton, 483 U. S. 635, 645 (1987) (“[W]e have never suggested that the precise contours of official im*493munity [under §1983] can and should be slavishly derived from the often arcane rules of the common law”).1

An examination of common-law sources arguably relevant in this case confirms the soundness of our hierarchy of principles for resolving questions concerning § 1983. If the common law were not merely a “starting point” for the analysis under § 1983, but its destination, then (unless we were to have some authority to choose common-law requirements we like and discard the others) principle would compel us to accept as elements of the § 1983 cause of action not only the malicious-prosecution tort’s favorable-termination requirement, but other elements of the tort that cannot coherently be transplanted. In addition to proving favorable termina*494tion, a plaintiff in a malicious-prosecution action, according to the same sources the Court relies upon, must prove the “[ajbsence of probable cause for the proceeding” as well as “ ‘[m]alice,’ or a primary purpose other than that of bringing an offender to justice.” W. Keeton, D. Dobbs, R. Keeton, & D. Owen, Prosser and Keeton on Law of Torts 871 (5th ed. 1984) (hereinafter Prosser and Keeton); see also 8 S. Speiser, C. Krause, & A. Gans, American Law of Torts §28:7, p. 38, § 28:11, p. 61 (1991). As § 1983 requirements, however, these elements would mean that even a §1983 plaintiff whose conviction was invalidated as unconstitutional (premised, for example, on a confession coerced by an interrogation-room beating) could not obtain damages for the unconstitutional conviction and ensuing confinement if the defendant police officials (or perhaps the prosecutor) had probable cause to believe the plaintiff was guilty and intended to bring him to justice. Absent an independent statutory basis for doing so, importing into §1983 the malicious-prosecution tort’s favorable-termination requirement but not its probable-cause requirement would be particularly odd since it is from the latter that the former derives. See Prosser and Keeton 874 (“The requirement that the criminal prosecution terminate in favor of the malicious prosecution plaintiff ... is primarily important not as an independent element of the malicious prosecution action but only for what it shows about probable cause or guilt-in-fact”); M. Bigelow, Leading Cases on Law of Torts 196 (1875) (“The action for a malicious prosecution cannot be maintained until the prosecution has terminated; for otherwise the plaintiff might obtain judgment in the one case and yet be convicted in the other, which would of course disprove the averment of a want of probable cause”).

If, in addition, the common law were the master of statutory analysis, not the servant (to switch metaphors), we would find ourselves with two masters to contend with here, for we would be subject not only to the tort of malicious *495prosecution but to the tort of abuse of process as well, see Wyatt v. Cole, supra, at 164 (calling these two actions “the most closely analogous torts” to § 1983), the latter making it “unnecessary for the plaintiff to prove that the proceeding has terminated in his favor,” Prosser and Keeton 897. The Court suggests that the tort of malicious prosecution provides “the closest analogy to claims of the type considered here” because “it permits damages for confinement imposed pursuant to legal process.” Ante, at 484. But the same appears to be true for the tort of abuse of process. See Restatement (Second) of Torts §682, Illustration 1 (1977) (indicating that a person who, by causing a court to issue a writ of capias against someone to whom he lent money, caused the borrower to be “arrested .. . and kept in prison” is properly held liable for the arrest and imprisonment if the lender’s purpose in using legal process was wrongful (and regardless of favorable termination or want of probable cause)).2

Furthermore, even if the tort of malicious prosecution were today marginally more analogous than other torts to the type of § 1983 claim in the class of cases before us (because it alone may permit damages for unlawful conviction or postconviction confinement, see n. 3, infra), the Court overlooks a significant historical incongruity that calls into question the utility of the analogy to the tort of malicious *496prosecution insofar as it is used exclusively to determine the scope of §1983: the damages sought in the type of §1983 claim involved here, damages for unlawful conviction or post-conviction confinement, were not available at all in an action for malicious prosecution at the time of § 1983’s enactment. A defendant’s conviction, under Reconstruction-era common law, dissolved his claim for malicious prosecution because the conviction was regarded as irrebuttable evidence that the prosecution never lacked probable cause. See T. Cooley, Law of Torts 185 (1879) (“If the defendant is convicted in the first instance and appeals, and is acquitted in the appellate court, the conviction below is conclusive of probable cause”). Thus the definition of “favorable termination” with which the framers of § 1983 were aware (if they were aware of any definition) included none of the events relevant to the type of §1983 claim involved in this case (“reversal] on direct appeal, expunge[ment] by executive order, [a] declaration] [of] invalidity] by a state tribunal authorized to make such determination, or [the] calling] into question by a federal court’s issuance of a writ of habeas corpus,” ante, at 487), and it is easy to see why the analogy to the tort of malicious prosecution in this context has escaped the collective wisdom of the many courts and commentators to have addressed the issue previously, as well as the parties to this case. Indeed, relying on the tort of malicious prosecution to dictate the outcome of this case would logically drive one to the position, untenable as a matter of statutory interpretation (and, to be clear, disclaimed by the Court), that conviction of a crime wipes out a person’s § 1983 claim for damages for unconstitutional conviction or postconviction confinement.3

*497We are not, however, in any such strait, for our enquiry in this case may follow the interpretive methodology employed in Preiser v. Rodriguez, 411 U. S. 475 (1973) (a methodology uniformly applied by the Courts of Appeals in analyzing analogous cases, see, e. g., Young v. Kenny, 907 F. 2d 874, 875-876 (CA9 1990)). In Preiser, we read the “general” § 1983 statute in light of the “specific federal habeas corpus statute,” which applies only to “person[s] in custody,” 28 U. S. C. § 2254(a), and the habeas statute’s policy, embodied in its exhaustion requirement, § 2254(b), that state courts be given the first opportunity to review constitutional claims bearing upon a state prisoner’s release from custody. 411 U. S., at 489. Though in contrast to Preiser the state prisoner here seeks damages, not release from custody, the distinction makes no difference when the damages sought are for unconstitutional conviction or confinement. (As the Court explains, nothing in Preiser nor in Wolff v. McDonnell, 418 U. S. 539 (1974), is properly read as holding that the relief sought in a § 1983 action dictates whether a state prisoner can proceed immediately to federal court. See ante, *498at 481-483.) Whether or not a federal-court § 1983 damages judgment against state officials in such an action would have preclusive effect in later litigation against the State, mounting damages against the defendant-officials for unlawful confinement (damages almost certainly to be paid by state indemnification) would, practically, compel the State to release the prisoner. Because allowing a state prisoner to proceed directly with a federal-court § 1983 attack on his conviction or sentence “would wholly frustrate explicit congressional intent” as declared in the habeas exhaustion requirement, Preiser, 411 U. S., at 489, the statutory scheme must be read as precluding such attacks. This conclusion flows not from a preference about how the habeas and § 1983 statutes ought to have been written, but from a recognition that “Congress has determined that habeas corpus is the appropriate remedy for state prisoners attacking the validity of the fact or length of their confinement, [a] specific determination [that] must override the general terms of § 1983.” Id., at 490.

That leaves the question of how to implement what statutory analysis requires. It is at this point that the malicious-prosecution tort’s favorable-termination requirement becomes helpful, not in dictating the elements of a § 1983 cause of action, but in suggesting a relatively simple way to avoid collisions at the intersection of habeas and § 1983. A state prisoner may seek federal-court § 1983 damages for unconstitutional conviction or confinement, but only if he has previously established the unlawfulness of his conviction or confinement, as on appeal or on habeas. This has the effect of requiring a state prisoner challenging the lawfulness of his confinement to follow habeas’s rules before seeking §1983 damages for unlawful confinement in federal court, and it is ultimately the Court’s holding today. It neatly resolves a problem that has bedeviled lower courts, see 997 F. 2d 355, 357-358 (CA7 1993) (decision below); Young v. Kenny, supra, at 877 (discussing cases), legal commentators, see Schwartz, The Preiser Puzzle, 37 DePaul L. Rev. 85, 86-87, n. 6 (1988) *499(listing articles), and law students (some of whom doubtless have run up against a case like this in law-school exams). The favorable-termination requirement avoids the knotty statute-of-limitations problem that arises if federal courts dismiss §1983 suits filed before an inmate pursues federal habeas, and (because the statute-of-limitations clock does not start ticking until an inmate’s conviction is set aside) it does so without requiring federal courts to stay, and therefore to retain on their dockets, prematurely filed § 1983 suits. See ante, at 489.4

It may be that the Court’s analysis takes it no further than I would thus go, and that any objection I may have to the Court’s opinion is to style, not substance. The Court acknowledges the habeas exhaustion requirement and explains that it is the reason that the habeas statute “intersect^]” *500in this case with § 1983, which does not require exhaustion, see ante, at 480; it describes the issue it faces as “the same” as that in Preiser, ante, at 483; it recites the principle that common-law tort rules “‘provide the appropriate starting point for the inquiry under § 1983,’ ” ibid, (quoting Carey v. Piphus, 435 U. S., at 257-258); and it does not transpose onto §1983 elements of the malicious-prosecution tort that are incompatible with the policies of § 1983 and the habeas statute as relevant to claims by state prisoners. The Court’s opinion can be read as saying nothing more than that now, after enactment of the habeas statute and because of it, prison inmates seeking §1983 damages in federal court for unconstitutional conviction or confinement must satisfy a requirement analogous to the malicious-prosecution tort’s favorable-termination requirement. Cf. ante, at 491 (Thomas, J., concurring).

That would be a sensible way to read the opinion, in part because the alternative would needlessly place at risk the rights of those outside the intersection of §1983 and the habeas statute, individuals not “in custody” for habeas purposes. If these individuals (people who were merely fined, for example, or who have completed short terms of imprisonment, probation, or parole, or who discover (through no fault of their own) a constitutional violation after full expiration of their sentences), like state prisoners, were required to show the prior invalidation of their convictions or sentences in order to obtain § 1983 damages for unconstitutional conviction or imprisonment, the result would be to deny any federal forum for claiming a deprivation of federal rights to those who cannot first obtain a favorable state ruling. The reason, of course, is that individuals not “in custody” cannot invoke federal habeas jurisdiction, the only statutory mechanism besides §1983 by which individuals may sue state officials in federal court for violating federal rights. That would be an untoward result.

*501It is one thing to adopt a rule that forces prison inmates to follow the federal habeas route with claims that fall within the plain language of § 1983 when that is necessary to prevent a requirement of the habeas statute from being undermined. That is what the Court did in Preiser v. Rodriguez, 411 U. S., at 489-492, and that is what the Court’s rule would do for state prisoners. Harmonizing § 1983 and the habeas statute by requiring a state prisoner seeking damages for unconstitutional conviction to establish the previous invalidation of his conviction does not run afoul of what we have called, repeatedly, “[t]he very purpose of” § 1983: “to interpose the federal courts between the States and the people, as guardians of the people’s federal rights.” Mitchum v. Foster, 407 U. S. 225, 242 (1972); see also Pulliam v. Allen, 466 U. S. 522, 541 (1984); Patsy v. Board of Regents of Fla., 457 U. S. 496, 503 (1982). A prisoner caught at the intersection of § 1983 and the habeas statute can still have his attack on the lawfulness of his conviction or confinement heard in federal court, albeit one sitting as a habeas court; and, depending on the circumstances, he may be able to obtain § 1983 damages.

It would be an entirely different matter, however, to shut off federal courts altogether to claims that fall within the plain language of § 1983. “[Irrespective of the common law support” for a general rule disfavoring collateral attacks, the Court lacks the authority to do any such thing absent unambiguous congressional direction where, as here, reading § 1983 to exclude claims from federal court would run counter to “§1983’s history” and defeat the statute’s “purpose.” Wyatt v. Cole, 504 U. S., at 158. Consider the case of a former slave framed by Ku Klux Klan-controlled law-enforcement officers and convicted by a Klan-controlled state court of, for example, raping a white woman; and suppose that the unjustly convicted defendant did not (and could not) discover the proof of unconstitutionality until after his *502release from state custody. If it were correct to say that § 1983 independently requires a person not in custody to establish the prior invalidation of his conviction, it would have been equally right to tell the former slave that he could not seek federal relief even against the law-enforcement officers who framed him unless he first managed to convince the state courts that his conviction was unlawful. That would be a result hard indeed to reconcile either with the purpose of § 1983 or with the origins of what was “popularly known as the Ku Klux Act,” Collins v. Hardyman, 341 U. S. 651, 657 (1951), the statute having been enacted in part out of concern that many state courts were “in league with those who were bent upon abrogation of federally protected rights,” Mitchum v. Foster, supra, at 240; cf. Cong. Globe, 42d Cong., 1st Sess., 577 (1871) (Sen. Trumbull explaining that, under the Civil Rights Act of 1871, “the Federal Government has a right to set aside ... action of the State authorities” that deprives a person of his Fourteenth Amendment rights). It would also be a result unjustified by the habeas statute or any other post-§ 1983 enactment.

Nor do I see any policy reflected in a congressional enactment that would justify denying to an individual today federal damages (a significantly less disruptive remedy than an order compelling release from custody) merely because he was unconstitutionally fined by a State, or to a person who discovers after his release from prison that, for example, state officials deliberately withheld exculpatory material. And absent such a statutory policy, surely the common law can give us no authority to narrow the “broad language” of § 1983, which speaks of deprivations of “any” constitutional rights, privileges, or immunities, by “[e]very” person acting under color of state law, and to which “we have given full effect [by] recognizing that § 1983 ‘provide[s] a remedy, to be broadly construed, against all forms of official violation of federally protected rights.’” Dennis v. Higgins, 498 U. S. 439, 443, 445 (1991) (quoting Monell v. New York City Dept. of Social Servs., 436 U. S. 658, 700-701 (1978)).

*503In sum, while the malicious-prosecution analogy provides a useful mechanism for implementing what statutory analysis requires, congressional policy as reflected in enacted statutes must ultimately be the guide. I would thus be clear that the proper resolution of this case (involving, of course, a state prisoner) is to construe § 1983 in light of the habeas statute and its explicit policy of exhaustion. I would not cast doubt on the ability of an individual unaffected by the habeas statute to take advantage of the broad reach of §1983.

As the Court observes, there are differences between the tort of abuse of process and that of malicious prosecution. Ante, at 486, n. 5. While “the gist of the tort [of malicious prosecution] is ... . commencing an action or causing process to issue without justification,” abuse of process involves “misusing, or misapplying process justified in itself for an end other than that which it was designed to accomplish.” Prosser and Keeton 897. Neither common-law tort, however, precisely matches the statutory § 1983 claim for damages for unlawful conviction or confinement; and, depending on the nature of the underlying right alleged to have been violated (consider, for example, the right not to be selected for prosecution solely because of one’s race), the tort of abuse of process might provide a better analogy to a §1983 claim for unconstitutional conviction or confinement than the malicious-prosecution tort.

Some of the traditional common-law requirements appear to have liberalized over the years, see Prosser and Keeton 882 (“There is a considerable minority view which regards the conviction as creating only a presumption, which may be rebutted by any competent evidence showing that probable cause for the prosecution did not in fact exist”), strengthening the analogy the Court draws. But surely the Court is not of the view *497that a single tort in its late 20th-century form can conclusively (and retroactively) dictate the requirements of a 19th-century statute for a discrete category of cases. Defending the historical analogy, the Court suggests that Chief Justice Cooley did not mean what he clearly said and that, despite the Cooley treatise, the Reconstruction-era common law recognized a limited exception to the rule denying a malicious-prosecution plaintiff the benefit of the invalidation of his conviction: an exception for convictions “obtained by some type of fraud.” Ante, at 485, n. 4 (citing Crescent City Live Stock Co. v. Butchers’ Union Slaughter-House Co., 120 U. S. 141, 151 (1887)). Even if such a narrow exception existed, however, the tort of malicious prosecution as it stood during the mid-19th century would still make for a weak analogy to a statutory action under which, as even the Court accepts, defendants whose convictions were reversed as violating “any righ[t]. . . secured by the Constitution,” 42 U. S. C. § 1983, may obtain damages for the unlawful confinement associated with the conviction (assuming, of course, no immunity bar). Nor, of course, would the existence of such an exception explain how one element of a malicious-prosecution action may be imported into § 1983, but not the others.

The requirement that a state prisoner seeking § 1983 damages for unlawful conviction or confinement be successful in state court or on federal habeas strikes me as soundly rooted in the statutory scheme. Because “Congress has determined that habeas corpus is the appropriate remedy for state prisoners attacking the validity of the fact or length of their confinement, [a] specific determination [that] override[s] the general terms of § 1983,” Preiser v. Rodriguez, 411 U. S. 475, 490 (1973), a state prisoner whose constitutional attacks on his confinement have been rejected by state courts cannot be said to be unlawfully confined unless a federal habeas court declares his “custody [to be] in violation of the Constitution or laws or treaties of the United States,” 28 U. S. C. § 2254(a). An unsuccessful federal habeas petitioner cannot, therefore, consistently with the habeas statute, receive § 1983 damages for unlawful confinement. That is not to say, however, that a state prisoner whose request for release has been (or would be) rejected by state courts or by a federal habeas court is necessarily barred from seeking any § 1983 damages for violations of his constitutional rights. If a § 1983 judgment in his favor would not demonstrate the invalidity of his confinement he is outside the habeas statute and may seek damages for a constitutional violation even without showing “favorable termination.” A state prisoner may, for example, seek damages for an unreasonable search that produced evidence lawfully or harmlessly admitted at trial, or even nominal damages for, say, a violation of his right to procedural due process, see Carey v. Piphus, 435 U. S. 247, 266 (1978). See ante, at 487, and n. 7.

2.4.2.3 Wilkinson v. Dotson 2.4.2.3 Wilkinson v. Dotson

WILKINSON, DIRECTOR, OHIO DEPARTMENT OF REHABILITATION AND CORRECTION, et al. v. DOTSON et al.

No. 03-287.

Argued December 6, 2004

Decided March 7, 2005

*75 Breyer, J., delivered the opinion of the Court, in which Rehnquist, C. J., and Stevens, O’Connor, Scalia, Souter, Thomas, and Ginsburg, JJ., joined. Scalia, J., filed a concurring opinion, in which Thomas, J., joined, post, p. 85. Kennedy, J., filed a dissenting opinion, post, p. 88.

Douglas R. Cole, State Solicitor of Ohio, argued the cause for petitioners. With him on the briefs were Jim Petro, Attorney General, Stephen P. Carney, Senior Deputy Solicitor, and Todd R. Marti, Assistant Solicitor.

John Q. Lewis argued the cause for respondent Johnson. With him on the brief were Donald B. Ayer, William K. Shirey II, and David L. Shapiro.

*76 Alan E. Untereiner argued the cause and filed a brief for respondent Dotson. *

*

A brief of amici curiae urging reversal was filed for the State of Alabama et al. by Troy King, Attorney General of Alabama, Kevin C. New-som, Solicitor General, and Michael B. Billingsley, Deputy Solicitor General, and by the Attorneys General for their respective States as follows: Gregg D. Renkes of Alaska, M. Jane Brady of Delaware, Thurbert E. Baker of Georgia, Mark J. Bennett of Hawaii, Lawrence G. Wasden of Idaho, Lisa Madigan of Illinois, Phill Kline of Kansas, J. Joseph Curran, Jr., of Maryland, Thomas F. Reilly of Massachusetts, Jim Hood of Mississippi, Jon Bruning of Nebraska, Gerald J. Pappert of Pennsylvania, Harry Mc-Master of South Carolina, Larry Long of South Dakota, Greg Abbott of Texas, Jerry W. Kilgore of Virginia, and Darrell V. McGraw, Jr., of West Virginia.

Norman L. Sirak and Leonard Yelsky filed a brief for 2,974 Former and Current Ohio Inmates et al. as amici curiae.

Justice Breyer

delivered the opinion of the Court.

Two state prisoners brought an action under 42 U. S. C. §1983 claiming that Ohio’s state parole procedures violate the Federal Constitution. The prisoners seek declaratory and injunctive relief. The question before us is whether they may bring such an action under Rev. Stat. § 1979, 42 U. S. C. § 1983, the Civil Rights Act of 1871, or whether they must instead seek relief exclusively under the federal habeas corpus statutes. We conclude that these actions may be brought under § 1983.

I

The two respondents, William Dotson and Rogerico Johnson, are currently serving lengthy terms in Ohio prisons. Dotson began to serve a life sentence in 1981. The parole board rejected his first parole request in 1995; and a parole officer, after reviewing Dotson’s records in the year 2000, determined that he should not receive further consideration for parole for at least five more years. In reaching this conclusion about Dotson’s parole eligibility, the officer used parole guidelines first adopted in 1998, after Dotson *77began to serve his term. Dotson claims that the retroactive application of these new, harsher guidelines to his preguide-lines case violates the Constitution’s Ex Post Facto and Due Process Clauses. He seeks a federal-court declaration to that effect as well as a permanent injunction ordering prison officials to grant him an “immediate parole hearing in accordance with the statutory laws and administrative rules in place when [he] committed his crimes.” App. 20 (Dotson Complaint, Prospective Declaratory and Injunctive Relief, ¶3).

Johnson began to serve a 10- to 30-year prison term in 1992. The parole board considered and rejected his first parole request in 1999, finding him unsuitable for release. In making this determination, the board applied the new 1998 guidelines. Johnson too claims that the application of these new, harsher guidelines to his preguidelines case violated the Constitution’s Ex Post Facto Clause. He also alleges that the parole board’s proceedings (by having too few members present and by denying him an adequate opportunity to speak) violated the Constitution’s Due Process Clause. Johnson’s complaint seeks a new parole hearing conducted under constitutionally proper procedures and an injunction ordering the State to comply with constitutional due process and ex post facto requirements in the future.

Both prisoners brought § 1983 actions in federal court. In each case, the Federal District Court concluded that a § 1983 action does not lie and that the prisoner would have to seek relief through a habeas corpus suit. Dotson v. Wilkinson, No. 3:00 CV 7303 (ND Ohio, Aug. 7, 2000); Johnson v. Ghee, No. 4:00 CV 1075 (ND Ohio, July 16, 2000). Each prisoner appealed. The Court of Appeals for the Sixth Circuit ultimately consolidated the two appeals and heard both cases en banc. The court found that the actions could proceed under § 1983, and it reversed the lower courts. 329 F. 3d 463, 472 (2003). Ohio parole officials then petitioned for certiorari, and we granted review.

*78II

This Court has held that a prisoner in state custody cannot use a § 1983 action to challenge “the fact or duration of his confinement.” Preiser v. Rodriguez, 411 U. S. 475, 489 (1973); see also Wolff v. McDonnell, 418 U. S. 539, 554 (1974); Heck v. Humphrey, 512 U. S. 477, 481 (1994); Edwards v. Balisok, 520 U. S. 641, 648 (1997). He must seek federal habeas corpus relief (or appropriate state relief) instead.

Ohio points out that the inmates in these cases attack their parole-eligibility proceedings (Dotson) and parole-suitability proceedings (Johnson) only because they believe that victory on their claims will lead to speedier release from prison. Consequently, Ohio argues, the prisoners’ lawsuits, in effect, collaterally attack the duration of their confinement; hence, such a claim may only be brought through a habeas corpus action, not through § 1983.

The problem with Ohio’s argument lies in its jump from a true premise (that in all likelihood the prisoners hope these actions will help bring about earlier release) to a faulty conclusion (that habeas is their sole avenue for relief). A consideration of this Court’s case law makes clear that the connection between the constitutionality of the prisoners’ parole proceedings and release from confinement is too tenuous here to achieve Ohio’s legal door-closing objective.

The Court initially addressed the relationship between § 1983 and the federal habeas statutes in Preiser v. Rodriguez, supra. In that case, state prisoners brought civil rights actions attacking the constitutionality of prison disciplinary proceedings that had led to the deprivation of their good-time credits. Id., at 476. The Court conceded that the language of §1983 literally covers their claims. See § 1983 (authorizing claims alleging the deprivation of constitutional rights against every “person” acting “under color of” state law). But, the Court noted, the language of the federal habeas statutes applies as well. See 28 U. S. C. § 2254(a) (permitting claims by a person being held “in cus*79tody in violation of the Constitution”). Moreover, the Court observed, the language of the habeas statute is more specific, and the writ’s history makes clear that it traditionally “has been accepted as the specific instrument to obtain release from [unlawful] confinement.” Preiser, 411 U. S., at 486. Finally, habeas corpus actions require a petitioner fully to exhaust state remedies, which § 1983 does not. Id., at 490-491; see also Patsy v. Board of Regents of Fla., 457 U. S. 496, 507 (1982). These considerations of linguistic specificity, history, and comity led the Court to find an implicit exception from §1983’s otherwise broad scope for actions that lie “within the core of habeas corpus.” Preiser, 411 U. S., at 487.

Defining the scope of that exception, the Court concluded that a § 1983 action will not lie when a state prisoner challenges “the fact or duration of his confinement,” id., at 489, and seeks either “immediate release from prison,” or the “shortening” of his term of confinement, id., at 482. Because an action for restoration of good-time credits in effect demands immediate release or a shorter period of detention, it attacks “the very duration of . . . physical confinement,” id., at 487-488, and thus lies at “the core of habeas corpus,” id., at 487. Therefore, the Court held, the Preiser prisoners could not pursue their claims under § 1983.

In Wolff v. McDonnell, supra, the Court elaborated the contours of this habeas corpus “core.” As in Preiser, state prisoners brought a § 1983 action challenging prison officials’ revocation of good-time credits by means of constitutionally deficient disciplinary proceedings. 418 U. S., at 553. The Court held that the prisoners could not use § 1983 to obtain restoration of the credits because Preiser had held that “an injunction restoring good time improperly taken is foreclosed.” 418 U. S., at 555. But the inmates could use § 1983 to obtain a declaration (“as a predicate to” their requested damages award) that the disciplinary procedures were invalid. Ibid. They could also seek “by way of ancillary *80relief[,] an otherwise proper injunction enjoining the prospective enforcement of invalid prison regulations.” Ibid. (emphasis added). In neither case would victory for the prisoners necessarily have meant immediate release or ■ a shorter period of incarceration; the prisoners attacked only the “wrong procedures, not . . . the wrong result (i. e., [the denial of] good-time credits).” Heck, supra, at 483 (discussing Wolff).

In Heck, the Court considered a different, but related, circumstance. A state prisoner brought a §1988 action for damages, challenging the conduct of state officials who, the prisoner claimed, had unconstitutionally caused his conviction by improperly investigating his crime and destroying evidence. 512 U. S., at 479. The Court pointed to “the hoary principle that civil tort actions are not appropriate vehicles for challenging the validity of outstanding criminal judgments.” Id., at 486. And it held that where “establishing the basis for the damages claim necessarily demonstrates the invalidity of the conviction,” id., at 481-482, a § 1983 action will not lie “unless . . . the conviction or sentence has already been invalidated,” id., at 487. The Court then added that, where the § 1983 action, “even if successful, will not demonstrate the invalidity of any outstanding criminal judgment . . . , the action should be allowed to proceed.” Ibid, (footnote omitted).

Finally, in Edwards v. Balisok, supra, the Court returned to the prison disciplinary procedure context of the kind it had addressed previously in Preiser and Wolff. Balisok sought “a declaration that the procedures employed by state officials [to deprive him of good-time credits] violated due process, . . . damages for use of the unconstitutional procedures, [and] an injunction to prevent future violations.” 520 U. S., at 643. Applying Heck, the Court found that habeas was the sole vehicle for the inmate’s constitutional challenge insofar as the prisoner sought declaratory relief and money damages, because the “principal procedural defect com*81plained of,” namely, deceit and bias on the part of the deci-sionmaker, “would, if established, necessarily imply the invalidity of the deprivation of [Balisok’s] good-time credits.” 520 U. S., at 646. Hence, success on the prisoner’s claim for money damages (and the accompanying claim for declaratory relief) would “necessarily imply the invalidity of the punishment imposed.” Id., at 648. Nonetheless, the prisoner’s claim for an injunction barring future unconstitutional procedures did not fall within habeas’ exclusive domain. That is because “[o]rdinarily, a prayer for such prospective relief will not ‘necessarily imply’ the invalidity of a previous loss of good-time credits.” Ibid.

Throughout the legal journey from Preiser to Balisok, the Court has focused on the need to ensure that state prisoners use only habeas corpus (or similar state) remedies when they seek to invalidate the duration of their confinement — either directly through an injunction compelling speedier release or indirectly through a judicial determination that necessarily implies the unlawfulness of the State’s custody. Thus, Preiser found an implied exception to §1983’S coverage where the claim seeks — not where it simply “relates to”— “core” habeas corpus relief, i. e., where a state prisoner requests present or future release. Cf. post, at 92 (Kennedy, J., dissenting) (arguing that Preiser covers challenges that “relate . . . to” the duration of confinement). Wolff makes clear that § 1983 remains available for procedural challenges where success in the action would not necessarily spell immediate or speedier release for the prisoner. Heck, specifies that a prisoner cannot use §1983 to obtain damages where success would necessarily imply the unlawfulness of a (not previously invalidated) conviction or sentence. And Balisok, like Wolff, demonstrates that habeas remedies do not displace § 1983 actions where success in the civil rights suit would not necessarily vitiate the legality of (not previously invalidated) state confinement. These cases, taken together, indicate that a state prisoner’s §1983 action is *82barred (absent prior invalidation) — no matter the relief sought (damages or equitable relief), no matter the target of the prisoner’s suit (state conduct leading to conviction or internal prison proceedings) — if success in that action would necessarily demonstrate the invalidity .of confinement or its duration.

Applying these principles to the present case, we conclude that respondents’ claims are cognizable under § 1983, i. e., they do not fall within the implicit habeas exception. Dotson and Johnson seek relief that will render invalid the state procedures used to deny parole eligibility (Dotson) and parole suitability (Johnson). See Wolff, 418 U. S., at 554-555. Neither respondent seeks an injunction ordering his immediate or speedier release into the community. See Preiser, 411 U. S., at 500; Wolff, supra, at 554. And as in Wolff, a favorable judgment will not “necessarily imply the invalidity of [their] conviction[s] or sentence^].” Heck, supra, at 487. Success for Dotson does not mean immediate release from confinement or a shorter stay in prison; it means at most new eligibility review, which at most will speed consideration of a new parole application. Success for Johnson means at most a new parole hearing at which Ohio parole authorities may, in their discretion, decline to shorten his prison term. See Ohio Rev. Code Ann. §2967.03 (Lexis 2003) (describing the parole authority’s broad discretionary powers); Inmates of Orient Correctional Inst. v. Ohio State Adult Parole Auth., 929 F. 2d 233, 236 (CA6 1991) (same); see also Tr. of Oral Arg. 18 (petitioners’ counsel conceding that success on respondents’ claims would not inevitably lead to release). Because neither prisoner’s claim would necessarily spell speedier release, neither lies at “the core of habeas corpus.” Preiser, supra, at 489. Finally, the prisoners’ claims for future relief (which, if successful, will not necessarily imply the invalidity of confinement or shorten its duration) are yet more distant from that core. See Balisok, supra, at 648.

*83The dissent disagrees with our legal analysis and advocates use of a different legal standard in critical part because, in its view, (1) a habeas challenge to a sentence (a “core” challenge) does not necessarily produce the prisoner’s “release” (so our standard “must be ... wrong”), see post, at 88, 91; and (2) Heck’s, standard is irrelevant because Heck concerned only damages, see post, at 91. As to the first, we believe that a case challenging a sentence seeks a prisoner’s “release” in the only pertinent sense: It seeks invalidation (in whole or in part) of the judgment authorizing the prisoner’s confinement; the fact that the State may seek a new judgment (through a new trial or a new sentencing proceeding) is beside the point. As to the second, Balisok applied Heck’s standard and addressed a claim seeking not only damages, but also a separate declaration that the State’s procedures were unlawful. See 520 U. S., at 643, 647-648.

III

Ohio makes two additional arguments. First, Ohio points to language in Heck indicating that a prisoner’s § 1983 damages action cannot lie where a favorable judgment would “necessarily imply the invalidity of his conviction or sentence.” 512 U. S., at 487 (emphasis added). Ohio then argues that its parole proceedings are part of the prisoners’ “sentence^]” — indeed, an aspect of the “sentence^]” that the § 1983 claims, if successful, will invalidate.

We do not find this argument persuasive. In context, Heck uses the word “sentence” to refer not to prison procedures, but to substantive determinations as to the length of confinement. See Muhammad v. Close, 540 U. S. 749, 751, n. 1 (2004) (per curiam) (“[T]he incarceration that matters under Heck is the incarceration ordered by the original judgment of conviction”). Heck uses the word “sentence” interchangeably with such other terms as “continuing confinement” and “imprisonment.” 512 U. S., at 483, 486; see also *84Balisok, supra, at 645, 648 (referring to the invalidity of “the judgment” or “punishment imposed”). So understood, Heck is consistent with other cases permitting prisoners to bring §1983 challenges to prison administrative decisions. See, e. g., Wolff, supra, at 554-555; Muhammad, 540 U. S., at 754; see also ibid, (rejecting “the mistaken view . . . that Heck applies categorically to all suits challenging prison disciplinary proceedings”). Indeed, this Court has repeatedly permitted prisoners to bring § 1983 actions challenging the conditions of their confinement — conditions that, were Ohio right, might be considered part of the “sentence.” See, e. g., Cooper v. Pate, 378 U. S. 546 (1964) (per curiam); Wilwording v. Swenson, 404 U. S. 249, 251 (1971) (per curiam). And this interpretation of Heck is consistent with Balisok, where the Court held the prisoner’s suit Heck-barred not because it sought nullification of the disciplinary procedures but rather because nullification of the disciplinary procedures would lead necessarily to restoration of good-time credits and hence the shortening of the prisoner’s sentence. 520 U. S., at 646.

Second, Ohio says that a decision in favor of respondents would break faith with principles of federal/state comity by opening the door to federal court without prior exhaustion of state-court remedies. Our earlier cases, however, have already placed the States’ important comity considerations in the balance, weighed them against the competing need to vindicate federal rights without exhaustion, and concluded that prisoners may bring their claims without fully exhausting state-court remedies so long as their suits, if established, would not necessarily invalidate state-imposed confinement. See Part II, supra. Thus, we see no reason for moving the line these cases draw — particularly since Congress has already strengthened the requirement that prisoners exhaust state administrative remedies as a precondition to any § 1983 action. See 42 U. S. C. § 1997e(a); Porter v. Nussle, 534 U. S. 516, 524 (2002).

*85For these reasons, the Sixth Circuit’s judgment is affirmed, and the case is remanded for further proceedings consistent with this opinion.

It is so ordered.

Justice Scalia,

with whom Justice Thomas joins, concurring.

I join the Court’s opinion, which in my view reads Heck v. Humphrey, 512 U. S. 477 (1994), and Edwards v. Balisok, 520 U. S. 641 (1997), correctly. And I am in full agreement with the Court’s holding that “[b]ecause neither prisoner’s claim would necessarily spell speedier release, neither lies at ‘the core of habeas corpus’ ” and both may be brought under Rev. Stat. § 1979, 42 U. S. C. § 1983. Ante, at 82. I write separately to note that a contrary holding would require us to broaden the scope of habeas relief beyond recognition.

Preiser v. Rodriguez, 411 U. S. 475 (1973), and the cases that follow it hold that Congress, in enacting §1983, preserved the habeas corpus statute as the sole authorization for challenges to allegedly unlawful confinement. Id., at 489-490. At the time of §1983’s adoption, the federal habeas statute mirrored the common-law writ of habeas corpus, in that it authorized a single form of relief: the prisoner’s immediate release from custody. See Act of Feb. 5, 1867, §1, 14 Stat. 386. Congress shortly thereafter amended the statute, authorizing federal habeas courts to “dispose of the party as law and justice require,” Rev. Stat. §761. The statute reads virtually the same today, 28 U. S. C. § 2243 (“dispose of the matter as law and justice require”). We have interpreted this broader remedial language to permit relief short of release. For example, when a habeas petitioner challenges only one of several consecutive sentences, the court may invalidate the challenged sentence even though the prisoner remains in custody to serve the others. See Peyton v. Rowe, 391 U. S. 54, 67 (1968); Walker v. Wainwright, 390 U. S. 335, 336-337 (1968) (per cu*86riam). Thus, in Preiser we held the prisoners’ § 1983 action barred because the relief it sought — restoration of good-time credits, which would shorten the prisoners’ incarceration and hasten the date on which they would be transferred to supervised release — was available in habeas. See 411 U. S., at 487-488.

It is one thing to say that permissible habeas relief, as our cases interpret the statute, includes ordering a “quantum change in the level of custody,” Graham v. Broglin, 922 F. 2d 379, 381 (CA7 1991) (Posner, J.), such as release from incarceration to parole. It is quite another to say that the habeas statute authorizes federal courts to order relief that neither terminates custody, accelerates the future date of. release from custody, nor reduces the level of custody. That is what is sought here: the mandating of a new parole hearing that may or may not result in release, prescription of the composition of the hearing panel, and specification of the procedures to be followed. A holding that this sort of judicial immersion in the administration of discretionary parole lies at the “core of habeas” would utterly sever the writ from its common-law roots. Cf. Bell v. Wolfish, 441 U. S. 520, 526, n. 6 (1979) (treating as open the question whether prison-conditions claims are cognizable in habeas). The dissent suggests that because a habeas court may issue a conditional writ ordering a prisoner released unless the State conducts a new sentencing proceeding, the court may also issue a conditional writ ordering release absent a new parole proceeding. See post, at 88-91 (opinion of Kennedy, J.). But the prisoner who shows that his sentencing was unconstitutional is actually entitled to release, because the judgment pursuant to which he is confined has been invalidated; the conditional writ serves only to “delay the release ... in order to provide the State an opportunity to correct the constitutional violation.” Hilton v. Braunskill, 481 U. S. 770, 775 (1987); see In re Bonner, 151 U. S. 242, 259, 262 (1894) (conditional writ for proper resentencing). By contrast, the val*87idly sentenced prisoner who shows only that the State made a procedural error in denying discretionary parole has not established a right to release, and so cannot obtain habeas relief — conditional or otherwise. Conditional writs enable habeas courts to give States time to replace an invalid judgment with a valid one, and the consequence when they fail to do so is always release. Conditional writs are not an all-purpose weapon with which federal habeas courts can extort from the respondent custodian forms of relief short of release, whether a new parole hearing or a new mattress in the applicant’s cell.

Petitioners counter that we need not be concerned about this expansion of habeas relief because prisoners will naturally prefer § 1983 to habeas corpus, in light of the burdensome prerequisites attached to habeas relief by 28 U. S. C. § 2254. But those prerequisites, such as exhaustion of state remedies, reliance on “clearly established Federal law,” and deference to previous findings of fact, apply only to “a person in custody pursuant to the judgment of a State court,” §§ 2254(b)(1), (d)(1), (e)(1). By contrast, §2243’s delineation of the scope of permissible relief applies to all federal habeas proceedings, whether the petitioner is in federal or state custody, see § 2241(c). Thus, while § 2254 may shield petitioners and their fellow state wardens from the impact of the broadened writ they urge us to create, not every warden responding to a habeas petition can claim the same protection. And federal prisoners, whose custodians are not acting under color of state law and hence cannot be sued under §1983, have greater incentives to shoehorn their claims into habeas.

Finally, I note that the Court’s opinion focuses correctly on whether the claims respondents pleaded were claims that may be pursued in habeas — not on whether respondents can be successful in obtaining habeas relief on those claims. See, e. g., ante, at 80-81. Thus, for example, a prisoner who wishes to challenge the length of his confinement, but who cannot obtain federal habeas relief because of the statute *88of limitations or the restrictions on successive petitions, §§ 2244(a), (b), (d), cannot use the unavailability of federal habeas relief in his individual case as grounds for proceeding under §1983. Cf. Preiser, supra, at 489-490 (“It would wholly frustrate explicit congressional intent to hold that [state prisoners] could evade [the exhaustion] requirement by the simple expedient of putting a different label on their pleadings”).

With these observations, I join the Court’s opinion.

Justice Kennedy,

dissenting.

In this case, the Court insists that an attack on parole proceedings brought under Rev. Stat. § 1979, 42 U. S. C. § 1983, may not be dismissed on the grounds that habeas corpus is the exclusive remedy for such claims. The primary reason offered for the Court’s holding is that an order entitling a prisoner to a new parole proceeding might not result in his early release. That reason, however, applies with equal logic and force to a sentencing proceeding. And since it is elementary that habeas is the appropriate remedy for challenging a sentence, something must be quite wrong with the Court’s own first premise.

Everyone knows that when a prisoner succeeds in a habeas action and obtains a new sentencing hearing, the sentence may or may not be reduced. The sentence can end up being just the same, or perhaps longer. The prisoner’s early release is by no means assured simply because the first sentence was found unlawful. Yet no one would say that an attack on judicial sentencing proceedings following conviction may be raised through an action under § 1983. The inconsistency in the Court’s treatment of sentencing proceedings and parole proceedings is thus difficult to justify. It is, furthermore, in tension with our precedents. For these reasons, I write this respectful dissent. *

Challenges to parole proceedings are cognizable in habeas. Here respondents challenge parole determinations that not *89only deny release (or eligibility for consideration for release) but also guarantee continued confinement until the next scheduled parole proceeding. See ante, at 76-77 (majority opinion). If a parole determination is made in a proceeding flawed by errors of constitutional dimensions, as these respondents now allege, their continued confinement may well be the result of constitutional violation. Respondents thus raise a cognizable habeas claim of being “in custody in violation of the Constitution.” 28 U. S. C. § 2241(c)(3); see also 1 R. Hertz & J. Liebman, Federal Habeas Corpus Practice and Procedure §9.1, pp. 431-437, and n. 33 (4th ed. 2001) (noting that “[t]he range of claims cognizable in federal habeas corpus” includes challenges to “the duration of sentence (including on the basis of parole, good time, and other prison- or administratively, as opposed to court-administered rules)” and citing numerous cases to that effect). In recognition of this elementary principle, this Court and the courts of appeals have adjudicated the merits of many parole challenges in federal habeas corpus proceedings. See, e. g., California Dept. of Corrections v. Morales, 514 U. S. 499 (1995); Mickens-Thomas v. Vaughn, 321 F. 3d 374 (CA3 2003); Nulph v. Faatz, 27 F. 3d 451 (CA9 1994) (per curiam); Fender v. Thompson, 883 F. 2d 303 (CA4 1989).

My concerns with the Court’s holding are increased, not diminished, by the fact that the Court does not seem to deny that respondents’ claims indeed could be cognizable in habeas corpus proceedings. Justice Scalia’s concurring opinion suggests otherwise, because respondents seek a form of relief (new parole hearings) unavailable in habeas. Ante, at 86-87. But the common practice of granting a conditional writ — ordering that a State release the prisoner or else correct the constitutional error through a new hearing — already allows a habeas court to compel the type of relief Justice Scalia supposes to be unavailable. See Hilton v. Braunskill, 481 U. S. 770, 775 (1987) (“Federal habeas corpus practice, as reflected by the decisions of this Court, indicates that *90a court has broad discretion in conditioning a judgment granting habeas relief”).

Because habeas is available for parole challenges like respondents’, Preiser v. Rodriguez, 411 U. S. 475 (1973), thus requires a holding that it also provides the exclusive vehicle for them. In Preiser, the Court held that challenges to “the very fact or duration of [a prisoner’s] confinement,” as opposed to “the conditions of... prison life,” must be brought in habeas, not under 42 U. S. C. § 1983. 411 U. S., at 499-500. The language of § 1983, to be sure, is capacious enough to include a challenge to the fact or duration of confinement; Preiser, nonetheless, established that because habeas is the most specific applicable remedy it should be the exclusive means for raising the challenge. Id., at 489. Respondents’ challenges to adverse parole system determinations relate not at all to conditions of confinement but rather to the fact and duration of confinement. See Butterfield v. Bail, 120 F. 3d 1023, 1024 (CA9 1997) (“[A] challenge to the procedures used in the denial of parole necessarily implicates the validity of the denial of parole and, therefore, the prisoner’s continuing confinement”). Straightforward application of Preiser and the cases after it would yield the conclusion that these claims must be brought in habeas.

The majority’s contrary holding, permitting parole determination challenges to go forward under § 1983, is not based on any argument that these claims should be characterized as challenges to conditions of confinement rather than to its fact or duration. That argument is unavailable to the Court. The majority must say instead that respondents’ claims do not fall into the “‘core of habeas.’” Ante, at 82. For this, it gives two reasons.

The first is that success on the claims will not necessarily entitle respondents to immediate release. Ibid. This, as noted at the very outset, proves far too much. If the Court’s line of reasoning is sound, it would remove from the *91“core of habeas” any challenge to an unconstitutional sentencing procedure.

The second reason, that success on the claims does not necessarily imply the invalidity of respondents’ convictions or sentences, ibid,., is both misplaced and irrelevant. It is misplaced, because it takes out of context the test employed in Heck v. Humphrey, 512 U. S. 477 (1994), and in Edwards v. Balisok, 520 U. S. 641 (1997). In both those cases there was a temptation to seek only relief unavailable in habeas, such as damages (and declaratory relief serving as a predicate to damages), and thus to do an end run around Preiser. Heck, supra, at 481; Balisok, supra, at 643-644; see also Muhammad v. Close, 540 U. S. 749 (2004) (per curiam) (recognizing that damages are unavailable in habeas). Today’s case does not present that problem. The fact that respondents’ claims do not impugn the validity of their convictions or sentences is also irrelevant. True, respondents’ contentions have nothing to do with their original state-court convictions or sentencing determinations. Stating this fact, however, gets the Court no closer to resolving whether parole determinations themselves are subject to direct challenge only in habeas. That is why we have held that administrative decisions denying good-time credits are subject to attack only in habeas. Preiser, supra, at 477, 500; Balisok, supra, at 643-644.

The Court makes it a point to cite a sentence fragment from Close, observing that “ ‘the incarceration that matters under Heck is the incarceration ordered by the original judgment of conviction,’ ” ante, at 83 (quoting 540 U. S., at 751, n. 1). That statement, however, is inapplicable even on its own terms, because it addresses the Heck problem, not this one. Furthermore, even apart from Heck’s inapplicability to this ease, the full sentence from which the majority takes the quotation makes clear that the Court in Close was contrasting confinement per se with “special disciplinary con*92finement for infraction of prison rules,” 540 U. S., at 751, n. 1. That simply is not at issue here. In sum, neither of the majority’s stated principles can justify its deviation from the holding Preiser demands.

Today’s ruling blurs the Preiser formulation. It is apparent that respondents’ challenges relate not at all to conditions of confinement but solely to its duration. Notwithstanding Preiser’s direction that challenges to the fact or duration of confinement should be restricted to habeas, the Court’s decision will allow numerous §1983 challenges to state parole system determinations that do relate solely to the duration of the prisoners’ confinement.

It is unsurprising, then, that 18 States have filed an ami-cus brief joining with Ohio in urging the opposite result, see Brief for Alabama et al. as Amici Curiae. Today’s decision allows state prisoners raising parole challenges to circumvent the state courts. Compare 28 U. S. C. § 2254(b)(1)(A) (providing that a person in custody pursuant to a state-court judgment must in general exhaust all “remedies available in the courts of the State” before seeking federal habeas relief) with 42 U. S. C. § 1997e(a) (requiring only that a prisoner exhaust administrative remedies before bringing a §1983 action to challenge “prison conditions”). Parole systems no doubt have variations from State to State. It is within the special province and expertise of the state courts to address challenges to their own state parole determinations in the first instance, particularly because many challenges raise state procedural questions. Today the Court, over the objection of many States, deprives the federal courts of the invaluable assistance and frontline expertise found in the state courts.

For the reasons given above, I would reverse.

2.4.2.4 Wallace v. Kato 2.4.2.4 Wallace v. Kato

WALLACE v. KATO et al.

No. 05-1240.

Argued November 6, 2006

Decided February 21, 2007

*385 Scaiia, J., delivered the opinion of the Court, in which Roberts, C. J., and Kennedy, Thomas, and Alito, JJ., joined. Stevens, J., filed an opinion concurring in the judgment, in which Souter, J., joined, post, p. 397. Breyer, J., filed a dissenting opinion, in which Ginsburg, J., joined, post, p. 400.

Kenneth N. Flaxman argued the cause for petitioner. With him on the briefs was John J. Bursch.

Benna Ruth Solomon, Deputy Corporation Counsel of the City of Chicago, argued the cause for respondents. With her on the brief were Myriam Zreczny Kasper, Chief Assistant Corporation Counsel, Jane Elinor Notz, Assistant Corporation Counsel, and Lawrence Rosenthal *

*

Briefs of amici curiae urging affirmance were filed for the State of Illinois et al. by Lisa Madigan, Attorney General of Illinois, Gary Feinerman, Solicitor General, and Michael Scodro, Deputy Solicitor General, and *386 by the Attorneys General for their respective jurisdictions as follows: Troy King of Alabama, Carl C. Danberg of Delaware, Robert J. Spagnoletti of the District of Columbia, Tom Miller of Iowa, Mike McGrath of Montana, Wayne Stenehjem of North Dakota, W. A Drew Edmondson of Oklahoma, Henry McMaster of South Carolina, Mark L. Shurtleff of Utah, Rob Mc-Kenna of Washington, and Peggy A Lautenschlager of Wisconsin; for Cook County, Illinois, by Richard A Devine, Patrick T. Driscoll, Jr., Louis R. Hegeman, Paul Castiglione, and Veronica Calderon Malavia; and for the National League of Cities et al. by Richard Ruda and D. Bruce La Pierre.

*386Justice Scalia

delivered the opinion of the Court.

Petitioner filed suit under Rev. Stat. § 1979, 42 U. S. C. §1983, seeking damages for an arrest that violated the Fourth Amendment. We decide whether his suit is timely.

I

On January 17,1994, John Handy was shot to death in the city of Chicago. Sometime around 8 p.m. two days later, Chicago police officers located petitioner, then 15 years of age, and transported him to a police station for questioning. After interrogations that lasted into the early morning hours the next day, petitioner agreed to confess to Handy’s murder. An assistant state’s attorney prepared a statement to this effect, and petitioner signed it, at the same time waiving his Miranda rights.

Prior to trial in the Circuit Court of Cook County, petitioner unsuccessfully attempted to suppress his station house statements as the product of an unlawful arrest. He was convicted of first-degree murder and sentenced to 26 years in prison. On direct appeal, the Appellate Court of Illinois held that officers had arrested petitioner without probable cause, in violation of the Fourth Amendment. People v. Wallace, 299 111. App. 3d 9, 17-18, 701 N. E. 2d 87, 94 (1998). According to that court (whose determination we are not reviewing here), even assuming petitioner willingly accompanied police to the station, his presence there “esca*387lated to an involuntary seizure prior to his formal arrest.” Id., at 18, 701 N. E. 2d, at 94. After another round of appeals, the Appellate Court concluded on August 31, 2001, that the effect of petitioner’s illegal arrest had not been sufficiently attenuated to render his statements admissible, see Brown v. Illinois, 422 U. S. 590 (1975), and remanded for a new trial. Judgt. order reported sub nom. People v. Wallace, 324 111. App. 3d 1139, 805 N. E. 2d 756 (2001). On April 10, 2002, prosecutors dropped the charges against petitioner.

On April 2,2003, petitioner filed this § 1983 suit against the city of Chicago and several Chicago police officers, seeking damages arising from, inter alia, his unlawful arrest.1 The District Court granted summary judgment to respondents and the Court of Appeals affirmed. According to the Seventh Circuit, petitioner’s § 1983 suit was time barred because his cause of action accrued at the time of his arrest, and not when his conviction was later set aside. Wallace v. Chicago, 440 F. 3d 421, 427 (2006). We granted certiorari, 547 U. S. 1205 (2006).

II

Section 1983 provides a federal cause of action, but in several respects relevant here federal law looks to the law of the State in which the cause of action arose. This is so for the length of the statute of limitations: It is that which the State provides for personal-injury torts. Owens v. Okure, 488 U. S. 235,249-250 (1989); Wilson v. Garcia, 471 U. S. 261, 279-280 (1985). The parties agree that under Illinois law, this period is two years. 111. Comp. Stat., ch. 735, § 5/13-202 (West 2003). Thus, if the statute on petitioner’s cause of action began to run at the time of his unlawful arrest, or even at the time he was ordered held by a magistrate, his *388§ 1983 suit was plainly dilatory, even according him tolling for the two-plus years of his minority, see §5/13-211. But if, as the dissenting judge argued below, the commencement date for running of the statute is governed by this Court’s decision in Heck v. Humphrey, 512 U. S. 477 (1994), that date may be the date on which petitioner’s conviction was vacated, in which case the § 1983 suit would have been timely filed.

While we have never stated so expressly, the accrual date of a § 1983 cause of action is a question of federal law that is not resolved by reference to state law. The parties agree, the Seventh Circuit in this case so held, see 440 F. 3d, at 424, and we are aware of no federal court of appeals holding to the contrary. Aspects of § 1983 which are not governed by reference to state law are governed by federal rules conforming in general to common-law tort principles. See Heck, supra, at 483; Carey v. Piphus, 435 U. S. 247, 257-258 (1978). Under those principles, it is “the standard rule that [accrual occurs] when the plaintiff has ‘a complete and present cause of action,’ ” Bay Area Laundry and Dry Cleaning Pension Trust Fund v. Ferbar Corp. of Cal., 522 U. S. 192, 201 (1997) (quoting Rawlings v. Ray, 312 U. S. 96, 98 (1941)), that is, when “the plaintiff can file suit and obtain relief,” Bay Area Laundry, supra, at 201. There can be no dispute that petitioner could have filed suit as soon as the allegedly wrongful arrest occurred, subjecting him to the harm of involuntary detention, so the statute of limitations would normally commence to run from that date.

There is, however, a refinement to be considered, arising from the common law’s distinctive treatment of the torts of false arrest and false imprisonment, “[t]he . . . causefs] of action [that] provid[e] the closest analogy to claims of the type considered here,” Heck, supra, at 484. See 1 D. Dobbs, Law of Torts §47, p. 88 (2001). False arrest and false imprisonment overlap; the former is a species of the latter. “Every confinement of the person is an imprison*389ment, whether it be in a common prison or in a private house, or in the stocks, or even by forcibly detaining one in the public streets; and when a man is lawfully in a house, it is imprisonment to prevent him from leaving the room in which he is.” M. Newell, Law of Malicious Prosecution, False Imprisonment, and Abuse of Legal Process §2, p. 57 (1892) (footnote omitted). See also 7 S. Speiser, C. Krause, & A. Gans, American Law of Torts § 27:2, pp. 940-942 (1990). We shall thus refer to the two torts together as false imprisonment. That tort provides the proper analogy to the cause of action asserted against the present respondents for the following reason: The sort of unlawful detention remediable by the tort of false imprisonment is detention without legal process, see, e. g., W. Keeton, D. Dobbs, R. Keeton, & D. Owen, Prosser and Keeton on Law of Torts § 11, p. 54, §119, pp. 885-886 (5th ed. 1984); 7 Speiser, supra, §27:2, at 943-944, and the allegations before us arise from respondents’ detention of petitioner without legal process in January 1994. They did not have a warrant for his arrest.

The running of the statute of limitations on false imprisonment is subject to a distinctive rule — dictated, perhaps, by the reality that the victim may not be able to sue while he is still imprisoned: “Limitations begin to run against an action for false imprisonment when the alleged false imprisonment ends.” 2 H. Wood, Limitation of Actions §187d(4), p. 878 (rev. 4th ed. 1916); see also 4 Restatement (Second) of Torts §899, Comment c (1977); A. Underhill, Principles of Law of Torts 202 (1881). Thus, to determine the beginning of the limitations period in this case, we must determine when petitioner’s false imprisonment came to an end.

Reflective of the fact that false imprisonment consists of detention without legal process, a false imprisonment ends once the victim becomes held pursuant to such process— when, for example, he is bound over by a magistrate or arraigned on charges. 1 Dobbs, supra, § 39, at 74, n. 2; Keeton, supra, § 119, at 888; H. Stephen, Actions for Malicious Prose*390cution 120-123 (1888). Thereafter, unlawful detention forms part of the damages for the “entirely distinct” tort of malicious prosecution, which remedies detention accompanied, not by absence of legal process, but by wrongful institution of legal process.2 Keeton, supra, § 119, at 885-886; see 1 F. Harper, F. James, & O. Gray, Law of Torts § 3.9, p. 3:36 (3d ed. 1996); 7 Speiser, supra, § 27:2, at 943-945. “If there is a false arrest claim, damages for that claim cover the time of detention up until issuance of process or arraignment, but not more. From that point on, any damages recoverable must be based on a malicious prosecution claim and on the wrongful use of judicial process rather than detention itself.” Keeton, supra, § 119, at 888; see also Heck, supra, at 484; 8 Speiser, supra, §28:15, at 80. Thus, petitioner’s contention that his false imprisonment ended upon his release from custody, after the State dropped the charges against him, must be rejected. It ended much earlier, when legal process was initiated against him, and the statute would have begun to run from that date, but for its tolling by reason of petitioner’s minority.3

*391Petitioner asserts that the date of his release from custody must be the relevant date in the circumstances of the present suit, since he is seeking damages up to that time. The theory of his complaint is that the initial Fourth Amendment violation set the wheels in motion for his subsequent conviction and detention: The unlawful arrest led to the coerced confession, which was introduced at his trial, producing his conviction and incarceration. As we have just explained, at common law damages for detention after issuance of process or arraignment would be attributable to a tort other than the unlawful arrest alleged in petitioner’s complaint — and probably a tort chargeable to defendants other than the respondents here. Even assuming, however, that all damages for detention pursuant to legal process could be regarded as consequential damages attributable to the unlawful arrest, that would not alter the commencement date for the statute of limitations. “Under the traditional rule of accrual... the tort cause of action accrues, and the statute of limitations commences to run, when the wrongful act or omission results in damages. The cause of action accrues even though the full extent of the injury is not then known or predictable.” 1 C. Corman, Limitation of Actions § 7.4.1, pp. 526-527 (1991) (footnote omitted); see also 54 C. J. S., Limitations of Actions §112, p. 150 (2005). Were it otherwise, the statute would begin to run only after a plaintiff became satisfied that he had been harmed enough, placing the supposed statute of repose in the sole hands of the party seeking relief.

We conclude that the statute of limitations on petitioner’s § 1988 claim commenced to run when he appeared before the examining magistrate and was bound over for trial. Since more than two years elapsed between that date and the filing *392of this suit — even leaving out of the count the period before he reached his majority — the action was time barred.

Ill

This would end the matter, were it not for petitioner’s contention that Heck v. Humphrey, 512 U. S., at 477, compels the conclusion that his suit could not accrue until the State dropped its charges against him. In Heck, a state prisoner filed suit under §1983 raising claims which, if true, would have established the invalidity of his outstanding conviction. We analogized his suit to one for malicious prosecution, an element of which is the favorable termination of criminal proceedings. Id., at 484. We said:

“[I]n order to recover damages for allegedly unconstitutional conviction or imprisonment, or for other harm caused by actions whose unlawfulness would render a conviction or sentence invalid, a §1983 plaintiff must prove that the conviction or sentence has been reversed on direct appeal, expunged by executive order, declared invalid by a state tribunal authorized to make such determination, or called into question by a federal court’s issuance of a writ of habeas corpus, 28 U. S. C. § 2254. A claim for damages bearing that relationship to a conviction or sentence that has not been so invalidated is not cognizable under §1983.” Id., at 486-487 (footnote omitted).

We rested this conclusion upon “the hoary principle that civil tort actions are not appropriate vehicles for challenging the validity of outstanding criminal judgments.” Id., at 486. “ ‘Congress,’ ” we said, “ ‘has determined that habeas corpus is the appropriate remedy for state prisoners attacking the validity of the fact or length of their confinement, and that specific determination must override the general terms of § 1983.’ ” Id., at 482 (quoting Preiser v. Rodriguez, 411 U. S. 475, 490 (1973)).

*393As the above excerpts show, the Heck rule for deferred accrual is called into play only when there exists “a conviction or sentence that has not been . . . invalidated,” that is to say, an “outstanding criminal judgment.” It delays what would otherwise be the accrual date of a tort action until the setting aside of an extant conviction which success in that tort action would impugn. We assume that, for purposes of the present tort action, the Heck principle would be applied not to the date of accrual but to the date on which the statute of limitations began to run, that is, the date petitioner became held pursuant to legal process. See supra, at 389-390. Even at that later time, there was in existence no criminal conviction that the cause of action would impugn; indeed, there may not even have been an indictment.

What petitioner seeks, in other words, is the adoption of a principle that goes well beyond Heck: that an action which would impugn an anticipated future conviction cannot be brought until that conviction occurs and is set aside. The impractieality of such a rule should be obvious. In an action for false arrest it would require the plaintiff (and if he brings suit promptly, the court) to speculate about whether a prosecution will be brought, whether it will result in conviction, and whether the pending civil action will impugn that verdict, see Heck, 512 U. S., at 487, n. 7 — all this at a time when it can hardly be known what evidence the prosecution has in its possession. And what if the plaintiff (or the court) guesses wrong, and the anticipated future conviction never occurs, because of acquittal or dismissal? Does that event (instead of the Heck-required setting aside of the extant conviction) trigger accrual of the cause of action? Or what if prosecution never occurs — what will the trigger be then?

We are not disposed to embrace this bizarre extension of Heck. If a plaintiff files a false-arrest claim before he has been convicted (or files any other claim related to rulings that will likely be made in a pending or anticipated criminal trial), it is within the power of the district court, and in ac*394cord with common practice, to stay the civil action until the criminal case or the likelihood of a criminal case is ended. See id., at 487-488, n. 8 (noting that “abstention may be an appropriate response to the parallel state-court proceedings”); Quackenbush v. Allstate Ins. Co., 517 U. S. 706, 730 (1996). If the plaintiff is ultimately convicted, and if the stayed civil suit would impugn that conviction, Heck will require dismissal; otherwise, the civil action will proceed, absent some other bar to suit. Edwards v. Balisok, 520 U. S. 641, 649 (1997); Heck, 512 U. S., at 487.

There is, however, one complication that we must address here. It arises from the fact that § 1983 actions, unlike the tort of malicious prosecution which Heck took as its model, see id., at 484, sometimes accrue before the setting aside of— indeed, even before the existence of — the related criminal conviction. That of course is the case here, and it raises the question whether, assuming that the Heck bar takes effect when the later conviction is obtained, the statute of limitations on the once valid cause of action is tolled as long as the Heck bar subsists. In the context of the present case: If petitioner’s conviction on April 19, 1996, caused the statute of limitations on his (possibly) impugning but yet-to-be-filed cause of action to be tolled until that conviction was set aside, his filing here would have been timely.

We have generally referred to state law for tolling rules, just as we have for the length of statutes of limitations. Hardin v. Straub, 490 U. S. 536, 538-539 (1989); Board of Regents of Univ. of State of N. Y. v. Tomanio, 446 U. S. 478, 484-486 (1980). Petitioner has not brought to our attention, nor are we aware of, Illinois cases providing tolling in even remotely comparable circumstances. (Indeed, petitioner did not even argue for such tolling below, though he supported its suggestion at oral argument.) Nor would we be inclined to adopt a federal tolling rule to this effect. Under such a regime, it would not be known whether tolling is appropriate by reason of the Heck bar until it is established that the *395newly entered conviction would be impugned by the not-yet-filed, and thus utterly indeterminate, § 1983 claim.4 It would hardly be desirable to place the question of tolling vel non in this jurisprudential limbo, leaving it to be determined by those later events, and then pronouncing it retroactively. Defendants need to be on notice to preserve beyond the normal limitations period evidence that will be needed for their defense; and a statute that becomes retroactively extended, by the action of the plaintiff in crafting a conviction-impugning cause of action, is hardly a statute of repose.5

*396Justice Breyer argues in dissent that equitable tolling should apply “so long as the issues that [a § 1983] claim would raise are being pursued in state court.” Post, at 403. We know of no support (nor does the dissent suggest any) for the far-reaching proposition that equitable tolling is appropriate to avoid the risk of concurrent litigation. As best we can tell, the only rationale for such a rule is the concern that “petitioner would have had to divide his attention between criminal and civil cases.” Post, at 400. But when has it been the law that a criminal defendant, or a potential criminal defendant, is absolved from all other responsibilities that the law would otherwise place upon him? If a defendant has a breach-of-contract claim against the prime contractor for his new home, is he entitled to tolling for that as well while his criminal case is pending? Equitable tolling is a rare remedy to be applied in unusual circumstances, not a cure-all for an entirely common state of affairs. Besides its never-heard-of-before quality, the dissent’s proposal suffers from a more ironic flaw. Although the dissent criticizes us for having to develop a system of stays and dismissals, it should be obvious that the omnibus tolling solution will require the same. Despite the existence of the new tolling rule, some (if not most) plaintiffs will nevertheless file suit before or during state criminal proceedings. How does the dissent propose to handle such suits? Finally, the dissent’s *397contention that law enforcement officers would prefer the possibility of a later § 1983 suit to the more likely reality of an immediate filing, post, at 403-404, is both implausible and contradicted by those who know best. As no fewer than 11 States have informed us in this litigation, “States and municipalities have a strong interest in timely notice of alleged misconduct by their agents. ” Brief for State of Illinois et al. as Amici Curiae 18.

* * *

We hold that the statute of limitations upon a § 1983 claim seeking damages for a false arrest in violation of the Fourth Amendment, where the arrest is followed by criminal proceedings, begins to run at the time the claimant becomes detained pursuant to legal process. Since in the present case this occurred (with appropriate tolling for the plaintiff’s minority) more than two years before the complaint was filed, the suit was out of time. The judgment of the Court of Appeals is affirmed.

It is so ordered.

All of petitioner’s other state and federal claims were resolved adversely to him and are not before us. We expressly limited our grant of certiorari to the Fourth Amendment false-arrest claim. See 547 U. S. 1205 (2006). The city of Chicago is no longer a party to this suit.

We have never explored the contours of a Fourth Amendment malicious-prosecution suit under § 1983, see Albright v. Oliver, 510 U. S. 266,270-271,275 (1994) (plurality opinion), and we do not do so here. See generally 1 M. Schwartz, Section 1983 Litigation §3.18[C], pp. 3-605 to 3-629 (4th ed. 2004) (noting a range of approaches in the lower courts). Assuming without deciding that such a claim is cognizable under § 1983, petitioner has not made one. Petitioner did not include such a claim in his complaint. He in fact abandoned a state-law malicious-prosecution claim in the District Court, and stated, in his opposition to respondents’ first motion for summary judgment, that “Plaintiff does not seek to raise ... a malicious prosecution claim under § 1983,” Record, Doc. 17, p. 3, n. 5. In this Court, he has told us that respondents are “mistaken in characterizing petitioner’s cause of action as involving “unwarranted prosecution.’ ” Reply Brief 12.

This is not to say, of course, that petitioner could not have filed suit immediately upon his false arrest. While the statute of limitations did not begin to run until petitioner became detained pursuant to legal process, he was injured and suffered damages at the moment of his arrest, *391and was entitled to bring suit at that time. See Adler v. Beverly Hills Hospital, 594 S. W. 2d 153, 156 (Tex. Civ. App. 1980) (“We may concede that a person falsely imprisoned has the right to sue on the first day for his detention”).

Had petitioner filed suit upon his arrest and had his suit then been dismissed under Heck, the statute of limitations, absent tolling, would have run by the time he obtained reversal of his conviction. If under those circumstances he were not allowed to refile his suit, Heck would produce immunity from § 1983 liability, a result surely not intended. Because in the present case petitioner did not file his suit within the limitations period, we need not decide, had he done so, how much time he would have had to refile the suit once the Heck bar was removed.

Justice Stevens reaches the same result by arguing that, under Stone v. Powell, 428 U. S. 465 (1976), the Heck bar can never come into play in a § 1983 suit seeking damages for a Fourth Amendment violation, so that “a habeas remedy was never available to [petitioner] in the first place.” Post, at 399 (opinion concurring in judgment). This reads Stone to say more than it does. Under Stone, Fourth Amendment violations are generally not cognizable on federal habeas, but they are cognizable when the State has failed to provide the habeas petitioner “an opportunity for full and fair litigation of a Fourth Amendment claim.” 428 U. S., at 482. Federal habeas petitioners have sometimes succeeded in arguing that Stone’s general prohibition does not apply. See, e.g., Herrera v. LeMaster, 225 F. 3d 1176, 1178 (2000), aff’d on this point, 301 F. 3d 1192, 1195, n. 4 (CA10 2002) (en banc); United States ex rel. Bostick v. Peters, 3 F. 3d 1023, 1029 (CA7 1993); Agee v. White, 809 F. 2d 1487, 1490 (CA11 1987); Doescher v. Estelle, 666 F. 2d 285, 287 (CA5 1982); Boyd v. Mintz, 631 F. 2d 247, 250-251 (CA3 1980); see also 2 R. Hertz & J. Liebman, Federal Habeas Corpus Practice and Procedure §§27.1-27.3, pp. 1373-1389 (5th ed. 2005). At the time of a Fourth Amendment wrong, and at the time of conviction, it cannot be known whether a prospective § 1983 plaintiff will receive a full and fair opportunity to litigate his Fourth Amendment claim. It thus remains the case that a conflict with the federal ha*396beas statute is possible, that a Fourth Amendment claim can necessarily imply the invalidity of a conviction, and that if it does it must, under Heck, be dismissed.

Insofar as Justice Stevens simply suggests that Heck has no bearing here because petitioner received a full and fair opportunity to litigate his Fourth Amendment claim in state court, the argument is equally untenable. At the time that petitioner became detained pursuant to legal process, it was impossible to predict whether this would be true. And even at the point when his limitations period ended, state proceedings on his conviction were ongoing; full and fair opportunity up to that point was not enough. Stone requires full and fair opportunity to litigate a Fourth Amendment claim “at trial and on direct review.” 428 U. S., at 494-495, n. 37 (emphasis added).

Justice Stevens,

with whom Justice Souter joins, concurring in the judgment.

While I do not disagree with the Court’s conclusion, I reach it by a more direct route. The alleged Fourth Amendment violation at issue in this case had two distinct consequences for petitioner: First, it provided him with a federal cause of action for damages under Rev. Stat. §1979, 42 U. S. C. § 1983, and second, it provided him with an objection to the admissibility of certain evidence in his state criminal trial. The crux of petitioner’s argument before this Court is that Heck v. Humphrey, 512 U. S. 477 (1994), provides the appropriate rule of accrual for his § 1983 claim. As both he and the majority note, Heck held:

“[I]n order to recover damages for allegedly unconstitutional conviction or imprisonment, or for other harm caused by actions whose unlawfulness would render a *398conviction or sentence invalid, a §1983 plaintiff must prove that the conviction or sentence has been reversed on direct appeal, expunged by executive order, declared invalid by a state tribunal authorized to make such determination, or called into question by a federal court’s issuance of a writ of habeas corpus, 28 U. S. C. § 2254.... Thus, when a state prisoner seeks damages in a § 1983 suit, the district court must consider whether a judgment in favor of the plaintiff would necessarily imply the invalidity of his conviction or sentence; if it would, the complaint must be dismissed unless the plaintiff can demonstrate that the conviction or sentence has already been invalidated.” Id., at 486-487 (footnote omitted).

Relying on this principle, petitioner contends that his federal cause of action did not accrue until after the criminal charges against him were dropped.

Unlike the majority, my analysis would not depend on any common-law tort analogies.1 Instead, I would begin where all nine Justices began in Heck. That case, we unanimously agreed, required the Court to reconcile § 1983 with the federal habeas corpus statute.2 In concluding that Heck’s dam*399ages claim was not cognizable under §1983, we found that the writ of habeas corpus, and not § 1983, affords the “ ‘appropriate remedy for state prisoners attacking the validity of the fact or length of their confinement.’ ” Id., at 482 (quoting Preiser v. Rodriguez, 411 U. S. 475, 490 (1973)). Given our holding in Stone v. Powell, 428 U. S. 465, 481-482 (1976), however, that writ cannot provide a remedy for this petitioner. And because a habeas remedy was never available to him in the first place, Heck cannot postpone the accrual of petitioner’s §1983 Fourth Amendment claim.3 So while it may well be appropriate to stay the trial of claims of this kind until after the completion of state proceedings, see, e. g., Quackenbush v. Allstate Ins. Co., 517 U. S. 706, 731 (1996); cf. Younger v. Harris, 401 U. S. 37 (1971), I am aware of no legal basis for holding that the cause of action has not accrued once the Fourth Amendment violation has been completed.

The Court regrettably lets the perfect become the enemy of the good. It eschews my reasoning because “[f]ederal habeas petitioners have sometimes succeeded in arguing that Stone’s general prohibition does not apply.” Ante, at 395, n. 5 (emphasis added). However, in the vast run of cases, a State will provide a habeas petitioner with “an opportunity for full and fair litigation of a Fourth Amendment claim,” *400Stone, 428 U. S., at 482, and Heck will not apply. It is always possible to find aberrant examples in the law, but we should not craft rules for the needle rather than the haystack in an area like this.

See Heck, 512 U. S., at 492 (Souter, J., concurring in judgment) (“Common-law tort rules can provide a ‘starting point for the inquiry under § 1983,’ Carey v. Piphus, 435 U. S. 247, 258 (1978), but. . . [a]t the same time, we have consistently refused to allow common-law analogies to displace statutory analysis, declining to import even well-settled common-law rules into § 1983 ‘if [the statute’s] history or purpose counsel against applying [such rules] in § 1983 actions.’ Wyatt v. Cole, 504 U. S. 158, 164 (1992)” (brackets in original)).

See id,., at 480 (“This case lies at the intersection of the two most fertile sources of federal-court prisoner litigation — the Civil Rights Act of 1871, Rev. Stat. § 1979, as amended, 42 U. S. C. § 1983, and the federal habeas corpus statute, 28 U. S. C. §2254”); id., at 491 (Souter, J., concurring in judgment) (“The Court begins its analysis as I would, by observing that ‘this case lies at the intersection of the two most fertile sources of federal-court prisoner litigation — the Civil Rights Act of 1871, . . . 42 U. S. C. §1983, and the federal habeas corpus statute, 28 U. S. C. §2254’”); id., at 490 (Thomas, J., concurring) (“The Court and Justice Souter correctly *399begin their analyses with the realization that ‘this case lies at the intersection of... the Civil Rights Act of 1871, Rev. Stat. § 1979, as amended, 42 U. S. C. § 1983, and the federal habeas corpus statute, 28 U. S. C. §2254’”).

See Spencer v. Kemna, 523 U. S. 1, 21 (1998) (Souter, J., joined by O’Connor, Ginsburg, and Breyer, JJ., concurring) (concluding that a plaintiff may bring § 1983 claim if he could not bring the same claim under the habeas statute); ibid. (Ginsburg, J., concurring) (“I have come to agree with Justice Souter’s reasoning: Individuals without recourse to the habeas statute because they are not ‘in custody’... fit within § 1983’s ‘broad reach’ ”); id., at 25, n. 8 (Stevens, J., dissenting) (“Given the Court’s holding that petitioner does not have a remedy under the habeas statute, it is perfectly clear, as Justice Souter explains, that he may bring an action under 42 U. S. C. § 1983”).

Justice Breyer,

with whom Justice Ginsburg joins, dissenting.

I agree with the Court that the accrual date of a 42 U. S. C. § 1983 claim is not postponed by the presence of a possible bar to suit under Heck v. Humphrey, 512 U. S. 477 (1994). I also agree with the rest of the Court and with Justice Stevens that had petitioner timely filed his § 1983 case, the Federal District Court might have found it appropriate to stay the trial of his claims until the completion of state proceedings. E. g., Quackenbush v. Allstate Ins. Co., 517 U. S. 706, 731 (1996). In the absence of a stay, a litigant like petitioner would have had to divide his attention between criminal and civil cases with attendant risks of loss of time and energy as well as of inconsistent findings.

The Court’s holding, however, simply leads to the question of what is to happen when, for example, the possibility of a Heck problem prevents the court from considering the merits of a § 1983 claim. And I disagree with the Court’s insistence upon a rule of law that would require immediate filing, followed by an uncertain system of stays, dismissals, and possible refiling. Ante, at 395, n. 4 (majority opinion); ante, at 399 (Stevens, J., concurring in judgment). I disagree because there is a well-established legal tool better able to deal with the problems presented by this type of suit.

Where a “plaintiff because of disability, irremediable lack of information, or other circumstances beyond his control just cannot reasonably be expected to sue in time,” courts have applied a doctrine of “equitable tolling.” Miller v. Runyon, 77 F. 3d 189, 191 (CA7 1996) (Posner, C. J.). The doctrine tolls the running of the limitations period until the disabling circumstance can be overcome. (This is why the *401limitations period does not run against a falsely arrested person until his false imprisonment ends. His action has certainly accrued because, as the majority recognizes, he can file his claim immediately if he is able to do so. Ante, at 389, 390-391, n. 3.) 77 F. 3d, at 191; see also Cada v. Baxter Healthcare Corp., 920 F. 2d 446, 450-453 (CA7 1990).

In particular, equitable tolling could apply where a § 1983 plaintiff reasonably claims that the unlawful behavior of which he complains was, or will be, necessary to a criminal conviction. It could toll the running of the limitations period: (1) from the time charges are brought until the time they are dismissed or the defendant is acquitted or convicted, and (2) thereafter during any period in which the criminal defendant challenges a conviction (on direct appeal, on state collateral challenge, or on federal habeas) and reasonably asserts the behavior underlying the § 1983 action as a ground for overturning the conviction.

I find it difficult to understand why the Court rejects the use of “equitable tolling” in regard to typical § 1983 plaintiffs. Ante, at 394. The Court’s alternative — file all § 1983 claims (including potentially Heck-barred claims) at once and then seek stays or be subject to dismissal and refiling — suffers serious practical disadvantages. For one thing, that approach would force all potential criminal defendants to file all potential § 1983 actions soon lest they lose those claims due to protracted criminal proceedings. For another, it would often require a federal court, seeking to determine whether to dismiss an action as Heck barred or to grant a stay, to consider issues likely being litigated in the criminal proceeding (Was the Constitution violated? Was the violation-related evidence necessary for conviction?). The federal court’s decision as to whether a claim was Heck barred (say, whether the alleged constitutional violation was central to the state criminal conviction) might later bind a state court on conviction review. Because of this, even a claim without a likely Heck bar might linger on a federal *402docket because the federal court (or the plaintiff who has been forced to early file) wishes to avoid interfering with any state proceedings and therefore must postpone reaching, not only the merits of the §1983 claim, but the threshold Heck inquiry as well.

Principles of equitable tolling avoid these difficulties. Since equitable tolling obviates the need for immediate filing, it permits the criminal proceedings to winnow the constitutional wheat from chaff, and thereby increase the likelihood that the constitutionally meritless claims will never (in a § 1983 action) see the light of day. See Allen v. McCurry, 449 U. S. 90, 95-96 (1980) (federal court gives preclusive effect to constitutional determinations as to issues already litigated in state court). Moreover, an appropriate equitable tolling principle would apply not only to state criminal proceedings as here, but also to state appellate proceedings, state collateral attacks, and federal habeas proceedings.

Of course, § 1983 ordinarily borrows its limitations principles from state law. 42 U. S. C. § 1988(a). And I do not know whether or which States have comparable equitable tolling principles in place. If a given state court lacks the necessary tolling provision, however, § 1983, in my view, permits the federal courts to devise and impose such principles. See Hardin v. Straub, 490 U. S. 536, 538-540 (1989) (“[G]aps in federal civil rights acts should be filled by state law, as long as that law is not inconsistent with federal law” and its “chief goals of compensation and deterrence or its subsidiary goals of uniformity and federalism” (footnote omitted)); Heck v. Humphrey, 997 F. 2d 355, 358 (CA7 1993) (Posner, J.) (articulating why federal tolling regime may apply to §1983 claims), aff’d on other grounds, 512 U. S., at 489. Cf. Board of Regents of Univ. of State of N. Y. v. Tomanio, 446 U. S. 478, 490 (1980).

The use of equitable tolling in cases of potential temporal conflict between civil § 1983 and related criminal proceedings is consistent with, indeed, it would further, § 1983’s basic pur*403poses. It would provide for orderly adjudication, minimize the risk of inconsistent legal determinations, avoid clogging the courts with potentially unnecessary “protective” filings, and, above all, assure a plaintiff who possesses a meritorious § 1983 claim that his pursuit of criminal remedies designed to free him from unlawful confinement will not compromise his later ability to obtain civil § 1983 redress as well.

The Court is wrong in concluding that the principle I have described would “place” the tolling “question” in “jurisprudential limbo.” Ante, at 395. Under the approach I propose, supra, at 401, a potential §1983 plaintiff knows his claim is being tolled so long as the issues that claim would raise are being pursued in state court. Such a rule is prophylactic (it will sometimes toll claims that would not be barred by Heck), but under sueh an approach neither the plaintiff, nor the defendant, nor the federal court need speculate as to whether the claims are in any way barred until the state court has had the opportunity to consider the claims in the criminal context.

A tolling principle certainly seems to me to create greater order than the rule the majority sets out, whereby all criminal defendants must file their § 1983 suits immediately, some will be stayed, some dismissed, and then some may be refiled and entitled to tolling, ante, at 395, n. 4. The majority acknowledges that tolling may be necessary to protect the plaintiff who previously filed and was dismissed. Ibid. Why not simply apply that tolling principle across the board?

The majority is also wrong when it suggests that the proposed equitable tolling rule would create a significant problem of lack of notice. Ante, at 396-397. Because the rule would toll only while the potential § 1983 plaintiff is challenging the alleged misconduct in a state court, the State itself would have notice of the plaintiff’s claims. For similar reasons, the potential individual § 1983 defendants, the state officers, would also likely have notice of the charge. But even if they do not, I believe that many would prefer to forgo *404immediate notice, for it comes with a pricetag attached — the price consists of being immediately sued by the filing of a § 1983 lawsuit, rife with stays and delays, which otherwise, in the course of time (as claims are winnowed in state court) might never have been filed.

The Court’s suggested limitations system, like an equitable tolling rule, will produce some instances in which a plaintiff will file a § 1983 lawsuit at an initially uncertain future date. Ante, at 395, n. 4. And, under both approaches, in the many §1983 suits that do not involve any Heck bar, a defendant can and will file immediately and his suit would proceed (for there is no tolling unless the potential § 1983 plaintiff is asserting in a conviction challenge that a constitutional violation did impugn his conviction). My problem with the Court’s approach lies in its insistence that all potential plaintiffs (including those whose suits may be Heck barred) file immediately — even though their suits cannot then proceed. With tolling, only rarely would a plaintiff choose to file a potentially Heck-barred § 1983 suit while his criminal case is pending; and in those cases the district court could, if it wished, stay the action, or simply dismiss the suit without prejudice, secure in the knowledge that the suit could be timely filed at a later date.

The Court’s refusal to admit the equitable tolling possibility means that large numbers of defendants will be sued immediately by all potential §1983 plaintiffs with arguable Heck issues, no matter how meritless the claims; these suits may be endlessly stayed or dismissed and then, at some point in the future, some defendants will also be sued again. With equitable tolling, however, defendants will be sued once, in suits with constitutional claims that a state court has not already found meritless, at a time when the suit can be promptly litigated. Given the practical difficulties of the Court’s approach, I would not rule out now, in advance, the use of an equitable tolling rule along the lines I have described.

*405Because this matter has not been fully argued, I would vacate the Seventh Circuit’s determination and remand for consideration of the issues I here raise. For these reasons, I respectfully dissent.

2.4.2.5 Ruth Dyer v. Shannon Lee 2.4.2.5 Ruth Dyer v. Shannon Lee

Ruth DYER, Plaintiff-Appellant, v. Shannon LEE, John J. Truitt, Thomas F. Humann, III, Ryan E. Tutt, Defendants-Appellees.

No. 06-14680.

United States Court of Appeals, Eleventh Circuit.

June 5, 2007.

*877 Michael R. McDonnell, Colleen J. Ma-cAlister, McDonnell Trial Lawyers, Naples, FL, for Dyer.

Bruce Wallace Jolly, Purdy, Jolly & Gi-uffreda, P.A., Ft. Lauderdale, FL, for Defendants-Appellees.

Before BARRETT, KRAVITCH and STAHL, * Circuit Judges.
*

Honorable Norman H. Stahl, United States Circuit Judge for the First Circuit, sitting by designation.

STAHL, Circuit Judge:

In this case we are asked whether Heck v. Humphrey, 512 U.S. 477, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994), bars a plaintiffs suit under 42 U.S.C. § 1983 for the use of excessive force during her arrest. We conclude that a successful § 1983 suit would not contradict her underlying eon-viction, and thus her suit is not Heck- barred. Therefore, we reverse.

I. BACKGROUND

Because the case was disposed of on summary judgment, we recite the facts in the light most favorable to the plaintiff, the non-moving party. See Bircoll v. Miami-Dade County, 480 F.3d 1072, 1075 n. 1 (11th Cir.2007).

On March 13, 2003, plaintiff Ruth Dyer (“Dyer”) left the Ridgeport Pub, a restaurant in Naples, Florida, and, while intoxicated, sat down in the driver’s seat of a Toyota Paseo belonging to Dwayne Dyer, her then-boyfriend (and current husband). The manager of the restaurant called a cab for Dyer and also called the Collier County Sheriffs Office to ensure that she did not drive intoxicated. In fact, Dyer was not intending to drive and had called her boyfriend to come get her and drive her home to Fort Myers.

Deputy Truitt arrived on the scene, followed shortly thereafter by Deputies Tutt and Lee. They asked for Dyer’s driver’s license, but she told them that she didn’t have it, and that she was intoxicated and waiting for her boyfriend to come get her. Deputy Humann then arrived and asked Dyer to get out of the car. He attempted to perform field sobriety tests but Dyer refused, repeating that she was not driving, and saying, “Just go ahead and arrest me.” Humann then handcuffed Dyer. Dyer asked that her hands be cuffed in front because of an arm injury, but Hu-mann refused and cuffed her hands behind her back. Humann announced that Dyer was under arrest and began to read her *878 the Florida implied consent notice. 1 Dyer protested that she had not been driving and grew agitated. Truitt and Tutt stood at Dyer’s side to hold her still, while Hu-mann placed his hand over her mouth to quiet her while he read the implied consent notice. Dyer then kicked Humann in the leg. At that point, the deputies told Dyer that she was also under arrest for battery on a police officer, and they placed her in the back of the patrol car.

At this juncture Dwayne Dyer arrived on the scene. Deputy Truitt then noticed that Ruth Dyer had moved her cuffed hands from behind her back to her front, 2 to ease the pain in her arms. Humann pulled Dyer out of the patrol car and, with some struggle, recuffed her hands behind her and returned her to the patrol car. According to Dyer, during this recuffing the defendants shoved her against the car, slammed her head against the car, kneed her in the leg and lower back, and sprayed her with pepper spray. Dyer resisted during the recuffing and again kicked the deputies.

Humann used an unauthorized cuffing technique when he cuffed Dyer the second time, placing both cuffs each around both wrists, with one wrist on top of the other. Once subdued, she was placed back in the rear of the patrol car. According to Dwayne Dyer, after the altercation had ended, Humann opened the door to the patrol car and again sprayed Dyer with pepper spray.

Dyer was transported and charged with driving under the influence (“DUI”) and three counts of battery on a law enforcement officer. The DUI charge was later dropped, and one count of resisting arrest with violence was added. On August 12, 2003, she pled no contest to a single charge of resisting with violence, but because of a subsequent parole violation the verdict was changed to guilty on September 28, 2004. She was sentenced to one year of community control, followed by one year of probation.

On May 18, 2005, Dyer began the current action seeking damages from Lee, Truitt, Humann, and Tutt (the “defendants”) under 42 U.S.C. § 1983. Dyer claimed that, through their use of excessive force during her arrest, the defendants deprived her of her constitutional rights under the Fourth, Fifth, and Fourteenth Amendments of the United States Constitution. On July 26, 2006, the district court granted defendants’ motion for summary judgment, saying that Dyer’s § 1983 suit was barred by Heck v. Humphrey. This timely appeal followed.

II. DISCUSSION

We review de novo the district court’s grant of summary judgment, drawing all facts and inferences in the light most favorable to Dyer. See Bircoll, 480 F.3d at 1081 n. 12.

In Heck v. Humphrey, the Supreme Court held that

when a state prisoner seeks damages in a § 1983 suit, the district court must consider whether a judgment in favor of the plaintiff would necessarily imply the invalidity of his conviction or sentence; if it would, the complaint must be dismissed unless the plaintiff can demon *879 strate that the conviction or sentence has already been invalidated.

512 U.S. at 487, 114 S.Ct. 2364. The Court gave the following as an example of a § 1983 suit that would be barred:

A state defendant is convicted of and sentenced for the crime of resisting arrest, defined as intentionally preventing a peace officer from effecting a lawful arrest .... He then brings a § 1983 action against the arresting officer seeking damages for violation of his Fourth Amendment right to be free from unreasonable seizures. In order to prevail in this § 1983 action, he would have to negate an element of the offense of which he has been convicted. Regardless of the state law concerning res judi-cata the § 1983 action will not lie.

Id. at 487 n. 6, 114 S.Ct. 2364 (citations omitted) (emphasis in original).

This might seem at first to dispose of the issue before us, except that the use of excessive force may not necessarily make Dyer’s arrest unlawful, particularly for the DUI and battery charges. Cf. Ivester v. State, 398 So.2d 926, 930 (Fla. Dist.Ct.App.1981) (noting distinction between arrest and unlawful force used in arrest). Furthermore, the lawfulness of the arrest is not an element of the offense of resisting arrest with violence. State v. Espinosa, 686 So.2d 1345, 1347 (Fla.1996); State v. Davis, 652 So.2d 942, 943 (Fla.Dist.Ct.App.1995); Delaney v. State, 489 So.2d 891, 892-93 (Fla.Dist.Ct.App.1986). Therefore, a successful § 1983 claim against an arresting officer for using excessive force does not necessarily negate an element of the underlying charge of resisting arrest with violence, in contrast to the example in Heck cited above.

Here, the defendants take a different tack. They argue that, rather than negating an element of the offense, a successful § 1983 suit would establish what would have been an affirmative defense to the underlying offense, namely self-defense. Because a person is entitled to “resist the use of excessive force in making the arrest,” State v. Holley, 480 So.2d 94, 96 (Fla.1985), plaintiffs acts of violence against the defendants would have been justified, defendants argue, and thus could not have formed the basis for her conviction and sentence. The rule in Heck, they argue, should operate to bar a suit for this reason just as much as if it negated an element of the offense. The defendants argue that by pleading guilty to resisting arrest with violence, the plaintiff cannot now say that her resistance was justified, which it would have been if the defendants used excessive force.

The problem with this approach is that the logical necessity that is at the heart of the Heck opinion is not present here. It is not the case that a successful § 1983 suit by the plaintiff would “necessarily imply the invalidity of [her] conviction” for resisting arrest with violence. Heck, 512 U.S. at 487, 114 S.Ct. 2364 (emphasis added). The Supreme Court underscored the importance of logical necessity in Heck with another example:

[A] suit for damages attributable to an allegedly unreasonable search may lie even if the challenged search produced evidence that was introduced in a state criminal trial resulting in the § 1983 plaintiffs still-outstanding conviction. Because of doctrines like independent source and inevitable discovery and especially harmless error, such a § 1983 action, even if successful, would not necessarily imply that the plaintiffs conviction was unlawful.

Id. at 487, n. 7, 114 S.Ct. 2364 (citations omitted) (emphasis in original). In other words, as long as it is possible that a § 1983 suit would not negate the underly *880 ing conviction, then the suit is not Heck-barred. In the first example in Heck, a successful § 1983 suit would necessarily negate one of the elements of the underlying offense; under those circumstances a conviction could not stand, as a matter of law. This is in contrast to the second example where, even following a successful § 1983 suit, there would still exist a construction of the facts that would allow the underlying conviction to stand.

The emphasis on logical necessity is a result of the Court’s underlying concern in Heck: that § 1983 and the federal habeas corpus statute, 28 U.S.C. § 2254, were “on a collision course.” Heck, 512 U.S. at 492, 114 S.Ct. 2364 (Souter, J., concurring). The Court’s decision in Heck was in part an extension of the rule set out in Preiser v. Rodriguez, 411 U.S. 475, 93 S.Ct. 1827, 36 L.Ed.2d 439 (1973), that “habeas corpus is the exclusive remedy for a state prisoner who challenges the fact or duration of his confinement and seeks immediate or speedier release, even though such a claim may come within the literal terms of § 1983.” Heck, 512 U.S. at 481, 114 S.Ct. 2364. If prisoners could challenge the constitutionality of their convictions under § 1983, it would undermine the policy of, inter alia, ensuring that state remedies are exhausted before a habeas petition could lie in federal court. Allowing § 1983 to do the work of habeas would create an end-run around the procedures of § 2254. Preiser, 411 U.S. at 490, 93 S.Ct. 1827. Heck extended that rule to § 1983 suits for damages, which, while they would not result in release for the plaintiffs, would similarly address the underlying constitutionality of the conviction or confinement in a way that is reserved for habeas. See Heck, 512 U.S. at 480-81, 114 S.Ct. 2364; 3 id. at 491, 114 S.Ct. 2364 (Thomas, J., concurring); id. at 495, 114 S.Ct. 2364 (Souter, J., concurring) (“Though in contrast to Preiser the state prisoner here seeks damages, not release from custody, the distinction makes no difference when the damages sought are for unconstitutional conviction or confinement.”). Preiser and Heck carved out from § 1983’s otherwise “broad remedial protection,” Preiser, 411 U.S. at 488, 93 S.Ct. 1827, certain suits that, because they would negate the underlying conviction and would thus tread on the territory of habeas corpus, were not cognizable under § 1983. Heck, 512 U.S. at 481, 486-87, 114 S.Ct. 2364. But that concern simply does not arise unless there is a necessary logical connection between a successful § 1983 suit and the negation of the underlying conviction; anything less would not raise the specter of an “end-run” around habeas, nor would it create the problem of two inconsistent judgments arising out of the same facts. See Nelson, 541 U.S. at 647, 124 S.Ct. 2117 (“We were careful in Heck to stress the importance of the term ‘necessarily.’ ”)

*881 Other courts to have addressed the applicability of Heck in situations similar to the instant case have emphasized the importance of logical necessity and the limited scope of the Heck holding. See, e.g., Thore v. Howe, 466 F.3d 173, 180 (1st Cir.2006) (“A § 1983 excessive force claim brought against a police officer that arises out of the officer’s use of force during an arrest does not necessarily call into question the validity of an underlying state conviction [of assault on a police officer] and so is not barred by Heck.”); VanGilder v. Baker, 435 F.3d 689, 692 (7th Cir.2006) (holding that a successful § 1983 suit for excessive force would not imply the invalidity of the underlying conviction for resisting a law enforcement officer); Smith v. City of Hemet, 394 F.3d 689, 698 (9th Cir.2005) (en banc) (holding that Heck does not bar § 1983 suit because conviction for resisting arrest could stand based on pre-arrest acts of resistance, and thus the fact that arrest may have been unlawful due to excessive force did not negate the underlying conviction); Sanford v. Motts, 258 F.3d 1117, 1119 (9th Cir.2001) (holding that Heck does not bar § 1983 suit because record did not clearly establish whether excessive force took place during, or after, the arrest); Martinez v. City of Albuquerque, 184 F.3d 1123, 1125 (10th Cir.1999) (holding that Heck does not bar § 1983 suit because the record did not rule out that plaintiff could have been convicted for offenses prior to arrest, and that, even if he were not, jury could find under New Mexico law that “police officers effectuated a lawful arrest ... in an unlawful manner,” thus not negating underlying conviction); Nelson v. Jashurek, 109 F.3d 142, 145-46 (3d Cir.1997) (holding that Heck does not bar § 1983 suit because a finding of excessive force would not necessarily imply that arrest was unlawful under Pennsylvania law). But see Hainze v. Richards, 207 F.3d 795, 798 (5th Cir.2000) (holding that a § 1983 claim for excessive force “is barred as a matter of law if brought by an individual convicted of aggravated assault related to the same events”).

In this circuit, we have previously allowed § 1983 suits for excessive force to proceed in the face of a Heck challenge. See Willingham v. Loughnan, 261 F.3d 1178, 1183 (11th Cir.2001) (“[A] finding of excessive force by the jury in this civil case does not necessarily call into question the validity of section 1983 Plaintiffs criminal conviction [for attempted murder and battery of an officer].”), cert. granted and vacated on other grounds, 537 U.S. 801, 123 S.Ct. 68, 154 L.Ed.2d 2 (2002). 4

These cases do not address the specific argument put forward here, that a successful § 1983 suit should be barred because it would establish that the plaintiff would have had an affirmative defense to the underlying charge. They do, however, underscore that courts will allow § 1983 suits to proceed when it is possible that the facts could allow a successful § 1983 suit and the underlying conviction both to stand without contradicting each other.

Turning to the case at hand, Dyer pled guilty to the following charge:

*882 On or About March 13, 2003[,] in Collier County, Florida, did knowingly and willfully resist, obstruct!,] or oppose an officer to wit: Deputy Humann or Deputy Truitt or Deputy Tutt, in the lawful execution of a legal duty, to wit: conducting an arrest, by offering or doing violence to the person of said officer, contrary to Florida Statute 843.01.[ 5 ]

Since the plaintiff pled guilty, this is the only official record of the facts underlying the plaintiffs conviction and sentence, and it does not specify any particular acts of violence, when they occurred, or even to which of the three deputies they were directed. Even assuming that we would bar a § 1983 suit if its success would imply that there would have been an affirmative defense to the underlying charge, to say that Dyer’s claim is Nec/c-barred we would then have to say, to a logical certainty, that every act of violence—every kick, punch, etc.-—-by Dyer during the entire episode is charged in the information. Furthermore, we would have to say that every one of those violent acts was an act of self-defense in response to the officers’ ' use of excessive force and therefore would have been justified. To read the information that way, when it plainly says no such thing, would be going many steps too far.

To demonstrate this, we can simply look at the beginning and at the end of the altercation. Starting with the beginning, the parties agree that Dyer’s first violent act was kicking Deputy Humann in the leg while she was being placed under arrest for DUI (a charge later dropped). The alleged excessive force did not occur until well after that point, when she had already been handcuffed, placed in the patrol car, and then removed from the patrol car. There is therefore no argument that Dyer’s initial kick could have been justified as self-defense. Even if the rest of her kicks were in direct response to the defendants’ excessive force, the conviction and sentence would still be able to stand based on that initial kick. 6

Turning to the end of the altercation, for it to be the case that a successful § 1983 suit would contradict the underlying conviction, each act of excessive force by the officers must have been met by an act of violence by Dyer, which was in turn part of the underlying conviction. 7 Therefore, so long as the last act in the altercation was one of excessive force by the police, 8 a *883 § 1983 suit on that basis would not negate the underlying conviction.

These two scenarios are examples of the more general point that there is no need, based on the information in the underlying conviction, to conclude necessarily that all of plaintiffs acts of violence were also acts of self-defense, or that each act of excessive force by the defendants was met by an act of violence by Dyer that was then charged in the information. A reasonable jury could, without too much trouble, find both that the defendants used excessive force, and that not all of plaintiffs violent acts were justified as self-defense. 9 In other words, the determination is ultimately factual, and thus we cannot say, as a matter of law, that a successful § 1983 suit would necessarily negate the underlying conviction given the facts in the record. 10 The distinction between this case and the first example in Heck is apposite: in the example, a finding of excessive force would have negated an element of the offense— no conviction could stand after that, as a matter of law; here, as in the second example in Heck, there is a version of the facts which would allow the conviction to stand. That is sufficient, under Heck, to allow the § 1983 suit to proceed. 11 Cf. *884 Hughes v. Lott, 350 F.3d 1157, 1161 (11th Cir.2003) (allowing § 1983 action for unreasonable search and seizure to proceed because the facts regarding underlying conviction were unknown on the record, and thus it was impossible to say that a successful § 1983 suit would negate that conviction).

In summary, for Heck to apply, it must be the case that a successful § 1983 suit and the underlying conviction be logically contradictory. Here, that is not the case. Indeed, the factual scenario that would force the two to contradict each other requires such a tightness of events as to be almost implausible — no violent act of the plaintiff could be unprovoked and no excessive force by the defendants could go unanswered. To allow Heck to bar a § 1983 suit under these circumstances would be to stretch it well beyond its limited holding. As the Seventh Circuit stated:

Were we to uphold the application of Heck in this case, it would imply that once a person resists law enforcement, he has invited the police to inflict any reaction or retribution they choose, while forfeiting the right to sue for damages. Put another way, police subduing a suspect could use as much force as they wanted — and be shielded from accountability under civil law — as long as the prosecutor could get the plaintiff convicted on a charge of resisting. This would open the door to undesirable behavior and gut a large share of the protections provided by § 1983.

VanGilder, 435 F.3d at 692. Heck was not intended to be a shield to protect officers from § 1983 suits. It was intended to protect habeas corpus and promote finality and consistency. Provided those goals are met, a § 1983 suit is not barred by Heck. 12

III. CONCLUSION

For the forgoing reasons, we REVERSE the decision of the district court and REMAND with instructions to deny summary judgment to defendants.

1

. Under Florida law, those who drive in the state are deemed to have given their implied consent to physical or chemical tests for alcohol levels in their blood or breath, or risk suspension of their driving privileges. Fla. Stat. § 316.1932.

2

. According to the parties, this is known as "slipping.” The cuffed person steps through her cuffed arms to bring her arms from the back to the front.

3

. After discussing the Preiser decision and the conflicts between habeas and § 1983, the majority ultimately reached its conclusion in Heck by analogizing § 1983 to the tort of malicious prosecution. Heck, 512 U.S. at 484, 114 S.Ct. 2364. One element of that cause of action is termination of the prior criminal proceeding in favor of the accused, out of concerns for finality and consistency. Id. at 484-85, 114 S.Ct. 2364. Otherwise, there could be two conflicting judicial resolutions arising out of the same set of facts. The majority thus based its holding on "the hoary principle that civil tort actions are not appropriate vehicles for challenging the validity of outstanding criminal judgments.” Id. at 486, 114 S.Ct. 2364. But the majority's analysis nonetheless proceeds from the same concerns as in Preiser of the potential overlap between § 1983 and habeas corpus. Id. at 480-81, 93 S.Ct. 1827; see id. at 491, 93 S.Ct. 1827 (Thomas, J., concurring); Nelson v. Campbell, 541 U.S. 637, 646, 124 S.Ct. 2117, 158 L.Ed.2d 924 (2004) (noting that "civil rights damages actions ... fall at the margins of habeas”).

4

. See also Wells v. Cramer, 158 Fed.Appx. 203, 203 (11th Cir.2005) (unpublished opinion) ("A plaintiff may prevail on a claim for excessive force without necessarily implying the invalidity of the underlying conviction for the offense giving rise to the excessive force. To the extent that Wells's complaint alleged an excessive use of force after he was arrested, restrained and posed no threat to the defendant officers, his section 1983 action, if successful, would not necessarily imply the invalidity of his underlying conviction and is not Heck-barred.”) (citations omitted). As an unpublished opinion, Wells is not binding authority. 11th Cir. R. 36-2.

5

. "Whoever knowingly and willfully resists, obstructs, or opposes any officer as defined in § 943.10(1), (2), (3), (6), (7), (8), or (9); member of the Parole Commission or any administrative aide or supervisor employed by the commission; parole and probation supervisor; county probation officer; personnel or representative of the Department of Law Enforcement; or other person legally authorized to execute process in the execution of legal process or in the lawful execution of any legal duty, by offering or doing violence to the person of such officer or legally authorized person, is guilty of a felony of the third degree, punishable as provided in § 775.082, § 775.083, or § 775.084." Fla. Stat. § 843.01.

6

. The defendants attempt to argue that the information must also have included the kicks at Deputies Truitt and Tutt, which did not occur until later in the altercation. Even if that would change the result here—and we do not see how it would—the information charged the plaintiff in the disjunctive. She was charged with violence against Humann or Truitt or Tutt.

7

. If the excessive force was not met by resistance by Dyer, then that excessive force could not have been used as a defense to the underlying conviction. Therefore, that force could support a § 1983 suit without negating the underlying conviction.

8

. It appears that this might have been the case. According to the plaintiff's version of the facts, some of the excessive force occurred after she had been subdued, recuffed, and returned to the patrol car.

9

. In Adams v. Dyer, No. 06-1125. 223 Fed.Appx. 757, 761-62, 2007 WL 431511, at *3 (10th Cir. Feb. 9, 2007) (no relation), the Tenth Circuit found that a § 1983 suit against officers for use of excessive force was Heck- barred because the jury in the trial for the underlying offense of resisting arrest specifically heard and rejected an excessive-force defense. Similarly, in McCann v. Neilsen, 466 F.3d 619, 621 (7th Cir.2006), the Seventh Circuit held that, although "a plaintiff who has been convicted of resisting arrest or assaulting a police officer during the course of an arrest is not per se Heck-barred from maintaining a § 1983 action for excessive force stemming from the same confrontation,” he will be barred if his § 1983 complaint makes specific factual allegations that are inconsistent with the facts upon which his criminal convictions were based.

10

. In a similar case, the Fifth Circuit held that Heck barred a § 1983 claim based on excessive force, because it would imply that the plaintiff could have had a self-defense justification for his underlying conviction, battery of an officer. Hudson v. Hughes, 98 F.3d 868, 873 (5th Cir.1996). The court in Hudson said that whether or not the police used reasonable force related to the degree of resistance by the plaintiff and whether it was justified. Because that resistance formed the basis of the battery charge, the conviction would be negated if the resistance was found to be justified. Id. We disagree with the reasoning of the Fifth Circuit for the reasons discussed in this opinion. However, even if we were to agree that such a scenario had the logical connection that Heck requires, this case would still be distinguishable. Here, unlike in Hudson, there are facts in the record from which a reasonable jury could draw the conclusion that at least some of Dyer’s resistance was not in response to the defendants’ excessive force. See Ballard v. Burton, 444 F.3d 391, 401 (5th Cir.2006) (concluding that facts would allow a § 1983 claim and a conviction for assault on a police officer to coexist).

11

.Dyer focuses on the question of what events made up the "arrest” and whether some of the excessive force took place after the arrest, in which case it could not have also been the basis for her charge of resisting arrest. This is another example of how the facts as they stand in the record could be read to allow both the § 1983 suit and the underlying conviction. Thus, it is not necessary for us to reach the specific question of when the arrest was completed. Furthermore, unlike the plaintiff, we do not read the district court’s opinion as relying on a broad definition of the "arrest process” as distinct from the "arrest” (a notion for which there is no authority in the cases on excessive force or resisting arrest). Rather, the district court based its decision on its reasoning that "the facts supporting plaintiff's excessive force claim could have formed the basis for a defense to the resisting arrest with violence offense.” Dyer v. Lee, No. 05-00237, 2006 WL 2092264, at *5 (M.D.Fla. July 26, 2006) (emphasis added). While this is true, it is not true that those facts must have formed the basis for a defense — and that is the crux of our holding today.

12

. Because of our holding today, we need not address the separate question of whether summary judgment was improper for Deputy Lee even if it were proper for Humann, Truitt, and Tutt. Plaintiff’s § 1983 claim against Lee is derivative of the claims against the other defendants, and therefore summary judgment should be denied as to all four defendants.

2.4.2.6 Essex Hayward v. Cleveland Clinic Found. 2.4.2.6 Essex Hayward v. Cleveland Clinic Found.

Essex HAYWARD; Annie Hayward; Aaron Hayward, Plaintiffs-Appellants, v. CLEVELAND CLINIC FOUNDATION, et al., Defendants-Appellees.

No. 13-3132.

United States Court of Appeals, Sixth Circuit.

Argued: Dec. 5, 2013.

Decided and Filed: July 21, 2014.

*604 ARGUED: Samuel S. Riotte, Chester-land, Ohio, for Appellants. James R. Woo-ley, Jones Day, Cleveland, Ohio, for Appel-lees. ON BRIEF: Samuel S. Riotte, Chesterland, Ohio, for Appellants. James R. Wooley, Katie M. McVoy, Jones Day, Cleveland, Ohio, for Appellees.

Before: CLAY and ROGERS, Circuit Judges; LUDINGTON, District Judge. *
*

The Honorable Thomas L. Ludington, United States District Judge for the Eastern District of Michigan, sitting by designation.

OPINION

CLAY, Circuit Judge.

Plaintiffs Aaron, Annie, and Essex Hayward appeal the district court’s orders granting Defendants’ motions for judgment on the pleadings. Following an altercation between Plaintiffs and Defendants (officers of the Cleveland Clinic Police Department (“CCPD”)), which occurred at the home of Annie and Essex Hayward, Plaintiff Aaron Hayward pleaded guilty to willfully fleeing a police officer and resisting arrest, admitting that he physically injured an officer in the process. Plaintiffs subsequently filed federal civil rights claims pursuant to 42 U.S.C. § 1983 and state law tort claims against Defendants. During the extensive filing of complaints and answers, Defendants moved twice for judgment on the pleadings. The district court first dismissed some of the claims on the merits, and eventually dismissed all of the claims in an order dated January 11, 2013. Plaintiffs timely appealed the dismissal of their claims. For the reasons that follow, this Court REVERSES the district court’s order dismissing Annie and Essex Hayward’s § 1983 claim for illegal home entry and their state law intentional infliction of emotional distress claim, and REMANDS for further proceedings consistent with this opinion. The Court AFFIRMS the district court’s order granting Defendants’ motions for judgment on the pleadings as to Plain *605 tiffs’ other claims, including Aaron Hayward’s § 1983 claims and Annie and Essex Hayward’s state law assault claim.

I.

BACKGROUND

A. Factual Background

Plaintiffs and Defendants differ in their versions of the relevant events. Because this appeal comes before us on a motion for judgment on the pleadings, we “construe[] the complaint in the light most favorable to the plaintiff[s] [and] accept[ ] the plaintiffs’] factual allegations as true.” Heinrich v. Waiting Angels Adoption Servs., Inc., 668 F.3d 393, 403 (6th Cir.2012). Therefore, this Court considers the facts as alleged by Plaintiffs in their complaints.

Plaintiffs allege that Aaron Hayward was driving home from his parents’ store early in the morning, around 4:00 a.m. on January 23, 2011, when a CCPD SUV pulled up behind him and followed him until he turned into his driveway and parked his car. Up to this point, the officer’s marked SUV neither sounded a siren nor flashed its lights. The officer yelled, “Hey you, come over here, boy,” at Aaron as he exited his car and entered the home that he shared with his parents, Annie and Essex Hayward. (R. 1, Compl., at 12.) 1 Defendants admit that up to the time Aaron entered the home, it was not communicated to Aaron that he was under arrest.

When Aaron ignored the officer’s order, the officer radioed for additional help, claiming that he was attempting to make a traffic stop, but did not indicate that there was any danger to himself or any individuals inside the home. Approximately ten to fifteen minutes later, five additional officers arrived at the scene. They began pounding on the Haywards’ front door, demanding that they “open the fucking door.” (R. 30, Second Am. Compl., at 477.) Plaintiffs Annie and Essex Hayward awoke to the sounds of the pounding on the door. Once downstairs, they saw blue and red flashing lights and several men who appeared to be police officers. Plaintiff Essex Hayward opened the main, wooden door to their home and Defendants continued trying to force their way through the outer security door. At that time, realizing that the men were Cleveland Clinic security officers, Essex Hayward mentioned calling the actual Cleveland police to their home. At some point during this encounter, Plaintiffs realized that the officers were wearing police badges depicting the Ohio state seal.

Plaintiffs shut the main, wooden door once again and Defendants forced open the outer security door by breaking its glass. At this time, the outer security door now ajar, Aaron used his foot and body to prevent the officers from breaking down the main door. So the officers became more aggressive in attempting to enter the home. They used the butt of a shotgun to shatter the main door’s small window. Once that occurred, Annie and Essex called 911. One of the officers then stuck a taser through the shattered window and blindly fired into Plaintiffs’ home. Eventually, Defendants struck Aaron with taser probes, which he was able to remove from his body. The officer blindly deployed the taser for a second time, striking Aaron again and this time causing him to fall to the ground. Once Aaron was no longer pressed up against the wooden door, Defendants broke through the main door and poured into Plaintiffs’ home. They tased Aaron again to gain control, as he continued struggling to defend and protect himself and his parents. Defendants then dragged Aaron outside to the driveway, *606 where they allegedly beat him with their batons, kicked him in the head and other parts of his body, stunned him with a taser, and called him a “black nigger” before they handcuffed and officially arrested him. (Id. at 469.) 2 Plaintiffs claim that Aaron was tased altogether in excess of thirty seconds.

At this point, the officers demanded identification from Annie and Essex. After Essex questioned their demand, at least one of the officers threatened to punch Annie and Essex in the face, break their teeth, and take them to jail if they failed to comply with the order and present identification.

Plaintiffs allege that throughout the encounter, Aaron yelled that he had not done anything wrong, and the officers failed to indicate the purpose of the arrest. Additionally, Plaintiffs allege that they were verbally abused by Defendants, who made threats and used racial epithets throughout the encounter.

B. Procedural History

After this incident, Plaintiff Aaron Hayward pleaded guilty to willfully fleeing a police officer and resisting arrest under Ohio Revised Code § 2921.33, admitting that he physically injured an officer in the process. Plaintiff and his parents, Annie and Essex Hayward, subsequently brought a § 1983 suit against the officers. In their joint complaint, they alleged various constitutional violations, including excessive force and illegal home entry, as well as various state law claims such as assault and intentional and negligent infliction of emotional distress. The district court requested additional briefing on the issue of whether Defendants were state actors such that § 1983 claims could be alleged against them. Plaintiffs subsequently filed a first amended complaint on January 10, 2012, which continued to allege the same § 1983 and state law claims, but added information to prove that the officers were, in fact, state actors. That issue is not in dispute before this Court. Defendants filed an answer and a motion for judgment on the pleadings on February 14, 2012.

Based on its interpretation of Heck v. Humphrey, 512 U.S. 477, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994), the district court issued an order on April 3, 2012, explaining that Plaintiffs’ first amended complaint would be dismissed if Plaintiffs did not submit a second amended complaint eliminating all pre-arrest claims and only including post-arrest § 1983 claims. The order stated, “To avoid application of Heck to their § 1983 claim, Plaintiffs must allege and prove that the Cleveland Clinic police officers used force against Aaron after the arrest had already been effectuated, i.e. after Aaron had been arrested and subdued.” (R. 29, 4/3/2012 Order, at 462.) The district court indicated, however, that Plaintiffs could retain their state law claims in the second amended complaint as previously alleged in the first amended complaint. Thereafter, Plaintiffs filed a second amended complaint on April 13, 2012. Plaintiffs continued to allege their state law claims for assault and battery as well as intentional infliction of emotional distress. However, responding to the district court’s order, they removed their claims based on the officers’ pre-arrest conduct. Instead, they asserted claims for search and seizure, privacy, post-arrest excessive force, and failure to train.

*607 Following submission of Plaintiffs’ second amended complaint, Defendants again moved for partial summary judgment on the pleadings on May 4, 2012. On July 11, 2012, the district court granted the motion. Specifically, the court rejected Plaintiffs’ state law claims. The court held that Annie and Essex’s battery claim failed because they did not allege that “the officers touched them.” (R. 50, 7/11/2012 Op. and Order, at 723.) Moreover, the court concluded that Annie and Essex’s assault claim was without merit because they had not pleaded any “physical gesture ... indicating an offensive touching was imminent.” (Id. at 724 (internal quotation marks omitted).) Finally, the court rejected all three Plaintiffs’ intentional infliction of emotional distress claims as either barred by Heck (Aaron) or simply without merit (Annie and Essex).

The court also determined that Plaintiffs’ federal causes of action were without merit. Annie and Essex’s unreasonable seizure claim was rejected because the court concluded that the force employed against them was in fact reasonable. The court also concluded that Plaintiffs’ Mo-nell and supervisory liability claims were meritless. Accordingly, the district court dismissed with prejudice “all the claims asserted by Plaintiffs Annie and Essex Hayward as well as Plaintiff Aaron Hayward’s intentional-infliction-of-emotional-distress claim and his § 1983 claims.” (Id. at 730.)

After the district court dismissed all but a few of Aaron’s claims, Plaintiffs then moved to dismiss the remaining claims without prejudice so that they could refile in state court before the applicable statute of limitations expired. According to Plaintiffs, this would preserve appealable issues for the Sixth Circuit. The district court denied Plaintiffs’ motion to dismiss on December 19, 2012, because “[granting the motion to dismiss would allow Plaintiffs to file the new complaint without having to justify it, thereby making an end run around this Court’s order directing him to explain the reason for the amended complaint. Granting the motion to dismiss would also be a waste of time and resources-[and] would prejudice Defendants.” (R. 55, 12/19/2012 Order, at 743-44.)

On December 27, 2012, the district court issued an order allowing Plaintiffs to file a third amended complaint raising, on Aaron’s behalf, pre-arrest excessive force claims: “the Court will give Plaintiff Aaron Hayward one last opportunity to file ... an amended complaint that brings one excessive force claim against Defendants for the force they used on him prior to his arrest.” (R. 57, 12/27/2012 Order, at 776.)

On January 11, 2013, the same day Plaintiffs submitted their third amended complaint asserting Aaron’s excessive force claim, the district court sua sponte dismissed on the merits all remaining claims in the case. The court noted that the “sole purpose for the [third amended complaint] is to provide a vehicle for en banc review of existing Sixth Circuit authority interpreting Heck v. Humphrey, 512 U.S. 477, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994), as applied to this case.” (R. 61, 1/11/2013 Order, at 786.) Having already determined Heck’s application to the case, the district court decided that “[i]t would, therefore, be a needless exercise in formalism to require the parties to re-argue that issue.” Id. at 788, 114 S.Ct. 2364. After the district court dismissed Plaintiffs’ third amended complaint, they filed this appeal.

II.

DISCUSSION

A. Standard of Review

A district court’s decision to grant a party’s motion to dismiss on the *608 pleadings pursuant to Federal Rule of Civil Procedure 12(c) is reviewed de novo. Fritz v. Charter Twp. of Comstock, 592 F.3d 718, 722 (6th Cir.2010). “The standard of review applicable to a motion for judgment on the pleadings ... is the same de novo standard applicable to a motion to dismiss under Rule 12(b)(6).” Ziegler v. IBP Hog Mkt., Inc., 249 F.3d 509, 511-12 (6th Cir.2001) (citing Mixon v. Ohio, 193 F.3d 389, 399-400 (6th Cir.1999)). “In reviewing a motion for judgment on the pleadings, we ‘construe the complaint in the light most favorable to the plaintiff, accept all of the complaint’s factual allegations as true, and determine whether the plaintiff undoubtedly can prove no set of facts in support of the claims that would entitle relief.’ ” Aho v. Cleveland-Cliffs, Inc., 219 Fed.Appx. 419, 422 (6th Cir.2007) (quoting Grindstaff v. Green, 133 F.3d 416, 421 (6th Cir.1998)); see also JPMorgan Chase Bank, N.A. v. Winget, 510 F.3d 577, 581-82 (6th Cir.2007). Under Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009), which governs motions to dismiss, “[t]he factual allegations in the complaint need to be sufficient to give notice to the defendant as to what claims are alleged, and the plaintiff must plead ‘sufficient factual matter’ to render the legal claim plausible, i.e., more than merely possible.” Fritz, 592 F.3d at 722 (quoting Iqbal, 556 U.S. at 678, 129 S.Ct. 1937).

B. Plaintiff Aaron Hayward’s § 1983 Illegal Home Entry and Excessive Force Claims

The district court dismissed Plaintiff Aaron Hayward’s § 1983 claims for pre-arrest illegal entry and excessive force based on its interpretation of Heck.

1. Heck v. Humphrey

In Heck, the Supreme Court held that a plaintiff cannot assert a § 1983 claim if success on that claim would “necessarily imply the invalidity” of an underlying state criminal conviction, unless the plaintiff can “prove that the conviction or sentence has been reversed on direct appeal, expunged by executive order, declared invalid by a state tribunal authorized to make such determination, or called into question by a federal court’s issuance of a writ of habeas corpus.” 512 U.S. at 486-87, 114 S.Ct. 2364. The Court was concerned that “ § 1983 and the federal habeas corpus statute, 28 U.S.C. § 2254, were ‘on a collision course.’ ” Dyer v. Lee, 488 F.3d 876, 880 (11th Cir.2007) (quoting Heck, 512 U.S. at 492, 114 S.Ct. 2364 (Souter, J., concurring)). The Court in Heck explained that

when a state prisoner seeks damages in a § 1983 suit, the district court must consider whether a judgment in favor of the plaintiff would necessarily imply the invalidity of his conviction or sentence; if it would, the complaint must be dismissed unless the plaintiff can demonstrate that the conviction or sentence has already been invalidated.

512 U.S. at 487, 114 S.Ct. 2364. On the other hand, “if the district court determines that the plaintiffs action, even if successful, will not demonstrate the invalidity of any outstanding criminal judgment against the plaintiff, the action should be allowed to proceed, in the absence of some other bar to the suit.” Id.

In this Circuit, there are two circumstances under which Heck may apply to bar a § 1983 claim. “The first is when the criminal provision makes the lack of excessive force [or the lack of an illegal entry] an element of the crime.” Schreiber v. Moe, 596 F.3d 323, 334 (6th Cir.2010) (citing Heck, 512 U.S. at 486 n. 6, 114 S.Ct. 2364). “The second is when excessive force [or illegal entry] is an affirmative defense to the crime....” Id. (citing Cummings v. City of Akron, 418 F.3d 676, 684 (6th Cir.2005), for the proposition that “an assault conviction barred an excessive-force *609 claim because the plaintiff did not raise excessive force as a defense.”)- See also Gottage v. Rood, 533 Fed.Appx. 546, 550 (6th Cir.2013); Walker v. City of Lebanon, No. 3:12-CV-855-H, 2013 WL 6185402, at *4 (W.D.Ky. Nov. 25, 2013). In each of these circumstances, the § 1983 suit would “seek[] a determination of a fact that, if true, would have precluded the conviction.” Schreiber, 596 F.3d at 334. Therefore, in this Circuit, if a plaintiff asserts a claim that contradicts an element of an underlying criminal offense, or if that claim could have been asserted in criminal court as an affirmative defense, Heck applies to bar the § 1983 suit.

In Heck, the Supreme Court considered a hypothetical that closely tracks the circumstances of this case. The hypothetical reads as follows:

A state defendant is convicted of and sentenced for the crime of resisting arrest, defined as intentionally preventing a peace officer from effecting a lawful arrest.... He then brings a § 1983 action against the arresting officer, seeking damages for violation of his Fourth Amendment right to be free from unreasonable seizures. In order to prevail in this § 1983 action, he would have to negate an element of the offense of which he has been convicted. Regardless of the state law concerning res judi-cata ... the § 1983 action will not lie.

Heck, 512 U.S. at 486 n. 6, 114 S.Ct. 2364 (internal citations omitted). The Court noted that this statutory language is an example of the “common definition of [the resisting arrest] offense.” Id. (citing People v. Peacock, 68 N.Y.2d 675, 505 N.Y.S.2d 594, 496 N.E.2d 683 (1986); 4C. Torcía, Wharton’s Criminal Law § 593, at 307 (14th ed.1981)). Although the hypothetical concerned a Fourth Amendment claim to be free from unreasonable seizure, the logic applies equally in other contexts. Plaintiff Aaron Hayward pleaded guilty to resisting arrest pursuant to Ohio Revised Code § 2921.33. This Court must examine the statute to determine whether the district court properly applied Heck to bar Plaintiffs’ § 1983 claims.

The Ohio resisting arrest statute requires as an element of the offense a “lawful arrest.” Ohio Rev.Code § 2921.33. The State’s resisting arrest statute reads as follows: “no person, recklessly or by force, shall resist or interfere with a lawful arrest of the person or another.” Ohio Rev.Code § 2921.33(A) (emphasis added). “[A] ‘lawful arrest’ is an essential element of resisting arrest under R.C. 2921.33(A) and [an] appellant [can]not be convicted under the statute of resisting an illegal arrest.” State v. Thompson, No. 92CA1906, 1993 WL 472907, at *3 (Ohio Ct.App. Nov. 9, 1993) (citing State v. Lamm, 80 Ohio App.3d 510, 609 N.E.2d 1286 (1992)). See also State v. Namey, No. 99-A-0003, 2000 WL 1487638, at *4 (Ohio Ct.App. Oct. 6, 2000) (“[U]nder the plain language of the statute, a lawful arrest is an element of the crime”); State v. Miller, 70 Ohio App.3d 727, 591 N.E.2d 1355, 1357 (1990) (“[W]hen a charge [i]s brought under R.C. 2921.33, the arrest must be lawful in order to convict.”). Whether success on a § 1983 claim will undermine an underlying criminal conviction for resisting arrest, therefore, hinges on the meaning of “lawful arrest.” If a lawful arrest can coexist with excessive force or illegal entry, and if excessive force and illegal entry are not affirmative defenses to a charge of resisting arrest, then Aaron Hayward should be permitted to proceed on his claim.

2. Plaintiff Aaron Hayward’s Claim for Excessive Force

The Ohio courts generally define lawfulness of arrest based on whether probable cause exists to support the arrest:

*610 [T]he lawfulness of an arrest is based upon the existence of probable cause. The use of excessive force may give rise to civil remedies or criminal defenses, but it does not negate the legal nature of an accused’s detention for Fourth Amendment or concurrent statutory purposes. We agree ... [that] “the absence of excessive or unnecessary force is not a material element of the crime of resisting arrest.... The permissible use of force when excessive or unnecessary force is used to effectuate an arrest was judicially created ... and appears to be more of a defense than a material element.”

Thompson, 1993 WL 472907, at *4 (quoting Blanchester v. Newland, Clinton App. No. CA83-07-008, 1984 WL 3426 (Ohio Ct.App. Sept. 17, 1984). See also Lamm, 609 N.E.2d at 1289 (explaining that the appellee’s arrest was unlawful because it was made without probable cause and as a result, he could not be charged with resisting arrest)); State v. Johnson, 6 Ohio App.3d 56, 453 N.E.2d 1101, 1103 (1982) (“Since appellant’s arrest was without a reasonable basis, he could not be convicted of resisting arrest”); City of Garfield Heights v. Simpson, 82 Ohio App.3d 286, 611 N.E.2d 892, 895 (1992) (“In determining the lawfulness of an arrest, the elements of an underlying offense need not be proven, but there must exist a ‘reasonable basis’ for the arrest”); Lyons v. City of Xenia, 417 F.3d 565, 573 (6th Cir.2005) (“To the extent probable cause exists for any of these charges, the arrest was lawful and our analysis is complete.”).

That does not, however, end the inquiry. This Court and federal district courts have also suggested that a lawful arrest cannot occur if the arresting officer has used excessive force. “An arrest is not lawful, under Ohio law, if the arresting officer used excessive force.” White v. Ebie, 191 F.3d 454, 1999 WL 775914, at *1 (6th Cir.1999). The Court concluded in White that “[bjecause White’s [excessive force] arguments attack an essential element of the resisting arrest offense, i.e., the lawfulness of the arrest, White’s civil rights claim is barred by Heck.” Id. Similarly, in Cummings v. City of Akron, 418 F.3d 676, 684 (6th Cir.2005), this Court discussed application of the Heck hypothetical in the context of a resisting arrest claim. Although the Court was not faced with that precise scenario, it concluded in dicta that had the petitioner been convicted of resisting arrest instead of assaulting an officer, “a subsequent suit for damages would not be cognizable because a lawful arrest is an element of the typical offense of resisting arrest.” Id. A federal district court in Ohio also found under Ohio’s resisting arrest statute, that a claim of excessive force “falls squarely within the ‘favorable termination’ rule of Heck [and such a] claim is a direct attack on the lawfulness of the underlying arrest-which [is] an essential element of [the] resisting arrest conviction.” Jackim v. City of Brooklyn, No. 1:05 cv 1678, 2007 WL 893868, at *7 (N.D.Ohio Mar. 22, 2007). See also Goins v. City of Shively, No. 3:10-CV-386-S, 2011 WL 2610519, at *3 (W.D.Ky. July 1, 2011) (applying White to find that “[a]n arrest is not considered ‘lawful’ if it was made using excessive force”); Carroll v. County of Trumbull, No. 4:05CV1854, 2006 WL 1134206, at *5 (N.D.Ohio Apr. 25, 2006) (“If the arresting officer used excessive force in effectuating an arrest, the arrest is not lawful under Ohio law.”).

However, some Ohio appellate courts have concluded that lack of excessive force is not an element of resisting arrest. See, e.g., State v. Ellis, No. 24003, 2011 WL 2436939, at *4 (Ohio Ct.App. June 17, 2011). In any event, as explained in Schreiber, the second way in which a § 1983 excessive force claim might imply the invalidity of an underlying resisting arrest conviction is if excessive force con *611 stitutes an affirmative defense to the charge. Such an affirmative defense exists in Ohio. See Lewis R. Katz et al., Baldwin’s Ohio Prac.Crim. L. § 6:3.20 (3d ed.) (“Where excessive or unnecessary force is used in the arrest, the defendant may claim a defense to the charge of resisting arrest.”). In State v. Logsdon, an Ohio court of appeals held that excessive force is an affirmative defense to a charge of resisting arrest, basing its decision on the Ohio Revised Code’s definition of an affirmative defense. No. 13-89-10, 1990 WL 197883, at *2 (Ohio Ct.App. Dec. 4, 1990) (quoting Ohio Rev.Code § 2901.05(D)(1)(b) (West 2014), which states that an affirmative defense is “[a] defense involving an excuse or justification peculiarly within the knowledge of the accused, on which he can fairly be required to adduce supporting evidence.”). The Logsdon court stated:

With an allegation of unnecessary or excessive force in a resisting arrest charge, a defendant attempts to excuse or justify his actions in the classic nature of an affirmative defense, i.e. “confession and avoidance”. Thus, the defendant effectively admits his resistance, if only to show that it was necessary in order to protect himself from the officer’s excessive force. The defense is peculiarly within the knowledge of the defendant because only the defendant can adequately demonstrate to the trier of fact the point at which he felt he had to protect himself from the actions of the arresting officer.

Id.

A number of Ohio courts have echoed this perspective, finding that excessive force is an affirmative defense that a criminal defendant must raise in response to a charge of resisting arrest. 3 One appellate court stated clearly that “[t]he use of unnecessary or excessive force by the arresting officer is a defense to the charge of resisting arrest.” Thompson, 1993 WL 472907, at *4. More recently, an Ohio court held in Mansfield v. Studer that although excessive force is not an element of resisting arrest, it is an affirmative defense to a charge of resisting arrest. Nos. 2011-CA-93, 2011-CA-94, 2012 WL 4955278, at *15 (Ohio Ct.App. Oct. 17, 2012) (citing 2 Ohio Jury Instructions § 521.33(11) (2009), citing as authority Logsdon, 1990 WL 197883). See also Ellis, 2011 WL 2436939, at *5. Therefore, a criminal conviction for resisting arrest in Ohio cannot stand where a criminal defendant successfully asserts the affirmative defense of pre-ar-rest excessive force; and a § 1983 claim of excessive force would necessarily imply the invalidity of an underlying conviction for resisting arrest.

This Court has, however, held that Heck does not bar § 1983 suits alleging post-arrest excessive force. In Sigley v. Kuhn, for example, this Court allowed a plaintiffs civil rights claim to proceed, even after he pleaded “no contest” to resisting arrest under Ohio law. 205 F.3d 1341, 2000 WL 145187, at *1 (6th Cir.2000). In Sigley, the parties did not dispute that a lawful arrest was made or that the arrestee unlawfully resisted. Instead, the § 1983 plaintiff attempted “to prove that [the defendant] used unreasonable and excessive force subsequent to [the plaintiff’s] arrest and resistance.” Id. at *4 (emphasis added). The Court held in the plaintiffs favor, finding that excessive force occurring after his resistance and arrest would not necessarily imply the invalidity of the underlying conviction for resisting arrest. Similarly, in Michaels v. City of Vermillion, 539 *612 F.Supp.2d 975, 994 (N.D.Ohio 2008), an Ohio district court allowed a § 1983 claim for excessive force to proceed where the plaintiff had a prior conviction for resisting arrest. After considering Sixth Circuit case law on the issue, the court held that “[w]hile Heck bars excessive force claims that imply the invalidity of a resisting arrest conviction under Ohio law, the use of force that gives rise to an excessive force claim could potentially occur after a lawful arrest was accomplished.” Id. at 992 (internal citation omitted). See also Swiecicki v. Delgado, 463 F.3d 489, 494 (6th Cir.2006), abrogated on other grounds by Wallace v. Kato, 549 U.S. 384, 127 S.Ct. 1091, 166 L.Ed.2d 973 (2007), (“A synthesis of the[ ] [relevant] cases indicates that we must consider the nature and extent, if any, of [the plaintiffl’s resistance, paying particular attention to whether [the] alleged resistance occurred prior to the alleged use of excessive force.... ”).

Therefore, a court must carefully examine the facts and the temporal sequence of the underlying offense and the alleged unconstitutional conduct to determine whether “the alleged excessive force is used after the suspect ceases resisting arrest.” Michaels, 539 F.Supp.2d at 992. 4 Although recent case law in this Court and other circuits questions whether a civil rights claim for excessive force following resistance and arrest necessarily renders an arrest unlawful and thereby invalidates an underlying conviction for resisting arrest, Plaintiff Aaron Hayward’s claim is not one to which this line of cases applies. In the instant case, even the facts as presented by Plaintiffs demonstrate that Defendants’ force occurred before and during the resistance and was only used to procure the arrest. Plaintiffs asserted in their first brief before this Court that

Defendant Officer Foglyano first used a taser against Aaron Hayward prior to any officer telling Aaron he was under arrest. Moreover, when Aaron was first tased, he posed no threat to the Defendants because he was in his home behind the security door that Defendant Howard had just shattered to assist in gaining entry into the Haywards’ home without consent. When Aaron was first tased, he had not struck any officer. Aaron was then tased two more times by a Defendant as he stood in his home attempting to keep the door closed, while the officers worked together to overcome his defensive efforts. These *613 acts constitute excessive force against Aaron.

Pis.’ Br. at 30 (internal citations omitted). It is clear from this description of their encounter that the alleged excessive force occurred in response to Plaintiffs resistance and before an arrest was effectuated. This Court does not pass judgment on whether Defendants’ conduct constituted excessive force. Rather, this Court acknowledges that under current Sixth Circuit precedent, pre-arrest excessive force is an affirmative defense to a charge of resisting arrest in Ohio, and would therefore render invalid a conviction for resisting arrest. Because the factual circumstances in this case indicate that Defendants’ allegedly excessive force occurred during Plaintiffs resistance to the arrest, the district court properly dismissed Plaintiff Aaron Hayward’s excessive force claim based on Heck.

3. Plaintiff Aaron Hayward’s Illegal Home Entry Claim

An unconstitutional entry makes an arrest unlawful under Ohio’s resisting arrest statute. See, e.g., Ingram v. City of Columbus, 185 F.3d 579, 587 (6th Cir.1999) (“[I]n some circumstances, the Fourth Amendment deems unreasonable and thus unconstitutional an officer’s unannounced entry into a dwelling”); State v. Campana, 112 Ohio App.3d 297, 678 N.E.2d 626, 629-30 (1996) (reversing a resisting arrest conviction because the arresting officers illegally entered the home). In the latter case, the court concluded that an entry in violation of the knock and announce rule without exigent circumstances constitutes an unlawful entry. Campana, 678 N.E.2d at 629-30. Similarly, in Alley v. Bettencourt, 134 Ohio App.3d 303, 730 N.E.2d 1067, 1072 (1999), an Ohio court of appeals stated that “[generally, officers may not lawfully make a warrantless and noncon-sensual entry into a suspect’s home to make an arrest,” implying that an arrest is rendered unlawful, and thereby unable to support a resisting arrest conviction, when an illegal home entry occurs.

Defendants assert that by pleading guilty to resisting arrest under the Ohio statute, Plaintiff Aaron Hayward admitted that his arrest was lawful and he is therefore barred from asserting that the officers perpetrated an illegal home entry to effectuate his arrest. In response, Plaintiff primarily cites one case in support of his claim that a court will uphold a conviction for resisting arrest even where it was effectuated after an illegal home entry. See City of Middleburg Heights v. Theiss, 28 Ohio App.3d 1, 501 N.E.2d 1226 (1985). However, the primary underlying criminal conviction in Theiss was for assault on an officer. Unlike Ohio’s resisting arrest statute, Ohio’s assault statute does not require a lawful arrest as an element of the offense. The court did, however, indicate that an illegal home entry renders an arrest unlawful. The court stated, “The United States Supreme Court has repeatedly held [ ] that searches and seizures inside a home without a warrant are presumptively unreasonable.... The Fourth Amendment gives [an occupant] a constitutional right to refuse to consent to entry and search. The assertion of that right cannot be a crime.” Theiss, 501 N.E.2d at 1229 (citing Camara v. Mun. Ct., 387 U.S. 523, 530-33, 87 S.Ct. 1727, 18 L.Ed.2d 930 (1967); Schneckloth v. Bustamonte, 412 U.S. 218, 233, 93 S.Ct. 2041, 36 L.Ed.2d 854 (1973)). Additionally, the court recognized that “an individual can lawfully refuse to consent to a warrantless search.” Id. at 1230.

Plaintiff asserts that in resisting arrest, he “exercised his lawful right ... to resist and prevent Defendants’ warrantless, non-consensual and violent entry into his home.... Moreover, Aaron’s decision to use his foot and body to keep shut the *614 wooden door that stood between his family and the Defendants’ unconstitutional and illegal entry was legal.” Pis.’ Br. at 34. Through this argument, Plaintiff attempts to do exactly what Heck bars: justify his acts of resistance and contest his conviction for resisting arrest. If Plaintiff were to succeed on an illegal home entry claim, it would render his arrest unlawful and imply the invalidity of his underlying guilty plea for resisting arrest. Therefore, the district court properly denied this claim as barred under Heck.

4. Powers and the Favorable Termination Requirement

Plaintiff Aaron Hayward asserts that regardless of this Court’s decisions on the preceding arguments, Heck’s favorable termination requirement — that the conviction or sentence has been reversed, expunged, or invalidated — does not apply to his ease. He cites this Court’s decision in Powers v. Hamilton Cnty. Pub. Defender Comm’n for the proposition that “the favorable-termination requirement does not preclude § 1983 lawsuits by persons who could not have their convictions or sentences impugned through habeas review.” 501 F.3d 592, 600 (6th Cir.2007) (citing Heck, 512 U.S. at 500, 114 S.Ct. 2364 (Souter, J., concurring)). This Court held in Powers that “a § 1983 plaintiff is entitled to a Heck exception if the plaintiff was precluded ‘as a matter of law’ from seeking habe-as redress, but not entitled to such an exception if the plaintiff could have sought and obtained habeas review while still in prison but failed to do so.” Id. at 601. In S.E. v. Grant Cnty. Bd. of Educ., 544 F.3d 633, 638-39 (6th Cir.2008), this Court applied Powers to hold that Heck’s favorable termination requirement does not apply where, due to the length of a sentence, a petitioner was unable to assert a habeas claim. Powers logically extends to situations in which petitioners elect to participate in pretrial diversion programs to avoid trial and possible jail time. For example, in one Ohio case, Powers applied such that Heck did not bar a petitioner’s constitutional claims after he was merely fined for his criminal conduct and was never eligible for habeas corpus relief. Embassy Realty Invs., LLC v. City of Cleveland, 877 F.Supp.2d 564, 575 (ND.Ohio 2012) (citing Powers, 501 F.3d at 603). In the instant case, Plaintiff Aaron Hayward pleaded guilty to resisting arrest and paid a fine rather than spending an extensive amount of time in jail. He was ineligible for habeas review because he did not serve a sentence long enough to assert a claim challenging his conviction. Therefore, he claims that Powers means Heck is inapplicable to his case.

Defendants respond by arguing that Plaintiff waived the argument after failing to assert it in the district court or, in the alternative, because Ohio collateral estoppel law bars such an argument.

The Supreme Court has repeatedly held it will not consider an argument that a petitioner failed to assert in the courts below. See, e.g., Grupo Mexicano de De-sarrollo S.A. v. Alliance Bond Fund, Inc., 527 U.S. 308, 318 n. 3, 119 S.Ct. 1961, 144 L.Ed.2d 319 (1999) (“Because this argument was neither raised nor considered below, we decline to consider it”); Roberts v. Galen of Va., Inc., 525 U.S. 249, 253-54, 119 S.Ct. 685, 142 L.Ed.2d 648 (1999) (“Although respondent presents two alternative grounds for affirmance of the decision below, we decline to address these claims at this stage in the litigation ... [because] these claims do not appear to have been sufficiently developed below for us to assess them....”); Dep’t of Revenue v. Kurth Ranch, 511 U.S. 767, 772 n. 9, 114 S.Ct. 1937, 128 L.Ed.2d 767 (1994) (“The issue was not raised below, so we do not address it.”). Similarly, this Court explained in Scottsdale Ins. Co. v. Flowers *615 “that an argument not raised before the district court is waived on appeal to this Court.” 513 F.3d 546, 552 (6th Cir.2008). 5 In United States v. Flint, for example, this Court was unwilling to address a double jeopardy claim that was crucial to a criminal defendant’s case because it was not raised or argued in the district court. 394 Fed.Appx. 273, 279 (6th Cir.2010).

Plaintiffs had ample opportunity to brief this issue in their responses to Defendants’ motions, yet they failed to do so. This Court deviates from the general waiver rule explained above only when it “would produce a plain miscarriage of justice” or when there are exceptional circumstances that militate against finding a waiver. Scottsdale Ins. Co., 513 F.3d at 552 (internal quotation marks omitted). The following factors aid this Court in determining whether to consider a waived claim:

1) whether the issue newly raised on appeal is a question of law, or whether it requires or necessitates a determination of facts; 2) whether the proper resolution of the new issue is clear and beyond doubt; 3) whether failure to take up the issue for the first time on appeal will result in a miscarriage of justice or a denial of substantial justice; and 4) the parties’ right under our judicial system to have the issues in their suit considered by both a district judge and an appellate court.

Friendly Farms v. Reliance Ins. Co., 79 F.3d 541, 545 (6th Cir.1996). This Court will exercise its discretion “to prevent manifest injustice and to promote procedural efficiency” where “the proper resolution is beyond any doubt or where injustice ... might otherwise result.” Taft Broad. Co. v. United States, 929 F.2d 240, 244 (6th Cir.1991) (internal quotation marks omitted). However, issues not raised in the trial court may be addressed on appeal for the first time only if the issue “is presented with sufficient clarity and completeness and its resolution will materially advance the progress of [ ] already protracted litigation.” Pin ney Dock & Transp. Co. v. Penn. Cent. Corp., 838 F.2d 1445, 1461 (6th Cir.1988).

This Court “ha[s] rarely exercised such discretion,” Scottsdale Ins. Co., 513 F.3d at 552, and these factors, as applied to the instant case, do not militate in favor of allowing this Court to exercise its discretion to entertain Plaintiffs Powers argument. Although application of Powers in this case is a question of law, it is not an issue for which resolution is clear beyond doubt, and a district court should have had the opportunity to consider the facts in this case to determine whether Powers applies. Plaintiff has failed to demonstrate any exceptional circumstances that prevented him from asserting this argument before the district court. Plaintiff is not a pro se litigant. He was represented by counsel before the district court, and he continues to be represented by counsel on appeal. He had every opportunity to raise his Powers argument in any one of his three amended complaints or other filings *616 before the district court, yet he failed to do so. As this Court has found waiver in far more sympathetic cases and Plaintiff fails to assert that he is entitled to application of an exception, this Court declines consideration of Plaintiffs Powers argument. 6

C. Plaintiffs Annie and Essex Hayward’s Illegal Home Entry Claim

The district court found that Heck also barred Plaintiffs Annie and Essex Hayward’s § 1983 illegal home entry claim. The court, in ordering Plaintiffs to file a second amended complaint, stated as follows:

Here, Plaintiff Aaron Hayward pled guilty in state court to resisting arrest in violation of O.R.C. § 2921.33. Under Heck, Plaintiffs’ claims of excessive force and unlawful entry to effectuate Aaron’s arrest — including the claims of both Aaron and his parents, Essex and Annie Hayward[] — are barred to the extent that they relate to any use of force by the police officers before Aaron was arrested and stopped resisting arrest.... The amended complaint must specifically allege the application of force after Aaron was arrested and subdued....

(R. 29, 4/3/2012 Order, at 462.) The district court made this determination without citing any authority that extends Heck to the § 1983 claims of third parties. Heck does not apply to third-party § 1983 claims. In Heck, the Supreme Court addressed a situation where “a state prisoner seeks damages in a § 1983 suit” and a “district court [would have to] consider whether a judgment in favor of the plaintiff would necessarily imply the invalidity of his conviction or sentence.” 512 U.S. at 487, 114 S.Ct. 2364 (emphasis added). The Court was concerned that “ § 1983 and the federal habeas corpus statute, 28 U.S.C. § 2254, were ‘on a collision course.’ ” Dyer, 488 F.3d at 880 (quoting Heck, 512 U.S. at 492, 114 S.Ct. 2364 (Souter, J., concurring)). Because such a concern does not extend to the civil rights claims of third parties, the district court erred in applying Heck to bar Plaintiffs Annie and Essex Hayward’s § 1983 claim.

On appeal, Defendants concede that Heck does not apply to third-party § 1983 claims. 7 Rather than agreeing with the district court’s application of Heck, Defendants assert that Plaintiffs Annie and Essex Hayward abandoned their claims regarding the officers’ pre-arrest conduct. They cite case law from various other circuits to support their claim that the elder Haywards abandoned their § 1983 claim for illegal entry when they filed the second amended complaint from which they removed all of their claims for pre-arrest conduct. Plaintiffs argue in response that because their claims were dismissed on the merits, they were not required to reassert those claims in subsequent amended complaints.

In granting in part Defendants’ motions for judgment on the merits, the district court stated in its December 28, 2012 Amended Order that “[b]ecause the Court has already dismissed the Haywards’ Fourth Amendment unreasonable entry claim on the merits, the Court will construe the proposed Third Amended Complaint as bringing only Aaron Hayward’s excessive force claim against Defendants based on the arresting officers’ pre-arrest conduct.” (R. 58,12/28/2012 Am. Order, at 778-79 (emphasis added).) The district court also explained that the proposed third amended complaint sought to “reassert ] the Fourth Amendment unreason *617 able entry claim of Aaron and his parents ... which latter claim the Court has already dismissed on the merits.” (Id. at 778 (emphasis added).) Annie and Essex Hayward’s claim for illegal home entry, therefore, was dismissed on the merits by the district court. Plaintiffs do not seek to resurrect a claim that has already been abandoned. Instead, they attempt to appeal the district court’s dismissal of their claim on the merits.

Generally, amended pleadings supersede original pleadings. 6 Charles Alan Wright & Arthur R. Miller, Federal Practice and Procedure § 1476 (3d ed.2010) [hereinafter Wright & Miller] (“Once an amended pleading is interposed, the original pleading no longer performs any function in the case and any subsequent motion made by an opposing party should be directed at the amended pleading.”). Defendants cite cases that stand for the proposition that a plaintiff may not rely on claims asserted in a former complaint if a subsequent, voluntarily amended complaint does not include those claims. In Clark v. Johnston, 413 Fed.Appx. 804, 811-12 (6th Cir.2011), this Court applied that rule where the petitioner voluntarily amended his complaint to include additional defendants. The Court explained that because the petitioner “did not clearly indicate that he intended his amended pleading to supplement, rather than supersede, his original pleading,” it was proper to consider only the amended complaint. Id. at 812. See also Drake v. City of Detroit, 266 Fed.Appx. 444, 448 (6th Cir.2008) (“Although Drake pleaded a claim for abuse of process in his original complaint filed in state court, that complaint is a nullity, because an amended complaint supercedes all prior complaints”); Tolen v. Ashcroft, 377 F.3d 879, 882 n. 2 (8th Cir.2004) (finding waiver where the petitioner voluntarily dismissed claims from his first amended complaint and failed to reassert them in the next complaint).

Plaintiffs did not voluntarily amend their complaints. As the district court’s order indicates, they amended their complaints in response to the district court’s threatened dismissal of their former complaints. The waiver rule should not be applied to the instant case. Although this Court has not clearly established a rule on this particular issue, other circuits’ case law provides persuasive authority. For example, although the Ninth Circuit formerly required repleading of an argument that has already been dismissed with prejudice by the district court, it has since changed course, reflecting the general trend in other circuits. See Lacey v. Maricopa County, 693 F.3d 896, 927 (9th Cir.2012) (en banc) (internal quotation marks omitted) (“Although the general rule is that an amended complaint supercedes the original complaint and renders it without legal effect, most courts have concluded that the plaintiff does not forfeit the right to challenge the dismissal on appeal simply by filing an amended complaint that does not re-allege the dismissed claim.”). The Second Circuit, too, does not require the “repleading of a claim or defense that explicitly has been denied.” In re Crysen/Montenay Energy Co., 226 F.3d 160, 162 (2d Cir.2000). Currently, “[m]ost circuits refuse to require a plaintiff to re-plead dismissed claims in order to preserve the right to appeal the dismissal,” particularly because an attempt to reallege the claim would likely be futile. Young v. City of Mount Ranier, 238 F.3d 567, 572 (4th Cir.2001). 8

“It ... is not logical to deny a party the right to appeal simply because the party *618 decides to abide by the court’s order and amend the pleading rather than allowing an adverse judgment to be entered and taking an immediate appeal.” Wright & Miller § 1476. In the instant case, where the district court acknowledged that it dismissed Plaintiffs’ pre-arrest claims on the merits, it would be illogical to deny them the right to appeal those claims simply because they failed to include them in subsequent pleadings. Therefore, Plaintiffs Annie and Essex Hayward did not abandon their § 1983 claim for illegal entry.

Plaintiffs Annie and Essex Hayward have alleged enough factual matter to make plausible a claim for illegal entry. See Iqbal, 556 U.S. at 678, 129 S.Ct. 1937. Defendants assert that the officers were justified in entering Plaintiffs’ home because they were in hot pursuit of Plaintiff Aaron Hayward or faced exigent circumstances. However, Plaintiffs cite sufficient facts and case law to support their argument that Defendants entered their home without an arrest warrant, without exigent circumstances or hot pursuit.

In O’Brien v. City of Grand Rapids, 23 F.3d 990, 998 (6th Cir.1994), this Court explained that “[i]n a civil damage suit, whether exigent circumstances existed to excuse a warrantless arrest is a question for the jury provided that, given the evidence on the matter, there is room for a difference of opinion.” In the instant case, there is room for a difference of opinion based on the facts as alleged in the complaint. Plaintiffs assert that the officer who followed Aaron to his residence did not first approach the home to effectuate the arrest. Instead, he radioed for assistance and waited approximately ten to fifteen minutes before additional officers arrived at the scene. There is no evidence in the record indicating that Aaron posed a physical threat to himself or any individuals inside the home, and there is no indication that evidence of illegal conduct would be uncovered inside the home such that exigent circumstances required immediate entry. At this stage in the litigation, where this Court must “accept all of the complaint’s factual allegations as true,” Plaintiffs Annie and Essex Hayward have alleged sufficient facts to prevail over Defendants’ motion for judgment on the pleadings. Aho, 219 Fed.Appx. at 422. Therefore, this Court remands Annie and Essex Hayward’s illegal home entry claim for further consideration by the district court.

D. Plaintiffs Annie and Essex Hay-wards’ State Law Claims

1. Intentional Infliction of Emotional Distress

In addition to their federal civil rights claims, Plaintiffs Annie and Essex Hayward allege that Defendants committed intentional infliction of emotional distress on the evening in question. 9 Under *619 Ohio law, to prevail on a claim for intentional infliction of emotional distress, a plaintiff must establish the following four elements:

1) that the actor either intended to cause emotional distress or knew or should have known that actions taken would result in serious emotional distress to the plaintiff; 2) that the actor’s conduct was so extreme and outrageous as to go beyond all possible bounds of decency and was such that it can be considered as utterly intolerable in a civilized community; 3) that the actor’s actions were the proximate cause of plaintiffs psychic injury; and 4) that the mental anguish suffered by plaintiff is serious and of a nature that no reasonable man could be expected to endure it.

Pyle v. Pyle, 11 Ohio App.3d 31, 463 N.E.2d 98, 103 (1983) (internal citations and quotation marks omitted).

In Ohio, an emphasis is placed on the seriousness of the emotional distress. Yeager v. Local Union 20, Teamsters, Chauffeurs, Warehousemen & Helpers of America, 6 Ohio St.3d 369, 453 N.E.2d 666, 671 (1983), abrogated on other grounds by Welling v. Weinfeld, 113 Ohio St.3d 464, 866 N.E.2d 1051 (2007). “The key to liability ... is whether the defendant’s conduct in the instant matter rises to a level of outrageousness necessary to permit recovery.” Baab v. AMR Servs. Corp., 811 F.Supp. 1246, 1269 (N.D.Ohio 1993). Ohio takes direction from the Restatement Second to define “extreme and outrageous conduct”:

It has not been enough that the defendant has acted with an intent which is tortious or even criminal, or that he has intended to inflict emotional distress, or even that his conduct has been characterized by “malice,” or a degree of aggravation which would entitle the plaintiff to punitive damages for another tort. Liability has been found only where the conduct has been so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized community. Generally, the case is one in which the recitation of the facts to an average member of the community would arouse his resentment against the actor, and lead him to exclaim, “Outrageous!”

Restatement (Second) of Torts § 46 cmt. d (1965). This is a narrow definition: “[T]o say that Ohio courts narrowly define ‘extreme and outrageous conduct’ would be something of an understatement.” Baab, 811 F.Supp. at 1269 (citing Anthony v. TRW, Inc., 726 F.Supp. 175, 181 (N.D.Ohio 1989)). In fact, “mere insults, indignities, threats, annoyances, petty oppressions, or other trivialities” cannot sustain a claim of intentional infliction of emotional distress. Yeager, 453 N.E.2d at 671 (internal quotation marks omitted). To make out a pri-ma facie case, a petitioner must be able to demonstrate that he has suffered emotional distress that is “both severe and debilitating.” Paugh v. Hanks, 6 Ohio St.3d 72, 451 N.E.2d 759, 765 (1983).

At this stage in the proceedings, where Plaintiffs Annie and Essex Hayward need only plead “sufficient factual matter to render the legal claim plausible,” we believe Annie and Essex Hayward are entitled to proceed on their intentional infliction of emotional distress claim. Fritz, 592 F.3d at 722 (internal quotation marks omitted). As alleged, around 4:00 a.m., without announcing a reason for their dis *620 turbance, six armed, uniformed officers pounded on Plaintiffs’ front door, repeatedly demanding that they “open the fucking door.” (R. 30, Second Am. Compl., at 477.) Although Plaintiffs refused entry, the officers used the butts of their shotguns to break down two locked doors to enter Plaintiffs’ home without a warrant or exigent circumstances. They blindly deployed tasers into Plaintiffs’ occupied home while shouting racial epithets, shocked and beat Aaron Hayward while calling him a “black nigger,” and then threatened an innocent, elderly couple with physical violence — all because of a few minor traffic violations. Defendants’ actions resulted in Plaintiffs’ emotional distress and Essex Hayward’s hospitalization. These are neither “mere insults” nor “petty oppressions.” See Knox v. Hetrick, No. 91102, 2009 WL 792357, at *9 (Ohio Ct. App. Mar. 26, 2009). To the contrary, this was a violent, traumatic invasion, effected through an alarming and unnecessary show of force.

Plaintiffs Annie and Essex Hayward have pleaded sufficient facts to make plausible a claim that Defendants’ conduct “was so extreme and outrageous as to go beyond all possible bounds of decency and was such that it can be considered as utterly intolerable in a civilized community.” Pyle, 463 N.E.2d at 103 (internal quotation marks omitted). Therefore, we remand to allow Plaintiffs their day in court on this claim.

2. Assault

Plaintiffs Annie and Essex Hayward also appeal the district court’s dismissal of their assault claim. Under Ohio law, assault is defined as “the willful threat or attempt to harm or touch another offensively, which threat or attempt reasonably places the other in fear of such contact.” Smith v. John Deere Co., 83 Ohio App.3d 398, 614 N.E.2d 1148, 1154 (1993). “The threat or attempt must be coupled with a definitive act by one who has the apparent ability to do the harm or to commit the offensive touching.... [And] the actor [must have known] with substantial certainty that his or her act would bring about harmful or offensive contact.” Id.

Plaintiffs Annie and Essex Hayward allege that one of the officers threatened to punch them in the mouth if they failed to produce identification. They claim that this threat, in and of itself, was sufficient to constitute the definitive act required for success on an assault claim. Additionally, they assert that in the moments preceding the threat, the same officer violently invaded their home against their consent and tased their son for more than thirty seconds, rendering him incapacitated and in need of medical treatment.

Defendants counter, however, that although threats were made on the night in question, Plaintiffs fail to allege a sufficient definitive act accompanying these threats, as is required under Ohio law. Defendants cite Coyle v. Stebelton, No. 00CA74, 2001 WL 704462, at *3 (Ohio Ct. App. June 15, 2001), to support their argument. In Coyle, an Ohio court of appeals held in favor of an appellee who “did not make any physical gesture toward appellant indicating an offensive touching was imminent.” Id. Without such a gesture that could constitute a definitive act toward the appellant, he was unable to prevail in proving the elements of assault. Id.

Even reading the facts as alleged in the light most favorable to Plaintiffs, which this Court must do when reviewing a district court’s grant of a motion for judgment on the pleadings, Plaintiffs have failed to satisfy all requirements for assault under Ohio law. Although Plaintiffs were threatened by the officers, who had the apparent ability to do harm or commit an offensive touching, Plaintiffs have not *621 alleged facts to demonstrate the occurrence of a definitive act accompanying the threats. The most they allege as definitive acts is the violent entry into their home and the tasing of their son. However, Ohio tort law requires that the definitive act be perpetrated against the person alleging the assault. See, e.g., Brooks v. Lady Foot Locker, No. 22297, 2005 WL 1163018, at *3 (Ohio Ct.App. May 18, 2005); Coyle, 2001 WL 704462, at *3. Because Plaintiffs Annie and Essex Hayward have failed to demonstrate the perpetration of a definitive act against their persons, they cannot allege sufficient facts to support an assault claim. Therefore, this Court affirms the district court’s dismissal of Plaintiffs’ assault claim.

III.

CONCLUSION

Because the district court erred in granting Defendants’ motion to dismiss Annie and Essex Hayward’s § 1983 claim for illegal home entry and their state law intentional infliction of emotional distress claim, this Court REVERSES and REMANDS for further proceedings on those issues. As to Plaintiffs’ other claims, including Aaron Hayward’s § 1983 claims and Annie and Essex Hayward’s state law assault claim, the district court properly granted Defendants’ motions for judgment on the pleadings; therefore, this Court AFFIRMS the district court’s judgment as to those claims.

1

. Citations to the record are accompanied by reference to Page ID numbers.

2

. Although the complaints assert that Plaintiff Aaron Hayward was already in custody when dragged out to the driveway, Plaintiffs' brief before this Court states that the officers "physically dragged Aaron from inside his residence to his driveway outside, where they got him under control and cuffed him.” Pis.’ Br. at 12. Plaintiffs do not allege additional force was used against Aaron after he was officially handcuffed and arrested.

3

. The Ohio Judicial Conference codified this holding in the Ohio Jury Instructions, under which excessive force is an affirmative defense to a resisting arrest charge. 2 Ohio Jury Instructions § 521.33(11) (2009).

4

. Plaintiff cites case law from other circuits to support an argument that "multiple distinct factual contexts can exist over the course of a civil plaintiff’s interaction with police officers [and that] a civil plaintiff may be lawfully arrested and convicted for resisting arrest in one context, while suffering unconstitutional excessive force in another, separate and distinct context, without running afoul of Heck's favorable termination requirement.” Pis.’ Br. at 28. In each of these cases, the courts have allowed § 1983 claims to proceed where the alleged excessive force and the resistance occurred during different, distinct moments in time. See, e.g., Hooper v. San Diego, 629 F.3d 1127, 1134 (9th Cir.2011); Dyer, 488 F.3d at 884; Martinez v. Albuquerque, 184 F.3d 1123, 1126-27 (10th Cir.1999); Nelson v. Jashurek, 109 F.3d 142, 145-46 (3d Cir.1997). Although these cases present strong arguments, they are not consistent with the law of this Court, which has only gone as far as to allow a § 1983 claim for excessive force where the alleged force occurred after the resistance and the completion of the arrest. Plaintiffs even acknowledge this fact in their Motion for Leave to File a Third Amended Complaint. (R. 56, Pis.’ Mot. for Leave, at 745 (“Currently, if a § 1983 plaintiff has been convicted of resisting arrest, the Sixth Circuit ‘Heck bars' any § 1983 claim for police misconduct if the misconduct occurs before the civil plaintiffs arrest is completed ”).) And even if this Court were to adopt some of these arguments, Plaintiff Aaron Hayward’s case does not present more than one factual context. Instead, the facts of this case present a single factual context in which the officers' use of force was responsive to Plaintiff's acts of resistance and occurred before his arrest.

5

. See also El Bey v. Roop, 530 F.3d 407, 412 (6th Cir.2008) (expressing an unwillingness to apply the waiver exception where a pro se plaintiff failed to raise an important issue related to his Miranda rights in the lower court); Cochran v. United Parcel Serv., Inc. 137 Fed.Appx. 768, 772 (6th Cir.2005) (holding that plaintiff waived an argument regarding the pretext of her termination after failing to provide any exceptional circumstances that would explain her waiver and where it would not result in a miscarriage of justice to decline consideration of the issue); United States v. Universal Mgmt. Servs., Inc., 191 F.3d 750, 758 (6th Cir.1999) ("Because the issue was not raised in the district court below, Appellants have waived their right to argue the point on appeal”); White v. Anchor Motor Freight, Inc., 899 F.2d 555, 559 (6th Cir.1990) ("This court will not decide issues or claims not litigated before the district court.”).

6

. Because this Court resolves the Powers issue on waiver grounds, it need not consider Defendants' argument regarding collateral es-toppel.

7

. Defendants conceded during oral argument that Heck does not bar Plaintiffs Annie and Essex Hayward’s § 1983 claim.

8

. See also In re Atlas Van Lines, Inc., 209 F.3d 1064, 1067 (8th Cir.2000) ("This court ... does recognize an exception to the amended complaint rule.... [in circumstances where] a district court orders a party to amend its *618 complaint or when the decision to amend is otherwise involuntary...Varnes v. Local 91 Glass Bottle Blowers Ass’n of U.S. & Canada, 674 F.2d 1365, 1370 (11th Cir.1982) ("Varnes was not barred, by consenting to the dismissal and filing the amended complaint, from raising on appeal the correctness of the dismissal order”); Wilson v. First Houston Inv. Corp., 566 F.2d 1235, 1238 (5th Cir.1978), judgment vacated on other grounds by First Houston Inv. Corp. v. Wilson, 444 U.S. 959, 100 S.Ct. 442, 62 L.Ed.2d 371 (1979) ("[W]e hold that plaintiff, by filing an amended complaint after a dismissal with leave to amend, was not barred from raising on appeal the correctness of the dismissal order.”).

9

. It appears that Plaintiffs also attempted to allege a claim of negligent infliction of emotional distress in their various complaints. However, as Defendants point out, Plaintiffs failed to complete this argument in their briefs before this Court. “[IJssues adverted to in a perfunctory manner, unaccompanied by some effort at developed argumentation, are deemed waived. It is not sufficient for a *619 party to mention a possible argument in the most skeletal way, leaving the court to ... put flesh on its bones.” McPherson v. Kelsey, 125 F.3d 989, 995-96 (6th Cir.1997) (internal citation and quotation marks omitted). As a result, this Court does not address Plaintiffs' negligent infliction of emotional distress claim.

2.4.2.7 Wendell Griffin v. Baltimore Police Department 2.4.2.7 Wendell Griffin v. Baltimore Police Department

Wendell GRIFFIN, Plaintiff-Appellant, v. BALTIMORE POLICE DEPARTMENT; Jerry Landsman; Donald Kincaid; Edward Brown, Defendants-Appellees.

No. 14-1494.

United States Court of Appeals, Fourth Circuit.

Argued: Sept. 17, 2015.

Decided: Oct. 27, 2015.

*693 ARGUED: Charles N. Curlett, Jr., Lev-in & Curlett LLC, Baltimore, Maryland, for Appellant. Daniel C. Beck, Baltimore City Law Department, Baltimore, Maryland, for Appellees. ON BRIEF: Sarah F. Lacey, Levin & Curlett LLC, Baltimore, Maryland, for Appellant. George A. Nilson, City Solicitor of Baltimore City, Suzanne Sangree, Chief, Glenn Marrow, Deputy Chief, Police Legal Affairs Division, Baltimore City Law Department, Baltimore, Maryland, for Appellees.

Before WILKINSON, AGEE, and HARRIS, Circuit Judges.

Affirmed by published opinion. Judge WILKINSON wrote the opinion, in which Judge AGEE and Judge HARRIS joined. Judge HARRIS wrote a separate concurring opinion.

WILKINSON, Circuit Judge:

Plaintiff Wendell Griffin seeks damages for police and prosecution withholding of evidence in violation of Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), during his 1982 murder trial. The district court dismissed his case, holding it barred by Heck v. Humphrey, which prohibits § 1983 claims for damages that would “necessarily imply the invalidity” of a plaintiffs prior conviction. 512 U.S. 477, 487, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994). For the reasons that follow, we affirm.

I.

On March 8, 1982, Griffin was convicted by a jury in Baltimore City Circuit Court *694for the April 22, 1981 murder of James Williams Wise and also for a related weapons charge. He was sentenced to life in prison. The Maryland Court of Special Appeals affirmed Griffin’s convictions on April 4, 1983, and., the Maryland Court of Appeals denied Griffin’s petition for certio-rari on April 11,1984.

Griffin filed a pro se petition for state post-conviction relief, but it was withdrawn without prejudice on February 23, 1993. He then filed another petition, this one claiming that he received ineffective assistance of counsel, on April 19, 1995. The Baltimore City Circuit Court denied this petition on December 13,1996.

On October 31, 1997, over fifteen years after his conviction, Griffin sought federal habeas relief in the United States District Court for the District of Maryland. The petition was denied on June 11, 1998, and this court declined to issue a certificate of appealability. Griffin v. Sizer, 161 F.3d 2 (4th Cir.1998).

Over a decade later, on June 10, 2010, Griffin filed a pro se petition seeking post-conviction DNA testing of certain evidence pursuant to Md.Code, Crim. Proc. § 8-201. In response to this petition, the court appointed Griffin counsel, who filed a Maryland Public Information Act request seeking records from the Baltimore City Police Department. These documents allegedly revealed that Baltimore City Police Department detectives withheld from the defense exculpatory evidence, including exculpatory photo-arrays, exculpatory witness statements, proof of a break in the chain of custody over keys found at the crime scene, and evidence that tended to inculpate another person.

On August 4, 2011, the Baltimore City Circuit Court conducted an evidentiary hearing to consider Griffin’s arguments. It found that Maryland had conducted a reasonable search for evidence secured in connection with Griffin’s case, and it indicated that it would address the question of whether any withholding of evidence was intentional at a later hearing.

On February 2, 2012, Griffin again moved for state post-conviction relief. Then, on May 23, 2012, the Baltimore City Circuit Court granted Griffin’s unopposed motion to modify his sentence to time served. Griffin was placed on three years of unsupervised probation, but the probation was terminated early on December 19, 2012.

Griffin, no longer in custody, sued the Baltimore City Police Department and three of its former detectives for damages under 42 U.S.C. § 1983. The United States District Court for the District of Maryland, noting that Griffin had “ample opportunity to seek federal review ... pri- or to his release from incarceration,” J.A. 108, dismissed his claims pursuant to the bar set forth in Heck v. Humphrey. This appeal followed.

II.

We shall briefly review at the outset the principles underlying Heck before proceeding to the core of Griffin’s claim. In Heck, the Supreme Court identified two potential problems lying at the intersection of the major statutory schemes relevant to prisoner litigation: habeas corpus and § 1983. The first problem goes to consistency. If a § 1983 plaintiff could win damages premised on the wrongfulness of a still-valid conviction, there would be “two conflicting resolutions” of a single controversy. Heck, 512 U.S. at 484, 114 S.Ct. 2364. All things considered, it would be best not to have law at odds with itself.

The second problem goes to the proper observance of Congress’s specified means of federal post-conviction review. Habeas corpus, and not § 1983, is the ex-*695elusive federal remedy for state prisoners seeking actual release from confinement. Preiser v. Rodriguez 411 U.S. 475, 487-90, 93 S.Ct. 1827, 36 L.Ed.2d 439 (1973). Congress has limited this remedy, moreover, by requiring habeas petitioners to exhaust their claims in state forums and by limiting a federal court’s ability to review a state court’s adjudication of the merits of a claim. See 28 U.S.C. § 2254. If, however, a § 1983 plaintiff could win damages premised on a still-valid conviction, then that plaintiff could circumvent these limitations and mount “a collateral attack on [a] conviction through the vehicle of a civil suit.” Heck, 512 U.S. at 484, 114 S.Ct. 2364.

The Supreme Court attempted to forestall these two problems by prohibiting § 1983 claims implicating issues more appropriately resolved via federal habeas corpus or state post-conviction relief. Specifically, the Court held that

to recover damages for ... harm caused by actions whose unlawfulness would render a conviction or sentence invalid, a § 1983 plaintiff must prove that the conviction or sentence has been reversed on direct appeal, expunged by executive order, declared invalid by a state tribunal authorized to make such determination, or called into question by a federal court’s issuance of a writ of habeas corpus, 28 U.S.C. § 2254.

Id. at 485, 114 S.Ct. 2364. Through what has become known as the “favorable termination requirement,” Nelson v. Campbell, 541 U.S. 637, 646—47, 124 S.Ct. 2117, 158 L.Ed.2d 924 (2004), the Court ensured that § 1983 litigation would not result in inconsistent judgments or retrials of old state convictions through pathways other than those delineated by Congress.

Heck itself makes clear, however, that § 1983 actions that do not “necessarily” imply the invalidity of a prior conviction “should be allowed to proceed, in the absence of some other bar to the suit.” Heck, 512 U.S. at 487, 114 S.Ct. 2364. The need to avoid inconsistent judgments and prevent litigants from evading the procedural requirements of federal habeas corpus is not present when a § 1983 claim would not actually undermine a valid conviction. In Skinner v. Switzer, for example, the Court held that Skinner’s suit for DNA testing was cognizable under § 1983, because the testing would not “necessarily” undermine the validity of his conviction. 562 U.S. 521, 534, 131 S.Ct. 1289, 179 L.Ed.2d 233 (2011). It might instead only incriminate him further. Id.

While § 1983 suits seeking DNA testing may proceed around the Heck bar, § 1983 actions based on Brady claims may not. Skinner itself makes this distinction clear. “Unlike DNA testing, which may yield exculpatory, incriminating, or inconclusive results, a Brady claim, when successful postconviction, necessarily yields evidence undermining a conviction: Brady evidence is, by definition, always favorable to the defendant and material to his guilt or punishment.” Skinner, 562 U.S. at 536, 131 S.Ct. 1289; see also Brady, 373 U.S. at 87, 83 S.Ct. 1194 (‘We now hold that the suppression by the prosecution of evidence favorable to an accused upon request violates due process where the evidence is material.”). The Court’s careful explanation of this distinction prevents us from allowing its decision in Skinner to “spill over to claims relying on Brady.” Skinner, 562 U.S. at 536, 131 S.Ct. 1289.

What we have here, then, are § 1983 claims predicated on alleged Brady violations which would, if proven, necessarily imply the invalidity of Griffin’s convictions. And those convictions have not been “reversed on direct appeal, expunged by executive order, declared invalid by a state tribunal ... or called into question by a federal court’s issuance of a writ of *696habeas corpus.” Heck, 512 U.S. at 487, 114 S.Ct. 2364. Under Heck, therefore, they may not be collaterally attacked through § 1983 now.

That Griffin is no longer in custody does not change this result. The Heck bar is “not rendered inapplicable by the fortuity that a convicted criminal is no longer incarcerated.” Id. at 490 n. 10, 114 S.Ct. 2364. This rule prevents would-be § 1983 plaintiffs from bringing suit even after they are released from custody and thus unable to challenge their conviction through a habeas petition. Were the rule otherwise, plaintiffs might simply wait to file their § 1983 actions until after their sentences were served, and thereby transform § 1983 into a new font of federal post-conviction review.

Successful resolution of Griffin’s § 1983 claims would necessarily undermine the validity of Griffin’s prior convictions. Griffin’s claims would appear therefore to fall within the core of the Heck bar.

III.

Griffin argues, however, that he is not subject to Heck even though his claims would necessarily undermine his convictions. He points to Wilson v. Johnson, which recognizes an exception to the Heck bar in eases where a litigant “could not, as a practical matter, [have sought] habeas relief’ while in custody. 535 F.3d 262, 268 (4th Cir.2008). Griffin argues that he qualifies for this exception because he could not successfully pursue habeas relief while “deprived of the exculpatory evidence hidden by the police.” Appellant’s Op. Br. at 37. There are several problems with his position.

In Wilson, this Court considered a § 1983 claim for damages alleging that the State of Virginia improperly extended Wilson’s sentence by approximately three months. Wilson, 535 F.3d at 263. Wilson’s case presented a potential problem identified by Justice Souter in Heck: because federal habeas suits may be filed only by individuals who are “in custody,” 28 U.S.C. 2254(a), petitioners with short sentences might find their claims moot before they could prosecute them. Without § 1983 as a backstop, these petitioners might lack access to federal courts altogether. See Heck, 512 U.S. at 500-02, 114 S.Ct. 2364 (Souter, J., concurring); see also Spencer v. Kemna, 523 U.S. 1, 20-21, 21 n. *, 118 S.Ct. 978, 140 L.Ed.2d 43 (1998) (Souter, J., concurring). After accepting Wilson’s assertion that exhausting his claims prior to his release was impossible, see Wilson, 535 F.3d at 268 n. 8, we held that his action was cognizable under § 1983, id. at 267-68. Had we held otherwise, Wilson would have been entirely “left without access to a federal court.” Id. at 268.

We applied a similar rationale in Covey v. Assessor of Ohio County. There, Covey was sentenced to not less than one and not more than five years of home confinement. 777 F.3d 186, 191 (4th Cir.2015). He brought suit under § 1983 later the next year, by which time his home confinement was complete. Id. at 198. We held that Heck did not bar Covey’s claims “for purposes of the defendants’ motions to dismiss,” and that the district court should decide after discovery whether Covey was “unable to pursue habeas relief because of insufficient time or some other barrier.” Id. In discussing Wilson’s holding, moreover, we suggested that the Heck exception does not extend to just any petitioner who, by virtue of no longer being in custody, cannot seek habeas relief. Rather, the exception applies only if a petitioner could not have “practicably sought habeas relief while in custody.” Id. at 197 (citing Wilson, 535 F.3d at 267-68).

*697Together, Covey and Wilson delineate the Heck bar’s narrow exception. A would-be plaintiff who is no longer in custody may bring a § 1983 claim undermining the validity of a prior conviction only if he lacked access to federal habeas corpus while in custody.1

Griffin did not lack access to habe-as relief while in custody. While Wilson had only a few months to make a habeas claim, and while Covey had at most a little over a year, Griffin had three decades. And Griffin actually did bring a federal habeas petition during his time in custody. Although his petition was denied, the fact that he was able to file it demonstrates that the concern animating Wilson and Covey — that a citizen unconstitutionally punished might lack an opportunity for federal redress if kept in custody for only a short period of time — is absent in this case.

.Griffin argues that he never had the opportunity to achieve meaningful habeas relief because evidence necessary to his case remained in the hands of the Baltimore Police Department. Appellant’s Op. Br. at 28, 39. But likelihood of success is not the equivalent of opportunity to seek relief. And even if it were, nothing in the record suggests that Griffin sought the relevant records (much less encountered resistance to their production) until he filed his Maryland Public Information Act request in 2010. That law, meanwhile, has been in effect since 1970. Maryland Public Information Act Manual, 1-1- (13th ed., Oct. 2014). Lack of information did not take away Griffin’s opportunity for meaningful habeas relief.

While our precedent makes -clear that lawful access to federal habeas corpus is the touchstone of our inquiry, Griffin’s case is further undercut by the fact that he did eventually receive actual notice of possible official misconduct and still did not pursue additional federal habeas relief. In declining to except Brady claims from the rule in Heck v. Humphrey, Skinner, 562 U.S. at 536-37, 131 S.Ct. 1289, the Supreme Court recognized that the adversary process does not as a rule require a potential respondent to give notice to a potential petitioner of every claim, meritorious or otherwise, that the petitioner may possess. Griffin knew of possible police misconduct by, at the latest, August 4, 2011, the date of his evidentiary hearing in the Baltimore City Circuit Court. His custody did not terminate until over sixteen months later, on December 19, 2012. The habeas “in custody” requirement, moreover, applies only at the time of filing, not throughout the case. Carafas v. LaVallee, 391 U.S. 234, 238-39, 88 S.Ct. 1556, 20 L.Ed.2d 554 (1968); Wolfe v. Clarke, 718 F.3d 277, 286 n. 10 (4th Cir.2013). Griffin would have had only to file his petition during those sixteen months. He did not do so.

In sum, Griffin has identified no impediment to habeas access warranting an expansion of the Heck exception. In fact, to dissolve the Heck bar for a damages suit some thirty years after a still-valid conviction for a plaintiff who not only could but did file a federal habeas petition would permit the Heck exception to swallow the rule.

IV.

It is important not to disassociate Griffin’s case from- the broader context of *698which it is part. The usual federal remedy for Griffin, as for all those who challenge unlawful state confinement, is habeas corpus. Congress has simultaneously provided and circumscribed this remedy so as to preserve the sensitive balance between state and federal courts. The most recent major habeas statute — the 1996 Antiter-rorism and Effective Death Penalty Act (AEDPA) — -was written with the “principles of comity, finality, and federalism” in mind. Williams v. Taylor, 529 U.S. 420, 436, 120 S.Ct. 1479, 146 L.Ed.2d 435 (2000).

These concerns are not novel. The Supreme Court has long recognized the importance of “the relations existing, under our system of government, between the judicial tribunals of the Union and of the States,” and that “the public good requires that those relations be not disturbed by unnecessary conflict between courts equally bound to guard and protect rights secured by the constitution.” Ex parte Royall, 117 U.S. 241, 251, 6 S.Ct. 734, 29 L.Ed. 868 (1886). Indeed, “the trial of a criminal case in state court” has always been understood “as a decisive and portentous event,” Wainwright v. Sykes, 433 U.S. 72, 90, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977), and one which commands a decent measure of federal respect. Griffin’s conviction, after all, is a state conviction, and it is one in which Maryland, the rendering jurisdiction, retains an interest.

Limits on federal habeas corpus recognize, moreover, that the states often already provide many avenues of post-conviction relief. Maryland, for example, allows certain offenders who are no longer in custody to challenge their convictions by means of an “independent, civil action” known as a “petition for writ of error coram nobis.” Smith v. State, 219 Md.App. 289, 100 A.3d 1204, 1206 (2014) (citing Skok, v. State, 361 Md. 52, 760 A.2d 647 (2000)). Maryland also permits convicted persons to file petitions for writs of actual innocence on the basis of newly discovered evidence. Md.Code, Crim. Proc. § 8-301. Additionally, the Maryland Constitution empowers the governor to issue an executive pardon. Md. Const. art. II, § 20, cl. 1.2 And the Maryland Board of Public Works may grant compensation to pardoned persons. Md.Code, State Fin. & Proc. § 10-501. Each of these forms of relief is in addition to Maryland’s standard direct appeal and collateral review procedures. See Md.Code, Crim. Proc. § 7-101-09. Griffin may or may not qualify for any or all of these remedies; that is for Maryland to decide. But nothing prevents Maryland from creating new means of invalidating his convictions or paying him damages if it wishes to do so. Maryland is an “independent sovereign!] with plenary authority to make and enforce [its] own laws as long as [it] do[es] not infringe on federal constitutional guarantees.” Danforth v. Minnesota, 552 U.S. 264, 280, 128 S.Ct. 1029, 169 L.Ed.2d 859 (2008).

As the Supreme Court recently observed, federal habeas corpus “intrudes” on state sovereignty “to a degree matched by few [other] exercises of federal judicial authority.” Harrington v. Richter, 562 U.S. 86, 103, 131 S.Ct. 770, 178 L.Ed.2d 624 (2011). This observation is not inapplicable to Brady claims like Griffin’s, which can take a federal court deep into a state’s criminal case, and which may not be *699amenable to a quick look-see. Whether alleged Brady evidence was exculpatory might lend itself to a quick read, but whether it was material, another critical element of a Brady claim, cannot invariably be decided in a vacuum, but only by reviewing the total context of the state prosecution. Brady claims may thus involve an exhaustive exhumation of state proceedings, a process which in turn implicates the Supreme Court’s concerns about premature intrusions upon the established principles of dual sovereignty. This intrusion, if brought in habeas corpus, is constitutionally and statutorily authorized. But collateral attacks are not to be undertaken with abandon or in a manner that disregards the conscientious efforts of state judges and juries both to provide and protect the safety of their citizens and to safeguard their precious rights. All of this counsels against accepting Griffin’s invitation to turn § 1983 into some routine vehicle for challenging long-settled state convictions.

We close by noting that our decision sounds in procedure, not substance. We express no opinion on the actual merits of Griffin’s Brady claims. Our holding is not meant to bar him from seeking a remedy for possible police misconduct. The remedy of habeas corpus was open to him in the past, and he may retain state remedies he can pursue in the future. We hold only that the vehicle he has presently chosen is not, at least not now, an appropriate one under Supreme Court and circuit precedent. Should his convictions at some point be invalidated, he might again attempt a § 1983 suit free of any Heck bar. Until then, however, we must affirm the judgment of the district court.

AFFIRMED.

. Access to federal habeas corpus comes part and parcel with the restrictions Congress has placed on invocations of the writ. A statute of limitations’ expiration, for example, would not in this sense deprive a petitioner of access to the federal courts. By access we mean access to federal habeas corpus as provided under the enactments of Congress that apply to a petitioner during his time in custody.

. Some courts have held that, while not strictly an "expungement by executive order,” a pardon still suffices to lift the Heck bar. See, e.g., Wilson v. Lawrence Cty., Mo., 154 F.3d 757, 760-61 (8th Cir.1998); Snyder v. City of Alexandria, 870 F.Supp. 672, 681 (E.D.Va.1994). That question is not before us, and we do not address it.

PAMELA HARRIS, Circuit Judge,

concurring:

I join the majority’s opinion, which cogently explains the principles underlying Heck v. Humphrey, 512 U.S. 477, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994), and the federalism concerns that counsel federal respect for state convictions. And I agree that Griffin’s § 1983 suit cannot proceed consistent with Heck, at least unless and until his state conviction is invalidated.

As the majority explains, Griffin was on notice of the alleged Brady violation in his case at some point before August 4, 2011, the date on which the Baltimore City Circuit Court conducted a hearing on Griffin’s Brady claim, and yet did not pursue federal habeas relief then or during the additional sixteen months he spent in custody. Maj. Op. at 697-98.* Our court has not precisely delineated the scope of the Heck “exception” it recognized in Wilson v. Johnson, 535 F.3d 262, 265-68 (4th Cir.2008), and Covey v. Assessor of Ohio County, 777 F.3d 186, 197-98 & n. 11 (4th Cir.2015). But in a case like this, where the petitioner’s full term of custody was more than long enough to allow for access to habeas relief, see Maj. Op. at 696, then I agree that the exception can apply only if the petitioner could not have “practicably sought habeas relief’ during that period of custody, id. at 696 (quoting Covey, 777 F.3d at 197). And whether or not Griffin “practicably” could have sought habeas relief before he actually discovered the alleged Brady material, cf. Heck, 512 U.S. at 502, 114 S.Ct. 2364 (Souter, J., concurring) (suggesting that Heck bar does not apply “to a person who discovers after his release from prison that ... state officials deliberately withheld exculpatory material”), he has provided no explanation, in his pleadings or on appeal, as to why he could not have pursued habeas relief after that *700discovery and before the termination of his custody. See Maj. Op. at 697.

Finally, I echo the majority’s clarification of. an important point: Our holding expresses no view on the merits of Griffin’s Brady claim and does not bar Griffin from seeking a remedy for any Brady violation he has suffered. Id. at 699. On Griffin’s account, his allegations were substantial enough that the Baltimore City Circuit Court was prepared to order a new trial unless the government agreed to his release from prison after more than thirty years served. If Griffin’s claim is indeed meritorious, then under Heck, it is the State of Maryland that has the authority and also the obligation to provide a remedy, or to invalidate Griffin’s conviction and allow a federal court to do so under § 1983 and free of the Heck bar.

Citations to "Maj. Op.” refer to the majority slip opinion.

2.4.3 Immunities 2.4.3 Immunities

2.4.3.1 Pierson v. Ray 2.4.3.1 Pierson v. Ray

PIERSON et al. v. RAY et al.

No. 79.

Argued January 11, 1967.

Decided April 11, 1967. *

*548 Carl Rachlin argued the cause for petitioners in No. 79 and for respondents in No. 94. With him on the briefs was Melvin L. Wulf.

Elizabeth Watkins Rulen Grayson argued the cause for respondents in No. 79 and for petitioners in No. 94. With her on the brief was Thomas H. Watkins.

*

Together with No. 94, Ray et al. v. Pierson et al., also on certiorari to the same court.

Mr. Chief Justice Warren

delivered the opinion of Court.

These cases present issues involving the liability of local police officers and judges under § 1 of the Civil Rights Act of 1871, 17 Stat. 13, now 42 U. S. C. § 1983.1 Peti*549tioners in No. 79 were members of a group 'of 15 white and Negro ..Episcopal clergymen who attempted to use segregated facilities at an interstate bus terminal in Jackson, Mississippi, in 1961. They were arrested by respondents Ray, Griffith, and Nichols, policemen of the City of Jackson, and charged with violating § 2087.5 of the Mississippi Code, which makes guilty of a misdemeanor anyone who congregates with others in a public place under circumstances such that a breach of the peace may be occasioned thereby, and refuses to move on when ordered to do so by a police officer.2 Petitioners3 waived a jury trial and were convicted of the offense by respondent Spencer, a municipal police justice. They were each given the maximum sentence of four months in jail and *550a fine of $200. On appeal petitioner Jones was accorded a trial de novo in the County Court, and after the city produced its evidence the court granted his motion for a directed verdict. The cases against the other petitioners were then dropped.

Having been vindicated in the County Court, petitioners brought this action for damages in the United States District Court for the Southern District of Mississippi, Jackson Division, alleging that respondents had violated § 1983, supra, and that respondents were liable at common law for false arrest and imprisonment. A jury returned verdicts for-respondents on both counts. On appeal, the Court of Appeals for the Fifth. Circuit held that respondent Spencer was immune from liability under both § 1983 and the common law of Mississippi for acts committed within his judicial jurisdiction. 352 F. 2d 213. As to the police officers, the court noted that § 2087.5 of the Mississippi Code was held unconstitutional as applied to similar facts in Thomas v. Mississippi, 380 U. S. 524 (1965).4 Although Thomas was decided years after the arrest involved in this trial, the court held that the policemen would be liable in a suit under § 1983 for ¡an unconstitutional arrest even if they acted in good faith and with probable cause in making an 1 arrest under a state statute not yet held invalid. The court believed that this stern result was required by Monroe v. Pape, *551365 U. S. 167 (1961). Under the count based oh the common law of Mississippi, however, it held that the policemen would not be liable if they had probable cause to believe that the statute had been violated, because Mississippi law does not require police officers to predict at their peril which state laws are constitutional and which are not. Apparently dismissing the common-law claim,5 the Court of Appeals reversed and remanded for a new trial on the § 1983 claim against the police officers because defense counsel had been allowed to cross-examine the ministers on various irrelevant and prejudicial matters, particularly including an alleged convergence of their views on racial justice with those of the Communist Party. At the new trial, however,, the court held that the ministers could not recover if it were proved that they went to Mississippi anticipating that they would be illegally arrested because such action would constitute consent to the arrest under the principle of volenti non fit injuria, he'who consents to a wrong cannot be injured.

We granted certiorari in No. 79 to consider whether a local judge is liable for damages under § 1983 for an unconstitutional conviction and whether the ministers should be denied recovery against the police officers if they acted with the anticipation that they would be illegally arrested. We also granted the police officers’ petition in No. 94 to determine if the Court of Appeals correctly held that they could not assert the defense of *552good faith and probable cause to an action under § 1983 for unconstitutional arrest.6

The evidence at the federal trial showed that petitioners and other Negro and white Episcopal clergymen undertook a “prayer pilgrimage” in 1961 from New Orleans to Detroit. The purpose of the pilgrimage was to visit church institutions and other' places-in the North and South to promote racial equality and integration, and, finally, to report to a church convention in Detroit. Letters from the leader of the group to its members indicate that the clergymen intended from the beginning to go to Jackson and attempt to use segregated facilities at the bus terminal there, and that they fully expected to be arrested for doing so. The group made plans based on the assumption that they would be arrested if they attempted peacefully to exercise their right as interstate travelers to use the waiting rooms and other, facilities at the bus terminal, and the letters discussed arrangements for bail and other matters relevant to arrests.

The ministers stayed one night in Jackson, and went to the bus terminal the next morning to depart for Chattanooga, Tennessee. They, entered the waiting room, disobeying a sign at the entrance that announced “White Waiting Room Only — By Order of the Police Department.” They then turned to enter the small terminal restaurant but were stopped by two Jackson police officers, respondents Griffith and Nichols, who had been awaiting their arrival and who ordered them to “move on.” The ministers replied that they wanted to eat, *553and refused to move on. Respondent' Ray, then a police captain and now the deputy chief of police, arrived a few minutes later. The ministers were placed under arrest and taken to the jail.

All witnesses including the police officers agreed that the ministers entered the waiting room peacefully and engaged in no boisterous or objectionable conduct while in the “White Only” area. There was conflicting testimony on the number of bystanders present and their behavior. Petitioners testified that there was no crowd at the station, that no one followed them into the waiting room, and that no one uttered threatening words or made threatening gestures. The police testified that some 25 to 30 persons followed the ministers into the terminal, .that persons in the crowd were in a very dissatisfied and ugly mood, and that they were mumbling and making unspecified threatening gestures. The police did not describe any specific threatening incidents, and testified that they took no action against any persons in the crowd who were threatening violence because they “had determined that the ministers was the cause of the violence if any might occur,” 7 although the ministers were concededly orderly and polite and the police did not claim that it was beyond their power to control the allegedly disorderly crowd. The arrests and convictions were followed by this lawsuit.

We find no difficulty in agreeing with the Court of Appeals that Judge Spencer is immune from liability for damages for his role in these convictions. The record is barren of any proof or specific allegation that Judge Spencer played any role in these arrests and convictions other than.to adjudge petitioners guilty when their cases came before his court.8 Few doctrines were more solidly *554established at common law than the immunity of judges from liability for damages for acts committed within their judicial jurisdiction, as this Court recognized when it adopted the doctrine, in Bradley v. Fisher, 13 Wall. 335 (1872). This immunity applies even when the judge is accused of acting maliciously and corruptly, and it “is not for the protection or benefit of a malicious or corrupt judge, but for the benefit of the public, whose interest it is that the judges shoúld be at liberty to exercise their functions with independence and without fear of consequences.” (Scott v. Stansfield, L. R. 3 Ex. 220, 223 (1868), quoted in Bradley v. Fisher, supra, 349, note, at 350.) It is a judge’s duty to decide'all cases within his jurisdiction that are brought before him, including controversial cases that arouse the most intense feelings in the litigants. His errors may be corrected on appeal, but he should not have to fear that unsatisfied litigants may hound him with litigation charging malice or corruption. Imposing such a burden on judges would contribute not to principled and fearless decision-making but to intimidation.

We do.not believe that this settled principle of law was abolished by ••§ 1983, which makes liable “every person” who under color of law deprives another person of his civil rights. The legislative record gives no clear indication that Congress meant to abolish wholesale all common-law immunities. Accordingly, this Court held in Tenney v. Brandhove, 341 U. S. 367 (1951), that the immunity of legislators for acts within the legislative role was not abolished. The immunity of judges for acts within the judicial role is equally well established, and *555we presume that Congress would have specifically so provided had it wished to abolish the doctrine.9

The common law has never granted police officers an absolute and unqualified immunity, and the officers in this case do not claim that they are entitled to one. Their claim is rather that they should not be liable if they acted in good faith and with probable cause in making an arrest under a statute that they believed to be valid. Under the prevailing view in this country a peace officer who arrests someone with probable catise is not liable for false arrest simply because the innocence of the suspect is later proved. Restatement, Second, Torts § 121 (1965); 1 Harper & James, The Law of Torts § 3.18, at 277-278 (1956); Ward v. Fidelity & Deposit Co. of Maryland, 179 F. 2d 327 (C. A. 8th Cir. 1950). A policeman’s lot is not so unhappy that he must choose between being charged with dereliction of duty if he does not arrest when he has probable cause, and being mulcted in damages if he does. Although the matter is not entirely free from doubt,10 the same consideration would seem to require excusing him from liability for acting under a statute that he reasonably believed to be valid but that was later held unconstitutional, on its face or as applied.

The Court of Appeals held that the officers had such á limited privilege under the common law of Mississippi,11 and indicated that it would have recognized a similar privilege under § 1983 except that it felt compelled to hold otherwise by our decision in Monroe v. Pape, 365 U. S. *556167 (1961). Monroe v. Pape presented no question of immunity, however, and none was decided. The complaint in that case alleged that “13 Chicago police officers broke into petitioners’ home in the early morning, routed them from bed, made them stand naked in the living room, and ransacked évery room, emptying drawers and ripping mattress covers. It further allege[d] that Mr. Monroe was then taken to the police station and detained on ‘open’ charges for 10 hours, while he was interrogated about a two-day-old murder, that he was not taken before a magistrate, though one was accessible, that he was not permitted to call his family or attorney, that he was subsequently released without criminal charges being preferred against him.” 365 U. S., at 169. The police officers did not choose to go to trial and defend the case on the hope that they could convince a jury that they believed in good faith that it was their duty to assault Monroe and his. family in this manner. Instead, they sought dismissal of the complaint, contending principally that their activities were so plainly illegal under state law that they did not act “under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory” as required by § 1983. In rejecting this argument we- in no way intimated that the defense of good faith and probable cause was foreclosed by the statute. We also held that the complaint should not be'dismissed for failure to state that the officers had “a specific intent to deprive a person of a federal right,” but this holding, which related to requirements of pleading, carried no implications as to which defenses would be available to the police officers. As we went on to say in the same paragraph, § 1983 “should be read against the background of tort liability that makes a man responsible for the natural consequences of his actions.” 365 U. S., at 187. Part of the background of tort liability, in the *557case of police officers making an arrest, is the defense of good faith and probable cause.

We hold that the defense of good faith and probable cause, which the Court of Appeals found available to the officers in the common-law action for false arrest and imprisonment, is also available to. them in the action under § 1983. This holding does not, however, mean that the count based thereon should be dismissed. The Court of Appeals ordered dismissal of the common-law count on the theory that the police officers were not required to predict our decision in Thomas v. Mississippi, 380 U. S. 524. We agree that a police officer is not charged with predicting the future course of constitutional law. But the petitioners in this case did not simply argue that they were arrested under a statute later held unconstitutional. They claimed and attempted to prove that the police officers arrested them solely for attempting to use the “White Only” waiting room, that no crowd was present, and that no one threatened violence or seemed about to cause a disturbance. The officers did not defend on the theory that they believed in good faith that it was constitutional to arrest the ministers solely for using the waiting room. Rather, they claimed and attempted to prove that they did not arrest the ministers for the purpose of preserving the custom of segregation in Mississippi, but solely for the purpose of preventing violence. They testified, in contradiction to the ministers, that a crowd gathered and that imminent violence was likely. If the jury believed the testimony of the officers and disbelieved that of the ministers, and if the jury found that the officers reasonably believed in good faith that the arrest was constitutional, then a verdict for the officers would follow even though the arrest was in fact unconstitutional. The jury did resolve the factual issues in favor of the officers but, for reasons previously stated, *558its verdict was influenced by irrelevant and prejudicial evidence. Accordingly, the case must be remanded to the trial court for a new trial.

It is necessary to decide what importance should be given at the new trial to the substantially undisputed fact that the petitioners went to Jackson expecting to be illegally arrested. We do not agree with the Court of Appeals that they somehow consented to the arrest because of their anticipation that they would be illegally arrested, even assuming that they went to the Jackson bus terminal for the sole purpose of testing their rights to unsegregated public accommodations. The case contains no proof or allegation that they in any way tricked or goaded the officers into arresting them. The petitioners had the right to use the waiting room of the Jackson bus terminal, and their deliberate exercise of that right in a peaceful, orderly, and inoffensive manner does not disqualify them from seeking damages under § 1983.12

The judgment of the Court of Appeals is affirmed' in part and reversed in part, and the cases are remanded for further proceedings consistent with this opinion.

It is so ordered.

“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to ■ be subjected, any citizen of the United States t>r other person within' the jurisdiction thereof to the deprivation of' any *549rights, privileges, or-immunities secured by the. Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.” 42 U. S. C. § 1983.

“1. Whoever with intent to provoke a breach of the peace, or under circumstances such that a breach of the peace may be occasioned thereby:

“(1) crowds or congregates with others in . . . any hotel, motel, store, restaurant, lunch counter, cafeteria, sandwich shop, ... or any other place of business engaged in selling or serving members of the public, or in or around any free entrance to any such place of business or public building, -or to any building- owned by another individual, or a corporation, or a partnership or an association, and who fails or refuses to disperse and move on, or disperse or move on, when ordered so to do by any law enforcement officer of any municipality, or county, in which such act or acts are committed, or by any law enforcement officer of the State of Mississippi, or any other authorized person, . . . shall be guilty of disorderly conduct, which is made a misdemeanor, and, upon conviction thereof, shall be punished by a fine of not more than two hundred dollars ($200.00), or imprisonment in the county jail for not more than four (4) months, or by both such fine and imprisonment . . . .”

The ministers involved in No. 79 will -be designated as “petitioners” throughout this opinion, although they- are the respondents in No. 94.

In Thomas various “Freedom Riders” were arrested and convicted under circumstances substantially similar to the facts of these cases. The police testified, that they ordered the “Freedom Riders” to leave because they feared that onlookers might breach the peace. We reversed without argument or opinion, citing Boynton v. Virginia, 364 U. S. 454 (1960). Boynton held that racial discrimination in a bus terminal restaurant utilized as an integral part of the transportation of interstate passengers violates § 216 (d) of the Interstate Commerce Act. State enforcement of such discrimination is barred by the Supremacy Clause.

Respondents read the court’s opinion as remanding for a new trial on this claim. The court stated, however, that the officers “are immune from liability for false imprisonment at common law but not from liability for violations of the Federal statutes on civil rights. It therefore follows that there should be a new trial of the civil rights claim against the appellee police officers so that there may be a determination of the fact issue as to whether the appellants invited or consented to the arrest and imprisonment.” 352 F. 2d, at 221.

Respondents did not challenge in their petition in No. 94 the holding of the Court of Appeals that a new trial is necessary because of the prejudicial cross-examination. Belatedly, they devoted -a section of their brief to the contention that the cross-examination was proper. This argument is no more meritorious than it is timelj-. The views of the Communist Party on racial equality were not an issue in these cases.

Transcript of Record, at 347. (Testimony of Officer Griffith.)

Petitioners attempted to suggest a “conspiracy” between Judge Spencer and the police officers by questioning him about his reasons *554for finding petitioners guilty in these cases and by showing that he had found other “Freedom Riders” guilty under similar circumstances in previous eases. The proof of conspiracy never went beyond this suggestion that inferences could be drawn from Judge. Spencer’s judicial decisions. See Transcript of Record, at 352-371.

Since our decision in Tenney v. Brandhove, supra, the courts of appeals have consistently held that judicial immunity is a defense to an action under § 1983. See Bauers v. Heisel, 361 F. 2d 581 (C. A. 3d Cir. 1966), and cases cited therein.

See Caveat, Restatement, Second, Torts §121, at 207-208 (1965); Miller v. Stinnett, 257 F. 2d 910 (C. A. 10th Cir. 1958).

See Golden v. Thompson, 194 Miss. 241, 11 So. 2d 906 (1943).

The petition for certiorari in No. 79 also presented the question whether the Court of Appeals correctly dismissed the count based on the common law of Mississippi. We do not ordinarily review the holding of a court of appeals on a matter of state law, and we find no reason for departing from that tradition in this case. The state common-law claim in this case is merely' cumulative, and petitioners’ right to recover for an invasion of their civil rights, subject to the defense of good faith and probable cause, is adequately secured by § 1983.

Mr. Justice Douglas,

dissenting.

I do not think that all judges, under all circumstances, no matter hqw outrageous their conduct are immune ' *559from suit under 17 Stat. 13, 42 U. S. C. § 1983. The Court’s ruling is not justified by the admitted need for a vigorous and independent judiciary, is not commanded by the common-law doctrine of judicial immunity, and does not follow inexorably from our prior decisions.

The statute, which came on the.books as § 1 of the Ku Klux Klan Act of April 20, 1871,17 Stat. 13, provides that “every person” who under color of state law or custom “subjects, or causes to be subjected, any citizen . . . to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.” To most, “every person” would mean every person, not every person except judges. Despite the plain import of those words, the Court decided- in Tenney v. Brandhove, 341 U. S. 367, that state legislators are immune from suit as long as the deprivation of civil rights which they caused a person occurred while the legislators “were acting in a field where legislators traditionally have power to act.” Id., at 379; I dissented from the creation of that judicial exception as I do from the creation of the present one.

The congressional purpose seems to me to be clear. A condition of lawlessness existed in certain of the States, under which people were being denied their civil rights. Congress intended to provide a remedy for the wrongs being perpetrated. And its members were not unaware that certain members of the judiciary were implicated in the state of affairs which the statute was intended to rectify. It was often noted that “[ijmmunity is given to crime, and the records of the public tribunals are searched in vain for any evidence of effective redress.” Cong. Globe, 42d Cong., 1st Sess., 374. Mr. Rainey of South Carolina noted that “[T]he courts are in many instances under the control of those who are wholly inimical to the impartial administration of law and equity.” Id., at 394. *560Congressman Beatty of Ohio claimed that it was the duty of Congress to listen to the appeals of those who “by reason of popular sentiment or secret organizations or prejudiced juries or bribed judges, [cannot] obtain the rights andi.privileges due an American. citizen . . . .” Id., at 429. The members supporting the proposed measure were apprehensive that there had been a complete breakdown in the administration of justice in certain States and that laws nondiscriminatory on their face were being applied in a discriminatory manner, that the newly won civil rights of the Negro were being ignored, and that the Constitution was being defied. It was against this background that the section was passed, and it is against this background that it should be interpreted.

It is said that, at the timé of the statute’s enactment, the doctrine of judicial immunity was well settled and that Congress cannot be presumed to have intended to abrogate the doctrine since it did not clearly evince such a' purpose. This view is beset by many difficulties. It assumes that Congress could and should specify in advance all the possible circumstances to which a remedial statute might apply and state which cases are within the scope of a statute.

“Underlying [this] view is an atomistic conception of intention, coupled with what may be called a pointer theory of meaning. This view conceives the mind to be directed toward individual things, rather than toward general ideas, toward distinct situations of fact rather than toward some significance in human affairs that these situations may share. If this view were taken seriously, then we would have, to regard the intention of the draftsman of a statute directed against ‘dangerous weapons’ as being directed toward an endless series of individual objects: re*561volvers, automatic pistols, daggers, Bowie knives, etc. If a court applies the statute to a weapon its draftsman had not thought of, then it would be ‘legislating,’ not ‘interpreting,’ as even more obviously it would be if it were to apply the statute to a weapon not yet invented when the statute was passed.” Fuller, The Morality of Law 84 (1964).

Congress of course acts in the context of existing common-law rules, and in construing a statute a court considers the “common law before the making of the Act.” Heydon’s Case, 3 Co. Rep. 7 a, 76 Eng. Rep. 637 (Ex. 1584). But Congress enacts a statute to remedy the inadequacies of the pre-existing law, including the common law.1 It cannot be presumed that the common law is the perfection of reason, is superior to statutory law (Sedgwick, Construction of Statutes 270 (1st ed. 1857); Pound, Common Law and Legislation, 21 Harv. L. Rev. 383, 404-406 (1908)), and that the legislature always changes law for the worse. Nor should the canon of construction “statutes in derogation of the common law are to be strictly construed” be applied so as to weaken a remedial statute whose purpose is to remedy the defects of the pre-existing law.

The position that Congress did not intend to change the common-law rule of judicial immunity ignores the fact that every member of Congress who spoke to the issue assumed that the words of the statute meant what they said and that judges would be liable. Many members of Congress objected to the statute because it im*562posed liability on members of the judiciary. Mr. Arthur of Kentucky opposed the measure because:

“Hitherto ... no judge or court has been held liable, civilly or criminally, for judicial acts . . . . Under the provisions of [section 1] every judge in the State court . . . will enter upon and pursue the call of official duty with the sword of Damocles suspended over him . . '. .” Cong. Globe, 42d Cong., 1st Sess., 365-366.

And Senator Thurman noted that:

“There have been two or three instances already under the civil rights bill of State judges being taken into the United States district court, sometimes • upon indictment for the offense ... of honestly and conscientiously deciding the law to be as they understood it to be. . . .
“Is [section 1] intended to perpetuate that? Is it intended to enlarge it? Is it intended to extend it so that no longer a judge sitting on the bench to decide causes can decide them free from any fear except that of impeachment, which never lies in the absence of corrupt motive? Is that to be extended, so that every judge of a State may be liable to be dragged before some Federal judge to vindicate his opinion and to be mulcted in damages if that Federal judge shall think the opinion was erroneous? That is the language of this bill.” Cong. Globe, 42d Cong., 1st Sess., Appendix 217. ■

Mr. Lewis of Kentucky expressed the fear that:

“By the first section, in certain cases, the judge of a State court, though acting under oath of office, is made liable to a suit in the Federal court and subject to damages for his decision against a suitor. ...” Cong. Globe, 42d Cong., 1st Sess., 385.

*563Yet despite the repeated fears of its opponents, and the explicit recognition that the section would subject judges to suit, the section remained as it was proposed: it applied to “any person.”2 There was no exception for members of the judiciary. In light of the sharply contested nature of the issue, of judicial immunity it would be reasonable to assume that the judiciary would have been expressly exempted from the wide sweep of the section, if Congress had intended such a result.

The section’s purpose was to provide redress for the deprivation of civil rights. It was recognized that certain members of the judiciary were instruments of oppression and were partially responsible for the wrongs to be remedied. The parade of cases coming to this Court shows that a similar condition now obtains in some of the States. Some state courts have been instruments of suppression of civil rights. The methods may have changed; the means may have become more subtle; but the wrong to be remedied still exists.

Today’s decision is not dictated by our prior decisions. In Ex parte Virginia, 100 U. S. 339, the Court held that a judge who excluded Negroes from juries could be held liable under the Act of March 1, 1875 (18 Stat. 335), one of the Civil Rights Acts. The Court assumed that the judge was merely performing a ministerial function. But it went on to state that the judge.would be liable under the statute even if his actions were judicial.3 It is one thing to say that the common-law doctrine of *564judicial immunity is a defense to a common-law cause of action. But it is quite another to say that the common-law immunity rulé is a defense to liability which Congress has imposed upon “any officer or other person,” as in Ex parte Virginia, or upon “every person” as in these cases.

The immunity which the Court today grants the judiciary is not necessary to preserve an independent judiciary. If the threat of civil action lies in the back-, ground of litigation, so the argument goes, judges will be reluctant to exercise the discretion and judgment inherent in their position and vital to the effective operation of the judiciary. We should, of course, not protect a member of the judiciary “who is in fact guilty of using his powers , to vent his spleen upon others, or for any other personal motive' not connected with- the public good.” Gregoire v, Biddle, 177 F. 2d 579, 581. To deny recovery to a person injured by the ruling of a judge acting for personal gain or out of personal motives would be “monstrous.” Ibid. But, it is argued that absolute immunity is necessary to prevent the chilling effects of a judicial inquiry, or the threat of such inquiry, into whether, in fact, a judge has been unfaithful to his oath of office. Thus, it is necessary to protect the guilty as well as the innocent.4

The doctrine of separation of powers is, of course, applicable only to the relations of coordinate branches of the- same government, not to the relations between the *565branches of the Federal Government and those of the States. See Baker v. Carr, 369 U. S. 186, 210. Any argument that Congress could not impose liability on state judges for the deprivation of civil rights would thus have to be based-upon the claim that doing so wpuld violate the theory of division of powers between the Federal and State Governments. This claim has been foreclosed by the cases recognizing “that Congress has the power to enforce provisions of the Fourteenth Amendment against those who carry a badge of authority of a State ... Monroe v. Pape, 365 U. S. 167, 171-172. In terms of the power of Congress, I can see no difference between imposing liability' on a state police officer (Monroe v. Pape, supra) and on a state judge. The question presented is not of constitutional dimension; it ⅛ solely a question of statutory interpretation.

The argument that the actions of public officials must not be subjected to judicial scrutiny because to do so would have an inhibiting effect on their work, is but a more sophisticated manner of saying “The King can do no wrong.” 5 Chief Justice Cockburn long ago disposed of the argument that liability would deter judges:

“I cannot believe that judges . . . would fail to discharge their duty faithfully and fearlessly according to their oaths and consciences . . . from any fear of exposing themselves to actions at law. I am persuaded that the number of such actions would be infinitely small and would be easily- disposed of. *566While, on the other hand, I can easily conceive cases in which judicial opportunity might be so perverted and abused for the purpose of injustice as that, on sound principles, the authors of such wrong ought to be responsible to the parties wronged.” Dawkins v. Lord Paulet, L. R. 5 Q. B. 94, 110 (C. J. Cockburn, dissenting).

This is not to say that a judge who makes an honest mistake should be subjected to civil liability. It is necessary to exempt judges from liability for the consequences of their honest mistakes. The judicial function involves an informed exercise of judgment. It is often necessary to choose between differing versions of fact, to reconcile opposing interests, and to decide closely contested issues. Decisions must often be made in the heat of trial. A vigorous and independent mind is needed to perform such delicate tasks. It would be unfair to. require a judge to exercise his independent judgment and then to punish him for having exercised it in a manner which, in retrospect, was erroneous. Imposing liability for mistaken, though honest judicial acts, would curb the independent mind and spirit needed to perform judicial functions. Thus, a judge who sustains a conviction on what he forthrightly considers adequate evidence should n<*t be subjected to liability when an appellate court decides that the evidence was not adequate. Nor should a judge who allows a conviction under what is later held an unconstitutional statute.

But that is far different from saying that a judge shall be immune from the consequences of any of his judicial actions, and that he shall not.be liable for the knowing and intentional deprivation of a person’s civil rights. What about the judge who conspires with local law enforcement officers to “railroad” a dissenter? What about the judge who knowingly turns a trial into a “kangaroo” court? Or one who intentionally flouts the. *567Constitution in order to obtain a conviction? Congress, I think, concluded that the evils of allowing intentional, knowing deprivations of civil rights to go unredressed far outweighed the speculative inhibiting effects which might attend an inquiry into a judicial deprivation of civil rights.6

The plight of the oppressed is indeed serious. Under City of Greenwood v. Peacock, 384 U. S. 808, the defendant cannot remove to a federal court to prevent a state court from depriving him of his civil rights. And under the rule announced today, the person cannot recover damages for the deprivation.

“Remedial statutes are to be liberally construed.” See generally, Llewellyn, Remarks on the Theory of Appellate Decision and the Rules or Canons About How Statutes Are To Be Construed, 3 Vand. L. Rev. 395 (1950); Llewellyn, The Common Law Tradition, Appendix C (1960).

As altered by the reviser who prepared the Revised Statutes of 1878, and as printed in 42 U. S. C. § 1983, the- statute refers to “every person” rather than to “any person.”

The opinion in Ex parte Virginia, supra, did not mention Bradley v. Fisher, 13 Wall. 335, which held that a judge could not be held liable for causing the name of an attorney to be struck from the court rolls. But in Bradley, the action was not brought under any of the Civil Rights Acts,

Other justifications for the doctrine of absolute immunity have been advanced: (1) preventing threat of suit from influencing decision; (2) protecting judges from liability for honest mistakes; (3) relieving judges of the time and expense of defending suits; (4) removing an impediment to responsible men entering the judiciary; (5) necessity of finality; (6) appellate review is satisfactory remedy; (7) the judge’s duty is to the public and not to the individual; (8) judicial self-protection; (9) separation of powers. See generally Jpnnings, Tort Liability of Administrative Officers, 21 Minn. L. Rev. 263, 274-272 (1937).

Historically judicial immunity was a corollary to that theory. Since the King could do no wrong, the judges, his delegates for dispensing justice, “ought not to be drawn into question for any supposed corruption [for this tends] to the slander of the justice of the King.” Floyd & Barker, 12 Co. Rep. 23, 25, 77 Eng. Rep. 1305, 1307 (Star Chamber 1607). Because the judges were the personal delegates of the King they should be answerable to him .alone. Randall v. Brigham, 7 Wall. 523, 539.

A judge is liable for injury caused by a ministerial act; to have immunity the judge must be performing a judicial function. See, e.. g., Ex parte Virginia, 100 U. S. 339; 2 Harper & James, The Law of Tort's 1642-1643 (1956). The presence of malice and the intention to deprive a person of his civil rights is wholly incompatible with the judicial function. When a judge acts intentionally and knowingly to deprive a person of his constitutional rights he exercises no discretion or individual judgment; he acts no longer as a judge, but as a “minister” of his own prejudices.

2.4.3.2 Stump v. Sparkman 2.4.3.2 Stump v. Sparkman

STUMP et al. v. SPARKMAN et vir

No. 76-1750.

Argued January 10, 1978

Decided March 28,1978

*350 White, J., delivered the opinion of the Court, in which Burger, C. J., and Blackmun, Rehnquist, and Stevens, JJ., joined. Stewart, J., filed a dissenting opinion, in which Marshall and Powell, JJ., joined, post, p. 364. Powell, J., filed a dissenting opinion, post, p. 369. Brennan, J., took no part in the consideration or decision of the case.

George E. Fruechtenicht argued the cause and filed briefs for petitioners.

Richard H. Finley argued the cause for respondents. With him on the brief was Eugene Gressman. *

The full text of the petition presented to Judge Stump read as follows:

“State of Indiana 1 County of DeKalb J
“PETITION TO HAVE TUBAL LIGATION PERFORMED ON MINOR AND INDEMNITY AGREEMENT
“Ora Spitler McFarlin, being duly sworn upon her oath states that she *352 is the natural mother of and has custody of her daughter, Linda Spitier, age fifteen (15) being bom January 24, 1956 and said daughter resides with her at 108 Iwo Street, Auburn, DeKalb County, Indiana.
“Affiant states that her daughter’s mentality is such that she is considered to be somewhat retarded although she is attending or has attended the public schools in DeKalb Central School System and has been passed along with other children in her age level even though she does not have what is considered normal mental capabilities and intelligence. Further, that said affiant has had problems in the home of said child as a result of said daughter leaving the home on several occasions to associate with older youth or young men and as a matter of fact having stayed overnight with said youth or men and about which incidents said affiant did not become aware of until after such incidents occurred. As a result of this behavior and the mental capabilities of said daughter, affiant believes that it is to the best interest of said child that a Tubal Ligation be performed on said minor daughter to prevent unfortunate circumstances to occur and since it is impossible for the affiant as mother of said minor child to maintain and control a continuous observation of the activities of said daughter each and every day.
“Said affiant does hereby in consideration of the Court of the DeKalb Circuit Court approving the Tubal Ligation being performed upon her minor daughter does hereby [sic] covenant and agree to indemnify and keep indemnified and hold Dr. John Hines, Auburn, Indiana, who-said affiant is requesting perform said operation and the DeKalb Memorial Hospital, Auburn, Indiana, whereas [sic] said operation will be performed, harmless from and against all or any matters or causes of action that could or might arise as a result of the performing of said Tubal Ligation.
“In witness whereof, said affiant, Ora Spitier McFarlin, has hereunto subscribed her name this 9th day of July, 1971.
“/s/ Ora Spitler McFarlin
Ora Spitier McFarlin
Petitioner
“Subscribed and sworn to before me this 9th day of July, 1971.
“/s/ Warren G. Sunday
Warren G. Sunday
Notary Public
*353 "My commission expires January 4,1975.
“I, Harold D. Stump, Judge of the DeKalb Circuit Court, do hereby approve the above Petition by affidavit form on behalf of Ora Spitler McFarlin, to have Tubal Ligation performed upon her minor daughter, Linda Spitler, subject to said Ora Spitler McFarlin covenanting and agreeing to indemnify and keep indemnified Dr. John Hines and the DeKalb Memorial Hospital from any matters or causes of action arising therefrom.
‘7s/ Harold D. Stump
Judge, DeKalb Circuit Court
“Dated July 9,1971”
*

Briefs of amici curiae urging affirmance were filed by Robert L. Burgdorf, Jr., for the American Coalition of Citizens with Disabilities et al.; by Bruce J..Ennis, Joel M. Gora, Paid Friedman, and Lawrence M. *351 Reuben for the American Civil Liberties Union et al.; and by Ronald M. Soskin for the National Center for Law and the Handicapped, Inc.

*351Me. Justice White

delivered the opinion of the Court.

This case requires us to consider the scope of a judge’s immunity from damages liability when sued under 42 U. S. C. 1 1983.

I

The relevant facts underlying respondents’ suit are not in dispute. On July 9, 1971, Ora Spitler McFarlin, the mother of respondent Linda Kay Spitler Sparkman, presented to Judge Harold D. Stump of the Circuit Court of DeKalb County, Ind., a document captioned “Petition To Have Tubal Ligation Performed On Minor and Indemnity Agreement.” The document had been drafted by her attorney, a petitioner here. In this petition Mrs. McFarlin stated under oath that her daughter was 15 years of age and was “somewhat retarded,” although she attended public school and had been promoted each year with her class. The petition further stated that Linda had been associating with “older youth or young men” and had stayed out overnight with them on several occasions. As a result of this behavior and Linda’s mental capabilities, it was stated that it would be in the daughter’s best interest if she underwent a tubal ligation in order “to prevent unfortunate circumstances . . . .” In the same document Mrs. McFarlin also undertook to indemnify and hold harmless Dr. John Hines, who was to perform the operation, and the DeKalb Memorial Hospital, where the operation was to take place, against all causes of action that might arise as a result of the performance of the tubal ligation.1

*352The petition was approved by Judge Stump on the same day. He affixed his signature as “Judge, DeKalb Circuit Court,” to the statement that he did “hereby approve the *353above Petition by affidavit form on behalf of Ora Spitler McFarlin, to have Tubal Ligation performed upon her minor daughter, Linda Spitler, subject to said Ora Spitler McFarlin covenanting and agreeing to indemnify and keep indemnified Dr. John Hines and the DeKalb Memorial Hospital from any matters or causes of action arising therefrom.”

On July 15, 1971, Linda Spitler entered the DeKalb Memorial Hospital, having been told that she was to have her appendix removed. The following day a tubal ligation was performed upon her. She was released several days later, unaware of the true nature of her surgery.

Approximately two years after the operation, Linda Spitler was married to respondent Leo Sparkman. Her inability to become pregnant led her to discover that she had been sterilized during the 1971 operation. As a result of this revelation, the Sparkmans filed suit in the United States District Court for the Northern District of Indiana against Mrs. McFarlin, her attorney, Judge Stump, the doctors who had performed and assisted in the tubal ligation, and the DeKalb Memorial Hospital. Respondents sought damages for the alleged violation of Linda Sparkman’s constitutional rights;2 also asserted were pendent state claims for assault *354and battery, medical malpractice, and loss of potential fatherhood.

Ruling upon the defendants’ various motions to dismiss the complaint, the District Court concluded that each of the constitutional claims asserted by respondents required a showing of state action and that the only state action alleged in the complaint was the approval by Judge Stump, acting as Circuit Court Judge, of the petition presented to him by Mrs. McFarlin. The Sparkmans sought to hold the private defendants liable on a theory that they had conspired with Judge Stump to bring about the allegedly unconstitutional acts. The District Court, however, held that no federal action would lie against any of the defendants because Judge Stump, the only state agent, was absolutely immune from suit under the doctrine of judicial immunity. The court stated that “whether or not Judge Stump’s ‘approval’ of the petition may in retrospect appear to have been premised on an erroneous *355view of the law, Judge Stump surely had jurisdiction to consider the petition and to act thereon.” Sparkman v. McFarlin, Civ. No. F 75-129 (ND Ind., May 13, 1976). Accordingly, under Bradley v. Fisher, 13 Wall. 335, 351 (1872), Judge Stump was entitled to judicial immunity.3

On appeal, the Court of Appeals for the Seventh Circuit reversed the judgment of the District Court,4 holding that the “crucial issue” was “whether Judge Stump acted within his jurisdiction” and concluding that he had not. 552 F. 2d, at 174. He was accordingly not immune from damages liability under the controlling authorities. The Court of Appeals also held that the judge had forfeited his immunity “because of his failure to comply with elementary principles of procedural due process.” Id., at 176.

We granted certiorari, 434 U. S. 815 (1977), to consider the correctness of this ruling. We reverse.

II

The governing principle of law is well established and is not questioned by the parties. As early as 1872, the Court recognized that it was “a general principle of the highest importance to the proper administration of justice that a judicial officer, in exercising the authority vested in him, [should] be free to act upon his own convictions, without apprehension of personal consequences to himself.” Bradley v. Fisher, supra, at 347.5 For that reason the Court held that “judges *356of courts of superior or general jurisdiction are not liable to civil actions for their judicial acts, even when such acts are in excess of their jurisdiction, and are alleged to have been done maliciously or corruptly.”6 13 Wall., at 351. Later we held that this doctrine of judicial immunity was applicable in suits under § 1 of the Civil Rights Act of 1871, 42 U. S. C. § 1983, for the legislative record gave no indication that Congress intended to abolish this long-established principle. Pierson v. Ray, 386 U. S. 547 (1967).

The Court of Appeals correctly recognized that the necessary inquiry in determining whether a defendant judge is immune from suit is whether at the time he took the challenged action he had jurisdiction over the subject matter before him. Because “some of the most difficult and embarrassing questions which a judicial officer is called upon to consider and determine relate to his jurisdiction . . . ,” Bradley, supra, at 352, the scope of the judge’s jurisdiction must be construed broadly where the issue is the immunity of the judge. A judge will not be deprived of immunity because the action he took was in error, was done maliciously, or was in excess of his authority; rather, he will be subject to liability only *357when he has acted in the “clear absence of all jurisdiction.” 7 13 Wall., at 351.

We cannot agree that there was a “clear absence of all jurisdiction” in the DeKalb County Circuit Court to consider the petition presented by Mrs. McFarlin. As an Indiana Circuit Court Judge, Judge Stump had “original exclusive jurisdiction in all cases at law and in equity whatsoever . . . ,” jurisdiction over the settlement of estates and over guardian-ships, appellate jurisdiction as conferred by law, and jurisdiction over “all other causes, matters and proceedings where exclusive jurisdiction thereof is not conferred by law upon some other court, board or officer.” Ind. Code § 33-4-4-3 (1975).8 This is indeed a broad jurisdictional grant; yet the Court of Appeals concluded that Judge Stump did not have jurisdiction over the petition authorizing Linda Sparkman’s sterilization.

*358In so doing, the Court of Appeals noted that the Indiana statutes provided for the sterilization of institutionalized persons under certain circumstances, see Ind. Code §§ 16-13-13-1 through 16-13-13-4 (1973), but otherwise contained no express authority for judicial approval of tubal ligations. It is true that the statutory grant of general jurisdiction to the Indiana circuit courts does not itemize types of cases those courts may hear and hence does not expressly mention sterilization petitions presented by the parents of a minor. But in our view, it is more significant that there was no Indiana statute and no case law in 1971 prohibiting a circuit court, a court of general jurisdiction, from considering a petition of the type presented to Judge Stump. The statutory authority for the sterilization of institutionalized persons in the custody of the State does not warrant the inference that a court of general jurisdiction has no power to act on a petition for sterilization of a minor in the custody of her parents, particularly where the parents have authority under the Indiana statutes to “consent to and contract for medical or hospital care or treatment of [the minor] including surgery.” Ind. Code § 16-8-4-2 (1973). The District Court concluded that Judge Stump had jurisdiction under § 33-4-4 — 3 to entertain and act upon Mrs. McFarlin’s petition. We agree with the District Court, it appearing that neither by statute nor by case law has the broad jurisdiction granted to the circuit courts of Indiana been circumscribed to foreclose consideration of a petition for authorization of a minor’s sterilization.

The Court of Appeals also concluded that support for Judge Stump’s actions could not be found in the common law of Indiana, relying in particular on the Indiana Court of Appeals’ intervening decision in A. L. v. G. R. H., 163 Ind. App. 636, 326 N. E. 2d 501 (1975). In that case the Indiana court held that a parent does not have a common-law right to have a minor child sterilized, even though the parent might “sincerely believe the child’s adulthood would benefit therefrom.” Id., at 638, 325 N. E. 2d, at 502. The opinion, however, *359speaks only of the rights of the parents to consent to the sterilization of their child and does not question the jurisdiction of a circuit judge who is presented with such a petition from a parent. Although under that case a circuit judge would err as a matter of law if he were to approve a parent’s petition seeking the sterilization of a child, the opinion in A. L. v. O. R. H. does not indicate that a circuit judge is without jurisdiction to entertain the petition. Indeed, the clear implication of the opinion is that, when presented with such a petition, the circuit judge should deny it on its merits rather than dismiss it for lack of jurisdiction.

Perhaps realizing the broad scope of Judge Stump’s jurisdiction, the Court of Appeals stated that, even if the action taken by him was not foreclosed under the Indiana statutory scheme, it would still be “an illegitimate exercise of his common law power because of his failure to comply with elementary principles of procedural due process.” 552 F. 2d, at 176. This misconceives the doctrine of judicial immunity. A judge is absolutely immune from liability for his judicial acts even if his exercise of authority is flawed by the commission of grave procedural errors. The Court made this point clear in Bradley, 13 Wall., at 357, where it stated: “[T]his erroneous manner in which [the court’s] jurisdiction was exercised, however it may have affected the validity of the act, did not make the act any less a judicial act; nor did it render the defendant liable to answer in damages for it at the suit of the plaintiff, as though the court had proceeded without having any jurisdiction whatever . . . .”

We conclude that the Court of Appeals, employing an unduly restrictive view of the scope of Judge Stump’s jurisdiction, erred in holding that he was not entitled to judicial immunity. Because the court over which Judge Stump presides is one of general jurisdiction, neither the procedural errors he may have committed nor the lack of a specific statute authorizing his approval of the petition in question ren*360dered him liable in damages for the consequences of his actions.

The respondents argue that even if Judge Stump had jurisdiction to consider the petition presented to him by Mrs. McFarlin, he is still not entitled to judicial immunity because his approval of the petition did not constitute a “judicial” act. It is only for acts performed in his “judicial” capacity that a judge is absolutely immune, they say. We do not disagree with this statement of the law, but we cannot characterize the approval of the petition as a nonjudicial act.

Respondents themselves stated in their pleadings before the District Court that Judge Stump was “clothed with the authority of the state” at the time that he approved the petition and that “he was acting as a county circuit court judge.” Plaintiffs’ Reply Brief to Memorandum Filed on Behalf of Harold D. Stump in Support of his Motion to Dismiss in Civ. No. F 75-129, p. 6. They nevertheless now argue that Judge Stump’s approval of the petition was not a judicial act because the petition was not given a docket number, was not placed on file with the clerk’s office, and was approved in an ex parte proceeding without notice to the minor, without a hearing, and without the appointment of a guardian ad litem.

This Court has not had occasion to consider, for purposes of the judicial immunity doctrine, the necessary attributes of a judicial act; but it has previously rejected the argument, somewhat similar to the one raised here, that the lack of formality involved in the Illinois Supreme Court’s consideration of a petitioner’s application for admission to the state bar prevented it from being a “judicial proceeding” and from presenting a case or controversy that could be reviewed by this Court. In re Summers, 325 U. S. 561 (1945). Of particular significance to the present case, the Court in Summers noted the following: “The record does not show that any process issued or that any appearance was made. . . . While no entry was placed by the Clerk in the file, on a docket, or in a judgment roll, the Court took cognizance of the petition and *361passed an order which is validated by the signature of the presiding officer.” Id., at 567. Because the Illinois court "took cognizance of the petition for admission and acted upon it, the Court held that a case or controversy was presented.

Similarly, the Court of Appeals for the Fifth Circuit has held that a state district judge was entitled to judicial immunity, even though “at the time of the altercation [giving rise to the suit] Judge Brown was not in his judge’s robes, he was not in the courtroom itself, and he may well have violated state and/or federal procedural requirements regarding contempt citations.” McAlester v. Brown, 469 F. 2d 1280, 1282 (1972).9 Among the factors relied upon by the Court of Appeals in deciding that the judge was acting within his judicial capacity was the fact that “the confrontation arose directly and immediately out of a visit to the judge in his official capacity.” Ibid.10

*362The relevant cases demonstrate that the factors determining whether an act by a judge is a “judicial” one relate to the nature of the act itself, i. e., whether it is a function normally performed by a judge, and to the expectations of the parties, i. e., whether they dealt with the judge in his judicial capacity. Here, both factors indicate that Judge Stump's approval of the sterilization petition was a judicial act.11 State judges with general jurisdiction not infrequently are called upon in their official capacity to approve petitions relating to the affairs of minors, as for example, a petition to settle a minor's claim. Furthermore, as even respondents have admitted, at the time he approved the petition presented to him by Mrs. McFarlin, Judge Stump was “acting as a county circuit court judge.” See su/pra,, at 360. We may infer from the record that it was only because Judge Stump served in that position that Mrs. McFarlin, on the advice of counsel, submitted the petition to hitti for his approval. Because Judge Stump performed the type of act normally performed only by judges and because he did so in his capacity as a Circuit Court Judge, we find no *363merit to respondents’ argument that the informality with which he proceeded rendered his action nonjudicial and deprived him of his absolute immunity.12

Both the Court of Appeals and the respondents seem to suggest that, because of the tragic consequences of Judge Stump’s actions, he should not be immune. For example, the Court of Appeals noted that “[t]here are actions of purported judicial character that a judge, even when exercising general jurisdiction, is not empowered to take,” 552 F. 2d, at 176, and respondents argue that Judge Stump’s action was “so unfair” and “so totally devoid of judicial concern for the interests and well-being of the young girl involved” as to disqualify it as a judicial act. Brief for Respondents 18. Disagreement with the action taken by the judge, however, does not justify depriving that judge of his immunity. Despite the unfairness to litigants that sometimes results, the doctrine of judicial immunity is thought to be in the best interests of “the proper administration of justice . . . [, for it allows] a judicial officer, in exercising the authority vested in him [to] be free to act upon his own convictions, without apprehension of personal consequences to himself.” Bradley v. Fisher, 13 *364Wall., at 347. The fact that the issue before the judge is a controversial one is all the more reason that he should be able to act without fear of suit. As the Court pointed out in Bradley:

“Controversies involving not merely great pecuniary interests, but the liberty and character of the parties, and consequently exciting the deepest feelings, are being constantly determined in those courts, in which there is great conflict in the evidence and great doubt as to the law which should govern their decision. It is this class of cases which impose upon the judge the severest labor, and often create in his mind a painful sense of responsibility.” Id., at 348.

The Indiana law vested in Judge Stump the power to entertain and act upon the petition for sterilization. He is, therefore, under the controlling cases, immune from damages liability even if his approval of the petition was in error. Accordingly, the judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.13

It is so ordered.

Mr. Justice Brennan took no part in the consideration or decision of this case.

The District Court gave the following summary of the constitutional claims asserted by the Sparkmans:

“Whether laid under section 1331 or 1343 (3) and whether asserted *354directly or via section 1983 and 1985, plaintiffs’ grounds for recovery are asserted to rest on the violation of constitutional rights. Plaintiffs urge that defendants violated the following constitutional guarantees:
“1. that the actions were arbitrary and thus in violation of the due process clause of the Fourteenth Amendment;
“2. that Linda was denied procedural safeguards required by the Fourteenth Amendment;
“3. that the sterilization was permitted without the promulgation of standards;
“4. that the sterilization was an invasion of privacy;
“5. that the sterilization violated Linda’s right to procreate;
“6. that the sterilization was cruel and unusual punishment;
“7. that the use of sterilization as punishment for her alleged retardation or lack of self-discipline violated various constitutional guarantees;
“8. that the defendants failed to follow certain Indiana statutes, thus depriving Linda of due process of law; and
"9. that defendants violated the equal protection clause, because of the differential treatment accorded Linda on account of her sex, marital status, and allegedly low mental capacity.” Sparkman v. McFarlin, Civ. No. F 75-129 (ND Ind., May 13, 1976).

The District Court granted the defendants’ motion to dismiss the federal claims for that reason and dismissed the remaining pendent state claims for lack of subject-matter jurisdiction.

Sparkman v. McFarlin, 552 F. 2d 172 (CA7 1977).

Even earlier, in Randall v. Brigham, 7 Wall. 523 (1869), the Court stated that judges are not responsible “to private parties in civil actions for their judicial acts, however injurious may be those acts, and however much they may deserve condemnation, unless perhaps where the acts are palpably in excess of the jurisdiction of the judges, and are done maliciously or corruptly.” Id., at 537. In Bradley the Court reconsidered that earlier *356statement and concluded that “the qualifying words used were not necessary to a correct statement of the law . . . .” 13 Wall., at 351.

In holding that a judge was immune for his judicial acts, even when such acts were performed in excess of his jurisdiction, the Court in Bradley stated:

“A distinction must be here observed between excess of jurisdiction and the clear absence of all jurisdiction over the subject-matter. Where there is clearly no jurisdiction over the subject-matter any authority exercised is a usurped authority, and for the exercise of such authority, when the want of jurisdiction is known to the judge, no excuse is permissible. But where jurisdiction over the subject-matter is invested by law in the judge, or in the court which he holds, the manner and extent in which the jurisdiction shall be exercised are generally as much questions for his determination as any other questions involved in the case, although upon the correctness of his determination in these particulars the validity of his judgments may depend.” Id., at 351-352.

In Bradley, the Court illustrated the distinction between lack of jurisdiction and excess of jurisdiction with the following examples: if a probate judge, with jurisdiction over only wills and estates, should try a criminal case, he would be acting in the clear absence of jurisdiction and would not be immune from liability for his action; on the other hand, if a judge of a criminal court should convict a defendant of a nonexistent crime, he would merely be acting in excess of his jurisdiction and would be immune. Id., at 352.

Indiana Code § 33-4-4-3 (1975) states as follows:

“Jurisdiction. — Said court shall have original exclusive jurisdiction in all cases at law and in equity whatsoever, and in criminal cases and actions for divorce, except where exclusive or concurrent jurisdiction is, or may be conferred by law upon justices of the peace. It shall also have exclusive jurisdiction of the settlement of decedents’ estates and of guardianships: Provided, however, That in counties in which criminal or superior courts exist or may be organized, nothing in this section shall be construed to deprive such courts of the jurisdiction conferred upon them by laws, and it shall have such appellate jurisdiction as may be conferred by law, and it shall have jurisdiction of all other causes, matters and proceedings where exclusive jurisdiction thereof is not conferred by law upon some other court, board or officer.”

In McAlester the plaintiffs alleged that they had gone to the courthouse where their son was to be tried by the defendant in order to give the son a fresh set of clothes. When they went into the defendant judge’s office, he allegedly ordered them out and had a deputy arrest one of them and place him in jail for the rest of the day. Several months later, the judge issued an order holding the plaintiff in contempt of court, nunc pro tunc.

Other Courts of Appeals, presented with different fact situations, have concluded that the challenged actions of defendant judges were not performed as part of the judicial function and that the judges were thus not entitled to rely upon the doctrine of judicial immunity. The Court of Appeals for the Ninth Circuit, for example, has held that a justice of the peace who was accused of forcibly removing a man from his courtroom and physically assaulting him was not absolutely immune. Gregory v. Thompson, 500 F. 2d 59 (1974). While the court recognized that a judge has the duty to maintain order in his courtroom, it concluded that the actual eviction of someone from the courtroom by use of physical force, a task normally performed by a sheriff or bailiff, was “simply not an act of a judicial nature.” Id., at 64. And the Court of Appeals for the Sixth Circuit held in Lynch v. Johnson, 420 F. 2d 818 (1970), that the county judge sued in that case was not entitled to judicial immunity because his service on a board with only legislative and administrative powers did not constitute a judicial act.

Mr. Justice Stewart, in dissent, complains that this statement is inaccurate because it nowhere appears that judges are normally asked to approve parents’ decisions either with respect to surgical treatment in general or with respect to sterilizations in particular. Of course, the opinion makes neither assertion. Rather, it is said that Judge Stump was performing a “function” normally performed by judges and that he was taking “the type of action” judges normally perform. The dissent malíes no effort to demonstrate that Judge Stump was without jurisdiction to entertain and act upon the specific petition presented to him. Nor does it dispute that judges normally entertain petitions with respect to the affairs of minors. Even if it is assumed that in a lifetime of judging, a judge has acted on only one petition of a particular kind, this would not indicate that his function in entertaining and acting on it is not the kind of function that a judge normally performs. If this is the case, it is also, untenable to claim that in entertaining the petition and exercising the jurisdiction with which the statutes invested him, Judge Stump was nevertheless not performing a judicial act or was engaging in the kind of conduct not expected of a judge under the Indiana statutes governing the jurisdiction of its courts.

Mr. Justice Stewart’s dissent, post, at 369, suggests that Judge Stump’s approval of Mrs. McFarlin’s petition was not a judicial act because of the absence of what it considers the “normal attributes of a judicial proceeding.” These attributes are said to include a “ease,” with litigants and the opportunity to appeal, in which there is “principled decisionmaking.” But under Indiana law, Judge Stump had jurisdiction to act as he did; the proceeding instituted by the petition placed before him was sufficiently a “case” under Indiana law to warrant the exercise of his jurisdiction, whether or not he then proceeded to act erroneously. That there were not two contending litigants did not malee Judge Stump’s act any less judicial. Courts and judges often act ex parte. They issue search warrants in this manner, for example, often without any “case” having been instituted, without any “case” ever being instituted, and without the issuance of the warrant being subject to appeal. Yet it would not destroy a judge’s immunity if it is alleged and offer of proof is made that in issuing a warrant he acted erroneously and without principle.

The issue is not presented and we do not decide whether the District Court correctly concluded that the federal claims against the other defendants were required to be dismissed if Judge Stump, the only state agent, was found to be absolutely immune. Compare Kermit Constr. Corp. v. Banco Credito v. Ahorro Ponceno, 547 F. 2d 1 (CA1 1976), with Guedry v. Ford, 431 F. 2d 660 (CA5 1970).

Mr. Justice Stewart,

with whom Mr. Justice, Marshall and Mr. Justice Powell join, dissenting.

It is established federal law that judges of general jurisdiction are absolutely immune from monetary liability “for their *365judicial acts, even when such acts are in excess of their jurisdiction, and are alleged to have been done maliciously or corruptly.” Bradley v. Fisher, 13 Wall. 335, 351. It is also established that this immunity is in no way diminished in a proceeding under 42 U. S. C. § 1983. Pierson v. Ray, 386 U. S. 547. But the scope of judicial immunity is limited to liability for “judicial acts,” and I think that what Judge Stump did on July 9, 1971, was beyond the pale of anything that could sensibly be called a judicial act.

Neither in Bradley v. Fisher nor in Pierson v. Ray was there any claim that the conduct, in question was not a judicial act, and the Court thus had no occasion in either case to discuss the meaning of that term.1 Yet the proposition that judicial immunity extends only to liability for “judicial acts” was emphasized no less than seven times in Mr. Justice Field’s opinion for the Court in the Bradley case.2 Cf. Imbler v. Pachtman, 424 U. S. 409, 430. And if the limitations inherent in that concept have any realistic meaning at all, then I cannot believe that the action of Judge Stump in approving Mrs. McFarlin’s petition is protected by judicial immunity.

The Court finds two reasons for holding that Judge Stump’s approval of the sterilization petition was a judicial act. First, the Court says, it was “a function normally performed by a judge.” Second, the Court says, the act was performed in Judge Stump’s “judicial capacity.” With all respect, I think that the first of these grounds is factually untrue and that the second is legally unsound.

When the Court says that what Judge Stump did was an act “normally performed by a judge,” it is not clear to me whether the Court means that a judge “normally” is asked to approve a mother’s decision to have her child given surgical *366treatment generally, or that a judge “normally” is asked to approve a mother’s wish to have her daughter sterilized. But whichever way the Court’s statement is to be taken, it is factually inaccurate. In Indiana, as elsewhere in our country, a parent is authorized to arrange for and consent to medical and surgical treatment of his minor child. Ind. Code § 16-8-4-2 (1973). And when a parent decides to call a physician to care for his sick child or arranges to have a surgeon remove his child’s tonsils, he does not, “normally” or otherwise, need to seek the approval of a judge.3 On the other hand, Indiana did in 1971 have statutory procedures for the sterilization of certain people who were institutionalized. But these statutes provided for administrative proceedings before a board established by the superintendent of each public hospital. Only if, after notice and an evidentiary hearing, an order of sterilization was entered in these proceedings could there be review in a circuit court. See Ind. Code §§ 16-13-13-1 through 16-13-13-4 (1974).4

*367In sum, what Judge Stump did on July 9, 1971, was in no way an act “normally performed by a judge.” Indeed, there is no reason to believe that such an act has ever been performed by any other Indiana judge, either before or since.

When the Court says that Judge Stump was acting in “his judicial capacity” in approving Mrs. McFarlin’s petition, it is not clear to me whether the Court means that Mrs. McFarlin submitted the petition to him only because he was a judge, or that, in approving it, he said that he was acting as a judge. But however the Court’s test is to be understood, it is, I think, demonstrably unsound.

It can safely be assumed that the Court is correct in concluding that Mrs. McFarlin came to Judge Stump with her petition because he was a County Circuit Court Judge. But false illusions as to a judge’s power can hardly convert a judge’s response to those illusions into a judicial act. In short, a judge’s approval of a mother’s petition to lock her daughter in the attic would hardly be a judicial act simply because the mother had submitted her petition to the judge in his official capacity.

If, on the other hand, the Court’s test depends upon the fact that Judge Stump said he was acting in his judicial capacity, it is equally invalid. It is true that Judge Stump affixed his signature to the approval of the petition as “Judge, De Kalb Circuit Court.” But the conduct of a judge surely does not become a judicial act merely on his own say-so. A judge is not free, like a loose cannon, to inflict indiscriminate damage whenever he announces that he is acting in his judicial capacity.5

*368If the standard adopted by the Court is invalid, then what is the proper measure of a judicial act? Contrary to implications in the Court’s opinion, my conclusion that what Judge Stump did was not a judicial act is not based upon the fact that he acted with informality, or that he may not have been “in his judge’s robes,” or “in the courtroom itself.” Ante, at 361. And I do not reach this conclusion simply “because the petition was not given a docket number, was not placed on file with the clerk’s office, and was approved in an ex parte proceeding without notice to the minor, without a hearing, and without the appointment of a guardian ad litem.” Ante, at 360.

It seems to me, rather, that the concept of what is a judicial act must take its content from a consideration of the factors that support immunity from liability for the performance of such an act. Those factors were accurately summarized by the Court in Pierson v. Ray, 386 U. S., at 554:

“[I]t 'is . . . for the benefit of the public, whose interest it is that the judges should be at liberty to exercise their functions with independence and without fear of consequences.’ ... It is a judge’s duty to decide all cases within his jurisdiction that are brought before him, including controversial cases that arouse the most intense feelings in the litigants. His errors may be corrected on appeal, but he should not have to fear that unsatisfied litigants may hound him with litigation charging malice or corruption. Imposing such a burden on judges would contribute not to principled and fearless decision-making but to intimidation.”

Not one of the considerations thus summarized in the Pierson opinion was present here. There was no “case,” con*369troversial or otherwise. There were no litigants. There was and could be no appeal. And there was not even the pretext of principled decisionmaking. The total absence of any of these normal attributes of a judicial proceeding convinces me that the conduct complained of in this case was not a judicial act.

The petitioners’ brief speaks of “an aura of deism which surrounds the bench . . . essential to the maintenance of respect for the judicial institution.” Though the rhetoric maybe overblown, I do not quarrel with it. But if aura there be, it is hardly protected by exonerating from liability such lawless conduct as took place here. And if intimidation would serve to deter its recurrence, that would surely be in the public interest.6

In the Bradley case the plaintiff was a lawyer who had been disbarred; in the Pierson case the plaintiffs had been found guilty after a criminal trial.

See 13 Wall., at 347, 348, 349, 351, 354, 357.

This general authority of a parent was held by an Indiana Court of Appeals in 1975 not to include the power to authorize the sterilization of his minor child. A. L. v. G. R. H., 163 Ind. App. 636, 325 N. E. 2d 501.

Contrary to the Court’s conclusion, ante, at 359, that case does not in the least demonstrate that an Indiana judge is or ever was empowered to act on the merits of a petition like Mrs. McFarlin’s. The parent in that case did not petition for judicial approval of her decision, but rather “filed a complaint for declaratory judgment seeking declaration of her right under the common-law attributes of the parent-child relationship to have her son . . . sterilized.” 163 Ind. App., at 636-637, 325 N. E. 2d, at 501. The Indiana Court of Appeals’ decision simply established a limitation on the parent’s common-law rights. It neither sanctioned nor contemplated any procedure for judicial “approval” of the parent’s decision.

Indeed, the procedure followed in that case offers an instructive contrast to the judicial conduct at issue here:

“At the outset, we thank counsel for their excellent efforts in representing a seriously concerned parent and in providing the guardian ad litem defense of the child’s interest. Id., at 638, 325 N. E. 2d, at 502.

These statutes were repealed in 1974.

Believing that the conduct of Judge Stump on July 9, 1971, was not a judicial act, I do not need to inquire whether he was acting in “the clear absence of all jurisdiction over the subject matter.” Bradley v. Fisher, 13 Wall., at 351. “Jurisdiction” is a coat of many colors. I note only that the Court’s finding that Judge Stump had jurisdiction to entertain Mrs. MbFarlin’s petition seems to me to be based upon dangerously broad *368criteria. Those criteria are simply that an Indiana statute conferred "jurisdiction of all . . . causes, matters and proceedings,” and that there was not in 1971 any Indiana law specifically prohibiting what Judge Stump did.

The only question before us in this case is the scope of judicial immunity. How the absence of a “judicial act” might affect the issue of whether Judge Stump was acting “under color of” state law within the meaning of 42 U. S. C. § 1983, or the issue of whether his act was that of the State within the meaning of the Fourteenth Amendment that need not, therefore, be pursued here.

Mr. Justice Powell,

dissenting.

While I join the opinion of Mr. Justice Stewart, I wish to emphasize what I take to be the central feature of this case— Judge Stump’s preclusion of any possibility for the vindication of respondents’ rights elsewhere in the judicial system.

Bradley v. Fisher, 13 Wall. 335 (1872), which established the absolute judicial immunity at issue in this case, recognized that the immunity was designed to further the public interest in an independent judiciary, sometimes at the expense of legitimate individual grievances. Id., at 349; accord, Pierson v. Ray, 386 U. S. 547, 554 (1967). The Bradley Court accepted those costs to aggrieved individuals because the judicial system itself provided other means for protecting individual rights:

“Against the consequences of [judges’] erroneous or irregular action, from whatever motives proceeding, the law *370has provided for private parties numerous remedies, and to those remedies they must, in such cases, resort.” 13 Wall., at 354.

Underlying the Bradley immunity, then, is the notion that private rights can be sacrificed in some degree to the achievement of the greater public good deriving from a completely independent judiciary, because there exist alternative forums and methods for vindicating those rights.1

But where a judicial officer acts in a manner that precludes all resort to appellate or other judicial remedies that otherwise would be available, the underlying assumption of the Bradley doctrine is inoperative. See Pierson v. Ray, supra, at 554.2 In this case, as Me. Justice Stewart points out, ante, at 369, Judge Stump’s unjudicial conduct insured that “[t]here was and could be no appeal.” The complete absence of normal judicial process foreclosed resort to any of the “numerous remedies” that “the law has provided for private parties.” Bradley, supra, at 354.

In sum, I agree with Mr. Justice Stewart that petitioner judge’s actions were not “judicial,” and that he is entitled to no judicial immunity from suit under 42 U. S. C. § 1983.

See Handler & Klein, The Defense of Privilege in Defamation Suits Against Government Executive Officials, 74 Harv. L. Rev. 44, 53-55 (1960); Jaffe, Suits Against Governments and Officers: Damage Actions, 77 Harv. L. Rev. 209, 233-235 (1963); Note, Federal Executive Immunity From Civil Liability in Damages: A Reevaluation of Barr v. Mateo, 77 Colum. L. Rev. 625, 647 (1977).

In both Bradley and Pierson any errors committed by the judges involved were open to correction on appeal.

2.4.3.3 Forrester v. White 2.4.3.3 Forrester v. White

FORRESTER v. WHITE

No. 86-761.

Argued November 2, 1987

Decided January 12, 1988

*220 O’Connor, J., delivered the opinion of the Court, in which Rehnquist, C. J., and Brennan, White, Marshall, Stevens, and Scalia, JJ., joined, and in all but Part II of which Blackmun, J., joined.

Mary Anne Sedey argued the cause and filed briefs for petitioner.

Rosalyn B. Kaplan, Assistant Attorney General of Illinois, argued the cause for respondent. With her on the brief were Neil F. Hartigan, Attorney General, and Roma Jones Stewart, Solicitor General. *

*

Brian L. Crowe filed a brief for the Illinois Judges Association as amicus curiae urging affirmance.

Justice O’Connor

delivered the opinion of the Court.

This case requires us to decide whether a state-court judge has absolute immunity from a suit for damages under 42 U. S. C. § 1983 for his decision to dismiss a subordinate court employee. The employee, who had been a probation officer, alleged that she was demoted and discharged on account of *221 her sex, in violation of the Equal Protection Clause of the Fourteenth Amendment. We conclude that the judge’s decisions were not judicial acts for which he should be held absolutely immune.

I

Respondent Howard Lee White served as Circuit Judge of the Seventh Judicial Circuit of the State of Illinois and Presiding Judge of the Circuit Court in Jersey County. Under Illinois law, Judge White had the authority to hire adult probation officers, who were removable in his discretion. 111. Rev. Stat., ch. 38, ¶204-1 (1979). In addition, as designee of the Chief Judge of the Seventh Judicial Circuit, Judge White had the authority to appoint juvenile probation officers to serve at his pleasure. 111. Rev. Stat., ch. 37, ¶706-5 (1979).

In April 1977, Judge White hired petitioner Cynthia A. Forrester as an adult and juvenile probation officer. Forrester prepared presentence reports for Judge White in adult offender cases, and recommendations for disposition and placement in juvenile cases. She also supervised persons on probation and recommended revocation when necessary. In July 1979, Judge White appointed Forrester as Project Supervisor of the Jersey County Juvenile Court Intake and Referral Services Project, a position that carried increased supervisory responsibilities. Judge White demoted Forrester to a nonsupervisory position in the summer of 1980. He discharged her on October 1, 1980.

Forrester filed this lawsuit in the United States District Court for the Southern District of Illinois in July 1982. She alleged violations of Title VII of the Civil Rights Act of 1964, 78 Stat. 253, as amended, 42 U. S. C. §2000e et seq., and § 1 of the Civil Rights Act of 1871, Rev. Stat. § 1979, as amended, 42 U. S. C. § 1983. A jury found that Judge White had discriminated against Forrester on account of her sex, in violation of the Equal Protection Clause of the Fourteenth Amendment. The jury awarded her $81,818.80 in *222 compensatory damages under § 1983. Forrester’s other claims were dismissed in the course of the lawsuit.

After Judge White’s motion for judgment notwithstanding the verdict was denied, he moved for a new trial. The District Court granted this motion, holding that the jury verdict was against the weight of the evidence. Judge White then moved for summary judgment on the ground that he was entitled to “judicial immunity” from a civil damages suit. This motion, too, was granted. Forrester appealed.

A divided panel of the Court of Appeals for the Seventh Circuit affirmed the grant of summary judgment. The majority reasoned that judges are immune for activities implicating the substance of their decisions in the cases before them, although they are not shielded “from the trials of life generally.” 792 F. 2d 647, 652 (1986). Some members of a judge’s staff aid in the performance of adjudicative functions, and the threat of suits by such persons could make a judge reluctant to replace them even after losing confidence in their work. This could distort the judge’s decisionmaking and thereby indirectly affect the rights of litigants. Here, Forrester performed functions that were “inextricably tied to discretionary decisions that have consistently been considered judicial acts.” Id., at 657. Unless Judge White felt free to replace Forrester, the majority thought, the quality of his own decisions might decline. The Court of Appeals therefore held that Judge White was absolutely immune from Forrester’s civil damages suit. In view of this holding, the court found it unnecessary to decide whether the District Court had erred in granting Judge White’s motion for a new trial.

In dissent, Judge Posner argued that judicial immunity should protect only adjudicative functions, and that employment decisions are administrative functions for which judges should not be given absolute immunity.

In Goodwin v. Circuit Court of St. Louis County, Mo., 729 F. 2d 541, 549, cert. denied, 469 U. S. 828 (1984), the United *223 States Court of Appeals for the Eighth Circuit held that a judge was not immune from civil damages for his decision to demote a hearing officer. We granted certiorari, 479 U. S. 1083 (1987), to resolve the conflict.

II

Suits for monetary damages are meant to compensate the victims of wrongful actions and to discourage conduct that may result in liability. Special problems arise, however, when government officials are exposed to liability for damages. To the extent that the threat of liability encourages these officials to carry out their duties in a lawful and appropriate manner, and to pay their victims when they do not, it accomplishes exactly what it should. By its nature, however, the threat of liability can create perverse incentives that operate to inhibit officials in the proper performance of their duties. In many contexts, government officials are expected to make decisions that are impartial or imaginative, and that above all are informed by considerations other than the personal interests of the decisionmaker. Because government officials are engaged by definition in governing, their decisions will often have adverse effects on other persons. When officials are threatened with personal liability for acts taken pursuant to their official duties, they may well be induced to act with an excess of caution or otherwise to skew their decisions in ways that result in less than full fidelity to the objective and independent criteria that ought to guide their conduct. In this way, exposing government officials to the same legal hazards faced by other citizens may detract from the rule of law instead of contributing to it.

Such considerations have led to the creation of various forms of immunity from suit for certain government officials. Aware of the salutary effects that the threat of liability can have, however, as well as the undeniable tension between official immunities and the ideal of the rule of law, this Court has been cautious in recognizing claims that government offi *224 cials should be free of the obligation to answer for their acts in court. Running through our cases, with fair consistency, is a “functional” approach to immunity questions other than those that have been decided by express constitutional or statutory enactment. Under that approach, we examine the nature of the functions with which a particular official or class of officials has been lawfully entrusted, and we seek to evaluate the effect that exposure to particular forms of liability would likely have on the appropriate exercise of those functions. Officials who seek exemption from personal liability have the burden of showing that such an exemption is justified by overriding considerations of public policy, and the Court has recognized a category of “qualified” immunity that avoids unnecessarily extending the scope of the traditional concept of absolute immunity. See, e. g., Scheuer v. Rhodes, 416 U. S. 232 (1974); Butz v. Economou, 438 U. S. 478 (1978); Harlow v. Fitzgerald, 457 U. S. 800 (1982).

This Court has generally been quite sparing in its recognition of claims to absolute official immunity. One species of such legal protection is beyond challenge: the legislative immunity created by the Speech or Debate Clause, U. S. Const., Art. I, § 6, cl. 1. Even here, however, the Court has been careful not to extend the scope of the protection further than its purposes require. See, e. g., Gravel v. United States, 408 U. S. 606, 622-627 (1972); see also Hutchinson v. Proxmire, 443 U. S. 111, 123-133 (1979); Doe v. McMillan, 412 U. S. 306 (1973); United States v. Brewster, 408 U. S. 501 (1972); United States v. Johnson, 383 U. S. 169 (1966); Kilbourn v. Thompson, 103 U. S. 168 (1881). Furthermore, on facts analogous to those in the case before us, the Court indicated that a United States Congressman would not be entitled to absolute immunity, in a sex-discrimination suit filed by a personal aide whom he had fired, unless such immunity was afforded by the Speech or Debate Clause. Davis v. Passman, 442 U. S. 228, 246 (1979); see also id., at 246, n. 25 (reserving question of qualified immunity).

*225 Among executive officials, the President of the United States is absolutely immune from damages liability arising from official acts. Nixon v. Fitzgerald, 457 U. S. 731 (1982). This immunity, however, is based on the President’s “unique position in the constitutional scheme,” id., at 749, and it does not extend indiscriminately to the President’s personal aides, see Harlow, supra, or to Cabinet level officers, Mitchell v. Forsyth, 472 U. S. 511 (1985). Nor are the highest executive officials in the States protected by absolute immunity under federal law. See Scheuer v. Rhodes, supra.

Ill

As a class, judges have long enjoyed a comparatively sweeping form of immunity, though one not perfectly well defined. Judicial immunity apparently originated, in medieval times, as a device for discouraging collateral attacks and thereby helping to establish appellate procedures as the standard system for correcting judicial error. See Block, Stump v. Sparkman and the History of Judicial Immunity, 1980 Duke L. J. 879. More recently, this Court found that judicial immunity was “the settled doctrine of the English courts for many centuries, and has never been denied, that we are aware of, in the courts of this country.” Bradley v. Fisher, 13 Wall. 335, 347 (1872). Besides protecting the finality of judgments or discouraging inappropriate collateral attacks, the Bradley Court concluded, judicial immunity also protected judicial independence by insulating judges from vexatious actions prosecuted by disgruntled litigants. Id., at 348.

In the years since Bradley was decided, this Court has not been quick to find that federal legislation was meant to diminish the traditional common-law protections extended to the judicial process. See, e. g., Pierson v. Ray, 386 U. S. 547 (1967). On the contrary, these protections have been held to extend to Executive Branch officials who perform quasi-judicial functions, see Butz v. Economou, supra, at 513-514, *226 or who perform prosecutorial functions that are “intimately associated with the judicial phase of the criminal process,” Imbler v. Pachtman, 424 U. S. 409, 430 (1976). The common law’s rationale for these decisions — freeing the judicial process of harassment or intimidation — has been thought to require absolute immunity even for advocates and witnesses. See Briscoe v. LaHue, 460 U. S. 325 (1983); Butz v. Economou, 438 U. S., at 512.

One can reasonably wonder whether judges, who have been primarily responsible for developing the law of official immunities, are not inevitably more sensitive to the ill effects that vexatious lawsuits can have on the judicial function than they are to similar dangers in other contexts. Cf. id., at 528, n. (Rehnquist, J., concurring in part and dissenting in part). Although Congress has not undertaken to cut back the judicial immunities recognized by this Court, we should be at least as cautious in extending those immunities as we have been when dealing with officials whose peculiar problems we know less well than our own. At the same time, we cannot pretend that we are writing on a clean slate or that we should ignore compelling reasons that may well justify broader protections for judges than for some other officials.

The purposes served by judicial immunity from liability in damages have been variously described. In Bradley v. Fisher, supra, at 348, and again in Pierson v. Ray, supra, at 554, the Court emphasized that the nature of the adjudicative function requires a judge frequently to disappoint some of the most intense and ungovernable desires that people can have. As Judge Posner pointed out in his dissenting opinion below, this is the principal characteristic that adjudication has in common with legislation and with criminal prosecution, which are the two other areas in which absolute immunity has most generously been provided. 792 F. 2d, at 660. If judges were personally liable for erroneous decisions, the resulting avalanche of suits, most of them frivolous but vexatious, *227 would provide powerful incentives for judges to avoid rendering decisions likely to provoke such suits. Id., at 660-661. The resulting timidity would be hard to detect or control, and it would manifestly detract from independent and impartial adjudication. Nor are suits against judges the only available means through which litigants can protect themselves from the consequences of judicial error. Most judicial mistakes or wrongs are open to correction through ordinary mechanisms of review, which are largely free of the harmful side-effects inevitably associated with exposing judges to personal liability.

When applied to the paradigmatic judicial acts involved in resolving disputes between parties who have invoked the jurisdiction of a court, the doctrine of absolute judicial immunity has not been particularly controversial. Difficulties have arisen primarily in attempting to draw the line between truly judicial acts, for which immunity is appropriate, and acts that simply happen to have been done by judges. Here, as in other contexts, immunity is justified and defined by the functions it protects and serves, not by the person to whom it attaches.

This Court has never undertaken to articulate a precise and general definition of the class of acts entitled to immunity. The decided cases, however, suggest an intelligible distinction between judicial acts and the administrative, legislative, or executive functions that judges may on occasion be assigned by law to perform. Thus, for example, the informal and ex parte nature of a proceeding has not been thought to imply that an act otherwise within a judge’s lawful jurisdiction was deprived of its judicial character. See Stump v. Sparkman, 435 U. S. 349, 363, n. 12 (1978). Similarly, acting to disbar an attorney as a sanction for contempt of court, by invoking a power “possessed by all courts which have authority to admit attorneys to practice,” does not become less judicial by virtue of an allegation of malice or corruption of motive. Bradley v. Fisher, 13 Wall., at 354. *228 As the Bradley Court noted: “Against the consequences of [judges’] erroneous or irregular action, from whatever motives proceeding, the law has provided for private parties numerous remedies, and to those remedies they must, in such cases, resort.” Ibid.

Administrative decisions, even though they may be essential to the very functioning of the courts, have not similarly been regarded as judicial acts. In Ex parte Virginia, 100 U. S. 339 (1880), for example, this Court declined to extend immunity to a county judge who had been charged in a criminal indictment with discriminating on the basis of race in selecting trial jurors for the county’s courts. The Court reasoned:

“Whether the act done by him was judicial or not is to be determined by its character, and not by the character of the agent. Whether he was a county judge or not is of no importance. The duty of selecting jurors might as well have been committed to a private person as to one holding the office of a judge. . . . That the jurors are selected for a court makes no difference. So are court-criers, tipstaves, sheriffs, &c. Is their election or their appointment a judicial act?” Id., at 348.

Although this case involved a criminal charge against a judge, the reach of the Court’s analysis was not in any obvious way confined by that circumstance.

Likewise, judicial immunity has not been extended to judges acting to promulgate a code of conduct for attorneys. Supreme Court of Virginia v. Consumers Union of United States, Inc., 446 U. S. 719 (1980). In explaining why legislative, rather than judicial, immunity furnished the appropriate standard, we said: “Although it is clear that under Virginia law the issuance of the Bar Code was a proper function of the Virginia Court, propounding the Code was not an act of adjudication but one of rulemaking.” Id., at 731. Similarly, in the same case, we held that judges acting to enforce the Bar Code would be treated like prosecutors, and thus would *229 be amenable to suit for injunctive and declaratory relief. Id., at 734-737. Cf. Pulliam v. Allen, 466 U. S. 522 (1984). Once again, it was the nature of the function performed, not the identity of the actor who performed it, that informed our immunity analysis.

IV

In the case before us, we think it clear that Judge White was acting in an administrative capacity when he demoted and discharged Forrester. Those acts —like many others involved in supervising court employees and overseeing the efficient operation of a court — may have been quite important in providing the necessary conditions of a sound adjudicative system. The decisions at issue, however, were not themselves judicial or adjudicative. As Judge Posner pointed out below, a judge who hires or fires a probation officer cannot meaningfully be distinguished from a district attorney who hires and fires assistant district attorneys, or indeed from any other Executive Branch official who is responsible for making such employment decisions. Such decisions, like personnel decisions made by judges, are often crucial to the efficient operation of public institutions (some of which are at least as important as the courts), yet no one suggests that they give rise to absolute immunity from liability in damages under § 1983.

The majority below thought that the threat of vexatious lawsuits by disgruntled ex-employees could interfere with the quality of a judge’s decisions:

“The evil to be avoided is the following: A judge loses confidence in his probation officer, but hesitates to fire him because of the threat of litigation. He then retains the officer, in which case the parties appearing before the court are the victims, because the quality of the judge’s decision-making will decline.” 792 F. 2d, at 658.

There is considerable force in this analysis, but it in no way serves to distinguish judges from other public officials who *230 hire and fire subordinates. Indeed, to the extent that a judge is less free than most Executive Branch officials to delegate decisionmaking authority to subordinates, there may be somewhat less reason to cloak judges with absolute immunity from such suits than there would be to protect such other officials. This does not imply that qualified immunity, like that available to Executive Branch officials who make similar discretionary decisions, is unavailable to judges for their employment decisions. See, e. g., Scheuer v. Rhodes, 416 U. S. 232 (1974); Davis v. Scherer, 468 U. S. 183 (1984). Cf. Harlow v. Fitzgerald, 457 U. S., at 818. Absolute immunity, however, is “strong medicine, justified only when the danger of [officials’ being] deflect[ed from the effective performance of their duties] is very great.” 792 F. 2d, at 660 (Posner, J., dissenting). The danger here is not great enough. Nor do we think it significant that, under Illinois law, only a judge can hire or fire probation officers. To conclude that, because a judge acts within the scope of his authority, such employment decisions are brought within the court’s “jurisdiction,” or converted into “judicial acts,” would lift form above substance. Under Virginia law, only that State’s judges could promulgate and enforce a Bar Code, but we nonetheless concluded that neither function was judicial in nature. See Supreme Court of Virginia v. Consumers Union, supra.

We conclude that Judge White was not entitled to absolute immunity for his decisions to demote and discharge Forrester. In so holding, we do not decide whether Judge White is entitled to a new trial, or whether he may be able to claim a qualified immunity for the acts complained of in Forrester’s suit. The judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.

It is so ordered.

Justice Blackmun joins in all but Part II of this opinion.

2.4.3.4 Vivian Ann Archie, Lisa Darlene Golden, Lisa G. Couch, Anthony Wayne Couch v. David W. Lanier, Reed Riley 2.4.3.4 Vivian Ann Archie, Lisa Darlene Golden, Lisa G. Couch, Anthony Wayne Couch v. David W. Lanier, Reed Riley

Vivian Ann ARCHIE, Lisa Darlene Golden, Lisa G. Couch, Plaintiffs-Appellees, Anthony Wayne Couch, Plaintiff, v. David W. LANIER, Defendant-Appellant, Reed Riley, Defendant.

No. 94-5836.

United States Court of Appeals, Sixth Circuit.

Submitted Feb. 2, 1996.

Decided Sept. 11, 1996.

*439 Randall P. Salky (briefed), Kathleen L. Caldwell (briefed), Taylor, Halliburton, Led-better & Caldwell, Memphis, TN, for Plaintiff-Appellee.

David W. Lanier (briefed), pro se.

Before: MERRITT, Chief Judge; LIVELY and RYAN, Circuit Judges.

RYAN, J., delivered the opinion of the court, in which LIVELY, J., joined. MERRITT, C.J. (pp. 443-444), delivered a separate concurring opinion.

RYAN, Circuit Judge.

Defendant David Lanier filed this interlocutory appeal pro se, challenging the district court’s rejection of his claim of judicial immunity and the district court’s partial denial of his motion to dismiss plaintiffs’ civil rights complaint. For the reasons that follow we affirm the denial of judicial immunity, and dismiss the remaining portion of his appeal for lack of appellate jurisdiction.

I.

Lanier served as an elected chancery court judge in Dyer and Lake Counties, Tennessee, where he also served as a juvenile court judge. He had jurisdiction over divorce proceedings, as well as over child custody and support matters. Plaintiffs were residents of Dyersburg, Tennessee, and claim that Lanier, using his position and power as a county judge, in various ways and on repeated occasions deprived them of their constitutional right to bodily integrity by sexually molesting, assaulting, and abusing them.1 They *440filed suit under, inter alia, 42 U.S.C. § 1983 and alleged as follows.

Vivian Ann Archie first met Lanier in September 1990, when she applied for a secretarial position in his judicial chambers. Archie alleges that during the interview Lanier threatened her with granting her parents custody of Archie’s daughter if she did not comply with his sexual requests, after which statement he physically and sexually assaulted her by forcing her to perform oral sex. After this incident Lanier offered Archie a job, which prompted her to return to his chambers a few weeks later. During this second encounter Lanier assaulted her once again.

Lanier followed up on this second incident with a campaign of threatening and harassing phone calls to Archie’s home. Archie alleges that Lanier stalked her, harassed her with obscene phone calls, continually threatened to take custody of her daughter away from her, and physically threatened her for a period of one year.

Lisa Darlene Golden worked directly under Lanier’s supervision at the Chancery Court. She alleges that, as he had done with Archie, Lanier repeatedly threatened her with the loss of her job and with stripping her of legal custody of her children if she did not comply with his sexual requests. Lanier sexually assaulted Golden and raped her in his chambers. He also stalked and harassed Golden with the purpose of influencing her then impending testimony before the grand jury that ultimately indicted him and at his subsequent criminal trial.

Lisa G. Couch worked at city hall, directly across the street from Lanier’s office. While her divorce and custody case was pending before him, Lanier enticed her on several occasions to meet with him socially, and to come to his office to discuss her case. When Couch finally acceded to meet Lanier in his chambers, he raped her. As he had done with the other two plaintiffs, he subsequently harassed her over the telephone and stalked her on repeated occasions. Lanier sexually assaulted her on one other occasion.

Plaintiffs sued Lanier under section 1983 alleging a variety of claims. They claimed, inter alia, that Lanier deprived them of their right to personal security and bodily integrity without due process of law in violation of the Due Process Clause of the Fourteenth Amendment; and that they were deprived of the equal protection of the laws and of their right of access to the courts. They also sued Lanier under 42 U.S.C. § 1985 for conspiracy to deny them their civil rights, in addition to asserting a variety of state tort claims.

Lanier responded with a motion to dismiss pursuant to Fed.R.Civ.P. 12(b)(6) advancing a variety of incoherent arguments as to why plaintiffs’ claims should be dismissed and affirmatively defending on the ground of judicial immunity. The district court granted in part, and denied in part, Lanier’s motion. Lanier filed a direct appeal from this decision, challenging the district court’s failure to dismiss the remainder of plaintiffs’ complaint. He did so without seeking certification under 28 U.S.C. § 1292(b).

II.

Lanier claims that he is entitled to judicial immunity for his actions. We review the district court’s denial of immunity de novo as it involves purely a legal question. See Berger v. Cuyahoga County Bar Ass’n, 983 F.2d 718, 721 (6th Cir.), cert. denied, 508 U.S. 940, 113 S.Ct. 2416, 124 L.Ed.2d 639 (1993).

As a general matter, the Supreme Court has “been quite sparing in its recognition of claims to absolute official immunity.” Forrester v. White, 484 U.S. 219, 224, 108 S.Ct. 538, 542, 98 L.Ed.2d 555 (1988). Judicial immunity, like qualified immunity, is an immunity from suit, not just from an ultimate assessment of damages. Mireles v. Waco, 502 U.S. 9, 11, 112 S.Ct. 286, 287-88, 116 L.Ed.2d 9 (1991).

Judicial immunity is overcome only in two sets of circumstances:

[ (1) ] a judge is not immune from liability for nonjudicial actions, i.e., actions not taken in the judge’s judicial capacity.
*441[(2)] a judge is [also] not immune for actions, though judicial in nature, taken in the complete absence of all jurisdiction.

Id. at 11-12, 112 S.Ct. at 287-88 (citing Forrester, 484 U.S. 219, 108 S.Ct. 538; and Stump v. Sparkman, 435 U.S. 349, 98 S.Ct. 1099, 55 L.Ed.2d 331 (1978)). “Although unfairness and injustice to a litigant may result on occasion, ‘it is a general principle of the highest importance to the proper administration of justice that a judicial officer, in exercising the authority vested in him,’ ” shall be able to undertake his duties by acting upon his convictions without fearing personal consequences as a result of these decisions or actions. Id. at 10, 112 S.Ct. at 287 (citation omitted).

Whether Lanier’s actions were “judicial acts” must be answered by looking at “the ‘nature’ and ‘function’ of the act, not the ‘act itself.’” Id. at 13, 112 S.Ct. at 288 (quoting Stump, 435 U.S. at 362, 98 S.Ct. at 1107-08). That is to say, “we look to the particular act’s relation to a general function normally performed by a judge” to determine whether the action complained of was indeed a judicial act. Id. Ultimately, it is the “nature” of the function performed, rather than the identity of the person who performed it, that informs a court’s immunity analysis. Id. (quoting Forrester, 484 U.S. at 229, 108 S.Ct. at 545).

This court explained that

the analytical key “in attempting to draw the line” between functions for which judicial immunity attaches and those for which it does not is the determination whether the questioned activities are “truly judicial acts” or “acts that simply happen to have been done by judges.” It is the nature of the function involved that determines whether an act is “truly” judicial.

Sparks v. Character and Fitness Comm. of Kentucky, 859 F.2d 428, 432 (6th Cir.1988) (citations omitted), cert. denied, 489 U.S. 1011, 109 S.Ct. 1120, 103 L.Ed.2d 183 (1989). And, this court has held that “ ‘[a]ny time an action taken by a judge is not an adjudication between parties, it is less likely that the act [will be found to be] a judicial one.’ ” Cameron v. Seitz, 38 F.3d 264, 271 (6th Cir.1994) (citation omitted).

The burden is on Lanier to show that the actions plaintiffs challenge justify the invocation of such immunity. See Buckley v. Fitzsimmons, 509 U.S. 259, 273-75, 113 S.Ct. 2606, 2616, 125 L.Ed.2d 209 (1993). This he has failed to do. Lanier dedicates only two pages of his lengthy and largely incoherent brief to the issue of immunity and simply asserts that he is entitled to it. We hold that stalking and sexually assaulting a person, no matter the circumstances, do not constitute “judicial acts.” The fact that, regrettably, Lanier happened to be a judge when he committed these reprehensible acts is not relevant to the question of whether he is entitled to immunity. Clearly he is not. The judgment of the district court will be affirmed.

III.

Lanier also appeals from the district court’s partial denial of his motion to dismiss plaintiffs’ civil rights complaint. We consider first, sua sponte, whether we have jurisdiction to review this issue. See Carras v. Williams, 807 F.2d 1286, 1289 n. 5 (6th Cir.1986). After careful examination of the recent Supreme Court decisions in Swint v. Chambers County Commission, — U.S. -, 115 S.Ct. 1203, 131 L.Ed.2d 60 (1995), and Johnson v. Jones, — U.S. -, 115 S.Ct. 2151, 132 L.Ed.2d 238 (1995), we conclude that we have no appellate jurisdiction to consider this aspect of his appeal and accordingly we will dismiss it.

This court has jurisdiction to review “all final decisions of the district courts of the United States.” 28 U.S.C. § 1291. A final decision is one that “ends the litigation on the merits and leaves nothing for the court to do but execute the judgment.” Catlin v. United States, 324 U.S. 229, 233, 65 S.Ct. 631, 633, 89 L.Ed. 911 (1945). Certain orders that are not final, in the sense of ending the litigation, are immediately appeal-able under the collateral order doctrine of Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949). To come within this doctrine, an “order must conclusively determine the disputed question, resolve an important issue *442completely separate from the merits of the action, and be effectively unreviewable on appeal from a final judgment.” Coopers & Lybrand v. Livesay, 437 U.S. 463, 468, 98 S.Ct. 2454, 2458, 57 L.Ed.2d 351 (1978). As a general matter, an order denying a motion to dismiss does not end the litigation on the merits and is ordinarily not subject to appellate review until a final judgment has been entered. Gould, Inc. v. Pechiney Ugine Kuhlmann, 853 F.2d 445, 450 (6th Cir.1988).

In Mitchell v. Forsyth, 472 U.S. 511, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985), however, the Supreme Court held that an immediate interlocutory appeal could be taken from an order denying a claim of qualified immunity. The collateral order doctrine applies to such orders, Mitchell held, because qualified immunity entitles the defendant not to stand trial and a denial of immunity is thus effectively unreviewable on appeal from a final judgment. Id. at 525, 105 S.Ct. at 2814-15.

Given that a defendant in a section 1983 case has an absolute right immediately to appeal a denial of immunity, the question becomes what other issues may he also appeal at the same time. This question was answered by the Supreme Court recently in Swint, — U.S -, 115 S.Ct. 1203, and Johnson, — U.S. -, 115 S.Ct. 2151.

In Swint, a case appealed under Mitchell’s interlocutory appeal exception, the Court examined whether it had jurisdiction to review the denial of summary judgment to a party other than the one appealing from a denial of qualified immunity. The third party, a county commission, argued that the denial of its motion for summary judgment was a collateral order that was appealable under Cohen, or alternatively, that the court of appeals had “pendent appellate jurisdiction” to decide the questions appealed. Swint, — U.S. at -, 115 S.Ct. at 1207. The Supreme Court held that there was no “pendent party’ appellate jurisdiction to hear the commission’s claim; the denial of its summary judgment was not an appealable order under Cohen; and that a court’s jurisdiction to hear interlocutory appeals on the basis of qualified immunity does not confer upon it jurisdiction to review the unrelated question of the commission’s liability. Id. at -, 115 S.Ct. at 1212.

The Court reasoned that the type of orders that are appealable under Coken includes only “a small category [of] decisions that are conclusive, that resolve important questions separate from the merits, and that are effectively unreviewable on appeal from the final judgment in the underlying action.” Id. at -, 115 S.Ct. at 1208. Following this analysis, the Court found that the commission’s appeal failed the Cohen test because the decision of the district court was “ ‘tentative, informal or incomplete.’ ” Id. (citations omitted).

Secondly, the Court reasoned that the commission did not possess a right not to be tried, but only possessed “ ‘a mere defense to liability.’ ” Id. (citation omitted). Moreover, the Court explained,. “[28 U.S.C.] § 1291 requires courts of appeals to view claims of a right not to be tried with skepticism, if not a jaundiced eye, ... for virtually every right that could be enforced appropriately by pretrial dismissal might loosely be described as conferring a right not to stand trial.” Id. (internal quotation marks and citations omitted). The Court likewise rejected the Eleventh Circuit’s reasoning that it had pendent appellate jurisdiction over the commission’s claim because reviewing its claim would effectively put an end to the litigation. Id. at -, 115 S.Ct. at 1208-09.

Appellate courts do not have appellate jurisdiction to hear discretionary appeals outside the narrow categories statutorily set forth under section 1292(b), or those limited categories established pursuant to the Rules Enabling Act, 28 U.S.C. § 2071, et seq., out of which Cohen and Mitchell arose. “Congress [] chose to confer on district courts first line of discretion to allow interlocutory appeals.” Swint, — U.S. at -, 115 S.Ct. at 1210.

The Court, however, explicitly declined to decide “whether or when it may be proper for a court of appeals with jurisdiction over one ruling to review, conjunctively, related rulings that are not themselves independently appealable.” Id. at -, 115 S.Ct. at 1212. The Court suggested, nevertheless, that jurisdiction may properly be exercised where the unrelated questions were “inextri*443cably intertwined with [the] court’s decision to deny” the defendants immunity, or when “review of the former decision was necessary to ensure meaningful review of the latter.” Id.

On a related issue, the Supreme Court also recently held that a denial of a summary judgment motion on the basis of immunity under section 1983 is immediately appealable only when it presents “ ‘abstract issu[es] of law* ” related to the qualified immunity question. Johnson, — U.S. at -, 115 S.Ct. at 2158 (citation omitted). That is, the order is not appealable if it presents disputed questions of fact. Concomitantly, the merits of plaintiffs’ claims are likewise unreviewable at this stage. See id. at -, 115 S.Ct. at 2154-56 (quoting Mitchell, 472 U.S. at 527-28, 105 S.Ct. at 2816-17). Appellate courts may only review whether the district court “mistakenly identified clearly established law ... given [ ] the facts that [it] assumed when it denied summary judgment for that (purely legal) reason.” Id. at -, 115 S.Ct. at 2159. Although prohibiting public officials from immediately appealing the denial of qualified immunity on factual grounds might expose them to trials from which they should be shielded if genuine issues of fact do not truly exist, the Court reasoned, that risk is outweighed by the countervailing values of limiting collateral appeals. Id. at -, 115 S.Ct. at 2158.

We conclude that we have no appellate jurisdiction to review the partial denial of Lanier’s motion to dismiss because the merits of plaintiffs’ claim are neither “inextricably intertwined” with the question of immunity, nor does review of the former ensure a meaningful review of the latter. Whether Lanier’s sexual abuse of plaintiffs was a judicial act is not connected in any way to whether plaintiffs have stated a claim.

It seems clear that Swint intended to restrict discretionaiy appellate jurisdiction, rather than to expand it. The Court did not intend to enlarge the already narrow categories of interlocutory appeals when it stated that nonappealable questions may be addressed if they are “inextricably intertwined” with the issue that is appealable. Given the extent to which the Court engaged in a thorough explanation of the limited nature of appellate jurisdiction, the “inextricably intertwined” requirement was not meant to be loosely applied as a matter of discretion. Rather, the terms can only be understood, in the context of the opinion, to mean that pendent jurisdiction may be exercised only when the immunity issues absolutely cannot be resolved without addressing the nonap-pealable collateral issues. To read Swint otherwise is effectively to undercut the rule it established, and which in turn rests upon the permissible bounds of a federal appellate court’s powers.

IV.

For the reasons explained, we AFFIRM the denial of immunity, and DISMISS the portion of the appeal not dealing with the question of judicial immunity for lack of appellate jurisdiction.

. In a related criminal proceeding, Lanier was convicted of seven counts of violating 18 U.S.C. § 242 for willfully violating the civil rights of various women. He was sentenced to 25 years in prison and appealed his conviction and sentence. This court sitting en banc vacated his conviction for reasons that are not important to this appeal. See United States v. Lanier, 73 F.3d 1380 (6th Cir. 1996) (en banc), cert. granted, U.S. -, 116 S.Ct. 2522, 135 L.Ed.2d 1047 (1996).

MERRITT, Chief Judge,

concurring.

I concur with the Court’s opinion that there is no “judicial immunity” from civil liability in this § 1983 ease. In United States v. Lanier, 73 F.3d 1380 (6th Cir.), cert. granted, — U.S. -, 116 S.Ct. 2522, 135 L.Ed.2d 1047 (1996), the criminal analogue to this civil case, we held that Lanier’s conduct, the same conduct complained of here, does not constitute a federal crime under 18 U.S.C. § 242.

In that ease, the government argued that Lanier’s sexual assaults were made as a judicial official “under color of state law,” an explicit requirement or element of a § 242 offense. In order for Lanier to be found criminally liable under § 242, “state action” must be present. A § 242 act “under color of state law” must be an act “under pretense of law,” for “the acts of officers in the ambit of their personal pursuits are plainly excluded,” Screws v. United States, 325 U.S. 91, 111, 65 S.Ct. 1031, 1040, 89 L.Ed. 1495 (1945) (emphasis added). It must be a “misuse of power ... made possible only because the wrongdoer is clothed with the authority of law.” United States v. Classic, 313 U.S. 299, 326, 61 S.Ct. 1031, 1043, 85 L.Ed. 1368 (1941). The sexual conduct here was singu*444larly “personal” and obviously not “clothed with the authority of law.”

Had we agreed in the criminal case that Lanier was acting “clothed with the authority of state law” or “under pretense of law” in sexually assaulting women, we might be driven in this civil case to find in favor of Lanier’s plea of judicial immunity. It would seem inconsistent to follow the government and say that Lanier was performing a judicial function under state law for purposes of criminal liability and then turn around and deny Lanier judicial immunity on the ground that he was not performing a judicial function.

The only consistent, sensible approach in this area of law is to say what seems obvious: Sexual assaults have nothing to do with the appearance of carrying out authorized judicial duties, exercising judicial power or performing the function of judging. Yielding to an unruly libido is not the exercise of judicial power, or somehow like or related to the performance of judicial duties. A ruling to the contrary would create a legal fiction beyond the pale of reason. Even for Dr. Freud, “carnal knowledge” is not really “knowledge,” only a metaphor. A judge’s long study of the law does not proceed from sexual appetites, even though we may sometimes say that “the law is a jealous mistress.” To label Lanier’s personal sexual proclivities as “state action” or judicial acts “under color of law” or “clothed with the authority of law” makes an interesting literary figure of speech. But that is all it is — a figure of speech, a metaphor. There may be no judicial immunity for such acts in the real world.

2.4.3.5 Mireles v. Waco 2.4.3.5 Mireles v. Waco

MIRELES v. WACO

No. 91-311.

Decided October 21, 1991

Per Curiam.

A long line of this Court’s precedents acknowledges that, generally, a judge is immune from a suit for money damages. See, e. g., Forrester v. White, 484 U. S. 219 (1988); Cleavinger v. Saxner, 474 U. S. 193 (1985); Dennis v. Sparks, 449 U. S. 24 (1980); Supreme Court of Va. v. Consumers Union of United States, Inc., 446 U. S. 719 (1980); Butz v. Economou, 438 U. S. 478 (1978); Stump v. Sparkman, 435 U. S. 349 (1978); Pierson *10v. Ray, 386 U. S. 547 (1967).1 Although unfairness and injustice to a litigant may result on occasion, “it is a general principle of the highest importance to the proper administration of justice that a judicial officer, in exercising the authority vested in him, shall be free to act upon his own convictions, without apprehension of personal consequences to himself.” Bradley v. Fisher, 13 Wall. 335, 347 (1872).

In this case, respondent Howard Waco, a Los Angeles County public defender, filed suit in the United States District Court for the Central District of California under Rev. Stat. § 1979, 42 U. S. C. § 1983, against petitioner, Raymond Míreles, a judge of the California Superior Court, and two police officers, for damages arising from an incident in November 1989 at the Superior Court building in Van Nuys, Cal. Waco alleged that after he failed to appear for the initial call of Judge Míreles’ morning calendar, the judge, “angered by the absence of attorneys from his courtroom,” ordered the police officer defendants “to forcibly and with excessive force seize and bring plaintiff into his courtroom.” App. to Pet. for Cert. B-3, ¶ 7(a). The officers allegedly “by means of unreasonable force and violence seize[d] plaintiff and remove[d] him backwards” from another courtroom where he was waiting to appear, cursed him, and called him “vulgar and offensive names,” then “without necessity slammed” him through the doors and swinging gates into Judge Míreles’ courtroom. Id., at B-4, ¶ 7(c). Judge Míreles, it was alleged, “knowingly and deliberately approved and ratified each of the aforedescribed acts” of the police officers. Ibid. Waco demanded general and punitive damages. Id., at B-5 and B-6.

*11Judge Míreles moved to dismiss the complaint as to him, pursuant to Federal Rules of Civil Procedure 12(b)(1) and (6), for failure to state a claim upon which relief could be granted. The District Court dismissed the claim against the judge and entered final judgment as to him, pursuant to Rule 54(b), on grounds of “complete judicial immunity.” App. to Pet. for Cert. D-2. On Waco’s appeal, the United States Court of Appeals for the Ninth Circuit reversed that judgment. Waco v. Baltad, 934 F. 2d 214 (1991). The court determined that Judge Míreles was not immune from suit because his alleged actions were not taken in his judicial capacity. It opined that Judge Míreles would have been acting in his judicial capacity if he had “merely directed the officers to bring Waco to his courtroom without directing them to use excessive force.” Id., at 216. But “[i]f Judge Míreles requested and authorized the use of excessive force, then he would not be acting in his judicial capacity.” Ibid.

Taking the allegations of the complaint as true, as we do upon a motion to dismiss, we grant the petition for certiorari and summarily reverse.

Like other forms of official immunity, judicial immunity is an immunity from suit, not just from ultimate assessment of damages. Mitchell v. Forsyth, 472 U. S. 511, 526 (1985). Accordingly, judicial immunity is not overcome by allegations of bad faith or malice, the existence of which ordinarily cannot be resolved without engaging in discovery and eventual trial. Pierson v. Ray, 386 U. S., at 554 (“[Ijmmunity applies even when the judge is accused of acting maliciously and corruptly”). See also Harlow v. Fitzgerald, 457 U. S. 800, 815-819 (1982) (allegations of malice are insufficient to overcome qualified immunity).

Rather, our cases make clear that the immunity is overcome in only two sets of circumstances. First, a judge is not immune from liability for nonjudicial actions, i. e., actions not taken in the judge’s judicial capacity. Forrester v. White, 484 U. S., at 227-229; Stump v. Sparkman, 435 U. S., at 360. *12Second, a judge is not immune for actions, though judicial in nature, taken in the complete absence of all jurisdiction. Id., at 356-357; Bradley v. Fisher, 13 Wall., at 351.

We conclude that the Court of Appeals erred in ruling that Judge Míreles’ alleged actions were not taken in his judicial capacity. This Court in Stump made clear that “whether an act by a judge is a 'judicial' one relate[s] to the nature of the act itself, i. e., whether it is a function normally performed by a judge, and to the expectations of the parties, i. e., whether they dealt with the judge in his judicial capacity.” 435 U. S., at 362. See also Forrester v. White, 484 U. S., at 227-229. A judge’s direction to court officers to bring a person who is in the courthouse before him is a function normally performed by a judge. See generally Cal. Civ. Proc. Code Ann. §§ 128, 177, 187 (West 1982 and Supp. 1991) (setting forth broad powers of state judges in the conduct of proceedings).2 Waco, who was called into the courtroom for purposes of a pending case, was dealing with Judge Míreles in the judge’s judicial capacity.

Of course, a judge’s direction to police officers to carry out a judicial order with excessive force is not a “function normally performed by a judge.” Stump v. Sparkman, 435 U. S., at 362. But if only the particular act in question were to be scrutinized, then any mistake of a judge in excess of his authority would become a “nonjudicial” act, because an improper or erroneous act cannot be said to be normally performed by a judge. If judicial immunity means anything, it *13means that a judge “will not be deprived of immunity because the action he took was in error ... or was in excess of his authority.” Id., at 356. See also Forrester v. White, 484 U. S., at 227 (a judicial act “does not become less judicial by virtue of an allegation of malice or corruption of motive”). Accordingly, as the language in Stump indicates, the relevant inquiry is the “nature” and “function” of the act, not the “act itself.” 435 U. S., at 362. In other words, we look to the particular act’s relation to a general function normally performed by a judge, in this case the function of directing police officers to bring counsel in a pending case before the court.

Nor does the fact that Judge Míreles’ order was carried out by police officers somehow transform his action from “judicial” to “executive” in character. As Forrester instructs, it is “the nature of the function performed, not the identity of the actor who performed it, that inform[s] our immunity analysis.” 484 U. S., at 229. A judge’s direction to an executive officer to bring counsel before the court is no more executive in character than a judge’s issuance of a warrant for an executive officer to search a home. See Burns v. Reed, 500 U. S. 478, 492 (1991) (“[T]he issuance of a search warrant is unquestionably a judicial act”).

Because the Court of Appeals concluded that Judge Mí-reles did not act in his judicial capacity, the court did not reach the second part of the immunity inquiry: whether Judge Míreles’ actions were taken in the complete absence of all jurisdiction. We have little trouble concluding that they were not. If Judge Míreles authorized and ratified the police officers’ use of excessive force, he acted in excess of his authority. But such an action — taken in the very aid of the judge’s jurisdiction over a matter before him — cannot be said to have been taken in the absence of jurisdiction.

The petition for certiorari is granted, and the judgment of the Court of Appeals is reversed.

It is so ordered.

The Court, however, has recognized that a judge is not absolutely immune from criminal liability, Ex parte Virginia, 100 U. S. 339, 348-349 (1880), or from a suit for prospective injunctive relief, Pulliam v. Allen, 466 U. S. 522, 536-543 (1984), or from a suit for attorney’s fees authorized by statute, id., at 543-544.

California Civ. Proc. Code Ann. §128 (West Supp. 1991) provides in pertinent part: “Every court shall have the power to do all of the following: ... (5) To control in furtherance of justice, the conduct of its ministerial officers, and of all other persons in any manner connected with a judicial proceeding before it, in every matter pertaining thereto.” See Ligda v. Superior Court of Solano County, 5 Cal. App. 3d 811, 826, 85 Cal. Rptr. 744, 753 (1970) (public defender is “ ‘ministerial officer’ ” and one of “ ‘all other persons in any manner connected with a judicial proceeding’ ” within the meaning of §128, and may be ordered to appear to assist criminal defendant).

*14Justice Stevens,

dissenting.

Judicial immunity attaches only to actions undertaken in a judicial capacity. Forrester v. White, 484 U. S. 219, 227-229 (1988). In determining whether an action is “judicial,” we consider the nature of the act and whether it is a “function normally performed by a judge.” Stump v. Sparkman, 435 U. S. 349, 362 (1978).*

Respondent Howard Waco alleges that petitioner Judge Raymond Míreles ordered police officers “to forcibly and with excessive force seize and bring” respondent into petitioner’s courtroom. App. to Pet. for Cert. B-3, ¶ 7(a). As the Court acknowledges, ordering police officers to use excessive force is “not a ‘function normally performed by a judge.’” Ante, at 12 (quoting Stump v. Sparkman, 435 U. S., at 362). The Court nevertheless finds that judicial immunity is applicable because of the action’s “relation to a general function normally performed by a judge.” Ante, at 13.

Accepting the allegations of the complaint as true, as we must in reviewing a motion to dismiss, petitioner issued two commands to the police officers. He ordered them to bring respondent into his courtroom, and he ordered them to commit a battery. The first order was an action taken in a judicial capacity; the second clearly was not. Ordering a battery has no relation to a function normally performed by a judge. If an interval of a minute or two had separated the two orders, it would be undeniable that no immunity would attach to the latter order. The fact that both are alleged to *15have occurred as part of the same communication does not enlarge the judge’s immunity.

Accordingly, I respectfully dissent.

See also Supreme Court of Va. v. Consumers Union of United States, Inc., 446 U. S. 719, 736-737 (1980) (judge not entitled to judicial immunity when acting in enforcement capacity); cf. Mitchell v. Forsyth, 472 U. S. 511, 520-524 (1985) (Attorney General not absolutely immune when performing “national security,” rather than prosecutorial, function). Moreover, even if the act is “judicial,” judicial immunity does not attach if the judge is acting in the ‘“clear absence of all jurisdiction.’” Stump v. Sparkman, 435 U. S., at 357 (quoting Bradley v. Fisher, 13 Wall. 335, 351 (1872)).

Justice Scalia,

with whom Justice Kennedy joins,

dissenting.

“A summary reversal... is a rare and exceptional disposition, ‘usually reserved by this Court for situations in which the law is well settled and stable, the facts are not in dispute, and the decision below is clearly in error.’” R. Stern, E. Gressman, & S. Shapiro, Supreme Court Practice 281 (6th ed. 1986) (quoting Schweiker v. Hansen, 450 U. S. 785, 791 (1981) (Marshall, J., dissenting)). As Justice Stevens’ dissent amply demonstrates, the decision here reversed is, at a minimum, not clearly in error.

I frankly am unsure whether the Court’s disposition or Justice Stevens’ favored disposition is correct; but I am sure that, if we are to decide this case, we should not do so without briefing and argument. In my view, we should not decide it at all; the factual situation it presents is so extraordinary that it does not warrant the expenditure of our time. I would have denied the petition for writ of certiorari.

2.4.3.6 Imbler v. Pachtman 2.4.3.6 Imbler v. Pachtman

IMBLER v. PACHTMAN, DISTRICT ATTORNEY

No. 74-5435.

Argued November 3, 1975

Decided March 2, 1976

*410 Powell, J., delivered the opinion of the Court, in which Burger, C. J., and Stewart, Blackmun, and Rehnquist, JJ., joined. White, J., filed an opinion concurring in the judgment, in which Brennan and Marshall, JJ., joined, post, p. 432. Stevens, J., took no part in the consideration or decision of the case.

Roger S. Hanson argued the cause and filed a brief for petitioner.

John P. Farrell argued the cause for respondent. With him on the brief was John H. Larson.

Solicitor General Bork argued the cause for the United States as amicus curiae. With him on the brief were Acting Assistant Attorney General Keeney, Deputy Solicitor General Friedman, Harry R. Sachse, and Jerome M. Feit. *

*

Evelle J. Younger, Attorney General, Jack R. Winkler, Chief Assistant Attorney General, S. Clark Moore, Assistant Attorney General, and Russell lungerich and Edward T. Fogel, Jr., Deputy Attorneys General, filed a brief for the State of California as amicus curiae urging affirmance.

Joseph P. Busch and Patrick F. Heady filed a brief for the National District Attorneys Association as amicus curiae.

Me. Justice Powell

delivered the opinion of the Court.

The question presented in this case is whether a state prosecuting attorney who acted within the scope of his duties in initiating and pursuing a criminal prosecution is amenable to suit under 42 U. S. C. § 1983 for alleged deprivations of the defendant's constitutional rights. The Court of Appeals for the Ninth Circuit held that he is not. 500 F. 2d 1301. We affirm.

I

The events which culminated in this suit span many years and several judicial proceedings. They began in *411January 1961, when two men attempted to rob a Los Angeles market run by Morris Hasson. One shot and fatally wounded Hasson, and the two fled in different directions. Ten days later Leonard Lingo was killed while attempting a robbery in Pomona, Cal., but his two accomplices escaped. Paul Imbler, petitioner in this case, turned himself in the next day as one of those accomplices. Subsequent investigation led the Los Angeles District Attorney to believe that Imbler and Lingo had perpetrated the first crime as well, and that Imbler had killed Hasson. Imbler was charged with first-degree felony murder for Hasson’s death.

The State’s case consisted of eyewitness testimony from Hasson’s wife and identification testimony from three men who had seen Hasson’s assailants fleeing after the shooting. Mrs. Hasson was unable to identify the gunman because a hat had obscured his face, but from police photographs she identified the killer’s companion as Leonard Lingo. The primary identification witness was Alfred Costello, a passerby on the night of the crime, who testified that he had a clear view both as the gunman emerged from the market and again a few moments later when the fleeing gunman — after losing his hat — r turned to fire a shot at Costello1 and to shed his coat2 before continuing on. . Costello positively identified Imbler as the gunman. The second identification witness, an attendant at a parking lot through which the gunman ultimately escaped, testified that he had a side and front view as the man passed. Finally, a customer who was leaving Hasson’s market as the robbers entered *412testified that he had a good look then and as they exited moments later. All of these witnesses identified Imbler as the gunman, and the customer also identified the second man as Leonard Lingo. Rigorous cross-examination failed to shake any of these witnesses.3

Imbler’s defense was an alibi. He claimed to have spent the night of the Hasson killing bar-hopping with several persons, and to have met Lingo for the first time the morning before the attempted robbery in Pomona. This testimony was corroborated by Mayes, the other accomplice in the Pomona robbery, who also claimed to have accompanied Imbler on the earlier rounds of the bars. The jury found Imbler guilty and fixed punishment at death.4 On appeal the Supreme Court of California affirmed unanimously over numerous contentions of error. People v. Imbler, 57 Cal. 2d 711, 371 P. 2d 304 (1962).

Shortly thereafter Deputy District Attorney Richard Pachtman, who had been the prosecutor at Imbler’s trial and who is the respondent before this Court, wrote to the Governor of California describing evidence turned up after trial by himself and an investigator for the state correctional authority. In substance, the evidence consisted of newly discovered corroborating witnesses for Imbler’s alibi, as well as new revelations about prime witness Costello’s background which indicated that he was less trustworthy than he had represented originally to Pachtman and in his testimony. Pachtman noted that leads to some of this information had been available to Imbler’s counsel prior to trial but apparently *413had not been developed, that Costello had testified convincingly and withstood intense cross-examination, and that none of the new evidence was conclusive of Imbler’s innocence. He explained that he wrote from a belief that “a prosecuting attorney has a duty to be fair and see that all true facts, whether helpful to the case or not, should be presented.” 5

Imbler filed a state habeas corpus petition shortly after Pachtman’s letter. The Supreme Court of California appointed one of its retired justices as referee to hold a hearing, at which Costello was the main attraction. He recanted his trial identification of Imbler, and it also was established that on cross-examination and redirect he had painted a picture of his own background that was more flattering than trüe. Imbler’s corroborating witnesses, uncovered by prosecutor Pachtman’s investigations, also testified.

In his brief to the Supreme Court of California on this habeas petition, Imbler’s counsel described Pacht-man’s post-trial detective work as “[i]n the highest tradition of law enforcement and justice,” and as a premier example of “devotion to duty.” 6 But he also charged that the prosecution had knowingly used false testimony and suppressed material evidence at Imbler’s trial.7 In a thorough opinion by then Justice Traynor, the Supreme Court of California unanimously rejected these contentions and denied the writ. In re Imbler, *41460 Cal. 2d 554, 387 P. 2d 6 (1963). The California court noted that the hearing record fully supported the referee’s finding that Costello’s recantation of his identification lacked credibility compared to the original identification itself, id., at 562, 387 P. 2d, at 10-11, and that the new corroborating witnesses who appeared on Imbler’s behalf were unsure of their stories or were otherwise impeached, id., at 569-570, 387 P. 2d, at 14.

In 1964, the year after denial of his state habeas petition, Imbler succeeded in having his death sentence overturned on grounds unrelated to this case. In re Imbler, 61 Cal. 2d 556, 393 P. 2d 687 (1964). Rather than resentence him, the State stipulated to life imprisonment. There the matter lay for several years, until in late 1967 or early 1968 Imbler filed a habeas corpus petition in Federal District Court based on the same contentions previously urged upon and rejected by the Supreme Court of California.

The District Court held no hearing. Instead, it decided the petition upon the record, including Pacht-man’s letter to the Governor and the transcript of the referee’s hearing ordered by the Supreme Court of California. Reading that record quite differently than had the seven justices of the State Supreme Court, the District Court found eight instances of state misconduct at Imbler’s trial, the cumulative effect of which required issuance of the writ. Imbler v. Craven, 298 F. Supp. 795, 812 (CD Cal. 1969). Six occurred during Costello’s testimony and amounted in the court’s view to the culpable use by the prosecution of misleading or false testimony.8 The other two instances were suppressions of *415evidence favorable to Imbler by a police fingerprint expert who testified at trial and by the police who investigated Hasson’s murder.9 The District Court ordered that the writ of habeas corpus issue unless California retried Imbler within 60 days, and denied a petition for rehearing.

The State appealed to the Court of Appeals for the Ninth Circuit, claiming that the District Court had failed to give appropriate deference to the factual determinations of the Supreme Court of California as required by 28 U. S. C. § 2254 (d). The Court of Appeals affirmed, finding that the District Court had merely “reached different conclusions than the state court in applying federal constitutional standards to [the] facts,” Imbler v. California, 424 F. 2d 631, 632, and certiorari was denied, 400 U. S. 865 (1970). California chose not to retry Imbler, and he was released.

At this point, after a decade of litigation and with Imbler now free, the stage was set for the present suit. In April 1972, Imbler filed a civil rights action, under 42 U. S. C. § 1983 and related statutes, against respondent Pachtman, the police fingerprint expert, and various other officers of the Los Angeles police force. He alleged *416that a conspiracy among them unlawfully to charge and convict him had caused him loss of liberty and other grievous injury. He demanded $2.7 million in actual and exemplary damages from each defendant, plus $15,-000 attorney’s fees.

Imbler attempted to incorporate into his complaint the District Court’s decision granting the writ of habeas corpus, and for the most part tracked that court’s opinion in setting out the overt acts in furtherance of the alleged conspiracy. The gravamen of his complaint against Pachtman was that he had “with intent, and on other occasions with negligence” allowed Costello to give false testimony as found by the District Court, and that the fingerprint expert’s suppression of evidence was “chargeable under federal law” to Pachtman. In addition Imbler claimed that Pachtman had prosecuted him with knowledge of a lie detector test that had “cleared” Imbler, and that Pachtman had used at trial a police artist’s sketch of Hasson’s killer made shortly after the crime and allegedly altered to resemble Imbler more closely after the investigation had focused upon him.

Pachtman moved under Fed. Rule Civ. Proc. 12 (b)(6) to have the complaint dismissed as to him. The District Court, noting that public prosecutors repeatedly had been held immune from civil liability for “acts done as part of their traditional official functions,” found that Pacht-man’s alleged acts fell into that category and granted his motion. Following the entry of final judgment as to Pachtman under Fed. Rule Civ. Proc. 54 (b), Imbler appealed to the Court of Appeals for the Ninth Circuit. That court, one judge dissenting, affirmed the District Court in an opinion finding Pachtman’s alleged acts to have been committed “during prosecutorial activities which can only be characterized as an ‘integral part of the judicial process,’ ” 500 F. 2d, at 1302, quoting *417Marlowe v. Coakley, 404 F. 2d 70 (CA9 1968). We granted certiorari to consider the important and recurring issue of prosecutorial liability under the Civil Rights Act of 1871. 420 U. S. 945 (1975).

II

Title 42 U. S. C. § 1983 provides that “[e]very person” who acts under color of state law to deprive another of a constitutional right shall be answerable to that person in a suit for damages.10 The statute thus creates a species of tort liability that on its face admits of no immunities, and some have argued that it should be applied as stringently as it reads.11 But that view has not prevailed.

This Court first considered the implications of the statute’s literal sweep in Tenney v. Brandhove, 341 U. S. 367 (1951). There it was claimed that members of a state legislative committee had called the plaintiff to appear before them, not for a proper legislative purpose, but to intimidate him into silence on certain matters of public concern, and thereby had deprived him of his constitutional rights. Because legislators in both England and this country had enjoyed absolute immunity for their official actions, Tenney squarely presented the issue of whether the Reconstruction Congress had intended to *418restrict the availability in § 1983 suits of those immunities which historically, and for reasons of public policy, had been accorded to various categories of officials. The Court concluded that immunities “well grounded in history and reason” had not been abrogated “by covert inclusion in the general language” of § 1983. 341 U. S., at 376. Regardless of any unworthy purpose animating their actions, legislators were held to enjoy under this statute their usual immunity when acting “in a field where legislators traditionally have power to act.” Id., at 379.

The decision in Tenney established that § 1983 is to be read in harmony with general principles of tort immunities and defenses rather than in derogation of them. Before today the Court has had occasion to consider the liability of several types of government officials in addition to legislators. The common-law absolute immunity of judges for “acts committed within their judicial jurisdiction,” see Bradley v. Fisher, 13 Wall. 335 (1872), was found to be preserved under § 1983 in Pierson v. Ray, 386 U. S. 547, 554-555 (1967).12 In the same case, local police officers sued for a deprivation of liberty resulting from unlawful arrest were held to enjoy under § 1983 a “good faith and probable cause” defense coextensive with their defense to false arrest actions at *419common law. 386 U. S., at 555-557. We found qualified immunities appropriate in two recent cases.13 In Scheuer v. Rhodes, 416 U. S. 232 (1974), we concluded that the Governor and other executive officials of a State had a qualified immunity that varied with “the scope of discretion and responsibilities of the office and all the circumstances as they reasonably appeared at the time of the action. . . .” Id., at 247.14 Last Term in Wood v. Strickland, 420 U. S. 308 (1975), we held that school officials, in the context of imposing disciplinary penalties, were not liable so long as they could not reasonably have known that their action violated students’ clearly established constitutional rights, and provided they did not act with malicious intention to cause constitutional or other injury. Id., at 322; cf. O'Connor v. Donaldson, 422 U. S. 563, 577 (1975). In Scheuer and in Wood, as in the two earlier cases, the considerations underlying the nature of the immunity of the respective officials in suits at common law led to essentially the same immunity under § 1983.15 See 420 U. S., at 318-321; 416 U. S., at 239-247, and n. 4.

*420III

This case marks our first opportunity to address the § 1983 liability of a state prosecuting officer. The Courts of Appeals, however, have confronted the issue many times and under varying circumstances. Although the precise contours of their holdings have been unclear at times, at bottom they are virtually unanimous that a prosecutor enjoys absolute immunity from § 1983 suits for damages when he acts within the scope of his prosecutorial duties.16 These courts sometimes have described the prosecutor’s immunity as a form of “quasi-judicial” immunity and referred to it as derivative of the immunity of judges recognized in Pierson v. Ray, supra.17 Petitioner focuses upon the “quasi-judicial” characterization, and contends that it illustrates a fundamental illogic in according absolute immunity to a prosecutor. He argues that the prosecutor, ás a member of the executive branch, cannot claim the immunity reserved for the judiciary, but only a qualified immunity *421akin to that accorded other executive officials in this Court’s previous cases.

Petitioner takes an overly simplistic approach to the issue of prosecutorial liability. As noted above, our earlier decisions on § 1983 immunities were not products of judicial fiat that officials in different branches of government are differently amenable to suit under § 1983. Rather, each was predicated upon a considered inquiry into the immunity historically accorded the relevant official at common law and the interests behind it. The liability of a state prosecutor under § 1983 must be determined in the same manner.

A

The function of a prosecutor that most often invites a common-law tort action is his decision to initiate a prosecution, as this may lead to a suit for malicious prosecution if the State’s case misfires. The first American case to address the question of a prosecutor’s amenability to such an action was Griffith v. Slinkard, 146 Ind. 117, 44 N. E. 1001 (1896).18 The complaint charged that a local prosecutor without probable cause added the plaintiff’s name to a grand jury true bill after the grand jurors had refused to indict him, with the result that the plaintiff was arrested and forced to appear in court repeatedly before the charge finally was nolle prossed. Despite allegations of malice, the Supreme Court of Indiana dismissed the action on the ground that the prosecutor was absolutely immune. Id., at 122, 44 N. E., at 1002.

*422The Griffith view on prosecutorial immunity became the clear majority rule on the issue.19 The question eventually came to this Court on writ of certiorari to the Court of Appeals for the Second Circuit. In Yaselli v. Goff, 12 F. 2d 396 (1926), the claim was that the defendant, a Special Assistant to the Attorney General of the United States, maliciously and without probable cause procured plaintiff’s grand jury indictment by the willful introduction of false and misleading evidence. Plaintiff sought some $300,000 in damages for having been subjected to the rigors of a trial, in which the court ultimately directed a verdict against the Government. The District Court dismissed the complaint, and the Court of Appeals affirmed. After reviewing the development of the doctrine of prosecutorial immunity, id., at 399-404, that court stated:

“In our opinion the law requires us to hold that a special assistant to the Attorney General of the United States, in the performance of the duties imposed upon him by law, is immune from a civil action for malicious prosecution based on an indictment and prosecution, although it results in a verdict of not guilty rendered by a jury. The immunity is absolute, and is grounded on principles of public policy.” Id., at 406.

After briefing and oral argument, this Court affirmed the Court of Appeals in a per curiam opinion. Yaselli v. Goff, 275 U. S. 503 (1927).

The common-law immunity of a prosecutor is based upon the same considerations that underlie the common-*423law immunities of judges and grand jurors acting within the scope of their duties.20 These include concern that harassment by unfounded litigation would cause a deflection of the prosecutor’s energies from his public duties, and the possibility that he would shade his decisions instead of exercising the independence of judgment required by his public trust. One court expressed both considerations as follows:

“The office of public prosecutor is one which must be administered with courage and independence. Yet how can this be if the prosecutor is made subject to suit by those whom he accuses and fails to convict? To allow this would open the way for unlimited harassment and embarrassment of the most conscientious officials by those who would profit thereby. There would be involved in every case the possible consequences of a failure to obtain a con*424viction. There would always be a question of possible civil action in case the prosecutor saw fit to move dismissal of the case. . . . The apprehension of such consequences would tend toward great uneasiness and toward weakening the fearless and impartial policy which should characterize the administration of this office. The work of the prosecutor would thus be impeded and we would have moved away from the desired objective of stricter and fairer law enforcement.” Pearson v. Reed, 6 Cal. App. 2d 277, 287, 44 P. 2d 592, 597 (1935).

See also Yaselli v. Goff, 12 F. 2d, at 404-406.

B

The common-law rule of immunity is thus well settled.21 We now must determine whether the same considerations of public policy that underlie the common-law rule likewise countenance absolute immunity under § 1983. We think they do.

If a prosecutor had only a qualified immunity, the threat of § 1983 suits would undermine performance of his duties no less than would the threat of common-law suits for malicious prosecution. A prosecutor is duty bound to exercise his best judgment both in deciding which suits to bring and in conducting them in court. The public trust of the prosecutor’s office would suffer if he were constrained in making every decision by the consequences in terms of his own potential liability in a *425suit for damages. Such suits could be expected with some frequency, for a defendant often will transform his resentment at being prosecuted into the ascription of improper and malicious actions to the State’s advocate. Cf. Bradley v. Fisher, 13 Wall., at 348; Pierson v. Ray, 386 U. S., at 554. Further, if the prosecutor could be made to answer in court each time such a person charged him with wrongdoing, his energy and attention would be diverted from the pressing duty of enforcing the criminal law.

Moreover, suits that survived the pleadings would pose substantial danger of liability even to the honest prosecutor. The prosecutor’s possible knowledge of a witness’ falsehoods, the materiality of evidence not revealed to the defense, the propriety of a closing argument, and— ultimately in every case — the likelihood that prosecu-torial misconduct so infected a trial as to deny due process, are typical of issues with which judges struggle in actions for post-trial relief, sometimes to differing conclusions.22 The presentation of such issues in a § 1983 action often would require a virtual retrial of the criminal offense in a new forum, and the resolution of some technical issues by the lay jury. It is fair to say, we think, that the honest prosecutor would face greater difficulty in meeting the standards of qualified immunity than other executive or administrative officials. Frequently acting under serious constraints of time and even information, a prosecutor inevitably makes many decisions that could engender colorable claims of constitutional deprivation. Defending these decisions, often years after they were made, could impose unique *426and intolerable burdens upon a prosecutor responsible annually for hundreds of indictments and trials. Cf. Bradley v. Fisher, supra, at 349.

The affording of only a qualified immunity to the prosecutor also could have an adverse effect upon the functioning of the criminal justice system. Attaining the system’s goal of accurately determining guilt or innocence requires that both the prosecution and the defense have wide discretion in the conduct of the trial and the presentation of evidence.23 The veracity of witnesses in criminal cases frequently is subject to doubt before and after they testify, as is illustrated by the history of this case. If prosecutors were hampered in exercising their judgment as to the use of such witnesses by concern about resulting personal liability, the triers of fact in criminal cases often would be denied relevant evidence.24

*427The ultimate fairness of the operation of the system itself could be weakened by subjecting prosecutors to § 1983 liability. Various post-trial procedures are available to determine whether an accused has received a fair trial. These procedures include the remedial powers of the trial judge, appellate review, and state and federal post-conviction collateral remedies. In all of these the attention of the reviewing judge or tribunal is focused primarily on whether there was a fair trial under law. This focus should not be blurred by even the subconscious knowledge that a post-trial decision in favor of the accused might result in the prosecutor’s being called upon to respond in damages for his error or mistaken judgment.25

We conclude that the considerations outlined above dictate the same absolute immunity under § 1983 that the prosecutor enjoys at common law. To be sure, this immunity does leave the genuinely wronged defendant without civil redress against a prosecutor whose malicious or dishonest action deprives him of liberty. But the alternative of qualifying a prosecutor’s immunity would disserve the broader public interest. It would prevent the vigorous and fearless performance of the prosecutor’s duty that is essential to the proper function*428ing of the criminal justice system.26 Moreover, it often would prejudice defendants in criminal cases by skewing post-conviction judicial decisions that should be made with the sole purpose of insuring justice. With the issue thus framed, we find ourselves in agreement with Judge Learned Hand, who wrote of the prosecutor’s immunity from actions for malicious prosecution:

“As is so often the case, the answer must be found in a balance between the evils inevitable in either alternative. In this instance it has been thought in the end better to leave unredressed the wrongs done by dishonest officers than to subject those who try to do their duty to the constant dread of retaliation.” Gregoire v. Biddle, 177 F. 2d 579, 581 (CA2 1949), cert. denied, 339 U. S. 949 (1950).

See Yaselli v. Goff, 12 F. 2d, at 404; cf. Wood v. Strickland, 420 U. S., at 320.27

We emphasize that the immunity of prosecutors from *429liability in suits under § 1983 does not leave the public powerless to deter misconduct or to punish that which occurs. This Court has never suggested that the policy considerations which compel civil immunity for certain governmental officials also place them beyond the reach of the criminal law. Even judges, cloaked with absolute civil immunity for centuries, could be punished criminally for willful deprivations of constitutional rights on the strength of 18 U. S. C. § 242,28 the criminal analog of § 1983. O’Shea v. Littleton, 414 U. S. 488, 503 (1974); cf. Gravel v. United States, 408 U. S. 606, 627 (1972). The prosecutor would fare no better for his willful acts.29 Moreover, a prosecutor stands perhaps unique, among officials whose acts could deprive persons of constitutional rights, in his amenability to professional discipline by an association of his peers.30 These checks undermine the argument that the imposition of civil liability is the only way to insure that prosecutors are mindful of the constitutional rights of persons accused of crime.

*430IV

It remains to delineate the boundaries of our holding. As noted, supra, at 416, the Court of Appeals emphasized that each of respondent’s challenged activities was an “integral part of the judicial process.” 600 F. 2d, at 1302. The purpose of the Court of Appeals’ focus upon the functional nature of the activities rather than respondent’s status was to distinguish and leave standing those cases, in its Circuit and in some others, which hold that a prosecutor engaged in certain investigative activities enjoys, not the absolute immunity associated with the judicial process, but only a good-faith defense comparable to the policeman’s.31 See Pierson v. Ray, 386 U. S., at 557. We agree with the Court of Appeals that respondent’s activities were intimately associated with the judicial phase of the criminal process, and thus were functions to which the reasons for absolute immunity apply with full force.32 We have no occasion to consider whether like or similar reasons require immunity for those aspects of the prosecutor’s responsibility that cast him in the role of an administrator or investigative *431officer rather than that of advocate.33 We hold only that in initiating a prosecution and in presenting the State’s case, the prosecutor is immune from a civil suit for damages under § 1983.34 The judgment of the Court of Appeals for the Ninth Circuit accordingly is

Affirmed.

*432Mr. Justice Stevens took no part in the consideration or decision of this case.

This shot formed the basis of a second count against Imbler for assault, which was tried with the murder count.

This coat, identified by Mrs. Hasson as that worn by her husband’s assailant, yielded a gun determined by ballistics evidence to be the murder weapon.

A fourth man who saw Hasson’s killer leaving the scene identified Imbler in a pretrial lineup, but police were unable to find him at the time of trial.

Imbler also received a 10-year prison term on the assault charge. See n. 1, supra.

Brief for Respondent, App. A, p. 6. The record does not indicate what specific action was taken in response to Pachtman’s letter. We do note that the letter was dated August 17, 1962, and that Imbler’s execution, scheduled for September 12, 1962, subsequently was stayed. The letter became a part of the permanent record in the case available to the courts in all subsequent litigation.

Brief for Respondent 5.

See generally Napue v. Illinois, 360 U. S. 264 (1959); Brady v. Maryland, 373 U. S. 83 (1963).

The District Court found that Costello had given certain ambiguous or misleading testimony, and had lied flatly about his criminal record, his education, and his current income. As to the misleading testimony, the court found that either Pachtman or a *415police officer present in the courtroom knew it was misleading. As to the false testimony, the District Court concluded that Pachtman had “cause to suspect” its falsity although, apparently, no actual knowledge thereof. See 298 F. Supp., at 799-807. The Supreme Court of California earlier had addressed and rejected allegations based on many of the same parts of Costello's testimony. It found either an absence of falsehood or an absence of prosecutorial knowledge in each instance. See In re Imbler, 60 Cal. 2d 554, 562-565, and n. 3, 387 P. 2d 6, 10-12, and n. 3 (1963).

See 298 F. Supp., at 809-811. The Supreme Court of California earlier had rejected similar allegations. See In re Imbler, supra, at 566-568, 387 P. 2d, at 12-13.

Title 42 U. S. C. § 1983, originally passed as § 1 of the Civil Rights Act of 1871, 17 Stat. 13, reads in full:

“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”

See, e. g., Pierson v. Ray, 386 U. S. 647, 559 (1967) (Douglas, J., dissenting); Tenney v. Brandhove, 341 U. S. 367, 382-383 (1951) (Douglas, J., dissenting).

The Court described the immunity of judges as follows:

“Few doctrines were more solidly established at common law than the immunity of judges from liability for damages for acts committed within their judicial jurisdiction, as this Court recognized when it adopted the doctrine, in Bradley v. Fisher, 13 Wall. 335 (1872). This immunity applies even when the judge is accused of acting maliciously and corruptly, and it ‘is not for the protection or benefit of a malicious or corrupt judge, but for the benefit of the public, whose interest it is that the judges should be at liberty to exercise their functions with independence and without fear of consequences.’ ” 386 U. S., at 553-554 (citation omitted).

The procedural difference between the absolute and the qualified immunities is important. An absolute immunity defeats a suit at the outset, so long as the official’s actions were within the scope of the immunity. The fate of an official with qualified immunity depends upon the circumstances and motivations of his actions, as established by the evidence at trial. See Scheuer v. Rhodes, 416 U. S. 232, 238-239 (1974); Wood v. Strickland, 420 U. S. 308, 320-322 (1975).

The elements of this immunity were described in Scheuer as follows:

“It is the existence of reasonable grounds for the belief formed at the time and in light of all the circumstances, coupled with good faith belief, that affords a basis for qualified immunity of executive officers for acts performed in the course of official conduct.” 416 U. S., at 247-248.

In Tenney v. Brandhove, of course, the Court looked to the *420immunity accorded legislators by the Federal and State Constitutions, as well as that developed by the common law. 341 U. S., at 372-375. See generally Doe v. McMillan, 412 U. S. 306 (1973).

Fanale v. Sheeky, 385 F. 2d 866, 868 (CA2 1967); Bauers v. Heisel, 361 F. 2d 581 (CA3 1966), cert. denied, 386 U. S. 1021 (1967); Carmack v. Gibson, 363 F. 2d 862, 864 (CA5 1966); Tyler v. Witkowski, 511 F. 2d 449, 450-451 (CA7 1975); Barnes v. Dorsey, 480 F. 2d 1057, 1060 (CA8 1973); Kostal v. Stoner, 292 F. 2d 492, 493 (CA10 1961), cert. denied, 369 U. S. 868 (1962); cf. Guerro v. Mulhearn, 498 F. 2d 1249, 1255-1256 (CA1 1974); Weathers v. Ebert, 505 F. 2d 514, 515-516 (CA4 1974). But compare Hurlburt v. Graham, 323 F. 2d 723 (CA6 1963), with Hilliard v. Williams, 465 F. 2d 1212 (CA6), cert. denied, 409 U. S. 1029 (1972). See Part IV, infra.

E. g., Tyler v. Witkowski, supra, at 450; Kostal v. Stoner, supra, at 493; Hampton v. City of Chicago, 484 F. 2d 602, 608 (CA7 1973), cert. denied, 415 U. S. 917 (1974). See n. 20, infra.

The Supreme Court of Indiana in Griffith cited an earlier Massachusetts decision, apparently as authority for its own holding. But that case, Parker v. Huntington, 68 Mass. 124 (1854), involved the elements of a malicious prosecution cause of action rather than the immunity of a prosecutor. See also Note, 73 U. Pa. L. Rev. 300, 304 (1925).

Smith v. Parman, 101 Kan. 115, 165 P. 663 (1917); Semmes v. Collins, 120 Miss. 265, 82 So. 145 (1919); Kittler v. Kelsch, 56 N. D. 227, 216 N. W. 898 (1927); Watts v. Gerking, 111 Ore. 654, 228 P. 135 (1924) (on rehearing). Contra, Leong Yau v. Carden, 23 Haw. 362 (1916).

The immunity of a judge for acts within his jurisdiction has roots extending to the earliest days of the common law. See Floyd v. Barker, 12 Coke 23, 77 Eng. Rep. 1305 (1608). Chancellor Kent traced some of its history in Yates v. Lansing, 5 Johns. 282 (N. Y. 1810), and this Court accepted the rule of judicial immunity in Bradley v. Fisher, 13 Wall. 335 (1872). See n. 12, supra. The immunity of grand jurors, an almost equally venerable common-law tenet, see Floyd v. Barker, supra, also has been adopted in this country. See, e. g., Turpen v. Booth, 56 Cal. 65 (1880); Hunter v. Mathis, 40 Ind. 356 (1872). Courts that have extended the same immunity to the prosecutor have sometimes remarked on the fact that all three officials — judge, grand juror, and prosecutor — exercise a discretionary judgment on the basis of evidence presented to them. Smith v. Parman, supra; Watts v. Gerking, supra. It is the functional comparability of their judgments to those of the judge that has resulted in both grand jurors and prosecutors being referred to as “quasi-judicial” officers, and their immunities being termed “quasi-judicial” as well. See, e. g., Turpen v. Booth, supra, at 69; Watts v. Gerking, supra, at 661, 228 P., at 138.

See, e. g., Gregoire v. Biddle, 177 F. 2d 579 (CA2 1949), cert. denied, 339 U. S. 949 (1950); Cooper v. O’Connor, 69 App. D. C. 100, 99 F. 2d 135, 140-141 (1938); Anderson v. Rohrer, 3 F. Supp. 367 (SD Fla. 1933); Pearson v. Reed, 6 Cal. App. 2d 277, 44 P. 2d 592 (1935); Anderson v. Manley, 181 Wash. 327, 43 P. 2d 39 (1935). See generally Restatement of Torts § 656 and comment, b (1938); 1 F. Harper & F. James, The Law of Torts § 4.3, pp. 305-306 (1956).

This is illustrated by the history of the disagreement as to the culpability of the prosecutor’s conduct in this case. We express no opinion as to which of the courts was correct. See nn. 8 and 9, supra.

In the law of defamation, a concern for the airing of all evidence has resulted in an absolute privilege for any courtroom statement relevant to the subject matter of the proceeding. In the case of lawyers the privilege extends to their briefs and pleadings as well. See generally 1 T. Cooley, Law of Torts § 153 (4th ed. 1932); 1 F. Harper & F. James, supra, § 5.22. In the leading case of Hoar v. Wood, 44 Mass. 193 (1841), Chief Justice Shaw expressed the policy decision as follows:

“Subject to this restriction [of relevancy], it is, on the whole, for the public interest, and best calculated to subserve the purposes of justice, to allow counsel full freedom of speech, in conducting the causes and advocating and sustaining the rights, of their constituents; and this freedom of discussion ought not to be impaired by numerous and refined distinctions.” Id., at 197-198.

A prosecutor often must decide, especially in cases of wide public interest, whether to proceed to trial where there is a sharp conflict in the evidence. The appropriate course of action in such a case may well be to permit a jury to resolve the conflict. Yet, a prosecutor understandably would be reluctant to go forward with a close case where an acquittal likely would trigger a suit against him for damages. Cf. American Bar Association Project on Stand*427ards for Criminal Justice, Prosecution and Defense Function §3.9 (c) (Approved Draft 1971).

The possibility of personal liability also could dampen the prosecutor’s exercise of his duty to bring to the attention of the court or of proper officials all significant evidence suggestive of innocence or mitigation. At trial this duty is enforced by the requirements of due process, but after a conviction the prosecutor also is bound by the ethics of his office to inform the appropriate authority of after-acquired or other information that casts doubt upon the correctness of the conviction. Cf. ABA Code of Professional Responsibility §EC 7-13 (1969); ABA, Standards, supra, §3.11. Indeed, the record in this case suggests that respondent’s recognition of this duty led to the post-conviction hearing which in turn resulted ultimately in the District Court’s granting of the writ of habeas corpus.

In addressing the consequences of subjecting judges to suits for damages under § 1983, the Court has commented:

“Imposing such a burden on judges would contribute not to principled and fearless decision-making but to intimidation.” Pierson v. Ray, 386 U. S., at 554.

Petitioner contends that his suit should be allowed, even if others would not be, because the District Court’s issuance of the writ of habeas corpus shows that his suit has substance. We decline to carve out such an exception to prosecutorial immunity. Petitioner’s success on habeas, where the question was the alleged misconduct by several state agents, does not necessarily establish the merit of his civil rights action where only the respondent’s alleged wrongdoing is at issue. Certainly nothing determined on habeas would bind respondent, who was not a • party. Moreover, using the habeas proceeding as a “door-opener” for a subsequent civil rights action would create the risk of injecting extraneous concerns into that proceeding. As we noted in the text, consideration of the habeas petition could well be colored by an awareness of potential prosecutorial liability.

“Whoever, under color of any law, statute, ordinance, regulation, or custom, willfully subjects any inhabitant of any State, Territory, or District to the deprivation of any rights, privileges, or immunities secured or protected by the Constitution or laws of the United States, or to different punishments, pains, or penalties, on account of such inhabitant being an alien, or by reason of his color, or race, than are prescribed for the punishment of citizens, shall be fined not more than $1,000 or imprisoned not more than one year, or both; and if death results shall be subject to imprisonment for any term of years or for life.”

California also appears to provide for criminal punishment of a prosecutor who commits some of the acts ascribed to respondent by petitioner. Cal. Penal Code § 127 (1970); cf. In re Branch, 70 Cal. 2d 200, 210-211, 449 P. 2d 174, 181 (1969).

See ABA Code of Professional Responsibility § EC 7-13. See generally ABA, Standards, supra, n. 24, §§ 1.1 (c), (e), and Commentary, pp. 44-45.

Guerro v. Mulhearn, 498 F. 2d, at 1256; Hampton v. City of Chicago, 484 F. 2d, at 608-609; Robichaud v. Ronan, 351 F. 2d 533, 537 (CA9 1965); cf. Madison v. Purdy, 410 F. 2d 99 (CA5 1969); Lewis v. Brautigam, 227 F. 2d 124 (CA5 1955). But cf. Cambist Films, Inc. v. Duggan, 475 F. 2d 887, 889 (CA3 1973).

Both in his complaint in District Court and in his argument to us, petitioner characterizes some of respondent’s actions as “police-related” or investigative. Specifically, he points to a request by respondent of the police during a courtroom recess that they hold off questioning Costello about a pending bad-check charge until after Costello had completed his testimony. Petitioner asserts that this request was an investigative activity because it was a direction to police officers engaged in the investigation of crime. Seen in its proper light, however, respondent’s request of the officers was an effort to control the presentation of his witness’ testimony, a task fairly within his function as an advocate.

We recognize that the duties of the prosecutor in his role as advocate for the State involve actions preliminary to the initiation of a prosecution and actions apart from the courtroom. A prosecuting attorney is required constantly, in the course of his duty as such, to make decisions on a wide variety of sensitive issues. These include questions of whether to present a ease to a grand jury, whether to file an information, whether and when to prosecute, whether to dismiss an indictment against particular defendants, which witnesses to call, and what other evidence to present. Preparation, both for the initiation of the criminal process and for a trial, may require the obtaining, reviewing, and evaluating of evidence. At some point, and with respect to some decisions, the prosecutor no doubt functions as an administrator rather than as an officer of the court. Drawing a proper line between these functions may present difficult questions, but this case does not require us to anticipate them.

Mr. Justice White, concurring in the judgment, would distinguish between willful use by a prosecutor of perjured testimony and willful suppression by a prosecutor of exculpatory information. In the former case, Mr. Justice White agrees that absolute immunity is appropriate. He thinks, however, that only a qualified immunity is appropriate where information relevant to the defense is “unconstitutionally withheld . . . from the court.” Post, at 443.

We do not accept the distinction urged by Mr. Justice White {or several reasons. As a matter of principle, we perceive no less ,n infringement of a defendant’s rights by the knowing use of per-ured testimony than by the deliberate withholding of exculpatory [information. The conduct in either case is reprehensible, warranting criminal prosecution as well as disbarment. See supra, at 429 nn. 29 and 30. Moreover, the distinction is not susceptible of practical application. A claim of using perjured-testimony simply may be re-framed and asserted as a claim of suppression of the evidence upon which the knowledge of perjury rested. That the two types of claims can thus be viewed is clear from our cases discussing the constitutional prohibitions against both practices. Mooney v. Holohan, 294 *432U. S. 103, 110 (1935); Alcorta v. Texas, 355 U. S. 28, 31-32 (1957); Brady v. Maryland, 373 U. S. 83, 86 (1963); Miller v. Pate, 386 U. S. 1, 4—6 (1967); Giglio v. United States, 405 U. S. 150, 151-155 (1972). It is also illustrated by the history of this case: at least one of the charges of prosecutorial • misconduct discussed by the Federal District Court in terms of suppression of evidence had been discussed by the Supreme Court of California in terms of use of perjured testimony. Compare Imbler v. Craven, 298 F. Supp., at 809-811, with In re Imbler, 60 Cal. 2d, at 566-567, 387 P. 2d, at 12-13. Denying absolute immunity from suppression claims could thus eviscerate, in many situations, the absolute immunity from claims of using perjured testimony.

We further think Mr. Justice White’s suggestion, post, at 440 n. 5, that absolute immunity should be accorded only when the prosecutor makes a “full disclosure” of all facts casting doubt upon the State’s testimony, would place upon the prosecutor a duty exceeding the disclosure requirements of Brady and its progeny, see 373 U. S., at 87; Moore v. Illinois, 408 U. S. 786, 795 (1972); cf. Donnelly v. DeChristoforo, 416 U. S. 637, 647-648 (1974). It also would weaken the adversary system at the same time it interfered seriously with the legitimate exercise of prosecutorial discretion.

Mr. Justice White,

with whom Mr. Justice Brennan and Mr. Justice Marshall join, concurring in the judgment.

I concur in the judgment of the Court and in much of its reasoning. I agree with the Court that the gravamen of the complaint in this case is that the prosecutor knowingly used perjured testimony; and that a prosecutor is absolutely immune from suit for money damages under 42 U. S. C. § 1983 for presentation of testimony later determined to have been false, where the presentation of such testimony is 'alleged to have been unjconstitutional solely because the prosecutor did not believe it or should not have believed it to be true. ’ I write, however, because I believe that the Court’s opinion may be read as *433extending to a prosecutor an immunity broader than that to which he was entitled at common law; broader than is necessary to decide this case; and broader than is necessary to protect the judicial process. Most seriously, I disagree with any implication that absolute immunity for prosecutors extends to suits based on claims of unconstitutional suppression of evidence because I believe such a rule would threaten to injure the judicial process and to interfere with Congress’ purpose in enacting 42 U. S. C. § 1983, without any support in statutory language or history.

I

Title 42 U. S. C. § 1983 provides:

“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution . . . shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”

As the language itself makes clear, the central purpose of § 1983 is to “give a remedy to parties deprived of constitutional rights, privileges and immunities by an official’s abuse of his position.” Monroe v. Pape, 365 U. S. 167, 172 (1961) (emphasis added). The United States Constitution among other things, places substantial limitations upon state action, and the cause of action provided in 42 U. S. C. § 1983 is fundamentally one for “[m]isuse of power, possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law.” United States v. Classic, 313 U. S. 299, 326 (1941). It is manifest then that all state *434officials as a class cannot be immune absolutely from damage suits under 42 U. S. C. § 1983 and that to extend absolute immunity to any group of state officials is to negate pro tanto the very remedy which it appears Congress sought to create. Scheuer v. Rhodes, 416 U. S. 232, 243 (1974). Thus, as there is no language in 42 U. S. C. § 1983 extending any immunity to any state officials, the Court has not extended absolute immunity to such officials in the absence of the most convincing showing that the immunity is necessary. Accordingly, we have declined to construe § 1983 to extend absolute immunity from damage suits to a variety of state officials, Wood v. Strickland, 420 U. S. 308 (1976) (school board members) ; Scheuer v. Rhodes, supra (various executive officers, including the State’s chief executive officer); Pierson v. Ray, 386 U. S. 547 (1967) (policemen); and this notwithstanding the fact that, at least with respect to high executive officers, absolute immunity from suit for damages would have applied at common law. Spalding v. Vilas, 161 U. S. 483 (1896); Alzua v. Johnson, 231 U. S. 106 (1913). Instead, we have construed the statute to extend only a qualified immunity to these officials, and they may be held liable for unconstitutional conduct absent “good faith.” Wood v. Strickland, supra, at 315. Any other result would “deny much of the promise of § 1983.” Id., at 322. Nonetheless, there are certain absolute immunities so firmly rooted in the common law and supported by such strong policy reasons that the Court has been unwilling to infer that Congress meant to abolish them in enacting 42 U. S. C. § 1983. Thus, we have held state legislators to be absolutely immune from liability for damages under § 1983 for their legislative acts, Tenney v. Brandhove, 341 U. S. 367 (1951),1 and state *435judges to be absolutely immune from liability for their judicial acts, Pierson v. Ray, supra.2

In justifying absolute immunity for certain officials, both at common law and under 42 U. S. C. § 1983, courts have invariably rested their decisions on the proposition that such immunity is necessary to protect the decision-making process in which the official is engaged. Thus legislative immunity was justified on the ground that such immunity was essential to protect “freedom of speech and action in the legislature” from the dampening effects of threatened lawsuits. Tenney v. Brandhove, supra, at 372. Similarly, absolute immunity for judges was justified on the ground that no matter how high the standard of proof is set, the burden of defending damage suits brought by disappointed litigants would “contribute not to principled and fearless decision-making but to intimidation.” Pierson v. Ray, supra, at 554. In Bradley v. Fisher, 13 Wall. 335, 347 (1872), the Court stated:

“For it is a general principle of the highest importance to the proper administration of justice that a judicial officer, in exercising the authority vested in him, shall be free to act upon his own convictions, without apprehension of personal consequences to himself. Liability to answer to every one who might feel himself aggrieved by the action of the judge, would be inconsistent with the possession of this freedom, and would destroy that inde*436pendence without which no judiciary can be either respectable or useful. . .

See also cases discussed in Yaselli v. Goff, 12 F. 2d 396, 399-401 (CA2 1926), summarily aff’d, 275 U. S. 503 (1927).

The majority articulates other adverse consequences which may result from permitting suits to be maintained against public officials. Such suits may expose the official to an unjust damage award, ante, at 425; such suits will be expensive to defend even if the official prevails and will take the official’s time away from his job, ante, at 425; and the liability of a prosecutor for unconstitutional behavior might induce a federal court in a habeas corpus proceeding to deny a valid constitutional claim in order to protect the prosecutor, ante, at 427. However, these adverse consequences are present with respect to suits against policemen, school teachers, and other executives, and have never before been thought sufficient to immunize an official absolutely no matter how outrageous his conduct. Indeed, these reasons are present with respect to suits against all state officials3 and must necessarily have been rejected by Congress as a basis for absolute immunity under 42 U. S. C. § 1983, for its en*437actment is a clear indication that at least some officials should be accountable in damages for their official acts. Thus, unless the threat of suit is also thought to injure the governmental decisionmaking process, the other unfortunate consequences flowing from damage suits against state officials are sufficient only to extend a qualified immunity to the official in question. Accordingly, the question whether a prosecutor enjoys an absolute immunity from damage suits under § 1983, or only a qualified immunity, depends upon whether the common law and reason support the proposition that extending absolute immunity is necessary to protect the judicial process.

II

The public prosecutor’s absolute immunity from suit at common law is not so firmly entrenched as a judge’s, but it has considerable support. The general rule was, and is, that a prosecutor is absolutely immune from suit for malicious prosecution. 1 F. Harper & F. James, The Law of Torts § 4.3, p. 305 n. 7 (1956) (hereafter Harper & James), and cases there cited; Yaselli v. Goff, supra; Gregoire v. Biddle, 177 F. 2d 579 (CA2 1949); Kauffman v. Moss, 420 F. 2d 1270 (CA3 1970); Bauers v. Heisel, 361 F. 2d 581 (CA3 1965); Tyler v. Witkowski, 511 F. 2d 449 (CA7 1975); Hampton v. City of Chicago, 484 F. 2d 602 (CA7 1973); Barnes v. Dorsey, 480 F. 2d 1057 (CA8 1973); Duba v. McIntyre, 501 F. 2d 590 (CA8 1974); Robichaud v. Ronan, 351 F. 2d 533 (CA9 1965). But see Leong Yau v. Carden, 23 Haw. 362 (1916). The rule, like the rule extending absolute immunity to judges, rests on the proposition that absolute immunity is necessary to protect the judicial process. Absent immunity, “ ‘it would be but human that they [prosecutors] might refrain from presenting to a grand jury or prosecuting a matter which in their judgment called for action; but *438which a jury might possibly determine otherwise.’ ” 1 Harper & James §4.3, pp. 305-306, quoting Yaselli v. Goff, 8 F. 2d 161, 162 (SDNY 1925). Indeed, in deciding whether or not to prosecute, the prosecutor performs a “quasi-judicial” function. 1 Harper & James 305; Yaselli v. Goff, 12 F. 2d, at 404. Judicial immunity had always been extended to grand jurors with respect to their actions in returning an indictment, id., at 403, and “ ‘the public prosecutor, in deciding whether a particular prosecution shall be instituted . . . performs much the same function as a grand jury.’ ” Id., at 404, quoting Smith v. Parman, 101 Kan. 115, 165 P. 633 (1917). The analogy to judicial immunity is a strong one; Moreover, the risk of injury to the judicial process from a rule permitting malicious prosecution suits against prosecutors is real. There is no one to sue the prosecutor for an erroneous decision not to prosecute. If suits for malicious prosecution were permitted,4 the prosecutor’s incentive would always be not to bring charges. Moreover, the “fear of being harassed by a' vexatious suit, for acting according to their consciences” would always be the greater “where powerful” men are involved, 1 W. Hawkins, Pleas of the Crown 349 (6th ed. 1787). Accordingly, I agree with the majority that, with respect to suits based on claims that the prosecutor’s decision to prosecute was malicious and without probable cause — at least where there is no independent allegation that the prosecutor withheld exculpatory information from a grand jury or the court, see Part III, infra — the judicial process is better served by absolute immunity than by any other rule.

*439Public prosecutors were also absolutely immune at common law from suits for defamatory remarks made during and relevant to a judicial proceeding, 1 Harper & James §§5.21, 5.22; Yaselli v. Goff, 12 F. 2d, at 402-403; and this immunity was also based on the policy of protecting the judicial process. Veeder, Absolute Immunity in Defamation: Judicial Proceedings, 9 Col. L. Rev. 463 (1909). The immunity was not special to public prosecutors but extended to lawyers accused of making false and defamatory statements, or of eliciting false and defamatory testimony from witnesses; and it applied to suits against witnesses themselves for delivering false and defamatory testimony. 1 Harper & James § 5.22, pp. 423-424. and cases there cited; King v. Skinner, Lofft 55, 98 Eng. Rep. 529, 530 (K. B. 1772) (per Lord Mansfield); Yaselli v. Goff, 12 F. 2d, at 403. The reasons for this rule are also substantial. It is precisely the function of a judicial procéeding to determine where the truth lies. The ability of courts, under Garefully developed procedures, to separate truth from falsity, and the importance of accurately resolving factual disputes in criminal (and civil) cases are such that those involved in judicial proceedings should be “given every encouragement to make a full disclosure of all pertinent information within their knowledge.” 1 Harper & James § 5.22, p. 424. For a witness, this means he must be permitted to testify without fear of being sued if his testimony is disbelieved. For a lawyer, it means that he must be permitted to call witnesses without fear of being sued if the witness is disbelieved and it is alleged that the lawyer knew or should have known that the witness’ testimony was false. Of course, witnesses. should not be encouraged to testify falsely nor lawyers encouraged to call witnesses who testify falsely. However, if the risk of having to defend a civil damage suit is added to the deterrent against such *440conduct already provided by criminal laws against perjury and subornation of perjury, the risk of self-censorship becomes too great. This is particularly so because it is very difficult if not impossible for attorneys to be absolutely certain of the objective truth or falsity of the testimony which they present. A prosecutor faced with a decision whether or not to call a witness whom he believes, but whose credibility he knows will be in doubt and whose testimony may be disbelieved by the jury, should be given every incentive to submit that witness’ testimony to the crucible of the judicial process so that the factfinder may consider it, after cross-examination, together with the other evidence in the case to determine where the truth lies.

“Absolute privilege has been conceded on obvious grounds of public policy to insure freedom of speech where it is essential that freedom of speech should exist. It is essential to the ends of justice that all persons participating in judicial proceedings (to take a typical class for illustration) should enjoy freedom of speech in the discharge of their public duties or in pursuing their rights, without fear of consequences.” Veeder, supra, 9 Col. L. Rev., at 469.

For the above-stated reasons, I agree with the majority that history and policy support an absolute immunity for prosecutors from suits based solely on claims5 that they knew or should have known that the testimony of a witness called by the prosecution was false; and I would not attribute to Congress an intention to remove such immunity in enacting 42 U. S. C. § 1983.

*441Since the gravamen of the complaint in this case is that the prosecutor knew or should have known that certain testimony of a witness called by him was untrue and since — for reasons set forth below — the other allegations in the complaint fail to state a cause of action on any other theory, I concur in the judgment in this case. However, insofar as the majority’s opinion implies an absolute immunity from suits for constitutional violations other than those based on the prosecutor’s decision to initiate proceedings or his actions in bringing information or argument to the court, I disagree. Most particularly I disagree with any implication that the absolute immunity extends to suits charging unconstitutional suppression of evidence. Brady v. Maryland, 373 U. S. 83 (1963).

III

There was no absolute immunity at common law for prosecutors other than absolute immunity from suits for malicious prosecution and defamation. There were simply no other causes of action at common law brought against prosecutors for conduct committed in their official capacity.6 There is, for example, no reported case of a suit at common law against a prosecutor for suppression or nondisclosure of exculpatory evidence. Thus, even if this Court had accepted the proposition, which *442it has not, Scheuer v. Rhodes, 416 U. S. 232 (1974), that Congress incorporated in 42 U. S. C. § 1983 all immunities existing at common law, it would not follow that prosecutors are absolutely immune from suit for all unconstitutional acts committed in the course of doing their jobs. Secondly, it is by no means true that such blanket absolute immunity is necessary or even helpful in protecting the judicial process. It should hardly need stating that, ordinarily, liability in damages for unconstitutional or otherwise illegal conduct has the very desirable effect of deterring such conduct. Indeed, this was precisely the proposition upon which § 1983 was enacted. Absent special circumstances, such as those discussed in Part II, supra, with respect to actions attacking the decision to prosecute or the bringing of evidence or argument to the court, one would expect that the judicial process would be protected — and indeed its integrity enhanced — by denial of immunity to prosecutors who engage in unconstitutional conduct.

The absolute immunity extended to prosecutors in defamation cases is designed to encourage them to bring information to the court which will resolve the criminal case. That is its single justification. Lest they withhold valuable but questionable evidence or refrain from making valuable but questionable arguments, prosecutors are protected from liability for submitting before the court information later determined to have been false to their knowledge.7 It would stand this immunity rule on its head, however, to apply it to a suit based on a claim that *443the prosecutor unconstitutionally withheld information from the court. Immunity from a suit based upon a claim that the prosecutor suppressed or withheld evidence would discourage precisely the disclosure of evidence sought to be encouraged by the rule granting prosecutors immunity from defamation suits. Denial of immunity for unconstitutional withholding of evidence would encourage such disclosure. A prosecutor seeking to protect himself from liability for failure to disclose evidence may be induced to disclose more than is required. But, this will hardly injure the judicial process.8 Indeed, it will help it. Accordingly, lower courts have held that unconstitutional suppression of exculpatory evidence is beyond the scope of “duties constituting an integral part of the judicial process” and have refused to extend absolute immunity to suits based on such claims. Hilliard v. Williams, 465 F. 2d 1212, 1218 (CA6), cert. denied, 409 U. S. 1029 (1972); Haaf v. Grams, 355 F. Supp. 542, 545 (Minn. 1973); Peterson v. Stanczak, 48 F. R. D. 426 (ND Ill. 1969). Contra, Barnes v. Dorsey, 480 F. 2d 1057 (CA8 1973).

Equally important, unlike constitutional violations committed in the courtroom — improper summations, introduction of hearsay evidence in violation of the Confrontation Clause, knowing presentation of false testimony — which truly are an “integral part of the judicial process,” ante, at 416, the judicial process has no way to prevent or correct the constitutional violation of suppressing evidence. The judicial process will by definition be ignorant of the violation when it occurs; and it is *444reasonable to suspect that most such violations never surface. It is all the more important, then, to deter such violations by permitting damage actions under 42 U. S. C. § 1983 to be maintained in instances where violations do surface.

The stakes are high. In Hilliard v. Williams, supra, a woman was convicted of second-degree murder upon entirely circumstantial evidence. The most incriminating item of evidence was the fact that the jacket worn by the defendant at the time of arrest — and some curtains — appeared to have bloodstains on them. The defendant denied that the stains were bloodstains but was convicted and subsequently spent a year in jail. Fortunately, in that case, the defendant later found out that an FBI report — of which the prosecutor had knowledge at the time of the trial and the existence of which he instructed a state investigator not to mention during his testimony — concluded, after testing, that the stains were not bloodstains. On retrial, the defendant was acquitted. She sued the prosecutor and the state investigator under 42 U. S. C. § 1983 claiming that the FBI report was unconstitutionally withheld under Brady v. Maryland, 373 U. S. 83 (1963), and obtained a damage award against both after trial. The prosecutor’s petition for certiorari is now pending before this Court. Hilliard v. Williams, 616 F. 2d 1344 (CA6 1975), cert. pending, No. 75-272. The state investigator’s petition, in which he claimed that he had only followed the prosecutor’s orders, has been denied. Clark v. Hilliard, 423 U. S. 1066 (1976). It is apparent that the injury to a defendant which can be caused by an unconstitutional suppression of exculpatory evidence is substantial, particularly if the evidence is never uncovered. It is virtually impossible to identify any injury to the judicial process resulting from a rule permitting suits for such unconstitutional *445conduct, and it is very easy to identify an injury to the process resulting from a rule which does not permit such suits. Where the reason for the rule extending absolute immunity to prosecutors disappears, it would truly be “monstrous to deny recovery.” Gregoire v. Biddle, 177 F. 2d, at 581.

IV

The complaint in this case, while fundamentally based on the claim that the prosecutor knew or should have known that his witness had testified falsely in certain respects, does contain some allegations that exculpatory evidence and evidence relating to the witness’ credibility had been suppressed. Insofar as the complaint is based oil allegations of suppression or failure to disclose, the prosecutor should not, for the reasons set forth above, be absolutely immune. However, as the majority notes, the suppression of fingerprint evidence and the alleged suppression of information relating to certain pretrial lineups is not alleged to have been known in fact to the prosecutor — it is simply claimed that the suppression is legally chargeable to him. While this may be so as a matter of federal habeas corpus law, it is untrue in a civil damage action. The result of a lie-detector test claimed to have been suppressed was allegedly known to respondent, but it would have been inadmissible at Imbler’s trial and is thus not constitutionally required to be disclosed. The alteration of the police artist’s composite sketch after Imbler was designated as the defendant is not alleged to have been suppressed— and in fact appears not to have been suppressed. The opinion of the California Supreme Court on direct review of Imbler’s conviction states that “the picture was modified later, following suggestions of Costello and other witnesses,” and that court presumably had before it only the trial record. The other items allegedly sup*446pressed all relate to background information about only one of the three eyewitnesses to testify for the State, and were in large part coneededly known to the defense and thus may not be accurately described as suppressed. The single alleged fact not coneededly known to the defense which might have been helpful to the defense was that the State’s witness had written some bad checks for small amounts and that a criminal charge based on one check was outstanding against him. However, the witness had an extensive criminal record which was known to but not fully used by the defense. Thus, even taken as true, the failure to disclose the check charges is patently insufficient to support a . claim of unconstitutional suppression of evidence.9 The Court *447has in the past, having due regard for the fact that the obligation of the government to disclose exculpatory evidence is an exception to the normal operation of an adversary system of justice, imposed on state prosecutors a constitutional obligation to turn over such evidence only when the evidence is of far greater significance than that involved here. See Moore v. Illinois, 408 U. S. 786 (1972). Thus, the only constitutional violation adequately alleged against the prosecutor is that he knew in his mind that testimony presented by him was false; and from a suit based on such a violation, without more, the prosecutor is absolutely immune. For this reason, I concur in the judgment reached by the majority in this case.

The Court emphasized that the immunity had a lengthy history at common law, and was written into the United States Constitution *435in the “Speech or Debate Clause” and into many state constitutions as well. 341 U. S., at 372-373.

The Court concluded that “[f]ew doctrines were more solidly established at common law than the immunity of judges from liability for damages for acts committed within their judicial jurisdiction, as this Court recognized when it adopted the doctrine in Bradley v. Fisher, 13 Wall. 335 (1872).” 386 U. S., at 553-554.

Even the risk that decisions in habeas corpus proceedings will be skewed is applicable in the case of policemen; and if it supplies a sufficient reason to extend absolute immunity to prosecutors,- it should have been a sufficient reason to extend such immunity to policemen. Indeed, it is fair to sa.y that far more habeas corpus petitions turn on the constitutionality of action taken by policemen than turn on the constitutionality of action taken by prosecutors. We simply rely on the ability of federal judges correctly to apply the law to the facts with the knowledge that the overturning of a conviction on constitutional grounds hardly dooms the official in question to payment of a damage award in light of the qualified immunity which he possesses, and the inapplicability of the res judicata doctrine, ante, at 428 n. 27.

1 agree with the majority that it is not sufficient merely to set the standard of proof in a malicious prosecution case very high. If this were done, it might be possible to eliminate the danger of an unjust damage award against a prosecutor. However, the risk of having to defend a suit — even if certain of ultimate vindication— would remain a substantial deterrent to fearless prosecution.

For the reasons set forth in Part III, infra, absolute immunity would not apply to independent claims that the prosecutor has withheld facts tending to demonstrate the falsity of his witness’ testimony where the alleged facts are sufficiently important to justify a finding of unconstitutional conduct on the part of the prosecutor.

Immunity of public officials for false arrest was, unlike immunity of public officials for malicious prosecution, not absolute, 1 Harper & James §§ 3.17 and 3.18; and when prosecutors were sued for that tort, they were not held absolutely immune. Schneider v. Shepherd, 192 Mich. 82, 158 N. W. 182 (1916). A similar result has obtained in the lower courts in suits under 42 U. S. C. § 1983 against prosecutors for initiating unconstitutional arrests. Robichaud v. Ronan, 351 F. 2d 533 (CA9 1965); Hampton v. Chicago, 484 F. 2d 602 (CA7 1973); Wilhelm v. Turner, 431 F. 2d 177, 180-183 (CA8 1970) (dictum); Balistrieri v. Warren, 314 F. Supp. 824 (WD Wis. 1970). See also Ames v. Vavreck, 356 F. Supp. 931 (Minn. 1973).

The reasons for making a prosecutor absolutely immune from suits for defamation would apply with equal force to other suits based solely upon the prosecutor’s conduct in the courtroom designed either to bring facts or arguments to the attention of the court. Thus, a prosecutor would be immune from a suit based on a claim that his summation was unconstitutional or that he deliberately elicited hearsay evidence in violation of the Confrontation Clause.

There may be circumstances in which ongoing investigations or even the life of an informant might be jeopardized by public disclosure of information thought possibly to be exculpatory. However, these situations may adequately be dealt with by in camera disclosure to the trial judge. These considerations do not militate against disclosure, but merely affect the manner of disclosure.

The majority points out that the knowing use of perjured testimony is as reprehensible as the deliberate suppression of exculpatory evidence. This is beside the point. The reason for permitting suits against prosecutors for suppressing evidence is not that suppression is especially reprehensible but that the only effect on the process of permitting such suits will be a beneficial one — more information will be disclosed to the court; whereas one of the effects of permitting suits for knowing use of perjured testimony will be detrimental to the process — prosecutors may withhold questionable but valuable testimony from the court.

The majority argues that any “claim of using perjured testimony simply may be reframed and asserted as a claim of suppression.” Our treatment of the allegations in this case conclusively refutes .the argument. It is relatively easy to allege that a government witness testified falsely and that the prosecutor did not believe the witness; and, if the prosecutor’s subjective belief is a sufficient basis for liability, the case would almost certainly have to go to trial. If such suits were'permitted, this case would have to go to trial. It is another matter entirely to allege specific objective facts known to the prosecutor of sufficient importance to justify a conclusion that he violated a constitutional duty to disclose. It is no coincidence that petitioner failed to make any such allegations in this case. More to the point — and quite apart from the relative difficulty of pleading a violation of Brady v. Maryland, 373 U. S. 83 *447(1963) — a rule permitting suits based on withholding of specific facts unlike suits based on the prosecutor’s disbelief of a witness’ testimony will have no detrimental effect on the process. Risk of being sued for suppression will impel the prosecutor to err if at all on the side of overdisclosure. Risk of being sued for disbelieving a witness will impel the prosecutor to err on the side of withholding questionable evidence. The majority does not appear to respond to this point. Any suggestion that the distinction between suits based' on suppression of facts helpful to the defense and suits based on other kinds of constitutional violations cannot be understood by district judges who would have to apply the rule is mystifying. The distinction is a simple one.

Finally, the majority states that the rule suggested in this concurring opinion “would place upon the prosecutor a duty exceeding the disclosure requirements of Brady and its progeny.” The rule suggested in this opinion does no such thing. The constitutional obligation of the prosecutor remains utterly unchanged. We would simply not grant him absolute immunity from suits for committing violations of pre-existing constitutional disclosure requirements, if he committed those violations in bad faith.

2.4.3.7 Buckley v. Fitzsimmons 2.4.3.7 Buckley v. Fitzsimmons

BUCKLEY v. FITZSIMMONS et al.

No. 91-7849.

Argued February 22, 1993

Decided June 24, 1993

*260 Stevens, J., delivered the opinion for a unanimous Court with respect to Parts I, II, III, and IV-B, and the opinion of the Court with respect to Parts IV-A and V, in which Blackmun, O’Connok, Scalia, and Thomas, JJ., joined. Scalia, J., filed a concurring opinion, post, p. 279. Kennedy, J., filed an opinion concurring in part and dissenting in part, in which Rehnquist, C. J., and White and Souter, JJ., joined, post, p. 282.

G. Flint Taylor argued the cause for petitioner. With him on the briefs was John L. Stainthorp.

James G. Sotos argued the cause and filed a brief for respondents.

Jeffrey P. Minear argued the cause for the United States as amicus curiae urging affirmance. With him on the brief *261 were Solicitor General Starr, Assistant Attorney General Gerson, and Deputy Solicitor General Mahoney *

*

Michael D. Bradbury filed a brief for the Appellate Committee of the California District Attorneys Association as amicus curiae.

Justice Stevens

delivered the opinion of the Court.

In an action brought under 42 U. S. C. § 1983, petitioner seeks damages from respondent prosecutors for allegedly fabricating evidence diming the preliminary investigation of a crime and making false statements at a press conference announcing the return of an indictment. The questions presented are whether respondents are absolutely immune from liability on either or both of these claims.

As the case comes to us, we have no occasion to consider whether some or all of respondents’ conduct may be protected by qualified immunity. Moreover, we make two important assumptions about the case: first, that petitioner’s allegations are entirely true; and, second, that they allege constitutional violations for which § 1983 provides a remedy. Our statement of facts is therefore derived entirely from petitioner’s complaint and is limited to matters relevant to respondents’ claim to absolute immunity.

I

Petitioner commenced this action on March 4,1988, following his release from jail in Du Page County, Illinois. He had been incarcerated there for three years on charges growing out of the highly publicized murder of Jeanine Nicarico, an 11-year-old child, on February 25, 1983. The complaint, named 17 defendants, including Du Page County, its sheriff and seven of his assistants, two expert witnesses and the estate of a third, and the five respondents.

Respondent Fitzsimmons was the duly elected Du Page County State’s Attorney from the time of the Nicarico *262murder through December 1984, when he was succeeded by respondent Ryan, who had defeated him in a Republican primary election on March 21, 1984. Respondent Knight was an assistant state’s attorney under Fitzsimmons and served as a special prosecutor in the Nicarico case under Ryan. Respondents Kilander (who came into office with Ryan) and King were assistant prosecutors, also assigned to the case.

The theory of petitioner’s case is that in order to obtain an indictment in a case that had engendered “extensive publicity” and “intense emotions in the community,” the prosecutors fabricated false evidence, and that in order to gain votes, Fitzsimmons made false statements about petitioner in a press conference announcing his arrest and indictment 12 days before the primary election. Petitioner claims that respondents’ misconduct created a “highly prejudicial and inflamed atmosphere” that seriously impaired the fairness of the judicial proceedings against an innocent man and caused him to suffer a serious loss of freedom, mental anguish, and humiliation.

The fabricated evidence related to a bootprint on the door of the Nicarico home apparently left by the killer when he kicked in the door. After three separate studies by experts from the Du Page County Crime Lab, the Illinois Department of Law Enforcement, and the Kansas Bureau of Identification, all of whom were unable to make a reliable connection between the print and a pair of boots that petitioner had voluntarily supplied, respondents obtained a “positive identification” from one Louise Robbins, an anthropologist in North Carolina who was allegedly well known for her willingness to fabricate unreliable expert testimony. Her opinion was obtained during the early stages of the investigation, which was being conducted under the joint supervision and direction of the sheriff and respondent Fitzsimmons, whose *263police officers and assistant prosecutors were performing essentially the same investigatory functions.1

Thereafter, having failed to obtain sufficient evidence to support petitioner’s (or anyone else’s) arrest, respondents convened a special grand jury for the sole purpose of investi*264gating the Nicarico case. After an 8-month investigation, during which the grand jury heard the testimony of over 100 witnesses, including the bootprint experts, it was still unable to return an indictment. On January 27, 1984, respondent Fitzsimmons admitted in a public statement that there was insufficient evidence to indict anyone for the rape and murder of Jeanine Nicarico. Although no additional evidence was obtained in the interim, the indictment was returned in March, when Fitzsimmons held the defamatory press conference so shortly before the primary election. Petitioner was then arrested, and because he was unable to meet the bond (set at $3 million), he was held in jail.

Petitioner’s trial began 10 months later, in January 1985. The principal evidence against him was provided by Robbins, the North Carolina anthropologist. Because the jury was unable to reach a verdict on the charges against petitioner, the trial judge declared a mistrial. Petitioner remained in prison for two more years, during which a third party confessed to the crime and the prosecutors prepared for petitioner’s retrial. After Robbins died, however, all charges against him were dropped. He was released, and filed this action.

II

We are not concerned with petitioner’s actions against the police officers (who have asserted the defense of qualified immunity), against the expert witnesses (whose trial testimony was granted absolute immunity by the District Court, App. 53-57), and against Du Page County (whose motion to dismiss on other grounds was granted in part, id., at 57-61). At issue here is only the action against the prosecutors, who moved to dismiss based on their claim to absolute immunity. The District Court held that respondents were entitled to absolute immunity for all claims except the claim against Fitzsimmons based on his press conference. Id., at 53. With respect to the claim based on the alleged fabrication of evidence, the District Court framed the question as whether *265the effort “to obtain definitive boot evidence linking [petitioner to the crime] was in the nature of acquisition of evidence or in the nature of evaluation of evidence for the purpose of initiating the criminal process.” Id., at 45. The Court concluded that it “appears” that it was more evaluative than acquisitive.

Both petitioner and Fitzsimmons appealed, and a divided panel of the Court of Appeals for the Seventh Circuit ruled that the prosecutors had absolute immunity on both claims. Buckley v. Fitzsimmons, 919 F. 2d 1230 (1990). In the Court of Appeals’ view, “damages remedies are unnecessary,” id., at 1240, when “[c]ourts can curtail the costs of prosecutorial blunders ... by cutting short the prosecution or mitigating its effects,” id., at 1241. Thus, when “out-of-court acts cause injury only to the extent a case proceeds” in court, id., at 1242, the prosecutor is entitled to absolute immunity and “the defendant must look to the court in which the case pends to protect his interests,” id., at 1241. By contrast, if “a constitutional wrong is complete before the case begins,” the prosecutor is entitled only to qualified immunity. Id., at 1241-1242. Applying this unprecedented theory to petitioner’s allegations, the Court of Appeals concluded that neither the press conference nor the fabricated evidence caused any constitutional injury independent of the indictment and trial. Id., at 1243, 1244.2

*266Judge Fairchild dissented in part. He agreed with the District Court that Fitzsimmons was entitled only to qualified immunity for his press statements. He noted that the majority had failed to examine the particular function that Fitzsimmons was performing, and concluded that conducting a press conference was not among “the functions that entitle judges and prosecutors in the judicial branch to absolute immunity.” Id., at 1246 (opinion dissenting in part and concurring in part). Responding directly to the majority’s reasoning, he wrote:

“It is true that procedures afforded in our system of justice give a defendant a good chance to avoid such results of prejudicial publicity as excessive bail, difficulty or inability of selecting an impartial jury, and the like. These procedures reduce the cost of impropriety by a prosecutor, but I do not find that the courts have recognized their availability as a sufficient reason for conferring immunity.” Ibid.

We granted Buckley’s petition for certiorari, vacated the judgment, and remanded the case for further proceedings in light of our intervening decision in Burns v. Reed, 500 U. S. 478 (1991). 502 U. S. 801 (1991). On remand, the same panel, again divided, reaffirmed its initial decision, with one modification not relevant here. 952 F. 2d 965 (CA7 1992) (per curiam). The Court of Appeals held that “[njothing in Burns undermine[d]” its initial holding that prosecutors are absolutely immune for “normal preparatory steps”; unlike the activities at issue in Burns, “[tjalking with (willing) experts is trial preparation.” 952 F. 2d, at 966-967. In similar fashion, the court adhered to its conclusion that Fitzsimmons was entitled to absolute immunity for conducting the press conference. The court recognized that the press conference bore some similarities to the conduct in Burns (advising the police as to the propriety of an arrest). It did not take place in court, and it was not part of the prosecutor’s *267trial preparation. 952 F. 2d, at 967. The difference, according to the court, is that “[a]n arrest causes injury whether or not a prosecution ensues,” whereas the only constitutional injury caused by the press conference depends on judicial action. Ibid.

Judge Fairchild again dissented. He adhered to his earlier conclusion that Fitzsimmons was entitled to only qualified immunity for the press conference, but he was also persuaded that Burns had drawn a line between “ ‘conduct closely related to the judicial process’ ” and conduct in the role of “ ‘administrator or investigative officer.’ ” He agreed that trial preparation falls on the absolute immunity side of that line, but felt otherwise about the search for favorable evidence that might link the bootprint to petitioner during “a year long pre-arrest and pre-indictment investigation” aggressively supervised by Fitzsimmons. 952 F. 2d, at 969 (opinion dissenting in part).

We granted certiorari for a second time, limited to issues relating to prosecutorial immunity. 506 U. S. 814 (1992).3 We now reverse.

Ill

The principles applied to determine the scope of immunity for state officials sued under Rev. Stat. § 1979, as amended, *26842 U. S. C. § 1983, are by now familiar. Section 1983 on its face admits of no defense of official immunity. It subjects to liability “[ejvery person” who, acting under color of state law, commits the prohibited acts. In Tenney v. Brandhove, 341 U. S. 367, 376 (1951), however, we held that Congress did not intend § 1983 to abrogate immunities “well grounded in history and reason.” Certain immunities were so well established in 1871, when §1983 was enacted, that “we presume that Congress would have specifically so provided had it wished to abolish” them. Pierson v. Ray, 386 U. S. 547, 554-555 (1967). See also Newport v. Fact Concerts, Inc., 453 U. S. 247, 258 (1981). Although we have found immunities in § 1983 that do not appear on the face of the statute, “[w]e do not have a license to establish immunities from §1983 actions in the interests of what we judge to be sound public policy.” Tower v. Glover, 467 U. S. 914, 922-923 (1984). “[Q]ur role is to interpret the intent of Congress in enacting § 1983, not to make a freewheeling policy choice.” Malley v. Briggs, 475 U. S. 335, 342 (1986).

Since Tenney, we have recognized'two kinds of immunities under § 1983. Most public officials are entitled only to qualified immunity. Harlow v. Fitzgerald, 457 U. S. 800, 807 (1982); Butz v. Economou, 438 U. S. 478, 508 (1978). Under this form of immunity, government officials are not subject to damages liability for the performance of their discretionary functions when “their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald, 457 U. S., at 818. In most cases, qualified immunity is sufficient to “protect officials who are required to exercise their discretion and the related public interest in encouraging the vigorous exercise of official authority.” Butz v. Economou, 438 U. S., at 506.

We have recognized, however, that some officials perform “special functions” which, because of their similarity to func*269tions that would have been immune when Congress enacted §1983, deserve absolute protection from damages liability. Id., at 508. “[T]he official seeking absolute immunity bears the burden of showing that such immunity is justified for the function in question.” Burns v. Reed, 500 U. S., at 486; Antoine v. Byers & Anderson, Inc., 508 U. S. 429, 432, and n. 4 (1993). Even when we can identify a common-law tradition of absolute immunity for a given function, we have considered “whether §1983’s history or purposes nonetheless counsel against recognizing the same immunity in §1983 actions.” Tower v. Glover, 467 U. S., at 920. Not surprisingly, we have been “quite sparing” in recognizing absolute immunity for state actors in this context. Forrester v. White, 484 U. S. 219, 224 (1988).

In determining whether particular actions of government officials fit within a common-law tradition of absolute immunity, or only the more general standard of qualified immunity, we have applied a “functional approach,” see, e. g., Burns, 500 U. S., at 486, which looks to “the nature of the function performed, not the identity of the actor who performed it,” Forrester v. White, 484 U. S., at 229. We have twice applied this approach in determining whether the functions of contemporary prosecutors are entitled to absolute immunity.

In Imbler v. Pachtman, 424 U. S. 409 (1976), we held that a state prosecutor had absolute immunity for the initiation and pursuit of a criminal prosecution, including presentation of the State’s case at trial. Noting that our earlier cases had been “predicated upon a considered inquiry into the immunity historically accorded the relevant official at common law and the interests behind it,” id., at 421, we focused on the functions of the prosecutor that had most often invited common-law tort actions. We concluded that the common-law rule of immunity for prosecutors was “well settled” and that “the same considerations of public policy that underlie the common-law rule likewise countenance absolute immu*270nity under § 1983.” Id., at 424. Those considerations4 supported a rule of absolute immunity for conduct of prosecutors that was “intimately associated with the judicial phase of the criminal process.” Id., at 430. In concluding that “in initiating a prosecution and in presenting the State’s ease, the prosecutor is immune from a civil suit for damages under § 1983,” we did not attempt to describe the line between a prosecutor’s acts in preparing for those functions, some of which would be absolutely immune, and his acts of investigation or “administration,” which would not. Id., at 431, and n. 33.

We applied the Imbler analysis two Terms ago in Burns v. Reed, 500 U. S. 478 (1991). There the § 1983 suit challenged two acts by a prosecutor: (1) giving legal advice to the police on the propriety of hypnotizing a suspect and on whether probable cause existed to arrest that suspect, and (2) participating in a probable-cause hearing. We held that only the latter was entitled to absolute immunity. Immunity for that action under § 1983 accorded with the common-law absolute immunity of prosecutors and other attorneys for eliciting false or defamatory testimony from witnesses or for making false or defamatory statements during, and related to, judicial proceedings. Id., at 489-490; id., at 501 (Scalia, J., concurring in judgment in part and dissenting in *271part). Under that analysis, appearing before a judge and presenting evidence in support of a motion for a search warrant involved the prosecutor’s “‘role as advocate for the State.’ ” Id., at 491, quoting Imbler, 424 U. S., at 431, n. 33. Because issuance of a search warrant is a judicial act, appearance at the probable-cause hearing was “ ‘intimately associated with the judicial phase of the criminal process,’ ” Burns, 500 U. S., at 492, quoting Imbler, 424 U. S., at 430.

We further decided, however, that prosecutors are not entitled to absolute immunity for their actions in giving legal advice to the police. We were unable to identify any historical or common-law support for absolute immunity in the performance of this function. 500 U. S., at 492-493. We also noted that any threat to the judicial process from “the harassment and intimidation associated with litigation” based on advice to the police was insufficient to overcome the “[a]bsen[ce] [of] a tradition of immunity comparable to the common-law immunity from malicious prosecution, which formed the basis for the decision in Imbler.” Id., at 493, 494. And though we noted that several checks other than civil litigation prevent prosecutorial abuses in advising the police, “one of the most important checks, the judicial process,” will not be effective in all cases, especially when in the end the suspect is not prosecuted. Id., at 496. In sum, we held that providing legal advice to the police was not a function “closely associated with the judicial process.” Id., at 495.

IV

In this case the Court of Appeals held that respondents are entitled to absolute immunity because the injuries suffered by petitioner occurred during criminal proceedings. That holding is contrary to the approach we have consistently followed since Imbler. As we have noted, the Imbler approach focuses on the conduct for which immunity is claimed, not on the harm that the conduct may have caused or the question whether it was lawful. The location of the *272injury may be relevant to the question whether a complaint has adequately alleged a cause of action for damages (a question that this case does not present, see supra, at 261). It is irrelevant, however, to the question whether the conduct of a prosecutor is protected by absolute immunity. Accordingly, although the Court of Appeals’ reasoning may be relevant to the proper resolution of issues that are not before us, it does not provide an acceptable basis for concluding that either the preindictment fabrication of evidence or the post-indictment press conference was a function protected by absolute immunity. We therefore turn to consider each of respondents’ claims of absolute immunity.

A

We first address petitioner’s argument that the prosecutors are not entitled to absolute immunity for the claim that they conspired to manufacture false evidence that would link his boot with the bootprint the murderer left on the front door. To obtain this false evidence, petitioner submits, the prosecutors shopped for experts until they found one who would provide the opinion they sought. App. 7-9. At the time of this witness shopping the assistant prosecutors were working hand in hand with the sheriff’s detectives under the joint supervision of the sheriff and State’s attorney Fitzsimmons.

Petitioner argues that Imbler]s protection for a prosecutor’s conduct “in initiating a prosecution and in presenting the State’s case,” 424 U. S., at 431, extends only to the act of initiation itself and to conduct occurring in the courtroom. This extreme position is plainly foreclosed by our opinion in Imbler itself. We expressly stated that “the duties of the prosecutor in his role as advocate for the State involve actions preliminary to the initiation of a prosecution and actions apart from the courtroom,” and are nonetheless entitled to absolute immunity. Id., at 431, n. 33. We noted in particular that an out-of-court “effort to control the presen*273tation of [a] witness’ testimony” was entitled to absolute immunity because it was “fairly within [the prosecutor’s] function as an advocate.” Id., at 430, n. 32. To be sure, Burns made explicit the point we had reserved in Imbler, 424 U. S., at 430-431, and n. 33: A prosecutor’s administrative duties and those investigatory functions that do not relate to an advocate’s preparation for the initiation of a prosecution or for judicial proceedings are not entitled to absolute immunity. See Burns, 500 U. S., at 494-496. We have not retreated, however, from the principle that acts undertaken by a prosecutor in preparing for the initiation of judicial proceedings or for trial, and which occur in the course of his role as an advocate for the State, are entitled to the protections of absolute immunity. Those acts must include the professional evaluation of the evidence assembled by the police and appropriate preparation for its presentation at trial or before a grand jury after a decision to seek an indictment has been made.

On the other hand, as the function test of Imbler recognizes, the actions of a prosecutor are not absolutely immune merely because they are performed by a prosecutor. Qualified immunity “ ‘represents the norm’ ” for executive officers, Malley v. Briggs, 475 U. S., at 340, quoting Harlow v. Fitzgerald, 457 U. S., at 807, so when a prosecutor “functions as an administrator rather than as an officer of the court” he is entitled only to qualified immunity. Imbler, 424 U. S., at 431, n. 33. There is a difference between the advocate’s role in evaluating evidence and interviewing witnesses as he prepares for trial, on the one hand, and the detective’s role in searching for the clues and corroboration that might give him probable cause to recommend that a suspect be arrested, on the other hand. When a prosecutor performs the investigative functions normally performed by a detective or police officer, it is “neither appropriate nor justifiable that, for the same act, immunity should protect the one and not the other.” Hampton v. Chicago, 484 F. 2d 602, 608 (CA7 1973) *274(internal quotation marks omitted), cert. denied, 415 U. S. 917 (1974). Thus, if a prosecutor plans and executes a raid on a suspected weapons cache, he “has no greater claim to complete immunity than activities of police officers allegedly acting under his direction.” 484 F. 2d, at 608-609.

The question, then, is whether the prosecutors have carried their burden of establishing that they were functioning as “advocates” when they were endeavoring to determine whether the bootprint at the scene of the crime had been made by petitioner’s foot. A careful examination of the allegations concerning the conduct of the prosecutors during the period before they convened a special grand jury to investigate the crime provides the answer. See supra, at 263, n. 1. The prosecutors do not contend that they had probable cause to arrest petitioner or to initiate judicial proceedings during that period. Their mission at that time was entirely investigative in character. A prosecutor neither is, nor should consider himself to be, an advocate before he has probable cause to have anyone arrested.5

*27511 was well after the alleged fabrication of false evidence concerning the bootprint that a special grand jury was empaneled. And when it finally was convened, its immediate purpose was to conduct a more thorough investigation of the crime — not to return an indictment against a suspect whom there was already probable cause to arrest. Buckley was not arrested, in fact, until 10 months after the grand jury had been convened and had finally indicted him. Under these circumstances, the prosecutors’ conduct occurred well before they could properly claim to be acting as advocates. Respondents have not cited any authority that supports an argument that a prosecutor’s fabrication of false evidence during the preliminary investigation of an unsolved crime was immune from liability at common law, either in 1871 or at any date before the enactment of §1983. It therefore remains protected only by qualified immunity.

After Burns, it would be anomalous, to say the least, to grant prosecutors only qualified immunity when offering legal advice to police about an unarrested suspect, but then to endow them with absolute immunity when conducting investigative work themselves in order to decide whether a suspect may be arrested.6 That the prosecutors later called *276a grand jury to consider the evidence this work produced does not retroactively transform that work from the administrative into the prosecutorial.7 A prosecutor may not shield his investigative work with the aegis of absolute immunity merely because, after a suspect is eventually arrested, indicted, and tried, that work may be retrospectively described as “preparation” for a possible trial; every prosecutor might then shield himself from liability for any constitutional wrong against innocent citizens by ensuring that they go to trial. When the functions of prosecutors and detectives are the same, as they were here, the immunity that protects them is also the same.

B

We next consider petitioner’s claims regarding Fitzsimmons’ statements to the press. Petitioner alleged that, during the prosecutor’s public announcement of the indictment, Fitzsimmons made false assertions that numerous pieces of evidence, including the bootprint evidence, tied Buckley to a burglary ring that committed the Nicarico murder. App. 12. Petitioner also alleged that Fitzsimmons released mug shots of him to the media, “which were prominently and repeatedly displayed on television and in the newspapers.” Ibid. Peti*277tioner’s legal theory is that “[t]hese false and prejudicial statements inflamed the populace of DuPage County against” him, ibid.; see also id., at 14, thereby defaming him, resulting in deprivation of his right to a fair trial, and causing the jury to deadlock rather than acquit, id., at 19.

Fitzsimmons’ statements to the media are not entitled to absolute immunity. Fitzsimmons does not suggest that in 1871 there existed a common-law immunity for a prosecutor’s, or attorney’s, out-of-court statement to the press. The Court of Appeals agreed that no such historical precedent exists. 952 F. 2d, at 967. Indeed, while prosecutors, like all attorneys, were entitled to absolute immunity from defamation liability for statements made during the course of judicial proceedings and relevant to them, see Burns, 500 U. S., at 489-490; Irnbler, 424 U. S., at 426, n. 23; id., at 439 (White, J., concurring in judgment), most statements made out of court received only good-faith immunity. The common-law rule was that “[t]he speech of a counsel is privileged by the occasion on which it is spoken . . . .” Flint v. Pike, 4 Barn. & Cress. 473, 478, 107 Eng. Rep. 1136, 1138 (K. B. 1825) (Bayley, J.).8

The functional approach of Imbler, which conforms to the common-law theory, leads us to the same conclusion. Comments to the media have no functional tie to the judicial process just because they are made by a prosecutor. At the *278press conference, Fitzsimmons did not act in “‘his role as advocate for the State,’ ” Burns v. Reed, 500 U. S., at 491, quoting Imbler v. Pachtman, 424 U. S., at 431, n. 33. The conduct of a press conference does not involve the initiation of a prosecution, the presentation of the State’s case in court, or actions preparatory for these functions. Statements to the press may be an integral part of a prosecutor’s job, see National District Attorneys Assn., National Prosecution Standards 107, 110 (2d ed. 1991), and they may serve a vital public function. But in these respects a prosecutor is in no different position than other executive officials who deal with the press, and, as noted, supra, at 268, 277, qualified immunity is the norm for them.

Fitzsimmons argues nonetheless that policy considerations support extending absolute immunity to press statements. Brief for Respondents 30-33. There are two responses to his submissions. First, “[w]e do not have a license to establish immunities from § 1983 actions in the interests of what we judge to be sound public policy.” Tower v. Glover, 467 U. S., at 922-923. When, as here, the prosecutorial function is not within the advocate’s role and there is no historical tradition of immunity on which we can draw, our inquiry is at an end. Second, “[t]he presumption is that qualified rather than absolute immunity is sufficient to protect government officials in the exercise of their duties.” Burns v. Reed, 500 U. S., at 486-487. Even if policy considerations allowed us to carve out new absolute immunities to liability for constitutional wrongs under § 1983, we see little reason to suppose that qualified immunity would provide adequate protection to prosecutors in their provision of legal advice to the police, see id., at 494-496, yet would fail to provide sufficient protection in the present context.9

*279V

In his complaint, petitioner also charged that the prosecutors violated his rights under the Due Process Clause through extraction of statements implicating him by coercing two witnesses and paying them money. App. 9-11, 19. The precise contours of these claims are unclear, and they were not addressed below; we leave them to be passed on in the first instance by the Court of Appeals on remand.

As we have stated, supra, at 261, 264, 265, n. 2, petitioner does not challenge many aspects of the Court of Appeals’ decision, and we have not reviewed them; they remain undisturbed by this opinion. As to the two challenged rulings on absolute immunity, however, the judgment of the United States Court of Appeals for the Seventh Circuit is reversed, and the case is remanded for further proceedings consistent with this opinion.

It is so ordered.

The relevant period and prosecutorial functions are described in petitioner’s first amended complaint:

“28) Defendant Knight, and various others [sic] Defendants, including Doria, Fitzsimmons, and Burandt, apparently not satisfied with Defendant German’s conclusions, contacted anthropologist Louise Robbins and Defendant Olsen of the Kansas Bureau of Indentification [sic] Crime Lab in search of a positive boot identification.
“31) Confronted with three different expert reports which failed to match Plaintiff’s boot with the footprint on the door, the Defendants, including Knight, Burandt, and German, procured their ‘positive identification’ from Louise Robbins, whose theories and reputation in the forensic community were generally discredited and viewed with great skepticism, a fact these Defendants knew or should have known.
“32) Defendants Knight and King were involved with the Sheriff’s police in all the early stages of their investigation, including the interrogation of witnesses and potential suspects. Specifically, Sheriff’s detectives, including defendants Wilkosz and Kurzawa, at the direction and under the supervision, and sometimes in the presence and with the assistance of Defendants Knight, King, Soucek and Lepic, repeatedly interrogated alleged suspects, including Plaintiff Buckley and Alex Hernandez, who were not represented by counsel. Despite intense pressure and intimidation, Plaintiff Buckley steadfastly maintained his innocence and demonstrated no knowledge of the crime, while Hernandez told such wild and palpably false stories that his mental instability was obvious to the Defendants.
“33) As a result of these interrogations, at least one experienced Sheriff’s detective who participated^] concluded that Buckley and Hernandez were not involved in the Nicarico crime. This conclusion was buttressed by his general knowledge of the bootprint ‘evidence.’
“34) He repeatedly communicated his conclusion, and its basis, to the Defendants named herein, including Defendants Doria, Knight, King, Soucek, Lepic, and Wilkosz.
“36) Unable to solve the case, Defendants Doria, Fitzsimmons, Knight and King convened a special Du Page County ‘investigativé’ grand jury, devoted solely to investigating the Nicarico case.” App. 8-10.

With respect to an issue not before us, petitioner’s claims that he was subject to coercive interrogations by some of the respondent prosecutors, the court found that the extent of immunity depended on the nature of those claims. The court reasoned that, because claims based on Miranda v. Arizona, 384 U. S. 436 (1966), and the Self-Incrimination Clause of the Fifth Amendment depend on what happens at trial, prosecutors are entitled to absolute immunity for those claims; by contrast, only qualified immunity is available against petitioner’s claims as to “coercive tactics that are independently wrongful.” 919 F. 2d, at 1244. Because it could not characterize the nature of those claims, the court remanded for further proceedings concerning Fitzsimmons, King, and Knight on this issue. Id., at 1245.

Although petitioner also alleged that respondents violated his constitutional rights in presenting the fabricated evidence to the grand jury and his trial jury, see App. 10-11,14-15, we are not presented with any question regarding those claims. The Court of Appeals agreed with the District Court, see id., at 45-47, and held that those actions were protected by absolute immunity. Buckley v. Fitzsimmons, 919 F. 2d 1230, 1243 (CA7 1990) (“The selection of evidence to present to the grand jurors, and the manner of questioning witnesses, can no more be the basis of liability than may the equivalent activities before the petit jury”). That decision was made according to traditional principles of absolute immunity under § 1983, however, and did not depend on the original, injury-focused theory of absolute prosecutorial immunity with which we are concerned here; nor was it included within the questions presented in petitioner’s petition for certiorari.

In particular, we expressed concern that fear of potential liability would undermine a prosecutor’s performance of his duties by forcing him to consider his own potential liability when making prosecutorial decisions and by diverting his “energy and attention . . . from the pressing duty of enforcing the criminal law.” Imbler v. Pachtman, 424 U. S., at 424-425. Suits against prosecutors would devolve into “a virtual retrial of the criminal offense of a new forum,” id., at 425, and would undermine the vigorous enforcement of the law by providing a prosecutor an incentive not “to go forward with a close case where an acquittal likely would trigger a suit against him for damages,” id., at 426, and n. 24. We also expressed concern that the availability of a damages action might cause judges to be reluctant to award relief to convicted defendants in post-trial motions. Id., at 427. *275might be subject to liability for one but not the other, the dissent allows its particular policy concerns to erase the function test it purports to respect.

In general, the dissent’s distress over the denial of absolute immunity for prosecutors who fabricate evidence regarding unsolved crimes, post, at 283-285, like the holding of the Court of Appeals, seems to conflate the question whether a § 1983 plaintiff has stated a cause of action with the question whether the defendant is entitled to absolute immunity for his actions.

Of course, a determination of probable cause does not guarantee a prosecutor absolute immunity from liability for all actions taken after-wards. Even after that determination, as the opinion dissenting in part points out, post, at 290, a prosecutor may engage in “police investigative work” that is entitled to only qualified immunity.

Furthermore, there is no “true anomaly,” post, at 286, in denying absolute immunity for a state actor’s investigative acts made before there is probable cause to have a suspect arrested just because a prosecutor would be entitled to absolute immunity for the malicious prosecution of someone whom he lacked probable cause to indict. That criticism ignores the essence of the function test. The reason that lack of probable cause allows us to deny absolute immunity to a state actor for the former function (fabrication of evidence) is that there is no common-law tradition of immunity for it, whether performed by a police officer or prosecutor. The reason that we grant it for the latter function (malicious prosecution) is that we have found a common-law tradition of immunity for a prosecutor’s decision to bring an indictment, whether he has probable cause or not. By insisting on an equation of the two functions merely because a prosecutor

Cf. Burns v. Reed, 500 U. S. 478, 495 (1991): “Indeed, it is incongruous to allow prosecutors to be absolutely immune from liability for giving advice to the police, but to allow police officers only qualified immunity for following the advice... . Almost any action by a prosecutor, including his or her direct participation in purely investigative activity, could be said to be in some way related to the ultimate decision whether to prosecute, but we have never indicated that absolute immunity is that expansive.” If the police, under the guidance of the prosecutors, had solicited the alleg*276edly “fabricated” testimony, of course, they would not be entitled to anything more than qualified immunity.

See Imbler v. Pachtman, 424 U. S. 409, 431, n. 33 (1976): “Preparation, both for the initiation of the criminal process and for a trial, may require the obtaining, reviewing, and evaluating of evidence. At some point, and with respect to some decisions, the prosecutor no doubt functions as an administrator rather than as an officer of the court. Drawing a proper line between these functions may present difficult questions, but this case does not require us to anticipate them.” Although the respondents rely on the first sentence of this passage to suggest that a prosecutor’s actions in “obtaining, reviewing, and evaluating” evidence are always protected by absolute immunity, the sentence that follows qualifies that suggestion. It confirms that some of these actions may fall on the administrative, rather than the judicial, end of the prosecutor’s activities, and therefore be entitled only to qualified immunity.

“[Absolute immunity] does not apply to or include any publication of defamatory matter before the commencement, or after the termination of the judicial proceeding (unless such publication is an act incidental to the proper initiation thereof, or giving legal effect thereto); nor does it apply to or include any publication of defamatory matter to any person other than those to whom, or in any place other than that in which, such publication is required or authorized by law to be made for the proper conduct of the judicial proceedings.” Veeder, Absolute Immunity in Defamation: Judicial Proceedings, 9 Colum. L. Rev. 463, 489 (1909) (footnotes omitted). See, e. g., Viosca v. Landfried, 140 La. 610, 615, 73 So. 698, 700 (1916); Youmans v. Smith, 153 N. Y. 214, 220-223, 47 N. E. 265, 267-268 (1897). See also G. Bower, Law of Actionable Defamation 103, n. h, 104-105 (1908).

The Circuits other than the Seventh Circuit that have addressed this issue have applied only qualified immunity to press statements, see, e. g., Powers v. Coe, 728 F. 2d 97, 103 (CA2 1984); Marrero v. Hialeah, 625 F. 2d 499, 506-507 (CA5 1980), cert. denied, 450 U. S. 913 (1981); Gobel v. Mari*279copa County, 867 F. 2d 1201, 1205 (CA9 1989); England v. Hendricks, 880 F. 2d 281, 285 (CA10 1989), cert. denied, 493 U. S. 1078 (1990); Marx v. Gumbinner, 855 F. 2d 783, 791 (CA11 1988); cf. Rose v. Bartle, 871 F. 2d 331, 346-346 (CA3 1989), yet Fitzsimmons has not suggested that prosecutors in those Circuits have been unduly constrained in keeping the public informed of pending criminal prosecutions. We also do not perceive why anything except a firm common-law rule should entitle a prosecutor to absolute immunity for his statements to the press when nortprosecutors who make similar statements, for instance, an attorney general’s press spokesperson or a police officer announcing the return of an indictment, receive only qualified immunity.

Justice Scalia,

concurring.

As the Court observes, respondents have not demonstrated that the function either of fabricating evidence during the preliminary investigation of a crime, or of making out-of-court statements to the press, was protected by a well-established common-law privilege in 1871, when § 1983 was enacted. See ante, at 275, 277. It follows that respondents’ alleged performance of such acts is not absolutely *280immune from suit under § 1983, since “the presumed legislative intent not to eliminate traditional immunities is our only-justification for limiting the categorical language of the statute.” Burns v. Reed, 500 U. S. 478, 498 (1991) (Scalia, J., concurring in judgment in part and dissenting in part); accord, ante, at 267-269. The policy reasons for extending protection to such conduct may seem persuasive, see post, at 283-286 (Kennedy, J., concurring in part and dissenting in part), but we simply “do not have a license to establish immunities from §1983 actions in the interests of what we judge to be sound public policy,” Tower v. Glover, 467 U. S. 914, 922-923 (1984). This is therefore an easy case, in my view, and I have no difficulty joining the Court’s judgment.

I join the Court’s opinion as well, though I have some reservation about the historical authenticity of the “principle that acts undertaken by a prosecutor in preparing for the initiation of judicial proceedings or for trial, and which occur in the course of his role as an advocate for the State, are entitled to the protections of absolute immunity,” ante, at 273. By the early years of this century, there was some authority for the proposition that the traditional defamation immunity extends to “act[s] incidental to the proper initiation” or pursuit of a judicial proceeding, such as “[statements made by counsel to proposed witnesses,” Veeder, Absolute Immunity in Defamation: Judicial Proceedings, 9 Colum. L. Rev. 463, 489, and n. 82 (1909). See, e. g., G. Bower, Actionable Defamation 103-105, and n. h (1908); Youmans v. Smith, 153 N. Y. 214, 47 N. E. 265 (1897). I have not found any previous expression of such a principle, but accede to the Court’s judgment that it existed several decades earlier, when § 1983 was enacted, at least in the sense that it could be logically derived from then-existing decisions, cf. Burns, supra, at 505 (Scalia, J., concurring in judgment in part and dissenting in part). In future cases, I trust the Court (aided by briefing on the point) will look to history to determine more precisely the outlines of this principle. It is certainly *281in accord with the principle to say that prosecutors cannot “properly claim to be acting as advocates” before they have “probable cause to have anyone arrested,” ante, at 274, 275— but reference to the common-law cases will be indispensable to show when they can properly claim to be acting “as advocates” after that point, though not yet “during the course of judicial proceedings,” ante, at 277.

I believe, moreover, that the vagueness of the “acting-as-advocate” principle may be less troublesome in practice than it seems in theory, for two reasons. First, the Court reaffirms that the defendant official bears the burden of showing that the conduct for which he seeks immunity would have been privileged at common law in 1871. See ante, at 269, 275, 277-278. Thus, if application of the principle is unclear, the defendant simply loses. Second, many claims directed at prosecutors, of the sort that are based on acts not plainly covered by the conventional malicious-prosecution and defamation privileges, are probably not actionable under § 1983, and so may be dismissed at the pleading stage without regard to immunity — undermining the dissent’s assertion that we have converted absolute prosecutorial immunity into “little more than a pleading rule,” post, at 283. I think petitioner’s false-evidence claims in the present case illustrate this point. Insofar as they are based on respondents’ supposed knowing use of fabricated evidence before the grand jury and at trial, see ante, at 267, n. 3 — acts which might state a claim for denial of due process, see, e. g., Mooney v. Holohan, 294 U. S. 103, 112 (1935) (per curiam) — the traditional defamation immunity provides complete protection from suit under § 1983. If “reframe[d]... to attack the preparation” of that evidence, post, at 283, the claims are unlikely to be cognizable under § 1983, since petitioner cites, and I am aware of, no authority for the proposition that the mere preparation of false evidence, as opposed to its use in a fashion that deprives someone of a fair trial or otherwise harms him, violates the Constitution. See Buckley v. Fitzsimmons, 919 *282F. 2d 1230, 1244 (CA7 1990), vacated and remanded, 502 U. S. 801 (1991).

Justice Kennedy,

with whom

The Chief Justice, Justice White, and Justice Souter join, concurring in part and dissenting in part.

I agree there is no absolute immunity for statements made during a press conference. But I am unable to agree with the Court’s conclusion that respondents are not entitled to absolute immunity on petitioner’s claim that they conspired to manufacture false evidence linking petitioner to the boot-print found on the front door of Jeanine Nicarico’s home. I join Parts I, II, III, and IV-B of the Court’s opinion, but dissent from Part IV-A.

I

As the Court is correct to observe, the rules determining whether particular actions of government officials are entitled to immunity have their origin in historical practice and have resulted in a functional approach. Ante, at 267-268. See also Burns v. Reed, 500 U. S. 478, 484-486 (1991); Forrester v. White, 484 U. S. 219, 224 (1988); Malley v. Briggs, 475 U. S. 335, 342-343 (1986); Cleavinger v. Saxner, 474 U. S. 193, 201 (1985); Briscoe v. LaHue, 460 U. S. 325, 342 (1983); Harlow v. Fitzgerald, 457 U. S. 800, 810 (1982); Butz v. Economou, 438 U. S. 478, 511-513 (1978); Imbler v. Pachtman, 424 U. S. 409, 420-425 (1976). I share the Court’s unwillingness to accept Buckley’s argument “that Imbler’s protection for a prosecutor’s conduct ‘in initiating a prosecution and in presenting the State’s case,’ 424 U. S., at 431, extends only to the act of initiation itself and to conduct occurring in the courtroom.” Ante, at 272. In Imbler, we acknowledged that “the duties of the prosecutor in his role as advocate for the State involve actions preliminary to the initiation of a prosecution and actions apart from the courtroom,” and we explained that these actions of the prosecutor, undertaken in *283his functional role as an advocate, were entitled to absolute immunity, 424 U. S., at 431, n. 33. See ante, at 269-270.

There is a reason even more fundamental than that stated by the Court for rejecting Buckley’s argument that Imbler applies only to the commencement of a prosecution and to in-court conduct. This formulation of absolute prosecutorial immunity would convert what is now a substantial degree of protection for prosecutors into little more than a pleading rule. Almost all decisions to initiate prosecution are preceded by substantial and necessary out-of-court conduct by the prosecutor in evaluating the evidence and preparing for its introduction, just as almost every action taken in the courtroom requires some measure of out-of-court preparation. Were preparatory actions unprotected by absolute immunity, a criminal defendant turned civil plaintiff could simply reframe a claim to attack the preparation instead of the absolutely immune actions themselves. Imbler v. Pachtman, supra, at 431, n. 34. Cf. Eastland v. United States Servicemen’s Fund, 421 U. S. 491, 503-507 (1975). Allowing the avoidance of absolute immunity through that pleading mechanism would undermine in large part the protections that we found necessary in Imbler and would discourage trial preparation by prosecutors. In this way, Buckley’s proffered standard would have the perverse effect of encouraging, rather than penalizing, carelessness, cf. Forrester v. White, supra, at 223, and it would discourage early participation by prosecutors in the criminal justice process.

Applying these principles to the case before us, I believe that the conduct relating to the expert witnesses falls on the absolute immunity side of the divide. As we recognized in Imbler and Burns, and do recognize again today, the functional approach does not dictate that all actions of a prosecutor are accorded absolute immunity. “When a prosecutor performs the investigative functions normally performed by a detective or police officer, it is ‘neither appropriate nor justifiable that, for the same act, immunity should protect the *284one and not the other.”’ Ante, at 273, quoting Hampton v. Chicago, 484 F. 2d 602, 608 (CA7 1973), cert. denied, 415 U. S. 917 (1974). Nonetheless, while Buckley labels the prosecutors’ actions relating to the bootprint experts as “investigative,” I believe it is more accurate to describe the prosecutors’ conduct as preparation for trial. A prosecutor must consult with a potential trial witness before he places the witness on the stand, and if the witness is a critical one, consultation may be necessary even before the decision whether to indict. It was obvious from the outset that the bootprint was critical to the prosecution’s case, and the prosecutors’ consultation with experts is best viewed as a step to ensure the bootprint’s admission in evidence and to bolster its probative value in the eyes of the jury.

Just as Imbler requires that the decision to use a witness must be insulated from liability, 424 U. S., at 426, it requires as well that the steps leading to that decision must be free of the distortive effects of potential liability, at least to the extent that the prosecutor is engaged in trial preparation. Actions in “obtaining, reviewing, and evaluating” witness testimony, id., at 431, n. 33, are a classic function of the prosecutor as advocate. Pretrial and even preindictment consultation can be “intimately associated with the judicial phase of the criminal process,” id., at 430. Potential liability premised on the prosecutor’s early consultation would have “an adverse effect upon the functioning of the criminal justice system,” id., at 426. Concern about potential liability arising from pretrial consultation with a witness might “hampe[r]” a prosecutor’s exercise of his judgment as to whether a certain witness should be used. Id., at 426, and n. 24. The prospect of liability may “induc[e] [a prosecutor] to act with an excess of caution or otherwise to skew [his] decisions in ways that result in less than full fidelity to the objective and independent criteria that ought to guide [his] conduct.” Forrester v. White, supra, at 223. Moreover, “[e]xposing the prosecutor to liability for the initial phase of *285his prosecutorial work could interfere with his exercise of independent judgment at every phase of his work, since the prosecutor might come to see later decisions in terms of their effect on his potential liability.” Malley v. Briggs, 475 U. S., at 343. That distortion would frustrate the objective of accuracy in the determination of guilt or innocence. See Imbler v. Pachtman, supra, at 426.

Furthermore, the very matter the prosecutors were considering, the decision to use particular expert testimony, was “subjected to the ‘crucible of the judicial process.’” Burns v. Reed, 500 U. S., at 496, quoting Imbler v. Pachtman, supra, at 440 (White, J., concurring in judgment). Indeed, it appears that the only constitutional violations these actions are alleged to have caused occurred within the judicial process. The question Buckley presented in his petition for certiorari itself makes this point: “Whether prosecutors are entitled to absolute prosecutorial immunity for supervision of and participation in a year long pre-arrest and preindictment investigation because the injury suffered by the criminal defendant occurred during the later criminal proceedings?” Pet. for Cert. i. Remedies other than prosecutorial liability, for example, a pretrial ruling of inadmissibility or a rejection by the trier of fact, are more than adequate “to prevent abuses of authority by prosecutors.” Burns v. Reed, supra, at 496. See also Butz v. Economou, 438 U. S., at 512; Imbler v. Pachtman, supra, at 429.

Our holding in Burns v. Reed, supra, is not to the contrary. There we cautioned that prosecutors were not entitled to absolute immunity for “every litigation-inducing conduct,” id., at 494, or for every action that “could be said to be in some way related to the ultimate decision whether to prosecute,” id., at 495. The premise of Burns was that, in providing advice to the police, the prosecutor acted to guide the police, not to prepare his own case. See id., at 482 (noting that the police officers sought the prosecutor’s advice first to find out whether hypnosis was “an unacceptable investiga*286tive technique” and later to determine whether there was a basis to “plac[e] [a suspect] under arrest”). In those circumstances, we found an insufficient link to the judicial process to warrant absolute immunity. But the situation here is quite different. For the reasons already explained, subjecting a prosecutor’s pretrial or preindictment witness consultation and preparation to damages actions would frustrate and impede the judicial process, the result Imbler is designed to avoid.

II

The Court reaches a contrary conclusion on the issue of the bootprint evidence by superimposing a bright-line standard onto the functional approach that has guided our past decisions. According to the Court, “[a] prosecutor neither is, nor should consider himself to be, an advocate before he has probable cause to have anyone arrested.” Ante, at 274. To allow otherwise, the Court tells us, would create an anomalous situation whereby prosecutors are granted only qualified immunity when offering legal advice to the police regarding an unarrested suspect, see Burns, supra, at 492-496, but are endowed with absolute immunity when conducting their own legal work regarding an unarrested suspect. Ante, at 275-276.

I suggest that it is the Court’s probable-cause demarcation between when conduct can be considered absolutely immune advocacy and when it cannot that creates the true anomaly in this case. We were quite clear in Imbler that if absolute immunity for prosecutors meant anything, it meant that prosecutors were not subject to suit for malicious prosecution. 424 U. S., at 421-422, 424, 428. See also Burns, supra, at 493 (“[T]he common-law immunity from malieious prosecution ... formed the basis for the decision in Imbler”). Yet the central component of a malicious prosecution claim is that the prosecutor in question acted maliciously and without probable cause. See Wyatt v. Cole, 504 U. S. 158, 165 (1992); id., at 170 (Kennedy, J., concurring); id., at 177 *287(Rehnquist, C. J., dissenting); W. Keeton, D. Dobbs, R. Keeton, & D. Owen, Prosser and Keeton on Law of Torts § 119 (5th ed. 1984). If the Court means to withhold absolute immunity whenever it is alleged that the injurious actions of a prosecutor occurred before he had probable cause to believe a specified individual committed a crime, then no longer is a claim for malicious prosecution subject to ready dismissal on absolute immunity grounds, at least where the claimant is clever enough to include some actions taken by the prosecutor prior to the initiation of prosecution. I find it rather strange that the classic case for the invocation of absolute immunity falls on the unprotected side of the Court’s new dividing line. I also find it hard to accept any line that can be so easily manipulated by criminal defendants turned civil plaintiffs, allowing them to avoid a dismissal on absolute immunity grounds by throwing in an allegation that a prosecutor acted without probable cause. See supra, at 288.

Perhaps the Court means to draw its line at the point where an appropriate neutral third party, in this case the Illinois special grand jury, makes a determination of probable cause. This line, too, would generate anomalous results. To begin, it could have the perverse effect of encouraging prosecutors to seek indictments as early as possible in an attempt to shelter themselves from liability, even in cases where they would otherwise prefer to wait on seeking an indictment to ensure that they do not accuse an innocent person. Given the stigma and emotional trauma attendant to an indictment and arrest, promoting premature indictments and arrests is not a laudable accomplishment.

Even assuming these premature actions would not be induced by the Court’s rule, separating absolute immunity from qualified immunity based on a third-party determination of probable cause makes little sense when a civil plaintiff claims that a prosecutor falsified evidence or coerced confessions. If the false evidence or coerced confession served as the basis for the third party’s determination of probable *288cause, as was alleged here, it is difficult to fathom why securing such a fraudulent determination transmogrifies unprotected conduct into protected conduct. Finally, the Court does not question our conclusion in Burns that absolute immunity attached to a prosecutor’s conduct before a grand jury because it “ ‘perform[s] a judicial function.’ ” 500 U. S., at 490, quoting W. Prosser, Law of Torts § 94, pp. 826-827 (1941). See also Yaselli v. Goff, 12 F. 2d 396 (CA2 1926), aff’d, 275 U. S. 503 (1927). It is unclear to me, then, why preparing for grand jury proceedings, which obviously occur before an indictment is handed down, cannot be “intimately associated with the judicial phase of the criminal process” and subject to absolute immunity. Burns, supra, at 492, quoting Imbler, supra, at 430.

As troubling as is the line drawn by the Court, I find the reasons for its line-drawing to be of equal concern. The Court advances two reasons for distinguishing between preprobable-cause and post-probable-cause activity by prosecutors. First, the distinction is needed to ensure that prosecutors receive no greater protection than do police officers when engaged in identical conduct. Ante, at 276. Second, absent some clear distinction between investigation and advocacy, the Court fears, “every prosecutor might . . . shield himself from liability for any constitutional wrong against innocent citizens by ensuring that they go to trial.” Ibid. This step, it is alleged, would enable any prosecutor to “retrospectively describ[e]” his investigative work “as ‘preparation’ for a possible trial” and therefore request the benefits of absolute immunity. Ibid. I find neither of these justifications persuasive.

The Court’s first concern, I take it, is meant to be a restatement of one of the unquestioned goals of our § 1983 immunity jurisprudence: ensuring parity in treatment among state actors engaged in identical functions. Forrester v. White, 484 U. S., at 229; Cleavinger v. Saxner, 474 U. S., at *289201. But it was for the precise reason of advancing this goal that we adopted the functional approach to absolute immunity in the first place, and I do not see a need to augment that approach by developing bright-line rules in cases where determining whether different actors are engaged in identical functions involves careful attention to subtle details. The Court, moreover, perceives a danger of disparate treatment because it assumes that before establishing probable cause, police and prosecutors perform the same functions. Ante, at 276. This assumption seem to me unwarranted. I do not understand the art of advocacy to have an inherent temporal limitation, so I cannot say that prosecutors are never functioning as advocates before the determination of probable cause. More to the point, the Court’s assumption further presumes that when both prosecutors and police officers engage in the same conduct, they are of necessity engaged in the same function. With this I must disagree. Two actors can take part in similar conduct and similar inquiries while doing so for different reasons and to advance different functions. It may be that a prosecutor and a police officer are examining the same evidence at the same time, but the prosecutor is examining the evidence to determine whether it will be persuasive at trial and of assistance to the trier of fact, while the police officer examines the evidence to decide whether it provides a basis for arresting a suspect. The conduct is the same but the functions distinct. See Buchanan, Police-Prosecutor Teams, 23 The Prosecutor 32 (summer 1989).

Advancing to the second reason provided for the Court’s line-drawing, I think the Court overstates the danger of allowing pre-probable-cause conduct to constitute advocacy entitled to absolute immunity. I agree with the Court that the institution of a prosecution “does not retroactively transform . . . work from the administrative into the prosecutorial,” ante, at 276, but declining to institute a prosecution *290likewise should not “retroactively transform” work from the prosecutorial into the administrative. Cf. Imbler, 424 U. S., at 431, n. 33 (“We recognize that the duties of the prosecutor in his role as advocate for the State involve actions preliminary to the initiation of a prosecution .... These include questions of whether to present a case to a grand jury, whether to file an information, [and] whether and when to prosecute”). In either case, the primary question, one which I have confidence the federal courts are able to answer with some accuracy, is whether a prosecutor was acting as an advocate, an investigator, or an administrator when he took the actions called into question in a subsequent § 1983 action. As long as federal courts center their attention on this question, a concern that prosecutors can disguise their investigative and administrative actions as early forms of advocacy seems to be unfounded.

Ill

In recognizing a distinction between advocacy and investigation, the functional approach requires the drawing of difficult and subtle distinctions, and I understand the necessity for a workable standard in this area. But the rule the Court adopts has created more problems than it has solved. For example, even after there is probable cause to arrest a suspect or after a suspect is indicted, a prosecutor might act to further police investigative work, say by finding new leads, in which case only qualified immunity should apply. The converse is also true: Even before investigators are satisfied that probable cause exists or before an indictment is secured, a prosecutor might begin preparations to present testimony before a grand jury or at trial, to which absolute immunity must apply. In this case, respondents functioned as advocates, preparing for prosecution before investigators are alleged to have amassed probable cause and before an indictment was deemed appropriate. In my judgment *291respondents are entitled to absolute immunity for their involvement with the expert witnesses in this case. With respect, I dissent from that part of the Court’s decision reversing the Court of Appeals judgment of absolute immunity for respondents’ conduct in relation to the bootprint evidence.

2.4.3.8 Van de Kamp v. Goldstein 2.4.3.8 Van de Kamp v. Goldstein

VAN de KAMP et al. v. GOLDSTEIN

No. 07-854.

Argued November 5, 2008

Decided January 26, 2009

*337 Breyer, J., delivered the opinion for a unanimous Court.

Timothy T. Coates argued the cause for petitioners. With him on the briefs was Steven J. Renick.

Deputy Solicitor General Dreeben argued the cause for the United States as amicus curiae urging reversal. With him on the brief were former Solicitor General Garre, Assistant Attorney General Katsas, Lisa S. Blatt, Barbara L. Herwig, and Mark W. Pennak.

E. Joshua Rosenkranz argued the cause for respondent. With him on the brief were Timothy S. Mehok, William H. Forman, Ronald O. Kaye, David S. McLane, Marilyn E. Bednarski, and David A. Thomas. *

*

Briefs of amici curiae urging reversal were filed for the State of Kansas et al. by Stephen N. Six, Attorney General of Kansas, Stephen R. McAllister, Solicitor General, and Jared S. Maag, Deputy Solicitor General, by Kevin T. Kane, Chief State’s Attorney of Connecticut, by Peter *338 J. Nickles, Acting Attorney General of the District of Columbia, and by the Attorneys General for their respective States as follows: Troy King of Alabama, Talis J. Colberg of Alaska, Terry Goddard of Arizona, Dustin McDaniel of Arkansas, Edmund G. Brown, Jr., of California, John W. Suthers of Colorado, Joseph R. Biden III of Delaware, Bill McCollum of Florida, Thurbert E. Baker of Georgia, Mark J. Bennett of Hawaii, Lawrence G. Wasden of Idaho, Lisa Madigan of Illinois, Steve Carter of Indiana, Tom Miller of Iowa, Jack Conway of Kentucky, James D. Caldwell of Louisiana, G. Steven Rowe of Maine, Douglas F. Gansler of Maryland, Martha Coakley of Massachusetts, Michael A. Cox of Michigan, Lori Swanson of Minnesota, Jim Hood of Mississippi, Jeremiah W. (Jay) Nixon of Missouri, Mike McGrath of Montana, Jon Bruning of Nebraska, Catherine Cortez Masto of Nevada, Kelly A. Ayotte of New Hampshire, Gary K. King of New Mexico, Andrew Cuomo of New York, Roy Cooper of North Carolina, Wayne Stenehjem of North Dakota, Nancy H. Rogers of Ohio, W. A. Drew Edmondson of Oklahoma, Hardy Myers of Oregon, Thomas W. Corbett, Jr., of Pennsylvania, Patrick C. Lynch of Rhode Island, Henry McMaster of South Carolina, Lawrence E. Long of South Dakota, Robert E. Cooper, Jr., of Tennessee, Greg Abbott of Texas, Mark L. Shurtleff of Utah, William H. Sorrell of Vermont, Robert F. McDonnell of Virginia, Robert M. McKenna of Washington, Darrell V. McGraw, Jr., of West Virginia, J. B. Van Hollen of Wisconsin, and Bruce A. Salzburg of Wyoming; for Cook County, Illinois, by Richard A. Devine, Patrick T. Driscoll, Jr., and Paul A. Castiglione; for Los Angeles County, California, by Steve Cooley, Lael R. Rubin, Brentford Ferreira, and Roberta Schwartz; for the City of New York by Michael A. Cardozo, Leonard J. Koerner, and Elizabeth Susan Natrella; for the National Association of Counties et al. by Richard Ruda; and for the National District Attorneys Association et al. by W. Scott Thorpe.

Briefs of amici curiae urging affirmance were filed for the American Civil Liberties Union et al. by M. Allen Hopper, Steven R. Shapiro, and Jeffrey L. Fisher; for the Constitutional Accountability Center by Elizabeth B. Wydra, Sean H. Donahue, and David T. Goldberg; and for the Innocence Network et al. by Peter D. Isakoff, Peter J. Neufeld, and Barry Scheck.

Briefs of amici curiae were filed for Law Professors by John R. Cuti and Margaret Z. Johns; and for the New York State District Attorneys Association by Anthony J. Servino, James A Murphy III, Anthony J. Gírese, and Mark Dwyer.

*338 Justice Breyer

delivered the opinion of the Court.

We here consider the scope of a prosecutor’s absolute immunity from claims asserted under Rev. Stat. §1979, 42 *339 U. S. C. § 1983. See Imbler v. Pachtman, 424 U. S. 409 (1976). We ask whether that immunity extends to claims that the prosecution failed to disclose impeachment material, see Giglio v. United States, 405 U. S. 150 (1972), due to: (1) a failure properly to train prosecutors, (2) a failure properly to supervise prosecutors, or (3) a failure to establish an information system containing potential impeachment material about informants. We conclude that a prosecutor’s absolute immunity extends to all these claims.

I

In 1998, respondent Thomas Goldstein (then a prisoner) filed a habeas corpus action in the Federal District Court for the Central District of California. He claimed that in 1980 he was convicted of murder; that his conviction depended in critical part upon the testimony of Edward Floyd Fink, a jailhouse informant; that Fink’s testimony was unreliable, indeed false; that Fink had previously received reduced sentences for providing prosecutors with favorable testimony in other cases; that at least some prosecutors in the Los Angeles County District Attorney’s Office knew about the favorable treatment; that the office had not provided Gold-stein’s attorney with that information; and that, among other things, the prosecution’s failure to provide Goldstein’s attorney with this potential impeachment information had led to his erroneous conviction. Goldstein v. Long Beach, 481 F. 3d 1170, 1171-1172 (CA9 2007).

After an evidentiary hearing the District Court agreed with Goldstein that Fink had not been truthful and that if the prosecution had told Goldstein’s lawyer that Fink had received prior rewards in return for favorable testimony it might have made a difference. The court ordered the State either to grant Goldstein a new trial or to release him. The Court of Appeals affirmed the District Court’s determination. And the State decided that, rather than retry Gold-stein (who had already served 24 years of his sentence), it would release him. App. 54-55, 59-60.

*340 Upon his release Goldstein filed this § 1983 action against petitioners, the former Los Angeles County district attorney and chief deputy district attorney. Goldstein’s complaint (which for present purposes we take as accurate) asserts in relevant part that the prosecution’s failure to communicate to his attorney the facts about Fink’s earlier testimony-related rewards violated the prosecution’s constitutional duty to “insure communication of all relevant information on each case [including agreements made with informants] to every lawyer who deals with it.” Giglio, supra, at 154. Moreover, it alleges that this failure resulted from the failure of petitioners (the office’s chief supervisory attorneys) adequately to train and to supervise the prosecutors who worked for them as well as their failure to establish an information system about informants. And it asks for damages based upon these training, supervision, and information-system related failings.

Petitioners, claiming absolute immunity from such a § 1983 action, asked the District Court to dismiss the complaint. See Imbler, supra. The District Court denied the motion to dismiss on the ground that the conduct asserted amounted to “administrative,” not “prosecutorial,” conduct; hence it fell outside the scope of the prosecutor’s absolute immunity to §1983 claims. The Ninth Circuit, considering petitioners’ claim on an interlocutory appeal, affirmed the District Court’s “no immunity” determination. We now review the Ninth Circuit’s decision, and we reverse its determination.

II

Over a half century ago Chief Judge Learned Hand explained that a prosecutor’s absolute immunity reflects “a balance” of “evils.” Gregoire v. Biddle, 177 F. 2d 579, 581 (CA2 1949). “[I]t has been thought in the end better,” he said, “to leave unredressed the wrongs done by dishonest officers than to subject those who try to do their duty to the constant dread of retaliation.” Ibid. In Imbler, supra, this *341 Court considered prosecutorial actions that are “intimately associated with the judicial phase of the criminal process.” Id., at 430. And, referring to Chief Judge Hand’s views, it held that prosecutors are absolutely immune from liability in §1983 lawsuits brought under such circumstances. Id., at 428.

The § 1983 action at issue was that of a prisoner freed on a writ of habeas corpus who subsequently sought damages from his former prosecutor. His action, like the action now before us, tracked the claims that a federal court had found valid when granting his habeas corpus petition. In particular, the prisoner claimed that the trial prosecutor had permitted a fingerprint expert to give false testimony, that the prosecutor was responsible for the expert’s having suppressed important evidence, and that the prosecutor had introduced a misleading artist’s sketch into evidence. Id., at 416.

In concluding that the prosecutor was absolutely immune, the Court pointed out that legislators have long “enjoyed absolute immunity for their official actions,” id., at 417; that the common law granted immunity to “judges and ... jurors acting within the scope of their duties,” id., at 423; and that the law had also granted prosecutors absolute immunity from common-law tort actions, say, those underlying a “decision to initiate a prosecution,” id., at 421. The Court then held that the “same considerations of public policy that underlie” a prosecutor’s common-law immunity “countenance absolute immunity under § 1983.” Id., at 424. Those considerations, the Court said, arise out of the general common-law “concern that harassment by unfounded litigation” could both “cause a deflection of the prosecutor’s energies from his public duties” and also lead the prosecutor to “shade his decisions instead of exercising the independence of judgment required by his public trust.” Id., at 423.

Where § 1983 actions are at issue, the Court said, both sets of concerns are present and serious. The “public trust of *342 the prosecutor’s office would suffer” were the prosecutor to have in mind his “own potential” damages “liability” when making prosecutorial decisions — as he might well were he subject to § 1983 liability. Id., at 424. This is no small concern, given the frequency with which criminal defendants bring such suits, id., at 425 (“[A] defendant often will transform his resentment at being prosecuted into the ascription of improper and malicious actions to the State’s advocate”), and the “substantial danger of liability even to the honest prosecutor” that such suits pose when they survive pretrial dismissal, ibid.; see also ibid, (complex, close, fair-trial questions “often would require a virtual retrial of the criminal offense in a new forum, and the resolution of some technical issues by the lay jury”). A “prosecutor,” the Court noted, “inevitably makes many decisions that could engender color-able claims of constitutional deprivation. Defending these decisions, often years after they were made, could impose unique and intolerable burdens upon a prosecutor responsible annually for hundreds of indictments and trials.” Id., at 425-426. The Court thus rejected the idea of applying the less-than-absolute “qualified immunity” that the law accords to other “executive or administrative officials,” noting that the “honest prosecutor would face greater difficulty” than would those officials “in meeting the standards of qualified immunity.” Id., at 425. Accordingly, the immunity that the law grants prosecutors is “absolute.” Id., at 424.

The Court made clear that absolute immunity may not apply when a prosecutor is not acting as “an officer of the court,” but is instead engaged in other tasks, say, investigative or administrative tasks. Id., at 431, n. 33. To decide whether absolute immunity attaches to a particular kind of prosecutorial activity, one must take account of the “functional” considerations discussed above. See Burns v. Reed, 500 U. S. 478,486 (1991) (collecting cases applying “functional approach” to immunity); Kalina v. Fletcher, 522 U. S. 118, 127, 130 (1997). In Imbler, the Court concluded that the *343 “reasons for absolute immunity applied] with full force” to the conduct at issue because it was “intimately associated with the judicial phase of the criminal process.” 424 U. S., at 430. The fact that one constitutional duty at issue was a positive duty (the duty to supply “information relevant to the defense”) rather than a negative duty (the duty not to “use . . . perjured testimony”) made no difference. Id., at 431, n. 34. After all, a plaintiff can often transform a positive into a negative duty simply by reframing the pleadings; in either case, a constitutional violation is at issue. Ibid.

Finally, the Court specifically reserved the question whether or when “similar reasons require immunity for those aspects of the prosecutor’s responsibility that cast him in the role of an administrator . . . rather than that of advocate.” Id., at 430-431. It said that “[djrawing a proper line between these functions may present difficult questions, but this case does not require us to anticipate them.” Id., at 431, n. 33.

In the years since Imbler, we have held that absolute immunity applies when a prosecutor prepares to initiate a judicial proceeding, Burns, supra, at 492, or appears in court to present evidence in support of a search warrant application, Kalina, supra, at 126. We have held that absolute immunity does not apply when a prosecutor gives advice to police during a criminal investigation, see Burns, supra, at 496, when the prosecutor makes statements to the press, Buckley v. Fitzsimmons, 509 U. S. 259, 277 (1993), or when a prosecutor acts as a complaining witness in support of a warrant application, Kalina, supra, at 132 (Scalia, J., concurring). This case, unlike these earlier cases, requires us to consider how immunity applies where a prosecutor is engaged in certain administrative activities.

Ill

Goldstein claims that the district attorney and his chief assistant violated their constitutional obligation to provide *344 his attorney with impeachment-related information, see Giglio, 405 U. S. 150, because, as the Court of Appeals wrote, they failed “to adequately train and supervise deputy district attorneys on that subject,” 481 F. 3d, at 1176, and because, as Goldstein’s complaint adds, they “failed to create any system for the Deputy District Attorneys handling criminal cases to access information pertaining to the benefits provided to jailhouse informants and other impeachment information,” App. 45. We agree with Goldstein that, in making these claims, he attacks the office’s administrative procedures. We are also willing to assume with Goldstein, but purely for argument’s sake, that Giglio imposes certain obligations as to training, supervision, or information-system management.

Even so, we conclude that prosecutors involved in such supervision or training or information-system management enjoy absolute immunity from the kind of legal claims at issue here. Those claims focus upon a certain kind of administrative obligation — a kind that itself is directly connected with the conduct of a trial. Here, unlike with other claims related to administrative decisions, an individual prosecutor’s error in the plaintiff’s specific criminal trial constitutes an essential element of the plaintiff’s claim. The administrative obligations at issue here are thus unlike administrative duties concerning, for example, workplace hiring, payroll administration, the maintenance of physical facilities, and the like. Moreover, the types of activities on which Goldstein’s claims focus necessarily require legal knowledge and the exercise of related discretion, e.g., in determining what information should be included in the training or the supervision or the information-system management. And in that sense also Goldstein’s claims are unlike claims of, say, unlawful discrimination in hiring employees. Given these features of the case before us, we believe absolute immunity must follow.

*345 A

We reach this conclusion by initially considering a hypothetical case that involves supervisory or other office prosecutors but does not involve administration. Suppose that Goldstein had brought such a case, seeking damages not only from the trial prosecutor but also from a supervisory prosecutor or from the trial prosecutor’s colleagues — all on the ground that they should have found and turned over the impeachment material about Fink. Imbler makes clear that all these prosecutors would enjoy absolute immunity from such a suit. The prosecutors’ behavior, taken individually or separately, would involve “[preparation ... for ... trial,” 424 U. S., at 431, n. 33, and would be “intimately associated with the judicial phase of the criminal process” because it concerned the evidence presented at trial, id., at 430. And all of the considerations that this Court found to militate in favor of absolute immunity in Imbler would militate in favor of immunity in such a case.

The only difference we can find between Imbler and our hypothetical case lies in the fact that, in our hypothetical case, a prosecutorial supervisor or colleague might himself be liable for damages instead of the trial prosecutor. But we cannot find that difference (in the pattern of liability among prosecutors within a single office) to be critical. Decisions about indictment or trial prosecution will often involve more than one prosecutor within an office. We do not see how such differences in the pattern of liability among a group of prosecutors in a single office could alleviate Imbler]s basic fear, namely, that the threat of damages liability would affect the way in which prosecutors carried out their basic court-related tasks. Moreover, this Court has pointed out that “it is the interest in protecting the proper functioning of the office, rather than the interest in protecting its occupant, that is of primary importance.” Kalina, 522 U. S., at 125. Thus, we must assume that the prosecutors in our hypothetical suit would enjoy absolute immunity.

*346 B

Once we determine that supervisory prosecutors are immune in a suit directly attacking their actions related to an individual trial, we must find they are similarly immune in the case before us. We agree with the Court of Appeals that the office’s general methods of supervision and training are at issue here, but we do not agree that that difference is critical for present purposes. That difference does not preclude an intimate connection between prosecutorial activity and the trial process. The management tasks at issue, insofar as they are relevant, concern how and when to make impeachment information available at a trial. They are thereby directly connected with the prosecutor’s basic trial advocacy duties. And, in terms of Imbler’s, functional concerns, a suit charging that a supervisor made a mistake directly related to a particular trial, on the one hand, and a suit charging that a supervisor trained and supervised inadequately, on the other, would seem very much alike.

That is true, in part, for the practical reason that it will often prove difficult to draw a line between general office supervision or office training (say, related to Giglio) and specific supervision or training related to a particular case. To permit claims based upon the former is almost inevitably to permit the bringing of claims that include the latter. It is also true because one cannot easily distinguish, for immunity purposes, between claims based upon training or supervisory failures related to Giglio and similar claims related to other constitutional matters (obligations under Brady v. Maryland, 373 U. S. 83 (1963), for example). And that being so, every consideration that Irnbler mentions militates in favor of immunity.

As we have said, the type of “faulty training” claim at issue here rests in necessary part upon a consequent error by an individual prosecutor in the midst of trial, namely, the plaintiff’s trial. If, as Irnbler says, the threat of damages liability for such an error could lead a trial prosecutor to take *347 account of that risk when making trial-related decisions, so, too, could the threat of more widespread liability throughout the office (ultimately traceable to that trial error) lead both that prosecutor and other office prosecutors as well to take account of such a risk. Indeed, members of a large prosecutorial office, when making prosecutorial decisions, could have in mind the “consequences in terms of” damages liability whether they are making general decisions about supervising or training or whether they are making individual trial-related decisions. Imbler, 424 U. S., at 424.

Moreover, because better training or supervision might prevent most, if not all, prosecutorial errors at trial, permission to bring such a suit here would grant permission to criminal defendants to bring claims in other similar instances, in effect claiming damages for (trial-related) training or supervisory failings. Cf. Imbler, supra. Further, given the complexity of the constitutional issues, inadequate training and supervision suits could, as in Imbler, “pose substantial danger of liability even to the honest prosecutor.” Id., at 425. Finally, as Imbler pointed out, defending prosecutorial decisions, often years after they were made, could impose “unique and intolerable burdens upon a prosecutor responsible annually for hundreds of indictments and trials.” Id., at 425-426.

At the same time, to permit this suit to go forward would create practical anomalies. A trial prosecutor would remain immune, even for intentionally failing to turn over, say Giglio material; but her supervisor might be liable for negligent training or supervision. Small prosecution offices where supervisors can personally participate in all of the cases would likewise remain immune from prosecution; but large offices, making use of more general officewide supervision and training, would not. Most important, the ease with which a plaintiff could restyle a complaint charging a trial failure so that it becomes a complaint charging a failure of training or supervision would eviscerate Imbler.

*348 We conclude that the very reasons that led this Court in Imbler to find absolute immunity require a similar finding in this case. We recognize, as Chief Judge Hand pointed out, that sometimes such immunity deprives a plaintiff of compensation that he undoubtedly merits; but the impediments to the fair, efficient functioning of a prosecutorial office that liability could create lead us to find that Imbler must apply here.

C

We treat separately Goldstein’s claim that the Los Angeles County District Attorney’s Office should have established a system that would have permitted prosecutors “handling criminal cases to access information pertaining to the benefits provided to jailhouse informants and other impeachment information.” App. 45. We do so because Goldstein argues that the creation of an information management system is a more purely administrative task, less closely related to the “judicial phase of the criminal process,” Imbler, supra, at 430, than are supervisory or training tasks. He adds that technically qualified individuals other than prosecutors could create such a system and that they could do so prior to the initiation of criminal proceedings.

In our view, however, these differences do not require a different outcome. The critical element of any information system is the information it contains. Deciding what to include and what not to include in an information system is little different from making similar decisions in respect to training. Again, determining the criteria for inclusion or exclusion requires knowledge of the law.

Moreover, the absence of an information system is relevant here if, and only if, a proper system would have included information about the informant Fink. Thus, were this claim allowed, a court would have to review the office’s legal judgments, not simply about whether to have an information system but also about what kind of system is appropriate, and whether an appropriate system would have included *349 Giglio-related information about one particular kind of trial informant. Such decisions — whether made prior to or during a particular trial — are “intimately associated with the judicial phase of the criminal process.” Imbler, supra, at 430; see Burns, 500 U. S., at 486. And, for the reasons set out above, all Imbler’s functional considerations (and the anomalies we mentioned earlier, supra, at 346-347) apply here as well.

We recognize that sometimes it would be easy for a court to determine that an office’s decision about an information system was inadequate. Suppose, for example, the office had no system at all. But the same could be said of a prosecutor’s trial error. Immunity does not exist to help prosecutors in the easy case; it exists because the easy cases bring difficult cases in their wake. And, as Imbler pointed out, the likely presence of too many difficult cases threatens, not prosecutors, but the public, for the reason that it threatens to undermine the necessary independence and integrity of the prosecutorial decisionmaking process. Such is true of the kinds of claims before us, to all of which Imbler’s functional considerations apply. Consequently, where a §1983 plaintiff claims that a prosecutor’s management of a trial-related information system is responsible for a constitutional error at his or her particular trial, the prosecutor responsible for the system enjoys absolute immunity just as would the prosecutor who handled the particular trial itself.

* * *

For these reasons we conclude that petitioners are entitled to absolute immunity in respect to Goldstein’s claims that their supervision, training, or information-system management was constitutionally inadequate. Accordingly, the judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.

It is so ordered.

2.4.3.9 Bogan v. Scott-Harris 2.4.3.9 Bogan v. Scott-Harris

BOGAN et al. v. SCOTT-HARRIS

No. 96-1569.

Argued December 3, 1997

Decided March 3, 1998

*46 Thomas, J., delivered the opinion for a unanimous Court.

Charles Rothfeld argued the cause for petitioners. On the briefs were Thomas E. Shirley, Bruce A. Assad, and Robert J. Marchand.

Harvey A. Schwartz argued the cause for respondent. With him on the brief were Siobhan M. Sweeney and Eric Schnapper *

*

Briefs of amici curiae urging reversal were filed for the City of Fall River, Massachusetts, by Thomas F. McGuire, Jr., and Mary E. O’Neil; for the Massachusetts Municipal Association et al. by George J. Leontire; and for the National League of Cities et al. by Richard Ruda and Charles Rothfeld.

Justice Thomas

delivered the opinion of the Court.

It is well established that federal, state, and regional legislators are entitled to absolute immunity from civil liability for their legislative activities. In this case, petitioners argue that they, as local officials performing legislative functions, are entitled to the same protection. They further argue that their acts of introducing, voting for, and signing an ordinance eliminating the government office held by respondent constituted legislative activities. We agree on both counts and therefore reverse the judgment below.

I — !

Respondent Janet Seott-Harris was administrator of the Department of Health and Human Services (DHHS) for the city of Fall River, Massachusetts, from 1987 to 1991. In 1990, respondent received a complaint that Dorothy Bilt-cliffe, an employee serving temporarily under her supervision, had made repeated racial and ethnic slurs about her colleagues. After respondent prepared termination charges against Biltcliffe, Biltcliffe used her political connections to press her case with several state and local officials, including *47 petitioner Marilyn Roderick, the vice president of the Fall River City Council. The city council held a hearing on the charges against Biltcliffe and ultimately accepted a settlement proposal under which Biltcliffe would be suspended without pay for 60 days. Petitioner Daniel Bogan, the mayor of Fall River, thereafter substantially reduced the punishment.

While the charges against Biltcliffe were pending, Mayor Bogan prepared his budget proposal for the 1992 fiscal year. Anticipating a 5 to 10 percent reduction in state aid, Bogan proposed freezing the salaries of all municipal employees and eliminating 135 city positions. As part of this package, Bogan called for the elimination of DHHS, of which respondent was the sole employee. The city council ordinance committee, which was chaired by Roderick, approved an ordinance eliminating DHHS. The city council thereafter adopted the ordinance by a vote of 6 to 2, with petitioner Roderick among those voting in favor. Bogan signed the ordinance into law.

Respondent then filed suit under Rev. Stat. §1979, 42 U. S. C. § 1983, against the city, Bogan, Roderick, and several other city officials. She alleged that the elimination of her position was motivated by racial animus and a desire to retaliate against her for exercising her First Amendment rights in filing the complaint against Biltcliffe. The District Court denied Bogan’s and Roderick’s motions to dismiss on the ground of legislative immunity, and the case proceeded to trial. Scott-Harris v. City of Fall River, et al., Civ. 91-12057-PBS (Mass., Jan. 27, 1995), App. to Pet. for Cert. 1.

The jury returned a verdict in favor of all defendants on the racial discrimination charge, but found the city, Bogan, and Roderick liable on respondent’s First Amendment claim, concluding that respondent’s constitutionally protected speech was a substantial or motivating factor in the elimina *48 tion of her position. 1 On a motion for judgment notwithstanding the verdict, the District Court again denied Bogan’s and Roderick’s claims of absolute legislative immunity, reasoning that “the ordinance amendment passed by the city council was an individually-targeted administrative act, rather than a neutral, legislative elimination of a position which incidentally resulted in the termination of plaintiff.” Id., at 20.

The United States Court of Appeals for the First Circuit set aside the verdict against the city but affirmed the judgments against Roderick and Bogan. Scott-Harris v. Fall River, 134 F. 3d 427 (1997). 2 Although the court concluded that petitioners have “absolute immunity from civil liability for damages arising out of their performance of legitimate legislative activities,” id., at 440, it held that their challenged conduct was not “legislative,” id., at 441. Relying on the jury’s finding that “constitutionally sheltered speech was a substantial or motivating factor” underlying petitioners’ conduct, the court reasoned that the conduct was administrative, rather than legislative, because Roderick and Bogan “relied on facts relating to a particular individual [respondent] in the decisionmaking calculus.” Ibid. We granted certiorari. 520 U. S. 1263 (1997).

II

The principle that legislators are absolutely immune from liability for their legislative activities has long been recognized in Anglo-American law. This privilege “has taproots *49 in the Parliamentary struggles of the Sixteenth and Seventeenth Centuries” and was “taken as a matter of course by those who severed the Colonies from the Crown and founded our Nation.” Tenney v. Brandhove, 341 U. S. 367, 372 (1951). The Federal Constitution, the Constitutions of many of the newly independent States, and the common law thus protected legislators from liability for their legislative activities. See U. S. Const., Art. I, § 6; Tenney, supra, at 372-375.

Recognizing this venerable tradition, we have held that state and regional legislators are entitled to absolute immunity from liability under § 1983 for their legislative activities. See Tenney, supra (state legislators); Lake Country Estates, Inc. v. Tahoe Regional Planning Agency, 440 U. S. 391 (1979) (regional legislators); 3 see also Kilbourn v. Thompson, 103 U. S. 168, 202-204 (1881) (interpreting the federal Speech and Debate Clause, U. S. Const., Art. I, § 6, to provide similar immunity to Members of Congress). We explained that legislators were entitled to absolute immunity from suit at common law and that Congress did not intend the general language of § 1983 to “impinge on a tradition so well grounded in history and reason.” Tenney, supra, at 376. Because the common law accorded local legislators the same absolute immunity it accorded legislators at other levels of government, and because the rationales for such immunity are fully applicable to local legislators, we now hold that local legislators are likewise absolutely immune from suit under § 1983 for their legislative activities.

The common law at the time § 1983 was enacted deemed local legislators to be absolutely immune from suit for their legislative activities. New York’s highest court, for example, held that municipal aldermen were immune from suit for *50 their discretionary decisions. Wilson v. New York, 1 Denio 595 (1845). The court explained that when a local legislator exercises discretionary powers, he “is exempt from all responsibility by action for the motives which influence him, and the manner in which such duties are performed. If corrupt, he may be impeached or indicted, but the law will not tolerate an action to redress the individual wrong which may have been done.” Id., at 599. 4 These principles, according to the court, were “too familiar and well settled to require illustration or authority.” Id., at 599-600.

Shortly after § 1988 was enacted, the Mississippi Supreme Court reached a similar conclusion, holding that town aider-men could not be held liable under state law for their role in the adoption of an allegedly unlawful ordinance. Jones v. Loving, 55 Miss. 109, 30 Am. Rep. 508 (1877). The court explained that “[i]t certainly cannot be argued that the motives of the individual members of a legislative assembly, in voting for. a particular law, can be inquired into, and its supporters be made personally liable, upon an allegation that they acted maliciously towards the person aggrieved by the passage of the law.” Id., at 111, 30 Am. Rep., at 509. The court thus concluded that “[w]henever the officers of a municipal corporation are vested with legislative powers, they hold and exercise them for the public good, and are clothed with *51 all the immunities of government, and are exempt from all liability for their mistaken use.” Ibid.

Treatises of that era confirm that this was the pervasive view. A leading treatise on municipal corporations explained that “[w]here the officers of a municipal corporation are invested with legislative powers, they are exempt from individual liability for the passage of any ordinance within their authority, and their motives in reference thereto will not be inquired into.” 1 J. Dillon, Law of Municipal Corporations §313, pp. 326-327 (3d ed. 1881) (emphasis in original). Thomas Cooley likewise noted in his influential treatise on the law of torts that the “rightful exemption” of legislators from liability was “very plain” and applied to members of “inferior legislative bodies, such as boards of supervisors, county commissioners, city councils, and the like.” Cooley 376; see also J. Bishop, Commentaries on the Non-Contract Law § 744 (1889) (noting that municipal legislators were immune for their legislative functions); Mechem §§644-646 (same); Throop, supra n. 4, § 709, at 671 (same).

Even the authorities cited by respondent are consistent with the view that local legislators were absolutely immune for their legislative, as distinct from ministerial, duties. In the few eases in which liability did attach, the courts emphasized that the defendant officials lacked discretion, and the duties were thus ministerial. See, e. g., Morris v. The People, 3 Denio 381, 395 (N. Y. 1846) (noting that the duty was “of a ministerial character only”); Caswell v. Allen, 7 Johns. 63, 68 (N. Y. 1810) (holding supervisors liable because the act was “mandatory55 and “[n]o discretion appeared] to [have been] given to the supervisors”). Respondent’s heavy reliance on our decision in Amy v. Supervisors, 11 Wall. 136 (1871), is misguided for this very reason. In that case, we held that local legislators could be held liable for violating a court order to levy a tax sufficient to pay a judgment, but only because the court order had created a ministerial duty. Id., at 138 (“The rule is well settled, that where the law re *52 quires absolutely a ministerial act to be done by a public officer, and he neglects or refuses to do such act, he may be compelled to respond in damages to the extent of the injury arising from his conduct”). The treatises cited by respondent confirm that this distinction between legislative and ministerial duties was dispositive of the right to absolute immunity. See, e. g., Cooley 377 (stating that local legislators may be held liable only for their “ministerial” duties); Meehem §647 (same).

Absolute immunity for local legislators under § 1983 finds support not only in history, but also in reason. See Tenney v. Brandhove, 341 U. S., at 376 (stating that Congress did not intend for § 1983 to “impinge on a tradition so well grounded in history and reason”). The rationales for according absolute immunity to federal, state, and regional legislators apply with equal force to local legislators. Regardless of the level of government, the exercise of legislative discretion should not be inhibited by judicial interference or distorted by the fear of personal liability. See Spallone v. United States, 493 U. S. 265, 279 (1990) (noting, in the context of addressing local legislative action, that “any restriction on a legislator’s freedom undermines the ‘public good’ by interfering with the rights of the people to representation in the democratic process”); see also Kilbourn v. Thompson, 103 U. S., at 201-204 (federal legislators); Tenney, supra, at 377 (state legislators); Lake Country Estates, 440 U. S., at 405 (regional legislators). Furthermore, the time and energy required to defend against a lawsuit are of particular concern at the local level, where the part-time citizen-legislator remains commonplace. See Tenney, supra, at 377 (citing “the cost and inconvenience and distractions of a trial”). And the threat of liability may significantly deter service in local government, where prestige and pecuniary rewards may pale in comparison to the threat of civil liability. See Harlow v. Fitzgerald, 457 U. S. 800, 816 (1982).

*53 Moreover, certain deterrents to legislative abuse may be greater at the local level than at other levels of government. Municipalities themselves can be held liable for constitutional violations, whereas States and the Federal Government are often protected by sovereign immunity. Lake Country Estates, supra, at 405, n. 29 (citing Monell v. New York City Dept. of Social Servs., 436 U. S. 658 (1978)). And, of course, the ultimate cheek on legislative abuse — the electoral process — applies with equal force at the loeal level, where legislators are often more closely responsible to the electorate. Cf. Tenney, supra, at 378 (stating that “[s]elf-diseipline and the voters must be the ultimate reliance for discouraging or correcting such abuses”).

Any argument that the rationale for absolute immunity does not extend to local legislators is implicitly foreclosed by our opinion in Lake Country Estates. There, we held that members of an interstate regional planning agency were entitled to absolute legislative immunity. Bereft of any historical antecedent to the regional agency, we relied almost exclusively on Tenney’s description of the purposes of legislative immunity and the importance of such immunity in advancing the “public good.” Although we expressly noted that local legislators were not at issue in that ease, see Lake Country Estates, 440 U. S., at 404, n. 26, we considered the regional legislators at issue to be the functional equivalents of loeal legislators, noting that the regional agency was “comparable to a county or municipality” and that the function of the regional agency, regulation of land use, was “traditionally a function performed by loeal governments.” Id., at 401-402. 5 Thus, we now make explicit what was implicit *54 in our precedents: Local legislators are entitled to absolute immunity from § 1983 liability for their legislative activities.

! — I HH

Absolute legislative immunity attaches to all actions taken “in the sphere of legitimate legislative activity.” Tenney, supra, at 376, The Court of Appeals held that petitioners’ conduct in this case was not legislative because them actions were specifically targeted at respondent. Relying on the jury’s finding that respondent’s constitutionally protected speech was a substantial or motivating factor behind petitioners’ conduct, the court concluded that petitioners necessarily “relied on facts relating to a particular individual” and “devised an ordinance that targeted [respondent] and treated her differently from other managers employed by the City.” 134 F. 3d, at 441. Although the Court of Appeals did not suggest that intent or motive can overcome an immunity defense for activities that are, in fact, legislative, the court erroneously relied on petitioners’ subjective intent in resolving the logically prior question of whether their acts were legislative.

Whether an act is legislative turns on the nature of the act, rather than on the motive or intent of the official performing it. The privilege of absolute immunity “would be of little value if [legislators] could be subjected to the cost and inconvenience and distractions of a trial upon a conclusion of the pleader, or to the hazard of a judgment against them based upon a jury’s speculation as to motives.” Ten- *55 ney, 341 U. S., at 377 (internal quotation marks omitted). Furthermore, it simply is “not consonant with our scheme of government for a court to inquire into the motives of legislators.” Ibid. We therefore held that the defendant in Ten-ney had acted in a legislative capacity even though he allegedly singled out the plaintiff for investigation in order “to intimidate and silence plaintiff and deter and prevent him from effectively exercising his constitutional rights.” Id., at 871 (internal quotation marks omitted).

This leaves us with the question whether, stripped of all considerations of intent and motive, petitioners’ actions were legislative. We have little trouble concluding that they were. Most evidently, petitioner Roderick’s acts of voting for an ordinance were, in form, quintessentially legislative. Petitioner Bogan’s introduction of a budget and signing into law an ordinance also were formally legislative, even though he was an executive official. We have recognized that officials outside the legislative branch are entitled to legislative immunity when they perform legislative functions, see Supreme Court of Va. v. Consumers Union of United States, Inc., 446 U. S. 719, 731-734 (1980); Bogan’s actions were legislative because they were integral steps in the legislative process. Cf. Edwards v. United States, 286 U. S. 482, 490 (1932) (noting “the legislative character of the President’s function in approving or disapproving bills”); Smiley v. Holm, 285 U. S. 355, 372-373 (1932) (recognizing that a Governor’s signing or vetoing of a bill constitutes part of the legislative process).

Respondent, however, asks us to look beyond petitioners’ formal actions to consider whether the ordinance was legislative in substance. We need not determine whether the formally legislative character of petitioners’ actions is alone sufficient to entitle petitioners to legislative immunity, because here the ordinance, in substance, bore all the hallmarks of traditional legislation. The ordinance reflected a discretionary, policymaking decision implicating the budgetary pri *56 orities of the city and the services the city provides to its constituents. Moreover, it involved the termination of a position, which, unlike the hiring or firing of a particular employee, may have prospective implications that reach well beyond the particular occupant of the office. And the city council, in eliminating DHHS, certainly governed “in a field where legislators traditionally have power to act.” Tenney, supra, at 379. Thus, petitioners’ activities were undoubtedly legislative.

*i* *i*

For the foregoing reasons, the judgment of the Court of Appeals is reversed. 6

It is so ordered.

1

Respondent dropped several other defendants from the suit, and the District Court directed a verdict in favor of defendant Robert Connors, the Fall River City Administrator. Only the city, Bogan, and Roderick were appellants in the Court of Appeals, and only the latter two are petitioners in this Court.

2

The court held that the city was not liable because the jury could reasonably infer unlawful intent only as to two of the dty council members, and municipal liability could not rest “on so frail a foundation.” 134 F. 3d, at 440.

3

The “regional” legislature in Lake Country Estates was the governing body of an agency created by a compact between two States to coordinate and regulate development in a region encompassing portions of both States. Lake Country Estates v. Tahoe Regional Planning Agency, 440 U. S., at 394.

4

The court distinguished “discretionary” duties, which were protected absolutely, and “ministerial” duties, which were not. Although the court described the former as “judicial” in nature, it was merely using the term broadly to encompass the “discretionary3’ acts of officials. See 1 Denio, at 599 (“[I]f his powers are discretionary, to be exerted or withheld, according to his own view of what is necessary and proper, they are in their nature judicial”). The legislators' actions in Wilson were unquestionably legislative in both form and substance. Thus, Wilson was widely, and correctly, cited as a leading case regarding legislative immunity. See, e. g., T. Cooley, Law of Torts 377, n. 1 (1880) (hereinafter Cooley); F. Meehem, Law of Public Offices and Officers § 644, p. 431, n. 1 (1890) (hereinafter Mechem); M. Throop, Law Relating to Public Officers § 709, p. 671, n. 1 (1892).

5

It is thus not surprising that several Members of this Court have recognized that the rationale of Lake Country Estates essentially settled the question of immunity for local legislators. See Owen v. Independence, 445 U. S. 622, 664, n. 6 (1980) (Powell, J., dissenting); Lake Country Estates, Inc. v. Tahoe Regional Planning Agency, 440 U. S. 391, 407-408 (1979) (Marshall, J., dissenting in part); see also Spallone v. United States, 493 *54 U. S. 265, 278 (1990) (explaining that the same considerations underlying Tenney and Lake Country Estates applied to contempt sanctions against local legislators). In fact, the argument for absolute immunity for local legislators may be stronger than for the regional legislators in Lake Country Estates, because immunity was historically granted to local legislators and because the legislators in Lake Country Estates were unelected and thus less directly accountable to the public. See Lake Country Estates, supra, at 407 (Marshall, X, dissenting in part).

6

Because of our conclusion that petitioners are entitled to absolute legislative immunity, we need not address the third question on which we granted certiorari: whether petitioners proximately caused an injury cognizable under § 1983.

2.4.3.10 Scheuer v. Rhodes 2.4.3.10 Scheuer v. Rhodes

SCHEUER, ADMINISTRATRIX v. RHODES, GOVERNOR OF OHIO, et al.

No. 72-914.

Argued December 4, 1973

Decided April 17, 1974 *

*233 Burger, C. J., delivered the opinion of the Court, in which all Members joined except Douglas, J., who took no part in the decision of the cases. ,. •'

Michael E.. Geltner argued the cause for petitioner in, No. 72-914. With him on the briefs were Leonard J. Schwartz, Melvin L. Wulf, Joel M. Gora, Nelson G. Karl, Niki Z. Schwartz, wad Walter S. Haffner. Steven A. Sindell argued the cause for petitioners in No. 72-1318. With him on the brief were Joseph M. Sindell and Joseph Kelner.

Charles E. Brown argued the cause for respondents in No. 72-914. - With him on the. brief were Robert F. Howarth, Jr., Delmar Christensen, and C. D. Lambros. R. Brooke Alloway argued the cause for respondents in No. 72-1318. 'With him on the brief was John M. McElroy.

*

Together 'with No. 72-1318, Krause, Administrator, et al. v. Rhodes, Governor of Ohio, et al., also oh certiorari to the same court.

Briefs of amici curiae urging reversal in both cases were filed by Mario G. Obledo and Sanford Jay Rosen for the Mexican American Legal Defense and Educational Fund, and by David E. Engdahl for the National Council of the Churches of Christ in the U. S. A. et al. Carl J. Character filed a brief for the National Bar Assn, as amicus curiae urging reversal in No. 72-1318.

Me. Chief Justice Buegee

delivered the opinion of the Court.

We granted certiorari 1 in these cases to resolve whether the. District Court correctly dismissed civil damage actions, brought under 42 U. S. C. § 1983, on the ground that these actions were, as a matter of law, against the State of Ohio, and, hence barred by the *234 Eleventh Amendment to -the Constitution and, alternatively, that the actions were against state officials who were immune from liability for the acts alleged in the complaints. These cases arise out of the same period of alleged civil disorder on the campus of Kent State University in Ohio during May 1970 which was before us, in another context, in Gilligan v. Morgan, 413 U. S. 1 (1973).

In these cases the personal representatives of the estates of three students who died in that episode seek damages against the Governor, the Adjutant General, and his assistant, various named and unnamed officers and enlisted members of the Ohio National Guard, and the president of Kent State University. The complaints in both cases allege a cause of action under the Civil Rights Act of 1871, 17 Stat. 13, now 42 U. S. C. § 1983. Petitioner Scheuer also, alleges a cause of action under. Ohio law on the theory of pendent jurisdiction. Petitioners Krause and Miller make a similar claim, asserting jurisdiction on the basis of diversity- of citizenship. 2

The District Court dismissed the complaints for lack of jurisdiction over the subject matter on the theory that these actions, although in form against the named indi-, viduals, were, in substance and effect, against the State of Ohio and thus barred f)y the Eleventh Amendment. The Court of Appeals affirmed the action of che District Court, agreeing that the suit was in legal effect one against the State of Ohio and, alternatively, that the common-law doctrine of executive immunity barred ac *235 tion against the state officials who are respondents here. 471 F. 2d 430 (1972). We are confronted with the narrow threshold question whether the District Court properly dismissed the complaints. We hold that dismissal was inappropriate at this stage of the litigation and accordingly reverse the judgments and remand for further proceedings. We intimate no view on the merits of the allegations since there is no evidence before us at this stage.

I

The complaints in these cases are not identical but their. thrust is essentially the same. In essence, the defendants are alleged to have “intentionally, recklessly, willfully and wantonly” caused an unnecessary deployment of the Ohio National Guard on the -Kent State campus and, in the same manner, ordered the Guard members to perform allegedly illegal actions which resulted in the death of plaintiffs' decedents. Both complaints allege that the action was taken “under color of state law” and that it deprived the decedents of their lives and rights without due process of law. Fairly read, the complaints allege that each of the named defendants, in undertaking such actions, acted either outside the scope of his respective office or, if within the scope, acted in an arbitrary manner, grossly abusing the lawful powers of office.

The complaints were dismissed by the District Court for lack of jurisdiction without the filing of an answer to any of the complaints. The only pertinent documentation 3 before the court in addition to the complaints were two proclamations issued by the respondent *236 Governor. The first proclamation ordered the -Guard to duty to protect against violence arising from wildcat strikes in the trucking industry; the other recited an account of the eonditions-prevailing- at Kent State University at that time. In dismissing these complaints for want of subject matter jurisdiction at that early stage, the District Court held, as we noted earlier, that the defendants were being sued in their official and representative capacities and that the actions were therefore in effect against the State of Ohio. The primary question presented is whether the District Court acted prematurely and hence erroneously in dismissing the complaints on the stated ground, thus precluding any opportunity for the plaintiffs by subsequent proof to establish a claim.

When a federal court reviews the sufficiency of a complaint, before the reception of any evidence either by affidavit or admissions, its task is necessarily a limited one. The issue is not whether a plaintiff will ultimately prevail but whether the claimant is entitled to offer evidence to support the claims. Indeed it may appear on the face of the pleadings that a recovery is very remote and unlikely but that is not the test. Moreover, it is well established that, in passing on a motion to dismiss, whether on the ground of lack of jurisdiction over the subject matter or for failure to state a cause of action, the allegations of the complaint should be construed favorably to the pleader.

“In .appraising the sufficiency of the complaint we follow, of course, the accepted rule that a com-. plaint should not be dismissed for failure to state a claim unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.” Conley v. Gibson, 355 U. S. 41, 45-46 (1957) (footnote omitted).

*237 See also Gardner v. Toilet Goods Assn., 387 U. S. 167, 172 (1967).

II

The Eleventh Amendment to the Constitution of the United States provides: “The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State . . . .” It is well-established that the Amendment bars suits not only against the State when it is the named party but also when it is the party in fact’. Edelman v. Jordan, 415 U. S. 651 (1974); Poindexter v. Greenhow, 114 U. S. 270, 287 (1885); Cunningham v. Macon & Brunswick R. Co., 109 U. S. 446 (1883). Its applicability “is to be determined not by the mere names of the titular parties but by the essential nature and effect of the proceeding, as it appears from the entire record.” Ex parte New York, 256 U. S, 490, 500 (1921).

However, since Ex parte Young, 209 U. S. 123 (1908), it has been settled that the Eleventh Amendment provides no shield for a state official confronted by a claim that he had deprived another of a federal right under the color of state law. Ex parte Young teaches that when a staJe officer acts under a state law in a manner violative of the Federal Constitution, he

“comes into conflict with the superior authoiity of. that Constitution, and he is in that case st’ipped of his official or representative character and is subjected in his person to the consequences of his individual conduct. The State has no power to impart to him any immunity from responsibility t,o the supreme authority of the United States.” Id., at 159-160. (Emphasis supplied.)

Ex parte Young, like Sterling v. Constantin, 287 U. S. 378 (1932), involved a question, of the federal courts’ *238 injunctive power, not, as here, a claim for monetary damages. While it is clear that the doctrine of Ex parte Young is of no aid to a plaintiff seeking damages from the public treasury, Edelman v. Jordan, supra; Kennecott Copper Corp. v. State Tax Comm’n, 327 U. S. 573 (1946); Ford Motor Co. v. Dept. of Treasury, 323 U. S. 459 (1945); Great Northern Life Insurance Co. v. Read, 322 U. S. 47 (1944), damages against individual defendants are a permissible remedy in some circumstances notwithstanding the fact that they hold public office. Myers v. Anderson, 238 U. S. 368 (1915). See generally Monroe v. Pape, 365 U. S. 167 (1961); Moor v. County of Alameda, 411 U. S. 693 (1973). In some situations a damage remedy can be as effective a redress for the infringement of a constitutional right as injunctive relief might be in another.

Analyzing the complaints in light of these precedents, we see that petitioners allege facts that demonstrate they are seeking to impose individual and personal liability on the named defendants for what they claim — but have not yet established by proof — was a deprivation of federal rights by these defendants under color of state law. Whatever the plaintiffs may or may not be able to establish as to the merits of their allegations, their claims, as stated in the complaints, given the favorable reading required by the Federal Rules of Civil Procedure, are not barred by the Eleventh Amendment. Consequently, the District Court erred in dismissing the complaints for lack of jurisdiction.

HI

The Court of Appeals relied upon the existence of an absolute “executive immunity” as an alternative ground for sustaining the dismissal of the complaints by the District Court. If the immunity of a member of the execu *239 tive branch is absolute and comprehensive as to all acts allegedly performed within the scope of official duty, the Court of Appeals was correct; if, on the other hand, the immunity is not absolute but rather one that is qualified or limited, an executive officer may or may not be subject to liability depending on . all the circumstances that may be revealed by evidence. The concept of the immunity of government officers from personal liability springs from the same root considerations that generated the doctrine of sovereign immunity. While the latter doctrine — that the “King can do no wrong” — did not protect all government officers from personal liability, the common law soon recognized the necessity of permitting officials to perform their official functions free from the threat of suits for personal liability. 4 This *240 official immunity apparently rested, in its genesis, on two mutually dependent rationales: 5 (1) the injustice, particularly in the absence of bad faith, of subjecting to liability an officer who is required, by the legal obligations of his position, to exercise discretion; (2) the danger that the threat of such liability would deter his willingness to execute his office with the decisiveness and the . judgment required by the public good.

In this country, the development of the law of immunity for public officials has been the product of constitutional provision as well as legislative and judicial processes. The Federal Constitution grants absolute immunity to Members of both Houses of the Congress with respect to any spéech, debate, vote, report, or action .done in session. Art. I, § 6. See Gravel v. United States, 408 U. S. 606 (1972); United States v. Brewster, 408 U. S. 501 (1972); and Kilbourn v. Thompson, 103 U. S. 168 (1881). This provision was intended to secure for the Legislative Branch of the Government the freedom from executive and judicial encroachment which *241 had been secured in England in the Bill of Rights of 1689 and carried to the original Colonies. 6 In United States v. Johnson, 383 U. S. 169, 182 (1966), Mr. Justice Harlan noted:

“There is little doubt that the instigation of criminal charges against critical or disfavored legislators by the executive in a judicial forum was the chief fear prompting the long struggle for parliamentary privilege in England and, in the context of the American system of separation of powers, is the predominate thrust of the Speech or Debate Clause.”

Immunity for the other two branches — long a creature of the common law — remained committed to the common law. See, e. g., Spalding v. Vilas, 161 U. S. 483, 498-499 (1896).

Although the development of the general concept of immunity, and the mutations which the underlying rationale has undergone in its application to various positions are not matters of immediate concern here, it is important to note, even at the outset, that one policy, consideration seems to pervade the analysis: the public interest requires decisions and action to enforce laws for the protection of the public. . Mr. Justice Jackson expressed this general proposition succinctly, stating “it is not a tort for government to govern.” Dalehite v. United States, 346 U. S. 15, 57 (1953) (dissenting opinion). Public officials, whether governors,' mayors or police, legislators or judges, who fail to make decisions when *242 they are needed or who do not act to implement decisions when they are made do not fully and faithfully perform the duties of their offices. 7 Implicit in the idea that officials have some immunity — absolute or qualified — for their acts, is a recognition that they may err. The concept of immunity assumes this and goes on to assume that it is better to risk some error and possible injury from such error than not to decide or act at all. In Barr v. Matteo, 360 U. S. 564, 572-573 (1959), the Court observed, in the somewhat parallel context of the privilege of public officers from defamation actions: “The privilege is not a badge or emolument of exalted office, but an expression of a policy designed to aid in the effective functioning of government.” See also Spalding v. Vilas, 161 U. S., at 498-499.

For present purposes we need determine only whether there is an absolute immunity, as the Court of Appeals determined, governing the specific allegations of the complaint against the chief executive officer of a State, the senior and subordinate officers and enlisted personnel of that State’s National Guard, and the president of a state-controlled university. If the immunity is qualified, *243 not absolute, the scope -of that immunity will necessarily be related to. facts as yet not established either by affidavits, admissions, or a trial record. Final resolution of this question must take into account the functions, and responsibilities of these -particular defendants in their capacities as officers of the state government, as well as the purposes of 42 U. S. C. § 1983. In neither of these inquiries do we write, on a clean slate. It can hardly be argued, at this late date, that under no circumstances can the officers of state government be subject to liability under this statute. In Monroe v. Pape, supra, Mr. Justice Douglas, writing for the Court, held that the section in question was meant “to give a remedy to parties deprived of constitutional rights, privileges and immunities by an official’s abuse of hi's position.” 365 U. S., at 172. Through the Civil Rights statutes, Congress intended “to enforce provisions of the Fourteenth Amendment against those who carry a badge of authority of a State and represent it in some capacity, whether they act in accordance with their authority or misuse it.” Id., at 171-172.

Since the statute relied on thus included within its scope the “ '[mjisuse of power, possessed .by virtue of state law and made possible only because the wrongdoer is clothed with the authority of. state law,’ ” id., at 184 (quoting United States v. Classic, 313 U. S. 299, 326 (1941)), government officials, as a class, could not be totally exempt, by virtue of some absolute immunity, from liability under its terms. Indeed, as the Court also indicated in Monroe v. Pape, supra, the legislative history indicates that there is no absolute immunity.- Soon after Monroe v. Pape, Mr. Chief Justice Warren noted in Pierson v. Ray, 386 U. S. 547 (1967), that the “legislative record [of § 1983] gives no clear indication that Congress meant to abolish wholesale all common-law immunities,” id., at 554. The Court had *244 previously recognized that the Civil Rights Act of 1871 does not create civil liability for legislative acts by legislators “in a., field where legislators traditionally have power to act.” Tenney v. Brandhove, 341 U. S. 367. 379 (1951). Noting that “[t]he privilege of legislators to be free from arrest or civil process for what they do or say in legislative proceedings has taproots in the Parliamentary struggles of the Sixteenth and Seventeenth Centuries,” id., at 372, the Court concluded that it was highly improbable that “Congress — itself a staunch advocate of legislative freedom — would impinge on a tradition so well grounded in history and reason by covert inclusion in the general language . . .” of this statute. Id., at 376.

In similar fashion, Pierson v. Ray, supra, examined the scope of judicial immunity under this statute. Noting that the record contained no “proof or specific allegation,” 386 U. S., at 553, that the trial judge-had “played any role i:i these arrests, and convictions other than to adjudge petitioners guilty when their cases came before his court,” ibid., the Court concluded that, had the Congress intended to abolish the common-law “immunity of judges for acts within the judicial role,” id., at 554, it would have done so specifically. Á judge’s

“errors may be corrected on appeal, but he should not have to fear that unsatisfied litigants may hound him with litigation charging malice or corruption. Imposing such a burden on judges would contribute not to principled and fearless decision-making but to intimidation.” Ibid.

The Pierson Court was also confronted with whether immunity was available to that segment of the executive branch of a state government that is most frequently and intimately involved in day-to-day contacts with the citizenry and, hence, most frequently exposed to situations which can give rise to claims under § 1983 — the local *245 police officer. Mr. Chief Justice Warren, speaking for the Court, noted that the police officers

“did not defend on the theory that they believed in good faith that it was constitutional to árrest the ministers solely for using the [‘white only’] waiting room. Rather, they claimed and attempted to prove that . . . [they arrested them] solely for the purpose of preventing violence.. They testified, in contradiction to the ministers, that a crowd gathered and ■that imminent violence was likely. If the jury believed the testimony of the officers and disbelieved that of the ministers, and if the jury found that the officers reasonably believed in good faith that the arrest was constitutional, then a verdict for the officers would follow even though the arrest was in fact [without probable cause and] unconstitutional.” Id., at 557.

The Court noted that the “common law has never granted police officers an absolute and unqualified immunity,” id., at 555, but that “the prevailing view in this country [is that] a peace officer who arrests someone with probable cause is not liable for false arrest simply because the innocence of the suspect is later proved,” ibid.; the Court went on to observe that a “policeman's lot is not so unhappy that he must choose between. being charged with dereliction of duty if he does not arrest when he has probable cause, and being mulcted in damages if he does.” Ibid. The Court then held that

“the defense of good faith and probable cause, which the Court of Appeals found available to the officers ■in the common-law action for false arrest and imprisonment, is also available to them, in the action .under § 1983.” Id., at 557.

When a court evaluates police conduct relating to an arrest its guideline is “good faith and probable cause.” *246 Ibid. In the case of higher officers of the executive branch, however, the inquiry is far more complex since the range of decisions and choices — whether the formulation of policy, of legislation, of budgets, or of day-to-day de-. cisions — is virtually infinite. In common with police officers, however, officials with a broad range of duties and authority must often act swiftly and firmly at the risk that action deferred will be futile or constitute virtual abdication of office. Like legislators and judges, these officers are entitled to rely on traditional sources for the factual information on which they decide and act. 8 When a condition of civil disorder in fact exists, there is obvious need for prompt action, and decisions must be made in reliance on factual information supplied by others. While both federal and state laws plainly contemplate the use of force when the necessity arises, the decision to invoke military power has traditionally been viewed with suspicion and skepticism since it often involves the temporary suspension of some of our most cherished rights — government by elected civilian leaders, freedom of expression, of assembly, and of association. Decisions in such situations are more likely *247 than not to arise in an atmosphere of confusion, ambiguity, and swiftly moving events and when, by the very existence of some degree of civil disorder, there is often no consensus as to the appropriate remedy. In short, since the options which a chief executive and his principal subordinates must consider are far broader and far more subtle than those made by officials with less responsibility, the range of discretion must be comparably broad. In a context other than a ~§ 1983 suit, Mr. Justice Harlan articulated these considerations in Barr v. Matteo, supra:

“To be sure, the occasions upon which the acts of the head of an executive department will be protected by the privilege are doubtless far broader than in the case of an officer with less sweeping functions. But that is because the higher the post, the broader the range of responsibilities and duties, and the wider the scope of discretion, it entails. It is not the title of his office but the duties with which the particular officer sought to be made to respond in damages is entrusted — the relation of the act complained of to 'matters committed by law to his control or supervision,’ Spalding v. Vilas, supra, at 498 — which must provide the guide in delineating the scope ol the rule which clothes the official acts of the executive officer with immunity from civil defamation suits.” 360 U. S. at 573-574.

These considerations suggest that, in varying scope, a qualified immunity is available to officers of the executive branch of government, the variation being dependent upon the scope of discretion and responsibilities of the office and -all the circumstances as they reasonably appeared at the time of the action on which liability is sought to be based. It is the existence of reasonable grounds for the belief formed at the time and in light *248 of all the circumstances, coupled with'good-faith belief, that affords a basis for. qualified immunity of executive officers for acts performed in the. .course of official conduct. Mr. Justice Holmes spoke of this, stating:

“No doubt there are cases where the expert on the spot may be called upon to justify his conduct later in'court, notwithstanding the fact that he had sole command at the time and acted to the best of his knowledge. That is the position of the captain of a ship. But even in that casé great weight is given to his determination and the matter is to be judged on the fact* as they appeared then and not merely in the light of the event.” Moyer v. Peabody, 212 U. S. 78, 85 (1909). (Citations omitted.)

Under the criteria developed by precedents of this Court, § 1983 would be drained of meaning wTere we to hold that the acts of a governor or other high executive officer have “the quality of a supreme and unchangeable edict, overriding all conflicting rights of property and unreviewable through the judicial power of the Federal Government.” Sterling v. Constantin, 287 U. S., at 397. In Sterling, Mr. Chief Justice Hughes put it in these terms:

“If this extreme position could be deemed to be well taken, it is manifest that the fiat of a state Governor, and not the Constitution of the United States, would be the supreme law of the land; that the restrictions of the Federal Constitution upon the exercise of state power would' be but impotent phrases, the futility of which the State may at any time disclose by the simple'process of transferring •powers of legislation to the Governor to be exercised by him, beyond control, upon his assertion of necessity. Under our system, of government, such a con* *249 elusion is obviously untenable. There is no such avenue of escape from the .'paramount authority of the Federal Constitution. When there is a substantial showing that the exertion of state power has overridden private rights secured by that Constitution, the subject is necessarily one for judicial inquiry in an appropriate proceeding directed against the individuals charged • with the transgression.” Id., at 397-398.

Gilligan v. Morgan, by no means indicates a contrary result. Indeed, there we specifically • noted that we neither held nor implied “that the conduct of the National Guard is always beyond judicial review or that there may not be accountability in a judicial forum for violations of law or for specific unlawful conduct by military personnel, whether by way of damages or injunctive relief.” 413 U. S., at 11-12. (Footnote omitted.) See generally Laird v. Tatum, 408 U. S. 1, 15-16 (1972); Duncan v. Kahanamoku, 327 U. S. 304 (1946).

IV

These cases, in their present posture, present no occasion for a definitive exploration of the scope of immunity available to state executive officials nor, because of the absence of a factual record, do they permit a determination as to the applicability of the foregoing principles to the respondents here. The District Court acted before answers were filed and without any evidence other than .the copies of the proclamations issued by respondent Rhodes and brief affidavits of the Adjutant General and his assistant. In dismissing the complaints, the District Court and the Court of Appeals erroneously accepted as a fact the good faith of the Governor, and took judicial notice that'“mob rule-existed at Kent State University.” There was no opportunity afforded petitioners to contest *250 the facts assumed in that conclusion. There was no evidence before the courts from which such a finding of good faith could be properly made and, in the circumstances of these cases, such a dispositive conclusion could not be judicially noticed. .We can readily grant that a declaration of emergency by the chief executive of a State is entitled to great weight but it is not conclusive. Sterling v. Constantin, supra.

The documents properly before the District Court at this early pleading stage specifically placed in issue whether the Governor and his subordinate officers were acting within the scope of their duties under the Constitution and laws of Ohio; whether they acted within the range of discretion permitted the holders of such office under Ohio law and whether they acted in good faith both in proclaiming an emergency and as to the actions taken to cope with the emergency so declared. Similarly, the complaints place directly in issue whether the lesser officers and enlisted personnel of the Guard acted in good-faith obedience to the orders of their superiors. Further proceedings, either, by way of summary judgment or by trial on the merits, are required. The complaining parties are entitled to be heard more fully than is possible on a motion to dismiss a complaint.

We intimate no evaluation whatever as to the merits of the petitioners’ claims or as to whether it will be possible to support them by proof. We hold only that, on the allegations of their respective complaints, they were entitled to have them judicially resolved.

The judgments of the Court of Appeals are reversed and the cases are remanded for further proceedings consistent with this opinion.

It is so ordered.

Mr. Justice Douglas took no part in the decision of these cases.
1

413 U. S. 919 (1973).

2

The Krause complaint states that the plaintiff is a citizen of Pennsylvania and expressly invokes federal diversity jurisdiction under 28 U. S. C. § 1332. The Miller complaint, states that the plaintiff is a citizen of New York. While the .complaint does not specifically-refer to jurisdiction under 28 U. S. C. § 1332, it alleges facts "which clearly support diversity jurisdiction. App. in No. 72-1318, p. 85. See Fed. Rule Civ. Proc. 8 (a)(1).

3

In the Krause case, the Adjutant General and his assistant also filed brief affidavits.- These seem basically directed to .the motion for a change of venue and, in any event, make no substantial contribution to the jurisdictional or immunity questions.

4

In England legislative immunity was secured after a long struggle, by the Bill of Rights of 1689: “That the Freedom of Speech, and Debates or Proceedings in Parliament, ought not to be impeached or questioned in any Court or Place out of Parliament,” 1 W. & M., Sess. 2, c. 2. See Stockdale v. Hansard, 9 Ad. & E. 1, 113— 114, 112 Eng. Rep. 1112, 1155-1156 (Q. B. 1839). The English experience, of course, guided the drafters of our “Speech or Debate” Clause. See Tenney v. Brandhove, 341 U. S. 367, 372-375 (1951); United States v. Johnson, 383 U. S. 169, 177-178, 181 (1966); United States v. Brewster, 408 U. S. 501 (1972).

In regard. to judicial immunity, Holdsworth notes: “Ir. the case of courts of record ... it was held,- certainly as early as Edward Ill’s reign, that a litigant could not go behind the record, in order to make a judge civilly or' criminally liable for an abuse of his jurisdiction.” 6 W. Holdsworth, A History of English Law 235 (1927). The modern concept owes much to the elaboiation and restatementnrf Coke and other judges of the sixteenth and early seventeenth centuries. Id., at 234 et seq. See Floyd v. Barker, 12 Co.. Rep. 23, 77 Eng. Rep. 1305 (K. B. 1607). The immunity of the Crown has traditionally been of- a more limited nature. Officers of the Crown were at first insulated from responsibility since the King could claim the act as his own. This absolute insulation was gradually eroded. Statute of Westminster I, 3 Edw. 1, c. 24 (1275) (re *240 pealed); Statute of Westminster II, 13 Edw. 1, c. 13 (1285) (repealed). The development of liability) especially during the times of the Tudors and Stuarts, was slow; see, e. g., Public Officers Protection Act, 7 Jac. 1, c. 5 (1609) (repealed). With the accession of William and Mary, the liability of officers saw what Jaffe has. termed “a most remarkable and significant extension” in Ashby v. White, 1 Bro. P. C. 62, 1 Eng. Rep. 417 (H. L. 1704), reversing 6 Mod. 45, 87 Eng. Rep. 808 (Q. B. 1703). Jaffe, Suits Against Governments and Officers: Sovereign Immunity, 77 Harv. L. Rev. 1, 14 (1963); A. Dicey, The Law of the Constitution 193-194 (10th ed. 1959) (footnotes omitted). See generally Barr v. Matteo, 360 U. S. 564 (1959). Good-faith performance of a discretionary duty has remained, it seems, a defense. See Jaffe, Suits Against Governments and Officers: Damage Actions, 77 Harv. L. Rev. 209, 216 (1963). See also Spalding v. Vilas, 161 U. S. 483, 493 et seq. (1896).

5

Jaffe, Suits Against Governments and Officers: Damage Actions, 77 Harv. L. Rev., at 223;

6

Mr. Justice Frankfurter noted in Tenney v. Brandhove, 341 U. S., at 373: “The provision' in . the United States Constitution was a- reflection of political principles already firmly established in the States. Three State Constitutions adopted before the Federal Constitution specifically protected the privilege.” See Coffin v. Coffin, 4 Mass. 1, 27 (1808). See also Kilbourn v. Thompson, 103 U. S. 168, 202 (1881).

7

For example, in Floyd v. Barker, supra, Coke emphasized that judges “are only to make an account to God and the King” since a contrary rule “would tend to the scandal and subversion of all justice. And those who are the most sincere, would not be free from continual calumniations . . . .” 12 Co. Rep., at 25, 77 Eng. Rep., at 1307. See also Yaselli v. Goff, 12 F. 2d 396, 399 (CA2 1926), aff’d per curiam, 275 U. S. 503 (1927). In Spalding v. Vilas, 161 U. S., at 498, the Court noted:

“In exercising the functions of his office, the head of an Executive Department, keeping within the limits of his authority, should not be under an apprehension that the motives that control his official conduct may, at any time, become the subject of inquiry in a civil suit for damages. It would seriously cripple the proper and effective administration of public affairs as entrusted to the executive branch of the government, if he were subjected to any such restraint.”
8

In Spalding v. Vilas, 161 U. S., at 498; the Court, after' discussing the early principles of judicial immunity in the country, cf. Randall v. Brigham, 7 Wall. 523, 535 (1869), Bradley v. Fisher, 13 Wall. 335 (1872), and Yates v. Lansing, 5 Johns. 282 (N. Y. 1810), noted the similarity in the controlling policy considerations in the case of high-echelon executive officers and judges:

“We are of opinion that the same general considerations of public policy and convenience which demand for judges of courts of superior jurisdiction immunity from civil suits for damages. arising from acts done by them in..the course of,the performance of their judicial functions, apply to a large extent to official communications made by heads of Executive Departments when engaged in the discharge of duties imposed upon them by law.i The interests of the people require that due protection be accorded to them in respect of their official acts.”

2.4.3.11 Wood v. Strickland 2.4.3.11 Wood v. Strickland

WOOD et al. v. STRICKLAND et al.

No. 73-1285.

Argued October 16, 1974

Decided February 25, 1975

*309 G. Ross Smith argued the cause for petitioners. With him on the brief was Herschel H. Friday.

Ben Gore argued the cause and filed a brief for respondents. *

*

F. Raymond Marks filed a brief for the Childhood and Government Project as amicus curiae.

Mr. Justice White

delivered the opinion of the Court.

Respondents Peggy Strickland and Virginia Crain brought this lawsuit against petitioners, who were members of the school board at the time in question, two school administrators, and the Special School District of Mena, Ark.,1 purporting to assert a cause of action *310under 42 U. S. C. § 1983, and claiming that their federal constitutional rights to due process were infringed under color of state law by their expulsion from the Mena Public High School on the grounds of their violation of a school regulation prohibiting the use or possession of intoxicating beverages at school or school activities. The complaint as amended prayed for compensatory and punitive damages against all petitioners, injunctive relief allowing respondents to resume attendance, preventing petitioners from imposing any sanctions as a result of the expulsion, and restraining enforcement of the challenged regulation, declaratory relief as to the constitutional invalidity of the regulation, and expunction of any record of their expulsion. After the declaration of a mistrial arising from the jury’s failure to reach a verdict, the District Court directed verdicts in favor of petitioners on the ground that petitioners were immune from damages suits absent proof of malice in the sense of ill will toward respondents. 348 F. Supp. 244 (WD Ark. 1972). The Court of Appeals, finding that the facts showed a violation of respondents’ rights to “substantive due process,” reversed and remanded for appropriate injunctive relief2 and a new trial on the question of damages. 485 F. 2d 186 (CA8 1973). A petition for rehearing en banc was denied, with three judges dissenting. See id., at 191. Certiorari was granted to consider whether this application of due process by the Court of Appeals was warranted and whether that court’s expression of a standard governing immunity for school board members from lia*311bility for compensatory damages under 42 U. S. C. § 1983 was the correct one. 416 U. S. 935 (1974).

I

The violation of the school regulation 3 prohibiting the use or possession of intoxicating beverages at school or school activities with which respondents were charged concerned their “spiking” of the punch served at a meeting of an extracurricular school organization attended by parents and students. At the time in question, respondents were 16 years old and were in the 10th grade. The relevant facts begin with their discovery that the punch had not been prepared for the meeting, as previously planned. The girls then agreed to “spike” it. Since the county in which the school is located is “dry,” respondents and a third girl drove across the state border into Oklahoma and purchased two 12-ounce bottles of “Right Time,” a malt liquor. They then bought six 10-ounce bottles of a soft drink, and, after having mixed the contents of the eight bottles in an empty milk carton, returned to school. Prior to the meeting, the girls experienced second thoughts about the wisdom of their prank, but by then they were caught up in the force of events and the intervention of other girls prevented them from disposing of the illicit punch. The punch was served at the meeting, without apparent effect.

*312Ten days later, the teacher in charge of the extracurricular group and meeting, Mrs. Curtis Powell, having heard something about the “spiking,” questioned the girls about it. Although first denying any knowledge, the girls admitted their involvement after the teacher said that she would handle the punishment herself. The next day, however, she told the girls that the incident was becoming increasingly the subject of talk in the school and that the principal, P. T. Waller, would probably hear about it. She told them that her job was in jeopardy but that she would not force them to admit to Waller what they had done. If they did not go to him then, however, she would not be able to help them if the incident became “distorted.” The three girls then went to Waller and admitted their role in the affair. He suspended them from school for a maximum two-week period, subject to the decision of the school board. Waller also told them that the board would meet that night, that the girls could tell their parents about the meeting, but that the parents should not contact any members of the board.

Neither the girls nor their parents attended the school board meeting that night. Both Mrs. Powell and Waller, after making their reports concerning the incident, recommended leniency. At this point, a telephone call was received by S. L. Inlow, then the superintendent of schools, from Mrs. Powell’s husband, also a teacher at the high school, who reported that he had heard that the third girl involved had been in a fight that evening at a basketball game. Inlow informed the meeting of the news, although he did not mention the name of the girl involved. Mrs. Powell and Waller then withdrew their recommendations of leniency, and the board voted to expel the girls from school for the remainder of the semester, a period of approximately three months.

The board subsequently agreed to hold another meet*313ing on the matter, and one was held approximately two weeks after the first meeting. The girls, their parents, and their counsel attended this session. The board began with a reading of a written statement of facts as it had found them.4 The girls admitted mixing the malt liquor into the punch with the intent of “spiking” it, but asked the board to forgo its rule punishing such violations by such substantial suspensions. Neither Mrs. Powell nor Waller was present at this meeting. The board voted not to change its policy and, as before, to expel the girls for the remainder of the semester.5

II

The District Court instructed the jury that a decision for respondents had to be premised upon a finding that *314petitioners acted with malice in expelling them and defined “malice” as meaning “ill will against a person— a wrongful act done intentionally without just cause or excuse.” 348 F. Supp., at 248. In ruling for petitioners after the jury had been unable to agree, the District Court found “as a matter of law” that there was no evidence from which malice could be inferred. Id., at 253.

The Court of Appeals, however, viewed both the instruction and the decision of the District Court as being erroneous. Specific intent to harm wrongfully, it held, was not a requirement for the recovery of damages. Instead, “[i]t need only be established that the defendants did not, in the light of all the circumstances, act in good faith. The test is an objective, rather than a subjective, one.” 485 F. 2d, at 191 (footnote omitted).

Petitioners as members of the school board assert here, as they did below, an absolute immunity from liability under § 1983 and at the very least seek to reinstate the judgment of the District Court. If they are correct and the District Court’s dismissal should be sustained, we need go no further in this case. Moreover, the immunity question involves the construction of a federal statute, and our practice is to deal with possibly dispositive statutory issues before reaching questions turning on the construction of the Constitution. Cf. Hagans v. Lavine, 415 U. S. 528, 549 (1974).6 We essentially sustain the position of the Court of Appeals with respect to the immunity issue.

*315The nature of the immunity from awards of damages under § 198-3 available to school administrators and school board members is not a question which the lower federal courts have answered with a single voice. There is general agreement on the existence of a “good faith” immunity, but the courts have either emphasized different factors as elements of good faith or have not given specific content to the good-faith standard.7

*316This Court has decided three cases dealing with the scope of the immunity protecting various types of governmental officials from liability for damages under § 1983. In Tenney v. Brandhove, 341 U. S. 367 (1951), the question was found to be one essentially of statutory construction.8 Noting that the language of § 1983 is silent with *317respect to immunities, the Court concluded that there was no basis for believing that Congress intended to eliminate the traditional immunity of legislators from civil liability for acts done within their sphere of legislative action. That immunity, “so well grounded in history and reason . . . ,” 341 U. S., at 376, was absolute and consequently did not depend upon the motivations of the legislators. In Pierson v. Ray, 386 U. S. 547, 554 (1967), finding that “[t]he legislative record gives no clear indication that Congress meant to abolish wholesale all common-law immunities" in enacting § 1983, we concluded that the common-law doctrine of absolute judicial immunity survived. Similarly, § 1983 did not preclude application of the traditional rule that a policeman, making an arrest in good faith and with probable cause, is not liable for damages, although the person arrested proves innocent. Consequently the Court said: “Although the matter is not entirely free from doubt, the same consideration would seem to require excusing him from liability for acting under a statute that he reasonably believed to be valid but that was later held unconstitutional, on its face or as applied.” 386 U. S., at 555 (footnote omitted). Finally, last Term we held that the chief executive officer of a State, the senior and subordinate officers of the State’s National Guard, and the president of a state-controlled university were not absolutely immune from liability under § 1983, but instead were entitled to immunity, under prior precedent and in light of the obvious need to avoid discouraging effective official action by public officers charged with a considerable range of responsibility *318and discretion, only if they acted in good faith as defined by the Court:

“[I]n varying scope, a qualified immunity is available to officers of the executive branch of government, the variation being dependent upon the scope of discretion and responsibilities of the office and all the circumstances as they reasonably appeared at the time of the action on which liability is sought to be based. It is the existence of reasonable grounds for the belief formed at the time and in light of all the circumstances, coupled with good-faith belief, that affords a basis for qualified immunity of executive officers for acts performed in the course of official conduct.” Scheuer v. Rhodes, 416 U. S. 232, 247-248 (1974).

Common-law tradition, recognized in our prior decisions, and strong public-policy reasons also lead to a construction of § 1983 extending a qualified good-faith immunity to school board members from liability for damages under that section. Although there have been differing emphases and formulations of the common-law immunity of public school officials in cases of student expulsion or suspension, state courts have generally recognized that such officers should be protected from tort liability under state law for all good-faith, nonmalicious action taken to fulfill their official duties.9

*319As the facts of this case reveal, school board members function at different times in the nature of legislators and adjudicators in the school disciplinary process. Each of these functions necessarily involves the exercise of discretion, the weighing of many factors, and the formulation of long-term policy.10 “Like legislators and judges, these officers are entitled to rely on traditional sources for the factual information on which they decide and act.” Scheuer v. Rhodes, supra, at 246 (footnote omitted). As with executive officers faced with instances of civil disorder, school officials, confronted with student behavior causing or threatening disruption, also have an “obvious need for prompt action, and decisions must be made in reliance on factual information supplied by others.” Ibid.

Liability for damages for every action which is found subsequently to have been violative of a student's constitutional rights and to have caused compensable injury would unfairly impose upon the school decisionmaker the burden of mistakes made in good faith in the course of exercising his discretion within the scope of his official duties. School board members, among other duties, must judge whether there have been violations of school regulations and, if so, the appropriate sanctions for the violations. Denying any measure of immunity in these circumstances “would contribute not to principled and fearless decision-making but to intimidation.” Pierson v. Ray, supra, at 554. The imposition of monetary costs for mistakes which were not unreasonable in the light of all the circumstances would undoubtedly deter even the *320most conscientious school decisionmaker from exercising his judgment independently, forcefully, and in a manner best serving the long-term interest of the school and the students. The most capable candidates for school board positions might be deterred from seeking office if heavy burdens upon their private resources from monetary liability were a likely prospect during their tenure.11

These considerations have undoubtedly played a prime role in the development by state courts of a qualified immunity protecting school officials from liability for damages in lawsuits claiming improper suspensions or expulsions.12 But at the same time, the judgment implicit in this common-law development is that absolute immunity would not be justified since it would not sufficiently increase the ability of school officials to exercise their discretion in a forthright manner to warrant the absence of a remedy for students subjected to intentional or otherwise inexcusable deprivations.

Tenney v. Brandhove, Pierson v. Ray, and Scheuer v. Rhodes drew upon a very similar background and were *321animated, by a very similar judgment in construing § 1983. Absent legislative guidance, we now rely on those same sources in determining whether and to what extent school officials are immune from damage suits under § 1983. We think there must be a degree of immunity if the work of the schools is to go forward; and, however worded, the immunity must be such that public school officials understand that action taken in the good-faith fulfillment of their responsibilities and within the bounds of reason under all the circumstances will not be punished and that they need not exercise their discretion with undue timidity.

“Public officials, whether governors, mayors or police, legislators or judges, who fail to make decisions when they are needed or who do not act to implement decisions when they are made do not fully and faithfully perform the duties of their offices. Implicit in the idea that officials have some immunity-— absolute or qualified — for their acts, is a recognition that they may err. The concept of immunity assumes this and goes on to assume that it is better to risk some error and possible injury from such error than not to decide or act at all.” Scheuer v. Rhodes, 416 U. S., at 241-242 (footnote omitted).

The disagreement between the Court of Appeals and the District Court over the immunity standard in this case has been put in terms of an “objective” versus a “subjective” test of good faith. As we see it, the appropriate standard necessarily contains elements of both. The official himself must be acting sincerely and with a belief that he is doing right, but an act violating a student's constitutional rights can be no more justified by ignorance or disregard of settled, indisputable law on the part of one entrusted with supervision of students’ daily lives than by the presence of actual malice. *322To be entitled to a special exemption from the categorical remedial language of § 1983 in a case in which his action violated a student’s constitutional rights, a school board member, who has voluntarily undertaken the task of supervising the operation of the school and the activities of the students, must be held to a standard of conduct based not only on permissible intentions, but also on knowledge of the basic, unquestioned constitutional rights of his charges. Such a standard imposes neither an unfair burden upon a person assuming a responsible public office requiring a high degree of intelligence and judgment for the proper fulfillment of its duties, nor an unwarranted burden in light of the value which civil rights have in our legal system. Any lesser standard would deny much of the promise of § 1983. Therefore, in the specific context of school discipline, we hold that a school board member is not immune from liability for damages under § 1983 if he knew or reasonably should have known that the action he took within his sphere of official responsibility would violate the constitutional rights of the student affected, or if he took the action with the malicious intention to cause a deprivation of constitutional rights or other injury to the student. That is not to say that school board members are “charged with predicting the future course of constitutional law.” Pierson v. Ray, 386 U. S., at 557. A compensatory award will be appropriate only if the school board member has acted with such an impermissible motivation or with such disregard of the student’s clearly established constitutional rights that his action cannot reasonably be characterized as being in good faith.

Ill

The Court of Appeals, based upon its review of the facts but without the benefit of the transcript of the testimony given at the four-day trial to the jury in the Dis*323trict Court,13 found that the board had made its decision to expel the girls on the basis of no evidence that the school regulation had been violated:

“To justify the suspension, it was necessary for the Board to establish that the students possessed or used an ‘intoxicating’ beverage at a school-sponsored activity. No evidence was presented at either meeting to establish the alcoholic content of the liquid brought to the campus. Moreover, the Board made no finding that the liquid was intoxicating. The only evidence as to the nature of the drink was that supplied by the girls, and it is clear that they did not know whether the beverage was intoxicating or not.” 485 F. 2d, at 190.

Although it did not cite the case as authority, the Court of Appeals was apparently applying the due process rationale of Thompson v. City of Louisville, 362 U. S. 199, 206 (1960),14 to the public school disciplinary process. The applicability of Thompson in this setting, however, is an issue that need not be reached in this case.15 The record reveals that the decision of the Court of Appeals *324was based upon an erroneous construction of the school regulation in question. Once that regulation is properly-construed, the Thompson issue disappears.

The Court of Appeals interpreted the school regulation prohibiting the use or possession of intoxicating beverages as being linked to the definition of “intoxicating liquor” under Arkansas statutes16 which restrict the term to beverages with an alcoholic content exceeding 5% by weight.17 Testimony at the trial, however, established convincingly that the term “intoxicating beverage” in the school regulation was not intended at the time of its adoption in 1967 to be linked to the definition in the state statutes or to any other technical definition of “intoxicating.”18 The adop*325tion of the regulation was at a time when the school board was concerned with a previous beer-drinking episode.19 It was applied prior to respondents’ case to another student charged with possession of beer.20 In its statement of facts issued prior to the onset of this litigation, the school board expressed its construction of the regulation by finding that the girls had brought an “alcoholic beverage” onto school premises.21 The girls themselves admitted knowing at the time of the incident that they were doing something wrong which might be punished.22 In light of this evidence, the Court of Appeals was ill advised to supplant the interpretation of the regulation of those officers who adopted it and are entrusted with its enforcement. Cf. Grayned v. City of Rockford, 408 U. S. 104, 110 (1972).

When the regulation is construed to prohibit the use and possession of beverages containing alcohol, there was no absence of evidence before the school board to prove the charge against respondents. The girls had admitted that they intended to “spike” the punch and that they had mixed malt liquor into the punch that was served. The third girl estimated at the time of their admissions to Waller that the malt liquor had an alcohol content of 20%. After the expulsion decision had been made and this *326litigation had begun, it was conclusively determined that the malt liquor in fact had an alcohol content not exceeding 3.2% by weight.23 Testimony at trial put the alcohol content of the punch served at 0.91%.24

Given the fact that there was evidence supporting the charge against respondents, the contrary judgment of the Court of Appeals is improvident. It is not the role of the federal courts to set aside decisions of school administrators which the court may view as lacking a basis in wisdom or compassion. Public high school students do have substantive and procedural rights while at school. See Tinker v. Des Moines Independent Community School District, 393 U. S. 503 (1969); West Virginia State Board of Education v. Barnette, 319 U. S. 624 (1943); Goss v. Lopez, 419 U. S. 565 (1975). But § 1983 does not extend the right to relitigate in federal court evidentiary questions arising in school disciplinary proceedings or the proper construction of school regulations. The system of public education that has evolved in this Nation relies necessarily upon the discretion and judgment of school administrators and school board members, and § 1983 was not intended to be a vehicle for federal-court corrections of errors in the exercise of that discretion which do not rise to the level of violations of specific constitutional guarantees. See Epperson v. Arkansas, 393 U. S. 97, 104 (1968); Tinker, supra, at 507.

IY

Respondents’ complaint alleged that their procedural due process rights were violated by the action taken by petitioners. App. 9. The District Court did not discuss *327this claim in its final opinion, but the Court of Appeals viewed it as presenting a substantial question. It concluded that the girls were denied procedural due process at the first school board meeting, but also intimated that the second meeting may have cured the initial procedural deficiencies. Having found a substantive due process violation, however, the court did not reach a conclusion on this procedural issue. 485 F. 2d, at 190.

Respondents have argued here that there was a procedural due process violation which also supports the result reached by the Court of Appeals. Brief for Respondents 27-28, 36. But because the District Court did not discuss it, and the Court of Appeals did not decide it, it would be preferable to have the Court of Appeals consider the issue in the first instance.

The judgment of the Court of Appeals is vacated and the case remanded for further proceedings consistent with this opinion.

So ordered.

The Court of Appeals affirmed the directed verdicts awarded by the District Court to P. T. Waller, the principal of Mena Public High School at the time in question, S. L. Inlow, then superintendent of schools, and the Mena Special School District. 485 F. 2d 186, 191 (CA8 1973). Since respondents have not cross-petitioned, the cases of these three parties are not before the Court.

The Court of Appeals noted that reinstatement was no longer possible since the term of expulsion had ended, but that the respondents were entitled to have the records of the expulsions expunged and to be relieved of any other continuing punishment, if any. Id.., at 190.

“3. Suspension

"b. Valid causes for suspension from school on first offense: Pupils found to be guilty of any of the following shall be suspended from school on the first offense for the balance of the semester and such suspension will be noted on the permanent record of the student along with reason for suspension.
“(4) The use of intoxicating beverage or possession of same at school or at a school sponsored activity.” App. 102.

“FACTS FOUND BY SCHOOL BOARD

“1. That Virginia Crain, Peggy Strickland and Jo Wall are students of Mena High School and subject to the governing rules and policies of Mena High School.

“2. That on or about February 7, 1972 these three girls were charged with the responsibility of providing refreshments for a school function, being a gathering of students of the Home Economic class and some of their parents, on school premises, being the auditorium building of Mena High School, and being under the direction of Mrs. Curtis Powell.

“3. That the three girls in question traveled to Oklahoma, purchased a number of bottles of malt liquor, a beer type beverage, and later went onto school premises with the alcoholic beverage and put two or more of the bottles of the drink into the punch or liquid refreshment which was to be served to members of the class and parents.” App. 137.

The Court of Appeals in its statement of the facts observed that the malt liquor and soft drinks were mixed by the girls prior to their return to school, 485 F. 2d, at 187, and petitioners in their brief recite the facts in this manner. Brief for Petitioners 5. This discrepancy in the board’s findings of fact is not material to any issue now before the Court.

By taking a correspondence course and an extra course later, the girls were able to graduate with their class. Tr. of Oral Arg. 38-39.

In their original complaint, respondents sought only injunctive and declaratory relief. App. 11-12. In their amended complaint, they added a prayer for compensatory and punitive damages. Id., at 92. Trial was to a jury; and the District Court in ruling on motions after declaring a mistrial appears to have treated the ease as having developed into one for damages only since it entered judgment for petitioners and dismissed the complaint on the basis of their good-faith defense. In a joint motion for a new trial, respondents specifically argued that the District Court had erred in treating the case as one *315for the recovery of damages only and in failing to give them a trial and ruling on their claims for injunctive and declaratory relief. Id,., at 131. The District Court denied the motion. Id., at 133. Upon appeal, respondents renewed these contentions, and the Court of Appeals, after finding a substantive due process violation, directed the District Court to give respondents an injunction requiring ex-punction of the expulsion records and restraining any further continuing punishment. 485 F. 2d, at 190. Petitioners urge that we reverse the Court of Appeals and order the complaint dismissed. Brief for Petitioners 48. Respondents, however, again stress that the relief they sought included equitable relief. Brief for Respondents 47-48, 50.

In light of the record in this case, we are uncertain as to the basis for the District Court’s judgment, for immunity from damages does not ordinarily bar equitable relief as well. The opinion of the Court of Appeals does not entirely dispel this uncertainty. With the case in this posture, it is the better course to proceed directly to the question of the immunity of school board members under § 1983.

In McLaughlin v. Tilendis, 398 F. 2d 287, 290-291 (CA7 1968), a case relied upon by the Court of Appeals below, the immunity was extended to school board members and the superintendent of schools only to the extent that they could establish that their decisions were founded on “justifiable grounds.” Cf. Scoville v. Board of Ed. of Joliet Township, 425 F. 2d 10, 15 (CA7), cert. denied, 400 U. S. 826 (1970). In Smith v. Losee, 485 F. 2d 334, 344 (CA10 1973) (en banc), cert. denied, 417 U. S. 908 (1974), the immunity protecting university officials was described as one of good faith and the absence of malice where the facts before the officials “showed a good and valid reason for the decision although another reason or reasons advanced for nonrenewal or discharge may have been constitutionally impermissible.” The District Court in Kirstein v. Rector and Visitors of University of Virginia, 309 F. Supp. 184, 189 (ED Va. *3161970), extended the immunity to action taken in good faith and in accordance with “long standing legal principle.” See also Skehan v. Board of Trustees of Bloomsburg State College, 501 F. 2d 31, 43 (CA3 1974); Handverger v. Harvill, 479 F. 2d 513, 516 (CA9), cert. denied, 414 U. S. 1072 (1973); Wood v. Goodman, 381 F. Supp. 413, 419 (Mass. 1974); Thonen v. Jenkins, 374 F. Supp. 134, 140 (EDNC 1974); Taliaferro v. State Council of Higher Education, 372 F. Supp. 1378, 1382-1383 (ED Va. 1974); Vanderzanden v. Lowell School District No. 71, 369 F. Supp. 67, 72 (Ore. 1973); Jones v. Jefferson County Board of Education, 359 F. Supp. 1081, 1083-1084 (ED Tenn. 1972); Adamian v. University of Nevada, 359 F. Supp. 825, 834 (Nev. 1973); Boyd v. Smith, 353 F. Supp. 844, 845-846 (ND Ind. 1973); Hayes v. Cape Henlopen School District, 341 F. Supp. 823, 829 (Del. 1972); Schreiber v. Joint School District No. 1, Gibraltar, Wis., 335 F. Supp. 745, 748 (ED Wis. 1972); Endicott v. Van Petten, 330 F. Supp. 878, 885-886 (Kan. 1971); Holliman v. Martin, 330 F. Supp. 1, 13 (WD Va. 1971); McDonough v. Kelly, 329 F. Supp. 144, 150-151 (NH 1971); Cordova v. Chonko, 315 F. Supp. 953, 964 (ND Ohio 1970); Gouge v. Joint School District No. 1, 310 F. Supp. 984, 990, 992-993 (WD Wis. 1970).

"Did Congress by the general language of its 1871 statute mean to overturn the tradition of legislative freedom achieved in England by Civil War and carefully preserved in the formation of State and National Governments here? Did it mean to subject legislators to civil liability for acts done within the sphere of legislative activity? Let us assume, merely for the moment, that Congress has constitutional power to limit the freedom of State legislators acting within their traditional sphere. That would be a big assumption. But we would have to make an even rasher assumption to find that Congress thought it had exercised the power. These are difficulties we cannot hurdle. The limits of §§ 1 and 2 of the 1871 statute . . . were not spelled out in debate. We cannot believe that Congress — itself a *317staunch advocate of legislative freedom — would impinge on a tradition so weE grounded in history and reason by covert inclusion in the general language before us.” 341 U. S., at 376.

See Donahoe v. Richards, 38 Me. 379 (1854); Britt v. Snodgrass, 66 Mo. 286 (1877); McCormick v. Burt, 95 Ill. 263 (1880); Board of Education of Cartersville v. Purse, 101 Ga. 422, 28 S. E. 896 (1897); Board of Ed. of City of Covington v. Booth, 110 Ky. 807, 62 S. W. 872 (1901); Morrison v. City of Lawrence, 181 Mass. 127, 63 N. E. 400 (1902); Sorrels v. Matthews, 129 Ga. 319, 58 S. E. 819 (1907); Douglass v. Campbell, 89 Ark. 254, 116 S. W. 211 (1909); Barnard v. Shelburne, 216 Mass. 19, 102 N. E. 1095 (1913) ; Sweeney v. Young, 82 N. H. 159, 131 A. 155 (1925) (absolute immunity for acts taken within range of general authority). See *319also 68 Am. Jur. 2d, Schools § 268, pp. 592-593 (1973); 79 C. J. S., Schools and School Districts § 503 (d), p. 451 (1952); W. Prosser, Law of Torts § 132, p. 989 (4th ed. 1971); R. Hamilton & E. Reut-ter, Legal Aspects of School Board Operation 190-191 (1958).

See generally R. Campbell, L. Cunningham, & R. McPhee, The Organization and Control of American Schools 177-182 (1965).

The overwhelming majority of school board members are elected to office. See A. White, Local School Boards: Organization and Practices 8 (U. S. Office of Education, OE-23023, Bulletin No. 8, 1962); National School Boards Association, Survey of Public Education in the Member Cities of the Council of Big City Boards of Education 3 (Nov. 1968); Campbell, Cunningham, & McPhee, supra, n. 10, at 164-170. Most of the school board members across the country receive little or no monetary compensation for their service. White, supra, at 67-79; National School Boards Association, supra, at 3, 15-21; Campbell, Cunningham, & McPhee, supra, at 172.

"[School directors] are authorized, and it is their duty to adopt reasonable rules for the government and management of the school, and it would deter responsible and suitable men from accepting the position, if held liable for damages to a pupil expelled under a rule adopted by them, under the impression that the welfare of the school demanded it, if the courts should deem it improper.” Dritt v. Snodgrass, 66 Mo., at 293.

At the time of the Court of Appeals decision, the testimony at the trial to the jury had not been transcribed because of counsel’s concern with limiting litigation costs. Tr. of Oral Arg. 23. The transcript was filed in the District Court after certiorari was granted. App. 120 n. 2.

See also Vachon v. New Hampshire, 414 U. S. 478, 480 (1974); Gregory v. Chicago, 394 U. S. 111, 112 (1969); Johnson v. Florida, 391 U. S. 596, 598-599 (1968); Shuttlesworth v. City of Birmingham, 382 U. S. 87, 94-95 (1965); Garner v. Louisiana, 368 U. S. 157 (1961). Cf. Boilermakers v. Hardeman, 401 U. S. 233, 246 (1971).

That is not to say that the requirements of procedural due process do not attach to expulsions. Over the past 13 years the Courts of Appeals have without exception held that procedural due process requirements must be satisfied if a student is to be expelled. See Goss v. Lopez, 419 U. S. 565, 576-578, n. 8 (1975).

See Ark. Stat. Ann. §§ 48-107, 48-503 (1964).

The Court of Appeals referred to comments which seemed also to adopt this construction made by the District Court in its findings of fact when it denied respondents’ motion for a preliminary injunction. 485 F. 2d, at 190; App. 80. After noting the District Court’s initial view that petitioners would find it difficult to prove the requisite alcoholic content, the Court of Appeals expressed puzzlement at the failure of the lower court to discuss the absence of such evidence in its final opinion. The District Court, however, indicated in its instructions that the question of the proper construction of the regulation would not be relevant if the jury found that the school officials in good faith considered the malt liquor and punch to fall within the regulation. 348 F. Supp., at 248. The District Court’s ultimate conclusion apparently made unnecessary a final decision on the coverage of the regulation.

Despite its construction of the present regulation, the Court of Appeals indicated that the school board had the authority to prohibit the use and possession of alcoholic beverages or to continue its policy of proscribing only intoxicating beverages. 485 F. 2d, at 191.

Two members of the school board at the time that the regulation was adopted testified that there had been no discussion of tying the regulation to the State Alcohol Control Act and that the intent of the board members was to cover beer. Tr. 466-467 (testimony of petitioner Wood); id,., at 589-590 (testimony of Mrs. Gerald Goforth).

See the minutes of the board meeting at which the regulation was adopted in App. 103-104. See also Tr. 431-432 (testimony of Mrs. Mary L. Spencer, also a board member when the regulation was adopted); id., at 587-588 (Mrs. Goforth).

The student was suspended in October 1971 for the possession of beer at a school activity. There is no indication in the record of the alcoholic content of the beer. See Tr. 258-259, 268-269 (testimony of former Superintendent Inlow).

See n. 4, supra. Soon after this litigation had begun, the board issued a statement which said that the regulation “prohibits the use and possession of alcoholic beverage on school premises . . . ." App. 139.

See Tr. 75 (Strickland); id., at 119, 121 (Crain).

This percentage content was established through the deposition of an officer of the company that produces “Right Time” malt liquor. App. 93-94.

Tr. 205 (testimony of Dr. W. F. Turner).

Mr. Justice Powell,

with whom The Chief Justice, Mr. Justice Blackmun, and Mr. Justice Rehnquist join,

concurring in part and dissenting in part.

I join in Parts I, III, and IV of the Court’s opinion, and agree that the judgment of the Court of Appeals should be vacated and the case remanded. I dissent from Part II which appears to impose a higher standard of care upon public school officials, sued under § 1983, than that heretofore required of any other official.

The holding of the Court on the immunity issue is set forth in the margin.1 It would impose personal *328liability on a school official who acted sincerely and in the utmost good faith, but who was found — after the fact — to have acted in “ignorance ... of settled, indisputable law.” Ante, at 321. Or, as the Court also puts it, the school official must be held to a standard of conduct based not only on good faith “but also on knowledge of the basic, unquestioned constitutional rights of his charges.” Ante, at 322. Moreover, ignorance of the law is explicitly equated with “actual malice.” Ante, at 321. *329This harsh standard, requiring knowledge of what is characterized as “settled, indisputable law,” leaves little substance to the doctrine of qualified immunity. The Court’s decision appears to rest on an unwarranted assumption as to what lay school officials know or can know about the law and constitutional rights. These officials will now act at the peril of some judge or jury subsequently finding that a good-faith belief as to the applicable law was mistaken and hence actionable.2

The Court states the standard of required knowledge in two cryptic phrases: “settled, indisputable law” and “unquestioned constitutional rights.” Presumably these are intended to mean the same thing, although the meaning of neither phrase is likely to be self-evident to constitutional law scholars — much less the average school board member. One need only look to the decisions of this Court — to our reversals, our recognition of evolving concepts, and our five-to-four splits — to recognize the hazard of even informed prophecy as to what are “unquestioned constitutional rights.” Consider, for example, the recent five-to-four decision in Goss v. Lopez, 419 U. S. 565 (1975), holding that a junior high school pupil routinely suspended for as much as a single day is entitled to due process. I suggest that most lawyers and j udges would have thought, prior to that decision, that the law to the contrary was settled, indisputable, and unquestioned.3

*330Less than a year ago, in Scheuer v. Rhodes, 416 U. S. 232 (1974), and in an opinion joined by all participating members of the Court, a considerably less demanding standard of liability was approved with respect to two of the highest officers of the State, the Governor and Adjutant General. In that case, the estates of students killed at Kent State University sued these officials under § 1983. After weighing the competing claims, the Court-concluded :

“These considerations suggest that, in varying scope, a qualified immunity is available to officers of the executive branch of government, the variation being dependent upon the scope of discretion and responsibilities of the office and all the circumstances as they reasonably appeared at the time of the action on which liability is sought to be based. It is the existence of reasonable grounds for the belief formed at the time and in light of all the circumstances, coupled with good-faith belief, that affords a basis for qualified immunity of executive officers for acts performed in the course of official conduct.” 416 U. S., at 247-248. (Emphasis added.)

The italicized sentence from Scheuer states, as I view it, the correct standard for qualified immunity of a government official: whether in fight of the discretion and responsibilities of his office, and under all of the circumstances as they appeared at the time, the officer acted reasonably and in good faith. This was the standard *331applied to the Governor of a State charged with maliciously calling out National Guardsmen who killed and wounded Kent State students.4 Today’s opinion offers no reason for imposing a more severe standard on school board members charged only with wrongfully expelling three teenage pupils.

There are some 20,000 school boards, each with five or more members, and thousands of school superintendents and school principals. Most of the school board members are popularly elected, drawn from the citizenry at large, and possess no unique competency in divining the law. New cities and counties provide any compensation for service on school boards, and often it is difficult to persuade qualified persons to assume the burdens of this important function in our society. Moreover, even if counsel’s advice constitutes a defense, it may safely be assumed that few school boards and school officials have ready access to counsel or indeed have deemed it necessary to consult counsel on the countless decisions that necessarily must be made in the operation of our public schools.

In view of today’s decision significantly enhancing the possibility of personal liability, one must wonder whether qualified persons will continue in the desired numbers to volunteer for service in public education.

“The disagreement between the Court of Appeals and the District Court over the immunity standard in this case has been put in terms of an 'objective’ versus a ‘subjective’ test of good faith. As we see it, the appropriate standard necessarily contains elements of both. The official himself must be acting sincerely and with a belief that *328he is doing right, but an act violating a student’s constitutional rights can be no more justified by ignorance or disregard of settled, indisputable law on the part of one entrusted with supervision of students’ daily lives than by the presence of actual malice. To be entitled to a special exemption from the categorical remedial language of § 1983 in a case in which his action violated a student’s constitutional rights, a school board member, who has voluntarily undertaken the task of supervising the operation of the school and the activities of the students, must be held to a standard of conduct based not only on permissible intentions, but also on knowledge of the basic, unquestioned constitutional rights of his charges. Such a standard neither imposes an unfair burden upon a person assuming a responsible public office requiring a high degree of intelligence and judgment for the proper fulfillment of its duties, nor an unwarranted burden in light of the value which civil rights have in our legal system. Any lesser standard would deny much of the promise of § 1983. Therefore, in the specific context of school discipline, we hold that a school board member is not immune from liability for damages under § 1983 if he knew or reasonably should have known that the action he took within his sphere of official responsibility would violate the constitutional rights of the student affected, or if he took the action with the malicious intention to cause a deprivation of constitutional rights or other injury to the student. That is not to say that school board members are 'charged with predicting the future course of constitutional law.’ Pierson v. Ray, 386 U. S. [547, 557 (1967).] A compensatory award will be appropriate only if the school board member has acted with such an impermissible motivation or with such disregard of the student’s clearly established constitutional rights that his action cannot reasonably be characterized as being in good faith.” Ante, at 321-322.

The opinion indicates that actual malice is presumed where one acts in ignorance of the law; thus it would appear that even good-faith reliance on the advice of counsel is of no avail.

The Court's rationale in Goss suggests, for example, that school officials may infringe a student’s right to education if they place him in a noncollege-preparatory track or deny him promotion with his class without affording a due process hearing. See 419 U. S., at 597-599 (Powell, J., dissenting). Does this mean that school officials who fail to provide such hearings in the future will be *330liable under § 1983 if a court subsequently determines that they were required ?

For another current example of how unsettled constitutional law, deemed by some at least to be quite settled, may turn out to be, see the decision and opinions in North Georgia Finishing, Inc. v. Di-Chem, Inc., 419 U. S. 601 (1975), and compare with Mr. Justice Stewart's dissent in Mitchell v. W. T. Grant Co., 416 U. S. 600, 629 (1974).

The decision of the Court in Scheuer with respect to qualified immunity is consistent with Mr. Chief Justice Warren’s opinion for the Court in Pierson v. Ray, 386 U. S. 547 (1967), where it was said: “If the jury believed the testimony of the officers and disbelieved that of the ministers, and if the jury found that the officers reasonably believed in good faith that the arrest was constitutional, then a verdict for the officers would follow even though the arrest was in fact unconstitutional.” Id., at 557.

As in Scheuer, the standard prescribed is one of acting in good faith in accordance with reasonable belief that the action was lawful and justified. Not even police officers were held liable for ignorance of “settled, indisputable law.”

2.4.3.12 Harlow v. Fitzgerald 2.4.3.12 Harlow v. Fitzgerald

HARLOW et al. v. FITZGERALD

No. 80-945.

Argued November 30, 1981

Decided June 24, 1982

*801 Powell, J., delivered the opinion of the Court, in which Brennan, White, Marshall, Blackmun, Rehnquist, Stevens, and O’Connor, JJ., joined. Brennan, J., filed a concurring opinion, in which Marshall and Blackmun, JJ., joined, post, p. 820. Brennan, White, Marshall, and Blackmun, JJ., filed a separate concurring statement, post, p. 821. Rehnquist, J., filed a concurring opinion, post, p. 822. Burger, C. J., filed a dissenting opinion, post, p. 822.

*802 Elliot L. Richardson argued the cause for petitioners. With him on the briefs was Glenn S. Gerstell.

John E. Nolan, Jr., argued the cause for respondent. With him on the brief were Samuel T. Perkins and Arthur B. Spitzer. *

*

Louis Alan Clark filed a brief for the Government Accountability Project of the Institute for Policy Studies as amicus curiae urging affirmance.

Briefs of amici curiae were filed by Solicitor General Lee for the United States; by Roger J. Marzulla and William H. Mellor III for the Mountain States Legal Foundation; by John C. Armor and H. Richard Mayberry for the National Taxpayers Legal Fund, Inc.; and by Thomas J. Madden for Senator Orrin G. Hatch et al.

Justice Powell

delivered the opinion of the Court.

The issue in this case is the scope of the immunity available to the senior aides and advisers of the President of the United States in a suit for damages based upon their official acts.

I

In this suit for civil damages petitioners Bryce Harlow and Alexander Butterfield are alleged to have participated in a conspiracy to violate the constitutional and statutory rights of the respondent A. Ernest Fitzgerald. Respondent avers that petitioners entered the conspiracy in their capacities as senior White House aides to former President Richard M. Nixon. As the alleged conspiracy is the same as that involved in Nixon v. Fitzgerald, ante, p. 731, the facts need not be repeated in detail.

Respondent claims that Harlow joined the conspiracy in his role as the Presidential aide principally responsible for congressional relations.1 At the conclusion of discovery the *803supporting evidence remained inferential. As evidence of Harlow’s conspiratorial activity respondent relies heavily on a series of conversations in which Harlow discussed Fitzgerald’s dismissal with Air Force Secretary Robert Seamans.2 The other evidence most supportive of Fitzgerald’s claims consists of a recorded conversation in which the President later voiced a tentative recollection that Harlow was “all for canning” Fitzgerald.3

Disputing Fitzgerald’s contentions, Harlow argues that exhaustive discovery has adduced no direct evidence of his in*804volvement in any wrongful activity.4 He avers that Secretary Seamans advised him that considerations of efficiency required Fitzgerald’s removal by a reduction in force, despite anticipated adverse congressional reaction. Harlow asserts he had no reason to believe that a conspiracy existed. He contends that he took all his actions in good faith.5

Petitioner Butterfield also is alleged to have entered the conspiracy not later than May 1969. Employed as Deputy Assistant to the President and Deputy Chief of Staff to H. R. Haldeman,6 Butterfield circulated a White House memorandum in that month in which he claimed to have learned that Fitzgerald planned to “blow the whistle” on some “shoddy purchasing practices” by exposing these practices to public view.7 Fitzgerald characterizes this memorandum as evi*805dence that Butterfield had commenced efforts to secure Fitzgerald’s retaliatory dismissal. As evidence that Butterfield participated in the conspiracy to conceal his unlawful discharge and prevent his reemployment, Fitzgerald cites communications between Butterfield and Haldeman in December 1969 and January 1970. After the President had promised at a press conference to inquire into Fitzgerald’s dismissal, Haldeman solicited Butterfield’s recommendations. In a subsequent memorandum emphasizing the importance of “loyalty,” Butterfield counseled against offering Fitzgerald another job in the administration at that time.8

For his part, Butterfield denies that he was involved in any decision concerning Fitzgerald’s employment status until Haldeman sought his advice in December 1969 — more than a month after Fitzgerald’s termination had been scheduled and announced publicly by the Air Force. Butterfield states that he never communicated his views about Fitzgerald to any official of the Defense Department. He argues generally that nearly eight years of discovery have failed to turn up any evidence that he caused injury to Fitzgerald.9

Together with their codefendant Richard Nixon, petitioners Harlow and Butterfield moved for summary judgment on February 12, 1980. In denying the motion the District Court upheld the legal sufficiency of Fitzgerald’s Bivens (Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971)) claim under the First Amendment and his “inferred” statutory causes of action under 5 U. S. C. §7211 (1976 ed., Supp. IV) and 18 U. S. C. §1505.10 The court *806found that genuine issues of disputed fact remained for resolution at trial. It also ruled that petitioners were not entitled to absolute immunity. App. to Pet. for Cert. la-3a.

Independently of former President Nixon, petitioners invoked the collateral order doctrine and appealed the denial of their immunity defense to the Court of Appeals for. the District of Columbia Circuit. The Court of Appeals dismissed the appeal without opinion. Id., at lla-12a. Never having determined the immunity available to the senior aides and advisers of the President of the United States, we granted certiorari. 452 U. S. 959 (1981).11

H-1

As we reiterated today in Nixon v. Fitzgerald, ante, p. 731, our decisions consistently have held that government officials are entitled to some form of immunity from suits for damages. As recognized at common law, public officers require this protection to shield them from undue interference with their duties and' from potentially disabling threats of liability.

*807Our decisions have recognized immunity defenses of two kinds. For officials whose special functions or constitutional status requires complete protection from suit, we have recognized the defense of “absolute immunity.” The absolute immunity of legislators, in their legislative functions, see, e. g., Eastland v. United States Servicemen’s Fund, 421 U. S. 491 (1975), and of judges, in their judicial functions, see, e. g., Stump v. Sparkman, 435 U. S. 349 (1978), now is well settled. Our decisions also have extended absolute immunity to certain officials of the Executive Branch. These include prosecutors and similar officials, see Butz v. Economou, 438 U. S. 478, 508-512 (1978), executive officers engaged in adjudicative functions, id., at 513-517, and the President of the United States, see Nixon v. Fitzgerald, ante, p. 731.

For executive officials in general, however, our cases make plain that qualified immunity represents the norm. In Scheuer v. Rhodes, 416 U. S. 232 (1974), we acknowledged that high officials require greater protection than those with less complex discretionary responsibilities. Nonetheless, we held that a governor and his aides could receive the requisite protection from qualified or good-faith immunity. Id., at 247-248. In Butz v. Economou, supra, we extended the approach of Scheuer to high federal officials of the Executive Branch. Discussing in detail the considerations that also had underlain our decision in Scheuer, we explained that the recognition of a qualified immunity defense for high executives reflected an attempt to balance competing values: not only the importance of a damages remedy to protect the rights of citizens, 438 U. S., at 504-505, but also “the need to protect officials who are required to exercise their discretion and the related public interest in encouraging the vigorous exercise of official authority.” Id., at 506. Without discounting the adverse consequences of denying high officials an absolute immunity from private lawsuits alleging constitutional violations — consequences found sufficient in Spalding v. Vilas, 161 U. S. 483 (1896), and Barr v. Matteo, 360 U. S. 564 *808(1959), to warrant extension to such officials of absolute immunity from suits at common law — we emphasized our expectation that insubstantial suits need not proceed to trial:

“Insubstantial lawsuits can be quickly terminated by federal courts alert to the possibilities of artful pleading. Unless the complaint states a compensable claim for relief... , it should not survive a motion to dismiss. Moreover, the Court recognized in Scheuer that damages suits concerning constitutional violations need not proceed to trial, but can be terminated on a properly supported motion for summary judgment based on the defense of immunity. ... In responding to such a motion, plaintiffs may not play dog in the manger; and firm application of the Federal Rules of Civil Procedure will ensure that federal officials are not harassed by frivolous lawsuits.” 438 U. S., at 507-508 (citations omitted).

Butz continued to acknowledge that the special functions of some officials might require absolute immunity. But the Court held that “federal officials who seek absolute exemption from personal liability for unconstitutional conduct must bear the burden of showing that public policy requires an exemption of that scope.” Id., at 506. This we reaffirmed today in Nixon v. Fitzgerald, ante, at 747.

HH HH f-H

A

Petitioners argue that they are entitled to a blanket protection of absolute immunity as an incident of their offices as Presidential aides. In deciding this claim we do not write on an empty page. In Butz v. Economou, supra, the Secretary of Agriculture — a Cabinet official directly accountable to the President — asserted a defense of absolute official immunity from suit for civil damages. We rejected his claim. In so doing we did not question the power or the importance of the Secretary’s office. Nor did we doubt the importance to the *809President of loyal and efficient subordinates in executing his duties of office. Yet we found these factors, alone, to be insufficient to justify absolute immunity. “[T]he greater power of [high] officials,” we reasoned, “affords a greater potential for a regime of lawless conduct.” 438 U. S., at 506. Damages actions against high officials were therefore “an important means of vindicating constitutional guarantees.” Ibid. Moreover, we concluded that it would be “untenable to draw a distinction for purposes of immunity law between suits brought against state officials under [42 U. S. C.] § 1983 and suits brought directly under the Constitution against federal officials.” Id., at 504.

Having decided in Butz that Members of the Cabinet ordinarily enjoy only qualified immunity from suit, we conclude today that it would be equally untenable to hold absolute immunity an incident of the office of every Presidential subordinate based in the White House. Members of the Cabinet are direct subordinates of the President, frequently with greater responsibilities, both to the President and to the Nation, than White House staff. The considerations that supported our decision in Butz apply with equal force to this case. It is no disparagement of the offices held by petitioners to hold that Presidential aides, like Members of the Cabinet, generally are entitled only to a qualified immunity.

B

In disputing the controlling authority of Butz, petitioners rely on the principles developed in Gravel v. United States, 408 U. S. 606 (1972).12 In Gravel we endorsed the view that “it is literally impossible... for Members of Congress to per*810form their legislative tasks without the help of aide's and assistants” and that “the day-to-day work of such aides is so critical to the Members’ performance that they must be treated as the latter’s alter egos . . . Id., at 616-617. Having done so, we held the Speech and Debate Clause derivatively applicable to the “legislative acts” of a Senator’s aide that would have been privileged if performed by the Senator himself. Id., at 621-622.

Petitioners contend that the rationale of Gravel mandates a similar “derivative” immunity for the chief aides of the President of the United States. Emphasizing that the President must delegate a large measure of authority to execute the duties of his office, they argue that recognition of derivative absolute immunity is made essential by all the considerations that support absolute immunity for the President himself.

Petitioners’ argument is not without force. Ultimately, however, it sweeps too far. If the President’s aides are derivatively immune because they are essential to the functioning of the Presidency, so should the Members of the Cabinet — Presidential subordinates some of whose essential roles are acknowledged by the Constitution itself13 — be absolutely immune. Yet we implicitly rejected such derivative immunity in Butz.14 Moreover, in general our cases have followed a “functional” approach to immunity law. We have reeog-*811nized that the judicial, prosecutorial, and legislative functions require absolute immunity. But this protection has extended no further than its justification would warrant. In Gravel, for example, we emphasized that Senators and their aides were absolutely immune only when performing “acts legislative in nature,” and not when taking other acts even “in their official capacity.” 408 U. S., at 625. See Hutchinson v. Proxmire, 443 U. S. 111, 125-133 (1979). Our cases involving judges15 and prosecutors16 have followed a similar line. The undifferentiated extension of absolute “derivative” immunity to the President’s aides therefore could not be reconciled with the “functional” approach that has characterized the immunity decisions of this Court, indeed including Gravel itself.17

C

Petitioners also assert an entitlement to immunity based on the “special functions” of White House aides. This form *812of argument accords with the analytical approach of our cases. For aides entrusted with discretionary authority in such sensitive areas as national security or foreign policy, absolute immunity might well be justified to protect the unhesitating performance of functions vital to the national interest.18 But a “special functions” rationale does not warrant a blanket recognition of absolute immunity for all Presidential aides in the performance of all their, duties. This conclusion too follows from our decision in Butz, which establishes that an executive official’s claim to absolute immunity must be justified by reference to the public interest in the special functions of his office, not the mere fact of high station.19

Butz also identifies the location of the burden of proof. The burden of justifying absolute immunity rests on the official asserting the claim. 438 U. S., at 506. We have not of course had occasion to identify how a Presidential aide might carry this burden. But the general requisites are familiar in our cases. In order to establish entitlement to absolute im*813munity a Presidential aide first must show that the responsibilities of his office embraced a function so sensitive as to require a total shield from liability.20 He then must demonstrate that he was discharging the protected function when performing the act for which liability is asserted.21

Applying these standards to the claims advanced by petitioners Harlow and Butterfield, we cannot conclude on the record before us that either has shown that “public policy requires [for any of the functions of his office] an exemption of [absolute] scope.” Butz, 438 U. S., at 506. Nor, assuming that petitioners did have functions for which absolute immunity would be warranted, could we now conclude that the acts charged in this lawsuit — if taken at all — would lie within the protected area. We do not, however, foreclose the possibility that petitioners, on remand, could satisfy the standards properly applicable to their claims.

<

Even if they cannot establish that their official functions require absolute immunity, petitioners assert that public policy at least mandates an application of the qualified immunity standard that would permit the defeat of insubstantial claims without resort to trial. We agree.

A

The resolution of immunity questions inherently requires a balance between the evils inevitable in any available alterna*814tive. In situations of abuse of office, an action for damages may offer the only realistic avenue for vindication of constitutional guarantees. Butz v. Economou, supra, at 506; see Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S., at 410 (“For people in Bivens’ shoes, it is damages or nothing”). It is this recognition that has required the denial of absolute immunity to most public officers. At the same time, however, it cannot be disputed seriously that claims frequently run against the innocent as well as the guilty — at a cost not only to the defendant officials, but to society as a whole.22 These social costs include the expenses of litigation, the diversion of official energy from pressing public issues, and the deterrence of able citizens from acceptance of public office. Finally, there is the danger that fear of being sued will “dampen the ardor of all but the most resolute, or the most irresponsible [public officials], in the unflinching discharge of their duties.” Gregoire v. Biddle, 177 F. 2d 579, 581 (CA2 1949), cert. denied, 339 U. S. 949 (1950).

In identifying qualified immunity as the best attainable accommodation of competing values, in Butz, supra, at 507-508, as in Scheuer, 416 U. S., at 245-248, we relied on the assumption that this standard would permit “[ijnsubstan-tial lawsuits [to] be quickly terminated.” 438 U. S., at 507-508; see Hanrahan v. Hampton, 446 U. S. 754, 765 (1980) (Powell, J., concurring in part and dissenting in part).23 Yet petitioners advance persuasive arguments that the dismissal of insubstantial lawsuits without trial — a factor presupposed in the balance of competing interests struck by *815our prior cases — requires an adjustment of the “good faith” standard established by our decisions.

B

Qualified or “good faith” immunity is an affirmative defense that must be pleaded by a defendant official. Gomez v. Toledo, 446 U. S. 685 (1980).24 Decisions of this Court have established that the “good faith” defense has both an “objective” and a “subjective” aspect. The objective element involves a presumptive knowledge of and respect for “basic, unquestioned constitutional, rights.” Wood v. Strickland, 420 U. S. 308, 322 (1975). The subjective component refers to “permissible intentions.” Ibid. Characteristically the Court has defined these elements by identifying the circumstances in which qualified immunity would not be available. Referring both to the objective and subjective elements, we have held that qualified immunity would be defeated if an official “knew or reasonably should have known that the action he took within his sphere of official responsibility would violate the constitutional rights of the [plaintiff], or if he took the action with the malicious intention to cause a deprivation of constitutional rights or other injury . . . .” Ibid, (emphasis added).25

The subjective element of the good-faith defense frequently has proved incompatible with our admonition in Butz *816that insubstantial claims should not proceed to trial. Rule 56 of the Federal Rules of Civil Procedure provides that disputed questions of fact ordinarily may not be decided on motions for summary judgment.26 And an official’s subjective good faith has been considered to be a question of fact that some courts have regarded as inherently requiring resolution by a jury.27

In the context of Buts’ attempted balancing of competing values, it now is clear that substantial costs attend the litigation of the subjective good faith of government officials. Not only are there the general costs of subjecting officials to the risks of trial — distraction of officials from their governmental duties, inhibition of discretionary action, and deterrence of able people from public service. There are special costs to “subjective” inquiries of this kind. Immunity generally is available only to officials performing discretionary functions. In contrast with the thought processes accompanying “ministerial” tasks, the judgments surrounding discretionary action almost inevitably are influenced by the decisionmaker’s experiences, values, and emotions. These variables explain in part why questions of subjective intent so rarely can be decided by summary judgment. Yet they also frame a back*817ground in which there often is no clear end to the relevant evidence. Judicial inquiry into subjective motivation therefore may entail broad-ranging discovery and the deposing of numerous persons, including an official’s professional colleagues.28 Inquiries of this kind can be peculiarly disruptive of effective government.29

Consistently with the balance at which we aimed in Butz, we conclude today that bare allegations of malice should not suffice to subject government officials either to the costs of *818trial or to the burdens of broad-reaching discovery. We therefore hold that government officials performing discretionary functions, generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known. See Procunier v. Navarette, 434 U. S. 555, 565 (1978); Wood v. Strickland, 420 U. S., at 322.30

Reliance on the objective reasonableness of an official’s conduct, as measured by reference to clearly established law,31 should avoid excessive disruption of government and permit the resolution of many insubstantial claims on summary judgment. On summary judgment, the judge appropriately may determine, not only the currently applicable law, but whether that law was clearly established at the time an action occurred.32 If the law at that time was not clearly established, an official could not reasonably be expected to anticipate subsequent legal developments, nor could he fairly be said to “know” that the law forbade conduct not previously identified as unlawful. Until this threshold immunity question is resolved, discovery should not be allowed. If the law was clearly established, the immunity defense ordinarily *819should fail, since a reasonably competent public official should know the law governing his conduct. Nevertheless, if the official pleading the defense claims extraordinary circumstances and can prove that he neither knew nor should have known of the relevant legal standard, the defense should be sustained. But again, the defense would turn primarily on objective factors.

By defining the limits of qualified immunity essentially in objective terms, we provide no license to lawless conduct. The public interest in deterrence of unlawful conduct and in compensation of victims remains protected by a test that focuses on the objective legal reasonableness of an official’s acts. Where an official could be expected to know that certain conduct would violate statutory or constitutional rights, he should be made to hesitate; and a person who suffers injury caused by such conduct may have a cause of action.33 But where an official’s duties legitimately require action in which clearly established rights are not implicated, the public interest may be better served by action taken “with independence and without fear of consequences.” Pierson v. Ray, 386 U. S. 547, 554 (1967).34

C

In this case petitioners have asked us to hold that the respondent’s pretrial showings were insufficient to survive their motion for summary judgment.35 We think it appropri*820ate, however, to remand the ease to the District Court for its reconsideration of this issue in light of this opinion.36 The trial court is more familiar with the record so far developed and also is better situated to make any such further findings as may be necessary.

V

The judgment of the Court of Appeals is vacated, and the case is remanded for further action consistent with this opinion.

So ordered.

Harlow held this position from the beginning of the Nixon administration on January 20, 1969, through November 4, 1969. On the latter date he was designated as Counselor to the President, a position accorded Cabinet status. He served in that capacity until December 9, 1970, when he returned to private life. Harlow later resumed the duties of Counselor for *803the period from July 1,1973, through April 14,1974. Respondent appears to allege that Harlow continued in a conspiracy against him throughout the various changes of official assignment.

The record reveals that Secretary Seamans called Harlow in May 1969 to inquire about likely congressional reaction to a draft reorganization plan that would cause Fitzgerald’s dismissal. According to Seamans’ testimony, “[w]e [the Air Force] didn’t ask [Harlow] to pass judgment on the action itself. We just asked him what the impact would be in the relationship with the Congress.” App. 153a, 164a-165a (deposition of Robert Sea-mans). Through an aide Harlow responded that “this was a very sensitive item on the Hill and that it would be [his] recommendation that [the Air Force] not proceed to make such a change at that time.” Id., at 152a. But the Air Force persisted. Seamans spoke to Harlow on at least one subsequent occasion diming the spring of 1969. The record also establishes that Secretary Seamans called Harlow on November 4,1969, shortly after the public announcement of Fitzgerald’s impending dismissal, and again in December 1969. See id., at 186a.

See id., at 284a (transcript of a recorded conversation between Richard Nixon and Ronald Ziegler, February 26,1973). In a conversation with the President on January 31, 1973, John Ehrliehman also recalled that Harlow had discussed the Fitzgerald case with the President. See id., at 218a-221a (transcript of recorded conversation between Richard Nixon and John Ehrliehman, January 31,1973). In the same conversation the President himself asserted that he had spoken to Harlow about the Fitzgerald matter, see id., at 218a, but the parties continue to dispute whether Mr. Nixon — at the most relevant moments in the discussion — was confusing Fitzgerald’s case with that of another dismissed employee. The President explicitly stated at one point that he previously had been confused. See id., at 220a.

See Defendants Memorandum of Points and Authorities in Support of Their Motion for Summary Judgment in Civ. No. 74-178 (DC), p. 7 (Feb. 12, 1980).

In support of his version of events Harlow relies particularly on the deposition testimony of Air Force Secretary Seamans, who stated that he regarded abolition of Fitzgerald’s position as necessary “to improve the efficiency” of the Financial Management Office of the Air Force and that he never received any White House instruction regarding the Fitzgerald case. App. 159a-160a. Harlow also disputes the probative value of Richard Nixon’s recorded remark that Harlow had supported Fitzgerald’s firing. Harlow emphasizes the tentativeness of the President’s statement. To the President’s query whether Harlow was “all for canning [Fitzgerald], wasn’t he?”, White House Press Secretary Ronald Ziegler in fact gave a negative reply: “No, I think Bryce may have been the other way.” Id., at 284a. The President did not respond to Ziegler’s comment.

The record establishes that Butterfield worked from an office immediately adjacent to the oval office. He had almost daily contact with the President until March 1973, when he left the White House to become Administrator of the Federal Aviation Administration.

Id., at 274a. Butterfield reported that this information had been referred to the Federal Bureau of Investigation. In the memorandum Butterfield reported that he had received the information “by word of several mouths, but allegedly from a senior AFL-CIO official originally .... Evidently, Fitzgerald attended a recent meeting of the National Democratic Coalition and, while there, revealed his intentions to a labor representative who, fortunately for us, was unsympathetic.” Ibid.

Id., at 99a-100a, 180a-181a. This memorandum, quoted in Nixon v. Fitzgerald, ante, at 735-736, was not sent to the Defense Department.

See Memorandum in Support of Summary Judgment, supra, at 26. The history of Fitzgerald’s litigation is recounted in Nixon v. Fitzgerald, ante, p. 731. Butterfield was named as a defendant in the initial civil action filed by Fitzgerald in 1974. Harlow was named for the first time in respondent’s second amended complaint of July 5, 1978.

The first of these statutes, 5 U. S. C. § 7211 (1976 ed., Supp. IV), provides generally that “[t]he right of employees . . . to . . . furnish informa*806tion to either House of Congress, or to a committee or Member thereof, may not be interfered with or denied.” The second, 18 U. S. C. § 1505, is a criminal statute making it a crime to obstruct congressional testimony. Neither expressly creates a private right to sue for damages. Petitioners argue that the District Court erred in finding that a private cause of action could be inferred under either statute, and that “special factors” present in the context of the federal employer-employee relationship preclude the recognition of respondent’s Bivens action under the First Amendment. The legal sufficiency of respondent’s asserted causes of action is not, however, a question that we view as properly presented for our decision in the present posture of this case. See n. 36,. infra.

As in Nixon v. Fitzgerald, ante, p. 731, our jurisdiction has been challenged on the basis that the District Court’s order denying petitioners’ claim of absolute immunity was not an appealable final order and that the Court of Appeals’ dismissal of petitioners’ appeal establishes that this case was never “in” the Court of Appeals within the meaning of 28 U. S. C. § 1254. As the discussion in Nixon establishes our jurisdiction in this case as well, we need not consider those challenges in this opinion.

Petitioners also claim support from other cases that have followed Gravel in holding that congressional employees are derivatively entitled to the legislative immunity provided to United States Senators and Representatives under the Speech and Debate Clause. See Eastland v. United States Servicemen’s Fund, 421 U. S. 491 (1975); Doe v. McMillan, 412 U. S. 306 (1973).

See U. S. Const., Art. II, §2 (“The President . . . may require the Opinion, in writing, of the principal Officer in each of the executive Departments, upon any Subject relating to the Duties of their respective Offices . . .”).

The Chief Justice, post, at 828, argues that senior Presidential aides work “more intimately with the President on a daily basis than does a Cabinet officer,” and that Butz therefore is not controlling. In recent years, however, such men as Henry Kissinger and James Schlesinger have served in both Presidential advisory and Cabinet positions. Kissinger held both posts simultaneously. In our viéw it is impossible to generalize about the role of “offices” in an individual President’s administration without reference to the functions that particular officeholders are assigned by the President. Butz v. Economou cannot be distinguished on this basis.

See, e. g., Supreme Court of Virginia v. Consumers Union of United States, 446 U. S. 719, 731-737 (1980); Stump v. Sparkman, 435 U. S. 349, 362 (1978).

In Imbler v. Pachtman, 424 U. S. 409, 430-431 (1976), this Court reserved the question whether absolute immunity would extend to “those aspects of the prosecutor’s responsibility that cast him in the role of an administrator or investigative officer.” Since that time the Courts of Appeals generally have ruled that prosecutors do not enjoy absolute immunity for acts taken in those capacities. See, e. g., Mancini v. Lester, 630 F. 2d 990, 992 (CA3 1980); Forsyth v. Kleindienst, 599 F. 2d 1203, 1213-1214 (CA3 1979). This Court at least implicitly has drawn the same distinction in extending absolute immunity to executive officials when they are engaged in quasi-prosecutorial functions. See Butz v. Economou, 438 U. S., at 515-517.

Our decision today in Nixon v. Fitzgerald, ante, p. 731, in no way abrogates this general rule. As we explained in that opinion, the recognition of absolute immunity for all of a President’s acts in office derives in principal part from factors unique to his constitutional responsibilities and station. Suits against other officials — including Presidential aides — generally do not invoke separation-of-powers considerations to the same extent as suits against the President himself.

Cf. United States v. Nixon, 418 U. S. 683, 710-711 (1974) (“[C]ourts have traditionally shown the utmost deference to Presidential responsibilities” for foreign policy and military affairs, and claims of privilege in this area would receive a higher degree of deference than invocations of “a President’s generalized interest in confidentiality”); Katz v. United States, 389 U. S. 347, 364 (1967) (White, J., concurring) (“We should not require the warrant procedure and the magistrate’s judgment if the President of the United States or his chief legal officer, the Attorney General, has considered the requirements of national security and authorized electronic surveillance as reasonable”) (emphasis added).

Gravel v. United States, 408 U. S. 606 (1972), points to a similar conclusion. We fairly may assume that some aides are assigned to act as Presidential “alter egos,” id., at 616-617, in the exercise of functions for which absolute immunity is “essential for the conduct of the public business,” Butz, supra, at 507. Cf. Gravel, supra, at 620 (derivative immunity extends only to acts within the “central role” of the Speech and Debate Clause in permitting free legislative speech and debate). By analogy to Gravel, a derivative claim to Presidential immunity would be strongest in such “central” Presidential domains as foreign policy and national security, in which the President could not discharge his singularly vital mandate without delegating functions nearly as sensitive as his own.

Here as elsewhere the relevant judicial inquiries would encompass considerations of public policy, the importance of which should be confirmed either by reference to the common law or, more likely, our constitutional heritage and structure. See Nixon v. Fitzgerald, ante, at 747-748.

The need for such an inquiry is implicit in Butz v. Economou, supra, at 508-517; see Imbler v. Pachtman, supra, at 430-431. Cases involving immunity under the Speech and Debate Clause have inquired explicitly into whether particular acts and activities qualified for the protection of the Clause. See, e. g., Hutchinson v. Proxmire, 443 U. S. 111 (1979); Doe v. McMillan, 412 U. S. 306 (1973); Gravel v. United States, supra.

See generally Schuck, Suing Our Servants: The Court, Congress, and the Liability of Public Officials for Damages, 1980 S. Ct. Rev. 281,-324-327.

The importance of this consideration hardly needs emphasis. This Court has noted the risk imposed upon political officials who must defend their actions and motives before a jury. See Lake Country Estates, Inc. v. Tahoe Regional Planning Agency, 440 U. S. 391, 405 (1979); Tenney v. Brandhove, 341 U. S. 367, 377-378 (1951). As the Court observed in Tenney: “In times of political passion, dishonest or vindictive motives are readily attributed . . . and as readily believed.” Id., at 378.

Although Gomez presented the question in the context of an action under 42 U. S. C. § 1983, the Court’s analysis indicates that “immunity” must also be pleaded as a defense in actions under the Constitution and laws of the United States. See 446 U. S., at 640. Gomez did not decide which party bore the burden of proof on the issue of good faith. Id., at 642 (Rehnquist, J., concurring).

In Wood the Court explicitly limited its holding to the circumstances in which a school board member, ’In the specific context of school discipline,” 420 U. S., at 322, would be stripped of claimed immunity in an action under § 1983. Subsequent cases, however, have quoted the Wood formulation as a general statement of the qualified immunity standard. See, e. g., Procunier v. Navarette, 434 U. S. 555, 562-563, 566 (1978), quoted in Baker v. McCollan, 443 U. S. 137, 139 (1979).

Rule 56(c) states that summary judgment “shall be rendered forthwith if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” In determining whether summary judgment is proper, a court ordinarily must look at the record in the light most favorable to the party opposing the motion, drawing all inferences most favorable to that party. E. g., Poller v. Columbia Broadcasting System, Inc., 368 U. S. 464, 473 (1962).

E. g., Landrum v. Moats, 576 F. 2d 1320, 1329 (CA8 1978); Duchesne v. Sugarman, 566 F. 2d 817, 832-833 (CA2 1977); cf. Hutchinson v. Proxmire, 443 U. S., at 120, n. 9 (questioning whether the existence of “actual malice,” as an issue of fact, may properly be decided on summary judgment in a suit alleging libel of a public figure).

In suits against a President’s closest aides, discovery of this kind frequently could implicate separation-of-powers concerns. As the Court recognized in United States v. Nixon, 418 U. S., at 708:

“A President and those who assist him must be free to explore alternatives in the process of shaping policies and making decisions and to do so in a way many would be unwilling to express except privately. These are the considerations justifying a presumptive privilege for Presidential communications. The privilege is fundamental to the operation of Government and inextricably rooted in the separation of powers under the Constitution.”

As Judge Gesell observed in his concurring opinion in Halperin v. Kissinger, 196 U. S. App. D. C. 285, 307, 606 F. 2d 1192, 1214 (1979), aff’d in pertinent part by an equally divided Court, 452 U. S. 713 (1981):

“We should not close our eyes to the fact that with increasing frequency in this jurisdiction and throughout the country plaintiffs are filing suits seeking damage awards against high government officials in their personal capacities based on alleged constitutional torts. Each such suit almost invariably results in these officials and their colleagues being subjected to extensive discovery into traditionally protected areas, such as their deliberations preparatory to the formulation of government policy and their intimate thought processes and communications at the presidential and cabinet levels. Such discover [sic] is wide-ranging, time-consuming, and not without considerable cost to the officials involved. It is not difficult for ingenious plaintiff’s counsel to create a material issue of fact on some element of the immunity defense where subtle questions of constitutional law and a decisionmaker’s mental processes are involved. A sentence from a casual document or a difference in recollection with regard to a particular policy conversation held long ago would usually, under the normal summary judgment standards, be sufficient [to force a trial]. . . . The effect of this development upon the willingness of individuals to serve their country is obvious.”

This case involves no issue concerning the elements of the immunity available to state officials sued for constitutional violations under 42 U. S. C. § 1983. We have found previously, however, that it would be “untenable to draw a distinction for purposes of immunity law between suits brought against state officials under § 1983 and suits brought directly under the Constitution against federal officials.” Butz v. Economou, 438 U. S., at 504.

Our decision in no way diminishes the absolute immunity currently available to officials whose ftmctions have been held to require a protection of this scope.

This case involves no claim that Congress has expressed its intent to impose “no fault” tort liability on high federal officials for violations of particular statutes or the Constitution.

As in Procunier v. Navarette, 434 U. S., at 565, we need not define here the circumstances under which “the state of the law” should be “evaluated by reference to the opinions of this Court, of the Courts of Appeals, or of the local District Court.”

Cf. Procunier v. Navarette, supra, at 565, quoting Wood v. Strickland, 420 U. S., at 322 ("Because they could not reasonably have been expected to be aware of a constitutional right that had not yet been declared, petitioners did not act with such disregard for the established law that their conduct ‘cannot reasonably be characterized as being in good faith”’).

We emphasize that our decision applies only to suits for civil damages arising from actions within the scope of an official’s duties and in “objective” good faith. We express no view as to the conditions in which injunc-tive or declaratory relief might be available.

In Butz, we admonished that “insubstantial” suits against high public officials should not be allowed to proceed to trial. 438 U. S., at 507. See Schuck, supra n. 22, at 324-327. We reiterate this admonition. Insub*820stantial lawsuits undermine the effectiveness of government as contemplated by our constitutional structure, and “firm application of the Federal Rules of Civil Procedure” is fully warranted in such cases. 438 U. S., at 508.

Petitioners also have urged us, prior to the remand, to rule on the legal sufficiency of respondent’s “implied” causes of action under 5 U. S. C. §7211 (1976 ed., Supp. IV) and 18 U. S. C. § 1505 and his Bivens claim under the First Amendment. We do not view petitioners’ argument on the statutory question as insubstantial. Cf. Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Curran, 456 U. S. 353, 377-378 (1982) (controlling question in implication of statutory causes of action is whether Congress affirmatively intended to create a damages remedy); Middlesex County Sewerage Auth. v. National Sea Clammers Assn., 453 U. S. 1 (1981) (same); Texas Industries, Inc. v. Radcliff Materials, Inc., 451 U. S. 630, 638-639 (1981) (same). Nor is the Bivens question. Cf. Bush v. Lucas, 647 F. 2d 573, 576 (CA5 1981) (holding that the “unique relationship between the Federal Government and its civil service employees is a special consideration which counsels hesitation in inferring a Bivens remedy”). As in Nixon v. Fitzgerald, ante, p. 731, however, we took jurisdiction of the case only to resolve the immunity question under the collateral order doctrine. We therefore think it appropriate to leave these questions for fuller consideration by the District Court and, if necessary, by the Court of Appeals.

Justice Brennan,

with whom Justice Marshall and Justice Blackmun join, concurring.

I agree with the substantive standard announced by the Court today, imposing liability when a public-official defend*821ant “knew or should have known” of the constitutionally vio-lative effect of his actions. Ante, at 815, 819. This standard would not allow the official who actually knows that he was violating the law to escape liability for his actions, even if he could not “reasonably have been expected” to know what he actually did know. Ante, at 819, n. 33. Thus the clever and unusually well-informed violator of constitutional rights will not evade just punishment for his crimes. I also agree that this standard applies “across the board,” to all “government officials performing discretionary functions.” Ante, at 818. I write separately only to note that given this standard, it seems inescapable to me that some measure of discovery may sometimes be required to determine exactly what a public-official defendant did “know” at the time of his actions. In this respect the issue before us is very similar to that addressed in Herbert v. Lando, 441 U. S. 153 (1979), in which the Court observed that “[t]o erect an impenetrable barrier to the plaintiff’s use of such evidence on his side of the case is a matter of some substance, particularly when defendants themselves are prone to assert their goo[d fjaith . . . .” Id., at 170. Of course, as the Court has already noted, ante, at 818-819, summary judgment will be readily available to public-official defendants whenever the state of the law was so ambiguous at the time of the alleged violation that it could not have been “known” then, and thus liability could not ensue. In my view, summary judgment will also be readily available whenever the plaintiff cannot prove, as a threshold matter, .that a violation of his constitutional rights actually occurred. I see no reason why discovery of defendants’ “knowledge” should not be deferred by the trial judge pending decision of any motion of defendants for summary judgment on grounds such as these. Cf. Herbert v. Lando, supra, at 180, n. 4 (Powell, J., concurring).

Justice Brennan,

Justice White, Justice Marshall, and Justice Blackmun, concurring.

We join the Court’s opinion but, having dissented in Nixon *822v. Fitzgerald, ante, p. 731, we disassociate ourselves from any implication in the Court’s opinion in the present case that Nixon v. Fitzgerald was correctly decided.

Justice Rehnquist,

concurring.

At such time as a majority of the Court is willing to reexamine our holding in Butz v. Economou, 438 U. S. 478 (1978), I shall join in that undertaking with alacrity. But until that time comes, I agree that the Court’s opinion in this case properly disposes of the issues presented, and I therefore join it.

Chief Justice Burger,

dissenting.

The Court today decides in Nixon v. Fitzgerald, ante, p. 731, what has been taken for granted for 190 years, that it is implicit in the Constitution that a President of the United States has absolute immunity from civil suits arising out of official acts as Chief Executive. I agree fully that absolute immunity for official acts of the President is, like executive privilege, “fundamental to the operation of Government and inextricably rooted in the separation of powers under the Constitution.” United States v. Nixon, 418 U. S. 683, 708 (1974).1

In this case the Court decides that senior aides of the President do not have derivative immunity from the President. I am at a loss, however, to reconcile this conclusion with our holding in Gravel v. United States, 408 U. S. 606 (1972). The Court reads Butz v. Economou, 438 U. S. 478 (1978), as resolving that question; I do not. Butz is clearly distinguishable.2

*823In Gravel we held that it is implicit in the Constitution that aides of Members of Congress have absolute immunity for acts performed for Members in relation to their legislative function. We viewed the aides’ immunity as deriving from the Speech or Debate Clause, which provides that “for any Speech or Debate in either House, [Senators and Representatives] shall not be questioned in any other Place.” Art. I, § 6, cl. 1 (emphasis added). Read literally, the Clause would, of course, limit absolute immunity only to the Member and only to speech and debate within the Chamber. But we have read much more into this plain language. The Clause says nothing about “legislative acts” outside the Chambers, but we concluded that the Constitution grants absolute immunity for legislative acts not only “in either House” but in committees and conferences and in reports on legislative activities.

Nor does the Clause mention immunity for congressional aides. Yet, going far beyond any words found in the Constitution itself, we held that a Member’s aides who implement policies and decisions of the Member are entitled to the same absolute immunity as a Member. It is hardly an overstatement to say that we thus avoided a “literalistic approach,” Gravel, supra, at 617, and instead looked to the structure of the Constitution and the evolution of the function of the Legislative Branch. In short, we drew this immunity for legislative aides from a functional analysis of the legislative process in the context of the Constitution taken as a whole and in light of 20th-century realities. Neither Presidents nor Members of Congress can, as they once did, perform all their constitutional duties personally.3

*824We very properly recognized in Gravel that the central purpose of a Member’s absolute immunity would be “diminished and frustrated” if the legislative aides were not also protected by the same broad immunity. Speaking for the Court in Gravel, Justice White agreed with the Court of Appeals that

“it is literally impossible, in view of the complexities of the modem legislative process, with Congress almost constantly in session and matters of legislative concern constantly proliferating, for Members of Congress to perform their legislative tasks without the help of aides and assistants; that the day-to-day work of such aides is so critical to the Members’ performance that they must be treated as the latter’s alter egos; and that if they are not so recognized, the central role of the Speech or Debate Clause — to prevent intimidation of legislators by the Executive and accountability before a possibly hostile judiciary . . . —will inevitably be diminished and frustrated.” 408 U. S., at 616-617 (emphasis added).

I joined in that analysis and continue to agree with it, for without absolute immunity for these “elbow aides,” who are indeed “alter egos,” a Member could not effectively discharge all of the assigned constitutional functions of a modem legislator.

The Court has made this reality a matter of our constitutional jurisprudence. How can we conceivably hold that a President of the United States, who represents a vastly larger constituency than does any. Member of Congress, should not have “alter egos” with comparable immunity? To perform the constitutional duties assigned to the Executive would be “literally impossible, in view of the complexities of the modem [Executive] process, . . . without the help of *825aides and assistants.”4 Id., at 616. These words reflect the precise analysis of Gravel, and this analysis applies with at least as much force to a President. The primary layer of senior aides of a President — like a Senator’s “alter egos” — are literally at a President’s elbow, with offices a few feet or at most a few hundred feet from his own desk. The President, like a Member of Congress, may see those personal aides many times in one day. They are indeed the President’s “arms” and “fingers” to aid in performing his constitutional duty to see “that the laws [are] faithfully executed.” Like a Member of Congress, but on a vastly greater scale, the President cannot personally implement a fraction of his own policies and day-to-day decisions.5

For some inexplicable reason the Court declines to recognize the realities in the workings of the Office of a President, despite the Court’s cogent recognition in Gravel concerning the realities of the workings of 20th-century Members of Congress. Absent equal protection for a President’s aides, how will Presidents be free from the risks of “intimidation ... by [Congress] and accountability before a possibly hostile *826judiciary?” Gravel, 408 U. S., at 617. Under today’s holding in this case the functioning of the Presidency will inevitably be “diminished and frustrated.” Ibid.

Precisely the same public policy considerations on which the Court now relies in Nixon v. Fitzgerald, and that we relied on only recently in Gravel, are fully applicable to senior Presidential aides. The Court’s opinion in Nixon v. Fitzgerald correctly points out that if a President were subject to suit, awareness of personal vulnerability to suit “frequently could distract a President from his public duties, to the detriment of not only the President and his office but also the Nation that the Presidency was designed to serve.” Ante, at 753. This same negative incentive will permeate the inner workings of the Office of the President if the Chief Executive’s “alter egos” are not protected derivatively from the immunity of the President. In addition, exposure to civil liability for official acts will result in constant judicial questioning, through judicial proceedings and pretrial discovery, into the inner workings of the Presidential Office beyond that necessary to maintain the traditional checks and balances of our constitutional structure.6

I challenge the Court and the dissenters in Nixon v. Fitzgerald who join in the instant holding to say that the effectiveness of Presidential aides will not “inevitably be diminished and frustrated,” Gravel, supra, at 617, if they must weigh every act and decision in relation to the risks of future *827lawsuits. The Gravel Court took note of the burdens on congressional aides: the stress of long hours, heavy responsibilities, constant exposure to harassment of the political arena. Is the Court suggesting the stresses are less for Presidential aides? By construing the Constitution to give only qualified immunity to senior Presidential aides we give those key “alter egos” only lawsuits, winnable lawsuits perhaps, but lawsuits nonetheless, with stress and effort that will disperse and drain their energies and their purses.7

In this Court we witness the new filing of as many as 100 cases a week, many utterly frivolous and even bizarre. Yet the defending party in many of these cases may have spent or become liable for thousands of dollars in litigation expense. Hundreds of thousands of other cases are disposed of without reaching this Court. When we see the myriad irresponsible and frivolous cases regularly filed in American courts, the magnitude of the potential risks attending acceptance of public office emerges. Those potential risks inevitably will be a factor in discouraging able men and women from entering public service.

We — judges collectively — have held that the common law provides us with absolute immunity for ourselves with respect to judicial acts, however erroneous or ill-advised. See, e. g., Stump v. Sparkman, 435 U. S. 349 (1978). Are the lowest ranking of 27,000 or more judges, thousands of prosecutors, and thousands of congressional aides — an aggregate *828of not less than 75,000 in all — entitled to greater protection than two senior aides of a President?

Butz v. Economou, 438 U. S. 478 (1978), does not dictate that senior Presidential aides be given only qualified immunity. Butz held only that a Cabinet officer exercising discretion was not entitled to absolute immunity; we need not abandon that holding. A senior Presidential aide works more intimately with the President on a daily basis than does a Cabinet officer, directly implementing Presidential decisions literally from hour to hour.

In his dissent today in Nixon v. Fitzgerald, Justice White states that the “Court now applies the dissenting view in Butz to the Office of the President.” Ante, at 764. However, this suggests that a President and his Cabinet officers, who serve only “during the pleasure of the President,” are on the same plane constitutionally. It wholly fails to distinguish the role of a President or his “elbow aides” from the role of Cabinet officers, who are department heads rather than “alter egos.” It would be in no sense inconsistent to hold that a President’s personal aides have greater immunity than Cabinet officers.

The Court’s analysis in Gravel demonstrates that the question of derivative immunity does not and should not depend on a person’s rank or position in the hierarchy, but on the function performed by the person and the relationship of that person to the superior. Cabinet officers clearly outrank United States Attorneys, yet qualified immunity is accorded the former and absolute immunity the latter; rank is important only to the extent that the rank determines the function to be performed. The function of senior Presidential aides, as the “alter egos” of the President, is an integral, inseparable part of the function of the President.8 Justice White *829was clearly correct in Gravel, stating that Members of Congress could not “perform their legislative tasks without the help of aides and assistants; [and] that the day-to-day work of such aides is so critical to the Members’ performance that they must be treated as the latter’s alter egos . . . 408 U. S., at 616-617.

By ignoring Gravel and engaging in a wooden application of Butz, the Court significantly undermines the functioning of the Office of the President. Under the Court’s opinion in Nixon today it is clear that Presidential immunity derives from the Constitution as much as congressional immunity comes from that source. Can there rationally be one rule for congressional aides and another for Presidential aides simply because the initial absolute immunity of each derives from different aspects of the Constitution? I find it inexplicable why the Court makes no effort to demonstrate why the Chief Executive of the Nation should not be assured that senior staff aides will have the same protection as the aides of Members of the House and Senate.

As I noted in Nixon v. Fitzgerald, Presidential immunity for official acts while in office has never been seriously questioned until very recently. See ante, at 758, n. 1 (Burger, C. J., concurring).

If indeed there is an irreconcilable conflict between Gravel and Butz, *823the Court has an obligation to try to harmonize its holdings — or at least tender a reasonable explanation. The Court has done neither.

A Senator’s allotment for staff varies significantly, but can range from as few as 17 to over 70 persons, in addition to committee staff aides who perform important legislative functions for Members. S. Doe. No. 97-19, pp. 27-106 (1981). House Members have roughly 18 to 26 assistants at any *824one time, in addition to committee staff aides. H. R. Doc. No. 97-113, pp. 28-174 (1981).

In the early years of the Republic, Members of Congress and Presidents performed their duties without staffs of aides and assistants. Washington and Jefferson spent much of their time on their plantations. Congress did not even appropriate funds for a Presidential clerk until 1857. Lincoln opened his own mail, Cleveland answered the phone at the White House, and Wilson regularly typed his own speeches. S. Wayne, The Legislative Presidency 30 (1978). Whatever may have been the situation beginning under Washington, Adams, and Jefferson, we know today that the Presidency functions with a staff that exercises a wide spectrum of authority and discretion and directly assists the President in carrying out constitutional duties.

Justice White’s dissent in Nixon v. Fitzgerald today expresses great concern that a President may “cause serious injury to any number of citizens even though he knows his conduct violates a statute . . . .” Ante, at 764. What the dissent wholly overlooks, however, is the plain fact that the absolute immunity does not protect a President for acts outside the constitutional function of a President.

The same remedies for checks on Presidential abuse also will check abuses by the comparatively small group of senior aides who act as “alter egos” of the President. The aides serve at the pleasure of the President and thus may be removed by the President. Congressional and public scrutiny maintain a constant and pervasive check on abuses, and such aides may be prosecuted criminally. See Nixon, ante, at 757. However, a criminal prosecution cannot be commenced absent careful consideration by a grand jury at the request of a prosecutor; the same check is not present with respect to the commencement of civil suits in which advocates are subject to no realistic accountability.

The Executive Branch may as a matter of grace supply some legal assistance. The Department of Justice has a longstanding policy of representing federal officers in civil suits involving conduct performed within the scope of their employment. In addition, the Department provides for retention of private legal counsel when necessary. See Senate Subcommittee on Administrative Practice and Procedure of the Committee on the Judiciary, Justice Department Retention of Private Legal Counsel to Represent Federal Employees in Civil Lawsuits, 95th Cong., 2d Sess. (Comm. Print 1978). The Congress frequently pays the expenses of defending its Members even as to acts wholly outside the legislative function.

This Court had no trouble reconciling Gravel with Kilbourn v. Thompson, 103 U. S. 168 (1881). In Kilboum the Sergeant-at-Arms of the House of Representatives was held not to share the absolute immunity enjoyed by the Members of Congress who ordered that officer to act.

2.4.3.13 Anderson v. Creighton 2.4.3.13 Anderson v. Creighton

ANDERSON v. CREIGHTON et al.

No. 85-1520.

Argued February 23, 1987

Decided June 25, 1987

*636 Scalia, J., delivered the opinion of the Court, in which Rehnquist, C. J., and White, Blackmun, Powell, and O’Connor, JJ., joined. Stevens, J., filed a dissenting opinion, in which Brennan and Marshall, JJ., joined, p. 647.

Andrew J. Pincus argued the cause for petitioner. With him on the briefs were Solicitor General Fried, Assistant Attorney General Willard, Deputy Solicitor General Ayer, Barbara L. Herwig, and Richard A. Olderman.

John P. Sheehy argued the cause pro hac vice for respondents. With him on the brief was Ronald I. Meshbesher *

*

David Rudovsky, Jack D. Novik, and Michael Avery filed a brief for the American Civil Liberties Union as amicus curiae urging affirmance.

Justice Scalia

delivered the opinion of the Court.

The question presented is whether a federal law enforcement officer who participates in a search that violates the Fourth Amendment may be held personally liable for money *637damages if a reasonable officer could have believed that the search comported with the Fourth Amendment.

I

Petitioner Russell Anderson is an agent of the Federal Bureau of Investigation. On November 11, 1983, Anderson and other state and federal law enforcement officers conducted a warrantless search of the home of respondents, the Creighton family. The search was conducted because Anderson believed that Vadaain Dixon, a man suspected of a bank robbery committed earlier that day, might be found there. He was not.

The Creightons later filed suit against Anderson in a Minnesota state court, asserting among other things a claim for money damages under the Fourth Amendment, see Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971).1 After removing the suit to Federal District Court, Anderson filed a motion to dismiss or for summary judgment, arguing that the Bivens claim was barred by Anderson’s qualified immunity from civil damages liability. See Harlow v. Fitzgerald, 457 U. S. 800 (1982). Before any discovery took place, the District Court granted summary judgment on the ground that the search was lawful, holding that the undisputed facts revealed that Anderson had had probable cause to search the Creighton’s home and that his failure to obtain a warrant was justified by the presence of exigent circumstances. App. to Pet. for Cert. 23a-25a.

The Creightons appealed to the Court of Appeals for the Eighth Circuit, which reversed. Creighton v. St. Paul, 766 F. 2d 1269 (1985). The Court of Appeals held that the issue of the lawfulness of the search could not properly be decided on summary judgment, because unresolved factual disputes *638made it impossible to determine as a matter of law that the warrantless search had been supported by probable cause and exigent circumstances. Id., at 1272-1276. The Court of Appeals also held that Anderson was not entitled to summary judgment on qualified immunity grounds, since the right Anderson was alleged to have violated — the right of persons to be protected from warrantless searches of their home unless the searching officers have probable cause and there are exigent circumstances — was clearly established. Ibid.

Anderson filed a petition for certiorari, arguing that the Court of Appeals erred by refusing to consider his argument that he was entitled to summary judgment on qualified immunity grounds if he could establish as a matter of law that a reasonable officer could have believed the search to be lawful. We granted the petition, 478 U. S. 1003 (1986), to consider that important question.

II

When government officials abuse their offices, “action[s] for damages may offer the only realistic avenue for vindication of constitutional guarantees.” Harlow v. Fitzgerald, 457 U. S., at 814. On the other hand, permitting damages suits against government officials can entail substantial social costs, including the risk that fear of personal monetary liability and harassing litigation will unduly inhibit officials in the discharge of their duties. Ibid. Our cases have accommodated these conflicting concerns by generally providing government officials performing discretionary functions with a qualified immunity, shielding them from civil damages liability as long as their actions could reasonably have been thought consistent with the rights they are alleged to have violated. See, e. g., Malley v. Briggs, 475 U. S. 335, 341 (1986) (qualified immunity protects “all but the plainly incompetent or those who knowingly violate the law”); id., at 344-345 (police officers applying for warrants are immune if a *639reasonable officer could have believed that there was probable cause to support the application); Mitchell v. Forsyth, 472 U. S. 511, 528 (1985) (officials are immune unless “the law clearly proscribed the actions” they took); Davis v. Scherer, 468 U. S. 183, 191 (1984); id., at 198 (Brennan, J., concurring in part and dissenting in part); Harlow v. Fitzgerald, supra, at 819. Cf., e. g., Procunier v. Navarette, 434 U. S. 555, 562 (1978). Somewhat more concretely, whether an official protected by qualified immunity may be held personally liable for an allegedly unlawful official action generally turns on the “objective legal reasonableness” of the action, Harlow, 457 U. S., at 819, assessed in light of the legal rules that were “clearly established” at the time it was taken, id., at 818.

The operation of this standard, however, depends substantially upon the level of generality at which the relevant “legal rule” is to be identified. For example, the right to due process of law is quite clearly established by the Due Process Clause, and thus there is a sense in which any action that violates that Clause (no matter how unclear it may be that the particular action is a violation) violates a clearly established right. Much the same could be said of any other constitutional or statutory violation. But if the test of “clearly established law” were to be applied at this level of generality, it would bear no relationship to the “objective legal reasonableness” that is the touchstone of Harlow. Plaintiffs would be able to convert the rule of qualified immunity that our cases plainly establish into a rule of virtually unqualified liability simply by alleging violation of extremely abstract rights. Harlow would be transformed from a guarantee of immunity into a rule of pleading. Such an approach, in sum, would destroy “the balance that our cases strike between the interests in vindication of citizens’ constitutional rights and in public officials’ effective performance of their.duties,” by making it impossible for officials “reasonably [to] anticipate when their conduct may give rise to liability for damages.” Davis, *640swpra at 195.2 It should not be surprising, therefore, that our cases establish that the right the official is alleged to have violated must have been “clearly established” in a more particularized, and hence more relevant, sense: The contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right. This is not to say that an official action is protected by qualified immunity unless the very action in question has previously been held unlawful, see Mitchell, supra, at 535, n. 12; but it is to say that in the light of pre-existing law the unlawfulness must be apparent. See, e. g., Malley, supra, at 344-345; Mitchell, supra, at 528; Davis, supra, at 191, 195.

Anderson contends that the Court of Appeals misapplied these principles. We agree. The Court of Appeals’ brief discussion of qualified immunity consisted of little more than an assertion that a general right Anderson was alleged to have violated — the right to be free from warrantless searches of one’s home unless the searching officers have probable cause and there are exigent circumstances — was clearly established. The Court of Appeals specifically refused to consider the argument that it was not clearly established that the circumstances with which Anderson was confronted did *641not constitute probable cause and exigent circumstances. The previous discussion should make clear that this refusal was erroneous. It simply does not follow immediately from the conclusion that it was firmly established that warrantless searches not supported by probable cause and exigent circumstances violate the Fourth Amendment that Anderson’s search was objectively legally unreasonable. We have recognized that it is inevitable that law enforcement officials will in some cases reasonably but mistakenly conclude that probable cause is present, and we have indicated that in such cases those officials — like other officials who act in ways they reasonably believe to be lawful — should not be held personally liable. See Malley, supra, at 344-345. The same is true of their conclusions regarding exigent circumstances.

It follows from what we have said that the determination whether it was objectively legally reasonable to conclude that a given search was supported by probable cause or exigent circumstances will often require examination of the information possessed by the searching officials. But contrary to the Creightons’ assertion, this does not reintroduce into qualified immunity analysis the inquiry into officials’ subjective intent that Harlow sought to minimize. See Harlow, 457 U. S., at 815-820. The relevant question in this case, for example, is the objective (albeit fact-specific) question whether a reasonable officer could have believed Anderson’s warrantless search to be lawful, in light of clearly established law and the information the searching officers possessed. Anderson’s subjective beliefs about the search are irrelevant.

The principles of qualified immunity that we reaffirm today require that Anderson be permitted to argue that he is entitled to summary judgment on the ground that, in light of the clearly established principles governing warrantless searches, he could, as a matter of law, reasonably have believed that the search of the Creightons’ home was lawful.3

*642Ill

In addition to relying on the reasoning of the Court of Appeals, the Creightons advance three alternative grounds for affirmance. All of these take the same form, i. e., that even if Anderson is entitled to qualified immunity under the usual principles of qualified immunity law we have just described, an exception should be made to those principles in the circumstances of this case. We note at the outset the heavy burden this argument must sustain to be successful. We have emphasized that the doctrine of qualified immunity reflects a balance that has been struck “across the board,” Harlow, supra, at 821 (Brennan, J., concurring). See also Malley, 475 U. S., at 340 (“ ‘For executive officers in general, . . . qualified immunity represents the norm’ ” (quoting Harlow, supra, at 807)).4 Although we have in narrow circumstances provided officials with an absolute immunity, see, *643e. g., Nixon v. Fitzgerald, 457 U. S. 731 (1982), we have been unwilling to complicate qualified immunity analysis by making the scope or extent of immunity turn on the precise nature of various officials’ duties or the precise character of the particular rights alleged to have been violated. An immunity that has as many variants as there are modes of official action and types of rights would not give conscientious officials that assurance of protection that it is the object of the doctrine to provide. With that observation in mind, we turn to the particular arguments advanced by the Creightons.

First, and most broadly, the Creightons argue that it is inappropriate to give officials alleged to have violated the Fourth Amendment — and thus necessarily to have unreasonably searched or seized — the protection of a qualified immunity intended only to protect reasonable official action. It is not possible, that is, to say that one “reasonably” acted unreasonably. The short answer to this argument is that it is foreclosed by the fact that we have previously extended qualified immunity to officials who were alleged to have violated the Fourth Amendment. See Malley, supra (police officers alleged to have caused an unconstitutional arrest); Mitchell v. Forsyth, 472 U. S. 511 (1985) (officials alleged to have conducted warrantless wiretaps). Even if that were not so, however, we would still find the argument unpersuasive. Its surface appeal is attributable to the circumstance that the Fourth Amendment’s guarantees have been expressed in terms of “unreasonable” searches and seizures. Had an equally serviceable term, such as “undue” searches and seizures been employed, what might be termed the “reasonably unreasonable” argument against application of Harlow to the Fourth Amendment would not be available — just as it would be available against application of Harlow to the Fifth Amendment if the term “reasonable process of law” had been employed there. The fact is that, regardless of the terminology used, the precise content of most of the Constitution’s *644civil-liberties guarantees rests upon an assessment of what accommodation between governmental need and individual freedom is reasonable, so that the Creightons’ objection, if it has any substance, applies to the application of Harlow generally. We have frequently observed, and our many cases on the point amply demonstrate, the difficulty of determining whether particular searches or seizures comport with the Fourth Amendment. See, e. g., Malley, supra, at 341. Law enforcement officers whose judgments in making these difficult determinations are objectively legally reasonable should no more be held personally liable in damages than should officials making analogous determinations in other areas of law.

For the same reasons, we also reject the Creightons’ narrower suggestion that we overrule Mitchell, supra (extending qualified immunity to officials who conducted warrantless wiretaps), by holding that qualified immunity may never be extended to officials who conduct unlawful warrant-less searches.

Finally, we reject the Creightons’ narrowest and most Procrustean proposal: that no immunity should be provided to police officers who conduct unlawful warrantless searches of innocent third parties’ homes in search of fugitives. They rest this proposal on the assertion that officers conducting such searches were strictly liable at English common law if the fugitive was not present. See, e. g., Entick v. Carrington, 19 How. St. Tr. 1029, 95 Eng. Rep. 807 (K. B. 1765). Although it is true that we have observed that our determinations as to the scope of official immunity are made in the light of the “common-law tradition,”5 Malley, supra, at 342, *645we have never suggested that the precise contours of official immunity can and should be slavishly derived from the often arcane rules of the common law. That notion is plainly contradicted by Harlow, where the Court completely reformulated qualified immunity along principles not at all embodied in the common law, replacing the inquiry into subjective malice so frequently required at common law with an objective inquiry into the legal reasonableness of the official action. See Harlow, 457 U. S., at 815-820. As we noted before, Harlow clearly expressed the understanding that the general principle of qualified immunity it established would be applied “across the board.”

The approach suggested by the Creightons would introduce into qualified immunity analysis a complexity rivaling that which we found sufficiently daunting to deter us from tailoring the doctrine to the nature of officials’ duties or of the rights allegedly violated. See supra, at 642-643. Just in the field of unlawful arrests, for example, a cursory examination of the Restatement (Second) of Torts (1965) suggests that special exceptions from the general rule of qualified immunity would have to be made for arrests pursuant to a warrant but outside the jurisdiction of the issuing authority, §§ 122, 129(a), arrests after the warrant had lapsed, §§ 122, 130(a), and arrests without a warrant, § 121. Both the complexity and the unsuitability of this approach are betrayed by the fact that the Creightons’ proposal itself does not actually apply the musty rule that is purportedly its justification but instead suggests an exception to qualified immunity for all fugitive searches of third parties’ dwellings, and not merely (as the English rule appears to have provided) for all unsuccessful fugitive searches of third parties’ dwellings. Moreover, from the sources cited by the Creightons it appears to have been a corollary of the English rule that where the search was successful, no civil action would lie, whether or not probable cause for the search existed. That also is (quite pru*646dently but quite illogically) not urged upon us in the Creightons’ selective use of the common law.

The general rule of qualified immunity is intended to provide government officials with the ability “reasonably [to] anticipate when their conduct may give rise to liability for damages.” Davis, 468 U. S., at 195. Where that rule is applicable, officials can know that they will not be held personally liable as long as their actions are reasonable in light of current American law. That security would be utterly defeated if officials were unable to determine whether they were protected by the rule without entangling themselves in the vagaries of the English and American common law. We are unwilling to Balkanize the rule of qualified immunity by carving exceptions at the level of detail the Creightons propose. We therefore decline to make an exception to the general rule of qualified immunity for cases involving allegedly unlawful warrantless searches of innocent third parties’ homes in search of fugitives.

For the reasons stated, we vacate the judgment of the Court of Appeals and remand the case for further proceedings consistent with this opinion.6

It is so ordered.

The Creightons also named other defendants and advanced various other claims against both Anderson and the other defendants. Only the Bivens claim against Anderson remains at issue in this case, however.

The dissent, which seemingly would adopt this approach, seeks to avoid the unqualified liability that would follow by advancing the suggestion that officials generally (though not law enforcement officials, see post, at 654, 661-662, and officials accused of violating the Fourth Amendment, see post, at 659-667) be permitted to raise a defense of reasonable good faith, which apparently could be asserted and proved only at trial. See post, at 653. But even when so modified (and even for the fortunate officials to whom the modification applies) the approach would totally abandon the concern — which was the driving force behind Harlow’s substantial reformulation of qualified-immunity principles — that “insubstantial claims” against government officials be resolved prior to discovery and on summary judgment if possible. Harlow, 457 U. S., at 818-819. A passably clever plaintiff would always be able to identify an abstract clearly established right that the defendant could be alleged to have violated, and the good-faith defense envisioned by the dissent would be available only at trial.

The Creightons argue that the qualified immunity doctrine need not be expanded to apply to the circumstances of this case, because the Federal *642Government and various state governments have established programs through which they reimburse officials for expenses and liability incurred in suits challenging actions they have taken in their official capacities. Because our holding today does not extend official qualified immunity beyond the bounds articulated in Harlow and our subsequent cases, an argument as to why we should not do so is beside the point. Moreover, even assuming that conscientious officials care only about their personal liability and not the liability of the government they serve, the Creightons do not and could not reasonably contend that the programs to which they refer make reimbursement sufficiently certain and generally available to justify reconsideration of the balance struck in Harlow and subsequent cases. See 28 CFR § 50.15(c) (1987) (permitting reimbursement of Department of Justice employees when the Attorney General finds reimbursement appropriate); 5 F. Harper, F. James, & O. Gray, Law of Torts § 29.9, n. 20 (2d ed. 1986) (listing various state programs).

These decisions demonstrate the emptiness of the dissent’s assertion that “[tjoday this Court makes the fundamental error of simply assuming that Harlow immunity is just as appropriate for federal law enforcement officers ... as it is for high government officials.” Post, at 654 (footnote omitted). Just last Term the Court unanimously held that state and federal law enforcement officers were protected by the qualified immunity described in Harlow. Malley v. Briggs, 475 U. S. 335 (1986). We see no reason to overrule that holding.

Of course, it is the American rather than the English common-law tradition that is relevant, cf. Malley, supra, at 340-342; and the American rule appears to have been considerably less draconian than the English. See Restatement (Second) of Torts §§ 204, 206 (1965) (officers with an arrest warrant are privileged to enter a third party’s house to effect arrest if they reasonably believe the fugitive to be there).

Noting that no discovery has yet taken place, the Creightons renew their argument that, whatever the appropriate qualified immunity standard, some discovery would be required before Anderson’s summary judgment motion could be granted. We think the matter somewhat more complicated. One of the purposes of the Harlow qualified immunity standard is to protect public officials from the “broad-ranging discovery” that can be “peculiarly disruptive of effective government.” 457 U. S., at 817 (footnote omitted). For this reason, we have emphasized that qualified immunity questions should be resolved at the earliest possible stage of a litigation. Id., at 818. See also Mitchell v. Forsyth, 472 U. S. 511, 526 (1986). Thus, on remand, it should first be determined whether the actions the Creightons allege Anderson to have taken are actions that a reasonable officer could have believed lawful. If they are, then Anderson is entitled to dismissal prior to discovery. Cf. ibid. If they are not, and if the actions Anderson claims he took are different from those the Creightons allege (and are actions that a reasonable officer could have believed lawful), *647then discovery may be necessary before Anderson’s motion for summary judgment on qualified immunity grounds can be resolved. Of course, any such discovery should be tailored specifically to the question of Anderson’s qualified immunity.

*647Justice Stevens,

with whom

Justice Brennan and Justice Marshall join, dissenting.

This case is beguiling in its apparent simplicity. The Court accordingly represents its task as the clarification of the settled principles of qualified immunity that apply in damages suits brought against federal officials. Its opinion, however, announces a new rule of law that protects federal agents who make forcible nighttime entries into the homes of innocent citizens without probable cause, without a warrant, and without any valid emergency justification for their warrantless search. The Court stunningly restricts the constitutional accountability of the police by creating a false dichotomy between police entitlement to summary judgment on immunity grounds and damages liability for every police misstep, by responding to this dichotomy with an uncritical application of the precedents of qualified immunity that we have developed for a quite different group of high public office holders, and by displaying remarkably little fidelity to the countervailing principles of individual liberty and privacy that infuse the Fourth Amendment.1 Before I turn to the Court’s opinion, it is appropriate to identify the issue confronted by the Court of Appeals. It is now apparent that it was correct in vacating the District Court’s award of summary judgment'to petitioner in advance of discovery.

I

The Court of Appeals understood the principle of qualified immunity as implemented in Harlow v. Fitzgerald, 457 U. S. *648800 (1982), to shield government officials performing discretionary functions from exposure to damages liability unless their conduct violated clearly established statutory or constitutional rights of which a reasonable person would have known. Applying this principle, the Court of Appeals held that respondents’ Fourth Amendment rights and the “exigent circumstances” doctrine were “clearly established” at the time of the search. Creighton v. St. Paul, 766 F. 2d 1269, 1277 (CA8 1985). Moreover, apparently referring to the “extraordinary circumstances” defense left open in Harlow for a defendant who “can prove that he neither knew nor should have known of the relevant legal standard,” 457 U. S., at 819, the Court determined that petitioner could not reasonably have been unaware of these clearly established principles of law. Thus, in reviewing the Court of Appeals’ judgment rejecting petitioner Anderson’s claim to immunity, the first question to be decided is whether Harlow v. Fitzgerald requires immunity for a federal law enforcement agent who advances the fact-specific claim that a reasonable person in his position could have believed that his particular conduct would not violate rights that he concedes are clearly established. A negative answer to that question is required, both because Harlow provides an inappropriate measure of immunity when police acts that violate the Fourth Amendment are challenged, and also because petitioner cannot make the showing required for Harlow immunity. Second, apart from the particular requirements of the Harlow doctrine, a full review of the Court of Appeals’ judgment raises the question whether this Court should approve a double standard of reasonableness — the constitutional standard already embodied in the Fourth Amendment and an even more generous standard that protects any officer who reasonably could have believed that his conduct was constitutionally reasonable. Because a careful analysis of the Harlow-related set of questions will be helpful in assessing the Court’s continuing embrace of a double standard of reasonableness, I begin with *649a discussion of petitioner’s claim of entitlement to Harlow immunity.

II

Accepting for the moment the Court’s double standard of reasonableness, I would affirm the judgment of the Court of Appeals because it correctly concluded that petitioner has not satisfied the Harlow standard for immunity. The inquiry upon which the immunity determination hinges in this case illustrates an important limitation on the reach of the Court’s opinion in Harlow. The defendants’ claims to immunity at the summary judgment stage in Harlow and in Mitchell v. Forsyth, 472 U. S. 511 (1985), were bolstered by two policy concerns that are attenuated in suits against law enforcement agents in the field based on the Fourth Amendment. One was the substantial public interest in allowing government officials to devote their time and energy to the press of public business without the burden and distractions that invariably accompany the defense of a lawsuit. Harlow, 457 U. S., at 816-817; Mitchell, 472 U. S., at 524. The second underpinning of Harlow was the special unfairness associated with charging government officials with knowledge of a rule of law that had not yet been clearly recognized. Harlow, 457 U. S., at 818; Mitchell, 472 U. S., at 535.2 Thus, if the *650plaintiff’s claim was predicated on a principle of law that was not clearly established at the time of the alleged wrong, both of those concerns would favor a determination of immunity not only in advance of trial, but of equal importance, before the time-consuming pretrial discovery process commenced. Concern for the depletion and diversion of public officials’ energies led the Court in Harlow to abolish the doctrine that an official would be deprived of immunity on summary judgment if the plaintiff alleged that the official had acted with malicious intent to deprive his constitutional rights. See, e. g., Wood v. Strickland, 420 U. S. 308, 322 (1975).

The Court’s decision today, however, fails to recognize that Harlow’s removal of one arrow from the plaintiff’s arsenal at *651the summary judgment stage did not also preclude the official from advancing a good-faith reasonableness claim at trial if the character of his conduct as established by the evidence warranted this strategy. The rule of the Harlow case, in contrast, focuses on the character of the plaintiff’s legal claim and, when properly invoked, protects the government executive from spending his time in depositions, document review, and conferences about litigation strategy. Consistently with this overriding concern to avoid “the litigation of the subjective good faith of government officials,” 457 U. S., at 816, Harlow does not allow discovery until the issue whether the official’s alleged conduct violated a clearly established constitutional right has been determined on a motion for summary judgment. Id., at 818. Harlow implicitly assumed that many immunity issues could be determined as a matter of law before the parties had exchanged depositions, answers to interrogatories, and admissions.3

The considerations underlying the formulation of the immunity rule in Harloiu for Executive Branch officials, however, are quite distinct from those that led the Court to its prior recognition of immunity for federal law enforcement officials in suits against them founded on the Constitution. This observation is hardly surprising, for the question of immunity only acquires importance once a cause of action is created; the “practical consequences of a holding that no remedy has been authorized against a public official are essentially the same as those flowing from a conclusion that the official has absolute immunity.” Mitchell v. Forsyth, 472 U. S., at 538 (Stevens, J., concurring in judgment). Probing the *652question of immunity raised in this case therefore must begin, not with a rote recitation of the Harlow standard, but with an examination of the cause of action that brought the immunity question .now before us into play in the first instance.

As every student of federal jurisdiction quickly learns, the Court in Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388, 397 (1971), held that Bivens had a cause of action against federal agents “to recover money damages for any injuries he has suffered as a result of the agents’ violation of the [Fourth] Amendment.” In addition to finding that no cause of action was available, the District Court in that case had relied on the alternative holding that respondents were immune from liability because of their official position. Because the Court of Appeals for the Second Circuit had not passed on this immunity ruling, we did not consider it. Id., at 397-398. On remand, in Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics, 456 F. 2d 1339, 1348 (1972), the Court of Appeals articulated a dual standard of reasonableness. As an initial matter, the Court rejected the agents’ claim under Barr v. Matteo, 360 U. S. 564 (1959), which had recognized immunity for an official who performs “discretionary acts at those levels of government where the concept of duty encompasses the sound exercise of discretionary authority.” Id., at 575. The Second Circuit wisely noted that it “would be a sorry state of affairs if an officer had the ‘discretion’ to enter a dwelling at 6:30 A.M., without a warrant or probable cause . . . .” 456 F. 2d, at 1346. That court nevertheless recognized the need to balance protection of the police from “the demands of every person who manages to escape from the toils of the criminal law” against the “right of citizens to be free from unlawful arrests and searches.” Id., at 1347. According to the Second Circuit, the officer “must not be held to act at his peril”; to obtain immunity he “need not allege and prove probable cause in the constitutional sense.” Id., at 1348. Instead, an agent *653should prevail if he could prove “not only that he believed, in good faith, that his conduct was lawful, but also that his belief was reasonable.” Ibid. Thus, an affirmative defense of reasonable good faith was available at trial4 In contrast, an immunity claim of the Harlow type5 that would foreclose any trial at all was not available and, in my view, was not appropriate. The strength of the reasonable good-faith defense in any specific case would, of course, vary with the trial evidence about the facts upon which the officer had relied when he made the challenged search or arrest.6

As the Court of Appeals recognized, assuring police officers the discretion to act in illegal ways would not be advan*654tageous to society. While executives such as the Attorney General of the United States or a senior assistant to the President of the United States must have the latitude to take action in legally uncharted areas without constant exposure to damages suits, and are therefore entitled to a rule of qualified immunity from many pretrial and trial proceedings, quite different considerations led the Second Circuit to recognize the affirmative defense of reasonable good faith in the Bivens case. Today this Court nevertheless makes the fundamental error of simply assuming that Harlow immunity is just as appropriate for federal law enforcement officers such as petitioner7 as it is for high government officials.8 The doctrinal reach and precedential sweep of this moment of forgetfulness are multiplied because of the interchangeability of immunity precedents between § 1983 suits against state officials and Bivens actions against federal officials. Moreover, for the moment restricting my criticism of the Court’s analysis to the four corners of the Harlow framework, the Court errs by treating a denial of immunity for failure to satisfy the Harlow *655standard as necessarily tantamount to a ruling that the defendants are exposed to damages liability for their every violation of the Fourth Amendment.9 Such a denial would not necessarily foreclose an affirmative defense based on the Second Circuit’s thesis in Bivens that an officer may not be liable if his conduct complied with a lesser standard of reasonableness than the constitutional standard which it violated. The Court’s failure to recognize that federal agents may retain a partial shield from damages liability, although not necessarily from pretrial and trial proceedings, leads it to the erroneous conclusion that petitioner must have Harlow immunity or else none at all save the Fourth Amendment itself.10

In Part III, I explain why the latter alternative is appropriate. For now, I assert the more limited proposition that the Court of Appeals quite correctly rejected Anderson’s claim that he is entitled to immunity under Harlow. Harlow does not speak to the extent, if any, of an official’s insulation from monetary liability when the official concedes that the constitutional right he is charged with violating was deeply etched in our jurisprudence, but argues that he reasonably believed that his particular actions comported with the constitutional command. In this case the District Judge granted Anderson’s motion for summary judgment because she was convinced that the agent had probable cause to enter the Creightons’ home and that the absence of a search warrant was justified by exigent circumstances. In other words, the *656District Judge concluded as a matter of law that there was no substantive constitutional violation. When respondents appealed, petitioner argued that even if the Constitution was violated, he was entitled to immunity because the law defining exigent circumstances was not clearly established when he searched the Creightons’ home.11 In setting aside the order granting summary judgment, the Court of Appeals concluded that many essential factual matters were sharply disputed and that if the Creightons’ version of the incident were accepted, there was neither probable cause nor an exigent-circumstances justification for the search. It was therefore necessary to try the case to find out whether the Fourth Amendment had been violated. Creighton v. St. Paul, 766 F. 2d, at 1277. The Court of Appeals’ conclusion that summary judgment on the probable-cause and exigent-circumstances issues was not appropriate in advance of discovery was unquestionably correct.

The Court of Appeals also was correct in rejecting petitioner’s argument based on the holding in Harlow that the qualified-immunity issue ought to be resolved on a motion for summary judgment before any discovery has taken place. 457 U. S., at 818-819.12 The Court of Appeals rejected this *657argument because it was convinced that the rule of law was clear. It also could have rejected the argument on an equally persuasive ground — namely, that the Harlow requirement concerning clearly established law applies to the rule on which the plaintiff relies, and that there was no doubt about the proposition that a warrantless entry into a home without probable cause is always unlawful.13 The court does not even reach the exigent-circumstances inquiry unless and until the defendant has shown probable cause and is trying to establish that the search was legal notwithstanding the failure of the police to obtain a warrant. Thus, if we assume that the Court of Appeals was correct in its conclusion that probable cause had not been established, it was also correct in rejecting petitioner’s claim to Harlow immunity, either because the exigent-circumstances exception to the warrant requirement was clearly established, or because a warrantless entry into a home without probable cause is always unlawful whether or not exigent circumstances are present.

In this Court, Anderson has not argued that any relevant rule of law — whether the probable-cause requirement *658or the exigent-circumstances exception to the warrant requirement — was not “clearly established” in November 1983. Rather, he argues that a competent officer might have concluded that the particular set of facts he faced did constitute “probable cause” and “exigent circumstances,” and that his own reasonable belief that the conduct engaged in was within the law suffices to establish immunity. But the factual predicate for Anderson’s argument is not found in the Creightons’ complaint, but rather in the affidavits that he has filed in support of his motion for summary judgment. Obviously, the respondents must be given an opportunity to have discovery to test the accuracy and completeness of the factual basis for the immunity claim. Neither this Court,14 nor petitioner,16 disagrees with this proposition. It is therefore pellucidly clear that the Court of Appeals was correct in its conclusion that the record before it did not support the summary judgment.

The Court’s decision today represents a departure from the view we expressed two years ago in Mitchell v. Forsyth, 472 U. S. 511 (1985). We held that petitioner was entitled to qualified immunity for authorizing an unconstitutional wiretap because it was not clearly established that warrantless domestic security wiretapping violated the Fourth Amendment. We added in a footnote:

“We do not intend to suggest that an official is always immune from liability or suit for a warrantless search merely because the warrant requirement has never explicitly been held to apply to a search conducted in identical circumstances. But in cases where there is a legitimate question whether an exception to the warrant requirement exists, it cannot be said that a warrantless search violates clearly established law.” Id., at 535, n. 12.

*659Of course, the probable-cause requirement for an officer who faces the situation petitioner did was clearly established. In addition, an officer’s belief that his particular warrantless search was justified (by exigent circumstances, in this case) is analytically no different from a situation in which the warrant requirement has not been explicitly held to apply to the particular search undertaken by the officer — the precise situation in which, as the Court recognized in Mitchell v. Forsyth, there would certainly be no immunity. The good-faith argument advanced by petitioner might support a judgment in his favor after there has been a full examination of the facts, but it is not the kind of claim to immunity, based on the tentativeness or nonexistence of the constitutional rule allegedly violated by the officer, that we accepted in Harlow or in Mitchell.

Ill

Although the question does not appear to have been argued in, or decided by, the Court of Appeals, this Court has decided to apply a double standard of reasonableness in damages actions against federal agents who are alleged to have violated an innocent citizen’s Fourth Amendment rights. By double standard I mean a standard that affords a law enforcement official two layers of insulation from liability or other adverse consequence, such as suppression of evidence. Having already adopted such a double standard in applying the exclusionary rule to searches authorized by an invalid warrant, United States v. Leon, 468 U. S. 897 (1984), the Court seems prepared and even anxious in this case to remove any requirement that the officer must obey the Fourth Amendment when entering a private home. I remain convinced that in a suit for damages as well as in a hearing on a motion to suppress evidence, “an official search and seizure cannot be both ‘unreasonable’ and ‘reasonable’ at the same time.” Id., at 960 (Stevens, J., dissenting).

A “federal official may not with impunity ignore the limitations which the controlling law has placed on his powers.” *660Butz v. Economou, 438 U. S. 478, 489 (1978). The effect of the Court’s (literally unwarranted) extension of qualified immunity, I fear, is that it allows federal agents to ignore the limitations of the probable-cause and warrant requirements with impunity. The Court does so in the name of avoiding interference with legitimate law enforcement activities even though the probable-cause requirement, which limits the police’s exercise of coercive authority, is itself a form of immunity that frees them to exercise that power without fear of strict liability. See Pierson v. Ray, 386 U. S. 547 (1967).

The Court advances four arguments in support of the position that even though an entry into a private home is constitutionally unreasonable, it will not give rise to monetary liability if a reasonable officer could have believed it was reasonable: First, the probable-cause standard is so vague that it is unfair to expect law enforcement officers to comply with it;16 second, the reasons for not saddling high government officials with the burdens of litigation apply equally to law enforcement officers;17 third, there is nothing new in the Court’s decision today because “we have previously extended qualified immunity to officials who were alleged to have violated the Fourth Amendment,” ante, at 643, and finally, holding police officers to the constitutional standard of reasonableness would “unduly inhibit officials in the discharge of their duties,” ante, at 638. None of these arguments on behalf of a double standard of reasonableness is persuasive to me.

Unquestionably, there is, and always has been, some uncertainty in the application of the probable-cause standard to particular cases. It is nevertheless a standard that has sur*661vived the test of time both in England and in America. See 2 M. Hale, History of the Pleas of the Crown 150 (1847); J. Jolowicz & T. Lewis, Winfield on Tort 579-580 (8th ed. 1967); Weber, The Birth of Probable Cause, 11 Anglo-Am. L. Rev. 155, 166 (1982). Except in cases in which an officer relies on the fact that a magistrate has issued a warrant, there is no reason to believe that the Court’s newly minted standard will provide any more certainty than the constitutional standard. Indeed, it is worth emphasizing that the probable-cause standard itself recognizes the fair leeway that law enforcement officers must have in carrying out their dangerous work. The concept of probable cause leaves room for mistakes, provided always that they are mistakes that could have been made by a reasonable officer. See 1 W. LaFave, Search and Seizure 567 (2d ed. 1987). I find nothing in this Court’s new standard that provides the officer with any more guidance than the statement in our opinion in Brinegar v. United States, 338 U. S. 160 (1949), almost four decades ago:

“These long-prevailing standards seek to safeguard citizens from rash and unreasonable interferences with privacy and from unfounded charges of crime. They also seek to give fair leeway for enforcing the law in the community’s protection. Because many situations which confront officers in the course of executing their duties are more or less ambiguous, room must be allowed for some mistakes on their part. But the mistakes must be those of reasonable men, acting on facts leading sensibly to their conclusions of probability. The rule of probable cause is a practical, nontechnical conception affording the best compromise that has been found for accommodating these often opposing interests. Requiring more would unduly hamper law enforcement. To allow less would be to leave law-abiding citizens at the mercy of the officers’ whim or caprice.” Id., at 176.

The suggestion that every law enforcement officer should be given the same measure of immunity as a Cabinet officer *662or a senior aide to the President of the United States is not compelling. Testifying in court is a routine part of an officer’s job; his or her participation in litigation does not occasion nearly as great a disruption of everyday duties as it would with those of a senior government official. Moreover, the political constraints that deter high government officials from violating the Constitution18 have only slight, if any, application to police officers, and may actually lead to more, rather than less, vigorous enforcement activity. It is thus quite wrong simply to assume that the considerations that justified the decision in Harlow v. Fitzgerald also justify an equally broad rule of immunity for police officers. As we reasoned in Scheuer v. Rhodes, 416 U. S. 232, 245-247 (1974):

“When a court evaluates police conduct relating to an arrest its guideline is ‘good faith and probable cause.’. . . In the case of higher officers of the executive branch, however, the inquiry is far more complex since the range of decisions and choices — whether the formulation of policy, of legislation, or budgets, or of day-to-day decisions —is virtually infinite. . . . [Sjince the options which a chief executive and his principal subordinates must consider are far broader and far more subtle than those made by officials with less responsibility, the range of discretion must be comparably broad.”

*663The Court supports its assertion that we have previously extended qualified immunity to officials who are alleged to have violated the Fourth Amendment, ante, at 643, by reference to two cases: Malley v. Briggs, 475 U. S. 335 (1986), which involved a search pursuant to a warrant, and Mitchell v. Forsyth, 472 U. S. 511 (1985), in which the plaintiff relied on a rule of law that was not clearly established at the time of the alleged wrong. Neither of these cases supports the proposition that a warrantless search should be evaluated under a standard less strict than the constitutional standard of reasonableness.19 Despite its protestations to the contrary, the Court makes new law today.

The argument that police officers need special immunity to encourage them to take vigorous enforcement action when they are uncertain about their right to make a forcible entry into a private home has already been accepted in our jurisprudence. We have held that the police act reasonably in entering a house when they have probable cause to believe a fugitive is in the house and exigent circumstances make it impracticable to obtain a warrant. This interpretation of the Fourth Amendment allows room for police intrusion, without a warrant, on the privacy of even innocent citizens. In Pierson v. Ray, 386 U. S., at 555, we held that police officers would not be liable in an action brought under 42 U. S. C. § 1983 “if they acted in good faith and with probable cause . . . .” We explained: “Under the prevailing view in this country a peace officer who arrests someone with probable cause is not liable for false arrest simply because the inno*664cence of the suspect is later proved. Restatement, Second, Torts § 121 (1965); 1 Harper & James, The Law of Torts § 3.18, at 277-278 (1956); Ward v. Fidelity & Deposit Co. of Maryland, 179 F. 2d 327 (CA 8th Cir. 1950). A policeman’s lot is not so unhappy that he must choose between being charged with dereliction of duty if he does not arrest when he has probable cause, and being mulcted in damages if he does.” Ibid.

Thus, until now the Court has not found intolerable the use of a probable-cause standard to protect the police officer from exposure to liability simply because his reasonable conduct is subsequently shown to have been mistaken. Today, however, the Court counts the law enforcement interest twice20 and the individual’s privacy interest only once.

The Court’s double-counting approach reflects understandable sympathy for the plight of the officer and an overriding interest in unfettered law enforcement. It ascribes a far lesser importance to the privacy interest of innocent citizens than did the Framers of the Fourth Amendment. The importance of that interest and the possible magnitude of its invasion are both illustrated by the facts of this case.21 The *665home of an innocent family was invaded by several officers without a warrant, without the owner’s consent, with a substantial show of force, and with blunt expressions of disrespect for the law and for the rights of the family members. *666As the case comes to us, we must assume that the intrusion violated the Fourth Amendment. See Steagald v. United States, 451 U. S. 204, 211 (1981). Proceeding on that assumption, I see no reason why the family’s interest in the security of its own home should be accorded a lesser weight than the Government’s interest in carrying out an invasion that was unlawful.22 Arguably, if the Government considers it important not to discourage such conduct, it should provide indemnity to its officers. Preferably, however, it should furnish the kind of training for its law enforcement agents that would entirely eliminate the necessity for the Court to distinguish between the conduct that a competent officer considers reasonable and the conduct that the Constitution deems rea*667sonable.23 “Federal officials will not be liable for mere mistakes in judgment, whether the mistake is one of fact or one of law.” Butz v. Economou, 438 U. S., at 507. On the other hand, surely an innocent family should not bear the entire risk that a trial court, with the benefit of hindsight, will find that a federal agent reasonably believed that he could break into their home equipped with force and arms but without probable cause or a warrant.

IV

The Court was entirely faithful to the traditions that have been embedded in our law since the adoption of the Bill of Rights when it wrote:

“The Fourth Amendment protects the individual’s privacy in a variety of settings. In none is the zone of privacy more clearly defined than when bounded by the unambiguous physical dimensions of an individual’s home— a zone that finds its roots in clear and specific constitutional terms: ‘The right of the people to be secure in their *668. . . houses . . . shall not be violated.’ That language unequivocally establishes the proposition that ‘[a]t the very core [of the Fourth Amendment] stands the right of a man to retreat into his own home and there be free from unreasonable governmental intrusion.’ Silverman v. United States, 365 U. S. 505, 511 [1961]. In terms that apply equally to seizures of property and to seizures of persons, the Fourth Amendment has drawn a firm line at the entrance to the house. Absent exigent circumstances, that threshold may not reasonably be crossed without a warrant.” Payton v. New York, 445 U. S. 573, 589-590 (1980).24

The warrant requirement safeguards this bedrock principle of the Fourth Amendment, while the immunity bestowed on a police officer who acts with probable cause permits him to do his job free of constant fear of monetary liability. The Court rests its doctrinally flawed opinion upon a double standard of reasonableness which unjustifiably and unnecessarily upsets the delicate balance between respect for individual privacy and protection of the public servants who enforce our laws.

I respectfully dissent.

The Fourth Amendment provides:

“The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.”

This theme also pervades our pre-Harlow opinions construing the scope of official immunity in suits brought under 42 U. S. C. § 1983. Those precedents provide guidance for causes of action based directly on the Constitution, for “it would be ‘untenable to draw a distinction for purposes of immunity law between suits brought against state officials under § 1983 and suits brought directly under the Constitution against federal officials.’ ” Harlow v. Fitzgerald, 457 U. S., at 818, n. 30 (quoting Butz v. Economou, 438 U. S. 478, 504 (1978)). Accord, Malley v. Briggs, 475 U. S. 335, 340, n. 2 (1986). While it is unfair to expect officials to anticipate changes in the law with a prescience that escapes even the most able scholars, lawyers, and judges, our precedents recognize that qualified immunity is entirely consistent with the requirement that federal officials act in a way that is consistent with an awareness of the fundamental constitutional rights enumerated in the Bill of Rights of the Constitution. In *650Scheuer v. Rhodes, 416 U. S. 232, 247-248 (1974), we based the qualified immunity of high government officials for official acts upon “the existence of reasonable grounds for the belief formed at the time and in light of all the circumstances, coupled with good-faith belief.” In Wood v. Strickland, 420 U. S. 308, 322 (1975), we observed that a standard of “knowledge of the basic, unquestioned constitutional rights” of students “imposes neither an unfair burden upon a person assuming a responsible public office requiring a high degree of intelligence and judgment for the proper fulfillment of its duties, nor an unwarranted burden in light of the value which civil rights have in our legal system.” In O’Connor v. Donaldson, 422 U. S. 563 (1975), we ruled that the immunity inquiry was, in relevant part, whether a state hospital superintendent charged with unconstitutionally confining a patient knew or reasonably should have known that his action would violate the patient’s constitutional rights. And in Procunier v. Navarette, 434 U. S. 555, 565 (1978), the Court wrote:

“Because they could not reasonably have been expected to be aware of a constitutional right that had not yet been declared, petitioners did not act with such disregard for the established law that their conduct ‘cannot reasonably be characterized as being in good faith.’ Wood v. Strickland, 420 U. S., at 322.”

Thus, even the immunity of officials whose discretionary duties are broader than those of a law enforcement officer does not extend to conduct which they should have known was contrary to a constitutional norm. Harlow did not change this rule. See 457 U. S., at 819. Even if it were appropriate to apply this standard of immunity to law enforcement agents in the field, it should certainly provide no shield for a warrantless nighttime search of a private home that was unsupported by probable cause.

“If the law at that time was not clearly established, an official could not reasonably be expected to anticipate subsequent legal developments, nor could he fairly be said to ‘know’ that the law forbade conduct not previously identified as unlawful.” Harlow, 457 U. S., at 818. Logically, this reasoning does not extend to cases such as this one in which both the constitutional command and an exception to the rule for conduct that responds to a narrowly defined category of factual situations are clearly established, and the dispute is whether the situation that the officer confronted fits within the category.

Cf. Gomez v. Toledo, 446 U. S. 635, 640 (1980) (defendant has the burden of pleading good faith as an affirmative defense).

“Reliance on the objective reasonableness of an official’s conduct, as measured by reference to clearly established law, should avoid excessive disruption of government and permit the resolution of many insubstantial claims on summary judgment. On summary judgment, the judge appropriately may determine, not only the currently applicable law, but whether that law was clearly established at the time an action occurred. If the law at that time was not clearly established, an official could not reasonably be expected to anticipate subsequent legal developments, nor could he fairly be said to ‘know’ that the law forbade conduct not previously identified as unlawful. Until this threshold immunity question is resolved, discovery should not be allowed. If the law was clearly established, the immunity defense ordinarily should fail, since a reasonably competent public official should know the law governing his conduct.” Harlow, 457 U. S., at 818-819 (footnotes omitted).

The Court of Appeals in Bivens justified the defense on the basis of the need to protect the officer from the hazards associated with trying to predict whether a court would agree with his assessment that a particular set of facts constituted probable cause. The court explained:

“The numerous dissents, concurrences and reversals, especially in the last decade, indicate that even learned and experienced jurists have had difficulty in defining the rules that govern a determination of probable cause, with or without a warrant. As he tries to find his way in this thicket, the police officer must not be held to act at his peril.” Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics, 456 F. 2d 1339, 1348 (CA2 1972) (citations omitted).

“Is it not inferable that the point of the remand [to the Court of Appeals in Bivens] was to ventilate the question of the possible existence of the kind of qualified privilege the Court of Appeals sustained, rather than the issue of immunity?” P. Bator, P. Mishkin, D. Shapiro, & H. Wechsler, Hart and Wechsler’s The Federal Courts and the Federal System 1421 (2d ed. 1973).

The Court asserts that this assumption merely reflects our holding last Term in Malley v. Briggs, 475 U. S., at 340. See ante, at 642, n. 4. The Malley case, however, rejected a police officer’s claim that he was entitled to absolute immunity because he had acted pursuant to an arrest warrant issued by a magistrate. We specifically declined to accept the petitioner’s invitation “to expand what was a qualified immunity at common law into an absolute immunity.” 475 U. S., at 342. We concluded that in “the case of the officer applying for a warrant” a rule of qualified immunity based on the Harlow standard would give “ample room for mistaken judgments.” 475 U. S., at 343. Our opinion carefully avoided any comment on warrant-less searches or the proper application of Harlow in cases in which the claim of “qualified immunity” could not be evaluated in advance of discovery.

“But if the test of ‘clearly established law’ were to be applied at this level of generality, . . . [plaintiffs would be able to convert the rule of qualified immunity that our cases plainly establish into a rule of virtually unqualified liability . . . .” Ante, at 639.

The Court does not consider the possibility that the “objective reasonableness” of the officer’s conduct may depend on the resolution of a factual dispute. Such a dispute may preclude the entry of summary judgment but, despite the Court’s intimation to the contrary, see ante, at 640, n. 2, should not necessarily prevent a jury from resolving the factual issues in the officer’s favor and thereafter concluding that his conduct was objectively reasonable.

He also made this argument in District Court. See Memorandum of Points and Authorities 29, 1 Record A-52.

The Harlow standard of qualified immunity precludes a plaintiff from alleging the official’s malice in order to defeat a qualified-immunity defense. By adopting a purely objective standard, however, Harlow may be inapplicable in at least two types of cases. In the first, the plaintiff can only obtain damages if the official’s culpable state of mind is established. See, e. g., Allen v. Scribner, 812 F. 2d 426, 436 (CA9 1987); Note, Qualified Immunity for Government Officials: The Problem of Unconstitutional Purpose in Civil Rights Litigation, 95 Yale L. J. 126, 136-137 (1985). In the second, an official’s conduct is not susceptible to a determination that it violated clearly established law because it is regulated by an extremely general and deeply entrenched norm, such as the command of due process or probable cause. The principle is clearly established, but whether it would brand the official’s planned conduct as illegal often cannot be ascertained without reference to facts that may be in dispute. See Reardon v. *657Wroan, 811 F. 2d 1025 (CA7 1987) (police officers denied qualified immunity on summary judgment because their conclusion of probable cause could be found objectively unreasonable when the facts are viewed in light most favorable to the plaintiffs); Jasinski v. Adams, 781 F. 2d 843 (CA11 1986) (per curiam) (federal agent denied qualified immunity on summary judgment because of genuine issue of probable cause); Deary v. Three Un-Named Police Officers, 746 F. 2d 185 (CA3 1984) (police officers denied qualified immunity on summary judgment because of genuine issue of probable cause).

The Court’s opinion reveals little, if any, interest in the facts of this case in which the complaint unquestionably alleged a violation of a clearly established rule of law. Instead, the Court focuses its attention on the hypothetical case in which a complaint drafted by a “passably clever plaintiff” is able to allege a “violation of extremely abstract rights.” Ante, at 639, and n. 2. I am more concerned with the average citizen who has alleged that law enforcement officers forced their way into his home without a warrant and without probable cause. The constitutional rule allegedly violated in this case is both concrete and clearly established.

See ante, at 646-647, n. 6.

See Brief for Petitioner 33-34, n. 18.

“We have frequently observed, and our many cases on the point amply demonstrate, the difficulty of determining whether particular searches or seizures comport with the Fourth Amendment.” Ante, at 644.

“Law enforcement officers whose judgments in making these difficult determinations are objectively legally reasonable should no more be held personally liable in damages than should officials making analogous determinations in other areas of law.” Ibid,

“Intense scrutiny, by the people, by the press, and by Congress, has been the traditional method for deterring violations of the Constitution by these high officers of the Executive Branch. Unless Congress authorizes other remedies, it presumably intends the retributions for any violations to be undertaken by political action. Congress is in the best position to decide whether the incremental deterrence added by a civil damages remedy outweighs the adverse effect that the exposure to personal liability may have on governmental decisionmaking. However the balance is struck, there surely is a national interest in enabling Cabinet officers with responsibilities in this area to perform their sensitive duties with decisiveness and without potentially ruinous hesitation.” Mitchell v. Forsyth, 472 U. S. 511, 541 (1985) (Stevens, J., concurring in judgment).

“The good-faith exception for searches conducted pursuant to warrants is not intended to signal our unwillingness strictly to enforce the requirements of the Fourth Amendment, and we do not believe that it will have this effect. As we have already suggested, the good-faith exception, turning as it does on objective reasonableness, should not be difficult to apply in practice. When officers have acted pursuant to a warrant, the prosecution should ordinarily be able to establish objective good faith without a substantial expenditure of judicial time.” United States v. Leon, 468 U. S. 897, 924 (1984).

“The question whether they had probable cause depends on what they reasonably believed with reference to the facts that confronted them, as the judge instructed in the passage we quoted earlier. To go on and instruct the jury further that even if the police acted without probable cause they should be exonerated if they reasonably (though erroneously) believed that they were acting reasonably is to confuse the jury and give the defendants two bites at the apple.” Llaguno v. Mingey, 763 F. 2d 1560, 1569 (CA7 1985) (Posner, J.) (en banc).

The Court of Appeals described the search of respondents’ home in some detail. Its opinion reads, in part, as follows:

“Because the case was dismissed on Anderson’s motion for summary judgment, we set out the facts in the light most favorable to the Creightons and draw all inferences from the underlying facts in their favor. Adickes v. Kress & Co., 398 U. S. 144, 158-59 . . . (1970). On the night of November 11, 1983, Sarisse and Robert Creighton and their three young daughters were spending a quiet evening at their home when a spotlight suddenly *665flashed through their front window. Mr. Creighton opened the door and was confronted by several uniformed and plain clothes officers, many of them brandishing shotguns. All of the officers were white; the Creightons are black. Mr. Creighton claims that none of the officers responded when he asked what they wanted. Instead, by his account (as verified by a St. Paul police report), one of the officers told him to ‘keep his hands in sight’ while the other officers rushed through the door. When Mr. Creighton asked if they had a search warrant, one of the officers told him, We don’t have a search warrant [and] don’t need [one]; you watch too much TV.’
“Mr. Creighton asked the officers to put their guns away because his children were frightened, but the officers refused. Mrs. Creighton awoke to the shrieking of her children, and was confronted by an officer who pointed a shotgun at her. She allegedly observed the officers yelling at her three daughters to ‘sit their damn asses down and stop screaming.’ She asked the officer, What the hell is going on?’ The officer allegedly did not explain the situation and simply said to her, Why don’t you make your damn kids sit on the couch and make them shut up.’
“One of the officers asked Mr. Creighton if he had a red and silver ear. As Mr. Creighton led the officers downstairs to his garage, where his maroon Oldsmobile was parked, one of the officers punched him in the face, knocking him to the ground, and causing him to bleed from the mouth and the forehead. Mr. Creighton alleges that he was attempting to move past the officer to open the garage door when the officer panicked and hit him. The officer claims that Mr. Creighton attempted to grab his shotgun, even though Mr. Creighton was not a suspect in any crime and had no contraband in his home or on his person. Shaunda, the Creighton’s ten-year-old daughter, witnessed the assault and screamed for her mother to come help. She claims that one of the officers then hit her.
“Mrs. Creighton phoned her mother, but an officer allegedly kicked and grabbed the phone and told her to ‘hang up that damn phone.’ She told her children to run to their neighbor’s house for safety. The children ran out and a plain clothes officer chased them. The Creightons’ neighbor allegedly told Mrs. Creighton that the officer ran into her house and grabbed Shaunda by the shoulders and shook her. The neighbor allegedly told the officer, ‘Can’t you see she’s in shock; leave her alone and get out of my house.’ Mrs. Creighton’s mother later brought Shaunda to the emergency *666room at Children’s Hospital for an arm injury caused by the officer’s rough handling.
“During the melee, family members and friends began arriving at the Creighton’s home. Mrs. Creighton claims that she was embarrassed in front of her family and friends by the invasion of their home and their rough treatment as if they were suspects in a major crime. At this time, she again asked Anderson for a search warrant. He allegedly replied, T don’t need a damn search warrant when I’m looking for a fugitive.’ The officers did not discover the allegedly unspecified ‘fugitive’ at the Creightons’ home or any evidence whatsoever that he had been there or that the Creightons were involved in any type of criminal activity. Nonetheless, the officers then arrested and handcuffed Mr. Creighton for obstruction of justice and brought him to the police station where he was jailed overnight, then released without being charged.” Creighton v. St. Paul, 766 F. 2d 1269, 1270-1271 (CA8 1985) (footnote .and citation omitted).

Because this case involves the rule that should be applied to the conduct of a law enforcement officer employed by the Federal Government, Justice Jackson’s dissenting opinion in Brinegar v. United States, 338 U. S. 160 (1949), is especially pertinent. He wrote, in part:

“These [Fourth Amendment rights], I protest, are not mere second-class rights but belong in the catalog of indispensable freedoms. Among deprivations of rights, none is so effective in cowing a population, crushing the spirit of the individual and putting terror in every heart. Uncontrolled search and seizure is one of the first and most effective weapons in the arsenal of every arbitrary government.” Id., at 180.

The Court’s holding that a federal law enforcement officer is immune if a reasonable officer could have believed that the search was consistent with the Fourth Amendment raises the same difficulties in application as the Court’s creation in United States v. Leon of a good-faith exception to the exclusionary rule when the police officer’s reliance on an invalid warrant was objectively reasonable:

“Suppose, for example, that the challenge is to a search and seizure conducted by an FBI agent. The defendant shows that the agent was required to be aware of, and fully aware of, all relevant fourth amendment law. Would the reasonable reliance inquiry turn on whether a particular FBI agent’s conduct lived up to the standards expected from someone who was apprised of, or should have been apprised of, relevant fourth amendment law? Or is it enough that the agent’s conduct met the lower standard of the average well-trained police officer? ... If th[e] individualized objective standard is to be the test under Leon, then motions to suppress may well require a far greater expenditure of judicial time than the Court seems to think should be devoted to protecting fourth amendment interests.” Wasserstrom & Mertens, The Exclusionary Rule on the Scaffold: But Was It A Fair Trial?, 22 Am. Crim. L. Rev. 85, 120 (1984) (footnotes omitted).

“It is axiomatic that the ‘physical entry of the home is the chief evil against which the wording of the Fourth Amendment is directed.’ ” Welsh v. Wisconsin, 466 U. S. 740, 748 (1984) (quoting United States v. United States District Court, 407 U. S. 297, 313 (1972)).

2.4.3.14 Hope v. Pelzer 2.4.3.14 Hope v. Pelzer

HOPE v. PELZER et al.

No. 01-309.

Argued April 17, 2002

Decided June 27, 2002

*732 Stevens, J., delivered the opinion of the Court, in which O’Connor, Kennedy, Souter, Ginsburg, and Breyer, JJ., joined. Thomas, J., filed a dissenting opinion, in which REHNQUIST, C. J., and Scalia, J., joined, post, p. 748.

Craig T Jones argued the cause for petitioner. With him on the brief were James Mendelsohn, J. Richard Cohen, and Rhonda Brownstein.

Austin C. Schlick argued the cause for the United States as amicus curiae urging reversal. With him on the brief were Solicitor General Olson, Assistant Attorneys General McCallum and Boyd, Deputy Solicitor General Clement, Barbara L. Herwig, and Richard A. Olderman.

Nathan A. Forrester, Solicitor General of Alabama, argued the cause for respondents. With him on the brief were Bill Pryor, Attorney General, Alyce S. Robertson, Deputy Solicitor General, and Margaret Fleming and Ellen Leonard-Thomas, Assistant Attorneys General.

Gene C. Schaerr argued the cause for the State of Missouri et al. as amici curiae urging affirmance. With him on the brief were Jeremiah W. Nixon, Attorney General of Missouri, and James R. Layton, State Solicitor, Robert H. Kono, Acting Attorney General of Guam, and Carter G. Phillips, joined by the Attorneys General for their respective States as follows: Richard Blumenthal of Connecticut, Earl I. Anzai of Hawaii, Steve Carter of Indiana, Richard P. Ieyoub of Louisiana, Mike Moore of Mississippi, Don Stenberg of Nebraska, Frankie Sue Del Papa of Nevada, W A. Drew Edmondson of Oklahoma, Hardy Myers of Oregon, D. Mi *733 chael Fisher of Pennsylvania, Sheldon Whitehouse of Rhode Island, Mark L. Shurtleff oí Utah, and Darrell V. McGrow, Jr., of West Virginia. *

*

Mark R. Brown, James K. Green, and Steven R. Shapiro filed a brief for the American Civil Liberties Union et al. as amici curiae urging reversal.

Justice Stevens

delivered the opinion of the Court.

The Court of Appeals for the Eleventh Circuit concluded that petitioner Larry Hope, a former prison inmate at the Limestone Prison in Alabama, was subjected to cruel and unusual punishment when prison guards twice handcuffed him to a hitching post to sanction him for disruptive conduct. Because that conclusion was not supported by earlier cases with “materially similar” facts, the court held that the respondents were entitled to qualified immunity, and therefore affirmed summary judgment in their favor. We granted cer-tiorari to determine whether the Court of Appeals’ qualified immunity holding comports with our decision in United States v. Lanier, 520 U. S. 259 (1997).

I

In 1995, Alabama was the only State that followed the practice of chaining inmates to one another in work squads. It was also the only State that handcuffed prisoners to “hitching posts” if they either refused to work or otherwise disrupted work squads.1 Hope was handcuffed to a hitching *734post on two occasions. On May 11, 1995, while Hope was working in a chain gang near an interstate highway, he got into an argument with another inmate. Both men were taken back to the Limestone prison and handcuffed to a hitching post. Hope was released two hours later, after the guard captain determined that the altercation had been caused by the other inmate. During his two hours on the post, Hope was offered drinking water and a bathroom break every 15 minutes, and his responses to these offers were recorded on an activity log. Because he was only slightly taller than the hitching post, his arms were above shoulder height and grew tired from being handcuffed so high. Whenever he tried moving his arms to improve his circulation, the handcuffs cut into his wrists, causing pain and discomfort.

On June 7, 1995, Hope was punished more severely. He took a nap during the morning bus ride to the chain gang’s worksite, and when it arrived he was less than prompt in responding to an order to get off the bus. An exchange of vulgar remarks led to a wrestling match with a guard. Four other guards intervened, subdued Hope, handcuffed him, placed him in leg irons and transported him back to the prison where he was put on the hitching post. The guards made him take off his shirt, and he remained shirtless all *735day while the sun burned his skin.2 He remained attached to the post for approximately seven hours. During this 7-hour period, he was given water only once or twice and was given no bathroom breaks.3 At one point, a guard taunted Hope about his thirst. According to Hope’s affidavit: “[The guard] first gave water to some dogs, then brought the water cooler closer to me, removed its lid, and kicked the cooler over, spilling the water onto the ground.” App. 11.

Hope filed suit under Rev. Stat. § 1979, 42 U. S. C. § 1983, in the United States District Court for the Northern District of Alabama against three guards involved in the May incident, one of whom also handcuffed him to the hitching post in June. The case was referred to a Magistrate Judge who treated the responsive affidavits filed by the defendants as a motion for summary judgment. Without deciding whether “the very act of placing him on a restraining bar for a period of hours as a form of punishment” had violated the Eighth Amendment, the Magistrate concluded that the guards were entitled to qualified immunity.4 Supplemental App. to Pet. for Cert. 21. The District Court agreed, and entered judgment for respondents.

The United States Court of Appeals for the Eleventh Circuit affirmed. 240 F. 3d 975 (2001). Before reaching the *736qualified immunity issue, however, it answered the constitutional question that the District Court had bypassed. The court found that the use of the hitching post for punitive purposes violated the Eighth Amendment. Nevertheless, applying Circuit precedent concerning qualified immunity, the court stated that “‘the federal law by which the government official’s conduct should be evaluated must be preexisting, obvious and mandatory,’” and established, not by “ ‘abstractions,’ ” but by cases that are “ ‘materially similar’ ” to the facts in the case in front of us.” Id., at 981. The court then concluded that the facts in the two precedents on which Hope primarily relied — Ort v. White, 813 F. 2d 318 (CA11 1987), and Gates v. Collier, 501 F. 2d 1291 (CA5 1974) — “[tjhough analogous,” were not “ ‘materially similar’ to Hope’s situation.’ ” 240 F. 3d, at 981. We granted certio-rari to review the Eleventh Circuit’s qualified immunity holding. 534 U. S. 1073 (2002).

II

The threshold inquiry a court must undertake m a qualified immunity analysis is whether plaintiff’s allegations, if true, establish a constitutional violation. Saucier v. Katz, 533 U. S. 194, 201 (2001). The Court of Appeals held that “the policy and practice of cuffing an inmate to a hitching post or similar stationary object for a period of time that surpasses that necessary to quell a threat or restore order is a violation of the Eighth Amendment.” 240 F. 3d, at 980-981. The court rejected respondents’ submission that Hope could have ended his shackling by offering to return to work, finding instead that the purpose of the practice was punitive,5 and that the circumstances of his confinement created *737a substantial risk of harm of which the officers were aware. Moreover, the court relied on Circuit precedent condemning similar practices6 and the results of a United States Department of Justice (DOJ) report that found Alabama’s systematic use of the hitching post to be improper corporal punishment.7 We agree with the Court of Appeals that the attachment of Hope to the hitching post under the circumstances alleged in this case violated the Eighth Amendment.

“ ‘[T]he unnecessary and wanton infliction of pain ... constitutes cruel and unusual punishment forbidden by the Eighth Amendment.’ ” Whitley v. Albers, 475 U. S. 312, 319 (1986) (some internal quotation marks omitted). We have said that “[a]mong ‘unnecessary and wanton’ inflictions of pain are those that are ‘totally without penological justification.’” Rhodes v. Chapman, 452 U. S. 337, 346 (1981). In making this determination in the context of prison condi*738tions, we must ascertain whether the officials involved acted with “deliberate indifference” to the inmates’ health or safety. Hudson v. McMillian, 503 U. S. 1, 8 (1992). We may infer the existence of this subjective state of mind from the fact that the risk of harm is obvious. Farmer v. Brennan, 511 U. S. 825, 842 (1994).

As the facts are alleged by Hope, the Eighth Amendment violation is obvious. Any safety concerns had long since abated by the time petitioner was handcuffed to the hitching post because Hope had already been subdued, handcuffed, placed in leg irons, and transported back to the prison. He was separated from his work squad and not given the opportunity to return to work. Despite the clear lack of an emergency situation, the respondents knowingly subjected him to a substantial risk of physical harm, to unnecessary pain caused by the handcuffs and the restricted position of confinement for a 7-hour period, to unnecessary exposure to the heat of the sun, to prolonged thirst and taunting, and to a deprivation of bathroom breaks that created a risk of particular discomfort and humiliation.8 The use of the hitching post under these circumstances violated the “basic concept underlying the Eighth Amendment[, which] is nothing less than-the dignity of man.” Trop v. Dulles, 356 U. S. 86, 100 (1958). This punitive treatment amounts to gratuitous infliction of “wanton and unnecessary” pain that our precedent clearly prohibits.

*739H-l HH I — I

Despite their participation m this constitutionally impermissible conduct, respondents may nevertheless be shielded from liability for civil damages if their actions did not violate “clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald, 457 U. S. 800, 818 (1982). In assessing whether the Eighth Amendment violation here met the Harlow test, the Court of Appeals required that the facts of previous cases be “‘materially similar’ to Hope’s situation.” 240 F. 3d, at 981. This rigid gloss on the qualified immunity standard, though supported by Circuit precedent,9 is not consistent with our cases.

As we have explained, qualified immunity operates “to ensure that before they are subjected to suit, officers are on notice their conduct is unlawful.” Saucier v. Katz, 533 U. S., at 206. For a constitutional right to be clearly established, its contours “must be sufficiently clear that a reasonable official would understand that what he is doing violates that right. This is not to say that an official action is protected by qualified immunity unless the very action in question has previously been held unlawful, see Mitchell [v. Forsyth, 472 U. S. 511,] 535, n. 12; but it is to say that in the light of pre-existing law the unlawfulness must be apparent.” Anderson v. Creighton, 483 U. S. 635, 640 (1987).

Officers sued in a civil action for damages under 42 U. S. C. § 1983 have the same right to fair notice as do defendants charged with the criminal offense defined in 18 U. S. C. §242. Section 242 makes it a crime for a state official to act “willfully” and under color of law to deprive a person of rights protected by the Constitution. In United States v. Lanier, 520 U. S. 259 (1997), we held that the defendant was entitled *740to “fair warning” that his conduct deprived his victim of a constitutional right, and that the standard for determining the adequacy of that warning was the same as the standard for determining whether a constitutional right was “clearly established” in civil litigation under § 1983.10

In Lanier, the Court of Appeals had held that the indictment did not charge an offense under § 242 because the constitutional right allegedly violated had not been identified in any earlier case involving a factual situation “ ‘fundamentally similar’” to the one in issue. Id., at 263 (citing United States v. Lanier, 73 F. 3d 1380, 1393 (CA6 1996)). The Court of Appeals had assumed that the defendant in a criminal case was entitled to a degree of notice “ ‘substantially higher than the “clearly established” standard used to judge qualified immunity’ ” in civil cases under § 1983. 520 U. S., at 263. We reversed, explaining that the “fair warning” requirement is identical under §242 and the qualified immunity standard. We pointed out that we had “upheld convictions under § 241 or §242 despite notable factual distinctions between the precedents relied on and the cases then before the Court, so long as the prior decisions gave reasonable warning that the conduct then at issue violated constitutional rights.” Id., at 269. We explained:

“This is not to say, of course, that the single warning standard points to a single level of specificity sufficient in every instance. In some circumstances, as when an *741earlier case expressly leaves open whether a general rule applies to the particular type of conduct at issue, a very high degree of prior factual particularity may be necessary. But general statements of the law are not inherently incapable of giving fair and clear warning, and in other instances a general constitutional rule already identified in the decisional law may apply with obvious clarity to the specific conduct in question, even though ‘the very action in question has [not] previously been held unlawful/ Anderson, supra, at 640.” Id., at 270-271 (citation omitted).

Our opinion in Lanier thus makes clear that officials can still be on notice that their conduct violates established law even in novel factual circumstances. Indeed, in Lanier, we expressly rejected a requirement that previous cases be “fundamentally similar.” Although earlier cases involving “fundamentally similar” facts can provide especially strong support for a conclusion that the law is clearly established, they are not necessary to such a finding. The same is true of cases with “materially similar” facts. Accordingly, pursuant to Lanier, the salient question that the Court of Appeals ought to have asked is whether the state of the law in 1995 gave respondents fair warning that their alleged treatment of Hope was unconstitutional. It is to this question that we now turn.

IV

The use of the hitching post as alleged by Hope “unnecessarily] and wanton[ly] inflicted pain,” Whitley, 475 U. S., at 319 (internal quotation marks omitted), and thus was a clear violation of the Eighth Amendment. See Part II, supra. Arguably, the violation was so obvious that our own Eighth Amendment cases gave respondents fair warning that their conduct violated the Constitution. Regardless, in light of binding Eleventh Circuit precedent, an Alabama Department of Corrections (ADOC) regulation, and a DOJ report *742informing the ADOC of the constitutional infirmity in its use of the hitching post, we readily conclude that the respondents’ conduct violated “clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow, 457 U. S., at 818.

Cases decided by the Court of Appeals for the Fifth Circuit before 1981 are binding precedent in the Eleventh Circuit today. See Bonner v. Prichard, 661 F. 2d 1206 (CA11 1981). In one of those cases, decided in 1974, the Court of Appeals reviewed a District Court decision finding a number of constitutional violations in the administration of Mississippi’s prisons. Gates v. Collier, 501 F. 2d 1291. That opinion squarely held that several of those “forms of corporal punishment run afoul of the Eighth Amendment [and] offend contemporary concepts of decency, human dignity, and precepts of civilization which we profess to possess.” Id., at 1806. Among those forms of punishment were “handcuffing inmates to the fence and to cells for long periods of time, . . . and forcing inmates to stand, sit or lie on crates, stumps, or otherwise maintain awkward positions for prolonged periods.” Ibid. The fact that Gates found several forms of punishment impermissible does not, as respondents suggest, lessen the force of its holding with respect to handcuffing inmates to cells or fences for long periods of time. Nor, for the purpose of providing fair notice to reasonable officers administering punishment for past misconduct, is there any reason to draw a constitutional distinction between a practice of handcuffing an inmate to a fence for prolonged periods and handcuffing him to a hitching post for seven hours. The Court of Appeals’ conclusion to the contrary exposes the danger of a rigid, overreliance on factual similarity. As the Government submits in its brief amicus curiae: “No reasonable officer could have concluded that the constitutional holding of Gates turned on the fact that inmates were handcuffed to fences or the bars of cells, rather than a specially designed metal bar designated for shackling. If anything, the use of *743a designated hitching post highlights the constitutional problem.” Brief for United States as Amicus Curiae 22. In light of Gates, the unlawfulness of the alleged conduct should have been apparent to respondents.

The reasoning, though not the holding, in a case decided by the Eleventh Circuit in 1987 sent the same message to reasonable officers in that Circuit. In Ort v. White, 813 F. 2d 318, the Court of Appeals held that an officer’s temporary denials of drinking water to an inmate who repeatedly refused to do his share of the work assigned to a farm squad “should not be viewed as punishment in the strict sense, but instead as necessary coercive measures undertaken to obtain compliance with a reasonable prison rule, i. e., the requirement that all inmates perform their assigned farm squad duties.” Id., at 325. “The officer’s clear motive was to encourage Ort to comply with the rules and to do the work required of him, after which he would receive the water like everyone else.” Ibid. The court cautioned, however, that a constitutional violation might have been present “if later, once back at the prison, officials had decided to deny [Ort] water as punishment for his refusal to work.” Id., at 326. So too would a violation have occurred if the method of coercion reached a point of severity such that the recalcitrant prisoner’s health was at risk. Ibid. Although the facts of the case are not identical, Ort]s premise is that “physical abuse directed at [a] prisoner after he terminate^] his resistance to authority would constitute an actionable eighth amendment violation.” Id., at 324. This premise has clear applicability in this case. Hope was not restrained at the worksite until he was willing to return to work. Rather, he was removed back to the prison and placed under conditions that threatened his health. Ort therefore gave fair warning to respondents that their conduct crossed the line of what is constitutionally permissible.

Relevant to the question whether Ort provided fair warning to respondents that their conduct violated the Constitu*744tion is a regulation promulgated by ADOC in 1993.11 The regulation authorizes the use of the hitching post when an inmate refuses to work or is otherwise disruptive to a work squad. It provides that an activity log should be completed for each such inmate, detailing his responses to offers of water and bathroom breaks every 15 minutes. Such a log was completed and maintained for petitioner’s shackling in May, but the record contains no such log for the 7-hour shackling in June and the record indicates that the periodic offers contemplated by the regulation were not made. App. 43-48. The regulation also states that an inmate “will be allowed to join his assigned squad” whenever he tells an officer “that he is ready to go to work.” Id., at 103. The findings in Austin v. Hopper, 15 F. Supp. 2d 1210, 1244-1246 (MD Ala. 1998), as well as the record in this case, indicate that this important provision of the regulation was frequently ignored by corrections officers. If regularly observed, a requirement that would effectively give the inmate the keys to the handcuffs that attached him to the hitching post would have made this case more analogous to the practice upheld in Ort, rather than the kind of punishment Ort described as impermissible. A course of conduct that tends to prove that the requirement was merely a sham, or that respondents could ignore it with impunity, provides equally strong support for the conclusion that they were fully aware of the wrongful character of their conduct.

Respondents violated clearly established law. Our conclusion that “a reasonable person would have known,” Harlow, 457 U. S., at 818, of the violation is buttressed by the fact that the DOJ specifically advised the ADOC of the unconstitutionality of its practices before the incidents in this case took place. The DOJ had conducted a study in 1994 of Alabama’s use of the hitching post. 240 F. 3d, at 979. *745Among other findings, the DOJ report noted that ADOC’s officers consistently failed to comply with the policy of immediately releasing any inmate from the hitching post who agrees to return to work. The DOJ concluded that the systematic use of the restraining bar in Alabama constituted improper corporal punishment. Ibid. Accordingly, the DOJ advised the ADOC to cease use of the hitching post in order to meet constitutional standards. The ADOC replied that it thought the post could permissibly be used “ ‘to preserve prison security and discipline.’ ” Ibid. In response, the DOJ informed the ADOC that, “‘[although an emergency situation may warrant drastic action by corrections staff, our experts found that the “rail” is being used systematically as an improper punishment for relatively trivial offenses. Therefore, we have concluded that the use of the “rail” is without penological justification.”’ Ibid. Although there is nothing in the record indicating that the DOJ’s views were communicated to respondents, this exchange lends support to the view that reasonable officials in the ADOC should have realized that the use of the hitching post under the circumstances alleged by Hope violated the Eighth Amendment prohibition against cruel and unusual punishment.

The obvious cruelty inherent in this practice should have provided respondents with some notice that their alleged conduct violated Hope’s constitutional protection against cruel and unusual punishment. Hope was treated in a way antithetical to human dignity — he was hitched to a post for an extended period of time in a position that was painful, and under circumstances that were both degrading and dangerous. This wanton treatment was not done of necessity, but as punishment for prior conduct. Even if there might once have been a question regarding the constitutionality of this practice, the Eleventh Circuit precedent of Gates and Ort, as well as the DOJ report condemning the practice, put a reasonable officer on notice that the use of the hitching *746post under the circumstances alleged by Hope was unlawful. The “fair and clear warning,” Lanier, 520 U. S., at 271, that these cases provided was sufficient to preclude the defense of qualified immunity at the summary judgment stage.

V

In response to Justice Thomas’ thoughtful dissent, we make the following three observations. The first is that in granting certiorari to review the summary judgment entered in favor of the officers, we did not take any question about the sufficiency of pleadings and affidavits to raise a genuine possibility that the three named officers were responsible for the punitive acts of shackling alleged. All questions raised by petitioner (the plaintiff against whom summary judgment was entered) go to the application of the standard that no immunity is available for official acts when “it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted.” Saucier v. Katz, 533 U. S., at 202. The officers’ brief in opposition to certiorari likewise addressed only the legal standard of what is clearly established. The resulting focus in the case was the Eleventh Circuit’s position, that a violation is not clearly established unless it is the subject of a prior case of liability on facts “ ‘materially similar’ ” to those charged. 240 F. 3d, at 981. We did not take, and do not pass upon, the questions whether or to what extent the three named officers may be held responsible for the acts charged, if proved. Nothing in our decision forecloses any defense other than qualified immunity on the ground relied upon by the Court of Appeals.

Second, we may address the immunity question on the assumption that the act of field discipline charged on each occasion was handcuffing Hope to a hitching post for an extended period apparently to inflict gratuitous pain or discomfort, with no justification in threatened harm or a continuing refusal to work. Id., at 980 (on neither occasion did Hope “refus[e] to work or encourag[e] other inmates to refuse to *747work”). The Court of Appeals clearly held the act of cuffing petitioner to the hitching post itself to suffice as an unconstitutional act: “We find that cuffing an inmate to a hitching post for a period of time extending past that required to address an immediate danger or threat is a violation of the Eighth Amendment.” Ibid. Although the court continued that “[t]his violation is exacerbated by the lack of proper clothing, water, or bathroom breaks,” ibid., this embellishment was not the basis of its decision, and our own decision adequately rests on the same assumption that sufficed for the Court of Appeals.

Third, in applying the objective immunity test of what a reasonable officer would understand, the significance of federal judicial precedent is a function in part of the Judiciary’s structure. The unreported District Court opinions cited by the officers are distinguishable on their own terms.12 But regardless, they would be no match for the Circuit precedents13 in Gates v. Collier, 501 F. 2d, at 1306, which held that “handcuffing inmates to the fence and to cells for long periods of time” was unconstitutional, and Ort v. White, 813 F. 2d, at 326, which suggested that it would be unconstitutional to inflict gratuitous pain on an inmate (by refusing him water) when punishment was unnecessary to enforce *748on-the-spot discipline. The vitality of Gates and Ort could not seriously be questioned in light of our own decisions holding that gratuitous infliction of punishment is unconstitutional, even in the prison context, see supra, at 787 (citing Whitley v. Albers, 475 U. S., at 319; Rhodes v. Chapman, 452 U. S., at 346).

The judgment of the Court of Appeals is reversed.

It is so ordered.

In its review of the summary judgment, the Court of Appeals viewed the facts in the light most favorable to Hope, the nonmoving party. 240 F. 3d 975, 977 (CA11 2001) (case below). We do the same. Saucier v. Katz, 533 U. S. 194, 201 (2001). The Court of Appeals also referenced facts established in Austin v. Hopper, 15 F. Supp. 2d 1210 (MD Ala. 1998). 240 F. 3d, at 978, n. 6. This was appropriate because Austin is a class-action suit brought by Alabama prisoners, including Hope, and the District Court opinion in that case discusses Hope’s allegations at some length. 15 F. Supp. 2d, at 1247-1248. In their summary judgment papers, both Hope and respondents referenced the findings in Austin, and thus those *734findings are part of the record in this case. See, e. g., Plaintiff’s Preliminary Response to Defendants’ Special Report, Record 30; Defendants’ Response to Court Order, App. 61. Accordingly, for purposes of our review of the grant of summary judgment, the Austin findings may also be assumed true, and we reference them when appropriate.

As Austin explained, the hitching post is a horizontal bar “‘made of sturdy, nonflexible material,”’ placed between 45 and 57 inches from the ground. Inmates are handcuffed to the hitching post in a standing position and remain standing the entire time they are placed on the post. Most inmates are shackled to the hitching post with their two hands relatively close together and at face level. 15 F. Supp. 2d, at 1241-1242.

“The most repeated complaint of the hitching post, however, was the strain it produced on inmates’ muscles by forcing them to remain in a standing position with their arms raised in a stationary position for a long period of time. In addition to their exposure to sunburn, dehydration, and muscle aches, the inmates are also placed in substantial pain when the sun heats the handcuffs that shackle them to the hitching post, or heats the hitching post itself. Several of the inmates described the way in which the handcuffs burned and chafed their skin during their placement on the post.” Id., at 1248.

The Court of Appeals noted that respondents had not produced any activity log for this incident, despite the policy that required that such a log be maintained. 240 F. 3d, at 977, n. 1.

Supplemental App. to Pet. for Cert. 21-27.

In reaching this conclusion, the Court of Appeals stated: “While the DOC claims that Hope would have been released from the hitching post had he asked to return to work, the evidence suggests this is not the case. First, Hope never refused to work. During the May incident, he was the victim in an altercation on the work site, but he never refused to do his *737job. During the June incident, Hope was involved in an altercation with prison guards. There is nothing in the record, however, claiming that he refused to work or encouraged other inmates to refuse to work. Therefore, it is not clear that the solution to his hitching post problem was to ask to return to work. Second, Hope was placed in a car and driven back to Limestone to be cuffed to the hitching post on both occasions. Given the facts, it is improbable that had Hope said, T want to go back to work,’ a prison guard would have left his post at Limestone to drive Hope back to the work site. It is more likely that the guards left Hope on the post until his work detail returned to teach the other inmates a lesson.” 240 F. 3d, at 980.

“Since abolishing the pillory over a century ago, our system of justice has consistently moved away from forms of punishment similar to hitching posts in prisons. In Gates v. Collier, 501 F. 2d 1291 (5th Cir. 1974), in regard to ‘handcuffing inmates to the fence and to cells for long periods of time’ and other such punishments, we stated that ‘[w]e have ho difficulty in reaching the conclusion that these forms of corporal punishment run afoul of the Eighth Amendment, offend contemporary concepts of decency, human dignity, and-precepts of civilization which we profess to possess.’ Gates, 501 F. 2d at 1306.” Id., at 979.

The DOJ report apparently was not before the District Court in this case, but the Court of Appeals took judicial notice of the report and referenced it throughout the decision below. Id., at 979, n. 8.

The awareness of the risk of harm attributable to any individual respondent may be evaluated in part by considering the pattern of treatment that inmates generally received when attached to the hitching post. In Austin v. Hopper, the District Court cited examples of humiliating incidents resulting from the denial of bathroom breaks. One inmate “was not permitted to use the restroom or to change his clothing for four and one-half hours after he had defecated on himself.” 15 F. Supp. 2d, at 1246. “Moreover, certain corrections officers not only ignored or denied inmates’ requests for water or access to toilet facilities, but taunted them while they were clearly suffering from dehydration ....” Id., at 1247.

See, e. g., Suissa v. Fulton County, 74 F. 3d 266-270 (CA11 1996); Lassiter v. Alabama A&M Univ. Bd. of Trustees, 28 F. 3d 1146, 1150 (CA11 1994); Hill v. Dekalb Regional Youth Detention Center, 40 F. 3d 1176, 1185 (CA11 1994).

“[T]he object of the ‘clearly established’ immunity standard is not different from that of ‘fair warning’ as it relates to law ‘made specific’ for the purpose of validly applying § 242. The fact that one has a civil and the other a criminal law role is of no significance; both serve the same objective, and in effect the qualified immunity test is simply the adaptation of the fair warning standard to give officials (and, ultimately, governments) the same protection from civil liability and its consequences that individuals have traditionally possessed in the face of vague criminal statutes. To require something clearer than ‘clearly established’ would, then, call for something beyond ‘fair warning.’” 520 U. S., at 270-271.

The regulation was not provided to the District Court, but it was added to the record at the request of the Court of Appeals. See App. 100-106.

In three of the decisions, the inmates were given the choice between working or being restrained. See Whitson v. Gillikin, No. CV-93-H-1517-NE (ND Ala., Jan. 24, 1994), p. 4, App. 84; Dale v. Murphy, No. CV-85-1091-H-S (SD Ala., Feb. 4, 1986), p. 2; Ashby v. Dees, No. CV-94-U-0605-NE (ND Ala., Dec. 27, 1994), p. 6. In others, the inmates were offered regular water and bathroom breaks. See Lane v. Findley, No. CV-93-C-1741-S (ND Ala., Aug. 4, 1994), p. 9; Williamson v. Anderson, No. CV-92-H-675-N (MD Ala., Aug. 18, 1993), p. 2; Hollis v. Folsom, No. CV-94-T-0052-N (MD Ala., Nov. 4, 1994), p. 9. Finally, in Vinson v. Thompson, No. CV-94-A-268-N (MD Ala., Dec. 9,1994), the inmate was restrained for approximately 45 minutes. Id., at 2.

There are apparently no decisions on similar facts from other Circuits, presumably because Alabama is the only State to authorize the use of the hitching post in its prison system.

Justice Thomas,

with whom The Chief Justice and Justice Scalia join, dissenting.

The Court today subjects three prison guards to suit based on facts not alleged, law not clearly established, and its own subjective views on appropriate methods of prison discipline. Qualified immunity jurisprudence has been turned on its head.

I

Petitioner Larry Hope did not file this action against the State of Alabama. Nor did he sue all of the Alabama prison guards responsible for looking after him in the two instances that he was handcuffed to the restraining bar.1 He chose instead to maintain this lawsuit against only three prison guards: Officer Gene McClaran, Sergeant Mark Pelzer, and Lieutenant Jim Gates. See 240 F. 3d 975, 977, n. 2 (CA11 2001).2 It is therefore strange that in the course of deciding that none of the three respondents is entitled to qualified *749immunity the Court does not even bother to mention the nature of petitioner’s specific allegations against McClaran, Pelzer, and Gates. The omission is both glaring and telling. When one examines the alleged conduct of the prison guards who are parties to this action, as opposed to the alleged conduct of other guards, who are not parties to this action, petitioner’s case becomes far less compelling.

The Court’s imprecise account of the facts requires that the specific nature of petitioner’s allegations against the three respondents be recounted. Petitioner claims that: (1) on May 11,1995, Officer McClaran ordered that petitioner be affixed to the restraining bar;3 (2) Sergeant Pelzer, on that same date, affixed him to the restraining bar;4 and (3) Lieutenant Gates, on May 11 and June 7, 1995, affixed petitioner to the bar.5 That is the sum and substance of petitioner’s allegations against respondents.6

With respect to McClaran and Pelzer, petitioner has never alleged that they participated in the June 7 incident that so *750appalls the Court.7 And with respect to Lieutenant Gates, petitioner has never alleged that Gates either participated in or was responsible for any of the June 7 events recounted by the Court other than attaching petitioner to the bar. Petitioner has never contended that Gates looked after or otherwise supervised him while he was on the bar. See Second Affidavit of Larry Hope (ND Ala.), Record, Doc. No. 32. Nor has petitioner ever claimed that Gates was responsible for keeping him on the bar for seven hours, removing his shirt,8 denying him water, taunting him about his thirst, or giving water to dogs in petitioner’s plain view. See ibid. The relevance of these facts, repeatedly referenced by the Court during the course of its legal analysis, see, e. g., ante, at 738, 744, therefore escapes me.

Then there are the events referenced in the Court’s opinion that cannot even arguably be gleaned from the record. For instance, while the Court claims that on June 7 petitioner “was given no bathroom breaks,” ante, at 735, during his time on the bar, petitioner has never alleged that Gates or any other prison guard refused him bathroom breaks on that date. See Second Affidavit of Larry Hope, Record, Doc. No. 32. As a matter of fact, the District Court expressly found below that petitioner “was not denied restroom *751breaks.” Supplemental App. to Pet. for Cert. 2. In addition, photographs taken of petitioner attached to the restraining bar on June 7 show him wearing a t-shirt, revealing at a minimum that petitioner was not shirtless “all day.” See Second Affidavit of Larry Hope, Exhs. 3-5, Record, Doc. No. 32; id., at 5 (verifying that the photographs were “taken while [he] was on the hitching post on June 7”).

Once one understands petitioner’s specific allegations against respondents, the Eighth Amendment violation in this case is far from “obvious.” Ante, at 738. What is “obvious,” however, is that the Court’s explanation of how respondents violated the Eighth Amendment is woefully incomplete. The Court merely recounts petitioner’s allegations regarding the events of June 7 and concludes that “[t]he use of the hitching post under these circumstances violated the ‘basic concept underlying the Eighth Amendment[,] [which] is nothing less than the dignity of man.’” Ibid. (quoting Trop v. Dulles, 356 U. S. 86, 100 (1958)). The Court, however, fails to explain how respondents McClaran and Pelzer violated the Eighth Amendment, given that they had no involvement whatsoever in affixing petitioner to the restraining bar on June 7. The Court’s reasoning as applied to respondent Gates is similarly inadequate since petitioner has never alleged that Gates bore any responsibility for most of the conduct on June 7 that supposedly renders the Eighth Amendment violation “obvious.”9

*752II

Once petitioner’s allegations regarding respondents conduct are separated from his other grievances and the mistreatment invented by the Court, this case presents one simple question: Was it clearly established in 1995 that the mere act of cuffing petitioner to the restraining bar (or, in the case of Officer McClaran, ordering petitioner’s attachment to the restraining bar) violated the Eighth Amendment? The answer to this question is also simple: Obviously not.

A

The Court correctly states that respondents are entitled to qualified immunity unless their conduct violated “ ‘clearly established statutory or constitutional rights of which a reasonable person would have known.’” Ante, at 739 (quoting Harlow v. Fitzgerald, 457 U. S. 800, 818 (1982)). But the Court then fails either to discuss or to apply the following important principles. Qualified immunity protects “all but the plainly incompetent or those who knowingly violate the law.” Malley v. Briggs, 475 U. S. 335, 341 (1986). If “it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted,” then qualified immunity does not apply. Saucier v. Katz, 533 U. S. 194, 202 (2001). But if, on the other hand, “officers of reasonable competence could disagree on th[e] issue, immunity should be recognized.” Malley, supra, at 341.

In evaluating whether it was clearly established in 1995 that respondents’ conduct violated the Eighth Amendment, the Court of Appeals properly noted that “[i]t is important to analyze the facts in [the prior cases relied upon by petitioner where courts found Eighth Amendment violations], *753and determine if they are materially similar to the facts in the case in front of us.” 240 F. 3d, at 981 (internal quotation marks omitted). The right not to suffer from “cruel and unusual punishments,” U. S. Const., Arndt. 8, is an extremely abstract and general right. In the vast majority of eases, the text of the Eighth Amendment does not, in and of itself, give a government official sufficient notice of the clearly established Eighth Amendment law applicable to a particular situation.10 Rather, one must look to case law to see whether “the right the official is alleged to have violated [has] been ‘clearly established’ in a more particularized, and hence more relevant, sense: The contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right.” Anderson v. Creighton, 483 U. S. 635, 640 (1987).

In conducting this inquiry, it is crucial to look at precedent applying the relevant legal rule in similar factual circumstances. Such eases give government officials the best indication of what conduct is unlawful in a given situation. If, for instance, “various courts have agreed that certain conduct [constitutes an ; Eighth Amendment violation] under facts not distinguishable in a fair way from the facts presented in the case at hand,” Saucier, supra, at 202, then a plaintiff would have a compelling argument that a defendant is not entitled to qualified immunity.

That is not to say, of course, that conduct can be “clearly established” as unlawful only if a court has already passed on the legality of that behavior under materially similar circumstances. Certain actions so obviously run afoul of the law that an assertion of qualified immunity may be overcome even though court decisions have yet to address “materially similar” conduct. Or, as the Court puts it, “officials can still *754be on notice that their conduct violates established law even in novel factual circumstances.” Ante, at 741.

Although the Court argues that the Court of Appeals has improperly imposed a “rigid gloss on the qualified immunity standard,” ante, at 739, and n. 9, requiring that the facts of a previous case be materially similar to a plaintiff’s circumstances for qualified immunity to be overcome, this suggestion is plainly wrong. Rather, this Court of Appeals has repeatedly made clear that it imposes no such requirement on plaintiffs seeking to defeat an assertion of qualified immunity. See, e. g., Priester v. Riviera Beach, 208 F. 3d 919, 926 (CA11 2000) (stating that qualified immunity does not apply if an official’s conduct “was so far beyond the hazy border between excessive and acceptable force that [the official] had to know he was violating the Constitution even without case-law on point” (internal quotation marks omitted)); Smith v. Mattox, 127 F. 3d 1416, 1419 (CA11 1997) (noting that a plaintiff can overcome an assertion of qualified immunity by demonstrating “that the official’s conduct lies so obviously at the very core of what the [Constitution] prohibits that the unlawfulness of the conduct was readily apparent to the official, notwithstanding the lack of caselaw”); Lassiter v. Alabama A&M Univ., 28 F. 3d 1146, 1150, n. 4 (CA11 1994) (“[0]ccasionally the words of a federal statute or federal constitutional provision will be specific enough to establish the law applicable to particular circumstances clearly and to overcome qualified immunity even in the absence of case law”).

Similarly, it is unfair to read the Court of Appeals’ decision as adopting such a “rigid gloss” here. Nowhere did the Court of Appeals state that petitioner, in order to overcome respondents’ assertion of qualified immunity, was required to produce precedent addressing “materially similar” facts. Rather, the Court of Appeals merely (and sensibly) evaluated the cases relied upon by petitioner to determine whether they involved facts “materially similar” to those *755present in this case. See 240 F. 3d, at 981 (“It is important to analyze the facts in these cases, and determine if they are ‘materially similar’ to the facts in the case in front of us”).

To be sure, the Court of Appeals did not also ask whether respondents’ conduct so obviously violated the Eighth Amendment that respondents’ assertion of qualified immunity could be overcome in the absence of case law involving “materially similar” facts. The majority must believe that the Court of Appeals, therefore, has implicitly abandoned its prior qualified immunity jurisprudence. I, on the other hand, believe it is far more likely that the Court of Appeals omitted such a discussion from its opinion for a much simpler reason: Given petitioner’s allegations, it thought that the argument was so weak, and the alleged actions of respondents so far removed from “ ‘the hazy border between excessive and acceptable force,”’ Priester, supra, at 926 (quoting Smith, supra, at 1419), that it was not worth mentioning.

B

Turning to the merits of respondents’ assertion that they are entitled to qualified immunity, the relevant question is whether it should have been clear to McClaran, Pelzer, and Gates in 1995 that attaching petitioner to a restraining bar violated the Eighth Amendment. As the Court notes, at that time Alabama was the only State that used this particular disciplinary method when prisoners refused to work or disrupted work squads. See ante, at 733. Previous litigation over Alabama’s use of the restraining bar, however, did nothing to warn reasonable Alabama prison guards that attaching a prisoner to a restraining bar was unlawful, let alone that the illegality of such conduct was clearly established. In fact, the outcome of those cases effectively forecloses petitioner’s claim that it should have been clear to respondents in 1995 that handcuffing petitioner to a restraining bar violated the Eighth Amendment.

*756For example, a year before the conduct at issue in this case took place, the United States District Court for the Northern District of Alabama rejected the Eighth Amendment claim of an Alabama prisoner who was attached to a restraining bar for five hours after he refused to work and scuffled with guards. See Lane v. Findley, No. CV-93-C-1741-S (Aug. 4, 1994). The District Court reasoned that attaching the prisoner to a restraining bar “was a measured response to a potentially volatile situation and a clear warning to other inmates that refusal to work would result in immediate discipline subjecting the offending inmate to similar conditions experienced by work detail inmates rather than a return to inside the institution.” Id., at 9. The District Court therefore concluded that there was a “substantial penological justification” for attaching the plaintiff to the restraining bar. Ibid.

Both the Court and petitioner attempt to distinguish this case from Lane on the grounds that the prisoner in Lane was “offered regular water and bathroom breaks” while on the restraining bar. See ante, at 747, n. 12; Reply Brief for Petitioner 16, n. 5. But this argument fails for two reasons: (1) Respondents McClaran and Pelzer were involved only in the May 11 incident, and it is undisputed that petitioner was offered water and a bathroom break every 15 minutes during his 2 hours on the bar that day; and (2) petitioner, as previously mentioned, has never alleged that respondent Gates was responsible for denying him water or bathroom breaks on June 7.

The same year that it decided Lane, the United States District Court for the Northern District of Alabama dismissed another complaint filed by an Alabama prisoner who was handcuffed to a restraining bar. In that case, the prisoner, after refusing to leave prison grounds with his work squad, was handcuffed to a restraining bar for eight hours. Temperatures allegedly reached 95 degrees while the prisoner was attached to the bar, and he was allegedly denied *757food, water, and any opportunities to use bathroom facilities. See Whitson v. Gillikin, No. CV-93-H-1517-NE (Jan. 24, 1994), p. 7, App. 81. As a result of being handcuffed to the bar, the prisoner “suffered lacerations, pain, and swelling in his arms.” M, at 85. The District Court, without deciding whether the defendants’ conduct violated the Eighth Amendment, held that “there was no clearly established law identifying [their behavior] as unconstitutional.” Id., at 88.

Federal District Courts in five other Alabama cases decided before 1995 similarly rejected claims that handcuffing a prisoner to a restraining bar or other stationary object violated the Eighth Amendment. See, e. g., Ashby v. Dees, No. CV-94-U-0605-NE (ND Ala., Dec. 27, 1994) (fence); Vinson v. Thompson, No. CV-94-A-268-N (MD Ala., Dec. 9, 1994) (restraining bar); Hollis v. Folsom, No. CV-94T-0052-N (MD Ala., Nov. 4, 1994) (fence); Williamson v. Anderson, No. CV-92-H-675-N (MD Ala., Aug. 18, 1993) (fence); Dale v. Murphy, No. CV-85-1091-H-S (SD Ala., Feb. 4,1986) (light pole).11 By contrast, petitioner is unable to point to any Alabama decision issued before respondents *758affixed him to the restraining bar holding that a prison guard engaging in such conduct violated the Eighth Amendment.

In the face of these decisions, and the absence of contrary authority, I find it impossible to conclude that respondents either were “plainly incompetent” or “knowingly violating] the law” when they affixed petitioner to the restraining bar. Malley, 475 U. S., at 341. A reasonably competent prison guard attempting to obey the law is not only entitled to look at how courts have recently evaluated his colleagues’ prior conduct, such judicial decisions are often the only place that a guard can look for guidance, especially in a situation where a State stands alone in adopting a particular policy.

C

In concluding that respondents are not entitled to qualified immunity, the Court is understandably unwilling to hold that our Eighth Amendment jurisprudence clearly established in 1995 that attaching petitioner to a restraining bar violated the Eighth Amendment.12 Ante, at 742. It is far from “obvious,” ante, at 738, 741, that respondents, by attaching petitioner to a restraining bar, acted with “deliberate indifference” to his health and safety. Hudson v. McMillian, 503 U. S. 1, 8 (1992). Petitioner’s allegations do not come close to suggesting that respondents knew that the mere act of at*759taching petitioner to the restraining bar imposed “a substantial risk of serious harm” upon him. See Farmer v. Brennan, 511 U. S. 825, 847 (1994). If, for instance, attaching petitioner to a restraining bar amounted to the “gratuitous infliction of ‘wanton and unnecessary’ pain,” ante, at 738, it is curious that petitioner, while handcuffed to the bar on May 11, chose to decline most of the bathroom breaks offered to him. Respondents also affixed petitioner to the restraining bar for a legitimate penological purpose: encouraging his compliance with prison rules while out on work duty.

Moreover, if the application of this Court’s general Eighth Amendment jurisprudence to the use of a restraining bar was as “obvious” as the Court claims, ante, at 738, 741, one wonders how Federal District Courts in Alabama could have repeatedly arrived at the opposite conclusion, and how respondents, in turn, were to realize that these courts had failed to grasp the “obvious.”

D

Unable to base its holding that respondents’ conduct violated “ ‘clearly established . . . rights of which a reasonable person would have known,’ ” ante, at 742 (quoting Harlow, 457 U. S., at 818), on this Court’s precedents, the Court instead relies upon “binding Eleventh Circuit precedent, an Alabama Department of Corrections (ADOC) regulation, and a [Department of Justice] report informing the ADOC of the constitutional infirmity in its use of the hitching post,” ante, at 741-742. I will address these sources in reverse order.

The Department of Justice report referenced by the Court does nothing to demonstrate that it should have been clear to respondents that attaching petitioner to a restraining bar violated his Eighth Amendment rights. To begin with, the Court concedes that there is no indication the Justice Department’s recommendation that the ADOC stop using the restraining bar was ever communicated to respondents, prison guards in the small town of Capshaw, Alabama. See *760ante, at 745. In any event, an extraordinarily well-informed prison guard in 1995, who had read both the Justice Department’s report and Federal District Court decisions addressing the use of the restraining bar, could have concluded only that there was a. dispute as to whether handcuffing a prisoner to a restraining bar constituted an Eighth Amendment violation, not that such a practice was clearly unconstitutional.

The ADOC regulation relied upon by the Court not only fails to provide support for its holding today; the regulation weighs in respondents’ favor because it expressly authorized prison guards to affix prisoners to a restraining bar when they were “disruptive to the work squad.” App. 102. Alabama prison guards were entitled to rely on the validity of a duly promulgated state regulation instructing them to attach prisoners to a restraining bar under specified circumstances. See Wilson v. Layne, 526 U. S. 603, 617 (1999) (crediting officer’s reliance on Marshals Service policy as “important” to the conclusion that qualified immunity was warranted in an area where the state of the law “was at best undeveloped”). And, as the Court recounts, petitioner was placed on the restraining bar after entering into an argument with another inmate while on work duty (May 11) and a wrestling match with a guard when arriving at his work site (June 7). Ante, at 734.

The Court argues that respondents must have been “aware of the wrongful character of their conduct” because they did not precisely abide by the policy set forth in the ADOC regulation. Ante, at 744. Even taking petitioner’s allegations as true, however, I am at a loss to understand how respondents failed to comply with the regulation. With respect to respondents McClaran and Pelzer, who were involved only in the May 11 incident, the Court concedes that the required activity log was filled out on that date, and petitioner was offered water and bathroom breaks every 15 minutes. Ante, at 734, 744. With respect to respondent Gates, the Court complains that no such log exists for petitioner’s *761June 7 stay on the bar and the record suggests that the periodic water and bathroom-break offers contemplated by the regulation were not made. Petitioner, however, has never alleged that Gates was responsible for supervising or looking after him once he was handcuffed to the post. He has only alleged that Gates placed him there.

While the Court also observes that the regulation provides that an inmate “ ‘will be allowed to join his assigned squad’ ” whenever he tells an officer “‘that he is ready to go to work,’ ” ante, at 744 (quoting App. 103), the Court again does not explain how any of the respondents in this case failed to observe this requirement. Petitioner has never alleged that he informed respondents or any other prison guard while he was on the bar that he was ready to go to work.

Finally, the “binding Eleventh Circuit precedent” relied upon by the Court, ante, at 741-743, was plainly insufficient to give respondents fair warning that their alleged conduct ran afoul of petitioner’s Eighth Amendment rights. The Court of Appeals held in Ort v. White, 813 F. 2d 318 (CA11 1987), that a prison guard did not violate an inmate’s Eighth Amendment rights by denying him water when he refused to work, and the Court admits that this holding provides no support for petitioner. Instead, it claims that the “reasoning” in Ort “gave fair warning to respondents that their conduct crossed the line of what is constitutionally permissible.” Ante, at 743. But Ort provides at least as much support to respondents as it does to petitioner. For instance, Ort makes it abundantly clear that prison guards “have the authority to use that amount of force or those coercive measures reasonably necessary to enforce an inmate’s compliance with valid prison rules” so long as such measures are not undertaken “maliciously or sadistically.” 813 F. 2d, at 325.

To be sure, the Court correctly notes that the Court of Appeals in Ort suggested that it “might have reached a different decision” had the prison officer denied the inmate *762water after he had returned to the prison instead of while he was out with the work squad. Id., at 326. But the suggestion in dicta that a guard might have violated a prisoner’s Eighth Amendment rights by denying him water once he returned from work duty does not come close to clearly establishing the unconstitutionality of attaching a disruptive inmate to a restraining bar after he is removed from his work squad and back within prison walls.

Admittedly, the other case upon which the Court relies, Gates v. Collier, 501 F. 2d 1291 (CA5 1974), is more on point. Nevertheless, Gates is also inadequate to establish clearly the unlawfulness of respondents’ alleged conduct. In Gates, the Court of Appeals listed “handcuffing inmates to [a] fence and to cells for long periods of time” as one of many unacceptable forms of “physical brutality and abuse” present at a Mississippi prison. Id., at 1306. Others included administering milk of magnesia as a form of punishment, depriving inmates of mattresses, hygienic materials, and adequate food, and shooting at and around inmates to keep them standing or moving. See ibid. The Court of Appeals had “no difficulty in reaching the conclusion that these forms of corporal punishment run afoul of the Eighth Amendment.” Ibid.

It is not reasonable, however, to read Gates as establishing a bright-line rule forbidding the attachment of prisoners to a restraining bar. For example, in referring to the fact that prisoners were handcuffed to a fence and cells “for long periods of time,” the Court of Appeals did not indicate whether it considered a “long period of time” to be 1 hour, 5 hours, or 25 hours. The Court of Appeals also provided no explanation of the circumstances surrounding these incidents. The opinion does not indicate whether the handcuffed prisoners were given water and suitable restroom breaks or whether they were handcuffed in a bid to induce them to comply with prison rules. In the intervening 21 years between Gates and the time respondents affixed petitioner to *763the restraining bar, there were no farther decisions clarifying the contours of the law in this area. Therefore, as another court interpreting Gates has noted: “There is no blanket prohibition against the use of punishment such as the hitching post in Gates which would signal to the Commissioner of Corrections [let alone ordinary corrections officers] that the mere use of the hitching post would be a constitutional violation.” Fountain v. Talley, 104 F. Supp. 2d 1345, 1354 (MD Ala. 2000).

Moreover, Eighth Amendment law has not stood still since Gates was decided. In Farmer v. Brennan, 511 U. S. 825 (1994), this Court elucidated the proper test for measuring whether a prison official’s state of mind is one of “deliberate indifference,” holding that “a prison official cannot be found liable under the Eighth Amendment for denying an inmate humane conditions of confinement unless the official knows of and disregards an excessive risk to inmate health or safety; the official must both be aware of facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw the inference.” Id., at 837. Because the Court of Appeals in Gates did not consider this subjective element, Gates alone could not have clearly established that affixing prisoners to a restraining bar was clearly unconstitutional in 1995. Also, in the face of recent .Federal District Court decisions specifically rejecting prisoners’ claims that Alabama prison guards violated their Eighth Amendment rights by attaching them to a restraining bar as well as a state regulation authorizing such conduct, it seems contrary to the purpose of qualified immunity to hold that one vague sentence plucked out of a 21-year-old Court of Appeals opinion provided clear notice to respondents in 1995 that their conduct was unlawful.

* * *

It is most unfortunate that the Court holds that Officer McClaran, Sergeant Pelzer, and Lieutenant Gates are not *764entitled to qualified immunity. It was not at all clear in 1995 that respondents’ conduct violated the Eighth Amendment, and they certainly could not have anticipated that this Court or any other would rule against them on the basis of nonexistent allegations or allegations involving the behavior of other prison guards. For the foregoing reasons, I would affirm the judgment of the Court of Appeals. I respectfully dissent.

Despite the Court’s consistent use of the term “hitching post,” the apparatus to which petitioner was handcuffed is a “restraining bar.” See Ala. Dept. of Corrections Admin. Reg. No. 429, p. 1 (Oct. 26, 1993), reprinted in App. 102.

While petitioner also sued five other guards in connection with the fight that occurred before he was affixed to the restraining bar on June 7, 1995, he later withdrew his claims against them and asked that they be dismissed from the case. See 240 F. 3d, at 977, n. 2; Plaintiff’s Special Report and Brief in Response to Defendants’ Motion for Summary Judgment (ND Ala.), pp. 1-2, 5-6, Record, Doc. No. 33.

See Second Affidavit of Larry Hope (ND Ala.), at 2-3, Record, Doc. No. 32.

Id,., at 3.

Id., at 3-4.

There is some confusion as to who actually affixed petitioner to the restraining bar on May 11. While petitioner “believe[s]” that Sergeant Pelzer did so, id., at 3, the “Institutional Incident Report” produced by respondents and written by Officer McClaran indicates that Officers Keith Gates and Mark Dempsey placed petitioner on the bar, see id., Exh. 2. Petitioner acknowledged that fact and attached the report to his second affidavit. See id., at 3. Consequently, interpreting petitioner’s pleadings in the light most favorable to him, I will assume that petitioner has alleged that Pelzer, Gates, and Dempsey cuffed him to the bar on May 11. Additionally, I will assume that the “Officer Keith Gates” mentioned in Officer McClaran’s report is the same person as the Lieutenant Jim Gates who is a respondent in this case. It is worth noting, however, that respondents vigorously dispute petitioner’s assertion that Lieutenant Jim Gates and Officer Keith Gates are one and the same, see Brief for Respondents i, and petitioner has yet to produce any evidence to support this somewhat incredible claim.

See, e. g., Plaintiff’s Special Report and Brief in Response to Defendant’s Motion for Summary Judgment 1-2, Record, Doc. No. 33 (“[T]he only remaining claims are those against Defendants McClaran, Pelzer, and Gates in connection with the May 11, 1997 hitching post incident, and Defendant Gates in connection with the June 7 hitching post incident”); Second Affidavit of Larry Hope, Record, Doc. No. 32.

It is important to note that petitioner has never maintained that Gates placed him on the bar without a shirt. Rather, petitioner’s first affidavit, see Affidavit of Larry Hope 2, Record, Doc. No. 1, as well as photographs appended as exhibits to petitioner’s second affidavit, see Second Affidavit of Larry Hope, Exhs. 3-5, Record, Doc. No. 32, which were verified by petitioner as “taken while [he] was on the hitching post on June 7,” id., at 5, indicate that petitioner’s shirt was removed, if at all, after he was attached to the bar.

In an effort to rehabilitate the Court’s opinion, Justice Stevens argues that the specific nature of respondents’ connection to the events of May 11 and June 7 falls outside the scope of the questions presented. See ante, at 746. In conducting qualified immunity analysis, however, courts do not merely ask whether, taking the plaintiff’s allegations as true, the plaintiff’s clearly established rights were violated. Rather, courts must consider as well whether each defendant’s alleged conduct violated the plaintiff’s clearly established rights. For instance, an allegation that Defendant A violated a plaintiff’s clearly established rights does nothing to overcome Defendant B’s assertion of qualified immunity, absent some allegation that Defendant B was responsible for Defendant A’s conduct. Sim*752ilarly here, in the absence of any allegation by petitioner that respondents were in any way responsible for the behavior of other prison guards on May 11 and June 7, the conduct of those other guards should not be considered in analyzing whether respondents are entitled to qualified immunity.

Cf. Saucier v. Katz, 533 U. S. 194, 201-202 (2001) (discounting as too general the principle that a police officer’s use of force violates the Fourth Amendment if it is excessive under objective standards of reasonableness).

The Court’s attempt to distinguish away all of these decisions only serves to undermine further its qualified immunity analysis. The Court appears to suggest that affixing a prisoner to a restraining bar is not clearly unlawful so long as (1) guards provide the prisoner with water and regular bathroom breaks, or (2) the prisoner is placed on the restraining bar as a result of his refusal to work. See ante, at 747, n. 12. But as previously explained, see supra, at 756, petitioner was offered water and bathroom breaks every 15 minutes during his May 11 stay on the bar, and there has never been any allegation either that respondents McClaran and Pelzer were involved at all in the June 7 incident or that respondent Gates was responsible for denying petitioner water or bathroom breaks on that date. As a result, even under the Court’s own view of the law, respondents are entitled to qualified immunity. Moreover, the Court nowhere explains how respondents were supposed to figure out in 1995 that it was permissible to affix prisoners to a restraining bar if they refused to work but it was unlawful to do so if they were disruptive while on work duty. The claim that such a distinction was clearly established in Eighth Amendment jurisprudence at that time is nothing short of incredible.

I continue to believe that “[c]onditions of confinement are not punishment in any recognized sense of the term, unless imposed as part of a sentence.” Farmer v. Brennan, 511 U. S. 825, 859 (1994) (Thomas, J., concurring in judgment). As a result, I do not think, as an original matter, that attaching petitioner to the restraining bar constituted “punishment” under the Eighth Amendment. See ibid. Nevertheless, I recognize that this Court has embraced the opposite view — that the Eighth Amendment does regulate prison conditions not imposed as part of a sentence, see, e. g., Estelle v. Gamble, 429 U. S. 97 (1976) — so I will apply that jurisprudence in evaluating whether respondents’ conduct violated clearly established law. I note, however, that I remain open to overruling our dubious expansion of the Eighth Amendment in an appropriate case. See Farmer, supra, at 861-862 (Thomas, J., concurring in judgment).

2.4.3.15 Kisela v. Hughes 2.4.3.15 Kisela v. Hughes

Andrew KISELA
v.
Amy HUGHES.

No. 17-467.

Supreme Court of the United States

April 2, 2018.

*1150 PER CURIAM.

Petitioner Andrew Kisela, a police officer in Tucson, Arizona, shot respondent Amy Hughes. Kisela and two other officers had arrived on the scene after hearing a police radio report that a woman was engaging in erratic behavior with a knife. They had been there but a few minutes, perhaps just a minute. When Kisela fired, Hughes was holding a large kitchen knife, had taken steps toward another woman standing nearby, and had refused to drop the knife after at least two commands to do so. The question is whether at the time of the shooting Kisela's actions violated clearly established law.

The record, viewed in the light most favorable to Hughes, shows the following.

*1151 In May 2010, somebody in Hughes' neighborhood called 911 to report that a woman was hacking a tree with a kitchen knife. Kisela and another police officer, Alex Garcia, heard about the report over the radio in their patrol car and responded. A few minutes later the person who had called 911 flagged down the officers; gave them a description of the woman with the knife; and told them the woman had been acting erratically. About the same time, a third police officer, Lindsay Kunz, arrived on her bicycle.

Garcia spotted a woman, later identified as Sharon Chadwick, standing next to a car in the driveway of a nearby house. A chain-link fence with a locked gate separated Chadwick from the officers. The officers then saw another woman, Hughes, emerge from the house carrying a large knife at her side. Hughes matched the description of the woman who had been seen hacking a tree. Hughes walked toward Chadwick and stopped no more than six feet from her.

All three officers drew their guns. At least twice they told Hughes to drop the knife. Viewing the record in the light most favorable to Hughes, Chadwick said "take it easy" to both Hughes and the officers. Hughes appeared calm, but she did not acknowledge the officers' presence or drop the knife. The top bar of the chain-link fence blocked Kisela's line of fire, so he dropped to the ground and shot Hughes four times through the fence. Then the officers jumped the fence, handcuffed Hughes, and called paramedics, who transported her to a hospital. There she was treated for non-life-threatening injuries. Less than a minute had transpired from the moment the officers saw Chadwick to the moment Kisela fired shots.

All three of the officers later said that at the time of the shooting they subjectively believed Hughes to be a threat to Chadwick. After the shooting, the officers discovered that Chadwick and Hughes were roommates, that Hughes had a history of mental illness, and that Hughes had been upset with Chadwick over a $20 debt. In an affidavit produced during discovery, Chadwick said that a few minutes before the shooting her boyfriend had told her Hughes was threatening to kill Chadwick's dog, named Bunny. Chadwick "came home to find" Hughes "somewhat distressed," and Hughes was in the house holding Bunny "in one hand and a kitchen knife in the other." Hughes asked Chadwick if she "wanted [her] to use the knife on the dog." The officers knew none of this, though. Chadwick went outside to get $20 from her car, which is when the officers first saw her. In her affidavit Chadwick said that she did not feel endangered at any time. Ibid. Based on her experience as Hughes' roommate, Chadwick stated that Hughes "occasionally has episodes in which she acts inappropriately," but "she is only seeking attention." 2 Record 108.

Hughes sued Kisela under Rev. Stat. § 1979, 42 U.S.C. § 1983 , alleging that Kisela had used excessive force in violation of the Fourth Amendment. The District Court granted summary judgment to Kisela, but the Court of Appeals for the Ninth Circuit reversed. 862 F.3d 775 (2016).

The Court of Appeals first held that the record, viewed in the light most favorable to Hughes, was sufficient to demonstrate that Kisela violated the Fourth Amendment. See id., at 782 . The court next held that the violation was clearly established because, in its view, the constitutional violation was obvious and because of Circuit precedent that the court perceived to be analogous. Id., at 785 . Kisela filed a petition for rehearing en banc. Over the dissent of seven judges, the Court of Appeals denied it. Kisela then filed a petition *1152 for certiorari in this Court. That petition is now granted.

In one of the first cases on this general subject, Tennessee v. Garner, 471 U.S. 1 , 105 S.Ct. 1694 , 85 L.Ed.2d 1 (1985), the Court addressed the constitutionality of the police using force that can be deadly. There, the Court held that "[w]here the officer has probable cause to believe that the suspect poses a threat of serious physical harm, either to the officer or to others, it is not constitutionally unreasonable to prevent escape by using deadly force." Id., at 11 , 105 S.Ct. 1694 .

In Graham v. Connor, 490 U.S. 386 , 396, 109 S.Ct. 1865 , 104 L.Ed.2d 443 (1989), the Court held that the question whether an officer has used excessive force "requires careful attention to the facts and circumstances of each particular case, including the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight." "The 'reasonableness' of a particular use of force must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight." Ibid. And "[t]he calculus of reasonableness must embody allowance for the fact that police officers are often forced to make split-second judgments-in circumstances that are tense, uncertain, and rapidly evolving-about the amount of force that is necessary in a particular situation." Id., at 396-397 , 109 S.Ct. 1865 .

Here, the Court need not, and does not, decide whether Kisela violated the Fourth Amendment when he used deadly force against Hughes. For even assuming a Fourth Amendment violation occurred-a proposition that is not at all evident-on these facts Kisela was at least entitled to qualified immunity.

"Qualified immunity attaches when an official's conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." White v. Pauly, 580 U.S. ----, ----, 137 S.Ct. 548 , 551, 196 L.Ed.2d 463 (2017) ( per curiam ) (alterations and internal quotation marks omitted). "Because the focus is on whether the officer had fair notice that her conduct was unlawful, reasonableness is judged against the backdrop of the law at the time of the conduct." Brosseau v. Haugen, 543 U.S. 194 , 198, 125 S.Ct. 596 , 160 L.Ed.2d 583 (2004) ( per curiam ).

Although "this Court's caselaw does not require a case directly on point for a right to be clearly established, existing precedent must have placed the statutory or constitutional question beyond debate." White, 580 U.S., at ----, 137 S.Ct., at 551 (internal quotation marks omitted). "In other words, immunity protects all but the plainly incompetent or those who knowingly violate the law." Ibid. (internal quotation marks omitted). This Court has " 'repeatedly told courts-and the Ninth Circuit in particular-not to define clearly established law at a high level of generality.' " City and County of San Francisco v. Sheehan, 575 U.S. ----, ----, 135 S.Ct. 1765 , 1775-1776, 191 L.Ed.2d 856 (2015) (quoting Ashcroft v. al-Kidd, 563 U.S. 731 , 742, 131 S.Ct. 2074 , 179 L.Ed.2d 1149 (2011) ); see also Brosseau, supra, at 198-199 , 125 S.Ct. 596 .

"[S]pecificity is especially important in the Fourth Amendment context, where the Court has recognized that it is sometimes difficult for an officer to determine how the relevant legal doctrine, here excessive force, will apply to the factual situation the officer confronts." Mullenix v. Luna, 577 U.S. ----, ----, 136 S.Ct. 305 , 308, 193 L.Ed.2d 255 (2015) ( per curiam *1153 ) (internal quotation marks omitted). Use of excessive force is an area of the law "in which the result depends very much on the facts of each case," and thus police officers are entitled to qualified immunity unless existing precedent "squarely governs" the specific facts at issue. Id., at ----, 136 S.Ct., at 309 (internal quotation marks omitted and emphasis deleted). Precedent involving similar facts can help move a case beyond the otherwise "hazy border between excessive and acceptable force" and thereby provide an officer notice that a specific use of force is unlawful. Id., at ----, 136 S.Ct., at 312 (internal quotation marks omitted).

"Of course, general statements of the law are not inherently incapable of giving fair and clear warning to officers." White, 580 U.S., at ----, 137 S.Ct., at 552 (internal quotation marks omitted). But the general rules set forth in " Garner and Graham do not by themselves create clearly established law outside an 'obvious case.' " Ibid. Where constitutional guidelines seem inapplicable or too remote, it does not suffice for a court simply to state that an officer may not use unreasonable and excessive force, deny qualified immunity, and then remit the case for a trial on the question of reasonableness. An officer "cannot be said to have violated a clearly established right unless the right's contours were sufficiently definite that any reasonable official in the defendant's shoes would have understood that he was violating it." Plumhoff v. Rickard, 572 U.S. ----, ----, 134 S.Ct. 2012 , 2023, 188 L.Ed.2d 1056 (2014). That is a necessary part of the qualified-immunity standard, and it is a part of the standard that the Court of Appeals here failed to implement in a correct way.

Kisela says he shot Hughes because, although the officers themselves were in no apparent danger, he believed she was a threat to Chadwick. Kisela had mere seconds to assess the potential danger to Chadwick. He was confronted with a woman who had just been seen hacking a tree with a large kitchen knife and whose behavior was erratic enough to cause a concerned bystander to call 911 and then flag down Kisela and Garcia. Kisela was separated from Hughes and Chadwick by a chain-link fence; Hughes had moved to within a few feet of Chadwick; and she failed to acknowledge at least two commands to drop the knife. Those commands were loud enough that Chadwick, who was standing next to Hughes, heard them. This is far from an obvious case in which any competent officer would have known that shooting Hughes to protect Chadwick would violate the Fourth Amendment.

The Court of Appeals made additional errors in concluding that its own precedent clearly established that Kisela used excessive force. To begin with, "even if a controlling circuit precedent could constitute clearly established law in these circumstances, it does not do so here." Sheehan, supra, at ----, 135 S.Ct., at 1776 . In fact, the most analogous Circuit precedent favors Kisela. See Blanford v. Sacramento County, 406 F.3d 1110 (C.A.9 2005). In Blanford, the police responded to a report that a man was walking through a residential neighborhood carrying a sword and acting in an erratic manner. Id., at 1112 . There, as here, the police shot the man after he refused their commands to drop his weapon (there, as here, the man might not have heard the commands). Id., at 1113 . There, as here, the police believed (perhaps mistakenly), that the man posed an immediate threat to others. Ibid. There, the Court of Appeals determined that the use of deadly force did not violate the Fourth Amendment. Id., at 1119 . Based on that decision, a reasonable officer *1154 could have believed the same thing was true in the instant case.

In contrast, not one of the decisions relied on by the Court of Appeals- Deorle v. Rutherford, 272 F.3d 1272 (C.A.9 2001), Glenn v. Washington County, 673 F.3d 864 (C.A.9 2011), and Harris v. Roderick, 126 F.3d 1189 (C.A.9 1997) -supports denying Kisela qualified immunity. As for Deorle, this Court has already instructed the Court of Appeals not to read its decision in that case too broadly in deciding whether a new set of facts is governed by clearly established law. Sheehan, 572 U.S., at ---- - ----, 135 S.Ct., at 1775-1777 . Deorle involved a police officer who shot an unarmed man in the face, without warning, even though the officer had a clear line of retreat; there were no bystanders nearby; the man had been "physically compliant and generally followed all the officers' instructions"; and he had been under police observation for roughly 40 minutes. 272 F.3d, at 1276, 1281-1282 . In this case, by contrast, Hughes was armed with a large knife; was within striking distance of Chadwick; ignored the officers' orders to drop the weapon; and the situation unfolded in less than a minute. "Whatever the merits of the decision in Deorle, the differences between that case and the case before us leap from the page." Sheehan, supra, at ----, 135 S.Ct., at 1776 .

Glenn, which the panel described as "[t]he most analogous Ninth Circuit case," 862 F.3d, at 783 , was decided after the shooting at issue here. Thus, Glenn "could not have given fair notice to [Kisela]" because a reasonable officer is not required to foresee judicial decisions that do not yet exist in instances where the requirements of the Fourth Amendment are far from obvious. Brosseau, 543 U.S., at 200, n. 4 , 125 S.Ct. 596 . Glenn was therefore "of no use in the clearly established inquiry." Brosseau, supra, at 200, n. 4 , 125 S.Ct. 596 . Other judges brought this mistaken or misleading citation to the panel's attention while Kisela's petition for rehearing en banc was pending before the Court of Appeals. 862 F.3d, at 795, n. 2 (Ikuta, J., dissenting from denial of rehearing en banc). The panel then amended its opinion, but nevertheless still attempted to "rely on Glenn as illustrative, not as indicative of the clearly established law in 2010." Id., at 784, n. 2 (majority opinion). The panel failed to explain the difference between "illustrative" and "indicative" precedent, and none is apparent.

The amended opinion also asserted, for the first time and without explanation, that the Court of Appeals' decision in Harris clearly established that the shooting here was unconstitutional. Id., at 785 . The new mention of Harris replaced a reference in the panel's first opinion to Glenn -the case that postdated the shooting at issue here. Compare 841 F.3d 1081 , 1090 (C.A.9 2016) ("As indicated by Glenn and Deorle, ... that right was clearly established"), with 862 F.3d, at 785 ("As indicated by Deorle and Harris, ... that right was clearly established").

The panel's reliance on Harris "does not pass the straight-face test." 862 F.3d, at 797 (opinion of Ikuta, J.). In Harris, the Court of Appeals determined that an FBI sniper, who was positioned safely on a hilltop, used excessive force when he shot a man in the back while the man was retreating to a cabin during what has been referred to as the Ruby Ridge standoff. 126 F.3d, at 1202-1203 . Suffice it to say, a reasonable police officer could miss the connection between the situation confronting the sniper at Ruby Ridge and the situation confronting Kisela in Hughes' front yard.

For these reasons, the petition for certiorari is granted; the judgment of the *1155 Court of Appeals is reversed; and the case is remanded for further proceedings consistent with this opinion.

It is so ordered.

Officer Andrew Kisela shot Amy Hughes while she was speaking with her roommate, Sharon Chadwick, outside of their home. The record, properly construed at this stage, shows that at the time of the shooting: Hughes stood stationary about six feet away from Chadwick, appeared "composed and content," Appellant's Excerpts of Record 109 (Record), and held a kitchen knife down at her side with the blade facing away from Chadwick. Hughes was nowhere near the officers, had committed no illegal act, was suspected of no crime, and did not raise the knife in the direction of Chadwick or anyone else. Faced with these facts, the two other responding officers held their fire, and one testified that he "wanted to continue trying verbal command[s] and see if that would work." Id., at 120. But not Kisela. He thought it necessary to use deadly force, and so, without giving a warning that he would open fire, he shot Hughes four times, leaving her seriously injured.

If this account of Kisela's conduct sounds unreasonable, that is because it was. And yet, the Court today insulates that conduct from liability under the doctrine of qualified immunity, holding that Kisela violated no "clearly established" law. See ante, at 1152 - 1154. I disagree. Viewing the facts in the light most favorable to Hughes, as the Court must at summary judgment, a jury could find that Kisela violated Hughes' clearly established Fourth Amendment rights by needlessly resorting to lethal force. In holding otherwise, the Court misapprehends the facts and misapplies the law, effectively treating qualified immunity as an absolute shield. I therefore respectfully dissent.

I

This case arrives at our doorstep on summary judgment, so we must "view the evidence ... in the light most favorable to" Hughes, the nonmovant, "with respect to the central facts of this case." Tolan v. Cotton, 572 U.S. ----, ----, 134 S.Ct. 1861 , 1866, 188 L.Ed.2d 895 (2014) ( per curiam ). The majority purports to honor this well-settled principle, but its efforts fall short. Although the majority sets forth most of the relevant events that transpired, it conspicuously omits several critical facts and draws premature inferences that bear on the qualified-immunity inquiry. Those errors are fatal to its analysis, because properly construing all of the facts in the light most favorable to Hughes, and drawing all inferences in her favor, a jury could find that the following events occurred on the day of Hughes' encounter with the Tucson police.

On May 21, 2010, Kisela and Officer-in-Training Alex Garcia received a " 'check welfare' " call about a woman chopping away at a tree with a knife. 862 F.3d 775 , 778 (C.A.9 2016). They responded to the scene, where they were informed by the person who had placed the call (not Chadwick) that the woman with the knife had been acting "erratically." Ibid. A third officer, Lindsay Kunz, later joined the scene. The officers observed Hughes, who matched the description given to the officers of the woman alleged to have been cutting the tree, emerge from a house with a kitchen knife in her hand. Hughes exited the front door and approached Chadwick, who was standing outside in the driveway.

Hughes then stopped about six feet from Chadwick, holding the kitchen knife down at her side with the blade pointed away *1156 from Chadwick. Hughes and Chadwick conversed with one another; Hughes appeared "composed and content," Record 109, and did not look angry. See 862 F.3d, at 778 . At no point during this exchange did Hughes raise the kitchen knife or verbally threaten to harm Chadwick or the officers. Chadwick later averred that, during the incident, she was never in fear of Hughes and "was not the least bit threatened by the fact that [Hughes] had a knife in her hand" and that Hughes "never acted in a threatening manner." Record 110-111. The officers did not observe Hughes commit any crime, nor was Hughes suspected of committing one. See 862 F.3d, at 780 .

Nevertheless, the officers hastily drew their guns and ordered Hughes to drop the knife. The officers gave that order twice, but the commands came "in quick succession." Id., at 778 . The evidence in the record suggests that Hughes may not have heard or understood the officers' commands and may not have been aware of the officers' presence at all. Record 109-110, 195, 323-324 (Officer Kunz's testimony that "it seemed as though [Hughes] didn't even know we were there," and "[i]t was like she didn't hear us almost"); id., at 304 (Officer Garcia's testimony that Hughes acted "almost as if we weren't there"). Although the officers were in uniform, they never verbally identified themselves as law enforcement officers.

Kisela did not wait for Hughes to register, much less respond to, the officers' rushed commands. Instead, Kisela immediately and unilaterally escalated the situation. Without giving any advance warning that he would shoot, and without attempting less dangerous methods to deescalate the situation, he dropped to the ground and shot four times at Hughes (who was stationary) through a chain-link fence. After being shot, Hughes fell to the ground, screaming and bleeding from her wounds. She looked at the officers and asked, " 'Why'd you shoot me?' " Id., at 308. Hughes was immediately transported to the hospital, where she required treatment for her injuries. Kisela alone resorted to deadly force in this case. Confronted with the same circumstances as Kisela, neither of his fellow officers took that drastic measure.

II

Police officers are not entitled to qualified immunity if "(1) they violated a federal statutory or constitutional right, and (2) the unlawfulness of their conduct was 'clearly established at the time.' " District of Columbia v. Wesby, 583 U.S. ----, ----, 138 S.Ct. 577 , 589, 199 L.Ed.2d 453 (2018) (quoting Reichle v. Howards, 566 U.S. 658 , 664, 132 S.Ct. 2088 , 182 L.Ed.2d 985 (2012) ). Faithfully applying that well-settled standard, the Ninth Circuit held that a jury could find that Kisela violated Hughes' clearly established Fourth Amendment rights. That conclusion was correct.

A

I begin with the first step of the qualified-immunity inquiry: whether there was a violation of a constitutional right. Hughes alleges that Kisela violated her Fourth Amendment rights by deploying excessive force against her. In assessing such a claim, courts must ask "whether the officers' actions are 'objectively reasonable' in light of the facts and circumstances confronting them." Graham v. Connor, 490 U.S. 386 , 397, 109 S.Ct. 1865 , 104 L.Ed.2d 443 (1989). That inquiry "requires careful attention to the facts and circumstances of each particular case, including the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, *1157 and whether he is actively resisting arrest or attempting to evade arrest by flight." Id., at 396 , 109 S.Ct. 1865 ; see also Tennessee v. Garner, 471 U.S. 1 , 11, 105 S.Ct. 1694 , 85 L.Ed.2d 1 (1985). All of those factors (and others) support the Ninth Circuit's conclusion that a jury could find that Kisela's use of deadly force was objectively unreasonable. 862 F.3d, at 779-782 . Indeed, the panel's resolution of this question was so convincing that not a single judge on the Ninth Circuit, including the seven who dissented from denial of rehearing en banc, expressly disputed that conclusion. See id., at 791-799 (opinion of Ikuta, J.). Neither does the majority here, which simply assumes without deciding that "a Fourth Amendment violation occurred." Ante, at 1152.

First, Hughes committed no crime and was not suspected of committing a crime. The officers were responding to a "check welfare" call, which reported no criminal activity, and the officers did not observe any illegal activity while at the scene. The mere fact that Hughes held a kitchen knife down at her side with the blade pointed away from Chadwick hardly elevates the situation to one that justifies deadly force.

Second, a jury could reasonably conclude that Hughes presented no immediate or objective threat to Chadwick or the other officers. It is true that Kisela had received a report that a woman matching Hughes' description had been acting erratically. But the police officers themselves never witnessed any erratic conduct. Instead, when viewed in the light most favorable to Hughes, the record evidence of what the police encountered paints a calmer picture. It shows that Hughes was several feet from Chadwick and even farther from the officers, she never made any aggressive or threatening movements, and she appeared "composed and content" during the brief encounter.

Third, Hughes did not resist or evade arrest. Based on this record, there is significant doubt as to whether she was aware of the officers' presence at all, and evidence suggests that Hughes did not hear the officers' swift commands to drop the knife.

Finally, the record suggests that Kisela could have, but failed to, use less intrusive means before deploying deadly force. 862 F.3d, at 781 . For instance, Hughes submitted expert testimony concluding that Kisela should have used his Taser and that shooting his gun through the fence was dangerous because a bullet could have fragmented against the fence and hit Chadwick or his fellow officers. Ibid. ; see also Bryan v. MacPherson, 630 F.3d 805 , 831 (C.A.9 2010) (noting that "police are required to consider what other tactics if any were available to effect the arrest" and whether there are "clear, reasonable, and less intrusive alternatives" (internal quotation marks and alteration omitted)). Consistent with that assessment, the other two officers on the scene declined to fire at Hughes, and one of them explained that he was inclined to use "some of the lesser means" than shooting, including verbal commands, because he believed there was time "[t]o try to talk [Hughes] down." Record 120-121. That two officers on the scene, presented with the same circumstances as Kisela, did not use deadly force reveals just how unnecessary and unreasonable it was for Kisela to fire four shots at Hughes. See Plumhoff v. Rickard, 572 U.S. ----, ----, 134 S.Ct. 2012 , 2020, 188 L.Ed.2d 1056 (2014) ("We analyze [the objective reasonableness] question from the perspective of a reasonable officer on the scene" (internal quotation marks omitted)).

Taken together, the foregoing facts would permit a jury to conclude that Kisela acted outside the bounds of the Fourth *1158 Amendment by shooting Hughes four times.

B

Rather than defend the reasonableness of Kisela's conduct, the majority sidesteps the inquiry altogether and focuses instead on the "clearly established" prong of the qualified-immunity analysis. Ante, at 1152. To be " 'clearly established' ... [t]he contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right." Anderson v. Creighton, 483 U.S. 635 , 640, 107 S.Ct. 3034 , 97 L.Ed.2d 523 (1987). That standard is not nearly as onerous as the majority makes it out to be. As even the majority must acknowledge, ante, at 1152, this Court has long rejected the notion that "an official action is protected by qualified immunity unless the very action in question has previously been held unlawful," Anderson, 483 U.S., at 640 , 107 S.Ct. 3034 . "[O]fficials can still be on notice that their conduct violates established law even in novel factual circumstances." Hope v. Pelzer, 536 U.S. 730 , 741, 122 S.Ct. 2508 , 153 L.Ed.2d 666 (2002). At its core, then, the "clearly established" inquiry boils down to whether Kisela had "fair notice" that he acted unconstitutionally. See ibid. ; Brosseau v. Haugen, 543 U.S. 194 , 198, 125 S.Ct. 596 , 160 L.Ed.2d 583 (2004) ( per curiam ) ("[T]he focus" of qualified immunity "is on whether the officer had fair notice that her conduct was unlawful").

The answer to that question is yes. This Court's precedents make clear that a police officer may only deploy deadly force against an individual if the officer "has probable cause to believe that the [person] poses a threat of serious physical harm, either to the officer or to others." Garner, 471 U.S., at 11 , 105 S.Ct. 1694 ; see also Graham, 490 U.S., at 397 , 109 S.Ct. 1865 . It is equally well established that any use of lethal force must be justified by some legitimate governmental interest. See Scott v. Harris, 550 U.S. 372 , 383, 127 S.Ct. 1769 , 167 L.Ed.2d 686 (2007) ; Mullenix v. Luna, 577 U.S. ----, ---- - ----, 136 S.Ct. 305 , 313-314, 193 L.Ed.2d 255 (2015) (SOTOMAYOR, J., dissenting). Consistent with those clearly established principles, and contrary to the majority's conclusion, Ninth Circuit precedent predating these events further confirms that Kisela's conduct was clearly unreasonable. See Brosseau, 543 U.S., at 199 , 125 S.Ct. 596 ("[A] body of relevant case law" may " 'clearly establish' " the violation of a constitutional right); Ashcroft v. al-Kidd, 563 U.S. 731 , 746, 131 S.Ct. 2074 , 179 L.Ed.2d 1149 (2011) (KENNEDY, J., concurring) ("[Q]ualified immunity is lost when plaintiffs point either to 'cases of controlling authority in their jurisdiction at the time of the incident' or to 'a consensus of cases of persuasive authority such that a reasonable officer could not have believed that his actions were lawful' " (quoting Wilson v. Layne, 526 U.S. 603 , 617, 119 S.Ct. 1692 , 143 L.Ed.2d 818 (1999) )). Because Kisela plainly lacked any legitimate interest justifying the use of deadly force against a woman who posed no objective threat of harm to officers or others, had committed no crime, and appeared calm and collected during the police encounter, he was not entitled to qualified immunity.

The Ninth Circuit's opinion in Deorle v. Rutherford, 272 F.3d 1272 (2001) proves the point. In that case, the police encountered a man who had reportedly been acting "erratically." Id., at 1276 . The man was "verbally abusive," shouted " 'kill me' " at the officers, screamed that he would " 'kick [the] ass' " of one of the officers, and "brandish[ed] a hatchet at a police officer," ultimately throwing it "into a clump of trees when told to put it down." Id., at 1276-1277 . The officers also observed *1159 the man carrying an unloaded crossbow in one hand and what appeared to be "a can or a bottle of lighter fluid in the other." Id., at 1277 . The man discarded the crossbow when instructed to do so by the police and then steadily walked toward one of the officers. Ibid. In response, that officer, without giving a warning, shot the man in the face with beanbag rounds. Id., at 1278 . The man suffered serious injuries, including multiple fractures to his cranium and the loss of his left eye. Ibid .

The Ninth Circuit denied qualified immunity to the officer, concluding that his use of force was objectively unreasonable under clearly established law. Id ., at 1285-1286. The court held, "Every police officer should know that it is objectively unreasonable to shoot ... an unarmed man who: has committed no serious offense, is mentally or emotionally disturbed, has been given no warning of the imminent use of such a significant degree of force, poses no risk of flight, and presents no objectively reasonable threat to the safety of the officer or other individuals." Id., at 1285 .

The same holds true here. Like the man in Deorle, Hughes committed no serious crime, had been given no warning of the imminent use of force, posed no risk of flight, and presented no objectively reasonable threat to the safety of officers or others. In fact, Hughes presented even less of a danger than the man in Deorle, for, unlike him, she did not threaten to "kick [their] ass," did not appear agitated, and did not raise her kitchen knife or make any aggressive gestures toward the police or Chadwick. If the police officers acted unreasonably in shooting the agitated, screaming man in Deorle with beanbag bullets, a fortiori Kisela acted unreasonably in shooting the calm-looking, stationary Hughes with real bullets. In my view, Deorle and the precedent it cites place the unlawfulness of Kisela's conduct " 'beyond debate.' " Wesby, 583 U.S., at ----, 138 S.Ct., at 590 .

The majority strains mightily to distinguish Deorle, to no avail. It asserts, for instance, that, unlike the man in Deorle, Hughes was "armed with a large knife." Ante, at 1154. But that is not a fair characterization of the record, particularly at this procedural juncture. Hughes was not "armed" with a knife. She was holding "a kitchen knife-an everyday household item which can be used as a weapon but ordinarily is a tool for safe, benign purposes"-down at her side with the blade pointed away from Chadwick. 862 F.3d, at 788 (Berzon, J., concurring in denial of rehearing en banc). Hughes also spoke calmly with Chadwick during the events at issue, did not raise the knife, and made no other aggressive movements, undermining any suggestion that she was a threat to Chadwick or anyone else. Similarly, the majority asserts that Hughes was "within striking distance" of Chadwick, ante, at 1154, but that stretches the facts and contravenes this Court's repeated admonition that inferences must be drawn in the exact opposite direction, i.e., in favor of Hughes. See Tolan, 572 U.S., at ----, 134 S.Ct., at 1866-1867. The facts, properly viewed, show that, when she was shot, Hughes had stopped and stood still about six feet away from Chadwick. Whether Hughes could "strik[e]" Chadwick from that particular distance, even though the kitchen knife was held down at her side, is an inference that should be drawn by the jury, not this Court.

The majority next posits that Hughes, unlike the man in Deorle, "ignored the officers' orders to drop the" kitchen knife. Ante, at 1154. Yet again, the majority here draws inferences in favor of Kisela, instead of Hughes. The available evidence would *1160 allow a reasonable jury to find that Hughes did not hear or register the officers' swift commands and that Kisela, like his fellow officers on the scene, should have realized that as well. See supra, at 1156 - 1157. Accordingly, at least at the summary-judgment stage, the Court is mistaken in distinguishing Deorle based on Hughes' ostensible disobedience to the officers' directives.

The majority also implies that Deorle is distinguishable because the police in that case observed the man over a 40-minute period, whereas the situation here unfolded in less than a minute. Ante, at 1154. But that fact favors Hughes, not Kisela. The only reason this case unfolded in such an abrupt timeframe is because Kisela, unlike his fellow officer, showed no interest in trying to talk further to Hughes or use a "lesser means" of force. See Record 120-121, 304.

Finally, the majority passingly notes that "this Court has already instructed the Court of Appeals not to read [ Deorle ] too broadly." Ante, at 1154 (citing City and County of San Francisco v. Sheehan, 575 U.S. ----, ---- - ----, 135 S.Ct. 1765 , 1775-1777, 191 L.Ed.2d 856 (2015) ). But the Court in Sheehan concluded that Deorle was plainly distinguishable because, unlike in Deorle, the officers there confronted a woman who "was dangerous, recalcitrant, law-breaking, and out of sight." 575 U.S., at ----, 135 S.Ct., at 1776 . As explained above, however, Hughes was none of those things: She did not threaten or endanger the officers or Chadwick, she did not break any laws, and she was visible to the officers on the scene. See supra, at 1155 - 1157. Thus, there simply is no basis for the Court's assertion that " 'the differences between [ Deorle ] and the case before us leap from the page.' " Ante, at 1154 (quoting Sheehan, 575 U.S., at ----, 135 S.Ct., at 1776 ).

Deorle, moreover, is not the only case that provided fair notice to Kisela that shooting Hughes under these circumstances was unreasonable. For instance, the Ninth Circuit has held that the use of deadly force against an individual holding a semiautomatic rifle was unconstitutional where the individual "did not point the gun at the officers and apparently was not facing them when they shot him the first time." Curnow v. Ridgecrest Police, 952 F.2d 321 , 325 (1991). Similarly, in Harris v. Roderick, 126 F.3d 1189 (1997), the Ninth Circuit held that the officer unreasonably used deadly force against a man who, although armed, made "no threatening movement" or "aggressive move of any kind." Id., at 1203 . * Both Curnow and Harris establish that, where, as here, an individual with a weapon poses no objective and immediate threat to officers or third parties, law enforcement cannot resort to excessive force. See Harris, 126 F.3d, at 1201 ("Law enforcement officers may not shoot to kill unless, at a minimum, the suspect presents an immediate threat to the officers, or is fleeing and his escape will result in a serious threat of injury to persons").

If all that were not enough, decisions from several other Circuits illustrate that the Fourth Amendment clearly forbids the use of deadly force against a person who is *1161 merely holding a knife but not threatening anyone with it. See, e.g., McKinney v. DeKalb County, 997 F.2d 1440 , 1442 (C.A.11 1993) (affirming denial of summary judgment based on qualified immunity to officer who shot a person holding a butcher knife in one hand and a foot-long stick in the other, where the person threw the stick and began to rise from his seated position); Reyes v. Bridgwater, 362 Fed.Appx. 403 , 404-405 (C.A.5 2010) (reversing grant of summary judgment based on qualified immunity to officer who shot a person holding a kitchen knife in his apartment entryway, even though he refused to follow the officer's multiple commands to drop the knife); Duong v. Telford Borough, 186 Fed.Appx. 214 , 215, 217 (C.A.3 2006) (affirming denial of summary judgment based on qualified immunity to officer who shot a person holding a knife because a reasonable jury could conclude that the plaintiff was sitting down and pointing the knife away from the officer at the time he was shot and had not received any warnings to drop the knife).

Against this wall of case law, the majority points to a single Ninth Circuit decision, Blanford v. Sacramento County, 406 F.3d 1110 (2005), as proof that Kisela reasonably could have believed that Hughes posed an immediate danger. But Blanford involved far different circumstances. In that case, officers observed a man walking through a neighborhood brandishing a 2 ½-foot cavalry sword; officers commanded the man to drop the sword, identified themselves as police, and warned " 'We'll shoot.' " Id., at 1112-1113 . The man responded with "a loud growling or roaring sound," which increased the officers' concern that he posed a risk of harm. Id., at 1113 . In an effort to "evade [police] authority," the man, while still wielding the sword, tried to enter a home, thus prompting officers to open fire to protect anyone who might be inside. Id., at 1113, 1118 . The Ninth Circuit concluded that use of deadly force was reasonable in those circumstances. See id., at 1119 .

This case differs significantly from Blanford in several key respects. Unlike the man in Blanford, Hughes held a kitchen knife down by her side, as compared to a 2 ½-foot sword; she appeared calm and collected, and did not make threatening noises or gestures toward the officers on the scene; she stood still in front of her own home, and was not wandering about the neighborhood, evading law enforcement, or attempting to enter another house. Moreover, unlike the officers in Blanford, Kisela never verbally identified himself as an officer and never warned Hughes that he was going to shoot before he did so. Given these significant differences, no reasonable officer would believe that Blanford justified Kisela's conduct. The majority's conclusion to the contrary is fanciful.

* * *

In sum, precedent existing at the time of the shooting clearly established the unconstitutionality of Kisela's conduct. The majority's decision, no matter how much it says otherwise, ultimately rests on a faulty premise: that those cases are not identical to this one. But that is not the law, for our cases have never required a factually identical case to satisfy the "clearly established" standard. Hope, 536 U.S., at 739 , 122 S.Ct. 2508 . It is enough that governing law places "the constitutionality of the officer's conduct beyond debate." Wesby, 583 U.S., at ----, 138 S.Ct., at 589 (internal quotation marks omitted). Because, taking the facts in the light most favorable to Hughes, it is "beyond debate" that Kisela's use of deadly force was objectively unreasonable, he was not entitled to summary judgment on the basis of qualified immunity.

*1162 III

For the foregoing reasons, it is clear to me that the Court of Appeals got it right. But even if that result were not so clear, I cannot agree with the majority's apparent view that the decision below was so manifestly incorrect as to warrant "the extraordinary remedy of a summary reversal." Major League Baseball Players Assn. v. Garvey, 532 U.S. 504 , 512-513, 121 S.Ct. 1724 , 149 L.Ed.2d 740 (2001) (Stevens, J., dissenting). "A summary reversal is a rare disposition, usually reserved by this Court for situations in which the law is settled and stable, the facts are not in dispute, and the decision below is clearly in error." Schweiker v. Hansen, 450 U.S. 785 , 791, 101 S.Ct. 1468 , 67 L.Ed.2d 685 (1981) (Marshall, J., dissenting); Office of Personnel Management v. Richmond, 496 U.S. 414 , 422, 110 S.Ct. 2465 , 110 L.Ed.2d 387 (1990) ("Summary reversals of courts of appeals are unusual under any circumstances"). This is not such a case. The relevant facts are hotly disputed, and the qualified-immunity question here is, at the very best, a close call. Rather than letting this case go to a jury, the Court decides to intervene prematurely, purporting to correct an error that is not at all clear.

This unwarranted summary reversal is symptomatic of "a disturbing trend regarding the use of this Court's resources" in qualified-immunity cases. Salazar-Limon v. Houston, 581 U.S. ----, ----, 137 S.Ct. 1277 , 1282, 197 L.Ed.2d 751 (2017) (SOTOMAYOR, J., dissenting from denial of certiorari). As I have previously noted, this Court routinely displays an unflinching willingness "to summarily reverse courts for wrongly denying officers the protection of qualified immunity" but "rarely intervene[s] where courts wrongly afford officers the benefit of qualified immunity in these same cases." Id., at ---- - ----, 137 S.Ct., at 1282-1283 ; see also Baude, Is Qualified Immunity Unlawful? 106 Cal. L. Rev. 45 , 82 (2018) ("[N]early all of the Supreme Court's qualified immunity cases come out the same way-by finding immunity for the officials"); Reinhardt, The Demise of Habeas Corpus and the Rise of Qualified Immunity: The Court's Ever Increasing Limitations on the Development and Enforcement of Constitutional Rights and Some Particularly Unfortunate Consequences, 113 Mich. L. Rev. 1219 , 1244-1250 (2015). Such a one-sided approach to qualified immunity transforms the doctrine into an absolute shield for law enforcement officers, gutting the deterrent effect of the Fourth Amendment.

The majority today exacerbates that troubling asymmetry. Its decision is not just wrong on the law; it also sends an alarming signal to law enforcement officers and the public. It tells officers that they can shoot first and think later, and it tells the public that palpably unreasonable conduct will go unpunished. Because there is nothing right or just under the law about this, I respectfully dissent.

*

The majority insists that reliance on Harris fails the " 'straight-face test' " because Harris involved an FBI sniper on a hilltop who shot a man while he was retreating to a cabin during a standoff. Ante, at 1154 (quoting 862 F.3d, at 797 (opinion of Ikuta, J.)). If anything, though, the context of Harris could be viewed as more dangerous than the context here because, unlike Hughes, the suspect in Harris had engaged in a firefight with other officers the previous day, during which an officer was shot. See 126 F.3d, at 1193-1194 .

2.4.3.16 Taylor v. Riojas 2.4.3.16 Taylor v. Riojas

                     Cite as: 592 U. S. ____ (2020)                     1

                              Per Curiam

SUPREME COURT OF THE UNITED STATES
TRENT MICHAEL TAYLOR v. ROBERT RIOJAS, ET AL.
   ON PETITION FOR WRIT OF CERTIORARI TO THE UNITED
    STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT
               No. 19–1261. Decided November 2, 2020

   PER CURIAM.
   Petitioner Trent Taylor is an inmate in the custody of the
Texas Department of Criminal Justice. Taylor alleges that,
for six full days in September 2013, correctional officers
confined him in a pair of shockingly unsanitary cells.1 The
first cell was covered, nearly floor to ceiling, in “ ‘massive
amounts’ of feces”: all over the floor, the ceiling, the win-
dow, the walls, and even “ ‘packed inside the water faucet.’ ”
Taylor v. Stevens, 
946 F.3d 211
, 218 (CA5 2019). Fearing
that his food and water would be contaminated, Taylor did
not eat or drink for nearly four days. Correctional officers
then moved Taylor to a second, frigidly cold cell, which was
equipped with only a clogged drain in the floor to dispose of
bodily wastes. Taylor held his bladder for over 24 hours,
but he eventually (and involuntarily) relieved himself,
causing the drain to overflow and raw sewage to spill across
the floor. Because the cell lacked a bunk, and because Tay-
lor was confined without clothing, he was left to sleep naked
in sewage.
   The Court of Appeals for the Fifth Circuit properly held
that such conditions of confinement violate the Eighth
Amendment’s prohibition on cruel and unusual punish-
ment. But, based on its assessment that “[t]he law wasn’t
clearly established” that “prisoners couldn’t be housed in
——————
  1 The Fifth Circuit accepted Taylor’s “verified pleadings [as] competent

evidence at summary judgment.” Taylor v. Stevens, 
946 F.3d 211
, 221
(2019). As is appropriate at the summary-judgment stage, facts that are
subject to genuine dispute are viewed in the light most favorable to Tay-
lor’s claim.
2                     TAYLOR v. RIOJAS

                          Per Curiam

cells teeming with human waste” “for only six days,” the
court concluded that the prison officials responsible for Tay-
lor’s confinement did not have “ ‘fair warning’ that their spe-
cific acts were 
unconstitutional.” 946 F.3d, at 222
(quoting
Hope v. Pelzer, 
536 U.S. 730
, 741 (2002)).
   The Fifth Circuit erred in granting the officers qualified
immunity on this basis. “Qualified immunity shields an of-
ficer from suit when she makes a decision that, even if con-
stitutionally deficient, reasonably misapprehends the law
governing the circumstances she confronted.” Brosseau v.
Haugen, 
543 U.S. 194
, 198 (2004) (per curiam). But no rea-
sonable correctional officer could have concluded that, un-
der the extreme circumstances of this case, it was constitu-
tionally permissible to house Taylor in such deplorably
unsanitary conditions for such an extended period of time.
See 
Hope, 536 U.S., at 741
(explaining that “ ‘a general con-
stitutional rule already identified in the decisional law may
apply with obvious clarity to the specific conduct in ques-
tion’ ” (quoting United States v. Lanier, 
520 U.S. 259
, 271
(1997))); 536 U.S., at 745
(holding that “[t]he obvious cru-
elty inherent” in putting inmates in certain wantonly “de-
grading and dangerous” situations provides officers “with
some notice that their alleged conduct violate[s]” the Eighth
Amendment). The Fifth Circuit identified no evidence that
the conditions of Taylor’s confinement were compelled by
necessity or exigency. Nor does the summary-judgment
record reveal any reason to suspect that the conditions of
Taylor’s confinement could not have been mitigated, either
in degree or duration. And although an officer-by-officer
analysis will be necessary on remand, the record suggests
that at least some officers involved in Taylor’s ordeal were
deliberately indifferent to the conditions of his cells. See,
e.g., 946 F.3d, at 218
(one officer, upon placing Taylor in
the first feces-covered cell, remarked to another that Taylor
was “ ‘going to have a long weekend’ ”); ibid., and n. 9 (an-
other officer, upon placing Taylor in the second cell, told
                      Cite as: 592 U. S. ____ (2020)                     3

                               Per Curiam

Taylor he hoped Taylor would “ ‘f***ing freeze’ ”).
  Confronted with the particularly egregious facts of this
case, any reasonable officer should have realized that Tay-
lor’s conditions of confinement offended the Constitution.2
We therefore grant Taylor’s petition for a writ of certiorari,
vacate the judgment of the Court of Appeals for the Fifth
Circuit, and remand the case for further proceedings con-
sistent with this opinion.
                                            It is so ordered.

  JUSTICE BARRETT took no part in the consideration or
decision of this case.

  JUSTICE THOMAS dissents.




——————
   2 In holding otherwise, the Fifth Circuit noted “ambiguity in the

caselaw” regarding whether “a time period so short [as six days] violated
the 
Constitution.” 946 F.3d, at 222
. But the case that troubled the Fifth
Circuit is too dissimilar, in terms of both conditions and duration of con-
finement, to create any doubt about the obviousness of Taylor’s right.
See Davis v. Scott, 
157 F.3d 1003
, 1004 (CA5 1998) (no Eighth Amend-
ment violation where inmate was detained for three days in dirty cell
and provided cleaning supplies).
                  Cite as: 592 U. S. ____ (2020)             1

                ALITO, J., concurring in judgment

SUPREME COURT OF THE UNITED STATES
TRENT MICHAEL TAYLOR v. ROBERT RIOJAS, ET AL.
   ON PETITION FOR WRIT OF CERTIORARI TO THE UNITED
    STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT
             No. 19–1261. Decided November 2, 2020

   JUSTICE ALITO, concurring in the judgment.
   Because the Court has granted the petition for a writ of
certiorari, I will address the question that the Court has
chosen to decide. But I find it hard to understand why the
Court has seen fit to grant review and address that ques-
tion.
                               I
   To see why this petition is ill-suited for review, it is im-
portant to review the procedural posture of this case. Peti-
tioner, an inmate in a Texas prison, sued multiple prison
officers and asserted a variety of claims, including both the
Eighth Amendment claim that the Court addresses (placing
and keeping him in filthy cells) and a related Eighth
Amendment claim (refusing to take him to a toilet). The
District Court granted summary judgment for the defend-
ants on all but one of petitioner’s claims under Federal Rule
of Civil Procedure 54(b), which permitted petitioner to ap-
peal the dismissed claims. On appeal, the Fifth Circuit af-
firmed as to all the claims at issue except the toilet-access
claim. On the claim concerning the conditions of peti-
tioner’s cells, the court held that the facts alleged in peti-
tioner’s verified complaint were sufficient to demonstrate
an Eighth Amendment violation, but it found that the offic-
ers were entitled to qualified immunity based primarily on
a statement in Hutto v. Finney, 
437 U.S. 678
(1978), and
the Fifth Circuit’s decision in Davis v. Scott, 
157 F.3d 1003
(1998).
2                     TAYLOR v. RIOJAS

                ALITO, J., concurring in judgment

   The Court now reverses the affirmance of summary judg-
ment on the cell-conditions claim. Viewing the evidence in
the summary judgment record in the light most favorable
to petitioner, the Court holds that a reasonable corrections
officer would have known that it was unconstitutional to
confine petitioner under the conditions alleged. That ques-
tion, which turns entirely on an interpretation of the record
in one particular case, is a quintessential example of the
kind that we almost never review. As stated in our Rules,
“[a] petition for a writ of certiorari is rarely granted when
the asserted error consists of . . . the misapplication of a
properly stated rule of law,” this Court’s Rule 10. That is
precisely the situation here. The Court does not dispute
that the Fifth Circuit applied all the correct legal stand-
ards, but the Court simply disagrees with the Fifth Circuit’s
application of those tests to the facts in a particular record.
Every year, the courts of appeals decide hundreds if not
thousands of cases in which it is debatable whether the ev-
idence in a summary judgment record is just enough or not
quite enough to carry the case to trial. If we began to review
these decisions we would be swamped, and as a rule we do
not do so.
   Instead, we have well-known criteria for granting review,
and they are not met here. The question that the Court
decides is not one that has divided the lower courts, see this
Court’s Rule 10, and today’s decision adds virtually nothing
to the law going forward. The Court of Appeals held that
the conditions alleged by petitioner, if proved, would violate
the Eighth Amendment, and this put correctional officers
in the Fifth Circuit on notice that such conditions are intol-
erable. Thus, even without our intervention, qualified im-
munity would not be available in any similar future case.
   We have sometimes granted review and summarily re-
versed in cases where it appeared that the lower court had
conspicuously disregarded governing Supreme Court prec-
edent, but that is not the situation here. On the contrary,
                  Cite as: 592 U. S. ____ (2020)            3

                ALITO, J., concurring in judgment

as I explain below, it appears that the Court of Appeals
erred largely because it read too much into one of our
decisions.
   It is not even clear that today’s decision is necessary to
protect petitioner’s interests. We are generally hesitant to
grant review of non-final decisions, and there are grounds
for such wariness here. If we had denied review at this
time, petitioner may not have lost the opportunity to con-
test the grant of summary judgment on the issue of re-
spondents’ entitlement to qualified immunity on his cell-
conditions claim. His case would have been remanded for
trial on the claims that remained after the Fifth Circuit’s
decision (one of which sought relief that appears to overlap
with the relief sought on the cell-conditions claim), and if
he was dissatisfied with the final judgment, he may have
been able to seek review by this Court of the cell-conditions
qualified immunity issue at that time. Major League Base-
ball Players Assn. v. Garvey, 
532 U.S. 504
, 508, n. 1 (2001)
( per curiam). And of course, there is always the possibility
that he would have been satisfied with whatever relief he
obtained on the claims that went to trial.
   Today’s decision does not even conclusively resolve the is-
sue of qualified immunity on the cell-conditions claim be-
cause respondents are free to renew that defense at trial,
and if the facts petitioner alleges are not ultimately estab-
lished, the defense could succeed. Indeed, if petitioner can-
not prove the facts he alleges, he may not be able to show
that his constitutional rights were violated.
   In light of all this, it is not apparent why the Court has
chosen to grant review in this case.
                            II
  While I would not grant review on the question the Court
addresses, I agree that summary judgment should not have
been awarded on the issue of qualified immunity. We must
4                      TAYLOR v. RIOJAS

                 ALITO, J., concurring in judgment

view the summary judgment record in the light most favor-
able to petitioner, and when petitioner’s verified complaint
is read in this way, a reasonable fact-finder could infer not
just that the conditions in the cells in question were horrific
but that respondents chose to place and keep him in those
particular cells, made no effort to have the cells cleaned,
and did not explore the possibility of assignment to cells
with better conditions. A reasonable corrections officer
would have known that this course of conduct was uncon-
stitutional, and the cases on which respondents rely do not
show otherwise.
   Although this Court stated in Hutto that holding a pris-
oner in a “filthy” cell for “a few days” “might be 
tolerable,” 437 U.S., at 686
–687, that equivocal and unspecific dictum
does not justify what petitioner alleges. There are degrees
of filth, ranging from conditions that are simply unpleasant
to conditions that pose a grave health risk, and the concept
of “a few days” is also imprecise. In addition, the statement
does not address potentially important factors, such as the
necessity of placing and keeping a prisoner in a particular
cell and the possibility of cleaning the cell before he is
housed there or during the course of that placement. A rea-
sonable officer could not think that this statement or the
Court of Appeals’ decision in Davis meant that it is consti-
tutional to place a prisoner in the filthiest cells imaginable
for up to six days despite the availability of other preferable
cells or despite the ability to arrange for cleaning of the cells
in question.
   For these reasons, I concur in the judgment.

2.4.3.17 SAUCIER v. KATZ Et Al. 2.4.3.17 SAUCIER v. KATZ Et Al.

SAUCIER v. KATZ et al.

No. 99-1977.

Argued March 20, 2001

Decided June 18, 2001

*196 Kennedy, J., delivered the opinion of the Court, in which Rehnquist, C. J., and O’Connor, Scalia, and Thomas, JJ,, joined, and in which Sou-TER, J., joined as to Parts I and II. Ginsburg, J., filed an opinion concurring in the judgment, in which Stevens and Breyer, JJ., joined, post, p. 209. Souter, J., filed an opinion concurring in part and dissenting in part, post, p. 217.

Deputy Solicitor General Clement argued the cause for petitioner. On the briefs were former Solicitor General Waxman, Acting Solicitor General Underwood, Assistant Attorney General Ogden, Jeffrey A. Lamken, Barbara L. Herwig, and Edward Himmelfarb.

J. Kirk Boyd argued the cause for respondents. With him on the brief was David H. Williams *

*

Briefs of amici curiae urging reversal were filed for the State of Texas et al. by John Comyn, Attorney General of Texas, Andy Taylor, First Assistant Attorney General, Gregory S. Coleman, Solicitor General, and Lisa R. Eskow, Assistant Solicitor General, joined by the Attorneys General for their respective States as follows: Bill Pryor of Alabama, Bruce M. Botelho of Alaska, Mark Pryor of Arkansas, Bill Lockyer of California, Ken Salazar of Colorado, Richard Blumenthal of Connecticut, M. Jane Brady of Delaware, James E. Ryan of Illinois, Richard P Ieyoub of Louisiana, J. Joseph Curran, Jr., of Maryland, Thomas F. Reilly of Massachusetts, Mike Moore of Mississippi, Joseph P. Mazurek of Montana, Don Stenberg of Nebraska, Eliot Spitzer of New York, Heidi Heitkamp of North Dakota, Betty D. Montgomery of Ohio, W. A. Drew Edmondson of Oklahoma, Hardy Myers of Oregon, D. Michael Fisher of Pennsylvania, Charles M. Condon of South Carolina, Mark Barnett of South Dakota, Paul G. Summers of Tennessee, Jan Graham of Utah, William H. Sorrell of Vermont, and Christine 0. Gregoire of Washington; for the Grand Lodge of the Fraternal Order of Police by Tom Rutherford; and for the National Association of Police Organizations et al. by Stephen R. McSpadden.

Briefs of amici curiae urging affirmance were filed for the American Civil Liberties Union et al. by David Rudovsky, Michael Avery, Ruth E. Harlow, Steven R. Shapiro, and Alan L. Schlosser; and for the Association of the Bar of the City of New York by Leon Friedman and Ronald J. Tabak.

*197Justice Kennedy

delivered the opinion of the Court.

In this case a citizen alleged excessive force was used to arrest him. The arresting officer asserted the defense of qualified immunity. The matter we address is whether the requisite analysis to determine qualified immunity is so intertwined with the question whether the officer used excessive force in making the arrest that qualified immunity and constitutional violation issues should be treated as one question, to be decided by the trier of fact. The Court of Appeals held the inquiries do merge into a single question. We now reverse and hold that the ruling on qualified immunity requires an analysis not susceptible of fusion with the question whether unreasonable force was used in making the arrest.

I

In autumn of 1994, the Presidio Army Base in San Francisco was the site of an event to celebrate conversion of the base to a national park. Among the speakers was Vice President Albert Gore, Jr., who attracted several hundred observers from the military and the general public. Some in attendance were not on hand to celebrate, however. Respondent Elliot Katz was concerned that the Army’s Letterman Hospital would be used for conducting experiments on animals. (Katz was president of a group called In Defense of Animals. Although both he and the group are respondents here, the issues we discuss center upon Katz, and we refer to him as “respondent.”) To voice opposition to the possibility that the hospital might be used for experiments, respondent brought with him a cloth banner, approximately 4 by 3 feet, that read “Please Keep Animal Torture Out of Our National Parks.” In the past, as respondent was aware, members of the public had been asked to leave the military base when they engaged in certain activities, such as distributing handbills; and he kept the banner concealed under his jacket as he walked through the base.

*198The area designated for the speakers contained seating for the general public, separated from the stage by a waist-high fence. Respondent sat in the front row of the public seating area. At about the time Vice President Gore began speaking, respondent removed the banner from his jacket, started to unfold it, and walked toward the fence and speakers’ platform.

Petitioner Donald Saucier is a military police officer who was on duty that day. He had been warned by his superiors of the possibility of demonstrations, and respondent had been identified as a potential protester. Petitioner and Sergeant Steven Parker — also a military police officer, but not a party to the suit — recognized respondent and moved to intercept him as he walked toward the fence. As he reached the barrier and began placing the banner on the other side, the officers grabbed respondent from behind, took the banner, and rushed him out of the area. Each officer had one of respondent’s arms, half-walking, half-dragging him, with his feet “barely touching the ground.” App. 24. Respondent was wearing a visible, knee-high leg brace, although petitioner later testified he did not remember noticing it at the time. Saucier and Parker took respondent to a nearby military van, where, respondent claims, he was shoved or thrown inside. Id., at 25. The reason for the shove remains unclear. It seems agreed that respondent placed his feet somewhere on the outside of the van, perhaps the bumper, but there is a dispute whether he did so to resist. As a result of the shove, respondent claims, he fell to the floor of the van, where he caught himself just in time to avoid any injury. The officers drove respondent to a military police station, held him for a brief time, and then released him. Though the details are not clear, it appears that at least one other protester was also placed into the van and detained for a brief time. Id., at 27.

Respondent brought this action in the United States District Court for the Northern District of California against *199petitioner and other officials pursuant to Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971), alleging, inter alia, that defendants had violated respondent’s Fourth Amendment rights by using excessive force to arrest him. The District Court granted the defendants’ motions for summary judgment on the grounds of qualified immunity on all claims other than the excessive force claim against Saucier. It held a dispute on a material fact existed concerning whether excessive force was used to remove respondent from the crowd and place him into the van. App. to Pet. for Cert. 27a. The District Court held that the law governing excessive force claims was clearly established at the time of the arrest, and that “[i]n the Fourth Amendment context, the qualified immunity inquiry is the same as the inquiry made on the merits.” Id., at 29a-30a. As a result, it ruled, petitioner was not entitled to summary judgment. Id., at 30a.

In the United States Court of Appeals for the Ninth Circuit petitioner filed an interlocutory appeal from the denial of qualified immunity. 194 F. 3d 962 (1999). The Court of Appeals affirmed, noting at the outset its two-part analysis for qualified immunity questions. First, the Court of Appeals considers “whether the law governing the official’s Conduct was clearly established.” Id., at 967. If it was not, that ends the matter, and the official is entitled to immunity. If, however, the law was clearly established when the conduct occurred, the Court of Appeals’ second step is to determine if a reasonable officer could have believed, in light of the clearly established law, that his conduct was lawful. Ibid. As to the first step of its analysis, the court observed that Graham v. Connor, 490 U. S. 386 (1989), sets forth the objective reasonableness test for evaluating excessive force claims, a principle the Court of Appeals concluded was clearly established for qualified immunity purposes. The court then concluded that the second step of the qualified immunity inquiry and the merits of the Fourth *200Amendment excessive force claim are identical, since both concern the objective reasonableness of the officer’s conduct in light of the circumstances the officer faced on the scene. 194 F. 3d, at 968. On this reasoning, summary judgment based on qualified immunity was held inappropriate. Id., at 968-969.

Saucier, represented by the Government of the United States; sought review here, arguing the Court of Appeals erred in its view that the qualified immunity inquiry is the same as the constitutional inquiry and so becomes superfluous or duplicative when excessive force is alleged. We granted certiorari, 531 U. S. 991 (2000).

II

The Court of Appeals ruled first that the right was clearly established; and second that the reasonableness inquiry into excessive force meant that it need not consider aspects of qualified immunity, leaving the whole matter to the jury. 194 F. 3d, at 967. This approach cannot be reconciled with Anderson v. Creighton, 483 U. S. 635 (1987), however, and was in error in two respects. As we shall explain, the first inquiry must be whether a constitutional right would have been violated on the facts alleged; second, assuming the violation is established, the question whether the right was clearly established must be considered on a more specific level than recognized by the Court of Appeals.

In a suit against an officer for an alleged violation of a constitutional right, the requisites of a qualified immunity defense must be considered in proper sequence. Where the defendant seeks qualified immunity, a ruling on that issue should be made early in the proceedings so that the costs and expenses of trial are avoided where the defense is dispositive. Qualified immunity is “an entitlement not to stand trial or face the other burdens of litigation.” Mitchell v. Forsyth, 472 U. S. 511, 526 (1985). The privilege is “an immunity from suit rather than a mere defense to lia*201bility; and like an absolute immunity, it is effectively lost if a case is erroneously permitted to go to trial.” Ibid. As a result, “we repeatedly have stressed the importance of resolving immunity questions at the earliest possible stage in litigation.” Hunter v. Bryant, 502 U. S. 224, 227 (1991) (per curiam).

A court required to rule upon the qualified immunity issue must consider, then, this threshold question: Taken in the light most favorable to the party asserting the injury, do the facts alleged show the officer’s conduct violated a constitutional right? This must be the initial inquiry. Siegert v. Gilley, 500 U. S. 226, 232 (1991). In the course of determining whether a constitutional right was violated on the premises alleged, a court might find it necessary to set forth principles which will become the basis for a holding that a right is clearly established. This is the process for the law’s elaboration from case to case, and it is one reason for our insisting upon turning to the existence or nonexistence of a constitutional right as the first inquiry. The law might be deprived of this explanation were a court simply to skip ahead to the question whether the law clearly established that the officer’s conduct was unlawful in the circumstances of the case.

If no constitutional right would have been violated were the allegations established, there is no necessity for further inquiries concerning qualified immunity. On the other hand, if a violation could be made out on a favorable view of the parties’ submissions, the next, sequential step is to ask whether the right was clearly established. This inquiry, it is vital to note, must be undertaken in light of the specific context of the case, not as a broad general proposition;. and it too serves to advance understanding of the law and to allow officers to avoid the burden of trial if qualified immunity is applicable.

In this litigation, for instance, there is no doubt that Graham v. Connor, supra, clearly establishes the general *202proposition that use of force is contrary to the Fourth Amendment if it is excessive under objective standards of reasonableness. Yet that is not enough. Rather, we emphasized in Anderson “that the right the official is alleged to have violated must have been ‘clearly established’ in a more particularized, and hence more relevant,'sense: The contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right.” 483 U. S., at 640. The relevant, dis-positive inquiry in determining whether a right is clearly established is whether it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted. See Wilson v. Layne, 526 U. S. 603, 615 (1999) (“[A]s we explained in Anderson, the right allegedly violated must be defined at the appropriate level of specificity before a court can determine if it was clearly established”).

The approach the Court of Appeals adopted — to deny summary judgment any time a material issue of fact remains on the excessive force claim — could undermine the goal of qualified immunity to “avoid excessive disruption of government and permit the resolution of many insubstantial claims on summary judgment.” Harlow v. Fitzgerald, 457 U. S. 800, 818 (1982). If the law did not put the officer on notice that his conduct would be clearly unlawful, summary judgment based on qualified immunity is appropriate. See Malley v. Briggs, 475 U. S. 335, 341 (1986) (qualified immunity protects “all but the plainly incompetent or those who knowingly violate the law”).

This is not to say that the formulation of a general rule is beside the point, nor is it to insist the courts must have agreed upon the precise formulation of the standard. Assuming, for instance, that various courts have agreed that certain conduct is a constitutional violation under facts not distinguishable in a fair way from the facts presented in the case at hand, the officer would not be entitled to qualified immunity based simply on the argument that courts *203had not agreed on one verbal formulation of the controlling standard.

The Court of Appeals concluded that qualified immunity is merely duplicative in an excessive force case, eliminating the need for the second step where a constitutional violation could be found based on the allegations. In Anderson, a warrantless search case, we rejected the argument that there is no distinction between the reasonableness standard for warrantless searches and the qualified immunity inquiry. We acknowledged there was some “surface appeal” to the argument that, because the Fourth Amendment’s guarantee was a right to be free from “unreasonable” searches and seizures, it would be inconsistent to conclude that an officer who acted unreasonably under the constitutional standard nevertheless was entitled to immunity because he “ ‘reasonably’ acted unreasonably.” 483 U. S., at 643. This superficial similarity, however, could not overcome either our history of applying qualified immunity analysis to Fourth Amendment claims against officers or the justifications for applying the doctrine in an area where officers perform their duties with considerable uncertainty as to “whether particular searches or seizures comport with the Fourth Amendment.” Id., at 644. With respect, moreover, to the argument made in Anderson that an exception should be made for Fourth Amendment cases, we observed “the heavy burden this argument must sustain to be successful,” since “the doctrine of qualified immunity reflects a balance that has been struck ‘across the board.’” Id., at 642 (quoting Harlow v. Fitzgerald, supra, at 821). We held that qualified immunity applied in the Fourth Amendment context just as it would for any other claim of official misconduct. 483 U. S., at 644.

Faced, then, with the heavy burden of distinguishing Anderson and of carving out an exception to the typical qualified immunity analysis applied in other Fourth Amendment contexts, the primary submission by respondent in defense *204of the Court of Appeals’ decision is that our decision in Graham v. Connor, 490 U. S. 386 (1989), somehow changes matters. Graham, in respondent’s view, sets forth an excessive force analysis indistinguishable from qualified immunity, rendering the separate immunity inquiry superfluous and inappropriate. Respondent asserts that, like the qualified immunity analysis applicable in other contexts, the excessive force test already affords officers latitude for mistaken beliefs as to the amount of force necessary, so that “Graham has addressed for the excessive force area most of the concerns expressed in Anderson.” Brief for Respondents 7. Respondent points out that Graham did not address the interaction of excessive force claims and qualified immunity, since the issue was not raised, see 490 U. S., at 399, n. 12; and respondent seeks to distinguish Anderson on the theory that the issue of probable cause implicates evolving legal standards and resulting legal uncertainty, a subject raising recurrent questions of qualified immunity. By contrast, respondent says, excessive force is governed by the standard established in Graham, a standard providing ample guidance for particular situations. Finally, respondent adopts the suggestion made by one Court of Appeals that the relevant distinction is that probable cause is an ex post inquiry, whereas excessive force, like qualified immunity, should be evaluated from an ex ante perspective. See Finnegan v. Fountain, 915 F. 2d 817, 824, n. 11 (CA2 1990).

These arguments or attempted distinctions cannot bear the weight respondent seeks to place upon them. Graham did not change the qualified immunity framework explained in Anderson. The inquiries for qualified immunity and excessive force remain distinct, even after Graham.

In Graham, we held that claims of excessive force in the context of arrests or investigatory stops should be analyzed under the Fourth Amendment’s “objective reasonableness standard,” not under substantive due process principles. *205490 U. S., at 388, 394. Because “police officers are often forced to make split-second judgments — in circumstances that are tense, uncertain, and rapidly evolving — about the amount of force that is necessary in a particular situation,” id., at 397, the reasonableness of the officer’s belief as to the appropriate level of force should be judged from that on-scene perspective, id., at 396. We set out a test that cautioned against the “20/20 vision of hindsight” in favor of deference to the judgment of reasonable officers on the scene. Id., at 393, 396. Graham sets forth a list of factors relevant to the merits of the constitutional excessive force claim, “requiring] careful attention to the facts and circumstances of each particular case, including the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight.” Id., at 396. If an officer reasonably, but mistakenly, believed that a suspect was likely to fight back, for instance, the officer would be justified in using more force than in fact was needed.

The qualified immunity inquiry, on the other hand, has a further dimension. The concern of the immunity inquiry is to acknowledge that reasonable mistakes can be made as to the legal constraints on particular police conduct. It is sometimes difficult for an officer to determine how the relevant legal doctrine, here excessive force, will apply to the factual situation the officer confronts. An officer might correctly, perceive all of the relevant facts but have a mistaken understanding as to whether a particular amount of force is legal in those circumstances. If the officer’s mistake as to what the law requires is reasonable, however, the officer is entitled to the immunity defense.

Graham does not always give a clear answer as to whether a particular application of force will be deemed excessive by the courts. This is the nature of a test which must accommodate limitless factual circumstances. This reality serves *206to refute respondent’s claimed distinction between excessive force and other Fourth Amendment contexts; in both spheres the law must be elaborated from case to case. Qualified immunity operates in this case, then, just as it does in others, to protect officers from the sometimes “hazy border between excessive and acceptable force,” Priester v. Riviera Beach, 208 F. 3d 919, 926-927 (CA112000), and to ensure that before they are subjected to suit, officers are on notice their conduct is unlawful.

Graham and Anderson refute the excessive force/probable cause distinction on which much of respondent’s position seems to depend. The deference owed officers facing suits for alleged excessive force is not different in some qualitative respect from the probable-cause inquiry in Anderson. Officers can have reasonable, but mistaken, beliefs as to the facts establishing the existence of probable cause or exigent circumstances, for example, and in those situations courts will not hold that they have violated the Constitution. Yet, even if a court were to hold that the officer violated the Fourth Amendment by conducting an unreasonable, war-rantless search, Anderson still operates to grant officers immunity for reasonable mistakes as to the legality of their actions. The same analysis is applicable in excessive force cases, where in addition to the deference officers receive on the underlying constitutional claim, qualified immunity can apply in the event the mistaken belief was reasonable.

The temporal perspective of the inquiry, whether labeled as ex ante or ex post, offers no meaningful distinction between excessive force and other Fourth Amendment suits. Graham recognized as much, reviewing several of our probable-cause and search warrant cases, then stating that “[w]ith respect to a claim of excessive force, the same standard of reasonableness at the moment applies.” 490 U. S., at 396 (discussing use of force under Terry v. Ohio, 392 U. S. 1 (1968); probable cause to arrest under Hill v. California, 401 U. S. 797 (1971); and search warrant requirements under *207Maryland v. Garrison, 480 U. S. 79 (1987)); see also Hunter v. Bryant, 502 U. S., at 228 (“Probable cause existed if ‘at the moment the arrest was made . . . the facts and circumstances within their knowledge and of which they had reasonably trustworthy information were sufficient to warrant a prudent man in believing’” a crime had been committed (quoting Beck v. Ohio, 379 U. S. 89, 91 (1964))). Excessive force claims, like most other Fourth Amendment issues, are evaluated for objective reasonableness based upon the information the officers had when the conduct occurred.

III

The case was presented to the Court of Appeals on the assumption that respondent’s seizure and brief detention did not violate clearly established First Amendment privileges and did not violate the Fourth Amendment right to be free from arrest without probable cause, as distinct from the force used to detain. The sole question, then, is whether the force used violated a clearly established Fourth Amendment protection so that petitioner was not entitled to immunity.

Our instruction to the district courts and courts of appeals to concentrate at the outset on the definition of the constitutional right and to determine whether, on the facts alleged, a constitutional violation could be found is important. As we have said, the procedure permits courts in appropriate cases to elaborate the constitutional right with greater degrees of specificity. Because we granted cer-tiorari only to determine whether qualified immunity was appropriate, however, and because of the limits imposed upon us by the questions on which we granted review, we will assume a constitutional violation could have occurred under the facts alleged based simply on the general rule prohibiting excessive force, then proceed to the question whether this general prohibition against excessive force was the source for clearly established law that was contravened *208in the circumstances this officer faced. There was no contravention under this standard. Though it is doubtful that the force used was excessive, we need not rest our conclusion on that determination. The question is what the officer reasonably understood his powers and responsibilities to be, when he acted, under clearly established standards.

Respondent’s excessive force claim for the most part depends upon the “gratuitously violent shove” allegedly received when he was placed into the van, although respondent notes as well that the alleged violation resulted from the “totality of the circumstances,” including the way he was removed from the speaking area. See Brief for Respondents 3, n. 2.

These circumstances, however, disclose substantial grounds for the officer to have concluded he had legitimate justification under the law for acting as he did. In Graham we noted that “[o]ur Fourth Amendment jurisprudence has long recognized that the right to make an arrest or investigatory stop necessarily carries with it the right to use some degree of physical coercion or threat thereof to effect it.” 490 U. S., at 396. A reasonable officer in petitioner’s position could have believed that hurrying respondent away from the scene, where the Vice President was speaking and respondent had just approached the fence designed to separate the public from the speakers, was within the bounds of appropriate police responses.

Petitioner did not know the full extent of the threat respondent posed or how many other persons there might be who, in concert with respondent, posed a threat to the security of the Vice President. There were other potential protesters in the crowd, and at least one other individual was arrested and placed into the van with respondent. In carrying out the detention, as it has been assumed the officers had the right to do, petitioner was required to recognize the necessity to protect the Vice President by securing respondent and restoring order to the scene. It cannot be said *209there was a clearly established rule that would prohibit using the force petitioner did to place respondent into the van to accomplish these objectives.

As for the shove respondent received when he was placed into the van, those same circumstances show some degree of urgency. We have approved the observation that “[n]ot every push or shove, even if it may later seem unnecessary in the peace of a judge’s chambers, violates the Fourth Amendment.” Ibid, (citations omitted). Pushes and shoves, like other police conduct, must be judged under the Fourth Amendment standard of reasonableness.

In the circumstances presented to this officer, which included the duty to protect the safety and security of the Vice President of the United States from persons unknown in number, neither respondent nor the Court of Appeals has identified any case demonstrating a clearly established rule prohibiting the officer from acting as he did, nor are we aware of any such rule. Our conclusion is confirmed by the uncontested fact that the force was not so excessive that respondent suffered hurt or injury. On these premises, petitioner was entitled to qualified immunity, and the suit should have been dismissed at an early stage in the proceedings.

The judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.

It is so ordered.

Justice Ginsburg,

with whom Justice Stevens and Justice Breyer join, concurring in the judgment.

In Graham v. Connor, 490 U. S. 386 (1989), the Court announced and described an “objective reasonableness” standard to govern all claims that law enforcement officers, in violation of the Fourth Amendment, used excessive force in the course of an arrest. Measuring material facts of this case that are not subject to genuine dispute against the Graham *210standard, I conclude that officer Saucier’s motion for summary judgment should have been granted. I therefore concur in the Court’s judgment. However, I would not travel the complex route the Court lays out for lower courts.

Application of the Graham objective reasonableness standard is both necessary, under currently governing precedent, and, in my view, sufficient to resolve cases of this genre. The Court today tacks on to a Graham inquiry a second, overlapping objective reasonableness inquiry purportedly demanded by qualified immunity doctrine. The two-part test today’s decision imposes holds large potential to confiise. Endeavors to bring the Court’s abstract instructions down to earth, I suspect, will bear out what lower courts have already observed — paradigmatically, the determination of police misconduct in excessive force cases and the availability of qualified immunity both hinge on the same question: Taking into account the particular circumstances confronting the defendant officer, could a reasonable officer, identically situated, have believed the force employed was lawful? See, e. g., Roy v. Inhabitants of Lewiston, 42 F. 3d 691, 695 (CA1 1994); Rowland v. Perry, 41 F. 3d 167, 173 (CA4 1994). Nothing more and nothing else need be answered in this case.

I

All claims that law enforcement officers have used excessive force in the course of an arrest, Graham made explicit, are to be judged “under the Fourth Amendment and its ‘reasonableness’ standard, rather than under a ‘substantive due process’ approach.” 490 U. S., at 395. Underlying intent or motive are not relevant to the inquiry; rather, “the question is whether the officers’ actions are ‘objectively reasonable’ in light of the facts and circumstances confronting them.” Id., at 397. The proper perspective in judging an excessive force claim, Graham explained, is that of “a reasonable officer on the scene” and “at the moment” force was employed. Id., at 396. “Not every push or shove,” the *211Court cautioned, “even if it may later seem unnecessary in the peace of a judge’s chambers, violates the Fourth Amendment.” Ibid, (citation omitted). “The calculus of reasonableness” must allow for the reality that “police officers are often forced to make split-second judgments” about the force a particular situation warrants “in circumstances that are tense, uncertain, and rapidly evolving.” Id., at 396-397.

Under Graham’s instructions, the question in this case is whether officer Saucier, in light of the facts and circumstances confronting him, could have reasonably believed he acted lawfully. Here, as in the mine run of excessive force cases, no inquiry more complex than that is warranted.

Inspecting this case under Graham’s lens, and without doubling the “objectively reasonable” inquiry, I agree that Katz’s submissions were too slim to put officer Saucier to the burden of trial. As the Court points out, it is not genuinely in doubt that “[a] reasonable officer in [Saucier’s] position could have believed that hurrying [Katz] away from the scene . . . was within the bounds of appropriate police responses.” Ante, at 208. Katz’s excessive force claim thus depended on the “gratuitously violent shove” he allegedly received. Ibid.; see Brief for Respondents 3, n. 2 (conceding that “the gratuitous violent shove” was essential to Katz’s excessive force claim).

Yet Katz failed to proffer proof, after pretrial discovery, that Saucier, as distinguished from his fellow officer Parker,1 had a hand in the allegedly violent shove.2 Saucier, in his *212deposition, denied participating in any shove, see App. 39-40, while Katz, in his deposition, said, without elaborating: “They [Parker and Saucier] pretty much threw me in. Just shoved me in,” id., at 25. But critically, at no point did Katz say, specifically, that Saucier himself, and not only Parker, pushed or shoved.

Katz’s reluctance directly to charge Saucier with pushing or shoving is understandable in view of a television news videotape of the episode Katz presented as an exhibit to his complaint. See App. to Pet. for Cert. 27a. The videotape shows that the shove, described by Katz as gratuitously violent, came from the officer on the right side of the police van, not from the officer positioned on the left side. It is undisputed that the officer on the right is Parker, the officer on the left, Saucier. See Pet. for Cert. 27-28, and n. 19; Brief for Petitioner 50, n. 26. Mindful of Graham’s cautionary observation that “[n]ot every push or shove, even if it may later seem unnecessary in the peace of a judge’s chambers, violates the Fourth Amendment,” 490 U. S., at 396 (citation omitted), and in view of Katz’s failure to deny that the shove alleged to establish excessive force came from Parker alone, not from Saucier, I am persuaded that Katz tendered no triable excessive force claim against Saucier.3

II

In the Court’s opinion, Graham is inadequate to control adjudication of excessive force cases. Graham must be overlaid, the Court maintains, by a sequential qualified immunity inquiry. Ante, at 200. The Court instructs lower courts first to undertake what appears to be an unadorned *213Graham inquiry, i. e., to consider initially whether the parties’ submissions, viewed favorably to the plaintiff, could show that the officer’s conduct violated the Fourth Amendment. Ante, at 201. If the plaintiff prevails on that “threshold question,” ibid., the trial court is then to proceed to the “dispositive [qualified immunity] inquiry,” asking “whether it would be clear to a reasonable officer that the conduct was unlawful in the situation he confronted,” ante, at 202.4

In the instant case, however, the Court finds that procedural impediments stop it from considering first “whether a constitutional right would have been violated on the facts alleged.” Ante, at 200, 207-208. The Court therefore “as-sumefs] a constitutional violation could have occurred,” ante, at 207 — i. e., it supposes a trier could have found that officer Saucier used force excessive under Graham’s definition. Even so, the Court reasons, qualified immunity would shield Saucier because he could have “concluded he had legitimate justification under the law for acting as he did.” Ante, at 208.

Skipping ahead of the basic Graham (constitutional violation) inquiry it admonished lower courts to undertake at the outset, the Court failed to home in on the duplication inherent in its two-step scheme. As lower courts dealing with excessive force cases on the ground have recognized, however, this Court’s decisions invoke “the same ‘objectively reasonable’ standard in describing both the constitutional test of liability [citing Graham, 490 U. S., at 397], and the ... standard for qualified immunity [citing Anderson v. Creighton, 483 U. S. 635, 639 (1987)].” Roy, 42 F. 3d, at *214695; see Street v. Parham, 929 F. 2d 537, 540 (CA10 1991) (describing excessive force case as one “where the determination of liability and the availability of qualified immunity depend on the same findings”). In other words, an officer who uses force that is objectively reasonable “in light of the facts and circumstances confronting [him],” Graham, 490 U. S., at 397, simultaneously meets the standard for qualified immunity, see ante, at 201, and the standard the Court set in Graham for a decision on the merits in his favor. Conversely, an officer whose conduct is objectively unreasonable under Graham should find no shelter under a sequential qualified immunity test.

Double counting “objective reasonableness,” the Court appears to suggest, ante, at 200, is demanded by Anderson, which twice restated that qualified immunity shields the conduct of officialdom “across the board.” 483 U. S., at 642,645 (quoting Harlow v. Fitzgerald, 457 U. S. 800, 821 (1982) (Brennan, J., concurring)); see also Anderson, 483 U. S., at 643 (“we have been unwilling to complicate qualified immunity analysis by making the scope or extent of immunity turn on the precise nature of various officials’ duties or the precise character of the particular rights alleged to have been violated”). As I see it, however, excessive force cases are not meet for Anderson’s two-part test.

Anderson presented the question whether the particular search conducted without a warrant was supported by probable cause and exigent circumstances. The answer to such a question is often far from clear.5 Law in the area is constantly evolving and, correspondingly, variously interpreted. As aptly observed by the Second Circuit, “even learned and experienced jurists have had difficulty in de*215fining the rules that govern a determination of probable cause .... As he tries to find his way in this thicket, the police officer must not be held to act at his peril.” Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics, 456 F. 2d 1339, 1348 (1972) (on remand). In this light, Anderson reasoned: “Law enforcement officers whose judgments in making these difficult determinations [whether particular searches or seizures comport with the Fourth Amendment] are objectively legally reasonable should no more be held personally liable in damages than should officials making analogous determinations in other areas of law.” 483 U. S., at 644 (emphasis added).

As the foregoing discussion indicates, however, “excessive force” typically is not an “analogous determination.” The constitutional issue whether an officer’s use of force was reasonable in given circumstances routinely can be answered simply by following Graham’s directions. In inquiring, under Graham, whether an officer’s use of force was within a range of reasonable options, the decisionmaker is also (and necessarily) answering the question whether a reasonable officer “could have believed” his use of force “to be lawful,” Anderson, 483 U. S., at 638. See Street, 929 F. 2d, at 541, n. 2 (because of difficulty of deciding probable-cause issues, the conduct of an officer may be objectively reasonable even if cause did not exist, but “in excessive force eases, once a factfinder has determined that the force used was unnecessary under the circumstances, any question of objective reasonableness has also been foreclosed”).

The Court fears that dispensing with the duplicative qualified immunity inquiry will mean “leaving the whole matter to the jury.” Ante, at 200. Again, experience teaches otherwise. Lower courts, armed with Graham’s directions, have not shied away from granting summary judgment to defendant officials in Fourth Amendment excessive force cases where the challenged conduct is objectively reasonable based on relevant, undisputed facts. See, e.g., Wilson v. *216Spain, 209 F. 3d 713, 716 (CA8 2000) (“addressing] in one fell swoop both [defendant’s] qualified immunity and the merits of [plaintiff’s] Fourth Amendment [excessive force] claim” and concluding officer’s conduct was objectively reasonable in the circumstances, so summary judgment for officer was proper); Roy, 42 F. 3d, at 695 (under single objective reasonableness test, District Court properly granted summary judgment for defendant);6 Wardlaw v. Pickett, 1 F. 3d 1297, 1303-1304 (CADC 1993) (same). Indeed, this very case, as I earlier explained, see supra, at 210-212, fits the summary judgment bill. Of course, if an excessive force claim turns on which of two conflicting stories best captures what happened on the street, Graham will not permit summary judgment in favor of the defendant official. And that is as it should be. When a plaintiff proffers evidence that the official subdued her with a chokehold even though she complied at all times with his orders, while the official proffers evidence that he used only stern words, a trial must be had. In such a case, the Court’s two-step procedure is altogether inutile.

* * *

For the reasons stated, I concur in the Court’s judgment, but not in the two-step inquiry the Court has ordered. Once it has been determined that an officer violated the Fourth Amendment by using “objectively unreasonable” force as *217that term is explained in Graham v. Connor, there is simply no work for a qualified immunity inquiry to do.

Though named as a defendant, Parker was never served with the complaint, and therefore did not become a party to this litigation. See Brief for Petitioner 3, n. 4.

See Fed. Rule Civ. Proc. 56(e) (“When a motion for summary judgment is made and supported as provided in this rule, an adverse party may not rest upon the mere allegations or denials of the adverse party’s pleading, but the adverse party’s response ... must set forth specific facts showing that there is a genuine issue for trial.”).

As the Court observes, there is a dispute whether Katz was resisting arrest at the time he was placed in the van. Ante, at 198. That dispute is irrelevant, however, in view of the absence of any indication that Saucier employed excessive force in removing Katz from the site of the celebration and placing him in the van. See Rowland v. Perry, 41 F. 3d 167, 174 (CA4 1994) (“[disputed versions of the facts alone are not enough to warrant denial of summary judgment”).

The Court’s observation that “neither respondent nor the Court of Appeals ha[s] identified any case demonstrating’a clearly established rule prohibiting the officer from acting as he did,” ante, at 209, must be read in light of our previous caution that “the very action in question [need not have] previously been held unlawful” for a plaintiff to defeat qualified immunity, Anderson v. Creighton, 483 U. S. 635, 640 (1987).

Wilson v. Layne, 526 U. S. 603 (1999), is a prototypical case. There, the Court accorded qualified immunity to police who permitted the media to accompany them on a search of a house. The constitutionality of the ride-along practice was unsettled at the time of the incident-in-suit in Wilson, and remained so until this Court spoke.

Upholding summary judgment for a police officer who shot an armed, intoxicated, belligerently behaving arrestee, the First Circuit in Roy elaborated: “[T]he Supreme Court intends to surround the police who make these on-the-spot choices in dangerous situations with a fairly wide zone of protection in close cases. Decisions from this circuit and other circuits are consistent with that view. And in close cases, a jury does not automatically get to second-guess these life and death decisions, even though the plaintiff has an expert and a plausible claim that the situation could better have been handled differently.” 42 F. 3d, at 695 (footnote omitted).

Justice Souter,

concurring in part and dissenting in part.

I join Parts I and II of the Court’s opinion, but would remand the case for application of the qualified immunity standard.

2.4.3.18 Pearson v. Callahan 2.4.3.18 Pearson v. Callahan

PEARSON et al. v. CALLAHAN

No. 07-751.

Argued October 14, 2008

Decided January 21, 2009

*225 Alxto, J., delivered the opinion for a unanimous Court.

Peter Stirba argued the cause for petitioners. With him on the briefs were Meb W. Anderson and Orín S. Kerr.

*226 Malcolm L. Stewart argued the cause for the United States as amicus curiae urging reversal. With him on the brief were former Solicitor General Garre, Acting Assistant Attorneys General Friedrich' and Katsas, Deputy Solicitor General Dreeben, Ann Wallace, Barbara L. Herwig, and Edward Himmelfarb.

Theodore P. Metzler, Jr., argued the cause for respondent. With him on the brief were Robert A. Long, Jr., and James K. Slavens. *

*

Briefs of amici curiae urging reversal were filed for the State of Illinois et al. by Lisa Madigan, Attorney General of Illinois, Michael A Scodro, Solicitor General, and Jane Elinor Notz, Deputy Solicitor General, by Roberto J. Sdnchez-Ramos, Secretary of Justice of Puerto Rico, and by the Attorneys General for their respective States as follows: Troy King of Alabama, Talis J. Colberg of Alaska, Dustin McDaniel of Arkansas, Edmund G. Brown, Jr., of California, John W Suthers of Colorado, Bill Mc-Collum of Florida, Thurbert E. Baker of Georgia, Mark J. Bennett of Hawaii, Lawrence G. Wasden of Idaho, Steve Carter of Indiana, Martha Coakley of Massachusetts, Michael A. Cox of Michigan, Jim Hood of Mississippi, Mike McGrath of Montana, Catherine Cortez Masto of Nevada, Kelly A Ayotte of New Hampshire, Anne Milgram of New Jersey, W. A. Drew Edmondson of Oklahoma, Thomas W. Corbett, Jr., of Pennsylvania, Patrick C. Lynch of Rhode Island, Henry D. McMaster of South Carolina, Lawrence E. Long of South Dakota, Robert E. Cooper, Jr., of Tennessee, Greg Abbott of Texas, Mark L. Shurtleff of Utah, William H. Sorrell of Vermont, Robert M. McKenna of Washington, Darrell V. McGraw, Jr., of West Virginia, J. B. Van Hollen of Wisconsin, and Bruce A Salzburg of Wyoming; and for the National Association of Counties et al. by Richard Ruda and Lawrence Rosenthal.

Briefs of amici curiae urging affirmance were filed for the ACLU by Steven R. Shapiro and Adam B. Wolf; for the National Association of Criminal Defense Lawyers by Jeffrey A Lamken and Barbara Bergman; for the National Campaign to Restore Civil Rights by Beth S. Brinkmann, Seth M. Galanter, and Michael Gerard; and for the National Police Accountability Project et al. by Michael Avery, John Burton, Stephen M. Latimer, David Rudovsky, and Jeffrey L. Needle.

Briefs of amici curiae were filed for the Liberty Legal Institute by Kelly J. Shackelford; and for the Texas Association of School Boards by Ramón G. Viada III.

*227 Justice Alito

delivered the opinion of the Court.

This is an action brought by respondent under Rev. Stat. § 1979, 42 U. S. C. § 1983, against state law enforcement officers who conducted a warrantless search of his house incident to his arrest for the sale of methamphetamine to an undercover informant whom he had voluntarily admitted to the premises. The Court of Appeals held that petitioners were not entitled to summary judgment on qualified immunity grounds. Following the procedure we mandated in Saucier v. Katz, 533 U. S. 194 (2001), the Court of Appeals held, first, that respondent adduced facts sufficient to make out a violation of the Fourth Amendment and, second, that the unconstitutionality of the officers’ conduct was clearly established. In granting review, we required the parties to address the additional question whether the mandatory procedure set out in Saucier should be retained.

We now hold that the Saucier procedure should not be regarded as an inflexible requirement and that petitioners are entitled to qualified immunity on the ground that it was not clearly established at the time of the search that their conduct was unconstitutional. We therefore reverse.

I

A

The Central Utah Narcotics Task Force is charged with investigating illegal drug use and sales. In 2002, Brian Bartholomew, who became an informant for the task force after having been charged with the unlawful possession of methamphetamine, informed Officer Jeffrey Whatcott that respondent Afton Callahan had arranged to sell Bartholomew methamphetamine later that day.

That evening, Bartholomew arrived at respondent’s residence at about 8 p.m. Once there, Bartholomew went inside and confirmed that respondent had methamphetamine available for sale. Bartholomew then told respondent that he needed to obtain money to make his purchase and left.

*228 Bartholomew met with members of the task force at about 9 p.m. and told them that he would be able to buy a gram of methamphetamine for $100. After concluding that Bartholomew was capable of completing the planned purchase, the officers searched him, determined that he had no controlled substances on his person, gave him a marked $100 bill and a concealed electronic transmitter to monitor his conversations, and agreed on a signal that he would give after completing the purchase.

The officers drove Bartholomew to respondent’s trailer home, and respondent’s daughter let him inside. Respondent then retrieved a large bag containing methamphetamine from his freezer and sold Bartholomew a gram of methamphetamine, which he put into a small plastic bag. Bartholomew gave the arrest signal to the officers who were monitoring the conversation, and they entered the trailer through a porch door. In the enclosed porch, the officers encountered Bartholomew, respondent, and two other persons, and they saw respondent drop a plastic bag, which they later determined contained methamphetamine. The officers then conducted a protective sweep of the premises. In addition to the large bag of methamphetamine, the officers recovered the marked bill from respondent and a small bag containing methamphetamine from Bartholomew, and they found drug syringes in the residence. As a result, respondent was charged with the unlawful possession and distribution of methamphetamine.

B

The trial court held that the warrantless arrest and search were supported by exigent circumstances. On respondent’s appeal from his conviction, the Utah attorney general conceded the absence of exigent circumstances, but urged that the inevitable discovery doctrine justified introduction of the fruits of the warrantless search. The Utah Court of Appeals disagreed and vacated respondent’s conviction. See State v. Callahan, 2004 UT App. 164, 93 P. 3d 103. Respond *229 ent then brought this damages action under 42 U. S. C. § 1983 in the United States District Court for the District of Utah, alleging that the officers had violated the Fourth'Amendment by entering his home without a warrant. See Callahan v. Millard Cty., No. 2:04-CV-00952, 2006 WL 1409130 (2006).

In granting the officers’ motion for summary judgment, the District Court noted that other courts had adopted the “consent-once-removed” doctrine, which permits a warrant-less entry by police officers into a home when consent to enter has already been granted to an undercover officer or informant who has observed contraband in plain view. Believing that this doctrine was in tension with our intervening decision in Georgia v. Randolph, 547 U. S. 103 (2006), the District Court concluded that “the simplest approach is to assume that the Supreme Court will ultimately reject the [consent-once-removed] doctrine and find that searches such as the one in this case are not reasonable under the Fourth Amendment.” 2006 WL 1409130, *8. The court then held that the officers were entitled to qualified immunity because they could reasonably have believed that the consent-once-removed doctrine authorized their conduct.

On appeal, a divided panel of the Tenth Circuit held that petitioners’ conduct violated respondent’s Fourth Amendment rights. Callahan v. Millard Cty., 494 F. 3d 891, 895-899 (2007). The panel majority stated that “[t]he ‘consent-once-removed’ doctrine applies when an undercover officer enters a house at the express invitation of someone with authority to consent, establishes probable cause to arrest or search, and then immediately summons other officers for assistance.” Id., at 896. The majority took no issue with application of the doctrine when the initial consent was granted to an undercover law enforcement officer, but the majority disagreed with decisions that “broade[n] this doctrine to grant informants the same capabilities as undercover officers.” Ibid.

*230 The Tenth Circuit panel further held that the Fourth Amendment right that it recognized was clearly established at the time of respondent’s arrest. Id., at 898-899. “In this case,” the majority stated, “the relevant right is the right to be free in one’s home from unreasonable searches and arrests.” Id., at 898. The Court determined that, under the clearly established precedents of this Court and the Tenth Circuit, “warrantless entries into a home are per se unreasonable unless they satisfy the established exceptions.” Id., at 898-899. In the panel’s words, “the Supreme Court and the Tenth Circuit have clearly established that to allow police entry into a home, the only two exceptions to the warrant requirement are consent and exigent circumstances.” Id., at 899. Against that backdrop, the panel concluded, petitioners could not reasonably have believed that their conduct was lawful because petitioners “knew (1) they had no warrant; (2) [respondent] had not consented to their entry; and (3) [respondent’s] consent to the entry of an informant could not reasonably be interpreted to extend to them.” Ibid.

In dissent, Judge Kelly argued that “no constitutional violation occurred in this case” because, by inviting Bartholomew into his house and participating in a narcotics transaction there, respondent had compromised the privacy of the residence and had assumed the risk that Bartholomew would reveal their dealings to the police. Id., at 903. Judge Kelly further concluded that, even if petitioners’ conduct had been unlawful, they were nevertheless entitled to qualified immunity because the constitutional right at issue — “the right to be free from the warrantless entry of police officers into one’s home to effectuate an arrest after one has granted voluntary, consensual entry to a confidential informant and undertaken criminal activity giving rise to probable cause” — was not “clearly established” at the time of the events in question. Id., at 903-904.

*231 As noted, the Court of Appeals followed the Saucier procedure. The Saucier procedure has been criticized by Members of this Court and by lower court judges, who have been required to apply the procedure in a great variety of cases and thus have much firsthand experience bearing on its advantages and disadvantages. Accordingly, in granting certiorari, we directed the parties to address the question whether Saucier should be overruled. 552 U. S. 1279 (2008).

II

A

The doctrine of qualified immunity protects government officials “from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald, 457 U. S. 800, 818 (1982). Qualified immunity balances two important interests — the need to hold public officials accountable when they exercise power irresponsibly and the need to shield officials from harassment, distraction, and liability when they perform their duties reasonably. The protection of qualified immunity applies regardless of whether the government official’s error is “a mistake of law, a mistake of fact, or a mistake based on mixed questions of law and fact.” Groh v. Ramirez, 540 U. S. 551, 567 (2004) (Kennedy, J., dissenting) (quoting Butz v. Economou, 438 U. S. 478, 507 (1978), for the proposition that qualified immunity covers “mere mistakes in judgment, whether the mistake is one of fact or one of law”).

Because qualified immunity is “an immunity from suit rather than a mere defense to liability... it is effectively lost if a case is erroneously permitted to go to trial.” Mitchell v. Forsyth, 472 U. S. 511, 526 (1985) (emphasis deleted). Indeed, we have made clear that the “driving force” behind creation of the qualified immunity doctrine was a desire to ensure that “ ‘insubstantial claims’ against government officials [will] be resolved prior to discovery.” Anderson v. *232 Creighton, 483 U. S. 635, 640, n. 2 (1987). Accordingly, “we repeatedly have stressed the importance of resolving immunity questions at the earliest possible stage in litigation.” Hunter v. Bryant, 502 U. S. 224, 227 (1991) (per curiam).

In Saucier, 533 U. S. 194, this Court mandated a two-step sequence for resolving government officials’ qualified immunity claims. First, a court must decide whether the facts that a plaintiff has alleged (see Fed. Rules Civ. Proc. 12(b)(6), (c)) or shown (see Rules 50, 56) make out a violation of a constitutional right. 533 U. S., at 201. Second, if the plaintiff has satisfied this first step, the court must decide whether the right at issue was “clearly established” at the time of defendant’s alleged misconduct. Ibid. Qualified immunity is applicable unless the official’s conduct violated a clearly established constitutional right. Anderson, supra, at 640.

Our decisions prior to Saucier had held that “the better approach to resolving cases in which the defense of qualified immunity is raised is to determine first whether the plaintiff has alleged a deprivation of a constitutional right at all.” County of Sacramento v. Lewis, 523 U. S. 833, 841, n. 5 (1998). Saucier made that suggestion a mandate. For the first time, we held that whether “the facts alleged show the officer’s conduct violated a constitutional right. . . must be the initial inquiry” in every qualified immunity case. 533 U. S., at 201 (emphasis added). Only after completing this first step, we said, may a court turn to “the next, sequential step,” namely, “whether the right was clearly established.” Ibid.

This two-step procedure, the Saucier Court reasoned, is necessary to support the Constitution’s “elaboration from case to case” and to prevent constitutional stagnation. Ibid. “The law might be deprived of this explanation were a court simply to skip ahead'to the question whether the law clearly established that the officer’s conduct was unlawful in the circumstances of the case.” Ibid.

*233 B

In considering whether the Saucier procedure should be modified or abandoned, we must begin with the doctrine of stare decisis. Stare decisis “promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and contributes to the actual and perceived integrity of the judicial process.” Payne v. Tennessee, 501 U. S. 808, 827 (1991). Although “[w]e approach the reconsideration of [our] decisions . . . with the utmost caution,” “[s]tare decisis is not an inexorable command.” State Oil Co. v. Khan, 522 U. S. 3, 20 (1997) (internal quotation marks omitted). Revisiting precedent is particularly appropriate where, as here, a departure would not upset expectations, the precedent consists of a judge-made rule that was recently adopted to improve the operation of the courts, and experience has pointed up the precedent’s shortcomings.

“Considerations in favor of stare decisis are at their acme in cases involving property and contract rights, where reliance interests are involved; the opposite is true in cases .. . involving procedural and evidentiary rules” that do not produce such reliance. Payne, supra, at 828 (citations omitted). Like rules governing procedures and the admission of evidence in the trial courts, Saucier’s two-step protocol does not affect the way in which parties order their affairs. Withdrawing from Saucier’s categorical rule would not upset settled expectations on anyone’s part. See United States v. Gaudin, 515 U. S. 506, 521 (1995).

Nor does this matter implicate “the general presumption that legislative changes should be left to Congress.” Khan, supra, at 20. We recognize that “considerations of stare decisis weigh heavily in the area of statutory construction, where Congress is free to change this Court’s interpretation of its legislation.” Illinois Brick Co. v. Illinois, 431 U. S. 720, 736 (1977). But the Saucier rule is judge made and implicates an important matter involving internal Judicial *234 Branch operations. Any change should come from this Court, not Congress.

Respondent argues that the .Saucier procedure should not be reconsidered unless we conclude that its justification was “badly reasoned” or that the rule has proved to be “unworkable,” see Payne, supra, at 827, but those standards, which are appropriate when a constitutional or statutory precedent is challenged, are out of place in the present context. Because of the basis and the nature of the Saucier two-step protocol, it is sufficient that we now have a considerable body of new experience to consider regarding the consequences of requiring adherence to this inflexible procedure. This experience supports our present determination that a mandatory, two-step rule for resolving all qualified immunity claims should not be retained.

Lower court judges, who have had the task of applying the Saucier rule on a regular basis for the past eight years, have not been reticent in their criticism of Saucier’s “rigid order of battle.” See, e. g., Purtell v. Mason, 527 F. 3d 615, 622 (CA7 2008) (“This ‘rigid order of battle’ has been criticized on practical, procedural, and substantive grounds”); Leval, Judging Under the Constitution: Dicta About Dicta, 81 N. Y. U. L. Rev. 1249,1275,1277 (2006) (hereinafter Leval) (referring to Saucier’s mandatory two-step framework as “a new and mischievous rule” that amounts to “a puzzling misadventure in constitutional dictum”). And application of the rule has not always been enthusiastic. See Higazy v. Templeton, 505 F. 3d 161, 179, n. 19 (CA2 2007) (“We do not reach the issue of whether [plaintiff’s] Sixth Amendment rights were violated, because principles of judicial restraint caution us to avoid reaching constitutional questions when they are unnecessary to the disposition of a case”); Cherrington v. Skeeter, 344 F. 3d 631, 640 (CA6 2003) (“[I]t ultimately is unnecessary for us to decide whether the individual Defendants did or did not heed the Fourth Amendment *235 command ... because they are entitled to qualified immunity in any event”); Pearson v. Ramos, 237 F. 3d 881, 884 (CA7 2001) (“Whether [the Saucier] rule is absolute may be doubted”).

Members of this Court have also voiced criticism of the Saucier rule. See Morse v. Frederick, 551 U. S. 393, 432 (2007) (Breyer, J., concurring in judgment in part and dissenting in part) (“I would end the failed Saucier experiment now”); Bunting v. Mellen, 541 U. S. 1019 (2004) (Stevens, J., joined by Ginsburg and Breyer, JJ., respecting denial of certiorari) (criticizing the “unwise judge-made rule under which courts must decide whether the plaintiff has alleged a constitutional violation before addressing the question whether the defendant state actor is entitled to qualified immunity”); id., at 1025 (Scalia, J., joined by Rehnquist, C. J., dissenting from denial of certiorari) (“We should either make clear that constitutional determinations are not insulated from our review ... or else drop any pretense at requiring the ordering in every case” (emphasis in original)); Brosseau v. Haugen, 543 U. S. 194, 201-202 (2004) (Breyer, J., joined by Scalia and Ginsburg, JJ., concurring) (urging Court to reconsider Saucier’s “rigid ‘order of battle,’” which “requires courts unnecessarily to decide difficult constitutional questions when there is available an easier basis for the decision (e. g., qualified immunity) that will satisfactorily resolve the case before the court”); Saucier, 533 U. S., at 210 (Ginsburg, J., concurring in judgment) (“The two-part test today’s decision imposes holds large potential to confuse”).

Where a decision has “been questioned by Members of the Court in later decisions and [has] defied consistent application by the lower courts,” these factors weigh in favor of reconsideration. Payne, 501 U. S., at 829-830; see also Crawford v. Washington, 541 U. S. 36, 60 (2004). Collectively, the factors we have noted make our present reevaluation of the Saucier two-step protocol appropriate.

*236 III

On reconsidering the procedure required in Saucier, we conclude that, while the sequence set forth there is often appropriate, it should no longer be regarded as mandatory. The judges of the district courts and the courts of appeals should be permitted to exercise their sound discretion in deciding which of the two prongs of the qualified immunity analysis should be addressed first in light of the circumstances in the particular case at hand.

A

Although we now hold that the Saucier protocol should not be regarded as mandatory in all cases, we continue to recognize that it is often beneficial. For one thing, there aré cases in which there would be little if any conservation of judicial resources to be had by beginning and ending with a discussion of the “clearly established” prong. “[I]t often may be difficult to decide whether a right is clearly established without deciding precisely what the existing constitutional right happens to be.” Lyons v. Xenia, 417 F. 3d 565, 581 (CA6 2005) (Sutton, J., concurring). In some cases, a discussion of why the relevant facts do not violate clearly established law may make it apparent that in fact the relevant facts do not make out a constitutional violation at all. In addition, the Saucier Court was certainly correct in noting that the two-step procedure promotes the development of constitutional precedent and is especially valuable with respect to questions that do not frequently arise in cases in which a qualified immunity defense is unavailable.

B

At the same time, however, the rigid Saucier procedure comes with a price. The procedure sometimes results in a substantial expenditure of scarce judicial resources on diffi *237 cult questions that have no effect on the outcome of the case. There are cases in which it is plain that a constitutional right is not clearly established but far from obvious whether in fact there is such a right. District courts and courts of appeals with heavy caseloads are often understandably unenthusiastic about what may seem to be an essentially academic exercise.

Unnecessary litigation of constitutional issues also wastes the parties’ resources. Qualified immunity is “an immunity from suit rather than a mere defense to liability.” Mitchell, 472 U. S., at 526 (emphasis deleted). Saucier’s two-step protocol “disserve[s] the purpose of qualified immunity” when it “forces the parties to endure additional burdens of suit— such as the costs of litigating constitutional questions and delays attributable to resolving them — when the suit otherwise could be disposed of more readily.” Brief for National Association of Criminal Defense Lawyers as Amicus Curiae 30.

Although the first prong of the Saucier procedure is intended to further the development of constitutional precedent, opinions following that procedure often fail to make a meaningful contribution to such development. For one thing, there are cases in which the constitutional question is so factbound that the decision provides little guidance for future cases. See Scott v. Harris, 550 U. S. 372, 388 (2007) (Breyer, J., concurring) (counseling against the Saucier two-step protocol where the question is “so fact dependent that the result will be confusion rather than clarity”); Buchanan v. Maine, 469 F. 3d 158, 168 (CA1 2006) (“We do not think the law elaboration purpose will be well served here, where the Fourth Amendment inquiry involves a reasonableness question which is highly idiosyncratic and heavily dependent on the facts”).

A decision on the underlying constitutional question in a § 1983 damages action or a Bivens v. Six Unknown Fed. Nar *238 cotics Agents, 403 U. S. 388 (1971), 1 action may have scant value when it appears that the question will soon be decided by a higher court. When presented with a constitutional question on which this Court had just granted certiorari, the Ninth Circuit elected to “bypass Saucier’s first step and decide only whether [the alleged right] was clearly established.” Motley v. Parks, 432 F. 3d 1072, 1078, and n. 5 (2005) (en banc). Similar considerations may come into play when a court of appeals panel confronts a constitutional question that is pending before the court en banc or when a district court encounters a constitutional question that is before the court of appeals.

A constitutional decision resting on an uncertain interpretation of state law is also of doubtful precedential importance. As a result, several courts have identified an “exception” to the Saucier rule for cases in which resolution of the constitutional question requires clarification of an ambiguous state statute. Egolf v. Witmer, 526 F. 3d 104, 109-111 (CA3 2008); accord, Tremblay v. McClellan, 350 F. 3d 195, 200 (CA1 2003); Ehrlich v. Glastonbury, 348 F. 3d 48, 57-60 (CA2 2003). Justifying the decision to grant qualified immunity to the defendant without first resolving, under Saucier’s first prong, whether the defendant’s conduct violated the Constitution, these courts have observed that Saucier’s “underlying principle” of encouraging federal courts to decide unclear legal questions in order to clarify the law for the future “is not meaningfully advanced ... when the definition of constitutional rights depends on a federal court’s uncertain assumptions about state law.” Egolf supra, at 110; accord, Tremblay, supra, at 200; Ehrlich, supra, at 58.

When qualified immunity is asserted at the pleading stage, the precise factual basis for the plaintiff’s claim or claims *239 may be hard to identify. See Lyons, 417 F. 3d, at 582 (Sutton, J., concurring); Kwai Fun Wong v. United States, 373 F. 3d 952, 957 (CA9 2004); Mollica v. Volker, 229 F. 3d 366, 374 (CA2 2000). Accordingly, several courts have recognized that the two-step inquiry “is an uncomfortable exercise where ... the answer [to] whether there was a violation may depend on a kaleidoscope of facts not yet fully developed” and have suggested that “[i]t may be that Saucier was not strictly intended to cover” this situation. Dirrane v. Brookline Police Dept., 315 F. 3d 65, 69-70 (CA1 2002); see also Robinette v. Jones, 476 F. 3d 585, 592, n. 8 (CA8 2007) (declining to follow Saucier because “the parties have provided very few facts to define and limit any holding” on the constitutional question).

There are circumstances in which the first step of the Saucier procedure may create a risk of bad decisionmaking. The lower courts sometimes encounter cases in which the briefing of constitutional questions is woefully inadequate. See Lyons, supra, at 582 (Sutton, J., concurring) (noting the “risk that constitutional questions may be prematurely and incorrectly decided in.cases where they are not well presented”); Mollica, supra, at 374.

Although the Saucier rule prescribes the sequence in which the issues must be discussed by a court in its opinion, the rule does not — and obviously cannot — specify the sequence in which judges reach their conclusions in their own internal thought processes. Thus, there will be cases in which a court will rather quickly and easily decide that there was no violation of clearly established law before turning to the more difficult question whether the relevant facts make out a constitutional question at all. In such situations, there is a risk that a court may not devote as much care as it would in other circumstances to the decision of the constitutional issue. See Horne v. Coughlin, 191 F. 3d 244, 247 (CA2 1999) (“Judges risk being insufficiently thoughtful and cautious in *240 uttering pronouncements that play no role in their adjudication”); Leval 1278-1279.

Rigid adherence to the Saucier rule may make it hard for affected parties to obtain appellate review of constitutional decisions that may have a serious prospective effect on their operations. Where a court holds that a defendant committed a constitutional violation but that the violation was not clearly established, the defendant may face a difficult situation. As the winning party, the defendant’s right to appeal the adverse holding on the constitutional question may be contested. See Bunting, 541 U. S., at 1025 (Scalia, J., dissenting from denial of certiorari) (“The perception of unreviewability undermines adherence to the sequencing rule we . . . created” in Saucier); 2 see also Kalka v. Hawk, 215 F. 3d 90, 96, n. 9 (CADC 2000) (noting that “[n]ormally, a party may not appeal from a favorable judgment” and that the Supreme Court “has apparently never granted the certiorari petition of a party who prevailed in the appellate court”). In cases like Bunting, the “prevailing” defendant faces an unenviable choice: “compl[y] with the lower court’s advisory dictum without opportunity to seek appellate [or certiorari] review,” or “def[y] the views of the lower court, adher[e] to practices that have been declared illegal, and thus *241 invit[e] new suits” and potential “punitive damages.” Horne, supra, at 247-248.

Adherence to Saucier’s two-step protocol departs from the general rule of constitutional avoidance and runs counter to the “older, wiser judicial counsel ‘not to pass on questions of constitutionality . . . unless such adjudication is unavoidable.’ ” Scott, 550 U. S., at 388 (Breyer, J., concurring) (quoting Spector Motor Service, Inc. v. McLaughlin, 323 U. S. 101, 105 (1944)); see Ashwander v. TVA, 297 U. S. 288, 347 (1936) (Brandeis, J., concurring) (“The Court will not pass upon a constitutional question although properly presented by the record, if there is also present some other ground upon which the case may be disposed of”).

In other analogous contexts, we have appropriately declined to mandate the order of decision that the lower courts must follow. For example, in Strickland v. Washington, 466 U. S. 668 (1984), we recognized a two-part test for determining whether a criminal defendant was denied the effective assistance of counsel: The defendant must demonstrate (1) that his counsel’s performance fell below what could be expected of a reasonably competent practitioner; and (2) that he was prejudiced by that substandard performance. Id., at 687. After setting forth and applying the analytical framework that courts must use in evaluating claims of ineffective assistance of counsel, we left it to the sound discretion of lower courts to determine the order of decision. Id., at 697 (“Although we have discussed the performance component of an ineffectiveness claim prior to the prejudice component, there is no reason for a court deciding an ineffective assistance claim to approach the inquiry in the same order or even to address both components of the inquiry if the defendant makes an insufficient showing on one”).

In United States v. Leon, 468 U. S. 897 (1984), we created an exception to the exclusionary rule when officers reasonably rely on a facially valid search warrant. Id., at 913. In that context, we recognized that a defendant challenging a *242 search will lose if either: (1) the warrant issued was supported by probable cause; or (2) it was not, but the officers executing it reasonably believed that it was. Again, after setting forth and applying the analytical framework that courts must use in evaluating the good-faith exception to the Fourth Amendment warrant requirement, we left it to the sound discretion of the lower courts to determine the order of decision. Id., at 924, 925 (“There is no need for courts to adopt the inflexible practice of always deciding whether the officers’ conduct manifested objective good faith before turning to the question whether the Fourth Amendment has been violated”).

This flexibility properly reflects our respect for the lower federal courts that bear the brunt of adjudicating these cases. Because the two-step Saucier procedure is often, but not always, advantageous, the judges of the district courts and the courts of appeals are in the best position to determine the order of decisionmaking that will best facilitate the fair and efficient disposition of each case.

C

Any misgivings concerning our decision to withdraw from the mandate set forth in Saucier are unwarranted. Our decision does not prevent the lower courts from following the Saucier procedure; it simply recognizes that those courts should have the discretion to decide whether that procedure is worthwhile in particular cases. Moreover, the development of constitutional law is by no means entirely dependent on cases in which the defendant may seek qualified immunity. Most of the constitutional issues that are presented in § 1983 damages actions and Bivens cases also arise in cases in which that defense is not available, such as criminal cases and §1983 eases against a municipality, as well as §1983 cases against individuals where injunctive relief is sought instead of or in addition to damages. See Lewis, 523 U. S., at 841, n. 5 (noting that qualified immunity is unavailable *243 “in a suit to enjoin future conduct, in an action against a municipality, or in litigating a suppression motion”).

We also do not think that relaxation of Saucier’s mandate is likely to result in a proliferation of damages claims against local governments. Cf. Brief for National Association of Counties et al. as Amici Curiae 29, 30 (“[T]o the extent that a rule permitting courts to bypass the merits makes it more difficult for civil rights plaintiffs to pursue novel claims, they will have greater reason to press custom, policy, or practice [damages] claims against local governments”). It is hard to see how the Saucier procedure could have a significant effect on a civil rights plaintiff's decision whether to seek damages only from a municipal employee or also from the municipality. Whether the Saucier procedure is mandatory or discretionary, the plaintiff will presumably take into account the possibility that the individual defendant will be held to have qualified immunity, and presumably the plaintiff will seek damages from the municipality as well as the individual employee if the benefits of doing so (any increase in the likelihood of recovery or collection of damages) outweigh the litigation costs.

Nor do we think that allowing the lower courts to exercise their discretion with respect to the Saucier procedure will spawn “a new cottage industry of litigation . . . over the standards for deciding whether to reach the merits in a given case.” Brief for National Association of Counties, supra, at 29, 30. It does not appear that such a “cottage industry” developed prior to Saucier, and we see no reason why our decision today should produce such a result.

IV

Turning to the conduct of the officers here, we hold that petitioners are entitled to qualified immunity because the entry did not violate clearly established law. An officer conducting a search is entitled to qualified immunity where clearly established law does not show that the search vio *244 lated the Fourth Amendment. See Anderson, 483 U. S., at 641. This inquiry turns on the “objective legal reasonableness of the action, assessed in light of the legal rules that were clearly established at the time it was taken.” Wilson v. Layne, 526 U. S. 603, 614 (1999) (internal quotation marks omitted); see Hope v. Pelzer, 536 U. S. 730, 739 (2002) (“[Q]ualified immunity operates to ensure that before they are subjected to suit, officers are on notice their conduct is unlawful” (internal quotation marks omitted)).

When the entry at issue here occurred in 2002, the “consent-once-removed” doctrine had gained acceptance in the lower courts. This doctrine had been considered by three Federal Courts of Appeals and two State Supreme Courts starting in the early 1980’s. See, e. g., United States v. Diaz, 814 F. 2d 454, 459 (CA7), cert. denied, 484 U. S. 857 (1987); United States v. Bramble, 103 F. 3d 1475 (CA9 1996); United States v. Pollard, 215 F. 3d 643, 648-649 (CA6), cert. denied, 531 U. S. 999 (2000); State v. Henry, 133 N. J. 104, 627 A. 2d 125 (1993); State v. Johnston, 184 Wis. 2d 794, 518 N. W. 2d 759 (1994). It had been accepted by every one of those courts. Moreover, the Seventh Circuit had approved the doctrine’s application to cases involving consensual entries by private citizens acting as confidential informants. See United States v. Paul, 808 F. 2d 645, 648 (1986). The Sixth Circuit reached the same conclusion after the events that gave rise to respondent’s suit, see United States v. Yoon, 398 F. 3d 802, 806-808, cert. denied, 546 U. S. 977 (2005), and prior to the Tenth Circuit’s decision in the present case, no court of appeals had issued a contrary decision.

The officers here were entitled to rely on these cases, even though their own Federal Circuit had not yet ruled on “consent-once-removed” entries. The principles of qualified immunity shield an officer from personal liability when an officer reasonably believes that his or her conduct complies with the law. Police officers are entitled to rely on existing lower court cases without facing personal liability for their *245 actions. In Wilson, we explained that a Circuit split on the relevant issue had developed after the events that gave rise to suit and concluded that “[i]f judges thus disagree on a constitutional question, it is unfair to subject police to money damages for picking the losing side of the controversy.” 526 U. S., at 618. Likewise, here, where the divergence of views on the consent-once-removed doctrine was created by the decision of the Court of Appeals in this case, it is improper to subject petitioners to money damages for their conduct.

Because the unlawfulness of the officers’ conduct in this case was not clearly established, petitioners are entitled to qualified immunity. We therefore reverse the judgment of the Court of Appeals.

It is so ordered.

1

See Harlow v. Fitzgerald, 457 U. S. 800, 818, and n. 30 (1982) (noting that the Court’s decisions equate the qualified immunity of state officials sued under 42 U. S. C. § 1983 with the immunity of federal officers sued directly under the Constitution).

2

In Bunting, the Court of Appeals followed the Saucier two-step protocol and first held that the Virginia Military Institute’s use of the word “God” in a “supper roll call” ceremony violated the Establishment Clause, but then granted the defendants qualified immunity because the law was not clearly established at the relevant time. Mellen v. Bunting, 327 F. 3d 355, 365-376 (CA4 2003), cert. denied, 541 U. S. 1019 (2004). Although they had a judgment in their favor below, the defendants asked this Court to review the adverse constitutional ruling. Dissenting from the denial of certiorari, Justice Scalia, joined by Chief Justice Rehnquist, criticized “a perceived procedural tangle of the Court’s own making.” 541 U. S., at 1022. The “tangle” arose from the Court’s “ ‘settled refusal’ to entertain an appeal by a party on an issue as to which he prevailed” below, a practice that insulates from review adverse merits decisions that are “locked inside” favorable qualified immunity rulings. Id., at 1022,1023,1024.

2.4.3.19 Camreta v. Greene 2.4.3.19 Camreta v. Greene

OPINION OF THE COURT

[563 U.S. 697]

Justice Kagan

delivered the opinion of the Court.

Almost a decade ago, a state child protective services worker and a county deputy sheriff interviewed a girl at her elementary school in Oregon about allegations that her father had sexually abused her. The girl’s mother subsequently sued the government officials on the child’s behalf for damages under Rev. Stat. § 1979, 42 U.S.C. § 1983, claiming that the interview infringed the Fourth Amendment. The United States Court of Appeals for the Ninth Circuit agreed, ruling that the officials had violated the Constitution

[563 U.S. 698]

by failing to obtain a warrant to conduct the interview. But the Court of Appeals further held that qualified immunity shielded the officials from monetary liability because the constitutional right at issue was not clearly established under existing law.

The two officials sought this Court’s review of the Ninth Circuit’s ruling on the Fourth Amendment. We granted their petitions to examine two questions. First, may government officials who prevail on grounds of qualified immunity obtain our review of a court of appeals’ decision that their conduct violated the Constitution? And second, if we may consider cases in this procedural posture, did the Ninth Circuit correctly determine that this interview breached the Fourth Amendment?

We conclude that this Court generally may review a lower court’s constitutional ruling at the behest of a government official granted immunity. But we may not do so in this case for reasons peculiar to it. The case has become moot because the child has grown up and moved across the country, and so will never again be subject to the Oregon in-school interviewing practices whose constitutionality is at issue. We therefore do not reach the *1128Fourth Amendment question in this case. In line with our normal practice when mootness frustrates a party’s right to appeal, see United States v. Munsingwear, Inc., 340 U.S. 36, 39, 71 S. Ct. 104, 95 L. Ed. 36 (1950), we vacate the part of the Ninth Circuit’s opinion that decided the Fourth Amendment issue.

I

In February 2003, police arrested Nimrod Greene for suspected sexual abuse of a young boy unrelated to him. During the investigation of that offense, the boy’s parents told police that they suspected Greene of molesting his 9-year-old daughter S. G. The police reported this information to the Oregon Department of Human Services, which assigned petitioner Bob Camreta, a child protective services caseworker, to assess S. G.’s safety. Several days later, Camreta, accompanied

[563 U.S. 699]

by petitioner James Alford, a Deschutes County deputy sheriff, went to S. G.’s elementary school and interviewed her about the allegations. Camreta and Alford did not have a warrant, nor had they obtained parental consent to conduct the interview. Although S. G. at first denied that her father had molested her, she eventually stated that she had been abused. Greene was indicted and stood trial for sexually abusing S. G., but the jury failed to reach a verdict and the charges were later dismissed.

Respondent Sarah Greene, S. G.’s mother, subsequently sued Camreta and Alford on S. G.’s behalf1 for damages under 42 U.S.C. § 1983, which authorizes suits against state officials for violations of constitutional rights. S. G. alleged that the officials’ in-school interview had breached the Fourth Amendment’s proscription on unreasonable seizures.2

The District Court granted summary judgment to Camreta and Alford, and the Ninth Circuit affirmed. The Court of Appeals first ruled that the interview violated S. G.’s rights because Camreta and Alford had “seize[d] and interrogate[d] S. G. in the absence of a warrant, a court order, exigent circumstances, or parental consent.” 588 F.3d 1011, 1030 (2009) (footnote omitted). But the court further held that the officials were entitled to qualified immunity from damages liability because no clearly established law had warned them of the illegality of their conduct. Id., at 1031-1033.

The Ninth Circuit explained why it had chosen to rule on the merits of the constitutional claim, rather than merely hold that the officials were immune from suit. By addressing the legality of the interview, the court said, it could “provide

[563 U.S. 700]

guidance to those charged with the difficult task of protecting child welfare within the confines of the Fourth Amendment.” Id., at 1022. That guidance came in no uncertain terms: “[G]overnment officials investigating allegations of child abuse,” the court warned, “should cease operating on the assumption that a ‘special need’ automatically justifies dispensing with traditional Fourth Amendment protections in this context.” Id., at 1033.

Although the judgment entered was *1129in their favor, Camreta and Alford petitioned this Court to review the Ninth Circuit’s ruling that their conduct violated the Fourth Amendment. S. G. declined to cross-petition for review of the decision that the officials have immunity. We granted certio-rari. 562 U.S. 960, 131 S. Ct. 456, 178 L. Ed. 2d 285 (2010).

II

We first consider our ability to act on a petition brought by government officials who have won final judgment on grounds of qualified immunity, but who object to an appellate court’s ruling that they violated the plaintiffs constitutional rights. Camreta and Alford are, without doubt, prevailing parties. The Ninth Circuit’s decision shielded them from monetary liability, and S. G. chose not to contest that ruling. So whatever else follows, they will not have to pay S. G. the damages she sought. The question we confront is whether we may nonetheless review the Court of Appeals’ holding that the officials violated the Constitution.

The statute governing this Court’s jurisdiction authorizes us to adjudicate a case in this posture, and S. G. does not contend otherwise. [3] The relevant provision confers unqualified power on this Court to grant certio-rari “upon the petition of any party.” 28 U.S.C. § 1254(1) (emphasis added). That language covers petitions brought by litigants who have prevailed, as well as those who have lost, in the court below. See E. Gressman, K. Geller, S. Shapiro, T. Bishop, &

[563 U.S. 701]

E. Hartnett, Supreme Court Practice 87 (9th ed. 2007) (hereinafter Stern & Gressman).

S. G., however, alleges two impediments to our exercise of statutory authority here, one constitutional and the other prudential. First, she claims that Article III bars review because petitions submitted by immunized officials present no case or controversy. See Brief for Respondent 31-39. Second, she argues that our settled practice of declining to hear appeals by prevailing parties should apply with full force when officials have obtained immunity. See id., at 24-27. We disagree on both counts.

A

Article III of the Constitution grants this Court authority to adjudicate legal disputes only in the context of “Cases” or “Controversies.” To enforce this limitation, we demand that litigants demonstrate a “personal stake” in the suit. Summers v. Earth Island Institute, 555 U.S. 488, 493, 129 S. Ct. 1142, 173 L. Ed. 2d 1 (2009) (internal quotation marks omitted); see also United States Parole Comm’n v. Geraghty, 445 U.S. 388, 395-397, 100 S. Ct. 1202, 63 L. Ed. 2d 479 (1980). The party invoking the Court’s authority has such a stake when three conditions are satisfied: The petitioner must show that he has “suffered an injury in fact” that is caused by “the conduct complained of’ and that “will be redressed by a favorable decision.” Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-561, 112 S. Ct. 2130, 119 L. Ed. 2d 351 (1992) (internal quotation marks omitted). And the opposing party also must have an ongoing interest in the dispute, so that the case features “that concrete adverseness which sharpens the presentation of issues.” Los Angeles v. Lyons, 461 U.S. 95, 101, 103 S. Ct. 1660, 75 L. Ed. 2d 675 (1983) (internal quotation marks omitted). To ensure a case remains “fit for federal-court adjudication,” the parties must have the necessary stake not only at *1130the outset of litigation, but throughout its course. Arizonans for Official English v. Arizona, 520 U.S. 43, 67, 117 S. Ct. 1055, 137 L. Ed. 2d 170 (1997).

[563 U.S. 702]

We have previously recognized that an appeal brought by a prevailing party may satisfy Article Ill’s case-or-controversy requirement. See Deposit Guaranty Nat. Bank v. Roper, 445 U.S. 326, 332-336, 100 S. Ct. 1166, 63 L. Ed. 2d 427 (1980). Indeed, we have twice before allowed a party for whom judgment was entered to challenge an unfavorable lower court ruling. See ibid.; Electrical Fittings Corp. v. Thomas & Betts Co., 307 U.S. 241, 59 S. Ct. 860, 83 L. Ed. 1263 (1939).3 In that context as in others, we stated, the critical question under Article III is whether the litigant retains the necessary personal stake in the appeal. Deposit Guaranty, 445 U.S., at 334, 100 S. Ct. 1166, 63 L. Ed. 2d 427. As we will explain, a court will usually invoke rules of “federal appellate practice” to decline review of a prevailing party’s challenge even when he has the requisite stake. Id., at 333, 100 S. Ct. 1166, 63 L. Ed. 2d 427; see infra, at 703-704, 179 L. Ed. 2d, at 1131. But in such a case, Article III is not what poses the bar; these rules of practice “d[o] not have [their] source in the jurisdictional limitations” of the Constitution. Deposit Guaranty, 445 U.S., at 333-334, 100 S. Ct. 1166, 63 L. Ed. 2d 427. So long as the litigants possess the personal stake discussed above, an appeal presents a case or controversy, no matter that the appealing party was the prevailing party below.

This Article III standard often will be met when immunized officials seek to challenge a ruling that their conduct violated the Constitution. That is not because a court has made a retrospective judgment about the lawfulness of the officials’ behavior, for that judgment is unaccompanied by any personal liability. Rather, it is because the judgment may have prospective effect on the parties. The court in such a case says: “Although this official is immune from damages

[563 U.S. 703]

today, what he did violates the Constitution and he or anyone else who does that thing again will be personally liable.” If the official regularly engages in that conduct as part of his job (as Camreta does), he suffers injury caused by the adverse constitutional ruling. So long as it continues in effect, he must either change the way he performs his duties or risk a meritorious damages action. Cf. id., at 337-338, 100 S. Ct. 1166, 63 L. Ed. 2d 427 (discussing prevailing party’s stake in a ruling’s prospective effects). Only by overturning the ruling on appeal can the official gain clearance to engage in the conduct in the future. He thus can demonstrate, as we demand, injury, causation, and redress-ability.4 And conversely, if the person who initially brought the suit may again be subject to the challenged conduct, she has a stake in preserving the court’s holding. See Erie v. Pap’s *1131A. M., 529 U.S. 277, 287-289, 120 S. Ct. 1382, 146 L. Ed. 2d 265 (2000); Honig v. Doe, 484 U.S. 305, 318-323, 108 S. Ct. 592, 98 L. Ed. 2d 686 (1988); cf. Lyons, 461 U.S., at 111, 103 S. Ct. 1660, 75 L. Ed. 2d 675 (examining whether the plaintiff had shown “a sufficient likelihood that he will again be wronged in a similar way”). Only if the ruling remains good law will she have ongoing protection from the practice.

We therefore reject S. G.’s view that Article III bars us from adjudicating any and all challenges brought by government officials who have received immunity below. That the victor has filed the appeal does not deprive us of jurisdiction. The parties in such cases may yet have a sufficient “interest in the outcome of [a litigated] issue” to present a case or controversy. Deposit Guaranty, 445 U.S., at 336, n. 7, 100 S. Ct. 1166, 63 L. Ed. 2d 427.

B

Article III aside, an important question of judicial policy remains. As a matter of practice and prudence, we have generally declined to consider cases at the request of a prevailing

[563 U.S. 704]

party, even when the Constitution allowed us to do so. See, e.g., Gunn v. University Comm. to End War in Viet Nam, 399 U.S. 383, 390, n. 5, 90 S. Ct. 2013, 26 L. Ed. 2d 684 (1970); New York Telephone Co. v. Maltbie, 291 U.S. 645, 646, 54 S. Ct. 443, 78 L. Ed. 1041 (1934) (per curiam); see also Bunting v. Mellen, 541 U.S. 1019, 1023, 124 S. Ct. 1750, 158 L. Ed. 2d 636 (2004) (Scalia, J., dissenting from denial of certiorari) (“[0]ur practice reflects a ‘settled refusal’ to entertain an appeal by a party on an issue as to which he prevailed” (quoting Stern & Gress-man 79 (8th ed. 2002))). Our resources are not well spent superintending each word a lower court utters en route to a final judgment in the petitioning party’s favor. See California v. Rooney, 483 U.S. 307, 311, 107 S. Ct. 2852, 97 L. Ed. 2d 258 (1987) (per curiam) (“[T]hat the Court of Appeal reached its decision through analysis different than this Court might have used does not make it appropriate ... for the prevailing party to request us to review it”). We therefore have adhered with some rigor to the principle that “[t]his Court reviews judgments, not statements in opinions.” Ibid, (internal quotation marks omitted). On the few occasions when we have departed from that principle, we have pointed to a “policy reaso[n] ... of sufficient importance to allow an appeal” by the winner below. Deposit Guaranty, 445 U.S., at 336, n. 7, 100 S. Ct. 1166, 63 L. Ed. 2d 427.

We think just such a reason places qualified immunity cases in a special category when it comes to this Court’s review of appeals brought by winners. The constitutional determinations that prevailing parties ask us to consider in these cases are not mere dicta or “statements in opinions.” Rooney, 483 U.S., at 311, 107 S. Ct. 2852, 97 L. Ed. 2d 258 (internal quotation marks omitted); see Bunting, 541 U.S., at 1023, 124 S. Ct. 1750, 158 L. Ed. 2d 636 (Scalia, J., dissenting from denial of certiorari) (stating that such a determination is “not mere dictum in the ordinary sense”). They are rulings that have a significant future effect on the conduct of public officials—both the prevailing parties and their co-workers— and the policies of the government units to which they belong. See supra, at 702-703, 179 L. Ed. 2d, at 1130-1131. And more: they are rulings *1132self-consciously designed to produce this effect, by establishing

[563 U.S. 705]

controlling law and preventing invocations of immunity in later cases. And still more: they are rulings designed this way with this Court’s permission, to promote clarity—and observance—of constitutional rules. We describe in more detail below these features of the qualified immunity world and why they came to be. We hold that taken together, they support bending our usual rule to permit consideration of immunized officials’ petitions.

To begin, then, with the nature of these suits: Under § 1983 (invoked in this case) and Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388, 91 S. Ct. 1999, 29 L. Ed. 2d 619 (1971), a plaintiff may seek money damages from government officials who have violated her constitutional or statutory rights. But to ensure that fear of liability will not “unduly inhibit officials in the discharge of their duties,” Anderson v. Creighton, 483 U.S. 635, 638, 107 S. Ct. 3034, 97 L. Ed. 2d 523 (1987), the officials may claim qualified immunity; so long as they have not violated a “clearly established” right, they are shielded from personal liability, Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S. Ct. 2727, 73 L. Ed. 2d 396 (1982). That means a court can often avoid ruling on the plaintiffs claim that a particular right exists. If prior case law has not clearly settled the right, and so given officials fair notice of it, the court can simply dismiss the claim for money damages. The court need never decide whether the plaintiffs claim, even though novel or otherwise unsettled, in fact has merit.

And indeed, our usual adjudicatory rules suggest that a court should forbear resolving this issue. After all, a “longstanding principle of judicial restraint requires that courts avoid reaching constitutional questions in advance of the necessity of deciding them.” Lyng v. Northwest Indian Cemetery Protective Assn., 485 U.S. 439, 445, 108 S. Ct. 1319, 99 L. Ed. 2d 534 (1988); see also Ashwander v. TVA, 297 U.S. 288, 346-347, 56 S. Ct. 466, 80 L. Ed. 688 (1936) (Brandeis, J., concurring). In this category of qualified immunity cases, a court can enter judgment without ever ruling on the (perhaps difficult) constitutional claim the plaintiff has raised.

[563 U.S. 706]

Small wonder, then, that a court might leave that issue for another day.

But we have long recognized that this day may never come—that our regular policy of avoidance sometimes does not fit the qualified immunity situation because it threatens to leave standards of official conduct permanently in limbo. County of Sacramento v. Lewis, 523 U.S. 833, 841, n. 5, 118 S. Ct. 1708, 140 L. Ed. 2d 1043 (1998). Consider a plausible but unsettled constitutional claim asserted against a government official in a suit for money damages. The court does not resolve the claim because the official has immunity. He thus persists in the challenged practice; he knows that he can avoid liability in any future damages action, because the law has still not been clearly established. Another plaintiff brings suit, and another court both awards immunity and bypasses the claim. And again, and again, and again. So the moment of decision does not arrive.5 Courts fail to clarify uncertain questions, fail *1133to address novel claims, fail to give guidance to officials about how to comply with legal requirements. See, e.g., ibid.; Wilson v. Layne, 526 U.S. 603, 609, 119 S. Ct. 1692, 143 L. Ed. 2d 818 (1999). Qualified immunity thus may frustrate “the development of constitutional precedent” and the promotion of law-abiding behavior. Pearson v. Callahan, 555 U.S. 223, 237, 129 S. Ct. 808, 172 L. Ed. 2d 565 (2009).

For this reason, we have permitted lower courts to avoid avoidance—that is, to determine whether a right exists before examining whether it was clearly established. See, e.g., ibid.; Lewis, 523 U.S., at 841, n. 5, 118 S. Ct. 1708, 140 L. Ed. 2d 1043. Indeed, for some

[563 U.S. 707]

time we required. courts considering qualified immunity claims to first address the constitutional question, so as to promote “the law’s elaboration from case to case.” Saucier v. Katz, 533 U.S. 194, 201, 121 S. Ct. 2151, 150 L. Ed. 2d 272 (2001). More recently, we have left this matter to the discretion of lower courts, and indeed detailed a range of circumstances in which courts should address only the immunity question. See Pearson, 555 U.S., at 236-242, 129 S. Ct. 808, 172 L. Ed. 2d 565. In general, courts should think hard, and then think hard again, before turning small cases into large ones. But it remains true that following the two-step sequence—defining constitutional rights and only then conferring immunity—is sometimes beneficial to clarify the legal standards governing public officials. Id., at 236, 129 S. Ct. 808, 172 L. Ed. 2d 565; see id., at 236-242, 129 S. Ct. 808, 172 L. Ed. 2d 565 (discussing factors courts should consider in making this determination).

Here, the Court of Appeals followed exactly this two-step process, for exactly the reasons we have said may in select circumstances make it “advantageous.” Id., at 242, 129 S. Ct. 808, 172 L. Ed. 2d 565. The court, as noted earlier, explained that it was “address [ing] both prongs of the qualified immunity inquiry ... to provide guidance to those charged with the difficult task of protecting child welfare within the confines of the Fourth Amendment.” 588 F.3d, at 1022. To that end, the court adopted constitutional standards to govern all in-school interviews of suspected child abuse victims. See id., at 1030. And the court specifically instructed government officials to follow those standards going forward—to “cease operating on the assumption” that warrantless interviews are permitted. See id., at 1033. With the law thus clearly established, officials who conduct this kind of interview will not receive immunity in the Ninth Circuit. And the State of Oregon has done just what we would expect in the wake of the court’s decision: It has provided revised legal advice, consonant with the Ninth Circuit’s ruling, to child protective services workers wishing to interview children in schools. See Tr. of Oral Arg. 14. The court thus accomplished what it set out to do:

[563 U.S. 708]

settle a question of constitutional law and thereby guide the conduct of officials.

*1134Given its purpose and effect, such a decision is reviewable in this Court at the behest of an immunized official. No mere dictum, a constitutional ruling preparatory to a grant of immunity creates law that governs the official’s behavior. If our usual rule pertaining to prevailing parties applied, the official would “fac[e] an unenviable choice”: He must either acquiesce in a ruling he had no opportunity to contest in this Court, or “defy the views of the lower court, adhere to practices that have been declared illegal, and thus invite new suits and potential punitive damages.” Pearson, 555 U.S., at 240-241, 129 S. Ct. 808, 172 L. Ed. 2d 565 (internal quotation marks and brackets omitted). And if our usual bar on review applied, it would undermine the very purpose served by the two-step process, “which is to clarify constitutional rights without undue delay.” Bunting, 541 U.S., at 1024, 124 S. Ct. 1750, 158 L. Ed. 2d 636 (Scalia, J., dissenting from denial of certio-rari). This Court, needless to say, also plays a role in clarifying rights. Just as that purpose may justify an appellate court in reaching beyond an immunity defense to decide a constitutional issue, so too that purpose may support this Court in reviewing the correctness of the lower court’s decision.6

We emphasize, however, two limits of today’s holding. First, it addresses only our own authority to review cases in this procedural posture. The Ninth Circuit had no occasion to consider whether it could hear an appeal from an immunized

[563 U.S. 709]

official: In that court, after all, S. G. appealed the judgment in the officials’ favor. We therefore need not and do not decide if an appellate court, too, can entertain an appeal from a party who has prevailed on immunity grounds.7 Second, our holding concerns only what this Court may review; what we actually will choose to review is a different matter. That choice will be governed by the ordinary principles informing our decision whether to grant certiorari—a “power [we] . . . sparingly exercis[e].” Forsyth v. Hammond, 166 U.S. 506, 514, 17 S. Ct. 665, 41 L. Ed. 1095 (1897); see also id., at 514-515, 17 S. Ct. 665, 41 L. Ed. 1095 (this Court grants review “only when the circumstances of the case satisfy us that the importance of the question involved, the necessity of avoiding conflict [in the lower courts], or some matter affecting the interests of this nation . . . demands such *1135exercise”); this Court’s Rule 10. Our decision today does no more than exempt one special category of cases from our usual rule against considering prevailing parties’ petitions. Going forward, we will consider these petitions one by one in accord with our usual standards.

Ill

Although we reject S. G.’s arguments for dismissing this case at the threshold, we find that a separate jurisdictional

[563 U.S. 710]

problem requires that result: This case, we conclude, is moot.8

As we explained above, supra, at 702-703, 179 L. Ed. 2d, at 1130-1131, in a dispute of this kind, both the plaintiff and the defendant ordinarily retain a stake in the outcome. That is true of one defendant here: Camreta remains employed as a child protective services worker, so he has an interest in challenging the Ninth Circuit’s ruling requiring him to obtain a warrant before conducting an in-school interview.9 But S. G. can no longer claim the plaintiffs usual stake in preserving the court’s

[563 U.S. 711]

holding because she is no longer in need of any protection from the challenged practice. After we granted certiorari, we discovered that S. G. has “moved to Florida, and ha[s] no intention of relocating back to Oregon.” Brief for Respondent 13, n. 13. What is more, S. G. is now only months away from her 18th birthday—and, presumably, from her high school graduation. See id., at 31. S. G. therefore cannot be affected by the Court of Appeals’ ruling; she faces not the slightest possibility of being seized in a school in the Ninth Circuit’s jurisdiction as part of a child abuse investigation. When “subsequent events ma[ke] it absolutely clear that the allegedly wrongful behavior could not reasonably be expected to recur,” we have no live controversy to review. United States v. Concentrated Phosphate Export Assn., Inc., 393 U.S. 199, 203, 89 S. Ct. 361, 21 L. Ed. 2d 344 (1968); see, e.g., *1136Atherton Mills v. Johnston, 259 U.S. 13, 15-16, 42 S. Ct. 422, 66 L. Ed. 814 (1922) (suit contesting the validity of a child labor statute mooted when plaintiff-child was “[no longer] within the ages affected by the act”); DeFunis v. Odegaard, 416 U.S. 312, 94 S. Ct. 1704, 40 L. Ed. 2d 164 (1974) (per curiam) (suit challenging law school admissions policy mooted when plaintiff neared graduation). Time and distance combined have stymied our ability to consider this petition.

Camreta makes only one counterargument: He avers that S. G. has a continuing interest in the Ninth Circuit’s constitutional ruling because it may help her establish a municipal liability claim against Deschutes County. See Tr. of Oral Arg. 7; id., at 8. S. G.’s initial complaint charged that the county has an official policy of unconstitutionally subjecting schoolchildren to police interrogation. See n. 2, supra. Finding no evidence of such a policy (even assuming that an unlawful seizure had occurred in this case), the District Court granted summary judgment to the county, App. to Pet. for Cert, in No. 09-1454, pp. 66-67, and S. G. did not appeal that ruling, 588 F.3d, at 1020, n. 4. And although S. G. recently sought to reinstate her claim against the county, the District Court denied that motion. 6:05-cv-06047-AA,

[563 U.S. 712]

Docket Entry No. 139 (D Ore., Jan. 4, 2011). Whatever interest S. G. might have were her municipal liability claim still pending (an issue we need not and do not decide), we do not think S. G.’s dismissed claim against a different defendant involving a separate legal theory can save this case from mootness. See Commodity Futures Trading Comm’n v. Board of Trade of Chicago, 701 F.2d 653, 656 (CA7 1983) (Posner, J.) ( “[0]ne can never be certain that findings made in a decision concluding one lawsuit will not some day . . . control the outcome of another suit. But if that were enough to avoid mootness, no case would ever be moot”).

We thus must decide how to dispose of this case. When a civil suit becomes moot pending appeal, we have the authority to “direct the entry of such appropriate judgment, decree, or order, or require such further proceedings to be had as may be just under the circumstances.” 28 U.S.C. § 2106. Our “established” (though not exceptionless) practice in this situation is to vacate the judgment below. See Munsingwear, 340 U.S., at 39, 71 S. Ct. 104, 95 L. Ed. 36; Alvarez v. Smith, 558 U.S. 87, 94, 130 S. Ct. 576, 175 L. Ed. 2d 447 (2009). “Aparty who seeks review of the merits of an adverse ruling, but is frustrated by the vagaries of circumstance,” we have emphasized, “ought not in fairness be forced to acquiesce in” that ruling. U. S. Bancorp Mortgage Co. v. Bonner Mall Partnership, 513 U.S. 18, 25, 115 S. Ct. 386, 130 L. Ed. 2d 233 (1994). The equitable remedy of vacatur ensures that “those who have been prevented from obtaining the review to which they are entitled [are] not . . . treated as if there had been a review.” Munsingwear, 340 U.S., at 39, 71 S. Ct. 104, 95 L. Ed. 36.10

[563 U.S. 713]

S. G. contends that vacatur is inappropriate in the qualified immunity context because that disposition would “undermine” the Court of Ap*1137peals’ choice to “decide [a] constitutional questio[n]” to govern future cases. Brief for Respondent 41-42; Tr. of Oral Arg. 47. Far from counseling against vacatur, S. G.’s argument reveals the necessity of that procedural course. The point of vacatur is to prevent an unreviewable decision “from spawning any legal consequences,” so that no party is harmed by what we have called a “preliminary” adjudication. Munsingwear, 340 U.S., at 40-41, 71 S. Ct. 104, 95 L. Ed. 36. As we have just explained, a constitutional ruling in a qualified immunity case is a legally consequential decision; that is the very reason we think it appropriate for review even at the behest of a prevailing party. See supra, at 704-708, 179 L. Ed. 2d, at 1131-1134. When happenstance prevents that review from occurring, the normal rule should apply: Vacatur then rightly “strips the decision below of its binding effect,” Deakins v. Monaghan, 484 U.S. 193, 200, 108 S. Ct. 523, 98 L. Ed. 2d 529 (1988), and “clears the path for future relitigation,” Munsingwear, 340 U.S., at 40, 71 S. Ct. 104, 95 L. Ed. 36.

In this case, the happenstance of S. G.’s moving across country and becoming an adult has deprived Cam-reta of his appeal rights. Mootness has frustrated his ability to challenge the Court of Appeals’ ruling that he must obtain a warrant before interviewing a suspected child abuse victim

[563 U.S. 714]

at school. We therefore vacate the part of the Ninth Circuit’s opinion that addressed that issue, and remand for further proceedings consistent with this opinion.11 See, e.g., Arave v. Hoffman, 552 U.S. 117, 118-119, 128 S. Ct. 749, 169 L. Ed. 2d 580 (2008) (per curiam); Selig v. Pediatric Specialty Care, Inc., 551 U.S. 1142, 127 S. Ct. 3000, 168 L. Ed. 2d 724 (2007).

It is so ordered.

. Because Greene filed suit as next friend for her minor daughter, we will refer to respondent as S. G. throughout this opinion.

. S. G. also sued Deschutes County, alleging that it has a policy of unconstitutionally seizing children in public schools. See 588 F.3d 1011, 1020, n. 4 (CA9 2009). The District Court rejected this claim, and S. G. did not appeal that ruling to the Ninth Circuit. Ibid.

. The dissent discusses Deposit Guaranty and Electrical Fittings at length in an effort to distinguish them from this suit. See post, at 718-722, 179 L. Ed. 2d, at 1140-1143 (opinion of Kennedy, J.). But we do not say those cases are foursquare with this one on their facts; we rely on them only for the proposition that this Court has previously identified no special Article III bar on review of appeals brought by parties who obtained a judgment in their favor below. The dissent does not, because it cannot, dispute that simple point.

. Contrary to the dissent’s view, see post, at 726, 179 L. Ed. 2d, at 1145, the injury to the official thus occurs independent of any future suit brought by a third party. Indeed, no such suit is likely to arise because the prospect of damages liability will force the official to change his conduct.

. The constitutional issue could arise in a case in which qualified immunity is unavailable—for example, “in a suit to enjoin future conduct, in an action against a municipality, or in litigating a suppression motion in a criminal proceeding.’’ Lewis, 523 U.S., at 841, n. 5, 118 S. Ct. 1708, 140 L. *1133Ed. 2d 1043. A decision in such a case would break the repetitive cycle of qualified immunity defenses described above. But some kinds of constitutional questions do not often come up in these alternative settings. Pearson v. Callahan, 555 U.S. 223, 236, 129 S. Ct. 808, 172 L. Ed. 2d 565 (2009); see Lewis, 523 U.S., at 841, n. 5, 118 S. Ct. 1708, 140 L. Ed. 2d 1043 (noting that “these avenues w[ill] not necessarily be open’’).

. The dissent complains that our decision “allows plaintiffs to obtain binding constitutional determinations on the merits that lie beyond this Court’s jurisdiction to review.’’ Post, at 725, 179 L. Ed. 2d, at 1144. But that is not the case. It is not this decision but our prior precedents that allow lower courts to issue “binding constitutional determinations’’ in qualified immunity cases even when the plaintiff is not entitled to money damages. And it is not our decision but the dissent that would insulate these rulings from this Court’s power to review.

. We note, however, that the considerations persuading us to permit review of petitions in this posture may not have the same force as applied to a district court decision. “A decision of a federal district court judge is not binding precedent in either a different judicial district, the same judicial district, or even upon the same judge in a different case.’’ 18 J. Moore et al., Moore’s Federal Practice § 134.02 [1] [d], p. 134-26 (3d ed. 2011). Many Courts of Appeals therefore decline to consider district court precedent when determining if constitutional rights are clearly established for purposes of qualified immunity. See, e.g., Kalka v. Hawk, 215 F.3d 90, 100 (CADC 2000) (Tatel, J., concurring in part and concurring in judgment) (collecting cases). Otherwise said, district court decisions—unlike those from the courts of appeals—do not necessarily settle constitutional standards or prevent repeated claims of qualified immunity.

. Justice Sotomayor maintains that, because this case is moot, “[t]here is no warrant for reaching th[e] question” whether immunized officials may obtain our consideration of an adverse constitutional ruling. Post, at 715, 179 L. Ed. 2d, at 1138 (opinion concurring in judgment). But this Court has never held that it may consider only one threshold issue per case. And here, as we will explain, infra, at 712-714, 179 L. Ed. 2d, at 1136-1137, and n. 10, our discussion of reviewability is critical to our ultimate disposition of this suit. Moreover, that issue was fully litigated in this Court. We granted certiorari to consider whether “the Ninth Circuit’s constitutional ruling [is] reviewable, notwithstanding that [the Court of Appeals] ruled in [the officials’] favor on qualified immunity grounds.” Pet. for Cert. in No. 09-1454, p. i. And all the parties, as well as the United States as amicus curiae, addressed that question in their briefs and oral arguments. Compare Brief for Petitioner in No. 09-1454, pp. 41-44, Brief for Petitioner in No. 09-1478, p. 4, n. 1, Reply Brief for Petitioner in No. 09-1454, pp. 3-13, Reply Brief for Petitioner in No. 09-1478, pp. 5-6, Brief for United States as Amicus Curiae 11-20, and Tr. of Oral Arg. 4-14, 17-24, 54-58, with Brief for Respondent 24-42 and Tr. of Oral Arg. 27-31, 46-52.

. The same cannot be said for Deputy Sheriff Alford. In their briefs, the parties informed us that Alford no longer works for Deschutes County or in law enforcement. See Brief for Respondent 1, n. 2; Reply Brief for Petitioner in No. 09-1478. Because Alford will not again participate in a child abuse investigation, he has lost his interest in the Fourth Amendment ruling. See supra, at 702-703, 179 L. Ed. 2d, at 1130-1131; cf. Arizonans for Official English v. Arizona, 520 U.S. 43, 67, 117 S. Ct. 1055, 137 L. Ed. 2d 170 (1997) (holding that the plaintiffs challenge to a state law affecting the performance of her job duties was mooted when she left state employment). But in light of Camreta’s continuing stake, Alford’s altered circumstances are immaterial to our resolution of this dispute, and we do not decide any questions that would arise if he were the only defendant.

. Our analysis of the proper disposition of this case follows from our conclusion that government officials who secure a favorable judgment on immunity grounds may obtain our review of an adverse constitutional holding. See supra, at 708, 179 L. Ed. 2d, at 1134. As just noted, Munsingwear justified vacatur to protect a litigant who had the right to appeal but lost that *1137opportunity due to happenstance. 340 U.S., at 39, 41, 71 S. Ct. 104, 95 L. Ed. 36. We have therefore left lower court decisions intact when mootness did not deprive the appealing party of any review to which he was entitled. See, e.g., U. S. Bancorp Mortgage Co., 513 U.S., at 25, 115 S. Ct. 386, 130 L. Ed. 2d 233 (holding that the appealing party had “surrendered] his claim to the equitable remedy of vacatur’’ by settling the case and thus “voluntarily forfeit[ing] his legal remedy by the ordinary processes of appeal’’); Karcher v. May, 484 U.S. 72, 83, 108 S. Ct. 388, 98 L. Ed. 2d 327 (1987) (holding that vacatur in light of mootness was not warranted when the losing party declined to file an appeal). So if immunized officials could not challenge an appellate decision in this Court, we would choose not to exercise our equitable authority to vacate that decision, even if the case later became moot. But here, as we have just explained, the theory that underlies our prior cases applying Munsingwear is satisfied: Vacatur expunges an adverse decision that would be reviewable had this case not become moot. See Arizonans, 520 U.S., at 74, 117 S. Ct. 1055, 137 L. Ed. 2d 170 (finding vacatur proper because, “when the mooting event occurred,’’ the Arizona Attorney General was pursuing his “right to present argument on appeal’’).

. Our disposition of this case differs slightly from the normal Munsingwear order vacating the lower court’s judgment and remanding the case with instructions to dismiss the relevant claim. We leave untouched the Court of Appeals’ ruling on qualified immunity and its corresponding dismissal of S. G.’s claim because S. G. chose not to challenge that ruling. We vacate the Ninth Circuit’s ruling addressing the merits of the Fourth Amendment issue because, as we have explained, supra, at 707-708, 179 L. Ed. 2d, at 1133, that is the part of the decision that mootness prevents us from reviewing but that has prospective effects on Camreta. See Walling v. James V. Reuter, Inc., 321 U.S. 671, 677, 64 S. Ct. 826, 88 L. Ed. 1001 (1944) (observing that when a suit becomes moot, “this Court . . . may make such disposition of the whole case as justice may require’’). But we emphasize that this unique disposition follows from the unique posture of this case and signals no endorsement of deviations from the usual Munsingwear order in other situations.

*1138SEPARATE OPINIONS

Justice Scalia,

concurring.

I join the Court’s opinion, which reasonably applies our precedents, strange though they may be. The alternative solution, as Justice Kennedy suggests, see post, at 727, 179 L. Ed. 2d, at 1146 (dissenting opinion), is to end the extraordinary practice of ruling upon constitutional questions unnecessarily when the defendant possesses qualified immunity. See Saucier v. Katz, 533 U.S. 194, 121 S. Ct. 2151, 150 L. Ed. 2d 272 (2001). The parties have not asked us to adopt that approach, but I would be willing to consider it in an appropriate case.

Justice Sotomayor,

with whom Justice Breyer joins, concurring in the judgment.

I agree with the Court’s conclusion that this case is moot and that vaca-tur is the appropriate disposition; unlike the majority, however, I would go no further. As the exchange

[563 U.S. 715]

between the majority and Justice Kennedy demonstrates, the question whether Camreta, as a prevailing party, can obtain our review of the Ninth Circuit’s constitutional ruling is a difficult one. There is no warrant for reaching this question when there is clearly no longer a genuine case or controversy between the parties before us. See Sinochem Int’l Co. v. Malaysia Int’l Shipping Corp., 549 U.S. 422, 436, 127 S. Ct. 1184, 167 L. Ed. 2d 15 (2007) (noting that when a court can “readily” dispose of a case on one threshold ground, it should not reach another one that “is difficult to determine”). Indeed, it is improper for us to do so. Cf. U. S. Bancorp Mortgage Co. v. Bonner Mall Partnership, 513 U.S. 18, 21, 115 S. Ct. 386, 130 L. Ed. 2d 233 (1994) (“[A] federal court [may not] decide the merits of a legal question not posed in an Article III case or controversy”).

The majority suggests that we must decide whether Camreta has a “right to appeal” in order to vacate the judgment below under United States v. Munsingwear, Inc., 340 U.S. 36, 71 S. Ct. 104, 95 L. Ed. 36 (1950). See ante, at 712, n. 10, 179 L. Ed. 2d, at 1136; see also ante, at 710, n. 8, 179 L. Ed. 2d, at 1135. But that view does not accord with our past practice. See Arizonans for Official English v. Arizona, 520 U.S. 43, 66, 70, 74-75, 117 S. Ct. 1055, 137 L. Ed. 2d 170 (1997) (ordering vacatur of a District Court judgment without “resolv[ing]” our “grave doubts” about the petitioners’ appellate standing or deciding whether the state attorney general had a right to intervene as a party, and concluding only that he had statutory authority to “present argument” on appeal). Nor is it consistent with the principles underlying our mootness jurisprudence. See Walling v. James V. Reuter, Inc., 321 U.S. 671, 677, 64 S. Ct. 826, 88 L. Ed. 1001 (1944) (“If a judgment has become moot, this Court . . . may make such disposition of the whole case as justice may require”). In accordance with our normal procedure for disposing of cases that have become moot through no fault of the party seeking review, see Bancorp, 513 U.S., at 22-23, 115 S. Ct. 386, 130 L. Ed. 2d 233; Munsingwear, 340 U.S., at 39-40, and n. 2, 71 S. Ct. 104, 95 L. Ed. 36, we should simply vacate the portion of the Ninth Circuit’s opinion Camreta sought to challenge and remand with instructions to dismiss, see, e.g., Indiana

[563 U.S. 716]

State Police Pension Trust v. *1139Chrysler LLC, 556 U.S. 960, 129 S. Ct. 2275, 173 L. Ed. 2d 1285 (2009) (per curiam).

Justice Kennedy,

with whom Justice Thomas joins, dissenting.

Today’s decision results from what is emerging as a rather troubling consequence from the reasoning of our recent qualified immunity cases. The Court is correct to note the problem presented when, on the one hand, its precedents permit or invite courts to rule on the merits of a constitutional claim even when qualified immunity disposes of the matter; and, on the other hand, jurisdictional principles prevent us from reviewing those invited rulings. It does seem that clarification is required. In my view, however, the correct solution is not to override jurisdictional rules that are basic to the functioning of the Court and to the necessity of avoiding advisory opinions. Dictum, though not precedent, may have its utility; but it ought not to be treated as a judgment standing on its own. So, while acknowledging the problem the Court confronts, my concern with the rule adopted for this case calls for this respectful dissent.

I

The Court acknowledges our “settled refusal to entertain an appeal,” including a petition for certio-rari, “by a party on an issue as to which he prevailed.” Ante, at 704, 179 L. Ed. 2d, at 1131 (internal quotation marks omitted). At the outset, however, it is important to state this rule more fully to show its foundational character. A party that has already obtained the judgment it requested may not seek review to challenge the reasoning of a judicial decision. As we have said on many occasions: “This Court reviews judgments, not statements in opinions.” California v. Rooney, 483 U.S. 307, 311, 107 S. Ct. 2852, 97 L. Ed. 2d 258 (1987) (per curiam) (some internal quotation marks omitted); see also Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837, 842, and n. 8, 104 S. Ct. 2778, 81 L. Ed. 2d 694 (1984) (collecting cases). The rule has been

[563 U.S. 717]

noted and followed since the early years of this Court. “The question before an appellate Court is, was the judgment correct, not the ground on which the judgment professes to proceed.” McClung v. Silliman, 6 Wheat. 598, 603, 5 L. Ed. 340 (1821).

The rule against hearing appeals or accepting petitions for certiorari by prevailing parties is related to the Article III prohibition against issuing advisory opinions. This principle underlies, for example, the settled rule against hearing cases involving a disputed judgment based on grounds of state law. As Justice Jackson explained for the Court: “[0]ur power is to correct wrong judgments, not to revise opinions. We are not permitted to render an advisory opinion, and if the same judgment would be rendered by the state court after we corrected its views of federal laws, our review could amount to nothing more than an advisory opinion.” Herb v. Pitcairn, 324 U.S. 117, 125-126, 65 S. Ct. 459, 89 L. Ed. 789 (1945). This point has been repeated with force and clarity. See, e.g., Michigan v. Long, 463 U.S. 1032, 1041-1042, 103 S. Ct. 3469, 77 L. Ed. 2d 1201 (1983). The “judicial Power’ is one to render dispositive judgments,” not advisory opinions. Plaut v. Spendthrift Farm, Inc., 514 U.S. 211, 219, 115 S. Ct. 1447, 131 L. Ed. 2d 328 (1995) (internal quotation marks omitted).

*1140The rule against hearing appeals by prevailing parties applies in countless situations, many involving government parties. Deficient performance may not yield prejudice under Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984). A defective warrant may be entitled to good-faith reliance under United States v. Leon, 468 U.S. 897, 104 S. Ct. 3405, 82 L. Ed. 2d 677 (1984). An unreasonable search may be cured through the inevitable discovery doctrine of Nix v. Williams, 467 U.S. 431, 104 S. Ct. 2501, 81 L. Ed. 2d 377 (1984). In these and myriad other situations, an error is identified, but that conclusion does not affect the ultimate judgment entered. In all these contexts, it is established that the prevailing party may not appeal. This conclusion holds true even though a statement on the merits can have adverse consequences for the prevailing party. “The Court of Appeal’s use of analysis that may

[563 U.S. 718]

have been adverse to the State’s long-term interests does not allow the State to claim status as a losing party for purposes of this Court’s review.” Rooney, supra, at 311, 107 S. Ct. 2852, 97 L. Ed. 2d 258.

The Court nonetheless holds that defendants who prevail in the courts of appeals based on qualified immunity may still obtain review in this Court. This point is put in perspective by the fact that the Court today, in an altogether unprecedented disposition, says that it vacates not a judgment but rather “part of the Ninth Circuit’s opinion.” Ante, at 714, 179 L. Ed. 2d, at 1137. The Court’s conclusion is unsettling in its implications. Even on the Court’s reading of our cases, the almost invariable rule is that prevailing parties are not permitted to obtain a writ of certiorari. Cf. Kalka v. Hawk, 215 F.3d 90, 96, n. 9 (CADC 2000) (concluding that the Supreme Court “has apparently never granted the certiorari petition of a party who prevailed in the appellate court”). After today, however, it will be common for prevailing parties to seek certio-rari based on the Court’s newfound exception. And that will be so even though the “admonition” against reviewing mere statements in opinions “has special force when the statements raise constitutional questions, for it is our settled practice to avoid the unnecessary decision of such issues.” FCC v. Pacifica Foundation, 438 U.S. 726, 734, 98 S. Ct. 3026, 57 L. Ed. 2d 1073 (1978).

The Court defends its holding with citations to just two of our cases. Ante, at 702, 179 L. Ed. 2d, at 1130. Neither provides support for the Court’s result.

The first case is Electrical Fittings Corp. v. Thomas & Betts Co., 307 U.S. 241, 59 S. Ct. 860, 83 L. Ed. 1263 (1939). There, a plaintiff alleged the infringement of two patent claims. The District Court found the plaintiffs first claim valid but not infringed and the second claim invalid. Rather than issuing a judgment “dismissing the bill without more,” the District Court instead “entered a decree adjudging claim 1 valid” and “dismissing the bill for failure to prove infringement.” Id., at 241-242, 59 S. Ct. 860, 83 L. Ed. 1263. The District Court thus issued a formal judgment regarding the validity of the first claim. The defendant appealed

[563 U.S. 719]

to dispute that claim’s validity. This Court noted, without qualification, that a party “may not appeal from a judgment or decree in his favor, for the purpose of obtaining a review of findings he deems erroneous which are not necessary to support the decree.” *1141Id., at 242, 59 S. Ct. 860, 83 L. Ed. 1263. “But,” this Court went on to explain, “here the decree itself purports to adjudge the validity of claim 1, and though the adjudication was immaterial to the disposition of the cause, it stands as an adjudication of one of the issues litigated.” Ibid. In other words, the District Court had entered an unnecessary legal conclusion into the terms of the judgment itself, making it possible, for example, that the decree would have estoppel effect as to an issue whose resolution was unnecessary to the proper judgment of dismissal. Electrical Fittings therefore concluded that “the petitioners were entitled to have this portion of the decree eliminated.” Ibid. The sole relief provided was an order for the “reformation of the decree.” Ibid. That result accords with, indeed flows from, the settled rule that this Court reviews only judgments, not statements in opinions.

The second case is Deposit Guaranty Nat. Bank v. Roper, 445 U.S. 326, 100 S. Ct. 1166, 63 L. Ed. 2d 427 (1980). In that case plaintiffs attempted to bring a class action against a bank. After the District Court denied class certification, the defendant tendered to the plaintiffs the maximum value that they could recover as individuals. Of course, that offer did not amount to “all that ha[d] been requested in the complaint”— namely, “relief for the class.” Id., at 341, 100 S. Ct. 1166, 63 L. Ed. 2d 427 (Rehnquist, J., concurring). It is therefore no surprise that the plaintiffs responded with “a counteroffer of judgment in which they attempted to reserve the right to appeal the adverse class certification ruling.” Id., at 329, 100 S. Ct. 1166, 63 L. Ed. 2d 427 (opinion of the Court). But that proposal was denied. “Based on the bank’s offer, the District Court entered judgment in respondents’ favor, over their objection.” Id., at 330, 100 S. Ct. 1166, 63 L. Ed. 2d 427. The District Court thus issued a judgment other than the one the plaintiffs had sought. The

[563 U.S. 720]

would-be class plaintiffs appealed, and this Court later granted certiorari. The Court held that appeal was not barred by the prevailing-party rule: “We view the denial of class certification as an example of a procedural ruling, collateral to the merits of a litigation, that is appealable after the entry of final judgment.” Id., at 336, 100 S. Ct. 1166, 63 L. Ed. 2d 427. As the Court explained, the plaintiffs had obtained only a judgment in their individual capacities. Yet the plaintiffs had “asserted as their personal stake in the appeal their desire to shift to successful class litigants a portion of those fees and expenses that have been incurred in this litigation.” Id., at 334, n. 6, 100 S. Ct. 1166, 63 L. Ed. 2d 427; see also id., at 336, 100 S. Ct. 1166, 63 L. Ed. 2d 427. Because the purported prevailing parties were injured by their failure to obtain the class-based judgment they had sought, the Court held there was “jurisdiction to entertain the appeal only to review the asserted procedural error, not for the purpose of passing on the merits.” Ibid. The Court was clear that the District Court’s denial of class certification had a direct effect on the judgment: “As in Electrical Fittings,” the purported prevailing parties “were entitled to have [a] portion of the District Court’s judgment reviewed.” Ibid.

Neither Electrical Fittings nor Deposit Guaranty provides support for the rule adopted today. Those decisions instead held that, in the unusual circumstances presented, par*1142ticular parties who at first appeared to have prevailed below had in fact failed to obtain the judgments they had sought. This Court therefore had jurisdiction, including of course jurisdiction under Article III, to provide relief for the harm caused by the adverse judgments entered below. The parties seeking appeal in Electrical Fittings and Deposit Guaranty might be compared with plaintiffs who have requested $1,000 in relief but obtained only $500. Such parties have prevailed in part, but have not “receive [d] all that [they] ha[d] sought.” Deposit Guaranty, supra, at 333, 100 S. Ct. 1166, 63 L. Ed. 2d 427. In contrast the Court appears to assume that petitioners in the present action are true prevailing parties. They have obtained

[563 U.S. 721]

from the Court of Appeals the only formal judgment they requested: denial of respondent’s claim for damages.

The Court points to policy concerns as the basis for its willingness to hear appeals by prevailing parties. Ante, at 703-706, 179 L. Ed. 2d, at 1131-1132. But those concerns are unwarranted. In only one dissenting opinion has it been suggested that certiorari should be granted to reach a merits determination “locked inside” a favorable qualified immunity ruling. Bunting v. Mellen, 541 U.S. 1019, 1024, 124 S. Ct. 1750, 158 L. Ed. 2d 636 (2004) (Scalia, J., dissenting from denial of certiorari). That dissenting opinion was issued in response to the rule that constitutional issues should be decided in every case involving qualified immunity. Id., at 1025, 124 S. Ct. 1750, 158 L. Ed. 2d 636. Yet that mandated rule of decision has now been disapproved, so the dissent’s argument is no longer applicable. See Pearson v. Callahan, 555 U.S. 223, 129 S. Ct. 808, 172 L. Ed. 2d 565 (2009). Indeed, the Court today suggests that it still would not allow review of the merits even in the case that provoked the dissent. Unlike petitioner Camreta, the petitioner in Bunting had left the Government’s employ before filing a petition for cer-tiorari and so lacked standing to obtain review in this Court. Compare 541 U.S., at 1025, 124 S. Ct. 1750, 158 L. Ed. 2d 636, n., with id., at 1021, 124 S. Ct. 1750, 158 L. Ed. 2d 636 (Stevens, J., respecting denial of cer-tiorari), and ante, at 710-711, 179 L. Ed. 2d, at 1135-1136, and n. 9.

The instant case thus appears to be the first in which the Court’s new exception to the prevailing-party rule might have been applied. And even here that exception is neither necessary nor sufficient for the merits to be adjudicated by this Court. The Fourth Amendment question decided below is bound to arise again in future cases. Indeed, the reasoning of the decision below implicates a number of decisions in other courts of appeals. Cf. 588 F.3d 1011, 1026, n. 11 (CA9 2009) (collecting cases). Yet today’s decision does not supply the Courts of Appeals with guidance as to these merits issues. The Court instead vacates part of the reasoning of the decision below, thereby leaving other decisions intact and unreviewed. The Court thus resolves difficult constitutional

[563 U.S. 722]

issues and provides an unprecedented answer to “an important question of judicial policy,” all to no end. Ante, at 703, 179 L. Ed. 2d, at 1131.

The Court errs in reading Electrical Fittings and Deposit Guaranty to permit review and, indeed, the provision of relief disconnected from any judgment. The result is an erroneous and unbounded exception to an essential principle of judicial restraint. Parties *1143who have obtained all requested relief may not seek review here.

II

As today’s decision illustrates, our recent qualified immunity cases tend to produce decisions that are in tension with conventional principles of case-or-controversy adjudication. This Court has given the courts of appeals “permission” to find constitutional violations when ordering dismissal or summary judgment based on qualified immunity. Ante, at 705, 179 L. Ed. 2d, at 1132; see Pearson, supra. This invitation, as the Court is correct to note, was intended to produce binding constitutional holdings on the merits. Ante, at 706-707, 179 L. Ed. 2d, at 1132-1133. The goal was to make dictum precedent, in order to hasten the gradual process of constitutional interpretation and alter the behavior of government defendants. Ibid. The present case brings the difficulties of that objective into perspective. In express reliance on the permission granted in Pearson, the Court of Appeals went out of its way to announce what may be an erroneous interpretation of the Constitution; and, under our case law, the Ninth Circuit must give that dictum legal effect as precedent in future cases.

In this way unnecessary merits decisions in qualified immunity cases could come to resemble declaratory judgments or injunctions. Indeed the United States as amicus curiae contends that the merits decision below “has an effect similar to an injunction or a declaratory judgment against the government as a whole.” Brief for United States 13. Today’s opinion adopts that view, providing as relief the vacatur of “part of the Ninth Circuit’s opinion”—namely, the part of the

[563 U.S. 723]

opinion that rules on the constitutional merits. Ante, at 698, 179 L. Ed. 2d, at 1127. For the first time, obiter dictum is treated not just as precedent for future cases but as a judgment in its own right.

The Court of Appeals in this case did not in fact issue a declaratory judgment or injunction embodying a determination on the merits, and it does not appear that a judgment of that kind could have issued. Plaintiffs must establish standing as to each form of relief they request, yet the plaintiff in this case had no separate interest in obtaining a declaratory judgment. See Los Angeles v. Lyons, 461 U.S. 95, 103-105, 103 S. Ct. 1660, 75 L. Ed. 2d 675 (1983) (citing Ashcroft v. Mattis, 431 U.S. 171, 97 S. Ct. 1739, 52 L. Ed. 2d 219 (1977) (per curiam); Golden v. Zwickler, 394 U.S. 103, 89 S. Ct. 956, 22 L. Ed. 2d 113 (1969)); see also MedImmune, Inc. v. Genentech, Inc., 549 U.S. 118, 127, 127 S. Ct. 764, 166 L. Ed. 2d 604 (2007). There was no likelihood that S. G., the plaintiffs daughter, would again be subjected to interrogation while at school, much less that she would be interrogated by petitioner-defendant Camreta, so S. G. would seem to have had no greater stake in obtaining a declaratory judgment than the plaintiff in Lyons had in obtaining an injunction. See 461 U.S., at 104, 103 S. Ct. 1660, 75 L. Ed. 2d 675 (noting the “actual controversy that must exist for a declaratory judgment to be entered”). Our qualified immunity cases should not permit plaintiffs in constitutional cases to make an end run around established principles of justiciability. In treating dictum as though it were a declaratory judgment or an injunction, the Court appears to approve the issuance of such judgments outside the bounds of Article III jurisdiction.

*1144The Court creates an exception to the prevailing-party rule in order to solve the difficulties created by our qualified immunity jurisprudence, but the Court’s solution creates new problems. Sometimes defendants in qualified immunity cases have no particular interest in disputing the constitutional merits. Acknowledging as much, the Court notes that petitioner Alford no longer works for the government and so “has lost his interest in the Fourth Amendment ruling.” Ante, at 710, n. 9, 179 L. Ed. 2d, at 1135. In concluding that Alford lacks

[563 U.S. 724]

Article III standing, the Court suggests that it would lack jurisdiction to review and perhaps even to vacate the merits decision of the Court of Appeals if respondent had sued only Alford. Ibid.; cf. Arizonans for Official English v. Arizona, 520 U.S. 43, 72-73, 117 S. Ct. 1055, 137 L. Ed. 2d 170 (1997) (discussing standing to obtain review in this Court as well as this Court’s jurisdiction to vacate judgments issued without jurisdiction). That suggestion is disconcerting. Under today’s decision, it appears that the Court’s ability to review merits determinations in qualified immunity cases is contingent on the defendant who has been sued. A defendant who has left the government’s employ or otherwise lacks an interest in disputing the merits will be unable to obtain further review. See ante, at 710, n. 9, 179 L. Ed. 2d, at 1135 (discussing Article III limits on relief in this Court); ante, at 712, n. 10, 179 L. Ed. 2d, at 1136 (discussing limitations on this Court’s equitable vacatur authority).

The Court today avoids this difficulty by concluding that petitioner Camreta has suffered an Article III injury. Ante, at 703, 179 L. Ed. 2d, at 1130; cf. ante, at 710, n. 9, 179 L. Ed. 2d, at 1135 (“[W]e do not decide any questions that would arise if [Alford] were the only defendant”). But the Court can reach that conclusion only because, “as part of his job,” Camreta “regularly engages” in conduct made unlawful by the reasoning of the Court of Appeals. Ante, at 703, 179 L. Ed. 2d, at 1130. As discussed below, this conclusion is doubtful. See infra, at 725-727, 179 L. Ed. 2d, at 1144-1146. In any event the Court’s standing analysis will be inapplicable in most qualified immunity cases. Cf. ante, at 702, 179 L. Ed. 2d, at 1130 (asserting that the “Article III standard often will be met”). When an officer is sued for taking an extraordinary action, such as using excessive force during a high-speed car chase, there is little possibility that a constitutional decision on the merits will again influence that officer’s conduct. The officer, like petitioner Alford or the petitioner in Bunting, would have no interest in litigating the merits in the court of appeals and, under the Court’s rule, would seem unable to obtain review of a merits ruling by petitioning for certiorari. See ante, at 701-703, 179 L. Ed. 2d, at 1129-1131; ante, at 710,

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n. 9, 179 L. Ed. 2d, at 1135; ante, at 712, n. 10, 179 L. Ed. 2d, at 1136-1137; see also Lyons, supra, at 103-105, 103 S. Ct. 1660, 75 L. Ed. 2d 675. This problem will arise with great frequency in qualified immunity cases. Once again, the decision today allows plaintiffs to obtain binding constitutional determinations on the merits that he beyond this Court’s jurisdiction to review. The Court thus fails to solve the problem it identifies.

Ill

It is most doubtful that Article III permits appeals by any officer to whom the reasoning of a judicial de-*1145cisión might be applied in a later suit. Yet that appears to be the implication of the Court’s holding. The favorable judgment of the Court of Appeals did not in itself cause petitioner Camreta to suffer an Article III injury entitling him to appeal. Cf. supra, at 716-722, 179 L. Ed. 2d, at 1139-1143 (discussing Electrical Fittings and Deposit Guaranty); ASARCO Inc. v. Kadish, 490 U.S. 605, 619, 109 S. Ct. 2037, 104 L. Ed. 2d 696 (1989) (finding an Article III controversy where petitioner challenged “a final judgment altering tangible legal rights”). On the contrary, Camreta has been injured by the decision below to no greater extent than have hundreds of other government officers who might argue that they too have been affected by the unnecessary statements made by the Court of Appeals. The Court notes as a limit on its authority to entertain appeals from prevailing parties certain statutory directives, directives that can be interpreted or shaped to allow expanded powers of review. Ante, at 700-701, 179 L. Ed. 2d, at 1129. But even if Congress were to give explicit permission for certio-rari petitions to be filed by “any person” instead of by “any party,” 28 U.S.C. § 1254(1), the constitutional definition of a case or controversy would still constrain this Court’s jurisdiction.

The Court’s analysis appears to rest on the premise that the reasoning of the decision below in itself causes Camreta injury. Until today, however, precedential reasoning of general applicability divorced from a particular adverse judgment was not thought to yield “standing to appeal.” Parr v. United States, 351 U.S. 513, 516, 517, 76 S. Ct. 912, 100 L. Ed. 1377 (1956) (opinion for

[563 U.S. 726]

the Court by Harlan, J.). That is why “[o]nly one injured by the judgment sought to be reviewed can appeal.” Id., at 516, 76 S. Ct. 912, 100 L. Ed. 1377; see also supra, at 716-721, 179 L. Ed. 2d, at 1139-1141; e.g., Chathas v. Local 134 IBEW, 233 F.3d 508, 512 (CA7 2000) (Posner, J.) (“Adverse dicta are not appealable rulings. They can cause harm, but not the sort of harm that the courts . . . deem to create a genuine controversy within the meaning of Article III of the Constitution. Judgments are appealable; opinions are not” (citations omitted)); Sea-Land Serv., Inc. v. Department of Transp., 137 F.3d 640, 648 (CADC 1998) (Williams, J.) (“[M]ere prec-edential effect within an agency is not, alone, enough to create Article III standing, no matter how foreseeable the future litigation” (citing Radiofone, Inc. v. FCC, 759 F.2d 936, 938 (CADC 1985) (opinion of Scalia, J.))); id., at 939 (explaining that standing must “arise from the particular activity which the agency adjudication has approved . . . and not from the mere precedential effect of the agency’s rationale in later adjudications”); Oxford Shipping Co. v. New Hampshire Trading Corp., 697 F.2d 1, 7 (CA1 1982) (Breyer, J.) (“Since the judgment appealed from was in [a party’s] favor, and since the statement made was in no sense necessary to that judgment, the statement was dictum. There is no known basis for an appeal from a dictum”). It is revealing that the Court creates an exception to the prevailing-party rule while making clear that the courts of appeals are not to follow suit, in any context. See ante, at 708-709, 179 L. Ed. 2d, at 1134-1135.

The conclusion that precedent of general applicability cannot in itself create standing to sue or appeal flows from basic principles. Camreta’s asserted injury is caused not by the *1146Court of Appeals or by respondent but rather by “the independent action of some third party not before the court”—that is, by the still-unidentified private plaintiffs whose lawsuits Camreta hopes to avoid. Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-561, 112 S. Ct. 2130, 119 L. Ed. 2d 351 (1992) (internal quotation marks omitted). This circumstance distinguishes the present case from requests for declaratory or injunctive relief

[563 U.S. 727]

filed against officeholders who threaten legal enforcement. An inert rule of law does not cause particular, concrete injury; only the specific threat of its enforcement can do so. That is why the proper defendant in a suit for prospective relief is the party prepared to enforce the relevant legal rule against the plaintiff. See MedImmune, Inc., 549 U.S., at 127, 127 S. Ct. 764, 166 L. Ed. 2d 604 (explaining that declaratory relief requires a controversy “between parties having adverse legal interests, of sufficient immediacy and reality” (internal quotation marks omitted)); Babbitt v. Farm Workers, 442 U.S. 289, 298-299, 99 S. Ct. 2301, 60 L. Ed. 2d 895 (1979) (“A plaintiff who challenges a statute must demonstrate a realistic danger of sustaining a direct injury as a result of the statute’s operation or enforcement”). Without an adverse judgment from which to appeal, Cam-reta has in effect filed a new declaratory judgment action in this Court against the Court of Appeals. This is no more consistent with Article III than filing a declaratory judgment action against this Court for its issuance of an adverse precedent or against Congress in response to its enactment of an unconstitutional law.

IV

If today’s decision proves to be more than an isolated anomaly, the Court might find it necessary to reconsider its special permission that the courts of appeals may issue unnecessary merits determinations in qualified immunity cases with binding prec-edential effect.

Other dynamics permit the law of the Constitution to be elaborated within the conventional framework of a case or controversy. “[T]he development of constitutional law is by no means entirely dependent on cases in which the defendant may seek qualified immunity.” Pearson, 555 U.S., at 242-243, 129 S. Ct. 808, 172 L. Ed. 2d 565. For example, qualified immunity does not bar Fourth and Fifth Amendment suppression challenges. See, e.g., Kentucky v. King, ante, p. 452, 131 S. Ct. 1849, 179 L. Ed. 2d 865. Nor does it prevent invocation of the Constitution as a defense against criminal prosecution, civil suit, or cruel and unusual punishment. See,

[563 U.S. 728]

e.g., Snyder v. Phelps, 562 U.S. 443, 131 S. Ct. 1207, 179 L. Ed. 2d 172 (2011); Graham v. Florida, 560 U.S. 48, 130 S. Ct. 2011, 176 L. Ed. 2d 825 (2010); Lawrence v. Texas, 539 U.S. 558, 123 S. Ct. 2472, 156 L. Ed. 2d 508 (2003). Nor is qualified immunity available in constitutional suits against municipalities—as this very case illustrates. Ante, at 711-712, 179 L. Ed. 2d, at 1136. Our cases make clear, moreover, that “officials can still be on notice that their conduct violates established law even in novel factual circumstances.” Hope v. Pelzer, 536 U.S. 730, 741, 122 S. Ct. 2508, 153 L. Ed. 2d 666 (2002). That rule permits clearly established violations to be found when extreme though unheard-of actions violate the Constitution. See, e.g., ibid. Furthermore, constitutional plaintiff's may seek declaratory or injunctive relief pursuant to standard principles of justiciability. *1147Those plaintiffs do not need Pearson’s special rule. See, e.g., Citizens United v. Federal Election Comm’n, 558 U.S. 310, 130 S. Ct. 876, 175 L. Ed. 2d 753 (2010); McDonald v. Chicago, 561 U.S. 742, 130 S. Ct. 3020, 177 L. Ed. 2d 894 (2010). In any event, some incremental advance in the law occurs even when clearly established violations are found. It is an inevitable aspect of judicial decisionmak-ing that the resolution of one legal question or factual dispute casts light on the next.

It would be preferable at least to explore refinements to our qualified immunity jurisprudence before altering basic principles of jurisdiction. For instance, the objectives of qualified immunity might be satisfied if there were no bar to reaching the merits and issuing judgment when requested damages are nominal and substantial attorney’s fees are waived or not allowed. Cf. Farrar v. Hobby, 506 U.S. 103, 112-115, 113 S. Ct. 566, 121 L. Ed. 2d 494 (1992) (discussing unavailability of attorney’s fees where nominal damages are only relief); Hewitt v. Helms, 482 U.S. 755, 761-763, 107 S. Ct. 2672, 96 L. Ed. 2d 654 (1987); Harlow v. Fitzgerald, 457 U.S. 800, 819, n. 34, 102 S. Ct. 2727, 73 L. Ed. 2d 396 (1982); Carey v. Piphus, 435 U.S. 247, 266, 98 S. Ct. 1042, 55 L. Ed. 2d 252 (1978) (discussing the propriety of providing nominal damages as relief).

The desire to resolve more constitutional questions ought not lead to altering our jurisdictional rules. That is the precise object that our legal tradition tells us we should resist.

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Haste to resolve constitutional issues has never been thought advisable. We instead have encouraged the courts of appeals to follow “that older, wiser judicial counsel not to pass on questions of constitutionality . . . unless such adjudication is unavoidable.” Scott v. Harris, 550 U.S. 372, 388, 127 S. Ct. 1769, 167 L. Ed. 2d 686 (2007) (Breyer, J., concurring) (internal quotation marks omitted); see generally Ashwander v. TVA, 297 U.S. 288, 347, 56 S. Ct. 466, 80 L. Ed. 688 (1936) (Brandeis, J., concurring). Experience teaches that there is no persuasive reason to reverse normal principles of judicial review in qualified immunity cases. Compare, e.g., Pearson, supra, at 236, 129 S. Ct. 808, 172 L. Ed. 2d 565, and Siegert v. Gilley, 500 U.S. 226, 235, 111 S. Ct. 1789, 114 L. Ed. 2d 277 (1991) (Kennedy, J., concurring in judgment) (“[I]t seems to reverse the usual ordering of issues to tell the trial and appellate courts that they should resolve the constitutional question first”), with id., at 232, 111 S. Ct. 1789, 114 L. Ed. 2d 277 (opinion of the Court), and Saucier v. Katz, 533 U.S. 194, 201, 121 S. Ct. 2151, 150 L. Ed. 2d 272 (2001). Yet this Court’s “puzzling misadventure in constitutional dictum” still has not come to an end. Leval, Judging Under the Constitution: Dicta About Dicta, 81 N. Y. U. L. Rev. 1249, 1275 (2006).

There will be instances where courts discuss the merits in qualified immunity cases. It is sometimes a better analytic approach and a preferred allocation of judicial time and resources to dismiss a claim on the merits rather than to dismiss based on qualified immunity. And “ [i]t often may be difficult to decide whether a right is clearly established without deciding precisely what the existing constitutional right happens to be.” Pearson, supra, at 236, 129 S. Ct. 808, 172 L. Ed. 2d 565 (internal quotation marks omitted). This Court should not superintend the judicial decision-making process in qualified immunity *1148cases under special rules, lest it make the judicial process more complex for civil rights suits than for other litigation. It follows, however, that the Court should provide no special permission to reach the merits. If qualified immunity cases were treated like other cases raising constitutional questions, settled principles of constitutional avoidance would apply. So would conventional rules regarding dictum and

[563 U.S. 730]

holding. Judicial observations made in the course of explaining a case might give important instruction and be relevant when assessing a later claim of qualified immunity. Cf. Wilkinson v. Russell, 182 F.3d 89, 112, and n. 3 (CA2 1999) (Calabresi, J., concurring). But as dicta those remarks would not establish law and would not qualify as binding precedent. See Seminole Tribe of Fla. v. Florida, 517 U.S. 44, 67, 116 S. Ct. 1114, 134 L. Ed. 2d 252 (1996).

The distance our qualified immunity jurisprudence has taken us from foundational principles is made all the more apparent by today’s decision. The Court must construe two of its precedents in so broad a manner that they are taken out of their proper and logical confines. To vacate the reasoning of the decision below, the Court accepts that obiter dictum is not just binding precedent but a judgment susceptible to plenary review. I would dismiss this case and note that our jurisdictional rule against hearing appeals by prevailing parties precludes petitioners’ attempt to obtain review of judicial reasoning disconnected from a judgment.