7 Rape and Sexual Assault 7 Rape and Sexual Assault

Sexual Offenses can be especially difficult to read about, and discuss. There is no negating this chapter holds extremely important sections. But, it's also important to remember to take care of yourself while going through this material - step away, go outside, take a nap, do whatever you need to for some self care.

7.1 Introduction 7.1 Introduction

To a greater degree than any of the other crimes we study in this class, the very definition of rape has been a subject of dispute and reform in recent years. Perhaps that is because the basic result element that rape law criminalizes—sexual intercourse—is not, unlike death or battery, itself considered bad. When someone intentionally kills another, there is usually little question (except in cases of self-defense) that the result is bad and that a crime may have occurred. Unlike most intentional killing, intentional sex is not inherently wrong. Indeed, in some situations, much of the evidence of rape may rest in the perceptions and interpretations of the involved parties. 

The traditional elements of rape law are: 1) sexual intercourse; 2) with force; 3) and lack of consent. Because the sexual intercourse element of rape can be difficult to distinguish from lawful, intentional behavior, rape law has struggled to create a regime that balances the punishment of wrongdoers with the protection of the rights of the accused. Originally, rape law established strict rules governing punishable behavior that were under-inclusive and strongly protected accused men: for example, a claim of rape had to include the use of physical force by the accused and physical resistance by the victim. Additionally, there was a spousal exception to rape, so that husbands could not be criminally liable for rape of their wives. 

As the cases in this section demonstrate, however, rape law reform in the past several decades has dramatically affected these requirements. Namely, feminist legal reformers have challenged and in many jurisdictions weakened or eliminated the force requirement. That has shifted more legal focus onto the question of whether there was consent. Consider what problems consent itself may have as a central element of rape law. As you read the cases and essays in this section, consider how different formulations of rape law balance several very serious considerations of our criminal system: punishing wrongdoers; differentiating between levels of blameworthiness; and protecting the rights of defendants. What evidentiary or normative roles did the traditional rape requirements play? What are the risks of limiting or removing them? How should our system balance the risks of over-inclusivity and under-inclusivity? What social and intimate relationships between men and women do the various possible rape rules promote and change? And as always, how do these questions implicate the justifications of punishment such as retribution and deterrence?

7.2 Statutes 7.2 Statutes

Consider some of these questions while you are reviewing these statutes.

  1. How do the statutes define sex, if at all?
  2. How do they define force, if at all?
  3. What is the mens rea required?
  4. How do you think they balance the rights of the accused with the harm to be avoided?
  5. As a defense attorney, which one would you find most defendant-friendly?
  6. As a prosecutor, which one would you find most prosecution-friendly?

7.2.1 MPC 213 (1962) 7.2.1 MPC 213 (1962)

Section 213.0. Definitions.

In this Article, unless a different meaning plainly is required:

(1) the definitions given in Section 210.0 apply;

(2) "Sexual intercourse" includes intercourse per os or per anum, with some penetration however slight; emission is not required;

(3) "Deviate sexual intercourse" means sexual intercourse per os or per anum between human beings who are not husband and wife, and any form of sexual intercourse with an animal.

Section 213.1. Rape and Related Offenses.

(1) Rape. A male who has sexual intercourse with a female not his wife is guilty of rape if:

(a) he compels her to submit by force or by threat of imminent death, serious bodily injury, extreme pain or kidnapping, to be inflicted on anyone; or

(b) he has substantially impaired her power to appraise or control her conduct by administering or employing without her knowledge drugs, intoxicants or other means for the purpose of preventing resistance; or

(c) the female is unconscious; or

(d) the female is less than 10 years old.

Rape is a felony of the second degree unless (i) in the course thereof the actor inflicts serious bodily injury upon anyone, or (ii) the victim was not a voluntary social companion of the actor upon the occasion of the crime and had not previously permitted him sexual liberties, in which cases the offense is a felony of the first degree.

(2) Gross Sexual Imposition.

A male who has sexual intercourse with a female not his wife commits a felony of the third degree if:

(a) he compels her to submit by any threat that would prevent resistance by a woman of ordinary resolution; or

(b) he knows that she suffers from a mental disease or defect which renders her incapable of appraising the nature of her conduct; or

(c) he knows that she is unaware that a sexual act is being committed upon her or that she submits because she mistakenly supposes that he is her husband.

7.2.2 Proposed MPC definition of rape 2016 7.2.2 Proposed MPC definition of rape 2016

In the 2016 Tentative Draft No. 2, ALI defined § 213.0(3) Definition of Consent and § 213.2 Sexual Penetration Without Consent. 

 

SECTION 213.2 - SEXUAL PENETRATION WITHOUT CONSENT.

Sexual Penetration Without Consent. An actor is guilty of Sexual Penetration Without Consent if he or she engages in an act of sexual penetration and knows, or consciously disregards a substantial risk, that the other person has not given consent. 

Sexual Penetration Without Consent is a felony of the fourth degree. 

 

SECTION 213.0 DEFINITIONS

(3) “Consent”


(a) “Consent” means a person’s behavior, including words and conduct - both action and inaction - that communicates the person’s willingness to engage in a specific act of sexual penetration or sexual contact

 

(b) Notwithstanding subsection (3)(a) of this Section, behavior does not constitute consent when it is the result of conduct specifically prohibited by Sections 13 [reserved].

(c) Consent may be expressed or it may be inferred from a person’s behavior. Neither verbal nor physical resistance is required to establish the absence of consent; the person’s behavior must be assessed in the context of all the circumstances to determine where the person has consented.

(d) Consent may be revoked any time before or during the act of sexual penetration or sexual contact, by behavior communicating that the person is no longer willing. A clear verbal refusal - such as “No,” “Stop,” or “Don’t” suffices to establish the lack of consent. A clear verbal refusal also suffices to withdraw previously communicated willingness in the absence of subsequent behavior that communicates willingness before the sexual act.

 

7.2.3 Minn Stat. 609.342 343 344 (1st-3rd degree) Excerpted 7.2.3 Minn Stat. 609.342 343 344 (1st-3rd degree) Excerpted

609.342 CRIMINAL SEXUAL CONDUCT IN THE FIRST DEGREE.

Subdivision 1.Adult victim; crime defined.

 

A person who engages in sexual penetration with another person is guilty of criminal sexual conduct in the first degree if any of the following circumstances exists:

(a) circumstances existing at the time of the act cause the complainant to have a reasonable fear of imminent great bodily harm to the complainant or another;

(b) the actor is armed with a dangerous weapon or any article used or fashioned in a manner to lead the complainant to reasonably believe it to be a dangerous weapon and uses or threatens to use the weapon or article to cause the complainant to submit;

(c) the actor causes personal injury to the complainant, and any of the following circumstances exist:

(i) the actor uses coercion to accomplish the act;

(ii) the actor uses force, as defined in section 609.341, subdivision 3, clause (2); or

(iii) the actor knows or has reason to know that the complainant is mentally impaired, mentally incapacitated, or physically helpless;

(d) the actor uses force as defined in section 609.341, subdivision 3, clause (1); or

(e) the actor is aided or abetted by one or more accomplices within the meaning of section 609.05, and either of the following circumstances exists:

(i) the actor or an accomplice uses force or coercion to cause the complainant to submit; or

(ii) the actor or an accomplice is armed with a dangerous weapon or any article used or fashioned in a manner to lead the complainant reasonably to believe it to be a dangerous weapon and uses or threatens to use the weapon or article to cause the complainant to submit.

609.343 CRIMINAL SEXUAL CONDUCT IN THE SECOND DEGREE.

Subdivision 1.Adult victim; crime defined

A person who engages in sexual contact with another person is guilty of criminal sexual conduct in the second degree if any of the following circumstances exists:

(a) circumstances existing at the time of the act cause the complainant to have a reasonable fear of imminent great bodily harm to the complainant or another;

(b) the actor is armed with a dangerous weapon or any article used or fashioned in a manner to lead the complainant to reasonably believe it to be a dangerous weapon and uses or threatens to use the dangerous weapon to cause the complainant to submit;

(c) the actor causes personal injury to the complainant, and any of the following circumstances exist:

(i) the actor uses coercion to accomplish the sexual contact;

(ii) the actor uses force, as defined in section 609.341, subdivision 3, clause (2); or

(iii) the actor knows or has reason to know that the complainant is mentally impaired, mentally incapacitated, or physically helpless;

(d) the actor uses force as defined in section 609.341, subdivision 3, clause (1); or

(e) the actor is aided or abetted by one or more accomplices within the meaning of section 609.05, and either of the following circumstances exists:

(i) the actor or an accomplice uses force or coercion to cause the complainant to submit; or

(ii) the actor or an accomplice is armed with a dangerous weapon or any article used or fashioned in a manner to lead the complainant to reasonably believe it to be a dangerous weapon and uses or threatens to use the weapon or article to cause the complainant to submit.

609.344 CRIMINAL SEXUAL CONDUCT IN THE THIRD DEGREE.

Subdivision 1.Adult victim; crime defined. 

A person who engages in sexual penetration with another person is guilty of criminal sexual conduct in the third degree if any of the following circumstances exists:

(a) the actor uses coercion to accomplish the penetration;

(b) the actor knows or has reason to know that the complainant is mentally impaired, mentally incapacitated, or physically helpless;

(c) the actor uses force, as defined in section 609.341, subdivision 3, clause (2); or

(d) at the time of the act, the actor is in a prohibited occupational relationship with the complainant.

 

FORCE as defined under 609.341 Subd.3 -

Subd. 3.Force. 

"Force" means either: (1) the infliction by the actor of bodily harm; or (2) the attempted infliction, or threatened infliction by the actor of bodily harm or commission or threat of any other crime by the actor against the complainant or another, which causes the complainant to reasonably believe that the actor has the present ability to execute the threat.

 

 

 

7.2.4 New Jersey and PA statutes on Sexual assault 7.2.4 New Jersey and PA statutes on Sexual assault

Section 2C:14-1 - Definitions

The following definitions apply to this chapter:

a. "Actor" means a person accused of an offense proscribed under this act; b. "Victim" means a person alleging to have been subjected to offenses proscribed by this act; c. "Sexual penetration" means vaginal intercourse, cunnilingus, fellatio or anal intercourse between persons or insertion of the hand, finger or object into the anus or vagina either by the actor or upon the actor's instruction. The depth of insertion shall not be relevant as to the question of commission of the crime; d. "Sexual contact" means an intentional touching by the victim or actor, either directly or through clothing, of the victim's or actor's intimate parts for the purpose of degrading or humiliating the victim or sexually arousing or sexually gratifying the actor. Sexual contact of the actor with himself must be in view of the victim whom the actor knows to be present; e. "Intimate parts" means the following body parts: sexual organs, genital area, anal area, inner thigh, groin, buttock or breast of a person; f. "Severe personal injury" means severe bodily injury, disfigurement, disease, incapacitating mental anguish or chronic pain; g. "Physically helpless" means that condition in which a person is unconscious or is physically unable to flee or is physically unable to communicate unwillingness to act; h. (Deleted by amendment, P.L. 2011, c. 232) i. "Mentally incapacitated" means that condition in which a person is rendered temporarily incapable of understanding or controlling his conduct due to the influence of a narcotic, anesthetic, intoxicant, or other substance administered to that person without his prior knowledge or consent, or due to any other act committed upon that person which rendered that person incapable of appraising or controlling his conduct; j. "Coercion" as used in this chapter shall refer to those acts which are defined as criminal coercion in section 2C:13-5(1), (2), (3), (4), (6) and (7).

N.J.S. § 2C:14-1

New Jersey Code of Criminal Justice 2C Sec. 14-2

Sexual assault.  a. An actor is guilty of aggravated sexual assault if the actor commits an act of sexual penetration with another person under any one of the following circumstances:

(1) The victim is less than 13 years old;

(2) The victim is at least 13 but less than 16 years old;  and

(a) The actor is related to the victim by blood or affinity to the third degree, or

(b) The actor has supervisory or disciplinary power over the victim by virtue of the actor's legal, professional, or occupational status, or

(c) The actor is a resource family parent, a guardian, or stands in loco parentis within the household;

(3) The act is committed during the commission, or attempted commission, whether alone or with one or more other persons, of robbery, carjacking, kidnapping, homicide, aggravated assault on the victim or a person other than the victim, burglary, arson, or criminal escape;

(4) The actor is armed with a weapon or any object fashioned in such a manner as to lead the victim to reasonably believe it to be a weapon and threatens by word or gesture to use the weapon or object;

(5) The actor is aided or abetted by one or more other persons and the actor commits the act using coercion or without the victim's affirmative and freely-given permission;

(6) The actor commits the act using coercion or without the victim's affirmative and freely-given permission and severe personal injury is sustained by the victim;

(7) The victim, at the time of sexual penetration, is one whom the actor knew or should have known was:

(a) physically helpless or incapacitated;

(b) intellectually or mentally incapacitated;  or

(c) had a mental disease or defect which rendered the victim temporarily or permanently incapable of understanding the distinctively sexual nature of the conduct, including, but not limited to, being incapable of providing consent, or incapable of understanding or exercising the right to refuse to engage in the conduct.

Aggravated sexual assault is a crime of the first degree.

Except as otherwise provided in subsection d. of this section, a person convicted under paragraph (1) of this subsection shall be sentenced to a specific term of years which shall be fixed by the court and shall be between 25 years and life imprisonment of which the person shall serve 25 years before being eligible for parole, unless a longer term of parole ineligibility is otherwise provided pursuant to this Title.

b. An actor is guilty of sexual assault if the actor commits an act of sexual contact with a victim who is less than 13 years old and the actor is at least four years older than the victim.

c. An actor is guilty of sexual assault if the actor commits an act of sexual penetration with another person under any one of the following circumstances:

(1) The actor commits the act using coercion or without the victim's affirmative and freely-given permission, but the victim does not sustain severe personal injury;

(2) The victim is on probation or parole, or is detained in a hospital, prison or other institution and the actor has supervisory or disciplinary power over the victim by virtue of the actor's legal, professional or occupational status;

(3) The victim is at least 16 but less than 18 years old and:

(a) The actor is related to the victim by blood or affinity to the third degree;  or

(b) The actor has supervisory or disciplinary power of any nature or in any capacity over the victim;  or

(c) The actor is a resource family parent, a guardian, or stands in loco parentis within the household;

(4) The victim is at least 13 but less than 16 years old and the actor is at least four years older than the victim;

(5) The victim is a pupil at least 18 but less than 22 years old and has not received a high school diploma and the actor is a teaching staff member or substitute teacher, school bus driver, other school employee, contracted service provider, or volunteer and the actor has supervisory or disciplinary power of any nature or in any capacity over the victim.  As used in this paragraph, “teaching staff member” has the meaning set forth in N.J.S.18A:1-1.

Sexual assault is a crime of the second degree.

d. Notwithstanding the provisions of subsection a. of this section, where a defendant is charged with a violation under paragraph (1) of subsection a. of this section, the prosecutor, in consideration of the interests of the victim, may offer a negotiated plea agreement in which the defendant would be sentenced to a specific term of imprisonment of not less than 15 years, during which the defendant shall not be eligible for parole.  In such event, the court may accept the negotiated plea agreement and upon such conviction shall impose the term of imprisonment and period of parole ineligibility as provided for in the plea agreement, and may not impose a lesser term of imprisonment or parole or a lesser period of parole ineligibility than that expressly provided in the plea agreement.  The Attorney General shall develop guidelines to ensure the uniform exercise of discretion in making determinations regarding a negotiated reduction in the term of imprisonment and period of parole ineligibility set forth in subsection a. of this section.

 

PA 

Section 3101 - Definitions

Subject to additional definitions contained in subsequent provisions of this chapter which are applicable to specific provisions of this chapter, the following words and phrases when used in this chapter shall have, unless the context clearly indicates otherwise, the meanings given to them in this section:

"Complainant." An alleged victim of a crime under this chapter.

"Deviate sexual intercourse." Sexual intercourse per os or per anus between human beings and any form of sexual intercourse with an animal. The term also includes penetration, however slight, of the genitals or anus of another person with a foreign object for any purpose other than good faith medical, hygienic or law enforcement procedures.

"Forcible compulsion." Compulsion by use of physical, intellectual, moral, emotional or psychological force, either express or implied. The term includes, but is not limited to, compulsion resulting in another person's death, whether the death occurred before, during or after sexual intercourse.

"Foreign object." Includes any physical object not a part of the actor's body.

"Indecent contact." Any touching of the sexual or other intimate parts of the person for the purpose of arousing or gratifying sexual desire, in any person.

"Serious bodily injury." As defined in section 2301 (relating to definitions).

"Sexual intercourse." In addition to its ordinary meaning, includes intercourse per os or per anus, with some penetration however slight; emission is not required.

Section 3102 - Mistake as to age

Except as otherwise provided, whenever in this chapter the criminality of conduct depends on a child being below the age of 14 years, it is no defense that the defendant did not know the age of the child or reasonably believed the child to be the age of 14 years or older. When criminality depends on the child's being below a critical age older than 14 years, it is a defense for the defendant to prove by a preponderance of the evidence that he or she reasonably believed the child to be above the critical age.

Section 3105 - Prompt complaint

Prompt reporting to public authority is not required in a prosecution under this chapter: Provided, however, That nothing in this section shall be construed to prohibit a defendant from introducing evidence of the complainant's failure to promptly report the crime if such evidence would be admissible pursuant to the rules of evidence.

 

Section 3107 - Resistance not required

The alleged victim need not resist the actor in prosecutions under this chapter: Provided, however, That nothing in this section shall be construed to prohibit a defendant from introducing evidence that the alleged victim consented to the conduct in question.

(a) Offense defined.--A person commits a felony of the first degree when the person engages in sexual intercourse with a complainant: (1) By forcible compulsion. (2) By threat of forcible compulsion that would prevent resistance by a person of reasonable resolution. (3) Who is unconscious or where the person knows that the complainant is unaware that the sexual intercourse is occurring. (4) Where the person has substantially impaired the complainant's power to appraise or control his or her conduct by administering or employing, without the knowledge of the complainant, drugs, intoxicants or other means for the purpose of preventing resistance. (5) Who suffers from a mental disability which renders the complainant incapable of consent. (6) Deleted by 2002, Dec. 9, P.L. 1350, No. 162, § 2, effective in 60 days. (b) Additional penalties.--In addition to the penalty provided for by subsection (a), a person may be sentenced to an additional term not to exceed ten years' confinement and an additional amount not to exceed $100,000 where the person engages in sexual intercourse with a complainant and has substantially impaired the complainant's power to appraise or control his or her conduct by administering or employing, without the knowledge of the complainant, any substance for the purpose of preventing resistance through the inducement of euphoria, memory loss and any other effect of this substance.

18 Pa. C.S. § 3122.1

(a) Felony of the second degree.--Except as provided in section 3121 (relating to rape), a person commits a felony of the second degree when that person engages in sexual intercourse with a complainant to whom the person is not married who is under the age of 16 years and that person is either: (1) four years older but less than eight years older than the complainant; or (2) eight years older but less than 11 years older than the complainant. (b) Felony of the first degree.--A person commits a felony of the first degree when that person engages in sexual intercourse with a complainant under the age of 16 years and that person is 11 or more years older than the complainant and the complainant and the person are not married to each other. Section 3124.1 - Sexual assault

Except as provided in section 3121 (relating to rape) or 3123 (relating to involuntary deviate sexual intercourse), a person commits a felony of the second degree when that person engages in sexual intercourse or deviate sexual intercourse with a complainant without the complainant's consent.

 

 

 

7.3 Actus Reus- Force and without Consent Requirements 7.3 Actus Reus- Force and without Consent Requirements

7.3.1 Rusk v. State, 43 Md. App. 476, 406 A.2d 624 (1979)(dissenting opinion) 7.3.1 Rusk v. State, 43 Md. App. 476, 406 A.2d 624 (1979)(dissenting opinion)

The below excerpt is from a Maryland appellate court dissenting opinion where the majority reversed a rape conviction.  The majority found that there had been no evidence of resistence and that the fear of the victim was not reasonable.

The testimony of the victim was described in the opinion-

""I was still begging him to please let, you know, let me leave. I said, `you can get a lot of other girls down there, for what you want,' and he just kept saying, `no,' and then I was really scared, because I can't describe, you know, what was said. It was more the  look in his eyes; and I said, at that point I didn't know what to say; and I said, `If I do what you want, will you let me go without killing me?' Because I didn't know, at that point, what he was going to do; and I started to cry; and when I did, he put his hands on my throat, and started lightly to choke me; and I said, `If I do what you want, will you let me go?' And he said, yes, and at that time, I proceeded to do what he wanted me to."

She stated that she performed oral sex and they then had sexual intercourse.[1]"

The Majority in addressing the fear of the victim wrote, 

"The State argues further that the evidence that the accused "started lightly to choke me" as well as the circumstances of being in a somewhat strange part of town late at night were sufficient to overcome the will of a normal twenty-one year old married woman. We are not impressed with the argument. When at oral argument it was pointed out to the State that the cases require that the fear must be reasonable, the appellee answered first that the cases so requiring were wrong and should be overruled and secondly, that a rapist took his victim as he found her. Thus, the argument goes, even though the victim was unreasonable in being afraid, that was the chance a man took in having intercourse with someone not his wife. In other words, in any situation where the victim testified that she consented because she was afraid, the verdict of the jury would be conclusive and all such cases should be submitted to the jury for consideration. Whatever appeal this argument might have in other cases, it has none here where there is nothing whatsoever to indicate that the victim was anything but a normal, intelligent, twenty-one year old, vigorous female."

The Maryland Supreme Court reversed the majority and did so relying heavily on the dissent's reasoning. 

 Rusk v. State, 43 Md. App. 476, 406 A.2d 624 (1979), rev'd, 289 Md. 230, 424 A.2d 720 (1981)):

Unfortunately, courts, including in the present case a majority of this one, often tend to confuse these two elements force and lack of consent and to think of them as one. They are not. They mean, and require, different things. See State v. Studham, 572 P.2d 700 (Utah, 1977). What seems to cause the confusion what, indeed, has become a common denominator of both elements is the notion that the victim must actively resist the attack upon her. If she fails to offer sufficient resistance (sufficient to the satisfaction of the judge), a court is entitled, or at least presumes the entitlement, to find that there was no force or threat of force, or that the act was not against her will, or that she actually consented to it, or some unarticulated combination or synthesis of these elements that leads to the ultimate conclusion that the victim was not raped. Thus it is that the focus is almost entirely on the extent of resistance The victim's acts, rather than those of her assailant. Attention is directed not to the wrongful stimulus, but to the victim's reactions to it.

From these pronouncements in Hazel, this Court has articulated what the majority refers to as a “rule of reason” I. e., that “where the victim's story could not be corroborated by wounds, bruises or disordered clothing, the lack of consent could be shown by fear based upon reasonable apprehension.” 

...I do not consider this to be a rule of reason at all; it is highly unreasonable, and again mixes the element of consent with that of force. ...

If... the law requires a woman to react in a particular way, that is, by fighting back against her attacker and sustaining a certain degree of damage inflicted by the accused in order to signify the lack of consent, and if the law deems the woman to have consented to the act despite ample evidence of threats which rendered her submissive but non-consenting, then the law cannot be said to be serving its true function of protecting individuals from the imposition of non-consensual sexual intercourse."

 

7.3.2 Myths about Rape 7.3.2 Myths about Rape

 

  1. Common Rape Myths Debunked: The Alston inadvertently points out a variety of rape myths, highlighted below. For more reading, see When Will We Be Believed - Rape Myths and the Idea of a Fair Trial in Rape Prosecutions by Morrison Torrey (24 U.C. Davis L. Rev. 1013 (1990-1991)). You will have to log in to the database using your SCU login.

7.3.3 State v. Epps 7.3.3 State v. Epps

I have "hidden" the facts of this case as I don't believe they are necessary to understand the legal issue. You may if you choose go ahead and reveal them. 

 

 

949 N.W.2d 474

Court of Appeals of Minnesota.

STATE of Minnesota, Respondent,

v.

EPPS, Appellant.

A19-1626

|

Filed August 24, 2020

|

Review Granted November 25, 2020

Synopsis

Background: Defendant was convicted in the District Court, Hennepin County, of first-degree criminal sexual conduct. Defendant appealed.

 

Holdings: The Court of Appeals, Hooten, J., held that:

 

[1] as a matter of first impression, phrase “force or coercion” in first-degree criminal sexual conduct statute established alternative means of committing one element of offense;

[2] jury did not need to unanimously agree as to which alternative statutory means defendant used to commit offense;

Affirmed in part and remanded.

*477 Syllabus by the Court

Minn. Stat. § 609.342, subd. 1(e)(i) (2018), provides that an individual can commit the offense of first-degree criminal sexual conduct either by force or by coercion, and these alternative means of completing one element of the offense are consistent with the fundamental fairness required by due process. Thus, a jury need not unanimously agree on which of these means were used to commit an element of the offense in order to find the defendant guilty of first-degree criminal sexual conduct.

 

Hennepin County District Court, File No. 27-CR-19-567

Attorneys and Law Firms

Keith Ellison, Attorney General, St. Paul, Minnesota; and Michael O. Freeman, Hennepin County Attorney, Brittany D. Lawonn, Assistant County Attorney, Minneapolis, Minnesota (for respondent)

Cathryn Middlebrook, Chief Appellate Public Defender, Jennifer Workman Jesness, Assistant Public Defender, St. Paul, Minnesota (for appellant)

Considered and decided by Jesson, Presiding Judge; Worke, Judge; and Hooten, Judge.

 

 

OPINION

HOOTEN, Judge

*478 In this direct appeal from the judgment of conviction for first-degree criminal sexual conduct, appellant argues that the prosecutor committed misconduct by misstating the law in his closing argument when he told the jury that it did not have to unanimously agree that the defendant used either force or coercion to commit the offense. In his supplemental pro se brief, appellant also argues that the evidence is insufficient to support the jury’s verdict, the district court abused its discretion when it imposed an unjust sentence and failed to depart from the presumptive sentence, and the prosecutor committed misconduct when he alerted the district court to a pending proceeding in Anoka County. We affirm appellant’s conviction. However, we remand to the district court to assess whether appellant is entitled to be resentenced based on a 2019 amendment to the Minnesota Sentencing Guidelines, which we declared to be retroactive in State v. Robinette, 944 N.W.2d 242 (Minn. App. 2020), review granted in part (Minn. June 30, 2020).

FACTS

On February 4, 2018, Bloomington and Richfield police officers responded to a motel in Bloomington following a report of a sexual assault. The victim, who was from out of state, alleged that she met appellant Melvin DeVaughn Epps at a party in downtown Minneapolis. At around 4:00 a.m., Epps offered to drive the victim back to her motel. Initially, Epps drove the victim to two wrong motels.

 

At the second wrong motel (the “second motel”), Epps parked his car in the motel parking lot. He turned to the victim and asked her for a kiss. The victim complied, believing it would be a quick kiss goodbye, “just [to] be courteous and decent.” However, Epps climbed over the center console of the car, got on top of the victim, and tried to fervently kiss her. The victim testified that she rested her palms against Epps’s shoulders and tried to push against him to indicate that she did not want to continue. She said “no” to Epps’s advances, but Epps undid his pants and “jammed [his penis] extremely hard” in her direction. The victim testified that she repeatedly said “no” and that she did not “want to do this,” but Epps applied more force, grabbed her wrists, and pressed the victim down into the car seat. Epps hyperextended the victim’s shoulders, used his thighs to push her legs apart, and penetrated her vagina with his penis for approximately five minutes. The victim tried to resist but Epps applied so much force that the victim testified that she believed that if she fought back she would have “dislocate[ed] something.” She testified that even after she stopped resisting, Epps continued to apply a great deal of force to her cervix and she reported feeling pain for over a week after the assault.

 

As Epps started to move off the victim, she unbuckled her seatbelt, opened the car *479 door, and dove into the parking lot. The victim ran from the car, “zigzagging like a jackrabbit,” because she “didn’t want to get hit by [Epps’s] car.” After safely reaching the second motel, the victim reported to the staff that she had been sexually assaulted and asked them to call her a cab to the correct motel (the “third motel”).

 

When she arrived at the third motel, the victim told her friend with whom she was staying what had happened. The victim’s friend reported the assault to the police. Bloomington and Richfield police officers responded and took the victim’s statement concerning the night’s events. The victim described her assailant and Epps’s car. She also informed police that, in a rush to get out of Epps’s car, she left her phone behind.

 

The officers also spoke with the victim’s friend. The friend stated that he had been in communication with the victim after she left the party in downtown Minneapolis. The victim sent her friend several text messages at approximately 5:00 a.m. indicating that she was near the area of the third motel. The officers examined the victim’s phone records and determined that its last location ping was in Blaine. After arriving at the phone’s location in Blaine, the officers were unable to find the matching suspect or vehicle.

 

The officers took the victim to the hospital where she reported significant vaginal discomfort. DNA samples were taken from the victim and an exam revealed bruising and other injuries consistent with a sexual assault. The exam also revealed that one of the victim’s earrings had been ripped out of her ear.

 

In October 2018, the officers learned that one of the DNA samples taken from the victim matched a sample taken from Epps, which was already in the criminal database. The officers then located and interviewed Epps, who confirmed that he was at the same party as the victim, but denied meeting her, driving her home, or engaging in any sexual conduct. Another DNA sample was taken from Epps after the interview.

 

Following the interview and a second positive DNA match, Epps amended his initial statement. He stated that he met the victim at the party and took her to an apartment complex, where he had consensual sex with her in a bathroom. He then drove the victim to the second motel and had consensual sex with her in his car. Epps stated that after the victim left, he discovered the victim’s phone in his car but did not return it to her. The state examined cell tower records and determined that they were inconsistent with Epps’s reported timeline.

 

The state charged Epps with first-degree criminal sexual conduct in violation of Minn. Stat. § 609.342, subd. 1(e)(i), which prohibits criminal sexual conduct causing personal injury to a victim under circumstances in which the actor uses force or coercion.

 

At a jury trial, the following testimony and evidence was submitted to support the state’s case: (1) the officers testified that they observed marks and bruising on the victim’s back, legs, arms, and blood near her ear; (2) hospital staff testified that the victim made statements which were consistent with her testimony concerning the assault; (3) hospital staff reported injuries consistent with a forcible encounter and nonconsensual sex, including bruising and marks on the victim’s wrists and arms consistent with being held down, bleeding from the victim’s ear, and various bruises and abrasions; (4) the victim testified that she suffered numerous injuries, including a hematoma and bruising on her spine and her pelvic area; (5) phone records corroborated *480 the victim’s timeline, indicating that her phone was in downtown Minneapolis until approximately 5:00 a.m., at the second motel between 5:30 a.m. and 6:15 a.m., and at a location near Epps’s home in Blaine at around 7:00 a.m.; (6) Epps and his car matched the description of the assailant and his car given by the victim; and (7) both of Epps’s DNA samples matched the sample taken from the victim.

 

During his closing argument, the prosecutor identified the elements of the charged offense: (1) the intentional act of sexual penetration, (2) without the consent of the complainant, (3) causing personal injury to the complainant, and (4) through the use of force or coercion. In regards to the fourth element, the prosecutor stated the following:

Once again, let’s talk about unanimity. So you don’t all need to agree that there was either force or coercion in order for this element to be met.

So six of you could say: Yep, I think there was force. Six of you could say: There was coercion but not force.

That element is still met in that situation.

After closing arguments, the district court instructed the jury that their “verdict must be unanimous.”

 

The jury returned a verdict of guilty. In response to three special verdict questions, the jury found that Epps used force, coercion, and both force and coercion in the commission of the charged offense. The district court denied Epps’s request for a sentencing departure and sentenced him to prison for 156 months, the presumptive sentence for first-degree criminal sexual conduct. Epps appeals.

 

 

ISSUES

I. Did the prosecutor’s closing argument violate Epps’s right to a unanimous verdict?

II. Was the evidence sufficient to sustain Epps’s conviction for first-degree criminal sexual conduct?

III. Did the district court abuse its discretion when it denied Epps’s request for a downward sentencing departure?

IV. Did the prosecutor commit misconduct by alerting the district court to a pending case in Anoka County?

 

ANALYSIS

Epps challenges his conviction and sentence for first-degree criminal sexual conduct. He argues that the prosecutor committed misconduct by misstating the law in his closing argument regarding the elements of first-degree criminal sexual conduct. He also argues, in a pro se supplemental brief, that the evidence is insufficient to sustain the jury’s verdict, the district court abused its discretion when it imposed an unjust sentence and failed to depart from the presumptive sentence, and the prosecutor committed misconduct when he alerted the district court to a pending proceeding in Anoka County.

 

 

 

I. The prosecutor’s closing argument did not violate Epps’s right to a unanimous verdict.

Epps first argues that the prosecutor committed misconduct during his closing argument when he argued that the jury need not unanimously agree on whether Epps used “force” or used “coercion” to commit an element of the charged offense.

 

[1] [2] [3] [4] [5]Because Epps did not object to the prosecutor’s closing argument at trial, we review any alleged misconduct by the prosecutor under the modified plain-error test. *481 State v. Ramey, 721 N.W.2d 294, 299–300 (Minn. 2006). “Under that test, the defendant has the burden to demonstrate that the misconduct constitutes (1) error, (2) that was plain.” State v. Matthews, 779 N.W.2d 543, 551 (Minn. 2010). “[T]he burden then shifts to the State to demonstrate that the error did not affect the defendant’s substantial rights.” Id. For a state to demonstrate that the error had no impact on a defendant’s substantial rights, the state must establish “that there is no reasonable likelihood that the absence of the misconduct in question would have had a significant effect on the verdict of the jury.” Id. (quotation omitted). Even if the state meets this burden, we will still assess “whether the error should be addressed to ensure fairness and the integrity of the judicial proceedings.” Id.

 

[6] [7] [8]We note that during closing arguments, a prosecutor may explain the state’s burden to the jury. State v. McDaniel, 777 N.W.2d 739, 751 (Minn. 2010). But a prosecutor may not misstate the law. Id. at 750. In determining whether a prosecutor misstated the law and thus a reversible error has occurred, we must look “at the closing argument as a whole, rather than just selective phrases or remarks that may be taken out of context or given undue prominence.” State v. Walsh, 495 N.W.2d 602, 607 (Minn. 1993).

 

We begin by determining whether the prosecutor committed misconduct by misstating the law. Epps argues that the prosecutor’s closing argument to the jury constituted misconduct because the prosecutor informed the jury that it need not unanimously agree on whether Epps used force or coercion to commit the charged offense. Specifically, Epps maintains that, to satisfy the unanimity requirement under Minn. R. Crim. P. 26.01, subd. 1(5), all 12 jurors must unanimously agree that Epps used force, that he used coercion, or that he used both force and coercion to accomplish the charged offense. The state argues that force and coercion are alternative means of accomplishing one element of the offense, and that the element was satisfied so long as the jury was unanimous in its decision that Epps used either force or coercion in committing the offense. Thus, the state argues that it does not matter if some of the jurors found that only force was used, while the other jurors found that only coercion was used.

 

[9] [10]A jury must unanimously agree that the state has proven each element of the charged offense. State v. Ihle, 640 N.W.2d 910, 918 (Minn. 2002). But “the jury need not always decide unanimously which of several possible means [a] defendant used to commit [an] offense in order to conclude that an element has been proved beyond a reasonable doubt.”1 Id.

 

In Ihle, in which the Minnesota Supreme Court reviewed an obstruction-of-legal-process charge, the court explained the means-versus-elements analysis as follows:

[I]f [a] statute establishes alternative means for satisfying an element, unanimity on the means is not required. *482 That is, a jury cannot convict unless it unanimously finds that the government has proved each element of the offense; however the jury need not always decided unanimously which of several possible means the defendant used to commit the offense in order to conclude that an element has been proved beyond a reasonable doubt.

Id.

 

We applied this analysis in State v. Lagred, where we indicated that a court must consider the plain language of a statute to determine whether it “manifests legislative intent to establish separate and independent offenses, as opposed to one crime that can be committed in alternative ways.” 923 N.W.2d 345, 351, 354 (Minn. App. 2019). We conclude the same analysis can be applied to the elements of an offense.

 

 

 

i. The plain language of Minn. Stat. § 609.342, subd. 1(e)(i), dictates that force and coercion are alternative means of completing one element of the offense of first-degree criminal sexual conduct.

[11]Our review of the plain language of Minn. Stat. § 609.342, subd. 1(e)(i), leads us to the conclusion that force and coercion are alternative means of completing one element of the offense of criminal sexual conduct. See State v. Hayes, 826 N.W.2d 799, 804 (Minn. 2013) (explaining that if a statute is unambiguous, a court must apply its plain meaning without resorting to canons of statutory construction).

 

The statute under which Epps was convicted states that a defendant is guilty of first-degree criminal sexual conduct if he or she engages in sexual penetration with a complainant, causing personal injury to the complainant. Minn. Stat. § 609.342, subd. 1(e) (2018). The statute then lists different circumstances that must be present in order for a conviction under this provision of the statute to stand: the use of force or coercion or knowledge “that the complainant is mentally impaired, [ ] incapacitated, or physically helpless.” Minn. Stat. § 609.342, subd. 1(e)(i–ii).

 

A plain reading of the statute dictates that the elements of first-degree criminal sexual conduct under Minn. Stat. § 609.342, subd. 1(e)(i), are: (1) the intentional act of sexual penetration, (2) without the consent of the complainant, (3) causing personal injury to the complainant, and (4) through the use of force or coercion. The word “or” in the fourth element is defined as “[u]sed to indicate an alternative,” The American Heritage Dictionary of the English Language 1238 (5th ed. 2011), and means that the element may be established through either the use of force or the use of coercion. Thus, the state need not prove that both coercion and force were used for our court to sustain a conviction for first-degree criminal sexual conduct and a jury need not unanimously agree which of the two possible means a defendant used to commit the offense. This reading is consistent with CRIMJIG 12.03, which sets forth the elements for the offense of first-degree criminal sexual conduct and does not list force or coercion as separate elements. See 10 Minnesota Practice, CRIMJIG 12.03 (2019) (listing the elements of first-degree criminal sexual conduct).

 

This plain reading of the statute is also consistent with cases addressing similarly written statutes. In Ihle, the Minnesota Supreme Court considered an argument that the district court erred when it did not instruct the jury that it had to unanimously agree regarding the specific conduct that constituted obstruction of the legal process. 640 N.W.2d at 917. The statute at issue provided that a defendant may not “obstruct[ ], hinder[ ], or prevent[ ] the *483 lawful execution of any legal process” or “obstruct[ ], resist[ ], or interfere[ ] with a peace office while the officer is engaged in the performance of official duties.” Minn. Stat. § 609.50, subd. 1(1)–(2) (2000).

 

Relying on the plain language of the statute, the Minnesota Supreme Court determined that the conduct prohibited by both provisions of the statute was not inherently different so as to result in a fundamental unfairness by not requiring unanimity from the jury. Ihle, 640 N.W.2d at 919 (“The close similarity of the conduct described by the statute ... leads us to conclude there is no risk of unfairness in not requiring unanimity.”). The Minnesota Supreme Court therefore determined that the district court did not err when it failed to instruct the jury that the statute delineated separate elements. Id.

 

The Minnesota Supreme Court and our court have reached similar conclusions after examining the plain text of other statutes. See State v. Pendleton, 725 N.W.2d 717, 729–31 (Minn. 2007) (explaining that a jury need not unanimously agree on the underlying purpose of a defendant’s action to be convicted under Minn. Stat. § 609.185(a)(3) (2004)); State v. Dalbec, 789 N.W.2d 508, 510–11 (Minn. App. 2010) (holding that a district court did not err when it failed to instruct the jury that it must unanimously agree regarding which of the defendant’s acts constituted the charged offense under Minn. Stat. § 609.2242, subd. 2 (2008)), review denied (Minn. Dec. 22, 2010); Hart, 477 N.W.2d at 737 (stating that a district court’s distinctive jury instruction regarding Minn. Stat. § 609.342, subd. 1 (1990) did not violate a defendant’s right to a unanimous verdict).

 

In Lagred, we examined the plain language of the relevant charging statutes in Pendleton, Ihle, Dalbec, and Hart and determined that they were similarly structured to the aggravated-robbery statute at issue in Lagred, 923 N.W.2d at 353. We explained that each of the statutes “first state that certain conduct constitutes a crime.” Id.; see also Pendleton, 725 N.W.2d at 729–30 (explaining that Minn. Stat. § 609.25, subd. 1 (2004), states “[w]hoever, for any of the following purposes, confines or removes from one place to another, any person without the person’s consent ... is guilty of kidnapping and may be sentenced as provided in subdivision 2”); Ihle, 640 N.W.2d at 915 (explaining that Minn. Stat. § 609.50, subd. 1, states “[w]hoever intentionally does any of the following may be sentenced as provided in subdivision 2”).

 

We then observed that the “statutes next list[ed] the alternative acts, purposes, or circumstances that result in the commission of the crime.” Lagred, 923 N.W.2d at 353; see also Pendleton, 725 N.W.2d at 730 (stating that § 609.25, subd. 1, lists three alternative purposes to commit kidnapping); Ihle, 640 N.W.2d at 915 (clarifying that Minn. Stat. § 609.50, subd. 1, lists alternatives acts that constitute obstruction).

 

Based on the similarity between the aggravated-robbery statute at issue in Lagred and the relevant charging statutes in Pendleton, Ihle, Dalbec, and Hart, as well as the plain language of the statute, we determined that the aggravated-robbery statute listed alternative means, not elements, to commit the charged offense. Lagred, 923 N.W.2d at 354. “Thus, a jury need not unanimously agree regarding which of those means was used to commit a first-degree aggravated robbery.” Id.

 

Applying the same analysis to the present case, we conclude that the statute lists force or coercion as alternative means for accomplishing the same element as described by Minn. Stat. § 609.342, subd. 1(e)(i). Like the statutes at issue in Pendleton, Ihle, Lagred, Dalbec, and Hart, the *484 first-degree criminal sexual conduct statute begins by stating what conduct is prohibited. See Minn. Stat. § 609.342, subd. 1 (2018) (stating a defendant is guilty of criminal sexual conduct if he engages in sexual penetration with a complainant and he causes personal injury to the complainant). The statute then lists alternative acts that result in the commission of the crime. See Minn. Stat. § 609.342, subd. 1(e)(i) (stating that an actor can use “force or coercion to accomplish the act”). This format is identical to those in the relevant charging statutes in Pendleton, Ihle, Lagred, Dalbec, and Hart, in which the Minnesota Supreme Court and our court determined that jury unanimity was not required. We therefore conclude that Minn. Stat. § 609.342, subd. 1(e)(i), lists alternative means of accomplishing an element of the offense of criminal sexual conduct.

 

Further, we note that the United States Supreme Court has addressed whether it is constitutionally permissible to permit jurors to reach a guilty verdict without unanimously specifying “which overt act, among several named, was the means by which a crime was committed.” Schad v. Arizona, 501 U.S. 624, 631, 111 S. Ct. 2491, 2496, 115 L.Ed.2d 555 (1991). In answering this question in the affirmative, the Supreme Court noted that it has never required jurors “to agree upon a single means of commission” when returning a guilty verdict because “different jurors may be persuaded by different pieces of evidence” yet may still agree on a defendant’s guilt. Id. at 631–32, 111 S. Ct. at 2497. We see no reason why the Supreme Court’s reasoning in Schad cannot be applied to the present case.

 

[12]Epps concedes that the jury agreed on all elements of the charged offense apart from the means he used to commit the offense, force or coercion. But, under Schad, a jury need not agree on the “preliminary factual issues,” including the means used to commit the offense, when returning a general verdict. Id. at 632, 111 S. Ct. at 2497.

 

Epps acknowledges the similarity between the first-degree criminal sexual conduct statute and the relevant charging statutes in Pendleton, Ihle, Lagred, Dalbec, and Hart, but argues that we should read “force or coercion” as separate and distinct elements of the offense, thereby requiring a jury to unanimously agree on whether the defendant committed the offense using force or whether the defendant committed the offense using coercion. But adopting this interpretation is contrary to United States Supreme Court and Minnesota court precedent. See id.; see also Ihle, 640 N.W.2d at 915 (stating that “ ‘[w]hoever intentionally does any of the following may be sentenced as provided in subdivision 2:[ ](1) obstructs, hinders, or prevents the lawful execution of any legal process ... or apprehension of another on a charge or conviction of a criminal offense’ ” (quoting Minn. Stat. § 609.50, subd. 1(1))).

 

The Minnesota Supreme Court explicitly determined in Ihle that a district court need not instruct a jury to unanimously agree on what specific conduct “obstruct[ed], hinder[ed] or prevent[ed] the lawful execution of any legal process ... or apprehension of another on a charge or conviction of a criminal offense.” Ihle, 640 N.W.2d at 915 (quoting Minn. Stat. § 609.50, subd. 1(1)). Similarly, a district court is not required to instruct a jury that they need to unanimously agree on whether the defendant used force or whether the defendant used coercion to commit the offense of criminal sexual conduct. This is because force or coercion are alternative means of committing one element of the charged offense, and are not separate elements.

 

*485 Based on the plain language of the criminal sexual conduct statute and its similarity to the statutes analyzed in Pendleton, Ihle, Lagred, Dalbec, and Hart and the Supreme Court’s precedence in Schad, we conclude that the terms “force” and “coercion” establish alternative means of committing one element of the first-degree criminal sexual conduct offense.

 

 

 

ii. Determining that Minn. Stat. § 609.342, subd. 1(e)(i), sets forth alternative means of an element of the offense is consistent with due process and fundamental fairness.

[13]Consistent with our court’s analysis in Lagred, we must also determine whether classifying force or coercion as alternative means of completing one element of the offense of first-degree criminal sexual conduct is consistent with due process and fundamental fairness. 923 N.W.2d at 354. “In assessing whether alternative statutory means violate due process, the Minnesota Supreme Court has considered whether the means are distinct, dissimilar, or inherently separate.” Id.

 

This approach of looking to the meaning of the terms to assess fundamental fairness has been continually applied by Minnesota courts. In Pendleton, the Minnesota Supreme Court determined that “the three kidnapping purposes available to the jury,”—“committing bodily harm, committing murder, or facilitating fight after third-degree assault”—“are not so inherently distinct ... [or divergent] as to violate due process.” 725 N.W.2d at 732. The Minnesota Supreme Court reached a similar conclusion in Ihle, in which it considered whether the obstruction of justice statute contained alternative means, rather than separate elements. 640 N.W.2d at 919. The court concluded that it contained alternative means because the conduct outlined in the statute was not so inherently different and thus grouping them together as alternative means would not result in fundamental unfairness. Id. Finally, in State v. Crowsbreast, the Minnesota Supreme Court determined that “jurors are not required to unanimously agree on which acts comprised [a] past pattern of domestic abuse,” and that such a conclusion did not violate due process because “[t]he grouping of past acts of domestic abuse ... is in no way an irrational or unfair definition of domestic abuse homicide, nor are those acts so inherently separate as to present a due process issue” and thus a fundamental fairness issue. 629 N.W.2d 433, 439 (Minn. 2001).2

 

We conclude that based on the definitions of force and coercion and the Minnesota Supreme Court’s analysis in the preceding cases, the alternatives listed in Minn. Stat. § 609.342, subd. 1(e)(i), are no more distinct or separate than the conduct described in the relevant charging statutes in Pendleton, Ihle, and Crowsbreast. See The American Heritage Dictionary 357 (5th ed. 2011) (defining “coerce” as the ability to “pressure, intimidate, or force [a *486 party] into doing something”); see also id. at 685 (defining “force” as “[t]he use of physical power or violence to compel or restrain”). We are therefore persuaded that defining force or coercion as alternative means of completing an element of the offense, and not as separate elements, is fundamentally fair and does not violate due process.

 

Accordingly, we hold that Minn. Stat. § 609.342, subd. 1(e)(i), contains alternative means of committing the force or coercion element of the offense of first-degree criminal sexual conduct and those alternatives are consistent with the fundamental fairness required by due process. A jury need not unanimously agree which of those means was used to commit the offense. Thus, the prosecutor did not misstate the law in his closing argument so as to commit prosecutorial misconduct.3

 

 

 

II. The evidence is sufficient to sustain Epps’s conviction for first-degree criminal sexual conduct.

Epps next argues that the evidence is insufficient to sustain the jury’s verdict, maintaining that the evidence only supports a conviction of second-degree criminal sexual conduct or third-degree criminal sexual conduct.

 

When evaluating a claim concerning the sufficiency of the evidence, “we carefully examine the record to determine whether the facts and the legitimate inferences drawn from them would permit the [factfinder] to reasonably conclude that the defendant was guilty beyond a reasonable doubt of the offense of which he was convicted.” State v. Waiters, 929 N.W.2d 895, 900 (Minn. 2019) (quotation omitted).

 

[14] [15] [16]We review the evidence “in the light most favorable to the conviction ... [and] assume the jury believed the [s]tate’s witnesses and disbelieved any evidence to the contrary.” State v. Ortega, 813 N.W.2d 86, 100 (Minn. 2012) (quotation and citation omitted). “This is especially true [when] resolution of the case depends on conflicting testimony, because weighing the credibility of witnesses is the exclusive function of the jury.” State v. Pieschke, 295 N.W.2d 580, 584 (Minn. 1980). This court “will not disturb the verdict if the jury, acting with due regard for the presumption of innocence and the requirement of proof beyond a reasonable doubt, could reasonably conclude that the defendant was guilty of the charged offense.” Ortega, 813 N.W.2d at 100.

 

[17] [18] [19]The state may use a combination of direct and circumstantial evidence to obtain a conviction. State v. Silvernail, 831 N.W.2d 594, 598 (Minn. 2013). Direct evidence is evidence that, if believed, directly proves the existence of a fact without requiring any inferences by the factfinder. State v. Horst, 880 N.W.2d 24, 40 (Minn. 2016). Circumstantial evidence, on the other hand, is “evidence from which the factfinder can infer whether the facts in dispute existed or did not exist” and “always requires an inferential step to prove a fact that is not required with *487 direct evidence.” State v. Harris, 895 N.W.2d 592, 599 (Minn. 2017).

 

[20] [21] [22]Testimony provided by a witness, concerning what the witness saw or heard, is considered direct evidence because it is “based on personal knowledge or observation and that if true, proves a fact without inference or presumption.” Id. When determining whether direct evidence supports a conviction, the factfinder must consider “whether the witness’s memory is accurate, whether the witness accurately perceived the subject of the testimony, and ... whether the witness is telling the truth.” State v. Brazil, 906 N.W.2d 274, 278–79 (Minn. App. 2017), review denied (Minn. Mar. 20, 2018). Inconsistencies in testimony go to witness credibility, which is an issue reserved for the jury. State v. Pendleton, 706 N.W.2d 500, 511–12 (Minn. 2005).

 

To prove a violation of first-degree criminal sexual conduct, the state must show that the defendant caused “personal injury to the complainant, and ... use[d] force or coercion to accomplish the act.” Minn. Stat. § 609.342, subd. 1(e)(i).

 

[23]Epps argues that the evidence is insufficient to sustain his conviction because “there [was] conflicting evidence that was presented [at trial] and expressed which contradicts the force [and] coercion” element. Epps points to conflicting testimony provided by the victim and the lack of corroboration to indicate that there was force or coercion present. Further, he claims that he and the victim engaged in consensual intercourse.

 

[24]It is well settled that, even when testimony is uncorroborated, credibility determinations are left exclusively to the jury. Pieschke, 295 N.W.2d at 584; see also State v. Reichenberger, 289 Minn. 75, 182 N.W.2d 692 (1970) (holding that “the task of weighing credibility was for the jury,” and not the Minnesota Supreme Court when the jury was apprised of previous inconsistent statements from the victim concerning an assault). Further, although corroboration of a sexual-abuse victim’s testimony is not required under Minn. Stat. § 609.347, subd. 1 (2018), the record before our court contains ample evidence to corroborate the victim’s direct testimony that Epps used force or coercion to commit the charged offense.

 

The sexual-assault nurse and the responding police officers testified that the victim sustained physical injuries following the attack that were consistent with being restrained. Hospital staff testified that the force required to cause the injuries to the victim’s arms and wrists were consistent with Epps’s body weight. The sexual-assault nurse further testified that the victim’s physical injuries were consistent with a forcible encounter and nonconsensual sex. This testimony also disputed Epps’s claim that the intercourse was consensual. Based upon on this record, we conclude that there is sufficient evidence with regard to the force or coercion element to sustain the jury’s verdict.

 

 

 

III. The district court did not abuse its discretion when it denied Epps’s request for a sentencing departure.

Epps next asserts that the district court abused its discretion when it denied his request to depart from the presumptive sentencing guidelines.

 

[25] [26]A district court may pronounce a sentence that departs from the presumptive range established by the sentencing guidelines when substantial and compelling circumstances exist that justify the departure. Minn. Sent. Guidelines 2.D.1 (2018); see also State v. Soto, 855 N.W.2d 303, 308 (Minn. 2014) (noting that a district court *488 abuses its discretion when it departs from the sentencing guidelines unless it determines that “identifiable, substantial, and compelling circumstances” exist to justify a departure). We “will not generally review a district court’s exercise of its discretion to sentence a defendant when the sentence imposed is within the presumptive guidelines range.” State v. Delk, 781 N.W.2d 426, 428 (Minn. App. 2010), review denied (Minn. July 20, 2010). Only a rare case will cause an appellate court to reverse a district court’s refusal to depart from the presumptive sentencing guidelines. State v. Kindem, 313 N.W.2d 6, 7 (Minn. 1981).

 

[27]Epps seems to argue that the district court abused its discretion when it denied his request for a sentencing departure. During the sentencing hearing, Epps indicated to the district court that he was amenable to treatment and asked the district court to impose the statutory minimum for the charged offense. However, Epps did not submit a departure motion. The district court denied his oral request and imposed a sentence of 156 months. This sentence was within the sentencing guidelines range for the convicted offense. Minn. Sent. Guidelines 4.B (2018) (noting that the sentencing range for first-degree criminal sexual conduct with a criminal history score of one is 144 to 187 months). Because his sentence was within the presumptive range, Epps has failed to show that the district court abused its discretion. Delk, 781 N.W.2d at 428.

 

Although we conclude that the district court did not abuse its discretion in regards to Epps’s sentence, we nonetheless remand to the district court to consider whether Epps may be entitled to resentencing based on an amendment to the sentencing guidelines. We note that Epps generally argues that the sentence imposed by the district court was unjust. The district court’s sentencing memorandum indicates that Epps was assigned one criminal history point for custody status. The district court assigned Epps one criminal history point because he committed the charged offense while on probation for a gross misdemeanor conviction. See Minn. Sent. Guidelines 2.B.2.a.(1) (2018) (explaining that the sentencing guidelines permit a district court to assign custody status points to offenders who commit an offense while on probation for another offense).

 

However, the Minnesota Sentencing Guidelines were amended in 2019 and the language concerning custody status points was modified to indicate that half a point, and not one point, should be assigned to an offender who commits an offense while on probation. Minn. Sent. Guidelines 2.B.2.a (Supp. 2019). We have determined that this change to the sentencing guidelines is retroactive. Robinette, 944 N.W.2d at 252. Because of this recent decision, we note that there may be an issue with the validity of Epps’s sentence. But because the district court did not consider this argument and Epps has not specifically raised it before our court, in the interest of judicial economy, we remand to the district court to consider the validity of Epps’s sentence pursuant to the amended sentencing guidelines and Robinette.

 

 

 

IV. Any misconduct by the prosecutor in alerting the district court to a pending case in Anoka County was harmless.

Epps finally argues that the prosecutor committed misconduct entitling him to a new trial. Epps alleges that the prosecutor violated his presumption of innocence during sentencing by referring to a pending criminal charge in Anoka County to the district court.

 

[28] [29] [30]For objected-to prosecutorial misconduct, this court uses a harmless error *489 test. Ramey, 721 N.W.2d at 299 n.4. The harmless error test requires that a defendant show that the prosecutor committed misconduct, and that the misconduct was prejudicial. Id. Because Epps objected to the district court’s consideration of the pending Anoka County proceeding during his sentencing hearing, we apply a harmless-error analysis to the prosecutor’s statements.

 

Our review of the record indicates that the prosecutor alerted the district court to a potential charge of criminal sexual conduct against Epps in Anoka County during the sentencing phase of Epps’s trial. But the district court determined that it would not consider the pending case in its sentencing determination because “it [was] a pending offense and [Epps] [was] presumed innocent.” Any alleged misconduct by the prosecutor was therefore harmless because the district court did not rely on the information provided by the prosecutor when it sentenced Epps. Accordingly, we conclude that Epps is not entitled to a remand on this ground.

 

 

DECISION

Because we conclude that force and coercion are alternative means of committing an element of the offense of first-degree criminal sexual conduct, and because those alternatives are consistent with the fundamental fairness required by due process, we conclude that the prosecutor did not commit misconduct when he argued that the jury need not unanimously agree on the specific means by which Epps committed the element of force or coercion.

 

We also conclude that the evidence is sufficient to sustain the jury’s verdict, that the district court did not abuse its discretion when it denied Epps’s request for a downward sentencing departure, and that any alleged misconduct by the prosecutor in alerting the district court to a pending proceeding in Anoka County was harmless. However, we remand to the district court to consider whether Epps is entitled to be resentenced in accordance with the revised sentencing guidelines.

 

Affirmed in part and remanded.

 

All Citations

949 N.W.2d 474

 

Footnotes

 

1

 

We note that neither this court nor the Minnesota Supreme Court has previously determined whether force and coercion are alternative means of committing an element of the offense of criminal sexual conduct. But in State v. Hart, we analyzed Minn. Stat. § 609.342, subd. 1(c) (1990) (reasonable fear of bodily harm), and Minn. Stat. § 609.342, subd. 1(e)(i) (personal injury through force or coercion), and found that a district court’s disjunctive jury instruction regarding the charge of criminal sexual conduct in the first degree did not violate the defendant’s right to a unanimous verdict because both subdivisions were alternative ways to commit first-degree criminal sexual conduct and thus the jury was not required to specify under which subdivision it convicted the defendant. 477 N.W.2d 732, 737–38 (Minn. App. 1991), review denied (Minn. Jan. 16, 1992).

 

2

 

We also note that the Lagred court considered whether a statute proscribes only “one punishment for first-degree aggravated robbery regardless of which means [was] used to commit the crime” when determining whether grouping alternative means violated due process. 923 N.W.2d at 354. This court noted that the proscription of a similar punishment “lends credence to assigning similar blameworthiness or culpability” for the relevant charging statute. Id. In this case, a defendant convicted of first-degree criminal sexual conduct may be sentenced to no more than 30 years in prison, regardless of which means is used to commit the element of force or coercion. Minn. Stat. § 609.342, subd. 2(a) (2018). This adds further credence to our conclusion that the first-degree criminal sexual conduct statute lists alternative means to complete an element of the crime, and not separate elements.

 

3

 

We note that even if we were to agree with Epps that the first-degree criminal sexual conduct statute requires a jury to unanimously agree whether a defendant committed the offense with force or whether the defendant committed the offense with coercion, we conclude that he would still not be entitled to a new trial. The record before us makes clear that the special verdict form questions submitted to the jury asked it to determine whether Epps committed the offense using force, using coercion, or using both force and coercion. In response, the jury indicated that they found that Epps used both force and coercion to commit the charged offense. Therefore, any alleged error by the prosecutor would have been harmless. See Minn. R. Crim. P. 31.01 (requiring an error that does not affect a defendant’s substantial rights to be disregarded).

 

 

 

 

End of Document

 

© 2024 Thomson Reuters. No claim to original U.S. Government Works.

 

 

 

7.3.4 State ex rel. M.T.S. 7.3.4 State ex rel. M.T.S.

609 A.2d 1266

STATE OF NEW JERSEY IN THE INTEREST OF M.T.S.

Argued January 7, 1992 —

Decided July 30, 1992.

*424Carol M. Henderson, Deputy Attorney General, argued the cause for appellant, State of New Jersey (Robert J. Del Tufo, Attorney General of New Jersey, attorney; Jessica S. Oppenheim, Deputy Attorney General, of counsel and on the brief).

Susan Herman, Assistant Deputy Public Defender, argued the cause for respondent M.T.S. (Wilfredo Caraballo, Public Defender, attorney).

The opinion of the Court was delivered by

HANDLER, J.

Under New Jersey law a person who commits an act of sexual penetration using physical force or coercion is guilty of second-degree sexual assault. The sexual assault statute does not define the words “physical force.” The question posed by *425this appeal is whether the element of “physical force” is met simply by an act of non-consensual penetration involving no more force than necessary to accomplish that result.

That issue is presented in the context of what is often referred to as “acquaintance rape.” The record in the case discloses that the juvenile, a seventeen-year-old boy, engaged in consensual kissing and heavy petting with a fifteen-year-old girl and thereafter engaged in actual sexual penetration of the girl to which she had not consented. There was no evidence or suggestion that the juvenile used any unusual or extra force or threats to accomplish the act of penetration.

The trial court determined that the juvenile was delinquent for committing a sexual assault. The Appellate Division reversed the disposition of delinquency, concluding that non-consensual penetration does not constitute sexual assault unless it is accompanied by some level of force more than that necessary to accomplish the penetration. 247 N.J.Super. 254, 588 A.2d 1282 (1991). We granted the State’s petition for certification. 126 N.J. 341, 598 A.2d 897 (1991).

I

The issues in this case are perplexing and controversial, We must explain the role of force in the contemporary crime of sexual assault and then define its essential features. We then must consider what evidence is probative to establish the commission of a sexual assault. The factual circumstances of this case expose the complexity and sensitivity of those issues and underscore the analytic difficulty of those seemingly-straightforward legal questions.

On Monday, May 21, 1990, fifteen-year-old C.G. was living with her mother, her three siblings, and several other people, including M.T.S. and his girlfriend. A total of ten people resided in the three-bedroom town-home at the time of the incident. M.T.S., then age seventeen, was temporarily residing at the home with the permission of the C.G.’s mother; he slept *426downstairs on a couch. C.G. had her own room on the second floor. At approximately 11:30 p.m. on May 21, C.G. went upstairs to sleep after having watched television with her mother, M.T.S., and his girlfriend. When C.G. went to bed, she was wearing underpants, a bra, shorts, and a shirt. At trial, C.G. and M.T.S. offered very different accounts concerning the nature of their relationship and the events that occurred after C.G. had gone upstairs. The trial court did not credit fully either teenager’s testimony.

C.G. stated that earlier in the day, M.T.S. had told her three or four times that he “was going to make a surprise visit up in [her] bedroom.” She said that she had not taken M.T.S. seriously and considered his comments a joke because he frequently teased her. She testified that M.T.S. had attempted to kiss her on numerous other occasions and at least once had attempted to put his hands inside of her pants, but that she had rejected all of his previous advances.

C.G. testified that on May 22, at approximately 1:30 a.m., she awoke to use the bathroom. As she was getting out of bed, she said, she saw M.T.S., fully clothed, standing in her doorway. According to C.G., M.T.S. then said that “he was going to tease [her] a little bit.” C.G. testified that she “didn’t think anything of it”; she walked past him, used the bathroom, and then returned to bed, falling into a “heavy” sleep within fifteen minutes. The next event C.G. claimed to recall of that morning was waking up with M.T.S. on top of her, her underpants and shorts removed. She said “his penis was into [her] vagina.” As soon as C.G. realized what had happened, she said, she immediately slapped M.T.S. once in the face, then “told him to get off [her], and get out.” She did not scream or cry out. She testified that M.T.S. complied in less than one minute after being struck; according to C.G., “he jumped right off of [her].” She said she did not know how long M.T.S. had been inside of her before she awoke.

*427C.G. said that after M.T.S. left the room, she “fell asleep crying” because “[she] couldn’t believe that he did what he did to [her].” She explained that she did not immediately tell her mother or anyone else in the house of the events of that morning because she was “scared and in shock.” According to C.G., M.T.S. engaged in intercourse with her “without [her] wanting it or telling him to come up [to her bedroom].” By her own account, C.G. was not otherwise harmed by M.T.S.

At about 7:00 a.m., C.G. went downstairs and told her mother about her encounter with M.T.S. earlier in the morning and said that they would have to “get [him] out of the house.” While M.T.S. was out on an errand, C.G.’s mother gathered his clothes and put them outside in his car; when he returned, he was,told that “[he] better not even get near the house.” C.G. and her mother then filed a complaint with the police.

According to M.T.S., he and C.G. had been good friends for a long time, and their relationship “kept leading on to more and more.” He had been living at C.G.’s home for about five days before the incident occurred; he testified that during the three days preceding the incident they had been “kissing and necking” and had discussed having sexual intercourse. The first time M.T.S. kissed C.G., he said, she “didn’t want him to, but she did after that.” He said C.G. repeatedly had encouraged him to “make a surprise visit up in her room.”

M.T.S. testified that at exactly 1:15 a.m. on May 22, he entered C.G.’s bedroom as she was walking to the bathroom. He said C.G. soon returned from the bathroom, and the two began “kissing and all,” eventually moving to the bed. Once they were in bed, he said, they undressed each other and continued to kiss and touch for about five minutes. M.T.S. and C.G. proceeded to engage in sexual intercourse. According to M.T.S., who was on top of C.G., he “stuck it in” and “did it [thrust] three times, and then the fourth time [he] stuck it in, that’s when [she] pulled [him] off of her.” M.T.S. said that as *428C.G. pushed him off, she said “stop, get off,” and he “hopped off right away.”

According to M.T.S., after about one minute, he asked C.G. what was wrong; she replied with a back-hand to his face. He recalled asking C.G. what was wrong a second time, and her replying, “how can you take advantage of me or something like that.” M.T.S. said that he proceeded to get dressed and told C.G. to calm down, but that she then told him to get away from her and began to cry. Before leaving the room, he told C.G., “I’m leaving ... I’m going with my real girlfriend, don’t talk to me ... I don’t want nothing to do with you or anything, stay out of my life ... don’t tell anybody about this ... it would just screw everything up.” He then walked downstairs and went to sleep.

On May 23, 1990, M.T.S. was charged with conduct that if engaged in by an adult would constitute second-degree sexual assault of the victim, contrary to N.J.S.A. 2C:14-2c(l). In addition, he faced unrelated charges for third-degree theft of movable property, contrary to N.J.S.A. 2C:20-3a, third-degree escape, contrary to N.J.S.A. 2C:29-5, and fourth-degree criminal trespass, contrary to N.J.S.A. 2C:18-3.

Following a two-day trial on the sexual assault charge, M.T.S. was adjudicated delinquent. After reviewing the testimony, the court concluded that the victim had consented to a session of kissing and heavy petting with M.T.S. The trial court did not find that C.G. had been sleeping at the time of penetration, but nevertheless found that she had not consented to the actual sexual act. Accordingly, the court concluded that the State had proven second-degree sexual assault beyond a reasonable doubt. On appeal, following the imposition of suspended sentences on the sexual assault and the other remaining charges, the Appellate Division determined that the absence of force beyond that involved in the act of sexual penetration precluded a finding of second-degree sexual assault. It therefore re*429versed the juvenile’s adjudication of delinquency for that offense. 247 N.J.Super. at 260-61, 588 A.2d 1282.

II

The New Jersey Code of Criminal Justice, N.J.S.A. 2C:14-2c(l), defines “sexual assault” as the commission “of sexual penetration” “with another person” with the use of “physical force or coercion.” 1 2345An unconstrained reading of the statutory language indicates that both the act of “sexual penetration” and the use of “physical force or coercion” are separate and distinct elements of the offense. See Medical Soc. v. Department of Law & Pub. Safety, 120 N.J. 18, 26, 575 A 2d 1348 (1990) (declaring that no part of a statute should be considered meaningless or superfluous). Neither the definitions section of N.J.S.A. 2C:14-1 to -8, nor the remainder of the Code of Criminal Justice provides assistance in interpreting the words “physical force.” The initial inquiry is, therefore, whether the statutory words are unambiguous on their face and can be *430understood and applied in accordance with their plain meaning. The answer to that inquiry is revealed by the conflicting decisions of the lower courts and the arguments of the opposing parties. The trial court held that “physical force” had been established by the sexual penetration of the victim without her consent. The Appellate Division believed that the statute requires some amount of force more than that necessary to accomplish penetration.

The parties offer two alternative understandings of the concept of “physical force” as it is used in the statute. The State would read “physical force” to entail any amount of sexual touching brought about involuntarily. A showing of sexual penetration coupled with a lack of consent would satisfy the elements of the statute. The Public Defender urges an interpretation of “physical force” to mean force “used to overcome lack of consent.” That definition equates force with violence and leads to the conclusion that sexual assault requires the application of some amount of force in addition to the act of penetration.

Current judicial practice suggests an understanding of “physical force” to mean “any degree of physical power or strength used against the victim, even though it entails no injury and leaves no mark.” Model Jury Charges, Criminal 3 (revised Mar. 27,1989). Resort to common experience or understanding does not yield a conclusive meaning. The dictionary provides several definitions of “force,” among which are the following: (1) “power, violence, compulsion, or constraint exerted upon or against a person or thing,” (2) “a general term for exercise of strength or power, esp. physical, to overcome resistance,” or (3) “strength or power of any degree that is exercised without justification or contrary to law upon a person or thing.” Webster’s Third New International Dictionary 887 (1961).

Thus, as evidenced by the disagreements among the lower courts and the parties, and the variety of possible usages, the statutory words “physical force” do not evoke a single *431meaning that is obvious and plain. Hence, we must pursue avenues of construction in order to ascertain the meaning of that statutory language. Those avenues are well charted. When a statute is open to conflicting interpretations, the court seeks the underlying intent of the legislature, relying on legislative history and the contemporary context of the statute. Monmouth County v. Wissell, 68 N.J. 35, 41-42, 342 A.2d 199 (1975). With respect to a law, like the sexual assault statute, that “alters or amends the previous law or creates or abolishes types of actions, it is important, in discovering the legislative intent, to ascertain the old law, the mischief and the proposed remedy.” Grobart v. Grobart, 5 N.J. 161, 166, 74 A.2d 294 (1950); accord Key Agency v. Continental Casualty Co., 31 N.J. 98, 155 A.2d 547 (1959) (noting that ambiguous statutory phrases should be interpreted in light of the occasion and necessity of the law, mischief felt, and remedy in view). We also remain mindful of the basic tenet of statutory construction that penal statutes are to be strictly construed in favor of the accused. Nevertheless, the construction must conform to the intent of the Legislature. See State v. Des Marets, 92 N.J. 62, 68-70, 455 A.2d 1074 (1983); State v. Brown, 22 N.J. 405, 126 A.2d 161 (1956).

The provisions proscribing sexual offenses found in the Code of Criminal Justice, N.J.S.A. 2C:14-2c(l), became effective in 1979, and were written against almost two hundred years of rape law in New Jersey. The origin of the rape statute that the current statutory offense of sexual assault replaced can be traced to the English common law. Under the common law, rape was defined as “carnal knowledge of a woman against her will.” Cynthia A. Wicktom, Note, Focusing on the Offender’s Forceful Conduct: A Proposal for the Redefinition of Rape Laws, 56 Geo. Wash.L.Rev. 399, 401 (1988) (Offender’s Forceful Conduct). American jurisdictions generally adopted the English view, but over time states added the requirement that the carnal knowledge have been forcible, apparently in order to prove that the act was against the victim’s will. Id. at 402 *432(citing Rollin Perkins & Ronald Boyce, Criminal Law 211 (3d ed. 1982)). As of 1796, New Jersey statutory law defined rape as “carnal knowledge of a woman, forcibly and against her will.” Crimes Act of March 18, 1796 § 8, [1821] N.J.Rev.Laws (Pennington) 246. Those three elements of rape — carnal knowledge, forcibly, and against her will — remained the essential elements of the crime until 1979. Leigh Bienen, Rape III— National Developments in Rape Reform Legislation, 6 Women’s Rts.L.Rep. 170, 207 (1981) (Bienen, Rape III).

Under traditional rape law, in order to prove that a rape had occurred, the state had to show both that force had been used and that the penetration had been against the woman’s will. Force was identified and determined not as an independent factor but in relation to the response of the victim, which in turn implicated the victim’s own state of mind. “Thus, the perpetrator’s use of force became criminal only if the victim’s state of mind met the statutory requirement. The perpetrator could use all the force imaginable and no crime would be committed if the state could not prove additionally that the victim did not consent.” National Institute of Law Enforcement and Criminal Justice, Forcible Rape — An Analysis of Legal Issues 5 (March 1978) (Forcible Rape). Although the terms “non-consent” and “against her will” were often treated as equivalent, see, e.g., Wilson v. State, 109 A.2d 381 (Del. 1954), cert. den., 348 U.S. 983, 75 S.Ct. 574, 99 L.Ed. 765 (1955), under the traditional definition of rape, both formulations squarely placed on the victim the burden of proof and of action. Effectively, a woman who was above the age of consent had actively and affirmatively to withdraw that consent for the intercourse to be against her will. As a Delaware court stated, “If sexual intercourse is obtained by milder means, or with the consent or silent submission of the female, it cannot constitute the crime of rape.” State v. Brown, 83 A. 1083, 1084 (O.T. 1912); 75 C.J.S. Rape § 11-12 (1952).

The presence or absence of consent often turned on credibility. To demonstrate that the victim had not consented to the *433intercourse, and also that sufficient force had been used to accomplish the rape, the state had to prove that the victim had resisted. According to the oft-quoted Lord Hale, to be deemed a credible witness, a woman had to be of good fame, disclose the injury immediately, suffer signs of injury, and cry out for help. 1 Matthew Hale, History of the Pleas of the Crown 633 (1st ed. 1847). Courts and commentators historically distrusted the testimony of victims, “assuming that women lie about their lack of consent for various reasons: to blackmail men, to explain the discovery of a consensual affair, or because of psychological illness.” Offender’s Forceful Conduct, supra, 56 Geo. Wash.L.Rev. at 403. Evidence of resistance was viewed as a solution to the credibility problem; it was the “outward manifestation of nonconsent, [a] device for determining whether a woman actually gave consent.” Note, The Resistance Standard in Rape Legislation, 18 Stan.L.Rev. 680, 689 (1966).

The resistance requirement had a profound effect on the kind of conduct that could be deemed criminal and on the type of evidence needed to establish the crime. See, e.g., State v. Brown, 127 Wis. 193, 106 N. W. 536 (1906) (overturning forcible rape conviction based on inadequate resistance by the victim); People v. Dohring, 59 N.Y. 374 (1874). Courts assumed that any woman who was forced to have intercourse against her will necessarily would resist to the extent of her ability. People v. Barnes, 42 Cal.3d 284, 228 Cal.Rptr. 228, 721 P.2d 110, 117 (1986) (observing that “[hjistorically, it was considered inconceivable that a woman who truly did not consent to sexual intercourse would not meet force with force”). In many jurisdictions the requirement was that the woman have resisted to the utmost. “Eape is not committed unless the woman oppose the man to the utmost limit of her power.” People v. Carey, 223 N.Y. 519, 119 N.R 83 (N.Y.1918). “[A] mere tactical surrender in the face of an assumed superior physical force is not enough. Where the penalty for the defendant may be supreme, so must resistance be unto the uttermost.” Moss v. State, 208 Miss. 531, 45 So.2d 125, 126 (1950). Other states *434followed a “reasonableness” standard, while some required only sufficient resistance to make non-consent reasonably manifest. Forcible Rape, supra, at 5.

At least by the 1960s courts in New Jersey followed a standard for establishing resistance that was somewhat less drastic than the traditional rule. In State v. Harris, 70 N.J.Super. 9, 174 A.2d 645 (1961), the Appellate Division recognized that the “to the uttermost” test was obsolete. Id. at 16, 174 A.2d 645. “The fact that a victim finally submits does not necessarily imply that she consented. Submission to a compelling force, or as a result of being put in fear, is not consent.” Id. at 16-17, 174 A.2d 645. Nonetheless, the “resistance” requirement remained an essential feature of New Jersey rape law. Thus, in 1965 the Appellate Division stated: “[W]e have rejected the former test that a woman must resist ‘to the uttermost.’ We only require that she resist as much as she possibly can under the circumstances.” State v. Terry, 89 N.J.Super. 445, 449, 215 A.2d 374.

The judicial interpretation of the pre-reform rape law in New Jersey, with its insistence on resistance by the victim, greatly minimized the importance of the forcible and assaultive aspect of the defendant’s conduct. Rape prosecutions turned then not so much on the forcible or assaultive character of the defendant’s actions as on the nature of the victim’s response. Note, Recent Statutory Developments in the Definition of Forcible Rape, 61 Va.L.Rev. 1500, 1505-07 (1975) (Definition of Forcible Rape). “[I]f a woman assaulted is physically and mentally able to resist, is not terrified by threats, and is not in a place and position that resistance would have been useless, it must be shown that she did, in fact, resist the assault.” State v. Terry, supra, 89 N.J.Super. at 449, 215 A.2d 374. Under the prereform law, the resistance offered had to be “in good faith and without pretense, with an active determination to prevent the violation of her person, and must not be merely passive and perfunctory.” State v. Terry, supra, 89 N.J.Super. at 450, 215 A.2d 374. That the law put the rape victim on trial was clear.

*435The resistance requirement had another untoward influence on traditional rape law. Resistance was necessary not only to prove non-consent but also to demonstrate that the force used by the defendant had been sufficient to overcome the victim’s will. The amount of force used by the defendant was assessed in relation to the resistance of the victim. See, e.g., Tex.Penal Code Ann. § 21.02 (1974) (repealed 1983) (stating that “the amount of force necessary to negate consent is a relative matter to be judged under all the circumstances, the most important of which is the resistance of the female”). In New Jersey the amount of force necessary to establish rape was characterized as “ ‘the degree of force sufficient to overcome any resistance that had been put up by the female.’ ” State v. Terry, supra, 89 N.J.Super. at 451, 215 A.2d 374 (quoting jury charge by trial court). Resistance, often demonstrated by torn clothing and blood, was a sign that the defendant had used significant force to accomplish the sexual intercourse. Thus, if the defendant forced himself on a woman, it was her responsibility to fight back, because force was measured in relation to the resistance she put forward. Only if she resisted, causing him to use more force than was necessary to achieve penetration, would his conduct be criminalized. See, e.g., Moss v. State, supra, 45 So.2d at 125. Indeed, the significance of resistance as the proxy for force is illustrated by cases in which victims were unable to resist; in such cases the force incident to penetration was deemed sufficient to establish the “force” element of the offense. E.g., Pomeroy v. State, 94 Ind. 96 (1884); State v. Atkins, 292 S.W. 422 (Mo.1926); Lee v. State, 322 So.2d 751, 752 (Miss.1975).

The importance of resistance as an evidentiary requirement set the law of rape apart from other common-law crimes, particularly in the eyes of those who advocated reform of rape law in the 1970s. See, e.g., Note, The Victim in a Forcible Rape Case: A Feminist View, 11 Am.Crim.L.Rev. 335, 346 (1973). However, the resistance requirement was not the only special rule applied in the rape context. A host of evidentiary *436rules and standards of proof distinguished the legal treatment of rape from the treatment of other crimes. Many jurisdictions held that a rape conviction could not be sustained if based solely on the uncorroborated testimony of the victim. See, e.g., Allison v. United States, 409 F.2d 445, 448 (D.C.Cir.1969). Often judges added cautionary instructions to jury charges warning jurors that rape was a particularly difficult charge to prove. Courts in New Jersey allowed greater latitude in cross-examining rape victims and in delving into their backgrounds than in ordinary cases. State v. Conner, 97 N.J.L. 423, 424, 118 A. 211 (Sup.Ct.1922). Rape victims were required to make a prompt complaint or have their allegations rejected or viewed with great skepticism. Some commentators suggested that there be mandatory psychological testing of rape victims. E.g., 3A Wigmore on Evidence § 924a (Chadboum rev. ed. 1970).

During the 1970s feminists and others criticized the stereotype that rape victims were inherently more untrustworthy than other victims of criminal attack. See, e.g., House [of Delegates] Urges New Definition of Rape, 61 A.B.A.J. 464 (1975); Note, Toward a Consent Standard in the Law of Rape, 43 U.Chi.L.Rev. 613, 638 (1976) (Toward a Consent Standard); see also People v. Barnes, supra, 721 P.2d at 117 (discussing influence of distrust of female rape victims on legal standards). Reformers condemned such suspicion as discrimination against victims of rape. See, e.g., The Legal Bias against Rape Victims, 61 A.B.A.J. 464 (1975). They argued that “[d]istrust of the complainant’s credibility [had] led to an exaggerated insistence on evidence of resistance,” resulting in the victim rather than the defendant being put on trial. Toward a Consent Standard, supra 43 U. Chi.L.Rev. at 626. Reformers also challenged the assumption that a woman would seduce a man and then, in order to protect her virtue, claim to have been raped. If women are no less trustworthy than other purported victims of criminal attack, the reformers argued, then women should face no additional burdens of proving that they had not consented to or had actively resisted the assault. *437See Linda Brookover Bourque, Defining Rape 110 (1989) (declaring objective of reform to “bring[ ] legal standards for rape cases in line with those used in other violent crimes by normalizing requirements for evidence”).

To refute the misguided belief that rape was not real unless the victim fought back, reformers emphasized empirical research indicating that women who resisted forcible intercourse often suffered far more serious injury as a result. Menachem Amir, Patterns in Forcible Rape, 164-65,169-171 (1971); Definition of Forcible Rape, supra, 61 Va.L.Rev. at 1506; Note, Elimination of the Resistance Requirement and Other Rape Law Reforms: The New York Experience, 47 Alb.L.Rev. 871, 872 (1983). That research discredited the assumption that resistance to the utmost or to the best of a woman’s ability was the most reasonable or rational response to a rape.

The research also helped demonstrate the underlying point of the reformers that the crime of rape rested not in the overcoming of a woman’s will or the insult to her chastity but in the forcible attack itself — the assault on her person. Reformers criticized the conception of rape as a distinctly sexual crime rather than a crime of violence. They emphasized that rape had its legal origins in laws designed to protect the property rights of men to their wives and daughters. Susan Brownmiller, Against Our Will: Men, Women, and Rape 377 (1975); Acquaintance Rape: The Hidden Crime 318 (Andrea Parrot & Laurie Bechhofer, eds. 1991). Although the crime had evolved into an offense against women, reformers argued that vestiges of the old law remained, particularly in the understanding of rape as a crime against the purity or chastity of a woman. Definition of Forcible Rape, supra, 61 Va.L.Rev. at 1506. The burden of protecting that chastity fell on the woman, with the state offering its protection only after the woman demonstrated that she had resisted sufficiently.

That rape under the traditional approach constituted a sexual rather than an assaultive crime is underscored by the spousal *438exemption. According to the traditional reasoning, a man could not rape his wife because consent to sexual intercourse was implied by the marriage contract. See, e.g., State v. Smith, 85 N.J. 193, 426 A.2d 38 (1981); see also Bienen, Rape III, supra, 6 Women’s Rts.L.Rep. at 184, 207 (noting that common-law principles excluded spouses from prosecution in New Jersey as in most other jurisdictions). Therefore, sexual intercourse between spouses was lawful regardless of the force or violence used to accomplish it. Offender’s Forceful Conduct, supra, 58 Geo.Wash.L.Rev. at 402; Note, To Have and to Hold: The Marital Rape Exemption and the Fourteenth Amendment, 99 Harv.L.Rev. 1255, 1258-60 (1986); see also Hale, supra, at 629 (noting that “a ‘ravished’ woman could ‘redeem’ the convicted offender and save him from execution by marrying him”).

Critics of rape law agreed that the focus of the crime should be shifted from the victim’s behavior to the defendant’s conduct, and particularly to its forceful and assaultive, rather than sexual, character. Reformers also shared the goals of facilitating rape prosecutions and of sparing victims much of the degradation involved in bringing and trying a charge of rape. There were, however, differences over the best way to redefine the crime. Some reformers advocated a standard that defined rape as unconsented-to sexual intercourse, Towards a Consent Standard, supra, 43 U.Chi.L.Rev. 613; others urged the elimination of any reference to consent from the definition of rape, Offender’s Forceful Conduct, supra, 56 Geo.Wash.L.Rev. at 401. Nonetheless, all proponents of reform shared a central premise: that the burden of showing non-consent should not fall on the victim of the crime. In dealing with the problem of consent the reform goal was not so much to purge the entire concept of consent from the law as to eliminate the burden that had been placed on victims to prove they had not consented. Ibid.

Similarly, with regard to force, rape law reform sought to give independent significance to the forceful or assaultive conduct of the defendant and to avoid a definition of force that *439depended on the reaction of the victim. Traditional interpretations of force were strongly criticized for failing to acknowledge that force may be understood simply as the invasion of “bodily integrity.” Susan Estrich, Rape, 95 Yale L.J. 1087, 1105, (1986). In urging that the “resistance” requirement be abandoned, reformers sought to break the connection between force and resistance.

Ill

The history of traditional rape law sheds clearer light on the factors that became most influential in the enactment of current law dealing with sexual offenses. The circumstances surrounding the actual passage of the current law reveal that it was conceived as a reform measure reconstituting the law to address a widely-sensed evil and to effectuate an important public policy., Those circumstances are highly relevant in understanding legislative intent and in determining the objectives of the current law.

In October 1971, the New Jersey Criminal Law Revision Commission promulgated a Final Report and Commentary on its proposed New Jersey Penal Code. New Jersey Criminal Law Revision Commission, The New Jersey Penal Code, Vol. I: Report and Penal Code (1971). The proposed Code substantially followed the American Law Institute’s Model Penal Code (MPC) with respect to sexual offenses. See M.P.C. §§ 213.1 to 213.4. The proposed provisions did not present a break from traditional rape law. They would have established two principal sexual offenses: aggravated rape, a first-degree or second-degree crime involving egregious circumstances; and rape, a crime of the third-degree. 1971 Penal Code, § 2C:14-l(a)(l). Rape was defined as sexual intercourse with a female to which she was compelled to submit by any threat that would prevent resistance by a woman of ordinary resolution. Id. at § 14-1(b)(1). The comments to the MPC, on which the proposed Code was based, state that “[cjompulsion plainly implies non-con*440sent,” and that the words “compels to submit” require more than “a token initial resistance.” A.L.I., MPC, § 213.1, comments at 306 (revised commentary 1980).

The Legislature did not endorse the Model Penal Code approach to rape. Rather, it passed a fundamentally different proposal in 1978 when it adopted the Code of Criminal Justice. L.1978, c. 95 § 2C:14-1 to -7; N.J.S.A. 2C:14-1 to -7. The new statutory provisions covering rape were formulated by a coalition of feminist groups assisted by the National Organization of Women (NOW) National Task Force on Rape. Bienen, Rape III, supra, 6 Women’s Rts.L.Rep. at 207. Both houses of the Legislature adopted the NOW bill, as it was called, without major changes and Governor Byrne signed it into law on August 10, 1978. Id. at 207-08. The NOW bill had been modeled after the 1976 Philadelphia Center for Rape Concern Model Sex Offense Statute. Leigh Bienen, Rape II, 3 Women’s Rts.L.Rep. 90 (1977). The Model Sex Offense Statute in turn had been based on selected provisions of the Michigan Criminal Sexual Conduct Statute, Mich.Stat.Ann. § 28.788(4)(b) (Callaghan 1990), [M.C.L.A. § 750.520d] and on the reform statutes in New Mexico, Minnesota, and Wisconsin. Bienen, Rape III, supra, 6 Women’s Rts.L.Rep. at 207. The stated intent of the drafters of the Philadelphia Center’s Model Statute had been to remove all features found to be contrary to the interests of rape victims. John M. Cannel, New Jersey Criminal Code Annotated 279 (1991). According to its proponents the statute would “ ‘normalize the law. We are no longer saying rape victims are likely to lie. What we are saying is that rape is just like other violent crimes.’” Stuart Marques, Women’s Coalition Lauds Trenton Panel: Tough Rape Law Revisions Advance, Newark Star Ledger, (May 10, 1978) at 1 (quoting Roberta Kaufman, New Jersey Coalition Against Rape).

Since the 1978 reform, the Code has referred to the crime that was once known as “rape” as “sexual assault.” The crime now requires “penetration,” not “sexual intercourse.” It requires “force” or “coercion,” not “submission” or “resistance.” *441It makes no reference to the victim’s state of mind or attitude, or conduct in response to the assault. It eliminates the spousal exception based on implied consent. It emphasizes the assaultive character of the offense by defining sexual penetration to encompass a wide range of sexual contacts, going well beyond traditional “carnal knowledge.”2 Consistent with the assaultive character, as opposed to the traditional sexual character, of the offense, the statute also renders the crime gender-neutral: both males and females can be actors or victims.

The reform statute defines sexual assault as penetration accomplished by the use of “physical force” or “coercion,” but it does not define either “physical force” or “coercion" or enumerate examples of evidence that would establish those elements. Some reformers had argued that defining “physical force” too specifically in the sexual offense statute might have the effect of limiting force to the enumerated examples. Bienen, Rape III, supra, 6 Women’s Rts.L.Rep. at 181. The task of defining “physical force” therefore was left to the courts.

That definitional task runs the risk of undermining the basic legislative intent to reformulate rape law. See Susan Estrich, Real Rape 60 (1987) (noting that under many modern formulations of rape “[t]he prohibition of force or ‘forcible compulsion’ ends up being defined in terms of a woman’s resistance”). That risk was encountered by the Michigan Supreme Court in People v. Patterson, 428 Mich. 502, 410 N.W.2d 733 (1987). That court considered the sufficiency of the evidence of force or coercion in the prosecution of a sexual contact charge against-a defendant who had placed his hands on the genital area of a seventeen-year-old girl while she was sleeping. A majority of *442the court concluded that the defendant had not used force as required by the statute because there was “no evidence of physical overpowering ..-. [and] there was no submission.” Id. 410 N.W.2d at 740. Justice Boyle, in dissent, soundly criticized the majority’s position as a distortion of the legislature’s intent to protect the sexual privacy of persons from the use of force, coercion, or other undue advantage. Concluding that the statute did not require a showing of any extra force, Justice Boyle pointed out that in “definpng] force by measuring the degree of resistance by the victim,” the majority had effectively “reintroduc[ed] the resistance requirement, when the proper focus ought to be on whether the contact was unpermitted.” Id. at 747-49.

*441Sexual penetration means vaginal intercourse, cunnilingus, fellatio or anal intercourse between persons or insertion of the hand, finger or object into the anus or vagina either by the actor or upon the actor’s instruction. [N.J.S.A. 2C:14-1.]

*442Unlike the Michigan statute interpreted in Patterson, the New Jersey Code of Criminal Justice does not refer to force in relation to “overcoming the will” of the victim, or to the “physical overpowering” of the victim, or the “submission” of the victim. It does not require the demonstrated non-consent of the victim. As we have noted, in reforming the rape laws, the Legislature placed primary emphasis on the assaultive nature of the crime, altering its constituent elements so that they focus exclusively on the forceful or assaultive conduct of the defendant.

The Legislature’s concept of sexual assault and the role of force was significantly colored by its understanding of the law of assault and battery. As a general matter, criminal battery is defined as “the unlawful application of force to the person of another.” 2 Wayne LaFave & Austin Scott, Criminal Law, § 7.15 at 301 (1986). The application of force is criminal when it results in either (a) a physical injury or (b) an offensive touching. Id. at 301-02. Any “unauthorized touching of another [is] a battery.” Perna v. Pirozzi, 92 N.J. 446, 462, 457 A.2d 431 (1983). Thus, by eliminating all references to the victim’s state of mind and conduct, and by broadening the definition of penetration to cover not only sexual intercourse *443between a man and a woman but a range of acts that invade another’s body or compel intimate contact, the Legislature emphasized the affinity between sexual assault and other forms of assault and battery.

The intent of the Legislature to redefine rape consistent with the law of assault and battery is further evidenced by the legislative treatment of other sexual crimes less serious than and derivative of traditional rape. The Code redefined the offense of criminal sexual contact to emphasize the involuntary and personally-offensive nature of the touching. N.J.S.A. 2C:14-l(d). Sexual contact is criminal under the same circumstances that render an act of sexual penetration a sexual assault, namely, when “physical force” or “coercion” demonstrates that it is unauthorized and offensive. N.J.S.A. 2C:14-3(b). Thus, just as any unauthorized touching is a crime under traditional laws of assault and battery, so is any unauthorized sexual contact a crime under the reformed law of criminal sexual contact, and so is any unauthorized sexual penetration a crime under the reformed law of sexual assault.

The understanding of sexual assault as a criminal battery, albeit one with especially serious consequences, follows necessarily from the Legislature’s decision to eliminate non-consent and resistance from the substantive definition of the offense. Under the new law, the victim no longer is required to resist and therefore need not have said or done anything in order for the sexual penetration to be unlawful. The alleged victim is not put on trial, and his or her responsive or defensive behavior is rendered immaterial. We are thus satisfied that an interpretation of the statutory crime of sexual assault to require physical force in addition to that entailed in an act of involuntary or unwanted sexual penetration would be fundamentally inconsistent with the legislative purpose to eliminate any consideration of whether the victim resisted or expressed non-consent.

*444We note that the contrary interpretation of force — that the element of force need be extrinsic to the sexual act — would not only reintroduce a resistance requirement into the sexual assault law, but also would immunize many acts of criminal sexual contact short of penetration. The characteristics that make a sexual contact unlawful are the same as those that make a sexual penetration unlawful. An actor is guilty of criminal sexual contact if he or she commits an act of sexual contact with another using “physical force” or “coercion.” N.J.S.A. 2C:14-3(b). That the Legislature would have wanted to decriminalize unauthorized sexual intrusions on the bodily integrity of a victim by requiring a showing of force in addition to that entailed in the sexual contact itself is hardly possible.

Because the statute eschews any reference to the victim’s will or resistance, the standard defining the role of force in sexual penetration must prevent the possibility that the establishment of the crime will turn on the alleged victim’s state of mind or responsive behavior. We conclude, therefore, that any act of sexual penetration engaged in by the defendant without the affirmative and freely-given permission of the victim to the specific act of penetration constitutes the offense of sexual assault. Therefore, physical force in excess of that inherent in the act of sexual penetration is not required for such penetration to be unlawful. The definition of “physical force” is satisfied under N.J.S.A. 2C:14-2c(l) if the defendant applies any amount of force against another person in the absence of what a reasonable person would believe to be affirmative and freely-given permission to the act of sexual penetration.

Under the reformed statute, permission to engage in sexual penetration must be affirmative and it must be given freely, but that permission may be inferred either from acts or statements reasonably viewed in light of the surrounding circumstances. See Ill.Rev.Stat. ch. 38, para. 12-17 (1984) (defining consent as “freely given agreement”); see also, People v. *445Patterson, supra, 410 N.W.2d at 749 (Boyle, J., dissenting) (reasoning that “force” may include “a sexual touching brought about involuntarily,” and may consist of “a contact which occurs before consent can be given or refused”); cf. N.J.S.A. 2C:2-10(e)(3) (indicating that “consent” does not constitute a defense sufficient to negate an element of a crime if consent was induced or accomplished by force or coercion). Persons need not, of course, expressly announce their consent to engage in intercourse for there to be affirmative permission. Permission to engage in an act of sexual penetration can be and indeed often is indicated through physical actions rather than words. Permission is demonstrated when the evidence, in whatever form, is sufficient to demonstrate that a reasonable person would have believed that the alleged victim had affirmatively and freely given authorization to the act.

Our understanding of the meaning and application of “physical force” under the sexual assault statute indicates that the term’s inclusion was neither inadvertent nor redundant. The term “physical force,” like its companion term “coercion,” acts to qualify the nature and character of the “sexual penetration.” Sexual penetration accomplished through the use of force is unauthorized sexual penetration. That functional understanding of “physical force” encompasses the notion of “unpermitted touching” derived from the Legislature’s decision to redefine rape as a sexual assault. As already noted, under assault and battery doctrine, any amount of force that results in either physical injury or offensive touching is sufficient to establish a battery. Hence, as a description of the method of achieving “sexual penetration,” the term “physical force” serves to define and explain the acts that are offensive, unauthorized, and unlawful.

That understanding of the crime of sexual assault fully comports with the public policy sought to be effectuated by the Legislature. In redefining rape law as sexual assault, the Legislature adopted the concept of sexual assault as a crime against the bodily integrity of the victim. Although it is *446possible to imagine a set of rules in which persons must demonstrate affirmatively that sexual contact is unwanted or not permitted, such a regime would be inconsistent with modern principles of personal autonomy. The Legislature recast the law of rape as sexual assault to bring that area of law in line with the expectation of privacy and bodily control that long has characterized most of our private and public law. See Hennessey v. Coastal Eagle Paint Oil Co., 129 N.J. 81, 94-96, 609 A.2d 11 (1992) (recognizing importance of constitutional and common-law protection of personal privacy); id. at 106, 609 A.2d 11 (Pollock, J., concurring) (emphasizing that common-law right of privacy protects individual self-determination and autonomy). In interpreting “physical force” to include any touching that occurs without permission we seek to respect that goal.

Today the law of sexual assault is indispensable to the system of legal rules that assures each of us the right to decide who may touch our bodies, when, and under what circumstances. The decision to engage in sexual relations with another person is one of the most private and intimate decisions a person can make. Each person has the right not only to decide whether to engage in sexual contact with another, but also to control the circumstances and character of that contact. No one, neither a spouse, nor a friend, nor an acquaintance, nor a stranger, has the right or the privilege to force sexual contact. See Definition of Forcible Rape, supra, 61 Va.L.Rev. at 1529 (arguing that “forcible rape is viewed as a heinous crime primarily because it is a violent assault on a person’s bodily security, particularly degrading because that person is forced to submit to an act of the most intimate nature”).

We emphasize as well that what is now referred to as “acquaintance rape” is not a new phenomenon. Nor was it a “futuristic” concept in 1978 when the sexual assault law was enacted. Current concern over the prevalence of forced sexual intercourse between persons who know one another reflects both greater awareness of the extent of such behavior and a growing appreciation of its gravity. Notwithstanding the *447stereotype of rape as a violent attack by a stranger, the vast majority of sexual assaults are perpetrated by someone known to the victim. Acquaintance Rape, supra, at 10. One respected study indicates that more than half of all rapes are committed by male relatives, current or former husbands, boyfriends or lovers. Diana Russell, The Prevalence and Incidence of Forcible Rape and Attempted Rape of Females, 7 Victimology 81 (1982). Similarly, contrary to common myths, perpetrators generally do not use guns or knives and victims generally do not suffer external bruises or cuts. Acquaintance Rape, supra, at 10. Although this more realistic and accurate view of rape only recently has achieved widespread public circulation, it was a central concern of the proponents of reform in the 1970s. Id. at 18.

The insight into rape as an assaultive crime is consistent with our evolving understanding of the wrong inherent in forced sexual intimacy. It is one that was appreciated by the Legislature when it reformed the rape laws, reflecting an emerging awareness that the definition of rape should correspond fully with the experiences and perspectives of rape victims. Although reformers focused primarily on the problems associated with convicting defendants accused of violent rape, the recognition that forced sexual intercourse often takes place between persons who know each other and often involves little or no violence comports with the understanding of the sexual assault law that was embraced by the Legislature. Any other interpretation of the law, particularly one that defined force in relation to the resistance or protest of the victim, would directly undermine the goals sought to be achieved by its reform.

IV

In a case such as this one, in which the State does not allege violence or force extrinsic to the act of penetration, the factfinder must decide whether the defendant’s act of penetration was undertaken in circumstances that led the defendant reasonably *448to believe that the alleged victim had freely given affirmative permission to the specific act of sexual penetration. Such permission can be indicated either through words or through actions that, when viewed in the light of all the surrounding circumstances, would demonstrate to a reasonable person affirmative and freely-given authorization for the specific act of sexual penetration.

In applying that standard to the facts in these cases, the focus of attention must be on the nature of the defendant’s actions. The role of the factfinder is not to decide whether reasonable people may engage in acts of penetration without the permission of others. The Legislature answered that question when it enacted the reformed sexual assault statute: reasonable people do not engage in acts of penetration without permission, and it is unlawful to do so. The role of the factfinder is to decide not whether engaging in an act of penetration without permission of another person is reasonable, but only whether the defendant’s belief that the alleged victim had freely given affirmative permission was reasonable.

In these cases neither the alleged victim’s subjective state of mind nor the reasonableness of the alleged victim’s actions can be deemed relevant to the offense. The alleged victim may be questioned about what he or she did or said only to determine whether the defendant was reasonable in believing that affirmative permission had been freely given. To repeat, the law places no burden on the alleged victim to have expressed non-consent or to have denied permission, and no inquiry is made into what he or she thought or desired or why he or she did not resist or protest.

In short, in order to convict under the sexual assault statute in cases such as these, the State must prove beyond a reasonable doubt that there was sexual penetration and that it was accomplished without the affirmative and freely-given permission of the alleged victim. As we have indicated, such proof can be based on evidence of conduct or words in light of *449surrounding circumstances and must demonstrate beyond a reasonable doubt that a reasonable person would not have believed that there was affirmative and freely-given permission. If there is evidénce to suggest that the defendant reasonably believed that such permission had been given, the State must demonstrate either that defendant did not actually believe that affirmative permission had been freely-given or that such a belief was unreasonable under all of the circumstances. Thus, the State bears the burden of proof throughout the case.

In the context of a sexual penetration not involving unusual or added “physical force,” the inclusion of “permission” as an aspect of “physical force” effectively subsumes and obviates any defense based on consent. See N.J.S.A. 2C:2-10c(3). The definition of “permission” serves to define the “consent” that otherwise might allow a defendant to avoid criminal liability. Because “physical force” as an element of sexual assault in this context requires the absence of affirmative and freely-given permission, the “consent” necessary to negate such “physical force” under a defense based on consent would require the presence of such affirmative and freely-given permission. Any lesser form of consent would render the sexual penetration unlawful and cannot constitute a defense.

In this case, the Appellate Division concluded that non-consensual penetration accomplished with no additional physical force or coercion is not criminalized under the sexual assault statute. 247 N.J.Super. at 260, 588 A.2d 1282. It acknowledged that its conclusion was “anomalous” because it recognized that “a woman has every right to end [physically intimate] activity without sexual penetration.” Ibid. Thus, it added to its holding that “[e]ven the force of penetration might ... be sufficient if it is shown to be employed to overcome the victim’s unequivocal expressed desire to limit the encounter.” Ibid.

The Appellate Division was correct in recognizing that a woman’s right to end intimate activity without penetration is a *450protectable right the violation of which can be a criminal offense. However, it misperceived the purpose of the statute in believing that the only way that right can be protected is by the woman’s unequivocally-expressed desire to end the activity. The effect of that requirement would be to import into the sexual assault statute the notion that an assault occurs only if the victim’s will is overcome, and thus to reintroduce the requirement of non-consent and victim-resistance as a constituent material element of the crime. Under the reformed statute, a person’s failure to protest or resist cannot be considered or used as justification for bodily invasion.

We acknowledge that cases such as this are inherently fact sensitive and depend on the reasoned judgment and common sense of judges and juries. The trial court concluded that the victim had not expressed consent to the act of intercourse, either through her words or actions. We conclude that the record provides reasonable support for the trial court’s disposition.

Accordingly, we reverse the judgment of the Appellate Division and reinstate the disposition of juvenile delinquency for the commission of second-degree sexual assault.

For reversal and reinstatement — Chief Justice WILENTZ, and Justices CLIFFORD, HANDLER, POLLOCK, O’HERN, GARIBALDI and STEIN — 7.

Opposed — None.

7.3.5 Notes on Same Sex Sexual Assault and Marital Rape Exception 7.3.5 Notes on Same Sex Sexual Assault and Marital Rape Exception

 

  1. Change the statute: Would applying the law from Alston change the outcome of the case?
  2. How, if at all, should the gravamen of a sexual assault crime vary according to the sex, gender or sexual orientation of those involved? In 2005, the Supreme Court of Kansas ruled a statute unconstitutional for violating the equal protection provisions of the United States and Kansas Constitutions. The statute allowed a less harsh punishment for unlawful voluntary sexual conduct between members of the opposite sex compared to the harsher punishment for the same conduct between members of the same sex. In the ruling, the Court struck the words "and are members of the opposite sex" from the statute, taking a step toward equality in sentencing for sexual assault. See State v. Limon, 280 Kan. 275, 276, 122 P.3d 22, 24 (2005).
  3. For an interesting discussion of the challenge of enforcing rape laws in LGBTQ communities, see Barriers to Reporting Sexual Violence in LGBTQ Communities
  4. A note on Marital Rape.Sir Matthew Hale, a renowned 17th-century British Chief Justice, theorized that wives give “irrevocable consent” to their husband and in this “mutual matrimonial consent and contract, the wife hath given up herself in this kind unto her husband which she cannot retract.”  This ideology was adopted into American culture and served as the foundation for the marital rape exemption, which precluded a state from charging a husband with the crime of rape of his wife. As of 2019, according to data from the National Coalition Against Domestic Violence (NCADV), between 10 and 14% of married women will experience marital rape. Yet to this day, many states still uphold the marital rape exemption. For example, in 17 states “a spouse can't be convicted of raping a partner who was unconscious, drugged, or otherwise incapacitated.” The origins of the marital rape exemption are rooted in the outdated concept that wives were the property of their husbands. Despite this antiquated notion, the exemption has had a long life, “thriving through the ‘sexual revolution’ of the 1960s and 1970s without change.” In fact, the “1980 Model Penal Code extended this exemption to all persons living together as ‘man and wife.’”

The arguments for keeping the marital rape exemption included: (a) keeping the marital relationship private, (b) protecting husbands from vindictive wives, (c) it is nearly impossible to prove, and (d) a charge of rape would discourage reconciliation between husband and wife. 

In the 1980s, these arguments were finally addressed during one of the landmark cases of marital rape. In People v. Liberta , a husband, who was living apart from his wife under court order, raped and sodomized his wife in front of their 2-year old son. He was convicted at trial, after the court ruled that the court order had rendered him "not married." The husband appealed the ruling, claiming that the court order did not declare him not married," and therefore he should retain the protection of the [marital rape] exemption. In upholding his conviction, New York's highest court struck down the marital rape exemption as an unconstitutional denial of equal protection for married women.

In rendering this judgment, the NY Court of Appeals made it clear that: (a) marital privacy is meant to provide privacy of acts that both husband and wife find agreeable; it is not meant to shield abuse; (b) labeling all wives potentially vindictive is a poor stereotype not supported by any evidence; (c) many crimes without witnesses are hard to prove, yet this is no reason for making a crime "unprosecutable;" and (d) making rape in marriage a crime does not make marriage more difficult; it is rather a rape which would make a marriage more difficult.”  See People v. Liberta, 64 N.Y.2d 152, 474 N.E.2d 567 (1984)

For an interesting discussion of this issue, see Sexual Assault in Marriage: Prevalence, Consequences, and Treatment of Wife Rape

7.3.6 Commonwealth v. Gonzalez 7.3.6 Commonwealth v. Gonzalez

109 A.3d 711

Superior Court of Pennsylvania.

COMMONWEALTH of Pennsylvania, Appellee

v.

David Joseph GONZALEZ, Appellant.

Submitted Nov. 24, 2014.

|

Filed Jan. 21, 2015.

|

Reargument Denied March 24, 2015.

Synopsis

Background: Defendant was convicted in the Court of Common Pleas, Franklin County, Criminal Division, No. CP–28–CR–0001103–2011, Van Horn, J., of rape, aggravated indecent assault, and sexual assault. Defendant appealed.

Opinion

OPINION BY JENKINS, J.:

David Gonzalez met K.M., a cerebral palsy patient,1 on a Christian dating website. On March 8, 2011, after dating for several months, they had sexual intercourse. K.M. claimed that Gonzalez raped her.... The jury believed K.M. and found Gonzalez guilty of rape,2 aggravated indecent assault3 and sexual assault.4 The trial court sentenced Gonzalez to an aggregate sentence of 4–15 years’ imprisonment. Gonzalez filed a motion for post-trial relief and timely post-sentence motions, all of which the trial court denied.... [W]e affirm.

The trial court recounts the evidence adduced at trial as follows:5

 

The above convictions arose out of an incident that occurred on March 8, 2011. The victim was twenty-five years old at the time and suffers from cerebral palsy. Her cerebral palsy causes her to have ‘stiffness and tightening of the muscles’ in her legs and she needs crutches to walk. She testified that if she were lying on the floor, she could pull herself up if she had something to pull herself up on. When asked whether she could bend her knees normally, she testified ‘[n]ot on my own. If I had to bend my knees, I would either need to use my hands or have someone to help me.’ When asked if she could easily spread her legs apart, she responded, ‘[n]o,’ and said ‘[t]hey have to be pushed apart.’ The victim also testified that ‘I can’t *717 spread my legs far enough to get [a tampon] in,’ and has to use pads during her period.6

The victim and [Gonzalez] met each other on a Christian dating website in August 2010. They met in person in September of that year, but [Gonzalez] soon left the area to pursue a position as a youth minister in New York. They reestablished a relationship when he returned in December 2010, and began seeing each other. On March 7, 2011, [Gonzalez] picked up the victim and took her to the mall. They discussed their religious beliefs, and the victim testified that ‘I had told [Gonzalez] that I was a virgin and didn’t plan on having sex before I was married.’ She further testified that he responded by saying ‘something along the lines ... of praise the Lord.’ She also said that he told her he was not a virgin. That evening, they kissed and hugged. The victim also testified that [Gonzalez] asked her to be his girlfriend, and she agreed7.

On March 8, 2011, [Gonzalez] picked up the victim from her physical therapy appointment around 2:30 p.m. They stopped to get food and went to [Gonzalez]’s apartment to watch a movie. This was the first time the victim had been to [Gonzalez]’s apartment. They sat down on the couch and began watching the movie. The victim testified that she started kissing [Gonzalez] and they both began touching and rubbing one another’s genitals over their clothes. This lasted for about half an hour. Eventually, the victim noticed that [Gonzalez] was erect. Next, the victim testified that [Gonzalez] asked her if she wanted to go to the bedroom, to which she agreed. The victim ‘assumed that we would continue doing what we were doing in the living room in the bedroom ... [b]ecause ... [Gonzalez] knew that I didn’t want to have sex before I was married.’ Before they moved, the victim testified that [Gonzalez] took her phone out of a pouch connected to her jeans and placed it on a TV tray in the living room. The victim then got her crutches, got off the couch, and walked to [Gonzalez]’s bedroom. Once in the bedroom, she noticed a bare mattress against the wall with no furniture surrounding it. [Gonzalez] then either helped her sit on the mattress or she sat down herself. The victim testified that [Gonzalez] ‘took my crutches [and] put them out of reach. I didn’t see exactly where he put them. But I know it was out of reach.’ The victim lay down by herself. When asked ‘is there any way you could have gotten up from that point?’ She responded ‘no.’8

The victim testified that [Gonzalez] then removed her jeans and underwear, and lay on top of her. The victim did not say anything while [Gonzalez] took off her pants and underwear, but when he lay on top of her, she said ‘no, don’t.’ When he lay on top of her, her legs were flat, straight, and unopened because ‘I can’t open my legs by myself.’9

Next, the victim testified that [Gonzalez] ... forced her legs apart ‘with his hands and put them on his shoulders. And he had his hands cuffed around my ankles.’ She testified that ‘[h]e put my ankles around his shoulders.’ ‘He bent [her knees] because they were up on his shoulders.’ She then felt his penis inside her, and *718 she ‘kept saying ow.’ [Gonzalez] told the victim she ‘had to be quiet.’ The victim was asked if she tried at all to kick off [Gonzalez] during the penetration. She responded, ‘I couldn’t move my legs. My legs don’t move like that.’ When asked if she tried to push him off, she said, ‘[n]o ... because he’s too big. And I was scared.’10

At some point, [Gonzalez] suddenly stopped, and the encounter ended. There was blood on the mattress and blood on the victim’s underwear after she put them back on. The victim testified that after she got dressed, [Gonzalez] said to her, ‘I’m sorry. I have a weakness.’11

During cross-examination, defense counsel inquired into the victim’s mobility. The victim attended Lancaster Bible College and when asked if she could walk around the campus independently, she responded, ‘with crutches, yes.’ The victim later testified on redirect that she has ‘people to help me carry’ books and things, and she needs assistance to open doors.

...

Furthermore, when asked if she had any bruises from the incident the victim responded: ‘No, I don’t think I did.’ The victim also testified that [Gonzalez] did not hit, kick, grab, push, gag, or punch her or use his fists or a weapon. Defense counsel asked why the victim and [Gonzalez] moved to the bedroom when they were already making out in the living room. The victim responded, ‘there was no purpose. I didn’t think I was in any danger with David. I saw him—I thought he was an honest person.’ Defense counsel asked, ‘So for the record, it never crossed your mind that at that point, you were moving to the bedroom for sex. It never crossed your mind?’ The victim responded, ‘No, ma’am.’12

 

After concluding sexual intercourse, K.M. and Gonzalez returned to the living room to continue watching the movie. Gonzalez indicated that his cousin was coming over to visit, and K.M. asked him to take her home. Gonzalez assisted her, and ... Gonzalez went to get his car. Although the police station was across the street, K.M. did not make any telephone calls or attempt to go to the police station to report the incident. Gonzalez helped K.M. into the car, and they stopped at a gas station en route to her house. She did not use her cell phone at the gas station or report the incident to anyone. Upon arriving at her home, Gonzalez helped her get out of the car.15

 

After K.M. entered her house, her sister asked her whether something was wrong.... K.M. initially denied that anything was wrong but then stated: “I think he raped me.”16

...

 

[1] [2] [3] Gonzalez’ first argument on appeal is a challenge to the sufficiency of the evidence. We first consider the evidence of rape. The Crimes Code defines rape in pertinent part as follows: “A person commits a felony of the first degree when the person engages in sexual intercourse with a complainant ... by forcible compulsion.” 18 Pa.C.S. § 3121(a)(1). The Crimes Code defines “forcible compulsion” in relevant part as “compulsion by use of physical, intellectual, moral, emotional or psychological force, either express or implied.” 18 Pa.C.S. § 3101. This Court has observed “forcible compulsion” as the exercise of sheer physical force or violence and has also come to mean an act of using superior force, physical, moral, psychological or intellectual to compel a person to do a thing against that person’s volition and/or will. *721 Commonwealth v. Ables, 404 Pa.Super. 169, 590 A.2d 334, 337 (1991). A determination of forcible compulsion rests on the totality of the circumstances, including but not limited to this list of factors:

the respective ages of the victim and the accused, the respective mental and physical conditions of the victim and the accused, the atmosphere and physical setting in which the incident was alleged to have taken place, the extent to which the accused may have been in a position of authority, domination or custodial control over the victim, and whether the victim was under duress.

Commonwealth v. Rhodes, 510 Pa. 537, 510 A.2d 1217, 1226 (1986) (emphasis added). It is not mandatory to show that the victim resisted the assault in order to prove forcible compulsion. Id. The victim’s uncorroborated testimony is sufficient to support a rape conviction. Commonwealth v. Wall, 953 A.2d 581, 584 (Pa.Super.2008).

 

[4] The distinction between forcible compulsion and lack of consent is important to remember. With regard to consent, the Crimes Code states: “The consent of the victim to conduct charged to constitute an offense or to the result thereof is a defense if such consent negatives an element of the offense or precludes the infliction of the harm or evil sought to be prevented by the law defining the offense.” 18 Pa.C.S. § 311(a). “Forcible compulsion” means “something more” than mere lack of consent. Commonwealth v. Smolko, 446 Pa.Super. 156, 666 A.2d 672, 676 (1995). “Where there is a lack of consent, but no showing of either physical force, a threat of physical force, or psychological coercion, the ‘forcible compulsion’ requirement ... is not met.” Id.

 

[5] The trial court comprehensively analyzed the sufficiency of the evidence of rape ... denying Gonzalez’s motion for post-trial relief. The court aptly described this case as “unique”, because “it is not a case of moral, psychological, or intellectual forcible compulsion that has often been found in circumstances involving a young, vulnerable victim and a perpetrator who is in a position of authority and trust.” Opinion Denying Post–Trial Relief (“Post–Trial Opinion”), 11/5/13, p. 13. The court was careful to note that this case involved “two competent adults who formed a dating relationship” who had engaged in “some consensual intimacy (i.e. kissing, hugging)”, and the incident “occurred during a planned date.” Id., p. 14. Moreover, “the victim initiated kissing and touching with [Gonzalez] on the couch in his living room, willingly walked herself to the bedroom upon [Gonzalez’s] request, and did not protest when he removed her pants and underwear.” Id. Thus, the court found nothing about the respective ages or mental conditions of Gonzalez and K.M. that demonstrates forcible compulsion. Id. Gonzalez did not occupy a position of “authority or custodial control” over K.M., and she was not under duress. Id.

 

Despite these factors, the trial court reasoned that other details showed Gonzalez’s “domination” over K.M. The court observed that K.M.’s cerebral palsy “was a physical condition that caused her to have stiff legs with limited movement and walk with crutches.” Id., p. 16. During the encounter, “she was lying on her back, away from her crutches and her cell phone,” all of which Gonzalez had placed beyond her reach, and she “was away from any objects she could use to help lift herself up ...” Id. Gonzalez “was initially lying on top of her and then forced her legs apart and cuffed her ankles on his shoulders. He also told [K.M.] to be quiet when she repeatedly said ‘ow’ during the penetration.” Id. Although K.M. did not call out for help or try to push Gonzalez away with her arms, “resistance is not *722 necessary to prove forcible compulsion”—and in any event, resistance would have accomplished nothing, since Gonzalez was too big to push off her body, and she was unable to kick due to her cerebral palsy. Id., pp. 16–17.

 

The trial court also concluded that there was evidence of “physical force.” By itself, K.M.’s statement, “no don’t”, is not sufficient evidence of force, because this statement only indicates lack of consent, and “forcible compulsion is something more than lack of consent.” Id. at 17 (citing Commonwealth v. Berkowitz, 537 Pa. 143, 641 A.2d 1161, 1165 (1994)). Here, however, there was “something more,” specifically, lack of consent and physical force:

[Gonzalez] forc[ed] the victim’s legs apart, ben[t] her knees, mov[ed] her ankles up to his shoulders and cuff[ed] her ankles while he penetrated her. The victim was unable to open her legs or bend her knees by herself. [Gonzalez] repositioned her legs when he penetrated her with his finger, and then again placed her legs back on his shoulders when he penetrated her with his penis a second time. Again, the victim was unable to move her legs to resist or prevent [Gonzalez’s] actions.

Id., p. 17. Although this force “was not extreme, it was certainly unique to the factual circumstances of the case and sufficient to establish forcible compulsion by [Gonzalez] on this particular victim” beyond a reasonable doubt. Id., pp. 17–18.

 

[6] We agree with the trial court’s astute analysis by construing the evidence in the light most favorable to the Commonwealth. K.M.’s testimony establishes that she told Gonzalez that she did not want premarital intercourse. Gonzalez pretended to agree with K.M., but one day later, he maneuvered her into a position in which she was powerless to resist his advances. He took her to his apartment, where she had never been before. He placed her cell phone out of reach in a living room tray, and when they adjourned to his bedroom and lay down on his bed, he placed her crutches out of reach. Without her phone or crutches, she could not escape from the bed or contact an outside agency for help. He then disrobed her and lay on top of her. She uttered “no, don’t,” but instead of stopping, he forced her legs apart and cuffed them on his shoulders—movements she was incapable of performing herself due to her cerebral palsy. He then penetrated her with his penis and told her to be quiet when she repeatedly called out “ow”. K.M.’s lack of consent (“no, don’t”), combined with Gonzalez’s use of domination and physical force, provide sufficient evidence of forcible compulsion to justify his conviction for rape.

...

In his final argument on appeal, Gonzalez insists that his sentence is unreasonable and excessive.

 

[38] [39] This is a challenge to the discretionary aspects of Gonzalez’s sentence. Our standard of review is as follows:

Sentencing is a matter vested in the sound discretion of the sentencing judge, and a sentence will not be disturbed on appeal absent a manifest abuse of discretion. In this context, an abuse of discretion is not shown merely by an error in judgment. Rather, the appellant must establish, by reference to the record, that the sentencing court ignored or misapplied the law, exercised its judgment for reasons of partiality, prejudice, bias or ill will, or arrived at a manifestly unreasonable decision.

Commonwealth v. Hoch, 936 A.2d 515, 517–18 (Pa.Super.2007).

 

[42] Here, Gonzalez timely filed his notice of appeal ... after the trial court denied his post-sentence motions. Pa.R.Crim.P. 720(A)(2). He preserved the challenge to his sentence in his post-sentence motions and included a Pa.R.A.P. 2119(f) statement in his brief.... The substantial question in Gonzalez’s brief is an “excessive sentence claim[ ] in conjunction with an assertion that the court did not consider mitigating factors.” Commonwealth v. Dodge, 77 A.3d 1263, 1272 (Pa.Super.2013) (en banc ).38

 

*732 [43] We determine, however, that Gonzalez’s excessiveness claim is devoid of merit. We find persuasive the trial court’s thorough analysis of this question:

[Gonzalez] argues that the Court failed to properly weigh[ ] certain mitigating circumstances, including his law abiding past, his education, his employment history, his community and familial support, and the fact that this was his first conviction. The Court disagrees as this argument is contradicted by the record. First, a pre-sentence investigation report was prepared by the Probation Department, and our Supreme Court has stated that, ‘[w]here pre-sentence reports exist, we shall continue to presume that the sentencing judge was aware of relevant information regarding [Gonzalez]’s character and weighed those considerations along with mitigating statutory factors.’ Commonwealth v. Devers [519 Pa. 88], 546 A.2d 12, 18 (Pa.1988). Not only did the Court thoroughly review [Gonzalez]’s pre-sentence investigation report, but also considered [Gonzalez]’s twenty-four letters of support, heard and considered the individuals who came forth to support [Gonzalez] at sentencing, and heard what his attorney stated on his behalf. See N.T. 12/18/2013 p. 41. Acknowledging this information, the Court stated, ‘[t]he witnesses that have testified in your support and the letters provided for those who are absent today all attest to your good moral character, your commitment to the community in general, and to your church.’ Id. The Court stated further:

Notwithstanding the uncontested good deeds that are attested to in these documents relative to your community, the issue alone is not whether you are viewed as an upstanding contributing member of society. The focus today must be on what you did do to this victim on March 8th of 2011 and how should you be held accountable for your behavior on that day.

Id. at 41–42. Despite [Gonzalez]’s contentions otherwise, the Court did in fact consider and weigh mitigating factors, yet found them of lesser value when considering the gravity of [Gonzalez]’s crimes against the victim. Additionally, at the time of sentencing, [Gonzalez] still refused to ‘acknowledge wrongdoing or the pain of the victim.’ Id. at 42. Such lack of remorse and accountability weighed heavily in the Court’s sentencing decisions and weighed against the mitigating factors [Gonzalez] claims the Court failed to consider. The Court reasoned that [Gonzalez]’s ‘choice to not express remorse for the victim’s consequences of that day limits the value of the character witnesses letters and testimony provided today such that I can consider them in shaping the sentence. But they cannot be viewed as an excuse for your behavior.’ Id.

 

Judgment of sentence affirmed.

109 A.3d 711, 2015 PA Super 13

7.3.7 State v. Alston 7.3.7 State v. Alston

STATE OF NORTH CAROLINA v. EDWARD ALSTON

No. 246A83

(Filed 6 March 1984)

1. Kidnapping § 1.2— sufficiency of evidence

The evidence in a prosecution for first degree kidnapping was insufficient to withstand defendant's motion to dismiss at the close of the evidence where the evidence introduced at trial provided substantial evidence of force, intimidation and removal of the victim by the defendant, but the evidence was insufficient to show that the defendant removed her with the intent to commit rape. The evidence tended to show that defendant approached the victim at her school, defendant blocked her way and grabbed her arm, forcing her to walk with him towards the parking lot; defendant questioned her about where she was living and expressed a desire to see her again; there was no evidence that while he held her he had an intent to have sex with her; he made no sexual remarks but expressed a desire to talk about the relationship; the two then embarked on a walk through the neighborhood; the defendant and the victim continued on their walk, staying slightly apart, with the defendant neither holding the victim nor threatening her in any way with what might happen if she tried to leave; defendant made no sexual remarks at all until they reached a wooded area some distance from the school and stopped to talk; there the victim told the defendant that the relationship was over; for the first time defendant spoke of sex and said he deserved another lovemaking session; they changed directions at that point; and the victim said nothing but followed defendant to the house where the two had gone to have sex before. G.S. 14-39(a), (b). All the evidence tended to show that, after the victim told the defendant their relationship was over and he made his statement concerning sex, the defendant did not threaten the victim in any way and did not touch her again until he actually had sex with her at a friend’s house. Instead, all the evidence tends to show that the victim followed the defendant to the friend’s house without protesting or giving any apparent indication that she went unwillingly. Such evidence was insufficient to show that the defendant knew or had any reason to know at the time he removed the victim from the school that she would not have consensual sexual intercourse with him as she always had in the past.

2. Rape and Allied Offenses § 5— sufficiency of evidence of second degree rape

In a prosecution for second degree rape, the evidence was insufficient to allow the trial court to submit the issue to the jury where the record was devoid of any evidence that the victim was in any way intimidated into having sexual intercourse with the defendant by threat or any other act of the defendant. The victim specifically stated that her fear of the defendant was based on an experience with him prior to the date of the alleged rape and that on that date he did not hold her down or threaten her with what would happen if she refused to submit to him. Although the victim’s general fear of the defendant may have been justified by his conduct on prior occasions, absent evidence that the defendant used force or threats to overcome the will of the victim to *400 resist the sexual intercourse alleged to have been rape, such general fear was not sufficient to show that the defendant used the force required to support a conviction of rape. The State’s evidence was sufficient to show that the act of sexual intercourse in question was against the victim’s will, but insufficient to show that the act was accomplished by actual force or by a threat to use force unless she submitted.

APPEAL by the defendant pursuant to G.S. 7A-30(2) from the decision of a divided panel of the Court of Appeals which upheld judgments entered by Brannon, Judge on January 12, 1982 in Superior Court, Durham County. Heard in the Supreme Court October 5, 1983.

The defendant was charged in bills of indictment with second degree rape and first degree kidnapping. The defendant pleaded not guilty and was convicted by a jury on January 8, 1982 of both charges. He was sentenced to a maximum prison term of ten years and a minimum term of eight years for second degree rape. He received a sentence of 25 years on the first degree kidnapping conviction, which sentence was suspended for five years. The Court of Appeals affirmed both convictions.

Rufus L. Edmisten, Attorney General, by Luden Capone III, Assistant Attorney General, for the State.

Adam Stein, Appellate Defender, by Nora B. Henry, Assistant Appellate Defender, for the defendant appellant.

MITCHELL, Justice.

The defendant raises on appeal the question whether the evidence of his guilt of kidnapping and second degree rape was sufficient to support his convictions of those crimes. For reasons discussed herein, we conclude the evidence was insufficient to support his conviction of either crime.

The State’s evidence tended to show that at the time the incident occurred the defendant and the prosecuting witness in this case, Cottie Brown, had been involved for approximately six months in a consensual sexual relationship. During the six months the two had conflicts at times and Brown would leave the apartment she shared with the defendant to stay with her mother. She testified that she would return to the defendant and the apartment they shared when he called to tell her to return. Brown *401testified that she and the defendant had sexual relations throughout their relationship. Although she sometimes enjoyed their sexual relations, she often had sex with the defendant just to accommodate him. On those occasions, she would stand still and remain entirely passive while the defendant undressed her and had intercourse with her.

Brown testified that at times their consensual sexual relations involved some violence. The defendant had struck her several times throughout the relationship when she refused to give him money or refused to do what he wanted. Around May 15,1981, the defendant struck her after asking for money that she refused to give him. Brown left the apartment she shared with the defendant and moved in with her mother. She did not have intercourse with the defendant after May 15 until the alleged rape on June 15. After Brown left the defendant, he called her several times and visited her at Durham Technical Institute where she was enrolled in classes. When he visited her they talked about their relationship. Brown testified that she did not tell him she wanted to break off their relationship because she was afraid he would be angry.

On June 15, 1981, Brown arrived at Durham Technical Institute by taxicab to find the defendant standing close to the school door. The defendant blocked her path as she walked toward the door and asked her where she had moved. Brown refused to tell him, and the defendant grabbed her arm, saying that she was going with him. Brown testified that it would have taken some effort to pull away. The two walked toward the parking lot and Brown told the defendant she would walk with him if he let her go. The defendant then released her. She testified that she did not run away from him because she was afraid of him. She stated that other students were nearby.

Brown stated that she and the defendant then began a casually paced walk in the neighborhood around the school. They walked, sometimes side by side, sometimes with Brown slightly behind the defendant. As they walked they talked about their relationship. Brown said the defendant did not hold her or help her along in any way as they walked. The defendant talked about Brown’s “dogging” him and making him seem a fool and about Brown’s mother’s interference in the relationship. When the *402defendant and Brown left the parking lot, the defendant threatened to “fix” her face so that her mother could see he was not playing. While they were walking out of the parking lot, Brown told the defendant she wanted to go to class. He replied that she was going to miss class that day.

The two continued to walk away from the school. Brown testified that the defendant continually talked about their relationship as they walked, but that she paid little attention to what he said because she was preoccupied with her own thoughts. They passed several people. They walked along several streets and went down a path close to a wooded area where they stopped to talk. The defendant asked again where Brown had moved. She asked him whether he would let her go if she told him her address. The defendant then asked whether the relationship was over and Brown told him it was. He then said that since everyone could see her but him he had a right to make love to her again. Brown said nothing.

The two turned around at that point and began walking towards a street they had walked down previously. Changing directions, they walked in the same fashion they had walked before — side by side with Brown sometimes slightly behind. The defendant did not hold or touch Brown as they walked. Brown testified that the defendant did not say where they were going but that, when he said he wanted to make love, she knew he was going to the house of a friend. She said they had gone to the house on prior occasions to have sex. The defendant and Brown passed the same group of men they had passed previously. Brown did not ask for assistance because some of the men were friends of the defendant, and she assumed they would not help. The defendant and Brown continued to walk to the house of one of the defendant’s friends, Lawrence Taylor.

When they entered the house, Taylor was inside. Brown sat in the living room while the defendant and Taylor went to the back of the house and talked. When asked why she did not try to leave when the defendant and Taylor were in the back of the house, Brown replied, “It was nowhere to go. I don’t know. I just didn’t.” The defendant returned to the living room area and turned on the television. He attempted to fix a broken fan. Brown asked Taylor for a cigarette, and he gave her one.

*403The defendant began talking to Brown about another man she had been seeing. By that time Taylor had gone out of the room and perhaps the house. The defendant asked if Brown was “ready.” The evidence tended to show that she told him “no, that I wasn’t going to bed with him.” She testified that she did not want to have sex with the defendant and did not consent to do so at any time on June 15.

After Brown finished her cigarette, the defendant began kissing her neck. He pulled her up from the chair in which she had been sitting and started undressing her. He noticed that she was having her menstrual period, and she sat down pulling her pants back up. The defendant again took off her pants and blouse. He told her to lay down on a bed which was in the living room. She complied and the defendant pushed apart her legs and had sexual intercourse with her. Brown testified that she did not try to push him away. She cried during the intercourse. Afterwards they talked. The defendant told her he wanted to make sure she was not lying about where she lived and that he would not let her up unless she told him.

After they dressed they talked again about the man Brown had been seeing. They left the house and went to the defendant’s mother’s house. After talking with the defendant’s mother, Brown took a bus home. She talked with her mother about taking out a complaint against the defendant but did not tell her mother she and the defendant had had sex. Brown made a complaint to the police the same day.

The defendant continued to call Brown after June 15, but she refused to see him. One evening he called from a telephone booth and told her he had to talk. When he got to her apartment he threatened to kick her door down and Brown let him inside. Once inside he said he had intended merely to talk to her but that he wanted to make love again after seeing her. Brown said she sat and looked at him, and that he began kissing her. She pulled away and he picked her up and carried her to the bedroom. He performed oral sex on her and she testified that she did not try to fight him off because she found she enjoyed it. The two stayed together until morning and had sexual intercourse several times that night. Brown did not disclose the incident to the police immediately because she said she was embarrassed.

*404The defendant put on no evidence and moved at the close of the State’s evidence for dismissal of both charges based on insufficiency of evidence. The trial court denied the motions and the majority in the Court of Appeals affirmed the trial court.

Upon the defendant’s motion to dismiss, the question for the court is whether substantial evidence was introduced of each element of the offense charged and that the defendant was the perpetrator. State v. Earnhardt, 307 N.C. 62, 296 S.E. 2d 649 (1982). Substantial evidence is “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” State v. Smith, 300 N.C. 71, 78-79, 265 S.E. 2d 164, 169 (1980). The issue of substantiality is a question of law for the court. If the evidence is sufficient only to raise a suspicion or conjecture as to either the commission of the offense or the identity of the perpetrator, the motion to dismiss should be allowed. State v. Cutler, 271 N.C. 379, 383, 156 S.E. 2d 679, 682 (1967). This is true even though the suspicion is strong. State v. Evans, 279 N.C. 447, 183 S.E. 2d 540 (1971).

The court is to consider the evidence in the light most favorable to the State in ruling on a motion to dismiss. State v. Earnhardt, 307 N.C. 62, 296 S.E. 2d 649 (1982). The State is entitled to every reasonable intendment and inference to be drawn from the evidence; contradictions and discrepancies do not warrant dismissal-they are for the jury to resolve. Id.

[l] In light of these principles, we examine first the evidence relating to the charge of kidnapping. Kidnapping is the unlawful restraint, confinement or removal of a person without that person’s consent, if the person is 16 or over, for one of the following purposes:

(1) Holding such other person for ransom or as a hostage or using such other person as a shield; or
(2) Facilitating the commission of any felony or facilitating flight of any person following the commission of a felony; or
(3) Doing serious bodily harm to or terrorizing the person so confined, restrained or removed or any other person.
(4) Holding such other person in involuntary servitude in violation of G.S. 14-43.2.

*405G.S. 14-39(a). In order to convict the defendant of first degree kidnapping, the State must allege and prove as an additional element that “the person kidnapped either was not released by the defendant in a safe place or had been seriously injured or sexually assaulted. . . .” G.S. 14-39(b); State v. Jerrett, 309 N.C. 239, 307 S.E. 2d 339 (1983).

The indictment for kidnapping in the present case alleged that the defendant removed Brown for the purpose of facilitating the commission of the felony of second degree rape. When such an indictment alleges an intent to commit a particular felony, the State must prove the particular intent alleged. State v. White, 307 N.C. 42, 296 S.E. 2d 267 (1982). In order to withstand the defendant’s motion to dismiss, the State was, therefore, required to introduce substantial evidence tending to show that the defendant had the intent to rape Brown at the time he removed her.

The defendant argues that no substantial evidence was introduced tending to show either that he forcibly removed Brown or that he had the intent to rape her when he did so. Our review of the evidence introduced at trial leads us to the conclusion that, although there was substantial evidence of force, intimidation and removal of Brown by the defendant, the evidence was insufficient to show that the defendant removed her with the intent to commit rape.

The evidence tended to show that when he approached Brown at the school on June 15, the defendant blocked her way and grabbed her arm, forcing her to walk with him towards the parking lot. He questioned her about where she was living and expressed a desire to see her again. There was no evidence that while he held her he had an intent to have sex with her. He made no sexual remarks but expressed a desire to talk about their relationship. The two then embarked on a walk through the neighborhood. The defendant and Brown continued on their walk, staying slightly apart, with the defendant neither holding Brown nor threatening her in any way with what might happen if she tried to leave. They talked about their relationship as they walked.

The defendant made no sexual remarks at all until they reached a wooded area some distance from the school and stopped to talk. There Brown told the defendant that the relationship was *406over. For the first time the defendant spoke of sex and said he deserved another lovemaking session. They changed directions at that point. Brown said nothing but followed him to the house where the two had gone to have sex before.

There was no substantial evidence of an intent by the defendant to have sex until the time he made his statement about deserving sex. Ordinarily, the mere fact that a defendant removed and then raped the victim is substantial evidence that the defendant removed the victim with the intent to commit rape. See State v. White, 307 N.C. 42, 49, 296 S.E. 2d 267, 271 (1982) (removal to facilitate sexual assault). Even when it is assumed arguendo that the defendant in this case raped Brown, however, all of the evidence tended to show that, at the time the defendant removed Brown, he had no reason to think that she would not engage in consensual sexual acts with him. To the contrary, all of the evidence tended to show that Brown’s actions on June 15 prior to telling the defendant that their relationship was at an end were entirely consistent with the well established pattern of the couple’s consensual sexual relationship. During that relationship she frequently remained entirely passive while the defendant at times engaged in some violence at the time of sexual intercourse. Brown’s conduct on June 15, at least prior to her telling the defendant the relationship was over, was entirely consistent with her prior consensual sexual conduct. It in no way indicated to the defendant that he would have to rape Brown in order to have sexual intercourse with her. Therefore, there was no substantial evidence that the defendant had formed the intent to rape Brown at the time he forcibly removed her or that he removed her with the intent to facilitate any such crime.

All of the evidence tended to show that, after Brown told the defendant their relationship was over and he made his statement concerning sex, the defendant did not threaten Brown in any way and did not touch her again until he actually had sex with her at the Taylor house. Instead, all of the evidence tends to show that Brown followed the defendant to the Taylor house without protesting or giving any apparent indication that she went unwillingly. We think that such evidence was insufficient to show that the defendant knew or had any reason to know at the time he removed Brown from the school that she would not have consensual sexual intercourse with him as she always had in the past. Thus, *407there was no substantial evidence that the defendant had formed an intent to rape Brown at the time he removed her from the school.

Since there was no substantial evidence of forcible confinement, restraint or removal for the purpose of committing rape, the State failed to present substantial evidence of every element of the offense charged in the bill of indictment. We reverse the majority holding of the Court of Appeals on this issue and hold that the trial court erred in denying the defendant’s motion to dismiss the kidnapping charge for insufficiency of the evidence.

[2] In his second assignment of error the defendant contends there was no substantial evidence that the sexual intercourse between Brown and him was by force and against her will. He argues that the evidence was insufficient to allow the trial court to submit the issue of his guilt of second degree rape to the jury. After a review of the evidence, we find this argument to have merit.

Second degree rape involves vaginal intercourse with the victim both by force and against the victim’s will. G.S. 14-27.3. Consent by the victim is a complete defense, but consent which is induced by fear of violence is void and is no legal consent. State v. Hall, 293 N.C. 559, 563, 238 S.E. 2d 473, 476 (1977).

A defendant can be guilty of raping even his mistress or a “common strumpet.” Cf. State v. Long, 93 N.C. 542 (1885) (assault with intent to rape). This is so because consent to sexual intercourse freely given can be withdrawn at any time prior to penetration. State v. Way, 297 N.C. 293, 296, 254 S.E. 2d 760, 761 (1979). If the particular act of intercourse for which the defendant is charged was both by force and against the victim’s will, the offense is rape without regard to the victim’s consent given to the defendant for prior acts of intercourse. Id.; R. Anderson, 1 Wharton’s Criminal Law and Procedure § 302 (1957).

Where as here the victim has engaged in a prior continuing consensual sexual relationship with the defendant, however, determining the victim’s state of mind at the time of the alleged rape obviously is made more difficult. Although inquiry in such cases still must be made into the victim’s state of mind at the time of the alleged rape, the State ordinarily will be able to show *408the victim’s lack of consent to the specific act charged only by evidence of statements or actions by the victim which were clearly communicated to the defendant and which expressly and unequivocally indicated the victim’s withdrawal of any prior consent and lack of consent to the particular act of intercourse.

In the present case the State introduced such evidence. It is true, of course, that Brown gave no physical resistance to the defendant. Evidence of physical resistance is not necessary to prove lack of consent in a rape case in this jurisdiction. State v. Hall, 293 N.C. 559, 563, 238 S.E. 2d 473, 476 (1977). Brown testified unequivocally that she did not consent to sexual intercourse with the defendant on June 15. She was equally unequivocal in testifying that she submitted to sexual intercourse with the defendant only because she was afraid of him. During their walk, she told the defendant that their relationship was at an end. When the defendant asked her if she was “ready” immediately prior to having sexual intercourse with her, she told him “no, that I wasn’t going to bed with him.” Even in the absence of physical resistance by Brown, such testimony by her provided substantial evidence that the act of sexual intercourse was against her will. See, e.g., State v. Arnold, 284 N.C. 41, 199 S.E. 2d 423 (1973).

The State did not offer substantial evidence, however, of the element of force. As we have stated, actual physical force need not be shown in order to establish force sufficient to constitute an element of the crime of rape. Threats of serious bodily harm which reasonably induce fear thereof are sufficient. See State v. Burns, 287 N.C. 102, 214 S.E. 2d 56, cert. denied, 428 U.S. 933 (1975). In the present case there was no substantial evidence of either actual or constructive force.

The evidence in the present case tended to show that, shortly after the defendant met Brown at the school, they walked out of the parking lot with the defendant in front. He stopped and told Brown he was going to “fix” her face so that her mother could see he was not “playing.” This threat by the defendant and his act of grabbing Brown by the arm at the school, although they may have induced fear, appeared to have been unrelated to the act of sexual intercourse between Brown and the defendant. More important, the record is devoid of evidence that Brown was in any way intimidated into having sexual intercourse with the de*409fendant by that threat or any other act of the defendant on June 15. Brown said she did not pay a lot of attention to what the defendant said because she was thinking about other things. She specifically stated that her fear of the defendant was based on an experience with him prior to June 15 and that on June 15 he did not hold her down or threaten her with what would happen if she refused to submit to him. The State failed to offer substantial evidence of force used or threatened by the defendant on June 15 which related to his desire to have sexual intercourse on that date and was sufficient to overcome the will of the victim.

We note that the absence of an explicit threat is not determinative in considering whether there was sufficient force in whatever form to overcome the will of the victim. It is enough if the totality of the circumstances gives rise to a reasonable inference that the unspoken purpose of the threat was to force the victim to submit to unwanted sexual intercourse. State v. Barnette, 304 N.C. 447, 284 S.E. 2d 298 (1981). The evidence introduced in the present case, however, gave rise to no such inference. Under the peculiar facts of this case, there was no substantial evidence that threats or force by the defendant on June 15 were sufficiently related to sexual conduct to cause Brown to believe that she had to submit to sexual intercourse with him or suffer harm. Although Brown’s general fear of the defendant may have been justified by his conduct on prior occasions, absent evidence that the defendant used force or threats to overcome the will of the victim to resist the sexual intercourse alleged to have been rape, such general fear was not sufficient to show that the defendant used the force required to support a conviction of rape.

In summary, we think that the State’s evidence was sufficient to show that the act of sexual intercourse in question was against Brown’s will. It was not sufficient, however, to show that the act was accomplished by actual force or by a threat to use force unless she submitted to sexual intercourse. Since the State did not introduce substantial evidence of the element of force required to sustain a conviction of rape, the trial court erred in denying the defendant’s motion to dismiss the case against the defendant for second degree rape.

For the foregoing reasons, we reverse the opinion of the Court of Appeals holding that there was no error in the defend*410ant’s trial for kidnapping and second degree rape and remand this action to the Court of Appeals for its further remand to the Superior Court, Durham County, for the entry of directed verdicts in favor of the defendant.

Case No. 81CRS14691 —Second degree rape — reversed and remanded.

Case No. 81CRS29047 — First degree kidnapping — reversed and remanded.

7.4 Mens Rea of Sexual assault and Statutory Sex Offenses 7.4 Mens Rea of Sexual assault and Statutory Sex Offenses

7.4.1 Minnesota 609.345 Criminal Sexual Conduct Subd. 1a (Statutory rape) 7.4.1 Minnesota 609.345 Criminal Sexual Conduct Subd. 1a (Statutory rape)

Below are the provisions related to age related criminal sexual conduct cases with those under the age of 18. 

Subd. 1a.Victim under the age of 18; crime defined.

A person who engages in sexual contact with anyone under 18 years of age is guilty of criminal sexual conduct in the fourth degree if any of the following circumstances exists:

(e) the complainant is at least 16 but less than 18 years of age and the actor is more than 36 months older than the complainant and in a current or recent position of authority over the complainant. Neither mistake as to the complainant's age nor consent to the act by the complainant is a defense;

(f) the actor has a significant relationship to the complainant and the complainant was at least 16 but under 18 years of age at the time of the sexual contact. Neither mistake as to the complainant's age nor consent to the act by the complainant is a defense;

 

Subd. 15.Significant relationship.

 

"Significant relationship" means a situation in which the actor is:

(1) the complainant's parent, stepparent, or guardian;

(2) any of the following persons related to the complainant by blood, marriage, or adoption: brother, sister, stepbrother, stepsister, first cousin, aunt, uncle, nephew, niece, grandparent, great-grandparent, great-uncle, great-aunt;

(3) an adult who jointly resides intermittently or regularly in the same dwelling as the complainant and who is not the complainant's spouse; or

(4) an adult who is or was involved in a significant romantic or sexual relationship with the parent of a complainant.

7.4.2 Commonwealth v. Lopez 7.4.2 Commonwealth v. Lopez

433 Mass. 722 (2001)

COMMONWEALTH
v.
KENNY LOPEZ.

Supreme Judicial Court of Massachusetts, Hampden.

December 6, 2000.
April 17, 2001.

Present: MARSHALL, C.J., GREANEY, IRELAND, SPINA, COWIN, & SOSMAN, JJ.

Carlo A. Obligato, Committee for Public Counsel Services, for the defendant.

Thomas H. Townsend, Assistant District Attorney, for the Commonwealth.

SPINA, J.

The defendant, Kenny Lopez, was convicted on two indictments charging rape and one indictment charging indecent assault and battery on a person over the age of fourteen years. We granted his application for direct appellate review. The defendant claims error in the judge's refusal to give a mistake of fact instruction to the jury. He asks us to recognize a defendant's honest and reasonable belief as to a complainant's consent as a defense to the crime of rape, and to reverse his convictions and grant him a new trial. Based on the record presented, we decline to do so, and affirm the convictions.

1. Background. We summarize facts that the jury could have found. On May 8, 1998, the victim, a seventeen year old girl, was living in a foster home in Springfield. At approximately 3 P.M., she started walking to a restaurant where she had planned to meet her biological mother. On the way, she encountered the [723] defendant. He introduced himself, asked where she was going, and offered to walk with her. The victim met her mother and introduced the defendant as her friend. The defendant said that he lived in the same foster home as the victim and that "they knew each other from school." Sometime later, the defendant left to make a telephone call. When the victim left the restaurant, the defendant was waiting outside and offered to walk her home. She agreed.

The two walked to a park across the street from the victim's foster home and talked for approximately twenty to thirty minutes. The victim's foster sisters were within earshot, and the victim feared that she would be caught violating her foster mother's rules against bringing "a guy near the house." The defendant suggested that they take a walk in the woods nearby. At one point, deep in the woods, the victim said that she wanted to go home. The defendant said, "Trust me," and assured her that nothing would happen and that he would not hurt her. The defendant led the victim down a path to a secluded area.

The defendant asked the victim why she was so distant and said that he wanted to start a relationship with her. She said that she did not want to "get into any relationship." The defendant began making sexual innuendos to which the victim did not respond. He grabbed her by her wrist and began kissing her on the lips. She pulled away and said, "No, I don't want to do this." The defendant then told the victim that if she "had sex with him, [she] would love him more." She repeated, "No, I don't want to. I don't want to do this." He raised her shirt and touched her breasts. She immediately pulled her shirt down and pushed him away.

The defendant then pushed the victim against a slate slab, unbuttoned her pants, and pulled them down. Using his legs to pin down her legs, he produced a condom and asked her to put it on him. The victim said, "No." The defendant put the condom on and told the victim that he wanted her to put his penis inside her. She said, "No." He then raped her, and she began to cry. A few minutes later, the victim made a "jerking move" to her left. The defendant became angry, turned her around, pushed her face into the slate, and raped her again. The treating physician described the bruising to the victim's knees as [724] significant." The physician opined that there had been "excessive force and trauma to the [vaginal] area" based on his observation that there was "a lot of swelling" in her external vaginal area and her hymen had been torn and was "still oozing." The doctor noted that in his experience it was "fairly rare" to see that much swelling and trauma.

The defendant told the victim that she "would get in a lot of trouble" if she said anything. He then grabbed her by the arm, kissed her, and said, "I'll see you later." The victim went home and showered. She told her foster mother, who immediately dialed 911. The victim cried hysterically as she spoke to the 911 operator.

The defendant's version of the encounter was diametrically opposed to that of the victim. He testified that the victim had been a willing and active partner in consensual sexual intercourse. Specifically, the defendant claimed that the victim initiated intimate activity, and never once told him to stop. Additionally, the defendant testified that the victim invited him to a party that evening so that he could meet her friends. The defendant further claimed that when he told her that he would be unable to attend, the victim appeared "mildly upset."

Before the jury retired, defense counsel requested a mistake of fact instruction as to consent.[1] The judge declined to give the instruction, saying that, based "both on the law, as well as on the facts, that instruction is not warranted." Because the defendant's theory at trial was that the victim actually consented and not that the defendant was "confused, misled, or mistaken" as to the victim's willingness to engage in sexual intercourse, the judge concluded that the ultimate question for the jury was simply whether they believed the victim's or the defendant's version of the encounter. The decision not to give the instruction provides the basis for this appeal.

2. Mistake of fact instruction. The defendant claims that the judge erred in failing to give his proposed mistake of fact [725] instruction.[2] The defendant, however, was not entitled to this instruction. In Commonwealth v. Ascolillo, 405 Mass. 456 (1989), we held that the defendant was not entitled to a mistake of fact instruction, and declined to adopt a rule that "in order to establish the crime of rape the Commonwealth must prove in every case not only that the defendant intended intercourse but also that he did not act pursuant to an honest and reasonable belief that the victim consented" (emphasis added). Id. at 463, quoting Commonwealth v. Grant, 391 Mass. 645, 651 (1984). Neither the plain language of our rape statute nor this court's decisions prior to the Ascolillo decision warrant a different result.

A fundamental tenet of criminal law is that culpability requires a showing that the prohibited conduct (actus reus) was committed with the concomitant mental state (mens rea) prescribed for the offense. See, e.g., Morissette v. United States, 342 U.S. 246, 250 (1952) ("The contention that an injury can amount to a crime only when inflicted by intention is no provincial or transient notion"). The mistake of fact "defense" is available where the mistake negates the existence of a mental state essential to a material element of the offense.[3] See Model Penal Code § 2.04(1)(a) (1985) ("Ignorance or mistake as to a [726] matter of fact or law is a defense if: ... the ignorance or mistake negatives the purpose, knowledge, belief, recklessness or negligence required to establish a material element of the offense"). In determining whether the defendant's honest and reasonable belief as to the victim's consent would relieve him of culpability, it is necessary to review the required elements of the crime of rape.

At common law, rape was defined as "the carnal knowledge of a woman forcibly and against her will." 4 W. Blackstone, Commentaries 210. See Commonwealth v. Chretien, 383 Mass. 123, 127 (1981). Since 1642, rape has been proscribed by statute in this Commonwealth. See Commonwealth v. Burke, 105 Mass. 376, 380 (1870) (citing first rape statute codified at 2 Mass. Col. Rec. 21). While there have been several revisions to this statute, the definition and the required elements of the crime have remained essentially unchanged since its original enactment. The current rape statute, G. L. c. 265, § 22 (b), provides in pertinent part:

"Whoever has sexual intercourse or unnatural sexual intercourse with a person and compels such person to submit by force and against his will, or compels such person to submit by threat of bodily injury, shall be punished by imprisonment in the state prison for not more than twenty years."

This statute follows the common-law definition of rape, and requires the Commonwealth to prove beyond a reasonable doubt that the defendant committed (1) sexual intercourse (2) by force or threat of force and against the will of the victim. See Commonwealth v. Sherry, 386 Mass. 682, 687 (1982) ("The essence of the crime of rape, whether aggravated or unaggravated, is sexual intercourse with another compelled by force and against the victim's will or compelled by threat of bodily injury").

As to the first element, there has been very little disagreement. Sexual intercourse is defined as penetration of the victim, [727] regardless of degree. The second element has proven to be more complicated. We have construed the element, "by force and against his will," as truly encompassing two separate elements each of which must independently be satisfied. See generally Commonwealth v. Caracciola, 409 Mass. 648, 653-654 (1991) (stating elements of "force" and "against his will" not superfluous, but instead must be read together). Therefore, the Commonwealth must demonstrate beyond a reasonable doubt that the defendant committed sexual intercourse (1) by means of physical force, Commonwealth v. Sherry, supra at 696; nonphysical, constructive force, Commonwealth v. Caracciola, supra at 653-655; or threats of bodily harm, either explicit or implicit, Commonwealth v. Sherry, supra ("threats of bodily harm, inferred or expressed"); and (2) at the time of penetration, there was no consent.

Although the Commonwealth must prove lack of consent, the "elements necessary for rape do not require that the defendant intend the intercourse be without consent." Commonwealth v. Grant, 391 Mass. 645, 650 (1984). See Commonwealth v. Cordeiro, 401 Mass. 843, 851 n.11 (1988) ("The Commonwealth is not required to prove either that the defendant intended the sexual intercourse be without consent or that he had actual knowledge of the victim's lack of consent"); Commonwealth v. Lefkowitz, 20 Mass. App. Ct. 513, 518 (1985) ("As the Supreme Judicial Court made clear in Commonwealth v. Grant, [supra at 649,] the crime of rape ... does not require for conviction proof that the defendant harbored a `specific intent that the intercourse be without consent'"). Historically, the relevant inquiry has been limited to consent in fact, and no mens rea or knowledge as to the lack of consent has ever been required. See Commonwealth v. Burke, supra at 377 ("The simple question, expressed in the briefest form, is, Was the [victim] willing or unwilling?"). See also Commonwealth v. Lefkowitz, supra at 519 ("the prosecution has proved rape if the jury concludes that the intercourse was in fact nonconsensual [that is, effectuated by force or by threat of bodily injury], without any special emphasis on the defendant's state of mind").

A mistake of fact as to consent, therefore, has very little application to our rape statute. Because G. L. c. 265, § 22, does [728] not require proof of a defendant's knowledge of the victim's lack of consent or intent to engage in nonconsensual intercourse as a material element of the offense, a mistake as to that consent cannot, therefore, negate a mental state required for commission of the prohibited conduct. Any perception (reasonable, honest, or otherwise) of the defendant as to the victim's consent is consequently not relevant to a rape prosecution. See Cavallaro, A Big Mistake: Eroding the Defense of Mistake of Fact About Consent in Rape, 86 J. Crim. L. & Criminology 815, 818 (1996) (mistake of fact instruction is "available as a defense to a particular charge only where the definition of the offense makes a defendant's mental state as to a particular element material").

This is not to say, contrary to the defendant's suggestion, that the absence of any mens rea as to the consent element transforms rape into a strict liability crime. It does not. See Commonwealth v. Cordeiro, 401 Mass. 843, 850-851 n.11 (1988); Commonwealth v. Grant, supra at 649-651. Rape, at common law and pursuant to G. L. c. 265, § 22, is a general intent crime, Commonwealth v. Troy, 405 Mass. 253, 260 (1989), citing Commonwealth v. Grant, supra at 649-650, and proof that a defendant intended sexual intercourse by force coupled with proof that the victim did not in fact consent is sufficient to maintain a conviction. See Bryden, Redefining Rape, 3 Buff. Crim. L. Rev. 317, 325 (2000) ("At common law, rape was a `general intent' crime: The requisite intention was merely to perform the sexual act, rather than have nonconsensual intercourse").

Other jurisdictions have held that a mistake of fact instruction is necessary to prevent injustice. New Jersey, for instance, does not require the force necessary for rape to be anything more than what is needed to accomplish penetration. See In re M.T.S., 129 N.J. 422, 444 (1992) ("physical force in excess of that inherent in the act of sexual penetration is not required for such penetration to be unlawful"). Thus, an instruction as to a defendant's honest and reasonable belief as to consent is available in New Jersey to mitigate the undesirable and unforeseen consequences that may flow from this construction. By contrast, in this Commonwealth, unless the putative victim has been rendered incapable of consent, the prosecution must prove that [729] the defendant compelled the victim's submission by use of physical force; nonphysical, constructive force; or threat of force. See Commonwealth v. Caracciola, 409 Mass. 648, 653 (1991). See also Commonwealth v. Helfant, 398 Mass. 214, 220-222 (1986) ("Because the victim there was `so drunk as to be utterly senseless and incapable of consenting,' the court upheld the conviction based on proof only of `such force as was necessary to effect the [penetration]'") (citation omitted). Proof of the element of force, therefore, should negate any possible mistake as to consent.[4] See Johnson v. State, 204 Ga. App. 369 (1992). See also Estrich, Rape, 95 Yale L.J. 1087, 1098-1099 (1986) ("The requirement that sexual intercourse be accompanied by force or threat of force to constitute rape provides a [defendant] with some protection against mistakes as to consent").

We also have concerns that the mistake of fact defense would tend to eviscerate the long-standing rule in this Commonwealth that victims need not use any force to resist an attack. See Commonwealth v. Sherry, supra at 688, citing Commonwealth v. McDonald, 110 Mass. 405, 406 (1872). A shift in focus from the victim's to the defendant's state of mind might require victims to use physical force in order to communicate an unqualified lack of consent to defeat any honest and reasonable belief as to consent. The mistake of fact defense is incompatible with the evolution of our jurisprudence with respect to the crime of rape.

We are cognizant that our interpretation is not shared by the [730] majority of other jurisdictions. States that recognize a mistake of fact as to consent generally have done so by legislation. Some State statutes expressly require a showing of a defendant's intent as to nonconsent. Alaska, for example, requires proof of a culpable state of mind. "Lack of consent is a `surrounding circumstance' which under the Revised Code, requires a complementary mental state as well as conduct to constitute a crime." Reynolds v. State, 664 P.2d 621, 625 (Alaska 1983). Because no specific mental state is mentioned in Alaska's statute governing sexual assault in the first degree, the State "must prove that the defendant acted `recklessly' regarding his putative victim's lack of consent." Id. So understood, an honest and reasonable mistake as to consent would negate the culpability requirement attached to the element of consent. See Colo. Rev. Stat. § 18-3-402(1) (1999) ("Any actor who knowingly inflicts sexual intrusion or sexual penetration on a victim commits sexual assault ..."); Or. Rev. Stat. § 161.115(2) (1999) ("Except as provided in [Or. Rev. Stat. §] 161.105, if a statute defining an offense does not prescribe a culpable mental state, culpability is nonetheless required and is established only if a person acts intentionally, knowingly, recklessly or with criminal negligence"); Tex. Penal Code § 22.021(a)(1)(A)(i) (West Supp. 2001) ("A person commits an offense if the person ... intentionally or knowingly ... causes the penetration of the anus or female sexual organ of another person by any means, without that person's consent").

The New Jersey statute defines sexual assault (rape) as "any act of sexual penetration engaged in by the defendant without the affirmative and freely-given permission of the victim to the specific act of penetration." In re M.T.S., supra at 444. A defendant, by claiming that he had permission to engage in sexual intercourse, places his state of mind directly in issue. The jury must then determine "whether the defendant's belief that the alleged victim had freely given affirmative permission was reasonable." Id. at 448.

The mistake of fact "defense" has been recognized by judicial decision in some States. In 1975, the Supreme Court of California became the first State court to recognize a mistake of fact defense in rape cases. See People v. Mayberry, 15 Cal. 3d [731] 143 (1975) (en banc). Although the court did not make a specific determination that intent was required as to the element of consent, it did conclude that, "[i]f a defendant entertains a reasonable and bona fide belief that a prosecutrix [sic] voluntarily consented ... to engage in sexual intercourse, it is apparent he does not possess the wrongful intent that is a prerequisite under Penal Code section 20 to a conviction of ... rape by means of force or threat." Id. at 153. Thus, the intent required is an intent to engage in nonconsensual sexual intercourse, and the State must prove that a defendant intentionally engaged in intercourse and was at least negligent regarding consent.[5]

Other State courts have employed a variety of different constructions in adopting the mistake of fact defense. See State v. Smith, 210 Conn. 132, 142 (1989) ("We arrive at that result, however, not on the basis of our penal code provision relating to a mistake of fact ... but on the ground that whether a complainant should be found to have consented depends upon how her behavior would have been viewed by a reasonable person under the surrounding circumstances"); State v. Koonce, [732] 731 S.W.2d 431, 437 n.2 (Mo. Ct. App. 1987) (construing rape statute to require defendant acted at least recklessly as to consent).

However, the minority of States sharing our view is significant. See People v. Witte, 115 Ill. App. 3d 20, 26 n.2 (1983) ("whether the defendant intended to commit the offense[s] without the victim's consent is not relevant, the critical question being whether the victim did, in fact, consent. This involves her mental state, not the defendant's"); State v. Christensen, 414 N.W.2d 843, 845-846 (Iowa 1987) ("[D]efendant's awareness of a putative sexual abuse victim's lack of consent is not an element of third-degree sexual abuse.... [I]t follows from this premise that a defendant's mistake of fact as to that consent would not negate an element of the offense"); State v. Reed, 479 A.2d 1291, 1296 (Me. 1984) ("The legislature, by carefully defining the sex offenses in the criminal code, and by making no reference to a culpable state of mind for rape, clearly indicated that rape compelled by force or threat requires no culpable state of mind"); State v. Ayer, 136 N.H. 191, 195 (1992); Commonwealth v. Williams, 294 Pa. Super. 93, 100 (1982) ("The crux of the offense of rape is force and lack of [the] victim's consent.... When one individual uses force or the threat thereof to have sexual relations with a person ... and without the person's consent he has committed the crime of rape"). See also People v. Hale, 142 Mich. App. 451, 453 (1985); State v. Elmore, 54 Wash. App. 54, 56 (1989); Brown v. State, 59 Wis. 2d 200, 213-214 (1973). This case does not persuade us that we should recognize a mistake of fact as to consent as a defense to rape in all cases. See Commonwealth v. Ascolillo, supra at 463. Whether such a defense might, in some circumstances, be appropriate is a difficult question that we may consider on a future case where a defendant's claim of reasonable mistake of fact is at least arguably supported by the evidence. This is not such a case.

Judgments affirmed.

[1] The defendant proposed the following instruction: "If the Commonwealth has not proved beyond a reasonable doubt that the defendant was not motivated by a reasonable and honest belief that the complaining witness consented to sexual intercourse, you must find the defendant not guilty."

[2] Some commentators point out that a reasonable and honest belief as to consent and a reasonable mistake of consent are "slightly different defenses." Note, Rethinking the Reasonable Belief Defense to Rape, 100 Yale L.J. 2687, 2688 n.9 (1991). "A defendant's reasonable belief of consent may be consistent with actual consent, while a reasonable mistake implies that the victim did not consent." Id. "The defense of `mistake of fact' as to consent is similar to, but not precisely coextensive with, the defense of `honest and reasonable belief' as to consent." Cavallaro, A Big Mistake: Eroding the Defense of Mistake of Fact About Consent in Rape, 86 J. Crim. L. & Criminology 815, 815 n.1 (1996). The distinction between the two theories has little impact on this appeal, and therefore, we refer to the defendant's proposed instruction of a reasonable and honest belief as to consent as a "mistake of fact" instruction.

[3] Thus understood, a mistake of fact is not truly a defense, but rather a means of demonstrating that the prosecution has failed to prove beyond a reasonable doubt the essential elements of the crime. See Keedy, Ignorance and Mistake in the Criminal Law, 22 Harv. L. Rev. 75, 86 n.4 (1908) ("Such defenses as mistake and alibi, each of which denies one of the elements of guilt, must not in this connection be confounded with defenses of an affirmative character under which the defendant admits the commission of the crime but claims exemption from punishment because of some excusing fact, such as self-defense"). See also W.R. LaFave & A.W. Scott, Jr., Substantive Criminal Law § 5.1(a), at 406 (2d ed. 1986) ("[i]nstead of speaking of ignorance or mistake of fact, it would be just as easy to note simply that the defendant cannot be convicted when it is shown that he does not have the mental state required by law for commission of that particular offense").

[4] In the case before us, the Commonwealth's evidence of force consisted of physical force, as described by the victim and corroborated by medical examination. The trial judge properly instructed as to the amount of force necessary to support a conviction. The judge, in essence, gave the model jury instruction as to the required element of force. We quote the model instruction, in pertinent part:

"The second element the Commonwealth must prove beyond a reasonable doubt is that the natural or unnatural sexual intercourse was accomplished by force or by threat of bodily injury and against the complainant's will. The force needed for rape may, depending on the circumstances, be constructive force, as well as physical force, violence or threat of bodily harm."

[5] Since that time, the Supreme Court of California has retreated from its original holding and steadily has eroded the defense. Today, the defense is available only if there is "substantial evidence of equivocal conduct that would have led a defendant to reasonably and in good faith believe consent existed where it did not." People v. Williams, 4 Cal. 4th 354, 362 (1992). Thus, as a threshold matter, the judge, not the jury, must find that the evidence with respect to consent is equivocal. Unless this showing is made, the "jury will be foreclosed from considering evidence that the defendant honestly and reasonably believed that there was consent, even if that jury would have credited such evidence." Cavallaro, supra at 852. This requirement, in effect, virtually eliminates the mistake of fact doctrine because "[t]hose defendants who, as a factual matter, would present the strongest mistake case, by testifying to conduct that could be characterized as `unequivocal,' are precluded by the rule of Williams from presenting that defense to the jury." Id. at 838. On the other hand, a "defendant who describes an encounter in which the complainant's conduct was admittedly equivocal as to consent essentially concedes that point and is doomed to almost certain conviction." Id. at 838-839.

In the present case, there was no evidence of equivocal conduct. The complaining witness testified that she had told the defendant, repeatedly and explicitly, that she did not want any form of sexual contact; that she tried to get away from the defendant; and that she cried during the forced intercourse. The defendant testified that the complaining witness was the one to initiate intimate contact; that she participated actively; and that she suggested they get together again later that evening.

7.4.4 Garnett v. State 7.4.4 Garnett v. State

632 A.2d 797

Raymond Lennard GARNETT v. STATE of Maryland.

No. 3

Sept. Term, 1993.

Court of Appeals of Maryland.

Nov. 12, 1993.

*573Michael R. Braudes, Asst. Public Defender (Stephen E. Harris, Public Defender) both on brief, Baltimore, for appellant.

Ann N. Bosse, Asst. Atty. Gen. (J. Joseph Curran, Jr., Atty. Gen.), both on brief, Baltimore, for appellee.

Argued before MURPHY, C.J., and ELDRIDGE, RODOWSKY, McAULIFFE, CHASANOW, KARWACKI and ROBERT M. BELL, JJ.

MURPHY, Chief Judge.

Maryland’s “statutory rape” law prohibiting sexual intercourse with an underage person is codified in Maryland Code (1957, 1992 Repl.Vol.) Art. 27, § 463, which reads in full:

“Second degree rape.
(a) What constitutes. — A person is guilty of rape in the second degree if the person engages in vaginal intercourse with another person:
(1) By force or threat of force against the will and without the consent of the other person; or
(2) Who is mentally defective, mentally incapacitated, or physically helpless, and the person performing the act knows or should reasonably know the other person is mentally defective, mentally incapacitated, or physically helpless; or
*574(3) Who is under 14 years of age and the person performing the act is at least four years older than the victim.
(b) Penalty. — Any person violating the provisions of this section is guilty of a felony and upon conviction is subject to imprisonment for a period of not more than 20 years.”

Subsection (a)(3) represents the current version of a statutory provision dating back to the first comprehensive codification of the criminal law by the Legislature in 1809.1 Now we consider whether under the present statute, the State must prove that a defendant knew the complaining witness was younger than 14 and, in a related question, whether it was error at trial to exclude evidence that he had been told, and believed, that she was 16 years old.

I

Raymond Lennard Garnett is a young retarded man. At the time of the incident in question he was 20 years old. He has an I.Q. of 52. His guidance counselor from the Montgomery County public school system, Cynthia Parker, described him as a mildly retarded person who read on the third-grade level, did arithmetic on the 5th-grade level, and interacted with others socially at school at the level of someone 11 or 12 years of age. Ms. Parker added that Raymond attended special education classes and for at least one period of time was educated at home when he was afraid to return to school due to his classmates’ taunting. Because he could not understand the duties of the jobs given him, he failed to complete vocational assignments; he sometimes lost his way to work. As Raymond was unable to pass any of the State’s functional *575tests required for graduation, he received only a certificate of attendance rather than a high-school diploma.

In November or December 1990, a friend introduced Raymond to Erica Frazier, then aged 13; the two subsequently talked occasionally by telephone. On February 28, 1991, Raymond, apparently wishing to call for a ride home, approached the girl’s house at about nine o’clock in the evening. Erica opened her bedroom window, through which Raymond entered; he testified that “she just told me to get a ladder and climb up her window.” The two talked, and later engaged in sexual intercourse. Raymond left at about 4:30 a.m. the following morning. On November 19, 1991, Erica gave birth to a baby, of which Raymond is the biological father.

Raymond was tried before the Circuit Court for Montgomery County (Miller, J.) on one count of second degree rape under § 463(a)(3) proscribing sexual intercourse between a person under 14 and another at least four years older than the complainant. At trial, the defense twice proffered evidence to the effect that Erica herself and her friends had previously told Raymond that she was 16 years old, and that he had acted with that belief. The trial court excluded such evidence as immaterial, explaining:

“Under 463, the only two requirements as relate to this case are that there was vaginal intercourse, [and] that ... Ms. Frazier was under 14 years of age and that ... Mr. Garnett was at least four years older than she.
“In the Court’s opinion, consent is no defense to this charge. The victim’s representation as to her age and the defendant’s belief, if it existed, that she was not under age, what amounts to what otherwise might be termed a good faith defense, is in fact no defense to what amount[s] to statutory rape.
“It is in the Court’s opinion a strict liability offense.”

The court found Raymond guilty. It sentenced him to a term of five years in prison, suspended the sentence and imposed five years of probation, and ordered that he pay restitution to Erica and the Frazier family. Raymond noted an appeal; we *576granted certiorari prior to intermediate appellate review by the Court of Special Appeals to consider the important issue presented in the case, 329 Md. 601, 620 A.2d 940.

II

In 1975 the Legislative Council of the General Assembly established the Special Committee on Rape and Related Offenses, which proposed a complete revision of Maryland law pertaining to rape and other sex crimes. See generally J. William Pitcher, Rape and Other Sexual Offense Law Reform in Maryland 1976-1977, 7 U.Balt.L.Rev. 151 (1977). Based on the Committee’s work, Senate Bill 358 was introduced, amended, and enacted on May 17, 1976, as eh. 573 of the Acts of 1976. In part, it repealed the common law crime of rape, the former statutory prohibition of carnal knowledge of underage girls, and other related crimes and replaced them with the current array of criminal laws delineating two degrees of rape and four degrees of sexual offenses. See the 1976 Report of the Senate Judicial Proceedings Committee on S.B. 358, at 1-5 and Code, Art. 27, §§ 462-464C; see also Richard P. Gilbert & Charles E. Moylan, Jr., Maryland Criminal Law: Practice and Procedure 65-66, 68-81 (1983).

The new legislation reformulated the former statutory rape law by introducing the element of a four-year age difference between the accused and the underage complainant. Report of the Senate Judicial Proceedings Committee, at 2. As originally enacted by ch. 573 of the Acts of 1976, sexual intercourse with a person under 14 by an actor more than four years older was classified as rape in the first degree, and carried a maximum penalty of life imprisonment. The Legislature, by ch. 292 of the Acts of 1977, reduced the crime to rape in the second degree carrying a maximum sentence of 20 years in prison. These reforms of 1976 and 1977 created the law now embodied in § 463(a)(3).

Section 463(a)(3) does not expressly set forth a requirement that the accused have acted with a criminal state of mind, or mens rea. The State insists that the statute, by design, defines a strict liability offense, and that its essential elements *577were met in the instant case when Raymond, age 20, engaged in vaginal intercourse with Erica, a girl under 14 and more than 4 years his junior. Raymond replies that the criminal law exists to assess and punish morally culpable behavior. He says such culpability was absent here. He asks us either to engraft onto subsection (a)(3) an implicit mens rea requirement, or to recognize an affirmative defense of reasonable mistake as to the complainant’s age. Raymond argues that it is unjust, under the circumstances of this case which led him to think his conduct lawful, to brand him a felon and rapist.

Ill

Raymond asserts that the events of this case were inconsistent with the criminal sexual exploitation of a minor by an adult. As earlier observed, Raymond entered Erica’s bedroom at the girl’s invitation; she directed him to use a ladder to reach her window. They engaged voluntarily in sexual intercourse.. They remained together in the room for more than seven hours before Raymond departed at dawn. With an I.Q. of 52, Raymond functioned at approximately the same level as the 13-year-old Erica; he was mentally an adolescent in an adult’s body. Arguably, had Raymond’s chronological age, 20, matched his socio-intellectual age, about 12, he and Erica would have fallen well within the four-year age difference obviating a violation of the statute, and Raymond would not have been charged with any crime at all.

The precise legal issue here rests on Raymond’s unsuccessful efforts to introduce into evidence testimony that Erica and her friends had told him she was 16 years old, the age of consent to sexual relations, and that he believed them. Thus the trial court did not permit him to raise a defense of reasonable mistake of Erica’s age, by which defense Raymond would have asserted that he acted innocently without a criminal design. At common law, a crime occurred only upon the concurrence of an individual’s act and his guilty state of mind. Dawkins v. State, 313 Md. 638, 643, 547 A.2d 1041 (1988). In this regard, it is well understood that generally there are two *578components of every crime, the actus reus or guilty act and the mens rea or the guilty mind or mental state accompanying a forbidden act. The requirement that an accused have acted with a culpable mental state is an axiom of criminal jurisprudence. Writing for the United States Supreme Court, Justice Robert Jackson observed:

“The contention that an injury can amount to a crime only when inflicted by intention is no provincial or transient notion. It is as universal and persistent in mature systems of law as belief in freedom of the human will and a consequent ability and duty of-the normal individual to choose between good and evil.
* * * * * *
“Crime as a compound concept, generally constituted only from a concurrence of an evil-meaning mind with an evildoing hand, was congenial to an intense individualism and took deep and early root in American soil.”

Morissette v. United States, 342 U.S. 246, 250-252, 72 S.Ct. 240, 243-244, 96 L.Ed. 288 (1952).

To be sure, legislative bodies since the mid-19th century have created strict liability criminal offenses requiring no mens rea. Almost all such statutes responded to the demands of public health and welfare arising from the complexities of society after the Industrial Revolution. Typically misdemeanors involving only fines or other light penalties, these strict liability laws regulated food, milk, liquor, medicines and drugs, securities, motor vehicles and traffic, the labeling of goods for sale, and the like. See Dawkins, supra, 313 Md. at 644-645, 547 A.2d 1041; see generally Francis Bowes Sayre, Public Welfare Offenses, 33 Colum.L.Rev. 55 (1933); Richard G. Singer, The Resurgence of Mens Rea: III — The Rise and Fall of Strict Criminal Liability, 30 B.C.L.Rev. 337, 340-373 (1989) (suggesting, however, that strict liability doctrine in the United States in the late 19th century was motivated largely by moralistic fervor, such as found in the prohibitionist movement); Wayne R. LaFave & Austin W. Scott, Jr., Criminal Law 242-243 (2d ed. 1986); 1 Wharton’s Criminal Law 100-*579111 (Charles E. Torcia ed., 14th ed. 1978). Statutory rape, carrying the stigma of felony as well as a potential sentence of 20 years in prison, contrasts markedly with the other strict liability regulatory offenses and their light penalties.

Modern scholars generally reject the concept of strict criminal liability. Professors LaFave and Scott summarize the consensus that punishing conduct without reference to the actor’s state of mind fails to reach the desired end and is unjust:

“ ‘It is inefficacious because conduct unaccompanied by an awareness of the factors making it criminal does not mark the actor as one who needs to be subjected to punishment in order to deter him or others from behaving similarly in the future, nor does it single him out as a socially dangerous individual who needs to be incapacitated or reformed. It is unjust because the actor is subjected to the stigma of a criminal conviction without being morally blameworthy. Consequently, on either a preventive or retributive theory of criminal punishment, the criminal sanction is inappropriate in the absence of mens rea.’ ”

LaFave & Scott, supra, at 248, quoting Herbert L. Packer, Mens Rea and the Supreme Court, 1962 Sup.Ct.Rev. 107, 109.

Dean Singer has articulated other weaknesses of strict criminal liability theory: 1) extensive government civil regulations and strict liability in tort achieve the same deterrent effect; 2) the judicial efficiency of dispatching minor offenses without an inquiry into mens rea is attained equally by decriminalizing them, and hearing such cases in a regulatory or administrative forum; 3) the small penalties imposed for most strict liability offenses oblige the public to engage in a pernicious game of distinguishing “real” crime from some lesser form of crime; 4) some strict liability laws may result from careless drafting; and 5) strict liability dilutes the moral force that the criminal law has historically carried. Singer, supra, at 389-397, 403-404. The author concludes that “the predicate for all criminal liability is blameworthiness; it is the social stigma which a finding of guilt carries that distinguishes *580the criminal [penalty] from all other sanctions. If the predicate is removed, the criminal law is set adrift.” Id. at 404-405.

Conscious of the disfavor in which strict criminal liability resides, the Model Penal Code states generally as a minimum requirement of culpability that a person is not guilty of a criminal offense unless he acts purposely, knowingly, recklessly, or negligently, i.e., with some degree of mens rea. Model Penal Code § 2.02 (Official Draft and Revised Comments 1980). The Code allows generally for a defense of ignorance or mistake of fact negating mens rea. Id. at § 2.04. The Model Penal Code generally recognizes strict liability for offenses deemed “violations,” defined as wrongs subject only to a fine, forfeiture, or other civil penalty upon conviction, and not giving rise to any legal disability. Id. at §§ 1.04, 2.05.2

The commentators similarly disapprove of statutory rape as a strict liability crime. In addition to the arguments discussed above, they observe that statutory rape prosecutions often proceed even when the defendant’s judgment as to the age of the complainant is warranted by her appearance, her sexual sophistication, her verbal misrepresentations, and the defendant’s careful attempts to ascertain her true age. See Larry W. Myers, Reasonable Mistake of Age: A Needed Defense to Statutory Rape, 64 Mich.L.Rev. 105, 106 (1965). Voluntary intercourse with a sexually mature teen-ager lacks the features of psychic abnormality, exploitation, or physical danger *581that accompanies such conduct with children. Id. at 119-122.3 See also Richard A. Tonry, Comment, Statutory Rape: A Critique, 26 La.L.Rev. 105 (1965); Michael McGillicuddy, Note, Criminal Law: Mistake of Age as Defense to Statutory Rape, 18 U.Fla.L.Rev. 699 (1966); Dennis L. Pieragostini, Note, Reasonable Mistake as to Age — a, Defense to Statutory Rape under the New Penal Code, 2 Conn.L.Rev. 433 (1969) (statute since superseded); Kelly Vance, Note, State v. Elton: The Failure to Recognize a Defense to Statutory Rape, 1983 Utah L.Rev. 437 (case subsequently reversed upon reconsideration); Benjamin L. Reiss, Note, Alaska’s Mens Rea Requirements for Statutory Rape, 9 Alaska L.Rev. 377 (1992). But see Frances Olsen, Statutory Rape: A Feminist Critique of Rights Analysis, 63 Tex.L.Rev. 387, 401-413 (1984).

Two sub-parts of the rationale underlying strict criminal liability require further analysis at this point. Statutory rape laws are often justified on the “lesser legal wrong” theory or the “moral wrong” theory; by such reasoning, the defendant acting without mens rea nonetheless deserves punishment for having committed a lesser crime, fornication, or for having violated moral teachings that prohibit sex outside of marriage. See LaFave & Scott, supra, at 410-410; Myers, supra, at 127-129. Maryland has no law against fornication. It is not a crime in this state. Moreover, the criminalization of an act, performed without a guilty mind, deemed immoral by some members of the community rests uneasily on subjective and shifting norms. “[D]etermining precisely what the ‘community ethic’ actually is [is] not an easy task in a heterogeneous society in which our public pronouncements about morality often are not synonymous with our private conduct.” LaFave & Scott, supra, at 411. The drafters of the Model Penal Code remarked:

“[T]he actor who reasonably believes that his partner is above that age [of consent] lacks culpability with respect to the factor deemed critical to liability. Punishing him any*582way simply because his intended conduct would have been immoral under the facts as he supposed them to be postulates a relation between criminality and immorality that is inaccurate on both descriptive and normative grounds. The penal law does not try to enforce all aspects of community morality, and any thoroughgoing attempt to do so would extend the prospect of criminal sanctions far into the sphere of individual liberty and create a regime too demanding for all save the best among us.”

Id., Comment to § 213.6, at 415. We acknowledge here that it is uncertain to what extent Raymond’s intellectual and social retardation may have impaired his ability to comprehend imperatives of sexual morality in any case.

IV

The legislatures of 17 states have enacted laws permitting a mistake of age defense in some form in cases of sexual offenses with underage persons. In Kentucky, the accused may prove in exculpation that he did not know the facts or conditions relevant to the complainant’s age. Ky.Rev.Stat. Ann. § 510.030 (1992). In Washington, the defendant may assert that he reasonably believed the complainant to be of a certain age based on the alleged victim’s own declarations. Wash.Rev.Code Ann. § 9A.44.030 (1988, 1993 Cum.Supp.) In some states, the defense is available in instances where the complainant’s age rises above a statutorily prescribed level, but is not available when the complainant falls below the defining age. E.g. Pa.Cons.Stat.Ann. tit. 18, § 3102 (1983) (defining critical age at 14); W.Va.Code Ann. § 61-8B-12 (1992 Repl.Vol.) (defining critical age at 11, defense subject to a recklessness standard); Or.Rev.Stat.Ann. § 163.325 (1990 Repl.Vol.) (defining critical age at 16).4 In other states, the *583availability of the defense depends on the severity of the sex offense charged to the accused. E.g. Minn.Stat.Ann. §§ 609.-344-609.345 (1987, 1993 Cum.Supp.) (defense available for certain charges under third-degree and fourth-degree criminal sexual conduct).5

In addition, the highest appellate courts of four states have determined that statutory rape laws by implication required an element of mens rea as to the complainant’s age. In the landmark case of People v. Hernandez, 61 Cal.2d 529, 39 Cal.Rptr. 361, 393 P.2d 673 (1964), the California Supreme Court held that, absent a legislative directive to the contrary, a charge of statutory rape was defensible wherein a criminal intent was lacking; it reversed the trial court’s refusal to permit the defendant to present evidence of his good faith, reasonable belief that the complaining witness had reached the age of consent. In so doing, the court first questioned the assumption that age alone confers a sophistication sufficient to create legitimate consent to sexual relations: “the sexually experienced 15-year-old may be far more acutely aware of the implications of sexual intercourse than her sheltered cousin who is beyond the age of consent.” Id., 39 Cal.Rptr. at 362, 393 P.2d at 674. The court then rejected the traditional view that those who engage in sex with young persons do so at their peril, assuming the risk that their partners are underage:

“[I]f [the perpetrator] participates in a mutual act of sexual intercourse, believing his partner to be beyond the age of consent, with reasonable grounds for such belief, where is his criminal intent? In such circumstances he has not consciously taken any risk. Instead he has subjectively eliminated the risk by satisfying himself on reasonable *584evidence that the crime cannot be committed. If it occurs that he has been mislead, we cannot realistically conclude for such reason alone the intent with which he undertook the act suddenly becomes more heinous.... [T]he courts have uniformly failed to satisfactorily explain the nature of the criminal intent present in the mind of one who in good faith believes he has obtained a lawful consent before engaging in the prohibited act.”

Id., 39 Cal.Rptr. at 364, 393 P.2d at 676.

The Supreme Court of Alaska has held that a charge of statutory rape is legally unsupportable unless a defense of reasonable mistake of age is allowed. State v. Guest, 583 P.2d 836,- 838-839 (Alaska 1978). The Supreme Court of Utah construed the applicable unlawful sexual intercourse statute to • mean that a conviction could not result unless the state proved a criminal state of mind as to each element of the offense, including the victim’s age. State v. Elton, 680 P.2d 727, 729 (Utah 1984) (Utah Criminal Code since amended to disallow mistake of age as a defense to unlawful sexual intercourse).6 The Supreme Court of New Mexico determined that a defendant should have been permitted at trial to present a defense that his partner in consensual sex told him she was 17, not 15, that this had been confirmed to him by others, and that he had acted under that mistaken belief. Perez v. State, 111 N.M. 160, 803 P.2d 249, 250-251 (1990). Two-fifths of the states, therefore, now recognize the defense in cases of statutory sexual offenses.

V

We think it sufficiently clear, however, that Maryland’s second degree rape statute defines a strict liability offense *585that does not require the State to prove mens rea; it makes no allowance for a mistake-of-age defense. The plain language of § 463, viewed in its entirety, and the legislative history of its creation lead to this conclusion.

It is well settled that in interpreting a statute to ascertain and effectuate its goal, our first recourse is to the words of the statute, giving them their ordinary and natural import. Fairbanks v. McCarter, 330 Md. 39, 46, 622 A.2d 121 (1993); NCR Corp. v. Comptroller, 313 Md. 118, 124, 544 A.2d 764 (1988). While penal statutes are to be strictly construed in favor of the defendant, the construction must ultimately depend upon discerning the intention of the Legislature when it drafted and enacted the law in question. State v. Kennedy, 320 Md. 749, 754-755, 580 A.2d 193 (1990); Davis v. State, 319 Md. 56, 60-61, 570 A.2d 855 (1990). To that end, the Court may appropriately look at the larger context, including external manifestations of the legislative purpose, within which statutory language appears. Fairbanks v. McCarter, supra, 330 Md. at 46, 622 A.2d 121; Dickerson v. State, 324 Md. 163, 170-171, 596 A.2d 648 (1991); Morris v. Prince George’s County, 319 Md. 597, 603-604, 573 A.2d 1346 (1990).

Section 463(a)(3) prohibiting sexual intercourse with underage persons makes no reference to the actor’s knowledge, belief, or other state of mind. As we see it, this silence as to mens rea results from legislative design. First, subsection (a)(3) stands in stark contrast to the provision immediately before it, subsection (a)(2) prohibiting vaginal intercourse with incapacitated or helpless persons. In subsection (a)(2), the Legislature expressly provided as an element of the offense that “the person performing the act knows or should reasonably know the other person is mentally defective, mentally incapacitated, or physically helpless.” Code, § 463(a)(2) (emphasis added). In drafting this subsection, the Legislature showed itself perfectly capable of recognizing and allowing for a defense that obviates criminal intent; if the defendant objectively did not understand that the sex partner was im*586paired, there is no crime. That it chose not to include similar language in subsection (a)(3) indicates that the Legislature aimed to make statutory rape with underage persons a more severe prohibition based on strict criminal liability. See McAlear v. McAlear, 298 Md. 320, 343-344, 469 A.2d 1256 (1984) (a court must read the language of a statute in relation to all of its provisions in determining legislative intent); Pennsylvania Nat’l Mut. v. Gartelman, 288 Md. 151, 159, 416 A.2d 734 (1980) (same).

Second, an examination of the drafting history of § 463 during the 1976 revision of Maryland’s sexual offense laws reveals that the statute was viewed as one of strict liability from its inception and throughout the amendment process. As originally proposed, Senate Bill 358 defined as a sexual offense in the first degree a sex act committed with a person less than 14 years old by an actor four or more years older.. See the 1976 Report of the Senate Judicial Proceedings Committee on S.B. 358, at 1-2. The Senate Judicial Proceedings Committee then offered a series of amendments to the bill. Among them, Amendment # 13 reduced the stipulated age of the victim from less than 14 to 12 or less. 1976 Senate Journal, at 1363. Amendment # 16 then added a provision defining a sexual offense in the second degree as a sex act with another “under 14 years of age, which age the person performing the sexual act knows or should know.” 1976 Senate Journal, at 1364. These initial amendments suggest that, at the very earliest stages of the bill’s life, the Legislature distinguished between some form of strict criminal liability, applicable to offenses where the victim was age 12 . or under, and a lesser offense with a mens rea requirement when the victim was between the ages of 12 and 14.

Senate Bill 358 in its amended form was passed by the Senate on March 11,1976. 1976 Senate Journal, at 1566. The House of Delegates’ Judiciary Committee, however, then proposed changes of its own. It rejected the Senate amendments, and defined an offense of rape, without a mens rea *587requirement, for sexual acts performed with someone under the age of 14. See 1976 House Journal, at 3686.7 The Senate concurred in the House amendments and S.B. 358 became law. 1976 House Journal, at 3761; 1976 Senate Journal, at 3429; 1976 Acts of Maryland, at 1536. Thus the Legislature explicitly raised, considered, and then explicitly jettisoned any notion of a mens rea element with respect to the complainant’s age in enacting the law that formed the basis of current § 463(a)(3). In the light of such legislative action, we must inevitably conclude that the current law imposes strict liability on its violators.

This interpretation is consistent with the traditional view of statutory rape as a strict liability crime designed to protect young persons from the dangers of sexual exploitation by adults, loss of chastity, physical injury, and, in the case of girls, pregnancy. See Michael M. v. Sonoma County Superior Court, 450 U.S. 464, 470, 101 S.Ct. 1200, 1204-05, 67 L.Ed.2d 437 (1981); Rita Eidson, Note, The Constitutionality of Statutory Rape Laws, 27 UCLA L.Rev. 757, 760-761 (1980). The majority of states retain statutes which impose strict liability for sexual acts with underage complainants. We observe again, as earlier, that even among those states providing for a mistake-of-age defense in some instances, the defense often is not available where the sex partner is 14 years old or less; the complaining witness in the instant case was only 13. The majority of appellate courts, including the Court of Special Appeals, have held statutory rape to be a strict liability crime. Eggleston v. State, 4 Md.App. 124, 241 A.2d 433 (1968); see the compilation in W.E. Shipley, Annotation, Mistake or Lack of Information as to Victim’s Age as Defense to Statutory Rape, 8 A.L.R.3d 1100 (1966, 1992 Supp.).

*588VI

Maryland’s second degree rape statute is by nature a creature of legislátion. Any new provision introducing an element of mens rea, or permitting a defense of reasonable mistake of age, with respect to the offense of sexual intercourse with a person less than 14, should properly result from an act of the Legislature itself, rather than judicial fiat. Until then, defendants in extraordinary cases, like Raymond, will rely upon the tempering discretion of the trial court at sentencing.

JUDGMENT AFFIRMED, WITH COSTS.

ELDRIDGE, Judge,

dissenting:

Both the majority opinion and Judge Bell’s dissenting opinion view the question in this case to be whether, on the one hand, Maryland Code (1957, 1992 Repl.Vol.), Art. 27, § 463(a)(3), is entirely a strict liability statute without any mens rea requirement or, on the other hand, contains the requirement that the defendant knew that the person with whom he or she was having sexual relations was under 14 years of age.

The majority takes the position that the statute defines an entirely strict liability offense and has no mens rea requirement whatsoever. The majority indicates that the defendant’s “knowledge, belief, or other state of mind” is wholly immaterial. The majority opinion at one point states: “We acknowledge here that it is uncertain to what extent Raymond’s intellectual and social retardation may have impaired his ability to comprehend imperatives of sexual morality in any case.” Nevertheless, according to the majority, it was permissible for the trial judge to have precluded exploration into Raymond’s knowledge and comprehension because the offense is entirely one of strict liability.

Judge Bell’s dissent, however, argues that, under the due process clauses of the Fourteenth Amendment and the Maryland Declaration of Rights, any “defendant may defend on the basis that he was mistaken as to the age of the prosecutrix.”

*589In my view, the issue concerning a mens rea requirement in § 463(a)(3) is not limited to a choice between one of the extremes set forth in the majority’s and Judge Bell’s opinions. I agree with the majority that an ordinary defendant’s mistake about the age of his or her sexual partner is not a defense to a prosecution under § 463(a)(3). Furthermore I am not persuaded, at least at the present time, that either the federal or state constitutions require that a defendant’s honest belief that the other person was above the age of consent be a defense.1 This does not mean, however, that the statute contains no mens rea requirement at all.

The legislative history of § 463(a)(3), set forth in the majority opinion, demonstrates that the House of Delegates rejected the Senate’s proposed requirement that an older person, having sexual relations with another under 14 years of age, know or should know that the other person was under 14. The House of Delegates’ version was ultimately adopted. From this, the majority concludes that the enacted version was “without a mens rea requirement.” The majority’s conclusion does not necessarily follow. Although the General Assembly rejected one specific knowledge requirement, it did not decree that any and all evidence concerning a defendant’s knowledge and comprehension was immaterial.

There are pure strict liability offenses where “the purpose of the penalty is to regulate rather than to punish behavior” and where criminal “liability is imposed regardless of the defendant’s state of mind,” Dawkins v. State, 313 Md. 638, 645, 547 A.2d 1041 (1988). These “offenses commonly involve light fines or penalties,” Dawkins, 313 Md. at 644, 547 A.2d at 1044. There are other offenses (also unfortunately often called “strict liability” offenses) where the legislature has dispensed with a knowledge requirement in one respect but *590has not intended to impose criminal liability regardless of the defendant’s state of mind.2 Such offenses

“do require ‘fault’ ..., in that they ‘can be interpreted as legislative judgments that persons who intentionally engage in certain activities and occupy some peculiar or distinctive position of control are to be held accountable for the occurrence of certain consequences.’ ”

W. LaFave & A. Scott, Jr., Substantive Criminal Law, ch. 3, § 3.8(c), at 349 (1986), quoting Wasserstrom, Strict Criminal Liability, 12 Stan.L.Rev. 731, 743 (1960). See also P. Robinson, Criminal Law Defenses, ch. 3, § 108(b), at 535 (1984) (“If reasonable mistake as to the victim’s age is disallowed ... [tjhere is, ... strict liability with respect to that element ”) (emphasis added).

Neither the statutory language nor the legislative history of § 463(a)(3), or of the other provisions of the 1976 and 1977 sexual offense statutes, indicate that the General Assembly intended § 463(a)(3) to define a pure strict liability offense where criminal liability is imposed regardless of the defendant’s mental state. The penalty provision for a violation of § 463(a)(3), namely making the offense a felony punishable by a maximum of 20 years imprisonment (§ 463(b)), is strong evidence that the General Assembly did not intend to create a pure strict liability offense.

In the typical situation involving an older person’s engaging in consensual sexual activities with a teenager below the age of consent, and the scenario which the General Assembly likely contemplated when it enacted §§ 463(a)(3), 464A(a)(3), 464B(a)(3), 4640(a)(2), and 4640(a)(3), the defendant knows and intends that he or she is engaging in sexual activity with a young person. In addition, the defendant knows that the *591activity is regarded as immoral and/or improper by large segments of society. Moreover, the defendant is aware that “consent” by persons who are too young is ineffective. Although in a particular case the defendant may honestly but mistakenly believe, because of representations or appearances, that the other person is above the age of consent, the ordinary defendant in such case is or ought to be aware that there is a risk that the young person is not above the age of consent. As the majority opinion points out, “the traditional view [is] that those who engage in sex with young persons do so at their peril, assuming the risk that their partners are underage .... ” It seems to me that the above-mentioned knowledge factors, and particularly the mental ability to appreciate that one is taking a risk, constitute the mem rea of the offenses defined by §§ 463(a)(3), 464A(a)(3), 464B(a)(3), 4640(a)(2) and 4640(a)(3). In enacting these provisions, the General Assembly assumed that a defendant is able to appreciate the risk involved by intentionally and knowingly engaging in sexual activities with a young person. There is no indication that the General Assembly intended that criminal liability attach to one who, because of his or her mental impairment, was unable to appreciate that risk.

It is unreasonable to assume that the Legislature intended for one to be convicted under § 463(a)(3), or under any of the other statutes proscribing sexual activity with underage persons, regardless of his or her mental state. Suppose, for example, that Raymond Garnett had not had an I.Q. of 52, but rather, had been more severely mentally retarded as was the young woman involved in Wentzel v. Montgomery Gen. Hosp., 293 Md. 685, 447 A.2d 1244, cert. denied, 459 U.S. 1147, 103 S.Ct. 790, 74 L.Ed.2d 995 (1983). The mentally retarded person in Wentzel had an I.Q. of 25-30, was physiologically capable of bearing a child, but was unable to comprehend the act of sexual intercourse, or even to understand the difference between the sexes. If someone so disabled, having reached Raymond’s chronological age, then had “consensual” sexual intercourse with a person younger than fourteen years of age, I do not believe that he or she would have violated Art. 27, *592§ 463(a)(3). Under the view that §§ 463(a)(3), 464A(a)(3), 464B(a)(3), etc., define pure strict liability offenses without any regard for the defendant’s mental state, presumably a 20 year old, who passes out because of drinking too many alcoholic beverages, would be guilty of a sexual offense if a 13 year old engages in various sexual activities with the 20 year old while the latter is unconscious. I cannot imagine that the General Assembly intended any such result.

An impaired mental condition may show the absence of mens rea, depending upon the circumstances. See, e.g., Simmons v. State, 313 Md. 33, 39 n. 3, 542 A.2d 1258, 1261 n. 3 (1988); Hoey v. State, 311 Md. 473, 494-495, 536 A.2d 622 (1988). In light of the defendant Garnett’s mental retardation, and its effect upon his knowledge and comprehension, he may or may not have had the requisite mens rea. As previously mentioned, the majority opinion itself acknowledges that it is uncertain to what extent Raymond’s intellectual and social retardation may have impaired his ability to comprehend standards of sexual morality. The problem in this case is that the trial judge’s view of the statute, which the majority adopts, precluded an exploration into the matter.

The majority points out that the trial court would not allow testimony that Erica and her friends had told the defendant that she was 16 years old. The trial court, however, went further. The court would not allow the defendant to testify concerning his knowledge. More importantly, the trial judge took the position that the offense proscribed by § 463(a)(3) is “a strict liability offense” and that the only requirements for conviction were that “the defendant had sexual intercourse with Erica Frazier, that at that time she was 13 years of age, [and] at that time the defendant was more than 4 years older than she. These are the only requirements that the State need prove beyond a reasonable doubt.” The trial court’s position that the offense lacked any mens rea requirement, and that the defendant’s mental state was wholly immaterial, was, in my view, erroneous.

I would reverse and remand for a new trial.

*593ROBERT M. BELL, Judge,

dissenting.

“It may be possible to conceive of legislation ... so flagrantly in conflict with natural right, that the courts may set it aside as unwarranted, though no clause of the constitution can be found prohibiting it. But the cases must be rare indeed; and whenever they do occur the interposition of the judicial veto will rest upon such foundations of necessity that there can be little or no room for hesitation.”

Richard G. Singer, The Resurgence of Mens Rea: III — The Rise and Fall of Strict Criminal Liability, 30 B.C.L.Rev. 337, 368 (1989), quoting State v. Clottu, 33 Ind. 409, 410-11 (1870).

I do not dispute that the legislative history of Maryland Code (1957, 1992 Repl.Vol.), Art. 27, section 463 may be read to support the majority’s interpretation that subsection (a)(3)1 was intended to be a strict liability statute. See majority opinion at 585. Nor do I disagree that it is in the public interest to protect the sexually naive child from the adverse physical, emotional, or psychological effects of sexual relations. I do not believe, however, that the General Assembly, in every case, whatever the nature of the crime and no matter how harsh the potential penalty, can subject a defendant to strict criminal liability. To hold, as a matter of law, that section 463(a)(3)2 does not require the State to prove that a defendant *594possessed the necessary mental state to commit the crime, ie. knowingly engaged in sexual relations with a female under 14, or that the defendant may not litigate that issue in defense, “offends a principle of justice so rooted in the traditions of conscience of our people as to be ranked as fundamental” and is, therefore, inconsistent with due process. See United States v. Ransom, 942 F.2d 775, 776-77 (10th Cir.1991), cert. denied, — U.S. —, 112 S.Ct. 897, 116 L.Ed.2d 799 (1992), quoting Snyder v. Massachusetts, 291 U.S. 97, 105, 54 S.Ct. 330, 332, 78 L.Ed. 674, 677 (1934).

In the case sub judice, according to the defendant, he intended to have sex with a 16, not a 13, year old girl. This mistake of fact was prompted, he said, by the prosecutrix herself; she and her friends told him that she was 16 years old. Because he was mistaken as to the prosecutrix’s age, he submits, he is certainly less culpable than the person who knows that the minor is 13 years old, but nonetheless engages in sexual relations with her. Notwithstanding, the majority has construed section 463(a)(3) to exclude any proof of knowledge or intent. But for that construction, the proffered defense would be viable. I would hold that the State is not relieved of its burden to prove the defendant’s intent or knowledge in a statutory rape case and, therefore, that the defendant may defend on the basis that he was mistaken as to the age of the prosecutrix.3

*595I. Mens Rea Generally

Generally, a culpable mental state, often referred to as mens tea, see Wharton’s Criminal Law, § 27, or intent, is, and long has been, an essential element of a criminal offense. Morissette v. United States, 342 U.S. 246, 251-52, 72 S.Ct. 240, 244, 96 L.Ed. 288, 294 (1952); Tate v. State, 236 Md. 312, 203 A.2d 882 (1964); Davis v. State, 204 Md. 44, 102 A.2d 816 (1953); Webb v. State, 201 Md. 158, 93 A.2d 80 (1952); Fenwick v. State, 63 Md. 239, 240-41 (1885). A crime ordinarily consists of prohibited conduct and a culpable mental state; a wrongful act and a wrongful intent must concur to constitute what the law deems a crime, the purpose being to avoid criminal liability for innocent or inadvertent conduct. See Dawkins v. State, 313 Md. 638, 643, 547 A.2d 1041, 1043 (1988); see also Wharton’s Criminal Law, § 27, citing United States v. Fox, 95 U.S. 670, 24 L.Ed. 538 (1877). Historically, therefore, unless the actor also harbored an evil, or otherwise culpable, mind, he or she was not guilty of any crime.

The Supreme Court in Morissette, recognized that ordinarily, a defendant cannot be convicted when he or she lacks the mental state which is an element of the offense charged. That concept — crime as a compound concept — gained early acceptance in the English Common law and “took deep and early root in American soil.” 4 342 U.S. at 251-52, 72 S.Ct. at 244, 96 L.Ed. at 294 (footnote omitted). In that case, Mr. Justice Jackson stated the proposition thusly:

The contention that an injury can amount to a crime only when inflicted by intention is no provincial or transient *596notion. It is as universal and persistent in mature systems of law as belief in freedom of the human will and a consequent ability and duty of the normal individual to choose between good and evil. A relation between some mental element and punishment for a harmful act is almost as instinctive as the child’s familiar exculpatory “But I didn’t mean to,” and has afforded the rational basis for a tardy and unfinished substitution of deterrence and reformation in place of retaliation and vengeance as the motivation for public prosecution. Unqualified acceptance of this doctrine by English common law in the Eighteenth Century was indicated by Blackstone’s sweeping statement that to constitute any crime there must first be a “vicious will.”

Id. at 250-51, 72 S.Ct. at 243, 96 L.Ed. at 294 (footnotes omitted).

In Morissette, (id. at 247-48, 72 S.Ct. at 242, 96 L.Ed. at 292-93), the defendant, a scrap iron collector, went onto a government bombing range, where bomb casings were piled haphazardly. Morissette loaded the casings onto his truck in broad daylight and took them. He was indicted for “unlawfully, wilfully and knowingly stealing] and converting]” property of the United States, in violation of 18 U.S.C. § 641, 18 U.S.C.A. § 641. He sought to defend on the basis that he thought the casings were abandoned, unwanted, and of no value to the government. The trial court refused to permit evidence on that point, which was affirmed on appeal. The Supreme Court reversed, holding that where intent is an essential element of the crime charged, its existence is a question of fact for the jury, and “the trial court may not withdraw or prejudge the issue by instruction that the law raises a presumption of intent from an act.” Id. at 274, 72 S.Ct. at 255, 96 L.Ed. at 306. It was in this context that the Court discussed the importance of intent. The Court concluded:

The unanimity with which they [courts] have adhered to the central thought that wrongdoing must be conscious to be criminal is emphasized by the variety, disparity and confusion of their definitions of the requisite but elusive mental *597element. However, courts of various jurisdictions, and for the purposes of different offenses, have devised working formulae, if not scientific ones, for the instruction of juries around such terms as “felonious intent,” “criminal intent,” “malice aforethought,” “guilty knowledge,” “fraudulent intent,” “willfulness,” “scienter,” to denote guilty knowledge or “mens rea,” to signify an evil purpose or mental culpability-

Id. at 252, 72 S.Ct. at 244, 96 L.Ed. at 294-95.

More recently, in Anderson v. State, 328 Md. 426, 444, 614 A.2d 963, 972 (1992), we held that the trial court improperly convicted the defendant for carrying concealed, pursuant to Article 27, § 36(a), a utility knife without considering the intent with which the utility knife was being carried. Noting that the utility knife could be used both as a tool and as a weapon, id. at 437-39, 614 A.2d at 968-69, we rejected the State’s argument that no intent was required. Id. at 444, 614 A.2d at 971. We said instead that, when the object is not a dangerous weapon per se, to convict a defendant of carrying a concealed dangerous weapon requires proof that the defendant intended to use the object as a weapon. Id. at 444, 614 A.2d at 971.

Although it recognized that Congress could dispense with the intent requirement if it did so specifically, the Court made clear that that power was not without limit. Morissette, 342 U.S. at 275, 72 S.Ct. at 256, 96 L.Ed. at 307, citing Tot v. United States, 319 U.S. 463, 467, 63 S.Ct. 1241, 1245, 87 L.Ed. 1519, 1524 (1943). Thus, when a legislature wants to eliminate intent as an element of a particular crime, it should expressly so state in the statute. See Larry W. Myers, Reasonable Mistake of Age: A Needed Defense to Statutory Rape, 64 Mich.L.Rev. 105,118-19 (1965); see also People v. Hernandez, 61 Cal.2d 529, 536, 39 Cal.Rptr. 361, 365, 393 P.2d 673, 677 (1964) (“in the absence of a legislative direction otherwise, a charge of statutory rape is defensible wherein criminal intent is lacking.”); Singer, supra, at 397. Legislative imposition of strict criminal liability, however, must be within constitutional limits; it cannot be permitted to violate the Due Process requirement of the Fourteenth Amendment, see Lambert v. *598California, 355 U.S. 225, 227, 78 S.Ct. 240, 242, 2 L.Ed.2d 228 (1957), or a comparable state constitutional provision. See infra.

II. Strict Liability Crimes

Strict liability crimes are recognized exceptions to the “guilty mind” rule in that they do not require the actor to possess a guilty mind, or the mens rea, to commit a crime. See Morissette, 342 U.S. at 251-52 n. 8, 72 S.Ct. at 244 n. 8, 96 L.Ed. at 294 n. 8. His or her state of mind being irrelevant, the actor is guilty of the crime at the moment that he or she does the prohibited act.

A.

In the evolution of the statutory criminal law, two classes of strict liability crimes have emerged. Richard A. Tonry, Statutory Rape: A Critique, La.L.Rev. 105 (1965). One of them consists of “public welfare” offenses. See id.; see also Dawkins, 313 Md. 638, 547 A.2d 1041. Typical of this class are statutes involving, for example, the sale of food, drugs, liquor, and traffic offenses, see Tonry, supra, at 106, designed to protect the health, safety, and welfare of the community at large; violation of such statutes “depend on no mental element but consists] only of forbidden acts or omissions.” Morissette, 342 U.S. 246, 72 S.Ct. 240, 96 L.Ed. 288. In the case of public welfare offenses, strict liability is justified on several bases, including: (1) only strict liability can deter profit-driven manufacturers from ignoring the well-being of the consuming public; (2) an inquiry into mens rea would exhaust the resources of the courts; (3) imposition of strict liability is not inconsistent with the moral underpinnings of the criminal law because the penalties are small and carry no stigma; and (4) the legislature is constitutionally empowered to create strict liability crimes for public welfare offenses. Singer, supra, at 389.

In Dawkins, 313 Md. at 644-645, 547 A.2d at 1044-45, this Court discussed the development of public welfare offenses and noted their characteristics:

*599“Public Welfare Offenses” are generally regulatory in nature. The earliest cases involved liquor and adulterated milk.... Later cases expanded the doctrine to apply to violations of traffic regulations and motor vehicle laws, sales or misbranded articles, and sales or purchases in violation of anti-narcoties laws.... These offenses commonly involve light fines or penalties____ “[T]he penalty in such cases is so slight that the courts can afford to disregard the individual in protecting the social interest.... ” Additionally, the purpose of the penalty is to regulate rather than to punish behavior.... While liability is imposed regardless of the defendant’s state of mind, the defendant is generally in a position to prevent the violation from occurring....

313 Md. at 645, 547 A.2d at 1044 (citations omitted). The Supreme Court has also commented on such offenses, observing:

These cases do not fit neatly into any of such accepted classifications of common-law offenses, such as those against the state, the person, property, or public morals. Many of these offenses are not in the nature of positive aggressions or invasions, with which the common law so often dealt, but are in the nature of neglect where the law requires care, or inaction where it imposes a duty. Many violations of such regulations result in no direct or immediate injury to person or property but merely create the danger or probability of it which the law seeks to minimize. While such offenses do not threaten the security of the state in the manner of treason, they may be regarded as offenses against its authority, for their occurrence impairs the efficiency of controls deemed essential to the social order as presently constituted. In this respect, whatever the intent of the violator, the injury is the same, and the consequences are injurious or not according to fortuity. Hence, legislation applicable to such offenses, as a matter of policy, does not specify intent as a necessary element. The accused, if he does not will the violation, usually is in a position to prevent it with no more care than society might reasonably expect *600and no more exertion than it might reasonably exact from one who assumed his responsibilities.

Morissette, 342 U.S. at 255-56, 72 S.Ct. at 246, 96 L.Ed. at 296. To like effect,

... public welfare offenses are new crimes, created solely by legislative enactments in the nature of police regulations. Moreover, these offenses are not strictly criminal, even though traditional criminal sanctions are relied upon, since the primary purpose of the legislature is neither punishment nor correction, but rather regulation.

Myers, supra, at 114 (footnote omitted).

Obviously, and the majority concurs, see majority opinion at 579, “statutory rape” is not merely a public welfare offense; it simply does not “fit” the characteristics of such an offense: it is a felony, not a misdemeanor. In striking contrast to “other strict liability regulatory offenses and their light penalties,” majority opinion at 579, the potential penalty of 20 years imprisonment is not a light penalty; unlike the “garden variety” strict liability penalty, the penalty under section 463(a)(3), is neither so insignificant that it can be ignored as a criminal sanction, see Singer, supra, at 394, nor so slight that the fate of the defendant can be ignored, see Wayne R. LaFave and Austin W. Scott, Jr., Criminal Law, § 31, at 219 (1972) (“The greater the possible punishment, the more likely some fault is required; and conversely, the lighter the possible punishment, the more likely the legislature meant to impose liability without fault.”); and section 463’s primary purpose is to penalize the “rapist”, not to correct his or her behavior.5

B.

The second class of strict liability offenses, having a different justification than public welfare offenses, consists of nar*601cotic,6 bigamy,7 adultery, and statutory rape crimes. See Morissette, 342 U.S. at 251 n. 8, 72 S.Ct. at 244 n. 8, 96 L.Ed. at 294 n. 8; Tonry, supra, at 106. State legislatures have historically used two theories to justify imposing strict liability in this class of offense: “lesser legal wrong” and “moral wrong.” See Benjamin L. Reiss, Alaska’s Mens Rea Requirements for Statutory Rape, 9 Alaska L.Rev. 377, 381-82 (1992).

The lesser legal wrong theory posits that a defendant who actually intended to do some legal or moral wrong is guilty not only of the crime intended but of a greater crime of which he or she may not have the requisite mental state. LaFave and Scott, supra, § 47, at 360. The elimination of a mens rea element for statutory rape is rationalized by focusing on the defendant’s intent to commit a related crime. Reiss, supra, at 381. In other words, if fornication8, engaging in sexual intercourse out of wedlock, see generally Model Penal Code, § 213.6, Comment at 430-39, is a crime, a defendant intending to engage in sex out of wedlock is made to suffer all of the legal consequences of that act. Statutory rape is such a legal consequence when the other participant is below the age of consent. Reiss, supra, at 382. The theory is premised, in short, upon the proposition that, as to certain crimes, “a ‘guilty mind’ in a very general sense, should suffice for the imposition *602of penal sanctions even when the defendant did not intentionally or knowingly engage in the acts proscribed in the statute.” See LaFave and Scott, supra, § 47, at 361.

The seminal case in this area is Regina v. Prince, L.R. 2 Cr.Cas.Res. 154 (1875), cited in Myers, supra, at 110 and Model Penal Code, § 213.6, Comment at 414 n. 6. There, the defendant was charged with unlawfully taking a girl under the age of 16 out of the possession of the father against his will. The defendant claimed that he acted on the reasonable belief that the girl was 18. The court held that it was no defense that he thought he was committing a different kind of wrong from that which he, in fact, was committing, it being wrong to remove a daughter, even one over 16, from her father’s household.

The lesser legal wrong theory does not provide a viable rationale for holding a defendant strictly liable for statutory rape where premarital sex is not criminal.9 Reiss, supra, at 382. See LaFave and Scott, supra, § 47, at 361 (“[W]here fornication is itself not criminal it [statutory rape] should not become criminal merely because the defendant has made a reasonable mistake about the age of the girl with whom he has intercourse”).10 Fornication is not a crime in Maryland. See *603Baker v. Lease, 236 Md. 246, 248, 203 A.2d 700, 701 (1964). Accordingly, in Maryland, there is no underlying offense from which to transfer intent. Moreover,

[a] man who engages in consensual intercourse in the reasonable belief that his partner has reached [the age of consent11] evidences no abnormality, no willingness to take advantage of immaturity, no propensity to corruption of minors. In short, he has demonstrated neither intent nor inclination to violate any of the interests that the law of statutory rape seeks to protect. At most, he has disregarded religious precept or social convention. In terms of mental culpability, his conduct is indistinguishable from that of any other person who engages in fornication. Whether he should be punished at all depends on a judgment about continuing fornication as a criminal offense, but at least he should not be subject to felony sanctions for statutory rape.

Model Penal Code § 213.6, Comment at 415.

C.

In utilizing the moral wrong theory, State legislatures seek to justify strict criminal liability for statutory rape when non-marital sexual intercourse is not a crime on the basis of society’s characterization of it as immoral or wrong, i.e., malum in se.12 Reiss, supra, at 382. The intent to commit *604such immoral acts supplies the mens rea for the related, but unintended crime; the outrage upon public decency or good morals, not conduct that is wrong only because it is prohibited by legislation, malum prohibitum, is the predicate.

There are significant problems with the moral wrong theory. First, it is questionable whether morality should be the basis for legislation or interpretation of the law. See Tonry, supra, at 113; see also Singer, supra, at 338 (moral blame should be abolished as a predicate for criminal liability). Immorality is not synonymous with illegality; intent to do an immoral act does not equate to intent to do a criminal act. Inferring criminal intent from immorality, especially when the accused is not even aware that the act is criminal, seems unjustifiable and unfair. See Reiss, supra, at 382. In addition, the values and morals of society are ever evolving. Because sexual intercourse between consenting unmarried adults and minors who have reached the age of consent is not now clearly considered to be immoral, the moral wrong theory does not support strict criminal liability for statutory rape.

Second, classifying an act as immoral, in and of itself, divorced from any consideration of the actor’s intention, is contrary to the general consensus of what makes an act moral or immoral. See Tonry, supra, at 113. Ordinarily, an act is either moral or immoral depending on the intention of the actor. Id., citing Holmes, Early Forms of Liability, in The Common Law 7 (Howe ed. 1963), citing Bradley, Ethical Studies, Essay 1 (1876) (“Even a dog distinguishes between being stumbled over and being kicked.”).

Third, the assertion that the act alone will suffice for liability without the necessity of proving criminal intent is contrary to the traditional demand of the criminal law that only the act plus criminal intent is sufficient to constitute a crime. See Tonry, supra, at 113. “Moral duties should not be identified with criminal duties,” and, thus, when fornication is *605itself not criminal it should not become criminal merely because the defendant has made a reasonable mistake about the age of the girl with whom he has had intercourse. See Hernandez, 61 Cal.2d at 534, 39 Cal.Rptr. at 364, 393 P.2d at 676; see also Myers, supra.

Therefore, although in the case sub judice, the defendant engaged in sexual relations with a girl 13 years old, a minor below the age of consent, his conduct is not malum, in se, see 4 W. Blackstone, Commentaries * 210, and, so, strict liability is not justified.

III. Mistake of Fact

Generally, a mistake of fact negates the mental state required to establish a material element of the crime. LaFave and Scott, supra, § 47, at 356. A person who engages in proscribed conduct is relieved of criminal liability if, because of ignorance or mistake of fact, he or she did not entertain the culpable mental state required for the commission of the offense. See Wharton’s Criminal Law § 76.13 Compare Richmond v. State, 330 Md. 223, 241-42, 623 A.2d 630, 638 (1993) (Bell, J., dissenting) (In case of self-defense, defendant who acts in self-defense is completely exonerated upon findings that he or she subjectively believed that his or her actions were necessary and, viewed objectively, that they were, in fact, necessary; in case of imperfect self-defense, defendant who subjectively believes that his or her actions were necessary, but, objectively, they were not, is not completely exonerated, although lesser sentence is appropriate).

Statutory rape is defined as sexual intercourse, by a person four or more years older, with a person under the age of 14. Maryland Code (1957, 1992 Repl.Vol.) Art. 27, § 463(a)(3).14 *606That statute conclusively presumes that a person under that age is incapable of legally consenting to sexual intercourse.15 *607Rau v. State, 133 Md. 613, 105 A. 867 (1919) (consent is not an element of assault with intent to have carnal knowledge of a female child under 14 years);16 Ollis v. State, 44 Ga.App. 793, 163 S.E. 309 (1932); Golden v. Commonwealth, 289 Ky. 379, 158 S.W.2d 967 (1942). That the female is incapable of consenting means that any act of intercourse in which she engages, even with her consent, is conclusively presumed to have been against her will. See Tonry, supra, at 106. Consequently, a person engaging in intercourse with a female, whom he knows to be under 14 may not set up her consent as a defense. This does not mean, however, that one who does not know that the female is under 14 should not be able to set up his mistake of fact as a defense. This is because the closer a minor is to the age of consent, the more the appearance and behavior of that minor can be expected to be consistent with persons who have attained the age of consent. Perez v. State, 111 N.M. 160, 803 P.2d 249 (1990) (strict liability inappropriate where victim in 13-16 age range); Hernandez, 61 Cal.2d at 534 n. 3, 39 Cal.Rptr. at 364 n. 3, 393 P.2d at 676 n. 3. Indeed, one may plausibly mistake a minor 13 years old as being of the statutory age of consent.

A girl 13 years old may appear to be, and, in fact, may represent herself as being, over 16. If she should appear to be the age represented, a defendant may suppose reasonably that he received a valid consent from his partner, whom he mistakenly believes to be of legal age, only to find that her *608consent is legally invalid. In this situation, the majority holds, his reasonable belief as to the girl’s age and consequent lack of criminal intent are no defense; the act alone suffices to establish guilt. But it is when the minor plausibly may represent that she has attained the age of consent that need for a defendant to be able to present a defense based on his or her belief that the minor was of the age to consent is the greatest.

The California Supreme Court in Hernandez, 61 Cal.2d at 534 n. 3, 39 Cal.Rptr. at 364 n. 3, 393 P.2d at 676 n. 3, quoting Plascowe, Sex and the Law 184-85 (1951), has recognized mistake of age as a defense to statutory rape. There, the defendant was convicted of statutory rape pursuant to a California law setting a consent age limit of 18 years of age. The prosecutrix was 17 years and 9 months old. The court held that an offer of proof of defendant’s reasonable belief that the prosecutrix had reached the age of consent was a defense to statutory rape. 61 Cal.2d at 536, 39 Cal.Rptr. at 365, 393 P.2d at 677. The court reasoned that the imposition of criminal sanctions required conduct accompanied by a specific mental state, ie., “the joint operation of act and intent.” 61 Cal.2d at 532, 39 Cal.Rptr. at 363, 393 P.2d at 675. It opined (id. 61 Cal.2d at 534 n. 3, 39 Cal.Rptr. at 364 n. 3, 393 P.2d at 676 n. 3, quoting Plascowe, Sex and the Law at 184 and 185 (1951)):

“When the law declares that sexual intercourse with a girl under the age of ten years is rape, it is not illogical to refuse to give any credence to the defense, T thought she was older, and I therefore did not believe that I was committing a crime when I had sexual intercourse with her.’ * * * But when age limits are raised to sixteen, eighteen, and twenty-one, when the young girl becomes a young woman, when adolescent boys as well as young men are attracted to her, the sexual act begins to lose its quality of abnormality and physical danger to the victim. Bona fide mistakes in the age of girls can be made by men and boys who are no more dangerous than others of their social, economic and educational level. * * * Even if the girl looks to be much older *609than the age of consent fixed by the statute, even if she lies to the man concerning her age, if she is a day below the statutory age sexual intercourse with her is rape. The man or boy who has intercourse with such girl still acts at his peril. The statute is interpreted as if it were protecting children under the age of ten.”

Moreover, Myers, supra, at 121, concurs that reasonable mistake of age, should be a defense to statutory rape where there is no threat of force. He explains his position thusly:

[T]here are many girls between the ages of twelve and fifteen who are so obviously immature in physique, dress, and deportment that they would be approached only by a person psychologically disturbed or coming from a subculture where the acceptable age-range is lower than the usual level in the United States. However, there are even more girls from twelve to fifteen whose appearance and behavior place them within, or on the vague border of, the average male’s category of desirable females. By the middle teens, most girls are sufficiently developed physically and are sufficiently aware of social attitudes for a man to have to use considerable force or some definite threat if the girl objects to sexual contact. (Footnote omitted).

Thus, it has been observed that, “[b]y the middle teens most girls have reached a point of maturity which realistically enables them to give meaningful, although not legal, consent.” Id. at 122. It is for this reason that “[i]ntercourse with a girl who is in her middle to late teens lacks the qualities of abnormality and physical danger that are present when she is still a child.... It is clear that the element of ‘victimization’ decreases as the girl grows older and more sophisticated.” 17 Id. at 121-22. See e.g. State v. Guest, 583 P.2d 836 (Alaska *6101978); State v. Elton, 680 P.2d 727 (Utah 1984); Powe v. State, 389 N.W.2d 215 (Minn.App.1986); Perez v. State, 111 N.M. 160, 803 P.2d 249 (1990).

The Model Penal Code, long an adversary of strict liability crimes, proposes two categories of statutory rape. The first, would impose strict liability on one who has sexual relations with a child under 10. See generally Model Penal Code and Commentaries, § 213.6, Comment at 415-16.18 See also Del. tit. 11, § 772(a); Ohio § 2907.02(A)(3); Pa. tit. 18, § 3102; W.Va. § 61-8B-13(b). The second category would encompass minors under the critical statutory age of consent, but over 10 years old. Model Penal Code, § 213.6, Comment at 415-16. Having sexual relations with a child falling in this category would still be a crime, but a defendant could escape punishment if he or she proved that he or she was mistaken as to the *611child’s age. Both categories are consistent with the prevailing contemporary view, and with the common law, that a child under 10 years old is too young to understand the nature and quality of his or her act, Myers, supra, at 109-10; Charles E. Torcia, Wharton’s Criminal Law, § 291; 1 Blackstone Commentaries § 212, and that a child over 10 years of age ordinarily is aware of social attitudes and the nature of sexual contact. See Myers, supra, at 121; see also Hernandez, 61 Cal.2d at 534 n. 3, 39 Cal.Rptr. at 364 n. 3, 393 P.2d at 676 n. 3. Thus, the Code would allow the defendant to defend a charge of rape involving a minor falling in the second category on the basis that he or she reasonably believed the child to be above the critical age. See Model Penal Code § 213.6, Comment at 416.19

In the case sub judice, the defendant does not dispute that he had sexual relations with the 13 year old prosecutrix. He seeks only to be able to defend himself against being labeled a rapist. He may only do so, however, if he is allowed to present evidence that he-acted under a mistake of fact as to the prosecutrix’s age, that he believed, and reasonably so, that she was above the age of consent. The proof he proposed to present to prove his defense was that the victim and her friends told him that the victim was 16 years old. He should have been allowed to show that he lacked the “guilty mind” to have sex with a 13 year old.

IV. Constitutional Limitations on Strict Criminal Liability

A State Legislature does have the power to define the elements of the criminal offenses recognized within its juris*612diction. Liparota v. United States, 471 U.S. 419, 424, 105 S.Ct. 2084, 2087, 85 L.Ed.2d 434, 439 (1985); Smith v. California, 361 U.S. 147, 150, 80 S.Ct. 215, 217, 4 L.Ed.2d 205, 209 (1959); Lambert v. California, 355 U.S. 225, 228, 78 S.Ct. 240, 242, 2 L.Ed.2d 228, 231 (1957); McCallum v. State, 81 Md. App. 403, 413, 567 A.2d 967, 971 (1990), aff'd, 321 Md. 451, 583 A.2d 250 (1991). Cf. Singer, supra, at 389. In fact, the Supreme Court has said: “There is wide latitude in lawmakers to declare an offense and to exclude elements of knowledge and diligence from its definition.” Lambert, 355 U.S. at 228, 78 S.Ct. at 242, 2 L.Ed.2d at 231. Accordingly, a State legislature may constitutionally prescribe strict liability for public welfare offenses, discussed supra, committed within its boundaries. But “far more than the simple omission of the appropriate phrase from the statutory definition is necessary to justify dispensing with an intent requirement.” United States v. United Gypsum Company, 438 U.S. 422, 438, 98 S.Ct. 2864, 2874, 57 L.Ed.2d 854, 870 (1978) (citations omitted). See Morissette, 342 U.S. at 263, 72 S.Ct. at 250, 96 L.Ed. at 300 (mere omission of any mention of intent will not be construed as eliminating element from crime announced); McCallum, 321 Md. at 456, 583 A.2d at 252. Indeed, criminal offenses requiring no mens rea have a “generally disfavored status.” McCallum, 321 Md. at 457, 583 A.2d at 252-253.

To recognize that a State legislature may, in defining criminal offenses, exclude mens rea, is not to suggest that it may do so with absolute impunity, without any limitation whatsoever. The validity of such a statute necessarily will depend on whether it violates any provision of the federal, see Smith, 361 U.S. at 152-53, 80 S.Ct. at 218, 4 L.Ed.2d at 211, or applicable state, see Mahoney v. Byers, 187 Md. 81, 87, 48 A.2d 600, 603 (1946) (holding that Article 20, Maryland Declaration of Rights, guaranteeing a defendant a trial of facts as “one of the greatest securities of the lives, liberties and estate of the people,” voids a rule which substitutes an irrebuttable presumption for facts), constitution. It is ordinarily the due process clause, either of the federal constitution, or the corresponding provision of the appropriate state constitution, which *613will determine its validity.20 See McMillan v. Pennsylvania, 477 U.S. 79, 83, 85-86, 106 S.Ct. 2411, 2414-16, 91 L.Ed.2d 67, 74-76 (1986); Liparota, 471 U.S. at 424 n. 6, 105 S.Ct. at 2087 n. 6, 85 L.Ed.2d at 439 n. 6; Patterson v. New York, 432 U.S. 197, 202, 97 S.Ct. 2319, 2323, 53 L.Ed.2d 281, 287 (1977); Smith, 361 U.S. at 149, 80 S.Ct. at 217, 4 L.Ed.2d at 209; Tot v. United States, 319 U.S. 463, 467, 63 S.Ct. 1241, 1245, 87 L.Ed. 1519, 1524 (1943); Chaplinski v. New Hampshire, 315 U.S. 568, 570-71, 62 S.Ct. 766, 768-69, 86 L.Ed. 1031, 1034-35 (1942); Manley v. Georgia, 279 U.S. 1, 6, 49 S.Ct. 215, 217, 73 L.Ed. 575, 578 (1929); McFarland v. American Sugar Refining Company, 241 U.S. 79, 85-86, 36 S.Ct. 498, 501, 60 L.Ed. 899, 904 (1916); Murray’s Lessee v. Hoboken Land & Improvement Co., 59 U.S. (18 How.) 272, 276, 15 L.Ed. 372 (1855) (Due Process clause restricts legislative power arbitrarily to declare what is “due process of law”). Mahoney, 187 Md. at 87, 48 A.2d at 603; Johns v. State, 55 Md. 350, 363 (1881); *614McLain, Maryland Practice, “Irrebuttable Presumptions and Constitutional Limitations In Criminal Cases,” § 303.1. See generally L. Tribe, American Constitutional Law, Ch. 10 (2nd 1988).

Due process, whether pursuant to that clause of the Fourteenth Amendment21 or the corresponding clause in a state constitution, protects an accused from being convicted of a crime except upon proof beyond a reasonable doubt of every element necessary to constitute the crime with which the accused is charged. In re Winship, 397 U.S. 358, 364, 90 S.Ct. 1068, 1073, 25 L.Ed.2d 368, 375 (1970); Mullaney v. Wilbur, 421 U.S. 684, 685, 95 S.Ct. 1881, 1883, 44 L.Ed.2d 508, 512 (1975). It thus implicates the basic characteristics, if not the fundamental underpinnings, of the accusatorial system. In re Winship, 397 U.S. at 364, 90 S.Ct. at 1072-73, 25 L.Ed.2d at 375. See Gilbert & Moylan, supra, § 45.0, 589-590.

Under our system of justice, a person charged with a crime is presumed innocent until he or she is found guilty beyond a reasonable doubt. That means that he or she may not be found guilty until the State has produced evidence sufficient to convince the trier of fact, to the required extent, of that person’s guilt. Moreover, although not required to do so, the defendant may present a defense, in which event the evidence the defendant produces must be assessed along with that of the State in determining whether the State has met its burden. The State’s burden is not reduced or changed in any way simply because the defendant elects not to interpose a defense. In those cases, the defendant may still seek to convince the trier of fact that the State has not met its burden of proof by arguing that the inferences to be drawn from the *615evidence the State has produced simply is not sufficient to support guilt.

Irrebuttable presumptions are rules of substantive law. McLain, §§ 301.1, 303.1; Gilbert & Moylan, supra, § 45.12. See also 9 J. Wigmore, Evidence, § 2492 at 307-08, “Conclusive Presumptions” (Chadbourne Rev.1981), in which it is explained:

Wherever from one fact another is said to be conclusively presumed, in the sense that the opponent is absolutely precluded from showing by any evidence that the second fact does not exist, the rule is really providing that where the first fact is shown to exist, the second fact’s existence is wholly immaterial for the purpose of the proponent’s case; and to provide this is to make a rule of substantive law and not a rule apportioning the burden of persuading as to certain propositions or varying the duty of coming forward with evidence.

Thus, irrebuttable presumptions help to define the issues pertinent to a particular kind of case, McLain § 303.1 at 241, and, in that sense, because the substantive law determines the issues to be proved, govern the admission of evidence, thus establishing the perimeters of relevance and materiality. Id., § 301.1 at 183. They may be statutory, McLain, § 303.1 at 182 n. 2, or have their origin in the common law. See In re Davis, 17 Md.App. 98, 100 n. 1, 104, 299 A.2d 856, 858 n. 1, 860 (1973); Miller v. Graff, 196 Md. 609, 620, 78 A.2d 220, 224 (1951). Accordingly, at common law, children under the age of 7 were, and still are, irrebuttably presumed to be incapable of forming criminal intent, Davis, and children under 4 years of age, were, and are, irrebuttably presumed to have been incapable of contributory negligence. As a matter of substantive law, therefore, children of those ages could not then, and may not now, be prosecuted under the criminal law, be sued for negligence, or held to be contributorially negligent. Similarly, section 463(a)(3) reflects the irrebuttable presumption that a child under 14 years of age is incapable of consenting to sexual intercourse. See Rau, 133 Md. at 613-616, 105 A. at 867.

*616When the Legislature enacts a strict liability crime, ie., promulgates a statute which excludes as an element, the defendant’s mental state, it essentially creates an irrebuttable presumption that the defendant’s mental state, ie., knowledge or intent, is irrelevant. See McLain, § 301.1 at 183. That is the case with regard to statutory rape. Notwithstanding that it chooses to accomplish that result by defining the crime, rather than by means of an express presumption, which relieves the State of its burden of proof, the fact remains that the result is exactly the same: anyone who has sexual relations with a female under the age of 14 is treated as if he knew that she was under 14 and so intended to have such relations with a 14 year old female. It thus relieves the State of any duty to produce relevant evidence to prove the defendant’s mental state, that he knew the prosecutrix’s age, and prevents the defendant from proving the contrary. Because the irrebuttably presumed fact does not follow inextricably from the fact of sexual relations -with a 14 year old, its use to relieve the State of its burden of proof to prove the defendant’s intent in that regard runs afoul of the due process clause of the Fourteenth Amendment.

Irrebuttable, mandatory, presumptions have long been disfavored and held to be violative of due process. Vlandis v. Kline, 412 U.S. 441, 446, 453, 93 S.Ct. 2230, 2233, 2237, 37 L.Ed.2d 63, 68, 73 (1973), and cases therein cited. One of the bases for the disfavor is that they may conflict with the overriding presumption of innocence which the law accords to the accused and invade the fact finding process, which, in a criminal case, is the exclusive province of the jury. See Carella v. California, 491 U.S. 263, 268, 109 S.Ct. 2419, 2421, 105 L.Ed.2d 218, 223 (1989) (Scalia, J. concurring) (jury instructions relieving the prosecution of its burden of proof violate a defendant’s due process rights; whether he or she is believed ordinarily is a question of fact for the jury to decide, not one of law for the Legislature). The more usual reason for disfavoring irrebuttable presumptions, however, is that the fact conclusively presumed “is not necessarily or universally true in fact,” Vlandis, 412 U.S. at 452, 93 S.Ct. at 2236, 37 *617L.Ed.2d at 71, and, so, excusing the proponent of that fact from having to establish it renders the statute “arbitrary, illegal, capricious and hence unconstitutional.” Mahoney, 187 Md. at 87, 48 A.2d at 603.22 This is especially so when the presumed fact bears little or no relation to the statute’s expressed objective. Vlandis, 412 U.S. at 448-49, 93 S.Ct. at 2234-35, 37 L.Ed.2d at 69-70. Nor, “where there are other reasonable and practicable means of establishing the pertinent facts on which the State’s objective is premised,” id. at 451, 93 S.Ct. at 2236, 37 L.Ed.2d at 71, may a conclusive presumption, not otherwise appropriate, be rendered acceptable or, because it is a matter of “administrative ease and certainty,” id., the State’s burden reduced.

The statute invalidated in Vlandis conclusively presumed that the applicant’s residence when he applied for admission to a Connecticut University remained his residence throughout his college years. At issue in Mahoney was Rule 146 of the Maryland Racing Commission, the pertinent portion of which provided:

“(d) If the Commission finds from analysis of the saliva or urine, or blood taken from a horse on the day of a race in which the horse ran, or from other competent evidence, that any drug had been administered to the horse within forty-eight (48) hours before the race, the trainer shall be subject to the penalties prescribed in subsection (e) hereof, whether or not he administered the drug, or knowingly or carelessly *618permitted it to be administered. The fact that the analysis shows the presence of a drug shall be conclusive evidence either that there was knowledge of the fact on the part of the trainer or that he was guilty of carelessness in permitting it to be administered.”

187 Md. at 83-84, 48 A.2d at 602. See also United States v. Wulff, 758 F.2d 1121, 1122 (6th Cir.1985) (interpreting the Migratory Bird Treaty Act, a strict liability statute); Guest, 583 P.2d at 838-39 (holding Alaska’s statutory rape statute unconstitutional as a violation of due process).

Smith, Tot, and Lambert are also apposite. The ordinance at issue in Smith made it unlawful “for any person to have in his possession any obscene or indecent writing, [or] ... books [i]n any place of business where ... books ... are sold or kept for sale.” 361 U.S. at 148, 80 S.Ct. at 216, 4 L.Ed.2d at 208. It did not require proof of any mental element on the part of the defendant. Id. at 149, 80 S.Ct. at 216, 4 L.Ed.2d at 208. Noting, but rejecting, the State’s attempt to “analogize this strict liability penal ordinance to familiar forms of penal statutes which dispense with any element of knowledge on the part of the person charged, food and drug legislation being a principal example,” the Court observed (id. at 152-153, 80 S.Ct. at 218, 4 L.Ed.2d at 211 (citation omitted)):

The usual rationale for such statutes is that the public interest in the purity of its food is so great as to warrant the imposition of the highest standard of care on distributors— in fact an absolute standard which will not hear the distributor’s plea as to the amount of care he has used.... His ignorance of the character of the food is irrelevant. There is no specific constitutional inhibition against making the distributors of food the strictest censors of their merchandise, but the constitutional guarantees of the freedom of speech and of press stand in the way of imposing a similar requirement on the bookseller.

In Lambert, a Los Angeles ordinance required convicted felons who remained in the city for more than five days to *619register with the police. It did not contain any “knowledge” or mens rea requirement. The Supreme Court held:

actual knowledge of the duty to register or proof of the probability of such knowledge and subsequent failure to comply are necessary before a conviction under the ordinance can stand.... Where a person did not know of the duty to register and where there was no proof of the probability of such knowledge, he may not be convicted consistently with due process. Were it otherwise, the evil would be as great as it is when the law is written in print too fine or in a language foreign to the community.

355 U.S. at 229-30, 78 S.Ct. at 243-44, 2 L.Ed.2d at 232.

Similarly, in Tot, holding that section 2(f) of the Federal Firearms Act violated the Due Process Clauses of the Fifth and Fourteenth Amendment, 319 U.S. at 467, 63 S.Ct. at 1245, 87 L.Ed. at 1524, the Court overturned the defendant’s conviction. It held that Congress had no power to create the presumptions contained in that section to wit: that, from the defendant’s prior conviction of a crime of violence and his present possession of a firearm, it is conclusively presumed that the firearm was received in interstate or foreign commerce, after the effective date of the statute. Id. at 467, 63 S.Ct. at 1245, 87 L.Ed. at 1524. Rejecting the Government’s argument that it was entitled to the presumption because the defendant had the better means of information, the Court said (id. at 469, 63 S.Ct. at 1246, 87 L.Ed. at 1525):

But the argument proves too much. If it were sound, the legislature might validly command that the finding of an indictment, or mere proof of the identity of the accused, should create a presumption of the existence of all the facts essential to guilt. This is not permissible, (footnote omitted).

In the case sub judice, by consciously and intentionally excluding from section 463(a)(3) any requirement that the defendant’s knowledge of the victim’s age be proven, the Legislature has relieved the State of that obligation; without that legislation, of course, the State’s burden would have *620included proving, at the very least, that the defendant knew the prosecutrix’s age. On the issue of the defendant’s intent, section 468(a)(3) only requires proof of the victim’s age and its differential with that of the defendant. As such, once those facts have been proven, it is conclusively established that the defendant’s intent was to have sexual relations with a girl of the proscribed age.23 As we have seen, not requiring proof of the defendant’s intent has been accomplished by so defining the crime, not by means of an express presumption. Again, that is of no real consequence, however. By defining the crime, the Legislature prescribes what must be proven. In other words, by that process, it has determined what the rule of substantive law will be — by defining the crime so as to exclude proof of knowledge or intent, the Legislature naturally precludes the admission of any evidence bearing on the element, the proof of which it has excused. In so doing, it has made that element — intent or knowledge of the victim’s age— irrelevant to the definition of the crime and, hence, irrebuttable. Wigmore, § 2492 at 307-08. It follows, therefore, that, once the other elements are proven, the defendant’s knowledge or intent is necessarily established as well. It does not necessarily follow, however, that simply because the victim is 13 years old, the defendant had knowledge of her age or intended to have sexual relations with a 13 year old girl. He may have had knowledge or intent, to be sure, but, by the same token, he may not have. The defendant should have been permitted to present evidence on the issue.

In her treatise, Professor McLain, echoing the authorities, offered an example of the Legislature redefining a crime to exclude an element, without relying on an irrebuttable presumption. She referred to Maryland Code (1957, 1992 Repl. *621Vol.) Art. 27, § 286A24 which punishes a defendant for possession of certain large amounts of drugs, without regard to intent. That is not comparable to the case sub judaíce. While, under the statute, it is true that the possession of the proscribed drugs is a crime without proof of the intent with which they are possessed, the State is not relieved of its responsibility of proving both that they were brought into Maryland and that the possession was a knowing possession. Dawkins v. State, 313 Md. 638, 547 A.2d 1041 (1988). In the case of statutory rape all aspects of the defendant’s knowledge, save proof of the intercourse itself, has been rendered, by definition, irrelevant and, so, off limits for the trial. That is, I repeat, by no means comparable.

The critical issue in a statutory rape case is “the age of the rape victim.” That is true because the victim’s age serves two related, but distinct purposes: (1) it establishes the victim’s capacity to consent and (2) it represents notice to a defendant of proscribed conduct. The Maryland statute seeks irrebuttably to presume not only that the victim could not consent by virtue of age, but also that, when a defendant engages in *622sexual relations with a minor under the age of 14, he has notice of that fact. Assuming that, based on the victim’s age, the Legislature could legitimately exclude consent as an element of the crime,25 it absolutely should not be able to excuse the State from its obligation to prove the defendant’s knowledge of the victim’s age or prevent the defendant from producing evidence on that issue. No matter how forcefully it may be argued that there is a rational relationship between the capacity to consent and the age the Legislature selected, given the tremendous difference between individuals, both in appearance and in mental capacity, there can be no such rational relationship between the proof of the victim’s age and the defendant’s knowledge of that fact.26 See Tot, 319 U.S. at 469, 63 S.Ct. at 1245-46, 87 L.Ed. at 1525. Mahoney, 187 Md. at 87, 48 A.2d at 603.

The notice element of the crime of statutory rape is different from the consent element, in any event. A defendant who has knowledge that a victim has consented, in fact, to sexual relations, whether the consent is effective or not, is not thereby placed on notice as to the victim’s age. Knowledge of *623consent simply does not equate with knowledge of age, just as intent to engage in sexual relations does not reveal, without more, with whom. Moreover, it is not a crime to engage in sexual relations with a minor who is at least 16 years old; it may be morally wrong, in the minds of most Americans, but it is not a crime. It is only a crime if the defendant engages in such relations with a minor under a specified age, ie., 14, as in section 463(a)(3), or 14 or 15, as in section 464C. But even when the act engaged in is necessarily a crime, e.g. possession of contraband, knowledge of the illegality — that the contraband is knowingly possessed — is still required. See Dawkins v. State, 313 Md. 638, 547 A.2d 1041 (1988). Consequently, where the activity would be legal or, at least, not illegal, but for the ages of the participants, at the very least, the defendant’s knowledge of the victim’s age must be proven. Otherwise, a defendant who does not know he is acting illegally could be convicted.

Moreover, there is precedent that a felony statute which prescribes substantial penalties and conviction of which will subject the defendant to significant social stigma, violates due process unless it requires the State to prove intent or knowledge, Wulff, 758 F.2d at 1125; Holdridge v. United States, 282 F.2d 302 (8th Cir.1960); United States v. Heller, 579 F.2d 990 (6th Cir.1978); Guest, 583 P.2d 836 (Ala.1978).27

*624In Wulff, the defendant was charged with violation of the felony provisions of the Migratory Bird Treaty Act, 16 U.S. § 707(b). On motion by the defendant, the trial court dismissed the charges, holding that the provisions under which he was charged violated due process, no proof of intent being required. On appeal by the Government, the Court of Appeals affirmed. 758 F.2d at 1122. That court perceived the issue to be “whether the absence of a requirement that the government prove some degree of scienter violates the defendant’s right to due process.” In resolving that issue, it observed, relying on Holdridge, supra, that “a felony conviction under the act does not require proof of scienter; the crime is not one known to the common law, and ... the felony penalty provision is severe and would result in irreparable damage to one’s reputation.” Id. The court then held:

We are of the opinion that in order for one to be convicted of a felony under the MBTA, a crime unknown to common law which carries a substantial penalty, Congress must require the prosecution to prove the defendant acted with some degree of scienter. Otherwise, a person acting with a completely innocent state of mind could be subjected to a severe penalty and grave damage to his reputation. This, in our opinion, the Constitution does not allow.

Id. at 1125. See Holdridge, 282 F.2d at 310, in which it is said:

[WJhere a federal criminal statute omits mention of intent and where it seems to involve what is basically a matter of policy, where the standard imposed is, under the circumstances, reasonable and adherence thereto properly expected of a person, where the penalty is relatively small, where conviction does not gravely besmirch, where the statutory crime is not taken over from the common law, and where congressional purpose is supporting, the statute can be construed as one not requiring criminal intent. The elimination of this element is then not violative of the due process clause.

*625A similar result was reached by the Supreme Court of Alaska in Guest, involving a charge of statutory rape. Significantly, having held that, under its precedents, a reasonable mistake of age defense was permitted, the court submitted:

[Wjhere a particular statute is not a public welfare type of offense, either a requirement of criminal intent must be read into the statute or it must be found unconstitutional.... Since statutes should be construed where possible to avoid unconstitutionality, it is necessary here to infer a requirement of criminal intent.

Id. at 839 (citations and footnote omitted).

Similarly, the prosecution of statutory rape in Maryland necessarily brings into conflict the State’s interests in protect- . ing minors and defendants’ due process rights because section 463(a)(3) operates “ ‘to exclude elements of knowledge and diligence from its definition,’” Ransom, 942 F.2d at 776, quoting Lambert, 355 U.S. at 228, 78 S.Ct. at 242, 2 L.Ed.2d at 231, and, thus, removes reasonable ignorance of the girl’s age and consequent lack of criminal intent as a defense. The failure of section 463(a)(3) to require proof of a culpable mental state conflicts both with the substantive due process ideal requiring that defendants possess some level of fault for a criminal conviction of statutory rape and the procedural due process ideal requiring that the prosecution overcome the presumption of innocence by proof of the defendant’s guilt beyond a reasonable doubt. Notwithstanding the maxim that criminal statutes dispensing with the intent requirement and criminal offenses requiring no mens rea have a “generally disfavored status,” the rationale of parts V and VI of the majority opinion is that the legislature has absolute authority to create strict liability crimes. For the reasons reviewed, I do not agree. On the contrary, I believe that due process both under the Fourteenth Amendment and under the Declaration of Rights, precludes strict criminal liability for statutory rape. Interpreting section 463(a)(3) as the majority does has the effect of largely relieving the State of its burden of proof and burden of persuasion. By making the defendant’s intent, and, hence, blameworthiness, irrelevant, the Legislature has *626made inevitable, the petitioner’s conviction. Moreover, upon conviction of the felony offense of statutory rape under section 463(a)(3), in addition to a substantial penalty of up to 20 years imprisonment, a defendant’s reputation will be gravely besmirched. Where there is no issue as to sexual contact, which is more likely than not to be the case in statutory rape prosecutions, proof of the prosecutrix’s age is not only proof of the defendant’s guilt, it is absolutely dispositive of it and, at the same time, it is fatal to the only defense the defendant would otherwise have. So interpreted, section 463(a)(3) not only destroys absolutely the concept of fault, but it renders meaningless, in the statutory rape context, the presumption of innocence and the right to due process.

I respectfully dissent.

7.4.5 State v. Wenthe, 865 N.W.2d 293 (2015) 7.4.5 State v. Wenthe, 865 N.W.2d 293 (2015)

OPINION

ANDERSON, Justice.

Respondent Christopher Thomas Wenthe was convicted of third-degree criminal sexual conduct, Minn.Stat. § 609.344, subd. 1(l )(i) (2014), for sexually penetrating A.F.—a member of the parish where Wenthe served as a priest—at a single meeting at which A.F. sought spiritual counsel. Appellant State of Minnesota seeks review of three issues: (1) whether the district court committed plain error affecting Wenthe’s substantial rights by failing to provide a specific-unanimity jury instruction; (2) whether the State was required to prove that Wenthe had knowledge that A.F. sought or received religious *297 or spiritual advice, aid, or comfort at a meeting that also involved sexual penetration; and (3) whether the district court abused its discretion by denying Wenthe’s motion to admit evidence of A.F.’s sexual history after it admitted the State’s evidence of A.F.’s sexual inexperience. The court of appeals concluded the district court erred with respect to all three issues and that the cumulative effect of the errors necessitates a new trial. We reverse.

 

The facts underlying Wenthe’s conviction are set forth in detail in State v. Wenthe (Wenthe II ), 839 N.W.2d 83 (Minn.2013), and so we only briefly recount them here. Wenthe was a Roman Catholic priest at a parish in Saint Paul. In the summer of 2003, Wenthe met A.F., who had recently started to attend the church at which Wenthe was a priest. A.F. soon confided in Wenthe about her personal struggles, including suffering sexual abuse as a child and suffering from bulimia. Over the next few months, Wenthe and A.F. developed a mentorship and friendship, spent time together in social contexts, and confided in each other about personal matters. A.F. also asked Wenthe to serve as her “regular confessor” in October 2003 and Wenthe heard A.F.’s confession at least once in that capacity.

 

On November 12, 2003, Wenthe and A.F. celebrated Wenthe’s birthday at A.F.’s apartment. They talked for many hours about topics of religion and sexuality, and Wenthe testified that they also discussed past sexual experiences and sexual acts they would like to perform with each other.

 

The following evening, November 13, 2003, Wenthe and A.F. met at Wenthe’s quarters in the church rectory. A.F. testified that she had a difficult session with her lay therapist earlier in the day, and Wenthe invited her to “call him after” her session if she needed spiritual guidance. Wenthe testified that they had simply agreed to get together that night. Both testified that Wenthe sexually penetrated A.F. for the first time that evening. They met again the following day to discuss what had happened the previous night. A.F. could not remember what they discussed, but she testified that Wenthe sexually penetrated her again. Wenthe denied engaging in sexual conduct that day.

 

Thereafter, Wenthe and A.F. continued a sexual relationship for approximately 1 year. A.F. testified that she still considered Wenthe to be her priest and viewed the relationship as centered on faith and spirituality. Wenthe testified that the relationship transformed “very quickly” into one based on sexual desire rather than spiritual guidance. The last sexual encounter was in February 2005. Later that year, a friend of A.F. reported the sexual relationship between Wenthe and A.F. to the archdiocese, but A.F. did not report the conduct to the police until 2010, when she learned that Wenthe had been assigned as the parish priest in Delano.

 

In 2011 the State charged Wenthe with two counts of third-degree criminal sexual conduct under the clergy sexual conduct statute, alleging that Wenthe had sexually penetrated A.F. at a single meeting at which A.F. had sought and received spiritual counsel, Minn.Stat. § 609.344, subd. 1(l )(i), and at ongoing meetings at which A.F. had sought and received spiritual counsel, id., subd. 1(l )(ii). At trial, the State introduced evidence of sexual penetration during at least two meetings between Wenthe and A.F., either of which could satisfy the single-meeting statute. The district court instructed the jury that their verdict must be unanimous, but the court did not tell the jurors that they must unanimously agree on the meeting at which Wenthe violated the statute.

 

*298 The district court refused Wenthe’s proposed jury instruction that Wenthe must know that he was providing spiritual counsel at a meeting at which he sexually penetrated A.F. The district court also denied Wenthe’s pretrial motion to admit evidence of A.F.’s sexual history, stating the evidence was inadmissible under the rape-shield law. See Minn.Stat. § 609.347, subd. 3 (2014); Minn. R. Evid. 412. Although the State indicated it would limit sexual-history evidence to the sexual abuse suffered by A.F. as a child, at trial the State introduced evidence that A.F. was sexually inexperienced compared to Wenthe. During the trial Wenthe renewed his motion to admit evidence of A.F.’s sexual history, which was again denied.

 

The jury acquitted Wenthe of the “ongoing basis” clergy sexual conduct count, but found him guilty of the “single meeting” count. The district court convicted Wenthe of that count and sentenced him to 57 months in prison, stayed execution of the sentence subject to 12 months in the workhouse, and placed Wenthe on probation for 15 years.

 

The court of appeals reversed the conviction and remanded for a new trial, concluding that the clergy sexual conduct statute, as applied in this case, violated the Establishment Clause of the United States Constitution. State v. Wenthe (Wenthe I ), 822 N.W.2d 822, 829–30 (Minn.App.2012). The State appealed and we reversed, holding that the clergy sexual conduct statute does not violate the Establishment Clause, either facially or as applied in this case. Wenthe II, 839 N.W.2d at 92, 95.

 

On remand to consider Wenthe’s remaining challenges, the court of appeals again reversed and ordered a new trial. State v. Wenthe (Wenthe III ), 845 N.W.2d 222 (Minn.App.2014). First, the court concluded that the district court violated Wenthe’s right to a unanimous verdict by failing to instruct the jury that it must unanimously agree on the specific meeting at which Wenthe violated the single-meeting clergy sexual conduct statute. Id. at 228–31. Next, the court held that the jury instructions erroneously omitted a requirement that the State prove Wenthe’s knowledge with respect to the “spiritual counsel” element of the statute. Id. at 231–33. Finally, the court determined that the district court erred by denying Wenthe’s motion to admit evidence of A.F.’s sexual history after it allowed the State to introduce testimony indicating that A.F. was sexually inexperienced. Id. at 233–35. The court of appeals concluded that the cumulative effect of the trial errors deprived Wenthe of a fair trial. Id. at 235–36. We granted review of all three issues.

 

 

 

I.

First, the State asserts that the district court did not commit plain error affecting Wenthe’s substantial rights by failing to provide a specific-unanimity jury instruction. The State added the single-meeting charge to the complaint the day trial began, alleging that Wenthe sexually penetrated A.F. in a single meeting at which A.F. sought spiritual counsel “[o]n or between the 1st day of November, 2003 and the 31st day of December, 2003.” The State introduced evidence of sexual penetration occurring in at least two specific meetings during that timeframe, on November 13 and November 14, 2003, and A.F. testified that she and Wenthe engaged in sexual conduct approximately every two weeks thereafter. The prosecution stated in closing argument that the jury could use any of these meetings to satisfy the single-meeting statute:

The state ... has talked about many meetings where [A.F.] talked about receiving religious advice and comfort *299 where there was sexual penetration, but, specifically, there’s definitely that very first one [on November 13, 2003], the day she came from that counseling appointment. The time period for this charge is November 1st of 2003 to December 31st of 2003. So if there were any meetings where sexual contact occurred during the course of providing religious aid, comfort and advice, the defendant is guilty.

After closing arguments, the district court instructed the jury: “In order for you to return a verdict, whether guilty or not guilty, each juror must agree with that verdict. In other words, it has to be unanimous.” The court of appeals concluded that the district court erred by failing to provide a specific-unanimity instruction. In other words, the district court would have been required to state not only that the jury must unanimously agree that Wenthe violated the clergy sexual conduct statute, but also that the jury must unanimously agree on a specific meeting at which the statute was violated.

 

[1] Because Wenthe did not request a specific-unanimity instruction or object to the unanimity instruction given, we review for (1) error, (2) that is plain, and (3) that affects Wenthe’s substantial rights. State v. Griller, 583 N.W.2d 736, 740 (Minn.1998). If those three prongs are met, we consider whether the error must be addressed to ensure the “fairness, integrity, or public reputation of judicial proceedings.” State v. Crowsbreast, 629 N.W.2d 433, 437 (Minn.2001) (citing Johnson v. United States, 520 U.S. 461, 467, 117 S.Ct. 1544, 137 L.Ed.2d 718 (1997)).

 

The State’s charging decisions and presentation of evidence are very troubling. The State delayed charging the single-meeting offense until the day of trial and then alleged multiple violations of the single-meeting offense, occurring over the course of 2 months, in a single count. The unanimity problems created by the State’s vague drafting of the complaint could have easily been avoided by charging a separate count for each alleged meeting, narrowing the timeframe for the single-meeting count, or electing a specific meeting upon which it would rely to satisfy the single-meeting statute. Accurate charging is especially important here because the single-meeting statute is violated when the clergy member sexually penetrates the complainant “during the course of a meeting in which the complainant sought or received religious or spiritual advice, aid, or comfort.” Minn.Stat. § 609.344, subd. 1(l )(i) (emphasis added). The single-meeting count, as charged by the State, invited ambiguity as to whether the jury was required to identify “a meeting” as provided by the statute.

 

[2] [3] [4] [5] We need not decide, however, whether the district court erred by omitting a specific-unanimity instruction, because the alleged error did not affect Wenthe’s substantial rights. An error affects a defendant’s substantial rights “if the error was prejudicial and affected the outcome of the case.” Griller, 583 N.W.2d at 741. In other words, there must be a “ ‘reasonable likelihood that the giving of the instruction in question would have had a significant effect on the verdict of the jury.’ ” Id. (quoting State v. Glidden, 455 N.W.2d 744, 747 (Minn.1990)). The defendant bears the “heavy burden” of proving prejudice. Id.

 

The court of appeals concluded that the lack of a specific-unanimity instruction affected Wenthe’s substantial rights because “[t]he jury heard contrasting testimony as to the circumstances surrounding the first and later sexual encounters, particularly respecting the facts as to whether or not the complainant sought or received spiritual advice.” *300 Wenthe III, 845 N.W.2d at 231. The court of appeals’ analysis, however, is incomplete. Because the jury determined that Wenthe violated the single-meeting clergy sexual conduct statute, it must have found that at least one specific meeting involved both sexual penetration and spiritual counsel. The parties do not dispute that A.F. sought and received spiritual counsel from Wenthe in the months leading up to the first sexual encounter. The record also establishes only two specific meetings at which sexual penetration may have occurred: Wenthe and A.F. both testified that sexual penetration occurred at the November 13 meeting; A.F. testified that penetration also occurred on November 14; and both testified that sexual conduct continued to occur on later, unidentified dates that may or may not have been during the relevant timeframe. Therefore, the unanimity instruction was prejudicial only if it is reasonably likely that (i) some jurors believed that both sexual penetration and spiritual counsel occurred at the November 13 meeting, but not at subsequent meetings; while (ii) other jurors believed that sexual penetration and spiritual counsel occurred at a later meeting but not at the November 13 meeting. See Scarborough v. United States, 522 A.2d 869, 873–74 (D.C.1987) (concluding that the lack of a specific-unanimity instruction was harmless error).

 

Jurors could have reasonably concluded that Wenthe violated the single-meeting statute at the November 13 meeting but not at later meetings. Wenthe and A.F. agree that sexual penetration occurred at the November 13 meeting. Additionally, Wenthe claimed that his relationship with A.F. “changed very quickly” into one based on friendship and later sexual desire, suggesting that spiritual counsel was more likely to have been sought or received at the first meeting involving penetration rather than at a later one. Wenthe was acquitted of the ongoing-basis count, so the jury might have found this defense to be credible. The jury therefore could conclude that spiritual counsel and sexual penetration occurred at the first meeting but that the relationship changed afterwards.

 

There is no reasonable possibility, however, that some jurors concluded that both sexual penetration and spiritual counsel occurred at a later meeting but not at the November 13 meeting. This conclusion requires an assumption that A.F. did not receive spiritual counsel at the November 13 meeting, but then did receive spiritual counsel during a later meeting at which sexual penetration also occurred. A.F.’s testimony does not support this scenario. She provided detailed information regarding the spiritual counsel that she sought or received at the November 13 meeting, but she could not remember what was discussed at the November 14 meeting, and she made only general allegations of spiritual counsel at later meetings. Indeed, the State asserted in closing argument that “definitely that very first [meeting]” involved both sexual penetration and spiritual counsel; no other specific meetings were highlighted. Neither does the scenario comport with Wenthe’s theory of the case, as he argued that spiritual counsel ceased before the relationship became sexual in nature. Further, Wenthe and A.F. undisputedly engaged in sexual conduct at the November 13 meeting, but the record is unclear on other dates. Wenthe asserted that no sexual conduct occurred at the second meeting on November 14, and neither Wenthe nor A.F. could remember the exact dates of later sexual encounters. Thus, although the State invited the jury to convict Wenthe “if there were any meetings where sexual contact occurred during the course of providing religious aid, comfort, and advice” (emphasis added), it is not reasonably likely that any *301 juror relied on a later meeting but not the November 13 meeting to find Wenthe guilty.

 

The dissent argues that some jurors could have concluded that Wenthe provided religious or spiritual advice, aid, or comfort on November 14 but not on November 13. The record does not support this assertion. A.F. testified that on November 13, Wenthe invited her to his quarters “as an offering of consolation for the day,” and that A.F. “was relieved and excited to see ... the one person that [she] knew would understand why [her] day had been so difficult.” In comparison, the record reveals almost nothing about the November 14 meeting, particularly regarding what A.F. and Wenthe discussed that day. Moreover, A.F. did not identify specific meetings after November 13 when testifying about the spiritual counsel she received from Wenthe. She testified that she and Wenthe fell into “[a] pattern of sexual behavior that was always prompted by an offering of consolation or checking in to see how [she was] doing.” She also stated that “[t]he religious piece was the entire context of [their] relationship,” that Wenthe “would offer to pray for [her] or express that he would be praying for [her],” and that she “was always seeking spiritual comfort, even in the midst of what became a horrible cycle.” Based on this record, it is unlikely that jurors would have distinguished between the spiritual counsel A.F. sought or received at the November 13 and November 14 meetings. If they did, it is not reasonably likely that the November 14 meeting involved spiritual counsel while the November 13 meeting did not.

 

Because it is not reasonably likely that the district court’s failure to provide a specific-unanimity jury instruction significantly affected the verdict, we conclude that any error did not affect Wenthe’s substantial rights.

 

 

 

II.

[6] [7] [8] Next, the State argues that the court of appeals erred when it concluded that the district court abused its discretion by omitting a knowledge requirement from the clergy sexual conduct statute. The court refused to give Wenthe’s proffered jury instruction, which included a requirement that the clergy member must have subjective knowledge of the purpose of the meeting at which sexual penetration occurred.1 Instead, in its instructions to the jury, the court attached a knowledge requirement to only one element in the clergy sexual conduct statute: the intent to sexually penetrate. The court of appeals concluded that the district court’s instruction misstated the law because the clergy sexual conduct statute requires “proof of a particularized knowledge” that the complainant sought spiritual counsel. Wenthe III, 845 N.W.2d at 232–33.2 We disagree.

 

*302 [9] [10] [11] Denial of a requested jury instruction is reviewed for abuse of discretion. State v. Ndikum, 815 N.W.2d 816, 818 (Minn.2012). “Jury instructions are viewed as a whole to determine whether they fairly and adequately explain the law.” State v. Moore, 699 N.W.2d 733, 736 (Minn.2005). If review of the instruction requires statutory interpretation, we review the meaning of the statute de novo. See Ndikum, 815 N.W.2d at 818.

 

[12] [13] “Mens rea is the element of a crime that requires ‘the defendant know the facts that make his conduct illegal.’ ” Id. (quoting Staples v. United States, 511 U.S. 600, 605, 114 S.Ct. 1793, 128 L.Ed.2d 608 (1994)). Generally, criminal sexual conduct offenses require only an intent to sexually penetrate, unless additional mens rea requirements are expressly provided. See State v. Bookwalter, 541 N.W.2d 290, 296 (Minn.1995) (citing State v. Lindahl, 309 N.W.2d 763, 766–67 (Minn.1981)). But this does not end our analysis. See In re Welfare of C.R.M., 611 N.W.2d 802, 808 (Minn.2000) (noting the “long established principle of American criminal jurisprudence” that mens rea is required for common-law and felony crimes).

 

[14] We are particularly hesitant to dispense with mens rea when doing so would result in a strict liability offense. Id. at 805. In C.R.M., we concluded that a person who carries a knife on school property is not guilty of felony possession of a dangerous weapon on school property unless he knows he possesses the knife. Id. at 810. We noted that although on its face the statute contained no mens rea requirement, “the legislature never explicitly indicated that it intended to create a strict liability offense.” Id. at 808; see also Staples, 511 U.S. at 620, 114 S.Ct. 1793 (“[I]f Congress had intended to make outlaws of gun owners who were wholly ignorant of the offending characteristics of their weapons, ... it would have spoken more clearly to that effect.”). We came to a similar conclusion in State v. Ndikum, 815 N.W.2d at 822 (requiring the State to prove that the defendant knew he possessed a pistol to be guilty of the crime of possession of a pistol in public), and State v. Al–Naseer, 734 N.W.2d 679, 685–86 (Minn.2007) (concluding that for purposes of criminal vehicular homicide for leaving the scene, a defendant must know he was in an accident with a person or vehicle because “failure to stop is not a crime in all circumstances”). The statutes at issue in C.R.M., Ndikum, and Al–Naseer would have imposed strict liability but for the implied knowledge requirement.

 

[15] By contrast, we have generally declined to imply mens rea when the statute does not otherwise result in strict liability. In State v. Benniefield, 678 N.W.2d 42, 44 (Minn.2004), we concluded that the crime of possession of a controlled substance in a school zone does not require the State to prove the defendant knew he was in a school zone. The offense does not impose strict liability because the state must prove knowledge of drug possession, see State v. Florine, 303 Minn. 103, 104, 226 N.W.2d 609, 610 (1975), and we declined to add an additional mens rea requirement for knowledge of the location where the possession occurred. Benniefield, 678 N.W.2d at 49. We recently reaffirmed this holding in State v. Garcia–Gutierrez, 844 N.W.2d 519, 523–25 (Minn.2014), concluding that the crime of burglary with a dangerous weapon is not a strict liability offense and does not require knowledge of gun possession because the underlying offense—burglary—already carries a mens rea requirement.

 

*303 With this in mind, we turn to the language of the clergy sexual conduct statute:

A person who engages in sexual penetration with another person is guilty of criminal sexual conduct in the third degree if any of the following circumstances exists:

....

(l ) the actor is or purports to be a member of the clergy, the complainant is not married to the actor, and:

(i) the sexual penetration occurred during the course of a meeting in which the complainant sought or received religious or spiritual advice, aid, or comfort from the actor in private; or

(ii) the sexual penetration occurred during a period of time in which the complainant was meeting on an ongoing basis with the actor to seek or receive religious or spiritual advice, aid, or comfort in private. Consent by the complainant is not a defense....

Minn.Stat. § 609.344, subd. 1(l ) (2014). On its face, the “spiritual counsel” element of the clergy sexual conduct statute carries no knowledge requirement. Moreover, the structure of the statute does not suggest a mens rea requirement for the “spiritual counsel” element. See Morton Bldgs., Inc. v. Comm’r of Revenue, 488 N.W.2d 254, 259 (Minn.1992) (considering a statute’s structure as part of statutory interpretation). Minnesota Statutes § 609.344, subd. 1 (2014), provides that “[a] person who engages in sexual penetration ... is guilty ... if any of the following circumstances exist ” (emphasis added), and then provides the necessary circumstances, which include a meeting involving spiritual counsel. As in Garcia–Gutierrez, this structure suggests that mens rea attaches to the act described in the primary clause (“sexual penetration”) and not to the “attendant circumstances” described later in the statute. See Garcia–Gutierrez, 844 N.W.2d at 523 (concluding that mens rea applied to the primary clause in the definition of first-degree burglary, Minn.Stat. § 609.582, subd. 1 (2014), and not to the additional “circumstances” described in the secondary clause, subdivision 1(b), where the secondary clause was silent as to mens rea).

 

Furthermore, the clergy sexual conduct statute is not a strict liability offense because we have stated that sexual penetration must be intentional. Bookwalter, 541 N.W.2d at 296; see State v. Evans, 756 N.W.2d 854, 875 (Minn.2008) (concluding that first-degree peace-officer murder is not a strict liability offense because “ ‘[l]ack of knowledge of a peace officer’s identity does not change the fact that intent to kill must be shown’ ” (quoting State v. Angulo, 471 N.W.2d 570, 573 (Minn.App.1991))). Wenthe argues that an additional mens rea element is required because sexual penetration is not inherently criminal. But the clergy sexual conduct statute is similar to the statute at issue in Ndikum. In that case, we considered whether, and what type, of mens rea is required to commit the crime of possession of a pistol in public, Minn.Stat. § 624.714, subd. 1a (2014). We concluded that the statute merely requires knowledge of possession of a pistol, which also is not inherently criminal conduct. Ndikum, 815 N.W.2d at 821. We did not require knowledge of location in that case, even though possession of a pistol without a permit is a crime only in a public place.

 

In Benniefield and Garcia–Gutierrez, by contrast, the defendants sought a mens rea requirement for the circumstances that enhanced the crime. We concluded that because a mens rea requirement already existed for the underlying offenses—drug possession and burglary—the additional circumstances did not warrant an additional knowledge requirement. Based on *304 these cases, including Ndikum, the mere fact that sexual penetration is not inherently criminal does not necessitate an additional knowledge requirement for the circumstances attendant to the penetration.

 

The court of appeals concluded that a mens rea requirement for the “spiritual counsel” element would harmonize the clergy sexual conduct statute with other criminal sexual conduct offenses. Wenthe III, 845 N.W.2d at 232. The court asserted that because several criminal sexual conduct offenses include an additional mens rea element, the clergy sexual conduct statute should be construed in the same way. Id.; see Minn.Stat. § 609.341, subd. 11(a) (2014) (stating that offenses involving “sexual contact” must be “committed with sexual or aggressive intent”); Minn.Stat. § 609.344, subd. 1(d) (criminalizing sexual penetration when “the actor knows or has reason to know that the complainant is mentally impaired, mentally incapacitated, or physically helpless”). But these statutes merely demonstrate that the Legislature knows how to add an explicit mens rea requirement. In fact, these provisions caution us against adding an implicit requirement in others, because the Legislature could, and has, included a mens rea term when one was intended. See Evans, 756 N.W.2d at 875–76 (declining to interpret Minnesota’s peace-officer murder statute to require knowledge that the victim was an officer because the statute “is worded differently than statutes in many other jurisdictions” that include an explicit knowledge requirement).

 

[16] The court of appeals also concluded that a knowledge requirement would harmonize the clergy sexual conduct statute with “other provisions in section 609.344, which do not presume a vulnerable victim but require proof of the pre-existence of a mental or emotional condition or that the actor uses deceptive conduct.” Wenthe III, 845 N.W.2d at 233 (citing State v. Bussmann, 741 N.W.2d 79, 88 (Minn.2007) (Hanson, J.) (plurality opinion)). For example, the psychotherapist sexual conduct statute requires an “ongoing psychotherapist-patient relationship,” Minn.Stat. § 609.344, subd. 1(h)(ii), an “emotional dependen[ce] upon the psychotherapist,” id., subd. 1(i), or “therapeutic deception,” id., subd. 1(j). See also Wenthe III, 845 N.W.2d at 233 (noting that the clergy evidentiary privilege statute, Minn.Stat. § 595.02, subd. 1(c) (2014), prohibits a member of the clergy from testifying about a confession made to the clergy member in his or her “professional character”). However, “courts cannot supply that which the legislature purposely omits or inadvertently overlooks.” Wallace v. Comm’r of Taxation, 289 Minn. 220, 230, 184 N.W.2d 588, 594 (1971). The scope of the psychotherapist-sexual-conduct and clergy-privilege statutes is expressly limited by language that is absent in the clergy sexual conduct statute. It is inappropriate to assume that the Legislature intended the scope of the clergy sexual conduct statute to be coextensive with other statutes that contain different language. Further, the court of appeals overlooks other criminal sexual conduct statutes that, like the clergy sexual conduct statute, “presume a vulnerable victim.” See, e.g., Minn.Stat. § 609.344, subd. 1(a)-(b), (d) (statutory rape); id., subd. 1(m) (employee of secure treatment or correctional facility).

 

The dissent notes that a clergy member engaging in a nonmarital sexual relationship may lack notice of the potential criminality of his or her actions. We agree that notice may be lacking if, for example, the complainant does not frequent the clergy member’s place of worship, the complainant lies about the purpose of their meetings, or the communication between complainant and clergy member is limited to a *305 vague theological discussion without something more. But this is not that case: regardless of Wenthe’s subjective belief at the time of the sexual encounters, he certainly had notice that his actions were potentially criminal. Further, even without an additional knowledge requirement, clergy members are protected from inadvertent violations of the statute because the State must still prove that the complainant actually sought or received spiritual counsel. Here, the evidence indicating that A.F. sought spiritual counsel is more than sufficient, as A.F. worshipped at Wenthe’s church and met him at a church event, Wenthe had served as A.F.’s regular confessor in the past, at least initially their relationship and discussions centered around religion and spirituality, and the initial penetration occurred on church property. To the extent the dissent believes that the language of the statute is insufficiently vague as currently drafted to provide notice, that problem is properly solved by the Legislature rather than by implying an additional mens rea requirement.

 

We conclude that the clergy sexual conduct statute does not require the clergy member to know that the complainant seeks or is receiving spiritual counsel. The district court therefore did not err by refusing to give Wenthe’s proposed jury instruction.

 

 

 

III.

[17] Finally, the State challenges the court of appeals’ conclusion that the district court violated Wenthe’s due process right to present a complete defense. Before trial, the district court denied Wenthe’s motion to admit evidence regarding A.F.’s sexual history based on the rape-shield law. See Minn.Stat. § 609.347, subd. 3 (2014); Minn. R. Evid. 412. The State indicated it would introduce only relevant sexual-history evidence related to A.F.’s sexual abuse as a child. During A.F.’s direct examination, however, the district court allowed the prosecutor to elicit the following testimony:

Q. In addition to you performing oral sex or fellatio on him, and the anal sex, was there any other kind of penetration? In that sense I mean did he—did he ever perform oral sex on you?

A. Yes, eventually, again, not initially, but eventually he did. I—I’d never done anything like that before, and I trusted him.

....

Q. Apart from being raped as a child, were you a virgin at that time?

A. Yes.

Q. Did the defendant try to convince you to have intercourse with him?

A. No.

Q. Did you let him know that you didn’t want to have intercourse?

A. Yes.

....

Q. Was there any discussion at all about why—having anal sex as opposed to vaginal sex?

A. I think—I don’t—I don’t recall. I don’t recall that. I just—I mean anal sex—you know, you wouldn’t get pregnant. And, I mean, that was a fear of his, of course. And it was important to me in some strange way to protect my virginity.

During closing argument, the prosecutor also described A.F. as “naive, vulnerable, [and] inexperienced.”

 

After A.F.’s direct testimony, Wenthe’s counsel made the following offer of proof:

[F]or the record, had I been allowed to do so, I would have asked [Wenthe] what conversation he did have with *306 [A.F.] on the evening of November 12, which was the long five-hour conversation that they had. He would have testified that she told him that with past boyfriends that she enjoyed oral sex, that anal sex was something that she had experienced, that given her experience and her past that she would enjoy doing the same with him, and that conversation that she had with him formulated his intentions the next day and his intentions as the relationship progressed.

The district court did not amend its earlier ruling.

 

[18] [19] Evidentiary rulings are reviewed for an abuse of discretion, even when a constitutional violation is alleged. State v. Profit, 591 N.W.2d 451, 463 (Minn.1999); see State v. Richards, 495 N.W.2d 187, 195 (Minn.1992) (“[T]he accused ‘must comply with established rules of procedure and evidence designed to assure both fairness and reliability in the ascertainment of guilt and innocence.’ ” (quoting Chambers v. Mississippi, 410 U.S. 284, 302, 93 S.Ct. 1038, 35 L.Ed.2d 297 (1973))). A violation of a criminal defendant’s constitutional rights necessitates a new trial unless the violation was harmless beyond a reasonable doubt. State v. Jones, 556 N.W.2d 903, 910 (Minn.1996).

 

[20] In a prosecution for criminal sexual conduct, “evidence of the victim’s previous sexual conduct shall not be admitted nor shall any reference to such conduct be made in the presence of the jury,” unless one of the enumerated exceptions applies and “the probative value of the evidence is not substantially outweighed by its inflammatory or prejudicial nature.” Minn.Stat. § 609.347, subd. 3; Minn. R. Evid. 412; see State v. Friend, 493 N.W.2d 540, 545 (Minn.1992) (noting that the rape-shield law limits admission of evidence of the complainant’s prior sexual conduct). The rape-shield law “serves to emphasize the general irrelevance of a victim’s sexual history, not to remove relevant evidence from the jury’s consideration.” State v. Crims, 540 N.W.2d 860, 867 (Minn.App.1995) (citing State v. Elijah, 206 Minn. 619, 621, 626, 289 N.W. 575, 577, 579 (1940)), rev. denied (Minn. Jan. 23, 1996). We have construed the rape-shield law as allowing sexual-history evidence, however, when “admission is constitutionally required by the defendant’s right to due process, his right to confront his accusers, or his right to offer evidence in his own defense.” State v. Benedict, 397 N.W.2d 337, 341 (Minn.1986) (citing State v. Caswell, 320 N.W.2d 417, 419 (Minn.1982)).

 

[21] The court of appeals concluded that the State’s evidence of A.F.’s sexual inexperience “opened the door” to Wenthe’s rebuttal evidence of her past sexual conduct, and the district court’s refusal to admit this evidence was an abuse of discretion. Wenthe III, 845 N.W.2d at 234–35. “ ‘Opening the door’ occurs when ‘one party by introducing certain material ... creates in the opponent a right to respond with material that would otherwise have been inadmissible.’ ” State v. Valtierra, 718 N.W.2d 425, 436 (Minn.2006) (alteration in original) (quoting 8 Henry W. McCarr & Jack S. Nordby, Minnesota Practice–Criminal Law and Procedure § 32.90, at 691 (4th ed.2012)). This doctrine is “ ‘essentially one of fairness and common sense,’ ” and prevents one party from gaining an unfair advantage. Id. (quoting 8 McCarr & Nordby, supra, § 32.90, at 691–92).

 

[22] [23] The State should not have introduced evidence indicating that A.F. was sexually inexperienced and abstained from vaginal intercourse to “protect [her] virginity,” and the district court abused its discretion by allowing it to do so. The *307 rape-shield law applies equally to evidence offered by the prosecution and the defense. Minn.Stat. § 609.347, subd. 3 (“[E]vidence of the victim’s previous sexual conduct shall not be admitted....”); see, e.g., State v. Calbero, 71 Haw. 115, 785 P.2d 157, 161–62 (1989); People v. Sandoval, 135 Ill.2d 159, 142 Ill.Dec. 135, 552 N.E.2d 726, 730–31 (1990); State v. Gavigan, 111 Wis.2d 150, 330 N.W.2d 571, 576 (1983). It also applies to “negative” evidence—i.e., an assertion that the complainant does not have prior sexual experience. See Gavigan, 330 N.W.2d at 576 (“Nothing in the [Wisconsin rape-shield] statute limits its applicability to prior affirmative acts. Rather, the plain meaning of the words ‘prior sexual conduct’ includes the lack of sexual activity as well.”). The State’s irrelevant characterization of A.F.’s sexual history is particularly troubling because of the prosecution’s commitment in pretrial discussions to limit sexual-history evidence to A.F.’s sexual abuse as a child. The State offers no explanation for its about-face and, also inexplicably, the district court was silent in response to the State’s decision to abandon its commitment to the court.

 

But the conduct of the State here, and the failure of the district court to respond, does not establish that the court abused its discretion by declining to admit Wenthe’s proffered evidence. The limited relevance and probative value of that evidence does not substantially outweigh its prejudicial and harmful effect. See Minn. R. Evid. 403, 412. Wenthe argues that the evidence demonstrates that A.F. was more likely to view the relationship as based on sexual desire rather than religious mentorship. But the evidence at issue merely shows that A.F. had previous sexual partners. It provides little insight into her specific relationship with Wenthe, and offers few clues as to whether she was less likely to have sought spiritual advice while engaging in sexual conduct with him. There is no indication, for example, that the proffered evidence demonstrates that A.F. had prior sexual experiences with other clergy members or counselors. If anything, the evidence is merely probative on the question of whether A.F. consented to the sexual penetration, which is irrelevant here because “[c]onsent by the complainant is not a defense” to clergy sexual conduct. Minn.Stat. § 609.344, subd. 1(l ).

 

The court of appeals asserted that Wenthe’s proffered sexual-history evidence would have provided a “source of sexual knowledge independent of [A.F.’s] experiences” with Wenthe. Wenthe III, 845 N.W.2d at 235. But a complainant’s source of knowledge ordinarily becomes relevant only when the defendant asserts that the complainant fabricated the sexual conduct. See Harriett R. Galvin, Shielding Rape Victims in the State and Federal Courts: A Proposal for the Second Decade, 70 Minn. L. Rev. 763, 865–67 (1986). There, sexual-history evidence “establish[es] a source of knowledge or familiarity with sexual matters in circumstances in which lack of knowledge is the likely inference to be drawn by the fact finder.” Id. at 866; see, e.g., State v. Kroshus, 447 N.W.2d 203, 205 (Minn.App.1989) (developmentally disabled complainant), rev. denied (Minn. Dec. 20, 1989); Summitt v. State, 101 Nev. 159, 697 P.2d 1374, 1377 (1985) (6–year–old complainant); State v. Howard, 121 N.H. 53, 426 A.2d 457, 462 (1981) (12–year–old complainant). Here, Wenthe conceded that sexual penetration occurred, so source-of-knowledge evidence is unnecessary. Moreover, A.F.’s general source of knowledge of sexual matters is largely irrelevant to the primary disputed question of whether she sought or received spiritual counsel.

 

[24] But even assuming the district court abused its discretion in disallowing *308 Wenthe’s sexual-history evidence, any error was harmless beyond a reasonable doubt. Constitutional error does not result in a reversal of a conviction “if the verdict actually rendered was surely unattributable to the error.” Jones, 556 N.W.2d at 910 (citing Sullivan v. Louisiana, 508 U.S. 275, 279, 113 S.Ct. 2078, 124 L.Ed.2d 182 (1993)). Although the State elicited testimony from A.F. that she was sexually inexperienced and made a statement to that effect during closing argument, A.F. also significantly undercut the State’s suggestion that she was “inexperienced” when she testified about her tendency to “dissociate” during previous sexual experiences with other partners. Moreover, Wenthe testified that he and A.F. had discussed “the type of sexual behavior that might interest one another” and “past sexual practices that [they] had respectively engaged in,” and Wenthe’s counsel vigorously cross-examined A.F. regarding Wenthe and A.F.’s conversations about sexual matters.

 

Most importantly, Wenthe was allowed to—and did—testify at length about his perception of his relationship with A.F. He believed that their relationship “changed very quickly” into one based on sexual desire rather than spiritual guidance. The jury evidently rejected Wenthe’s version of the facts, and Wenthe provides no reason to conclude that the verdict would have been different if the jury knew more about A.F.’s past sexual experiences. Based on this record, the verdict was surely unattributable to the error, if any. We therefore conclude that the district court’s decision to deny Wenthe’s motion to admit evidence of A.F.’s sexual history was not an abuse of discretion and was harmless beyond a reasonable doubt.

 

Because we conclude that the challenged decisions of the district court were either not error, did not affect Wenthe’s substantial rights, or were harmless beyond a reasonable doubt, we reverse the court of appeals and reinstate Wenthe’s conviction.

 

Reversed.

 

DIETZEN, J., took no part in the consideration or decision of this case.

WRIGHT, J., took no part in the consideration or decision of this case.

 

 

PAGE, Justice (dissenting).

 

I respectfully dissent. I disagree with the court that the trial court’s errors with respect to the jury-unanimity instruction and sexual-history evidence were harmless. But I am particularly troubled by the court’s conclusion that a clergy member need not know the purpose of the meeting at which sexual penetration occurs to be found guilty of clergy sexual conduct.

 

 

 

I.

I begin with the issue of mens rea in the clergy sexual conduct statute, Minn.Stat. § 609.344, subd. 1(l ) (2014), which prohibits sexual penetration when

the actor is or purports to be a member of the clergy, ... and:

(i) the sexual penetration occurred during the course of a meeting in which the complainant sought or received religious or spiritual advice, aid, or comfort from the actor in private; or

(ii) the sexual penetration occurred during a period of time in which the complainant was meeting on an ongoing basis with the actor to seek or receive religious or spiritual advice, aid, or comfort in private. Consent by the complainant is not a defense....

The court’s analysis hinges solely on whether the statute would impose strict liability without an implied requirement that the clergy member must know he or she is providing spiritual counsel. *309 Because the statute already requires knowledge of sexual penetration, the court concludes that an additional knowledge requirement for provision of spiritual counsel is unnecessary. But even if it is assumed that the statute does not impose strict liability, the court’s simplistic analysis incorrectly assumes that an additional knowledge requirement is unnecessary whenever a statute does not on its face impose strict liability.

 

“Mens rea is the element of a crime that requires ‘the defendant know the facts that make his conduct illegal.’ ” State v. Ndikum, 815 N.W.2d 816, 818 (Minn.2012) (quoting Staples v. United States, 511 U.S. 600, 605, 114 S.Ct. 1793, 128 L.Ed.2d 608 (1994)). In re Welfare of C.R.M., 611 N.W.2d 802 (Minn.2000), presented us with the question of whether to imply a knowledge requirement for the offense of felony possession of a dangerous weapon on school property, which on its face imposed strict liability.1 We noted that knives are generally innocuous tools that “can be used for a myriad of completely benign purposes.” Id. at 810. In contrast to possession of illegal narcotics or hand grenades, which are “inherently anti-social,” mere possession of a knife “does not put owners on notice that they are engaging in conduct inherently dangerous to the public.” Id. at 806, 810. We therefore required the State to prove that the defendant “knew he possessed the knife on school property” because failure to do so would “criminalize[ ] a broad range of what would otherwise be innocent conduct.” Id. at 809–10; see also Ndikum, 815 N.W.2d at 822 (requiring knowledge of possession for the offense of possession of a pistol in public).

 

In State v. Benniefield we came to the opposite conclusion, holding that the crime of possession of narcotics in a school zone does not require that the defendant know he is in a school zone. 678 N.W.2d 42, 49 (Minn.2004). We stated that, unlike possession of a knife, possession of illegal narcotics in and of itself is “ ‘inherently anti-social’ ” such that “the possessor is already on notice of the illegality of his actions, without regard to location.” Id. at 48 (quoting C.R.M., 611 N.W.2d at 810). By possessing illegal narcotics, the defendant “assume[d] the risk that he might enter a location that will make the consequences of his crime more severe.” Id. Similarly, we have held that a defendant may be convicted of first-degree burglary with a dangerous weapon without knowing he possessed the weapon because “mens rea is already required for the underlying crime—burglary; possession of a weapon merely enhances the severity of the offense.” State v. Garcia–Gutierrez, 844 N.W.2d 519, 525 (Minn.2014).

 

The common thread of all these cases is that a person must know the facts that make his or her conduct illegal; in other words, he or she must be “on notice” that particular conduct may be criminal. In some cases, when a person’s conduct is inherently dangerous or threatens the public welfare, no knowledge requirement is needed, and strict liability may be enforced. The possessor of an unlicensed hand grenade, for example, is on notice of a crime because “one would hardly be surprised to learn that the possession of hand grenades is not an innocent act.” Ndikum, 815 N.W.2d at 820 (quoting United States v. Freed, 401 U.S. 601, 609, 91 S.Ct. 1112, 28 L.Ed.2d 356 (1971)). Similarly, when the underlying behavior is already *310 criminal in nature, such as possession of illegal narcotics or possession of a dangerous weapon during a burglary, the actor is already “on notice” that he or she is committing a crime, so mens rea is not required for an additional element that subjects a person to liability for a more serious crime. See Garcia–Gutierrez, 844 N.W.2d at 525; Benniefield, 678 N.W.2d at 48. But the same cannot be said in cases in which the underlying conduct is not criminal. “[M]ere possession” of a knife or a firearm does not provide notice of a possible crime, so an additional mens rea is required. See C.R.M., 611 N.W.2d at 806; Ndikum, 815 N.W.2d at 822.

 

Thus, even if the clergy sexual conduct statute does not impose strict liability, that is not the end of our analysis, as the court appears to believe. Instead, we must determine whether an additional mens rea is necessary to put a member of the clergy on notice that his or her conduct may be criminal. The court asserts that because we require knowledge of sexual penetration, an additional knowledge requirement is unnecessary. But sexual penetration between consenting adults is ordinarily innocuous behavior—even constitutionally protected behavior in most cases. See Lawrence v. Texas, 539 U.S. 558, 578, 123 S.Ct. 2472, 156 L.Ed.2d 508 (2003). Indeed, the court does not contend that sexual conduct involving members of the clergy is inherently dangerous, nor that it is by itself a criminal act. Mere knowledge of sexual penetration therefore does not put a clergy member “on notice” that his or her actions may be criminal. Like possession of a knife, which is not criminal until it occurs within a school zone, sexual penetration by a member of the clergy is not criminal unless and until it coincides with a meeting at which spiritual counsel is sought or received.

 

The clergy sexual conduct statute is wholly different from the statutes at issue in Benniefield and Garcia–Gutierrez. In those cases, the defendant was already on notice that his underlying conduct was criminal, and we refused to imply a mens rea requirement with respect to the additional element that enhanced the sentence. Here, providing spiritual counsel does not “merely enhance[ ] the severity of the offense.” See Garcia–Gutierrez, 844 N.W.2d at 525. Rather, providing spiritual counsel is the act that makes the conduct criminal. Without spiritual counsel, there is no crime. The State must therefore prove that the clergy member knew, or at least had reason to know, that spiritual counsel was being sought.

 

The court’s analysis is especially troubling because the clergy sexual conduct statute is markedly different from most other statutory rape offenses. First, statutory rape offenses generally protect a discrete class of people with a particular vulnerability, such as age or disability. See, e.g., Minn.Stat. § 609.342, subd. 1(a) (2014) (protecting complainants under 13 years of age who are more than 3 years younger than the actor). The clergy sexual conduct statute has no such limiting characteristic. Although the statute was enacted to prevent clergy from taking advantage of their parishioners, any person can assert a violation of the clergy sexual conduct statute. And because a clergy member need not know that he or she is providing spiritual counsel under the court’s interpretation, a violation of the statute could arise from any nonmarital sexual conduct with any person, even though most such relationships would be consensual and otherwise lawful. The statute effectively bars clergy members from engaging in nonmarital sexual conduct and “criminalizes a broad range of what would otherwise be innocent conduct.” C.R.M., 611 N.W.2d at 809–10. In *311 addition, the court’s holding today exacerbates the constitutional deficiencies of the clergy sexual conduct statute. See State v. Wenthe, 839 N.W.2d 83, 96 (Minn.2013) (Page, J., dissenting).

 

Moreover, most types of statutory rape are based on characteristics that are readily apparent, such as the complainant’s age or a special relationship between the actor and complainant. The only unifying characteristic under the clergy sexual conduct statute is that the complainant seeks or receives spiritual counsel. This trait is wholly subjective and may be impossible for the clergy member to ascertain. The court suggests that a more focused definition from the Legislature of “religious or spiritual advice, aid, or comfort” would alleviate this concern. Of course, that will not help those clergy, like Wenthe, who are subject to the statute as it reads today. Moreover, even if the Legislature were inclined to clarify the statutory language, clarified language by itself will not necessarily address the real issue here: because a violation of the statute may turn on the complainant’s subjective interest, clergy members will lack notice that their actions may be criminal. A knowledge requirement, by contrast, would subject clergy members to criminal penalties only if they knew or had reason to know that a particular sexual relationship may pose a risk of violating the statute.

 

As a consequence, the court’s interpretation of the clergy sexual conduct statute may result in a guilty verdict based entirely on what the complainant thought. By contrast, the elements of other statutory rape offenses are proven by more objective standards. See, e.g., Minn.Stat. § 609.344, subd. 1(a)-(b), (e) (complainant’s age); id., subd. 1(d) (complainant is mentally impaired); id., subd. 1(f)-(g) (actor and complainant have a “significant relationship”); id., subd. 1(h)-(j) (actor is a psychotherapist and complainant is a patient or former patient). I can think of no other criminal offense in which the complainant’s subjective beliefs, without more, can provide proof of a crime beyond a reasonable doubt. A.F.’s understanding of the relationship is, of course, relevant—but so is Wenthe’s. Under the court’s interpretation of the clergy sexual conduct statute, the clergy member’s subjective belief regarding the provision of spiritual counsel is ignored, whereas the complainant’s subjective belief that such counsel was sought or received may constitute the sole evidence to support a conviction. This outcome is contrary to our case law and ignores the very purpose of mens rea, which ensures that an actor “know[s] the facts that make his conduct illegal.” See Ndikum, 815 N.W.2d at 818 (quoting Staples, 511 U.S. at 606, 114 S.Ct. 1793). A requirement that the clergy member know, or have reason to know, that spiritual counsel is sought will ensure that both the complainant’s and clergy member’s states of mind are considered.

 

Finally, the court acknowledges that, without an additional knowledge requirement, a clergy member may sometimes lack notice of the potential criminality of his or her actions. This possibility, which sounds like a classic case of strict liability, does not bother the court because, in its view, regardless of what Wenthe believed, the evidence is “more than sufficient” that Wenthe provided spiritual counsel to A.F. and had notice that his actions may be criminal. But the court’s concern that there is a notice problem with the statute demonstrates that knowledge of spiritual counsel is necessarily a part of the clergy sexual conduct statute, regardless of whether, in this particular case, other facts support Wenthe’s guilt. The court also ignores the fact that a felony statute lacking an adequate mens rea requirement may violate the Due Process Clause, regardless *312 of the specific circumstances at issue. See, e.g., State v. Guminga, 395 N.W.2d 344, 346 (Minn.1986) (declaring unconstitutional a statute that subjected a defendant to imprisonment when the defendant’s employee sold liquor to a minor without the defendant’s knowledge).

 

Moreover, in downplaying the notice requirement in this case, the court relies on facts that may illuminate Wenthe and A.F.’s past relationship, but that tell us little, if anything, about the purpose of any of the meetings at which sexual penetration occurred and for which Wenthe may have been convicted. Wenthe testified that the relationship “changed very quickly” before the first sexual encounter; evidently, the jury was receptive to this defense, as Wenthe was acquitted of the ongoing-basis count. At bottom, the court’s interpretation of Minn.Stat. § 609.344, subd. 1(l ), encourages juries to consider past behaviors rather than the evidence most germane to the spiritual-counsel element: the defendant’s subjective belief as to whether spiritual counsel was sought at the meeting at which the sexual penetration occurred. I would therefore affirm the court of appeals on this issue and remand for a new trial.

 

 

 

II.

I also dissent from the court’s conclusions with respect to the trial court’s failure to give a unanimity jury instruction and the exclusion of evidence relating to A.F.’s sexual inexperience.

 

 

 

A.

First, I disagree with the court’s conclusion that the failure to provide a specific-unanimity jury instruction did not affect Wenthe’s substantial rights. The court does not decide whether the trial court committed plain error by not giving the instruction.2 Instead, the court affirms the conviction because “it is not reasonably likely that the district court’s failure to provide a specific-unanimity jury instruction significantly affected the verdict.” In doing so, the court notes that a specific-unanimity instruction would have informed the jury that it must agree on the specific meeting at which Wenthe violated the clergy sexual abuse statute. Therefore, the court reasons that the failure to provide the instruction significantly affected the verdict only if it is reasonably likely that the jury did not agree on a specific meeting at which Wenthe sexually penetrated A.F. and provided spiritual counsel. The court reasons that the alleged error was harmless because the evidence admitted at trial overwhelmingly related to the first meeting on November 13, 2003, leaving no reasonable possibility that some jurors could have believed Wenthe violated the statute at a later meeting but not on November 13.3

 

But that reasoning merely begs the question. Just because the jurors unanimously agreed that Wenthe violated the statute does not necessarily mean that the jurors unanimously agreed on the element of the offense that requires that “the sexual penetration occurred during the course *313 of a meeting in which [A.F.] sought or received religious or spiritual advice, aid, or comfort from [Wenthe].” Minn.Stat. § 609.344, subd. 1(l )(i) (emphasis added). According to the criminal complaint, the timeframe during which this element could have been met spanned from November 1 to December 31, 2003, yet the record before us is not at all clear as to the specific meeting or meetings at which Wenthe and A.F. engaged in sexual contact and at which A.F. sought or received religious or spiritual advice, aid, or comfort. Given this record, and the fact that the jury instructions merely stated that the offense had to have occurred during “a meeting” and that the verdict “had to be unanimous,” but did not say that the jurors had to unanimously agree on the date that the meeting occurred, it is possible, and perhaps likely, that the jurors unanimously agreed that Wenthe had violated the statute at a single meeting without having unanimously agreed on the specific meeting at which the violation occurred. For example, it is possible, given the less-than-clear record before them, that some jurors may have determined that Wenthe and A.F. engaged in sexual activity and that A.F. sought or received spiritual advice, aid, or comfort at the November 13 meeting but not on November 14, while others may have determined the opposite, that Wenthe and A.F. engaged in sexual activity and A.F. sought religious or spiritual advice, aid, or comfort at the meeting on November 14 but not on November 13.4

 

Compounding the trial court’s failure to give a unanimity instruction is the State’s invitation to the jury to disregard the single-meeting element of the offense, stating in closing argument that Wenthe was guilty if any meeting involved both sexual penetration and spiritual counsel. Applying the State’s closing argument, the jury’s members could easily have decided that Wenthe violated the statute without seriously considering the precise date on which the violation occurred, or they could have ignored the single-meeting element and relied on different dates to reach a “unanimous” result.

 

Reversal is also necessary to ensure the fairness, integrity, and public reputation of the judicial proceedings. See State v. Griller, 583 N.W.2d 736, 740, 742 (Minn.1998). Not only did the trial court’s instruction misstate the law, but the court allowed the State to add further confusion by implying that the date of the single meeting was irrelevant. Given the uncertainty surrounding the knowledge requirement for the spiritual-counsel element, the jury lacked sufficient direction in its evaluation of the two genuine issues in this trial: did Wenthe provide spiritual counsel on or after November 13, 2003, and did that counseling occur at a meeting that involved sexual penetration? These errors, especially when considered in combination with the trial court’s exclusion of sexual-history evidence (discussed below), call into considerable question the fairness, integrity, and public reputation of the judicial proceedings.

 

 

 

B.

I would also conclude that the trial court denied Wenthe his right to a fair trial *314 when it refused to admit his proffered sexual-history evidence. I agree with the court that the State should not have offered evidence of A.F.’s sexual inexperience, and the State’s reference to A.F. as “naive, vulnerable, [and] inexperienced” in closing arguments was particularly inexcusable. The court’s admission of the State’s evidence violated the rape-shield law because it was irrelevant, it was prejudicial to Wenthe, and it gave the jury a false impression of A.F.’s sexual history. The court concludes, however, that Wenthe’s evidence of A.F.’s sexual experience was equally irrelevant and prejudicial, and therefore that Wenthe’s evidence was inadmissible notwithstanding the error in admitting the State’s evidence. See Minn. R. Evid. 403 (providing that relevant evidence “may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice”).

 

I depart from the court’s conclusion that the trial court’s error does not merit a remedy. We have held that the rape-shield law must give way when “admission is constitutionally required by the defendant’s right ... to offer evidence in his own defense.” State v. Benedict, 397 N.W.2d 337, 341 (Minn.1986); see also State v. Valtierra, 718 N.W.2d 425, 436 (Minn.2006) (allowing a party to introduce inadmissible evidence when an opposing party “opens the door” to the evidence). We have recognized that “the right to present a defense encompasses the right to offer the testimony of witnesses so that the defense can present its version of the facts to the jury as well as the state so that the jury can decide where the truth lies.” State v. Quick, 659 N.W.2d 701, 713 (Minn.2003) (citing Washington v. Texas, 388 U.S. 14, 19, 87 S.Ct. 1920, 18 L.Ed.2d 1019 (1967)). Because Wenthe was significantly older than A.F. and served as her priest, the State’s sexual-history evidence fed into an already-existing bias against Wenthe that he enjoyed greater authority over A.F. than may have actually existed. The evidence also served to buttress A.F.’s credibility on the critical question of whether the meeting included a spiritual counseling component. This was certainly the State’s intention, whether it intended to violate the rape-shield law or not. Thus, once the State opened the door to evidence of A.F.’s sexual history, Wenthe should have been afforded the right to present evidence rebutting this perception by demonstrating that A.F. was more experienced sexually than the State’s evidence suggested.

 

I also disagree that the trial court’s error was harmless beyond a reasonable doubt. The sole disputed issue in this case was whether Wenthe and A.F. met for a spiritual or religious purpose. Wenthe’s defense was that his association with A.F. began as a priest-parishioner relationship, but that it had evolved before the first instance of sexual penetration. Given the evidence of A.F.’s sexual history presented by the State, Wenthe’s rebuttal evidence is highly probative of whether the meeting at which the two had sexual contact included a spiritual counseling component.

 

The brief reference to past sexual partners in A.F.’s testimony does not diminish the relevance of Wenthe’s rebuttal evidence, as the court suggests. The numerous references to A.F.’s sexual inexperience outweigh the single sentence that alluded to other sexual partners. Inexplicably, the court views A.F.’s offhand reference to previous sexual partners as equally probative to Wenthe’s opportunity to call attention to A.F.’s sexual history and draw reasonable conclusions from that history. I would conclude that this brief reference was insufficient to undo the prejudice caused by the State’s introduction of inadmissible evidence.

 

*315 The trial court afforded the State an unfair advantage by admitting misleading evidence of A.F.’s sexual inexperience, and the proper remedy was to allow Wenthe to admit rebuttal evidence. The trial court’s failure to do so denied Wenthe’s right to a fair trial.

 

For the above reasons, I respectfully dissent.

 

All Citations

865 N.W.2d 293

 

Footnotes

 

1

 

The State contends that this issue should receive plain-error review rather than harmless-error review, because Wenthe’s argument on appeal was not “embodied in his objection at trial.” See State v. Kuhnau, 622 N.W.2d 552, 555 (Minn.2001). Because we conclude that the district court did not err, we need not determine which standard of review applies.

 

2

 

The court of appeals construed this issue as whether the clergy sexual conduct statute requires general or specific intent. See Wenthe III, 845 N.W.2d at 232. A general-intent crime requires only that the defendant “intentionally engag[ed] in the prohibited conduct,” whereas a specific-intent crime “requires an ‘intent to cause a particular result.’ ” State v. Fleck, 810 N.W.2d 303, 308 (Minn.2012) (quoting 9 Henry W. McCarr & Jack S. Nordby, Minnesota Practice–Criminal Law and Procedure § 44:3, at 515 (4th ed.2012)). Because the clergy sexual conduct statute does not require the clergy member to intend a particular result, the statute is a general-intent crime regardless of whether the clergy member must have knowledge that the complainant sought or received spiritual counsel.

 

1

 

In 2003, the Legislature amended the statute to include a knowledge requirement consistent with our opinion in C.R.M. See State v. Benniefield, 678 N.W.2d 42, 48 n. 3 (Minn.2004).

 

2

 

Given the 2–month timeframe for the single-meeting count, and the specific language of the clergy sexual conduct statute, which requires that the offense must occur during “a meeting,” I would conclude that the trial court committed plain error.

 

3

 

In support of this theory, the court appears to argue that all of the testimony centers around the November 13 meeting, but the court later argues that the November 13 meeting is indistinguishable from the November 14 meeting and future meetings. These inconsistent theories in fact support my contention that we cannot say with any reasonable accuracy what the jury relied on to reach its decision.

 

4

 

There is evidence to suggest that A.F. sought or received advice, aid, or comfort from Wenthe on both November 13 and November 14. It is entirely unclear from the record, however, whether the advice, aid, or comfort sought was religious or spiritual in nature. Given that the jury acquitted Wenthe of some of the charges against him, it is fair to say that the jury believed and disbelieved parts of Wenthe’s and A.F.’s testimony. On that basis, and given the lack of clarity in the record, it is not possible to say with any certainty that the jurors unanimously agreed on the specific meeting at which all of the elements of the offense were met.

 

7.5 Readings 7.5 Readings

7.5.1 The Racial History of Rape 7.5.1 The Racial History of Rape

 

1) The Story of Carolyn Bryant, the White Woman Whose Lie Caused the Murder of Emmett Till

“Carolyn Bryant’s alleged confession highlights a horrific recurrence of white women weaponizing lies against black men that still persists today. As recent as May 2020, a video of a white woman named Amy Cooper went viral when she feigned hysteria and claimed to police that she was being threatened by a black man named Christian Cooper. Fortunately, with a video recording, the man was able to document the disturbing lie.”

This article, originally published by All That’s Interesting in January 2017 and updated in June 2020, addresses the history of white women weaponizing lies against Black men knowing it will cost them their lives and the climate of violent displays of racism that still shapes the legal system today through Emmet Till’s story. 

4) You Want a Confederate Monument? My Body is a Confederate Monument

This article, written by journalist and poet Caroline Randall Williams, addresses the sentiment of those who want to remember the legacy of the Confederacy and who oppose the removal of Confederate monuments across the country within the context of plantation rape. Williams brilliantly denounces the need for manufactured monuments commemorating the Old South becauseher very being is enough of a standing memory of slavery. She uses the phrase “rape-colored skin” and means it literally because she comes from black people who were owned and raped by the white people she comes from. This article is incredibly powerful because in offering up her body as a testament to why these monuments must come down, Williams forces the reader to confront this country’s emotional investment in the inferiorization and exploitation of black people, and especially black women.

5) Mapping the Margins: Intersectionality, Identity Politics, and Violence against Women of Color

6) #MeToo and Intersectionality: An Examination of the #MeToo Movement Through the R. Kelly Scandal

"The momentum of the #MeToo movement has broadened the reach of the campaign that activist Tarana Burke started in 2006 to help women of color from underprivileged communities who have experienced rape or sexual assault."

"While the movement has found success with the Weinstein effect, the original audience of the movement—women of color—did not share in its success because of the added factor of race. This comparative analysis through an examination of the R. Kelly scandal will provide insight into the role that intersectionality has played in the #MeToo movement and how the movement has evolved to address intersectionality as part of its overall goal to combat sexual assault and harassment."